The Annals of Imperial Rome by Tacitus – 1

The more I think about history, ancient or modern, the more ironical all human affairs seem.
(Annals of ancient Rome by Tacitus, page 127)

Publius Cornelius Tacitus (56 to 120 AD)

Publius Cornelius Tacitus was a Roman historian and politician. He is generally regarded as one of the greatest Roman historians. He held high official positions, being consul in 97 and governor of Anatolia in 113.

His two major works – the Annals and the Histories – cover the history of the Roman Empire from the death of Augustus (14 AD) to the death of Domitian (96 AD), although there are substantial gaps in the surviving texts.

Saint Jerome stated that The Histories and Annals together amounted to 30 books. Scholars traditionally assign 16 books to the Annals and 14 books to the Histories. Of the 30 books mentioned by Jerome only about half have survived.

Three other, lesser works by Tacitus survive in their entirety:

  • a dialogue about oratory, in which two lawyers and two literary men discuss the claims of oratory against literature (published 102)
  • a study of Germany and the German tribes (the Germania, published about 98)
  • a biography of his father-in-law, Agricola (the Agricola, published about 98)

Incomplete

The Annals were Tacitus’s final work. The Histories, although published earlier, cover the later part of his period, from 68 to 96 AD. The Annals, though published later, cover the earlier period, from the end of the reign of Augustus, through those of Tiberius, Gaius, Claudius and Nero, covering the years 14 to 68 AD, the year when Nero committed suicide.

But the absolutely key thing about the Annals is that half of them are missing. There are dirty great gaps in the narrative, big holes in the story.

We have the first part, a good continuous narrative from the end of Augustus’s reign (14) through most of Tiberius’s rule (14 to 37) in detail. But the text breaks off after the death of Tiberius and the entire reign of Caligula (37 to 41) and the first six years of Claudius (41 to 47) are missing. The narrative then resumes for the last seven or so years of Claudius (47 to 54) and the entire reign of Nero (54 to 68), at which point the narrative of the Annals connects with that of the Histories.

The best

Tacitus’s is the earliest and best account we have of this crucial period in western history. We do also possess the biographies of the first 12 emperors by Gaius Suetonius Tranquillus (69 to 122), Tacitus’s younger contemporary, which cover the exact same period and were published around 120 AD; and it’s true that Suetonius was an imperial secretary (to Hadrian) and so had access to imperial archives and was able to amass much curious and colourful material in his biographies. But Suetonius followed the conventions of his time in thinking ‘biography’ a much less serious genre than ‘history’ and so didn’t attempt the deeper analysis and wider scope which Tacitus achieves.

The other main source for this period is the Greek historian Lucius Cassius Dio (155 to 235) who wrote a vast history of Rome from its foundation up to his own time in no fewer than 80 volumes. But Michael Grant, the translator of the Penguin edition of the Annals, considers Dio ‘pedestrian’ and lacking ‘the imagination to grasp the affairs of the early empire’.

So although there are these two other sources, nonetheless Tacitus:

is the best literary source for the events of the early principate that we possess.

The purpose of history

Like everyone in the ancient world, Tacitus thought writing had a moral purpose. Grant’s introduction spends some time untangling the complicated relationship in Tacitus’s time between history, rhetoric and philosophy.

For a start all these genres – poetry, history, tragedy and comedy, eulogy and lyric poetry – were pioneered by the ancient Greeks. The Romans only began to copy these genres hundreds of years after the Greeks had brought them to a first perfection. (The first Greek historian, Herodotus, wrote his Histories about 430 BC, whereas the first Roman historian, Cato the Elder, wrote his Origines 250 years later, about 180 BC.)

Grant tells us that history, as a genre, grew out of poetry. First came Homer and Hesiod (700 BC?) and only centuries later, the first of the Greek historians – Thucydides b.460 and Herodotus b.430. For a very long time ‘history’ was regarded as a subsidiary form of literature.

This explains the elements of the dramatic found in Tacitus, for example the extended speeches he gives characters at various points which, scholars think, were almost all entirely invented by Tacitus. He attributed to leading characters in the narrative beautifully structured speeches which expressed the kinds of things they ought to have said at the most dramatic or pivotal moments.

And from the tradition of Greek tragedy comes an urge to make events seem tragic and terrible. You can feel this at moments in the narrative where, after trundling through a list of law cases and official appointments, Tacitus returns to the year’s activities of Tiberius or Nero and, suddenly, the narrative takes on a more colourful, sometimes stricken, tone, as he talks up the appalling reign of terror which Tiberius assembled or the terrible acts of the sadist and murderer Nero. You can almost hear him cranking up the horror. Which is why some scholars question whether things really were as bad under Tiberius and Nero as Tacitus claimed or whether some, at least, of the horror is included for dramatic effect.

Alongside drama went didacticism, the urge to teach and instruct, which grew, according to Grant, in popularity in the Greek world from the 4th century BC onwards. Tacitus takes a deeply moral line. He is concerned not only with recording everything which happened in a specific year, but giving his opinion about it.

Tacitus’s history is a succession of issues by which I mean a record of each year’s military campaigns, appointments of officials, promulgating of laws, prosecuting of officials or criminals, the character of particular officials (governors, generals, the emperors themselves) and so on – all of which Tacitus gives his opinion about. It is a very opinionated history.

Tacitus is in no doubt that the fundamental purpose of his writing is didactic. The aim of history is to teach men to know themselves better and behave better by showing them great examples – of good and terrible behaviour – from the past.

It seems to me a historian’s foremost duty to ensure that merit is recorded and to confront evil deeds and words with the fear of posterity’s denunciations.
(p.150; book 3, 64)

Which brings us to another massive topic, which is rhetoric, the art of persuasion, in writing and speaking. Rhetoric was the central element of the educational syllabus of the well-educated in the ancient world, and was explained in a stream of famous and complex manuals.

Thus a writer like Cicero, in his De legibus, says that history’s first concern may be recording the truth, but very close afterwards comes the need to a) persuade his audience and b) to sound well. This brings us back in a circle to history’s origins as a child of poetry. By Tacitus’s time it had travelled a long way from its parent but hadn’t shaken off the expectation that the historian would, as well as being a good researcher of facts, be an artist of prose.

Hence (to repeat a bit) the importance of the set-piece speeches Tacitus invented for his historical personages. The speeches are not only appropriate for the personage and the situation, they exploit the personage and the situation to put on a good show – in order to demonstrate the author’s skill at making a case, and to tickle the taste buds of the educated Roman audience who enjoyed savouring and judging well-made rhetoric and oratory.

Many of the set-piece passages in Tacitus were almost certainly written to be declaimed i.e. read aloud to an audience trained to its fingertips in the art of rhetoric, who would spot and appreciate the author’s various tricks and skills.

Conceived as accurate depictions of what actually happened, written in order to promote good behaviour and deprecate bad behaviour, Tacitus’s writings also had an interest in bringing out dramatic moments and presenting successive cases and arguments with all the skills of an orator. (For example, the passage in book 1, sections 7 to 10, where Tacitus puts the case for, and then the case against, Augustus’s achievements.) It’s a colourful, rich and often highly artistic combination.

Sententiae

Alongside and accompanying this overtly didactic aim, Tacitus from time to time throws in sententiae or pithy comments on history, society and human nature. these were a well-known part of his style and were quoted and excerpted for a millennium and a half afterwards. However, the modern reader may feel that, beneath their air of profundity, they are often strangely anodyne.

So the avenging of Germanicus ended. Contradictory rumours have raged around it among contemporaries and later generations alike. Important events are obscure. Some believe all manner of hearsay evidence; others twist truth into fiction; and both sorts of errors are magnified by time. (p.128, book 3, section 18)

It would be easy to enjoy and dismiss the sententiae without realising their true significance. Tacitus is trying to understand human nature by stepping back and commenting on aspects of what he sees, which arise naturally from his subject matter (the origins of tyranny) or his researches (how very prone people are to believe all kinds of rumours and lies).

He is investigating the nature of what is remembered, and why, and how fictions so quickly arise to fulfil people’s expectations.

Sejanus, too much loved by Tiberius and hated by everyone else, passed for the author of every crime; and rumours always proliferate around the downfalls of the great. For such reasons even the most monstrous myths found believers…My own motive in mentioning and refuting the rumour has been to illustrate by one conspicuous instance the falsity of hearsay gossip, and to urge those who read this book not to prefer incredible tales – however widely current and readily accepted – to the truth unblemished by marvels.
(p.162, book 4, section 9)

Fairly obvious though they seem to us, these kinds of reflection on human nature and the psychology of society was much rarer in ancient times. Although they were to some extent expected in history as a genre, it is always fascinating to read these occasional insights, not into society as such, but into how ancient authors thought about their society and about social change.

No chapter markers

I read the Annals in the translation by Michael Grant published by Penguin in 1956. It is a clear, forceful translation making for an enjoyable read (if you like Roman and military history) but with one massive flaw. Most Roman texts were divided by the author into numbered sections which modern editors, not entirely accurately, often call ‘chapters’.

The Annals and Histories are divided into these numbered sections, which are themselves gathered into ‘books’. But Grant or his editor took the decision not to include these chapter numbers in the text, which is inconvenient. It would have been useful to know which book and which section various events occur in.

Robert Graves’s translation of Suetonius and Kenneth Wellesley’s translation of Tacitus’s Histories, both for Penguin, do keep the section numbers in –so that every other paragraph or so starts with a number – and this allows you to compare their texts with other translations available online by referring to these numbers. You can go straight to the precise section of the other translations and make comparisons very easily. And, when I quote a sentence or two in my blog, I can cite the precise section it occurs in, for everyone’s convenience.

You simply can’t do that with the Grant translation. The book number and chapter number are given in the header at the top of each page, but this covers all the contents of both pages and so is very imprecise, and leaves you having to guess which chapter number applies to a particular paragraph. Very irritating.

Annalistic

What is an annal, anyway? Merriam-Webster defines an annal as ‘a record of the events of one year’ and annals in the plural as a record of events arranged in a year-by-year sequence. Thus Tacitus proceeds, rather pedantically, a year at a time. This means he doesn’t describe long-running themes which ran over successive years, as a whole. Instead he tells you everything which happened in 14 AD. Then everything which happened in 15 AD. And so on.

Sources

1. Apparently, the initial scaffolding of the work was based on annual notices called the ‘Records of the Priests’. These were primarily religious in nature but since the Roman year was packed with celebrations and festivals a lot of the other business of the state (elections, wars, trials) began to be mentioned and then actively recorded in the Records. By the second century BC historians who used these sources had become known generally as the Annalists. They provide an obvious precedent for Tacitus’s work.

2. Tacitus also mentions searching ‘histories and official journals as part of his researches (p.120), a note from Grant telling us this latter refers to the acta diurna which began to be kept in the year of Julius Caesar’s first consulship (59 BC).

3. He also, like Suetonius, at some points refers to stories he himself heard from those alive at the time, and so gives a version of Piso’s eventual death ‘given by people who were alive when I was young’ (p.126).

4. And he balances the written record with hearsay, the oral tradition which is so often lost and so is valuable that Tacitus recorded:

In describing Drusus’ death I have followed the most numerous and reputable authorities. But I should also record a contemporary rumour, strong enough to remain current today…’ (p.163, book 4 section 10)

(This rumour was that Sejanus not only seduced Drusus’s wife, Livilla, into becoming his lover and helping him poison her husband, Drusus – but also seduced Drusus’ eunuch, Lygdus, to help in the conspiracy.)

Sallust

Grant sees the key figure in the Roman tradition before Tacitus as being Sallust, author of a lost history as well as studies of the Jugurthine War and the Catiline conspiracy, which have survived. Sallust was popular because of the drama and energy of his narratives, spliced with exciting speeches, most notably the long speeches he attributes to Julius Caesar and Cato the Younger in the Catiline conspiracy – combining artistry and rhetoric.

‘Next’

This explains why one of the key words in Grant’s translation is ‘next’. Tiberius did this. ‘Next’ x and y were installed as consuls for the year. ‘Next’ the Senate debated a motion to prosecute this or that governor. ‘Next’ there were rebellions by the following tribes on the following borders of the empire. ‘Next’ Tiberius announced a new policy to enforce z.

The summary of each year opens by naming the consuls for that year:

  • In the next year the consuls were Servius Cornelius Cetegus and Lucius Visellius Varro… (p.165)
  • In the following year the consuls were Cossus Cornelius Lentulus and Marcus Asinius Agrippa… (p.173)

And ends with a brief list of notable figures who died during it:

  • At the end of the year two notable Romans died… (p.134)
  • Two eminent men died this year…’ (p.155)

And so on. On one level it is a record of events which really is just ‘one damn thing after another’. As I got into the text I realised that, although broad chapter titles Grant assigns to big blocks of narrative (see below) are zippy and dramatic, it would make a lot more sense to layout the narrative by year, starting a new ‘chapter’ with each year to really bring out the year-by-year annalistic nature of the text.

By ‘everything’ I mean a fairly narrow, limited range of concerns. Tacitus frequently refers to his own researches in state records. The point being that his narrative appears to be based on the brief records which Roman officials had been keeping for centuries of a) appointments to the key magistracies; b) debates and decisions of the Senate, regarding new laws or the prosecution of leading figures for breaching various laws; c) military campaigns; d) important court cases, often the prosecution of provincial governors for corruption.

Tacitus lays out a list of these kinds of events for each year and then expands on them, giving further background where required, especially about the individuals concerned, their family and character, and explaining what happened in each instance. These kinds of things form what you could call the background hum of the narrative.

No social or economic history

There is very little about a subject which has become central to modern history, which is economics. The ancients had little or no understanding of economics. Like his peers, Tacitus will say ‘in this year there was a shortage of wheat or grain’ and that food prices went up or there was scarcity leading to riots, prompting the emperor to intervene and buy up huge amounts to be distributed cheaply to the population of Rome. But that’s about it.

And there’s nothing at all about the lives or experiences of the common people, except for occasional references to the mob or riots. It is very much a personal history of the very top echelons of society, the senatorial class and the so-called ‘knights’. And it is a moral history of their personal attitudes and behaviour.

The emperors

But laid over the top of the background hum of the year-to-year events is what you could call the juiciest element of the Annals, which is the cumulative portrait of the emperors being (since we lack Caligula altogether) Tiberius, Claudius and Nero.

The most famous biographer of this period, Gaius Suetonius Tranquillus (69 to 122) has left us, among copious other writings, a famous set of biographies of the first 12 emperors (Lives of the Caesars) which covers the exact same period as Tacitus’s Annals and Histories. The two works can be read side by side.

Suetonius’s biographies are relatively brief (40 or so pages in the Penguin translation). After a shortish chronological section detailing the objective historical events of their reigns, Suetonius moves onto personal aspects of his subjects, arranged like a PowerPoint presentation under specific headings (personal attributes, appearance, wives and offspring and so on) under which he groups facts or events to illustrate each of his topics. These often contain juicy gossip and quirky facts (such as Augustus’s distinctive birthmarks or his habit of wearing a big floppy hat when he went out to protect him from the sun) which make them pithy and memorable.

Tacitus, by contrast, presents us with one long continuous narrative. This means there is a great deal more content, especially in two particular areas: domestic policy and military campaigns.

Suetonius lists the aspects of the emperors and then illustrates them by anecdotes, jumping around place and time to provide evidence. Tacitus, by contrast, proceeds, in a slightly plodding way, through the key events of each year, as he’s derived them from studying the official records of the senate, the elections, the law courts etc. And out of this list of events grows his analysis of the emperor. The prosecution of this or that official brings out this side of the emperor. The handling of a military campaign highlights that side of his personality. And so on. Far more historical information.

Books and titles

As I’ve mentioned Grant doesn’t structure his narrative by the books and sections of the original text. Instead he creates his own ‘chapters’, giving them titles (which I’m pretty sure aren’t in the original). The aim is to add drama and give his narrative the feel of a novel. They are:

Part one: Tiberius

  1. From Augustus to Tiberius (book 1, sections 1 to 15)
  2. Mutiny on the Frontiers (book 1, sections 16 to 49)
  3. War with the Germans (book 1 section 49 to book 2 section 26)
  4. The First Treason Trials (book 2 sections 27 to 52)
  5. The Death of Germanicus (book 2 section 53 to book 3 section 19)
  6. Tiberius and the Senate (book 3 sections 19 to 76)
  7. ‘Partner of my labours’ (p.158) [about Sejanus] (books 4 and 5)
  8. The reign of terror (book 6)

Part two: Claudius and Nero:

  1. The fall of Messalina (book 11)
  2. The Mother of Nero (book 12)
  3. The fall of Agrippina (book 13 to book 14 section 13)
  4. Nero and his helpers (book 14 sections 14 to 65)
  5. Eastern settlement (book 14 sections 1 to 32)
  6. The burning of Rome (book 15, sections 32 to 47)
  7. The plot (book 15, sections 48 to 74)
  8. Innocent victims (book 16)

Tiberius

Unlike sociable Augustus, Tiberius comes over as ‘profoundly secretive’ (p.140), ‘cryptic’ (p.143) ambiguous and unpredictable. In his introduction Grant points out that Tacitus attributes to Tiberius all the qualities of a villain of melodrama, the stock tyrant of ancient literature: he is portrayed as unjust, sensual, cruel and, above all, suspicious and cunning.

Livia

His mother, Augustus’s widow, Livia – who was given the ominous title ‘the Augusta’ – is, if anything, worse, a monster of malicious manipulation. It’s often difficult to spot the moment at which the transition takes place, but quite often, when reading about these two, you realise the text has turned into a pantomime and the audience is meant to be booing and hissing the baddies.

Germanicus

Every panto needs a hero and this deep tendency – to cast things into dramatic shape – explains the tremendous shininess with which the young prince, Germanicus, is depicted, Tacitus emphasising his graciousness, openness, honesty, his ability to get on with people and his great military victories in Germany, in order to contrast all of this with Tiberius’s negative versions of the same virtues, with Tiberius’s surliness, suspicion, duplicity, holing up in Rome (and then retirement to Capri).

Germanicus in Germany

In his notes Grant brings out something I had sensed or felt in the narrative but wasn’t sure about, which is that Germanicus’s campaigns in Germany (against the Cherusci, led by Arminius, the Chatti, the Marsi and other rebel tribes), dramatic and extended through they were, were ultimately an expensive waste of time resulting in no permanent conquests or treaties.

The most memorable part of these early books is Tacitus’s descriptions of the very hard-fought battles in the mud and undergrowth of the endless German forest and then, above all else, the terrific description of the huge storm in the North Sea which wrecked Germanicus’s fleet, which destroyed many ships and drowned many soldiers. Tacitus’s account has a Hollywood blockbuster feel to it (pages 87 to 88).

 The North Sea is the roughest in the world and the German climate the worst. The disaster was proportionately terrible – indeed, it was unprecedented. (p.87)

All the more horrifying that Tacitus presents the evidence for and against the widely held suspicion that Germanicus was poisoned by the governor of Syria, Cnaius Calpurnius Piso, where Germanicus had been sent to lead the military campaign in Armenia. (Germanicus dies on page 113, book 2 section 69, warning his wife against Tiberius’s malevolence.)

Tiberius’s decline

The headline story of Tiberius’s reign (14 to 37) is that it was in two parts. While he was finding his feet Tiberius was cautious and stuck to the letter of the law, abiding by all of Augustus’s decisions. But slowly, slowly, in a score of ways – through the way he managed and cowed the Senate, made appointments to the army, in his spiky relations with his biological son (Drusus) and adopted son (Germanicus), in his revival of the treason law (p.73) and encouragement of informers and spies (‘It was a sort of contagion, like an epidemic’, p.203), and especially on his growing reliance on the creepy figure of Lucius Aelius Sejanus, head of the Praetorian Guard – Tiberius became slowly more tyrannical.

Although the treason trials (for ‘crimes’ as trivial as swearing in the vicinity of a statue of Augustus) began as early as 16 (p.90), Tacitus cites 23 AD as the year when Tiberius’s rule began to deteriorate (p.159, book 4, section 3) and he is quite brutal in describing the total compliance which Tiberius created:

The impressiveness of the Republican facade only meant that the slave-state, which was to grow out of them, would be all the more loathsome. (p.77, 1.77)

Tiberius is so important to Tacitus because it was under him that the weakness and corruption of one-man rule became clear. Tiberius set the pattern that later autocrats and tyrants copied.

It was under Tiberius that freedom suffered its most fatal losses. (Grant, Introduction, p.21)

Augustus had spent half his life in the Republic and had the immense skill to retain a tactful facade of republicanism even as he took more and more control of things. And he was canny with people.

He seduced the army with bonuses and his cheap food policy was successful bait for civilians. He attracted everybody’s goodwill by the enjoyable gift of peace. Then he gradually pushed ahead and absorbed the functions of the senate, the officials and even the law. (p.32, book 1 section 1)

Tiberius was high-minded and principled in many ways but lacked Augustus’s social and interpersonal skills. Cold and distant, he alienated people.

What Tiberius said, even when he did not aim at concealment, was – by habit or nature – always hesitant, always cryptic. (p.39, 1.10)

And had never known the republic. All he knew was his own wishes, which slowly became an unreliable guide to rule by and the result was a slow descent into a reign of terror. As he has a character say:

‘In spite of all his experience of public affairs, Tiberius was transformed and deranged by absolute power.’ (book 6, section 48)

As witnessed by the fact that it was widely believed that he conspired in the deaths of his adopted (and too popular) son, Germanicus (widely held to have commissioned Piso to poison him out in the Middle East) and then of his own son, Drusus, who Tacitus frankly claims was poisoned by Tiberius’s creature, Sejanus (p.161, book 4, section 6).

The first couple of books focus, memorably and vividly, on Germanicus’s campaigns in god-forsaken mud and forest of tribal Germany. But the institution Tacitus most analyses is the Senate, recording event after event, debates, and decisions, and consular elections, which step by step mark its descent into grovelling sycophancy towards the increasingly terrifying emperor. It is from Tacitus that we learn that Tiberius frequently left the Senate muttering, ‘Men fit to be slaves!’ (p.150)

Tiberius retires to Capri, 28 AD

Finally Tiberius quit the Italian mainland and, in 28 AD, retired to the island of Capri where he stayed holed up for the last 11 years of his life (he died in 37 AD, aged 77). He no longer attended the senate, as he had done assiduously, or the law courts, as he had done, inspiring fear and intimidation. Now all government business was conducted by letter.

Access to him was harder now. It was only procurable by intrigue and complicity. (p.194)

Tacitus thinks he did it partly to get away from his nagging mother, Livia, partly because he genuinely found the daily task of attending the senate or the law courts and so on gruelling. And partly to indulge the sensual lusts and perversions which became harder to control as he aged.

For his criminal lusts shamed him. Their uncontrolled activity was worthy of an oriental tyrant. Free-born children were his victims. He was fascinated by beauty, youthful innocence, and aristocratic birth. New names for types of perversions were invented. (p.200 cf p.202)

And so on. More details are given in Suetonius’s deliberately scandalous Life of Tiberius.

Death of Livia, 29 AD

She was a compliant wife to Augustus but an overbearing mother to Tiberius. Tacitus thinks part of his motivation in retiring to Capri was to be free of her endless nagging. (That and his wish to indulge his disreputable personal behaviour.) With her death Tiberius’s restraint was thrown to the wind.

Now began a time of sheer crushing tyranny. (p.196)

Tiberius and Sejanus began to persecute Germanicus’s widow, Agrippina (the Elder). He sent a letter to Rome denouncing her and her son, Nero Caesar, Tiberius’s daughter-in-law and grandson.

Here there is a gap in the text covering two years. During those key years, first Agrippina (Germanicus’s widow), Nero Caesar and Drusus Caesar (her young sons) were exiled, and Nero Caesar died. More seismically, Tiberius began to suspect his right-hand man, Sejanus, instrumental in so many plots against his enemies, to be conspiring against Tiberius himself. So Tiberius had him arrested in the senate and executed. At which point Sejanus’s divorced wife revealed to Tiberius that it was Sejanus and his lover Livilla (Drusus’s own wife) who had conspired to poison Drusus (Tiberius’s son). After this was revealed Livilla died, either killing herself or executed.

The fall of Sejanus was brutal but so was the aftermath. Previously consuls and senators and aristocrats had vied with each other to fall in with the emperor’s henchman to curry favour. Now all that arse-licking came to be regarded in a diametrically opposite light and many who had associated with Sejanus were now accused of being part of his plot to overthrow the emperor.

Frenzied with bloodshed, the emperor now ordered the execution of all those arrested for complicity with Sejanus. It was a massacre. Without discrimination of sex or age, eminence or obscurity, there they lay, strewn about – or in heaps. (p.209)

With great brutality Sejanus’s two young children were executed. Tacitus reports that, since capital punishment for a virgin was forbidden, she was first raped by the public executioner, then garotted. Both their bodies were then thrown onto the Gemonian steps (where the bodies of criminals and the disgraced were thrown in ignominy; p.199).

The deaths Germanicus’s widow, Agrippina the Elder (p.212) and then of two of her children: Nero Julius Caesar was accused of treason, declared by the senate an enemy of the state, banished to the island of Pontia where he was either killed or encouraged to kill himself in 31.

His brother, Drusus Caesar, Tiberius’s grandson was accused by Cassius Severus of plotting against Tiberius. He was imprisoned and confined to a dungeon on the Palatine in 30. He starved to death in prison in 33 after, according to Tacitus, being reduced to chewing the stuffing of his mattress.

This left young Gaius as their only surviving brother and at an early age he was sent to be Tiberius’s companion on Capri. Here he learned thorough-going debauchery from the old man and how to recognise and manage his moods. He was to succeed Tiberius on the latter’s death in 37 and is known to history by his nickname, Caligula.

The long description of Tiberius ends with ever-increasing terror, with scores of senators and knights accused of all kinds of crimes and queuing up to commit suicide. Tacitus describes Rome as awash with blood and piled with bodies which must have been an exaggeration. But it felt like that to those who lived through it.

Gaius Vibius Marsius is accused of adultery and decides to starve himself to death. Tacitus gives him a grim speech explaining to his friends that he doesn’t want to hang on the last few weeks until the obviously ill emperor dies, because he prophesies that the reign of Tiberius’s successor will be even worse (p.225).

The deaths of Nero Julius Caesar and his brother, Drusus Caesar left Tiberius Gemellus, the son of Drusus and Livilla, the grandson of the Emperor Tiberius, as hair. In 35 Gemellus, along with his cousin Gaius, were named joint-heirs by Tiberius. Upon Tiberius’s death in March 37, Gaius assumed the throne and had Gemellus killed (or forced to kill himself) in late 37 or early 38.

Degenerate times

Tacitus shares the universal belief among all ancient writers that the world was going to the dogs and that the age they were living in was witness to unprecedented degeneracy. Decline and fall. Sallust complained about the degenerate times he was describing in the 50s BC and Tacitus expresses exactly the same feeling 150 years later.

I am aware that much of what I have described, and shall describe, may seem unimportant and trivial. But my chronicle is quite a different matter from histories of early Rome. Their subjects were great wars, cities stormed, kings routed and captured. Or, if home affairs were their choice, they could turn freely to conflicts of consuls with tribunes, to land- and corn-laws, feuds of conservatives and commons. Mine, on the other hand, is a circumscribed, inglorious field. Peace was scarcely broken – if at all. Rome was plunged in gloom, the ruler uninterested in expanding the empire. (p.173, book 4, section 31)

The futility of tyranny

As part of the general reign of terror and intimidation of every form of free speech and opinion, in 25 the historian Aulus Cremutius Cordus was charged with, in his Histories, praising Brutus and describing Cassius as ‘the last of the Romans’. Cremutius put up a stirring defence in the senate (probably another speech invented by Tacitus), went home and starved himself to death. Which prompts Tacitus to reflect:

The senate ordered his books to be burned by the aediles. But they survived, first hidden and later republished. This makes one deride the stupidity of people who believe that today’s authority can destroy tomorrow’s memories. On the contrary, repressions of genius increase its prestige. All that tyrannical conquerors, and imitators of their brutalities, achieve is their own disrepute and their victims’ renown.
(p.175, book 4, section 35)

Tacfarinas


Credit

Michael Grant’s fluent, energetic translation of Tacitus’s Annals was published by Penguin Books in 1956. References are to the revised 1971 edition, as reprinted in 1988.

Related link

Roman reviews

Tristia by Ovid

How wretched to live among tribal natives
for him whose name was once a household word.
(Tristia book 4, poem 1, lines 67 and 68)

What I seek is not praise but pardon.
(Tristia book 1, poem 7, line 31)

There’s nothing we own that isn’t mortal
save talent, the spark in the mind.
(Tristia, book 3, poem 7, lines 43 and 44)

America-based British academic Peter Green has published an impressive number of books about the ancient world – numerous histories and essays, along with many translations from ancient Greek and Latin.

Among these are two volumes of translations of the Roman poet Ovid for Penguin books: a portmanteau volume titled The Erotic Poems of Ovid, which includes Amores, The Art of Love and The Cure for Love, and this volume, The Poems of Exile, which includes Ovid’s last two works, Tristia and Epistulae ex Ponto (‘Letters from the Black Sea’).

These fairly long works (Tristia 103 page, Letters 90 pages) were, as the title suggests, written during Ovid’s 10-year-long and miserable exile at a town called Tomis, on the Black Sea (now the coastal resort of Constanca in Romania).

(Apparently it is important to distinguish between exile (deportatio) – where the banished person lost their Roman citizenship and all their property – and Ovid’s condition, which was the lesser punishment of relegatio, whereby he retained his citizenship and his property – very important for the ongoing life of his wife and daughter back in Rome, see note p.225 among others.

Ovid’s career

Born in 43 BC Ovid was a fluent and prolific poet who made his reputation with a series of books about love, treated in a cynically witty, urbane style:

  • first there was a set of letters supposedly written by women from myth and legend (the Heroides)
  • then the stylish Amores (‘Love poems’) which followed in the line of elegiac love lyrics pioneered by Catullus and developed by Tibullus and Propertius. The Amores were published in 16 BC
  • but most successful, and scandalous, was the Ars Amoris (‘The Art of Love’) which I thought might be a philosophical-moral treatise but turns out to be an extremely cynical, worldly guide to picking up women, preferably married women, for an illicit affair, closer to the world of Tinder and modern pickup artists than Plato or Castiglione. The Ars Amoris was published around 1 BC

Around the age of 40, Ovid made a significant shift in subject matter to produce the vast Metamorphoses, an encyclopedic collection of ancient myths and legends linked by the common topic of physical transformation i.e. tales of men and women who were changed by the gods or magic or fate into flowers, trees, animals, rivers and so on.

The poem contains flattering references to the emperor Augustus (who effectively ruled Rome single handed between 27 BC and his death in 14 AD) and leads up to a description of the apotheosis (conversion into a god) of Augustus’s adoptive father, Julius Caesar and then fulsome praise of Augustus himself. Metamorphoses was published in 8 AD.

Ovid was half way through writing a work which contains even more flattering references to Augustus and his extended family, the Fasti, a long poetic account of the Roman calendar which sets out to explain the origins and aspects of Rome’s numerous religious festivals, anniversaries and important dates – when he received an angry summons to the emperor’s personal presence, was given a fierce dressing down and instructed to pack his bags because he was being sent into exile (or to be precise relegatio). He was ordered to go and live in the wretched frontier town of Tomis, in the only partly-pacified province of Moesia, on the coast of the Black Sea in modern-day Romania.

Born in 43 BC, Ovid was 51 in late 8 AD when he was sent into exile.

Ovid’s exile

Why? What had he done which was so outrageous? For the last ten years of his life (8 to 18 AD) Ovid wrote these two books – 50 or so letters in which he pleaded with all his friends back in Rome to beg the emperor to change his mind and rescind his banishment, and 50 or so poems in which he gave poetic expression to the changing moods of an exile. But although he refers to the causes of his exile quite a few times, he never specifies exactly what it was.

To be precise, Ovid attributes his exile to two causes. One was that his recklessly cynical and amoral pickup guide The Art of Love offended against the very serious efforts of Augustus to restore traditional morality among Rome’s aristocracy, particularly when it came to marriage – banning adultery and rewarding fidelity and especially the parenting of children who should be brought up in a traditional, settled married environment. The Art of Love, as a guide to how to start and maintain adulterous affairs, flew straight in the face of everything Augustus was trying to achieve.

But Ovid himself thinks Augustus’s citing of this poem as a cause for exiling him was a smokescreen for a deeper reason. This he refers to repeatedly as his error but, infuriatingly, tells us his lips are sealed and he won’t explain it. For 2,000 years scholars have been forced to speculate.

Political – maybe was present at discussions about a coup to overthrow Augustus; maybe he was a witness to a secret marriage of Julia – either way Ovid’s hints imply that he himself was never part of a conspiracy, never carried out any action: but that he witnessed something and then, apparently, failed to report it.

The Tristia are accessible and enjoyable

I really struggled with Anne and Peter Wiseman’s prose translation of Ovid’s Fasti, several times thinking I’d have to give up reading the work altogether. It was only when I switched to A.S. Kline’s online verse translation that I was able to finish wading through the often very obscure and confusing text.

By contrast Peter Green’s verse translations of the Tristia and The Letters from Pontus are a delight to read. Above all, unlike long sections of the Fasti, it’s obvious what they’re about. Whether he’s describing the long stormy journey by sea to Tomis, or sending his book back to Rome, or praising his wife for her loyalty, or castigating an old friend for abandoning him, or begging Augustus for forgiveness, or saying his frivolous love poetry didn’t deserve to bring such a harsh fate down on their author’s head – the subject matter is obvious and the development of the argument almost always easy to follow.

Peter Green’s translation

This is immensely helped by Peter Green’s fresh, zingy, accessible translation. In fact there are two very strong points about this edition. One is the translation, which has an enjoyably flexible, rolling rhythm about it. The second is Green’s notes. Wiseman’s notes for the Fasti were sensible but fairly brief, restrained, limited. By contrast Green’s notes are almost long as the texts themselves (Tristia text 103 pages, Green’s notes 90 pages).

Green is gloriously unbuttoned, chatty, opinionated, fluent, garrulous. Tristia is divided into 5 books and each book gets a page or so of introduction explaining when it was written, describing Ovid’s changing tone of voice and approach as the books progress.

Then each poem in each book gets a page introduction to itself, before we get onto notes for specific references: these introductions describe what the poem is about, how it differs from other poems or echoes or repeats certain themes, how it riffs off this or that ancient genre or trope. Green freely discusses contemporary history, Ovid’s family relationships, the climate and people of Tomis, the theories of other scholars (for example, whether the poems are arranged in careful order or are more random) and so on, in a buttonholing garrulous manner which I found immensely interesting and entertaining.

And it is all immensely helpful for understanding how the tone and approach of the books changed over the long 10 years during which they were written; at understanding the genres or rhetorical conventions of Latin poetry which they invoke, copy or modify; for understanding the complex matrix of cross references Ovid sets up between them; and, on the simplest bucket level, understanding the historical events, the real historical people or the mythical personages which the poems refer to.

Instead of a set of standalone, isolated factual explications, Green’s notes are more like one vast essay of commentary and explication. His notes are easily as interesting to read as the poems.

Book 1 (11 poems)

1.1 (128 lines)

Little book – no, I don’t begrudge it you – you’re off to the City
without me, going where your only begetter is banned!

This is the envoi to book 1 and addresses the book as a sentient being which he is sending to Rome to argue on his behalf. This was an established literary convention (used by Catullus and Horace among others) but differs from its predecessors in introducing the recurrent theme that the book will argue for forgiveness and an end to his exile.

1.2 (110 lines)

‘You gods of sea and sky’ – what’s left me now but prayer? –
‘Don’t, break up our storm-tossed ship:
don’t, I beseech you, endorse great Caesar’s fury!’

Description of the violent storms which Ovid endured on his journey by ship across the Mediterranean in December 8 AD, with some poking fun at traditional descriptions and epic conventions around describing storms at sea.

1.3 (102 lines)

Nagging reminders: the black ghost-melancholy vision
of my final night in Rome,
the night I abandoned so much I dearly treasured,
to think of it, even now, starts tears…

Ovid paints the scene of his departure from Rome, the weeping and wailing of his servants and family, especially his (third) wife. With typical irony (and mocking epic convention) he compares himself briefly to Aeneas leaving Troy. More to the point he emphasises that his error was a mistake and not a deliberate crime.

1.4 (28 lines)

Dipped now in Ocean, the She-Bear’s stellar guardian
is stirring up stormy seas: yet here am I
constrained, not by my will, to plough the Adriatic…

Another description of his stormy journey, notable for the description of the figurehead of Minerva at the prow of the ship (Roman and Greek vessels carried painted figureheads of gods, to whom the crew prayed if they got into trouble).

1.5 (84 lines)

Friend, henceforth be reckoned the foremost among my comrades,
who, above all others, made your fate your own,
who first, I recall, when the bolt struck, dared to support me
with words of comfort…

Ovid praises the handful of friends who stuck by him when most of his fairweather friends bolted as soon as Augustus’s wrath struck his home. This passage, and Ovid’s plight generally, remind me much of Oscar Wilde’s sudden, fateful reversal of fortune, from talk of the town to almost complete abandonment by all but a handful of real friends:

Before my house’s downfall
visitors thronged the place, I was à la mode
if not ambitious. The first tremor sent them running…

In the second half of the poem Ovid wittily but bitterly compares himself to Ulysses who made a long and painful journey by sea, but the poet uses the extended comparison to bring out obvious differences, namely that Ulysses was a rough tough warrior, whereas Ovid is a sensitive poet unused to rough conditions; and that Ulysses was heading home to his loving wife and family whereas Ovid is heading away from everything that he loves.

