The Year One by M.I. Finley (1968)

History tends to be the history of the winners, with the losers assigned the passive, largely unvoiced, faceless role of the people on whom the winners operated.
(‘Aspects of Antiquity’, page 189)

Notes on ‘The Year One’, a short essay included in Finley’s 1968 collection, ‘Aspects of Antiquity’.

Ancient calendars

People living through a momentous year (1066, 1789, 1939, 2000) usually know about it. The most obvious thing to say about the year 1 is nobody living through it knew about it at the time. The entire chronological framework of Western civilisation, whereby we divide years into before Christ (BC) or after Christ (in the year of the Lord, anno Domini, AD) hadn’t been invented.

Instead, all the different cultures of the ancient world kept their own calendars relating to their own cultural landmarks. The Greeks thought in terms of four year blocks or ‘Olympiads’ which began with the first Olympic Games in 776 BC, so year one was the first year of the 195th Olympiad.

The Romans had, for centuries, dated events by referring to the two consuls who were in office for that year, thus ‘in the consulship of Caius Caesar, son of Augustus, and Lucius Aemilius Paullus, son of Paullus.’

Only the learned wanted to look back deeper than a few decades and, for those purposes, Roman historians had worked out the year of the legendary foundation of Rome, and dated everything AUC standing for ‘ab urbe condita’ or ‘since the founding of the city (Rome)’. Many centuries later Christian historians aligned this legendary date to 753 years before the birth of Christ. So the year one was 754 AUC. This system was devised by the Christian historian Dionysius Exiguus, a Greek-speaking monk.

The evidence of the gospels

Of the four gospels only two give details of the birth of Jesus, Matthew and Luke

Matthew’s Gospel

Matthew’s gospel includes the story of ‘the massacre of the innocents’ (chapter 2, verses 16 to 18). Herod the Great, king of Judea, is said to have heard a prophecy that his kingdom will be overthrown by a child about to be born in Bethlehem, so he ordered the execution of all male children aged two and under in the vicinity of Bethlehem. The Catholic Church regards them as the first Christian martyrs, and their feast – Holy Innocents’ Day (or the Feast of the Holy Innocents) – is celebrated on 28 December. In this story, Joseph and Mary were warned by angels about the impending massacre and so made their way secretly to Egypt, ‘The Flight to Egypt’, a journey depicted in countless paintings.

Unfortunately for the veracity of this version, Herod the Great died in 4 BC. If Matthew is literally correct, Jesus must have been born in 4 BC at the latest.

Luke’s Gospel

Luke’s story is different. He says the Romans sent out a decree that everyone had to return to their home town in order to take part in a national census of the population of Judea so they could be taxed more efficiently.

Unfortunately, the only census decreed by the Romans that we know of occurred in either 6 or 7 AD.

In 6 AD the Romans deposed Herod’s son, Archelaus, themselves took over Judea, and installed a Roman governor with instructions to conduct a census. (The northern province of Galilee remained under the rule of the Herod family; Finley says this slight inconsistency between direct and indirect rule was common in provinces on the edge of the empire.)

The Roman Empire

Was an empire in the full sense. The ‘Roman people’ i.e. citizens of Rome and central and northern Italy, ruled all the other inhabitants of the empire as subjects. The empire outside Italy was divided into provinciae. In 1 AD the Roman empire covered about 1,250,000 square miles with a population of about 60 million (population figures are deeply contested). Censuses were taken in the provinces to maximise tax revenue, but at different times in different provinces, using different methods and definitions, so…

The tax collector, along with the soldier, was the most obvious and ubiquitous link between the provinces and Rome. (p.187)

The limits of Empire

In 9 AD a Romanised German warrior chief named Arminius lured three legions into an ambush in the Teutoburg Forest and annihilated them, seizing the precious standards. Traumatised by this terrible news, the emperor Augustus ordered the remaining two legions and all Roman citizens to withdraw back across the Rhine, a decision reinforced by his successor Tiberius, which crystallised into a fiat. The Romans never attempted to conquer and colonise Germany and the north European border settled for the next four centuries along the Rhine-Danube line.

The borders finalised as England in the north-west, the Atlantic in the west, the Atlas mountains, the Sahara and the cataracts of the Nile in Africa, Judea in what is now the Middle East, and Asia i.e. half of Anatolia up to the border with Armenia.

Imperial exploitation

The Romans had no shortage of writers and propagandists (Horace, Virgil and so on) praising Augustus’ rule and, by extension, Rome’s right to rule the entire world (Virgil). The Christian European empires 1700 years later (Spain, France, Britain, Holland) made lengthy attempts to justify their imperial conquests in terms of bringing civilisation etc to barbarian lands. The Romans used the same rhetoric but were much more honest about the sheer greed and looting involved in conquest. As Finley says in his essay about slavery, Julius Caesar set out for Gaul a penniless aristocrat from a down-at-heel family and he returned 8 years later a multi-millionaire and the most powerful man in Rome. That’s what 8 years of burning and looting did for him.

Once a province had been conquered and pacified there an infrastructure was imposed designed to extract wealth, consisting of extensive taxes(in goods and services and money) for the state, but great personal income skimmed off by high officials and members of the tax farming corporations.

Rome had no mission to civilise comparable to France’s great pretension to a mission civilisatrice. Some of her propagandists later developed this idea but the reality was that, so long as they paid their taxes, Rome left her subject peoples largely to themselves, only interfering if there was disorder, rebellion etc. Over a century of conquering and administering other peoples had shown that minimal interference paid off and…was cheap to run.

This was particularly true in the East, which had well-established cultures/civilisations long before the Romans arrived. Latin was the language of the new rulers but Greek remained the language of intellectuals and the ruling classes which sat directly below the Roman governor. Educated Romans learned Greeks but Greeks rarely bothered to learn Latin, a far simpler, cruder language.

Josephus

Finley makes a pit stop to spend a page profiling Joseph ben Matthias, member of a Jewish priestly family known to history as Josephus and for the epic history of the Jewish War, an account of the 4-year rebellion of Jews against Roman rule 66 to 70 AD which led up to the Romans storming Jerusalem and destroying the Great Temple built by Herod.

Josephus was a Pharisee, a member of the elite priestly caste who identified with law and order and the Romans, so the enemies in his book are the Zealots, who he calls rebels and bandits, religious visionaries who stirred up the people to revolt by playing on their grievances, their extreme poverty and promises of a new world.

Augustus

The essay then turns to consider Augustus’s achievement, namely bringing to an end 60 odd years of chaos as the Roman Republic proved incapable of managing its empire, or, more precisely, the scale of the wealth and power pouring into Rome exacerbate the toxic rivalries among great men which had previously been contained by its republican institutions, but now boiled over into repeated civil wars by over-mighty rulers. Until Octavian put a stop to it (helped by the fact that all the eminent men of his generation had been killed in the civil wars, committed suicide or been murdered in his ‘proscriptions’, leaving him the last significant military-political figure standing).

Augustus’s titles

In 27 BC Octavian was awarded the title ‘Augustus’ by the senate. But his other titles are significant. He wanted to be known as ‘princeps’ i.e. principle figure, partly because it avoided the dreaded term rex or king. And also kept the title Imperator, originally given to victorious generals, but now awarded him a) as recognition of victorious campaigns but b) as continual reminder of where his power lay – the complete loyalty of the army.

Around the time of Christ’s birth, in 2 AD Augustus was awarded a further title, ‘Father of the Nation’, which is not as cuddly as it sounds, given the draconian authority the father of a family had over all its other members, male or female.

Augustus tries to ensure heirs

In his magisterial biography of Augustus Adrian Goldsworthy goes out of his way to emphasise that through most of his rule Augustus appears to have not wanted to create a dynasty and been succeeded by one heir. On the contrary he tried to create a cohort of experienced young men who, Goldsworthy thinks, were meant to form a small cabinet, to rule collegiately.

The two problems with this was that they all tended to come from within his own close family, so royal, monarchical, imperial logic was hard to deny – but worse, that almost all his proteges died, leaving, the grumpy, surly, graceless Tiberius as the last most obvious figure standing.

But before all this had become clear Augustus spent time and energy grooming a succession of young male relatives for rule and in doing so rode roughshod over many of the conventions of the Republic he claimed to be defending. Thus in 4 BC the Senate was prevailed upon to decree that Augustus’s two grandsons (who he had adopted to make legally his sons) Gaius and Lucius, should be designated consuls at the tender age of 15 and then awarded the actual posts, for a year, when they turned 20. Each was titled ‘Princeps of the Youth’. In the Year One Gaius was indeed ‘elected’ consul (as everyone the Princeps recommended to the voters tended to be). But then the curse struck…Lucius died in 2 AD, Gaius in 4 AD.

Augustus’s propaganda machine

Augustus had statues of himself carved and erected in cities all over the empire. Instead of realistic depictions they show an idealised, tall virile commander of men. He ensured his face was on all coinage, so even the illiterate knew who he was. He encouraged his inclusion in the ceremonies of all the religions and cults practiced across the empire. Via his unofficial minister of the arts, Maecenas, he ‘encouraged’ praise by the leading poets of the day, poets like Virgil, Horace and Ovid whose words of sycophantic praise have survived down to our time, 2,000 years later.

Augustus’s campaign for moral regeneration

Alongside a major programme of rebuilding and renovating not only Rome but all the major cities in the Empire, Augustus tried to bring about a moral revival as well. He had roughly two concerns: one was that the ancient noble families of Rome had been severely depleted by the civil wars and so he passed successive legislation promoting marriage and punishing adult men who failed to marry or have children. He gave legal and financial incentives to families with three or more children – legislation collectively known as the Leges Iuliae.

Augustus wasn’t concerned about sexual morality as such but was concerned about its impact on the stability and fecundity of the ruling class which he wanted to grow and stabilise in order to secure Rome’s future. It’s in this context that he passed legislation severely punishing adultery. He wanted more sons of the aristocracy, and that they should marry and do their military and civic duty, instead of not marrying and frittering away their family fortunes on increasing displays of opulence.

Exiling the Julias

It was in this context that in 2 BC he exiled his only biological child, his daughter Julia the Elder (39 BC to 14 AD), who he married to an unwilling Tiberius, allegedly for flagrant adultery and sexual depravity. Several men who had allegedly been her partners were also exiled. In 8 AD he similarly exiled Julia the Elder’s daughter and so Augustus’s grand-daughter, Julia the Younger, again for adultery.

