The Epistles of Horace book 2

If only my powers matched my yearning…
(Epistles Book 2, number 1)

The ancient Roman poet Quintus Horatius Flaccus (universally referred to as ‘Horace’ in the English-speaking world) wrote two books of epistles.

The first one, published in 21 BC, contains 20 shortish poems on a variety of subjects. The second one, published some ten years later in 11 BC, differs in two ways. First, it contains just three poems, but they’re long ones: whereas epistle 1.8 is 17 lines long and 1.9 is just 13 lines, the first two epistles in book 2 are 270 lines and 216 lines long, respectively, and the third one is nearly as long as the two preceding ones put together (476 lines). The second difference is that, whereas the 20 odes in Book 1 are varied in subject matter, the three longer poems in Book 2 are all very much on the same subject – poetry.

Epistle 1 (270 lines)

This poem is addressed personally to Augustus and is a defence of modern poetry.

Horace opens with a panegyric to Augustus and his achievements (bringing peace, re-establishing the rule of law etc) and says that, unlike earlier heroes of Rome, Augustus hasn’t had to wait till he’s dead to be worshipped: the population realises his importance while he’s still alive.

But then it turns out he’s said all this to make the point that when it comes to poetry, the Romans take a very different view from how they regard their leader. Instead of valuing the new for its achievements they obsessively worship the old and fusty, using age alone as a measure of quality. He lists the first Roman writers, from Ennius in epic to Terence in comedy, and says these are the writers the Roman population venerate as if they could never be improved upon. But they’re wrong. Many of those pioneering works are crude and clumsy but people persist in venerating them and rubbishing much better work, purely because it’s new.

It makes me annoyed that a thing should be faulted, not for being
crudely or clumsily made but simply for being recent.

People venerate and defend the old works because it’s what they grew up with and understand, which leads them to frown on new works because they don’t properly understand them.

What if the Greeks had only venerated the old and stifled innovation? We wouldn’t have most of the works we now enjoy and which the Romans can copy so freely.

Then Horace changes tack somewhat and laments the fact that Rome is undergoing a craze for writing poetry; everyone’s at it, even he, who had sworn to pack it in, is up before dawn calling for pen and parchment. But they’re all amateurs! You wouldn’t take medicine from someone who wasn’t a doctor or ask someone who wasn’t an experienced sailor to take the helm of your yacht: so why should you read verses by a complete amateur?

On the upside, one thing that can be said for proper poets is they live very modestly. Horace never cheats, fights, causes social strife –, on the contrary, he is content to sit quietly, reading and scribbling, living off pulses and second-rate bread. Here is how the poet serves his country:

The poet shapes the tender faltering speech of a child,
already turning the ear away from coarse expressions.
Later he moulds the disposition by kindly maxims,
using his voice to correct cruelty, envy and temper.
He recounts noble actions, equips the new generation
with old examples, and brings relief to the poor and sick.
Where would innocent boys and girls who are still unmarried
have learnt their prayers if the Muse had not vouchsafed them a poet?
The choir asks for aid and feels the deities’ presence;
by the poet’s prayers it coaxes heaven to send us showers;
it averts disease and drives away appalling dangers;
it gains the gift of peace and a tear of bumper harvests.
Song is what soothes the gods above and the spirits below.

I’ve quoted this passage at such length for two reasons. One is to refute Horace’s optimistic claim for the poet, that:

He recounts noble actions, equips the new generation
with old examples

Is that true of Catullus, with his spiteful lampoons of helpless victims, with his hate poems against Lesbia after she dumped him? No. It’s not even true of Horace himself, whose 104 odes I have just read and which are about drinking, parties, the joys of the countryside, advice to friends about affairs, poems of longing for beautiful young boys, and so on.

To claim his own poetry is full of noble actions designed to instruct the next generation is ludicrous. A lot of it is just tittle-tattle and gossip, entertaining but hardly educational. In other words, this is the kind of stock, boilerplate excuse poets trot out to justify their profession to the public when the reality of what they write is often wildly different.

But the second reason is sociological. It would be easy to end the quote at the word poet, as if writing poetry were a solitary activity to be enjoyed by solitary readers. It certainly is this, but the final five lines are interesting because they put the act of poetry in a much more public context. Remember that Augustus commissioned Horace to write a hymn to be sung by a choir at the opening of the Secular Games, which Augustus revived in 17 BC. By a choir! Learning his words and learning to sing them to (presumably) an ancient melody.

And what could a public hymn to be sung by a choir in front of an audience of hundreds of thousands of Roman citizens possibly be about but an invocation of the gods and plea for peace and plenty? So I included this latter half of the quote to show the intensely public and social side of the poet’s role in ancient Rome. (I was going to write ‘very unlike our own times’ when I remembered the stunning performance by poet Amanda Gorman at Joe Biden’s inauguration as president in January 2021.)

Horace changes tack again to give a brief history of Roman poetry. The native Roman tradition began with coarse rural songs sung at country festivals of marriage or harvest. These became so wild and often abusive that they eventually had to be reined in and restricted by laws. Only late in their history did the Romans become aware of the centuries-old tradition of Greek poetry, overflowing with sophistication, a wide variety of metres, a number of well worked-out genres and conventions. Only after the final Punic War and crushing of Carthage in 146 BC did educated Romans think of imitating the sophisticated Greeks, and even then moments of ‘farmyard’ vulgarity still came through.

This morphs into contempt for current Roman taste. Horace thinks Plautus’s comedies were feeble with poor characterisation of his various stock types (I genuinely enjoyed Plautus’s comedies). But he is appalled by the modern theatre which doesn’t even stage plays any more so much as pageants and spectacles, featuring bears or boxers – a cross between pantomime and the circus. Nonetheless, Horace is full of admiration for playwrights who write proper plays and evoke genuine deep emotions: that’s something he could never do.

Then he switches tack again and brings Augustus back to the poet who writes not for a fickle audience but for the individual reader. Now it’s true that poets are sometimes their own worst enemies, and he gives an interesting list of the ways they can screw up:

  • thrusting a book on Augustus when he is tired or worried with important concerns of state
  • being oversensitive to criticism of even a single line
  • when, in a reading, they repeat a favourite section without being asked
  • when they moan that their excellence goes unrecognised
  • when they arrogantly assume that as soon as Augustus hears they’re writing something, he’ll immediately summon them to court and make them a gift to relieve their financial worries

Nonetheless, it is important to choose the right poet, qualified and able poets, to celebrate your successes. A long paragraph tells the story of Alexander who patronised a third rate poet, Choerilus, and so, alas, was never immortalised in verse. Horace then flatters Augustus for his excellent choice of chief poets, namely Virgil and Varius.

Horace draws to a close by wishing that he, too, could write epic poetry about Augustus’s achievements, describing ‘the Parthian foe overawed by your imperial Rome’ but alas, he is not talented enough: ‘If only my powers matched my yearning’. But he would be rash to embark on a task so far beyond his abilities.

I don’t understand the final 11 lines. I think the general idea is that it is better to have no lines at all written about you than to be remembered for being memorialised in hilariously bad verse. It would be embarrassing and might even be fatal!

All this I take to be yet another grovelling apology to Augustus for not writing him some grand, noble and dignified Poem, and instead offering short, ad hoc poems which play to Horace’s talent for moral sermons and gossipy odes.

Epistle 2 (216 lines)

Is addressed to Julius Florus and is a long apology by Horace for not writing lyric poetry.

But I had barely got going before, once again, as so often in Roman literature, I stumbled over the slavery issue. Epistle 2.2 opens with 20 lines describing the imagined sales patter of a slave trader, describing the merits of a young man he’s selling. It’s obviously designed to be comic in the way a modern comedian impersonating the bluster of a second-hand car trader could be done for comic effect. Horace has his slave trader make his sales pitch a bit more plausible by admitting that, ok, the slave for sale isn’t perfect: once or twice he dodged his work and hid under the stairs ‘for fear of the strap on the wall’ i.e. of being whipped (which was the standard punishment for slaves, in Republican Rome in the 20s BC as in European sugar plantations in the 18th and 19th centuries).

The point of this elaborate analogy is that Horace tells Florus that the slave trader of the anecdote was being honest about his merchandise’s flaws – and that, in the same way, he, Horace, was being open and honest when he told Florus, as he was leaving for duty in the army abroad, that he, Horace, is lazy and was unlikely to send letters as often as Florus demanded, and also was unlikely to send him as many poems as he hoped.

He, Horace, was quite frank about this, so why is Florus now upbraiding him? That’s the point of the opening anecdote…But I’m thinking about the slave boy cowering under the stairs, waiting for the master to come after him with the blood-stained whip…

If slavery matters, it matters everywhere, at any time, and to all peoples who have been enslaved.