1.6 (36 lines)

Not so dear was Lyde to the Clarian poet, not so truly
loved was Bittis by her singer from Cos
as you are deeply entwined, wife, in my heart…

In praise of his wife’s loyalty, including the (repeated so often as to become hackneyed) comparison with Ulysses’ loyal wife, Penelope. It ends with another theme which was to be repeated scores of times, the notion that his exile has killed off his former self, old Ovid is dead, and the old poetic exuberance borne of his high-flying social life is extinguished – but still the old dead suffering ex-poet can still squeeze out a few last lines:

Alas, my verses possess but scanty strength, your virtues
are more than my tongue can proclaim,
and the spark of creative vigour I once commanded
is extinct, killed off by my long
misfortunes. Yet in so far as our words of praise have power
you shall live through these verses for all time.

1.7 (40 lines)

Reader, if you possess a bust made in my likeness,
strip off the Bacchic ivy from its locks!
Such signs of felicity belong to fortunate poets:
on my temples a wreath is out of place.

A poem to a friend who’s stuck by Ovid, but which is really about the condition of the works Ovid leaves behind him in Rome. The poem claims that Ovid threw his copy of the Metamorphoses into the fire, and that it was unfinished, had yet to have a final revision:

…because the poem was still unfinished, still
in rough draft… it lacks my final hand:
a job snatched from me half-done, while still on the anvil,
a draft minus the last touch of the file.

1.8 (50 lines)

A poem of bitter reproach to an old friend who dumped him when trouble struck, scholars identify as the poem Macer, related to Ovid’s third wife, with whom he travelled through Greece and Asia Minor when he was a student. The poem opens with the rhetorical trope called adynaton meaning ‘impossibility’, similar to the modern saying ‘when hell freezes over’.

Back from the sea now, back to their sources shall deep rivers
flow, and the Sun, wheeling his steeds about,
run backward; earth shall bear stars, the plough cleave heaven,
fire shall give forth water, and water flames,
all things shall move contrary to the laws of nature,
no element in the world shall keep its path,
all that I swore impossible will happen now: there’s nothing left
that I can’t believe. This I prophesy after my betrayal by that person
who, I’d believed, would aid me in my distress…

1.9 (66 lines)

Reader, should you peruse this work without malice, may you
cross life’s finishing-line without a spill!

A poem to a faithful friend, notable for reminding friends who hesitate to support him that Augustus has demonstrated a capacity for clemency and respects those who stay loyal to friends and cause, even if they opposed him. Ovid says he wishes now he had never taken up the wretched art of poetry, seeing as where it’s led him. And repeats other recurring tropes: that the cynical amorality of the Ars Amatoria had nothing to do with his own private life which was chaste and faithful; and that it was a joke, a joke for God’s sake.

1.10 (50 lines)

I have (may I always keep!) blonde Minerva’s protection: my vessel
bears her painted casque, borrows her name.

In contrast to the earlier poems about storms at sea, this is a poem in praise of the good ship Minerva which brought him to a harbour in eastern Greece where they docked, Ovid unloaded and continued his journey by land, but the second half of the poem is an envisioning of the voyage back the ship will take, studded with famous placenames and historical references and calling down blessings on the good ship Minerva.

1.11 (44 lines)

Every word you’ve read in this whole book was written
during the anxious days
of my journey: scribbling lines in mid-Adriatic
while December froze the blood…

A poem highlighting the contrast between the lazy peaceful couch on which he composed his great works back in Rome, and the storm-tossed ship on which he tried to write poems on the blustery, brine-drenched journey East.

If these lines fall short – as they do –
of your hope: they were not written, as formerly, in my garden,
while I lounged on a favourite day-bed, but at sea,
in wintry light, rough-tossed by filthy weather, spindrift
spattering the paper as I write.

Book 2 (578 lines)

Book 2 stands out because instead of a set of 10 or so shorter poems it is one longer poem of 578 lines. Green cites earlier scholars who consider the poem a suasoria, meaning:

Suasoria is an exercise in rhetoric: a form of declamation in which the student makes a speech which is the soliloquy of an historical figure debating how to proceed at a critical junction in his life. (Wikipedia)

Or maybe a legal argument, to be presented in court. It consists of:

  1. the exordium – attempt to placate the judge (Augustus) (lines 1 to 26)
  2. the propositio – outlining the speaker’s aim (27 to 28)
  3. the tractatio – the handling or treatment in which the case is unfolded at length (29 to 578); this can be sub-divided into:
    1. probatio or proof of evidence (29 to 154)
    2. epilogus 1 or first conclusion, entering a plea for mitigation of sentence
    3. refutatio or rebuttal of the charge (Ovid argues that his poetry never corrupted anyone because to the pure all things are pure and to the corrupt, anything is corrupt) (207 to 572)
    4. epilogus 2 or second conclusion, again calling for clemency

In other words, even more than

Book 3 (15 poems)

These poems were composed in 9 to 10 AD. The first excitement of the journey into exile, undertaken in December 8 AD and vividly described in book 1, is over. He has spent one winter in Tomis and now knows the role freezing bitter cold is going to play in his life. And it is dawning on him that this exile isn’t for a year or so, isn’t a game which will come to an end – but is the bitter condition for the rest of his days.

3.1 (82 lines)

‘I’m an exile’s book. He sent me. I’m tired. I feel trepidation
approaching his city – kind reader, lend a hand.’

Book 3 poem 1 repeats the conceit of book 1 poem 1 in conceiving the book as envoy except that whereas in book 1 Ovid had been outside the book, sending it as the author, this poem speaks in the voice of the book itself. This allows the book itself to find its way through Rome in order to seek out readers, a library to stay in, and the palace of the great Augustus (who, for the umpteenth time, Ovid begs for forgiveness). In so doing, the poem provides an interesting and historically useful guide to the layout of the Rome of his day. He is as conscious as ever of the role the Ars Amoria plays in his personal disaster, something so well known that he has his book tell anyone encountering not to fear:

‘Have no fear: I won’t turn out an embarrassment to you:
no instructions about love, not one page,
not a syllable. So bleak my master’s misfortunes, he shouldn’t
try to camouflage them with light verse,
though that sport of his green years, that frivolous disaster
he now – too late, alas! – detests and condemns.
See what I bring you’ll find nothing here but lamentation,
verse matching its circumstances…’

The book’s tour of Rome, appropriately, at Asinius Pollio’s library

3.2 (30 lines)

So it was my destiny to travel as far as Scythia,
that land lying below the Northern pole,
and neither you, Muses, not you, Leto’s son Apollo,
cultured crowd though you are, gave any help
to your own priest…

Ovid makes the theme clear: he is a soft poet, not used to a hard life (‘an escapist, born for leisured comfort’), his erotic poetry was a joke, a pose, he was never a libertine in real life (‘my poetry’s more wanton than my life’). But now all that’s dead and gone.

The journey to Tomis was so stormy and colourful it helped to distract him from the misery of exile, even inspired him a bit. But now the hard fact of exile has hit him and his existence has settled into a monotonous drudge – it’s cold, it’s boring and it’s dangerous. Now ‘weeping is my only pleasure’. Now he yearns for death.

In the poem he knocks at the door of his own sepulchre door, which he finds stubbornly shut against him. (Green makes the typically illuminating comment that this is an inversion of the trope of the paraclausithyron, the image of the poet keeping watch morosely outside the locked door of his beloved, well established in the elegiac tradition and which Ovid had himself used in the Amores.

3.3 (88 lines)

If perhaps you’re wondering why this letter’s drafted
by another’s hand, I’ve been, am, sick,
sick, and at the unmapped world’s remotest limits,
scarce certain of my survival.

Ovid is ill and depressed. He lists the tribulations of exile: cold climate, impure water, depressing landscape, no proper housing, bad diet, no doctors to treat his illness, no friends’ conversation to distract him. He addresses his wife, swearing she’s the only woman he thinks about, he said her name during the delirium of his illness. He imagines his death. He writes his own epitaph.

3.4A (lines 1 to 46)

Ah friend, my dear care as always, though in harsh circumstances
first truly assayed, after my world’s collapse,
if you’ve any respect for the lessons experience has taught me,
live for yourself, keep far from all great names…

A poem to an unnamed friend, advising him to live a discrete, retired life, not to make grand acquaintances, not to fly too high lest, like poor Ovid, he be blasted by Jove’s thunderbolt. (The comparisons of Augustus with Jupiter, and the decision to exile Ovid falling on him like the god’s thunderbolt, appear in virtually all the poems, quickly becoming a part of their standardised litany of complaint.) He warns his friend to:

Live without rousing envy, enjoy years of undistinguished
ease and delight…

3.4B (lines 47 to 78)

A region that neighbours the polar constellations
imprisons me now, land seared by crimping frost…

The poem begins by lamenting the frozen waste he finds himself in, such that Rome and its familiar landscapes now linger on only in his memory. Next to them, his wife, whose image haunts him. And then his loyal friends. He asks them not to forget him, to do what they can to lend a hand to his cause.

3.5 (56 lines)

Our friendship was new and slight: you could have denied it
without any trouble. (You’d have not, I think,
embraced me more closely had my vessel been driven
on by a favouring wind.)

While some of his old friends have abandoned him, the (unnamed) addressee of this poem stuck by him despite being a new acquaintance. Ovid thanks and praises him, then asks that he use his eloquence to argue his cause before the emperor.

Again and again and again Ovid insists he did no wrong, he merely witnessed something and failed to report it: he committed no crime except simply having eyes. Here there’s one of the longest passages describing this, 10 lines of exculpation, emphasising that he committed an error but – as he repeats just as often – shying away from explaining the nature of this ‘error’. God, I can see why it’s driven 2,000 years of scholars mad with frustration.

3.6 (38 lines)

The bond of friendship between us, carissimo, you neither
wish to dissimulate, nor could if you so wished…

To his best friend, praising his loyalty, saying he’s shared everything with him – except the nature of the ‘offence’ which got him banished. If he’d shared it, his friend would have joined him in exile, indicating what a toxically powerful secret it must have been.

He repeats the claim that he, Ovid, didn’t do anything, merely witnessed something – so that it’s his eyes which are to blame. He says that even to hint at his crime would be ‘great risk’. He says it is better buried in deepest night. He asks his friend to help and intercede on his behalf with angry Jupiter.

3.7 (54 lines)

Go quickly, scribbled letter, my loyal mouthpiece,
and greet Perilla for me. Her you’ll find
either sitting in the company of her sweet mother
or among her books and poems…

A sweet and touching poem to his step-daughter, Perilla (his wife’s daughter by an earlier husband), now a young woman. Surprisingly, it turns out that she is a poet too, her talent spotted and nurtured by her dad. They often read their poems to each other. He praises her and tells her, if she’s worried about his fate, that she’ll be fine so long as she doesn’t set out to teach anyone about love (Ovid’s writing of The Art of Love having been given out as the official reason for his banishment).

It ends with a triumphant assertion of the supremacy and triumph of art. Age may wither her, the emperor’s punishment has blasted him – everything can be taken from them, and yet:

There’s nothing we own that isn’t mortal
save talent, the spark in the mind.
Look at me – I’ve lost my home, the two of you, my country,
they’ve stripped me of all they could take,
yet my talent remains my joy, my constant companion:
over this, Caesar could have no rights…

Caesar will die, yet so long as Rome exists, Ovid will be read. It must have been an optimistic claim, made to keep his spirits up and yet, 2,000 years later, amazingly… it’s true!

3.8 (42 lines)

Now I wish I were high aloft in the car of Triptolemus
who flung the untried seed on virgin soil…

He wishes for the paraphernalia of various mythological figures so he can fly back to Rome, then pulls himself up short. Fool! Instead of old legends he should be petitioning the real Augustus in the here and now. If not to end his exile at least to move him somewhere else. The wretched climate, the lack of all amenities and civilised companionship is sapping his spirit, making him ill. God, why didn’t Augustus just kill him outright and be done with it?

3.9 (34 lines)

Here too, then, there are – who would credit it? – Greek cities
among the wild place-names of barbary: here too
colonists, sent out from Miletus, founded Greek outposts
on Getic soil…

An aetiological poem i.e. one which explains a modern custom, practice or place name in terms of a myth or legend. In this case Ovid derives the name of his exile town, Tomis, from the old story that the witch Medea, having fled her homeland, saw the sail of the ship of her father, Aeëtes, approaching and, in panic, conceived a plan to delay him so she could make a getaway. The plan? To rip to shreds her brother and scatter his body parts about the shore, thus forcing her father to collect them together for a proper funeral pyre. In Latin the (false) etymology relates tomé, a noun meaning the act of chopping up, with Tomis.

Green’s notes tell us that a) aetiological poems were a speciality of the Hellenistic poet, Callimachus (305 to 240 BC) and b) Roman aetiological poems almost always get the etymology and derivation of words wrong. Odd that we, 2,000 years later, know more about their customs and, especially their language, than they did.

3.10 (78 lines)

If anyone there still remembers exiled Ovid, if my
name survives in the City now I’m gone,
let him know that beneath those stars that never dip in Ocean
I live now in mid-barbary, hemmed about
by wild Sarmatians, Bessi, Getae, names unworthy
of my talent!

A long vivid poem giving a rare description of what Tomis was actually like, or the landscape around it. To be precise Ovid focuses on the bitter freezing winter weather and the way the many mouths of the river Danube which enter the Black Sea close to the town freeze over. Not only that but the sea itself freezes: he knows, he’s walked on frozen waves.

But it’s worse, it’s not just that it’s cold: normally the river acts as a barrier against barbarian tribes but when it freezes they can ride over it and raid nearby villages. Some peasants flee, leaving their farms and possessions to be looted by the raiders. Some are shackled and led off to slavery. Some die in agony because the raider’s sharp arrowheads are dipped in poison. What they can’t steal, the barbarians burn to the ground.

3.11 (74 lines)

Whoever you are, vile man, who scoff at my misfortunes,
and with bloody zeal fling charges at me – you
were born from the rocks, by wild beasts’ udders nurtured
with flints, I’ll swear, in your breast…

A bitter recrimination against some (unnamed) enemy who is bad mouthing and savaging his character back in Rome. Why make a miserable man more miserable? Ovid laments the coldness, the isolation, he can’t speak the natives’ language, he suffered cruelly on the journey out, now he lives in terror of the violent tribesmen. O vile calumniator, why hit an unfortunate man when he’s down?

3.12 (54 lines)

West winds now ease the cold: at the year’s closure
a longer-than-ever winter must yield at last,
while the Ram (that bore Helle – and dropped her) now equalises
the hours of darkness and light…

March 10 AD. The first half of the poem is a vivid celebration of the sights and sounds of spring back in Rome and the Italian countryside, spring flowers, children playing in the fields, men exercising, the roar of crowds at the theatre.

Then the volta or ‘turn’ to contrast his sad isolated existence. For Ovid Spring means the very slow thaw of the ice, some water runs a bit free in the cistern. Wine left outside no longer freezes solid in the bottle. The Danube flows again and the Black Sea becomes navigable and so, once in a blue moon, a ship may arrive from Rome and Ovid will avidly question the captain for even the slightest scraps of gossip which can, for a moment, revive his link to his long-lost homeland.

3.13 (28 lines)

My birthday god’s here again, on time – and superfluous:
what good did I get from being born?
Cruel spirit, why come to increase this wretch’s years of exile?
You should rather have cut them short…

The Greeks considered the genethliakon or ‘birthday poem’ a genre in its own right, with its own rules and stock imagery. It’s here to mark Ovid’s birthday. He was born on 20 March 43 BC so, if this poem was written in 10 AD, he was 53.

But Ovid deliberately reverses all the conventions of the birthday poem. For example, he curses the birth god (the natalis) who oversaw his birth. It would have been more merciful to have let him die as a baby, or never be born at all, rather than endure this misery. Instead of the customary toga and ritual thanksgivings on his birthday, he’d prefer an altar of death.

3.14 (52 lines)

Patron and reverend guardian of men of letters, you always
befriended my talent – but what’s your attitude now?
In the days before my downfall you used to promote me –
and today?

Scholars consider the addressee of this poem to have been Caius Julius Hyginus, director of the Palatine library, patron of young poets, and a close friend in the old days back in Rome. The poem echoes the themes of books and libraries announced in poem 3.1, in other words they form bookends ti the volume.

Ovid hopes Hyginus is still supportive of his work. Books are like children, they can remain behind in the city even when the father is exiled. Ovid refers to the fact that his erotic poems (The Art of LiveThe Cure For Love) have been banned and removed from all libraries, but hopes the others are read.

Interestingly, he is at pains to emphasise that the Metamorphoses was left unfinished (a claim which consciously or unconsciously compares him with Virgil’s famously unfinished masterpiece, the Aeneid).

Then he turns to the present book, ‘a missive from the world’s end’, and asks Hyginus to be indulgent and remember the context of its writing: Ovid fears his talent has withered, he has forgotten his Latin, here in a place surrounded by barbarian tongues and threatened every day with violent attack, he worries all his stylishness has been rubbed off him. Please make allowances.

Book 4 (10 poems)

4.1 (106 lines)

Whatever defects there may be – and there will be – in these poems,
hold them excused, good reader, by the times
in which they were written. An exile, I was seeking solace,
not fame…

In the envoi to book 4 Ovid asks the reader’s indulgence, and to consider the miserable exile. His only true and steadfast companion is his Muse. He tells us how slaves, chained rowers, slave girls, manual labourers, sing songs to pass the time, as did the legendary figures Orpheus and even Achilles, sulking in his tent.

And so Ovid in exile. He ought to curse the avocation which led him to write the love guide which led to his downfall, but he can’t: he’s hooked. Writing transports him away from his miserable situation, drugs him, like the potions which numbed the lotus eaters.

What is he drugging himself from? The horrible situation of living in a walled defensive town liable to attack at any moment from barbarian tribes. He describes the way the way the alarm goes and he has to buckle on a sword although he’s 60 years old! He repeats the description of the way the raiders capture, shackle and lead off to slavery local farmers, or just shoot them with poisoned arrows and leave them to die.

Once again he laments that there is no-one at all to read his poems to who will understand them let alone appreciate them. Sometimes he waters the paper with his tears. Sometimes he crunches them up and throws them in the fire. What has survived he presents in this book and craves our indulgence.

4.2 (74 lines)

Already fierce Germany, like all the world, confronted
by the Caesars, may well have bent her knee
in surrender…

He imagines the full panoply of celebrations surrounding what he assumes must be Tiberius’s victories in Germany, including the sacrifices in temples and the great public triumphant procession through Rome, all under the guiding vision of beneficent Augustus.

The poem switches to meditate on the process of imagination itself, by which he is imagining and visualising all this, for his imagination, his mind’s eye, can go where he, alas, never again can.

4.3 (84 lines)

He asks the stars of the new constellation to turn their eyes upon his wife, ‘sweetest of wives’. He hopes she is missing him. Then addresses her directly and asks a series of rhetorical questions itemising her grief (when she looks at his untouched pillow in their marital bed, does she weep?)

Yet, to be honest, he wishes he had died. Then she would have something simple and pure to weep over, instead of his agonising shame, and the fact that he lives, but forever inaccessible to her. She supported him and was so proud of his achievements, for so long. Please don’t be ashamed of him, now. Defend him. Intercede for him.

4.4 (88 lines)

O you who with your high birth and ancestral titles
in nobility of character still outshine
your clan, whose mind mirrors your father’s brilliance
while retaining a brilliance all your own…

An appeal to Marcus Valerius Corvinus Messalinus, the eldest son of Ovid’s patron (recently deceased), Messalla Corvinus. Ovid sings Valerius’s praises but as the poem proceeds it becomes clear he never really knew the boy and is trying to curry favour because of the connection with his (now dead) father.

This leads Ovid into embarrassed contortions, and apologies, before going on to the usual litany of self-exculpation (‘it wasn’t a crime, it was an error‘) before begging Valerius to intervene with Augustus to ask for his exile to be, if not revoked, that at least he be moved somewhere better, safer from raids by barbarians, hot for blood and plunder, some of whom are cannibals.

4.5 (34 lines)

A sycophantic poem addressed to Messalinus’s younger brother, Marcus Valerius Cotta Maximus although, as with all the Tristia the addressee is not explicitly named – because Ovid knew it would do nobody any good to be associated with his disgrace, his exile, his crime. This young man was loaded and well connected. Ovid politely, discreetly, begs for his help.

Do what you safely can: rejoice in your heart that I’m mindful
of you, that you’ve been loyal to me; still bend,
as now, to your oars to bring me succour…

4.6 (50 lines)

Believe me I’m failing; to judge from my physical condition
I’d say my troubles have a scant
future remaining – I lack my old strength and colour,
there’s barely enough skin to cover my bones;
yet sick though my body is, my mind is sicker
from endless contemplation of its woes…
(lines 39 to 44)

Two winters have passed (of 9 and 10 AD) so scholars think this poem was written in 11. Ovid is tired, worn down, sick in mind and body, and has one hope left – ‘that my troubles may be soon cut short by death’.

4.7 (26 lines)

Twice has the Sun approached me after the chills of icy
winter, twice rounded his journey off
through the sign of the fish.

The sign of the Fish enters the Sun in February so scholars date this poem to 11 AD. Ovid reproaches a dear old friend (unnamed like all the addressees of these poems) for not writing to him, hoping he has written, but that the letters have got lost on the long, fraught journey to the outer reaches of the empire.

4.8 (52 lines)

Already my temples are mimicking swans’ plumage,
and hoary age bleaching my once-dark hair;
already the frail years are on me, the age of inertia,
already my infirm self fins life too hard…

He has grown old. Ships, racehorses, charioteers, old soldiers, all these get to be pensioned off – why not an old poet? Why can’t an old poet be set free from his miserable exile and allowed to return?

At my time of life I shouldn’t be breathing this alien
air, or easing my thirst at Getic wells,
but dividing my days between those peaceful country gardens
I once possessed, and the pleasures of human life,
the human round…

4.9 (32 lines)

Ovid is ferociously angry with an unnamed enemy who has been bad-mouthing the powerless poet back in Rome. Ovid calls down vengeance on him – ‘then luckless sorrow will perforce take arms’ – and promises that his angry words will travel the world and last for generations to come – as they, indeed, did.

Although
I’m sequestered on this wasteland where the northern stars circle
high and dry above my gaze, nevertheless
my clarion message will go forth to countless peoples,
my complaint shall be known world-wide;
whatever I say shall be heard, across deep waters;
my lamentation shall find a mighty voice.

4.10 (132 lines)

This is the best known of all the 100 or so exilic poems for the simple reason that it is a versified autobiography, detailing Ovid’s early life and career, his decision to choose poetry and art over a career in public service, then the inevitable story of his erotic poetry – emphasising, as always, the clear distinction between his promiscuous poetry and his respectable personal life. And then on to his notorious ‘error’ and so into exile.

He dwells on the deaths of his elder brother, which left him maimed. Later the deaths of his father then mother, and he thinks them lucky to have led long blameless lives. Maybe from Elysium they can hear him when he assures them (for the umpteenth time) that his exile was caused by an error not a crime.

When a youth the older poets were like gods to him. Old Macer read him his latest poems. Propertius and he had ‘a close-binding comradeship between us’. Horace, ‘that metrical wizard’, held them spellbound to the sound of the lyre. Virgil he only saw, never spoke to. Tibullus died young, before he could make his acquaintance. He thinks of the elegiac poets as being, in chronological order, Gallus (whose entire oeuvre is lost), Tibullus, Propertius then himself (interesting that he doesn’t mention Catullus).

He lists his three marriages, the first wife ‘worthless and useless’, the second wife died young, and now his long third marriage. His daughter makes him a grandfather. He is growing old when the thunderbolt falls, and he is sent into exile.

The cause (though too familiar to everyone) of my ruin
must not be revealed through testimony of mine.

After a long and gruelling journey (again and again he compares himself to Ulysses) he arrives in his wretched place of exile and now, his only remaining solace is writing poems, when he can. Again, he repeats the idea that everything else is lost, but his talent, his gift, and the Muse which brings it, remain.

Book 5 (15 poems)

Yet another Black Sea booklet
to add to the four I’ve already sent!

The fifth and final book of Tristria is different in tone from the previous four, more resigned, more limited in ambition, with less zest and irony. More tetchy, irritated, and desperate. Only one poem is descriptive (i.e describes Tomis). The other 13 are all addressed to specific individuals, half of them to his wife (more than in the previous four books put together) begging them all to get Augustus to revoke his exile or, at least, assign him somewhere warmer, safer and closer to Rome.

His references and analogies become increasingly repetitive. In every single poem he repeats that he did nothing wrong, he committed no bloodshed, it was a simple ‘error’, he merely witnessed something by accident, by mistake.

In every poem Augustus is compared to Jupiter (reasonably enough). Ovid repeatedly compares himself to Capaneus, one of the heroes of the war against Thebes who, as he led the attack on one of the city’s gates shouted that not even Jupiter could stop him now, so Jupiter promptly zapped him with a thunderbolt.

Or to Philoctetes, suffering from a wound which would never heal, for ten long years abandoned on the inhospitable island of Lemnos.

5.1 (80 lines)

I don’t correct these poems, let them be read as written:
they’re no more barbarous than their place of birth.

He warns his reader that this is not a book of sexy, frivolous poems as by Gallus, Tibullus or Propertius. They are grim and bleak, like his circumstances: ‘A dirge best fits a living death’.

He imagines a critical reader wondering why he’s bothering to write such depressing poems, and defends it as a form of crying out in pain, an action he then defends by giving half a dozen mythological examples of legendary figures crying out in unendurable pain.

He defends his erotic poetry against the charge of immorality by pointing out the only person who ever suffered because of it was him.

(Green makes the droll point that, alone of all the Augustan poets Ovid was singled out for immorality therefore undermining Augustus’s reforming legislation about marriage; and yet, as far as we know, Ovid was the only one of the famous poets to be married: neither Virgil (gay), Horace (promiscuous bachelor), nor Propertius were.)

5.2 (78 lines)

To his wife, increasingly desperate, sick and depressed.

It’s a barbarous land that now holds me, earth’s final outpost,
a place ringed by savage foes.

He accuses his wife of not putting herself out as she should on his behalf. Has she deserted him, like everyone else? He tells her to approach the emperor directly. If she won’t then he will and at line 45 the poem changes to a hymn of praise to Augustus. All the double-edged irony and wit which you can discern in the earlier references to Augustus has evaporated. Now he is on his knees, spouting extravagantly excessive praise and openly begging.

O glory, O image of the country that flourishes through you,
O hero to match the very sphere you rule.

He says it’s not the cold, nor the lack of culture among a people none of whom speak Latin, it’s the fear of attack by uncivilised barbarians, living in a small settlement protected only by one low wall, that he’s seen fighting at close quarters, that he lives in constant anxiety and insecurity. He begs Augustus to move him to some less terrifying place of exile.

5.3 (58 lines)

A poem celebrating Bacchus, god of wine, on his feast day, the Liberalia, 17 March (described in Ovid’s poetic version of the Roman calendar, the Fasti) then asking him to intercede with Augustus.

5.4 (50 lines)

From the Black Sea’s shore I have come, a letter of Ovid’s,
wearied by sea-travel, wearied by the road.
Weeping he told me: ‘See Rome, for you it’s not forbidden –
alas, how better far your lot than mine!’

Ovid repeats the conceit of having the poem speak in the first person as a letter, all the way from the shores of the Black Sea to the (unnamed) recipient in Rome, a letter able to go where he, alas, cannot, sealed with a signet ring wet with his tears.

But he emphasises that he accepts he was wrong, accepts punishment, like a broken horse doesn’t strain against the leash. He just wishes the great god who punished him will show mercy.

The letter rehearses Ovid’s grievances and bitter experiences before going on to describe the addressee as his best friend, remembering how he stuck by him when almost everyone else abandoned him, how he visited Ovid and wept and tried to console him for his sad fate.

5.5 (64 lines)

A poem to his wife. It’s her birthday so he describes going through the rituals to celebrate a birthday, namely wearing a white toga, building an altar from turf, hanging a woven wreath, lighting a fire and sprinkling wine and incense on it. He sends her a fleet of good wishes, may she have a long untroubled life. He says she has a strength of character to match Penelope or Andromache, she is a paragon of ‘uprightness, chastity, faithfulness’.

He introduces a series of classical comparisons with the thought that all those famous women from antiquity were famous because of their husband’s suffering and their loyalty – Andromache, Penelope, Evadne (wife of the recurring figure of Capaneus, blasted by Jupiter), Alcestis, Laodamia.

But she doesn’t deserve to be famous for her husband’s suffering and her share of it, and so the poem ends with a plea to Augustus to forgive him, for his wife’s sake if not his own.

5.6 (46 lines)

Poem to an unnamed friend. Ovid recriminates the friend for dropping him, now he’s in trouble, now he’s become a ‘burden’. Ovid compares him unfavourably to a raft of mythological figures famous for their loyalty. For the umpteenth time he invokes a familiar set of similes to indicate the sheer number of woes he suffers, as numerous as reeds which soak sodden ditches, or bees on Mount Hybla (famous for its honey), or ants carrying grains to their nest, or grains of sand on the seashore, or ears of wheat in a field.

5.7A (lines 1 to 24)

A short letter to an unnamed friend in which he describes himself as wretchedly miserable and gives a rare description of the native inhabitants, great hordes of tribal nomads, Sarmatians, Getae, hogging the road on their horses, each bearing a bow and quiver full of poisoned arrows, fierce faces, harsh voices, shaggy hair and beards, quick to argue and stab each other with the knives in their belts.

These are the people Ovid lives among, the elegant esteem he won for his light love verses back in Rome long, long forgotten and irrelevant in this harsh environment and violent, illiterate society.

5.7B (lines 25 to 68)

Some scholars divide the poem in two, because this second half switches from describing the grim natives of Tomis and whirls us back to Rome where he hears that his poems are now recited and applauded on the stage (the translator, Peter Green, speculates that this is for the pantomimi where an actor declaimed verses while dancers danced; sounds like ballet).

He curses his poetry which got him into such trouble, and yet he has nothing else. Here in this windswept waste amid violent, illiterate tribals, writing poetry is the only consolation he has, the only last slender link with distant Rome and his former life.

Then about language: not a single person in Tomis speaks Latin, none. Some speak a very debased form of Greek, legacy of when the town was founded centuries ago by Greeks. But most speak only the local tribal tongues. When he talks to anyone it is in pidgen-Sarmatian. He worries not only that he’s lost his style, in the absence of Latin speakers to listen to and comment on his poems – he worries that he’s forgetting Latin. And so he spends his time conversing with himself and doing writing exercises and writing these poems, holding at bay the collapse of his language skills and talent.

Thus I drag out my life and time, thus
tear my mind from the contemplation of my woes.
Through writing I seek an anodyne to misery: if my studies
win me such a reward, that is enough.

5.8 (38 lines)

Angry poem to an unnamed person who has been spreading malicious lies about him, a ‘vile wretch’ than whom no-one is lower. Once again Ovid curses this person, then emphasises the non-criminal nature of his error, praises the emperor’s clemency (hoping against hope), and hopes for the end of his exile and recall.

The early part of the poem is an interesting invocation of the goddess Fortune, whose wheel is always turning, and Nemesis, ‘hot for revenge’. Ovid says he has certainly been brought from the pinnacle of fame to miserable exile, but what makes his unnamed critic so confident the same thing won’t happen to him?

For Ovid hopes that Augustus will apply his mercy and recall him, at which point the critic will be amazed to see his face, one day, in Rome and then Ovid knows things which will secure that his critic is sent into exile!

5.9 (38 lines)

A poem to a friend who stayed loyal, Ovid claims more or less the only friend who stayed loyal and so he wishes he could a) name him (but that is forbidden for the friend’s own safety), b) devote every poem he ever writes in future to his friend’s praise.

The poem is factually interesting because it (unconsciously) brings to the fore the thought that whatever Ovid did (his notorious error) may actually have merited death. Therefore his relegatio already exemplified Augustus’s mercy, and that this may account for why no further mercy(i.e. relenting and letting Ovid return; even moving his place of exile to somewhere less inhospitable) may have been impossible for Augustus.

Behind all this is the most common interpretation of his fate which is that it was tied to something he saw being enacted in favour of Julia and her so-called ‘party’, meaning the aide of the extended Augustan family which wanted the succession to pass to a male on her side of the family.

Tiberius had had two sons by Julia, Augustus’s daughter – Gaius and Lucius, who died in 4 and 2 AD, respectively. Agrippa Postumus, Julia’s son by her first husband, Agrippa, had been unadopted and exiled in 7 AD. Julia herself was sent into exile in 8 AD, the same year as Ovid, ostensibly for immorality and widespread adultery, though conspiracy theorists from that day to this speculate that she was involved in some kind of plan to overthrow Augustus and replace the heir apparent with someone from her side of the family, or possibly a male contender who she married in the hypothetical secret marriage that Ovid hypothetically witnessed or knew about but didn’t report.

Both the Roman historians, Cassius Dio and Suetonius refer to a series of plots in the final years of Augustus’s rule, the most serious in the spring or early summer of 8 AD. Green thinks Ovid’s error was some kind of passive involvement in one of these (note p.212).

Thus the speculation engendered by Ovid’s frustrating failure, in over 100 poems of exile, to spell out what his offence was.

If it was a secret marriage, or a vow, or some kind of ceremony binding the Julia party, this explains the unremitting opposition to Ovid of the man who emerged during these years as the (reluctant) heir apparent, Tiberius, and of his scheming mother, Augustus’s second wife, Livia.

If Ovid’s error had somehow proved him sympathetic to the Julia party then not only was this the reason for his relegatio but explains why Livia made quite sure that Augustus, even if he contemplated mercy, never enacted it. And that when Tiberius came to power in 14 AD, Ovid stood no chance.

It explains why Ovid never mentions Tiberius in any of the 100 exile poems, but does mention Germanicus and Drusus, heirs in the Julian line. (Indeed, in exile Ovid reworked the first book of the unfinished Fasti to introduce a new dedication to Germanicus, Tiberius’s nephew, who Augustus had forced him to adopt in 4 AD – presumably in the hope that he would intercede with Augustus.)

It explains something which comes over in the notes – though not explicitly in the poems – which is that his friends back in Rome, in varying degrees, saw the way the wind was blowing, saw that Tiberius’s rise to power was becoming unstoppable, and so shifted allegiance to the coming man.

For all his contacts back in Rome, then, defending Ovid not only risked angering the old and visibly ailing emperor Augustus, but alienating the new master.

5.10 (52 lines)

Ovid tells his addressee he’s been in Tomis for 3 winters, watching the Danube freeze over. He ponders time: has time in general slowed down or is it only for him? In which case, is time subjective? (Well, the experience of it obviously is).

Once again he laments his location and, above all, the endless threat from marauding tribes whose only language is rape and pillage and the feeble defences (a good defensive site and a low wall) which is all that stands between Tomis and violent death. Their poisoned arrows litter the streets. Farmers dare not farm for they will be raided at any moment. Over half the population of the town are tribals, their chest-length hair, their shaggy bears, their trousers, fill him with loathing.

He knows that the townspeople regard him as the outsider, the oddity, with his soft hands and strange foreign language. Here he is the barbarian. OK, he admits, maybe it was right for him to be exiled…but to a place like this? It is cruel.

5.11 (30 lines)

The poem starts out feeling terribly sorry for his wife who, he’s learned, has been called ‘the wife of an exile’ as a deliberate insult. He grieves at the shame he’s brought upon her and tells her to be steadfast.

Then he switches, for the umpteenth time, to consider his fate. He does this to try and console his wife by making a fine legal distinction, namely that the emperor could have had him a) executed or b) fully exiled (deportatio), deprived of all rights and Roman citizenship. Instead Ovid was c) given the milder punishment of relegatio and so has retained life and estates and civil rights; to that extent, the emperor showed clemency, a punishment fitting his error, not a crime. To that extent the bastard who called his wife ‘the wife of an exile’ was wrong. So there! Little comfort, the modern reader might feel, to his lonely, distant wife.

Then in a move which feels pitifully grovelling, Ovid turns to praising the emperor, claiming his decision was just and mild, and that is why he devotes his poems to praising him:

Rightly then, Caesar, and to the very best of their powers
my poems (such as they are) proclaim your praise…

But if the interpretation that Ovid had seen something (as he repeatedly says, he didn’t do anything, his error was simply to witness, to see something) which somehow linked him with the Julia party, implicated him in a secret marriage or plan or collaboration which, in effect, was a conspiracy against the emperor and his chosen successor, Tiberius – if this was the case then it’s sadly obvious to the reader that absolutely no amount of grovellingly sycophantic hymns to Augustus would ever change Ovid’s plight. And they didn’t

5.12 (68 lines)

Reply to a friend who appears to have told him to buck up and write poems. Ovid sullenly replies there are two kinds of poems, the best ones, the real ones, require happiness and peace of mind to emerge, as inspiration (a commonplace of Roman poetry also mentioned by Horace, Tacitus, Juvenal among others). Here, in the grim outback, surrounded by barbarian tribesmen, the best he can do is squeeze out these exile elegies which are, in reality, mere vehicles for his complaints and grievances.

As to cheering up, should Priam have had fun fresh from his son’s funeral, should Niobe have held a party after all her children were killed?

Chief among the Forces undermining the peace of mind needed for composition are fear, constant fear of attack and violent death. Beside, long rusting has eaten away his talent. He is a field that’s been long unploughed and returned to stones and weeds. He is a rowboat kept out of the water that has cracked and rotting. So that explains the poor quality of the poems he now sends to Rome, such as this one itself.

Finally, a young poet is fired by ambition for renown, to be famous, numbered among the immortals. Now all that has soured to nothing. Now he wishes to be unknown, never to have been famous. His poems got him into this mess. He bitterly blames the Muses for ever inspiring him.

No-one in his remote outpost, a place of savage jabber and animal outcry’, even understands Latin, let alone the wonderful refinements and tricks he brought to it. Lastly, he admits his inspiration does still drive him to write – but he still has his standards and most of it ends up in the fire. Only ‘scraps of my efforts’, such as this very poem, survive because they have a practical purpose.

