The Pharsalia by Lucan – 1: Introduction

O mighty the sacred labour of the poet! He rescues
all from fate, and grants immortality to mortal beings.
(Pharsalia Book 9, lines 980 to 981)

Lucan biography

Marcus Annaeus Lucanus (39 to 65 AD), generally referred to in English simply as ‘Lucan’, was a Roman poet, born in Corduba (modern-day Córdoba) in the Roman province of Hispania. Although he was ordered to kill himself by the emperor Nero at the age of just 25, Lucan is regarded as one of the outstanding figures of the Imperial Latin period, particularly for his (unfinished) epic poem, Pharsalia.

Lucan was the son of Marcus Annaeus Mela, younger brother of Seneca the Younger i.e. he was Seneca’s nephew.

Lucan’s father was wealthy, a member of the knightly class, and sent him to study rhetoric at Athens and he was probably tutored in philosophy, and especially Stoic philosophy, by his uncle (maybe by Seneca’s freedman, Cornutus, who also tutored the slightly older poet, Persius).

Lucan was a precocious talent and was welcomed into the literary and philosophical circles around the young emperor Nero, who was only two years older than him (born 37 AD). In 60 AD i.e. aged barely 21, Lucan won prizes for extemporising poems at Nero’s new Quinquennial Games. Nero rewarded him by appointing him to the office of augur, a plum position in Rome’s religious hierarchy.

Soon afterwards Lucan began circulating the first three books of what was intended to be an epic poem about the civil war between Julius Caesar and Gnaeus Pompeius Magnus (generally referred to as Pompey). This has come down to us with the title Pharsalia, or De Bello civili (‘On the civil war’) in other manuscripts. It’s titled Pharsalia because the action focuses on the decisive Battle of Pharsalus, fought on 9 August 48 BC, at which Caesar decisively defeated Pompey’s army.

At some point Nero and Lucan fell out. According to Tacitus (Annals, book 15, section 49) Nero became jealous of Lucan and ordered him to stop publishing the Pharsalia. According to Suetonius (in his brief Life of Lucan, cited in full at the end of this blog post), Nero disrupted a public reading by Lucan by leaving and calling a meeting of the senate. Lucan responded by writing insulting poems about Nero – which is always a bad thing to do against a tyrant. The grammarian Vacca mentions that one of Lucan’s works was entitled De Incendio Urbis (‘On the Burning of the City’) which presumably contained criticism of Nero’s role in the Great Fire of Rome (July 64). This is confirmed by a reference in a poem by Lucan’s younger contemporary, Publius Papinius Statius (45 to 96 AD).

As further proof, after the pro-Nero eulogy of the opening book, nearly all the subsequent references to emperors and the empire are vitriolically anti-imperial and pro-republic in tone. To take an example at random, Lucan’s biting criticism of not only Alexander the Great’s achievements, but of the cult of imperial Alexander which followed his death.

For, if the world had regained a shred of liberty
his corpse would have been retained as an object
of derision, not shown as an example to the world
of how a host of lands were subjected to one man.
He left his Macedonian obscurity, spurned Athens
that his father had conquered, and spurred on by
the power of destiny ran amok among the realms
of Asia, slaying humankind, putting every land
to the sword. He stained far-off rivers, Persia’s
Euphrates, India’s Ganges with blood; a plague
on earth, a lightning bolt that struck all peoples
alike, a fateful comet flaring over every nation.

But what ended Lucan’s life was his involvement in Gaius Calpurnius Piso’s conspiracy against Nero, uncovered in 65. Lucan was one of many conspirators revealed by torturing suspects. According to Suetonius he miserably truckled to his persecutors, giving them names of further conspirators, including even his own mother, in the vain hope of winning a pardon.

Once his guilt was established Nero ordered Lucan to commit suicide by opening a vein (the alternative being arrest, torture and public execution). According to Tacitus, as Lucan bled to death he recited some lines he had written about a wounded soldier. I wonder if they were from the passage about the 600 Caesarians who chose suicide rather than surrender to Pompey, in book 4:

how simple it is to escape captivity by suicide
(4.577)

Alternatively, according to Suetonius, Lucan in his dying minutes wrote a letter to his father containing corrections to some of his verses and, after eating heartily, offered his arms to a physician to cut his veins. Lucan’s father and both his uncles, i.e all three sons of Seneca the Elder, were also compelled to kill themselves.

(Statius wrote an elegy to Lucan, the Genethliacon Lucani, which was addressed to his widow, Polla Argentaria, on the dead man’s birthday. It was written during the reign of Domitian (81 to 96) and included in Statius’s collection, Silvae).

Themes in the Pharsalia

De Bello Civili (‘On the Civil War’) or the Pharsalia is long and dense with themes and ideas, some of which I will now consider:

1. No gods

The traditional epic poem is packed with gods, supporting various protagonists and intervening in the events. The entire narrative of the Aeneid exists because of the enmity of the queen of the gods, Juno, to the hero, Aeneas, who she continually enters the story to block and stymy, in doing so setting herself against fellow goddess, Venus, who, for her part, does everything she can to support Aeneas (who is her son). This leads to great set-piece debates in heaven between the rival gods, adjudicated by the king of the heavens, Jupiter.

There’s none of this in Lucan. Lucan took the decision to dispense with all the divine interventions associated with traditional epic. Lucan replaces them with the more up-to-date Stoic notions of Fate and Fortune. These two forces, sometimes blurring into each other and overlapping, at other moments appear as clearly distinct entities, names for two different forces operating at different levels of the universe.

Fate, fatum or fata is Destiny – the fixed, foreordained course of events which underpins the universe. Fate is the name given to the working through of the deep plan for the world and the nations in it.

And now, as light dispersed the chill shades of night,
Destiny lit the flames of war, setting the spur to Caesar’s
wavering heart, shattering the barriers shame interposed
and driving him on to conflict. Fate worked to justify
his rebellion, and found a pretext for his use of arms.
(Book 1, lines 261 to 265)

What but the power of destiny, that tragic fate
decreed by the eternal order, drew him, doomed
to die, to that shore…Yet
Pompey yielded to fate, obeying when requested
to leave his ship, choosing to die rather than show
fear…
(8.571 ff.)

By contrast, Fortune, fortuna, is Chance, a fickle, unpredictable force, continually turning her wheel, ensuring that anyone at the peak of professional or social success, can never be certain that Fortune won’t turn her wheel and plunge them down to the pits of failure.

At a deep level, Fate determines the occurrence of a civil war and that Caesar will win. But Fortune decides the outcome of specific events and details.

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
due to idleness, but summoned all his forces scattered
throughout Gaul, moving every legion towards Rome.
(1.392 to 395)

Susan Braund explains all this in the introduction to her translation of the Pharsalia published by the Oxford University Press. The distinct operational levels of the two forces are sometimes made particularly clear:

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
(1.392-3)

Where Destiny is the overall force or plan but whether individual elements of the plan fall this way or that, depends on Fortune. Or:

Fate stirred the peoples and sent them as companions
to a great disaster, as a funeral train fit for Pompey’s
exequies. Even horned Ammon was not slow to send
squadrons from Africa to battle, from all parched Libya,
from Morocco in the west to Egyptian Syrtes in the east.
So that Caesar, fortune‘s favourite, might win all with
a single throw, Pharsalia brought all the world to battle.
(3.291 to 297)

The distinction is made particularly clear in the long speech by the witch Erictho in book 6, where she makes a distinction between ‘the chain of events fixed from the beginning of the world’ which nobody can change or alter, and ‘lesser decrees of fate’, which witches like her can alter. Level 1 and Level 2. (6.609 to 621)

However, at other moments I found the concepts a lot less clear cut, for example in this passage where you’d expect the Pompey’s ultimate death, the deep pattern of his life, to be described as his Fate not his Fortune.

Pompey by then, had gained the open sea, but the luck
that aided his past hunts for pirates was his no longer,
and Fortune, wearied by his triumphs, proved untrue.

And sometimes the two concepts seem interchangeable:

Greedy quicksand and spongy marshes hid the secret
Fate had placed there; yet later that aged general’s flesh
was scarred by iron fetters reduced by long vile imprisonment.
He was to die though as Fortune’s friend, as consul in a Rome
he had ruined.
(2.71 to 75)

Anyway, Lucan’s neglect of the traditional apparatus of gods and his focus on Fate and Fortune do two things for the poem:

  1. Lots of gods would have distracted attention away from what was a very human catastrophe and away from the all-too-human human protagonists.
  2. Also the gods can, in some sense, be appealed to and swayed by humans. Whereas Fate and Fortune are profoundly impersonal forces and so bring out the horror of the unstoppable nature of civil war, Fate emphasising the deep inevitability of the outcome, with Fortune standing for the many chance victims along the way.

There is a simpler explanation, which is that the introduction of the kind of gods found in Virgil was simply inappropriate – would have appeared gauche and clumsy – in a poem dealing with very events almost within living memory. Roman literature – Classical literature generally – was very concerned with what was and wasn’t appropriate for every genre, in terms of subject matter, tone and even individual words. Including the gods in a historical epic would have breached the conventions of the genre.

2. No heroes

Epic poems feature the adventures of more-than-human heroes, from Gilgamesh, through Achilles and Aeneas, to Beowulf, humans not only with superhuman power but often the progeny of the gods. Whereas a historical epic like the Pharsalia is concerned with real historical personages, many of whose relatives were still alive when Lucan wrote.

Not only that, but epics generally feature one obvious central protagonist (Gilgamesh, Achilles, Beowulf) but just as there are no gods or divine intervention in the Pharsalia, so there is no one hero or central protagonist. Instead there are three leading but not totally dominating figures:

1. Gaius Julius Caesar

Caesar is the most prominent character in the first part of the poem, active, clear-sighted, ambitious, a force of nature – but not likeable. Lucan’s Caesar approaches closest to the figure of traditional epic hero. He has no moderating feminine influence on him until right at the end, in book 10, where his encounter with Cleopatra is a meeting of two cynical players. After the climactic battle of Pharsalus, however, Caesar is depicted as becoming more ambitious and imperial.

2. Gnaeus Pompeius Magnus

Pompey is portrayed as the opposite – vacillating, indecisive, and past his prime (‘the mere shadow of a mighty name’) but, in scenes with friends, followers and especially his wife, Cornelia, far more human than Caesar. At the end, after Pharsalus, Pompey is transformed into a stoic martyr, receiving a kind of visionary treatment as he nears his tragic death on the beach in Egypt which he meets with Stoic calm acceptance.

3. Marcus Porcius Cato

And, after the death of Pompey in book 8, Cato emerges as the strongest leader of the Republican cause, holed up with Republican legions in north Africa. Cato epitomises stern old-fashioned values. He stands for Roman patriotism and Stoic contempt for death, notably in the episode in book 9 where he scorns to consult the oracle of Ammon, saying God gave us all the knowledge we need to live a virtuous life at birth; which triggers adulation from Lucan:

Behold, the true father of his
country, a man worthy to be worshipped,
Rome, at your altars; by whom none need
blush to swear, and who, if you ever free
your neck from the yoke, shall be made a god.

In fact, in a striking episode on the march across the desert, Cato not only embodies Stoic resolution in the face of death but inspires it in others:

Alone he was present at every
death; whenever they call, he goes, and confers that
mighty benefit, more than life: the courage to die;
so that, with him as witness, any man was ashamed
to die with a groan on his lips.
(9.882)

When Cato’s first wife, Marcia, returns to him the narrative emphasises that their marriage is sexless; it symbolises his adherence to defunct, sterile values. Many critics think Lucan intended Cato to develop into the central figure of the poem, with the narrative designed to end with his famous suicide in the besieged garrison town of Utica, symbolising the moral victory of Stoic principle and Freedom against Tyranny.

There’s a case for saying the three figures are on a spectrum: Caesar is over-balanced in one direction, all energy and decision and lust (‘impetuous in everything’ 2.657); Cato stands at the other pole, arid, sexless, aloof; with Pompey standing in the middle, reasonable and given scenes of touching married love with Cornelia. As this blog shrewdly suggests, it’s as if the heroic protagonist of Virgil’s epic, Aeneas, has decomposed into three characters, none of which are heroic.

3. The gruesome and the macabre

The supernatural

If the Pharsalia doesn’t have gods, what it does have in abundance is the Supernatural – the poem is awash with visions, dreams, ghosts, magic, rituals and so on. Braund sees the supernatural as falling into two categories, ‘dreams and visions’ and ‘portents, prophecies and consultations of supernatural powers’.

a) Dreams and visions

There are four important dream or vision sequences in the poem:

  1. Caesar’s vision of Roma as he is about to cross the Rubicon.
  2. The ghost of Julia (his beloved dead wife) appearing to Pompey (3.1 to 45)
  3. Pompey’s dream of his happy past (7.1 to 30)
  4. Caesar and his troops’ dream of battle and destruction.

All four of these dream-visions are placed strategically throughout the poem to provide structure, and to dramatise key turning points in the narrative.

b) Portents, prophecies and consultations of supernatural powers

Lucan describes a number of portents, with two specifically oracular episodes. What is a portent? “A sign or warning that a momentous or calamitous event is likely to happen.” So, on the morning of the fateful battle:

Now Fortune too did not hesitate to reveal the future
by diverse signs. When the army made for Thessaly’s
fields, the whole sky opposed their march, hurling
meteors against them, columns of flame, whirlwinds
sucking up water and trees together, blinding their
eyes with lightning, striking crests from their helms,
melting the swords in their scabbards, tearing spears
from their grasp while fusing them, their evil blades
smoking with air-borne sulphur. The standards too
could barely be plucked from the soil, their great
weight bowing the heads of the standard-bearers;
and the standards wept real tears…
(7.151 to 162)

The central example is the necromancy which takes up half of book 6, when Pompey’s son, Sextus, goes to consult the witch Erachtho. Lucan’s description of the witch and her ritual take up half the entire book (lines 413 to 830).

All this appealed to contemporary taste for the macabre. Braund cites events in one of the tragedies of Lucan’s uncle, Seneca, his Oedipus, which contains a) a visit to the Delphic oracle, b) a gruesome description of the sacrifice and entrail examination of a bull and heifer (haruspicy), and c) the even more macabre magical rituals by which Tiresias raises the ghost of dead King Laius to accuse Oedipus of his murder.

Chaos on earth reflected in heaven

It is a central feature of the histories that war and disruption on earth must inevitably be accompanied by chaos in the heavens – just as in his uncle Seneca’s tragedies where mayhem on earth is matched and mimicked by cosmic catastrophes. In both Lucan and Seneca the entire universe often seems to be trembling on the brink of complete dissolution.

So when the fabric
of the world dissolves, in that final hour that gathers in the ages,
reverting to primal chaos, star will clash with star in confusion,
the fiery constellations will sink into the sea, and earth heaving
upwards her flat shores will throw off the ocean, the moon will
move counter to her brother, and claiming the rule of day disdain
to drive her chariot on its slanting path, and the whole discordant
frame of the shattered firmament will break free of every law.
(1.72 to 79)

This worldview, the intimate parallelism between human and supernatural affairs, is very prevalent in the biographers Plutarch and Suetonius, writing a generation later.

Haruspicy and necromancy

Along the way, Braund gives useful definitions of two key Roman practices:

  • haruspicy (haruspicies) is the art of studying animal entrails, usually the victims of ritual sacrifices
  • necromancy is the art of getting the dead to speak prophecy; necromancy is not only the general practice of this craft, but you perform a necromancy

4. Extreme rhetoric

Education for Roman aristocrats focused on rhetoric, the ability to speak eloquently and make a persuasive argument. We know from contemporary comments and satires that under the empire many of the exercises which students were given became steadily more extreme and exaggerated. This was reflected in the poetry of the age; from what survives the most extreme example might be the bloodthirsty and over-written tragedies of Seneca.

A central part of the curriculum was the suasoria, an exercise where students wrote speeches advising an historical figure on a course of action. This obviously fed into the largely invented speeches which fill Tacitus’s histories as much as Lucan’s poem.

Lucan is sometimes criticised for the extremity of his rhetoric and the luridness of scenes and imagery. But Susan Braund comes to his defence, with two arguments. One is that Lucan was a product of his times. There was a taste for melodrama and Gothic hyperbole which Lucan catered to.

More interesting is the second argument. This is to do with Virgil. Virgil was the undisputed king of Roman poets and his epic, the Aeneid, was acknowledged as a classic even as he was writing it. The problem for ambitious poets in all the succeeding generations was how to escape Virgil’s dominating influence, how to do anything new. Braund says Ovid found one way, in his Metamorphoses, which was to drop the notion of one, unified, linear narrative and instead string together hundreds of stories and episodes.

Lucan adopted another strategy which was to import into his text the ‘discourse of contemporary rhetoric’, in all its exaggeration and extremity. For there’s another aspect here, which is not to forget that a poem like this was meant to be recited aloud to audiences. Before the rule of Augustus, poetry was recited to group of like-minded friends or patrons. During Augustus’s reign it became common to recite it to larger audiences. We have accounts of Virgil reciting to the emperor and his extended family. Horace was commissioned to write odes to be declaimed at public games.

Braund argues that this trend for declamation had two consequences: it tended to promote more striking and vibrant imagery/style. And it incentivised the poet to think in terms of episodes.

5. Episodic structure

The Aeneid is very carefully constructed and susceptible to many types of structural analysis. Although critics have, of course, made a case for the existence of a deep structure in the Pharsalia (for example, a tetradic structure whereby the first four books focus on Caesar, the next four on Pompey and the final four on Cato) Braund disagrees. She thinks the narrative is far more episodic. In this respect it is like the highly episodic structure of Ovid’s Metamorphoses with one story leading to another, then another, then another – itself a strategy for escaping the highly unified and centralised narrative of the Aeneid.

Like the Metamorphoses, this lack of a single unifying narrative in the Pharsalia allows for more episodes, more adventures, more flicking between channels – episodes which contain are like mini-genres, containing their own appropriate languages, structure and style.

Lucan is fond of discontinuity. He presents his narrative as a series of discrete scenes, often without any transitional or scene-changing lines. Rather than a continuous narrative, it often feels like scenes are balanced within a book or between books, working by correspondence, similarity and difference between them.

We can imagine how well these dramatic episodes would have gone down as stand-alone recitations to a sophisticate audience of Roman aristocrats. I’m thinking of Appius’s confrontation with the priestess at Delphi or the terrific storm scene or Caesar’s speech of defiance to his mutinous troops, all in book 5.

6. Lucan and Virgil

Lucan frequently appropriates ideas from Virgil’s epic and inverts them to undermine their original, heroic purpose. Sextus’ visit to the Thracian witch Erictho in book 6 is the most obvious example, the scene and language clearly referencing Aeneas’ descent into the underworld (in Book 6 of the Aeneid), but while Virgil’s description, despite its gloomy setting, is an optimistic, nay triumphant vision of the future heroes of Rome leading up to the glories of Augustan rule, Lucan uses his scene to convey a bitter and bloody pessimism about the loss of liberty under the coming empire.

7. Epic similes

Braund and other critics emphasis the way that Lucan seeks to break free from the epic conventions, in particular the way he references Virgil in order to reverse or invert his technique and meaning. But in one respect Lucan strongly conforms with the tradition, which is in his use of epic similes. Straight-up epic similes really litter the narrative. Here’s the famous extended comparison of Pompey, larded with triumphs, to a venerable oak tree:

So some oak-tree towers in a rich grove,
hung with a nation’s ancient trophies, sacred gifts of the victors,
and though its clinging roots have lost their strength, their weight
alone holds it, spreading naked branches to the sky, casting shade
not with leaves but its trunk alone, and though it quivers, doomed
to fall at the next gale, among the host of sounder trees that rise
around it, still it alone is celebrated.
(1.137 to 143)

Or the inhabitants of towns which Caesar’s army approached were conflicted about who to support.

