On the laws by Cicero

We are born for justice and what is just is based, not on opinion, but on nature.
(De legibus, book I, section 28)

Cicero began writing the De legibus or On the laws during the same period as the De republica, i.e. the late 50s BC, but suspended work on it when he was compelled to go and be governor of Cilicia in 51 BC, and possibly never resumed it. It is certainly unfinished. We have just two books of 60-odd sections each and most of book 3 (49 sections) then the manuscript stops in mid-sentence. The 4th century AD philosopher Macrobius refers to the existence of a book 5. Maybe it was intended to have 6 books to parallel the De republica to which it is obviously a partner.

Like most of Cicero’s other works it is a dialogue though, unlike the De republica, it is set in the present and, instead of historical personages, features just the author himself, his brother (Quintus Tullius Cicero) and his best friend (Titus Pomponius Atticus, addressee of so many of Cicero’s letters).

De legibus has a simple premise: since he is Rome’s leading lawyer and advocate, Cicero’s brother and friend suggest he is perfectly placed to write a book about The Law, and so Cicero sets off with the aim of establishing the fundamental basis of law, before considering specific laws, whether they need to be amended and, if so, how. From the start Cicero describes and explicates what was essentially the Stoic theory of natural law as amounting to right reason in action.

Natural Law

In the introduction to the Oxford University Press edition, Jonathan Powell explains that Cicero’s theory of Natural Law was based on certain premises:

  1. that the universe is a system run by a rational providence
  2. that mankind stands between God and the animals so that in creating and obeying laws man is employing Right Reason
  3. that human potential can only be realised in communities – Cicero derives this from Aristotle’s view that humans are sociable animals
  4. that man is a homogeneous species – we have more in common than separates us – therefore we are susceptible to the same, one, universal natural law which stands above (or lies beneath) all ‘positive’ i.e. merely local and culture-specific laws
  5. that law is based on (human) nature not opinion – individual laws may come and go but the existence of a deep fundamental law of human nature can never change

Natural Law refuted

The objections to this are obvious and start with the counter statement that the universe is very much not a system run by a rational providence. Since Isaac Newton’s discoveries of the basic forces which govern the universe, there has been no need to posit a God to create and keep the universe running; and since Darwin published On The Origin of Species in 1859, there has been no need to posit a God who created the extraordinary diversity of life forms we see around us, including humanity. Many other reasons may be found for adducing the existence of a God or gods, but the regularity of the cosmos and the diversity of the natural world are not among them.

If God does not exist, didn’t create the universe and does not deploy a benevolent providence to watch over us, then humans cannot occupy a middle space between the animals and this God who doesn’t exist. We are more accurately seen as just another life form amid the trillions teeming all over the earth.

Cicero displays towards human beings the same kind of anthropocentric chauvinism and exceptionalism which was first recorded among his Greek predecessors and persisted through most thinking about humanity and human nature up till very recently. Only in the last couple of generations has it become clear that humans may have invented language and maths and built skyscrapers and flown to the moon but that, deep down, we are just apes, mammals, animals, and behave much like all the other mammals, in terms of our fundamental behaviours – feeding, mating and fighting.

If you have a God, then you can establish a hierarchy with him at the top, then the angels, then humans sitting comfortably above all other species on earth. If you have no God, the hierarchy crumbles and we are just one among a million different life forms jumbled together on this small planet, engaged in the never-ending battle for survival. Nowadays we know that humanity is killing off the other species, destroying countless habitats, and burning up the planet as no other species possibly could. Some people characterise our arrogant lording it over life forms as speciesism, a view I share.

If there is one quality that distinguishes human beings from all other species it is our unique capacity for destruction.

The notion that humans are governed by Right Reason has always seemed to me self evidently false. Our values are inculcated by the society we grow up in. If some values are almost universal across most of these societies this is because they make evolutionary sense, they help the group survive, rather than being a Universal Law handed down by a Benevolent God.

Therefore premises 1, 2, 4 and 5 listed above are false. We are left with 3, the notion that humans naturally live in groups or communities, which seems to be objectively true, but gives us no guide on how we should conduct ourselves, or establish laws or rules for running these communities.

Lastly, the introductions to all these texts by Cicero tend to talk about Universal values, Universal laws, and Universal human nature very freely but I can’t help feeling they only apply to the Western world. The terms of reference seem very Eurocentric or Anglocentric or whatever the word is for Western-centric. Meaning that my reading about African tribes, cultures, laws and traditions, or what I know about Chinese history, and my personal experience of travelling in the Muslim world, suggest that there are many non-Western cultures which don’t share these ways of looking at the world at all. I’m guessing the same could be said about Indian culture, or the traditions of the native Americans of North or South America, the Australian aborigenes and any number of other cultures.

Liberals may be proud of the Universal Declaration of Human Rights (UDHR), adopted by the recently founded United Nations, founded by the soon-to-be-victorious Allies during the Second World War, based in New York, a document drafted by a committee chaired by the American president’s wife (Eleanor Roosevelt) – but the idea of universal set of values is not a fact about human beings but a high-minded aspiration.

I recently visited the British Museum exhibition on Stonehenge. This has a section describing life in Britain before the advent of the (first) agricultural revolution, which began in the Middle East 12,000 years ago. The human population of Britain was minuscule (maybe 5,000) arranged into tiny communities of hunter gatherers who lived deep amid nature as they found her, without the knowledge, means or incentive to change anything, to fell trees, clear land, burn forests and so on. Instead they considered themselves an integral part of nature, not set aside from it. They killed rarely and atoned for their killings with offerings. And the exhibition says this was the way of life for most hunter-gatherer societies for most of human history i.e. going back hundreds of thousands of years, back through all the various species of the genus Homo.

So I’m saying that Cicero’s premises are not only wrong in the theoretical/theological way that they posit the existence of One Universal God to explain the world around us, an explanation which has been utterly superseded by the scientific worldview – but wrong in all his factual claims about human nature,  above all that it is universally the same, whereas we now know that there have been, and currently are, many, many, many more human cultures than Cicero could ever imagine.

The Romans thought the world amounted to one continent completely surrounded by a vast Ocean, punctuated by the middle-earth or Mediterranean Sea. They hugely underestimated the size of Africa, and thought the world ended with India and a little beyond the Ural mountains, so forming one circular continent. The historical examples Cicero bases his notion of a universal human nature on amount to a tiny sub-set of the actually existing cultures of his own time, and a minuscule sub-set of all the human cultures and societies which have existed over the face of the earth for the past several hundred thousand years.

So: this book is clever and interesting in all kinds of ways but it is based on multiple types of ignorance – deep, deep ignorance – which lead to false premises and wrong deductions on every page.

Cicero’s motivation

As we saw in De republica Cicero was a very practical-minded Roman. He wasn’t interested in airy-fairy philosophical speculations for their own sake. He was a staunch Roman patriot who wanted to preserve the Roman state. The practicalness of his motivation is stated explicitly mid-way through book one:

You see the direction which this discussion is taking. My whole thesis aims to bring stability to states, steadiness to cities, and well-being to communities. (I, 37)

He is not seeking ‘the truth’, so much as cherry-picking arguments from the range of Greek philosophy in order to shore up his practical and patriotic aim.

Book one

Cicero asserts that:

  1. human beings are blessed with the ultimate gift of the gods, Reason
  2. humans have a single way of living with one another which is universal
  3. all people in a community are held together by natural goodwill and kindness (I, 35)

As you can see, all these axioms are wrong and he goes on to deliver a slew of equally high-minded, fine-sounding sentiments which are equally false:

Law is the highest reason, inherent in nature, which enjoins what ought to be done and forbids the opposite. (I, 18)

Law is a force of nature, the intelligence and reason of a wise man, and the criterion of truth and injustice. (I, 19)

The creature of foresight, wisdom, variety, keenness, memory, endowed with reason and judgement, which we call man, was created by the supreme god to enjoy a remarkable status. Of all the types and species of living creatures he is the only one that participates in reason and reflection whereas none of the others do…Since there is nothing better than reason, and reason is present in both man and God, there is a primordial partnership between man and God. (I, 22-23)

No, humans were not created by God but evolved through natural processes. We now know that numerous other species certainly have memory, and many appear capable of thought and calculation. Who says there is nothing better than reason? A philosopher whose central subject is reason, which is like a carpenter saying there’s nothing better in the world than working with wood. Why is there nothing better in the world than reason. How about, say, love?

Since there is no God, the statement ‘since reason is present in both man and God, there is a primordial partnership between man and God’ is meaningless. Or more accurately, it has a meaning, but a meaning made out of words, in the same way that a poem about blue guitars floating up to the moon makes sense, but refers to nothing in the real world. On it goes:

Those who share reason also share right reason; and since that is law, we men must also be thought of as partners with the gods in law. (I, 23)

Those who obey the same laws effectively live in the same state and:

and they do in fact obey this celestial system, the divine mind, and the all-powerful god. Hence this whole universe must be thought of as a single community shared by gods and men. (I, 23)

In the course of the continuous circuits and revolutions of the heavens the right moment arrived for sowing the human race; that after being scattered and sown in the earth it was further endowed with the divine gift of mind; that whereas men derived the other elements in their makeup from their mortal nature…their mind was implanted in them by God. Hence we have…a lineage, origin or stock in common with gods…As a result man recognises God in as much as he recognises his place of origin…the same moral excellence in man and in God. (I, 24-25)

Cicero’s belief in God or gods isn’t tangential to his thought: his theism is absolutely central and vital to his entire view of human nature, reason, ethics, law and justice. And so, since there is no God, Cicero’s views on human nature, reason, ethics, law and justice are wrong from top to bottom. They may occasionally coincide with modern views based on humanistic atheism but these are accidental overlaps.

What makes this relatively short book (72 pages) so hard to read is that I disagreed with all his premises and almost all his conclusions. As a discussion of the theoretical basis of law and justice I found it useless. It has a sort of historical usefulness in shedding a very clear light on how a leading Roman lawyer conceived his profession and clearly explaining the kind of arguments about jurisprudence which were common in his day. And it includes references to Greek and Roman history which are anecdotally interesting. But every time he makes a general statement I find myself totally disagreeing and this eventually becomes very wearing:

Nature has lavished such a wealth of things on men for their use and convenience that every growing thing seems to have been given to us on purpose; it does not come into existence by chance. (I, 26)

Wrong: the life forms we see around us evolved by the process explained by Darwin, of which Cicero knows nothing; none of them were created ‘for our convenience’, instead food crops and livestock only began to be bred and fine-tuned for our use during the agricultural revolution which began some 10,000 years before Cicero’s time, of which he knew and understood nothing.

And the world does not exist ‘for our convenience’: it is precisely this self-centred sense of human privilege and entitlement which is very obviously destroying the earth in our own time.

God has created and equipped man in this way, intending him to take precedence over everything else. (I, 27)

Anthropocentrism. Narcissism*. Human chauvinism. Arrogance.

Nature made man alone erect, encouraging him to gaze at the heavens as being akin to him and his original home. (I, 27)

Sweet, poetic and false.

Cicero goes on to make the humanistic claim that people have more in common than separates them, we are all one human family. He is not stating this because he’d like to teach the world to sing in perfect harmony but because he wants to continue his thought that there is One God who has created one human race with One Reason and so it follows that there must be One Law to rule them all. Hence his insistence that there is One Human Nature. He claims that Reason:

  • may vary in what it teaches but is constant in its ability to learn
  • that what we perceive through the senses, we all perceive alike
  • that perceptions which impinge on our minds do so on all minds in the same way
  • that human speech may use different words but expresses the same ideas
  • troubles and joys, desires and fears haunt the minds of all alike

He is trying to corral human nature into his One God, One Reason, One Human Nature therefore One Law argument, but each of those four statements is questionable or wrong, starting with the notion that everyone is alike in the ability to learn and ending with the notion that we all experience the same emotions. Demonstrably false.

This is the evidence, in reality just wishes and assertions, which leads him to conclude that there is One Justice and that it derives from Nature (I, 33). Again and again he repeats the same formulas:

There is one, single, justice. It binds together human society and has been established by one, single law. That law is right reason in commanding and forbidding. (I, 42)

We are inclined by nature to have a regard for others and that is the basis of justice. (I, 43)

But repeating false claims doesn’t make them true.

Nature has created perceptions that we have in common, and has sketched them in such a way that we classify honourable things as virtues and dishonourable things as vices. (I, 44)

And yet Cicero saw Scipio Africanus, the general who oversaw the complete destruction of Carthage and the selling of its entire population of 50,000 into slavery as an epitome of virtue and honour and glory. Is that a perception we all have in common? Probably not the population of Carthage.

Moral excellence is reason fully developed and that is certainly grounded in nature. (I, 45)

Goodness itself is good not because of people’s opinions but because of nature. (I, 46)

Here and in many other similar formulations you can see that what he is arguing against is the notion that goodness and morality and law are contingent upon human societies. If this is true then, for a patriotic, socially-minded conservative like Cicero, what follows is anarchy. (It is the same fear of anarchy which underpins his conservative preference to keep on worshipping the gods according to the traditional ceremonies, as expressed in De rerum deorum.)

For more pragmatic, sceptical and utilitarian-minded people like myself, what follows is not anarchy, but is certainly a complex and never-ending process of trying to create culture, morality and laws which allow for diversity and strike a balance between conflicting opinions, classes and needs. The unending messiness of democracy, in other words.

Book one is essentially in two parts: up to section 40-something he is laying down these basic principles, and then gets his brother and best friend to enthusiastically vouch that he has certainly proved them, that men were endowed with reason by the gods, men live with one another in the same way everywhere, and that all human communities are held together by the same universal justice (I, 35).

