Congolese soldiers in the world wars

Congo: The Epic History of a People by David Van Reybrouck is a wonderland of a book. The accounts he gives of the involvement of Congolese soldiers in the two world wars are so remarkable and so little known that it’s worth recording them in a standalone blog post.

In his characteristic style, van Reybrouck interweaves traditional, factual history with first-hand, eye-witness memories by veterans or the families of veterans, which add colour and human scale to such huge abstract events.

First World War (pages 129 to 139)

Congo as a buffer state

At the Congress of Vienna in 1815 Belgium itself was conceived as a sort of buffer state between the powers, between France and Prussia. In a similar way, at the Berlin Conference of 1885, King Leopold  persuaded the powers that his seizure of this huge chunk of Africa would serve as a sort of buffer between territory controlled by the old rivals Britain and France in west Africa and the territory claimed in east Africa by the new kid on the block, Germany.

The final agreement of colonial borders in Africa meant that Congo shared a 430-mile-long border with German East Africa. Given that the Germans owned Cameroon to the north-west of Congo, it made sense for them to ponder seizing a corridor through the Belgian colony in order to link German East and West Africa. In fact, just before war broke out, the German foreign office actually approached the British with the suggestion of dividing Congo between them, which the British wisely rejected.

Germany attacks

After war broke out in Europe in August 1914, the colonial authorities expected Congo to remain neutral, which it did for all of 11 days, until Germany attacked. A steamship crossed Lake Tanganyika from the German side and shelled the Congo port of Mokolubu, sinking some canoes, then German soldiers landed and cut the telephone wire. A week later the Germans attacked the lakeside port of Lukuga, too.

Main battle zones

Because of the lack of roads and infrastructure, the First World War in Africa wasn’t fought along huge fronts, as in Europe, but was a matter of seizing strategic points and roads. Congolese forces ended up fighting on three fronts, Cameroon, Rhodesia and East Africa.

1. In 1914 a handful of Belgian officers and 600 Congolese troops were sent to help the British in the battle for Cameroon where German resistance to British, French and Belgian colonial units finally ended in March 1916.

2. By mid-1915 South African troops had secured the surrender of German South-West Africa but German forces threatened Rhodesia and so the Belgian government in exile (in Le Havre) ordered seven Belgian and 283 Congolese soldiers to help the British defend it.

Battle of the lakes

3. But the most intense Congo-German engagement was in the East. Here the border between Congo and German East Africa had only been finalised as late as 1910. In 1915 German forces led by Paul von Lettow-Vorbeck made repeated attempts to move into Kivu district (to the west of Lake Kivu, which formed part of the border between Belgian and German territory), with a view to pushing on north to seize the Kilo-Moto gold mines of the Ituri rain forest.

The Germans took initial control of lakes Kivu and Tanganyika which they patrolled with armed steamships. In reply the Allies i.e. the British, organised the transport of steamships broken up into parts all the way up the Congo and then across land to the lakes. They also sent four aquaplanes, which undertook a campaign to bomb and sink the German ships.

The Tabora campaign

Meanwhile, a large infantry force of 15,000 soldiers was assembled on the east Congo border under Force Publique commander, General Charles Tombeur. An important fact to remember is that, in the absence of decent roads, almost all the materiel needed for these campaigns had to be carried by porters, just as in Victorian times. It’s estimated that for every soldier who went into battle there were seven porters. In total, throughout the war years, it’s estimated that some 260,000 native porters were recruited or dragooned, out of a total population of less than ten million. This disruption had a negative impact on local economies and food production, but the conditions of the porters weren’t much better, with all experiencing inadequate food, shelter and little drinking water. As usual in every conflict, disease became rife and about one in ten of the porters died on active service, a total of some 26,000, compared to 2,000 soldiers.

As to the campaign itself, in March 1916 General Tombeur led his army across the border into Rwanda and seized the capital, Kigali, on 6 May. They then marched the 370 miles south-east to Tabora, which had been a key staging post for the explorers of the 1870s and 1880s and was now the nexus of German administration. It was the largest engagement of the campaign. Tombeur’s forces joined with another army which had marched from Lake Tanganyika and, after ten days and nights of intense fighting, Tabora fell to the Belgian-Congo forces on 19 September 1916. The Belgian flag was raised in the town centre amid widespread celebrations.

In 1917 Tabora was used as a staging post for a campaign to capture Mahenge, 300 miles to the south, but the battle of Tabora was the one which went down in colonial memory. Tombeur was given a peerage and songs were written about his famous victory.

Interview with Martin Kabuya

Typical of van Reybrouck’s method of humanising history, he tracks down an army veteran, Martin Kabuya, whose grandfather fought in the Tabora campaign and, he claims, provided cover for the soldier who raised the Belgian flag in the  conquered town square (p.135). And then talks to Hélène Nzimbu Diluzeti, 94-year-old widow of Thomas Masamba Lumoso, a Great War veteran who served in the TSF or telégraphie sans fils (i.e. wireless) section from 9 August 1914 to 5 October 1918, so for only a weeks short of the entire duration of the war (pages 135 to 137).

Here’s the map van Reybrouck provides. You can see the black arrows indicating movement of Congolese forces through the two small unnamed states of Rwanda and Burundi towards Tabora in what is now called Tanzania but was then German East Africa. On the top left of the map you can see the borders of Cameroon and understand how German strategists, at one point, might have fantasised about annexing northern Congo in order to for a corridor of German colonial territory from Tanzania through north Congo and joining up with Cameroon. One of many colonial pipe dreams.

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The Congolese in Belgium

Not many Congolese soldiers had time to be transported to Belgium before it fell to the Germans’ swift advance in August 1914. Van Reybrouck tells us the stories of two of them, Albert Kudjabo and Paul Panda Farnana, members of the Congolese Volunteer Corps. They were among the tens of thousands deployed to defend the Belgian city of Namur but the Germans swiftly captured it and these two Africans who spent the next four years in various prisoner of war camps. Among transfers between camps, forced labour and various humiliations, they were interviewed by the Royal Prussian Phonographic Committee which recorded Kudjabo singing traditional songs. The recordings survive to this day (p.138).

Van Reybrouck returns to the two POWs on page 178 to describe their chagrin and anger when they were finally repatriated to from Germany to Belgium only to read commentators in the press saying the likes of them should be packed off as soon as possible back to the land of bananas (p.178). They had fought side by side with their Belgian brothers to protect the motherland. Where was the gratitude? It left a legacy of bitterness.

Paul Panda Farnana

We know a lot about Farnana in particular because he played a central role in founding the Union Congolaise in August 1919, an organisation set up to assist ‘the moral and intellectual development of the Congolese race’. The Union called for greater involvement of the natives in the colonial administration and opened branches across Belgium.

In December 1920 Farnana addressed the first National Colonial Congress in Brussels and then took part in the second Pan-African Congress organised by American civil rights activist W.E.B du Bois. In 1929 Farnana returned to Congo and settled in his native village, but died there, unmarried and childless in 1932. He is often considered the first Congolese intellectual, but his was a very isolated voice. It would take another world war and decades of simmering discontent before real change could be affected.

Consequences of the Great War

After Germany’s defeat its African colonies were parcelled out to the allies. England took German East Africa which was renamed Tanganyika (and then Tanzania, on independence in 1961). Belgium was handed the two small states on the eastern borders of Congo, Rwanda and Burundi.

Earlier in the book van Reybrouck described the process whereby colonial administrators defined and helped to create tribal identities. Originally much more fluid and overlapping, these names and categories hardened when the authorities issued identity cards on which every Congolese had to match themselves to a limited list of bureaucratic tribal ‘identities’.

When they took over Rwanda, the Belgian authorities applied the same technique, insisting that the previously fluid and heterogenous Rwandans define themselves as one of three categories, Tutsi, Hutu or Twas (pygmy), an enforced European categorisation which was to bitterly divide the country and lead, ultimately, to the calamitous Rwandan genocide of 1994.

Although the war disrupted societies and led to significant native casualties in the eastern part of the country, the mining regions such as Katanga experienced an economic boom and huge explosion of jobs which increased urbanisation. But after the war there was a sudden drop in demand which led to layoffs, unrest and strikes.

Second World War (pages 182 to 189)

And then it happened all over again, except on a bigger scale, in 1940. In 18 days the German army rolled through Belgium as part of its conquest of France, Belgium was defeated and occupied. While the Belgian government fled to England, King Leopold III was taken prisoner to Germany. For a while there was uncertainty in the colony about which way it would jump – support the victorious Nazis or align with the humiliated government in exile? The decision was taken by the man on the scene, Governor General Pierre Ryckmans who to his great credit decided the Belgian Congo would align with the allies and fight fascism.

Ethiopia

Mussolini had invaded Haile Selassie’s Abyssinia in 1935. In 1940 Churchill sent troops from British Kenya into Ethiopia to neutralise the Italian threat. Starting in February 1941 the Brits were reinforced by the eleventh battalion of the Congo Force Publique. This consisted of 3,000 Congolese soldiers and 2,000 bearers.

They drove across British-controlled Sudan in blistering heat but had to manage the mountainous west of Ethiopia mostly on foot. From scorching heat it started to rain and the troops found themselves mired in mud. The Congolese took the small towns of Asosa and Gambela but faced a stiffer challenge at the fortified garrison town of Saio. After heavy shelling, on 8 June 1941, the town surrendered. Congo forces took nine Italian generals including the commander of all Italian forces in East Africa, 370 Italian officers, 2,574 noncoms and 1,533 native soldiers, along with a huge amount of munitions and equipment.

Van Reybrouck makes the droll point that the expulsion of the Italians (who had only held Ethiopia for 6 years) allowed the return of the emperor Haile Selassie, which gave renewed vigour to the small sect of Rastafarians in faraway Jamaica who had started worshipping the emperor as a deity during the 1930s. Thus Congolese soldiers helped in creating the spiritual side of reggae!

What Tabora had been in World War One, Saio was in World War Two, a resounding victory for African troops. More than that, for the first time in history an African nation had been liberated by African troops (p.185).

Nigeria

Van Reybrouck interviews Congo veterans who fought in the campaign, Louis Ngumbi and André Kitadi. He takes a path through the complicated wartime events in north Africa through the career of Kitadi. Having routed the Italians in the East, the focus switched to West Africa. Kitadi was a radio operator in the Congo army. In autumn 1942 he was shipped up to Nigeria and trained for 6 months in readiness to take Dahomey (modern Benin) from the Vichy French. However during the training period, Dahomey switched to General de Gaulle’s Free French and so the focus now switched to Libya where German forces under Rommel were based and repeatedly threatened to invade Egypt.

Kitadi and the other Congolese soldiers travelled across the desert of Chad (a French colony run by a black governor allied to de Gaulle). Van Reybrouck dovetails Kitadi’s story with that of Martin Kabuya, another radio operator in the Force Publique, who had also been shipped to Nigeria, but now found himself sent by sea right around Africa and up through the Suez Canal.

Egypt

Kitadi spent a year in a camp outside Alexandria. There were lots of Italian prisoners of war, kept in barbed wire POW camps. The Arabs stole everything. Kabuya was stationed at Camp Geneva near the Suez Canal, intercepting enemy Morse code messages. Once he was attacked by a big SS man who he stabbed in the gut with a bayonet and killed.

Palestine

When fighting in Europe ended, both men stayed in the army and were moved to Palestine to help with the new British mandate there (p.188).

The paradox of scale

Paradoxically, although the scale and reach of the Second World War was dramatically larger than the first, the involvement of Congolese was significantly smaller for the simple reason that the army no longer needed bearers and porters – they had trucks and lorries. So the number of Congolese directly involved in the war was nothing like the 260,000 Congolese porters dragooned into service in 1914-18, with the results that casualties were correspondingly much smaller.

The odyssey of Libert Otenga

The strength of van Reybrouck’s approach is demonstrated by the story of Libert Otenga. Otenga joined a mobile medical unit of Belgian doctors and Congolese medics.

The Belgian field hospital became known as the tenth BCCS, the tenth Belgian Congo Casualty Clearing Station. It had two operating tents and a radio tent. In the other tents there were beds for thirty patients and stretchers for two hundred more. During the war, the unit treated seven thousand wounded men and thirty thousand who had fallen ill. Even at the peak of its activities it consisted of only twenty-three Belgians, including seven doctors, and three hundred Congolese. Libert Otenga was one of them.

Van Reybrouck tracks down an ageing Otenga in Kinshasa to hear his story. First the medical unit was sent to Somalia. Then they went with British-Belgian troops to Madagascar, where they tended German prisoners of war. After Madagascar, the unit went by ship to Ceylon, where the medical unit was reorganised, and then on to India, to the Ganges delta in modern Bangladesh, a long way up the river Brahmaputra and then overland to the border with Burma, a British colony which the Japanese had captured in 1942. This was their longest posting, they treated soldiers and civilians, they had an air ambulance at their disposal. As van Reybrouck remarks:

The fact that Congolese paramedics cared for Burmese civilians and British soldiers in the Asian jungle is a completely unknown chapter in colonial history, and one that will soon vanish altogether. (p.189)

The travels of Congolese forces during the Second World War

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Congo and the atom bomb

The uranium in the Big Boy bomb dropped on Hiroshima contained uranium mined in the mineral-rich Katanga province of Congo (p. 190).

Edgar Sengier, then managing director of Union Minière, saw to it that Congo’s uranium reserves did not fall into the wrong hands. Shinkolobwe had the world’s largest confirmed deposit of uranium. When the Nazi threat intensified just before the war, he had had 1,250 metric tons (1,375 U.S. tons) of uranium shipped to New York, then flooded his mines. Only a tiny stock still present in Belgium ever fell into German hands. (p.190)

The Cold War

During the war the Congo had come to America’s attention as an important source of raw materials for war goods. By 1942 the Japanese had captured most of the Far East, so new sources were needed. the Congo turned out to be a vital source of metals like copper, wolfram, tin and zinc, and of vegetable products such as rubber, copal, cotton, quinine, palm oil for soap and, surprisingly, use in the vital steel industry. (p.191)

This was before the scientists of the Manhattan Project discovered how to make an atom bomb at which point uranium became a vital resource of strategic significance. All this explains America’s interest in the Congo in the 15 years after the war, and then its intense involvement in the events surrounding independence and its support of the dictator Mobutu through the entire Cold War period.

Conclusion

One way of seeing these events are as colourful sidelights on the two world wars and then the low level capitalist-communist antagonism which followed and van Reybrouck’s focus on individual experiences helps the reader understand how all our lives are determined and shaped by vast impersonal historic forces.

Another way of looking at it, is to reflect that from the moment it was first mapped and explored by Stanley in the late 1870s, the second largest country in Africa has never been free of interference, control and exploitation by Europe and America.

Credit

Congo: the epic history of a people by David Van Reybrouck was published in Dutch by De Bezige Bij in 2010. All references are to the paperback version of the English translation by Sam Garrett, published by Fourth Estate in 2015.

Surprisingly for a contemporary book, Congo: The Epic History of a People is available online in its entirety.


Africa-related reviews

History

Fictions set wholly or partly in Africa

Exhibitions about Africa

The Scramble for China by Robert Bickers (2011)

Bickers obviously knows a hell of a lot about western intervention in nineteenth-century China – or the story of the Foreign Devils in the Qing Empire 1832-1914, as the book’s sub-title puts it. Unfortunately, he attempts to convey this wealth of information in such a long-winded, round-the-houses manner, choked by a prose style which manages to combine academic jargon and whimsical archaism, that a lot of the time it’s difficult to tease out what he’s on about.

