Another Bloody Love Letter by Anthony Loyd (2007)

Raised by talkative women, my childhood perception of what it took to be a man had long before attached itself to the wartime experiences of my family’s silent males…
(Another Bloody Love Letter, page 45)

Although I am going to subject it to detailed analysis and criticism, this is a bloody good book. It is deeply readable and hugely enjoyable, predominantly, for me, because of Loyd’s confident insights into the political, military and cultural conditions of the four conflicts he reports on – Kosovo, Sierra Leone, Afghanistan and Iraq – are profoundly interesting and illuminating. As in his first book, My War Gone By, I Miss It So, as well as the war reporting there are extended passages about his family and his drug habit which I find a lot less interesting, but every paragraph he writes, about more or less any subject, is instinct with intelligence, reefed with psychological insight and written in an often gloriously over-the-top, deliquescing prose. A real pleasure to read, I hope he publishes another volume soon.

My War Gone By, I Miss It So (1999)

Anthony Loyd is an award-winning war correspondent. He works mostly for The Times of London. He’s published two volumes of war reporting. The first one, 1999’s My War Gone By, I Miss It So, was a critical and popular success for several reasons. It contains blisteringly intense, visceral descriptions of the author’s experiences during the Bosnian War of 1992 to 1995, namely the sites of atrocities and massacres he visited. Then, emerging from these vivid scenes, are numerous insights and commentary on the reasons for the start and development of the war, which I found very useful.

Between 1992 and 1995 just over two hours flying time from Heathrow more than 200,000 people, the majority of them Muslims, were slaughtered. Set free by Europe’s stunning moral failure and refusal to intervene, the forces of nationalism and religious intolerance, emanating principally from Bosnia’s Serbs and Croats, were allowed to crush the more tolerant aspirations of the state’s Muslim community then reform them in their own mould. (Another Bloody Love Letter, page 48)

But what lifted it far among the usual run of war correspondent books were two further elements. One is the fact that Loyd was, throughout the period in question, a heroin addict. The book includes a surprising amount of material covering the origins and development of his addiction, along with frequent passages describing his struggles to give it up.

But the heroin sections fed into something even more unusual in a war correspondent book, which was the inclusion of a lot of autobiographical material, his unhappiness at boarding school then Eton (!) which he managed to get kicked out of; in particular describing his awful relationship with his father, who divorced his mother when Anthony was just 6 years old but continued to be a cold, domineering presence in his life.

As the book progresses it becomes clear that Loyd’s motivation to become a war correspondent was driven by the same compulsion as the drug addiction, and that both were ‘ways of escape’, ways to submerge, obliterate and repress the deep misery he felt if he found himself just living ‘normally’, in London. He tells us that trying to live the kind of everyday commuter life which he sees going on around him in London –

the clustering barnacle growths of life’s trivia and problems…my London world of rehab, relapse, routine normality and unutterable boredom… (p.22)

– drives him into deep despair at its futility and emptiness. At one point he discusses his descent into non-stop, all-day drinking and thoughts of suicide.

Only the effort required in a weekly visit to a therapist helped him at least partly emerge from his unhappiness, and it was out of this feeling of desperation that was born the idea of heading off to Bosnia as the war there started to kick off (in spring 1992) to busk it, to wing it, to see what happened. He went without a job, with no contacts, and with only a flimsy post-graduate qualification in photography to fib and bluster his way through. But on this basis (and with the kind of confidence which a top public school education gives you) he blagged a UN press pass, which he then used to travel to war zones, to get to know other correspondents, to prove himself as a man in the face of terrible suffering and real danger.

Eventually one of the journalists he was hanging out with was wounded enough to be sent back to England and he asked Loyd to temporarily replace him, giving Loyd the number of his editor in London. Again, Loyd’s posh bluffing paid off and he found himself a freelance war correspondent.

The rest of ‘My War Gone By, I Miss It So’ alternates between 1) eye-witness accounts of the terrible atrocities he saw in Bosnia; 2) descriptions of his father’s illness and death, with the revelation of more upsetting family secrets which have clearly damaged him; and 3) his ongoing trials and tribulations as a heroin addict, whose addiction serves as an escape from normal life back in London – which he just can’t handle – and also as a substitute for the intense experience of life under fire in Bosnia.

He is quite frank and open about all of this, especially the way that the heroin high and the buzz of war are related, cousins, sisters, extreme experiences which both stop him falling back into profound ennui and despair.

For months at a time I had exchanged the abandonment of the drug for the fulfilment of the conflict, then come home for a break and swapped mistresses. War for work, heroin for holidays. (p.56)

Another Bloody Love Letter (2007)

So this is Loyd’s second and, to date, final book, and it very much carries on the theme and style of the first one. With the war in Bosnia concluded by the Dayton Agreement of December 1995 there followed a lull in opportunities to feed his war addiction. But the new book finds him in Kosovo in the spring of 1998 as the political situation there unravels and this is the theme and setting of the first hundred pages or so of this 300-page book.

Heroin

Loyd is still on heroin and the book describes the rehab centre in West London he visits (CORE), the other outpatients he meets there and delves extensively into the psychology of the junkie. It covers his relationship with his dealer, Dave (who dies, during the course of the book, but whose job is immediately taken over by his junkie wife, Cathy, page 65). More importantly, it contains extended passages on the mind-set of a junkie, continually trying to give up, continually failing, in an endless ‘Sisyphean’ cycle (p.71).

There is always more to lose as an addict (p.59)

The thrill of war

Again and again he compares the highs of heroin with the thrill of being in a war zone, hanging with his homies, a tight crew of super-cool war aficionados. He repeatedly describes the buzz and kick and fulfilment to be got from close encounters with extremes of human suffering and danger.

The sheer high-octane thrill I had got out of the war. It had taken me to peaks of excitement, life affirmation and sensory enhancement. (p.48)

In his seemingly endless search for kicks, highs and intensities, his life is ‘a quest for event and happening’ (p.133).

Hero-worshiping colleagues

If the third element of the first book was the extended passages about his wretched childhood and his terrible relationship with his father, there’s some of that here (in particular his mother’s tearful terror that he’ll be found dead on a toilet floor somewhere or she’ll get a call from his employers saying he’s been killed in a war zone) – but the really deep emotional/relationship content of the book derives from his close friendship with a superstar American war correspondent who he calls Kurt.

In my review of the first book I commented on the odd dynamic whereby Loyd’s unblinkingly honest reporting of the atrocities he saw in the war zone was accompanied, in a strange logic, by idealisation of other aspect of the narrative, namely the British Army – whose officers he tends to see in a rosy light – and encounters with a succession of women who all turn out to be beautiful, statuesque, intelligent, passionate etc etc. A very James Bond litany of gorgeous babes he keeps tumbling into bed with, impassioned fucking amid the bombs and bullets.

The same odd dynamic between super-real and super-idealised elements obtains here. On the one hand he describes children with their heads blown off, just-raped young women weeping, old men dying in the snow, burned-out houses containing incinerated human remains, with clear-eyed accuracy. Yet when he comes to describe his closest friends among the war correspondents, and especially Kurt, his attitude descends into gushing, schoolboy hero worship.

Kurt was a man unlike any other I have met, or ever expect to, a rare and inspirational comet who one way or another affected the lives of almost everybody who met him, and many who did not. He was a pure force in a tainted world, a beacon of integrity: brilliant. And such essence needs protection for the world crushes fast…

Difficult and uncompromising, as a war correspondent he was a one-man Zeitgeist to the small band of Balkan war reporters, the standard bearer to our values. His work was succinct, sincere and consistently credible, its power singly lifting the level of reportage throughout the Bosnian and Kosovo conflicts. Innumerable journalists can crank out professional reports, observe and criticise. Kurt was different because of his vision and profound, Solomon-like sense of justice. Fuelled by an angry compassion, contained by common sense, this foresight and talent to discern righteousness beyond simple truth set him apart and, in allowing him to reveal a moral context within his stories it took him far beyond what most reporters are capable of doing. (p.27)

There’s more, much more:

[Kurt]’s extreme IQ and zero bullshit tolerance made him the terror of military and civilian spokesmen…

His involvement with war was the inevitable product of his being, for he was a man physically and mentally at his best in conflict and he glowed in that environment. War both completed and complimented him.

The man was the embodiment of purpose. He was vital… (p.139)

It’s odd. As if the brutal reality of the one aspect of his experience (war) can only be managed and coped with, by assigning a romantic glow and almost supernatural powers to the other aspect (friends and lovers).

He was my friend, my mentor. I was not looking for another father to replace my own, dead four years by then but absent much longer. Nevertheless, Kurt embodied goodness and wisdom to a degree I could never have imagined should I have had a thousand fathers.

Whatever the darkness of addiction or life’s other pitfalls, I could fall back on the certainty that Kurt was somewhere out there, and that his continued existence meant everything would work out fine in the end. He had a shine about him, the glow of assurance and invincibility that encouraged me to stick close and believe in hope. And, in my mind, he was never going to die. (p.28)

Of course, the second I read that final sentence, I realised that Kurt would die. The blurb on the back says this book is ‘a moving and painfully honest memoir of love and friendship, betrayal and loss, war and faith’ so I figured that the friendship and loss parts would be about Kurt. As the book progresses the hints get heavier.

Like his life force, his faith in both himself and his decision-making was so strong that I assumed him to be one of those rare men destined to survive while all around him died… (p.77)

Yep, he’s definitely going to die, and (spoilers) sure enough he does, in chapter 8, providing Loyd with a motive to fly to Freetown and obsessively try to track down the militia unit and officers who staged the ambush in which Kurt – and another old friend, Miguel – died in a hail of bullets.

Women

In true James Bond style, there’s references to the heroes success with women, to the number of beautiful, brave women Loyd has had hurried affairs with in the past. This book’s Bond girl is the tall, intelligent, beautiful Alexandra, with whom he has ‘a chariot race of a love affair’ (p.83) and ‘on-the-run relationship’ (p.140). Kurt’s death affects them in different ways (Loyd becomes cold and withdrawn) and they split up soon afterwards as a direct result.

Tall

Loyd’s number one attribute of praise is when someone is tall. All good people in his narratives (British officers, sexy women, valiant colleagues) are tall.

  • [Sami was] one of five brothers, born in Lausa, a small Drenica town with a long history of nationalist sentiment and armed resistance, he was a tall, rangy, thirty-year-old, bearded and with the shining eyes of a Biblical prophet. (p.32)
  • Miguel was not drinking either. The long, tall Spaniard, beak-nosed and gaunt like a young Jean Reno, preferred coffee and cigarettes. (p.43)
  • Alexandra [was] a Parisienne, striking in looks and temperament, she was a photographer in her thirties, tall, long-haired and veteran of Bosnia and numerous other conflicts. (p.83)
  • A tall, heavily built man with a shaven head and a goatee beard, Jago had once been the party king in the court of our early nineties London gang of revellers, able to work and play on minimal sleep and seemingly oblivious to comedown… (p.141)

It’s another aspect of the oddly comic-strip aspect of a lot of the text. The tall, striking men and women, the super-hero Kurt, his beloved grandmother in her ideal rural cottage etc. I dare say it’s all true. But it also has a kind of super-real, idealising feel to it. Sunday supplement perfection.

More wars than last time

The first book almost entirely described Loyd’s experiences in Bosnia and so had a geographical and geopolitical unity. (The exception is one long chapter about the completely unrelated war in Chechnya which he was sent to cover, but Bosnia is the main setting and backdrop to his various personal dramas.)

By contrast, this book is more varied in location. It includes descriptions of wars in not only Kosovo but also Sierra Leone, Afghanistan and Iraq. ‘My War Gone By, I Miss It So’ was very focused on the Bosnia War 1992 to 1996. This one covers the period from February 1999 to spring 2004, when a lot of other major conflicts kicked off and Loyd, now no longer blagging his way into the role, as he’d done in Bosnia, is now a full-time professional working for an employer and so goes where he is told.

1. Kosovo

In Yugoslavia ruled by the communist leader Josip Broz Tito from 1945 to 1980, Kosovo was a province of Serbia, one of the 6 republics which made up the federation of Yugoslavia. Tito held the country together by, in the cultural realm, the force of his personality and charisma; in politics, by shrewdly distributing power among Yugoslavia’s fractious ethnic groups; but mostly, like any communist state, by the rigorous deployment of the army and secret police to repress any serious opposition.

In one sense the mystery is how the complicated power sharing structures he set up survived so long after his death in 1980. The answer is that the heads of each republic remained communists and had a vested interest in keeping the existing power structures in place. It was the collapse of Soviet power in Eastern Europe which precipitated the Yugoslav wars. Because the leaders of the three relevant republics realised they could use nationalism as a force to maintain their hold on power.

1. Slovenia The Slovene Republic in the north was the first to declare independence from Yugoslavia, in June 1991, which led to a brief ten-day war between Slovene nationalist forces and units of the Serb-dominated Yugoslav Army. It was so brief because Slovenia was ethnically homogenous i.e. there was no substantial ethnic minority to contest Slovenian rule (unlike all the other republics) and also because the leader of Serbia, Slobodan Milošević, wanted to keep all units of the Yugoslav Army, predominantly Serb in character, for the war which was kicking off in neighbouring Croatia.

2. Croatia The war moved steadily south like a plague. The war in Croatia was caused by the fact that the tough Croatian nationalist tone of the new regime under president Franjo Tudjman led Serbs in the eastern part of the country to rebel and win backing from the Serb government and Yugoslav Army. The resulting war lasted from March 1991 to November 1995.

3. Bosnia Long before it was over, however, the infection moved south into Bosnia where the Serb minority again rebelled against the country’s declaration of independence in April 1992. The war in Bosnia was the central and longest lasting conflict of the Yugoslav wars and changed character during its course. The Bosnian War is generally agreed to have lasted from April 1992 to December 1995 when the Dayton accords were signed. What made it so cruel was that, to begin with, adherents of the country’s multi-ethnic identity i.e. the country’s Croats and Bosnian Muslims (or Bosniaks), fought alongside each other against the Serb nationalists who seized Serb-majority territory in the east and north of the country.

But then, like a plague, the infection of nationalism spread among Bosnians and, eventually, turned Bosnian Croats and Bosnian Muslims against each other, turning the war into a three-way conflict. Often the Serbs, always the best supplied of the warring parties because of their links with economically dominant Serbia and the former Yugoslav Army, stood aside and watched the Croats and Bosniaks slaughter each other.

Loyd’s first book, ‘My War Gone By, I Miss It So’, is a vivid and heat-breaking record of this process, how the split between the former allies, Croats and Bosniaks, spread from valley to valley, from village to village, with disgusting consequences of civilian slaughters and massacres.

4. Kosovo There was a lull between the end of the Bosnian War and the start of the conflict in Kosovo in spring 1998. Under Tito, Kosovo had been an autonomous part of Serbia i.e. had a lot of autonomy but ultimately came under Serb administrative control. The population was made up of about 1.8 million people of Albanian ethnicity and Muslim religion, and 200,000 or so Serbs, ethnic Slavs and believers of Eastern Orthodox Christianity. Serbs tended to hold all the positions of power, and derived their control from Belgrade (capital of Serbia), something which had rankled for generations with Kosovo separatists.

Once the lid of communist rule was removed the way was open for nationalists of both sides to rouse ‘their’ people. Scattered militias, criminals and freedom fights came together to form the loosely organised Kosovo Liberation Army or KLA who carried out violent but ineffectual and counter-productive attacks on symbols of Serb power, like police stations. They began doing this following the end of the Bosnian War in what has become known as the Kosovan Insurgency, starting in 1996.

In 1997 there was anarchy and a brief civil war in neighbouring Albania early 1997, following the fall of President Sali Berisha. In March the police and Republican Guard deserted their posts, leaving their armouries open. Large amounts of guns and ammunition were stolen from barracks and smuggled across the porous border into Kosovo to equip the KLA.

What complicated the picture was that Kosovo happened to be the location of a famous battlefield, where Serbian defenders of Christendom and Europe had been defeated by the advancing Turks in 1389. On the anniversary of the battle, Serb leader Slobodan Milošević travelled to the site of the battle and made a highly publicised speech telling the Serbs in Kosovo that they would never be bullied or defeated again.

Thus, when in early 1998, KLA attacks increasingly targeted Yugoslav authorities in Kosovo, the Serbs responded by increasing the presence of army units and battle-hardened Serb paramilitaries. These set about pursuing a campaign of retribution, targeting KLA sympathisers and political opponents. In February 1998 this situation was recognised as being a war.

Extremists on both sides came to the fore. The KLA’s aim was to declare an independent Kosovo republic and take all the positions of power and administration out of Serb hands, driving all Serbs out of Kosovo if necessary. The Serbs, far more organised and better equipped, wanted to take full control of Kosovo and absorb it into their notion of a Greater Serbia. To do this required terrorising as many ethnic Albanians as possible into fleeing the country. So, as in Croatia and Bosnia, the Serbs set about ‘exemplary’ massacres, entering rural villages and killing everyone they found, rounding up civilians and shooting them in front of mass graves, letting some escape and shooting them as target practice, round them up into houses which they set fire to burn them to death.

Loyd reports on the KLA’s supremely cynical tactic which was to let the Serbs do it. The KLA gambled that, if the Serbs carried out enough well-publicised atrocities, NATO would be forced to intervene and then their moment would come. They were right but thousands of their own people had to die wretched, agonising deaths first.

But they were also wrong for they and NATO miscalculated and Slobodan Milošević showed himself to be a canny strategist. For Milošević realised that NATO was badly split. The Europeans were reluctant to intervene militarily, it was the Americans pushing for decisive action. So Milošević anticipated a NATO attack but banked on NATO lacking the resolve to follow it through.

Not only that but he realised that as soon the NATO air campaign began (as it did on 24 March 1999) he would be able to let loose his forces in a real wave of ethnic cleansing. Thus as the first NATO planes flew sorties against Serb targets, Serb forces unleashed a tsunami of ethnic cleansing across Kosovo. The air campaign was not as effective as anyone thought, due to bad weather and the strict limits NATO set itself to avoid all ‘collateral damage’. Nonetheless NATO planes hit a number of civilian targets, killing as many civilians as the Serbs. Moreover, if the aim was to protect Albanian civilians the air campaign had the opposite effect: the death toll among all concerned (including ethnic Albanians) skyrocketed following and a post-war report by the Organization for Security and Co-operation in Europe noted that ‘the pattern of the expulsions and the vast increase in lootings, killings, rape, kidnappings and pillage once the NATO air war began on March 24’.

After a total of 78 days the Serbian Parliament passed a resolution to comply with NATO requirements and the air campaign ceased. The NATO-led peacekeeping Kosovo Force (KFOR) of 30,000 soldiers began entering Kosovo but Loyd is acid, not only about the West’s miscalculation about Serb resolution, but what happened next. He devotes some scathing pages to NATO’s complete unpreparedness for the levels of ethnic hatred and vengeance they were about to encounter. They didn’t realise the extent to which returning Kosovar Albanian refugees, and emboldened units of the KLA, would wreak the kind of massacre on unarmed Serb civilians that Serb paramilitaries had meted out to Kosovars. So now it was the turn of many innocent Serb villagers to be shot out of hand and have their homes and villages burned. The NATO force lacked the manpower, and legal expertise, to intervene into the tens of thousands of grievances which flared across the country.

Outside Pristina, Serbs and gypsies were slain in their dozens and their property burned. Once the dominant minority, in the months following NATO’s arrival most of the province’s Serbs simply packed their belongings into their vehicles and fled north to Serbia…The list of the international community’s excuses for failing to protect the Serbs was endless…So many of the war’s good intentions died in the peace, as the result of the failure by Western powers to anticipate the level of hate that would remain in Kosovo after the arrival of their troops there…It was difficult even for a believer in NATO’s intervention such as me to swallow… (pages 130 to 132)

Incidentally, the point about ‘the Western powers’ not being prepared for the level of ethnic hatred they encounter in Kosovo is echoed by Michael Ignatieff who, in his 2003 book, Empire Lite, says the UN’s humanitarian ambassador to Kosovo once the fighting ended, Bernard Kouchner, was taken by surprise by ‘the ferocity of the hatred in Kosovo’, p.63. What Ignatieff’s book brings out that Loyd’s doesn’t is that the Kosovars came to think of themselves as the intended victims of a genocide. Ignatieff quotes the NATO estimate that between March and May 1999 Serbian police and paramilitaries killed some 10,000 Kosavar Albanians and would have carried on killing as many as they could had not the bombing campaign eventually brought it to a halt. When you believe an enemy force has tried to exterminate your entire race, then no amount of revenge is enough. Hence the virulent hatred the West, NATO and Kouchner were astonished by.

Recent news from Kosovo

When this kind of ethnic hatred has been created, can it ever go away?

2. Sierra Leone

Sierra Leone was granted independence by the UK in 1961. It is a poor country whose main assets are diamonds, gold, bauxite and aluminium in the east of the country. In 1991 a brutal civil war broke out which was to last 11 years. In part it was a spillover from the civil war in neighbouring Liberia whose dictator, Charles Taylor, sent forces to overthrow the Leonean government of Joseph Momoh. Nigeria sent peacekeeping forces in to try and secure stability. The main element of the conflict was the rise of the Revolutionary United Front (RUF) which became notorious for:

  • abducting children who they brainwashed and drugged into becoming psychopathic killers; as many as 11,000 child soldiers were recruited
  • amputating the hands or arms of defenceless civilians as a form of intimidation and terror

The Sierra Leone civil war lasted 11 years, destroyed large parts of the country, and left up to 200,000 dead and tens of thousands disfigured and handicapped.

In Sierra Leone, in the west of the continent, the Revolutionary United Front, possibly Africa’s most infamous rebel army, had routed government troops, killed numerous United Nations soldiers, taken others prisoner, encircled many more, and was moving on the capital, Freetown. (p.134)

And:

The RUF was about as raving and insane as rebel groups get, its operations hallmarked by savage and wanton cruelty, utilising terror as a delight rather than as a tool…

The RUF’s political leader was Foday Sankoh, a clinically mad former corporal, by 2001 in jail on war crimes charges, whose manifesto was a mix of archaic Marxism and voodoo, and whose forces’ battle honours included class acts such as ‘Operation No Living Thing’, in which thousands of civilians had been butchered. The cutting off of prisoners’ hands with machetes was so commonplace that the rebels even had a terminology for it: ‘long sleeve’ and ‘short sleeve’ describing whether victims received their amputation at the wrist or elbow. (p.147)

So much for the grisly specifics. Loyd then delivers the kind of pithy and insightful summary which recur throughout the text and help you understand not just the specific conflict but the world we live in.

The RUF was an enduring manifestation of the general West African malaise: a lumpenproletariat of angry, ill-educated young men produced by the extreme poverty, rampant government corruption, spiralling disease and exploding population of the region. (p.147)

It was here that Loyd’s hero, Kurt, was killed, in a pointless roadside ambush carried out by the RUF, and which Loyd then devotes weeks to tracking down the killers, although he hasn’t really succeeded before he is badly injured in a car crash caused by his reckless local driver.

3. Afghanistan

Life for most Afghans was a subsistence battle in a year-zero world (p.197)

Loyd’s account brilliantly conveys the wrecked, devastated nature of the country, shedding light on its harsh, basic but attractive culture (Islamic fundamentalism, hashish, beards). But I thought the most interesting part was his dwelling on the cultural acceptance of Afghan fighters switching loyalties (pages 206, 223 to 230)

Afghan timeline

1953
General Mohammed Daud becomes prime minister of Afghanistan and turns to the Soviet Union for economic and military assistance, the start of a long association with the USSR.

1963
Mohammed Daud forced to resign as prime minister.

1964
Constitutional monarchy introduced but leads to political polarisation and power struggles.

1973
Mohammed Daud seizes power in a coup and declares Afghanistan a republic. Daud tries to play off the USSR against Western powers.

1978
General Daud is overthrown and killed in a pro-Soviet coup. The People’s Democratic Party comes to power but is paralysed by infighting and faces opposition by US-backed mujahideen groups.

1979 December
With the communist government in danger of collapsing, the Soviet Army invades to prop it up.

1980
Babrak Karmal is installed as ruler, backed by Soviet troops, but the opposition from mujahideen groups intensifies, with the muj armed and equipped by the US, Pakistan, China, Iran and Saudi Arabia. Low level guerrilla war spreads across the country.

1985
The mujahideen come together in Pakistan to form an alliance against the Soviets. It’s estimated that half the Afghan population is displaced by war, with many fleeing to neighbouring Iran or Pakistan. In the same year Mikhail Gorbachev becomes General Secretary of the USSR and institutes his policies of perestroika and glasnost.

1986
The US starts supplying the mujahideen with Stinger missiles, enabling them to shoot down Soviet helicopter gunships. Babrak Karmal is replaced by Mohammad Najibullah as head of the Soviet-backed regime.

1988
Under Gorbachev’s aegis, the USSR signs peace accords with Afghanistan, the US and Pakistan and starts pulling out troops but leaving the communist government under Najibullah in place.

1989
The last Soviet troops leave but civil war continues as the mujahideen unite to overthrow Najibullah.

1990
Najibullah wasn’t a Soviet stooge. He tried to build support for his government via the National Reconciliation reforms, he distanced himself from socialism, abolished the one-party state and let non-communists join the government. He remained open to dialogue with the mujahideen, made Islam an official religion, and invited exiled businessmen back to re-take their properties. In the 1990 constitution, all references to communism were removed and Islam became the state religion

1992
Following the August Coup in Moscow and the dissolution of the Soviet Union in December 1991, Najibullah was left without foreign aid. His government collapsed and he resigned in April 1992. The mujahedin were triumphant but immediately relapsed back into regional factions and a devastating civil war began.

1996
A new, much more hard-line Islamist faction, the Taliban, seize control of Kabul. They ban women from work, and introduce Islamic punishments which include stoning to death and amputations. They do not, however, control large parts of the country.

1997
The Taliban are recognised as the legitimate government of Afghanistan by Pakistan and Saudi Arabia. They now control about two-thirds of the country.

1998
US embassies in Africa are bombed. US intelligence points the finger at Osama bin Laden who runs a terrorist organisation called al-Qaeda. The US launches missile strikes at suspected al-Qaeda bases in Afghanistan.

1999
The UN imposes an air embargo and financial sanctions to force the Taliban government to hand over Osama bin Laden for trial.

2001 September
Ahmad Shah Masood, leader of the main opposition to the Taliban – the Northern Alliance – is assassinated on 10 September. This is the point where Loyd enters the picture, with reminiscences of meeting Masood on previous visits to the country.

11 September, the attacks on the World Trade Centre in New York, quickly traced back to al-Qaeda and bin Laden.

2001 October
When the Taliban government in Kabul refuses to hand over bin Laden, the US commences a bombing campaign against the Taliban, co-ordinated with ground attacks by the Northern Alliance of mujahedin, formerly led by Masood. Loyd is with these forces when the first air strikes begin and then follows the escalating pace of the war, and is with Northern Alliance troops when they enter Kabul (which has largely been abandoned by the Taliban).

2001 December
Leaders of the various mujahedin groups are brought to Germany, where NATO i.e. the US, lean heavily on them to agree to create an interim government.

2002 January
Deployment of the first contingent of foreign peacekeepers – the Nato-led International Security Assistance Force (ISAF) – marking the start of protracted fighting against the Taliban.

2002 June
The Loya Jirga, or grand council, elects Hamid Karzai as interim head of state. Karzai is to be a key figure in Afghan politics for the next 15 years.

2003 August
NATO takes control of security in Kabul, its first-ever operational commitment outside Europe.

This map from Wikipedia gives a sense of the landholdings by different Afghan groups between the fall of Najibullah in 1992 and the overthrow of the Taliban in 2001.

The War of Afghanistan in four maps, showing the changing territory held by the major armed militias between 1992 and the October 2001 US-led intervention

4. Iraq

For Loyd’s involvement, see chapter 17, below.

Iraq timeline

28 February 1991
The Gulf War ends, leaving Iraq subject to United Nations sanctions and arms inspections designed to track down weapons of mass destruction (biological, chemical and nuclear weapons). Disputes over inspectors’ access to Iraqi facilities continue for years.

December 1998
US-led air raids on Iraq as punishment for not giving UN weapons inspectors access to facilities.

11 September 2001
Hijacked airplanes are flown into the World Trade Centre towers in New York, at the Pentagon and a fourth one was brought down by the passengers en route to attack a target in Washington DC. A Muslim fundamentalist organisation called al-Qaeda, led by Osama bin Laden, a Saudi citizen living in Afghanistan, is quickly identified as being behind the attacks.

20 September
President of the United States George W. Bush first uses the term ‘war on terror’ in a speech to Congress. The enemy in the war on terror was ‘a radical network of terrorists and every government that supports them’. The phrase was immediately criticised by every literate person who realised that you cannot declare war on an abstract noun, but also by US officials such as Richard Myers, then Chairman of the Joint Chiefs of Staff.

October 2001
US intelligence knows that al Qaeda and bin Laden are based in Afghanistan. When American demands that the Taliban government of Aghanistan surrender bin Laden are rejected, US-led forces begin planning and then implementing military action in Afghanistan. Loyd is with Northern Alliance mujahedin forces as they fight their way south against the Taliban and into Kabul. Though the Americans don’t know it, the struggle to bring peace and security will last for twenty years and, ultimately, be a failure.

January 2002
Flush with success in Afghanistan, US President George W. Bush returns to the Middle Eastern nation which had been a thorn in the side of US policy since the 1991 Gulf War, Iraq. Many hawkish Americans think the coalition led by Bush’s father should not have stopped at pushing the Iraqi invaders out of Kuwait, but should have continued on to Baghdad. In his State of the Union address on 29 January 2002 Bush identifies Iraq as part of an ‘axis of evil’ along with Iran and North Korea i.e. preparing the public and international community for war.

12 September 2002
President Bush addresses the United Nations General Assembly and warns Iraq that military action will be unavoidable if it does not comply with UN resolutions on disarmament.

24 September 2002
Keen to side with a bellicose America, the British government under Prime Minister Tony Blair publishes an intelligence ‘dossier’ which claims to assess the threat posed by Iraq. It includes the claim that Saddam Hussein has weapons of mass destruction which could be deployed within 45 minutes. Even at the time, to anyone of even moderate intelligence, it was clear that this was complete bollocks and, even if it was true, it wouldn’t be London or Paris let alone Washington that Saddam would attack with his useless Russian rockets, it would be Iran, which he’d failed to defeat in an 8-year war, or Israel, which is very capable of protecting itself.

8 November 2002
The UN Security Council unanimously passes resolution 1441, giving Iraq ‘a final opportunity to comply with its disarmament obligations’ and warning of ‘serious consequences’ if it does not. It is obvious to observers that Bush Junior wants to finish off what his pappy started.

November 2002 to March 2003
Despite carrying out over 700 inspections in Iraq, the UN’s Monitoring, Verification and Inspection Commission fails to find weapons of mass destruction.

15 February 2003
As America continues to ramp up its warlike rhetoric, millions of people around the world conclude that America’s strategy is warlike, destabilising and completely unjustified. On 15 February hundreds of thousands of people – the organisers estimated almost two million – march through London to protest military action in Iraq and Tony Blair’s craven kowtowing to Bush. There are similar marches in Glasgow and Belfast, part of a worldwide weekend of protest. Loyd knows that, despite coming from a military family, his mother and sister go on the march.

25 February 2003
The US and the UK submit a draft resolution to the UN, stating that Iraq has missed its ‘final opportunity’ to disarm peacefully. To their great irritation the resolution is opposed not just by the usual obstructor, Russia, but by two NATO allies, France and Germany. In fact France emerged as the chief opponents of an invasion.

It was during this period that a joke line from the cartoon series The Simpsons, about the French being ‘cheese-eating surrender monkeys’ was revived in the American media, along with the widespread renaming of French fries as ‘freedom fries’.

March 2003
In face of opposition from France and Russia, the UK and US abandon attempts to secure a second UN resolution authorising force. US President George Bush gives Saddam and his sons 48 hours to leave Iraq or face war.

18 March 2003
Tony Blair wins House of Commons backing to send UK forces into war in Iraq, despite a major rebellion by Labour MPs.

19 March 2003
First air raids on Baghdad as part of the so-called ‘shock and awe’ campaign of aerial bombardment. 20 March ground forces invade. The invasion of Iraq lasted just over one month, led by combined force of troops from the US, UK, Australia and Poland. 9 April, 22 days after the invasion, coalition forces took Baghdad after the six-day-long Battle of Baghdad.

Loyd accompanies Northern Alliance forces through the fighting into Baghdad.

1 May 2003
Bush declared the ‘end of major combat operations’ in his Mission Accomplished speech, delivered on an aircraft carrier off the coast of California.

29 May 2003
A BBC report casts doubt on the government’s 2002 dossier stating that Iraq had weapons of mass destruction capable of being deployed within 45 minutes.

18 July 2003
Government weapons expert David Kelly is found dead after being exposed as the source of the BBC story about the dossier.

13 December 2003
Saddam Hussein is found by US troops hiding in a cellar south of Tikrit, his home town.

Late 2003 onwards
Insurgents in Iraq begin targeting US-backed forces and fighting erupts between rival militias.

14 July 2004
The Butler Review on military intelligence finds key information used to justify the war in Iraq was unreliable. MI6 did not check its sources well enough and sometimes relied on third-hand reports. The 2002 dossier should not have included the claim that Iraq could use weapons of mass destruction within 45 minutes without further explanation.

In other words, Tony Blair’s government leant on British Intelligence to distort the information and lie in order to back a course of action he had already decided on, which was knee-jerk solidarity with George W. Bush’s America.

Structure of the book

The text consists of a prologue and 17 chapters. The paperback edition I have consists of 302 large format pages.

Prologue: Iraq, winter 2004

Like ‘My War Gone By, I Miss It So’ the text starts with a scene from the very end of the period being covered, in this case standing with an American NCO named Carlisle at the end of a firefight in a village on the edge of the al Anbar which has become the epicentre of the insurgent opposition to the American occupation, in which one of his soldiers has been killed and is even now being choppered back to the base where his body will be tidied up ready for the long journey home to the States.

Loyd describes the course of this one particular American ‘patrol’ and introduces a recurring leitmotif when he describes Carlisle as ‘a tall, rangy man with an aquiline nose, pale Celtic eyes and a straight mouth that hinted of something mean’ (p.3).

But the main purpose of the prologue is to establish the author as someone who has knocked around war zones for over a decade, knows that all battlefields are haunted, knows there is no rhyme or reason in who will survive and who will die, is haunted by his own cast of characters (naming people we will meet in successive chapters of the book).

The prologue then reverts to Loyd’s experience in Operation Desert Storm back in 1991, when, a fresh-faced 24 and nearing the end of a 5-year contract in the British Army, he volunteered to join a Scots regiment in order to be part of the British military contingent in the huge US-led coalition which kicked Saddam Hussein out of Kuwait in February 1991. But he was bitterly disappointed to see no fighting, just trenches of demoralised conscript Iraqis eagerly surrendering. The war was over in just 100 hours. A few weeks later he was flown back to Britain and officially left the army, with the itch for action, the urge to test his mettle and live up to the challenge of his warrior ancestors unappeased.

And then briefly refers to the scene 13 years later, in post-invasion, occupied Iraq.