All good men love what is fair in itself and what is right in itself. (I, 48)

In the second half he introduces, or wanders off to consider, notions of the good and morality. Sometimes, reading Cicero, it feels like you can see the joins, the places where he moved from copying one Greek text to suddenly copying from another. The order is his but much of the source content is cribbed from Greek originals (as he freely admits in his letters and in the texts themselves) with the result that his works rarely feel like they have a steady clear direction of travel, but more like a collection of related topics thrown loosely together. And this partly explains why his so-called conclusions rarely feel really justified by what has preceded them.

The conclusion is obvious from what has been said, namely that one should strive after justice and every moral virtue for their own sake. (I, 48)

Therefore what is right should be sought and cultivated for itself. (I, 48)

The t-shirt slogans keep on coming:

Justice looks for no prize; it is sought for itself and is at once the cause and meaning of all virtues. (I, 48)

This reminds me of St Paul’s letter to the Corinthians:

Love is patient and kind; love does not envy or boast; it is not arrogant or rude… (1 Corinthians 13:4)

And the comparison confirms my sense that Cicero’s writings are less philosophy than wisdom literature, defined as: “statements by sages and the wise that offer teachings about divinity and virtue.”

A fundamental mistake he makes is common to dogmatists of his type, namely the false dilemma or false dichotomy, “an informal fallacy based on a premise that erroneously limits what options are available.” For, Cicero argues, if his account of One God endowing One Human Race with One Right Reason so that Justice and Virtue arise out of Nature is wrong – then the only alternative is chaos. For if people only act in their own self-interest, not according to Universal Justice, then:

where is a generous person to be found…what becomes of gratitude…where is that holy thing, friendship…what are we to say of restraint, temperance, and self-control? What od modesty, decency and chastity?… then there is no such thing as justice at all. (I, 49-50)

But this is a false dichotomy. There aren’t just two stark alternatives. There are, in reality, a huge variety of societies, laws, customs and traditions. Yes it may look like anarchy to a conservative like Cicero. But it is how human beings actually live. The false dichotomy is a way for an author to terrorise you into accepting his tendentious view.

Cicero is not seeking ‘the truth’; he is, like the excellent lawyer he was, making a case and using every rhetorical and logical sleight of hand to do so.

Quintus asks where all this is going (I, 52) and Marcus replies that he is steering the discussion towards a definition of the Highest Good. Oh God, how boring. As with all these conservative/authoritarian thinkers, there can only be one of everything, One God, One Human Nature, One Reason, One Justice, One State and One Good.

As usual he a) approaches the problem through a blizzard of references to Greek philosophers including Phaedrus, the Academy, Zeno, the Old Academy, Antiochus, Chios, Aristotle, Plato and b) fails to reach any meaningful conclusion. Whereas the Old Academy called what is honourable the highest good, Zeno said it was the only good, holding the same beliefs as Aristotle but using different terms. (I, 55).

Quintus suggests that:

There is no doubt about it: the highest good is either to live according to nature (i.e. to enjoy a life of moderation governed by moral excellence) or to follow nature and to live, so to speak, by the law (i.e. as far as possible to omit nothing in order to achieve what nature requires, which means the same as this: to live, as it were, by a code of moral excellence). (I, 56)

Great. Does that help anyone? No. Words, words, words. But when Quintus asks him to show what all this means in practice, Cicero at first pleads that it is beyond his powers. What isn’t beyond his powers is more highfalutin’ truisms:

Wisdom is the mother of all good things; the love of her gives us the word ‘philosophy’ from the Greek. Of all the gifts which the immortal gods have bestowed on human life none is richer or more abundant or more desirable. (I, 58)

Cicero deflects to invoke the famous maxim carved above the oracle at Delphi, Know thyself:

The person who knows himself will first of all realise that he possesses something divine, and he will compare his own inner nature to a kind of holy image placed within a temple. (I, 59)

Will he? The book concludes with a half page hymn of praise to the Truly Great Man Who Knows Himself, understands his mind is a gift from God, understands Wisdom and Virtue and Justice, and so is ideally placed to rule over his fellow men. In other words, the ideal Roman ruler of Cicero’s own time.

Book two

As a break, the characters describe the fictional walk they are taking through the countryside of around the Cicero family estate outside Cicero’s home town of Arpinum, 100 kilometres south east of Rome. Pleasant chat about the view (‘What could be more delightful?’) is artfully placed in order to lead on to consideration of love of birthplace and country. Never forget that Cicero was a fierce Roman patriot. A person’s birthplace:

is the country for which we should be willing to die, to which we should devote ourselves heart and soul, and on whose altar we should dedicate and consecrate all that is our. (II, 5)

All that is ours. Cicero is usually referred to as a lovely humanist but this is as fierce and total a patriotism as Mussolini’s. And then we return to consideration of the law and Cicero recapitulates his axioms for the umpteenth time:

Law was not thought up by the intelligence of human beings, nor is it some kind of resolution passed by communities, but rather an eternal force which rules the world by the wisdom of its commands and prohibitions…the original and final law is the intelligence of God, who ordains or forbids everything through reason. Hence that law which the gods have given to the human race is rightly praised, for it represents the intelligence of a wise man directed to issuing commands and prohibitions. (II, 8)

I think I disagree with pretty much every word of this. On it goes: the power of encouraging people to right actions:

is not only older than the existence of communities and states; it is coeval with that god who watches over and rules heaven and earth. (II, 10)

Repetition

If in doubt, repeat it again and again, bludgeoning your readers into submission:

Reason existed, reason derived from the nature of the universe, impelling people to right actions and restraining them from wrong. That reason did not first become law even it was written down, but rather when it came into being. And it came into being at the same time as the divine mind. Therefore the authentic original law, whose function is to command and forbid, is the right reason of Jupiter, Lord of all. (II, 10)

Mind you, in a note to page 162 Jonathan Powell points out that repeating ideas in different formulations in order to drive it home was a skill that was taught and practiced in the schools of rhetoric which Cicero attended.

The use value of religion

I mentioned above how the conservative Cicero thought religion should be kept up in order to maintain social structure, for its use value. In book two he makes this explicit:

Who would deny that these [religious] ideas are useful, bearing in mind how many contracts are strengthened by the swearing of oaths, how valuable religious scruples are for guaranteeing treaties, how many people are restrained from crime for fear of divine retribution…(II, 16)

One of the reasons Cicero despises and mocks Epicureans is because they sought to free people’s minds from fear of the gods. For Cicero (as for the ancient Jews) piety and morality begin with fear of the gods. This is very Roman, very practical-minded of Cicero. And explains why the population has to be brainwashed into believing in the gods:

Citizens should first of all be convinced of this, that the gods are lords and masters of everything; that what is done is done by their decision and authority; that they are, moreover, great benefactors of mankind and observe what kind of person everyone is…Minds imbued with these facts will surely not deviate from true and wholesome ideas. (II, 15)

I don’t need to point out how coercive and authoritarian this idea is. The gods are Big Brother, watching you, reading your thoughts, checking up that you obey Right Reason, as defined by Cicero and his class.

That said, Cicero’s attitude really only reflected the attitudes of most educated men of his time. They didn’t believe in their religion in the same way a Christian or Muslim believes in their God. Roman religion was, as Jonathan Powell puts it, by this period a matter almost entirely of public ritual, tradition and custom. Religious belief, in the post-Christian sense of the word, wasn’t required or checked. Obedience to custom and ritual, reverence for tradition, was all.

Cicero’s ideal laws concerning religion

All of which explains why, when he comes to actually enumerate the laws in his ideal state, Cicero does so with Laws Governing Religion. Anti-climactically, these turn out to be pretty much the same laws as govern Rome. Just as De republica concluded that the Roman constitution was the best imaginable constitution (a conclusion he repeatedly refers to here e.g. II, 23), so De legibus, when push comes to shove, concludes that the best possible laws the human mind could devise are…exactly the same as the laws of ancient Rome (II, 23).

The rest of the book is divided into two parts: a relatively considered statement of Cicero’s ideal laws concerning religion (sections 18 to 22) followed by a detailed commentary on each of them (sections 23 to 60). There follow pages and pages of detailed prescriptions about religious rites and rituals, an extraordinary level of detailed specification. There’s a short digression about the proper regulation of music to stop it becoming immoral and corrupting which made me think of Mary Whitehouse and demonstrates Cicero’s cultural conservatism, before we plunge back into thickets of religious law.

The contrast between the high minded rhetoric about the One God and Universal Human Nature and Divine Law in book one and the slavish iteration of Roman rules and regulations as the actual embodiment of this supposedly Universal Law is unintentionally comic. Bathos = “an effect of anti-climax created by an unintentional lapse in mood from the sublime to the trivial or ridiculous.”

The place of burial is not called a grave until the rites have been conducted and the pig has been slain. (II, 57)

Do not smooth the pure with a trowel. (II, 59)

Women shall not scratch their cheeks on the occasion of a funeral. (II, 64)

It is forbidden to decorate a tomb with stucco work. (II, 65)

Do these sound like the Universal Laws indicative of the Divine Mind which Cicero has been banging on about…or the customs and conventions accumulated by one particular little city state?

Once this lengthy and hyper-detailed account of Rome’s religious laws is finished, Cicero announces that the next most important element in the structure of the state is magistrates and that he will devote the next book to considering the ideal magistrate.

Book three

Cicero bases his thoughts about magistrates, like his thoughts about everything else, on God:

Nothing is so closely bound up with the decrees and terms of nature…as authority. Without that, no house or clan or state can survive – no nor the human race, nor the whole of nature, nor the very universe itself. For the universe obeys God; land and sea abide by the laws of the universe; and human life is subject to the commands of the supreme law. (III, 3)

As with book two, he gives a clipped concise statement of his ideal laws governing magistracies or public offices (sections 6 to 11, 3 pages) then a detailed commentary on them (sections 12 to 47, 14 pages).

And yet again he repeats that, since his ‘six previous books’ (i.e the De republica) ‘proved’ that the Roman constitution was the best one conceivable by the human mind, so, logically enough, the kind of Ideal Magistrate he intends to describe will also turn out to be…Roman ones!

And so indeed, it turns out, after consulting the Divine Mind, that the optimum state will feature quaestors, aediles, praetors, consuls and censors, a senate to propose laws and popular assemblies to vote on them – exactly like the Roman state! He has the good grace to have his characters admit that this is a little embarrassing:

QUINTUS: How succinctly, Marcus, you have drawn up a scheme of all the magistrates for our inspection! But they are almost identical with those of our own country, even if you have introduced a little novelty.
MARCUS: Yes, we are talking about the harmoniously mixed constitution which Scipio praised in those books and prefers to all others…and since our constitution was given the most sensible and well-adjusted form by our ancestors, I found little or nothing to change in the laws. (III, 12)

The latter part of book three goes into considerable details about all aspects of the Roman constitution, the peculiarities of the different magistracies, the age limits, the pros and cons of the tribunate, the different types of voting (by acclamation, writing down, secret ballot) and so on. This is quite interesting because it is, arguably, the most practical part of the book, describing Rome’s actual constitutional practices and debating points Cicero (or his more conservative brother, Quintus) would like to change, a bit, not too much.

Worth emphasising that the aim of all the tinkering round the edges which Cicero proposes is to ensure that power remains firmly in the hands of the aristocracy and out of the hands of the people at large.

Liberty will exist in the sense that the people are given the opportunity to do the aristocracy an honourable favour.

Thanks to my [proposed] law, the appearance of liberty is given to the people [and] the authority of the aristocracy is retained. (III, 39)

The end was nigh

This final section has a wistfully hypothetical air about it because, within a few short years the entire world it describes would be swept away.

Let us imagine that Cicero was half way through writing the book when, in 51 BC, he was called on to take up the governorship of Cilicia (the southern coast of modern Turkey) and served throughout the year 50.

This meant that he was out of Rome as the political confrontation between Caesar and the Senate came to a head. there was a flurry of proposals and counter proposals in December 50, all of which failed and prompted Caesar, in January 49, to cross with his army from Cisalpine Gaul where he held an official post, into mainland Italy, where he didn’t, thus breaking the law, making himself an outlaw, and sparking the five year civil war between himself and Pompey and his followers.

When peace was restored in 45 BC, Caesar had himself declared dictator for life thus turning the entire Roman constitution into a hollow shell and rendering On the laws, with their pages of pedantic footling about precise constitutional arrangements, redundant overnight. It became overnight a record of a specific historical moment, which was eclipsed before the book could even be completed.

Thoughts

Cicero is frequently held up as the godfather of humanism. Finding, translating and commenting on his books was a central element in the Renaissance, which saw the creation of modern ideas of humanism. (“Petrarch’s rediscovery of Cicero’s letters is often credited for initiating the 14th-century Renaissance.” Lumen).

However, as my close readings of De rerum deorumDe republica and De legibus amply demonstrate, Cicero’s ‘humanism’ is crucially, vitally, centrally based on his theism, his belief in One God who created human beings and implanted in them fragments of the Divine Reason which underpin all our values, morality, law, justice and statecraft.

Thus, in a nutshell: humanism derives from religious belief. Without its religious underpinning, humanism is nothing. It becomes a wish, a hope, a dream, with no factual or logical basis. I don’t say this to undermine humanistic values. I am probably a humanistic progressive liberal myself. Where I appear to differ from most of my tribe is I don’t believe these truths to be self evident. There are other ways of being human, other cultures, other values completely different from ours, probably the majority of human lives have very much not been lived according to these values. Several points follow:

1. We do not have the right to compel these other cultures into adherence to our values. That is no different from Victorian missionaries trying to convert tribes in Africa or Asia or Australia to their narrow Christian culture.