Though loyalty contended with the threat of danger,
they still favoured Pompey, as when a southerly rules
the waves, and all the sea is stirred by its vast power,
so that even if Aeolus’ trident opens the solid earth,
and lets an easterly loose on the mounting breakers,
the ocean, though struck by that second force, stays
true to the first, and though the sky surrenders itself
to the rain-filled easterly, the sea asserts the southerly’s
power.
(2.452 to 460)

Describing Octavius’s naval strategy:

So the hunter works,
holding back the net of coloured feathers that scares
the deer with its scent, till he can pen them all, or
quieting the noise of the swift Molossian hounds,
leashing the dogs of Crete and Sparta, till he has set
his stakes and nets, leaving one hound alone to range
the ground, it puzzling out the scent and only barking
when the prey is found, content then to point toward
the creature’s lair while tugging at the leash.
(4.436 to 444)

Or describing the way Cato’s speech in book 9 persuades the allies to remain with the anti-Caesarian army:

So, when hosts of bees
depart the hive, where their young have hatched,
they neglect the waxy cells, their wings no longer
brush one another, each takes its own way, idling,
refraining now from sipping the flowering thyme
with its bitter taste; yet if the sound of Phrygian
cymbals rises, they interrupt their flight, in alarm,
returning to the performance of their flowery task,
and their love of gathering pollen. The shepherd
in Hybla’s meadows is relieved, delighted that
his honey harvest is secured. So Cato’s speech
persuaded his men to endure the lawful conflict.
(9.282 to 293)

Nothing particularly lurid or extreme or melodramatic or supernatural about these. Very conventional epic similes.

8. Geographical descriptions

Before I started reading the poem I was impressed by Braund’s introduction and its emphasis on the macabre and bloodthirsty in Lucan. But once I began reading, I realised there were a lot of other, more low-key, less sensational elements that go to make up the text. More frequent than descriptions of battle, let alone supernatural visions, are the frequent very long passages describing the precise geography of a particular location, such as the region around Capua where Pompey first took his army or, in book 6, this very long description of Thessaly.

Mount Pelion’s ridge bounds Thessaly in the quarter where
the winter sun rises, Mount Ossa where in high summer
its shade obstructs the rays of Phoebus rising in the dawn;
while wooded Othrys dispels the flames of the southern sky,
at midsummer, opposing the brow of the all-devouring Lion;
and Mount Pindus outfacing westerlies and north-westerlies,
where daylight ebbs hastens evening on; while those who live
at the foot of Olympus never dreading the northerlies, know
nothing of the Great Bear’s stars shining a whole night long.
The low-lying lands in the region between these mountains
were once covered with endless marshes; since the plains
retained the waters, and the Vale of Tempe was insufficient
for them to reach the sea they formed continuous swampland,
and their only course was to rise. But when Hercules lifted
Ossa’s weight from Olympus, the sea felt a sudden onrush
of waters as Thessalian Pharsalos, that realm of Achilles
the hero born of a sea-goddess, rose above the surface,
a realm better drowned forever. There rose too, Phylace
whose king was first to land in the war at Troy; Pteleos;
Dorion, that laments the Muses’ anger and blind Thamyris;
Trachis; Meliboea whose Philoctetes received Hercules’
bow, for lighting that hero’s funeral pyre; Larisa, powerful
once; and the sites where the plough now passes over famed
Argos, where Echion’s Thebes once stood, to which Agave
howling bore the head of Pentheus giving it to the funeral
pyre, grieving to have carried off no other part of his flesh.
Thus the swamp was drained forming a host of rivers. From
there the Aeas, clear in its flow but of little volume, runs
westward to the Ionian Sea, the Inachus glides with no more
powerful a current (he was the river-god, father of ravished Io)
nor the Achelous (he almost won Deianeira, Oeneus’ daughter)
that silts the Echinades islands; there, the Euhenos, stained
as it is with Nessus’ blood runs through Meleager’s Calydon;
there Spercheos’ swift stream meets the Malian Gulf’s wave,
and the pure depths of the Amphrysos water those pastures
where Apollo herded cattle. There, the Asopos starts its flow,
and the Black River, and the Phoenix; there, the Anauros,
free of moist vapours, dew-drenched air, capricious breezes.
There too are the rivers which do not reach the sea themselves
but are tributaries of Peneus – the Apidanus, robbed of its flow,
the Enipeus never swift until it finds Peneus, and the Titaresos,
which alone, meeting with that river, keeps its waters intact,
glides on the surface, as though the greater river were dry land,
for legend says its stream flows from the pool of Styx, and so,
mindful of its source, scorns commingling with common water,
inspiring still that awe of its current the gods themselves feel.
Once the waters had flowed away leaving dry land, the fertile
soil was furrowed by the ploughs of the Bebryces; the labour
of Leleges drove the share deep; the ground was broken by
Aeolidae and Dolopians, by Magnesians breeders of horses,
Minyae builders of ships.
(6.398 to 416)

Long, isn’t it? A tourist’s guide to the region. I imagine the long list of not only place names but myths and legends associated with them were a) appropriate to the grandeur of the epic genre, magnifying the action b) awed Lucan’s readers or auditor’s with the poet’s impressive erudition c) made those in the aristocratic audience who had visited some or many of those sites nod with smug recognition.

9. Natural history

In his last few years, Lucan’s uncle, Seneca the Younger, composed an enormous work of natural history, the Naturales quaestiones, an encyclopedia of the natural world. A decade later, 77, Pliny the Elder published the first 10 books of his compendious Naturalis Historia (Natural History) (the largest single work to have survived from the Roman Empire to the modern day).

I mention these works to indicate that a taste for ‘natural history’ was obviously in the air and maybe explains the presence of the extended passages of natural history in the Pharsalia. The obvious example is the really extended passage about the snakes of Libya which takes up over 300 lines in book 9.

10. Is the Pharsalia unfinished?

Almost all scholars agree that the Pharsalia as we now have it is unfinished. Lucan was working in book 10 when Nero’s order to commit suicide came through. Book 10 breaks off with Caesar in Egypt. There are numerous theories about this as about all other aspects of the poem. Here are some:

  • Some argue that Lucan intended to end his poem with the Battle of Philippi (42 BC).
  • Some critics speculate that the narrative was intended to continue all the way to the assassination of Julius Caesar four years after the Battle of Pharsalus, in 44 BC.
  • Some even think it was meant to continue all the way to the Battle of Actium in 31 BC.

The latter two theories, in particular, suppose that Lucan intended to write a work many times larger than what we have. The 10-book poem we have today covers a total of 20 months i.e. roughly a book per 2 months; so the 48 months to Caesar’s assassination would imply another 24 books; the 17 years (204 month) to Actium, imply another 102 books!

Another problem with the timeline continuing as far as Caesar’s assassination is that, with both Pompey and Cato dead, Lucan would have had to embark on building up a new set of characters, in particular the leaders of Caesar’s assassination, Cassius and Brutus.

Which is why Braund ends up going with the simplest hypothesis which is that Lucan’s original intent was a 12-book poem, mirroring the length of the Aeneid. The strongest piece of evidence for Lucan consciously modelling the Pharsalia on Virgil is the way Lucan introduces an extended necromantic ritual in his sixth book that deliberately parallels and inverts many of the motifs found in Virgil’s sixth book. Thus Braund goes with the view that the poem was to be 12 books long and was heading towards the suicide of Cato (as the army of Julius Caesar approached his stronghold of Utica in North Africa) held up as a model of Stoic dignity rising above tyranny.

There are a few more scenarios: one is that the Pharsalia in in fact finished, was meant to end at the end of the tenth book, and is complete as we have it. This is the view of Classicist Jamie Masters but most other scholars disagree.

But there is one last logical possibility, which is that Lucan did in fact complete the poem but, for whatever reason, the final few books of the work were lost at some point. Braund notes that little evidence has been found one way or the other, so this question will remain a matter of speculation.

11. The Roman cult of suicide

Throughout the poem suicide is praised as a noble and dignified way to take control of your life. Nothing becomes a true Roman man so much as either a) dying in battle or b) controlling the time and place of his death, especially when faced with tyranny. Thus Afranius contemplates suicide before surrendering to Caesar (book 4), Vulteius and his men actually do commit suicide, en masse, rather than be captured:

No instant is too short for a man
to kill himself; suicide is no less glorious when death
at another’s hand approaches.
(4.480)

Even Julius Caesar unashamedly tells his mutinying soldiers that, if they lose, he will commit suicide:

I shall seek
my own salvation in suicide; whoever looks back
if the foe is unbeaten, will see me stab my breast.
(7.308)

From which Lucan draws the general lesson that suicide is the ultimate way to escape from tyranny:

Yet even after the example set
by such heroes, nations of cowards still do not comprehend
how simple it is to escape captivity by suicide; so the tyrant’s
power is feared, freedom is constrained by savage weapons,
while all remain ignorant that the sword is there to deliver
every man from slavery.

For me, the careful seeding of examples of, and praise of, and defences of, suicide, strongly suggest the poem was building up to the suicide of Cato as its climax and crowning example of resistance. Thus it is that Cato himself sternly celebrates Pompey’s death after defeat:

O happy was he, whose ending
followed on defeat, the Egyptian swords
offering the death he should have sought.
He might perhaps have lived on instead
under Caesar’s rule

Because:

the highest fate
is to know when to die, and the second
best to have such death forced upon one.

The ‘highest fate’, the best thing a man can do, the greatest achievement of human reason, is to know when to die. All the more ghoulishly ironic that Lucan himself was forced to commit suicide before he could complete the depiction of his Stoic hero committing suicide.

12. Lucan and Seneca

I finished reading Seneca’s Letters from a Stoic weeks after reading the Pharsalia. Reviewing my notes I realise the tremendous overlap in ‘philosophy’, namely the absolutely central role played in both texts by suicide as escape from tyranny. It is the central theme of both works. But as I point out in my review of the letters, suicide my be an acceptable theme for a poem, but not for a really long work of moral exhortation (the letters) which claim to be instructions on how to live and think. Personally, I recommend not thinking about suicide every moment of every day, as a healthier way to live.

Modern views

Since the Enlightenment the Pharsalia has commonly been considered a second rank offering, not in the same league as the king of the Roman epics, the Aeneid. But in recent decades more sophisticated literary analysis has brought out how the poem’s ‘studied artifice enacts a complex relationship between poetic fantasy and historical reality’.

His narrative of the civil war is pared down to a bare minimum; but this is overlaid with a rich and varied virtuoso display of learning which reflected contemporary interests. (Braund, Introduction, page 37)

All I can add is that I found the Pharsalia a surprisingly gripping and interesting read.

Caesar crossing the Rubicon by Adolphe Yvon (1875)


Related links

Roman reviews

The Aeneid by Virgil – books 1 to 3

I am Aeneas, known for my devotion. (Aeneid book 1, line 378)

I own three translations of the Aeneid:

  • the 1956 Penguin Classics prose translation by W.F. Jackson Knight
  • the 1971 verse translation by Allen Mandelbaum
  • the 1991 Penguin Classics prose translation by David West

I read most of the Aeneid in the West prose translation. It seemed easy and modern. I dipped into the Mandelbaum but was put off by his tone, too hectically American, maybe because I read it at the height of the heatwave when everything felt a bit hysterical. But I did use Mandelbaum’s comprehensive Glossary of Names and Places. The West edition doesn’t have a glossary or any notes at all. The idea is for you to rely entirely on the information Virgil gives in the poem itself which, it turns out, is all you need, most of the time.

Virgil

Publius Vergilius Maro, generally referred to as Virgil (70 to 19 BC) was the great Roman poet who straddled the epochal transition from the Roman Republic to the early Roman Empire. There were other very important figures, such as Catullus from the generation before (b.84), Virgil’s younger contemporary, Horace (b.63 BC), and, a generation younger, the great poet of mythology, Ovid (b.43). But Virgil towers above them all.

Virgil was born near the northern city of Mantua to parents who owned farmland. He was sent to Rome to complete his education where he probably met the young Augustus (63 BC to 14 AD) and his friends, namely his future patron and Augustus’s ‘minister of culture’, Maecenas (68 to 8 BC).

Always a sickly, sensitive young man, Virgil left Rome and settled near Naples where he spent the rest of his life quietly studying and writing poetry.

Virgil left no juvenilia or collections of random poems. He wrote just three works, each of them masterpieces:

  • the ten very short and highly stylised poems of idealised country life featuring lovelorn shepherds, the Eclogues
  • the four longer, tougher-minded, sometimes lyrical, sometimes practical, sometimes sweepingly destructive Georgics, are, on paper, poems of advice to farmers and livestock owners, but in reality a lot more varied and complex than that
  • the long epic poem the Aeneid, which has a claim to being the most important and most influential poem ever written in Europe

Epic poem

An epic poem is a long poem with a historical or legendary setting, which usually tells the adventures of one or more heroes on an epic journey or pitched into a mighty struggle, all with the input of gods and goddesses. Many societies and cultures have produced epic poems.

Sometimes an epic poem has as part of its purpose to explain the origin of cities or races or gods and religions. (The Greeks had a word for such an origin story, an aition.) Always epics are characterised by long narratives with multiple incidents or episodes strung along the central plot.

In the 1940s C.S. Lewis proposed an elemental distinction between primary and secondary epic. Primary epic is produced in illiterate cultures, often by travelling poets or troubadors, often using familiar narratives, well-known characters and using time-honoured, stock descriptions. The process by which they’re written down is obscure but by the time they are recorded they already display very sophisticated techniques of oral storytelling. In our European tradition, the two Greek epic poems the Iliad and the Odyssey show these characteristics. They are attributed to a figure called ‘Homer’ but it’s not certain that anyone named Homer ever existed.

By complete contrast, secondary epic is the production of a literate culture. It is the product of known authors, was written at a known time and place. It self-consciously invokes many of the tropes and techniques of primary epic, such as well-known legends and legendary characters, famous episodes or adventures, extended similes, stock descriptive phrases, episodic structure and so on. Virgil’s Aeneid has a good claim to be the greatest secondary epic.

A poem of multiple levels

The Aeneid is a carefully wrought collation of numerous themes on multiple levels.

Adventure story

In terms of storyline or plot it tells the story of Aeneas, a prince of Troy – a story familiar to all educated Romans of Virgil’s day – who escapes the destruction of the city at the climax of the ten-year-long siege by the Greeks, and describes the wanderings of him and 20 shiploads of comrades as they sail west across the Mediterranean looking for a new home.

Foundation story

Why bother with this story? Because the Romans believed that their city ultimately owed its founding to prince Aeneas. The traditional view (which is recapped in book 1) goes that Aeneas underwent numerous florid adventures as he sailed west from Troy before finally making landfall in western Italy. After fighting off the local tribes he establishes a settlement at a place he calls Lavinium.

His son, Ascanius, also known as Iulus, will move their settlement to a place named Alba Longa, where his descendants will live for 300 years. Then Ilia, the royal priestess of Vesta, will be seduced and impregnated by the god Mars and give birth to twins, Romulus and Remus. Romulus will grow up to build a new settlement, named Rome after him, which will go on to rule the world.

Patriotic story

So on one level the poem is an ultra-patriotic dramatisation of the man who founds the settlement which was to form the basis of Rome. Aeneas is shown as an epitome of the Roman virtues, a man who puts duty to family and country before self.

Pleasing Augustus

Throughout the narrative Virgil goes out of his way to suck up to the current ruler of Rome, the princeps Gaius Octavianus who was awarded the title Augustus while he was composing the work. Gaius Octavianus had been adopted by Julius Caesar in his will and so took his name, becoming Gaius Julius Caesar.

Virgil is at pains to demonstrate the extreme antiquity of the family of ‘Julii’ of which Octavianus had become a member, and so goes out of his way to tell us, repeatedly, that Aeneas’s son, Ascanius, had this second name Iulus (this name had been Ilus while Troy, which was also called Ilium, had stood). Ilus – Iulus – Iulius. The aim was to create a direct link from Aeneas via Ilus-Iulius to the house of Julius Caesar, and so to the current emperor, Gaius Julius Caesar aka Augustus.

Those are the public and political aims of the poem. Two additional factors make it a masterpiece.

Adapting Homer

One is the tremendous skill with which Virgil closely models himself on the two outstanding epics of his tradition, the Iliad and the Odyssey of Homer, adopting the tone of voice, the capacious bird’s-eye-view of the narrator, the confident intertwining of the human level with the character of the immortal gods who play a crucial role in the plot, either supporting or scheming against Aeneas. It is a very sophisticated invocation and twining together of the epic tradition up to his time.

Virgil’s sensibility

But more important is Virgil’s sensitivity. Homer’s heroes are killing machines. They may be sad and burst into tears, but only when there is good justification (weeping over the dead) and most of the time they are just angry and keying themselves up for yet another fight.

By contrast, the Aeneid is soulful. The narrator and his hero are sensitive to ‘the tears of things’, to the tragic inevitability of the universe. Aeneas does his duty, but with a heavy heart at the suffering he has seen and the new suffering he causes. It is an epic poem with lyrical feeling.

Book 1 Storm and banquet

In the best tradition, the poem starts in media res meaning ‘in the middle of things’. We find our hero aboard ship, having set sail from Sicily towards the cost of Italy but caught up in a violent storm. His fleet is dispersed and at least one ship sinks.

In fact the read of the poem is informed that this storm has been whipped up by Juno queen of the gods. She hates Aeneas and is his steady foe. She cannot forgive the Trojans for the snub when Paris awarded the apple of beauty to Venus. This long-standing grudge is why we see her visit the home of Aeolus, gods of the winds, and ask him to whip up a storm to shipwreck Aeneas, which he promptly does.

But we also see Venus, Aeneas’s mother, who was impregnated by Aeneas’s father Anchises, rushing to confront Jupiter, king of the gods, and tearfully ask how he can let his wife massacre her son and his colleagues. Jupiter calmly tells her to dry her eyes, he has no intention of letting Aeneas drown, and it is now that he reveals what the fates have in store for the Trojan prince (as I outlined above).

And as he speaks he gets his brother Neptune, king of the seas, to abate the storm, and gently blow the remainder of Aeneas’s fleet towards the coast of north Africa, referred to here as Libya. Here the Trojans gratefully anchor, come ashore, dry off, go hunting, shoot some deer, build fires, eat and drink wine and recover their strength.

And here Aeneas is visited by his mother in the guise of a local woman who assures him all will be well and tells him about the nearby town of Carthage, just now being built by exiles from Tyre. Venus-in-disguise tells the rather complicated backstory of this people. Tyre is a rich city on the coast of Phoenicia (what is now Israel) ruled by king Pygmalion. He has a sister, princess Dido. Dido marries a rich man Sychaeus. But Pygmalion is jealous of Sychaeus’s wealth and murders him while he worships at an altar. For a while no-one knows who committed the crime and Pygmalion hypocritically comforts his sister.

But then the ghost of Sychaeus appears to Dido, reveals the truth, warns her to flee her brother, and shows her the burial place of a huge secret treasure. She gathers her friends and supporters and the many people opposed to the ‘tyrant’ Pygmalion, they dig up the treasure, load it onto some ships and sail away forever.

Now she and her people have arrived at the other end of the Mediterranean, made land, settled and Aeneas and his crew have arrived just as the Tyrians are laying out and building a new ‘city’, a city the narrative refers to as Carthage.

You don’t need to be a literary critic to spot that both Aeneas and Dido are in similar plight, both refugees from distant lands in the eastern Mediterranean, forced by tragic events to flee their home cities, and now trying to build new lives, and new cities, in the west.

All this is explained to him by Aeneas’s mother, Venus who, having intervened to save Aeneas from the storm, now appears to him in the guise of a local maiden. She has wrapped Aeneas in a magic cloud so he and his companion can walk up to the new city walls and watch the Tyrians building Carthage.

Then she disappears the cloud and Aeneas is welcomed by the Tyrians. Their queen, Dido, welcomes Aeneas and his men to a lavish feast. Venus waylays Aeneas’s son as he comes from the beach where they’ve all landed towards the city, makes him fall asleep in a copse of trees. And gets her other son, the god Eros, to take on Ascanius’s form, and be introduced to Queen Dido, and sit on her lap during the feast (!) and deliberately make her fall in love with Aeneas. Because we all know how this love affair will end Virgil describes her as poor Dido and ‘doomed’ Dido.

Homer is always full of a kind of metallic energy. Even when his heroes weep, they do so in a virile, manly way. But in his treatment of Dido Virgil displays a completely different sensibility, sympathetic and sad.

Back at the feast, Dido asks Aeneas to tell them about his adventures. He has already told them he has been wandering for seven years since the fall of Troy. Reluctantly, Aeneas agrees.

Book 2 The fall of Troy

Aeneas’s story. He cuts straight to the final days of the 10-year-long siege as the Greeks cut down mighty trees to make the enormous wooden horse. Then strike camp and sail away leaving it alone on the plain in front of Troy. The Trojans come out to admire it. The priest Laocoön warns them all that it is a Greek scam but at that point a Trojan patrol returns with a Greek captive. He tells them he’s called Sinon and, after incurring the enmity of the mighty Odysseus (here called Ulixes) he was chosen to be the human sacrifice the Greek fleet needed to set sail (just as it had required the sacrifice of Agamemnon’s daughter Iphigeneia in order to set sail from Greece, 10 long years ago).