  1. Kosovo, February 1999 – Loyd describes his base at the hotel and bar of Beba, ‘a Serb gangland daddy’ (p.16) in Pristina, capital of Kosovo, from which he and other correspondents drive out to the countryside to see the evidence of the latest Serb atrocity. Description of the shootout between KLA and Serb forces which triggered the war. Introduces Kurt, his hero, with the anecdote of the time they took on sound bouncer-like Serb paramilitaries who beat them up.
  2. More Kosovo: introduction to Sami, an amateurish KLA fighter then onto a gripping analysis of the political and military situation, the aims of the three parties: the KLA, the Serbs and NATO. Graphic, sickening descriptions of Serb massacres carried out in revenge for a KLA one. Both sides massacre defenceless civilians, while the Western press was obsessing about whether Bill Clinton had sex with Monica Lewinsky. Loyd celebrates his 32nd birthday among colleagues, a psychological profile of his fellow war correspondents and then the family background which brought him to war.
  3. London, September 1998 – Back in London for R&R and an extended description of his heroin addiction with a full description and psychology of the addict, his family’s response, the CORE rehab centre. ‘War for work, heroin for holidays’ (p.56).
  4. Kosovo, February 1999 – Back in Kosovo the situation has deteriorated with the Serbs carrying out more massacres confident that NATO lack the resolve to punish them. The psychology of the war correspondent. ‘It was our profession but it was also our delight.’ (p.75) More stories about his hero Kurt, coming under fire reporting on a bombed bridge. With the collapse of the Rambouillet talks, NATO monitors are withdrawn, NATO goes to battle stations, and the Serbs hugely accelerated their campaign of murder and massacre. Loyd sees the, decapitated, mutilated bodies. The smell of fresh meat. At a stroke Western correspondents become potential spies or hostages, so their hurried, fraught, dicey escape from Kosovo into Macedonia.
  5. Albania, spring 1999 – Now based in a scuzzy hotel in Bajaram Curri in north Albania, they undertake trips across the border into Kosovo to see and interview KLA forces, for example ‘the Fighting Emir’. Description of the Albanian version of vendetta, kanun (p.100) and how local officials (the town’s chief of police) are involved in it. Commentary on the NATO bombing campaign i.e. deeply disappointing and only encouraged the Serbs into ferocious action. The only thing that would stop it would be NATO committing ground troops which it was mortally afraid to do.
  6. England, summer 1999 – extended description of his lovely grandmother and the rural cottage she lived in which has Loyd’s retreat as a boy. Memories of catching his first trout, and the odd characters who lived locally. A tribute to his mum’s hard working, tough but calm character.
  7. Kosovo, June 1999 – The grim end-game of the conflict, with the KLA finally in the ascendant and Serb forces withdrawn from Kosovo, Loyd testifies to the Kosovars’ vengeance on any Serbs they can get their hands on, the usual rural massacres, fields of bodies etc, the utter unpreparedness of the occupying NATO forces for the level of hatred and vengeance they encounter, and their pathetic inability to stop revenge attacks on Serb civilians.
  8. Ethiopia, May 2000 – Loyd is in Ethiopia when the office call to inform him of Kurt’s death in a roadside ambush in Sierra Leone. He flies to Paris where, with other friends, he meets the body, then onto America to meet the family and attend the funeral. Part of him dies. Back in London he goes on a bender with an old mate, Jago, who is both a crack head and a smack addict.
  9. Sierra Leone, May 2001 – A year after Kurt’s death Loyd embarks on a personal quest to track down the RUF unit responsible for his death. I can see it meant a lot to him, but what struck me was his description of hot humid West Africa, the disgusting atrocities carried out by the RUF, and the terrifying volatility and unpredictability of the warlords he meets on his quest. Poro initiation ceremonies which involve scarring and magic and can stretch to cutting the heart out of a living victim and eating it raw (p.155). Politically, Sierra Leone is important because the UN’s entire role as a peacekeeping force was being called into question by the rebel successes. During a ceasefire he is invited by Nigerian peacekeepers to an RUF party given to celebrate 20 years since Bob Marley’s death (p.157).
  10. Sierra Leone – Loyd’s efforts to reconstruct the events leading up to Kurt’s killing in the ambush, going deep into rebel territory to interview RUF officers, and visiting the scene and actually getting into the rusting wreckage of the Mercedes Kurt was travelling in. On one journey the very bad driver he’s been lumbered with crashes the car after a tyre blows.
  11. Sierra Leone – vivid description of aftermath of the crash (the car spun over and lost its roof) and his attempts to save the life of his translator, Allieu, who dies anyway. Locals call the nearest Nigerian UN forces. He is helicoptered back to town. Still recovering from bad cuts and grazes Loyd soldiers on with his quest for Kurt’s killers…
  12. France, summer 2001 – Loyd’s step-father owned a converted stable in rural France. When he sold it Loyd bought it and it became a refuge and sanctuary (p.187). He invokes boyhood memories of fishing. He has barbecues with local mates. 10 September 2001 his manager in London phones to tell him Ahmed Shah Masood has been assassinated, which leads into anecdotes about meeting Masood a few years previously, interviewing him, following him round the front line. Masood was leader of the Northern Alliance of mujahedin who are in a civil war with the Taliban. Back in the present, next day his mum phones to tell him about the 9/11 attacks.
  13. Afghanistan, September 2001 – Profile of Afghanistan, ruined, impoverished land of endless war, from the Soviet invasion of 1979 onwards. With a good friend and colleague, Shay, he shares a bone-rattling ride north from Kabul to the front line. Lots of insightful explanations of Afghanistan’s history, wars, ruined economy, national character, the overwhelming role of Islam, the ubiquity of strong hashish (p.208). When, according to their values of hospitality and honour (p.204) the Taliban refuse to give up their guest, Osama bin Laden, after the 9/11 attacks, the American government decides to overthrow them. Loyd arrives just as the American campaign is girding its loins and finds the Northern Alliance upset at the death of their leader (Masood) but confident of American support. Complete scepticism about the bullshit spouted by Western military experts crapping on about precision strikes and drone warfare and other bullshit (p.207). In a bizarre digression, on their journey Loyd and Shay are invited to join the crowd witnessing the circumcision of a 7-year-old boy (p.211).
  14. Afghanistan – Being shown round the dusty front line by Sher Agah. A night time firefight. Description of the Hazara as a distinct ethnic group. A visit to Bagram airport. Extensive description of the Afghan ability to switch sides with ease, really interesting insight into the base level survival tactics of most impoverished, beaten down Afghans.
  15. Afghanistan – When some American special forces arrive Shay and Loyd are kicked out of their crib and find another place to stay in a derelict hotel without electricity or toilet in Golbahar. Their perilous consumption of the local moonshine. The stomach-turning story of Karimullah, a 26-year-old who fights against the Taliban, is captured, has his foot and hand surgically removed in the football stadium (p.244). His luxury was visits to an amateur hamam or Turkish bath. Explanation of the exchange value of enemy prisoners or corpses. A telling evening hosted by local businessman and warlord Fahrid Ahmad Shafaq, who can see that Afghanistan needs development but worries that the Americans might be waging a war against Islam? Are they, he asks Loyd.
  16. Afghanistan – After months of hanging round, Loyd describes the Northern Alliance assault on the Taliban lines, break through and advance on Kabul which is captured on 13 November 2001. Firefights, the newly dead and the bleeding-to-death. Some journalist friends are murdered by bandits. But once he’s in the city he realises he’s tired, exhausted, demoralised. Taliban leaders and Osama bin Laden escaped into the Tora Bora mountains, to the Americans’ dismay. After a shave at a newly liberated barbers’ (with some sociology about the importance of the beard in fundamentalist Islam) he takes a ludicrously derelict chopper flight to neighbouring Tajikistan, and so home.
  17. Iraq, March 2003 – 16 months later he is in northern Iraq. The Allies have assembled a huge force in Kuwait and are on the brink of invading to overthrow Saddam. Most reporters have based themselves there, ’embedded with the troops’. Loyd takes the conscious decision to go to the north of the country, entering Kurdish-held territory from Iran and hoping to catch a lift with the American forces which will come down through Turkey, into Kurdistan and sweep on to Baghdad. He is uneasily aware that his mother and sister, scions of a military family, both went on the million-people march against the war in Iraq. He doesn’t touch on the farce of the UN searches for weapons of mass destruction, but instead on his own personal farce. He has come back to Iraq 13 years after taking part in Operation Desert Storm and leaving frustrated that he saw no fighting, hoping for closure and completion, hoping that after over ten years of chasing wars he will experience some kind of revelation. But the Turkish government blocks the Americans from sending any men or equipment through Turkey and the northern offensive is delayed while in the south the Allied forces storm through the Iraqis. In the end, with the help of a small force of Green Berets calling down air attacks, the peshmerga (Kurdish militias) break through successive Iraqi lines and fight their way south, taking the talismanic city of Kirkuk. Baghdad has fallen and he missed it. He experiences no closure after all, and takes a taxi back into Iran, then a plane back to London, in the ‘identical’ state of frustration as when he first left Iraq, back in ’91.

Epilogue: Baghdad, spring 2004

A year or so after the setting of the final chapter, Loyd is now back in Baghdad, in a hotel bedroom. The insurgency is bedded in, the Americans have withdrawn to a heavily fortified compound, and Loyd is finally here, where he fantasised of being all those years ago during Desert Storm. Big deal.

In fact the epilogue turns out to be entirely about his beloved mother’s diagnosis with a brain tumour, loss of sight in one eye leading her to wear a piratical eye patch, her stoic strength of spirit described in Loyd’s best hero worshiping style and clichés come tumbling out:

Defeat was not an option as we geared ourselves for the coming treatment, but my heart was afflicted by naked dread masked by desperate resolve… (p.300)

He was covering the trial of Slobodan Milošević when his sister rang him to say his mother had collapsed and been rushed to hospital. By his mother’s hospital bed he is awed when she asks to be taken home to die, despite being told that such a move will hasten her demise. Here, a chastened Loyd realises, is the bravery he had spent his life seeking: not on some foreign battlefield but in the heart of his indomitable mother. She dies as Loyd and his sister hold her hand. She is buried on a beautiful winter’s day with the whole village turning out to see her off.

You can read this as either a really beautiful and moving tribute or a pack of high-minded clichés or, as I do, both at the same time, the one inhabiting the other.

Clichés

It’s tempting to analyse Loyd’s style at length. It can be very florid and purple, hyper-real Sunday supplement prose, burnishing every situation, every thought with gloss and sheen.

He is hyper-aware of the risk of cliché in writing about a) war, b) heroin addiction, c) his unhappy family – all subjects which have been done to death for generations.

Regarding war, as early as page 5 Loyd describes how the American marines nervously patrolling the backstreets of al Anbar, expecting an ambush at any moment, invoke folk memories of the Vietnam War and scenes from Apocalypse Now, a war that was over and a movie that was released before they were even born. The point is they all feel like they’re experiencing the war through the filter of someone else’s tropes and patterns.

Some barely out of college and experiencing their first foreign country, many of the younger American soldiers in Iraq were living in their own war films, life and art enmeshing in a freakish coupling to a contemporary soundtrack of thrash metal and gangsta rap… (p.5)

So it’s hard to avoid cliché when you and the people you’re reporting on all feel as if they’re living in a huge cliché, when reality itself seems to be made up of well-worn tropes. Loyd repeatedly raises the issue. When analysing his general unhappiness, he says:

Even the rages that sprang forward so easily from memories of my father seemed too trite, too convenient, too clichéd, to weave into a noose from which to hang heroin. (p.63)

A sentence which is also an example of his use of florid and elaborate metaphor. A little later he is writing about the motivation of war correspondents and says:

‘Death wish’ is a tired old cliché – simplistic, absolute and inept in describing our motivations. (p.75)

But it’s a risky strategy to highlight your aversion to clichés unless you can be quite certain that you will avoid them and, in the kind of stereotyped situations in which he finds himself, and much-described battlezone feelings he finds himself experiencing, this is very difficult.

Starting out in London, talking of his fellow drug addicts at the West London rehab centre, he writes:

A few had been crushed by such cruel hands of fate that I wondered how they had any alternative… (p.55)

‘Cruel hands of fate’? On the same page he talks about his gang of London friends:

Hardcore libertines, we thought we were cool and beautiful and turned on. (p.55)

Not so much a cliché of phrasing as of thinking. Sunday supplement thinking. When he describes his little cohort of friends they are all tall and beautiful and successful. You can virtually see the Sunday supplement photos.

Elsewhere, you consistently come across phrases describing stereotypes which boost the text, make it seem more hyper-real, idealised, airbrushed to a kind of generic perfection.

  • My sister Natasha, younger than me by four years, a woman of flint-like resolve beneath a gentle exterior… (p.58)

Later, in Kosovo, when NATO commences its bombing campaign, Loyd and all his fellow correspondents immediately become liable for arrest or worse:

  • From that moment on, our fate hung above the cauldron of harm on the frayed thread of the night’s few sleepless hours and Beba’s word. (p.91)

OK, that’s not a cliché as such, but it is a typical example of his purple prose. ‘Our fate hung above the cauldron of harm…’ Loyd’s prose, in other words, is very much not Hemingway minimalist, it’s the opposite; full of florid metaphors and similes, which, along with the clichés and stereotypes give the whole thing a super-real vividness. There’s a kind of continual psychological over-writing at work. When an American army chaplain shares his disillusion, Loyd remarks:

Once, I may have privately sneered at his predicament, for the crushing of another’s hope can be cruel sport to behold from the pedestal of nihilist certainty. (p.5)

Is this too purple and engorged? For frugal tastes, maybe. Then again, considering the extremes of experience which he is describing, maybe it’s a perfectly valid approach.

The few phrases I’ve picked out are fragments of Loyd’s overall strategy, which is to push language into baroque shapes and see what happens, to create a new idiolect. It’s easy to pick holes in, but the overall impression is of tremendous readability and enjoyability. He risks using odd words or words in odd combinations to capture moments and perceptions and often achieves brilliant effects. No risk, no reward.

Almost every conversation seemed to snag on this issue of money, a moment always marked by a pause, that tilting second of challenged pride or grace… (p.235)

In the buildup to the mujahedin attack on the Taliban lines, the fighters go about their preparations, loading up lorries, fuelling tanks and so on with no attempt at concealment.

As this readiness for war progressed with the same flagrant labour of a medieval siege… (p.255)

And leads him to deploy obscure, recherché terms. In a vivid account of battle of running through a minefield towards the Taliban lines, he writes:

Gunfire crackled. More shouts. More mujahedin piling into cover, wild-eyed, revved up, faces contorted, fervorous. (p.261)

Like a stone dropped in the pond of your mind. Nice. Reflecting on what he’d hoped to find back in 1991, during Operation Desert Storm, he writes:

Epiphany? It is an arrogant word of claim, suggesting more completion than the human state is capable of. (p.11)

‘An arrogant word of claim’, what an odd but evocative phrase.

Late in the book I noticed a particular mannerism which contributes to his creation of idiolect, which is omitting particles i.e ‘a’ and ‘the’. At one point he mentions the poet W.H. Auden and this omitting articles was one of the tricks of Auden’s early poetry. It creates an ominous sense of uncertainty, an uncertainty whether we’re dealing with a specific or general noun.

I had once asked Kurt what made him weep, supposing perhaps that his self-possession would have held him back from such release. (p.220)

I’d expect ‘such a release’ there, wouldn’t you? The choice of ‘weep’ instead of the more everyday ‘cry’ is already lending the sentence that super-real, idealised, airbrushed glamour I’ve described.

Yet loss had often rewarded me with some surprise and unexpected gift. (p.221)

‘Unexpected gift’ sounds like Auden to me. ‘Unexpected gifts‘ would be far more mundane. ‘Unexpected gift’ makes it sound mythical, like something from the age of legends. Describing the intensification of American air attacks on Taliban lines:

No longer the coy hit-and-run affairs of night, now attack jets and bombers appeared by day, in flagrant and riveting spectacle that had the locals gathered in audience on their flat rooftops.’ (p.222)

You’d expect it to be ‘in a flagrant and riveting spectacle’. See how removing that article (‘a’) makes it more archaical and momentous. Same with ‘gathered in audience’, an unusual way of phrasing it. Talking of Kosavar cigarettes:

A dollar for twenty, they were the best local tobacco available, their acrid, woody smoke affording great sense of luxury. (p.241)

Where’s the ‘a’? Interviewing local Afghan warlord, Fahrid Ahmad Shafaq:

After admiring the three herons wandering through his garden – as well as flowers, ornamental birds are a source of endless fascination to Afghans – we sat on the baked mud floor to enjoy a lengthy feast of chicken, rice and watermelon and debated the war in lively exchange. (p.25)

Another missing ‘a’ lends the phrase a strange archaic quality, matching the archaic medieval feel of so much of Afghan society.

I hope these examples demonstrate the way Loyd develops a prose style which adds a kind of pregnant meaning to so much of what he sees or feels, lending everything a legendary grandeur. This isn’t a criticism. I’m trying to understand the elements of his style (over and above 1) the searing content of many of his descriptions and 2) his extremely acute insights into the geopolitical situations of the wars he’s covering) which make the book such an enjoyable and sumptuous read.

Credit

Another Bloody Love Letter by Anthony Loyd was published by Headline Review in 2007. All references are to the 2007 paperback edition.


War reporting book and exhibition reviews

Books

Exhibitions

The African War 46 BC

Context

After the death of Gnaeus Pompeius (Pompey) in September 48 BC, forces loyal to his cause (the ‘Pompeians’) rallied in north Africa (modern-day Tunisia). They were given support by King Juba of Numidia.

Caesar, arriving back in Rome from the East (whose pacification, starting in Egypt, moving through Syria and into Turkey, are described in The Alexandrine War), quelled a mutiny in Campania. He took steps to relieve debtors. Loyal followers were given rewards i.e. governorships and priesthoods. Some were enrolled in the senate to fill gaps. Repentant Pompeians were forgiven i.e. there was no bloodbath as under the dictators earlier in the century, Sulla or Marius.

At the very end of 47 BC Caesar was elected consul and sailed to Africa to defeat this last holdout of Pompeians. The Pompeian forces were led by Quintus Caecilius Metellus Scipio, along with Titus Labienus, Publius Attius Varus, Lucius Afranius, Marcus Petreius and the brothers Sextus and Gnaeus Pompeius (Pompey’s sons). They key port of Utica was held by Caesar’s old foe, Cato the Younger and the Pompeians had a key ally in King Juba I of Numidia.

The African War consists of 98 ‘chapters’ taking up 48 pages of a Penguin paperback.

The African War

Map of the Roman province of Africa showing the towns and cities mentioned in the text

1 to 6: Arrival

Caesar assembles an army from different contingents at Lilybaeum, a port on Sicily. Leaving a Caesarian governor in place, he embarks and sails for Africa. The crossing takes three days and his ships are scattered by winds.

3 to 6: Arrival at Hadrumetum, an important port 50 miles down the Tunisian coast from the ruins of Carthage. Its commandant Caius Considius Longus refuses to negotiate. Caesar sends a prisoner with a message. When Considius asks who it’s from, the messenger replies ‘From the commander-in‑chief, Caesar.’ Then Considius retorted: ‘There is but one commander-in‑chief of the Roman people at the moment, namely Scipio’ and has the messenger executed in front of him.

Caesar rides round the walls and lands his 3,000 or so infantry but rather than lay a siege, knowing other Pompeian forces (Gnaius Piso with 3,000 Moorish troops) are approaching, Caesar makes a fighting withdrawal to Ruspina. Meaning that he had barely left his makeshift camp before Numidian cavalry mount a surprise attack and threaten to overwhelm his rearguard until he sends in Gaulish cavalry, who rout him. But for the entire march his rearguard is subject to lightning attacks.

7 to 19: Operations near Ruspina

Caesar advances to Leptis which he secures but doesn’t let his cavalry ashore. He sends back to Sicily for reinforcements, sends a contingent to find the transport ships which have gone astray, and another detachment of ships to the island of Cercina, which he hears has a large supply of corn.

Next day he returns to Ruspina. He is waiting for the arrival his missing transports. The enemy, led by Meanwhile the enemy, led by Labienus​ and the two Pacidei, arrive and line up for battle. Caesar deploys his men in a single line with archers in front and cavalry on the wings. Quite quickly Caesar’s force is surrounded and forms into a circle. Labienus rides up and down his front line mocking the Caesarians until one veteran centurion of the Tenth Legion confronts him and throws a spear which transfixes his horse. Caesar turns his legions round and tries to make for the camp but fresh enemy reinforcements arrive. He orders his men to make one last attack and throws his last cohorts into the field, driving the enemy back off the plain, then withdrawing in good order to his own fort

The Penguin edition notes that the historians Dio Cassius and Appian both say this battle was a big defeat, with the Caesarians taking heavy losses and being forced onto a hilltop where they would have been cut to pieces had both Marcus Petreius and Labienus not both been injured.

The account gives Labienus’s reasons for feeling confident, including the rumour that three legions had mutinied back in Rome, listing the mixed forces at his command, then recapping the facts about this battle, namely it was fought on 6 January 46, on the sixth day after Caesar disembarked, on a wide flat plain, from 11 in the morning till sunset.

19 to 36: Waiting at Ruspina

Caesar hears that Scipio is approaching with the main forces (8 legions and 3,000 cavalry (and so builds up the defences at Ruspina, bringing more men from the ships (Gallic and Rhodian rowers and marines, archers of all nations). He sets up smithies to manufacture arrows, javelins and sling shot.

Corn is an issue. The enemy have gathered all there is to collect into strongholds and then laid waste and ravaged the land around.

There’s a kind of interlude or digression in which we are shown Cato (who, it will be remembered, had always been against Caesar and bore some of the responsibility for the civil war by constantly blocking Caesar’s conciliatory offers). Anyway Cato is now in charge of the city of Utica and the text gives us a lengthy speech in which he reminds Pompey’s son, Gnaeus, of his father’s immense military achievements, and encourages him to emulate them. Thus inspired Gnaeus sets off from Utica with 30 ships and a force of 2,000 slaves and freemen to invade the kingdom of Mauretania (to the west of Africa i.e. the coast of modern day Algeria. He is approaching the town of Ascurum when the inhabitants sally forth in force and crush his forces, causing them to flee in panic to their ships, and once embarked they sail all the way to the Balearic Islands.

Meanwhile Scipio leaves Utica and marches via Hadrumetum to join Labienus. The text dwells on Caesar’s shortage of corn and fodder for the horses. Seasoned veterans take to feeding the horses seaweed cleaned in fresh water.

Meanwhile King Juba decides to join the Pompeians and gathers infantry and cavalry to march east and join Scipio. But this leaves his own kingdom undefended, and Bochus, king of West Mauretania, joins with the Roman bankrupt and mercenary Publius Sittius, to attack Juba’s kingdom in the west. They attack Cirta, the richest town in the kingdom. When it refuses to yield, they take it by storm and slaughter the entire population and set about ravaging the land. When Juba hears this he understandably decides he has to defend his own country, and so withdraws his forces from Scipio’s army and returns west, though he leaves 30 elephants.

Some nobles (does this mean Romans of the equites class) come to Caesar, telling him Scipio’s forces are devastating the land and begging him to save them.

Farms were being burned to the ground, fields stripped, herds plundered or butchered, towns and strongholds destroyed and abandoned, and the principal citizens either murdered or held in chains, and their children haled off to slavery on the pretext of being hostages.

Caesar had been planning to winter his troops (it is January) but decides to commence his campaign and sends for reinforcements from Sicily. While Caesar continues fortifying his camp and building causeways to the sea to allow safe disembarkation, a passage is devoted to Scipio’s attempts to train his elephants, difficult beasts.

A digression for the sad story of the Titius brothers who are aboard one of the many troop and transport ships which get scattered en route to Africa, are captured by Pompeian forces, taken before Scipio who has them executed. Why is this tragic little story included?

Cavalry squadrons from both sides skirmish and sometimes talk. Labienus tries to take the town of Leptis which is held by a Caesarian commander. At one point his horse is hit by a javelin from a scorpion and they retreat.

Scipio brings his forces out to face Caesar’s camp every day, with no response, each day becoming more mocking and scornful, till one day he deploys his entire force. Detailed description of how Caesar orders the foragers back inside the camp and deploys a minimum of cavalry but doesn’t offer battle. There’s a page describing Caesar’s motivations and the reason for his confidence which includes the solidity of the camp’s defences and the power of his own reputation. What’s striking about it, though, is its weakness. These are not very effective reasons, and neither is the claim that he didn’t want to win victory over a mere ‘remnants of his enemies’.

This passage lacks the vigour and unstoppable logic of the same kind of thing found in the Gallic Wars i.e. it doesn’t feel at all by Caesar, but very much like an apologist cooking up reasons to defend his actions.

Anyway, Scipio hangs round then withdraws his army into his camp and gives a pep talk. Meanwhile, allegedly, Caesar’s numbers are augmented by a steady stream of Gaelutian deserters. The text claims this is because many of them were done kindness by Marius, to whom they have heard Caesar is kin.

[Caesar’s aunt, Julia, was married to Marius. The editor of the Penguin edition, Jane F. Gardner, speculates that these Gaelutians, or this forebears, had served Marius in the war against Jugurtha, and so had entered into a patron-client relationship with him, which they thought still bound them to his kin, Caesar.]

When they’re Africans, he gives them letters to their kin and sends them back to their territories to recruit.

A little fuss about Acylla. A deputation come from the town and offer Caesar their allegiance and their store of corn so Caesar gratefully sends Gaius Messius to take it, and he arrives just before Considius Longus the Pompeian commander of Hadrumetum.

So this long sequence amounts to Caesar establishing his beachhead and resisting the temptation to battle till he is ready. He sends Gaius Sallustius Crispus to the island of Cercina which he takes without a fight and loads its store of corn aboard ship to be sent to Caesar. And the proconsul Alienus embarks two legions, 800 Gallic cavalry and 1,000 archers and slingers from Sicily and they arrive soon after with Caesar. Two reasons to be cheerful.

Puzzled why Caesar isn’t giving battle or moving about the country, Scipio sends two Gaetulians to pretend to be deserters, find out Caesar’s intentions and report back. In fact once in the presence of Caesar they confess their mission and say they and their countrymen want to desert, and also remember the kindness done them by Caesar’s kinsman Marius. Caesar welcomes them and they are joined by a steady trickle of deserters from Scipio’s legions.

Slow developments: Cato is recruiting more and more forces in Utica; a deputation arrives from Thysdra saying ships with a huge amount of wheat have arrived from Italy; in the west Publius Sittius invades King Juba’s territory and takes a town.

37 to 48: Operations near Uzitta

Instructing the ships to return to Sicily to collect the rest of his army, in the middle of the night of 25 January Caesar strikes camp and moves his army quietly along the coast to an area where a large plain is bounded by a semi-circular ridge.

[I tell you what would be fabulously use in this, the Civil War and the Gallic War – photographs. If the editor/translator had been paid to go out to the locations of these towns or battles and taken photos of the sites. The cumulative effect of all these descriptions is to make you realise how very poor words are at conveying landscape.]

Caesar advances along the ridge taking abandoned forts. The last one is held by Numidians. There is a fight between the cavalry forces. Caesar sent cavalry down into the plain where they massacred some more cavalry, putting Scipio’s forces to flight. A passage reflecting on the bodies of the Gaulish and German dead cavalry and why they had followed Labienus from Gaul.

[One of the subsidiary dramas of the civil war is the way that Labienus went from being Caesar’s right-hand man and most dependable lieutenant in Gaul, to defecting to Pompey at the outbreak of war, and now, commanding the forces directly opposing Caesar in Africa. What were the thoughts of both men about this turn of events?]

Next day Caesar advances his complete army down the ridge, into the foothills and slowly out onto the plain. Scipio advances his army but uses the town of Uzitta as a bulwark for his centre and stops in that position. Caesar realises he can’t fight both an army and storm a town at the same time. After facing each other all day in the African heat, the armies both withdraw and Caesar orders his men to extend their fortifications. Much time spent building camps and fortifications.

The narrative has a habit of cutting away to other developments going on at the same time, and as a result the author deploys the word interim a lot, which Gardner translates as ‘meanwhile’. So:

Meanwhile the Pompeian Considius is still besieging the town of Acylla, held by Gaius Messius. When he hears of Scipio’s cavalry’s defeat (the dead Germans and Gauls) he abandons the siege, burned his corn, spoiled his oil, marched through Juba’s territory to give Scipio some of his forces, then retreated with the rest to hold Hadrumetum.

Caesar is still suffering the problem that troop ships are being blown off course. Several are captured by Pompeian ships. Once contained veteran troops who are brought before Scipio. He very decently offers to spare their lives if they will join him. A centurion of the 14th Legion refuses, says he’s loyal to Caesar, tells Scipio to lay down his arms, and offers to take on Scipio’s strongest cohort with just ten colleagues.

Infuriated, Scipio has the centurion executed on the spot and all the other veterans taken outside the town walls and there tortured to death. Caesar is upset and angry because he had posted lookouts along the coast to spot his ships and they had failed. He has them all dismissed.

Unseasonal weather: rainstorms which flood Caesar’s camp, the men already hard pressed for provisions.

Meanwhile King Juba received a request from Scipio to join him and, leaving a force under Saburra to combat Sittius, marched to join Scipio with 3 legions, 800 cavalry, Numidian riders without bridles, light infantry and 30 elephants. Now there had been much rumour, paranoia and fear among the soldiers about the threat of Juba’s vast forces, but when they lined up with Scipio’s the next morning, the Caesareans were not impressed, all their fears dispelled, and morale restored.

49 to 66: Caesar takes the offensive

Now Scipio has the maximum force available to him battle can’t be far off. Caesar pushes to secure all the forts lining the ridge surrounding the plain, but Labienus beats him to the last in the series. It is reached by going down into a rocky ravine and up the other side and Labienus set an ambush with cavalry hiding behind the heights. But some of Labienus’s men bolted, giving away the plan, so the entire force ends up turning tail and Caesar’s force kills them and occupies the last fort.

Caesar decides to build ‘two containing walls’ across the plain from his main camp to the town of Uzitta. The aim was to protect his flanks as he advanced towards the town and make it easier for the enemy to defect and desert. As usual I found it difficult to envision the position of these walls, and impossible to understand their purpose, and difficult to understand how long walls can be constructed while part of his force stood in front of them skirmishing with barbarian cavalry and light infantry.

That evening, as Caesar is withdrawing his forces to the main camp, the massed forces of Juba, Scipio and Labienus attack and drive Caesar’s cavalry back, but Caesar quickly reverses the direction of march, turns his legions around and they stop and then rout the Pompeians, fighting them back to their camp with much loss of life. Only nightfall prevented Scipio and Labienus falling into his hands, and in the aftermath lots of Pompeian troops defect to Caesar.

Ships carrying the Tenth and Eighth legions arrive. Recalling the disorder and mutiny of some legions in Campania and Sicily, Caesar now assembles the entire army and makes a page-long speech singling out some five officers who have incited mutiny or, in the case of Gaius Avienus, brought over a ship filled entirely with household slaves rather than soldiers – dishonourably discharges them from the army and sends them back to Italy accompanied by just one slave.

Meanwhile the messages Caesar had sent via friendly Gaetulians have borne fruit and the entire people rises up against Juba, who is obliged to withdraw some of his forces from Scipio in order to put down the rebellion.

Caesar’s ‘lines of fortification’ are now complete and he brings up troops and siege engines to attack the defenders of Uzitta. More Gaetulians, specifically about 1,000 cavalry, defect to him.

A digression on Juba’s arrogant behaviour in ordering a Roman officer not to fraternise but worse, ordering Scipio not to wear a red cloak like himself. To think of freeborn Romans taking orders from a barbarian!

Next day Scipio comes out with all his forces yet again. Caesar lines his men up in front of his fortifications and they stand staring at each other. The town is incorporated into Scipio’s line so Caesar is reluctant to attack because, once he’s passed the town, he knows the legions inside it will come out and attack his rear. Impasse.

The text gives a detailed breakdown of the deployment of both forces but, as there is no battle, who really cares. Instead, as Caesar is packing up and withdrawing his army, some of Scipio’s Numidian cavalry attack. Caesar’s Gaetulians respond, counter attack but go too far, across some marshy ground on the battlefield and are quickly surrounded. His cavalry are mauled before making it back to camp as night falls.

Next day dawns and both generals have their soldiers continuing to develop their fortifications.

Caesarian ships arrive and anchor off Leptis. Pompeian Varus attacks them, setting fire to the transports and capturing dome five-bank warships. As soon as he heard this Caesar rode the 6 miles to the harbour, ordering all his ships to meet him there. Alarmed, Varus turned his fleet back towards Hadrumetum; Caesar pursued and captured a quinquereme and trireme. Varus’s fleet makes it into the harbour at Hadrumetum and Caesar can’t follow because of an adverse wind but sets fire to all the transports anchored outside.

In the captured ship are some Roman nobles. Caesar executes on man he had pardoned in Spain, only to have him go join Pompey in Pharsalus, and then come here to serve Varus. Another noble he spared because he honestly claimed to have been taken prisoner and had no time to escape.

Caesar discovered secret underground stores of corn and sent men to fetch them. Learning of this Labienus set an ambush for next time they did it, deploying cavalry and light infantry. Learning of this Caesar lulled him into a false sense of security, then deployed three legions and all his cavalry behind the foraging party. When Labienus attacked the latter, the Caesarian cavalry attacked, when the main body of Labienus’s cavalry came to their help Caesar revealed his three legions and Labienus withdrew.

Next day King Juba had all the Numidians who had fled their posts during the failed ambush crucified.

67 to 78: The Pompeians lose the initiative

Lack of corn prompts Caesar to abandon his camp, burning it, assigning garrisons to the three friendly towns of Leptis, Ruspina and Acylla, setting his ships to blockage Hadrumetum and Thapsus. He marches with the remainder to Aggar, where he establishes a new camp, and goes successfully foraging for food. By ‘foraging’ I take it the text means stealing food from all the inhabitants of the region.

Scipio follows. Caesar captures Zeta, leaves a garrison and is minded to attack Scipio’s forces which are themselves foraging when more legions appear. As he marches back towards Aggar past Scipio’s camp, the latter attacks. Fierce fighting, the Numidian cavalry attacking if he retreats but pulling back if he stands. It takes all night to slowly retreat back to his camp while fighting off the skirmishing Numidians.

The Africans’ tactics of constant skirmishing but retreat as soon as the infantry offer engagement, requires a completely new set of tactics, and so Caesar personally sets about retraining his troops.

How many feet they were to retreat from the enemy; the manner in which they must wheel round upon their adversary; the restricted space in which they must offer him resistance — now doubling forward, now retiring and making feint attacks; and almost the spot from which, and the manner in which they must discharge their missiles — these were the lessons he taught them.

Caesar imports elephants from Italy for his troops and horses to get used to, for the troops to learn the weak spots of and practice throwing untipped javelins at. And has to accustom the legions to this new, sneaky, guileful, tricky opponent.

A deputation from the town of Vaga arrives to ask for Caesar’s protection. Soon after which a refugee arrives to declare that Juba had hastened to the town to stop it being occupied, stormed it, slaughtered the entire population, and abandoned it for his troops to plunder.

On 21 March Caesar holds the traditional purification ceremony of the army. Apparently, this had something to do with marking the start of the campaigning season although, as we’ve seen, Caesar campaigned throughout the winter. Next day he marches to Scipio’s camp and presents his army in battle array, but Scipio doesn’t rise to the bait.

Next day he marches to Sarsura. Labienus attacks the rearguard, capturing many camp followers then attacking the troops themselves, but Caesar had anticipated this and stationed men without baggage in the rear who promptly turned, raised standards, and scared Labienus off.

At Sursura Caesar slaughtered the entire Pompeian garrison. Caesar distributed corn to the army then marched on to Thysdra but finds no water and so retires to Aggar.

The town of Thabena revolts against Juban rule, massacres its garrison and asks for Caesar’s protection, so he sends a detachment to take it. At the same time more troop transports arrive from Italy, some 4,000 infantry, 1,000 slingers, 400 cavalry, so Caesar assembles his force and marches to a plain two miles from Scipio’s camp.

It’s near a town named Tegea. Scipio brings his men out of his camp, deploying them. Time passes. Eventually a cavalry skirmish develops in which both sides send in reinforcements, but Caesar has the best of it, his cavalry pursuing the enemy three miles up into the hills and killing many before returning.

But Caesar can’t get the enemy to fight. He realises two things: that they lack confidence in their own abilities and so are relying on Caesar’s shortage of water to wear him down. And so on 4 April, by night, he left the camp by Aggar and marched 16 miles to Thapsus, which Vergilius was holding with a large garrison.

Scipio follows him and now, according to the narrative, is forced to give battle. Why? ‘To avoid the utter humiliation of losing Vergilius and those most staunch supporters of his cause — the men of Thapsus’.

79 to 86: The battle of Thapsus

Caesar advances to Thapsus and begins to invest the town. Scipio follows and finally encamps 8 miles south. Thapsus is on a promontory with a big salt lake to its south, creating a narrow land corridor. Because Caesar had blocked this Scipio went up and round the western side of the lake.

Map of the battle of Thapsus, 6 April 46 BC

Scipio’s men give signs of agitation behind their fortifications and this incites Caesar’s forces. It’s an oddity of this battle that Caesar does everything in his power and even gets his centurions to try and restrain the men, but then a bugler gives the signal to advance and the cohorts run forward charging, and Caesar gives in to fortune and destiny.

Sling shots terrify the elephants. The Moorish cavalry panics and flees. (Digression to describe the action of one brave legionary who attacks a furious elephant to stop it trampling to death a camp follower.) The garrison of Thapsus emerge from their fortifications and wade through the water to join their comrades but are beaten back by slings and arrows.

The retreating Pompeians arrive at Scipio’s base camp but discover there is no one there to rally them. They run to Juba’s camp to discover it is in enemy hands. The Scipionians drop their arms and beg for mercy but Caesar’s men’s blood is up and they massacre them to a man, despite Caesar’s orders to stop, and even wound eminent nobles and knights on Caesar’s own side.

In the way of these kinds of texts, the casualties are given and seem a) suspiciously round figures and b) ludicrously one sided. Thus, 5,000 of the enemy are killed to Caesar’s 50 dead and a few wounded. He captures 64 elephants. What I want to know is what happened to Scipio, Labienus and Juba who all disappear from the narrative.

(Plutarch, in his life of Caesar, 53, says: ‘Thus in a brief portion of one day he made himself master of three camps [Scipio’s, Juba’s and Afranius’s) and slew fifty thousand of the enemy, without losing as many as fifty of his own men’.)

Next day Caesar lines his whole army up in front of Thapsus and calls on Vergilius to surrender but there is no reply. Next day he gives rewards and praise to the bravest fighters, then leaves a commander to besiege Thapsus and one to besiege Thysdra, while he proceeds to Utica.

87 to 98: Final stages of the campaign

Scipio’s retreating forces arrive at the town of Parada. The people have heard of Caesar’s victory and so refuse the Pompeians entry but the Pompeians storm it, pile up logs in the forum, burn the town’s precious belongings, then tie up townspeople and throw them into the flames.

Cato the Younger was governor of Utica. He didn’t trust either the senate of 300 or so eminent Romans or the townspeople. The latter he forced into a trench in front of the town, the latter he kept under guard. When Scipio’s cavalry arrived they attacked the townspeople in the trench but were beaten off. So instead the cavalry break into the town and plunder and loot it. Cato could only stop them by promising 100 sesterces each, joined by a Roman noble Faustus Sulla, who gave them money, then they rode off west to join King Juba.

Cato assembles the Three Hundred (presumably meaning the town’s senate or leading figures) and persuades them to free their slaves in order to join the defence of the town. Only some comply. Many want to flee, so Cato sets about carefully and methodically putting ships at the disposal of the fleeers. He assigns his children to the care of his questor, then withdraws to his bedroom, where he runs himself through with a sword. When his slaves and friends run in and try to patch him up, Cato pulls at the wound and his guts with his own hands, killing himself. Yuk.

These last acts of his management of the town and suicide are described in detail in Plutarch’s life of Cato. The townspeople opposed him but came to respect his rectitude.

His deputy, Lucius Caesar, opens the town gates and welcomes Caesar’s forces. Caesar marches through the territory picking off towns which now throw themselves open to him, including Usseta and Hadrumetum, finally arriving at Utica as it got dark. Along the way he met and pardoned a suite of Roman nobles who had been holding the town against him.

Next morning Caesar assembled the 300 and upbraided them for opposing him. They were trembling all expecting to die but Caesar forgives them, albeit on the harsh condition that all shall love all their properties, confiscated by the state. If any buy them back, they shall hold their property secure and the fee amount to their fine. He imposed a group fine on the 300 of 200 million sesterces.

King Juba flies west, hiding in farmhouses during the day, till he arrives at the town of Zama. Now he had built a huge pyre here and threatened the people with burning them on it with the result that, no surprisingly, they refuse to let him in. Neither will they hand over his treasure or wife and children so Juba ends up taking refuge with Marcus Petreius in a country villa.

The people of Zama send an envoy to Caesar begging his protection so he sets off. Some of the king’s cavalry officers approach him asking for forgiveness and he forgives them all. This is excellent policy because, as word spreads of his clemency, more and more towns surrender to him and senior officers come over.

Considius, who had been holding Thysdra for the Pompeians, hearing of their defeat at Thapsus, takes treasure and slips out of the town with a small entourage of barbarians. But somewhere along the trail the Gauls cut him down, stole the gold and absconded.

At which point, realising it is all over, Vergilius asks safe conduct for him and his family, then surrenders Thapsus.

King Juba, with no army to command and abandoned by his people, resolves on suicide. There are a number of versions: some say he and Petreius agreed to duel, he easily killed Petreius then stabbed himself; or Petreius killed him then stabbed himself; or they killed each other at the same time; or they both committed suicide.