2. If we want to defend our values effectively against those who threaten them, for example Vladimir Putin or Xi Jinping, we must base them on really secure foundations, not wishes or aspirations. Far stronger foundations than Cicero, who wrote all these fancy words only to have his head cut off by Mark Antony’s bounty hunters. The sword is mightier than the pen.

* Cicero’s self promotion

It’s further evidence of Cicero’s self-centred narcissism that in several places in book 3 he manages to shoehorn into the text the famous events of 63 BC, when he was consul and saved the state from the Cataline conspiracy. He gives a melodramatic account of the tremendous dangers he faced and how he single-handedly overcame them (III, 26) and then has Atticus fulsomely thank him for his efforts.

To be sure, the whole order is behind you and cherishes most happy memories of your consulship. (III, 29)

Cicero also takes the opportunity to remind everyone that he should never have been exiled (in 57 BC) and that’s why it needed no legislation to rescind his exile (III, 47). In other words, no matter what Cicero is writing about, the text has a strong tendency to end up being about himself.

There is something irredeemably comic about Cicero, like Oliver Hardy pretending to be Napoleon. It’s this hyper-intelligent, super articulate yet comical earnestness which has endeared him to 2,000 years of readers.

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the scholarly and interesting notes. There is a useful list of names and an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation itself is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

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Roman reviews

The Blind Watchmaker: Why the Evidence of Evolution Reveals a Universe without Design by Richard Dawkins (1986)

I hope that the reader is as awestruck as I am (p.37)

I first read this book 25 years ago and in the intervening years I had forgotten how naive, silly and embarrassingly earnest Dawkins can be.

The blind watchmaker

The basic premise is easily summarised. In a theological work published in 1802 – Natural Theology, or Evidences of the Existence and Attributes of the Deity – the English theologian William Paley said that if you were out for a walk and stumbled over a stone, you wouldn’t think anything of it, it is so obviously part of the natural world and you unthinkingly accept it as a product of impersonal geological forces.

But if you were out for a walk and stumbled over a watch, particularly if it was an 18th-century, ornately fashioned pocketwatch, you would immediately deduce that something so wonderfully crafted, with so many carefully calibrated inner workings clearly designed for a purpose, presupposed a designer – a craftsman who consciously and deliberately designed and built it.

Well, says Paley, same for the natural world about us. When we look at the countless examples of marvellous design in the world about us – our own eyes, the interaction of insects pollinating flowers, the perfect design of fish for swimming and birds for flying – who can look at all these marvels and not be prompted to declare that there must, on the analogy of the watch, be a conscious designer, an all-powerful entity which created the entire world and all the creatures in it so that they would all perform their functions perfectly? In other words, God (and, since Paley was an Anglican clergyman) the Christian God.

In fact Paley’s book was just the latest in a very long line of works promoting, describing and explaining what is called Natural Theology, the view that the existence of an all-powerful loving God can be deduced solely from observation of the world around us, without the need of any holy books or revelations. This line of argument is recorded as far back as the Biblical psalms and is believed by many people right up to the present day.

Dawkins’s book is a refutation of this entire way of thinking as it relates to the natural world i.e. to living organisms.

As Dawkins points out, it was reasonable to hold Paley’s beliefs in his day and age, it was a reasonable hypothesis in the absence of any better explanation for the origin and diversity of life we see around us.

But since Charles Darwin published On The Origin of Species in 1859, all forms of natural theology have been rendered redundant. We now have an infinite simpler, more satisfying and more believable explanation for the origin, spread and diversity of life forms on earth, which is Darwin’s Theory of Evolution by Natural Selection.

Thus Dawkins’s 340-page book amounts to a sustained argument against natural theology, and against the whole crew of Christians, Creationists, theists, bishops and poets and philosophers who still espouse it, because they are wrong and Richard and the other evolutionary biologists he cites are right.

The book combines a battery of supposedly ‘philosophical’ arguments with an overview of natural history, biology and – in particular – what was then, in 1986, the latest thinking about genetics and DNA – in order to ridicule, rubbish and refute every possible variation of natural theology and to promote Darwin Darwin Darwin.

One long argument

To describe The Blind Watchmaker as argumentative is an understatement. The book is expressly not a straightforward exposition of Darwin’s theory, it is more a series of arguments which Dawkins has with proponents of the views he wishes to demolish, as well as with other biologists whose theories he disputes, and sometimes even with himself. If it moves, he’ll argue with it. It is like an explosion in an argument factory.

And Dawkins is addicted to making elaborate and often far-fetched analogies and comparisons to help us understand evolution. In other words, you have to wade through a lot of often irrelevant argumentation and distracting analogies in order to get to the useful information.

Another key part of Dawkins’ approach, something I found initially irritating about the book, then found ludicrous, and ended up finding laugh-out-loud funny, is the way he makes up people to argue with.

He will invent a naive believer of this or that aspect of natural theology, someone who can’t credit evolution with explaining everything about the natural world, put words into their mouths, and then gleefully demolish their made-up arguments.

I think it’s the purest example of an author using convenient straw men to set up and knock down that I’ve ever read. Thus in the first 40 pages he invents the following figures:

  • a distinguished modern philosopher who he once sat next to at dinner and revealed to a horrified Dawkins that he didn’t understand why the evolution and diversity of life required any special explanation (p.5)
  • a ‘hypothetical philosopher’ he invents and claims would, at this stage of Dawkins’s exposition, be ‘mumbling something about circular argument’ (p.8)
  • a hypothetical engineer who starts ‘boring on’ about the whole being greater than the sum of the parts (p.11)
  • he creates another engineer (‘our engineer’) to act as a foil for his explanation of how bat echolocation works in chapter 2
  • with similar condescension he refers at various moments to ‘our mathematicians’ in order to dismiss their arguments
  • the second half of the book is littered with references to ‘creationists’ and ‘creationist propaganda’ and ‘anti-evolution propaganda’ which he doesn’t actually quote, but whose views he briefly summarises before pulverising them

On page 13 he dismisses ‘readers of trendy intellectual magazines’ saying that, if you read them you might have noticed that:

reductionism, like sin, is one of those things that is only mentioned by people who are against it.

This thought then rapidly gets out of control as he goes on to say that calling yourself a reductionist is the equivalent, ‘in some circles’ of admitting that you eat babies.

He then goes on to compare the hypothetical simple-minded ‘reductionist’ who he’s just invented with his own, more sophisticated, materialist reductionism, and then writes:

It goes without saying – though the mythical, baby-eating reductionist is reputed to deny this – that the kinds of explanations which are suitable at high levels in the hierarchy are quite different from the kinds of explanations which are suitable at lower levels.

You can see that he’s making a serious point, but can’t help wondering why it required inventing a straw man and then attributing him the bizarre characteristic of eating babies!

This is just one tiny snapshot of Dawkins’s technique, in which serious and often interesting points are surrounded by relentless argufying and quarrelling, more often than not with entirely fictional, made-up figures who are often given ridiculously caricatured views and qualities.

In among the vast army of people Dawkins picks fights with are some real Christian or anti-evolutionary figures who he briefly invokes before subjecting them to withering criticism.

  • the ‘distinguished sceptic’ who refused to believe Donald Griffin when the latter first explained the secret of bat echolocation at a 1940 conference (p.35)
  • Bishop of Birmingham, Hugh Montefiore (1920-2005) whose book The Probability of God Dawkins credits with being an honest attempt to prove God but which he quickly dismisses for its widespread use of what Dawkins calls The Argument From Personal Incredulity i.e. ‘I find it hard to understand…it is difficult to see how…’ etc which only goes to show the ignorant the author is (p.37)
  • Francis Hitching (b.1933) author of The Neck of the Giraffe or Where Darwin Went Wrong (1983) which appears to be a sustained attack on Darwinism
  • The Duke of Argyll who, apparently, supported Darwin but with the modest proviso that the loving Creator God did, of course, intervene in evolution to create new species and generally give evolution a helping hand (p.248)
  • the editor of Creationist magazine Biblical (p.251) who is quoted leaping onto the controversy surrounding the (then) new theory of punctuated equilibrium in order to claim it undermined the entire Darwinian edifice

The remorseless battering of opponents, real or hypothetical, builds up to a climax in the final chapter where Dawkins tackles head-on half a dozen or so alternative explanations for the existence of complex life forms including the Big One, Christian Creationism.

Naivety

There’s a stunning moment before the book’s even properly begun which reveals Dawkins’ amazingly earnest naivety about the real world.

He describes taking part in a formal debate (organised, apparently, at the Oxford Union). Afterwards he is seated at dinner (the book includes lots of anecdotes about conversations over dinner; Oxford is that kind of place) next to the young lady who argued against him in the debate, and made the creationist case – and Dawkins is horrified to discover that she doesn’t necessarily believe all the points she made!!

Indeed, Dawkins reveals to his shocked readers, this young lady was sometimes making arguments simply for the sake of having a debate! Richard is horrified!! He himself has never uttered a word he didn’t believe to be the complete truth! He cannot credit the notion that someone argued a case solely for the intellectual challenge of it!

At first I thought he was joking, but this anecdote, told on page two of the Preface, establishes the fact that Dawkins doesn’t understand the nature of intellectual debate, and so by implication doesn’t understand the worlds of law or politics or philosophy or the humanities, where you are routinely asked to justify a cause you don’t particularly believe in, or to argue one of any number of conflicting views.

When I told my son this he recalled being made to take part in school debates when he was 11. Learning to debate different points of view is a basic teaching, learning and cultural practice.

Philosophical simple-mindedness

Dawkins likes to brandish the word ‘philosophy’ a lot but none of his arguments are truly philosophical, they are more rhetorical or technical. For example, early on he asks ‘What is an explanation?’ before giving this definition of how he intends to use the word:

If we wish to understand how a machine or living body works, we look to its component parts and ask how they interact with each other. If there is a complex thing that we do not yet understand, we can come to understand it in terms of simpler parts that we do already understand. (p.11)

This isn’t really philosophical, more a straightforward clarifying of terms. And yet in chapter 2 he refers back to the opening chapter in which this and much like it occurred, as ‘philosophical’. Quite quickly you get the sense that Dawkins’ idea of ‘philosophy’ is fairly simplistic. That it is, in fact, a biologist’s notion of philosophy i.e. lacking much subtlety or depth.

Same goes for his attitude to the English language. Dawkins is extremely proud of the care with which he writes, and isn’t shy about showing off his rather pedantic thoughts about English usage. For example, he stops the thrust of his argument to discuss whether it is better to write ‘computer programme’ or ‘computer program’. Towards the end of the book he mentions ‘the great Japanese geneticist Motoo Kimura’

whose English prose style, incidentally, would shame many a native speaker (p.303)

There is no reason for this unnecessary aside except to let everyone know that he, Richard Dawkins, is a first class judge of what constitutes good English, and isn’t shy about letting you know it. As with the ‘philosophy’, Dawkins’s comments about the English language are fairly obvious, but presented with a great hoo-hah and self-satisfaction.

Dawkins’s sense of humour!

Way before he has given any kind of account of Darwin’s actual theory, Dawkins is assailing us with his sense of humour, sometimes with short squibs, sometimes with extended ‘humorous’ passages.

You can tell when he’s made a joke, or said something he’s really proud of, because he rounds off the punchline with an exclamation mark!

It’s quite a while since I’ve seen quite so many exclamation marks in a text and it made me realise that their cumulative impact is to make you feel the author is poking you in the ribs so you will laugh and/or marvel at the wonderful anecdote they’ve just told!

Here’s an example of the way that genuinely fascinating natural history/science is buried in Dawkins’s rib-nudging approach. Chapter two is about echolocation in bats, and moves from:

  1. a detailed description of how bat echolocation works – which is riveting
  2. to pondering what it is like to be a bat and live in a bat’s body and live and perceive the world entirely by echolocation and sonar – which is sort of interesting, but speculative
  3. to an extended passage where Dawkins imagines a conference of scientific bats – he does this in order to imagine his scientific bats listening to one of their colleagues presenting a paper with the flabbergasting discovery that humans use a previously unknown sense called ‘sight’, employing two bulbous receptors in their faces called ‘eyes’ in order to analyse light signals which appear to create in their brains 3-D models of the world which help them navigate around – almost as well as bats!!

Now this final passage is sort of helpful, maybe, if you’re in the mood, and sort of humorous. But it is at the same time more than a little ludicrous in what purports to be a serious scientific book. Above all, it gives you a powerful whiff of Dawkins’s world, a world of self-important Oxbridge academics. It does this in two ways:

  1. the choice of an academic conference as the setting for his imaginary fantasy tells much you about the milieu he inhabits
  2. the fact that he thinks he can spend an entire page of his book sharing this extended joke with his readers tells you a lot more about his supreme, undentable self-confidence

Unintentional autobiography

Dawkins likes to think he is making ‘difficult’ science more accessible by giving the poor benighted reader plenty of analogies and examples from everyday life to help us understand these damn tricky concepts. But it is one of the most (unintentionally) enjoyable aspects of the book that many of the examples he uses betray a comic out-of-touchness with the modern world.

I laughed out loud when on page 3 he writes:

The systematic putting together of parts to a purposeful design is something we know and understand, for we have experienced it at first hand, even if only with our childhood Meccano or erector set.

He explains the Doppler Effect by asking the reader to imagine riding a motorbike past a factory whose siren is wailing. Motorbike? Wailing factory siren? This sounds like a W.H. Auden poem from the 1930s. He goes on to explain that it is the same principle as the police use in their radar traps for speeding motorists.

Elsewhere he begins to explain the unlikeliness of organic molecules coming into existence by asking us to ponder the number of his bicycle lock (and later assures us that ‘I ride a bicycle to work every day’, p.84). On almost every page there is an unreflecting assumption that we will be interested in every detail of Professor Dawkins’s life, from his bicycle lock to his personal computer.

