The Life of Vespasian by Suetonius

This is a sub-edited version of the 1914 Loeb Classical Library translation of Suetonius’s Life of Vespasian by J.C. Rolfe, with a few comments of my own.

Summary (from Wikipedia)

Vespasian (9 to 79 AD) reigned as Roman emperor from 69 to 79 AD. The fourth and last emperor who reigned in the Year of the Four Emperors, he founded the Flavian dynasty (consisting of himself and his sons Titus and Domitian) which ruled the Empire for 27 years (69 to 96). His fiscal reforms and consolidation of the empire created political stability, and he undertook a vast Roman building program.

Vespasian was the first emperor from an equestrian family and only rose late in his lifetime into the senatorial rank as the first member of his family to do so. Vespasian’s renown was based on his military success; he was legate of Legio II Augusta during the Roman invasion of Britain in 43 and pacified Judaea during the Jewish rebellion of 66 to 70.

In June 68, while Vespasian was besieging Jerusalem during the Jewish rebellion, Nero committed suicide and plunged Rome into a year of civil war known as the Year of the Four Emperors. After Galba and Otho perished in quick succession, Vitellius became emperor in April 69. The Roman legions of Roman Egypt and Judaea reacted by declaring Vespasian, their commander, emperor on 1 July 69.

In his bid for imperial power, Vespasian joined forces with Gaius Licinius Mucianus, the governor of Syria, and Marcus Antonius Primus, a general in Pannonia, leaving his son Titus to command the besieging forces at Jerusalem. Primus and Mucianus led the Flavian forces against Vitellius in Italy, while Vespasian took control of Egypt. On 24 October 69 Vitellius’ army was defeated at the second Battle of Bedriaticum. It took another 2 months for the Flavian army to march to Rome and take it by storm. During the sack Vitellius was murdered by Vespasian’s soldiers, on 20 December 69, and the following day Vespasian was declared emperor by the Senate.

Little information survives about the government during Vespasian’s ten-year rule. He:

  • brought the campaign in Judaea to a successful conclusion
  • reformed the financial system of Rome
  • initiated several ambitious construction projects, including the building of the Flavian Amphitheatre, better known today as the Roman Colosseum

Through his general, Gnaeus Julius Agricola, Vespasian increased imperial territory in Britain. Vespasian is often credited with restoring political stability to Rome following the chaotic reigns of his predecessors. After he died in 79, he was succeeded by his eldest son Titus, thus becoming the first Roman emperor to be succeeded by his natural son (all the emperors of the preceding Julio-Claudian dynasty had appointed their successors by adoption).

The Life of Vespasian by Suetonius

(1) The empire, which had been unsettled by the usurpation and violent death of four emperors (Nero, Galba, Otho, Vitellius) was at last taken in hand and given stability by the Flavian family. This house was obscure and without family portraits, yet it was one of which Rome had no reason to be ashamed (even though it is the general opinion that the penalty which Domitian paid for his avarice and cruelty was fully merited [he was to be assassinated in 96]).

Vespasian’s ancestor ,Titus Flavius Petro, a burgher of Reate and during the civil war a centurion or a volunteer veteran​ on Pompey’s side, fled from the field of Pharsalus and went home, where after at last obtaining pardon and an honourable discharge, he carried on the business of a collector of moneys. His son, surnamed Sabinus (although some say that he was an ex-centurion of the first grade; others that while still in command of a cohort he was retired because of ill-health) took no part in military life, but farmed the public tax of a fortieth​ in Asia. [A fortieth was a duty (portorium) of two and a half per cent on imports and exports.] And there existed for some time statues erected in his honour by the cities of Asia, inscribed ‘To an honest tax-gatherer’.

Later Petro carried on a banking business in the Helvetian country and there he died, survived by his wife, Vespasia Polla, and by two of her children, of whom the elder, Sabinus, rose to the rank of prefect of Rome, and the younger, Vespasian, was to become emperor.

Polla, who was born of an honourable family at Nursia, had for father Vespasius Pollio, thrice tribune of the soldiers and prefect of the camp [a position held by tried and skilful officers, especially centurions of the first grade​] while her brother became a senator with the rank of praetor.

There is, on the top of a mountain near the sixth milestone on the road from Nursia to Spoletium, a place called Vespasiae, where many monuments of the Vespasii are to be seen, giving strong proof of the renown and antiquity of the house.​

I ought to add the rumour that Petro’s father came from the region beyond the Po and was a contractor for the day-labourers who come regularly every year from Umbria to the Sabine district, to till the fields, but that he settled in the town of Reate and there married. Personally I have found no evidence for this, in spite of careful investigation.

(2) Vespasian was born in the Sabine country, in a small village beyond Reate, called Falacrina,​ on the evening of the fifteenth day before the Kalends of December [17 November] in the consulate of Quintus Sulpicius Camerinus and Gaius Poppaeus Sabinus, five years before the death of Augustus [9 AD].

He was brought up under the care of his paternal grandmother Tertulla on her estates at Cosa. Even after he became emperor he used to visit the home of his infancy, where the manor house was kept in its original condition and he was so devoted to his grandmother’s memory that on religious and festival days he always drank from a little silver cup that had belonged to her.

After assuming the toga of manhood Vespasian for a long time made no attempt to win the broad stripe of senator, though his brother had gained it, and only his mother could eventually persuade him to bid for it. She at length drove him to it, but by sarcasm rather than entreaties or parental authority, since she constantly taunted him with being his brother’s ‘footman’. [This refers to the anteambulo who was a client who walked before his patron on the street and compelled people to make way for him.]

Vespasian served in Thrace as tribune of the soldiers. As quaestor he was assigned by lot to the province of Crete and Cyrene. He stood as a candidate for the aedile­ship, attaining it only after one defeat and then barely winning sixth place. He then stood for the praetor­ship, and was among the foremost candidates.

In his praetor­ship, Vespasian lost no opportunity of winning the favour of Gaius [Caligula] who was at odds with the senate, by asking for special games to celebrate the emperor’s victory in Germany and recommended as an additional punishment of the conspirators against the emperor, that they be cast out unburied. He also thanked the emperor, before the senate, because he had deigned to honour him with an invitation to dinner.

(3) Vespasian took to wife Flavia Domitilla, formerly the mistress of Statilius Capella, a Roman knight of Sabrata in Africa, a woman originally only of Latin rank. [This was a limited citizen­ship, taking its name from the old Latin cities and varying in different cases and at different times.] Later Flavia was declared a freeborn citizen of Rome in a suit before judges, brought by her father Flavius Liberalis, a native of Ferentum and merely a quaestor’s clerk.

By Flavia Vespasian had three children – two sons who were destined to become emperor after him, Titus and Domitian – and a daughter, Domitilla. Vespasian outlived his wife and daughter; in fact lost them both before he became emperor. After the death of his wife he resumed his relations with Caenis, a freedwoman and amanuensis of Antonia, and formerly his mistress. After he became emperor he treated her almost as a lawful wife.

(4) In the reign of Claudius, Vespasian was sent in command of a legion to Germany, through the influence of Claudius’s freedman and secretary, Narcissus. From there he was transferred to Britain,​ where he fought thirty battles with the enemy.

In Britain he reduced to subjection two power­ful nations, more than twenty towns, and the island of Vectis [the Isle of Wight], partly under the leader­ship of Aulus Plautius, the consular governor, and partly under that of Claudius himself.

For this he received the triumphal regalia and, shortly afterwards, two priesthoods, besides the consulship, which he held for the last two months of the year. The rest of the time up to his proconsulate he spent in rest and retirement, through fear of Agrippina [Claudius’s fourth wife and mother of the emperor Nero], who still had a strong influence over her son and hated any friend of Narcissus, even after the latter’s death.

The administrative lottery then gave him Africa, which he governed with great justice and high honour, save that in a riot at Hadrumetum he was pelted with turnips. Unusually for a Roman governor he returned from the post none the richer, for his credit was so nearly gone that he mortgaged all his estates to his brother, and had to resort to trading in mules​ to keep up his position. [Suetonius’s text refers to him by the slang term mango, which was applied to a dealer in slaves, cattle, or wares which he tried to give an appearance of greater value than they actually possessed. The nickname implies that Vespasian’s trade was in mules.] As a result he became known as ‘the Muleteer.’

He is also said to have been found guilty of squeezing 200,000 sesterces out of a young man for whom he obtained the broad stripe against his father’s wish, and to have been severely rebuked in consequence.

When he accompanied Nero on his tour through Greece, Vespasian bitterly offended the emperor by either leaving the room while Nero was singing, or falling asleep if he remained. He was, as a result, banished, not only from intimacy with the emperor but even from his public receptions, so he withdrew to a little out‑of-the‑way town, until a province and an army were offered him while he was in hiding and in fear of his life.

There had spread over all the Orient an old belief that it was fated at that time for men coming from Judaea to rule the world. The people of Judaea wrongly applied this prophecy to themselves (although, as later became clear, it referred to the future emperor of Rome) and so they revolted and, after killing their governor, routed the consular ruler of Syria as well, when he came to the rescue, and took one of his eagles.

Since putting down this rebellion required a considerable army with a leader of no little enterprise, yet one to whom such great power could be entrusted without risk, Nero chose Vespasian for the task, both as a man of tried energy and one not to be suspected of ambition due to the obscurity of his family and name.

Vespasian added to the forces in Judaea two legions, with eight divisions of cavalry and ten cohorts.​ He took his elder son, Titus, as one of his lieutenants, and as soon as he reached his province he attracted the attention of the neighbouring provinces by the way he at once reformed the discipline of the army. He fought one or two battles with such daring that in the storming of a fortress he was wounded in the knee with a stone and received several arrows in his shield.

(5) While Otho and Vitellius were fighting for the throne in Italy, Vespasian began to cherish the hope of imperial power which he had long nurtured because of the following portents:

  • On the suburban estate of the Flavii an old oak tree, which was sacred to Mars, on each of the three occasions when Vespasia was delivered of a child, suddenly put forth a branch from its trunk – obvious indications of the destiny of each child. The first was slender and quickly withered, and so the girl that was born died within the year; the second branch was strong and long and portended great success; but the third was the image of a tree.
  • Their father Sabinus, so they say, being further encouraged by an inspection of sacrificial victims, announced to his mother that a grandson had been born to her that would one day be a Caesar. But she only laughed, marvelling that her son should already be in his dotage, while she was still of strong mind.
  • Later, when Vespasian was aedile, Gaius Caesar, incensed at his neglect of his duty of cleaning the streets, ordered that he be covered with mud, which the soldiers accordingly heaped into the bosom of his purple-bordered toga. This some interpreted as an omen that one day, in some civil commotion, his country, trampled under foot and forsaken, would come under his protection and, as it were, into his embrace.
  • Once when Vespasian was taking breakfast, a stray dog brought in a human hand from the cross-roads​ and dropped it under the table.​ [The human hand was a symbol of power, and the word manus is often used in the sense of potestas or power.]
  • Again, when he was dining, an ox that was ploughing shook off its yoke, burst into the dining-room and, after scattering the servants, fell at the feet of Vespasian as he reclined at table and bowed its neck as if suddenly tired out.
  • Also, a cypress tree on his grandfather’s farm was torn up by the roots without the agency of any violent storm, then thrown down and, on the following day, rose again greener and stronger than before.
  • Vespasian dreamed in Greece that the beginning of good fortune for himself and his family would come as soon as Nero had a tooth extracted and on the next day it came to pass that a physician walked into the hall​ and showed him a tooth which he had just then taken out.
  • When Vespasian consulted the oracle of the god of Carmel in Judaea, the lots were highly encouraging, promising that whatever he planned or wished, however great it might be, would come to pass. One of his high-born prisoners, Josephus by name, as he was being put in chains, confidently declared that he would soon be released by the same man, who would then become emperor.

Omens were also reported from Rome:

  • Nero in his latter days was admonished in a dream to take the sacred chariot of Jupiter Optimus Maximus from its shrine to the house of Vespasian and from there to the Circus.
  • Not long after this, when Galba was on his way to the elections which gave him his second consul­ship, a statue of the Deified Julius of its own accord turned towards the East.
  • On the field of Bedriacum, before the battle began, two eagles fought in the sight of all and, when one was vanquished, a third came from the direction of the rising sun and drove off the victor.

(6) Yet Vespasian made no move (although his followers were quite ready and even urgent) until he was roused to it by the accidental support of men unknown to him and at a distance. Two thousand soldiers of the three legions that made up the army in Moesia had been sent to help Otho. When word came to them after they had begun their march that he had been defeated and had taken his own life, they none the less kept on as far as Aquileia, because they did not believe the report. There, taking advantage of the lawless state of the times, they indulged in every kind of pillage. Then, fearing that if they went back, they would have to give an account and suffer punishment, they took it into their heads to select and appoint an emperor, saying that they were just as good as the Spanish army which had appointed Galba, or the praetorian guard which had elected Otho, or the German army which had chosen Vitellius.

Accordingly the names of all the consular governors who were serving anywhere were taken up, and since objection was made to the rest for one reason or another, while some members of the third legion, which had been transferred from Syria to Moesia just before the death of Nero, highly commended Vespasian, they unanimously agreed on him and inscribed his name on all their banners.

When their action became known, Tiberius Alexander, prefect of Egypt, was the first to compel his legions to take the oath for Vespasian on the Kalends of July (1 July), the day which was afterwards celebrated as that of his accession. Then the army in Judaea swore allegiance to him personally on the fifth day before the Ides of July (11 July).

The enterprise was greatly forwarded by the circulation of a copy of a letter from the late emperor Otho to Vespasian (whether genuine or forged) urging him with the utmost earnestness to vengeance and expressing the hope that he would come to the aid of his country. It was further helped:

  1. by a rumour which spread abroad that Vitellius had planned, after his victory, to change the winter quarters of the legions and to transfer those in Germany to a safer and milder service in the Orient
  2. among the governors of provinces, by the support of Licinius Mucianus (governor of the neighbouring province of Syria) and, among the kings, by that of Vologaesus, the Parthian. The former (Mucianus), laying aside the jealousy which had created rivalry between them, promised Vespasian the support of the Syrian army; and the latter 40,000 bowmen

(7) Therefore Vespasian began another civil war by sending generals with troops to Italy while he crossed to Alexandria to take possession of the key to Egypt.​ Here he dismissed all his attendants and entered the temple of Serapis alone, to consult the auspices as to the duration of his power. And when after many propitiatory offerings to the god he at length turned about, it seemed to him that his freedman, Basilides​, offered him sacred boughs, garlands, and loaves as is the custom there and yet he knew very well a) that no one had let him in, b) that for some time he had been hardly able to walk by reason of rheumatism, and c) was far away. And immediately letters came with the news that Vitellius’s army had been defeated at Cremona and the Vitellius himself slain at Rome.

Vespasian as yet lacked prestige and a certain divinity, so to speak, since he was an unexpected and still new-made emperor; but these also were given him. A man of the people who was blind, and another who was lame, came to him together as he sat on the tribunal, begging for the help for their disorders which Serapis had promised in a dream; for the god declared that Vespasian would restore the eyes, if he would spit upon them, and give strength to the leg, if he would deign to touch it with his heel. Though Vespasian had hardly any faith that this could succeed and therefore shrank from even making the attempt, he was at last prevailed upon by his friends and tried both things in public before a large crowd – and they worked!

And, at this same time, by the direction of certain soothsayers, some vases of antique workman­ship were dug up in a consecrated spot at Tegea in Arcadia and on them was an image very like Vespasian.

(8) Returning to Rome under such auspices and attended by so great renown, after celebrating a triumph over the Jews, Vespasian added eight consul­ships to his former one. He also assumed the censor­ship and during the whole period of his rule he considered nothing more essential than first to strengthen the state, which was tottering and almost overthrown, and then to embellish it as well.

The soldiery, some emboldened by their victory and some resenting their humiliating defeat, had abandoned themselves to every form of licence and recklessness. The provinces, too, and the free cities, as well as some of the kingdoms, were in a state of internal dissension. Therefore Vespasian discharged many of the soldiers of Vitellius and punished many. But so far from showing any special indulgence to those who had shared in his victory, he was slow in paying them their lawful rewards.

To let slip no opportunity of improving military discipline, when a young man reeking with perfumes came to thank him for a commission which had been given him, Vespasian drew back his head in disgust, adding the stern reprimand: “I would rather you had smelt of garlic” and then revoked the appointment.

When the marines who march on foot by turns from Ostia and Puteoli to Rome asked that an allowance be made them for shoe money, not content with sending them away without a reply, he ordered that in future they should make the run barefooted, and they have done so ever since.

Vespasian made Roman provinces of Achaia, Lycia, Rhodes, Byzantium and Samos, taking away their freedom, and likewise of Trachian Cilicia and Commagene, which up to that time had been ruled by kings. He sent additional legions to Cappadocia because of the constant inroads of the barbarians, and gave it a consular governor in place of a Roman knight.

As Rome was unsightly from former fires and fallen buildings, Vespasian allowed anyone to take possession of vacant sites and build upon them, in case the owners failed to do so. He began the restoration of the Capitol in person [after the fire which broke out during the siege of his brother Sabinus – see Tacitus’s Histories for a detailed description of this event], was the first to lend a hand in clearing away the debris, and himself carried some of it off in a basket.

Vespasian undertook to restore the 3,000 bronze tablets which were destroyed with the temple, making a thorough search for copies. These included priceless and most ancient records of the empire, containing the decrees of the senate and the acts of the commons almost from the foundation of the city, regarding alliances, treaties and special privileges granted to individuals.

(9) Vespasian also undertook new works, the temple of Peace hard by the Forum and one to the Deified Claudius on the Caelian mount, which was begun by Agrippina but almost utterly destroyed by Nero. Also an amphitheatre in the heart of the city, a plan which he learned that Augustus had cherished. [This is the building we call the Colosseum, which was known as the Flavian amphitheatre until the Middle Ages.]

Vespasian reformed the two great orders [senators and knights], reduced by a series of murders and sullied by longstanding neglect, and added to their numbers, holding a review of the senate and the knights, expelling those who least deserved the honour and enrolling the most distinguished of the Italians and provincials.

Furthermore, to let it be known that the two orders differed from each other not so much in their privileges as in their rank, in the case of an altercation between a senator and a Roman knight, he rendered his decision: ‘Unseemly language should not be used towards senators, but to return their insults in kind is proper and lawful’ [i.e. a citizen could return the abuse of another citizen, regardless of their respective ranks].

(10) Lawsuit upon lawsuit had accumulated in all the courts to an excessive degree, since those of long standing were left unsettled through the interruption of court business​ during the civil wars and new ones had arisen through the disorder of the times. Vespasian therefore chose commissioners by lot to restore what had been seized in time of war, and to make special decisions in the court of the Hundred, reducing the cases to the smallest number, since it was clear that the lifetime of the litigants would not suffice for the regular proceedings.

(11) Licentiousness and extravagance had flourished without restraint so Vespasian induced the senate to vote that any woman who formed a connection with the slave of another person should herself be made a slave. Also that anyone who lent money to minors (meaning sons who were still under the control of their fathers, regardless of their age) should never have a legal right to enforce payment, that is to say, not even after the death of the fathers.

(12) In other matters Vespasian was unassuming and lenient from the very beginning of his reign until its end. He never tried to conceal his former lowly condition and often paraded it. Indeed, when certain men tried to trace the origin of the Flavian family to the founders of Reate and a companion of Hercules whose tomb still stands on the Via Salaria, he laughed at them for their pains.

So far was he from a desire for pomp and show that on the day of his triumph he did not hesitate to say: ‘It serves me right for being such a fool as to want a triumph in my old age, as if it were due to my ancestors or had ever been among my own ambitions.’

He did not even assume the tribunician power at once nor the title of Father of his Country until late.​ As for the custom of searching people who came to pay their morning calls to him, he gave that up before the civil war was over.

(13) Vespasian bore the frank language of his friends, the quips of pleaders, and the impudence of the philosophers with the greatest patience. Though Licinius Mucianus,​ a man of notorious unchastity, presumed upon his services to treat Vespasian with scant respect [claiming that, as leader of Vespasian’s army, he won Italy and Rome and, in effect, gave it to him], he never had the heart to criticize him except privately and then only to the extent of adding to a complaint made to a mutual friend, the words: ‘I at least am a man’ [implying that Mucianus was effeminate and unchaste].

When Salvius Liberalis ventured to say, while defending a rich client, ‘What is it to Caesar if Hipparchus had a hundred millions?’ he personally commended him. When the Cynic Demetrius met him abroad after being condemned to banishment, and without deigning to rise in his presence or to salute him, even snarled out some insult, Vespasian merely called him a dog.

(14) Vespasian was not inclined to remember or to avenge affronts or enmities, but made a brilliant match for the daughter of his enemy Vitellius, and even provided her with a dowry and a house-keeping outfit.

When he was in terror at being forbidden Nero’s court and asked what on earth he was to do or where he was to go, one of the ushers threw him out and told him to ‘go to Morbovia’ [a made-up name meaning ‘go to the devil’]. When the man later begged for forgiveness, Vespasian confined his resentment to words, and those of about the same number and purport.

Indeed, so far was he from being led by any suspicion or fear to cause anyone’s death that when his friends warned him that he must keep an eye on Mettius Pompusianus, since it was commonly believed that he had an imperial horoscope, he ignored them and made Mettius consul, guaranteeing that he would one day be mindful of the favour.

(15) It cannot be shown that any innocent person was punished save in Vespasian’s absence and without his knowledge, or at any rate against his will and by misleading him.

Although Helvidius Priscus was the only one who greeted him on his return from Syria by his private name of ‘Vespasian’ and, in his praetor­ship, left the emperor unhonoured and unmentioned in all his edicts, still Vespasian did not show anger until by the extravagance of his railing Helvidius had all but degraded him [meaning reduced him to the status of a common citizen].

But even in Helvidius’s case, though Vespasian did banish him and later order his death, he was most anxious for any means of saving him, and sent messengers to recall those who were to slay him; and he would have saved him, but for a false report that Helvidius had already been done to death. Certainly he never took pleasure in the death of anyone, but even wept and sighed over those who suffered merited punishment.

(16) The only thing for which Vespasian can be fairly censured was his love of money. For not content with reviving the taxes which had been repealed under Galba, he added new and heavy burdens, increasing the amount of tribute paid by the provinces, in some cases actually doubling it, and quite openly carrying on traffic which would be shameful even for a man in private life. He bought up certain commodities in order to distribute them at a profit.

Vespasian made no bones of selling offices to candidates and acquittals to men under prosecution, whether innocent or guilty. He is even believed to have deliberately advanced the most rapacious of his procurators to higher posts so that they might be the richer when he later condemned them. In fact, it was common talk that he used these men as ‘sponges’ because he ‘soaked’ them when they were dry and ‘squeezed’ them when they were wet.

Some say that Vespasian was naturally covetous and was taunted with it by an old herdsman of his who, on being forced to pay for the freedom for which he earnestly begged Vespasian when he became emperor, cried: ‘The fox changes his fur but not his nature.’

Others on the contrary believe that he was driven by necessity to raise money by spoliation and robbery because of the desperate state of the treasury and the privy purse. He testified to this at the very beginning of his reign by declaring that 40,000 millions were needed to set the state upright. This latter view seems the more probable, since he made the best use of his gains, ill-gotten though they were.

(17) He was most generous to all classes, making up the requisite estate​ for senators [this had been increased to 1,200,000 sesterces by Augustus] giving needy ex-consuls an annual stipend of 500,000 sesterces, restoring to a better condition many cities throughout the empire which had suffered from earthquakes or fires and, in particular, encouraging men of talent and the arts.

(18) Vespasian was the first to establish a regular salary of 100,000 sesterces for Latin and Greek teachers of rhetoric, paid from the privy purse. He presented eminent poets with princely largess and great rewards, and artists, too, such as the restorer of the Venus of Cos​ and of the Colossus.​

(19) At the plays with which he dedicated the new stage of the theatre of Marcellus, Vespasian revived the old musical entertainments. To Apelles, the tragic actor, he gave 400,000 sesterces; to Terpnus and Diodorus, the lyre-players, 200,000 each; to several, a hundred thousand; while those who received least were paid 40,000, and numerous golden crowns were awarded besides.

Vespasian gave constant dinner parties, too, usually formally​ and sumptuously, to help the marketmen. He gave gifts​ to women on the Kalends (first) of March [the Matronalia or feast of married women] as he did to the men on the Saturnalia.

Yet even so he could not be rid of his former bed reputation for covetousness. The Alexandrians persisted in calling him Cybiosactes,​ the surname of one of their kings who was scandalously stingy.

Even at his funeral, Favor, a leading actor of mimes, who wore his mask and, according to the usual custom, imitated the actions and words of the deceased during his lifetime, having asked procurators in a loud voice how much his funeral procession would cost, and hearing the reply ‘Ten million sesterces,’ cried out, ‘Give me a hundred thousand and fling me even into the Tiber.’

(20) Vespasian was well built,​ with strong, sturdy limbs, and the expression of one who was straining. Apropos of which a witty fellow, when Vespasian asked him to make a joke about him, replied, ‘I will, when you have finished relieving yourself.’

Vespasian enjoyed excellent health, though he did nothing to keep it up except to rub his throat and the other parts of his body a certain number of times in the tennis court, and to fast one day in every month.

(21) This was Vespasian’s manner of life. While emperor, he always rose very early, in fact before daylight. Then, after reading his letters and the reports of all the officials, he admitted his friends, and while he was receiving their greetings, he put on his own shoes and dressed himself. After despatching any business that came up, he took time for a drive and then for a nap, lying with one of his concubines, of whom he took several after the death of Caenis. After his siesta he went to the bath and the dining-room. It is said that this was the part of the day when he was most good-natured or indulgent, so that the members of his household eagerly watched for these opportunities of making requests.

(22) Not only at dinner but on all other occasions he was most affable, and turned off many matters with a jest. He was very ready with sharp sayings, albeit of a low and buffoonish kind, so that he didn’t refrain even from obscene expressions.​

Yet many of his remarks are still remembered which are full of wit, among them the following. When an ex-consul called Mestrius Florus called his attention to the fact that the proper pronunciation was plaustra (‘wagons’) rather than plostra, he greeted him next day as ‘Flaurus.’

When he was importuned by a woman, who said that she was dying for love for him, he took her to his bed and gave her 400,000 sesterces for her favours. Being asked by his steward how he wanted the sum entered in his accounts, he replied: ‘To a passion for Vespasian.’

(23) Vespasian also quoted Greek verses with great timeliness, saying of a man of tall stature and monstrous parts:

‘Striding along and waving a lance that casts a long shadow’ [Iliad 7.213.]

And of the freedman Cerylus, who was very rich, and to cheat the privy purse of its dues at his death had begun to give himself out as freeborn, changing his name to Laches:

‘O Laches, Laches,
When you are dead, you’ll change your name at once
To Cerylus again.’

But he particularly resorted to witticisms about his unseemly means of gain, seeking to diminish their odium by some jocose saying and to turn them into a jest.

Having put off one of his favourite attendants, who asked for a stewardship for a pretended brother, he summoned the candidate himself, and after compelling him to pay him as much money as he had agreed to give his advocate, appointed him to the position without delay. On his attendant’s taking up the matter again, he said: ‘Find yourself another brother; the man that you thought was yours is mine.’

On a journey, suspecting that his muleteer had got down to shoe the mules merely to make delay and give time for a man with a lawsuit to approach the emperor, he asked how much he was paid for shoeing the mules and insisted on a share of the money.

When Titus found fault with him for levying a tax on public conveniences, Vespasian held a piece of money from the first payment to his son’s nose, asking whether its odour was offensive to him. When Titus said, ‘No,’ he replied, ‘Yet it comes from urine.’

On the report of a deputation that a colossal statue of great cost had been voted him at public expense, he demanded to have it set up at once, and holding out his open hand, said that the base was ready.

He did not cease his jokes even when in apprehension of death and in extreme danger for when among other portents the Mausoleum​ opened on a sudden and a comet appeared in the heavens, he declared that the former applied to Junia Calvina of the family of Augustus, and the latter to the king of the Parthians, who wore his hair long. And as death drew near, he said: ‘Woe is me. I think I am turning into a god.’

(24) In his ninth consul­ship he had a slight illness in Campania and, returning at once to the city, he left for Cutiliae and the country about Reate, where he spent the summer every year. There, in addition to an increase in his illness, having contracted a bowel complaint by too free use of the cold waters, he nevertheless continued to perform his duties as emperor, even receiving embassies as he lay in bed.

Suddenly taken with such an attack of diarrhoea that he all but fainted, he said: ‘An emperor ought to die standing’, and, while he was struggling to get on his feet, he died in the arms of those who tried to help him. Vespasian died on the ninth day before the Kalends of July [23 June] at the age of sixty-nine years, seven months and seven days.​

(25) All agree that he had so much faith in his own horoscope and those of his family, that even after constant conspiracies were made against him he had the assurance to say to the senate that either his sons would succeed him or he would have no successor.

It is also said that he once dreamed that he saw a balance with its beam on a level placed in the middle of the vestibule of the palace, in one pan of which stood Claudius and Nero and in the other himself and his sons. And the dream came true, since both houses reigned for the same space of time and the same term of years.

[Suetonius’s Life of Vespasian should be read alongside Tacitus’s Histories, which give a detailed account of Mucianus’ and Primus’s military campaigns in north Italy which led to the overthrow of Vitellius as well as the siege of Sabinus on the Capitol.]


Related links

Suetonius’s Lives of the Twelve Caesars

Roman reviews

The Life of Tiberius by Suetonius

‘Poor Rome, doomed to be masticated by those slow-moving jaws.’
(Augustus’s dying comment on his adoptive son and successor, Tiberius, quoted in Suetonius’s Life of Tiberius, section 21)

Tiberius Julius Caesar Augustus was the second Roman emperor. He succeeded his stepfather and adopted father, the first Roman emperor, Augustus, in 14 AD. Born in 42 BC, Tiberius reigned from 14 (i.e. aged 56) until 37 AD, 23 years in total, dying at the age of 78.

Roman texts were divided into short sections, sometimes called ‘chapters’ though most are less than a page long. Suetonius’s biography of the emperor Tiberius is 76 chapters long. Like all the emperors, you can divide his biography into two parts, before he was emperor, and his reign as emperor.

The central fact about Tiberius is that he was a grumpy, unsociable and reluctant emperor who began his reign with exaggerated respect for the institutions of Rome but slowly declined until he was overseeing a reign of terror, especially as a result of encouraging unaccountable spies and informers to bring charges against eminent men.

Already, in 6 BC, while he was being groomed as first among equals in Augustus’s extended family to succeed the great man and had established himself as an effective general after leading the army in Germany, he abruptly quit public life and retired to Rhodes, where he remained for seven years.

The historian Tacitus thinks the biggest reason among many possible ones for Tiberius’s retirement was that Augustus had forced him to divorce his wife, Vipsania, who he really loved, and marry Augustus’s own daughter, Julia who a) despised Tiberius’s relatively lowly origins and b) was extremely promiscuous, taking numerous lovers and publicly humiliating Tiberius.

Suetonius covers the important political and military events of Tiberius’s life, but really comes into his own when discussing the personal quirks and gossip surrounding the second emperor. Key learnings of the opening chapters are:

The Claudian clan, which Tiberius descended from, was famous for its arrogance.

Nero became a common surname in the Claudian clan, from the Sabine tongue meaning ‘strong and valiant’.

His father was the politician Tiberius Claudius Nero and his mother was Livia Drusilla. This Nero opposed the party of Octavian and so as a boy Tiberius was always on the move as his parents moved from place to place dictated by the tribulations of the civil wars.

But once the assassins of Julius Caesar had been defeated, Nero (Tiberius’s father) returned to Rome and was reconciled with Octavian. At which point Octavian, triumphant after winning the civil wars and establishing the Second Triumvirate with Mark Antony and Lepidus, forced Livia to divorce Nero and marry him, even though she was heavily pregnant by Nero at the time. This was in 38 BC. So Augustus married Livia knowing she was pregnant with another man’s child (unless, of course, it was he who had gotten her pregnant, not the husband).

The life of Tiberius: before he was emperor

Tiberius had a younger brother, Drusus Nero.

At the age of nine Tiberius delivered a eulogy of his dead father from the rostra. Just as he was reaching puberty, he accompanied the chariot of Augustus in his triumph after Actium (31 BC),​ riding the left trace-horse, while Marcellus, son of Octavia, rode the one on the right.

Tiberius presided, too, at the city festival, and took part in the game of Troy during the performances in the circus, leading the band of older boys.

Chapter 7. Between attaining manhood and ascending the throne:

  • Tiberius gave a gladiatorial show in memory of his father, and a second in honour of his grandfather Drusus, the former in the Forum and the latter in the amphitheatre
  • he also gave stage-plays, but without being present in person

Around 19 BC Tiberius married Vipsania Agrippina, daughter of Marcus Agrippa, and granddaughter of Caecilius Atticus, the Roman knight to whom Cicero’s letters are addressed.

But after she had given Tiberius a son, Drusus, Augustus forced Tiberius to divorce Vipsania and marry his (Augustus’s) daughter, Julia, in 11 BC. This greatly upset Tiberius who continued to be in love with Vipsania. His new wife, Julia, bore him a child but it died in infancy, at which point it is thought the couple ceased to have relations.

Tiberius’s brother, Drusus, died in Germany and he conveyed his body to Rome, walking before the coffin the entire way.

Chapter 8. Tiberius began his civil career by defending client kings and states. He prosecuted a noble who had conspired against Augustus.

He undertook two public commissions: to improve the grain supply to Rome and to investigate the slave-prisons​ throughout Italy, the owners of which had gained a bad reputation for kidnapping and enslaving travellers, and as havens for men seeking to evade military service.

9. Tiberius’s first military service was as tribune of the soldiers in the campaign against the Cantabrians. Then he led an army to the Orient and restored the throne of Armenia to Tigranes. For about a year he was governor of Gallia Comata which was in a state of unrest through the inroads of the barbarians and the dissensions of its chiefs. Then he conducted war with the Raeti and Vindelici, then in Pannonia, and finally in Germany. He brought 40,000 prisoners of war over into Gaul and assigned them homes near the bank of the Rhine.

For these achievements he was given an ovation in Rome, riding in a chariot and having been honoured with the triumphal regalia, a new kind of distinction never before conferred on anyone.

Tiberius proceeded quickly through the offices of quaestor, praetor, and consul, five years before the usual age limit (he was consul in 13 BC). He was made consul again in 7 BC and the following year received the tribunicial power for five years.

10. In 6 BC, while on the verge of accepting command in the East and becoming the second-most powerful man in Rome, Tiberius announced his withdrawal from politics and retired to the island of Rhodes.

Some say it was due to disgust with his wife, her mockery of him and her indiscriminate promiscuousness, which he daren’t confront, seeing as she was Augustus’s daughter. Others think that, since the children of Augustus were now of age, Tiberius voluntarily gave up the position of number two in the empire, in order to clear the way for them. At the time he simply gave the reason that he was exhausted after years of campaigning in Germany and holding public office and needed a rest.

Augustus was furious and openly criticised him in the Senate. When Augustus and Livia tried to stop him leaving Tiberius went on hunger strike for four days (!). When he was permitted to leave, he did so hugger-mugger, hardly saying goodbye to anyone. He was an odd, secretive, unhappy man.

Tiberius chose Rhodes because he’d liked it when he stopped off there on the way back from campaigning in Armenia. Once there, he settled into a modest house and adopted an unassuming manner of life, at times walking in the gymnasium without a lictor or a messenger, exchanging courtesies with the common people.

He was a constant attendant at the schools and lecture-rooms of the professors of philosophy.

In 2 BC Tiberius’s wife, Julia, was disgraced and sent into exile by Augustus. Despite disliking her, Tiberius performed the husbandly duty of sending letters to intercede with Augustus.

Then, when his tribunician period of office came to an end, and now that Augustus’s grandsons Gaius and Lucius had come of age and were clearly nominated for the succession, Tiberius wrote asking to be allowed to visit his relatives, whom he sorely missed. But Augustus rejected his appeal and told him to forget about ever seeing his family again, who he had so eagerly abandoned.