Meanwhile, in the west, Sittius routed the army of Juba’s general, Saburra, killing the general. Then he heard of the 1,000 cavalry under Faustus Sulla and Afranius, fresh from sacking Utica and being paid off and planning to take ship to Spain, last holdout of the Pompeians. Sittius ambushes them, killing a great number but taking alive Faustus and Afranius. A few days later, in some obscure affray, they were killed. Caesar pardoned their children and let them keep their property.

Scipio, Damasippus, Torquatus and Plaetorius Rustianus were making for Spain aboard warships. After a stormy passage they were carried towards Royal Hippo, where Sittius had his fleet at that time. Outnumbered as they were by the latter, Scipio’s vessels were surrounded and sunk and Scipio and the others all perished. [Other accounts say that, after losing the naval engagement Scipio also committed suicide by stabbing himself with his sword.]

Having entered Juba’s royal town of Zama, Caesar holds an auction of King Juba’s belongings and gives the citizens of Zama rewards for resisting their king. He declared the kingdom a Roman province, appointing Gaius Sallustius proconsul, awarding western Numidia to King Bochus. Sittius founds a colony there. (This Sallustius is the same man who in the late 40s retired from public life and wrote monographs in the Jugurthan War and the Cataline Conspiracy.)

At Utica Caesar sold the property of commanders under Juba and Petreius, imposed fines on the towns which held out against them but took steps to make sure they weren’t plundered. On Leptis he imposes a fine of 3 million pounds of oil a year.

On 13 June Caesar set sail from Utica, arriving at Caralis on Sardinia. Here he punishes the people of Sulci for rebelling against him, then set sail along the coast of Italy and arrived safely back in Rome.

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Letters of Cicero edited and translated by L.P. Wilkinson (1966)

This is an old book (published in 1966) containing 196 pages of Cicero’s most interesting letters, selected and translated by L.P. Wilkinson. Wilkinson’s introduction is a bit waffly but conveys the key facts: Marcus Tullius Cicero was born in 106 BC and rose to high office in Rome. Having studied philosophy and oratory in Greece, he went on to become the premiere lawyers and orator of his time. He then rose through the set series of official posts or magistracies (the cursus honorem), attaining the post of consul in 63 BC, aged 43. It was towards the end of that year that he had to deal with the notorious Cataline conspiracy.

After a brief exile in 58, to flee his political enemies, in the later 50s he played a key role in trying to effect a compromise between the partisans of Caesar and Pompey. In 51 he was sent to serve as governor of the province of Cilicia in the south of modern-day Turkey, a post he filled with conspicuous rectitude. But it meant he was absent from Rome as the great political crisis between Caesar and Pompey came to a head.

When civil war broke out in January 49, Cicero agonised about choosing a side and eventually plumped for Pompey, still hoping the latter could become the leader who could restore what Cicero optimistically called the ‘harmony of the orders’, and so followed Pompey and his army when they crossed the Adriatic to Greece. After Caesar decisively defeated Pompey at the battle of Pharsalus in August 48, Cicero returned to Rome, where he reluctantly acquiesced in the dictatorship of Caesar.

It is from this period of withdrawal from political life that date most of his written works, including books about oratory, law, the ideal republic, on the duties of the citizen, the nature of the gods and many more.

After the assassination of Caesar in March 44, Cicero threw himself behind the cause of the dictator’s 18-year-old great-nephew, Octavian, in opposition to the crude and brutal Mark Antony, against whom he wrote several vitriolic diatribes. This proved to be a miscalculation, for only a year later Octavian made peace with Antony to form the Second Triumvirate (along with Lepidus), the three partners drew up lists of political enemies to be ‘proscribed’, and Antony put Cicero at the top of his list of opponents to be killed. And so he was.

Cicero’s correspondence

Cicero’s correspondence is ample but slow to get going. There’s nothing from his youth or young manhood i.e. the 90s, 80s or 70s BC. The first letter dates from 68 BC but between that date and 65 there are only eleven letters. There’s nothing from his early career as a lawyer or his campaign to be elected consul. The latter is a particular shame as his consulship, in the year 63, coincided with the conspiracy of the senator Catiline to overthrow the state, which Cicero was instrumental in uncovering. Cicero was instrumental in rounding up the ringleaders (in Rome; Catiline himself remained at large in Italy) and then took the lead, after a fiery debate in the senate, in executing them. (See Sallust’s Catiline Conspiracy and Plutarch’s Life of Cicero.)

Cicero’s correspondence doesn’t become continuous until the year after his consulship, in 62 BC. But from that year until July 43 (when Cicero was executed on the orders of Mark Anthony) more than 900 letters survive, about 835 by him and 90 addressed to him. Of his own letters, half (416) were addressed to his friend, financial adviser, and publisher, Titus Pomponius Atticus, who he describes as:

my constant ally in public affairs, my confidant in private, my partner in every conversation and project.

He wrote so many letters to Atticus because the latter had (very wisely) withdrawn from Rome altogether to live in Athens. In fact ‘Atticus’ is a nickname referring to Pomponius’s preference for Greek culture. Cicero’s other 419 letters are to a wide range of friends, acquaintances and relatives, some 94 named individuals in all.

It is important to note that Cicero and Atticus were not only friends of long standing (possibly they went to school together) but had the further tie that Cicero’s brother, Quintus Tullius Cicero, was married to Atticus’s sister, Pomponia – although it was an unhappy marriage, something Cicero refers to in some of his letters.

Wilkinson

Wilkinson’s introduction is a bit waffly, generalising about how loveable Cicero is and so on, fondly indulgent of his narcissism as most other commentators are. Wilkinson is much better in the short linking passages which precede each batch of letters, generally only a couple of paragraphs long but in which he briefly explains the historical context of each batch and what we know of the events Cicero is describing, from other sources. These linking passages are concise and fascinating.

In the moment

Cicero’s letters are so interesting for two reasons. I suppose the obvious one is that he was a central, or central-ish, figure in the high politics of the last decades of the Roman Republic. I found it dazzling that he writes letters to, and receives replies from, all the key players – Pompey, Julius Caesar, Mark Antony, Brutus and Octavian.

But he could have done this and the letters still be boring. The real secret of their appeal is Cicero’s immense and eloquent involvement in the politics of his time and because his letters plunge you into the moment. All the histories of late republican Rome which I’ve read, ancient or modern, are written with the benefit of hindsight i.e. they often mix up events with their consequences, giving a sense that events were fore-ordained, fated to happen and are a foregone conclusion, regarding them as done and dusted and fodder for thematic analysis.

Wilkinson’s brief introductions, by contrast, give you a snappy resumé of events up to the moment when the next batch of letters start, and then plunge you into the present of the letters in which none of the characters know what is going to happen next.

And all sway forward on the dangerous flood
Of history, that never sleeps or dies,
And, held one moment, burns the hand. (from To a writer on his birthday by W.H. Auden)

As we read the letters, we are living in the dangerous present, alongside Cicero, sympathising with his efforts to figure out what the hell to do, given the immense press of fast-moving events. As the letters progress, they become more and more dramatic and immersive, and genuinely gripping, as gripping as any thriller.

Political parties?

One thing which surprised me in Wilkinson’s introduction is how confidently he talks about political parties with a capital P – the People’s Party, the Senate Party, the Knights Party. Obviously these were not political parties in the modern sense. All the authorities emphasise this. Instead they were loose and flexible affiliations, generally clustered around powerful individuals, because that was the structure of Roman society at large. The Roman ruling class was based on the notion of rich patrons who were surrounded by a host of ‘clients’, who benefited from their largesse and in return offered services. It was a subtle, complicated, ever-changing flux of relationships – personal, familial, military and political.

Given all this, I was surprised to read Wilkinson very much using the language of ‘parties’ and surprised at how acutely it shed light on events which had been more personalised in other accounts. All the accounts I’ve read tend to focus on individuals and their rivalries and hatreds, for example between Marius and Sulla. But Wilkinson recasts this in terms of ‘parties’.

Thus he sees the rivalry between Gaius Marius and Lucius Cornelius Sulla as not only a fierce personal and professional rivalry (which it undoubtedly was) but as a struggle between the People’s Party of the former and the Senatorial Party of the latter. He explains how Gnaeus Pompey at first appeared to follow in Sulla’s footsteps but, during the 70s, left the Sullan cause and helped pass a series of laws which rolled back all the laws Sulla put in place at the end of the 80s to try and bolster the power of the senate.

Alongside Pompey, was Marcus Licinius Crassus (born 115 BC, so 9 years older than Cicero) the richest man in Rome, who Wilkinson puts at the head of the Equites or Knights, the class of often very rich businessmen who sat, as it were, just beneath the senate in terms of power and prestige.

And coming up on the outside was the young, but poor, and extremely ambitious Julius Caesar, born in 100 BC and so 6 years younger than both Pompey and Cicero. By temperament, and family ties (his aunt had been Marius’s wife) Caesar was the rising star of the People’s Party.

Pompey sponsored a bill which removed control of the juries in trials from the Senate and gave a third of juries to the Equites, thus securing the support of the Knightly Party. And then, after being awarded enormous powers to rid Rome of the pirate scourge 67 BC, Pompey won such overwhelming popularity with the People that he was given huge powers to go east and deal with the ongoing problem of King Mithradates VI of Pontus in 66.

When you see Crassus, Pompey and Caesar as not only extremely ambitious individuals, but as representatives of interest groups or ‘parties’, it makes even more sense that in 60 BC Caesar persuaded the other two to join him in an informal pact to manipulate elections and laws and award each other official positions which suited their interests – the first triumvirate.

Cicero’s initial hopes for Pompey

Wilkinson begins his collection with a letter from Cicero to Pompey, written in 62, the year after Cicero’s consulship (when, as he never stopped reminding people, he claimed to have more or less single-handed saved Rome from overthrow by Catiline and his conspirators).

At this point, before the triumvirate was set up, Cicero was still hero-worshipping Pompey and hoping that he would become an enlightened leader and centre of a circle of intellectuals (such as himself). More importantly that Pompey could straddle the interest groups of the different parties (senate, knights and people) and so effect what Cicero called ‘the harmony of the orders’ i.e. put an end to the continual conflict between the different ‘parties’ and reconcile them to work together for the good of Rome.

Pompey had dramatically demonstrated his dedication to the constitution when, upon returning to Italy from his triumphs in the East, he didn’t march on Rome as Marius and Sulla had done, but simply disbanded his army and returned as a private citizen at the beck of the senate. Good man.

(This first letter establishes a recurring theme of the correspondence which is Cicero’s enormous sense of his own importance. Cicero never loses an opportunity to brag at length how the whole world recognises how he single-handedly saved the state during the Cataline crisis.)

Thus, in this first letter, he expects that, despite his (Pompey’s) recent letter to him (Cicero) being restrained and distant, nonetheless, once he arrives in Rome and learns what a hero Cicero is, he (Pompey) will be all the readier to allow Cicero to consort with him in private and in politics. ‘Once you realise how heroically I saved Rome you will want to hang out with me’.

Timeline of Cicero’s letters

63 BC

Cicero serves as consul. November to December the Catiline conspiracy. After a debate in the Senate a vote was taken choosing to execute the known conspirators and, as a result, Cicero promptly led five of them to Rome’s gaol where they were garrotted without a trial. This prompt but rash action, in a moment of national crisis, was to haunt Cicero for the rest of his life and be used against him by his enemies who claimed it was illegal and itself deserving the death penalty. It was the threat of prosecution for it which sent Cicero into self-imposed exile in March 58. And it helps explain the boastfulness when you realise every time he mentioned it he was also in part exonerating himself, building up his defence with everyone he spoke to or wrote to.

62 BC

First letter to Pompey insisting he ought to take him (Cicero) seriously as the man who saved Rome the year before.

61 BC

January: Long gossipy letter to Atticus mentioned the scandalous affair of Publius Clodius Pulcher impersonating a woman to enter Caesar’s house during a women-only religious ceremony. Bitchy remarks about Pompey. June: Cicero describes the trial of Clodius in colourful terms. Cicero intervened to demolish Clodius’s alibi, thus making a mortal enemy who terrified him into exile three years later. From mid-61 to 58 Cicero missed the help of his brother, Quintus Cicero, who went to serve as governor of Asia Minor.

60 BC

January: Cicero complains to Atticus about not having anyone to trust. June: another letter about Clodius’s ongoing intrigues. He was rumoured to have had incestuous affair with his sister, Clodia, who features in the poetry of Catullus as his beloved ‘Lesbia’. Clodia was married to that year’s consul, Metellus. Cicero says she’s a disgrace and he ‘hates’ her.

Julius Caesar invited Cicero to join with him, Crassus and Pompey in what would become known as the Triumvirate. Cicero declined out of loyalty to the constitution.

59 BC

Julius Caesar takes up office for a year as consul. He brings in a Land Bill for the settlement of his servicemen. He ignored the opposition of the senate and vetos by the tribunes i.e. a clear indication that the triumvirate were going to ignore constitutional checks. Next, the tax collectors got a remission of one third on the price they’d paid to collect taxes in the East, to please their representative, Crassus. As his reward for organising all this, the other two arranged for Caesar to be made governor for 5 years of Cisalpine Gaul, Illyrium and Transalpine Gaul. Caesar also married his young daughter, Julia, to Pompey, in order to cement their political bond. She was 17 and Pompey was 47, but in fact he became devoted to her.

Summer: Cicero writes to Atticus telling him the actions of the triumvirate have created a climate of fear, disgust and universal despair at the loss of political freedoms and the state of ‘general servility’. Cicero tells Atticus how at the gladiatorial shows and the theatre Pompey is hissed and booed. Caesar offers Cicero a job as one of the 20 Land Commissioners deciding which land should be assigned to ex-soldiers, but Cicero realises it’s a trap i.e. will associate him with the regime and lose him the support of ‘loyalists’.

58 BC

The Triumvirate arrange for the patrician Clodius to be adopted into a plebeian family so he could be elected as one of the ten tribunes of the plebs. Clodius introduced laws which benefited them all. Caesar encouraged him to persecute Cicero because the triumvirs feared his continued opposition to them jeopardised their programme.

Thus it was that Clodius was encouraged to propose a law threatening exile to anyone who executed a Roman citizen without a trial. Cicero, having executed members of the Catiline conspiracy four years previously without a formal trial, was the clear target of this proposal. After senators and colleagues failed to offer him the assurances he needed, Cicero wisely departed Italy for Greece. A few days later Clodius put forward another bill formally exiling Cicero and confiscating his property. Cicero’s house on the Palatine Hill was destroyed by Clodius’ supporters, as were his villas in Tusculum and Formiae. On the ruins of the Rome house Clodius had a temple dedicated to Libertas built.

The more dangerous, because principles and unbending, opponent of the triumvirs, Cato, was, via another of Clodius’s proposals, sent as governor to Cyprus to get him out of the way.

[What strikes the casual reader of both the general background and Cicero’s letters is how immensely personalised this all was. It’s as if ‘the state’ only consisted of half a dozen people who make and break friendships like schoolboys in a playground.]

April: a letter to Atticus from Brindisi saying he’d love to come to Athens. A sad and moving letter to his wife, Terentia, who he calls the ‘best and most devoted of wives’. She has stayed behind in Rome to see their houses confiscated etc. Practical arrangements about what to do with their large staff of slaves now they have no house. Love to his wife and daughter (married to Piso) and little son, Marcus.

 57 BC

Caesar has gone to Gaul to take up what would turn into 8 years of successful campaigning (see Caesar’s Gallic Wars). Having created a leader of street gangs and proposer of strident laws in Publius Clodius Pulcher, Pompey found him impossible to control, and begins to lobby for Cicero’s return. Clodius’s gangs riot but Pompey helped set up a rival and opposing gang leader, Titus Annius Milo, and got him elected tribune of the plebs, who proposed a law repealing Cicero’s exile. The start of a five year period of unpredictable street battles between the rival gangs and supporters. For example, on 23 January 57, when Clodius tried to use a force of gladiators to block a move to recall Cicero from exile, Milo arrested Clodius’ gladiators. Milo was subsequently attacked by Clodius’ gangs. Milo attempted to prosecute Clodius for instigating this violence but was unsuccessful. The warfare between Milo and Clodius’s gangs became a feature of Roman life. But meanwhile, with the support of Pompey and that year’s consul, Lenthulus Spinther, Cicero’s exile – which he had spent mostly in Salonika – was ended.

September: letter to Atticus rejoicing at being back in Rome. Far more than that, it celebrates in hyperbolic terms what Cicero describes as widespread celebrations of his return, so that at every city and town he was feted by cheering crowds, received delegations of civic worthies etc. Cheering crowds at the gates of Rome, in the forum, on the Capitol. He is immediately back in the buzz of political life and makes a speech in support of a motion to award Pompey control of the corn supply, seeing as there’s a shortage. Fascinating detail of the way the consuls proposed the law giving Pompey control of the corn supply throughout the empire for 5 years, but then Messius introduced an amendment giving Pompey a fleet and army and complete authority over regional governors. Superpowers. This is evidence for the case that the Republic collapsed not because of a handful of ambitious men, but because it was no longer up to administering such a huge area. Anyway, he also hints that all is not well in his household, first hint of deteriorating relationship with Terentia.

November: description of how a mob led by Clodius knocked down Cicero’s half-rebuilt house then incited them to set fire to Cicero’s brother’s house and then ran amok through the city promising to free slaves who joined them. He describes how on 11 November he and his entourage were proceeding along the Sacred Way when Clodius’s gang appeared and produced stones, clubs and swords so that Cicero et al were forced to take refuge in a friend’s house and barricade themselves in.

Clodius is a one-man evidence for the argument that the collapse of law and order in Rome set the scene for the end of the republic. Cicero describes feeling resentfully jealous of Milo and his complete lack of scruples, Milo openly saying he will murder Clodius if he can (though it would be four more riotous years till he did).

56 BC

February: Letter to his brother Quintus describing the attempted trial of Milo. When Pompey attempted to speak for him, Clodius’s gang erupted in shouts and catcalling, then a near riot broke out and Cicero fled. In the following days there was a meeting of the senate, proposals that the riots amounted to sedition. Cato made a violent speech against Pompey who then stands and makes a measured reply. Cicero makes the shrewdest comment on Cato that I’ve read:

from the highest principles he sometimes does the state harm (p.39)

Pompey confides in Cicero that there is a conspiracy against his (Pompey’s) life. He thinks Crassus is encouraging Cato’s attacks while continuing to fund Clodius’s gangs. Cicero allies himself with Milo and the constitutionalists.

April: a sweet letter to Atticus asking him to send some of his slaves or servants who are expert at book management to help restore his library.

In April 56 Cicero made a career-changing mistake. He still thought he could break up the Triumvirate with a view to restoring traditional senatorial rule. The strategy he chose was to launch an attack on Caesar’s Land Bill, which sequestered land to give to his war veterans. But it had the opposite effect, for Pompey supported Caesar’s measure. Indeed it led to the entrenching of triumvirate power when Caesar called Pompey, Crassus and 120 senators to a meeting at Lucca in his province of Cisalpine Gaul, where the pacts behind the Triumvirate were reconfirmed. They agreed that Caesar’s command in Gaul was to be extended by a further five years, that Pompey and Crassus would be consuls for 55, the former with responsibility for Italy and Spain, but remaining in Italy to keep an eye on Rome while the latter went hunting for glory against the Parthian Empire in the East. He had for some years been complaining about the spinelessness of the ‘nobles’, especially when they failed to stand up to Clodius about his exile. Now his patience snapped and he washed his hands of the senatorial party (‘had they not led me on, then ratted and thrown me over…I must finish with them’), made his peace with the Triumvirate (‘let me endeavour to make friends with those that have power’) and retired from politics, concentrating on his writing (p.55).

May: The famous letter to the historian Lucius Lucceius unashamedly sucking up to him and suggesting he write an historical account of the Catiline conspiracy giving pride of place, of course, to Cicero’s heroic achievements in saving the state! Interestingly, he describes in detail his conviction that a mere chronicle of events is boring; what brings it alive is describing the vicissitudes of fortune, the rise, setbacks and triumphs of individuals. This is interesting in itself but indicates the gulf between the ancient and modern world: what interests us is analysis which is undertaken on the basis of a whole range of modern theories, economic, sociological, political, Marxist along with various schools of psychology. By contrast with the web of sophisticated interpretative theories which modern readers and commentators have at their fingertips, the ancients had just one: Fortune and its impact on the rise and fall of great men.

May: letter to Atticus bemoaning his situation whereby if he speaks out about what is right in politics, he is thought mad; if he agrees with the triumvirate, he is thought servile; if he says nothing, he feels crushed and helpless.

May: letters to Lentulus Spinther who, as consul in 57, supported Cicero’s return from exile and is now governor of Cilicia. Cicero describes how the triumvirate have succeeded in gaining their goals beyond their wildest dreams and how he is being realistic and attaching himself to Pompey. He laments that he once looked forward, after a lifetime of service, to giving independent advice in the Senate. But now that vision and world have disappeared. There is now only a choice between ‘humbly agreeing or disagreeing to no purpose.’ ‘The whole essence of the Senate, law courts and the State in general has changed’ (p.61).

55 BC

Cicero sent his brother, Quintus Tullius Cicero, to join Caesar in Gaul. Caesar repelled an incursion by two Germanic tribes and then made his first expedition to Britain. In November Crassus departed Rome to sail to Asia (Turkey) with a view to heading on to Syria to raise the forces for his ill-fated campaign against the Parthian Empire.

April: letter to Atticus from his country house in Cuma where he laments his impotence in politics but:

The more I am robbed of my relish for material pleasures by the thought of the political situation, the more comfort and recreation I find in literature. (p.61)

September: long letter to Marcus Marius giving descriptions of a festival which the former missed and Cicero says he would have hated, describing the bad plays, terrible acting and excessive props; the grimness of the gladiator games and animal hunts, with a word for how the killing of the elephants elicited not pleasure but horror.

54 BC

Cicero’s brother, Quintus Tullius Cicero, took part in Caesar’s second expedition to Britain, which is referred to in Cicero’s letters to him. Julius Caesar’s daughter, Julia, died, aged just 22, leaving her husband, Pompey, bereft. She had provided an important link between the two men and from this point they began to drift apart. Caesar tried to re-secure Pompey’s support by offering him his great-niece in marriage, but Pompey declined.

Spring: an uneasily sycophantic letter to Julius Caesar recommending a friend and colleague Gaius Trebatius Testa for service in Caesar’s army in Gaul.

June: letter to his brother Quintus Cicero. These letters reveal an effort by Cicero to really ingratiate himself with Caesar, to seek his friendship and approval. He regrets being slow to cultivate Caesar’s friendship and promises his brother he will now speed up. These letters with their record of who he’s recommending to who for what position or post, with whose support or opposition, take us into the network of friendships, family and professional and political obligations, alliances, rivalries and enmities which characterised Rome.

September: a famous letter to his brother describing the building works being done to the latter’s villa at Arce and problems with the builder, Diphilus.

October: fascinating letter to his brother describing progress on his book on politics, The Republic. He had cast it in nine books in the form of discussions between Scipio Africanus and his literary circle in the 120s BC. However, when he had it read out at his house in Tusculum in the presence of (the 32-year-old) Gaius Sallustius Crispus, the latter said it would have much more power if it was set in the present day and had Cicero himself as a speaker. This shook his confidence in his conception and he’s now reconsidering.

December: letter to Gaius Trebatius Testa who, as we saw, Cicero recommended to Caesar to be his legal counsel.

53 BC

In June 53 Marcus Crassus was killed leading Roman legions against the Parthian Empire at the Battle of Carrhae in Syria. (See the description in Plutarch’s Life of Crassus.) The Triumvirate was thus ended and became a duumvirate, with an uneasy peace between Caesar and Pompey lasting for the next four years. Milo made a bid for one of the consulships for 52 while Clodius was standing for the praetorship. Milo had won popular support by staging extravagant games and enjoyed the support of the Optimates but Pompey supported Clodius. Milo and Clodius’s supporters clashed in the streets leading to such a breakdown of order that the elections were declared void.

52 BC

In January 52 Milo and Clodius and their respective entourages met by chance on a provincial road outside Rome and a scuffle turned into a fight during which Clodius was wounded then killed. Clodius’s followers brought his body back to Rome and laid it in the Senate House which, after more rioting, they set fire to and burned down. As a result the Senate elected Pompey as sole consul for that year to restore order. Cicero was pleased that the man who had him exiled was now dead and, when Milo was brought to trial for murder, defended him in a speech which became famous, Pro Milone. True to the spirit of the times, though, Clodius’s supporters made such a racket and surrounded the proceedings in such number that Cicero was intimidated into delivering the speech poorly and it couldn’t be heard (though he took care to have it published soon after). Milo was convicted and sent into exile at Massilia.

Caesar was granted permission to stand for the consulship in his absence, being far away on campaign in Gaul – but a powerful party in the Senate wanted him both stripped of his command in Gaul and prevented from holding office back in Rome. Marcellus specified the date 1 March 50 for when Caesar should be relieved of his role. This was to become the crux which sparked the civil war.

51 BC

May: letter to Atticus complaining about the behaviour of his sister, Pomponia, to her husband i.e. Cicero’s brother, Quintus. ‘I never saw anything so polite as my brother or as rude as your sister’ (p.71).

Before he left for Cilicia Cicero secured Marcus Caelius Rufus, a clever unprincipled young man, to be his eyes and ears in Rome (see section, below).

May: first of Caelius’s letters explaining that he has sub-contracted writing out a really thorough account of all the acts of the senate and the assemblies, plus all stories, rumours, jokes and gossips, to another hand. This is just an accompanying letter with highlights.

June: letter to Atticus en route to Cilica, stopping over at Athens. He has behaved well and prevented his staff using their privileges to requisition or spend excessively. But oh he is not looking forward to this governorship.

June: letter to Gaius Memmius who was the dedicatee of Lucretius’s famous poem On the nature of the universe. It’s in fact a boring letter about the preservation of a building once belonging to Epicurus.

July: a suite of letters telling Atticus about the journey by boat from Athens via various islands to Epidaurus.

August: Caelius writes with news of the debate about the end of Caesar’s command in Gaul.

Cicero writes to Atticus saying his governorship commenced on his arrival in Laodicea on 31 July and he is bored to death. He describes the state of the province of Cilicia, which has been mulcted by his predecessor and Roman tax collectors: on all sides he hears complaints about the amounts demanded and the brutality of his predecessor as governor, Appius Claudius Pulcher, in punishing anyone who objected. As the natives have realised, Cicero is determined to be fair, they flock to him in adulation.

[It’s worth pausing a moment over this Appius Claudius Pulcher (97 to 49) because he’s such a good example of the way family ties were vital in understanding the minutiae of Roman politics and society. Appius Claudius Pulcher was head of the senior line of the most powerful family of the patrician Claudii. The Claudii were one of the five leading families (gentes maiores or ‘Greater Clans’) which had dominated Roman social and political life from the earliest years of the republic. He was also the elder brother of Publius Clodius Pulcher the rabble rouser who was responsible for driving Cicero into exile in 58. In the summer 55 Appius married his younger daughter to Pompey’s eldest son, Gnaeus Pompeius (born c.79 BC), thus ensuring his election to the consulate for the following year. He served as consul in 54, along with Cato’s brother-in-law Lucius Domitius Ahenobarbus. Then he was proconsul for Cilicia for two years, 53 to 51, when Cicero took over. Elected censor in 50 with Caesar’s father-in-law, Lucius Calpurnius Piso Caesoninus (cos.58), Appius was promptly prosecuted for electoral bribery by Cicero’s new son-in-law Publius Cornelius Dolabella. At some stage he had married his other daughter to Marcus Junius Brutus and so Brutus now came to his defence, along with the famous advocate, Quintus Hortensius, and he was acquitted. It’s important to note that Cicero was very cautious and politic both in his letters to Appius and in any comments about him because he knew he would need Appius’s support to be voted the triumph he so dearly hoped for. Thus the byzantine personal relationships of Roman society and politics.]

Letter to Appius laying out how friendly and positive Cicero has been, and reproaching Appius for refusing to meet him, moving to the furthers part of the province and taking the cohorts with him.

There’s a running thread in letters of Caelius to Cicero asking for panthers for the games which, as aedile, he is charged with arranging. Where are my panthers? Just give the orders for them to be captured. Caelius has sent people to arrange their transport back to Rome.

October: Caelius writes to tell Cicero the latest developments in Rome on the issue of whether Caesar can stand for consul in his absence. Caesar wants to do this is so he can pass straight from being commander of the army in Gaul to being consul without a break. If there is a break and he returns to Rome as a private citizen, he knows that his enemies have compiled a list of his alleged misdemeanours in Gaul and will immediately prosecute him, with the very real risk that he will be sent into exile and stripped of citizenship, thus ending his career.

November: letter to Caelius. It always comes as a surprise to realise how military these men are. Thus Cicero gives a detailed account of the military affairs of his province, his various campaigns against enemy peoples and the fact that his writing this letter from a Roman army which he is supervising in the siege of Pindenissus, on Mount Amanus (which he was to take after 57 days). This was the military campaign upon which Cicero was later to base his (repeated) request for a triumph to be held in his honour.

50 BC

Caelius writes to tell Cicero that Appius is being impeached for corruption during his governorship of Cilicia, but that Pompey (whose son is married to Appius’s daughter) is actively supporting him. [Later that year, in August, Cicero learns that his daughter, Tullia, fairly recently widowed, has married Publius Cornelius Dolabella. This placed Cicero in an awkward position because this same Dolabella led the prosecution of Appius for corruption at the same time as Cicero was trying to cosy up to him (Appius).]

February: a long letter to Atticus demonstrating in great detail Cicero’s attempts to be fair to natives in the case of the Roman moneylender Marcus Scaptius who was insisting on repayment of a debt from the people of Salamis on Cyprus at a rate of 48% compound interest. Cicero calls off the moneylenders soldiers, who had been threatening the Salaminians, and remits the interest to 12%.

May: a letter from Cato explaining why he proposed a vote of thanksgiving to Cicero in the Senate to recognise his good governance of Cilicia (p.94).

At the end of July Cicero’s governorship expired, he packed his bags and left Cilicia. But he didn’t reach Italy till November and Rome till January 49. During the second half of the year the political situation in Rome darkened. Various factions were lobbying for Caesar to return from Gaul and surrender his command, some in order that he could take up the consulship, some that he be arrested, or other types of legalistic intervention. The point being that everyone agreed that Caesar’s return would trigger some great crisis.

August: In a series of letters, Caelius gives a running commentary, explaining that the crux is that Pompey insists Caesar cannot take up his consulship until he has given up his army; but Caesar refuses to give up his army because only with it does he feel safe. Caesar has suggested that both he and Pompey give up their armies at the same time, but Pompey refuses. Impasse (pp.97 and 100).

October: Cicero writes to Atticus that he has received letters asking for his support from both Pompey and Caesar. The former he assesses as doing the right thing by the constitution, but the latter has incomparably the stronger army. So what should he do?

A comic note is introduced in the fact that, as the republic slides towards civil war, Cicero’s main concern is fussing to Atticus about lobbying the senate to be awarded a triumph for his campaigns in Cilicia.

Some of the letters describe the moment when Gaius Scribonius Curio went over to active support of Caesar, having been paid an enormous bribe to do so. Curio had been elected tribune and promptly used his veto to block any attempt to recall Caesar or separate him from his army. On 1 December 50 he proposed yet again that Pompey and Caesar lay down their arms simultaneously but it was vetoed by other tribunes. Instead Pompey accepted command of the army in Italy, just as Caesar was heading over the Alps with the army of Gaul. On the day his term of office expired (10 December) Curio went straight to Caesar at Ravenna and urged him to march on Rome. Caesar had his loyal supporter Mark Antony lined up to step into Curio’s shoes as tribune and continue supporting him.

December: At Pompeii Cicero met Pompey who was friendly and supportive of his request for a triumph. Pompey tells him his estrangement from Caesar is complete. In his last letter before civil war breaks out, Cicero laments that they should all have resisted Caesar before he was powerful. Now he is too powerful. But he equally laments that there is no obvious patriotic party in Rome, just different interest groups none of which have the Republic, as such, at heart.

49 BC

In early January, Pompey’s father-in-law, Scipio, proposed to the senate that Caesar be forced to lay down his military command in Gaul. The new tribunes, Mark Antony and Quintus Cassius, tried to use their veto against this but were physically ejected from the Senate. In fear of their lives, they fled Rome and reached Rimini on the north-east coast of Italy on 10 January. On the night of 11 January Caesar led his legions across the little river Rubicon. The significance of this was that the Rubicon formed the border between Cisalpine Gaul, where Caesar legitimately was governor and military commander, and Italy proper, where he was not, and where to lead legions was expressly against the law.

Cicero arrived in Rome after his long, roundabout journey back from Cilicia the next day, on January 12. His letters explode with drama as panic grips Rome and Pompey and his supporters first of all flee Rome to the south-east, then move on to Brundisium which they barricade and fortify, and then depart Italy altogether for north-west Greece.

During these feverish days Cicero sends letters to his faithful freedman and servant, Tyro, with updates on the situation, and to Atticus agonising about what to do. For me what stood out is a sentiment he repeats several times, which is the discovery that ‘on both sides there are people who actually want to fight.’ (p.108) This is the truth that dare not speak its name in liberalism: the college-educated middle class and women want peace; but there is always a significant minority who let themselves get worked up enough to declare peace shameful etc and determine to fight come what may, ‘Death or glory’ etc. Thus the eminently sane, rational and civilised Cicero is bewildered to discover ‘the amazing passion’ which has gripped so many of his acquaintance in Rome.

Very quickly Cicero realises ‘the improvidence and negligence’ of his side, of Pompey, the senate and the consuls, none of whom have made adequate preparations. He realises immediately that it was a fatal mistake for the Pompeians and constitutionalists to abandon Rome.

On 16 February he writes to Pompey himself, saying he is holding the area south of Rome he was tasked with (the senate divided Italy into provinces and assigned governors for the duration of the crisis). But he writes to Atticus fairly certain that Pompey will flee and, sure enough, on 17 March Pompey evacuated his army of 30,000, plus most of the senate, the 2 consuls and tribunes across the Adriatic to Greece. Cicero tells Atticus about a face to face meeting with Caesar who begged him to come to Rome to discuss the issue further. (Persuading Cicero to stay would be a big propaganda coup for Caesar and persuade many other waverers to say and thus validate his regime.)

In April Cicero decided to join Pompey but not because he thought it would save the republic, which he now regards as finished; or because he thought Pompey would win, having displayed such indecision and fear. But in case people think he is ungrateful to the man who helped end his exile.

April: Cicero’s friend Marcus Caelius is on Caesar’s side and writes an impassioned letter warning him not to go over to Pompey, especially at this point when it has become clear Caesar will win. What would be the point?

May: his beloved daughter Tullia had a baby boy, born prematurely. In June he wrote to his wife, Terentia, telling her he is aboard the ship which will take him across the Adriatic to join Pompey, and to go and stay in one of their country houses and so avoid the war areas.

48 BC

During the next few troubled years there are few letters. Having secured the flight of Pompey and his army, Caesar marched all the way to Spain where he defeated all of Pompey’s seven legions and secured the peninsula. In September he returned to Rome and undertook a suite of reforming legislation. In the spring of 48, having built up sufficient fleet, Caesar took his army across the Adriatic and besieged Pompey at Dyrrhachium. Here he suffered a confusing defeat so struck camp and headed east into Greece to relieve pressure on a Caesarian legion facing attack by Pompey’s father-in-law Scipio. Pompey shadowed Caesar and eventually, against his better judgement was persuaded by his camp followers of politicians, to give Caesar battle. He lost the battle of Pharsalus in August 48 and fled to Egypt where he was murdered. Cicero missed Pharsalus having remained ill at a camp on the coast. After the defeat, he opted not to join the hard core Pompeians – Labienus, Cato, Scipio and Pompey’s sons – but returned to Italy where he was grudgingly allowed to stay in Brundisium by Mark Antony who Caesar had appointed his deputy in Rome while he pursued the war in Egypt, Asia and Spain.

November: Cicero writes to Atticus bewailing his fate. How can he secure his return to Rome? He is worried about is family. He doesn’t regret joining Pompey and is upset by his miserable murder.

47 BC

June: To Atticus he says he understands Caesar is in a tight spot in Alexandria. Meanwhile he just wants to be allowed to leave Brundisium, no matter how angry the Caesarians are with him. He is saddened by news of Marcus Caelius Rufus.

Caelius sided with Julius Caesar against Pompey in the civil war, warning Cicero not to align his fortunes with Pompey. In 48 he was rewarded with the office of praetor peregrinus. However, when his proposed program of debt relief was opposed by the senate and he was suspended from office, he joined in a rebellion against Caesar which was quickly crushed and Caelius was killed.

Cicero is troubled by the divorce of his beloved daughter Tullia from Dolabella who turns out to be a swine. If Dolabella divorces her Cicero will get back the dowry he paid for her, which was not inconsiderable.

At the end of 47 Cicero divorced his wife of 30 years, Terentia. He has confirmed that she has been swindling him over money for years, and he is fed up with her bad temper. It’s worth noting she was a true religious believer and devout in her worship of the gods, something Cicero teased her about.

46 BC

After campaigns in Egypt, Asia Minor and Spain, Caesar finally returned to Italy. Here he met with Cicero and formally pardoned him, allowing him to return to Rome. He kept his head down, settled in his country estate at Tusculum, and devoted himself to literature. Many commentators think these among the most momentous years of western civilisation, for in the next three years he produced a series of works which invented philosophical discourse in Latin and popularised to the Romans and, later, for all western civilisation, the ideas of the great Greek philosophers.

In December 47 Caesar crossed to Tunisia to take on the Pompeian forces there. It took till April when he wiped them out at the battle of Thapsus. Cato, the great politician and inflexible moralist, committed suicide at the garrison city of Utica.

Cicero agonises about whether to deliver a eulogy for Cato, who was great but unwise. Any praise will only bring criticism on his head from the Caesarians.

April: letters to Marcus Terentius Varro, the polymath and a prolific author, giving the advice to lie low and study, to live with their books and, if they can no longer advise from the senate, to offer advice from the library and study.

July: five letters to Lucius Papirius Paetus, who has warned him about anti-Cicero gossip in Caesar’s circle, reassuring him that his policy, now that Caesar has triumphed utterly, is to do or say nothing to offend Caesar or his supporters. He discusses the merits of opening a sort of school for student orators, amid jokes about haute cuisine and eating peacocks, the kind of luxury talk Cicero absent from his letters till now. He describes a dinner party with unexpectedly celebrity company (Cytheris, a famous actress) and how, nowadays, deprived of political action and the freedom to speak his mind independently, there’s nothing he enjoys more than dining with friends, addressing his wit to whatever subject crops up and turning grumbling into laughter. In various ways he reformulates the same basic thought: that he is lucky to be alive and that they must obey the powers that be:

What will happen is whatever pleases the powers that be; and power will always be with those that have the arms. We ought therefore to be happy with what we are allowed. (p.139)

[The calendar: throughout 46 and 45 Caesar carried out widespread reforms. The most notable of these was reforming the calendar. Because of the discrepancy between the Roman year of 355 days and the actual solar year of 365.242 days, a large discrepancy had opened up, with the Roman calendar 2 months out of true. Caesar consulted mathematicians and had 67 extra days inserted between November and December 46, gave some of the months extra days to being the total up to 365, and instituted the idea of adding an extra day to the calendar every four years. A reform which survives, in essentials, to this day.]

45 BC

After defeat in north Africa the surviving Pompeians rallies in Spain, under the great survivor Titus Labienus and Pompey’s sons. At the end of 46 Caesar went there with an army and eventually brought them to battle and defeated them at Munda on 17 March 45.

To Cassius he writes a brief letter explaining his new mode of life, explaining that: ‘I am ashamed to be a slave, so I make a show of being busy over other things than politics’ (p.140)

In February his beloved daughter Tullia died, leading to a series of letters from condoling friends, Cicero’s replies, and then his plans to have a permanent shrine built to her.

March: long letter from Servius Sulpicius offering carefully thought through advice on managing his grief. Cicero movingly explains to him that he had lost everything else in life, all his public works and political actions and the law courts, everything, and Tullia was the one good thing left to him and now she is dead.

In all these letters Cicero refers to Caesar rather spookily as ‘he’ by whose patience and generosity they now live, creating the sense of an all-powerful dictator who suffers his subjects to live and a painful sense of having lost his freedom to say and do whatever he wants. Against this backdrop it is striking to have a letter (March) addressed directly to Caesar and recommending to his service a young man named Precilius.

More correspondence with Atticus about buying the land and paying for a mausoleum to be erected to Tullia. Then (May) he has clearly published a eulogy to Cato because he writes about the invective against Cato written by Caesar. He doesn’t give a summary or even any of the arguments, which is irritating because the invective has disappeared, but then Cicero’s letters contain almost nothing about the content of his or anyone else’s writings, a big omission.

May: Atticus seems to have suggested Cicero write a letter to Caesar full of advice but Cicero says he can’t bring himself to; not out of shame, although he is ashamed to be still alive, but because he can’t find anything to say. ‘I would rather he regretted my not writing than disapproved of what I wrote…’

June: a letter to Atticus about some of the philosophical discourses he’s working on and, as usual, he doesn’t discuss the philosophy at all, but just the mechanics of the writing, namely who to dedicate the work to (he is dedicating his dialogue On Aims to Brutus, as Atticus has advised) and swapping round the names of some of the characters who appear in other dialogues, to please figures like Varro, Catulus and Lucullus.

July: this theme continues in a letter he writes to Varro accompanying a copy of his dialogue, the Academica, explaining that he has cast him, Varro, as one of the chief speakers, himself (Cicero) one of the others. As usual there is no indication whatsoever of the content, the subject matter or the actual arguments.

July: he tells Atticus he attended a triumph given to Caesar in Rome, where the dictator’s statue was next to Victory’s. He had been nerving himself to write some kind of official letter of advice to Caesar, such as ought to come from such a distinguished statesman, but seeing this procession put him off.

December: Cicero describes to Atticus that Caesar came and stayed in person at one of his country homes. The throng was immense – he brought 2,000 soldiers! But Caesar was affable and polite, did some administrative work, walked along the seashore, had a bath and at heartily a well prepared meal. They kept off politics and discussed literature so nothing unwise was said and Cicero didn’t offend his guest and so the whole visit passed off without embarrassment. But he wouldn’t like it to happen again.

December: a letter to Manius Curius describing the scandalous incident whereby on the last day of the year, the sitting consul Quintus Maximus died in the morning and, hearing this, Caesar gave the consulship for the remainder of the year i.e. for the afternoon and evening, to a friend Gaius Caninius Rebilus. This allows Cicero to make a few weak jokes, such as: During Caninius’s consulship no-one had lunch. And: Such was Caninius’s vigilance that during his entire consulship he didn’t sleep a wink! But he declares himself sickened by Caesar’s contemptuous, offhand treatment of the great offices of state.

[Personally I find this attitude a little hard to credit and to sympathise with. It would make sense if the republic whose loss Cicero laments had been a Scandiniavian style paradise of social democracy. But even a reading of his letters indicates the political instability sometimes descending to chaos of the previous two decades, from the Catiline conspiracy through to the violent street fighting between Clodius and Milo’s gangs in the late 50s, with politicians routinely attacked in the street and fleeing for their lives. To a very senior political figure like Cicero ‘freedom’ might have a particular meaning, namely that he could speak out and play a role in the senate. But the reader suspects that to many ordinary Romans, peace and stability was more important than ‘freedoms’ none of them enjoyed, and that’s without mentioning the up to 20% of the population who were slaves. Persuasive though Cicero’s self pity can be, this is essentially rich man’s discourse.]

44 BC

Caesar’s assassination on 15 March in a meeting of the senate came as a great shock to Cicero. Although the conspirators ran out of the building waving their bloodsoaked daggers and shouting Cicero’s name (!) he was not approached to join the conspiracy and was, apparently, as surprised as everyone else. There is a gap around the event itself and the first letter we have is from 7 April, 3 weeks later.

[To my surprise he describes the assassins – or liberatores as they liked to style themselves – as ‘heroes’ who have behaved ‘most gloriously and magnificently’. He says the assassination ‘consoles’ him (p.160). At the same time the impression his letters give is of chaos in domestic politics, as the Senate votes to ratify all Caesar’s reforms but at the same time to declare an amnesty for the assassins. He shows the first signs of realising that assassinating the dictator won’t lead to the restoration of the republican constitution, but to a further sequence of civil wars because the republican constitution was irreparably broken. He also describes (albeit sketchily) something other accounts miss, which is the immediate impact of Caesar’s assassination on the empire. Thus war seems to be continuing against Parthia, but to everyone’s surprise there isn’t a widespread uprising in Gaul, whose leaders politely report to the Roman governor, Aurelius, that they will follow his orders. Having read Caesar’s long, gruelling account of his Gallic Wars, I am very surprised there was no uprising in Gaul and would be interested to read an explanation why.]

April: letter to Atticus lamenting the fact that by the second day after the assassination, which happened to fall on the feast of the Liberalia, it was already too late to move decisively to restore the republic, because on that day the Senate met and agreed that all of Caesar’s acts and laws should be confirmed, that his funeral be held in the Forum and his will read in public. Nobody suspected that Mark Antony would seize the opportunity to not only read the will, but show the mob Caesar’s body, and his toga gashed with bloody holes, and so inflame them that they would grab firebrands from the funeral pyre and run off to burn down the houses of the leading conspirators (and Cicero’s house, though he had no part in the conspiracy) with the result that the so-called liberatores (chief among them Brutus and Cassius) would be forced to flee the city they had supposedly liberated.

In April Octavian arrived in Rome, Caesar’s great-nephew who he had adopted as his legal heir. The Caesarians, led by Mark Antony, spurned him so he realised he’d have to worm his way up the ladder using the republicans. And so he curried favour with Cicero, among others.

April: letter to Atticus explaining that Octavian is staying with him and is surrounded by people breathing slaughter against the liberators. Already Cicero has a bad feeling that ‘our side’ will go under. Amazingly, he admits to wishing Caesar were still here because at least he had principles. In his absence Mark Antony is proposing all sorts of corrupt procedures, based on memos fraudulently claimed to have been signed off by Caesar, specifically a request to recall one Sextus Clodius from exile.

He writes in praise of Dolabella who had had a memorial to Caesar which his supporters had erected in the Forum demolished and its constructors thrown off the Tarpeian rock or crucified!

There’s a running thread of concern over his student-aged son Marcus, who is studying philosophy in Athens. Atticus gives reports of him, as does a friend, Trebonius, who looks him up in Athens. This is the same conspirator Trebonius who was tasked with keeping Mark Anthony in conversation outside the building where the other conspirators murdered Caesar.

June: he hears that the Senate will appoint Brutus and Cassius commissioners for supplying Rome with corn from Asia Minor and Sicily. Then he describes to Atticus the scene when he visited Brutus at his place in Anzio and, in front of the latter’s wife and children, was asked whether he, Brutus, should accept the Senate’s commission. He was in the middle of doing so when the impetuous Cassius burst in. Good God, it’s like a movie, it’s like being in the room with Lenin and Stalin arguing, it’s history at first hand. I am surprised to discover that Cicero thought Mark Antony should have been murdered at the same time as Caesar. Now he is emerging as the central political figure, but far more corrupt and tyrannical than Caesar had been. And the liberators who, as we’ve seen, he knows well and meets and advises, they have ‘No plan, no principle, no system’ (p.169).

Almost comically, there is a letter about Cleopatra who Cicero heartily disliked and found insolent and aloof. She had been staying in Rome under Caesar’s protection and fled the city when he was murdered.

There’s a slight oddity which is that the manuscript collections include 2 letters from Brutus and Cassius to Mark Antony. He was consul for 44 and they were praetors so they had to do business, but very uneasily since he had vowed to capture and execute them but had to acquiesce in the Senate’s decision to send them to governorships in Greece. They had asked Cicero whether they should return to Rome, even briefly, before they set out and he strongly advised against it.

August: Cicero tells Atticus he had set sail for Greece when a wind blew him back to Italy and he got messages of a big meeting happening in the Senate and none other than Brutus came to see him on foot. He praised Piso, Caesar’s father in law, who publicly stood up to Antony in the Senate.

Cicero returned to Rome but refused to attend the meeting of the Senate on 1 September when Caesar was officially deified. Antony made a furious speech criticising him for this. Cicero replied with a speech known as the first Philippic, because modelled on the famous speeches of Demosthenes against Philip of Macedon. This prompted Antony to a furious invective and triggered Cicero’s second Philippic. This is important because this animus led Antony, the following year, to condemn Cicero to death.

September: Cicero writes to Cassius in Athens telling him Antony is seeking any excuse for a massacre and to have him killed, making it unsafe for him to visit the Senate. So we are right back to the days of street violence and extreme instability of the 50s before Caesar made himself dictator.

November: Cicero tells Atticus he has received a letter from Octavian outlining his plans, which is to bribe ex-servicemen to his cause, which Cicero takes to be opposing Antony, and inviting him to a secret meeting at Capua. Meanwhile Antony is marching 3 legions towards Rome. Cicero asks Atticus what he should do, who he should support, and whether he should leave his rural idyll for Rome as things seem to be coming to a head?

43 BC

In June 46 Antony had passed a decree declaring himself governor of Hither Gaul instead of Decimus Brutus. On November 28 he learned that two of the four legions he had summoned from Macedonia had gone over to Octavian, so he took the other two and marched north to Hither Gaul where he besieged Decimus in Modena. Cicero played an important role in Rome, supporting the two new consuls who took office on 1 January, Hirtius and Pansa, and rallying anti-Antony forces with his Philippics. He based his position on support for Octavian as the least worst option. War was declared on Antony on 2 February.

February: a letter to Trebonius wishing he had not taken Antony aside on the Ides of March but had arranged to have him murdered, too. Now Antony has marched north, Cicero describes his leading role in rallying the Senate and trying to reintroduce Republican practices. He now sees Octavian rallying the ex-servicemen and detaching 2 of Antony’s four legions as preventing the latter instituting a new tyranny.

In the next few months Cicero played a central role, co-ordinating efforts by republicans around the empire. He corresponded with Brutus in the Balkans, Cassius in Syria, Trebonius in Asia Minor, Cornificius in north Africa, Pollio in Spain, Plancus and Lepidus in Transalpine Gaul and Galba and Decimus Brutus in Hither Gaul.

He warns Brutus against mercy. ‘If you are going to be merciful, civil wars will never cease’ (p.185).

In April there were two battles at Modena. Mark Antony defeated Pansa but was worsted by Hirtius. Octavian defended the camp against Antony’s brother, Lucius. A few days later, Decimus Brutus sallied out from the city and defeated Antony though both consuls were killed. But Antony got away.

April: Cicero writes to Brutus telling him the news, and describing ‘the boy’ Caesar, remarkably mature and shrewd at 19. He hopes that as he matures, he will be guided by Cicero and the republicans. He then swanks that when news of the first victory at Modena was brought, the population of Rome came flocking round his house and carried him, cheering, to the Capitol and set him up on the rostrum.

Antony fled north over the Alps. Lepidus, Brutus’s brother-in-law, went over to him and was declared a public enemy.

June: Pollio, governor of Hispania, writes to explain that he has kept his legions loyal to the Republic, despite the efforts of Antony and his brother to bribe them away.

June: a very shrewd letter from Brutus to Atticus in which he criticises Cicero for recklessly encouraging Octavian. In short: he thinks Cicero, with good intentions, has ended up supporting a man who will turn out to be more of a tyrant than the one they overthrew. Brutus powerfully expresses the belief in the Republican system i.e. no man should be above the law, for which he was famous in his day and ever since.

July: Cicero’s last letter is a long one to Brutus explaining and justifying his policy, the core of which is support for Octavian, justifying the various honours and ovation he got the Senate to award him, on the basis that he is their bulwark against the corruption and tyranny of Antony, and that he, Cicero, can guide and control and moderate a young man of just 19 who likes to call him ‘father’. In all this, he would prove to be terribly wrong.

When the Senate refused to vote Octavian the proposed honours he marched his army back to Rome and demanded one of the consulships left vacant by the deaths at Modena, the other one for a kinsman, Pedius. He revoked the outlawry of Antony and Dolabella, and secured the condemnation of Caesar’s assassins, confirming Brutus in his fears. Having unoutlawed him, Octavian proceeded to meet Antony in November 43 on an island near Bologna and formed the second triumvirate with him and Lepidus. The three then drew up lists of political enemies to be proscribed i.e. murdered. Top of Antony’s list was Cicero. Octavian held out in defence of his ‘father’ for 2 days but gave in on the third. Cicero was tracked down to a country estate and murdered by bounty hunters on 7 December 43.

Wilkinson ends his text not with a summary or conclusion or analysis, but by excerpting the last few chapters of Plutarch’s life of Cicero, describing in the detail his final flight to the country, and his tracking down and decapitation by the assassins. His head and hands were cut off and taken to Rome where Antony had them nailed to the rostrum in the forum as revenge, being the head and hand which wrote the Philippic speeches which so incensed him. A visual image of the barbarity which Cicero fought against all his life but which always lay implicitly within the Roman culture he loved so much and which, in the end, did for him so brutally.

Thoughts

What an extraordinary record these letters are, what an amazing insight into the actual dynamics of power at the highest level, during one of the most intense and fascinating periods of world history. And what an amazing character Cicero emerges as, wise, foolish, passionate, ever-thoughtful, highly literate and educated, an effective administrator and military governor in Cilicia, a fluent and attractive writer and, in the end, tragically deluded by the ‘boy’ Octavian.


Themes

Cicero’s narcissism

As all the other sources I’ve read point out Cicero is hilariously self-obsessed. Quite quickly you get used to him describing how important he is, how he single-handedly saved the state during the Catiline Conspiracy, how wherever he goes crowds flock out to see him and call his name. He comes across as a pompous, fuss, narcissistic booby.

As a result it’s hard to take him very seriously as either a politician or philosopher. It beggars belief that this man who frets about his sister-in-law’s behaviour, about the number of statues in his country home, who insists that wherever he goes he is mobbed by crowds calling his name, was seriously invited by Caesar, Pompey and Crassus to join the triumvirate.

Philosophy and writings

As to philosophy, these is none in the letters. He refers to Epicurean and Stoic philosophers by name but only to gossip about meeting them, dining with them and so on. There isn’t a word about The Good Life or The Ideal Citizen or any of the other issues Cicero wrote formal essays about. He mentions that he is working on the texts, such as the six volumes of The Republic, but describes or explains none of the actual ideas.

This is a striking gap or lack. Keats’s letters shed all kinds of light on his poetic theories and practice; Cicero’s letters shed no light at all on the ideas expressed in his essays and dialogues. Possibly this is because they were all secondary, in the sense that he was basically copying out ideas developed by Greeks. He had few if any original ideas of his own and therefore didn’t need to discuss them or work them through with correspondents. He administered his philosophical and political ideas, as a good governor administrates his province.

Atticus

It is sweet and lovely to read Cicero’s many letters to his friend Atticus in which he swears deep friendship and affection. I can see why the correspondence inspired all those humanists of the Renaissance who wrote so many essays about the value of friendship.

Quintus Tullius Cicero

The letters to his brother about a) the latter’s sister, who was married to his best friend Atticus, b) endless building works to the latter’s mansion and c) his service with Caesar in Gaul and on the expedition to the new island of Britain, are fascinating and very human.

Marcus Caelius Rufus

Caelius, born in 82 BC was an orator and politician. He is famous for his trial for public violence in March 56 BC when Cicero defended him in the speech Pro Caelio which is widely regarded as one of the greatest pieces of oratory from the ancient world. He is recipient and author of some of the best letters, with Cicero routinely begging him for the latest gossip during his exile in Greece and governorship in faraway Cilicia. There is a comic running thread with Caelius pestering Cicero to supply him with panthers, exotic animals which he wanted for the games he was organising as curule aedile in 50 BC. Cicero refuses, saying paying from public funds for a panther hunt would be against the reputation for good government he is trying to create.

Roman mosaic showing a wild animal hunt in North Africa (third century AD) Musée Archéologique d’Hippone (Algeria)

Tiro

Cicero’s beloved freedman, secretary, amanuensis. After Cicero’s death it was Tiro who edited and published Cicero’s letters to the immense benefit of western civilisation. It’s logical that Robert Harris makes Tiro the narrator of his 2006 novel about Cicero, Imperium.


Related links

Roman reviews

Plutarch’s life of Lucullus

Lucius Licinius Lucullus (118 to 56)

Summary

Lucullus was a Roman general and politician during the last century of the Roman Republic, closely linked by family ties and military service with the dictator Lucius Cornelius Sulla. Sulla both dedicated his memoirs to Lucullus and made him guardian of his son, after his death in 78 BC.

Lucullus’s adult life falls naturally into two parts. During 20 years of military and government service, he conquered a series of eastern kingdoms for Rome, specifically during the Third Mithridatic War (73 to 63 BC). The quality of his generalship impressed everyone and was widely studied by later soldiers.

However, the usual toxic Roman politics meant that, despite his achievements, Lucullus was abruptly relieved of his command and replaced by Pompey in 66 BC, whereupon he returned to Rome with fabulous wealth and devoted the last decade of his life to grandiose building projects and luxury living which shocked and amazed his contemporaries.

The life

He was tall and handsome, a power­ful speaker, and equally able in the forum and the field. (33)

(Chapter 1) Plutarch emphasises that Lucullus came from a very good family and received a very good ‘liberal’ education and was a highly literate man in both Latin and Greek. In a sense his entire public and military career was to turn out to be a detour from his earliest, literary and philosophical interests. to which he was able to return on his retirement.

(2 to 3) Sulla employed Lucullus in the Social War (91 to 87 BC) and then in his campaign against King Mithridates IV in Greece, whence he was sent on an important mission to Egypt to fetch supplies for the Roman army in Greece. He had to run the gauntlet of the enemy blockade but was welcomed in Egypt (87 BC), collected supplies before undergoing a complicated journey back to Greece which involved encountering the enemy fleet, landing at various islands and besieging their cities.

(4) Having fought Mithridates to a draw, Sulla lay a heavy bill of compensation on the cities of Greece and ‘Asia’ i.e. Greece-facing Turkey, but Lucullus won popularity by applying it lightly and fairly. He also managed to be out East when Sulla returned to Italy in 83 BC and so avoided the blood Sulla shed in his vengeful ‘proscriptions’ against the defeated supporters of Gaius Marius.

(5) In 74 Lucullus was elected consul. He wanted to return to the East and so was unhappy to be allotted Cisalpine Gaul as his province. Above everything, he wanted to assure Pompey didn’t return from Spain, where he was engaged in fighting the insurgency of Quintus Sertorius, for he knew Pompey would be assigned to the East. Therefore, when Pompey called for more resources to fight Sertorius in Spain, Lucullus enthusiastically supported him.

(6) The governorship of Cilicia became vacant. The most influential man in Rome at the time was Cethegus and he had taken a noted courtesan Praecia as mistress. Therefore Lucullus paid court to Praecia who influenced Cethegus to get Lucullus command of Cilicia. He used this governorship to resume the war with Mithridates. The only possible rivals were Sulla (dead), Metellus (retired) or Pompey (tied up in Spain).

(7) In 74 BC Lucullus crossed into Asia and took control of the Roman armies there, latterly commanded by Gaius Flavius Fimbria. After a few years of peace, Mithridates had declared war again, not least by playing on the widespread resentment of Roman tax collectors who were still mulcting the cities for the punitive war reparations imposed by Sulla (20,000 talents).

Antique map showing Turkey divided into Roman provinces in the first century BC. Note how ‘Asia’ refers only to western Turkey; Bithynia and Pontus to the south coast of the Black Sea with Amisus, the town which Lucullus besieged and was set afire, on the coast of Pontus. Cilicia, Lucullus’s official governorship, is on the south coast of Turkey opposite Cyprus. And the whole region is bordered on the east by the kingdom of Greater Armenia, ruled over by King Tigranes.

(8) Lucullus’s fellow consul, Marcus Aurelius Cotta a, thinks he can take on Mithridates alone, but is heavily defeated, losing ships and men.

(9) Mithridates marched his army to take Cyzicus, a rich port town on the south coast of the Sea of Marmaria, surrounding it by land and blockading it by sea. Lucullus followed and camped his men around Mithridates’ camps.

The inhabitants of Cyzicus are fortified by a number of supernatural signs and omens (10). Mithridates’ soldiers beginning to suffer from hunger, he took advantage of Lucullus’s brief absence to send many away to Bithynia. But Lucullus took ten cohorts of infantry and his cavalry, set off in pursuit and brought the enemy to battle at the river Rhyndacus. Lucullus won: 6,000 horses and 15,000 men were captured, besides an untold number of beasts of burden. Mithridates hastened to leave by sea, leaving his generals to lead the rest of the land army to safety, but Lucullus attacked them at the river Granicus, capturing a vast number and slaying 20,000. On this campaign, it was said that no fewer than 300,000 camp-followers and fighting men lost their lives (11).

(12) Lucullus entered Cyzicus in triumph but then had a dream in which the goddess Aphrodite told him some of Mithridates’ ships were nearby at Lemnos, so Lucullus embarked his navy, caught the enemy ships, some at sea, and some drawn up on the shore, and defeated them.

(13) Mithridates escaped by ship to Pontus despite a large storm which wrecked much of his fleet and forced him to switch from a heavy merchant ship to a light brigantine. The storm was said to be owing to the wrath of Artemis of Priapus against the men of Pontus who had plundered her shrine and pulled down her image.

(14) Lucullus pursues Mithridates into Bithynia i.e. northern Turkey. His troops criticised him from dawdling but Lucullus is given a speech saying he actively wanted to give Mithridates enough time to recruit a new army because otherwise the Romans risked forcing Mithridates either a) into the Caucasus, a labyrinth of mountains it would be impossible to flush him out of or b) worse, into the arms of Tigranes the Great of Armenia, who happened to be Mithridates’ son-in-law.

(15) In 72 BC Lucullus brings Mithridates to battle at Cabira. Mithridates wins and puts the Romans to flight. Daunted at fighting further, Lucullus finds some local Greeks who guide his army into a mountain redoubt. But some Roman stragglers got into a fight with Mithridates troops over a stag, the forces on both sides increasing till the Romans fled. At which point Lucullus refused to engage in a full scale battle, but led a small force down which rallied his fugitives, made them turn and see of Mithridates’ men, before escorting them back to the camp. But here they were assigned the traditional punishment of runaways, namely to dig a 12 foot ditch in just their tunics.

(16) A Dandarian prince named Olthacus persuades Mithridates to let him go on an assassination mission against Lucullus, and he made his way to the Roman camp with marks of disgrace, as though shamed and outcast by the king. After a probation period, Lucullus admitted this prince to his table and councils. But on the big morning when Olthacus tried to gain entrance to Lucullus’s tent the latter happened to be asleep and his chamberlain wouldn’t give entrance to Olthacus, who rode back to Mithridates in frustration.

(17) Two separate Roman legates are sent to requisition grain. When Mithridates’ forces attacked them, both times the king came off worst. He decided to move camp but the soldiers rebelled and murdered Dorylaüs the general and Hermaeus the priest. Nonetheless, Mithridates moved his army but was nearly caught when Romans gave chase, until a mule came between them and the king, which was bearing gold, so the soldiers stopped to loot the treasure and let the king get away.

(18) The Romans liberated some of Mithridates’ hostages and many women including one of Mithridates’ sisters, Nyssa. The other two sisters, along with two of his wives, had been sequestered in faraway Pharnacia and Mithridates now ordered his eunuch, Bacchides, to go there and murder them. There follows a florid, sensationalist account of how they died:

  • Monimé fastened her diadem round her neck and tried to hang herself but it broke in two so she offered her throat to Bacchides to cut it.
  • Berenicé from Chios shared a cup of poison with her mother which killed the mother but wasn’t enough for Berenicé who was such a long time that Bacchides, who was in a hurry, had her strangled.
  • Of Mithridates’ two unmarried sisters, one drank off her poison with many abusive imprecations on her brother but the other, Statira, drank it off without saying a word.

(19) Lucullus comes to the town of Amisus and, once his troops break into part of it, the rest is set aflame by its governor, Callimachus to prevent their possession. Lucullus orders his men to put out the fires but they disobey him and ransack the town while it burns to the ground, reducing Lucullus to tears of frustration. Interestingly, he is quoted as saying he wanted to be like Fortunate Sulla who successfully ordered his troops to put out the fires they’d started as they entered Athens in 86 BC, but had ended up with the reputation of Mummius, who burned Corinth to the ground in 146 BC.

(20) With a lull in the fighting Lucullus set out to reform the cities of ‘Asia’ (i.e. western Turkey), specifically lightening the yoke of debt – a massive 20,000 talents – which Sulla had imposed on them which had caused all kinds of misery and social dislocation. Unscrupulous debt collectors or publicani by manipulating interest rates, had inflated this to 120,000 talents! So Lucullus passed some practical laws, reducing interest rates to 1%, forbidding the total interest to exceed the initial loan, and punishing lenders who added interest to the loan. Within four years all debts in the province had been paid off and justice restored, despite the lobbying of the publicani back in Rome.

(21) Mithridates takes refuge at the court of King Tigranes of Armenia whose pomp and tribute kings are described. Appius Clodius is sent as ambassador to demand the handing over of Mithridates, but Tigranes is irritated that Lucullus’s letter only refers to him as king instead of King of kings, and he refuses.

(22) In fact Tigranes had been keeping Mithridates in an outlying region of his kingdom. Now he summoned him. Tigranes inadvertently lets slip that one of Mithridates’ ambassadors to him, Metrodorus, had once candidly advised Tigranes not to send Mithridates the reinforcements the latter required. As a result Mithridates has Metrodorus killed and Tigranes regrets his words.

Plutarch slips in a reference to Amphicrates, the rhetorician, who was exiled from Athens and attached himself to Cleopatra, the daughter of Mithridates and wife of Tigranes, but speedily fell into disfavour, and, being excluded from intercourse with Greeks, starved himself to death.

(23) Lucullus restored the liberties of many Greek cities and blessed them with festivals and contests. As a result many celebrated festivals which they called Lucullea. But then he was summoned back to war and and laid siege to Sinopé, or rather, to the Cilicians who were occupying it. He took it and slaughtered 8,000 Cilicians.

Now Lucullus learns that Tigranes has allied with Mithridates and intends to invade Cilicia and advance on Asia. Lucullus wonders why Tigranes chose to do this now, when Mithridates is weak, rather than when he was at the peak of  his powers.

(24) When Machares, the son of Mithridates, who held the Bosporus, sends Lucullus a crown valued at a thousand pieces of gold, begging to be included in the list of Rome’s friends and allies, Lucullus realises the war in the West is over. But he insists on taking the fight to his enemies in what Plutarch calls the ‘second war’ (starting 69 BC) and marches his very reluctant army all across Turkey and Syria to the Euphrates whose waters, at full flood when he arrived, miraculously lowered themselves overnight so the army could cross. He forces his army on across the Tigris and so into the territory of Tigranes.

(25) Tigranes sends a force against Lucullus led by Mithrobarzanes. It comes across Lucullus’s army as it was still making camp so Lucullus sent Sextilius sent at the head of sixteen hundred horsemen and about as many light and heavy infantry to engage Mithrobarzanes, who the Romans defeat and kill. Tigranes abandons Tigranocerta, that great city which he had built, and withdraws beyond the Taurus  river but Murena, pressing hard on his heels, captured his baggage train and killed many of his Armenians.

(26) Lucullus commenced a siege of Tigranocerta, which was full of Greeks and other exiled peoples who Tigranes had forcibly resettled. Mithridates advised Tigranes not to engage Lucullus but Plutarch gives a long list of allies from the whole region who joined Tigranes and eventually gave him the confidence to attack.

(27) Plutarch lovingly describes the enormous array of the many allies and kings who’ve joined together to make Tigranes’ monster army. When they see Lucullus’s force divide, leaving Murena with 6,000 to maintain the siege while he, Lucullus, with 10,000 infantry and 1,000 cavalry, they burst out laughing and compete with each other to mock the Romans and offer to finish them off with just their national cohort. Tigranes is said to have uttered a ‘famous’ quote:

“If they are come as ambassadors, they are too many; if as soldiers, too few.”​

(28) In the event it was a famous Roman victory, Lucullus leading a charge against the heavily armoured  Armenian cavalry who turn to escape but, in doing so, trample over their own infantry and cause such confusion the Romans massacre them. Supposedly over 100,000 enemy infantry perish and all their cavalry to the loss of only a hundred Roman wounded and five killed. Sure.

Plutarch then draws a reflection on Lucullus’s generalship, that he used delay and slowness to wear down Mithridates for years, but in this battle deployed lightning tactics to devastate Tigranes’ army.

(29) Mithridates, assuming that Lucullus would draw the battle out, hadn’t even arrived with the main forces. Now he encountered the survivors straggling back and then Tigranes himself, with whom he condoled.

Then Lucullus completes the siege of Tigranocerta, thoroughly looting its treasures and handing out a dividend to all his soldiers. He freed actors who had been abducted by Tigranes and got them to perform in plays celebrating his victory, and sent all the Greeks inside the city who’d been forcibly moved there back to their original cities, thus garnering much gratitude and popularity.

Lucullus then reveres the memory of Zarbienus, king of the Gordyeni, who had sent to offer friendship with Rome but was informed against and murdered, along with his wife and children, by Tigranes. Now Lucullus restored his body to his city and held proper funeral rites and lit the funeral pyre himself.

(30) Lucullus received an embassy from the king of Parthia requesting friendship but then discovered he was parlaying with Mithridates and Tigranes at the same time so decided to march against him. But when he sent for the remainder of his army to join him from Pontus they refused point blank and news of this demoralised the soldiers with Lucullus.

(31) So Lucullus abandoned his plan to attack Parthia and moved against Tigranes again, besieging Artaxata. Plutarch explains that this city was sited and constructed under the supervision of the famous Hannibal after he had fled from Carthage. Tigranes drew up another combined army to stop him but Lucullus crossed the river Arsania and destroyed the royal army.

(32) Lucullus set off in pursuit but the weather became very cold, snow and ice, difficult for horses and the army began to mutiny. So he returned west, descending to a plain where he took a large city named Nsibis.

(33) Lucullus’s luck turned against him. The soldiers had endured two winters in the open rather than occupy cities because Lucullus wanted to keep the friendship of the Greek population. The usual undermining critics in Rome led by Lucius Quintus, one of the praetors, who claimed Lucullus was prolonging the war to enrich himself.

(34) The troops were subverted by Publius Clodius, Luculla’s brother-in-law, who was aggrieved because he’d been overlooked for promotion. Plutarch summarises Clodius’s speeches in which he compared the soldiers’ endless tribulations here in the East, with the nice cushy lifestyle of Pompey’s ex-soldiers from the Spanish war who had, by now, been settled and given citizenship.

(35) In 67 BC a resurgent Mithridates defeated Fimbrius’s army and then the army of Triarius who took him on without waiting for Lucullus. But when Lucullus roused his army to march on Mithridates it rebelled. Lucullus was reduced to going from tent to tent arguing with individual soldiers, but they refused to fight any more. It was all he could to do keep his army together in their summer camp while Tigranes roamed Cappadocia ravaging it at will. In 66 BC the senate appointed Pompey leader of the army in the East with the result that the soldiers refused to obey Lucullus any more while they awaited their new commander.

(36) Pompey and Lucullus met in a village in Galatia, Lucullus aged 52, Pompey aged 40, the latter much the more famous having already won two triumphs. They were polite but didn’t get on, Pompey annulling most of Lucullus’s edicts and allowing him only 1,600 soldiers to take back to Rome.

Plutarch then interjects a two Big Historical Ideas:

  1. If Lucullus had had the magic touch of inspiring love and loyalty in his troops he might have led them against the Parthian Empire which was, at this point, relatively small, and expanded Rome’s borders across Iraq to Iran. But he didn’t and left the border at the Euphrates and the Parthian Empire to grow into a redoubtable enemy.
  2. When he did finally return to Rome and hold a huge triumph (although delayed for nearly three years by his political enemies), the sight of so much wealth and treasure inflamed the Roman imagination so that a man like Marcus Licinius Crassus came to identify the East with one thing only, loot. This inspired Crassus to undertake his ill-fated attack on the Parthian Empire which led to catastrophic Roman defeat at the battle of Carrhae in 53 BC and Crassus’s death soon after.

(37) Lucullus returned to Rome to find himself under attack from Gaius Memmius for prolonging the war. He was also prevented for some time from holding a triumph although when he did, it was magnificent and Plutarch describes it in detail.

(38) Lucullus divorced Clodia, who was ‘a licentious and base woman’ and married Servilia, a sister of Marcus Porcius Cato, but she turned out to be just as bad. Lucullus tolerated her immoral behaviour out of respect for Cato but eventually ‘put her away’.

The Senate hoped Lucullus would prove a political champion and oppose the growing dominance of Pompey and his clique but, maybe sensing that the political situation was too rotten, or just reckoning he’d earned retirement, Lucullus took no part in politics. Given the lamentable record of Marius and Sulla before him, you can’t help lauding his decision. Plutarch appears to agree and makes the interesting suggestion that:

a political cycle, too, has a sort of natural termination, and political no less than athletic contests are absurd, after the full vigour of life has departed.

(39) Instead Lucullus devoted the extraordinary wealth he’d amassed to the arts and luxury and fine living. He was a devotee of Latin and Greek literature and he amassed a great library in his villa. He allowed scholars to use his library and he patronised many poets and philosophers and this was imitated by other aristocratic Romans.

Lucullus was a great builder and built magnificent parks and villas, whose designs were very influential. During his campaigns in the East, the retired consul was impressed by the Persian tradition of horticulture. With his vast wealth he built a great park in the centre of Rome, that became known as the ‘Gardens of Lucullus’ and his gardens were important in the development of gardening in Europe.

He was interested in farming and introduced fruits such as the cherry into Rome and also experimented with aquaculture, especially fish ponds. Lucullus became infamous for his feasts and was a great gourmet.

Lucullus’s example inspired many members of the elite to abandon the traditional austere Republican lifestyle and to cultivate the arts, to collect manuscripts, build villas and gardens, a legacy which was to grow under the empire.

(40) His fine dining became legendary. Plutarch gives a quote from Pompey and Cato both satirising Luculla.

(41) These last chapters are taken up with tittle tattle and stories:

Once, when he was dining alone, and a modest repast of one course had been prepared for him, he was angry, and summoned the servant who had the matter in charge. The servant said that he did not suppose, since there were no guests, that he wanted anything very costly. “What sayest thou?” said the master, “dost thou not know that today Lucullus dines with Lucullus?”

Plutarch tells a story about Cicero (a good friend) and Pompey approaching Lucullus in the Forum and asking to be invited to dinner but insisting he serves only what he was going to have anyway. But Lucullus cleverly outwits them by telling his servant which room he wants to eat in and, because he has so many dining rooms and they all have a specific menu and size, the servant immediately knew what was required and so Cicero and Pompey were still staggered by the quality of the meal. Plutarch criticises this gross ostentation, comparing it with a barbarian.

(42) By contrast Plutarch praises Lucullus for assembling a huge library and throwing it open to all, in particular visiting Greek scholars. Lucullus was such a devotee of philosophy that Cicero wrote a summary of the doctrines of the Old Academy (which he favoured) put them into Lucullus’s mouth and titled the treatise Lucullus.

Although Plutarch has said Lucullus retired from political life that doesn’t seem to be strictly true. Thus Lucullus allied with Cato to prevent Pompey’s proposal for a generous distribution of lands to his soldiers, and this was one factor leading Pompey to form the alliance (or, as Plutarch puts it, ‘a conspiracy’) with Crassus and Caesar in 60 BC. Pompey filled the city with his armed soldiery and expelled from the forum the partisans of Cato and Lucullus to get this measure passed. An old man was then produced who swore that he had been hired by Lucullus to assassinate Pompey but nobody believed him and he was soon found dead, probably killed by the very people who put him up to it. Sounds like slippage back towards the bad old days of Marius and Sulla…

(43) All the more reason, then, for Lucullus to retire from increasingly poisonous public life to his library and his gardens. When Cicero was exiled in 58 BC (after a campaign led by Lucullus’s former brother-in-law Publius Clodius Pulcher), Lucullus retired completely. In his last days there were rumours that he lost his mind but Plutarch retails the story that he deteriorated due to drugs administered by his freedman, Callisthenes.

When he died in 56 BC the people lamented and wanted his body to be buried in the Campus Martius where Sulla was buried, but his brother prevailed on them to let the body be buried at Lucullus’s country estate at Tusculum.

Superstitions, prophecies and omens

When Lucullus had come within sight of the enemy and seen with amazement their multitude, he desired to refrain from battle and draw out the time. But Marius, whom Sertorius had sent to Mithridates from Spain with an army, came out to meet him, and challenged him to combat, and so he put his forces in array to fight the issue out. But presently, as they were on the point of joining battle, with no apparent change of weather, but all on a sudden, the sky burst asunder, and a huge, flame-like body was seen to fall between the two armies. In shape, it was most like a wine-jar, and in colour, like molten silver. Both sides were astonished at the sight, and separated. This marvel, as they say, occurred in Phrygia, at a place called Otryae. (8)

The importance of dreams

All the leaders profiled by Plutarch have meaningful dreams which guide or succour them.

Whenever he had secret intelligence that the enemy had made an incursion into the territory which he commanded, or were trying to bring a city to revolt from him, he would pretend that the doe had conversed with him in his dreams, bidding him hold his forces in readiness. (Sertorius 11)

Lucullus called to mind the advice of Sulla, in his memoirs, which was to think nothing so trustworthy and sure as that which is signified by dreams. (Lucullus 23)


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Plutarch’s lives of Marius and Sulla (translated by Rex Warner)

Now the generals of this later period were men who had risen to the top by violence rather than by merit; they needed armies to fight against one another rather than against the public enemy.
(Doleful reflections of the Amphictyons of Delphi upon being ordered to hand over all their treasure to the Roman general Sulla who was besieging Athens: Life of Sulla, chapter 12)

1. Plutarch’s Life of Caius Marius (157 to 86 BC)

Plutarch’s life of Marius is divided into 46 brief sections. Rex Warner’s translation of Plutarch in the Penguin edition is relaxed and chatty. Very clear, very readable. However it is not available online whereas the 1920 Loeb Classical Library edition is. So, for practical purposes, I’ll quote Loeb.

As for the personal appearance of Marius, we have seen a marble statue of him at Ravenna in Gaul,​ and it very well portrays the harshness and bitterness of character which were ascribed to him. For since he was naturally virile and fond of war, and since he received a training in military rather than in civil life, his temper was fierce when he came to exercise authority.

Plutarch brings out very vividly the successive rivalries during the Jugurthine War (112 to 106 BC) between Metellus, Marius, and his quaestor Sulla. The Roman army comes over as an engine of fierce rivalries. But although Plutarch describes some of Marius’s military victories, in Numidia (112 to 106 BC) and then against the Cimbrian and Teutons who threatened to invade Italy from Gaul (113 to 101 BC) what really impresses is the second half of the life, and especially the final years when Marius fell from military and political favour and was eventually outlawed from Italy and had to go on the run, in disguise.

These final sections of his adventures on the run (35 to 45) read more like a boy’s own adventure story than history. The modern histories I’ve read refer to Marius’s brief exile only in general terms whereas in Plutarch we meet the captains of the ships which smuggle him out of Ostia, then dump him further down the Italian coast, the peasants who take him in and try to hide him, his betrayal and arrest to the authorities. We meet the Cimbrian soldier who is ordered to kill him but can’t bring himself to do so because, in the darkened bedroom, he sees Marius’s eyes darting fire and hears the voice of a god warning him against such a wicked deed. And so on. It’s like something out of the Arabian Nights more than history, more even, than biography.

Superstitions

Rex and other commentators emphasise Plutarch’s focus on the individual, on character, and call him ‘the first of modern biographers’ (p.9). None of them mention the ubiquity of superstition, prophecies and the uncanny i.e. the irrational, in his narratives. Thus in Marius alone:

  • as Marius prepares to sail back from Africa to Rome a soothsayer predicts great things (8)
  • in the campaign against the Cimbri and Teutones Marius has a Syrian prophetess named Martha accompany him in a litter (17)
  • the story that his army was accompanied everywhere by two vultures (17)
  • over the Italian cities of Ameria and Tuder flaming spears and swords are seen in the sky moving as if in actual battle (17)
  • from the massed ranks of the enemy arose an unearthly wailing (20)
  • heavy rain often follows a major battle because the supernatural powers want to hallow and cleanse the earth (21)
  • Fortune or nemesis or natural necessity, call it what you will, some force always ensures the enjoyment of any great success is never unalloyed or pure (23)
  • the incident of Fannia’s donkey who ran out to drink water from a spring near where Marius was being held by his escort, stopped directly in front of him, let out a tremendous bray, then went frisking past him – from which Marius drew the conclusion that his escape would be by sea

And:

When he was quite young and living in the country, Marius had caught in his cloak a falling eagle’s nest, which had seven young ones in it; at sight of this, his parents were amazed, and made enquiries of the seers, who told them that their son would be most illustrious of men, and was destined to receive the highest command and power seven times. (36)

  • when a Cimbrian soldier went into Marius’s bedroom to kill him he saw a pair of mighty eyes darting flame at him and a voice as of a god saying: ‘Man, does thou dare to slay Caius Marius?’ (39)

The grotesque

A sprinkling of what must surely be grotesque exaggerations, notably the wildly improbable description of the mass suicides of the Cimbri civilians once their menfolk were defeated

The fugitives were driven back to their entrenchments where the Romans beheld a most tragic spectacle. The women, in black garments, stood at the wagons and slew the fugitives — their husbands or brothers or fathers, then strangled their little children and cast them beneath the wheels of the wagons or the feet of the cattle, and then cut their own throats. It is said that one woman hung dangling from the tip of a wagon-pole with her children tied to either ankle, while the men, for lack of trees, fastened themselves by the neck to the horns of the cattle, or to their legs, then plied the goad, and were dragged or trampled to death as the cattle dashed away. (27)

In their hurry to claim for Plutarch all kinds of proto-modern interests in character and psychology, Rex and others simply ignore the much more prominent traits of primitive superstition and a garish, vulgar fascination with grotesque violence.

Thus Plutarch dwells lovingly on the scenes in Rome once Marius has returned from exile, seizes power along with Cinna, and unleashes a tidal wave of vengeful violence:

Headless trunks thrown into the streets and trampled under foot excited no pity, though everybody trembled and shuddered at the sight. The people were most distressed however, by the wanton licence of the Bardyaei, as they were called, who butchered fathers of families in their houses, outraged their children, raped their wives, and could not be checked in their career of rapine and murder until Cinna and Sertorius, after taking counsel together, fell upon them as they were asleep in their camp, and transfixed them all with javelins. (44)

Gory enough for you?

The ludicrous

And then incidents which are so wildly improbable as to be ludicrous. Take the incident of the faked diarrhoea. Marius fell in with a rabble rousing demagogue who didn’t hesitate to murder his political opponents, Saturninus. Marius attempts to keep the respect of the senate but also stay in with Saturninus, a balancing act which is epitomised one night:

For when the leading men had come to him by night and were trying to incite him against Saturninus, without their knowledge he introduced Saturninus into the house by another door; then, pretending to both parties that he had a diarrhoea, he would run backwards and forwards in the house, now to the nobles and now to Saturninus, trying to irritate and bring them into collision. (30)

2. Plutarch’s Life of Lucius Cornelius Sulla (138 to 78 BC)

Sulla served as captain of cavalry under Marius in the Jugurthine War. To his bravery was attributed the final negotiations which led to the capture of Jugurtha and Sulla was embittered when Marius received the credit and triumph for it. Sulla was tasked with fighting the Social War (91 to 87 BC) and when Marius, in Rome, managed to manoeuvre Sulla out of leadership of the army set to head off to deal with Mithradates in Turkey, Sulla rejected the senate’s decision, let his men kill the senate’s envoy and marched on Rome.

Why Sulla failed

Rex gives admirably brief, one-page introductions to each of the lives (generally pointing out how Plutarch ignores the profound historical importance of this or that event in order to focus on trivial anecdotes or shallow moralising). Therefore it is Rex who sums up Sulla’s political agenda, once he’d become dictator (82 to 78 BC) and why it failed, more briefly and better than any other account I’ve read.

After marching on Rome to seize power twice, with an intervening period of anarchy and bloodshed under Cinna (87 to 84 BC), Sulla set out to make the republic safe by ensuring the situation which led to the anarchy could never happen again. These he took to be:

  • the ability of the tribunes of the plebs to veto laws suggested by the patricians and senate, which sounds fine in theory, but in practice tribunes were all too often bribed by powerful interests to derail senatorial rule
  • the struggle between senate and equites for control of the courts, which again unravelled into political powerplays
  • the consecutive consulships of overmighty rulers (in the recent past the consecutive consulships of Marius in 107, 104, 103, 102, 101, 100)

So Sulla:

  • abolished the legislative powers of the tribunate and debarred those who held it from higher office
  • restored the courts to full control of the senate
  • revived the lex annalis which set minimum ages to hold each of the magistracies in the so-called cursus honorum and required fixed periods between people holding each post

It was a valiant effort but, as Rex points out, it was blind to the fact that the chief threat to the republic came not from any law or aspect of the constitution but from a reality which transcended them, which was the advent of proconsuls appointed for long periods of time to prosecute distant wars whose armies came to owe more allegiance to them than to the state – the conversion of Roman armies into something closer to private armies answerable to charismatic warlords.

The obvious examples were Marius, Sulla himself, Pompey then Caesar, then Mark Anthony and Octavian and the era of instability and collapse exactly matches the rise of this new phenomenon.

Plutarch’s Sulla

Predictably, Plutarch focuses on gossip and anecdote:

  • Sulla had a famously bad complexion, covered in blotchy spots.
  • Though he came from a patrician family, it was very down at heel and he spent a dissolute young manhood with dancers and actors and cross-dressers and comedians. Throughout his life, strict and stern in public, once he sat down at a banquet he reverted to a monstrously debauched and bohemian character.

And, once again, a blizzard of superstitions, omens and prophecies:

  • A certain man in the retinue of Orobazus, a Chaldaean, after looking Sulla intently in the face, and studying carefully the movements of his mind and body, and investigating his nature according to the principles of his peculiar art, declared that this man must of necessity become the greatest in the world, and that even now the wonder was that he consented not to be first of all men. (6)
  • Sulla himself relates that when he was dispatched with an army to the Social War, a great chasm in the earth opened near Laverna, from which a great quantity of fire burst forth and a bright flame towered up towards the heavens; whereupon the soothsayers declared that a brave man, of rare courage and surpassing appearance, was to take the government in hand and free the city from its present troubles. And Sulla says that he himself was this man, for his golden head of hair gave him a singular appearance, and as for bravery, he was not ashamed to testify in his own behalf, after such great and noble deeds as he had performed.
  • When Sulla had set out for his camp on unfinished business,​ he himself kept at home and contrived that most fatal sedition, which wrought Rome more harm than all her wars together had done, as indeed the heavenly powers foreshadowed to them:
    • for fire broke forth of its own accord from the staves which supported the ensigns, and was with difficulty extinguished
    • and three ravens brought their young forth into the street and devoured them, and then carried the remains back again into their nest
    • and after mice had gnawed consecrated gold in a temple, the keepers caught one of them, a female, in a trap, and in the very trap she brought forth five young ones and ate up three of them
    • but most important of all, out of a cloudless and clear air there rang out the voice of a trumpet, prolonging a shrill and dismal note, so that all were amazed and terrified at its loudness. The Tuscan wise men declared that the prodigy foretokened a change of conditions and the advent of a new age (7)
  • While the senate was busied with the soothsayers about these prodigies, and holding its session in the temple of Bellona, a sparrow came flying in, before the eyes of all, with a grasshopper in its mouth, a part of which it threw down and left there, and then went away with the other part. From this the diviners apprehended a quarrelsome dissension between the landed proprietors and the populace of the city and forum; for the latter is vociferous like a grasshopper, while the former haunt the fields (like the sparrow). (7)
  • After he had offered a sacrifice, Postumius the soothsayer learned what the omens were, and stretching out both hands to Sulla, begged that he might be bound and kept a prisoner until the battle, assuring him that he was willing to undergo the extremest penalty if all things did not speedily come to a good issue for him. (9)
  • It is said, also, that to Sulla himself there appeared in his dreams a goddess whom the Romans learned to worship from the Cappadocians, whether she is Luna, or Minerva, or Bellona. This goddess, as Sulla fancied, stood by his side and put into his hand a thunder-bolt, and naming his enemies one by one, bade him smite them with it; and they were all smitten, and fell, and vanished away. Encouraged by the vision, he told it to his colleague, and at break of day led on towards Rome. (9)
  • Mithridates, who was staying at Pergamum, was visited with many other portents from Heaven, and that a Victory with a crown in her hand, which the Pergamenians were lowering towards him by machinery of some sort, was broken to pieces just as she was about to touch his head, and the crown went tumbling from her hand to the ground in the midst of the theatre, and was shattered, whereat the people shuddered, and Mithridates was greatly dejected. (11)

And so on and very much on. And The Grotesque:

Nearby is Apollonia, and in its vicinity is the Nymphaeum, a sacred precinct, which sends forth in various places from its green dell and meadows, streams of perpetually flowing fire. Here, they say, a satyr was caught asleep, such an one as sculptors and painters represent, and brought to Sulla, where he was asked through many interpreters who he was. And when at last he uttered nothing intelligible, but with difficulty emitted a hoarse cry that was something between the neighing of a horse and the bleating of a goat, Sulla was horrified, and ordered him out of his sight. (27)

Fairy tales

At Fidentia, when Marcus Lucullus, one of Sulla’s commanders, with sixteen cohorts confronted fifty cohorts of the enemy, although he had confidence in the readiness of his soldiers, still, as most of them were without arms, he hesitated to attack. But while he was waiting and deliberating, from the neighbouring plain, which was a meadow, a gentle breeze brought a quantity of flowers and scattered them down on his army; they settled of their own accord and enveloped the shields and helmets of the soldiers, so that to the enemy these appeared to be crowned with garlands. This circumstance made them more eager for the fray, and they joined battle, won the victory, killed eighteen thousand of the enemy, and took their camp. (27)

Fortunate Sulla

Plutarch emphasises the Sulla himself was happy to attribute much of his success to Fortune rather than his own personal merits or achievements. So in the matrix of opinions about what constitutes a Successful Man which the Parallel Lives amount to, Sulla stands at one extreme of the spectrum, a superstitious man who attributed much to Fortune. Hence his own insistence on the agnomen (‘a fourth name occasionally given as an honour to an ancient Roman citizen’) ‘Felix’, superficially meaning ‘happy’ but at a deeper level meaning ‘lucky’ – more than lucky, in the deepest sense of the word, fortune-ate. Fortune rich. Fortune full.

Slaughter in Athens 86 BC

Apart from the civil war and street fighting in Rome, what comes over more vividly from this account than others I’ve read, is the unmitigated slaughter Sulla inflicted on Athens after a prolonged siege in which he had devastated the surrounding territory. ‘There was no counting the slain’. The blood flowed under the city gates (14).

Proscriptions in Rome

The mass murder in Rome of Sulla’s enemies who he included on lists of ‘proscriptions’ brings to mind Stalin sitting up late into the night going through long lists of names, putting a tick or a cross next to who should live or die.

Sulla now busied himself with slaughter, and murders without number or limit filled the city…He also proscribed anyone who harboured and saved a proscribed person, making death the punishment for such humanity, without exception of brother, son, or parents, but offering anyone who slew a proscribed person two talents as a reward for this murderous deed, even though a slave should slay his master, or a son his father. And what seemed the greatest injustice of all, he took away the civil rights from the sons and grandsons of those who had been proscribed, and confiscated the property of all. Moreover, proscriptions were made not only in Rome, but also in every city of Italy, and neither temple of God, nor hearth of hospitality, nor paternal home was free from the stain of bloodshed, but husbands were butchered in the embraces of their wedded wives, and sons in the arms of their mothers. (31)

Mass murder at Praeneste

Meanwhile Marius the younger, at the point of being captured slew himself; and Sulla, coming to Praeneste, at first gave each man there a separate trial before he executed him, but afterwards, since time failed him, gathered them all together in one place — there were twelve thousand of them — and gave orders to slaughter them all. (32)

Metrobius

Plutarch’s life ends where it began, with comments on Sulla’s private behaviour and liking for louche, lowlife, bohemian company. Despite having a series of respectable wives, in the usual Roman fashion, Sulla also:

consorted with actresses, harpists, and theatrical people, drinking with them on couches all day long. For these were the men who had most influence with him now: Roscius the comedian, Sorex the archmime, and Metrobius the impersonator of women, for whom, though past his prime, he continued up to the last to be passionately fond, and made no denial of it.

Mass murderer, sacker of Athens, failed attempter to restore the Republic, and lifelong lover of a female impersonator.

A grisly end

Then comes the kind of moralising conclusion which delighted the ancients and then the Christians, the Middle Ages and the Renaissance. Plutarch claims that in his final illness Sulla was literally eaten alive by worms.

By this mode of life [his decadent lifestyle] Sulla aggravated a disease which was insignificant in its beginnings, and for a long time he knew not that his bowels were ulcerated. This disease corrupted his whole flesh also, and converted it into worms, so that although many were employed day and night in removing them, what they took away was as nothing compared with the increase upon him, but all his clothing, baths, hand-basins, and food, were infected with that flux of corruption, so violent was its discharge. Therefore he immersed himself many times a day in water to cleanse and scour his person. But it was of no use; for the change gained upon him rapidly, and the swarm of vermin defied all purification. (36)


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Roman reviews

SPQR: A History of Ancient Rome by Mary Beard (2015) 7. The empire

If you’re looking for a chronological history of the Roman Empire, or an account of the military campaigns and battles which led to its territorial expansion, or an account of the organisation and administration of the Roman army, during either the republican or imperial eras, forget it. None of that is in this book.

Beard’s interest is in exploring themes or aspects of Roman social, cultural and political history. Hence, although the final chapter in SPQR is devoted to ‘Rome Outside Rome’ i.e. the wider Roman empire, it is nothing like a chronological history of the empire, or of the wars of conquest and putting down of rebellions which consolidated it, or a really thorough examination of Rome’s administrative bureaucracy. Instead it is an entertainingly meandering essay which considers some selected aspects of Roman rule beyond Italy. Beard starts the chapter, as usual, with a flurry of academic questions:

  • how were the cultural differences across the empire debated?
  • how ‘Roman’ did the empire’s inhabitants outside Rome and Italy become?
  • how did people in the provinces relate their traditions, religions, languages and literatures to those of imperial Rome, and vice versa?

Beard uses biographies of Roman administrators such as Pliny the Younger (61 to 113 AD), touches on the Roman attitude to religion – especially the troublesome new religion of Christianity – uses Hadrian’s Wall as an example of the limits of empire, and generally delves into other topics which take her fancy.

So, as a reader, as soon as you abandon any hope of getting a thorough or even basic chronological overview of the main events of the wider Roman empire, and settle down for a chatty meander through  some selected aspects of a fascinating subject, then Beard is an enjoyable and informative guide.

The limits of imperial expansion

Augustus called a halt to the expansion of imperial Rome following the disastrous Battle of Teutoburg Forest in 9 AD in which Publius Quinctilius Varus lost three legions massacred by barbarian Germans led by Arminius (p.480). Fascinatingly, Beard tells us that Augustus had fully intended to extend Roman power into Germany, and had begun construction of a town at Waldgirmes, 60 miles east of the Rhine, complete with forum, statue of the emperor and all the trimmings. After Teutoburg he ordered all building work abandoned and withdrawal of all Roman forces to the Rhine and in his will instructed his successors not to extend the empire.

But they did. Claudius sent legions to conquer Britannia, which they’d seized enough of by 44 AD to justify Claudius awarding himself a triumph, although the Romans took a long time to extend their power right up to the border with Hibernia. In the east, in 101 to 102 Trajan conquered Dacia, part of what is now Romania and in 114 to 117 invaded Mesopotamia to the borders of modern Iran.

Emperors less competitive than consuls

But overall the pace of territorial acquisition slowed right down. Beard makes the interesting point that this was at least in part because under the Republic you had two consuls who competed with each other for military glory, rising to the epic rivalry between Julius Caesar, busy making a name for himself conquering Gaul in the West, and Gnaeus Pompeius Magnus, known in English as Pompey, redrawing the map of the Roman East.

By contrast, the emperors had no rivals and no-one to beat. Their only rivals were the previous emperors so they could take their time, make a few strategic ‘conquests’, award themselves a nice triumph and relax. Most of the wars of the first 200 years of empire were against internal rebellions or border skirmishes.

Governor Pliny in Bithynia

Slowly the focus of administrators and emperors switched from conquest to good administration. It’s to examine this that Beard gives the example of Pliny the Younger who in 109 was sent to become governor of the province of Bithynia along the southern coast of the Black Sea in what is now Turkey. Next to Cicero Pliny is one of the most knowable ancient Romans because of the 100 or so letters he sent directly to the emperor Trajan, reporting back on all aspects of Roman administration, from taxes to statues, to the nitty gritty of local legal cases.

What the Romans wanted was peaceful administration, avoidance of flagrant examples of corruption, good regular supplies of taxes. They made little or no attempt to impose their own cultural norms or eradicate local traditions. Instead the East, in particular, remained a mostly Greek-speaking fantasia of different religions, gods, festivals, dress, traditions and so on.

Small number of imperial administrators

In a striking similarity to the British Empire, Beard tells us the number of imperial administrators was vanishingly small: across the empire at any one time there were probably fewer than 200 elite Roman administrators running an empire of more than 50 million subjects (p.490). So how was the empire managed?

1. The most obvious answer is the substantial Roman legions posted around the borders of the empire and Beard mentions the insight we have into one such garrison from the amazing discoveries which have been made at Vindolanda, on Hadrian’s Wall.

2. Building new settlements was another strategy. In the north and west in particular the building of Roman settlements on the classic, standardised Roman town layout was one of the most enduring legacies of empire. Roman policy resulted in ‘urbanisation on an unprecedented scale’ (p.492).

3. Also, just like the British, French and other European empires 1,800 years later, the Romans co-opted the local elites. Local rulers who came over to Rome were awarded formal titles, new Roman names, rights and privileges. They took to wearing the toga, they sent their children to Roman schools to learn Latin, rhetoric and civics. Over generations these became embedded and Romanised elites did the work of ensuring peace and lack of rebellions among their subjects.

The 1st century efflorescence of Greek literature

In the East, the Greeks didn’t need to take any lessons in ‘civilisation’ from the Romans and no Roman would have dared suggest it. Nonetheless, Beard points out that the early imperial period saw an extraordinary florescence of Greek literature, much of it addressing, skirting, questioning the impact of Roman hegemony on the Greek world. In a striking example, she tells us that the output of just one Greek writer of this period, biographer and philosopher Plutarch (46 to 119 AD) fills as many modern pages as all the surviving literature from the 5th century BC put together, from the tragedies of Aeschylus to the histories of Thucydides (p.500).

Three typical rebellions

Surprisingly, maybe, there were only a handful of major rebellions against Roman rule in the first century (although it may be that these were under-reported, as both regional governors and emperors weren’t keen to record dissent).

Anyway, Beard makes the interesting point that the three major rebellions we know about weren’t standalone nationalist uprisings of the kind we’re familiar with from the end of the modern European empires. In the three biggest instances they were not popular uprisings but rebellions by members of the collaborating class felt they had, for one reason or another, been badly treated by their Roman allies.

1. Thus the leader of the German forces in the Teutoburg Forest, Arminius, was a solid ally of Rome and personal friend of the general whose forces he massacred. Modern thinking has it that Arminius was a rival for leadership of his tribe, the Cherusci, with his brother, Segeste. When a revolt began among the auxiliary troops for an unknown reason, it may be that Arminius thought he stood more chance of becoming paramount leader of his people by betraying his Roman allies (and brother) and it seems to have worked.

2. In Britannia, Queen Boadicea or Boudicca rebelled after terrible treatment by the Romans. When her husband Prasutagus died he left half his tribal kingdom to the empire and half to his daughters. But when Roman forces moved in to take their territory they ran amok among the Britons, plundering the king’s property, raping  his daughters and flogging Boudicca. Hence her armed revolt, and you can see why her tribe would rally to her standard, whose first steps were to burn to the ground the nearest three Roman towns, murdering all their inhabitants, before the governor of the province, 250 miles away on the border of Wales, heard the news, marched across country to East Anglia, and exterminated the British forces (p.514).

3. The First Jewish War or Great Jewish Revolt (66 to 73 AD) is also attributable to bad behaviour by the occupying Romans. The middle classes protested against heavy Roman taxation and there were some random attacks on Roman citizens. In response the Roman governor, Gessius Florus, raided the Second Temple (where no non-Jew was allowed to enter) for back payment of the taxes, then arrested senior Jewish figures some of whom he had crucified for disobedience. Bad idea. The rebellion spread like wildfire and pinned down Roman legions in Palestine for the next seven years.

Free movement of goods and people

Another massive effect of the Roman Empire was the free movement of goods and people on an unprecedented scale. Among the ruins of Pompeii has been found an ivory figurine from India, the soldiers on Hadrian’s Wall were buying pepper brought all the way from the Far East. Vast amounts of olive oil (20 million litres per year) were imported to Rome from southern Spain and the province of Africa became the breadbasket for the capital (250,000 tonnes of grain).

Not only goods but people moved vast distances, making lives and careers for themselves thousands of miles from their birthplaces in a way that was unprecedented for most of world history before. Beard exemplifies this astonishing freedom of movement in the story of Barates who was working near Hadrian’s Wall in the second century AD, and built a memorial to his wife who predeceased him and came from just north of London. The point is that Barates himself, as his memorial  records, originally hailed from Syria, 4,000 miles away.

Trade and administration, imports and exports, sending soldiers and administrators to the ends of the known world, involved a huge amount of bureaucracy and organisation, many fragments of which have survived to build up a picture of the empire’s multi-levelled commercial and administrative complexity.

The people, group or ideology this free movement around the entire Mediterranean basin was ultimately to benefit most were the Christians. Familiarity with the life of St Paul shows just how free they were to travel freely and to spread their word to the ‘godfearers’, the groups who attached themselves to Jewish synagogues but couldn’t become full Jews because of their lack of circumcision and/or the food and ritual restrictions, so who were an enthusiastic audience for the non-ethnic, universalising tendency of  the new religion.

It is this principle of openness and assimilation, which characterised Rome from the earliest times when Romulus incorporated members of neighbouring tribes into his nascent settlement, that I briefly describe in the next blog post.


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

Brideshead Revisited: The Sacred and Profane Memories of Captain Charles Ryder by Evelyn Waugh (1945)

“Ought we to be drunk every night?” Sebastian asked one morning.
“Yes, I think so.”
“I think so too.”
(Charles and Sebastian as students discuss their drinking habits in Brideshead Revisited)

Brideshead Revisited is probably Evelyn Waugh’s most famous novel, simply because of the huge success of the 1981 ITV dramatisation. Which is ironic, because there’s a strong case for arguing that Brideshead is the least representative of Waugh’s works.

It’s also odd that it’s so popular, considering it amounts to a prolonged description of the destructive effects of alcoholism, the bitterness of adultery and infidelity, and a sustained account of one of the most dysfunctional families in literature.

Brideshead Revisited is divided into five sections: a short prologue (13 pages) and even shorter epilogue (6 pages) and 3 long central parts which each cover a distinct period in the characters’ lives. At 331 pages in the Penguin paperback edition, Brideshead is by some margin Waugh’s longest book, his other novels averaging around 220 pages, the travel books a skimpy 160 or 170.

The novel begins in 1923 and tells the story of the friendship between Charles Ryder and the beautiful, debonaire Sebastian Flyte, second son of scandalous Lord Marchmain, who is the owner of the impressive country house of the title, Brideshead. (To be clear, the grand house is named after the little river Bride which runs through the shallow valley where the house is situated; the title the family own and pass on is ‘Marchmain’, so Lord Marchmain, Lady Marchmain and Marchmain House in London; but the actual family name as written in passports and legal documents is Flyte).

The 1940s perspective

But although the novel’s events are set in the 1920s, when Charles and Sebastian were carefree undergraduates, and then the 1930s, when they are young men exploring the world, Waugh goes to some pains in his 1959 preface to the book to emphasise that the novel is not of those relatively carefree times.

Very much the opposite, Waugh wrote Brideshead on a break from military duty from autumn 1943 through to June 1944, in the depths of the war, in the bleak winter of 1943, when not only the war against Nazi Germany was in doubt but, even if we won the war it had begun to seem to people like him as if the entire grand, upper-class, country house and high society world which Waugh had known and revelled in, would be swept away.

It looked increasingly as if a post-war England would be a grim, egalitarian, socialist place where the grand old families would be ruined by death duties (mentioned on page 96), the beautiful country houses would be pulled down to make way for council estates (as the family’s London base, Marchmain House, is pulled down to make way for flats) and that the frivolous hedonistic life he had enjoyed as a Bright Young Thing in the 1920s would be replaced by grim proletarian earnestness.

Therefore, Waugh’s memories of 1920s Oxford and 1930s London Society, his descriptions of the impossibly grand country house and the stirring nobility of its venerable owner, Alexander Lord Marchmain, even his descriptions of the food and drink consumed at various points, are all intensely coloured by wish fulfilment and fantasy, are the hungry fantasies of a man who, like everyone else in Britain, had had to put up with four years of rationing, for whom a really stylish meal was a distant memory, and who feared that everything he held dear in life was about to be crushed out of existence.

You could argue that one of the chief appeals of almost all Waugh’s other novels is their restraint, the way events, people and dialogue are, for the most part, clipped and understated. Several of his most shocking effects are created this way, by cutting dialogue or description at key moments right back to the bone and letting the reader do the work, imagining for themselves the characters’ responses.

It’s in this respect that Bridgeshead is so uncharacteristic of his oeuvre, because it is so overstated, so sumptuously over-written, so bloated.

Its unusual length, which I mentioned above, is one aspect of this, and both are related to the use of a first person narrator, Charles Ryder, to tell this long story (see below).

In the 1959 preface Waugh states all this very clearly and goes some way to apologising for the book’s florid excesses. But he also explains that, although he’s tinkered with phrasing all the way through and cut some passages (which ones?) he has not rewritten the entire thing, it would be impossible, it is what it is, a testament to a particular time and mood. His final sentence emphasises that it is given to the reader not as a souvenir of the 1920s or 1930s, which is so lavishly describes, but more as an imaginative fantasy spawned by the darkest days of the 1940s.

Prologue

The centrality of the war mentioned in the preface is immediately confirmed in the text itself by the short but grim prologue. We find ourselves in the depths of the Second World War and encounter a first-person narrative told by an erudite, self-aware, articulate person who is named half way through as Captain Charles Ryder. He is the somewhat insubordinate leader of C company in an infantry regiment.

He and his men are stationed in some sordid barracks in the middle of England in the middle of a rainy winter, with horrible food, broken windows and slack soldiers. He and the new colonel do not get on one little bit and his subtle insubordination brings down extra work and duties on his company, to the chiding of the regimental sergeant major.

The general crappiness of Ryder’s existence is crystallised in the person of Hooper (no first name is ever given), ‘a sallow youth with hair combed back, without parting, from his forehead, and a flat, Midland accent’. Hooper’s long hair, failure to shave and general slovenliness drive the colonel mad but Ryder grudgingly likes him because he sums up Ryder’s own disaffection with the army and its ways.

Ryder’s regiment are ordered to pack up and leave the barracks for new accommodation, a process which involves an enormous amount of fuss and bother and rules and shouting and loading up numerous lorries which pull out under cover of dark and drive miles through narrow lanes (no motorways and well-lit dual carriageways back in those days).

They eventually turn through the gates of some country house and drive up the drive and park alongside other lorries at a joining of the ways. It is only when someone casually mentions the name that, with a shock, Ryder realises this is Brideshead House, a place which meant so much to him in times past. And with that, the screen shimmers and we are transported back precisely twenty years to Ryder’s happy days as an innocent undergraduate at Oxford University.

Part one: Et in arcadia ego

Oxford 1923, giddy undergraduates living the high life. Charles Ryder is 19 and an undergraduate at (an unnamed) college and it is the heady celebrations of Eights Week. Ryder’s shy, secretive father had been to Oxford but in this as so much else slyly, and slightly maliciously gave him little preparation (‘Then, as always, he eschewed serious conversation with me’). It was a cousin, Jasper, who gave him the best practical advice on what to expect and how to survive. The old architecture, the friends, the parties, Waugh vividly conveys the cult of Oxford as a special place, a world apart, a glamorous, romantic fantasy world.

Charles’s father

Charles’s father is a grim figure. His mother went off to serve in the Red Cross during the Great War and was killed. It broke his father who, ever since, has dwelled in his London home, not far from the Edgeware Road, with one servant, Hayter, seeing no-one. Charles’s stays with him during the Oxford vacations are little wars of domestic attrition during which his father feigns indifference, occasionally rising to flickers of malice. His father is a deeply unhappy man and his unhappiness casts a pall over the grim little household and Charles when he’s staying there.

As usual with Waugh, the text is packed with lovely details and interesting reflections on the mood of the post-Great War generation of students, colourful characters and great scenes. But the core of the story is simple: it is a long account of the tangled relationship between the unhappy and self-conscious Charles Ryder with the glamorous but cursed Marchmain family, owners of the grand house at Brideshead, which starts with Charles’s student friendship with Lord Sebastian Flyte, fey, handsome, rich and blithely hedonistic, younger son of of the troubled family.

Oxford

In Charles’s first terms as an undergraduate, Sebastian is already a well known figure. Ryder is shy, a bit embarrassed, moves in much more modest circles, until, late one night, a very drunk Flyte sticks his head through Ryder’s open ground floor window and vomits copiously. Charles has a hard time explaining it to his ‘scout’ (or servant) Lunt, who has to clean it up the next morning. Feeling remorseful the next day, Sebastian invites Charles to lunch by way of apology.

And so begins the friendship which is to shape Ryder’s life. Sebastian’s social set is far above Charles’s, and includes the notable figure of the tall, south American, lisping, highly cosmopolitan and very camp homosexual Anthony Blanche, who is also to recur through the narrative, in that way novels have of introducing half a dozen characters who weave and bob throughout the text and the years to come.

Soliloquies

One aspect of Brideshead’s excess is the enormous great speeches its characters make. Half way through the first part the outrageously camp Anthony Blanche, turning heads wherever he goes with his loud, gay voice, takes Charles for dinner in Thame and talks at him non-stop for 8 pages. When Charles goes to stay with Sebastian at Brideshead during the long (i.e. summer) vacation, Sebastian is given to huge speeches of exposition, about the house and his family.

All this is in stark contrast with the tremendously clipped and abbreviated dialogue found in the previous novels. It makes you reflect that there is a relationship between brevity and wit (as Hamlet pointed out 400 years ago). A lot of the humour of the earlier novels derives from the clipped, snappy dialogue. The wittiness of dry understatement.

Whereas here the characters go on for page after page and this fact is closely related to the general lack of comedy. There is still the general self-regarding drollery of undergraduate humour – Anthony teasing the butch bully boys of the Bullingdon Club from the window of his rooms is very funny, and some of the repartee when Charles and Sebastian are drunk is funny. But by and large the story is darker and takes itself seriously in a way none of his previous books did.

Unhappy families

I never watched Brideshead when it was first broadcast. The clips of it I saw seemed painfully stereotyped, the same characters wearing the same clothes and drawling the same 1920s upper-class mannerisms as in a thousand Agatha Christie dramatisations. TV is all the same. I can’t bear its dull predictability, its glossy sameyness.

And I managed to skip it the last time I read all Waugh’s novels, going straight from Put Out More Flags to the start of the Sword of Honour trilogy. So this is the first time I’ve read Brideshead Revisited and I’m surprised by lots of things about it, but chiefly by how gloomy it is. I thought Sebastian came from this grand, successful, happy aristocratic family. I am very surprised to discover how broken, dysfunctional and miserable it is.

A decade earlier Lord Marchmain had gone off to fight in the Great War and met some French actress and never came back. Lady Marchmain now lives the life of the peripatetic rich, shuttling between the grandest hotels in Europe. In other words the grand house is not the seat of a happy, extended and sociable family but more like a shell which is only episodically inhabited.

The eldest son and heir, ‘Bridey’, as Sebastian calls him, with his ‘Aztec face’, is earnestly Catholic and has toyed with becoming a Jesuit priest, before reluctantly assuming the role of son and heir. Sebastian’s sister, Julia, is the spitting image of him, same intonation, same toss of the head, but harder and more cynical. And then there’s youngest sister, Cordelia, ‘a robust child of ten or eleven’ at a convent school.

With the result that Brideshead is very far from being the happy home and social hive I assumed it to be. It is a gloomy, empty, shuttered place, where the various family members briefly alight, unshutter a few rooms, have a few meals prepared by the discreet servants (led by Wilcox the butler), then disappear off again.

Sebastian’s strongest attachment is to his nanny, Nanny Hawkins. It’s that kind of family, where the son’s deepest attachment isn’t to his remote, absent parents, but to his plain (and rather stupid-sounding) nanny.

The impact of having a first-person singular narrative

A very important thing about the book is that it has a first-person narrator, the first Waugh novel to do so. In all the other stories the beady gaze of a third-person narrator encouraged the tough detachment which suits narratives about multiple characters, often seen from a distance, through crowds, briefly mentioned by other characters: the kaleidoscope affect of his social novels. Waugh’s earlier narratives skip and jump at will from one character or social scene to another with great speed and dexterity.

Adoption of a first person narrator, however, drastically alters that pace and feel, by forcing us into the mind of just the one person for a whopping 300 pages. With this shift, all other aspects of the novel become heavy and long. Instead of jaunty, snappy dialogue, we get these 8-page monologues. Instead of very precise and, more often than not, drolly clipped descriptions, we get Charles’s lugubrious, long-winded and precious reflections. Here he is describing how his long stay at Brideshead that first summer of his friendship with Sebastian, led him to study its interiors and design and changed his taste for good.

Since the days when, as a schoolboy, I used to bicycle round the neighbouring parishes, rubbing brasses and photographing fonts, I have nursed a love of architecture, but though in opinion I had made that easy leap, characteristic of my generation, from the puritanism of Ruskin to the puritanism of Roger Fry, my sentiments at heart were insular and mediaeval.

This was my conversion to the baroque. Here under that high and insolent dome, under those tricky ceilings; here, as I passed through those arches and broken pediments to the pillared shade beyond and sat, hour by hour, before the fountain, probing its shadows, tracing its lingering echoes, rejoicing in all its clustered feats of daring and invention, I felt a whole new system of nerves alive within me, as though the water that spurted and bubbled among its stones was indeed a life-giving spring.

1. Note the obsession with self, with one’s thoughts and impressions and tastes and so on, which is an inevitable part of having a first-person narrator. The third person narrator of Waugh’s earlier novels flitted about at will, often only settling on a scene for a page or less, leaving as soon as it got boring. With Charles we are stuck with page after page of the same thoughts and ideas, beautifully described, but increasingly monotonous.

2. Stylistic indulgence: that final sentence is 78 words long, and is an example of Waugh letting himself go, just one of many passages of stylistic self-indulgence. This kind of thing crops up in the earlier novels, for example in passages describing Hetton, country seat of Tony Last, but previously it was very disciplined, brief, trimmed back, before the narrative reverted to crisp dialogue, and used sparingly. Here, these kinds of indulgent descriptions go on for pages. Middle-aged spread.

Brief summary

Charles meets Sebastian i.e. Sebastian throws up through his window, is carried off unconscious. Next day he gets an invite to lunch with Sebastian by way of apology. Is introduced to Sebastian’s bear, Aloysius, an ironic affection of Sebastian’s. Charles is introduced to the flamboyantly camp Anthony Blanche. A week or so later Sebastian borrows another undergraduate’s car and they drive through the country to his family’s stately home, Brideshead House, which is empty and shuttered, except for Nanny Hawkins in her attic servant’s room.

The long vacation i.e. summer holiday: Charles returns to his father’s grim joyless house in London with its view ‘across the grimy gardens and irregular backs of Bayswater, at the jumble of soil pipes and fire-escapes and protuberant little conservatories’.

Then he gets a telegram from Sebastian saying he’s had an accident and needs looking after, so Charles joyfully packs a bag and catches a train to the country station nearest Brideshead. Here he is collected by Sebastian’s sister, Julia, and for the first time gets her measure, sees she is a female equivalent of Sebastian, only much tougher.

It turns out Sebastian fractured a tiny bone on his foot having a hissy fit during a croquet game. He is in a wheelchair. Julia happily hands over responsibility for caring for him to Charles and drives off. Charles and Sebastian spend an idyllic month sunbathing or exploring the architectural riches of the house. Charles, we discover, is an amateur artist and sketches the main fountain and other features and even starts decorating one of the rooms with painted panels.

This idyll is interrupted when Sebastian is invited by his father to his place in Venice. Venice. Yes, Venice. Home of artistic and social snobbery. ‘You simply must see the Tintorettos in the Church of Santa Maria del Popolo, they are so much more subtle and spiritual than his fresco in San Giorgio, don’t you think, dahling?’ And ‘We have been invited to the Corombona palace for a party; one simply must see the Corombona palace lit up for the ball, there’s nothing quite like it, is there dahling?’ All laid on with a trowel.

Charles is introduced to Lord Marchmain who is tall and Byronic and detached, carefully playing a part. And to his ‘mistress’, Cara, in the event, after all Charles’s nineteen-year-old fantasies, just a middle-aged woman like any other:

She was not a voluptuous Toulouse-Lautrec odalisque; she was not a ‘little bit of fluff’; she was a middle-aged, well-preserved, well-dressed, well-mannered woman such as I had seen in countless public places and occasionally met.

They go to the finest restaurants, eat the finest food, drink the finest wine, are invited to the finest parties, visit the finest churches and see the finest art because they are the finest people. It was about this point that I began to dislike the book and its characters and began to hope that bad things were in store for them, as there so often are in Waugh novels.

It’s almost as if Waugh himself shared this dislike which is crystallised when Cara very frankly tells young Charles that the Marchmain family hate each other, taking their lead from Lord Marchmain’s furious hatred of his wife:

‘He hates her; but you can have no conception how he hates her. You would think him so calm and English — the milord, rather blasé, all passion dead, wishing to be comfortable and not to be worried, following the sun, with me to look after that one thing that no man can do for himself. My friend, he is a volcano of hate. He cannot breathe the same air as she. He will not set foot in England because it is her home; he can scarcely be happy with Sebastian because he is her son. But Sebastian hates her too.’

Cara explains that all the roles for a man are filled in Sebastian’s family: his father is a Byronic hero-cum-Lothario, his elder brother a solid chap but also a closet religious fanatic. In a sense all there is left for Sebastian is to be the baby of the family, pretending to talk to his teddy bear.

Oh and Cara for the first time sounds the theme of concern that Sebastian might become a serious alcoholic; she’s seen the way he drinks, obsessively, compulsively.

Holiday in Venice over, Charles and Sebastian return to Oxford for the first term of their second year. (There were and still are three terms at the University of Oxford: Michaelmas – October to December; Hilary – January to March; Trinity – April to June. Note that each term lasts precisely 8 weeks and, since 3 times 8 makes 24, this means that if you attend Oxford University you actually spend less than half the year actually there. You can stay in college rooms or rented accommodation before or after the term dates, and there are social events a bit before and a bit after, but essentially an Oxford education takes up less than half of each of its calendar years.)

The find that Anthony Blanche has left the university (the correct terminology is ‘has gone down’). Sebastian drolly tells us: ‘Apparently he’s taken a flat in Munich – he has formed an attachment to a policeman there’. And it turns out Anthony was the centre of a circle of loud hedonists who, without him, break up into ‘a bare dozen lethargic, adolescent Englishmen’.

Charles had gone into debt in his first year and been forced to grovel to his distant father for money, something he determines to avoid in his second year, and so he lives more sensibly, buys sensible clothes, the kind you would wear for a country house party, takes his degree subject (History, like Waugh’s) fairly seriously, even attends a few lectures! He writes his two essays a week and signs up for an extra-curricular course in life drawing at the Ruskin School of Art (fancying himself, as mentioned above, as an artist). Sebastian, meanwhile, feels alone and alienated. They take to shunning their colleges and hanging out in low pubs in town.

One day Julia arrives en route back to London from a country house party, driven by a dashing 30-year-old Canadian Great War veteran named Rex Mottram. A few days later Rex invites them to a charity ball in London, along with Sebastian’s boyhood chum, Boy Mulcaster. They stay at the Marchmain family’s London house, which is inventively named Marchmain House.

The three of them get rat-arsed drunk and slip out of the charity party and off to a seedy nightclub-cum-brothel which Boy Mulcaster claims to know about. It is the Old Hundredth at 100 Sink Street, which some readers may remember is where Jock takes Tony Last to pick up a tart who they can pay to pretend to spend a dirty weekend in Brighton with him, in order to provide evidence for the divorce case, in A Handful of Dust.

Anyway, they get even more drunk at the club and pick up two ugly tarts, but Sebastian insists on driving back to Marchmain House (it only appears to be a few hundred yards away, down Shaftesbury Avenue to Piccadilly). Unfortunately, Sebastian manages to do half the distance on the wrong side of the road before pulling up right across the road to let one of the girls out. This is when the police arrest them.

They are astonished to be actually arrested and thrown into some cells, where Sebastian and Boy kick up a fuss but Charles, being the moderately sensible one, gets a message out to Rex Mottram. Rex thoroughly enjoys visiting them in the cells and playing the part of older, more responsible friend. He very smoothly chats up the police and the authorities, gets them released, handles their court appearance, provide lawyers, deals with the press, and then with their college authorities back at Oxford. Quite the adventure!

The last few chapters of Part One describe Sebastian’s decline into depressed alcoholism.

Part two: Brideshead deserted

The end of their undergraduate degrees. Sebastian disgraces himself for the third time (the first was getting arrested, the second appearing drunk in front of the whole family before dinner) when he’s found at 1am wandering drunk as a skunk round Christ Church’s main quadrangle.

He is ‘rusticated’ (i.e. expelled) for a term and only lobbying by Lady Marchmain and a friendly don she cultivates named Mr Samgress ensure that he will be allowed to return, but only if he goes and stays with the respectable Catholic, Monsignor Bell which, predictably, Sebastian refuses to do.

I began to realise the novel was going to be about the decline and fall of this lovely pretty boy whose decline into alcoholism would be a symbol of the sad degrading of undergraduate innocence.

In the interim i.e. while he is forbidden to attend the autumn term, it is decided that Sebastian will be taken under the wing of this affable and obsequious don, Mr Samgrass, who will take him on a tour of the sites and sights of the Levant i.e. Turkey.

For his part, Charles realises he’s come to dislike Oxford and asks his father if he can leave without a degree and enrol in art school. His cold and indifferent father is delighted at his leaving the city of dreaming spires but predictably poo-poohs his chances of a career in art: ‘Do what you want, son.’ So Charles goes to art school in Paris.

Worth pointing out that Charles never seems to me to be a believable artist. For a start he is snootily dismissive of all modern art, reassuring young Cordelia that modern art ‘is all bosh’ (p.147).

Back from Paris at Christmas, Charles is invited to Brideshead and so goes for the traditional family time. Mr Samgrass gives a dull lantern lecture about his and Sebastian’s trip around Anatolia but the only thing on everyone’s mind is Sebastian’s further decline into alcoholism. Sebastian now smuggles whiskey up into his room, is tipsy all afternoon and offensively drunk at dinner time. The drinks tray which used to be on the sideboard is removed at Lady Marchmain’s orders. The butler, Wilcox, needs Lady M’s approval before bringing Sebastian the champagne he orders.

When Lady Marchmain announces she is too tired to go to Chapel and Lord Brideshead announces he will be riding to hounds tomorrow, breaking in Julia’s new horse, I was suddenly overwhelmed by the colossal, thick-headed, philistine boredom of these people’s lives. None of them appear to do anything productive at all except eat and bitch about each other.

Sebastian is now an alcoholic. The family have cut off his bank account, so he’s resorted to pawning his watch and cigarette holder for money for booze. Charles visits Sebastian in his room and remonstrates with him, as he sits numbly by the blazing fire. But it’s the same old argument: Sebastian’s dislike of his family, his wish to be left alone, has hardened into this escape into alcohol. Their attempt to deprive him of drink has come to stand for their attempts to stifle every aspect of his life.

So Sebastian surprises the family by saying he’d like to go hunting tomorrow. Maybe the fresh air and exercise will do him good, his mother says, hopefully. But naively. Sebastian lets on to Charles that his plan is to break away from the hunt as soon as possible and spend the day drinking in a nice quiet pub. He asks Charles for some cash to buy drinks and Charles loyally gives him two pounds.

(He also shares the big secret of the so-called Grand Tour he did with Mr Samgress, namely that he did a bunk as soon as he could, bumping into Anthony Blanche of all people and staying with his and his ‘Jew boy’ [Sebastian’s words] boyfriend. Blanche negotiated a deal with Mr Samgress, that the latter would continue with his tour, sending letters back to Lady Marchmain assuring her all was well, while splitting the money for the trip with Sebastian and letting him go his way, until they were reunited to return to England for Christmas. Now Charles realises why Samgress looked so damn nervous throughout his lecture and every conversation about the trip: he was lying through his teeth.)

So next morning comes and Sebastian is up and joins the merry throng in the stables and sets off on horseback, but as the pack breaks up makes his way to a remote country hotel bar. From where he has to be collected, blind drunk. That evening the family barely make it through an embarrassed dinner.

Next morning Charles bluntly asks Sebastian if he still wants him to stay and Sebastian bluntly says no. So Charles packs his things and prepares to leave. He goes to say goodbye to his hostess, Lady Marchmain, who bluntly asks if he gave Sebastian the money he used to get smashed the day before. Charles immediately admits it. Lady Marchmain takes an unusually high-handed line and says she is astonished at such wickedness. They all thought he was their friend. What on earth possessed him to do something so wicked, etc? Charles reflects it was very like being expelled from school, and suddenly wonders what he’s doing there.

As the car drives him away from the house Charles is only too glad to wash his hands of the whole silly family. Good riddance. He’s had enough. He returns to Paris, to his nice little apartment overlooking the Seine, to art school. This was Christmas 1924 going into the new year of 1925.

Rex in Paris

Only the Marchmains haven’t finished with him. Next thing he knows Rex Mottram is knocking on the door of his Paris flat. Seems he persuaded the family to let him take Sebastian abroad, to Switzerland, to a doctor who runs a clinic for alcoholics (‘Dr Borethus at Zurich.’). But, stopping over in Paris, Rex made the mistake of going to a club where he won a fortune at cards, coming home late at night, cheerfully telling Sebastian. In the morning Sebastian was gone and so were Rex’s winnings, a cool £300.

It’s infuriating for Rex because, as he explains to Charles over dinner at ‘a little place Charles knows’, he is far advanced in his campaign to marry Lady Julia. With disarming and rather repellent candour Rex explains how he has wormed his way into London’s high society by becoming Lady Brenda Champion’s lover, hence golf with the Prime Minister, influential friends in the City and so on. But having conquered that world, he now needs to mate, to make a permanent connection, and obtain the classiest dame at the cheapest price (remember Rex is a Canadian and lives for The Deal [I wonder why Waugh didn’t make him the more obviously mercenary nationality of American]).

Rex and Julia

All of Part Two, chapter two is devoted to a long exposition of Rex’s efforts to woo Lady Julia, starting with her coming out parties as a debutante in the 1924 season, through his slow patient wooing, including reassuring the family and Lady Marchmain of his good intentions, while carrying on a similar campaign to win over Julia’s absent father, residing in Monte Carlo.

Things are well advanced, and Rex is even prepared to make the ultimate sacrifice and convert to Catholicism (though it means nothing whatsoever to him, to the comic dismay of his catechist, Father Mowbray). The church is booked, the bridesmaids have been chosen and the family are reviewing the guest list when Bridey walks into the living room at Brideshead and delivers a bombshell: Rex is already married, to a woman back in Canada in 1915.

Rex says he divorced her. Yes but in the Catholic faith you cannot divorce your partner, and you certainly can’t marry someone who has been married before. Rex doesn’t get this and thinks he can just throw money at the problem. In a rational world he would be able to, but these people are Catholics and so live their lives via a matrix of life-denying rules and obligations.

Julia insists she wants to marry Rex but it simply can’t be done in the Catholic faith, so they settle on a compromise, to marry in a hurry in an out of the way Protestant chapel with a handful of witnesses. It is exactly the opposite of the grand society wedding both of them wanted, it is a huge disappointment to their family, it is a scandal to all their Catholic friends, all the guests have to be disinvited, all the gifts have to be returned, it is a shamble all round, and gets Julia and Rex’s married life off to a miserable start from which it never recovers. Yay for Catholicism.

Lady Teresa a good and saintly woman and yet everything bad happens to her. She had to watch her handsome husband become an alcoholic and then an adulterer. She had to watch her beautiful son become another alcoholic. Now she has to watch her daughter apostasise from the Catholic faith in order to have a squalid little hole-in-the-corner wedding to Rex Mottram. Julia on her mother:

‘All through her life Mummy had all the sympathy of everyone except those she loved.’ (p.192)

The General Strike

Charles reads about it in the English newspapers in Paris. Very funny how all Rex’s grand plans were foiled by the family’s irrational beliefs.

Next episode is the General Strike of May 1926. Charles and other posh ex-pats genuinely fear that a revolution is breaking out and so he leaves his studies in Paris and returns hot foot to London – only to find everything absolutely as boring as usual, except his friends are now going to jazz clubs and getting drunker than ever.

He is inducted as a special constable and protects a convoy of milk churns, only once getting into a mild dust-up in the Commercial Road. He came from Paris with a colleague in the art world, a Belgian Futurist named Jean de Brissac la Motte. This chap was the only casualty of the General Strike that Charles heard about:

Jean, who joined another company, had a pot of ferns dropped on his head by an elderly widow in Camden Town and was in hospital for a week. (p.199)

Very much in the same spirit of absurdity with which he describes the comically inept conflict in Waugh in Abyssinia and Black Mischief.

Anthony Blanche again

But in fact this brief return to London is mostly notable for bumping into the egregious Anthony Blanche in a very sleazy Soho club. Anthony is, of course, full of gossip about Sebastian, to wit, Sebastian came to stay with him in Marseilles, stole and pawned his belongings to keep himself in booze, so Anthony took him away from Europe to Tangiers, where Sebastian appears to have fallen in with some rough trade from the Foreign Legion. Not looking too good for young Seb, is it?

Julia contacts Charles while he’s in London and asks her to come visit Mama in Marchmain House. There Charles learns Lady Marchmain is dying, the docs say she has a few weeks at most. When they arrive Lady M is sleeping so can’t see him, but while he’s there Julia asks, begs, Charles to go to North Africa and rescue Sebastian.

Charles in Casablanca

So Charles finds himself dragged back in. He flies to Casablanca, is briefed by the British Consul who finds ‘young Flyte’ a worry and none too popular with the Moors who are anti-booze. Charles is directed down a warren of dodgy alleyways and comes to a filthy house at the end of a dirty alleyway, to discover Sebastian’s partner or friend, the disreputable German there. The German tells him Sebastian’s in a hospital run by monks, so off Charles goes. At the hospital they tell him Sebastian’s made himself  so weak with drink that the slightest infection could carry him off. Sebastian is surprised to see Charles and Charles is distressed to see how poorly Sebastian has become, thin and lined.

He sorts out a deal between the family and a local British bank to supply Sebastian with a regular weekly stipend as long as he’s judged to live regularly, eat regularly and look after himself.

Back in London he discovers Lady Julia has died. In the Paris restaurant Rex had told him the Marchmain family had lived beyond their means ever since the war. Marchmain is hugely in debt. Now Charles learns the family are selling Marchmain House in London which will be turned into a block of flats. Bridey commissions him to paint it before it is demolished and these turn out to be the architectural paintings which launch Charles’s career as an artist.

Part three: A twitch upon the thread

Chapter one

‘I was glad when I found Celia was unfaithful,’ I said. ‘I felt it was all right for me to dislike her.’

I liked this part best. It seems the least immature and snobbish. It is ten years later. Charles has become a successful architectural painter, had umpteen exhibitions, published best-selling books of paintings of classic English stately homes and winsome cottages. Some six years earlier he married Celia, sister of Boy Mulcaster. Two years ago he discovered she had been unfaithful to him and it turned his heart to stone. He surprised everyone by setting off on a long tour through Mexico and Central America, painting and sketching ancient ruins being reclaimed by the jungle.

That’s all backstory. Part three opens with Charles having completed his South American odyssey and flown to New York to be reunited with his wife before boarding the liner to take them back to Blighty. Celia is bright and super-sociable, organising a farewell party then, as soon as they’re aboard, another party with a huge swan carved of ice in the ship’s main room which is soon packed to bursting with all their guests.

But reunion with Celia just proves to Charles he doesn’t give a damn about her, or the children he’s had with her. His heart is hard. He discovers Julia Mottram née Flyte, Sebastian’s sister is aboard. Realises he hasn’t seen her for ages. She’s invited to the party but doesn’t attend.

At the height of the party the ship begins to heave. Soon it is in the midst of a big Atlantic storm, bucking and rolling for days. Charles’s wife takes to her bed very sick and this gives Charles the opportunity to look up Julia. They walk round the ship in the storm, brave the dining room, talk for hours about their lives and hopes. She describes how her marriage to Rex Mottram became a sham as she slowly realised he was only part of a man, a big Ambition and nothing more. He managed to get her pregnant but the baby was stillborn which cemented their rift.

Julia tells him that since Lady Marchmain’s death and the sale of Marchmain House, her father refused to come back from his Continental dalliances and so she and Rex live in big old Brideshead, along with Bridey who has holed up in a room in the same tower as old Nanny Hawkins and become more and more reclusive. Nobody’s heard from Sebastian in years.

After some shilly-shallying, they try a walk along the ship’s rails but are thrown together by the ship’s roll, with the spray in their hair and suddenly the sun breaking through in glory, she whispers in his ear, yes, she will sleep with him, yes, and leads him below to her cabin where they commit adultery.

Adultery itself is a very boring subject as is the spurious air of tremendous importance it gives its practitioners, who think their little drama is the centre of the world – but I liked the setting of a luxury 1930s liner in a severe storm, that felt novel.

Chapter two

Charles arrives in England and almost immediately has an exhibition in a London gallery. His wife Celia a) knows nothing about the fact he’s fallen in love with Julia b) is his very capable manager; she organises his exhibitions, draws up the guest list, worries about reviewers and sales.

Charles is haughtily contemptuous of the whole circus as he had been of the huge party his wife organised on the ship. That is what makes this third part the most enjoyable, Charles’s withering contempt – for the critics, for the reviewers, for the cognoscenti, for his wife, for the minor royalty who pops in to shake hands, for the insincere snobs his wife has invited to luncheon, and finally, for his wife herself, who he still cordially despises as much as he did when he discovered her infidelity two years earlier.

By the way, Waugh captures the excruciating embarrassment of these kinds of occasions but he in no way at any point persuades us that Charles is an artist. Author and character’s failure to mention any art movements of the day or any living artist convinces the reader that Charles a literary man’s idea of an artist i.e. an observer of people and psychologies and characters and whatnot i.e. a novelist and not an artist at all. The artists I know are obsessed with how things look and light and angles and composition.

At the end of the opening day of his exhibition Charles cries off going down to their country seat (the Old Rectory) or seeing his small children, in preference for going with Julia to Brideshead. At that moment, Celia realises he is leaving her, is in love with Julia.

And he really is in love with her, the night of passion on the transatlantic liner really opened a door into a new world of wonderful love. He waits excitedly at Paddington till she arrives and they hop on the train, enjoying dinner in the dining car. Then a car collects them at the station and drives them to grand old  Brideshead where Rex, older and thicker and coarser, is entertaining a gang of his friends in politics and finance, all roaring and shouting over each other. They are discussing the Spanish Civil War which broke out in July 1936 and the British Abdication Crisis of November to December 1936.

Chapter three

It is two years later, 1938, and Charles has moved into Brideshead and is an accepted fixture there. Rex mostly stays up in London, Bridey drops in at mysterious intervals, Charles only sees his wife and children at Christmas of which there have been two since he and Julia became lovers.

At the end of another pleasant day spent trying to paint Julia, Bridey drops by for dinner and drops a bombshell. He is getting married, he will resume his ownership of Brideshead, Rex and Julia will have to move back to London to be nearer Rex’s constituency (he is an MP), Charles also will have to move out.

Bridey makes the insensitive remark that his bride-to-be is devoutly Catholic and so won’t allow a woman in sin to inhabit the same building. That would be Julia, living in sin with Charles. Julia bursts into tears and runs out onto the terrace where Charles goes to comfort her, which leads into a great long incoherent speech about Catholicism and sin she delivers, written in a completely different style from anything else in the book, and which is, apparently, a highpoint of the novel for many people. It’s her own acknowledgment of the Catholic faith and theology she has spent her entire lifetime running away from.

Chapter four

The details of the divorces. Charles divorces Celia. She retains the Old Rectory and the children. Rex asks Charles to ask Julia not to divorce him, hasn’t he been reasonable, he hasn’t minded his wife having an affair, he’s had a few of his own, but a divorce is different, bad for the reputation, old boy.  But she persists. Lawyers, depositions, witness statements, accountants, settlements, properties.

Cordelia turns up. When Charles last saw her she was a religiose 15-year-old heavily influenced by the nuns of her convent education. 14 years later we learn that she packed all that religious stuff in and went off to serve in a hospital throughout the Spanish war. Charles is shocked to see she is so plain as to be ugly, blunt, to the point, efficient.

She tells a long story about how she heard Sebastian was in Tunis and went to see him. He really is an impoverished wreck of a man now. He had taken his German, Kurt, to Greece where he began to get better. But then got in a fight and thrown in prison which is where the Nazi authorities heard about him and had him repatriated back to Germany. Sebastian travelled to Germany to find him and took ages to track him down only to find he had become a propaganda-spewing Nazi. He refused to recognise Sebastian, but the latter’s doggedness eventually broke him down and, finally, the pair planned to escape back to Africa, but the authorities realised Kurt was about to defect so threw him into concentration camp. It was a long time before Sebastian learned he hanged himself there, and made his way back to North Africa.

When Cordelia arrived he was in absolute poverty and pestering a fellowship of monks to be sent to Central Africa as a missionary. Cordelia discovers that everyone who meets this ravaged shambles of a man is moved by him and convinced of his beatitude. He’ll become a poor servant of the brothers. Everyone thinks he is very close to God. Charles can’t see it. Cordelia patronise him. It’s because he’s not a Catholic. Catholics are special people. They know God. Sometimes it takes great suffering, oh me, oh my, tremendous suffering. But then one comes out of it with a greater sense of one’s faith. Doesn’t one?

Catholicism, in this guise, seems to be a way of proclaiming how special one is. Since all these characters are already frightfully special because they come from a special family and went to special schools and have special feelings, being Catholic on top is like being special squared, cubed, special to the nth degree. It’s an accusation often made against Waugh that his Catholicism was just another form of snobbery, only instead of being in with the aristocracy it meant being in with God. The ultimate club.

Of course one doesn’t like to brag or get above one’s station but one is just quietly confident that one knows a bit more about God and life and morality and the purpose of the universe than non-believers possibly can. Poor mites.

Chapter five

Bridey and his new wife were just about to take possession of Brideshead when, to everyone’s surprise, in view of the deteriorating international situation, Lord Marchmain announces he is returning to occupy his ancestral seat. Great fussing among the servants and tenants but it is a cold blustery day when the car draws up and Lord Marchmain emerges a tied, weak old man, who needs help getting out of the car and can only stand with a stick.

Charles and Julia remain with Cordelia, as Lord Marchmain has himself installed on the ground floor, in the old ‘Chinese room’. He wants them to be around him at all times, he is scared of being alone, he knows he is dying.

He candidly announces he has taken violently against Bridey’s new wife, a middle-aged divorcee named Beryl Muspratt, bourgeois wife of the deceased Admiral Muspratt. Over and over Marchmain reverts to the subject of the ghastly Beryl and tells the others he will not let her occupy the same rooms and role as his beloved wife and his mother before her. She is coarse and vulgar. Why, he’d rather gift the house to Julia and Julia, later, tells Charles she would love to inherit it, own it, and run it. And this opens up for Charles the possibility of becoming the man, the effective owner of Brideshead House!

But Lord Marchmain declines very fast and on the couple of times the lawyers are called to amend his will to let Julia inherit, he’s too ill to see them. He says he has plenty of time and, surprisingly, he has, lingering on into midsummer.

This gives him long enough to be given pages of rambling speech, mixing up the Chinese figures on the painted walls of his bedroom with a sentimentalised vision of Brideshead’s history, the old medieval castle, Agincourt, Nelson, Waterloo etc.

And for Marchmain to become the centre of a bitter tussle among his children and Charles. As Marchmain goes downhill and, eventually, can’t breathe without an oxygen cylinder, Bridey insists he is given the last rights by a local priest. Charles takes the agnostic view that the shock might kill him and recruits his doctor to back him up. Julia is in the middle and the theological argument gets mixed up in the psychology of their relationship.

In a nutshell, right at the very end, the local Irish-Scottish priest is a model of gentleness and restraint and it is Julia who breaks the deadlock by taking the responsibility for taking him into her father’s room. The priest says the last rites over Lord Marchmain’s unmoving body, they all kneel, even Charles who finds himself praying that Marchmain will make a sign and signal that he hears the priest, that he repents his sins, that he lets God into his life.

And there, at the book’s climactic moment, after the priest has finished anointing him, the half paralysed old man does feebly make a sign of the cross. He accepted the grace of God. They are all very moved.

Later that evening he dies. Julia meets Charles at the corner of the stairs and tells him she cannot marry him. He’s seen this coming for months, the rebirth of her Catholic faith. Now she says she cannot set up him as a worldly good in rivalry to God. She must forsake him in order to devote herself to God. She is condemning them both to lonely lives of regret and unhappiness but, hey, that’s what her religion is all about.

Epilogue

Back to the present and Charles is given a tour of the building by the Quartering Officer. He informs Charles that the place belonged to a Lady Julia Marchmain but she vacated it some time ago when the army requisitioned it. She is overseas, working as a nurse with the army (in Palestine, with Cordelia, it turns out).

The point if the tour is to show how the hooligans of the army have treated the house, damaging everywhere, boarding over panelling and paintings, pulling down trees to build an access road, driving three ton lorries into the balustrade, chucking fag ends into the dried up fountain. Yes the place has been trashed and vulgarised. In Charles’s eyes this all represents The Age of Hooper, his sordid, useless, layabout adjutant.

He bumps into a servant he knows who’s taking tea to Nanny Hawkins, the only original member of the crew in the place, and he sits and listens to her for half an hour talking of all the changes. But right at the end, despite the squalor, the emptiness and the echo of past tragedies and unhappinesses, Charles becomes convinced it all has been for something, because despite the house’s decline and fall a small red flame of faith was rekindled, in Julia’s breast and in his own heart. Out of ashes has come God’s grace.

Summary

Although its many flaws are obvious (the over-writing, the sentimentality, the snobbery and elitism, and then the peculiar heartlessness and cynicism) in the end I liked it. It feels significantly more… more serious than the comedies of the 1930s. And although his account of people screwing up their lives in the name of Catholicism reminds me all too much of Catholics I’ve known in real life whose religion made them deeply unhappy…on a fictional level, I was won over by the idea that Waugh’s aim was less a sentimental nostalgia for the heady days of his 20s, but a more hard-headed intention to show the playing out of the Holy Spirit among a cast of characters, centred on an old Catholic family.

I didn’t burst into tears when old Lord Marchmain made the sign of the cross but I can understand people who might. I mean I enjoyed the plan, the composition of the thing, its design: in which old Marchmain finally repents for his sins and returns to the church after a quarter century of scorn, how it plays out in the strange haunted holy figure of the beggar-before-God Sebastian; how it plays out in the different characters of Julia and Cordelia who both become nurses and servers. And how it appears to revive his schoolboy faith in Charles himself. Brideshead Revisited is a long book. A lot happens. It has many vividly imagined scenes. it feels much deeper and richer than anything he’d written before. I can see myself becoming a little hooked by it…


Unashamed nostalgia

The old ways are best:

We shared what had once been a dressing-room and had been changed to a bathroom twenty years back by the substitution for the bed of a deep, copper, mahogany-framed bath, that was filled by pulling a brass lever heavy as a piece of marine engineering; the rest of the room remained unchanged; a coal fire always burned there in winter. I often think of that bathroom–the water-colours dimmed by steam and the huge towel warming on the back of the chintz armchair–and contrast it with the uniform, clinical little chambers, glittering with chromium plate and looking-glass, which pass for luxury in the modern world.

Julia on Rex Mottram as a type of the ghastly modern world:

‘He wasn’t a complete human being at all. He was a tiny bit of one, unnaturally developed; something in a bottle, an organ kept alive in a laboratory. I thought he was a sort of primitive savage, but he was something absolutely modern and up-to-date that only this ghastly age could produce.’

Silly billy modern world.

Gorging

Waugh freely admits in the 1959 preface that some of the descriptions were written by a man half starved by four years of severe rationing and fantasising about mouth-watering pre-war dinners. Here’s Charles impressing Rex Mottram at a restaurant in Paris:

I remember the dinner well — soup of oseille, a sole quite simply cooked in a white wine sauce, a caneton à la presse, a lemon soufflé. At the last minute, fearing that the whole thing was too simple for Rex, I added caviare aux blinis. And for wine I let him give me a bottle of 1906 Montrachet, then at its prime, and, with the duck, a Clos de Bère of 1904. (p.166)

And wine:

I rejoiced in the Burgundy. How can I describe it? The Pathetic Fallacy resounds in all our praise of wine. For centuries every language has been strained to define its beauty, and has produced only wild conceits or the stock epithets of the trade. This Burgundy seemed to me, then, serene and triumphant, a reminder that the world was an older and better place than Rex knew, that mankind in its long passion had learned another wisdom than his. By chance I met this same wine again, lunching with my wine merchant in St. James’s Street, in the first autumn of the war; it had softened and faded in the intervening years, but it still spoke in the pure, authentic accent of its prime and, that day, as at Paillard’s with Rex Mottram years before, it whispered faintly, but in the same lapidary phrase, the same words of hope.

The British Empire

Lady Julia on Sebastian:

‘Well, I’m fond of him too, in a way, I suppose, only I wish he’d behave like anybody else. I’ve grown up with one family skeleton, you know–Papa. Not to be talked of before the servants, not to be talked of before us when we were children. If Mummy is going to start making a skeleton out of Sebastian, it’s too much. If he wants to be always tight, why doesn’t he go to Kenya or somewhere where it doesn’t matter?’

Satirical in tone but an enduring reminder that John Bright’s famous remark that the British Empire amounted to ‘a vast system of outdoor relief for the upper classes’ was, in fact, true. Failed in London, try in Kenya.


Credit

Brideshead Revisited by Evelyn Waugh was published by Chapman and Hall in 1945. All references are to the 1984 Penguin paperback edition.

Related link

Evelyn Waugh reviews

Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan by Michael Ignatieff (2003)

Nobody likes empires but there are some problems for which there are only imperial solutions.
(Empire Lite, page 11)

Nations sometimes fail, and when they do only outside help – imperial help – can get them back on their feet. (p.106)

A bit of biography

In the 1990s Ignatieff managed to combine being a tenured academic, a journalist making extensive foreign trips, and a TV presenter. Without planning it, Ignatieff fell into a rhythm of publishing every 2 or 3 years short books chronicling the unfolding of the failed states he visited, and the chaos which engulfed some countries after the end of the Cold War.

These short but engaging studies build up into a series of snapshots of the new world disorder unfolding through the 1990s and into the post 9/11 era, mixed with profound meditations on the morality of international affairs and of humanitarian intervention:

  • Blood and Belonging: Journeys Into the New Nationalism (1994)
  • Warrior’s Honour: Ethnic War and the Modern Conscience (1997)
  • Virtual War: Kosovo and Beyond (2000)
  • Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan (2003)
  • The Lesser Evil: Political Ethics in an Age of Terror (2004)
  • The Ordinary Virtues: Moral Order in a Divided World (2017)

Ignatieff’s disappearance from British TV and radio around 2000 is explained by the fact that he moved from London to America to take up a post at Harvard. The gap in the sequence of books listed above is explained by the fact that in 2005 he was persuaded to stand as an MP in the Canadian parliament, that in 2006 was made deputy leader of the Canadian Liberal Party and in 2009 became Liberal Party leader. Under his leadership the Liberals lost badly in the election of 2011 and Ignatieff quit as party leader. He went back to teaching at university, in between-times undertaking extended trips to eight non-Western nations which form the basis of his most recent book, The Ordinary Virtues published in 2017.

Empire Lite: Introduction

Three of the four chapters in this book started out as magazine articles published in 2002, so very soon after the seismic shock of 9/11. The premise of the book as a whole is that America is an empire which refuses to acknowledge the fact.

The Americans have had an empire since Teddy Roosevelt, yet persist in believing they do not. (p.1)

But America is not like any previous empire, it doesn’t have direct control of colonies, it is an ’empire lite’, which Ignatieff defines as:

hegemony without colonies, a global sphere of influence without the burden of direct administration and the risk of daily policing. (p.2)

Nonetheless, America is the only global superpower, spends a fortune on an awesome array of military weapons and resources, and uses these ‘to permanently order the world of states and markets according to its national interests’ (p.2) which is what he considers to be imperial activities.

In this book Ignatieff sets out to look at the power, reach and, in particular, the limits of America’s informal empire by looking at three locations he knows well and has covered in previous books, Bosnia and Kosovo in former Yugoslavia, and Afghanistan. In his previous books he has covered states which were collapsing into anarchy and attempts to bring peace to them. Now he is moving on. This book:

deals with the imperial struggle to impose order once intervention has taken place. (p.vii)

It focuses on the problem that, although many states in the modern world have failed or are failing and although some kind of humanitarian intervention is emphatically called for, yet intervention is dogged with problems. Two of the biggest are:

  • the practical limitations of what can be achieved
  • the tension between what the intervening power (almost always America) wants to achieve, and the wishes of the local population

After 9/11

The chapters of this book were written during the 18 months following the 9/11 terrorist attacks on America, after George Bush had declared a ‘War on Terror’ in a speech 2 weeks later (20 September 2001), and just as America was limbering up to invade Iraq and overthrow Saddam Hussein on the controversial pretext of confiscating his weapons of mass destruction. The book was completed and sent to the publishers in January 2003 and the invasion of Iraq began on 20 March 2003.

In other words it was conceived and written in a very different climate of opinion than his pre-9/11 works and 9/11 dominates its thinking. Ignatieff says ‘the barbarians’ have attacked the imperial capital and now they are being punished.

And yet he warns that the ‘War on Terror’ may turn into a campaign without end. He quotes Edward Gibbon who, in his history of the Decline and Fall of the Roman Empire, attributes the fall of Rome to what is nowadays called ‘imperial overstretch’, to the effort of trying to extend imperial control to regions beyond the empire’s natural borders. The Americans cannot control outcomes everywhere. This book sets out to examine the ragged edges where American hegemony reaches its limits.

Ignatieff says the terrorists who attacked on 9/11 co-opted grievances and the rhetoric of Islam into an unabashed act of violence. Violence first, cause later. What is worrying is the huge wave of support they garnered in parts of the Islamic world which feels it has been oppressed and humiliated for generations. It’s not just the obvious example of the Palestinians, oppressed by America’s client state Israel (Ignatieff mentions the pitiful inadequacy of the 1990 ‘peace treaty’ which set up the Palestinian Authority) but of dissident voices all across the Arab world.

9/11 highlighted the limitations of American influence in Islamic states. America has poured billions of dollars into Saudi Arabia and Pakistan and yet Osama bin Laden was a Saudi citizen and the Pakistanis founded, trained and supervised the Taliban which was giving Al Qaeda hospitality at the time of the attacks. And, as we have seen just a month ago (August 2021), the Taliban were to prove impossible to extirpate and have just retaken Afghanistan after 20 years of supposed ‘nation building’. So:

America may have unrivalled power but it has not been able to build stability wherever it wants on its own terms. (p.10)

Problems of empire

Ignatieff bubbles over with ideas and insights, too many to summarise. I was struck by his notion that the central problem of empires is deciding which of the many demands made on them that the imperial authorities should respond to. This is a fascinating insight to apply to the history of the British Empire, which never had enough resources to properly deal with the endless flare-ups and problems in the numerous countries it claimed to manage. Eventually it became too expensive and too complicated for a country brought to its knees by two world wars, and we just walked away. The mystery is how we managed to hang on for so long.

And now the Americans face the same problem. Ignatieff interprets the crisis in Afghanistan as a result of the way the Americans spent ten years lavishly funding and supporting the anti-Soviet resistance (in reality, a congeries of regional tribal groupings to which we gave the blanket name ‘the mujihadeen’). Then, when the Soviets withdrew in 1989, so did the Americans; walking away and letting the highly-armed tribal groups collapse into prolonged civil war, out of which emerged the extremist Taliban who were to give shelter and succour to al-Qaeda ten years later.

Another way of putting this is that America hoped, with the end of the Cold War, to benefit from a ‘peace dividend’: to reduce its armed forces, to withdraw from various strategic parts of the world, job done. On the contrary, as Ignatieff’s previous books have shown, imperial withdrawal from countries around the world did not lead to an outburst of peace, love and understanding but to the complete or partial collapse of many states and the emergence of new kinds of conflict, of ethnic wars, ‘ragged wars’, chaotic wars, and widespread destabilisation.

In these zones of chaos (Afghanistan, Iraq, Sudan, Somalia) the enemies of the West, and of America in particular, have flourished and now, in 2002, as Ignatieff was writing these pieces, American rulers had to make some very difficult decisions about where to intervene and how much to intervene, and for how long.

Chapter 1. The Bridge Builder

The bridge in question is the bridge over the River Neretva in the centre of the town of Mostar in southern Bosnia. The town actually takes its name from the bridge, which is called the Stari Most (Old Bridge) in Serbo-Croat, and from the bridge-keepers, known as mostari, who guarded it.

The Stari Most was built by the Ottomans in the 16th century, was one of Bosnia and Herzegovina’s most visited landmarks, and was considered an exemplary piece of Islamic architecture. It was erected in 1566 on the orders of Sultan Suleiman the Magnificent and designed by the Ottoman architect Mimar Hayruddin.

During the Yugoslav civil wars Mostar suffered two distinct conflicts: after Bosnia-Herzogovina declared independence in April 1992 the (mostly Serb) Yugoslav Army went in to try and crush its independence. They were opposed by an army quickly assembled from both the Croat and Bosnian Muslim (or Bosniak) population (which both made up about a third of the city’s population). In June 1992 the Croat-Bosniak forces successfully attacked the besieging Yugoslav Army and forced them to withdraw from Mostar. Lots of shelling and shooting resulted in the town’s historic buildings getting badly knocked about, but not the bridge.

The bridge was destroyed as part of the second conflict, for after jointly seeing off the Serbs, tension then grew between the former allies, the Croats and Bosniaks. In October Croats declared the independence of a small enclave which they called ‘the Croatian Republic of Herzeg-Bosnia’, supported by the government of neighbouring Croatia and this triggered the Croat–Bosniak War which lasted from 18 October 1992 to 23 February 1994.

The Old Bridge was destroyed by Croatian forces on November 9, 1993 during a stand-off between opposing forces on each side of the river. It’s said that more than 60 shells hit the bridge before it collapsed. The collapse of the bridge consolidated the complete ethnic division of the city into Croat west bank and Muslim east bank.

What’s amazing is the enmity that lingered on after the ‘end’ of this small war. The town actually had six bridges and some of the others survived but adult men were forbidden from crossing over to the ‘enemy’ side. Ignatieff tells the story of a Muslim lad who drove over one of the surviving bridges to visit a Croatian girl he’d known before the division. On the way back he was shot in the back of the head by the Croat checkpoint guards and his car slowed to a halt half way across the bridge as he died (p.33). To understand the Yugoslav catastrophe you have to get inside the minds of the soldiers who did that.

While UN peacekeepers eventually moved in to supervise the fragile peace, the European Union considered how to repair the devastated infrastructure all across the former Yugoslav states. Ignatieff meets the man charged with rebuilding the famous Mostar bridge, a French architect named Gille Pequeux. Ignatieff spends time with him, learning how the Frenchman is doggedly studying whatever architects’ plans still survive from the original bridge, analysing the ancient techniques the Ottomans used to cut the stone and carve runnels along the inward-facing sides of it, which were then filled with molten lead to tie them together. In every way Pequeux is trying to make the reconstruction as authentic as possible.

Ignatieff drolly points out that the president of Turkey offered to fund the rebuilding the bridge as a symbol of Turkey’s long-term presence/contribution/imperial occupation of this part of Europe. The EU politely turned down the offer and insisted it was done by one of their own. So it is drily ironic that the much-lauded rebirth of this ‘symbol of multiculturalism’ entailed a diplomatic rebuff of an actual gesture of multiculturalism (p.36).

But rebuilding bridges and houses and hospitals and mosques is easy. Reconciling the people who live and work in them is much harder. Ignatieff is blunt. The EU and America have spent over $6 billion ‘reconstructing’ Bosnia but it is still ruled by the crooks who rose to power during the wars and a big part of the aid money, like aid money everywhere, is routinely creamed off by corrupt leaders and gangsters.

Now the leaders of the rival communities never meet and rarely talk. They only get together for the photo opportunities required to make a show of unity for the press and EU officials to ensure the all-important foreign aid cash keeps flowing. As soon as the lights are turned off they turn away from each other.

For our part, the West is disillusioned. Real reconciliation has not taken place. Corruption is endemic. Some of the refugees have returned to their homes but for many, ethnic cleansing achieved its goals. They will never return. And many of the locals still hate each other.

And so Ignatieff points out that rebuilding the bridge is as important for the morale of the interventionist West as for the locals. We need it to prop up our delusions that opposite sides in a civil war can be reconciled. That our costly interventions are worthwhile.

This lovely essay rises to a poetic peroration:

The Western need for noble victims and happy endings suggests that we are more interested in ourselves than we are in the places, like Bosnia, that we take up as causes. This may be the imperial kernel at the heart of the humanitarian enterprise. For what is empire but the desire to imprint our values, civilisation and achievements on the souls, bodies and institutions of another people? Imperialism is a narcissistic enterprise, and narcissism is doomed to disillusion. Whatever other people want to be, they do not want to be forced to be us. It is an imperial mistake to suppose that we can change their hearts and minds. It is their memory, their trauma, not ours, and our intervention is not therapy. We can help them to rebuild the bridge. Whether they actually use it to heal their city is up to them. (p.43)

Beautiful rhythm to it, isn’t there? Lovely cadences. The flow of the prose beautifully embodies the flow of the thought, which is both clear and logical but also emotive and compelling. Ignatieff writes like this everywhere: he is lucid and logical, but also stylish and evocative. He’s the complete package.

Chapter 2. The Humanitarian as Imperialist

This essay opens in 2000 with Ignatieff attending a press photo shoot given by the UN representative in Kosovo, Bernard Kouchner, and a Spanish general, who have persuaded two local Kosovar politicians, one of them a former commander of the Kosovo Liberation Army nicknamed ‘the snake’, to accompany them to the site of an atrocity. In the night someone laid a landmine. This morning a van driving between two Serb villages ran over it, it detonated, killing two outright and blowing the legs off the one survivor. The two Kosovar politicians say the required words about the need to change hearts and minds. Kouchner delivers his patter. The photographers snap, the new crews record, then it is over and everyone jumps into their cars and speeds off.

Ignatieff accompanies Kouchner to a Serbian monastery. Father Sava, the head of the monastery, has been chosen as a ‘moderate’ leader of the minority Serbian community left in Kosovo when the war ended in 1999. Attacks on Serbs are continuing on a daily basis. Kouchner and the Spanish general assure Father Sava that they are doing everything they can to protect his community. It doesn’t much matter since the simmering Serb community doesn’t believe either Sava or the UN. Not when members of their families are getting blown up or shot every day.

The international community is having to rebuild Kosovo from the ground up, rebuilding its entire infrastructure, economy, everything, making it ‘the most ambitious project the UN has ever undertaken’ (p.51).

Once again Ignatieff repeats that the West wants ‘noble victims’ and doesn’t know how to cope when the victims (the Kosovo Albanians) turn on their former oppressors (the Serbs).

Bernard Kouchner

All this is by way of introduction to a long profile of Bernard Kouchner. Being Ignatieff, he sees Kouchner not so much as a person but as a walking embodiment of an idea, in this case the way the entire doctrine of ‘humanitarian intervention’ has changed and evolved over the past thirty years.

Ignatieff says Kouchner came of age during the heady revolutionary days of Paris 1968. In a change-the-world spirit he volunteered to go serve as a doctor with the Red Cross in Biafra. However, he drastically disagreed with the Red Cross ideology of neutrality, non-intervention and non-reporting, removed his Red Cross armband and was among the founder members of the French organisation Médecins Sans Frontières or Doctors Without Borders. These guys are more prepared to call out the aggressors and killers in the war zones where they operate. Ignatieff considers the pros and cons of the two positions, the Red Cross’s studied neutrality, Médecins’ political engagement.

Ignatieff claims Kouchner also pioneered the involvement of the media in humanitarian aid, realising that people need to be shocked out of their complacency by images of horror and starving children on their TVs. He has been involved in various publicity stunts which drew down a world of mockery from liberal commentators but do, in fact, help to publicise his causes.

It is Kouchner, more than anyone else, who created the modern European relationship between civic compassion, humanitarian action and the media. (p.61)

Kouchner parted from Médecins when the latter won the Nobel Prize in 1999. This is because Kouchner had moved on from thinking aid organisations should speak out about evil, murder, massacre, human-engineered famine and so on, and had progressed to a more assertive position – that humanitarian organisations needed to get involved in political attempts to combat evil.

Aid organisations talk about ‘civil society’ and the ‘humanitarian space’ but Ignatieff says Kouchner thought this was an illusion. Aid agencies are supported and enabled by nation states. More than that, some crises aren’t humanitarian crises at all, they are crimes. Thus Saddam Hussein attacking his Kurdish population, trying to exterminate it and driving it up into the mountains to starve to death wasn’t a ‘humanitarian crisis’, it was a crime against humanity. Situations like this don’t call for the discreet, neutral aid providing of the Red Cross; they must be opposed by force.

This led Kouchner to become deeply involved in French and then UN politics. In 1988 he became Secrétaire d’état for Humanitarian Action in 1988 in the Michel Rocard cabinet, then Minister of Health during Mitterrand’s presidency. He served in the European Parliament 1994 to 1997, chairing the Committee on Development and Cooperation. He became French Minister of Health 1997 to 1999 in Lionel Jospin’s government, and then served as Minister of Health for a third time, 2001 to 2002.

Ignatieff says Kouchner’s positions, then, aren’t just interesting conversation pieces, but have directly influenced French government action. Thus his position influenced the French decision to back the UN resolution to send a peace-keeping force into Bosnia, part of which was meant to protect Sarajevo and Srebrenica. This failed miserably, with the Serbs bombing Sarajevo for years, and rounding up and exterminating 8,000 Muslim boys and men in Srebrenica under the noses of the 300-strong UN peacekeeping force.

The logic of this sequence of events is that only force can work against evil aggressors, and it was this thinking which finally led the Americans to intervene, when they ordered air strikes against Serbian positions in defence of a Croat advance; and then onto the sustained bombing of Belgrade from March to June 1999 to persuade the government of Slobodan Milošević to stop the massacring of Albanian Kosovars.

So the appointment of Kouchner as UN Representative to Kosovo in 1999 was full of historical ironies and meanings. This was the man who had led humanitarian intervention away from the studied neutrality of the 1960s, through active calling-out of the bad guys, towards evermore aggressive intervention against the wrongdoers. So it is the evolution of Kouchner’s theoretical positions which interests Ignatieff.

In this chapter he reiterates what are, by now, becoming familiar points. One is that modern-day ‘humanitarian’ intervention is ‘imperial’ in a number of ways. First and foremost, imperialism means powerful states compelling populations in weaker ones to behave how the powerful ones want them to. But all this talk about reconciliation is far from disinterested altruism: the European nations want to sort out the Balkan issue and impose peace and reconciliation so as to remove a source of political instability which could (in an admittedly remote scenario) draw in either Russia or Turkey. More immediately, restoring some kind of peace is designed to cut off the influx of the Balkans’ most successful exports to Europe, which Ignatieff drily lists as organised crime, drugs and sex slaves (p.60).

Secondly, as in his concluding essay about Bosnia and Afghanistan and in The Warrior’s Honour, Ignatieff is very, very sceptical about the chances of anything like genuine reconciliation. The same ethnic groups are now at daggers’ drawn and will do everything they can to harm or kill members of the opposing groups. He claims that Kouchner was taken aback by the ferocity of the tribal hatred he encountered when he first arrived (p.63), and depicts Kouchner, when he’s not performing for the cameras, as an exhausted and disillusioned man.

As in the essay on Mostar, Ignatieff asks why the victims should be obliged to conform to the Western stereotype of the noble-minded victim? In reality, the second they had the chance, the ‘victims’ have turned the tables and are carrying out a campaign of revenge killings and terrorist atrocities against the Serbs still stuck in north Kosovo who haven’t been able to flee to the safety of Serbia, every bit as brutal as the violence which eventually prompted NATO to start bombing Belgrade.

Ignatieff sees Kouchner as an imperial viceroy who has been parachuted in to try and rebuild the country and prepare it for ‘autonomy’. He calls Kouchner’s power a ‘protectorate’ with a pretence of local autonomy but where rule actually stops with the imperial viceroy, as in the Raj, as in the British and French mandates in the Middle East between the wars. If that was ‘imperialism’, surely this is, too.

Once again, Ignatieff makes the point that maybe what Kosovo needs is not a moderately independent-minded Kouchner, but an utterly independent-minded General MacArthur, the American general who was given a free hand to rule Japan as he saw fit for six whole years after the Second World War. Maybe what the Balkans need is not less imperialism, but a more naked, out-and-out, assertive imperialism. Do this, or else.

(In the event Kosovo declared independence from Serbia on 17 February 2008. As of 4 September 2020, 112 UN states recognised its independence, with the notable exceptions of Russia and China.)

Chapter 3. Nation-building Lite

Max Weber said a state is an institution which exerts a monopoly of the legitimate use of violence over a given territory. Generally, this monopoly is channeled via the institutions of a professional police service and an army. In a Western nation the police are subject to elected politicians and their work feeds into an independent judiciary, while the army is trained and led by professionals.

In a failed state, weapons are everywhere and the use of violence is widely dispersed. Usually, after a period of anarchy, warlords emerge who control the application of violence, at least in their territories, but often only up to a point, and sometimes cannot control permanently embedded, low-level street violence.

The essence of nation-building is to get weapons out of circulation – out of the hands of warlords, paramilitaries, criminal gangs and punks on the street – and restore that monopoly of violence which is one definition of a functioning state; and in so doing to create a space in which non-violent politics – negotiation, discussion and compromise – can be encouraged. It may still be a violent and corrupt state but it is, at least, a starting point.

Ignatieff pointed out in The Warrior’s Honour that, in quite a few failed states round the world, this is now harder to do than ever before, because modern weapons are so cheap and easily available. Some societies have become so soaked in guns that it’s hard to see a way back to unarmed civility.

Afghanistan

And so on to the specific country in question, Afghanistan. Ignatieff recapitulates the modern history of Afghanistan, the Soviet invasion of 1979, the West’s backing of the mujahideen who, once the Soviets left and the West walked away in the early 1990s, degenerated into a civil war of regional warlords. But Ignatieff’s interest in the story is, as always, in the principles and theory behind it.

Reconstruction

He repeats one of his central ideas which is that nation-building takes a long, long time, and then gives a striking example. America’s own nation-building, starting with the Reconstruction Period after the civil war, arguably took an entire century, right up until the civil rights legislation of 1964 finally abolished discrimination against Afro-Americans (p.85).

Reconstruction in Germany and Japan took about a decade, but in both countries the nation-builders were starting off with states with well-defined borders, established (albeit corrupted) institutions, and ethnic homogeneity. The populations of both countries wanted to be reconstructed.

Don’t say when you’ll leave

Igantieff makes the point that one of the secrets of success for an empire is the illusion of permanence, of longevity. As soon as you announce that you’re leaving at some fixed moment in the future, all the vested interests rise up and jockey for power. This is vividly demonstrated by the absolute chaos triggered when the Belgian imperial authorities abruptly withdrew from the Congo at independence, as provinces seceded and new parties jockeyed for power using extra-political means i.e. guns and coups. Same thing happened in Angola where the abrupt announcement of the imperial power, Portugal, that it would completely withdraw its forces in a matter of months led to civil war between the various independence paramilitaries, a civil war which dragged on for 27 years and wrecked the country.

Ignatieff says the Americans have a poor track record on this matter, and a bad reputation for walking away from chaotic states as soon as it suits them. This means local warlords realise they just have to mind their manners and bide their time.

The American withdrawal from Afghanistan, 2021

What Ignatieff didn’t know in 2002 was that the Americans would stay for an epic 20 years nor that the same rule of permanence was to apply: that as soon as Joe Biden announced the US were leaving, people all across the country realised the Taliban would swarm back into power and began making arrangements accordingly, i.e. Afghan police, army and local governors defected to the Taliban within days o fthe last Yanks leaving, so that the entire Afghan security apparatus melted away and the Taliban were in Kabul within a week.

Not so easy, running an empire, is it? Maybe the thousands of American academics who loftily criticise Britain’s chaotic withdrawal from Palestine or India will reflect on the cracking job their boys did in Afghanistan. With 70 more years of academic theorising and practical experience than the Brits, the Yanks still made a complete shambles of it.

Europe and America: division of roles

Ignatieff makes another snappy point: how can American Republican administrations, who are fanatically opposed to Big Government, find themselves spending tens of billions of dollars creating huge administrations in foreign countries? Easy. They get the Europeans to do it. The Americans are good at fighting (Ignatieff says that, in a sense, America is the last truly warlike nation in the West) so they handle the bombs and drones and special forces. Then the Europeans then move in with the peacekeeping police forces and the droves of humanitarian aid agencies, building schools, hospitals etc. Yin and yang.

Chapter 4. Conclusion: Empire and its Nemesis

Ignatieff describes modern Western nation-building as ‘imperial’ because:

  • its main purpose is to create stability in border zones essential to the security of the great powers
  • the entire project rests on the superior armed might of the West
  •  no matter how much ‘autonomy’ is given to local rulers, real power always remains in Washington

In addition, he repeats the point that all empires have to ration their interventions. You have limited resources: which of the world’s endless trouble spots can you afford to address? Ignatieff points out the basic hypocrisy of ‘humanitarian intervention’ which is that it is only carried out in places which are convenient or important to the West. The West is never going to intervene in Chechnya or Crimea or Xinjiang because they are the preserves of other empires.

And the new imperialism is not only lite it is impatient. The British gave themselves generations to prepare the populations of India for independence. The UN gives places like Kosovo or Afghanistan 3 years before they have to hold their first elections. Hurry up! This is costing us money!

No imperialists have ever been so impatient for quicker results. (p.115)

Why? Partly the short attention span of the modern media, always hurrying on to the next story. (It took, by my calculation, about ten days from the American departure from Afghanistan being the biggest story in the whole world to being completely ignored and forgotten about.)

And then the short election cycles in democracies. Whatever plans you put in place now, at the next election in a few years’ time the leader of the opposition party will be promising to bring our boys home and save everyone a shedload of money. Western democracies, by their very nature, struggle to make long-term commitments to anything.

This concluding essay takes its title from a reflection on the enduring force of nationalism which empires find so difficult to counter. In the end, the European empires were defeated by the indomitable resilience of their colonies’ nationalist movements. This was the lesson the Americans should have learned from Vietnam. It wasn’t their weapons which won the Viet Cong victory, it was their nationalist convictions. Nationalism always trumps empire.

Nationalism will always prove to be the nemesis of any imperial nation-building project. (p.117)

Ignatieff didn’t know this when he wrote these lines, but they were to apply to the American invasion of Iraq which commenced just as his book was being published. The Americans overthrew a dictator and promised to bring peace and plenty but were utterly unprepared for the violence of the forces that then attacked them from all sides.

Thoughts

1. So Ignatieff’s message is that if liberal humanitarians really want to do good, they should really intervene: go in hard, defeat the bad guys, disarm them, force parties to the negotiating table, and run things themselves, setting up strong national institutions and teaching squabbling factions what democracy looks like in practice. And they have to do this for years, decades maybe, until the institutions and mindsets of civic society have been thoroughly inculcated. And only leave when everything is completely in place for the transition. In other words – imperialism. Not the kind of imperialism which exploits the native populations and rips off their raw materials. An altruistic imperialism, a humanitarian imperialism. But imperialism all the same.

2. When Ignatieff devotes a chapter of The Warrior’s Honour to the West’s growing sense of weariness and disillusion with humanitarian intervention, I suspected he was mainly talking about himself. This book shows a further deterioration in his attitude. I simply mean he has become markedly more cynical.

Across-the-board hopes have been crushed, ideals have been compromised, ambitions have been stymied. Much of this may reflect the appalling history of the 1990s, but I also think some of it may be a projection of Ignatieff’s own growing disillusion.

You feel this downward trajectory when he says that Bernard Kouchner arrived in Kosovo in July ‘talking about European values, tolerance and multiculturalism’ but by Christmas this had been revised down to hopes for ‘coexistence’ (p.63). Kouchner simply hadn’t anticipated the hatred and the intransigence which he found in Kosovo. So many aid workers and proponents of humanitarian intervention don’t. In Blood and Belonging Ignatieff refers fairly respectfully to ‘the international community’. Eight years later he refers to it as:

what is laughingly referred to as the ‘international community’. (p.97)

His journey his taught him that the international institutes he used to respect are, in fact, a sham.

He is particularly disillusioned with the international aid industry, which he sees as almost a scam, a locust swarm of very well-paid white Western graduates, who fly in, can’t speak the language, pay over the odds for everything thus pricing the locals out of accommodation and food, stay hunkered down in their armoured enclaves, drive everywhere in arrogant white 4-by-4s, and cook up huge impractical ‘aid’ projects without consulting any of the locals. All the Afghans he talks to complain to Ignatieff about the NGOs’ arrogance and condescension. It is the old colonialist attitude but now with emails and shades. During the course of this book he takes to referring to the aid organisation community dismissively as ‘the internationals’, by contrast with the poor, often ignored ‘locals’, the people who actually live there.

In this book Ignatieff is as clever and incisive and thought-provoking as ever. But sometimes he sounds really tired.


Credit

Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan by Michael Ignatieff was published by Vintage in 2003. All references are to the 2003 Vintage paperback edition.

New world disorder reviews

Blood and Belonging: Journeys into the New Nationalism by Michael Ignatieff (1993) – 2

As I’ve discovered in Croatia and Serbia, the four-wheel drive is the vehicle of preference for the war zones of the post-Cold War world. It has become the chariot of choice for the warlords who rule the checkpoints and the command posts of the factions, gangs, guerrilla armies, tribes that are fighting over the bones of the nation in the 1990s. (p.139)

In 1993 Michael Ignatieff was commissioned by the BBC to make a TV series in which he investigated what was already being heralded as the rise of a new kind of virulent nationalism following the end of Cold War and the fall of the Soviet Union. With this aim he and his TV crew travelled to Croatia and Serbia, to recently reunified Germany, to Ukraine, Quebec, Kurdistan, and Northern Ireland. Each location produced an episode of the TV series and a chapter of this book.

Ignatieff introduces autobiographical elements into his text. We learn that he has personal links with Ukraine (where his Russian great-grandfather bought a farm), Quebec (his grandparents emigrated to Canada where he spent his boyhood), Yugoslavia (where his father was posted as a diplomat and Ignatieff appears to have spent 2 years as a teenager), Germany (where he has also lived) and Northern Ireland, because he had lived and worked in London through the later 1980s and 1990s, and Ulster was (and is) the UK’s biggest nationalist problem.

But the autobiographical elements are always dignified and restrained (for example, the moving and evocative descriptions of his great-grandfather’s long-ruined house in the Ukraine). More importantly, they always serve a purpose. They are chosen to bring out the broader political, sociological or historical points which he wants to make.

1. Croatia and Serbia

The key point about the wars in the former Yugoslavia is that, despite lingering memories of the brutal civil war between Croats and Serbs 1941 to 1945 within the larger Second World War, the wars which broke out across the former Yugoslavia were not inevitable. They were the result of the calculated efforts of communist leaders to cling onto power as the Soviet Union collapsed, especially Slobodan Milošević of Serbia; and of the over-hasty and thoughtless steps to independence of Croatia under its leader Franjo Tuđman which alienated the large (600,000) Serb minority within Croatia’s borders.

Another way of looking at it is that neither Serbia nor Croatia, nor Slovenia nor Bosnia, had time to develop anything like western levels of civic society before the slide to war began, at which point the crudest ethnic nationalism became the quickest way to maintain power, for someone like Milošević, and opened the way for opportunistic warlords such as Arkan (real name Željko Ražnatović, ‘the most powerful organized crime figure in the Balkans’ to take over entire regions).

Ignatieff reiterates the themes summarised in the introduction:

  • a slide towards anarchy inculcates fear; ethnic nationalism addresses that fear by providing safety and security among ‘your’ people
  • into the vacuum left by the collapse of civil society step warlords, whose rule revives the political arrangements of the late Middle Ages

He points out, in more than one chapter, the intense psychological and erotic pleasure of being a young men in a gang of young men wielding guns or machetes and lording it over everyone you meet, forcing everyone out of their houses, looting and raping at will, bullying people at checkpoints, making them lie on the ground while you swank around above them. Photos of Arkan and his tigers indicate what a band of brothers they were and how this kind of behaviour fulfils a deep male need. (Until you’re killed in a firefight or assassinated, that is; but who wants to live forever?)

Large parts of former Yugoslavia are now ruled by figures that have not been seen in Europe since late medieval times: the warlord. They appear wherever states disintegrate: in the Lebanon, Somalia, northern India, Armenia, Georgia, Ossetia, Cambodia, the former Yugoslavia. With their carphones, faxes and exquisite personal weaponry, they look post-modern, but the reality is pure early-medieval. (p.28)

(Which is why Beowulf is, in many ways, a much more reliable guide to life in many parts of the contemporary world than any number of modern novels.)

The warlord is not only the figure who naturally emerges when civic society collapses; the ethnic cleansing which was given its name in Yugoslavia is his natural strategy.

The logic of ethnic cleansing is not just motivated by nationalist hatred. Cleansing is the warlord’s coldly rational solution to the war of all against all. Rid yourself of your neighbours, the warlord says, and you no longer have to fear them. Live among your own, and you can live in peace. With me and the boys to protect you. (p.30)

Ignatieff gives a great deal of historical background, especially the long shadow cast by the Yugoslav civil war of 1941 to 1945. In this context he explains Tito’s great failing. Tito went out of his way to defuse ethnic tension in the region by carefully redistributing power between the national groups and seeding Serb communities in Croatia and Croatian communities in Serbia and so on. But he made two signal mistakes:

  1. He tried to bury and suppress the genocidal past, as symbolised by the way he had the notorious concentration camp at Jasenovach (where as many as 250,000 people, mostly Serbs, were taken to be murdered in the most brutal ways imaginable) bulldozed to the ground instead of acknowledging the atrocity and undertaking a truth and reconciliation process.
  2. Although Tito’s Yugoslavia gained the reputation of being more independent from Soviet control and therefore more liberal, Tito completely failed to develop any form of civic democracy. When the collapse came none of the constituent nations had any track record of real democratic debate, of addressing disputes through discussion. Instead the respective leaders (in Serbia and Croatia in particular) seized power for themselves with arrogant indifference to the large minorities within their borders (most notably the 600,000 Serbs who lived inside Croatia) which triggered a wave of paranoia, and then it only took a few sparks to ignite localised fighting, and then the leaders declared ‘It’s war!’

To summarise the road to war:

  • until recently the difference between Serbs and Croats were glossed over or ignored by people who lived together, intermarried, worked and played football together
  • they made up a community of interest where people concern themselves with jobs and pay and housing and schools
  • the collapse of Yugoslavia into its constituent states was a long time coming (Tito, who held the place together, died in 1980);
  • in the decade after Tito’s death the peoples off Yugoslavia underwent a sustained period of austerity imposed on them by the IMF and Western bankers as the price of repaying the massive debts Tito had run up in the 1970s
  • at the same time it became evermore obvious that the communist rulers were corrupt and creamed foreign money off to live a luxurious life; the combination of poverty and corrupt leadership led to widespread resentment
  • the trigger was the fall of the Berlin Wall in November 1989 and the realisation by the communist rulers that their rule was destined to end soon
  • therefore they turned to ‘national identity’ to create a new ideology to underpin their rule
  • civic nationalism treats every citizen as equal, regardless of race, creed, colour, gender and so on, and citizens are united by a shared commitment to the rule of law and established institutions
  • however, the traditions and institutions of democracy and the civic virtues of tolerance and inclusivity take time to create and inculcate via education
  • for demagogues in a hurry it is much much easier to whip your population up using ethnic nationalism i.e. to tell people a) they are part of a distinct ethnic group b) that this group has historically been victimised and exploited but now c) it’s time to rise up, to stop being helpless victims, to stand up to the exploiter, to seize what is rightfully ours etc
  • ethnic nationalism provides all kinds of advantages to both the ruler and the ruled: for the ruler it is a quick way to whip up fervent support for a National Idea and cover up your own corruption; for the ruled the excitable fervour of nationalist belief makes you feel authentic, like you finally belong; it creates a community of equals, your tribe, gives opportunities to rise in the ranks and lord it over friends and neighbours who thought you were a loser: all the while this ideology explains that everything bad that’s ever happened in your life and to your country by blaming it on them, the others, the outsiders, who must be purged, expelled or plain liquidated from the territory you now consider your Holy Soil

Update

Ignatieff visited in 1993 and travelled through zones where different militias held neighbouring villages and had dynamited all the homes belonging to their ethnic adversaries. Reading his account you get the sense that some kind of uneasy peace had settled. But this was way wrong. The wars in Yugoslavia were to continue right up till 2001, centred on the cruelty and then Serb massacres of the Bosnian war, and then, when the Serbs refused to cease killing Kosovans, the 1999 NATO bombing campaign against Belgrade.

  1. The Ten-Day War (1991)
  2. Croatian War of Independence (1991 to 1995)
  3. Bosnian War (1992 to 1995)
  4. Kosovo War (1998 to 1999)
  5. Insurgency in the Preševo Valley (1999 to 2001)
  6. Insurgency in the Republic of Macedonia (2001)

2. Germany

Ignatieff’s prose is a little more purple and metaphorical in the chapter on Germany. This is because the fall of the Berlin Wall in 1989 was the epicentre of the crisis which swept the Soviet regime and its east European colonies. So he uses descriptive prose to try and capture what East Germany felt like during the long years of drab, repressed communist rule, and then what it felt like in the ecstatic months of protest leading up to the demolition of the wall.

Now, four years later, all the euphoria has gone. The East Germans he speaks to are a shabby, disillusioned bunch, very conscious of the way the West Germans quickly took to looking down on them, accusing them of being workshy malingerers.

What happened was a massive experiment in political theory. Divide a nation in half. Keep them utterly separate, physically and psychologically isolated, for 45 years. Then suddenly remove all barriers and let them reunite. Then ask: to what extent does the people (an unchanging social and cultural group) make the state? Or how much does the state shape and mould the people? I.e. in those 45 years, how much had the wildly divergent West and East German governments managed to mould their populations?

Short answer: states mould the people. During the Cold War West Germans were quietly proud that East Germany was the most economically successful of Russia’s colonies. But when the wall came down and Western industrialists visit the East’s fabled factories they discovered they were a shambles, incompetent managers overseeing workshy workers. They would have to start again from scratch, inculcating Germany virtues: timekeeping, conscientiousness, hard work.

In reality, it was less a reunification than the West colonising the East. Ignatieff meets Helmut Börner, the tired manager of a museum in Leipzig, so conceived and run to flatter the East German authorities and their Russian sponsors and they both reflect on how quickly the new Germany will erase memories of the shameful East. Ignatieff visits a sweaty underground club full of pounding music which has the exotic twist that it used to be the torture rooms of the East German security police. He looks around. It’s only a few years after reunification but the kids don’t care. They’re dancing and getting off with each other. Life is for living.

Ignatieff interviews a neo-Nazi called Leo who cheerfully denies the Holocaust and yearns to reconquer Silesia, now part of Poland, where his family came from. Ignatieff thinks the resurgence of neo-Nazism is dangerous but not really worrying, when it amounts to gangs of skinheads fighting immigrants.

More worrying is the growth of right-wing anti-immigrant parties, exemplified by the retired prison officer and local politician, Herr K, standing for election for the Republikaner Party. He wants rights for immigrants restricted more than they already were in 1990s Germany (where a Turk could be born, educated, work, pay taxes, and yet never achieve formal German citizenship).

Because there’s no actual war in reunified Germany, this long chapter is the most varied and subtle. It is a beautifully observed essay on the contradictions and quirks of the German nation and its ideas of itself, something we Brits rarely hear about.

Update

That was a long time ago. Inequality between East and West Germany has proved an intractable problem, admittedly partly because the East is more rural than the dynamic, industrialised West. And the refugee crisis he discusses turned out to be just the harbinger of a central issue of the 21st century, which is what to do about the increasing numbers of refugees and migrants wanting to escape Africa and the Middle East and start new lives in affluent Europe. Which came to a head in the refugee crisis of 2015.

And the right-wing Republikan Party candidate Ignatieff interviews has been superseded by the right-wing Alternative für Deutschland, founded in 2013 and which now holds 83 seats in the Bundestag. Germany’s struggle with its past, with its national identity, and its multicultural present, is a microcosm of the problems which face all Western nations.

3. Ukraine

Ignatieff’s great-grandfather was Russian and bought an estate in the Ukraine in the 1860s when he was ambassador to Constantinople (over 1,000 miles away). Ignatieff flies in to Kiev and takes a bus then taxi out to the old estate, stays the night, interviews the priest in the village church and the manager of the collective farm.

What keeps coming over is his sense of the Soviet Empire, as he calls it, the largest empire of the twentieth century, as a magnificent and catastrophic failure. In the Ukraine Soviet failure and tyranny had disastrous effects.

Something like 3 million Ukrainians died of hunger between 1931 and 1932. A further million were killed during the collectivisation of agriculture and the purges of intellectuals and party officials later in the decade. An additional 2 to 3 million Ukrainians were deported to Siberia. The peasant culture of small farmers and labourers that my grandfather grew up among was exterminated. This was when the great fear came. And it never left… (p.91)

Like the communist officials in charge in Yugoslavia, the leaders of communist Ukraine realised they could transition to independence and still remain in power, so they deftly adopted nationalist clothes, language and slogans, despite the fact that only a few years previously they had been locking up nationalists as subversives. Ignatieff meets the Ukrainian president, Leonid Kravchuk, a smooth operator

He speaks to a Ukrainian journalist working for the Financial Times and a former nationalist, locked up in prison. Their fear is what happened to Russia will happen to Ukraine i.e. a relentless slide into economic collapse and anarchy.

He attends a service of the Ukrainian Uniate Church in St George’s Cathedral, Lvov, and has an insight. The nationalists dream that their entire country will be like this congregation:

Standing among men and women who do not hide the intensity of their feelings, it becomes clear what nationalism really is: the dream that a whole nation could be like a congregation; singing the same hymns, listening to the same gospel, sharing the same emotions, linked not only to each other, but to the dead buried beneath their feet. (p.95)

In other words nationalism can be a beautiful dream, a vision of unity and belonging, typically, as here, through religion, language and song.

Also, this passage mentions the importance of the dead and where the dead are buried. The land where the dead are buried. For the first time Ignatieff feels a stirring of that feeling for the land where his great grandfather and mother are buried, which he is the first member of his family to revisit since the revolution of 1917.

When he meets the Tartars returning to Crimea from their long exile in central Asia, they are even more obsessed about the land, about the soil, about the sacred earth of their ancestors (pages 99 to 103). Ignatieff begins to understand how our individual lives are trite and superficial, but acquire depth and meaning in light of these ancestral attachments.

Land is sacred because it where your ancestors lie. Ancestors must be remembered because human life is a small and trivial thing without the anchoring of the past. Land is worth dying for, because strangers will profane the graves… (p.93)

Update

In 2013, when the government of President Viktor Yanukovych decided to suspend the Ukraine–European Union Association Agreement and seek closer economic ties with Russia, it triggered several months of demonstrations and protests known as the Euromaidan.

The following year this escalated into the 2014 Ukrainian revolution that led to the overthrow of Yanukovych and the establishment of a new, more Europe-facing government. However, the overthrow of Russia-friendly Yanukovych led to the annexation of Crimea by Russia in March 2014 and the War in Donbas in April 2014.

4. Quebec

Ignatieff is Canadian, he grew up in Ottowa where his Russian grandparents had emigrated. As a boy he knew about the Frenchies up the road but he never actually met any. Now, as an adult, he realises he has never actually visited the French part of his own nation, Quebec. He thought he knew Canada, but realises now it was only a Canada of his imagining. Which leads him to realise that all nations are, in a sense, imaginary.

You can never know the strangers who make up a nation with you. So you imagine what it is that you have in common and in this shared imagining, strangers become citizens, that is, people who share both the same rights and the same image of the place they live in. A nation, therefore, is an imagined community.

But now he realises that during his young manhood he completely failed to imagine what it felt like for the other community in Canada. He recaps his definitions of nationalism, in order to go on and define federalism, for this chapter will turn out to be an investigation of the strengths and weaknesses of federalism. First nationalism:

Nationalism is a doctrine which hold (1) that the world’s people are divided into nations (2) that these nations should have the right to self-determination, and (3) that full self-determination requires statehood. (p.110)

Federalism is the antithesis of this idea of nationalism, for it holds that different peoples do not need a state to enjoy self-determination. Under federalism two different groups agree to share power while retaining self government over matters relating to their identity. Federalism:

seeks to reconcile two competing principles: the ethnic principle according to which people wish to be ruled by their own; with the civic principle, according to which strangers wish to come together to form a community of equals, based not on ethnicity but on citizenship. (p.110)

But federalism is not doing so well. He lists the world’s most notable federal states – Canada, Czechoslovakia, Yugoslavia, Belgium, India, the former USSR – and then points out that all of them are in deep trouble. The Czechs and Slovaks couldn’t live together; Yugoslavia collapsed in a welter of wars; India struggles with regional separatism. The very concept of federalism is in trouble around the world and so his long chapter on Canada treats it as a kind of test bed or laboratory to assess federalism’s long-term prospects for survival.

He gives a lot of detail about Canadian history, and the dawn of modern Quebecois nationalism in 1960, none of which I knew about. But out of this arises yet another definition or aspect of nationalism:

Nationalism has often been a revolt against modernity, a defence of the backwardness of economically beleaguered regions and classes from the flames of individualism, capitalism, Judaism and so on. (p.116)

Yes, this makes sense of the aggressive over-compensation of so many nationalists, who all speak a variation on the comic stereotype of the English provincial: ‘You come down here with your fancy London ways, with your multicultural this and your cosmopolitan that. Well, people round these parts live a more simple life, see, a more honest and authentic life than you la-di-dah city types.’ They flaunt their backwardness.

But this leads Ignatieff into a paradoxical development which he spends some time analysing. In the Canada of his boyhood the Quebec French really were discriminated against, weren’t served in shops unless they spoke English, were perceived as small-town bumpkins with a lower standard of education, dominated by an authoritarian Catholicism and with extravagantly large families (ten children!).

So, Ignatieff says, surely as these very real obstacles have been overcome, as Quebecois have become more urban, progressive, women’s liberation has led to much smaller families, they’re all less in thrall to the church, surely they would abandon their nationalism and become modern urban cosmopolitans like him? But no. Contrary to everything Ignatieff would have expected, Quebec nationalism has grown. The paradox is exemplified by a French Canadian Ignatieff interviews who is president of a very successful bank.

I had assumed that global players cease to care about nationalism. I was wrong. (p.115)

Historical grievances are never forgotten. The British won the Battle of Quebec in 1759 and Quebec nationalists are still unhappy about it. He talks to modern journalists and a group of students. All of them are proudly nationalistic and want their own Quebec. There’s a division between those who want an actual independent state with its own flag and seat at the UN, and those who just want almost complete autonomy. But they all see Quebec as not a part of Canada or a province of Canada but a separate nation and a separate people.

But the problem with nationalism is it’s infectious. If Quebecuois want a state of their own so they can be a majority in their own state and not a despised minority in English-speaking Canada, what about two other constituencies?

1. Ignatieff goes to spend time with a native American, a Cree Indian. There are about 11,000 of them and they reject all the languages and traditions and legal concepts of the white people from down south, whatever language they speak. The Cree think of themselves as a people and they want their own protection.

2. Then Ignatieff goes to spend time with some of the English-speaking farmers who live in Quebec, have done for hundred and fifty years. No-one tells their story, the history books ignore them, Quebec nationalists have written them out of their narrative.

Nationalism spreads like the plague, making every group which can define itself in terms of language, tradition, religion and so on angry because it doesn’t have a nation of its own. You could call it the Yugoslav Logic. Smaller and smaller nations become shriller and shriller in their calls for ethnic purity.

And, of course, increasingly anxious about all the outsiders, non-members of the language group, or religion or whatever, who remain inside its borders. Read about the collapse of the Austro-Hungarian  and Ottoman empires to see what happens next. Insofar as the Sudeten Germans found themselves in the alien state of Czechoslovakia, the Second World War was caused by the collapse of the Austrian empire into impractical ethnic nation states.

Ignatieff doesn’t state this explicitly but I see this nationalism as a malevolent virus which, wherever it goes, creates antagonism at best, sporadic violence, if you’re not too unlucky or, given enough economic collapse or social stress, war.

Ignatieff visits Dennis Rousseau, a working class guy who works in a local paper mill and plays ice hockey in Trois Rivieres which is, apparently, the working class neighbourhood of Quebec. In a long conversation Rousseau won’t budge from his position that he wants Quebec to be independent because Ontario (capital of English-speaking Canada) isn’t doing enough for the struggling papermill industry, for his town and his peers. No amount of evidence to the contrary can shift his simple conviction and Ignatieff wonders whether nationalist sentiment like Rousseau’s is, among other things, a way of avoiding the truth about the changing economic situation.

All round the developed world businesses are being exported and once prosperous communities are getting poor. This is a function of the super-charged neo-liberal global capitalism which has triumphed since the collapse of communism, all those manufacturing jobs going to China and India.

Apart from all its other appeals (the very deep psychological appeal of belonging, of having a home, having people around you who understand your language, your religion, your music, your jokes) this kind of nationalism provides simple answers to intractably complicated economic realities. Twenty years after this book was published Donald Trump would reach out to the tens of millions who live in those kind of communities where life used to be great and now it isn’t with his brand of whooping Yankee nationalism.

Update

Kurdistan

There are perhaps 40 million Kurds. The territory Kurdish mostly inhabited by Kurds and which Kurdish nationalists would like to be an independent Kurdish state straddles four of the fiercest nations on earth: Turkey, Syria, Iraq and Iran.

Following the defeat of Iraqi dictator Saddam Hussein in the First Gulf War, the Kurds in Iraq rose up against his rule in the Kurdish intifada of March 1991. Hussein unleashed the full might of his army against them, driving hundreds of thousands of men, women and children up into the northern mountains until the Western allies intervened and set up a no-fly zone, preventing Saddam massacring any more of them.

It is this enclave which Ignatieff visits in 1993. With his typically intellectual perspective, he points out that it is something new: the first ever attempt by the UN to protect a people from the genocidal attacks of their national ruler. The enclave was far from being a state, but the Kurds had done as much as they could to make it like one, raising their own flag, holding elections. As in Ukraine among the Crimean Tartars, he realises how much the land, the actual soil, means in the mythology of nationalism:

At its most elemental, nationalism is perhaps the desire to have political dominion over a piece of land that one loves. Before anything, there must be a fierce attachment to the land itself and a sense that there is nothing else like this, nothing so beautiful, anywhere else in the world. (p.149)

Ignatieff travels and meets: representatives of the democratic party, the KDP, which has been run by the Barzani family for generations; then up into the mountains to see the PKK, the Kurdistan Workers Party, one of the last doctrinaire Marxist guerrilla groups in the world.

He is taken on a tour of Halabja, the town Saddam ordered his jets to fly over and bomb with a cocktail of chemical gasses, resulting in at least 5,000 dead. It is, of course, a horrific sight but, as always, with Ignatieff, he not only notes and records touching, moving, terrifying details: he also extracts interesting and useful points about nationalism and death. First is the way nationalist ideology gives a meaning to life and death, especially the latter:

Nationalism seeks to hallow death, to redeem individual loss and link it to destiny and fate. A lonely frightened boy with a gun who dies at a crossroads in a fire-fight ceases to be just a lonely frightened boy. In the redeeming language of nationalism, he joins the imagined community of all the martyrs. (p.148)

Thus the roads of Kurdistan are marked by portraits of killed peshmerga fighters staring down from the plinths which once carried portraits of Saddam. He goes on to make a point about genocide. He doesn’t phrase it like this, but you can think of genocide as the dark side of nationalism, the demonic brother. If a nation is defined entirely by ‘the people’, defined as one ethnic group, who occupy it, then anyone outside that ethnic group should not be there, has no right to the land, is a pollutant, a potential threat.

Before the experience of genocide, a people may not believe they belong to a nation. Before genocide, they may believe it is a matter of personal choice whether they belong or believe. After genocide it becomes their fate. Genocide and nationalism have an entwined history. It was genocide that convinced the Jews and even convinced the gentile world that they were a people who would never be safe until they had a nation state of their own. (p.151)

The Turks have been waging war against their Kurds since the foundation of modern Turkey in 1923. Its leader Kemal Ataturk envisioned Turkey as a modern, secular nation with a civic nationalism. Logically, therefore, there was no room for tribes and ethnic nationalism which destabilised his vision of a secular state. Hence the aggressive attempts to ban the Kurdish language in schools, erase their traditions and songs, even the word Kurd is banned; officials refer to the ‘mountain Turks’. To quote Wikipedia:

Both the PKK and the Turkish state have been accused of engaging in terror tactics and targeting civilians. The PKK has historically bombed city centres, while Turkey has depopulated and burned down thousands of Kurdish villages and massacred Kurds in an attempt to root out PKK militants.

For the only place in the book Ignatieff loses his cool when he is assigned a 24-year-old Turkish special forces agent who carefully chaperones him around the ‘pacified’ region of south-east Turkey, where the local Kurds obviously go in fear of their lives, and the agent carefully monitors everyone Ignatieff speaks to, while another spook photographs them all. The agent’s name happens to be Feret and this leads Ignatieff into the borderline insulting use of the word ‘ferret’ to refer to all such spooks and spies and security force agents and repressers and torturers (pages 158 to 161).

You can’t compromise when the very unity of the state is at stake. There is no price that is not worth paying. Pull the balaclava over your face; put some bullets in the chamber; go out and break some Kurdish doors down in the night. Pull them out of bed. Put a bullet through their brains. Dirty wars are a paradise for ferrets. (p.161)

Update

A lot has happened to the Kurds in the 28 years since Ignatieff visited them. The primary fact was the Allied invasion of Iraq in 2003 which led to the break-up of Iraq during which Iraqi Kurds were able to cement control over the territory in the north of the country which they claim. A Kurd, Jalal Talabani, was even elected president of post-Saddam Iraq (2005 to 2014). Kurdish fighters were also involved in the Syrian civil war (2011 to the present) and involved in the complex fighting around the rise of Islamic State. And low-level conflict between the Turkish-facing PKK and Turkish security forces continues to this day.

Northern Ireland

Like most English people I couldn’t give a monkey’s about Northern Ireland. I was a boy when the Troubles kicked off around 1970 and Irish people shooting each other and blowing each other up was the wallpaper of my teenage years and young manhood, along with glam rock and the oil crisis.

Decades ago I was hit by flying glass from a car showroom when the IRA blew up an army barracks on the City Road in London. Like the Islamist terrorists who drove a van into tourists on London Bridge then went on the rampage through Borough Market ( 3 June 2017) it was just one of those mad features of modern life which you cross your fingers and hope to avoid.

For the first time I get a bit bored of Ignatieff when he says he went to Ulster to discover more about ‘Britishness’. I’ve read hundreds of commentators who’ve done the same thing over the last 50 years and their clever analyses are all as boring and irrelevant as each other. Most English people wish Northern Ireland would just join the Republic and be done with it. The situation in Ulster doesn’t tell you anything about ‘Britain’, it just tells you about the situation in Ulster.

Ignatieff still makes many good points, though. He adds yet another category of nationalist conflict to his list: which is one caused – as in Ukraine, as in Croatia (as in Rwanda) – where there is a history of oppression of one community by another. The proximate cause of the Rwandan genocide was the conscious, deliberate, well worked-out plan for extermination devised by the ideologues of Hutu Power. But the deeper cause was the long period of time when the majority Hutus had been treated like peasants by the aristocratic Tutsis. Visitors to the country couldn’t tell the two groups apart, they lived in the same communities, spoke the same language, used the same currency. But deep in many Hutu breasts burned anger at generations of injustice and oppression. Breeding ground for virulent vengeful ethnic nationalism.

Same in Ulster where Roman Catholics were treated as second class citizens since partition in 1922, and were actively barred from various civil positions and comparable to the WASP prejudice against the Catholic French in Quebec, or to the much more vicious colour bar in the Deep South of America.

It is the memory of domination in time past, or fear of domination in time future, not difference itself, which has turned conflict into an unbreakable downward spiral of political violence. (p.164)

But much of Ignatieff’s discussion deals in clichés and stereotypes about Britain and its imperial decline which have been discussed to death during the extended nightmare of the Brexit debates.

He spends most of the chapter in the company of working class youths in a Protestant slum street in the build-up to the big bonfire night which inaugurates the July marching season. He notes how fanatical they are about the symbols of Britishness, pictures of the Queen, the Union Jack plastered over everything.

Which is when he springs another of his Big Ideas: Ulster Protestantism is like the cargo cults anthropologists have identified in the South Seas. The great white god arrives by ship, fights a battle, saves the local tribe and their religion from neighbours and rivals, then departs never to return. But generations of tribespeople wear out their lives waiting, waiting for that return, and turning the bric-a-brac the white man left at random into relics and cult objects to be worshipped at home-made shrines on special holy days (pages 182 to 184).

Same, Ignatieff claims, with Ulster Protestantism. It has become a weirdly deformed caricature of the culture of the homeland. While mainland England has become evermore secularised and multicultural, Ulster Protestantism has become evermore obsessed and hag-ridden by its forbidding religion, evermore furiously insistent on its ethnic purity, evermore angry at what it perceives as its ‘betrayal’ by the great white god across the water.

Apart from the historical accident of a handful of symbols (Queen, flag, crucifix) it has grown utterly separate from English culture and is an almost unrecognisable caricature of it.

Loyalism is an ethnic nationalism which, paradoxically, uses the civic symbols of Britishness – Crown and Union Jack – to mark out an ethnic identity. In the process the civic content is emptied out: Loyalist Paramilitarism, for example, makes only too clear what a portion of the Loyalist community thinks of the rule of law, the very core of British civic identity. In the end, the Crown and the Union Jack are reduced to meaning what they signify when tattooed on the skin of poor, white teenagers. They are only badges of ethnic rage. (p.185)

Update

The situation Ignatieff was reporting on in 1993 was superseded by the signing of the Good Friday Agreement in April 1998 and the 23 years of peace which have followed. Nowadays, there is much feverish speculation that the peace may be jeopardised by the complicated economic and political fallout of Brexit. Maybe a new generation of men in balaclavas will return and think they can achieve something by blowing up cars and shooting farmers.

The bigger picture, though, is that Ulster is now part of a United Kingdom substantially changed since Ignatieff’s time, because of the devolution of Scotland and Wales. Somehow, Scotland and Wales are still part of something called the United Kingdom but articles every day in the press wonder how long this can last.

Personally, I feel like I’ve been hearing about Scottish nationalism and Plaid Cymru all my adult life. Although they now have their own expensive parliament buildings and control over their healthcare and education systems, the basic situation doesn’t seem to have changed much – both Scots and Welsh nationalists continue to make a good living criticising the English politicians who pay for their nations to remain solvent.

I have no skin in the game. If they want to be independent nations, let them. Fly free, my pretties. According to a 2020 YouGov poll, my indifference is fairly representative of my people, the fat lazy English:

Less than half of English people (46%) say they want Scotland to remain part of the UK. Few want to see the nation pull away, however, at just 13%. Most of the rest (34%) have no opinion, saying that they consider it a matter for the people of Scotland to decide.

It seems unlikely that Scotland or Wales will ever become independent nations or that Northern Ireland will join the Republic, and for the same simple reason. Money. All three receive substantial subsidies from London and would become poorer overnight if they left. Try and sell that to your electorate.

Brief summary

Reviewing the six nationalist issues reviewed in the book prompts a simple conclusion which is that: none of these conflicts have gone away. Nationalism is like a terrible disease: once it has gripped a people, a tribe, a region, and once it has been used to set populations at loggerheads with other neighbouring groups or with the very state they find themselves in, it is almost impossible to extirpate. Nationalism is a virus which has no cure. Like COVID-19 we just have to learn to live with it and try to mitigate its effects before they become too destructive, before there’s an outbreak of another, more virulent variety.

The Cold War as the last age of empire

The Cold War was a lot of things to a lot of people but I am still reeling from one of the biggest of Ignatieff’s Big Ideas, which is that the Cold War amounted to the last phase of imperialism.

There was the early phase of Portuguese and Spanish imperialism; there was the rivalry between the French and British around the world in the 18th century; the Europeans grabbed whatever bits of the world they could bite off during the 19th century; and then the French, British, Dutch, Belgians and a few others hung onto their colonies through the catastrophic twentieth century and into the 1960s.

Then they left in a great wind of change. But they did so at exactly the same time as the spreading Cold War meant that huge areas of the world came under the direct or indirect control of the Americans or the Soviets. Although it wasn’t their primary goal, the CIA supporting their authoritarian regimes and the Soviet advisers to countless communist groups, between them they sort of – up to a point – amounted to a kind of final reincarnation of imperial police. Up to a point, they policed and restrained their client states and their opponents around the world. They reined them in.

And then, in 1990, with little or no warning, the imperial police left. They walked away. And instead of blossoming into the wonderful, democratic, peaceful world which the naive and stupid expected – chaos broke out in a hundred places round the world. The gloves were off and ethnic nationalism and ethnic conflicts which had been bottled up for decades, exploded all over.

Because this ideology, this psychology of blood and belonging and ‘kill the outsider’ – it’s easier for hundreds of millions of people; it provides a psychological, cultural and linguistic home, a refuge in otherwise poverty-stricken, war-torn, economically doomed countries.

It offers reassurance and comfort to stricken populations, it flatters people that whatever is wrong with the country is not their fault – and it offers an easy route to power and strategies to stay in power for demagogic leaders, by whipping up ethnic or nationalist sentiment and justified violence against the Outsider. Demonising outsiders helps to explain away the injustices and economic failure which somehow, inexplicably, despite their heroic leadership, continues.

Blame it on the others, the outsiders, the neighbouring tribe, the people with funny shaped noses, different coloured skin, spooky religions, use any excuse. The poison of ethnic nationalism is always the easy option and even in the most advanced, Western, civic societies – it is always there, threatening to break out again.

Concluding thoughts on the obtuseness of liberalism

Ignatieff ends with a brief conclusion. It is that his liberal beliefs have profoundly misled him. Educated at a top private school, clever enough to hold positions at a series of the world’s best universities (Harvard, Cambridge) and to mingle with the most gifted of the cosmopolitan elite, he thought the whole world experienced life and thought like him. Idiotic. The journeys he made for this book have made him realise that the vast majority of the human population think nothing like him.

This was crystallised by one particular type of experience which kept cropping up wherever he went. On all his journeys he saw again and again that most of the warlords and fighters are young men aged 18 to 25 (p.187). Until he met them at roadblocks and checkpoints he had not understood what masculinity is. An etiolated, lily-pink liberal with the impeccable manners handed down by his family of Russian diplomats, Ignatieff had no idea what men, poor men, uneducated men, out there in the world, are really like.

Until I had encountered my quotient of young males intoxicated by the power of the guns on their hips I had not understood how deeply pleasurable it is to have the power of life and death in your hands. It is a characteristic liberal error to suppose that everyone fears and hates violence. I met lots of young men who loved the ruins, loved the destruction, loved the power that came from the barrels of their guns. (p.187)

Only someone so phenomenally clever and immaculately well educated could be so remote from the world as it actually is, from human nature in all its appalling greed and violence. Meeting gun-toting warlords made him realise more than ever that the aim of civic society is to quell, control and channel this kind of male aggression which he had never experienced before.

I began the journey as a liberal, and I end it as one, but I cannot help thinking that liberal civilisation – the rule of laws not men, of argument in place of force, of compromise in place of violence – runs deeply against the human grain and is only achieved and sustained by the most unremitting struggle against human nature. (p.189)

And the best all-round way to prevent the outburst of ethnic nationalism and the almost inevitable violence which accompanies it, is the creation and maintenance of a strong stable state with institutions which distribute and diversify power, which act as checks and balances on themselves, which are permanently capable of correction and reform, including the most important kind of reform which is the ability to get rid of your political leaders on a regular basis.

The only reliable antidote to ethnic nationalism turns out to be civic nationalism, because the only guarantee that ethnic groups will live side by side in peace is shared loyalty to a state, strong enough, fair enough, equitable enough, to command their obedience. (p.185)

The fundamental responsibility of a government is not to promote ‘equality’ and the raft of other fine, liberal values. They’re nice-to-haves. It is more profound than that. First and foremost it is the eternal struggle to build and maintain civic nationalism – because the alternative is horror.

Credit

Blood and Belonging: Journeys into the New Nationalism by Michael Ignatieff was published by BBC Books in 1993. All references are to the revised 1995 Vintage paperback edition.


New world disorder reviews

Stanley: The Impossible Life of Africa’s Greatest Explorer by Tim Jeal (2007)

The workhouse boy in paradise… (p.104)

When news broke that the large and expensive expedition led by the American journalist Henry Morton Stanley and funded by the biggest newspaper in America, the New York Herald, had succeeded in locating the ‘lost’ Scottish missionary, Dr David Livingstone, in deepest darkest Africa (in fact, at the town of Ujiji on the shores of Lake Tanganyika on 10 November 1871) it was telegraphed round the (developed) world and overnight made Stanley one of the most famous men on the planet.

Over the next 15 years Stanley would lead a series of epic expeditions through central Africa, making important geographical discoveries, drafting maps, establishing contact with local inhabitants, naming lakes and waterfalls and founding settlements which last to this day, especially along what developed into his main area of activity the enormous Congo river.

Stanley’s later expeditions were financed by King Leopold II of Belgium and played a vital role in marking out the territory which Leopold, at the epochal Congress of Berlin in 1885, claimed as his own personal demesne. The Congo Free State under Leopold’s personal rule had, by the turn of the twentieth century, become a byword for brutality and exploitation. Maybe as many as a million natives of the huge Congo region were killed, maimed or worked to death by white overseers intent on extracting rubber and other marketable commodities by any means necessary.

1. This association with the evil king, along with 2. numerous damning stories and rumours spread about him by his rivals (that Stanley was gay, his marriage was a sham, that he went to Africa to indulge a) his homosexual inclinations or b) his homicidal inclinations), and even 3. Stanley’s own writings in which he poses as a tough and merciless leader of men, exaggerating the battles he was in and the men he’d whipped or even killed, all these factors contributed to blackening Stanley’s reputation, from his own day down to ours.

In his introduction to this long, thorough and meticulously researched biography, Tim Jeal explains that these accusations were given their modern expression in Frank McLynn’s 1990 biography, Stanley: Dark Genius of African Exploration.

Young Stanley, aged 31, posing as the great white explorer with Kalulu, an African boy he bought out of slavery during the Livingstone expedition and took to London with him where he sent him to a church school in Wandsworth. A year later Stanley took Kalulu on the trans-Africa expedition, where the boy would die when his canoe was swept over a huge cataract on the Congo river

By sharp contrast, Jeal sets out to give a strongly revisionist account. He goes to lengths to explain that, unlike any previous biographer, he has been lucky enough to have access to the vast archive of Stanley’s papers held in the Musée Royal de l’Afrique Central in Brussels, some 7,000 items, including some 5,000 letters to him from a vast range of correspondents.

It is a close reading of Stanley’s unpublished journals, letters to  early sweethearts, to his wife, and masses of other unpublished documents which have led Jeal to take a much more nuanced approach to Stanley’s character and achievements and to actively rebut some of the traditional accusations made against him.

In addition, Jeal has spent most of his working life researching the classic Victorian explorers in Africa. His 1973 biography of Livingstone took the same approach, using private letters, diaries and archives to reveal the deeply flawed and troubled man behind the legend. And a few years after this book, Jeal published Explorers of the Nile: The Triumph and Tragedy of a Great Victorian Adventure (2011), a group portrait of the key European explorers – John Hanning Speke, James Augustus Grant, Richard Francis Burton, Samuel White Baker, Stanley, Livingstone and many others from 1856 to 1878.

The point is that Jeal has devoted a lifetime to in-depth research of these figures and it shows – in the length and scholarliness and immense attention to detail of this biography.

The central premise of Jeal’s account is that Stanley exaggerated his own brutality and the violent means he used in his explorations for personal and commercial reasons. 1. On a personal level, Stanley had experienced a childhood of Dickensian harshness and deprivation. Short, unloved, abandoned by his family and brought up in a workhouse, he over-compensated with fantasies of power, projecting himself as an invulnerable tough guy. 2. On a commercial level, Stanley was a journalist writing for American newspapers and they, too, valued sensationalism and tough guy heroics.

So both personally and professionally Stanley was incentivised to exaggerate the number of hostile tribes he encountered, the number of battles he fought, the casualties on all sides, the brutal way he enforced discipline on his own porters, the cruel way he inflicted punishment on warlike tribes. Jeal’s extensive notes indicate the thoroughness with which he re-investigated every single one of these claims and found time and time again a pattern of exaggeration and embellishment.

With the result that the Stanley who emerges from Jeal’s account is a much more intelligent, flexible and strategic figure, using violence where it was required, fighting back when attacked, but also encouraging his men and preferring to sign peaceful treaties with local chieftains, where possible. We have written evidence that he respected and admired Africans, wanted them to be treated fairly, and went out of his way to praise the lead porters who managed his extensive baggage trains. And he emerges as a much more psychologically damaged and vulnerable figure than the superficial history books suggest.

Stanley aged 44 in 1885, sporting the hat he designed to keep off flies and the sun, but which was widely mocked

Stanley’s early life

Accounts of Stanley’s three big Africa expeditions and his extended spell as explorer and negotiator for King Leopold can be found on any website about African exploration:

  • Livingstone expedition, 1871 to 1872, written up in How I Found LIvingstone, which single-handedly created the legend of the saintly missionary
  • African Great Lakes and Congo River, 1874 to August 1877 (999 days)
  • working for King Leopold, 1879 to 1885
  • Emin Pasha Relief Expedition, 1886 to 1889

Overall Stanley’s career in Africa covered some 18 years.

What is less well known and absolutely flabbergasted me was Jeal’s detailed description of Stanley’s early years. The young Stanley had one of the most action-packed and extreme lives I’ve ever heard of. So much happened to him that at several points I wondered whether I was reading a kind of spoof or parody of a life of derring-do. Surely nobody could have had so many adventures!

Stanley’s real name

For a start his name wasn’t Henry Morton Stanley and he wasn’t American. The boy was born John Rowlands in the town of Denbigh, north-east Wales, about 30 miles from the border with England.

Stanley’s mother

His mother was a teenager, Elisabeth Parry, who ended up having five children by three different fathers. Stanley never knew his father. He had suspicions and in later life tried to find out, but as a boy had no father figure in his life, and was haunted by the very real literal of abandonment.

Abandoned

His mother handed him over to his grandfather, Moses Parry, to look after but the grandfather died a few years later and the toddler John was passed onto cousins. They in turn fell on hard times and at the tender age of six, his uncle said he was taking him on an adventure, carried him on his shoulders the six miles to the nearby town of St Asaph and dumped him on the doorstep of the workhouse, rang the bell and walked away, abandoning him with no explanation. Imagine. Arguably John never recovered from these twin boyhood betrayals and the rest of his life can be interpreted by psychologists as a sustained attempt to regain the love and trust and sense of self-worth which he was robbed of at such an early age.

Workhouse

John Rowlands spent the next ten years living, eating, working in a workhouse where conditions were grim. Workhouses were inspected by local authorities and maintained a certain level of hygiene, food and education, and so young John was taught to read and write. He ended up as the equivalent of head boy and Jeal suggests that it was here, abandoned by parents and family, that he developed a taste for having younger, male followers, who he could order around, who gave him a sense of confidence and worth, which the Africa expeditions were to prove a an outlet for on a much larger scale.

Homosexuality?

In the St Asaph workhouse the boys slept several to a bed and contemporaries record that the older boys ‘took part in every possible vice’. Another Stanley biographer speculates that he was sexually abused there. Some of the girls were inducted into prostitution at an early age. Jeal quotes Stanley’s own writings asserting that this atmosphere had the opposite effect on him, putting him off sex, making him fastidious and disgusted. Maybe. There’s no doubt that his earlier, pre-Africa adventures and expeditions involved young male devotees. Was it platonic adoration or did it have a sexual tinge? This is the kind of psychosexual speculation beloved of modern biographers and encouraged by modern publishers because sex sells. Personally, I find it demeans the subject of this fruitless speculation and degrades the reader.

Jeal spends time producing the (limited) evidence and speculating. Personally, I don’t give a damn about anyone’s sex life except insofar as it directly effects their public actions or written works, and even then, most psychosexual biography seems pointless to me. Sexuality is so complicated, contradictory and chaotic that it seems to me presumptuous and generally futile to waste pages on idle speculation. I always skip these bits.

Liverpool

On coming of age Stanley left the workhouse and had to make his way in the world. His cousins arranged for him to go and stay with a relative, Uncle Tom Morris, in Liverpool (p.28). The family were friendly enough but turned out to be hard up and so John had to scout for work, eventually finding a job as assistant in a haberdashery. But the Liverpool docks were a romantic scene for a young man, full of sailors with stories of distant lands.

Cabin boy

Not surprising, then, that one day John announced to his relatives that he had signed up as a cabin boy on the Windermere bound for America. They warned him against it, it was a common practice to promise ‘cabin boys’ the equivalent of an apprenticeship but then treat them like dirt.

New Orleans

This is exactly what happened to young John and by the time the Windermere docked in New Orleans he’d had enough bullying and bad treatment, and jumped ship (p.31).

Hardware store

He wandered the streets and may have slept rough a couple of nights before getting into conversation with the owner of a hardware store and persuading him to take him on. In his autobiography John says the store owner’s name was Henry Hope Stanley and that he, John, needing a new identity in a new country, copied it. Jeal shows in meticulous detail that, as you might expect, the process was much more tentative than that: that the name might not have been that of the storekeeper himself (who Jeal identifies as a completely different person, James Speake) but certainly belonged to an eminent and successful New Orleans businessman and that John’s adoption of it was piecemeal and experimental over a period of years during which he experiments with variations on the names to create a new, American identity.

The Wild West

The store owner advised the man we can now call Stanley that he’d never make his fortune as a delivery boy, and to move up the Mississippi into the ‘the West’ where there were more openings for an enterprising man. So in August 1860 Stanley shipped up to Arkansas, to the small town of Cypress Bend fifty miles from Little Rock, where he got a job in another hardware store. Here he saw at first hand the violent, selfish, law unto themselves attitude of many of the settlers of what could be described as the Wild West. He gained in-depth knowledge of stores and supplies and provisions which would be of great use in his African adventures, and also of the very latest in guns and ammunition.

American Civil War

In April 1861 the American Civil War broke out. There was the usual rush of bellicose enthusiasm in both north and south. If young men didn’t volunteer for the army they came under concerted pressure, not least from young women, to show their manliness. Reluctantly young Stanley, still only 20, joined a regiment in the Confederate army (p.44). He fought at the famous Battle of Shiloh in April 1862, where Jeal gives a vivid description of the mayhem and massacre around him. Miraculously, Stanley survived unscathed and was taken prisoner by Union forces (p.45).

Briefly back to Wales

Stanley spent several months in a POW camp in Illinois where the prisoners came under pressure to sign up to the Union army which, eventually, Stanley did, on 4 June 1862 (p.48). A few weeks later Stanley discharged himself, made his way to Baltimore and took a ship back to Liverpool, to go see his estranged family (p.49). His mother was now the landlady of a pub in Denbigh, and when he arrived, hungry and tired, having walked from Liverpool, she rejected him. He stayed in the area a few days before returning Liverpool and taking ship back to the States.

Merchant seaman

For the next year and a half he bummed around as a sailor on American merchant ships which visited ports in Spain and France (p.51). In July 1864, still at a loss what to do in life, Stanley enlisted in the Union navy. He was appointed ship’s clerk or writer on the USS Minnesota. He was an eye witness to the bombardment of Fort Fisher in December 1864, and wrote it up not only for official records, but managed to sell colourful descriptions to several local newspapers. This marked his debut as a journalist (p.52). In February 1865 he persuaded a younger shipmate, Lewis Noe, to desert the ship when it was refitting in docks at Portsmouth, New Hampshire. They escaped wearing civilian clothes he’d bought from some carpenters.

Rafting down the Platte river

Stanley returned to New York where he resumed working for a man named Hughes. But he wanted a life of adventure, he avidly consumed accounts of adventures, he wanted to see the West. In May 1865 Stanley travelled to St Louis and managed to wangle a job a freelancer for the Missouri Democrat. To supplement his income he got a labouring job at a smelting works. Here he picked up another acolyte, William Harlow Cook and managed to persuade him to go on an ‘adventure’ and navigate the Platte River some 600 miles from Denver to where it joins the huge Missouri river (p.57).

It was at moments like this that I began to wonder whether Jeal was pulling the reader’s leg, but then I realised he is taking these accounts directly from Stanley’s own autobiography. As Jeal is a tremendous stickler for accuracy and devotes pages of text and extensive footnotes to even tiny details of the expeditions, one assumes he has cross-checked and verified Stanley’s accounts of his early adventures, too. And Stanley and Cook did have adventures, rafting during the day, camping in a tent at night: the raft capsized, losing a lot of their equipment, they were arrested by an army officer looking for deserters till Stanley threatened to shoot it out, the righted the raft and continued the journey, till it overturned again, Cook held on and was quickly carried away while Stanley had to make his way by land to Nebraska where they were eventually reunited.

Adventure in Turkey

Stanley returned to New York with Cook in tow and was reunited with Lewis Noe and his family. Somehow Stanley now managed to persuade both Cook and Noe to accompany him on an expedition to Turkey. They sailed from Boston to Izmir where, funds being low, Stanley could only afford two horses: one of his young acolytes had to walk. The journey turned into another ruinous farce. Noe set fire to some bushes to scare Cook but started a major conflagration which saw the three Americans get arrested.

Securing a release they continued inland till another controversial incident took place where Stanley tried to murder a Turk they met with a sword: he claimed he was fighting off the Turk’s sexual advances to Noe, Cook claimed Stanley meant to murder the Turk and steal his horses (p.59). The fight attracted ten other Turks who robbed our guys of all their belongings, dragged them to a nearby village, tied them up. Noe was gang-raped at knifepoint. A local magistrate heard of their situation and had them conveyed to a proper gaol. The local judge found the alleged assailants in possession of what was obviously Stanley’s American goods and so our guys all Stanley’s were released from prison and then spent some time suing the Turkish government for compensation. Stanley contacted the American ambassador at Constantinople who reluctantly lent these shabby American chancers £150, enough to pay Noe and Stanley’s fares to Marseilles, then to Paris, London and onto Liverpool (Cook had to stay behind to give evidence in the trial).

(Later we learn that much of the substance of these adventures were ratified by Lewis Noe himself who sold his version of events, from jumping ship in Portsmouth through the Turkey debacle, to the New York Sun, when Stanley returned from the Livingstone strip and was famous.)

Denbigh again

Stanley detoured, once again, from Liverpool to Denbigh to track down his mother the publican, this time wearing an officer’s uniform he’d had knocked up in Constantinople, to impress her with what a success he had become. Once again, she was less than impressed. He stayed over Christmas, visited other relatives, tried out his new persona of Henry Morton Stanley, moped around Liverpool, again, then took ship back to America.

The Wild West

In February 1867 Stanley arrived back in St Louis and wangled a full-time job on the Missouri Democrat at the princely salary of $15 a day. The very next day he was given the assignment of reporting on General Winfield Scott Hancock’s Indian campaign against the Kiowas and the Comanches (p.67). He covered the whole campaign, describing Indian atrocities and scalpings, the army’s destruction of native villages, he interviewed Wild Bill Hickock. He was right there in the Wild West.

The imperialist principle

Jeal makes the important point that it was here, watching the native Americans being harried, murdered and burnt off their ancestral land, that Stanley imbibed the key principle of imperialism – that backward nations and peoples will fall ineluctably and unpreventably before the forces of ‘civilisation’, industrialisation and economic development. In his writings Stanley sympathised with the Indians but thought that nothing could be done to save them; modernisation was an inevitable process; if not this general then another one. And this was the hard-headed, ‘realist’ attitude he took to Africa.

The New York Herald

But a fire burned in him to see the world, to have great adventures, to go to Africa. In December 1867 he travelled to New York, to the offices of the best selling newspaper in America, the New York Herald, where he bluffed his way into an interview with the tough editor James Gordon Bennett Junior, the hard-driving editor of America’s most successful newspaper, the New York Herald. Stanley pitched his idea of going in search of Dr Livingstone, but it was too speculative for Bennett who suggested a more practical assignment – reporting on the British military expedition into Ethiopia.

Journalist in Ethiopia

In 1867 the emperor of Ethiopia, Tewodros II, had taken a British envoy and others hostage the British government despatched a force to release them. Stanley arrived in Suez in January 1868 and promptly bribed the telegraph operator to transmit his despatches before any other journalist (p.71). accompanied that force as a special correspondent of the New York Herald.

He made several big discoveries on this trip. First was that, by posing as an American, he sidestepped the wretched British class system, and was treated as an equal by the lofty British officers. He was impressed by their cult of nonchalance and aristocratic indifference and cultivated the same pose. He also discovered how to be a success, ensuring that his account of the Battle of Magdala in 1868 (where the British, predictably, whipped the Ethiopian forces) was the first to be telegraphed back to Europe and America. It was a sensational scoop which made his reputation as a journalist and secured him a permanent job at the Herald (p.72)

Spain

Bennett now treated Stanley like any foreign correspondent and sent him to trouble spots to report. In October 1868 he was sent to Spain which was experiencing a civil war between monarchists and republicans. Taking a break from reports he returned to London, where he invited his mother and half sister to visit him, now staying in a grand hotel and unambiguously a successful man of the world. He returned to Spain in 1869 and Jeal uses Stanley’s autobiography to describe Stanley’s hair-raising adventures in Madrid, running across streets as the bullets flew and barricading hotel windows to stop stray bullets in scenes reminiscent of George Orwell’s Homage to Catalonia (p.82).

Through Asia

As you’d expect, Jeal deals with his customary thoroughness with the thorny question of who had the idea to go looking for the famous British missionary, Dr David Livingstone, who had departed for central Africa several years earlier, who nothing had been heard of for years, and who was feared dead. Was it Bennett’s idea or was it, the preferred option, a long-standing ambition of Stanley’s which he pitched an at-first sceptical Bennett?

Either way, although Bennett agreed it was a good idea, he decided to leave it on the back burner while public interest in Livingstone’s mysterious fate grew. Instead he paid for Stanley to go on journalistic assignments through ‘Egypt, Palestine, Syria, Iraq, the Crimea, Persia and finally India’ (p.85). During this year of travels Stanley reported on the opening of the Suez Canal, examined excavations in Jerusalem, visited Odessa and the battlefields of the Crimea, interviewed the governor of the Caucasus at Tiflis and travelled to the Persian Gulf via Persepolis.

Go ahead for the Livingstone expedition

He ended up in Bombay in October 1870, which is where he finally received the go-ahead from Bennett to proceed with the expedition to find Livingstone who was, still, ‘lost’, his whereabouts unknown. With promise of full funding Stanley set sail from Bombay across the Indian Ocean to Zanzibar, the traditional provisioning and jumping off point for east central Africa, in January 1871 (p.91).

It’s important to emphasise that there had been some news about Livingstone. In November 1869 the Bombay Gazette had published a letter Livingstone had sent from the interior, dated 6 months earlier and stating he was at the town of Ujiji on Lake Tanganyika. And this was, indeed, where Stanley was to find him.

Provisioning an African expedition

But the journey inland was perilous and logistically challenging. In the absence of any roads or wheeled vehicles or pack animals who could survive the dreaded tsetse fly, all provisions had to be carried by porters, hundreds of porters, who as well as food and drink carried the trade goods and gifts which had to be doled out liberally to all the tribal chiefs whose territory had to be crossed.

Jeal goes into characteristic detail about the funding, recruiting and provisioning for the great adventure. He hired local porter managers who had helped other explorers with their expeditions, and four white men to act as companions. Stanley led his large force out of Bagamoyo, the coastal port opposite Zanzibar, and into the interior on 21 March 1871. He had just turned thirty years old.

Summary of Stanley’s early life

What a life he had led! Just reading about his exploits is exhausting. Rejected by his mother, abandoned by his family, workhouse boy in a swamp of depravity, self educated, runaway to America where he acquired a new identity and reinvented himself as a buccaneering journalist in the Wild West, leader of absurd adventures on rivers and into faraway Turkey before bluffing his way into a top job as foreign correspondent with America’s premier newspaper, reporting from all over Europe and the Middle East. And only now, aged 30, embarking on the great adventure which would make his name and which, in turn, inaugurated 16 years of exploring, trekking, fighting, signing trade deals and mapping out huge swathes of unexplored central Africa.

He had packed more into his life before he set out to find Livingstone, aged 29, than many adventurers could claim to have experienced in their entire lives. (p.469)


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