He suggests that the advantage even a slight improvement in the ability to ‘see’ would give an evolving species can be considered while ‘turning the colour balance knob of a colour television set’ (p.84).

He explains that the poor Nautilus shellfish has developed the hollow orb of a primitive ‘eye’ but lacks the lens facility that we and all mammals have, making it rather ‘like a hi-fi system with an excellent amplifier fed by a gramophone with a blunt needle’ (p.85).

Gramophone? Later he refers to ‘hi-fidelity sound amplification equipment’ (p.217). It’s possible that Dawkins is the most fuddy-duddy author I’ve ever read.

When describing the transmission of DNA he suggests it might help if we imagine 20 million ‘typists’ sitting in a row. When I asked my daughter what a ‘typist’ is she didn’t know. Reading the book now is like visiting a lost world.

The common brown bat Myotis emits sonic clicks at the rate of ten a second, about the same rate, Dawkins tells us, as a Bren machine gun fires bullets. An analogy which seems redolent of National Service in the 1950s.

His comic-book enthusiasm bubbles over when he tells us that:

These bats are like miniature spy planes, bristling with sophisticated instrumentation. (p.24)

Spy planes. Gramophone players. Factory sirens.

If you put to one side the science he’s trying to explain to us, and just focus on the analogies and stories he uses so liberally, a kind of alternative world appears – a portrait of an incredibly earnest, other-worldly, high-minded Oxford don, a man whose secure upper-middle-class childhood gave him an enduring love of toys and gadgets, and who has the sublime self-confidence of thinking he can change the world by the sheer power of his boyish enthusiasm and the secrets of his bicycle lock.

At the end of chapter 8 (which has been about positive feedback loops in evolution) he digresses into a lengthy description of the new-fangled ‘pop music’, which is introduced by what he describes as the ‘mid-Atlantic mouthings of disco jockeys’ on the radio, and reflected in something which he fastidiously refers to as the ‘Top 20’.

The whole sub-culture is obsessed with a rank ordering of records, called the Top 20 or Top 40, which is based only upon record sales. (p.219)

His point is that records are often bought by young people based on their popularity alone, not on their intrinsic artistic merit and that this is a form of arbitrary positive feedback loop, such as may also be true of some characteristics exaggerated in the course of sexual selection, such as the peacock’s tail.

But the real impact of reading this page-long digression is to make you realise that Dawkins is a real-life version of the stereotypical out-of-touch judge who has spent so long in the bubble of the legal profession (as Dawkins has spent virtually his whole life in the bubble of an Oxford college) that one of the barristers has to patiently explain to him that ‘The Beatles’ are a popular rhythm-and-blues group.

Elsewhere he refers to this new thing called ‘the mass media’. He refers to bodybuilders as members of a ‘peculiar minority culture’ (p.289). It doesn’t seem to occur to him that being a don at an Oxford college is even more of a ‘peculiar minority culture’.

Hi-fidelity gramophones. Factory sirens. Mid-Atlantic mouthings.

Then there are the directly autobiographical snippets – the references to his idyllic childhood in Africa (where he played with his Erector Set or admired a huge swarm of soldier ants), to his High Anglican public school, and on to the rarefied atmosphere of Oxford, where he spent his academic career from 1970 to 2008, and has had so many stimulating conversations over High Table which he is not shy about repeating for our benefit.

Thus, in the middle of an explanation of different theories about the speed with which evolution works, he stops because he:

cannot help being reminded here of the humiliation of my first school report, written by the Matron about my performance as a seven-year-old in folding clothes, taking cold baths, and other daily routines of boarding-school life: “Dawkins has only three speeds: slow, very slow, and stop.” (p.245)

Similarly, he begins Chapter 8 with a reminiscence of a schoolmaster of his who became uncontrollably apoplectic with rage, as an example of ‘positive feedback’.

This is followed by the story of a recent experience he had of attending Oxford’s Congregation, at which the hubbub of the large crowd slowly died away into silence – which he gives as an example of negative feedback.

My point is that The Blind Watchmaker is characterised by many pages of self-indulgent autobiography. It is an obtrusive element in the book which often gets in the way of the factual content he wants to convey. Dawkins is so in love with the sound of his own analogies and whimsical digressions, and so keen to share with you his ripping boyhood memories and High Table anecdotes, that it becomes at times, almost physically painful to read him.

Distracting analogies

But the real problem with all these analogies and reminiscences is that too often they get in the way of actually understanding his scientific points.

For example, chapter seven has an extended explanation of what arms races are in the context of evolution i.e. when predators and prey develop characteristics designed to help them outdo each other. So far so good. But then he goes off into an extended comparison with the race to build dreadnoughts before the Great War, and then to a description of the actual arms race between the USA and USSR building larger and larger nuclear weapons during the 1970s and 1980s.

My point is that the analogy takes on a life of its own, goes on at unconscionable length, and becomes steadily less useful and increasingly distracting and misleading.

Same goes when he asks us to imagine 20 million typists sitting in a row copying out a message as if that makes it at all easier to understand DNA, instead of puzzling and distracting.

Or when he spends a couple of pages calculating just how many monkeys it would take to type out the complete works of Shakespeare, as a demonstration of the power of cumulative selection i.e. if evolution really did work at random it would take forever, but if each version typed out by the monkeys kept all the elements which were even slightly like Shakespeare, and then built on that foundation, it is surprising how few generations of monkeys you’d need to begin to produce an inkling of a comprehensible version of the complete works of Shakespeare.

He thinks he is a scientific populariser but the examples he uses to explain scientific ideas are often out of date or far-fetched as to be harder to understand than the original scientific idea.

In the worst example in the book, chapter 8 about punctuated equilibrium doesn’t start with an explanation of what punctuated equilibrium actually is – instead, it starts with a two-page-long extended description of the ancient Israelites spending forty years wandering in the wilderness after fleeing Egypt.

Dawkins then invents (as so often) a hypothetical figure to mock, in this case a hypothetical historian who, he says, takes the story of the Biblical exodus literally and so calculates that, since the distance from Egypt to the Holy Land was only 200 miles and the Bible says it took them 40 years to cover, this must mean that the Israelites covered just 24 yards per day or 1 yard per hour.

‘Is the attitude of the Bible historian I have just invented ridiculous?’ asks Dawkins. ‘Yes, well, that’s how ridiculous the theory of punctuated equilibrium is.’

This example is at the start of the chapter, setting the tone for the entire discussion of punctuated equilibrium. And it lasts for two solid pages.

It is a classic example of how Dawkins is so in love with his own wit and that he a) never really gets round to clearly explaining what punctuated equilibrium is, and b) really confuses the reader with this extended and utterly irrelevant analogy.

(The theory of punctuated equilibrium takes the extremely patchy fossil record of life on earth as evidence that evolution does not progress at a smooth, steady rate but consists of long periods of virtual stasis or equilibrium, punctuated by sudden bursts of relatively fast evolution and the creation of new species. Some Creationists and Christians seized on the publication of this theory in the 1970s as evidence that Darwin was wrong and that therefore God does exist. Dawkins devotes a chapter and a host of ideas, sub-ideas and extended analogies to proving that the theory of punctuated equilibrium does not undermine the Darwinian orthodoxy – as Creationists gleefully claim – but can be slotted easily into the existing Darwinian view that evolution takes place at a slow steady pace: the core of Dawkins’s argument is that the fossil record appears to suggest long static periods interspersed with periods of manic change, solely because it is so very patchy; if we had a fuller fossil record it wold vindicate his and Darwin’s view of slow steady change. In other words, the theory of punctuated equilibrium is an optical illusion produced by the patchiness of the fossil record and not a true account of his evolution works.)

The whole tenor and shape and flavour of the book is dominated by Dawkins’s analogies and similes and metaphors and witty ideas but I can’t help thinking it would have been so much better to have devoted the space to killer examples from the natural world. Too often Dawkins’s long comparisons take the reader away from the wonders of life on earth and push you into the broom cupboard of his oddly sterile and unimaginative analogies.

To give another example, it is fascinating to learn that many bat species have scrunched-up gargoyle faces (which have terrified generations of humans) because their faces have evolved to reflect and focus their high-pitched echolocation signals into their ears. But when Dawkins tries to make this fact more ‘accessible’ by writing that bats are ‘like high-tech spy planes’, his analogy feels not only trite but – here’s my point – less informative than the original fact.

I have just read E.O. Wilson’s stunningly beautiful and inspiring book about the natural world, The Diversity of Life, which is all the more amazing and breath-taking because he doesn’t impose anecdotes about his own childhood or love of gadgets between you and the wonder’s he’s describing: the wonders are quite amazing enough without any kind of editorialising.

The Blind Watchmaker computer program

This un-self-aware, naive enthusiasm comes over most strongly in chapter three of the book which is devoted to the subject which gives the book its title, the computer program Dawkins has devised and titled The Blind Watchmaker (and which is advertised for sale at the back of the book, yours for just £28.85 including VAT, post and packaging).

At this early stage of the book (chapter 3) I was still hoping that Dawkins would give the reader a knock-down, killer explanation of Darwin’s theory. Instead he chooses to tell us all about a computer program he’s written. The program begins with a set of nine stick figures or ‘genes’, as he calls them, and then applies to them a set of instructions such as ‘double in length’ or ‘branch into two lines’ and so on. Here are the basic ‘genes’.

Basic ‘tree’ shapes developed by Richard Dawkins’ Blind Watchmaker programme

The idea is that, if you invent rules for transforming the shape of the basic ‘genes’ according to a set of fixed but arbitrary rules and then run the program, you will be surprised how the mechanical application of mindless rules quite quickly produces all kinds of weird and wonderful shapes, thus:

More advanced iterations produced by Dawkins’s Blind Watchmaker program

The point of all this is to show how quickly complex ‘creatures’ can be created by a few simple rules and endless iterations.

Having explained his program Dawkins artlessly presents it as a strong proof for Darwin’s theory. He calls the multi-dimensional cyberspace thronged with a potentially endless sequence of mutating life forms stretching out in all directions Biomorph Land, and the metaphor is invoked throughout the rest of the book.

Dawkins boyishly tells us that when he first ran the program and saw all the shapes appearing he was so excited he stayed up all night!

It’s difficult to know where to start in critiquing this approach, but two things spring to mind.

  1. At the point where he introduces the program the book still hasn’t delivered a clear exposition of Darwin’s theory of evolution by natural selection. During this chapter I began to realise it never would, and that instead the book would be all about Richard’s own ideas and inventions.
  2. Does Dawkins really think that a dyed-in-the-wool, Christian fundamentalist would be the slightest bit persuaded to change his or her lifelong beliefs by a lengthy explanation of a toy computer program which Richard has developed at home on his Dell computer? If he does, he is fabulously self-deluded and, as I’ve said, above all, naive about the ways of the world and how human beings actually think and live.

Dawkins’s declared intention is to change the world, or the way people think and what they believe about the world and the diversity of life around us – and yet virtually every word he writes – certainly extended passages like the long chapter devoted to the self-written computer program which gives the book its name – show you how completely inadequate his view of human nature is.

The book may well have explained and elucidated various concepts around evolution and genetics to an educated, secular audience which had hitherto (in 1986) had relatively few if any popular accounts to read on the subject. But given Dawkins’s fierce anti-Creationist rhetoric all through the book, his invention of all kinds of Christian or just ignorant critics of evolution throughout the book who he can pulverise with his arguments and analogies – it would be fascinating to learn if The Blind Watchmaker ever converted anyone to abandon their Christian or theist beliefs and become an atheist.

Précis of the contents of The Blind Watchmaker

Chapter 2 Bats and echolocation

Chapter 3 Cumulative changes in organisms can have massive consequences when subjected to non-random selection.

Chapter 4 Creationist propaganda often mocks the theory of evolution by pointing out that according to the theory exquisitely complicated features such as eyes must have evolved from next to nothing to their present stage of perfection and What is the point of half an eye? But Dawkins robustly replies that even 1% of an eye is better than no eye at all, and there are many animals with what you could call half or a quarter or less of a wing (i.e. bits of stretchable skin which help with gliding from tree to tree), which function perfectly well.

Chapter 5 ‘It is raining DNA outside’ as Dawkins describes the air outside his study window being full of down and dandelion seeds, innumerable flower seeds floating past on the wind. Why Life is more like a computer programme (i.e. DNA is a transmissible digital code) than pre-Darwinian ideas about blobs of matter and life forces.

Chapter 6 The idea of ‘miracles’ considered in the context of the 4.5 billion years the earth has existed, and a detailed summary of A.G. Cairns-Smiths theory of the origin of life (i.e. that replicating organic molecules originally took their structure from replicating inorganic clay crystals.)

Chapter 7 Genes are selected by virtue of their interactions with their environment, but the very first ‘environment’ a gene encounters is other genes, within the cell, and then in sister cells. Cells had to learn to co-operate in order to form multi-celled organisms. Cumulative selection produces arms races between rivals in ecosystems.

Chapter 8 Positive feedback and sexual selection, compared to steam engines, thermostats and pop music.

Chapter 9 Is devoted to taking down the theory of punctuated equilibrium put forward by the paleontologists Niles Eldridge and Stephen Jay Gould and opens with two pages about a hypothetical and very dense scholar of Biblical history.

Chapter 10 There are countless ways to categorise living things, as objects, but there is only one true tree of life based on evolutionary descent. Although in this, as everything else, there are different schools and theories e.g. phyleticists, cladists, pheneticists et al.

Chapter 11 A summary of various alternatives to Darwin – Lamarckism, neutralism, creationism, mutationism – are described and then demolished.

