Moral letters by Seneca

What do you need to be a good man? Willpower.
(Letter 80, section 4)

Whatever you do, keep death in mind.
(Letter 114, section 27)

You must embed these thoughts deep in your heart, Lucilius.
(Letter 7, section 12)

Stoicism

The thing about Stoic philosophy is how wrong its premises are and how banal its teachings.

Stoics believed there is a God, that the universe or Nature is God, or God suffuses Nature. Human beings were created by God with a spark of Divine Reason within us. Our job is to clear away all the clutter of work, society, gossip, all relationships, friends and family, all the clamour which clogs up our lives, including all our own passions and emotions, love, anger and so on – in order to cultivate this fragment of the Divine Reason in each of is and, by doing so, bring our lives into alignment with the values of the universe/God. Then, by cultivating detachment from all earthly worries and passions, by strengthening our minds, we can prepare for the worst the world has to throw at us and defuse the ultimate terror, the fear of death.

That’s it. You can vary the wording and multiply the precepts with lots of specific examples (avoid gossip, avoid crowds, eat moderately, don’t get drunk, treat everyone with respect – ponder with the worst possible outcomes so nothing surprises you, analyse every situation with detachment), but it’s that simple and, after the initial novelty has worn off, that boring.

Seneca

The Roman author, tutor, Stoic philosopher, politician and immensely rich man, Lucius Annaeus Seneca (4 BC to 65 AD) is called Seneca the Younger because his father (54 BC to 39 AD) – author of a collection of reminiscences about the Roman schools of rhetoric (which survives) and a history of Roman affairs from the beginning of the Civil Wars until the last years of his life (which is lost) – had the exact same name, so is known as Seneca the Elder.

Seneca the Younger, much more famous than his father, is sometimes just referred to as Seneca.

Seneca wrote a prodigious amount; later critics said too much. E.F. Watling, in his Penguin edition of Seneca’s plays, says that his best-loved works are the letters he wrote to one specific friend, Lucilius. Seneca himself titled these the Epistulae Morales ad Lucilium (‘Moral Letters to Lucilius’), also known in English as the ‘Letters from a Stoic’. Seneca wrote this collection of 124 letters at the end of his life, from approximately 63 to 65 AD, after he had largely retired as tutor and adviser to the Emperor Nero, a post he’d held since 49 – sixteen years.

The letters are addressed to Lucilius Junior who was then procurator of Sicily and is known to posterity only through Seneca’s writings. (Seneca also dedicated his dialogue On Providence and his encyclopedic Natural Questions to this same Lucilius.)

Scholars fret about whether these were ‘real’ letters, and what the structure of correspondence was – did Seneca only respond to questions sent him by Lucilius? Where is Lucilius’s half of the correspondence? etc. But whether or not they were ever part of a ‘real’ correspondence, it is clear that Seneca wrote these letters with a wider readership in mind. They contain numerous carefully crafted passages obviously aimed at posterity and are structured so as to cover a wide range of subjects dear to Stoics. The 124 letters were published grouped together into 20 ‘books’.

Philosophy as therapy

The letters amount to a series of short moral lessons, designed to help Lucilius achieve the wisdom and peace of mind (‘a calm and correct state of mind,’ Letter 4) promised by Stoic doctrine. In order to do this the letters focus on the traditional themes of Stoic philosophy such as removing oneself from the crowd; cultivating a contempt of death; learning to endure the ups and downs of life; acknowledging virtue as the supreme good, and so on.

The key point which the translator of the Oxford University Press edition, Elaine Fantham, makes in her introduction, is that the letters do not amount to a systematic exposition of Stoicism. Almost the reverse. They are like a series of lessons on ad hoc, specific topics, often beginning with an everyday experience and then extracting from it an insight or type of behaviour which Seneca tells Lucilius he can adopt in order to improve himself. Each letter contains ‘a little bit of profit’ (5) – like instalments in a self-help correspondence course.

Seneca wrote the letters not to promote a complete finished system of thought: he wasn’t necessarily interested in extrapolating a comprehensive system. As Fantham says, Seneca put moral impact before intellectual debate. He ‘puts the ability to avoid fear and desire ahead of any intellectual expertise’ (note, page 298). Seneca gave the work a new type of name, Epistulae Morales, and wrote them with a moral purpose to promote moral behaviour.

Philosophy is not a skill shaped for popular appeal or for display; it does not consist of words but of deeds…it moulds and shapes the mind, arranges one’s life, controls one’s actions, points out what is to be done and what to be avoided. (16)

Thus Seneca instructs Lucilius not about this or that point of abstract philosophical doctrine – but over and over again tells him that he must repeat certain thoughts in order to put them into practice, to make them part of his everyday waking thoughts.

Only Philosophy will wake us up, it alone will shake off our heavy sleep, so dedicate yourself wholly to it. (53.8)

Possibly the most consistent lesson (repeated so many times it gets a little boring) is cultivating a ‘contempt’ for death. When death comes it is over; it is nothing. We need to live with the idea of our death all the time, to get accustomed to it, so as to eliminate all fear and anxiety about it:

  • Let us order our minds so that we wish for whatever circumstances demand, and especially let us think about our ends without sadness. We need to be prepared for death before we are prepared for life. (61.3)
  • The more men have accustomed themselves to hardship, the more easily they will endure it. (76.34)
  • Whatever has been long anticipated comes as a lighter blow. (78.29)
  • Everyone approaches a hazard to which he has long squared himself with more courage and resists harsh events by contemplating them in advance. (107.4)

This accustoming to death takes effort so we must ‘practice thinking this over each day’ (4.5) and ‘ensure that what is now an urge becomes a lasting disposition’ (17.6).

Virtue does not come to a mind unless it is trained and taught and brought to its highest condition by constant exercise. (90.46)

Repeat, practice, memorise. The letters are lessons in how to think, in how to live life in order to maximise calm and reason, mental or psychological exercises which must be learned through constant repetition.

  • You must persist and build up strength by constant diligence until what is now a good intention becomes a good state of mind. (16.1)
  • These are things we must learn, in fact learn by heart. (123.17)

In this respect, the OUP is a good edition because Fantham precedes every letter with a short summary of its main topics, of its time and place of composition, and how it relates to other letters on the same topic. This is extremely useful. (Mind you, the 1917 translation by Richard Mott Gummere which is available online has something the Fantham edition hasn’t, which is attributing each letter a title such as ‘On saving time’, ‘On discursiveness in reading’ and so on. I imagine these titles aren’t in the original but they are extremely useful in remembering at a glance which letter is about what.)

There is some background information about Roman society, but not as much as you’d hope for, certainly nothing like the chatty detail you get in Cicero’s wonderful letters (Seneca consciously distances himself from Cicero’s style and gossipy subject matter in letter 118).

Like all Roman writers, Seneca now and then cites famous Roman heroes or historical figures as examples of ‘virtue’ (notably Marcus Porcius Cato, who committed suicide in 46 BC, as the example of fortitude in the face of death; or Gaius Mucius Cordus who unflinchingly put his hand into a fire to prove his bravery).

There is a description of the lives of the super-rich at Baiae (51), a fascinating portrait of the conditions of slaves (47), a vivid comparison of the spartan bathhouses of old with their modern luxurious equivalents (86), a description of the grand retinues of foreign slaves rich people insist on travelling with (123), a description of viticulture and grafting techniques (86). Mostly, though, the letters are disappointing from a social history point of view. Philosophy is drab.

This Oxford University Press edition does not contain all of the letters – it contains 80 out of 124 (introduction p.xxxv) – but still claims to be the largest selection available in print.

Epistolary traditions

In a throwaway remark, Fantham indicates that there were two types of letter, two epistolary traditions: the philosophical letter of advice (pioneered by Epicurus, born 341 BC, and into which these letters fall) and chatty personal correspondence (Cicero, born 106 BC). [She doesn’t mention a third type which occurs to me, which is the crafted verse epistle as epitomised by Horace’s Letters or Ovid’s Black Sea Letters.]

The problem of suicide

A major stumbling block is Seneca’s worldview, the classical Roman worldview, which promotes suicide as a noble, honourable and virtuous response to all kinds of social humiliations, setbacks, not least the threats from tyrannical power.

It is a noble thing to die honourably, prudently and bravely. (77)

Part of the reason for cultivating a contempt for death, for having death continually in your thoughts, is so that, when the moment comes, it will feel like only a small additional step to fall on your sword or open your veins in a hot bath.

How many people death has been useful to, how many it frees from torture, poverty, laments, punishment, weariness. We are not in any man’s power when death is in our power. (91.21)

The historical model Seneca invokes repeatedly is Cato, who committed suicide in 46 BC two years into the civil war, when he was governor of Utica, a city in North Africa, as Julius Caesar’s army was closing in. Cato killed himself to deprive Caesar of the power of either executing him or (more likely) humiliatingly pardoning him, meaning he would ignominiously owe the rest of his existence to a tyrant.

Desiring neither option, Cato stabbed himself. In the event failed to kill himself, a doctor was called who patched up his stomach wound, gave him medicine, put him to bed. In the night Cato placed his fingers into the stomach wound, ripped it open, and proceeded to pull out his intestines until he died of shock. This is held up by Seneca as exemplary behaviour.

This makes sense within the long Roman tradition of preferring honourable suicide to dishonour, but it is just not a worldview any modern person shares and Cato is not a role model any modern person would wish to copy. Of course, this strand in Seneca’s writings is magnified by the fact that Seneca himself did something similar, committing suicide on the orders of the emperor Nero, his one-time pupil, in an exemplary fashion, calmly dictating notes about Stoic resilience as he bled to death in a hot bath.

Thus he has gone down as a hero of high-minded Stoicism but there are numerous objections to this notion. One is that plenty, thousands, of other Roman notables killed themselves over the centuries, famous examples being Anthony and Cleopatra, and they weren’t Stoic philosophers. So Seneca’s high-minded end wasn’t unique, far from it, it was a very common behaviour among the aristocratic class in the ancient world, and not only under the Empire but the Republic, too.

So a) it was far from being an act unique to ‘philosophers’ but b) it is obviously something very remote indeed from modern society. Sure, people still kill themselves. But not many people kill themselves at the command of an emperor, or to demonstrate their high-minded command over their destiny and a Stoic rising above the petty concerns of life and death. This whole worldview is so remote as to be science fiction.

There seems to me something perverse, almost creepy, about a philosophy which is constantly preparing its followers for death and for suicide. The words ‘death’ or ‘die’ recur on every page. I infinitely prefer Horace’s encouragement to enjoy life to the full while we can.

Come, let’s
Go to the cave of love
And look for music in a jollier key.
(Horace Odes, book 2, poem 1)

Themes in the letters

Despise death

We start to die from the day we are born. When we die there is nothing. There was nothing before life and there will be nothing after. So be not afraid.

  • What I am recommending to you is not just a remedy for this disease but for your whole life: despise death. (78.5)
  • First free yourself from the fear of death. (80.5)

Freedom

Despising death means we are free from the threats of tyrants or society. What is the worst they can do to us if we despise the worst, consider it nothing? Nothing can harm the calm and virtuous mind. By welcoming whatever will happen, it creates its own freedom no matter what the external circumstances. With typical extremity of metaphor or rhetoric, Seneca continually contrasts freedom, not with being bogged down or caught up or hampered by obligations – such as most of us encounter in real life – but with full-on hardcore Roman slavery:

  • You ask what is liberty? To be enslaved to no object, no necessity, no chances, to reduce Fortune to a level field. (51.9)
  • We must busy ourselves with our studies and the sources of wisdom…this is how we should rescue our mind from a most wretched enslavement and restore it to liberty. (104.16)
  • We have enslaved our spirit to pleasure whose indulgence is the beginning of all evils. (110.10)

Now it makes sense that Seneca uses as metaphor the slavery which was, arguably, the central fact of Roman life. But as with the way his mind, when he wants to imagine examples of adversity, leaps straight towards images of torture and execution, it’s another example of the extremity of metaphor and argument which underpins his ‘philosophy’ and makes so much of it feel so alien to the modern mind.

True friendship

Gauge a man before making him a friend. Be cautious, test out friends. But once someone is a friend, bind them to you, share everything with them. True friends share everything, including misfortune. Seneca says you have to learn to be a friend to yourself.

Avoid crowds

‘Shun whatever pleases the common herd’ (8). One iniquitous example can adversely affect you. A crowd presents all kinds of bad examples. People are emboldened to behave badly in crowds. So withdraw into yourself and study philosophy, but not so conspicuously as to draw attention or criticism. Don’t draw attention to your retirement and quietism. Quietly disappear.

Your body

A great and cautious man separates his mind from his body and spends the better part of his time with his better and divine part. (78.10)

Provide it only as much as needed to preserve good health. Avoid excess. Consume as much plain drink as required to quench thirst, as much plain food as to quench hunger, the minimum clothes to protect you from the elements, a house sufficient to protect you from the weather.

Devote some days to eating as little as possible. Become familiar with the bare minimum needed to keep alive and healthy (so that if exile to a bare rock or sudden incarceration befall you, your body is ready for much reduced circumstances).

Don’t exercise to excess. Do as much as needed to keep healthy. Reserve your energy for cultivating the mind.

As to physical pleasures, avoid them like the plague; they enslave the body and then the mind.

  • Uproot pleasures and treat them with absolute loathing. (51.13)
  • First of all we must reject pleasures; they make men weak and effeminate and demand too much time and effort. (104.34)

Your house

Your house should be a size and contain only as much as needed to protect you from the elements. Despise ornament and decoration.

Possessions

Have as few as possible. ‘No one is worthy of God unless he despises possessions.’ (18.13) Have them, but adopt a mindset where you could happily dispense with all of them, where they are all taken from you and you don’t care a jot, because you are secure in the untroubled citadel of your mind.

Enough

Don’t overdo it: don’t mortify your body, don’t insist on eating bread and water, living in a hut, neglecting your body, like the Cynics who, following Diogenes, set out to punish their bodies. Live comfortably and sensibly, just not to excess.

  • So correct yourself, take off your burdens and shrink your desires within a healthy limit. (104.20)

How to be content

And cultivate contentment by being happy with what you’ve got.

  • I will tell you how you can recognise the healthy man: he is content with himself. (72.7)
  • This is what philosophy will guarantee you, something which nothing surpasses: you will never be dissatisfied with yourself. (115.18)

Excess

Similar to his thoughts about suicide and anger, in that it sounds reasonable of Seneca to tell his follower not live to excess, but what Seneca has in mind is Roman excess, the off-the-scale lavishness and baroque luxury of the Roman emperors and the richest in the known world (as described in the letters from the fashionable resort of Baiae, 49, 51).

  • Too many amenities make the spirit effeminate…The stricter discipline of a simpler place strengthens the mind and makes it fit for great undertakings. (51.10-11)

The general point is not so much that indulgence is morally bad in itself: but that people enslave themselves by indulging the pleasures of the senses, deform their minds, make themselves into addicts, by coming to rely on excessive behaviour, on excessive drinking, excessive eating, excessive sex, excessive gambling.

It’s not so much that moderation is good in itself but that it stops you developing addictions and so becoming enslaved to them. Moderation leaves your mind free to focus on more important, ‘higher’ things. Moderation sets you free from all the snares of the senses.

That is why:

We ought to concentrate on escaping as far as possible from the provocations to vice. One’s mind must be hardened and dragged away from the enticements of pleasure. (51.5)

Anger

Quite apart from the letters, Seneca wrote no fewer than three treatises on anger. Fantham makes a really profound point about this which depends, again, on the profound difference between us and Roman society. This is that Roman emperors had complete power over all citizens, and all citizens had complete power over huge numbers of slaves. In this society an angry citizen could order his slave to be tortured or killed, just as an angry emperor could order anyone he fancied to be exiled, thrown into gaol, tortured or executed. Therefore controlling anger was much, much more important than it is in our society. Anger is not a good emotion with us but could have catastrophic consequences in Seneca’s world.

The mind

‘Nothing deserves admiration except the mind’ (9). The mind alone is worth cultivating. No other skills, activities, pastimes are worth cultivating.

  • Control your mind so as to bring it to perfection in the most calm condition, a mind which feels neither what is taken from it nor added to it, but keeps the same disposition however affairs turn out. (36.6)
  • A great and cautious man separates his mind from the body and spends much of his time with his better and divine part. (78.10)

Moral behaviour

Imagine the most moral, honourable person you can. Then imagine they are watching everything you say or do.

Fear, anxiety, stress

All these are caused by worry that the worst is going to happen. Well, imagine the worst has happened. Live with the worst, imaginatively – prepare yourself for the worst. Once you dispel anxiety about unnamed and exaggerated fears, you can get rid of the panic and examine the issue rationally, restoring order and calm to the mind, allowing Reason to operate unhampered by over emotions.

Philosophy

Philosophy, for Seneca, isn’t the working out of a complex system or ideology: it is a psychological or spiritual practice. It is an exercise to attain an attitude, cultivated with the sole aim of making its practitioner mentally strong and resilient against tyranny, suffering and death.

Philosophy is not a skill shaped for popular appeal or for display; it does not consist of words but of deeds. It is not taken up to make sure the day passes with some enjoyment, to take the boredom out of leisure; it moulds and shapes the mind, arranges one’s life, controls one’s actions, points out what is to be done or avoided; it is seated at the helm and steers the course of those adrift among treacherous shoals. Without it no man can live without fear or anxiety; countless things occur each hour that need the advice which we must seek from philosophy. (16.3)

Philosophy may include technical aspects such as types of argument and syllogism (which he consistently ridicules and dismisses for its pedantry) but, far more importantly, Seneca sees ‘philosophy’ as a kind of mental fortress, a psychological redoubt:

So withdraw into philosophy as far as you may; she will protect you in her bosom and in her shrine you will be safe. (103.4)

In doing so, it can raise us above the level of mere mortals:

This is what philosophy promises me, to make me equal to a god. (48.11)

Slavery

As you might expect Seneca admonishes Lucilius to treat his slaves as equals because they are as human as you or I:

Kindly remember that he whom you call your slave sprang from the same stock, is smiled upon by the same skies, and on equal terms with yourself breathes, lives, and dies. It is just as possible for you to see in him a free-born man as for him to see in you a slave. (47.10)

But, just as predictably, Seneca doesn’t actually recommend actually freeing them. (In his introduction to the Penguin Classics edition of Juvenal’s Satires, Peter Green says this attitude was typical of Stoics: ‘[Juvenal] attacked wanton cruelty to slaves, but did not query the concept of slavery itself (another characteristically Stoic attitude.)] Introduction, page 23)

Letter 47 is fascinating for giving an extended description of the types of functions slaves performed in an aristocratic household and the brutal punishments they were liable to for the slightest infraction.

(It is a secondary consideration that in the long letter 90, a detailed list of the technical achievements and innovations which make up civilisation, Seneca despises them all and considers all of them – agriculture and irrigation and milling grain to make bread and architecture and glass windows and all the rest of it – only worthy of slaves and freedmen [who, apparently, largely made up the artisan class of Rome] and so far beneath an aristocrat like himself and his friend Lucilius. Aristocrats needed to rise above these slave occupations in order to practice the only thing worthwhile activity for humans, to cultivate the mind, perfect reason, acquire wisdom, so as to rise above passions and fear of death. That is the primary aim of the letter, but in order to make the point what comes over is a contempt for the artisan class, for engineers and innovators and craftsmen, which makes me dislike Seneca even more. His assumption is that all the achievements of the thousands of people who had perfected all aspects of civilisation and raised it to the luxurious heights of his day only matter insofar as they allow him to perfect his wonderful mind. It’s a privileged narcissism which is, in its own arrogant way, every bit as corrupt as the decadent court of the arch-egotist Nero.)

Self-help slogans

The book is stacked with improving and inspiring thoughts of the kind which have become over-familiar in the subsequent 2,000 years, particularly the last 50 years or so of self-help books.

  • I think it is the first proof of a stable mind to be able to pause and spend time with oneself. (2.1)
  • The best measure of wealth is to have what is necessary and the next best, is to have enough. (2.5)
  • The man at ease should take action, and the man at action should take ease. (5)
  • Who is well born? The man well set up by nature for virtue…it is the spirit that makes one noble. (44.5)
  • Nature made us teachable and gave us an imperfect reason but one which can be perfected. (50.11)

Although Seneca’s long porridgey paragraphs have the heavy feel of ‘philosophy’, the quality of the argumentation is often weak and many of the actual injunctions feel more like daytime TV, self-help guru-talk than Hegel or Hume. Once or twice he came close to the banal catchphrase mocked in the old TV sitcom, Some Mothers Do Have ‘Em: ‘Every day, in every way, I’m getting better and better.’

I rejoice that you are studying with perseverance and abandoning all else for this one thing, to make yourself a better man each day. (5.1)

Critique

As with all philosophy, and especially ‘moral’ philosophy, there is no end to the debate, discussion, critique and commentary which the Letters from a Stoic have spawned over the past 2,000 years. A handful of themes struck me:

1. Simplistic values

The most obvious, for me, is the extreme difference in the social context between Seneca and us and in particular his concept of negative life events. For Seneca a bad turn of events is an ever-present threat under the tyranny of imperial rule. It is associated with prison, torture, enslavement and all the other dire possibilities of life under arbitrary Roman emperors such as Nero. Thus there is a misleading simplicity to most of his meditations. When he imagines something bad, it’s being thrown into prison or tortured or executed by the emperor. The conception of negative life events which he uses to underpin his entire Stoic system is disconcertingly simple and extreme – exile, torture, death – and so the mental lesson he is teaching is concomitantly simplistic: prepare your mind to be strong and noble under torture or the threat of death (see the harping on about torture and death in letters 67 and 70).

But not many modern readers of the letters are going to have the same concerns – that they will thrown into prison, tortured or forced to commit suicide at the whim of a Roman emperor. The worst things I can imagine happening to me are: being in a life-changing accident i.e. becoming wheelchair-bound or having a stroke; being diagnosed with a terminal or life-changing illness; something bad happening to my loved ones, especially my children. But my day-to-day worries are more humdrum, recalcitrant, fiddly, frustrating: worried about my performance at work, this or that bit of the house needs maintenance, I’m worried about money, about not being able to pay my bills – fuel bills, heating bills, food bills.