Sinon tells them he managed to escape the night before he was due to be killed and has hidden. Now they can kill him or spare him as they please. But he is a plant left by the Greeks to give a false explanation of the horse. He says it is a peace offering to the gods to let the fleet sail. More precisely, it is atonement for the incident when Ulixes and Diomede stole the Palladium from the temple of Pallas Athene in the citadel of Troy. Since then she has persecuted them and their chief priest, Calchas, ordered them a) to return to Greece to worship the gods, atone for their sins, rearm and return to renew the siege, and b) to build this enormous horse as a peace offering to Athena. Sinon warns that if the Trojans damage it at all it will bring down the wrath of Athena on them. If, on the other hand, they take it into the city and venerate it, then Athena will bless them and, when the Greeks return, allies from all across Asia will rally to their cause and they will defeat the Greeks in a final battle.

The Trojans are still hesitating when an amazing thing happens. The priest of Neptune, Laocoön, is sacrificing to an altar by the shore when two might sea snakes emerge from the waves and envelop his two young sons. Laocoön goes to their rescue and tries to fight them off but the snakes strangle all three to death and then slither into the city and up to the citadel of the goddess Venus.

Well, that decides it for the Trojans who set about dismantling part of their walls (the horse is too big to go through the city gates) in a kind of mad frenzy. Aeneas tells the story with much regret and sorrow at their foolhardiness, but they were whipped on by the scheming gods. The priestess Cassandra warns against letting the horse in but, of course, she was doomed never to be believed.

That night the Trojans hold a mighty feast to celebrate the end of the war then pass out on their beds. In the middle of the night Aeneas is woken by the ghost of Hector, looking grim and broken and bloody as he was after Achilles dragged his corpse round the walls of Troy, tied by the ankles to his chariot.

Hector’s ghost warns Aeneas to flee and sure enough, now he is awake, he hears screams and smells smoke. While they were asleep, Sinon snuck out to the horse, undid the pine bolts which secured its secret trap door, the Greeks inside the horse lowered themselves by a rope to the ground and set about massacring the guards set on the horse, while a contingent went and opened the main gates to the Greeks who had a) silently sailed back from where the fleet had hidden behind the offshore island of Tenedos and b) swarmed across the plain, till they were massed outside the gates.

Now the Greek army is pouring into the city determined to kill every man, woman and child. Hector’s ghost tells Aeneas all his lost, to gather his family and companions and flee, and predicts that, after long wanderings, he will found a new city.

But if you think about it, Virgil can’t depict the legendary founder of Rome as a coward who turns and bolts. Instead Aeneas leaps from his bed, grabs his armour, runs into the street, and rallies other warriors he finds emerging from their homes. They form a troop and roam through the streets taking on Greeks. They massacre one group of Greeks and put on their armour. This allows them to mingle with other Greeks before turning on them and many, the narrative assures us, they sent down to Orcus (hell), many fled back across the plain, and some even scuttled back up inside the horse.

Then a huge fight develops around the figure of the priestess Cassandra who is being dragged bound and gagged by Greeks from her temple. Aeneas and his band rally to save her but a hornet’s nest of Greeks counter attack, and they are even struck down by some Trojan brothers because they are wearing Greek armour.

He doesn’t mention Cassandra again but shifts the focus to the battle round the palace of Priam. Trojans are reduced to tearing down their walls and roofs to throw down on the Greeks climbing siege ladders. Aeneas enters the palace by a secret back passage and makes his way to the top of the tallest tower where he joins Trojans loosening the masonry to send huge blocks of stone falling on the Greek attackers.

Aeneas knows his audience will want to know how King Priam died. He gives a vivid, heart-breaking account of the old man buckling on his armour and heading for the fight, how his wife Hecuba tries to persuade him to desist, how Pyrrhus, son of Achilles, chases and kills Polites, one of Priam’s sons, right in front of him. How Priam defies him, harmlessly throws his spear, reproaches Pyrrhus for being a shame to his noble father. But Pyrrhus doesn’t care, grabs Priam by his long hair, drags him over to the altar and thrusts his sword up to the hilt in Priam’s side. Then his head is hacked from his body which is left to rot on the shore, unknown and unmourned.

Aeneas looks around and realises all his companions are dead i.e. he has done all that honour demanded. Now his thoughts turn to his aged father Anchises, his wife, Creusa, and son, Ascanius.

He spots Helen hiding in a temple, cause of all this death and destruction. Shall she survive and be taken back to Sparta to live in luxury, waited on by Trojan slaves? In a burst of fury Aeneas rushes forward to kill her but suddenly his mother, the goddess Venus appears. She tells him the war is not really Helen or even Paris’s fault. It is the gods. And she strips away the fog which clouds his mortal vision and shows him Neptune shaking the city’s foundations, Juno opening the gates and egging on the Greeks, Pallas Athena taking command of the citadel, and Jupiter himself leading the gods and supporting the Greeks. No mortal can stop this. As the Sibyl says, much later, in book 6:

You must cease to hope that the fates of the gods can be altered by prayer. (6.376)

Venus now orders Aeneas to collect his family and flee. But Anchises refuses to leave the city he has lived in all his life, determined to die in his house. Aeneas remonstrates, the old man refuses, so Aeneas says he’ll buckle back on his armour and die defending him rather than leave him. But Creusa throws herself in front of him and tells him his first duty is to his family.

At this tense moment there are signs from heaven. A heatless flame settles on Ascanius’s head and there was a peal of thunder and a star fell from the sky, a meteorite crashing down into Mount Ida.

This persuades Anchises to leave, so Aeneas puts a lion skin on his shoulders, tells the household slaves to meet them at a hill outside the city, puts his father on his shoulder, takes little Ascanius by the hand and Creusa follows behind as they set off through the dark side streets of the burning city.

It was then that his father heard marching soldiers’ feet and told Aeneas to run and Aeneas was overcome by irrational fear and bolted and somehow his wife Creusa got left behind, He never saw her again.

I stormed and raged and blamed every man and god that ever was. (2.745)

He puts his armour back on and runs back to the city, through the same gate they exited, trying to retrace his steps, going first to his house then to the palace of Priam, finding death, devastation and flames everywhere.

But then Creusa appears in a vision to him, calmly telling him that this is the wish of the gods and destiny. He is to sail far away and come to rest in Hesperia by the river Thybris in a land of warriors and take another bride. It is for the best. Their gods will protect her. She promises she will never be led away a slave for some Greek wife, although what her exact fate is is left unstated. He goes to put his arms around her but she fades like a phantom.

Anyway, this, like the account of Aeneas’s brave fighting, are obviously both designed to show him to best advantage, full of patriotic, familial and husbandly loyalty, but at every step overpowered by fate and destiny and the will of the gods. Now, sadly. Aeneas returns to the mound where his father and son are waiting and is amazed at the sheer number of other survivors who have gathered there. From now on he is to be their leader.

[Maybe worth pointing out the number of ghostly and visionary appearances: Dido’s husband’s ghost appears to her; Hector’s ghost appears to Aeneas; Creusa’s spirit appears to him. Although ostensibly about fighting there is a good deal of this otherworldly, visionary, shimmering quality about much of the story.]

Book 3 The wanderings

Aeneas is still talking, recounting his adventures to Dido and her court. He describes how the survivors built a settlement not far from ruined Troy, in the lee of the Ida mountains and built ships. Then set sail. This is described very briefly, in successive sentences. The lack of detail is very characteristic of Virgil. Unlike the hard-edged detailing of Homer, Virgil’s habit of skipping over details (for example, not telling us the outcome of the battle over Cassandra) creates a kind of shimmering, dreamy quality to the poem.

They sail to Thrace and begin to lay out foundations for a city but when Aeneas pulls up trees to decorate the altar he’s going to sacrifice on, he is horrified when they and spurt blood. Then terrified when a voice speaks and declares himself to be the spirit of Polydorus, sent by Priam to Thrace with a treasure, to be raised there, far from war-torn Troy. Now he tells Aeneas he was murdered by the king of Thrace who simply stole the gold.

Aeneas tells Anchises who responds that this is no place to stay. So they rebury the body of Polydorus with full rites, and set sail, letting the gods decide their final destination. They sail onto the island of Delos, dock in the harbour of Ortygia, and are greeted by King Anius.

Aeneas prays at the temple of Apollo, asking what he should do. A booming voice replies he must seek out the land of his ‘ancient mother’. Father Anchises interprets this to mean Crete, where the founder of Troy, Teucer, first came from.

So they sail and row from Delos via Naxos, Donusa, Olearos, Paros, through the Cyclades to Crete, where they land and begin to build a settlement Aeneas calls Pergamea. Things are just beginning to thrive when the settlement is struck down by a great plague and the crops wither in the fields.

One night the household gods are bathed in sunlight and speak to him, telling him again the prophecy that he will sail the seas, come to a peaceful land, and found a race who rule the world. The Greeks call the land Hesperia but it has been settled by the Oenetrians who have called it Italy after their god, Italus.

When he tells Father Anchises the latter remembers that Troy had two founders. One was Teucer from Crete but the other was Dardanus from Hesperia. They misinterpreted the message from Apollo and mistakenly came to Crete. So now they pack ship and set sail for Hesperia/Italy.

For three days and nights a black storm descends, blotting out the sky. Then it lifts and they sail into the harbour of the Strophades. They see fat cattle and goats and storm ashore, kill some and are feasting when they are attacked by the foul harpies, birds with the faces of girls, bellies oozing filth, talons like birds, which tear the food from their hands.

The harpies’ leader, Celaeno, perches on a pinnacle of rock and announces a prophecy which Jupiter gave Apollo, and Apollo gave her, and she is now giving the Trojans. They will settle a new land but not until they have passed through a famine which makes them gnaw their tables. (The prophesy is fulfilled at 7.116 to 130.)

So the Trojans abandon the feast and the land, take ship and scud over the waves to the island of Leucas. Here they performed rites of purification and then held games. They stayed here till mid-winter, when Aeneas pinned a shield taken from a Greek on the temple doors and they set sail again.

They dock at Chaonia and walk up to the city of Buthrotum. Here they are astounded to come across Andromache, wife of the great hero Hector, making ritual sacrifices for her dead husband. She tells them that she survived the sack of Troy and was taken as wife by Pyrrhus to whom she bore a child. But Pyrrhus dumped her on fellow slave Helenus (one of the sons of Priam) in order to marry Hermione. But Orestes loved Hermione and so murdered Pyrrhus. At his death some of Pyrrhus’s land descended to Helenus. He built a settlement there, a new Pergamum, and here Andromache lives.

At which point Helenus arrives and, amid much weeping by everyone, escorts them to his city which is a miniature copy of Troy in all aspects. They stay for some time. Eventually Aeneas asks the priest Helenus to answer his questions: should he set sail, will he come to the promised land?

So Helenus sacrifices some bullocks and then gives Aeneas the latest in the line of prophecies, first of all warning it won’t be a short voyage, but a long one fraught with adventures. He will recognise the place to build his city because he will find a sow suckling 30 piglets. He must make it a priority to worship Juno and try to win her over. He must make time to visit the prophetess at Cumae. He must avoid sailing through the straits of Messina, which are terrorised by Scylla and Charybdis.

Helenus gives them gifts of gold and ivory and silver, and blesses them as they set sail. They sight Italy and sail into harbour. They sail on past Tarentum in the instep of Italy. They sail past the gulf of Scylla and Charybdis and make shore in the land of the Cyclopes, a peaceful harbour but in the shadow of the fearsome Mount Etna who belching black smoke darkens the sky.

Next morning they are surprised to see a wretched filthy man in rags come running towards them. He announces he is Achaemenides, one of Ulixe’s crew. He describes how they were captured by the Cyclops which ate some of their comrades, drank and fell asleep and how, in the night, they conspired to blind him. But they sailed and left him behind. He has just about survived for three months, since then. But he warns them to flee.

At that moment they see blinded Polyphemus appear with his flocks on the side of the mountain and run down to their ships and set sail, rowing for all they’re worth. Polyphemus hears them and lets out a road which shakes the earth and brings all the other cyclops to the shore to rage at them, but they are clear of harm.

They sail down the east coast of Sicily past Syracuse. Then along the south coast, ticking off all the settlements and sights till they come to Lilybaeum. They put in at Drepanum but here Aeneas ‘lost’ his father Anchises. There is, as so often with Virgil, no detail, no explanation, just a focus on Aeneas’s loss and sadness.

When they set sail from there to head north and east to the Italian coast the great storm described at the start of book 1 was stirred up and so they were blown to the African shore which the Tyrians are settling. And with that, Aeneas’s recital of his story comes to an end.

Epicurean rest

It is noticeable that Virgil/West phrase the very end of Aeneas’s recital with ‘Here he made an end and was at peace.’ When I read Virgil’s Georgics I was struck by how much he told us he was struggling to complete the poem. He had to ask his patron, Maecenas, for help and support, he kept telling himself ‘onwards and upwards!’, he wrote with relief about reaching the end of each of the four books. Then the very opening of book 4 describes how Dido fell in love and ‘love gave her body no rest or peace‘.

It was only when I read the Georgics that I became aware for the first time of Virgil’s adherence to the teachings of Epicurus. In the blurb to the Penguin edition, I learn that Virgil lived most of his adult life in an Epicurean colony near Naples.

Epicurus’s teachings are above all designed to cultivate freedom from stress and anxiety in his followers. Peace of mind and spirit. So these references in the Aeneid to peace of spirit, or lack of it, acquired, for me, two deeper resonances. On one level, Virgil uses the word ‘peace’ to mean an end to the gruelling torment of writing this long, demanding poem, which comes over as being a huge ordeal for him. But the word also means far more than it does to you or me – for the Epicurean Virgil, ‘peace’ represents the nirvana, the blessed state sought for by his philosophy. When he says his characters achieve ‘peace’ or, conversely, are deprived of ‘peace’, it isn’t in the casual way that you or I might use the word, but has this much deeper resonance, referring to a philosophically idealised state of complete detachment from all sources of strife or worry.

Looked at this way, the entire poem represents a kind of vast detour from man’s ideal condition of rest or stasis, into a world of strife and anxiety. It helps to explain Virgil’s sad and doleful tone, lamenting the endless destiny of man to be troubled – by duties, responsibilities, the need to work, to eat, to love, to be a social animal – all of it endlessly distracting from his best, optimum state of complete Buddhist detachment. Hence Virgil’s insistent tone of lamentation over humanity in general, continually remarking on the sadness of their poor mortal existence.

It was the time when sleep, the most grateful gift of the gods, was first beginning to creep over suffering mortals… (2.270)

I guess there’s a third interpretation which is literally to do with rest after physical labour. This harks back to the many images in the Georgics of the sheer amount of physical labour involved in human existence. How many times in that long book did weary shepherds, farmers, goatherds, horticulturalists and livestock herders and outdoor workers greet the end of the day, the westering of the sun, as a welcome sign of the end of their day’s labours. Well, that tone is repeated again and again in the Aeneid. Night and, with it, sleep, represent welcome oblivion for animals and humans exhausted by their labours.

It was night and weary living things were peacefully taking their rest upon the earth. (4.522)

It was night and over the whole earth the weary animals, all manner of birds and all manner of flocks, were already deep in sleep.. (8.28)

Over the whole world the creatures of the earth were relaxed in sleep, all resting from their cares, and their hearts had forgotten their labours… (9.226)

Contrasting with the mellifluous descriptions of restful sleep are the hard descriptions of the scenes of fighting and the days of war (especially in the harsh, second half of the Aeneid, which I’ll be discussing in a later blog post).

Bitter grief was everywhere. Everywhere there was fear and death in many forms. (2.369)

Aurora meanwhile had lifted up her life-giving light for miserable mortals, bringing back their toil and sufferings. (11.184)

As an English poet wrote, 1,600 years later:

Sleep after toil, port after stormy seas,
Ease after war, death after life does greatly please.


Roman reviews

Augustus: From Revolutionary to Emperor by Adrian Goldsworthy (2014) – 2

Adrian Goldsworthy’s biography of Augustus is long, thorough and consistently interesting, shedding light not only on the man himself but containing an immense amount of background information on the customs, traditions, laws and so on of the Rome of his time and how he set about reforming and remodelling them so decisively.

It’s impossible to summarise the achievements of the longest-serving and most impressive Roman emperor, Augustus (reigned 31 BC to 14 AD), without ending up repeating long Wikipedia article. Instead, here is an impressionistic list of themes and achievements which emerge from Adrian Goldsworthy’s impressive book.

Peace

Above all everyone wanted peace after decades of chaos, war, disruptions to trade, impressment, deaths and injuries and proscriptions. Once Antony was defeated and had committed suicide (in 30 BC), Goldsworthy repeatedly describes the widespread desire for peace to explain the absence of opposition to let alone rebellion against Augustus (pages 199, 200, 211, 282).

Temple of Janus Germinus

The Janus Geminus (to reflect his twin faces) was a small shrine that held an archaic bronze statue of the god, said to have been dedicated by Numa, Rome’s second king (Plutarch, Life, XX.1-2). Pliny (XXIV.33) relates that its fingers were arranged to indicate the 355 days of the year. Ovid in his Fasti, I.99 says that one hand held a key (as the god of entrances), the other, a staff (to signify his authority and as a guide).

The doors of the Janus Geminus were opened to indicate that Rome was at war and closed during times of peace. Since the time of Numa, the doors were said to have been closed only in 235 BC, after the first Punic war; in 30 BC, after the battle of Actium; and several times during the reign of Augustus (for example, when the Cantabrians were defeated in 25 BC, supposedly ending the Spanish wars (pages 200, 239)

Victories

For Romans peace came through conquest and victory: it was always an imposed peace. Thus, having defeated and eliminated Mark Antony and become ruler of the entire Roman Empire, Augustus still had work to do. Campaigns followed:

  • Egypt was formally annexed to the empire
  • to pacify the north-west of Spain (pages 241 to 245, 254 to 255), final embers stamped out in 19 BC (p.322)
  • Illyria (pages 174 to 178)
  • the Alps, pages 339 to 341 (surprising it took the Romans so long to pacify their own back yard)

Parthia

The Romans never defeated the Parthians. A great achievement was a negotiated settlement with the great Parthian Empire which resulted in the return of the legionary standards lost by Crassus at Carrhae in 53 and then by Antony in 36. This was painted as a great victory. The compliant senate voted Augustus even more honours and a triumph (all of which he rejected). Coins were minted showing the standards, and they are depicted on the breastplate Augustus is wearing in the most famous statue of him, the one found at the suburb of Prima Porta (p.303).

Statue of Augustus wearing a breastplate depicting the return of the legionary standards from the Parthians

Army reorganisation

Augustus reorganised the army, reducing it from 60 or so legions down to 28 (p.247 to 256) making it more professional. Huge scope was opened up for posts for aristocrats and promotions and Octavius made sure to retain control of all appointments and ensure all senior officers were loyal to him.

In 13 BC he carried out more reforms, regularising the period of service for a legionary to 16 years and defining other periods and terms of service. He made auxiliary units more permanent. Many of them were now raised from the provinces, from Gaul, Spain or Thrace and service in them allowed provincial aristocrats the opportunity to acquire citizenship and work their way into the hierarchy of empire (p.349). He laid down regulations for the constructions of camps and forts (p.366).

Building works

Augustus completed Julius Caesar’s forum with its massive temple to Venus Genetrix at one end. Then designed and built his own forum with a massive temple to Mars Ultor, in 2 BC and dedicated to the god Mars in his guise as avenger.

Mausoleum

The huge circular mausoleum Augustus built for himself and his family was one of the first building projects he began after victory at the Battle of Actium in 31 BC. It consisted of several concentric rings of earth and brick, faced with travertine on the exterior, and planted with cypresses on the top tier. It measured 295 feet in diameter and 137 feet in height. He built it for himself but many of his close family were to find resting places there before him, including: Marcus Claudius Marcellus (son of Octavia Minor), Marcus Vipsanius Agrippa (Augustus’s right-hand man and husband of Julia the Elder), Nero Claudius Drusus (son of Livia Drusilla), Octavia Minor (sister of Augustus), Gaius Caesar and Lucius Caesar (his grandsons).