What is really striking about this final chapter is how cursory his dismissal of Christian creationism is – it only takes up a couple of pages whereas his analysis of Lamarckism took up ten. It’s as if, once he finally comes face to face with his long-cherished enemy, it turns out that he has… nothing to say.

Conclusion and recommendations

Back in the mid-1980s this book had a big impact, garnering prizes and making Dawkins a public intellectual. This suggests 1. the extent of the ignorance then prevailing about Darwin’s theory of evolution by natural selection and 2. the low bar set in the Anglo-Saxon world for the definition of ‘public intellectual’.

Then again, not many people actually had computers in 1986. I think the impact of the book came less from his countless and tiresome anti-Christian arguments, and more from the crisp modern way he compared DNA to a computer program. That was a genuinely innovatory insight thirty-five years ago. He was there right at the beginning of the application of computer technology to genetics and biology, a technology which has, ironically, rendered almost everything he wrote out of date.

– If you want to really understand Darwin’s theory there is no replacement for reading On The Origin of Species itself because, although many of the details may have changed and Darwin’s account notoriously contained no explanation of how variation came about (because he lacked any knowledge of genetics), nonetheless, the central idea is conveyed with a multitude of examples and with a persuasive force which really bring home what the theory actually consists of, far better than any later summary or populist account.

– If you want to read an up-to-date book about genetics and its awesome possibilities, I’d recommend Life At The Speed of Light: From the Double Helix to the Dawn of Digital Life by Craig Venter.

– If you want to read about the wonders of the natural world, you could do a lot worse than E.O. Wilson’s wonderful and inspiring book The Diversity of Life.

The Mr Bean of biology

Having ground my way through this preening, self-important book, I came to the conclusion that ‘Richard Dawkins’ is best seen as a brilliant comic creation, a kind of super-intellectual version of Mr Bean – filled with comic earnestness, bursting to share his boyish enthusiasm, innocently retailing memories of his first Meccano set or his knowledge of spy planes and motorbicycles, inventing fictional ‘distinguished philosophers’ and ‘sceptical scientists’ to demolish with his oh-so-clever arguments, convinced that his impassioned sincerity will change the world, and blissfully unaware of the ludicrous figure he cuts.

It’s a much more enjoyable book to read if you ignore Dawkins’s silly argufying and see it instead as a kind of Rabelaisian comedy, told by an essentially ludicrous narrator, with characters popping up at random moments to make a Creationist point before being hit over the head by Mr Punch’s truncheon – ‘That’s the way to do it!’ – interspersed with occasionally useful, albeit mostly out-dated, information about evolution and genetics.

Credit

The Blind Watchmaker by Richard Dawkins was published by the Harvard University Press in 1986. All references are to the 1994 Penguin paperback edition.


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Psychology

Trilby by George du Maurier (1895)

‘Y a pas d’quoi!’ said Trilby, divesting herself of her basket and putting it, with the pick and lantern, in a corner. ‘Et maintenant, le temps d’absorber une fine de fin sec et je m’la brise. On m’attend à l’Ambassade d’Autriche. Et puis zut! Allez toujours, mes enfants. En avant la boxe!’

Trilby was a publishing and cultural phenomenon. It was the best-selling book of 1894, selling 300,000 copies by the end of the year. Soap, songs, dances, toothpaste, and even the city of Trilby in Florida were all named after the heroine. Trilby boots, shoes, silver scarf pins, parodies, and even sausages flooded the market, and the type of soft felt hat with an indented crown that was worn in the London stage dramatization of the novel, is known to this day as a trilby hat. The plot inspired Gaston Leroux’s 1910 novel Phantom of the Opera and innumerable other works derived from it.

The plot in brief

In outline the plot is simple. We are in the bohemian artistic circles of Paris a generation or so before the book’s publication, so sometime in the late 1850s. An uneducated but strikingly beautiful young woman, Trilby, who works as an artists’ model and also does sewing, charring and other odd jobs, is ‘discovered’, by the tall, creepy Jewish musician, Svengali. He discovers that as a consequence of her sweet innocent nature, Trilby is very easy to hypnotise. So he does, and turns her into a concert-level singer and performer. In the right clothes, tall and statuesque and under his rigid control, Trilby is transformed into a singer of classical music who electrifies audiences all across Europe, making Svengali rich and famous.

The Paris background

Du Maurier was himself an art student in 1850s Paris. He attended the atelier of painter Charles Gleyre where he met talented young artists such as the American James Whistler, Thomas Armstrong (later Director of Art at the South Kensington Museum) and Edward Poynter (later, President of the Royal Academy).

In fact Whistler recognised a blatant portrait of himself in the character named Jim Silbey when the story was published in magazine instalments, and threatened to sue, forcing Du Maurier and his publishers to remove the character, and an illustration of him, from the published book.

There were obviously lots of hi-jinks in that high-spirited setting, boisterous students in the 1850s, and a big part of the book’s appeal for 1890s readers was its nostalgia for what was, by then, a bygone era of simpler times.

The fin de siècle reader, disgusted at the thought of such an orgy [of drunkenness] as I have been trying to describe, must remember that it happened in the fifties, when men calling themselves gentlemen, and being called so, still wrenched off door-knockers and came back drunk from the Derby, and even drank too much after dinner before joining the ladies, as is all duly chronicled and set down in John Leech’s immortal pictures of life and character out of Punch.

It seems, from the text, that people (well, men) could get away with a lot more back then.

And it is the most surprising and unexpected thing about the book that this bohemian setting is the dominant theme of the book. It comes as a great surprise to discover that Trilby and Svengali are only really – in terms of time on screen – relatively minor characters in the story.

The first 200 pages (of the 300-page edition I read) are overwhelmingly about, and told from the point of view of, three happy-go-lucky British art students having the time of their lives in Paris.

The setting is the studio rented by these three – nicknamed Taffy, the Laird and Little Billee. They paint away during the week, and host Sunday ‘afternoons’ where all sorts of other artists and musicians come round. They own a variety of exercise equipment, notably several sets of fencing gear, so the Sundays generally involve someone playing the piano, someone singing, a couple of chaps fencing, and a host of others milling among the half-finished paintings, chatting, smoking pipes and cigarettes.

Svengali and his sidekick, Gecko, are initially just two of a gallery of characters who appear at these parties, while Trilby is to start with simply the girl who brings the milk up to the studio every morning. They invite her to take a break and smoke a cigarette while she watches them work, and then she offers to do a bit of cleaning, and then they ask her to model for them and, before you know it, she’s one of the gang, spending many day with the chaps, cooking and cleaning or smoking and relaxing with them.

There’s a wonderful passage in part one which describes a typical day in the life of a bohemian artist in Paris in the 1850s, which involves strolling round Paris enjoying the sights and stopping at cafés to eat breakfast, lunch and dinner, going to a cabaret, drinking and smoking some more, and generally having a wonderful time. It is all described with high-spirited humour and conviction. Du Maurier lived this life. Lots of it comes over as simple autobiography and memoir, which is what gives it such verisimilitude.

There’s no sex in the book. In terms of release and escapism, I think it was the happy, uplifting portrayal of youthful high spirits in Paris which contributed greatly to its popularity. Some of it reads like a holiday brochure.

England versus France

The opposition or thematic polarity in the book which is most often discussed is that between the pure, virginal, white Trilby and dark, swarthy, Jewish Svengali. White Western virgin women threatened by dark, Eastern, wicked men, a theme expanded in Bram Stoker’s Dracula, published the following year – and in hundreds of thousands of pulp novels and sensational movies from then right up to the present day (the movie Taken was on TV last night in which hard-man Liam Neeson rescues his white virginal daughter from Albanian sex traffickers who are planning to sell her to a rich Arab. Nothing changes.)

Except that for the first 200 pages or so the book isn’t like that at all. We really don’t see Svengali and Trilby together that much. The polarity which dominates the majority of the text is between Britain and France, specifically Paris. Between good, solid, Anglo-Saxon purity and the magic, mystery and ‘immorality’ of legendary, mythical Paris. Innocent Little Billee can’t believe he is here, in Paris, city of poets and artists.

Paris! Paris!! Paris!!!
The very name had always been one to conjure with, whether he thought of it as a mere sound on the lips and in the ear, or as a magical written or printed word for the eye.

Poetic Paris is contrasted throughout with businesslike London – as the humorous, dainty, witty Parisian artists are continually contrasted with ‘Taffy’, a six-foot, former British Army officer, taller and stronger (of course) than any mere Continental and who, in the course of numerous anecdotes, knocks them down, breaks up fights, picks up puny Frenchmen and swings them round his head.

Paris is poetry and art and exquisite cuisine. Britain is roast beef, business and the finest army in the world.

And the Frenchness of the story – and du Maurier’s tremendous confidence in this milieu which he knew so well – extends to the language, because a good deal of the book is actually in French.

Lots of the book is in French

Large chunks of the dialogue, and numerous throwaway words and phrases throughout the narrative prose are in French. Du Maurier not only spent his formative student days in Paris, but he had been born and raised there, was perfectly bilingual, and it shows.

‘Tiens! c’est la grande Trilby!’ exclaimed Jules Guinot through his fencing-mask. ‘Comment! t’es déjà debout après hier soir? Avons-nous assez rigolé chez Mathieu, hein? Crénom d’un nom, quelle noce! V’là une crémaillère qui peut se vanter d’être diantrement bien pendue, j’espère! Et la petite santé, c’matin?’
‘Hé, hé! mon vieux,’ answered Trilby. ‘Ça boulotte, apparemment! Et toi? et Victorine? Comment qu’a s’porte à c’t’heure? Elle avait un fier coup d’chasselas! c’est-y jobard, hein? de s’fich ‘paf comme ça d’vant l’monde! Tiens, v’là, Gontran! ça marche-t-y, Gontran, Zouzou d’mon cœur?’
‘Comme sur des roulettes, ma biche!” said Gontran, alias l’Zouzou—a corporal in the Zouaves. “Mais tu t’es donc mise chiffonnière, à présent? T’as fait banqueroute?’
‘Mais-z-oui, mon bon!” she said. “Dame! pas d’veine hier soir! t’as bien vu! Dans la dêche jusqu’aux omoplates, mon pauv’ caporal-sous-off! nom d’un canon – faut bien vivre, s’pas?’

It’s expecting a lot from your average reader to be able to read extended passages of dialogue in pure French. But it’s worse than that. A great deal of this dialogue is in the French slang from the bohemian circles of mid-Victorian Paris, French which is – as the narrator describes it – ‘droll, slangy, piquant, quaint, picturesque’ – in a phrase, ‘French French’.

The book contains all kinds of French dialects. For example, Trilby’s French is highly colloquial. Where the French students speak student slang (‘studio French’), Trilby speaks a more working class dialect of the street. And Svengali murders French with his heavy Germanic accent. And the three British characters all have different French accents which are phonetically transcribed.  So there are quite a few different types of French on display. Here’s Trilby:

‘Maïe, aïe! c’est rudement bien tapé, c’te musique-là! Seulement, c’est pas gai, vous savez! Comment q’ça s’appelle?’

Here’s the Laird struggling to speaka da lingo:

‘Voilà l’espayce de hom ker jer swee!’ said the Laird.

Here’s Little Billee, trying to keep up with native Frenchman, the sculptor Durien:

Durien came in and looked over his shoulder, and exclaimed: ‘Tiens! le pied de Trilby! vous avez fait ça d’après nature?’
‘Nong!’
‘De mémoire, alors?’
‘Wee!’
‘Je vous en fais mon compliment! Vous avez eu la main heureuse. Je voudrais bien avoir fait ça, moi! C’est un petit chef-d’œuvre que vous avez fait là—tout bonnement, mon cher! Mais vous élaborez trop. De grâce, n’y touchez plus!’

And:

‘Demang mattang, à votre sairveece!’ said Little Billee, with a courteous bow.

And:

‘Dites donc, l’Anglais?’
‘Kwaw'” said Little Billee.
‘Avez-vous une sœur?”
‘Wee.’
‘Est-ce qu’elle vous ressemble?’
‘Nong.’

And here’s Svengali speaking ungrammatical French with a heavy German accent:

“Sacrepleu! il choue pien, le Checko, hein?’ said Svengali, when they had brought this wonderful double improvisation to a climax and a close. ‘C’est mon élèfe! che le fais chanter sur son fiolon, c’est comme si c’était moi qui chantais! ach! si ch’afais pour teux sous de voix, che serais le bremier chanteur du monte!’

The Oxford University Press paperback edition I read has footnotes translating all this and it’s just as well. Every page of the novel has at least some French on it – raw, colloquial slangy French – and some pages have huge great chunks. How did the original readers manage when the dialogue just switched into pure French?

At last she asked Durien if he knew him.
‘Parbleu! Si je connais Svengali!’
‘Quest-ce que t’en penses?’
‘Quand il sera mort, ça fera une fameuse crapule de moins!’

Possibly an ‘educated’ Briton would have less difficulty with the occasional Latin tags which du Maurier scatters through his text:

  • ‘Quia multum amavit!’
  • et vera incessu patuit dea!
  • Omne ignotum pro magnifico!
  • Par nobile fratrum
  • ex pede Herculem!

But what about the patches of German and Italian, which also appear?