I know Stoic thought can be applied to these modern circumstances i.e. I should try to cultivate mental detachment and resilience so I am ready to face bad events and rise above them. But the extremity and the simpleness of the situations Seneca describes and which form the basis of his entire philosophy (arbitrary arrest, torture, execution) rarely if ever occur in modern Western life and so all his much-repeated lessons rarely if at all apply to me. Modern life is more complex and multi-faceted than Seneca’s philosophy allows.

Seneca’s ‘philosophy’ is worth reading as an extremely vivid insight into the mindset of the Stoic classes during the tyranny of Nero but is, in my opinion, of limited use or value to modern readers leading modern lives.

2. Hypocrisy

I’ve just read Tacitus’s Annals where Seneca is described as being one of the richest men in Rome, with mansions as big as Nero’s and gardens even bigger, hundreds of servants, immense wealth in gold and assets. (In fact Seneca’s extreme wealth became proverbial to later generations: Juvenal’s tenth satire describes how Seneca, ‘grown too wealthy’ lost his magnificent gardens.) So it’s pretty ironic, knowing the man was a byword for obscene wealth, to read Seneca’s continual recommendation of the plain, simple life, eschewing pleasure and cultivating virtue. It’s easy advice for the ridiculously rich to give. The hypocrisy is summed up by a character in John Marston’s 1603 play, The Malcontent, which Watling quotes:

Out upon him! He writ of temperance and fortitude, yet lived like a voluptuous epicure and died like an effeminate coward. (The Malcontent, Act 3, scene 1, line 28)

Not quite accurate (Seneca definitely did not die ‘like an effeminate coward’) but the first half, the epicure accusation, has force. This point was epitomised, for me, in a throwaway remark of Seneca’s in a letter which is intended to be about exercise and physical frailty:

I have just returned from my ride. I am just as tired as if I had walked as far as I have been sitting. It is an effort to be carried for a long time, and I rather think the effort is greater because riding is contrary to nature. (55.1)

It is an effort to be carried for a long time. (In a sedan chair, presumably.) Well, what about the slaves who were doing the carrying? Bet it was a bit of an effort for them, too. Seneca’s writings cannot escape from the taint of the astonishing level of privilege enjoyed by his class in general, and the extraordinarily privileged lifestyle enjoyed by him – according to Tacitus the richest man in Rome – in particular.

3. How Christians appropriated Stoic rhetoric

Many of the lessons Seneca spells out to Lucilius are very familiar from the long tradition of Western moralists, from Erasmus, through Montaigne, on into the Enlightenment and then diffused out into the broader culture by thousands of Victorian moralists.

My mum used to tell us kids, ‘Moderation in everything’. You don’t need to read Seneca to already know half of his nostrums and tags. I suggest that much of it seems so familiar because Stoic teachings were taken over wholesale by the early Christians and formed the basis of much Christian everyday morality. Obviously not the bits specific to Christian theology (the Fall, Original Sin, the Crucifixion, the Resurrection etc) but the fundamental theist worldview is often indistinguishable from Christianity:

  • No one is worthy of God unless he despises possessions. (18.13)
  • God is near you, he is with you, he is within you. (41.1)
  • What is enough for God is not too little for masters. (47.18)
  • The place which God occupies in this universe is the place which mind occupies in man. (65.24)
  • God comes to men. Indeed, what is actually nearer, he comes into men. No mind is good without God. (73.16)
  • Whatever is good for us our God and father placed at hand. (110.10)

My point is that in the advice about day-to-day living, the Christians appropriated Stoic teachings so completely that the advice to Lucilius to cultivate the mind, avoid the crowd and their superficial entertainments, practice virtue, despise the knocks of Fortune and cultivate a contempt for death – all these are the familiar background hum of Christian morality, the subjects of hundreds of thousands of Sunday sermons and public lectures, recycled on radio phone-ins and daytime TV and millions of self-help columns in magazines and newspapers and books. Which explains why when we moderns come to read Seneca we are so rarely surprised and so often find his nostrums familiar and reassuring.

4. Repetition

Above all, like any good teacher, he repeats the same key points again and again, in different formulations, approached from different angles, but coming back again and again to the same fundamental idea: rise above the fortuitous events of your life; rise above all emotions and attachments; cultivate ‘philosophy’, which means a Buddhist detachment from everyone else and even from yourself; live with the idea of death so continually that it eventually presents no fears. And then you will have conquered yourself, your fear of death and you will be…free.

  • I am forcing my mind to focus on itself and not be distracted by outside events…The real calm is when a good state of mind unfolds. (56.6)
  • The wise man is full of joy, cheerful and calm, undisturbed. He lives on equal terms with the gods…The wise man’s mind is like the universe beyond the moon: there it is always fine and calm. (59.14)
  • Abandon those distractions which men have rushed to enjoy; abandon riches, which are either a danger or a burden to their possessors; leave the pleasures of body and mind, which soften and weaken you; abandon ambition, which is a bloated, hollow and windy condition with no limit. (84.11)
  • There is only one way the dawn can come: if a man takes in this knowledge of things human and divine and does not just sprinkle it over himself but but steeps himself in it; if he goes over the same things repeatedly (110.8)

But repetition is not argumentation. Despite Seneca using the word ‘philosophy’ all the time, this isn’t really philosophy at all. It is, as I’ve said, more like exhortation to a good frame of mind, moral uplift, encouragement to develop a tough attitude, therapy for the anxious, a self-help manual. And incredibly repetitive.

Unvexed by terrors and uncorrupted by pleasures we shall dread neither death nor the gods. We shall know that death is not an evil and the gods do not exist for evil. What harms us is as weak as what is harmed; the best things lack the power to harm. What awaits us, if we ever emerge from these dregs to the sublime and lofty region, is peace of mind and liberty free from the errors which have been driven out. What does that liberty consist of? Not fearing men or gods; wanting neither what is base nor excessive; having the greatest power over oneself. It is an incalculable good to become one’s own master. (75.17-18)

5. Family and friends

In nearly 300 pages of relentless insistence that we rise above all attachments and emotions, nowhere does he mention family (in just one letter, 104, he mentions his wife, Paulina).

Family was a very big thing indeed for noble Romans, so it’s a striking absence in the context of Seneca’s own time. But regarded as instructions for modern readers, his insistence on boiling your life right down to a relentless focus on cultivating your virtue and your indifference to death completely ignores the scores of relationships most people have in their lives, starting with their family.

Most modern therapy involves getting to grip with your childhood experiences and your relationship with your parents. But parents, spouses or children are completely absent from Seneca’s teachings. His Stoicism is an impressively selfish concern, in which he endlessly exhorts Lucilius to forget about everyone but himself, to focus on his own mind and anxiety of death etc, to think about no-one but me me me.

This makes his ‘philosophy’ inapplicable, in practice, to anyone who has parents, partners or children and really cares for them, is involved in their day-to-day wellbeing and, especially when it comes to children, to their little triumphs or setbacks. None of that for Stoic Seneca. He is in his study toughening up his mind by envisaging torture in every detail so as to be able to rise above it, when the time comes.

But it struck me that this deliberate ignoring of family sheds light on and helps to explain the humanistic obsession with friendship. Seneca’s letters on the importance of having one, key soulmate-level friend are one of the sources for the obsession with friendship which is a central theme of humanist writings from the 15th century onwards.

Friends know that they have everything in common…the true friendship which neither hope nor fear nor self-interest can sever, the friendship with which men die and for which they die. (6.2)

It’s possible to interpret this obsession with Perfect friendship as the Stoic replacing the messy, uncontrollable web of family relationships, with all its unpredictable ups and downs, with One Relationship with One Special Friend. To use the modern buzzword, it’s a very controlling approach. When you read the great humanist works on this subject (Cicero, Montaigne, Bacon) what comes over is that you are only going to meet one or two soulmates in your life and that you will become identical in interests and affections with this one special person. In a science fiction kind of way, you and the True Friend of humanist tradition will become one person.

So, to put it crudely, humanist teaching about friendship a) is a way of ducking the uncontrollable mess of family ties and responsibilities and b) ends up with you looking in a mirror. Solipsistic narcissism.

Horace

As Roman ‘moralists’ go, I prefer Horace. He’s lighter, funnier, his affable tone is more persuasive, more inspiring for me, than Seneca’s dour and relentless lecturing. Seneca sounds like the tutor he was:

I hereby order you to be slow in speaking. (40.14)

Whereas Horace sounds like a friend offering gentle advice:

Try not to guess what lies in the future, but,
As Fortune deals days, enter them into your
Life’s book as windfalls, credit items,
Gratefully…
(Horace, Odes, book 1, poem 9)

Seneca thinks of himself as embattled – quick! time is short! the enemy is at the door! focus on the essentials!

  • I am being besieged right now…the enemy is at our backs…I need a heroic spirit (49.9)
  • Fortune is waging war with me but I will not do what she orders, I will not accept the yoke. (51.8)
  • A real man prefers his sleep to be broken by a bugle than a chorus. (51.12)

This sense of the world as a battlefield, a fight, a struggle against countless enemies all trying to seduce your God-given soul, was inherited by Christianity. It dominates the letters of St Paul who wrote the most influential letters in Christendom, and used rhetoric similar to Seneca when he urged his followers to ‘fight the good fight’ (First letter to Timothy).

To understand Paul, we must grasp that he is at war, with the angels of heaven at his back. The Acts of the Apostles is, at its base, a power-struggle between Christ and Satan, wrenching whole peoples away from Satan’s grasp. (Jesus Walk Bible Studies)

In contrast to this worldview of unrelenting embattled paranoia, Horace writes a letter to a friend inviting him to come round and try the new wine they’ve just bottled on his estate. There’ll be other friends there, and they’ll stay up late together laughing and joking. Seneca’s remedy for the fickleness of human existence is to be continually, constantly thinking about death all the time.

Give me courage to meet hardships; make me calm in the face of the unavoidable…Say to me when I lie down to sleep: ‘You may not wake again!’ And when I have waked: ‘You may not go to sleep again!’ Say to me when I go forth from my house: ‘You may not return!’ And when I return: ‘You may never go forth again!’

Well, you may win the lottery this weekend. You may run down the escalator and bump into the woman of your dreams. If you start speculating about things which may happen, the sky’s the limit. In which case – why focus only on the bad things which ‘may’ happen. Lovely things ‘may’ happen, too. Pondering Seneca’s use of the conditional to dwell only on the most extreme negative outcomes (torture, execution) makes the reader realise how much he is obsessed with the dark side of life, and so insists that we be brutally harsh with ourselves:

  • Cast out whatever desires are lacerating your heart and if they cannot be pulled out any other way then you must tear out your heart with them. In particular, uproot pleasures and treat them with absolute loathing. (51.13)
  • We believe pleasure is a moral failing…Pleasure is a shameful thing. (59.1-2)

What a stupid attitude. Horace has an equally frank acceptance of how time is limited and we are hurrying towards our deaths, but he draws the exact opposite conclusion, which is: carpe diem, enjoy the moment. Instead of considering yourself under siege from wicked temptations so that you have to harden your heart against all affection, think of life as a blessing, bless every moment it brings you, and savour the fleeting pleasures. Horace gets my vote.

Last word to Martial

Martial book 11, epigram 56, begins, in the translation by James Michie:

Because you glorify death, old Stoic,
Don’t expect me to admire you as heroic…

And ends ten lines later:

It’s easy to despise life when things go wrong;
The true hero endures much, and long.


Credit

Selected Letters of Seneca, translated and introduced by Elaine Fantham, was published as an Oxford University Press paperback in 2010. All quotes are from this edition.

Related links

Roman reviews

The way things are by Lucretius translated by Rolfe Humphries (1969)

I try to learn about the way things are
And set my findings down in Latin verse.

(Book IV, lines 968 and 969)

This is a hugely enjoyable translation of Lucretius’s epic poem De rerum natura which literally translates as ‘On the nature of things’. Fluent, full of force and vigour, it captures not only the argumentative, didactic nature of the poem but dresses it in consistently fine phrasing. It has an attractive variety of tones, from the lofty and heroic to the accessible and demotic, sometimes sounding like Milton:

Time brings everything
Little by little to the shores of light
By grace of art and reason, till we see
All things illuminate each other’s rise
Up to the pinnacles of loftiness.

(Book V, final lines, 1,453 to 1,457)

Sometimes technocratic and scientific:

We had better have some principle
In our discussion of celestial ways,
Under what system both the sun and moon
Wheel in their courses, and what impulse moves
Events on earth.

(Book I lines 130 to 135)

Sometimes like the guy sitting next to you at the bar:

I keep you waiting with my promises;
We’d best be getting on.

(Book V, lines 95 and 96)

Sometimes slipping in slangy phrases for the hell of it:

What once was too-much-feared becomes in time
The what-we-love-to-stomp-on.

(Book V, lines 1,140 and 1,141)

Titus Lucretius Carus

Lucretius was a Roman poet and philosopher who lived from about 99 to about 55 BC. Not much is known about him. His only known work is the philosophical poem De rerum natura, a didactic epic poem of some 7,500 lines, written entirely to promote the abstract philosophy of Epicureanism. No heroes, no gods, no battles, no epic speeches. Just 7,500 lines comprehensively describing Epicurus’s atomic materialism and his ‘scientific’, rationalist worldview.

The title is usually translated into English as On the Nature of Things. It is a mark of Rolfe Humphries’ attractive contrariness that he drops the almost universally used English title in favour of the slightly more confrontational and all-encompassing The ways things are. He himself in his preface describes this title as ‘simple, forthright, insistent, peremptory’. Peremptory. Nice word. Like so much else in his translation, it feels instantly right.

The various modern translations

In the past few months I’ve had bad experiences with both Oxford University Press and Penguin translations of Latin classics. I thought the Penguin translation of Sallust by A.J. Woodman was clotted, eccentric and misleading. But I also disliked the OUP translation of Caesar’s Gallic Wars by Carolyn Hammond, which I bought brand new but disliked her way with English in just the introduction before I’d even begun the text, so that I ended up abandoning her for the more fluent 1951 Penguin translation by S.A Handford (which also features a useful introduction by Jane Gardner, who comes over as intelligent and witty in a way Hammond simply isn’t).

Shopping around for an English translation of Lucretius, I was not impressed by the snippets of either the Penguin or OUP translations which are available on Amazon. It was only when I went further down the list and read the paragraph or so of Rolfe Humphries’ translation which is quoted in the sales blurb that I was immediately gripped and persuaded to cough up a tenner to buy it on the spot.

I knew an OUP edition would be festooned with notes, many of which would be insultingly obvious (Rome is the capital city of Italy, Julius Caesar was the great Roman general who blah blah blah). Humphries’ edition certainly has notes but only 18 pages of them tucked right at the very back of the text (there’s no list of names or index). And there’s no indication of them in the actual body text, no asterisks or superscript numbers to distract the reader, to make you continually stop and turn to the end notes section.

Instead the minimal annotation is part of Humphries’ strategy to hit you right between the eyes straightaway with the power and soaring eloquence of this epic poem, to present it as one continuous and overwhelming reading experience, without footling distractions and interruptions. Good call, very good call.

[Most epics are about heroes, myths and legends, from Homer and Virgil through Beowulf and Paradise Lost. Insofar as it is about the nature of the universe i.e. sees things on a vast scale, The way things are is comparable in scope and rhetoric with Paradise Lost and frequently reaches for a similar lofty tone, but unlike all those other epic poems it doesn’t have heroes and villains, gods and demons, in fact it has no human protagonists at all. In his introduction, Burton Feldman suggests the only protagonist is intelligence, the mind of man in quest of reality, seeking a detached lucid contemplation of the ways things are. On reflection I think that’s wrong. This description is more appropriate for Wordsworth’s epic poem on the growth and development of the poet’s mind, The Prelude. There’s a stronger case for arguing that the ‘hero’ of the poem is Epicurus, subject of no fewer than three sutained passages of inflated praise. But ultimately surely the protagonist of The way things are is the universe itself, or Lucretius’s materialistic conception of it. The ‘hero’ is the extraordinary world around us which he seeks to explain in solely rationalist, materialist way.]

Epicurus’s message of reassurance

It was a grind reading Cicero’s On the nature of the gods but one thing came over very clearly (mainly from the long, excellent introduction by J.M. Ross). That Epicurus’s philosophy was designed to allay anxiety and fear.

Epicurus identified two causes of stress and anxiety in human beings: fear of death and fear of the gods (meaning their irrational, unpredictable interventions in human lives so). So Epicurus devised a system of belief based on ‘atomic materialism’, on a view of the universe as consisting of an infinite number of atoms continually combining in orderly and predictable ways according to immutable laws, designed to banish those fears and anxieties forever.

If men could see this clearly, follow it
With proper reasoning, their minds would be
Free of great agony and fear

(Book III, lines 907-909)

Irrelevant though a 2,000 year old pseudo-scientific theory may initially sound, it has massive consequences and most of the poem is devoted to explaining Epicurus’s materialistic atomism (or atomistic materialism) and its implications.

Epicurus’s atomic theory

The central premise of Epicureanism is its atomic theory, which consists of two parts:

  1. Nothing comes of nothing.
  2. Nothing can be reduced to nothing.

The basic building blocks of nature are constant in quantity, uncreated and indestructible, for all intents and purposes, eternal. Therefore, everything in nature is generated from these elementary building blocks through natural processes, is generated, grows, thrives, decays, dies and decomposes into its constituent elements. But the sum total of matter in the universe remains fixed and unalterable.

Once we have seen that Nothing comes of nothing,
We shall perceive with greater clarity
What we are looking for, whence each thing comes,
How things are caused, and no ‘gods’ will’ about it!

It may sound trivial or peripheral, but what follows from this premise is that nature is filled from top to bottom with order and predictability. There cannot be wonders, freak incidents, arbitrary acts of god and so on. The unpredictable intervention of gods is abolished and replaced by a vision of a calm, ordered world acting according to natural laws and so – There is no need for stress and anxiety.

Because if no new matter can be created, if the universe is made of atoms combining into larger entities based on fixed and predictable laws, then two things follow.

Number One, There are no gods and they certainly do not suddenly interfere with human activities. In other words, nobody should be afraid of the wrath or revenge of the gods because in Epicurus’s mechanistic universe such a thing is nonsensical.

Holding this knowledge, you can’t help but see
That nature has no tyrants over her,
But always acts of her own will; she has
No part of any godhead whatsoever.

(Book II, lines 1,192 to 1,195)

And the second consequence is a purely mechanistic explanation of death. When we, or any living thing, dies, its body decomposes back into its constituent atoms. There is no state of death, there is no soul or spirit, and so there is no afterlife in which humans will be punished or rewarded. We will not experience death, because all the functioning of our bodies, including perception and thought, will all be over, with no spirit or soul lingering on.

Therefore: no need for ‘the silly, vain, ridiculous fear of gods’ (III, 982), no need to fear death, no need to fear punishment in some afterlife. Instead, we must live by the light of the mind and rational knowledge.

Our terrors and our darknesses of mind
Must be dispelled, not by the sunshine’s rays,
Not by those shining arrows of the light,
But by insight into nature, and a scheme
Of systematic contemplation.

(Book I, lines 146 to 150)

Interestingly Lucretius likes this phrase so much that he repeats it verbatim at Book II, lines 57 to 61, at Book III, lines 118 to 112, and Book VI, lines 42 to 45. Like all good teachers he knows the essence of education is repetition.

Epicurus the god

The radicalness of this anti-religious materialist philosophy explains why, early in Book I, Lucretius praises Epicurus extravagantly. He lauds him as the man whose imagination ranged the lengths of the universe, penetrated into the secrets of its origin and nature, and returned to free the human race from bondage. One man alone, Epicurus, set us free by enquiring more deeply into the nature of things than any man before him and so springing ‘the tight-barred gates of Nature’s hold asunder’.

Epicureanism is as much as ‘religious’ experience as a rational philosophy and Lucretius’s references to Epicurus in the poem could almost be hymns to Christ from a Christian epic. They are full of more than awe, of reverence and almost worship. (Book I 66ff, Book II, Book III 1042, opening of Book V).

He was a god, a god indeed, who first
Found a new life-scheme, a system, a design
Now known as Wisdom or Philosophy…

He seems to us, by absolute right, a god
From whom, distributed through all the world,
Come those dear consolations of the mind,
That precious balm of spirit.

(Book V, lines 11 to 13 and 25 to 28)

Lucretius’s idolisation of Epicurus just about stops short of actual worship because Religion is the enemy. Organised religion is what keeps people in fear of the gods and makes their lives a misery. Epicurus’s aim was to liberate mankind from the oppression and wickedness into which Religious belief, superstition and fanatacism all too often lead it.

Religion the enemy of freedom

Lucretius loathes and detests organised Religion. It oppresses everyone, imposing ludicrous fictions and superstitions about divine intervention and divine punishment. Nonsense designed to oppress and quell the population.

I teach great things.
I try to loose men’s spirits from the ties,
Tight knotted, which religion binds around them.

(Book I, lines 930 to 932)

As a vivid example of the way Religion always stands with evil he gives the story of Agamemnon being told by soothsayers to sacrifice his own daughter, Iphigeneia, to appease the gods, to calm the seas, so that the fleet of 1,000 Greek ships can sail from Greece to Troy. Could you conceive a worse example of the wicked behaviour religious belief can lead people into.

Too many times
Religion mothers crime and wickedness…
A mighty counsellor, Religion stood
With all that power for wickedness.

(Book I, lines 83 to 84 and 99 to 100)

Epicureanism and Stoicism in their social context

I need your full attention. Listen well!

(Book VI, line 916)

The notes to the book were written by Professor George Strodach. Like the notes in H.H. Scullard’s classic history of Republican Rome, Strodach’s notes are not the frequent little factoids you so often find in Penguin or OUP editions (Democritus was born in Thrace around 460 BC etc), but fewer in number and longer, amounting to interesting essays in their own right.

Among several really interesting points, he tells us that after Alexander the Great conquered the Greek city states in the late 4th century (320s BC) many of those city states decayed in power and influence and their citizens felt deprived of the civic framework which previously gave their lives meaning. To fill this void there arose two competing ‘salvation ideologies, Stoicism and Epicureanism. Each offered their devotees a meaningful way of life plus a rational and fully worked out account of the world as a whole. In both cases the worldview is the groundwork for ‘the therapy of dislocated and unhappy souls’. In each, the sick soul of the initiate must first of all learn the nature of reality before it can take steps towards leading the good life.

Lucretius’ long poem is by way of leading the novice step by step deeper into a worldview which, once adopted, is designed to help him or her conquer anxiety and achieve peace of mind by abandoning the chains of superstitious religious belief and coming to a full and complete understanding of the scientific, materialistic view of the way things are.