[What, 2,000 years of fans and scholars have wondered, were those poems he consigned to the flames about and how good were they? Unless this is another trope, developed solely for literary purposes, to illustrate his feelings of disgust and failure, just as he claims to have consigned his own draft of the Metamorphoses to the flames in 1.7. (note p.214)]

5.13 (34 lines)

Of all the Tristia poems this one is most like a letter in format, starting with the standard salutation (‘Good health and greetings from Ovid in his outback’) ending with the standard ‘Farewell’. In between the short poem addresses a loyal friend, possessed of ‘oak-touch loyalty’, complaining that:

  • he’s sick, the mental illness has penetrated his body, to give him a searing pain in his side (Green and scholars suspect pleurisy, triggered by the freezing climate)
  • this friend doesn’t send him enough letters to alleviate his bleak isolation

Ovid hopes the friend has not forgotten him, it’s merely the errancy of the postal service not delivering the letters. He remembers their many happy conversations, talking late into the night. Now letters between them can recreate that intimacy and intelligence. Please write.

5.14 (46 lines)

The final poem in the volume is to his wife, ‘dearer to me than myself’. It’s odd because it defines her, praises her, for sharing his suffering; it is this, her role as wife to a famous poet and tragic figure, which will make her immortal, just like Penelope, Andromache and Alcestis, Evadne and Laodameia.

To be good when there are no tribulations is easy; but to be faithful, as she has been, after the wreck of a god’s thunderbolts, ‘that is true married love/that’s loyalty indeed.’

He praises her continually and now – the poem veers in subject matter – wants her to return his devotion by appealing on his behalf. It is a sincere love poem, and that he ends the entire book with it is moving – even though a modern critic, particularly feminist, may find it objectionable, the extent to which he defines his wife solely in relationship to him. But then, he was in a dire situation.

Terms of rhetoric

Green is chatty, loquacious, garrulous, sprinkling his introductions and notes with foreign phrases (not just Latin – French and the like), references to modern poets (T.S Eliot crops up a lot [pages 217, 220, 224], so we can deduce he is an influence on Green’s translating style) and mention of ancient Greek and Roman rhetorical devices. These always interest me but I have a terrible memory for them. So here’s an (incomplete) list:

  • adynaton – a figure of speech in the form of hyperbole taken to such extreme lengths as to insinuate a complete impossibility: ‘pigs will fly’ (note p.216)
  • apologia – a formal written defence of one’s opinions or conduct
  • chiasmus – (‘to shape like the letter Χ’) reversal of grammatical structures in successive phrases or clauses – but no repetition of words: ‘By day the frolic, and the dance by night’
  • circumlocution – the use of an unnecessarily large number of words to express an idea; in ancient poetry it refers to poets’ habit of referring to people in terms of their relationships to someone else (‘the son of…’, ‘the wife of…’ etc) or to a place (‘the Phrygian hero’); this can often make ancient poetry difficult to read – it’s particularly common in Ovid’s Fasti which is why I found it such a demanding read (note p.219)
  • genethliakon – a poem in honour of a birthday in association with a gift or standing alone. Callim.
  • hysteron proteron – a figure of speech consisting of the reversal of a natural or rational order: ‘putting the cart before the horse’ (note p.218)
  • laudatio – a poem, or part of a poem, in praise or commendation of someone or something
  • propemptikon – a poem that wishes a departing friend or relative all the best for a prosperous trip overseas, such as 1.1
  • recusatio – a poem, or part of a poem, in which the poet says he is unable or disinclined to write the type of poem which he originally intended to, and instead writes in a different style; the Hellenistic poet Callimachus introduced the trope of saying his poetic gift was too modest to attempt great epics, so he would write frivolous love poems instead, and this trope was copied in Augustan Rome by Virgil, Horace, Propertius and Ovid
  • synkrisis – the juxtaposition of people or things with the aim of comparing them: a famous exampe is the juxtaposition of the long speeches by Caesar then Cato in Sallust’s account of the Catiline conspiracy
  • variatio – varying a theme with digressions, examples and so on
  • zeugma – (note p.220) any case of parallelism and ellipsis working together so that a single word governs two or more other parts of a sentence: ‘She filed her nails and then a complaint against her boss’

Conclusion

After struggling through both the Metamorphoses and especially the FastiTristia came as a welcome relief. Although a hundred pages long in the Penguin translation, it’s made up of short, discrete poems which you can pick up and read in a few minutes. You can immediately grasp what they’re about, what he’s saying, and immediately empathise with his feelings.

All this is hugely helped by Peter Green’s easy-going, demotic translations and his free approach to rhythm and metre which means you barely notice you’re reading poetry, in the best sense, meaning each poem flows smoothly, seems well phrased and expresses its meaning, conveys its purpose, easily and enjoyably. Surprisingly accessible and enjoyable.

And strongly helped by the fact that the editorial apparatus around the poems is so ample and informative. Not only the introduction to the entire volume, but the extremely useful introductions to each individual poem accompanied by useful notes, but also a long Glossary of named individuals and places. Altogether it makes for a full and thorough and rich and informative experience. Other translations are available, but this is one of the best, most compendious, most enjoyable volumes of Roman literature that I’ve read.


Credit

Peter Green’s translation of Tristia by Ovid was published by Penguin books in 1994. All references are to this 1994 paperback edition.

Related links

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History as biography

The following thoughts were prompted by a reading of Shakespeare’s plays, Julius Caesar and Antony and Cleopatra. The point is that, apart from all other considerations of literature and so on, both plays demonstrate the enduring human tendency to attribute all social change, all meaning in the flow of historical events, to Great and Eminent Personages. To humanise the flow of events and to attribute praise and blame for everything to a handful of Top Dogs.

The confusing world

It’s difficult for any of us to understand what is happening, what is going on in our own lives, let alone in the wider world. There is a natural tendency to humanise everything, to reduce everything to the behaviour of named individuals in order to make our lives manageable, graspable, bearable. If we can attribute everything to individuals then we can relapse into the standard human response of naming and shaming and blaming them. We can blame America’s ills on Donald Trump and Britain’s ills on Boris Johnson.

But on numerous levels, I think this is wrong, not morally wrong, just factually inaccurate. Even in my little family I can see how individuals are swayed by social trends and pressures. I can see how the economic outlook for my children’s generation shapes their attitudes. Multiply this by millions and you, fairly obviously, have a host of broad social, economic, technological and cultural trends which affect everything we hear, and so repeat, discuss, believe, argue about.

At the ‘highest’ level (if you want to visualise it as a hierarchy) are the cultural and ideological trends – the changing things people believe in, think about, argue about.

Beneath them you have economic trends – in our day and age drastic rises in oil and gas prices which affect the cost of fertiliser and transport which threaten severe food shortages this autumn and winter. In my country and time another huge factor is the failure of successive governments to build enough accommodation for the spiralling population, leading to the never-ending rises in house prices, and the dispirited resignation of both my kids that they will never own a home like their parents did.

Economic trends are strongly influenced by technological developments – the most obvious one in my lifetime being the enormous increase in the computerisation of all aspects of life, from high finance to finding a partner, almost everything seems to done via the internet, smart phones and social media, with all kinds of consequences, the most obvious being that people spend a huge amount of time on their phones and are immensely influenced by what they read coming through their social media feeds.

And at a deeper level there are the basic facts of geography and biology – the most important single one being the rapid heating up of the planet which is making severe drought more common, accompanied by the manmade destruction of all manner of ecosystems which we rely on for food and water, which will  greatly exacerbate the situation.

At a more individual level we are subject to our genetic inheritances which program whether we are tall or short, fat or thin, male or female, predisposed to heart disease, cancer, dementia and a host of bodily infirmities.

And then, of course, there is the constant threat of infections from outside, something most people are much more aware of since COVID-19 brought the world to a halt.

All this is hard enough to take in, and it’s only a superficial sketch of the multi-layered ‘reality’ we inhabit, or more accurately, the overlapping realities. Our minds inhabit a complex matrix of biochemistry, ever-changing sensory perceptions, the permanent wash of emotions and an endless tide of discourse and words which have no boundaries because all of these issues are, in effect, endless: discourses about the importance of oil prices on civilisation, assessing the impact of global warming, considering the effect of infectious disease on societies, explaining the importance of genetics in human behaviour, these are just a handful out of thousands of serious topics and no-one fully understands them. Vast subjects, impenetrably complex – and, when you start to begin to combine them, impossible for any individual to fully grasp.

The Great Man theory

And so it is much, much easier to think of society and what is happening in terms of a handful of powerful individuals. And this explains why most cultures, for most of human history, have done just that – attributed everything that happens to the eternal gods or, on the human plane, to Eminent Men and Women, to kings and queens and emperors and empresses and the like.

As far back as we have written records, they record the wars and acts of Great Men, emperors of China or India or Assyria or Egypt and the earliest histories which emerge from simple annals or chronologies likewise focused entirely on the doings of great men (and occasional empresses or queens).

The earliest histories had just two explanations for everything: 1. the wise or foolish behaviour of great leaders, and sitting above them, 2. the capricious interventions of the gods. 3. any unexpected turn of events could be attributed to the vague catch-all category, ‘Fortune’.

And 4. hovering behind all accounts was the primitive assumption that the present age is uniquely corrupt and degraded, a sad falling-away from some unspecified previous times when men were all upright, pure and noble.

Boris Johnson and the wheel of fortune

Armed with these four concepts you can, at a pinch, explain everything, right up to the present day. Using this template, Boris Johnson is a Great Man who Got Brexit Done, oversaw the fastest vaccine rollout of any western nation, and was leading this great country of ours onwards to greater things, when his treacherous colleagues, jealous of his achievements, conspired to stab him in the back and bring him down. To quote a Latin tag attributed to Cicero, ‘O tempora, O mores!’ meaning: ‘Oh the times! Oh the customs!’ But then again – a medieval commentator would say – no-one, even of Boris’s majesty and stature, can defy the turn of Fortune’s wheel, which is destined to bring even the highest and mightiest low.

One of the thousands and thousands of medieval depictions of the wheel of fortune bring the mighty low (Illustration by Jean Miélot to Christine de Pizan’s Epitre d’Othéa: Les Sept Sacrements de l’Eglise, about 1455)

See? Anything can be explained using these primitive concepts. Maybe more accurate to say, these concepts can be attributed to almost any events and the impression given that they’ve been explained, a completely spurious impression.

The Great Men theory in ancient authors

So it comes as no surprise when we get to the histories of the ancient (western) world, to discover that Plutarch or Sallust or Suetonius take a moralising approach to history, focusing on the character of the great men of the times they describe, and interpreting their behaviour in terms of the strengths and weaknesses. If this doesn’t completely explain the events they are chronicling, they could always add a knowing reference to Fortune which inscrutably intervenes to wreck the affairs of men.

I sometimes find it odd that the editors and translators of the editions of these ancient authors feel the need to explain the Great Men ideology of their authors, since it has been the default setting of most of mankind for most of history.

As John Wilders writes in his introduction to the Arden edition of Antony and Cleopatra, Plutarch was a very congenial source for Shakespeare’s dramas about the ancient world because, although living 1,500 years apart:

both men wrote on the assumption that the course of history was shaped by the actions of men in power and, for that reason, both were curious to penetrate into the subtleties of human character… (Antony and Cleopatra, Arden edition, 1995, page 57)

QED. It is only very recently that more objective, non-Great Men theories – broadly speaking, concepts to do with economics and sociology – have been developed. We can date this new development in human thought to the period vaguely referred to as the Enlightenment of the 18th century. Maybe we can pick an arbitrary date of 1776, the year Adam Smith published ‘An Inquiry into the Nature and Causes of the Wealth of Nations’, which introduced readers to the notion that we are all members of a globalised system of trade and production, and that our lives – whether we have jobs, what we can afford to buy, eat or wear – subject to events in faraway countries and forces beyond our control. Just as everyone in this country is going to suffer because of Russia’s invasion of Ukraine. A revolutionary new way of thinking about societies and human existence.

This new, economics-based and sociological way of looking at society definitely accompanied the development of the industrial revolution as all manner of authors tried to understand the sweeping changes transforming society without anybody explicitly planning or wanting them.

We find Dickens objecting to the dominance of the new breed of ‘economists’ who want to reduce all human life to economic statistics (Hard Times, 1854), and Karl Marx, obviously, was writing works which engaged with the earlier sociological theories of Hegel, in Germany, and the post-French Revolution school of theorists in France. The revolution crystallised, accelerated and disseminated all manner of new political and social theories, kick-starting the feverish debates of the nineteenth century, Hegel, Marx, Bakunin, Comte and so on.

In the more pragmatic mercantile Anglosphere the industrial revolution prompted an explosion of social and economic theorists following Smith’s lead, Malthus, Bentham, John-Stuart Mill and so on. We still, to a large extent, live in this world, a world awash with ideologies and theories, none of which completely work or explain everything and so are subject to the endless updating, revising, revisiting and rethinking etc which fill so many books and political journals.

I’m not trying to recapitulate the history of modern political and economic theory, I’m interested in the way that, despite the jungle of modern social theorisation, the Great Man / Fortune’s Wheel theory of history persists and flourishes.

Julius Caesar and Antony and Cleopatra

And so to what prompted these thoughts, Shakespeare’s plays Julius Caesar and Antony and Cleopatra  which I read after reading about 30 texts from ancient Rome about history (Plutarch, Suetonius, Sallust, Cicero). When characters in these plays describe the lead figures, or the lead figures describe themselves, as world-bestriding colossi, they are doing two things.

First of all, they are reinforcing the Great Man theory of history, stymying any attempt to think beyond it and countenance less simplistic explanations. Again and again, reading ancient literature, you come up across this brick wall, this closed door. Nobody could think beyond it. it makes you realise how immensely intellectually free and liberated we are, in our age. Even if we don’t have all the answers, the answers we do have are infinitely more sophisticated, responsive than anything the ancients had.

But secondly, these old tropes continue to thrill us. The rhetoric surrounding great men in Shakespeare’s plays is wonderfully vivid and exciting:

CASSIUS: Why, man, he doth bestride the narrow world
Like a Colossus, and we petty men
Walk under his huge legs and peep about
To find ourselves dishonourable graves…
(Julius Caesar, Act 1, scene 2)

This is my final point: that the vicarious thrill to be experienced in the vivid rhetoric of power deployed throughout Shakespeare’s political plays is not necessarily a good thing. Food manufacturers add salt and sugar to processed food because the human palate is designed to respond favourably to their taste. The touch of salt or sugar on the palate fires basic, primitive nerves which release endorphins in the brain. because, during the course of human evolution, edible sources of salt or sugar were so extremely rare that our palates had to be sensitive enough to detect them. In our hyper-industrialised societies, manufacturers now exploit this basic human functionality and stuff so much salt and sugar in their products that the taste pleasure can become addictive. Hence the epidemic of obesity in the western world, due to the addiction of large number of consumers to products packed with unhealthy levels of salt and sugar.

Same with the Great Man Theory. It is the default setting of the human mind, it is the crudest possible way of thinking about politics and history and social change. Listen to vox pops of supporters of either Donald Trump or Boris Johnson and you realise that most people still cleave to a theory of society which predates the ancient Egyptians. “Don-ald! Don-ald! Don-ald!” Chimpanzees picking each others’ fleas are more sophisticated.

I’m exaggerating for effect, but the conclusion I’m leading up to is that a good deal of the pleasure derived from watching plays like Julius Caesar and Antony and Cleopatra is comparable to the guilty pleasure of pigging out on junk food.

The author invites us to thrill to the rhetoric of power embodied in the many descriptions of ‘the triple pillar of the world’ (Philo on Antony 1.1) and ‘the greatest soldier of the world’ (Cleopatra describing Antony 1.3) or great men each owning ‘a third of the world’ (Antony of Caesar 2.2), becoming ‘lord of all the world’ (Menas to Pompey 2.7), to great men playing with half of the world as they pleased (Antony 3.11) or quartering the whole world with his sword (Antony 4.14) or deserving ‘the worship of the whole world’ (Eros of Antony 4.14), being ‘the greatest prince o’ the world’ (Antony on himself 4.15), and ‘his legs bestrid the ocean: his rear’d arm crested the world’ (Cleopatra on Antony 5.2).

My point is that to thrill to this kind of rhetoric, to enjoy it, to be excited by it, is, intellectually speaking, the equivalent of wolfing down a Big Mac with large fries and a king-sized Coke. It is the basic, primitive , lowest-level human response to the society around us and abrogates the difficult but complex knowledge of the world we know we possess and know we ought to be employing if we’re ever to escape the mess we’ve got ourselves into.


Related reviews

Lustrum by Robert Harris (2009)

The senate was not the arena for brute force. The weapons here were words, and no one ever knew how to deploy words as well as Cicero. (p.184)

‘What are the only weapons I possess, Tiro?’ he asked me, and then he answered his own question. ‘These,’ he said, gesturing towards his books. ‘Words. Caesar and Pompey have their soldiers, Crassus his wealth, Clodius his bullies on the street. My only legions are my words. By language I rose and by language I shall survive.’ (p.402)

This is the middle novel in the Robert Harris’s ‘Cicero trilogy’. Harris is a highly successful writer of intelligent thrillers and in the Cicero trilogy he has applied the style and mentality of a modern thriller to the life of the Roman lawyer and statesman Marcus Tullius Cicero (106 to 43 BC) with great success.

Cicero is an excellent historical figure to dramatise for at least two reasons.

1. We know more about Cicero than any other figure from the ancient world. a) He wrote a prodigious amount, not only his speeches as an advocate but books about oratory, philosophy, politics and morality, most of which have survived. when he writes about Cicero, Harris has an unprecedented amount of primary source material to refer to. b) The extraordinary survival of some 1,000 letters from and to him, many from the leading figures of the day such as Julius Caesar, Gnaeus Pompeius, Marcus Junius Brutus, Marcus Antonius, Gaius Octavius and others. Harris says as much in his Author’s Note, where he says he’s used, where possible, Cicero’s own words from letters or speeches (for example Cicero’s lament at feeling lonely after his brother and best friend both leave Rome, page 344, which is, I think, a direct quote from one of Cicero’s letters).

2. The second reason is that Cicero was right at the heart of the web of allegiances and alliances which made up the toxic politics of the last decades of the Roman Republic. He was consul at the time of the Cataline conspiracy, he was important enough to be invited to join the first triumvirate in 60; when Caesar crossed the Rubicon in 49, Cicero was one of the half dozen figures in Rome whose opinion he really valued. In the aftermath of Caesar’s assassination Cicero advised the killers and, after they were defeated, he became a sort of mentor to Caesar’s heir, young Octavian and a bitter opponent of Mark Antony.

No other figure was as central to the high politics of the age or left such an extensive documentary record.

Tiro the narrator

As I thoroughly explained in my review of the first novel in the trilogy, Imperium, the novels are narrated by Cicero’s slave and private secretary Tiro, a real-life figure who Cicero devoted several letters to praising and thanking and who we know was responsible for editing and publishing Cicero’s letters after his death.

I had been his secretary for sixteen years by this time and there was no aspect of his life, public or private, with which I was not familiar. (p.13)

In other words, Tiro is the perfect person for a narrator, the amanuensis and secretary to Cicero, observer and analyst of his behaviour as Dr Watson is to Sherlock Holmes.

The premise of all three books is that Tiro is writing his memoirs long, long after the events he recounts, just a few years before the start of the Christian era and Tiro is a very old man of nearly 100. The three novels are represented as the memories of this old man, looking back at particularly high points in the life of his lord and master, as he himself witnessed and recorded them at the time.

Two parts

The first novel was in two parts. Part one, ‘Senator (79 to 70 BC)’, led up to Cicero’s career-making prosecution of a corrupt Roman governor, Gaius Verres. Part two, ‘Praetorian (68 to 64 BC)’ covered his campaign to be elected consul, which becomes entangled with a major plot by Julius Caesar and Marcus Licinius Crassus to stitch up control of the Roman state. Taken together it covers 15 years.

This book covers the next five years in Cicero’s life and career (which explains the title, the Latin word lustrum referring, among other things, to the religious sacrifice offered every five years by the state officials known as ‘censors’ and so, by extension, to a period of five years. This is clearly explained in  an epigraph to the book and is referenced in the text on page 392). Once again the novel is divided into two parts:

Part one – Consul

This covers the dramatic and fateful year of 63 BC and gives a compelling and thrilling description of the slow escalation of the crisis which developed into Lucius Sergius Catalina’s conspiracy to overthrow the Roman state. I’ve described the events in my review of Sallust’s Cataline War, but Harris brings it astonishingly, vividly, harrowingly to life, unforgettably conveying the astonishing, unbearable pressure Cicero came under, as the lead consul in Rome, of proving the existence of the conspiracy and then punishing the conspirators.

The climax of the Cataline conspiracy is the agonised decision to execute the five patrician senators who were foolish enough to be Cataline’s accomplices in the city and allow themselves to be caught (Cataline himself was hundreds of miles away, safely protected by the army raised by his colleague Manlius). It was an agonising decision because the executions were carried out without a formal trial, solely on the basis of a vote in the Senate, and this rash act would come back to haunt Cicero.

Part two – Pater Patriae

This covers the next four years, 62 to 58 BC, describing a number of key events which followed in the aftermath of the conspiracy. Beneath a blizzard of more overt incidents and challenges, the two underlying themes are the unstoppable rise of Caesar and his creation of the First Triumvirate (in 60 BC), and the concomitant rise of the slippery young demagogue Publius Claudius Pulcher, aided by his clever sexy sister, Clodia.

No words can convey the vividness with which Harris describes both the key players in late re[publican power politics, but also the gripping shifts in the endless political powerplay which Cicero finds himself trying to ride and survive.

The book contains many thrilling, nerve-biting scenes, but maybe the most shocking or heart-stopping is the moment when Caesar, doubly powerful in his roles of pontifex maximus and consul, forces the senator Lucius Lucullus to apologise for opposing him in the senate on his knees, commanding he do so like an outraged monarch, and the old general, realising he has no choice and creakily sinking to his knees to beg forgiveness of the dark-eyed force of nature which is Caesar, and the entire senate looking on in silent impotence (p.408).

The book rises to a climax as Clodius triumphs, being first adopted by a plebeian family, then winning the tribuneship, proposing a range of populist measures (a free grain dole for every family) before moving in on his old enemy, Cicero, by proposing a bill accusing him of murder in having the Cataline conspirators executed without a trial and enacting that:

It shall be a capital offence to offer fire and water to any person who has put Roman citizens to death without a trial. (p.417)

This innocent-sounding measure spells death for all around Cicero, his wife, his household and all his friends. The only way not to imperil all of them is to flee the city as quickly as possible and so that is how the second novel ends,

Power

Above all these books are about power, political and personal and Harris brilliantly and thrillingly conveys the world of the Rome’s senior aristocracy where every meeting, every dinner, every conversation is dominated by politics, not just chat about the powerful but every meeting between the social elite was politics: the jungle of social rivalry never stops and never ends.

‘From now on everything is to be written down.’
‘Yes, Senator.’
‘We’re heading into dangerous waters, Tiro. Every reef and current must be charted.’ (p.28)

Because every single reef and current conceals threat, power plays, the strategies and power plays of immensely rich and powerful people like Caesar (with his ‘divine recklessness), Crassus and Pompey, the populares or populists, on one side, and the leaders of the optimates or aristocratic party such as Quintus Lutatius Catulus, Quintus Hortensius (Cicero’s rival to the title best lawyer in Rome) and father of the senate, Vatia Isauricus.

In this way he cut through the posturing and sentiment to the nub of the issue which was, as it always is, power. (p.49)

Ancient and modern

One of the features of the first book was the way the narrator, Tiro, Cicero’s freed slave and secretary, not only loyally described all the events, meetings, conversations and so on which he witnessed, but also drops in comments and reflections – on people, places and situations. Above all Harris has him drop generalisations about the nature of power, especially political power, which are carefully phrased so that they can be applied to contemporary British politics as much as to ancient Roman politics. The result is a pleasant psychological shimmer, where the reader registers the comment’s appropriateness to the plot but also realises it can be applied to much more recent events.

  • Sura was a man of great ambition and boundless stupidity, two qualities which in politics often go together. (p.18)
  • It is one of the tricks of the successful politician to be able to hold many things in mind at once and to switch between them as the need arises, otherwise life would be insupportable. (p.31)
  • ‘Unfortunately,’ replied Cicero, ‘politics is neither as clean as a wrestling match, nor played according to fixed rules.’ (p.80)
  • The really successful politician detaches his private self from their insults and reverses of public life, so that it is almost as if they happen to someone else. (p.81)
  • ‘This is the business of politics – to surmount each challenge as it appears and be ready to deal with the next.’ (p.92)
  • ‘In politics one cannot always pick and choose one’s enemies, let alone one’s friends.’ (p. 114)
  • ‘There’s nothing more fatal during an election campaign than to appear unconfident.’ (p.124)
  • There are times in politics, as in life generally, when whatever one does is wrong. (p.137)
  • Once a leader starts to be laughed at as a matter of routine, he loses authority, and then he is finished. (p.147)
  • Politics has loyalties all of its own and they greatly supersede those to in-laws. (p.164)
  • There are no lasting victories in politics, there is only the remorseless grinding forward of events. If my work has a moral, this is it. (p.186)
  • ‘You sometimes have too many scruples for the dirty business of politics, Tiro. (p.280)
  • Sometimes in politics a great weakness can be turned into a strength. (p.293)
  • He had learned from Cicero the tricks of political campaigning: keep your speeches short, remember names, tell jokes, put on a show; above all, render an issue, however complex, into a story anyone can grasp. (p.294)
  • It was yet another lesson to me in politics – an occupation that, if it is to be pursued successfully, demands the most extraordinary reserves of self-discipline, a quality that the naive often mistake for hypocrisy. (p.337)
  • ‘In politics how things look is often more important than what they are.’ (p.341)
  • Up to that point Cicero had been treating the Spaniard with a kind of friendly disdain – as a joke figure: one of those self-important go-betweens who often crop up in politics. (p.353)
  • ‘We both know how politics is played. Sooner or later failure comes to us all.’ (p.431)

Like the descriptions mentioned below, these sententiae are superficially intelligent, insightful and compelling but many, on a moment’s reflection, melt like a snowball in sunshine. They are very like the truisms and bromides (‘a trite statement that is intended to soothe or placate’) which pad out opinion columns in newspapers and magazines, which you nod agreement to then can’t remember half an hour later. For example, saying it is in the nature of politics to deal with one thing another another, is not very different from how you have to cope with one thing after another in your work, in being a parent, or life in general.  It is in the nature of the thriller, as a genre, to present a heightened simulacrum of reality which grips and thrills your imagination at the time of reading, but which you can barely remember a few days later.

A checklist of references

Having read my Plutarch and Suetonius, as well as modern historians who reference other ancient sources, I’m familiar with attributes and anecdotes about many of the key players, not only Cicero, but Caesar, Crassus, Pompey and so on. It is entertaining to watch Harris slip them into his narrative at appropriate moments, like hearing a composer slip snippets of popular songs into a symphony. Thus:

A variation on the much-repeated story that Caesar burst into tears because by the age when Alexander the Great died, having conquered the known world, Caesar had achieved nothing (referenced on p.25, and then reprised but this time with Cicero being the one mournfully wishing he’d matched Alexander on p.145) (Plutarch’s Life of Caesar chapter 11, Suetonius’s Life of Caesar chapter 7.)

Caesar telling his mother he will return pontifex maximus or not at all (p.85) (Plutarch’s Caesar, chapter 7, Suetonius’s Caesar, chapter 13).

The most famous courtesan in Rome (Flora) saying she never left Pompey’s house without bite marks on her neck (p.336) (Plutarch’s Life of Pompey, chapter 2).

Actually there aren’t as many of these as there are in the first novel (or I missed some). Rather more obvious is Harris quoting directly from set piece speeches which were recorded and have survived from antiquity, namely Cicero’s ferocious attack on Catiline in the senate, and the debate about whether to execute the conspirators featuring diametrically opposed speeches from Caesar (advocating clemency and life imprisonment) and Cato (immediate death penalty) which, I think, are sourced from Sallust’s account.

When Caesar as consul drives his fellow consul to retreat to his house but continues to pass laws, Cicero is said to have quipped that the laws were being passed by the joint consulship of Julius and Caesar (p.369) (Suetonius’s Life of Cesar, chapter 20).

Realistic in two ways

The novel is vividly imagined and hugely pleasurable to read in at least three ways:

1. Sensual

The smell, the feel, the noise, the sight of Rome, its streets and people, the crowd cheering a procession, the packed and dusty Field of Mars on election day, the crowd of the white toga-wearing elite waiting outside the Senate house, the queue of clients outside every senator’s door, Cicero’s breath visible on a cold December morning, the chirping of cicadas on a hot Italian evening – the novel presents a steady stream of vividly imagined scenes which bring ancient Rome vibrantly alive (as they say).

The vivid Caesar’s pokey house in a rundown neighbourhood, or Cicero and Tiro’s visit to Lucullus’s stupendous luxury villa overlooking the Bay of Naples (p.107).

2. Socio-political

But more important is the detailed descriptions Harris gives of Roman processes and rituals, religious, social and political.

Now that Cicero is consul there are more scenes set specifically in the Senate and Harris makes this feel eerily like the House of Commons with a great central aisle separating two sets of stepped benches occupied by the opposing parties, the patricians and the populists.

  • the strange and spooky taking of the augury on the morning Cicero assumes his post as consul
  • the inauguration of the two new consults accompanied by prayers, the slaughter of a sacred bull, flags and trumpets (p.45)
  • the weird details of the Latin Festival held on the Alban Mount (p.57)
  • the dignified funeral procession for the old pontifex maximus, Metellus Pius (p.81)
  • the triumph of Lucullus (p.127)
  • the hot dusty crowd packing the Field of Mars to elect next year’s consuls and praetors (p.142)
  • the preparations for the Feast of the Great Goddess (p.211)

This vivid imagining of set pieces of the Roman constitution and procedures exceeds anything I’ve read in any other book. Harris really explains what went on at the ceremonies, how they looked and felt and smelled.

It is fascinating to read his account of the chief augur taking the auguries on the eve of his consulship and then the importance of auguries preceding all other state events, such as sessions of the Senate or elections on the Field of Mars.

It is fascinating to follow the precise sequence of rituals, prayers, the order of procession and so on involved in a classical Roman triumph up to and including the ritual strangling of the foreign kings and captives by the carnifex or public executioner (p.128).

It is illuminating to read the description of a Roman wedding, the wedding of Cicero’s beloved daughter Tullia, aged just 14, to Gaius Frugi of the Piso clan (p.146).

The ceremony of adoption, even it is the travesty conducted under coercion of Clodius being adopted as a plebeian so he could stand as a tribune (pages 386 to 387).

3. Drama

Then there are scenes which are just thrillingly dramatic:

The dramatic ambush of the conspirators on the Mulvian Bridge (pages 203 to 207).

The description of the trial of Publius Clodius Pulcher for blasphemy at which he scandalously bribes the jurors to acquit him despite his obvious guilt (pages 304 to 320).

The dramatic trial in which Cicero’s once-time pupil Marcus Caelius Rufus confidently crushes Cicero’s defence of his corrupt partner as consul, Caius Antonius Hybrida (pages 369 to 384).

The reassuring familiarity of thriller tropes

So far I haven’t conveyed how immensely enjoyable this book is. It is well written, packed with interesting facts about ancient Rome, steeped with insight and intelligence into the workings of power and influence.

Harris makes it live through a hundred vividly imagined details – his description of Caesar’s ancient, venerable but shabby house in the now rundown neighbourhood of the Subura; Caesar’s distinctively dry rasping voice (p.29); Cicero and Tiro’s atmospheric visit to the augurs who take them up onto the roof of their building to observe the prevailing winds and the flight of birds.

The narrative starts at the end of December, just as Cicero is about to commence his year as consul and Rome is experiencing unusual snowfall, so the whole city is white with snowdrifts, vividly described.

A feature of thrillers is the action is all in the events and their threatening, thrilling implications, rarely in the prose style. The prose generally has to be as plain and transparent as possible in order to clearly and quickly explain the facts and let the reader thrill to their accumulating threat and implications.

Therefore thrillers are not afraid of clichés. It’s like a painter painting pictures long after the era of painting has died, because there continues to be a market for painting long after all possible avenues and permutations of painting have been exhausted.

In the same way, despite a hundred years or more of experimentation designed to expand, subvert or blow up the novel as a literary form, the thriller genre continues to thrive, generating endless new novels telling similar stories and using time-honoured techniques and phraseology. Just because there is no longer a literary avant garde doesn’t mean books don’t continue to sell. In fact more novels are sold every year than ever before in human history, just as there are more TV shows and more movies than ever before. More of everything.

There has to be an arresting opening sentence and event:

Two days before the inauguration of Marcus Tullius Cicero as consul of Rome, the body of a child was pulled from the river Tiber, close to the boat sheds of the republican war fleet. (opening sentence)

An evil antagonist:

‘Damn Caesar!’ said Cicero suddenly. ‘There’s nothing dishonourable about ambition. I’m ambitious myself. But his lust for power is not of this world. You look into those eyes of his, and it’s like staring into some dark sea at the height of a storm.’
(Lustrum, page 34)

The baddies confront each other in tense standoffs:

Catalina’s eyes glittered and his large hands contracted into fists. ‘My first ancestor was Sergestus, companion of Aeneas, the founder of our city – and you dare to tell me to leave?’ (p.169)

And the phenomenally charged confrontation right at the end between a miserable, defeated Cicero being hounded out of his beloved Rome and Julius Caesar, brisk in his shining armour, mustering his legions to set off for his command in Gaul. When Caesar offers Cicero the legateship with him which would ensure his safety from prosecution, Cicero realises he must turn it down:

‘Thank you for your consideration,’ replied Cicero, ‘but it would never work.’
‘Why not?’
‘Because…what is wicked about you Caesar – worse than Pompey, worse than Clodius, worse even than Catalina – is that you won’t rest until we are all obliged to go down on our knees to you.’ (p.439)

Sudden alarms:

I was woken by fists pounding on the front door. I sat up with a start. I could only have been asleep for a few moments. The distant hammering came again, followed by ferocious barking, shouts and running feet. (p.148)

And the hero realising a conspiracy is afoot:

Cicero grabbed my arm. ‘So the actual crime will be to help keep me alive? They won’t even give me a trial.’ (p.418)

All very, very well done and yet, somehow, utterly predictable. The cosy familiarity of thriller tropes extends down to the level of individual sentences and metaphors. These are good in their way, but utterly familiar and slip down like an iced drink by the swimming pool at a Mediterranean resort. Here is Tiro’s description of Rome in the depths of winter:

The smoke from the altar fires was curling above the temples. I could smell the saffron burning, and hear the lowing of the bulls awaiting sacrifice. As we neared the Arch of Scipio I looked back, and there was Rome – her hills and valleys, towers and temples, porticoes and houses all veiled white and sparkling with snow, like a bride in her gown awaiting her groom. (p.44)

‘Like a bride in her gown awaiting her groom’ – a metaphor which has been around as long as fiction, for centuries, predigested and processed by the reader with barely a flicker of recognition.

Portraits of Rome

Speaking of Rome, I slowly realised that Harris describes Rome so regularly, in different seasons and moods, that it is obviously part of a concerted strategy to make ‘Rome herself’ a character in the novel. This wasn’t so apparent in Imperium (or I just missed it) but seems to me a deliberate tactic in this novel. At the same time I think these descriptions demonstrate the reliance of this kind of thriller on cliché and stereotype. There are never any surprises; things always exactly fit the mood and needs of the narrative.

The strategy is apparent from the start, when Harris paints an opening picture of Rome as the capital of a great Mediterranean empire but nonetheless stricken with social and economic turmoil, resulting in a decadent febrile atmosphere – which, of course, suits the writer of a tense thriller down to the ground.

Such was the state of the city on the eve of Cicero’s consulship – a vortex of hunger, rumour and anxiety; of crippled veterans and bankrupt farmers begging at every corner; of roistering bands of drunken young men terrorising shopkeepers; of women from good families openly prostituting themselves outside the taverns; of sudden conflagrations, violent tempests, moonless nights and scavenging dogs; of fanatics, soothsayers, beggars, fights. (p.8)

Then, here is Tiro’s description of Rome in midsummer:

It was one of those endless hot summer days when the sun seems reluctant to sink, and I remember how still it was, the motes of dust motionless in the shafts of fading light. On such evenings, when the only sounds even in the city are the drone of insects and the soft trilling of the birds, Rome seems older than anywhere in the world; as old as the earth itself; entirely beyond time. (p.130)

‘One of those endless hot summer days’ – see what I mean be generic description: this sentence could come from any one of hundreds of thousands of popular novels. Here is Tiro’s description of Rome at the height of the Cataline panic:

By the time Cicero set off for the temple, tightly protected by lictors and bodyguards, an atmosphere of real dread hung over the city, as tangible as the grey November mist rising from the Tiber. The streets were deathly quiet. Nobody applauded or jeered; they simply hid indoors. In the shadows of their windows the citizenry gathered, white-faced and silent, to watch the consul pass. (p.182)

Here is Tiro’s description of Rome on the night Cicero finally confirms the Catiline conspiracy to the senate:

We stepped out from the library onto the narrow terrace. Down in the valley, the effect of the curfew was to make Rome seem as dark and fathomless as a lake. Only the Temple of Luna, lit up by torches on the slope of the Palatine, was distinctly visible. It seemed to hover, suspended in the night, like some white-hulled vessel descended from the stars to inspect us. (p.226)

Good, isn’t it? Efficient, effective and highly atmospheric but, for me, ultimately, soulless. Harris’s prose tastes of chrome. It feels a beautifully designed, expensive sports car, recently washed and gleaming in the sun. Perfect of its kind.

Terentia

We get to know all the characters well, from the public figures such as Caesar, Crassus, Hortensius, Catalina, Clodius, Cato, Lucullus, Metellus, through to members of Cicero’s household, his brother Quintus and above all his fearsome wife Terentia. Harris steadily builds up a portrait of Terentia as not conventionally attractive but radiating personality and determination and fierce in argument.