The saepta

The saepta or ‘sheepfolds’ were the traditional structures on the Campus Martius which hosted elections. Augustus turned them from wooden into permanent stone structures. Year after year the whole area was transformed into a giant monument to his glory (p.357). Agrippa, in effect Augustus’s number two, accumulated a vast fortune and spent it nearly as lavishly as his master on public works. The diribitorium was a public voting hall situated on the Campus Martius in Ancient Rome. Agrippa paid for the building called the Diribitorium, where votes were counted by diribitores (election officials). It was begun by Marcus Agrippa but after his death in 12 BC was finished by Augustus (p.385).

The Pantheon

The Pantheon was a part of the complex created by Marcus Vipsanius Agrippa on the Campus Martius in 29 to 19 BC, which included three buildings aligned from south to north: the Baths of Agrippa, the Basilica of Neptune, and the Pantheon. It was rebuilt by Hadrian in the 120s AD, it was later adapted to be a Catholic church and so well maintained, thus ending up being the best preserved building we have from ancient Rome.

The provinces

The restoration of peace led to the revival of trade and, wherever he went or had influence, Augustus encouraged local elites to mimic him and build, refurbishing and improving their cities and towns, building theatres, reviving festivals and games. He dangled offers of citizenship or administrative posts as an incentive to provincial leaders (p.292).

Large numbers of people resident in provincial towns and cities won citizenship. The benefits of Roman citizenship came to be seen as valuable, itself an incentive for powerful or aspiring men to keep the peace in order to gain it (p.298). Every town and city in the empire was encouraged to be rebuilt along Roman lines, in a grid system, with roads converging on an open forum (p.343).

Roman roads

One of the most clichéd achievements of the Romans was building roads. Goldsworthy describes the creation of a network of roads across Gaul, linking the new-look Roman towns (p.341). Good, navigable roads which didn’t flood or wash away in winter led to hugely expanded trade and thus prosperity (pages 342 to 343).

Colonies

Colonae is the term the Romans gave to new settlements or towns. They had been building them for centuries, mainly as places to house the large numbers of men continually being demobilised from their armies. Augustus increased the number of colonies or new towns built in newly pacified Spain and Gaul, including the forebears of modern Zaragoza and Merida (p.347). Most Gauls had lived in defendable hilltop settlements. Now they came down off their hills and lived in towns joined by direct, well-maintained roads. Trade thrived. Prosperity (p.348).

Tours

To aid the process Augustus spent more of his rule away from Rome than in it, systematically touring all the provinces. Anecdotes suggest he went out of his way to make himself very accessible to all who had a grievance or issue (p.324). In his absence from Rome he left administration to loyal subordinates such as Agrippa (p.353) and Statilius Taurus. He increased the grain dole (p.224).

The constitution

The restoration of the constitution is a massive and subtle subject as Augustus spent 45 years restoring then tinkering with the constitution to make it appear as if the Republic had been restored while maintaining a firm grip on power. Thus he restored the post of consul and held annual elections for the consulship, as per tradition – except that he made sure that he was always elected one of the consuls.

In 27 BC, Octavian made a show of returning full power to the Roman Senate and relinquishing his control of the Roman provinces and their armies. But he retained control of the ‘grand provincial command’ whose importance Goldsworthy explains in detail (p.381).

The consulships

Augustus held one of the consulships every year from 31 BC to 23 BC, when he entered his eleventh consulship.

The senate

In practical terms Augustus tried to reform the senate, reducing its numbers from the unwieldy 1,000 it had grown to. Augustus tried to separate senators from the equestrian class with which they overlapped and imposed a minimum wealth requirement of 1 million sestercii (p.320).

He struggled with the problem that quite a few scions of the great houses didn’t even want to sit in the senate but were quite happy with their wealthy lives as equites (p.353). In 9 BC Augustus had another go at reform, determining that the senate would meet on fixed dates, ensuring they didn’t overlap with court cases and other obligations, and requiring all senators to attend, anyone absent being fined. But bribery and corruption persisted. In the consul elections of 8 BC, all the candidates including the winners bribed voters on such a heroic scale that Augustus insisted in future all candidates must pay a deposit which they would forfeit on conviction of bribery (p.383).

His tinkering with various rules and initiatives to get just what he wanted, and the continual stymying of his reforms by a corrupt ruling class, remind me of Oliver Cromwell’s forlorn attempts to get just the right kind of House of Commons, free but also high-minded and responsible.

Titles

He began with the name Gaius Octavius, son of Caius Octavius. When Julius Caesar’s will was read in March 44 he immediately took his adoptive father’s name to become Gaius Julius Caesar, with or without the legacy name Octavianus. From 38 BC at the latest, Octavian officially dropped all of his names except Caesar and began using the victory title imperator (‘commander’) in place of the traditional Roman forename, so Imperator Caesar. In 27 BC the Senate granted him the additional name ‘Augustus’, making Imperator Caesar Augustus.

Awards

Previous Romans were awarded days of thanksgiving when they secured a victory. Augustus’s were off the scale. He was awarded a staggering 51 thanksgivings, adding up to a total of 590 days (p.357).

The month of August

Julius Caesar had reformed the Roman month which had, until then, consisted of ten months (hence the way in our English months September, October, November and December, the first syllable indicates the 7th, 8th, 9th and 10th months, respectively). Because the old calendar only contained 355 days it quickly went out of sync with the seasons and required the addition of an extra, or intercalary, month every so often. Caesar consulted astronomers and devised a new calendar of 365 days, adding a few days to each month and inventing an entirely new month, modestly named after himself, which gives us the English ‘July’ (French ‘Juillet’, Spanish ‘Julio’). His reforms came into force on 1 January 45 BC.

Augustus followed in his adoptive father’s footsteps and received yet another honour from the Senate, the renaming of a month in his name. Some wanted him to have September, the month he was born in. But Augustus chose the sixth month or Sextilis, when he had first been elected consul and won many of his victories. So in 8 BC the month was renamed August and remained so in European calendars including English.

Religion

Augustus embarked on a policy of rebuilding or beautifying temples and reviving, restoring and encouraging the practice of traditional rituals, not only in Rome but throughout Italy and the provinces.

Games and festivals

For example, he created the rather factitious ludi saecularii, supposedly to celebrate the return of what the Romans called ‘the Great Year’ (p.330).

Poets

Augustus prided himself on his association with only the greatest writers. During his rule flourished the three greatest Roman poets:

  • Publius Vergilius Maro, known in the English-speaking world as Virgil (70 to 19 BC)
  • Quintus Horatius Flaccus, known in the English-speaking world as Horace (65 to 8 BC)
  • Pūblius Ovidius Nāsō, a generation younger, known as Ovid (43 BC to 18 AD)

Goldsworthy devotes a significant passage to describing Virgil and then summarising the themes and importance of his great poem, The Aeneid. This is an epic poem telling the story of the flight of Prince Aeneas from Troy after it had been captured by the Greeks at the climax of the Trojan War. It describes his extended dalliance with Dido Queen of Carthage, before piety and duty forces him to abandon her and sail on to Italy, where he is caught up in a series of brutal conflicts with various tribes before conquering them all to establish Alba Longa, the settlement near what would, centuries later, become Rome and to which Roman antiquarians attributed the origin of their city and race (pages 307 to 317).

Breeding

Augustus became concerned about the disastrous impact the civil wars and the proscriptions had than on aristocratic and knightly families, with many lines going extinct. Therefore he passed the lex Julia de maritandis ordinibus to encourage the upper classes to reproduce, granting benefits to fathers of three or more children and penalising the unmarried or childless (p.325).

Succession

This is the issue which Mary Beard identifies as the single biggest political problem for the emperors: who was to succeed? (See my summary of her discussion of the various options.)

What the reader of this book notices is that the first hundred pages describe the traditional republican constitutional forms of consuls and tribunes and so on; the middle 200 describe how Augustus attempted to keep the façade of all these elections and structures, while continuing to hold all the reins of power; how he vehemently denied in the 20s that he was grooming any of his close family to ‘succeed’ because he was not a monarch.

But how, during the last 100 pages or so, the issue of Augustus’s family becomes more and more pressing, with the narrative focussing more and more on the marriages of his extended family and the health or otherwise of his various stepsons and nephews and so on.

In his endeavours to ensure a smooth transition of power Augustus was ill-fated and the labyrinthine complexities of his extended family and the bad luck and/or conspiracies among them are amply recorded in Robert Graves’s best-selling novels I, Claudius and Claudius the god.

Livia

Goldsworthy devotes extended passages to profiling Augustus’s wife, Livia (e.g. pages 377 to 379). She was his third wife. There was a whiff of scandal about their marriage, because she had first been married to Tiberius Claudius Nero around 43 BC, and they had had two sons, Tiberius and Drusus. Octavian saw her, liked her, and compelled her to divorce Nero and marry him in 38 BC.

When the Senate granted Octavian the title Augustus, Livia automatically became Augusta, prototype of all future empresses. Just as Augustus used propaganda tools to depict himself as the ideal Roman male and ruler, Livia was portrayed as the ideal Roman matron.

Rumour surrounded her machinations to get her eldest son Tiberius into position as heir to Augustus, and it’s these rumours Robert Graves used as the central theme of I Claudius. Tiberius was fast-tracked through military education and the old cursus honorem (p.336). Through Tiberius she was grandmother of the emperor Claudius, great-grandmother of the emperor Caligula, and the great-great-grandmother of the emperor Nero.

She liked dwarves and freaks (p.378).

Heirs

Augustus’s ultra-reliable number two, Agrippa, was married to Augustus’s daughter, Julia (p.321). A dynasty was taking shape (p.322).

It is a small indicator of the shift in emphasis that the last ever old-style triumph was awarded to the Younger Balbus in 19 BC. Thereafter, triumphs were only awarded to members of the imperial family (p.305). Something similar happened a few years later when, in 12 BC Augustus had himself appointed head priest or pontifex maximus. No civilian was ever to hold this post again. From now till the fall of Rome in 410 AD this title and post was only held by the emperor (p.350).

Augustus arrogated unprecedented powers and privileges to himself (p.356) but there were never any indications he planned to nominate a sole heir (p.359). He appears to have expected to be succeeded by a college of colleagues, all with advanced power but who would work collaboratively. In other words, he gave no indication of realising that what would happen would be rule by a series of single individuals, kings in all but name (p.360).

Thoughts

Augustus is an awesome figure. Rarely can one man have had such an impact on an entire civilisation.

Reading the book is overwhelming because of the extraordinarily hectic nature of the times Gaius Octavianus lived through and mastered, and then the dizzying list of his achievements.

But it left me with one dominating thought: The book is like a doorway between two eras. For the first hundred pages we are solidly in the world of the Roman Republic, with its complex constitution, its squabbling senate, its fiercely competitive elections to the consulship and the tribunate and the jostling for power of a host of larger-than-life characters including Crassus, Caesar, Pompey, Cicero and so on.

But in the last 100 pages (380 to 480) we are in a completely different world, one of peace and stability, where elections continue but are essentially hollow, where no public figures at all come anywhere close to the wielding the power and significance of Augustus, and where, increasingly, the only people of interest are the members of his own family: Livia, Drusus, Tiberius, Julia and so on.

By around page 390 all his old friends have died off – Agrippa, Maecenas, Virgil and Horace – the old generation has departed, and the narrative becomes evermore focused on the palace intrigues and manoeuvring over who will replace the princeps when he finally dies. These are now the palace intrigues of an emperor in all but name, completely unlike anything which existed under the Republic.

So reading the book gives a slightly vertiginous, Alice-through-the-looking-glass feel, of transitioning the reader, without you quite realising it, without you being aware precisely when it happens, from one world to another, completely different one.

I wonder if people at the time were aware that they were living through such a fundamental transition; or whether it’s just the effect of reading a modern account which, by its nature, tends to focus on what changed and maybe neglects the vast continuities which most people probably experienced in their day-to-day lives.

Augustus: From Revolutionary to Emperor is a thorough, solid, continually interesting and, in the end, rather mind-bending read.


Credit

Augustus: From Revolutionary to Emperor by Adrian Goldsworthy was published in 2014 by Weidenfeld and Nicholson. All references are to the 2015 paperback edition.

Roman reviews

Antony and Cleopatra by William Shakespeare (1606)

“These strong Egyptian fetters I must break,
Or lose myself in dotage…”
(Antony in Antony and Cleopatra, Act 1, scene 2)

Plot summary

Act I

The assassination of Julius Caesar in March 44 BC led to a period of chaos with warlords commanding legions around the Roman world, until a deal was brokered the three most powerful of them, Mark Antony, Octavius Caesar, and Lepidus, who formed what came to be called the Second Triumvirate in November 43.

They divided up the provinces of the empire and Mark Antony was assigned command of the eastern Mediterranean. The play opens three years later, in 40 BC, and finds him living in Egypt where has fallen deeply in love with the queen, Cleopatra, where he has abandoned himself to a life of luxury and debauchery.

Act 1 scene 1 sets the scene quickly: the chorus of Demetrius and Philo lament that Antony, the fearless warrior, is ignoring his responsibilities and wasting his time in thrall to a seductive queen. They have barely finished before Antony and Cleopatra enter and give us a prize example of the foolish flirting of love. But they have barely begun – are in fact only 4 lines in – when a messenger from Rome arrives and prompts Antony to an outburst of vexed frustration. Cleopatra then taunts him, saying he must listen to the messenger in case he brings instructions from his ‘master’ Octavius in Rome, or from his true Roman wife, Fulvia.

CLEOPATRA: Fulvia perchance is angry; or, who knows
If the scarce-bearded Caesar have not sent
His powerful mandate to you, ‘Do this, or this;

At which Antony eloquently summarises his own devil-may-care, laddish irresponsibility for the benefit of the audience:

MARK ANTONY: Let Rome in Tiber melt, and the wide arch
Of the ranged empire fall! Here is my space.
Kingdoms are clay: our dungy earth alike
Feeds beast as man: the nobleness of life
Is to do thus;

And he embraces his Greco-Egyptian squeeze. The messengers tell Antony that his Roman wife, Fulvia, is dead. (Fulvia was a tough cookie. She had united with Antony’s brother, Lucius, to raise an army in Italy against Octavian which led to the so-called Perusine War, because it boiled down to a siege of Perusia, modern Perugia, and had taken Octavian over a year to quell. Out of respect for Antony, Caesar spared Lucius, who was sent to be governor of a province in Spain, but he exiled Fulvia to Sicyon in Greece where, we now learn, she has died from unspecified causes.)

As if this wasn’t enough another messenger arrives to tell him that the son of the Gnaeus Pompeius who had fought Julius Caesar in the first civil war of 49 BC – Sextus Pompeius – has established a naval base on Sicily from which he is attacking Roman shipping.

The guilt Antony feels at the death of his wife is compounded by news that the state he is charged with defending is in danger, and so he announces that he must return to Rome.

ANTONY: I must from this enchanting queen break off:
Ten thousand harms, more than the ills I know,
My idleness doth hatch

Cleopatra is angry, mocking, scornful, upset. Antony travels with his friend, the general Enobarbus who has become even more of a wastrel in the fleshpots of Egypt and who acts as a foil to Antony’s drunken antics, a licensed jester who delivers satirical opinions about Antony, Cleopatra and everything else.

Act II

Meanwhile in Rome Octavius Caesar, adopted heir of the murdered Julius, has been consolidating his power and acting with stern dutifulness. Their first meeting is difficult, with Octavius and his entourage freely criticising Antony’s unpatriotic, unroman behaviour in Alexandria, which he is forced to acknowledge and admit to.

One of Caesar’s closest advisers, Agrippa, then proposes an ingenious solution to their problems: Antony should marry Octavius’s sister, Octavia. Antony ponders this for a moment, then willingly agrees and the two triumvirs shake hands on it.

The red-faced old general, Enobarbus is shown reunited with officer friends who are part of Octavius’s entourage, and he rather too candidly tells them the marriage will never work out. Antony will never be able to kick his addiction to Cleopatra and he paints a glowing portrait of her multi-faceted character:

ENOBARBUS: Age cannot wither her, nor custom stale
Her infinite variety: other women cloy
The appetites they feed: but she makes hungry
Where most she satisfies…
(Act 2, scene 2)

The third triumvir, Lepidus, attends these meetings but is depicted as a well-intentioned but weak-minded older man who just wants everyone to be friends.

Antony had been prompted to return to Rome by news of the threat young Sextus Pompeius poses to Rome’s merchant fleet and so the next scene shows Antony, Octavious and their followers  having a summit meeting with Sextus aboard the latter’s ship. At one point Sextus’s admiral suggests they cut the cables, put out to sea, and murder all the triumvirs but Sextus refuses. Once agreement is made, Enobarbus and Antony lead all the delegates into a boozy dinner which turns into a drinking session in which Lepidus is humiliated in front of everyone while Octavius coldly refuses to get drunk and holds himself aloof from the partying which degenerates into drunken dancing.

Act III

Cleopatra is amusing herself with her serving women, Charmian and Iras, when a messenger arrives and tells her her beloved Antony has married someone else. Furious she attacks the messenger before demanding to know everything about her rival. Only slowly does she reassure herself that this prim and proper Roman matron is no real rival for Antony’s affections.

Meanwhile Antony and Octavia arrive at Athens en route for his command in the East only to learn that Octavius has gone back on the deal he made, and attacked Pompey. He has also ended the triumvirate  by dismissing Lepidus on a trumped-up charge relating to the campaign against Pompey in Sicily.

Compassionately enough, Antony sends his new wife back to Rome to parlay with her brother – but also because, like an alcoholic hitting the bottle at the first sign of trouble, this rupture of the triumvirate makes him hanker for his real love, Cleopatra. So he heads back to Egypt with a view to raising an army to take on Octavian.

Caesar had handed over his beloved sister to Antony with visible reluctance, and had repeated his  injunction that Antony respect and love her, so her unannounced reappearance in Rome makes him furious, part of which he directs at her (the poor woman). Incensed, he declares war on Antony and Cleopatra.

Antony ignores the advice of Enobarbus and his other generals, to fight on land, and decides to tackle Caesar’s fleet at Actium. During the battle, Cleopatra’s ships flee from the Roman fleet and Antony loses his head and sails after her in his admiral’s ship, abandoning his fleet. He effectively loses the battle, his fleet, and the allegiance of the many eastern kings he had cultivated as allies.

Act IV

Initially very downcast, much weeping and wailing between the loves, Antony eventually pulls himself together and vows to rally his land forces and attack Caesar on land.

However, we are shown various soldiers and generals questioning his judgement and then, in the one supernatural scene in the play, a squad of guards at his camp at night think they hear strange music coming from underground; they take this to be Hercules, Antony’s ancestor and protector, abandoning him.

Back in the real world, Antony’s bosom buddy and drinking companion, Enobarbus, disillusioned at Antony’s string of bad decisions, defects to Caesar’s army. He had been very conflicted about doing this and when Antony graciously sends him all his belongings and a kindly message, Enobarbus is so overcome with guilt that he kills himself.

So a second, land, battle takes place between Caesar and Antony’s forces but Antony’s bullish confidence turns to despair when Cleopatra’s forces abandon Antony and, like everyone else, go over to the unstoppable force of destiny which is young Caesar.

Terrified of the Roman army which is now approaching Alexandria, Cleopatra leads her serving women and eunuchs into the stronghold of her ‘monument’. Wrongly thinking Antony will blame her for her army’s defection, she sends a messenger to Antony, wandering forlorn in the city, to say that she is dead.

She had hoped this would soften his heart to her but it is a colossal miscalculation (and eerily reminiscent of the misunderstanding at the end of Romeo and Juliet). For Antony is so distraught at her death that he resolves to die and falls on his own sword. However, like many a Roman before him (e.g. Cato) he makes a bad job of it and is writhing in agony from his injury when messengers arrive to tell him that Cleopatra is alive after all. Oh.

So he asks the messengers to carry his dying body to Cleopatra’s ‘monument’ where she has holed up. Here they have a piteous exchange, before his body is lifted up on a rope and pulley and fetched inside the ‘monument’ where they exchange touching last words, then Antony dies in her arms and Cleopatra is distraught.

Act V

With Antony defunct, the entire last act is devoted to Cleopatra and builds steadily towards a kind of apotheosis.

The Romans trick their way into the ‘monument’ and there is, at last, the confrontation between the future world emperor Caesar, and the legendary woman who seduced his father (Julius Caesar) and fellow triumvir.