There’s no good life
No blessedness, without a mind made clear,
A spirit purged of error.

(Book V, lines 23 to 25)

Very didactic

Hence the poem’s extreme didacticism. It is not so much a long lecture (thought it often sounds like it) as a prolonged initiation into the worldview of the cult of Epicurus, addressed to one person, Lucretius’s sponsor Gaius Memmius, but designed to be used by anyone who can read.

Pay attention!…
Just remember this…

(Book II, lines 66 and 90)

Hence the didactic lecturing tone throughout, which tells the reader to listen up, pay attention, focus, remember what he said earlier, lays out a lesson plan, and then proceeds systematically from point to point.

I shall begin
With a discussion of the scheme of things
As it regards the heaven and powers above,
Then I shall state the origin of things,
The seeds from which nature creates all things,
Bids them increase and multiply; in turn,
How she resolves them to their elements
After their course is run.

(Book I, lines 54 to 57)

The poem is littered with reminders that it is one long argument, that Lucretius is making a case. He repeatedly tells Memmius to pay attention, to follow the thread of his argument, not to get distracted by common fears or misapprehensions, and takes time to rubbish the theories of rivals.

Now pay heed! I have more to say…

(Book III, line 136)

The poem amounts to a very long lecture.

If you know this,
It only takes a very little trouble
To learn the rest: the lessons, one by one,
Brighten each other, no dark night will keep you,
Pathless, astray, from ultimate vision and light,
All things illumined in each other’s radiance.

And it’s quite funny, the (fairly regular) moments when he insists that he’s told us the same thing over and over again, like a schoolteacher starting to be irritated by his pupils’ obtuseness:

  • I have said this many, many times already
  • I am almost tired of saying (III, 692)
  • as I have told you all too many times (IV, 673)
  • Be attentive now. (IV, 878)
  • I have said this over and over, many times. (IV, 1,210)
  • This I’ve said before (VI, 175)
  • Don’t be impatient. Listen! (VI, 244)
  • Remember/Never forget this! (VI, 653 to 654)
  • As I have said before… (VI, 770)
  • Once again/I hammer home this axiom… (VI, 938)

The good life

Contrary to popular belief the Epicureans did not promote a hedonistic life of pleasure. Their aim was negative: the good life is one which is, as far as possible, free from bodily pains and mental anxiety. They deprecated the competitive and acquisitive values so prevalent in first century BC Roman society:

The strife of wits, the wars for precedence,
The everlasting struggle, night and day
To win towards heights of wealth and power.

(Book II, lines 13 to 15)

What vanity!
To struggle towards the top, toward honour’s height
They made the way a foul and deadly road,
And when they reached the summit, down they came
Like thunderbolts, for Envy strikes men down
Like thunderbolts, into most loathsome Hell…
…let others sweat themselves
Into exhaustion, jamming that defile
They call ambition…

(Book V, lines 1,124 to 1,130 and 1,134 to 1,136)

Instead the Epicureans promoted withdrawal from all that and the spousal of extreme simplicity of living.

Whereas, if man would regulate his life
With proper wisdom, he would know that wealth,
The greatest wealth, is living modestly,
Serene, content with little.

(Book V, lines 1,117 to 1,120)

This much I think I can, and do, assert:
That our perverse vestigial native ways
Are small enough for reason to dispel
So that it lies within our power to live
Lives worthy of the gods.

This kind of life is challenging to achieve by yourself which is why the Epicureans were noted for setting up small communities of shared values. (See what I mean by the disarmingly open but powerful eloquence of Humphries’ style.)

If man would regulate his life
With proper wisdom, he would know that wealth,
The greatest wealth, is living modestly,
Serene, content with little.

(Book V, 1,118 to 1,121)

Shortcomings of Latin

Lucretius repeatedly points out that it is difficult to write about philosophy in Latin because it doesn’t have the words, the terminology or the traditions which have developed them, unlike the Greeks.

I know
New terms must be invented, since our tongue
Is poor and this material is new.

The poverty of our speech, our native tongue,
Makes it hard for me to say exactly how
These basic elements mingle…

(Book III, lines 293-295)

Interesting because this is the exact same point Cicero makes in the De rerum deorum. Cicero, in his books and letters made clear that his philosophical works as a whole have the aim of importing the best Greek thinking into Latin and, as part of the process, creating new Latin words or adapting old ones to translate the sophisticated philosophical terminology which the Greeks had spent centuries developing.

The really miraculous thing is that Humphries captures all this, or has written an English poem which is actually worth reading as poetry. ‘I

for your sake, Memmius,
Have wanted to explain the way things are
Turning the taste of honey into sound
As musical, as golden, so that I
May hold your mind with poetry, while you
Are learning all about that form, that pattern,
And see its usefulness.

(Book IV, lines 19 to 25)

Synopis

Book 1 (1,117 lines)

– Introduction

– hymn to Venus, metaphorical symbol of the creative urge in all life forms

– address to the poet’s patron, Memmius

– the two basic postulates of atomism, namely: nothing comes of nothing and the basic building blocks of the universe, atoms, cannot be destroyed

– the importance of void or space between atoms which allows movement

– everything else, all human history, even time itself, are by-products or accidents of the basic interplay of atoms and void

– on the characteristics of atoms

– a refutation of rival theories, of Heraclitus (all things are made of fire), Empedocles (set no limit to the smallness of things), the Stoics (who believe everything is made up of mixtures of the 4 elements) and Anaxagoras (who believed everything was made up of miniature versions of itself) – all comprehensively rubbished

– the infinity of matter and space

Book 2 (1,174 lines)

– the good life is living free from care, fear or anxiety

– varieties of atomic motion namely endless falling through infinite space; atoms travel faster than light

– the atomic swerve and its consequences i.e. it is a slight swerve in the endless downward fall of atoms through infinite space which begins the process of clustering and accumulation which leads to matter which leads, eventually, to the universe we see around us

– how free will is the result of a similar kind of ‘swerve’ in our mechanistic lives

– the conservation of energy

– the variety of atomic shapes and the effects of these on sensation

– atoms themselves have no secondary qualities such as colour, temperature and so on

– there is an infinite number of worlds, all formed purely mechanically i.e. no divine intervention required

– there are gods, as there are men, but they are serenely indifferent to us and our lives: in Epicurus’s worldview, the so-called gods are really just moral exemplars of lives lived with complete detachment, calm and peace (what the Greeks called ataraxia)

to think that gods
Have organised all things for the sake of men
Is nothing but a lot of foolishness. (II, 14-176)

– all things decay and our times are degraded since the golden age (‘The past was better, infinitely so’)

That all things, little by little, waste away
As time’s erosion crumbles them to doom.

Book III (1,094 lines)

– Epicurus as therapist of the soul – this passage, along with other hymns of praise to the great man scattered through the poem, make it clear that Epicurus was more than a philosopher but the founder of a cult whose devotees exalted him

– the fear of hell as the root cause of all human vices

– the material nature of mind and soul – their interaction and relation to the body – spirit is made of atoms like everything else, but much smaller than ‘body atoms’, and rarer, and finely intricated

– rebuttal of Democritus’s theory of how atoms of body and spirit interact (he thought they formed a chains of alternating body and spirit atoms)

– descriptions of bodily ailments (such as epilepsy) and mental ailments( such as fear or depression) as both showing the intimate link between body and spirit

– an extended passage arguing why the spirit or soul is intimately linked with the body so that when one dies, the other dies with it

– the soul is not immortal – therefore there is no ‘transmigration of souls’; a soul which was in someone else for their lifetime does not leave their body upon their death and enter that of the nearest newly-conceived foetus – he ridicules this belief by envisioning the souls waiting in a queue hovering around an egg about to be impregnated by a sperm and all vying to be the soul that enters the new life

– the soul is not immortal – being made of atoms it disintegrates like the body from the moment of death (in lines 417 to 820 Lucretius states no fewer than 26 proofs of the mortality of the soul: Strodach groups them into 1. proofs from the material make-up of the soul; proofs from diseases and their cures; 3. proofs from the parallelism of body and soul; 4. proofs from the various logical absurdities inherent in believing the soul could exist independently of the body)

– therefore, Death is nothing to us

– vivid descriptions of types of people and social situations (at funerals, at banquets) at which people’s wrong understanding of the way things are makes them miserable

Book IV (1,287 lines)

– the poet’s task is to teach

Because I teach great things, because I strive
To free the spirit, give the mind release
From the constrictions of religious fear…

(Book IV, lines 8 to 10)

– atomic images or films: these are like an invisible skin or film shed from the surfaces of all objects, very fine, passing through the air, through glass – this is his explanation of how sight and smell work, our senses detect these microscopic films of things which are passing through the air all around us

– all our sensations are caused by these atomic images

all knowledge is based on the senses; rejecting the evidence of the senses in favour of ideas and theories leads to nonsense, ‘a road to ruin’. Strodach calls this ‘extreme empiricism’ and contrast it with the two other ancient philosophies, Platonism which rejected the fragile knowledge of the senses and erected knowledge on the basis of maths and logic; and Scepticism, which said both mind and body can be wrong, so we have to go on probabilities and experience

– his explanations of sight, hearing and taste are colourful, imaginative, full of interesting examples, and completely wrong

– how we think, based on the theory of ‘images’ derived by the impression of atomic ‘skins’ through our senses; it seems wildly wrong, giving the impression that ‘thought’ is the almost accidental combination of these atomistic images in among the finer textured atoms of the mind

– a review of related topics of human experience, including movement, sleep and dreams, the latter produced when fragments of atomistic images are assembled by the perceiving mind when it is asleep, passive and undirected

– an extended passage ridiculing romantic love which moves on to theory about sex and reproduction, namely that the next generation are a mix of material from each parent, with a load of old wives’ tales about which position to adopt to get pregnant, and the sex or characteristics of offspring derive from the vigour and other characteristics of the parents. Lucretius tries to give a scientific explanation of the many aspects of sex and reproduction which, since he lacked all science, come over as folk myths. But he is a card carrying Epicurean and believes the whole point of life is to avoid anxiety, stress and discombobulation and so, logically enough, despises and ridicules sex and love.

Book V (1,457 lines)

– Epicurus as revealer of philosophical wisdom and healer

– the world is mortal, its origin is mechanical not divine

– astronomical questions

– the origin of vegetable, animal and human life

– an extended passage describing the rise of man from lying under bushes in a state of nature through the creation of tribes, then cities – the origin of civilisation, including the invention of kings and hierarchies, the discovery of fire, how to use metals and weave clothes, the invention of language and law and, alas, the development of Religion to awe and terrify ourselves with

This book is the longest and also the weakest, in that Lucretius reveals his woeful ignorance about a whole raft of scientific issues. He thinks the earth is at the centre of the universe and the moon, sun, planets and stars all circle round it. He thinks the earth is a flat surface and the moon and the sun disappear underneath it. He thinks the sun, moon and stars are moved by the wind. He thinks all animals and other life forms were given birth by the earth, and that maggots and worms are generated from soil. In her early days the earth gave birth to all kinds of life forms but this no longer happens because she is tired out. Lucretius is anti-evolutionary in the way he thinks animals and plants and man came into being with abilities fully formed (the eye, nose, hand) and only then found uses for them, rather than the modern view that even slight, rudimentary fingers, hands, sense of smell, taste, sight, would convey evolutionary advantage on their possessors which tend to encourage their development over successive generations.

I appreciate that Lucretius was trying his best to give an objective, rational and unsupernatural account of all aspects of reality. I understand that although his account of the origins of lightning and thunder may be wildly incorrect (clouds contain particles of fire) his aim was worthy and forward looking – to substitute a rational materialistic account for the absurdly anthropocentric, superstitious, god-fearing superstitions of his day, by which people thought lightning and thunder betokened the anger of the gods. He had very good intentions.

But these good intentions don’t stop the majority of his account from being ignorant tripe. Well intention and asking the right questions (what causes rain, what causes thunder, what is lightning, what is magnetism) and trying hard to devise rational answers to them. But wrong about almost everything.

Reading it makes you realise what enormous events the invention of the telescope and the microscope were, both around 1600, Galileo’s proof that the earth orbits round the sun a decade later, the discovery of the circulation of the blood in the 1620s, Newton’s theory of gravity in the 1680s, the discovery of electricity around 1800, the theory of evolution in the 1850s, the germ theory of the 1880s and, well, all of modern science.

Reading Lucretius, like reading all the ancients and medieval authors, is to engage with intelligent, learned, observant and sensitive people who knew absolutely nothing about how the world works, what causes natural phenomena, how living organisms came about and evolved, next to nothing about astronomy, geography, geology, biology, physics, chemistry or any of the natural sciences. Their appeal is their eloquence, the beauty of their language and the beguilingness of their fairy tales.

And of course, the scientific worldview is always provisional. It may turn out that everything we believe is wrong and about to be turned upside down by new discoveries and paradigm shifts., It’s happened before.

Book VI (1,286 lines)

– another hymn to Epicurus and his godlike wisdom

…he cleansed
Our hearts by words of truth; he put an end
To greed and fears; he showed the highest good
Toward which we all are aiming, showed the way…

(Book VI, lines 22 to 25)

– meteorology: thunder, lightning because the clouds contain gold and seeds of fire, waterspouts

– geological phenomena: earthquakes, volcanic eruptions, clouds, rain, why the sea never overflows considering all the rivers running into it, the inundation of the Nile

– why noxious things oppress humanity; pigs hate perfume but love mud!

– four pages about magnetism, noticing and describing many aspects of it but completely wrong about what it is and how it works

– disease, plague and pestilence, which he thinks derive from motes and mist which is in the right ballpark

The odd thing about the entire poem is that it leads up, not to an inspiring vision of the Good Life lived free of anxiety in some ideal Epicurean community, but to a sustained and harrowing description of the great plague which devastated Athens during the second year of the Peloponnesian War (430 BC). For four pages the poet lays on detail after detail of the great plague, the symptoms, the horrible suffering and death, its spread, social breakdown, streets full of rotting corpses. And then – it just ends. Stops. Not quite in mid-sentence, but certainly in mid-flow.

The abruptness of this unexpected ending has led many commentators to speculate that Lucretius intended to write a seventh book, which would have been devoted to religion, theology, ethics and led up to the hymn to the Good Life everyone was expecting. I agree. Throughout the poem he is chatty, badgering the reader, telling us he’s embarking on a new subject, repeating things he’s said before, haranguing and nagging us. For the text to just end in the middle of describing men fighting over whose family members will be burned on funeral pyres is macabre and weird. Here are the very last lines:

Everyone in grief
Buried his own whatever way he could
Amid the general panic. Sudden need
And poverty persuaded men to use
Horrible makeshifts; howling, they would place
Their dead on pyres prepared for other men’
Apply the torches, maim and bleed and brawl
To keep the corpses from abandonment.

(Book VI, lines 1,279 to 1,286)

It must be unfinished.

Thoughts

1. The philosophy

I’m very attracted by Epicurus’s thought, as propounded here and in Cicero’s De natura deorum. After a long and sometimes troubled life I very much want to achieve a state of ataraxia i.e. freedom from mental disturbances. However, there seems to me a very big flaw at the heart of Epicureanism. One of the two cardinal fears addressed is fear of the gods, in the sense of fear of their arbitrary intervention in our lives unless we endlessly propitiate these angry entities with sacrifices and processions and whatnot. This fear of punishment and retribution is said to be one of the principle sources of anxiety in people.

Except that this isn’t really true. I live in a society, England, which in 2022 is predominantly godless. Real believers in actual gods are in a distinct minority. And yet mental illnesses, including depression and ‘generalised anxiety disorder’, are more prevalent than ever before, afflicting up to a quarter of the population annually.

It felt to me throughout the poem that accusing religious belief in gods as the principle or sole cause of anxiety and unhappiness is so wide of the mark as to make it useless. Even in a godless world, all humans are still susceptible to utterly random accidents, to a whole range of unfortunate blows, from being diagnosed with cancer to getting hit by a bus, losing your job, losing your house, losing your partner. We are vulnerable to thousands of incidents and accidents which could affect us very adversely and it is not at all irrational to be aware of them, and it is very hard indeed not to worry about them, particularly if you actually do lose your job, your house, your partner, your children, your parents etc.

The idea that human beings waste a lot of time in fear and anxiety and stress and worry is spot on. So the notion that removing this fear and anxiety and stress and worry would be a good thing is laudable. And Epicurus’s argument against the fear of death (death is the end of mind and body both; therefore it is pointless worrying about it because you won’t feel it; it is less than nothing) is still relevant, powerful and potentially helpful.

But the idea that you can alleviate anxiety do that by disproving the existence of ‘gods’ is, alas, completely irrelevant to the real causes of the problem, which have endured long after any ‘fear of the gods’ has evaporated and so is of no practical help at all. All Epicurus and Lucretius’s arguments in this area, fluent and enjoyable though they are, are of purely academic or historical interest. Sadly.

2. The poem

Cicero’s De rerum natura was a hard read because of the unrelentingness of the arguments, many of which seemed really stupid or petty. The way things are, on the contrary, is an amazingly enjoyable read because of the rhythm and pacing and phrasing of the poem.

Lucretius is just as argumentative as Cicero i.e. the poem is packed with arguments following pell mell one after the other (‘Moreover…one more point…furthermore…In addition…’) but this alternates with, or is embedded in, descriptions of human nature, of the world and people around us, and of the make-up of the universe, which are both attractive and interesting in themselves, and also provide a sense of rhythm, changes of subject and pace, to the poem.

Amazingly, although the subject matter is pretty mono-minded and Lucretius is banging on and on about essentially the same thing, the poem itself manages never to be monotonous. I kept reading and rereading entire pages just for the pleasure of the words and phrasing. This is one of the, if not the, most enjoyable classical text I’ve read. And a huge part of that is, I think, down to Humphries’s adeptness as a poet.

Comparison with the Penguin edition

As it happened, just after I finished reading the Humphries translation I came across the 2007 Penguin edition of the poem in a local charity shop and snapped it up for £2. It’s titled The Nature of Things and contains a translation by A.E. Stallings with an introduction and notes by Richard Jenkyns.

Textual apparatus

As you’d expect from Penguin, it’s a much more traditional layout, including not only the translation but an introduction, further reading, an explanation of the style and metre of the translation, 22 pages of factual notes at the end (exactly the kind of fussy, mostly distracting notes the Humphries edition avoids), and a glossary of names.

In addition it has two useful features: the text includes line numberings, given next to every tenth line. It’s a feature of the Humphries version that it’s kept as plain and stripped down as possible with no indication of lines except at the top of the page, so if you want to know which line you’re looking at you have to manually count from the top line downwards. Trivial but irritating.

The other handy thing about the Penguin edition is it gives each of the books a title, absent in the original and Humphries. Again, no biggy, but useful.

  • Book I – Matter and Void
  • Book II – The Dance of Atoms
  • Book III – Mortality and the Soul
  • Book IV – The Senses
  • Book V – Cosmos and Civilisation
  • Book VI – Weather and the Earth

New things I learned from Richard Jenkyns’ introduction were:

Epicurus’s own writings are austere and he was said to disapprove of poetry. Lucretius’s achievement, and what makes his poem so great, was the tremendous depth of lyric feeling he brought to the, potentially very dry, subject matter. He doesn’t just report Epicurus’s philosophy, he infuses it with passion, conviction and new levels of meaning.

This, for Jenkyns, explains a paradox which has bugged scholars, namely why a poem expounding a philosophy which is fiercely anti-religion, opens with a big Hymn to Venus. It’s because Venus is a metaphor for the underlying unity of everything which is implicit in Epicurus’s teaching that there is no spirit, no soul, nothing but atoms in various combinations and this means we are all united in the bounty of nature.

The opponents of Epicureanism commonly treated it as a dull, drab creed; Lucretius’ assertion is that, rightly apprehended, it is beautiful, majestic and inspiring. (p.xviii)

Lucretius’s was very influential on the leading poet of the next generation, Virgil, who assimilated his soaring tone.

The passages praising Epicurus are strategically place throughout the poem, much as invocations of the muses open key books in the traditional classical epic.

Jenkyns points out that Lucretius’s tone varies quite a bit, notable for much soaring rhetoric but also including invective and diatribe, knockabout abuse of rival philosophers, sometimes robustly humorous, sometimes sweetly domestic, sometimes focusing on random observations about everyday life, then soaring into speculation about the stars and the planets. But everything is driven by and reverts to, a tone of impassioned communication. He has seen the light and he is desperate to share it with everyone. It is an evangelical poem.

Stalling’s translation

Quite separate from Jenkyns’s introduction, Stalling gives a 5-page explanation of the thinking behind her translation. The obvious and overwhelming differences are that her version rhymes, and is in very long lines which she calls fourteeners. To be precise she decided to translate Lucretius’s Latin dactylic hexameters into English rhyming heptameters, where heptameter means a line having seven ‘feet’ or beats. What does that mean in practice? Well, count the number of beats in each of these lines. The first line is tricky so I’ve bolded the syllables I think need emphasising:

Life-stirring Venus, Mother of Aeneas and of Rome,
Pleasure of men and gods, you make all things beneath the dome
Of sliding constellations teem, you throng the fruited earth
And the ship-freighted sea – for every species comes to birth
Conceived through you, and rises forth and gazes on the light.
The winds flee from you, Goddess, your arrival puts to flight
The clouds of heaven. For you, the crafty earth contrives sweet flowers,
For you, the oceans laugh, the sky grows peaceful after showers…

(Book I, lines 1 to 8)

Stalling concedes that the standard form for translating foreign poetry is probably loose unrhymed pentameters, with five beats per line – exactly the metre Humphries uses:

Creatress, mother of the Roman line,
Dear Venus, joy of earth and joy of heaven,
All things that live below that heraldry
Of star and planet, whose processional
Moves ever slow and solemn over us,
All things conceived, all things that face the light
In their bright visit, the grain-bearing fields,
The marinered ocean, where the wind and cloud
Are quiet in your presence – all proclaim
Your gift, without which they are nothingness.

Clearly Humphries’ unrhymed pentameters have a much more light and airy feel. They also allow for snazzy phrasing – I like ‘marinered ocean’, a bit contrived, but still stylish. Or take Humphries’ opening of Book III:

O glory of the Greeks, the first to raise
The shining light out of tremendous dark
Illumining the blessings of our life
You are the one I follow. In your steps
I tread, not as a rival, but for love
Of your example. Does the swallow vie
With swans? Do wobbly-legged little goats
Compete in strength and speed with thoroughbreds?