On each of these occasions the ostensible reason was breaching the emperor’s own code of morality, but he also spoke about Julia the Elder being involved in some kind of plot against his life. The details remain obscure but most modern historians think there was more to both affairs than meets the eye, and that in both cases the exiled women were in some way figureheads of attempts to overthrow Augustus’s rule. Hence historians speak of a ‘Julian’ party at his court.

Although the details continue to elude us, Finley draws the central point which is that as soon as you have courts you have courtly intrigue, you have palace plotting – in the later empire this kind of conspiracy became endemic but it is instructive to note that it appears to have arisen as soon as there was a court, in the close family of the very first emperor.

Ovid is exiled

This is the view of Peter Green who devotes most of the long 80-page introduction to his translation of Ovid’s Art of Love to a forensic analysis of events and accusations surrounding the 8 AD exiling of Julia the Younger, because the poet was caught up in the same event and, with little or no warning, exiled by Augustus to the furthest border of the Roman empire, to the miserable provincial town of Tomis on the Black Sea. Ovid wrote a large number of letters to former friends and officials begging to be allowed to return, and a series of poems elaborating on the wretchedness of his fate – but to no avail. Even when Augustus died, his successor, Tiberius, renewed his exile and Ovid died miserably, far from his beloved Rome.

Frustratingly, despite writing a huge amount about his exile, Ovid never anywhere specifies the nature of his error. He insists it was minor, that he never plotted against the emperor, or planned to use poison or a knife or anything like that. Green weighs all the evidence and thinks Ovid must have seen something or been present at meetings where such plots were discussed and failed to report them to the authorities. Because he wasn’t an active plotter, Ovid’s life was spared; but because he didn’t report whatever he saw, his lack of loyalty to the emperor – and to the entire peaceful regime which Augustus had spent a lifetime creating – was called into doubt. Hence exile.

The Augustan peace

It’s easy to criticise Augustus’s early career, his cut-throat manoeuvres, his participation in the proscriptions i.e. mass murder of anyone who stood in the way of the Second Triumvirate, his hugely unpopular land redistribution away from traditional farmer and to veterans of the military campaigns leading up to the decisive Battle of Philippi. But by these expedients he secured the end of the civil wars which had lasted as long as anyone could remember, brought military, civil and social peace, order and stability. He secured the longest period of continuous peace the Mediterranean world had ever known. In this atmosphere of peace and stability business flourished and people got rich.

If the theatre was the characteristic secular building of the ancient Greeks, the amphitheatre was its Roman counterpart, and the long peace saw them built in cities all around the Central Sea.

Augustus worship

The result, especially in the East, was that people began to worship Augustus:

as Saviour, Benefactor and God Manifest (Epiphanes) just as they had deified a succession of Ptolemies, Seleucids and other rulers of the preceding centuries. (p.194)

In Rome he couldn’t be worshipped as a god while alive, only his spirit was said to be holy. But the east had no such hesitations and built temples to Augustus the god. This had nothing to do with love or respect but simple pragmatism. Most people were utterly powerless to influence events, least of all the slaves. It made simple sense to venerate and appease the mighty; that was the way of the world. Finley draws the major conclusion with huge implications for the growth of Christianity, that:

Religion became increasingly centred on salvation in the next world, whereas it had once been chiefly concerned with life in this one. (p.194)

Client kings and dependent rulers had a vested interest in encouraging the cult of Augustus as it underpinned their own authority, for most of the East was a patchwork of cults and religions which, for the most part, co-existed peacefully enough.

The Jewish Revolt

The Jews stood apart in their fierce insistence on monotheism. Jews had migrated and had communities all around the Mediterranean and in Rome (where Ovid recommends the synagogue as a good place to pick up women in The Art of Love). The Old Testament writings had been translated into Greek as far back as the third century BC as Jews in the diaspora lost touch with Hebrew.

Herod the Great, King of Judaea, had more in common with his Roman rulers than his Jewish subjects. When he introduced an amphitheatre and gladiator fights in the Roman style there were mutterings of discontent, but when he tried to impose official worship of Augustus the god there was an outcry and an assassination attempt.

The Jews’ dogged insistence on the uniqueness of their god puzzled the Romans (and their neighbours). Neither Augustus nor Tiberius took any steps against the Jews, but Roman officials in the provinces were less tolerant and insistence on conformity to Augustus worship or other religious practices led to repeated clashes. Many Jews were nervous of their masters’ lack of understanding and religious extremists – the Zealots so criticised by Josephus – played on these fears and encouraged proactive rebellion.

All these forces led to the outbreak of the First Jewish–Roman War (66 to 73 AD), sometimes called the Great Jewish Revolt or The Jewish War. It began in the twelfth year of the reign of Nero, with anti-taxation protests leading to attacks on Roman citizens by the Jews. The Roman governor, Gessius Florus, responded by plundering the Second Temple, claiming the money was for the Emperor, and the next day launching a raid on the city, arresting numerous senior Jewish figures. This prompted a wider, large-scale rebellion and the Roman military garrison of Judaea was quickly overrun by the rebels.

It took the Romans with all their might four full years to quell the rebellion, marked by the sack of Jerusalem, the destruction of Herod’s Temple and the displacement of its people around the Mediterranean, followed by three years of further mopping-up operations. Most other Roman provinces suffered from extortionate taxation, harsh military rule, severe punishment for anyone who breached the peace. What made the Jews different was the involvement of fierce religious belief which shaded into millenarian visions of a Final Battle and Second Coming of the Promised One. Egypt, Greece, Britain, Spain and other equally exploited provinces had nothing like this.

The rise of Christianity

Obviously nobody alive in the Year One had a clue that it would one day, centuries later, be singled out as the start of a new dispensation on human history. If you’re not a Christian, chances are you still use the Christian system of numbering years, if only for business purposes. If you are a Christian this year marked the start of a completely new epoch of world and human history, one in which Divine Grace entered the human realm and all people were offered the chance of salvation through faith in the risen Christ.

Finley dwells on the fairly well-known textual records of early Christianity, within his realm of Roman studies, for example the famous letters of Pliny the Elder to the emperor Trajan asking for advice on how to deal with the men and women being denounced to him as ‘Christians’.

Returning to borders, Finley points out that this same emperor Trajan conquered ‘Dacia’, roughly modern Transylvania, and embarked on a foolhardy campaign against the Parthians (graveyard of the ambitions of Crassus and Anthony to name but two) but Hadrian, who succeeded him, gave up the Parthian gains and settled the borders of the empire for good. Thus, give or take a few small provinces and the elimination of a few client-kingdoms, such as Judaea, the frontiers established by Augustus in the Year One were not far from being the final, definitive borders of the Empire.

Trade

One of the consistent surprises when reading about pre-modern history is the extent and complexity of pre-modern trade routes. It was one of the big messages of the British Museum’s great Vikings exhibition, showing just how far-flung Viking exploration and trade was. Whether considering the trading networks of ancient China or the early explorations of the Portuguese or the vast extent of the Mongol conquests, the message is always the same: pre-modern trading networks were always more wide-reaching than you would have thought.

Same here: Finley points out that the Romans bought silk from as far afield as China (via middlemen in Chinese Turkestan), and more directly with China and Ceylon. Indo-Roman trading stations existed as far away as Pondicherry. ‘There was a drain of Roman coins to India and further East’. Yet references to India were thin and misleading. In the works of the elegiac poets India is usually just linked as a name alongside Parthia to represent the furtherst ends of the earth.

Similarly, there was trans-Sahara trade, especially for ivory, but almost total ignorance of the African continent below the desert. (p.198)

In a way the northern border was more intriguing. After the catastrophe of the Teutoburg Forest (described in vivid detail by Goldsworthy in his biography of Augustus) Augustus withdrew all legions, merchants and settlers in Germany back south of the Rhine and the Rhine-Danube became de facto the northern border of the empire for the next four centuries.

Despite interacting with them extensively, despite making treaties with chieftains, trading with them, understanding something about their societies, in a sense the Romans never got to grips with the Germans. Finley explains part of this was because the Germans were illiterate so had no texts for the Romans to study; no history, art, no architecture.

Also, the Germans were made up of loose and constantly changing tribal confederations. The Parthians had an emperor, the Armenians a great king and so on: you knew who you were dealing with and what they had to offer and how to bargain. None of this worked with the Germans.

(He makes the interesting point that, in their relative ignorance, the Germans relied on ‘primitive agricultural techniques’ which rapidly exhausted what agricultural land they created by forest clearance, and this was a factor in their constant migrations. That and the periodic arrival of entire peoples from further east, which pushed the nearby Germans over the Rhine, often for safety.)

Lastly, he makes a quick point that despite trade with far-flung places outside the empire, most of the cultural and especially religious innovation came from within the empire.

The great matrix of religion innovation was within the empire, in its eastern regions: Egypt, Syria and Palestine, Asia Minor. And, of course, in the end the triumphant contribution from that area in this period was Christianity. (p.198)

East and West

He concludes with the Big Idea that the whole notion of Western Europe in a sense owes its existence to the Augustan settlement which secured Italy, Spain, France and Britain for Roman rule for centuries to come, bequeathing them a common culture, no matter how far it decayed during the Dark Ages.

The East, with far deeper cultural roots of its own, was not ‘Romanised’ to anything like the same extent, retaining a cultural independence which was expressed, first through the survival of the Byzantine Empire for another 1,000 years, and then through its conquest by another Eastern religion, Islam, tearing the Middle East and North Africa out of the Roman Christian family of nations, setting up a profound geographical and cultural divide which lasts to this day.


Credit

‘The Year One’ was included in a collection of essays by M.I. Finley titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

Roman reviews

Prehistoric timelines

Texts about prehistory are liable to use three different timelines or naming systems interchangeably so it’s as well to be absolutely clear about them. What follows isn’t definitive, it’s the opposite. It’s my attempt to make sense of the timelines and period-related terminology used in the Stonehenge exhibition at the British Museum. As far as I can tell there are three systems:

  1. the geological eras
  2. the sequence of ice ages
  3. the archaeological periods relating to human culture

1. Geological eras

The geologic time scale is the very high level division of earth history into units called — in descending order of duration — eons, eras, periods, epochs and ages. We are interested in just two epochs:

a) The Pleistocene epoch: 2,580,000 to 11,700 years ago

This long period includes all the earth’s most recent periods of glaciations. It ends with the end of the most recent ice age and general climate warming.

b) The Holocene epoch: 11,650 to now

The Holocene is said to have started about 11,650 years ago, at the end of the most recent maximal glaciation or ice age, and we are still living in it today (although see the note at the end about the possible creation of a new epoch, Anthropocene).