Caesar is, as usual, suave and reasonable and tells her to live, for her children’s sake, and that he will allow her to continue her rule of Egypt – on Roman sufferance, of course. Cleopatra is more resolute and self possessed than, I think, a woman was expected to be in Elizabethan culture i.e. she shows herself to be exceptional and there are hints that, even in her grief and loss, she may very slyly be laying the groundwork to seduce a third great Roman leader in a row.

But as soon as Caesar leaves, she gets her women to send for a countryman who brings a basket of figs which contain the famous asps, small poisonous snakes. Suspecting nothing the Roman guards let him through. He is, in fact, a yokel, a simpleton, on a par with the rude mechanicals in A Midsummer Night’s Dream or the hungover porter who pops up at the most dramatic part of Macbeth.

It’s a prime example of the incongruity and tonal unevenness which the classically minded French reject about Shakespeare and made the classically-minded Restoration playwright John Dryden rewrite the play to make it conform to enlightened standards.

Long story short, Cleopatra takes not one but two asps from the basket, gets them to bite her and dies, along with her two long-serving maids, Charmian and Iras. However, the intensity of her wish to travel quickly to the afterlife to be reunited with her beloved Antony achieves an intensity and luminance absent from most of the rest of the play and really, for me, takes it to a new level.

She dies, Caesar is called back to see the corpse, delivers the standard eulogy over the dead body of his adversary, orders the lovers to be buried together with all due ceremony etc, then tells his people they must head back to Rome where, of course, he will become undisputed ruler of the state and, in effect, the first Roman Emperor.

But still. In this final act Cleopatra rises above the skittish, ironic, mocking, bad tempered, squabbling middle-aged woman she appears in much of the rest of the play to become a force of nature. And it’s  the image of this transcendent icon that she leaves blazing in the audience’s memory.

A problem play

In the First Folio of Shakespeare’s plays, Antony and Cleopatra is categorised as a tragedy, but it is far longer, more complex and problematic than the earlier tragedy, Julius Caesar (1599), to which it is a sort of sequel.

Julius Caesar has one obvious central event to which the first half leads and from which everything in the second half follows; I’ve come to realise that although he is physically absent from the second half, it is nevertheless Caesar’s play because his spirit haunts the subsequent actions of all the characters, actually appears as a ghost to Brutus on the eve of the Battle of Philippi, and that both the assassins, Brutus and Cassius, address his spirit just as the commit suicide, and do so using the same swords they murdered him with. So there is one central figure dominating Julius Caesar.

Antony and Cleopatra is more complicated. There is no one central event and no one central figure. Instead acts 1 and 2 contain a confusing mish-mash of scenes, introducing us to different settings, characters and events in swift succession; and 3 and 4 depict a series of battles which are all defeats for Antony and lead to his downfall…but not immediately; the process is dragged out.

I agree with the assessment of Jonathan Miller who directed the BBC Shakespeare production of it, that there is something elegiac about the whole play: both Antony and Cleopatra are past their prime: Cleopatra is touchy about her age, Antony looks back to past military glories, and both, when they talk about happy love, refer to it in the past. Antony refers to the grey hairs appearing among their brown (Act 4, scene 8).

They are both on the way down and for this reason, maybe, deep down, not that sad to be beaten by confident young Octavian. The whole thing has a dying fall right from the opening lines where two Romans lament Antony’s falling-off from a world-bestriding general to the plaything of an Egyptian strumpet.

Time covered

Whereas Julius Caesar packed two years (44 to 42 BC) into its 3-hour span, Antony and Cleopatra tries to cram in ten years of complex history – from the death of Antony’s wife Fulvia, in 40 BC, to Antony and Cleopatra’s double suicides in 30 BC.

Ten years is a long time and these years were packed with events, the most notable being Antony’s vast ill-fated campaign to invade and conquer Parthia in 36 BC a huge 2-year undertaking of which we hear nothing whatsoever in the play (Wilder, p.58).

This drastic cutting and collaging is testament to Shakespeare’s skill at picking out what he needed, at throwing away references to entire wars (such as the Perusine War) in just a few lines in order to stay focused on the central psychological theme of his play, of the bickering, addicted central lovers. But still, despite all his skill, and even stripped of many key events and virtually all details, the sheer logic of the events which the play sets out to depict is still irreducibly complex and, well, big. The result is that the play is very long and feels it. Picking up on all the historical events and references is quite an ask.

Maybe this is why the final act, Cleopatra’s apotheosis, is, from one angle, the most effective thing in the play. It is the only event that is entirely in the present. It is the most mindful of the acts. It fulfils the old (and misunderstood) Aristotelian idea of the unity of time and action. With Antony dead and her cause roundly defeated, Cleopatra is intensely present. Like many suicides, once the decision is made, those last few minutes of life take on a supernatural intensity. Every word, every gesture, is lovingly scrutinised as the last this mind and this body will take. The never-ending web of Roman wars and alliances which Caesar completely mastered, which Antony miserably failed at, disappear.

Instead the audience is privileged to share the last moments of an extraordinary human being about to turn themselves into a legend.

Stats

A quick check with this website which gives basic stats about the plays reveals that, if Julius Caesar was notable for its relative shortness and the brevity of some of its acts, Antony and Cleopatra is the reverse.

At 3,039 total lines Antony and Cleopatra is longer than the average Shakespeare play (average play: 2,768 lines; average tragedy: 2,936). It has more scenes – 43 – than any other Shakespeare play (average play 21; average tragedy: 24). And far more characters – 57 – than any other play (plays: 36; tragedy: 39).

The obvious conclusion is that the excessive length and the unusually large number of scenes and characters, reflect the complexity of the history Shakespeare is trying to pack in (see below).

Knotty verse

And there’s something else. The verse is more sinewy and knotty than before. As Shakespeare’s career developed, the prolific invention of the early plays evolved into a more mature but still gorgeous style around 1600, dense with metaphor and dazzling flights of fancy. But by the time he wrote Antony and Cleopatra in late 1606, Shakespeare had been writing plays for about 17 years (first play 1589). Antony and Cleopatra follows a run of three major thrillingly visceral tragedies but, as this list demonstrates, represents a pivot into a series of later, less famous and less outstanding works:

  • All’s Well That Ends Well (1602–1603)
  • Measure for Measure (1604–1605)
  • Othello (1604–1605)
  • King Lear (1605–1606)
  • Macbeth (1605–1606)
  • Antony and Cleopatra (1606–1607)
  • Coriolanus (1607–1608)
  • Timon of Athens (1607–1608)
  • Pericles (1608–1609)
  • Cymbeline (1609–1610)

Either Shakespeare was out of juice or he was pivoting towards a late style in the conception, construction and style of the plays. Assessing the structure of the plays would require an examination of their sources and quickly turn into a book, so it’s easiest to focus on the verse style:

To me Antony and Cleopatra feels characterised by less flashily beautiful verse and a kind of sparser, knottier style than previously. Julius Caesar sounds like this:

CASSIUS. Why, man, he doth bestride the narrow world
Like a Colossus, and we petty men
Walk under his huge legs and peep about
To find ourselves dishonourable graves.

This is a vivid metaphor and it is developed over four lines which run confidently over the end of each line to create one long, fluent sentence. It is clear, vivid and enjoyable to read or hear spoken. Compare it with a random passage from Antony and Cleopatra:

ANTONY: Go, Eros, send his treasure after. Do it.
Detain no jot, I charge thee. Write to him–
I will subscribe–gentle adieus and greetings.
Say that I wish he never find more cause
To change a master.

This is deliberately staccato, broken up into bitty phrases (except the more fluent sentence at the end, which caps the thought). Whereas sentences in the earlier play are long and complete, confidently running over a series of lines with little punctuation to create a fluid, mellifluent effect, in the later play, again and again, the full stop comes in mid-line and phrases are not an easy sentence in length, but are often shorter, sometimes three little phrases wedged into one line.

CLEOPATRA: Nay, pray you, seek no colour for your going,
But bid farewell and go. When you sued staying,
Then was the time for words, No going then.
Eternity was in our lips and eyes,
Bliss in our brows’ bent. None our parts so poor,
But was a race of heaven. (Act 1, scene 3)

And speeches hand over from one character to another, not at the neat end of a line, but joltingly, in mid-line.

CLEOPATRA: Or thou, the greatest soldier of the world,
Art turn’d the greatest liar…
ANTONY:                               How now, lady!
CLEOPATRA: I would I had thy inches; thou shouldst know
There were a heart in Egypt.
ANTONY:                                Hear me, queen.

This creates a clotted, knotty style, a lot less fluid.

POMPEY: I shall do well.
The people love me, and the sea is mine.
My powers are crescent, and my auguring hope
Says it will come to the full. Mark Antony
In Egypt sits at dinner and will make
No wars without doors. Caesar gets money where
He loses hearts. Lepidus flatters both,
Of both is flatter’d.

It also has the related effect of making the poetry less metaphorical. There are a lot more orders and instructions or sudden thoughts, a lot less florid poetry, similes and comparisons. When Cleopatra asks whether she or Antony is at fault, Enobarbus replies:

ENOBARBUS: Antony only, that would make his will
Lord of his reason. What though you fled
From that great face of war, whose several ranges
Frighted each other? Why should he follow?
The itch of his affection should not then
Have nick’d his captainship.

See what I mean about the sentences ending (and the next one beginning) in mid-line and so creating a stuttering, staccato, clipped effect. There’s similes even in this little passage (the face of war, ‘the itch of his affection’ meaning his lust, ‘nicking his captainship’ meaning cut short his command [of the fleet at Actium]). But none of them are developed at relaxed length into a gorgeous conceit expanding over multiple lines as in his earlier style. Instead they are tightly compressed, expressed in as compressed a form as possible before the verse moves onto the next one.

It is a style less appropriate for the flowing love duets of Romeo and Juliet, than for undecorated sarcasm or irony, which doesn’t need elaborate conceits, as when Cleopatra jokes with Antony that she has something important to say to him, but can’t remember what it is:

CLEOPATRA: Courteous lord, one word.
Sir, you and I must part, but that’s not it:
Sir, you and I have loved, but there’s not it;
That you know well: something it is I would,
O, my oblivion is a very Antony,
And I am all forgotten.

Here’s another example from Julius, showing what I mean by the fluent flow of long sentences running through a sequence of lines with hardly any punctuation, or coming only at the end of each line, thus allowing the lines to breathe through their full length:

SOOTHSAYER: The throng that follows Caesar at the heels,
Of senators, of praetors, common suitors,
Will crowd a feeble man almost to death.
I’ll get me to a place more void and there
Speak to great Caesar as he comes along.

It flows, each iambic pentameter has the entire line to breathe and display. It’s a pleasure to read or say aloud. By contrast here’s Octavian from the later play giving instructions to his envoy Thyreus:

CAESAR: From Antony win Cleopatra. Promise,
And in our name, what she requires. Add more,
From thine invention, offers. Women are not
In their best fortunes strong, but want will perjure
The ne’er touch’d vestal. Try thy cunning, Thyreus.

Completely different. This must be deliberate, a deliberate creation of a late style. Why? What does it do? Well, I think that instead of the long verse paragraphs, the far fetched metaphors, the open rhythms of the earlier plays, this style creates something closer to the jerkiness of actual thought and real speech. Fragments of phrases, even individual words, several different thoughts expressed in fragments bolted together to make lines. Much more bitty, fragmented, less florid, less gorgeous.

This explains why the one set-piece speech in the entire play stands out so much, namely Enobarbus’s magnificent long speech describing to Octavian’s lieutenants the scene when Antony first met Cleopatra, when she had herself rowed up the Nile in a magnificent galley.

ENOBARBUS: The barge she sat in, like a burnish’d throne,
Burn’d on the water: the poop was beaten gold;
Purple the sails, and so perfumed that
The winds were love-sick with them; the oars were silver,
Which to the tune of flutes kept stroke, and made
The water which they beat to follow faster,
As amorous of their stroke

Even this, when you look closely, is in the same manner, with the first sentence ending half-way through the second line, and sentences stopping mid-line 3 times in these 7 lines, at ‘water’, ‘them’ and ‘stroke’. The effect of ending sentences and starting new ones in mid-line is to break up the untrammelled liquid flow of the earlier style. But in this speech the effect is overruled by the gorgeousness of the metaphors and the magnificence of the vision. Its rich colour highlights how relatively grey, functional and gnarly a lot of the rest of the play is.

And difficult. The thought is often so compressed as to be hard to follow. In the excerpt below, I don’t  really understand what the first half means. It is Antony telling Octavian’s sister, the honest but boring Octavia, who he has married in a purely political marriage to try and patch up his alliance with Caesar – telling her that if she’s unhappy, she’s free to go:

ANTONY: When it appears to you where this begins,
Turn your displeasure that way. For our faults
Can never be so equal, that your love
Can equally move with them. Provide your going.
Choose your own company, and command what cost
Your heart has mind to.

It’s not only the verse that is choppy and fragmented. It feels like something clever is going on in the sentence starting “For our faults…” but, to be frank, I don’t follow it.

This kept happening to me while reading Antony and Cleopatra. I enjoyed reading and rereading Julius Caesar because each reading revealed new depths to the characters, made me realise how certain symbols or topics cleverly recur, made me see the subtle linguistic threads which bind the fabric together. Not so Antony and Cleopatra, with its fewer metaphors and similes, and its thought so compressed I often didn’t understand it. I read and reread passages and they remained obstinately gnarly in rhythm and opaque in meaning. They remain what they first appeared.

Here’s Cleopatra lamenting that Antony has married Octavia and regretting her first angry impulse to smack and slap the messenger who brought this news:

These hands do lack nobility, that they strike
A meaner than myself; since I myself
Have given myself the cause.

It sounds interwoven and self-entwining as if there ought to be a hidden meaning, but repeated readings leave it what it was.

And this brings me back to my earlier reference to the theme of age and decline. Because maybe this is a style suited to mature characters. It is not the show-off prolixity of the young and flashy. It feels like the poetic style of a man who has ‘done all that’, has written unbeatably show-off verse in Romeo and Juliet and Henry V and Hamlet and knows it, knows he’s written the best pyrotechnic verse in the world and so is now trying something different.

He’s deliberately cutting back on mellifluous flashiness and trying for something more…tough and wizened. As leathery and furrowed as the face of Colin Blakely playing Antony on the BBC Shakespeare production I’ve just watched. The lined and grizzled face of a man who, although the play gives the impression it’s taking place over a few hectic weeks, in fact ages ten years over its duration.

Lack of oomph

Admittedly ‘oomph’ is not a common technical term in literary criticism. What I mean is something like impact and atmosphere. The first three acts of Julius Caesar not only have dramatic unity because they are entirely about the conspiracy to murder him, but are given thrilling dramatic and psychological atmosphere by the use of the wild storm the night before the murder. The night the assassins hold their final meeting is characterised by a wild storm of thunder and lightning which terrifies half the characters, during which people see ghosts and wild animals prowling the streets and fire in the sky.

This is a fairly obvious effect – the same depiction of discord in nature reflecting the overthrow of the social order on earth is used in Macbeth and King Lear – but it is fantastically successful at giving the play a kind of unity of palette and the same feeling is, of course, revived at the end of the play when Brutus sees the ghost of Caesar appear to him in his tent. Once introduced, this supernatural vibe runs throughout the play.

Antony and Cleopatra lacks any of that. There are occasional attempts to give the thing an orientalist exotic Egyptian vibe, but not many, and you don’t really notice them. There is no comparable melodramatic setting / scene / vocabulary / diction which dominates and unifies the scenes. A couple of times characters refer to the stars, but this is bog standard stuff, passing references: all Shakespeare protagonists refer to Fortune or the stars at some point, even in the comedies:

ANTONY: And at this time most easy ’tis to do’t,
When my good stars, that were my former guides,
Have empty left their orbs, and shot their fires
Into the abysm of hell…

ANTONY: Alack, our terrene moon
Is now eclipsed; and it portends alone
The fall of Antony!

It isn’t the large scale dramatisation of astrological doom, as in the storms of Lear or Macbeth. The one ‘spooky’ scene is, as so often, on the eve of the last battle, a standard moment for protagonists to soulfully muse about the destinies which have brought them to this point etc, when none of the main characters are about but soldiers on guard at Antony’s camp hear strange music coming from underground and one, as if clairvoyant, says it is the sound of Hercules, Antony’s ancestor, leaving him to his fate (Act 3, scene 3). That, I grant you, is strange and eerie but not, by itself, enough to spook up the overall story.

Far more emblematic is the setpiece scene where the triumvirate meet with Pompey aboard his flagship, make peace then drink till they’re drunk and perform a drunken dance, accompanied by music. Which has no symbolic overtones at all; it’s just another party.

One way to demonstrate the lack of oomph is to compare the soothsayers in the two plays. In Julius Caesar the soothsayer’s warnings about the Ides of March are genuinely spooky and concern the central event of the play. The murder scene itself (Act 3, scene 1) opens with Caesar progressing to the senate building with his entourage and spotting in the cheering crowd the soothsayer who’d warned him about the Ides of March. Caesar shouts mockingly to him:

CAESAR: The ides of March are come.
SOOTHSAYER: Ay, Caesar; but not gone.

This has real bite. It links up to the strong supernatural theme, it revives the sense of destiny and fate, and purely in dramatic terms, it gives Caesar and his entourage pause for a moment of doubt, before Caesar recovers his composure and blusteringly dismisses him as ‘a dreamer’. In other words, this two-line exchange packs a punch on a number of levels.

There is also a soothsayer in Antony and Cleopatra but a) he isn’t integrated into any other supernatural aspect or indicators; he is a rather isolated almost forlorn figure. And b) his scope is limited to reading the fortunes of Cleopatra’s giggling maids, who mock him and each other. From the sublime to the ridiculing.

Schoolgirls

I watched the BBC Shakespeare production, starring Colin Blakely and Jane Lapotaire, and the 1984 TV movie, starring Timothy Dalton and Lynn Redgrave. Neither of them really convince and both of them bring out Shakespeare’s odd decision to make the second scene in the play a comic one featuring Cleopatra’s two serving women (‘My noble girls!’), Charmian (very much the main one) and Iras (who hardly speaks at all).

Alexas, supposedly Cleopatra’s chief minister but who appears to be her chief male servant, introduces the Egyptian soothsayer to the giggly women and, instead of adding to and crystallising the sense of world-encompassing doom, as his avatar in Julius Caesar does, this soothsayer is reduced to answering their gossipy enquiries about their husbands and children.

Now, the canny audience will spot the way the soothsayer accurately predicts the fact that both women will die alongside their mistress, but in the obscure, limited way of the Delphic Oracle, so that neither of them grasps the truth and, in any case, are too busy making jokes about each other’s future husbands to notice.

Maybe the audience will remember his predictions three hours later when Charmian and Iras accompany their mistress to her death; maybe the audience who knows they’re all going to die will enjoy the dramatic irony when they hear it – but either way, it’s indicative of the way that a supernatural element is vestigially present but much tamped down, itself symptomatic of the more muted, adult focus of the play as a whole.

The unattractive protagonists

The puzzling effect of the play is also a function of the lack of a clear protagonist. Cleopatra emerges in the final act as the dominating figure of the play, but before that was often absent for long periods or, when she was present, was a very reactive figure, reacting to Antony’s decisions or apologies or outbursts. Even when she is alone with her handmaids and Alexas, she is constantly thinking about Antony, reacting to him even in his absence.

Brutus is the protagonist of Julius Caesar and his antagonist is the savvy, virile Antony of that play, drolly ironic, cleverer than all the conspirators put together – with the ghost of Caesar lurking under the stage until he emerges in the last few scenes to neatly round everything off by haunting the assassins to their deaths. I liked the clever, ironic Antony of the earlier play, with his devil-may-care confidence.

The Antony of this play and his Cleopatra, by contrast, I found tiresome, as people. Maybe it’s me, but right at the start Shakespeare goes out of his way to show how quickly the famous lovers fall out and bicker like teenagers (‘Fie! wrangling queen!’).

Along with the immediately following scene of the schoolgirl handmaids, this sets a tone of silliness in their relationship, a stroppy teenage quickness to fall into heated arguments over nothing, from which the play, for me, never qute recovers.

I found Antony’s flip-flopping between infatuation with Cleopatra and guilty acknowledgement that he needs to break free and return to his Roman duties and responsibilities, irritating rather than profound.  I wanted to tell him to grow up.

Also, by the time we meet him, he is a loser. He has lost the insouciant, devil-may-care brashness of the earlier play. Now Caesar is the winner, and knows he will win, and goes on to win.

Antony, by contrast, is a loser. He fails in his negotiations with Cesar. He fails as a husband to innocent Octavia, setting out to damply please her but all-too-quickly letting himself and her down.

Antony never comes over as the world-bestriding general the other characters describe him as having been, once, in the play’s heretofore. When we meet him he is well on the way to making a series of catastrophic errors, which lead up to his military blunders: first, deciding to fight by sea, and then abandoning his fleet when Cleopatra sails away.

This sequence of bad calls is capped when he believes the messenger who tells him Cleopatra is dead and makes the foolish decision to kill himself; and then makes a botch of it, terribly injuring himself but failing to die. It’s failure all down the line. It’s a fine line between Tragic Fall and pathetic failure.

Similarly, Cleopatra, for me, for the first four acts, never achieves the awe and majesty which the play claims for her. Enobarbus’s description of her is far more impressive than the reality.

In Julius Caesar both Portia (wife of Brutus) and Calpurnia (wife of Caesar) have real presence and depth. Your heart bleeds for poor Portia, tormented by her husband locking her out from his feelings (i.e. not telling her about the conspiracy to murder Caesar).

Jane Lapotaire is a handsome woman but I found her continual arbitrary switching from anger to irony to sarcasm so tiresome that, when she finally got around to something like genuine expressions of love and/or soulful introspection about her feelings, I’d stopped caring. I found her unpredictable mood swings alienating rather than entrancing. Maybe she’s just not my type.

That said, I suppose Cleopatra’s depiction is on a different plane from that of the men, if only for the sheer length of time she is on stage and the phenomenal number of lines she gets to deliver. But for me, only right at the end, locked away in her strongpoint, as she commits herself to ending her life, does she attain a kind of visionary transcendence, which lifts her onto a different plane from all the other characters.

Enobarbus and Caesar

First a word of explanation: after Julius Caesar was assassinated, it turned out that in his will he left the majority of his estate to his great-nephew (his sister’s daughter’s son) Gaius Octavius who he legally adopted as his son. Octavius, only 18 at the time, promptly came to Rome to claim his inheritance, to ratify his adoption by Caesar, and, as was common with Roman adoptees, to take his adoptive father’s name, calling himself Gaius Julius Caesar Octavianus, where Octavianus is the adjectival form of Octavius. Quite quickly he took to referring to himself as ‘Caesar’ since this helped in winning the loyalty of the dead dictator’s legions. And all this explains why he is referred to as ‘Caesar’ throughout this play.

Enobarbus, meanwhile, is based on this historical figure of Gnaeus Domitius Ahenobarbus, Roman general and politician, birth date unknown, who died in 31 BC. A quick scan of his Wikipedia entry indicates how thoroughly Shakespeare has fictionalised the character, and is also a good indicator of how completely Shakespeare ignores the long historical duration covered by the play, and the extremely complex web of shifting alliances which took place during the ten years the action supposedly covers.

Instead of a highly successful general who led forces against Antony at Philippi and persisted in opposing the triumvirate, until he was eventually reconciled with Antony, and went on to play a leading part in the latter’s ill-fated invasion of Parthia (36 BC), Shakespeare’s Enobarbus is depicted as a fellow drunk, a kind of embodiment of Antony’s devil-may-care debauchery. He’s a sort of cut-price Falstaff.

And a chorus to the main action. His main structural function is to be a court jester to Antony, licensed to say anything: to mock him, to mock the queen, to mock their love affair, to mock Rome and responsibility and pour Antony another drink. In the scenes where Antony and Caesar and their entourages meet, parley and party, he is shown getting on well with two of Caesar’s senior advisers, Agrippa and Maecenas, and speaking probably tactlessly about he and Antony’s party ways back in Alexandria. He very tactlessly shares his belief that Antony’s marriage to Octavia won’t last.

So he is not intended to be a pleasant man, and in his asides to the audience he has something of Iago – not in orchestrating and motivating the action, but in his increasing tone of malevolence and misanthropy. He becomes more bitter and cynical as the play progresses, eventually defects from Antony’s service altogether, going over to young Caesar, but finally malevolences his way right out of existence by killing himself (as does, of course, his former master). So he is like a barometer indicating the steady, relentless decline in Antony’s fortunes.

So from out of this pack of squabbling lovers and their cynical hangers-on, I couldn’t help coming to admire Caesar. He is quite obviously depicted as a Spock-like emotionless automaton, a ruthlessly efficient calculating machine. His speeches are very deliberately made as emotional as computer printouts.

But if one person was going to end up ruling the Roman Empire who would you prefer it to be? The childishly irresponsibly, changeable, unreliable, petulant self-pitying drunk, Antony? Or the sober, hard-working, focused and efficient young Octavian? Antony is like Boris Johnson: an impetuous, charismatic, changeable, unreliable, making-it-up-as-you-go-along party animal. A great bloke to stay up all night carousing with but shouldn’t be left in charge of a whelk stall, let alone half the Roman Empire – as his over-ambitious, badly managed, and disastrous foray into Parthia (36 BC) conclusively proved, and then his catastrophic decision to abandon his fleet and his legions at Actium (31 BC) proved all over again.

Just like Boris Johnson, Antony’s supporters keep giving him the benefit of the doubt as he proves himself unfit for high office again and again and again, as one by one his senior allies defect, until he managed to dig his own grave and even his most loyal hanger-on (Enobarbus) abandoned him.

ANTONY: O, my fortunes have corrupted honest men!

No, Octavian for me. If you want someone to manage a country, let alone an empire, you want a managerial type: hard working, sober, efficient, fair, and also – a winner. As he always does, right from the start Shakespeare plants the seed of the character’s eventual fate – in this case Octavian’s complete triumph – by pointing out that he just wins. Whatever enterprise he undertakes, whether it’s playing dice or taking on the senate, he just wins. Enobarbus comes to realise Caesar is ‘twenty times of better fortune’ than Antony. As the soothsayer (they crop up everywhere, these soothsayers, don’t they) tells Antony:

If thou dost play with him at any game,
Thou art sure to lose; and, of that natural luck,
He beats thee ‘gainst the odds: thy lustre thickens,
When he shines by…

And so it ultimately proves here.

Binaries and dichotomies

Antony is a man caught between two contrasting worlds and sets of values:

  • Egypt versus Italy
  • Alexandria versus Rome
  • East versus West
  • Femininity (all those Egyptian handmaids plus the eunuchs) versus masculinity (all those Roman senators and generals)
  • Cleopatra versus Caesar
  • Love versus Reason
  • Irresponsibility versus duty
  • Sensual pleasure versus puritan abstention (Caesar’s fastidious dislike of the drunkenness at Pompey’s party)
  • An empire of the senses versus the real-world empire of war and conquest
  • Mistress versus wife
  • The personal versus the public
  • Colourful exotic costumes versus the plain white Roman toga

Indeed the play overflows with carefully contrasted binaries and contrasts:

  • (Cleopatra’s) playfulness versus (Caesar’s) earnestness
  • Humour versus seriousness
  • Irony versus sincerity
  • Hyperbole versus statements of fact
  • Emotional instability versus fixed resolution

Right down to the contrast between the two suicides, one botched and hideously painful (Antony’s) in which he is pitifully abandoned by his servants; the other ceremonious, beautiful and painless (Cleopatra’s) in which she is loyally served to the end by her maids.

Suicide

1. History. The era is packed with famous suicides: Cato, Portia, Brutus, Cassius, Enobarbus, Eros, Antony, Cleopatra, a generation of generals and rulers liquidated itself to make way for Octavius.

2. Shakespeare. Throw in Shakespeare’s most famous depictions of suicide, Romeo and Juliet and you can reasonably ask: Has any other major author so glamorised and romanticised suicide?

CLEOPATRA: The stroke of death is as a lover’s pinch,
Which hurts, and is desired.

The end speech

While Antony was alive, Caesar’s cronies queued up to mimic their master’s mood and mock and insult Antony. When, in Act 5 scene 1, they learn he is dead, they queue up to praise him (‘A rarer spirit never / Did steer humanity’). Octavian joins in and then, a long 20 minutes later, after Cleopatra has also killed herself and Octavian stands over her lifeless body, he delivers the same kind of eulogy.

This naturally reminds me of the same Octavian standing over Brutus’s corpse while Antony delivers a noble eulogy to him (Brutus) at the end of Julius Caesar. All of which prompts a simple thought: it is easy to be noble and generous about your opponent after he is safely dead.

Boys will be girls

Last thought about the characters, and a fact which opens up a Pandora’s box of debates about gender and identity – women characters in the theatre of Shakespeare’s time were played by boys. The numerous scenes between Cleopatra and her maids, the opening scene where the maids discuss marriage, all those furious arguments with Antony, and Cleopatra’s final, transcendent apotheosis – all this was depicted by pubescent boys.

Historical background

The first thing to emphasise is that, like Julius CaesarAntony and Cleopatra leaps through long, complicated historical events, cutting and paring and cherry picking just what it needs to produce a narrative which focuses on two of western history’s most famous lovers. But even more ambitiously than the 2 years covered by the earlier play, Antony and Cleopatra depicts events spanning no fewer than ten years of Roman history.

After Julius Caesar’s assassination in March 44 a complicated political and military situation emerged. You’d have expected a straight fight between Mark Anthony as Caesar’s loyal lieutenant and the conspirators led by Marcus Junius Brutus and Gaius Cassius Longinus. In fact the opposing factions patched together a compromise peace and all sides, including the senate, were struggling to understand what to do next when the situation was further complicated by the arrival of 18-year-old Gaius Octavius, named by Caesar as his main heir, who arrived in Rome within weeks of Caesar’s murder, determined to claim his legacy.

Brutus and Cassius were amnestied by the senate for the assassination but thought it wise to leave Rome and so secured from the senate governorships in faraway Asia (modern-day Turkey), leaving space for a conflict emerged in Italy between Octavian – who quickly raised troops by playing on his adoptive father’s name – and Antony who marched his legions north to besiege the town of Mutina, held by the legions of another of the assassins, Decimus Brutus.

The conflict developed into one between Antony, determined to seize complete control of Italy, and the senate, who supported Decimus and were persuaded to give their backing to Octavius. This was achieved largely through the influence of Cicero who delivered a series of stinging attacks on Antony’s character and aims, so much so that Antony was declared ‘an enemy of the state’. Meanwhile Brutus and Cassius gathered their forces in Asia, anticipating involvement in the war racking Italy.

Then there came an extremely unexpected development which transformed the situation. Despite having just led their legions in bitter fighting against each other, Octavian in particular came to realise he had more to gain by declaring a truce and even allying with Antony. There was always both an emotional and legal logic to the idea that Caesar’s best friend and his adoptive son would eventually unite against the men who murdered him.

And so it turned out. The senate and all the other political actors in the drama, not least Cicero who had heartily supported Octavian against Antony, were flabbergasted when in October 43 BC Octavian convened a meeting in northern Italy with Antony and Marcus Aemilius Lepidus, who had seized the provinces of Hispania and Narbonese Gaul. They called themselves the ‘triumvirate for organizing the republic’ (Latin: tresviri rei publicae constituendae) known to history as the Second Triumvirate, and divided the Roman Empire between them: at least initially Lepidus held Hispania and Narbonese Gaul, Antony retained Cisalpine Gaul and hegemony over Gaul itself, and Octavian was assigned Africa, Sicily Sardinia.

Octavia and Antony’s joined forces then embarked for Greece to confront the armies of the assassins, Brutus and Cassius, who they defeated in two clumsy, unwieldy battles fought with huge forces on both sides near Philippi in northern Greece on 3 and 23 October 42 BC. Both the assassins committed suicide and their cause dissolved. Antony and Octavian took over control of their legions and divided the Mediterranean world between them, Antony taking the East, where he wanted to win glory by taking on the Parthian Empire, and Octavian, shrewdly assuming control of Italy, Gaul and Spain. Lepidus was reassigned north Africa and Sicily.

The thing about the triumvirate is that it lasted for ten years, from 43, when the senate formally recognised it, to 33 when open conflict broke out between Octavian and Antony. Ten years is a long time and a lot happened, including a wide range of reforms back in Rome and in the administration of the empire (notably very contentious policies to seize land to settle veteran soldiers), plus wars in various places (notably against Gaius Pompeius’s son Sextus, in Sicily, in 36 BC, and the ill-fated Perusine War of 40 BC), and major disagreements between the partners, which were raggedly patched up. The triumvirate was ratified by the senate for five years, but the behaviour of the triumvirs increasingly sidelined the senate and all constitutional processes. It signalled the end of the Republic.

In 36 the triumvirate was renewed for another 5 years but Octavian took advantage of Lepidus’s mismanagement of affairs in Sicily to strip him of his powers in September of that year and force him into exile. The situation had thus evolved into just two Great Men dominating the Roman world, Antony based in the East and Octavian in Italy, Gaul and Spain.

Antony had responsibilities all round the Eastern Mediterranean but fell in love with Cleopatra, queen of Egypt and chose to spend years based in her capital, Alexandria, eventually fathering twin children by her, Alexander Helios and Cleopatra Selene II.

Octavian made use of every rumour of Antony’s partying, drunkenness, neglect of his duties, and his subservience to a foreign (and therefore, ipso facto, immoral) ruler, and a woman to boot, as part of his propaganda campaign against Antony back in Italy.

Cleopatra the movie

John Wilders, editor of the 1995 Arden edition of the play, optimistically claims that Shakespeare’s depiction of the star-crossed lovers defined them for all time:

Shakespeare clearly set a challenge for himself. He rose to it so splendidly that in most of our minds Antony and Cleopatra actually were the people he created. (Antony and Cleopatra, Arden edition, 1995, page 1)

I disagree. There were plenty of other literary depictions of them, both before and after –by Chaucer in his Legend of Good Women (1380s) and by John Dryden, the Restoration playwright (1677), to pick two famous authors. In fact a quick check of the Dryden Wikipedia page tells us that Dryden’s retelling of the story was widely performed in the 18th century: ‘becoming the preferred version of the story; Shakespeare’s play did not reappear on the London stage until 1813.’

And if you had to choose just one depiction of the story, surely it would be Plutarch’s Life of Antony without which none of the other accounts would exist.

But anyway, leaving the leafy groves of academe, I’d have thought a million times more influential than any literary depiction is the fabulous 1963 Hollywood movie, Cleopatra, starring Liz Taylor and Richard Burton at the peak of their fame. Quite obviously this provides the epic spectacle, the awe and majesty, which all the stage productions I’ve watched completely lack.

And although it’s easy to dismiss it as American kitsch, I think it very effectively depicts the kind of middle-aged ‘love’ which is closer to cantankerous addiction, to perpetual arguing with someone you can’t leave, of leaving them and then discovering you can’t live without them, which is the central theme of the play.

Mind you, all this is, of course, before we get to what is indisputably THE most important cultural representation of the story in our time:

Asterix and Cleopatra by René Goscinny and Albert Uderzo (1963)


Related links

  • Antony and Cleopatra text online
  • 1974 RSC TV production starring Janet Suzman and Richard Johnson – my favourite production: I like Richard Johnson (47 at the time) with his smoker’s laugh, as Antony, Suzman (35) has genuine sex appeal, manipulation and threat, the direction (by Jon Scoffield) captures the nuances and subtleties in the script far better than the others. And the court and party scenes, like the massage scene in 1.5, convey a genuine sense of party decadence which the other productions refer to but never show. And Corin Redgrave (35), looking younger than his years, is intimidatingly cool and calculating. The use of soft focus or blurring works very well to convey: messengers approaching from a distance; montages of events being reported, such as Antony and Cleopatra’s enthronement; and the swift transition and overlap of the short scenes conveying the Battle of Actium, the appearance of Cleopatra and her entourage to victorious Antony or of Cleopatra appearing to defeated Antony. All appear shimmering out of the sand yellow which very effectively evokes the blistering deserts of Egypt and also gives a successful visual unity to the sequence of very short scenes which critics from the 1700s onwards have criticised as too bitty.
  • 1981 BBC Shakespeare production starring Jane Lapotaire and Colin Blakely – savour Blakely (51)’s fixed rictus grin in the opening scene: he is not at home playing an abandoned sensualist; Jane Lapotaire is good but, ultimately to thin and light to convey earthy majesty as Suzman does; I very much liked Ian Charleston (32)’s cool Caesar, and liked his careful, even enunciation of the verse.
  • 1984 TV production starring Timothy Dalton and Lyn Redgrave – Dalton is fabulously handsome but not so good in the quieter scenes depicting emotion, and Redgrave comes over as a suburban housewife, Cleopatra played by Margot Ledbetter

Elizabethan and Jacobean reviews

Christopher Marlowe

Shakespeare

Theatre

The Life of Julius Caesar by Plutarch

Rex’s reservations

The translator of the Penguin edition of Plutarch’s Roman biographies, Rex Warner, offers little one-page introductions before every life.

In this one he points out that, as in the Life of Gnaeus Pompey, Plutarch gives little sense of the fraught and violent politics 60s and 50s BC Rome, nor conveys the issue of street violence and anarchy in pre-war Rome. Also, he is an anti-Caesarian with the result that many of his comments springing from an underlying assumption that Julius planned right from the start of his career to overthrow the constitution.

Caesar’s plan had been laid down from the very beginning. (28)

This leads Plutarch to undervalue the contingency of Julius’s actions. Sure, he was very ambitious, ran up huge debts in order to scale political heights, but up till 60 BC Caesar did nothing which was outside the norms of the constitution. Attributing some deep, fully-worked-out conspiracy to Julius also underplays the way he initially hitched his star to Pompey, by far the more important and impressive figure in the 60s.

Warner ends with a pregnant thought. Plutarch’s simple-minded assumptions that Julius always aimed at one-man rule or monarchy means he neglects discussion of what reforms Julius had in mind to preserve the Republic.

Then again, Warner adds, in his own voice, Julius’s oft-expressed wish, that once peace had been restored in Rome, he would set out to engage the Parthian Empire in the East strongly indicates that Caesar himself had no answer to the political and constitutional problems besetting Rome.

The Life of Caesar

it’s not the longest life of Plutarch’s lives, at 69 ‘chapters’. It starts very abruptly when Lucius Cornelius Sulla seized power in Rome and tried to force Caesar to divorce his wife, Cornelia, because she was the daughter of Sulla’s enemy, Lucius Cornelius Cinna.

This happened in 82 BC when Caesar was, obviously enough, old enough to have been married (the traditional year of his birth is 100 BC so he’d have been 18). Therefore most commentators think the early part of the Life, which would have dealt with his family and boyhood and young manhood before this even, must be missing.

(1) When the text does get going it accurately describes Caesar as the nephew of Sulla’s enemy, Gaius Marius, the saviour of Rome from barbarian invasion at the turn of the century and the man responsible for a root and branch of the Roman army. Julius’s mother’s sister, Julia, had been married to Marius with the result that the old general became, apparently, a kind of father figure or hero to the boy.

When Julius obstinately refuse to divorce his wife at Sulla’s behest, he was forced to go into hiding, in the country of the Sabines, before taking ship for the East to hide out with King Nicomedes in Bithynia. [This account is obviously garbled because we know from other sources that Julius was officially serving under Marcus Thermus, praetor of Asia, 81 to 80 BC, when he was given formal instructions to go to Bithynia to raise a fleet to assist in the siege of Mitylene.]

(2) The kidnap by pirates Plutarch says Julius was captured by pirates near the island Pharmacusa. He was kept captive for 38 day and nonchalantly took part in their sports and games. He wrote poems and speeches and read them to the pirates who didn’t understand them so he called them barbarians and they laughed at his cockiness, as well as when he promised to have them all hanged.

When he was finally released on payment of a ransom by his family, Caesar bought ships, went back to their location and captured them all, taking them to prison in Pergamum. When he went to the praetor governing Asia to seek justice, the latter indicated he fancied their money i.e. would ransom them and set hem free – so Julius went back to the prison and, on his own authority, had them all crucified.

(3) Legend has it that, as Sulla’s power waned, and it became safe for Julius to return to Rome, he stopped off at Rhodes to study under Apollonius the son of Molon, the illustrious rhetorician with the reputation of a worthy character. Cicero was another of his pupils. Julius studied hard and reached the second rank but was content to go no further, preferring to focus on a career as a statesman and general.

(4) In 77 BC i.e. after Sulla’s death in 78, Julius impeached Dolabella for maladministration of his province. Having read a fair number of these texts by now, I’m getting the sense that Roman governors taking bribes, extorting money, imposing extortionate taxes and generally behaving very badly in their governorships was the norm. Anyway, Julius was a successful advocate and won popularity by espousing the popular or populares cause (as had his hero Marius) against the aristocratic optimates. Plutarch drops in the thought that Cicero suspected from the first Julius’s revolutionary intentions.

(5) In 68 BC Julius delivered a splendid encomium on his dead aunt. He won popular applause for the risk step of including image of her dead husband Marius in her funeral procession, as these had been banned under Sulla. Also in 68 his first wife died, and he delivered a funeral oration for her. In 67 he went to Spain as quaestor under Vetus. On his return he married a third wife, Pompeia. He continually spent huge sums of money, when he was curator of the Appian Way restoring it, and when he was elected aedile in 66 eclipsing all his predecessors with expenditure on theatrical performances, processions and public banquets.

(6) Julius hatched a plan to commission numerous busts and memorials to Marius and had them erected on the Capitol one night so the population woke up the next morning to find them everywhere. This was generally popular and revealed the hidden strength of the Marian party. In the Senate the leader of the optimates, Quintus Lutatius Catulus, accused him of undermining the government; but even here his action was broadly approved, and won him more popularity.

(7) In 63 the position of pontifex maximus or chief priest became vacant and Julius campaigned hard for it, against older more notable men. On the day of the vote, as he left his house he told his mother he would either return as high priest or go into exile. [I’ve seen this anecdote repeated in at least modern history books.] He was elected and now a solid cohort of enemies began to fear his rising power and popularity.

The end of 63, November and December, saw the Catiline conspiracy (described at length in my reviews of Plutarch’s life of Cicero and Sallust’s history). Julius played a notable role in the Senate debate about what to do with the conspirators Cicero had caught red-handed. When everyone else was clamouring for their execution, Julius persuasively argued their lives be spared and they be sent under house arrest to safe houses around Italy.

(8) Julius’s speech was very powerful, as we can tell from Sallust’s reconstruction of it, and swayed men who’d previously expressed the opposite view. But it was then solidly opposed by Marcus Porcius Cato and Catulus and the conspirators were led away and promptly garroted.

Plutarch adds the graphic detail that, as Caesar exited the Senate house after the debate, many of the young men who at that time formed a bodyguard for Cicero ran with drawn swords to threaten him, then turned to Cicero for guidance and, when Cicero shook his head, desisted – a vivid example of the way civic life in Rome had descended into the thuggery of armed gangs.

But then, rather rather than condemn this action, Plutarch goes on to criticise Cicero for missing an opportunity to kill Caesar and accuses him of being scared of the people. All of the political leaders were scared, because when the Senate held a debate a few days later which went on longer than usual, a mob gathered outside and called for their hero, threatening to burn the place down if he wouldn’t come out.

It’s not this or that incident which impresses the reader, it’s the sense that late Republican Roman political life was so fraught, that there was so much tension and paranoia.

(9) Introduces us to Publius Clodius Pulcher, the wealthy scoundrel who fancied Julius’s new wife. Plutarch gives the oft-quoted anecdote that Clodius chose to dress up as a woman in order to infiltrate the women-only rites of the goddess Bona which are held once a year in the house of the praetor. Caesar held this position at the time and so, on the night in question, he and all the males had left the house, and it was filled with women celebrating the festival.

(10) And Clodius dressed up as a woman, was let into the house by a maid in on the secret and went looking for Pompeia. But he was caught out by another serving woman who told all the aristocratic women who promptly searched the house, found Clodius hiding and threw him out. Then went home and told all their influential husbands, demanding justice for the goddess and the city.

A tribune indicted Clodius who was brought to trial but the jurors were intimidated by the people who lobbied in his favour. Meanwhile, Julius immediately divorced his wife. When summoned to appear at Clodius’s trial he was asked why he’d done this if he trusted her and he made the famous reply that ‘Caesar’s wife ought to be above suspicion’. Clodius was acquitted by the jurors who spoiled their voting papers.

(11) At the start of 61 Caesar went to Spain to serve as praetor but was only allowed to go after he had paid off at least some of his creditors. He had racked up huge debts and so went to the richest man in Rome, Marcus Licinius Crassus, who agreed to pay them off in return for help with his political projects. It was the start of the informal behind-the-scenes arrangement which, when it added Pompey, became known as the Triumvirate.

Plutarch gives the anecdote about Caesar reading a life of Alexander the Great then bursting into tears. When his friends ask why he replies, ‘Is it not tragic that Alexander had conquered a world of kings and I, at his age [33], have achieved nothing?’

(12) In Spain Caesar conquered tribes and administered justice fairly, in particular restoring fair relations between debtors and creditors. Though he also made a fortune through the usual channels. That’s it on Spain. Skimpy.

(13) On returning to Rome Caesar wanted a triumph but also wanted to stand as consul; the problem was that a general awaiting award of a triumph had to stay outside the city bounds while a man seeking election as a consul had to be inside the city, canvassing. So he asked friends to pass a law saying he could campaign in absentia i.e. staying outside the city waiting for his triumph while his friends campaigned for him. But this was vetoed by Cato the Younger who had found his vocation by opposing anything Caesar wanted. So Caesar abandoned the triumph, entered the city and got himself elected consul (in mid 60 BC). It was now that he negotiated the deal between Crassus and Pompey who had been rivals, to create what later became known as the First Triumvirate.

Plutarch makes it clear he’s one of those who believes this event and this date, 60 BC, to be the pivotal one in the road to civil war, because, without people realising it, they ‘changed the form of government’. Frustratingly, Plutarch doesn’t go into details or explain what he means by that. He’s not a theory guy. He’s a personal anecdote, superstition-loving sentimental guy.

(14) When Caesar took up his consulship at the start of 59, he brought forward laws appropriate for ‘a revolutionary tribune of the people’ i.e. land redistribution. Rebuffed by the optimates in the Senate he went before the popular assembly, flanked by Crassus and Pompey, and was acclaimed for his proposals.

Caesar wed his daughter Julia to Pompey. Then he married Lucius Calpurnius Piso Caesoninus’s daughter, Calpurnia, and got Piso made consul for the following year. Cato railed against this use of marriage alliances to bypass the forms of the constitution, complaining that:

it was intolerable to have the supreme power prostituted by marriage alliances and to see men helping one another to powers and armies and provinces by means of women.

When Caesar’s fellow consul tried to oppose his plans his life was threatened so he locked himself up in his house and daren’t go to the Forum. Pompey filled the Forum with soldiers to force Caesar’s laws through, then got Caesar awarded governorship of Cisalpine Gaul and Illyricum and Transalpine Gaul. (As I know from other sources it was a bit more complicated than that, but Plutarch doesn’t do the complex aspects of events; he is interested in broad-brush, moral points).

So he points out that Caesar was instrumental in getting Cato arrested, in getting the notorious Clodius elected tribune who promptly raised a faction to get Cicero driven out of Italy (Cicero thought it wise to flee in March 58). All this is much more complex than Plutarch’s quick glosses of these events.

(15) Then Plutarch massively changes tack, by commencing to describe Caesar’s career in Gaul and pronouncing him one of the greatest generals of all time. This was because of:

  • the difficulty of the country he fought in
  • the extent of his conquests
  • the number and strength of enemy forces he defeated
  • the savage treacherous nature of the barbarian tribes whose goodwill he won
  • the reasonable and humane way he treated prisoners
  • gifts and acts of kindness to his soldiers
  • fought more battles and killed more of the enemy than any other Roman general

Plutarch gives the wild figures that Caesar took 800 cities by storm, subdued 300 nations, killed one million in battle and took one million prisoners. (In the Life of Pompey chapter 67, Plutarch repeats these figures but says it was 1,000 cities. Maybe these figures are just easy to remember. Maybe they don’t bear any relation to reality but are just lazy statistics.)

(16) Characteristically, rather than analysis, Plutarch gives some tall tales of some random acts of heroism Caesar inspired in some of his men.

(17) Caesar won his men’s admiration and trust by 1. the free and open way he distributed honours and largesse, making it clear he wasn’t keeping it for himself 2. by showing over and over there was no form of danger or hard work he was unwilling to undergo himself.

Plutarch says Caesar was ‘a slightly built man, had a soft white skin, and was subject to headaches and epileptic fits’. He makes a very interesting point: that everywhere he went he was accompanied by a slave who was trained to write from dictation. And that in Gaul he made it a habit to dictate letters to secretaries while all of them were riding on horseback. Is that how he wrote (dictated) his commentaries on the Gallic and Civil wars?

(18) Plutarch summarises Caesar’s campaigns in Gaul i.e. against the migrating Helvetii, crossing the Rhine into Germany to fight Ariovistus (19). Plutarch’s account is like a very brief summary of Caesar’s own Gallic Wars, but with additional details thrown in. Caesar tells us the Germans delayed fighting because their holy women said they should wait till the new moon, but Plutarch adds the detail that the holy women could foretell the future by studying the whirls and eddies in river water and the sound they made. And so Caesar attacked and massacred the tribe of Ariovistus, king of the Suebi.

(20) In the winter of 58/57 Caesar put his troops in winter quarters and returned to Cisalpine Gaul where he spent the winter politicking, receiving political guests, giving them gifts, promising them more. In Plutarch’s view Caesar was taking money from conquered Gauls in order to buy and bribe Romans. Brief though it is, this is a useful insight because Caesar’s own account obviously paints him as punctiliously performing his duty, so Plutarch sheds a whole new light on his activities.

Back to the fighting: Plutarch gives a quick summary of Caesar’s campaigns against the Belgae in the far north who he massacred so much that lakes and deep rivers filled up with bodies. (This, I think, shades into the taste for the extreme and the grotesque which we’ve seen in other Plutarch lives.)

Then a quick paragraph summarising the campaign against the Nervii focusing on the climactic battle which was going against the Romans till Caesar seized a shield and plunged into the thick of the fight, prompting the tenth legion to come to his aid. Result: some 60,000 Nervii dead.

(21) The Senate declared 15 days of public rejoicing. The winter of 57/6 Caesar again spent in north Italy, giving money to clients to buy elections to positions where they could support him. He organised the conference at Luca where the Triumvirate was renewed with a third of the Senate and umpteen other magistrates present. In effect. Caesar, Pompey and Crassus were running the state for their own benefit. They stitched up a deal whereby Pompey and Crassus would be consuls for the following year (55) while Caesar had his command in Gaul renewed for another five years. They had got their fiercest critic, Cato, out of the way, by having him posted as governor of Cyprus in 58.

(22) 55 BC. Brief summary of Caesar’s campaign against the Usipes and Tenteritae who had crossed the Rhine and were rampaging through Gaulish territory. They broke a promise, attacked and massacred his cavalry, so next time they send a deputation Caesar arrested it. As a result his implacable enemy Cato, now returned to Rome after his year in Cyprus, called for Caesar to be handed over to the Germans for oath-breaking. Another jaw-breaking figure: 400,000 Germans are said to have been killed. Caesar built a bridge over the Rhine in a record-breaking 10 days.

(23) Caesar took his legions across the Rhine. The Germans ran away and hid in the forests. Caesar ravaged far and wide. (Plutarch doesn’t mention this but Caesar wanted to take the fight into Germany and intimidate them against invading Gaul again). He ravaged far and wide for 18 days then withdrew his army and dismantled the bridge.

Plutarch gives a very superficial one-paragraph account of Caesar’s two expeditions into Britain (55 and 54 BC). What he adds to Caesar’s account is the fact that Britain was a legendary land and some contemporaries thought it didn’t even exist. In Plutarch’s view he found the inhabitants poor and wretched with nothing worth stealing, whereas Caesar gives an infinitely more detailed account, explaining the many trade links between north Gaul and Britain which exported, among other things, tin, furs and slaves to the continent. Slaves.

(The more you read about the ancient world, the more you get used to the idea that slavery was universal, a universal trade, a universal consequence of the unending wars, the basis of much of the economy [in mines and huge agricultural estates] reaching right into the most intimate spaces and relationships in domestic households [as per the playwrights Plautus and Terence]).

Back in Gaul Caesar received letters from friends telling him his daughter Julia, Pompey’s wife, had died in childbirth in August 54. Many contemporaries immediately worried about what would happen now this important tie between Caesar and Pompey had been severed.

(24) In the winter of 54/53 the whole of Gaul broke out in revolt. Very briefly Plutarch describes how the rebel army under Ambiorix (he calls him Abriorix) massacred the entire army of Caesar’s legates, Quintus Titurius Sabinus and Lucius Aurunculeius Cotta. There followed the prolonged siege of the camp of Quintus Tullius Cicero, the orator’s younger brother who was serving as a staff officer with Caesar’s army.

Plutarch describes how Caesar marched to his aid with a force much smaller than the attackers, lured them away from the siege, built a camp, feigned weakness and fear till the Gauls attacked in their usual haphazard fashion – at which point the Romans sortied out of the camp and defeated them.

(25) Pompey lent him two of his Italian legions and Caesar travelled around the country deploying cohorts and commanders at key locations. All this was leading up to the outbreak of the greatest rebellion of all, in 52 BC, led by Vercingetorix.

(26) Plutarch gives a superficial account of the various tribes which joined Vercingetorix’s revolt and of Caesar’s marching his army through various territories, leading up to a victorious battle.

(27) Vercingetorix retreated to the stronghold of his people at Alesia. Caesar besieged it. But then all the other Gaullish tribes rallied and sent an enormous force against him of 250,000. So Caesar had to build a double row of fortifications, one set facing in, the other facing out.

Very superficially Plutarch describes Caesar’s victory over a) the attackers who melt away, and then b) the eventual surrender of the besieged town. Plutarch doesn’t give any details of the siege but devotes a paragraph to painting the scene of the defeated Vercingetorix riding a horse up to Caesar sitting in his commander’s chair, slowly riding round him, dismounting, stripping off his armour and sitting humbly at Caesar’s feet. Who cares whether this happened or not – it is like a sumptuous Victorian history painting and Plutarch is more of a painter than a historian.

Vercingetorix throws down his arms at the feet of Julius Caesar, September 52 BC, by Lionel Noel Roger (1899) Note the impressive Roman siege tower looming over the smoking ruins of Alesia at top left.

(28) Plutarch gives a rather simple-minded summary of the political situation. When Crassus killed in faraway Parthia in 53, the triumvirate became a duumvirate and the rivalry between Caesar and Pompey to be top dog came out into the open. Plutarch claims that Pompey initially thought Caesar was a toy dependent on him, and only came to fear him too late.

Meanwhile politics in Rome had declined into chaos. Voters were routinely and openly bribed and the venues for voting often ended up covered in blood and bodies. (Oddly, Plutarch nowhere mentions the notorious street gangs of the rivals Publius Clodius Pulcher and Titus Annius Milo which dominate modern accounts of the period).

Intelligent people were already thinking the Republic could no longer function which is why Cato (of all people) made the desperate suggestion that Pompey be made sole consul for a year (52 BC). So Plutarch appears to contradict his own earlier statement about the triumvirate overthrowing the existing order, with this passage demonstrating that the existing order was collapsing from within. The only question was who would step in to run things.

Pompey had his governorship over Spain extended. He had never actually gone to Spain but ruled it through legates while remaining in Italy with four legions at his command. In the days of the Triumvirate this was so he could protect his partners’ interests. Now that Crassus was dead, to Caesar and everyone else it took on a different complexion and looked like Pompey wanted to make himself top dog in Italy.

(29) Caesar asked the Senate for permission to be allowed to stand for a consulship and to have his command in Gaul extended.

Plutarch adds detailed anecdotes to Caesar’s complaints that he had many enemies suggesting that he really did. These included the two consuls, Marcus Claudius Marcellus and Lucius Cornelius Lentulus who, for example, had the inhabitants of Novum Comum, a colony recently established by Caesar in Gaul, deprived of their citizenship. Marcellus had a deputation from Novum Comum beaten with rods and told they weren’t real Romans and told to go back to Gaul and show Caesar their wounds.

These kinds of stories, along with the Clodius-Milo street gangs, the bribery, and the casual violence in the Forum, around the Senate, build up a picture of a state which really needed to be taken in hand and sorted out.

Meanwhile, Caesar used the wealth he’d gained in Gaul to win important supporters and to build striking monuments such as the Basilica Pauli Aemilii in the centre of Rome. Pompey was now alarmed at his power and so supported moves to have Caesar replaced in Gaul. He had tribunes pass a law sending more legions to Syria and asked Caesar to return the legion he’d loaned him a few years before i.e. Caesar lost 2 legions, Pompey none. It wasn’t paranoid of Caesar to see a conspiracy against him in all these actions.

Plutarch adds the interesting detail that these returning legions spread false rumours that Caesar was unpopular with his troops. This encouraged a false sense of security in Pompey, a confidence that he could not only rustle up troops in Italy whenever he wanted but that if Caesar’s troops returned they would all defect to him. This was a catastrophically wrong assumption. Stuck in Rome among politicians, he believed that resolutions passed in the Senate or people’s assemblies meant something, gave him strength when, of course, they were just hot air compared to Caesar’s battle-hardened army.

(30) Yet Caesar’s demands seemed reasonable enough. He suggested both he and Pompey surrendered their commands and put things to a vote of the Senate and people. Curio read out this proposal to the Senate and was applauded. Marcus Antonius (who I’ll refer to by his familiar English name of Mark Antony) was serving as a tribune of the plebs and reads a letter of the same effect to that assembly.

Yet the optimates in the Senate rejected the proposal and Pompey’s father-in-law, the phenomenally aristocratic Quintus Caecilius Metellus Pius Scipio Nasica, counter-proposed that Caesar be declared a public enemy if he did not lay down his command by a specified date, while Pompey would not have to do the same. It was this political impasse which meant there could only be a military solution.

(31) Caesar makes a milder proposal that he give up Transalpine Gaul but maintain governorship of Cisalpine Gaul and Illyricum and just two legions. Cicero was very active in shuttling from one group of supporters to another and Pompey was inclined to accept the figure of 6,000 soldiers left to Caesar. But this was opposed by the consul, Lucius Cornelius Lentulus, who went out of his way to insult Antony and Curio, who he drove out of the Senate with threats of violence. This forced them to disguise themselves and escape Rome in carts.

[So you could argue that the civil war broke out and the Roman republic crashed to an end because Lentulus was an idiot. And Cato, too, who was just as intransigent. There are always people like them, determined to push their principles or their cause beyond the bonds of compromise or expediency required to make democracy work, triggering disasters far worse than anything they claim to be working to prevent.]

Plutarch brings out something which is obscure in Caesar’s account which is that by forcing Antony and Curio flee, Lentulus was depriving them of their right of veto and attacking their constitutional right as tribunes of the plebs. Caesar was to use this point repeatedly in the half dozen or so places where he states his case in the account he wrote of what ensured, The Civil War. Lentulus gifted Caesar a way of expanding the argument from being solely about Caesar’s dignity and rights into a broader one about attacks on the tribunes and the constitution. Idiot Lentulus gifted Caesar a propaganda coup.

(32) With the expulsion of Antony and the declaration of Caesar as a public enemy the political crisis had reached a climax. Plutarch explains how Caesar, realising that a sudden surprise move would be far more effective than some laboriously contrived campaign, decided to act quickly. He gives a characteristically dramatic account of the evening Caesar crossed the Rubicon.

He himself spent the day in public, attending and watching the exercises of gladiators; but a little before evening he bathed and dressed and went into the banqueting hall. Here he held brief converse with those who had been invited to supper, and just as it was getting dark and went away, after addressing courteously most of his guests and bidding them await his return. To a few of his friends, however, he had previously given directions to follow him, not all by the same route, but some by one way and some by another. He himself mounted one of his hired carts and drove at first along another road, then turned towards Ariminum. When he came to the river which separates Cisalpine Gaul from the rest of Italy (it is called the Rubicon), and began to reflect, now that he drew nearer to the fearful step and was agitated by the magnitude of his ventures, he checked his speed. Then, halting in his course, he communed with himself a long time in silence as his resolution wavered back and forth, and his purpose then suffered change after change. For a long time, too, he discussed his perplexities with his friends who were present, among whom was Asinius Pollio, estimating the great evils for all mankind which would follow their passage of the river, and the wide fame of it which they would leave to posterity. But finally, with a sort of passion, as if abandoning calculation and casting himself upon the future, and uttering the phrase with which men usually prelude their plunge into desperate and daring fortunes, “Let the die be cast,” he hastened to cross the river; and going at full speed now for the rest of the time, before daybreak he dashed into Ariminum and took possession of it.​

Great dramatic moment.