12. So Tiberius remained in Rhodes against his will. Through his mother he secured the title of envoy of Augustus, so as to conceal his disgrace. He wasn’t left in peace because every Roman official who sailed past the island felt duty bound to stop off and pay their respects

In his absence from Rome negative rumours accumulated around him. When he crossed to Samos to visit his stepson Gaius, who had been made governor of the Orient, he found him alienated due to slanders spread by Gaius’s staff. It was also claimed that Tiberius had sent messages to some centurions which possibly hinted at overthrowing Augustus. Tiberius swore it wasn’t so and asked Augustus for the appointment of someone, of any rank whatsoever, to keep watch over his actions and words to prove it.

13. Tiberius gave up his usual exercises with horses and arms and dropped the traditional costume of his people i.e. the toga, taking to the cloak and slippers of Greece – prompting criticism. There’s a story that, when his name came up at a dinner party hosted by Gaius, a man got up and assured Gaius that if he would say the word, he would at once take ship for Rhodes and bring back the head of “the exile,” as he was commonly called.

At this point Tiberius realised his life was actually at risk, so he renewed his pleas to his mother, and, as it happens, Augustus’s eldest son was at odds with Marcus Lollius, Gaius’s adviser, and so ready to oppose him on this issue (of recalling Tiberius). So, as a result of palace intrigue, Tiberius was grudgingly allowed to return to Rome, but on condition that he took no part or active interest in public affairs. So in the eighth year of his retirement Tiberius returned to Rome.

14. Since his early days Tiberius’s life had been marked by omens and predictions:

  • when Livia was pregnant with him, and was trying to divine by various omens whether she would bring forth a male, she took an egg from under a setting-hen, and when she had warmed it in her own hand and those of her attendants in turn, a cock with a fine crest was hatched
  • in his infancy the astrologer Scribonius promised him an illustrious career and even that he would one day be king, but without the crown of royalty
  • on his first campaign, when he was leading an army through Macedonia into Syria, it chanced that at Philippi the altars consecrated in bygone days by the victorious legions gleamed of their own accord with sudden fires
  • on his way to Illyricum he visited the oracle of Geryon near Patavium and drew a lot which advised him to seek an answer to his inquiries by throwing golden dice into the fount of Aponus – and then the dice which he threw showed the highest possible number (and those dice may be seen to this day, under the water)
  • a few days before his recall an eagle, a bird never before seen in Rhodes, perched on the roof of his house
  • the day before he was notified that he might return, his tunic seemed to blaze as he was changing his clothes

On the day the ship bearing Augustus’s permission came into sight, Tiberius was walking along the cliffs with his astrologer Thrasyllus, who saw it and declared that it brought good news. This was lucky for him because Tiberius had made up his mind to push the man off the cliff, believing him a false prophet because things up to that moment had all turned out contrary to his predictions. [How could anyone know the truth of this story? Only if Tiberius himself told someone, who told someone else etc.]

15. Tiberius returned to Rome in 2 AD. Here he introduced his son, Drusus Julius Caesar (born in 14 BC and so aged 16) to public life. Forbidden to take part in public life, Tiberius moved to the gardens of Maecenas on the Esquiline Hill, where he led a very retired life, merely attending to his personal affairs and exercising no public functions.

The situation was transformed when the two young heirs to the throne died in quick succession, Lucius in 2 AD, Gaius in 4. This prompted Augustus to rearrange the pieces on the chess board: he now formally adopted Tiberius as his own son and heir, compelling him, in turn, to adopt his nephew Germanicus.

From this time onwards (4 AD) nothing was left undone which could add to his prestige, especially after the disowning and banishment of Agrippa made it clear that the hope of the succession lay in him alone.

16. Augustus gave Tiberius the tribunician power for a second term of three years. He was assigned responsibility for subjugating Germany. But then a revolt broke out in the province of Illyricum, in the western Balkans, and Tiberius was transferred to take charge of quelling it.

This war lasted four years, from 6 to 9 AD. It came to be called the Bellum Batonianum and Suetonius describes it as the most serious of all foreign wars since those with Carthage (the three Punic Wars between 264 and 146 BC). Tiberius commanded fifteen legions and a corresponding force of auxiliaries, surmounting difficulties of terrain, the scattered nature of the tribal enemy and scarcity of supplies. His perseverance paid off and Tiberius completely subdued and reduced to submission the whole of Illyricum, which became a Roman province.

17. Tiberius’s exploits in Illyricum won him all the more glory because it was during this period, in 9 AD, that Quintilius Varus lost his three legions in an ambush in Germany, and no one doubted that the victorious Germans would have united with the Pannonians to foment rebellion on two fronts, had not Illyricum been subdued first.

Consequently a triumph was voted to Tiberius and many high honours. Some recommended that he be given the surname of Pannonicus, others of Invictus, others of Pius. Characteristically, Augustus vetoed these suggestions. Tiberius himself put off the triumph, because the country was in mourning for the disaster to Varus.

18. The next year Tiberius returned to Germany and, realising that the disaster to Varus was due to that general’s rashness and lack of care, he took no step without the approval of a council, having previously been a man of independent judgment and self-reliance. He ordered baggage to be kept to a minimum. Once across the Rhine he took his meals sitting on the bare turf, often passed the night without a tent, and gave all his orders for the following day in writing, for the avoidance of doubt or ambiguity. He ordered that if any officers were in doubt, they were to consult him personally, at any hour whatsoever, even in the night.

19. In Germany Tiberius insisted on the strictest discipline, reviving bygone methods of punishment. For example, he demoted the commander of a legion for sending a few soldiers across the river to accompany one of his freedmen on a hunting expedition.

Despite all these rational procedures, he remained deeply superstitious, embarking on battle with greater confidence when, the night before, his lamp suddenly and without human agency died down and went out, claiming this had always been a good omen, for himself and his ancestors.

One assassination attempt was made, by a member of the Bructeri tribe who got access to Tiberius among his attendants, but was detected through his nervousness and was then tortured till he confessed.

20. After two years Tiberius returned to Rome from Germany and celebrated the triumph which he had postponed, accompanied by his generals, for whom he had obtained the triumphal regalia. Before turning to enter the Capitol, he dismounted from his chariot and fell at the knees of Augustus, who was presiding over the ceremonies.​

Tiberius sent Bato, the leader of the Pannonians, to Ravenna,​ after presenting him with rich gifts, thus showing his gratitude to him for allowing him to escape when he was trapped with his army in a dangerous place. Then he gave a banquet to the common people at a thousand tables, and distributed a largess of 300 hundred sesterces to every man. With the proceeds of his spoils from the war Tiberius restored and dedicated the temple of Concord, as well as that of Pollux and Castor, in his own name and that of his brother.

21. Tiberius was scheduled to return to Illyricum to govern it, but he was at once recalled for Augustus was entering his last illness. Tiberius spent an entire day with him in private. it is said that when Tiberius left the room after this confidential talk, Augustus was overheard by his chamberlains to say: ‘Alas for the Roman people, to be ground by jaws that crunch so slowly!’

It is said that Augustus so disapproved of Tiberius’s austere manners that he sometimes broke off his lighter conversation when Tiberius entered the room. Here comes Old Gloomy Guts.

But Augustus gave in to Livia’s pleading for her son to be made heir. It may also be that Augustus concluded that, with such a successor he himself would come to be all the more venerated and respected – although Suetonius himself can’t believe such a responsible ruler as Augustus would behave so irresponsibly.

Suetonius thinks Augustus had to make a difficult decision – all the heirs he had lined up had died and Tiberius, despite his dour manner and the black mark of his retirement to Rhodes, had proved himself an assiduous and victorious general in Illyricum, so…on balance…his merits outweighed his faults.

[Such is the weakness of an imperial or royal system of government, that it can only choose successors from a very limited pool of candidates and so, by the law of averages, is as likely to produce bad or terrible rulers as good or excellent ones, more likely in fact, since the demands of ruling an empire require more than normal abilities.]

Suetonius’s interpretation is backed up by the record, for he cites the fact that Augustus took an oath before the people that he was adopting Tiberius for the good of the country, and alludes to him in several letters as a most able general and the sole defence of the Roman people. Suetonius goes on to quote from Augustus’s correspondence where, among other epithets, Augustus calls Tiberius ‘most charming of men’ and ‘most charming and valiant of men and most conscientious of generals’.

The life of Tiberius: his rule as emperor

22. Tiberius didn’t make the death of Augustus public until the young Agrippa had been disposed of. The latter was slain by a tribune of the soldiers appointed to guard him, who received a letter with the order. It is not known whether Augustus left this letter when he died, to remove a future source of discord, or whether Livia wrote it herself in the name of her husband, or whether it was with or without the connivance of Tiberius.

Anyway, when the tribune reported that he had done his bidding, Tiberius replied that he had given no such order, and that the man must render an account to the senate, apparently trying to avoid odium at the time, for later his silence consigned the matter to oblivion.

23. When Tiberius first addressed the senate after Augustus’s death he broke off his speech with a groan, saying he was overcome with grief, wished he also was dead, handed the speech to his son Drusus to finish.

Then he had Augustus’s will read out. It began: ‘Since a cruel fate has bereft me of my sons Gaius and Lucius, be Tiberius Caesar heir to two-thirds of my estate’ – hardly a ringing endorsement, and confirming the suspicion that Augustus had named Tiberius his successor from necessity rather than from choice.

24. Though Tiberius did not hesitate at once to assume and to exercise the imperial authority, surrounding himself with a guard of soldiers, with the actual power and the outward sign of sovereignty, nonetheless he refused the title for a long time. When his friends urged him to adopt it, he upbraided them for not realising what a monster the empire was.

At last, reluctantly and complaining that a wretched and burdensome slavery was being forced upon him, Tiberius accepted the empire, but in such a way as to suggest the hope that he would one day lay it down. His own words were: ‘Until I come to the time when it may seem right to you to grant an old man some repose’ [anticipating his later retirement to Capri].

25. Tiberius described being emperor as like ‘holding a wolf by the ears’. There were plots against his life:

  • a slave of Agrippa, Clemens, had collected a band to avenge his master
  • Lucius Scribonius Libo, one of the nobles, was secretly plotting a revolution
  • a mutiny of the soldiers broke out in two places, Illyricum and Germany

Both armies demanded numerous special privileges – above all, that they should receive the same pay as the praetorians. The army in Germany was reluctant to accept an emperor who was not its own choice and vociferously preferred their general, the nephew whom Augustus had forced Tiberius to adopt, Germanicus – although the latter, with characteristic grace and propriety, refused.

Tiberius asked the Senate to appoint colleagues to share the burden of rule. He also feigned ill-health, to induce Germanicus to wait with more patience for a speedy succession, or at least for a share in the sovereignty. The mutinies were put down, and he also got Clemens into his power, outwitting him by stratagem.

Not until his second year did he finally arraign Libo in the senate, fearing to take any severe measures before his power was secure, and satisfied in the meantime merely to be on his guard. In the meantime Tiberius took precautions: thus when Libo was offering sacrifice with him among the pontiffs, he had a leaden knife substituted for the usual one; when Libo asked for a private interview, Tiberius would not grant it except with his son Drusus present, and as long as the conference lasted he held fast to Libo’s right arm, under pretence of leaning on it as they walked together [in order to stop him grabbing a knife or other weapon].

26. Tiberius at first played an unassuming​ part, almost humbler than that of a private citizen. Of many high honours he accepted only a few of the more modest. He barely consented to allow his birthday to be recognized by the addition of a single two-horse chariot to the scheduled games. He forbade the voting of temples, flamens, and priests in his honour, and even the setting up of statues and busts without his permission.

He refused to allow an oath to be taken ratifying his acts,​ nor the name Tiberius to be given to the month of September, or that of Livia to October.

He declined the forename Imperator,​ the surname of ‘Father of his Country’ and the placing of the civic crown​ at his door (as Augustus had had done). He did not even use the title of ‘Augustus’ in any letters except those to kings and potentates, although it was his by inheritance.

Tiberius held only three consul­ships after becoming emperor – one for a few days, a second for three months, and a third, during his absence from the city, until the Ides of May.

27. Tiberius so loathed flattery that he would not allow any senator to approach his litter, either to pay his respects or on business, and when an ex-consul in apologizing to him attempted to embrace his knees, he drew back in such haste that he fell over backward.

If anyone in conversation or in a set speech spoke of him in too flattering terms, Tiberius interrupted him and corrected his language on the spot. Being once called ‘Lord’, he warned the speaker not to address him again in an insulting fashion.

28. Tiberius rose above abuse, slander and lampoons of himself and his family. He said that in a free country there should be free speech and free thought.

29. Tiberius treated the Senate with exaggerated respect, openly stating that a princeps ought to be the servant of the senate, of the citizenry as a whole, and sometimes even of individuals.

30. There was no matter of public or private business so small or so great that he did not lay it before the senators, consulting them about revenues, restoring public buildings, levying and disbanding soldiers, the disposal of the legionaries and auxiliaries, about the extension of military commands and appointments to the conduct of wars, his replies to the letters of kings.

31. Tiberius was content for the Senate to vote against his expressed wishes and on one famous occasion opposed a motion so popular that he was the only man to go into the minority lobby, and not a single colleague followed him.

Tiberius revived the importance of the consuls. He had foreign delegations address themselves to the consuls, rose when they entered a room, and made way for them on the street.

32. Tiberius rebuked some ex-consuls in command of armies for addressing their reports to him and not to the Senate. To the governors who recommended burdensome taxes for his provinces, he wrote in answer that it was the part of a good shepherd to shear his flock, not skin it.

33. Tiberius intervened to prevent abuses. Sometimes he offered the magistrates his services as adviser, taking his place beside them at the tribunal. If word got around the bribery was being deployed in a court case, he would appear remind the jurors of the laws and of their oath to uphold justice.

34. Tiberius reduced the cost of the games and shows by cutting down the pay of the actors and limiting the pairs of gladiators to a fixed number. He recommended that prices in the market should be regulated each year at the discretion of the senate.

He was personally frugal. As part of his campaign against waste, he often served at formal dinners half-eaten dishes from the night before – on one occasion serving the remaining half of a boar eaten the night before, declaring that it contained all that the other half did.

He issued an edict forbidding general kissing as well as the exchange of New Year’s gifts​ after the Kalends of January.

35. Tiberius revived the custom whereby married women guilty of improprieties could be punished by a family council. Married women of good family had begun to practice as prostitutes and to escape punishment for adultery by renouncing the privileges of their class. Profligate young men voluntarily incurred degradation from their rank so as to appear on the stage and in the arena without incurring punishment. Tiberius punished all such men and women with exile.

36. Tiberius abolished foreign cults, especially the Egyptian and the Jewish rites. He compelled adherents to these religions to burn their religious vestments and all their paraphernalia. He assigned Jews of military age to provinces with unhealthy climates, ostensibly to serve in the army. Jews over the age of military service he banished from the city on pain of slavery for life.

He banished the astrologers from Rome, unless they promised to abandon their practices.

37. Tiberius safeguarded the country against banditry and lawlessness. He stationed garrisons of soldiers nearer together than before throughout Italy, while in Rome he established a camp for the barracks of the praetorian cohorts, which before that time had been quartered in isolated groups in divers lodging houses.

He took great pains to prevent city riots. When a quarrel in the theatre ended in bloodshed, he banished the leaders of the factions as well as the actors who were the cause of the dissension.

He abolished the traditional right of sanctuary throughout the empire.

After his accession to the throne, Tiberius undertook no further military campaigns. If regional kings were disaffected, he used threats and cajolery rather than military campaigns. Or he lured them to Rome with flattering promises and then kept them there.

38. For two whole years after becoming emperor he did not set foot outside the gates. After that he made promises to tour the provinces and even hired transports and food, but never managed to actually leave, leading to many jokes.

39. Both Tiberius’s sons died before him: his nephew and heir, Germanicus, who he adopted in 4 AD, died in 19, aged 33. His natural son, Drusus the younger (named after Tiberius’s brother), Tiberius’s son by his first wife, Vipsania, died in 23, aged 26.

After their deaths, Tiberius retired to Campania and it became widely believed that he would die there. In fact he nearly died in a freak accident when he was attending a luxury dinner in a grotto and some of the ceiling gave way, killing guests near him.

40. The official reason for the journey through Campania was to dedicate a temple to Capitoline Jupiter at Capua and a temple to Augustus at Nola, but when he’d done this he didn’t return to Rome but crossed to the island of Capri. Shortly afterwards he was recalled to the mainland after a disaster at an amphitheatre which had given way during a gladiatorial show, killing thousands. So he crossed to the mainland and made himself accessible to all, for a spell.

41. But then he returned to Capri and from this point onwards began to neglect all his responsibilities, for example not filling the vacancies in the decuries​ of the knights, nor changing the tribunes of the soldiers and prefects or the governors of any of his provinces. He left Spain and Syria without consular governors for several years, allowed Armenia to be overrun by the Parthians, Moesia to be laid waste by the Dacians and Sarmatians, and the Gallic provinces by the Germans, to the great dishonour and danger of the empire.

Tiberius retreated to Capri in 26 AD and never afterwards visited Rome. From this point onwards Suetonius’s account turns into a lurid account of Tiberius’s decline into moral degeneracy.

42. Tiberius had from the start of his military career been known as a heavy drinker. He had acquired the nickname of ‘Biberius Caldus Mero’, meaning ‘Drinker of hot wine with no water added’. He spent two days and a night feasting and drinking with Pomponius Flaccus and Lucius Piso, immediately afterwards making the one governor of the province of Syria and the other prefect of Rome.

Tiberius attended had a dinner given him by Cestius Gallus, a lustful and prodigal old man, who had once been degraded by Augustus, but ensured he kept his usual custom of having the serving girls naked.

43. On Capri Tiberius indulged his sexual fantasies. He built a sexual sporting house as the setting for orgies. He selected men and women from across the empire to engage in acts of deviant sex for his stimulation. The bedrooms were decorated with erotic paintings and sculptures. He had an erotic library, in case a performer needed an illustration of what was required. In Capri’s woods and groves he arranged a number of nooks where boys and girls, dressed as Pans and nymphs, prostituted themselves outside bowers and grottoes.

44. Suetonius goes on to list grosser allegations made against him, for example:

  • that he trained little boys, who he called his ‘minnows’, that when he went swimming they swam between his thighs to lick and nibble his genitals
  • that he put unweaned babies to his penis for them to suckle
  • that he owned a painting by Parrhasius depicting Atalanta fellating Meleager

45. Tiberius terrorised women of high birth. When a certain Mallonia refused to submit to his lust he had her informed on and taken to trial, with the result that she went home, delivered a tirade against ‘that filthy-mouthed, hairy, stinky old man’ and stabbed herself to death.

46. He was tight-fisted to the extent of miserliness.

47. In striking contrast to Augustus, Tiberius constructed no magnificent public works. He undertook only two, the temple of Augustus and the restoration of Pompey’s theatre, but both were left unfinished at the end of his reign. He gave no public shows at all and very seldom attended those given by others.

48. Tiberius showed generosity to the public only twice: once when he offered to lend a hundred million sesterces without interest for a period of three years in response to a widespread financial crisis; and then when he made good the losses of some owners of blocks of houses on the Caelian mount, which had burned down.

He acted generously to the army once, doubling the legacies provided for in the will of Augustus, but thereafter never gave gifts to the soldiers, with the exception of a thousand denarii to each of the praetorians for not taking sides with Sejanus during the latter’s attempted coup.

He did not relieve the provinces by any act of liberality, except Asia, when some cities were destroyed by an earthquake.

49. As the years went by Tiberius’s stinginess turned to rapacity. He drove Gnaeus Lentulus Augur to make Tiberius his heir, then kill himself. He confiscated the property of leading men of the Spanish and Gallic provinces, as well as of Syria and Greece. He deprived many states and individuals of immunities of long standing meaning that he collected their revenues.

Tiberius persuaded Vonones, king of the Parthians, after he’d been dethroned by his subjects and taken refuge at Antioch with a vast treasure, to put himself under the protection of the Roman people, then had him treacherously put to death.

50. One by one Tiberius turned against his own family. When his brother Drusus wrote a letter suggesting they band together to force Augustus to restore the Republic, Tiberius snitched on his brother to Augustus in order to blacken his name.

Tiberius so hated his banished second wife, Julia, that, when he came to power he intensified her exile not just to one town, but to one house, and deprived her of her allowance​.

Tiberius was very touchy about accusations that his mother Livia influenced him or shared his rule. He refused to let her be awarded the title ‘Parent of her Country’ or any other public honour.

[Livia died in 29, aged 87 i.e. Tiberius had to put up with her overbearing presence for the first 15 years of his rule.]

51. During an argument Livia is said to have produced letters from Augustus complaining about Tiberius’s sour character. This suggested such a deep and long-held enmity towards him that some say this was the reason for his retreat to Capri.

In the last three years of Livia’s life, Tiberius is said to have visited her only once, for a few hours, and didn’t visit her at all when she was ill.

After Livia’s death, Tiberius forbade her deification. He ignored the provisions of her will, and within a short time caused the downfall of all her friends and intimates, even those she had commended to his care. He had one of them, a man of equestrian rank, condemned to the treadmill.

52. Tiberius had a father’s affection neither for his own son Drusus (d. 19 AD) nor his adopted son Germanicus (d. 23 AD). After Drusus died he barely waited for the traditional period of mourning to end before resuming his usual routine.

Germanicus was handsome, successful, charming (remember how Ovid placed all his hopes for clemency in him, in his Black Sea Letters). According to Tacitus, many Romans considered Germanicus to be their equivalent to Alexander the Great, and believed that he would have easily surpassed the achievements of Alexander had he become emperor. But Tiberius mocked his achievements and openly complained to the Senate about him.

It was widely believed that Tiberius arranged to have Germanicus poisoned while on active service in Syria at the hands of Gnaeus Piso, governor of Syria. When Piso was tried on that charge, it was rumoured that he was about to produce Tiberius’s written instructions to him, so Tiberius had him quickly poisoned. As a result the slogan ‘Give us back Germanicus,’ was posted around Rome.

Tiberius then confirmed everyone’s worst suspicions by cruelly abusing Germanicus’s widow, Agrippina, and their children.

53. Tiberius embarked on a campaign to blacken the name of Germanicus’s wife, Agrippina. He stage-managed a dinner where he offered her an apple which she refused to take, assuming it was poisoned. He accused her of not trusting him. He falsely accused her of trying to flee, seeking sanctuary with the statue of Augustus or fleeing to the army. So he exiled her to Pandataria and, when she complained, had her beaten by a centurion until one of her eyes was destroyed.

Agrippina decided to starve herself to death in which, although he had her mouth forced open and food crammed into it, she succeeded. After Agrippina’s death Tiberius slandered her, persuading the senate to add her birthday to the days of ill omen and claiming credit for not having her publicly executed and thrown onto the Stairs of Mourning.

54. By Germanicus Tiberius had three grandsons, Nero, Drusus and Gaius (the future emperor Caligula), and by Drusus one, called Tiberius. Tiberius recommended Nero and Drusus to the senate and celebrated the day when each of them came to his majority. But almost immediately he began criticising and undermining them. When they complained about him he had witnesses stationed nearby and accumulated enough instances to have them pronounced public enemies and starved to death, Nero on the island of Pontia and Drusus in a lower room of the Imperial Palace. Drusus was said to be so tortured by hunger that he tried to eat the stuffing of his mattress.

55. Tiberius asked the Senate to select 20 leading men to form a council of state. Only 2 or 3 of them died natural deaths. He promoted Aelius Sejanus in order to use his cunning and services to destroy the children of Germanicus and secure the succession for his own grandson, the child of his son Drusus.

56. Tiberius was cruel to his Greek companions, banishing one, forcing another to commit suicide.

57. Even at the start of his reign, when he was still courting popularity by a show of moderation, Tiberius occasionally burst out with vengeful acts, executing people who offended him or questioned him.

58. Tiberius began to enforce laws for lèse-majesty regarding Augustus, which slowly escalated in triviality and severity. Eventually people could be tried beating a slave near a statue of Augustus carrying a ring or coin stamped with Augustus’s image into a privy or a brothel. Finally, a man was put to death merely for allowing an honour to be voted him in his native town on the same day that honours had previously been voted to Augustus.

59. Slowly, more and more cruel and savage deeds were carried out under the guise of the improvement of the public morals but in reality to gratify Tiberius’s pleasure in seeing suffering.

60. Cruelty: A few days after he reached Capri a fisherman appeared unexpectedly and offered him a huge mullet. Tiberius was so freaked out by the man’s appearance out of nowhere that he had his face rubbed raw with the fish’s scales.

When the litter he was being carried in was blocked by brambles, he had the centurion responsible for scouting the path stretched out on the ground and flogged half to death.

61. The 20s AD saw the creation of an atmosphere of fear in Roman noble and administrative circles with the expansion of treason trials and the widespread use of delatores or informers. Informers were always believed and could betray people for a few mildly critical words. All sentences became death sentences. Not a day passed without an execution.

Eventually, this degenerated into carnage. On some days 20 people were killed. Entire families, women and children too. Since it was illegal to execute virgins, the public executioners raped them first, then executed them. Corpses were dragged to the Tiber with hooks.

Many thought that Sejanus, as his henchman, egged him on, but after Sejanus’s fall the cruelty only got more ferocious.

62. Upon discovering that his own son, Drusus, had not died from his dissipated lifestyle but been poisoned by his wife Livilla and Sejanus, Tiberius went mad and spared none from torment and death, devoting all his time to unmasking what he saw as endless conspiracy, submitting random strangers to torture and execution.

On Capri people still point out the cliff Tiberius had his victims thrown off into the sea. If the tide was out a crew of marines waited below and broke their bones with boathooks and oars.

He devised a form of torture whereby he tricked men into drinking copious draughts of wine, and then had their genitals tightly bound so they couldn’t pee.

The soothsayer Thrasyllus is said to have saved many lives by telling Tiberius he would live a long life and so had plenty of time to torture and execute as many as he wanted. Tiberius even hated his own grandsons, Gaius and Tiberius the Younger.

63. He prevented ex-consuls taking up governorships in their provinces, because he didn’t trust them.

64. After the exile of his daughter-in‑law and grandchildren, Tiberius never moved them anywhere except in fetters and in a tightly closed litter, while a guard of soldiers kept any who met them on the road from looking at them or even from stopping as they went by.

65. Tiberius realised that his henchman Sejanus was plotting revolution, that he was being celebrated back in Rome and statues erected to him, so he embarked on a complicated strategy to discredit and overthrow him. This began by having Sejanus appointed consul with Tiberius, in 31 AD.

66. Public disgust at Tiberius broke out in a hundred ways, in lampoons and graffiti and slogans and jokes about his grotesque cruelty. Artabanus, king of the Parthians, sent a long letter detailing his crimes against the state and his own family, and telling him to commit suicide.

67. Suetonius makes the interesting point that Tiberius appears to have anticipated that his own wretched character would come to the fore. Soon after his accession the Senate had grovellingly offered him the title of ‘Father of his Country’ and an even more sycophantic gesture that anything he had said or done or would say or do would be honoured. Suetonius quotes Tiberius’s letters of reply to these offers in which he turns them down on the basis that, despite themselves, men change their character – almost as if he knew that, once granted supreme power, his worst nature would come to the fore.

68. Tiberius’s physique. He was above average height and strong (unlike short, weedy Augustus). He could crack someone’s skull with a single punch. He had blonde hair which he wore long at the back, concealing his neck. He was handsome but liable to pimples. He had large eyes. He enjoyed excellent health till the end of his life.

69. He didn’t venerate the gods as Augustus had done, but he was addicted to astrology. He was immoderately afraid of thunder. Whenever the sky darkened he wore a laurel wreath because it was said that that kind of leaf was not blasted by lightning.

70. Tiberius was greatly devoted to Greek and Roman literature. He wrote poetry in Greek. His specialist interest was Greek mythology and he cultivated the company of historians and grammarians who he asked teasingly obscure questions (Who was Hecuba’s mother? What was the name of Achilles when he hid among the girls of King Lycomedes’ court?)

71. Tiberius spoke Greek fluently yet he insisted on Latin being used on formal, political and legal occasions.

72. After his retirement to Capri, Tiberius made two attempts to return to Rome, once up the river Tiber, once by road, but both times turned back, afraid, it is said, of the mob. It was on the second attempt that he fell ill and, on the journey back to Capri, tried to conceal it by staying up late feasting at all the waystations, thus exacerbating the condition.

73. Reading that people named by informers were now being released without trial, Tiberius exclaimed this was treason and vowed to return to his safe place, Capri. But he became increasingly unwell and died in the villa of Lucullus, aged 78, in the 23rd year of his reign.

Some believe he was poisoned by Gaius (Caligula). Others that during convalescence from a fever, food was refused him when he asked for it. Some say that a pillow was put over his face to smother him. Seneca writes that, conscious of his approaching end, Tiberius took off his signet ring as if to give it to someone but couldn’t bring himself to part with it and, eventually, slipped it back on his finger. Having been unconscious with illness, he woke, called for attendants and, when no-one came, got up but his strength failed him and he fell dead near his couch.

74. The Romans really loved stories about omens. No biography is complete without them. Thus:

  • on his last birthday he dreamt that the huge statue of Apollo he had brought to adorn the library of the Temple of Augustus, came to him and announced he would not be dedicated by Tiberius
  • a few days before his death the lighthouse at Capri was wrecked by an earthquake

75. Tiberius’s death prompted celebrations around Rome. He was survived by one last atrocity. Hearing he was ill, the Senate declared all executions should be delayed by 10 days. Tiberius died on that tenth day but, since there was no-one in authority to extend the period or sign remittances, the executioners went ahead and strangled all the condemned, so that it was said his cruelty lived on after his death. Thus many called for there to be no funeral or his body to be only half cremated as an insult.

In the end his body was taken to Rome by the soldiers and cremated in the approved way.

76. Tiberius’s will named his grandsons, Gaius, son of Germanicus, and Gemellus, son of Drusus, heirs to equal shares of his estate. He gave legacies to several to the Vestal Virgins, with a bounty for every serving soldier and every member of the commons of Rome.

[Tiberius was succeeded by Gaius, more generally known as Caligula, son of Germanicus, and Tiberius’s great-nephew. Caligula was the only one of Germanicus’s children to survive Tiberius’s persecution. He adopted Caligula and took him to live with him in his debauched retirement on Capri. In Suetonius’s Life of Caligula, Tiberius is quoted as saying that he was ‘nursing a viper in Rome’s bosom.’ It was widely believed that Gaius had his very old great-uncle murdered, possibly himself smothering him with a pillow. After a promising beginning, Caligula’s reign swiftly descended into four years of chaotic misrule.]

Thoughts

Tiberius’s life divides very much into two halves, the dutiful imperial servant and the disgraceful debauchee. Tiberius’s military service in Germany and particularly Illyricum inspire respect. Compared to the military ‘service’ of his successors (Caligula, Claudius, Nero), he is a truly impressive figure.

But once he had settled into power, and begun to indulge his personal tastes for torture and debauchery, what a sickening contrast to his adoptive father, Augustus, who worked tirelessly for the improvement of Rome and the fair administration of justice right to the end of his long life.

Suetonius reports that some people wondered if Augustus chose Tiberius as his heir because he knew what a monster he’d turn out to be and that Tiberius’s rule would probably make his (Augustus’s) reputation all the more glorious.

Tiberius’s life shows what absolute power does to dissolute or depraved characters.

During the republican era Roman propagandists prided themselves that the rule of law and their complex constitutional procedures set them apart from the oriental despotisms of the East. By the turn of the first century BC Rome had imported a number of Eastern religions and rites, notably the cult of the Egyptian goddess Isis. You could say that the reign of Tiberius marked the full arrival in Rome of the political traditions of oriental despotism – namely, palace intrigue and public terror.


Credit

Robert Graves’s translation of The Twelve Caesars by Suetonius was published by Penguin in 1957. A revised translation by Classicist Michael Grant, more faithful to the Latin original, was published in 1979. A further revised edition was published in 1989 with an updated bibliography. I read the Penguin version in parallel with the 1914 Loeb Classical Library translation which is available online.

Related links

Roman reviews

Fasti by Ovid

I’ll speak of divisions of time throughout the Roman year,
Their origins, and the stars that set beneath the earth and rise.
(Book 1, opening lines in the A.S. Kline verse translation)

Times and their reasons, arranged in order through the Latin year, and constellations sunk beneath the earth and risen, I shall sing.
(Anne and Peter Wiseman’s prose translation)

The word ‘fasti’

The Roman poet, Pūblius Ovidius Nāsō, generally known simply as Ovid was half-way through writing the Fasti when, in 8 AD, he was abruptly sent into exile. The Fasti was intended to be a longish poem about the Roman calendar. This is more colourful than it sounds because the Roman calendar was packed with feast days and festivals and anniversaries of great battles or constitutional landmarks, plus the dies comitiales or dates assigned for the numerous elections to the various magistracies. All of these elements had customs and traditions and legends associated with them and it was these that Ovid set out to investigate and set down in chronological order.

Astrology

Not forgetting the signs of the Zodiac. Speaking of venerable experts on astrology, Ovid says:

Following these masters I too will measure out the skies,
And attribute the wheeling signs to their proper dates.

The Romans took study of the stars very seriously. The stars themselves were arranged in constellations thought to depict various gods and heroes and monsters who had been immortalised in the sky, so you have a whole set of stories to tell right there. And the stars were also meant to exert a concealed influence on human affairs, and understanding how this worked was a special science known only to soothsayers and priests. More stories and explanations.

Unfortunately, the most striking thing about the astrological references is that they made no sense to me whatsoever. They were the most notable among many aspects of the poem which were obscure or downright incomprehensible. Thus, the entry for 23 January reads:

When the seventh rising sun from here has plunged himself into the waves, there will now be no Lyre shining anywhere in the sky. On the night coming after this star, the fire that gleams in the middle of Lion‘s chest will have been submerged. (p.17)

What’s odd is that, although the Oxford University Press (OUP) edition I set out to read (translation by Ann and Peter Wiseman) is festooned with notes, there are no notes to explain this little passage. The OUP edition has an impressively long Index of Names, from which I learn that the Lyre and the Lion are constellations, which I think I could have worked out for myself – but nothing explaining what this passage refers to, in astrological or mythological terms. It’s an odd omission and the same goes for all the other astrological passages – meaning they all remained obscure and enigmatic to me from start to finish.

The words ‘fasti’ and ‘calendar’

Originally the word ‘fasti’ meant something like legitimate or legal. Rome’s college of priests declared some days legitimate to do business (dies fasti) and other days not legitimate (dies nefasti). Slowly, by association, the word fasti came to mean list of significant or important dates.

So the poem was intended to be in 12 books, one for each month, with each month containing an introduction (and explanation of the etymology of the month’s name) before moving on to zero in on the 10 or 12 key dates in each month.

In fact the word we use, ‘calendar’, is also Latin, from kalendae, the plural of kalends. This word referred to the first day of the Roman month when debts fell due and accounts were reckoned. Kalends itself derived from the Latin verb calare meaning ‘to announce solemnly, to call out’, as the Roman priests did when they proclaimed the new moon that marked the kalends.

In Rome new moons were not calculated mathematically but observed by the priests from the Capitol. When they saw it, they would ‘declare’ the number of days till the nones (five or seven, depending on the month; the Romans didn’t number the days of the month like we do, but defined days as a certain number of days before or after key days in each month, namely the nones – 5 or 7 days into the new months – and the ides – 15 days in i.e. the middle of the month). To be more precise:

Ides – the 13th day of the month except in March, May, July and October, when the ides fell on the 15th.

Nones – nine days before the ides and so the fifth day of the month, except in March, May, July and October when it was the 7th.

Like so much Roman culture, the word calendae was directly incorporated into the early Church which replaced the pagan gods’ name days and feast days with their Christian equivalents. ‘Calendar’ kept its meaning of a list of significant days throughout the Middle Ages and only came to be regarded as an entirely neutral list of all the dates in a month and year, relatively recently.