Human figurines carved from yew wood with quartzite eyes from Roos Carr, East Yorkshire, 1000 to 500 BC © Hull Museums

2. Ice ages

The Quaternary glaciation: 2,588,00 YA to the present

The Quaternary glaciation started around 2,588,000 years ago (YA) and is ongoing. The dating of its start is based on the formation of the Arctic ice cap. The Quaternary glaciation itself consists of a sequence of glacial and interglacial periods and we are living in the most recent of its interglacial periods i.e. a warm spell between ice ages.

The Last Glacial Period (LGP): 115,000 to 12,000 YA

The Last Glacial Period (LGP), known colloquially as the last ice age, covers the period 115,000 to 12,000 years ago. The LGP is just part of the larger sequence of glacial and interglacial periods known as the Quaternary glaciation (see above). During this last glacial period there have been alternating episodes of glacier advance and retreat.

Last Glacial Maximum (LGM): 33,000 to 12,000 YA

The most recent period of glacier advance, when ice reached its furthest extent, is called the Last Glacial Maximum (LGM). Ice sheets covered much of North America and Northern Europe leading to a large drop in sea levels. The ice sheets began to grow 33,000 years ago and maximum coverage was reached between 26,500 and 20,000 years ago. At this point all of Scotland, most of Ireland and Wales and England north of a line from the Wash to the Bristol Channel was under ice. South of the ice the land was covered by permafrost with scattered glaciers and ice sheets at high points further south.

During the last glacial maximum, 26,500 and 20,000 years ago, the sea level was about 125 meters (about 410 feet) lower than it is today. After about 20,000 years ago deglaciation commenced in the Northern Hemisphere, and the ice cap began to retreat north, causing sea levels to rise.

The Holocene: 11,650 YA to the present day

Relevant both as a geological epoch and in the timeline of glaciation, the Holocene is the most recent geological epoch and the one we’re all still living in today. In Britain it correlates to the withdrawal of the ice sheets from the entire country.

As the ice sheets withdrew, Britain continued to be part of the continent of Europe, joined by an extensive area referred to as Doggerland. With the withdrawal of the ice and the rise of sea levels, Doggerland was flooded, creating what we now call the North Sea and the English Channel, a process which was complete by about 8,000 years ago.

Bone-bead necklace, part of the finds from Skara Brae, c. 3100 to 2500 BC Skara Brae, Orkney, Scotland © The Trustees of the British Museum

3. Human culture timelines

Human archaeology and ethnography uses what is called the ‘three age’ system, dividing the prehistory of humans into three broad categories – stone age, bronze age, iron age – according to the type of tools found in find sites.

It’s surprising to learn that this schema is 200 years old. It was developed by Christian Thomsen, director of the Royal Museum of Nordic Antiquities in Copenhagen, Denmark, in the 1820s. Thomsen wanted to categorise objects in his collection chronologically according to the main medium used for tool making in each era, and his collection suggested that stone tools came first, then bronze, then iron.

In 1865 the British archaeologist and ethnographer John Lubbock sub-divided the stone age into two, the old stone age or paleolithic (from the Greek paleo meaning old and lithos meaning stone) and the new stone age or neolithic (from the Greek neo meaning new and lithos). Almost immediately the British archaeologist Hodder Westropp suggested an intermediary stage, the middle stone age or mesolithic (from the Greek meso meaning middle and lithos meaning stone), which is still used but is a little more controversial.

Finally, it was realised that the huge extent of the so-called ‘paleolithic’ itself needed to be subdivided, eventually into 3 stages, the lower, middle and upper, which were proposed in the 1880s. And so we find ourselves with the following schema:

  1. Stone Age: 
    • Paleolithic 3.3 million years ago to 15,000 YA
      • Lower Paleolithic: 3 million to 300,000 years ago
      • Middle Paleolithic: 300,000 to 30,000 years ago
      • Upper Paleolithic 50,000 to 12,000 YA
    • Mesolithic: 15,000 to 5,000 years ago
    • Neolithic: 5,000 to
  2. Bronze Age 5300 years ago to 3200 YA
  3. Iron Age to (depends on region)

Two reservations

1. It’s worth emphasising that this entire system works well in Europe and some parts of Asia but doesn’t far at all with human developments in Africa, the Americas or far Asia. In many parts of the world there was no Iron Age at all, for example in Pre-Columbian America and the prehistory of Australia.

2. The term Megalithic does not refer to a period of time, but only describes the use of large stones by ancient peoples from any period.

Now let’s look at the ages in a bit more detail:

Fine jadeitite axe-head made from material quarried in the high Italian Alps, c. 4500 to 3500 BC © The Trustees of the British Museum

Paleolithic or Old Stone Age: 3.3 million years ago to 15,000 YA

Paleolithic indicates the fact that from the dawn of the first proto-humans who used any kinds of tools through to the discovery of metal smelting, all human species used tools made from stone, particularly flint blades and axes. The paleolithic covers a vast period of time, from the earliest known use of stone tools by hominids c. 3.3 million years ago to the start of the Holocene era, about 12,000 years ago. It covers 99% of the period of human technological prehistory. For that entire period humans appear to have been roaming bands of hunter-gatherers living off the land.

As mentioned, as long ago as the 1880s it was found necessary to subdivide the Paleolithic into three:

Lower Paleolithic: 3 million to 300,000 years ago

The Lower Paleolithic is the earliest subdivision of the Paleolithic or Old Stone Age. It spans the period from around 3 million years ago when the first evidence for stone tool production and use by hominids appears in the archaeological record until around 300,000 years ago.

I was a bit puzzled by use of lower and upper until I equated this with the physical location of the finds with the older findings being literally lower down in the earth, and more recent findings being less deep or uppermost.

Middle Paleolithic: 300,000 to 30,000 years ago

The Middle Paleolithic is the second subdivision of the Paleolithic or Old Stone Age as it is understood in Europe, Africa and Asia. Anatomically modern humans (i.e. Homo sapiens) are believed to have emerged in Africa around 300,000 years ago. Around 125,000 years ago they began migrating out of Africa and slowly replaced earlier pre-existent Homo species such as the Neanderthals and Homo erectus.

The use of fire became widespread for the first time in human prehistory during the Middle Paleolithic and humans began to cook their food about 250,000 years ago.

The later part of the period saw the development of a range of new tools: about 90,000 years ago harpoons were invented which brought fish into human diets. Microliths or small stone tools or points were invented around 70,000 to 65,000 YA and were essential to the invention of bows and spear throwers.

Upper Paleolithic 50,000 to 12,000 years ago

The Upper Paleolithic or Late Stone Age is the third and last subdivision of the Paleolithic or Old Stone Age. About 50,000 years ago there was a marked increase in the diversity of artifacts. In Africa, bone artifacts and the first art appear in the archaeological record.

The early modern humans who migrated out of Africa and into Europe about 50,000 years ago, commonly referred to as the Cro-Magnons, left sophisticated stone tools, carved and engraved pieces on bone, ivory and antler, cave paintings and Venus figurines.

The distinct species Homo neanderthalensis, which had first emerged in the fossil record 400,000 years ago and lived widely across Europe and Asia, continued to live for a very long time – as long as 10,000 years – alongside the new incomers Homo sapiens. Then, abruptly, Neanderthals disappear completely from the fossil record 40,000 years ago, leaving archaeologists to speculate about the reasons for their sudden disappearance to this day.

This upper paleolithic revolution which kicked off 50,000 years ago saw many innovations. It witnessed the first evidence of human fishing. New implements were invented: for example, the spear thrower (30,000 years ago), the net (around 29,000 YA), the bolas, the bow and arrow (30,000 to 25,000 YA). From this period date the oldest examples of ceramic art, for example, the Venus of Dolní Věstonice (about 29,000 YA). Members of the European early Upper Paleolithic culture known as the Aurignacian had even developed lunar calendars by 30,000 YA.

Human populations

A really important fact to grasp is that human populations during this period were tiny. The entire population of Europe between 40,000 and 16,000 years ago was probably somewhere 4,000 and 6,000 individuals.

Bronze Age sun pendant, 1000 to 800 BC © The Trustees of the British Museum

The Mesolithic (in Britain): 12,000 to 6,000 years ago

The Paleolithic is said to end with the end of the last ice age and the spread back into Europe of human communities which developed new tools and techniques. The period from the end of the ice age to the arrival of metal smelting 4,500 years ago was initially simply referred to as the Neolithic or new stone age because of the proliferation of new techniques.

But, as we’ve seen, archaeologists almost immediately felt the need to define an interim period between the end of the Old Stone Age and the final period of innovation – hence the creation of the term mesolithic, which refers to the final period of hunter-gatherer cultures in Europe and Western Asia, between the end of the Last Glacial Maximum and the Neolithic Revolution. In Europe it spans roughly 15,000 to 5,000 years ago.

Precise dating of the Mesolithic varies between areas because they were impacted by a) deglaciation and the creation of newly habitable land and b) the arrival of the agricultural revolution, at widely varying times. Thus the mesolithic is said to start in warm Greece around 15,000 years ago but in chilly Britain only around 12,000 YA.

Broadly speaking the Mesolithic is associated with a decline in the group hunting of large animals in favour of a broader hunter-gatherer way of life, and the development of more sophisticated and typically smaller lithic tools and weapons than the heavy-chipped equivalents typical of the Paleolithic.

The Neolithic (in Britain): 6,000 to 4,500 years ago (2,500 BC)

The Neolithic is now used to refer to the period after the ice age when human society was transformed by the advent of agriculture with its enormous cultural, social and economic consequences, but most tools continued to be made of stone, albeit of high levels of sophistication.

The advent of agriculture is sometimes referred to as the Neolithic Revolution. It saw the wide-scale transition of many human cultures from a lifestyle of hunting and gathering to one of agriculture and settlement, with the domestication and breeding of edible grasses and farm animals. With settlement came villages and then towns. We have religious records which point to polytheism.

Some archaeologists refer to a ‘Neolithic package’ in which they include farming, herding, polished stone axes, timber longhouses and pottery. Farming formed the basis for centralised administrations and political structures, hierarchical ideologies, depersonalised systems of knowledge (that’s to say, writing), densely populated settlements, specialisation and division of labour, more trade, the development of non-portable art and architecture and greater property ownership.