It was around this time that Terentia began to play an important role in Cicero’s consulship. People often wondered why Cicero was still married to her after fifteen years, for she was excessively pious and had little beauty and even less charm. But she had something rarer. She had character. She commanded respect, and increasingly as the years went on he sought her advice. She had no interest in philosophy or literature, no knowledge of history; not much learning of any sort, in fact.  However, unburdened by education or natural delicacy, she did possess a rare gift for seeing straight through to the heart of a thing, be it a problem or a person, and saying exactly what she thought. (p.98)

Cicero had married Terentia for her money and it was her money which funded his successful campaigns to  gain magistracies and so enter the senate. Harris rarely mentions her without adding to the impression of fearsome redoubtability:

  • Was Caesar hinting by this remark that he wanted to seduce Terentia? I doubt it. The most hostile tribe of Gaul would have been a less gruelling conquest. (p.24)
  • I must not forget Terentia, who carried a heavy iron candle-holder at all times, and who would probably have been more effective than any of us. (p.177)
  • Terentia had the coolest head present. (p.421)

This gives the impression of painting a character, the kind of thing which people like in their fictions – except that it is all very familiar, the politician’s wife as fearsome termagent, the protagonist’s wife the only person he’s truly afraid of. It feels like another fictional cliché. One of the descriptions of Terentia raising merry hell in Cicero’s household for some reason triggered a memory of Les Dawson dressed as a northern housewife, wearing a hairnet over her curlers and brandishing a rolling pin ready to pick a fight with her henpecked husband.

Tricks of oratory

Harris has Tiro from time to time share with us Cicero’s tips for delivering an effective speech. Presumably these are taken from Cicero’s writings about oratory.

  1. Cicero’s first law of rhetoric, a speech must always contain a surprise. (p.52)
  2. The bigger a crowd is, the more stupid it is.
  3. When addressing an immense multitude it is always good to invoke the supernatural and call on the gods. (p.73)

Finally

All the texts we have from republican Rome were written by the elite. Not aristocrats, necessarily, but nonetheless from the wealthy, slave-owning upper classes. (As a side issue it’s notable that two of the most memorable writers from the period did not belong to this class, but were men on the make, Cicero and Caesar, whose writings were motivated, in part, by the need to prove themselves and improve themselves and lift themselves up into the ruling class. The writings of both men are heavy with self-promotion. LinkedIn literature.)

In all these thousands of pages we never hear the voices of ‘ordinary’ people, meaning farm workers, labourers, shopkeepers, businessmen, merchants, tax collectors and the millions of ordinary people who populated the Roman Empire.

Which makes it all the more striking that the narrator of all three of these Cicero novels is a slave. Well educated, highly literate, shrewd and tactful, Tiro is an idealised narrator and it is only occasionally that he reminds us that he is not free. He is utterly reliant on his master for food, lodging and protection and must obey his orders at all times.

Tiro’s character is ‘dramatised’ a bit more in this novel than the previous one because Harris gives him a love interest, namely a slave girl in the household of the super-rich retired general, Lucullus. She is called Agathe and is assigned to Tiro to give him a bath and massage after his long journey to Lucullus’s palace to deliver a message (not in his own right, only because he is Cicero’s secretary) and proceeds, easily and casually, to have sex with him, as nubile young women often do in thrillers written by men, from James Bond downwards.

Tiro glimpses Agathe on a couple of other occasions (pages 307) and on the final occasion is saddened to see she is so worn out with slave life that all her softness and beauty has gone. She doesn’t even recognise him (p.424). But it’s not a major plot strand, in fact it’s very minor, but her presence serves to bring out what may be obvious but I’ll say anyway: the entire Cicero trilogy, consisting of over 1,200 pages, is a slave’s eye view of republican Rome.

I don’t want to belabour the point but it is a mark of the thriller’s lack of depth or seriousness, its determination to remain no more than an intelligent poolside read, that Tiro’s condition as a slave and dependent is from time to time mentioned but the state of slavehood, the central fact of the narrator’s life, is nowhere really explored.

Two or three times Tiro mentions he’d like to gain his freedom and set up on a nice little farm. Three quarters of the way through the book, Cicero’s brother, Quintus, about to set off for a governorship in Macedonia, promises Tiro his freedom when he returns (p.324).

And right at the very end, as Cicero is being forced into exile, he magnanimously gives Tiro his freedom and tells him to leave him, as being in his presence jeopardises his life. But Tiro promptly rejects the offer of freedom and pledges to remain Cicero’s slave, secretary and confidante, as the pair, along with a couple of other (unnamed) slaves, scuttle through the midnight streets to elude Clodius’s henchmen, bribe their way out of one of the city’s gates, and set off into exile.

This is a very moving scene to end the long narrative on and yet…To me what was striking was that… these are novels written by a slave in which the condition of slavery is never really broached or investigated or dramatised or experienced.

Tiro mentions that he’s a slave, as you might mention needing to buy a new car or get your roof fixed. It is referred to half a dozen times as a fact. But the condition of slavehood is never really adequately dramatised or investigated, the psychology of slavery not at all. Tiro remains to the end a timid version of the sensible, intelligent but perpetually impressed Dr Watson-style sidekick, in awe of his large-than-life master, observant, obedient and respectful.

This is an immensely enjoyable book, on multiple levels. But the absence of meditation on this subject is a reminder of the limited ambitions and rewards of the thriller as a genre.

Catullus

The poet Gaius Valerius Catullus was, during the period covered by the novel, madly in love with Clodia, sister of the disreputable Publius Clodius Pulcher who is a central figure in part two, and wife of Metellus Celer. Harris makes a sly reference to Catullus without mentioning him by name, designed to please the cognoscenti, having Celer tell Cicero, who’s come round on a social call, after Clodia is quite rude to him before walking off:

‘Well, there it is. I wish she talked to you as much as she does this damned poet who’s always trailing round after her…’ (p.340)

A reference to Catullus, for anyone who’s read a bit around the subject. Probably the book contains more sly amused references like that, not all of which I got.


Credit

Lustrum by Robert Harris was published by Hutchinson books in 2009. All references are to the 2010 Arrow paperback edition.

The Cicero trilogy

Robert Harris reviews

Roman reviews

Imperium by Robert Harris (2006)

‘Politics is history on the wing! What other sphere of human activity calls forth all that is most noble in men’s souls, and all that is most base? Or has such excitement? Or more vividly exposes our strengths and weaknesses?’
(Cicero defending his fascination with politics to his secretary, Tiro, in Imperium, page 263)

What you notice first about this book are a) its length (480 pages) and b) the blank flatness of its style. Here’s how it opens:

My name is Tiro. For thirty-six years I was the confidential secretary of the Roman statesman Cicero. At first this was exciting, then astonishing, then arduous, and finally extremely dangerous. During those years I believe he spent more hours with me than with any other person, including his own family. I witnessed his private meetings and carried his secret messages. I took down his speeches, his letters and his literary works, even his poetry – such an outpouring of words that I had to invent what is commonly called shorthand to cope with the flow, a system still used to record the deliberations of the senate, and for which I was recently awarded a modest pension. (p.3)

Very clear, plain and factual, with a complete absence of literary effects or colour. Opening my review of Harris’s 2016 thriller Conclave to extract the list of my reviews of Harris’s other novels, I see this is exactly what I thought about that work, too, so I might as well quote myself:

A cliché can be defined as a thought or description which you’ve read or heard so many times before that it slips past the eye or ear with the minimum amount of disturbance, barely registering, like soothing background music in a hotel lift or lobby. It is designed not to detain you but speed you on your way to your business appointment.

This is true of a great deal if not most of Harris’s writing – it is smooth and effective without stirring any ripples. If you pause for thought, it is at what he is reporting – documentary explanations of the personalities and politics of 1st century BC Rome – but never the way he reports it. As befits a man who worked for decades in high level journalism, Harris’s English is unfailingly clear and lucid, a servant of the subject matter, never drawing attention to itself.

Harris isn’t an awful writer, he is a very good writer, but of a kind of clear and rational prose which is almost devoid of colour. This is very effective when conveying factual information (and his novels tend to be packed with factual information which needs to be written out as clearly as possible in order for the reader to understand what is at stake). But it leaves something be desired when it comes to character, setting or atmosphere.

Having read four histories of ancient Rome which all feature passages about Cicero, Sallust’s Catiline War in which he plays a starring role, Plutarch’s Life of Cicero and a selection of Cicero’s letters, I feel pretty familiar, if not slightly bored, by the actual content of the book i.e. the setting, characters and main events of Republican Rome from 79 to 64 BC (the exact dates are indicated on the title pages of the novels two parts).

For me, already over-familiar with the course of events, the interest was not in the narrative as such, but in the way Harris ‘brings the history alive’ by vividly imagining particular moments. These are hardly great literature but they have an uncanny knack of ringing true and, slowly, subtly, without you realising it, placing you right there, in the houses of the great, in the forum and senate house and numerous other locations of ancient Rome, watching the characters interact, the voters queue up on the dusty Field of Mars, the scrum of senators waiting outside the senate house, the night time stink coming from the public dumps just beyond the city walls, Cicero’s habit of tossing a leather ball from hand to hand as he thinks, or working a crowd of clients, pressing the flesh and greeting everyone by name.

The prose is as interesting as tap water, style-wise, but quite quickly the sheer intelligence Harris brings to his descriptions of ancient Roman power politics and the deftness with which he describes scenes and settings, really draw the reader into the narrative.

Ticking the boxes

Having just read Plutarch’s Life of Cicero and Cicero’s letters, I recognise well-known anecdotes or remarks popping up throughout the novel. It feels slightly, to someone familiar with the source texts, as if Harris made a list of key anecdotes about and descriptions of Cicero and then found places to insert them into his text. It has a slightly mechanical feel. Thus we get mention of:

  • Cicero’s habit of making witty jokes about people which mortally offended them, thus making unnecessary enemies (pages 62, 296, 325, 326, 347, 403)
  • how Marcus Licinius Crassus got rich by sending his people to wherever a fire had broken out in Rome and offering to buy their houses from the owners at rock bottom prices then, when they’d sold them, sending in his fire brigade to put out the fires and make a massive profit on the properties (pages 79 and 306)
  • Cicero’s touchiness about his lowly provincial origins (p.97)
  • the fact that the leading lawyer in Rome, Quintus Hortensius Hortalus, owned a statuette of the sphinx, the subject of one of Cicero’s wisecracks as reported in Plutarch’s life (pages 237 and 444; Plutarch’s Life of Cicero chapter 7)
  • the anecdote in Plutarch of pushy young Gnaeus Pompeius telling the dictator Lucius Cornelius Sulla that more people worship the rising than the setting sun (p.218)
  • the much-told story of how Caesar was captured by pirates and, after he was eventually ransomed and released, returned with Roman soldiers, tracked down all his captors and supervised their crucifixions (p.287)
  • the anecdote in Plutarch of the raven flying over the forum when Pompey was acclaimed to the special command to eliminate the pirate threat, and which was killed by the roar of approval from the crowd, dropping stone dead out of the sky (p.324 and Plutarch’s Life of Pompey chapter 25)

There’s a steady stream of these little flash bulbs going off in the narrative, as one by one anecdotes from the sources are deftly inserted into the text and ticked off the list.

Politics

But the real subject of the novel is not Cicero’s life but politics.

Harris was famously close to the Blair family during Tony Blair’s years as leader of New Labour. Although not directly involved in politics he saw how power and personality played out at the highest levels, experience which underpins The Ghost, his 2007 novel about a fictional Labour Prime Minister and his wife, which is blatantly based on Tony and Cherie Blair. That novel was published just a year after this one and you can’t help thinking they were worked on simultaneously, insights into the nature of power allotted to one or other of the closely related texts as appropriate.

All this is relevant because political power is also the subject of Imperium. It’s a novel about power and Harris takes every opportunity to really imagine what the exercise of power would have looked and felt like in ancient Rome. Harris’s descriptions can perhaps be categorised into implicit and explicit descriptions.

1. By explicit all I mean is explicit comments on and about the nature of power. Tiro’s narrative is littered with apothegms and reflections on the exercise of power, which are phrased in such a way that they could apply to Westminster today or to any place where power is exercised:

  • Power brings a man many luxuries, but a clean pair of hands is seldom among them. (p.2)
  • ‘The first rule in politics, Tiro, never forget a face.’ (p.29)
  • ‘Sometimes if you find yourself stuck, in politics, the thing to do is start a fight – start a fight, even if you do not know how you are going to win it, because it is only when a fight is on, and everything is in motion, that you can hope to see your way through.’ (p.58)
  • As every fool knows, the quickest way to get to the top on politics is to get yourself close to the man at the top. (p.76)
  • Politics is a country idiot, capable of concentrating on only one thing at a time. (p.77)
  • There are certain politicians who can’t stand to be in the same room as one another, even if mutual self-interest dictates that they should try to get along…This is what the Stoics fail to grasp when they assert that reason rather than emotion should play the dominant part in human affairs. I am afraid the reverse is true, and always will be, even – perhaps especially – in the supposedly calculating world of politics. (p.84)
  • I have frequently observed this curious aspect of power: that it is often when one is physically closest to its source that one is least well informed as to what is actually going on. (p.90)
  • No one can really claim to know politics properly until he has stayed up all night, writing a speech for delivery the following day. (p.132)
  • There are few forces in politics harder to resist than a feeling that something is inevitable, for humans move as a flock and will always rush like sheep towards the safety of a winner. (p.188)
  • ‘The trouble with Lucius is he thinks politics is a fight for justice. Politics is a profession.’ (p.234)
  • The work gave Cicero his first real taste of what it is to have power – which is usually, when it comes down to it, a matter of choosing between equally unpalatable options – and fairly bitter he found it. (p.235)
  • Cicero knew that the way to a great man‘s confidence, curiously enough, is often to speak harshly back to him, thus conveying an appearance of disinterested candour. (p.271)
  • Is this not the dream of every proud and ambitious man? That rather than having to get down in the dust and fight for power, the people should come crawling to him, begging him to accept it as a gift? (p.292)
  • How important appearance is in politics. (p.296)
  • The journey to the top in politics often confines a man with some uncongenial fellow passengers and shows him strange scenery. (p.301)
  • You can scheme all you like in politics, the gesture seemed to say, but in the end it all comes down to luck. (p.333)
  • It is dangerous in politics to find oneself a great man’s whipping boy. (as Cicero began to find himself ‘owned’ by Pompey, p.340)
  • What a heap of ash most political careers amount to, when one really stops to consider them! (p.394)
  • ‘Cicero, you disappoint me. Since when has idiocy been a bar to advancement in politics?’ (p.398)
  • ‘The ability to listen to bores requires stamina, and such stamina is the essence of politics. It is from the bores that you really find things out.’ (p.405)
  • It is always said of elections, in my experience, that whichever one is in progress at the time is the most significant there has ever been. (p.469)

As mention of Tony Blair suggests, quite a few of these sayings about politics could be applied to the contemporary British political world which Harris had seen at first hand. The kind of generalised rules Tiro articulates are designed to be widely applied. Thus when he has Cicero say:

‘The most fatal error for any statesman is to allow his fellow countrymen, even for an instant, to suspect that he puts the interests of foreigners above those of his own people.’ (p.251)

it made me think of how Jeremy Corbyn was monstered in the Tory press for his associations with the IRA and Hamas i.e. was accused of being unpatriotic. When Tiro describes the hysterical fear triggered in Rome when pirates attacked and burned the port city of Ostia, and how Pompey and Caesar describe this as a new kind of threat, international, with no centralised power structure, which must be crushed – it was impossible not to hear echoes of the kind of rhetoric which filled thousands of articles and op-eds about al-Qaeda in the aftermath of 9/11 (p.268).

Tiro’s thoughts are designed to make the reader hover, equivocally, between the ostensible setting of Rome 70 BC and London 1990s or 2020s. If there’s any consistent ‘literary’ effect in the book, maybe it’s this.

2. What I mean by implicit is the way Harris brilliantly captures the dynamics of power as it plays out in personal confrontations, in dramatic scenes and situations cleverly constructed to demonstrate how power politics really works in practice; how cunning political operators handle themselves and manipulate others. Thus:

  • The meeting with Lollius Palicanus who represents Pompey’s interest and tries to persuade Cicero to join up to Pompey’s cause. (p.61)
  • The meeting with Crassus outside Rome after the latter had crushed the Spartacus rebellion and crucified 6,000 of the rebel gladiators along 350 miles of the Appian Way. That’s all very Hollywood, but the point of the scene is the way the two men, intellectually and psychologically, sound each other out, assess each other, sparring and disagreeing while on the surface remaining immaculately polite, all while Tiro looks on. (p.81)
  • The way Cicero is invited to Pompey’s first big levée in the city after returning from his successful campaigns in Spain, and then only cursorily greeted by Pompey in a lineup like the cast meeting a royal at a movie premiere. It is a memorable image of the relationship between true, exceptional power (Pompey) and a rather desperate aspirer (Cicero). (p.97)
  • The entire extended description of the trial of Gaius Verres amounts to Cicero creating power from his oratory and the wealth of evidence he has amassed, and then wielding it against Verres along with the lawyer he has bought (Hortensius) and the corrupt senators he has bribed until they are all swept away in mob anger at the governor (Verres’s) scandalous, criminal behaviour. (chapter 9, pages 203 to 238)
  • ‘There is as much skill in knowing how to handle a meeting of ten as in manipulating a gathering of hundreds.’ (p.290)
  • ‘He leaned in close and moistened his lips; there was something almost lecherous about the way Crassus talked of power.’ (p.309)

And then the climax of the plot, the sequence of events leading up to Cicero’s big meeting with the grandest of Rome’s aristocrats and the Faustian pact he enters into with them in order to get elected consul, is an elaborate, multi-levelled and quite thrilling dramatisation of power in action, dirty deals, betrayals, compromises and all.

Imperium

Hence the title of the book. The plot centres on Cicero as described by his loyal freedman and secretary Tiro, but its real subject is power, how to win it, use it and keep it, as the narrator Tiro himself explains on page 2 with its hokey reference to the opening of Virgil’s epic poem, the Aeneid. ‘Arms and the man I sing’, wrote Virgil. Harris writes:

It is of power and the man that I shall sing. By power I mean official, political power – what we know in Latin as imperium – the power of life and death, as vested by the state in an individual.

I looked up the Wikipedia definition:

In ancient Rome, imperium was a form of authority held by a citizen to control a military or governmental entity. It is distinct from auctoritas and potestas, different and generally inferior types of power in the Roman Republic and Empire. One’s imperium could be over a specific military unit, or it could be over a province or territory…In a general sense, imperium was the scope of someone’s power, and could include anything, such as public office, commerce, political influence, or wealth.

Tiro writes that:

Whenever I picture the word imperium it is always Pompey who comes to mind. (p.326)

But the same is true of half a dozen of the other characters who each exemplify really dizzying, intimidating top-level power in action – the terrifying Crassus, slippery Caesar, suave Publius Clodius Pulcher or half-mad Catiline. The whole novel is heady with the aroma of power and the endless threat and risk from the machinations of super-powerful men. Harris doesn’t need much literary styling because the subject matter itself is so psychologically powerful.

The plot

The text is divided into two parts:

Part one – Senator (79 to 70 BC)

This introduces the narrator, Marcus Tullius Tiro, freed slave and secretary to up-and-coming lawyer and aspiring politician Marcus Tullius Cicero. Tiro tells us he is writing his memoirs as he approaches the ripe old age of 100, long after Cicero and everyone else he will describe is dead. (Since Tiro tells us he was aged 34 in the year Cicero won the Verres case (p.230), which was in 70 BC, then 65 years later, the date must be 5 BC, well after the Roman Republic disintegrated and was replaced by the sole rule of Augustus, who established the template for the emperors who followed.)

Part one quickly jumps over Cicero’s early career, describing his sojourn in Athens where he learned oratory from the best teachers available, his election to the senate, and then the one-year governorship he served in Sicily, followed by his return to Rome and election as aedile.

But the majority of part one is devoted to Cicero’s involvement in the prosecution of the Roman governor of Sicily, Gaius Verres, for outrageous corruption and extortion, showing how it all began when a Sicilian whose business had been ruined by Verres arrives on Cicero’s doorstep, and following the subsequent twists and turns as Cicero and Tiro get drawn into his ‘case’, eventually travelling to Sicily to assemble evidence, and how the case itself gets tangled up in the bitter rivalry between Rome’s two strong men, the great general Gnaeus Pompeius Magnus and the menacing plutocrat Marcus Licinius Crassus.

Part one ends with Cicero overcoming all the vested interests facing him and triumphantly winning the Verres case. Along the way we have been introduced to key politicians and leading figures in Cicero’s personal life, his fearsome wife, Terentia, and beloved daughter, Tullia, his support network of brother Quintus Tullius Cicero and cousin Lucius. And enjoyed Harris’s well-researched descriptions of various aspects of life in ancient Rome, from the squalid apartment blocks known as insulae to the richest mansions, the festivals and triumphs, with special emphasis on the forms and rituals surrounding elections to public posts and ill-tempered debates in the senate.

Part two – Praetorian (68 to 64 BC)

The first part had a really strong central subject in the Verres case. Part two is a bit more diffuse. It starts by giving an insider’s view of the machinations surrounding the senate’s decision to appoint Pompey to a special command to deal with the threat from pirates, against the opposition of the aristocratic party, most of the senate and, most menacing of all, Crassus.

Then the narrative settles onto Cicero’s attempts to be elected one of Rome’s 8 praetors and, once he achieves that position, his manouevring for the ultimate prize, election as consul. Many obstacles present themselves but none as big as the enmity of the half-mad Lucius Sergius Catilina.

The novel develops into a genuinely nerve-wracking thriller as Tiro is smuggled into a secret meeting of Caesar, Crassus, Catiline and others who have developed a master plan to take over the running of the state and then make huge sums by selling off state land and taking over Egypt. Cicero then attends a late-night private meeting of Rome’s senior aristocrats, informs them about this plot and persuades them, reluctantly, that the only way to foil it is to give Cicero their vote in the consular elections, and it is this election which forms the climax of the second part.

Harris has this great knack of generating genuine excitement in a narrative – not anything to do with his style, but with the intelligent laying on of facts and his vivid depiction of the psychology of power politics. The result is that the novel builds to a real climax in the form of a thriller-style conspiracy which Cicero cleverly turns against the conspirators by revealing it to the aristocrats in exchange for their support.

And then…Cicero has won! Achieved his lifetime’s ambition. He is a consul, one of the two most powerful men in Rome for a year. And the book ends with a little family celebration on the roof of his house underneath the stars, where his entourage learn the details of the deal he made with the aristocrats and the compromises he will have to make during his time in power. Politics is nothing if not the art of compromise, dirty deals in smoke-filled rooms.

Imperium is the first in a trilogy of novels about Cicero’s career so the reader can be confident that the consequences of this deal will be described in the second book of the trilogy, Lustrum. Anyone who knows about Cicero, knows that it was during his year as consul that the Cataline conspiracy erupted, one of the most dangerous and florid events in late Republican Rome. Wow, what a feast of political intrigue for Harris the political novelist get his teeth into!

The multi-layered connectivity of Roman politics

From a factual point of view, one thing comes over very strongly in this novel which is often missing from the history books and this is the tremendous importance of family, clan, tribe and social connections among Rome’s elite in creating the very complex political ‘system’ or just situation, seething with competition and rivalry.

Elections in ancient Rome were a complicated business:

  • The Centuriate Assembly elected the highest offices of consul, praetor, and censor. This assembly divided all adult male citizens into 193 centuries organised into tiers by rank and property, with the equites or knights at the top and the unarmed and unpropertied at the bottom. Which century voted first was decided by lot and the winning century was called the centuria praerogativa (p.471)
  • Quaestors and curule aediles were elected by the Tribal Assembly, while tribunes and plebeian aediles were elected by the Plebeian Council. The electorates for both these assemblies were divided into 35 tribes or geographical units of voters. Harris names and gives pen portraits of the important tribes in his description of the election of Cicero as aedile (pages 198 to 200).

A really important point to grasp is that all votes were not equal. The votes of the wealthy and upper classes counted for a lot more than the votes of the average citizen. In the Centuriate Assembly the oldest established tribes voted first and their votes counted for more.

As well as tribes, the city was divided into wards. Each of these had community meeting halls and community (or gang) leaders, who could turn their members out if you needed a crowd, to jeer at a trial or cheer a triumph or jostle senators on their way into the senate house.

The novel gives a vivid description of the ‘voting syndicates’ based on local wards, which had organisers and which could be bought at a price (the precise, elaborate and well established method of bribing these syndicates is described in detail on pages 406 to 408).

The reader is made aware of the way these tribes and wards fed into political situations and calculations.

But sitting above this complicated electoral system was the intricate web of family connections which dictated or rather, made up Roman politics. It had arguably two aspects.

1. Like any aristocracy, the Romans had very ancient, super-well-established families which could trace their origins right back to the legendary times when the monarchy was overthrown (about 500 BC). Their authority was bolstered by their family’s track records in holding office and this was made visible because the atriums of the worthiest families contained wax busts of the ancestors who had held public office, in particular the consulship. These busts could be removed from the home and paraded by the proud descendant at festivals or political events.

The Togatus Barberini, a marble sculpture from first-century Rome depicting an unknown Roman of noble birth holding effigies of his ancestors in either hand

Let’s take a detour into structural linguistics for a moment:

Synchrony and diachrony are two complementary viewpoints in linguistic analysis. A synchronic approach considers a language at a moment in time without taking its history into account. A diachronic approach considers the development and evolution of a language through history.

The Roman upper classes can be considered in both a synchronic and diachronic perspective. I’ve just outlined the diachronic perspective, namely the history of each family and its eminent members. But the ruling class must also be seen synchronically in terms of its alliances in the present.

2. Thus someone like Cicero, trying to play the political game, had to be aware not only of the histories of all the most eminent families, but also of the super-complicated mesh of marriage alliances, of uncles, aunts, first and second cousins which connected families and factions at the highest level.

In addition to the complex interlinking of powerful families by marriage went the uniquely Roman custom of adopting someone from a different family into yours, but not in our modern sense of adopting a baby or toddler. It meant adopting a full-grown adult from one family into another. To take two famous cases, Publius Clodius Pulcher came from a very distinguished and ancient family but in a demonstration of aristocratic eccentricity, in the 50s had himself adopted by an obscure plebeian family so that he could be elected tribune of the plebs. More famously, Octavian was adopted by Julius Caesar as his heir, a legal position he used to maximum advantage when he arrived in Rome after Caesar’s assassination in 44 BC.

Laid on top of this was political alliances which came in at least two flavours: First, as a rule, the aristocracy stuck together and thought of themselves as the optimates or best people (hero figure Sulla, contemporary leader Quintus Lutatius Catulus). Anyone who opposed them was liable to be tarred as populares i.e. upstart representatives of the ever-unruly ordinary people of Rome, unpredictable, cowardly, ignoble (hero figure Marius, contemporary star Caesar).

But of course, the unrelenting competition for power of the ambitious often cut across class divides. Thus the psychopathic Cataline (‘A jagged streak of violent madness ran through Catalina like lightning across his brain’, p.351) who ended up trying to lead an abortive rebellion came from one of the oldest patrician families in Rome, gens Sergia. In his frustrated furious ambition to seize power he ended up allying himself with the working classes and political outcasts of all kinds.

His younger contemporary, Clodius, also came from one of Rome’s oldest and noblest patrician families, the Claudia gens. But, again, lust for power and a certain aristocratic perversity, led him to get adopted by an obscure plebeian so that he could be elected tribune of the plebs, which is why he changed his middle name from the aristocratic ‘Claudius’ to the more plebeian ‘Clodius’.

In addition to all this was the complicated system of clients and patrons. Rich and influential Romans acquired clients who they had done or would do favours for in return for their political or financial support, and so whose patron they would be. Powerful individuals such as Crassus, Caesar or Pompey were continually working behind the scenes to acquire and cultivate networks of hundreds of clients. Nothing came for nothing. All the deals which businessmen, lawyers, politicians and military commanders were doing all the time created new alliances, new networks of clientilism and patronage.

So as you read about figures in Republican Rome, you have to be aware that they operated in a society where people were individuals but also came enmeshed in a tribe, a clan, a family, with both a particular family history and the complexity of recent familial alliances (through marriage or adoption), as well as their position in the simmering conflict between optimates and populares, as well as their calculated commitments to this or that powerful patron.

Taken together these elements or strands created the fantastically complex matrix of history, family, class, financial, legal and political obligations which Tiro at one point (in a rare departure from Harris’s use of the plainest of plain English) describes as the ‘webwork’ of Roman society.

It’s into this webwork of 1st century BC Rome that the book swiftly plunges the reader, and a great deal of the pleasure of reading it derives from getting used to this multi-levelled game of allegiance and obligation which Cicero (and everyone else) finds themselves playing all their adult lives. With the whole thing acutely observed by the clever but non-participating eye-witness, Tiro.

Family connections

Publius Clodius Pulcher’s biography demonstrates the complex interlinking at the top of Roman society. His elder brothers were Appius Claudius Pulcher, consul in 54 BC, and Gaius Claudius Pulcher, praetor in 56 BC and subsequently governor of Asia. His sisters included Claudia, the wife of Quintus Marcius Rex, Claudia Quadrantaria, the wife of Celer, and Claudia Quinta, the wife of the fantastically successful general Lucius Licinius Lucullus.

Through his family, Clodius was closely connected with a number of prominent Roman politicians. His brother-in-law, Lucullus, was consul in 74 BC, while brother-in-law Celer was consul in 60, and the latter’s brother, Quintus Caecilius Metellus Nepos, in 57. Mucia Tertia, a half-sister to the Caecilii, was the wife of Gnaeus Pompeius Magnus, and later Marcus Aemilius Scaurus, praetor in 56 BC. A half-brother, Publius Mucius Scaevola, was a pontifex, while his brother Quintus was an augur, and tribune of the plebs in 54.

So anyone who tangled with Clodius had to be aware that he was also going to provoke some or all of his extended network of family members and spouses, who each had their own positions of power, ambitions and networks of clients to consider. Matrices and intricate webworks of alliance, patronage and position, in every direction…

Aspects of ancient Rome

  • The hubbub as senators gathered in the senaculum before entering the chamber for a debate.
  • Sumptuous description of Pompey’s grand triumph. (p.115)
  • The look, feel and smell of rundown apartment blocks.
  • The stench of decay coming from the public dump outside the Esquiline Gate. (p.193)
  • Detailed description of the melée on the Field of Mars on election day. (pages 196 to 200)

Harris has Tiro describe Catullus as ‘that cruellest of poets’ (p.307).

Cicero describes Tiro as his second brother (p.428).

Lowering

Right at the end of the book I realised what it is I find so depressing about Harris’s books. Not a word in any of his political books hints for a moment that politics is about making a fairer, juster, safer world, could be about plans for building a better society, helping the vulnerable, righting historic wrongs, supporting hard-working families, planning carefully for the future etc. In Harris’s discourse none of this exists.

‘The trouble with Lucius is he thinks politics is a fight for justice. Politics is a profession.’ (p.234)

Like the outstanding political journalist he was, Harris sees politics is just another career, like medicine or the law. Tiro (like the narrator of Harris’s novel of contemporary politics, Ghost) never mentions policy or political programmes, what is best for Rome and its people, but thinks only in terms of individual politicians, their scams and strategems, and the special buzz you get from being in the room with the big beasts as they are making seismic decisions.

It’s depressing because in this world of professional politicians and their journalistic hangers-on nothing ever changes and nothing ever will. A succession of charismatic crooks, desperate wannabes, blustering liars, and bullying blowhards will create coalitions of supporters enough to scrabble their way to the leadership of their parties, then do anything, say anything, make any promise and cook up any impractical policy, in order to ensure good headlines in tomorrow’s papers and cling onto power for another day.

I found that Cicero was fond of repeating certain phrases and these I learned to reduce to a line or even a few dots – thus proving what most people already know, that politicians essentially say the same thing over and over again. (p.14)

Harris’s journalistic cynicism may be intelligent and witty, and the speed of the narrative as it builds up to the big conspiracy at the end is certainly thrilling. But to any thinking reader it is also pretty dispiriting.

If you’re right in the thick of the political vortex it is no doubt tremendously exciting, and this novel powerfully projects Harris’s first-hand knowledge of the nail-biting psychology of power 2,000 years back onto the dramatic political career of Cicero. Countless memoirs testify to how thrilling it can be to be right in the thick of the political world, talking to the leaders of nations as they wage the daily struggle to stay in power, please the people and shaft their rivals. But you only have to walk out of the room, down the corridor and out into the fresh air to suddenly find the hype and hysteria surrounding most politics pathetic and squalid.

And if you’re a citizen of the country unlucky enough to be ruled by these bloviating blunderers, then there is no excitement at all, but depressed resignation at the spectacle of the unending bickering and mismanagement of idiots.

The visceral thrill of the political manoeuvrings which Harris describes so well make it easy to lose sight of the basic fact that the personal rivalries described in Imperium destabilised the late Roman Republic for decades, eventually leading to nearly 20 years of civil war and social upheaval, deaths, destruction, starvation, ruin.

Politics in our own time has given us Brexit, the mismanagement of the Covid crisis, widespread corruption, now a pointless war in Ukraine and a global food crisis. The stupidity of human mismanagement, which some people dignify with the term ‘politics’, never ends.


The Cicero trilogy

Robert Harris reviews

Cicero reviews

Roman reviews

Introduction to the defence speeches of Cicero

Marcus Tullius Cicero (106 to 43 BC), without the benefit of coming from a patrician or aristocratic family, rose by hard work to become the leading Roman lawyer and orator of his day. For a generation he dominated the Roman courts, usually appearing for the defence. We know of 88 law speeches he gave and an amazing 58 of them survive in whole or in part. The Oxford University Press publish an excellent paperback containing five of his most famous defence speeches.

(Note that the Latin word pro simply means ‘for’ and takes the ablative case i.e. changes the ending of words and names to ‘o’, so that the speech ‘for Caelius’ is known as ‘Pro Caelio’ and so on – unless the name ends in ‘a’, in which case it stays the same, or already ends in ‘o’ in which case it adds ‘ne’ to the end. These are examples of the kind of rules you have to learn when studying Latin.). The five features speeches are:

  1. Pro Roscio Amerino: his defence of Quintus Roscius Gallus, falsely accused of murdering his father
  2. Pro Murena: defence of the consul-elect Lucius Licinius Murena, accused of electoral bribery (39 pages)
  3. Pro Archia: defence of the poet Archias, on a citizenship charge
  4. Pro Caelio: of Marcus Caelius Rufus , ex-lover of Clodia Metelli, on charges of poisoning and violence
  5. Pro Milone: defence of Titus Annius Milo, accused of murdering Cicero’s hated enemy Clodius

The most obvious thing about the speeches is how long they are. I’ve no idea how long a modern defence address is but Cicero’s speeches occupy 30 to 40 pages of an average paperback and must have taken some time to deliver, especially stopping for all the dramatic pauses, the appeals to the jury and the strategic bursting into tears (he refers to his own tears of grief in several of the speeches). Did he memorise them and deliver them without notes? That, also, is an impressive feat.

The next most obvious thing is how complex the background and context of each case is. If you look them up online, you discover that each of Cicero’s major speeches has an entire Wikipedia article devoted to it because each one requires a meaty explanation of the context of the case: where it stood in Cicero’s career, and then the (generally very complicated) background of the case, including biographies of all the main participants, which themselves only make sense when carefully located within the feverish and tortuously complicated politics of the late Roman Republic.

Many law cases brought in ancient Rome were not objective products of what we think of as ‘justice’ but were entirely motivated by personal rivalries, sparked by the never-ending competition for office, but often just personal feuds or vendettas.

There was no police force in ancient Rome and, crucially, no office of public prosecution, no Crown Prosecution Service such as we have in modern England. In other words, you didn’t take your grievance to the authorities, who then carefully assessed whether there was a case to answer and decided whether to bring a criminal or civil case against a suspect or defendant. None of that framework existed. So people (generally rich and well-connected people) brought cases against individuals off their own initiative, using their own interpretation of the law.

And many of the cases were what I think are, in modern law, called ‘vexatious’, meaning they were not attempts to achieve objective justice but were nakedly biased attempts to game the system in the prosecutor’s favour, often shameless attempts to get political rivals convicted, exiled or maybe even executed. And this was accepted because everyone else was gaming the system, too. Personally motivated accusations and counter-accusations and counter-counter-accusations were the normal procedure.

The courts were one of the principal arenas in which the business of politics in Rome was played out: if you wanted to get rid of a political opponent, you prosecuted him and brought about his exile; if you failed, he might then prosecute you.
(Defence Speeches by Cicero, translated and edited by D.H. Berry, Introduction p.xxvii)

It was also the case that no one could be prosecuted while holding political office. Therefore a lot of the fiercely competitive vying to be elected to ‘magistracies’ or political offices in late Republican Rome was motivated not by keenness to serve, but as a tactic to dodge prosecution.

(This rose to a kind of climax with the political impasse which developed when Caius Julius Caesar refused to give up his command in Gaul and return to Rome unless he could be promised the opportunity to run for consul in his absence [an election he knew he could bribe his way to winning]. His sole reason for doing this being to avoid the prosecutions for corruption and malpractice which he knew he would face if he returned to Rome as a private citizen. Caesar knew this would happen because stentorian Republicans like Cato had made umpteen speeches promising to prosecute him. Therefore he had no choice but to seek election in order to win immunity, and he could only run in his physical absence because he knew that, as soon as he entered Rome as a private citizen, he knew he’d be tried, multiple times until his enemies got the result they wanted. When the senate rejected all his and his supporters’ attempts to negotiate this deal, he was left with no alternative but to enter Italy backed by his legions for security – thus triggering the civil war.)