Stories

Ovid set out to work through the year in chronological order, a book per month, stopping at significant days to explain anything interesting about them: a religious festival, name date of a god, association with this or that mythical story, and so on.

Looked at one way, this format was a peg or pretext or theme on which to hang a lot of popular stores, rather as physical transformation was the theme by which he organised the vast compendium of myths and legends in the Metamorphoses. Thus each of the books contains summaries of well-known legends or historical stories, often to explain place names within Rome itself, the names of altars or temples, or, more widely, famous stories about Rome’s founding era.

There is, inevitably, a lot about the legendary founder Romulus, and Ovid loses no opportunity to associate the emperor Augustus with him, generally pointing out how the current princeps outdoes and excels the founder.

Romulus you will give way. This man makes your walls great by defending them. You had given them to Remus to leap across. Tatius and little Cures and Caenina were aware of you; under this man’s leadership both sides of the sun are Roman. You had some small area of conquered ground; whatever there is beneath high Jupiter, Caesar has. You snatched wives; this man bids them be chaste under his leadership. You receive guilt in your grove; he has repelled it. To you violence was welcome; under Caesar the laws flourish. You had the name of master; he has the name of princeps. Remus accuses you; he has given pardon to enemies. Your father made you a god; he made his father one. (2. 1333 to 144)

I love you Augustus.

Ovid’s research

Ovid frequently and candidly shares with us the difficulty he had establishing this or that fact, rummaging through scrolls in libraries or questioning the priests. Sometimes drawing a blank:

Three or four times I went through the calendars that mark the dates and found no Sowing Day… (1.656)

I’ve set forth the custom: I must still tell of its origin:
But many explanations cause me doubt, and hold me back.
(4.783 to 784)

The reason for this month’s name’s also doubtful:
Choose the one you please from those I offer.
(6.1 to 2)

Elegiac couplets and poetic incapacity

The poem is in elegiac couplets i.e. the first line a hexameter, the second line a pentameter, the same metre Ovid had used for his Amores. This is because he still felt himself unable to write a Grand Epic (which would have to have been written in the epic metre i.e. continuous hexameters.) But book 2 opens with a recognition that he is infusing elegiacs, previously used for his frivolous love poems, with new seriousness:

Now for the first time, elegiacs, you are going under more ample sails. Recently, I remember, you were a minor work [i.e. the love poems of himself and his predecessors, Tibullus, Propertius et al].

I myself used you as ready assistants in love, when my early youth played with its appropriate metre. I am the same, but now I sing of sacred things and the times marked out in the calendar…

Characteristically, this passage goes on to emphasise Ovid’s personal brand of patriotism and then onto one of the many passages which appeal directly to Augustus:

This is my military service; we bear what arms we can, and our right hand is not exempt from every duty. If I don’t hurl javelins with powerful arm, or put my weight on the back of a warrior horse, or cover my head with a helmet, or belt on a sharp sword… – yet, Caesar, with zealous heart I follow up your names and advance through your titles. Be with me, then, and with gentle face look on my services just a little, if you have any respite from pacifying the enemy. (2.2 to 18)

The theme of his inadequacy as a poet to sing mighty matters recurs in every book:

My talent is inadequate. What presses me is greater than my strength. This is a day I must sing with exceptional strength. (2.125)

At the start of book 6 there’s an interesting moment when the queen of the gods, Juno addresses Ovid directly, describing him as:

‘O poet, singer of the Roman year,
Who dares to tell great things in slender measures…’

An interesting description of the anxiety he felt about the way elegiacs are a slender measure, and the notion that describing gods and heroes in them is a daring thing to do.

Mind you, if anyone questions his bona fides, Ovid is ready claim the special privilege of being a poet:

I’ve a special right to see the faces of the gods,
Being a bard, or by singing of sacred things.
(6.8)

Poets were thought of as sacred – the word for poet, vates, was also the word for prophet and seer – a belief echoed in Tibullus and Horace.

Ovid and Augustus

In 8 AD Augustus exiled his own daughter, Julia, when he discovered what a dissolute, adulterous life she was leading. Ovid had been part of her circle, a star of the bright young things, famed for his witty love poems and then for the scandalously successful Art of Love (published around 1 AD), which is an extended guide to picking up women and engaging in cynical affairs, preferably with married women i.e. diametrical opposite of the new stricter morality Augustus was trying to impose on the Roman aristocracy. As the translators of the Oxford University Press edition write, Ovid was tempting fate and living on borrowed time.

That said, his next work was the much more respectable Metamorphoses (published around 8 AD), a huge compendium of Greek myths and legends. And this long book leads up to an extended passage at the end, at its chronological climax, which sings the praises of Julius Caesar and Augustus. These final pages describe the wicked conspiracy to murder Julius, and then his apotheosis, his transformation into a god – a fate, the poet says in the most fulsome terms possible, which we can all confidently expect of the Great Leader Augustus as well. But first he wishes him long, long life and wise rule.

Now, in terms of Augustus’s policy of moral revival, you could argue that much of the content of the Metamorphoses is corrupting – lashings of sex and violence (and incest and torture). But a) Ovid was inheriting well-established traditional subject matter and b) the long paean to Caesar at the end was an unmistakable attempt to curry favour with the regime.

Same here, with knobs on. The Fasti opens by acknowledging Augustus’s power and that Ovid is aware that Augustus wanted epic poems celebrating his victories. Ovid goes out of his way to excuse himself and explain why he thinks himself not capable of such a high task (see the quote, above), but has nonetheless written something to praise Augustus and the regime.

Let others sing Caesar’s wars: I’ll sing his altars,
And those days that he added to the sacred rites. (1.13 to 14)

And the very third line of the poem addresses Germanicus, the handsome, brilliant and popular son of the elder Drusus, grandson of Antony, adopted son of Tiberius, and therefore grandson of Augustus. Scholars think Ovid reworked the first book in exile in order to curry favour with popular Germanicus (who had himself turned his hand to poetry when he wasn’t on military campaign in Germany) – maybe, but the rest of the poem is laced with adulation of Augustus, the great leader who has brought peace and prosperity. The entry for 13 January starts:

On the Ides in the temple of great Jupiter the chaste priest offers to the flames the entrails of a half-male ram. Every province was restored to our people [a reference to Octavius handing back authority to the people at the end of the civil wars in 27 BC, at which point the Senate awarded him the honorific ‘Augustus’] and your [i.e. Germanicus’s] grandfather was called by the name Augustus. Read through the wax images displayed throughout the noble halls: no man has achieved so great a name

Our fathers call sacred things ‘august’, ‘august’ is what temples are called when they have been duly consecrated by the hand of the priests. Augury too is derived from this word’s origin, and whatever Jupiter augments with his power. May he [Jupiter] augment our leader’s rule, may he augment his year, and may the crown of oak leaves protect your doors. [The civic crown of oak leave, granted for saving the lives of Roman citizens, was bestowed on Augustus in 27 BC and hung over the door of his house on the Palatine.]

And under the gods’ auspices, may the inheritor of so great a name, with the same omen as his father [Julius Caesar] undertake the burden of the world.

This sycophantic attitude colours every book:

The far-sighted care of our hallowed leader has seen to it that the rest of the temples should not suffer the same collapse and ruin; under him the shrines do not feel their advancing years. It isn’t enough to bind men with his favours; he binds gods as well. (2.59 to 63)

And now, when damp night induces peaceful slumbers, as you are about to pray, take a generous wine-cup in your hand and say: ‘Blessings on your gods, and blessings on you, best Caesar, father of the homeland.’ The wine once poured, let the words be well-omened. (2.635)

Long live the laurels of the Palatine: long live that house
Decked with branches of oak [i.e. Augustus’s house]
(4.953)

I’ve just realised I can give you a link to Kline’s not about Augustus, which lists every reference in the poem:

Alongside worship of Augustus and his family are recurring boomerish references to Rome’s destiny to rule the world, is a continual thread of passages promoting basic Roman patriotism in the manner pioneered by Horace and Virgil of the ‘Rome justly rules the world’ style:

Both nearest and furthest, let the world dread Aeneas’ descendants. (1. 717)

The city of Rome’s extent is the same as the world’s. (2.684)

Here Ovid has Romulus, founder, elaborately laying out the foundations for the walls of his new city and calling on the gods:

‘Let my work be done beneath your auspices.
May it last long, and rule a conquered world,
All subject, from the rising to the setting day.’ (4.830)

And of Rome more generally:

A City arose, destined (who’d have believed it then?)
To plant its victorious foot upon all the lands.
Rule all, and be ever subject to mighty Caesar,
And may you often own to many of that name:
And as long as you stand, sublime, in a conquered world,
May all others fail to reach your shoulders. (4.857 to 862)

In introductions and Wikipedia pages I’ve read that Ovid provoked the regime with his outrageous love poetry: maybe so, but reading the Metamorphoses and the Fasti makes it obvious that by 1 AD he had realised which way the wind was blowing and so packs both poems with North Korean levels of subservience to Augustus, the Great Leader, Father of his Country, the Wise Helmsman, even more so than the slavish Augustus-worship found in the Aeneid of Virgil or the Odes of Horace.

If Caesar was to take his titles from the defeated
He would need as many names as tribes on earth.

Much good it was to do him.

Who’s talking

One of the appeals of reading old or ancient literature is its oddity. If at moments the interest in sex or violence strikes us as utterly contemporary, other aspects of old literature often reveal a yawning gap between us and them; in social attitudes, in definitions of what is important or relevant or funny or tragic; and sometimes in the bare bones of storytelling.

Re. the latter, Fasti is pleasingly odd in containing a host of voices. First of all the poet addresses Germanicus in his opening dedication before going onto frequently address the reader as ‘you’, buttonholing us, telling us not only stories about gods and feasts but all about his research, how he found information in old libraries or by interviewing the priests.

But, a little more unexpectedly, the text also contains what purport to be the voices of gods themselves. Thus as early as book 1 line 100 the god Janus appears in Ovid’s study and talks to him directly. Subsequently, numerous other gods appear and speak to Ovid directly, and even submit to questioning from him about odd customs and traditions.

But there are passages where, despite the limpid OUP translation by Anne and Peter Wiseman, I had no idea who was talking.

The months

Originally the Romans had 10 months. In book 3 Ovid speculates this night be because we have ten fingers, count to ten and then start again (i.e. the decimal system) or because women give birth in the tenth month. Originally March and April started the year, followed by May and June and the remaining months were numbers – quintilis, sextilis, September, October etc – where quint means five, sext means six, sept means seven, oct means eight etc. At some point January and February were added at the start of the year to bring it up to 12 months.

January

Ianua is the Latin for door. Janus was the primeval Roman god of doorways, entrances, ends and beginnings. So it makes perfect sense that they named the first month of the year after him. Janus makes an appearance in the poem, answering a series of the poet’s questions about his origins, the nature of the calendar and more. Stories:

  • after the Romans have stolen their women, the revenge assault by the Sabines led by Titus Tatius on the Palatine hill, which they seize through the treachery of the young woman, Tarpeia, who they then crush to death with their shields
  • Priapus’s attempts to rape the nymph Lotis
  • the story of Evander sailing to Latium and his mother’s prophecy of the rise of Rome – Evander was the son of Carmentis (one of the Camenae or prophetic nymphs) and Mercury. They lived in Arcadia, in Greece, before sailing to Italy and founding the city of Pallantium, before the Trojan war, before Rome was dreamed of. He brought his Arcadian gods to Italy.
  • Hercules, en route back from Spain, having his cattle stolen by Cacus, finding them and killing Cacus – explaining the origin of the ara maxima altar dedicated to Hercules, in the middle of Rome

February

The Romans came to writing history (and other literary genres) late, copying their first efforts directly from the Greeks who were centuries ahead of them. One result of this was great uncertainty about the origins of Roman traditions, customs, festivals, landmarks, even names. So on one level the poem is an antiquarian investigation.

Ovid knows his Roman forefathers called the means of purification februa and pieces of wool used in rituals are called februa and the branch which covers a priest’s brow in a ritual. Stories:

  • the story of Arion, a legendary Greek poet, who’s captured by pirates, jumps overboard and is rescued by dolphins
  • 11 February: the story of Callisto, turned into a bear by Diana for getting pregnant by Jupiter who, years later, encounters her son out hunting who is about to kill her with bow and arrow (she is a bear) when Jupiter turns them both into constellations (Ovid told this story in Metamorphoses 2)
  • the battle between the Fabii (followers of Remus) and the Veii (followers of Romulus
  • why the constellations of the Raven, the Snake and the Bowl are together in the sky
  • why the runners in the festival of the Lupercal run naked round Rome
  • the comic tale of Faunus’s attempt to rape Omphale, Queen of Lydia and (here) mistress of Hercules
  • why the cave on the hill is called ‘Lupercal’ i.e. the story of the Vestal virgin Silvia, who was made pregnant by Mars and ordered by her scandalised uncle to abandon her newborn twins in a boat on the flooded Tiber; this comes to rest in a tree and the twins are miraculously suckled by a she-wolf
  • February 14: the myth of Corvus, Crater and Hydra
  • the origin of the worship of Lucina, goddess of childbirth
  • February 17: the apotheosis of Romulus (Ovid told this story in Metamorphoses 14); once deified, Romulus was renamed Quirinus, which caused me a lot of confusion till a note in Kline explained it (similarly confused that Quirites was the name of an ancient Italian tribe, the origin of the Romans, so frequently used as an alternative name for them)
  • origin of the so-called ‘fools’ festival’
  • story of the naiad Lara who went blabbing about one of Jupiter’s lady loves, so Jupiter had her tongue torn out and her exiled to the underworld, but Mercury raped her on the way and she gave birth to the twin Lares who guard crossroads
  • 21 February: End of the Parentalia, the Festival of the Dead
  • 27 February: The Equirria or Horse Races
  • rites and traditions surround the god of limits and borders, Terminus
  • February 24: An extended version (lines 685 to 853) of the events leading up to the expulsion of the last king of Rome, Tarquin the Proud: Tarquin’s son, Sextus, raped Lucretia, the wife of a friend of his, who, next day, confessed that she’d been raped to her husband and father before killing herself – hence rage against the Tarquin family, expulsion, Rome becomes a republic. (Sexual transgression is profoundly woven into the origin stories of Rome – the rape of the Sabine women, the rape of Lucretia).

March

The month of Mars derives from the Latin ‘Martius mensis’, ‘month of Mars’, the genitive of Mars being Martis. March was originally the first month of the Roman year, a number of customs mark a new beginning in March, plus the months are numbered as if starting from March (March, April, May, June, Quintilis, Sextilis, September, October, November, December).

It wasn’t until Julius Caesar undertook serious research into the calendar that he enforced a fundamental revision, giving it 12 lunar months and making a year last 365 days, with an additional day every 4 years i.e. pretty much the system we use today.

  • an extended description of Romulus, starting with the scene by the riverside when the vestal virgin Sylvia falls asleep and is raped by Mars, becomes pregnant, her angry uncle Amulius king of Alba insists she leaves the twin boys exposed to die, the she wolf, the building of Rome etc etc – once triumphant, Romulus promises to make March the first month of the Roman year
  • the story of the shield that fell from heaven
  • the story of Ariadne, abandoned by Theseus on Naxos, she is rescued by Bacchus, called by his Roman name Liber (son of Semele); but when Liber goes to India, he returns with a new lover; so the story is about Ariadne’s recriminations (‘Let no woman trust a man!’) which guilt Liber into setting her among the stars (this soliloquy of a wrong woman reminds me of the Heroides and the same kinds of soliloquies in the Metamorphoses)
  • origin of the festival of Anna Perrenna – Ovid derives it from Dido’s sister, who has a series of colourful adventurers after Aeneas leaves and Dido kills herself, before fetching up on the shore of Latium, where she’s greeted and welcomed by Aeneas but his wife, Lavinia, suspects he’s having an affair, so a vision appears telling Anna to flee before Lavinia can take revenge and Anna flees and is swept away by the river Numicius
  • OR Anna Perenna is derived from the time the plebs seceded from Rome, set up on a hill but were running out of food, but an lady named Anna kept them supplied with bread. Mars asks her to help him seduce Minerva and Anna keeps promising to help him but herself turns up in his bedroom. This, apparently, is why bawdy stories are told at the festival of Anna Perenna – see what I mean by confusing? Obscure?
  • brief mention that it was on the Ides of March (i.e. the 15th) that Julius Caesar was murdered: his adopted son was revenged on the assassins at Philippi and other battles
  • the reason why cakes are sold on the festival of Bacchus, namely the comic story of Silenus searching for honey and getting stung
  • origin of the Quinquatrus, the five-day festival of Minerva celebrated from 19 to 23 March
  • 23 March: the Tubilustria, the festival of the purification (lustrum) of trumpets
  • 30 March: Romana Salus, the personification of the Health and Safety of Rome

Mars himself speaks to Ovid (as Janus had in book 1) giving a brief review of Rape of the Sabine Women i.e. local tribes wouldn’t intermarry with the nascent Roman (male) community so Romulus invited them to the Consualia games then abducted their marriageable women. Like all the stories it is told in a tangential way, key bits are omitted or treated as if they’ve happened without being narrated. I think the Wiseman translation is very literal, gives much of the text in Ovid’s original present tense, and this also contributes to the sense of dislocation and broken narrative.

Indeed, the focus of the Sabine Women narrative is not the rape, or the marriages or impregnations, it is the moment a year or so later when the tribes come in arms to reclaim their women and the moment when the women stand between new husbands and outraged fathers and brothers, holding up their babies and asking for peace.

April

The later Roman months are formed by adding the suffix -ilis (as in Quintilis, Sextilis), so Ovid derives the Latin word for this month, Aprilis, from the first syllable of the Greek name of Venus i.e. Aphrodite = Apr + ilis. But it could also derive from the Latin verb to open, aperire, this being the time when buds and blossoms first open.

Just as other gods appear to Ovid, here Venus appears for some light banter while Ovid explains (yet again) that in his young youth he wrote lightly of love, but now has turned his attention to more serious subjects.

Ovid explains how Venus made all beings love their mates. No Venus, no reproduction, no life on earth.

She gave the crops and trees their first roots:
She brought the crude minds of men together,
And taught them each to associate with a partner.
What but sweet pleasure creates all the race of birds?
Cattle wouldn’t mate, if gentle love were absent.
The wild ram butts the males with his horn,
But won’t hurt the brow of his beloved ewe.
The bull, that the woods and pastures fear,
Puts off his fierceness and follows the heifer.
The same force preserves whatever lives in the deep,
And fills the waters with innumerable fish.
That force first stripped man of his wild apparel:
From it he learned refinement and elegance.

Wherefore:

Goddess most fair, look always with a kindly face on the descendants of Aeneas, and protect your young wives, so numerous.

Of course Julius Caesar claimed his family, the Julii, derived from Venus: Venus bore Aeneas, whose son, Ascanius, was also known as Iuli; Iuli fathered the line that led to the Vestal Virgin Ilia, who was impregnated by Mars to give birth to Romulus and Remus. So Romulus managed to have Venus and Mars as progenitors – and Ovid gives a thorough description of both lineages.

April 4: The Megalesian Festival of Cybele, the ‘Idaean Mother’ from her original holy place, Mount Ida. Ovid asks questions about her rites and customs which are answered by one of her grand-daughters, Erato, the Muse of (erotic) poetry, thus:

  • why is the feast of Cybele accompanied by rattling music, beating shields with sticks etc? Because it commemorates the distracting din kept up by the Curetes who protected baby Jupiter from his vengeful father, Saturn

The story of Attis, a handsome youth who pledged his love to Cybele but then fell in love with someone else; Cybele turned her rival into a tree and Attis, in self-disgust, cut off his penis as do his followers.

The story of how a statue of the Great Mother (Cybele) probably a meteorite, was brought from Greece to Rome and enshrined in the centre of the city.

The story of Claudia Quinta, reputed a loose woman who disproves it by single-handedly pulling the rope and freeing the ship carrying the statue of Cybele from being run aground in the Tiber.

Erato explains that the Megalesia are the first games because Cybele gave birth to the gods and she was given the honour of precedence.

April 12: The Games of Ceres, celebrating the invention of agriculture

Ceres delights in peace: pray, you farmers,
Pray for endless peace and a peace-loving leader.

Ovid tells the story of Persephone being abducted by Dis and taken off to the underworld – which he had told in Metamorphoses book 5 – but gives it a twist by describing at great length the experience of the grieving mother (Ceres) searching everywhere for her daughter until taken in by a poor old mortal couple, then being told she has been abducted and married to Dis

April 15: The Fordicidia – the origin of the festival during which pregnant heifers are killed and sacrificed: it all stems back to an agricultural crisis during the time of Numa Pompilius and a prophecy that sacrificing pregnant heifers would end it

April 19: The Cerialia – the festival and games of Ceres; foxes are loosed carrying burning torches on their backs in memory of a legendary farmer who tried to burn a fox but it escape and carried the flames into his fields.

April 21: The Parilia – the Festival of Pales. Pales was the pre-Roman goddess of shepherds. Rome was founded on the day of her festival, the Parilia, so Ovid wonders what the customs associated with the feast (washing hands in dew and leaping over lines of wheat set on fire) can have with the founding.

April 23: The Vinalia – a wine-festival, dedicated to Jupiter and to Venus. Ovid derives it from the time of Aeneas, when Turnus, in order to win mighty Mezentius to his side, pledged half his wine harvest; Aeneas, to win the support of Jupiter, pledged to the god the wine from his vines: so it is a festival of wine dedicated to Jupiter.

April 25: The Robigalia – the festival of the goddess Mildew (robigo) personified. Ovid learns from a priest why they sacrifice the entrails of a sheep and of a dog.

April 28: The Floralia – the feast and rites of Flora, celebrated on into May.

May

Ovid confesses to being unclear about the derivation of ‘May’. He asks the Muses to help. (In case it’s slipped your mind, the nine Muses are the virgin daughters of Jupiter and Mnemosyne (Memory). They are the patronesses of the arts, being: Clio (History), Melpomene (Tragedy), Thalia (Comedy), Euterpe (Lyric Poetry), Terpsichore (Dance), Calliope (Epic Poetry), Erato (Love Poetry), Urania (Astronomy), and Polyhymnia (Sacred Song)). He gets three possible explanations:

1. Polyhymnia, the Muse of Sacred Song, gives a brief recap of the creation of the universe from the four elements (water, earth, wind, fire) and goes on to derive May (Maius) from Majesty (Maiestas), who is the daughter of Honour and Reverence. How Jupiter repelled the rebellion of the Giants against heaven, and so preserved Majesty who, ever since, attends him, and attends great men on earth, such as Numa and Romulus.

2. Then Urania the Muse of Astronomy takes over. She explains the possible origin of the month May (maius) from the City elders or ancestors (maiores). On this theory, the following month, June, would be named for young men (iuvenes).

3. Then Calliope, muse of Epic Poetry, gives a grander explanation, linking the month to Maia, one of the Pleiads. (The Pleiads, also known as the Seven Sisters, were the daughters of Atlas the Titan and Pleione the naiad.) Maia slept with Jupiter and bore him Mercury. May is named in honour of Maia.

Flora, the goddess of Spring and of flowering and blossoming plants, explains the origin of her festival of the Floralia which starts on 28 April and continues to 3 May: how she was raped by Zephyrus – a long description of her powers, and her role helping Juno become pregnant with Mars. She plays the same role as Janus in book 1 and Venus in book 4 i.e. appears to the poet and answers his questions about ancient festivals and place names in Rome. Her festival is associated with prostitutes and lights in the evening, joy, colour, fecundity.

May 3: story of Hercules visiting Chiron on Mount Pelion, and the accident whereby one of his poisoned darts killed the centaur, much to the distress of Achilles, his ward – because on this night the constellation of Chiron appears.

May 9: The Lemuria – the festival of the wandering spirits of the dead, called lemures, who visited their old homes, and were placated by offerings of black beans signifying the living. Ovid summons Mercury to explain, who (a typical story within a story) then relates how the ghost of Remus appeared to haunt the old couple who cared for Romulus and Remus (Faustulus and Acca). When the couple told Romulus about this ghostly appearance he named the day after his brother, the Remuria – Ovid suggesting this was also a basis for the Lemuria.

May 11: Jupiter, Neptune and Mercury are wandering the earth disguised as mortals. An old man, Hyrieus, takes them in and offers them his meagre hospitality. They offer him a wish. His wife is dead but he wants to be a father. Ovid (frustratingly) skips over the key moment but I think the story goes the three gods peed on an ox-hide in the old man’s hut which became pregnant and 9 months later gave birth to Orion. (The significance of the pee is that Ovid says Orion’s original name was Urion, connected to ‘urine’; in other words, it is a folk etymology). Orion grew into a mighty hunter and protector of Latona (mother of Apollo and Diana by Jupiter). After various adventures, Orion tries to protect Latona against a giant scorpion: both are killed and set among the constellations.

May 12: Mars descends to heaven to admire the temple built to him by Augustus – this segues into praise of Augustus for recovering the legionary standards lost by Crassus to the Parthians.

May 14: The day before the ides is marked by the rise of the star sign Taurus which Ovid associates with the myth of Jupiter changing himself into a bull in order to abduct Europa from the seashore where she was dancing with her attendants. Some say the star sign is the shape of that bull; others says it is the sign of Io, who Jupiter raped then turned into a heifer to conceal from angry Juno.

May 14: On this day Romans throw effigies of humans into the Tiber. Why? Ovid gives one explanation, that Jupiter ordered the Romans’ ancestors to throw two people into the river each year as tribute to Saturn; until Hercules his son arrived and instructed the Romans to throw effigies, not real people, into the river. Ovid gives another interpretation, that young men used to throw old men into the river to steal their votes. So he asks the river Tiber itself to explain, and the river himself appears (as does Janus, Venus, the Muses et al) and gives a variation on the story: that after Hercules was returning through Italy and killed Cacus (for stealing his cattle) many of his companions refused to continue on the long journey back to Greece. When one of them died he asked for his body to be thrown into the Tiber to carry his spirit back to his homeland. But his son disliked the idea, buried his body properly, and threw an effigy made of dried rushes into the river instead. Which founded the modern ritual. Such is the river Tiber’s version at any rate.

May 15: the Ides – the day the temple of Mercury (messenger of the gods, patron of shopkeepers and thieves) facing the Circus was founded, in 495 BC. His were among the rites brought from Greek Arcadia to Latium by the legendary king Evander. Ovid gives a satirical ‘prayer of the shopkeeper’, taking water from Mercury’s fountain, sprinkling his goods with it and hoping to cheat all his customers!

May 20: Ovid asks Mercury to explain to him the origin of the constellation of the twins, Castor and Pollux, also known as the Gemini – because on this day the sun enters that constellation.

May 23: The Tubilustrium, the festival of the purification (lustrum) of trumpets (tubae). On this day the trumpets Vulcan is ultimately said to have made are ritually cleansed.

June

As with May, Ovid puts forward several theories for the name of this month:

1. Queen of the gods Juno, appears to him to propose the theory it is named after her, goes on to explain Mars consigned ‘his’ city to her care. This explains why there are a hundred shrines to her throughout Rome.

2. Hebe, wife of Hercules, claims the month derives from when Romulus divided the population of Rome into elders (maiores) to whom the previous month (May) is devoted, and young men (iuvenes) for whom June is named.

3. The goddess Concord explains that when Romulus made peace with Tatius, king of the Sabines (after stealing his young women) the two peoples were united (iunctus) and that’s where the name comes from.

June 1: Kalends – the legend of Proca, future king of Latium, attacked by screech owls as an infant five days old, saved by the magic of the nymph Cranaë

June 8: A sanctuary to the goddess Mind or Courage was vowed by the Senate after the defeat by the Carthaginians at Lake Trasimene in 217 BC.

June 9: The Vestalia – festival of Vesta, daughter of Saturn, the goddess of fire, the ‘shining one’ also identified with the earth. Every hearth had its Vesta, and she presided over the preparation of meals and was offered first food and drink. She was served by the Vestal Virgins, six priestesses devoted to her service. The Virgins took a strict vow of chastity and served for thirty years. They enjoyed enormous prestige, and were preceded by a lictor when in public. Breaking of their vow resulted in whipping and death. There were twenty recorded instances in eleven centuries.

The comic story of how Priapus tries to rape the sleeping Vesta but at the crucial moment she is woken by a braying donkey.

The legend of how an image of Pallas Athena (Minerva in Roman mythology), the palladium, fell to earth near Troy and was preserved in their central temple and Troy could never fall while it remained there; so that in a famous escapade, it was stolen by the two Greek heroes Ulysses and Diomedes. However, a parallel and contradictory legend had it that the palladium was brought from Troy to Rome by Aeneas and is now stored in the temple of Vesta.

For reasons I didn’t understand Ovid tacks on the fact of Crassus losing the famous standards in Parthia, a story only worth telling to, once again, praise Super Augustus:

Crassus, near the Euphrates, lost the eagles, his army,
And his son, and at the end himself as well.
The goddess said: ‘Parthians, why exult? You’ll send
The standards back, a Caesar will avenge Crassus’ death.’

June 11: The Matralia, the Festival of Mater Matuta, also known as the festival of good mothers. Ovid identifies Matuta with Ino and tells a string of legends around Ino, and then a sequence of semi-historical events which explain various landmarks in Rome, none of which I understood.

June 13: Ides – and festival of the Lesser Quinquatrus. Minerva, in the form of Tritonia (from her origins near Lake Triton in Libya) explains aspects of this festival to her, in particular and long and convoluted story about why the festival is accompanied by flute playing

June 15: The sweepings of the shrine of Vesta are thrown into the Tiber and washed to the sea

June 19: Pallas begins to be worshipped on the Aventine

June 21: The myth of Hippolytus, dragged to his death by his enraged chariot horses. Ovid tells it because dead Hippolytus was revived by the founder of medicine, Aesculapius, who Jupiter zapped for resurrecting the dead; Apollo insisted his dead son be made a deity, and so he was set among the stars, with the name Ophiucus; and this is the day that constellation rises

June 22: Bad luck: on this day Flaminius defied the oracles in 217 BC and was defeated by the Carthaginians at Lake Trasimene

June 23: Good luck: on this day Hasdrubal, Hannibal’s brother, fell at the battle of Metaurus in 207 BC

June 24: The festival of Fors Fortuna, ancient pre-Roman goddess of Fate. A comprehensible passage:

Quirites [i.e. Romans], come celebrate the goddess Fors, with joy:
She has her royal show on Tiber’s banks.
Hurry on foot, and others in swift boats:
It’s no shame to return home tipsy.
Garlanded barges, carry your bands of youths,
Let them drink deep of the wine, mid-stream.
The people worship her, because they say the founder
Of her shrine was one of them, and rose from humble rank,
To the throne, and her worship suits slaves, because Servius
Was slave-born, who built the nearby shrines of the fatal goddess.

Servius Tullius being the legendary sixth king of Rome, son of Vulcan and Ocresia of Corniculum. The Roman historian Livy depicts Servius’ mother as a captured Latin princess enslaved by the Romans; her child is chosen as Rome’s future king after a ring of fire is seen around his head (Livy 1.39). Killed by his son-in-law Tarquin the Proud.

June 30: The final entry in the text we have has Ovid have the muse of history, Clio, address us and praise Lucius Marcius Philippus for restoring the temple of Hercules Musaeum (of the Muses) in the reign of Augustus. This Philippus had a daughter, Marcia, who became the wife of Paullus Fabius Maximus, from whose household Ovid’s own third wife came and who was a friend and patron of Ovid. Ovid has Clio say that Marcia’s:

beauty equals her nobility.
In her, form matches spirit: in her
Lineage, beauty and intellect meet.

And then point out that Augustus’s aunt (his mother’s sister) was married to that Philip:

‘O ornament, O lady worthy of that sacred house!’

And with this final act of sycophancy, the Fasti, as we have it, in its unfinished form, ends.

Comparison of editions

About half way through I got very fed up with the OUP prose translation by Anne and Peter Wiseman: the lack of explanations and good notes made much of the poem incomprehensible. One of the problems with the poem is that each month is divided into sections. The section breaks for each separate day are clearly marked in the Wiseman, but not the breaks, within the days, into different subjects or stories.

Therefore I strongly recommend the verse translation by A.S. Kline. Kline does divide each book into sections with big headings telling you what the hell is going on. I found this invaluable. Even more usefully, Kline has an interactive Index of Names, so you can simply click on them as they occur in the text to go to a clear explanation of an individual or the many festivals and customs mentioned. A useful aspect of this is Kline lists in this Index all the places where a character (or festival) occurs, with a few phrases indicating how it’s referred to or what its relevance is at each of these mentions. This helps the reader develop an understanding of the matrix of references which tie the poem together.

Breaking point came as I struggled to understand what was going on in the 15 March entry for book 3 of the Wiseman version. Even reading all their notes I couldn’t figure it out. Whereas one click of the Kline version took me to a note explaining that:

Anna Perenna is a personification of the eternal year and a manifestation of the Great Goddess. Her feast was celebrated at the first milestone on the Flaminian Way, where there was a sacred grove. Her worship began in March. Ovid derives her from Anna the sister of Dido, Queen of Carthage, and tells the background story.

There. See how useful that is. Now I totally understood what I was reading about. The Wiseman edition has notes but each one is isolated, small and specific. Ultimately, I found them useless. The Kline ones are marvellously clear and full, and they interlink with each other to build up a network of references and explanations so very quickly you can find out everything you need to know to understand and enjoy the poem. No comparison.

Conclusion

I found this the least interesting or rewarding of Ovid’s books: the astrological stuff is largely incomprehensible and goes completely unexplained by either Wiseman or Kline. Even one diagram of the night sky and Zodiac would have gone a long way to explaining the location of the various star signs.

Some of the shorter entries about Roman customs are likewise so obscure as to be incomprehensible. The mythological stories in each month are, on the whole, told less effectively than in the Metamorphoses and they are often told in a tangential way which makes them oddly unsatisfying, Ovid deliberately skipping central aspects of the story. (Two exceptions are the sorrowful wanderings and lamentations of three women, Anna, Ariadne and Ceres: as we saw in the Heroides and Metamorphoses, Ovid had a sympathetic understanding of the sadness of women.)

But I found Ovid’s entire manner and approach confusing. I like clarity of layout and presentation and so was continually put off by Ovid’s rambling approach, the lack of logic in the linking of disparate elements, and then the obscurity in presentation of the facts. You have to work really hard, and check the Wiseman notes and the Kline notes, and reread entire passages, to really get a handle on what’s going on.

Ovid’s grammar is often obscure. Time and again I found myself reading pages where ‘he’ or ‘she’ was doing or saying something and realised I had no idea who ‘he’ or ‘she’ was and had to track carefully back through the text to try and identify this new protagonist.

This obscurity isn’t helped by Ovid’s habit of referring to key figures as the son or daughter of so-and-so: when he writes ‘and the daughter of Semele spoke’ you have to find the nearest note to remind yourself just who the daughter of Semele is and why she’s relevant to the month we’re supposedly learning about and what she’s doing in the particular story you think you’re reading about. This happens multiple times on every page and eventually becomes very wearing. It’s hard work.

For me the most vivid theme in the poem was Ovid’s shameless brown-nosing to the Great Leader Augustus, which comes over as so craven and arse-licking as to be unintentionally funny. A handful of stories aside, this slavish obsequiousness is my enduring memory of the Fasti.


Credit

Ovid’s Fasti, translated by Anne and Peter Wiseman, was published by Oxford University Press in 2011 (originally under the title Ovid: Times and Reasons). Prose quotes are from the 2013 OUP paperback edition. Verse quotes are from the 2004 verse translation by A.S. Kline.

Related links

Roman reviews

De republica by Cicero (54 BC)

The best possible political constitution represents a judicious blend of these three types: monarchy, aristocracy and democracy.
(De republica by Cicero, fragment of Book 2)

De republica was written by the Roman lawyer, orator, politician and philosophical populariser Marcus Tullius Cicero between 54 and 51 BC. It is variously translated into English as The Republic, A Treatise on the Commonwealth, On the state or On government.