The agricultural revolution spread from its origins in the Middle East, through Turkey, across Greece and slowly into central and western Europe. Different sites in the Middle East point to different dates for the domestication of different plants or animals but the process was underway by as long ago as 12,000 years ago.

The diffusion across Europe, from the Fertile Crescent through Anatolia, across the Aegean and central Europe to Britain, took some 3,000 years (9500 to 6000 years ago). It is calculated to have spread at a speed of about 1 kilometre a year, but it was patchy, spreading to some (fertile) areas, moving round mountains, stalling, then suddenly jumping again.

Interestingly, there is evidence of some communities keeping to the mesolithic hunter-gatherer lifestyle for very long periods after the neolithic package arrived, for as long as a thousand years! Archaeologists call such societies are called ‘subneolithic’, the ‘sub’ just meaning hanging on after the main era had ended.

One of the mind-blowing aspects of the neolithic revolution is that all the evidence suggests it made human beings measurably worse off! Many of the cultivated crops (wheat, barley, maize) are deficient in vitamins and minerals and relying on them and cow or goat milk to the exclusion of other elements in a diet can be very harmful. All the archaeological evidence suggests that the Neolithic Revolution led to much more limited diets and poorer nutrition. Human height decreased by an average of 5 inches! Apparently human height didn’t return to pre-neolithic levels until the 20th century.

In addition, close habitation with animals led infectious diseases to jump the species boundary. Smallpox and influenza are just two diseases we got from animals. And higher population densities, living with poor sanitation led to tainted water supplies and the usual diseases of diarrhoea and dysentery, typhoid and cholera.

Jared Diamond suggests that the status of women declined with the adoption of agriculture because women in farming societies typically have more pregnancies and are expected to do more demanding work than women in hunter-gatherer societies.

Having read widely about it, it’s hard to avoid the conclusion that the Neolithic Revolution was a catastrophe for most humans.

The Bronze Age (in Britain): 2,500 BC to 800 BC

Bronze is produced by smelting copper and alloying it with tin, arsenic, or other metals to strengthen it i.e. use it to make stronger, more durable tools or weapons.

In Eurasia the development of bronze tools definitely follows the final refinement of stone ones, and supersedes them. When exactly this happened varies largely from region to region and even from site to site within regions.

In Britain the advent of the Bronze Age is generally agreed to be marked by the arrival of the so-called Beaker culture, so named for the sudden appearance of beaker- or bell-shaped bowls in graves. In Britain the Bronze Age is subdivided into an earlier phase (2500 to 1200 BC) and a later one (1200 to 700 BC).

The Beaker people appear to have known how to smelt copper from their first arrival but it is only around 2150 BC that there is evidence of them smelting copper with other metals (generally tin) to make bronze.

A 2017 study suggests that the Beaker People almost completely replaced the island’s earlier inhabitants, with an estimated 90% of Britain’s neolithic gene pool being replaced! That’s to say, the people who built Stonehenge were substantially wiped out and superseded.

Primarily the Bronze Age is characterised by the widespread use of bronze tools and implements. It is usually accompanied by most of the traits of ‘civilisation’, including craft, urban centres, crafting of precious objects, widespread trade. In the Middle East and Greece we know it was accompanied by the worship of ethnic gods.

Devon and Cornwall were major sources of tin for much of western Europe and the earliest Greek and Roman historians refer to trade with these remote islands which brought the ore to the Mediterranean heartlands.

Bronze twin horse-snake hybrid from hoard, 1200 to 1000 BC. Kallerup, Thy, Jutland, Denmark © National Museum of Denmark

The Iron Age (in Britain): 800 BC to 43 AD

The Iron Age in Britain is dated by the first finds of iron tools in burial sites (around 800 BC) to the arrival of the Romans (43 AD).

The Iron Age is characterised by substantial population growth which allowed increasing social specialisation in societies living in large settlements. In Britain there was a proliferation of large hill forts. There is sophisticated social organisation, for example a class system overseen by a king and the implementation of taxation. There is extensive trade, nationally and internationally, leading to burial sites rich in high value goods, sometimes transported across great distances.

Also a good deal of immigration with entire tribes moving into and settling territories. Whether this involved conquest or peaceful ‘diffusion’ is debated to this day. When the Romans arrived they found a land divided among tribes with a highly developed sense of identity, regional allegiance, names and kings.

The Iron Age is said to end when writing begins. Even though the same kinds of tools are used, a culture has clearly entered a new phase when it enters the historical record. But obviously this happened at different times in different regions.

Thus in the Ancient Near East the Iron Age is taken to end with the start of the Achaemenid Empire in the 6th century BC, as it enters history in the writings of the Greek historian Herodotus. In Western Europe the Iron Age is ended by the Roman conquest, which was established by 100 AD. By contrast in Scandinavia and other parts of northern Europe that the Romans did not reach, the Iron Age is said to have continued until the start of the Viking Age in about 800 AD.

As the Stonehenge exhibition at the British Museum strongly indicates, the later Iron Age was characterised by increasing warfare and social strife. Skeletons show signs of multiple injuries. Average life expectancy at birth was around 25. Into this culture arrived the Romans with their writing, education, towns, roads and laws.

P.S. A new geological era – the Anthropocene?

Remember how I said we’re only interested in two geological epochs, the Pleistocene and the Holocene. Well, there is a new, third category: many scientists are pushing for the scientific community to recognise that the Holocene has ended and we have entered a new epoch, to be named the Anthropocene.

The idea is that this new era should be dated to mark the commencement of significant human impact on Earth’s geology and ecosystems. With widespread acceptance that manmade global warming is having (and will continue to have) a significant effect on the world’s ecosystems, you can see the logic of arguing that we live in an entirely unprecedented era. But to date, none of the official bodies which recognise the geological eras have accepted the anthropocene and there is ongoing debate about when  it should be said to have started.

The problem with our over-documented, over-determined time is that too much has happened. Since Hiroshima we live in The Atomic Age. And since the end of the Second World War we are also all living in an age of rapid technological and social change, which some historians call the Great Acceleration.

Or should we be going further back, should the start of the anthropocene be lined up with the start of the Industrial Revolution in 1710 or 1770 (depending on which precise technical discoveries you prioritise)?

Or, in a massive leap, should we go right back to the start of the neolithic revolution described above, which is when human beings first began to have a measurable impact on their environment? Which would make it identical the current term, the Holocene?

The debate is ongoing and there’s no shortage of candidates but if we stick to permanent markers which are being laid down now and which geologists will find in a million years time, then apparently radioactivity from the nuclear tests is now embedded in ice cores and a thin layer of microplastics has been laid down on the ocean beds, the kind of thing which 100% fulfil the geological criteria.

Personally I think it should be the 1780s and the invention of new, more efficient steam engines, as it was this breakthrough – more than agriculture itself – which set us on the course of greater and greater reliance on energy, first coal, then oil and gas whose use, we all now know, has led to our runaway proliferation, our destruction of every ecosystem we come into contact with, and what looks likely to be massive and irreversible effects on the entire global climate.

Will Stonehenge, built as a result of the neolithic agricultural revolution, survive long enough to see the world transformed by the manmade global warming which is that revolution’s long-term legacy? (Photo © English Heritage)


Related links

SPQR: A History of Ancient Rome by Mary Beard (2015) – 1

SPQR is a long book – including the notes and index, it totals a chunky 606 pages. I picked it up at the British Museum’s Nero exhibition, my mind fired up by a couple of hours looking at exhibits illustrating all aspects of ancient Roman life in the first century AD.

Mary Beard’s ubiquity

By the bottom of page one I was disappointed. Dame Mary Beard DBE FSA FBA FRSL is a tiresomely ubiquitous presence across all media:

  • she has a regular column in the Times Literary Supplement, ‘A Don’s Life’, columns which have been gathered into not one but two books
  • she has fronted seven TV documentary series – Pompeii: Life and Death in a Roman Town (BBC 2), Meet the Romans with Mary Beard (BBC 2), Caligula with Mary Beard (BBC 2), Pompeii: New Secrets Revealed with Mary Beard (BBC 1), Mary Beard’s Ultimate Rome: Empire Without Limit (BBC 2), Julius Caesar Revealed (BBC 1), she wrote and presented two of the nine episodes in Civilisations (BBC 2) and she hosts a new BBC arts programme Lockdown Culture
  • she regularly appears on Question Time and other BBC panel shows
  • she is very ‘vocal’ on her twitter account and has been ‘controversial’ enough to trigger a number of twitterstorms
  • she’s written nineteen books and countless articles and reviews

To churn out this huge volume of content requires compromises in style and content, especially when making TV documentaries which have to be lucid and simple enough to appeal to everyone. Listing her enormous output is relevant because it helps to explain why this book is so disappointingly mediocre. What I mean is, SPQR is a readable jog through all the key events and people of ancient Rome – and God knows, there are thousands of them. But it contains few if any ideas worth the name and is written in a jolly, chatty, empty magazine style.

Compare and contrast with Richard Miles’s book about Carthage which combines scholarly scrupulousness with teasingly subtle interpretations of ancient history, propounding interesting and unusual ideas about the cultural struggle waged between Rome and Carthage. Well, there’s nothing like that here.

On the back cover there’s a positive review from the Daily Mail:

‘If they’d had Mary Beard on their side back then, the Romans would still have an empire!’

and this jolly knockabout attitude accurately captures the tone of the book. Beard is the Daily Mail‘s idea of an intellectual i.e. she’s at Cambridge, she knows about a fairly obscure subject, and she can speak a foreign language. She must be brainy!

And she’s outspoken, too. She’s what TV producers call ‘good value’. She can be relied on to start a twitterstorm by being outspokenly ‘controversial’ on statues or black lives matter or #metoo or any of the usual hot topics. Indeed Beard first came to public notice when she wrote in the London Review of Books in the wake of the 9/11 attacks that America ‘had it coming’, an off the cuff remark which prompted a storm of abuse. More recently she sparked ‘controversy’ through with her apparent defence of Oxfam workers practising sexual exploitation in Haiti, and so on.

Like so many other people on social media, Beard mistakes being provocative for actually having anything interesting to say; in which respect she is like thousands of other provocateurs and shock jocks and arguers on social media, all of whom think they are ‘martyrs to the truth’ and ‘saying the unsayable’ and ‘refusing to be silenced’, exactly the kind of rhetoric used by Tommy Robinson or Nigel Farage. She is the Piers Morgan of academia.