The experience of reading the book is not only to be soaked in the lives and jokes and high spirits of 1850s Bohemian Paris, but to be dropped into extended passages of raw French. This is the melodramatic climax of the entire book, when the conductor of the orchestra at her final concert tells Trilby to sing and, without Svengali, she discovers that she can’t:

The band struck up the opening bars of ‘Ben Bolt’, with which she was announced to make her début.
She still stared – but she didn’t sing – and they played the little symphony three times.
One could hear Monsieur J—— in a hoarse, anxious whisper saying,
‘Mais chantez donc, madame – pour l’amour de Dieu, commencez donc – commencez!’
She turned round with an extraordinary expression of face, and said, ‘Chanter? pourquoi donc voulez-vous que je chante, moi? chanter quoi, alors?’
‘Mais ‘Ben Bolt,’ parbleu – chantez!’
‘Ah – ‘Ben Bolt!’ oui – je connais ça!’
Then the band began again.
And she tried, but failed to begin herself. She turned round and said,
‘Comment diable voulez-vous que je chante avec tout ce train qu’ils font, ces diables de musiciens!’
‘Mais, mon Dieu, madame—qu’est-ce que vous avez donc?’ cried Monsieur J——.
‘J’ai que j’aime mieux chanter sans toute cette satanée musique, parbleu! J’aime mieux chanter toute seule!’
‘Sans musique, alors – mais chantez – chantez!’

At key moments throughout the book you need to be really fluent in French, and several other languages – or to be reading an edition which translates these passages – to have a clue what’s going on.

‘Got sei dank! Ich habe geliebt und gelebet! geliebt und gelebet! geliebt und gelebet! Cristo di Dio…. Sweet sister in heaven…. Ô Dieu de Misère, ayez pitié de nous….’

This brings us to another really dominating aspect of the experience of the text – the pictures.

120 illustrations

Du Maurier was a writer only by accident and at the very end of his life. For most of his career he was a highly successful illustrator for magazines and books.

Born in 1834, du Maurier studied art in Paris, then got a job with Britain’s leading satirical magazine, Punch, in 1865, drawing two cartoons a week. He also did illustrations for popular periodicals such as Harper’s, The Graphic, The Illustrated Times, The Cornhill Magazine and Good Words. He illustrated a number of ‘classic’ novels from the time, including several by Thackeray. It was only after 25 or more years of producing a steady stream of humorous illustrations with comic captions that his failing eyesight drew an end to his artistic career and forced him to consider other options.

In 1891 he reduced his involvement with Punch and, at the suggestion of his good friend Henry James, wrote his first novel Peter Ibbetson, which was a modest success. Trilby was his second novel, published in 1894 and a runaway success beyond anyone’s imagining. He spent the next two years getting increasingly fed up with the demands from commercial interests and the book’s thousands of fans, before he died in 1896, leaving a long unfinished autobiographical novel to be published posthumously.

The fact that he was primarily an artist – and a book illustrator at that – explains why Trilby is stuffed with du Maurier’s own illustrations, some 120 of them by my count. These illustrations, like the ones he’d been doing all his life, portray rather stiff and starchy Victorian people but in situations which convey a sense of warmth and humour.

Here is young ‘Little Billee’ with the taller Taffy and the Laird, distracted from studying Old Masters in the Louvre by the sight of a pretty woman art student. It contains humour at the expense both of the easily distracted young man, as well as something satirical in the ‘saintly’ gaze of the fetching student. The entire setting is gently sent-up.

Among the Old Masters

Among the Old Masters

The presence of illustrations on around half the pages makes it feel like a children’s book, half-reminds you of reading Winnie The Pooh or Professor Branestawm. For the first 50 or 60 pages it doesn’t feel at all serious, which means that when you do finally get to the more ghoulish and creepy scenes with Svengali, it has more the sense of pantomime (‘He’s behind you!’) than full-blooded horror.

Combined with the general student hi-jinks of the early scenes, the good-humoured illustrations also contribute to the book’s entertainment value.

Comedy

Trilby so drips with comedy that it is almost a comic novel. The opening setup describing the three British artists in their studios is hugely funny. Their inability to understand the French spoken around them is gently mocked. In fact throughout the book there is a continual stereotyping of British and French national characteristics which is comparable to the outrageous humour of ‘Allo ‘Allo.

The British are characterised by bluntness, philistinism, bad food, bad weather. In particular there is no end to the gentle raillery of the biggest of the three, big Beefy British warrior, Taffy the Yorkshireman or ‘the Man of Blood’.

A Yorkshireman, by-the-way, called Taffy (and also the Man of Blood, because he was supposed to be distantly related to a baronet) – was more energetically engaged. Bare-armed, and in his shirt and trousers, he was twirling a pair of Indian clubs round his head. His face was flushed, and he was perspiring freely and looked fierce. He was a very big young man, fair, with kind but choleric blue eyes, and the muscles of his brawny arm were strong as iron bands.

For three years he had borne her Majesty’s commission, and had been through the Crimean campaign without a scratch. He would have been one of the famous six hundred in the famous charge at Balaklava but for a sprained ankle (caught playing leapfrog in the trenches), which kept him in hospital on that momentous day. So that he lost his chance of glory or the grave, and this humiliating misadventure had sickened him of soldiering for life, and he never quite got over it. Then, feeling within himself an irresistible vocation for art, he had sold out; and here he was in Paris, hard at work, as we see.

He was good-looking, with straight features; but I regret to say that, besides his heavy plunger’s mustache, he wore an immense pair of drooping auburn whiskers, of the kind that used to be called Piccadilly weepers, and were afterwards affected by Mr. Sothern in Lord Dundreary. It was a fashion to do so then for such of our gilded youth as could afford the time (and the hair); the bigger and fairer the whiskers, the more beautiful was thought the youth! It seems incredible in these days, when even her Majesty’s household brigade go about with smooth cheeks and lips, like priests or play-actors.

He is the Roast Beef of Old England made flesh.

Taffy jumped out of his bath, such a towering figure of righteous Herculean wrath that Svengali was appalled, and fled.

And when the art students at Carrel’s studio attempt to carry out the traditional initiation ceremony on Taffy:

He took up the first rapin that came to hand, and, using him as a kind of club, he swung him about so freely and knocked down so many students and easels and drawing-boards with him, and made such a terrific rumpus, that the whole studio had to cry for ‘pax!’ Then he performed feats of strength of such a surprising kind that the memory of him remained in Carrel’s studio for years, and he became a legend, a tradition, a myth! It is now said (in what still remains of the Quartier Latin) that he was seven feet high, and used to juggle with the massier and model as with a pair of billiard balls, using only his left hand!

But then the entire bohemian world comes in for sustained ribbing. Du Maurier finds it all wonderfully entertaining and he invites you to, as well. Even when Svengali is at his most sinister he never loses the heavy German accent which made him such a figure of fun in the first half of the book and which remains right to the end, well, funny.

Du Maurier as intrusive narrator

Du Maurier intrudes a lot as the first person narrator, either directly or in the mocking persona of ‘the scribe’:

That is the best society, isn’t it? At all events, we are assured it used to be; but that must have been before the present scribe (a meek and somewhat innocent outsider) had been privileged to see it with his own little eye.

The present scribe is no snob. He is a respectably brought-up old Briton of the higher middle-class – at least, he flatters himself so.

And that is the question the present scribe is doing his little best to answer.

The present scribe was not present on that memorable occasion, and has written this inadequate and most incomplete description partly from hearsay and private information, partly from the reports in the contemporary newspapers.

And he also invokes the figure of ‘the reader’, an equally stereotyped source of humour, in the tradition of the 18th century comic novelists and of William Thackeray, so many of whose books du Maurier illustrated.

Of course the sympathetic reader will foresee…

Let the reader have no fear. I will not attempt to describe it.

And that, as the reader has guessed long ago, was big Taffy’s “history.”

Fundamentally this is a comic strategy, making the reader a collaborator in the essentially light-hearted and frivolous occupation of telling a story.

It is ironic that du Maurier was friends with Henry James. James was an avowed opponent of the ‘baggy monster’ novels of the great Victorians, stories told in monthly instalments which wandered all over the place and in which the author kept interrupting, introducing himself, making apologies and generally carrying on.

James spent his career developing infinitely more sophisticated narratives in which he explored the implications of different types of narrator. Trilby is a late-flowering example of everything James hated, more like an episode of the Chris Evans radio show than a work of art, with the effervescent presenter continually popping up and commenting on his own story, taking the mickey out of his readers, of Victorian society, of churchmen, of the French, of novels and of his own ability as a storyteller.

Prose constructed from humorous episodes

There’s another consequence of du Maurier’s origins as a creator of humorous cartoons, which is not so obvious but, I think, quietly ubiquitous.

This is to do with the structure of the humorous cartoons which du Maurier spent the majority of his working life devising.

As a rule these cartoons start with the incredibly realistic scene and setting. There is a wonderfully limned background and then the vividly delineated characters. It is only when you have taken in the substantial amount of visual information the artist is giving you, that the eye progresses to the bottom of the picture, there to discover the humorous caption.

These captions are almost always in dialogue form, in which someone says something and then someone else replies with something ironic or revealing.

Take du Maurier’s most famous cartoon (below). It is breakfast time in the household of a pompous vicar. He has invited a curate (a person who undertakes lowly duties in a parish) to attend. But in his epic condescension, the vicar has given the curate only one egg for breakfast, and a rather old one at that. The pompous vicar says:’ I’m afraid you’ve got a bad egg, Mrs Jones.’ To which the curate, unctuously keen not to offend his boss, replies: ‘Oh no, my lord, I assure you! Parts of it are excellent!’

The effort expended in creating the illustration is phenomenal. The attention to detail! The characterisation of the balding vicar, with his rigid backbone and hook nose and pompous demeanour, wonderfully contrasted with the young curate’s sloping shoulders and eager-to-please neophyte expression.

But just as important to the overall effect are the faces of the two women sitting aloofly at table. And that’s before you explore the wealth of visual detail, all the cutlery on the table, the pictures on the wall, and the presence of both a butler and a maid in the background.

What I’m suggesting is that du Maurier took a technique he had perfected in his cartoons – a wealth of realistic detail treated solely in order to lead up to a boom-boom punchline – and wrote his prose novels the same way. Realistic, if gently mocking depiction, leading up to a boom-boom punchline.

Take the long passage in Part Two (the novel is in eight parts) describing Svengali’s background, and which includes this paragraph. It is long and thorough and detailed and realistic – and it leads up to quite a good joke. Just like one of du Maurier’s cartoons.

He was poor; for in spite of his talent he had not yet made his mark in Paris. His manners may have been accountable for this. He would either fawn or bully, and could be grossly impertinent. He had a kind of cynical humour, which was more offensive than amusing, and always laughed at the wrong thing, at the wrong time, in the wrong place. And his laughter was always derisive and full of malice. And his egotism and conceit were not to be borne; and then he was both tawdry and dirty in his person; more greasily, mattedly unkempt than even a really successful pianist has any right to be, even in the best society.

All these jokes lead in the same direction. Du Maurier mocks the pomposity and pieties of the mid-Victorian middle class.

The example above doesn’t so much mock pianists themselves, as satirise posh society’s fashionable expectations of what they should be, namely dishevelled in appearance in order to stress their ‘Romantic’ sensibility. He mocking the way this idea – that being greasy and dirty equates to sublime artistic talent – is most piously held among the most refined and precious parts of society.

Same goes for the excerpt below. The Victorians, or Victorian journalists, developed the hackneyed phrase and idea that a piece of contemporary art or literature should be chaste and pure enough so as not to risk ‘bringing a blush to the cheek‘ of a young person.

In part of his lengthy description of Trilby, du Maurier goes into an extended riff which gently mocks this whole idea, invoking the non-existent ‘young person’ and the piety of her supposed parents (specifically, the mother).

Trilby had all the virtues but one; but the virtue she lacked (the very one of all that plays the title-role, and gives its generic name to all the rest of that goodly company) was of such a kind that I have found it impossible so to tell her history as to make it quite fit and proper reading for the ubiquitous young person so dear to us all.

Most deeply to my regret. For I had fondly hoped it might one day be said of me that whatever my other literary shortcomings might be, I at least had never penned a line which a pure-minded young British mother might not read aloud to her little blue-eyed babe as it lies sucking its little bottle in its little bassinet.

Fate has willed it otherwise.

Would indeed that I could duly express poor Trilby’s one shortcoming in some not too familiar medium – in Latin or Greek, let us say – lest the young person (in this ubiquitousness of hers, for which Heaven be praised) should happen to pry into these pages when her mother is looking another way.

Latin and Greek are languages the young person should not be taught to understand – seeing that they are highly improper languages, deservedly dead – in which pagan bards who should have known better have sung the filthy loves of their gods and goddesses.

First of all du Maurier laments that his tale is not pure enough to avoid a blush rising to the cheeks of any virginal young person who looked at it. Then he mockingly laments his fate as the author of such a shameful story. Then he moves on to make a joke about how, on this strict criteria, we ought to ban Greek and Latin since they are crammed full of obscenity.

You could sum it up by saying that the spirit of Punch saturates the entire book.

Anglo-Saxon morality

Anyway, this mention of Anglo-Saxon morality brings us back to the plot of the book, which is not at all what I expected.

For the narrative follows neither Trilby nor Svengali. It turns out all to be about Little Billee, the naive and innocent youngest of the trio of British painters in Paris. He is arguably the most gifted and certainly the most sentimental, always ready – as du Maurier mockingly points out – with a tear poised at the edge of his eye, to burst into tears at the slightest provocation.

So it is that Little Billee falls in love with Trilby. When she is posing (dressed) for Taffy, the Laird and Little Billy, she keeps looking up and seeing his eye firmly focused on her face while he neglects his drawing. Once or twice he goes into studios of other artists, especially the training studio of Carrel and, finding Trilby posing nude in front of thirty or so male students, rushes back out, red-faced with shame and mortification.

Slowly Trilby realises that he has ‘fallen in love’ with her. And at the end of a Christmas Day when the other two Brits have staged an epic party for all their Bohemian friends (described with a Dickensian love of the food and with much mocking and ribbing of the hosts and guests) Little Billee takes Trilby to the top of the garret stairs and proposes to her. In fact this turns out to be the nineteenth time he has proposed to her (comedy!) and she, exhausted and worn down, says yes and then runs off in floods of tears.