D.H. Berry’s introductions

So before the reader gets anywhere near the speeches themselves, you have to mug up on their very complex background. And that’s where the OUP edition of Cicero’s Defence Speeches is outstanding. The editor and translator D.H. Berry not only provides an excellent general introduction to the volume, giving us a thorough and vivid overview of Cicero’s life and how it entwined with the complicated political context of the 70s, 60s and 50s BC, before going on to explain at some length the quirks of the Roman legal system…

But he also precedes each of the speeches with an in-depth summary of the political context and specific events which gave rise to it. This sounds simple but is, in each case, impressively complicated and absolutely vital: without a full understanding of the context you wouldn’t know what Cicero was trying to achieve in each speech. Berry is excellent at not only explaining the factual background but the strategy and tactics Cicero adopts in each speech.

General introduction

There were two main types of oratory: ‘forensic’ (from the Latin forensis meaning ‘of the forum’, which is where the public law courts were sited, also known as judicial) and ‘deliberative’ (the display of public oratory in political assemblies).

The Roman first court or ‘public inquiry’ was only set up in 149 BC and was followed by the establishment of further courts set up to try specific types of cases. Juries were large (sometimes hundreds of citizens) and if no court existed for the type of case, the trial was held in front of the entire people in the forum.

The system grew piecemeal for the next 70 years or so until it was swept away by the dictator Lucius Cornelius Sulla in 81 BC. He set up seven courts, designed to try specific types of case, namely murder, forgery, extortion, treason, electoral malpractice, embezzlement and assault.

The make-up of juries was a subject of controversy for decades – as you can imagine, if many cases were politically motivated, then who was allowed to sit on the jury was vitally important to both sides – until a law of 70 BC decreed they should be made up of one third senators, one third equites (or knights) and one third ‘tribunes of the treasury’ (who seem to have been a minor sort of equites).

In the decades that followed, more permanent courts were added, such as one devoted to violence, and other ad hoc types were created as and when required, such as the ‘sacrilege court’ set up to try Publius Clodius Pulcher for his famous dressing-up as a woman to infiltrate the women-only celebration of the Bona Dea being held at Julius Caesar’s house in 61 BC.

There were no public prosecutors. A defendant was prosecuted by the man who brought the case against him and any advocates or eminent men he could persuade to join him. The scope for doing deals and sharing prosecutions with social or political allies who stood to gain from a victory were endless.

Something else surprising: successful prosecutors were awarded their victim’s marks of honour and acceded to their rank in the senatorial hierarchy. So, on the face of it, a very strong motive to bring a prosecution and win.

However, they didn’t gain respect from doing this, often the reverse, and prosecuting was generally seen as an invidious role, unless you were obliged to carry it out by civic or family duty or gross injustice. The role of defender was much more socially respected, which explains why in almost all of Cicero’s cases he appears for the defence. The general idea was to mount one spectacular prosecution to make your name, then seek the safety of defending (a career path Cicero explicitly recommends in Pro Caelio, 73).

Also surprising is that it was forbidden by law to pay a defence attorney. This law had been passed as long ago as 204 BC to prevent bribery, but in a roundabout way led to subtler corruption. Roman society functioned via complex webs of clients and patrons. Patrons gave protection and assistance to clients who in turn waited on their patrons in their houses, in the street, rallied support for them at elections and so on. (These scenes are described by Cicero himself in Pro Murena, 70.)

In a legal setting an advocate (actually called, in Latin, a patronus) was a continuation of this intricate web of allegiances. Cicero might choose to defend a client because he owed them favours (he defended men who had supported him during the Catiline crisis of 63) or to put someone in his debt. It was never done out of charity or public duty. Every relationship, every act in ancient Rome, had undertones of politics and power.

Another surprisingly important factor was personal charisma. Roman trials put less weight on the evidence (they didn’t have the tradition of presenting forensically objective evidence that we do) and much more on the character of the people involved. Often a legal speech spent more time assassinating the character of the accused, or the accuser, than querying any of the supposed facts.

And this extended to the character of the advocate himself. Many of Cicero’s speeches not only defend his client’s character and denigrate the character of the plaintiff, but they also viciously attack the character of the prosecuting attorneys. By the same token, all the speeches in the volume draw heavily on Cicero’s own character and record as part of the defence.

Cicero obsessively invokes the auctoritas he acquired after ‘saving the nation’ during the Catiline crisis, repeatedly describes the risks he ran, the danger he faced, his boldness of action.

In my own consulship I undertook a bold venture for the sake of yourselves and your children. (Pro Milone, 82)

He is not slow to remind everyone that Cato had called him ‘the Father of the Nation’. He does all this in order to bring his (he hoped) huge moral authority to bear on the case.

(For example, when he reminds the jury of his role in saving the nation and then uses this authority to personally vouch for Marcus Caelius Rufus’s good character in Pro Caelio, 77, let alone the half or dozen or more references to it throughout Pro Milone.)

[This emphasis on character and personality is not restricted to Cicero’s speeches. It permeates the histories written at the time. Lacking any theories of society or economics, otherwise intelligent men like Sallust, Plutarch and Suetonius fall back again and again on individual character as the primary engine of history and human affairs, in a manner which we, as heirs to 2,000 years of evermore sophisticated social theory, frequently find naive and simplistic.]

Trials took place in the open air (what happened if it rained?). The presiding magistrate and scribes sat on a raised platform (tribunal) at the front of the court, while the jury (probably) sat on benches slightly raised off the ground. The plaintiff, defendant, their advocates, legal advisers, friends and families sat in two groups to one side. And this diorama was open to the forum and to sometimes huge crowds of the general public who gathered to watch and follow every trial, especially if it was of someone eminent or promised juicy gossip.

Trials were more like theatre than we are used to. The defendant had to wear mourning clothes and not shave or wash for several days in order to present a piteous spectacle. Berry gives examples of defendants who refused to comply with this ridiculous convention and were promptly convicted, regardless of the proceedings, solely because of their affront to tradition.

The prosecution spoke first, laying out the case, then the defence rebutted the prosecution points – only then was any evidence presented. Oddly, to us, in some of Cicero’s speeches he guesses at what the evidence will be.

Slaves could be made to give evidence but only under torture. Nowhere does Cicero refer to the shocking inhumanity of this tradition, which sheds light on the fear of all the slaves in the ‘comedies’ of Plautus and Terence that they might find themselves being tortured if their master gets into any kind of legal difficulty.

The magistrates (praetors) overseeing a case often knew nothing about the law (praetors were elected to hold office for only one year). They simply kept the peace and ensured the rules were complied with. (Cicero is on record as complementing the father of the future Augustus, Gaius Octavius, for his fairness and calm in supervising trials.)

How many jurors were there? Evidence is mixed, but it seems to have been a surprising 75, 25 from each of the three categories mentioned above. Jurors were not allowed to confer and voted immediately after the evidence was presented in a secret ballot. They were each given a wax table with A for absolvo on one side and C for condemno on the other. They rubbed out the letter they didn’t want and popped the table in an urn, then a court official totted up the votes.

If a defendant was found guilty the official penalty was death. But since there were no police and the defendant was never in anyone’s ‘custody’, it was generally pretty easy for them to leave the court, the forum, pack up their things and go into voluntary exile. Before most Italian tribes were given Roman status in 90 BC, this might mean retiring to places like Praeneste (only 23 miles from Rome) but by the time Cicero was a prosecutor it meant having to leave Italy altogether. Massilia, the large thriving port on the south coast of Gaul (modern Marseilles) was a popular destination and was where both Verres, who Cicero successfully prosecuted for corruption, and Milo, who he failed to defend from prosecution for murder, ended up living out their lives in well-heeled exile there.

Rhetorical style

Following his extremely useful and informative summary of Cicero’s career and the apparatus of Roman laws, Berry gives an equally useful explanation of the rhetorical techniques Cicero used in his speeches.

Cicero’s prose style is highly artificial. Sentences are long, sometimes a third of a modern page, sometimes longer. The style is ‘periodic’, meaning the sentences only achieve closure and make their meaning clear right at the end. The result is suspense: the audience hangs on the orator’s words and the succession of subordinate clauses, waiting to find out whether the sentence will end as they expected (with a nice sense of completion) or will deliver a surprise (gasps of delight). You can see how, done well, this could enthral a crowd.

Sometimes clauses are in pairs, to create balance, either/or.

‘For it is not my enemies who will take you away from me but my dearest friends; not those who have on occasion treated me badly, but those who have always been good to me,’ (Pro Milone, 99)

Sometimes they come in threes, to provide a crescendo effect. Pairs and trios create a balanced civilised effect. By contrast, sometimes his sentences pile up 4, 5, 6 7 short clauses to create a machine gun effect, to create something more feverish and frantic.

‘No witness, no accomplice has been named. The entire charge arises out of a malevolent, disreputable, vindictive, crime-ridden, lust-ridden house.’ (Pro Caelio, 55)

Cicero took great care to make sure his clauses ended with certain rhythms. Apparently these cadences were named, categorised and taught by teachers of oratory, although Berry doesn’t list or explain any, and they’re not really detectable in English translation.

The jurors and the public watching the trial knew all about these techniques and assessed speakers on their skill at deploying them. Cicero tells an anecdote about a crowd bursting into applause at an advocate’s particularly elegant turn of phrase.

In addition to rhythm a trained orator could deploy:

Anaphora

The repetition of words or phrases in a group of sentences, clauses, or poetic lines.

If you restore Caelius to me, to his family, and to the country, you will have a man who is dedicated, devoted and bound to you. (Pro Caelio 80)

Asyndeton

The omission of the conjunctions that ordinarily join coordinate words or clauses, as in ‘I came, I saw, I conquered’.

Apostrophe

A speech or address to a person who is not present or to a personified object. Cicero frequently addresses the spirit of dead, venerable Romans, or addresses the spirit of murdered Clodius, or addresses figures not physically present in the court (such as Pompey, directly addressed in Pro Milone).

Exclamation

For example, ‘O gods!’ the speaker pretending to give way to moments of emotion.

Alliteration, assonance and wordplay

Berry assures us these are everywhere present in Cicero but it is, of course, impossible to judge in translation.

Metaphor

One consul handing over to another informs him of the current challenges and issues in much the same way that the captain of a ship putting into port tells the captains of ships just setting out about the weather and pirates (Pro Murena, 4). A metaphor which is revived later in the speech, in the extended comparison of elections to unpredictable ocean currents or storms in (35 to 36).

Rhetorical strategies

At a higher level than specific tricks of rhetoric are larger-scale rhetorical tactics.

Appropriating the prosecution

Often he repeats the points the prosecution has made in order to rebut them. He does this by quoting them but often twisting the points in such a way as to suit himself, to tee up the kind of rebuttal he wants to make – as when he repeats a series of points allegedly made by Cato in Pro Murena, 67 onwards).

Inventing opposition points

One step beyond twisting prosecution points is inventing possible objections to what he’s saying in order to easily counter them. There are hundreds of instances along the lines of:

  • ‘You will no doubt ask me, Grattius…’ (Pro Archia, 12)
  • ‘Someone will surely ask…’ (Pro Archia, 15)

In which he attributes to the opposition lines of attack which he then easily refutes.

Rhetorical questions

Why do I mention his mother and his home when the penalty of the law deprives him of his home, his parent, and the company and sight of his friends? Shall the poor man go into exile, then? Where? To the east, where for many years he serves as a legate, led armies and performed heroic deeds? (Pro Murena, 89)

If Caelius had really given himself up to the kind of life that is alleged, would he, when still a young man, have brought a prosecution against an ex-consul? If he shied away from hard work, if he were enslaved to pleasure, would he do battle here every day, go in search of personal enmities, bring prosecutions, and run the risk of being prosecuted himself? And would he also maintain for so many months now and in full view of the entire Roman people a struggle for one of two things – his own political survival or glory? (Pro Caelio, 47)

Mimicry

As when Cicero imagines the feelings of soldiers called on to vote for Murena and remembering his many achievements in the army of the East (Pro Murena, 36) or mimics the voices of sceptical voters on election day (Pro Murena, 45).

Or the great sequence in Pro Caelio where he pretends to be one of Clodia’s ancestors brought back from the dead to thunder against her immoral behaviour.

There’s another type of mimicry. Surprisingly, the defendant was not allowed to speak at their own trial and so Cicero sometimes speaks for them, in the sense of putting words into their mouths and telling the jury, this is what X said to me, these are his very words.

This is notable at the climax of Pro Milone where sections 94 , 95 and 98 purport to be the sad but stoic speech of Milo himself.

If you combine this technique with ‘apostrophe’, addresses to people either absent or dead, you can see why the speeches are highly dramatic in the sense that there are a surprising number of characters in them, not as in a play, obviously, but being named, addressed, invoked and even attributed whole speeches which are then performed in another voice.

Changing the subject

In Pro Milone Cicero doesn’t bother denying that Milo was responsible for the murder of Clodius, but tries to shift the ground of argument to the issue of whether Milo was acting in justifiable self defence. Specifically, he argues that the incident wasn’t a random accident but a carefully contrived ambush by Clodius and so his client was only responding as Great and Eminent Romans Throughout History had responded i.e. by defending himself. This strategy failed and Milo was convicted.

Invoking famous men

In all the speeches Cicero invokes the memory of Great and Noble Romans from history who he says behaved like his client. It is a variation on invoking his own auctoritas.

Closely related is the Appeal To Patriotism. All of the speeches invoke the idea that jury must acquit his client because The Very Existence of the State is at stake!

‘In this trial you hold the whole country in your hands!!’ (Pro Murena, 83)

Invoking the sad family

At the end of Pro Murena and Pro Caelio Cicero invokes the tragic spectacle of the defendant’s family, his aged father, his weeping mother or wife, on their knees, begging for their son or husband or father to be freed and their family happily reunited.

The Appeal to the Romans’ very strong sense of Family Values seems to have been a tried and trusted, standard strategy (Pro Caelio, 79 and 80).

Crying

In several of the speeches Cicero refers to the fact that he himself is weeping, crying at the spectacle of such a valiant, heroic, brave, virtuous, patriotic, dutiful and wonderful person having been brought low by his fiendish enemies and so utterly deserving of vindication and acquittal that he, Cicero, cannot help bursting into floods of tears, he cannot see the jury, he cannot see the court, he can barely speak for grief!

‘But I must stop now. I can no longer speak for tears…’ (Pro Milone, 105)

Repetition

Obviously the rule of three, or using multiple clauses to say the same thing, or asking a series of rhetorical questions are all types of repetition. But a big feature of all the speeches which Berry doesn’t really address is their repetitiveness. Cicero often says he’s going to address a point, addresses it, tells us he’s finished with it, and yet several pages (a few minutes) later, brings it up again.

I can’t find the precise references now but in the three longest speeches, he has a tendency to make a point, wander off to something completely different, then revert to the same point later. This was the single factor which made reading them difficult for me, the sense that they didn’t have a clear logical flow – a beginning, middle and end – but on the contrary, I found all the speeches rambling and digressive and often hard to follow, with no higher level logic.

Conclusion

The cumulative effect of all these techniques is that the speeches, especially when written down and published (as Cicero took care to have done) are emphatically not the language of ordinary speech. The orator has done a lot of work preparing them and he expects the audience to do some work to appreciate them. It is intended to sound ‘theatrical and high flown’ in Berry’s phrase. The fact that I found them long-winded and often quite confusing maybe says more about my taste, shaped as it is by the 20th century taste for laconic brevity, than Cicero’s verbose and long-winded achievement.

P.S. Adrian Goldsworthy’s comments

Dr Adrian Goldsworthy’s big biography of Augustus contains lots of factual asides about aspects of late Republican Rome. Some of these concern the law and provide context to these speeches:

Legal attacks could easily end a career and so were far more high-stakes than in our society (p.94).

Goldsworthy gives an example of the rhythm of Cicero’s sayings in Latin. This was a throwaway remark he made about young Octavius, laudanum adulescentum, ornandum, tollendum – which means ‘we will praise the young man, reward and discard him’ – and, apparently, caused a serious breach in their relations (p.122) – but it’s one of the few examples I have of the rhythm of Cicero’s language in Latin.

He reinforces the notion that a) since there was no equivalent of the Crown or State, legal cases could only be brought by individuals and b) prosecuting was seen as invidious, unless one was defending family pride or there was a really gross example of wrongdoing – and so accusers tended to be young men out to make a name for themselves with one or two eye-catching prosecutions, before settling into the more congenial and socially accepted role of defence counsel, exactly the career Cicero followed (Augustus: From Revolutionary to Emperor by Adrian Goldsworthy p.43). He repeats the point on page 281:

Prosecution was generally left to the young, and had long provided an opportunity for youthful aristocrats to catch the public eye at an early stage in their careers.

Goldsworthy refers to ‘the aggressive and abusive tone common in Roman trials’ which we’ve seen plenty of evidence of (p.280).

Above all, Goldsworthy makes the most devastating single point about Cicero’s speeches with striking simplicity:

A glance at Cicero’s speeches is enough to show the readiness with which Roman advocates distorted the truth. (p.278)

For all his pontifications about Justice, for all his exhaustive descriptions of Law epitomising Reason In Action – Cicero was a highly professional and convincing liar.


Credit

Defence Speeches by Cicero, translated and edited by D.H. Berry, was published by Oxford University Press in 2000.

Cicero reviews

Roman reviews

On the laws by Cicero

We are born for justice and what is just is based, not on opinion, but on nature.
(De legibus, book I, section 28)

Cicero began writing the De legibus or On the laws during the same period as the De republica, i.e. the late 50s BC, but suspended work on it when he was compelled to go and be governor of Cilicia in 51 BC, and possibly never resumed it. It is certainly unfinished. We have just two books of 60-odd sections each and most of book 3 (49 sections) then the manuscript stops in mid-sentence. The 4th century AD philosopher Macrobius refers to the existence of a book 5. Maybe it was intended to have 6 books to parallel the De republica to which it is obviously a partner.

Like most of Cicero’s other works it is a dialogue though, unlike the De republica, it is set in the present and, instead of historical personages, features just the author himself, his brother (Quintus Tullius Cicero) and his best friend (Titus Pomponius Atticus, addressee of so many of Cicero’s letters).

De legibus has a simple premise: since he is Rome’s leading lawyer and advocate, Cicero’s brother and friend suggest he is perfectly placed to write a book about The Law, and so Cicero sets off with the aim of establishing the fundamental basis of law, before considering specific laws, whether they need to be amended and, if so, how. From the start Cicero describes and explicates what was essentially the Stoic theory of natural law as amounting to right reason in action.

Natural Law

In the introduction to the Oxford University Press edition, Jonathan Powell explains that Cicero’s theory of Natural Law was based on certain premises:

  1. that the universe is a system run by a rational providence
  2. that mankind stands between God and the animals so that in creating and obeying laws man is employing Right Reason
  3. that human potential can only be realised in communities – Cicero derives this from Aristotle’s view that humans are sociable animals
  4. that man is a homogeneous species – we have more in common than separates us – therefore we are susceptible to the same, one, universal natural law which stands above (or lies beneath) all ‘positive’ i.e. merely local and culture-specific laws
  5. that law is based on (human) nature not opinion – individual laws may come and go but the existence of a deep fundamental law of human nature can never change

Natural Law refuted

The objections to this are obvious and start with the counter statement that the universe is very much not a system run by a rational providence. Since Isaac Newton’s discoveries of the basic forces which govern the universe, there has been no need to posit a God to create and keep the universe running; and since Darwin published On The Origin of Species in 1859, there has been no need to posit a God who created the extraordinary diversity of life forms we see around us, including humanity. Many other reasons may be found for adducing the existence of a God or gods, but the regularity of the cosmos and the diversity of the natural world are not among them.

If God does not exist, didn’t create the universe and does not deploy a benevolent providence to watch over us, then humans cannot occupy a middle space between the animals and this God who doesn’t exist. We are more accurately seen as just another life form amid the trillions teeming all over the earth.

Cicero displays towards human beings the same kind of anthropocentric chauvinism and exceptionalism which was first recorded among his Greek predecessors and persisted through most thinking about humanity and human nature up till very recently. Only in the last couple of generations has it become clear that humans may have invented language and maths and built skyscrapers and flown to the moon but that, deep down, we are just apes, mammals, animals, and behave much like all the other mammals, in terms of our fundamental behaviours – feeding, mating and fighting.

If you have a God, then you can establish a hierarchy with him at the top, then the angels, then humans sitting comfortably above all other species on earth. If you have no God, the hierarchy crumbles and we are just one among a million different life forms jumbled together on this small planet, engaged in the never-ending battle for survival. Nowadays we know that humanity is killing off the other species, destroying countless habitats, and burning up the planet as no other species possibly could. Some people characterise our arrogant lording it over life forms as speciesism, a view I share.

If there is one quality that distinguishes human beings from all other species it is our unique capacity for destruction.

The notion that humans are governed by Right Reason has always seemed to me self evidently false. Our values are inculcated by the society we grow up in. If some values are almost universal across most of these societies this is because they make evolutionary sense, they help the group survive, rather than being a Universal Law handed down by a Benevolent God.

Therefore premises 1, 2, 4 and 5 listed above are false. We are left with 3, the notion that humans naturally live in groups or communities, which seems to be objectively true, but gives us no guide on how we should conduct ourselves, or establish laws or rules for running these communities.

Lastly, the introductions to all these texts by Cicero tend to talk about Universal values, Universal laws, and Universal human nature very freely but I can’t help feeling they only apply to the Western world. The terms of reference seem very Eurocentric or Anglocentric or whatever the word is for Western-centric. Meaning that my reading about African tribes, cultures, laws and traditions, or what I know about Chinese history, and my personal experience of travelling in the Muslim world, suggest that there are many non-Western cultures which don’t share these ways of looking at the world at all. I’m guessing the same could be said about Indian culture, or the traditions of the native Americans of North or South America, the Australian aborigenes and any number of other cultures.

Liberals may be proud of the Universal Declaration of Human Rights (UDHR), adopted by the recently founded United Nations, founded by the soon-to-be-victorious Allies during the Second World War, based in New York, a document drafted by a committee chaired by the American president’s wife (Eleanor Roosevelt) – but the idea of universal set of values is not a fact about human beings but a high-minded aspiration.

I recently visited the British Museum exhibition on Stonehenge. This has a section describing life in Britain before the advent of the (first) agricultural revolution, which began in the Middle East 12,000 years ago. The human population of Britain was minuscule (maybe 5,000) arranged into tiny communities of hunter gatherers who lived deep amid nature as they found her, without the knowledge, means or incentive to change anything, to fell trees, clear land, burn forests and so on. Instead they considered themselves an integral part of nature, not set aside from it. They killed rarely and atoned for their killings with offerings. And the exhibition says this was the way of life for most hunter-gatherer societies for most of human history i.e. going back hundreds of thousands of years, back through all the various species of the genus Homo.

So I’m saying that Cicero’s premises are not only wrong in the theoretical/theological way that they posit the existence of One Universal God to explain the world around us, an explanation which has been utterly superseded by the scientific worldview – but wrong in all his factual claims about human nature,  above all that it is universally the same, whereas we now know that there have been, and currently are, many, many, many more human cultures than Cicero could ever imagine.

The Romans thought the world amounted to one continent completely surrounded by a vast Ocean, punctuated by the middle-earth or Mediterranean Sea. They hugely underestimated the size of Africa, and thought the world ended with India and a little beyond the Ural mountains, so forming one circular continent. The historical examples Cicero bases his notion of a universal human nature on amount to a tiny sub-set of the actually existing cultures of his own time, and a minuscule sub-set of all the human cultures and societies which have existed over the face of the earth for the past several hundred thousand years.

So: this book is clever and interesting in all kinds of ways but it is based on multiple types of ignorance – deep, deep ignorance – which lead to false premises and wrong deductions on every page.

Cicero’s motivation

As we saw in De republica Cicero was a very practical-minded Roman. He wasn’t interested in airy-fairy philosophical speculations for their own sake. He was a staunch Roman patriot who wanted to preserve the Roman state. The practicalness of his motivation is stated explicitly mid-way through book one:

You see the direction which this discussion is taking. My whole thesis aims to bring stability to states, steadiness to cities, and well-being to communities. (I, 37)

He is not seeking ‘the truth’, so much as cherry-picking arguments from the range of Greek philosophy in order to shore up his practical and patriotic aim.

Book one

Cicero asserts that:

  1. human beings are blessed with the ultimate gift of the gods, Reason
  2. humans have a single way of living with one another which is universal
  3. all people in a community are held together by natural goodwill and kindness (I, 35)

As you can see, all these axioms are wrong and he goes on to deliver a slew of equally high-minded, fine-sounding sentiments which are equally false:

Law is the highest reason, inherent in nature, which enjoins what ought to be done and forbids the opposite. (I, 18)

Law is a force of nature, the intelligence and reason of a wise man, and the criterion of truth and injustice. (I, 19)

The creature of foresight, wisdom, variety, keenness, memory, endowed with reason and judgement, which we call man, was created by the supreme god to enjoy a remarkable status. Of all the types and species of living creatures he is the only one that participates in reason and reflection whereas none of the others do…Since there is nothing better than reason, and reason is present in both man and God, there is a primordial partnership between man and God. (I, 22-23)

No, humans were not created by God but evolved through natural processes. We now know that numerous other species certainly have memory, and many appear capable of thought and calculation. Who says there is nothing better than reason? A philosopher whose central subject is reason, which is like a carpenter saying there’s nothing better in the world than working with wood. Why is there nothing better in the world than reason. How about, say, love?

Since there is no God, the statement ‘since reason is present in both man and God, there is a primordial partnership between man and God’ is meaningless. Or more accurately, it has a meaning, but a meaning made out of words, in the same way that a poem about blue guitars floating up to the moon makes sense, but refers to nothing in the real world. On it goes:

Those who share reason also share right reason; and since that is law, we men must also be thought of as partners with the gods in law. (I, 23)

Those who obey the same laws effectively live in the same state and:

and they do in fact obey this celestial system, the divine mind, and the all-powerful god. Hence this whole universe must be thought of as a single community shared by gods and men. (I, 23)

In the course of the continuous circuits and revolutions of the heavens the right moment arrived for sowing the human race; that after being scattered and sown in the earth it was further endowed with the divine gift of mind; that whereas men derived the other elements in their makeup from their mortal nature…their mind was implanted in them by God. Hence we have…a lineage, origin or stock in common with gods…As a result man recognises God in as much as he recognises his place of origin…the same moral excellence in man and in God. (I, 24-25)

Cicero’s belief in God or gods isn’t tangential to his thought: his theism is absolutely central and vital to his entire view of human nature, reason, ethics, law and justice. And so, since there is no God, Cicero’s views on human nature, reason, ethics, law and justice are wrong from top to bottom. They may occasionally coincide with modern views based on humanistic atheism but these are accidental overlaps.

What makes this relatively short book (72 pages) so hard to read is that I disagreed with all his premises and almost all his conclusions. As a discussion of the theoretical basis of law and justice I found it useless. It has a sort of historical usefulness in shedding a very clear light on how a leading Roman lawyer conceived his profession and clearly explaining the kind of arguments about jurisprudence which were common in his day. And it includes references to Greek and Roman history which are anecdotally interesting. But every time he makes a general statement I find myself totally disagreeing and this eventually becomes very wearing:

Nature has lavished such a wealth of things on men for their use and convenience that every growing thing seems to have been given to us on purpose; it does not come into existence by chance. (I, 26)

Wrong: the life forms we see around us evolved by the process explained by Darwin, of which Cicero knows nothing; none of them were created ‘for our convenience’, instead food crops and livestock only began to be bred and fine-tuned for our use during the agricultural revolution which began some 10,000 years before Cicero’s time, of which he knew and understood nothing.

And the world does not exist ‘for our convenience’: it is precisely this self-centred sense of human privilege and entitlement which is very obviously destroying the earth in our own time.

God has created and equipped man in this way, intending him to take precedence over everything else. (I, 27)

Anthropocentrism. Narcissism*. Human chauvinism. Arrogance.

Nature made man alone erect, encouraging him to gaze at the heavens as being akin to him and his original home. (I, 27)

Sweet, poetic and false.

Cicero goes on to make the humanistic claim that people have more in common than separates them, we are all one human family. He is not stating this because he’d like to teach the world to sing in perfect harmony but because he wants to continue his thought that there is One God who has created one human race with One Reason and so it follows that there must be One Law to rule them all. Hence his insistence that there is One Human Nature. He claims that Reason:

  • may vary in what it teaches but is constant in its ability to learn
  • that what we perceive through the senses, we all perceive alike
  • that perceptions which impinge on our minds do so on all minds in the same way
  • that human speech may use different words but expresses the same ideas
  • troubles and joys, desires and fears haunt the minds of all alike

He is trying to corral human nature into his One God, One Reason, One Human Nature therefore One Law argument, but each of those four statements is questionable or wrong, starting with the notion that everyone is alike in the ability to learn and ending with the notion that we all experience the same emotions. Demonstrably false.

This is the evidence, in reality just wishes and assertions, which leads him to conclude that there is One Justice and that it derives from Nature (I, 33). Again and again he repeats the same formulas:

There is one, single, justice. It binds together human society and has been established by one, single law. That law is right reason in commanding and forbidding. (I, 42)

We are inclined by nature to have a regard for others and that is the basis of justice. (I, 43)

But repeating false claims doesn’t make them true.

Nature has created perceptions that we have in common, and has sketched them in such a way that we classify honourable things as virtues and dishonourable things as vices. (I, 44)

And yet Cicero saw Scipio Africanus, the general who oversaw the complete destruction of Carthage and the selling of its entire population of 50,000 into slavery as an epitome of virtue and honour and glory. Is that a perception we all have in common? Probably not the population of Carthage.

Moral excellence is reason fully developed and that is certainly grounded in nature. (I, 45)

Goodness itself is good not because of people’s opinions but because of nature. (I, 46)

Here and in many other similar formulations you can see that what he is arguing against is the notion that goodness and morality and law are contingent upon human societies. If this is true then, for a patriotic, socially-minded conservative like Cicero, what follows is anarchy. (It is the same fear of anarchy which underpins his conservative preference to keep on worshipping the gods according to the traditional ceremonies, as expressed in De rerum deorum.)

For more pragmatic, sceptical and utilitarian-minded people like myself, what follows is not anarchy, but is certainly a complex and never-ending process of trying to create culture, morality and laws which allow for diversity and strike a balance between conflicting opinions, classes and needs. The unending messiness of democracy, in other words.

Book one is essentially in two parts: up to section 40-something he is laying down these basic principles, and then gets his brother and best friend to enthusiastically vouch that he has certainly proved them, that men were endowed with reason by the gods, men live with one another in the same way everywhere, and that all human communities are held together by the same universal justice (I, 35).

All good men love what is fair in itself and what is right in itself. (I, 48)

In the second half he introduces, or wanders off to consider, notions of the good and morality. Sometimes, reading Cicero, it feels like you can see the joins, the places where he moved from copying one Greek text to suddenly copying from another. The order is his but much of the source content is cribbed from Greek originals (as he freely admits in his letters and in the texts themselves) with the result that his works rarely feel like they have a steady clear direction of travel, but more like a collection of related topics thrown loosely together. And this partly explains why his so-called conclusions rarely feel really justified by what has preceded them.

The conclusion is obvious from what has been said, namely that one should strive after justice and every moral virtue for their own sake. (I, 48)

Therefore what is right should be sought and cultivated for itself. (I, 48)

The t-shirt slogans keep on coming:

Justice looks for no prize; it is sought for itself and is at once the cause and meaning of all virtues. (I, 48)

This reminds me of St Paul’s letter to the Corinthians:

Love is patient and kind; love does not envy or boast; it is not arrogant or rude… (1 Corinthians 13:4)

And the comparison confirms my sense that Cicero’s writings are less philosophy than wisdom literature, defined as: “statements by sages and the wise that offer teachings about divinity and virtue.”

A fundamental mistake he makes is common to dogmatists of his type, namely the false dilemma or false dichotomy, “an informal fallacy based on a premise that erroneously limits what options are available.” For, Cicero argues, if his account of One God endowing One Human Race with One Right Reason so that Justice and Virtue arise out of Nature is wrong – then the only alternative is chaos. For if people only act in their own self-interest, not according to Universal Justice, then:

where is a generous person to be found…what becomes of gratitude…where is that holy thing, friendship…what are we to say of restraint, temperance, and self-control? What od modesty, decency and chastity?… then there is no such thing as justice at all. (I, 49-50)

But this is a false dichotomy. There aren’t just two stark alternatives. There are, in reality, a huge variety of societies, laws, customs and traditions. Yes it may look like anarchy to a conservative like Cicero. But it is how human beings actually live. The false dichotomy is a way for an author to terrorise you into accepting his tendentious view.

Cicero is not seeking ‘the truth’; he is, like the excellent lawyer he was, making a case and using every rhetorical and logical sleight of hand to do so.

Quintus asks where all this is going (I, 52) and Marcus replies that he is steering the discussion towards a definition of the Highest Good. Oh God, how boring. As with all these conservative/authoritarian thinkers, there can only be one of everything, One God, One Human Nature, One Reason, One Justice, One State and One Good.

As usual he a) approaches the problem through a blizzard of references to Greek philosophers including Phaedrus, the Academy, Zeno, the Old Academy, Antiochus, Chios, Aristotle, Plato and b) fails to reach any meaningful conclusion. Whereas the Old Academy called what is honourable the highest good, Zeno said it was the only good, holding the same beliefs as Aristotle but using different terms. (I, 55).

Quintus suggests that:

There is no doubt about it: the highest good is either to live according to nature (i.e. to enjoy a life of moderation governed by moral excellence) or to follow nature and to live, so to speak, by the law (i.e. as far as possible to omit nothing in order to achieve what nature requires, which means the same as this: to live, as it were, by a code of moral excellence). (I, 56)

Great. Does that help anyone? No. Words, words, words. But when Quintus asks him to show what all this means in practice, Cicero at first pleads that it is beyond his powers. What isn’t beyond his powers is more highfalutin’ truisms:

Wisdom is the mother of all good things; the love of her gives us the word ‘philosophy’ from the Greek. Of all the gifts which the immortal gods have bestowed on human life none is richer or more abundant or more desirable. (I, 58)

Cicero deflects to invoke the famous maxim carved above the oracle at Delphi, Know thyself:

The person who knows himself will first of all realise that he possesses something divine, and he will compare his own inner nature to a kind of holy image placed within a temple. (I, 59)

Will he? The book concludes with a half page hymn of praise to the Truly Great Man Who Knows Himself, understands his mind is a gift from God, understands Wisdom and Virtue and Justice, and so is ideally placed to rule over his fellow men. In other words, the ideal Roman ruler of Cicero’s own time.

Book two

As a break, the characters describe the fictional walk they are taking through the countryside of around the Cicero family estate outside Cicero’s home town of Arpinum, 100 kilometres south east of Rome. Pleasant chat about the view (‘What could be more delightful?’) is artfully placed in order to lead on to consideration of love of birthplace and country. Never forget that Cicero was a fierce Roman patriot. A person’s birthplace:

is the country for which we should be willing to die, to which we should devote ourselves heart and soul, and on whose altar we should dedicate and consecrate all that is our. (II, 5)

All that is ours. Cicero is usually referred to as a lovely humanist but this is as fierce and total a patriotism as Mussolini’s. And then we return to consideration of the law and Cicero recapitulates his axioms for the umpteenth time:

Law was not thought up by the intelligence of human beings, nor is it some kind of resolution passed by communities, but rather an eternal force which rules the world by the wisdom of its commands and prohibitions…the original and final law is the intelligence of God, who ordains or forbids everything through reason. Hence that law which the gods have given to the human race is rightly praised, for it represents the intelligence of a wise man directed to issuing commands and prohibitions. (II, 8)

I think I disagree with pretty much every word of this. On it goes: the power of encouraging people to right actions:

is not only older than the existence of communities and states; it is coeval with that god who watches over and rules heaven and earth. (II, 10)

Repetition

If in doubt, repeat it again and again, bludgeoning your readers into submission:

Reason existed, reason derived from the nature of the universe, impelling people to right actions and restraining them from wrong. That reason did not first become law even it was written down, but rather when it came into being. And it came into being at the same time as the divine mind. Therefore the authentic original law, whose function is to command and forbid, is the right reason of Jupiter, Lord of all. (II, 10)

Mind you, in a note to page 162 Jonathan Powell points out that repeating ideas in different formulations in order to drive it home was a skill that was taught and practiced in the schools of rhetoric which Cicero attended.

The use value of religion

I mentioned above how the conservative Cicero thought religion should be kept up in order to maintain social structure, for its use value. In book two he makes this explicit:

Who would deny that these [religious] ideas are useful, bearing in mind how many contracts are strengthened by the swearing of oaths, how valuable religious scruples are for guaranteeing treaties, how many people are restrained from crime for fear of divine retribution…(II, 16)

One of the reasons Cicero despises and mocks Epicureans is because they sought to free people’s minds from fear of the gods. For Cicero (as for the ancient Jews) piety and morality begin with fear of the gods. This is very Roman, very practical-minded of Cicero. And explains why the population has to be brainwashed into believing in the gods:

Citizens should first of all be convinced of this, that the gods are lords and masters of everything; that what is done is done by their decision and authority; that they are, moreover, great benefactors of mankind and observe what kind of person everyone is…Minds imbued with these facts will surely not deviate from true and wholesome ideas. (II, 15)

I don’t need to point out how coercive and authoritarian this idea is. The gods are Big Brother, watching you, reading your thoughts, checking up that you obey Right Reason, as defined by Cicero and his class.

That said, Cicero’s attitude really only reflected the attitudes of most educated men of his time. They didn’t believe in their religion in the same way a Christian or Muslim believes in their God. Roman religion was, as Jonathan Powell puts it, by this period a matter almost entirely of public ritual, tradition and custom. Religious belief, in the post-Christian sense of the word, wasn’t required or checked. Obedience to custom and ritual, reverence for tradition, was all.