Forcing myself back into the ‘civilised’ ‘cultured’ world of Horace’s poetry, the epistle now cuts away from this anecdote to give us another vignette, this time about one of Lucullus’s poor soldiers who’d saved up a nice sum of money. One night someone stole it. Next day, bubbling with rage, the aggrieved soldier flung himself at the enemy and dislodged them from a well-defended position. For this act of bravery he was acclaimed, decorated and given money. At which point he stopped being angry. So that when the general came to him a few days later to ask him to lead a similar assault on another fort, the soldier refused. If you want someone to lead a suicidal attack, the yokel told the general – find someone who’s just been robbed.

Horace then cuts away again, this time to a passage of autobiography: He tells us he was raised in Rome, went for further education in Athens, but was caught up in the civil wars and recruited into Brutus’s army (which was based in Greece) and found himself commanding a legion at the Battle of Philippi, where he saw the line break and be massacred, so flung away his shield and ignominiously legged it (as he had already described in ode 2.7. All this is by way of saying that when he finally fetched up back in Rome, discovering his father was dead and his land confiscated, he wangled a minor job in the Treasury and took to writing verses, inspired by ‘Lady Poverty’.

The point of this digression being that Horace is like the soldier who had his wallet stolen. When he was poor, he was highly motivated and turned out verse at speed. But now he is successful and well enough off to suit his needs, like the soldier once he’d made his pile, he doesn’t need to return to the fray.

He takes another tack at justifying the same thing, saying his slowing down in writing poems is due to age. Age strips away all our pleasures, fun, sex, parties and sport. Now it’s denuding him of his ability to write poems.

The poem is turning into a litany of excuses. His next excuse is that, even if Horace did write some new verse, it’s impossible to please everyone: take three guys and the chances are one will like lyric poetry, one iambics and one ‘the tangy wit of Bion’s homilies’. So, what kind of poem should Horace write or avoid?

He then changes tack to make another excuse: How can Florus expect him to write poems while living amid ‘the storms of city life’ in Rome? There are two types of distraction: people, who endlessly demand attention, want him to be their patron, do business with him or are ill and demand visits. The second is the sheer racket: building works, wailing funeral processions, lumbering carts, mad dog barking, how can a man concentrate on writing verse?

He changes the subject again to mock the literary world, full of writers lavishing extravagant praise on each other, and in particular of poets, ‘that hypersensitive species’. He recalls putting up with recitals from terrible poets and replying tactfully. But now he breathes a sigh of relief that that period is over, his work is done, and he doesn’t have to listen to another word.

Too many modern poets praise their own work, regarding each line as sacred. Horace, by contrast, says the true poet is as stern as a censor, cutting any word ‘deficient in lustre or lacking solidity’ or which he deems unworthy of honour. He will revive worthy old words from the time of Cato, which have fallen into disuse and he will adapt new ones, where needed. Thus his work will flow strong and clear like an unpolluted river, enriching the land with his wit and the wealth of his language.

But then, it’s best to abandon verse altogether. It’s a children’s activity. Instead seek the good life:

instead of hunting for words to set to the lyre’s music
to practice setting one’s life to the tune and rhythms of truth.

I don’t fully understand the next 30 lines or so but I think they are a version of Horace’s core moral message, which is that we should be content with what we need and not be greedy, not hanker after unnecessary wealth or luxury.

I shall enjoy what I have and draw on my modest supplies
as needed…

We shouldn’t waste our lives scheming to make money and then splashing it around wastefully. Instead we should:

make the most of the short and beautiful time

What started in a tone of abject apology to Florus for not having kept up his side of the correspondence or sent the poems he promised, has somehow turned right around to become quite a harsh criticism of his friend. Quite rudely, he says possessing a thicker wallet doesn’t appear to have made Florus any the wiser. Florus claims he isn’t a miser, but Horace rather accusingly asks whether he’s banished the other vices, related to miserliness. Is his heart no longer obsessed with futile ambition, or with fear of death? Does he treat dreams and prophecies as the jokes they are, or live in superstitious fear of them? Florus should be improving his mind and morals, living sensibly. In a brutal last few lines, Horace concludes:

If you can’t live as you ought, give way to those that can.

Epistle 3 – The Art of Poetry

Epistle 3 has a special place in literary history as it is clearly quite different in length and ambition from the other epistles and quite early on was extracted and published by itself with the title Ars Poetica or The Art of Poetry.

The epistle is addressed to Horace’s friend Lucius Calpurnius Piso (a Roman senator and consul) and his two sons and forms a long and wide-ranging meditation on the rules and conventions applying not only to the kind of lyric poetry Horace himself wrote, but, above all, to plays.

What struck me most was the structurelessness of it. There’s no introduction or explanation or laying out of the themes. Instead Horace launches right in, in the conversational tone, and rather haphazard structure, of the epistles rather than the academic tone of a treatise.

Horace kicks off by explaining the importance of unity and simplicity by imagining the case of a painter who painted a human head on a horse’s body, a body which was itself covered in feathers and ended in a fish’s tail. How absurd everyone would find that. Well, that’s because an artist should observe decorum and restraint. Don’t just tack beautiful passages about temples or rainbows onto a work if it’s about something else.

Make what you like, provided the thing is a unified whole.

Horace himself tries to be brief and smooth, though he admits often failing at both.

Writers must give thought to what subject and format suits their powers, rather than attempt something they’re incapable of. If you choose a theme within your scope, the rest should follow. It should become obvious what to leave in and what to leave out.

Do not be afraid of simple and obvious words. Often they are best. Invent new words reluctantly. New terms imported from Greek are acceptable if kept to a minimum. Language is like trees. The old leaves (words) wither and fall, to be replaced by new ones. In the long run, our entire civilisation will crumble and fall, so how can we keep our language from changing and evolving?

Usage is king. Usage determines the meaning and validity of words. Use the language the men of your time use.

Horace briefly explains the advent of different metres for the various kinds of poetry: epic, elegiac, dramatic, and lyric.

Everything has its appropriate place and ought to stay there.

So the first job of the poet is to learn about the different genres, their histories, the appropriate subject matter for each, their format in terms of metres, their diction.

But correctness is only the beginning. A poem must be attractive, it must evoke the listener’s emotions. It must match the words to the emotion being portrayed or the audience will burst out laughing.

Follow the tradition regarding well known characters, for example the heroes of the Trojan war or the gods. If you dare to innovate a character, making him or her consistent. ‘You’d be well advised to spin your plays from the songs of Troy’ i.e. rely on tried and trusted characters from legend.

My Roman friends, I urge you:
get hold of your Greek models and study them day and night.

The good writer doesn’t start with bombastic invocations and promises. Chances are you won’t be able to live up to it. The mountains will labour and give birth to a mouse! The good writer hurries the reader into the middle of things (in media res) as though they are quite familiar.

Horace gives an entertaining review of the ages of man, entertaining in that classical sense of pleasingly reiterating obvious clichés and stereotypes. The old man is:

morose and a grumbler, he is always praising the years gone by
when he was a boy, scolding and blaming ‘the youth of today’…

So attribute behaviour and views to characters which are appropriate for their stage and situation in life.

Some actions should be presented onstage, for things seen make much more of an impression than things merely described. However, there are events which shouldn’t be described but must take place offstage and be reported, for example Medea killing her own children or Atreus killing, cooking and serving up his brother’s sons to him at dinner. (Hannibal Lecter has been on my mind and this line reminds me of how modern American culture deliberately, consciously, drives a coach and horses through norms of restraint and decorum.)

He then gives very strict rules about plays. All plays should contain exactly five acts. Do not let a god intervene. You can have a fourth character but they should not speak (thus following very strictly the convention of ancient Greek theatre.) The chorus should take the place of an actor, sing between the acts, but only of subjects which are tightly relevant to the plot. The chorus should side with the good and give them advice, and try to restrain the bad.

Horace gives in to his own stereotype of the ‘grumpy old man’ and laments the good old days and simplicity of Greek drama. Back then the ‘pipe’ then was a simple instrument which performed simple ditties because the theatre was relatively small and not packed, and the audience had ‘honest hearts, decent and modest.’

But victories brought wealth which encouraged (presumably he’s talking solely about Athens here) the Athenians to allow drinking in daytime, allowing greater liberty in tunes and tempos, encouraged actors to dress up in more and more sumptuous costumes and ‘mince’ across the stage, the tunes of the lyre became more complex and the delivery of moral homilies became more complex and obscure.

Horace attributes the word ‘tragedy’ to the Greek tragos, meaning goat, and ‘satire’ to the mythical figure of the half-goat satyr.

In Greek theatre three tragedies were performed in succession, and were followed by a comic to lighten the mood and lead into festival and celebration. This satyric drama was not the same as comedy and had its rules and restraints. Horace warns against having gods or heroes who feature in the tragedies dragged onstage and mocked in the satyr play.

If he ever wrote a satyr drama, it would mix high and low, blending ‘familiar ingredients’. The artifice would be in creating seamless joins, ‘such is the power of linkage and joinery’. But don’t be crude: cultured ‘knights’ i.e. semi-aristocracy, are repelled by jokes from the streets and back alleys.

Horace turns to (briefly) consider specific metres, considering ‘feet’ such as the iamb (da-dum) and the spondee (dum-dum).