Mary Beard’s reasons to study ancient Rome

The superficiality of her thinking becomes horribly clear on page one of SPQR where Beard gives us her reasons why ancient Rome is still relevant to the present day, why it is important for us all to know more about the history of ancient Rome.

As a lifelong specialist in Classics you’d hope these would be pretty thoughtful and persuasive, right? Here are her reasons, with my comments:

1. Rome still helps to define the way we understand our world, and think about ourselves.

No it doesn’t. I imagine you could study economics and international politics, biology and geography, climate science and sociology and psychology without ever needing to refer to ancient Rome. Marx, Darwin and Freud go a long way to defining how we understand the world. Cicero a lot less so.

2. After 2,000 years, Rome continues to underpin Western culture and politics.

No, it doesn’t. Brexit, Boris Johnson’s current problems, Trump’s popularity, modern music, art and design; all these can be perfectly well understood without any knowledge whatsoever of Roman history.

3. The assassination of Julius Caesar… has provided the template… for the killing of tyrants ever since.

Has it?

4. The layout of the Roman imperial territory underlies the political geography of modern Europe and beyond.

Well, yes and no. Italy and France and Spain are undoubtedly similar to the Roman territories of the same name and many cities in western Europe have Roman origins – but everywhere north of the Rhine or Danube was untouched by the Romans, so the borders and cities of modern-day Belgium, Germany, Denmark, Norway, Sweden, Finland, Estonia, Latvia, Lithuania, Belarus, Russia, Poland, Ukraine, Czech republic, Slovak republic, Hungary, Serbia, Romania and Croatia have bugger-all to do with ancient Rome. It’s a tendentious fib to say ‘modern Europe’ owes its political geography to Rome.

5. The main reason London is the capital of the United Kingdom is that the Romans made it the capital of their province of Britannia.

Well a) after the Romans left in 410 London, like all other British cities, fell into disrepair. The reason London slowly rose again as a trading centre during the early Middle Ages has more to do with the fact that it is the logical place to build a major city in England, being close to the continent and at the lowest fordable point of a major river which reaches into the heart of the country and is thus a vital transport hub; b) London is capital of the United Kingdom because of political developments vis-a-vis Wales, Scotland and Ireland which took place a thousand years after the Romans left.

6. Rome has bequeathed us the ideas of liberty and citizenship.

This is true, up to a point, although these ideas were developed and debated in ancient Greece well before the Romans came along, and have undergone 1,500 years of evolution and development since.

7. Rome has loaned us catchphrases such as ‘fearing Greeks bearing gifts’.

It was when I read this sentence that I began to doubt Mary Beard’s grasp on reality. Is she claiming that ‘fearing Greeks bearing gifts’ is by any stretch of the imagination a ‘catchphrase’ which anyone in Britain would recognise, who hadn’t had a classical education?

She’s closer to the mark when she goes on to mention a couple of other catchphrases like ‘fiddling while Rome burns’ or ‘bread and circuses’, which I imagine a large number of people would recognise if they read them in a magazine or newspaper.

But lots of people have given us comparable quotes and catchphrases, from Shakespeare to the Fonz. The Oxford Dictionary of Quotations includes over 20,000 quotations. Citing just three quotations as the basis for persuading people to study an entirely new subject is far from persuasive. If the number of quotations which a subject has produced is taken as a good reason for studying it, then Shakespeare would be a hugely better relevant subject for everyone to study, to understand where the hundreds of quotations which float around the language deriving from him come from (Romeo, Romeo, wherefore art thou Romeo? To be or not to be? Is this a dagger I see before me? All that glitters is not gold. The be-all and end-all. Uneasy lies the head that wears the crown.)

And then came Beard’s showstopper claim:

8. Gladiators are as big box office now as they ever were.

Is Mary Beard seriously claiming that ‘Ancient Rome is important’ (the first sentence in the book) because ‘Gladiators are as big box office now as they ever were’? Let’s ponder this sentence and this argument for a moment.

Can Beard possibly be saying that actual gladiators, trained professional warriors who fight each other or wild beasts to the death in front of huge live audiences, ‘are as big box office now as they ever were’? I wish she was. I’d definitely pay to see that. But of course she isn’t she must be referring to the entertainment industry. I’m guessing it’s a throwaway reference to any one of three possible items: the television show Gladiators, which started broadcasting in 1992, some of whose expressions became jokey catchphrases (‘Contender ready! Gladiator ready!!’); to the 2000 movie Gladiator, directed by Ridley Scott and starring Russell Crowe, that was very successful and won five Oscars; and possibly to the 2010 American TV series Spartacus. Two TV shows and a movie about gladiators in 30 years. Hardly a deluge, is it?

Beard’s argument appears to be that, because a successful game show, movie and TV series have been made on the subject of ‘gladiators’ that is a sufficient reason for everyone to drop everything and study ancient Rome.

a) That’s obviously a rubbish argument on its own terms, but b) it ignores the wider context of modern media, of the entertainment industry, namely that there is a huge, an enormous output of product by film and TV companies, all the time, on every subject under the sun. If your argument is that, because a subject has been chosen as the topic of immensely popular movies or TV shows this proves that we must study that subject, then we should all be studying the Marvel Cinematic Universe.

The reality of modern media is that it chews up and spits out any subject which it thinks will make money. In the last twenty years I have been dazed by the enormous explosion in the number of science fiction movies and TV shows, about alien invasions and artificial intelligence and robots and androids, which have hit our screens. Does this mean we should all study artificial intelligence and robotics? No. These are just entertainment products which we may or may not choose to watch.

Placed in the broadest context of western cultural products, then, gladiators, or even the overall subject of ancient Rome, pale into insignificance. Ancient Rome is just one of half a dozen hackneyed historical settings which TV and film producers return to from time to time to see if there’s some more profit to be squeezed from them, up there with Arthur of the Britons, Henry VIII and the Tudors, Regency-era dramas like Bridgerton, Dickens adaptations, the Wild West, not to mention the perennial subject of the two world wars which never go out of fashion.

If you base your case for studying an academic subject on its TV and movie ratings (‘Gladiators are as big box office now as they ever were’) then it follows that a) subjects with higher ratings are even more necessary to study (the Edwardian society of Downton Abbey, say) and b) low ratings for the subject you’re promoting undermine your argument. My son told me about an HBO series titled simply ‘Rome’ which only ran for two series (2005 to 2007) before it was pulled due to huge expense and disappointing ratings. Maybe ancient Rome isn’t as popular a subject as a professor of Classics likes to think.

Summary

Anyway, the eight sentences I’ve listed above constitute the list of the reasons given by ‘Britain’s leading Classicist’ for studying ancient Rome.

Not very persuasive, are they? Every one of these instances sounds plausible enough at a first glance, if you read it quickly, skimming over it as you skim over a magazine on a plane flight or listen to the script of a big budget documentary about Pompeii you’re half paying attention to.

But stop and ponder any of the eight arguments for more than a moment and they disintegrate in your hands. They are all either factually incorrect or laughably superficial, and they strongly indicate the fluent but facile nature of the mind which selected and wrote them.

Missing obvious arguments

In passing, it’s odd that Beard misses several obvious arguments from her list.

Because I’m interested in language, I’d say a good reason for studying Classics is because Latin forms the basis of a lot of contemporary English words. If you grasp a relatively small number of principles about Latin (such as the prefixes e- for ‘out of’ and in- for ‘into’ and ab- for ‘from’) it can help you recognise and understand a surprising number of English words.

Easily as important as Rome’s impact on political geography is the obvious fact that three major European languages are descended from it, namely Italian, French and Spanish. That’s a really massive lasting impact and people often say that studying Latin helps you learn Italian, French or Spanish.

In fact, having studied Latin, French and Spanish I don’t think it’s true. The main benefit of studying Latin is that it forces you to get clear in your head the logical structure of (western) language, understanding the declension of nouns and the conjugation of verbs, the arrangement of adjectives and adverbs – in other words, it gives you a kind of mental map of the basic logic of western languages, a mental structure which then helps you understand the structure of other languages, including English.

My son studied Latin at school and remembers his teacher trying to persuade his class that Latin was a ‘cool’ subject by telling them that the Chelsea footballer Frank Lampard had studied it. Beard’s efforts t opersuade us all to take ancient Rome more seriously are on about the same level.

But maybe I’m missing the point because Beard is talking about history and I’m talking about languages.

Once we got chatting about it, my son went on to suggest that arguably the most obvious legacy of ancient Rome is its architecture. All over the western world monumental buildings fronted by columns and porticos, sporting arches and architraves, reference and repeat the Architecture of Power which Rome perfected and exported around the Mediterranean and which architects copy to this day.

But again maybe I’m missing the point talking about architecture when Beard is determined to focus very narrowly on the history, on the events and personalities of ancient Rome.

Then again, having discussed it with my son made me realise that how narrow that focus is. If we agree that the biggest legacy of Rome was its political geography, the founding of important towns and cities in western Europe, its ancestry of widely spoken languages, and its hugely influential style of architecture, then this places the actual history of events, long and colourful though they may have been, in a relatively minor role – in terms of direct enduring influence on our lives, now.

Feminists can be boring old farts, too

Just because she makes a point of not wearing make-up and makes a big deal on the radio, on TV, in the TLS, in countless reviews and in all her books about being a ‘feminist’ doesn’t make Mary Beard any less of a privileged, out of touch, Oxbridge academic than hundreds of fusty old men before her. She attended a girls private school, then the all-women Newnham college Cambridge, and went onto a long and successful academic career at Cambridge, rising to become Professor of Classics.

This is all relevant to a book review because I am trying to convey the powerful impression the book gives of someone who is fantastically pleased with themselves and how jolly ‘radical’ and ‘subversive’ and ‘outspoken’ they are and yet:

a) who is apparently blind to the fact that they are exactly the kind of out-of-touch, white privileged media figure they themselves have expended such effort in books and articles criticising and lambasting

More importantly:

b) who mistakes sometimes dated references to popular culture or trivial ‘provocations’ about gender or race on twitter, for thought, for real thought, for real deep thinking which sheds new light on a subject and changes readers’ minds and understanding. As the Richard Miles’ book on Carthage regularly does; as this book never does.

Facebubble

A Facebubble is what is created among groups of friends or colleagues on Facebook who all befriend each other, share the same kinds of values, are interested in the same kind of subjects and choose the same kinds of items from their newsfeeds. Over time, Facebook’s algorithms serve them what they want to read, suggesting links to articles and documentaries which reinforce what they already know and like. After a while people become trapped in self-confirming facebubbles.