Cicero was not himself a philosopher or political theorist of note. This work was one among nearly twenty in which he translated the best of Greek philosophy into Latin, pulling various Greek theories together into new texts and introducing or inventing Latin terms to translate Greek ideas. Because of the purity and eloquence of his Latin many of these texts were preserved throughout the Middle Ages as teaching aids, and were revived during the Renaissance. In this way Cicero’s works played a central role in preserving the philosophical, moral and political ideas of the ancient world into the modern era and shaping their revival.

The Republic is cast as a dialogue, the form immortalised by Plato (427 to 327 BC). Unlike a manifesto or treatise a dialogue isn’t a straightforward statement of views. Having a number of people debate various opinions makes it more of a teaching or heuristic form. Students can be asked to study the work, then to describe which viewpoint they support and why.

As with Cicero’s other dialogues, The Republic studiously avoided controversy by being set in the past among long dead characters. It is set in the country villa of Publius Cornelius Scipio Africanus Aemilianus (185 to 129 BC), known as Scipio Aemilianus or Scipio Africanus the Younger. Scipio was a Roman general and statesman who led the third and final war against Carthage, personally overseeing its siege, capture and utter destruction, as vividly described in Richard Miles’s history of Carthage. Scipio also restored order after assassination of Tiberius Gracchus in 133 BC and mediated between the political factions.

The Republic takes place in Scipio’s estate over three consecutive days. Each day is described in two books, with an introduction by Cicero preceding the dialogue of each book, making six books in all.

  • Book 1 – Scipio outlines the three types of government (monarchy, aristocracy, democracy) and asserts the best type is a mix of all three
  • Book 2 – Scipio gives quite a detailed outline of early Roman history in order to show the evolution of the Roman constitution
  • Book 3 – Philus and Laelius engage in a set-piece debate about whether pragmatic injustice (Philus) or ideal justice (Laelius) are intrinsic to politics
  • Book 4 – is a discussion of education
  • Book 5 – considers the qualities of the ideal citizen in government
  • Book 6 – considers the character of the ideal ruler

The Republic survives only in fragments. Large parts of the text are missing. Books one to 3 survive in significant chunks, but the from the fourth and fifth books only minor fragments survive, and all the other books have a distressing number of missing passages.

The only part of the sixth book which survives is the final section, a relatively short passage in which Scipio tells his guests about a dream in which he was whirled up into space and shown the structure of the universe. This has survived because it was the subject of a commentary by the neoplatonist philosopher Macrobius and this part of the text, along with Macrobius’s commentary, became very popular during the Middle Ages and the Renaissance, with their profound interest in astrology and astronomy.

The best preserved parts of the text discuss constitutions and political theory but it is important to realise that this was only part of Cicero’s aim. The discussion of constitutions fills only a third of the book. For Cicero ‘politics’ wasn’t a narrow profession but a branch of philosophy which dealt in a broader way with human nature and ethics as demonstrated in societies. This explains why the treatise deals with different types of constitution early on in order to get on to the more important subjects of what kind of citizen and what kind of ruler are required to create a perfect state. The best kind of state is not a dry technical question, comparable to modern debates about different voting procedures: the best kind of state produces the best kinds of citizens and the best kinds of rulers (optimus civis) and so must be considered in the broadest context.

The characters

The discussions take place between no fewer than nine named individuals who are given speaking parts.

Scipio was maybe the most pre-eminent figure in mid-second century BC Rome, a very successful general who, however, a) did not abuse his power as later generals such as Marius, Sulla, Pompey and Caesar did and b) was a noted patron of artists and writers such as the Greek historian Polybius. You can see why Cicero hero worshiped him.

Other characters

  • Gaius Laelius: close friend and associate of Scipio, consul in 140 BC, promoter of the study of literature and philosophy, practical and down to earth.
  • Lucius Furius Philus: consul 136 BC, orator, a man of great personal rectitude who takes on the defence of injustice, in book 3, for the sake of the debate
  • Manius Manilius: consul in 149 BC, a venerable legal expert.
  • Quintus Mucius Scaevola: Laelius’s son-in-law, a legal scholar and patron of the young Cicero.
  • Spurius Mummius: conservative and anti-democrat.
  • Quintus Aelius Tubero: Scipio’s nephew, tribune c. 129 BC. Legal scholar dedicated to Stoicism.
  • Gaius Fannius: consul in 122 BC, follower of Stoicism, historian and orator. Son-in-law to Laelius.
  • Publius Rutilius Rufus: a politician admired for his honesty, dedicated to Stoicism.

Book One

Missing its preface, the text we have starts in mid sentence and mid argument. Cicero is arguing against the Epicurean belief that the educated man should hold aloof from politics in order to preserve his calm. On the contrary, Cicero argues that the highest form of moral activity and of virtue consists of the practical application of morality in the practice of statecraft.

Then Cicero the narrator hands over to the supposed discussion held at Scipio’s house where his guests ask Scipio’s opinions.

The conversation starts with one of his visitors talking about the rare phenomenon of two suns being seen in the sky. But Scipio repeats the Greek idea (Aristotle) that there is little we can know about the workings of the cosmos whereas we very much can study human beings, how they behave, morality, epistemology and so on, and that’s what we ought to do.

Scipio follows his Greek predecessors in claiming that human beings seem to have an innate compulsion to live together in communities i.e. we are not a solitary species (Book I, section 39). When this happens there are three ways communities of humans organise their power: monarchy, aristocracy and democracy. Each has its merits:

Kings attract us by affection, aristocracies by good sense, and democracies by freedom. (I, 55)

Each has a dark side, when it becomes corrupt. Monarchy becomes despotism, aristocracy becomes oligarchy and democracy becomes mob rule (I, 44).

Personally, Scipio thinks a careful mixture of all three is best (I, 69), but if he had to pick just one it would be monarchy. This is because there is only one king god in heaven, Jupiter (I, 57). Every family has only one father and a king is like the father of his subjects (I, 54). There can be only one ruling element in the human mind, which is sovereign over all the other passions, and this is Reason (I, 60). Only one person can run a household, only one person can be in charge of a ship, only one person can treat us for illness. And when people are deprived of a just king they are like orphans.

But the weakness of rule by a king is that when they go wrong, they go really wrong and become tyrants. Therefore the most stable and also the most ‘just’ form of government is one which permits a balance of power between the different classes and so is ‘equally just to all ranks of society’ (II, 55). He thinks this has best been achieved by the Roman constitution with its balance between the powers of a king (vested for one year only in the role of the consuls), the moderating influence of the aristocracy (embodied by the wisdom and experience of the senate and a voting system heavily skewed towards the rich and ‘best’ in society) and the voice of the people (expressed in the office of tribune of the plebs and the voting power of the people’s assemblies).

Book two

Scipio/Cicero come to the bold conclusion that the best possible political constitution in the world is the one created by their Roman forebears and handed down to himself and his contemporaries, the inheritance of Rome, ‘the greatest State of all’!

This is as laughably self-centred as the great German philosopher Hegel pondering deeply and concluding that the best possible way to organise a society was…the constitution of the Prussian state of his day! Or the booming confidence of late Victorians that the British Empire with its constitutional monarchy was the best imaginable form of government.

He gives a deeply traditional and patriotic account of the founding of Rome by the wise and godlike Romulus and the cumulative constitutional innovations of the traditional and legendary seven kings of Rome, dwelling on each of them at some length and the great virtues of the Roman people:

The Roman people became strong, not by chance, but through their own good sense and their firm system of values… (II, 30)

The underlying point of book two is that the Roman constitution wasn’t created by one wise lawgiver (cf Lycurgus of Sparta or Solon of Athens) but developed and evolved over a long period, with successive rules adding processes, creating the complex voting procedures, organising the population into tribes but also, for voting purposes, into centuries, and setting up assemblies where they could debate. What struck me is how close this is to the justification of English traditionalists for the English constitution, which is nowhere written down but amounts to a tangle of precedents and traditions.

This is sort of interesting but it is history not philosophy or political theory, history with occasional comments. The notes to the Oxford University Press translation point out where Scipio differs from the more comprehensive account given by Titus Livius (Livy) in his history of Rome written 10 or 15 years later, which is indicative of the way the account of sort of interesting but mainly of academic interest.

At the same time as the thinking is fairly simplistic there’s also something hyperbolical and exaggerated about Scipio’s diction:

As soon as this king turned to a mastery less just than before, he instantly became a tyrant, and no creature more vile or horrible than a tyrant, or more hateful to gods and men, can be imagined ; for, though he bears a human form, yet he surpasses the most monstrous of the wild beasts in the cruelty of his nature. (II, 49)

The underlying thought is as simple minded as a fairy story, but the language has the vehemence of a rabble-rousing political speech. Either way, it often has neither the depth or sober objective language you might expect from ‘philosophy’.

In section 54 Scipio makes explicit why he is reviewing early Roman constitutional history in such detail: it is to point to examples of the wise men who created new and useful innovations. Publius Valerius emerges as a notable example, the man who demonstrated his wisdom by: moving house from the top of the Velian Hill where the kings had lived; passing a law forbidding a Roman citizen from being flogged or put to death without appeal; had a colleague elected as co-ruler, to be called consuls, and decided that they would rule on alternate months and be guarded by lictors only for that month.

This brings out something he’d mentioned earlier which is the aim of this discourse is not to debate the theoretical nature of an ideal state, as Plato did in his Republic, but to describe the practical reality of such a state and, especially, the qualities required of the Ideal Stateman to run it.

Towards the end of book 2 Scipio recapitulates:

I defined the three commendable types of States and the three bad types which are their opposites. Next I demonstrated that no single one of these types is the ideal, but that a form of government which is an equal mixture of the three good forms is superior to any of them by itself. As for my using our own State as a pattern, I did so, not to help me to define the ideal constitution (for that could be done without using any pattern at all), but in order to show, by illustrations from the actual history of the greatest State of all, what it was that reason and speech were striving to make clear.

The ideal statesman:

He should be given almost no other duties than this one (for it comprises most of the others) – of improving and examining himself continually, urging others to imitate him, and by the splendour of his mind and conduct offering himself as a mirror to his fellow citizens. (II, 69)

Here you can see how, lacking any knowledge of economics or class or social or technological developments, no financial theory and no knowledge of the vast amounts of data we have been collecting about ‘society’ since the industrial revolution and which underpin all modern politics – in this huge vacuum of knowledge Cicero, like Sallust and Plutarch, conceives of politics as being predominantly about individuals and, this being so, overly obsess about the character of the Ideal Statesman, completely omitting the proficiency in economics, law, and statistics which modern politics call for, and the way the huge structure of the state bureaucracy measures outcomes by data: inflation, unemployment, GDP, health outcomes and so on.

By contrast with the vast complexity of the modern state, Cicero’s image of the Ideal Ruler is closer to fairy tale than modern political theory: ‘…by the splendour of his mind and conduct offering himself as a mirror to his fellow citizens.’

I suppose it represents an enormous shift from a theory based on morality and ethics to one based entirely on utilitarian values: does it work, is it good for the economy, for most people, is it good for my core voters, these are the questions a modern politicians asks.

And the absence of the huge body of theory and statistical information which forms the basis of modern politics explains why political ‘philosophy’ from Plato, through the Dark Ages, Middle Ages, Renaissance and well into the modern era relied on analogies rather than data. They had nothing else to go on. So they compared the ideal state to a well-ordered mind, or to the human body where all the parts have to co-operate, or to the harmonious movements of the celestial bodies through the heaves; or compared Reason’s control over the mind to a father’s control over his sons or a master’s control over his slaves (III, 37) etc etc. Analogy rather than data.

All this is sweet and lovely but like a child’s colouring book compared to the complex technocracy of the modern state. Immersing yourself in a text like this continually reminds the reader of children’s books and fairy tales.

Book three

Fragments in which Cicero explains that despite our failings, humans have inside us the divine fire of Reason. He briefly sketches the invention of language (interesting) and maths before moving onto teachers or truth and moral excellence blah blah which, when put into practice, leads to the art of governing.

Comparison of philosophers, who teach moral excellence and best conduct through words alone, and statesmen, who promote moral excellence and best conduct through actions and laws. Clearly the latter are more effective and important (III, 7).

The 12 or so pages of fragments we have of book 3 indicate that it was conceived as a debate between Laelius and Philus about whether injustice is a necessary part of political rule, whether it is inevitable and unavoidable. What gives ancient books like this their flavour is the inclusion of myths and legends and fanciful imagery which, to repeat myself, are more like fairy tales than political analysis. Thus Philus kicks off his presentation of the case that injustice is an inevitable and necessary part of politics by asking his audience to imagine they are flying in a chariot of winged snakes:

If one could visit many diverse nations and cities and examine them, travelling about in Pacuvius’ famous ‘chariot of winged snakes’ one would see first of all in Egypt, a land which has escaped change more successfully than any other, and which preserves in written records the events of countless centuries, a bull, which the Egyptians call Apis, is deemed a god, and many other monsters and animals of every sort are held sacred as divine. (III, 14)

When he gets going, Philus makes a persuasive argument that there is no such thing as natural justice, nature does not implant justice in the human mind, there are no universal laws. On the contrary, the point of his metaphor of flying over the countries of the Mediterranean is to survey just how varied and irreconcilable all their laws, and customs and religions are with each other. QED: there is no one universal law or notion of justice.

No fewer than 80 leaves of book 3 are missing. From references and summaries in other, later authors we know some of the contents. Apparently Philus makes the anti-Roman point that empire is nothing but stealing other people’s lands and goods. Romans hold aggressive generals to be epitomes of valour and excellence (‘He advanced the bounds of empire’ is their highest compliment) when they are, of course, the same as all other aggressive conquerors of all other nations. The fact that the Romans have priests formally declare war just shows their hypocrisy in dressing up greed and criminality in fancy words.

When we come back to the actual text Philus makes the simple (and, to the modern mind, sympathetic) argument that the kind of mixed constitution supported by Scipio doesn’t derive from Virtue and Wisdom but from the simple fact that each rank (or class) fears the power of the others and so seeks to check it (a proto-Hobbesian view, maybe). The mother or justice is not nature or virtue but weakness and fear.

The good life is based, not on virtue, justice and selflessness, but on looking out for yourself and your family, on practical assessments of what will bring you most benefit. And as with families so with states: dress it up how you like, statecraft and international affairs are based on brute assessments of power and self interest. And they should be (III, 28).

This is thrilling stuff and the editor of the OUP edition (Niall Rudd) notes that, once Philus has finished his case, Laelius, who follows and argues the contrary case, can’t really rebut his analysis and so ignores his points to argue something slightly different, which is the importance of the notion of justice for the administration of a state.

It is symptomatic of the conservatism and narrow-mindedness of Roman thought that this negative, cynical and so unpopular point of view is attributed to a foreigner, a Greek, the philosopher Carneades and that when Laelius speaks, he roundly attacks it for its immorality and calls Carneades ‘a filthy scoundrel’ (III, 32).

Laelius proceeds to give a positive but very naive definition of law as a Platonic fact of nature, eternal and unchanging, which all men must obey, which sounds magnificent and is obvious tripe:

True law is right reason in agreement with nature. It is of universal application, unchanging and everlasting. It summons to duty by its commands, and averts from wrongdoing by its prohibitions… It is a sin to try to alter this law, nor is it allowable to attempt to repeal any part of it, and it is impossible to abolish it… We cannot be freed from its obligations by senate or people, and we need not look outside ourselves for an expounder or interpreter of it. And there will not be different laws at Rome and at Athens, or different laws now and in the future, but one eternal and unchangeable law will be valid for all nations and all times, and there will be one master and ruler, that is, God who is the author, proposer and interpreter of that law. (III, 33)

Laelius appears to go on to describe how this eternal law was embodied and followed by specific Romans from history, but we have only fragments.

Then Scipio comes back in as the main speaker, recapitulating his idea of the three types of government, asking which one is the ‘true’ meaning of a republic. The text breaks off abruptly just as the speakers were going to address the merits of the uncorrupted versions of the three types.

Book four

The subject of book four is clearly intended to be Education and address the question: what kind of education is best for citizens of the ideal state? As with the other books, Cicero does not proceed from philosophical first principles, as per Plato, but ranges far and wide through Roman and Greek history, comparing practices and laws. But the book is in, to quote Rudd’s words, ‘a pitiful state’, barely four pages of fragments. The longest fragment is where a speaker is made to explain at length why poets and playwrights should not be allowed to pillory statesmen and generals (IV, 11 to 12).

This, in my opinion, is the problem with all theories which start out by defining Virtue and Morality and The Good and so on – they always lead to strict definitions, which themselves inevitably lead to very strict rules about encouraging said Virtue and Suppressing Vice or anything which demeans or criticises Virtue or encourages Vice.

And so, by a few easy steps, these arguments all-too-often arrive, with the ‘noblest’ of intentions, at state censorship: the censorship of Cromwell’s England, revolutionary France, Stalin’s Russia, Hitler’s Germany, Taliban Afghanistan and any number of authoritarian regimes in between. Anyone who sets out to define or justify Absolute Values ends up defending absolutist states. (Discuss)

Book five

This was evidently meant to address the character of the Ideal Statesman but is even more fragmentary than book four, with only sections 3, 5, 6 and 7 surviving (each book originally had up to 100 sections) and a handful of scraps barely making up 3 pages of a modern book.

What we have is a lament that in the olden days Rome was ruled by Great Men, Excellent Men, Men of Virtue who knew how to rule wisely, but the present age is ruled by the selfish and greedy who have let the excellent institutions they inherited decay and collapse.

What we have is a lament that in the olden days Rome was ruled by Great Men, Excellent Men, Men of Virtue who knew how to rule wisely, but the present age is ruled by the selfish and greedy who have let the excellent institutions they inherited decay and collapse. Where are the great men of yesteryear? This developed into a stereotyped genre or topic during the Middle Ages which was given its own name, the ubi sunt (‘where are they?’) topos.

Long before living memory our ancestral way of life produced outstanding men, and those excellent men preserved the old way of life and the institutions of our forefathers. (V, 1)

But:

What remains of those ancient customs on which he said the state of Rome stood firm? We see them so ruined by neglect that not only do they go unobserved, they are no longer known. (V, 2)

Oh woe. But then every generation feels it is living in a uniquely degraded era when the great institutions it inherited from the past are collapsing and where are the Great Leaders of yesteryear and the end times are upon us. But they never are. We muddle through and 20 years later people look back to that time as a golden age.

I spent most of the 1990s ashamed of living under the government of the bumbling poltroon John Major – and yet now I regularly read articles which look back to the 90s as a golden age. Plus ca change…

Book six

In even worse state than book 5, with barely a page and a half of disconnected fragments. What does survive intact is the passage which was intended to conclude the entire book. In current editions this is numbered sections 9 to 29. It is the concluding passage in which the main speaker, Scipio, tells his companions about a dream he had. In this dream he is whirled up into heaven and sees a) the structure of the solar system and the universe and b) the smallness of the earth and the littleness of human existence. This passage has survived because the 4th century AD Roman grammarian and philosopher Macrobius wrote an extensive commentary about it. This commentary became very popular during the Middle Ages, helping to define the medieval view of the cosmos and surviving in multiple copies. So, in this roundabout manner, these 20 sections of Cicero’s book survive.

In the Dream Scipio describes how his adoptive grandfather comes to him and predicts the future, namely that he will be elected consul, destroy Carthage and be given a triumph in Rome, before being sent to end the war in Spain and serving as consul a second time.

But this is just the beginning. He is introduced to the spirit of his father, Paulus, who explains how souls are derived from the stars (they are now standing in the middle of the sky among the stars) before being consigned to a body down there on earth. How can you escape from the body and join the other spirits? Here is the point of the vision and the climax of the book’s entire consideration of political theory: you get to heaven by doing your patriotic duty.

Respect justice and do your duty. That is important in the case of parents and relatives, and paramount in the case of one’s country. That is the way of life which leads to heaven and to the company, here, of those who have already completed their lives. (VI, 16)

Cicero shows his difference from the Greek philosophers he copied in his very Roman emphasis on the practical. After all the fine talk about constitutions and justice and the character of the statesman, what matters is doing your patriotic duty.

There is a kind of path for noble patriots leading to the gate of heaven… (VI, 26)

The true part of a man is his mind, not his body. The mind is immortal, godlike. The best way to employ this godlike mind is in activity for the safety of one’s country. Minds which have devoted themselves to this cause will fly more quickly to heaven (VI, 29). If Cicero was standing to attention saluting the flag with tears running down his face while the national anthem played, the intended conclusion of his book could hardly be more sentimentally patriotic.

Which makes sense because this is precisely how the entire book opens. The very first sentence reads: ‘Had it not been for his sense of patriotic duty […] would not have delivered our country…’ (I, 1) and goes on to assert:

I simply state this as a basic fact: nature has given to mankind such a compulsion to do good, and such a desire to defend the well-being of the community, that this force prevails over all the temptations of pleasure and ease. (I, 1)

So it might rope in a number of other subjects along the way, but De republica is fundamentally a work of Roman patriotism.

Thoughts

I found The Republic hard to read for two reasons. It really is very fragmented – the text is continually breaking off mid-sentence with parentheses telling you that 2 or 4 or 80 (!) pages are missing, so that you resume reading a lot further along in the original text, when the characters are discussing a completely different subject. It’s like listening to an old-style LP of a classical symphony that is so scratched that you barely get 20 seconds of melody before it skips 20 seconds or several minutes. Very disconnected. Snippets.

But there’s a deeper problem with the book which is its lack of sophistication, which makes it, ultimately, boring. The best preserved passage in Book One tells us there are three forms of government and each has a debased version, which makes for a neat, schematic table but is, ultimately, useless for our current needs, in Britain, in 2022.

When Scipio argues that monarchy is the best of the three types because there’s only one king of the gods, only one person can be in charge of a household, and only one element, Reason, which controls the mind…well, these are quaint ways of thinking – using child-like analogies rather than data, as I explained above – which have a sort of historical interest, but they’re not ideas anyone alive today would waste their time espousing.

And most of the contents are like that. Of antiquarian interest but nothing much to make you sit up and think. The actual history of the late republic, when Cicero was writing, is much more thought-provoking than this essay.

I appreciate that Cicero was writing a kind of abstract, a pedagogical text designed to raise the standard of political discourse in his own time – but in actual fact, nothing he wrote affected the fate of the Roman Republic in the slightest, and it is highly symbolic that the head that conceived these highfalutin ideas and the hands that wrote them were chopped off by Mark Antony’s bounty hunters. That was the utterly unscrupulous, deeply, immoral and justice-free reality of Roman politics.

A list of analogies

Once I’d realised that Cicero’s thought is guided more by analogies than data or statistics (of which he has almost no concept, apart from election results and the size of armies), it amused me to collect analogies from the last few books, although too late to compile a definitive list.

The mind rules over the body like a king over his subjects or a father over his children. The mind rules over its desires like a master over his slaves. (III, 37)

The sun is the mind and regulator of the universe. (VI, 17)

As the god who moves the universe is immortal, so the soul which moves the body is immortal (VI, 26)

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP, so that I abandoned reading both their translations. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the extensive notes, scholarly and interesting. There is a useful list of names and also an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero, translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd, was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

Related links

Roman reviews

Damned to Fame by James Knowlson (1996) part 2

…his view that suffering is the norm of human life, that will represents an unwelcome intrusion, and that real consciousness lies beyond human understanding
(Knowlson summarising how Beckett found his deepest beliefs reinforced by the philosopher Schopenhauer, page 268)

This is a truly excellent literary biography. Knowlson documents Beckett’s life with immense thoroughness but shows a completely sure touch, a very satisfying sense of taste and tact throughout, not only regarding the complexities of Beckett’s private life (a lifelong companion and a small cadre of mistresses) but in tracing the sources and gestation of his many works, and lightly, intelligently bringing out their important aspects.

I summarised the first third of the book, up to the 1930s, in my last blog post. But that only covered 200 of the Damned To Fame‘s 700 or so pages and, as I tried to summarise the rest, I found there was simply too much material, it was overwhelming.

And so I abandoned a chronological summary in favour of looking at topics from Beckett’s life and works, some big and serious, others short and frivolous, as the fancy took me, to create a mosaic or collage of a review.

Affairs of the heart

Ethna MacCarthy Beckett was a slow starter, which was traditional for his time and place (1920s Ireland). As a tall but timid student at Trinity College, Dublin, he fell in love with Ethna MacCarthy, also studying modern languages, a strong, independent-minded feminist (p.58 to 60). He was swept off his feet by her intelligence and charisma but she had plenty of other admirers and it emerged she was having an affair with an older man, a married college professor (plus ça change…). A few years later, just before he quit his job at Trinity College, Dublin and left Ireland for the last time, he took Ethna for a night out in his car and, whether drunk or showing off, crashed it down at the docks, escaping with bruises himself but seriously injuring Ethna who had to be taken to hospital. The guilt never left him (p.143).

They kept in touch and remained good friends though Beckett was discombobulated when she embarked on a long affair with one of his best friends from college, Con Leventhal (even though Con was married). This affair continued until Con’s wife died, in 1956, at which point he immediately married Ethna. But fulfilment turned to tragedy when she was stricken with cancer and died in 1959. Beckett remained close friends with both of them.

Later on, we are told that the happy memories of love which haunt Krapp in Krapp’s Last Tape are likely reworkings of his memories of Ethna.

Peggy Sinclair In summer 1928, having returned home after having graduated from Trinity College Dublin and a brief abortive spell as a teacher at a boarding school in the North, Beckett returned to Dublin and fell deeply in love with his second cousin, Ruth Margaret Sinclair, generally referred to as Peggy, daughter of his aunt Cissie and the Jewish art dealer William ‘Boss’ Sinclair with whom she had moved to the town of Kassel in north Germany. Peggy was only 17 and on her first visit to Ireland. 22-year-old Sam drove her around in his dinky sports car, took her to galleries and the theatre, she was overawed. After a few months she returned to her parents in Germany, but they exchanged letters, he visited her in Kassel a few times over the coming years, and when she went to dance  school in Austria (in Laxenberg, south of Vienna, pages 83 to 86), visited her there, too, all this despite the very strong disapproval of Beckett’s parents for whom 1. Boss’s notorious poverty 2. Boss’s Jewishness 3. the fact Sam and Peg were cousins, all resulted in strong opposition to the relationship. He visited Kassel quite a few more times over the coming years, although the affair with Peggy came to an end and she became engaged to another man. But Beckett was devastated when she died terribly young of tuberculosis in May 1933.

Lucia Joyce When Beckett took up the post of exchange lecteur at the École Normale Supérieure, his predecessor Tom MacGreevey introduced him to James Joyce and his circle in February 1928. This included Joyce’s wife, Nora, son, Giorgio, and daughter Lucia. Born in 1907, so just a year younger than Beckett, she was clever, creative and wilful and fell in love with the tall, quiet Irishman whom her father used as a secretary and assistant. She asked him to take her out for meals, for walks and so on and generally hoped they would fall in love. She was slender and had some training as a dancer. According to Beckett, even at this stage, she was bulimic (p.150). When it became clear Beckett wasn’t interested, Lucia accused him to her parents of leading her on. Nora never liked Beckett, had taken against him, and Lucia’s accusation was all it took to force Joyce to drop Beckett, much to the latter’s devastation (pages 103 to 105). Later Lucia was to suffer a mental breakdown into irreparable mental illness. Beckett, reconciled with Joyce at the start of 1932 (p.156), went on to watch his mentor devote huge energy and money to trying to find a cure which, slowly, friends and family realised would never work.

Mary Manning Howe In summer 1936, back in Dublin staying at the family home, after failing to get an affair going with a woman named Betty Stockton, Beckett had a brief whirlwind sexual affair with a friend since childhood, the now married Mary Manning Howe (p.229).

Suzanne Deschevaux-Dumesnil While in hospital after being stabbed in Paris in January 1937, he was visited by Suzanne Deschevaux-Dumesnil, and a friendship slowly grew which was to become the key relationship of his life. She was austere, intellectual, puritanical – not unlike his mother in many respects, although maybe not insofar as, being a good post-war French intellectual, she was a fervent communist. Profile of her character page 296.

Suzanne shared with Beckett their panic flight from Paris after the initial Nazi invasion in 1940 (pages 297 to 302). Then, when they returned, the risks of his life as an operative for the Resistance until they were forced to flee Paris a second time when their cell was betrayed August 1942, and he and Suzanne fled south on foot to the safety of the small village of Roussillon, in the Vaucluse département in Provence-Alpes-Côte d’Azur.

In the bleak post-war period she doggedly supported his writing and hawked his manuscripts from publisher to publisher. Despite his many infidelities to her, in the conversation with Knowlson at the end of his life, Beckett repeated that he owed her ‘everything’ (p.473).

Peggy Guggenheim (1898 to 1979) At the time the relationship with Suzanne began, Beckett was involved in a passionate affair with heiress Peggy Guggenheim who was madly in love with him and nicknamed him ‘Oblomov’. The mismatch between the super-rich socialite heiress and the frugal, moody Irish intellectual is amusingly detailed by Knowlson, pages 281 to 288. She was obsessed with him for a good year, although Knowlson suspects Beckett mainly kept things going because of the influence she could bring to bear on promoting his artist friends such as Geer van Velde.

Pamela Mitchell 32-year-old American working for Beckett’s American publisher, arrived in Paris to meet with Beckett in September 1953 to discuss rights and editions. He showed her the town and they had a brief fling, with follow-up letters after she returned to New York and further visits and meetings until January 1955 (pages 398 to 403).

Barbara Bray (1924 to 2010) In 1957, on a trip to London to supervise the premiere of Endgame and the radio production of Krapp’s Last Tape Beckett met Barbara Bray, 18 years his junior, a widow with two small children, who had been working as a script editor for the BBC Third Programme. Knowlson writes:

She was small and attractive, but, above all, keenly intelligent and well-read. Beckett seems to have been immediately attracted by her and she to him. Their encounter was highly significant for them both, for it represented the beginning of a relationship that was to last, in parallel with that with Suzanne, for the rest of his life. (p.458)

In 1961 Bray quit her job in London and moved to Paris, taking an apartment in the Rue Séguier where Beckett regularly visited her. She had a piano. He played Schubert, Haydn or Beethoven on it (p.595). He routinely visited her, she came to see him on his trips directing abroad, they were in most respects an item for the rest of his life. Which is interesting because he continued to live with Suzanne and go with her on increasing numbers of foreign holidays which Knowlson describes in winning detail (Lake Como, Sardinia, Tunisia, Morocco, the Canaries).

Suzanne Deschevaux-Dumesnil part 2 When Bray announced in 1961 that she was packing in her career with the BBC in London and moving to Paris, Beckett’s reaction was unusual. He promptly married Déchevaux-Dumesnil in March 1961 in a civil ceremony in Folkestone (pages 480 to 484). This was ostensibly to ensure that, if he predeceased her, Déchevaux-Dumesnil would inherit the rights to his work, because there was no common-law marriage under French law – but maybe also because he wanted to affirm his primary loyalty to her. But as soon as they were back in Paris he went to visit Barbara and spend much of his free time with her. Barbara outlived Sam and Suzanne (who both died in 1989) only passing away, in Edinburgh, in February 2010.

There appear to have been other, more fleeting dalliances: Jacoba van Velde, older than Beckett, literary agent and novelist (p.519). Mira Averech attractive young journalist, who interviewed him (p.553).

The BBC

The BBC played a key role in commissioning and producing and broadcasting Beckett’s work to a vastly wider audience than it would have reached via the theatre alone. The second half of Knowlson’s book is stuffed with accounts of commissions and productions overseen by Donald MacWhinnie, radio director and then director of TV drama, Head of BBC Radio Drama 1963 to 1977 Martin Esslin. In other words, Beckett had very powerful supporters within the national broadcaster, who supported him at every step of his career. There’s a book on the subject. Its blurb states:

This book is the first sustained examination of Samuel Beckett’s pivotal engagements with post-war BBC radio. The BBC acted as a key interpreter and promoter of Beckett’s work during this crucial period of his ‘getting known’ in the Anglophone world in the 1950s and 1960s, especially through the culturally ambitious Third Programme, but also by the intermediary of the house magazine, The Listener. The BBC ensured a sizeable but also informed reception for Beckett’s radio plays and various ‘adaptations’ (including his stage plays, prose, and even poetry); the audience that Beckett’s works reached by radio almost certainly exceeded in size his readership or theatre audiences at the time.

Beach

As a boy Beckett went on summer holidays with his parents to Greystones, a seaside resort village just down the coast from Dublin, complete with fishermen, cliffs and a pebbly beach. He played with his brother but also spent hours skimming stones across the waves or staring out to sea. Beaches and the sound of the sea figure heavily in works like Embers and Cascando and the protagonist of Molloy famously spends a couple of pages working out which order to suck a collection of 16 pebbles he’s gathered from the beach (p.28).

Beckett, the surname

Beckett is originally a French name. The family are descended from French Huguenots who fled persecution in the 18th century, first to England and then on to Dublin (p.6) – a fact which adds colour to:

  1. the way Beckett subsequently returned to live in France
  2. the several of his texts which are ‘about’ refugees, namely Lessness (p.564)

Breath

Beckett’s fury at Kenneth Tynan for letting the super-short, absurdist theatre piece, Breath, which he contributed as a personal favour to Tynan’s ‘ground-breaking’ 1969 extravaganza, Oh Calcutta!, be festooned with naked actors, and then going on to print his name in the published script opposite photos of the naked men cavorting onstage during the production. He owed Tynan a big debt of gratitude for writing a rave review of the first English production of Waiting For Godot which helped turn critical opinion in its favour back in 1953. But his behaviour over Breath infuriated Beckett who called Tynan a ‘liar’ and a ‘cheat’ (pages 565 to 566).

Censorship

Lifelong opponent of censorship, whether it was the Irish Free State banning Joyce in the 1920s, the Nazis banning Jewish and degenerate art in the 1930s, or the British Lord Chamberlain insisting on stupid edits to his plays before they could be performed in London in the 1950s and 60s. He banned his own works from being performed in apartheid South Africa, and publicly supported writers suffering from state censorship or persecution.

Chess

Beckett was a serious chess player (p.9). He was taught to play by his brother Frank, and then learned more from his Uncle Howard who once beat the reigning world champion, José Raúl Capablanca y Graupera, when the latter visited Dublin. He was a noted chess player at his private school (p.43). He inherited a Staunton chess set from his father (p.627).

His first published story, Assumption, contains allusions to chess. Murphy plays a game of chess against the mental patient Mr Endon in Beckett’s first novel, Murphy (p.210). In fact Beckett really wanted the cover of Murphy to be a photo he’d seen of two apes playing chess (p.293).

Later in life Beckett played against Marcel Duchamp (p.289), he played against his friend the painter Henri Hayden, when the latter came to live in a village near Beckett’s rural retreat. Beckett built up a large collection of chess books, many given as gifts by friends who knew his interest or on sets like the magnetised chess set given to him by the artist Avigdor Arikha (p.595). When ill or isolated at his country bungalow at Ussy, he played against himself or played through famous games of the grandmasters.

Damned to fame

At first glance this seems like a melodramatic title, but it’s a quotation, from Alexander Pope’s mock-heroic comic poem, The Dunciad, whose subject is the fantastic lengths utterly talentless writers will go to to become famous. The short phrase thus contains multiple ironies, and Beckett used it of himself with maximum irony (p.644), and again (p.672).

Drinking

Teetotal as a youth and student, discovered alcohol in Paris and never looked back. In adult life, especially socialising in Paris, he often became drunk in the evening. Knowlson details numerous evenings of hard drinking with certain cronies, notably the two Irishmen Jack MacGowran and Patrick Magee. Suzanne hated his drinking: she had to cope with him rolling home in the early hours, disturbing her sleep, his late start the next morning, and resultant bad mood and depression.

Favourite dish

Mackerel (p.416).

Finney, Albert

Finney was cast in a production of Krapp’s Last Tape at the Royal Court in 1972. He was completely miscast and Beckett found it hard to hide his boredom and impatience, at one point falling asleep. The more Finney tried his full range of colours and emotions the more impatient Beckett became. At one point, with unusual bluntness, Beckett held up his little finger and declared there was more poetry in it than in Finney’s entire body (p.596).