Without realising it, Little Billee’s naive obsession proves the catastrophe or turning point of the action. For he writes a letter to his mother and sweet virginal sister back in provincial Devon announcing that he is to be married – but instead of joy, this prompts horror in Mrs Bagot (Billee’s real name) who promptly turns up in Paris with her teenage daughter and accompanied by her brother-in-law who is, rather inevitably, a man of the cloth, the Rev. Thomas Bagot.

They represent, in other words, a full frontal, massed assault of Victorian Values at their most strict and narrow and they proceed to interrogate Taffy about this ‘Trilby’. At which he is forced to concede that she is an uneducated model and cleaner. Can you imagine the response of the respectable Mrs Bagot and the reverend? Suffice to say, it is not favourable.

Then, at just the right moment, Trilby walks in (‘just as in a play’ as the author comments, tongue in cheek) and has a Grand Confrontation with her fiance’s mother. Long story short, Trilby a) presents herself with dignity and honour but b) agrees that she must not come between sweet Billee and his family. So she immediately decides break off the engagement and to leave Paris.

Little Billee discovers this, later in the day, from a letter she sends him – and promptly has a nervous breakdown. He has a complete collapse. He is confined to his bed, doctors tend him, it takes weeks to recover, during which Trilby packs her bags and, taking the younger brother she cares for, flees Paris to an unknown destination. When Billee is better, he is helped to a train and back to England, all the way back to the family home in Devon, where he is cared for by his sweet sister and loving mother.

Taffy and the Laird are left devastated that their happy-go-lucky little household has been broken up, and upset about Billee and worried about Trilby.

As a reader who had been very happily amused and entertained up to this point, I was absolutely furious with Mrs Bagot. She is concerned for her son’s future, for his career, for his place in society, and that he should marry a ‘respectable’ woman who will help him climb the ladder. Nonetheless, Billee’s selfish obsession and his mother’s narrow-mindedness bring the happy-go-lucky first half of the novel to a crashing end, and I couldn’t help resenting her for it.

The odd thing is that du Maurier, having spent 150 pages being amusingly indulgent of the student milieu, having reported their drunkenness, their laziness, their slovenliness, the cheap clothes, their outrageous jokes and the easy way they hang round with models who are ‘no better than they should be’ (it is very broadly hinted that Trilby has had a number of lovers) all of a sudden sits up and becomes pious and sentimental on us, himself.

He takes Mrs Bagot’s concerns seriously. When Trilby leaves the studio she glimpses virginal Miss Bagot in the cab waiting outside and is stricken with guilt at besmirching the name of such a family. Later that day, when Billee reads the goodbye letter from Trilby, he collapses in the arms of his mother and sister i.e. he is won over to their side, and du Maurier gives us some surprisingly pious paragraphs about family honour and so on.

Billee in the arms of his sister and mother

Billee in the arms of his sister and mother

When push comes to shove, du Maurier abandons his youthful high-spiritedness and tolerance – and sides with the enemy. It is almost unbelievable that this one event has such seismic consequences for all concerned, and strips the book of its innocence. From now on du Maurier struggles to recover the high-spirited humour of the first half. The reader, rather like Taffy and the Laird, feels a strong ‘sense of desolation and dull bereavement’.

The passage of time

Instead, five years pass. Billee, now William Bagot, continues painting and becomes a success, a name, an artistic ‘lion’, who is invited to salons by rich society ladies, who mixes with the highest society, is mentioned among the great up-and-coming artists and so on. But inside he is cold and empty. He is as polite as is required, but his heart is dead.

It was as though some part of his brain where his affections were seated had been paralyzed, while all the rest of it was as keen and as active as ever. He felt like some poor live bird or beast or reptile, a part of whose cerebrum (or cerebellum, or whatever it is) had been dug out by the vivisector for experimental purposes; and the strongest emotional feeling he seemed capable of was his anxiety and alarm about this curious symptom, and his concern as to whether he ought to mention it or not.

Du Maurier takes us on Billee’s journeys into upper-class society and, more interestingly, for a page or two, out to the East End where he also becomes well known and takes part in evening sing-songs in squalid taverns… an echo of Dorian Gray’s adventures out East.

Du Maurier says it was the breadth of Billee’s human sympathies which underpinned the warmth and humanity of his art. Which is fine, but there was no such painter as William Bagot. And also, throughout the extensive and detailed sections on art, I can’t help thinking that British art of this period grew steadily more isolated from all the trends on the Continent, almost completely oblivious to Impressionism and the myriad types of post-Impressionism, continuing with ever-more dreamy depictions of sad-eyed women by Edward Burne-Jones or the stately, half-naked ladies of ancient Rome by Frederick Leighton, Alma-Tadema or Albert Moore.

Wonderful in their way, but eventually destined to hit the brick wall of European Modern Art and evaporate overnight.

The book contains very long passages about art, about types and theories of mid-Victorian art, about the difference between superficial and profound art, much humour at the expense of the Laird’s endless attempts to paint toreadors accurately (and a typical joke about the fact that, once he actually visits Spain and starts to paint toreadors from life, his paintings immediately stop selling).

But to a post-modern reader it all seems pre-historic. We are told that one of Billee’s most successful paintings is of a sow in a sty being suckled by lots of little pink piglets, handled with:

An ineffable charm of poetry and refinement, of pathos and sympathy and delicate humour combined, an incomparable ease and grace and felicity of workmanship.

This sounds like the sickly sweet animal paintings of Edwin Landseer, and reminds me of the depiction of the artist Basil Hallward in The Picture of Dorian Gray (1891) or Rudyard Kipling’s portrayal of the artist Dick Heldar in The Light That Failed (1891). In none of these three books is there a glimmer of the tsunami of modernism which is about to completely revolutionise the very idea of what art is.

Anyway, rather surprisingly du Maurier describes himself as being present in the story – telling us that he was introduced to the Laird and Taffy when Little Billee brought them to a grand party at the house of millionaire Sir Louis Cornely.

And it is here that they hear, from the lips of a great classical singer, of the spreading reputation of La Svengali, the most beautiful woman singer in the world. This gives rise to discussion among the posh chaps present who have seen the famed singer at various venues around Europe, while Billee, Taffy and the Laird listen in amazement, wondering if it can possibly be the same Svengali they knew all those years ago back in Paris.

Darwinism

The novel takes us up to page 200 with a lengthy passage describing Billee’s return from London, where he had attended this party, back to his family in Devon. His mother has ambitions to marry him to Alice, daughter of the local vicar. She is, indeed, a noble, virtuous, shy, well-mannered and devout young lady, and deeply in love with Billee. Billee goes and sits by the sea, with Alice’s own dog, Trey sitting at his feet (in order to give the whole scene a sentimental resonance. Think of Landseer’s sentimental dog portraits.)

There's No Place Like Home (1842) by Sir Edwin Henry Landseer

There’s No Place Like Home (1842) by Sir Edwin Henry Landseer

Billee would like to please Alice, his mother and his sister, and is sure he could make the lady a good and faithful husband except for one tiny detail… He is an atheist. He is reading On the Origin of Species for the third time and it has demolished his belief in a Christian God. If there is a God, how could he be so cruel and vengeful, flooding the earth, punishing unbelievers, conceiving of Hell?

To round out this scene, as Billee is walking back towards the village, he bumps into Alice’s father, the vicar. The vicar starts questioning Billee about his faith, which church in London he attends and so on, to which Billee has to stumblingly admit that he has no faith and attends no church. By the end of the walk the pair are no longer on speaking terms, and Billee’s engagement to Alice is broken off.

Du Maurier being the satirist that he is, then gives a page-long passage describing the way that this redoubtable pillar of the church (the vicar) in later life came into a small fortune due to acquiring shares in a rising company, and found that the financial independence this gave him allowed him to read widely and, like Billee, to lose his faith. He ends up becoming a Positivist (i.e. a believer in science not religion as the source of truth). The vicar argues with his bishop, loses his post and moves to London where he becomes an atheist lecturer.

So far, so satirical. His daughter, on the other hand, remains sweet and virginal and a devout Anglican. This little homily seems to me to epitomise the split-mind of Victorian men – happy to mock and satirise his fellow middle class peers – but coming over all pious and sentimental at the sight of a young English lady.

Thus du Maurier was quite relaxed and open about the ‘affairs’ of the many models he described in the French scenes – of Svengali’s one-time girlfriend ‘Mimi la Salope’, and of Trilby herself. But as soon as an English lady – Mrs Bagot – and even more, an English virgin – saintly young Miss Bagot – enter the narrative, all open-minded, relaxed tolerance of permissive living vanishes, and the narrative hits a cold hard wall.

As far as I can tell, for the second half of the 19th century and well into the 20th, this was a common phenomenon. Young, and not so young, men went over to Paris to have ‘adventures’ i.e. casual sex, and then came back to England to act as stern, upright defenders of British sexual morality.

Fake context

You know the movie Forrest Gump where Gump is made to appear at various key moments of history, for example receiving a war medal from President Johnson, the inclusion of real historical events and personages designed to give verisimilitude to the story.

Same here. Du Maurier invokes a number of figures from the worlds of art and music and literature to lend reality to his tale. Regarding Billee’s success as an artist, du Maurier intrudes into the narrative to ask us whether we remember the first great success of Billee’s painting – ‘The Moon-Dial’ – or the great sale at Sotheby’s where his painting fetched a record price? He makes this effort in order to persuade us that Billee is one of the great contemporary British painters (although we all know that he doesn’t exist).

Similarly, after Trilby’s great appearance singing in Paris, du Maurier claims his fictitious character was reviewed by the entirely real figures of Berlioz (who, he says, wrote no fewer than twelve articles about La Svengali) and Théophile Gautier, who is made to write her a poem.

Back to Trilby

These digressions take up about 50 pages of this 300-page book. Only now do we touch back down five more years after the previous events (the vicar and so on).

Little Billee, Taffy and the Laird reunite to go to Paris to see a performance of Trilby under the management of Svengali. First they take a stroll around all their haunts – which gives du Maurier chance to describe how Paris changed in the 1860s due to Baron Haussmann’s famous boulevard-building programme.

They also bump into a raft of former acquaintances from their student days, most of whom have abandoned art. One of the liveliest of them, Dodor, is now working as shop supervisor in a haberdasher’s store and is engaged to the owner’s daughter. Another, l’Zouzou, a soldier who was, to their surprise, related to a grand ducal family, they meet on an outing to the Bois de Boulogne, where he is entertaining his bride-to-be, a very ugly American lady named Miss Lavinia Hunks, and her incredibly wealthy mother. This is all the opportunity for much knowing satire and mockery.  Such is life. Sic transit gloria mundi, and other truisms.

Our trio then attend the Paris premiere of Trilby’s singing, which du Maurier describes in pages of detail. The humble milk girl they’d known back in the day who could barely hold a note is now the possessor of the greatest voice the world has ever heard. (In a stroke of creative inspiration du Maurier has her sing mostly cheap trite street songs and nursery rhymes, but with such thrilling passion and expression that there is 15 minutes of standing ovation at the end of her brief concert.)

They go away stunned at the impact her performance has on them. Above all, for the central protagonist of the novel, Little Billee, it seems to unblock the cold channels of his heart. Once again he feels the thrill of passion and is swept up with genuine love for his friends and burning jealousy for the man Trilby has married, no other than her mentor, the tall, swarthy, oleaginous Svengali.

Next day Little Billee pops down to the post office to write and send a letter to his dear mama. Who should be there but Svengali, with a clutch of letters. Svengali notices our hero:

looking small and weak and flurried, and apparently alone; and being an Oriental Israelite Hebrew Jew, he had not been able to resist the temptation of spitting in his face, since he must not throttle him to death.

That ‘Oriental Israelite Hebrew Jew’ is on the face of it, heart-stoppingly offensive and anti-Semitic. You have to remember that a) plenty of other characters are given the same kind of excessive description based on national stereotypes, especially big strong Anglo-Saxon Taffy – and b) that du Maurier’s style delights in hyperbole and exaggeration and c) that it creates humour by concatenated repetition. So, for example:

As for Trilby, G—, to whom she sat for his Phryne, once told me that the sight of her thus was a thing to melt Sir Galahad, and sober Silenus, and chasten Jove himself – a thing to Quixotize a modern French masher!

Galahad, Silenus, Jove and Don Quixote are all dragged into a short sentence (which also makes a throwaway generalisation about the French) in a classic example of du Maurier’s technique of comic hyperbole, of overdoing it for comic effect.

Or sentimental hyperbole, as when Svengali’s sidekick Gecko describes his devotion to sweet Trilby:

‘Well, that was Trilby, your Trilby! That was my Trilby too – and I loved her as one loves an only love, an only sister, an only child – a gentle martyr on earth, a blessed saint in heaven!’

That’s five descriptive phrases in a row, a glut of descriptors, which are piled up like this in order to satirise the speaker.

Indeed, all the characters, in their dialogue, and the narrator in his prose, are given to overemphasis and repetition. It’s part of what makes the whole thing feel like a Victorian play, crammed with moments of comedy, sentiment, horror and shock by turns.

So I think the purpose of that ‘Hebrew’ sentence is comic rather than insulting. On some level, now lost to us, the unnecessary repetition of ‘Oriental Israelite Hebrew Jew’ was meant to be humorous. As that last clause – ‘since he couldn’t throttle him to death’ – is also typical of the mocking exaggeration du Maurier applies to all his characters.