It is a form of confirmation bias, where we only register or remember facts or ideas which confirm our existing opinions (or prejudices).

Again and again Beard’s book confirms your sense that, despite her rhetoric about making the subject more accessible and open, she is in fact addressing a relatively small cohort of readers who are already interested in the history of the ancient world. The oddity is how she again and again gives the impression of thinking that these already knowledgeable readers are somehow representative of the broader UK population.

Of course this is true of more or less any factual book which addresses a specific audience for a specialised subject – it assumes a tone of general interest. What makes Beard’s book irritating is the references to the notion that ‘we’ are ‘all’ still fascinated by ancient Rome, that ‘everyone’ ‘needs’ to be engaged with the subject. That ancient Rome ‘demands’ our attention. Those are the words she uses.

But no, ancient Rome does not ‘demand’ our attention and no ‘we’ are not ‘all’ fascinated by ancient Rome. My Chinese postman, the three Albanians who put up my new fence, the Irish labourers who took away the wreckage of the old fence, the Asian woman on the checkout at Tesco, the Jamaican guy who blows leaves out the road for the council, the Turkish family who run the delicatessen round the corner – are they ‘all’ fascinated by ancient Rome? Does it ‘demand’ their attention? It feels as if she’s writing for a white, middle class, university educated Radio 4-listening public and badly mistaking them for representing the big, complex, very diverse population of modern Britain.

On page two she tells us how:

SPQR takes its title from another famous catchphrase, Senatus PopulusQue Romanus (p.16)

Is this a famous catchphrase, though? Roughly how many people know what SPQR stands for? What percentage of the population do you think could translate Senatus PopulusQue Romanus? Maybe people with degrees in the humanities, particularly in the arts and literature, probably ought to. And anybody who’s been to Rome as a tourist might have noticed the letters SPQR appearing on letter boxes and manhole covers. I know what it stands for and what the Latin means because I happen to study Latin at my state school and went on to do a history-based degree, which is precisely why I bought and am reading this book. But I have the self awareness to know that I represent a fairly small, self-selectingly bookish percentage of the total population.

Myth busting

On page 3 of the introduction, Beard says her book will set out to smash some of the ‘myths’ which ‘she, like many’ grew up with’ (p.17). These are:

  1. that the Romans started out with a plan for world domination
  2. that in acquiring their empire the Romans trampled over peace-loving peoples
  3. that Rome was the thuggish younger sibling of classical Greece

Are these myths which you grew up with? Is it very important that ‘we’, the British people, have these ‘dangerous’ myths corrected? No, not really. They are only remotely important in the mind of someone who specialises in the subject.

All this rhetoric of ‘need’ and ‘must’ and ‘demand’ builds up an impression of special pleading, defined as when someone ‘tries to persuade you of something by only telling you the facts that support their case’. Beard is a Professor of Classics. Her job is to teach students Classics. She has taken it upon herself to make Classics more ‘accessible’ to a wider public, which may well be admirable. She tries to persuade us that everybody ought to know more about the history of ancient Rome.

But the arguments she uses to do so are weak and unconvincing.

I am not attacking Beard or her subject. I am critiquing the poor quality of her arguments.

First impressions

All these arguments and my responses to them occurred in the first few pages of the book. I hope you can see why, before the end of the 5-page introduction to SPQR, I realised that this was not going to be a scholarly book, and was not going to show much intellectual depth. It is a long, thorough and competent Sunday supplement-level account of its subject, stuffed with interesting facts, with some novel spins on things I thought I knew about (for example, the latest thinking about the legend of Romulus and Remus).

But it is disappointingly magaziney, features article-y, lacking in real depth. Instead of really unsettling and disrupting your ideas, of opening new vistas of understanding, as Richard Miles’s book does, Beard’s ideas of ‘controversy’ are on a disappointing twitter level – telling us that ancient Rome was a very sexist society, that its political debates about freedom versus security are very like our own, that there’s a lot we still don’t understand about its origins, that the archaeology is still much debated.

These are all ideas you could have predicted before you opened the book. That’s what I mean by comparing it to a very long magazine article which is packed with the latest knowledge and hundreds of dates and historical personages, but doesn’t really change your opinion about anything.

Very disappointing.


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

After Tamerlane: The Rise and Fall of Global Empires 1400 – 2000 by John Darwin (2007)

Empires exist to accumulate power on an extensive scale…
(After Tamerlane: The Rise and Fall of Global Empires 1400 – 2000 page 483)

Questions

Why did the nations of Western Europe rise through the 18th and 19th centuries to create empires which stretched around the world, how did they manage to subjugate ancient nations like China and Japan, to turn vast India into a colonial possession, to carve up Africa between them?

How did white European cultures come to dominate not only the territories and peoples who they colonised, but to create the modern mindset – a vast mental framework which encompasses capitalist economics, science and technology and engineering, which dominates the world right down to the present day?

Why did the maritime states of Europe (Britain, France, the Dutch, Spanish and Portuguese) end up either settling from scratch the relatively empty places of the world (America, Australia), or bringing all the other cultures of the world (the Ottoman Empire, Hindu India, Confucian China and Shinto Japan) under their domination?

Answers

For at least two hundred years politicians, historians, economists and all kinds of academics and theoreticians have been writing books trying to explain ‘the rise of the West’.

Some attribute it to the superiority of the Protestant religion (some explicitly said it was God’s plan). Some that it was something to do with the highly fragmented nature of Europe, full of squabbling nations vying to outdo each other, and that this rivalry spilled out into unceasing competition for trade, at first across the Atlantic, then along new routes to India and the Far East, eventually encompassing the entire globe.

Some credit the Scientific Revolution, with its proliferation of new technologies from compasses to cannons, an unprecedented explosion of discoveries and inventions. Some credit the slave trade and the enormous profits made from working to death millions and millions of African slaves which fuelled the industrial revolution and paid for the armies which subjugated India.

Lenin thought it was the unique way European capitalism had first perfected techniques to exploit the proletariat in the home countries and then applied the same techniques to subjugate less advanced nations, and that the process would inevitably lead to a global capitalist war once the whole world was colonised.

John Darwin

So John Darwin’s book, which sets out to answer all these questions and many more, is hardly a pioneering work; it is following an extremely well-trodden path. BUT it does so in a way which feels wonderfully new, refreshing and exciting. This is a brilliant book. If you were only going to read one book about imperialism, this is probably The One.

For at least three reasons:

1. Darwin appears to have mastered the enormous revisionist literature generated over the past thirty years or more, which rubbishes any idea of innate European superiority, which looks for far more subtle and persuasive reasons – so that reading this book means you can feel yourself reaping the benefits of hundreds of other more detailed & specific studies. He is not himself oppressively politically correct, but he is on the right side of all the modern trends in historical thought (i.e. is aware of feminist, BAME and post-colonial studies).

2. Darwin pays a lot more attention than is usual to all the other cultures which co-existed alongside Europe for so long (Islam, the Ottoman Empire, the Mughal Empire, the Safavid Empire, the Chinese Empire, Japan, all are treated in fascinating detail and given almost as much space as Europe, more, in the earlier chapters) so that reading this book you learn an immense amount about the history of these other cultures over the same period.

3. Above all, Darwin paints a far more believable and plausible picture than the traditional legend of one smooth, consistent and inevitable ‘Rise of the West’. On the contrary, in Darwin’s version:

the passage from Tamerlane’s times to our own has been far more contested, confused and chance-ridden than the legend suggests – an obvious enough point. But [this book places] Europe (and the West) in a much larger context: amid the empire-, state- and culture-building projects of other parts of Eurasia. Only thus, it is argued, can the course, nature, scale and limits of Europe’s expansion be properly grasped, and the jumbled origins of our contemporary world become a little clearer.

‘Jumbled origins’, my God yes. And what a jumble!

Why start with Tamerlane?

Tamerlane the Eurasian conqueror died in 1405. Darwin takes his death as marking the end of an epoch, an era inaugurated by the vast wave of conquest led across central Asia by Genghis Khan starting around 1200, an era in which one ruler could, potentially, aspire to rule the entire Eurasian landmass.

When Tamerlane was born the ‘known world’ still stretched from China in the East, across central Asia, through the Middle East, along the north African shore and including Europe. Domination of all of China, central Asia, northern India, the Middle East and Europe was, at least in theory, possible, had been achieved by Genghis Khan and his successors, and was the dream which had inspired Tamerlane.

Map of the Mongol Empire created by Genghis Khan

But by the death of Tamerlane the political situation across Eurasia had changed. The growth in organisation, power and sophistication of the Ottoman Empire, the Mamluk state in Egypt and Syria, the Muslim sultanate in north India and above all the resilience of the new Ming dynasty in China, meant this kind of ‘global’ domination was no longer possible. For centuries nomadic tribes had ravaged through Eurasia (before the Mongols it had been the Turks who emerged out of Asia to seize the Middle East and found the Ottoman Dynasty). Now that era was ending.

It was no longer possible to rule the sown from the steppe (p.5)

Moreover, within a few decades of Tamerlane’s demise, Portuguese mariners had begun to explore westwards, first on a small scale colonising the Azores and Canary Islands, but with the long-term result that the Eurasian landmass would never again constitute the ‘entire world’.

What was different about European empires?

Empires are the oldest and most widespread form of government. They are by far the commonest way that human societies have organised themselves: the Assyrians, Babylonians, Egyptians, Persians, the Greek and Roman Empires, the Aztec Empire, the Inca Empire, the Mali Empire, Great Zimbabwe, the Chinese empire, the Nguyễn empire in Vietnam, the Japanese Empire, the Ottoman empire, the Mughal empire, the Russian empire, the Austro-Hungarian empire, to name just a few.

Given this elementary fact about history, why do the west European empires come in for such fierce criticism these days?

Because, Darwin explains, they were qualitatively different.

  1. Because they affected far more parts of the world across far more widespread areas than ever before, and so ‘the constituency of the aggrieved’ is simply larger – much larger – than ever before.
  2. Because they were much more systematic in their rapaciousness. The worst example was surely the Belgian Empire in the Congo, European imperialism stripped of all pretence and exposed as naked greed backed up by appalling brutality. But arguably all the European empires mulcted their colonies of raw materials, treasures and of people more efficiently (brutally) than any others in history.

The result is that it is going to take some time, maybe a lot of time, for the trauma of the impact of the European empires to die down and become what Darwin calls ‘the past’ i.e. the realm of shadowy past events which we don’t think of as affecting us any more.