For example, the early chapters open with an unnamed ‘he’ doing something melodramatic and striking, thus creating an arresting opening – but take a page or more getting round to explaining who ‘he’ is, what ‘he’ is doing, where and when and why, thus leaving us in the dark.

They shouldered their way in. At Mr Lindsay’s order, Mr Simpson and Midshipman Stephens put their shoulders against the barred entrance to the Daotai’s quarters and heaved, twice. (Opening of chapter two)

Who? Where? When? Why? Patience, grasshopper. All will be revealed… eventually.

Was it a dream? Were his eyes deceiving him? He pressed forward through the crowd, the report goes, to get a better sight of the strangers, and “immediately began rubbing his eyes”. (Opening of chapter three)

Who? Where etc. Wait. Wait and see. Wait quite a while, in fact, for Bickers to make himself clear.

These teasing anecdotes, once finally explained, themselves take a while to be placed in the wider historical moment, which Bickers tends to explain both repetitively and obscurely. Quite regularly I didn’t know who he was referring to or when because the narrative jumped unpredictably between one set of characters and another, and (very frequently) back and forward over time. The only really consistent thing about his approach is his use of colourless academic phraseology and his scorn for the no-good imperialising westerners.

At first sight there appears to be a good deal of ‘background colour’ – the third chapter prides itself on going into great detail about the role of theatre and opera in Chinese society, from the professional heights of Peking Opera to the most amateur of local productions. Unfortunately, a lot of these purple passages, when you really look at them, merely state the obvious.

To give an example, the ‘he’ described in the opening of chapter three turns out to be a Chinese bystander who’s heard about two Europeans who have arrived out of the blue at Shanghai in – well, the date is lost in the yards of verbiage, I genuinely couldn’t figure it out – and who have blundered into a public opera production. This is Bickers’ cue to write pages about the Chinese opera and theatre tradition. Sounds fascinating, right? Alas, these pages are written thus:

But what was being staged depended on the occasion, and who was paying – the temple, a guild or a private patron. We cannot know, but we do know that the temple and the gathering so rudely interrupted by these bumptious foreign travellers were part of the fabric of Shanghai life and culture, in which were tightly interwoven the sojourning communities of commercial China, men from afar, whose trading activities were a key component of its wealth and importance. (p.59)

This one long sentence informs us that this big temple in Shanghai was part of Shanghai life and culture. Golly. Communities of sojourners (sojourner = ‘a person who resides temporarily in a place’) were – in case you hadn’t twigged – ‘men from afar’. OK. And that the trading activities of travelling merchants ‘were a key component of [Shanghai’s] wealth and importance’. ‘Tightly interwoven’ sounds impressive, doesn’t it? What does it mean, though?

I.e. when you take this grand-sounding sentence to pieces, it doesn’t tell you anything that wasn’t already fairly obvious. This is true for thousands of passages throughout the book: sound great, don’t tell you a thing.

Obscurity 

I’ve gone back and reread the opening pages of chapter three, twice, and I genuinely cannot actually work out when the action quoted above is taking place. You have to wait until three pages into the chapter before there is any reference to an actual date, and then it’s to two dates at once, one or both of which may refer back to a scene described in the previous chapter (I think), a reference which, in turn, required me to go back and double-check those dates.

In other words, this book requires quite a lot of double-checking and cross-referencing just to figure out when the thing is happening. Here’s the date reference I’m talking about:

Understanding what they were congregating for on this dreary October day in 1835 and had been watching on that wet June morning in 1832, and why at a temple, will help us develop a fuller picture of the China that first Lindsay and Gütlzaff, and then Medhurst and Stevens, were so intent on interrupting with their presence. (p.53)

This is what I mean by a round-the-houses manner. The opening of chapter three is deliberately obscure and teasing but… becomes no clearer as it goes on, in fact becomes in many ways more obscure and confusing as it goes on. All that really comes over is Bickers’s anti-British attitude (‘so intent on interrupting’) which is, indeed, the central thread of his account.

All this makes for a very frustrating read. Obviously Bickers knows masses about this subject – it is a tragedy for us readers that he can’t set it down in a straightforward, understandable manner.


The sound of his own voice

Complementing the obscure structuring of the book is the convoluted prose style.

1) Long paragraphs Bickers’ paragraphs routinely last an entire page and often longer, so on opening the book anywhere the reader is faced with a blank wall of words, with no way of breaking the text down into smaller, manageable units of meaning. I continually found myself losing the drift of a 2-page long paragraph, my eyes glazing over, suddenly snapping out of it and then having to go right back to the start to figure out what was happening.

2) Long sentences These mammoth paragraphs are indicative of the book’s general long-windedness. Bickers is reluctant to write a simple declarative sentence. He prefers long, swelling periods, dotted with commas to indicate the proliferation of subordinate clauses and – if possible – the insertion of one or two additional facts in parentheses, to make them as ornate and rhetorically over-wrought as possible.

You know those suitcases which are so over-stuffed you have to sit on them to try and get them closed? Bickers’ sentences are like that. And is this over-stuffing done in the name of presenting the facts clearly? Alas, no. Nine times out of ten it is to achieve an effect of style, a rhetorical repetition of phrases or artful alliteration, the deployment of irony or sarcasm – all techniques which are more suitable to a creative writer than to a historian.

And so, yet again, the Tianhou temple at Shanghai played host to parley, and the crude theatrics of private diplomacy, as Medhurst in particular stood, or rather aimed to sit, on his dignity as yet higher officials, the Customs superintendent (with a foreign cloak, he noted) and the district magistrate, came along in turn to sort things out, and found the foreign intruders rudely rebuffing the requirements of propriety when meeting officials of the great Qing. (p.52)

Note the attempts at humour – ‘or rather aimed to sit’. Note the insertion of a parenthesis, which itself contains two grammatical parts ‘(with a foreign cloak, he noted)’. Note the fondness for alliteration, for the sound of his own style – ‘rudely rebuffing the requirements’. Note that rather than describing or explaining the attitudes of the participants, Bickers prefers to convey them through irony verging on sarcasm – ‘the great Qing’.

Basically, this is a historian trying to write like a novelist.

3) Old fashioned Ironically for someone who is so determined to take a loftily modern, politically correct point of view of the old British Empire, Bickers’ prose, as well as being convoluted to the point of incomprehension, is also addicted to very old-fashioned locutions and vocabulary. Since I often couldn’t work out what he was on about, I found myself drawn to collecting his oddities and archaisms (= ‘a thing that is very old or old-fashioned, especially an archaic word or style of language’):

  • History was ever a public act, but it was also ever a private passion. (p.16)

Leaving aside the fact that this grand sounding period means less the more you think about it, there is the phrasing to savour – ‘ever’ to mean ‘always’? Really? In 1817 certainly. In 1917 maybe. But in 2017? Reading so many Victorian journals, tracts, articles has obviously infected Bickers’ style. But this is far from being a one-off oddity:

  • Lindsay was ever deadly serious, of course, and Medhurst too. (p.75)
  • There were private interactions, too, as there had ever been. (p.224)
  • Music was ever also a private pleasure, a private relief, a source of succour. (p.228)
  • Such confidence in the foreign ability to know China better than the Chinese themselves was to be oft rehearsed. (p.39). ‘Oft’?
  • All understood the law, he averred… (p.41) ‘Averred’?
  • All this fury and posture came to nought. (p.46)
  • The bells in Macao were quieted at the request of his physicians, but it all proved to no avail. (p.46)
  • Emigrants from Fujian, who had long sojourned in the city… (p.54)
  • The colonial consolidation and expansion of the emperor’s predecessors was largely foresworn… (p.66)
  • The Qing could but capitulate… (p.324)

Odd that Bickers is so loftily dismissive of the old imperialist bullies when he himself sounds so like a mutton-chopped lawyer out of Dickens:

  • The tension among the Company men in China persisted thereafter… (p.25)
  • … they aimed to get their complaints heard elsewhere along the coast and transmitted thereby to Peking… (p.26)
  • Scholars have begun in recent decades to look beyond the rhetoric of some schools of Chinese statecraft, particularly insofar as it articulated hostility to commerce.. (p.62)
  • Thereafter he held an intendant post in Zhejiang… (p.72)
  • Charles Elliott, by now the British superintendent of trade, rushed to Canton from Macao in cocked-hatted full dress uniform, evading the blockade and thereby deliberately adding himself to the hostaged fray. (p.78) ‘The hostaged fray’?
  • There were ‘mixed feelings’ from The Times, at the conclusion of a ‘miserable war’, and the ‘ill-gotten gains’ therefrom. (p.84)
  • Jardines had fourteen receiving ships by 1845, and usually ten thereafter… (p.92)
  • Like most of the early missionary community in China, he secured a post with the official British establishment during the war, and turned it into a secure position thereafter… (p.94)
  • In this way they rationalised their operations somewhat. (p.106)
  • Telegraph lines snaked their way thereafter to China. (p.164)
  • [The convicted murderer John Buckley] went quietly to his death, the site guarded by twenty-four policemen in case an attempt was made to rescue him, and he was not thereafter missed. (p.180)
  • For almost a quarter of a century thereafter the firm grew and diversified… (p.185)
  • Thomas Hanbury and his ilk were wedded to their interests in the Settlement at Shanghai… (p.189)
  • At least in Britain there was a Public Records Office, and in principle archives were transferred to public access, but nothing of that like existed in China. (p.376) — I don’t think I’ve ever read ‘like’ being used in this way before. ‘…nothing of that like…’ Surely you or I would write ‘but nothing like that existed in China’, but where would be the fun in that?

Alliteration Alliteration self evidently promotes sound and rhetoric over factual content and meaning.

  • Lindsay instantly resumed a pointed game of protocol and precedence. (p.21)
  • Their later frantic, frequent queries… (p.27)
  • It complained that the authorities in Canton were corrupt, capricious and cruel (p.28).
  • All wanted friendly and fruitful relations… (p.41)
  • They left that afternoon with a promise that a polite and properly formal response to their petition would follow. (p.41)
  • Instead they indulged in recondite debates about terms and texts. (p.73)
  • [Nathan Dunn’s exhibition of chonoiserie in London in December 1841] inspired catcalls and copycats… (p.88)
  • Such consular conveniences, compounded by confusions… (p.107)
  • [The Taiping rebels] fought fanatically and fiercely. (p.120)
  • … fifteen years’ worth of precedent and practice. (p.155)

Maybe Bickers is modelling himself on the lyrics of Gilbert and Sullivan operettas. In at least one place he does in fact directly quote Gilbert & Sullivan – on page 78 referring to the ‘little list’ being used in negotiations with the Chinese, a phrase which is the focus of a well-known song from their operetta about Japan, The Mikado (1885) (in fact, Bickers likes the jokey reference so much, he makes it again on page 194).

Hendiadys and pairing Why use one word when you can use two – ideally alliterating or rhyming – to deliver that knockout rhetorical punch?

  • Confident, nonetheless, they memorialised now more readily and steadily. (p.370)
  • … ongoing debates and disagreements… (p.374)

Fancy-ancy just for the fun of playing with words:

  • These shows… brought curious orientals to accompany the oriental curiosities on display in London. (p.89)
  • As successive reports made their way back to Britain, and as the lobbyists worked their words… (p.80)
  • But abate it they could not, or abate it they would not… (p.113)
  • Nearly all foreigners could or would still only talk a pidgin English… (p.114)
  • The act of uprising – daring to stand and daring to fight… (p.120)
  • But he could not, or would not, pay them. (p.126)
  • Parkes had grown up as British China grew up. He had grown with conflict and he had grown accustomed to conflict. China was his adult life, his only life… (p.138)
  • The men were there to fight and fought there well. (p.162)
  • So Robert Hart had had his fill of life in the foothills of the China apocalypse, had seen how vacuum would follow and violence ensure if the Qing could not hold… (p.196)
  • This new Peking, the object of romantic contemplation, suggested a China that might be appreciated rather than caricatured, and savoured rather than savaged. (p.221)

Singular nouns or nouns without an article This a real addiction of Bickers’ style, it occurs throughout on every page and gives the prose a stilted, hieratic feel:

  • [Lindsay] was ready to perceive slight and note omission… (p.22)
  • Now Lindsay was sailing north without invitation… (p.24)
  • … he and his retinue had been denied audience… (p.24)

Shouldn’t that be, ‘denied an audience’? It’s not wrong, it’s just that denying many of these nouns an article turns them from specific instances or events into lofty-sounding abstractions – makes them and the sentences they appear in just that wafer-thin bit more stilted and precious than they need be. More portentous and pretentious, to adopt Bickers’ own manner.

  • The predictable regularity of the internationalised trading world was periodically upset, as in any port city, by human failing and misadventure… (36)
  • They knew so well many of the possibilities that lay beyond their reach by imperial order, and engaged in shrewd estimate and wild conjecture… (p.65)
  • Nor was [the emperor Daoguang] the despised feudal archaism of the Marxist history of communist-era China, which castigated the failures of the late-Qing monarchs to combat imperialism’s assault. (p.67)
  • Those Napier-ordered bombardments of the Canton forts were simply ‘minnows’ compared with the just desserts of Chinese obstruction and insult that were to be meted out by British warships. (p.77)
  • The British helped inform this comedy of error. (p.86)

As with the other elements of Bickers’ style it gives the impression of acuity and insight without providing any actual information. The proliferation of these rhetorical tricks explains why you can read whole page-long paragraphs, arrive exhausted at the end, and then wonder why you don’t appear to have learned or remembered anything.

  • The Canton RegisterCanton Courier, and the more ambitious and scholarly Chinese Repository, edited by Elijah Bridgman, the first American missionary to China, all conveyed up-to-date news, description and opinion across the seas. (p.36) Why not descriptions?
  • Every contact with Chinese officials was an occasion for slight. (p.44)
  • It administered each in the way which seemed best, or most pragmatic at the time, and given considerations of resource and capacity. (p.69) Why not ‘resources‘?
  • Bouts of fighting were interspersed with parleys and negotiations, and with defence of insecure occupations of Chinese islands… (p.81) Why not ‘the defence’?
  • Stronger still would be the accumulated body of printed and private report… (p.89)
  • … the consequent legal haziness of their operations generated much correspondence and dispute. (p.93)
  • But domestic crisis was no small matter when rumour swept around… (p.114)
  • If stray shots passed over there would be formal complaint and stern rebuke. (p.127)
  • European initiative needed Chinese resource. (p.156)
  • The Customs delivered increasing resource as foreign trade grew… (p.198)
  • The development of official banks of information and report by consul and commissioner… (p.218)

So Used as an emphasiser, and in an unusual position in the word order, in a very old-fashioned way:

  • Indeed it will help if we understand more about the temple itself, which so stood out on the Shanghai waterfront close by the Customs House and under the highest point on the city wall, and which so stands out in these two landmark accounts of foreign visits to the city…This way we can better understand the China of the early 1830s outside the narrow confines of the factories, the roads, Macao, that narrow semi-foreignised sliver of the Canton delta that so overfills accounts of the early Sino-foreign encounters. (p.53)

Indeed, it would have been better for the gentle reader of these rhetorical tricks which so embellish and so adorn the purple prose of this grandiloquent historianographer, if his exuberant verbosity had been somewhat reined in and replaced with useful and understandable factual content.

Presage Bickers likes this word.