Anyway, Little Billee fights back and isn’t getting anywhere, when Taffy, who has witnessed the whole episode, steps up to Svengali who, recognising him, cowers in terror. Tall, strong, manly, Anglo-Saxon Taffy takes ‘Oriental Israelite Hebrew Jew’ Svengali by the nose and wags his head from side to side before delivering a stinging open-handed slap. While the manager of the hotel calls for the police, Svengali runs off, and doesn’t bring any charges.

Taffy gives Svengali what for

Taffy gives Svengali what for

This all happens in Paris. Then our trio return to England and to their separate pursuits. Little Billee goes down to Devon again, this time accompanied by Taffy, who turns out to be have connections with the vicar and with the local gentry, and gets taken up by them, the two artists generally making a very favourable impression on the local society and peasants.

Once they have all celebrated a quiet Christmas, Billee and Taffy return to London in order to see Trilby’s London debut. They don’t know that that very afternoon Svengali had been in a brawl with his loyal and devoted lieutenant, Gecko.

Back in those bohemian Sunday afternoon sessions, Gecko had often played violin for Svengali and, as Trilby’s singing career took off, Gecko had continued to be lead violin in the orchestra, whose arrangements Svengali wrote himself.

But all through those years Gecko had grown more and more devoted to Trilby. The encounter with Billee and Taffy had put Svengali on edge and tetchy. Several times during the afternoon’s rehearsals he had criticised Trilby’s singing and, finally, rapped her over the knuckles with his baton.

At which Gecko snapped and leaped at him, stabbing Svengali with a shallow cut on the neck. Gecko is manhandled away, doctors are called who patch up Svengali’s throat but tell him on no account must he conduct this evening in case the wound bursts again.

So that evening, at the grand theatre in London, where are assembled the cream of high society and stretching up away into the gods, everyone who is anyone, Trilby goes to sing with Svengali, for the first time, not conducting, but in a box, though still placed so he can see her.

But when the band strikes up, and the conductor turns to Trilby, the statuesque woman in the expensive ballgown appears dazed and confused. ‘What am I doing here?’ she asks. ‘What do you mean, sing?’ The conductor begs and implores her to perform and so she eventually reluctantly gives in and – gives vent to the tuneless, cracked voice the bohemians remember from all those years earlier.

The shocked audience starts booing. Trilby bursts into tears and is hustled off the stage. It is discovered that Svengali is dead. He died of heart failure in his box and had been sitting there with a rictus grin on his face and black demonic eyes empty of life.

Our heroes – the Laird, Taffy and Billee – swarm backstage and, when Trilby obviously recognises them, the show’s impresario allows them to take her home with them.

They put her up in Billee’s Fitzroy Square rooms. And here the truth comes out. She remembers nothing about the previous five years. Her memory is that she first fled Paris to escape Billee – lived miserably in the countryside for a while then,after her kid brother died, came back to Paris, suicidally depressed and unable to sleep, and came across Svengali somewhere. And he helped her to sleep. And he adored and worshipped her. And they seemed to travel around a lot and she was often tired. That’s all she can remember.

When they explain to her that she is one of the most famous women in Europe, that she is the most famous singer in the world, she laughs and puts them off and says, ‘Get away, nonsense, who are you trying to kid?’ She has no memory at all of her world-conquering career. For the entire time she has been the puppet of Svengali, the master musician and hypnotist.

And now Trilby is drained and broken. Only 23 she looks 30, her skin white and translucent. For the last thirty pages of the book she wastes away and dies. She is surrounded by the three chaps and her maid, and regularly called on by the best doctors money can buy, but they can do nothing.

Du Maurier wrings every last drop of emotion from the situation, making Dickens’s description of the death of Little Nell look like a newsflash. First he gets Mrs Bagot to come all the way from Devon and, upon seeing how nobly Trilby is dying, to realise what a foolish woman she has been and to beg Trilby to forgive her and Trilby begs Mrs B to forgive her and both women collapse in tears – as does the gentle reader.

Mrs B and Trilby have a long conversation about God, death and forgiveness, in which Trilby reveals that the worst thing she ever did in her life was go off for a carriage ride with some admirers and leave her five-year-old brother crying at home. Mrs Bagot cries. Trilby cries. The reader cries.

Then, right at the end, from out of nowhere a packing case is delivered and Trilby unwraps it to discover a fine photographic portrait of Svengali in his Hungarian musicians outfit, staring straight out of the photo. Trilby is lying on a couch, places it on her feet, holding it at full length and then… a strange change comes over her. Svengali’s intense black eyes hypnotise her one last time, from beyond the grave, and she sings the Chopin Impromptu in A flat which was her signature piece, sounds of supernatural beauty which bestil the room and move the listeners to tears.

Then she is gone. Doctors called. Death confirmed. Not a dry eye in the house.

The death of Trilby

The death of Trilby

Postscript

Cut to twenty years later at the Grand Hotel on the Boulevard des Capucines in Paris where Svengali had spat at Billee and Taffy pulled his nose and slapped him.

Taffy is now married to Little Billee’s sister, but alas Little Billee is dead. Trilby’s dying words were ‘Svengali, Svengali, Svengali’ and this prompts the sensitive Billee to have a recurrence of the brain fever which had afflicted him all those years earlier. He sickens, wastes and dies, an ‘early death, his manly, calm, and most beautiful surrender.’

Well, anyway, Taffy and wife have come back to Paris sometime in the 1880s. Once again du Maurier shows off his knowledge of the city as he has the happy couple tour round all his old haunts. But the purpose of this final section is that he takes Mrs Taffy to the theatre and notices, down in the orchestra pit, a grey-haired violinist who looks like Gecko, Svengali’s old assistant.

It is Gecko and Taffy invites him out for a meal. And now, for the first time, we hear the full story and Gecko clarifies, if we had any doubt, that there were two Trilbies: the sweet innocent natural girl – and then the robotic hypnotised singing machine which Svengali and he spent three long years hypnotising and training to sing note by note.

Not only notes but inflections, volume, stress, every element of singing was drilled into her by the painstaking Svengali. Once again Gecko emphasises that Svengali was a musical genius, and had a crystal clear idea of what perfect singing should be, but which most humans fell short of.

But because he exercised complete control over Trilby, he was able to programme her like a robot; and, eventually, after the long years training, control her with the slightest movement of his eyes or his baton.

So these final pages make explicit the theme of the double, the doppelgänger, and suddenly I’m thinking of Jeckyll and Hyde, and the Picture of Dorian Gray and all those Sherlock Holmes stories which are based on people living double lives, the whole late-Victorian fascination with two-sidedness. Trilby the sweet innocent / Trilby the robot.

Gecko says it was horrible to see Trilby turned into an automaton; only on a few occasions in all that time was she truly herself. He leans his head on his arms and weeps. Truly this is not a happy book. Taffy orders Gecko a cab and pours him into it. Then Mr and Mrs Taffy stroll home through the deserted streets of Paris, looking forward to going back to England, back to their quiet little country home and their happy family.

For all its jaunty humour and carefully calibrated irreverence, Trilby ends with a hymn to the pieties of home and family every bit as whole hearted as Tennyson’s great mid-Victorian poem, In Memoriam. It’s final words are characteristically in French, but the sentiment is piously British and Victorian.

Où peut-on être mieux qu’au sein de ta famille?’

Anti-Semitism

Quite obviously the novel brings together two blatant, popular and enduring stereotypes or topoi: the pure, upstanding, virginal white English woman in jeopardy from a dark, swarthy, threatening foreigner from the East. These are so obvious, and have been written about and criticised so often, that I can’t think of much to add except for a few thoughts about Svengali.

The most striking thing about the Jewish characterisation of Svengali is how breath-takingly in-your-face it is.

Trilby went to see him in his garret, and he played to her, and leered and ogled, and flashed his bold, black, beady Jew’s eyes into hers, and she straightway mentally prostrated herself in reverence and adoration before this dazzling specimen of her race. So that her sordid, mercenary little gutter-draggled soul was filled with the sight and the sound of him, as of a lordly, godlike, shawm-playing, cymbal-banging hero and prophet of the Lord God of Israel – David and Saul in one!

Not only Svengali is described in anti-Semitic terms. His first attempt to hypnotise someone is:

Mimi la Salope… a dirty, drabby little dolly-mop of a Jewess, a model for the figure.

Du Maurier notes that one of the contemporary music scene’s greatest singers is of Spanish or Sephardi Jewish ancestry:

For Glorioli – the biggest, handsomest, and most distinguished-looking Jew that ever was – one of the Sephardim (one of the Seraphim!) – hailed from Spain, where he was junior partner in the great firm of Moralés, Peralés, Gonzalés & Glorioli, wine-merchants, Malaga. He travelled for his own firm; his wine was good, and he sold much of it in England. But his voice would bring him far more gold in the month he spent here; for his wines have been equalled – even surpassed – but there was no voice like his anywhere in the world, and no more finished singer.

And, surprisingly, the protagonist of the story, Little Billee, is described as having a tincture of Jewish blood in him:

In his [Little Billee’s] winning and handsome face there was just a faint suggestion of some possible very remote Jewish ancestor – just a tinge of that strong, sturdy, irrepressible, indomitable, indelible blood which is of such priceless value in diluted homœopathic doses, like the dry white Spanish wine called montijo, which is not meant to be taken pure; but without a judicious admixture of which no sherry can go round the world and keep its flavour intact; or like the famous bull-dog strain, which is not beautiful in itself; and yet just for lacking a little of the same no greyhound can ever hope to be a champion.

As usual, when you read these kinds of comment in context you realise that they are more complex and multiform than the term ‘anti-Semitic’ (or ‘racist’ or ‘sexist’) allow. They are just selected examples from a spectrum of comments based on ideas of racial characteristics which we have, by and large, abandoned.

In fact these four examples demonstrate how du Maurier applied racial stereotypes toall his characters, and invoked a wide range of ‘types’. Svengali has all the threatening stereotypes du Maurier can muster heaped on him but Mimi is, by contrast, a hapless victim. Glorioli is characterised as not an Eastern  but a Spanish Jew, and therefore is described in different terms from the other two.

And this last paragraph, where he says a drop of Jewish ‘blood’ enhances character doesn’t appear to be an insult but a roundabout form of praise of Jews – albeit based on ideas of ‘race’ or ‘blood’ which we now find abhorrent.

Also, anyone angered or horrified by the cruder descriptions of Svengali must also bear in mind that du Maurier also makes him tall and powerful. He is a big threatening man. And credit is repeatedly given to his unquestioned musical genius. Svengali plays the piano to concert level and is credited with arranging the music for Trilby to sing with great taste and precision.

And, after all, we should remember that Svengali is invited to the heroes’ Sunday afternoon parties. Invited, not banned. Du Maurier is interested in creating a rounded, if objectionable, character. He is a novelist, not a Nazi.

Anyway, this spectrum of opinion about Jews is itself only part of the broader spectrum which includes comments about all manner of races – the French ‘race’ and character is pored over at length, the Americans come in for some ripe satire, at least half the negative characterisation of Svengali derives not from his Jewishness, but from the (arguably more damning) fact that he is German.

He could be very funny, Svengali, though he was German, poor dear!

Let alone the countless mocking descriptions of all aspects of the ‘Anglo-Saxon’ character, some fond, some satirical, some surprisingly patriotic, some openly scathing (about the narrow philistinism of the English bourgeoisie).

The point is that the entire book comes from an completely different way of looking at human nature – in terms of the intrinsic values of identifiable categories called ‘races’ – which tried, throughout the 19th century, to make sense of the diversity of human beings by grouping them into categories.

All ages do this. Our own age – as I’m reminded every time I open a newspaper or turn on the radio – enthusiastically groups humans into categories according to present-day concerns, namely ‘women’ (who all and everywhere need our help), ‘people of colour’ (who need to be more represented in culture and organisations) and Muslims (who are the victims of Islamophobia). Against them are lined up racists, sexists and Islamophobes.

These are just the same kind of sweeping generalisations but, because they belong to our time, we take them for granted – just as much as du Mauritier’s readers accepted stereotypes about the English, Scottish, Irish, Welsh, French, Germans and Jews.

Reading du Maurier’s racial generalisations doesn’t offend me. It feels as remote from real life as reading the medieval Catholic literature which damned Jews and Muslims to an eternity in Hell. (There is hair-raisingly anti-Semitic content in Dante, who also condemned the Prophet Mohammed to a special place in Hell.)

None of that offends me. It is of anthropological and historical interest. I am interested in the cultural system these old categories embodied and elaborated, and the light it sheds on how previous societies created and structured their values. It’s no different from reading contemporary journalism which blames ‘gammons’ for Brexit and ‘angry white men’ for Trump. A lot less harmful because it is so obviously from a vanished era, and it is done with sympathy and humour.

I’m not trying to let du Maurier off the hook. There is a virulence and vehemence about the characterisation of Svengali which I can easily imagine being very offensive to any Jew and indeed any progressive liberal reading it these days.

But on the other hand, he is the baddy. Baddies, in boy adventure stories like this, always are laden with all the negative qualities the writer can muster.They generally are cruel, sadistic bullies, often from the East (reflect on the villains in the James Bond books; plenty of eastern stereotypes, not least about Russia).

Every age tries to make sense of the world by creating stereotyped categories of human beings to populate it with, those on ‘our’ side and those who are ‘against’ us, and then proceeds to vilify and insult those opponents. To imagine that our own society doesn’t do just the same is naive.


Related links

Reviews of other fiction from the 1880s and 1890s

Joseph Conrad

George du Maurier

Henry Rider Haggard

Sherlock Holmes

Anthony Hope

E.H. Hornung

Henry James

Rudyard Kipling

Arthur Morrison

Robert Louis Stevenson

Bram Stoker

H.G. Wells

Oscar Wilde

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