Cicero’s ideal laws concerning religion

All of which explains why, when he comes to actually enumerate the laws in his ideal state, Cicero does so with Laws Governing Religion. Anti-climactically, these turn out to be pretty much the same laws as govern Rome. Just as De republica concluded that the Roman constitution was the best imaginable constitution (a conclusion he repeatedly refers to here e.g. II, 23), so De legibus, when push comes to shove, concludes that the best possible laws the human mind could devise are…exactly the same as the laws of ancient Rome (II, 23).

The rest of the book is divided into two parts: a relatively considered statement of Cicero’s ideal laws concerning religion (sections 18 to 22) followed by a detailed commentary on each of them (sections 23 to 60). There follow pages and pages of detailed prescriptions about religious rites and rituals, an extraordinary level of detailed specification. There’s a short digression about the proper regulation of music to stop it becoming immoral and corrupting which made me think of Mary Whitehouse and demonstrates Cicero’s cultural conservatism, before we plunge back into thickets of religious law.

The contrast between the high minded rhetoric about the One God and Universal Human Nature and Divine Law in book one and the slavish iteration of Roman rules and regulations as the actual embodiment of this supposedly Universal Law is unintentionally comic. Bathos = “an effect of anti-climax created by an unintentional lapse in mood from the sublime to the trivial or ridiculous.”

The place of burial is not called a grave until the rites have been conducted and the pig has been slain. (II, 57)

Do not smooth the pure with a trowel. (II, 59)

Women shall not scratch their cheeks on the occasion of a funeral. (II, 64)

It is forbidden to decorate a tomb with stucco work. (II, 65)

Do these sound like the Universal Laws indicative of the Divine Mind which Cicero has been banging on about…or the customs and conventions accumulated by one particular little city state?

Once this lengthy and hyper-detailed account of Rome’s religious laws is finished, Cicero announces that the next most important element in the structure of the state is magistrates and that he will devote the next book to considering the ideal magistrate.

Book three

Cicero bases his thoughts about magistrates, like his thoughts about everything else, on God:

Nothing is so closely bound up with the decrees and terms of nature…as authority. Without that, no house or clan or state can survive – no nor the human race, nor the whole of nature, nor the very universe itself. For the universe obeys God; land and sea abide by the laws of the universe; and human life is subject to the commands of the supreme law. (III, 3)

As with book two, he gives a clipped concise statement of his ideal laws governing magistracies or public offices (sections 6 to 11, 3 pages) then a detailed commentary on them (sections 12 to 47, 14 pages).

And yet again he repeats that, since his ‘six previous books’ (i.e the De republica) ‘proved’ that the Roman constitution was the best one conceivable by the human mind, so, logically enough, the kind of Ideal Magistrate he intends to describe will also turn out to be…Roman ones!

And so indeed, it turns out, after consulting the Divine Mind, that the optimum state will feature quaestors, aediles, praetors, consuls and censors, a senate to propose laws and popular assemblies to vote on them – exactly like the Roman state! He has the good grace to have his characters admit that this is a little embarrassing:

QUINTUS: How succinctly, Marcus, you have drawn up a scheme of all the magistrates for our inspection! But they are almost identical with those of our own country, even if you have introduced a little novelty.
MARCUS: Yes, we are talking about the harmoniously mixed constitution which Scipio praised in those books and prefers to all others…and since our constitution was given the most sensible and well-adjusted form by our ancestors, I found little or nothing to change in the laws. (III, 12)

The latter part of book three goes into considerable details about all aspects of the Roman constitution, the peculiarities of the different magistracies, the age limits, the pros and cons of the tribunate, the different types of voting (by acclamation, writing down, secret ballot) and so on. This is quite interesting because it is, arguably, the most practical part of the book, describing Rome’s actual constitutional practices and debating points Cicero (or his more conservative brother, Quintus) would like to change, a bit, not too much.

Worth emphasising that the aim of all the tinkering round the edges which Cicero proposes is to ensure that power remains firmly in the hands of the aristocracy and out of the hands of the people at large.

Liberty will exist in the sense that the people are given the opportunity to do the aristocracy an honourable favour.

Thanks to my [proposed] law, the appearance of liberty is given to the people [and] the authority of the aristocracy is retained. (III, 39)

The end was nigh

This final section has a wistfully hypothetical air about it because, within a few short years the entire world it describes would be swept away.

Let us imagine that Cicero was half way through writing the book when, in 51 BC, he was called on to take up the governorship of Cilicia (the southern coast of modern Turkey) and served throughout the year 50.

This meant that he was out of Rome as the political confrontation between Caesar and the Senate came to a head. there was a flurry of proposals and counter proposals in December 50, all of which failed and prompted Caesar, in January 49, to cross with his army from Cisalpine Gaul where he held an official post, into mainland Italy, where he didn’t, thus breaking the law, making himself an outlaw, and sparking the five year civil war between himself and Pompey and his followers.

When peace was restored in 45 BC, Caesar had himself declared dictator for life thus turning the entire Roman constitution into a hollow shell and rendering On the laws, with their pages of pedantic footling about precise constitutional arrangements, redundant overnight. It became overnight a record of a specific historical moment, which was eclipsed before the book could even be completed.

Thoughts

Cicero is frequently held up as the godfather of humanism. Finding, translating and commenting on his books was a central element in the Renaissance, which saw the creation of modern ideas of humanism. (“Petrarch’s rediscovery of Cicero’s letters is often credited for initiating the 14th-century Renaissance.” Lumen).

However, as my close readings of De rerum deorumDe republica and De legibus amply demonstrate, Cicero’s ‘humanism’ is crucially, vitally, centrally based on his theism, his belief in One God who created human beings and implanted in them fragments of the Divine Reason which underpin all our values, morality, law, justice and statecraft.

Thus, in a nutshell: humanism derives from religious belief. Without its religious underpinning, humanism is nothing. It becomes a wish, a hope, a dream, with no factual or logical basis. I don’t say this to undermine humanistic values. I am probably a humanistic progressive liberal myself. Where I appear to differ from most of my tribe is I don’t believe these truths to be self evident. There are other ways of being human, other cultures, other values completely different from ours, probably the majority of human lives have very much not been lived according to these values. Several points follow:

1. We do not have the right to compel these other cultures into adherence to our values. That is no different from Victorian missionaries trying to convert tribes in Africa or Asia or Australia to their narrow Christian culture.

2. If we want to defend our values effectively against those who threaten them, for example Vladimir Putin or Xi Jinping, we must base them on really secure foundations, not wishes or aspirations. Far stronger foundations than Cicero, who wrote all these fancy words only to have his head cut off by Mark Antony’s bounty hunters. The sword is mightier than the pen.

* Cicero’s self promotion

It’s further evidence of Cicero’s self-centred narcissism that in several places in book 3 he manages to shoehorn into the text the famous events of 63 BC, when he was consul and saved the state from the Cataline conspiracy. He gives a melodramatic account of the tremendous dangers he faced and how he single-handedly overcame them (III, 26) and then has Atticus fulsomely thank him for his efforts.

To be sure, the whole order is behind you and cherishes most happy memories of your consulship. (III, 29)

Cicero also takes the opportunity to remind everyone that he should never have been exiled (in 57 BC) and that’s why it needed no legislation to rescind his exile (III, 47). In other words, no matter what Cicero is writing about, the text has a strong tendency to end up being about himself.

There is something irredeemably comic about Cicero, like Oliver Hardy pretending to be Napoleon. It’s this hyper-intelligent, super articulate yet comical earnestness which has endeared him to 2,000 years of readers.

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the scholarly and interesting notes. There is a useful list of names and an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation itself is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

Related link

Roman reviews

De republica by Cicero (54 BC)

The best possible political constitution represents a judicious blend of these three types: monarchy, aristocracy and democracy.
(De republica by Cicero, fragment of Book 2)

De republica was written by the Roman lawyer, orator, politician and philosophical populariser Marcus Tullius Cicero between 54 and 51 BC. It is variously translated into English as The Republic, A Treatise on the Commonwealth, On the state or On government.

Cicero was not himself a philosopher or political theorist of note. This work was one among nearly twenty in which he translated the best of Greek philosophy into Latin, pulling various Greek theories together into new texts and introducing or inventing Latin terms to translate Greek ideas. Because of the purity and eloquence of his Latin many of these texts were preserved throughout the Middle Ages as teaching aids, and were revived during the Renaissance. In this way Cicero’s works played a central role in preserving the philosophical, moral and political ideas of the ancient world into the modern era and shaping their revival.

The Republic is cast as a dialogue, the form immortalised by Plato (427 to 327 BC). Unlike a manifesto or treatise a dialogue isn’t a straightforward statement of views. Having a number of people debate various opinions makes it more of a teaching or heuristic form. Students can be asked to study the work, then to describe which viewpoint they support and why.

As with Cicero’s other dialogues, The Republic studiously avoided controversy by being set in the past among long dead characters. It is set in the country villa of Publius Cornelius Scipio Africanus Aemilianus (185 to 129 BC), known as Scipio Aemilianus or Scipio Africanus the Younger. Scipio was a Roman general and statesman who led the third and final war against Carthage, personally overseeing its siege, capture and utter destruction, as vividly described in Richard Miles’s history of Carthage. Scipio also restored order after assassination of Tiberius Gracchus in 133 BC and mediated between the political factions.

The Republic takes place in Scipio’s estate over three consecutive days. Each day is described in two books, with an introduction by Cicero preceding the dialogue of each book, making six books in all.

  • Book 1 – Scipio outlines the three types of government (monarchy, aristocracy, democracy) and asserts the best type is a mix of all three
  • Book 2 – Scipio gives quite a detailed outline of early Roman history in order to show the evolution of the Roman constitution
  • Book 3 – Philus and Laelius engage in a set-piece debate about whether pragmatic injustice (Philus) or ideal justice (Laelius) are intrinsic to politics
  • Book 4 – is a discussion of education
  • Book 5 – considers the qualities of the ideal citizen in government
  • Book 6 – considers the character of the ideal ruler

The Republic survives only in fragments. Large parts of the text are missing. Books one to 3 survive in significant chunks, but the from the fourth and fifth books only minor fragments survive, and all the other books have a distressing number of missing passages.

The only part of the sixth book which survives is the final section, a relatively short passage in which Scipio tells his guests about a dream in which he was whirled up into space and shown the structure of the universe. This has survived because it was the subject of a commentary by the neoplatonist philosopher Macrobius and this part of the text, along with Macrobius’s commentary, became very popular during the Middle Ages and the Renaissance, with their profound interest in astrology and astronomy.

The best preserved parts of the text discuss constitutions and political theory but it is important to realise that this was only part of Cicero’s aim. The discussion of constitutions fills only a third of the book. For Cicero ‘politics’ wasn’t a narrow profession but a branch of philosophy which dealt in a broader way with human nature and ethics as demonstrated in societies. This explains why the treatise deals with different types of constitution early on in order to get on to the more important subjects of what kind of citizen and what kind of ruler are required to create a perfect state. The best kind of state is not a dry technical question, comparable to modern debates about different voting procedures: the best kind of state produces the best kinds of citizens and the best kinds of rulers (optimus civis) and so must be considered in the broadest context.

The characters

The discussions take place between no fewer than nine named individuals who are given speaking parts.

Scipio was maybe the most pre-eminent figure in mid-second century BC Rome, a very successful general who, however, a) did not abuse his power as later generals such as Marius, Sulla, Pompey and Caesar did and b) was a noted patron of artists and writers such as the Greek historian Polybius. You can see why Cicero hero worshiped him.

Other characters

  • Gaius Laelius: close friend and associate of Scipio, consul in 140 BC, promoter of the study of literature and philosophy, practical and down to earth.
  • Lucius Furius Philus: consul 136 BC, orator, a man of great personal rectitude who takes on the defence of injustice, in book 3, for the sake of the debate
  • Manius Manilius: consul in 149 BC, a venerable legal expert.
  • Quintus Mucius Scaevola: Laelius’s son-in-law, a legal scholar and patron of the young Cicero.
  • Spurius Mummius: conservative and anti-democrat.
  • Quintus Aelius Tubero: Scipio’s nephew, tribune c. 129 BC. Legal scholar dedicated to Stoicism.
  • Gaius Fannius: consul in 122 BC, follower of Stoicism, historian and orator. Son-in-law to Laelius.
  • Publius Rutilius Rufus: a politician admired for his honesty, dedicated to Stoicism.

Book One

Missing its preface, the text we have starts in mid sentence and mid argument. Cicero is arguing against the Epicurean belief that the educated man should hold aloof from politics in order to preserve his calm. On the contrary, Cicero argues that the highest form of moral activity and of virtue consists of the practical application of morality in the practice of statecraft.

Then Cicero the narrator hands over to the supposed discussion held at Scipio’s house where his guests ask Scipio’s opinions.

The conversation starts with one of his visitors talking about the rare phenomenon of two suns being seen in the sky. But Scipio repeats the Greek idea (Aristotle) that there is little we can know about the workings of the cosmos whereas we very much can study human beings, how they behave, morality, epistemology and so on, and that’s what we ought to do.

Scipio follows his Greek predecessors in claiming that human beings seem to have an innate compulsion to live together in communities i.e. we are not a solitary species (Book I, section 39). When this happens there are three ways communities of humans organise their power: monarchy, aristocracy and democracy. Each has its merits:

Kings attract us by affection, aristocracies by good sense, and democracies by freedom. (I, 55)

Each has a dark side, when it becomes corrupt. Monarchy becomes despotism, aristocracy becomes oligarchy and democracy becomes mob rule (I, 44).

Personally, Scipio thinks a careful mixture of all three is best (I, 69), but if he had to pick just one it would be monarchy. This is because there is only one king god in heaven, Jupiter (I, 57). Every family has only one father and a king is like the father of his subjects (I, 54). There can be only one ruling element in the human mind, which is sovereign over all the other passions, and this is Reason (I, 60). Only one person can run a household, only one person can be in charge of a ship, only one person can treat us for illness. And when people are deprived of a just king they are like orphans.

But the weakness of rule by a king is that when they go wrong, they go really wrong and become tyrants. Therefore the most stable and also the most ‘just’ form of government is one which permits a balance of power between the different classes and so is ‘equally just to all ranks of society’ (II, 55). He thinks this has best been achieved by the Roman constitution with its balance between the powers of a king (vested for one year only in the role of the consuls), the moderating influence of the aristocracy (embodied by the wisdom and experience of the senate and a voting system heavily skewed towards the rich and ‘best’ in society) and the voice of the people (expressed in the office of tribune of the plebs and the voting power of the people’s assemblies).

Book two

Scipio/Cicero come to the bold conclusion that the best possible political constitution in the world is the one created by their Roman forebears and handed down to himself and his contemporaries, the inheritance of Rome, ‘the greatest State of all’!

This is as laughably self-centred as the great German philosopher Hegel pondering deeply and concluding that the best possible way to organise a society was…the constitution of the Prussian state of his day! Or the booming confidence of late Victorians that the British Empire with its constitutional monarchy was the best imaginable form of government.

He gives a deeply traditional and patriotic account of the founding of Rome by the wise and godlike Romulus and the cumulative constitutional innovations of the traditional and legendary seven kings of Rome, dwelling on each of them at some length and the great virtues of the Roman people:

The Roman people became strong, not by chance, but through their own good sense and their firm system of values… (II, 30)

The underlying point of book two is that the Roman constitution wasn’t created by one wise lawgiver (cf Lycurgus of Sparta or Solon of Athens) but developed and evolved over a long period, with successive rules adding processes, creating the complex voting procedures, organising the population into tribes but also, for voting purposes, into centuries, and setting up assemblies where they could debate. What struck me is how close this is to the justification of English traditionalists for the English constitution, which is nowhere written down but amounts to a tangle of precedents and traditions.

This is sort of interesting but it is history not philosophy or political theory, history with occasional comments. The notes to the Oxford University Press translation point out where Scipio differs from the more comprehensive account given by Titus Livius (Livy) in his history of Rome written 10 or 15 years later, which is indicative of the way the account of sort of interesting but mainly of academic interest.

At the same time as the thinking is fairly simplistic there’s also something hyperbolical and exaggerated about Scipio’s diction:

As soon as this king turned to a mastery less just than before, he instantly became a tyrant, and no creature more vile or horrible than a tyrant, or more hateful to gods and men, can be imagined ; for, though he bears a human form, yet he surpasses the most monstrous of the wild beasts in the cruelty of his nature. (II, 49)

The underlying thought is as simple minded as a fairy story, but the language has the vehemence of a rabble-rousing political speech. Either way, it often has neither the depth or sober objective language you might expect from ‘philosophy’.

In section 54 Scipio makes explicit why he is reviewing early Roman constitutional history in such detail: it is to point to examples of the wise men who created new and useful innovations. Publius Valerius emerges as a notable example, the man who demonstrated his wisdom by: moving house from the top of the Velian Hill where the kings had lived; passing a law forbidding a Roman citizen from being flogged or put to death without appeal; had a colleague elected as co-ruler, to be called consuls, and decided that they would rule on alternate months and be guarded by lictors only for that month.

This brings out something he’d mentioned earlier which is the aim of this discourse is not to debate the theoretical nature of an ideal state, as Plato did in his Republic, but to describe the practical reality of such a state and, especially, the qualities required of the Ideal Stateman to run it.

Towards the end of book 2 Scipio recapitulates:

I defined the three commendable types of States and the three bad types which are their opposites. Next I demonstrated that no single one of these types is the ideal, but that a form of government which is an equal mixture of the three good forms is superior to any of them by itself. As for my using our own State as a pattern, I did so, not to help me to define the ideal constitution (for that could be done without using any pattern at all), but in order to show, by illustrations from the actual history of the greatest State of all, what it was that reason and speech were striving to make clear.

The ideal statesman:

He should be given almost no other duties than this one (for it comprises most of the others) – of improving and examining himself continually, urging others to imitate him, and by the splendour of his mind and conduct offering himself as a mirror to his fellow citizens. (II, 69)

Here you can see how, lacking any knowledge of economics or class or social or technological developments, no financial theory and no knowledge of the vast amounts of data we have been collecting about ‘society’ since the industrial revolution and which underpin all modern politics – in this huge vacuum of knowledge Cicero, like Sallust and Plutarch, conceives of politics as being predominantly about individuals and, this being so, overly obsess about the character of the Ideal Statesman, completely omitting the proficiency in economics, law, and statistics which modern politics call for, and the way the huge structure of the state bureaucracy measures outcomes by data: inflation, unemployment, GDP, health outcomes and so on.

By contrast with the vast complexity of the modern state, Cicero’s image of the Ideal Ruler is closer to fairy tale than modern political theory: ‘…by the splendour of his mind and conduct offering himself as a mirror to his fellow citizens.’

I suppose it represents an enormous shift from a theory based on morality and ethics to one based entirely on utilitarian values: does it work, is it good for the economy, for most people, is it good for my core voters, these are the questions a modern politicians asks.

And the absence of the huge body of theory and statistical information which forms the basis of modern politics explains why political ‘philosophy’ from Plato, through the Dark Ages, Middle Ages, Renaissance and well into the modern era relied on analogies rather than data. They had nothing else to go on. So they compared the ideal state to a well-ordered mind, or to the human body where all the parts have to co-operate, or to the harmonious movements of the celestial bodies through the heaves; or compared Reason’s control over the mind to a father’s control over his sons or a master’s control over his slaves (III, 37) etc etc. Analogy rather than data.

All this is sweet and lovely but like a child’s colouring book compared to the complex technocracy of the modern state. Immersing yourself in a text like this continually reminds the reader of children’s books and fairy tales.

Book three

Fragments in which Cicero explains that despite our failings, humans have inside us the divine fire of Reason. He briefly sketches the invention of language (interesting) and maths before moving onto teachers or truth and moral excellence blah blah which, when put into practice, leads to the art of governing.

Comparison of philosophers, who teach moral excellence and best conduct through words alone, and statesmen, who promote moral excellence and best conduct through actions and laws. Clearly the latter are more effective and important (III, 7).

The 12 or so pages of fragments we have of book 3 indicate that it was conceived as a debate between Laelius and Philus about whether injustice is a necessary part of political rule, whether it is inevitable and unavoidable. What gives ancient books like this their flavour is the inclusion of myths and legends and fanciful imagery which, to repeat myself, are more like fairy tales than political analysis. Thus Philus kicks off his presentation of the case that injustice is an inevitable and necessary part of politics by asking his audience to imagine they are flying in a chariot of winged snakes:

If one could visit many diverse nations and cities and examine them, travelling about in Pacuvius’ famous ‘chariot of winged snakes’ one would see first of all in Egypt, a land which has escaped change more successfully than any other, and which preserves in written records the events of countless centuries, a bull, which the Egyptians call Apis, is deemed a god, and many other monsters and animals of every sort are held sacred as divine. (III, 14)

When he gets going, Philus makes a persuasive argument that there is no such thing as natural justice, nature does not implant justice in the human mind, there are no universal laws. On the contrary, the point of his metaphor of flying over the countries of the Mediterranean is to survey just how varied and irreconcilable all their laws, and customs and religions are with each other. QED: there is no one universal law or notion of justice.

No fewer than 80 leaves of book 3 are missing. From references and summaries in other, later authors we know some of the contents. Apparently Philus makes the anti-Roman point that empire is nothing but stealing other people’s lands and goods. Romans hold aggressive generals to be epitomes of valour and excellence (‘He advanced the bounds of empire’ is their highest compliment) when they are, of course, the same as all other aggressive conquerors of all other nations. The fact that the Romans have priests formally declare war just shows their hypocrisy in dressing up greed and criminality in fancy words.

When we come back to the actual text Philus makes the simple (and, to the modern mind, sympathetic) argument that the kind of mixed constitution supported by Scipio doesn’t derive from Virtue and Wisdom but from the simple fact that each rank (or class) fears the power of the others and so seeks to check it (a proto-Hobbesian view, maybe). The mother or justice is not nature or virtue but weakness and fear.

The good life is based, not on virtue, justice and selflessness, but on looking out for yourself and your family, on practical assessments of what will bring you most benefit. And as with families so with states: dress it up how you like, statecraft and international affairs are based on brute assessments of power and self interest. And they should be (III, 28).

This is thrilling stuff and the editor of the OUP edition (Niall Rudd) notes that, once Philus has finished his case, Laelius, who follows and argues the contrary case, can’t really rebut his analysis and so ignores his points to argue something slightly different, which is the importance of the notion of justice for the administration of a state.

It is symptomatic of the conservatism and narrow-mindedness of Roman thought that this negative, cynical and so unpopular point of view is attributed to a foreigner, a Greek, the philosopher Carneades and that when Laelius speaks, he roundly attacks it for its immorality and calls Carneades ‘a filthy scoundrel’ (III, 32).

Laelius proceeds to give a positive but very naive definition of law as a Platonic fact of nature, eternal and unchanging, which all men must obey, which sounds magnificent and is obvious tripe:

True law is right reason in agreement with nature. It is of universal application, unchanging and everlasting. It summons to duty by its commands, and averts from wrongdoing by its prohibitions… It is a sin to try to alter this law, nor is it allowable to attempt to repeal any part of it, and it is impossible to abolish it… We cannot be freed from its obligations by senate or people, and we need not look outside ourselves for an expounder or interpreter of it. And there will not be different laws at Rome and at Athens, or different laws now and in the future, but one eternal and unchangeable law will be valid for all nations and all times, and there will be one master and ruler, that is, God who is the author, proposer and interpreter of that law. (III, 33)

Laelius appears to go on to describe how this eternal law was embodied and followed by specific Romans from history, but we have only fragments.

Then Scipio comes back in as the main speaker, recapitulating his idea of the three types of government, asking which one is the ‘true’ meaning of a republic. The text breaks off abruptly just as the speakers were going to address the merits of the uncorrupted versions of the three types.

Book four

The subject of book four is clearly intended to be Education and address the question: what kind of education is best for citizens of the ideal state? As with the other books, Cicero does not proceed from philosophical first principles, as per Plato, but ranges far and wide through Roman and Greek history, comparing practices and laws. But the book is in, to quote Rudd’s words, ‘a pitiful state’, barely four pages of fragments. The longest fragment is where a speaker is made to explain at length why poets and playwrights should not be allowed to pillory statesmen and generals (IV, 11 to 12).

This, in my opinion, is the problem with all theories which start out by defining Virtue and Morality and The Good and so on – they always lead to strict definitions, which themselves inevitably lead to very strict rules about encouraging said Virtue and Suppressing Vice or anything which demeans or criticises Virtue or encourages Vice.

And so, by a few easy steps, these arguments all-too-often arrive, with the ‘noblest’ of intentions, at state censorship: the censorship of Cromwell’s England, revolutionary France, Stalin’s Russia, Hitler’s Germany, Taliban Afghanistan and any number of authoritarian regimes in between. Anyone who sets out to define or justify Absolute Values ends up defending absolutist states. (Discuss)

Book five

This was evidently meant to address the character of the Ideal Statesman but is even more fragmentary than book four, with only sections 3, 5, 6 and 7 surviving (each book originally had up to 100 sections) and a handful of scraps barely making up 3 pages of a modern book.

What we have is a lament that in the olden days Rome was ruled by Great Men, Excellent Men, Men of Virtue who knew how to rule wisely, but the present age is ruled by the selfish and greedy who have let the excellent institutions they inherited decay and collapse.

What we have is a lament that in the olden days Rome was ruled by Great Men, Excellent Men, Men of Virtue who knew how to rule wisely, but the present age is ruled by the selfish and greedy who have let the excellent institutions they inherited decay and collapse. Where are the great men of yesteryear? This developed into a stereotyped genre or topic during the Middle Ages which was given its own name, the ubi sunt (‘where are they?’) topos.

Long before living memory our ancestral way of life produced outstanding men, and those excellent men preserved the old way of life and the institutions of our forefathers. (V, 1)

But:

What remains of those ancient customs on which he said the state of Rome stood firm? We see them so ruined by neglect that not only do they go unobserved, they are no longer known. (V, 2)

Oh woe. But then every generation feels it is living in a uniquely degraded era when the great institutions it inherited from the past are collapsing and where are the Great Leaders of yesteryear and the end times are upon us. But they never are. We muddle through and 20 years later people look back to that time as a golden age.

I spent most of the 1990s ashamed of living under the government of the bumbling poltroon John Major – and yet now I regularly read articles which look back to the 90s as a golden age. Plus ca change…

Book six

In even worse state than book 5, with barely a page and a half of disconnected fragments. What does survive intact is the passage which was intended to conclude the entire book. In current editions this is numbered sections 9 to 29. It is the concluding passage in which the main speaker, Scipio, tells his companions about a dream he had. In this dream he is whirled up into heaven and sees a) the structure of the solar system and the universe and b) the smallness of the earth and the littleness of human existence. This passage has survived because the 4th century AD Roman grammarian and philosopher Macrobius wrote an extensive commentary about it. This commentary became very popular during the Middle Ages, helping to define the medieval view of the cosmos and surviving in multiple copies. So, in this roundabout manner, these 20 sections of Cicero’s book survive.

In the Dream Scipio describes how his adoptive grandfather comes to him and predicts the future, namely that he will be elected consul, destroy Carthage and be given a triumph in Rome, before being sent to end the war in Spain and serving as consul a second time.

But this is just the beginning. He is introduced to the spirit of his father, Paulus, who explains how souls are derived from the stars (they are now standing in the middle of the sky among the stars) before being consigned to a body down there on earth. How can you escape from the body and join the other spirits? Here is the point of the vision and the climax of the book’s entire consideration of political theory: you get to heaven by doing your patriotic duty.

Respect justice and do your duty. That is important in the case of parents and relatives, and paramount in the case of one’s country. That is the way of life which leads to heaven and to the company, here, of those who have already completed their lives. (VI, 16)

Cicero shows his difference from the Greek philosophers he copied in his very Roman emphasis on the practical. After all the fine talk about constitutions and justice and the character of the statesman, what matters is doing your patriotic duty.

There is a kind of path for noble patriots leading to the gate of heaven… (VI, 26)

The true part of a man is his mind, not his body. The mind is immortal, godlike. The best way to employ this godlike mind is in activity for the safety of one’s country. Minds which have devoted themselves to this cause will fly more quickly to heaven (VI, 29). If Cicero was standing to attention saluting the flag with tears running down his face while the national anthem played, the intended conclusion of his book could hardly be more sentimentally patriotic.

Which makes sense because this is precisely how the entire book opens. The very first sentence reads: ‘Had it not been for his sense of patriotic duty […] would not have delivered our country…’ (I, 1) and goes on to assert:

I simply state this as a basic fact: nature has given to mankind such a compulsion to do good, and such a desire to defend the well-being of the community, that this force prevails over all the temptations of pleasure and ease. (I, 1)

So it might rope in a number of other subjects along the way, but De republica is fundamentally a work of Roman patriotism.

Thoughts

I found The Republic hard to read for two reasons. It really is very fragmented – the text is continually breaking off mid-sentence with parentheses telling you that 2 or 4 or 80 (!) pages are missing, so that you resume reading a lot further along in the original text, when the characters are discussing a completely different subject. It’s like listening to an old-style LP of a classical symphony that is so scratched that you barely get 20 seconds of melody before it skips 20 seconds or several minutes. Very disconnected. Snippets.

But there’s a deeper problem with the book which is its lack of sophistication, which makes it, ultimately, boring. The best preserved passage in Book One tells us there are three forms of government and each has a debased version, which makes for a neat, schematic table but is, ultimately, useless for our current needs, in Britain, in 2022.

When Scipio argues that monarchy is the best of the three types because there’s only one king of the gods, only one person can be in charge of a household, and only one element, Reason, which controls the mind…well, these are quaint ways of thinking – using child-like analogies rather than data, as I explained above – which have a sort of historical interest, but they’re not ideas anyone alive today would waste their time espousing.

And most of the contents are like that. Of antiquarian interest but nothing much to make you sit up and think. The actual history of the late republic, when Cicero was writing, is much more thought-provoking than this essay.

I appreciate that Cicero was writing a kind of abstract, a pedagogical text designed to raise the standard of political discourse in his own time – but in actual fact, nothing he wrote affected the fate of the Roman Republic in the slightest, and it is highly symbolic that the head that conceived these highfalutin ideas and the hands that wrote them were chopped off by Mark Antony’s bounty hunters. That was the utterly unscrupulous, deeply, immoral and justice-free reality of Roman politics.

A list of analogies

Once I’d realised that Cicero’s thought is guided more by analogies than data or statistics (of which he has almost no concept, apart from election results and the size of armies), it amused me to collect analogies from the last few books, although too late to compile a definitive list.

The mind rules over the body like a king over his subjects or a father over his children. The mind rules over its desires like a master over his slaves. (III, 37)

The sun is the mind and regulator of the universe. (VI, 17)

As the god who moves the universe is immortal, so the soul which moves the body is immortal (VI, 26)

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP, so that I abandoned reading both their translations. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the extensive notes, scholarly and interesting. There is a useful list of names and also an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero, translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd, was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

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The Life of Mark Antony by Plutarch

This is one of the longest lives at 87 chapters, longer than Sertorius (27), Crassus (33), Cicero (49), Brutus (53), Caesar (69), Cato the Younger (73) or Pompey (80). Dates and other information in square brackets are not in Plutarch but content I’ve added in to make the account more accurate.

Plutarch’s life of Marcus Antonius

(1) Marcus Antonius [83 to 30] came from an undistinguished family. His grandfather was murdered during the purges of Marius in 87 BC. Plutarch tells an anecdote about how, when a friend came asking for money, all his father could give him was a bowl, and that when his wife discovered it was missing she threatened to torture all the slaves to find it until his father confessed to having given it away. (Torture all the slaves? So the references to torturing slaves to  establish something, as jokily referred to in the plays of Plautus and Terence, is based on common practice.)

(2) His mother was Julia, a third cousin of Julius Caesar. When his father died, his mother remarried Publius Cornelius Lentulus Sura, an eminent man of noble family who was always in debt due to his extravagance and so had got lured into the Catiline conspiracy. He was one of the conspirators caught in the capital about whom the famous debate in the senate was held (where Julius Caesar and Cato the Younger put opposing views, namely clemency versus execution, as described in detail in Sallust’s Catilinarian Conspiracy). As a result of Cato’s violent argument, Lentulus was summarily executed on the orders of Cicero, consul at the time. According to Plutarch, this explains Antony’s violent hatred of Cicero who he would, 20 years later, directly cause to be executed. Thus does the whirligig of time being in his revenges.

A promising youth, Antony fell under the influence of Gaius Scribonius Curio, who debauched him with wine and women till he was massively in debt and Curio’s father banned him from the house. Then he fell in with Publius Clodius Pulcher, the street demagogue and rabble rouser. He acquired so many enemies that he thought it wise to leave Italy for Greece, where he studied military tactics and oratory. Interestingly, Plutarch tells us that Antonius adopted:

the Asiatic style of oratory, which was at the height of its popularity in those days and bore a strong resemblance to his own life, which was swashbuckling and boastful, full of empty exultation and distorted ambition.

So by chapter 2 we know where Plutarch’s sympathies lie. With Brutus the liberator and Cato the principled, against Caesar the tyrant and Antony his swaggering lieutenant. OK. Good.

(3) Antony accompanies Grabinius to Syria as captain of his horse and distinguishes himself in a siege against Aristobulus at Jerusalem in 57 BC. He plays a leading role in the campaign to restore King Ptolemy XII Auletes to the throne of Egypt after he’d been dethroned by his people. For example, capturing the city of Pelusium. (Cato 35, Pompey 49) Something which, presumably, endeared him to Ptolemy’s daughter, Cleopatra, when he was to meet her 15 years later.

(4) “He had also a noble dignity of form; and a shapely beard, a broad forehead, and an aquiline nose were thought to show the virile qualities peculiar to the portraits and statues of Hercules.” He liked to play on his putative descent from Hercules. He dressed casually, was boastful and banterish, all this produced goodwill and reputation among the soldiers, helped by ‘his liberality, and his bestowal of favours upon friends and soldiers’.

(5) When the crisis between Caesar and Pompey came to a head, Curio, with money provided by Caesar, got Antony elected tribune of the plebs in 50 BC [following straight on from Curio’s own term]. During the crisis Antony played a key role at crucial moments. In January 49 he read out Caesar’s letter to the senate with his proposals for a compromise. It was he who suggested the further compromise that both Caesar and Pompey lay down their arms simultaneously, but this proposal was rejected by the consuls and Lucius Cornelius Lentulus (not the same Lentulus as the one involved in the conspiracy) expelled Antony from the Senate building by force and threats.

Which is why Antony changed into the clothes of a slave and headed to Caesar’s camp by the river Rubicon, there to brief him that all compromise was impossible. (Pompey 58, Caesar 30) It was the hounding of Antony in his capacity as tribune which made it possible for Caesar to dress up his motivation for invading Italy as being in part to restore the rights of the tribunes i.e. to dress up personal ambition in lofty rhetoric about rights and customs. [See the opening chapters of Caesar’s Civil War.]

(6) It was this which allowed Cicero to write, in his Philippics against Antony, that he was the prime cause of the civil war, which is, of course, silly, and Plutarch goes on to say so, and to explain that Caesar was not a man to do anything on a whim. No:

that which led [Caesar] to war against all mankind, as it had led Alexander before him, and Cyrus of old, was an insatiable love of power and a mad desire to be first and greatest.

Not a fan, then.

After Caesar crossed into Italy and drove Pompey across the Adriatic to Macedonia, he lacked the ships to follow and so turned around and headed to Spain to quell the Pompeian legions there, leaving Rome to Lepidus, who was praetor, and Italy and the troops to Antony, in his capacity as tribune of the people.

Antony curried favour with the troops by living with them and sharing their exercises and making generous gifts of money, but he was impatient with administering justice and gained a reputation for sleeping with other men’s wives. In other words, he did a lot of damage to Caesar’s cause.

(7) Nonetheless Caesar was right to put his faith in him as a general. Early in 48, having crushed Spain, Caesar has marched his army all the way back into Italy and rustled up the ships to transport them across the Adriatic. He was besieging Pompey’s army at Dyrrhachium in the Balkans with limited forces and sent word for Antony to send reinforcements. And Antony did a very good job by embarking 20,000 men and escaping the blockade of Brundisium being carried out by Lucius Scribonius Libo. He sailed them down the Macedonian coast in a storm but managed to find a safe port and so brought his forces safely to Caesar – the forces with which Caesar was to win the decisive Battle of Pharsalus later that summer.

(8) Antony distinguished himself at two engagements, where he stood and rallied fleeing troops, and Caesar gave him the decisive command of the left wing at the Battle of Pharsalus. [This is skipped over here because Plutarch describes it at length in his life of Pompey, chapters 68 to 73]. After Caesar won and had himself appointed dictator, he set off in pursuit of Pompey to Egypt, but made Antony his Master of Horse and sent him back to Rome. This post was second only to dictator and when the dictator was absent, as Caesar was, Antony was effectively in complete control.

(9) But while Caesar is away Antony shocked Rome with his loose living, his drunkenness, his heavy expenditures, his debauches with women, his spending the days in sleep or wandering about with an aching head, or attending the nuptial feasts of mimes and jesters. He has a falling out with Publius Cornelius Dolabella, who he thought had had an affair with his wife, so he drove the latter from his house. When Dolabella proposed a law for the abolition of debts and sought to enact it by force and seized the Roman Forum, Antony responded by unleashing his soldiers upon the assembled masses, killing hundreds. – The civil war had taught them nothing. Political street violence wouldn’t go away (at least not until the arrival of the ultimate strong man).

(10) When Caesar returned to Rome he disapproved of Antony’s actions, pardoned Dolabella and chose Lepidus rather than Antony to be his co-consul the next year. (Antony, in fact, was stripped of all official positions and received no appointments for the year 46 or 45 BC.)