The imperial legacy is going to affect lots of people, in lots of post-colonial nations, for a long time to come, and they are not going to let us in the old European colonial countries forget it.

Structure

After Tamerlane is divided into nine chapters:

  1. Orientations
  2. Eurasia and the Age of Discovery
  3. The Early Modern Equilibrium (1750s – 1800)
  4. The Eurasian Revolution (1800 – 1830)
  5. The Race Against Time (1830 – 1880)
  6. The Limits of Empire (1880 – 1914)
  7. Towards The Crisis of The World (1914 – 42)
  8. Empire Denied (1945 – 2000)
  9. Tamerlane’s Shadow

A flood of insights

It sounds like reviewer hyperbole but there really is a burst of insights on every page of this book.

It’s awe-inspiring, dazzling, how Darwin can take the elements of tremendously well-known stories (Columbus and the discovery of America, or the Portuguese finding a sea route to India, the first trading stations on the coasts of India or the unequal treaties imposed on China, or the real consequences of the American Revolution) and present them from an entirely new perspective. Again and again on every page he unveils insight after insight. For example:

American

Take the fact – which I knew but had never seen stated so baldly – that the American War of Independence wasn’t about ‘liberty’, it was about land. In the aftermath of the Seven Years War (1756 – 63) the British government had banned the colonists from migrating across the Appalachians into the Mississippi valley (so as to protect the Native Americans and because policing this huge area would be ruinously expensive). The colonists simply wanted to overthrow these restrictions and, as soon as the War of Independence was over (i.e. after the British gave up struggling to retain the rebel colonies in 1783), the rebels set about opening the floodgates to colonising westward.

India

Victorian apologists claimed the British were able to colonise huge India relatively easily because of the superiority of British organisation and energy compared with Oriental sloth and backwardness. In actual fact, Darwin explains it was in part the opposite: it was because the Indians had a relatively advanced agrarian economy, with good routes of communication, business hubs and merchants – an open and well-organised economy, which the British just barged their way into (p.264).

(This reminds me of the case made in The Penguin History of Latin America by Edwin Williamson that Cortés was able to conquer the Aztec and Pissarro the Incas, not because the Indians were backward but precisely because they were the most advanced, centralised and well organised states in Central and South America. The Spanish just installed themselves at the top of a well-ordered and effective administrative system. Against genuinely backward people, like the tribes who lived in the arid Arizona desert or the swamps of Florida or hid in the impenetrable Amazon jungle, the Spanish were helpless, because there was no one emperor to take hostage, or huge administrative bureaucracy to take over – which explains why those areas remained uncolonised for centuries.)

Cultural conservatism

Until about 1830 there was still a theoretical possibility that a resurgent Ottoman or Persian empire, China or Japan, might have reorganised and repelled European colonisers. But a decisive factor which in the end prevented them was the intrinsic conservatism of these cultures. For example, both Chinese and Muslim culture venerated wisdom set down by a wise man (Mohammed, Confucius) at least a millennium earlier, and teachers, professors, civil servants were promoted insofar as they endorsed and parroted these conservative values. At key moments, when they could have adopted more forward-looking ideologies of change, all the other Eurasian cultures plumped for conservatism and sticking to the Old.

Thus, even as it dawned on both China and Japan that they needed to react to the encroachments of the Europeans in the mid-nineteenth century, both countries did so by undertaking not innovations but what they called restorations – the T’ung-chih (‘Union for Order’) restoration in China and the Meiji (‘Enlightened rule’) restoration in Japan (p.270). (Darwin’s description of the background and enactment of both these restorations is riveting.)

The Western concept of Time

Darwin has a fascinating passage about how the Europeans developed a completely new theory of Time (p.208). It was the exploration of America which did this (p.209) because here Europeans encountered, traded and warred with Stone Age people who used bows and arrows and (to start with) had no horses or wheeled vehicles and had never developed anything like a technology. This led European intellectuals to reflect that maybe these people came from an earlier phase of historical development, to develop the new notion that maybe societies evolve and develop and change.

European thinkers quickly invented numerous ‘systems’ suggesting the various ‘stages of development’ which societies progressed through, from the X Age to the Y Age and then on to the Z Age – but they all agreed that the native Americans (and even more so, the Australian aborigines when they were discovered in the 1760s) represented the very earliest stages of society, and that, by contrast, Western society had evolved through all the intervening stages to reach its present state of highly evolved ‘perfection’.

Once you have created mental models like this, it is easy to categorise all the other cultures you encounter (Ottomans, Hindus, China, Japan, Siam, Annamite etc) as somewhere lower or backward on these paths or stages of development.

And being at the top of the tree, why, naturally that gave white Europeans the right to intervene, invade, conquer and administer all the other people of the world in order to ‘raise’ them to the same wonderful level of civilisation as themselves.

18th and 19th

I’ve always been a bit puzzled by the way that, if you read accounts of the European empires, there is this huge difference between the rather amateurish 18th century and the fiercely efficient 19th century. Darwin explains why: in the eighteenth century there were still multiple European players in the imperial game: France was the strongest power on the continent, but she was balanced out by Prussia, Austria and also Spain and Portugal and the Dutch. France’s position as top dog in Europe was admittedly damaged by the Seven Years War but it wasn’t this, it was the Napoleonic Wars which in the end abolished the 18th century balance of power in Europe. Britain emerged from the Napoleonic Wars as the new top dog, with a navy which could beat all-comers, which had hammered the French at the Battle of the Nile and Trafalgar, and which now ruled the waves.

The nineteenth century feels different because Britain’s world-encompassing dominance was different in kind from any empire which ever preceded it.

The absence of Africa

If I have one quibble it’s that I’d like to have learned more about Africa. I take the point that his book is focused on Eurasia and the Eurasian empires (and I did learn a huge amount about Persia, the Moghul empire, China and Japan) and that all sub-Saharan Africa was cut off from Eurasia by the Sahara, but still… it feels like an omission.

And a woke reader might well object to the relative rareness of Darwin’s references to the African slave trade. He refers to it a few times, but his interest is not there; it’s in identifying exactly where Europe was like or unlike the rival empires of Eurasia, in culture and science and social organisation and economics. That’s his focus.

The expansion of the Russian empire

If Africa is disappointingly absent, an unexpected emphasis is placed in each chapter on the imperial growth of Russia. I knew next to nothing about this. A quick surf on Amazon suggests that almost all the books you can get about the Russian ’empire’ are about the fall of the Romanovs and the Bolshevik Revolution and then Lenin or Stalin’s creation of a Bolshevik empire which expanded into Eastern Europe after the war. That’s to say it’s almost all about twentieth century Russia (with the exception of a crop of ad hoc biographies of Peter the Great or Catherine the Great).

So it was thrilling to read Darwin give what amounts to a sustained account and explanation of the growth of the Kingdom of Muscovy from the 1400s onwards, describing how it expanded west (against Poland, the Baltic states, Sweden), south towards the Black Sea, south-west into the Balkans – but most of all how Russian power was steadily expanded East across the vast inhospitable tundra of Siberia until Russian power reached the Pacific.

It is odd, isn’t it, bizarre, uncanny, that a nation that likes to think of itself as ‘European’ has a huge coastline on the Pacific Ocean and to this day squabbles about the ownership of small islands with Japan!

The process of Russian expansion involved just as much conquering of the ‘primitive’ tribal peoples who hunted and trapped in the huge landmass of Siberia as the conquest of, say, Canada or America, but you never read about it, do you? Can you name any of the many native tribes the Russians fought and conquered? No. Are there any books about the Settling of the East as there are thousands and thousands about the conquest of the American West? Nope. It is a historical black hole.

But Darwin’s account of the growth of the Russian Empire is not only interesting as filling in what – for me at any rate – is a big hole in my knowledge. It is also fascinating because of the role Russian expansion played again and again in the game of Eurasian Risk which his book describes. At key moments Russian pressure from the North distracted the attention of the Ottoman Empire from making more offensive thrusts into Europe (the Ottomans famously encroached right up to the walls of Vienna in 1526 and then again in 1683).

When the Russians finally achieved one of their territorial goals and seized the Crimea in 1783, as a result of the Russo-Turkish War, it had the effect, Darwin explains, of cracking the Ottoman Empire open ‘like an oyster’. For centuries the Black Sea had been an Ottoman lake and a cheaply defensible frontier. Now, at a stroke, it became a massive vulnerability which needed costly defence (p.175).

And suddenly, seeing it all from the Russian perspective, this sheds new light on the timeworn story of the decline of the Ottoman Empire which I only know about from the later 19th century and from the British perspective. For Darwin the role of Russian expansionism was vital not only in itself, but for the hemming in and attritional impact it had on the other Eurasian empires – undermining the Ottomans, making the Chinese paranoid because Russian expansion around its northern borders added to China’s sense of being encircled and endangered, a sense that contributed even more to its risk-averse policy of doubling down on its traditional cultural and political and economic traditions, and refusing to see anything of merit in the Westerners’ technology or crude diplomacy. A policy which eventually led to the Chinese empire’s complete collapse in 1911.

And of course the Russians actually went to war with imperial Japan in 1905.

Numbered lists

Darwin likes making numbered lists. There’s one on almost every page. They rarely go higher than three. Here are some examples to give a flavour of his careful, forensic and yet thrillingly insightful way of explaining things.

The 18th century geopolitical equilibrium

The geopolitical revolution which ended the long equilibrium of the 18th century had three major effects:

  1. The North American interior and the new lands in the Pacific would soon become huge extensions of European territory, the ‘new Europes’.
  2. As a result of the Napoleonic war, the mercantile ‘zoning’ system which had reflected the delicate balance of power among European powers was swept away and replaced with almost complete control of the world’s oceans by the British Navy.
  3. Darwin gives a detailed description of why Mughal control of North India was disrupted by invasions by conquerors from the north, first Iran then Afghanistan, who weakened central Indian power at just the moment the British started expanding from their base in Bengal. Complex geopolitical interactions.

The so-called stagnation of the other Eurasian powers can be characterised by:

  1. In both China and the Islamic world classical, literary cultures dominated the intellectual and administrative elites – the test of intellectual acumen was fitting all new observations into the existing mindset, prizes went to those who could do so with the least disruption possible.
  2. Cultural and intellectual authority was vested in scribal elites backed up by political power, both valuing stasis.
  3. Both China and the Islamic world were profoundly indifferent and incurious about the outside world.