Not for long, though because he moves on to give a brisk history of the origin of the dramatic genres. Thespis invented tragedy and was followed by Aeschylus who elaborated it. This was followed by Old Comedy which became, however, too abusive and violent and so had to be reined in by law.

Roman playwrights have copied the Greeks and left nothing untried; they have often been at their best when they’ve departed from Greek models. But their weakness is carelessness. A good work should be like fingernails, trimmed and filed to a perfect shape. Some writings have encouraged writers to believe that the true poet is mad and so they’ve cultivated eccentricity instead of studying.

Horace sees himself as a grindstone which sharpens the steel but takes no part in its creation. Hence this epistle of advice. At bottom, the fundamental basis for writing is Good Moral Sense.

Moral sense is the fountain and source of proper writing.

The Greeks had this. Study Socrates. Be clear on what is due to your country and friends; what is involved in loving a parent, brother or guest; what is the conduct required of a judge or senator; what are the duties of a general. This way you will know the correct sentiments and speech to give to these kinds of characters when you present them. The playwright should look to real life for examples of behaviour and speech.

A play with attractive moral comments and credible characters may work onstage even if it lacks finish and polish and style. The basic subject matter wins assent.

One problem is that, unlike the Greeks, the Romans are a money-grubbing nation, and he gives a little vignette of children being taught their fractions.

The aim of the poet should be to instruct and delight. To do so: keep it brief. Old people in the audience want morals; young dandies appreciate style. To please both, make your work useful and sweet (utile et dulce), blending help and delight.

That said everyone makes mistakes, and he can forgive blots of style in an otherwise good-hearted work. Even Homer nods.

The raison d’etre for a poem is to please the mind. It’s alright to have average lawyers or generals. But a poem, in order to justify its existence, should be as excellent as possible. Therefore, read your works to good critics, to Horace himself if you can, but then…sit on it for 9 years. Then take it out and reread it and edit and trim it coming it to cold and mature.

You can always delete what hasn’t been published; a word let loose is gone forever.

A brisk summary of the founding of civilisation by Orpheus, Amphitryon and so on. The establishment of laws and boundaries. Homer inspired to battle. Song was the medium for oracles. Poems sought a king’s favour, or celebrated the end of a season’s work. Therefore, don’t be ashamed to study the tradition.

Is it a gift or craft which makes good poetry? Both. Olympic athletes train hard for their supremacy. So do musicians. Why is it only poetry where any amateur can put forward shoddy offerings and claim himself to be a genius?

Quite a funny passage describing the rich man surrounded by flatterers who announces he has written some verses, does anyone want to hear them? Of course the flatters jump to attention and turn pale with emotion, weep, or laugh and cheer, as required by the verse. Doesn’t mean it’s any good. Beware of flatterers.

He remembers how honest his friend Quinctilius was. If you read him your verses he’d honestly tell you  which bits to amend. If you swore you’d tried already, he’d recommend you go back to the drawing board and try to express it some other way. An honest friend honestly points out your errors and so saves you from being laughed at if you publish rubbish.

After all this description of sense and hard work and clarity of thought, Horace ends, very incongruously, with 20 or so lines describing the ‘madness’ of the poet, who wanders the fields, head in the air, reciting his lines, and if he happens to fall into a deep well, who’s to say he didn’t do so on purpose! Consider Empedocles, so irrational he threw himself into the volcano of Mount Etna.

So why is a wretched poet condemned to write poetry? Is it punishment for some gross act of sacrilege like ‘pissing on his father’s ashes’. Did he profane a holy place?

All this seemed very out of place with Horace’s usual calm, even tone, and I began to suspect it was comic hyperbole, when, in the last few lines, he claims that a poet is like a wild bear which has smashed the bars of its cage and scattered everyone, cultured or not, by the threat of reciting. The wild poet threatens to grab anyone who comes within reach, in a fatal bear hug, and then read them to death!

Yes. I think this entire final passage is intended to be ironic, a satire on the popular stereotype of the poet – which is completely unlike the careful, studious, hard-working figure the preceding 450 lines had gone to such lengths to describe.


Credit

Niall Rudd’s translation of the Epistles of Horace was published by Penguin books in 1979. All references are to the 2005 Penguin paperback edition.

Roman reviews

Imperium by Robert Harris (2006)

‘Politics is history on the wing! What other sphere of human activity calls forth all that is most noble in men’s souls, and all that is most base? Or has such excitement? Or more vividly exposes our strengths and weaknesses?’
(Cicero defending his fascination with politics to his secretary, Tiro, in Imperium, page 263)

What you notice first about this book are a) its length (480 pages) and b) the blank flatness of its style. Here’s how it opens:

My name is Tiro. For thirty-six years I was the confidential secretary of the Roman statesman Cicero. At first this was exciting, then astonishing, then arduous, and finally extremely dangerous. During those years I believe he spent more hours with me than with any other person, including his own family. I witnessed his private meetings and carried his secret messages. I took down his speeches, his letters and his literary works, even his poetry – such an outpouring of words that I had to invent what is commonly called shorthand to cope with the flow, a system still used to record the deliberations of the senate, and for which I was recently awarded a modest pension. (p.3)

Very clear, plain and factual, with a complete absence of literary effects or colour. Opening my review of Harris’s 2016 thriller Conclave to extract the list of my reviews of Harris’s other novels, I see this is exactly what I thought about that work, too, so I might as well quote myself:

A cliché can be defined as a thought or description which you’ve read or heard so many times before that it slips past the eye or ear with the minimum amount of disturbance, barely registering, like soothing background music in a hotel lift or lobby. It is designed not to detain you but speed you on your way to your business appointment.

This is true of a great deal if not most of Harris’s writing – it is smooth and effective without stirring any ripples. If you pause for thought, it is at what he is reporting – documentary explanations of the personalities and politics of 1st century BC Rome – but never the way he reports it. As befits a man who worked for decades in high level journalism, Harris’s English is unfailingly clear and lucid, a servant of the subject matter, never drawing attention to itself.

Harris isn’t an awful writer, he is a very good writer, but of a kind of clear and rational prose which is almost devoid of colour. This is very effective when conveying factual information (and his novels tend to be packed with factual information which needs to be written out as clearly as possible in order for the reader to understand what is at stake). But it leaves something be desired when it comes to character, setting or atmosphere.

Having read four histories of ancient Rome which all feature passages about Cicero, Sallust’s Catiline War in which he plays a starring role, Plutarch’s Life of Cicero and a selection of Cicero’s letters, I feel pretty familiar, if not slightly bored, by the actual content of the book i.e. the setting, characters and main events of Republican Rome from 79 to 64 BC (the exact dates are indicated on the title pages of the novels two parts).

For me, already over-familiar with the course of events, the interest was not in the narrative as such, but in the way Harris ‘brings the history alive’ by vividly imagining particular moments. These are hardly great literature but they have an uncanny knack of ringing true and, slowly, subtly, without you realising it, placing you right there, in the houses of the great, in the forum and senate house and numerous other locations of ancient Rome, watching the characters interact, the voters queue up on the dusty Field of Mars, the scrum of senators waiting outside the senate house, the night time stink coming from the public dumps just beyond the city walls, Cicero’s habit of tossing a leather ball from hand to hand as he thinks, or working a crowd of clients, pressing the flesh and greeting everyone by name.

The prose is as interesting as tap water, style-wise, but quite quickly the sheer intelligence Harris brings to his descriptions of ancient Roman power politics and the deftness with which he describes scenes and settings, really draw the reader into the narrative.

Ticking the boxes

Having just read Plutarch’s Life of Cicero and Cicero’s letters, I recognise well-known anecdotes or remarks popping up throughout the novel. It feels slightly, to someone familiar with the source texts, as if Harris made a list of key anecdotes about and descriptions of Cicero and then found places to insert them into his text. It has a slightly mechanical feel. Thus we get mention of:

  • Cicero’s habit of making witty jokes about people which mortally offended them, thus making unnecessary enemies (pages 62, 296, 325, 326, 347, 403)
  • how Marcus Licinius Crassus got rich by sending his people to wherever a fire had broken out in Rome and offering to buy their houses from the owners at rock bottom prices then, when they’d sold them, sending in his fire brigade to put out the fires and make a massive profit on the properties (pages 79 and 306)
  • Cicero’s touchiness about his lowly provincial origins (p.97)
  • the fact that the leading lawyer in Rome, Quintus Hortensius Hortalus, owned a statuette of the sphinx, the subject of one of Cicero’s wisecracks as reported in Plutarch’s life (pages 237 and 444; Plutarch’s Life of Cicero chapter 7)
  • the anecdote in Plutarch of pushy young Gnaeus Pompeius telling the dictator Lucius Cornelius Sulla that more people worship the rising than the setting sun (p.218)
  • the much-told story of how Caesar was captured by pirates and, after he was eventually ransomed and released, returned with Roman soldiers, tracked down all his captors and supervised their crucifixions (p.287)
  • the anecdote in Plutarch of the raven flying over the forum when Pompey was acclaimed to the special command to eliminate the pirate threat, and which was killed by the roar of approval from the crowd, dropping stone dead out of the sky (p.324 and Plutarch’s Life of Pompey chapter 25)

There’s a steady stream of these little flash bulbs going off in the narrative, as one by one anecdotes from the sources are deftly inserted into the text and ticked off the list.

Politics

But the real subject of the novel is not Cicero’s life but politics.

Harris was famously close to the Blair family during Tony Blair’s years as leader of New Labour. Although not directly involved in politics he saw how power and personality played out at the highest levels, experience which underpins The Ghost, his 2007 novel about a fictional Labour Prime Minister and his wife, which is blatantly based on Tony and Cherie Blair. That novel was published just a year after this one and you can’t help thinking they were worked on simultaneously, insights into the nature of power allotted to one or other of the closely related texts as appropriate.

All this is relevant because political power is also the subject of Imperium. It’s a novel about power and Harris takes every opportunity to really imagine what the exercise of power would have looked and felt like in ancient Rome. Harris’s descriptions can perhaps be categorised into implicit and explicit descriptions.

1. By explicit all I mean is explicit comments on and about the nature of power. Tiro’s narrative is littered with apothegms and reflections on the exercise of power, which are phrased in such a way that they could apply to Westminster today or to any place where power is exercised:

  • Power brings a man many luxuries, but a clean pair of hands is seldom among them. (p.2)
  • ‘The first rule in politics, Tiro, never forget a face.’ (p.29)
  • ‘Sometimes if you find yourself stuck, in politics, the thing to do is start a fight – start a fight, even if you do not know how you are going to win it, because it is only when a fight is on, and everything is in motion, that you can hope to see your way through.’ (p.58)
  • As every fool knows, the quickest way to get to the top on politics is to get yourself close to the man at the top. (p.76)
  • Politics is a country idiot, capable of concentrating on only one thing at a time. (p.77)
  • There are certain politicians who can’t stand to be in the same room as one another, even if mutual self-interest dictates that they should try to get along…This is what the Stoics fail to grasp when they assert that reason rather than emotion should play the dominant part in human affairs. I am afraid the reverse is true, and always will be, even – perhaps especially – in the supposedly calculating world of politics. (p.84)
  • I have frequently observed this curious aspect of power: that it is often when one is physically closest to its source that one is least well informed as to what is actually going on. (p.90)
  • No one can really claim to know politics properly until he has stayed up all night, writing a speech for delivery the following day. (p.132)
  • There are few forces in politics harder to resist than a feeling that something is inevitable, for humans move as a flock and will always rush like sheep towards the safety of a winner. (p.188)
  • ‘The trouble with Lucius is he thinks politics is a fight for justice. Politics is a profession.’ (p.234)
  • The work gave Cicero his first real taste of what it is to have power – which is usually, when it comes down to it, a matter of choosing between equally unpalatable options – and fairly bitter he found it. (p.235)
  • Cicero knew that the way to a great man‘s confidence, curiously enough, is often to speak harshly back to him, thus conveying an appearance of disinterested candour. (p.271)
  • Is this not the dream of every proud and ambitious man? That rather than having to get down in the dust and fight for power, the people should come crawling to him, begging him to accept it as a gift? (p.292)
  • How important appearance is in politics. (p.296)
  • The journey to the top in politics often confines a man with some uncongenial fellow passengers and shows him strange scenery. (p.301)
  • You can scheme all you like in politics, the gesture seemed to say, but in the end it all comes down to luck. (p.333)
  • It is dangerous in politics to find oneself a great man’s whipping boy. (as Cicero began to find himself ‘owned’ by Pompey, p.340)
  • What a heap of ash most political careers amount to, when one really stops to consider them! (p.394)
  • ‘Cicero, you disappoint me. Since when has idiocy been a bar to advancement in politics?’ (p.398)
  • ‘The ability to listen to bores requires stamina, and such stamina is the essence of politics. It is from the bores that you really find things out.’ (p.405)
  • It is always said of elections, in my experience, that whichever one is in progress at the time is the most significant there has ever been. (p.469)

As mention of Tony Blair suggests, quite a few of these sayings about politics could be applied to the contemporary British political world which Harris had seen at first hand. The kind of generalised rules Tiro articulates are designed to be widely applied. Thus when he has Cicero say:

‘The most fatal error for any statesman is to allow his fellow countrymen, even for an instant, to suspect that he puts the interests of foreigners above those of his own people.’ (p.251)

it made me think of how Jeremy Corbyn was monstered in the Tory press for his associations with the IRA and Hamas i.e. was accused of being unpatriotic. When Tiro describes the hysterical fear triggered in Rome when pirates attacked and burned the port city of Ostia, and how Pompey and Caesar describe this as a new kind of threat, international, with no centralised power structure, which must be crushed – it was impossible not to hear echoes of the kind of rhetoric which filled thousands of articles and op-eds about al-Qaeda in the aftermath of 9/11 (p.268).

Tiro’s thoughts are designed to make the reader hover, equivocally, between the ostensible setting of Rome 70 BC and London 1990s or 2020s. If there’s any consistent ‘literary’ effect in the book, maybe it’s this.

2. What I mean by implicit is the way Harris brilliantly captures the dynamics of power as it plays out in personal confrontations, in dramatic scenes and situations cleverly constructed to demonstrate how power politics really works in practice; how cunning political operators handle themselves and manipulate others. Thus:

  • The meeting with Lollius Palicanus who represents Pompey’s interest and tries to persuade Cicero to join up to Pompey’s cause. (p.61)
  • The meeting with Crassus outside Rome after the latter had crushed the Spartacus rebellion and crucified 6,000 of the rebel gladiators along 350 miles of the Appian Way. That’s all very Hollywood, but the point of the scene is the way the two men, intellectually and psychologically, sound each other out, assess each other, sparring and disagreeing while on the surface remaining immaculately polite, all while Tiro looks on. (p.81)
  • The way Cicero is invited to Pompey’s first big levée in the city after returning from his successful campaigns in Spain, and then only cursorily greeted by Pompey in a lineup like the cast meeting a royal at a movie premiere. It is a memorable image of the relationship between true, exceptional power (Pompey) and a rather desperate aspirer (Cicero). (p.97)
  • The entire extended description of the trial of Gaius Verres amounts to Cicero creating power from his oratory and the wealth of evidence he has amassed, and then wielding it against Verres along with the lawyer he has bought (Hortensius) and the corrupt senators he has bribed until they are all swept away in mob anger at the governor (Verres’s) scandalous, criminal behaviour. (chapter 9, pages 203 to 238)
  • ‘There is as much skill in knowing how to handle a meeting of ten as in manipulating a gathering of hundreds.’ (p.290)
  • ‘He leaned in close and moistened his lips; there was something almost lecherous about the way Crassus talked of power.’ (p.309)

And then the climax of the plot, the sequence of events leading up to Cicero’s big meeting with the grandest of Rome’s aristocrats and the Faustian pact he enters into with them in order to get elected consul, is an elaborate, multi-levelled and quite thrilling dramatisation of power in action, dirty deals, betrayals, compromises and all.

Imperium

Hence the title of the book. The plot centres on Cicero as described by his loyal freedman and secretary Tiro, but its real subject is power, how to win it, use it and keep it, as the narrator Tiro himself explains on page 2 with its hokey reference to the opening of Virgil’s epic poem, the Aeneid. ‘Arms and the man I sing’, wrote Virgil. Harris writes:

It is of power and the man that I shall sing. By power I mean official, political power – what we know in Latin as imperium – the power of life and death, as vested by the state in an individual.

I looked up the Wikipedia definition:

In ancient Rome, imperium was a form of authority held by a citizen to control a military or governmental entity. It is distinct from auctoritas and potestas, different and generally inferior types of power in the Roman Republic and Empire. One’s imperium could be over a specific military unit, or it could be over a province or territory…In a general sense, imperium was the scope of someone’s power, and could include anything, such as public office, commerce, political influence, or wealth.

Tiro writes that:

Whenever I picture the word imperium it is always Pompey who comes to mind. (p.326)

But the same is true of half a dozen of the other characters who each exemplify really dizzying, intimidating top-level power in action – the terrifying Crassus, slippery Caesar, suave Publius Clodius Pulcher or half-mad Catiline. The whole novel is heady with the aroma of power and the endless threat and risk from the machinations of super-powerful men. Harris doesn’t need much literary styling because the subject matter itself is so psychologically powerful.

The plot

The text is divided into two parts:

Part one – Senator (79 to 70 BC)

This introduces the narrator, Marcus Tullius Tiro, freed slave and secretary to up-and-coming lawyer and aspiring politician Marcus Tullius Cicero. Tiro tells us he is writing his memoirs as he approaches the ripe old age of 100, long after Cicero and everyone else he will describe is dead. (Since Tiro tells us he was aged 34 in the year Cicero won the Verres case (p.230), which was in 70 BC, then 65 years later, the date must be 5 BC, well after the Roman Republic disintegrated and was replaced by the sole rule of Augustus, who established the template for the emperors who followed.)

Part one quickly jumps over Cicero’s early career, describing his sojourn in Athens where he learned oratory from the best teachers available, his election to the senate, and then the one-year governorship he served in Sicily, followed by his return to Rome and election as aedile.

But the majority of part one is devoted to Cicero’s involvement in the prosecution of the Roman governor of Sicily, Gaius Verres, for outrageous corruption and extortion, showing how it all began when a Sicilian whose business had been ruined by Verres arrives on Cicero’s doorstep, and following the subsequent twists and turns as Cicero and Tiro get drawn into his ‘case’, eventually travelling to Sicily to assemble evidence, and how the case itself gets tangled up in the bitter rivalry between Rome’s two strong men, the great general Gnaeus Pompeius Magnus and the menacing plutocrat Marcus Licinius Crassus.

Part one ends with Cicero overcoming all the vested interests facing him and triumphantly winning the Verres case. Along the way we have been introduced to key politicians and leading figures in Cicero’s personal life, his fearsome wife, Terentia, and beloved daughter, Tullia, his support network of brother Quintus Tullius Cicero and cousin Lucius. And enjoyed Harris’s well-researched descriptions of various aspects of life in ancient Rome, from the squalid apartment blocks known as insulae to the richest mansions, the festivals and triumphs, with special emphasis on the forms and rituals surrounding elections to public posts and ill-tempered debates in the senate.

Part two – Praetorian (68 to 64 BC)

The first part had a really strong central subject in the Verres case. Part two is a bit more diffuse. It starts by giving an insider’s view of the machinations surrounding the senate’s decision to appoint Pompey to a special command to deal with the threat from pirates, against the opposition of the aristocratic party, most of the senate and, most menacing of all, Crassus.

Then the narrative settles onto Cicero’s attempts to be elected one of Rome’s 8 praetors and, once he achieves that position, his manouevring for the ultimate prize, election as consul. Many obstacles present themselves but none as big as the enmity of the half-mad Lucius Sergius Catilina.

The novel develops into a genuinely nerve-wracking thriller as Tiro is smuggled into a secret meeting of Caesar, Crassus, Catiline and others who have developed a master plan to take over the running of the state and then make huge sums by selling off state land and taking over Egypt. Cicero then attends a late-night private meeting of Rome’s senior aristocrats, informs them about this plot and persuades them, reluctantly, that the only way to foil it is to give Cicero their vote in the consular elections, and it is this election which forms the climax of the second part.

Harris has this great knack of generating genuine excitement in a narrative – not anything to do with his style, but with the intelligent laying on of facts and his vivid depiction of the psychology of power politics. The result is that the novel builds to a real climax in the form of a thriller-style conspiracy which Cicero cleverly turns against the conspirators by revealing it to the aristocrats in exchange for their support.

And then…Cicero has won! Achieved his lifetime’s ambition. He is a consul, one of the two most powerful men in Rome for a year. And the book ends with a little family celebration on the roof of his house underneath the stars, where his entourage learn the details of the deal he made with the aristocrats and the compromises he will have to make during his time in power. Politics is nothing if not the art of compromise, dirty deals in smoke-filled rooms.

Imperium is the first in a trilogy of novels about Cicero’s career so the reader can be confident that the consequences of this deal will be described in the second book of the trilogy, Lustrum. Anyone who knows about Cicero, knows that it was during his year as consul that the Cataline conspiracy erupted, one of the most dangerous and florid events in late Republican Rome. Wow, what a feast of political intrigue for Harris the political novelist get his teeth into!

The multi-layered connectivity of Roman politics

From a factual point of view, one thing comes over very strongly in this novel which is often missing from the history books and this is the tremendous importance of family, clan, tribe and social connections among Rome’s elite in creating the very complex political ‘system’ or just situation, seething with competition and rivalry.

Elections in ancient Rome were a complicated business:

  • The Centuriate Assembly elected the highest offices of consul, praetor, and censor. This assembly divided all adult male citizens into 193 centuries organised into tiers by rank and property, with the equites or knights at the top and the unarmed and unpropertied at the bottom. Which century voted first was decided by lot and the winning century was called the centuria praerogativa (p.471)
  • Quaestors and curule aediles were elected by the Tribal Assembly, while tribunes and plebeian aediles were elected by the Plebeian Council. The electorates for both these assemblies were divided into 35 tribes or geographical units of voters. Harris names and gives pen portraits of the important tribes in his description of the election of Cicero as aedile (pages 198 to 200).

A really important point to grasp is that all votes were not equal. The votes of the wealthy and upper classes counted for a lot more than the votes of the average citizen. In the Centuriate Assembly the oldest established tribes voted first and their votes counted for more.

As well as tribes, the city was divided into wards. Each of these had community meeting halls and community (or gang) leaders, who could turn their members out if you needed a crowd, to jeer at a trial or cheer a triumph or jostle senators on their way into the senate house.

The novel gives a vivid description of the ‘voting syndicates’ based on local wards, which had organisers and which could be bought at a price (the precise, elaborate and well established method of bribing these syndicates is described in detail on pages 406 to 408).

The reader is made aware of the way these tribes and wards fed into political situations and calculations.

But sitting above this complicated electoral system was the intricate web of family connections which dictated or rather, made up Roman politics. It had arguably two aspects.

1. Like any aristocracy, the Romans had very ancient, super-well-established families which could trace their origins right back to the legendary times when the monarchy was overthrown (about 500 BC). Their authority was bolstered by their family’s track records in holding office and this was made visible because the atriums of the worthiest families contained wax busts of the ancestors who had held public office, in particular the consulship. These busts could be removed from the home and paraded by the proud descendant at festivals or political events.

The Togatus Barberini, a marble sculpture from first-century Rome depicting an unknown Roman of noble birth holding effigies of his ancestors in either hand

Let’s take a detour into structural linguistics for a moment:

Synchrony and diachrony are two complementary viewpoints in linguistic analysis. A synchronic approach considers a language at a moment in time without taking its history into account. A diachronic approach considers the development and evolution of a language through history.

The Roman upper classes can be considered in both a synchronic and diachronic perspective. I’ve just outlined the diachronic perspective, namely the history of each family and its eminent members. But the ruling class must also be seen synchronically in terms of its alliances in the present.

2. Thus someone like Cicero, trying to play the political game, had to be aware not only of the histories of all the most eminent families, but also of the super-complicated mesh of marriage alliances, of uncles, aunts, first and second cousins which connected families and factions at the highest level.

In addition to the complex interlinking of powerful families by marriage went the uniquely Roman custom of adopting someone from a different family into yours, but not in our modern sense of adopting a baby or toddler. It meant adopting a full-grown adult from one family into another. To take two famous cases, Publius Clodius Pulcher came from a very distinguished and ancient family but in a demonstration of aristocratic eccentricity, in the 50s had himself adopted by an obscure plebeian family so that he could be elected tribune of the plebs. More famously, Octavian was adopted by Julius Caesar as his heir, a legal position he used to maximum advantage when he arrived in Rome after Caesar’s assassination in 44 BC.

Laid on top of this was political alliances which came in at least two flavours: First, as a rule, the aristocracy stuck together and thought of themselves as the optimates or best people (hero figure Sulla, contemporary leader Quintus Lutatius Catulus). Anyone who opposed them was liable to be tarred as populares i.e. upstart representatives of the ever-unruly ordinary people of Rome, unpredictable, cowardly, ignoble (hero figure Marius, contemporary star Caesar).

But of course, the unrelenting competition for power of the ambitious often cut across class divides. Thus the psychopathic Cataline (‘A jagged streak of violent madness ran through Catalina like lightning across his brain’, p.351) who ended up trying to lead an abortive rebellion came from one of the oldest patrician families in Rome, gens Sergia. In his frustrated furious ambition to seize power he ended up allying himself with the working classes and political outcasts of all kinds.

His younger contemporary, Clodius, also came from one of Rome’s oldest and noblest patrician families, the Claudia gens. But, again, lust for power and a certain aristocratic perversity, led him to get adopted by an obscure plebeian so that he could be elected tribune of the plebs, which is why he changed his middle name from the aristocratic ‘Claudius’ to the more plebeian ‘Clodius’.

In addition to all this was the complicated system of clients and patrons. Rich and influential Romans acquired clients who they had done or would do favours for in return for their political or financial support, and so whose patron they would be. Powerful individuals such as Crassus, Caesar or Pompey were continually working behind the scenes to acquire and cultivate networks of hundreds of clients. Nothing came for nothing. All the deals which businessmen, lawyers, politicians and military commanders were doing all the time created new alliances, new networks of clientilism and patronage.

So as you read about figures in Republican Rome, you have to be aware that they operated in a society where people were individuals but also came enmeshed in a tribe, a clan, a family, with both a particular family history and the complexity of recent familial alliances (through marriage or adoption), as well as their position in the simmering conflict between optimates and populares, as well as their calculated commitments to this or that powerful patron.

Taken together these elements or strands created the fantastically complex matrix of history, family, class, financial, legal and political obligations which Tiro at one point (in a rare departure from Harris’s use of the plainest of plain English) describes as the ‘webwork’ of Roman society.

It’s into this webwork of 1st century BC Rome that the book swiftly plunges the reader, and a great deal of the pleasure of reading it derives from getting used to this multi-levelled game of allegiance and obligation which Cicero (and everyone else) finds themselves playing all their adult lives. With the whole thing acutely observed by the clever but non-participating eye-witness, Tiro.

Family connections

Publius Clodius Pulcher’s biography demonstrates the complex interlinking at the top of Roman society. His elder brothers were Appius Claudius Pulcher, consul in 54 BC, and Gaius Claudius Pulcher, praetor in 56 BC and subsequently governor of Asia. His sisters included Claudia, the wife of Quintus Marcius Rex, Claudia Quadrantaria, the wife of Celer, and Claudia Quinta, the wife of the fantastically successful general Lucius Licinius Lucullus.

Through his family, Clodius was closely connected with a number of prominent Roman politicians. His brother-in-law, Lucullus, was consul in 74 BC, while brother-in-law Celer was consul in 60, and the latter’s brother, Quintus Caecilius Metellus Nepos, in 57. Mucia Tertia, a half-sister to the Caecilii, was the wife of Gnaeus Pompeius Magnus, and later Marcus Aemilius Scaurus, praetor in 56 BC. A half-brother, Publius Mucius Scaevola, was a pontifex, while his brother Quintus was an augur, and tribune of the plebs in 54.

So anyone who tangled with Clodius had to be aware that he was also going to provoke some or all of his extended network of family members and spouses, who each had their own positions of power, ambitions and networks of clients to consider. Matrices and intricate webworks of alliance, patronage and position, in every direction…

Aspects of ancient Rome

  • The hubbub as senators gathered in the senaculum before entering the chamber for a debate.
  • Sumptuous description of Pompey’s grand triumph. (p.115)
  • The look, feel and smell of rundown apartment blocks.
  • The stench of decay coming from the public dump outside the Esquiline Gate. (p.193)
  • Detailed description of the melée on the Field of Mars on election day. (pages 196 to 200)

Harris has Tiro describe Catullus as ‘that cruellest of poets’ (p.307).

Cicero describes Tiro as his second brother (p.428).

Lowering

Right at the end of the book I realised what it is I find so depressing about Harris’s books. Not a word in any of his political books hints for a moment that politics is about making a fairer, juster, safer world, could be about plans for building a better society, helping the vulnerable, righting historic wrongs, supporting hard-working families, planning carefully for the future etc. In Harris’s discourse none of this exists.

‘The trouble with Lucius is he thinks politics is a fight for justice. Politics is a profession.’ (p.234)

Like the outstanding political journalist he was, Harris sees politics is just another career, like medicine or the law. Tiro (like the narrator of Harris’s novel of contemporary politics, Ghost) never mentions policy or political programmes, what is best for Rome and its people, but thinks only in terms of individual politicians, their scams and strategems, and the special buzz you get from being in the room with the big beasts as they are making seismic decisions.

It’s depressing because in this world of professional politicians and their journalistic hangers-on nothing ever changes and nothing ever will. A succession of charismatic crooks, desperate wannabes, blustering liars, and bullying blowhards will create coalitions of supporters enough to scrabble their way to the leadership of their parties, then do anything, say anything, make any promise and cook up any impractical policy, in order to ensure good headlines in tomorrow’s papers and cling onto power for another day.

I found that Cicero was fond of repeating certain phrases and these I learned to reduce to a line or even a few dots – thus proving what most people already know, that politicians essentially say the same thing over and over again. (p.14)

Harris’s journalistic cynicism may be intelligent and witty, and the speed of the narrative as it builds up to the big conspiracy at the end is certainly thrilling. But to any thinking reader it is also pretty dispiriting.

If you’re right in the thick of the political vortex it is no doubt tremendously exciting, and this novel powerfully projects Harris’s first-hand knowledge of the nail-biting psychology of power 2,000 years back onto the dramatic political career of Cicero. Countless memoirs testify to how thrilling it can be to be right in the thick of the political world, talking to the leaders of nations as they wage the daily struggle to stay in power, please the people and shaft their rivals. But you only have to walk out of the room, down the corridor and out into the fresh air to suddenly find the hype and hysteria surrounding most politics pathetic and squalid.

And if you’re a citizen of the country unlucky enough to be ruled by these bloviating blunderers, then there is no excitement at all, but depressed resignation at the spectacle of the unending bickering and mismanagement of idiots.

The visceral thrill of the political manoeuvrings which Harris describes so well make it easy to lose sight of the basic fact that the personal rivalries described in Imperium destabilised the late Roman Republic for decades, eventually leading to nearly 20 years of civil war and social upheaval, deaths, destruction, starvation, ruin.

Politics in our own time has given us Brexit, the mismanagement of the Covid crisis, widespread corruption, now a pointless war in Ukraine and a global food crisis. The stupidity of human mismanagement, which some people dignify with the term ‘politics’, never ends.


The Cicero trilogy

Robert Harris reviews

Cicero reviews

Roman reviews

Introduction to the defence speeches of Cicero

Marcus Tullius Cicero (106 to 43 BC), without the benefit of coming from a patrician or aristocratic family, rose by hard work to become the leading Roman lawyer and orator of his day. For a generation he dominated the Roman courts, usually appearing for the defence. We know of 88 law speeches he gave and an amazing 58 of them survive in whole or in part. The Oxford University Press publish an excellent paperback containing five of his most famous defence speeches.

(Note that the Latin word pro simply means ‘for’ and takes the ablative case i.e. changes the ending of words and names to ‘o’, so that the speech ‘for Caelius’ is known as ‘Pro Caelio’ and so on – unless the name ends in ‘a’, in which case it stays the same, or already ends in ‘o’ in which case it adds ‘ne’ to the end. These are examples of the kind of rules you have to learn when studying Latin.). The five features speeches are:

  1. Pro Roscio Amerino: his defence of Quintus Roscius Gallus, falsely accused of murdering his father
  2. Pro Murena: defence of the consul-elect Lucius Licinius Murena, accused of electoral bribery (39 pages)
  3. Pro Archia: defence of the poet Archias, on a citizenship charge
  4. Pro Caelio: of Marcus Caelius Rufus , ex-lover of Clodia Metelli, on charges of poisoning and violence
  5. Pro Milone: defence of Titus Annius Milo, accused of murdering Cicero’s hated enemy Clodius

The most obvious thing about the speeches is how long they are. I’ve no idea how long a modern defence address is but Cicero’s speeches occupy 30 to 40 pages of an average paperback and must have taken some time to deliver, especially stopping for all the dramatic pauses, the appeals to the jury and the strategic bursting into tears (he refers to his own tears of grief in several of the speeches). Did he memorise them and deliver them without notes? That, also, is an impressive feat.

The next most obvious thing is how complex the background and context of each case is. If you look them up online, you discover that each of Cicero’s major speeches has an entire Wikipedia article devoted to it because each one requires a meaty explanation of the context of the case: where it stood in Cicero’s career, and then the (generally very complicated) background of the case, including biographies of all the main participants, which themselves only make sense when carefully located within the feverish and tortuously complicated politics of the late Roman Republic.

Many law cases brought in ancient Rome were not objective products of what we think of as ‘justice’ but were entirely motivated by personal rivalries, sparked by the never-ending competition for office, but often just personal feuds or vendettas.

There was no police force in ancient Rome and, crucially, no office of public prosecution, no Crown Prosecution Service such as we have in modern England. In other words, you didn’t take your grievance to the authorities, who then carefully assessed whether there was a case to answer and decided whether to bring a criminal or civil case against a suspect or defendant. None of that framework existed. So people (generally rich and well-connected people) brought cases against individuals off their own initiative, using their own interpretation of the law.

And many of the cases were what I think are, in modern law, called ‘vexatious’, meaning they were not attempts to achieve objective justice but were nakedly biased attempts to game the system in the prosecutor’s favour, often shameless attempts to get political rivals convicted, exiled or maybe even executed. And this was accepted because everyone else was gaming the system, too. Personally motivated accusations and counter-accusations and counter-counter-accusations were the normal procedure.

The courts were one of the principal arenas in which the business of politics in Rome was played out: if you wanted to get rid of a political opponent, you prosecuted him and brought about his exile; if you failed, he might then prosecute you.
(Defence Speeches by Cicero, translated and edited by D.H. Berry, Introduction p.xxvii)

It was also the case that no one could be prosecuted while holding political office. Therefore a lot of the fiercely competitive vying to be elected to ‘magistracies’ or political offices in late Republican Rome was motivated not by keenness to serve, but as a tactic to dodge prosecution.

(This rose to a kind of climax with the political impasse which developed when Caius Julius Caesar refused to give up his command in Gaul and return to Rome unless he could be promised the opportunity to run for consul in his absence [an election he knew he could bribe his way to winning]. His sole reason for doing this being to avoid the prosecutions for corruption and malpractice which he knew he would face if he returned to Rome as a private citizen. Caesar knew this would happen because stentorian Republicans like Cato had made umpteen speeches promising to prosecute him. Therefore he had no choice but to seek election in order to win immunity, and he could only run in his physical absence because he knew that, as soon as he entered Rome as a private citizen, he knew he’d be tried, multiple times until his enemies got the result they wanted. When the senate rejected all his and his supporters’ attempts to negotiate this deal, he was left with no alternative but to enter Italy backed by his legions for security – thus triggering the civil war.)

D.H. Berry’s introductions

So before the reader gets anywhere near the speeches themselves, you have to mug up on their very complex background. And that’s where the OUP edition of Cicero’s Defence Speeches is outstanding. The editor and translator D.H. Berry not only provides an excellent general introduction to the volume, giving us a thorough and vivid overview of Cicero’s life and how it entwined with the complicated political context of the 70s, 60s and 50s BC, before going on to explain at some length the quirks of the Roman legal system…

But he also precedes each of the speeches with an in-depth summary of the political context and specific events which gave rise to it. This sounds simple but is, in each case, impressively complicated and absolutely vital: without a full understanding of the context you wouldn’t know what Cicero was trying to achieve in each speech. Berry is excellent at not only explaining the factual background but the strategy and tactics Cicero adopts in each speech.

General introduction

There were two main types of oratory: ‘forensic’ (from the Latin forensis meaning ‘of the forum’, which is where the public law courts were sited, also known as judicial) and ‘deliberative’ (the display of public oratory in political assemblies).

The Roman first court or ‘public inquiry’ was only set up in 149 BC and was followed by the establishment of further courts set up to try specific types of cases. Juries were large (sometimes hundreds of citizens) and if no court existed for the type of case, the trial was held in front of the entire people in the forum.

The system grew piecemeal for the next 70 years or so until it was swept away by the dictator Lucius Cornelius Sulla in 81 BC. He set up seven courts, designed to try specific types of case, namely murder, forgery, extortion, treason, electoral malpractice, embezzlement and assault.

The make-up of juries was a subject of controversy for decades – as you can imagine, if many cases were politically motivated, then who was allowed to sit on the jury was vitally important to both sides – until a law of 70 BC decreed they should be made up of one third senators, one third equites (or knights) and one third ‘tribunes of the treasury’ (who seem to have been a minor sort of equites).

In the decades that followed, more permanent courts were added, such as one devoted to violence, and other ad hoc types were created as and when required, such as the ‘sacrilege court’ set up to try Publius Clodius Pulcher for his famous dressing-up as a woman to infiltrate the women-only celebration of the Bona Dea being held at Julius Caesar’s house in 61 BC.

There were no public prosecutors. A defendant was prosecuted by the man who brought the case against him and any advocates or eminent men he could persuade to join him. The scope for doing deals and sharing prosecutions with social or political allies who stood to gain from a victory were endless.

Something else surprising: successful prosecutors were awarded their victim’s marks of honour and acceded to their rank in the senatorial hierarchy. So, on the face of it, a very strong motive to bring a prosecution and win.

However, they didn’t gain respect from doing this, often the reverse, and prosecuting was generally seen as an invidious role, unless you were obliged to carry it out by civic or family duty or gross injustice. The role of defender was much more socially respected, which explains why in almost all of Cicero’s cases he appears for the defence. The general idea was to mount one spectacular prosecution to make your name, then seek the safety of defending (a career path Cicero explicitly recommends in Pro Caelio, 73).

Also surprising is that it was forbidden by law to pay a defence attorney. This law had been passed as long ago as 204 BC to prevent bribery, but in a roundabout way led to subtler corruption. Roman society functioned via complex webs of clients and patrons. Patrons gave protection and assistance to clients who in turn waited on their patrons in their houses, in the street, rallied support for them at elections and so on. (These scenes are described by Cicero himself in Pro Murena, 70.)

In a legal setting an advocate (actually called, in Latin, a patronus) was a continuation of this intricate web of allegiances. Cicero might choose to defend a client because he owed them favours (he defended men who had supported him during the Catiline crisis of 63) or to put someone in his debt. It was never done out of charity or public duty. Every relationship, every act in ancient Rome, had undertones of politics and power.

Another surprisingly important factor was personal charisma. Roman trials put less weight on the evidence (they didn’t have the tradition of presenting forensically objective evidence that we do) and much more on the character of the people involved. Often a legal speech spent more time assassinating the character of the accused, or the accuser, than querying any of the supposed facts.

And this extended to the character of the advocate himself. Many of Cicero’s speeches not only defend his client’s character and denigrate the character of the plaintiff, but they also viciously attack the character of the prosecuting attorneys. By the same token, all the speeches in the volume draw heavily on Cicero’s own character and record as part of the defence.

Cicero obsessively invokes the auctoritas he acquired after ‘saving the nation’ during the Catiline crisis, repeatedly describes the risks he ran, the danger he faced, his boldness of action.

In my own consulship I undertook a bold venture for the sake of yourselves and your children. (Pro Milone, 82)

He is not slow to remind everyone that Cato had called him ‘the Father of the Nation’. He does all this in order to bring his (he hoped) huge moral authority to bear on the case.

(For example, when he reminds the jury of his role in saving the nation and then uses this authority to personally vouch for Marcus Caelius Rufus’s good character in Pro Caelio, 77, let alone the half or dozen or more references to it throughout Pro Milone.)

[This emphasis on character and personality is not restricted to Cicero’s speeches. It permeates the histories written at the time. Lacking any theories of society or economics, otherwise intelligent men like Sallust, Plutarch and Suetonius fall back again and again on individual character as the primary engine of history and human affairs, in a manner which we, as heirs to 2,000 years of evermore sophisticated social theory, frequently find naive and simplistic.]

Trials took place in the open air (what happened if it rained?). The presiding magistrate and scribes sat on a raised platform (tribunal) at the front of the court, while the jury (probably) sat on benches slightly raised off the ground. The plaintiff, defendant, their advocates, legal advisers, friends and families sat in two groups to one side. And this diorama was open to the forum and to sometimes huge crowds of the general public who gathered to watch and follow every trial, especially if it was of someone eminent or promised juicy gossip.

Trials were more like theatre than we are used to. The defendant had to wear mourning clothes and not shave or wash for several days in order to present a piteous spectacle. Berry gives examples of defendants who refused to comply with this ridiculous convention and were promptly convicted, regardless of the proceedings, solely because of their affront to tradition.

The prosecution spoke first, laying out the case, then the defence rebutted the prosecution points – only then was any evidence presented. Oddly, to us, in some of Cicero’s speeches he guesses at what the evidence will be.

Slaves could be made to give evidence but only under torture. Nowhere does Cicero refer to the shocking inhumanity of this tradition, which sheds light on the fear of all the slaves in the ‘comedies’ of Plautus and Terence that they might find themselves being tortured if their master gets into any kind of legal difficulty.

The magistrates (praetors) overseeing a case often knew nothing about the law (praetors were elected to hold office for only one year). They simply kept the peace and ensured the rules were complied with. (Cicero is on record as complementing the father of the future Augustus, Gaius Octavius, for his fairness and calm in supervising trials.)

How many jurors were there? Evidence is mixed, but it seems to have been a surprising 75, 25 from each of the three categories mentioned above. Jurors were not allowed to confer and voted immediately after the evidence was presented in a secret ballot. They were each given a wax table with A for absolvo on one side and C for condemno on the other. They rubbed out the letter they didn’t want and popped the table in an urn, then a court official totted up the votes.

If a defendant was found guilty the official penalty was death. But since there were no police and the defendant was never in anyone’s ‘custody’, it was generally pretty easy for them to leave the court, the forum, pack up their things and go into voluntary exile. Before most Italian tribes were given Roman status in 90 BC, this might mean retiring to places like Praeneste (only 23 miles from Rome) but by the time Cicero was a prosecutor it meant having to leave Italy altogether. Massilia, the large thriving port on the south coast of Gaul (modern Marseilles) was a popular destination and was where both Verres, who Cicero successfully prosecuted for corruption, and Milo, who he failed to defend from prosecution for murder, ended up living out their lives in well-heeled exile there.

Rhetorical style

Following his extremely useful and informative summary of Cicero’s career and the apparatus of Roman laws, Berry gives an equally useful explanation of the rhetorical techniques Cicero used in his speeches.

Cicero’s prose style is highly artificial. Sentences are long, sometimes a third of a modern page, sometimes longer. The style is ‘periodic’, meaning the sentences only achieve closure and make their meaning clear right at the end. The result is suspense: the audience hangs on the orator’s words and the succession of subordinate clauses, waiting to find out whether the sentence will end as they expected (with a nice sense of completion) or will deliver a surprise (gasps of delight). You can see how, done well, this could enthral a crowd.

Sometimes clauses are in pairs, to create balance, either/or.

‘For it is not my enemies who will take you away from me but my dearest friends; not those who have on occasion treated me badly, but those who have always been good to me,’ (Pro Milone, 99)

Sometimes they come in threes, to provide a crescendo effect. Pairs and trios create a balanced civilised effect. By contrast, sometimes his sentences pile up 4, 5, 6 7 short clauses to create a machine gun effect, to create something more feverish and frantic.

‘No witness, no accomplice has been named. The entire charge arises out of a malevolent, disreputable, vindictive, crime-ridden, lust-ridden house.’ (Pro Caelio, 55)

Cicero took great care to make sure his clauses ended with certain rhythms. Apparently these cadences were named, categorised and taught by teachers of oratory, although Berry doesn’t list or explain any, and they’re not really detectable in English translation.

The jurors and the public watching the trial knew all about these techniques and assessed speakers on their skill at deploying them. Cicero tells an anecdote about a crowd bursting into applause at an advocate’s particularly elegant turn of phrase.

In addition to rhythm a trained orator could deploy:

Anaphora

The repetition of words or phrases in a group of sentences, clauses, or poetic lines.

If you restore Caelius to me, to his family, and to the country, you will have a man who is dedicated, devoted and bound to you. (Pro Caelio 80)

Asyndeton

The omission of the conjunctions that ordinarily join coordinate words or clauses, as in ‘I came, I saw, I conquered’.

Apostrophe

A speech or address to a person who is not present or to a personified object. Cicero frequently addresses the spirit of dead, venerable Romans, or addresses the spirit of murdered Clodius, or addresses figures not physically present in the court (such as Pompey, directly addressed in Pro Milone).

Exclamation

For example, ‘O gods!’ the speaker pretending to give way to moments of emotion.

Alliteration, assonance and wordplay

Berry assures us these are everywhere present in Cicero but it is, of course, impossible to judge in translation.

Metaphor

One consul handing over to another informs him of the current challenges and issues in much the same way that the captain of a ship putting into port tells the captains of ships just setting out about the weather and pirates (Pro Murena, 4). A metaphor which is revived later in the speech, in the extended comparison of elections to unpredictable ocean currents or storms in (35 to 36).

Rhetorical strategies

At a higher level than specific tricks of rhetoric are larger-scale rhetorical tactics.

Appropriating the prosecution

Often he repeats the points the prosecution has made in order to rebut them. He does this by quoting them but often twisting the points in such a way as to suit himself, to tee up the kind of rebuttal he wants to make – as when he repeats a series of points allegedly made by Cato in Pro Murena, 67 onwards).

Inventing opposition points

One step beyond twisting prosecution points is inventing possible objections to what he’s saying in order to easily counter them. There are hundreds of instances along the lines of:

  • ‘You will no doubt ask me, Grattius…’ (Pro Archia, 12)
  • ‘Someone will surely ask…’ (Pro Archia, 15)

In which he attributes to the opposition lines of attack which he then easily refutes.

Rhetorical questions

Why do I mention his mother and his home when the penalty of the law deprives him of his home, his parent, and the company and sight of his friends? Shall the poor man go into exile, then? Where? To the east, where for many years he serves as a legate, led armies and performed heroic deeds? (Pro Murena, 89)

If Caelius had really given himself up to the kind of life that is alleged, would he, when still a young man, have brought a prosecution against an ex-consul? If he shied away from hard work, if he were enslaved to pleasure, would he do battle here every day, go in search of personal enmities, bring prosecutions, and run the risk of being prosecuted himself? And would he also maintain for so many months now and in full view of the entire Roman people a struggle for one of two things – his own political survival or glory? (Pro Caelio, 47)

Mimicry

As when Cicero imagines the feelings of soldiers called on to vote for Murena and remembering his many achievements in the army of the East (Pro Murena, 36) or mimics the voices of sceptical voters on election day (Pro Murena, 45).

Or the great sequence in Pro Caelio where he pretends to be one of Clodia’s ancestors brought back from the dead to thunder against her immoral behaviour.

There’s another type of mimicry. Surprisingly, the defendant was not allowed to speak at their own trial and so Cicero sometimes speaks for them, in the sense of putting words into their mouths and telling the jury, this is what X said to me, these are his very words.

This is notable at the climax of Pro Milone where sections 94 , 95 and 98 purport to be the sad but stoic speech of Milo himself.

If you combine this technique with ‘apostrophe’, addresses to people either absent or dead, you can see why the speeches are highly dramatic in the sense that there are a surprising number of characters in them, not as in a play, obviously, but being named, addressed, invoked and even attributed whole speeches which are then performed in another voice.

Changing the subject

In Pro Milone Cicero doesn’t bother denying that Milo was responsible for the murder of Clodius, but tries to shift the ground of argument to the issue of whether Milo was acting in justifiable self defence. Specifically, he argues that the incident wasn’t a random accident but a carefully contrived ambush by Clodius and so his client was only responding as Great and Eminent Romans Throughout History had responded i.e. by defending himself. This strategy failed and Milo was convicted.

Invoking famous men

In all the speeches Cicero invokes the memory of Great and Noble Romans from history who he says behaved like his client. It is a variation on invoking his own auctoritas.

Closely related is the Appeal To Patriotism. All of the speeches invoke the idea that jury must acquit his client because The Very Existence of the State is at stake!

‘In this trial you hold the whole country in your hands!!’ (Pro Murena, 83)

Invoking the sad family

At the end of Pro Murena and Pro Caelio Cicero invokes the tragic spectacle of the defendant’s family, his aged father, his weeping mother or wife, on their knees, begging for their son or husband or father to be freed and their family happily reunited.

The Appeal to the Romans’ very strong sense of Family Values seems to have been a tried and trusted, standard strategy (Pro Caelio, 79 and 80).

Crying

In several of the speeches Cicero refers to the fact that he himself is weeping, crying at the spectacle of such a valiant, heroic, brave, virtuous, patriotic, dutiful and wonderful person having been brought low by his fiendish enemies and so utterly deserving of vindication and acquittal that he, Cicero, cannot help bursting into floods of tears, he cannot see the jury, he cannot see the court, he can barely speak for grief!

‘But I must stop now. I can no longer speak for tears…’ (Pro Milone, 105)

Repetition

Obviously the rule of three, or using multiple clauses to say the same thing, or asking a series of rhetorical questions are all types of repetition. But a big feature of all the speeches which Berry doesn’t really address is their repetitiveness. Cicero often says he’s going to address a point, addresses it, tells us he’s finished with it, and yet several pages (a few minutes) later, brings it up again.

I can’t find the precise references now but in the three longest speeches, he has a tendency to make a point, wander off to something completely different, then revert to the same point later. This was the single factor which made reading them difficult for me, the sense that they didn’t have a clear logical flow – a beginning, middle and end – but on the contrary, I found all the speeches rambling and digressive and often hard to follow, with no higher level logic.

Conclusion

The cumulative effect of all these techniques is that the speeches, especially when written down and published (as Cicero took care to have done) are emphatically not the language of ordinary speech. The orator has done a lot of work preparing them and he expects the audience to do some work to appreciate them. It is intended to sound ‘theatrical and high flown’ in Berry’s phrase. The fact that I found them long-winded and often quite confusing maybe says more about my taste, shaped as it is by the 20th century taste for laconic brevity, than Cicero’s verbose and long-winded achievement.

P.S. Adrian Goldsworthy’s comments

Dr Adrian Goldsworthy’s big biography of Augustus contains lots of factual asides about aspects of late Republican Rome. Some of these concern the law and provide context to these speeches:

Legal attacks could easily end a career and so were far more high-stakes than in our society (p.94).

Goldsworthy gives an example of the rhythm of Cicero’s sayings in Latin. This was a throwaway remark he made about young Octavius, laudanum adulescentum, ornandum, tollendum – which means ‘we will praise the young man, reward and discard him’ – and, apparently, caused a serious breach in their relations (p.122) – but it’s one of the few examples I have of the rhythm of Cicero’s language in Latin.

He reinforces the notion that a) since there was no equivalent of the Crown or State, legal cases could only be brought by individuals and b) prosecuting was seen as invidious, unless one was defending family pride or there was a really gross example of wrongdoing – and so accusers tended to be young men out to make a name for themselves with one or two eye-catching prosecutions, before settling into the more congenial and socially accepted role of defence counsel, exactly the career Cicero followed (Augustus: From Revolutionary to Emperor by Adrian Goldsworthy p.43). He repeats the point on page 281:

Prosecution was generally left to the young, and had long provided an opportunity for youthful aristocrats to catch the public eye at an early stage in their careers.

Goldsworthy refers to ‘the aggressive and abusive tone common in Roman trials’ which we’ve seen plenty of evidence of (p.280).

Above all, Goldsworthy makes the most devastating single point about Cicero’s speeches with striking simplicity:

A glance at Cicero’s speeches is enough to show the readiness with which Roman advocates distorted the truth. (p.278)

For all his pontifications about Justice, for all his exhaustive descriptions of Law epitomising Reason In Action – Cicero was a highly professional and convincing liar.


Credit

Defence Speeches by Cicero, translated and edited by D.H. Berry, was published by Oxford University Press in 2000.

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