Anthony took to wife Fulvia, the widow of both the demagogue Clodius and the hellraiser Curio, who was a tough woman and determined to reform him. Plutarch waspishly claims that Cleopatra owed her a debt because Fulvia house-trained Antony and made him ready to be ruled by a woman. [Before you get too impressed, remember this is the woman who delighted in seeing the severed head and hands of Cicero, executed in December 43 and sparked a full blown war with Octavian in 41.]

An anecdote: Antony goes to meet Caesar on  his return from Spain, but then news breaks that Caesar is dead. So Antony made his way back to Rome disguised as a slave (an echo or repeat of his flight from Rome at the start of 49) and in disguise gained admittance to his own house claiming to be a slave with a message. He hands it to Fulvia who tearfully begs for news about her beloved Antony, at which point he drops his disguise and embraces her.

(11) When Caesar returned from victory in Rome, from all the men who went to meet him it was Antony he honoured and had accompany him in his ‘car’ back to the capital. Plutarch continues the idea of rivalry with Dolabella, claiming Caesar wanted to hand over power to him but Antony vehemently opposed it. Plutarch repeats the story about Caesar being warned about Antony and Dolabella and replying that it wasn’t these fat men who worried him, it was the pale and thin ones, indicating Brutus and Cassius. [Told less convincingly than in the lives of Caesar (62) or Brutus (8).]

(12) A repeat of the story of how Antony was taking part in the annual festival of the Lupercalia and ran with a diadem to the rostra where Caesar was sitting, had his fellow athletes lift him up and place the diadem on Caesar’s head. Some applauded but when Caesar pushed it away the whole crowd applauded. This happened several times before Caesar stood in displeasure, pulled the toga from his throat and said anyone who wanted could strike him there and then. It’s an odd story, isn’t it, with a folk legend aptness but also a deep implausibility. And the related anecdote that unknown hands hung wreaths  on the heads of Caesar’s statues, which were then torn down by the tribunes. All this is told better in Caesar 61.

(13) The conspirators discuss inviting Antony to join. Trebonius shared a tent with Antony as they both accompanied Caesar back to Rome, hinted at the idea and Antony firmly refused. At which they switched round to considering killing Antony along with Caesar – a neat illustration of the way that, once you’ve crossed the line into deciding you need to kill people to get rid of the ‘tyrant’ and the ‘dictator’, it quickly becomes a list. In fact, Brutus is held up as the man of principle who insists that nobody else is harmed. Fearing Antony’s popularity and position, they nonetheless arrange for some of their number to engage Antony outside the senate hall so he is not present when the deed is done.

(14) In this account the actual assassination of Caesar takes up one short sentence. Fair enough; it is described in great and dramatic detail in the life of Caesar [chapters 63 to 69]. Anthony flees into hiding but when he realises the conspirators are harming no-one else but are holed up on the Capitol, he comes out of hiding, gives his son to them as a hostage guaranteeing safe passage, and then entertains the assassins to dinner. In the senate he proposes an act of amnesty and a distribution of provinces among Brutus and Cassius and their partisans.

In the immediate aftermath Antony was widely thought to have acted with immense wisdom to calm the risk of civil war.  But everything changed when he made the official funeral address over Caesar’s body.

At the close of his speech shook on high the garments of the dead, all bloody and tattered by the swords as they were, called those who had wrought such work villains and murderers, and inspired his hearers with such rage that they heaped together benches and tables and burned Caesar’s body in the forum, and then, snatching the blazing faggots from the pyre, ran to the houses of the assassins and assaulted them.

This one act split the city, terrified the assassins into fleeing and, in effect, restarted the civil war.

(15) The assassins fled Rome. Caesar’s wife gave Antony his fortune to dispense with and all his papers. Antony implemented Caesar’s wishes but went further, appointing magistrates who suited him, acting increasingly autocratically.

(16) Octavian It was at this point that 18-year-old Octavian arrived in Rome, a son of Caesar’s niece. When Octavian asked for the money Caesar had left him, in order to distribute the payment of 75 drachmas which Caesar had enjoined, Antony ridiculed the boy for being a mere stripling, and also blocked his attempt to become a tribune. But Octavian allied with Cicero and others of the anti-Caesar party and Antony began to fear him, so held a summit conference, gave into his demands, and was reconciled. Briefly. For then Antony learned Octavian was touring the country drumming up old soldiers and recruiting an army.

(17) Cicero was the most powerful man in Rome and got the senate to declare Antony a public enemy while he was out of the city conducting a siege. Plutarch says this drove Antony and his army out of Italy and over the Alps and they suffered hardships and starvation, but this brought out the best in him, as adversity always did, and the soldiers admired him for sharing their privations.

(18) When Antony’s army came close to camp near to Lepidus‘s the latter, who owed Antony many favours, surprised him by being reluctant to acknowledge him. He came to Lepidus’s campy dishevelled and unshaven and won the sympathy of the troops. Many of Lepidus’s soldiers implored him to usurp their commander and take over but Antony insisted Lepidus be treated with respect and when their armies united he did so. This inspired Munatius Plancus also to join him so that he crossed the Alps into Italy with 17 legions of infantry and 10,000 horse.

(19) Octavian had realised he couldn’t treat with Cicero because the latter was a man of principle, so realised he had to come to an accommodation with Antony. So Octavian, Antony and Lepidus met on an island where ‘they divided up the whole empire among themselves as though it were an ancestral inheritance’. The Second Triumvirate. They all wanted to get rid of political enemies but agreeing a list presented great difficulties. Octavian gave up Cicero to Antony, Antony gave up Lucius Caesar (Antony’s uncle) to Octavian, Lepidus gave up Paulus his brother. ‘Nothing, in my opinion, could be more savage or cruel than this exchange.’

(20) Plutarch has it that the soldiers demanded additional tokens of their alliance so Octavian married Clodia, a daughter of Antony’s wife Fulvia. As a result of these agreements, 300 men were proscribed and put to death, including Cicero. [Wikipedia has 2,000 Roman knights and one third of the senate.] Antony ordered his head and right hand be cut off, the one he had used to write his savage criticisms of Antony with, and nailed to the rostra in the forum [Cicero 48]. In the Gallic Wars Caesar remarked on the Gauls’ ‘barbaric’ practice of sticking the heads of defeated enemies on poles around their camps. How is this different? What could be more savage and barbarian?

(21) Antony emerges as the most powerful of the triumvirate but makes himself very unpopular for his dissolute living. And because he had bought up the house of Pompey [only recently and tragically dead] and the people were upset to see it closed against commanders, magistrates and ambassadors and filled instead with mimes, jugglers and drunken flatterers.

The triumvirate not only sold the properties of those they slew, but brought false charges against their wives and heirs in order to confiscate their belongings. They instituted new taxes, and plundered the  treasure deposited with the Vestal Virgins.

Then Octavian and Antony led their armies into Macedonia against Brutus and Cassius, leaving Rome in charge of Lepidus.

(22) This short chapter deals with the campaign of Octavian and Antony in Greece against Brutus and Cassius, describing but not mentioning by name the crucial two battles at Philippi in October 42, mainly to bring out how it was Antony who was victorious while Octavian was sick in his tent and his forces lost their part of the battle. [Brutus and Cassius’s campaigns in Greece, the long buildup to the battle, the battle and its aftermath are described in great detail in Plutarch’s life of Brutus, taking up the final third of the text, chapters 38 to 53, which is why he skimps it here.] In Plutarch’s account Cassius commits suicide after the first battle, Brutus after the second.

In the negotiations of the triumvirate it was Antony who insisted that Cicero was killed. In revenge Brutus ordered Hortensius to execute Antony’s own brother, Caius. In revenge, Antony had Hortensius executed on his family tomb. Thus the logic of civil wars.

(23) After the battle Octavian, still sick, returns to Rome, while Antony remains in Greece, raising money and enjoying himself, gaining a reputation as a philhellene, listening to learned debates, attending games, giving money to Athens.

(24) In 41 Antony left Lucius Censorinus in charge of Greece and he and his army crossed into Asia meaning the Eastern, Greek-speaking part of what is now Turkey. Here he was greeted as conqueror, lavished with gifts and women and lapsed into his former lifestyle of debauchery. His tax gatherers milked the territory till a brave local politician complained that they had already given Antony 200,000 talents, now he was demanding more. Which gave him pause.

For Antony was simple and slow, quick to forgive, lavish of gifts, but easily flattered and deceived by his subordinates.

(25) Enter Cleopatra who:

roused and drove to frenzy many of the passions that were still hidden and quiescent in him, and dissipated and destroyed whatever good and saving qualities still offered resistance.

Antony sends to her to attend him in Cilicia to explain her support for Cassius. Antony’s messenger, Dellius, on meeting her immediately realises his boss will be enslaved by such a lustrous woman, now at the peak of her beauty [born in 69 BC, in 41 she was 28].

(26) Cleopatra first meets Antony by sailing down the river Cydnus to his camp. This inspires the single most gorgeous description in Plutarch who says she sailed up:

the river Cydnus in a barge with gilded poop, its sails spread purple, its rowers urging it on with silver oars to the sound of the flute blended with pipes and lutes. She herself reclined beneath a canopy spangled with gold, adorned like Venus in a painting, while boys like Loves in paintings stood on either side and fanned her. Likewise also the fairest of her serving-maidens, attired like Nereïds and Graces, were stationed, some at the rudder-sweeps, and others at the reefing-ropes. Wondrous odours from countless incense-offerings diffused themselves along the river-banks.

Antony asked her to come meet him but Cleopatra refused and told him to come meet her. And he obeyed.

(27) A chapter on the character of Cleopatra, tactfully observing that she was no necessarily the most beautiful of women, but she had an ineffable charm and wove a magic every time she spoke.

(28) Instead of preparing for war against the Parthians, Antony sank into oriental sloth, went to Alexandria with Cleopatra and spent his time in feasting and drinking. Plutarch includes a very rare snippet of autobiography which hints at the personal sources of information for his biographies.

Philotas, the physician of Amphissa, used to tell my grandfather, Lamprias, that he was in Alexandria at the time, studying his profession, and that having got well acquainted with one of the royal cooks, he was easily persuaded by him (young man that he was) to take a view of the extravagant preparations for a royal supper. Accordingly, he was introduced into the kitchen, and when he saw all the other provisions in great abundance, and eight wild boars a-roasting, he expressed his amazement at what must be the number of guests. But the cook burst out laughing and said: “The guests are not many, only about twelve; but everything that is set before them must be at perfection, and this an instant of time reduces. For it might happen that Antony would ask for supper immediately, and after a little while, perhaps, would postpone it and call for a cup of wine, or engage in conversation with some one. Wherefore,” he said, “not one, but many suppers are arranged; for the precise time is hard to hit.” This tale, then, Philotas used to tell; and he said also that as time went on he became one of the medical attendants of Antony’s oldest son, whom he had of Fulvia, and that he usually supped with him at his house in company with the rest of his comrades, when the young man did not sup with his father. Accordingly, on one occasion, as a physician was making too bold and giving much annoyance to them as they supped, Philotas stopped his mouth with some such sophism as the: “To the patient who is somewhat feverish cold water must be given; but everyone who has a fever is somewhat feverish; therefore to everyone who has a fever cold water should be given.” The fellow was confounded and put to silence, whereat Antony’s son was delighted and said with a laugh: “All this I bestow upon thee, Philotas,” pointing to a table covered with a great many large beakers. Philotas acknowledged his good intentions, but was far from supposing that a boy so young had the power to give away so much. After a little while, however, one of the slaves brought the beakers to him in a sack, and bade him put his seal upon it. And when Philotas protested and was afraid to take them, “You miserable man,” said the fellow, “why hesitate? Don’t you know that the giver is the son of Antony, and that he has the right to bestow so many golden vessels? However, take my advice and exchange them all with us for money; since perchance the boy’s father might miss some of the vessels, which are of ancient workmanship and highly valued for their art.” Such details, then, my grandfather used to tell me, Philotas would recount at every opportunity.

(29) Astonishingly, Antony liked to dress up as a slave and go round the streets of Alexandria, looking through people’s doors and mocking them. And Cleopatra accompanied him in these merry jaunts! She played at dice with him, drank with him, hunted with him, and watched him as he exercised himself in arms. The Alexandrians said that he used the tragic mask with the Romans, but the comic mask with them.

He was fishing once, and had bad luck, and was vexed at it because Cleopatra was there to see. He therefore ordered his fishermen to dive down and secretly fasten to his hook some fish that had been previously caught, and pulled up two or three of them. But the Egyptian saw through the trick, and pretending to admire her lover’s skill, told her friends about it, and invited them to be spectators of it the following day. So great numbers of them got into the fishing boats, and when Antony had let down his line, she ordered one of her own attendants to get the start of him by swimming onto his hook and fastening on it a salted Pontic herring. Antony thought he had caught something, and pulled it up, whereupon there was great laughter, as was natural, and Cleopatra said: “Imperator, hand over thy fishing-rod to the fishermen of Pharos and Canopus; thy sport is the hunting of cities, realms, and continents.”

(30) Eventually the real world intruded on these larks. His wife and brother had become enemies of Octavian and been forced to flee Italy. Meanwhile, Labienus, Caesar’s best lieutenant in Gaul, who had gone over to Pompey and then escaped East after Pharsalus, was leading a Parthian army into Asia. Antony set off to engage Labienus but received messages from Fulvia.

[Fulvia had become involved in a full-blown conflict with Octavian which is known as Fulvia’s civil war or the Perusine war, because it ended up with Octavian besieging the forces of Fulvia and Antony’s younger brother, Lucius Antonius, in the Italian town of Perusia, modern Perugia.]

Plutarch has Antony changing direction to meet her but she died en route to meet him. [Wikipedia, by contrast, says Octavian took Perusia but spared both Lucius Antonius and Fulvia, sending the latter into exile at Sicyone near Corinth where she promptly died of disease.] Either way, when Antony arrived in Rome, he was able to restore friendship with Octavian by blaming any dissension on his headstrong wife.

The triumvirs divided up the empire, making the Ionian sea a boundary, assigning the East to Antony and the West to Caesar and giving Africa to Lepidus. They then arranged either to be consuls themselves or arranged for their friends and allies to have senior offices. So the Republic was in effect dead.

(31) In order to cement their alliance, Antony married Octavian’s half sister, Octavia, who was recently widowed. The senate passed a law allowing her to marry in less than the legal requirement of 10 months mourning. It’s one among many examples of the way the laws and the senate operated on a micro level to adjust things for fellow members of the small Roman elite.

(32) Pompey’s son Sextus Pompeius inherited command of his big fleet. Antony and Octavian meet him at Misenum, where they make peace [August 39]. As he is entertaining them on his flagship, a senior officer of Sextus’s whispers in his ear that they could cut their ropes, set sail, execute them, and Sextus would become ruler of the Roman world. But Sextus chooses integrity and rejects the idea.

(33) Antony sends Antony sent Publius Ventidius Bassus on ahead into Asia to oppose the Parthians while he has himself made Pontifex Maximus, as Julius had been. The partnership between Octavian and Antony functioned but Antony consistently came off worse in all their deals, even when things were decided (improbably enough) by throwing dice or cockfights (!). A soothsayer tells Antony to avoid Octavian.

Antony leaves Rome for Greece taking Octavia who has borne him a daughter. In Athens he learns that Ventidius had conquered the Parthians in battle [of the Cilician Gates] and slain Labienus [39 BC]. Antony takes part in traditional Athenian games.

(34) A more detailed description of Publius Ventidius’s successes against the Parthians which go some way to redeeming the disastrous defeat of Crassus in 53 BC. in 40 BC the Parthians invaded Syria led by Pacorus, the son of King Orodes. Ventidius met Pacorus’ huge army [in the Battle of Cyrrhestica] where he inflicted an overwhelming defeat in which Pacorus was killed [38 BC].

Ventidius doesn’t pursue them into their own land as he is worried about Antony’s jealousy, and when Antony arrived with an army, he takes over Ventidius’s siege of Antiochus of Commagené in the city of Samosata, which in fact goes very badly, leaving Antony chagrined. He sends Ventidius back to Rome for a triumph.

Plutarch makes a general point that other generals flourished under Antony or that he was more successful in campaigns conducted by those under him, namely: Ventidius against the Parthians, Sossius in Syria, and Canidius who conquered , who was left by the Armenians.

(35) Tensions had been building between Octavian and Antony who sailed for Italy with 200 ships but sent his wife on ahead of him, and when Octavia met Octavian she pleaded with him not to make her a widow, and so the two imperators were reconciled again, for the time being…

So they ate and conferred in peace, then Octavian gave Antony two legions to pursue his wars in the East while Octavian set off to quell remaining Pompeians in Sicily. Antony left Octavia and his children with Octavian.

(36) But in Asia Antony fell back into his old infatuation with Cleopatra. In October 41 he called her to attend him in Cilicia and made her a gift of ‘Phoenicia, Coele Syria, Cyprus and a large part of Cilicia…and.. the balsam-producing part of Judaea and all that part of Arabia Nabataea which slopes toward the outer sea’. Antony set up or removed monarchs, punished nations and ruled like an eastern potentate. He acknowledged his children by Cleopatra, and granted her numerous honours. In 40 she bore him two children. All this scandalised conservative Roman opinion.

37 to 52: the Parthian War

(37) In 38 BC Phraates put his father Hyrodes, king of Parthia, to death, and many nobles fled Parthia. Antony assembles a vast army, including the forces of many vassal kings, against Phraates but Plutarch tells us he mismanaged everything in his haste to win quick victories so he could get back to Cleopatra.

(38) For example, in his haste he left behind a number of state of the art siege engines in Armenia in charge of Statianus and 10,000 men. But this meant that when he laid siege to Phraata, a large city, in which were the wives and children of the king of Media a) the siege dragged on needlessly, but b) Phraates attacked the waggon camp back in Armenia, massacred the soldiers, killed Statianus and destroyed the engines. A calamity.

(39) The Parthians then march up to the besieged city, Antony lifts the siege and marches off, pretending to flee, but then turns and engages the Parthians in perfect battle order. They see them off, attacked first by the cavalry then the infantry and follow the Parthian army for many miles, but are disheartened to see how few of them they’ve killed. Then the Medes in their own camp turn traitor and attack them.

(40) It is a long punitive campaign. Some Parthian soldiers ride alongside Romans and tell them they and their king Phraates respect them, but despise Antony for relying on fear and famine rather than fighting. Eventually Antony decides to break camp and retreat. He is too downhearted to address his men but gets Domitius Ahenobarbus to do it.

(41) A  man of the Mardian race offers to guide the Roman army back, emphasising that they should avoid the open plain and cleave to hilly country. Antony is not sure whether to trust him, till the Mardian offers to be put in chains as he guides them, so they agree. On the third day the Mardian notices a dyke has been cut to pour water across then Roman path and predicts an ambush, giving Antony enough time to prepare his legions and fight it off.

(42) Having cracked the strategy for fighting them off, Antony puts his army in the shape of a hollow square with slingers and cavalry on the outside and succeeds in fighting off the notorious Parthian cavalry for four days. But Antony makes the bad decision of letting Flavius Gallus lead an attack against the Parthians and, when he gets cut off, sending only small detachments to reinforce him which all get massacred. Eventually the entire Roman army wheels round to attack the Parthians, but it was a defeat.

(43) 3,000 dead and 5,000 wounded. Plutarch is typically sentimental, saying Antony went to visit the sick and they all with tears in their eyes assured him they were fine and would be happy so long as great Antony makes it to safety i.e. testament to his popularity.

(44) The Parthians camp near the Roman camp. Antony makes a speech berating those who have fled but asking for any punishment for transgressions to come down on his head so long as his army can be victorious.

(45) The Parthians continue to harry the retreating Romans. The Romans begin to starve and experiment with unknown vegetables. One of these is a herb which drives the eater mad, producing a mad obsession to turn over and move stones, and then death.

(46) Once again some individual Parthians fraternise with Roman soldiers and say their army, too, is exhausted and hungry. But a local named Mithridates came offering advice and showed one of Antony’s lieutenants hills in the distance and told him the entire Parthian host is waiting there to ambush them.

(47) Thus warned that the road through the deserts would leave them exposed, Antony holds a council of advisers and opts to take the path through the mountains, short of water though this would leave them. The Parthians attack their rear while the troops in the van fall on a river and start drinking but the water is salt and poisonous, causing stomach cramps.

(48) The Romans march on, assured by their guide that once they cross the next river the Parthians won’t pursues them. A garbled passage seems to imply that some of the Romans attacked and looted their own baggage train. There is such confusion that Antony calls one of the freedmen in his body-guard, Rhamnus, and tells him that, when he gives the order, he is to run Antony through then cut off his head. Weeping and lamentation from his entourage. But their guide swears the river is close and word comes that the disorder in the rearguard is caused by their own forces, and everyone cheers up.

(49) The Parthians continue to harass their rearguard, raining down arrows till they arrive at The River and cross it at which point the Parthians (supposedly) unstrung their bows and praised their bravery. Would be lovely to hear the Parthian version of all this. Finally they cross the river Araxes into the kingdom of Armenia and drop to the ground and kiss it. Although they promptly fall ill of dropsies and dysenteries.

(50) Antony undertakes a review and discovers 20,000 of his infantry and 4,000 cavalry have perished. (These numbers are always suspiciously round.) More than half from disease, which sounds the right kind of amount from modern accounts of the impact of disease and famine. Plutarch says Antony blamed their defeat on Artavasdes the Armenian who had led back from Media 16,000 horsemen who would have made all the difference in encounters with the mounted Parthian cavalry.

(51) They marched on to the coast at Sidon through snowstorms and lost another 8,000 men. Here Antony was beside himself with impatience to see Cleopatra.

(52) The king of the Medes falls out with the king of the Parthians and sends word to Antony that he is ready to join him on another campaign against the Parthians. This is music to Antony’s ears because it was precisely the  lack of Medean cavalry which he blamed for his previous failure.

(53) In 35 Octavian gave permission to his sister, Antony’s wife, to sail east with a fleet carrying extensive supplies. Antony wrote her telling her to stop at Athens, at which point she realised he wanted her out of the way while he consorted with Cleopatra. And Cleopatra realised her rival wanted to engage in battle. So Cleopatra loses weight and takes to simpering when Antony is there and pining when he’s not, and is backed up by a host of sycophants who tell Antony Octavia only married him as a matter of public policy. And so Antony puts off the war to go to Alexandria to see Cleopatra.

(54) Octavia returns to Rome where she continues to live in her absent husband’s house, raising their children, behaving nobly and honourably, and by doing so helping to highlight Antony’s disreputable behaviour. By contrast Antony dresses up in oriental royal costumes, holds an elaborate ceremony at which he distributes thrones and honours to Cleopatra, and her children, for all the world like an eastern king of kings.

(55) Octavian made sure to keep all these accusations before the senate and people, drip feeding scandal. Antony replies with his own accusations:

  1. Octavian seized Sicily from Pompey but never gave him a share of it
  2. Antony lent Octavian ships which he never gave back
  3. after ejecting their fellow triumvir Lepidus from office and degrading him, Octavian was keeping for himself the army, the territory, and the revenues which had been assigned to Lepidus
  4. Octavian had distributed almost all Italy in allotments, to his own soldiers, and had left nothing for the soldiers of Antony

Octavian replied:

  1. he had deposed Lepidus from office because he was abusing it
  2. he would share whatever he’d won in war with Antony whenever Antony should share Armenia with him
  3. Antony’s soldiers had no claim upon Italy, since they had Media and Persia

Playground squabbles.

(56) Antony gathers a huge naval force of 800 ships of which 200 are Cleopatra’s though he sends her back to Egypt. Cleopatra bribes his advisers to plead her case, that she needs to be by his side. So Antony relents and invites her to Samos where they party to the sound of theatre performances, music, banquets and processions. ‘How will the conquerors celebrate their victories if their preparations for the war are marked by festivals so costly?’

(57) Then on to Athens where there are more festivals and parties and Antony makes a great speech to Cleopatra, ostensibly on behalf of the city. Antony sends word to have Octavia ejected from his house and she leaves with all his children, to the great scandal of the people.

(58) It is 32 BC and Octavian is alarmed at Antony’s preparations for war. He is unpopular because he is enforcing high taxes, a quarter of income for citizens, and eighth for freedmen. If Antony had struck now he might have won the people, but he delayed. Then senior Antony officials who had been hounded out by Cleopatra maliciously told Octavian about Antony’s will. Octavian seized this from the Vestal Virgins and read it out to the senate. The most offensive provision was that he wanted to be buried in Egypt.

A man called Calvisius then made the following charges against Antony:

  1. he had bestowed upon Cleopatra the libraries from Pergamum, in which there were two hundred thousand volumes
  2. at a banquet where there were many guests he had stood up and rubbed her feet, in compliance with some agreement  they had made
  3. he consented to have the Ephesians in his presence salute Cleopatra as mistress
  4. many times, while seated on his tribunal and dispensing justice to tetrarchs and kings, he would receive love-billets from her in tablets of onyx or crystal, and read them
  5. and once when Furnius was speaking, the ablest orator in Rome, Cleopatra was carried through the forum on a litter, and Antony, when he saw her, sprang up from his tribunal and forsook the trial and, hanging on to Cleopatra’s litter, escorted her on her way

(59) Cleopatra’s suspicion or jealousy of Antony’s entourage, many of whom she forces to flee.

(60) When Octavian was quite ready a law was passed to wage war on Cleopatra and remove from Antony the power he had handed over to her i.e. reclaim it for the Roman authorities. Octavian claimed Antony had been drugged and bewitched and was under the thumb of Cleopatra’s officials.

Plutarch gives us the usual litany of ill omens he claims occur before every war or battle:

  • Pisaurum, a city colonized by Antony situated near the Adriatic, was swallowed by chasms in the earth
  • from one of the marble statues of Antony near Alba sweat oozed for many days, and though it was wiped away it did not cease
  • in Patrae while Antony was staying there, the Heracleium was destroyed by lightning
  • at Athens the Dionysus in the Battle of the Giants​ was dislodged by the winds and carried down into the theatre
  • the same tempest fell upon the colossal figures of Eumenes and Attalus at Athens, on which the name of Antony had been inscribed and prostrated them
  • the admiral’s ship of Cleopatra was called Antonius; some swallows made their nest under its stern but other swallows attacked these, drove them out and destroyed their nestlings

(61) So war begins between Octavian and Antony. Antony had 500 fighting ships, 100,000 infantry soldiers and 12,000 horsemen and the tribute of all the kings in the east.

(62) But so in thrall is Antony to Cleopatra that he decides to fight the battle at sea, even though they are struggling to fully man their ships. These are high-sided with as many as ten ranks of oars and heavy and slow to manoeuvre. Whereas Octavian’s ships are fully manned and in perfect array. He invites Antony to come and dock at Brundisium and Tarentum and that he’ll withdraw a day’s march to allow Antony to land and arrange his forces perfectly for battle.

Antony replies by challenging Octavian to single combat; then to re-enacting the battle of Pharsalus. But while Antony was lying at anchor off Actium, where now Nicopolis stands, Caesar got the start of him by crossing the Ionian sea and occupying a place in Epirus called Toruné.

(63) Octavian’s fleet engaged Antony’s but Antony boldly had his rowers released and sent up top to look like soldiers and his ships drawn up in battle array so that Octavian was put off and withdrew. Antony sealed off watersources to prevent Octavian’s fleet watering. Domitius defected from Antony to Octavian but Antony generously sent his baggage, servants and friends after him.

Some allied kings defected. Canidius advises Antony to send Cleopatra away and abandon the naval strategy, drawing Octavian onto land where Antony has the bigger force and better track record.

But Cleopatra’s insistence that they fight a naval battle prevailed, even though she was already making preparations to flee. Octavian approves a plan to kidnap Antony as he walked on the shore and it nearly succeeded, they captured the man in front of him but Antony managed to get away.

(64) Antony burns all but 60 of the Egyptian ships and packs these with 20,000 heavy-armed soldiers and 2,000 archers. An old infantry centurion complains to Antony that naval battles are all very well for  Egyptians and Phoenicians but Romans fare best on land.

(65) Four days of rough winds and high seas but on the fifth, 2 September 31 BC the Battle of Actium took place. Antony exhorts his men and tells the captains to keep the ships in the narrow mouth of the gulf. At first Antony’s ships refused to budge and Octavian thought they were anchored, but then the more impetuous left their line to attack him. Excellent! His ships were smaller and lighter and more nimble and able to surround Anthony’s.

(66) There was little ramming because Antony’s ships were too slow and Octavian didn’t want to risk his. It was as if three or four of Octavian’s ships were laying siege to Antony’s monsters. The battle is in mid flow when Cleopatra’s 60 ships made sail and began to leave right through the battlefield. Abandoning all reason, betraying his soldiers and sailors and allies, as if bewitched, Antony leapt into a five-oared galley and made after her.

(67) He caught up with her and was taken aboard Cleopatra’s ship where he sat with his head in his hands after they’d docked at Taenarum. For three days he didn’t move until her women persuaded him to come ashore and be reconciled with her. The world lost for love.

Some of their friends arrive in heavy transport ships and tell them the fleet is destroyed but they still possess an awesome land force. So Antony wrote to Canidius ordering him to withdraw across Greece into Asia. And he hands over a big transport ship full of the rarest treasure to his friends, telling them to divide it up and make the best of their fortune.

(68) In fact his fleet held out for hours at Actium and was only overcome by a storm, while he abandoned nineteen legions of undefeated men-at‑arms and 12,000 horsemen. Madness. The greatest example in human history of a man who was pussywhipped, meaning: “Totally controlled, domineered, or emasculated by a woman.”

His men held out for seven days expecting Antony to return at any moment, but he didn’t and after their commander Canidius ran away in the night, they handed themselves over to Octavian. Octavian sails on to Greece where he redistributes the grain which Antony had stripped from them for his forces. And here again a second unusually direct bit of reminiscence by Plutarch:

My great-grandfather Nicarchus used to tell how all his fellow-citizens were compelled to carry on their shoulders a stipulated measure of wheat down to the sea at Anticyra, and how their pace was quickened by the whip; they had carried one load in this way, he said, the second was already measured out, and they were just about to set forth, when word was brought that Antony had been defeated, and this was the salvation of the city; for immediately the stewards and soldiers of Antony took to flight, and the citizens divided the grain among themselves.

(69) Antony reaches the coast of Libya, sends Cleopatra ahead to Alexandria, and takes to roaming around with just two companions. Plutarch says nothing about Antony’s state of mind but his actions betoken a ghost man, a man who has ruined his cause and his reputation and has nothing to live for. When the general commanding Antony’s forces in Libya defected to Octavian Antony tried to kill himself but is stopped by his friends.

Eventually he sails on to Alexandria where he discovers Cleopatra is engaged in a ridiculous scheme, namely to raise and drag her fleet along the course of the current Suez canal, from the Mediterranean into the Red Sea and thus go and colonise somewhere to escape conquest by Octavian. But the Arabs burned her boats and Antony convinced her he still had a land army so she desisted.

And now Antony forsook the city and the society of his friends, and built for himself a dwelling in the sea at Pharos, by throwing a mole out into the water. Here he lived an exile from men, and declared that he was contentedly imitating the life of Timon, since, indeed, his experiences had been like Timon’s; for he himself also had been wronged and treated with ingratitude by his friends, and therefore hated and distrusted all mankind.

(70) A digression on the life and notorious misanthropy of Timon of Athens, clearly a legendary figure by Antony’s time.

(71) Canidius arrives to tell him what finally happened at Actium and the news that all the kings and tetrarchs and whatnot of the Middle East are defecting to Octavian. All he has left is Egypt. At which Antony abandons his depression and goes back into Alexandria where he embarks on a new round of feasting and partying, holding coming of age feasts for his children. Antony and Cleopatra establish a new society which they call Partners in Death. Cleopatra starts collecting rare poisons and experimenting with them on prisoners. the painless ones are too slow but the quick ones are very painful. After lengthy experimentation she settles on the venom of the asp.

(72) They send a petition to Octavian, Cleopatra asking that she be allowed to keep her children, Antony that he may go and live as a private citizen in Athens.

(73) Octavian wrote to Cleopatra that he would treat her well if she would kill or expel Antony. Plutarch shares some typical gossip, telling us that the leader of Octavian’s embassy was one Thyrsus, ‘a man of no mean parts’ who had frequent converse with Cleopatra till it made Antony jealous and he had Thyrsus strung up and flogged then sent back to Octavian. After that Cleopatra went out of her way to suck back up to Antony, celebrating her own birthday very modestly but Antony’s birthday with great splendour. Octavian was called back to Rome by Agrippa.

(74) The war is suspended for winter, but next spring Octavian advanced on two fronts, coming down through Syria and advancing east across Libya. Octavian hears that Cleopatra has built an extravagant tomb into which she has collected all her treasure and sends reassuring messages to her, because he is scared she will kill herself, set light to it and thus deprive him of his loot.

When Octavian is at the outskirts of the city Antony sallies force and fought brilliantly, routing Octavian’s cavalry and driving him back to his camp. Plutarch tells a typically waspish anecdote.

Then, exalted by his victory, he went into the palace, kissed Cleopatra, all armed as he was, and presented to her the one of his soldiers who had fought most spiritedly. Cleopatra gave the man as a reward of valour a golden breastplate and a helmet. The man took them, of course — and in the night deserted to Caesar.

(75) Antony makes Octavian a second offer of single combat. Octavian of course refuses so Antony insists on leading his army into battle. At feast the night before the battle, he tells his friends he will be victorious or die trying, while they all cry.

That night, as usual with Plutarch there are omens. Just the one this time which is that over the city a great music and noise is heard as of a Dionysian festival, but it is heard to move from the city centre towards the gate facing Octavian’s camp and then disappear. It was, people said, the god he had devoted his life to, Dionysius, abandoning him.

(76) On 1 August 30 BC Antony watches his fleet set out to engage Octavian’s but, at the last minute, raise their oars in peace, surrender, and be accepted into Octavian’s fleet. Also his cavalry defects. He fights with his infantry but they are defeated. He withdraws into Alexandria ranting that he has been betrayed by Cleopatra. Scared, Cleopatra retired into her refuge, had the doors locked and barred and messengers sent to Antony telling her he was dead.

Antony goes into his chamber, laments that he has been found wanting in courage to a woman, and orders his man Eros to kill him. Instead Eros kills himself. You just can’t get the staff. So Antony tries to stab himself but makes a hash of it. When he recovers he orders the bystanders to finish him off but they all run away. Until the secretary Diomedes arrives with orders to take Antony to her tomb.

(77) A peculiar scene. Antony is carried to Cleopatra’s tomb but she refuses to unbar the doors to let him in, instead insisting that he is laid on a bier and that she and her serving women haul him up using a rope and pulley system, even though this is extremely difficult for her. When they’ve finally got him inside, Cleopatra rents her clothes and beats her breasts and there’s blood everywhere, but he tells her he’s had a good life and to look out for herself.

(78) Antony dies and his sword is taken by a servant who shows it to Octavian.

When Caesar heard these tidings, he retired within his tent and wept for a man who had been his relation by marriage, his colleague in office and command, and his partner in many undertakings and struggles.

Octavian calls in colleagues and reads out his correspondence with Antony, emphasising how reasonable he had been and how rude Antony’s replies. Then Octavian sends Proculeius to negotiate with Cleopatra, anxious that she will burn her treasure and wanting her to adorn his triumph through Rome.

(79) Proculeius wangles his way into the tomb. He goes back accompanied by Gallus and while Gallus is keeping Cleopatra in conversation by the door, Proculeius uses a ladder to get up to that window, the window they hauled Antony in through, and then down the stairs and to the door and takes Cleopatra by surprise. She tries to stab herself with a small knife but Proculeius is too fast, seizes it, shakes her down to ensure she has no other weapons, then sends her under guard to Octavian.

(80) Now Octavian finally arrives in Alexandria, proceeds to a tribunal erected in the gymnasium. The population prostrate themselves in terror but Octavian says he holds them blameless and won’t punish them. At this crucial moment Plutarch rather spoils the effect by saying Octavian does it at least in part to gratify his companion, Areius the philosopher.

(81) As for the children of Antony, Antyllus, his son by Fulvia, was betrayed by Theodorus his tutor and put to death. Theodorus stole the precious stone the boy wore about his neck but when this was discovered he  was crucified. Cleopatra’s children, together with their attendants, were kept under guard and had generous treatment.

Caesarion, who was said to be Cleopatra’s son by Julius Caesar, was sent by his mother, with much treasure, into India, by way of Ethiopia. There Rhodon, another tutor like Theodorus, persuaded him to go back, on the ground that Octavian invited him to take the kingdom. And Octavian had him executed, after his mother died. One way of regarding this is barbaric. But it should be out in the context of the mass proscriptions Octavian enforced in Rome. His rule was characterised by large scale executions.

(82) Octavian allowed Cleopatra to bury Antony with lavish rites. Then she began to starve herself. But Octavian threatened the lives of her children and thus forced her to eke out a miserable existence.

(83) An interview between Octavian and Cleopatra at which she tries to justify her course of action but Octavian refutes her interpretations at every step. When a servant reveals that she is hiding away her jewellery she crossly slaps him and insists to Octavian that she is storing up women’s ornaments in order to send to Octavia and Livia to beg them to intercede for her. And so Octavian went away confident that she wanted to live. But she fooled him.

(84) One of Octavian’s entourage tells Cleopatra that his army is setting off for Syria and will be taking her, so she obtains permission to pour libations at Antony’s tomb one last tie and Plutarch give her a long sentimental speech.

(85) Cleopatra has a bath and then dinner. A man from the country arrives carrying a basket. The suspicious guards tell him to open it and are amazed at the size of the figs it contains. He bids them have a taste if they like so they let him pass. After her meal Cleopatra sends Octavian a written message, then has herself locked in her chamber with her two serving women. When Caesar opens the tablet and reads the message asking for her body to be buried next to Antony’s he knows what has happened and sends messengers to go instantly to prevent her. But they find Cleopatra lying dead upon a golden couch, arrayed in royal state.