The knowledge revolution

Compare and contrast the East’s incuriosity with the ‘West’, which underwent a cognitive and scientific revolution in which merit went to the most disruptive inventors of new theories and technologies, and where Darwin describes an almost obsessive fascination with maps. This was supercharged by Captain Cook’s three huge expeditions around the Pacific, resulting in books and maps which were widely bought and discussed, and which formed the basis of the trade routes which followed in his wake, and then the transportation of large numbers of convicts to populate Australia’s big empty spaces (about 164,000 convicts were transported to the Australian colonies between 1788 and 1868).

Traumatic impact of the Napoleonic Wars

I hadn’t quite realised that the Napoleonic Wars had such a traumatising effect on the governments of the main European powers who emerged in its aftermath: Britain, France, Prussia, Austria and Russia. Very broadly speaking there was peace between the European powers between the 1830s and 1880s. Of course there was the Crimean War (Britain, France and Turkey containing Russia’s imperial expansion), war between Austria and Prussia (1866) and the Franco-Prussian War. But all these were contained by the system, were mostly of short duration and never threatened to unravel into the kind of general conflict which ravaged Europe under Napoleon.

Thus, from the imperial point of view, the long peace had four results:

  1. The Royal Navy’s policing of all trade routes across the Atlantic and between Europe and Asia kept trade routes open throughout the era and kept costs down for everyone.
  2. The balance of power which the European powers maintained among themselves discouraged intervention in either North or South America and allowed America to develop economically as if it had no enemies – a rare occurrence for any nation in history.
  3. The post-Napoleonic balance of power in Europe encouraged everyone to tread carefully in their imperial rivalries.
  4. Geo-political stability in Europe allowed the growth across the continent of something like a European ideology. This was ‘liberalism’ – a nexus of beliefs involving the need for old-style autocratic power to be tempered by the advice of representatives of the new middle class, and the importance of that middle class in the new technologies and economics unleashed by the industrial revolution and in founding and administering the growing colonies abroad.

Emigration

Emigration from Europe to the New World was a trickle in the 1830s but had become a flood by the 1850s. Between 1850 and 1880 over eight million people left Europe, mostly for America.

  1. This mass emigration relieved the Old World of its rural overcrowding and transferred people to an environment where they could be much more productive.
  2. Many of the emigrants were in fact skilled artisans. Moving to an exceptionally benign environment, a vast empty continent rich in resources, turbo-charged the American economy with the result that by the 1880s it was the largest in the world.

Fast

His chapter The Race Against Time brings out a whole area, an entire concept, I’ve never come across before, which is that part of the reason European colonisation was successful was it was so fast. Not just that Western advances in military technology – the lightning advances in ships and artillery and guns – ran far ahead of anything the other empires could come up with – but that the entire package of international finance, trade routes, complex webs sending raw materials back home and re-exporting manufactured goods, the sudden flinging of railways all across the world’s landmasses, the erection of telegraphs to flash knowledge of markets, prices of goods, or political turmoil back from colonies to the European centre – all of this happened too quickly for the rival empires (Ottoman, Japan, China etc) to stand any chance of catching up.

Gold rushes

This sense of leaping, hurtling speed was turbo-charged by literal gold rushes, whether in the American West in the 1840s or in South Africa where it was first gold then diamonds. Suddenly tens of thousands of white men turned up, quickly followed by townships full of traders and artisans, then the railway, the telegraph, the sheriffs with their guns – all far faster than any native American or South African cultures could hope to match or even understand.

Shallow

And this leads onto another massive idea which reverberates through the rest of the book and which really changed my understanding. This is that, as the spread of empire became faster and faster, reaching a kind of hysterical speed in the so-called Scramble For Africa in the 1880s (the phrase was, apparently, coined by the London Times in 1884) it meant that there was something increasingly shallow about its rule, especially in Africa.

The Scramble for Africa

Darwin says that most radical woke historians take the quick division of Africa in the 1880s and 1890s as a kind of epitome of European imperialism, but that it was in fact the opposite, and extremely unrepresentative of the development of the European imperialisms.

The Scramble happened very quickly, markedly unlike the piecemeal conquest of Central, Southern of North America, or India, which took centuries.

The Scramble took place with almost no conflict between the European powers – in fact they agreed to partitions and drew up lines in a very equable way at the Congress of Berlin in 1885. Other colonies (from the Incas to India) were colonised because there were organised civilisations which could be co-opted, whereas a distinctive feature about Africa (‘historians broadly agree about one vital fact’ p.314) was that people were in short supply. Africa was undermanned or underpeopled. There were few organised states or kingdoms because there simply wasn’t the density of population which lends itself to trading routes, settled farmers and merchants – all the groups who can be taxed to create a king and aristocracy.

Africans hadn’t progressed to centralised states as humans had in Eurasia or central America because there weren’t enough of them. Hence the poverty and the lack of resistance which most of the conquerors encountered in most of Africa.

In fact the result of all this was that most of the European governments weren’t that keen on colonising Africa. It was going to cost a lot of money and there weren’t the obvious revenue streams that they had found in a well-established economy like India.

What drove the Scramble for Africa more than anything else was adventurers on the ground – dreamers and fantasists and ambitious army officers and business men and empire builders who kept on taking unilateral action which then pitched the home government into a quandary – deny their adventurers and pass up the opportunity to win territory to a rival, or reluctantly support them and get enmeshed in all kinds of messy responsibilities.

For example, in the mid-1880s a huge swathe of West Africa between the desert and the forest was seized by a buccaneering group of French marine officers under Commandant Louis Archinard, and their black rank and file. In a few years these adventurers brought some two million square miles into France’s empire. The government back in Paris felt compelled to back them up which meant sending out more troops, police and so on, which would cost money.

Meanwhile, modern communications had been invented, the era of mass media had arrived, and the adventuring soldiers and privateers had friends and boosters in the popular press who could be counted on to write leading articles about ‘the white man’s burden’ and the torch of civilisation and ask: ‘Isn’t the government going to defend our brave boys?’, until reluctant democratic governments were forced to cough up support. Modern-day liberals often forget that imperialism was wildly popular. It often wasn’t imperialist or rapacious governments or the ruling class which prompted conquest, but popular sentiment, jingoism, which couldn’t be ignored in modern democracies.

Darwin on every page, describes and explains the deep economic, trade and financial structures which the West put in place during the nineteenth century and which eventually underpinned an unstoppable steamroller of annexation, protectorates, short colonial wars and long-term occupation.

The Congress of Berlin

The Congress of Berlin helped to formalise the carving up of Africa, and so it has come to be thought of as evil and iniquitous, particularly by BAME and woke historians. But once again Darwin makes you stop and think when he compares the success of the congress at reaching peaceful agreements between the squabbling European powers – and what happened in 1914 over a flare-up in the Balkans.

If only Bismarck had been around in 1914 to suggest that, instead of rapidly mobilising to confront each other, the powers of Europe had once again been invited for tea and cake at the Reichstag to discuss their differences like gentlemen and come to an equable agreement.

Seen from this perspective, the Berlin Congress is not so much an evil colonialist conspiracy, but an extremely successful event which avoided any wars between the European powers for nearly thirty years. Africa was going to be colonised anyway because human events have a logic of their own: the success was in doing so without sparking a European conflagration.

The Scramble for China

The Scramble for China is not as well known as its African counterpart,  the competition to gain ‘treaty ports’ on the Chinese coast, impose unfair trading terms on the Chinese and so on.

As usual, though, Darwin comes at it from a much wider angle and makes one massive point I hadn’t registered before, which is that Russia very much wanted to seize the northern part of China to add to its far eastern domains; Russia really wanted to carve China up, but Britain didn’t. And if Britain, the greatest trading, economic and naval power in the world, wasn’t onside, then it wouldn’t happen. There wasn’t a genuine Scramble for China because Britain didn’t want one.

Why not? Darwin quotes a Foreign Office official simply saying, ‘We don’t want another India.’ One enormous third world country to try and administer with its hundreds of ethnic groups and parties growing more restive by the year, was quite enough.

Also, by the turn of the century, the Brits had become paranoid about Russia’s intentions to conquer Afghanistan and march into North India. If they partitioned China with Russia, that would mean policing an even longer frontier even further way against an aggressive imperialist power ready to pounce the moment our guard was down.

Summary

This is an absolutely brilliant book. I don’t think I’ve ever come across so many dazzling insights and revelations and entirely new ways of thinking about a time-worn subject in one volume.

This is the book to give anyone who’s interested not just in ‘the rise of the West’ but how the whole concept of ‘the West’ emerged, for a fascinating description not just of the European empires but of all the empires across Eurasia – Ottoman, Persian, Moghul, Chinese and Japanese – and how history – at this level – consists of the endless juggling for power of these enduring power blocs, the endless and endlessly

complex history of empire-, state- and culture-building. (p.490)

And of course it all leads up to where we are today: a resurgent Russia flexing its muscles in Ukraine and Crimea; China wielding its vast economic power and brutally oppressing its colonial subjects in Tibet and Xinkiang, while buying land, resources and influence across Africa. And both Russia and China using social media and the internet in ways we don’t yet fully understand in order to undermine the West.

And Turkey, keen as its rulers of all colours have been since the Ottoman days, to keep the Kurds down. And Iran, as its rulers have done for a thousand years, continually seeking new ways to extend its influence around the Gulf, across Syria and to the Mediterranean, in eternal rivalry with the Arab world which, in our time, means Saudi Arabia, against whom Iran is fighting a proxy war in the Yemen.

Darwin’s books really drives home the way the faces and the ideologies may change, but the fundamental geopolitical realities endure, and with them the crudeness and brutality of the tools each empire employs.

If you let ‘morality’, especially modern woke morality, interfere with your analysis of this level of geopolitics, you will understand nothing. At this level it always has and always will be about power and influence, dominating trade and ensuring raw resources, and behind it all the never-ending quest for ‘security’.

At this level, it isn’t about following narrow, English notions of morality. Getting hung up on that only gets in the way of grasping the utterly amoral forces at play everywhere in the world today, just as they’ve always been.

Darwin stands up for intelligence and insight, for careful analysis and, above all, for a realistic grasp of human nature and human society – deeply, profoundly flawed and sometimes pitiful and wretched though both routinely are. He takes an adult view. It is absolutely thrilling and a privilege to be at his side as he explains and analysis this enormous history with such confidence and with so many brilliant ideas and insights.


Related reviews

Exhibitions

History

Imperial fiction

%d bloggers like this: