The Pharsalia by Lucan – 2: Summary

In this book-by-book summary of Lucan’s Pharsalia, I started with the short text summaries provided by Wikipedia, pasted in the section summaries provided by A.S. Kline’s online translation, and then added my own observations.

Book 1 The civil war begins (695 lines)

After a brief introduction lamenting the idea of Romans fighting Romans there is a flattering dedication to Nero (‘to me you are already divine…you alone grant power to Roman verse’). Considering that Nero had Lucan killed, some critics read this as deeply ironic. But Susan Braund (translator of the Oxford University Press edition of the Pharsalia) sees no reason to. Before their falling out, while he was writing the early books of the poem, they were close friends and the first part of Nero’s reign was seen by many as ideal, peaceful and just.

The narrative summarizes background material leading up to the present war and introduces Caesar in northern Italy. Despite an urgent plea from the Spirit of Rome to lay down his arms, Caesar crosses the Rubicon, rallies his troops and marches south to Rome, joined by Curio along the way. The book closes with panic in the city, terrible portents and visions of the disaster to come.

Lines 1 to 32: The ruinous nature of civil war on earth and chaos in the heavens

33 to 66: Sycophantic homage to Nero, saying that if it took a civil war to produce such a wise and good emperor, then maybe it was worth it

67 to 97: The motives of the two leaders

98 to 157: Comparisons, Pompey the old oak tree and Caesar the unstoppable bolt of lightning

158 to 182: The hidden causes of the war, namely Rome’s wealth and decadence, bribery and corruption

183 to 227: Despite a vision of Italy as a weeping woman, Caesar denies her accusations and crosses the Rubicon

228 to 265: Caesar’s entry into Ariminum whose citizens lament that they are the first stopping point for all invaders

266 to 351: The exiled tribunes: Curio’s speech whips Caesar up to a speech detailing his grievances against Pompey and the Senate

352 to 391: The troops hesitate but are convinced by the speech of Laelius, the chief centurion

392 to 465: Caesar gathers his forces

466 to 525: Rumour triggers panic in Rome which is cowardly abandoned by its population

526 to 583: Ghosts and portents, anarchy in heaven, terrify the world

584 to 637: The soothsayer Arruns reads the future in the rotten entrails of a sacrificed bull and predicts disaster

638 to 672: Figulus reads the prophecies in the heavens

673 to 695: Apollo inspires a Roman matron in a frenzied vision to see the locations of all the forthcoming battles and bloodshed

Book 2 Pompey flees Italy (736 lines)

In a city overcome by despair, an old veteran presents a lengthy interlude regarding the previous civil war that pitted Marius against Sulla. Cato the Younger is introduced as a heroic man of principle; as abhorrent as civil war is, he argues to Brutus that it is better to fight than do nothing. After siding with Pompey—the lesser of two evils—he remarries his ex-wife, Marcia, and heads to the field. Caesar continues south through Italy and is delayed by Domitius’ brave resistance. He attempts a blockade of Pompey at Brundisium, but the general makes a narrow escape to Greece.

Lines 1 to 66: In Rome women beat their breasts in lamentation and men wish they were fighting Rome’s enemies not each other

67 to 138: An elder gives a detailed account of Marius’s career i.e. flight, then vengeful bloody return to Rome

139 to 233: The same elder recalls Sulla’s victory and vengeance against the Marian party, recalls seeking the body of his murdered brother, the Tiber was clogged with corpses

234 to 285: Marcus Junius Brutus the Younger visits Cato and makes a long speech

286 to 325: Marcus Porcius Cato the Younger’s speech of reply: wherever fate leads, virtue must follow without fear; he wishes his death could unite the enemies

326 to 349: Marcia knocks on the door; she has come from burying her husband, Hortensius, and wants to remarry Cato in order to share his tribulations

350 to 391: So Marcia and Cato marry on the spot, with Brutus as witness, but Lucan emphasises Cato’s stern devotion to duty and Rome above personal reward or pleasure

392 to 438: Pompey bases himself at Capua, with an extended geographical description of the city’s location among the Apennine mountains

439 to 461: Caesar advances into Italy

462 to 525: Commander after commander abandons his post and cities fall before Caesars advance, with the noble exception of Domitius who tried to defend Corfinium, before being given up his soldiers and then ignominiously granted clemency by Caesar (the fate Cato is determined to avoid)

526 to 595: Pompey’s speech to the army defending his cause against Caesar’s ‘pitiful madness’ and listing his many triumphs

596 to 649: But little applause follows his speech, and Pompey leads his troops to Brindisi, which is given an extended geographical description, like Capua, above; he sends his son and envoys to raise allies in Greece and the East

650 to 703: Caesar lays siege to Brindisi

704 to 736: Pompey escapes Brindisi, taking his fleet across the Adriatic to Illyricum

Book 3 War in the Mediterranean (762 lines)

As his ships sail, Pompey is visited in a dream by Julia, his dead wife and Caesar’s daughter. Caesar returns to Rome and plunders the city while Pompey reviews potential foreign allies. To protect his read Caesar heads for Spain, but his troops are detained at the lengthy siege of Massilia (Marseille). The city ultimately falls in a bloody naval battle.

Lines 1 to 45: Pompey’s vision of Julia, his previous wife, daughter of Caesar, who bound the two rivals together until her early death in 54 BC

46 to 83: Caesar sends officers to secure the grain supply from Sicily and Sardinia, then marches on Rome

84 to 140: While the senators are ignominously summoned to the House to hear Caesar, the tribune Lucius Metellus defends the treasury with his life

141 to 168: Metellus is pushed aside and the cumulated treasury of the ages seized

169 to 213: A long list of cities in Greece and Asia Minor who send men to Pompey

214 to 263: The Middle East and India rally to Pompey

264 to 297: The Black Sea and North Africa rally to Pompey – these three sections comprise a massive list of tribes and cities and peoples on the model of the List of Allies in the Iliad, itself copied in the Aeneid

298 to 357: speech of the Greek inhabitants of Marseille opposing Caesar, arguing to remain neutral

358 to 398: Caesar blockades Marseille, throwing up an enormous earthwork

399 to 452: Caesar destroys the sacred grove

453 to 496: Caesar leaves for Spain but the siege of Marseille continues, Roman siege techniques described in detail

497 to 537: The Greek inhabitants of Marseille mount a successful sortie so the Romans initiate a naval battle

538 to 582: The fleets engage with a vivid description of grappling irons, hand to hand fighting and thousands of soldiers dying in the sea, hit by random arrows, javelins, fire and sinking ships

583 to 634: The death of Catus, Telo, Gyareus, the mutilated twin

635 to 669: The death of Lycidas, the man skewered by two prows meeting

670 to 708: The death of Phoceus, who drowned many before hitting the keel of a ship, many more drown, are crushed, transfixed

709 to 751: Lygdamus, a Balearic sling-thrower, blinds Tyrrhenus who, in turn, throws a javelin which kills Argus, whose father is so distraught he stabs himself then jumps overboard – the focus on gruesome anatomical details recalls the Iliad

752 to 762: Lamentation of the women and parents of Marseille as they embraced mangled corpses or fought over headless bodies to place on funeral pyres

Book 4 Caesar victory in Spain

The first half of this book describes Caesar’s victorious campaign in Spain against Afranius and Petreius. Lucan then switches scene to focus on Pompey, his forces intercept a raft carrying Caesarians, who prefer to kill each other rather than be taken prisoner. The book concludes with Curio launching an African campaign on Caesar’s behalf, where he is defeated and killed by the African King Juba.

1 to 47: Caesar attacks the base of the two Pompeian leaders in Spain, Lucius Afranius and Marcus Petreius, but his soldiers, fighting uphill, are thrown back

48 to 120: Caesar’s camp is flooded, interesting because of the extended description of the geography of Spain and the causes of heavy rain and, after the flooding, the famine

121 to 156: The campaign is renewed: Caesar builds bridges across the river Sicoris, prompting Petreius to abandon the heights of Ilerda and head for central Spain

157 to 207: The two armies camp within sight of each other and this prompts many to call out then go and meet friends on the other side; Lucan praises the god Harmony, soon bitterly to be broken

208 to 253: Angry, Petreius gives a speech rousing his troops in the name of the Senate and Pompey and Freedom, whipping them up to attack the friends of Caesar’s army who had come among them, bloodshed, horror

254 to 318: Afranius loses the moral high ground with this action; Caesar pursues his army to high ground, with no water, and there surrounds it, ordering his army to resist attacks and wear the trapped enemy down from extreme thirst

319 to 362: Worn down by privations Lucius Afranius surrenders with a dignified speech

363 to 401: Pompey’s army in Spain disbands and immediately quench their thirst at the river Caesar had prevented them reaching; they are lucky, banned from fighting they will see out the long civil war in peace

402 to 447: Conflict in Dalmatia, where Gaius Antonius’s Caesarian force builds rafts to escape the island of Curicta

448 to 528: One of these rafts, bearing 600 Caesarians commanded by Vulteius, is surrounded by Pompeyan forces; as night falls Vulteius makes a long speech advocating their noble suicide

529 to 581: Vulteius and his men commit suicide

582 to 660: The myth of Hercules and Antaeus i.e. their legendary wrestling match

661 to 714: Pompey’s African army under Varus i.e. another long list of allied tribes and peoples; Caesarian Curio determines to throw his army against Varus

715 to 787: King Juba’s army lures Curio into an ambush, surrounds and massacres the Romans

788 to 824: How jarring that Pompey’s side could only triumph by pleasing the shades of Hannibal and the Carthaginians with a north African defeat of Roman legions; lament that so noble a figure as Curio was corrupted by the degenerate times to take Caesar’s shilling and inflame civil war

Book 5 Caesar in Illyria (815 lines)

The Senate in exile confirms Pompey the true leader of Rome. Appius consults the Delphic oracle to learn of his fate in the war, and leaves with a misleading prophecy. In Italy, after defusing a mutiny, Caesar marches to Brundisium and sails across the Adriatic to meet Pompey’s army. Only a portion of Caesar’s troops complete the crossing when a storm prevents further transit; he tries to personally send a message back but is himself nearly drowned. Finally, the storm subsides, and the armies face each other at full strength. With battle at hand, Pompey sends his wife to the island of Lesbos, despite her protests.

1 to 70: The consul Lentulus addresses the senators in exile in Epirus, telling them wherever they are, that is the Roman state; the senators appoint as allies the kings who have rallied to their cause

71 to 101: History of the oracle of Apollo at Delphi and speculation about how it works, what god lies buried deep in Mount Parnassus and speaks through the priestess

102 to 140: History of the oracle’s most famous predictions and why it was shut down; Appius Claudius tries to reopen the shrine, Phemonoe, the priestess, tries to resist him

141 to 197: The priestess pretends to prophesy but Appius realises she is faking and pushes her towards the chasm until she is possessed by Apollo and delivers a genuine prophecy which is that Appius will escape the storms of war

198 to 236: Further description the wild frenzy the priestess had been thrown into, then lament that Appius, like so many others, misread the oracle to mean that he was safe, when what it really meant was his premature death

237 to 299: Caesar’s troops on the verge of mutiny: given a long speech which displays Lucan’s skill at suasoria

300 to 373: Caesar quells the mutiny, exposing his chest to them, daring them to mutiny; but Lucan says shame on him for delighting in a war his own men condemn; Caesar more or less calls his men scum:

The gods will never stoop so low as to care about
the lives or deaths of such as you; events depend
on the actions of great men: humankind lives for
the few.

374 to 402: While his armies assemble at Brundisium Caesar hurried to half-empty Rome where has himself declared dictator; Lucan laments that this age ‘invented all the false titles that we have granted our masters for so long’

403 to 460: Arriving back at Brundisium Caesar finds the sea beset by storms; he persuades his fleet to set sail but, ironically, once out of sight of land it is becalmed; next morning a wind picks up and blows Caesar’s fleet to Paeneste

461 to 503: Caesar impatiently summons Mark Antony with the rest of his fleet and army

504 to 576: Caesar dresses in disguise and visits the hut of a humble fisherman, Amyclas, and persuades him, against his better judgement, to take him across the sea to Italy

577 to 637: Then the seas blow up into a real storm which Lucan with hyperbole describes as nearly drowning the entire world, till Jupiter intervenes

638 to 677: Exulting, Caesar defies the storm, saying its epic force matches his world-shattering ambition, at which point a freak wave carries the little boat back to shore and flings him safely on the beach

678 to 721: Next morning the troops in Caesar’s camp reproach him for risking his life without them; the sun comes out and Mark Anthony beings the rest of Caesar’s fleet over from Italy to Nymphaion

722 to 760: Pompey tells his wife Cornelia that Caesar’s army has landed in Illyria and so he is sending her to Lesbos for her own safety

761 to 815: Cornelia’s gives a long speech in which she laments that Caesar is forcing her and Pompey’s marriage to come to an end, laments that she won’t be with him (Pompey) when the great battle occurs, if Pompey is defeated would rather know the news at once so she can kill herself if he dies; then she packs hurriedly and is taken down to the ship to Lesbos; next night she sleeps alone in an alien bed – but Fate held worse in store

Book 6 Thessaly and Erictho the witch (830 lines)

Pompey’s troops force Caesar’s armies – featuring the heroic centurion Scaeva – to fall back to Thessaly. Lucan describes the wild Thessalian terrain as the armies wait for battle the next day. The remainder of the book follows Pompey’s son Sextus, who wishes to know the future. He finds the most powerful witch in Thessaly, Erictho, and she reanimates the corpse of a dead soldier in a terrifying ceremony. The soldier predicts Pompey’s defeat and Caesar’s eventual assassination.

Lines 1 to 27: Pompey moves to seize the town of Dyrrachium

28 to 63: Caesar hems Pompey in by building a vast fortification around his army; Lucan laments at so much effort expended for such a futile end

64 to 117: Both camps afflicted: horses die and illness spreads in Pompey’s camp, while Caesar’s men begin to starve

118 to 195: The super-heroism of the centurion Scaeva who single-handedly rallies Caesar’s troops when Pompey’s army attempts a breakout at Minicius

196 to 262: More of Scaeva’s superhuman resistance, fighting single-handed against a wall of enemies till his mutilated face is one mass of bleeding flesh; the arrival of Caesarian reinforcements puts the Pompeyans to flight, and only then does Scaeva collapse. But, Lucan asks, what was it all for?

But you can never adorn the Thunderer’s shrine
with your trophies, nor will you shout for joy
in the triumph. Unhappy man, how great your
bravery that merely paved the way for a tyrant!

263 to 313: Pompey attacks at points along the perimeter wall; at one of them Caesar counter-attacks but then Pompeyan forces charge from all sides; the civil war might have ended there in total defeat for Caesar except that Pompey ‘restrained his army’ and Caesar’s army regrouped and fought its way clear; Lucan laments the lost opportunity and lists all the disasters which would follow:

Cruel fate! Libya and Spain would not have mourned for
the disasters at Utica and Munda; neither would the Nile,
defiled by vile bloodshed, have borne that corpse nobler
than a Pharaoh’s; King Juba’s naked body would not have
burdened the African sand, nor Metellus Scipio appeased
the Carthaginian dead with his blood; nor the living have
lost their virtuous Cato. That day might have ended your
ills, Rome, and erased Pharsalia from the scroll of fate.

314 to 380: Caesar strikes camp and marches east into the interior, into Thessaly

381 to 412: Extensive description of the geography and legendary history of Thessaly or ‘the accursed land’ as Lucan calls it (see above)

413 to 506: The armies follow then camp near each other with a growing sense of Fate, that this is where the Great Confrontation will take place; but Pompey’s son, Sextus, wants to know more and, as it happens, his side have camped ‘near the dwellings of those Thessalian witches whom no conjuring of imaginary horrors can outdo’; a very long passage about their supernatural powers, especially to affect rain and tides, the oceans and even the earth’s rotation

507 to 568: An extended description of the wickedness of Erictho who is the worst witch ever

569 to 623: Erictho is pointed out to Sextus by a local guide, sitting on a high cliff, casting spells unknown to wizards in order to keep the armies at Pharsalus and make the great massacre happen here; Lucan blames Erictho for magically making the armies stay here; she’s doing this so that she can use the blood and bones and body parts of the dead soldiers in her magic rites

624 to 666: Erictho picks a corpse off the battlefield and drags it to her terrifying cave where she ties her hair with snakes and prepares to bring it back to life

667 to 718: Erictho invokes the infernal powers with tremendous power, at considerable length

719 to 774: Erictho raises the dead body to life to prophesy

775 to 830: The prophecy of the dead

Book 7 Pompey loses the Battle of Pharsalia (872 lines)

The soldiers are pressing for battle, but Pompey is reluctant until Cicero convinces him to attack. Against all the odds, the Caesarians are victorious, and Lucan laments the resulting loss of liberty. Caesar is especially cruel as he a) mocks the dying Domitius and b) forbids the cremation of the dead Pompeians. The scene is punctuated by a description of wild animals gnawing at the corpses and a lament from Lucan for Thessalia infelix, ill-fated Thessaly.

Lines 1 to 44: Pompey dreams that he is in Rome enjoying the cheers of his victories in Spain against Sertorius in 73 BC; he would have been happy if he had died at that moment; unlucky Rome, never to see him again

45 to 86: Cicero’s speech summing up the general mood, asking why Pompey is delaying battle

87 to 130: Pompey’s reply, pointing out that he is slowly winning and counselling patience, lamenting that he is being forced into a confrontation he will lose

What evil and suffering this day will bring
the nations! How many kingdoms will be ruined!

131 to 184: Omens and portents

185 to 214: The augur’s cry

215 to 234: Pompey deploys his army, including many foreign kings (Gauls and Spanish)

235 to 302: Caesar addresses his men, pointing out most of Pompey’s army is made of foreigners who care nothing for Rome

303 to 336: Continuation of Caesar’s speech in which he associates Pompey with Sulla, and says if that if the Caesarians lose, he, Caesar, will kill himself rather than be taken in chains to Rome to be punished in the Forum; his army tramples down their camp and trench and throw themselves into battle formation

337 to 384: Pompey addresses his men

385 to 459: The effects of the Battle of Pharsalia: Lucan attributes all Rome’s subsequent failings, the loss of an entire generation, the failure to expand the borders of empire, all to this fateful day:

The fields of Italy are tilled by men in chains, no one
lives beneath our ancient roofs, rotten and set to fall;
Rome is not peopled by citizens; full of the world’s
dross we have so ruined her, civil war among such
is no longer a threat. Pharsalia was the cause of all
that evil.

460 to 505: Battle is joined

506 to 544: Caesar destroys Pompey’s cavalry who Lucan depicts as mostly ill-disciplined foreigners and barbarians

545 to 596: Caesar seizes victory

597 to 646: ‘There all the glory of our country perished… a whole world died there’; Lucan associates the defeat with the birth of the imperial tyranny he says he and his generation still live under a hundred years later:

we were laid low for centuries, all
generations doomed to slavery were conquered
by those swords. What fault did we, their sons,
their grandsons, commit that we deserved to be
born under tyranny?

647 to 697: Pompey takes flight

698 to 727: Pompey reaches Larissa, where he is enthusiastically greeted, even though he has lost

728 to 780: Caesar encourages his men to loot Pompey’s abandoned camp, but that night his men have guilty dreams about murdering their kin

Neither Pentheus raving nor Agave newly sane
were subject to greater horror or mental turmoil.

781 to 824: Caesar also has poisonous dreams but awakes and orders his dining table to be set out on the battlefield which he can survey choked with Roman dead: Caesar denies them burial

825 to 872: Wolves, dogs, birds of prey, descend to ravage the many dead bodies on the battlefield; which god did Thessaly offend to not only host the disastrous battle of Pharsalus, but its echo, Philippi, six years later?

Book 8 The death of Pompey in Egypt (870 lines)

Pompey himself escapes to Lesbos, reunites with his wife, then goes to Cilicia to consider his options. He decides to enlist aid from Egypt, but the Pharaoh (Pharaoh Ptolemy XIII Theos Philopator) is fearful of retribution from Caesar and plots to murder Pompey when he lands. Pompey suspects treachery; he consoles his wife and rows alone to the shore, meeting his fate (assassination) with Stoic poise. His headless body is flung into the ocean, but washes up on shore and receives a humble burial from Cordus.

Lines 1 to 85: Pompey sails to Lesbos; Cornelia, scanning the seas, faints when she sees his approach; he revives her, saying now is the time for her love and loyalty

86 to 108: Cornelia says she brings a curse to everyone she marries and wishes Julia would come and take her as a sacrifice so as to spare Pompey; everyone bursts into tears

109 to 158: The people of Lesbos beg Pompey to stay another night and put themselves at his disposal; Pompey is moved by their loyalty, pays them tribute, but sets sail with Cornelia

159 to 201: Pompey asks the ship’s navigator to explain how he navigates by the stars

202 to 255: Though defeated, Pompey retains loyalty; he sends Deiotarus to rally the kingdoms of the East, especially Parthia, to his cause; detailed geographical description of his route by sea

256 to 330: Pompey sails along the coast of Cilicia (southern Turkey) till he arrives at the port of Syhedra where he addresses the senators and other leaders who followed him: he rejects Ptolemy of Egypt and King Juba of Africa as allies; instead he says they must ally in the East with the Parthians, with the bonus that Parthians killed in this civil

331 to 455: Lentulus speaks against Pompey’s plans, scandalised that he is considering relying on Rome’s most ancient enemy; also the Parthians are soft and lousy fighters, and Lentulus goes on to accuse Easterners in general of polygamy, sexual perversions, incest; all Roman armies should be uniting against the Parthians to avenge the infamous massacre of Crassus’s legions; he advocates going to Egypt

456 to 535: As Pompey reaches Egypt, debate among the young Pharaoh’s advisers, with a long speech by Pothinus, his regent, counselling amoral Realpolitik, namely that Pompey has obviously lost, that they don’t want to be dragged down with him: he argues they should kill Pompey

536 to 636: The Egyptian council approve this policy; thus Pompey approaches the sandy shore, is met by a rowing boat and invited to step down into it, is rowed to the beach and there stabbed to death, shamefully by a renegade Roman servant of Pharaoh’s, Septimius: Lucan gives Pompey a last internal soliloquy as he overcomes pain and fear at his death

637 to 662: Cornelia laments and begs to be killed, herself

663 to 711: The assassins hack off Pompey’s head and take it to Pharaoh who has it embalmed, leaving his headless body to be battered by the surf and rocks

712 to 822: Cordus, a former soldier of Pompey’s, claims his corpse from the sea, builds a makeshift pyre from a wrecked boat, places the body amidst it and lights it, hours later, at dawn, scoops up the bones, buries the ashes under sand and a stone, a memorial wildly out of keeping with Pompey’s world-straddling achievements

823 to 870: A curse on Egypt

Book 9 Cato in Libya

Pompey’s wife mourns her husband as Cato takes up leadership of the Senate’s cause. He plans to regroup and heroically marches the army across Africa to join forces with King Juba, a trek that occupies most of the middle section of the book. On the way, he passes an oracle but refuses to consult it, citing Stoic principles. Caesar visits Troy and pays respects to his ancestral gods. A short time later he arrives in Egypt. When Pharaoh’s messenger presents him with the head of Pompey, Caesar feigns grief to hide his joy at Pompey’s death.

It’s important to realise that Cato didn’t support Pompey, he went along with Pompey because he offered the best chances of achieving what Cato really wanted which was the restoration of the Republic with no strong men. When Pompey dies it doesn’t mean the end of the struggle (as it does for many of the allies); for Cato it means one strongman down, just one more to finish off (Caesar) then Freedom can be restored.

1 to 50: Pompey’s spirit rises into the lower heavens, realm of demi-gods, to watch the stars, then back down to earth to imbue Cato with more resolution to oppose Caesar (and later, to fortify Caesar’s assassin, Brutus)

51 to 116: Cornelia laments her fallen husbands (she was previously married to ill-fated Crassus) then repeats Pompey’s last message to his sons, namely to raise fleets to plague Caesar, recommending Cato as the only leader to follow; she locks herself belowdecks as a storm hits the fleet

117 to 166: Sextus Pompeius tells his older brother, Gnaeus, about the murder of their father; Gnaeus vows fierce revenge on Egypt

167 to 214: Cornelia sails west to meet with Cato at Utica, and burns all Pompey’s belongings in a big pyre; Cato eulogises Pompey and praises suicide

215 to 252: Many of the rulers who followed Pompey now depart Cato’s stronghold, explaining that they followed the man not the cause and now he is dead, they will return tom their homelands and take their chances

253 to 293: Cato wins them over (‘Shame on you, vile slaves’)

294 to 347: Another extended geographical description, of ‘the Syrtes’ on the coast of Libya, which Cato’s fleet skirts as it sails along the coast to Lake Tritonis

348 to 410: Mythological background of the region, including the story of Hercules stealing apples from the Garden of the Hesperides: Cato gives a speech encouraging the men to march inland from the coast across the desert

411 to 462: Geographical description of North Africa

463 to 510: The Romans battle on through a massive sandstorm

511 to 586: Description of the Libyans’ god Ammon; Labienus persuades Cato to consult the oracle because he has ‘always ruled your life according to heavenly law, a follower of the divine’; Cato gives a sound rebuttal, with the Stoic argument that God planted all the knowledge in our mind at birth to live virtuous lives, he doesn’t need oracles in the desert

587 to 618: Cato leads the men on the long march

619 to 699: Digression for the mythical tale of Perseus and Medusa; Perseus flew over Libya carrying Medusa’s severed head which dropped blood onto the desert and spawned countless species of poisonous snakes

700 to 760: Catalogue of the snakes of Libya; the gruesome death of standard bearer Aulus, bitten by a dipsas (species of poison snake)

761 to 788: The cruel death of Sabellus, bitten by a seps, which makes its victims’ bodies melt!

789 to 838: Further deaths by snake bite

839 to 889: The soldiers’ heroic endurance and many deaths, Cato always being at the soldier’s side to make them unafraid

890 to 937: One local tribe is immune to the snakebites, being the Psylli of Marmarica; they select their infants by exposing them to snakebites, the survivors joining the tribe; how they help Cato and his soldiers survive snake bites

938 to 986: Finally Cato and his men arrive at inhabited territory near to Leptis where they erect winter quarters. Cut to Caesar as he visits the site of Troy, taking a detailed tour; triggering Lucan to promise that his poem will live and preserve its protagonists’ names, as long as Homer’s did

987 to 1,063: Caesar prays to the gods of Troy that if they make his journey prosper, he will rebuild their city; sails to Egypt; is met by an envoy who presents him with Pompey’s head; Lucan flays Caesar’s hypocrisy at pretending to be upset and weeping

1,064 to 1,108: Caesar’s speech berating Pharaoh for murdering Pompey because it prevented Caesar from exercising his clemency; he had wanted to triumph, yes, but then be reconciled with Pompey; he orders the Egyptians to gather Pompey’s ashes and erect a proper shrine

Book 10 Caesar in Egypt and Cleopatra

Caesar in Egypt is beguiled by the Pharaoh’s sister, Cleopatra. A banquet is held. Pothinus, Ptolemy’s cynical and bloodthirsty chief minister, plots an assassination of Caesar but is killed in his surprise attack on the palace. A second attack comes from Ganymede, an Egyptian noble, and the poem breaks off abruptly as Caesar is fighting for his life.

Lines 1 to 52: Caesar visits Alexander’s grave; Lucan calls him a ‘chance marauder’, ‘a plague on earth’, another conqueror and tyrant

53 to 103: The people of Alexandria bridle at Roman occupation; Caesar takes Pharaoh hostage; Cleopatra smuggles herself into the palace, ‘Egypt’s shame, Latium’s Fury’; Lucan execrates Caesar for letting himself be seduced, giving into ‘adulterous lust’, engendering siblings for his dead Julia: Cleopatra’s speech, pointing out her father intended her to be co-ruler and saying her brother the Pharaoh is in the clutches of the advisor, Pothinus

104 to 135: Cleopatra seduces Caesar; they sleep together; description of Cleopatra’s magnificent palace

136 to 193: At a luxurious feast (‘Caesar learns how to squander the riches of a ransacked world’); Caesar asks Acoreus the priest to give him some background on Egypt’s geography and history, starting with the source and flooding of the Nile

194 to 267: Acoreus discourses on the sources of the Nile, invoking a lot of useless astrology and then reviewing a series of theories, all of them nonsense

268 to 331: Acorius discourses more on the source of the Nile, about which he knows nothing (cf my review of Explorers of the Nile by Tim Jeal)

332 to 433: A very long speech in which Pharaoh’s regent, Pothinus, tells Achillas (one of the two men who assassinated Pompey) that they must do the same to Caesar i.e. assassinate him that very evening; but when evening comes, they bottle out and miss the opportunity

434 to 485: Next morning the conspirators lead an entire army against Alexandria; seeing it approach the city, Caesar barricades himself into the royal palace, taking Pharaoh as a hostage, while the Egyptians set up a siege

486 to 546: The siege includes ships blocking the harbour; Caesar orders these set fire and the fire spreads to houses on the mainland; he seizes the Pharos, the island attached to the mainland by a mole, which controlled entrance to Alexandria’s port; Caesar has Pothinus beheaded; Cleopatra’s sister, Arsinoe, is smuggled out of the palace to take control of the besieging army where she in turn has the incompetent Achillas executed; Caesar is moving his troops onto the empty ships in the harbour when he is attacked from all sides, from the Pharos, from the sea, and from the mainland – at which point the poem abruptly stops

Horror and madness

Lucan emphasises the horrific nature of his subject matter in the poem’s first seven lines (the same number as the opening sentence of Virgil’s Aeneid):

I sing of a worse than civil war, of war fought between kinsmen
over Pharsalia’s plains, of wickedness deemed justice; of how
a powerful people turned their own right hands against themselves;
of strife within families; how, with the first Triumvirate broken,
the forces of the quivering globe contended in mutual sinfulness;
standard ranged against standard, eagle matched against eagle,
spear threatening spear. What madness, my countrymen, how wild
that slaughter!

Any civil war represents the complete inversion of all the normal rules and values of society, starting with patriotism and love of your fellow countrymen.

Events throughout the poem are described in terms of madness and sacrilege. Far from glorious, the battle scenes are portraits of bloody horror, where nature is ravaged to build terrible siege engines and wild animals tear mercilessly at the flesh of the dead (perhaps reflecting the taste of an audience accustomed to the bloodlust of gladiatorial games).

Horror

Arruns reading the entrails:

Behold, he saw a horror never once witnessed
in a victim’s entrails without disaster following;
a vast second lobe grew on the lobe of the liver,
so that one part hung flabby with sickness,
while the other quivered and its veins trembled
to an a-rhythmic beat.

Madness

War’s madness is upon us,
where the sword’s power will wildly confound
all law, and vicious crime be called virtue.
(1.665)

Say, O Phoebus,
what madness embroils Roman arms
and spears in battle, in war without a foe?
(1.679)

Terror

Julia doesn’t just appear as just a ghost to Pompey, but as a Fury:

Julia, a phantom full of menace and terror, raising her
sorrowful face above the yawning earth, stood there in
the shape of a Fury amid the flames of her funeral pyre.
(3.8 to 10)

But then again, if Seneca’s tragedies are anything to go by, elite audiences in Nero’s Rome revelled in horrific subject matter, in the depiction of madness, horror, incest, mutilation, all wrapped in the most lurid, extreme rhetoric the poet could concoct.

Anti-imperialism

Given Lucan’s clear anti-imperialism, the flattering Book I dedication to Nero is somewhat puzzling. Some scholars have tried to read these lines ironically, but most see it as a traditional dedication written at a time before the (supposed) true depravity of Lucan’s patron was revealed. The extant “Lives” of the poet support this interpretation, stating that a portion of the Pharsalia was in circulation before Lucan and Nero had their falling out.

Furthermore, according to Braund, Lucan’s negative portrayal of Caesar in the early portion of the poem was not likely meant as criticism of Nero, and it may have been Lucan’s way of warning the new emperor about the issues of the past.

The poem as civil war

A critic named Jamie Masters has come up with a clever idea which is that the Pharsalia is not just a poem about a civil war but, in a metaphorical way, is a civil war. Not only are the two characters, Caesar and Pompey, at war with each other, but the poem can be divided into Pompeian and Caesarian styles and approaches.

Thus the sections about Pompey are slow, embody delay, and revels in delay, and dwell on the horrors of civil war. The passages describing Caesar are noticeably faster, cover more ground, with less lamenting and more energy.

This leads Masters to maybe overdo it a bit, suggesting the conflict was ultimately within Lucan’s mind so that the binary opposition that he sees throughout the entire poem embodies Lucan’s own ‘schizophrenic poetic persona.’

Lucan’s influence

Lucan’s work was popular in his own day and remained a school text in late antiquity and during the Middle Ages. Over 400 manuscripts survive. Its interest to the court of Charlemagne is proved by the existence of five complete manuscripts from the 9th century. Dante includes Lucan among other classical poets in the first circle of the Inferno, and draws on the Pharsalia in his scene with Antaeus (the giant depicted in Lucan’s book 4).

Christopher Marlowe wrote a translation of Book 1. Thomas May followed with translation of the other nine books in 1626, and then went on to invent a continuation, adding seven books to take the story up to Caesar’s assassination.

Suetonius’s Life of Lucan

Suetonius’s Life of Lucan is very short. This is it, in its entirety, in the Loeb Classical Library 1914 translation:

Marcus Annaeus Lucanus of Corduba made his first appearance as a poet with a ‘Eulogy of Nero’ at the emperor’s Quinquennial Contests,​ and then gave a public reading of his poem on the ‘Civil War’ waged between Pompey and Caesar. In a kind of introduction to the latter, comparing his time of life and his first essays with those of Vergil, he had the audacity to ask:

“How far, pray, do I fall short of the Culex”?​

In his early youth, learning that his father was living in the remote country districts because of an unhappy marriage…He was recalled from Athens by Nero and made one of his intimate friends, besides being honoured with the quaestor­ship; but he could not keep the emperor’s favour. For piqued because Nero had suddenly called a meeting of the senate and gone out when he was giving a reading, with no other motive than to throw cold water on the performance,​ he afterwards did not refrain from words and acts of hostility to the prince, which are still notorious. Once for example in a public privy, when he relieved his bowels with an uncommonly loud noise, he shouted out this half line of the emperor’s, while those who were there for the same purpose took to their heels:

“You might suppose it thundered ‘neath the earth.”

He also tongue-lashed not only the emperor but also his most power­ful friends in a scurrilous poem. Finally, he came out almost as the ringleader​ in the conspiracy of Piso, publicly making great talk about the glory of tyrannicides, and full of threats, even going to the length of offering Caesar’s head to all his friends. But when the conspiracy was detected, he showed by no means equal firmness of purpose; for he was easily forced to a confession, descended to the most abject entreaties, and even named his own mother among the guilty parties, although she was innocent, in hopes that this lack of filial devotion would win him favour with a parricidal prince.

But when he was allowed free choice of the manner of his death, he wrote a letter to his father, containing corrections for some of his verses, and after eating heartily, offered his arms to a physician, to cut his veins. I recall that his poems were even read in public,​ while they were published and offered for sale by editors lacking in taste, as well as by some who were painstaking and careful.


Related links

Roman reviews

Black Sea Letters by Ovid, translated by Peter Green

I lie at the world’s end in a lonely wasteland.
(Black Sea Letters book 1, poem 3, line 49)

One cry for help, many addresses.
(3.6 line 42)

My review of Ovid’s Tristia praises Peter Green’s compendious notes and fluent, flowing translations of the 50 or so poems from exile which that volume contains. Alongside the Tristia, Ovid wrote another 50 or so verse letters from exile which were collected in a different volume titled Epistulae ex Ponto (‘Letters from the Black Sea’). The difference between the two sets is that whereas the poems of Tristia sometimes address anonymous figures as part of his generalised lament about exile, each of the ‘Black Sea Letters’ is very much addressed to a specific, named individual, and the poems devote space to describing this person’s career, relationship with Ovid, before he turns to his familiar refrain of asking them to intervene for him.

Green gives the collection a slightly different title, calling it the Black Sea Letters, and both his translations – of the Letters and Tristia – are included in the same Penguin paperback omnibus edition, which is collectively titled Poems from Exile.

The reason for Ovid’s exile

In late 8 AD the Roman poet Ovid, at the age of 51, was sent into exile by the (ageing) emperor, Augustus. Although he wrote about 100 poems from his exile (which he endured from late 8 AD until his death in 17 AD) and describes his miserable plight endlessly, he nowhere specifies what crime he had committed to justify this harsh sentence.

He does mention that there were two causes: the official one, given out by the regime, was that the tendency of Ovid’s light, sophisticated and fashionable love poetry, in particular the scandalous Art of Love – which is an extended guidebook on how to pick up and conduct affairs with married women – flew in the face of Augustus’s legislative attempts to promote marriage and traditional morality (collectively known as the Leges Iuliae).

But Ovid himself, and all commentators since, regard this as camouflage, not least because the Art of Love had been published around 1 AD so had been in public circulation for nearly a decade when Ovid was suddenly summoned for an audience with Augustus, given a dressing down and told his fate.

No, the real reason is that Ovid saw something incriminating and failed to alert the authorities. He insists again and again and again that he committed no crime, intended no bloodshed or to break any laws; instead, in poem after poem he insists that he committed an error (he uses the original Latin word) of witnessing and seeing something, something criminal, something scandalous, something with infuriated the emperor but…what, exactly?

Infuriatingly, he never tells us. In an early poem in Tristia he tells us he was sworn to secrecy. In other poems he says he doesn’t want to discuss it, it is best buried in darkness and oblivion. With the result that we have 100 or so poems self-pityingly lamenting his fate – and not one clear explanation of what it was that he saw that so infuriated the emperor. Leading to 2,000 years of scholarly speculation.

Peter Green’s view is that Ovid was present at either a meeting of a group or cabal who discussed a plot to overthrow Augustus or a secret marriage which created an alliance between players and families which was a preparation for the overthrow of the dynasty.

The last decade of Augustus’s long rule (from 31 BC to 14 AD) was troubled with military defeats, famine and unrest, and numerous plots.

In 2 BC Augustus surprised Rome by arresting his own daughter, Julia (who he had forced to marry his wife’s son, Tiberius), and exiling her under very harsh conditions to a stony island off the coast of Italy, forbidden to have any visitors or travel anywhere. She was charged with adultery and treason. Augustus must have known for some time about Julia’s sexual promiscuity – which was the official reason given for this surprise move; so it was (presumably) details of a plot to overthrow him which prompted Augustus’s harsh action. We know that at the same time several of Julia’s lovers were exiled and one was forced to commit suicide. The assumption is that her sexual activities overlapped with assembling a cabal of men who were conspiring to a) get her divorced from Tiberius, then b) get rid of both Augustus and Tiberius and crown Julia and her lover. All this occurred just before Ovid published the second edition of his stylish love poems, the Amores. The assumption is that Ovid’s stylish, cynical, anti-establishment poems were popular among the promiscuous, privileged set which surrounded Julia.

What makes things a little confusing is that Ovid’s actual banishment, 8 or so years later, coincided with Augustus exiling a second Julia, Julia the Younger, the daughter of the Julia I just described, Julia the Elder, and her husband Marcus Vipsanius Agrippa. Born in 19 BC, Julia the Younger was 27 when she was banished in 8 AD.

According to ancient historians Julia was exiled for having an affair with one Decimus Junius Silanus, a Roman senator. She was sent to Tremirus, a small Italian island, where she gave birth to a child. Augustus rejected the infant and ordered it to be left on a mountainside to die. Harsh, eh? Absolutely unforgiving. Silanus went into voluntary exile. The plot thickens when you learn that sometime between 1 and 14 AD, Julia the Younger’s husband, Paullus, had been executed as a conspirator in a revolt.

So: modern historians theorise that Julia the Younger’s exile was not actually for adultery but for involvement in her husband, Paullus’s, revolt. And, to come back to Ovid, the view of people like Green is that Ovid’s witty, cynical, erotic poetry formed a kind of soundtrack to the amoral lifestyle of this very upper class set and that somehow, during that fateful year of 8 AD, hanging out with Julia the Younger’s people, he saw something take place which he failed, out of loyalty to the fast set, to report to the authorities, and it was this failure to speak out which was the error which he talks about obsessively in poem after poem.

But what it was, exactly…we’re back at the dead end. Again and again he says he never planned anything, never intended bloodshed, was entirely passive, that he saw something incriminating without himself intending anything criminal. Again and again Ovid insists he made a mistake but didn’t commit a crime. So you can see why scholars like Green speculate that what he saw, if it was just one activity, was either a group of conspirators discussing a seditious plan or swearing an oath or, the rather more florid speculation, that he witnessed the secret marriage of Julia the Younger which somehow bound her into the conspiracy to overthrow the emperor. Nobody knows.

Repeatedly Ovid compares himself to the mythological figure Actaeon, who accidentally stumbled into a clearing and saw the hunter goddess Diana bathing naked and so, as punishment, was transformed into a deer and torn to pieces by his own hunting hounds. Ovid says he was just as innocent as Actaeon, had no intent to do harm, stumbled upon a scene he barely understood, but has been just as harshly punished.

The condition of exile

Thus it was that in December 8 AD Ovid was ordered to make his way by ship from Italy, past all the islands and promontories of Greece, through the Dardanelles and into the Black Sea and onto the frontier settlement known as Tomis (modern-day Constanța in Romania), 70 miles south of the massive marshy delta where the river Danube empties into the Black Sea. And this was to be his home for the remainder of his life, for the next nine years (scholars think he died sometimes during the winter of 17/18).

Here in Tomis, as the Tristia poems make abundantly clear, Ovid fell into a deep depression, lost his appetite and weight, grew pale, suffered anxiety, often felt suicidal. The reasons included:

  • the miserable scenery about Tomis, which was flat and bleak and windswept
  • the extreme cold, such that during the long winter the Danube and even parts of the Black Sea froze over
  • the lack of even one person in the town who spoke Latin; almost everyone spoke one of the two or three local tribal languages – this was crushing for a man who had spent his entire life enjoying and playing with the Latin language, and whose art depended on reading his poems out loud to an audience and getting intelligent feedback; not in Tomis
  • but above all, the constant fear of attack by the fierce tribes who lived outside the town, who routinely swept into the area, looted all farmers’ properties, either taking them off to slavery or murdering them on the spot – several times Ovid mentions being forced to buckle on a sword and take part in the defence of the town, which only survived these assaults because of its good defensive position and wall (which Ovid perpetually worries about being too low and too weak)

One minute he was a pampered poet sauntering through the salons of fashionable Rome, a few weeks later he was frozen, isolated, unable to talk to anyone, and terrified for his life

Poems of exile

In exile Ovid wrote two distinct volumes of poems. The Tristia (which can be translated as ‘Poems of Desolation’ or ‘Lamentation’) consists of five ‘books’ of 50 or so short poems (a page or two in length, with the exception of book 2 which consists of one 580-line poem, which is a sustained address to Augustus proclaiming his innocence and asking for his exile to be ended). I have reviewed the Tristia in the excellent translation by Peter Green.

The other set of poems he wrote is the Epistulae ex Ponto or ‘Letters from Pontis’ (Pontis being the name of the Roman province on the north coast of the Black Sea). Green translates this as Black Sea Letters. Both the Tristia and the letters are included in one excellent Penguin edition, translated with extensive notes by the America-based English academic Peter Green.

Black Sea Letters

The ‘Black Sea Letters’ is a collection of verse epistles describing Ovid’s exile in Tomis written in elegiac couplets (the ‘six-five beat’ as he calls it in book 3 poem 3) and addressed to his wife and a wide variety of friends and contacts back in Rome.

The academic consensus is that the first three books were composed between 12 and 13 AD. They give every evidence of having been carefully assembled and ordered to create an artistic effect. The fourth book, by contrast, is believed to have been published posthumously, not least because it has a more miscellaneous feel.

The themes of the poems are identical with those of the Tristia (‘same theme different title’, as Ovid himself puts it in 1.1) namely:

  • the grimness of his place of exile, the cold, the wretched scenery, the lack of company
  • his deteriorating state of health
  • terror at the constant threat of violence from rampaging tribesmen
  • requests to intercede with the emperor on his behalf, if not to rescind his exile, to at least post him somewhere less bleak and terrifying: both the Julias were sent to islands off Italy, why can’t he get the same?
  • excoriations of his enemies and critics back in Rome

So a lot of the subject matter is already very familiar from the Tristia. The main difference with the Tristia is that all these poems are in epistolary format which means that almost all the poems are addressed to named individuals, unlike the 50 poems in Tristia which all address unnamed, anonymous figures. Ovid highlights this difference in the very first poem of the collection.

Augustus features heavily in the collection, as he does in Tristia, as absolute arbiter of Ovid’s fate. In between these begging passages, are appeals to Germanicus, nephew and adopted son of the emperor Tiberius, who was widely seen as a civilised, gracious, moderate influence.

All to no avail. No-one in authority gave any hint of relenting and Tiberius, when he replaced Augustus at the latter’s death in August 14 AD was, if anything, even more adamant against Ovid. When his highest-ranking correspondent, the senator Paullus Fabius Maximus, died in the same year as Augustus, Ovid’s last hopes petered out, and the collection ends on a deeply depressed note, the final letter being to an enemy who is bad mouthing him. Then…silence.

Books 1 to 3 were conceived of as one unit and are topped and tailed by poems to Ovid’s publisher and editor in Rome, one Brutus. Green, as usual, gives very thorough summaries of other scholars who have found deeper patterns in the structuring of the three books. There’s no doubt they were carefully arranged.

Book 1 (10 poems)

Letters to Brutus, Paullus Fabius Maximus, Rufinus, his wife, Cotta Maximus Messalinus, Publius Pomponius Graecinus, Messalinus, Severus, Flaccus.

1.1 To Brutus

The set opens with an envoi to Ovid’s publisher, Brutus, asking him to accept this volume of verse letters and slip them into the gap created by Ovid’s now-banned Art of Love. He argues that the works of more subversive figures (Mark Anthony and Brutus the assassin) remain publicly available. He makes some fancy comments about worshippers of Isis or the Great Mother but then bursts out in anguish:

I repent, I repent! If the damned have any credence,
I repent, I’m tormented by the thing I did.

Misery: his mind is melting like snow, being eaten away like rust, being eaten into like bookworms eat books, suffers a perpetual canker of anguish. Maybe, maybe, the all-powerful Jove will remit his punishment and move his place of exile to somewhere less appalling.

1.2 To Paullus Fabius Maximus (150 lines)

Ovid’s most high-ranking contact, who had married a first cousin of the emperor and accompanied Augustus himself on a secret mission to Agrippa Postumus in exile. Ovid rehearses the same old themes, giving a vivid variation on the theme of the terrifying tribesmen who regularly assault Tomis’s walls and fire off their poisoned arrows. The cold is endless, winter turns into winter. It’s his fourth year and he weeps continually with misery.

What is my life? Stark bitterness never-ending,
torment exacerbated by time.

He dreams of home, of his wife, but that makes awaking even harder to bear. Often he prays for death. He asks Maximus to aid his exile ‘with a kind word or two’. He optimistically claims that Augustus (‘that god’) can’t possibly have known how bleak and horrible it was in Tomis, otherwise he wouldn’t have sent him. And God forbid he dies and is buried there, far from all his friends and family, his spirit abandoned on a bleak windswept shore. Ovid’s wife came from Maximus’s household so, if only for her sake:

Speak up for me…Petition to have my place
of exile moved nearer home.

1.3 To Caius Vibinius Rufinus (94 lines)

A senior figure who shared in Tiberius’s triumph of 12 AD and went on to serve as proconsul in Asia. The poem makes it clear that he has sent Ovid a consolatio or message containing philosophical precepts designed to cheer him up. Ovid thanks him and tells him it has been some comfort (‘I was down but your message revived me’) but cannot fully heal his heart. He gives examples from medicine, of which he obviously knew something.

But all humans want to return to the land of their birth, even to a wretched hole like Tomis, and he cannot find peace till he returns to Rome. Lines repeating the wretched flat landscape and continual fear of attack by tribals. Nobody in all history has been exiled to a remote of nastier spot.

1.4 To his wife (58 lines)

A sad poem to his wife saying he has aged, his hair is white, his face is lined, she’d no longer recognise him. It’s not just age, it’s ‘unremitting hardship, distress of mind.’ He embarks on an extended comparison (known as a synkresis) between himself and Jason who led the Argonauts because the land of Colchis that they sailed to was identified with the east coast of the Black Sea. But the comparison is designed to bring out how Jason was surrounded by comrades and friends, whereas it is Ovid’s complete isolation, with no friends or support, which has ground him down.

He hopes to be reunited with her soon, soon, and vividly imagines the tears and hugs of their reunion.

1.5 To Cotta Maximus (86 lines)

By all accounts an unpleasant young man, Cotta was, nonetheless, rich.

Ovid apologises for the poverty of his verse, claims his talents have atrophied and the Muse cannot be persuaded to visit distant Scythia. This poem, like others of the same ilk, were forced out of his mind with no pleasure. Now he regrets having written so much frivolous verse. So why does he keep writing? Because he can’t give it up. Every man has his vocation: Ovid’s is writing. There it is. He doesn’t expect fame or reward. He writes because it passes the long empty days and fills his mind, distracting him from his misery.

1.6 To Caius Pomponius Graecinus (54 lines)

Graecinus was suffect consul in 16 AD, an old friend of Ovid’s. He is quoted in Amores 2.10 arguing that no man can love two women at the same time. Graecinus had now become a friend and drinking buddy of the heir apparent, Tiberius, so Green detects in this poem a cooling of the friendship, now that Ovid is persona non grata.

Ovid testifies to their friendship and Graecinus’s interest in the liberal arts, says Graecinus was one of the bulwarks of his heart, repeats that it isn’t ‘safe’ for him to describe his ‘culpable error’ explicitly.

Strikingly, Ovid lets slip that he has contemplated suicide, held a sword in his hand, but the goddess Hope intervened. He begs that Graecinus add some words in his favour to the emperor.

1.7 To Valerius Messalla Messalinus (70 lines)

Messalinus was a distinguished soldier and consul who accompanied Tiberius on his campaign in Pannonia. (Pannonia was a Roman province consisting of present-day western Hungary and parts of eastern Austria several Balkan states.) Ovid wrote Messalinus three poems/letters because of the poet’s friendship with Messalinus’s influential father, but all betray a certain nervousness as if he knew that Messalinus’s closeness to Tiberius meant he would do nothing for the disgraced poet.

Ovid nervously acknowledges that Messalinus might not be pleased to receive a letter from him, or it might be inappropriate for him to reach out to a friend of the Caesar’s. He nervously repeats that he committed no ‘crime’ just a ‘folly’, which leads him on to bless Augustus’s clemency, mildness and restraint. Maybe they weren’t that friendly, maybe he attended his brother’s house more than his: still, would Messalinus mind lending his voice to his cause.

1.8 Severus (74 lines)

Opens, as always, with a brief summary of his woes – illness, depression, bitter cold and the ever-threatening natives with their poisoned arrows. He sadly describes how in his mind’s eye he walks through Rome, visiting his wife and daughter, strolling past the theatres and temples. He remembers the scenery of the Field of Mars, canals, orchards which he helped plant with his own hand. Are they still there? In fact he’d love to be a farmer here, plough the soil and sow and water it – but that’s impossible because of the endless raids by the barbarian Getans, murdering farmers, burning down their farms, carrying survivors off into slavery.

He asks Severus to intercede with Augustus with a modest request: to have him moved somewhere peaceful, not exposed to warfare, to somewhere he could farm land in peace.

1.9 To Cotta Maximus (56 lines)

The poem opens with a lament for the death of one Albinovanus Celsus. Green points out in his notes that both Cotta and Celsus had dodgy reputations, Celsus (according to Horace) for plagiarising other people’s poetry. The fact that Ovid refers to them as his bestest friends reflects poorly on the poet.

Ovid tells Cotta that Celsus was one of the few friends to stick by him when disaster struck, came to visit him, put his arms round him, shed tears and restrained Ovid when he talked about suicide, telling him Augustus was merciful so he should live in hope of a reprieve.

He praises Celsus for his loyalty, laments his death, wishes he could have attended the funeral, praises Maximus for supervising the funeral obsequies with ceremony and honour. Well, just as he behave honourably and dutifully for Celsus – so should he now do the same for his suffering friend Ovid.

1.10 To Licius Pomponius Flaccus (44 lines)

Flaccus was brother to Graecinus addressed in 1.6 and was another high-ranking soldier and drinking companion of Tiberius. Suetonius claimed he was given the governorship of Syria solely for accompanying Tiberius on a long drinking session. He may or may not have shared the future emperor’s predilection for kinky sex but his general profligacy makes it (deliberately) ironic that this poem is devoted to describing how Ovid’s physical appetites have all atrophied.

He’s lost his appetite, is pale and listless, has lost weight. Green speculates he might have had recurring diarrhoea caused by the bad or brackish water of the region (he claims never to have been a drinker of wine). He ends, as usual, by begging that Flaccus and his brother Graecinus put in a good word for him with ‘Caesar’s godhead’, not to be allowed to return, just the milder request to be exiled somewhere less appalling and depleting.

Book 2 (11 poems)

Letters to Germanicus, Messalinus, Cotta Maximus Messalinus, Atticus, Salanus, Publius Pomponius Graecinus, Cotys of Thrace, Macer and Rufus.

2.1 (68 lines)

Ovid imagines Tiberius’s triumph through Rome on 27 October 12 AD.

Ovid had obviously received an account of it, either by letter or from a visitor, because he describe the way the weather was rainy for days beforehand but cleared up at the last moment. It’s noticeable that although it was Tiberius’s triumph, Ovid chooses to not to name him but instead to address Germanicus, the much more charismatic figure (‘flower of our youth in peace and war’) who, he hoped, would intercede for him.

2.2 To Marcus Valerius Corvinus Messalinus (126 lines)

Same addressee as (probably) Tristia 4.4. Same appeal, mentioning his father, praising Augustus and the health of his extended family – then asking Messalinus to use all his charm, exert all his influence, to win Ovid a change of exile.

2.3 To Cotta Maximus (100 lines)

The usual themes and pleas: notable because it describes the scene when Ovid was holidaying on Elba and Augustus’s abrupt, angry summoning of the poet arrived along with rumour of what his offence was. Ovid describes how Cotta was shocked, disappointed, but then persuaded that Ovid had committed no crime, merely made an ‘error’ – and then it was all tears and condolence.

2.4 To Atticus (34 lines)

All that’s known about this Atticus derives from Ovid’s two or three poems to him, namely that the friendship was of long standing, back in Rome they went everywhere together, he criticised Ovid’s work and, since Ovid’s fall, had grown cool towards him.

2.5 To Cassius Salanus (76 lines)

Not much is known about this Cassius Salanus except that he was tutor to Germanicus. To paraphrase Wikipedia:

Germanicus Julius Caesar (15 BC to 19 AD) was a Roman general noted for his victories in Germany, and a powerful member of the Julian-Claudian dynasty. He was the son of Nero Claudius Drusus and Antonia the Younger and was the nephew of the future emperor Tiberius. In 4 AD he was adopted as legal son by Tiberius. His connection to the Julii was consolidated through a marriage between himself and Agrippina the Elder, a granddaughter of Augustus. The agnomen Germanicus was added to his full name in 9 BC when it was posthumously awarded to his father in honour of his victories in Germania. Germanicus was central to the line of emperors in that he was the older brother of Claudius, the father of Caligula and the maternal grandfather of Nero.

Obviously the later emperors were in the future. For Ovid’s purposes, Germanicus had emerged as a young, successful, charismatic figure, far more open and sympathetic than his grouchy adoptive father, Tiberius. In the Black Sea Letters the reader can increasingly see Ovid adopting what Peter Green calls ‘the Germanicus gambit’ with more and more space given to praise of ‘that Prince of the Youths’ (line 41).

Green points out that, as the letters progress, old patrons are dropped (the family of Messalla Corvinus) or die (Paullus Fabius) and Ovid focuses on figures in Germanicus’s circle. However, this didn’t exactly endear him to the adoptive father, Tiberius – especially the way Ovid chose to end his poem describing Tiberius’s ‘Pannonian triumph’ of 12 AD with a digression in praise of Germanicus, which – Green says – friends pointed out to him had offended more than pleased Tiberius.

This poem is interesting to me because of a throwaway reference to the fact that Ovid’s heard that Salanus liked and praised the poems he’s sent from the Black Sea and that his approval ‘helped them’. This raises, for me, an issue Green doesn’t clarify, which is: what was the status of these poems of exile? Was each of the five books of Tristia despatched as he completed them to Rome? Who published them, the shadowy Brutus addressed in poem 1 of the Letters? If the Ars Amatoria had been banned from Rome’s libraries, how come the emperor allowed these poems, obsessed as they are with Ovid rehearsing his unhappiness and grievances, to be published? Were they copied and so freely available that someone he didn’t know very well, like Salanus, came across or was given a copy?

If they were made generally available, what was the feedback from Rome? What did contemporaries make of them? Do we know?

And even more mystifying, how did Ovid find out what contemporaries thought? Green makes a passing comment to the possibility that a visitor to Tomis gave Ovid an eye-witness description of Tiberius’s triumph. But this raises the huge question did Ovid receive visitors from Rome? He never mentions any in the poems. Or did Green mean something more like a visiting trader or merchant or government official?

Now I reflect on it, many of the poems in Tristia and the Letters respond to things he’s heard about from Rome, from word that this or that individual is bad mouthing him or has insulted his wife. So he was receiving letters from Rome, but how many and how regularly? Ovid repeatedly asks people to write to him more but this begs the question of how much mail he received and how often.

Back to the poem itself, the sickly sweet over-praising of Germanicus is astonishing.

2.6 To Caius Pomponius Graecinus (38 lines)

Also addressed in 1.6. Ovid is clearly replying to a letter in which Graecinus chided him, telling him to count his blessings, and that his ‘crime’ merited a much worse punishment (death?). Ovid replies, what’s the point warning him now and being wise after the event? It’s too late.

Ovid delivers a perfunctory blessing for Graecinus’s family before delivering a far more powerful denunciation if he should abandon his hapless friend (‘shame on you’). Then delivers a little list of mythological figures famous for the steadfastness of their friendship (Pylades, Orestes, Theseus, Pirithoüs) winding up by promising that, if Graecinus continues his support, and if Ovid’s verse endures, then he will make his name immortal. As he has done.

2.7 To Atticus (84 lines)

Also addressed in 2.4. It’s worth copying Green’s summary of the poem as a good example of what had, by this stage, become a very stereotyped layout:

  • Ovid admits he exaggerates his fears (5 to 20)
  • he gives a list of adynata ‘I’d sooner number the ears in a Libyan wheatfield’ than reckon up all the woes he’s suffered (25 to 30)
  • he parades the usual troubles and worries (31 to 48)
  • over-sensitivity produced by excess of suffering (37 to 45)
  • others achieved fame through the liberal arts, but they have destroyed him (47 to 48)
  • his prior life was blameless (49)
  • his friends have failed to be active enough on his behalf (51 to 52)
  • he was not on the spot when the storm broke (53 to 54)
  • he was forced to take ship at the worst possible time of year (with the stock comparison of himself to long-suffering Ulysses) (57 to 60)
  • his travelling companions robbed him (61 to 62)
  • his place of exile is a hellhole with constant threats to life, impossible to pursue agriculture (63 to 70)
  • endless cold, undrinkable water (71 to 74)
  • all that keeps him going is hope that Augustus’s anger will abate (79 to 80)
  • he addresses ‘you few friends’, begging them to continue the battle on his behalf

In fact so standardised has this list of complaints become that you can almost feel him going through the motions. I wonder why he didn’t just write the same stock letter and just change the first few lines of greeting and a few details in the middle and send them to everyone he knew back in Rome? Is it because he knew they’d be handed round, read widely, that he had to go to the trouble of making each one individually tailored to its recipient?

2.8 To Cotta Maximus Messalinus (76 lines)

Cotta has sent the poet two images in silver, two ‘Caesars’ (presumably Augustus and Tiberius) and one of Livia (Green debates whether they might have been statuettes or medallions).

The poem is one of the most embarrassingly fulsome acts of lavish sycophancy in Roman literature. He calls Augustus:

  • that Celestial being
  • he embodies our country’s image
  • his virtues eclipse the boundless cosmos
  • imperishable glory of our era
  • lord of the world

Plus extravagant praise of Livia and his extended family, all leading up to grovelling begging to have his place of exile moved to somewhere less appalling.

2.9 To King Cotys IV of Thrace (80 lines)

Because in 12 AD Augustus divided the kingdom of Thrace between two client rules, King Cotys IV and his uncle Rhescuporis. Ovid is writing a celebration of Cotys because his kingdom would form a buffer between the Hellenised colonies of Moesia and the savage tribes of the hinterland. (According to the Wikipedia article, Ovid must be talking about Moesia Inferior, which you can see on the map [just about] forming a buffer between the coast at Tomis and the untamed interior.)

He hails Cotys and straightaway asks him to grant his plea to be moved to a less dire location. He argues that the great feature of power is to grant appeals for the powerless, otherwise what is the point of the sacrifices made across the Mediterranean by everyone from peasants to emperors to the mighty gods, unless they hear and grant appeals?

Let him be worthy of his noble father. The liberal arts, which he is known to cultivate (Cotys wrote poetry) soften a man’s heart. In fact the writing of poetry creates a bond between them. As ever he mentions he is guilty of two offences, 1) writing the Ars Amoris 2) one which cannot be named.

2.10 To Macer (52 lines)

Precise identity unknown, maybe the companion of Ovid’s Grand Tour of Greece when he was a student and, according to the poem, some kin with Ovid’s wife. Macer is, apparently a poet, but unlike the foolish subjects which got Ovid into trouble, he apparently wanted to write another poem about the Trojan War. So Ovid repeats the stock trope that all poets are linked by their trade (‘a cult they all share in common’). Then moves onto a vivid description of their tour round the sights of the Mediterranean (lines 21 to 42).

2.11 To Rufus (28 lines)

We know nothing about this Rufus except what Ovid tells us in this short poem (Rufus was one of the most common cognomina or surnames in ancient Rome). Green makes the point that the addressees of book 2 become more peripheral to the centres of power, more literary and familial as it progresses. He has worked through his list of influential powerful contacts and is getting to the bottom of his address book.

Briefly, Ovid thanks him for his tears of sympathy back in Rome when the news was announced. He thanks Rufus for guiding and advising his wife (apparently he was her uncle). And thanks him for carrying out Ovid’s ‘instructions’.

Book 3 (9 poems)

Letters to his wife, Cotta Maximus Messalinus, Paullus Fabius Maximus, Rufinus, an unknown friend and a group of unknown friends.

3.1 To his wife (166 lines)

The longest poem in the entire exilic corpus, complex and problematic. The first page (30 lines) gives a vivid portrait of how awful Tomis was, in the style of his earlier poems i.e. full and detailed. One of the best passages in the poems. Only at line 31 does he address his wife and then in bitter ungracious terms, accuses her of not doing enough for him. He says some call her a model wife, but she must up her game and work harder to get him freed. In return he will make her name last for ever, give her the immortality of other famous wives from mythology. (The massive irony is that we don’t, in fact, know her name for sure.)

He goes on at length about how their marriage contract, her upbringing, the house she came from, and a host of classical examples, all demand she do more for her tragic husband’s cause.

The poem ends with a passage about Livia (‘possessing Venus’ beauty, the character of Juno’), second only to Augustus in wisdom etc etc. Ovid advises his wife to be cautious about approaching her; do it now, when the city is at peace, when there have been no deaths, no public grief – not if she’s busy and distracted with other matters; and only on an auspicious day, if the auguries are favourable; kindle a fire on the altar of Augustus, offer incense and wine – that’s the time when his wife should make her approach.

Ovid tells his wife not to try to defend him, it’s best to simply admit his guilt: but be free with tears, bow down, fall prostrate, reach out your arms, ’embrace those immortal feet!’

Worth noting that Livia was 71 when this poem was written (so much for Venus’ beauty) and Juno was famous, if anything, for prolonged spiteful vendettas against heroes (Hercules, Aeneas). So, as Green points out, Ovid doesn’t seem above to prevent ironic and ambiguous elements entering everything he wrote; even when he’s trying to be grovellingly sycophantic, he still manages to give the impression that Livia is a monstrous ogre.

3.2 To Cotta (110 lines)

The fifth appeal to Cotta in the letters, with one more to come. Ovid praises Cotta for his loyalty to him and magnanimously forgives those friends who quickly abandoned him – he understands they were just scared to death of Augustus’s anger. He gives the usual roll call of loyal friends from mythology (Orestes, Theseus) before letting slip that he has learned how to speak ‘the native tongue’. This triggers a note by Green discussing just how much of the native tongues Ovid knew. His own testimony is mixed and confusing. Sometimes he writes that he’s learned enough Getan to contemplate writing poems in it. Other times he emphasises that he can only make himself understood by sign language and that the natives laugh at his Latin and attempts to speak their language. Green’s conclusion is that Ovid probably learned the local Greek-based pidgen or patois, used to facilitate trade but not the two local languages we know about, Getic and Sarmatian.

The poem is notable for introducing a mythical story, in the manner of the Metamorphoses, in this case he uses the device of having an local old man tell the story to him of Iphigeneia and Orestes, the point of which is to say that, if these local barbarians can value friendship, then how much more so should a civilised Roman like Cotta.

3.3 To Paullus Fabius Maximus / Eros (108 lines)

This is an interesting departure from the grind of repetitive poems. Same could be said of the opening section of 3.1 and the old man’s story in 3.2.

Anyway 3.3 opens with Ovid telling Cotta about a dream he had, first painting the picture of a balmy evening, him sleeping and dreaming he had a visit from the god of Love, so familiar to him from his umpteen appearances in the Amores. And the poem turns into a dialogue with Eros, son of Venus, with his bow and arrow. Ovid blames Eros for inspiring him to write that ‘stupid poem’ which got him into so much trouble, then mounted a spirited defence that it was never intended to lure married women into adultery and thus (the key point, from Augustus’s point of view) ‘raise doubts about whose heir is whose’.

To which Eros gives a very tendentious reply, affirming that Ovid’s poems never misled or corrupted anyone and concludes with an uplifting assurance that Augustus will change his mind and relent. This is all interesting, colourful and much more dramatic than most of the poems.

Then the poem concludes with grovellingly sycophantic praise and thanks to Cotta (93 to 108).

Green makes the interesting point that the setting – falling asleep on a divan – recalls the famous Amores 1.5.

3.4 To Rufinus (116 lines)

Ovid asks Rufinus to support the poem describing Tiberius’s triumph which he sent him. In fact it goes on to be an extensive lament on what he missed out on, and how his poem must fall short, by virtue of not seeing it at first hand, but only hearing second hand reports.

Then he laments the poem will have been poor because he is simply unaccustomed to joy and celebration, seeing as he lives in a land of woes: he has forgotten happy words!

And then he claims it can take up to a year for a poem of his to travel the journey from Tomis to Rome so that, by the time it arrives, everyone is glutted and bored with the subject so his poem is ignored.

As with quite a few of these letters, Ovid repeats the idea that poets make up a secret fraternity (with the implication that he misses the support, the practical criticism and advice he enjoyed from belonging to the fraternity of Roman poets).

The last 30 lines of the poem claim to be direct inspiration from ‘the god’ who predicts a second German triumph for Tiberius (though not mentioning him by name; Ovid had a strange reluctance to do so) though he does mention Livia and tells her to hasten to make the elaborate arrangements for her son’s soon-coming parade!

3.5 To Cotta Maximus (58 lines)

Cotta has thoughtfully sent Ovid copies of ‘the clever speeches you made to a packed forum’, which the latter has enjoyed reading and asks for more. In exile modes he laments the fact that he wasn’t there in Rome to witness the speeches being given and no approval in person. In his mind’s eye he can escape his wretched location ‘among the shaggy Goths’ and walk around Rome once more and meet and chat to Cotta like in the old days. Then he asks querulously, have people forgotten him? Do they still read his poems? Do they still talk about him?

3.6 (60 lines)

Ovid tetchily writes to an unknown addressee asking why he insists on not being named in the letter: what has he to fear from the cosmically magnanimous Augustus – ‘no god’s more moderate than our Prince’? If Ovid sent letters not naming the addresses that wasn’t out of doubt of Augustus’s wisdom and mercy, but more out of his own panic fear when the bombshell struck. Now he’s calmed down a bit he doesn’t mind adding the name but will politely wait till his correspondent gives him permission to.

The poem mentions Augustus’s establishment of a cult and shrine of Justitia Augusta, on 8 January 13 AD. Unsurprisingly, Ovid argues that ‘Justice’ must necessitate moderation of his punishment i.e. removal to somewhere less hostile.

3.7 To his friends (40 lines)

Now I’m out of words, I’ve asked the same thing so often;
now I feel shame for my endless, hopeless prayers.
You must be bored stiff by these monotonous poems…

For the first time Ovid acknowledges that maybe his exile won’t be abated, he won’t even be allowed to move somewhere nicer. Maybe all his pleas and poems and letters have been a waste of time. Why kick against the pricks and swim against the current? Hope brings only endless disappointments. Some wounds are made worse by meddling. Better than drown than prolong the agony of thrashing around in ‘mountainous seas’. He adds the bitter sting that he expected hope and remedy from his friends’ efforts but won’t make that mistake again. So it’s bitter recrimination as much as Stoic acceptance.

3.8 To Maximus (24 lines)

This is a spirited little number, one of the best of the poems because it is short and pithy and mostly empty of self pity. He wonders what present to send the addresses (one of the Maximuses, either Cotta or Fabius) and the poem consists of a miserable list of all the facilities and goods Pontus does not possess, until he comes to the sting in the tail and says the one thing it is notes for is its poisoned arrows. So he’s sending a quiverful so that they may ‘be reddened with your enemies’ blood!’

3.9 To Brutus (56 lines)

Green repeats the scholarly consensus that the first 3 books of Black Sea Letters weren’t just assembled at random but carefully arranged to form a pattern of addressees. The most basic proof of this is the way the collection starts and ends with a poem to the same person, Ovid’s publisher in Rome, Brutus.

Ovid writes in reply to Brutus who has, apparently, told him that critics back in Rome are criticising Ovid for the monotony of theme of his poems. (Green humorously summarises the message of the entire Black Sea Letters as ‘Get me out of here!’)

He gives an insight into his poetic practice i.e. initial creation, then going back over the verse to amend words and phrases. He apologises to Brutus but says, know what? He can’t be bothered any more. It hardly seems sane taking the immense trouble required to polish his poems amid savage Goths who don’t understand a word of Latin.

As to the accusation that his Pontic poems are monotonous, well, guess what?

Cheerful, I wrote cheerful verses; sad, I write sad ones. (line 35)

And:

Of what should I write but the faults of this bitter region,
what pray for, but to die in a better place?

One last point: when a poet makes something up he is free to introduce the themes and variations he wants. But Ovid’s theme was dictated by his pitiful situation. He didn’t write these poems to achieve high poetic repute but a bread-and-butter practical means to a practical end. The variation, such as it is, came from varying the exact content to be appropriate to each addressee:

Not to make a book, but to send the appropriate letter
to each person – this was my object and my care.

In fact, in his commentary Green comes down quite hard on Ovid, accusing him of, ultimately, defeating his own ends by boring his readers with the monotony of his subject matter and complaints until they stopped listening. Better if he’d made the effort to diversify his subject matter; that might have had more impact. Maybe. Unlikely, though.

Book 4 (16 poems)

Letters to Sextus Pompeius, Cornelius Severus, Brutus, Vestalis, Suillius, Graecinus, Albinovanus, Gallio, Carus, Tuticanus and an unnamed enemy.

Scholars think that books 1, 2 and 3 of the Black Sea Letters were carefully assembled and shaped by Ovid, a literary operator to the end. However, the scholarly consensus is that the fourth book of letters was added later, possibly after his death, for several reasons:

  • it’s longer than all the others, 16 poems 880 lines
  • its addressees are new to the series
  • Ovid’s wife is conspicuous by her absence
  • in some places Ovid displays embarrassment at not having communicated with new addressees before

So it’s considered a mopping up exercise, collecting the best of the rest.

What the new addressees almost all have in common is service under or support for Germanicus (see 2.5, above), for example Sextus Pompeius, recipient of four epistles, related to Augustus and an adherent of Germanicus.

Because when Augustus died in August 14, Ovid stood no hope of clemency from Tiberius, sterner than Augustus and under the powerful dominance of his mother Livia. So Ovid turned his hopes towards the emperor’s adopted son, the famously charming, civilised and accessible Germanicus.

4.1 To Sextus Pompeius (36 lines)

Pray accept a poem composed, Sextus Propertius,
by one who owes you his life…

Pompeius takes over the role of prime addressee performed in earlier books by Fabius Maximus and the sons of Messalla Corvinus. Ovid sounds nervous and embarrassed that he hasn’t written to him before, saying he meant to, often wrote his name by mistake at the head of previous letters etc. In a moment of weird hyperbole, Ovid claims that Propertius made him into a work of art.

4.2 To Cornelius Séverus (50 lines)

What you are reading, Séverus, great bard of mighty monarchs,
comes to you all the way from the long-haired Goths…

Séverus was an epic poet (he wrote an epic poem about the Sicilian War) and in the same literary circle as Ovid, that of Messalla Corvinus. Like many of the other poems, he apologises for not having addressed a poem to him before but, interestingly, writes that they have been keeping up a correspondence in verse. What happened to all those letters to and from Ovid for those ten long years?

The poem is an opportunity to complain that his inspiration has left him, he is ploughing the seashore. He has writer’s block because he has no intelligent audience or critical feedback. Paradoxically this poem about poetic barrenness throws up one of the most quotable lines in all the 100 exilic poems:

Writing a poem you can read to no-one
is like dancing in the dark.
(lines 33 to 34)

4.3 To Unnamed (58 lines)

A generic poem castigating a close friend, known since boyhood, who has not only not written to him, but denied they were ever a friend of his. Traitor and dissembler. Ovid warns him just how fickle Fortune is, as light as a breeze, and lists great men brought low (Croesus, Pompey). One day he might fall low and need other people’s help, then he’ll regret abandoning his friends.

4.4 To Sextus Pompeius (50 lines)

A variation on a stock poem or subject, the laudatio consulis i.e. in praise of someone about to be appointed consul for a year. Scholars point out it resembles stock letters that Cicero sent to about-to-be-installed consuls. It invokes and plays against the conventions of the form. Also notable because Ovid introduces the figure of Rumour which gives the sense, not often mentioned in the poems, that he was, all the time, carrying on a busy correspondence in prose with friends and family back in Rome.

He paints a scene of himself walking along the barren seashore when the voice of the allegorical figure of Rumour whispers in his ear that the coming year will be one of joy for ‘the consul will be Pompeius, your dearest friend in the world’ and this leads him into a vivid imagining of the sights and scenes involved in a consul’s entry into power, which Ovid conjures up to console himself.

4.5 To Sextus Pompeius (46 lines)

The poem is an envoi, conceived as a messenger sent to Pompeius who has now commenced his consular year (14 AD).

Go, lightweight elegiac, to our consul’s ultra-learned
ears, take this message for the man of honours to read.

And paints an interesting picture of how the poem-messenger must make his way through the throng around Pompeius as he performs his duties, until he can speak to him and remind him of its sad author. Interestingly, Ovid says he owes his life to Pompeius, that he ‘ensured safe passage for [Ovid] through the wilds’ and has, subsequently, given him ‘life-sustaining gifts.’

The imperial family feature in the poem as those Pompeius must praise and placate but it’s interesting that Germanicus gets the longest mention, 6 lines, Augustus 2, and Tiberius isn’t mentioned at all.

4.6 To Brutus (50 lines)

Ovid’s publisher and literary confidante whose full name we don’t know. He says he’s moving into his second five-year spell in exile (14 AD) and that he’s heard the new that Augustus is dead (August 14) so it must have been written about October-November of that year. Ovid optimistically writes that Augustus ‘had begun to forgive my unwitting error’. Seems optimistic. He says he’s sent Brutus a poem celebrating the new deity i.e. the deification of Augustus. He mentions it in other exile poems, too. it hasn’t survived, but it would have been a treat to see just how oleaginous Ovid could be.

The poem praises Brutus for being compassionate and so surprising many by his forensic ferocity in prosecuting law cases. And implies he’s fat (‘the great frame of yours!’) And claims that ‘the greater part of [his] private circle] abandoned him, denying all knowledge of him.

4.7 To Vestalis (54 lines)

Vestalis was the ‘son of a native prince’ and ‘scion of Alpine kings’, who rose through the ranks of the Roman army and was appointed prefect to the coast of Pontus i.e. across the Black Sea from Tomis.

Since you’ve been posted to the Black Sea’s shore, Vestalis,
to keep the peace in these sub-polar lands,
you can see for yourself the kind of country I lie in,
can testify that mine are no feigned complaints.

The poem turns into a long list of Vestalis’s achievements as a soldier and commander, vividly describing various battles and victories, notably Aegisos. To quote A.S. Kline’s notes, “Aegisos was a Moesian town on the Danube delta. The modern Tulcea, it lies about forty miles inland from the southern mouth of the delta and about seventy miles north of Tomis. It was retaken by Roman forces led by Vestalis in AD12 after a Getic incursion.” hence this poem in praise of Vestalis, comparing him to Ajax before Troy:

conspicuous in your gleaming armour,
ensuring your brave deeds could not be missed,
with great strides you charged the swords, the strong position,
stones thicker than wintry hail,
and neither the downflung rain of javelins could halt you
nor arrows envenomed.

4.8 To Publius Suillius Rufus (90 lines)

Ovid was connected to Rufus twice over. He had married Ovid’s step-daughter, Perilla, in around 12 AD, 5 or 6 years after Ovid’s relegatio; and he was quaestor to Germanicus, Ovid’s last best home of forgiveness.

This explains why the poem morphs into an appeal to Germanicus, in three parts: a) Ovid cannot offer Germanicus money but he can offer him poetic immortality:

Let opulent houses and cities present you with temples; Ovid’s
gratitude will be shown through his sole riches – verse.

b) His (Ovid’s) praise will amplify his fame and reputation. This launches an extended example of the common trope that poems of praise are the best and longest lasting monument. Not only famous contemporaries but the great men of legend and even the gods themselves are to some extent kept alive – we have heard of them – because of poetry.

Than time
there’s nothing in existence has greater strength.
The written word defies the years.

c) Germanicus is himself an author – they have ‘rites in common’ – and so all the more should free Ovid from his horrible exile among ‘the savage Goths’.

4.9 To Graecinus (134 lines)

Same addressee as 1.6 and 2.6, Graecinus was an old friend of Ovid’s but also a drinking buddy of Tiberius’s so had probably made the sensible move of dropping his old friend.

Graecinus was appointed suffect consul in 14 AD so in this poem Ovid: a) imagines the scene of his installation, saying how much he’d have liked to have been there to offer congratulations in person; b) hopes Graeconus will use his position to intercede with the emperor.

Ovid then goes on to celebrate the happy fact that Graecinus will be replaced as consul by his brother, Lucius Pomponius Flaccus. Since Flaccus served as commander of a district on the Black Sea coast (where he distinguished himself in a campaign of 12 AD), Ovid asks Graecinus to get his brother to confirm Ovid’s descriptions of the miserable climate, warlike tribes and so on.

Ovid describes how he is esteemed in Tomis, how his behaviour has won him privileges and exemptions. He goes on to describe how he has a shrine to the entire royal family, Augustus, Livia, Tiberius and the two adopted grandsons Drusus and Germanicus. He asks Graecinus to ask anyone how zealous he is in offering incense to this little group of statuettes every single morning – poor desperate grovelling man.

It’s an unusually long poem and ends with a vision of Augustus, now deified, up in heaven looking down on Ovid, appreciating the poems on his deification which Ovid mentions having recently written.

4.10 To Albinovanus Pedo (84 lines)

Ovid says he’s writing this in his sixth summer. If he departed Rome in December 8 and arrived in the spring of 9, this makes it 15 AD. Albinovanus Pedo was a soldier who’d served under Germanicus. Some of his exploits are described in Tacitus’s Annals and, rather amazingly, he wrote an epic poem about the huge storm which wrecked Germanicus’s fleet in the North Sea in 16.

Anyway, this poem is unusual because, although it raises some super-familiar topics about Tomis – the bleakness of the flat plain, the sea freezing over, the barbarian Goths with their poisoned arrows – there is, surprisingly, no pitiful begging and pleading for help. On the contrary, Ovid, for once, boasts about his toughness, his duritia, at having survived it all.

Can you
compare any flint or steel, dear Albinovanus,
to my endurance?…
All things but me, then, time that great corrosive,
will destroy: even death holds off, quite overcome
by my toughness…

He has heard that people back in Rome simply don’t believe his stories about the cannibal tribes or the sea freezing over, let them come and see for themselves! In fact he goes on to give a technical explanation of why the shore-sides of the Black Sea do freeze over in the winter which Green, in his notes, points out is, unlike most natural history written by the ancients, scientifically correct.

4.11 Junius Gallo (22 lines)

Gallo was a noted rhetorician and friend of the elder Seneca. In one of his typically full and fascinating notes, Green tells us that Gallo’s senatorial career was cut short years later, in 32 AD, when he suggested that ex-praetorians should be given seating privileges in the theatre. ‘Tiberius reprimanded him, removed him from the Senate and sent him into exile.’ Crikey! This fact is more interesting than the poem, a striking insight into the immense importance of hierarchy and precedence and procedure in ancient Rome. Sent into exile! For suggesting a minor change in the seating plant at the theatre?

Anyway, in this short poem Ovid greets Gallo, apologises for not having written earlier, and commiserates on the death of his wife. He laments it takes so long for his letters to travel to Rome (Green, in his notes, says the period of a year is a gross exaggeration). So Ovid speculates that, given this long delay in Gallo’s letter reaching him, maybe he has remarried!?

4.12 To Tuticanus (50 lines)

Although Ovid describes him as an old friend (‘through all the long years we’ve enjoyed together/I’ve loved you like a brother’) and that they developed a very close relationship through sharing and critiquing each other’s poems, Tuticanus hasn’t appeared in any earlier poem and so Green detects a (by now fairly familiar) tone of embarrassed apology in this poem.

Ovid tries to make a joke by pointing out that it is impossible to fit Tuticanus’s name, which consists of a double trochee, into the tight metrical scheme of his elegiac metre. Ovid runs through the various distortions he could make of his friend’s name to fit it in, but says they’d all be laughed at. You don’t have to totally understand the metrical variations which he describes to grasp the point that the kind of verse Ovid (and his contemporaries) wrote was extremely strict in every single syllable of its beats and measures. So when he read his poetry aloud to a literary audience and they critiqued it, as often as not it would be about the strict mathematical count of the metre as about the things we moderns care more about (metaphors and sentiment). Maybe it can be summarised as saying that Roman poetry as considerably more mathematical than we are used to.

Tuticanus has clearly asked in a poem what Ovid wants, but by now, demoralised and defeatist, Ovid confesses he doesn’t know:

I can find nothing to do, or want, or not want,
nor do I clearly know what’s best for me.

4.13 To Carus (50 lines)

We know little about Carus except that he, too, was a poet and, according to this poem, a tutor to Germanicus’s two young sons (Nero and Drusus III). Well-placed, then.

But this poem is noteworthy because in it Ovid claims he has mastered enough of the local lingo to be writing poetry in it and to have become ‘a Getic bard’. Green doubts this means Ovid had become fluent in the local tribal language. More likely he had mastered the bastardised Greek or Greek patois used at this remote trading post. Thus Ovid’s verse technique, based on counting syllables, would still work in a language which retained Greek syllable counts. It is extremely unlikely this syllabic technique could be applied to a non-Mediterranean language based, more than likely, on stresses and beats.

Anyway, he tells Carus he’s had a popular hit among the natives with a poem praising the imperial family, describing how Augustus’s soul had gone to heaven and his virtues been inherited by his wise and good successor (as usual, he can’t bring himself to use Tiberius’s name). Then he jokily describes the scene of assembled Goths, who have listened in silence, at the poem’s end breaking into applause, nodding and shaking their quivers full of arrows – a cartoon scene.

Then he has one of the Getic leaders asking why, when he writes such wonderful praise of Caesar, Caesar doesn’t recall him to Rome.’ But it’s too late. This is his sixth winter. Ovid asks Carus to intercede for him with Germanicus, but it’s half-hearted. His sixth winter is approaching. He’s worn out.

4.14 To Tuticanus (62 lines)

Same addressee as 4.12. It quickly becomes an angrily desperate plea to be moved somewhere, anywhere but wretched Tomis. But this leads into a new and interesting topic: turns out that his incessant bitching about how dreadful Tomis is has vexed the locals. Which leads into a self-pitying lament that whatever he writers, his poetry seems to get him into endless trouble. Maybe he should cut off his fingers so he can’t write any more. Rather unconvincingly he now addresses the ‘men of Tomis’ and assures them that, deep down, he loves them, it’s just their land and its wretched climate he hates. Nice try, Publius.

Then he moves on to positive praise of the way the people of Tomis have welcomed, celebrated and even honoured him. (My God, it would be fascinating to know more about this.) He has been granted a tax exemption. A wreath has been placed around his head ‘by popular acclamation’. Tomis has proved ‘ever loyal and hospitable’. If only it wasn’t so close to the frozen pole!

4.15 To Sextus Pompeius (42 lines)

For once this is a poem of thanks to someone who clearly has given Ovid material aid, and more than once. He writes that he owes all his welfare to him, after the gods he takes first place, his kindnesses have been as many as grapes in a vineyard.

In exchange Ovid describes himself as a chattel and a possession which now belongs to Pompeius, going far beyond the dutifulness described in a usual client-patron relationship. Ovid’s abandonment of himself to Pompeius is abject, complete.

He then apologises for writing the same old thing; whatever subject he sets out to address it always comes back to the same old rut, his plea for forgiveness.

4.16 To anonymous (52 lines)

The final poem in book four and therefore the entire Black Sea Letters is an angry execration of an unnamed person who is bad-mouthing him back in Rome. He adopts from the start the pose he has created before that Ovid is dead – the fashionable man-about-Rome who wrote all those witty poems died the day he was sent into exile and everything since has been written by a corpse. So what on earth is the point of calumniating and criticising a dead man?

The poem opens with an impressive roll call of contemporary poets (listed below), long and exhaustive, leading up to the defiant conclusion that Ovid was, and knew he was, head and shoulders among this packed competition. But what does any of it matter? Ovid is dead now. So, Malice, sheathe your bloody claws. Ovid has lost everything. What’s the point stabbing a dead body?

There is no space in me now for another wound.

Thoughts

1. Ovid more of a hanger-on than we thought

The letters shed light on the real nexus of relationships Ovid navigated back in Rome and it is not a pretty one. More than once you get the impression Ovid was a hanger-on to much more important, powerful, rich men, leading figures in politics or the army, who indulged the wimpy poet because of his quick tongue and his outrageous wit, but never really liked him and, now he’s in trouble, have promptly dumped him and wouldn’t dream of jeopardising their standing with the old or new emperor for such a hanger-on. Not flattering.

2. Why repetition works for love but not for exile

It’s difficult not to get worn down by the sheer repetition of the same half dozen tropes repeated in almost all the 100 poems, illustrated by the same half dozen metaphors and the same half dozen mythological references (endlessly comparing himself to storm-tossed Ulysses, long-suffering Philoctetes, Capaneus, comparing his dutiful wife to Penelope, Andromache, Evadne et al).

But there’s a point to be made here: the Amores mercilessly reshuffled half a dozen tropes about love – about the poet being a slave for love, shackled for love, love’s servant, love’s soldier, love’s long-suffering victim, twanged through the heart by love’s arrows etc – and these are endlessly enjoyable.

My suggestion is that from Ovid’s time right up to the present, we are so indoctrinated by the mass media with the importance of ‘Love’ that we accept reading the same love tropes in poetry, reading the same love stories in novels, watching the same half dozen love plots (competition for the pretty girl, marriage then infidelity, torn between two lovers etc) without complaint.

As a Darwinian materialist I see the never-ending and enormous obsession of all our media and cultural productions with ‘love’ and sex as reflecting the central concern of human beings (when regarded as mammals just like all the other mammals on the planet) which is to mate, to nest and to reproduce.

When Ovid applies the same half dozen tropes about love (in the Heroides, Amores, Art of Love) we lap it up, the repetition doesn’t seem to matter, the expression of the same old love plaint seems fresh and new and heartfelt each time we read it.

But when he applies the same technique of endless repetition of a half dozen tropes regarding a different subject, namely his unhappy exile in windswept, tribe-infested Tomis, we react with growing boredom and exasperation.

It’s because this highly specific situation doesn’t have anything like the same basic, animal, evolutionary interest for us that sex and love do. This is why we mostly remain on the outside of his poems and don’t take them to heart as we do his love poems. And helps to explain why the constant repetition eventually becomes really wearing.

The extent of repetition with variation is comparable in both cases: but one subject is core to almost everyone’s central purpose as human beings (love and sex), the other is marginal and niche.

3. More poets than you’d expect

Neither Green nor anyone else I’ve read makes much of this last point, but a surprising number of the people Ovid writes too wrote poetry. It was clearly a really common activity among the educated classes of Rome which must, therefore, have created a highly qualified audience for Ovid’s recitations, and plenty of feedback and criticism. Only towards the end did I start listing people he writes to who are described either in the poem itself or in Green’s notes as poets and then discovered that the final poem in the entire book, 4.16, includes a handy list of the poets among Ovid’s contemporaries:

  • Cornelius Severus (4.2) author of an epic poem about the Sicilian Wars
  • Albinovanus Pedo (4.10) wrote an epic poem on Theseus and on the exploits of Germanicus
  • Tuticanus (4.12) wrote a Phaeacid a reworking of the Phaeacian books in Homer’s Odyssey
  • Carus (4.13) wrote a poem about Hercules
  • Domitius Marsus (4.16) wrote an epitaph on Tibullus
  • ‘bombastic’ Rabirius (4.16) wrote an epic on the civil wars which the critic Velleius Paterculus thought equal to Virgil
  • Clutorius Priscus (4.16) wrote a lament on the death of Germanicus
  • Julius Montanus (4.16)
  • Sabinus (4.16) wrote verse replies to Ovid’s Heroides and ‘an almanac in verse’
  • an unnamed poet (4.16) ‘who versified Rome’s wars in Libya’
  • Marius (4.16) who could turn his hand to anything
  • Camarinus (4.16) wrote an epic account from the death of Hector to the end of the Trojan war
  • Rufus (4.16) a lyric poet, ‘one man performer upon Pindar’s lyre’
  • a ‘Sicilian friend’ (4.16) wrote a Perseid
  • Lupus (4.16) who described Menelaus and Helen’s adventures on the journey back to Sparta
  • Turranius (4.16) author of unnamed tragedies
  • Gaius Melissus (4.16) developed a new type of social comedy
  • Lucius Varius Rufus (4.16) wrote tragedies, a panegyric to Augustus, an epic On Death, and was commissioned by Augustus, along with Plotius Tucca, after Virgil’s death, to edit and produce a publishable version of the Aeneid
  • Graccus (4.16) composed a poem on Thyestes
  • Proclus (4.16) an imitator of the Greek poet Callimachus and so one of the ‘neoteric’ poets, most famous of whom was Catullus
  • Grattius (4.16) author of a 540-line poem on hunting and the training of hunting dogs
  • Fontanus (4.16) ‘tossed off the amours of nymphs and satyrs’
  • Capella (4.16) ‘crammed phrases in the elegiac mould’
  • Cotta Maximus (4.16) rich, powerful patron and dabbler in poetry

Where are they now? Well, Green dolefully informs us, of the 16 poets I’ve mentioned above, who Ovid references in 4.16 (plus two or three I haven’t mentioned because they are referred to by work not name), none of their works have survived intact, with the one rather sad exception of the hunting poem by Grattius.

The collected works of all the others, including all those epic poems about death, the Trojan war, the civil war, all those plays…all vanished into oblivion.


Credit

Peter Green’s translation of Ovid’s Black Sea Letters was included in Ovid: The Poems of Exile, published by Penguin Books in 1994. All references are to this 1994 paperback edition.

Related links

Roman reviews

Tristia by Ovid

How wretched to live among tribal natives
for him whose name was once a household word.
(Tristia book 4, poem 1, lines 67 and 68)

What I seek is not praise but pardon.
(Tristia book 1, poem 7, line 31)

There’s nothing we own that isn’t mortal
save talent, the spark in the mind.
(Tristia, book 3, poem 7, lines 43 and 44)

America-based British academic Peter Green has published an impressive number of books about the ancient world – numerous histories and essays, along with many translations from ancient Greek and Latin.

Among these are two volumes of translations of the Roman poet Ovid for Penguin books: a portmanteau volume titled The Erotic Poems of Ovid, which includes Amores, The Art of Love and The Cure for Love, and this volume, The Poems of Exile, which includes Ovid’s last two works, Tristia and Epistulae ex Ponto (‘Letters from the Black Sea’).

These fairly long works (Tristia 103 page, Letters 90 pages) were, as the title suggests, written during Ovid’s 10-year-long and miserable exile at a town called Tomis, on the Black Sea (now the coastal resort of Constanca in Romania).

(Apparently it is important to distinguish between exile (deportatio) – where the banished person lost their Roman citizenship and all their property – and Ovid’s condition, which was the lesser punishment of relegatio, whereby he retained his citizenship and his property – very important for the ongoing life of his wife and daughter back in Rome, see note p.225 among others.

Ovid’s career

Born in 43 BC Ovid was a fluent and prolific poet who made his reputation with a series of books about love, treated in a cynically witty, urbane style:

  • first there was a set of letters supposedly written by women from myth and legend (the Heroides)
  • then the stylish Amores (‘Love poems’) which followed in the line of elegiac love lyrics pioneered by Catullus and developed by Tibullus and Propertius. The Amores were published in 16 BC
  • but most successful, and scandalous, was the Ars Amoris (‘The Art of Love’) which I thought might be a philosophical-moral treatise but turns out to be an extremely cynical, worldly guide to picking up women, preferably married women, for an illicit affair, closer to the world of Tinder and modern pickup artists than Plato or Castiglione. The Ars Amoris was published around 1 BC

Around the age of 40, Ovid made a significant shift in subject matter to produce the vast Metamorphoses, an encyclopedic collection of ancient myths and legends linked by the common topic of physical transformation i.e. tales of men and women who were changed by the gods or magic or fate into flowers, trees, animals, rivers and so on.

The poem contains flattering references to the emperor Augustus (who effectively ruled Rome single handed between 27 BC and his death in 14 AD) and leads up to a description of the apotheosis (conversion into a god) of Augustus’s adoptive father, Julius Caesar and then fulsome praise of Augustus himself. Metamorphoses was published in 8 AD.

Ovid was half way through writing a work which contains even more flattering references to Augustus and his extended family, the Fasti, a long poetic account of the Roman calendar which sets out to explain the origins and aspects of Rome’s numerous religious festivals, anniversaries and important dates – when he received an angry summons to the emperor’s personal presence, was given a fierce dressing down and instructed to pack his bags because he was being sent into exile (or to be precise relegatio). He was ordered to go and live in the wretched frontier town of Tomis, in the only partly-pacified province of Moesia, on the coast of the Black Sea in modern-day Romania.

Born in 43 BC, Ovid was 51 in late 8 AD when he was sent into exile.

Ovid’s exile

Why? What had he done which was so outrageous? For the last ten years of his life (8 to 18 AD) Ovid wrote these two books – 50 or so letters in which he pleaded with all his friends back in Rome to beg the emperor to change his mind and rescind his banishment, and 50 or so poems in which he gave poetic expression to the changing moods of an exile. But although he refers to the causes of his exile quite a few times, he never specifies exactly what it was.

To be precise, Ovid attributes his exile to two causes. One was that his recklessly cynical and amoral pickup guide The Art of Love offended against the very serious efforts of Augustus to restore traditional morality among Rome’s aristocracy, particularly when it came to marriage – banning adultery and rewarding fidelity and especially the parenting of children who should be brought up in a traditional, settled married environment. The Art of Love, as a guide to how to start and maintain adulterous affairs, flew straight in the face of everything Augustus was trying to achieve.

But Ovid himself thinks Augustus’s citing of this poem as a cause for exiling him was a smokescreen for a deeper reason. This he refers to repeatedly as his error but, infuriatingly, tells us his lips are sealed and he won’t explain it. For 2,000 years scholars have been forced to speculate.

Political – maybe was present at discussions about a coup to overthrow Augustus; maybe he was a witness to a secret marriage of Julia – either way Ovid’s hints imply that he himself was never part of a conspiracy, never carried out any action: but that he witnessed something and then, apparently, failed to report it.

The Tristia are accessible and enjoyable

I really struggled with Anne and Peter Wiseman’s prose translation of Ovid’s Fasti, several times thinking I’d have to give up reading the work altogether. It was only when I switched to A.S. Kline’s online verse translation that I was able to finish wading through the often very obscure and confusing text.

By contrast Peter Green’s verse translations of the Tristia and The Letters from Pontus are a delight to read. Above all, unlike long sections of the Fasti, it’s obvious what they’re about. Whether he’s describing the long stormy journey by sea to Tomis, or sending his book back to Rome, or praising his wife for her loyalty, or castigating an old friend for abandoning him, or begging Augustus for forgiveness, or saying his frivolous love poetry didn’t deserve to bring such a harsh fate down on their author’s head – the subject matter is obvious and the development of the argument almost always easy to follow.

Peter Green’s translation

This is immensely helped by Peter Green’s fresh, zingy, accessible translation. In fact there are two very strong points about this edition. One is the translation, which has an enjoyably flexible, rolling rhythm about it. The second is Green’s notes. Wiseman’s notes for the Fasti were sensible but fairly brief, restrained, limited. By contrast Green’s notes are almost long as the texts themselves (Tristia text 103 pages, Green’s notes 90 pages).

Green is gloriously unbuttoned, chatty, opinionated, fluent, garrulous. Tristia is divided into 5 books and each book gets a page or so of introduction explaining when it was written, describing Ovid’s changing tone of voice and approach as the books progress.

Then each poem in each book gets a page introduction to itself, before we get onto notes for specific references: these introductions describe what the poem is about, how it differs from other poems or echoes or repeats certain themes, how it riffs off this or that ancient genre or trope. Green freely discusses contemporary history, Ovid’s family relationships, the climate and people of Tomis, the theories of other scholars (for example, whether the poems are arranged in careful order or are more random) and so on, in a buttonholing garrulous manner which I found immensely interesting and entertaining.

And it is all immensely helpful for understanding how the tone and approach of the books changed over the long 10 years during which they were written; at understanding the genres or rhetorical conventions of Latin poetry which they invoke, copy or modify; for understanding the complex matrix of cross references Ovid sets up between them; and, on the simplest bucket level, understanding the historical events, the real historical people or the mythical personages which the poems refer to.

Instead of a set of standalone, isolated factual explications, Green’s notes are more like one vast essay of commentary and explication. His notes are easily as interesting to read as the poems.

Book 1 (11 poems)

1.1 (128 lines)

Little book – no, I don’t begrudge it you – you’re off to the City
without me, going where your only begetter is banned!

This is the envoi to book 1 and addresses the book as a sentient being which he is sending to Rome to argue on his behalf. This was an established literary convention (used by Catullus and Horace among others) but differs from its predecessors in introducing the recurrent theme that the book will argue for forgiveness and an end to his exile.

1.2 (110 lines)

‘You gods of sea and sky’ – what’s left me now but prayer? –
‘Don’t, break up our storm-tossed ship:
don’t, I beseech you, endorse great Caesar’s fury!’

Description of the violent storms which Ovid endured on his journey by ship across the Mediterranean in December 8 AD, with some poking fun at traditional descriptions and epic conventions around describing storms at sea.

1.3 (102 lines)

Nagging reminders: the black ghost-melancholy vision
of my final night in Rome,
the night I abandoned so much I dearly treasured,
to think of it, even now, starts tears…

Ovid paints the scene of his departure from Rome, the weeping and wailing of his servants and family, especially his (third) wife. With typical irony (and mocking epic convention) he compares himself briefly to Aeneas leaving Troy. More to the point he emphasises that his error was a mistake and not a deliberate crime.

1.4 (28 lines)

Dipped now in Ocean, the She-Bear’s stellar guardian
is stirring up stormy seas: yet here am I
constrained, not by my will, to plough the Adriatic…

Another description of his stormy journey, notable for the description of the figurehead of Minerva at the prow of the ship (Roman and Greek vessels carried painted figureheads of gods, to whom the crew prayed if they got into trouble).

1.5 (84 lines)

Friend, henceforth be reckoned the foremost among my comrades,
who, above all others, made your fate your own,
who first, I recall, when the bolt struck, dared to support me
with words of comfort…

Ovid praises the handful of friends who stuck by him when most of his fairweather friends bolted as soon as Augustus’s wrath struck his home. This passage, and Ovid’s plight generally, remind me much of Oscar Wilde’s sudden, fateful reversal of fortune, from talk of the town to almost complete abandonment by all but a handful of real friends:

Before my house’s downfall
visitors thronged the place, I was à la mode
if not ambitious. The first tremor sent them running…

In the second half of the poem Ovid wittily but bitterly compares himself to Ulysses who made a long and painful journey by sea, but the poet uses the extended comparison to bring out obvious differences, namely that Ulysses was a rough tough warrior, whereas Ovid is a sensitive poet unused to rough conditions; and that Ulysses was heading home to his loving wife and family whereas Ovid is heading away from everything that he loves.

1.6 (36 lines)

Not so dear was Lyde to the Clarian poet, not so truly
loved was Bittis by her singer from Cos
as you are deeply entwined, wife, in my heart…

In praise of his wife’s loyalty, including the (repeated so often as to become hackneyed) comparison with Ulysses’ loyal wife, Penelope. It ends with another theme which was to be repeated scores of times, the notion that his exile has killed off his former self, old Ovid is dead, and the old poetic exuberance borne of his high-flying social life is extinguished – but still the old dead suffering ex-poet can still squeeze out a few last lines:

Alas, my verses possess but scanty strength, your virtues
are more than my tongue can proclaim,
and the spark of creative vigour I once commanded
is extinct, killed off by my long
misfortunes. Yet in so far as our words of praise have power
you shall live through these verses for all time.

1.7 (40 lines)

Reader, if you possess a bust made in my likeness,
strip off the Bacchic ivy from its locks!
Such signs of felicity belong to fortunate poets:
on my temples a wreath is out of place.

A poem to a friend who’s stuck by Ovid, but which is really about the condition of the works Ovid leaves behind him in Rome. The poem claims that Ovid threw his copy of the Metamorphoses into the fire, and that it was unfinished, had yet to have a final revision:

…because the poem was still unfinished, still
in rough draft… it lacks my final hand:
a job snatched from me half-done, while still on the anvil,
a draft minus the last touch of the file.

1.8 (50 lines)

A poem of bitter reproach to an old friend who dumped him when trouble struck, scholars identify as the poem Macer, related to Ovid’s third wife, with whom he travelled through Greece and Asia Minor when he was a student. The poem opens with the rhetorical trope called adynaton meaning ‘impossibility’, similar to the modern saying ‘when hell freezes over’.

Back from the sea now, back to their sources shall deep rivers
flow, and the Sun, wheeling his steeds about,
run backward; earth shall bear stars, the plough cleave heaven,
fire shall give forth water, and water flames,
all things shall move contrary to the laws of nature,
no element in the world shall keep its path,
all that I swore impossible will happen now: there’s nothing left
that I can’t believe. This I prophesy after my betrayal by that person
who, I’d believed, would aid me in my distress…

1.9 (66 lines)

Reader, should you peruse this work without malice, may you
cross life’s finishing-line without a spill!

A poem to a faithful friend, notable for reminding friends who hesitate to support him that Augustus has demonstrated a capacity for clemency and respects those who stay loyal to friends and cause, even if they opposed him. Ovid says he wishes now he had never taken up the wretched art of poetry, seeing as where it’s led him. And repeats other recurring tropes: that the cynical amorality of the Ars Amatoria had nothing to do with his own private life which was chaste and faithful; and that it was a joke, a joke for God’s sake.

1.10 (50 lines)

I have (may I always keep!) blonde Minerva’s protection: my vessel
bears her painted casque, borrows her name.

In contrast to the earlier poems about storms at sea, this is a poem in praise of the good ship Minerva which brought him to a harbour in eastern Greece where they docked, Ovid unloaded and continued his journey by land, but the second half of the poem is an envisioning of the voyage back the ship will take, studded with famous placenames and historical references and calling down blessings on the good ship Minerva.

1.11 (44 lines)

Every word you’ve read in this whole book was written
during the anxious days
of my journey: scribbling lines in mid-Adriatic
while December froze the blood…

A poem highlighting the contrast between the lazy peaceful couch on which he composed his great works back in Rome, and the storm-tossed ship on which he tried to write poems on the blustery, brine-drenched journey East.

If these lines fall short – as they do –
of your hope: they were not written, as formerly, in my garden,
while I lounged on a favourite day-bed, but at sea,
in wintry light, rough-tossed by filthy weather, spindrift
spattering the paper as I write.

Book 2 (578 lines)

Book 2 stands out because instead of a set of 10 or so shorter poems it is one longer poem of 578 lines. Green cites earlier scholars who consider the poem a suasoria, meaning:

Suasoria is an exercise in rhetoric: a form of declamation in which the student makes a speech which is the soliloquy of an historical figure debating how to proceed at a critical junction in his life. (Wikipedia)

Or maybe a legal argument, to be presented in court. It consists of:

  1. the exordium – attempt to placate the judge (Augustus) (lines 1 to 26)
  2. the propositio – outlining the speaker’s aim (27 to 28)
  3. the tractatio – the handling or treatment in which the case is unfolded at length (29 to 578); this can be sub-divided into:
    1. probatio or proof of evidence (29 to 154)
    2. epilogus 1 or first conclusion, entering a plea for mitigation of sentence
    3. refutatio or rebuttal of the charge (Ovid argues that his poetry never corrupted anyone because to the pure all things are pure and to the corrupt, anything is corrupt) (207 to 572)
    4. epilogus 2 or second conclusion, again calling for clemency

In other words, even more than

Book 3 (15 poems)

These poems were composed in 9 to 10 AD. The first excitement of the journey into exile, undertaken in December 8 AD and vividly described in book 1, is over. He has spent one winter in Tomis and now knows the role freezing bitter cold is going to play in his life. And it is dawning on him that this exile isn’t for a year or so, isn’t a game which will come to an end – but is the bitter condition for the rest of his days.

3.1 (82 lines)

‘I’m an exile’s book. He sent me. I’m tired. I feel trepidation
approaching his city – kind reader, lend a hand.’

Book 3 poem 1 repeats the conceit of book 1 poem 1 in conceiving the book as envoy except that whereas in book 1 Ovid had been outside the book, sending it as the author, this poem speaks in the voice of the book itself. This allows the book itself to find its way through Rome in order to seek out readers, a library to stay in, and the palace of the great Augustus (who, for the umpteenth time, Ovid begs for forgiveness). In so doing, the poem provides an interesting and historically useful guide to the layout of the Rome of his day. He is as conscious as ever of the role the Ars Amoria plays in his personal disaster, something so well known that he has his book tell anyone encountering not to fear:

‘Have no fear: I won’t turn out an embarrassment to you:
no instructions about love, not one page,
not a syllable. So bleak my master’s misfortunes, he shouldn’t
try to camouflage them with light verse,
though that sport of his green years, that frivolous disaster
he now – too late, alas! – detests and condemns.
See what I bring you’ll find nothing here but lamentation,
verse matching its circumstances…’

The book’s tour of Rome, appropriately, at Asinius Pollio’s library

3.2 (30 lines)

So it was my destiny to travel as far as Scythia,
that land lying below the Northern pole,
and neither you, Muses, not you, Leto’s son Apollo,
cultured crowd though you are, gave any help
to your own priest…

Ovid makes the theme clear: he is a soft poet, not used to a hard life (‘an escapist, born for leisured comfort’), his erotic poetry was a joke, a pose, he was never a libertine in real life (‘my poetry’s more wanton than my life’). But now all that’s dead and gone.

The journey to Tomis was so stormy and colourful it helped to distract him from the misery of exile, even inspired him a bit. But now the hard fact of exile has hit him and his existence has settled into a monotonous drudge – it’s cold, it’s boring and it’s dangerous. Now ‘weeping is my only pleasure’. Now he yearns for death.

In the poem he knocks at the door of his own sepulchre door, which he finds stubbornly shut against him. (Green makes the typically illuminating comment that this is an inversion of the trope of the paraclausithyron, the image of the poet keeping watch morosely outside the locked door of his beloved, well established in the elegiac tradition and which Ovid had himself used in the Amores.

3.3 (88 lines)

If perhaps you’re wondering why this letter’s drafted
by another’s hand, I’ve been, am, sick,
sick, and at the unmapped world’s remotest limits,
scarce certain of my survival.

Ovid is ill and depressed. He lists the tribulations of exile: cold climate, impure water, depressing landscape, no proper housing, bad diet, no doctors to treat his illness, no friends’ conversation to distract him. He addresses his wife, swearing she’s the only woman he thinks about, he said her name during the delirium of his illness. He imagines his death. He writes his own epitaph.

3.4A (lines 1 to 46)

Ah friend, my dear care as always, though in harsh circumstances
first truly assayed, after my world’s collapse,
if you’ve any respect for the lessons experience has taught me,
live for yourself, keep far from all great names…

A poem to an unnamed friend, advising him to live a discrete, retired life, not to make grand acquaintances, not to fly too high lest, like poor Ovid, he be blasted by Jove’s thunderbolt. (The comparisons of Augustus with Jupiter, and the decision to exile Ovid falling on him like the god’s thunderbolt, appear in virtually all the poems, quickly becoming a part of their standardised litany of complaint.) He warns his friend to:

Live without rousing envy, enjoy years of undistinguished
ease and delight…

3.4B (lines 47 to 78)

A region that neighbours the polar constellations
imprisons me now, land seared by crimping frost…

The poem begins by lamenting the frozen waste he finds himself in, such that Rome and its familiar landscapes now linger on only in his memory. Next to them, his wife, whose image haunts him. And then his loyal friends. He asks them not to forget him, to do what they can to lend a hand to his cause.

3.5 (56 lines)

Our friendship was new and slight: you could have denied it
without any trouble. (You’d have not, I think,
embraced me more closely had my vessel been driven
on by a favouring wind.)

While some of his old friends have abandoned him, the (unnamed) addressee of this poem stuck by him despite being a new acquaintance. Ovid thanks and praises him, then asks that he use his eloquence to argue his cause before the emperor.

Again and again and again Ovid insists he did no wrong, he merely witnessed something and failed to report it: he committed no crime except simply having eyes. Here there’s one of the longest passages describing this, 10 lines of exculpation, emphasising that he committed an error but – as he repeats just as often – shying away from explaining the nature of this ‘error’. God, I can see why it’s driven 2,000 years of scholars mad with frustration.

3.6 (38 lines)

The bond of friendship between us, carissimo, you neither
wish to dissimulate, nor could if you so wished…

To his best friend, praising his loyalty, saying he’s shared everything with him – except the nature of the ‘offence’ which got him banished. If he’d shared it, his friend would have joined him in exile, indicating what a toxically powerful secret it must have been.

He repeats the claim that he, Ovid, didn’t do anything, merely witnessed something – so that it’s his eyes which are to blame. He says that even to hint at his crime would be ‘great risk’. He says it is better buried in deepest night. He asks his friend to help and intercede on his behalf with angry Jupiter.

3.7 (54 lines)

Go quickly, scribbled letter, my loyal mouthpiece,
and greet Perilla for me. Her you’ll find
either sitting in the company of her sweet mother
or among her books and poems…

A sweet and touching poem to his step-daughter, Perilla (his wife’s daughter by an earlier husband), now a young woman. Surprisingly, it turns out that she is a poet too, her talent spotted and nurtured by her dad. They often read their poems to each other. He praises her and tells her, if she’s worried about his fate, that she’ll be fine so long as she doesn’t set out to teach anyone about love (Ovid’s writing of The Art of Love having been given out as the official reason for his banishment).

It ends with a triumphant assertion of the supremacy and triumph of art. Age may wither her, the emperor’s punishment has blasted him – everything can be taken from them, and yet:

There’s nothing we own that isn’t mortal
save talent, the spark in the mind.
Look at me – I’ve lost my home, the two of you, my country,
they’ve stripped me of all they could take,
yet my talent remains my joy, my constant companion:
over this, Caesar could have no rights…

Caesar will die, yet so long as Rome exists, Ovid will be read. It must have been an optimistic claim, made to keep his spirits up and yet, 2,000 years later, amazingly… it’s true!

3.8 (42 lines)

Now I wish I were high aloft in the car of Triptolemus
who flung the untried seed on virgin soil…

He wishes for the paraphernalia of various mythological figures so he can fly back to Rome, then pulls himself up short. Fool! Instead of old legends he should be petitioning the real Augustus in the here and now. If not to end his exile at least to move him somewhere else. The wretched climate, the lack of all amenities and civilised companionship is sapping his spirit, making him ill. God, why didn’t Augustus just kill him outright and be done with it?

3.9 (34 lines)

Here too, then, there are – who would credit it? – Greek cities
among the wild place-names of barbary: here too
colonists, sent out from Miletus, founded Greek outposts
on Getic soil…

An aetiological poem i.e. one which explains a modern custom, practice or place name in terms of a myth or legend. In this case Ovid derives the name of his exile town, Tomis, from the old story that the witch Medea, having fled her homeland, saw the sail of the ship of her father, Aeëtes, approaching and, in panic, conceived a plan to delay him so she could make a getaway. The plan? To rip to shreds her brother and scatter his body parts about the shore, thus forcing her father to collect them together for a proper funeral pyre. In Latin the (false) etymology relates tomé, a noun meaning the act of chopping up, with Tomis.

Green’s notes tell us that a) aetiological poems were a speciality of the Hellenistic poet, Callimachus (305 to 240 BC) and b) Roman aetiological poems almost always get the etymology and derivation of words wrong. Odd that we, 2,000 years later, know more about their customs and, especially their language, than they did.

3.10 (78 lines)

If anyone there still remembers exiled Ovid, if my
name survives in the City now I’m gone,
let him know that beneath those stars that never dip in Ocean
I live now in mid-barbary, hemmed about
by wild Sarmatians, Bessi, Getae, names unworthy
of my talent!

A long vivid poem giving a rare description of what Tomis was actually like, or the landscape around it. To be precise Ovid focuses on the bitter freezing winter weather and the way the many mouths of the river Danube which enter the Black Sea close to the town freeze over. Not only that but the sea itself freezes: he knows, he’s walked on frozen waves.

But it’s worse, it’s not just that it’s cold: normally the river acts as a barrier against barbarian tribes but when it freezes they can ride over it and raid nearby villages. Some peasants flee, leaving their farms and possessions to be looted by the raiders. Some are shackled and led off to slavery. Some die in agony because the raider’s sharp arrowheads are dipped in poison. What they can’t steal, the barbarians burn to the ground.

3.11 (74 lines)

Whoever you are, vile man, who scoff at my misfortunes,
and with bloody zeal fling charges at me – you
were born from the rocks, by wild beasts’ udders nurtured
with flints, I’ll swear, in your breast…

A bitter recrimination against some (unnamed) enemy who is bad mouthing and savaging his character back in Rome. Why make a miserable man more miserable? Ovid laments the coldness, the isolation, he can’t speak the natives’ language, he suffered cruelly on the journey out, now he lives in terror of the violent tribesmen. O vile calumniator, why hit an unfortunate man when he’s down?

3.12 (54 lines)

West winds now ease the cold: at the year’s closure
a longer-than-ever winter must yield at last,
while the Ram (that bore Helle – and dropped her) now equalises
the hours of darkness and light…

March 10 AD. The first half of the poem is a vivid celebration of the sights and sounds of spring back in Rome and the Italian countryside, spring flowers, children playing in the fields, men exercising, the roar of crowds at the theatre.

Then the volta or ‘turn’ to contrast his sad isolated existence. For Ovid Spring means the very slow thaw of the ice, some water runs a bit free in the cistern. Wine left outside no longer freezes solid in the bottle. The Danube flows again and the Black Sea becomes navigable and so, once in a blue moon, a ship may arrive from Rome and Ovid will avidly question the captain for even the slightest scraps of gossip which can, for a moment, revive his link to his long-lost homeland.

3.13 (28 lines)

My birthday god’s here again, on time – and superfluous:
what good did I get from being born?
Cruel spirit, why come to increase this wretch’s years of exile?
You should rather have cut them short…

The Greeks considered the genethliakon or ‘birthday poem’ a genre in its own right, with its own rules and stock imagery. It’s here to mark Ovid’s birthday. He was born on 20 March 43 BC so, if this poem was written in 10 AD, he was 53.

But Ovid deliberately reverses all the conventions of the birthday poem. For example, he curses the birth god (the natalis) who oversaw his birth. It would have been more merciful to have let him die as a baby, or never be born at all, rather than endure this misery. Instead of the customary toga and ritual thanksgivings on his birthday, he’d prefer an altar of death.

3.14 (52 lines)

Patron and reverend guardian of men of letters, you always
befriended my talent – but what’s your attitude now?
In the days before my downfall you used to promote me –
and today?

Scholars consider the addressee of this poem to have been Caius Julius Hyginus, director of the Palatine library, patron of young poets, and a close friend in the old days back in Rome. The poem echoes the themes of books and libraries announced in poem 3.1, in other words they form bookends ti the volume.

Ovid hopes Hyginus is still supportive of his work. Books are like children, they can remain behind in the city even when the father is exiled. Ovid refers to the fact that his erotic poems (The Art of LiveThe Cure For Love) have been banned and removed from all libraries, but hopes the others are read.

Interestingly, he is at pains to emphasise that the Metamorphoses was left unfinished (a claim which consciously or unconsciously compares him with Virgil’s famously unfinished masterpiece, the Aeneid).

Then he turns to the present book, ‘a missive from the world’s end’, and asks Hyginus to be indulgent and remember the context of its writing: Ovid fears his talent has withered, he has forgotten his Latin, here in a place surrounded by barbarian tongues and threatened every day with violent attack, he worries all his stylishness has been rubbed off him. Please make allowances.

Book 4 (10 poems)

4.1 (106 lines)

Whatever defects there may be – and there will be – in these poems,
hold them excused, good reader, by the times
in which they were written. An exile, I was seeking solace,
not fame…

In the envoi to book 4 Ovid asks the reader’s indulgence, and to consider the miserable exile. His only true and steadfast companion is his Muse. He tells us how slaves, chained rowers, slave girls, manual labourers, sing songs to pass the time, as did the legendary figures Orpheus and even Achilles, sulking in his tent.

And so Ovid in exile. He ought to curse the avocation which led him to write the love guide which led to his downfall, but he can’t: he’s hooked. Writing transports him away from his miserable situation, drugs him, like the potions which numbed the lotus eaters.

What is he drugging himself from? The horrible situation of living in a walled defensive town liable to attack at any moment from barbarian tribes. He describes the way the way the alarm goes and he has to buckle on a sword although he’s 60 years old! He repeats the description of the way the raiders capture, shackle and lead off to slavery local farmers, or just shoot them with poisoned arrows and leave them to die.

Once again he laments that there is no-one at all to read his poems to who will understand them let alone appreciate them. Sometimes he waters the paper with his tears. Sometimes he crunches them up and throws them in the fire. What has survived he presents in this book and craves our indulgence.

4.2 (74 lines)

Already fierce Germany, like all the world, confronted
by the Caesars, may well have bent her knee
in surrender…

He imagines the full panoply of celebrations surrounding what he assumes must be Tiberius’s victories in Germany, including the sacrifices in temples and the great public triumphant procession through Rome, all under the guiding vision of beneficent Augustus.

The poem switches to meditate on the process of imagination itself, by which he is imagining and visualising all this, for his imagination, his mind’s eye, can go where he, alas, never again can.

4.3 (84 lines)

He asks the stars of the new constellation to turn their eyes upon his wife, ‘sweetest of wives’. He hopes she is missing him. Then addresses her directly and asks a series of rhetorical questions itemising her grief (when she looks at his untouched pillow in their marital bed, does she weep?)

Yet, to be honest, he wishes he had died. Then she would have something simple and pure to weep over, instead of his agonising shame, and the fact that he lives, but forever inaccessible to her. She supported him and was so proud of his achievements, for so long. Please don’t be ashamed of him, now. Defend him. Intercede for him.

4.4 (88 lines)

O you who with your high birth and ancestral titles
in nobility of character still outshine
your clan, whose mind mirrors your father’s brilliance
while retaining a brilliance all your own…

An appeal to Marcus Valerius Corvinus Messalinus, the eldest son of Ovid’s patron (recently deceased), Messalla Corvinus. Ovid sings Valerius’s praises but as the poem proceeds it becomes clear he never really knew the boy and is trying to curry favour because of the connection with his (now dead) father.

This leads Ovid into embarrassed contortions, and apologies, before going on to the usual litany of self-exculpation (‘it wasn’t a crime, it was an error‘) before begging Valerius to intervene with Augustus to ask for his exile to be, if not revoked, that at least he be moved somewhere better, safer from raids by barbarians, hot for blood and plunder, some of whom are cannibals.

4.5 (34 lines)

A sycophantic poem addressed to Messalinus’s younger brother, Marcus Valerius Cotta Maximus although, as with all the Tristia the addressee is not explicitly named – because Ovid knew it would do nobody any good to be associated with his disgrace, his exile, his crime. This young man was loaded and well connected. Ovid politely, discreetly, begs for his help.

Do what you safely can: rejoice in your heart that I’m mindful
of you, that you’ve been loyal to me; still bend,
as now, to your oars to bring me succour…

4.6 (50 lines)

Believe me I’m failing; to judge from my physical condition
I’d say my troubles have a scant
future remaining – I lack my old strength and colour,
there’s barely enough skin to cover my bones;
yet sick though my body is, my mind is sicker
from endless contemplation of its woes…
(lines 39 to 44)

Two winters have passed (of 9 and 10 AD) so scholars think this poem was written in 11. Ovid is tired, worn down, sick in mind and body, and has one hope left – ‘that my troubles may be soon cut short by death’.

4.7 (26 lines)

Twice has the Sun approached me after the chills of icy
winter, twice rounded his journey off
through the sign of the fish.

The sign of the Fish enters the Sun in February so scholars date this poem to 11 AD. Ovid reproaches a dear old friend (unnamed like all the addressees of these poems) for not writing to him, hoping he has written, but that the letters have got lost on the long, fraught journey to the outer reaches of the empire.

4.8 (52 lines)

Already my temples are mimicking swans’ plumage,
and hoary age bleaching my once-dark hair;
already the frail years are on me, the age of inertia,
already my infirm self fins life too hard…

He has grown old. Ships, racehorses, charioteers, old soldiers, all these get to be pensioned off – why not an old poet? Why can’t an old poet be set free from his miserable exile and allowed to return?

At my time of life I shouldn’t be breathing this alien
air, or easing my thirst at Getic wells,
but dividing my days between those peaceful country gardens
I once possessed, and the pleasures of human life,
the human round…

4.9 (32 lines)

Ovid is ferociously angry with an unnamed enemy who has been bad-mouthing the powerless poet back in Rome. Ovid calls down vengeance on him – ‘then luckless sorrow will perforce take arms’ – and promises that his angry words will travel the world and last for generations to come – as they, indeed, did.

Although
I’m sequestered on this wasteland where the northern stars circle
high and dry above my gaze, nevertheless
my clarion message will go forth to countless peoples,
my complaint shall be known world-wide;
whatever I say shall be heard, across deep waters;
my lamentation shall find a mighty voice.

4.10 (132 lines)

This is the best known of all the 100 or so exilic poems for the simple reason that it is a versified autobiography, detailing Ovid’s early life and career, his decision to choose poetry and art over a career in public service, then the inevitable story of his erotic poetry – emphasising, as always, the clear distinction between his promiscuous poetry and his respectable personal life. And then on to his notorious ‘error’ and so into exile.

He dwells on the deaths of his elder brother, which left him maimed. Later the deaths of his father then mother, and he thinks them lucky to have led long blameless lives. Maybe from Elysium they can hear him when he assures them (for the umpteenth time) that his exile was caused by an error not a crime.

When a youth the older poets were like gods to him. Old Macer read him his latest poems. Propertius and he had ‘a close-binding comradeship between us’. Horace, ‘that metrical wizard’, held them spellbound to the sound of the lyre. Virgil he only saw, never spoke to. Tibullus died young, before he could make his acquaintance. He thinks of the elegiac poets as being, in chronological order, Gallus (whose entire oeuvre is lost), Tibullus, Propertius then himself (interesting that he doesn’t mention Catullus).

He lists his three marriages, the first wife ‘worthless and useless’, the second wife died young, and now his long third marriage. His daughter makes him a grandfather. He is growing old when the thunderbolt falls, and he is sent into exile.

The cause (though too familiar to everyone) of my ruin
must not be revealed through testimony of mine.

After a long and gruelling journey (again and again he compares himself to Ulysses) he arrives in his wretched place of exile and now, his only remaining solace is writing poems, when he can. Again, he repeats the idea that everything else is lost, but his talent, his gift, and the Muse which brings it, remain.

Book 5 (15 poems)

Yet another Black Sea booklet
to add to the four I’ve already sent!

The fifth and final book of Tristria is different in tone from the previous four, more resigned, more limited in ambition, with less zest and irony. More tetchy, irritated, and desperate. Only one poem is descriptive (i.e describes Tomis). The other 13 are all addressed to specific individuals, half of them to his wife (more than in the previous four books put together) begging them all to get Augustus to revoke his exile or, at least, assign him somewhere warmer, safer and closer to Rome.

His references and analogies become increasingly repetitive. In every single poem he repeats that he did nothing wrong, he committed no bloodshed, it was a simple ‘error’, he merely witnessed something by accident, by mistake.

In every poem Augustus is compared to Jupiter (reasonably enough). Ovid repeatedly compares himself to Capaneus, one of the heroes of the war against Thebes who, as he led the attack on one of the city’s gates shouted that not even Jupiter could stop him now, so Jupiter promptly zapped him with a thunderbolt.

Or to Philoctetes, suffering from a wound which would never heal, for ten long years abandoned on the inhospitable island of Lemnos.

5.1 (80 lines)

I don’t correct these poems, let them be read as written:
they’re no more barbarous than their place of birth.

He warns his reader that this is not a book of sexy, frivolous poems as by Gallus, Tibullus or Propertius. They are grim and bleak, like his circumstances: ‘A dirge best fits a living death’.

He imagines a critical reader wondering why he’s bothering to write such depressing poems, and defends it as a form of crying out in pain, an action he then defends by giving half a dozen mythological examples of legendary figures crying out in unendurable pain.

He defends his erotic poetry against the charge of immorality by pointing out the only person who ever suffered because of it was him.

(Green makes the droll point that, alone of all the Augustan poets Ovid was singled out for immorality therefore undermining Augustus’s reforming legislation about marriage; and yet, as far as we know, Ovid was the only one of the famous poets to be married: neither Virgil (gay), Horace (promiscuous bachelor), nor Propertius were.)

5.2 (78 lines)

To his wife, increasingly desperate, sick and depressed.

It’s a barbarous land that now holds me, earth’s final outpost,
a place ringed by savage foes.

He accuses his wife of not putting herself out as she should on his behalf. Has she deserted him, like everyone else? He tells her to approach the emperor directly. If she won’t then he will and at line 45 the poem changes to a hymn of praise to Augustus. All the double-edged irony and wit which you can discern in the earlier references to Augustus has evaporated. Now he is on his knees, spouting extravagantly excessive praise and openly begging.

O glory, O image of the country that flourishes through you,
O hero to match the very sphere you rule.

He says it’s not the cold, nor the lack of culture among a people none of whom speak Latin, it’s the fear of attack by uncivilised barbarians, living in a small settlement protected only by one low wall, that he’s seen fighting at close quarters, that he lives in constant anxiety and insecurity. He begs Augustus to move him to some less terrifying place of exile.

5.3 (58 lines)

A poem celebrating Bacchus, god of wine, on his feast day, the Liberalia, 17 March (described in Ovid’s poetic version of the Roman calendar, the Fasti) then asking him to intercede with Augustus.

5.4 (50 lines)

From the Black Sea’s shore I have come, a letter of Ovid’s,
wearied by sea-travel, wearied by the road.
Weeping he told me: ‘See Rome, for you it’s not forbidden –
alas, how better far your lot than mine!’

Ovid repeats the conceit of having the poem speak in the first person as a letter, all the way from the shores of the Black Sea to the (unnamed) recipient in Rome, a letter able to go where he, alas, cannot, sealed with a signet ring wet with his tears.

But he emphasises that he accepts he was wrong, accepts punishment, like a broken horse doesn’t strain against the leash. He just wishes the great god who punished him will show mercy.

The letter rehearses Ovid’s grievances and bitter experiences before going on to describe the addressee as his best friend, remembering how he stuck by him when almost everyone else abandoned him, how he visited Ovid and wept and tried to console him for his sad fate.

5.5 (64 lines)

A poem to his wife. It’s her birthday so he describes going through the rituals to celebrate a birthday, namely wearing a white toga, building an altar from turf, hanging a woven wreath, lighting a fire and sprinkling wine and incense on it. He sends her a fleet of good wishes, may she have a long untroubled life. He says she has a strength of character to match Penelope or Andromache, she is a paragon of ‘uprightness, chastity, faithfulness’.

He introduces a series of classical comparisons with the thought that all those famous women from antiquity were famous because of their husband’s suffering and their loyalty – Andromache, Penelope, Evadne (wife of the recurring figure of Capaneus, blasted by Jupiter), Alcestis, Laodamia.

But she doesn’t deserve to be famous for her husband’s suffering and her share of it, and so the poem ends with a plea to Augustus to forgive him, for his wife’s sake if not his own.

5.6 (46 lines)

Poem to an unnamed friend. Ovid recriminates the friend for dropping him, now he’s in trouble, now he’s become a ‘burden’. Ovid compares him unfavourably to a raft of mythological figures famous for their loyalty. For the umpteenth time he invokes a familiar set of similes to indicate the sheer number of woes he suffers, as numerous as reeds which soak sodden ditches, or bees on Mount Hybla (famous for its honey), or ants carrying grains to their nest, or grains of sand on the seashore, or ears of wheat in a field.

5.7A (lines 1 to 24)

A short letter to an unnamed friend in which he describes himself as wretchedly miserable and gives a rare description of the native inhabitants, great hordes of tribal nomads, Sarmatians, Getae, hogging the road on their horses, each bearing a bow and quiver full of poisoned arrows, fierce faces, harsh voices, shaggy hair and beards, quick to argue and stab each other with the knives in their belts.

These are the people Ovid lives among, the elegant esteem he won for his light love verses back in Rome long, long forgotten and irrelevant in this harsh environment and violent, illiterate society.

5.7B (lines 25 to 68)

Some scholars divide the poem in two, because this second half switches from describing the grim natives of Tomis and whirls us back to Rome where he hears that his poems are now recited and applauded on the stage (the translator, Peter Green, speculates that this is for the pantomimi where an actor declaimed verses while dancers danced; sounds like ballet).

He curses his poetry which got him into such trouble, and yet he has nothing else. Here in this windswept waste amid violent, illiterate tribals, writing poetry is the only consolation he has, the only last slender link with distant Rome and his former life.

Then about language: not a single person in Tomis speaks Latin, none. Some speak a very debased form of Greek, legacy of when the town was founded centuries ago by Greeks. But most speak only the local tribal tongues. When he talks to anyone it is in pidgen-Sarmatian. He worries not only that he’s lost his style, in the absence of Latin speakers to listen to and comment on his poems – he worries that he’s forgetting Latin. And so he spends his time conversing with himself and doing writing exercises and writing these poems, holding at bay the collapse of his language skills and talent.

Thus I drag out my life and time, thus
tear my mind from the contemplation of my woes.
Through writing I seek an anodyne to misery: if my studies
win me such a reward, that is enough.

5.8 (38 lines)

Angry poem to an unnamed person who has been spreading malicious lies about him, a ‘vile wretch’ than whom no-one is lower. Once again Ovid curses this person, then emphasises the non-criminal nature of his error, praises the emperor’s clemency (hoping against hope), and hopes for the end of his exile and recall.

The early part of the poem is an interesting invocation of the goddess Fortune, whose wheel is always turning, and Nemesis, ‘hot for revenge’. Ovid says he has certainly been brought from the pinnacle of fame to miserable exile, but what makes his unnamed critic so confident the same thing won’t happen to him?

For Ovid hopes that Augustus will apply his mercy and recall him, at which point the critic will be amazed to see his face, one day, in Rome and then Ovid knows things which will secure that his critic is sent into exile!

5.9 (38 lines)

A poem to a friend who stayed loyal, Ovid claims more or less the only friend who stayed loyal and so he wishes he could a) name him (but that is forbidden for the friend’s own safety), b) devote every poem he ever writes in future to his friend’s praise.

The poem is factually interesting because it (unconsciously) brings to the fore the thought that whatever Ovid did (his notorious error) may actually have merited death. Therefore his relegatio already exemplified Augustus’s mercy, and that this may account for why no further mercy(i.e. relenting and letting Ovid return; even moving his place of exile to somewhere less inhospitable) may have been impossible for Augustus.

Behind all this is the most common interpretation of his fate which is that it was tied to something he saw being enacted in favour of Julia and her so-called ‘party’, meaning the aide of the extended Augustan family which wanted the succession to pass to a male on her side of the family.

Tiberius had had two sons by Julia, Augustus’s daughter – Gaius and Lucius, who died in 4 and 2 AD, respectively. Agrippa Postumus, Julia’s son by her first husband, Agrippa, had been unadopted and exiled in 7 AD. Julia herself was sent into exile in 8 AD, the same year as Ovid, ostensibly for immorality and widespread adultery, though conspiracy theorists from that day to this speculate that she was involved in some kind of plan to overthrow Augustus and replace the heir apparent with someone from her side of the family, or possibly a male contender who she married in the hypothetical secret marriage that Ovid hypothetically witnessed or knew about but didn’t report.

Both the Roman historians, Cassius Dio and Suetonius refer to a series of plots in the final years of Augustus’s rule, the most serious in the spring or early summer of 8 AD. Green thinks Ovid’s error was some kind of passive involvement in one of these (note p.212).

Thus the speculation engendered by Ovid’s frustrating failure, in over 100 poems of exile, to spell out what his offence was.

If it was a secret marriage, or a vow, or some kind of ceremony binding the Julia party, this explains the unremitting opposition to Ovid of the man who emerged during these years as the (reluctant) heir apparent, Tiberius, and of his scheming mother, Augustus’s second wife, Livia.

If Ovid’s error had somehow proved him sympathetic to the Julia party then not only was this the reason for his relegatio but explains why Livia made quite sure that Augustus, even if he contemplated mercy, never enacted it. And that when Tiberius came to power in 14 AD, Ovid stood no chance.

It explains why Ovid never mentions Tiberius in any of the 100 exile poems, but does mention Germanicus and Drusus, heirs in the Julian line. (Indeed, in exile Ovid reworked the first book of the unfinished Fasti to introduce a new dedication to Germanicus, Tiberius’s nephew, who Augustus had forced him to adopt in 4 AD – presumably in the hope that he would intercede with Augustus.)

It explains something which comes over in the notes – though not explicitly in the poems – which is that his friends back in Rome, in varying degrees, saw the way the wind was blowing, saw that Tiberius’s rise to power was becoming unstoppable, and so shifted allegiance to the coming man.

For all his contacts back in Rome, then, defending Ovid not only risked angering the old and visibly ailing emperor Augustus, but alienating the new master.

5.10 (52 lines)

Ovid tells his addressee he’s been in Tomis for 3 winters, watching the Danube freeze over. He ponders time: has time in general slowed down or is it only for him? In which case, is time subjective? (Well, the experience of it obviously is).

Once again he laments his location and, above all, the endless threat from marauding tribes whose only language is rape and pillage and the feeble defences (a good defensive site and a low wall) which is all that stands between Tomis and violent death. Their poisoned arrows litter the streets. Farmers dare not farm for they will be raided at any moment. Over half the population of the town are tribals, their chest-length hair, their shaggy bears, their trousers, fill him with loathing.

He knows that the townspeople regard him as the outsider, the oddity, with his soft hands and strange foreign language. Here he is the barbarian. OK, he admits, maybe it was right for him to be exiled…but to a place like this? It is cruel.

5.11 (30 lines)

The poem starts out feeling terribly sorry for his wife who, he’s learned, has been called ‘the wife of an exile’ as a deliberate insult. He grieves at the shame he’s brought upon her and tells her to be steadfast.

Then he switches, for the umpteenth time, to consider his fate. He does this to try and console his wife by making a fine legal distinction, namely that the emperor could have had him a) executed or b) fully exiled (deportatio), deprived of all rights and Roman citizenship. Instead Ovid was c) given the milder punishment of relegatio and so has retained life and estates and civil rights; to that extent, the emperor showed clemency, a punishment fitting his error, not a crime. To that extent the bastard who called his wife ‘the wife of an exile’ was wrong. So there! Little comfort, the modern reader might feel, to his lonely, distant wife.

Then in a move which feels pitifully grovelling, Ovid turns to praising the emperor, claiming his decision was just and mild, and that is why he devotes his poems to praising him:

Rightly then, Caesar, and to the very best of their powers
my poems (such as they are) proclaim your praise…

But if the interpretation that Ovid had seen something (as he repeatedly says, he didn’t do anything, his error was simply to witness, to see something) which somehow linked him with the Julia party, implicated him in a secret marriage or plan or collaboration which, in effect, was a conspiracy against the emperor and his chosen successor, Tiberius – if this was the case then it’s sadly obvious to the reader that absolutely no amount of grovellingly sycophantic hymns to Augustus would ever change Ovid’s plight. And they didn’t

5.12 (68 lines)

Reply to a friend who appears to have told him to buck up and write poems. Ovid sullenly replies there are two kinds of poems, the best ones, the real ones, require happiness and peace of mind to emerge, as inspiration (a commonplace of Roman poetry also mentioned by Horace, Tacitus, Juvenal among others). Here, in the grim outback, surrounded by barbarian tribesmen, the best he can do is squeeze out these exile elegies which are, in reality, mere vehicles for his complaints and grievances.

As to cheering up, should Priam have had fun fresh from his son’s funeral, should Niobe have held a party after all her children were killed?

Chief among the Forces undermining the peace of mind needed for composition are fear, constant fear of attack and violent death. Beside, long rusting has eaten away his talent. He is a field that’s been long unploughed and returned to stones and weeds. He is a rowboat kept out of the water that has cracked and rotting. So that explains the poor quality of the poems he now sends to Rome, such as this one itself.

Finally, a young poet is fired by ambition for renown, to be famous, numbered among the immortals. Now all that has soured to nothing. Now he wishes to be unknown, never to have been famous. His poems got him into this mess. He bitterly blames the Muses for ever inspiring him.

No-one in his remote outpost, a place of savage jabber and animal outcry’, even understands Latin, let alone the wonderful refinements and tricks he brought to it. Lastly, he admits his inspiration does still drive him to write – but he still has his standards and most of it ends up in the fire. Only ‘scraps of my efforts’, such as this very poem, survive because they have a practical purpose.

[What, 2,000 years of fans and scholars have wondered, were those poems he consigned to the flames about and how good were they? Unless this is another trope, developed solely for literary purposes, to illustrate his feelings of disgust and failure, just as he claims to have consigned his own draft of the Metamorphoses to the flames in 1.7. (note p.214)]

5.13 (34 lines)

Of all the Tristia poems this one is most like a letter in format, starting with the standard salutation (‘Good health and greetings from Ovid in his outback’) ending with the standard ‘Farewell’. In between the short poem addresses a loyal friend, possessed of ‘oak-touch loyalty’, complaining that:

  • he’s sick, the mental illness has penetrated his body, to give him a searing pain in his side (Green and scholars suspect pleurisy, triggered by the freezing climate)
  • this friend doesn’t send him enough letters to alleviate his bleak isolation

Ovid hopes the friend has not forgotten him, it’s merely the errancy of the postal service not delivering the letters. He remembers their many happy conversations, talking late into the night. Now letters between them can recreate that intimacy and intelligence. Please write.

5.14 (46 lines)

The final poem in the volume is to his wife, ‘dearer to me than myself’. It’s odd because it defines her, praises her, for sharing his suffering; it is this, her role as wife to a famous poet and tragic figure, which will make her immortal, just like Penelope, Andromache and Alcestis, Evadne and Laodameia.

To be good when there are no tribulations is easy; but to be faithful, as she has been, after the wreck of a god’s thunderbolts, ‘that is true married love/that’s loyalty indeed.’

He praises her continually and now – the poem veers in subject matter – wants her to return his devotion by appealing on his behalf. It is a sincere love poem, and that he ends the entire book with it is moving – even though a modern critic, particularly feminist, may find it objectionable, the extent to which he defines his wife solely in relationship to him. But then, he was in a dire situation.

Terms of rhetoric

Green is chatty, loquacious, garrulous, sprinkling his introductions and notes with foreign phrases (not just Latin – French and the like), references to modern poets (T.S Eliot crops up a lot [pages 217, 220, 224], so we can deduce he is an influence on Green’s translating style) and mention of ancient Greek and Roman rhetorical devices. These always interest me but I have a terrible memory for them. So here’s an (incomplete) list:

  • adynaton – a figure of speech in the form of hyperbole taken to such extreme lengths as to insinuate a complete impossibility: ‘pigs will fly’ (note p.216)
  • apologia – a formal written defence of one’s opinions or conduct
  • chiasmus – (‘to shape like the letter Χ’) reversal of grammatical structures in successive phrases or clauses – but no repetition of words: ‘By day the frolic, and the dance by night’
  • circumlocution – the use of an unnecessarily large number of words to express an idea; in ancient poetry it refers to poets’ habit of referring to people in terms of their relationships to someone else (‘the son of…’, ‘the wife of…’ etc) or to a place (‘the Phrygian hero’); this can often make ancient poetry difficult to read – it’s particularly common in Ovid’s Fasti which is why I found it such a demanding read (note p.219)
  • genethliakon – a poem in honour of a birthday in association with a gift or standing alone. Callim.
  • hysteron proteron – a figure of speech consisting of the reversal of a natural or rational order: ‘putting the cart before the horse’ (note p.218)
  • laudatio – a poem, or part of a poem, in praise or commendation of someone or something
  • propemptikon – a poem that wishes a departing friend or relative all the best for a prosperous trip overseas, such as 1.1
  • recusatio – a poem, or part of a poem, in which the poet says he is unable or disinclined to write the type of poem which he originally intended to, and instead writes in a different style; the Hellenistic poet Callimachus introduced the trope of saying his poetic gift was too modest to attempt great epics, so he would write frivolous love poems instead, and this trope was copied in Augustan Rome by Virgil, Horace, Propertius and Ovid
  • synkrisis – the juxtaposition of people or things with the aim of comparing them: a famous exampe is the juxtaposition of the long speeches by Caesar then Cato in Sallust’s account of the Catiline conspiracy
  • variatio – varying a theme with digressions, examples and so on
  • zeugma – (note p.220) any case of parallelism and ellipsis working together so that a single word governs two or more other parts of a sentence: ‘She filed her nails and then a complaint against her boss’

Conclusion

After struggling through both the Metamorphoses and especially the FastiTristia came as a welcome relief. Although a hundred pages long in the Penguin translation, it’s made up of short, discrete poems which you can pick up and read in a few minutes. You can immediately grasp what they’re about, what he’s saying, and immediately empathise with his feelings.

All this is hugely helped by Peter Green’s easy-going, demotic translations and his free approach to rhythm and metre which means you barely notice you’re reading poetry, in the best sense, meaning each poem flows smoothly, seems well phrased and expresses its meaning, conveys its purpose, easily and enjoyably. Surprisingly accessible and enjoyable.

And strongly helped by the fact that the editorial apparatus around the poems is so ample and informative. Not only the introduction to the entire volume, but the extremely useful introductions to each individual poem accompanied by useful notes, but also a long Glossary of named individuals and places. Altogether it makes for a full and thorough and rich and informative experience. Other translations are available, but this is one of the best, most compendious, most enjoyable volumes of Roman literature that I’ve read.


Credit

Peter Green’s translation of Tristia by Ovid was published by Penguin books in 1994. All references are to this 1994 paperback edition.

Related links

Roman reviews

The Year One by M.I. Finley (1968)

History tends to be the history of the winners, with the losers assigned the passive, largely unvoiced, faceless role of the people on whom the winners operated.
(‘Aspects of Antiquity’, page 189)

Notes on ‘The Year One’, a short essay included in Finley’s 1968 collection, ‘Aspects of Antiquity’.

Ancient calendars

People living through a momentous year (1066, 1789, 1939, 2000) usually know about it. The most obvious thing to say about the year 1 is nobody living through it knew about it at the time. The entire chronological framework of Western civilisation, whereby we divide years into before Christ (BC) or after Christ (in the year of the Lord, anno Domini, AD) hadn’t been invented.

Instead, all the different cultures of the ancient world kept their own calendars relating to their own cultural landmarks. The Greeks thought in terms of four year blocks or ‘Olympiads’ which began with the first Olympic Games in 776 BC, so year one was the first year of the 195th Olympiad.

The Romans had, for centuries, dated events by referring to the two consuls who were in office for that year, thus ‘in the consulship of Caius Caesar, son of Augustus, and Lucius Aemilius Paullus, son of Paullus.’

Only the learned wanted to look back deeper than a few decades and, for those purposes, Roman historians had worked out the year of the legendary foundation of Rome, and dated everything AUC standing for ‘ab urbe condita’ or ‘since the founding of the city (Rome)’. Many centuries later Christian historians aligned this legendary date to 753 years before the birth of Christ. So the year one was 754 AUC. This system was devised by the Christian historian Dionysius Exiguus, a Greek-speaking monk.

The evidence of the gospels

Of the four gospels only two give details of the birth of Jesus, Matthew and Luke

Matthew’s Gospel

Matthew’s gospel includes the story of ‘the massacre of the innocents’ (chapter 2, verses 16 to 18). Herod the Great, king of Judea, is said to have heard a prophecy that his kingdom will be overthrown by a child about to be born in Bethlehem, so he ordered the execution of all male children aged two and under in the vicinity of Bethlehem. The Catholic Church regards them as the first Christian martyrs, and their feast – Holy Innocents’ Day (or the Feast of the Holy Innocents) – is celebrated on 28 December. In this story, Joseph and Mary were warned by angels about the impending massacre and so made their way secretly to Egypt, ‘The Flight to Egypt’, a journey depicted in countless paintings.

Unfortunately for the veracity of this version, Herod the Great died in 4 BC. If Matthew is literally correct, Jesus must have been born in 4 BC at the latest.

Luke’s Gospel

Luke’s story is different. He says the Romans sent out a decree that everyone had to return to their home town in order to take part in a national census of the population of Judea so they could be taxed more efficiently.

Unfortunately, the only census decreed by the Romans that we know of occurred in either 6 or 7 AD.

In 6 AD the Romans deposed Herod’s son, Archelaus, themselves took over Judea, and installed a Roman governor with instructions to conduct a census. (The northern province of Galilee remained under the rule of the Herod family; Finley says this slight inconsistency between direct and indirect rule was common in provinces on the edge of the empire.)

The Roman Empire

Was an empire in the full sense. The ‘Roman people’ i.e. citizens of Rome and central and northern Italy, ruled all the other inhabitants of the empire as subjects. The empire outside Italy was divided into provinciae. In 1 AD the Roman empire covered about 1,250,000 square miles with a population of about 60 million (population figures are deeply contested). Censuses were taken in the provinces to maximise tax revenue, but at different times in different provinces, using different methods and definitions, so…

The tax collector, along with the soldier, was the most obvious and ubiquitous link between the provinces and Rome. (p.187)

The limits of Empire

In 9 AD a Romanised German warrior chief named Arminius lured three legions into an ambush in the Teutoburg Forest and annihilated them, seizing the precious standards. Traumatised by this terrible news, the emperor Augustus ordered the remaining two legions and all Roman citizens to withdraw back across the Rhine, a decision reinforced by his successor Tiberius, which crystallised into a fiat. The Romans never attempted to conquer and colonise Germany and the north European border settled for the next four centuries along the Rhine-Danube line.

The borders finalised as England in the north-west, the Atlantic in the west, the Atlas mountains, the Sahara and the cataracts of the Nile in Africa, Judea in what is now the Middle East, and Asia i.e. half of Anatolia up to the border with Armenia.

Imperial exploitation

The Romans had no shortage of writers and propagandists (Horace, Virgil and so on) praising Augustus’ rule and, by extension, Rome’s right to rule the entire world (Virgil). The Christian European empires 1700 years later (Spain, France, Britain, Holland) made lengthy attempts to justify their imperial conquests in terms of bringing civilisation etc to barbarian lands. The Romans used the same rhetoric but were much more honest about the sheer greed and looting involved in conquest. As Finley says in his essay about slavery, Julius Caesar set out for Gaul a penniless aristocrat from a down-at-heel family and he returned 8 years later a multi-millionaire and the most powerful man in Rome. That’s what 8 years of burning and looting did for him.

Once a province had been conquered and pacified there an infrastructure was imposed designed to extract wealth, consisting of extensive taxes(in goods and services and money) for the state, but great personal income skimmed off by high officials and members of the tax farming corporations.

Rome had no mission to civilise comparable to France’s great pretension to a mission civilisatrice. Some of her propagandists later developed this idea but the reality was that, so long as they paid their taxes, Rome left her subject peoples largely to themselves, only interfering if there was disorder, rebellion etc. Over a century of conquering and administering other peoples had shown that minimal interference paid off and…was cheap to run.

This was particularly true in the East, which had well-established cultures/civilisations long before the Romans arrived. Latin was the language of the new rulers but Greek remained the language of intellectuals and the ruling classes which sat directly below the Roman governor. Educated Romans learned Greeks but Greeks rarely bothered to learn Latin, a far simpler, cruder language.

Josephus

Finley makes a pit stop to spend a page profiling Joseph ben Matthias, member of a Jewish priestly family known to history as Josephus and for the epic history of the Jewish War, an account of the 4-year rebellion of Jews against Roman rule 66 to 70 AD which led up to the Romans storming Jerusalem and destroying the Great Temple built by Herod.

Josephus was a Pharisee, a member of the elite priestly caste who identified with law and order and the Romans, so the enemies in his book are the Zealots, who he calls rebels and bandits, religious visionaries who stirred up the people to revolt by playing on their grievances, their extreme poverty and promises of a new world.

Augustus

The essay then turns to consider Augustus’s achievement, namely bringing to an end 60 odd years of chaos as the Roman Republic proved incapable of managing its empire, or, more precisely, the scale of the wealth and power pouring into Rome exacerbate the toxic rivalries among great men which had previously been contained by its republican institutions, but now boiled over into repeated civil wars by over-mighty rulers. Until Octavian put a stop to it (helped by the fact that all the eminent men of his generation had been killed in the civil wars, committed suicide or been murdered in his ‘proscriptions’, leaving him the last significant military-political figure standing).

Augustus’s titles

In 27 BC Octavian was awarded the title ‘Augustus’ by the senate. But his other titles are significant. He wanted to be known as ‘princeps’ i.e. principle figure, partly because it avoided the dreaded term rex or king. And also kept the title Imperator, originally given to victorious generals, but now awarded him a) as recognition of victorious campaigns but b) as continual reminder of where his power lay – the complete loyalty of the army.

Around the time of Christ’s birth, in 2 AD Augustus was awarded a further title, ‘Father of the Nation’, which is not as cuddly as it sounds, given the draconian authority the father of a family had over all its other members, male or female.

Augustus tries to ensure heirs

In his magisterial biography of Augustus Adrian Goldsworthy goes out of his way to emphasise that through most of his rule Augustus appears to have not wanted to create a dynasty and been succeeded by one heir. On the contrary he tried to create a cohort of experienced young men who, Goldsworthy thinks, were meant to form a small cabinet, to rule collegiately.

The two problems with this was that they all tended to come from within his own close family, so royal, monarchical, imperial logic was hard to deny – but worse, that almost all his proteges died, leaving, the grumpy, surly, graceless Tiberius as the last most obvious figure standing.

But before all this had become clear Augustus spent time and energy grooming a succession of young male relatives for rule and in doing so rode roughshod over many of the conventions of the Republic he claimed to be defending. Thus in 4 BC the Senate was prevailed upon to decree that Augustus’s two grandsons (who he had adopted to make legally his sons) Gaius and Lucius, should be designated consuls at the tender age of 15 and then awarded the actual posts, for a year, when they turned 20. Each was titled ‘Princeps of the Youth’. In the Year One Gaius was indeed ‘elected’ consul (as everyone the Princeps recommended to the voters tended to be). But then the curse struck…Lucius died in 2 AD, Gaius in 4 AD.

Augustus’s propaganda machine

Augustus had statues of himself carved and erected in cities all over the empire. Instead of realistic depictions they show an idealised, tall virile commander of men. He ensured his face was on all coinage, so even the illiterate knew who he was. He encouraged his inclusion in the ceremonies of all the religions and cults practiced across the empire. Via his unofficial minister of the arts, Maecenas, he ‘encouraged’ praise by the leading poets of the day, poets like Virgil, Horace and Ovid whose words of sycophantic praise have survived down to our time, 2,000 years later.

Augustus’s campaign for moral regeneration

Alongside a major programme of rebuilding and renovating not only Rome but all the major cities in the Empire, Augustus tried to bring about a moral revival as well. He had roughly two concerns: one was that the ancient noble families of Rome had been severely depleted by the civil wars and so he passed successive legislation promoting marriage and punishing adult men who failed to marry or have children. He gave legal and financial incentives to families with three or more children – legislation collectively known as the Leges Iuliae.

Augustus wasn’t concerned about sexual morality as such but was concerned about its impact on the stability and fecundity of the ruling class which he wanted to grow and stabilise in order to secure Rome’s future. It’s in this context that he passed legislation severely punishing adultery. He wanted more sons of the aristocracy, and that they should marry and do their military and civic duty, instead of not marrying and frittering away their family fortunes on increasing displays of opulence.

Exiling the Julias

It was in this context that in 2 BC he exiled his only biological child, his daughter Julia the Elder (39 BC to 14 AD), who he married to an unwilling Tiberius, allegedly for flagrant adultery and sexual depravity. Several men who had allegedly been her partners were also exiled. In 8 AD he similarly exiled Julia the Elder’s daughter and so Augustus’s grand-daughter, Julia the Younger, again for adultery.

On each of these occasions the ostensible reason was breaching the emperor’s own code of morality, but he also spoke about Julia the Elder being involved in some kind of plot against his life. The details remain obscure but most modern historians think there was more to both affairs than meets the eye, and that in both cases the exiled women were in some way figureheads of attempts to overthrow Augustus’s rule. Hence historians speak of a ‘Julian’ party at his court.

Although the details continue to elude us, Finley draws the central point which is that as soon as you have courts you have courtly intrigue, you have palace plotting – in the later empire this kind of conspiracy became endemic but it is instructive to note that it appears to have arisen as soon as there was a court, in the close family of the very first emperor.

Ovid is exiled

This is the view of Peter Green who devotes most of the long 80-page introduction to his translation of Ovid’s Art of Love to a forensic analysis of events and accusations surrounding the 8 AD exiling of Julia the Younger, because the poet was caught up in the same event and, with little or no warning, exiled by Augustus to the furthest border of the Roman empire, to the miserable provincial town of Tomis on the Black Sea. Ovid wrote a large number of letters to former friends and officials begging to be allowed to return, and a series of poems elaborating on the wretchedness of his fate – but to no avail. Even when Augustus died, his successor, Tiberius, renewed his exile and Ovid died miserably, far from his beloved Rome.

Frustratingly, despite writing a huge amount about his exile, Ovid never anywhere specifies the nature of his error. He insists it was minor, that he never plotted against the emperor, or planned to use poison or a knife or anything like that. Green weighs all the evidence and thinks Ovid must have seen something or been present at meetings where such plots were discussed and failed to report them to the authorities. Because he wasn’t an active plotter, Ovid’s life was spared; but because he didn’t report whatever he saw, his lack of loyalty to the emperor – and to the entire peaceful regime which Augustus had spent a lifetime creating – was called into doubt. Hence exile.

The Augustan peace

It’s easy to criticise Augustus’s early career, his cut-throat manoeuvres, his participation in the proscriptions i.e. mass murder of anyone who stood in the way of the Second Triumvirate, his hugely unpopular land redistribution away from traditional farmer and to veterans of the military campaigns leading up to the decisive Battle of Philippi. But by these expedients he secured the end of the civil wars which had lasted as long as anyone could remember, brought military, civil and social peace, order and stability. He secured the longest period of continuous peace the Mediterranean world had ever known. In this atmosphere of peace and stability business flourished and people got rich.

If the theatre was the characteristic secular building of the ancient Greeks, the amphitheatre was its Roman counterpart, and the long peace saw them built in cities all around the Central Sea.

Augustus worship

The result, especially in the East, was that people began to worship Augustus:

as Saviour, Benefactor and God Manifest (Epiphanes) just as they had deified a succession of Ptolemies, Seleucids and other rulers of the preceding centuries. (p.194)

In Rome he couldn’t be worshipped as a god while alive, only his spirit was said to be holy. But the east had no such hesitations and built temples to Augustus the god. This had nothing to do with love or respect but simple pragmatism. Most people were utterly powerless to influence events, least of all the slaves. It made simple sense to venerate and appease the mighty; that was the way of the world. Finley draws the major conclusion with huge implications for the growth of Christianity, that:

Religion became increasingly centred on salvation in the next world, whereas it had once been chiefly concerned with life in this one. (p.194)

Client kings and dependent rulers had a vested interest in encouraging the cult of Augustus as it underpinned their own authority, for most of the East was a patchwork of cults and religions which, for the most part, co-existed peacefully enough.

The Jewish Revolt

The Jews stood apart in their fierce insistence on monotheism. Jews had migrated and had communities all around the Mediterranean and in Rome (where Ovid recommends the synagogue as a good place to pick up women in The Art of Love). The Old Testament writings had been translated into Greek as far back as the third century BC as Jews in the diaspora lost touch with Hebrew.

Herod the Great, King of Judaea, had more in common with his Roman rulers than his Jewish subjects. When he introduced an amphitheatre and gladiator fights in the Roman style there were mutterings of discontent, but when he tried to impose official worship of Augustus the god there was an outcry and an assassination attempt.

The Jews’ dogged insistence on the uniqueness of their god puzzled the Romans (and their neighbours). Neither Augustus nor Tiberius took any steps against the Jews, but Roman officials in the provinces were less tolerant and insistence on conformity to Augustus worship or other religious practices led to repeated clashes. Many Jews were nervous of their masters’ lack of understanding and religious extremists – the Zealots so criticised by Josephus – played on these fears and encouraged proactive rebellion.

All these forces led to the outbreak of the First Jewish–Roman War (66 to 73 AD), sometimes called the Great Jewish Revolt or The Jewish War. It began in the twelfth year of the reign of Nero, with anti-taxation protests leading to attacks on Roman citizens by the Jews. The Roman governor, Gessius Florus, responded by plundering the Second Temple, claiming the money was for the Emperor, and the next day launching a raid on the city, arresting numerous senior Jewish figures. This prompted a wider, large-scale rebellion and the Roman military garrison of Judaea was quickly overrun by the rebels.

It took the Romans with all their might four full years to quell the rebellion, marked by the sack of Jerusalem, the destruction of Herod’s Temple and the displacement of its people around the Mediterranean, followed by three years of further mopping-up operations. Most other Roman provinces suffered from extortionate taxation, harsh military rule, severe punishment for anyone who breached the peace. What made the Jews different was the involvement of fierce religious belief which shaded into millenarian visions of a Final Battle and Second Coming of the Promised One. Egypt, Greece, Britain, Spain and other equally exploited provinces had nothing like this.

The rise of Christianity

Obviously nobody alive in the Year One had a clue that it would one day, centuries later, be singled out as the start of a new dispensation on human history. If you’re not a Christian, chances are you still use the Christian system of numbering years, if only for business purposes. If you are a Christian this year marked the start of a completely new epoch of world and human history, one in which Divine Grace entered the human realm and all people were offered the chance of salvation through faith in the risen Christ.

Finley dwells on the fairly well-known textual records of early Christianity, within his realm of Roman studies, for example the famous letters of Pliny the Elder to the emperor Trajan asking for advice on how to deal with the men and women being denounced to him as ‘Christians’.

Returning to borders, Finley points out that this same emperor Trajan conquered ‘Dacia’, roughly modern Transylvania, and embarked on a foolhardy campaign against the Parthians (graveyard of the ambitions of Crassus and Anthony to name but two) but Hadrian, who succeeded him, gave up the Parthian gains and settled the borders of the empire for good. Thus, give or take a few small provinces and the elimination of a few client-kingdoms, such as Judaea, the frontiers established by Augustus in the Year One were not far from being the final, definitive borders of the Empire.

Trade

One of the consistent surprises when reading about pre-modern history is the extent and complexity of pre-modern trade routes. It was one of the big messages of the British Museum’s great Vikings exhibition, showing just how far-flung Viking exploration and trade was. Whether considering the trading networks of ancient China or the early explorations of the Portuguese or the vast extent of the Mongol conquests, the message is always the same: pre-modern trading networks were always more wide-reaching than you would have thought.

Same here: Finley points out that the Romans bought silk from as far afield as China (via middlemen in Chinese Turkestan), and more directly with China and Ceylon. Indo-Roman trading stations existed as far away as Pondicherry. ‘There was a drain of Roman coins to India and further East’. Yet references to India were thin and misleading. In the works of the elegiac poets India is usually just linked as a name alongside Parthia to represent the furtherst ends of the earth.

Similarly, there was trans-Sahara trade, especially for ivory, but almost total ignorance of the African continent below the desert. (p.198)

In a way the northern border was more intriguing. After the catastrophe of the Teutoburg Forest (described in vivid detail by Goldsworthy in his biography of Augustus) Augustus withdrew all legions, merchants and settlers in Germany back south of the Rhine and the Rhine-Danube became de facto the northern border of the empire for the next four centuries.

Despite interacting with them extensively, despite making treaties with chieftains, trading with them, understanding something about their societies, in a sense the Romans never got to grips with the Germans. Finley explains part of this was because the Germans were illiterate so had no texts for the Romans to study; no history, art, no architecture.

Also, the Germans were made up of loose and constantly changing tribal confederations. The Parthians had an emperor, the Armenians a great king and so on: you knew who you were dealing with and what they had to offer and how to bargain. None of this worked with the Germans.

(He makes the interesting point that, in their relative ignorance, the Germans relied on ‘primitive agricultural techniques’ which rapidly exhausted what agricultural land they created by forest clearance, and this was a factor in their constant migrations. That and the periodic arrival of entire peoples from further east, which pushed the nearby Germans over the Rhine, often for safety.)

Lastly, he makes a quick point that despite trade with far-flung places outside the empire, most of the cultural and especially religious innovation came from within the empire.

The great matrix of religion innovation was within the empire, in its eastern regions: Egypt, Syria and Palestine, Asia Minor. And, of course, in the end the triumphant contribution from that area in this period was Christianity. (p.198)

East and West

He concludes with the Big Idea that the whole notion of Western Europe in a sense owes its existence to the Augustan settlement which secured Italy, Spain, France and Britain for Roman rule for centuries to come, bequeathing them a common culture, no matter how far it decayed during the Dark Ages.

The East, with far deeper cultural roots of its own, was not ‘Romanised’ to anything like the same extent, retaining a cultural independence which was expressed, first through the survival of the Byzantine Empire for another 1,000 years, and then through its conquest by another Eastern religion, Islam, tearing the Middle East and North Africa out of the Roman Christian family of nations, setting up a profound geographical and cultural divide which lasts to this day.


Credit

‘The Year One’ was included in a collection of essays by M.I. Finley titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

Roman reviews

Plutarch’s life of Pompey

Pompey always maintained that simplicity in his habits which cost him no great effort; for he was naturally temperate and orderly in his desires. (18)

Gnaeus Pompeius Magnus (106 to 48 BC)

This is one of the longest lives, with 80 chapters. Pompey the Great was a boy wonder general, who racked up a series of military victories, both in Rome’s civil wars and against external enemies. He was awarded unprecedented military power to fight the pirates and then prosecute the war in Parthia in the 60s BC, with the result that a growing number of critics began to think him a threat to the state.

In 60 BC Pompey entered into an uneasy alliance with the two other most powerful men in Rome, Julius Caesar (who had himself been awarded extraordinary and extended powers to fight his long war in Gaul) and Marcus Crassus (the richest man in Rome) in order to bribe and strong-arm their way to successive consulships and continually renewed generalships. It was called the triumvirate.

In the later 50s the triumvirate collapsed because a) Crassus was killed on campaign in Parthia and b) Caesar’s beloved daughter, Julia, who he had given to Pompey, died young, thus breaking the family tie between them. It left Pompey and Caesar as the two most powerful men in the state, both with devoted armies behind them, eyeing each other nervously. When his political opponents in Rome tried to end Caesar’s command in Gaul he marched with his army into Italy in 49 BC, triggering a civil war against Pompey and the army of Italy, which lasted from 49 to 45, ending with complete victory for Caesar. But by this stage Pompey was already dead, having been murdered in Egypt, fleeing from a military defeat in Greece, at which point the Pompey part of the story ends.

The life

(1) Contrasts the extreme unpopularity of the father, Gnaeus Pompeius Strabo (135 to 87), hated by his soldiers for his greed and cruelty, with the tremendous popularity of the son. Plutarch says the son was persuasive, trustworthy and tactful. Now all of this contrasts strongly with the portrait of Pompey given in the Life of Crassus, where he is made to be tactless, clumsy and anti-social. This raises the strong possibility that the characters Plutarch paints are not historically accurate or even consistent across his own biographies, but that Plutarch changes and rearranges them in the context of each life to make each life more dramatic. Artistic licence. Plutarch did warn us hat he feels more like a painter than a historian.

(2) He had a boyish youthful grace which people found attractive leading many to nickname him Alexander, after the boy wonder conqueror. Many rumours of his love affairs, for example the story of Flora the old courtesan who boasted that she never left his company without bitemarks.

(3) How young Pompey quelled an attempt by mutinous troops to murder his father and then talked round the troops.

(4) On his father’s death in 87 Pompey was put on trial for misappropriation of public funds but defended himself ably and was acquitted, in fact the judge in the case, Antistius, offered him his daughter in marriage.

(5) Plutarch associates Pompey directly with Cinna‘s death, saying that Pompey went into hiding but people thought Cinna had ordered him killed, so soldiers rose up against Cinna and a centurion pursued and killed him. 84 BC. By contrast the history books say Cinna was murdered by his own troops who mutinied rather than be sent across the Adriatic to fight Sulla in Greece.

(6) Gnaeus Papirius Carbo replaced Cinna as ruler of Rome, and Pompey, not yet 23, raised an army against him in the provinces and marched to Rome to support Sulla.

(7) Pompey defeated in quick succession the forces of Carinas, Cloelius, and Brutus, then persuaded the army of Scipio the consul to come over to him, then defeated a force sent by Carbo himself. Wunderkind.

(8) When Sulla’s army approaches Pompey ensures his looks smart and Sulla greets him at Imperator and later showed great marks of respect. When Sulla wanted to send Pompey to Gaul to help Metellus, Pompey very tactfully said he didn’t want to tread on the older man’s toes but would go if requested. He was requested, he did go and performed great feats.

(9) Sulla realised how valuable Pompey was and, once he was established in power in Rome (82 BC) he and his wife Metella prevail on the young man to divorce Antistia and marry Aemilia, the step-daughter of Sulla, even though she was pregnant with another man’s child. Political marriages. [In the same spirit Sulla tried to make Julius Caesar part with his wife, but Caesar refused and was so scared of reprisals that he went into hiding.] This was cruel on Antistia whose father had been murdered by Marius’s son, Marcus, for being a partisan of Pompey’s and whose mother had killed herself in response. Anyway, fate is fate, and Amelia had barely been installed in Pompey’s house before she died giving birth to the other man’s child.

(10) Once Sulla is secure in power in Rome, Pompey was charged with mopping up outstanding noble survivors. He was harshly judged for his delaying treatment of Carbo, 4 times consul, and but dealt mercifully with Himera and Sthenis. Perpenna was occupying Sicily until Pompey headed that way, at which he abandoned it and headed for Spain (where he was to become a grudging lieutenant to that other Marian exile, Sertorius).

(11) Sulla sends Pompey to Libya to fight Domitius Ahenobarbus. Pompey lands with a large force and defeats Domitius in a rainstorm. He arranges treaties with the cities of Libya and then invades into Numidia. It is said all this took him just 40 days and he was only 24 years old.

(12) Back at his base in Utica Pompey receives a letter from Sulla telling him to send his legions back to Italy which upsets Pompey, but his army threaten to mutiny in order to stay with him. When Pompey returns to Rome the people flock out to see him, who many are already calling Magnus or ‘the Great’ and Sulla thinks it politic to also acclaim Pompey as the great. According to Plutarch Pompey himself was one of the last to use this agnomen.

(14) Pompey asks for a triumph but Sulla refuses, saying he hasn’t even been a praetor yet let alone a consul. This was the context of Pompey allegedly muttering that more people worship the rising than the setting sun which, when he heard it, Sulla was so impressed by Pompey’s sheer cheek that he changed his mind and let Pompey have his triumph (probably in 81 BC). Pompey could easily have been elected to the Senate but it didn’t interest him so he didn’t try.

(15) Sulla resented Pompey’s popularity with the people but rarely let it show. He did, though, remark when Pompey put his name behind Lepidus‘s campaign to be elected consul in 78 BC, that Pompey had ensured that the worst man alive (Lepidus) secured more votes than the best (Catulus). Later that year Sulla died

(16) Lepidus, elected consul in 78, demanded a second consulship for the following year and, when it was refused, raised an army along with the sons of the old Marian cause. Pompey, as so often, was tasked with quelling the rebellion, defeated Lepidus at Cosa and Lepidus withdrew into Sardinia where he died the same year. Many of his supporters escaped to Spain where they joined the Marian rebel, Sertorius.

(17) Having defeated Lepidus, Pompey refused to disband his army but kept it near Rome. Many deprecated this, but it meant he was ready when the Senate ordered him to Spain to deal with the Marian rebel Sertorius. Pompey took over from Q. Caecilius Metellus Pius who was old and, to general surprise, had become addicted to luxury. This was never a problem for Pompey who was naturally moderate in all things.

(18) Pompey’s arrival in Spain rejuvenated the Roman troops. He wins a victory near Valentia.

(19) The big but inconclusive battle at the river Sucro in which he is wounded in the hand. Pompey’s respect for Metellus. The success of Sertorius’s hit and run guerrilla tactics.

(20) In 74, running low on money, Pompey wrote a famous letter to the Senate asking for more resources or saying he’d be forced to march home. LucullusPlutarch’s life of Lucullus was consul and did everything he could to get the money assigned. This was for personal reasons because he wanted to be assigned command of the army heading East to fight King Mithridates VI of Pontus (the region along the south coast of the Black sea), and didn’t want Pompey to come home and snaffle this very desirable gig.

In 73 Sertorius was murdered at a dinner party by his resentful lieutenant Perpenna. Perpenna then took to the field against Pompey but had none of his victim’s agility and strategy. Pompey engaged the rebels in plain battle and slaughtered them. Perpenna and other Roman nobles were brought before him, and Pompey had them all executed.

There’s a story that Perpenna offered Pompey Sertorius’s correspondence with lots of leading figures in Rome who had been corresponding with him about overthrowing Sulla in the popular cause – but Pompey didn’t want to revive the civil war which was only just over and so burned the correspondence unread.

(21) Pompey went on to arrange peace in Spain, before returning to Italy in 71. He arrived at the height of the Spartacus rebellion, to the great irritation of Crassus who wanted to finish it off before Pompey took the credit. So Crassus hurried up and arranged a final set piece battle with Spartacus, at which he massacred the insurgents. Yet Pompey still managed to get credit because about 5,000 escaped from the main battle and Pompey engaged with them and slaughtered them. Then wrote a letter to the Senate saying Crassus certainly defeated Spartacus in battle but he, Pompey, scotched the cause once and for all.

There was widespread fear that, not disbanding his army and with so many successes, Pompey might turn into another Sulla. But he didn’t and he went out of his way to ingratiate himself with the people, for example supporting the law to have the powers which Sulla had taken away from the people’s tribunes restored to them.

(22) His influence is indicated by the way that Marcus Crassus, the richest man in Rome, only considered putting himself forward for consul if Pompey would back him, which he did. Both men were elected consuls in 70 BC. The story of Pompey appearing in person before the two censors to resign his military command.

(23) However, the pair spent a lot of their consul year at daggers drawn. As the year of their joint office neared its end a man climbed on the public platform they were sharing and said Jupiter had appeared in a dream and told him the consuls mustn’t lay down their office till they’d become friends again. So Crassus stepped forward, took Pompey’s hand and praised him to the crowd. Having laid down his office, Pompey was seen less and less in public, and then only surrounded by a crowd to boost his sense of magnificence.

(24) Pirates A digression giving background on the rise of the pirates around the Mediterranean – caused in part because the Romans are devoting their energies to civil wars – till the pirates were said to have 1,000 ships and to have captured 400 cities. Their flaunting their power, wearing fine clothes and decorated ships was offensive. But in more practical terms the pirate plague was driving up prices and causing discontent.

(25) In 67 the tribune Aulus Gabinius proposed a law giving Pompey extraordinary power to crush the pirates, which led to impassioned speeches for and against in the Senate. But it was a very popular idea with the people.

(26) Pompey was awarded the commission divided the Mediterranean into quadrants which he assigned to subordinates tasked with sweeping them clean. In an astonishing 40 days he had routed the pirates and ended the problem in the western Med.

(27) In Rome the consul Piso conspired against Pompey, trying to limit the funding of the project and releasing ship’s crews early, so Pompey interrupted his campaign to anchor at Brindisi, march to Rome and sort things out.

Then he returned to sea, sailing East, with a stopover at Athens. Pompey closed in on the pirates’ bases in Cilicia but then amazed everyone by capturing but then setting free the pirates. He treated all of them leniently.

(28) Finally he tackles the hard core pirates at a headland off Cilicia. Pompey drove them off their boats and into a fortress which he besieged till the pirates, starving, surrendered. In less than 3 months the entire pirate problem had been sorted. He had captured 20,000 prisoners. Rather than punish them, though, Pompey very wisely resettled the pirates and their families in Greece and Asia Minor, in cities which he then granted extra land, figuring that good example, honest work and opportunity would tame them.

(29) Pompey’s dispute with Metellus (relative of the Metellus he fought alongside in Spain) who was fighting the pirates in Crete but whose authority Pompey undermined, taking the side of the pirates. Much criticism.

(30) With the end of the pirate campaign in 66 BC, one of the tribunes of the plebs, Manilius, proposes a law giving Pompey extraordinary power in the East to prosecute the war against Mithridates, taking command away from Lucius Licinius Lucullus. Debate, opposition from the nobles, but passed by the people. Pompey pretends to be vexed by the endless tasks he is given but was in reality pleased.

(31) So Pompey rallies his legions and sails for Asia Minor. Here he marches through the land, leaving nothing undisturbed that Lucullus had done. Eventually the two meet, with their armies, in Galatia. Both sets of lictors have put wreaths on their fasces but after a weary march Pompey’s are faded, so Lucullus’s lictors put their fresh wreaths on Pompey’s lictors’ fasces – which was remembered long afterwards as symbolising how Pompey had come to steal glory from Lucullus who had done all the hard work.

He’s referring to the way Pompey had a track record of arriving at the end of military campaigns and stealing the glory from, for example, Metellus in Spain and Crassus against Spartacus. Lucullus apparently compared Pompey to a lazy carrion-bird, that alights on bodies that others had killed and mocks him for having won a triumph (in 71 BC) for appearing at the end of the 3 year war against Spartacus and wiping out a relatively small number of stragglers. Right place, right time.

The two successful generals try to be civil, but behind each other’s backs, Pompey criticises Lucullus for his greed and looting and Lucullus criticises Pompey for his lust for power.

(32) Pompey’s campaign against Mithridates who shows the same ability to endlessly escape from battles and traps as he did against Lucullus. A battle fought by moonlight where the Romans massacre 10,000 Parthians.

(33) Pompey discovers young Tigranes of Armenia is in rebellion against his father, Tigranes king of kings, so allies and marches with him. The elder Tigranes comes to submit and is going to obeise himself when Pompey raises him up, sits him at his side, says he can retain his kingship and remaining provinces but a) those won by Lucullus will become Roman b) he must pay an indemnity of 6,000 talents, to which Tigranes agrees. Young Tigranes violently disagrees, insults Pompey and is put in chains. Phraates, king of the Parthians, sends an embassy suggesting the Euphrates should be the border between Roman territory and Parthian, and Pompey agrees.

(34) Pompey marches north towards and the Caucasus in search of Mithridates, and is attacked by native peoples, first the Albanians then the Iberians, both of which he thrashes.

(35) Mithridates had headed west and Pompey wanted to follow him but heard that the Albanians had rebelled again so crossed the river Cyrnus with difficulty, then marches across dry land carrying 10,000 waterskins and then crushed the Albanian army consisting of 60,000 infantry and 12,000 cavalry. As always, with numbers, a healthy dose of scepticism. Rumour that the Amazons fought with the Albanians but no women’s bodies were found. Note on the location and customs of the Amazons who are said to live in the Caucasus.

(36) Pompey sets off for Hyrcania but is driven back by the wild snakes. The kings of the Elymaeans and the Medes sent ambassadors to him, and he wrote them a friendly answer. The Parthian king had burst into Gordyene and was plundering the subjects of Tigranes so Pompey he sent an armed force under Afranius.

Pompey is sent all the concubines of Mithridates but doesn’t keep them, sending them back to their homes. Folk tale of one of the concubines, Stratonice, who was daughter to a very poor old man. When Mithridates took her as a concubine the old man woke up to find his house overflowing with treasure and servants. This Stratonice had been left in charge of one of Mithridates’ fortresses but handed it over to Pompey who, chastely, handed them over to the questors to be sent back to Rome.

(37) In the castle of Caenum Pompey comes across a cache of Mithridates’ correspondence showing, among other things, the people he’d had poisoned, including one of his own sons.

(38) While Mithridates was still alive and at large with a big force, Pompey did what he’d criticised Lucullus for doing and began to administer his provinces, having meetings with kings, issuing edicts and so on.

In his campaigns Pompey had reached some of the limits of the known world. In Spain he had reached the Atlantic (which the ancients thought was the Great Ocean surrounding one unified land mass). In North Africa he had also marched as far as the Outer Sea. In the East he had nearly reached Hyrcania. Now he wanted to march south through Arabia to the Red Sea.

(39) Pompey ordered a blockade of Mithridates in his base in the Bosporus (not the Bosphorus by modern Istanbul, but the area round the Crimea in the north Black Sea) and set off south. He annexed Syria for Rome and then Judaea, and made a prisoner of Aristobulus the king. He acted more and more like a mighty sovereign, dispensing justice to lower kings. He was asked to arbitrate a dispute between the kings of Parthia and Armenia. However many of his associates and lieutenants were grasping and corrupt.

(40) A notable hanger-on of Pompey’s was the Greek would-be philosopher Demetrius, who was impertinent and greedy. He used the treasure he looted in the East to buy big properties in Rome including the ‘gardens of Demetrius’. By contrast Pompey always lived in a very modest house.

(41) Pompey was on his way to deal with the king of Petra when messengers arrive bearing the news that Mithridates is finally dead. He killed himself after the revolt of his son, Pharnaces in 63 BC.

Locked up by his son, Pharnaces, Mithridates has his two young daughters poisoned then asks his bodyguard Bituitus to kill him.

The new king, Pharnaces, writes to Pompey saying he wants peace and sends the corpses of his father and entourage. Pompey is amazed at the splendour of the dead king’s accoutrements, most of which are subsequently stolen.

(42) Pompey winds up his affairs in Asia Minor then heads back to Rome in what turns into a kind of triumphal tour, stopping to be publicly praised in Mytilene, Rhodes and Athens. As he gets closer to Italy he takes more serious the rumours that his wife, Mucia, had been living a wild and debauched life, and so divorced her, winning the enmity of her family.

(43) It’s 63 BC. There is much paranoia in Rome that Pompey is returning to conquer the city as Sulla had done in 82. Crassus flees the city with his children. But on arriving at Brundisium Pompey dismissed his army, telling them to return to their homes, and continued to Rome accompanied only by close friends and entourage. This won him huge popularity and crowds turned out to cheer him in every town. He really was a golden boy (well man – aged 43).

(44) A general was not supposed to enter Rome until his triumph. Pompey asked for a dispensation to help the campaign for consul of M. Pupius Piso but Cato argued against it and it was blocked. Pompey admired Cato and suggested he marry one of Cato’s nieces and have his son marry the other one, but Cato saw through this form of bribery and refused. Nonetheless Pompey spent a fortune bribing the voters to elect Afranius consul in 60.

(45) September 61, Pompey’s awesome triumph which took 2 days. Not only was it awesome in terms of territory conquered, kings defeated and revenue brought in but Pompey’s three triumphs had been one in Africa, one in Europe and one in Asia, as if he had conquered the whole world.

(46) If he had died at this point, Pompey would have gone down as one of the greatest generals in history. Instead he was to get mixed up in politics and the immense reputation he had won would in the end go to empower his rival Julius Caesar.

Lucullus and Cato band against Pompey and, in response, Pompey found himself allying with an unpleasant character, Publius Clodius Pulcher, who dragged his name into the mud and involved him in the shameful exile of Cicero (in 58).

(47) Caesar had returned from Gaul and, seeing that Crassus and Pompey were opponents and he couldn’t ally with one without alienating the other, had the bright idea of allying with both and persuading them to join in a coalition, the triumvirate, to promote all their interests, established at secret meetings in 60. Caesar was elected consul for 59. In the same year to everyone’s surprise Pompey now married Julius Caesar’s young daughter, Julia.

(48) Pompey now organises street gangs to terrorise the opponents of his plan to get land made available for his army veterans. His strongest opponent is Cato’s son-in-law, Marcus Calpurnius Bibulus. A basket of dung is emptied over his head, his lictors are beaten up. The people are cowed into passing Pompey’s law. In 59 Publius Vatinius as tribune of the plebs proposed the lex Vatinia, which granted Caesar Cisalpine Gaul and IIlyricum for five years. At the instigation of Pompey and Piso the Senate added the province of Transalpine Gaul. The consuls for the following year were to be Piso, the father-in‑law of Caesar, and Gabinius, the most extravagant of Pompey’s flatterers. That is how the triumvirate administered their power.

Of their opponents Bibulus hid in his villa, Lucullus retired from public life altogether but Cato continued haranguing them in the Senate. In fact Pompey was soon seduced by his wife into retiring into private life. Caesar had disappeared off to Gaul so the political agenda was driven by Piso who got Cicero driven into exile (58) and then had Cato sent as governor to Cyprus. (Neither of these events are described in any detail, maybe because they’re dealt with in the respective lives.)

(49) Clodius then turned his scurrilous abuse against Pompey who regretted his acquiescence in Cicero’s exile. When Cicero was recalled he helped steer the passage of a corn law which placed Pompey in absolute control of Rome’s harbours, trading-places, distributions of crops — in a word, navigation and agriculture. Pompey really was the go-to guy to get things fixed.

(50) A brief note on Pompey’s success in sailing to Sicily, Sardinia and Africa to get grain. As usual Plutarch isn’t at all interested in the details but tells an improving story about Pompey’s words of encouragement to the captain of the fleet when a big storm arises as they’re about to set sail.

(51) Plutarch explains how Caesar’s time in Gaul was spent not only fighting the various tribes but in readying his army for civil strife, and in continually sending money and treasure back to Rome to bribe officials and the people to his side. Witness the conference he called at Luca in 66 to bolster the triumvirate which was attended by Pompey, Crassus, 200 men of senatorial rank and 120 proconsuls and praetors. The deal struck was that Caesar would send back enough soldiers to ensure the election of Crassus and Pompey as consuls for the following year on condition they passed a law getting Caesar’s command in Gaul extended.

(52) Cato, now back in Rome, encouraged his brother-in-law Lucius Domitius Ahenobarbus to stand for the consulship of 55 but, true to the triumvirate pact, Pompey organised a gang to attack him and his entourage in the forum, killing his torchbearer and wounding Cato himself as he went to protect Domitius. It’s like the street fighting in Renaissance Italy or, more grimly, in Weimar Germany.

At the expiry of his consulship Crassus set off to be governor of Syria with authority over the entire East. Meanwhile Pompey opened his vast and splendid circus with a series of spectaculars, the one which stuck in everyone’s minds being a battle against elephants which horrified the spectators (including Cicero who records it in a letter).

(53) Pompey was criticised for his uxoriousness i.e. retiring to his villa to enjoy life with his young wife. She was devoted to him, maybe for the simple reason that among Roman men he was remarkably faithful. He was also handsome and had charming manners. Her devotion is demonstrated by the occasion on which a fight broke out in the forum and his toga was splashed with blood. His servants carried it home to be cleaned but when Julia saw it she fainted and miscarried. This sounds like an idealised folk story. Because for the purposes of the narrative she quickly has to be gotten pregnant again and nine months later, miscarry and die (in 54 BC). Pompey was distraught and wanted her buried at a family villa but the people insisted she was buried in the Campus Martius.

Plutarch then skips very quickly over Crassus’s defeat and death in Parthia (presumably because it’s dealt with at such massive length in his life of Crassus) skipping on to the main point which is that these 2 events marked the end of the triumvirate and the unravelling of the working relationship between Caesar and Pompey. He drops into graceful moralising:

So slight a thing is fortune when compared with human nature; for she cannot satisfy its desires, since all that extent of empire and magnitude of wide-stretching domain could not suffice for two men. They had heard and read that the gods​ “divided the universe into three parts, and each got his share of power” and yet they did not think the Roman dominion enough for themselves, who were but two. (53)

Beginning the slide into 25 years of civil war.

(54) The issue almost immediately was whether Caesar would lay down his command. Pompey made speeches pointing out how easily he had given up his command after returning from the East. Pompey tried to get his supporters into positions of power but discovered that Caesar had been quietly doing this for some time. Government became gridlocked and as soon as the following year, 53, a tribune suggested Pompey be made dictator. Elections of consuls stalled in 52 and even opponents such as Cato suggested Pompey be made sole consul, as being better than anarchy.

Pompey approached Cato in a private capacity to give advice, but Cato was typically priggish and said he would continue speaking his mind.

(55) Pompey marries Cornelia, widow of Publius Crassus, the son of Crassus who perished along with his father in Parthia. Critics thought it bad taste to be frolicking with garlands at a time of public crisis. He supervised public life effectively, placing soldiers at trials so they could continue without the usual barracking and intimidation. He was blamed for showing partiality in some trials but overall did a good job and was awarded governorship of his provinces for another five years.

(56) Caesar’s supporters said that he, too, deserved reward, and should have his command in Gaul extended. The suggestion was made that he should be allowed to stand for the consulship in his absence. Conservatives like Cato strongly objected, saying he should relinquish his command and return as an ordinary citizen to canvas.

(57) Pompey had a serious illness at Naples. When he recovered there was widespread rejoicing in that city and then in all the towns he passed through on his way back to Rome. Plutarch says this public support gave him a misleading sense of his own power. Back when the triumvirate was formed Pompey had sent two of the legions assigned to him to Gaul with Caesar. Now he asked for them back and they came commanded by Appius who made slighting comments about Caesar’s abilities. Pompey was fooled into thinking he had widespread support and military strength in Italy.

(58) Caesar based himself near to the border with Italy and intervened extensively in Roman politics, in particular bribing key officials in his favour and sending large blocs of soldiers to swing elections in his favour. A tribune made the suggestion that both generals lay down their arms at the same moment and became private citizens, thus not presenting a threat to the other. Opponents said Caesar was a public enemy and should simply relinquish his command, full stop, as he was not more powerful in the state and in no position to make demands of the senate.

(59) Marcellus announces that Caesar is crossing the Alps with ten legions and goes to see Pompey accompanied by the senate to call on him to save the state. But when Pompey tried to levy troops he was surprised at the poor response and reluctance. One reason was that Mark Anthony read out a letter from Caesar in which he suggested that he and Pompey give up their provinces and their armies and submit themselves to the people’s judgement. Cicero proposed a compromise that Caesar give up most but not all of his provinces and retain just 2 legions while he canvassed for a consulship. Arguments. Shouting.

(60) Now news came that Caesar was marching fast into Italy. Caesar pauses at the river Rubicon because it formed the boundary between his allotted province (Cisalpine Gaul) and Italy proper. In Cisalpine Gaul he was official commander and could do as he pleased. But crossing the river was an illegal act, and represented an invasion and subversion of the law.

Caesar took the decision to lead his army across the river and into Italy with the words ‘the die is cast’. The senate immediately asked Pompey to raise the army he had promised to protect Italy, Rome and them – but were horrified to learn that Pompey would struggle to raise a proper army. The legions Caesar had only recently sent back to him were unlikely to march against their former commander.

(61) Pandemonium in Rome, with endless rumour, an outflow of the panicking rich, an influx of refugees, collapse of magistrate authority and Pompey finding it hard to fix on a strategy. He declared a state of civil war, ordered all the senators to follow him, and that evening left the city.

(62) A few days later Caesar arrived in Rome, occupied it, ransacked the treasury for funds with which to pursue Pompey. Caesar wanted Pompey and his army cleared out of Italy before his army from Spain could arrive to reinforce him. Pompey takes his army to Brundisium, occupies and fortifies it then ferries his army ship by ship across to Albania. Caesar arrives but is held at the city walls for nine days while Pompey sailed.

(63) Caesar had sent a friend of Pompey’s, Numerius, to him with free and fair terms. But Pompey had sailed. Without bloodshed Caesar had become master of Rome and Italy. Now he set about and marched all the way to Spain to recruit the armies based there.

(64) Pompey now rallies an enormous army on lad and navy at sea. He inspires the training by taking part himself, aged 58. So many nobles flocked to him that they were able to recreate the senate.

(65) This senate passed a suggestion of Cato’s that no Roman be killed except in actual battle and no Roman cities subjected. This won even more people over to Pompey’s cause.

Meanwhile Caesar also was showing great clemency. After defeating Pompey’s forces in Spain he freely released the commanders and took the soldiers into his own service then marches back to Italy, to Brundisium and crossed to Oricum. He sent an emissary suggesting they lay down their arms, have a conference and become friends as of old. Pompey dismissed it as a trick. Pompey held the coast and dominated supplies. Caesar was hard pressed.

(66) Pompey’s allies pushed him to engage in open battle but Pompey correctly judged that a) Caesar’s army was more battle hardened after years in Gaul but b) they had less supplies – so he planned a war of attrition. Caesar struck camp and marched into Thessaly. Pompey’s supporters were jubilant and behaved as if they’d already won. He was encouraged to cross back to Italy, take total control of it and Rome. But Pompey didn’t want to a) run away again b) abandon his forces in Greece to Caesar c) bring bloodshed into Italy.

(67) So he chose to pursue Caesar, cutting his lines of communication and depriving him of supplies. Plutarch describes Pompey’s suspicions of Cato, who was with him in his camp but who he suspected would demand he lay down his command the second Caesar was defeated. Plutarch paints a grim picture of the politicking and squabbling among the politicians who had accompanied him and spent all their time criticising his plans. It affected his judgement.

(68) Pompey’s army comes out into the plain of Pharsalia. Various of his lieutenants vow not to return to camp until they had routed the enemy. That evening signs and portents are seen in the sky (as they always are). Pompey dreams he is laying tributes in the temple of Venus who was, of course, Caesar’s ancestor. At dawn Caesar was delighted to learn from his scouts that Pompey was preparing for battle.

(69) Pompey had twice as many men as Caesar, 40,000 to 22,000. But Caesar’s army assembled in quiet and confidence whereas Pompey’s were shouting and milling about in their inexperience.

(70) Plutarch takes a chapter to moralise on the pitiful tragic outcome of greed and folly which saw Roman pitted against Roman, family member against family member, when if they had united they could have conquered Scythia, Parthia even India.

(71) The Battle of Pharsalia 9 August 48 BC. Caesar’s troops scatter Pompey’s cavalry with the tactic of pushing their spears up into their faces. Then encircle Pompey’s infantry who panic.

(72) Caesar’s legions triumphed and pushed on into Pompey’s camp. Pompey left the battlefield to sit in his tent in shock, then rallied his men and rode away. 6,000 were killed. Caesar’s men found Pompey’s tents adorned with garlands, dressed for a feast. Such was their inexperience of battle and foolish hopes.

(73) Pompey escaped with a handful of companions. Plutarch paints him as mournfully reviewing the sudden collapse in his fortunes, the first time he’d ever lost a battle. He escaped to the coast and took a fisherman’s boat to a port where he boarded a merchantman. Its captain, Peticius, just happened to have had a dream the night before in which Pompey came imploring. Now he sculls up in a boat with a handful of companions in poor shape. Peticius takes them aboard and offers them a meal.

(74) They sail to Mytilene to take on board Pompey’s wife and son. He sends them a messenger. In best melodramatic tradition the messenger doesn’t say anything but his tears tell the story and Cornelia flings herself on the ground where she lies a long time motionless. Odd that this is the universal attitude of despair in these texts, compared with our modern stock attitude which would be thrashing around and ranting.

Cornelia is given a speech out of a Greek tragedy bewailing her lot, as wife to Publius Crassus, who met a miserable death in Parthia, and now wishing she had killed herself then and not brought bad luck to Pompey.

(75) Pompey is given a stock speech in reply about Fortune and they are only mortals and might rise again. Cornelia sends for her things. The people of Mytilene want to invite Pompey in but he refuses and says the conqueror will come soon enough. More interesting is the little digression in which Pompey was said to have had a conversation with the local philosopher, Cratippus, about Providence. Plutarch slips in the moral of the entire book:

For when Pompey raised questions about Providence, Cratippus might have answered that the state now required a monarchy because it was so badly administered.

The Romans mismanaged their way into a disastrous civil war.

(76) At its next stop the ship is met by some of Pompey’s navy. This has survived intact and he laments the fact that he didn’t make more use of it but allowed himself to be lured into battle far from the sea. He learns Cato rescued many of the soldiers and is shipping them over to Libya. He has been joined by his lieutenants and 60 or so senators. The plan is to recruit more men from the cities. Emissaries are sent out. Pompey and advisers debate where to hole up while they recuperate their forces. Some argue for Libya, some for far-off Parthia. But the strongest voices are for Egypt which is only three days’ sail ,away and where the young king Ptolemy owes his throne to Pompey.

(77) So they sail south to Egypt in a Seleucian trireme from Cyprus, accompanied by warships and merchant ships. When they arrive they discover Ptolemy is at war with his sister Cleopatra. Ptolemy’s advisers hold a conclave on what to do, led by Potheinus the eunuch. Theodotus the rhetorician wins the day by arguing they should kill Pompey thus pleasing Caesar and removing the threat.

(78) Pompey was in a small boat which had approached the shore. Potheinus and Theodotus deputed the task of receiving him to some Roman soldiers who had gravitated to Ptolemy’s court, Achillas, Septimius and Salvius. When the Romans saw a handful of men coming towards them in an ordinary boat, none of the pomp of the pharaoh, they sensed something was wrong. But as the Egyptian boat came up they and the Romans in it hailed them they saw other boats being manned on the shore. To fly would show lack of confidence and trigger attack. So Pompey embraced his wife who was already weeping as if he were dead, and taking a few servants, Philip and Scythe, stepped into the Egyptian boat.

(79) The men in the boat were cold and distant from Pompey. He took out his notebook to practice the speech to Ptolemy in Greek which he had practiced. As they reached the shore Pompey stretched his arm up to be helped to his feet and Septimius ran him through with a sword from behind, then Achillas and Salvius stabbed him, too. Pompey drew his toga over his face and fell.

(80) From the Roman fleet a mighty groan then they set sail and left before the Egyptian fleet could come out. The Egyptians cut off Pompey’s head and threw his body into the sea. His servant Philip waited till they’d left then scavenged along the shore for enough wood to build a pyre. Along comes an old Roman, a veteran, and offers to help, and so these two poor men built and supervised the burning of one of the greatest Romans of all.

Next day a ship carrying Lucius Lentulus comes into view, he lands and sees the pyre and asks Philip about his master’s fate, and delivers a lament as from a tragedy. Then he was captured by the Egyptians and also put to death.

Plutarch ends his narrative by tying up the loose ends. When Caesar landed and was presented with the head of Pompey he was disgusted, when shown his ring he burst into tears. He had Achillas and Potheinus put to death. King Ptolemy was defeated in battle and disappeared into the interior never to be heard of again. The sophist Theodotus fled but many years later, after Caesar’s assassination, Brutus tracked him down in Asia and had him put to death with many tortures. The ashes of Pompey were taken to his widow who buried them at his country house near Alba.


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Plutarch’s life of Lucullus

Lucius Licinius Lucullus (118 to 56)

Summary

Lucullus was a Roman general and politician during the last century of the Roman Republic, closely linked by family ties and military service with the dictator Lucius Cornelius Sulla. Sulla both dedicated his memoirs to Lucullus and made him guardian of his son, after his death in 78 BC.

Lucullus’s adult life falls naturally into two parts. During 20 years of military and government service, he conquered a series of eastern kingdoms for Rome, specifically during the Third Mithridatic War (73 to 63 BC). The quality of his generalship impressed everyone and was widely studied by later soldiers.

However, the usual toxic Roman politics meant that, despite his achievements, Lucullus was abruptly relieved of his command and replaced by Pompey in 66 BC, whereupon he returned to Rome with fabulous wealth and devoted the last decade of his life to grandiose building projects and luxury living which shocked and amazed his contemporaries.

The life

He was tall and handsome, a power­ful speaker, and equally able in the forum and the field. (33)

(Chapter 1) Plutarch emphasises that Lucullus came from a very good family and received a very good ‘liberal’ education and was a highly literate man in both Latin and Greek. In a sense his entire public and military career was to turn out to be a detour from his earliest, literary and philosophical interests. to which he was able to return on his retirement.

(2 to 3) Sulla employed Lucullus in the Social War (91 to 87 BC) and then in his campaign against King Mithridates IV in Greece, whence he was sent on an important mission to Egypt to fetch supplies for the Roman army in Greece. He had to run the gauntlet of the enemy blockade but was welcomed in Egypt (87 BC), collected supplies before undergoing a complicated journey back to Greece which involved encountering the enemy fleet, landing at various islands and besieging their cities.

(4) Having fought Mithridates to a draw, Sulla lay a heavy bill of compensation on the cities of Greece and ‘Asia’ i.e. Greece-facing Turkey, but Lucullus won popularity by applying it lightly and fairly. He also managed to be out East when Sulla returned to Italy in 83 BC and so avoided the blood Sulla shed in his vengeful ‘proscriptions’ against the defeated supporters of Gaius Marius.

(5) In 74 Lucullus was elected consul. He wanted to return to the East and so was unhappy to be allotted Cisalpine Gaul as his province. Above everything, he wanted to assure Pompey didn’t return from Spain, where he was engaged in fighting the insurgency of Quintus Sertorius, for he knew Pompey would be assigned to the East. Therefore, when Pompey called for more resources to fight Sertorius in Spain, Lucullus enthusiastically supported him.

(6) The governorship of Cilicia became vacant. The most influential man in Rome at the time was Cethegus and he had taken a noted courtesan Praecia as mistress. Therefore Lucullus paid court to Praecia who influenced Cethegus to get Lucullus command of Cilicia. He used this governorship to resume the war with Mithridates. The only possible rivals were Sulla (dead), Metellus (retired) or Pompey (tied up in Spain).

(7) In 74 BC Lucullus crossed into Asia and took control of the Roman armies there, latterly commanded by Gaius Flavius Fimbria. After a few years of peace, Mithridates had declared war again, not least by playing on the widespread resentment of Roman tax collectors who were still mulcting the cities for the punitive war reparations imposed by Sulla (20,000 talents).

Antique map showing Turkey divided into Roman provinces in the first century BC. Note how ‘Asia’ refers only to western Turkey; Bithynia and Pontus to the south coast of the Black Sea with Amisus, the town which Lucullus besieged and was set afire, on the coast of Pontus. Cilicia, Lucullus’s official governorship, is on the south coast of Turkey opposite Cyprus. And the whole region is bordered on the east by the kingdom of Greater Armenia, ruled over by King Tigranes.

(8) Lucullus’s fellow consul, Marcus Aurelius Cotta a, thinks he can take on Mithridates alone, but is heavily defeated, losing ships and men.

(9) Mithridates marched his army to take Cyzicus, a rich port town on the south coast of the Sea of Marmaria, surrounding it by land and blockading it by sea. Lucullus followed and camped his men around Mithridates’ camps.

The inhabitants of Cyzicus are fortified by a number of supernatural signs and omens (10). Mithridates’ soldiers beginning to suffer from hunger, he took advantage of Lucullus’s brief absence to send many away to Bithynia. But Lucullus took ten cohorts of infantry and his cavalry, set off in pursuit and brought the enemy to battle at the river Rhyndacus. Lucullus won: 6,000 horses and 15,000 men were captured, besides an untold number of beasts of burden. Mithridates hastened to leave by sea, leaving his generals to lead the rest of the land army to safety, but Lucullus attacked them at the river Granicus, capturing a vast number and slaying 20,000. On this campaign, it was said that no fewer than 300,000 camp-followers and fighting men lost their lives (11).

(12) Lucullus entered Cyzicus in triumph but then had a dream in which the goddess Aphrodite told him some of Mithridates’ ships were nearby at Lemnos, so Lucullus embarked his navy, caught the enemy ships, some at sea, and some drawn up on the shore, and defeated them.

(13) Mithridates escaped by ship to Pontus despite a large storm which wrecked much of his fleet and forced him to switch from a heavy merchant ship to a light brigantine. The storm was said to be owing to the wrath of Artemis of Priapus against the men of Pontus who had plundered her shrine and pulled down her image.

(14) Lucullus pursues Mithridates into Bithynia i.e. northern Turkey. His troops criticised him from dawdling but Lucullus is given a speech saying he actively wanted to give Mithridates enough time to recruit a new army because otherwise the Romans risked forcing Mithridates either a) into the Caucasus, a labyrinth of mountains it would be impossible to flush him out of or b) worse, into the arms of Tigranes the Great of Armenia, who happened to be Mithridates’ son-in-law.

(15) In 72 BC Lucullus brings Mithridates to battle at Cabira. Mithridates wins and puts the Romans to flight. Daunted at fighting further, Lucullus finds some local Greeks who guide his army into a mountain redoubt. But some Roman stragglers got into a fight with Mithridates troops over a stag, the forces on both sides increasing till the Romans fled. At which point Lucullus refused to engage in a full scale battle, but led a small force down which rallied his fugitives, made them turn and see of Mithridates’ men, before escorting them back to the camp. But here they were assigned the traditional punishment of runaways, namely to dig a 12 foot ditch in just their tunics.

(16) A Dandarian prince named Olthacus persuades Mithridates to let him go on an assassination mission against Lucullus, and he made his way to the Roman camp with marks of disgrace, as though shamed and outcast by the king. After a probation period, Lucullus admitted this prince to his table and councils. But on the big morning when Olthacus tried to gain entrance to Lucullus’s tent the latter happened to be asleep and his chamberlain wouldn’t give entrance to Olthacus, who rode back to Mithridates in frustration.

(17) Two separate Roman legates are sent to requisition grain. When Mithridates’ forces attacked them, both times the king came off worst. He decided to move camp but the soldiers rebelled and murdered Dorylaüs the general and Hermaeus the priest. Nonetheless, Mithridates moved his army but was nearly caught when Romans gave chase, until a mule came between them and the king, which was bearing gold, so the soldiers stopped to loot the treasure and let the king get away.

(18) The Romans liberated some of Mithridates’ hostages and many women including one of Mithridates’ sisters, Nyssa. The other two sisters, along with two of his wives, had been sequestered in faraway Pharnacia and Mithridates now ordered his eunuch, Bacchides, to go there and murder them. There follows a florid, sensationalist account of how they died:

  • Monimé fastened her diadem round her neck and tried to hang herself but it broke in two so she offered her throat to Bacchides to cut it.
  • Berenicé from Chios shared a cup of poison with her mother which killed the mother but wasn’t enough for Berenicé who was such a long time that Bacchides, who was in a hurry, had her strangled.
  • Of Mithridates’ two unmarried sisters, one drank off her poison with many abusive imprecations on her brother but the other, Statira, drank it off without saying a word.

(19) Lucullus comes to the town of Amisus and, once his troops break into part of it, the rest is set aflame by its governor, Callimachus to prevent their possession. Lucullus orders his men to put out the fires but they disobey him and ransack the town while it burns to the ground, reducing Lucullus to tears of frustration. Interestingly, he is quoted as saying he wanted to be like Fortunate Sulla who successfully ordered his troops to put out the fires they’d started as they entered Athens in 86 BC, but had ended up with the reputation of Mummius, who burned Corinth to the ground in 146 BC.

(20) With a lull in the fighting Lucullus set out to reform the cities of ‘Asia’ (i.e. western Turkey), specifically lightening the yoke of debt – a massive 20,000 talents – which Sulla had imposed on them which had caused all kinds of misery and social dislocation. Unscrupulous debt collectors or publicani by manipulating interest rates, had inflated this to 120,000 talents! So Lucullus passed some practical laws, reducing interest rates to 1%, forbidding the total interest to exceed the initial loan, and punishing lenders who added interest to the loan. Within four years all debts in the province had been paid off and justice restored, despite the lobbying of the publicani back in Rome.

(21) Mithridates takes refuge at the court of King Tigranes of Armenia whose pomp and tribute kings are described. Appius Clodius is sent as ambassador to demand the handing over of Mithridates, but Tigranes is irritated that Lucullus’s letter only refers to him as king instead of King of kings, and he refuses.

(22) In fact Tigranes had been keeping Mithridates in an outlying region of his kingdom. Now he summoned him. Tigranes inadvertently lets slip that one of Mithridates’ ambassadors to him, Metrodorus, had once candidly advised Tigranes not to send Mithridates the reinforcements the latter required. As a result Mithridates has Metrodorus killed and Tigranes regrets his words.

Plutarch slips in a reference to Amphicrates, the rhetorician, who was exiled from Athens and attached himself to Cleopatra, the daughter of Mithridates and wife of Tigranes, but speedily fell into disfavour, and, being excluded from intercourse with Greeks, starved himself to death.

(23) Lucullus restored the liberties of many Greek cities and blessed them with festivals and contests. As a result many celebrated festivals which they called Lucullea. But then he was summoned back to war and and laid siege to Sinopé, or rather, to the Cilicians who were occupying it. He took it and slaughtered 8,000 Cilicians.

Now Lucullus learns that Tigranes has allied with Mithridates and intends to invade Cilicia and advance on Asia. Lucullus wonders why Tigranes chose to do this now, when Mithridates is weak, rather than when he was at the peak of  his powers.

(24) When Machares, the son of Mithridates, who held the Bosporus, sends Lucullus a crown valued at a thousand pieces of gold, begging to be included in the list of Rome’s friends and allies, Lucullus realises the war in the West is over. But he insists on taking the fight to his enemies in what Plutarch calls the ‘second war’ (starting 69 BC) and marches his very reluctant army all across Turkey and Syria to the Euphrates whose waters, at full flood when he arrived, miraculously lowered themselves overnight so the army could cross. He forces his army on across the Tigris and so into the territory of Tigranes.

(25) Tigranes sends a force against Lucullus led by Mithrobarzanes. It comes across Lucullus’s army as it was still making camp so Lucullus sent Sextilius sent at the head of sixteen hundred horsemen and about as many light and heavy infantry to engage Mithrobarzanes, who the Romans defeat and kill. Tigranes abandons Tigranocerta, that great city which he had built, and withdraws beyond the Taurus  river but Murena, pressing hard on his heels, captured his baggage train and killed many of his Armenians.

(26) Lucullus commenced a siege of Tigranocerta, which was full of Greeks and other exiled peoples who Tigranes had forcibly resettled. Mithridates advised Tigranes not to engage Lucullus but Plutarch gives a long list of allies from the whole region who joined Tigranes and eventually gave him the confidence to attack.

(27) Plutarch lovingly describes the enormous array of the many allies and kings who’ve joined together to make Tigranes’ monster army. When they see Lucullus’s force divide, leaving Murena with 6,000 to maintain the siege while he, Lucullus, with 10,000 infantry and 1,000 cavalry, they burst out laughing and compete with each other to mock the Romans and offer to finish them off with just their national cohort. Tigranes is said to have uttered a ‘famous’ quote:

“If they are come as ambassadors, they are too many; if as soldiers, too few.”​

(28) In the event it was a famous Roman victory, Lucullus leading a charge against the heavily armoured  Armenian cavalry who turn to escape but, in doing so, trample over their own infantry and cause such confusion the Romans massacre them. Supposedly over 100,000 enemy infantry perish and all their cavalry to the loss of only a hundred Roman wounded and five killed. Sure.

Plutarch then draws a reflection on Lucullus’s generalship, that he used delay and slowness to wear down Mithridates for years, but in this battle deployed lightning tactics to devastate Tigranes’ army.

(29) Mithridates, assuming that Lucullus would draw the battle out, hadn’t even arrived with the main forces. Now he encountered the survivors straggling back and then Tigranes himself, with whom he condoled.

Then Lucullus completes the siege of Tigranocerta, thoroughly looting its treasures and handing out a dividend to all his soldiers. He freed actors who had been abducted by Tigranes and got them to perform in plays celebrating his victory, and sent all the Greeks inside the city who’d been forcibly moved there back to their original cities, thus garnering much gratitude and popularity.

Lucullus then reveres the memory of Zarbienus, king of the Gordyeni, who had sent to offer friendship with Rome but was informed against and murdered, along with his wife and children, by Tigranes. Now Lucullus restored his body to his city and held proper funeral rites and lit the funeral pyre himself.

(30) Lucullus received an embassy from the king of Parthia requesting friendship but then discovered he was parlaying with Mithridates and Tigranes at the same time so decided to march against him. But when he sent for the remainder of his army to join him from Pontus they refused point blank and news of this demoralised the soldiers with Lucullus.

(31) So Lucullus abandoned his plan to attack Parthia and moved against Tigranes again, besieging Artaxata. Plutarch explains that this city was sited and constructed under the supervision of the famous Hannibal after he had fled from Carthage. Tigranes drew up another combined army to stop him but Lucullus crossed the river Arsania and destroyed the royal army.

(32) Lucullus set off in pursuit but the weather became very cold, snow and ice, difficult for horses and the army began to mutiny. So he returned west, descending to a plain where he took a large city named Nsibis.

(33) Lucullus’s luck turned against him. The soldiers had endured two winters in the open rather than occupy cities because Lucullus wanted to keep the friendship of the Greek population. The usual undermining critics in Rome led by Lucius Quintus, one of the praetors, who claimed Lucullus was prolonging the war to enrich himself.

(34) The troops were subverted by Publius Clodius, Luculla’s brother-in-law, who was aggrieved because he’d been overlooked for promotion. Plutarch summarises Clodius’s speeches in which he compared the soldiers’ endless tribulations here in the East, with the nice cushy lifestyle of Pompey’s ex-soldiers from the Spanish war who had, by now, been settled and given citizenship.

(35) In 67 BC a resurgent Mithridates defeated Fimbrius’s army and then the army of Triarius who took him on without waiting for Lucullus. But when Lucullus roused his army to march on Mithridates it rebelled. Lucullus was reduced to going from tent to tent arguing with individual soldiers, but they refused to fight any more. It was all he could to do keep his army together in their summer camp while Tigranes roamed Cappadocia ravaging it at will. In 66 BC the senate appointed Pompey leader of the army in the East with the result that the soldiers refused to obey Lucullus any more while they awaited their new commander.

(36) Pompey and Lucullus met in a village in Galatia, Lucullus aged 52, Pompey aged 40, the latter much the more famous having already won two triumphs. They were polite but didn’t get on, Pompey annulling most of Lucullus’s edicts and allowing him only 1,600 soldiers to take back to Rome.

Plutarch then interjects a two Big Historical Ideas:

  1. If Lucullus had had the magic touch of inspiring love and loyalty in his troops he might have led them against the Parthian Empire which was, at this point, relatively small, and expanded Rome’s borders across Iraq to Iran. But he didn’t and left the border at the Euphrates and the Parthian Empire to grow into a redoubtable enemy.
  2. When he did finally return to Rome and hold a huge triumph (although delayed for nearly three years by his political enemies), the sight of so much wealth and treasure inflamed the Roman imagination so that a man like Marcus Licinius Crassus came to identify the East with one thing only, loot. This inspired Crassus to undertake his ill-fated attack on the Parthian Empire which led to catastrophic Roman defeat at the battle of Carrhae in 53 BC and Crassus’s death soon after.

(37) Lucullus returned to Rome to find himself under attack from Gaius Memmius for prolonging the war. He was also prevented for some time from holding a triumph although when he did, it was magnificent and Plutarch describes it in detail.

(38) Lucullus divorced Clodia, who was ‘a licentious and base woman’ and married Servilia, a sister of Marcus Porcius Cato, but she turned out to be just as bad. Lucullus tolerated her immoral behaviour out of respect for Cato but eventually ‘put her away’.

The Senate hoped Lucullus would prove a political champion and oppose the growing dominance of Pompey and his clique but, maybe sensing that the political situation was too rotten, or just reckoning he’d earned retirement, Lucullus took no part in politics. Given the lamentable record of Marius and Sulla before him, you can’t help lauding his decision. Plutarch appears to agree and makes the interesting suggestion that:

a political cycle, too, has a sort of natural termination, and political no less than athletic contests are absurd, after the full vigour of life has departed.

(39) Instead Lucullus devoted the extraordinary wealth he’d amassed to the arts and luxury and fine living. He was a devotee of Latin and Greek literature and he amassed a great library in his villa. He allowed scholars to use his library and he patronised many poets and philosophers and this was imitated by other aristocratic Romans.

Lucullus was a great builder and built magnificent parks and villas, whose designs were very influential. During his campaigns in the East, the retired consul was impressed by the Persian tradition of horticulture. With his vast wealth he built a great park in the centre of Rome, that became known as the ‘Gardens of Lucullus’ and his gardens were important in the development of gardening in Europe.

He was interested in farming and introduced fruits such as the cherry into Rome and also experimented with aquaculture, especially fish ponds. Lucullus became infamous for his feasts and was a great gourmet.

Lucullus’s example inspired many members of the elite to abandon the traditional austere Republican lifestyle and to cultivate the arts, to collect manuscripts, build villas and gardens, a legacy which was to grow under the empire.

(40) His fine dining became legendary. Plutarch gives a quote from Pompey and Cato both satirising Luculla.

(41) These last chapters are taken up with tittle tattle and stories:

Once, when he was dining alone, and a modest repast of one course had been prepared for him, he was angry, and summoned the servant who had the matter in charge. The servant said that he did not suppose, since there were no guests, that he wanted anything very costly. “What sayest thou?” said the master, “dost thou not know that today Lucullus dines with Lucullus?”

Plutarch tells a story about Cicero (a good friend) and Pompey approaching Lucullus in the Forum and asking to be invited to dinner but insisting he serves only what he was going to have anyway. But Lucullus cleverly outwits them by telling his servant which room he wants to eat in and, because he has so many dining rooms and they all have a specific menu and size, the servant immediately knew what was required and so Cicero and Pompey were still staggered by the quality of the meal. Plutarch criticises this gross ostentation, comparing it with a barbarian.

(42) By contrast Plutarch praises Lucullus for assembling a huge library and throwing it open to all, in particular visiting Greek scholars. Lucullus was such a devotee of philosophy that Cicero wrote a summary of the doctrines of the Old Academy (which he favoured) put them into Lucullus’s mouth and titled the treatise Lucullus.

Although Plutarch has said Lucullus retired from political life that doesn’t seem to be strictly true. Thus Lucullus allied with Cato to prevent Pompey’s proposal for a generous distribution of lands to his soldiers, and this was one factor leading Pompey to form the alliance (or, as Plutarch puts it, ‘a conspiracy’) with Crassus and Caesar in 60 BC. Pompey filled the city with his armed soldiery and expelled from the forum the partisans of Cato and Lucullus to get this measure passed. An old man was then produced who swore that he had been hired by Lucullus to assassinate Pompey but nobody believed him and he was soon found dead, probably killed by the very people who put him up to it. Sounds like slippage back towards the bad old days of Marius and Sulla…

(43) All the more reason, then, for Lucullus to retire from increasingly poisonous public life to his library and his gardens. When Cicero was exiled in 58 BC (after a campaign led by Lucullus’s former brother-in-law Publius Clodius Pulcher), Lucullus retired completely. In his last days there were rumours that he lost his mind but Plutarch retails the story that he deteriorated due to drugs administered by his freedman, Callisthenes.

When he died in 56 BC the people lamented and wanted his body to be buried in the Campus Martius where Sulla was buried, but his brother prevailed on them to let the body be buried at Lucullus’s country estate at Tusculum.

Superstitions, prophecies and omens

When Lucullus had come within sight of the enemy and seen with amazement their multitude, he desired to refrain from battle and draw out the time. But Marius, whom Sertorius had sent to Mithridates from Spain with an army, came out to meet him, and challenged him to combat, and so he put his forces in array to fight the issue out. But presently, as they were on the point of joining battle, with no apparent change of weather, but all on a sudden, the sky burst asunder, and a huge, flame-like body was seen to fall between the two armies. In shape, it was most like a wine-jar, and in colour, like molten silver. Both sides were astonished at the sight, and separated. This marvel, as they say, occurred in Phrygia, at a place called Otryae. (8)

The importance of dreams

All the leaders profiled by Plutarch have meaningful dreams which guide or succour them.

Whenever he had secret intelligence that the enemy had made an incursion into the territory which he commanded, or were trying to bring a city to revolt from him, he would pretend that the doe had conversed with him in his dreams, bidding him hold his forces in readiness. (Sertorius 11)

Lucullus called to mind the advice of Sulla, in his memoirs, which was to think nothing so trustworthy and sure as that which is signified by dreams. (Lucullus 23)


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SPQR: A History of Ancient Rome by Mary Beard (2015) 7. The empire

If you’re looking for a chronological history of the Roman Empire, or an account of the military campaigns and battles which led to its territorial expansion, or an account of the organisation and administration of the Roman army, during either the republican or imperial eras, forget it. None of that is in this book.

Beard’s interest is in exploring themes or aspects of Roman social, cultural and political history. Hence, although the final chapter in SPQR is devoted to ‘Rome Outside Rome’ i.e. the wider Roman empire, it is nothing like a chronological history of the empire, or of the wars of conquest and putting down of rebellions which consolidated it, or a really thorough examination of Rome’s administrative bureaucracy. Instead it is an entertainingly meandering essay which considers some selected aspects of Roman rule beyond Italy. Beard starts the chapter, as usual, with a flurry of academic questions:

  • how were the cultural differences across the empire debated?
  • how ‘Roman’ did the empire’s inhabitants outside Rome and Italy become?
  • how did people in the provinces relate their traditions, religions, languages and literatures to those of imperial Rome, and vice versa?

Beard uses biographies of Roman administrators such as Pliny the Younger (61 to 113 AD), touches on the Roman attitude to religion – especially the troublesome new religion of Christianity – uses Hadrian’s Wall as an example of the limits of empire, and generally delves into other topics which take her fancy.

So, as a reader, as soon as you abandon any hope of getting a thorough or even basic chronological overview of the main events of the wider Roman empire, and settle down for a chatty meander through  some selected aspects of a fascinating subject, then Beard is an enjoyable and informative guide.

The limits of imperial expansion

Augustus called a halt to the expansion of imperial Rome following the disastrous Battle of Teutoburg Forest in 9 AD in which Publius Quinctilius Varus lost three legions massacred by barbarian Germans led by Arminius (p.480). Fascinatingly, Beard tells us that Augustus had fully intended to extend Roman power into Germany, and had begun construction of a town at Waldgirmes, 60 miles east of the Rhine, complete with forum, statue of the emperor and all the trimmings. After Teutoburg he ordered all building work abandoned and withdrawal of all Roman forces to the Rhine and in his will instructed his successors not to extend the empire.

But they did. Claudius sent legions to conquer Britannia, which they’d seized enough of by 44 AD to justify Claudius awarding himself a triumph, although the Romans took a long time to extend their power right up to the border with Hibernia. In the east, in 101 to 102 Trajan conquered Dacia, part of what is now Romania and in 114 to 117 invaded Mesopotamia to the borders of modern Iran.

Emperors less competitive than consuls

But overall the pace of territorial acquisition slowed right down. Beard makes the interesting point that this was at least in part because under the Republic you had two consuls who competed with each other for military glory, rising to the epic rivalry between Julius Caesar, busy making a name for himself conquering Gaul in the West, and Gnaeus Pompeius Magnus, known in English as Pompey, redrawing the map of the Roman East.

By contrast, the emperors had no rivals and no-one to beat. Their only rivals were the previous emperors so they could take their time, make a few strategic ‘conquests’, award themselves a nice triumph and relax. Most of the wars of the first 200 years of empire were against internal rebellions or border skirmishes.

Governor Pliny in Bithynia

Slowly the focus of administrators and emperors switched from conquest to good administration. It’s to examine this that Beard gives the example of Pliny the Younger who in 109 was sent to become governor of the province of Bithynia along the southern coast of the Black Sea in what is now Turkey. Next to Cicero Pliny is one of the most knowable ancient Romans because of the 100 or so letters he sent directly to the emperor Trajan, reporting back on all aspects of Roman administration, from taxes to statues, to the nitty gritty of local legal cases.

What the Romans wanted was peaceful administration, avoidance of flagrant examples of corruption, good regular supplies of taxes. They made little or no attempt to impose their own cultural norms or eradicate local traditions. Instead the East, in particular, remained a mostly Greek-speaking fantasia of different religions, gods, festivals, dress, traditions and so on.

Small number of imperial administrators

In a striking similarity to the British Empire, Beard tells us the number of imperial administrators was vanishingly small: across the empire at any one time there were probably fewer than 200 elite Roman administrators running an empire of more than 50 million subjects (p.490). So how was the empire managed?

1. The most obvious answer is the substantial Roman legions posted around the borders of the empire and Beard mentions the insight we have into one such garrison from the amazing discoveries which have been made at Vindolanda, on Hadrian’s Wall.

2. Building new settlements was another strategy. In the north and west in particular the building of Roman settlements on the classic, standardised Roman town layout was one of the most enduring legacies of empire. Roman policy resulted in ‘urbanisation on an unprecedented scale’ (p.492).

3. Also, just like the British, French and other European empires 1,800 years later, the Romans co-opted the local elites. Local rulers who came over to Rome were awarded formal titles, new Roman names, rights and privileges. They took to wearing the toga, they sent their children to Roman schools to learn Latin, rhetoric and civics. Over generations these became embedded and Romanised elites did the work of ensuring peace and lack of rebellions among their subjects.

The 1st century efflorescence of Greek literature

In the East, the Greeks didn’t need to take any lessons in ‘civilisation’ from the Romans and no Roman would have dared suggest it. Nonetheless, Beard points out that the early imperial period saw an extraordinary florescence of Greek literature, much of it addressing, skirting, questioning the impact of Roman hegemony on the Greek world. In a striking example, she tells us that the output of just one Greek writer of this period, biographer and philosopher Plutarch (46 to 119 AD) fills as many modern pages as all the surviving literature from the 5th century BC put together, from the tragedies of Aeschylus to the histories of Thucydides (p.500).

Three typical rebellions

Surprisingly, maybe, there were only a handful of major rebellions against Roman rule in the first century (although it may be that these were under-reported, as both regional governors and emperors weren’t keen to record dissent).

Anyway, Beard makes the interesting point that the three major rebellions we know about weren’t standalone nationalist uprisings of the kind we’re familiar with from the end of the modern European empires. In the three biggest instances they were not popular uprisings but rebellions by members of the collaborating class felt they had, for one reason or another, been badly treated by their Roman allies.

1. Thus the leader of the German forces in the Teutoburg Forest, Arminius, was a solid ally of Rome and personal friend of the general whose forces he massacred. Modern thinking has it that Arminius was a rival for leadership of his tribe, the Cherusci, with his brother, Segeste. When a revolt began among the auxiliary troops for an unknown reason, it may be that Arminius thought he stood more chance of becoming paramount leader of his people by betraying his Roman allies (and brother) and it seems to have worked.

2. In Britannia, Queen Boadicea or Boudicca rebelled after terrible treatment by the Romans. When her husband Prasutagus died he left half his tribal kingdom to the empire and half to his daughters. But when Roman forces moved in to take their territory they ran amok among the Britons, plundering the king’s property, raping  his daughters and flogging Boudicca. Hence her armed revolt, and you can see why her tribe would rally to her standard, whose first steps were to burn to the ground the nearest three Roman towns, murdering all their inhabitants, before the governor of the province, 250 miles away on the border of Wales, heard the news, marched across country to East Anglia, and exterminated the British forces (p.514).

3. The First Jewish War or Great Jewish Revolt (66 to 73 AD) is also attributable to bad behaviour by the occupying Romans. The middle classes protested against heavy Roman taxation and there were some random attacks on Roman citizens. In response the Roman governor, Gessius Florus, raided the Second Temple (where no non-Jew was allowed to enter) for back payment of the taxes, then arrested senior Jewish figures some of whom he had crucified for disobedience. Bad idea. The rebellion spread like wildfire and pinned down Roman legions in Palestine for the next seven years.

Free movement of goods and people

Another massive effect of the Roman Empire was the free movement of goods and people on an unprecedented scale. Among the ruins of Pompeii has been found an ivory figurine from India, the soldiers on Hadrian’s Wall were buying pepper brought all the way from the Far East. Vast amounts of olive oil (20 million litres per year) were imported to Rome from southern Spain and the province of Africa became the breadbasket for the capital (250,000 tonnes of grain).

Not only goods but people moved vast distances, making lives and careers for themselves thousands of miles from their birthplaces in a way that was unprecedented for most of world history before. Beard exemplifies this astonishing freedom of movement in the story of Barates who was working near Hadrian’s Wall in the second century AD, and built a memorial to his wife who predeceased him and came from just north of London. The point is that Barates himself, as his memorial  records, originally hailed from Syria, 4,000 miles away.

Trade and administration, imports and exports, sending soldiers and administrators to the ends of the known world, involved a huge amount of bureaucracy and organisation, many fragments of which have survived to build up a picture of the empire’s multi-levelled commercial and administrative complexity.

The people, group or ideology this free movement around the entire Mediterranean basin was ultimately to benefit most were the Christians. Familiarity with the life of St Paul shows just how free they were to travel freely and to spread their word to the ‘godfearers’, the groups who attached themselves to Jewish synagogues but couldn’t become full Jews because of their lack of circumcision and/or the food and ritual restrictions, so who were an enthusiastic audience for the non-ethnic, universalising tendency of  the new religion.

It is this principle of openness and assimilation, which characterised Rome from the earliest times when Romulus incorporated members of neighbouring tribes into his nascent settlement, that I briefly describe in the next blog post.


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

The Ottoman Endgame: War, Revolution, and the Making of the Modern Middle East, 1908–1923 by Sean McMeekin (2015)

This is a very good book, maybe the definitive one-volume account of the subject currently available.

McMeekin’s earlier volume, The Berlin-Baghdad Express: The Ottoman Empire and Germany’s Bid for World Power, 1898-1918, although full of solid history, was conceived and structured as an entertainment, using the erratic history of the Berlin to Baghdad railway project as a thread on which to hang an account of the German High Command’s attempt to raise a Muslim Holy War against her enemies, Britain and France, across the entire territory of the Ottoman Empire and beyond, into Persia and Afghanistan.

It had a chapter apiece devoted to the quixotic missions which the Germans sent out to try and recruit various Muslim leaders to their side, very much dwelling on the colourful characters who led them and the quirky and sometimes comic details of the missions – which, without exception, failed.

In Berlin to Baghdad book McMeekin had a habit of burying references to key historic events in asides or subordinate clauses, which had a cumulatively frustrating effect. I felt I was learning a lot about Max von Oppenheim, the archaeological expert on the ancient Middle East who was put in charge of Germany’s Middle East Bureau – but a lot less about the key events of the war in Turkey.

Similarly, as McMeekin recounted each different mission, as well as the various aspects of German policy in Turkey, he tended to go back and recap events as they related to this or that mission or development, repeatedly going back as far as the 1870s to explain the origin of each thread. I found this repeated going over the same timeframe a number of times also rather confusing.

This book is the opposite. This is the book to read first. This is the definitive account.

In 500 solid pages, with lots of very good maps and no messing about, following a strict chronological order, McMeekin gives us the political, military and diplomatic background to the Ottoman Empire’s involvement in the First World War, a thorough, authoritative account of those disastrous years, and of their sprawling aftermath through the disastrous Greco-Turkish War (1919-23) ending with the Treaty of Lausanne, signed in July 1923, which established the modern republic of Turkey and brought that troubled country’s decade of tribulations to an end.

McMeekin suggests that the bloody decade which stretched from the first of the two Balkan Wars in 1912/13 through to the final peace of the Greco-Turkish War as, taken together, constituting The War of The Ottoman Succession.

Gallipoli

This is the first detailed account of the Gallipoli disaster I’ve read, which clearly sets it in the wider context of a) the broader Ottoman theatre of war b) the First World War as a whole. I was a little shocked to learn that the entire Gallipoli campaign was in response to a request from Russian High Command to draw Ottoman troops away from the Caucasus, where the Russian High Command thought they were being beaten.

One among many bitter ironies is that the Russians were not, in fact, being defeated in the Caucasus, that in fact the Battle of Sarikamish (December 1914 to January 1915), which the Russian leadership panicked and took to be a rout, eventually turned into the worst Ottoman defeat of the war.

But the Russians’ panicky request to the British at Christmas 1914 was enough to crystallise and jog forward British ideas about opening a second front somewhere in Turkey. From a raft of often more practical options, the idea attacking and opening up the Dardanelles (so British ships could sail up to and take Constantinople, and gain access to the Black Sea) soon acquired an unstoppable momentum of its own.

Armenian genocide

As with Gallipoli, so McMeekin also presents the Armenian Genocide in the context of the bigger picture, showing, for example, how the Christian Armenians did rise up against their Ottoman masters in the eastern city of Van, and did co-operate with the attacking Russians to expel the Ottomans and hand the city over, and so did justify the paranoia of the Ottoman High Command that they had a sizeable population of fifth columnists living in potentially vital strategic areas.

For it was not only in the far East of the Empire, in Armenia, a fair proportion of the Armenian population of Cilicia, over on the Mediterranean coast, was also prepared to rise up against the Ottomans, if provided with guns and leadership from the British (pp.223-245).

So McMeekin’s measured and factual account makes it much more understandable why the Ottoman High Command – under pressure from the ongoing British attack at Gallipoli, and terrified by the swift advances by the Russians through the Caucasus – took the sweeping decision to expel all Armenians from all strategically sensitive locations.

None of this excuses the inefficiency they then demonstrated in rounding up huge numbers of people and sending them into the Syrian desert where hundreds of thousands perished, or the gathering mood of violent paranoia which seized local authorities and commanders who took the opportunity to vent their fear and anxiety about the war on helpless civilians, which led to localised pogroms, execution squads and so on. But it does help to explain the paranoid atmosphere in which such things are allowed to happen.

McMeekin emphasises that, once it saw what was happening on the ground, the Ottoman leadership then tried to moderate the expulsion policy and explicitly forbade the punishment of Armenians, but it was too late: at the local level thousands of administrators and soldiers had absorbed the simple message that all Armenians were ‘traitors’ and should be shown no mercy. The net result was the violent killing, or the starving and exhausting to death, of up to one and a half million people, mostly defenceless civilians, an event which was used by Allied propaganda at the time, and has been held against the Turks ever since.

Siege at Kut

Again, I was vaguely aware of the British army’s catastrophe at Kut, a mud-walled town a few hundred miles (230 miles, to be precise) up the Tigris river, where an entire British army was surrounded and besieged by a Turkish army, in a situation reminiscent of the Boer War sieges of Mafeking and Ladysmith (pp.263-270, 290-293).

But McMeekin’s account helps you see how the Kut disaster was a climax of the up-to-that-point successful campaign to seize the estuary of the Tigris and Euphrates rivers, the Shatt al-Harab, and to win towns as far north as Basra, Qurna and Amara.

He takes you into the British thinking strategic thinking behind the ill-advised decision to push on towards Baghdad, and explains why the Turks turned out to be better dug-in and better led around that city than we expected (p.269). There’s a fascinating thread running alongside the slowly building catastrophe, which was the extreme reluctance of the Russian commander in the field, General N.N. Baratov to come to our aid (pp.290-292).

In fact Russian tardiness / perfidy is a recurrent theme. We only mounted the Gallipoli offensive to help the bloody Russians, but when it ran into trouble and British leaders begged Russia to mount a diversionary attack on the Black Sea environs of Constantinople to help us, the Russians said the right thing, made a few desultory naval preparations but – basically – did nothing.

British take Jerusalem

Similarly, I vaguely knew that the British Army ‘took’ Jerusalem, but it makes a big difference to have it set in context so as to see it as the climax of about three years of on-again, off-again conflict in the Suez and Sinai theatre of war.

Early on, this area had seen several attempts by Germans leading Turkish armies, accompanied by Arab tribesmen, to capture or damage parts of the Suez Canal, which McMeekin had described in the earlier book and now tells again, much more thoroughly and factually. The capture of Jerusalem was the result of a new, far more aggressive British policy  of not just defending the canal, but of attacking far beyond it – known as the Southern Palestine Offensive of November to December 1917, carried out by the Egypt Expeditionary Force led by General Edmund Allenby.

Balfour Declaration

Similarly, the Balfour Declaration of November 1917. I knew about this but hadn’t realised how it was related to the Russian Revolution. Apparently, world Jewish opinion was split for the first three years of the war about who to support because:

  1. Zionism, as a movement, was actually an Austro-German invention, the brainchild of Austrian journalist Theodor Herzl
  2. the World Zionist Executive was based throughout the war in Berlin
  3. most powerfully, the Western democracies were allied with Russia which had, from time immemorial, been the traditional enemy of Jews and Judaism

But the overthrow of the Tsarist government, and the transition to what everyone hoped would be more liberal democratic rule, tipped the balance of world Jewish opinion, especially in America, where the money came from (pp.352-3), against the Central Powers. The Balfour Declaration was a pretty cynical attempt to take advantage of this shift in Jewish opinion.

The Russian Revolution

God knows how many histories of the Russian Revolution I’ve read, but it was fascinating to view the whole thing from the point of view of the Ottoman Empire.

1916 was actually a good year for the Russians in the Ottoman theatre of war. They won a series of sweeping victories which saw them storm out of the Caucasus and into Anatolia, seizing Van and then the huge military stronghold at Erzerum.

And McMeekin shows how, even as the central government in faraway Petrograd collapsed in early 1917, the Russian Black Sea navy under Admiral Kolchak, chalked up a series of aggressive victories, climaxing with a sizeable naval attack force which steamed right up to the Bosphorus in June 1917.

But the collapse of the Tsarist regime in February 1917 had led to slowly ramifying chaos throughout the army and administration, and the the arrival of Lenin in the capital in April 1917, with his simple and unequivocal policy of ending the war, sowed the seeds of the complete collapse of Russian forces.

McMeekin leaves you with one of those huge historical what-ifs: What if the Russian revolution hadn’t broken out when it did – maybe the Russians would have taken Constantinople, thus ending the war over a year early and permanently changing the face of the Middle East.

The best history is empowering

As these examples show, this is the very best kind of history, the kind which:

  1. lays out very clearly what happened, in a straightforward chronological way so that you experience the sequence of events just as the participants did, and sympathise with the pressures and constraints they were under
  2. and places events in a thoroughly explained context so that you understand exactly what was at stake and so why the participants behaved as they did

McMeekin is slow to judge but, when he does, he has explained enough of the events and the context that you, the reader, feel empowered to either agree or disagree.

Empowerment – and this is what good history is about. 1. It explains what happened, it puts it in the widest possible context, and it empowers you to understand what happened and why, so you can reach your own assessments and conclusions.

2. And it has another, deeper, empowering affect which is to help you understand why things are the way they are in the modern world, our world.

McMeekin explains that, on one level, the entire history of the later Ottoman Empire is about Russia’s relationship with Turkey and the simple facts that the Russians wanted:

  1. to seize all of European Turkey, most of all Constantinople, to reclaim it as a Christian city to be renamed Tsargrad
  2. to make big inroads into eastern Turkey, creating semi-independent states of Armenia and Kurdistan which would be Russian protectorates
  3. the net affects of 1 and 2 being to give Russia complete dominance of the Black Sea and easy access to the Mediterranean

This is the fundamental geopolitical conflict which underlies the entire region. The intrusion into bits of the Empire by the British (in Egypt, Palestine and Iraq) or the French wish to colonise Lebanon and Syria, are in a sense secondary to the fundamental Russo-Turkish conflict whose roots stretch back centuries.

Competition for the Caucasus

McMeekin covers the ‘scramble for the Caucasus’ in the Berlin-Baghdad book but, as with the rest of the subject, it feels much more clear and comprehensible in this version.

It’s the story of how, following the unilateral declaration of peace by the Bolsheviks, the Germans not only stormed across Eastern Europe, sweeping into the Baltic nations in the north and Ukraine in the south – they also got involved in a competition with the Turks for the Caucasus and Transcaucasus.

In other words the Ottoman Army and the German Army found themselves competing to seize Armenia, Georgia, Kurdistan and, above all, racing to seize Baku on the Caspian Sea, important not only for its strategic position, but because of the extensive oil fields in its hinterland.

The story is fascinatingly complex, involving a British force (led by General Dunster) which at one point held the city for 6 weeks (the British got everywhere!) but was forced to withdraw by boat across the Caspian as the hugely outnumbering Turks moved in – and a great deal of ethnic conflict between rival groups on the spot, specifically the native Azeri Muslims and the Christian Armenians.

Events moved very quickly. Local political leaders across the region declared the Transcaucasian Democratic Federative Republic which included the present-day republics of Azerbaijan, Georgia, and Armenia which existed from just April to May 1918, but the area around Baku was engulfed in ethnic violence – the so-called March Days massacres from March to April 1918 – and then in May 1918, the leading party in Baku declared independence as the Azerbaijan Democratic Republic.

Nice for them but irrelevant as the Ottoman Army then routed the British and seized the city in September 1918. And only a few years later, most of these countries were reinvented by the Bolsheviks as Socialist Soviet Republics strongly under the control of Moscow, as they would remain for the next 70 years till the collapse of the Soviet Union (so in this region, the Russians won).

The end of the Great War…

The race for Baku was just one example of the chaos which was unleashed over an enormous area by the collapse of the Russian state.

But for McMeekin, it was also an example of the foolishness of the main military ruler of the Ottoman Empire during the entire Great War, Enver Pasha, who over-extended the (by now) under-manned and under-armed Turkish army, by dragging it all the way to the shores of the Caspian in what McMeekin calls ‘a mad gamble’ (p.400) ‘foolish push’ (p.409).

This left the Anatolian heartland under-defended when it suffered attacks by the British from the north in Thrace, from the south up through Palestine, and in Iraq – not to mention the French landings in Cilicia and Lebanon on the Mediterranean coast.

The Empire was forced to sign the Armistice of Mudros with Great Britain on 30 October and Ottoman troops were obliged to withdraw from the whole region in the Caucasus which they’d spent the summer fighting for.

… was not the end of the fighting

The war between France and Britain and the Ottoman Empire theoretically ended with the Armistice of Mudros on 30 October 1918. But McMeekin’s book is fascinating because it shows how invasions, landings, fighting and massacres continued almost unabated at locations across the Empire.

Specifically, it was a revelation to me that the Allied decision to allow the Greeks to land troops in the city of Smyrna on the Aegean coast turned out to be the flashpoint which triggered the end of the Ottoman Empire.

Disgruntled Ottoman officers had been gathering in central Anatolia, away from Constantinople, now occupied by the Allies, who bitterly resented the way the civilian politicians were handing over huge tranches of the Empire to the Allies. These men rallied in Eastern Anatolia under Mustafa Kemal, who became the leader of the hastily assembled Turkish National Movement.

And thus began, as McMeekin puts it, one of the most remarkable and successful political careers of the twentieth century, the transformation of Mustafa Kemal from successful general into Father of his Nation, who was awarded the honorific Atatürk (‘Father of the Turks’) in 1934.

Big ideas

As always, when reading a history on this scale, some events or issues leap out as new (to me) or particularly striking. Maybe not the ones the author intended, but the ones which made me stop and think.

1. The First World War ended in Bulgaria

Brought up on the story of the trenches, I tend to think of the war ending because the German Spring offensive of 1918 broke the Allied lines and advanced 25 miles or so before running out of steam, at which point the Allies counter-attacked, pushing the Germans back to their original lines and then ever-backwards as more and more German soldiers deserted and their military machine collapsed. That’s how it ended.

I knew that Bulgaria had surrendered to the Allies as early 24 September and that that event had had some impact on German High Command, but it is fascinating to read McMeekin’s account which makes the end of the First World War all about the Balkans and Bulgaria.

The British had had a large force (250,000) defending Macedonia and the approach to Greece from Bulgaria, which was allied with Austria and Germany. But the Bulgarians were fed up. In the peace treaties imposed on the new Bolshevik Russian government in May 1918 the Bulgarians got hardly any territory. When the Germans advanced into Ukraine the Bulgarians received hardly any of the grain which was seized. The Bulgarians are Slavs and so there was widespread sympathy for Russia while many ordinary people wondered why their young men were fighting and dying for Germany. And there was abiding antagonism against the Ottomans, their supposed ally, who Bulgaria had had to fight to free itself from and had fought against in the Balkan Wars of 1912-13.

All this meant that when an aggressive new French general, Louis Félix Marie François Franchet d’Espèrey, arrived to take command of Allied army in Macedonia, and sent exploratory probes against the Bulgarian line, discovered it was weak, and then unleashed a full frontal assault in the Vardar Offensive of September 1918, that the Bulgarian army and state collapsed.

The Bulgarian army surrendered, mutinied, part even declared an independent mini-republic, and the Bulgarian government was forced to sue for peace on 24 September 1918. When he heard of the Bulgarian surrender, the supreme leader of the German Army, Ludendorff, said they were done for. The Turkish generalissimo, Enver Pasha, said we’re screwed.

The collapse of Bulgaria gave the Allies command of the Balkans, allowing the channeling of armies south-east, the short distance to capture Constantinople, or north against the vulnerable southern flank of Austro-German territory.

In McMeekin’s account, the collapse of Tsarist Russia was certainly a seismic event but it didn’t, of itself, end the war.

The trigger for that event was the surrender of Bulgaria.

2. East and West

Another of the Big Ideas to really dwell on is the difference between the First World War on the Western Front and on the other theatres of war – the Eastern Front in Europe, but also all the warzones in Ottoman territory, namely Gallipoli, the Black Sea, Suez, Mesopotamia, Persia and the Caucasus.

Any English person brought up, like me, on the history and iconography of the Western Front, with its four-year-long stalemate and gruelling trench warfare, will be astonished at the dynamism and tremendously changing fortunes of the combatants on all the other fronts I’ve just listed.

Not only that, but events in the East were intricately interlinked, like a vast clock.

Thus it is one thing to learn that Serbia, the cause of the whole war, which Austria-Hungary had threatened to demolish in the first weeks of the war, was not in fact conquered until over a year later, in November 1915. So far, so vaguely interesting.

But it took my understanding to a whole new level to learn that the fall of Serbia to the Central Powers was the decisive event for Gallipoli. Because, while Serbia was holding out, she had prevented the Germans from shipping men and material easily down through the Balkans to their Ottoman ally. Once Serbia fell, however, the transport routes to Turkey were open, and this was the last straw for strategists in London, who realised the bad situation of the Allied troops stuck on the beaches of the Dardanelles could only deteriorate.

And so the decision to abandon the Gallipoli campaign and remove the troops from the beaches.

This is just one example from the many ways in which McMeekin’s account helps you see how all of these events were not isolated incidents, but how, all across the region from Libya in the West to the Punjab in the East, from the Balkans via Palestine to Suez, across Syria, down into Arabia, or up into the snowy Caucasus mountains, events in one theatre were intricately connected with events in all the others – and how the entire complex machinery was also influenced by events on the immense Eastern Front to their north, which ran from the Baltic to the Black Sea.

Basically, the First World War in Eastern Europe and the Middle East, was vastly more complicated, dynamic and interesting than the war in the West. And also pregnant with all kinds of long-running consequences.

3. The ends of wars are incalculably more complex than the beginnings

Real peace didn’t come to Turkey till 1923. In this regard it was not unlike Germany which saw coups and revolutions through 1919, or the vast Russian Civil War which dragged on till 1922 and included an attempt to invade and conquer Poland in 1920, or the political violence which marred Italy until Mussolini’s black shirts seized power in 1922.

Across huge parts of the world, violence, ethnic cleansing and actual wars continued long after the Armistice of November 1918. In fact McMeekin goes so far as to describe the Battle of Sakarya (23 August to 12 September 1921) as ‘the last real battle of the First World War (p.456).

Thus the book’s final hundred pages describe the long, complex, violent and tortuous transformation of the Ottoman Empire into the Turkish Republic, a story which is riveting, not least because of the terrible decisions taken by Prime Minister David Lloyd George, often against the advice of his entire cabinet, namely:

  1. to allow the Greek Army to occupy Smyrna, which led to riots, massacres, and outrage right across Turkey
  2. to occupy Constantinople on March 20 1920 – I had no idea British warships docked in the harbour, and British soldiers backed by armoured cars set up control points at every junction, erecting machine-gun posts in central squares – God, we got everywhere, didn’t we?

And bigger than both of these, the folly of the Allies’ approach of imposing a humiliating peace without providing the means to enforce it.

That said, America also played a key role. Much is always made of the Sykes-Picot Plan to divide the Ottoman Empire up between Britain and France, but McMeekin goes to great pains to emphasise several massive caveats:

1. Sazonov That, when it was drawn up, in June 1916, the Sykes-Picot Plan was largely at the behest of the pre-revolutionary Russian government which had more interest in seizing Ottoman territory than the other two combatants, so the plan ought, in McMeekin’s view, to be called the Sazonov-Sykes-Picto Plan because of the dominant influence of Russian Foreign Minister, Sergei Sazonov.

2. Sèvres I was astonished to see that the Treaty of Sèvres (imposed on the new Turkish government in May 1920, reluctantly signed in August 1920) handed a huge amount of territory, the bottom half of present-day Turkey, to Italy – in fact pretty much all the contents of the Treaty of Sèvres are mind-boggling, it enacted ‘a policy of forcefully dismembering Turkey’ (p.447). As McMeekin brings out, a document better designed to humiliate the Turks and force them into justified rebellion could barely be imagined.

Map showing how the Ottoman Empire was carved up by the Treaty of Sèvres, not only between the French and British, but the Italians, Greeks and Russians as well (Source: Wikipedia, author: Thomas Steiner)

3. States That the key player in the final year of the war and the crucial few years after it, was the United States, with some plans being drawn up for America to hold ‘mandates’ over large parts of the Ottoman Empire, namely Palestine, Syria, Mesopotamia. Given a choice the native populations wanted the Americans in charge because they thought they would be genuinely disinterested unlike the colonial powers.

Here, as across Central Europe, it was a great blow when, first of all Woodrow Wilson had a stroke which disabled him (October 1919), and then the American Congress refused to ratify the Treaty of Versailles or join the League of Nations.

As the chaos continued, and as David Lloyd George listened to his influential Greek friends and supported a Greek army invasion of Smyrna on the Turkish coast (with its large Greek population), and then its pushing inland to secure their base, only slowly did I realise McMeekin was describing events which are nowadays, with hindsight, referred to as the Greco-Turkish War of 1919–1922.

I had no idea the Greeks penetrated so far into Anatolia.

Map of the Greco-Turkish War, blue arrows showing the advance of the Greek Army into undefended Anatolia and coming within 50 miles of the new Turkish capital at Ankara before being halted at the Battle of Sakarya (source: Wikipedia, author: Andrei Nacu)

And no idea that the Greeks were encouraged to the hilt by David Lloyd George right up until it began to look like they would lose after their advance was halted by the vital Battle of Sakarya just 50 miles from Ankara.

Nor that the Greeks then forfeited the backing of the French and British and world opinion generally, by the brutality with which they pursued a scorched earth policy in retreat, torching every town and village and railway and facility in their path, also committing atrocities against Muslim Turkish civilians. It’s gruelling reading the eye-witness descriptions of destroyed villages, raped women, and murdered populations. What bastards.

Mustafa Kemal’s impact on Britain

It was a revelation to me to learn that, once Kemal’s Turkish army had driven the Greeks back into the sea and forced the evacuation of Smyrna, and with his eastern border protected by a rock-solid treaty he had signed with Soviet Russia, Kemal now turned his attention to the Bosphorus, to Constantinople, and to Thrace (the thin strip of formerly Turkish territory on the northern, European side of the Straits), all occupied by (relatively small) British forces.

It was news to me that Lloyd George, backed by Winston Churchill, was determined that Kemal would not have either Constantinople or the Straits back again, and so a) wrote to the premiers of Australia, Canada, New Zealand and South Africa asking them to contribute forces to a second defence of Gallipoli – they all said No – and b) the British public were by now so sick of the war in Turkey, and war generally, that they, and all the newspapers, roundly called for an end to British involvement – STOP THIS NEW WAR! shouted the Daily Mail.

And that it was this crisis which caused the collapse of the coalition government which had ruled Britain and the Empire since 1916.

The Conservatives abandoned the coalition, it collapsed, the Liberals split into two factions and the election of October 1922 resulted in not only a Conservative victory (344 seats) but the Labour Party emerging for the first time as the largest opposition party (142 seats), with the two factions of the Liberal party knocked into third and fourth place. The Liberals, even when they finally recombined, were never to regain the power and influence they enjoyed throughout the nineteenth century.

Thus, McMeekin points out with a flourish, Mustafa Kemal had not only divided the wartime Alliance (the French wanted nothing to do with Lloyd George’s foolish support for the Greeks) and atomised the Commonwealth (all those white Commonwealth countries refusing to help the Old Country) but ended the long history of the Liberal Party as a party of power.

Fascinating new perspectives and insights

Conclusion

Nowadays, it is easy to blame the usual imperialist suspects Britain and France for all the wrongs which were to beset the Middle East for the 100 years since the Treaty of Lausanne finally finalised Turkey’s borders and gave the rest of the area as ‘mandates’ to the victorious powers.

But McMeekin, in his final summing up, is at pains to point out the problems already existing in the troubled periphery – there had already been two Balkan Wars, Zionist immigration was set to be a problem in Palestine no matter who took over, Brits, Russians or Germans – Arabia was already restless with the Arab tribes jostling for power – Mesopotamia had been a hornet’s nest even during Ottoman rule, with the Ottoman authorities telling non-Muslims never to visit it. All this before you get to the smouldering cause of Armenian independence.

All these problems already existed under the last years of Ottoman rule, the British and French didn’t invent them, they just managed them really badly.

Ataturk’s achievement was to surgically remove all these problems from Ottoman control and delegate them to the imperial powers. He was clever, they were dumb, inheriting insoluble problems. He created an ethnically homogenous and ‘exclusionary state’ whose borders have endured to this day.

As a very specific example, McMeekin cites Kemal’s readiness to hand over the area around Mosul to British control, even though he was well aware of its huge oil deposits. He made the very wise assessment that the benefit of the oil would be outweighed by the disruptive issues he would inherit around managing the ethnic and religious conflicts in the region (between Kurds and Arabs, between Sunni and Shia Muslims). And indeed, the low-level conflicts of the region are alive and kicking to this day.

The Allies for 25 years struggled to rule Palestine, Arabia, Syria, Iraq and eventually withdrew in various states of failure. McMeekin’s mordant conclusion is that the ‘the War of the Ottoman Succession rages on, with no end in sight’ (p.495, final sentence).

For the clear and authoritative way it lays out its amazing story, and for the measured, deep insights it offers into the period it describes and the consequences of these events right up to the present day, this is a brilliant book.


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The Byzantine Empire

Which describe the first arrival of the Seljuk Turks in the region, their conquest of Anatolia, Byzantine territory and, finally, Constantinople itself.

The Sack of Constantinople in 1204

There was never a greater crime against humanity than the Fourth Crusade.
(Sir Steven Runciman, 1954)

Until I read John Julius Norwich’s account of the Fourth Crusade, which ended with the devastating sack of Constantinople in 1204, I hadn’t appreciate what a seismic and unmitigated disaster it was.

Norwich’s account of the Latins’ destruction of the biggest, richest city in the world was so harrowing I was depressed for days and found it difficult to continue reading the book in which he describes it, Byzantium: The Decline and Fall.

Like reading detailed accounts of Hiroshima, I just felt that…. after seeing humanity revealed in such appalling colours, why… why go on with anything?

For me, personally, the reason to go on is to understand better. Not to understand perfectly, which I am confident, or acknowledge, is beyond human wit. But just because perfect understanding is an impossible platonic absolute, doesn’t mean that some understanding isn’t better than none. And, for me, personally, understanding things brings sweet mental joy.

And so, just like Norwich’s detailed description of the Sack of Rome by Alaric and the Visigoths in 410, a detailed description of the Fourth Crusade and the Sack of Constantinople makes it so much more comprehensible. Only if you follow the events in the most detailed way possible do you realise that a distant event which is often treated as a single thing – the Sack of Constantinople – was in fact a complex concatenation of accidents and misunderstandings and misjudgements and bad agreements. It took the malevolence of some people (the doge of Venice), the chancer’s gamble of the pretender to the Byzantine throne Alexius III, and then the passive acquiescence of the majority of the crusaders, to take place. Reading the details makes you realise that a) this is how ‘history’ i.e. human events, work, in complex unexpected ways, where all kinds of spokes are stuck into the machine and b) makes you realise how the nature of human life, human experience, human societies, and big political events, doesn’t change much. I’m thinking of the sequence of events which brought about Brexit, and which we are still in the middle of. The results aren’t as murderous and destructive as the sack of Constantinople – but they are recognisably the product of the same confused, chaotic species.

In other words, reading about the sack itself is grim and depressing, but the knowledge and insight it gives you into human nature and how human affairs operate, are powerful and liberating.

Summary

This is the short version you’re likely to read in books focusing on other subjects, such as the crusades as a whole, or the Middle Ages.

In April 1204 the Latin, Western soldiers of the Fourth Crusade laid siege to Constantinople, capital of the Byzantine Empire. On 12 April the crusader armies breached the city’s defences and stormed the city. Attacking Venetian forces tried to use fire as a defensive shield but it quickly got out of control and burned unchecked through the city. As if that wasn’t catastrophic enough, once the crusaders had established a bridgehead, they proceeded to spend three days pillaging and looting the city.

The Greek emperor fled and leaders of the ruling families were driven into exile, so the crusaders chose a Latin ruler – Baldwin of Flanders – who was crowned Emperor Baldwin I and inherited about a quarter of the territory his Greek predecessors had ruled This Latin rule of the Byzantine Empire was to last just under 60 years, before a Greek ruler and army re-established Greek power.

After the city’s sacking, most of the Byzantine Empire’s territories were divided up among the Crusaders, but Byzantine aristocrats also established a number of small independent splinter states, one of them being the Empire of Nicaea, which would become the kernel of Greek resistance and – after a long series of small wars, setbacks and struggles to reunify Greek leadership – would eventually recapture Constantinople in 1261 and restore the Greek tradition and religion to the city of Constantine.

But the restored Byzantine Empire never managed to reclaim all its former territorial or economic strength, and eventually fell to the rising Ottoman Sultanate in 1453.

Background

The Latin West and Greek East of Christendom had been growing apart for centuries, with the pope in Rome arrogating more and more power and authority to himself, insisting the Eastern church submit to his authority, and Western clerics as a whole coming to regard the Eastern Orthodox church as schismatic and in error on a wide range of theological and procedural issues. Norwich’s three volumes of Byzantine history are littered with theological, administrative and geopolitical arguments between the papacy and the emperor or Patriarch (head of the Eastern Church) of Constantinople. This helps explain the indoctrination of western crusaders that the Byzantines were exotic, untrustworthy, almost heretics.

But the real focus of the story is the growing rivalry between the maritime republic of Venice, whose wealth was based on shipping and trading across the Muslim Middle East to the ‘Indies’ where spices and pepper came from, and Byzantium as the established power in the region. Successive emperors of Byzantium had been obliged to make trade treaties with Venice and given Venetian merchants extensive privileges in the city, such as an entire quarter down by the docks for their use and trading rights across the Empire’s territories and islands.

The sack had three causes:

  1. long-term mistrust between Latin Westerners and Greek Byzantines
  2. the long-term rivalry with Venice which wished to supersede Byzantium as the main power in the eastern Mediterranean
  3. a short-term, proximate cause which was a string of accidents to do with the mismanagement of the Fourth Crusade, which were ruthlessly exploited by the doge of Venice, Enrico Dandolo, to fulfil point 2.

East-West relations

1. Mass arrest of the Venetians 1171

Latin Catholics from the rival cities Venice and Genoa dominated the city’s maritime trade and financial sector, having secured concessions from successive Byzantine emperors, which resulted in a virtual maritime monopoly and stranglehold over the Empire by the Venetians.

Rich Italian merchants grew very rich and so did the Byzantine aristocrats who allied with them, leading to popular resentment among the middle and lower classes in both the countryside and in the cities.

The Venetians resented that their main Italian rivals, the Genoese, also had extensive quarters in Constantinople, and in 1171 the Venetians attacked and largely destroyed the Genoese quarter. The Emperor retaliated by ordering the mass arrest of all Venetians throughout the Empire and the confiscation of their property (a move he had probably been meditating for some time – the Genoese attack gave him a pretext). As with all civil unrest, there were also rapes and the burning of houses. Infuriated, the Venetians launched a naval expedition to attack Byzantine interests, which failed, but the encouraged the Empire’s enemies, specifically the Serbs – to take advantage of the unrest and launch land attacks.

Relations were only gradually normalized, reaching an uneasy peace in the mid-1180s.

2. The massacre of the Latins

But the simmering resentment didn’t go away and burst out anew in the Massacre of the Latins which took place in Constantinople in April 1182.

After the death of Emperor Manuel I in 1180, his widow, the Latin princess Maria of Antioch, acted as regent to their son and became notorious for the favoritism she showed to Latin merchants and the big aristocratic land-owners.

In April 1182 she was overthrown by the ageing general Andronicus I Comnenus. He marched on Constantinople and entered the city in a wave of popular support. But the celebrations quickly got out of hand and escalated into mob violence against the hated Latins. The ensuing massacre was indiscriminate: Latin men, women and children were attacked in the street, their houses burnt down, Latin patients lying in hospital beds were murdered. Houses, churches, and charities were looted. Latin clergymen received special attention and Cardinal John, the papal legate, was beheaded and his head dragged through the streets at the tail of a dog.

Andronicus finally took control and curtailed the rioting, but the massacre obviously left profound bad feeling. The Normans under William II of Sicily in 1185 sacked Thessalonica, the Empire’s second largest city, while over the next decade or so, the German emperors Frederick Barbarossa and Henry VI both tried to get papal approval to mount an attack on Constantinople.

The Fourth Crusade

Henry VI’s failed expedition

This fraught relation between East and West, and especially between Byzantium and Venice, was the difficult background to the Fourth Crusade and largely explains what happened next.

The Third Crusade had ended in 1192 with a treaty signed between Richard I of England and Saladin, leader of the Saracen forces, agreeing that Jerusalem would remain under Muslim rule but that Christian pilgrims and traders would be assured safe passage to visit the city.

Almost immediately the failure to liberate Jerusalem led to calls for a new crusade to finish the job. In 1195 there was one of those large-scale western incursions into the area which aren’t included in the canonical ‘crusades’ but which Norwich describes in just as much detail – the steady rumble of expeditions, wars, raids, alliances and defeats which fill Norwich’s pages and help put the crusades into a broader context of unending conflict.

Henry VI, the second son of the Holy Roman Emperor Frederick Barbarossa, organised a new Eastern expedition and in the summer of 1197 a large number of German knights and nobles, headed by two archbishops, nine bishops, and five dukes, sailed for Palestine. There they captured Sidon and Beirut, but then the army heard that Henry himself had died at Messina in Sicily on his way to the Holy Land and many of the nobles and clerics returned to Europe. Deserted by much of their leadership, the rank and file crusaders panicked before the advance of a Muslim army from Egypt, and fled to their ships in Tyre. Thus ended this brief Western foray.

Pope Innocent III preaches the fourth crusade

Pope Innocent III succeeded to the papacy in January 1198 and immediately began preaching a new crusade. The kings of Germany, France and England were all distracted by dynastic squabbles, but the pope managed to get a leader in the shape of Count Thibaut of Champagne who, in 1199, committed to the crusade and began rallying knights. In the event, Thibault himself he died in 1201 and was replaced by an Italian count, Boniface of Montferrat.

Richard the Lionheart’s advice – attack Egypt

Now, on his return from the third crusade in 1192, King Richard of England had given his opinion that the main goal of any future crusade should be to seize Egypt. Jerusalem is far to the south of the east Mediterranean coastline and experience had shown that, going the land route through Anatolia (modern Turkey) tended to focus the military efforts of the crusaders on the territory they passed through – on Cilicia and Syria and Antioch and so on, in the north of Palestine – whereas Jerusalem is far to the south, much closer to the heart of what had been the Fatimid Dynasty in Egypt.

The idea being that whoever held Egypt would find it easy to secure Jerusalem as a strategic add-on and would have a strong secure hinterland. The leaders of the fourth crusade took all this on board and planned from the beginning to launch a naval campaign against Muslim Egypt.

The deal with Venice

However, an invasion of Egypt would require ships and the only Christian kingdom with the maritime capacity to help was Venice. Thus Boniface and the other leaders sent envoys to Venice, Genoa, and other city-states in 1200 to negotiate a contract for transport to Egypt.

Venice agreed to help. Specifically, Venice agreed to build the ships necessary to transport 33,500 crusaders across the Med. The agreement made for a full year of preparation on the part of the Venetians to build numerous ships and train the sailors who would man them. All this would take place at the cost of her own commercial activities. Venice also negotiated for permanent possession of ports seized in the Holy Land. The crusade was to be ready to sail on 24 June 1203 and make directly for the Ayyubid capital, Cairo. The agreement was ratified by Pope Innocent, with a solemn ban on attacks on Christian states.

However, nobody had enforced commitment to the Venice plan on the heterogenous armies and forces scattered all across Europe, and so various contingents sailed under their own steam from a variety of European ports. The number of crusaders who actually turned up at Venice in the appointed month of May 1202 was about a third of the expected 33,500.

Reasonably enough, the Venetians, under their aged and blind Doge Enrico Dandolo, would not let the crusaders leave without paying the full amount agreed to, some 85,000 silver marks. The crusaders could only manage 35,000 silver marks between them. This was disastrous for the Venetians, who had suspended their usual trading for a year, trained sailors and so on, in order to fulfil the deal.

Doge Dandolo proposes an attack on Zara

It is now that the Doge Dandolo starts to emerge as the wicked genie of the expedition. Dandolo proposed that to pay off their debts the crusaders should help Venice with a spot of bother: the port of Zara in Dalmatia had traditionally been dominated by Venice but had rebelled in 1181 and allied itself with King Emeric of Hungary. Dandolo told the crusaders they could pay off their debt if they helped Venice seize back control of Zara.

Now King Emeric was himself a Catholic and had taken the cross in 1195, so many of the crusaders understandably refused to countenance attacking Zara, and some, including a force led by the elder Simon de Montfort, returned home. Also, as soon as he learned about the proposal, the Pope wrote a letter to the crusading leadership threatening excommunication if they attacked another Christian state. However, this letter was kept secret from the ranks of the crusader army, which proceeded to take ship across the Adriatic and besiege Zara in November 1202.

Although the inhabitants of Zara hung banners from their buildings with crosses on to point out that they were fellow Christians, the crusaders quickly breached the walls and proceeded to ransack and pillage the city. Giving way to crude greed, the Venetians and other crusaders came to blows over the division of the spoils.

When Innocent III heard of the sack of Zara, he sent a letter to the crusaders excommunicating them and ordering them to return to their holy vows and head for Jerusalem. The leaders kept this letter from the troops, and replied to the pope that they had been forced to do it by the Venetians, having had no alternative between carrying out the attack or calling off the whole crusade.

The pope relented and in February 1203 rescinded the excommunications against all non-Venetians in the expedition. Somewhere someone must have done a study of just how ineffectual papal excommunications were in the Middle Ages.

The fatal deal with Alexius IV Angelus

Meanwhile, the nominal leader of the crusade, Boniface of Montferrat, had left the fleet before it sailed for Zara, to visit his cousin Philip of Swabia. At Philip’s court he found the exiled Byzantine prince Alexius IV Angelus, Philip’s brother-in-law and the son of the recently deposed Byzantine emperor Isaac II Angelus. (Isaac II had been deposed and blinded by his older brother, Alexius Angelus, who then claimed the throne as Alexius III. Alexius IV wasn’t Alexius IV yet, but would be if he could only reclaim the throne.)

Now Alexius proceeded to make the two would-be crusaders an offer: if they could get the crusaders to sail to Constantinople, and overthrow the reigning emperor Alexius III Angelus, and restore his father and himself to the Byzantine throne, then Alexius would:

  1. use the wealth of the Byzantine Empire to pay the entire debt owed to the Venetians
  2. give 200,000 silver marks to the crusaders
  3. give 10,000 Byzantine professional troops for the Crusade
  4. pay for the permanent maintenance of 500 knights in the Holy Land
  5. offer the service of the Byzantine navy to transport the Crusader Army to Egypt
  6. place the Eastern Orthodox Church under the authority of the Pope

This fantastic offer was passed on to the leaders of the Crusade as they wintered at Zara and they enthusiastically agreed, seconded by Doge Dandolo – although the latter knew that Alexius could never keep these promises: he knew that Byzantium didn’t have that much money and would never agree to submit its church to Rome. Dandolo did, though, see at a glance the benefits for Venice in such an arrangement, which were:

  • revenge for the massacre of the Latins and other historical grievances
  • seizure of Constantinople’s significant wealth
  • by reinstating a large Venetian colony in the city, gaining a permanent commercial advantage over Venice’s rival, Genoa

Even now there were dissenters among the crusade’s leaders who (correctly) thought it was no part of a crusade against the Muslims to attack the mainstay of Christian power in the East. Led by Reynold of Montmirail, they sailed directly on to Syria.

Diversion of the crusade to Constantinople

But the majority of the fourth crusade now set sail for Constantinople in April 1203. The fleet consisted of some 60 war galleys, 100 horse transports and 50 large transports (manned by 10,000 Venetian oarsmen and marines). The Pope hedged and issued an order against any more attacks on Christians unless they were actively hindering the Crusader cause, but he did not condemn the scheme outright.

The crusaders attack Constantinople

When the Fourth Crusade arrived at Constantinople on 23 June 1203, the city had a population of approximately 500,000 people, a garrison of 15,000 men (including 5,000 Varangians), and a fleet of 20 galleys. Norwich emphasises that the city’s defences had been left to decay by the useless emperor Alexius III Angelus, and most of the galleys had fallen into disrepair.

The crusaders delivered their ultimatum demanding that that the emperor Alexius III should abdicate to make way for his nephew, Alexius IV. The emperor refused. The crusaders attacked the suburbs of Chalcedon and Chrysopolis. When about 200 ships, horse transports, and galleys delivered the crusading army across the narrow strait of the Bosphorus from Asia to Europe, Alexius III had lined up the Byzantine army in battle formation along the shore but, when the crusader actually knights charged, the Byzantine army turned and fled.

The Crusaders followed south along the shore and attacked the Tower of Galata. From this tower stretched a massive chain across the Golden Horn, the strait of water up the east side of the city, preventing entry to enemy ships. The crusaders took the tower and lowered the chain, allowing the Venetian fleet to sail up the Golden Horn. This is a narrow strip of water and the crusader galleys were able to come up close against the city’s seaward walls. Here they presented the pretender to the throne, Alexius IV, but were surprised when the people and soldiers of Constantinople jeered from the battlements. The crusaders had been told the people were in the grip of a cruel dictator and that they and Alexius would be greeted as liberators. Now they began to realise this was not true.

The crusaders set about attacking the city, combining an attack on the land walls at the north-west, with attacks on the sea walls from the fleet in the Horn. Eventually a breach was made and the crusaders entered the city. They were forced back by the Byzantine response and set a fire to keep off their attackers. This fire got out of control and was the first of the disastrous fires which were to burn through a large part of the city, this first one leaving an estimated 20,000 people homeless.

Alexius III made one last foray out to face the crusaders, but compounded his reputation for cowardice and ineffectiveness by turning his 8,500 men back in the face of the crusaders’ smaller force of 3,500. The impact of the fire and of this dismal capitulation led to a collapse in morale among the defenders. Alexius fled the city with his favourite daughter and courtiers.

The Byzantine officials now quickly declared the runaway emperor deposed and restored blind old Isaac II to the throne.

This presented the crusaders with a dilemma. The main, official, justification for the whole expedition was supposed to be restoring Isaac and his son, Alexius IV, who had proposed the whole scheme in the first place, to the throne. Now the Byzantines had called their bluff and restored Isaac. The crusaders responded that they would only recognize the authority of Isaac II if his son was raised to co-emperor, but the Byzantines again called the crusaders’ bluff by immediately agreeing to this, taking Alexius into the city and hurriedly arranging for his coronation at Hagia Sophia where he was crowned Alexius Angelus IV, co-emperor.

Alexius is unable to pay

As Norwich makes all too plain, Alexius now realised what a dreadful error he had made. The mismanagement of the Angelus dynasty over the previous decades had left Byzantium’s coffers bare, and Alexius III had made it worse by fleeing with as much imperial treasure as he could carry.

Alexius IV now ordered the seizure and melting down of priceless icons and church plate to use their gold and silver to pay off the impatient crusaders who were waiting across the Golden Horn in the suburb of Galata. Forcing the populace to destroy their most precious icons to satisfy an army of foreign schismatics did not endear Alexius IV to the citizens of Constantinople. Alexius negotiated a six-month extension to his pledge to the crusaders, making it now fall due in April 1204. Alexius IV then led 6,000 men from the crusader army against his rival Alexius III in Adrianople, with a view to seizing back the treasure his uncle had stolen and whatever could be ransacked from the Empire’s second city.

The Great Fire of Constantinople

But during the co-emperor’s absence in August 1203, rioting broke out in the city against the arrogant Latin occupiers, a number of whom were killed. In retaliation armed Venetians and other crusaders entered the city from the Golden Horn and, among other mayhem, discovered a church which had been converted into a mosque to cater to Constantinople’s not insignificant Muslim population. Citizens, both Greek and Muslim, rallied to the defence of this building and, to cover their retreat, the Latins started a fire, which – as is the way with fires – quickly spread out of control.

This became the ‘Great Fire’ of Constantinople which burnt from 19 to 21 August, destroying a large part of the city, consuming many ancient palaces and churches, and leaving an estimated 100,000 homeless. Amid the ruins the demoralised citizenry struggled on, while the crusaders waiting impatiently for their money.

The overthrow of Alexius IV

In January 1204, blind old Isaac II died, probably of natural causes, and rule now passed to his lamentable son, Alexius IV. The Byzantine Senate elected a young noble Nicolas Canabus to be co-emperor, in what was to be one of the last known acts of this ancient institution. However he declined the appointment and sought church sanctuary. Who can blame him?

Now during this period of crisis a nobleman called Alexius Ducas (nicknamed Mourtzouphlos, referring to his bush eyebrows) had led Byzantine forces during the initial clashes with the crusaders, winning respect from both the army and the people. And so it was Mourtzouphlos who one night entered the bed chamber of Alexius IV, told him there was rioting outside and the people were baying for his blood, led him through secret passages in the palace, to a dungeon where he chained and locked him up. Then returned to join his supporters and have himself proclaimed Emperor Alexius V. A few weeks later Alexius IV, the man who had caused all this trouble with his foolish promise to the crusaders, was strangled.

Alexius immediately took control of the Byzantine resistance and had the city fortifications strengthened, as well as recalling loyal troops from the provinces to bolster the Constantinople garrison.

The crusaders and Venetians, incensed at the murder of their supposed patron, demanded that Mourtzouphlos honour the contract that Alexius IV had made. The terms, if you remember, were to:

  1. use the wealth of the Empire to pay the entire debt owed to the Venetians
  2. give 200,000 silver marks to the crusaders
  3. give 10,000 Byzantine professional troops for the Crusade
  4. pay for the maintenance of 500 knights in the Holy Land
  5. offer the service of the Byzantine navy to transport the Crusader Army to Egypt
  6. place the Eastern Orthodox Church under the authority of the Pope

The crusaders renew their attack

Alexius V refused for the simple reason that there was nowhere near that much money in the imperial treasury. In March he ordered the forcible expulsion of all Latins from the city, which , and so in April the crusaders launched another attack on the city. Alexius V’s army put up a strong resistance, hurling projectiles onto the crusader’s siege engines, shattering many of them, and bad weather also hampered the attackers.

Pope Innocent III again sent a message ordering the crusaders not to attack, but once again the papal letter was suppressed by the clergy and never made public. While the Latin crusaders prepared to attack the land walls the Venetian fleet drew close to the sea-walls in an attempt to storm them.

On 12 April 1204, the weather conditions finally favoured the crusaders. A strong northern wind helped the Venetian ships get close to the seaward walls while on the land approach, the crusaders managed to make a hole in the walls through which a force of crusaders was able to crawl and overpower the defenders.

The crusaders captured the Blachernae section of the city in the northwest and used it as a base to attack the rest of the city. Alexius V fled the city accompanied by his wife and mother-in-law. In the Hagia Sophia Constantine Lascaris was acclaimed emperor but, when he failed to persuade the Varangian guard to continue the fight against the crusaders, in the early hours of 13 April he also fled, leaving Constantinople abandoned to the control of the Latins.

The sack of Constantinople

Over the centuries Constantinople had become a museum of ancient and Byzantine art. Having secured control of the city the crusaders proceeded to systematically sack and devastate it for three days. Churches and palaces were ransacked. Vast numbers of works of art were stolen, or melted down for their precious metals, or just burned and destroyed. Thousands of citizens were murdered or raped.

Despite the pope’s threat of excommunication, the crusaders destroyed, defiled and looted and set on fire the city’s churches and monasteries. Priests were abused, defrocked or murdered. In the greatest church in Christendom, Hagia Sophia, the crusaders melted down the silver iconostasis, smashed the icons, burned the holy books, and set on the patriarchal throne a prostitute who sang bawdy songs as the crusaders got drunk and pissed on the holy relics.

It was now that the Venetians stole the four statues of horses which they set up over the portico of St Mark’s cathedral in the main square in Venice. A large bronze statue of Hercules, created by the legendary Lysippos, court sculptor of Alexander the Great, was destroyed. Like countless other artworks, the statue was melted down for its metal value.

It was said that the total amount looted from Constantinople was about 900,000 silver marks. After the dust had settled the leaders of the ‘crusade’ made a big pile of their takings and divided up according to a pre-arranged deal. The Venetians took 150,000 silver marks that they reckoned was their due, while the crusaders took 50,000 silver marks. A further 100,000 silver marks were divided evenly up between the crusaders and Venetians. The remaining 500,000 silver marks were kept back by crusader knights and gangs.

When Innocent III heard of the conduct of his crusaders he was beside himself with rage. The whole episode sharply highlights the limits of papal power, and the ineffectiveness of even of the strongest weapon the pope possessed, that of excommunication. Various popes excommunicate numerous kings and emperors and princes throughout Norwich’s book and it never seems to have the slightest effect. In fact I wonder if there is a single example of the threat of excommunication making anyone (anyone of note, any leader) change their behaviour. In his shame the pope wrote:

As for those who were supposed to be seeking the ends of Jesus Christ, not their own ends, who made their swords, which they were supposed to use against the pagans, drip with Christian blood, they have spared neither religion, nor age, nor sex. They have committed incest, adultery, and fornication before the eyes of men. They have exposed both matrons and virgins, even those dedicated to God, to the sordid lusts of boys. Not satisfied with breaking open the imperial treasury and plundering the goods of princes and lesser men, they also laid their hands on the treasures of the churches and, what is more serious, on their very possessions. They have even ripped silver plates from the altars and have hacked them to pieces among themselves. They violated the holy places and have carried off crosses and relics.

The fourth crusaders

The naval attack on Egypt was never carried out. Only a relatively small number of the members of the Fourth Crusade finally reached the Holy Land. About a tenth of the knights who had taken the cross in Flanders arrived to reinforce the remaining Christian states there, plus about half of those from the Île-de-France. What a farce.

The Fourth Crusade – if indeed it can be so described – surpassed even its predecessors in faithlessness and duplicity, in brutality and greed. Constantinople in the twelfth century had been not just the wealthiest metropolis in the world, but also the most intellectually and artistically cultivated and the chief repository of Europe’s classical heritage, both Greek and Roman. By its sack, Western civilisation suffered a loss greater than the sack of Rome by the barbarians in the fifth century or the burning of the library of Alexandria by the soldiers of the Prophet in the seventh – perhaps the most catastrophic single loss in all history. (Norwich, p.182)

The aftermath – a Latin emperor and the Greek successor states

When the looting was quite finished and large parts of the once-glorious city burned to the ground, the crusaders convened to appoint a Latin emperor to take control of the city and the Byzantine Empire. Doge Dandolo wisely withdrew from the field of candidates and Boniface of Montferrat was deliberately rejected because of his family ties with the Greek regime. Several other crusader leaders were overlooked till they settled on the inoffensive Baldwin of Flanders. The Empire was now partitioned:

  • Boniface went on to found the Kingdom of Thessalonica, a vassal state of the new Latin Empire.
  • The Venetians founded the Duchy of the Archipelago in the Aegean Sea.
  • A Duchy of Athens controlling most of Greece.

Byzantine refugees founded their own rump states, namely:

  • the Empire of Nicaea, just across the Bosphorus on the Asian mainland, under Theodore Lascaris (a relative of Alexius III)
  • the Empire of Trebizond far away on the south coast of the Black Sea
  • the Despotate of Epirus on the Dalmatian shore opposite Italy

While Crete, Rhodes, Caphalonia and Corfu were permanently handed over to Venice.

Partition of the Byzantine Empire into The Latin Empire, Empire of Nicaea, and Despotate of Epirus after 1204 (source: Wikipedia)

Its enemies take advantage of the ruin of the Byzantine Empire

Norwich’s book takes a decisive turn after the sack of Constantinople. Up till then the reader had a reasonable grasp on the notion of one Byzantine Empire and one Byzantine emperor, who faced a sea of opponents to north, west and east.

But now there were no fewer than four emperors – the Latin one in Constantinople, the Greek one in Nicaea, one in faraway Trebizond and an aspirant one in Epirus (not to mention the Holy Roman Emperor based in Germany). Each of these are led by rulers who aren’t content with their holdings but immediately started scheming against each other, and involving the leaders of the lesser states – the Duchy of Athens, the Principality of Achaea and so on.

For the next fifty years or so, all these characters conspired against each other, fought against each other, made and broke alliances with each other – all the time doing the same with the many enemies who continued to surround and menace the Empire, from the Bulgarians and Serbs in the north, to the Seljuk Turks in the East.

Several of the major Greek and Latin protagonists in the events died or were killed soon after the fall of the city. The betrayal and blinding of Murtzuphlus by Alexius III led to his capture by the Latins and his execution in 1205. Not long after, Alexius III was himself captured by Boniface and sent to exile in Southern Italy. He died in Nicaea in 1211.

On 14 April 1205, one year after the conquest of the city, the Latin emperor Baldwin was decisively defeated and captured at the Battle of Adrianople by the Bulgarians. In 1205 or 1206, the Bulgarian Emperor Kaloyan mutilated him and left him to die (others suggest he was kept captive in the famous Baldwin’s Tower in the Bulgarian capital Veliko Turnovo, where he died under unknown circumstances). Either way, he only lasted a year as the ruler of the Latin Empire and that Empire was to lead a stunted, blighted life, menaced on all sides and deprived of all economic livelihood.

Baldwin was succeeded by his brother Henry of Hainault who appears to have been a wise and fair king, liberal to his Greek subjects, and who – beside battling the troublesome Bulgarians – reached a peace settlement with the Greek Empire based in Nicaea.

The Latin Empire always rested on shaky foundations but it took nearly sixty years before the city was finally retaken by the Nicaean Greeks under Michael VIII Palaeologus in 1261. But it was a ruined wreck of a city, as Norwich’s desolate description makes clear. Many of the churches and palaces still lay abandoned ruins. The population had collapsed. The city was never to recover.

Conclusion

The sack of Constantinople was a major turning point in medieval history. The Crusaders’ decision to attack the world’s largest Christian city was controversial at the time and has been ever since. Reports of Crusader looting and brutality horrified the Orthodox world and crystallised bitter opposition to the barbarian West.

Relations between the Catholic and Orthodox churches were blighted, arguably right up to the present day. Norwich makes the point that, as the Turks drew nearer in the coming centuries, most Byzantines, whether aristocrats or peasants, preferred the idea of subjection by the Muslims to the barbaric destructiveness of the West Europeans. The Byzantines had a saying, ‘Better a turban than a cardinal’s hat,’ and they meant it.

So much for East-West relations, but the main and obvious result of the sack was that the Byzantine Empire was permanently crippled. Broken up into a number of successor states, it was never to be really unified again, never able to muster the resources in men and goods necessary to hold off its enemies, especially the Ottoman Turks who would begin their rise to power 200 years later.

The actions of the Crusaders thus directly accelerated the collapse of Christendom in the East, and in the long run facilitated the expansion of Islam across the Bosphorus and right into the heart of Europe. In 1529 the Ottoman Turks led by Suleiman the Magnificent were to lay siege to Vienna.

So you could argue that the net effect of the entire crusading enterprise was not only to leave an enduring legacy of bitterness throughout the entire Muslim world and among the Greek Orthodox eastern world – but also to hand the Middle East, all of Anatolia and half the Balkans over to Muslim occupiers.

Was ever a mass social movement and religious undertaking so utterly and completely counter-productive?


Other medieval reviews

Towards the Flame: Empire, War and the End of Tsarist Russia by Dominic Lieven (2015)

Towards the Flame is a diplomatic history of imperial Russia in the years 1905 to 1920. By diplomatic history, I mean a detailed – a really detailed – account of the men who ran Russia’s Foreign Ministry and its embassies (with sometimes a nod to the heads of the army, navy or other government ministers), their policies, debates and disagreements.

We are given pen portraits of Russia’s premiers, foreign and finance ministers, and key ambassadors to London, Paris, Berlin, Vienna and beyond and the guts of the book is a history of their diplomacy – the papers and memos they wrote laying out Russia’s strategies – the information they gathered about rival nations’ aims and goals – the assessments each nations’ military attaches made about their rivals’ readiness for war.

(For example, Lieven examines position papers like the brilliantly prescient memorandum the former head of secret police, Petr Durnovo, gave Tsar Nicholas in February 1914, which said that the biggest risk of a prolonged war was that it would trigger a massive social and political revolution (p.304).)

In intricate detail Lieven builds up a picture of the web of political and diplomatic intrigue which took place in the crucial run-up to the Great War, not only between nations, but within nations, as ruling elites were riven by conflicting strategies and visions, by political and personal rivalries, subjected to pressure from often rabidly nationalistic newspapers, and harassed by a series of international crises which repeatedly threatened to plunge the continent into war.

In Lieven’s account the question is not, ‘Why did the First World War happen’, but ‘How did they manage to put it off for so long?’

Like many historians of twentieth century Europe, Lieven tells us he has benefited enormously from the opening of Russian archives after the fall of the Soviet Union. He has obviously used the opportunity to track down pretty much every diplomatic telegraph and memo and report and study written by all the key ambassadors, Foreign Ministers, the Tsar and his prime ministers, during these fateful years, and his book presents an excellent summary and contextualising of them.

This is what gives the book its character and distinction. At every crux – for example, over the Bosnian Crisis of 1908 – Lieven briefly tells us what happened on the ground (his book deliberately skips over purely military details, just as it skips over detail of the assassination of Archduke Ferdinand – all this can be found in thousands of other sources) in order to analyse the attitude of the Russian Foreign Ministry.

Lieven details disagreements in overall strategy between the Foreign Minister, his Deputy, the Finance Minister, the Tsar and the Tsar’s unofficial advisers (like his uncle, Grand Duke Nicholas, leader of the so-called ‘Panslavic tendency’).

Lieven gives us summaries of the reports and recommendations coming in from the embassies in London, Paris, Berlin and Vienna, as well as opinions from the Russian officials on the ground in the Balkans: Count so-and-so reports back on a conversation with the King of Bulgaria, Prince such-and-such writes a long summary of the political situation in Serbia.

Lieven explains:

  • how each of these varying opinions fit in with their authors’ visions of what Russia is or could be (over the course of the book we get to know most of these diplomats and get a sense of their individual capacities and opinions)
  • how they fit in with conflicting views in the Russian elite about whether Russia should be allying with France and Britain, or with Austria and Germany
  • how the reports map onto the enduring belief in Russian elite opinion that Russia’s ‘history destiny’ was to conquer the Turks, take Constantinople and become leader of the world’s Slavic peoples
  • how they affect ongoing debates in the Russian government about whether Russia should be focusing its energies and resources to the East, to settle Siberia, or should cleave to its traditional role in the European balance of power

And so on. It is a deep, deep immersion into the small, densely populated and fiercely argued world of pre-war Russian government officials, and particularly the men of the Russian diplomatic service, who managed Russian foreign relations in the buildup to the war.

World War One an eastern war

Lieven opens his book with a bold claim: Contrary to all Western writing on the subject, the First World War was not a western but an east European war, triggered by events in eastern Europe, exacerbated by rivalries between east European empires, and with seismic consequences across east and central Europe.

So his focus in this book is on Russia and the East and his aim is to reorientate our thinking away from France and the Somme, towards the Eastern powers and the problems they faced, which he proceeds to describe in absorbing detail.

His core focus is Russian history 1905 to 1920, but to even begin to understand this period you have to range back in time by about a century, as well as comparing Russia’s imperial problems with the challenges faced by other countries further afield, as far away as America and Japan.

The balance of power

The backdrop to all this – the worldview of the time – is the diplomatic and military game which dominated the world for the century leading up the Great War, and the idea of a balance of power.

At the Congress of Vienna in 1815 the victorious Allies who had defeated Napoleon tried to parcel out Europe’s real estate to ensure that no one power could ever again secure domination over the continent (pp.120, 124).

The 1848 revolutions, the Crimean War (1853-6), the Franco-Prussian War (1870), unification of Germany (1870), the unification of Italy (1871), the spread of nationalism, the spread of the industrial revolution – all these events were processed by the leaders of every European nation insofar as they affected this will o’ the wisp, this fictional entity – the balance of power.

Every large nation was kept on constant tenterhooks about whether the latest little war in the Balkans, or the bids for independence by Hungary or Bulgaria or the Czechs, whether the Austrian alliance with Germany, or the Russian alliance with France, or Britain’s influence over Ottoman Turkey, would affect the balance of power.

And not only nations were concerned. Every nation contained factions, ruling parties, opposition parties and, increasingly, ‘public opinion’, which had to be taken into account.

(It is one of the many ironies of history that the spread of literacy, education and ‘civil society’ i.e. newspapers and a free press, which is so assiduously promoted by liberals, in actual fact, in the event, tended to encourage rabble-rousing nationalism. The press in Serbia comes in for special criticism for its ferociously nationalistic warmongering, but the panslavic Russian newspaper, Novoe Vremia, was so consistently anti-German that the authorities in Berlin singled it out as a prime cause of the poisoning of German-Russian relations, pp.215, 220, 289.)

One of the few critics of the entire balance of power idea was Baron Roman Rosen (Russian minister to Tokyo during the Russo-Japanese War, posted to Washington, then served on the Tsar’s Council of Ministers until 1917). Rosen thought that, far from creating a secure basis for peace, the so-called balance of power had merely created two armed camps which lived in constant fear of each other (p.138). As you read on in the book you can’t help agreeing with Rosen’s view. Lieven himself appears to agree, stating that the problem with the diplomacy of the 1900s was it was armed diplomacy, with the constant threat of violence behind it. This is what made it so inherently unstable – the slightest misunderstanding threatened to escalate into Armageddon (p.339).

Age of empires

It was an age of empires – the British empire, the French empire, the German Reich, the Austro-Hungarian empire, the Ottoman empire and the Russian empire. But Lieven’s book is at pains to make you put aside the traditional Anglophone notion of ’empire’ as power exerted over black and brown people far overseas in Africa and Asia. He is concerned with the great land empires of Austro-Hungary, the Ottomans and Russia, the empires which were mostly land-locked and had to expand, if at all, into territory contested by the other empires.

It was a zero sum game, meaning that Russia could only gain territory at the expense of the Ottomans or the Austrians; the Austrians, when they formally annexed Bosnia Herzegovina in 1908, did so at the cost of the humiliation of Russia, which considered itself to have a special leading role in the Balkans. And both Russia and Austria expected to seize or annex territory at the expense of the failing Ottoman Empire.

In fact it was almost an age of super-empires, for around 1900 there was a lot of chatter from journalists, writers, commentators and even politicians from the larger nations about consolidating themselves into ethno-religious power blocs.

What does that mean? An example is the way the hugely popular British politician Joseph Chamberlain proposed to create a new federation out of the white nations of the British Empire, bringing together Canada, Australia and New Zealand into a confederation with the UK, creating a free trade organisation, bringing their laws into harmony, to create a ‘British white empire-nation’ (p.21).

On an even bigger scale, some Brits and Yanks fantasised about bringing America into this union, to create a massive trading, political and military bloc – the Anglosphere.

(This is the background to a lot of Rudyard Kipling’s writings at the turn of the century, his marriage to an American, his friendship with America’s buccaneering Teddy Roosevelt, president from 1901 to 1909, his hopes for a union of white English-speaking peoples. This explains conservative support for the Boer War, because the Boers were seen as a backward people who were blocking Cecil Rhodes’ great vision of a corridor of white imperialist rule running the length of Africa, from Cape Town to Alexandria. They imperialists had a vision, not of power for its own sake, but for the union of white English-speaking peoples to bring economic development and liberal civilisation to the non-white world.)

For their part, diplomats and statesmen in both Germany and Austria continued to speculate about a merger between the two countries to create a Greater Germany, something which had been debated since Bismarck had wondered whether to bring Austria into, or leave it outside, his project for a United Germany in the 1860s. Gross-Deutschland would then, of course, want to reclaim the German-speaking populations of the Czech lands and of Poland.

The other continental powers were well aware that this tendency to expansion was a powerful strand in German political thought (and, of course, it was revived by the Nazis with their claim for Lebensraum which led them to invade first Poland, then the Soviet Union 25 years later).

The price of failure And all the empires were nervously aware of what happened if your empire failed. They had before them the woeful examples of the Ottoman empire and, further away, the Chinese Qing empire, both of which were visibly falling to pieces. (Interestingly, Lieven uses the phrase ‘scramble for China’, which I don’t think I’d heard before, saying that if the 1880s saw a scramble for Africa, the 1890s saw a ‘scramble for China’.)

So everyone could see what happened to a failing empire. The great powers imposed unequal trade treaties on you, humiliated your government, annexed the tastiest parts of your lands, dismissed your culture and traditions. Total humiliation. China was probably the most humiliated: Russia and Japan signed conventions in 1910 and again in 1912 agreeing to divide ‘spheres of interest’ in China’s north-east borderlands (p.195).

None of these rulers could see forward a hundred years to our happy European Union of liberal democracies. The only alternative they could see in their own time to building up strong, aggressive empires was total collapse, anarchy and humiliation.

In the age of high imperialism, there was nothing strange in Austrian arrogance towards lesser breeds. In this era, Anglo-American Protestants most confidently stood at the top of the ladder of civilisation and looked down on everyone. The Germans were climbing the ladder fast, but their sense of superiority still lacked the confidence of their British rivals and could be all the more bruising as a result. The Russians knew that they stood well down the ladder of civilisation in Western eyes, which helps to explain many undercurrents in Russian culture and society of the time.  By despising and measuring themselves off against the weak, barbarous and un-Christian Turks, they in turn asserted their membership in the world’s exclusive club of European, civilised great powers. (p.208)

Hence the stress, hence the anxiety in so many of their calculations. It was a dog-eat-dog world. It was win, or be eaten alive.

Russian rearmament reflected a desperate search for security and status born of a deep sense of weakness and humiliation. (p.226)

But then, running counter to all these trends to expand and build up empires, the latter half of the 19th century was also the age of nationalism. In his epic biography of Karl Marx, Gareth Stedman Jones shows in detail how the virus of nationalism was spread by the troops of Napoleon’s army to the Rhineland of Marx’s boyhood, and the rest of Germany. The French revolutionary armies took it everywhere as they tramped across Europe in the early 1800s, telling peoples and ethnic groups that they should be free.

The struggle for Greek independence in the 1820s was an early example of the trend which was eclipsed by the massive central European struggles for the unification of Germany and Italy which dominated the mid-century.

But it was only in the second half of the nineteenth century that the spread of industrial technology led to the dissemination of at least basic education and literacy to more remote populations, and that the growth of interest in folk stories, languages and traditions among newly educated intelligentsias helped to foment ‘independence’ and ‘nationalist’ movements among the smaller nationalities – the Czechs, the Bulgarians, the long-suffering Poles, the Ukrainians and, fatefully, among the squabbling peoples of the Balkans.

Nationalism was, to use the Marxist notion of the dialectic, the antithesis to the thesis of imperialism. One bred the other. Throughout the second half of the nineteenth century nationalisms popped up all across Europe as a result of the civilising impact of their imperial rulers, but which threatened to undermine the great land empires, continually jeopardising the famous balance of power.

So, the central political problem of the age for the administrators of empires was – how to handle the nationalist demands for independence which threatened to undermine the homelands of empire.

Ireland Lieven takes the unexpected but illuminating example of Ireland. Irish Home Rule from the 1880s onwards was so bitterly opposed by the British Conservative and Union Party because the British elite was well aware how relatively small and fragile the homeland of the global British empire – i.e. the four nations of the British Isles – really was. Knock away one of the four legs supporting the table and maybe the whole thing would collapse.

Austro-Hungary It is one of the many insights thrown up by Lieven’s book that he applies the same logic to the Austro-Hungarian Empire and the Balkans. In the late 19th century virtually all the European nations clambered on the bandwagon of empire building, seeing it as the only viable way to maintain economic and political equality with the leading nations, France and Britain. Hence the ‘scramble for Africa’ in which even little Italy and puny Spain took part (claiming Libya and the north of Morocco, respectively).

Thus even landlocked Germany managed to seize some choice parts of Africa (German South West Africa, Cameroon, German East Africa).

But Austro-Hungary was not only landlocked but – having lost territory in Italy and France in the 1870s – its rulers were struggling to hang on to what they’d got, struggling to manage the rising tide of Czech nationalism in the borderlands with Germany on the north, and the bickering of Balkan nationalities (Bosnians, Croats, Serbs) at the south-east fringe of Europe (p.205).

(Lieven quotes the opinion of Alexander Giers, ambassador to Montenegro, that there was little to choose between the Serbs, the Greeks, the Bulgarians and the Romanians: ‘They all hate each other’, quoted p.142).

Permanently anxious about her alliance with Germany, and permanently twitchy about the presence of the huge Russian Empire on her borders, the Austrians felt about the Serbs something like the British felt about the Irish. And reacted with just the same over-violence born out of prolonged stress and anxiety, as the British did to the Irish.

Serb nationalism Thus when Serb nationalists assassinated Archduke Ferdinand in July 1914, hawks in the Austrian government thought it would make an excellent opportunity to crush little Serbia’s bid for independence and put paid to bickering in the Balkans once and for all. Show them who’s boss. Make the Austrian empire secure for a generation.

This is just one of the many insights and fruitful comparisons thrown up Lieven’s deliberately non-Anglocentric perspective.


Russia

The majority of Lieven’s content is about Russia. He takes you swiftly by the hand through the highlights of the previous two hundred years of Russian history – Peter the Great (1682-1725), Catherine the Great (1762-96), Napoleon and 1812, Crimean War (1853-56), the emancipation of the serfs (1861) – Russia’s geographical resources and economic and political development – and shows how parties or factions naturally and logically arose from the specific Russian situation.

Court and country parties

For example, Lieven explains the fundamental fact that there were ‘court’ and ‘country’ parties in Russian government. The court party surrounded the young, inexperienced and shy Tsar Nicholas II. Sophisticated St Petersburg liberals, they thought Russia should welcome Western influences, Western industrialisation, Western technology and Western values. They promoted alliance with France and Britain. (p.106)

By contrast, the ‘country’ party despised Petersburg intellectuals, half of them had foreign (often German) names or Jewish ancestry, for God’s sake! The country party were based in Moscow, good old patriotic, heart-of-Russia Moscow (p.129). They thought the Tsar should reject western values. They thought Russia should ally with the most powerful nation in Europe, Germany, and her handmaiden, Austria. (p.70)

Some of the country party subscribed to various shades of ‘Slavophilia’ i.e. the notion that Russia was special, had a special Orthodox culture, a special social system, a special ruler etc, and so should emphatically reject all Western ideas and the Western route to ‘modernisation’, which were corrupt, decadent and irrelevant to Russia’s special traditions.

Another major thread of ‘Slavophilia’ was the notion that the Slavic Russians should support their Slav brothers in the Balkans, the peoples of Serbia or Bulgaria, defend and lead the noble Slavic inheritance.

Onwards to Constantinople

A complicated mix of motives kept the issue of Constantinople bubbling at the top of the agenda. One was religious-ethnic. Some Russian thinkers thought that Russia had a historic destiny to sweep through the Balkans and recapture Constantinople from the weak and failing Ottoman Turks. This would:

  1. Unite all the Slavic peoples of the Balkans, reviving and glorifying Slavic culture.
  2. Allow Constantinople to be reborn as a great Christian capital, as it had been until conquered by the Turks as recently as 1453. It would be a symbolic rebirth of the ‘second Rome’ of Byzantium to rank alongside the ‘third Rome’ of Moscow.

Less quixotic than these millennial religious fantasies, hard-headed military men also thought a lot about Constantinople. Russia possessed the largest territory in the world, with immense land, people and resources. And yet it was prevented from projecting that power outwards, unlike all the nations on the ocean e.g. Britain, France, Spain, Holland, and especially America, sitting astride the two great oceans.

(The importance of naval power was crystallised in the widely-read contemporary book by American theorist Alfred Mahan, summarised on page 160).

Russia possessed three big fleets and naval ports – in the Baltic, at Vladivostok in the far Pacific East, and at Crimea in the Black Sea – but all of them were problematic. The Baltic was nearest to homeland Europe but was frozen for half of the year, and egress was blocked by Germany and Denmark. Vladivostok was too far away from the European centres of power.

All thoughts were therefore focused on the Black Sea, where Russia’s main shipyards were, and on the Crimea, which was the base for a large, modern naval fleet.

Yet it was a permanent irritation to the Russian military that this fleet was blocked up in the Black Sea, prevented from sailing through the Dardanelles and into the Mediterranean. The subtle way round this perennial problem was to negotiate alliances and pacts with the other European powers to bring pressure to bear on the Ottoman controllers of the Dardanelles to allow the Russian fleet out to patrol the high seas and claim her rights as a Great Power.

The not-so-subtle approach was to launch the umpteenth Russo-Turkish War, march on Constantinople and seize the Straits, solving the problem once and for all. After all – as Lieven points out in a thought-provoking comparison, the British had bullied their way to seizing Egypt and the Suez Canal in 1882, and the Americans had created the country of Panama in 1903 solely in order to build a canal joining the Pacific and Atlantic, both empires acting in unashamed self-interest.

The only catch being that the major European nations would probably pile in to stop Russia – as they had during the disastrous Crimean War when Britain and France came to Turkey’s aid against aggressive Russian incursions into Ottoman territory.

All of these ‘country’ party ideas – Pan-Slavism, conquering Constantinople – were deprecated by the ‘court’ party, who thought they were:

  • low and vulgar, usually whipped up by rabble-rousing nationalist newspapers
  • contrary to Russia’s true interests – Russian peasants and workers couldn’t give a damn about Constantinople
  • and anyway, Russia’s course was best left to the professional, aristocratic diplomats like themselves, who knew best

Nonetheless, Russian leaders of all parties looked on with dismay as British ascendancy over the Turks, which had lasted into the 1880s, was slowly replaced by the influence of Germany, which sent soldiers to train the Turkish army and engineers to build a railway from Berlin to Baghdad. (As Lieven points out, the Germans were the only European power who had not at some stage tried to seize Ottoman territory – you can see how this might work in their favour in Istanbul.)

(And, of course, Turkey would end up joining the side of the Germans in the Great War. With the result that the Allies in 1915 themselves took up the Constantinople Question, floating the possibility that Russia would be encouraged to take the city. Prince Grigorii Trubetskoi was even named the future Russian commissar of the city. Wheels within wheels.)

West or East?

Another school of thought, and advisers, recommended leaving the complex problems of Europe to sort themselves out, and focusing on what Russia already possessed, namely the vast extent of Siberia and the East – a policy which, after the Revolution, would come to be known as ‘Eurasianism’ (p.143).

It was under Nicholas II that the great Trans-Siberian Railway was built. Proponents of an Eastern policy pointed out that Siberia had huge untapped natural resources, it just needed:

  • the infrastructure to join up the tens of thousands of settlements scattered across this vast waste of steppe and tundra
  • the emigration of settlers into the vast empty spaces
  • the creation of new towns and cities
  • the harvesting of the country’s natural and human potential

Given peace in the troublesome West, given enough time, the Eurasian party believed that Russia could develop its economy and resources enough to compete with Germany, even compete with America, to become a truly great power.

The Russo-Japanese War 1904-5

All of these hopes came crashing down when Russia came into conflict with the new, aggressive and confident Japanese Empire in 1904 and was badly beaten. Beaten for a number of reasons – their army was big but badly trained and under-equipped, the navy had to steam all the way from the Baltic to the Far East, by which time the major land battles had already been lost, and in any case it was then comprehensively trashed by the much better-led Japanese navy.

Defeat rocked all the traditional pillars of Russian society. The Tsar was personally blamed, the Army and Navy looked like fools, even the Orthodox Church which had blessed the war as a ‘crusade’ was made to look powerless and irrelevant.

The war gave rise to a revolution whose specific trigger was when troops fired on a protest march in Petersburg on 22 January 1905, which went down in folklore as ‘Bloody Sunday’, and rebellion, mutiny, strikes and insurrection spread like wildfire across the country.

The revolution was, in the end, only quelled when the Tsar issued the October Manifesto of 1905 which pledged major political reforms such as the creation of a parliament – called the Duma – with elected representatives, plus land and industrial reforms. The strikes ended, the agrarian disturbances subsided, the mutinies were crushed – but to many, even committed supporters of the Romanov Dynasty, the clock was ticking.

Towards the flame

Believe it or not, everything I’ve just summarised is all just the introduction to the book’s core and is covered off in just the first 100 pages or so. If you recall, the text’s main focus is on the period 1905 to 1920, i.e. beginning after the Russo-Japanese War and the 1905 revolution.

Having set the scene and established many of the enduring themes of Russian politics and diplomacy in the first hundred pages or so, Lieven now goes into very great detail about the personnel, the men who manned the key roles in the Russian government – Foreign Ministry, Finance Ministry, Army, Navy and so on. These men’s backgrounds, their families and family connections, their beliefs and the policies they pursued are all described in a long chapter titled The Decision Makers (pages 91 to 181).

Lieven gives pen portraits of the main diplomats, their careers and their views, including:

  • Count Vladimir Lambsdorff, Foreign Minister to 1906
  • Count Alexander Izvolsky, Foreign Minister 1906 to 1910, architect of the alliance with Britain
  • Sergey Sazonov, Foreign Minister from November 1910 to July 1916 i.e. during the crisis of 1914
  • Pyotr Stolypin, Prime Minister of Russia and Minister of Internal Affairs from 1906, who tried to counter revolutionary groups and pass agrarian reforms, until he was assassinated in 1911
  • Prince Vladimir Meshchersky, editor of the Monarchist newspaper, Grazhdanin, the only paper Tsar Nicholas read, an unpopular reactionary
  • Count Vladimir Kokovtsov, who replaced Stolypin as Prime Minister of Russia from 1911 to 1914
  • Count Sergei Witte, Finance Minister 1892 to 1903, Chairman of the Committee of Ministers 1903 to 1905, first Prime Minister of Russia 1905-6 during which he designed Russia’s first constitution – an intelligent businessman who thought Russia needed a generation of peace to blossom
  • Prince Grigorii Trubetskoi, epitome of liberal imperialists and the panslavic policy, head the Near Eastern Department of the Foreign Ministry, which was responsible for Balkan and Ottoman affairs 1912-14 i.e. at the heart of the 1914 crisis
  • Baron Roman Rosen, 1903 ambassador to Tokyo, ambassador to USA 1905, State Council of Imperial Russia 1911-17 – who believed Russia should forget Constantinople and the Balkans and focus on developing Siberia and the East
  • Alexander Giers, Consul General in Macedonia, Press Council 1906, who saw at first hand how unreliable and unpredictable the Balkan Slavs were and warned that the Serbs were manipulating Russia into backing them against Austria
  • Nikolai Hartwig, Russian ambassador to Persia (1906–1908) and Serbia (1909–1914), a strong pro-Slav, sometimes described as ‘more Serbian than the Serbs’

Lieven then gives similar treatment to the main military leaders of the period – heads of the army and navy, major military thinkers, their dates, relationships and the often bitter in-fighting between them for resources and about strategy.

Having established a) the deep themes or concerns of the Russian state and its ruling elite, and having b) described in some detail all the key personnel, all the ‘decision makers’ of the period – Lieven then takes us through the years leading up to Armageddon, with chapters devoted to:

  • the emergence of the Triple Entente 1904-9
  • the sequence of crises 1909-13, being:
    • The First Moroccan Crisis, 1905–06 – Germany challenged France’s control of Morocco – worsening German relations with both France and Britain
    • The Bosnian Crisis 1908 – Austro-Hungary annexed Bosnia and Herzegovina, which had been under its sovereignty since 1879 but which infuriated the Serbs and Pan-Slavic nationalism in the region
    • The Agadir crisis in Morocco, 1911 – the French sent troops into Morocco, angering the Germans who sent a gunboat to Agadir, eventually backing down but the crisis cemented the alliance between France and Britain
    • The Italo-Turkish War 1911–12 – Italy invaded what is today Libya but was then a province of the Ottoman Empire. Nobody came to Turkey’s aid, showing that Turkey was now friendless – which meant that land grabs in the Balkans would be unopposed – i.e. the delicate balance of power had vanished
    • The First Balkan War October 1912 to May 1913 in which the Balkan League (the kingdoms of Bulgaria, Serbia, Greece and Montenegro) defeated the Ottoman Empire and seized almost all of Turkey’s territory in Europe
    • The Second Balkan War June to August 1913, in which Bulgaria, dissatisfied with the settlement of the first war, attacked Greece and Serbia, and also managed to provoke neighbouring Romania, all of whom defeated Bulgarian forces, forcing it to concede territory to all of them
  • the crisis of 1914
  • The First World War and the Russian Revolution

Some thoughts

The backwardness and repressiveness of Russia bred a special kind of fanatic – extreme socialists or anarchists – who thought they could bring about change through strategic assassinations.

Russia was riddled by extremist political factions for the fifty years before the revolution, and plagued by the assassinations of high officials. As Lieven points out, it is no coincidence that the Russian aristocracy and gentry produced the two greatest anarchist thinkers of the nineteenth century, Prince Peter Kropotkin and Mikhail Bakunin (p.119)

But the entire strategy of assassination was almost always counter-productive. It is a great irony that the assassins who murdered Tsar Alexander II in 1881 did so just as he was about to authorise a set of liberal laws. His successor, Alexander III, was an old-style, clumsy, bearish, paternal reactionary who inaugurated thirty years of repression, thus condemning Russian radicals to decades of arrest, Siberian imprisonment and exile, and polarising the intelligentsia even further.

The view from the upper classes

Lieven is posh. From Wikipedia we learn that:

Dominic Lieven is the second son and third child (of five children) of Alexander Lieven (of the Baltic German princely family, tracing ancestry to Liv chieftain Kaupo) by his first wife, Irishwoman Veronica Monahan (d. 1979).

He is the elder brother of Anatol Lieven and Nathalie Lieven QC, and a brother of Elena Lieven and distantly related to the Christopher Lieven (1774–1839), who was Ambassador to the Court of St James from Imperial Russia over the period 1812 to 1834, and whose wife was Dorothea von Benckendorff, later Princess Lieven (1785–1857), a notable society hostess in Saint Petersburg.

Lieven is ‘a great-grandson of the Lord Chamberlain of the Imperial Court’ of Russia.

He was privately educated at Downside School, the famous Benedictine Roman Catholic boarding school.

Having just read Edmund Wilson’s long study of the communist tradition, and Engels’s powerful pamphlet Socialism: Utopian and Scientific, my head is full of revolutionary thoughts about the industrial proletariat and about the way the ruling classes everywhere use repressive ‘ideologies’ to keep the exploited in their place, ideas like ’empire’ and ‘tsar’ and ‘religion’, ‘honour’ and ‘duty’ and ‘fatherland’.

There is little of that Marxist sensibility present in Lieven’s book. Lieven takes it for granted that there were empires and that they were ruled by an extraordinarily privileged aristocratic elite. I’m not saying he’s naively in favour of them. But he takes them on their own terms. This became obvious during the long, sometimes pretty boring chapter, about the Decision Makers. Prince so-and-so of the court party was related to Count so-and-so who took a slavophile line, while his cousin, the archduke so-and-so was more a supporter of the policy of eastern expansion. And so on for a hundred pages.

In a way typical of prewar European diplomacy, the Foreign Ministry and Russian diplomacy were a nest of the aristocracy and gentry. The nest was very, very small: in 1914, there were fewer than two hundred men of all ages who had passed the diplomatic exam and in principle were eligible for mainstream posts. (p.119)

Later he points out the importance of notions of honour to the Russian aristocracy, and the vital importance of remaining a great power to the entire diplomatic, military and political leadership.

But to the ordinary Russian, these concepts were all but meaningless. The Russian ruling classes thought that, when push came to shove, the masses would demonstrate their love for the Tsar and for Mother Russia and the Great Pan-Slavic Cause, but they were wrong, so wrong.

Exciting the Russian masses about Constantinople or their Slave brothers proved an impossible task. In 1909, Grigorii Trubetskoy’s brother Prince Evgenii Trubetskoy wrote that only someone who believed Russia to be a ‘corpse’ could imagine that when it stood up for its honour and the Slav cause against Germany, there would not be a surge of ‘powerful and elemental patriotism’.

The First World War was to prove him wrong. (p.131)

What makes it puzzling is that the Russian elite had already had the test drive of the 1905 revolution in which they should have learned that far from rallying to the cause of Mother Russia, peasants and workers all across the country rose up against the court, the aristocracy, the police, the Church and everything the elite believed in.

For me the big question is, ‘How was the Russian ruling elite able to persist in their obtuse ignorance of the true nature of the country they were living in?’

Without doubt the tiny coterie of men Lieven describes made up the diplomatic and foreign policy elite, and their decisions counted, and it was the clash of their policies and ideas which made up ‘debate’ in the ruling elite and determined Russia’s strategy through the decade of crises leading up to 1914.

Without doubt this is precisely the point of Lieven’s book, to give an unprecedentedly detailed account of the sequence of events 1905 to 1920 from the Russian point of view, explaining the key personnel and their ruling ideas and concerns and how they reacted to, and created, events.

In this aim the book doubtless succeeds and can’t help impressing you with the depth of its research and the thoroughness of its analysis.

But it feels so airless, so claustrophobic, so oppressively upper class. Clever, well educated, sensitive and sophisticated though the Russian ruling class so obviously are, you can’t help cheering when the enraged workers storm their palaces and throw all their fancy paintings and porcelain out into the street.

To put it another way –  as Lieven himself does half way through the book – the Russian ruling élite believed its own ideology, defined itself in terms of its preposterously unreal, disconnected value system – forged its identity in terms of Russian dignity and nobility and honour and the need to remain an Empire and a Great Power.

So they were staggered when they discovered that the overwhelming majority of the Russian people didn’t give a toss about these fantasies, was incapable of defending them, and eventually rebelled against them.

In a nice detail, Lieven tells of a German officer during the Great War, whose job was to debrief Allied prisoners of war. He discovered that the French and British soldiers had a clear sense of what they were fighting for, but the Russian soldiers didn’t have a clue. Pan-Slavism – what was that? Controlling the Turkish Straits – what were they? Preserving the European Balance of Power – what on earth was that?

The over-educated, incestuous, airless narrowness of Russia’s elite condemned itself to extinction.


Related links

Other blog posts about Russia

Other blog posts about the First World War

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