Now Stalling:

You, who first amidst such thick gloom could raise up so bright
A lantern, bringing everything that’s good in life to light,
You I follow, Glory of the Greeks, and place my feet,
Within your footsteps. Not because I would compete
With you, but for the sake of love, because I long to follow
And long to emulate you. After all, why would a swallow
Strive with swans? How can a kid with legs that wobble catch
Up with the gallop of a horse? – the race would be no match.

Stalling makes the point that the heptameter has, since the early Renaissance, been associated with ballads and with narrative and so is suited to a long didactic poem. Arthur Golding used it in his 1567 translation of Ovid’s Metamorphoses and George Chapman in his 1611 translation of the Iliad. Stalling hopes the ‘old fashioned rhythm and ring’ of her fourteeners will, implicitly, convey ‘something of the archaic flavour of Lucretius’s Latin’ (p.xxvi).

OK, let’s look at the little passage which I noticed crops up no fewer than four times in the poem. Here’s Stalling’s version:

This dread, these shadows of the mind, must thus be swept away
Not by rays of the sun or by the brilliant beams of day,
But by observing Nature and her laws. And this will lay
The warp out for us – her first principle: that nothing’s brought
Forth by any supernatural power out of naught
.

(Book I, lines 146 to 153)

That use of ‘naught’ transports us back to the 1850s and Tennyson. It is consciously backward looking, in sound and meaning and connotation. I can see why: she’s following through on her stated aim of conveying the original archaism of the poem. But, on the whole, I just don’t like the effect. I prefer Humphries’ more modern-sounding diction.

Also, despite having much longer lines to play with, something about the rhythm and the requirement to rhyme each line paradoxically end up cramping Stalling’s ability to express things clearly and simply. Compare Humphries’ version of these same lines:

Our terrors and our darknesses of mind
Must be dispelled, not by the sunshine’s rays,
Not by those shining arrows of the light,
But by insight into nature, and a scheme
Of systematic contemplation. So
Our starting point shall be this principle:
Nothing at all is ever born from nothing
By the gods’ will
.

‘Insight into nature’ and ‘systematic contemplation’ are so much more emphatic and precise than ‘by observing Nature and her laws’ which is bland, clichéd and flabby.

Humphries’ ‘Our starting point shall be this principle’ is a little stagey and rhetorical but has the advantage of being crystal clear. Whereas Stalling’s ‘And this will lay/The warp out for us – her first principle…’ is cramped and confusing. Distracted by the odd word ‘warp’, trying to visualise what it means in this context, means I miss the impact of this key element of Lucretius’s message.

In her translator’s note Stalling refers to earlier translations and has this to say about Humphries:

Rolfe Humphries’ brisk, blank verse translation The way things are (1969) often spurred me to greater vigour and concision. (p.xxviii)

Precisely. I think the Stalling is very capable, and it should be emphasised that the fourteeners really do bed down when you take them over the long haul. If you read just a few lines of this style it seems silly and old fashioned, but if you read a full page it makes sense and after several pages you really get into the swing. It is a good meter for rattling through an extended narrative.

But still. I’m glad I read the poem in the Humphries’ version. To use Stalling’s own phrase, it has ‘greater vigour and concision’. Humphries much more vividly conveys Lucretius’s urgency of tone, his compulsion to share the good news with us and set us free:

…all terrors of the mind
Vanish, are gone; the barriers of the world
Dissolve before me, and I see things happen
All through the void of empty space. I see
The gods majestic, and their calm abodes
Winds do not shake, nor clouds befoul nor snow
Violate with the knives of sleet and cold;
But there the sky is purest blue, the air
Is almost laughter in that radiance,
And nature satisfies their every need,
And nothing, nothing mars their peace of mind.

(Book III, lines 15 to 25)

I’m with him, I’m seeing the vision of the passionless gods with him, and I’m caught up in his impassioned repetition of ‘nothing, nothing‘. All of which, alas, is fogged and swaddled in the long fustian lines of Stalling’s version:

…The gods appear to me
Enthroned in all their holiness and their serenity,
And where they dwell, wind never lashes them, cloud never rains,
And snowfall white and crisp with biting frost never profanes.
The canopy of aether over them is always bright
And unbeclouded, lavishing the laughter of its light.
And there they want for nothing; every need, nature supplies;
And nothing ever ruffles their peace of mind. Contrariwise…

The key phrase about the gods’ peace of mind should conclude the line; instead it ends mid-line and is, as a result, muffled. Why? To make way for the rhyme, which in this case is supplied by another heavily archaic word ‘contrariwise’ which has the unintended effect of trivialising the preceding line.

Stalling’s translation is skilful, clever, immensely rhythmic, a fascinating experiment, but…no.

Online translations

Now let me extend my argument. I’ll try
To be as brief as possible, but listen!

(Book IV, lines 115 to 116)

There have been scores of translations of De rerum natura into English. An easy one to access on the internet is William Ellery Leonard’s 1916 verse translation. Compared to either Stalling or Humphries, it’s dire, but it’s free.


Roman reviews

Not I by Samuel Beckett (1972)

…. grabbing at the straw… straining to hear… the odd word… make some sense of it… whole body like gone… just the mouth… like maddened… and can’t stop… no stopping it… something she – … something she had to –
… what?… who?… no!… she!…

Remember how episodes of the American sitcom Friends were named ‘The one where….’, well, this Beckett play is ‘the one where’ almost the entire stage is in darkness except for the face of a woman, in fact just her mouth, a woman’s mouth illuminated by one tight spotlight while she declaims a fragmented panic-stricken monologue at breathless speed.

Mise-en-scène

As with all Beckett’s ‘plays’ from 1960 or so onwards, the stage directions are extremely precise, because Not I is, arguably, less a play than a piece of performance art which happens to be taking place in a theatre:

Stage in darkness but for MOUTH, upstage audience right, about 8 feet above stage level, faintly lit from close-up and below, rest of face in shadow. Invisible microphone. AUDITOR, downstage audience left, tall standing figure, sex undeterminable, enveloped from head to foot in loose black djellaba, with hood, fully faintly lit, standing on invisible podium about 4 feet high shown by attitude alone to be facing diagonally across stage intent on MOUTH, dead still throughout but for four brief movements where indicated. See Note. As house lights down MOUTH ‘s voice unintelligible behind curtain. House lights out. Voice continues unintelligible behind curtain, 10 seconds: With rise of curtain ad-libbing from text as required leading when curtain fully up and attention sufficient
into:

Into the ceaseless flow of verbiage coming out of MOUTH’s mouth. As to ‘See Note’, the Note says:

Movement: this consists in simple sideways raising of arms from sides and their falling back, in a gesture of helpless compassion. It lessens with each recurrence till scarcely perceptible at third. There is just enough pause to contain it as MOUTH recovers from vehement refusal to relinquish third person.

So two people are onstage, a woman about 8 feet above the stage to the right and a tall figure standing 4 feet above the stage on the left.

In my review of Breath I wrote about the importance of exact stage directions in Beckett’s plays and the sense you often have that the staging and the stage directions virtually overshadow the actual content of the plays. Not I is a classic example of this, in that there is content, the mouth does say thing of consequence and import – but it is all dwarfed by the intensity of the conception and of the extremely precise and very vivid stage directions.

Content

So what is this voice ceasely reciting at such high speed? Well, like so many other Beckett texts it is built out of the repetition of key phrases, pretty banal in themselves, which quickly accumulate a freight of meaning, ominous overtones, and which are told in a high voltage, jerky panic. The opening few lines give a complete flavour:

out… into this world… this world… tiny little thing… before its time… in a god for- … what?… girl?… yes… tiny little girl… into this… out into this… before her time… godforsaken hole called… called… no matter… parents unknown… unheard of…

It sounds like yet another deranged Beckett consciousness, an Alzheimer’s victim, feverishly piecing together fragments of memory, torn by incessant questions she addresses to herself, who? why? what? and moments of panic:

… what?… who?… no !.. she !..

There is a passage about punishment and sin, and the fact she’d been brought up to believe in ‘a merciful God’.

… thing she understood perfectly … that notion of punishment … which had first occurred to her … brought up as she had been to believe .. . with the other waifs … in a merciful . . . [Brief laugh. ] .. . God … [Good laugh. ]

She sounds like one of the old ladies from Beckett’s childhood in rural Ireland, except with a thoroughly modern hysteria, complaining about the sounds in her skull, the relentless buzzing, and then… a passage about how she couldn’t scream, some problem with screaming, screaming, which leads up to her harrowing actual screams:

… never got the message… or powerless to respond… like numbed… couldn’t make the sound… not any sound… no sound of any kind… no screaming for help for example… should she feel so inclined… scream… [Screams. ]… then listen… [Silence. ]… scream again… [Screams again.]

The frenzy of the ceaseless wording leading up to the four movements from the AUDITOR, which occur during the silences after the woman works herself up to a frenzy or short, staccato, terrified words, almost as if she’s having a seizure, a fit:

.. the buzzing?.. yes… all dead still but for the buzzing… when suddenly she realized… words were – … what ?.. who?.. no !.. she!..

She appears to be sent shopping as a girl but stands dumb and terrified giving her bag to a man who does it all for her, it takes a while to realise that this is one of about four scenarios which the flood of fragmented memories seem to be reconstructing.

But specific memories tend to be eclipsed by descriptions of the voice itself, of the experience of being hag-ridden and driven by the voice by the mouth, no  idea what she’s saying but can’t stop:

just the mouth… lips… cheeks… jaws… never-… what?.. tongue?.. yes… lips… cheeks… jaws… tongue… never still a second… mouth on fire… stream of words… in her ear… practically in her ear… not catching the half… not the quarter… no idea what she’s saying… imagine!.. no idea what she ‘s saying!.. and can’t stop… no stopping it… she who but a moment before… but a moment!.. could not make a sound… no sound of any kind… now can’t stop… imagine!.. can’t stop the stream… and the whole brain begging… something begging in the brain… begging the mouth to stop… pause a moment… if only for a moment… and no response… as if it hadn’t heard… or couldn’t… couldn’t pause a second… like maddened… all that together… straining to hear… piece it together… and the brain… raving away on its own… trying to make sense of it… or make it stop…

God, it’s a vision of intense horror, despair, astonishing intensity, a soul driven, endlessly driven on, by what she keeps describing as a buzzing inside her skull, very much the motive of Beckett’s many monologuists since The Unnameable who hear a voice compelling them to speak, think, make sense of the endless voice compelling words within their skulls, the motive force behind so many of Beckett’s skullscapes. One critic, Vivian Mercier, suggests that Not I is, in effect, a placing on stage of the prose experience of The Unnameable a dramatisation of the same terrible compulsion.

… something she had to -… what?… the buzzing?… yes… all the time the buzzing… dull roar… in the skull…

Another important element is the way MOUTH appears, in these fragmentary memories or anecdotes, to be talking about herself and describing herself in the third person, a common symptom of mental illness, observing memories of their own lives with detachment as if they happened to someone else.

In this mood she seems to be referring to herself when she talks about the tiny little thing, the wee bairn, the tiny mite, born into a world of woe, illegitimate and rejected… and then jumps to herself as an old lady, surprised at her own age:

coming up to sixty when – … what?.. seventy?.. good God !.. coming up to seventy…

An old lady, her mind completely gone, fragments of memories, trying to make sense, driven on by the incessant buzzing in her skull.

This alienation from herself rises to a terrifying climax at each of the punctuation points when she pauses a moment and the other figure on the stage makes its strange hieratic gesture. Each time the crisis is signalled by a formula of the same four words, the last of which is ‘she’, as if MOUTH is seized with panic-horror by it, the Other, herself as other, her maenad voice.

… what?.. who ?.. no!.. she !..

The final section gives a bit more biography, how she was always a silent child, almost a mute, but just occasionally experienced the sudden urge to speak and had to rush outside, rushed into the outdoors lavatory, spewed it all up. That was the root, the precursor of the plight she is in now:

… now this… this… quicker and quicker… the words… the brain… flickering away like mad… quick grab and on… nothing there… on somewhere else… try somewhere else… all the time something begging… something in her begging… begging it all to stop…

God, the horror. Beckett told the American actress Jessica Tandy he hoped that the piece would ‘work on the nerves of the audience, not its intellect’ and it certainly sets my nerves jangling.

Not I

… what?.. who ?.. no!.. she !..

This is the rationale for the title, Not I. On one level the piece is not exactly a systematic ‘investigation’ but a terrifying dramatisation of the way all of us are aware not only of our ‘selves’, but of other elements in our minds which we, on the whole, manage or reject, the host of alternative suggestions, the way we are inside ourselves and yet, at various moments, are also capable of seeing ourselves as if from the outside.

This is busy territory, and over the past two and a half thousand years a host of philosophers and, more recently, psychologists, have developed all manner of theories about how the mind develops and, in particular, manages the dichotomy of being an I which perceives but also developing the awareness that this I exists in a world which is mostly Not I. In its entry of Not I the Faber Companion to Samuel Beckett refers to the theories of:

  • Schopenhauer, for whom perception of the external world was always accompanied by a sense that it is not I
  • Nordau‘s theory of the development of the psyche which first defines itself but as it conceptualises and understands the external world, the I retreats behind the Not I
  • St Paul Corinthians 15:10: ‘But by the grace of God I am what I am: and his grace which was bestowed upon me was not in vain; but I laboured more abundantly than they all: yet not I, but the grace of God which was with me.’
  • Jakob Böhme, asked by what authority he wrote, replied: ‘Not I, the I that I am, knows these things, but God knows them in me’ (page 412)

Of these, I like the St Paul quote. If it bears any relation to this play it is the notion that I am that I am but I am not I, I am only I by virtue of another, of the Not I. Hence the shadowy Other sharing the stage.

But there’s no end to the concordances and echoes of these two words which can be found in the world’s literature and theology and philosophy – but most people are aware of there being levels of their selves, or of it being fragmented into peripheral, casual elements which we can easily dismiss, spectruming through to core elements of our selves which we cling on to and consider essential.

The Mouth’s monologue dramatises a set of four big moments which come back to her in fragments after some kind of epiphany or trigger moment in a field full of cowslips to the sound of larks. They are:

  1. being born a little thing
  2. crying on her hands one summer day in Croker’s acre
  3. being sent to do the shopping in some shopping centre
  4. in court

But really these moments serve to bring out the troubled relationship between the core being, whatever you want to call it, and those other moments, those other aspects of our personalities, everything which is ‘Not I’.

Of course in the play as conceived there is a physical embodiment of Not I onstage, namely the other figure. The way it raises its arms ‘in a gesture of helpless compassion’ at the four moments when Mouth stutters to a horrified silence, suggests they are linked. Is the figure Death, a Guardian Angel, the speaker’s Id or Superego? You pays your money and you takes your choice, but there’s no doubting the importance of the dynamic relationship between the two figures, an I and a Not I. Or maybe two Is which both possess Not Is. Or maybe they are two parts of the same I…

The Billie Whitelaw production

Beckett’s muse, the actress Billie Whitelaw, didn’t give the piece’s premiere, but starred in its first London performance in 1973. This was then recreated in order to be filmed in 1975 and can be found on YouTube.

I think this is spectacular, what a spectacular, amazing performance, what an experience, how disorientating, how revolting the way that, after a while the mouth seems to morph into some disgusting animal, and the endless mad demented drivel, the breathless haste in Whitelaw’s voice rising to the recurrent shout of SHE!! God, the horror.

Although very sexy and feminine when she wanted to be, Whitelaw also had a no-nonsense, working class toughness about her, a strong northern accent (she grew up in a working class area of Bradford) which slips out throughout the recitation.

But her real toughness comes over in those four big cries of SHE!!, delivered much deeper and ballsier than softer actresses, and so giving it a real terror.

Once you get over the sheer thrill of the performance there is an obvious feature about it which is that it largely ignores Beckett’s stage directions. In the piece as conceived there is a dynamic tension between the speaking woman on the right of the stage and the androgynous cloaked figure to the left who responds to the four big hysterical climaxes of the monologue with the mysterious, slow-motion raising and lowering of the arms gesture.

The oddity is that Whitelaw’s performance benefited from extensive coaching from Beckett. So why did he completely jettison a key part of the initial concept? Did he realise it was distracting from the core idea of the spotlight on a ceaselessly talking mouth? Apparently so because, according to the Wikipedia article:

When Beckett came to be involved in staging the play, he found that he was unable to place the Auditor in a stage position that pleased him, and consequently allowed the character to be omitted from those productions. However, he chose not to cut the character from the published script, and whether or not the character is used in production seems to be at the discretion of individual producers. As he wrote to two American directors in 1986: “He is very difficult to stage (light–position) and may well be of more harm than good. For me the play needs him but I can do without him. I have never seen him function effectively.”

Staging the production presented extreme difficulties for the leading lady.

Initially Billie Whitelaw wanted to stand on a dais but she found this didn’t work for her so she allowed herself to be strapped in a chair called an ‘artist’s rest’ on which a film actor wearing armour rests because he cannot sit down. Her entire body was draped in black; her face covered with black gauze with a black transparent slip for her eyes and her head was clamped between two pieces of sponge rubber so that her mouth would remain fixed in the spotlight. Finally a bar was fixed which she could cling to and on to which she could direct her tension. She was unable to use a visual aid and so memorised the text.

Regarding selves and unselves, it is a maybe a profound insight that, although Whitelaw found is a desperately difficult role and was, after the initial rehearsals, seriously disorientated, she came to regard it as one of her most powerful performances because it unlocked something inside her,

She heard in Mouth’s outpourings her own ‘inner scream’: ‘I found so much of my self in Not I.’

Maybe we all do. Maybe that’s one function of art, allowing us to discover the Not I in all of us.

A touch of autobiography

I grew up above the village grocery shop and sub-post office my parents ran, and across the road and through some woodland was a priory which had been turned into an old people’s home which was still run by nuns, old nuns, very old nuns, in fact most of the nuns were too old and infirm to make it the couple of hundred yards through the trees up to the road they had to cross to get to the shop and some of the nuns and old ladies who could make it up weren’t too confident crossing the road, not least Miss Luck (real name) who was very short-sighted, almost blind, who would arrive at the road and just set out across it regardless of traffic, so that the first thing all the new staff in the shop were taught was, ‘If you see Miss Luck arrive at the gate from the Priory, drop everything and run across the road to help her walk across without being run over’.

And so I watch this amazing work of art, and I’m aware of the multiple meanings it can be given, from the characteristic sex obsession of many literary critics who see the mouth a vagina trying to give birth to the self (given that Whitelaw has a set of 32 immaculate-looking sharp teeth, these critics must have been hanging round some very odd vaginas); to the many invocations of philosophers and psychologists to extrapolate umpteen different theories of the self and not-self; through to the more purely literary notion that the endless repetition of the voice’s obsessive moments, insights, anxieties are a further iteration of the struggle of the narrator in The Unnamable to fulfil the compulsion, the order, the directive to talk talk talk he doesn’t know why, because he must, because they say so.

So I am aware of many types of interpretation the piece is susceptible to. But I also understand what Beckett meant when he said in an interview that:

I knew that woman in Ireland. I knew who she was — not ‘she’ specifically, one single woman, but there were so many of those old crones, stumbling down the lanes, in the ditches, besides the hedgerows.

Because there were so many old, old ladies pottering across the road from the Priory or from other parts of my village, talking talking talking, babbling their way around the place in a continual stream of undertones and monologue, throughout my boyhood.

It is at the same time an artfully contrived work of avant-garde art, but also an unnervingly realistic depiction of how some people actually are. And not just some – nearly 9 million people in the UK are aged over 70, and Alzheimer’s disease has gone from being a condition few of us had heard about 20 years ago, to now being the leading cause of death in the UK.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Käthe Kollwitz: Portrait of the Artist edited by Frances Grady and Max Egremont (2019)

This is the catalogue to accompany the recent Käthe Kollwitz exhibition at the British Museum.

The two or three essays in the book include:

Käthe Kollwitz’s biography

Born Käthe Schmidt in 1867, left-wing upbringing, married a left-wing doctor (Karl Kollwitz) who practiced in the slums of Berlin, specialised in prints, devoted herself to left-wing subjects i.e. lives of the working poor, plus historic subjects e.g. a weavers’ rebellion, sent son off to the Great War and he was killed within weeks, decades of mourning and grief and obsession with death.

Detailed looks at Kollwitz’s major print series

  • A Weavers Revolt (1898)
  • The Peasants War (1902-8)
  • War (1922-3)
  • Death (1932-7)

A lifelong obsession with death

What comes over from the essays is Kollwitz’s obsession with death – possibly, as one essay suggests, as a result of the death of some of her siblings in infancy – definitely compounded by the poverty, sickness and death she saw all around her in the slums of Berlin.

She was unnaturally, morbidly attracted to the subject in the 1890s and 1900s, well before she made the fateful decision to help her beloved son Peter enlist into the army in the first weeks of the Great War, despite him being under age, only for him to be killed a matter of weeks later. The guilt must have been staggering.

From that point onwards, Death and the grief of mothers was to become her enduring subject.

The prints

The factual content of the book, then, is solid but not revelatory, and all the images are hedged around with an extreme of scholarly punctiliousness and accuracy. After all, this is a reference book for other scholars as much as an introduction to us lay people.

No, the reason for owning the book is not for the biography, detailed though it is – but for the quality of the reproductions, including close-ups of many of the key prints. These let you really savour the details, and make them even more powerful and moving.

Some of her images can be a bit clunky, some of the faces in the weaker pictures are less than persuasive, even though her figure drawing and composition are almost always powerful and commanding. But at her best, there’s a solid body of work of breath-taking power and depth which surely make Kollwitz one of the great artists of the twentieth century.

Self portrait 1912

Kollwitz did at least 50 self-portraits and no portraits of anyone else, hence the focus of the BM exhibition and of this book. They are no frills, no pretense records of a journey through a hard life and a gruelling era of history.

Black and white charcoal drawing of an old lady's face

Self-portrait by Käthe Kollwitz (1912) © The Trustees of the British Museum

Woman with dead child (1903)

The most finished or prominent feature is the woman’s left knee and then, perhaps, her big left foot. This isn’t a dainty Rococo woman or an air-brushed sex object. This is a cave woman, Cro-Magnon Woman. No frills or make-up, no sexuality, just blunt primeval human feeling with extraordinary power.