(33) Total panic in Rome, among the population and the politicians. Lentulus was roundly criticised by all sides for what his intemperate action had triggered. Once, in a speech to the Senate, Pompey had boasted that all he had to do was stamp his feet and armies would rally to his call. So the senator Favonius shouted at him to stamp his feet now.

In fact Pompey commanded at least 2 legions while Caesar only had one (though he had sent messages to Gaul for the legions there to join him). Pompey might have defeated Caesar if he had marched to confront him straightaway. Instead he let himself be carried away in the panic of the time, declared a state of anarchy and left the city, along with his legions, advising the Senate to follow him.

In Cicero’s letters we read how this single fateful decision lost Pompey huge amounts of goodwill and trust at a stroke.

(34) Plutarch describes how the consuls and Senate abandoned Rome which became like a ship in a storm which has lost its helmsman. Caesar besieged Corfinium. Plutarch supplies a characteristically theatrical anecdote, telling us that the town’s commander, Domitius, took poison provided by his slave but, when he heard of Caesar’s policy of blanket forgiveness to beaten opponents, Domitius bewailed his decision – at which point his slave admitted it wasn’t poison he gave him after all, Domitius was delighted and went out to greet Caesar and hand over Corfinium.

(35) Plutarch very quickly describes how Caesar took other towns and added their garrisons to his. How he marched to confront Pompey who, however, fled to Brundisium on the south-east coast of Italy and took ship for Greece. Caesar, having no ships, could not follow so turned back to Rome, having conquered Italy in 60 day without bloodshed. [Plutarch makes no mention of the elaborate siege of Brundisium, which lasted over a week.]

Entering Rome Caesar addressed what remains of the Senate in calm and reasonable terms and asked them to send envoys to Pompey to negotiate peace, but they refused out of fear. Caesar broke into the state treasury despite the protests of its guardian, Metellus.

(36) Unable to cross the sea to Greece, Caesar secured his rear by marching his army round the coast to Spain, to take on the legions there which were loyal to their commander, Pompey. In two brisk sentences Plutarch gives a flying overview of Caesar’s campaign in Spain i.e. despite hardships he defeated the Pompeian generals Afranius and Varro. [Compare and contrast with the thorough account in Caesar’s own Civil War.]

(37) Back in Rome, Caesar adopted the extraordinary and ad hoc power of ‘dictator’ for just 11 days during which he passed important laws: bringing home exiles, restoring the civic rights of the children of those proscribed by Sulla (a continuation of his restoring the statues of Marius), lowering interest rates to relieve the burdens of the debtor class, and other public-spirited reforms. (According to a note from Warner, Plutarch is wrong, here; Caesar was made dictator while he was still in Massilia en route back to Rome, by a decision of the praetor Marcus Aemilius Lepidus.)

Caesar then resigned the dictatorship, had himself appointed consul and set out for Brundisium again.

He took ship to Greece and captured Oricum and Apollonia. Plutarch devotes a colourful paragraph to imagining the complaints of the legions who have marched all the way from Gaul, moaning about being taken for granted and used like tools.

(38) Plutarch then wastes an entire chapter describing an unlikely escapade in which Caesar decides he has to go back to Brundisium to collect his troops but does so by disguising himself as a slave aboard a merchant vessel which, in the event, is unable to make it from the mouth of the river into the open sea because of tides and wind. [Not very likely and not mentioned in any other source. Moments like this in Plutarch have the feel of fairy tale rather than history.]

(39) Antony arrived from Brundisium with reinforcements but Pompey was well situated and able to receive supplies by land and sea. The complete lack of detail about the campaign in Greece makes you wonder whether Plutarch even had Caesar’s own account as a source. Maybe he was just really bored and fast forwarding through the whole story.

Similarly he doesn’t explain anything about the vital defeat at the battle of Dyrrichium but uses it solely to give an impressionistic portrait of panic-stricken troops. In Plutarch’s account, after this defeat Caesar spent a sleepless night before deciding to leave Pompey by the sea and march inland to attack the army of his father-in-law Scipio (which was marching back from the east to help Pompey).

(40) This looks to Pompey’s people like flight, and rumours spread that Caesar’s men are tired out and starving and that a pestilence has broken out. For these reasons Pompey thought it best to let Caesar’s army wear itself out.

(41) But his squabbling advisers demanded action, and Plutarch singles out Favonius and Afranius who shame Pompey into fighting. Plutarch gives a scrappy half-hearted ‘explanation of how, having taken the town of Gomphi, Caesar was able to provision his army and the availability of wine suddenly cleared up the mystery illness they’d been suffering from.

(42) Both armies come into the plain of Pharsalus, like everyone who something bad is about to happen to, has a prophetic dream. Plutarch follows Caesar in mocking the absurd over-confidence of Pompey’s entourage of politicians. They were so confident of victory that they devoted their energies to squabbling over who would hold which high office when they returned to Rome as victors.

Domitius and [Publius Cornelius Lentulus] Spinther and Scipio disputed earnestly with one another over Caesar’s office of Pontifex Maximus, and many sent agents to Rome to hire and take possession of houses suitable for praetors and consuls, assuming that they would immediately hold these offices after the war.

They are bolstered by the disparity between the armies: Pompey’s 45,000 infantry and 7,000 cavalry against Caesar’s 22,000 and 1,000.

(43) Plutarch describes the omens on Caesar’s side.

  • Caesar told his army that several legions were on their way to join them, and should they wait to share the glory of a great victory? To which they obviously shouted ‘No!’
  • Caesar made a sacrifice and the seers told him it signified a revolution in the current status quo.
  • The night before the battle a fiery torch was seen moving in the sky above their camp which then fell to earth into Pompey’s camp.

On 9 August 48 BC Caesar broke camp and prepared to march for Scotussa.

(44) He was interrupted by his scouts with the surprise news that Pompey had moved his army down into the plain and offered battle. Plutarch summarises the battle lineup of both sides. The anecdote about brave centurion Caius Crastinus.

(45) Plutarch captures the central fact about the Battle of Pharsalus, fought on 8 August 48 BC, which is that, seeing the size of Pompey’s cavalry on his right, Caesar drew a percentage of cohorts from all his other legions and lined them up to create a fourth line on his right.

All Roman armies traditionally fought with three lines of infantry. Caesar’s decision to create a fourth line meant that, as Pompey’s cavalry fought its way through Caesar’s cavalry on the right, it was suddenly surprised by highly motivated infantry which it didn’t expect to find there. Moreover, the infantry had been carefully instructed to thrust their javelins up into the faces of the cavalry who were mostly young men and vain of their looks.

Amazingly, this tactic produced confusion and then flight. With the cavalry in retreat, Caesar’s fourth line then swivelled to attack Pompey’s centre from the rear, which, as a result of the unexpected pressure, began to collapse.

But by this time Pompey had realised the battle was lost and had fled the battlefield at sight of his cavalry in confusion. He sat in his tent until told that the enemy were mounting the walls of his camp, at which point he changed into mufti, took horse and fled the camp through a rear gate.

Plutarch leaves Pompey at that point, telling the reader he will describe Pompey’s flight to Egypt and murder in his Life of Pompey, which he does very well and very movingly.

(46) Caesar was angry and upset when he entered Pompey’s camp. He exclaimed: ‘They made me do this.’ Many of the dead were servants. Most of the defeated soldiers Caesar incorporated into his own army. Caesar was delighted when Marcus Junius Brutus was found and delivered to him alive.

(47) Plutarch lists some of the omens and prophecies of Caesar’s victory. Plutarch devotes a fair amount of time to relishing superstitious signs and omens around all his great men.

(48) Caesar gave the Thessalanians (inhabitants of the broader region around Pharsalis) their freedom, then set off in pursuit of Pompey. He went to Asia where he made Cnidius a free city, and remitted a third of Asia’s taxes.

It was when he arrived in Alexandria that he was presented with the severed head of Pompey by officers of the young pharaoh, Ptolemy, and turned away in disgust. Then ha was given Pompey’s signet ring and wept over it. Presented with Pompey’s companions who accompanied him to the end, Caesar forgave them and accepted them into his side.

He spends more time describing Egyptian politics, well, the slimey character of king Ptolemy’s chamberlain Potheinus. The dead king, Ptolemy Auletes had been declared a ‘friend’ of Rome during Caesar’s consulship in 59 BC. To achieve this he had promised a king’s ransom and Caesar now intended to collect it from his son.

(49) Cleopatra sneaks into the palace wrapped in a sleeping bag carried by her loyal servant Apollodorus the Sicilian. She inveigles her way into Caesar’s affections. At a banquet Caesar’s servant learns that Potheinus and the Egyptian general Achillas are plotting to assassinate Caesar. Caesar has Potheinus killed but Achillas escapes and raises an army which prompts The Alexandrine War, difficult to fight because it is street fighting.

Again, very briefy, Plutarch mentions the Egyptian attempts to cut off the Romans’ water supply, then to cut off supplies by ship, so that Caesar set fire to the ships in the harbour. He moves on to the fight to secure control of the Pharos which controlled entrance to the Great Harbour. The king went over to Achillas, prompting Caesar to a full scale battle, which he won. Then he departed Egypt, leaving Cleopatra as queen. Nine months later she bore his son, Caesarion. It’s all told like that – very fast and superficial. Plutarch is in a real hurry. Maybe he was bored. Maybe he realised he couldn’t compete with Caesar’s own accounts of the Gallic Wars and the Civil War.

(50) Very quickly Plutarch describes Caesar marching against King Pharnaces II of Pontus (June 47 BC), who had driven out the Roman forces and was allying with all the princes and tetrarchs, and defeating him at the battle of Zela. In announcing the swiftness and fierceness of this battle to one of his friends at Rome, Amantius, Caesar wrote three words Veni, vidi, vici – ‘I came, I saw, I conquered’.

BattleOfZela

Caesar’s route from Alexandria to Pontus, 47 BC

(51) Caesar returned to Rome. He arranged to be made consul for the following year, 46. He became unpopular through a series of unfortunate events:

  • his soldiers had mutinied and killed two men of praetorian rank, Galba and Cosconius, but instead of court martialling them he had them demobbed, paid 1,000 drachmas and allotted land in Italy
  • the irresponsible behaviour of the deputy he’d left in Rome, Publius Cornelius Dolabella
  • the greed of Amantius
  • the drunkenness of Antony
  • Corfinius built over and refurnished the house of Pompey on the ground that it was not good enough for him

Caesar would have liked to have acted more firmly against these powerful reprobates, but he needed allies.

(52) Cato and Scipio had escaped to Africa where they’d allied with King Juba. Caesar sailed to Africa via Sicily. There were repeated engagements as Caesar was short of provisions. The Numidian cavalry were quick, Plutarch tells of one occasion when Caesar’s cavalry were dismounted and enjoying an entertainment by a dancer playing the flute when the Numidians attacked, killing many and only Caesar rushing out the camp with infantry saved the day. In another attack Caesar grabbed the standard bearer who was running away, turned him round and pointed him towards the battle.

(53) The Battle of Thapsus 6 April 46 BC. Scipio was feeling confident. Leaving Afranius and Juba in camps of their own he begins building a camp beyond a lake near the city of Thapsus. But while he was still building it Caesar’s army moved with incredible speed, emerging from nearby woods to overpower the soldiers and defeat them, then marching on to also take Afranius and Juba’s camps. In one day he defeated three armies and killed 50,000. Plutarch gives a characteristically anecdotal (and macabre) addition by saying that one tradition says Caesar began to have an epileptic fit as he deployed the forces and victory was overseen by subordinates.

(54) Caesar’s long-time enemy Marcus Porcius Cato was in charge of the city of Utica. Caesar marched there only to find Cato had committed suicide, which vexed him. Plutarch considers whether he would have shown him mercy, as he did Brutus, Cicero and other opponents. Caesar wrote a book called Anti-Cato which suggests not. Then again it was intended as a rebuttal of Cicero’s book in praise of Cato so…

(55) Caesar now returned to Rome where he held an unprecedented four triumphs, and put on lavish public feasts and processions. A census was taken which showed the number listed had dropped from 320,000 to 150,000 indication of the disruption caused by war. [According to Suetonius’s Life of Caesar, this was not a census of all the people, but a revision of the number of poorer citizens entitled to receive allowances of grain from the state.]

(56) Then Caesar set out for Spain to fight the sons of Pompey. [This war certainly drags on, doesn’t it?] It was resolved at the epic Battle of Munda 17 March 45 BC, where Caesar admitted he really had to fight and was nearly defeated. Of the two sons of Pompey the younger escaped, and the head of the elder was brought to Caesar. He held another triumph in Rome to mark this victory in October 45 but it displeased the people. It was one thing conquering other nations, quite another flaunting the killing of Romans.

(57) Caesar has himself declared dictator for life. Senators and tribunes sycophantically competed to lard him with extravagant titles, which further alienated the people. But Caesar impressed by his clemency and forgiveness. There were no proscriptions and blood baths as per Sulla 40 years earlier. Instead he forgave and promoted former enemies, for example, Marcus Junius Brutus and Gaius Cassius Longinus.

Pompey’s statues had been taken down but Caesar had them restored. His friends advised a bodyguard but Caesar insisted the affection of the people was the best protection. He distributed cheap grain and founded colonies for ex-soldiers, notably at the sites of ruined cities of Carthage and Corinth.

As sole rulers go he was, then, a singularly enlightened, fair and public spirited one.

(58) He won over the reluctant nobles (optimates) by promising consulships and praetorships. Plutarch dwells on Caesar’s immense ambition, his determination to outdo all other rulers and even himself. He planned to head east, conquer Parthia, then journey round the Black Sea conquering all the kingdoms, then return through Germany (conquering them) to Gaul, thus a tour of the empire. He planned to dig a canal through the isthmus of Corinth, reroute the Tiber, clear obstacles to shipping along the Italian coast. He was overflowing with plans for public works.

(59) He reformed the calendar.

(60) What made him generally unpopular was the rumour that he wanted to be made king. He denied it. When a crowd cried out Rex Rex, he said, ‘Non Rex sum sed Caesar’ – ‘I am not a king, I am Caesar’ (with a play on the fact that Rex was, improbably enough, a proper name in Rome).

There was the story that the whole Senate traipsed up to him as he sat on the rostrum to award him further honours but instead of getting up he remained seating, very discourteous. Caesar made the excuse that he felt his falling sickness coming on and didn’t want to embarrass himself. The fact that we are arguing about it 2,000 years later shows it struck a nerve.

(61) The story how at the Feast of the Lupercal (15 February) 44 Antony ran into the forum and offered Caesar a diadem, as of a crown. A handful of people clapped but when Caesar pushed it away everyone clapped. Was this a spontaneous event or a carefully contrived plan to test the water.

Then it was discovered that his statues had been decorated with royal diadems. Two tribunes went round tearing these down but Caesar had them arrested and spoke insultingly of them.

  1. Wanting to be king just doesn’t sound like the man you get to know by reading the Gallic Wars and the Civil War. Maybe he had been corrupted into considering kingship by his time in Egypt. But so much of the rest of his behaviour (consulting the Senate, giving pardoned enemies traditional magistracies) militates against wanting sole rule, that it isn’t consistent, it doesn’t make sense.
  2. In the event, the anti-monarchists struck their blow and ended up with another 15 years of civil war before getting someone considerably more monarchical than Caesar.

(62) Plutarch begins to describe the famous conspiracy against Caesar by profiling Brutus and listing the pressure he was put under by colleagues and conspirators to do something decisive, despite the mercy and many favours Caesar had shown him.

(63) Plutarch retales an impressive list of ill omens and prophecies including two different versions of the dream his wife Calpurnia was said to have had the night before his murder, and the prediction of the soothsayer about the Ides of March (which simply means the 15th of March). On that day Calpurnia begged him to delay that morning’s meeting with the Senate and he was swayed and influenced by her obvious distress.

(64) A different Brutus, Decimus Brutus, arrives to accompany Caesar to the Senate where, he tells Caesar, they were planning to vote to make Caesar king of all the provinces outside Rome. [This seems wholly unlikely to me, that either the Senate would offer this or Caesar would consider it). Decimus uses all the arguments he can think of to encourage Caesar to attend, because he is part of the conspiracy.

(65) Stories about a) a slave and b) the philosophy teacher Artemidorus, who both tried to hand Caesar notes warning him not to go, but either couldn’t get through the throng surrounding Caesar or Caesar was too busy to read the note.

(66) Plutarch is clearly trying to create psychological or literary effects, what with his chapter on evil omens, then the chapter on ill-fated attempts to warn Caesar, and now a chapter saying how ‘fated’ it was that the attack took place in one of the new buildings erected by Pompey in the Field of Mars. Poetic justice.

Caesar’s loyal lieutenant, Mark Antony, was a strong threatening man and so the conspirators arranged for him to be detained in conversation outside the Senate House by Brutus Albinus. Caesar entered the senate and was approached by a man named Tillius Cimber with a petition on behalf of his brother in exile. He accompanied Caesar all the way to his seat, and Caesar became thronged with other complainants and was becoming irritated when Tillius pulled down Caesar’s toga, exposing his neck, and that was the sign for the conspirators to stab Caesar.

He was said to receive 23 wounds in all till he lay convulsing at the bottom of a huge statue of Pompey whose base was covered in blood. It’s always seemed strange to me that it took so many dagger thrusts and he still didn’t die immediately but dodged and evaded. When he saw Brutus holding a dagger he is said to have given up resisting and covered his face with his toga.

(67) Brutus stepped back from the warm corpse and gave an eloquent speech to the Senate explaining why they’d done it, but the majority of the senators panicked and ran out, spreading rumours through the city. Rumour spread fast causing panic among the entire population, many running home and locking their doors. Antony and Lepidus went into hiding. Brutus and the chief conspirators walked to the Capitol holding their daggers, to proclaim that ‘liberty’ had been restored.

Next day Brutus made a speech to the people explaining what they had done and why which was greeted in silence. The Senate passed an act of amnesty in a bid to calm things. It was decided he was to be declared a god and no change made to any of the laws he had passed. Brutus and colleagues were given foreign provinces to govern in the usual fashion.

The question is really, not so much what motivated the conspirators, that’s obvious. It’s why the attempts to return to ‘normal’ republican government failed.

(68) It was when Caesars body was displayed in the forum that a great moaning of lamentation went up. And when his will was read it became clear how generous Caesar had been to the entire Roman population. The crowd constructed a funeral pyre from materials to hand and then turned into a mob and ran to attack the houses of the murderers. This mob stumbled across the harmless Caius Helvius Cinna and, mistaking him for one of the conspirators, Lucius Cornelius Cinna, tore him limb from limb.

In other words assassinating the ‘tyrant’ did absolutely nothing to still the street violence which had stained the 50s with blood. This lynching so terrified Brutus, Cassius and the rest that they fled the city. The rest is told in Plutarch’s life of Brutus.

(69) Summary: Caesar was 56 when he was struck down. Plutarch, with his spooky view of the world, is struck by the way that the fate that looked after Caesar in life pursued every one of the conspirators to untimely ends. [But then I realised some time ago that so did the triumvirs, first Crassus, then Pompey, then Caesar, all ignobly murdered with daggers and swords.]

Plutarch likes melodrama, such as the fact that after his side lost the battle of Philippi Cassius killed himself with the same dagger he’d used to kill Caesar. And that a great comet shone over Rome for a week after the murder, and for the entire summer the sun never properly shone but the land was covered in a fog and fruit and vegetables didn’t ripen properly.

And Plutarch ends his life on a spine-chiller: the story of the larger than life ghost – was it of Caesar –which appeared to Brutus on the eve of defeat at Philippi. Scooby, Scooby-doo!

Thoughts

Plutarch’s life of Caesar adds anecdotes and a big dollop of supernatural superstition to the record but skimps on any kind of political analysis and really skips over Caesar’s awesome military record, covering it with superficial speed and half heartedly. I think this is the worst of Plutarch’s lives. Maybe by 100 or so AD when he was writing them, the story was too well known and had been covered by too many other writers, to really engage him.


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