  • The foreign traders, all of them, were to be held hostage for the drug, without fresh food, without their servants, worried that the commissioner’s little list… presaged individual arrests and possibly torture. (p.78)
  • The sight of the burning buildings… presaged some more years of violent Canton problems. (p.101)
  • All such minor disturbances of men and women could presage consular grief. (p.114)
  • An estimated 7 million people were affected by the floods and dyke-failures that presaged the great change [of the course of the Yellow River in 1851] (p.136)
  • This turn to antique China also presaged the opening of another front in the foreign campaign. (p.221)
  • Margary’s slaughter presaged another round in China’s despoliation… (p.260)
  • The new blockade was to presage a new phase in the campaign… (p.296)

The use of ‘presage’ is typical of Bickers’s preference for the orotund and bombastic as opposed to the plain and simple.

Inversions of normal sentence order which makes sentences sometimes difficult to understand.

  • Quickly to the Company’s aid came instead other parties and volunteers… (p.26)
  • What commercial bliss it was that hot Canton spring… (p.78)
  • Rare it was that ‘the preacher commences and ends his discourse without a single intervention’. (p.111)
  • Always in Peking, I think, someone will in fact have heard him. Always someone will have heard the young foreigner belting out song in the capital’s dry air. (p.229)
  • Always there were exceptions… (p.249)
  • Fearful too were Chinese residents and local authorities. (p.349)

Incomprehensible In fact the combination of all the above tricks and jackanapary makes some sentences simply incomprehensible.

  • And what was eventually left over, why, when the hullaballoo was over, and when Lin’s officers had spent three weeks in April and May overseeing the smashing of the balls of opium and their flushing out to sea at Humen, close by the Linten anchorage, then what a market there was for it, and what prices it could now fetch discreetly, much more discreetly, sold along the coast to friends disappointed by the diversion of the spring stock. (p.79)
  • Along the coast with the British Cantonese went nonetheless, or followed soon after. (p.101)
  • Gods of ignorance and bafflement reigned over the China theatre. (p.397)

Sojourners sojourning As mentioned above, a sojourner is ‘a person who resides temporarily in a place’. Lots of westerners came out to newly-opened-up China to make a quick fortune then go home; they are pretty obviously ‘sojourners’, if you choose to use this antique term. But lots of Chinese, both native and immigrants from the south-east Asian diaspora, also came to ‘sojourn’ in the new Crown colonies Britain had wrested from China. Hence there was a whole lot of sojourning going on, and the text doesn’t let us forget it:

  • Sojourners and settlers prefer familiarity to adaptation… (p.62)
  • [The Qing empire] was well used to dealing with sojourners from outside its formal domain… (p.69)
  • Cantonese migrants and sojourners were quick to see additional value in association with the British… (p.102)
  • Robert Fortune’s second sojourn in China… (p.105)
  • They [westerners] were sojourners, mostly… Their sojourns were not short. (p.117)
  • Shanghai itself fell on 7 September 1853 to a sojourner coup. (p.125)
  • The sojourner was mentally relocating, settling in, his sense of where he formally belonged shifting. (p.168)

Personification

  • Arrogant opium swaggered its way along to the newly opened ports. (p.92)

Not traditional history writing, is it?

Tired and jaded

It is an oddity of this book that Bickers’ tone is tired and jaded with the whole western adventure in China before it has even started. Very early on he starts using phrases like ‘once again’ and ‘yet again’, when in fact what he’s describing is happening for the first time. This quickly conveys to the reader that Bickers is frightfully bored with the oh-so-predictable cultural misunderstandings or western bullying or the absurd scenes of everyone standing on their dignity which he depicts.

  • At Shanghai as at Hong Kong, and in every foreign community, such sentiments… were to be expressed again and again… (p.134)
  • Again it all began in Canton… (p.136)
  • And here we are again at the closed gates of the city and at the closed door of the yamen… (p.146)
  • It was the old story, of China coast savviness about Chinese duplicity… (p.213)

This tone conveys the regrettable sense that Bickers feels blasé and superior to the events he’s describing and the poor saps enacting them. If only the human race had given Bickers something a bit more interesting and novel to write about! There’s a striking passage which introduces the First Opium War where he tells us how awfully over-familiar the whole thing is:

The course of events that followed are well known. How Lin Zexu was sent as a special commissioner to investigate the problem in Canton and to put a stop to the trade, how he made his way overland to the city and set about making his mark: all of this has been much narrated. (p.77)

Is it well known, though? Has it been much narrated? Do you know all about Lin Zhu and his overland trek and what happened next? I certainly didn’t. In fact, that’s why I’m reading a book about the scramble for China, precisely to learn about this history, not to be patronisingly told that I ought to know all about it all already.

This passage (there are plenty more in the same vein) crystallised my feeling that Bickers is far too close to his subject matter and makes a kind of rookie error in assuming that his readers share his specialised knowledge and are all as blasé and bored by it as he is.

But many of us have barely heard any of this story before and it is his responsibility to tell it to us. Alas, Bickers is so over-familiar with events that he has to resort to fancy prose and attitudinising to keep his own interest up. I, on the other hand, was hoping for a simple, reliable and clearly written account of the events of these hundred years in China.

Alas, I didn’t get it here. Bickers’ account of the First Opium War is confusing, but not as confusing and partial as his account of the Taiping Rebellion (1850-64) on pages 118 to…. well… his account just fizzles out somewhere ten pages later – which I was particularly looking forward to. As if determined to confuse, he begins his account of the Taiping Rebellion, one of the most epic events in world history, in mid-chapter, after some pages which give the impression they are going to be a description of the cosy lives of the China British. He introduces this vast historical subject with these words:

But then enter the younger brother of Jesus Christ who came to discomfort all their lives… (p.118)

If you didn’t know that the leader of the Taiping Rebellion was a religious visionary who really did think he was the brother of Christ, this opening would be incomprehensible. In fact, Bickers doesn’t give an account of the overall Taiping Rebellion at all – he is only interested in it insofar as a) it demonstrates and was arguably caused by, the destabilising presence of Europeans on China’s coasts and b) it impacted the British settlements at Canton and at newly colonised Shanghai (where, for example, in 1853, the British – from the protection of their walled settlement – could watch pitched battles between the Taiping army and the imperial Qing forces).

The accounts of the Taiping Rebellion in the books by John Keay and Jonathan Fenby are both much clearer and much more penetrating than in Bickers. These two historians clearly explain the causes and consequences of this truly epic conflict, possibly the largest civil war in all human history, anywhere, a titanic devastation which led to the loss of as many as 20 million Chinese lives, maybe more.

The same frivolous and off-hand approach characterises Bickers’s treatment of the contemporaneous but distinct Nian Rebellion (1851-68), given only a brief page here (p.135), fleetingly explained but not analysed in any depth.

The brief mention of the Crimean War (on pages 134 and 135) neither explains that conflict nor its geopolitical ramifications for the European powers in China. Bickers briefly points out that the war had a distinct Pacific element – a fascinating idea I’d never come across before – but then frustratingly drops the subject completely. This feels like a massive and fascinating topic completely ignored. So disappointing. I bought this book precisely to understand the geo-political implications and context and motives for the sequence of China-oriented wars of the nineteenth century, and that turns out to be the very last thing on Bickers’ mind.

This confusing melange of super-brief references to these huge and super-important wars then segues abruptly and, as usual, in a very offhand way, into a typically arse-over-tit account of the Second Opium War (1856-60).

So the foreigners placed their faith in the Qing, once they had warred with them, beaten them, and humiliated them. Again, it all began in Canton. (p.136)

Note the tired and jaded tone as he casually begins a confusing account which spools onto page 150, with a vivid but hard-to-follow explanation for the (scandalous) British burning of the Emperor’ Summer House. OK. But in the 14 or so pages which cover it, Bickers nowhere mentions that he is describing the Second Opium War – you have to know that already. He is so close to, and over-familiar with, his subject, he just assumes that we all know about this stuff already. But we don’t. That’s why we bought your bloody book in the first place.

Towards the end I was genuinely appalled when the only mention he makes of the Russo-Japanese War of 1905, the first war in modern times in which a non-European nation (Japan) thrashed a European one (Russia) is the following. (He’s explaining how, after the Boxer Rebellion was finally quelled, the European nations demanded reparations but, for the most part, didn’t seek to acquire new territory. Apart from Russia):

Russia failed to conform, though, and hung on in Manchuria with 200,000 troops. So the British and the Japanese opened up a new world of international politics by entering into a formal alliance in 1902, breaking with decades of British practice, and in 1904-5 the Japanese smashed Russian forces in Manchuria and Siberia, shocking the European world, and offering new hope for the colonised and threatened. (p.349)

The Russo-Japanese War doesn’t even get a sentence of its own, but is shoehorned into the second half of a sentence which starts in 1902 and ends in 1905. Wow.

The republican revolution which finally overthrew the Qing Dynasty – and ended 3,000 years of rule by emperors – in October 1911, is dealt with – including the accident which sparked it, the spread of revolt, the seizure of power by Sun Yat-Sen, the abdication of the emperor, and the handing over of power to general Yuan Shikai – this seismic event is dealt with in 10 sentences – half a page – and not returned to.

Thus does Bickers leap over hugely important geopolitical, strategic and military events in order to get back to lambasting western businessmen living in sin with their Chinese mistresses, making fortunes from the opium trade and lobbying for more access to Chinese markets.

This is a sociological essay about the British in China, not a history.

Academic jargon

By this stage the reader has realised that Bickers isn’t interested in giving a chronological account of what happened during China’s century of humiliation; he isn’t interested in analysing or explaining the complex geopolitics of a weakened China caught between coastal invaders like the British and, towards the end of the period, the Japanese – all overshadowed by the ever-present threat from the land-grabbing Russian empire in the west and north.

He isn’t even very interested in any of the other European nations – the French and Americans get only a few walk-on parts, while the Portuguese, Dutch or Germans are hardly mentioned at all.

Instead, what becomes clearer and clearer is that Bickers thinks he is giving a kind of cultural history of the British in China.

That’s a fine ambition but he doesn’t live up to it. There is nothing at all in the book about, say, Chinese art or poetry, nothing. What there is, is repeated references to the way the Chinese or British performed as if on a stage with each other, or the way Chinese artefacts (and people) were shipped off to London to be put on display in various public shows and the big European expositions of the later Victorian era, or the way the colonisers engaged in practices and policed sites and shaped public space, and so on. Instead of interesting stuff about Chinese culture, what Bickers gives us is a lot of Eurocentric academic jargon.

Over the past forty years or so, the mind-set and terminology of (mostly French) modern literary theory/history/sociology pioneered in the 1960s and 70s by, say, Roland Barthes or Michel Foucault, has congealed to form a higher entity called just Theory – an attitude and set of jargon which has spread out to infect study of all the humanities subjects at university.

I’m extremely familiar with this all-purpose semi-sociological terminology from the many art exhibitions I go to, where contemporary artists no longer make ‘art works’ – they engage with issues of gender and sexuality, or money and class or whatever, carrying forward projects which use strategies of this, that and the other, which taken together amount to their practice. What used to be called ‘works of art’ are now more often than not the sites of their engagement with some issue or other, where the artists subvert conventional narratives of whatever or challenge this, that or the other norm or convention.

This all-purpose academic jargon has a number of purposes. Firstly, like academic jargon down the ages, from the ancient world through the Middle Ages – it makes the author sound clever. Secondly, it makes it all sound very serious: no longer painting a picture or developing a photo, an artist is now engaged in their practice – like a serious professional, like an architect or a GP. Thirdly, it is all very active – none of that old bourgeois standing around in front of an easel, an artist now engages with, subverts, challenges and questions and interrogates and a whole load of other action words. All very exciting and edgy.

At the same time many of the words have a very clinical and scientific feel: not only the artist, but especially the art critic, is no longer subject to the wishy-washy whims of their bourgeois imagination, but gives the impression of applying rigorous scientific procedures: artists have ‘projects’ and ‘practices’ which are enacted in ‘sites’ and ‘spaces’. Anything like a sculpture or installation reorientates the ‘space’ around it, maybe reorders ‘spatial hierarchies’, probably ‘challenges’ accepted ‘narratives’ or what a work of art can be, and so on.

Another feature of Theory Language is that a little of it goes a long way: these terms have become remarkably all-purpose: you can apply them to almost any human activity and come out sounding serious, weighty and profound.

The only snag is that – although this kind of language, used sparingly, conveys a sense of power and thrust and importance and intellectual force,

a) it doesn’t, on closer examination, really tell you anything at all
b) used too much, it quickly turns into a vacuous jargon of empty slogans – just as the public very quickly got sick of Theresa May telling us she represented ‘strong and stable leadership’ (and turned out to represent the opposite) so an artist, or curator, or critic, or historian who goes on and on about ‘practice’ and ‘projects’ and ‘sites’ and ‘narratives’ in an effort to sound meaningful and scientific and precise – runs the risk of ending up like a cracked record playing the same meaningless jargon over and over again; far from subverting anything, this kind of jargon ends up reinforcing existing conventions about art writing. In fact, it is the new set of conventions.

Examples of academic jargon

Display is an important idea for Bickers. European merchants built big houses – he takes it as an example of ‘display’. They hosted lavishes dinner – more ‘display’. Chinese objects were sent back to London – where they were put on ‘display’. As if grouping these pretty everyday activities under a semi-scientific singular noun gives us all a special insight into human activity, grouping them all together somehow explains… something.

  • China was in this way [exhibitions of China bric-a-brac in London in the 1840s] being normalised as an object for such display and ethnographic and other curiosity. (p.89)
  • Such displaydisplay at table, architectural display – announced probity and confidence (to each other, to Chinese merchants), but it also spoke of vulgarity and extravagance. (p.99)
  • Admiration for the appearance of the Sikhs, the ‘colour’ they were felt and said to have brought to China, and to British display in China… (p.163)
  • What became the routine display of China at such forums was a key strand in the project that Hart was leading. (p.204)

Engage and engagement At a recent internet conference I attended there was a list of banned words; if you mentioned one you had to contribute to the swear box (all money coughed up was sent to a charity for refugees). ‘Engage’ and ‘engagement’ were top of the list. Why? Because they means everything and nothing; because they are empty buzzwords.

  • Farmers engaged in handicraft production. (p.64)
  • The ordered business of its routine engagement with the world at the treaty ports elsewhere was able to continue… (p.352)

Enterprises and projects

the British Empire didn’t carry out strategies or policies, apparently. It engaged in projects and enterprises.

  • At the heart of the official British China enterprise… (p.206)
  • The foreign China enterprise at Shanghai was actually truly a real-estate imperialism… (p.222)
  • They were men of commerce and outside what was formally recognised as British empire, and their enterprise was multi-national and often makeshift. They had no imperial project. (p.382)

Sites and spaces Both make pretty run-of-the-mill places sound important and exciting, and make it sound as if you’re saying something especially perceptive and insightful about them.

  • This book explores the world which created that final photograph and its many sites and fields of action. (p.14)
  • A popular temple was also a commercial and economic site… They were embedded in the daily public space of the city. (p.16)
  • The rural landscape was pocked with market sites. (p.65) — It is so much more emphatic and intellectually demanding than simply writing ‘markets’ or ‘market places’.
  • [Just outside harbour boundaries, opium] was stored, and there were established new sites for conflict and the low-level disorderliness that filled the consulate letter books. (p.93)
  • The new ports were like many of the other sites of power around the Indian Ocean. (p.105)
  • As the new roads and buildings grew up in the treaty ports they were to acquire new memorials, and new sites for commemoration and celebration. (p.112)
  • It might seem odd that we can find so much insistent quiet emphasis on the symbolic ordering of foreign space [the British insisted on having a grand ex-palace to be their legation in Beijing]. Partly this was a response to understandings of Chinese conceptions, a breaking out of spaces and sites allotted them for reasons they interpreted (rightly sometimes) as intentionally demeaning. But they had their own such practices already… (p.206)
  • Foreign observers chuckled at Chinese geomancy, at fengshui, even as they fashioned symbolic landscapes themselves, sacralising space, creating sites for pilgrimage, reflection and remembrance. (p.207)

In this last example Bickers is describing how the British built graveyards wherever they settled. Note how he goes out of his way to ridicule the British who, he claims, chuckled at Chinese geomancy but – at least according to Bickers’ confidently post-imperialist view – were themselves every bit as superstitious and irrational in their treatment of ‘space’ – i.e. building cemeteries. Ha ha ha, silly old British.