Black and white drawing of a primitive, almost ape-like woman clasping the body of her teenage son

Woman with Dead Child by Käthe Kollwitz (1903) © The Trustees of the British Museum

Unemployment (1909)

A large reproduction lets you see the fullness with which the baby and the children’s faces have been gently etched, and brings out the contrast between their soft child faces and the rest of the spare, scratchy, shadowy scene, the gaunt shadowed face of the exhausted mother.

Black and white drawing of an ill-looking woman tucked up in bed, holding a small baby, with several other small children asleep on the bedding, while the dark image of her husband sits and broods beside the bed

Unemployment by Käthe Kollwitz (1909) © The Trustees of the British Museum

Arming in a vault (1906)

From 1789 to 1989, the great theme of European history – terror of uncontrolled, violent revolution from below.

Very dark image of a hoard of people armed with axes and spears and halberds thronging catacombs and, on the right of the image, surging up a very steep staircase, presumably into the light of day

Arming in a Vault by Käthe Kollwitz (1906) © The Trustees of the British Museum

Call of Death (1937)

Here I come, ready or not.

Stark, primitive black and white charcoal drawing of a bald woman with an ape-like head, hear arms across her chest so you're not sure of her gender, and from the top right a veined and bony hand reaching down to touch her - the touch of Death

Call of Death by Käthe Kollwitz (1937) © The Trustees of the British Museum

This is the eighth and final image in Kollwitz’s final series of prints which was titled, simply, Death. 

In fact it’s also a self-portrait as a glance at the 1912 self-portrait confirms – but now without hair, without any attributes which identify her gender. Just raw, elemental human.

In the Death series, completed before the Blitzkrieg and Stalingrad and Warsaw, before the Holocaust and the camps, it is as if Kollwitz has plumbed the depths of human experience, not in the relatively superficial terms of despair or emotion, but reaching far deeper down than that, to a grunting, primeval, prehistoric stratum of human experience.

Tell me what you think





Related links

Putting coronavirus death rates into perspective

So far 177 deaths from coronavirus have been reported in the UK and the media are full of wild speculation about how big the death toll could eventually become. They stoke up hysteria by adding in the ever-increasing figures from Italy and Spain, and showing the empty freeways of Los Angeles or Venice abandoned to the fishes as if that’s going to be us, soon.

I just want to calm things down, and take a minute to look at the ordinary background rate of deaths in the United Kingdom, and try to put all these numbers in perspective.

In my opinion, this involves really grasping how common death is in the UK. In 2018 616,000 deaths were recorded in the UK. A little maths shows that that is an average of 1,687 every day, or 70 per hour.

All I’m suggesting is that people stop and meditate on that figure for a minute.

If you live your life through the media, through the newspapers and magazines, the internet, social media, film and TV, you get the impression that everyone is young and sexy, and is going to live forever.

Death is only occasionally reported in all these optimistic media, almost all of which are funded by adverts showing images of astonishingly beautiful healthy people buying cars, or meeting at nightclubs, or holidaying on golden sands.

This is all a misleading lie. In reality a large number of people in the UK are ill, suffer from chronic health conditions or disabilities.

And about 616,000 of these die every year. 616,000 is the average, ordinary, ‘normal’ rate of background deaths. On average someone dies in the UK every minute.

616,000 strikes me as a huge number of deaths. If you think about the care homes and nurses and doctors required to give these mostly elderly people end-stage care, the ambulance drivers and paramedics and pharmacists, and then the funeral homes and crematoria and their staff, then you begin to realise that there is a huge infrastructure devoted to the management of death in the UK.

It is a big subject and a big sector of the economy which almost never gets any media coverage and which, therefore, people rarely think or talk about until it’s their relatives dying.

Consider with the amount of publicity that pregnancy and birth get, from all the magazines and products surrounding pregnancy to media representations of actual births in popular TV shows such as Call The Midwife.

Then compare and contrast with media representations of death – not the sensational deaths of film and TV thrillers – but ordinary everyday death, slowly expiring in a hospital ward, doubly incontinent, your body full of tubes, pumped full of drugs and painkillers.

You rarely see it accurately portrayed, do you? Instead the media usually only report on exceptional deaths, such as the occasional terrorist atrocity or motorway pile-up or the death of a celebrity.

All of which gives the quite false impression that, somehow, death is a rare and horrific event which we should all be shocked and terrified by. Whereas, what I’m trying to establish is that death is surprisingly common. 1 a minute, 1,687 a day, 616,000 a year.

My point is that death is all around us all the time. It is not only an inevitable part of life, it is quite a significant part of the British economy, with maybe a million or so personnel, in total, devoted to managing it.

So now let’s return to the coronavirus outbreak. Maybe the total deaths in the UK will rise to match Italian rates. Maybe it will hit 3,000, 10,000, 20,000. You can see why the government wants to control the spread (ideally to halt the spread, though that seems unlikely in any country which is not a totalitarian regime) in order to reduce the impact on the existing health services which are already running at capacity.

I understand all of that. But just in terms of total deaths, even 20,000 fatalities from coronavirus would only represent 3% of the standard background rate of 616,000.

I’m not saying every one of those deaths doesn’t count. But where was the national mourning and lamentation over the 616,000 who died in 2018? There was none because we all of us get on with our busy lives, rarely thinking about the elderly and frail who are dying in our midst all the time, never giving the subject or the numbers a second thought.

All I am suggesting is that a proper understanding of the relative commonness of death in our country ought to place a few thousand more deaths in their proper perspective, and maybe moderate and damp down the hysteria and panic which the media are helping to stoke up.

Related articles

Käthe Kollwitz @ the British Museum

This is a really brilliant exhibition. Kollwitz is a genius and this is a searing, dazzling, breath-taking exhibition of 48 of her best prints – and it is FREE! You should go see it.

Biography

Kollwitz (1867 to 1945) was the fifth child of Karl Schmidt, a radical Social democrat, and Katherina Schmidt, daughter of a freethinking pastor. She was born and raised in Koenigsberg in East Prussia. Two key points: her family were committed socialists who exposed her to the social realist novels of Zola et al, as well as discussing the social issues of the day – supported her through her art school studies.

The result was that her work, throughout her life, was devoted to the suffering of the poor – especially poor women – and a particular interest in moments of rebellion and uprising and social conflict.

Plate 2 Death from A Weavers Revolt (1893 to 1897) by Käthe Kollwitz © The Trustees of the British Museum

Berlin

After studying art in Berlin and Munich, in 1891 Kollwitz moved permanently to Berlin, when she married Karl Kollwitz, a doctor. They lived near his practice in a poor working class district of the rapidly growing city. They were both politically committed special democrats, and it shows, God it shows, in a series of dark, raw and intense prints showing the harrowing poverty and squalor of working class life.

Between 1908 and 1910 she made fourteen drawings in this realist style for the satirical magazine Simplicissimus, on social realist themes such as unemployment, alcoholism, unwanted pregnancy and suicide, including this one.

Unemployment (1909) by Käthe Kollwitz © The Trustees of the British Museum

One of the captions refers to the plasticity of her style, the superb modelling of faces and bodies. In a work like Unemployment this comes over in the dramatic contrast between the faces of the two toddlers and the baby on the bed, and the sparseness and vagueness of other areas of the composition, notably the hard troubled faces of the two adults. These key areas are soft and sensitive, while the surroundings – and the brooding figure on the left – feel harsher, darker, rebarbative.

As early as 1888, aged 21 and at the Women’s Art School in Munich, she had realized her strength was not as a painter, but a draughtswoman, and the strength and shape and depth of all the compositions here is wonderful. Thus her increasing focus on the techniques of etching, lithography and woodcuts.

Series

Paintings are often one-off affairs which can be sold at a premium (especially if commissioned by a rich patron), but the effort required in making prints, etchings and woodcuts has meant that artists often conceive of them as series, to be produced and sold in limited runs, and maybe collected into books.

The Weavers: Six prints, 1897 to 1898

Kollwitz based her first series on a play by Gerhart Hauptmann, The Weavers, which dramatized the oppression of the Silesian weavers in Langenbielau and their failed revolt in 1844. She produced three lithographs (Poverty, Death, and Conspiracy) and three etchings with aquatint and sandpaper (March of the Weavers, Riot, and The End). See the grim image which opens this review. When they were exhibited in 1898 they made her name.

The Peasants War: Seven prints, 1902 to 1908

Kollwitz’s second major cycle of works was the Peasants War which occupied her from 1902 to 1908. This was another rebellion of the workers, in this case the maltreated peasants who rose up against their feudal lords in the wake of the Protestant Reformation, in 1525, and were eventually defeated in a bloodbath.

Plate 5 Outbreak from The Peasants War (1902 to 1903) by Käthe Kollwitz © The Trustees of the British Museum

At first sight there is a tremendous dynamism in this image, with the figure of the woman rousing and encouraging the men dominating the foreground. Looking closer I was struck by the ape-like clumpiness of many of the peasants – look at the man on the right. This heaviness, this simian Neanderathal appearance, seems to bespeak their status as oppressed serfs, as people who are in fact, barely human, so low have they been degraded.

All the images are tremendous but I was thrilled by Arming in the vault where she uses dark and light to convey the sense of a great horde of proletarians emerging from the underworld, armed to the teeth, ready to cause havoc.

And there is a detailed and devastating print titled simply Raped which shows the foreshortened body of a woman lying amid dead leaves in an orchard or garden, wearing a skirt but her hard peasant’s feet and calves and knees towards us, while lost in the overhanging trees, her young son looks down at her ravaged body. Note how the woman’s head is set at an unnatural angle, lying back into the leaves.

Sensuality

But alongside the historical-political series, Kollwitz also produced images of startling sensuality. They date from the early 1900s after she had made several trips to Paris and been amazed at the colourfulness and vivacity of its streets and social life as well as its brilliant Impressionist and Post-Impressionist painting. The experience inspired experiments in sensual and also with colour. This female nude is stunning. I found the pinpoint accuracy of the draughtsmanship breathtaking.

Female nude seen from the back with green shawl (1903) by Käthe Kollwitz © The Trustees of the British Museum

Self portraits

Kollwitz made a total of 275 prints, in etching, woodcut and lithography, of which about 50 are self-portraits. The wall labels tell us that she also kept extensive diaries and wrote many letters describing and analysing her own feelings, her art and career.

One wall of the show is devoted to half a dozen or so self-portraits which showcase her tremendous draughtsmanship and accuracy, along with a deep brooding gaze, and the ability to capture mood and personality to a spooky extent. She is as harsh and unforgiving on herself as she is on her grim peasants and mourning mothers. What technique! What a godlike gift for capturing the intensity of the human soul!

Self Portrait (1924) by Käthe Kollwitz © The Trustees of the British Museum

The Great War

Then Europe went to war and her youngest son, Peter, aged 18, volunteered, marched off, and was killed in October 1914. The suffering of poor mothers had been a constant topic of her social-realist work, and – eerily enough – a decade earlier she had created this haunting image of a mother cradling a dead son, for which she had herself modelled, holding the self-same Peter as a seven-year-old boy.

Woman with dead child (1903) by Käthe Kollwitz © The Trustees of the British Museum

In fact the exhibition contains three of the eight working versions of this work, which demonstrate how she created, modelled and evolved her way towards the final image, a fascinating insight into her technique.

The War series: Seven woodcuts, 1922 to 1923

The loss of her son, and the slow strangulation of Germany caused by the Allied blockade, the loss of so many sons and husbands, as well as the gradual impoverishment of the entire nation, burned and purified her art to its essence, resulting in the scathing series of woodcuts she titled simply War.

God! How searing and blistering are her stark woodcut prints of mourning mothers and starving people, carved out of what look like blocks of coal, or ancient fossilised trees, images which reach right down into the roots of the earth, deep into the lineage of human experience.

All the light and shade, the modelling and depth and (sometimes brutal) sensuality of the earlier works has been burnt away in the fires of war. Now Anguish speaks in stark flat images dominated by lignite black, from which lined and haggard faces emerge like nightmares.

Plate 7 The People from the War series (1922) by Käthe Kollwitz © The Trustees of the British Museum

All seven of the War prints are here – The Sacrifice, The Volunteers, The Parents, The Widow I, The Widow II, The Mothers, and The People – ranged along the opening wall, bringing a new visual intensity to her approach.

It’s that emotional intensity and the stark black and white of the images which leads some histories to group her with the German Expressionists, except that the Expressionists were mostly a pre-war movement, and Kollwitz’s pre-war images had been much more smooth and naturalistic, as we have seen.

In fact Kollwitz went on producing work into the 1930s and indeed up till her death, in 1945. Her last great series of prints was the Death cycle of the mid-1930s.

Death Cycle, Eight prints, 1930s

Her last great cycle rotated around the figure of Death and consisted of: Woman Welcoming Death, Death with Girl in Lap, Death Reaches for a Group of Children, Death Struggles with a Woman, Death on the Highway, Death as a Friend, Death in the Water, and The Call of Death.

It marks a return to lithographs, with their ability to give depth and shade, unlike the medieval starkness of the war woodcuts. And also a return of the Neanderthal or simian quality which recurs throughout many of the harsher works, gaunt images of creatures who are barely human, with thick, knotty hands and feet. Big, clunky hands and especially feet, bony feet, huge knuckled feet, used to carrying burdens and long days of physical labour, are a trademark feature of her work, even in so ‘tender’ an image as Woman holding a dead child, the knees and feet are prominent and brutal.

Plate 8 Call of Death from the Death series (1937) by Käthe Kollwitz © The Trustees of the British Museum

This one, Call of Death, reminded me of Holocaust or Gulag or prisoner of war imagery. Homo redux, reduced by the crimes and the atrocities of the twentieth century to a bare minimum, barely human rump. And reminded me of the great poem, Death is a Master from Germany, written at the end of the war by Paul Celan.

death is a master from Germany his eyes are blue
he strikes you with leaden bullets his aim is true

Summary

All of the images in this exhibition are brilliant. I honestly can’t think of another exhibition I’ve ever been to where the quality of all the works is so uniformly high. The images of peasants pulling ploughs in muddy, wet fields, with harnesses round their necks are searing.

The barely human, half-apes sharpening their scythes from the Peasants War series are terrifying.

The woodcut she made commemorating the funeral of Communist agitator Karl Liebknecht is a great piece of popular art, albeit in a dubious cause (Liebknecht wanted to bring Leninist rule to Germany, but was murdered by right-wing militias in 1919 during the chaotic street fighting which followed the collapse of the German Empire. Same year Kollwitz was the first woman elected to the Prussian Academy of Arts. In letters she is recorded as explaining she had no sympathy for his cause, but was moved by the huge crowds of working class mourners who attended his funeral, the class she had been depicting for decades.)

Even before the Great War Kollwitz was a well-established artist in her genre, acknowledged by her receiving the position at the Prussian Academy immediately the war ended. But between the wars she developed a reputation not only in America (land of the rich collector) but, amazingly, in inter-war China, riven by civil war and Japanese invasions, where her blistering images of the poorest of the poor peasants working the land influenced the Woodcut Movement among socially conscious artists in that vast, peasant-based country. Her Peasants War work was seen by, and directly influenced, the Chinese artist Li Hua, who founded the Modern Woodcut Society at the Guangzhou Art School in 1934.

Struggle (1947) by Li Hua © The Trustees of the British Museum

The Campbell Dodgson collection

Kollwitz made a total of 275 prints, in etching, woodcut and lithography. This exhibition features 48. Why these 48 and no others? Because these prints were collected by Campbell Dodgson, former Keeper of the Department of Prints and Drawings (1893 to 1932) who then bequeathed them to the British Museum in 1948. Dodgson was influenced by his colleague Max Lehrs of the Dresden and Berlin Print Rooms – Kollwitz’s first and greatest champion – and acquired as many of her works as he could.

And then donated them to the museum. And now all 48 are on display here, along with generous picture captions and labels which give full explanations of her life and work and the motivation and process behind each one of these wonderful works. She is a really great, great artist. This exhibition is FREE. I can’t recommend it too highly.

Death and woman (1910) by Käthe Kollwitz © The Trustees of the British Museum


Related links

Germany between the wars

Art and culture

History

Victorian poverty and violence

Other British Museum reviews

Edvard Munch: love and angst @ the British Museum

The fin-de-siecle

The last decade of the 19th century is famous for its fin-de-siecle, decadent, dark imagery. In Imperial Britain this was epitomised by the decadent sexuality associated with the notorious trial of Oscar Wilde and the Yellow Book magazine and the pornographic prints of Aubrey Beardsley. In France there was a reaction against Impressionism which took many forms including the urban posters of Toulouse-Lautrec and the swarthy nudes of Paul Gauguin down in the South Seas. All were well-known and public artists, working in cosmopolitan cities which were the capitals of far-flung empires – London, Paris. They were famous and playing on large stages.

In the other countries of northern Europe, however, one of the most powerful artistic currents was Symbolism.

As the exhibition notes:

Symbolism was a literary and artistic movement that rejected representations of the external world for those of imagination and myth. Symbolists looked inwards in order to represent emotions and ideas.

In Belgium, north Germany and the Scandinavian countries, artists developed a wide range of techniques and styles, but tended to fixate on a handful of themes, namely sex and death. Death awaits with his scythe. Empty boats arrive at forbidding islands. Youths waste away from frustrated love. Beautiful young women turn out to be vampires.

Sex and death and anguish and despair, these are all much more personal, introverted, emotions. Wilde was a flamboyant public personality, Beardsley’s art was defiantly clear and elegant, both were immensely sophisticated and urban and cosmopolitan, confident doyens of the largest, richest city in the world.

Whereas much of the fin-de-siecle art from Belgium, Germany, Scandinavia was much darker, more personal. Of course they produced urban and sophisticated art as well – the 1890s is characterised by an explosion of diverse art movements – but there was also a big strand of empty lakes and immense dark pine forests and brooding skies and agonised artist-heroes.

Edvard Munch

Munch is slap bang in the middle of this social and cultural movement. His most famous work is The Scream, which was first made as a painting in 1893 and then turned into a lithograph in 1895 which was reproduced in French and British and American magazines and made his reputation.

The Scream is probably among the top ten most famous images produced by any artist anywhere, and has been parodied and lampooned and reproduced in every medium imaginable (pillow slips and duvet covers, posters, bags, t-shirts). It featured in an episode of The Simpsons, clinching its status as one of the world’s best known art icons. It’s up there with the Mona Lisa.

The Scream (1895) by Edvard Munch. Private Collection, Norway. Photo by Thomas Widerberg

Why? Why is it so powerful? Well:

  1. It is highly stylised and simplified – it barely looks like a human being at all, more like some kind of ghost or spirit of the woods.
  2. The rest of the landscape is drawn with harsh single lines, whose waviness seems to echo the long O of the protagonist’s mouth.
  3. Thus ‘primitiveness’ of the technique of wood carving – with its thick, heavy ‘crude’ lines – somehow echoes the primalness of the emotional state being described.

The exhibition

This exhibition brings together nearly 50 prints from Norway’s Munch Museum, making this the largest exhibition of Munch’s prints seen in the UK for 45 years.

It also includes sketches, photos and a few oil paintings, not least a big haunting portrait – The Sick Child – of his favourite sister, Johanne Sophie, who died of tuberculosis when she was just 13. These are set alongside works by French and German contemporaries, to present a powerful overview of Munch’s troubled personality, the artistic milieu he moved in, and his extraordinary ability to turn it into powerful images conveying intense, primal, human emotions.

Vampire II (1896) by Edvard Munch. The Savings Bank Foundation DNB, on loan to Henie Onstad Kunstsenter, Oslo

Claustrophobic

The exhibition is up in the top gallery in the Rotunda, a relatively small space, which was divided into smallish sections or rooms, the prints hung quite close together on the walls, and the place was packed, rammed, with silver-haired old ladies and gentleman. It was hard to move around. More than once I went to move on from studying a print and found I couldn’t move, with people studying the next-door prints blocking me to left and right and a shuffle of pedestrians blocking any backward movement. Imagine the Tube at rush hour. It was like that.

Possibly, in fact, a good atmosphere to savour Munch’s work. Trapped, claustrophobic, slightly hysterical. it forced me to look up at the quotes from his letters or diaries which have been liberally printed up on the exhibition walls. Just reading these immediately gives you a sense of where Munch was coming from, his personality and the motivation for his art.

For as long as I can remember I have suffered from a deep feeling of anxiety which I have tried to express in my art. (1908)

I was walking along the road with two friends – the sun was setting – suddenly the sky turned blood red – I paused, feeling exhausted – and leaned on the fence – there was blood and tongues of fire above the blue-black fjord and the city – my friends walked on, and I stood there, trembling with anxiety – and I sensed an infinite scream passing through nature. (22 January 1892)

The angels of fear, sorrow, and death stood by my side since the day I was born.

All art, like music, must be created with one’s lifeblood – Art is one’s lifeblood. (1890)

I would not cast off my illness, because there’s much in my art that I owe it.

We do not want pretty pictures to be hung on drawing-room walls. We want… an art that arrests and engages. An art of one’s innermost heart.

Sexual anxiety

There’s plenty more where this came from. The exhibition gives a lot of biographical detail about his early life, describing the Norwegian capital of Kristiana, how it was connected to the rest of Europe by sea routes, how it was a small provincial town whose every aspect was dominated by the stiflingly respectable Lutheran church, but how young Edvard was attracted to its small bohemian, artistic set of poets and writers and artists, how he conceived a massive sequence of works about love and sex and death which he titled The Frieze of Life –

The Frieze is intended as a poem about life, about love and about death. (1918)

How he travelled to Paris and to Berlin and scandalised respectable opinion with the exhibitions he held there, but created a stir and won admirers for the stark, elemental quality of his woodcuts and prints. (The exhibition includes a map of Europe showing Munch’s extensive travels during the 1890s and 1900s, along with a selection of Munch’s personal postcards and maps.)

We are told Munch was born and brought up in a fiercely religious and conservative bourgeois family which was horrified when he fell in with Kristiania’s bohemian layabouts. These bohos practiced sexual promiscuousness, had numerous affairs, and so were plagued by jealousy and infidelity and fights – all exacerbated by the way they drank too much, far too much.

It seemed obvious to me that Munch’s anxiety was caused by the crashing conflict between his extremely repressed bourgeois upbringing and the chaotic and promiscuous circles he moved in as a young man. On the one hand was a young man’s desire and lust, on the other were all the authority figures in his culture (and inside his head) saying even looking at a woman with lust in his heart would lead to instant damnation.

The scores of images he made of women as vampires and weird gothic presences and looming succubi emerging from the shadows, represent a repeated attempt to confront the epicentre of that clash – sex, embodied – for a heterosexual young man – by sexualised young women. They attracted him like a drug, like heroin – but all these compulsive thoughts about them triggered the terror of physical disease – the appalling ravages of syphilis for which there was no cure – along with the certainty of eternal damnation – and all these led to anxious, almost hysterical thoughts, about the only way out, the only way to resolve the endless nightmare of anxiety – and that was release and escape into death, the death which he had seen at such close quarters in the deaths of his beloved mother and sister from tuberculosis.

The obsessiveness of his sexual thoughts, and their violent clash with orthodox Christianity, is most evident in the hugely controversial Madonna, an obviously erotic image to which he blasphemously misapplies the title of the chaste Mother of God. And, when you look closely, you realise that those are sperm swimming round the outside of the frame, and a miserable looking foetus squatting at the bottom left. Sex versus Religion! It’s amazing he wasn’t arrested for blasphemy and public indecency. In fact his 1892 exhibition in Berlin so scandalised respectable opinion that it was shut down after just a week.

Madonna (1895/1902) by Edvard Munch. Munchmuseet

So Munch’s vampire women aren’t real women, of course they’re not. They are depictions of male anxiety about women, namely the irreconcilable conflict between the demanding, drug-addiction-level lust many young, testosterone-fueled men experience, whether they want to or not – and the multiplicity of feelings of shame about having such strong pornographic feelings and experiences, and regret at handling relationships with women badly, and anxiety that you are a failure, as a man and as a decent human being, and terror that – if there is a God – you are going straight to hell for all eternity.

Plus, as the wall labels indicate, there really was a lot of heavy drinking in his circle and by him personally, which led to chaotic lifestyles among the bohemian set, and Munch became a clinical alcoholic. And this addiction – to alcohol – will, of course, have exacerbated all the psychological problems described above.

Exposure to so many of Munch’s prints – alongside detailed explanations of how he made them, the Norwegian and north European tradition they stem from, and so on – really rubs in the fact that he was a great master of the form. It’s not just The Scream. Lots of the other prints have the same archetypal, primitive power, and the exhibition brings it out by setting Munch’s work beside prime examples by other leading printmakers of the time, in France and Germany (many of which are themselves worth paying the price of admission to see).

The subtle prints

It tends to be the extreme images we are attracted to – The Scream, The Madonna, the numerous vampire women, the worrying image of a pubescent girl sitting on a bed. But some decades ago we crossed a threshold into being able to accept all kinds of erotic and extreme images, so these no longer scandalise and thrill us in the same way they did their initial viewers, although they still provide powerful visual experiences.

But having had a first go around the exhibition taking in these greatest hits, I slowly came to realise there was another layer or area of his work, which is – in a word – more subtle. If the most obvious and impactful of his images are about stress and anxiety mounting to open hysteria – there were also plenty of images which were far more restrained. In which – to point out an obvious difference – the women are wearing clothes.

Instead of vampire women whose kisses are turning into bites, these tend to be of fully dressed, utterly ‘respectable’ late-nineteenth century types, set outdoors, in open air situations where… somehow, through the placing and composition of the figures, a more subtle sense of aloneness and isolation is conveyed. They capture the mood of a couple who are, for some reason, not communicating, each isolated in their brooding thoughts.

The Lonely Ones (1899) by Edvard Munch. Munchmuseet

Like the complex ways relationships between the sexes fail, become blocked and painful in the plays of Munch’s fellow Norwegian, Henrik Ibsen. (Munch, as a leading artist of the day, was acquainted with both Ibsen and the younger playwright, Strindberg. It crosses my mind that if Munch’s more hysterical images can be compared to the highly strung characters in a Strindberg play, the more subdued and unhappy images in some way parallel Ibsen’s couples.)

Having processed the extreme images of vampire women, sex and death in my first go round, on this second pass I warmed to these less blatant images.

I noticed that the naked women images are almost always indoors (as, I suppose, naked women mostly had to be, in his day). But that the more ‘respectable’ and subtle images were all set outside, and often by primal landscapes – namely The Lake and the Forest – the kind of primeval landscape we all associate with Scandinavia and which really was available right on Kristiana’s doorstep.

The exhibition ends with a set of prints which perform variations on his characteristically hunched, half-abstract human figures – characteristically, showing one man and one woman – but in this series hauntingly isolated, leaning on each other – or against each other – in something which doesn’t look at all sensual but more like the survival techniques of characters from a play by Samuel Becket.

Towards the Forest II (1897/1915) by Edvard Munch. Munchmuseet

Less striking than the vampires and naked women and girls, I thought these strange, half-abstract, ‘lost souls in the landscape’ images had a kind of purity and haunting quality all their own.

Breakdown and rebirth

It comes as no surprise to learn that in 1908 Munch had a nervous breakdown. His anxiety, compounded by excessive drinking and sometimes fighting, had become acute, and he was experiencing hallucinations and persecution mania. He entered a clinic and underwent a comprehensive detoxification which lasted nearly eight months.

When he left, he was a new man. Well, new-ish. His work became more colourful and less pessimistic and the wider public of Kristiania for the first time began to appreciate his work. Critics were supportive. His paintings sold. Museums started to buy his back catalogue. His life improved in all measurable ways. But in a textbook case of the artist who needs his anxieties and neuroses to produce great works, everything he carved and painted from then on – portraits of rich friends, of the farm he bought, murals for factories – lacked the intensity and archetypal power of his early years.

Years later all that storm and stress and hysteria seemed so distant as almost to be inexplicable.It is typical that, decades later, he told the story of how his famous painting, Vampire II, got its title. He himself had simply titled it Love and Pain. Pretty boring, eh? But Munch’s friend, the critic Stanisław Przybyszewski, and clearly a man with a flair for publicity, described it as ‘a man who has become submissive, and on his neck a biting vampire’s face.’ And, looking back, Munch comments:

It was the time of Ibsen, and if people were really bent on revelling in symbolist eeriness and calling the idyll ‘Vampire’ – why not?

A man in remission from alcoholism and mental illness, the older Munch can be forgiven for not wanting to revive unhappy memories, and for wanting to palm off the idea for lurid titles onto his friends. But the prints themselves, and all his early writings, don’t lie. The later work is interesting and decorative – but it is the unhappy period covered by this exhibition which produced the intense and troubled works which seem to take you right into the heart of the tortured human condition.

Older, wiser and sober. Munch among his paintings at the end of his life

The promotional video


Related links

Other British Museum reviews

The Temptation of Saint Anthony by Gustave Flaubert (1874)

These images appear suddenly, as in flashes – outlined against the background of the night, like scarlet paintings executed upon ebony.

Saint Anthony

Saint Anthony a.k.a Anthony the Great (c. 251 – 356) was a Christian monk and visionary who reacted against the increasing acceptance and normalisation of Christianity throughout the Roman Empire by becoming, first an ascetic, and then rejecting social life altogether by going to live in the Egyptian desert, to fast and pray by himself, relying only on gifts of food from pilgrims and local villagers.

Rumours and legends spread about his simple life and holiness, and soon he gained a following. He is known to posterity because his contemporary, Athanasius, bishop of Alexandria, wrote a long biography of him. For many years Anthony was credited as the founded of monasticism i.e. the idea that holy men should go and live in isolation from society, ideally in remote locations, to live simple lives and praise God – though modern scholars now know he was part of a widespread movement of religious puritans away from urban centres, which predated and accompanied him.

Athanasius’s biography describes how Anthony was tempted by the devil and by demons who appeared in numerous disguises, trying to seduce him with food and the pleasures of the flesh or, more subtly, trying to lure him into some of the heretical beliefs with which his age abounded.

Continually elaborated in the retelling, embellished with demons, naked women and weird monsters, the legend of the ‘Temptation of St Anthony’ went on to become a familiar subject in western art, inspiring lovingly grotesque depictions by the likes of Hieronymus Bosch and Mathias Grünewald.

The Temptation of Saint Anthony by Hieronymus Bosch

The Temptation of Saint Anthony by Hieronymus Bosch (1501)

In more modern times the Temptation was painted by Max Ernst and Salvador Dali, and was the subject of a symphony by the German composer Paul Hindemith (1934).

And it inspired this prose fantasia by Gustave Flaubert, published in 1874.

The mundane and the fantastic in Flaubert

As I’ve read through Flaubert I’ve realised his output can be very simply divided into two categories: the contemporary realist works (Madame Bovary, The Sentimental Education) and the exuberant historical fantasias (Salammbô, The Temptation of Saint Anthony).

In other words, alongside his painstaking attention to the detail of contemporary life, Flaubert was also fascinated and inspired by a wide range of historical and fantastical subjects. He had a long-running interest in the ancient world of the Mediterranean (an interest fuelled by his visits to Tunisia and Egypt) and a lifelong fascination with religion, all religions, ranging as far afield as Buddhism and Hinduism.

It is as if all the uncontrolled sexual, sadistic, fantastical and philosophical fantasies which Flaubert kept completely bottled up when creating the painstaking ‘realist’ novels, just had to erupt somewhere else – in the sustained cruelty of Salammbô and into the extended philosophical and psychological fantasia of Saint Anthony.

The problem of ‘evil’ in 19th century literature (i.e. it is boring)

Flaubert wrote three completely different versions of the Temptation (1849, 1856 and this one).

The long introduction to the Penguin paperback edition by Kitty Mrosovsky compares how the images and ideas changed in the three versions. She then goes on to quote the opinions of later French writers and critics, from Baudelaire through Valéry, from Sartre to Michel Foucault.

What becomes clear is that if you write about God and the devil, heaven and hell, being and nothingness, sex and sin, any number of critics will be able to impose their own critical schemas and obsessions on your text, and it can be turned into a Symbolist, Freudian, Modernist, Existentialist or Structuralist masterpiece, depending on which critic you’re reading.

In other words, modern texts on this kind of subject often turn out to be strangely empty.

Inner right wing of the Isenheim Altarpiece depicting the Temptation of St. Anthony by Matthias Grünewald (1512-1516)

Inner right wing of the Isenheim Altarpiece depicting the Temptation of St. Anthony by Matthias Grünewald (1512-1516)

Personally, I find the history of the late Roman Empire, the rise of Christianity and the efflorescence of its countless heresies, absolutely riveting. By contrast I often find the way secular ‘modern’ writers use this era and these ideas to spool out endless ruminations about the meaning of life, unutterably boring. Why?

I think the reason I like the history of the actual heresies – all those gnostics and Arians, the Adamites, Marcionians, Nicolaitans, Paternians, Archonites and so on – is that they are interesting in themselves, and they really mattered. There were riots, insurrections, people fought to the death about these beliefs and – arguably – the weakness of the Church in North Africa after centuries of bitter sectarian fighting made it easy for militant Islam to sweep across the region in the 7th century. This was of world-historical importance.

And the arcane Christological heresies of the 3rd or 4th centuries AD are interesting in themselves as thought-provoking explorations of the potential of Christian theology – was Christ a man? or a God? or half-man and half-God? Which half was which? Did God speak through him or were his words his own? Has the Son existed for all time, like God, or was he created at some later date i.e. is he equal to, or inferior to, God the Father? How can they be part of the same Substance when Jesus continually refers to ‘his Father’ as a distinct entity? And how does the Holy Spirit fit into each of these scenarios?

1. The long line of 19th century non-believing poets and writers who tackled issues of ‘sin’ and ‘damnation’ and ‘heaven’ and ‘hell’ – from Byron via Baudelaire to Rimbaud and beyond – were just playing at being ‘damned poets’. There is no sense of risk in their work. The absolutely worst thing they could conceive of in their fictions, was suicide (which, when all is said and done, is just a personal psychological disorder), or murdering someone (just the one person) the subject of Dostoyevsky’s 500-page-long Crime and Punishment. Even the primevally wicked Mr Hyde only in fact murders one person. The worst thing most of these writers did, in practice, was sleep around and get drunk a lot.

In a sense the twentieth century made much 19th century literature redundant. The First World War went a long way towards (and then the Second World War, the Holocaust and the atom bomb, completed the work of) redefining forever the meaning of evil, despair, horror.

Agonising over one person’s soul seems, well, rather paltry in the light of the world we live in. (This is the reason I find the novels of Graham Greene, and their enormous obsession with the sinfulness or damnation of just one person, rather ludicrous.)

2. Also, no-one believes in Christianity any more. Not in a literal hell and damnation, not like they used to. In the Middle Ages the idea of damnation really mattered, psychologically: in Chaucer and Dante it is a real place, with real fire, and real demons skewering your tortured body. By the nineteenth century, in the hands of a dilettante like Byron, it is a fashion accessory, part of the pose of tormented genius.

The Temptation of Saint Anthony

The Temptation is divided into seven parts. It is written as if a play, with prose instructions describing the setting and goings-on (Opening words: ‘The setting is Thebaid, high on a mountain…’) while the dialogue of the ‘characters’ is given in dramatic format- the name, a colon, the speech.

It starts with Anthony outside his primitive hut in the desert at nightfall, and he proceeds to have a bewildering series of visions, some of which transport him to cities and palaces, where he encounters emperors and queens, and all manner of famous individuals such as the Queen of Sheba, Helen of Troy, the Buddha, the Greek gods and so on.

Right from the start Anthony – surprisingly – bemoans his lot, hates being alone, wonders whether he shouldn’t have followed another vocation, grumbles and complains in what – to be honest – is Flaubert’s awful, stagey dialogue.

Another day! another day gone!… What solitude! what weariness!… Ah! woe, woe is me! will this never end? Surely death were preferable! I can endure it no more! Enough! enough!… Assuredly there is no human being in a condition of such unutterable misery!… What shame for me! Alas! poor Anthony!… It is my own fault! I allow myself to be caught in every snare! No man could be more imbecile, more infamous!…

Since he doesn’t really do anything, we only know Anthony through his speech and his speech is hammy Victorian melodrama. As with the dialogue in Salammbô, every sentence seems to end in an exclamation mark but, paradoxically, the more exclamation marks he uses, the less dramatic (or interesting) the speech becomes, the more tiresome and simple-minded.

I found it impossible to take Anthony seriously as a character.

He stamps his foot upon the ground, and rushes frantically to and fro among the rocks; then pauses, out of breath, bursts into tears, and lies down upon the ground, on his side.

In fact, given the extravagant cast of characters, there is also surprisingly little drama, hardly any sense of conflict or threat, in the whole work. Anthony remains the same miserable moaner all the way through. There is no change or development, no sense of critical encounters or turning points or sudden revelations.

As I’ve read through Flaubert’s works I’ve become increasingly aware of the importance of Set Piece Scenes in his fiction. In a sense the Temptation is a reductio ad absurdam of this approach: it consists of nothing but an apparently endless series of set-piece encounters and scenes. This accounts for the highly static impression it makes on the reader.

One critic compares the entire book to the panoramas created by magic lanterns in the mid-nineteenth century. These enchanted their simpler audiences by projecting a series of images onto a flat wall. You can envisage the entire book as just such a series of slides.

The Temptation Of St Anthony by Joos van Craesbeeck

The Temptation of St Anthony by Joos van Craesbeeck (1650)

Part one – Human frailty

We find Saint Anthony in front of his hut in the desert as the sun sets. The entire book takes place in the space of this one night, from dusk to dawn.

Anthony is moaning about his lot in life and wonders why he didn’t do almost anything else, become a soldier or a teacher. Almost continually his thoughts are interrupted by wolves prowling just outside the light of his torch, or by birds, by strange noises.

Personally, I found almost all the scenes involving Anthony off-putting because he comes across as so wet and feeble. As in Salammbô and the realist novels, I often found the quiet, descriptive passages the most enjoyable, the ones where Flaubert uses his extensive background reading in the period to depict ordinary life of the time. Here he is imagining the life of your ordinary Alexandrian merchant.

The merchants of Alexandria sail upon the river Canopus on holidays, and drink wine in the chalices of lotus-flowers, to a music of tambourines which makes the taverns along the shore tremble! Beyond, trees, made cone-shaped by pruning, protect the quiet farms against the wind of the south. The roof of the lofty house leans upon thin colonettes placed as closely together as the laths of a lattice; and through their interspaces the master, reclining upon his long couch, beholds his plains stretching about him – the hunter among the wheat-fields – the winepress where the vintage is being converted into wine, the oxen treading out the wheat. His children play upon the floor around him; his wife bends down to kiss him.

Anthony sees this vision because he himself is lonely and hungry. The local villagers used to come and give him food, now they’ve stopped. Anthony reminisces about his days back in the city, as a trainee monk, when he was invited by Athanasius to join a set piece debate against the Arians (a very popular type of Christian heresy). Then he sees visions -‘ a stretch of water; then the figure of a prostitute; the corner of a temple, a soldier; a chariot with two white horses, prancing’, then he faints.

Part two – the Seven Deadly Sins

Out of the darkness comes the Devil, like a huge vampire bat, and under its wings are suckling the Seven Deadly Sins. It is a disappointment, then, that this ominous creature doesn’t speak. Instead Anthony hallucinates that his mat is a boat, rocking on a river, floating past the temple of Serapis.

Papyrus-leaves and the red flowers of the nymphæa, larger than the body of a man, bend over him. He is lying at the bottom of the boat; one oar at the stem, drags in the water. From time to time, a lukewarm wind blows; and the slender reeds rub one against the other, and rustle. Then the sobbing of the wavelets becomes indistinct. A heavy drowsiness falls upon him. He dreams that he is a Solitary of Egypt.

I like passages like this, clips or little scenelets of vivid description. When Anthony wakes the Devil has, apparently, disappeared – very disappointing. Anthony finds a husk of bread and his jug empty and this prompts a vivid hallucination of a great banqueting table set for a feast, replete with intoxicating sights and smells.

Then many things appear which he has never seen before – black hashes, jellies, the colour of gold, ragouts in which mushrooms float like nenuphars upon ponds, dishes of whipped cream light as clouds.

It was only the notes which explained to me that what now follows is a sequence in which Anthony hallucinates each of the Seven Deadly Sins in turn. This one represented the Sin of Gluttony. As in a hallucination the food morphs into lips and then into one loaf on a table which now stretches to right in front of his face. He pushes it away and it vanishes.

Then Anthony stumbles over something underfoot, which turns into money, lots of money, a crown, precious jewels.

As water streams overflowing from the basin of a fountain, so diamonds, carbuncles, and sapphires, all mingled with broad pieces of gold bearing the effigies of Kings, overflow from the cup in never ceasing streams, to form a glittering hillock upon the sand…

It is the Sin of Avarice. As he throws himself upon the pile it vanishes. He trembles in the knowledge that, had he died in the middle of succumbing to any of these temptations, he would have gone to hell.

Now the scene completely changes and Anthony thinks he sees a panoramic overview of the city of Alexandria. In style this is identical to the numerous panoramic overviews of Carthage which Flaubert gave us in Salammbô. He sees crowds of vengeful monks pouring through the streets, seeking out their heretical opponents, the Arians, and then Anthony suddenly sees himself to be one of them, bursting into the houses of the heretics, burning their books, torturing and eviscerating them, wading up to his knees in the heretics’ blood!

And the blood gushes to the ceilings, falls back upon the walls like sheets of rain, streams from the trunks of decapitated corpses, fills the aqueducts, forms huge red pools upon the ground. Anthony is up to his knees in it. He wades in it; he sucks up the blood-spray on his lips; he is thrilled with joy as he feels it upon his limbs, under his hair-tunic which is soaked through with it.

This is the Sin of Wrath.

Next the scene morphs to a Roman city (which I deduce is the newish capital of the Roman Empire, Constantinople) and Anthony finds himself ushered through countless rooms in a grand palace, past armed guards to arrive in the presence of the Emperor. This painted, dazzling personage treats him as an equal, discusses politics and religion with him and places his imperial diadem on Anthony’s brow. He is taken out into the balcony overlooking the Hippodrome where the great chariot races are held, walking past prison cells in which are imprisoned his theological enemies, the Arians, grovelling and begging hur hur hur. The Sin of Pride.

Then the scene morphs into the throne room of Nebuchadnezzar, king of Babylon 600 BC, a long banqueting table, and crawling in the dirt all the kings Nebuchadnezzar has defeated, whose hands and feet have been cut off. A little way off sit the king’s brothers, all of whom have been blinded. As in Salammbô the reader becomes aware of Flaubert’s oppressive interest in sadism and cruelty. Anthony enters the mind of the king of kings and is immediately drenched in feelings of lust and cruelty. He climbs on the table and bellows like a bull and then…

Comes to himself. He is alone in front of his hut. He picks up his whip and flagellates himself, enjoying the pain, the tearing of his rebellious flesh, whereupon…

He sees men riding on onagers (a kind of Asiatic wild ass) and then a procession of camels and horses and then a white elephant with a golden net and waving peacock feathers, which bears the Queen of Sheba. The elephant kneels, the queen slides down its trunk onto a precious carpet laid out by her slaves and she greets Anthony. As with Salammbô, there is in these scenes an excess of description over psychology or character.

Her robe of gold brocade, regularly divided by furbelows of pearls, of jet, and of sapphires, sheaths her figure closely with its tight-fitting bodice, set off by coloured designs representing the twelve signs of the Zodiac.

She wears very high pattens – one of which is black, and sprinkled with silver stars, with a moon crescent; the other, which is white, is sprinkled with a spray of gold, with a golden sun in the middle. Her wide sleeves, decorated with emeralds and bird-plumes, leave exposed her little round bare arms, clasped at the wrist by ebony bracelets; and her hands, loaded with precious rings, are terminated by nails so sharply pointed that the ends of her fingers seem almost like needles.

A chain of dead gold, passing under her chin, is caught up on either side of her face, and spirally coiled about her coiffure, whence, redescending, it grazes her shoulders and is attached upon her bosom to a diamond scorpion, which protrudes a jewelled tongue between her breasts. Two immense blond pearls depend heavily from her ears. The borders of her eyelids are painted black.

And she claims they have been searching the wilderness for him and, now they have found him, she will marry him and worship him and anoint him and caress him. There is a great deal of Miltonic description of the riches and luxuries from far-flung exotic places which she can offer him, but then it focuses down to the pleasure of her body, which sums up a whole world of desire. The Sin of Lust.

I am not a woman: I am a world!

But Anthony stands firm and after flirting with him some more, she turns on her heel, remounts her elephant and departs along with all her servants, laughing, mocking him.

Part three – Hilarion (11 pages)

A small child appears. Going up to him Anthony recognises the face of his one-time disciple, Hilarion, long since departed for Palestine. This phantasmal Hilarion sets about systematically undermining Anthony’s faith:

  • he criticises Anthony’s teacher, Athanasius, pointing out his theological errors
  • he says Anthony’s mortification is pointless since many heretics do just the same
  • Jesus went cheerfully about his ministry, mixing with people, talking, teaching, unlike misanthropic Anthony
  • when Anthony points to the Scriptures as the basis of faith, Hilarion immediately rattles off a list of the inconsistencies in the Gospel accounts of Jesus
The Temptation of St. Anthony by David Teniers the Younger (1647)

The Temptation of St. Anthony by David Teniers the Younger (1647)

Part four – the Heresiarchs and the circus victims (60 pages)

The heresiarchs Hilarion ushers Anthony into a vast basilica full of people who turn out to be a collection of all the founders of heresies, all the rival theologians and preachers and mystic, the Gnostics and neo-Platonics and religious thinkers, of his time. This is quite a long list and, as most of them only get a sentence or so designed to baffle and demoralise Anthony, it is very difficult from Flaubert’s text alone to properly understand their deviant beliefs.

After all these years I still recommend Paul Johnson’s excellent History of Christianity (1977), whose long second chapter is devoted to a detailed exposition of the Christian heresies which exploded around the Mediterranean and caused outrage, riots and even wars (when different candidates for emperor adopted opposing theologies) until well into the 8th century.

Thus Anthony meets in quick succession the heresiarchs Mani, Saturninus, Cerdo, St Clement of Alexandria, Bardesanes, the Herbians, the Priscillianists, Valentine, Origen, the Elkhasaites, the Carpocratians, the Nicolaitans, the Marcosians, the Helvidians, the Messalians, the Paternians, Aetius, Tertullian, Priscilla, Maximilla, Montanus, the Archontics, the Tatianians, the Valesians, the Cainites, the Circumcellions, Arius. Pandemonium breaks out:

The Audians shoot arrows against the Devil; the Collyridians throw blue cloths toward the roof; the Ascites prostrate themselves before a waterskin; the Marcionites baptise a dead man with oil. A woman, standing near Appelles, exhibits a round loaf within a bottle, in order the better to explain her idea. Another, standing in the midst of an assembly of Sampseans distributes, as a sacrament, the dust of her own sandals. Upon the rose-strewn bed of the Marcosians, two lovers embrace. The Circumcellionites slaughter one another; the Valesians utter the death-rattle; Bardesanes sings; Carpocras dances; Maximilla and Priscilla moan; and the false prophetess of Cappadocia, completely naked, leaning upon a lion, and brandishing three torches, shrieks the Terrible Invocation.

As you can see, this glorified list is more a goldmine for editors and annotators than any kind of pleasure for readers. Indeed, the Penguin edition has 47 pages of notes giving you fascinating facts on almost every one of the characters and places mentioned in the text. But if you read it as text alone, all these names quickly blur.

This long section about heretics makes clearer than ever the fact that Flaubert has the mentality of an encyclopedist, a compiler of dictionaries. He boasted to friends about the hundreds of history books he read as research for both Salammbô and Anthony and boy does it show.

Flaubert cuts and pastes together the results to produce scenes packed with exotic names, but almost always without any life or psychology and, as here, disappointingly uninformative. The controversies about the precise meaning of Jesus’ crucifixion which racked the early church are riveting because there was so much to play for; they were political as well as theological arguments, because different sects seized control of entire Roman provinces, Roman emperors disinherited their own children or fought opponents because they espoused divergent beliefs.

Flaubert manages to drain this exciting and complex historical and theological subject of all interest and turn it into a procession of cardboard mouthpieces, who all sound the same.

Following Arius, the chapter continues with a paragraph or so from: Sabellius, the Valentinians, the Sethians, the Theodotians, the Merinthians, the Apollinarists, Marcellus of Ancyra, Pope Calixtus, Methodius, Cerinthus, Paul of Samosata, Hermogenes, the Cerinthians, the Marcosians, the Encratites, the Cainites, the Old Ebionites, Eusebius of Caesarea, Marcellina…

The ceremony of the Orphites Anthony is then taken through a door into a dark shrine where he witnesses a ceremony of the Orphites, who worshipped the snake, the serpent in the Eden story, believing it to be the true saviour. Their chanting awakens a monstrously huge python which they handle and twine around themselves as they hold a blasphemous eucharist.

Christians being thrown to the lions Exhausted with horror at the sheer number of heresies, Anthony falls to the floor and is immediately back in the dust in front of his humble hut. Time passes and a new hallucination begins. He is in a dark room, a prison cell, among other wretches. Outside it is sunny, he hears the roar of a crowd, the sound of lions and has a vision of the arena, tier after tier of seats. He is among Christians about to be thrown to the lions.

Various characters explain why they’re there (interrupting pagan rites, burning down temples, refusing to worship pagan gods) and explore their plight: an Old Man lamenting he didn’t escape, a Young Man bewailing the lost years, a Consoler saying a miracle might happen. The idea (apparently) is to disillusion Anthony by showing him the mean motives, the backsliding and lack of faith of the so-called ‘martyrs’. The portcullis on the other side of the arena opens and out lope lazy lions, panthers, leopards, and then the martyrs’ door opens and the gaoler whips the weeping Christians out into the sand…

In the cemetery And Anthony awakes, dazed, looks around him, then.. falls into another dream. He is in a cemetery where he meets veiled women lamenting the deaths of their husbands, sons or how they themselves were condemned as Christians and persecuted, and then… as they bow and pray together, eat together, their robes slip open and their mouths join and.. I think they have an orgy – presumably the Devil’s intention is to show him the lack of faith and the easy lasciviousness of the widows of the faithful. This scene fades out and…

The Hindu sage Anthony is at the edge of a tropical forest, with parrots and lizards. On a pyre squats a shrivelled man wearing a necklace of shells and with a bird’s nest built in his long matted hair. He is ‘the Gymnosophist’, a Hindu sage. This wizened figure repeats basic Hindu teachings about reincarnation, about striving to reach purity so as not to fall into corruption. Then his pyre bursts into flames and he is burnt alive without a sound.

Simon Magus and Helen of Troy Anthony tramples out the flames and it is dark again. Then through a cleft in the rocks comes a voice followed by a white-haired old man leading a young girl with bite marks on her face and bruises on her arm. It emerges that he is Simon Magus, a magician of the first century mentioned in the Gospels. He claims to be the reincarnation of God and that the woman with him is his ‘First Thought’ or Ennoia, who has been reincarnated through the ages, at one point in the body of the legendary Helen of Troy, before he rescued from her work in a brothel in Tyre. Simon shakes the pot he’s carrying which has a live flame at the top, but the flame shivers and goes out and a great smoke or fog fills the stage.

Apollonius of Tyana Anthony stumbles though the fog to discover Simon and Helen are gone. Now through the fog come a pair of men, one tall and lordly like Christ, the other a short servant. It is Apollonius of Tyana, the sage or thaumaturge, and his servant Dimas. Apollonius declaims grandly. As so often with Flaubert, the reader gets the sense that the author is more interested, intoxicated even, by lists of grand, exotic-sounding and remote peoples and places – than by any kind of sense or logic. Thus Apollonius:

I have conversed with the Samaneans of the Ganges, with the astrologers of Chaldea, with the magi of Babylon, with the Gaulish Druids, with the priests of the negroes! I have ascended the fourteen Olympii; I have sounded the Scythian lakes; I have measured the breadth of the Desert!…

But first I had visited the Hyrcanian Sea; I made the tour of it; and descending by way of the country of the Baraomati, where Bucephalus is buried, I approached the city of Nineveh….

At Taxilla, the capital of five thousand fortresses, Phraortes, King of the Ganges, showed us his guard of black men, whose stature was five cubits, and under a pavilion of green brocade in his gardens, an enormous elephant, which the queens amused themselves by perfuming. It was the elephant of Porus which had taken flight after the death of Alexander….

Upon the shores of the sea we met with the milk-gorged Cynocephali, who were returning from their expedition to the Island Taprobana…

So we returned through the Region of Aromatics, by way of the country of the Gangarides, the promontory of Comaria, the country of the Sachalites, of the Adramites and of the Homerites; then, across the Cassanian mountains, the Red Sea, and the Island Topazos, we penetrated into Ethiopia through the country of the Pygmies…

I have penetrated into the cave of Trophonius, son of Apollo! I have kneaded for Syracusan women the cakes which they carry to the mountains. I have endured the eighty tests of Mithra! I have pressed to my heart the serpent of Sabasius! I have received the scarf of Kabiri! I have laved Cybele in the waters of the Campanian gulfs! and I have passed three moons in the caverns of Samothracia!

And so on. There is not a trace of drama, character, psychology, theology or philosophy in sight. This is quite transparently just a litany of resonant names. Apollonius and Dimas step backwards off a cliff and remain suspended in the air, like Coyote in the Roadrunner cartoons, before ascending slowly into the black night sky.

The Temptation of Saint Anthony by Félicien Rops (1878)

The Temptation of Saint Anthony by Félicien Rops (1878)

Part five – the pagan gods and goddesses (42 pages)

Another long chapter in which Anthony meets what amounts to a list of all the pagan gods and goddesses, each of them given – as we’ve become used to – a few sentences or a paragraph in which to show off Flaubert’s erudition and wide reading, before handing on to the next one.

In fact it starts off with a parade of pre-pagan gods, the blocks of wood or stone which original humans worshipped. Anthony and Hilarion mock the stupidity of the men who worshiped these clods. Then detours (unexpectedly) to a quick review of the original Hindu gods and of the Buddha, who tells the story of his life. The purpose of this temptation is that, as each of these entities tells its story, Hilarion (like a mini-devil) chips in to point out that this or that aspect of their worship is really no different from Christian belief or practice; it is designed to erode Christianity’s claims to uniqueness.

We have appearances from the Buddha, Oanna (of the Chaldeans), the gods of ancient Babylon and their temple prostitutes, Ormuz god of the Persians, the Great Diana of Ephesus with her three rows of breasts.

Cybele’s priests sacrifice a sheep and spatter Anthony and Hilarion with the blood, Atys who in a frenzy castrates himself as do his priests, we see the funeral of Adonis, killed by the boar, and the lamentation of Persephone, Isis suckling her babe and lamenting the death and dismemberment of Osiris.

Anthony is racked with sadness that so many souls have been lost worshiping these false gods; but sly Hilarion points out that so many aspects of the gods or their worship echo the True Religion, seeking to undermine Anthony’s belief.

Now he and Anthony see a vast mountain with Olympus on its height and witness the pantheon of Greek gods, one by one lamenting their decline and fall: Jupiter, Juno, Minerva, Hercules, Pluto, Neptune, Mars, Vulcan, one by one they lament the loss of their powers and the end of their worship, before going tumbling down into a black abyss.

The lament of Osiris for her lost lover, and the sorrow of the Greek gods are the only pages in the book which I found moving enough to reread and savour. In it we can hear the voice of Flaubert, who from his schooldays believed he lived in a fallen world of stupidity and vulgarity. Hence the words he puts into dying Jupiter’s mouth:

‘Eagle of apotheoses, what wind from Erebus has wafted thee to me? or, fleeing from the Campus Martins, dost thou bear me the soul of the last of the Emperors? – I no longer desire to receive those of men. Let the Earth keep them; and let them move upon the level of its baseness. Their hearts are now the hearts of slaves; – they forget injuries, forget their ancestors, forget their oaths – and everywhere the mob’s imbecility, the mediocrity of individuals, the hideousness of every race, hold sway!

Latterly go the household gods, those minor deities who gave grace and dignity to all aspects of daily life in ancient Rome, who laid the bride in her bed, tended at childbirth, at sickness, at feasts, during illness. All scorned, ignored and gone. Finally – surprisingly – a page is devoted to Jehovah, the god of the Old Testament, himself rejected and abused, his followers – the Jews – scorned and scattered over the earth.

It was a struggle to read the previous chapters, but these long laments of the dying pagan gods and the imaginative grace and nobility they brought to everyday life is, I think, genuinely moving. For the first time the text stirred, for me, as actual literature instead of a list of gaudy names.

Part six – the Devil (8 pages)

Hilarion gives way to the Devil himself who chucks Anthony onto his horns and carries him up, up and away, through the sky, into space, up to the moon, beyond the solar system, into the realm of the stars, all the time explaining a) that the universe is infinite, nothing like the earth-centred structure of the ancient Greeks or Jews b) while giving him a compelling lecture on theology (the only theology in the text), explaining in a dry logical, professorial manner the unbounded infinitude and one substance of God.

God has no imperfections, God has no passions, God doesn’t worry or fret about his creatures, he is vastly beyond the momentary whims of man, his is as extended, infinite and integral as the universe. BUT the corollary of this is that He doesn’t listen to prayers and hear the sobs and hopes of his countless creations. He is infinitely remote, completely Perfect, utterly indifferent. (According to the notes, this is a summary of the philosophical pantheism of Spinoza.)

The point is that the Devil’s fluent and vast philosophising leads up to the terrifyingly logical conclusion:

Adore me, then! – and curse the phantom thou callest God!

On some instinct Anthony, despite being overwhelmed by this vision of the universe and the Devil’s compelling logic, lifts his eyes as if to pray. The Devil drops him in disgust.

Part seven (20 pages)

Anthony regains consciousness by the cliff edge. It crosses his mind to end it all by simply rolling over it and falling to his death. This final chapter is in three parts:

1. He is approached by a wizened old woman and a nubile young woman. One argues the case for suicide, the other urges him to embrace life. Slowly it becomes clear they are Death and Lust, respectively. He dismisses them and is confronted by:

2. The Chimera and the Sphinx. The former attracts men towards pointless delusions, the latter devours seekers after God. They squabble and argue until the Sphinx sinks into the sand and the Chimaera goes swooping off in pointless circles.

3. Their argument morphs into the most genuinely surreal and hallucinatory section in the text, where Flaubert creates a parade of the strangest creatures or human-beasts he has come across in all his reading of myths and legends. These include:

  • the Astomi, humans who are completely transparent
  • the Nisnas, who have only one eye, one cheek, one hand, one leg, half a body, half a heart
  • the Blemmyes who have no head at all
  • the Pygmies
  • the Sciapods, who live with their heads and bodies in the earth, only the soles of their feet and legs showing
  • the Cynocephali, men with the heads of dogs who fly through trees in great forests,
  • the Sadhuzag, who has seventy-four antlers which the wind blows through to make beautiful sounds
  • the Martichoras, a gigantic red lion, with human face, and three rows of teeth
  • the Catoblepas, a black buffalo with a pig’s head, falling to the ground, and attached to his shoulders by a neck long, thin, and flaccid as an empty gut
  • the Basilisk, a great violet serpent, with trilobate crest, and two fangs, one above, one below
  • the Griffin, a lion with a vulture’s beak, and white wings, red paws and blue neck

And then there is a terrifying outpouring of Life in a profusion of forms:

And all manner of frightful creatures arise: – The Tragelaphus, half deer, half ox; the Myrmecoles, lion before and ant behind, whose genitals are set reversely; the python Askar, sixty cubits long, that terrified Moses; the huge weasel Pastinaca, that kills the trees with her odour; the Presteros, that makes those who touch it imbecile; the Mirag, a horned hare, that dwells in the islands of the sea. The leopard Phalmant bursts his belly by roaring; the triple-headed bear Senad tears her young by licking them with her tongue; the dog Cepus pours out the blue milk of her teats upon the rocks.

Mosquitoes begin to hum, toads commence to leap; serpents hiss. Lightnings flicker. Hail falls.
Then come gusts, bearing with them marvellous anatomies: – Heads of alligators with hoofs of deer; owls with serpent tails; swine with tiger-muzzles; goats with the crupper of an ass; frogs hairy as bears; chameleons huge as hippopotami; calves with two heads, one bellowing, the other weeping; winged bellies flitting hither and thither like gnats.

They rain from the sky, they rise from the earth, they pour from the rocks; everywhere eyes flame, mouths roar, breasts bulge, claws are extended, teeth gnash, flesh clacks against flesh. Some crouch; some devour each other at a mouthful.

Suffocating under their own numbers, multiplying by their own contact, they climb over one another; and move about Anthony with a surging motion as though the ground were the deck of a ship. He feels the trail of snails upon the calves of his legs, the chilliness of vipers upon his hands: – and spiders spinning about him enclose him within their network.

Finally, in this endless chain of evolutions and transformations, animals turn into insects, flowers turn into rocks, beasts turn to crystal, ice pullulates with life, it is a wild hallucination of the pantheistic vision of life in all things

And now the vegetables are no longer distinguishable from the animals. Polyparies that seem like trees, have arms upon their branches. Anthony thinks he sees a caterpillar between two leaves: it is a butterfly that takes flight. He is about to step on a pebble: a grey locust leaps away. One shrub is bedecked with insects that look like petals of roses; fragments of ephemerides form a snowy layer upon the soil.

And then the plants become confounded with the stones. Flints assume the likeness of brains; stalactites of breasts; the flower of iron resembles a figured tapestry.

He sees efflorescences in fragments of ice, imprints of shrubs and shells—yet so that one cannot detect whether they be imprints only, or the things themselves. Diamonds gleam like eyes; metals palpitate.

His vision narrows right down onto ants, onto the tiniest creatures, onto organisms no bigger than pinheads, furred with cilia and quivering with primordial life. Anthony has seen the origins of life and evolution in reverse, and he bursts out:

‘O joy! O bliss! I have beheld the birth of life! I have seen the beginning of motion! My pulses throb even to the point of bursting! I long to fly, to swim, to bark, to bellow, to howl! Would that I had wings, a carapace, a shell – that I could breathe out smoke, wield a trunk – make my body writhe – divide myself everywhere – be in everything – emanate with odours – develop myself like the plants – flow like water – vibrate like sound – shine like light, squatting upon all forms – penetrate each atom – descend to the very bottom of matter – be matter itself!

And then:

Day at last appears, and, like the raised curtains of a tabernacle, golden clouds furling into larger scrolls unveil the sky.

There in the middle, inside the very disk of the sun, radiates the face of Jesus Christ.

Anthony makes the sign of the cross and returns to his prayers.

Conclusion

Now, either Anthony has learned something definitive in the course of this long, busy night, and Flaubert intends this final outcry, apparently in praise of a kind of pantheistic materialism, as the climax and ‘message’ of the piece (which is very much how it feels when you read it)…

Or the ending has a more pessimistic meaning: namely that the return to his prayers signals a return to the same rut, the same wheel, and that the next night the whole thing will repeat itself all over again. I.e. he is caught like a Beckett character in an endless, pointless cycle of torment and fake wisdom.

I could see that both of these are possibilities but I am happy to leave my reading of the ending completely open because I was just so relieved to get to the end of this long, dense, almost unreadable fantasia of cuttings and notes transmuted into a bizarre sequence of sometimes unbearably tedious scenes.

The only moving part of the whole book is the Lament of the Pagan Gods – where the scenario of each of the gods in turn lamenting the decline of their worship and the end of their influence for once was adequate to the feeling of world sadness Flaubert is obviously aiming at.

Also, the final few pages, the almost hysterical hallucination of the very origins of life, are also head-spinningly delirious. But most if it felt like I was at the dentist having a filling.

The Temptation of St. Anthony by Salvador Dali (1946)

The Temptation of St. Anthony by Salvador Dali (1946)


Related links

Flaubert’s books

The Myth of Sisyphus by Albert Camus (1942)

It sums itself up as a lucid invitation to live and to create, in the very midst of the desert. (p.7)

This volume consists of the long (100-page) essay about suicide, The Myth of Sisyphus, which argues against despair and in favour of life – accompanied by five much shorter essays each exemplifying Camus’s healthy lust for living.

It’s worth remembering how young Camus was when he wrote these texts. Born in November 1913, he was just 23 when he wrote Summer in Algiers, 26 when France fell to the Germans in June 1940, the year he wrote The Stop in Oran, and so on. A young man just beginning a career in writing and still very much entranced by the pleasures of the flesh, sunbathing, swimming, eyeing up beautiful women (a constant theme in his works).

The Myth of Sisyphus

Camus’s preface sums it up. Written in 1940, in the ruins of the defeat of France, the text affirms that even in a Godless universe and a world awash with nihilism, there remain the means to defy and surmount that nihilism. If life is meaningless, the teenager is tempted ask, what on earth is the point of going on living? Why not commit suicide? That is the subject of the essay: it is an essay about suicide – about confronting suicide as the apparently ‘logical’ consequence of realising that we live in an Absurd world.

Camus’s answer is, that we shouldn’t commit suicide because it is more human and more noble and more in tune with a tragic universe – to rebel, to revolt against this fate. To face down the obvious absurdity of human existence and to enjoy the wild beauty of the world while we can.

Revolt gives life its value. Spread out over the whole length of a life, it restores its majesty to that life. (p.54)

Essayist not philosopher

Camus takes quite a long time to finally getting round to saying this. In reading Camus I am influenced by the comment of Jean-Paul Sartre in a 1945 interview where he pointed out that Camus is not an existentialist, and not a philosopher – he is much more a descendant of France’s 17th century moralists. He is a moralist, an essayist (as the essays later in this volume testify) and, unlike the philosopher, the essayist isn’t under any compulsion to produce a coherent sequence of argument. He can be quite content with an entertaining flow of ideas.

Camus certainly plays with philosophical ideas and references a bunch of big philosophical names – early on there’s half a paragraph each about Kierkegaard, Jaspers, Heidegger and Husserl – but this very brevity shows that he picks and chooses quotes to suit him, rather like Hazlitt or any of the impressionist Victorian essayists yanking in flowery quotes here or there to support their flow – and in order to create a rather meandering flow rather than a logical sequence of argument.

Camus himself explains that he is not ‘examining’ the philosophy of a Heidegger or Jaspers – he is ‘borrowing a theme’ (p.40), he is making ‘a sketchy reconnaissance in the origins of the absurd’ (p.20). He is not addressing their philosophical arguments – he is bringing out their common ‘climate’.

Thus Camus is much more about impressionistic psychology than repeatable arguments, a point he makes repeatedly himself:

The method defined here acknowledges the feeling that all true knowledge is impossible. Solely appearances can be enumerated and the climate make itself felt…

If it would be presumptuous to try to deal with their philosophies, it is possible and sufficient in any case to bring out the climate that is common to them…

Certain men, starting from a critique of rationalism, have admitted the absurd climate…

Never, perhaps, have minds been so different. And yet we recognize as identical the spiritual landscapes in which they get under way. Likewise, despite such dissimilar zones of knowledge, the cry that terminates their itinerary rings out in the same way. It is evident that the thinkers we have just recalled have a common climate. To say that that climate is deadly scarcely amounts to playing on words. Living under that stifling sky forces one to get away or to stay…

Climate. Zone. Landscape. Stifling sky. This is not an argument – it is impressionistic prose poetry.

This hell of the present is his [the Absurd Man’s] Kingdom at last. All problems recover their sharp edge. Abstract evidence retreats before the poetry of forms and colors. Spiritual conflicts become embodied and return to the abject and magnificent shelter of man’ s heart. (p.52)

This poetic meandering results in the sometimes obscure nature of the text. Camus has a reputation for being clear and lucid, but this book is often surprisingly turgid and difficult to understand.

If thought discovered in the shimmering mirrors of phenomena eternal relations capable of summing them up and summing themselves up in a single principle, then would be seen an intellectual joy of which the myth of the blessed would be but a ridiculous imitation. (p.23)

I understand what he’s saying: if any of us could discover a really unified theory underlying the world of phenomena how happy we, and mankind, would be. But you can see how this is not anything like philosophy: it is more a description of what philosophy feels like.

When Karl Jaspers, revealing the impossibility of constituting the world as a unity, exclaims: “This limitation leads me to myself, where I can no longer withdraw behind an objective point of view that I am merely representing, where neither I myself nor the existence of others can any longer become an object for me,” he is evoking after many others those waterless deserts where thought reaches its confines. After many others, yes indeed, but how eager they were to get out of them! At that last crossroad where thought hesitates, many men have arrived and even some of the humblest. They then abdicated what was most precious to them, their life. Others, princes of the mind, abdicated likewise, but they initiated the suicide of their thought in its purest revolt. The real effort is to stay there, rather, in so far as that is possible, and to examine closely the odd vegetation of those distant regions. Tenacity and acumen are privileged spectators of this inhuman show in which absurdity, hope, and death carry on their dialogue. The mind can then analyze the figures of that elementary yet subtle dance before illustrating them and reliving them itself. (p.16)

Most of the book is like this. It is not a continuous philosophical argument, it is a series of psychological insights. He uses the Jaspers quote to create a poetic scenario using (aptly for the man of Africa) the image of a desert, and going on to describe how we ‘must’ stay out there, in the waterless desert of absurd knowledge, in order to study its peculiar features. (Camus uses the metaphor of the desert of human thought seven times in the book – but I don’t find human thought a desert; I find it a bounteous and infinite garden.)

When he says the thinking mind is ‘an inhuman show’ in which a dialogue takes place, you realise this is philosophy envisioned as theatre and from this point I became alert to the other metaphors of theatre and actors scattered through the text. Camus was, after all, himself a successful playwright and a section of the essay is titled Drama.

The irrational, the human nostalgia, and the absurd that is born of their encounter – these are the three characters in the drama that must necessarily end with all the logic of which an existence is capable. (p.32)

By thus sweeping over centuries and minds, by miming man as he can be and as he is, the actor has much in common with that other absurd individual, the traveler. (p.75)

It is a vision obscured, rather than clarified, by the author’s habit of imposing histrionic metaphors wherever they’ll fit. Absurdity, hope and death in the final sentence have specific meanings: absurdity is the lucid knowledge of the pointlessness of existence i.e the absence of any God or external values; hope is the word he gives to the thousand and one ways people turn away from and deny the reality of life, hoping for a God or a political party or a cause or something to transform the absurdity of the world; and death is the resort some people take from absurd knowledge, either getting themselves killed for a cause or doing away with themselves.

This tripartite categorisation does make a sort of sense. What makes a lot less sense is to talk about how ‘tenacity and acumen are privileged spectators of this inhuman show’ or ‘the figures of that elementary yet subtle dance’.

There is generally a discernible flow to the argument, but Camus’s writerly fondness for metaphors, similes, paradox, abrupt reversals and the counter-intuitive too often obscures rather than clarifies his meaning. This is what I mean when I say that he is not a lucid writer. He uses the word ‘lucid’ no fewer than 43 times in the text, and the continual chiming of this word may begin to unconsciously make you think he is lucid. But he isn’t. Sometimes his style descends into almost pure poetry, emotive, descriptive, incantatory.

‘Prayer,’ says Alain, ‘is when night descends over thought. ‘But the mind must meet the night,’ reply the mystics and the existentials. Yes, indeed, but not that night that is born under closed eyelids and through the mere will of man – dark, impenetrable night that the mind calls up in order to plunge into it. If it must encounter a night, let it be rather that of despair, which remains lucid -polar night, vigil of the mind, whence will arise perhaps that white and virginal brightness which outlines every object in the light of the intelligence. (p.62)

Here is no argument, just rhetoric, poetry, a particular type of melodramatic and harrowing poetry. Some of it teeters on gibberish.

Perhaps we shall be able to overtake that elusive feeling of absurdity in the different but closely related worlds of intelligence, of the art of living, or of art itself. The climate of absurdity is in the
beginning. The end is the absurd universe and that attitude of mind which lights the world with its true colors to bring out the privileged and implacable visage which that attitude has discerned in it. (p.18)

The end is the absurd universe and that attitude of mind which lights the world with its true colors to bring out the privileged and implacable visage which that attitude has discerned in it.

Every time I reread this sentence, it moves further away from me. Even when I think I understand it, it doesn’t really contribute to any logical argument – it is designed to create a similar climate or attitude in the mind of the reader. It is, thus, a form of attitudinising i.e. creating a mood through poetic means – for example, the way the ‘implacable visage’ is a melodramatic way of describing the Absurd, which is itself a melodramatic concept.

The text is designed to convert you to its histrionic (and theatrical) worldview. It is a pose. Every page is made up of this often hard-to-follow attitudinising.

It is barely possible to speak of the experience of others’ deaths. It is a substitute, an illusion, and it never quite convinces us. That melancholy convention cannot be persuasive. The horror comes in reality from the mathematical aspect of the event. If time frightens us, this is because it works out the problem and the solution comes afterward. All the pretty speeches about the soul will have their contrary convincingly proved, at least for a time. From this inert body on which a slap makes no mark the soul has disappeared. This elementary and definitive aspect of the adventure constitutes the absurd feeling. Under the fatal lighting of that destiny, its uselessness becomes evident. (p.21)

‘Under the fatal lighting of that destiny…’

The cumulative effect is to make you stop trying to elucidate what too often turn out to be spurious meanings.

Men who live on hope do not thrive in this universe where kindness yields to generosity, affection to virile silence, and communion to solitary courage. (p.68)

Even before I begin to make the effort to decode what he’s saying, I know in advance it will not be worth the effort. Trying to understand a book about quantum physics or about evolutionary cladistics or memorising the different Chinese dynasties – that’s the kind of thing that’s worth making an effort for, because the knowledge is real and will last. But trying to decide whether this is a universe where ‘kindness yields to generosity, affection to virile silence, and communion to solitary courage’ strikes me as being a waste of time.

In the rebel’s universe, death exalts injustice. It is the supreme abuse. (p.85)

What? Here he is describing music.

That game the mind plays with itself according to set and measured laws takes place in the sonorous compass that belongs to us and beyond which the vibrations nevertheless meet in an inhuman universe. (p.91)

An impressive display of rhetorical fireworks. But useful? Applicable? Enlightening? Memorable?

Quotable quotes

All this, the emphasis on rhetoric over logic, helps explain why it is much easier to quote Camus’s many catchy formulations in isolation than it is to remember any kind of reasoned argument.

An act like this [suicide] is prepared within the silence of the heart, as is a great work of art. (p.12)

Beginning to think is beginning to be undermined. (p.12)

Looked at from one point of view, the text is a kind of impenetrably turgid grey sea from which emerge occasional shiny wave crests, glinting in the sunlight.

In a universe suddenly divested of illusions and lights, man feels an alien, a stranger. (p.13)

It is always easy to be logical. It is almost impossible to be logical to the bitter end. (p.16)

At the heart of all beauty lies something inhuman. (p.20)

A man is more a man through the things he keeps to himself than through those he says. (p.80)

Seen this way, Camus certainly does fit Sartre’s description of a traditional moralist, whose text is just the glue which joins together the periodic sententiae or moral statements about life, these jewels being meant to be taken away and meditated on.

To an absurd mind reason is useless and there is nothing beyond reason. (p.38)

Great t-shirt material.

The Absurd

A bit like Sartre circling round and round his central concept of ‘freedom’, Camus circles round and round his central concept of the Absurd. The word occurs 316 times in the text, again and again on every page.

Put simply, the absurd is the mismatch between man’s deep need for a meaning/purpose/rational order in the world, and the world’s all-too-obvious lack of any meaning/purpose or order – the world’s complete indifference to human wishes. Again and again Camus defines and redefines and approaches and reapproaches and formulates and poeticises the same fundamental idea.

  • At any streetcorner the feeling of absurdity can strike any man in the face. (p.17)
  • That denseness and strangeness of the world is the absurd. (p.20)
  • The revolt of the flesh is the absurd. (p.20)
  • This discomfort in the face of man’ s own inhumanity, this incalculable tumble before the image of what we are, this ‘nausea’, as a writer of today calls it, is also the absurd. Likewise the stranger who at certain seconds comes to meet us in a mirror, the familiar and yet alarming brother we encounter in our own photographs is also the absurd. (p.21)
  • What is absurd is the confrontation of the irrational and the wild longing for clarity whose call echoes in the human heart. (p.27)
  • The absurd is born of this confrontation between the human need and the unreasonable silence of the world. (p.32)
  • The absurd is essentially a divorce. It lies in neither of the elements compared; it is born of their confrontation. (p.33)
  • The absurd is not in man nor in the world, but in their presence together. (p.34)
  • The absurd is lucid reason noting its limits. (p.49)
  • [The absurd is] that divorce between the mind that desires and the world that disappoints, my nostalgia for unity, this fragmented universe and the contradiction that binds them together. (p.50)
  • [The absurd is] my appetite for the absolute and for unity and the impossibility of reducing this world to a rational and reasonable principle (p.51)

The basic idea is disarmingly simple. It is the way he repeats it with infinite variations, under the lights of numerous metaphors and similes, included in sentences which evoke emotional, intellectual and existential extremity, suffering, endurance, and so on, which make it more a poetics of living than philosophy.

The absurd mind cannot so much expect ethical rules at the end of its reasoning as, rather, illustrations and the breath of human lives. (p.65)

I’m not sure how you’d measure this but it seemed to me that, as the book progresses, the references to absurdity become steadily vaguer and more poetical and meaningless.

  • Being deprived of hope is not despairing. The flames of earth are surely worth celestial perfumes. (p.85)
  • All existence for a man turned away from the eternal is but a vast mime under the mask of the absurd. (p.87)
  • For the absurd man it is not a matter of explaining and solving, but of experiencing and describing. (p.87)
  • In the time of the absurd reasoning, creation follows indifference and discovery. (p.88)
  • The absurd work illustrates thought’s renouncing of its prestige and its resignation to being no more than the intelligence that works up appearances and covers with images what has no reason. (p.90)
  • The most destitute men often end up by accepting illusion. That approval prompted by the need for peace inwardly parallels the existential consent. There are thus gods of light and idols of mud. But it is essential to find the middle path leading to the faces of man. (p.94)

This impressionistic approach, this lack of a coherent logic, this mosaic of quotes from Great Thinkers or abstruse analyses of Great Writers, grandiose examinations of the Stage or the mentality of The Conqueror, interspersed with descriptions of everyday life – how, for example, a sense of the futility of life hits you as you look in the mirror to shave – this may account for Camus’s wider popularity than Sartre’s. His very patchiness, the way he’s less logical and consistent, more given to sudden flashes of insight which can be put on a t-shirt.

Thus even if a lot of Sisyphus is turgid and obscure, with much of it showing off or perverse paradox-making for its own sake, there are many other bits which suddenly leap out with great clarity and make you think ‘Yes’.

Sisyphus

It takes Camus a long time to get to the punchline which is that we must face the absurdity of the world and overcome it. We must be like Sisyphus who, in the Greek myth is being punished in hell by being made to roll a rock to the top of the mountain only for it to be dashed to the bottom again. Over and again.

That is how we must live. But we must do it with a smiling heart, happy in the knowledge that we do it because we will it. We want to live.

Teenage heroism

And it is not irrelevant to the book’s popularity, or the popularity of watered-down ‘existentialism’ that it helped promote, that throughout the book the person who holds this notion of the absurd, who doesn’t give in to false consolations or to the siren call of suicide, who faces the meaningless world without flinching – is considered a hero.

It is a heroic pose to be one man undaunted against an uncaring universe, walking a ‘difficult path’.

There is a profoundly adolescent appeal not only in the fascination with suicide but in the rather laughable descriptions of the bold, brave heroism required to outface the absurd, ‘fearlessly’ and stoically living with his bleak knowledge. Refusing consolation and false comfort, committing oneself to live under ‘this stifling sky’ in these ‘waterless deserts’, living a life of ‘virile silence’ and ‘solitary courage’. Sounds like a film noir hero, sounds like Alan Ladd in This Gun for Hire. Down these mean streets the ‘absurd man’ must go because, after all –

  • Sisyphus is the absurd hero

The essay is divided into three parts, the second of which is titled The Absurd Man. It’s heroic posturing is quite funny if read through the eyes of Tony Hancock or Sid James.

  • Not to believe in the profound meaning of things belongs to the absurd man. (p.69)
  • There always comes a time when one must choose between contemplation and action. This is called becoming a man. (p.81)
  • There is thus a metaphysical honour in enduring the world’s absurdity. (p.86)

Around page 70, while taking a break on the internet, I stumbled over several comic strips devoted to taking the mickey out of Camus and Sartre. From that point onwards found it hard to keep a straight face while reading it. This is all so old, so 80-years-old, so much another time. It was passé in the 1960s, now it is ancient history. Old enough to have been satirised and parodied for generations.

Existential Comics – Camus

There is also something specifically comical in the way a writer decides, at the summary of his masterwork about the meaning of life in a godless universe and so on, that the highest possible calling for the Absurd Man is to be… a writer! The section titled Absurd Creation is not much about music or art, but mostly about other writers. It is rather bathetic that a writer decides,after much cogitation, that being a writer is the pinnacle of the kind of lucid courage required to face The Absurd!

Of all the schools of patience and lucidity, creation is the most effective. It is also the staggering evidence of man’s sole dignity: the dogged revolt against his condition, perseverance in an effort considered sterile. It calls for a daily effort, self-mastery, a precise estimate of the limits of truth, measure, and strength. (p.104)

So – as the Existentialist Comic puts it – these bookish guys sitting around in cafés and apartments writing novels, plays and essays all agree that the true Resistance to the Nazis and the true heroes of their time must, logically, according to their ‘lucid’ and ‘precise’ philosophy — be bookish guys sitting around in cafés and apartments writing novels, plays and essays.

Guys just like them, who can therefore congratulate each other on their ‘self-mastery’, their ‘revolt’, their  dignity and their strength. How to be a Hemingway hero without even stubbing out your Gauloise!

But perhaps the great work of art has less importance in itself than in the ordeal it demands of a man and the opportunity it provides him of overcoming his phantoms and approaching a little closer to his
naked reality. (p.104)

‘Ordeal’. ‘Overcoming his phantoms.’ Outfacing ‘naked reality’. Braving the deserts of ‘lucid thought’. Mingling ‘intelligence and passion’. Summoning ‘diligence, doggedness and lucidity’ (p.106). Facing up to this ‘difficult wisdom’ (p.106). ‘Unceasing struggle’.

Wow. Never before or since has sitting at a typewriter smoking a fag been so heroic!

Brief discussion

When I was an over-intellectual 17 year-old these thoughts and Camus’ attitude helped to reassure me and calm me down from my own nihilistic panic. My family didn’t understand me, my friendships were superficial, I had no job, no wife, no children and little experience of the real world of work and effort. Looking back I can see why I was subject to panic attacks.

But now I’m a fifty-year-old family man with deep commitments, children to care for, bills to be paid and meals to be cooked – I find it impossible to recapture the mood of teenage hysteria which permeates all Camus’s books.

I go to the gym and watch, on the bank of TV screens, pop videos showing half-naked young men and women partying in the city or frisking on beaches, under waterfalls, in tropical islands around the world. My kids jet off to exotic destinations I could only dream of back in the 1970s. They text, Instagram and Facebook with friends in America, Spain, the Middle East, even China. The world just no longer is the limited world of one-town boredom and dull routine that Camus describes. Rather than a crushed, defeated, broken, humiliated culture as was the Nazi world of 1940 or the post-war ruins of the 1940s – my kids live in a vibrant, shiny world alive with music, movies, clothes, festivals, travel round the world and futuristic technology: they think life is great.

Looking back, Camus’s writings are really a kind of prose poetry which repeats pretty much the same idea from a thousand angles, expressed in countless metaphors and images, laced with wit and paradox in the typical French tradition, but essentially static.

A stranger to myself and to the world, armed solely with a thought that negates itself as soon as it asserts, what is this condition in which I can have peace only by refusing to know and to live, in which the appetite for conquest bumps into walls that defy its assaults? To will is to stir up paradoxes. Everything is ordered in such a way as to bring into being that poisoned peace produced by thoughtlessness, lack of heart, or fatal renunciations. (p.25)

The ‘appetite for conquest’, the ‘poisoned peace’, ‘fatal renunciations’?

You either enjoy this kind of poetry or you don’t. I can feel my way into it as I feel my way into the harsh world of the Icelandic sagas or the sweet humour of Chaucer’s poetry or the gargoyle world of early Dickens or the bumptious jingoism of Kipling. Those writers, also, have their truths and their insights, create internally consistent imaginative universes, generate quotable quotes which I may or may not apply to myself or others or the world in general.

But whereas I carry Chaucer and Kipling out into the world, remembering their best lines and beauty to enrich and colour my life, when I closed The Myth of Sisyphus I could remember almost nothing of it. — Some people find life absurd and it drives a tiny minority to suicide but it’s best, on balance, to face up to the meaninglessness of a godless universe and to create your own values and purpose within it.

The absurd man catches sight of a burning and frigid, transparent and limited universe in which nothing is possible but everything is given, and beyond which all is collapse and nothingness. He can then decide to accept such a universe and draw from it his strength, his refusal to hope, and the unyielding evidence of a life without consolation.

Being aware of one’s life, one’s revolt, one’s freedom, and to the maximum, is living, and to the maximum. (p.61)

The present and the succession of presents before a constantly conscious soul is the ideal of the absurd man. (p.62)

OK. I get it. Most people nowadays do that anyway, and don’t need a laboriously over-written, obscure and attitudinising text to help them.

Why is absurdity negative?

My son’s just got an ‘A’ in his Philosophy A-level. He didn’t study Camus (who is, after all, not a philosopher) though he did spend a lot of time on Martin Heidegger, the grand-daddy of 20th century existentialists.

I explained Camus’s notion of the Absurd to him i.e. the mismatch between the human wish (it’s always translated as nostalgia; maybe it means ‘longing’ as well) for order and meaning in the world and the lack of any such order – and the way it is always presented by Camus as a challenge, a trial, an ordeal, a desert under a hostile sky that only the strongest can face up to and confront, and my son said – ‘Why?’

He understood the idea of the mismatch, he got the absurdity of looking for meaning in a ‘godless universe’. OK. But… why does it have to be negative? Why does this mismatch have to have a value? Why can’t it just be… a mismatch, and up to each of us to make of it what we will, to give it a value? Where does all the horror and anguish come from? The absurd can be funny. In fact all of us know that absurdity often is funny in everyday life. The horror and the anguish which Camus describes aren’t logically entailed in the concept of a mismatch. They are a value imposed on the situation.

My son suggests that the entire climate, to use Camus’s word, of Sartrean existentialism and Camusian Absurdity, the rhetoric of anguish and despair and futility (in Sartre) and being an alien, an outsider in arid deserts under a stricken sky (in Camus) reflects the grim situation of 1930s and 40s France – the political chaos of the 1930s, the crushing humiliation of defeat by the Nazis in 1940, and the even worse humiliation of liberation by the hated Anglo-Saxons in 1944.

Very few people at the time followed the ‘logic’ of the existentialists’ arguments (where a ‘logic’ could be discerned) but everyone grasped the way their negativity crystallised into words and ideas the vast, continent-wide, wartime destruction and the collapse of all established social values, the loss of so many friends and family, hecatombs of corpses, which really did spread an atmosphere of anguish and despair through an entire generation.

There was no existentialism in Britain because we never underwent this national humiliation and collapse of values.

The last few pages of the book describe the Greek myth of Sisyphus and the text gives way to an orgy of rhetoric and poetic prose. Sisyphus is condemned in Hades to roll his rock up a hill and then watch it be tumbled back to the bottom, and forced to go back down and start rolling it up again – for all eternity. And yet Camus sees him as a positive figure, the epitome of the Absurd Man who sees the futility of life but sets himself to live it, regardless. All this is expressed with rhetoric not reason.

All Sisyphus’ silent joy is contained therein. His fate belongs to him. His rock is his thing. Likewise, the absurd man, when he contemplates his torment, silences all the idols. In the universe suddenly restored to its silence, the myriad wondering little voices of the earth rise up. Unconscious, secret calls, invitations from all the faces, they are the necessary reverse and price of victory. There is no sun without shadow, and it is essential to know the night. The absurd man says yes and his effort will henceforth be unceasing. (p.110)

In its way, and taking into account its very different context, this stirring rhetoric is as full of moral uplift as a speech by Churchill.


Credit

The Myth of Sisyphus by Albert Camus was published in France in 1942. This translation by Justin O’Brien was published by Hamish Hamilton in 1955, and as a Penguin paperback in 1975. All quotes & references are to the Penguin paperback edition (which I bought in 1977 for 75p).

Related links

Reviews of other Camus books

Reviews of other Camus books

Reviews of books by Jean-Paul Sartre

The Battle of France

Algerian war of independence

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