And of her two women, the one called Iras was dying at her feet, while Charmion, already tottering and heavy-handed, was trying to arrange the diadem which encircled the queen’s brow. Then somebody said in anger: “A fine deed, this, Charmion!” “It is indeed most fine,” she said, “and befitting the descendant of so many kings.” Not a word more did she speak, but fell there by the side of the couch.

(86) Plutarch reports the 4 or 5 different versions of how she was poisoned, whether she stirred up the asp to make it angry, dipped her hand in the basket or took the snake out and applied it to her arm or breast. In Octavian’s triumph an ‘image’ (does this mean a model or effigy) of Cleopatra was included with the snake hanging from her, though Plutarch doesn’t say where exactly on her body.

Octavian was cross but admired her lofty spirit and so let her be buried with full rites next to Antony. Statues of Antony throughout Alexandria were torn down but those of Cleopatra were allowed to remain standing after one of her friends, Archibius, gave Caesar two thousand talents. She was 39, Antony was 55, they had been an item for 15 years.

(87) As in many a Victorian novel, Plutarch ends his narrative by tying up all the loose threads and telling us what happened to all Antony’s children and their descendants. He had seven children by three wives and their marriages and second marriages and intermarriages make for a complicated diagram. One of the two daughters he had by Octavia:

Antonia, famous for her beauty and discretion, was married to Drusus, who was the son of Livia and the step-son of Octavian. From this marriage sprang Germanicus and Claudius, Germanicus dying young but Claudius coming to the throne in the chaos after Caligula was assassinated in 41 AD.

Before Germanicus died he fathered Julia Agrippina, who, at age 13, was married off to Gnaeus Domitius Ahenobarbus. They had a son, Lucius Domitius Ahenobarbus. 21 years later, with Ehenobarbus dead, Agrippina married the emperor Claudius. And Claudius, having adopted Agrippina’s son, gave him the name of Nero Germanicus. This was the Nero who came to the throne in 54 AD.

So Antony’s ‘blood’, if there is such a thing, ran on into the Julio-Claudian dynasty for several generations.

Learnings

Predestination

Plutarch is a fatalist. He believes everything is predestined to happen. Not very often, but at various key moments when central characters try to avert war or settle conflicts or lay high-minded plans, Plutarch is at hand to tell us that an implacable fate controls our ends.

It was destined that everything should come into Caesar’s hands. (55)

A maze of cross-references

The way that the lives refer to each other creates an evermore complex matrix of cross-references, which turn them into a complex meta-narrative, or a multi-stranded history.

Iraq, Iran and the West

At some point, reading about the inexorable opposition of the Parthian Empire to the Romans (i.e. ‘the West’) and learning that the Parthian Empire was roughly cognate with present-day Iraq and Iran – made me think of the never-ending conflict between those places and ‘the West’ in my day.

Modes of death of Plutarch’s eminent Romans

  • Marius (died a natural death aged 71)
  • Sulla (died a natural death aged 60)
  • Lucullus (died a natural death aged 61)
  • Crassus (died killed in battle aged 61)
  • Sertorius (assassinated aged 53)
  • Pompey (murdered aged 57)
  • Caesar (assassinated aged 55)
  • Cato the Younger (suicide aged 49)
  • Brutus (suicide aged 43)
  • Cicero (murdered aged 63)
  • Antony (suicide aged 53)

It’s the opposite of a scientific sample but you notice how the first three died of natural causes, although Marius and Sulla had been mass murderers; somehow there was the space for them to retire, as for lucky Lucullus. But from then onwards all the rest die violent deaths, and the third aspect of trend is the number of suicides. It feels like Rome no longer had room for many of its eminent men. They were no longer just killed in battle or assassinated but removed themselves from a world which no longer had room for the beliefs or values or causes they had supported. In a voodoo kind of way it’s as if the Republic liquidated itself.


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Plutarch’s Life of Cato the Younger

This is one of Plutarch’s longer biographies of eminent Romans, at 73 ‘chapters’ or sections.

Marcus Porcius Cato, also known as Cato the Younger (95 to 46 BC), was a conservative Roman senator in the period of the late Republic. He made a reputation for being a stern, inflexible defender of the strictest interpretation of traditional ‘Roman’ values and a literalistic interpretation of the constitution. As such he was in effect a defender of the optimates party of traditional aristocrats and the senate as a body, against the growing power and political lobbying of the populares party, represented by others in the 80s and 70s but during the 60s and 50s increasingly represented by Julius Caesar. Cato saw Caesar as an over-ambitious autocrat who sought to tear up the traditional constitution and make himself tyrant and king, so he bitterly opposed him at every opportunity.

Ironically, the net effect of his stern speechifying and high-minded opposition to Caesar helped to create the impassible divide which arose between Caesar and Pompey (who he defected to and served during the civil war) and precipitated the civil war which overthrew the republic that he loved. When compromise was required, Cato offered inflexible opposition.

His suicide in north Africa, where he was one of Pompey’s governors, after Caesar had effectively won the province in 46 BC, was, in my opinion, not a noble end to a noble life but epitomised the political cul-de-sac he’d painted himself into. Compromise and mutual respect are the basic requisites for a functioning democracy.

The life

(1) Marcus Porcius Cato or Cato the Younger was a great-grandson of Marcus Porcius Cato, also known as Cato the Censor, Cato the Elder and Cato the Wise (234 to 149). The Elder was a Roman soldier, senator, and historian known for his conservatism and opposition to Hellenization, who was the first to write history in Latin with his Origines, a now lost work on the history of Rome.

Unusually Plutarch gives us something of Cato’s boyhood. Both his parents died leaving him, his sister and brother orphans. They were brought up by a maternal uncle. People noticed he was inflexible, harsh, not given to laughter though occasionally he smiled. He was a slow but steady learner, and Plutarch favours us with some 2,000 year old theory of education (based, apparently, on Aristotle).

(2) When he was 4 the Social War broke out and Pompaedius Silo, a representative of the rebels, visited Cato’s guardian’s house and humorously asked the children for their support. The others childishly agreed but Cato stared inflexibly silently in front of him, even when the visitor held him out the window as if to drop him. He took boyhood games very seriously.

(3) The dictator Sulla liked Cato and his half brother for their father’s sake and Cato’s tutor Sarpedon often took him to visit, till one day the 14-year-old asked why there were so many cries of torture and severed heads (!) carried from Sulla’s house and when his tutor explained everyone was too frightened to intervene, Cato angrily asked for a sword and said he’d rid his country of this scourge.

Cato’s devout attachment to his brother Caepio.

(4) He was made a priest of Apollo and moved out of his guardian’s house. He tried to put into practice Stoic philosophy and lived very plainly. He was a close companion of Antipater the Tyrian, a Stoic philosopher. He believed in a form of justice which was rigid and uncompromising.

(5) When the tribunes wanted to make changes to the Basilica Porcia which his famous ancestor had constructed, Cato was reluctantly drawn into defending it and opposing the move. Everyone commented on the stern maturity of his speech.

He took vigorous exercise, refused to ride a horse or be carried in a chair, exercised in cold or heat. Spartan.

(6) He was surprisingly unabstemious, though, and would stay up through the night, drinking and arguing with philosophers. He dressed so deliberately unostentatiously that it drew attention. When he came into an inheritance he shared it liberally with friends.

(7) He became betrothed to a woman named Lepida who had been dropped by Metellus Scipio but then Metellus changed his mind and wooed and won her which made Cato so furious he eased his mind by writing scathing verses against Metellus. Then he married Atilia, a daughter of Serranus.

(8) During the war of Spartacus (73 to 71 BC) Cato volunteered to serve since his brother was a military tribune. He displayed good discipline, self-control, courage in all emergencies and sagacity. When the commander, Lucius Gellius Publicola (consul in 72) awarded him honours Cato turned them down, saying he’d done nothing special. So he acquired a reputation as being clever and brave, but odd.

(9) In 67 he was appointed military tribune and sent to Macedonia, to serve under Rubrius the praetor. It’s fascinating to learn that he travelled to this post with fifteen slaves, two freedmen, and four friends. He was assigned a legion and won over the men by his unpretentious willingness to join in with all the tasks.

(10) Cato hears a Stoic philosopher named Athenodorus Cordylion, was living at Pergamum, he travelled there to persuade him to return with him to the army camp, which the latter did. Cato was more proud of this achievement than any military conquest.

(11) Cato’s brother fell sick at Aenus in Thrace. He made his way there as quickly as possible but his brother died before he arrived. People were surprised at his excess of grief and the huge amount he spent on the funeral rites, ‘not observing how much tenderness and affection was mingled with the man’s inflexibility and firmness against pleasures, fears, and shameless entreaties.’ In other words, Plutarch likes Cato.

(12) When he completed his military service the men saw Cato off with tears and embraces, which was unusual, On his journey through Asia he was very humble about his entrance to towns, didn’t do it with grand display and intimidate the local magistrates (which, by implication, was the norm).

(13) Plutarch tells the genuinely funny story of Cato entering Antioch in Syria to find a reception of young men in military cloaks or gala gowns and imagining it was for him. But when the city master of ceremonies stepped forward and greeted him it was to ask when Demetrius would be arriving – all this pomp was for him. Even funnier, Demeterius had at one stage been a slave of Pompey’s but Pompey was so in the ascendent that an ex-slave of his drew more of a grand welcome than Cato. Cato’s friends laughed about this all the way to their inn.

(14) When Cato arrived in Ephesus Pompey, who was there, made a big point of going to meet and greet him by hand, and praising his virtue to his face and behind it. But this was all in self interest, for Pompey never attached Cato to his entourage as he did other young men. Anyway, as a result of Pompey’s favour, the towns he subsequently passed through made a special effort to give him honours, though he asked his friends to ensure he didn’t fulfil the prediction of his friend Curio, that he would return from Asia more tamed.

(15) Deiotarus the Galatian repeatedly sends him lavish presents but Cato sends them back. Taking ship for Brundisium, his friends advise the ashes of Caepio should travel by another ship but Cato insisted they go in the same boat as him even though they turned out to have a difficult crossing.

(16) Back in Rome he is elected quaestor in 65 BC though not before making a careful study of the full constitutional roles and responsibilities of the office. Once instated he insisted on utter rectitude and obedience to the rule from his many clerks, who were used to pulling the wool over the eyes of new young officials. Cato sacked a leading clerk for embezzlement which led to a protracted law case.

(17) By his thoroughness Cato raised the office of quaestor to almost eclipse the consulship in dignity. He:

  1. made sure all debts to the public treasury were immediately called in, so that he could then make all the disbursements owed
  2. he weeded out false claims and decrees
  3. the assassins who murdered people on Sulla’s notorious proscription lists for money, and were widely loathed, he called to account, demanded the money back, upbraided them for their filthy acts, at which point many of them were arraigned for murder: for many people this closed the door on the shameful time of Sulla’s dictatorship (82 to 78 BC)

(18) He got to work early and left late. He set the state treasury on its feet. He attended the senate and popular assemblies to make sure slack politicians didn’t make promises of money they couldn’t keep. All in all he showed that the state treasury could be run honourably.

On the last day of office he was being accompanied home by a grateful crowd, when he heard that his boyhood friend Marcellus was trying to register a crooked remission of moneys so Cato turned right round, marched back to the treasury and, in Marcellus’s sight, expunged the application from the tablets, then took Marcellus home with home for dinner. Nothing personal, just inflexible application of the rules.

(19) Having held the quaestorship, Cato is automatically enrolled in the senate. Here he shows the same inflexible devotion to duty, arriving first, leaving last, and making sure he reads all notes and briefing papers, keeping across all details of all policies. Unlike many who drifted into it by accident, Cato

chose a public career as the proper task for a good man, and thought that he ought to be more attentive to the common interests than the bee to its honey. And so he was careful to have the affairs of the provinces and decrees and trials and the most important measures sent to him by his connections and friends in every place.

He soon became a byword for lecturing sternness and honesty. His name began to be of proverbial weight. Plutarch gives examples.

(20) When the time came to vote for tribunes despite his friends urging him to stand, Cato decided against and set off for one of his country estates to study philosophy. But on the way they encountered the entourage of Metellus Nepos on their way into town so Metellus could stand as tribune. At which Cato ordered his people to about turn and hastened back to Rome to contest the tribuneship in order to preserve the freedoms of the state.

(21) When he stood for the tribuneship many thought that, rather than seeking advantages for himself, he was conferring a gift on the role. In 63 he was elected one of the ten tribunes. He promptly lived up to his reputation for rectitude by prosecuting the consults elected that year to serve in the following years, Silanus and Murena, for bribery. It was the custom for the accused to hire a man to tail the prosecutor everywhere to see who he was talking to and what materials he was gathering. Murena’s hired man was soon impressed by Cato’s rectitude and eventually, if he asked Cato whether he was going about business for the trial that day, if Cato said no, he took his word and didn’t tail him.

Cicero was consul in 63 and defended Murena from Cato’s prosecution and got him off but it didn’t affect his respect for Cato’s honesty and he often consulted him, for:

in the tribunal and in the senate he was severe and terrible in his defence of justice, but afterwards his manner towards all men was benevolent and kindly.

(22) Two chapters on the Catiline conspiracy. Plutarch skips over all the details, to the debate about what to do with the conspirators Cicero has captured in the city. Plutarch focuses on Caesar’s speech advocating leniency for the conspirators i.e. that they be sent to various cities under house arrest until the conspiracy was completely quenched. Plutarch really comes out as anti-Caesar with these remarks:

Caesar now rose, and since he was a power­ful speaker and wished to increase every change and commotion in the state as so much stuff for his own designs, rather than to allow them to be quenched, he urged many persuasive and humane arguments.

That’s not how it comes over when you read Sallust’s reconstruction of Caesar’s speech in his account of the Catiline Conspiracy, which is sober and responsible. It also chimes with his lifelong practice of clemency and forgiveness first.

(23) But what Plutarch wants to get to is how many of the senate were swayed by Caesar until Cato stood up to speak and tore into Caesar as himself a traitor supporting traitors:

Caesar, he said, under a popular pretext and with humane words, was trying to subvert the state; he was seeking to frighten the senate in a case where he himself had much to fear; and he might be well content if he should come off guiltless of what had been done and free from suspicion, since he was so openly and recklessly trying to rescue the common enemies, while for his country, which had been on the brink of ruin, and was so good and great, he confessed that he had no pity; and yet for men who ought not to have lived or been born even, he was shedding tears and lamenting, although by their deaths they would free the state from great slaughter and perils.

So ferocious and impassioned that the senate voted overwhelmingly for immediate execution and Cicero led them away to the Roman prison and had them garrotted there and then. A rash impetuous act which would come back to haunt him in later years (when he was threatened with prosecution for having murdered these men without due legal process and so was terrified into going into exile in 58 BC).

Plutarch gives us an interesting little piece of social history by telling us that this was the only speech of Cato’s to have been recorded, and this is because Cicero was responsible for instituting the new practice of having a number of secretaries skilled at shorthand to record senate procedures. (Which is the central fact in Robert Harris’s trilogy of novels about Cicero.)

(24) Another quite funny anecdote. In the middle of Cato’s furious tirade against Caesar he observed a messenger come into the senate and hand Caesar a note, at which point he thunderously pointed this out to the senate and claimed it had something to do with the conspiracy, demanding he read it out. Caesar handed it over to Cato who read it and realised it was an erotic message from none other than his own sister, Servilia, to Caesar, who she was in love with (though he was married). Cato flung it back at Caesar. This is a lovely moment.

Plutarch goes on to state that Cato had bad luck with ‘his’ women: one sister gained a bad reputation for her carryings-on with Caesar, the other thrown out of her husband Lucullus’s house for infidelity, and his own wife Atilia ‘put away’ because of her ‘unseemly behaviour’. So Cato marries a daughter of Philippus, Marcia.

(25) The strange case of Quintus Hortensius, a man of splendid reputation and excellent character, who tries to persuade Cato to farm out to him his daughter who just happens to be married to another man, Bibulus. Why? To bind their families together and increase wise and virtuous offspring. Cato politely refuses. Things then become garbled as Plutarch states that Hortensius then asked for Cato’s wife in marriage. The fact that Cato agreed and that her father agreed, indicate that he had, or was about to, divorce her. Lots of divorces and remarriages among the Roman aristocracy.

(26) So Lentulus and the other conspirators are executed but Plutarch says Caesar continues to stir up unrest among the city’s poor and describes Cato as being wise and good in passing a law to expand the free grain distribution to the poor and landless.

It is 62 BC and Pompey is en route back to Italy from his triumphs in the East. Metellus has taken up the tribuneship and proposes a law asking Pompey to hurry back and protect the city. Cato at first politely declines and asks Metellus to reconsider. But when the latter takes advantage of his meekness, becomes angry and shouty, leaving witnesses with the sense that they’re both bonkers.

(27) The night before the vote the forum was filled with armed strangers and gladiators and servants with strong support from Caesar, who was praetor. That night Cato bravely walks with his friend Minucius Thermus through the throng of armed men to the temple of Castor and Pollux and pushes through the armed gladiators to eventually plonk himself in a chair between Caesar and Metellus who were conversing.

(28) The proposed law is read out but Cato snatches the paper out of Metellus’s hand. When Metellus continues to recite it from memory, Cato puts his hand over his mouth. So Metellus ordered the men at arms to come to his aid and some of the people pelted Cato with sticks and stones. Not a model democracy, was it?

(29) This brawl goes on for some time with Metellus attempting to read his law and some of the people threatening him. In the event Metellus fled from the people to the forum, made a long speech against Cato, and then fled the city altogether heading towards Pompey.

Switching subject, Lucullus had returned triumphant from the East in 66 but had been forced to wait for a triumph by the opposition of Caius Memmius who wanted to suck up to Pompey. Cato opposed this, partly because Lucullus was married to Cato’s sister. The importance of these marriage and family alliances and allegiances is difficult to capture but was a key element in Roman politics.

(30) Pompey as he approached Rome sent asking the senate if they could postpone the consular elections so he could canvass for Piso in person. The senate was inclined to agree but Cato vehemently disapproved. Seeing he was going to be an obstacle, Pompey then sent a message asking for the hand in marriage of Cato’s daughter for him and the other daughter for his son. When they heard this the women in question were delighted to make such high matches but Cato immediately refused and sent back that he wasn’t to be bought with marriage alliances. Plutarch, for once, is critical, and makes the kind of point I’ve made, which is that Cato’s intransigence brought about the very thing he sought to avoid:

However, if we are to judge by the results, it would seem that Cato was wholly wrong in not accepting the marriage connection, instead of allowing Pompey to turn to Caesar and contract a marriage which united the power of the two men, nearly overthrew the Roman state, and destroyed the constitution. None of these things perhaps would have happened, had not Cato been so afraid of the slight transgressions of Pompey as to allow him to commit the greatest of all, and add his power to that of another.

(31) Furthermore, Cato blocks Pompey’s wishes for a law distributing land to his veteran soldiers, and then blocks Caesar’s wish, on returning from Spain, to canvass for the consulship whilst remaining outside the city pending a triumph. Cato denied him this, too, by talking for an entire day and so talking the time out. But the effect of this scrupulous defence of principle was to drive Caesar and Pompey together and both to support the unscrupulous agitator Clodius. Again, by his scruples he brought about the thing he most opposed. Lucullus and Cicero are of h is party, but the new triumvirate outpowers them and Caesar is elected consul for 59.

(32) Plutarch describes the street violence encouraged by Cato’s opponents. With the help of this rioting Pompey’s land redistribution bill is passed after all along with an unusual clause compelling all senators to take an oath to uphold it. Inevitably, Cato refused to do this until persuaded into it by Cicero who said it was vanity to hold out against the general will, and that he needed Cato in Rome rather than in exile.

(33) Caesar introduces a law to divide almost all of Campania among the poor and needy. Of course Cato objects and so Caesar has him dragged off to prison. Plutarch alleges that it is by such shameless laws that Caesar curried favour with the people and so got himself awarded governorship of Gaul for five years despite Cato warning the people that they themselves were creating a tyrant.

(34) Caesar’s creature, Clodius, gets Cato sent against his will as governor to Cyprus and Ptolemy of Egypt, very obviously to get him out of the way to the clique can pursue their aims unobstructed. Clodius is particularly hot to hound Cicero out of Rome, something he couldn’t achieve if Cato were there.

(35) En route to the East Cato wrote to Cicero whose enemies were trying to get him banished to submit to the mood of the times. King Ptolemy of Egypt comes to see him and finds Cato full of wisdom, not least in his advice to have nothing to do with the rapacious crooks at Rome (Pompey and Caesar) and return to Alexandria and be reconciled with his people. Ptolemy in fact continues onto Rome but Plutarch has him (improbably) at the door of the first magistrate he visits groaning at his own weakness.

(36) Confusingly (for me at any rate) Plutarch then talks about an apparently different Ptolemy, ‘the Ptolemy in Cyprus’, who poisons himself. Cato hears this at Byzantium where he is supervising a peace (?) before he goes on to Cyprus and organises the auctioning of the king’s belongings. He insists on handling every aspect of this himself and so alienates a lot of his friends.

(37) An extended description of the falling out between Cato and his friend Munatius, who feels himself slighted. In the end they are reconciled with kindness and tears. This is a good example of an anecdote or passage which has nothing to do with politics or history, as such, but demonstrates Plutarch’s primary focus which is an interest in ‘the perception and manifestation of character‘.

(38) When Cato returned from the East he meant to present immaculate accounts of the enormous sum of money he was bringing back (7,000 talents of silver), but his account books were lost in unfortunate accidents which vexed him because he had wanted to display them as models and templates.

(39) Cato arrived back from the East in 56 BC and all Rome turned out to meet him, the senate and the people. Characteristically, Cato sailed right past his reception committee and to the docks, which irritated many. But he made up for it when he paraded the wealth he’d brought back through the forum, and he was awarded an extraordinary praetorship.

(40) In 57 BC Cicero had returned to Rome after an exile of 16 months. He promptly acted controversially by having all the records of Clodius’s acts as tribune destroyed, claiming that Clodius had been improperly elected through bribery. Surprisingly, Cato contradicted Cicero’s speech, saying it had not been illegal for Clodius to move from the patrician to the plebeian class, and arguing that if Clodius’s acts were to be erased so should his, Cato’s, in the East because his appointment was made by Clodius. This public disagreement caused Cicero to break off friendship with Cato for a long time.

(41) Plutarch briskly skips over the conference of the triumvirate at Luca. He calls it:

a conspiracy for the division of the supreme power and the abolition of the constitution.

It was where they agreed to make Crassus and Pompey consuls for the following year. Lucius Domitius is encouraged to put himself forward as a rival but Pompey’s thugs attack him one early morning as he is walking in the Campus Martius, killing a torchbearer and injuring others, including Cato who was with him.

(42) So Pompey and Crassus were voted consuls for 55 BC. But Cato didn’t give up his opposition and stood for praetor so he could oppose them from an official position. Plutarch describes the bribery and tricks Pompey used to prevent Cato’s election but he then gives a big address to the people expressing his fears about a tyranny and is followed home by a big crowd (as so often happens in these anecdotes).

(43) Caius Trebonius proposes a law assigning provinces to the consuls which Cato vehemently opposes, speaking against it at such length from the rostrum that he is dragged from it by his opponents, a fight breaks out, some people are killed (!). When another law is promulgated giving Caesar his command in Gaul, Cato makes a speech directly addressing Pompey saying he is unwittingly creating a burden which will crush him. But Pompey ignored him, trusting in his own power and fortune.

(44) Cato is elected praetor for 54 and tries to introduce a law eradicating bribery. This makes him unpopular with the mob who like being bribed, and he is pelted and jostled in the forum until he claws his way onto the rostrum and makes a principled speech which reduces the mob to silence. He institutes a bill whereby the candidates for election all give a deposit to Cato who then monitors the election and anybody caught cheating forfeits their deposit.

(45) His honesty shames the great men of the state who league against him. Clodius is back in Pompey’s orbit and regularly attacks him for corruption etc. Cato replies that he brought more treasure back from Cyprus by honest means than Pompey did from ravaging the East. Cato said Pompey had no right lending his legions to Caesar in Gaul without consulting the state as if they were his private possessions. And warns that he remains near Rome (i.e. didn’t take his governorship of Spain) in order to manage factions at elections as they were games.

(46) Cato ensures his friend Marcus Favonius is fairly elected aedile, the post which supervised games and entertainments, but Cato actually carries out a lot of the duties. People are amused by the way Cato rewards the players with humble gifts of food and fruit rather than elaborate gold and luxuries. He thought that to sport and entertainment, light and gladsome arrangements were appropriate.

(47) In 52 BC the street fighting of Clodius and Titus Annius Milo’s gangs and others became so extreme that elections to the magistracies were suspended. Opinion crystallised that Pompey needed to intervene with his army to restore order. When this was proposed in the senate to everyone’s surprise Cato supported it, with the simple argument that any government is better than no government at all.

(48) And so Pompey is appointed sole consul, floods the streets with soldiers, puts an end to political violence and safeguards the elections. A benign military dictatorship. He asks Cato to be his adviser. Cato, typically, says when he criticised him before it wasn’t out of personal malice and if he helps him now it won’t be to truckle favour, in both cases it is for the good of the state. He advises him against the retrospective prosecution of officials for winning their places by bribery, arguing that a) it will be difficult to know where to stop and b) it was unfair to punish people according to a law which didn’t exist when they acted.

Cato’s difficulty as a juror in trials where he couldn’t be suborned or bought and so was an unpredictable quality to both prosecution and defence.

(49) All this time Caesar is using the money and power he accumulates in Gaul to buy friends and influence in Rome. Finally it dawns on Pompey that he is becoming a threat. Cato decides to stand for the consulship to try and limit’s Caesar’s ambitions. Cato proposes a law that candidates must canvas in person, and not through middle men who distribute money and bribes, which alienates the populace who like money and bribes. Refusing to employ the common practices of a consul ingratiating himself with the people, he is not elected.

(50) Cicero upbraids Cato because, when the times required a man like him in power, he refused to change his principles and humble himself to stand for election, and so lost the opportunity to help the state. How much should a man compromise his principles in order to win power to enact his principles?

(51) It is reported in Rome that Caesar attacked Germans in Gaul during a truce, and massacred them. A great public celebration is called but Cato declares Caesar should be handed over to the Germans whose trust he breached. Caesar wrote a letter to be read out in the senate justifying his actions and execrating Cato at length. But this only gives Cato an opportunity to deliver a long, carefully evidenced indictment of Caesar’s behaviour and ambitions, so that the latter’s friends regret reading out the letter in the first place.

The senate consider it is well to find a replacement for Caesar but Caesar replies that he’ll only do that if Pompey lays down his arms. At which Cato points out that what he prophesied was coming to pass, that overmighty leaders with private armies were dictating to the senate rather than following the instructions of the government.

“Those things are come to pass which I foretold to you, and the man is at last resorting to open compulsion, using the forces which he got by deceiving and cheating the state.”

(52) Plutarch skips over the entire complex web of events which led to the escalating crisis between Caesar and Pompey, the ultimatums, the attempts at mediation, and skips suddenly to Caesar having crossed the Rubicon and occupied the town of Ariminum (January 49 BC). Cato says ‘I told you so’ and recommends that Pompey be supported in opposing Caesar. Pompey acknowledges that Cato was a prophet but fails to raise the armies he told everyone it would be so easy to raise and decides to flee Rome.

At this perilous moment Plutarch pauses to tell us about Cato’s private life, namely that he remarried the Marcia he had divorced and who subsequently married Hortensius, who had died, leaving her free again. Apparently Caesar made much of this in the virulent diatribe he wrote against Cato, claiming the latter in effect farmed his wife out to the wealthy Hortensius so that, when the latter died, he could remarry his wife and come into a fortune. Thus the Roman aristocracy, bickering among themselves.

(53) Cato opts to support Pompey and is sent as Pompeian governor to Sicily. But when he hears that Pompey has fled Italy for Greece he makes the droll remark that:

there was much inconsistency and obscurity in the divine government, since Pompey had been invincible while his course was neither sound nor just, but now, when he wished to save his country and was fighting in defence of liberty, he had been deserted by his good fortune.

As to being governor of Sicily, when a Caesarian force arrives under Asinius Pollio, Cato says he doesn’t want to lay waste the province with war and so sails to join Pompey in Greece. Here he made good policy suggestions, namely not to plunder a city that was subject to Rome, and not to put a Roman to death except on the field of battle. This brought to the party of Pompey a good repute, and induced many to join it.

(54) Cato is sent to Asia, whither he is accompanied by his sister, much reformed from her dissolute behaviour, and where he persuades Rhodes to declare for Pompey. At first Pompey is inclined to give Cato command of his huge fleet of some 500 ships, until it is pointed out to him that Pompey is not devoted to his cause but to Rome and that, the minute Caesar was defeated, Cato would be insisting that Pompey surrender his command, too. So he appoints Marcus Calpurnius Bibulus admiral.

But Cato proves an asset. When all the generals give speeches to the men before a big battle at Dyrrhachium, the soldiers listen lethargically, but when Cato addresses them and invokes all the ideas of patriotism and bravery and tells them the gods are watching he rouses them to a true fighting spirit and Pompey wins the battle.

(55) When Pompey marched his army into Thessaly, he left Cato in command of the supplies and men he left at Dyrrhachium, along with fifteen cohorts. After Pompey’s defeat at Pharsalus, Cato offered command of the fleet to Cicero, who refused, saying he wanted to return to Italy. But Pompey’s son, Gnaeus Pompey, was violently against anyone who deserted the cause, and might have killed Cicero had he left. Cato talked him into remaining and so probably saved his life (well, for the time being; nobody’s life is really saved, not forever).

(56) Guessing that Pompey had headed south Cato sailed to Africa with his fleet. In Libya he met Sextus Pompeius and learned of his father’s murder. Ashamed of abandoning men, Cato found himself taking command of the remaining Pompeian forces (reminding us how close, how very close, the military world was to all the Roman ‘statesman’ we read about. It was a totally militarised politics.)

He learns of other Pompeian forces under Juba the king and Attius Varus and resolves to join them. Cato shows all the signs of mourning (for Pompey) walks rather than rides a horse, only lies down to sleep, east sitting down.

(57) Cato tries to resolve the squabbles between the Roman commanders Scipio and Varus, and King Juba of the Numidians. He is punctilious about not taking command because he is only a pro-praetor whereas Scipio is a pro-consul.

(58) Scipio was going to give in to Juba’s request to have the city of Utica razed to the ground and it inhabitants slaughtered but Cato vehemently objected, got himself appointed governor of it to ensure its loyalty to the Pompeians. With his usual administrative flair he turns it into a storehouse for Pompeian forces in Africa. But his advice to Scipio, to play a waiting game and let Caesar tired himself in Africa, is ignored. Scipio mocks Cato locked up safe and secure in a walled city but when Cato offers to take his army to Italy to decoy Caesar back there, Scipio mocks this too. And Cato begins to realise Scipio is a rash and unreliable leader and would probably make himself tyrant, given half a chance.

All of which is grimly confirmed when messengers bring news of the Battle of Thapsus 6 April 46 in which Caesar demolished the much bigger army of Juba and Scipio and Varus.

(59) That night the population panics but Cato walks among them calming their fears. When day comes he assembles the 300 or so Roman citizens in the town, businessmen and moneylenders with the senators who had taken refuge there. (It is typical of the kind of insights you glean from these texts, that Plutarch calls these people Cat’s ‘senate’. Did this mean every town and city in a Roman province had its own ‘senate’ made up of the richest Roman inhabitants?)

Cato then makes a speech advising everyone to stay put and not flee, severally. And says it’s their free choice whether to switch to Caesar but he would admire and praise them more if they if they remained true to what he saw not as ‘Pompey’s side’ but the cause of Rome and its laws and traditions.

(60) Cato’s speech inspires the people to elect him their leader and use their goods and weapons and lives as he thinks fit. Someone suggests a law freeing all the slaves but Cato, with typically legalistic precision, says such a law would be illegal, but individual slave-owners can free them and all of military age will be accepted into the army. Both Juba (with the remnants of his army) and Scipio (with his fleet) send messages saying they await Cato’s decision what to do next.

(61) The senators manumitted their slaves but the leading 300 citizens were conflicted and Plutarch gives a paragraph of their thinking and reasoning why they want to hand themselves over to Caesar.

(62) Given these divisions Cato sends back to Juba and Scipio telling them not to come. But when a large number of allied cavalry arrive, Cato and the senators beg them to come inside the city and stay with them.

(63) The horsemen say they will but only if Cato drives out the ‘barbarian’ ‘fickle’ Phoenician people of Utica. Cato says he will consider it. When he returns inside the city the 300 have become bolder and complaining why they are being forced to oppose the undefeatable Caesar, and muttering more and more about the senators being responsible for their danger.

Then he hears that the cavalry force is riding away so grabs a horse and rides after them. They say come with us and be saved. Cato bursts into tears and begs them to come back to Utica if only for one day, to protect the senators.

(64) The cavalry take up positions inside Utica which is now really divided between the senators, who are with Cato, and the 300 businessmen, who want to surrender. Cato has decided to kill himself, since every future he can foresee is one of tyrants in which his beloved Rome is ruined. But he delays in his bid to reconcile the 300 and the senators. The 300 want to send messages to Caesar surrendering and offer prayers. Cato says by all means send messages but prayers are for the defeated and he is not defeated; he is triumphant in spirit, it is Caesar who has admitted his treacherous intent.

(65) As Caesar’s forces approach, Cato tries to keep order in the city, to ensure the senators’ safety, and to prevent the cavalry looting and killing. He tries to unite the people into accepting the treacherous 300, so they stand as one city. He helps those who want to flee embark from the harbour.

(66) Lucius Caesar offers to go as envoy to the great Julius and fall down at his feet to beg for Cato. But Cato says, No, this is his job. Instead they discuss how to save the 300. Then he gathers his son and family round him and takes a bath.

(67) He hosts a big dinner party after which literary and philosophical subjects are discussed, including the so-called ‘paradoxes of the Stoics’ which include the maxim that all good men are free and that the bad are all slaves. A peripatetic philosopher begins to object to this but Cato wades in and argues at length and fiercely for its truth. Only the good, like him, are truly free. The bad, like Caesar, despite all appearances to the contrary, are slaves. From his tone and words everyone realised he intended to kill himself.

(68) He walks with family and friends, embraces them all, and retired to his bedroom. Here he reads Plato on the soul but on glancing around discovers his sword is gone, His son removed it. He orders his slaves to find it, gets angry and hits them when they can’t, eventually his son arrives in floods of tears and Cato remonstrates with him for taking away his means of defence.

(69) He is left with just two friends and asks if they have been set there to talk him out of killing himself.

(70) These two friends burst into tears and leave. Then the sword is sent in, carried by a child. He sets it aside and rereads the Plato twice, then falls asleep. Then wakes up and sends an official, Butas, to check everyone who wanted has safely departed the harbour. His doctor he has bandage the hand he damaged punching his servant. Butas tells him most of those who wanted to depart have left but a strong wind and storm are blowing up.

When Butas has left Cato tries to kill himself but makes a weak blow with the sword and falls to the floor. His slaves and son rush in, weeping. The doctor tries to push his intestines which are spilling out of his abdomen back in, but when he realises what is going on, Cato pushes him away, tears at his own intestines and at the wound to make it bigger, and so dies. How disgusting. How undignified.

So, as with Pompey and Caesar and Cicero, Plutarch really lays on the domestic details in order to work his death scene up into one designed to spark strong emotion. Craftsmanlike, painterly.

(71) In an improbable show of unity which one suspects owes more to Plutarch’s partiality, he has the 300 and the townspeople all uniting in their love of Cato and declaring him the one free man. They dress his body richly, bury it near the sea and erect a statue which stands to this day.

(72) Soon after Caesar arrives at Utica, learns of Cato’s death and utters the famous words:

“”O Cato, I begrudge thee thy death; for thou didst begrudge me the sparing of thy life.”

But Cato didn’t want to live if it meant living at the whim of (people he thought) tyrants and of simultaneously having the sparing of his life turned into a great credit to Caesar’s reputation. No. He only really had one course of action.

(73) Coda about Cato’s son, who Caesar spared, as was his habit. Initially he became a figure of fun by having an affair with the wife of an eastern king, and Plutarch quotes some maxims or aphorisms made about him. But he ended well, dying fighting at Philippi against Caesar and Antony. His daughter married that Brutus who assassinated Caesar, was part of the conspiracy and died in the cause. And this expired the line of Cato.

Thoughts

Choosing sides

At various points in the reading you realise how difficult it is to know what to do in a society which is falling to bits. It wasn’t really a question of choosing sides because not until the final breakout of civil war were there two sides to pick from. Cato’s career demonstrates that the uttermost probity and honesty only take you so far. In the real world compromise has to be made on a host of occasions. A big example is when Cato surprised everyone by backing Pompey as sole consul in 52. Any government is better than anarchy.

But that, for me, raises the central issue. There are lots of interpretations, lots of scholarly reasons given, for the collapse of the republic, but in my opinion the fundamental one was the collapse of political discourse into street violence. Over the preceding generations it had become acceptable to physically attack your opponents and their supporters in the street. The problem was how to contain this violence, how to contain it within the realm of politics and stop it spreading over into the realm of violence.

Philosophy

Much is made of Cato’s devotion to philosophy, but it can be said of him as of so many other people who study the subject, that in the end they choose the school and philosophy which suits their temperament, which they were always going to choose. He was harsh and inflexible and sought to display little or no feeling, so he was drawn to stoicism which “teaches the development of self-control and fortitude as a means of overcoming destructive emotions.”

Far from teaching ‘truth’, philosophy is like a huge breakfast buffet where you can tuck into whatever you fancy and mix and match at will, change your opinions, decide you fancy a fry-up instead of pastries. Or, to quote Bob Dylan, “People do what they want to and then think up reasons to justify their actions later.”


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