But as with almost everything Bickers writes, a moment’s reflection makes you question this casual criticism and superiority: geomancy or fengshui are to some extent optional practices; organising the hygienic and orderly burial of the dead are rather more of a necessity. But – and here’s my point – Bickers has conceived and written this sentence not to make a factual statement – but to score politically correct points over ‘the foreigners’.

  • Peking, resolutely, was different to all the other sites of the foreign presence, different in scale, meanings, history, experience and climate. (p.215)
  • the Inspectorate General was the site in time of an entirely novel private experiment of Hart’s. (p.227)
  • There were of course other sites of jubilee. (p.309)
  • China long remained a site of foreign male opportunity. (p.311)
  • Homes, memoirs show, now became sites for the assertion of the supremacy of the European woman over her servants… (p.313)
  • Real Chinatowns became fictionalised nests of opium dens and sites of the despoliation of white girls by Chinese men. (p.364)

Space

  • [Western music] served to mark space in new ways. (p.228)
  • So at Shanghai they ordered space, responding as quickly as they were able to the breathtaking speed with which opportunities were seized, innovations latched onto, loopholes explored. They also ordered Chinese use of public space, imposing new norms of behaviour, turning urination into a minor criminal category. They also attempted to order aspects of private space: the gambling house, the brothel, the household. (p.224)

On reflection, where Bickers writes ‘space’ he really means ‘behaviour – but ‘space’ sounds more abstract, intellectual and scientific. And, in his usual hurry to denigrate Europeans and the British at every turn, he turns the imposition of regulations like banning people pissing in the street into a bad thing. Maybe we should return to the days of men randomly urinating in the street? Similarly, maybe gambling houses and brothels shouldn’t have been regulated. Naughty, naughty Europeans with their silly imperialising laws.

Practice A super-useful word which can be applied to almost any human activity to make yourself sound impressively intellectual. For example, my postman for the most part engages in letter-delivery activities but has recently expanded his practice to encompass the manual transmission of parcels in the course of which he transitions from the public space of the pavement, governed by one code of conduct, to the private space of my porch, which has become a site for intrapersonal exchange and dialogue i.e. we have a bit of a chat whenever he knocks on the door to deliver a parcel.

Used in this pretentious way ‘practice’ has become a buzzword which lends your text the authority and the spurious pseudo-scientific precision of an anthropologist or ethnographer or sociologist. But like so many of these terms, it mostly just dresses up banality and the bleeding obvious.

  • Officials often had little time intellectually for popular religious practice. (p.61)
  • Buddhist in origin, but adopted far beyond Buddhist practices, [the festival] involved opera performances, processions and bonfires… (p.61)
  • But that containment [of foreign traders by the Chinese] was too restrictive, too contrary to emerging European interests and practices… (p.157)
  • As the concessions and settlements merged spatially with the rest of the developing cities, their autonomous judicial systems and practice routinely returned to deportation as a legal punishment. (p.160)
  • It was a queer affair, the extension of Tongzhi restoration practice to overseas diplomacy… Burlingame was carefully and explicitly instructed not to follow practices which might prompt reciprocal demands on Peking.. (p.212)
  • There were descriptions and assessments too of Chinese practice. (p.281)
  • North China farmers knew that into their brittle world had come new forces, with alien ideas and practices… (p.341)
  • And the practices of the new combined forces of Boxers, the Yihequan, ‘Boxers united in righteousness’, gave them mastery over foreign things… (p.342)
  • Foreign office archives practice was in theory quite clear. (p.375)

Lovely sentence this last one, don’t you think?

Network Not found so much in other Theory-mongers, this word makes you sound like you’re all across modern technology and the internet and the groovy, cool, multi-connected world.

  • [The Taiping Rebellion] was a revolt informed by the new intellectual currents from over the oceans which were at work in Chinese cities and in the networks of people, goods and ideas that flowed through them… (p.120)
  • The swiftness of the incorporation after 1860 of the new sites of treaty port China into these far wider networks shows just how interconnected it already was. (p.156)
  • Globalisation, international migration, the growth of British and other European empires and the networks that cut across and through them, all had a bearing on developments in China. (p.156)
  • China was already deeply embedded in new-fashioned networks… (p.157)
  • So the Inspectorate general became the centre of its own network of stations, as well as a node in wider networks – regional meteorology, the international round of display and representation… (p.204)
  • The growing presence, and relative ease of transmission of goods and people, locked China more and more closely into knowledge networks, not least geographical and scientific ones. (p.165)
  • By 24 October 1860, when allied troops paraded into the heart of the imperial capital escorting Elgin and Gros, two bands in the vanguard heralding their intrusion and the imminent treaty ceremony, China was already being fashioned steadily into new networks – of communications, of people, of ideas. (p.157)

‘New networks of communications, of people, of ideas’ – this is vacuous modern corporate jargon: it could be an excerpt from the press release for any big company, bank or government department – it has that hollow corporate ring, impressive, vibrant-sounding and absolutely empty of meaning.

Scripts and performance This is another classic piece of sociological jargon in which people are depicted as hollow puppets helplessly ‘performing’ ‘scripts’, putting on performances – which they called living and making decisions but which we – everso wise Posterity – can now see as ritualised and formulaic ‘performances’:

  • The China script for the performance of British power and identity in the treaty ports was borrowed from the Subcontinent. (p.162)
  • Many missionaries played at the local level the China game of compensation for injury and damage, property restitution and repair, and symbolic gesture – judgement and proclamation set in stone, or transfer of communally important sites as punishment… Some did so to show how powerful Church and mission were, how actively they could help; to reassure and protect existing converts, and to tempt others. Such action could also provide a stage for the rehearsal of the national honour script, the dignity of the nation residing in the person of the missionary and his flock. (p.249)
  • But as 3,000 troops and labourers disembarked at Langqiao Bay in May 1874, a more routine script was being rehearsed… (p.254)
  • His death was incorporated into the same empire script that he rehearsed as he travelled… (p.260)
  • The limits of this private enterprise imperialism, of the sweaty plans of Bland and his ilk were reached on the early Sunday of of 28 July 1913, when Bruce and his band blundered noisily into sleepy Zhabei, and nobody met them to play their scripted part in the local drama of Settlement expansion. (p.369)

Transgressions and subverting and challenging and interrogating etc. Sounds so exciting and edgy and revolutionary. But is all too often applied to really boring and obvious descriptions in an effort to jazz them up.

  • As guardians of order and peace they saw such large gatherings… as sites of transgressions of moral order. (p.61)

What he means is that prostitutes often plied their trade at big Chinese festivals. Who’d have thought? Pretty transgressive, eh?

Actually, there isn’t as much transgression here as I find in the commentary of art galleries; and only one or two mentions of another favourite of Literary Theory, ‘desire’, used as a kind of bland, all-purpose, catch-all term for sex in the widest sense. Although there are quite a few references to brothels and prostitutes – mainly, of course, pointing out how brothels and prostitutes followed western land grabs and settlements, thus proving what racist hypocrites Europeans were. Oh, and many of them took Chinese mistresses, as well. How vile and disgusting, only white men have ever taken mistresses, and only in China.

Prose like concrete

The direction of Bickers thought is always upwards towards sweeping generalisations. Converting a specific argument between a specific Chinese and English into the generic term ‘dispute’, or particular local laws and customs into the generic word ‘practice’, is always to leave the specific and colourful behind in the name of scientific-sounding but in reality vague and generalised concepts. Move in this direction enough and you are left with sentences which are so generalised they could be about anything, anywhere. It just makes long stretches of this book really, really boring.

Always there were exceptions, men and women horrified by this new world of local conflict and dispute that could unfold as people converted. But the mission enterprise was nonetheless mired from the start in such local dispute, at the same time as it was enmeshed with the wider foreign world in China through nationality, affinity, language, marriage, and wider kin networks. (p.249)

It’s like reading concrete. It’s like being stuck in a supermarket car park looking at thousands of shopping trolleys, all the same. Dispute, insult, practice, site, spatial integration, networks of communication, sites of display, imperial spaces, networks of engagement, circuits of empire, colonial display, imperial sites, the China project, the China enterprise, blah blah blah.

I should have been warned off by the reviewer on Amazon who said reading this book was like walking through thickening mud.

Some, such and many Bickers also has a peculiar way with the words ‘there’, ‘some’, ‘such’ and ‘many’: by peculiar I mean that I’ve read thousands of books, paying close attention to their style, and never come across anyone use those words so eccentrically and idiosyncratically. He is fond of ‘fray’ which recurs many times; and ‘odd’.  It is tempting to embark on an analysis of these short, common words for what they reveal about Bickers’ eccentric uses of them – but this review is long enough already.

  • Such permission was certainly given to some… (p.374)
  • Such fear held good there. (p.374)
  • Such memory is the product of hard state work. (p.392)

A simpler soul might write ‘this kind of’ permission or fear or memory – but Bickers is a sucker for rhetorical effects.

Bullying sanctimoniousness

It goes without saying that a modern white, middle-aged English academic will have completely absorbed the political correctness of their university context and so be extremely, comprehensively, sarcastically critical of the white, middle-aged Englishmen of the past. A modern politically correct academic could take no other attitude.

They are all racist imperialist saps; we, dear reader, are by contrast morally unimpeachable and live in an age of complete enlightenment. Thank goodness the modern West which Bickers is a part of doesn’t go around invading other countries and plunging them into decades of chaos and civil war; thank goodness the modern West doesn’t build encampments in foreign countries – Iraq, say, or Afghanistan – protected from angry natives by huge walls inside which the soldiers and civil servants of the occupying forces, blissfully uninterested in the local culture, are provided with all the pleasures of home.

Yes, the modern historian, embedded in this wonderful Western culture, is sooo superior to his great-great-great-great grandparents who did just the same in China or India. In an account of a speech the Prime Minister Lord Salisbury gave in 1898, Bickers makes sure to point out that it was infused with the outdated ideology of social Darwinism, that he spoke ‘complacently’ and that his imperialist audience ‘chortled’.

What’s ironic is that Bickers’ own account is drenched with the cultural ideology of our times – sanctimonious political correctness – and that he himself never loses an opportunity to ‘chortle’ at the inferiority of other people – in this case, our ancestors. Bickers displays exactly the same patronising tone towards people who can’t defend themselves, as he lambasts haughty imperialists for displaying towards their victims.

Bickers laughs at the British merchants and soldiers, the consuls and captains he depicts, for importing the comforts of home, for bringing in English plants and trees, for building Anglican churches, for ordering prints and paintings of reassuringly patriotic subjects to hang on their walls, and even sending for familiar foods, rather than the bewildering local cuisine.

They wanted and recreated the familiar. They wanted their cigar brought, and then their newspaper. So they made themselves at home on the Huangpu, the Min, Gulangyu island, the slopes of Hong Kong, as snug as they could manage, and read weeks-old news about the real world over the ocean in a fug of finest Havana. (p.117)

Silly selfish saps!

And in their insatiably imperialist lust for profit, Bickers points out that some British firms even sold guns and ammunition to the warring sides in the Taiping Rebellion! The horror of those racist imperialist profiteers! Luckily, we now live in a blessed and enlightened age, when the British government would never dream of selling arms and airplanes, guns and implements of torture to Third World regimes, to countries like Saudi Arabia, who use the planes we sell them to bomb civilians in Yemen. Never ever.

— To be perfectly clear: I find a lot of the historiography of the British Empire, generally written by guilty white liberal men who bend over backwards to be politically correct in every way, to be revoltingly smug, superior and sanctimonious. To assume that their responses to the problems those people living in the 1840s, 1850s, 1860s and so on faced – their motivations to travel where the opportunity was, to set up companies, to trade and make money, to seek a living and a career – were all somehow uniquely wicked, and only the British ever did this or displayed imperialistic behaviour – never displayed before or since by any other nation (including the countless Chinese merchants they traded and set up companies with, or the genuinely bestial Japanese Empire) – and to assume that these are all behaviours which we moderns, in our infinite wisdom, have completely outgrown.

In my opinion, every human being is born into struggle – against their biological destiny, their physical flaws, the illnesses and accidents we are all prone to, against the psychological damage of childhood and education, against the cultural and technological limits of their time and position and, above all, the crushing necessity to make a living, to earn a crust, to eat and drink and stay alive.

My opinion is the same as John Locke’s, that we do better to commiserate our common frailty and sinfulness with our fellow humans – to sympathise with other people, to understand their suffering and pain, to help and aid those who are alive, now, today – and to empathise with the tribulations of those who came before us, who struggled through their own challenges.

But people like historians of empire, who appoint themselves judge and jury over the past, who lump the entire population of Britain into one undifferentiated pile labelled IMPERIALISTS so they can sneer and ridicule and belittle our benighted ancestors, well they run the risk of themselves being lumped in with the Britain of our times, being judged by the same strict broad-brush approach which they apply to the past – and found wanting. Was Bickers not alive during the invasion of Iraq, the invasion of Afghanistan, the financial crash of 2008, the Brexit vote or, at its widest, the election of President Trump? In a hundred and fifty years time won’t he be lumped in with this violent, war-starting, financially ruinous era?

And – the most obvious crime of our age – he is living through the destruction of the planet’s life forms and the tipping point of global warming. In a hundred and fifty years time Bickers too – with his flying round the world and globetrotting, a privileged western academic who ‘travelled extensively, visiting many of the haunting sites scattered across China that feature in the book’ (as the blurb puts it) – will be lumped in with the stupid, blinkered generation who arrogantly took it as their prerogative, as their right, as their entitlement, to burn up fossil fuel, to heat up the atmosphere, and to permanently damage the planet – and all in order to write his sarcastic quips about his obscure forebears.

And, if anybody reads books a hundred and fifty years hence, this type of morally superior historian will be judged all the more harshly because they have forfeited the possibility of themselves being forgiven by the unremitting harshness, judgmentalism, superior and supercilious attitude which they apply so flippantly and casually to people who died 150 years ago, and who cannot speak in their own defence. ‘Judge not lest ye be judged,’ as a dead white man said long ago.

Seen from this perspective – of condemning the helpless dead – judgmental histories like Bickers’ are a form of bullying. And when I see any form of bullying happening right in front of me, although I may not like the victim very much, my instinct is to side with the underdog, with the person being subjected to relentless vilification by someone in power over them.

But the relentless patronising of the past is not only morally offensive, it’s also plain dumb. Repeatedly Bickers comes up with the revelation that these businessmen and traders and merchants and bankers were out to make a profit! That merchants and bankers came out from Britain to set up businesses, to trade, and to make money! God, the implication is – how grubby and tacky and awful, all this fussing about money and profits!

The implied contrast is with morally pure academics, swanning around the world paid for by government grants, unfurling their deathless prose for the benefit of lesser mortals who have to scheme and plan and graft, to set up businesses, borrow capital, employ staff, hire premises and equipment, do deals and live with the permanent risk of going bankrupt or having your offices, staff or family attacked by anti-western zealots. What losers they must be, eh!