Foxrock

Village south of Dublin where, in 1902, William Beckett bought some land and had a family house built for him and his wife, Maria Jones Roe (widely known as May), named it ‘Cooldrinagh’, where Sam’s older brother, Frank, was born in 1902, and where Samuel Barclay Beckett was born on 13 April 1906. He was named Samuel after his maternal grandfather. According to Knowlson, nobody alive knows where his middle name came from. The house was named Cooldrinagh after the family home of Beckett’s mother, May, which was named Cooldrinagh House. The name is from the Gaelic and means ‘ back of the blackthorn hedge’ (p.3). There was an acre of land, a summerhouse, a double garage and outbuildings (p.14).

French

Despite being a native English speaker, Beckett wrote in French because — as he himself claimed — it was easier for him thus to write ‘without style’. English had become overcrowded with allusions and memories. He had experimentally written a few poems in French before the war, but it was only on his return to post-War Paris that he began to write in French prose.

By adopting another language, he gained a greater simplicity and objectivity. French offered him the freedom to concentrate on a more direct expression of the search for ‘being’ and on an exploration of ignorance, impotence and indigence. (p.357)

However, this had an unintended consequence which becomes abundantly clear as Knowlson’s book progresses into the 1950s and Beckett acquires more writing in either French or English, which is the effort required by translating his work from one language to the other. Knowlson quotes countless letters in which Beckett complains to friends about having to translate monster texts such as L’Innomable or Mercier et Camier from French into English.

He in effect gave himself twice the labour of an ordinary writer who sticks to just one language.

This explains the complexity of a timeline of Beckett publications because very often there is a lag, sometimes a significant lag, between the publication of a work in French (or English) and then of its translation into the other language, which makes his publishing record complex and sometimes pretty confusing. And then there was German.  Beckett took it on himself to translate, or at least supervise translations, of all his plays into German scripts. The biography brings home how this turned out to be a vast burden.

Generosity

Legendary. ‘Few writers have distributed their cash with as much liberality as Beckett’ (p.603). Knowlson quotes Claude Jamet’s story of being in a bar with Beckett when a tramp asked him for his coat and Beckett simply took it off and handed it over, without even checking the pockets! (p.408). Jack Emery met him in La Coupole bar and watched as a beggar approached Beckett with a tray of shabby postcards and Beckett promptly bought the lot (p.642). He gave money and support without stint to almost anyone who asked for it. He supported actor Jack MacGowran’s family after he died, and numerous relatives after spouses died. He gave away most of the money from the Nobel Prize, supporting friends and relatives in times of grief and difficulty.

An outstanding example of this is the support Beckett gave to an American convict, Rick Cluchey, serving time in San Quentin gaol, California, for robbery and murder. In prison, Cluchey became a changed man, who read widely and began to direct and act in plays. He wrote to Beckett asking permission to stage a production of Waiting For Godot, and this was the start of a friendship which lasted the rest of his life, as Cluchey, once released on probation,  put on further Beckett productions, securing the great man’s artistic and financial aid (p.611, 613).

Late in life his friends worried that Beckett was a soft touch. He was unable to refuse requests for help

Germany

In September 1937 Beckett left for what turned into a seven-month trip to Germany. It is possibly a scoop for this biography (I don’t know, I haven’t read the others) that Knowlson has obtained access to the detailed diary Beckett kept of this seven-month cultural jaunt which saw him tour the great cultural centres of Germany, and so is in a position to give us a day-by-day account of the visit, which is almost all about art. Beckett systematically visited the great art galleries of Germany, public and private, as well as getting to know a number of German (and Dutch) artists personally. As well as experiencing at first hand the impact on individual artists, of galleries and ordinary people of Nazi repression. He loathed and despised the Nazis and is quoted quite a few times mocking and ridiculing the Nazi leaders (pages 230 to 261).

Ghosts

At one point I thought I’d spotted that Beckett’s use of memories, of voices and characters from the past amounted to ghost stories, shivers. But then they kept on coming, one entire play is named Ghost Trio and the ghost theme rises to a kind of climax in A Piece of Monologue:

and head rests on wall. But no. Stock still head naught staring beyond. Nothing stirring. Faintly stirring. Thirty thousand nights of ghosts beyond. Beyond that black beyond. Ghost light. Ghost nights. Ghost rooms. Ghost graves. Ghost … he all but said ghost loved ones…

When Beckett was directing Billie Whitelaw in Footfalls (1976) he told her to make the third section ‘ghostly’ (p.624). In other words, everyone and their mother has been well aware for decades that Beckett’s final period can is largely defined by his interest in ghosts, ghostly memories, apparition, and voices from beyond the grave (as in What Where).

Maybe the only contribution I can make is to point out that it’s not just the style and presentation of many of the later plays which brings to mind ghosts and faint presences, but there’s a sense in which much of the actual content is very old. What I mean is that about ten of Beckett’s total of 19 plays date from the 1970s and 80s – out in the real world we had fast cars, speedboats, supersonic jets, ocean liners and rockets flying to the moon, but you’d never have known it from Beckett’s plays. In those plays an ageing man listens to memories of himself as a boy in rural Ireland (That Time), an ageing woman paces the floor ridden by memories of herself in rural Ireland (Footfalls), an old man alone in a room waits for a message from his lost love (Ghost Trio), an ageing man remembers walking the back roads while he waits for the appearance of his lost love (…but the clouds…), an ageing man remembers back to his parents and funerals in rural Ireland (A Piece of Monologue), an ageing woman sits in a rocking chair remembering how her old mother died (Rockaby), an ageing man sits in a room listening to a doppelgänger read about his younger life (Ohio Impromptu), an autocratic director poses an old man on a stage (Catastrophe).

My point is that although the form of all these plays was radically experimental and inventive, often staggeringly so, the actual verbal and image content of most of the late works is very old, Edwardian or late Victorian, ghostly memories of a world that vanished long ago, 50 or 60 years before the plays were first performed. Hence the widespread sense that Beckett was the ‘last of his kind’, emblem of a vanished generation (hence the title of Isaac Cronin’s biography, Samuel Beckett: The Last Modernist). It was because the actual content of almost all the later plays and prose more or less ignores every technological advance of the 20th century in favour of memories of trudging round rural back roads, walking hand in hand with his father, walking along a riverbank, of a small girl struck dumb till she became uncontrollably voluble (Rockaby), of dismal rainy rural funerals. Watching A Piece of a Monologue again, I am struck by how the central action is lighting an old-style lantern by fiddling with the wick, chimney and shade. All of this stuff could straight from the time of Thomas Hardy.

Illness

For someone so phenomenally sporty (rugby, cricket, swimming, long distance running, boxing and motorbike racing) Beckett was frequently ill. As a boy he suffered from night anxiety and as an undergraduate from insomnia combined with night sweats and a racing heart (p.64). He was knocked out one term by a bout of pneumonia (p.63). On his first return from Paris in 1930 he presented his parents with the sight of a young man stricken by a rash on his face and scalp (p.118).

  • May 1931 struck down with a case of pleurisy (p.130).
  • a painful cyst that developed on his neck required an operation in December 1932 (p.166)
  • May 1933 the same cyst had to be treated again (p.168)
  • July 1933 an abscess on his palm needed treating. Following the death of his father he developed night sweats and panic attacks (p.172)
  • August 1934 acute abdominal paints (p.185)
  • throughout 1935 the night sweats and heart which had triggered his psychotherapy persisted (p.200). Knowlson points out that Beckett gives the antihero of his first novel, Murphy, a vivid description of these heart problems (p.215)
  • Christmas 1935 bed-ridden with an attack of pleurisy (p.222)
  • 1936 on his German trip he developed a painfully festering finger and thumb (p.241)
  • January 1937, still in Germany, a lump developed on his scrotum that became so painful he was confined to bed (p.243)
  • September 1937 confined to bed with gastric flu
  • 1946 cyst lanced and drained (p.366)
  • 1947 abscess in his mouth and tooth problems (p.366)
  • August 1950 takes to his bed with a high temperature and raging toothache (p.380)
  • 1956 several teeth removed and bridges built (p.438)
  • 1957 abscess in the roof of his mouth (p.438)
  • 1958 persistent insomnia (p.456)
  • June 1959 bad attack of bronchial flu; exacerbation of the intra-osseous cyst in his upper jaw (p.464)
  • November 1964 operation on the abscess in the roof of his mouth, creating a hole into his nose (p.530)
  • July 1965 surgical graft to close the hole in the roof of his mouth (p.535)
  • 1965 extraction of numerous teeth and creation of a dental plate (p.535)
  • April 1966 diagnosis of double cataracts (p.540)
  • 1967 treatments for cataracts included eye drops, suppositories and homeopathic remedies (p.547)
  • February 1967 fell into the garage pit at a local garage and fractured several ribs (p.547)
  • April 1968 severe abscess on the lung, which had been making him breathless and weak, required prolonged treatment (p.558)
  • end 1970 – February 1971 operations on the cataracts in his left and right eye (pages 579 to 581)
  • April 1971 nasty bout of viral flu (p.582)
  • 1971 periodic bouts of lumbago (p.587)
  • November 1972 has eight teeth extracted and impressions made for dental plates (p.596)
  • 1970s – continued depression, enlarged prostate (p.645)
  • 1980 muscular contraction of the hand diagnosed as Dupuytren’s Contracture (p.660 and 679)
  • April 1984 bedbound with a bad viral infection (p.696)

Illustrated editions

An aspect of Beckett’s lifelong interest in art was the way many of his later texts, for all the lack of colour and description in the prose, turned out to be tremendously inspirational for a whole range of artists, who created illustrations for them. The volume of Collected Shorter prose gives an impressive list indicating the extensive nature of this overlooked aspect of the work.

  • All Strange Away, with illustrations by Edward Gorey (1976)
  • Au loin un oiseau, with etchings by Avigdor Arikha (1973)
  • Bing, with illustrations by H. M. Erhardt (1970) Erhardt also produced illustrations for Manus Presse of Act Without Words I and II (1965), Come and Go (1968), and Watt (1971)
  • Foirades/Fizzles, with etchings by Jasper Johns (1976)
  • From an Abandoned Work, with illustrations by Max Ernst (1969)
  • Imagination Dead Imagine, with illustrations by Sorel Etrog (1977)
  • L’Issue, with six original engravings by Avigdor Arikha (1968)
  • The Lost Ones, with illustrations by Charles Klabunde (1984)
  • The Lost Ones, illustrated by Philippe Weisbecker, Evergreen Review, No. 96 (Spring 1973)
  • The North, with etchings by Avigdor Arikha (1972)
  • Séjour, with engravings by Louis Maccard from the original drawings by Jean Deyrolle (1970)
  • Still, with etchings by William Hayter (1974)
  • Stirrings Still, with illustrations by Louis le Brocquy (1988)
  • Stories and Texts for Nothing, with drawings by Avigdor Arikha (1967)
  • Nohow On: Company, Ill Seen Ill Said, Worstward Ho, illustrated with etchings by Robert Ryman (1989)

Interpretations, dislike of

One of Billie Whitelaw’s great appeals as an actress to Beckett was that she never asked him what lines meant, only how to speak them (p.598). In this respect she was the opposite of actresses like Peggy Ashcroft or Jessica Tandy, who both played Winnie in Happy Days and both pissed Beckett off with questions about her character and life story and motivation and so on. That was not at all how he conceived of theatre or prose. It is about the surface, there is only the surface, there is nothing behind the performance except the performance.

In a similar spirit he got very pissed off with actors (or critics) who asked him what Waiting For Godot meant. It means what it says. Knowlson repeats Beckett’s account of reacting badly when English actor Ralph Richardson bombarded him with questions about Pozzo, ‘his home address and curriculum vitae’, and how Richardson was comically disappointed when Beckett told him to his face that Godot does not mean God! If he had meant God, he would have written God! (p.412).

In a similar vein, Knowlson quotes his exasperated response when Beckett went through the reviews of the English production of Godot, saying:

he was tired of the whole thing and the endless misunderstanding. ‘Why people have to complicate a thing so simple I don’t understand.’ (quoted page 416)

Repeatedly actors asked for more information about their characters and their motivations, but Beckett politely but firmly repeated his mantra:

I only know what’s on the page (p.513)

It’s ironic because Beckett of all people should have known why everyone who came into contact with his texts would waste vast amounts of time searching for sub-texts, symbolism, allegory, and a universe of extra meaning. Because simply taking things at face value is one of the things human beings are useless at. Making up all kinds of extravagant meanings and elaborate theories is what humans excel at.

Intrusive narrator and Henry Fielding

There’s a great deal to be said on this subject because lots of the prose works involve not only an intrusive narrator but multiple narrators and narratives which collapse amid a failure of narrative altogether. But one detail stuck out for me from Knowlson’s biography, which is the direct influence of the eighteenth century novelist Henry Fielding. If you read Fielding’s shorter comic novel Joseph Andrews (1742) and his epic comic novel, Tom Jones (1749) you find that the narrator is a very active participant, not only describing events but giving a running commentary on them, moralising and judging and reminding us of previous events or warning of events to come. Once you get used to the 18th century style, this can be very funny. Obviously Beckett brings a completely different sensibility and a highly Modernist approach to what is more a ‘disintegrating narrator’. Still, it is fascinating to read in Knowlson that he specifically cites Fielding as showing just how interactive and interfering a narrator can be in his own text. It is August 1932 and Beckett has returned from Paris to the family home outside Dublin where he immerses himself in reading:

One of the most significant items on his reading list was Henry Fielding’s Joseph Andrews… He probably learned a lot from Fielding’s novels (for he went on to read Tom Jones) while he was writing the stories of More Pricks Than Kicks. This influence can still be detected in Murphy and continued even into the postwar novel trilogy. It can be seen in what he described as ‘the giving away of the show pari passu with the show’, in a balance and an elaborateness of phrase, and…in the playful pr ironic comments of a self-conscious narrator who makes regular intrusions into the text of his narrative. (page 165)

Ireland

There’s a lot of scope to discuss Beckett’s Irishness, how ‘Irish’ his own personality was, and his characters and his creations, but I don’t feel qualified to comment either way. Knowlson occasionally mentions Beckett’s love of the Irish countryside but only rarely addresses the subject of Beckett’s ‘Irishness’. Three aspects of the issue interested me:

1. Protestant Beckett wasn’t Catholic Irish, like James Joyce and the majority of the population. He was a Protestant, his mother was a God-fearing believer who took him to church every Sunday, and the private school he went to was redolent of strict Protestant teaching. It’s arguable that, although he lost his faith, Beckett retained this strict, almost Puritan turn of mind, in both his lifestyle, which was very spartan and simple, and, of course, in the unromantic, tough, self-punishing nature of his works.

2. Irish Partition I was surprised that Knowlson made so little of the partition of Ireland and the year-long civil war that followed 1921 to 1922. Beckett was born and raised in a suburb of Dublin, where his mother and brother continued to live, but the private secondary school he attended was in what became, while he was still attending it, part of Northern Ireland. The war was a long, drawn-out and very traumatic experience for the nation, but Knowlson barely mentions it and it seems to have had no impact on Beckett, which seems hard to believe. The entire subject of Irish nationalism is conspicuous by its absence.

3. Rejection of Ireland Again, it is underplayed in Knowlson’s book, but reading between the lines, it appears that some Irish considered Beckett moving to Paris in October 1937 and his continued living there was a studied rejection of his home country, a rejection he repeated at key moments of his career. Certainly Beckett, driven to exasperation by a lack of money, job, prospects, any success as a writer and the nagging of his mother to get a job, finally and decisively quit Ireland in September 1937 to make a permanent home in Paris. Knowlson says Beckett found Ireland too ‘narrow-minded and parochial’. He wrote to his old schoolfriend, Geoffrey Thompson, that the move to Paris was like being let out of gaol (p.274). Ironically, only a few weeks after emigrating, Beckett was recalled to Dublin to act as a witness in a libel case brought against a book which appeared to lampoon his beloved Uncle, ‘Boss’ Sinclair, and was subjected to a fierce cross-questioning by the defending QC which raised the subject of Beckett’s ‘immoral’ writings in order to question his credibility. This gruelling experience set the seal on Beckett’s rejection of his homeland:

His remarks about Ireland became more and more vituperative after his return to Paris, as he lambasted its censorship, its bigotry and its narrow-minded attitudes to both sex and religion from which he felt he’d suffered. (p.280).

The theme recurs when Beckett himself imposed a ban on his works being performed in Ireland: In 1958, upon hearing that Archbishop John McQuaid had intervened in the Dublin Theatre Festival programme, forcing the organisers to withdraw a stage adaptation of Joyce’s Ulysses as well as Sean O’Casey’s The Drums of Father Ned, Beckett responded by cancelling his permission for the Pike Theatre to perform his mimes and All That Fall at the festival.

The theme recurs again in the context of Beckett being awarded the Nobel Prize in 1969 because, super-reluctant to attend the award ceremony himself, instead of asking the Irish Ambassador to accept it, according to the convention whereby a demurring author is represented by his country’s ambassador, Beckett instead nominated his long-standing and loyal French publisher, Jérôme Lindon (p.572). It was a typical gesture of friendship and personal loyalty but some Irish commentators took it as a calculated slight to his homeland.

So, just like his hero James Joyce before him, Beckett had a complex love-hate relationship with his homeland. Irish emigré Peter Lennon spent time with Beckett and recalls:

The sense of Ireland was strong in him, there was a subterranean emotional involvement… [but he also] despised the ethos of the place. (quoted page 490)

Mind you this argument is countered by the fact that, of all the honorary degrees he was offered during his lifetime, the only one he accepted was from his old alma mater, Trinity College Dublin, which he flew back to in order to receive an honorary D.Litt. degree on 2 July 1959 (pages 469 to 470).

Keaton, Buster

In the early 1960s Beckett developed a treatment for a short silent film to be shot with American collaborators. As a boy Beckett had loved the classic silent movies of Charlie Chaplin et al so the American producers approached a number of the greats, including Chaplin, Zero Mostel, Beckett’s friend MacGowran, but they had other commitments or weren’t interested.

Thus it was that they came to invite the legendary Buster Keaton, who delighted everyone by agreeing. Knowlson points out how the pair had a secret artistic affinity, a Keaton movie like Go West featuring a protagonist named Friendless, who is all alone in the world – closely related to Beckett’s worldview (p.54).

However, the actual meeting between Beckett and Keaton was a famous disaster, with Beckett invited into the Keaton apartment where Buster went back to sitting in a chair in front of the TV watching a game of American football sipping a beer from the fridge. After a few conversational gambits Beckett fell silent. Impasse (p.522).

The film ended up being shot over a few sweltering days in lower Manhattan in July 1964 during Beckett’s first and only trip to the United States.

London

Beckett lived in London for two years in 1934 and 1935. He lived first in rooms in Chelsea and then in the Gray’s Inn Road, locations invoked in the novel he wrote about the period, Murphy.

Beckett hated London. Dirty and noisy and cramped. It infuriated him the way strangers called him ‘Paddy’ in shops and pubs. In later life he referred to London as ‘Muttonfatville’ (p.512).

Jack MacGowran (1918 to 1973)

Beckett wrote the radio play Embers and the teleplay Eh Joe specifically for MacGowran. The actor also appeared in various productions of Waiting for Godot and Endgame, and did several readings of Beckett’s plays and poems on BBC Radio. MacGowran was the first actor to do a one-man show based on the works of Beckett. He debuted End of Day in Dublin in 1962, revising it as Beginning To End in 1965. The show went through further revisions before Beckett directed it in Paris in 1970. He also recorded the LP, MacGowran Speaking Beckett for Claddagh Records in 1966 (the recording sessions described at p.539). Whenever he was over in Paris visiting, chances are the lads would go out and get slaughtered. Even worse when the duo turned into a threesome with fellow Irish actor Patrick Magee (p.514). After MacGowran’s death Beckett wrote immediately to his widow Gloria to offer financial assistance for her and daughter, Tara (p.599).

May Beckett

Tall, lean-faced, with a long nose, when you look at photos you immediately see that Beckett has his mother’s appearance not his father, who was round-faced and jovial. May Beckett had an unforgiving temperament and she ruled Cooldrinagh House and its servants with a rod of iron (p.5). Very respectable, she attended the local Protestant church every Sunday. Everyone found her difficult and demanding, she had regular shouting matches with the servants, but could descend into days of dark depression. A family friend, Mary Manning, said Beckett ‘was like his mother, he was not a relaxed social person at all’ (p.223). As he grew up Beckett developed an intense love-hate relationship with her until, by his twenties, he found it impossible to live in the same house. Beckett referred to her ‘savage loving’:

I am what her savage loving has made me (p.273).

His two years of psychotherapy in London (1933 to 1935) rotated around his unresolved relationship with this woman who was so difficult but who, in so many ways, he took after. According to his schoolfriend and doctor who recommended the therapy, Geoffrey Thompson, the key to Beckett’s problems was to be found in his relationship with his mother (p.178). It is, therefore, quite funny that the long and expensive course of psychotherapy was paid for… by his mother.

Mental illness

Beckett himself suffered from depression, as had his mother before him. It was partly deep-seated unhappiness triggered by his father’s death in 1933 which led to his two-year stay in London solely for the purpose of psychotherapy. The condition recurred throughout his life, in fact the second half of the book becomes quite monotonous for the repeated description of Beckett, if he had nothing immediate to work on, spiralling down into depression and isolation (p.441). As late as his 70s he was dosing himself with lithium as a treatment (pages 616 and 644).

He knew he had an obsessive compulsive streak, which could sometimes be regarded as determination and courage, at others simple neurosis: in his German diary Beckett refers to himself as ‘an obsessional neurotic’ (p.252).

Interesting to learn that during his London period (1934 to 1936) he visited his schoolfriend Geoffrey Thompson who had taken up the post of Senior House Physician at Bethlem Royal Hospital in Beckenham, where he observed the patients and learned about their diseases (pages 208 to 210). It was these trips and Thompson’s account which Beckett reworked into the fictional Magdalen Mental Mercyseat where the antihero of his novel Murphy finds a job. This real-life contact with mental patients (Knowlson quotes Beckett describing individual patients and their symptoms) was reinforced when Beckett undertook a series of visits to Lucia Joyce after she was confined to a hospital in Ivry in 1939.

This ‘long-standing interest in abnormal psychology’ (p.615) translated into characters who make up ‘a long line of split personalities, psychotics or obsessional neurotics’, as Knowlson calls them (page 590). Possibly Beckett’s works can be seen as a kind of escalation of depictions of various mental conditions, from the light-hearted neurosis of Murphy, through the more serious mental breakdown of Watt, but then taken to out-of-this-world extremes in the Trilogy, and particularly the collapse of subject, object and language in The UnnamableFootfalls is a particularly spooky investigation of strange mental states and situations such as the protagonist’s radical agoraphobia and chronic neurosis (p.616).

Miserabilism

Miserabilism is defined as ‘gloomy pessimism or negativity.’ It’s so obvious that Beckett’s work concentrates oppressively on failure and negativity that it barely needs mentioning. Soon after the war he gave his beliefs classic expression in the avant-garde magazine transition:

‘I speak of an art turning from [the plane of the possible] in disgust, weary of its puny exploits, weary of pretending to be able, of being able, of doing a little better the same old thing, of going a little further along a dreary road.’

And, when asked what the contemporary artist should be striving for, he wrote:

‘The expression that there is nothing to express, nothing with which to express, nothing from which to express, no power to express, no desire to express, together with the obligation to express.’

His position didn’t budge much in the remaining 45 years of his life.

Music

He came from a very musical family. Beckett’s grandmother (Frances, Fannie) was very musical, wrote songs, set poems to music. Her son, Beckett’s Uncle Gerald, was very musical, piano in the house, spent hours playing duets with young Sam (p.7). Their daughter, Aunt Cissie, also very musical. Cissie married a Jewish art dealer, William ‘Boss’ Sinclair and moved to north Germany, where Boss tried to make a career dealing contemporary art. In his 20s Beckett went to stay with them and fell in love with their daughter, Peggy, a few years younger than him.

Beckett grew up able to play Haydn, Beethoven and Mozart piano pieces very well, as well as lighter pieces like Gilbert and Sullivan (p.28). At private school he carried on having music lessons and gained a reputation for being more or less word perfect in the entire Gilbert and Sullivan oeuvre (p.43).

In his first year at Trinity College Dublin he commuted from his parents house, but in his second year moved into rented accommodation, where he installed a piano. He was by now into modern French music and studied and played the piano music of Debussy (p.65). It is, maybe, revealing that Beckett hated Bach. He described him to a friend as like an organ grinder endlessly grinding out phrases (p.193). He had pianos in most of his lodgings and houses. Once living in France he regularly listened to concerts broadcast on France Musique (p.453). In 1967 he bought a small Schimmel piano for the house in Ussy, which he played Haydn and Schubert on (p.546).

Music is overtly important in plays like Ghost Trio (named after a piano work by Beethoven) and Nacht und Träume (named after a song by Schubert). But it is arguable that many of Beckett’s plays, and certainly the later ones, are conceived as musical in rhythm and performance, and are dependent on essentially non-dramatic but musical ideas of repetition, repetition with variation, counterpoint, introduction of new themes, and so on (p.193).

What is important to him is the rhythm, choreography and shape of the whole production. (p.551)

Thus, when he wrote That Time he conceived of it as a sonata, paying meticulous care to the entrance and exits of the three voices from the protagonist’s past. Into the 1980s he was still listening to classical concerts on the radio, playing the piano and made a number of composer friends. Knowlson points out how many of his works have been set to music or have inspired composers (p.655).

Visitors to his supervision of a 1980 production of Endgame noticed that as the actors spoke his hand beat out the rhythm like Karajan conducting an orchestra. ‘It was all about rhythm and music’, said one of the actors (p.668). He particularly loved Schubert and it is a Schubert song which inspired Nacht und Träume and Schubert’s song cycle Winterreise which inspired the play What Where (p.685).

Nobel Prize

1969 23 October Awarded the Nobel Prize for Literature. (pages 570 to 573). He and Suzanne experienced this as a complete disaster, ending their life of peaceful anonymity. They were on holiday in a hotel in Tunisia and the announcement had an immediate impact in that the hotel was besieged by journalists and photographers.

Beckett accepted, recognising the honour, but couldn’t face attending the ceremony as he hated all such events. There was some sharp criticism back in Ireland when, instead of asking the ambassador of the nation of the winner i.e. the Irish ambassador, Beckett instead asked for the award to be given to his loyal French publisher, Jérôme Lindon (p.572).

Later Beckett blamed the award for a prolonged period of writer’s block which immediately followed it.

Not I

Inspired, or at least crystallised, by Beckett seeing Caravaggio’s painting Decollation of St John The Baptist in Valletta cathedral in Malta (p.588), and a holiday in North Africa where he was fascinated by the locals wearing djellabis. The original conception was of the woman speaker strapped into a device above the stage with a spotlight on her face as she spoke at breakneck speed, taking four pauses or breaks, during which the tall, faceless figure at the side of the stage wearing a djellabi slowly raised and then slowly lowered his arms, as in a gesture of helpless compassion.

But rehearsals for various productions eventually persuaded Beckett the play didn’t need the auditor at all, and the figure was quietly dropped from the 1975 BBC recording with Billie Whitelaw. And Beckett admitted to Knowsley that maybe the entire notion of the auditor was simply ‘an error of the creative imagination, a rare admission (p.617).

Ohio Impromptu

Beckett wrote this piece for American actor David Warrilow to play the part of Reader, a man sitting at a table next to a silent doppelgänger, reading out a narrative, a story which the audience slowly realises applies to the two men onstage. Beckett wrote to tell to Warrilow to read it as if it was ‘a bedtime story’.

O’Toole, Peter

Beckett hated him, and was infuriated when his agent, Curtis Brown, gave O’Toole permission to stage a production of Waiting For Godot in 1969. Possibly Beckett disliked O’Toole because one boozy night down the Falstaff pub in London, O’Toole was about to throw his friend Peter Lennon down the stairs before Beckett personally intervened. Or maybe it was just his florid, attention-grabbing acting style, the histrionic opposite of everything Beckett’s minimalist theatre stood for. He called the resulting production ‘O’Tooled beyond redemption’ (p.567)

Painting

Visual art was very important to Beckett. He had started to systematically visit galleries and develop his taste, as a student (p.58). In summer 1927 Beckett travelled to Florence, calling on the sister of his Italian tutor at Trinity College, and systematically visiting museums, galleries and churches (pages 71 to 75). During his two years as lecteur in Paris he visited as many galleries as he could and immersed himself in the French tradition. Back in Ireland in 1931, he resumed his visits to the National Gallery (p.140). After his father’s death, at a loss what to do, it’s not that surprising to learn that he applied to be an assistant curator at London’s National Gallery (p.174).

A decade later, Beckett was to spend no fewer than seven months, from September 1937 to April 1938, on a really thorough and systematic tour of the art galleries of Germany. One of the features of Knowlson’s biography is that he got access to Beckett’s detailed diary of this trip and so gives the reader a city-by-city, gallery-by-gallery, painting-by-painting detailed account of not only the paintings Beckett saw, but also of the contemporary artists he met in cities like Hamburg, Berlin and Munich (pages 230 to 261). The first work he wrote in French after the war was an essay on contemporary art (page 357).

Beckett had a very visual imagination and many critics have found analogues for scenes in the prose and plays among classic paintings of the Old Masters, and by his own account, a number of works were heavily inspired by works of art.

Thus Waiting For Godot, notable Godot – in which the final scene of both parts, of two men looking up at the rising moon mimics Caspar David Friedrich (p.609), and Breughel paintings inspire various poses of the four characters; while Not I was directly inspired by Beckett seeing Caravaggio’s painting Decollation of St John The Baptist in the cathedral in Malta (p.588).

Decollation of St John The Baptist

The Beheading of St John the Baptist by Caravaggio (1608)

Artistic friendships In November 1930 he was introduced to the Dublin painter Jack B. Yeats who was to become a lifelong friend. Travelling in Germany in 1937 he met Dutch painters Geer and Bram van Velde who became enduring friends. When he bought the cottage in Ussy outside Paris he found himself in proximity to the French painter Henri Hayden and his wife, Josette, who Sam and Suzanne had got to know well during their wartime stay in Roussilon, and who became close friends for the rest of their lives.

Paris

Paris came as a revelation to Beckett when he moved there for to take the post of lecteur at the École Normale Supérieure in 1928. He was quickly introduced to James Joyce and other members of the anglophone literary community, but also flourished in the city’s permissive, experimental avant-garde artistic and literary atmosphere. It was with reluctance that he moved back to Ireland in 1930.

Years passed with occasional visits and reunions with old friends before his patience with Dublin and living with his mother in the big empty family house finally snapped in September 1937, and he left Ireland for good to try and make his way as a freelance writer in Paris. However, he hadn’t been there long before he was stabbed in a random altercation with a pimp in Montparnasse. His lifelong partner Suzanne Deschevaux-Dumesnil visited him in hospital and began caring for him. Once he’d recovered, she arranged for Beckett to move out of an expensive hotel into a flat at 6 Rue des Favorites.

They inhabited the Rue de Favorites flat for 20 years, but eventually their lives had diverged so markedly that they needed a bigger space. Beckett was a night owl, staying out late often getting drunk with friends when they were in town, and disturbed her when he got home. Suzanne was a morning person and disturbed Beckett’s lying-in when she woke. Plus the mistresses. His unexplained absences became harder to bear in a small space.

Thus in 1960 they moved to a larger space, a seventh floor apartment at 38 Boulevard Saint-Jacques. Knowlson gives a detailed description of its layout (p.472). It allowed them to live partly companionable, but partly independent lives. A notable feature of the flat was that from it he could see the windows of the Santé prison. He sat staring at a prison for long stretches of his day. Some visitors entered his apartment to discover him standing at the window semaphoring messages to the prisoners: ‘They have so little to entertain them, you know’ (p.642)

Poetry

In my opinion Beckett’s poetry is pants. Here’s part of an early poem:

But she will die and her snare
tendered so patiently
to my tamed and watchful sorrow
will break and hang
in a pitiful crescent
(The Yoke of Liberty, 1932)

And a few years later:

a last even of last time of saying
if you do not love me I shall not be loved
if I do not love you I shall not love

the churn of stale words in the heart again
love love love thud of the old plunger
pestling the unalterable
whey of words

God, it’s dire, the ineffectual repetition of ‘love’, the woeful metaphor of the heart as a pestle grinding away at words. Flat and lifeless and clichéd.

Beckett’s poetry is so poor because, in my opinion, he had little or no feel for the sensual aspect of language. He has nothing of what Keats or Tennyson or Yeats or TS Eliot had for language, an unparalleled feel for the mellifluous flow of sensual speech. A reviewer of his first collection of short stories, More Pricks Than Kicks, is quoted as writing that Beckett ‘has imitated everything in Mr Joyce – except the verbal magic and the inspiration’ (quoted page 184). I think that is dead right. Hardly anywhere in Beckett’s works is there ‘verbal magic’ in the sense that an individual phrase leaps out at you as a miraculous use of language. The opposite. They’re often heavy with cliches and triteness. Here’s part of a short poem he wrote in 1977:

one dead of night
in the dead still
he looked up
from his book (p.647)

No Beckett really does not have the magic touch required for poetry. Instead Beckett does something completely different with language. For me his characteristic strategies are paring back language, omitting key syntactical units, and above all using repetition, the clumping of key phrases which are nothing in themselves but acquire power by dogged repetition.

Traditional poetry requires a certain charge behind individual words. And yet this is the precise opposite of how Beckett works. Beckett works by applying the exact opposite of the mot juste, he works through processes of paring down, creating key phrases, and then repeating the hell out of them. He sandblasts language. Thus, in my opinion, his most successful ‘poetry’ is in the play Rockaby, where no individual word has the kind of poetic charge you find in Eliot or Larkin or Hughes or Hill – it is all about the remorseless repetition. 

till in the end
the day came
in the end came
close of a long day
when she said
to herself
whom else
time she stopped
time she stopped
going to and fro
all eyes
all sides
high and low
for another
another like herself
another creature like herself
a little like
going to and fro
all eyes
all sides
high and low
for another
till in the end
close of a long day
to herself
whom else
time she stopped
time she stopped

My contention is that he is a great writer despite his lack of feel for language, because of his systematic methodology. He doesn’t feel or express so much as process language, submits it to distortions, denials and repetitions in order to make his language pared back, hard, white bone (‘All the verbs have perished’, as he wrote of his short prose piece Ping, p.542).

His prose and theatrical dialogue doesn’t work with language, doesn’t facilitate expression – it does something to language. Manipulates and twists it into a kind of abstract sculpture. And this, in my opinion, helps to explain why his poetry is so pants.

Politics

It is striking that there is so little politics in Knowlson’s account. He devotes precisely one sentence to the 1916 Easter Rising in Dublin (p.36) when Beckett was 10, and only 2 sentences to the partition of Ireland and the tragic Irish civil war which followed, (June 1922 to May 1923) when Beckett would have been 16 going on 17. There is a brief mention of the IRA, but only because the sister of his Italian tutor at college might have been an IRA operative (p.73). There is only one mention of the Great War and that only in connection with the impact it had on the calibre of teachers when Beckett was still at secondary school (p.44).

Again, most accounts of the 1930s are heavily coloured by the terrible international situation but this is mostly absent from Knowlson’s account. For example, in the second year of the Spanish Civil War (1936 to 1939) Nancy Cunard sent a questionnaire round eminent artists and writers asking which side they would support and why (Authors Takes Sides in the Spanish Civil War). Beckett sent back the famously short and pithy reply: “UP THE REPUBLIC!” I might have blinked and missed it but I don’t think this is mentioned in Knowlson’s vast tome.

The Nazis do come into it when Beckett makes his seven month tour round Germany from September 1937 to April 1938. Beckett despised and mocked them (pages 238 and 297). But they are considered more from the point of view of the material impact their bans and prohibitions had on the local artists Beckett met and came to respect. Similarly, when they begin to enforce their racial edicts in Paris in 1940, it is the direct practical impact on his friends and acquaintances which Knowlson emphasises (page 303).

Similarly, after the end of the Second World War, the entire Cold War is not mentioned at all in the book, Suez, Indo-China, Hungary, Cuba. Silence.

One area which is briefly covered is the war in Algeria. This affected Beckett because his publisher, Jérôme Lindon, became involved in a campaign to publish graphic accounts of the French Army’s use of torture in Algeria, which made the publisher the target of death threats (pages 492 to 495). We find Beckett helping other writers and actors who lost work because of their principles opposition to the war.

Twenty years later there’s a passage about Beckett, violently against the apartheid regime in South Africa, giving permission for a mixed-race production of Godot, and the issues surrounding that (pages 636 to 639).

But Knowlson makes the important point that Beckett’s post-war political activity was very constrained because he was not a citizen of France and only allowed to stay on sufferance. His carte de séjour could be withdrawn by the French government at any moment. Hence, tact.

Maybe this is because the book was already very long and Knowlson’s publishers and editor made him remove anything not directly related to Beckett. Possibly it’s because just too much happened in the Twentieth Century and once you start filling in this or that bit of political background, where would you end? Especially as Beckett was tied to the politics of not one but three countries – Ireland where he was born, England where he spent some time and a lot of his plays were premiered, and France which was his adoptive home. That’s a lot of politics to try and summarise. If you throw in America, because it was an important location for the premiering and performance of his plays, then that’s an awful lot of national and international politics to make even cursory references to. So maybe that explains why the book contains as little or as brief references to world affairs as are possible.

Psychotherapy

One of the revelations of Knowlson’s book is the extent of Beckett’s psychotherapy. His sense of frustration at not knowing what to do in his life, exacerbated by the death of his beloved father in 1933, and the very tense atmosphere of being a grown adult stuck at home with his disapproving mother, led to an escalation of physical symptoms – night sweats, panic attacks, heart palpitations. Beckett described to Knowlson how, on at least one occasion, he was walking down the street when he came to a complete halt and couldn’t move any further (p.172).

Beckett’s good schoolfriend Geoffrey Thompson was now a doctor and recommended psychotherapy. It is startling to learn that, at that time, psychoanalysis was illegal in Ireland (p.173), so he had to go to London to be treated. And so it was that Beckett moved to London in January 1934 and began an astonishingly prolonged course of treatment with pioneering psychoanalyst Wilfred Bion at the Tavistock Clinic. This continued for two years, three sessions a week, lying on his back dredging up memories, while his hyper-critical intellect dissected them, analysed the positioning of the protagonists, their words (the London years as a whole are described on page 171 to 197).

The actual physical experience of therapy, and the theories of the mind it invokes, both provide a plausible underpinning to much of Beckett’s work, particularly the prose works where characters lie in the dark, imagining, visualising, listening to the voices of memory. The haunting prose work Company consists of 15 paragraphs of memories from boyhood and young manhood, seeded among 42 paragraphs describing the situation of the protagonist lying on his back in the dark and remembering:

To one on his back in the dark a voice tells of a past. (p.653)

In October 1935 Bion took Beckett to a lecture by Carl Jung. Some critics have read Jung’s theories of archetypes, of the anima, of the female and male parts of the psyche into the split personas, into the very male male and very female female characters and protagonists.

Freud and Jung, between them, cooked up quite a handful of theories about the multiple aspects of levels of the mind, a fissiparation which was only complexified by their hordes of followers, respectable and not so respectable (p.616). Temperamentally predisposed towards them, they provided ammunition for Beckett’s attack on the Cartesian notion of the mind as unified and rational. Freud transformed human understanding forever into a completely different model of a mind divided into all sorts of fragments and compartments.

But both Freud and Jung and most of their followers thought that, with long expensive therapy, these various contending psychic forces could be brought into some kind of harmony, that people could be helped to master their neuroses and compulsions. As Freud put it, ‘Where id was, there let ego be’, and therapy undoubtedly helped Beckett, indeed the case is made that it transformed him from a haughty, arrogant, self-centred young man into a far more socialised, generous and considerate person. But he never believed the self can be saved. All Beckett’s post-war works can be seen as explorations of exactly the opposite – ‘Where id was… there is more id, and more id behind that, multiple ids, a wilderness of ids.’ A problematics of the self.

In Beckett’s case, voices, the voices, the voice that drives the narrators of The Unnamable and How It Is, the voices that taunt the protagonists of That Time and Eh Joe and Footfalls, and texts which collapse in the failure to be able to make sense of any narrative, to establish any centre, any self amid the conflicting claims of language reduced to wrecks and stumps, as in the devastating Worstward Ho

Late in his career, on 20 September 1977, Beckett met the American avant-garde composer Milton Feldman. Over a nervous, shy lunch Feldman said he wasn’t interested in setting any of Beckett’s works but was looking for their essence. Beckett got a piece of paper and told Feldman there was only one theme in his life, and quickly wrote out the following words.

to and fro in shadow from inner to outer shadow
from impenetrable self to impenetrable unself
by way of neither

He later expanded this by another ten or so lines and it became the basic of the monodrama which Feldman composed and called neither. But the point is that Beckett considered this the very core of his project – the endless shuttling around of the mind, the psyche, the spirit call it what you will, looking for a solid reliable self which doesn’t exist. Here’s the opening ten minutes of the resulting ‘opera’.

P.S. It is funny to learn that Beckett was startled when, in his October 1935 lecture, Jung revealed that he never took on a patient unless he or she had had their horoscope read. This is the kind of voodoo bunkum which led Freud to disown and ridicule Jung. But the tip about the horoscope led Beckett to make it an important structuring element in his first novel, Murphy (p.208).

Quietism

The general sense of Quietism is a passive acceptance of things as they are, but in the tradition of Christian theology it has a more specific meaning. It means: ‘devotional contemplation and abandonment of the will as a form of religious mysticism’. Beckett deepened his understanding of Quietism in the 1930s in his reading of the German philosopher Schopenhauer. For Schopenhauer, what drives human beings is will – ‘a blind, unconscious, aimless striving devoid of knowledge, outside of space and time, and free of all multiplicity’. The ‘world’ as we perceive it is a creation of the human will which may or may not bear any relation to what is actually ‘out there’. For Schopenhauer, it is this endless will, driving us on and inevitably banging us against limitations and frustrations which is the cause of all our pain and suffering. Well aware that he was coming very close to Eastern religions in his attitude, Schopenhauer argued that the only redemption or escape from the endless, hurtful engine of the will is the total ascetic negation of the ‘will to life.’ Damp it, kiss it, crush it, negate it, transcend it.

When it’s put like that you can see, not so much that Schopenhauer’s thought ‘influenced’ Beckett but, as so often with the thinkers important in a creative writer’s life, that Schopenhauer helped Beckett think through and rationalise what was, in effect, already his worldview. Once you identify it, you realise it is Beckett’s core view of the world and attitude to life, described again and again in variations on the same idea:

  • The essential is never to arrive anywhere, never to be anywhere.
  • What a joy to know where one is, and where one will stay, without being there.
  • Every word is like an unnecessary stain on silence and nothingness.

He and so many of the narrators of his texts, don’t necessarily want to die, as such. Just not to be. To cease being. Not to be, and not to know.

Radio

Beckett wrote seven plays for radio, being

  • All That Fall (1957) commissioned by BBC produced by Donald McWhinnie, small parts for Patrick Magee and Jack MacGowran
  • From an Abandoned Work (1957) BBC Radio 3: Patrick Magee directed by Donald McWhinnie
  • Embers (1959) BBC Radio 3: Jack MacGowran and Patrick Magee directed by Donald McWhinnie
  • The Old Tune (translation of a play by Robert Pinget) (1960) BBC: Jack MacGowran and Patrick Magee directed by (Beckett’s lover) Barbara Bray
  • [Rough for Radio I – written in French in 1961 but not translated till 1976 and never broadcast in English]
  • Rough for Radio II – written 1961, broadcast BBC Radio 3 1976, Patrick Magee, Harold Pinter and Billie Whitelaw directed by Martin Esslin
  • Words and Music (1962) BBC Radio 3: Patrick Magee
  • Cascando (1963) BBC Radio 3: Patrick Magee

They include some of his most haunting pieces such as Embers (44 minutes in the original BBC production featuring Jack MacGowran), the torture play Rough For Radio II, and the haunting Cascando, featuring Patrick Magee. The list also indicates 1. the central role played by the BBC in commissioning and broadcasting important works by Beckett 2. the specific role of Donald McWhinnie as director of the earlier radio plays 3. the close association with two key Beckett actors, Patrick Magee (who appears in all of them) and Jack MacGowran.

Beckett refused permission for his radio plays to be made either into TV productions or stage plays. He said they were expressly designed for their medium alone. Asked about the possibility of transferring the radio play All That Fall to the stage, Beckett wrote: ‘It is no more theatre than Endgame is radio and to ‘act’ it is to kill it. Even the reduced visual dimension it will receive from the simplest and most static of readings … will be destructive of whatever quality it may have and which depends on the whole thing’s coming out of the dark.’ [emphasis added]

Resistance

On 1 September 1940 Beckett, back in occupied Paris after a brief flight to the south, joined the French Resistance. He was inducted into the Resistance cell Gloria SMH, run by Jeannine Picabia, daughter of the painter Francis Picabia. Knowlson goes into fascinating detail about the cell’s structure and work. Basically, Beckett continued sitting at his desk in his Paris flat, where he was registered with the authorities as an Irish citizen and a writer. His job was – various couriers brought him information written in a number of formats from typed reports to scribbled notes, and he translated them from French into good clear English, typed them up – then another courier collected these notes and took them off to an unknown destination where they were photographed and reduced to something like microfilm, before being smuggled south to the free zone of France by a network of couriers (pages 307 to 308).

It was the perfect role and the perfect cover since, as a bilingual writer, his flat was covered in scribbled notes and manuscripts in both languages although, if the Germans had actually found and examined the incriminating documents he would have been in big trouble. Written records exists in the French archive of the Resistance and of the British Special Operations Executive in London, which amply confirm Beckett’s identity and role.

Although the group paid lip service to the idea that all members only knew the names and details of a handful of other members, in practice Beckett thought too many friends who had been recruited who would give each other away under interrogation. But it wasn’t from an insider that betrayal came, and the most vivid thing about Beckett’s war work is the way it ended.

Basically the group was infiltrated by a Catholic priest, Robert Alesch, who railed against the Nazis in his sermons and came fully vetted. What no-one knew what that Alesch led a florid double life, respectable priest on Sundays, but coming up to Paris from his rural parish on weekdays, to indulge in nights of sex and drugs with prostitutes. He needed money to fund this lifestyle. So he inveigled his way into Cell Gloria and, as soon as he’d been given details of the members, sold it to the German authorities for a sum which Knowlson calculates as the lifetime earnings of an average worker. It was August 1942.

The Nazis immediately began arresting members, including Beckett’s good friend Alfred Péron, who was to die in a concentration camp. A brief telegram was sent to Beckett and Suzanne who immediately packed their bags ready for immediate flight. Suzanne went to the flat of a friend where she was briefly stopped and questioned by the Gestapo, who let her go and returned, traumatised, to the flat she shared with Beckett, they finished packing and left within the hour. Later the same day the Gestapo arrived to arrest them, and placed a permanent guard on the flat (p.315).

They went into hiding in various safe houses across Paris, before preparing for the long and dangerous trek by foot south towards the unoccupied zone of France, with the major stumbling block of having to arrange with professionals, passeurs, to be smuggled across the actual border. (It is fascinating to learn that Suzanne and Beckett spent ten days hiding out with the French-Russian writer Nathalie Sarraute, who was holing up in a rural cottage with her husband. They didn’t get on. (pages 316 to 317.)

After much walking and sleeping in haystacks and begging food, the couple arrived at the small village of Roussillon, in the Vaucluse département in Provence-Alpes-Côte d’Azur. Why Roussillon? Connections. A friend of Suzanne’s had bought an estate near the village and knew about local property and vacancies in the village. There they made a new life, initially staying in the small village hotel, then through local contacts finding a vacant property in the village, lying low, rerouting the small payments Beckett was owed from his father’s legacy and his handful of published books.

One of the major aspects of their two years in the village which gets no coverage is the fact that Beckett undertook demanding labour on local farms. He became a trusty and reliable farm labourer in the south of France, specifically for the Aude family, members of which Knowlson has tracked down and interviewed for eye witness accounts of Sam the labourer – managing the livestock, helping with ploughing and sowing and also, during the season, helping to trample down the grapes for that year’s wine. Can’t get more French than that (pages 323 to 326). Of course the motivation to do it was the extra food it brought Sam and Suzanne during a time of great privation.

Knowlson also brings out the fact that it was far from being a life of ‘rural idiocy’ and that a surprising number of intellectuals, writers and artists lived in the vicinity who quickly formed convivial social circles, dwelling on the charming, elderly lady novelist Miss Beamish, who lived with her ‘companion’. Autres temps (p.330).

After a lull, while they found their feet, Beckett rejoined the Maquis (their archives date it as May 1944) and helped out when he could by storing armaments in the shed of their village house (page 337). In this new situation, Beckett volunteered for more active service, going out on night trips to recover parachuted arms and was given training in the remote countryside on firing a rifle and lobbing grenades, but the local leaders quickly realised his poor eyesight and unpractical nature militated against fieldwork (pages 337 to 338).

All in all you can see why his prompt volunteering for the service, his unflinching integrity, his continued service even in the South, earned him the gratitude of the Free French government once Paris was liberated by the Allies 19 August 1944 and why, before the war was even over, in March 1945 he was awarded the Croix de Guerre.

Revelation (pages 351 to 353)

Possibly the most important event in his life came when Beckett was back at the family home, long after his father’s death, just after the Second World War and all its tribulations, suffering the cloying attentions of his aging mother and frustrated at the difficulty of getting his pre-war writings published, an unemployed, largely unpublished ‘writer’, fast approaching 40, when he had a life-changing revelation.

Since his character, Krapp, discusses a life-changing revelation which came to him as he stood on the pier at Dún Laoghaire, generations of critics have assumed something similar happened to Beckett. But one of the huge selling points of Knowlson’s biography is that he got to ask Beckett questions like this, directly, face to face, or in extended question and answer correspondence, and was able to get at the definitive truth of cruxes like this. And thus it was that Beckett told him to set the record straight ‘for once and all’, that it was in his mother’s room in the family home, that he suddenly realised the way forward.

At a stroke, he realised his entire approach to literature was wrong, that he must do the opposite of his hero Joyce. Joyce was the poet of joy and life, which he celebrates with texts which try to incorporate sounds and smells and all the senses, try to incorporate the entire world in a text, which grow huge by accumulating new words, mixing up languages, swallowing the world.

In books like More Pricks Than Kicks and Murphy Beckett had come off as a sort of half-cocked Joyce, adding his own quirky obsessions with repetitive actions to heavy, pedantic humour and outlandish characters. Now, in a flash, he realised this was all wrong, wrong, wrong.

‘I realised that Joyce had gone as far as one could in the direction of knowing more, [being] in control of one’s material. He was always adding to it; you only have to look at his proofs to see that. I realised that my own way was in impoverishment, in lack of knowledge and in taking away, in subtracting rather than in adding.’

He realised at a stroke that he must be the laureate of rejection, abandonment and decay, all the fleeting moods and expressions of failure and collapse which had been neglected in literature, ignored and brushed aside so that the author could get on with writing his masterpiece.

But what about taking that failure, the failure of the text to get written, as the subject of the text? What about listening to the voices the author hears in his or her head, as they review a page and conclude it’s rubbish, start again, or sit and ponder the alternatives, voices saying one thing, then another, making one suggestion, then another? What if you made those voices, the voices you hear during the process of writing but ignore in order to get something sensible down on the page – what if you made those voices themselves the subject of the writing?

This not only represented a superficial change of topic or approach but also made Beckett face up to something in himself. Previously, he had tried to write clever books like Murphy while gloomily acknowledging to himself and friends that he wasn’t really learned and scholarly enough to pull it off. Pushing 40 he felt like a failure in all kinds of ways, letting down successive women who had loved him, letting down his parents and patrons when he rejected the lectureship at Trinity College Dublin, failing to get his works published or, if they were, failing to sell any – a welter of failures, intellectual, personal and professional

What if, instead of trying to smother it, he made this failure the focus of his writing? Turned his laser-like intellect inwards to examine the complex world of interlocking failures, from deep personal feelings, all the way up to the struggle to write, to define who is doing the writing, and why, for God’s sake! when the whole exercise was so bloody pointless, when – as his two years of intensive psychotherapy had shown him – we can’t really change ourselves. The best we can hope for is to acknowledge the truth of who we are.

What if he took this, this arid dusty terrain of guilt and failure and the excruciating difficulty of ever expressing anything properly as his subject matter?

‘Molloy and the others came to me the day I became aware of my own folly. Only then did I begin to write the things I feel.’ (quoted page 352)

Beckett was rejecting the Joycean principle that knowing more was a way of creatively understanding the world and controlling it … In future, his work would focus on poverty, failure, exile and loss – as he put it, on man as a ‘non-knower’ and as a ‘non-can-er.’ The revelation ‘has rightly been regarded as a pivotal moment in his entire career’.

(Sentiments echoed at page 492).

St-Lô (pages 345 to 350)

Early in 1945, Beckett and Suzanne returned to Paris to discover that, although their flat on the Rue Favorite had been occupied, it had been left largely untouched (unlike other friends’ apartments which had been ransacked). Beckett then set off back to Ireland, of course stopping off in London to meet up with old friends and also hawk round the manuscript of the ‘mad’ novel he’d written during the long nights of his exile in the south of France, Watt. He was struck by the bomb-damaged shabby nature of the city. Then on to Dublin where he was upset by the appearance of his now aged mother.

But Beckett then found it very difficult to get legal permission to travel back to Paris. Things were confused, the bureaucracy was immense. So he took the opportunity of applying for a job in France, mainly to get official permission to return, namely as quartermaster/interpreter with the Irish Red Cross who were setting up a hospital in the Normandy town of Saint-Lô.

This passage is fascinating as social / war history. St-Lô had been utterly destroyed by allied bombing, with barely a building left standing. Knowlson explains the plight of the town and then the practicalities of setting up a hospital before investigating Beckett’s role.

Altogether the war radically changed Beckett. It humanised him. He went from being an aloof, arrogant, self-centred young man, to becoming much more humble and socialised. In his farmwork and then the work at St-Lo he was able to put aside his problematic psychology and just get on with it. Both experiences forced him into close proximity with a far wider range of people, from all classes, than he had previously met.

(Interestingly, this is the exact same point made in the recent biography of John Wyndham, who served in the London Air Raid Warning service during the Blitz, and then as a censor in Senate House, His biographer, Amy Binns, makes the identical point, that his war service forced Wyndham into close proximity with people outside his usual class [both Beckett and Wyndham went to private school] and resulted in a deepening and humanising of his fiction.)

Skullscapes

The word and concept ‘skullscape’ is Linda Ben Zvi’s, from the recorded discussion that followed the production of Embers for the Beckett Festival of Radio Plays, recorded at the BBC Studios, London on January 1988. Since Zvi suggested it has become common currency because it captures at least three qualities,

1. the bone-hard, pared-down prose works

2. the obsession with the colour white, the whiteness of the cell in All Strange Away, the rotunda in Imagination Dead Imagine, the whiteness of the cliff in the short text of the same title, the whiteness in Embers

bright winter’s night, snow everywhere, bitter cold, white world, cedar boughs bending under load… [Pause.] Outside all still, not a sound, dog’s chain maybe or a bough groaning if you stood there listening long enough, white world, Holloway with his little black bag, not a sound, bitter cold, full moon small and white…

The whiteness of the snow the man trudges through in Heard in the Dark 1 or the snow through which the old lady trudges in Ill Seen Ill Said, the spread white long hair of the protagonist in That Time, the White hair, white nightgown, white socks of Speaker in A Piece of Monologue:

White hair catching light. White gown. White socks. White foot of pallet edge of frame stage left. Once white.

The long white hair of Listener and Reader in Ohio Impromptu, the pure white overall of the Assistant in Catastrophe, and the Director’s instructions to whiten the Protagonist’s skull and hands and skin.

3. but the real application is to the prose works which seem to take place entirely inside the head of the protagonist or of the narrator or of the text, trapped in a claustrophobic space, a bonewhite space:

Ceiling wrong now, down two foot, perfect cube now, three foot every way, always was, light as before, all bonewhite when at full as before, floor like bleached dirt, something there, leave it for the moment…

Stabbing in Paris (pages 281 to 284)

and Suzanne Back in Paris Beckett was returning from a night in a bar on 6 January 1938 when a pimp came out of nowhere and started squabbling with him and his friends, insisting they accompany him somewhere and then, out of nowhere, stabbed Beckett in the chest. The blade narrowly missed his heart but punctured a lung, there was lots of blood, his friends called an ambulance, and he was in hospital  (the Hopital Broussais) recovering for some weeks. Initially it hurt just to breathe and for months afterwards it hurt to laugh or make any sudden movements. Beckett was touched by the number of people who sent messages of goodwill. Among his visitors was Suzanne Deschevaux-Dumesnil. He’d met her a decade before on a few social occasions in Paris (playing tennis) but it’s from the period of her hospital visits that stems the deepening of their friendship into what became a lifelong relationship.

Beckett met his near-murderer, a well-known pimp with a criminal record M. Prudent, because the police caught him, charged him, and Beckett had to attend the trial. He got to meet the man in the corridor outside court and asked him why he did it. According to Beckett the pimp shrugged his shoulders in that Gallic way and said ‘Je ne sais pas, Monsieur’ – I don’t know – before adding, embarrassedly, ‘Je m’excuse’. Sorry. Possibly Beckett simplified the story because it rather neatly reinforces his philosophical convictions that we don’t know why we act as we do, that it is impossible to know ourselves, that it is highly likely there is no such thing as one, unified self.

Suicide, against

Oddly, maybe, for a man who suffered from lifelong depression and whose work is often about despair, Beckett was against suicide. He thought it was an unacceptable form of surrender. It was against the stern sense of duty and soldiering on inculcated by his Protestant upbringing, amplified by his private school which placed a strong emphasis on duty and responsibility (p.569).

And Knowlson sees this in the works. Despite the widely held view that Beckett’s work is essentially pessimistic, the will to live, to endure, to carry on, just about wins out in the end. Witness the famous final phrase of The Unnamable: ‘I can’t go on, I’ll go on’.

Suzanne Deschevaux-Dumesnil (1900 to 1989)

Beckett’s lifelong partner, Suzanne Dechevaux-Dumesnil, was key to his success. After the war Dechevaux-Dumesnil became his agent and sent the manuscript to multiple producers until they met Roger Blin who arranged for the Paris premiere of Waiting For Godot.

In the 1930s, Beckett chose Déchevaux-Dumesnil as his lover over the heiress Peggy Guggenheim after she visited him in hospital after his stabbing. She was six years older than Beckett, an austere woman known for avant-garde tastes and left-wing politics. She was a good pianist which was something they had in common.

During the Second World War, Suzanne supported Beckett’s work with the French Resistance cell Gloria. When the cell was betrayed, together they fled south to unoccupied France and took up residence in the village of Roussillon. As Beckett began to experience success their lives began to diverge, with Sam increasingly called on to travel to England or Germany to supervise new productions of his works. He also had a series of affairs, the most important with Barbara Bray who became his lifelong lover. The move in 1960 to a bigger apartment in Paris allowed them to live more separate lives and for Suzanne to socialise with her own, separate circle of friends.

In 1961, Beckett married Suzanne in a secret civil ceremony in England in order to legally establish her as heir to his works and copyrights and estate (pages 481 to 482). The classic love triangle Beckett found himself is the supposed inspiration for the play Play, written at this time (p.481).

Together they had bought a piece of land in the Marne valley and paid for the building of a simple writer’s house. At first Suzanne resented the long spells she spent there on her own when Beckett was going up to Paris for work or abroad. Later she grew to dislike going there and eventually ceased altogether, making the house in Ussy into a lonely, psychologically isolated location where Beckett wrote a lot of his later works, works in which a solitary, isolated individual stares out of the window or lies in the dark, often reminiscing about the past… As in the prose work Still (p.593).

Knowlson comments that in the last ten years of their lives people who met them as a couple often commented on how short tempered and irritable they were with each other. Suzanne is recorded as saying ‘celibataires’ (page 665). But there was never any question of him leaving her.

Suzanne Déchevaux-Dumesnil died at age eighty-eight in July 1989, five months before Beckett. They are both interred in the cimetière du Montparnasse in Paris.

Swearwords, prolific use of

Beckett wasn’t shy of using the crudest Anglo-Saxon swearwords. He used them liberally in his correspondence (in 1932 he wrote to a friend that he was reading Aldous Huxley’s new novel, Point Counterpoint, except he called it ‘Cunt Pointer Cunt’, p.161) and they are sprinkled intermittently throughout his works:

  • Simone de Beauvoir objected to Beckett’s first story written in French, The End, because of its Rabelaisian references to pissing and farting (p.359).
  • Balls, arse and pee in Endgame, which Beckett reluctantly agreed to alter for the English censor (p.449)
  • the c word plays a startling role in the novel How It Is
  • ‘Fuck life’ says the recorded voice in the late play, Rockaby (page 663).

Telegraphese, use of

According to the dictionary telegraphese is: ‘the terse, abbreviated style of language used in telegrams’.

You are there somewhere alive somewhere vast stretch of time then it’s over you are there no more alive no more than again you are there again alive again it wasn’t over an error you begin again all over more or less in the same place or in another as when another image above in the light you come to in hospital in the dark. (How It Is, 1961) (p.602)

Television

Beckett wrote seven plays for the evolving medium of television. He strived to take advantage of the way TV has just the one point of view, unlike the audience at a theatre which has a much more panoramic view of the action. It is revealing that he heartily disliked a TV production of Waiting For Godot even though it was directed by his loyal director Donald McWhinnie. At the party after the viewing Beckett memorably said:

‘My play wasn’t written for this box. My play was written for small men locked in a big space. Here you’re all too big for the place.’ (quoted page 488)

As the 50s moved into the 60s Beckett encountered difficulties with other adaptations and slowly his approach hardened into a refusal to let a work be translated into another medium (p.505). When Peter O’Toole expressed interest in making a film version of Godot Beckett simply replied, ‘I do not want a film of Godot,’ (p.545).

Theatre

The most obvious thing about the theatre is how arduous and complicated it is having to work with all those people, producers, directors, actors and technicians, not to mention set designers, props and so on, especially for someone so morbidly shy and anti-social as Beckett.

Beckett acutely disliked the social side of theatre, and in fact couldn’t bear to go to the first nights of most of his plays – he sent Suzanne who reported back her opinion. He used the vivid phrase that, once the thing had finished rehearsals and had its dress rehearsal and first night, then it’s the ‘start of all the dinners’ (p.554).

Knowlson’s book charts how, from the success of Godot in 1953 until the end of his life, Beckett entered into a maze of theatrical productions, as new works were written, then required extensive liaisons with producers and directors, discussions about venues and actors, negotiations with state censors and so on. The book becomes clotted with his complex calendar of appointments and meetings and flights to London or Berlin or (on just the one occasion) America.

As to his attitude to theatre, the later works make it quite clear he saw it more as a question of choreography, his scripts giving increasingly detailed descriptions of movements, gestures, and how they synchronise with the words to create a ballet with words. It is no accident that several of his works are mimes, or mechanical ballets, like Quad. Or approach so close to wordlessness as to become something like four dimensional paintings (the fourth dimension being time) such as Nacht und Träume.

Themes

Some of Beckett’s most cherished themes: an absence of an identifiable self; man forced to live a kind of surrogate existence, trying to ‘make up’ his life by creating fictions or voices to which he listens; a world scurrying about its business, ignoring the signs of decay, disintegration and death with which it is surrounded. (p.602)

1930s

Beckett’s 1930s can probably be summed up as a long decade full of frustrating attempts to get his works published and, when he did, discovering no-one was interested in them. Only hard-core Beckett fans or scholars are interested in any of these:

1929 Dante… Vico… Bruno… Joyce (essay)
1930 Whoroscope (poem)
1931 Proust (literary study)
1932 Dante and the Lobster (short story)
1934 Negro Anthology edited by Nancy Cunard, many works translated by Beckett
1934 More Pricks Than Kicks (series of linked short stories)
1935 Echoes Bones (set of linked poems)
1937 attempts a play about Samuel Johnson but abandons it
1938 Murphy (first published novel)

Murphy is the only one of these you might recommend to someone starting Beckett, and maybe not even then.

Tonelessness

Voices toneless except where indicated (stage directions for Play)

For most of his theatre productions Beckett made the same stipulation, that the actors speak the words without expression, flatly, in a voice as devoid of emotion or expression as possible. Thus in 1958 he told director George Devine the actors of Endgame should speak the words in a ‘toneless voice’ (p.457).

For Beckett, pace, tone, and above all, rhythm were more important than sharpness of character delineation or emotional depth. (p.502)

Sian Philips was disconcerted to discover just how mechanical Beckett wanted her recording of the Voice part of Eh Joe and the ‘vocal colourlessness’ he aimed for (p.538). He explained to actress Nancy Illig that he wanted her voice to sound ‘dead’, without colour, without expression (p.540). He made sure the exchanges of Nagg and Nell in a German production of Endgame were ‘toneless’ (p.551). He struggled with Dame Peggy Ashcroft who was reluctant to give an ’emotion-free’ performance of Winnie in Happy Days (p.604).

In this respect Knowlson mentions Beckett recommending actor Ronald Pickup to read Heinrich von Kleist’s essay about the marionette theatre, in which the German poet claims that puppets posses a mobility, symmetry, harmony and grace greater than any human can achieve because they lack the self-consciousness that puts humans permanently off balance (p.632).

Billie Whitelaw remembers him calling out: ‘Too much colour, Billie, too much colour’. That was his way of saying ‘Don’t act.’ (p.624) Surprisingly, given his preparedness to jet off round Europe to help supervise productions of his plays, Knowlson concludes that he was never an actor’s director. He never let go of his own, intense personal reading of the lines.

Translation

It’s easy to read of this or that work that Beckett translated his own work from French into English or English into French but it’s only by reading Knowlson’s laborious record of the sustained periods when he did this that you realise what an immense undertaking it was, what a huge amount of time and mental energy it took up. That Beckett composed many of his works in French sounds cool until you realise that by being so bilingual he gave himself twice the work an ordinary writer would have had, and the later pages of Knowlson ring to the sound of Beckett complaining bitterly to friends and publishers just what an ordeal and grind he was finding it.

Trilogy, the Beckett

The Beckett Trilogy refers to three novels: Molloy, Malone Dies and The Unnamable. There’s a vast amount to say but here are a few key facts (pages 371 to 376):

  • Beckett wrote all three novels and Waiting For Godot in just two and a half years, from May 1947 to January 1950.
  • Probably these four works are the highlight, the most enduring of his works.
  • Beckett himself disliked the use of the phrase The Beckett Trilogy to describe them.
  • Arguably, The Unnamable takes the possibility of writing ‘fiction’, explores what happens when you abandon the existence of a stable narrator or plot or characters or dialogue, to the furthest possible extreme. This explains why for decades afterwards he struggled to write any further prose because he was trying to go on from a place he conceived of as being the ne plus ultra of fiction. Explains why so much of the later prose amounts to fragments and offcuts, starting with the dozen or so Texts For Nothing that he struggled with in the early 1950s (p.397), and what he was still calling, 20 years later, ‘shorts’ (p.578). To understand any of it you need to have read the Trilogy and particularly The Unnamable.

Ussy

In 1948 Sam and Suzanne took a break from Paris by hiring a cottage in the little village of Ussy-sur-Marne, 30 kilometres from Paris in the valley of the Marne which he was to grow to love (p.367). Sam and Suzanne continued holidaying there intermittently. After his mother died on 25 August 1950, she left him some money and Beckett used it to buy some land near the village and then, in 1953, had a modest two-roomed house built on it, with a kitchen and bathroom. This was to become his country getaway and writing base. Knowlson gives a detailed description of its plain, spartan arrangements, including the detail that the flooring was of alternating black and white tiles like a chess board (p.388).

Waiting for Godot (pages 379 to 381)

Written between October 1948 and January 1949 (p.378). It is interesting to learn that Beckett told a friend that Godot was inspired by a painting by Caspar Georg Friedrich, Man and Woman Observing The Moon.

Caspar Georg Friedrich, Man and Woman Observing The Moon

Man and Woman Contemplating the Moon by Caspar David Friedrich (c. 1824)

But I think the single most interesting fact about Godot is that it was written as a kind of break or pitstop during the writing of the Beckett Trilogy, after he had completed Malone Dies and before he embarked on the daunting monolith of The Unnamable. It was the same subject matter but approached in a completely different angle and medium, and with numerous other elements, not least the music hall banter and silent movie knockabout slapstick.

Wartime background Another anti-intellectual interpretation of the play is Dierdre Bair’s contention that the play recalls ‘the long walk into Roussillon, when Beckett and Suzanne slept in haystacks… during the day and walked by night..’ Although Knowlson is dismissive of this view, he suggests an alternative ‘realist’ interpretation, namely that the basic situation and many of the details derive form the way Sam and Suzanne (and their friends in exile and, in a sense, an entire generation) had to sit out the war, filling in the time as best they could until the whole bloody nightmare came to an end (p.380).

Bad reviews in London It took two and a half years between the premiere of the play in Paris and the premiere of the English version in London, a long, drawn-out period full of delays and disappointments which Knowlson describes in excruciating detail, plus the way it opened to terrible reviews (very funny) until the situation was transformed by two favourable reviews from the heavyweight critics, Harold Hobson and Kenneth Tynan, to whom Beckett was eternally grateful (even if they later had an angry falling out) (pages 411 to 415).

Success and economic breakthrough in America The American premiere came three years after the French one. It opened in January 1956 in Miami, directed by Alan Schneider who was to become a long-time collaborator of Beckett’s and was a fiasco. The audience had been promised a comedy and hated it. By contrast, another production opened on Broadway in April 1956 and was a smash hit, running for a hundred performances, paying Beckett $500 a week, plus royalties from the paperback script which was sold in the foyer. Suddenly, Beckett found himself, if not exactly rich, in funds and making money for the first time in his life. God bless America! (p.423).

Billie Whitelaw (1932 to 2014)

Actress Billie Whitelaw worked with Beckett for 25 years on such plays as Not I, Eh Joe, Footfalls and Rockaby. In her autobiography Billie Whitelaw… Who He?, she describes their first meeting in 1963 as ‘trust at first sight’. Beckett went on to write many of his experimental theatre works for her. She came to be regarded as his muse, the ‘supreme interpreter of his work’. Perhaps most famous for her role as the mouth in the January 1973 production of Not I. Of 1980’s Rockaby she said: ‘I put the tape in my head. And I sort of look in a particular way, but not at the audience. Sometimes as a director Beckett comes out with absolute gems and I use them a lot in other areas. We were doing Happy Days and I just did not know where in the theatre to look during this particular section. And I asked, and he thought for a bit and then said, “Inward”‘.

She said of her role in Footfalls, ‘I felt like a moving, musical Edvard Munch painting and, in fact, when Beckett was directing Footfalls he was not only using me to play the notes but I almost felt that he did have the paintbrush out and was painting.’

‘Sam knew that I would turn myself inside out to give him what he wanted… With all of Sam’s work, the scream was there, my task was to try to get it out.’

Whitelaw stopped performing Beckett’s plays after he died in December 1989.

One of her great appeals is that she never asked him what lines meant, only how to speak them (p.598). In this respect she was the opposite of actresses like Peggy Ashcroft or Jessica Tandy, who both played Winnie in Happy Days and both pissed Beckett off with questions about her character and life story and motivation and so on. That was not at all how he conceived of theatre or prose.

The only thing important to Beckett was the situation. (p.506)

It is about the surface, there is only the surface, there is nothing behind the performance except the performance.

In a similar spirit he got very pissed off with actors (or critics) who asked him what Waiting For Godot meant. It means what it says. Knowlson repeats Beckett’s account of reacting badly when English actor Ralph Richardson bombarded him with questions about Pozzo, ‘his home address and curriculum vitae’, and was very disappointed when Beckett told him to his face that Godot does not mean God! If he had meant God, he would have written God! (p.412).

That said, Knowlson describes Beckett directing Whitelaw in her long-anticipated performance in Happy Days in 1977 led to unexpected problems. Billie turned up having learned the entire text only to discover that Beckett had made extensive minor changes of phrasing plus cutting one entire passage. Whenever she made mistakes she could see him putting his head in his hands and eventually his constant scrutiny made it impossible for her to work and she asked the director to have him removed. Surprisingly, he agreed, she got on with the production, and the final result was stunning.


Credit

Damned To Fame: The Life of Samuel Beckett by James Knowlson was published by Bloomsbury Publishing in 1996. All references are to the 1997 paperback edition.

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Murphy by Samuel Beckett (1938)

‘Unless you want me to call a policewoman,’ said Murphy, ‘cease your clumsy genustuprations.’
(Murphy page 56)

This is Beckett’s first published novel. I expected it to be an improvement on his first published book, the collection of linked short stories, More Pricks Than Kicks, but the essential feel, the worldview and style are very much the same.

Hard to read

It’s a very difficult book to read. Though only 170 pages long it took three days because I was so reluctant to pick it up and quick to put it down to do almost anything else.

The prose is mannered, stilted and extremely repetitive. Quite quickly I realised that its paragraphs rarely move the story along or analyse character: they almost exclusively consist of repetitions, iterated phrases spinning out a handful of ideas or words, sometimes driving you mad with frustration, irritation and boredom.

Take this passage where the lead figure, Murphy, has moved into a garret which he discovers has no form of heating. ‘No heating!!’ he exclaims to the friend, August Ticklepenny, who has fixed him up with a new job and the garret. ‘Why couldn’t someone just extend the electricity or gas up there to fuel a heater?’

He went on to speak of tubes and wires. Was it not just the beauty of tubes and wires, that they could be extended? Was it not their chief characteristic, the ease with which they could be extended? What was the point of going in for tubes and wires at all, if you did not extend them without compunction whenever necessary? Did they not cry out for extension? Ticklepenny thought he would never stop, saying feverishly the same thing in slightly different ways. (p.103)

Repetition

‘Saying feverishly the same thing in slightly different ways’. Now arguably this was to be Beckett’s central contribution to 20th century literature, Repetition, the depiction of characters absolutely paralysed in their physical activities or thought processes and doomed to endless repetition.

In this respect Beckett is obviously undertaking quite radical experiments with the form of the novel, largely throwing out traditional notions of ‘plot’ or ‘character’ or ‘character development’ in order to focus on ‘saying feverishly the same thing in slightly different ways’ to such an extent as to create a new sort of poetic.

But so even the most trivial aspects of the lead character’s life are described with a pedantic thoroughness which are surely on the obsessive-compulsive spectrum.

  • When he stops in a tea room for a cup of tea, Murphy spends at least a page working through a series of ploys he could use to get the reluctant waitress, Vera, to top up his cup for free.
  • When Murphy takes the six biscuits he bought at the tearooms to Hyde Park, he lays them out on their paper bag on the grass, and then elaborately works through all the possible permutations of eating them in different orders, 120 ways, apparently, though it all depends whether he keeps the ginger biscuit fixed as the first choice, or mixes it in with the rest.
  • When Murphy starts work at the lunatic asylum, we are given a grindingly precise description of the layout of the building in every detail, which lacks any warmth or sympathy, is completely irrelevant to the ‘plot’, but pursues the description with obsessive pendantry.

I am probably using the term incorrectly, but it seems to me the narrative has a kind of autistic quality. It doesn’t bother much to describe other people or relationships between people – the ‘dialogue’ mostly just reveals misunderstanding and the ‘characters’ inability to communicate.

Comic?

Now, from some angles this obsession with the most trivial details could be made to seem comic – that a grown man puts so very much thought into how to arrange his six biscuits sounds, in principle, like it could be handled comically. The trouble is that, in practice, I found it grindingly boring, but more than that, brain-inflamingly frustrating.

For page after page the text maintains its obsessive and repetitive focus on the inner workings of the over-educated, under-motivated slob of an antihero as he shuffles round London, not really trying to get a job and surviving on a pittance while he does the only thing he enjoys, which is pore and pick over his own interminable mental lucubrations at gigantic length.

He distinguished between the actual and the virtual of his mind, not as between form and the formless yearning for form, but as between that of which he had both mental and physical experience and that of which he had mental experience only. Thus the form of the kick was actual; that of caress virtual. The mind felt its actual part to be above and bright, its virtual beneath and fading into dark, without however connecting this with the ethical yoyo. The mental experience was cut off from the physical experience, its criteria were not those of the physical experience, the agreement of part of its content with physical fact did not confer worth on that part. It did not function and could not be disposed according to a principle of worth. It was made up of light fading into dark, of above and beneath, but not of good and bad. It contained forms with parallel in another mode and forms without, but not right forms and wrong forms. It felt no issue between its light and dark, no need for its light to devour its dark. The need was now to be in the light, now in the half light, now in the dark. That was all. (p.70)

1. To be fair, this is not a completely characteristic passage, it comes from the four pages of chapter 6 in which the narrative comes to a dead stop while the narrator undertakes to explain to us the nature of ‘Murphy’s mind’. But the basic ‘ideas’ expressed in it underpin the whole book, and the obsession with the inner workings of Murphy’s self-absorbed consciousness is very much the book’s real subject.

2. Spending this much time on the experience of consciousness reminds us that Murphy was published in the late 1930s, when Edmund Husserl’s phenomenology was one of the dominating intellectual themes on the continent, picked up and refracted through the heavyweight existential philosophy of Martin Heidegger.

The phenomenological approach of examining and describing the inner workings of the mind is important to the writings of Albert Camus and Jean-Paul Sartre. In fact, Sartre’s first novel, Nausea, was published in this same year as Murphy, 1938, and is also about an aimlessly unhappy man (a post-graduate researcher in Sartre’s case), so obsessed with his own thoughts and feelings that the real world becomes intolerably alien and threatening to him, filling him with the nausea of the book’s title.

The plot

Murphy is a shiftless layabout, a ‘seedy solipsist’ (p.53) (much like Belacqua, the male protagonist of Beckett’s previous (and first) book, More Pricks Than Kicks).

He’s living in London. He’s met a streetwalker named Celia on the corner of Stadium Street and Cremorne Road in Chelsea (which nowadays looks like this). Celia is now haplessly trying to look after weird Murphy. His favourite hobby is tying himself to an armchair in dingy flats (in this he foreshadows the various trapped protagonists of Beckett’s later plays) and rocking rocking rocking back and forth, a process described several times in numbing detail.

As with Belacqua, it struck me that Murphy is a glaring epitome of the clever young would-be writer who is full of fluent sentences and feel for language, but has no real subject to write about. He wanders the streets not really looking for a job and feeling mighty superior about it.

For what was all working for a living but a procuring and a pimping for the money-bags, one’s lecherous tyrants the money-bags, so that they might breed. (p.49)

(This vaunting superiority to the bourgeoisie with their regular jobs and pay packets reminds me of the intellectually superior but wretchedly poor protagonist of George Orwell’s 1936 novel, Keep the Aspidistra Flying. A common delusion among young layabouts of all ages, that being poor but ‘free’ is superior to having a job, money and a life.)

Celia reports all this to her paternal grandfather, Mr Willoughby Kelly, who suggests she chucks him.

Meanwhile, in faraway Dublin (288 miles as the crow flies), Professor Neary smashes his head against the statue of Cuchulain inside the General Post Office building because he is in love with Celia, how or why, I never understood. He is rescued by one of his students, Needle Wylie who promises to track her down for him, by employing a private detective, Cooper. They meet the very beautiful Miss Counihan. It emerges that Murphy was till recently a student of Prof Neary’s and made all sorts of promises of love to Miss Counihan before leaving for London, after which no-one has heard from him.

Murphy goes to a tea rooms and spends a lot of time finagling to get a free top-up of tea from the reluctant waitress Vera. This process takes a long time. I could quote the several pages it stretches on for. Everything happens with a teeth-pulling slowness.

He is approached by an impecunious Irish poet, Austin Ticklepenny, who bewails his job at a mental home, the Magdalen Mental Mercyseat. ‘Mental Mercyseat’ made me laugh, though it’s more Irish than English-sounding, and is obviously one of the many aspects of the book which are intended to be funny, like most of the characters’ names.

Murphy escapes from Ticklepenny, having dumped him with paying for the tea and biscuits ha ha! much to the frustration of Vera the waitress, and takes a bus to Hyde Park, where he is debating in what order to eat his biscuits when he is asked by a clairvoyant to mind her dachshund while she feeds the sheep (which apparently lived in Hyde Park back in those days) lettuce which she’s brought for them.

After the immense thoroughness of Murphy’s calculations about the biscuit, the dog eats them while he’s not looking! The sheep refuse the lettuce. Murphy falls asleep.

Murphy awakes in the park. It’s night. When he gets back to the flat he shares with Celia he discovers her spread-eagled, face-down on the bed. Why? Well, first we have to read chapter six describing in great detail the tripartite character of Murphy’s cerebellum and sensorium, and then the narrative moves on to more distractions so that we never, in fact, find out.

The old man in the room above is found having slashed his throat with a razor. Celia negotiates with the hard-bitten old landlady, the virgin Miss Carridge, for her and Murphy to move into the dead man’s smaller room and so pay less rent. With his usual punning obscurity, Murphy says to Celia:

‘A decayed valet severs the connexion and you set up a niobaloo as though he were your fourteen children.’

This is typical of the ‘dialogue’ which is not really intended to be communication between human beings in the way you and I are used to. Instead it is a laborious literary in-joke.

Niobe is a figure from Greek legend whose children were slain by the gods and lay unburied while she wept for them. This figure of weeping Niobe is a commonplace classical reference in Elizabethan literature i.e. Shakespeare. Beckett has made it into a very James Joycean joke/pun by combining the words Niobe and hullabaloo into niobaloo. So this apparently gibberish sentence can be explicated as Murphy criticising Celia for weeping for some dead old servant as extravagantly as Niobe did for her children. ‘Severs the connexion’ being a fancy phrase for ‘dying’ which obviously references the severing of the old man’s artery.

Whether you enjoy this book, and a lot of Beckett in general, will come down to whether you found pleasure in that sentence, whether you were able to decode its literary references, and whether you think it was worth the effort.

I can see what he’s trying to do, I can see how he is making his hero into a kind of linguistic car crash and that he is highlighting the absurdity of all communication, and the absurdity of language as a whole, and the ridiculousness of texts themselves.

I think I understand the intention, and appreciate a lot of his strategies of repetition and numbingly detailed analysis of language and thought. And if you read short passages, it has a gladsome liberating effect. But if you try to read it as a novel i.e. to read extended sections at one go, it becomes very wearing.

Murphy goes off to see about starting the job he had discussed with Ticklepenny at the Magdalen Mental Mercyseat (chuckle).

Celia takes the Tube to Hyde Park to see if she can find her wheelchair-bound protector, Mr Kelly, flying his kite, because this is his hobby. Unbeknownst to her, Celia is followed by a man named Cooper who is acting as a private detective for Wylie so as to find Celia so as to reconcile her with his revered Professor Neary.

Maybe I slept through the paragraphs where it was explained but I never did understand why Neary was so besotted with Celia. Anyway, Celia doesn’t find Kelly in the park. Cooper doesn’t speak to Celia, but follows her home to the flat she shares with Murphy in Holloway.

Meanwhile, Murphy is introduced to the head nurse at the Magdalen Mental Mercyseat, Mr Thomas (‘Bim’) Clinch who, it turns out, has staffed the place with his family, including his twin brother Mr Timothy (‘Bom’) Clinch and an aged uncle, ‘Bum’ – obviously humorous names. It is obviously intended at some level as a comedy.

Murphy is enraptured by the place and especially the offer of a garret room on the premises, instantly moving into it and pulling up the ladder up to it in order to prevent anyone else ever entering it. Solipsist heaven! He forgets all about Celia.

Chapter 10 is long. The private eye Cooper joins Neary, Wylie and Miss Counihan (who is convinced she is in love with Murphy) to discuss their plans, and then they all proceed to meet Celia in her flat. The dialogue throughout this chapter is, I think, some kind of satire on all the normal dialogue ever written by novelists and playwrights. It applies Beckett’s overlocution and vocabularical exuberance to every single statement… for twenty pages!

‘One of the innumerable small retail redeemers,’ sneered Miss Counihan, ‘lodging her pennyworth of pique in the post-golgothan kitty.’
But for Murphy’s horror of the mental belch, Celia would have recognised this phrase, if she had heard it. (p.144)

If you recall, Wylie has paid Cooper to find Celia so as to bring her together with his infatuated patron, Professor Neary.

But they all behave so incomprehensibly that I just read the words and sentences for their verbal quality, ignoring the dialogue and so-called ‘plot’ because I suspect both are made complex and/or impenetrable, deliberately to frustrate and provoke the ‘conventional’ reader.

I think the characters all agree to spend the night in Celia’s flat while they wait for Murphy to return there.

But Murphy doesn’t return. He does a night shift at the mental home. Some paragraphs describe his closeness to the dwarfish psychotic Mr Endon. On this night shift Mr Endon somehow gets out of his cell and releases some other inmates but any reader hoping for mayhem or some kind of romantic climax is disappointed, for all the inmates are all locked safely back up – though not without a compulsive-obsessive description of the home’s elaborate security systems and the schedule according to which warders are meant to visit each cell throughout the night.

Murphy plays a game of chess with Mr Endon. The game is laid out in standard chess notation in the text so we can follow it. In fact it includes po-faced comments on particular moves, as if it was annotating a fiendishly clever game between grand masters. But in fact, if you play it out, as I did on my own chess set, you quickly realise it’s gibberish, not played with any serious intent.

In fact there’s a useful video on YouTube which works through the entire chess game in Murphy. After just two moves you can see it’s unorthodox and after four or five you realise it’s a nonsense game, a mockery of a game. On the YouTube video you can hear the (Russian?) guy who made it laughing at the ridiculousness of the moves.

For me this epitomises the book, as Beckett may well have intended it to. In every respect – in terms of narrative, plot, style, dialogue, character and setting, Murphy is – deliberately – a travesty of a mockery of a sham.

From small puns to larger pratfalls to the inconsequence of most of the dialogue, to the silliness of the plot, the entire text is a ‘joke’, or a series of interlocking ‘jokes’, clever, witty and, in some passages actually quite funny – but taken as a whole a very heavy and demanding read.

After the night shift ends Murphy heads back to his garret, stripping off his clothes as he walks through the dark grounds, till he’s naked. He lies in the wet grass trying to remember Celia, his mother, his father, anyone, and failing. He goes up to his garret, sits naked in his beloved rocking chair, rocking rocking rocking back and forth, as usual described in autistic detail. I use this word because several friends have autistic sons and this kind of rocking back and forth, sometimes accompanied by moaning, is a big feature of their behaviour as I have personally witnessed it.

Then the gas heater Murphy’s rigged up explodes and kills him. Oh. That was unexpected.

In the next chapter Celia, Miss Conihoun, Neary, Wylie and Cooper are summoned from Celia’s flat by the head of the Magdalen Mental Mercyseat  Dr Angus Killiecrankie, to learn that Murphy is dead.

They are taken to see his scorched corpse in the refrigerator room. They confirm Murphy’s identity, Celia pointing out the birth mark on his thigh, which gives rise to the bad taste joke that, by being important to the identification, it is also a kind death mark. Birth mark, death mark, I see the play on words, indeed the play on ideas. Maybe someone with a different sense of humour from mine would find this very witty.

One by one the various characters drift off, some pairing off on the way.

In the short final chapter Celia takes her grandad to Hyde Park to fly his kite. She is absent for a while during which she has sex with someone for money. She needs money, after all. Old Mr Kelly dozes off and his kite string falls out of his hand, snaps and the kite flies off into the sky, lost forever. He clambers out of his wheelchair and totters after it yelling in despair till Celia catches him up, with help from passersby restores him to the wheelchair, and pushes him home.

The End.


Superelaborate style

There are far fewer really arcane and obscure words in Murphy than in Pricks, which is a shame because I enjoyed looking them up. But Murphy‘s basic approach is still one of exorbitant super-pedantry and arch contrivance for its own sake.

The blue glitter of Mr Kelly’s eyes in the uttermost depths of their orbits became fixed, then veiled by the classic pythonic glaze. He raised his left hand, where Celia’s tears had not yet dried, and seated it pronate on the crown of his skull – that was the position. In vain. He raised his right hand and laid the forefinger along his nose. He then returned both hands to their points of departure with Celia’s on the counterpane, the glitter came back into his eyes and he pronounced:
‘Chuck him.’ (p.17)

I suppose this might be funny if you have the right sense of humour. Sometimes I do. I found some of it funny, the insistence on a madly pedantic precisionism, the more trivial the gesture or thought the more extreme description is devoted to it. Thus the text is worried and nagged by an obsessive attention to the characters’ precise physical positions and movements. Often it is more modern ballet than fiction.

(This obsession with characters’ precise positions and movements would become central to Beckett’s plays of the 1950s and 60s, where every gesture of the stricken protagonists becomes charged with hypertrophic punctilio.)

And intellectual tricksiness. The adjective ‘pythonic’ in the quote above refers to the oracle at Delphi in ancient Greece, where the supernatural pythia supposedly spoke its prophecies through the mouth of a woman put into a demonic trance. So that one phrase ‘classic pythonic’ is enough to indicate – to those in on the joke – that the text is (absurdly) comparing Grandad Kelly to an ancient Greek oracle – an absurdly mock heroic comparison.

This fact goes some way to explaining the glitter of his eyes and his generally unnatural gestures, notably placing his left hand ‘pronate’ on his skull, pronate meaning “to turn into a prone position; to rotate (the hand or forearm) so that the surface of the palm is downward or toward the back”.

And once you’ve grasped this fact you realise that the whole paragraph is, in its arch, contrived way, an elaborate joke. The joke is in the contrast between the classical epitome and its degraded modern-day embodiment. It is in other words, the classic Modernist trope of holding up the classical world as perfect, as a model of dignity and decorum (implicitly in Eliot’s The Waste Land, more overtly in Joyce’s Ulysses) and contrasting it with the sorry sordid shambles of the modern world.

This is why many critical studies of Beckett describe him as the last of the Modernists, a Johnny-come-lately to the game of contrasting the marmoreal perfection of the classics with the squalid spit and sawdust de nos jours.

The same structural disjunction underlies the boom-boom ending when, after a paragraph making this calculated intellectual parallel, which is leading the (informed) reader to expect a declaration of potency and magnificence – all Grandad Kelly comes out with is the bathetically commonplace output, the pub slang expression: ‘Chuck him’.

Bathos refers to rhetorical anticlimax – an abrupt transition from a lofty style or grand topic to a common or vulgar one (Wikipedia)

I happened to ‘get’ this joke because I had the opportunity of a very literary education, so I spotted the python allusion and thus grasped the overall dynamic of the paragraph and the mock comic intention. But I doubt whether anyone who studied more worthwhile subjects than ancient and modern literature would get the reference or realise the humour.

So is it funny? Yes, to the correct audience.

Humourless humour

Is a joke which isn’t really funny still a joke? Does a joke need humour to be a joke? Can you have an utterly humourless joke, which has the structure of a joke, the shape of a joke, a build-up and a pay-off – but none of the warmth and collusion required for humour? These are some of the questions Murphy raised in my mind.

The modern introduction to the edition I read is by a Beckett scholar who talks breezily about Murphy being a great comic novel but, perhaps wisely, doesn’t give any actual examples of its comedy.

Is there comedy in the sustained mock-heroic tone, the use throughout of ridiculously highfalutin’ language to describe what are in fact very humdrum activities?

At this moment Murphy would willingly have waived his expectation of Antepurgatory for five minutes in his chair, renounced the lee of Belacqua’s rock and his embryonal repose, looking down at dawn across the reeds to the trembling of the austral sea and the sun obliquing to the north as it rose, immune from expiation until he should have dreamed it all through again, with the downright dreaming of an infant, from the spermarium to the crematorium. (p.51)

It’s a very distinct and striking style of writing. But is it funny? Is it meant to be?

Neary arrived the following morning, Cooper threw himself on his mercy, abated not one tittle of the truth and was turned off with contumely. (p.77)

For me this is the central question in reading early Beckett: I can see that much of it is intended to be arch, contrived, dry, bookish, intellectual, rarefied, allusive and ultra-clever humour – but I wonder if many other people do, and I wonder whether any of us should give a damn.

This was a joke that did not amuse Celia, at the best of times and places it could not have amused her. That did not matter. So far from being adapted to her, it was not addressed to her. It amused Murphy, that was all that mattered. (p.88)

‘It amused Murphy, that was all that mattered.’

Since Murphy is transparently another avatar of frustrated, impoverished, unpublished, would-be highbrow writer Beckett, maybe we can simply say, ‘It amused Beckett, that was all that mattered’. Beckett and his tiny number of pre-war readers. The introduction is very long on the book’s textual history, and very short on actual analysis, but it does include its sales figure.

1938 – 568 copies
1939 – 23
1940 – 20
1941 – 7

The remaining stock was destroyed in an air raid. In all, Beckett made £20 out of this book – before income tax. Not Harry Potter, is it?

It was only after Waiting For Godot completely transformed his fortunes in 1953, that publishers rereleased Beckett’s early novels and they quickly found a place in a retrospectively-created canon of his works, now used as evidence to interpret the difficult post-war plays, and to argue for his mock heroic, comedic roots.

Leslie Fiedler

Leslie Fiedler (1917 – 2003) was an American literary critic whose writings about American novelists I really enjoyed as a student. About Beckett, and Murphy in particular, he wrote in the New York Times:

Too much of the merely mannered is present, too much evidence of a desire to twit the bourgeoisie, too many asides, too many heavy-handed cryptic remarks, too much clumsy surrealist horseplay.

Which I agree with. But I can also see that amidst the mechanical verbiage of this over-erudite novel is the core Beckett which will emerge after the Second World War; that once he had abandoned the attempt to have realistic characters or plots or dialogue, he would arrive at grim scenarios where human puppets, trapped in repetitive plights, repeat the same meaningless gestures over and again and speak a speech composed of the inane repetition of shreds and tatters of clichéd, stereotyped, worn-out language.

As Fiedler also points out:

But the eerie deadpan humour is already at work: the gravely mathematical working out of all the possibilities of the most trivial situation, the savage eagerness to find in the disgusting occasions for laughs. It is as vaudevillian of the avant-garde that Beckett especially tickles us, converting its most solemn devices into quite serious gags.

‘Serious gags’. Maybe that phrase encapsulates the difficulty I’m having coming to terms with this book.

Astride the grave

Typical of the stretched humour is a paragraph describing how Murphy’s problems go right back to his vagitus. I had to look up ‘vagitus’ to find out that it means ‘a new-born baby’s first cry’ – and then read on to process the extended ‘joke’ that Murphy’s vagitus was not on the international agreed standard of A (on the musical scale) but a woeful double flat of A, thus missing the correct note by two semi-tones.

Never mind, writes the author – ‘His rattle will make amends’ (p.47), obviously meaning his death rattle. Birth-cry, death-cry. Everything comedic is here, a kind of structural symmetry, a neatness of vision and phrasing – everything except the warmth or the unexpected jolt which characterises a good joke.

Instead, this paragraph’s flat, obvious nihilism reminds me of one of the most famous quotes from the 1953 play which made Beckett’s name, Waiting For Godot:

They give birth astride of a grave, the light gleams an instant, then it’s night once more.

This kind of self-pitying, maudlin, depressiveness strikes me as very male. Having been present at the birth of both my children I know that no-one gives birth astride the grave, they give birth in a cluttered operating theatre surrounded by surgeons and nurses, in a welter of blood and other substances. And – contrary to Beckett – it is actually quite a happy moment for all concerned.

Believing in Beckett’s words involves a kind of wilful denial of the world as we know it to be. The focus on the grim and pointless is contrived. I.e. it is not necessary. I.e. it is a choice whether to enter his artificial and gloomy worldview or not. Ditto the style.

Irish

About half way through I had a kind of breakthrough. To keep myself going in what seemed a never-ending slog, I read chapter 9 – the long description of Murphy’s arrival at, and work duties in, the Magdalen Mental Mercyseat (I grant you the name is quite funny) – out loud and in an Irish accent.

Suddenly, it all made a lot more sense. Read – perceived and processed – in a received English, BBC accent, lots of the text seems pretentious and flat. You can hear this in the impeccably English pronunciation of actor Ronald Pickup, reading a clip from Murphy on YouTube. The prose falls dead from his lips.

Read, however, in the accent of a Dublin chancer, with a bit of a brogue and touch of the blarney and comic inappropriateness, as of two peasants discussing the finer points of your man St Augustine, I realised that quite a lot of the time the text is winking at you slyly, out of the corner of its eye.

Here is Murphy reflecting on the notion that the mental cases in the sanatorium are in fact correct to despise the worldly chaos of the scientists and psychiatrists. They are in fact happy to be locked up in their little worlds – as indeed Murphy would love to be completely sealed in his, but keeps falling afoul of the horrible quotidien.

(It’s a separate issue that this is a dangerously childish, misinformed and romantically adolescent view of mental illness which isn’t – as I have witnessed it in my own family – much of a seraphic, Buddhist self-containment.)

Anyway, Murphy thinks:

The melancholic’s melancholy, the manic’s fits of fury, the paranoid’s despair, were no doubt as little autonomous as the long fat face of a mute. Left in peace [by the authorities] they would have been as happy as Larry, short for Lazarus, whose raising seemed to Murphy perhaps the one occasion on which the Messiah had overstepped the mark. (p.113)

‘The Messiah overstepped the mark’. Saying it out loud in a cod Irish accent suddenly recalled the tone of all those characters in James Joyce who discuss religion and politics in floods of high-flown language which are liable at any time to give way to a sly crack or gutter phrase, all the better to puncture the mood.

‘Ah, sweet Jaysus, he was a good man, I’ll grant you that, but not always strictly following the orders of Him Upstairs, if you know what I mean. Ahr, that raising of Lazarus from the dead, sure I think that was overstepping the mark a bit, what do you say, Seamus?’

Maybe as an Englishman I’m not allowed to try on this accent, but it is the mocking sacrilegious tone found in Joyce’s early stories, the Joyce who gave us ‘The Ballad of Joking Jesus’.

From this point onwards it struck me that the prose ought to be declaimed in a larger-than-life Irish accent, as of a Dublin pub politician declaiming with the gift on him of a divine afflatus, giving maximum weight to every rare and toothsome topic, rolling and relishing his fine array of grandee locutions but keen to avoid the accusation of being a preening gobshite by occasionally ducking into street slang for the humour it gives the audience of his erogatory ejaculations.

Murphy meets the improvident drunken Irish poet Augustus Ticklepenny who had been prescribed work at the mental home in a bid by an estimable German doctor to cure him of his alcoholism. Being relieved of the stressful burden of writing poetic epics for the Ole Country turns out to work surprisingly well.

This view of the matter will not seem strange to anyone familiar with the class of pentameter that Ticklepenny felt it his duty to Erin to compose, as free as a canary in the fifth foot (a cruel sacrifice, for Ticklepenny hiccuped in end rimes) and at the caesura as hard and fast as his own divine flatus and otherwise bulging with  as many minor beauties from the gaelic prosodoturfy as could be sucked out of a mug of porter. No wonder he felt a new man washing the bottles and emptying the slops of the better-class mentally deranged. (p.57)

Only in the scenes in the mental home did the book make total sense to me. Here is the appropriate subject for Murphy’s spavined consciousness and it is no coincidence that Murphy surprises Bim, Bom and Ticklepenny by turning out to have a wonderful empathy with the closed-in mental cases, shut up in their own worlds. For that is how he would devoutly love to be, himself.

The fully at home feel of the asylum scenes tend to show up the earlier scenes of being pointless in London for the rather shabby contrivances they are (counting biscuits in Hyde Park!) and when we return to what has now become the travelling gang of Neary, Wylie, Counihan, Cooper and Celia the narrative falls apart, and the dialogue becomes dismayingly divagatory – as presumably intended.

The text – like the lead ‘character’ – is only really at home amid a certain kind of utterly fictional mental illness. Which also points forward to the bleak post-war plays, much shorter, much more focused, than his earlier palaverously periphrastic prose.


Contraptions and contrivances

1. Astrology

The first half of the book is threaded with an elaborate concern for astrology, with Murphy very aware of the position of planets rising and falling in the various star signs and so on, and the narrator similarly concerned to pin down the precise dates, times, and positions of the planets when various events occur. Thus Celia meets Murphy ‘on midsummer’s night, the sun being then in the Crab’ (p.10).

In chapter three Murphy opens a long analysis of his star signs, lucky numbers, days, colours, years and so on that has been generated for him by ‘Ramaswami Krishnasawmi Narayanaswami Suk’.

Is this meant to be a satire on the post-Great War fad for all things spiritual, of the kind that snared W.B. Yeats or Conan Doyle? Murphy periodically relates Suk’s predictions to all the subsequent happenings in the book.

For Chaucer in the 1300s, astrology is a sign of his intellectual delight in the beautiful complexity of God’s wonderful creation. It closely counterpoises lots of events in The Canterbury Tales, notably the long Knight’s Tale which is awash with astrological symbolism.

In Beckett, this transient interest in astrology feels very like a) another elaborate but somehow contentless scaffold, a machine to help generate more reams of prose b) an affectless piss-take.

It is indicative that the astrology theme disappears in the book’s second half. In my opinion this is because the reality of the mental home eclipses it i.e. the text finds its proper subject matter.

2. Timeframe

Much is made in commentary and introduction of the elaborate timeframe of the novel, with characters and narrator carefully referring to specific days, weeks, months in which events occur, referring back to them, calculating the time past or to go before further meetings or activities.

Fine. I can see this generating innumerable PhDs, but, again, it doesn’t really add to any enjoyment of the narrative, unless you accept that the needless becluttering of the text with bootless incunabula is the point of the text. The divagations are the purpose.

Sex

Surprisingly for such an alienated, disconnected narrative, there are regular references to sex. I think that some, maybe all of them, are at least partly there to cause controversy and fuss in the faraway 1930s, the decade when Joyce’s Ulysses and Lady Chatterly’s Lover were still banned.

For example, it is broadly hinted that Celia, the streetwalker enjoys being tied up and ravished, what we might nowadays call BDSM.

She could not go where livings were being made without feeling that they were being made away. She could not sit for long in the chair without the impulse stirring, tremulously, as for an exquisite depravity, to be naked and bound. (p.44)

And it is strongly hinted that Ticklepenny has his job at the sanatorium – and wangles a job for Murphy – because he is the gay boyfriend of the head man there, ‘Bim’ Clinch.

Earlier in the book there is a not-so-subtle reference to kissing and not of the kind which removes the clapper from the bell i.e. French kissing.

In the final stages Miss Counihan emerges as a Baywatch babe:

Miss Counihan rose, gathered her things together, walked to the door and unlocked it with the key that she exiled for that purpose from her bosom. Standing in profile against the blazing corridor, with her high buttocks and her low breasts, she looked not merely queenly, but on for anything. (p.136)

‘On for anything’ another example of bathos, of ending a mock heroic description with a crude, pub locution.

Maybe these deliberately close to the knuckle references are what Fiedler meant by ‘twitting the bourgeoisie’.

The Beckett vision

There may or may not be an absurdist, nihilist, existential, phenomenological, post-Christian or whatever philosophy behind the novel. One thing that is certain is that phrases periodically pop out which certainly do anticipate the monocular and above all repetitive vision of the post-war plays.

So all things hobble together for the only possible (p.141)

So all things limp together for the only possible. (p.146)

Buried amid the textual tapenade, are ripe examples of the tone, the phraseology and the crippled worldview of the plays which made Beckett famous.

Kneeling at the bedside, the hand starting in thick black ridges between his fingers, his lips, his nose and forehead almost touching Mr Endon’s, seeing himself stigmatised in those eyes that did not see him, Murphy heard words demanding so strongly to be spoken that he spoke them, right into Mr Endon’s face, Murphy who did not speak at all in an ordinary way unless spoken to, and not always even then.

‘the last at last seen of him
himself unseen by him
and of himself.’

A rest.
‘The last Mr Murphy saw of Mr Endon was Mr Murphy unseen by Mr Endon. This was also the last Murphy saw of Murphy.’
A rest.
‘The relation between Mr Murphy and Mr Endon could not have been better summed up than by the former’s sorrow at seeing himself in the latter’s immunity from seeing anything but himself.’
A long rest.
‘Mr Murphy is a speck in Mr Endon’s unseen.’
That was the whole extent of the little afflatulence. (p.156)

The poetry of paucity, the prosody of impoverishment.


Credit

Murphy by Samuel Beckett was published in 1938 by G. Routledge and Company. All page references are to the 2009 Faber paperback edition.

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Love For Love by William Congreve (1695)

SIR SAMPSON LEGEND: You are hard to please, madam: to find a young fellow that is neither a wit in his own eye, nor a fool in the eye of the world, is a very hard task.

The humour of a Restoration comedy often starts with the cast list – the names are always inventively comic in their literalness, and the character profiles are often very droll. Thus:

THE MEN
Sir Sampson Legend – father to Valentine and Ben
Valentine – fallen under his father’s displeasure by his expensive way of living, in love with Angelica,
Scandal – his friend, a free speaker
Tattle – a half-witted beau, vain of his amours, yet valuing himself for secrecy
Ben – Sir Sampson’s younger son, half home-bred and half sea-bred, designed to marry Miss Prue
Foresight – an illiterate old fellow, peevish and positive, superstitious, and pretending to understand astrology, palmistry, physiognomy, omens, dreams, etc.; uncle to Angelica
Jeremy – servant to Valentine
Trapland – a scrivener
Buckram – a lawyer

THE WOMEN
Angelica – niece to Foresight, of a considerable fortune in her own hands
Mrs. Foresight – second wife to Foresight
Mrs. Frail – sister to Mrs. Foresight, a woman of the town,
Miss Prue – daughter to Foresight by a former wife, a silly, awkward country girl

This one is fairly full and meaty though markedly less expansive and funny than those of Wycherley’s characters in The Plain Dealer, and this first impression is confirmed by the play, which I found rather dull and slow to get started.

The Plot

Valentine Legend is a young wastrel aristocrat who’s spent all his money and is heavily in debt. His father won’t pay off his debts unless he signs over his rights to the family estate to his younger brother, Ben, who’s been an officer at sea for some years. (Money – note how money is the prime driving force of the play, and is the first thing to be carefully explained.) Although Valentine is skint, he is in love with fair Angelica who hasn’t shown much opinion of him either way.

Valentine is chaffed by his long-suffering servant, Jeremy, and then visited by his side-kick / number two / confidante, Scandal, who acts as his foil throughout the play, allowing Valentine to explain his situation at each stage of the plot.

Like all the other Restoration comedies there is also a ridiculously mannered fop. Each one of these has a slight quirk, a distinctive variation on the theme, and the fop in this play, Tattle, prides himself on his tact and diplomacy but is, in reality, constantly blabbing and giving things away.

Debt collectors come calling, who Valentine’s man, Jeremy, manages to put off for another day, then an officer called Trapland, also come to collect debts, who they treat to a glass of sack. Mrs Frail visits and there are crude double entendres at her expense.

Act 2 scene 1 Clever Angelica ridicules her uncle Foresight’s absurd superstitious beliefs in astrology etc and makes lewd suggestions about his and the silly old Nurse’s midnight rituals. She exits.

Valentine’s father Sir Sampson arrives and he turns out to be nearly as much of a pedantic superstitious astrologer as Foresight, a bombastic, swaggering old bombast. Enter Valentine who tries to explain about his inheritance but the conversation gets diverted into a discussion of Valentine’s parentage and then of his servant Jeremy. Legend warns that Valentine’s younger brother, Ben, is due to arrive tonight or tomorrow at which point he plans to sign over his inheritance to him.

Mrs Frail and the second Mrs Foresight are sisters. They return from swanning around town. They bitch at each other then swear to be pinkie friends. Mrs Frail is worried about her prospects. She announces she’s setting her cap at Legend’s younger son, Ben, due any minute back from sea. Mrs Foresight’s step-daughter, Miss Prue, is slated to be Ben’s wife, but she has recently become enamoured of the silly fop, Tattle, something Mrs Frail wants to encourage so as to leave Ben for herself.

A little scene where Tattle has to teach the very innocent unworldly Miss Prue how to behave like a London flirt, which is almost enjoyable because it’s almost sweet.

Act 3 In front of Angelica and Valentine, Tattle proves himself the soul of indiscretion, by overtelling several gossipy stories, showing off and implicating various posh women. He is, in other words, an epitome of Indiscretion as Foresight is of the mad old astrologer, and continually regretting having said too much:

TATTLE:  Gadso, the heat of my story carried me beyond my discretion, as the heat of the lady’s passion hurried her beyond her reputation.  But I hope you don’t know whom I mean… Pox on’t, now could I bite off my tongue.

Ben finally arrives and turns out to be a roister-doister sailor, not that interested in matrimony, a girl in every port etc. His dad leaves him alone with Miss Prue but his blunt ways quickly alienate her and they end up insulting each other. Just as Mrs Foresight and Mrs Frail come along, which falls pat into their plan, as Mrs Frail fancies Ben for herself, insofar as he is heir to Sir Samson’s estate. This sequence is rounded out by Ben and his sailors singing a song and having a dance.

For his part, Scandal embarks on a plan to persuade Foresight that he is unwell, coming down with something, in order to get him out of the way so he can make love to Mrs Foresight. She is initially scandalised by Scandal’s boldness, but slowly he talks her round.

I can’t put my finger on it, but all this is boring. It lacks the pizzazz of The Plain Dealer. Valentine just isn’t very interesting, Scandal is boring, Tattle is sort of funny as an over-talkative fop, but none of them are as funny as Novel and Lord Plausible from The Plain Dealer.

Act 4 Valentine pretends to be mad. This means the lawyer Sir Samson has brought – Buckram – considers him unfit to sign the document assigning his portion of the inheritance to Ben. Seeing this and realising Ben will not be rich, Mrs Frail immediately reconsiders her plan of marrying Ben, and takes the opportunity to have a fierce argument with him – making him think she’s gone mad.

In the same scene Scandal talks aside to Mrs Foresight and seems to be saying that they spent the previous night together, something Mrs Foresight rejects or denies. Maybe I’m in the wrong mood, but I didn’t find any of this funny. It seemed laboured and contrived.

Mrs Foresight conceives the plan of presenting Mrs Frail as Angelica to Valentine when he’s mad, getting him to sign the marriage papers and tumbling them into bed together, then they’ll be married. Scandal gets wind of this scheme and he and Valentine agree it will be amusing to egg them on.

Then Angelica herself arrives and Valentine drops his madness in order to talk to her straight. Unfortunately, she was inclining towards him precisely because she thought he had gone mad – for unrequited love for her! When Valentine explains that, on the contrary, his madness is a scheme designed to get his father to drop the plan of handing his portion to brother Ben – i.e. it is an entirely mercenary plan and nothing to do with love – Angelica reverts to being standoffish and aloof.

ANGELICA: How! I thought your love of me had caused this transport in your soul; which, it seems, you only counterfeited, for mercenary ends and sordid interest.

I think a lot of my dislike of this play is down to the character of Angelica: there are strong female leads playing more or less the same role in all the other comedies I’ve read – for example Florinda and Hellena in The Rover or Alithea in The Country Wife – but they had fire and vim; Angelica just comes over as irritatingly non-committal and contrary.

JEREMY: What, is the lady gone again, sir? I hope you understood one another before she went?
VALENTINE: Understood!  She is harder to be understood than a piece of Egyptian antiquity or an Irish manuscript: you may pore till you spoil your eyes and not improve your knowledge.

Act 5 Angelica – improbably – makes up to Sir Sampson, an old man in his 50s. She wants to marry him, now, and he gets very over-excited at the idea, tells her to get a lawyer and a priest.

Enter Jeremy who is encouraging Tattle in his mad scheme to disguise himself as Valentine and woo Angelica.

Enter Miss Prue whose father has told her she no longer has to marry Ben – since he renounced his inheritance and says he prefers to go back to sea – and so she now wants to marry Mr Tattle, who she had such a frank exchange of flirting with back at the end of Act 2. Clearly, she is now an embarrassment to Tattle, who tries to put her off, saying no man of fashion is consistent to a woman for 2 days in a row! Fie, madam!

Enter Mr Foresight (who of course has foreseen none of these complex twists and turns). His daughter Miss Prue complains that she needs a man, she wants a man, but Foresight says poo, nonsense and tells her Nurse to take her home.

At which point Ben arrives and tells the assembled company (Scandal, Foresight, Mrs Foresight) that his father (Sir Sampson) has gone mad. Howso? Because he’s preparing to marry Angelica (who is Foresight’s niece). So now Valentine is mad, Sir Sampson is mad, this news prompts Mrs Foresight to go mad, and Foresight says he’ll go mad if Mrs F does. So this conceit or theme of madness has turned out to be the play’s guiding one. And, of course, Scandal sees his friend Valentine’s plan to win Angelica by feigning madness, going badly wrong.

Enter Sir Sampson and Angelica fawning over each other and their lawyer Buckram. Sampson confirms it to everyone, asks Foresight to give his niece away at the forthcoming wedding. Scandal runs off to tell his friend Valentine about this abrupt turn of events. Ben advises his father to be wary but Sir Sampson takes advice very badly and blusters and huffs that he will disinherit him, and asks the lawyer to be sure Ben will inherit nothing, at which there are bad words between Ben and the lawyer.

Sir Sampson’s bombastic turn of phrase and his irritable readiness to disinherit both his sons is another major thread in the play.

Enter Mr Tattle and Mrs Frail who have calamitous news – they are married by mistake! Tattle thought he was marrying Angelica, and Mrs Frail thought she was marrying Valentine, and so both are undone! This is sort of funny, especially the way they are rude and dismissive of each other,

TATTLE: Gad, I never liked anybody less in my life. Poor woman! Gad, I’m sorry for her too, for I have no reason to hate her neither; but I believe I shall lead her a damned sort of a life…
MRS. FRAIL: Nay, for my part I always despised Mr. Tattle of all things; nothing but his being my husband could have made me like him less.

The happy twist It probably has a technical name, but in every one of these Restoration comedies the leading man and the leading woman resist each other, scorn and mock each other right up till three minutes before the end, when they suddenly undergo a miraculous reversal of attitudes and suddenly realise how much they love each other.

And so it is here that, when Sir Sampson calls on Valentine to sign away his inheritance, Valentine prepares to do so and when his friend Scandal tries to stop him, Valentine makes a noble speech about how he only ever wanted the money in order to make Angelica happy. Aaaah.

SCANDAL: ’Sdeath, you are not mad indeed, to ruin yourself?
VALENTINE: I have been disappointed of my only hope, and he that loses hope may part with anything. I never valued fortune but as it was subservient to my pleasure, and my only pleasure was to please this lady. I have made many vain attempts, and find at last that nothing but my ruin can effect it; which, for that reason, I will sign to – give me the paper.
ANGELICA: Generous Valentine!  [Aside.]

Angelica happens to have the bond in question in her hand and promptly tears it up in front of everyone and declares her love for Valentine. Turns out her heart was always his all along – she was just pretending to be haughty and aloof! He goes down on his knees to her – it’s a deal!

Angelica takes the opportunity to tell old Sir Sampson he must reform, become a better father, relent his ‘unforgiving nature’ – confirming my sense that that was one of the themes of the play. Infuriated, Sir Sampson curses Foresight and his stupid belief in astrology and storms out, at which point Tattle (who, remember, has married Mrs Frail by mistake) has a funny line:

TATTLE: If the gentleman is in disorder for want of a wife, I can spare him mine.

The musicians have arrived who were to serenade Sir Sampson’s wedding. Scandal tells ’em to play on to celebrate Valentine and Angelica. And it’s Angelica who has the last word.

Many critics, and most feminist critics, berate Restoration comedy for its alleged misogyny. So it is worth pointing that the last word of this long play is given to a woman, who uses it to criticise men and their vain expectations and self-serving rhetoric:

’Tis an unreasonable accusation that you lay upon our sex: you tax us with injustice, only to cover your own want of merit. You would all have the reward of love, but few have the constancy to stay till it becomes your due. Men are generally hypocrites and infidels: they pretend to worship, but have neither zeal nor faith. How few, like Valentine, would persevere even to martyrdom, and sacrifice their interest to their constancy! In admiring me, you misplace the novelty.

The miracle to-day is, that we find
A lover true; not that a woman’s kind.

Thoughts

I found this play the most dry and dusty, contrived and unsatisfying of the ones I’ve sampled so far. I smiled once or twice, but I just didn’t find the vast expense of verbiage expended on Foresight’s belief in astrology or Sir Sampson’s bombastic bad temper or Miss Prue’s childish innocence or Tattle’s inability to keep a secret, made them that funny.

Probably on stage Love For Love comes to life much more, and I could see the comic aims and intentions of all these humorous characters and contrived situations – but I found it quite a dry and laboured read.

In his introduction to the Penguin edition, Gamini Salgado makes several points about the play and its position late in the history of Restoration comedy. By the time it was performed in 1695, the early merry days of King Charles II were long gone (his brother James had been deposed in favour of a foreign, Protestant king with a completely different set of values, in 1688) with the result that Valentine comes over as a lot less of the heartless libertine than the classic hero of Restoration comedy, and Scandal also is a lot milder in his support of his friend. And I think that’s one of the things I disliked, they both had less energy than previous male pairs.

This is related to the fact that the target audience was now wider than it had been for Etheredge or Wycherley – the earlier plays were mostly performed at the Drury Lane theatre which was favoured by royal patronage and attended by aristocrats, whereas Love For Love was performed at a new theatre in Lincolns Inn Fields for a broader, more middle class audience.

Somehow Valentine’s subterfuges – pretending for a page or two at the start to become a poet, pretending later on to be mad – feel silly and superficial. They lack the sustained bite of Manly’s misanthropy in The Plain Dealer or the snappy repartee of Dorimant and Medley throughout The Man of Mode. This, Salgado suggests, was partly a response to a broader, less arrogant audience, and to a general softening of the times.

Is there a connection with the fact that Money is most to the fore in this plot, in the sense that the key driver of the story is which of his sons Sir Sampson is going to leave his estate to? Does the softening of the aristocratic arrogance of earlier comedies, and the new emphasis on money (and the prominence of the sailor son) indicate that Britain had become a much more mercantile and bourgeois society by the 1690s than it had been in the 1660s?

When I read the Wikipedia article about The Way of The World, the answer seems to be a resounding yes:

In 1700, the world of London theatre-going had changed significantly from the days of, for example, The Country Wife. Charles II was no longer on the throne, and the jubilant court that revelled in its licentiousness and opulence had been replaced by the far more dour and utilitarian Dutch-inspired court of William of Orange. His wife, Mary II, was, long before her death, a retiring person who did not appear much in public. William himself was a military king who was reported to be hostile to drama. The political instabilities that had been beneath the surface of many Restoration comedies were still present, but with a different side seeming victorious.

One of the features of a Restoration comedy is the opposition of the witty and courtly (and Cavalier) rake and the dull-witted man of business or the country bumpkin, who is understood to be not only unsophisticated but often (as, for instance, in the very popular plays of Aphra Behn in the 1670s) either Puritan or another form of dissenter. Until 1685, the courtly and Cavalier side was in power and Restoration comedies belittled the bland and foolish losers of the Restoration. However, by 1700, the other side was ascendant…

The 1688 revolution which overthrew James II created a new set of social codes primarily amongst the bourgeoisie. The new capitalist system meant an increasing emphasis on property and property law. (The Way of the World Wikipedia article)

All of which maybe explains why Love For Love lacks the extreme aristocratic attitude of the earlier plays, and is more suffused by the language of money and contracts.


Related links

Reviews of other Restoration plays

Innumeracy by John Allen Paulos (1988)

Our innate desire for meaning and pattern can lead us astray… (p.81)

Giving due weight to the fortuitous nature of the world is, I think, a mark of maturity and balance. (p.133)

John Allen Paulos is an American professor of mathematics who won fame beyond his academic milieu with the publication of this short (134-page) but devastating book thirty years ago, the first of a series of books popularising mathematics in a range of spheres from playing the stock market to humour.

As Paulos explains in the introduction, the world is full of humanities graduates who blow a fuse if you misuse ‘infer’ and ‘imply’, or end a sentence with a dangling participle, but are quite happy to believe and repeat the most hair-raising errors in maths, statistics and probability.

The aim of this book was:

  • to lay out examples of classic maths howlers and correct them
  • to teach readers to be more alert when maths, stats and data need to be used
  • and to provide basic rules in order to understand when innumerate journalists, politicians, tax advisors and other crooks are trying to pull the wool over your eyes, or are just plain wrong

There are five chapters:

  1. Examples and principles
  2. Probability and coincidence
  3. Pseudoscience
  4. Whence innumeracy
  5. Statistics, trade-offs and society

Many common themes emerge:

Don’t personalise, numeratise

One contention of this book is that innumerate people characteristically have a strong tendency to personalise – to be misled by their own experiences, or by the media’s focus on individuals and drama… (p.1)

Powers

The first chapter uses lots of staggering statistics to get the reader used to very big and very small numbers, and how to compute them.

1 million seconds is 11 and a half days. 1 billion seconds is 32 years.

He suggests you come up with personal examples of numbers for each power up to 12 or 13 i.e. meaningful embodiments of thousands, tens of thousands, hundreds of thousands and so on to help you remember and contextualise them in a hurry.

A snail moves at 0.005 miles an hour, Concorde at 2,000 miles per hour. Escape velocity from earth is about 7 miles per second, or 25,000 miles per hour. The mass of the Earth is 5.98 x 1024 kg

Early on he tells us to get used to the nomenclature of ‘powers’ – using 10 to the power 3 or 10³ instead of 1,000, or 10 to negative powers to express numbers below 1. (In fact, right at this early stage I found myself stumbling because one thousand means more to me that 10³ and a thousandth means more than more 10-3 but if you keep at it, it is a trick you can acquire quite quickly.)

The additive principle

He introduces us to basic ideas like the additive principle (aka the rule of sum), which states that if some choice can be made in M different ways and some subsequent choice can be made in N different ways, then there are M x N different ways these choices can be made in succession – which can be applied to combinations of multiple items of clothes, combinations of dishes on a menu, and so on.

Thus the number of results you get from rolling a die is 6. If you roll two dice, you can now get 6 x 6 = 36 possible numbers. Three numbers = 216. If you want to exclude the number you get on the first dice from the second one, the chances of rolling two different numbers on two dice is 6 x 5, of rolling different numbers on three dice is 6 x 5 x 4, and so on.

Thus: Baskin Robbins advertises 31 different flavours of ice cream. Say you want a triple scoop cone. If you’re happy to have any combination of flavours, including where any 2 or 3 flavours are the same – that’s 31 x 31 x 31 = 29,791. But if you ask how many combinations of flavours there are, without a repetition of the same flavour in any of the cones – that is 31 x 30 x 29 = 26,970 ways of combining.

Probability

I struggled with even the basics of probability. I understand a 1 in five chance of something happening, reasonably understand a 20% chance of something happening, but struggled when probability was expressed as a decimal number e.g. 0.2 as a way of writing a 20 percent or 1 in 5 chance.

With the result that he lost me on page 16 on or about the place where he explained the following example.

Apparently a noted 17th century gambler asked the famous mathematician Pascal which is more likely to occur: obtaining at least one 6 in four rolls of a single die, or obtaining at least one 12 in twenty four rolls of a pair of dice. Here’s the solution:

Since 5/6 is the probability of not rolling a 6 on a single roll of a die, (5/6)is the probability of not rolling a 6 in four rolls of the die. Subtracting this number from 1 gives us the probability that this latter event (no 6s) doesn’t occur; in other words, of there being at least one 6 rolled in four tries: 1 – (5/6)= .52. Likewise, the probability of rolling at least one 12 in twenty-four rolls of a pair of dice is seen to be 1 – (35/36)24 = .49.

a) He loses me in the second sentence which I’ve read half a dozen times and still don’t understand – it’s where he says the chances that this latter event doesn’t occur: something about the phrasing there, about the double negative, loses me completely, with the result that b) I have no idea whether .52 is more likely or less likely than .49.

He goes on to give another example: if 20% of drinks dispensed by a vending machine overflow their cups, what is the probability that exactly three of the next ten will overflow?

The probability that the first three drinks overflow and the next seven do not is (.2)x (.8)7. But there are many different ways for exactly three of the ten cups to overflow, each way having probability (.2)x (.8)7. It may be that only the last three cups overflow, or only the fourth, fifth and ninth cups, and so on. Thus, since there are altogether (10 x 9 x 8) / (3 x 2 x 1) = 120 ways for us to pick three out of the ten cups, the probability of some collection of exactly three cups overflowing is 120 x (.2)x (.8)7.

I didn’t understand the need for the (10 x 9 x 8) / (3 x 2 x 1) equation – I didn’t understand what it was doing, and so didn’t understand what it was measuring, and so didn’t understand the final equation. I didn’t really have a clue what was going on.

In fact, by page 20, he’d done such a good job of bamboozling me with examples like this that I sadly concluded that I must be innumerate.

More than that, I appear to have ‘maths anxiety’ because I began to feel physically unwell as I read that problem paragraph again and again and again and didn’t understand it. I began to feel a tightening of my chest and a choking sensation in my throat. Rereading it now is making it feel like someone is trying to strangle me.

Maybe people don’t like maths because being forced to confront something you don’t understand, but which everyone around you is saying is easy-peasy, makes you feel ill.

2. Probability and coincidence

Having more or less given up on trying to understand Paulos’s maths demonstrations in the first twenty pages, I can at least latch on to his verbal explanations of what he’s driving at, in sentences like these:

A tendency to drastically underestimate the frequency of coincidences is a prime characteristic of innumerates, who generally accord great significance to correspondences of all sorts while attributing too little significance to quite conclusive but less flashy statistical evidence. (p.22)

It would be very unlikely for unlikely events not to occur. (p.24)

There is a strong general tendency to filter out the bad and the failed and to focus on the good and the successful. (p.29)

Belief in the… significance of coincidences is a psychological remnant of our past. It constitutes a kind of psychological illusion to which innumerate people are particularly prone. (p.82)

Slot machines light up and make a racket when people win, there is unnoticed silence for all the failures. Big winners on the lottery are widely publicised, whereas every one of the tens of millions of failures is not.

One result is ‘Golden Age’ thinking when people denigrate today’s sports or arts or political figures, by comparison with one or two super-notable figures from the vast past, Churchill or Shakespeare or Michelangelo, obviously neglecting the fact that there were millions of also-rans and losers in their time as well as ours.

The Expected value of a quality is the average of its values weighted according to their probabilities. I understood these words but I didn’t understand any of the five examples he gave.

The likelihood of probability In many situations, improbability is to be expected. The probability of being dealt a particular hand of 13 cards in bridge is less than 1 in 600 billion. And yet it happens every time someone is dealt a hand in bridge. The improbable can happen. In fact it happens all the time.

The gambler’s fallacy The belief that, because a tossed coin has come up tails for a number of tosses in a row, it becomes steadily more likely that the next toss will be a head.

3. Pseudoscience

Paulos rips into Freudianism and Marxism for the way they can explain away any result counter to their ‘theories’. The patient gets better due to therapy: therapy works. The patient doesn’t get better during therapy, well the patient was resisting, projecting their neuroses on the therapist, any of hundreds of excuses.

But this is just warming up before he rips into a real bugbear of  his, the wrong-headedness of Parapsychology, the Paranormal, Predictive dreams, Astrology, UFOs, Pseudoscience and so on.

As with predictive dreams, winning the lottery or miracle cures, many of these practices continue to flourish because it’s the handful of successes which stand out and grab our attention and not the thousands of negatives.

Probability

As Paulos steams on with examples from tossing coins, rolling dice, playing roulette, or poker, or blackjack, I realise all of them are to do with probability or conditional probability, none of which I understand.

This is why I have never gambled on anything, and can’t play poker. When he explains precisely how accumulating probabilities can help you win at blackjack in a casino, I switch off. I’ve never been to a casino. I don’t play blackjack. I have no intention of ever playing blackjack.

When he says that probability theory began with gambling problems in the seventeenth century, I think, well since I don’t gamble at all, on anything, maybe that’s why so much of this book is gibberish to me.

Medical testing and screening

Apart from gambling the two most ‘real world’ areas where probability is important appear to be medicine and risk and safety assessment. Here’s an extended example he gives of how even doctors make mistakes in the odds.

Assume there is a test for cancer which is 98% accurate i.e. if someone has cancer, the test will be positive 98 percent of the time, and if one doesn’t have it, the test will be negative 98 percent of the time. Assume further that .5 percent – one out of two hundred people – actually have cancer. Now imagine that you’ve taken the test and that your doctor sombrely informs you that you have tested positive. How depressed should you be? The surprising answer is that you should be cautiously optimistic. To find out why, let’s look at the conditional probability of your having cancer, given that you’ve tested positive.

Imagine that 10,000 tests for cancer are administered. Of these, how many are positive? On the average, 50 of these 10,000 people (.5 percent of 10,000) will have cancer, and, so, since 98 percent of them will test positive, we will have 49 positive tests. Of the 9,950 cancerless people, 2 percent of them will test positive, for a total of 199 positive tests (.02 x 9,950 = 199). Thus, of the total of 248 positive tests (199 + 49 = 248), most (199) are false positives, and so the conditional probability of having cancer given that one tests positive is only 49/248, or about 20 percent! (p.64)

I struggled to understand this explanation. I read it four or five times, controlling my sense of panic and did, eventually, I think, follow the argumen.

However, worse in a way, when I think I did finally understand it, I realised I just didn’t care. It’s not just that the examples he gives are hard to follow. It’s that they’re hard to care about.

Whereas his descriptions of human psychology and cognitive errors in human thinking are crystal clear and easy to assimilate:

If we have no direct evidence of theoretical support for a story, we find that detail and vividness vary inversely with likelihood; the more vivid details there are to a story, the less likely the story is to be true. (p.84)

4. Whence innumeracy?

It came as a vast relief when Paulos stopped trying to explain probability and switched to a long chapter puzzling over why innumeracy is so widespread in society, which kicks off by criticising the poor level of teaching of maths in school and university.

This was like the kind of hand-wringing newspaper article you can read any day of the week in a newspaper or online, and so felt reassuringly familiar and easy to assimilate. I stopped feeling so panic-stricken.

This puzzling over the disappointing level of innumeracy goes on for quite a while. Eventually it ends with a digression about what appears to be a pet idea of his: the notion of introducing a safety index for activities and illnesses.

Paulos’s suggestion is that his safety index would be on a logarithmic scale, like the Richter Scale – so straightaway he has to explain what a logarithm is: The logarithm for 100 is 2 because 100 is 102, the logarithm for 1,000 is 3 because 1,000 is 103. I’m with him so far, as he goes on to explain that the logarithm of 700 i.e. between 2 (100) and 3 (1,000) is 2.8. Since 1 in 5,300 Americans die in a car crash each year, the safety index for driving would be 3.7, the logarithm of 5,300. And so on with numerous more examples, whose relative risks or dangers he reduces to figures like 4.3 and 7.1.

I did understand his aim and the maths of this. I just thought it was bonkers:

1. What is the point of introducing a universal index which you would have to explain every time anyone wanted to use it? Either it is designed to be usable by the widest possible number of citizens; or it is a neat exercise on maths to please other mathematicians and statisticians.

2. And here’s the bigger objection – What Paulos, like most of the university-educated, white, liberal intellectuals I read in papers, magazines and books, fails to take into account is that a large proportion of the population is thick.

Up to a fifth of the adult population of the UK is functionally innumerate, that means they don’t know what a ‘25% off’ sign means on a shop window. For me an actual social catastrophe being brought about by this attitude is the introduction of Universal Credit by the Conservative government which, from top to bottom, is designed by middle-class, highly educated people who’ve all got internet accounts and countless apps on their smartphones, and who have shown a breath-taking ignorance about what life is like for the poor, sick, disabled, illiterate and innumerate people who are precisely the people the system is targeted at.

Same with Paulos’s scheme. Smoking is one of the most dangerous and stupid things which any human can do. Packs of cigarettes have for years, now, carried pictures of disgusting cancerous growths and the words SMOKING KILLS. And yet despite this, about a fifth of adults, getting on for 10 million people, still smoke. 🙂

Do you really think that introducing a system using ornate logarithms will get people to make rational assessments of the risks of common activities and habits?

Paulos then goes on to complicate the idea by suggesting that, since the media is always more interested in danger than safety, maybe it would be more effective, instead of creating a safety index, to create a danger index.

You would do this by

  1. working out the risk of an activity (i.e. number of deaths or accidents per person doing the activity)
  2. converting that into a logarithmic value (just to make sure than nobody understands it) and then
  3. subtracting the logarithmic value of the safety index from 10, in order to create a danger index

He goes on to say that driving a car and smoking would have ‘danger indices’ of 3.7 and 2.9, respectively. The trouble was that by this point I had completely ceased to understand what he’s saying. I felt like I’ve stepped off the edge of a tall building into thin air. I began to have that familiar choking sensation, as if someone was squeezing my chest. Maths anxiety.

Under this system being kidnapped would have a safety index of 6.7. Playing Russian roulette once a year would have a safety index of 0.8.

It is symptomatic of the uselessness of the whole idea that Paulos has to remind you what the values mean (‘Remember that the bigger the number, the smaller the risk.’ Really? You expect people to run with this idea?)

Having completed the danger index idea, Paulos returns to his extended lament on why people don’t like maths. He gives a long list of reasons why he thinks people are so innumerate a condition which is, for him, a puzzling mystery.

For me this lament is a classic example of what you could call intellectual out-of-touchness. He is genuinely puzzled why so many of his fellow citizens are innumerate, can’t calculate simple odds and fall for all sorts of paranormal, astrology, snake-oil blether.

He proposes typically academic, university-level explanations for this phenomenon – such as that people find maths too cold and analytical and worry that it prevents them thinking about the big philosophical questions in life. He worries that maths has an image problem.

In other words, he fails to consider the much more obvious explanation that maths, probability and numeracy in general might be a combination of fanciful, irrelevant and deeply, deeply boring.

I use the word ‘fanciful’ deliberately. When he writes that the probability of drawing two aces in succession from a pack of cards is not (4/52 x 4/52) but (4/52 x 3/51) I do actually understand the distinction he’s making (having drawn one ace there are only 3 left and only 52 cards left) – I just couldn’t care less. I really couldn’t care less.

Or take this paragraph:

Several years ago Pete Rose set a National League record by hitting safely in forty-four consecutive games. If we assume for the sake of simplicity that he batted .300 (30 percent of the time he got a hit, 70 percent of the time he didn’t) and that he came to bat four times a game, the chances of his not getting a hit in any given game were, assuming independence, (.7)4 – .24… [at this point Paulos has to explain what ‘independence’ means in a baseball context: I couldn’t care less]… So the probability he would get at least one hit in any game was 1-.24 = .76. Thus, the chances of him getting a hit in any given sequence of forty-four consecutive games were (.76)44 = .0000057, a tiny probability indeed. (p.44)

I did, in fact, understand the maths and the working out in this example. I just don’t care about the problem or the result.

For me this is a – maybe the – major flaw of this book. This is that in the blurbs on the front and back, in the introduction and all the way through the text, Paulos goes on and on about how we as a society need to be mathematically numerate because maths (and particularly probability) impinges on so many areas of our life.

But when he tries to show this – when he gets the opportunity to show us what all these areas of our lives actually are – he completely fails.

Almost all of the examples in the book are not taken from everyday life, they are remote and abstruse problems of gambling or sports statistics.

  • which is more likely: obtaining at least one 6 in four rolls of a single die, or obtaining at least one 12 in twenty four rolls of a pair of dice?
  • if 20% of drinks dispensed by a vending machine overflow their cups, what is the probability that exactly three of the next ten will overflow?
  • Assume there is a test for cancer which is 98% accurate i.e. if someone has cancer, the test will be positive 98 percent of the time, and if one doesn’t have it, the test will be negative 98 percent of the time. Assume further that .5 percent – one out of two hundred people – actually have cancer. Now imagine that you’ve taken the test and that your doctor sombrely informs you that you have tested positive. How depressed should you be?
  • What are the odds on Pete Rose getting a hit in a sequence of forty-four games?

Are these the kinds of problems you are going to encounter today? Or tomorrow? Or ever?

No. The longer the book went on, the more I realised just how little a role maths plays in my everyday life. In fact more or less the only role maths plays in my life is looking at the prices in supermarkets, where I am attracted to goods which have a temporary reduction on them. But I do that because they’re labels are coloured red, not because I calculate the savings. Being aware of the time, so I know when to do household chores or be somewhere punctually. Those are the only times I used numbers today.

5. Statistics, trade-offs and society

This feeling that the abstruseness of the examples utterly contradicts the bold claims that reading the book will help us with everyday experiences was confirmed in the final chapter, which begins with the following example.

Imagine four dice, A, B, C and D, strangely numbered as follows: A has 4 on four faces and 0 on two faces; B has 3s on all six faces; C has four faces with 2 and two faces with 6; and D has 5 on three faces and 1 on three faces…

I struggled to the end of this sentence and just thought: ‘No, no more, I don’t have to make myself feel sick and unhappy any more’ – and skipped the couple of pages detailing the fascinating and unexpected results you can get from rolling such a collection of dice.

This chapter goes on to a passage about the Prisoner’s Dilemma, a well-known problem in logic, which I have read about and instantly forgotten scores of times over the years.

Paulos gives us three or four variations on the idea, including:

  • Imagine you are locked up in prison by a philanthropist with 20 other people.

Or:

  • Imagine you are locked in a dungeon by a sadist with 20 other people.

Or:

  • Imagine you are one of two drug traffickers making a quick transaction on a street corner and forced to make a quick decision.

Or:

  • Imagine you are locked in a prison cell, and another prisoner is locked in an identical cell down the corridor.

Well, I’m not any of these things, I’m never likely to be, and I am not really interested in these fanciful speculations.

Moreover, I am well into middle age, have travelled round the world, had all sorts of jobs in companies small, large and enormous – and I am not aware of having ever been in any situation which remotely resembled any variation of the Prisoner’s Dilemma I’ve ever heard of.

In other words, to me, it is another one of the endless pile of games and puzzles which logicians and mathematicians love to spend all day playing but which have absolutely no impact whatsoever on any aspect of my life.

Pretty much all of his examples conclusively prove how remote mathematical problems and probabilistic calculation is from the everyday lives you and I lead. When he asks:

How many people would there have to be in a group in order for the probability to be half that at least two people in it have the same birthday? (p.23)

Imagine a factory which produces small batteries for toys, and assume the factory is run by a sadistic engineer… (p.117)

It dawns on me that my problem might not be that I’m innumerate, so much as I’m just uninterested in trivial or frivolous mental exercises.

Someone offers you a choice of two envelopes and tells you one has twice as much money in it as the other. (p.127)

Flip a coin continuously until a tail appears for the first time. If this doesn’t happen until the twentieth (or later) flip, you win $1 billion. If the first tail occurs before the twentieth flip, you pay $100. Would you play? (p.128)

No. I’d go and read an interesting book.

Thoughts

If Innumeracy: Mathematical Illiteracy and Its Consequences is meant to make its readers more numerate, it failed with me.

This is for a number of reasons:

  1. crucially – because he doesn’t explain maths very well; or, the way he explained probability had lost me by about page 16 – in other words, if this is meant to be a primer for innumerate people it’s a fail
  2. because the longer it goes on, the more convinced I became that I rarely use maths, arithmetic and probability in my day today life: whole days go by when I don’t do a single sum, and so lost all motivation to submit myself to the brain-hurting ordeal of trying to understand his examples

3. Also because the structure and presentation of the book is a mess. The book meanders through a fog of jokes, anecdotes and maths trivia, baseball stories and gossip about American politicians – before suddenly unleashing a fundamental aspect of probability theory on the unwary reader.

I’d have preferred the book to have had a clear, didactic structure, with an introduction and chapter headings explaining just what he was going to do, an explanation, say, of how he was going to take us through some basic concepts of probability one step at a time.

And then for the concepts to have been laid out very clearly and explained very clearly, from a number of angles, giving a variety of different examples until he and we were absolutely confident we’d got it – before we moved on to the next level of complexity.

The book is nothing like this. Instead it sacrifices any attempt at logical sequencing or clarity for anecdotes about Elvis Presley or UFOs, for digressions about Biblical numerology, the silliness of astrology, the long and bewildering digression about introducing a safety index for activities (summarised above), or prolonged analyses of baseball or basketball statistics. Oh, and a steady drizzle of terrible jokes.

Which two sports have face-offs?
Ice hockey and leper boxing.

Half way through the book, Paulos tells us that he struggles to write long texts (‘I have a difficult time writing at extended length about anything’, p.88), and I think it really shows.

It certainly explains why:

  • the blizzard of problems in coin tossing and dice rolling stopped without any warning, as he switched tone copletely, giving us first a long chapter about all the crazy irrational beliefs people hold, and then another chapter listing all the reasons why society is innumerate
  • the last ten pages of the book give up the attempt of trying to be a coherent narrative and disintegrate into a bunch of miscellaneous odds and ends he couldn’t find a place for in the main body of the text

Also, I found that the book was not about numeracy in the broadest sense, but mostly about probability. Again and again he reverted to examples of tossing coins and rolling dice. One enduring effect of reading this book is going to be that, the next time I read a description of someone tossing a coin or rolling a die, I’m just going to skip right over the passage, knowing that if I read it I’ll either be bored to death (if I understand it) or have an unpleasant panic attack (if I don’t).

In fact in the coda at the end of the book Paulos explicitly says it has mostly been about probability – God, I wish he’d explained that at the beginning.

Right at the very, very end he briefly lists key aspects of probability theory which he claims to have explained in the book – but he hasn’t, some of them are only briefly referred to with no explanation at all, including: statistical tests and confidence intervals, cause and correlation, conditional probability, independence, the multiplication principle, the notion of expected value and of probability distribution.

These are now names I have at least read about, but they are all concepts I am nowhere near understanding, and light years away from being able to use in practical life.

Innumeracy – or illogicality?

Also there was an odd disconnect between the broadly psychological and philosophical prose explanations of what makes people so irrational, and the incredibly narrow scope of the coin-tossing, baseball-scoring examples.

What I’m driving at is that, in the long central chapter on Pseudoscience, when he stopped to explain what makes people so credulous, so gullible, he didn’t really use any mathematical examples to disprove Freudianism or astrology or so on: he had to appeal to broad principles of psychology, such as:

  • people are drawn to notable exceptions, instead of considering the entire field of entities i.e.
  • people filter out the bad and the failed and focus on the good and the successful
  • people seize hold of the first available explanation, instead of considering every single possible permutation
  • people humanise and personalise events (‘bloody weather, bloody buses’)
  • people over-value coincidences

My point is that there is a fundamental conceptual confusion in the book which is revealed in the long chapter about pseudoscience which is that his complaint is not, deep down, right at bottom, that people are innumerate; it is that people are hopelessly irrational and illogical.

Now this subject – the fundamental ways in which people are irrational and illogical – is dealt with much better, at much greater length, in a much more thorough, structured and comprehensible way in Stuart Sutherland’s great book, Irrationality, which I’ll be reviewing and summarising later this week.

Innumeracy amounts to random scratches on the surface of the vast iceberg which is the deep human inability to think logically.

Conclusion

In summary, for me at any rate, this was not a good book – badly structured, meandering in direction, unable to explain even basic concepts but packed with digressions, hobby horses and cul-de-sacs, unsure of its real purpose, stopping for a long rant against pseudosciences and an even longer lament on why maths is taught so badly  – it’s a weird curate’s egg of a text.

Its one positive effect was to make me want to track down and read a good book about probability.


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