Bickers describes how a lot of the China traders got very rich very quick which, it is implied, was a contemptible thing. What depraved wretches! Lucky for us that we live in an era of perfect equality, with no disparities of income and wealth, either here in perfectly governed Britain, or in contemporary not-at-all-capitalist China. Aren’t we so right to feel superior to the past and their despicable get-rich-quick mentality 🙂

Eurocentric

The final irony is that, despite all his fashionably anti-imperial attitudinising, this book is in fact written overwhelmingly from the white western point of view. To be precise, from the British and, by and large, English point of view. Chaps’ diaries are used to put chaps down. Chaps’ accounts of their adventures are used to criticise chaps’ racist attitudes. Chaps’ reports back to the East India Company or Parliament are used to chastise chaps’ crudely mercantile way of thinking.

Oh silly, silly Victorians who knew nothing about multicultural studies or LGBT rights, who thought only in terms of their own age, cultural and social norms. How blinkered some people can be! Could they not guess how they would be judged in 150 years time and reorient all their actions accordingly?

Also, a thorough account of ‘the scramble for China’ really ought to include not just the British but the French, Portuguese and Dutch, with large roles for the Russians and Germans, all of whom got in on the act, scrambling for their own treaty ports and concessions. But in this book there are hardly any accounts of other countries’ activities.

All in all, this book is emphatically not a historical account of the multi-national scramble for China – it is a cultural and sociological study of ‘the British in China 1832-1915′ and its title really should have conveyed that more accurately.

And above all – irony of irony – for such a politically correct writer, there are hardly any Chinese voices in the text. This may be for all kinds of structural reasons, such as that many of these encounters weren’t recorded on the Chinese side, or that the archives were lost in the various revolutions and rebellions. But the fact remains that this is yet another book about the white British empire, by a white British historian, which relies overwhelmingly on the efficient and detailed record-keeping of white Victorian imperialists – in order to twist and quote them out of context with the sole intention of proving what awful racist money-grubbing insensitive imperialists they were.

In other words, through the academic jargon and preening rhetoric, there is little in the facts and nothing in the attitude which are either new or interesting. The Scramble for China conforms entirely and dully to the politically correct dogmas of our time.

Extended example

The Boxer Rebellion (1899-1901) was just one of several native Chinese uprisings which overlapped with, or promoted reprisals from, the European powers to create a terrifying vortex of violence right at the end of the nineteenth century. What you’d hope for from a long (400-page) historical account of the period might be an attempt to disentangle these events, to patiently explain and analyse them. Bickers does the opposite.

War was fought across Manchuria, as Russian forces razed Amur river cities, and smashed their way south into Manchuria and north out of Port Arthur. It was fought in Tianjin, the foreign concessions besieged by Boxer bands and the Qing army. It was fought all the hot dusty way to Peking, as a multinational force of foreign troops slogged their way to the capital and relieved the besieged legations and Christian cathedrals. War was fought in Shanxi province, as German and British columns tramped to Taiyun, slaughtering opposition on the way… War was fought between Boxers and Christians, between Qing armies with Boxer allies, and the ‘Eight Power’ allied expeditionary force. It was fought by British marines and Japanese infantry, as well as by Sikhs, Bengalis, Black Americans, Annamese, Algerians and a British regiment of Chinese from Weihaiwei… It was a cruel war: a war between states, a civil war, a fight for personal survival… (p.346)

My critique is simple: every one of these incidents (the battles and campaigns) and ideas (for example, the very mixed nature of the armies) ought to receive extended treatment so that the reader can understand these key events and these important issue better; can learn something.

Instead, this vast tangle of events and ideas is made subordinate to Bickers’ addiction to fancy rhetoric, to the single flashy rhetorical trick of starting a lot of sentences with ‘war was fought’ or ‘it was fought’. Sure, the repetition rams home the idea that there was a whole lot of fighting going on; but the most basic elementary entry-level journalistic questions – who, what, where, when, why and how? are ignored – not in the name of some compelling insight or new thesis – but in the name of grand-standing rhetoric.

Bickers is more interested in describing the way news of these events back home was chaotic and often fabricated, how reports were made up by European journalists or editors, along with staged photographs and how some of the very first newsreel footage in the new technology of moving pictures was also generally faked and rigged.

Golly! News is fabricated and created by fallible and/or profit-seeking papers, magazines and media outlets! Wow! Yes indeedy, Bickers is here to tell us that coverage of far-away wars is often sensationalist and inaccurate.

There was a dearth of authenticity in this much-faked war, characterised and impelled as it was by forgery and wild rumour (p.355)

To read Bickers you’d think this must be the only war in history characterised by ‘forgery and wild rumour’ – as opposed to the obvious fact that, as the saying coined a century ago puts it, the very first casualty of war is truth.– This is a truism. A cliché. A threadbare, bleedingobvious commonplace taught to every GCSE schoolchild. Why am I reading it in a book written by a professor of history as if it is a dazzling new discovery?

My contention is that Bickers knows an awesome amount about this period, but fails to report it clearly or accurately, preferring to corral it all into either a) huge paragraphs designed to show off his rhetorical prowess, or b) long sections filled with tedious academic jargon which, upon a closer reading, always turn out to be obvious and banal.

To adopt Bickers’ own sociological terminology, this book is history ‘recruited’ and ‘refashioned’ for personal ‘display’ and ‘aggrandisement’.

This example is far from unique. A few pages later he does the same thing again. In among the chaos of the turn-of-the-century conflicts there was a lot of looting and pillaging (as, I believe, has occasionally happened in other wars) – but do we gets details, context, causes or consequences, useful facts and analysis to help us understand and remember each of the distinct outbreaks and incidents? Nope. We get another set-piece of booming rhetoric:

They looted at Tianjin; they looted at Peking; they looted everywhere in between, and far out into the northern provinces. They looted for days, for weeks, for months. They looted arsenals, granaries, mints and palaces. They looted the instruments from the old Jesuit Observatory. They looted salt stocks and Tianjin, and treasure from pawnshops. They looted houses and hovels. They looted tombs. They took furs, silks, paintings, jades and porcelains. They looted gold-plate from the roofs of temples. They took books and statues. What they did not like or could not take they trampled underfoot, tore, burned or wrecked. (p.350)

OK, I get it – there was a lot of looting. But who, what, where, when, why and how? Not in this book, you won’t find these basic questions answered.


Conclusion

This long book is a struggle to read. The average person-in-a-hurry could pick up pretty much all they need to know in half an hour by reading these Wikipedia articles.

What this 400-page book gives you which Wikipedia doesn’t, is vast amounts of anthropological-ethnographic-sociological jargon, almost entirely about the Western, and specifically British, individuals involved in the opening up and colonising of China.

There are brief descriptions of festivals or temples, a bit about Peking architecture, many scattered details about relevant places and events though generally delivered in a confusing way – but little or nothing about Chinese art or poetry, history or attitudes, culture or politics – and nothing you can really grasp or learn from about the big wars in Victorian China and their geopolitical implications. And that was the main reason why I bought this book.

Instead, there are lengthy sociological disquisitions about the spread of Christianity through missionary activity (chapter 8), the rise of the Chinese Customs Authority under the legendary Ulsterman Robert Hart (chapter 7), a lengthy account of how Hart’s Customs helped organise a comprehensive network of lighthouses along China’s coast in the 1870s and 80s, which leads on to the western gathering of data generally, about the meteorology of the coast or of Chinese diseases (chapter 9).

Sounds interesting, doesn’t it? But because it is all couched in the limited and stereotyped jargon of ‘practices’ and ‘networks’ and ‘sites of insult’ and ‘imperial enterprise’ etc, and because Bickers never drops his anti-British sentiment (lighthouses were – shockingly -built to make imperial trade safe and guarantee profits! meteorological data designed to help imperialist shipping! medical reports to help the racist westerners better able to exploit etc) it isn’t. It ends up all sounding the same. He manages to make a riveting period of history sound really boring.

Last thoughts

For my £15 I had to wade through hundreds of pages of preening prose and abuse being thrown at long-dead profit-hungry, racist imperialists – but did ultimately emerge with two newish (to me) thoughts:

  1. The China British were always a sort of spin-off of British India, using the same slang, building the same sort of houses, treating the locals, especially their servants and mistresses, with the same appalling and often violent condescension. And the Forward Party of China colonists really thought they could hoodwink and bully the British government back home into supporting an incremental takeover of China through piecemeal wars and ‘punitive actions’ – raucously calling for more and more belligerent intervention. This, after all, was all how we slowly acquired India. Hmmm. Interesting.
  2. Right at the end of the book Bickers describes how he has himself been subjected to harangues and lectures by modern young Chinese criticising him personally for being British and therefore to blame for the ‘century of humiliation’. What is interesting is that these young people have absolutely no experience of any of the events they cite (the violence of 1842, 1860 or 1901). But this story – how their country was subjected to a hundred years of imperialist conquest, a hundred years of victimhood – has been drummed into them by the Chinese state. Why? Bickers explains that, after the Chinese government violently repressed the Tiananmen Square protests of 1989, and arrested and imprisoned the reform-minded leaders who let it all get out of hand, they then undertook a sweeping review of Chinese education designed to emphasise the uniquely nation-saving achievements of the Chinese communist party and why all Chinese should be forever grateful to it. In order to boost its role as the goody in the story, the communists emphasised the irredeemable baddyness of all foreigners, of Western Imperialism, be it British, French or Russian, and also to lump in the decades of abuse from Japan as somehow permitted and encouraged by those imperialist farangs.

It is fascinating to learn that the anti-western feeling of many of China’s young educated people is more powerful and passionate today than it has ever been – and that it is encouraged by state-sponsored history books, courses and teachers.

The final chapter of Bickers’ book is thirty pages devoted to a rather boring description of how archives and records were rescued from China during the 20th century, and how a patchwork of researchers has set about writing more accurate and unjingoistic accounts of western, and especially British, imperialism in China. Fair enough.

The irony is that they are doing so at the same time as China’s authorities are also sponsoring a highly tendentious anti-western narrative. Bickers worries that this could lead to quite dangerous results:

A globalised China is not new; but a powerful global China is unprecedented. That provides new food for thought, especially as Chinese youth come out into the world equipped for instinctive indignation at China’s past humiliations and what they feel to be contemporary echoes of those. The awkward confidence that such sensitivity engenders in them might make for all of us a very awkward world. (Final words of the text – p.399)

Worrying, eh?

And this leads onto a final thought of mine, which isn’t in the book at all – that we live in an age of Victimhood, of ever-multiplying victim narratives competing to be heard. The Jews have a well-established Holocaust narrative which is now enshrined in Holocaust Memorial Day (January 27). Black History Month has been going since 1970 in the States, 1987 in the UK. Since as far back as 1909 there’s been an International Women’s Day, now held on 8 March. These are state-sanctioned days or periods solemnly commemorating what are, at heart, victim narratives.

But away from these official victim narratives, the sense of being victimised and humiliated proliferates in the modern world – the entire Arab world, for example, blames Europeans and especially the British for allowing Israel to be founded, for giving their countries stupid arbitrary borders, for interfering and undermining their nations in any number of 20th century coups and invasions, and for continuing to kill Muslims in Iraq or Afghanistan or Syria – victim narratives which can be compiled into recruiting literature for al-Qaeda or ISIS.

I’m not passing judgement on any of these or the numerous other narratives of victimhood of our time – just pointing out the fact that the last pages of Bickers’ book make a riveting contrast to the previous 400. For the first 400 he gives hundreds of quotations from bombastic, jingoistic, imperialistic, often overtly racist, patronising and violently confident China pioneers, settlers and apologists all boasting about their power and might and supremacy. Right at the end of the book there is a loud screeching of brakes as you are suddenly dumped into the 21st century and find yourself surrounded by voices all clamouring to show off their weakness, to show you their wounds and their suffering, all competing to show you how vulnerable and abused and humiliated they have been.

Read newspapers and magazines from 1911 and they’re all about power, might and conquest; read newspapers and magazines from 2011 (when this book was published) and it’s a wall of helplessness, victimhood and suffering.


Related links

Other reviews about the history of China or the Far East

China’s War with Japan 1937 – 1945 by Rana Mitter (2013)

The aim of the book

Mitter is an eminent historian of twentieth century China and of the period leading up to World War II in particular. In his introduction he points out that the Sino-Japanese War – which lasted from 1937 and then became subsumed in the wider World War – is often neglected in Western historiography which, perhaps understandably, focuses on the war in Europe/Russia and on the American War in the Pacific: both perspectives tend to overlook the fact that the Chinese were fighting the Japanese for four long years before the Americans joined the struggle. By providing one continuous narrative of the entire Sino-Japanese War, as seen from the Chinese point of view, Mitter aims to redress this imbalance and tell this generally ‘untold story’.

The second main point, which emerges increasingly as the wider World War progresses, is that China – as the four-year adversary of the Japanese, and as the country responsible right to the end of the war for tying down some 500,000 Japanese troops as well as supplying men to fight alongside the British in Burma – deserved much greater representation in the meetings of the Big Three – Russia, America, Britain – which decided the fate of the post-war world. China was only invited to one, minor, Allied conference – held in Cairo – and was not invited to Yalta, Tehran, Potsdam. To this day, Mitter claims, the lack of recognition of China’s part in the wider anti-fascist struggle, and then her deliberate omission from the meetings of the Big Three – which they think should have been a Big Four – rankle in the memory of educated Chinese.

It contributes to the smouldering Chinese sense that for a long, long time, for some 150 years, first the British and then the Americans assumed control and sway over the Pacific and all its peoples, and that Chinese interests and contributions were consistently ignored or trampled on.

Now, at last, in the 21st century, China is confident enough and powerful enough to begin to flex her muscles and assert her rights in the region. Which is why, Mitter argues, educated people in the West need to be aware of the often harrowing events of this brutal eight-year war, and of the emotional significance it still has for many Chinese, and how it still informs modern China’s attitudes and worldview.

The Sino-Japanese War

1. 1937 to Pearl Harbour (1941)

Having annexed neighbouring Korea (1910) and the huge northern province of China known as Manchuria (1931), the aggressively militarist Japanese Empire took the opportunity of a trivial border incident (at the so-called Marco Polo Bridge) to launch a full-scale armed invasion of China in July 1937.

When Japan attacked there were broadly three forces in China: the Nationalist Party of Chiang Kai-Shek (also known as the Kuomintang) which claimed to be the official government of the whole country; the smaller Chinese Communist Party – whose leaders included the up-and-coming demagogue Mao Zedong – and a number of regional warlords.

China was divided like this:

a) Because the latter part of the 19th century was marked in China by decades of civil war and administrative weakness. The biggest of these disruptions was the Taiping Rebellion, a vast civil war which dominated the 1860s and in which anything up to 100 million Chinese might have killed each other, and which people in the West have little awareness of. The rebellion had only been put down at the cost of giving autonomy to regional military leaders and it was this which established the pattern of ‘warlord’ control of some regions. A growing body of politicians, modernisers and revolutionaries all realised that the old imperial structures just couldn’t rule this huge country, and the turmoil eventually led to the overthrow of the Qing imperial dynasty in 1912 and the establishment of a republican government.

b) However, the nationalist revolutionaries proved incapable of preventing the country falling apart into a patchwork of regions controlled by local military leaders or ‘warlords’. Hence the complex geography and politics of the ‘Warlord Era’, 1916 – 1928.

Japan’s advance was swift not only because of China’s political, administrative and economic divisions but for the more basic reason that, under successive 19th century rulers, China had failed to modernise and keep up with the industrialised world. Convinced of their cultural superiority, of their lofty position as ‘the Heavenly Kingdom’, China’s rulers looked down on the big-nosed Europeans with their crude manners and obvious greed. Which turned out to be a mistake because the foreign devils (one of many discriminatory terms the Chinese use for non-Chinese) came armed with the benefits of the Industrial Revolution – steamships, guns, cannon, trains.

In the 1840s Chinese rulers found themselves forced at gun point to agree to treaties with Western imperialist powers – Britain, France, America – who secured for themselves coastal entrepôts (Hong Kong, Shanghai), exemption for Western citizens from Chinese law, but who (wisely) never made any attempt to colonise the vast peasant interior.

China’s economic and social backwardness contrasted with Imperial Japan, whose government realised in the 1860s that they had to keep up with the farangs by importing the best of Western know-how. The Japanese gave Westerners limited rights at certain specific trading ports but, more importantly, embarked on a wholesale reform and modernising of their technology and industry. By the turn of the twentieth century Japan combined an ongoing level of rural Asian poverty with surprising levels of urbanisation and industrialisation. This was brought forcefully home to everyone when Japan defeated Russia – itself arguably a vast, backward nation but still, in theory, European – in the Russo-Japanese War of 1904-5. Bolstered by this victory, Japan’s well-organised, well-equipped and well-managed army and navy went on to seize control of all Korea in 1910.

The disparity in cultural attitudes (Japan’s Big Yes to Western know-how compared to China’s lofty rejection), in their respective levels of industrialisation, and in central economic, political and military control, help explain why – when they decided to extend their occupation in 1937, Japan, with a population of just 72 million, managed to subdue China, with a population of about 520 million.

The war was marked early on by the Japanese massacre of the civilian inhabitants of the capital Nanking

and continued to be marked by extreme Japanese brutality and bloodshed, including the indiscriminate bombing of cities crowded with refugees – for example, the bombing campaign against the Nationalists’ temporary capital of Chongqing – which resulted in horrifying casualties.

The Nationalists themselves contributed to the mayhem with a ‘scorched earth’ policy, including burning some of their own cities to the ground before the Japanese could take them and – most notoriously – in 1938 breaking the dikes which held in the massive Yellow River. This created a truly epic flood over a huge area of central China which certainly delayed the Japanese advance but led to a mind-boggling 800,000 deaths from drowning, not to mention further deaths from disease and starvation.

The Communist forces, such as they were, had retreated deep into remote northern China in the long flight which their propaganda machine turned into the legendary ‘Long March’. About 70,000 communist cadres set out on it and maybe as few as 7,000 completed it, the rest dying or giving up along the way. Thus the bulk of the resistance to the Japanese invaders, of the actual fighting, fell to Chiang, his German-trained Nationalist forces, and whatever warlord allies he could press to help him (and who all too often let him down).

The whole story is a panorama of extraordinary chaos, suffering and death on a continental scale.

2. After Pearl Harbour

The story becomes a lot more comprehensible – and therefore interesting and memorable – once the Japanese have their bright idea to attack Pearl Harbour and declare war on the most powerful nation on earth. And Hitler decides – quite unnecessarily – to rally to their support and also declare war on America.

There had been an earlier turning point when the war in Europe broke out in September 1939 and Chiang’s Nationalists suddenly hoped for arms and support from the European democracies (who just happened to be the very same imperialist devils which Chinese nationalist propaganda had been reviling for decades). But, in the event, the supposedly all-powerful British Empire turned out to be weak – in fact, it was shown to be an essentially peacetime operation, able to carry out local police actions and just about manage a huge array of established colonial assets, but in no way ready for a war of aggression – unlike Germany or Japan. Britain herself struggled for survival in 1940 and ’41 and so the last thing on her mind was sending troops to the other side of the planet to fight in someone else’s war.

Pearl Harbour marked the beginning of the war for America, but was only a way station for the Chinese who had, by this stage, been resisting the Japanese for four long years. It would take three more bitter years to defeat them, with mixed results for Chiang’s Nationalists: on the one hand they now found themselves de facto allies of Britain and America in the war against Japan; on the down side, they now found themselves caught up in the very complicated diplomatic and military manoeuvering which took place even between the nominal allies Britain and America, with the added challenge of Stalin’s Russia, as well as coping with Mao’s communists and the Chinese collaborationist regime.

For one of the many untold stories which Mitter brings back into the light is the role of Wang Jingwei, at one time a colleague of Chiang’s, who was persuaded that the patriotic thing to do in order to prevent more loss of Chinese lives and destruction of Chinese land, was to co-operate with the Japanese. After agonising soul-searching – recorded in detail by one of his aides-de-camp, Zhou Fohai, in a diary from which Mitter liberally quotes – Wang agreed to fly back to the occupied former capital of Nanjing and allow himself to be set up as the Japanese-backed puppet leader of Occupied China – an equivalent of the Vichy Regime in France or Quisling in Norway.

The three years of the War in the Pacific are detailed in Max Hasting’s grim history Nemesis. Mitter usefully complements such Anglocentric accounts with his narrative of the ongoing battles – and the complex diplomatic manouevres – taking place in war-torn China.

One of the most interesting themes which emerge in the final part of Mitter’s book is that the various Chinese administrations – as they struggled to keep control of their areas and populations, to properly organise the collection of taxes, the feeding of soldiers, the distribution of the growing amounts of Allied aid – became progressively more centralised and relied increasingly on Terror as a political tool. Each of the three regimes set up secret police forces who used arbitrary arrest, torture and executions to intimidate dissident voices, each one headed by specific individuals – the equivalents of the Nazis’ Heinrich Himmler – who became notorious for their brutality and sadism. For Chiang’s nationalists it was Dai Li, for Wang’s collaborationists it was Li Shiqun, for Mao it was Kang Sheng.

And all three parties despised Westerners as culturally inferior, hated and bitterly resented the shame and humiliation they’d been subject to during the era of Unequal Treaties, and were – accordingly – contemptuous of the hypocrisy of Western ‘liberal, ‘democratic’ societies. None of them really understood the Western notion of democracy from below – the models of all three (as indeed of the conquering Japanese) was of top-down rule by a strong Leader – Generalissimo Chiang or Chairman Mao.

Given the huge political differences between all three factions and given the direct links between the Chinese Communists and Stalin’s Russia – Stalin told the CCP, basically, what to do – on the one hand, and the widespread corruption, brutality and inefficiency of Chiang’s Nationalists (to the many Americans who had experience of Chiang Kai-Shek’s regime, he acquired the nickname ‘Cash My Check’) on the other – it’s no surprise that relations between the Western Allies and the various Chinese factions were fraught with misunderstandings, miscalculations, misgivings and mistakes, which Mitter records in great detail.

3. Conclusion

By the end of World War II, the sustained struggle against the Japanese had exhausted Chiang Kai-Shek’s Nationalist forces. By contrast the war had seen the growth in strength and confidence of the Communists who had been able to send out political cohorts to infiltrate broad areas of unoccupied China to spread their message of a revolution for the peasants, for the poorest of the poor.

It was also during the latter part of the war that Mao began to establish his grip on the Chinese Communist party through a programme of biting criticism and calls for ideological purity – the so-called ‘Rectification Process’ – which was the start of 30 years of intimidating, arresting and executing his opponents. As Mitter points out, the techniques which underlay the catastrophic Cultural Revolution of the late 1960s were first laid down in the early 1940s.

When the War in the Pacific came to an abrupt end in August 1945, the war for control of China still had four more bloody years to go, a ragged civil war in a shattered country which ultimately led to the complete seizure of power by the Communists and the establishment of the People’s Republic of China in October 1949. The remnants of Chiang’s Nationalists fled to Taiwan, where they rule to this day. As Mitter sums up – Chiang’s Nationalists won the war but lost China.


Related links

Reviews of books about other Asian wars

The Last Valley by Martin Windrow (2004)

‘While an increasing flow of American dollars, weapons, vehicles and aircraft in the early 1950s did improve the fire and mobility of the CEFEO, they could not offset the fundamental disadvantages of a roadbound army facing a hill and forest army in a country which had few roads but a great many hills and forests.’ (p.129)

This is a really epic book about an epic battle. Its full title is The Last Valley: Dien Bien Phu and the French Defeat in Vietnam and it does what it says on the tin at immense length and in fascinating detail, clocking in at a whopping 734 pages, including detailed endnotes, bibliography, list of acronyms, no fewer than 21 maps, and a thorough index. It clearly sets out to be the definitive account of this military debacle.

1. Background

The first hundred or so pages take us through the origins and early stages of the First Indochina War (1946-1954). Vietnam had been part of French colonial Indochina since the 1850s, a colonial territory which was consolidated at the turn of the twentieth century. The higher education the French offered the natives ironically educated a generation of Vietnamese to demand greater freedom and independence.

The most notable of these nationalists was Ho Chi Minh (born 1890) who travelled to France after World War One and tried to contact the American delegation at the Versailles Peace Conference, hoping that President Woodrow Wilson would apply his Fourteen Points to Europe’s colonies – particularly French Indochina – and secure their independence. But young Ho’s letters to the President went unanswered.

Rebuffed, Ho set about educating himself in communist doctrine and guerrilla tactics, travelling to Soviet Moscow to study, then returning to Vietnam where he helped set up the Indochina Communist Party in 1930 and then helped weld the various disparate Vietnamese nationalist groups into a united front, the Viet Minh, in 1941.

After the Fall of France to the Nazis in June 1940, the French authorities in Indochina (as in France’s other colonies) switched allegiance to the new Vichy government, a fascist puppet state which the Nazis allowed to administer the south of France and the French Empire.

On September 27, 1940, Germany, Italy, and Japan signed the Tripartite Pact, which became known as the Axis alliance. Japanese forces entered French Indochina and took over all important administrative powers from the Vichy French. The native Vietnamese (and Laotians and Cambodians) watched in wonder as their European imperial masters were humiliated by fellow Asians. In a culture based on ‘face’, the French empire in the East (like the British one) never recovered from the loss of face involved in their feeble surrender to the Japanese.

France was finally liberated by the Allies in late 1944 and the Vichy regime was overthrown. This put the Vichy administrators in Indochina in a tricky position vis-a-vis their Japanese masters and the growing tension came to a head in March 1945 when the Japanese rounded up the Vichy forces, locking them up in Japanese prison camps and executing anyone who resisted (‘In Saigon the senior military and civil prisoners, General Lemonnier and Resident Auphalle, were beheaded after being forced to dig their own graves.’ page 81)

In the six months between Japan’s seizure of power and the final Japanese defeat in September 1945, the Japanese left the Viet Minh to their own devices, allowing them to organise and set up cells throughout the country. The Japanese concentrated their efforts on pillaging Vietnam’s food resources to feed Japan, leading to the catastrophic famine of 1945 in which well over one million Vietnamese starved to death.

When the Japanese finally surrendered in August 1945, the Viet Minh, led by Ho, their by-now veteran organiser, immediately declared Vietnamese independence to cheering crowds and amid nationwide rejoicing. Frederick Logevall’s epic account of the period, Embers of War, includes eyewitness accounts by the handful of Americans on the scene, who were amazed and impressed when Ho quoted the American Declaration of Independence. Like the Americans, the Vietnamese just wanted to be free from an imperial oppressor.

Which makes the tragedy all the more bitter, which makes you want to weep tears of frustration, when you read how the Americans under President Truman abandoned their wartime commitment to liberate colonial peoples, and instead stood behind General de Gaulle’s typically arrogant insistence that all of Indochina must be returned to French Imperial rule.

As per the agreement made between the Big Three powers (the USA, Britain, USSR) at Potsdam earlier in 1945, a ragtag army from nationalist China was allowed to occupy the north of the country, and a division of the British Indian army occupied the south, the idea being that they would maintain the peace until the French military returned.

Through late 1945 into spring 1946 the French armed forces arrived from Europe, determined to restore the status quo ante, immediately rounding up any nationalists foolish enough to trust them, amid an atmosphere of mistrust and tension. Scattered moments of resistance quickly grew into a guerrilla insurgency across the country, in the north and south, which was crystallised in a dispute over customs dues in the port of Haiphong. On November 26 1946 the French navy bombarded the city, seriously damaging it and killing over 6,000 civilians, in just one afternoon. After such a massacre by the country’s ‘protectors’, there was no going back (page 90).

2. The first Indochina war

So by 1947 France found itself drawn into an unwinnable guerrilla war against an enemy who mostly refused open battle in preference for urban terrorist attacks and hit-and-run guerrilla operations in the steamy jungles of northern Vietnam. In a way the 8 years of war, from 1946 to 1954, are footnotes to, or simply the logical consequence of, the fatal initial French decision to reoccupy the country against the express wishes of the majority of the population.

The French military struggled to contain an insurgency which was so unpredictable and where the terrain and the people were so much on the side of the insurgents. French generals arrived in Indochina full of enthusiasm and confidence, slowly grasped the hopelessness of the situation, and ended up writing bleak reports back to Paris, while all the time little convoys and isolated outposts were ambushed and annihilated.

Back in Paris the governments of the Fourth Republic proved themselves as addicted to bickering and posturing as the French governments before the war had been, lacking – in a neat formulation of Windrow’s – either the strength to prosecute the war with conviction (to implement conscription and triple the number of French troops in Vietnam) or the political courage to face the facts and agree to talks with the Viet Minh.

The situation underwent a sea change in October 1949 when Mao Zedong’s communist forces finally secured power in war-torn China. Mao immediately set about sending supplies to the Viet Minh and Windrow describes how military training camps were set up in south China for cohorts of Viet Minh forces to attend – learning the skills of organisation, rifle, machine gun, mortar and artillery technique.

Reading the history of this period has taught me that the fall of China to communism caused massive recriminations in American politics, with a wave of republicans queueing up to accuse President Truman’s Democrat government of being ‘soft on communism’. The American political atmosphere was paranoid even before communist North Korea invaded South Korea in June 1950, precipitating America into a bloody three-year struggle in support of the beleaguered south.

All this turned the independence struggle in Vietnam into a cauldron of the Cold War and, especially after the Korean War ground to a long-delayed armistice in summer 1953, the two sides (Viet Minh and French) were supplied ever increasing amounts of arms and matériel by their respective backers (China and America). By the time the French was ground to a halt in 1954, the United States was paying three-quarters of the cost of the war.

3. Dien Bien Phu

In 1951 and 1952 there were larger-scale engagements as the Vietnam Army’s self-taught general, Vo Ngyen Giáp, experimented with larger attacks on French positions around Hanoi in the North. Windrow describes each of these in meticulous detail, with precise maps showing troop dispositions in staggering detail, and there are very precise maps for each of them, so that you can follow the night’s or day’s events with great precision.

November and December 1952 saw the Battle of Nà Sản. Giáp attacked the French outpost at Nà Sản, an isolated fortified camp in Tonkin supplied only by air. Giáp sent wave after wave of Viet Minh infantry in direct attack, but these either failed, or the territory they seized was immediately retaken by aggressive French paratroop units. Ultimately, Giáp failed, with the Viet Minh suffering very heavy losses.

In May 1953 French General Henri Navarre was dispatched to Vietnam with orders to bring the situation to some kind of resolution favourable for possible negotiations. He based himself in Hanoi in the north of the country, where the Viet Minh were strongest. His first priority was maintaining security in the corridor from Hanoi down to the port of Haiphong and in the broader delta of the Red River. Late in the year he launched an anti-insurgency operation in the middle of the country, the territory known as Annam.

But the idea slowly took shape of deliberately recreating the Nà Sản experience on an even larger scale with the aim of drawing Giáp into committing the bulk of the Viet Minh forces – alternately known as the Vietnam Liberation Army – into a massed assault which would allow superior French artillery, armour and air support to decimate the exposed VPA.

Given the France’s total domination of the air, the idea developed that the base used to draw the Viet Minh in would be supplied by air, and air forces would also help to decimate all the VPA units brought against it.

Windrow charts the process whereby various factors led to the French decision to locate this ‘air-land base’ at the remote settlement of Dien Bien Phu. Dien was actually a straggle of small villages in a long narrow valley far in the north-west of the country. It was given strategic value by being a kind of crossroads for Viet Minh forces coming from China and/or heading south-west to threaten French-occupied Laos.

Plans were drawn up to parachute in over 10,000 men, mainly crack paratroop regiments and Foreign Legionaries, along with vast amounts of equipment, including 10 Chaffee tanks, bulldozers to create a working airstrip,. Operation Castor, as it was called, commenced on 20 November 1953.

Once the airstrip was laid, old Dakota transport planes from the war began flying in scores of artillery guns, hundreds of mortars, vast amounts of ammunition and everything required to build a huge military encampment in the long narrow valley. During this set-up phase there was little or no sight of the enemy and countless politicians and journalists flew in to be impressed by the might and power of the French Army. In actual fact, right from the start, a lot of the planes, crews and equipment were supplied by the Americans.

4. Catastrophe

The entire project rested on a number of assumptions or propositions:

  1. Dominance in the air would prove decisive, so that:
    • supplies could be dropped indefinitely
    • wounded taken out
    • new men brought in
    • Vietnam Liberation Army forces could be identified from the air and wiped out
    • VLA artillery could be identified from the air and wiped out
  2. The VLA would not be able to get their artillery over the high ridges surrounding the valley, and if they did they’d be wiped out from the air
  3. The base could be used for offensive attacks on VLA supply lines

In the event, every single one of these assumptions proved false. The few attempts to go out on offensive patrol were beaten back by the encircling VLA with heavy French losses. As January changed to February the early monsoon brought fog and mist, drastically reducing flights in and out of the airstrip. The VLA went to extraordinary lengths to camouflage their supply tracks, bending trees over to be tied in the middle above jungle paths, meticulously camouflaging each other’s uniforms and helmets and, most effectively, only moving at night. The VLA did manage to haul their heavy guns over the ridges, in heroic efforts which Windrow describes at length. This took the French completely by surprise. And then the VLA dug them into deeply embedded fissures and caves with huge overhangs of solid rock. For the entire battle the French struggled to locate the attacking guns and, despite dropping hundreds of tons of explosives, didn’t destroy a single one.

French intelligence knew that Giáp was building up large forces around the base and expected an attack on 25 January and by 31 January the French were completely surrounded. The battle proper started on 13 March 1954 with a devastating  VLAbarrage of one of the most remote outposts of the base. (In a hilariously French touch, it is alleged that the nine or so outcrops of the base, located on small hillocks scattered over the valley, were named after mistresses of the womanising camp commander, Colonel Christian de Castries – hence the names Elaine, Beatrice, Gabriele etc.)

That first evening’s barrage destroyed lots of French illusions. It was as intense as a Great War artillery attack and ranged freely from the intended target (the most isolated stronghold, ‘Beatrice’) across the entire camp, damaging the airstrip, threatening command HQ deep in the compound, and killing key commanders at Beatrice within half an hour. De Castries’ chief of staff had a nervous breakdown on that first night from which he never recovered. It took only a few more days of similarly intense barrage for the French artillery commander, Charles Piroth, to realise that a) the VLA had brought their artillery over the mountains b) they had hidden them so effectively they couldn’t even be located let alone neutralised by the French c) air attacks were similarly ineffective. Plunging into a depression, after only a week the chief of staff withdrew to his hut and killed himself with a hand grenade. La gloire!

Windrow then proceeds to describe the 56 day-long ordeal of the French forces as they were slowly, systematically reduced, the VLA targeting one stronghold after another, softening them up with overwhelming artillery attacks and then sending wave after wave of fanatical VLA troops against the French forces. These troops showed episodes of tremendous courage but time and again were borne down by sheer numbers.

(In one of the book’s countless insights, Windrow highlights the narrowness and inflexibility of Giáp’s tactics which were, in essence, exactly the same as First World War tactics – dig trenches close up to the enemy positions – fire a devastating bombardment – then pour endless troops into the breach, regardless of horrendous losses.)

Windrow

What makes Windrow’s account distinctive is the immense detailed attention he pays to every aspect of the military side of the battle. For example:

  • He devotes pages to a minute breakdown of the exact structure of the Viet Minh forces (named the Vietnam Liberation Army), giving the names and numbers of each division, brigade, along with the respective generals and senior officers.
  • He explains the threefold division of the Viet Minh forces, into: local irregulars based in villages who provided support; militia based in villages who were organised to carry out small scale engagements; and regular army who were fully trained and lived in jungle ‘barracks’ high up in the inaccessible hill and jungle territory of North Tonkin, near the Chinese border.
  • He gives comprehensive histories of all the French divisions, regiments and battalions involved in the battle, down to platoon and squad level of all the French forces.

I have never read such an exhaustive account of a sustained military operation, such a precise breakdown of the forces involved, nor such a minute-by-minute narrative of almost every parachute that opens, every canon that fires, every machine gun blockhouse which fights on to the death.

Hundreds of pages are filled with comprehensive blow-by-blow descriptions of every unit involved in the battle, clotted with division or regimental or battalion numbers, commanders and personnel, sometimes amounting to lists of acronyms and locations which can get quite confusing. This is a typical paragraph from thousands like it:

The withdrawing Group East consisted of Colonel Barrou’s GM 100, the Vietnamese light infantry unit TDKQ 520, and irregular scouts. Although much harried over the past five months this motorised brigade had a fine reputation; its infantry were the two-battalion Régiment de Corée – the former French UN battalion from the Korean War, expanded by local recruitment – and BM/43 RIC, a good unit enlisted mainly from ethnic Khmers from western Cochinchina. Coming to meet them in Lieutenant Colonel Sockeel’s Group West were GM 42, built on three montagnard battalions recruited among Rhadés from around Ban Me Thuot; each brigade had the usual 105mm artillery battalion and a few Stuart tanks from the 5th Cuirassiers. Group West also had a small airborne brigade: GAP 1, commanded by Lieutenant Colonel Romain-Defossés, with 7 BPC (Major Balbin) and 3 BPVN (Major Mollo). (page 634)

Learnings

The Last Valley is a profoundly instructive book because it takes you so deeply and exhaustively into every aspect of the battle – not only into the experience of the men fighting in the trenches and front line of each stronghold, but giving a complete account of all the orders issued, signals sent and plans devised both by General Navarre and his staff in Hanoi, and by de Castries and his staff in the camp, as well as insights into the challenges faced by the different air forces which were involved in the non-stop drop and resupply of the base. We get to know many of the officers, including the legendary Lieutenant-Colonel Marcel Bigeard and Colonel Pierre Langlais.

Windrow doesn’t lose sight of the wider context, for the battle was only part of the larger French strategy, and Navarre had, throughout its bitter course, also to defend the Delta and to provision his ongoing campaign in Annam.

One of the book’s major revelations is that most of the French forces fighting in the battle were not strictly French, for they included a large number of native forces, both Vietnamese and Thai regiments recruited from the locality, as well as a large number of Algerian forces, and colonial troops from West African countries such as Senegal.

A significant number of battalions were from the French Foreign Legion, none of whose men were French and a frisson goes through the reader to learn that many of these men were former Wehrmacht soldiers who had various reasons to flee Europe with no questions asked.

At regular intervals Windrow pauses his narrative to explain aspects of warfare, always writing with clarity and common sense.

  • He gives a detailed technical explanation of artillery shell fire, how it works, what it feels like and the kind of wounds it inflicts (pages 371 to 374)
  • what it’s like inside a tank (hot, cramped, blind, poisoned by fume) (pages 448 to 449)
  • how a flamethrower works and what the flame looked like and did (page 504)

One of these digressions is the best description of what motivates men to fight I think I’ve ever read.

The section were the soldier’s closest comrades – his copains, mates or buddies; he marched, fought, ate and slept beside them, and came to know them as well as he had known his childhood brothers. It would be absurd to imagine that every soldier likes and trusts all the men in his squad; nevertheless, every serious study of human motivation among combat soldiers confirms that the key to a man’s behaviour in battle is his feeling of mutual dependence and obligation towards these immediate comrades. Today many veterans of serious and prolonged combat are not embarrassed to use the word love. This unique sense of unselfish fellowship forged in shared ordeals is the principal reward of soldiering, and its rupture by the death of friends is the most painful price. (Page 176)

This put me in mind of all those accounts of British officers in the First World War who came to love their men, and were upset to be separated from them, by different postings or injury. The war poets Wilfred Owen and Siegfried Sassoon write eloquently of this soldierly love, and only a force this powerful and primeval can explain why, right up to the end, French troops were still being parachuted into Dien Bien Phu to fight alongside their fellow Legionnaires or Parachute divisions, in a cause which was obviously hopelessly lost.

The Geneva Conference

As the battle grew more intense, preparations began for a major conference of diplomats and politicians to be held in Geneva, designed to bring together all the interested parties in South-East Asia (China, Russia, America, Britain, France) in order to address the aftermath of the Korean War as well as the situation in Indochina. Though it hadn’t been planned this way, political and military commanders on both sides (Ho and Giáp, Navarre and de Castries) now realised that the outcome of the Battle at Dien Bien Phu could well determine the outcome of the conference, and thus the entire fate of the French Empire in Asia.

Also the open access given to journalists from the start ensured that the battle had more, and more graphic, coverage on French radio, in newspapers and magazines, than previous confrontations. The struggle against overpowering odds of their brave boys in the jungle seized the French imagination more powerfully than any previous engagement in the eight-year-old war. As the situation became progressively more grim so did the mood of the French public.

I hadn’t really grasped how fragile France was after the Second World War. There were some 19 different governments between 1945 and 1954, many lasting only months, as the relentless backbiting of a host of extreme parties, including a powerful communist party, stymied any administration’s ability to govern.

Amid a welter of parliamentary backstabbing, and recriminations among the generals and between military and politicians, Dien Bien Phu eventually fell to the Viet Minh on 7 May 1954.

But, as Windrow harrowingly shows, the misery for the surviving French soldiers was only just starting because around half of the prisoners of war taken by the Viet Minh died on the long jungle marches to distant POW camps, or in the camps themselves, due to malnutrition and disease, a process he describes with characteristically grim thoroughness.

A thoroughly demoralised French government announced its intention to quit Indochina, despite the readiness of many, including General Navarre, to fight on. The Geneva Conference agreed to partition Vietnam along the 17th parallel, handing the north – Tonkin – to the Viet Minh, while the south was to be under the ‘democratic’ rule of the puppet emperor Bao Dai. Even before the French had left, Americans were appearing in numbers to give political, strategic and material aid to the southern regime, a further decisive step towards their entanglement in what became known as the Vietnam War, a decade later.

Right to the end Windrow’s book is full of fascinating insights. The final pages explain how many of the survivors of Indochina found themselves immediately redeployed to French Algeria, where the first attacks by the Front for National Liberation took place in October 1954, just a few weeks after the French had evacuated Hanoi.

He goes on to describe how many French soldiers felt betrayed by the lack of political and military support at Dien Bien Phu. The suffering was on such a scale that for the whole cause they were fighting for – to preserve the French Empire in the Far East – to be overthrown in just a few weeks of political haggling in Switzerland seemed like a grotesque betrayal. This laid the seeds of the growing alienation of the French Army in Algeria, which saw a similar betrayal by politicians beginning to take shape and led to the creation of the Organisation armée secrète, which was to wage a terrorist campaign against French politicians, and eventually tried to mount a military coup in 1962.

For France herself, that was to be one of the legacies of Dien Bien Phu. For America, it was to be dragged into a catastrophic war. For the poor Vietnamese it was to be another 20 years of war before they finally secured their hard-won independence.


Credit

The Last Valley: Dien Bien Phu and the French Defeat in Vietnam by Martin Windrow was published in 2004 by Weidenfeld and Nicholson. All references are to the 2005 Cassell Military Paperback edition.

Related reviews

The Korean War by Max Hastings (1987)

This book

This account of the Korean War (1950-53) is thirty years old this year, and so dates from before the collapse of the Soviet Union and the end of the Cold War. Nevertheless, although there are several shorter accounts on the market, this seems to be the only lengthy, in-depth, narrative history of the Korean War in print – an indication of the general lack of interest in the war, both at the time and since (compare and contrast the number of books which come out every year about WW2 or Vietnam).

Why the neglect? The Korean War lacked the scale of the Second World War, so only a relatively small number of soldiers’ families were involved. Around 100,000 British troops were posted to Korea in total, but the British population was more concerned with its own problems – ongoing food rationing, a general election – or the Soviet threat on the continent of Europe. Who cared whether Korea was partitioned along this line or that line?

a) The war was on the other side of the world and
b) After the dramatic reverses of the first year of the conflict, the latter two years dwindled down to a grinding stalemate, demoralising and inglorious. In the end there was no Allied victory (as in WW2), merely a ceasefire which created a border not very much different from the pre-war line. So it turned out to have been a boring, faraway war which achieved nothing.

Background to the partition of Korea

A newcomer to the subject might ask, Why was Korea partitioned between north and south at the 38th parallel in the first place?

To go back a bit, Japan had interfered in Korea’s affairs since the late 19th century. In 1905 Japan made Korea a protectorate; in 1907 the Japanese took control of Korean domestic affairs and disbanded their army; and in 1910 Japan formally annexed Korea.

In the following decades Japan forced some 100,000 Koreans to join the Imperial Japanese Army, and up to 200,000 Korean women were forced into sexual slavery to service Japanese soldiers in Korea and Japanese-occupied China.

Then in 1931 Japan invaded Manchuria, the huge block of territory between northern China and Russia, and in 1937 attacked the rest of the coastal regions of China (as well as into Indochina, Malaya, Burma and so on). Korea was the earliest conquest of Japan’s Far Eastern empire.

Korea became an armed camp, in which mass executions  and wholesale imprisonment were commonplace, and all dissent forbidden. (p.16)

When the Second World War broke out in Europe, Stalin was careful to remain at peace with Japan. When Nazi Germany invaded the Soviet Union in June 1941, the Japanese did not declare war on Russia or attack in Siberia, which they could easily have done from their base in Manchuria. Stalin, for his part, maintained Russian neutrality even after Japan attacked Pearl Harbour in December 1941 thus provoking war with America, and Japan and Russia remained at peace right up to the closing days of the war.

In February 1945, at the Yalta conference, Stalin promised Roosevelt and Churchill that he would enter the war against Japan but he delayed till the last minute. (This, among other things, meant that the Japanese government held out the vain hope right into August 1945 that ‘neutral’ Russia would somehow stand up for them and negotiate good surrender terms with the Allies – a delusion.) So Stalin’s Soviet Union only abandoned its policy of neutrality and declared war on Japan on 9 August 1945. A huge Soviet army crossed the border from Siberia into Japanese-occupied Manchuria and swept south.

A glance at the map shows that the southern border of Manchuria is mostly sea, the Sea of Japan to the east and the Yellow Sea to the west of the Korean peninsula, which dangles down from the Chinese mainland like an Asian Scandinavia. So, with the goal of attacking the Japanese wherever they found them, it was natural that the invading Soviet army crossed the Chinese-Korea border (formed by the Yalu river) and headed south into the peninsula, defeating Japanese forces as they went.

‘Suddenly’ the Americans who, according to Hastings hadn’t really considered the strategic significance of Korea, realised they didn’t want Stalin to occupy the entire peninsula create a communist stronghold so close to soon-to-be-defeated Japan. So the Americans requested Stalin to halt his forces and informed him that American forces would invade Korea from the south.

Two American officers were put in charge of figuring out where the dividing line should be between the uneasy allies. Poring over a map, they reached the ‘hasty’ decision that the 38th parallel was a handy dividing line: it more or less divided the country in two, with the capital Seoul, the best agriculture and industry, and most of the population, to the south i.e. in the American sector.

President Roosevelt duly contacted Stalin with the request that he stop his forces at the 38th parallel and, to the Americans’ surprise, Stalin readily agreed. Stalin didn’t want to risk confrontation with the ally he was working so closely with in Europe, and was also very aware of the atom bombs the Americans had just dropped on Japan. Yeah, sure, you can keep half of Korea.

(There is a nice irony here, that the Americans from Roosevelt down were vehement opponents of the European empires, and actively tried to sabotage the return to European imperial rule of Burma, Malaya or Indochina. But quite quickly they found themselves dragged into drawing precisely the kind of arbitrary lines and borders which they had criticised the Europeans for making in Africa and the Middle East. The existence of separate states of North and South Korea and the fates, the life chances and premature deaths of tens of millions of Koreans, were determined by this hurried decision made in the last gasp of the Second World War.)

North and South Korea

So Stalin stopped his troops at the 38th parallel, when he could easily have pressed on and seized the entire peninsula. American forces landed at Incheon on September 8 and liberated southern Korea from their Japanese occupiers. In time both countries put their own regimes in place in their sector, the Soviets basing their government in the northern city of Pyongyang, the Americans in the traditional capital, Seoul, permanently crystallising the distinction between communist North Korea and capitalist South Korea.

While the Russians proceeded with their standard process of step-by-step managing the local communists into government and then picking off the opposition one by one to create a mini Stalinist state, Hastings describes the Americans as making a number of important mistakes in the South.

For a start, the Americans found the native Koreans completely unused to governing their own country. Thus, against their intentions, in the early days they ended up being forced to work closely with the now-defeated Japanese authorities, for the simple reason that the Japs had the experienced men in place to carry on carrying out the function of the state. Only slowly were these replaced by native Koreans, and then the Americans had the devil of a time selecting which of the many groups of clamouring Korean politicians to choose to run things.

As the threat from Soviet communism became more palpable into 1946, the Americans found themselves setting up a government run by the smooth-talking, right-wing émigré Syngman Rhee. Hastings recounts how left-of-centre Korean groups were too quickly marginalised because of the taint of communism and how the Americans, despite their best intentions, found themselves installing Rhee, and then coming to regret the choice of such a corrupt, brutal figure. Rhee ended up being president of South Korea from 1948 to 1960 and was an early example of the kind of brutal, repressive and corrupt right-wing regime which the Americans would find themselves supporting again and again throughout the Cold War.

This had the result of fuelling left-wing and communist agitation against his government, which led to a spiral of repression, and left many Americans feeling ambivalent and uneasy in their support for Rhee. This was epitomised by a reluctance to arm his air force, artillery and infantry with more than a token minimum of equipment, since there was good evidence that arms were mainly used against his own civilian population.

Meanwhile, throughout the late 1940s North Korea kept up a steady stream of propaganda broadcasts to the south, designed to appeal to all Korean patriots, calling for the reunification of the country, as well as predictable calls for the overthrow of Rhee and his unlikeable clique. In the spring of 1950 this rhetoric became steadily more heated and experts in the U.S. State Department warned of the growing threat of some kind of attack by the North on the South. The American government, under President Harry Truman, had its hands full coping with crises in the more obvious cockpit of the Cold War, Europe, beset by a sequence of crises including the Berlin Airlift from June 1948 to May 1949, the communist coup in Czechoslovakia in 1948, and so on.

The Korean War

1. The North invades Thus it came as a complete surprise to the world when Kim Il-Sung’s North Korean army invaded South Korea on 25 June 1950. The United Nations immediately voted it an illegal act and sent forces to stop the advance. These were at first mostly American, but in time came to consist of a coalition including other Western countries and eventually 20 nations from round the world. But before this could be organised, the North Koreans succeeded in storming through the south, pushing the under-equipped demoralised Republic of Korea’s army back until it and its American support were, by September 1950, pinned into a pocket in the south-east of the peninsula, the Pusan area.

2. Landing at Inchon Not only did the Americans reinforce their troops who fought bravely to hold the line at Pusan but General MacArthur, the hero of the Pacific War, who had been ruling post-war Japan as American Vice-Consul, now conceived his last great strategic coup, which was to organise a massive American amphibious landing at Inchon in mid-September 1950, on the coast near Seoul, thus attacking the North Koreans in their rear, and threatening their supply lines.

The Americans broke out of the Pusan pocket and drove north, pushing back the demoralised and exhausted North Koreans, back across the 38th parallel and further north. At this point Hastings’ account dwells on the massive disagreements within the American administration on whether or not the Allies should halt at the parallel or press on to take the entire peninsula. This latter view prevailed and the American, ROK and other UN national forces (British and Commonwealth as well as a large contingent from Turkey) pressed north.

3. China enters the war Allied forces had come within sight of the Yalu river which forms the border between Korea and China when they were horrified to learn that a vast contingent of the People’s Republic of China had crossed the border and was attacking along the line. Briefly, sheer weight of numbers overran Allied positions, creating confusion and panic, and it is chastening to read accounts of Allied troops dropping their guns and equipment and running in panic fear. The Chinese routed the Allies, pushing them relentlessly southwards back towards the 38th parallel.

Hastings excels, in this book as in his later one about the War in the Pacific, at combining at least three levels of analysis:

  • Carefully chosen eye witness accounts (from letters, diaries and reports made at the time along with highlights of the scores of interviews with veterans which he conducts for each book).
  • Detailed descriptions, with maps, of specific battles and the broader military situation.
  • But what I enjoyed most is Hasting’s ability to pull out of this narrow focus to explain in detail the strategic and geopolitical issues behind the war. Thus there is a lot of analysis throughout the book of the conflicting aims and strategies of the Allies, and particularly within the US administration and armed forces. It is riveting to read how war aims a) can be so contradictory and fiercely debated within a set of allies b) change over time according to all sorts of pressures, like domestic opposition, political attacks from opponents, looming elections, threats elsewhere.

4. Shall we bomb China? The largest issue raised by the Chinese victories and our troops’ humiliating defeats was whether to broaden the war to attack China itself i.e. why only fight the Chinese forces inside Korea, why not bomb mainland China, as we did Germany and Japan? 1. The scattered terrain of hilly Korea, lacking main roads and railways, and the methodology of the communists, moving across country, made it difficult to attack enemy formations in Korea. 2. All their supplies were coming from factories in China, and Chinese MiG jets were flying from airfields in China – why not attack those?

The highpoint of this point of view, strongly espoused by senior figures in the US army and air force, was MacArthur’s request that the Allies use the atom bomb against Chinese forces not only in Korea, but against Chinese cities. The army drew up a list of twenty possible targets. Imagine!

Within Truman’s own cabinet there were – as always – hawks and doves, with some supporting broadening the war, others strongly against. In the event, Truman took the cautious line, and posterity has to agree. If both sides, by tacit consent, limited their confrontation to within the peninsula, it was containable and manageable. In February 1950 Russia and China had signed a defensive alliance committing each to go to war if the other party was attacked, so if the UN forces had bombed Chinese cities, would Russia have been forced to come to China’s defense? Would it have triggered World War III? Was it worth taking the risk?

Hastings brings out how US hawks saw the conflict in terms of the global Cold War against communism. The gruesome way Soviet-backed regimes were established across Europe and the victory of Mao Zedong’s communists in China in 1949, gave a very real sense that communism was advancing on all fronts. The North Korean attack fitted right in with that view of the democratic West being under sustained attack, and revelations of the extent of Soviet spies inside the atom bomb programme and throughout the US establishment, go a long way to explaining the mounting hysteria epitomised by the rise of Senator Joseph McCarthy and his House Unamerican Activities Committee. Truman had to stand up against a great deal of pressure, within the military establishment, from the McCarthyites, from some sections of the media and public opinion, in refusing to widen the war. 60 years later we pay him credit.

Only very slowly, did some parts of the US administration come to realise that China’s motives stemmed at least from simple nationalism as from world communist conspiracies. A captured Chinese soldier is quoted as saying, ‘How would you like your enemies armies, complete with atom bombs, parked just across your 450-mile-long border?’ If the Americans hadn’t pushed on north beyond the parallel, maybe the Chinese wouldn’t have been prompted to invade. Maybe a lot of lives could have been saved.

5. Stalemate Of course, the decision not to widen the war i.e. attack the Chinese mainland – condemned a lot of American, British Commonwealth and UN troops to ongoing slog, battle, injury and death. In December 1950 Lieutenant-General Matthew B. Ridgway took over command of the US Eighth Army and began to turn it around. Retrained, re-equipped and remotivated, his forces held the Chinese and then began to press northwards, retaking Seoul in March 1951, and pressing forward to the parallel.

Throughout this period General MacArthur, in overall command of US forces in the Far East, had given interviews and communicated to representatives of other governments his wish to expand the war, often in direct conflict to the stated aims of the US administration. Eventually, President Truman felt compelled to relieve him of his command on 10 April 1951. This caused a storm of protest within the military, in Congress and among the general public, for whom MacArthur was a great American hero. Truman’s popularity fell to the lowest ever recorded for a US President. And without it being the immediate intention, MacArthur’s sacking sent out a strong message to America’s allies, to China and Russia, that the United States did not intend to attack China, did not even intend to seize the whole Korean peninsula, but would settle for the much more limited aim of returning to the status quo ante.

As spring 1951 turned to summer, the front line advanced and receded around the parallel, slowly settling into a stalemate. A year after the initial invasion, the armies were back more or less where they had started. The North Koreans reluctantly agreed to open ceasefire talks and protracted armistice negotiations began on 10 July 1951 at Kaesong, before moving to the neighbouring village of Panmunjom. Due to the intransigence of the North and the Chinese, these talks dragged on for two long years, while on the ground there was a steady stream of offensives and counter-offensives, none of which really changed the strategic picture, but in which a lot of soldiers died pointlessly on both sides.

The narrative pauses at this point for a series of chapters looking at specific aspects of the war:

  • The war in the air, where the West learned for the first time the limits of air power – something which was to be repeated in Vietnam – and for the first time jet fighter fought jet fighter, Soviet MiGs against US Sabres.
  • The creation more or less from scratch of a U.S. intelligence operation, which featured a number of gung-ho operations behind the lines but precious little usable intelligence. I was tickled to read that the CIA’s Seoul station had 200 officers, but not a single speaker of Korean, an attitude of uninterest in local cultures and languages which the Americans repeated later in Vietnam and the Middle East.
  • The issue of communist prisoners of war, whose numbers had risen to some 130,000 by the end of the war and whose repatriation back to the North became one of the big stumbling blocks of the peace negotiations.

The mounting frustration at having to fight and die in bloody, futile engagements while the diplomats at Panmunjom, just a few miles away, drew the peace negotiations out with unbearable delays, is well depicted in this 1959 movie, Pork Chop Hill. It illustrates the brutality and heavy losses incurred for insignificant hilltops, the effectiveness of Chinese propaganda broadcast to Allied troops by loudspeaker across the front line, and the widespread demoralisation of the American soldiers with many, perhaps most, of them expressing intense doubt about what they were fighting for and whether it was worth it.

Hard not to see foreshadowings of the irresolution and crushing sense of futility which were to bedevil the Vietnam War.

6. Ceasefire Josef Stalin died in March 1953 and Soviet policy went into a shadowy period of uncertainty. Meanwhile, Republican President Eisenhower replaced Democrat President Truman. Part of his campaign had included the pledge to bring the war to an end. These final stages include the unnerving plans made by the new administration to: massively boost South Korean armed forces; bomb China north of the Yalu; deploy the new artillery-fired nuclear weapons the US had developed; and to transport Chinese Nationalist fighters from Formosa to the Chinese mainland to carry out guerrilla operations (p.473). These aims were communicated to the Soviets and Chinese and at last broke the logjam. In April the communist delegates at Panmunjom began to respond to suggestions.

Ironically, the final stumbling block turned out to be the obstinate dictator of South Korea, Syngman Rhee, who was refused by America’s decision to ‘abandon’ his nation and refused to agree to a ceasefire or sign the agreement. The Americans, not for the last time, found themselves struggling to contain a right-wing leader of their own creation, but by immense pressure managed to prevent Rhee actively sabotaging the negotiations. It is rather staggering to learn that they developed a plan for kidnapping Rhee and overthrowing his government if he refused to play ball (plan EVER-READY p.479).

On 27 July 1953 a ceasefire was finally declared and a demilitarised zone (DMZ) created either side of the ceasefire line. Legally, the war has never ended and this, along with the belligerent rhetoric which has continued to pour out of Pyongyang, along with the occasional terrorist atrocity and a trickle of shooting incidents across the DMZ, explains why South Koreans have lived in a state of tension and high alert for the past 64 years.

And now that Kim Il-sung’s son and successor as Great Leader, Kim Jong-il, has developed nuclear weapons and is testing long-range missiles to deliver them, who knows what further trouble this barren peninsula might cause.

Stats

  • 1,319,000 Americans served in Korea, of whom 33,629 were killed and 105,785 wounded
  • The South Korean army lost 415,000 killed and 429,000 wounded
  • The Commonwealth lost 1,263 killed and 4,817 wounded
  • The Americans estimate that 1.5 million Chinese and North Koreans died, but this is an educated guess
  • Wikipedia reports that some 2.5 million Koreans, north and south, were killed or wounded

This huge loss of civilian and military lives is captured in Taegukgi: The Brotherhood of War from 2004, a phenomenally violent Korean film directed by Kang Je-gyu, and saturated with blood-spattering special effects.

The lessons of history

The Korean War is interesting for a number of reasons:

  1. as a dramatic and very hard-fought war in and of itself
  2. as the first armed confrontation between two superpowers in the Cold War
  3. as a template for the Vietnam War

It’s the latter which is, at this distance of time, maybe the most resonant. Their convincing win against Japan gave the Americans the sense that overwhelming might on land and sea and in the air guaranteed victory. Korea disabused them of this confidence. In Korea the Americans stumbled upon issues which were to plague them 15 years later in Vietnam:

  • the difficulty of supporting an unpopular native regime
  • the problems of creating a native army to support an unpopular regime, in a corrupt and inefficient society
  • the cost of underestimating an Asian army
  • the difficulty of using air power, no matter how overwhelming, against a peasant army with no identifiable infrastructure – this wasn’t like bombing German or Japanese factories
  • the difficulty of deploying a highly mechanised army in broken country against a lightly armed, highly mobile enemy (p.xvi)

This is an excellent, thorough, well-written and gratifyingly intelligent account of an important war which, paradoxically, makes it clear why it has been so often overlooked by historians in the Allied countries which fought in it, namely America and Britain. It powerfully explains why fighting a pointless war in a faraway country for an ugly regime was so unpopular at the time and has been neglected ever since.

P.S. Japan

Big strategic history like this is full of ironies. I was delighted to learn that the Korean War helped to set Japan on its feet again and kick-started its astonishing post-war economic recovery, helped along by the vast amounts of money poured into the country which served as ‘aircraft carrier, repair base, store depot, commissariat, hospital, headquarters and recreation centre’ for the UN forces in the Far East (p.444). Every cloud has a silver lining.


Credit

The Korean War by Max Hastings was published in 1987 by Michael Joseph. All quotes and references are to the 2010 Pan Macmillan paperback.

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