The Looting Machine by Tom Burgis (2015)

The looting machine: the alliance between shadow governments and the resource industry that tramples over the people who live where oil and minerals are found.
(The Looting Machine, page 158)

Burgis is a reporter for the Financial Times. In his acknowledgements, he thanks numerous other writers and editors from the FT and, indeed, The Looting Machine, despite its lurid title, has the feel of an extended Financial Times special report, one about corruption all across Africa. There are attempts at ‘colour’ i.e. descriptions of places (luxury hotels in Luanda, open cast mining in Congo) but for the most part it’s facts and figures, names and details of contracts and, volumes of oil or iron and, everywhere, amounts of money money money. Which makes sense as it’s a book-length investigation of how so many African ‘leaders’ have stolen money, scores of billions of dollars, belonging to their countries and peoples.

Many of the ideas – about the nature of Africa’s resource-based, rentier states – are familiar but what distinguishes Burgis’s book is the detailed research he has done to unearth and record the names of (some of the) companies and individuals who are responsible for looting Africa’s wealth. Other books talk about the leader of an African nation ‘and his circle’ or ‘the elite’ in general terms, whereas Burgis names names, identifying the right-hand men of dictators in Congo, Nigeria, Angola, and delves into the shady companies and crooked deals they do. By ‘crooked’ I mean deals whereby corrupt governments sell their mineral resources in such a way as to cream off huge amounts for themselves, at the expense of official government coffers, let alone the needs of their populations, while also conniving in the anti-transparency, profiteering practices of the multinational corporations they’re in bed with.

21st century Africa

What really comes over is that my thinking about Africa is out of date. It’s all very well rehashing the standard old complaints about imperialism and the scramble for Africa and the wicked colonial regimes and the arbitrary borders they imposed which split up tribes and forced completely dissimilar peoples together. Or telling off ‘the West’ and ‘western governments’ for not holding African governments to account or not supporting democracy enough or giving enough aid to help women and girls etc etc, in the style of Michela Wrong or Tim Butcher: the West must do this, that and the other, do more to blah blah…

What comes over is that all those old issues, true as they are, have been superseded by the new world, the 21st century. In the new Africa:

  1. A lot of this is a lost cause; the power structures of crony capitalism, patronage politics and kleptocracy have been in place for over 60 years. It’s going to take more than a UN resolution or ‘the West’ stamping its feet to change the culture of places like Nigeria or Angola at this late stage. They are what they are. So-called elections just replace one faction of the elite with a different faction. The kleptocracy is firmly in place.
  2. China and Russia. The complaints of writers like Butcher and Wrong and hundreds like them, that the West needs to be doing ‘more’, tend to ignore the reality on the ground that Russia, via the notorious Wagner group, have an ever-increasing military presence, especially in the Sahel region of Africa; and much the bigger reality that China is emerging as a decisive economic player all across the continent.

Concepts and categories

Over the past 60 years social scientists, political theorists and economists have gone over the reasons for Africa’s failure again and again. The same basic ideas recur and reappear under different headings or from different perspectives. They build up like a collage of overlapping ideas or terms. Here are some key ones which overlap and mesh together to form the conceptual foundations of Burgis’s critique:

Resource state

A state most of whose revenue comes from one or a handful of raw resources which it sells abroad, generally via multinational corporations. The completely undemocratic closed nature of these kinds of deals makes them a perfect site for kickbacks, bribes, finders’ fees, various ‘taxes’ and numerous other ways for the small elite controlling the state to cream off huge amounts into their personal bank accounts.

Resource economy

An economy heavily slanted towards the production of raw resources (oil, gas, copper, gold) which fails to diversity or invest in other sectors, for example agriculture or manufacturing. Burgis’s chapter about Nigeria is, a little surprisingly, less about the obvious corruption and wealth generated by Nigeria’s huge oil industry/resources, than a sad review of the collapse of its once-thriving textiles industry.

By half way through the book Burgis lets his anger and disgust shine through. He doesn’t refer to the president of Nigeria as the president of Nigeria but as ‘captain of Nigeria’s looting machine’ (p.201).

Shadow economy

A shadow economy includes all economic activities which are hidden from official state or international authorities for monetary, regulatory and institutional reasons. Monetary reasons include avoiding paying taxes. Institutional reasons include hiding from the general population, opposition politicians, the media, regulators, and donor governments, the extent to which you’re running a huge illegal economy.

Shadow state

A state in which the over, official forms of government are not where the real power lies. In a shadow state real power inheres in small personal networks among the elite. Shadow states are characterised by the corrupt distribution of state contracts among this elite, who may also have alliances with powerbrokers in the army or security services.

The personal state

State in which there is no distinction between the president or ruler, and state structures, especially when it comes to budget and bank accounts (p.27). Thus Mobutu of Zaire had revenue from all kinds of ‘state’ contracts, deals, taxes and so on, paid directly into his personal bank accounts and spent it as if it was his money, and so did his cronies. Money which should have been running the state, for example paying the police or maintaining the infrastructure, was instead spent building his palace in the jungle, buying swanky cars and top-end real estate in Paris and the South of France.

Kleptocracy

Where the ruler, his family and cronies, simply steal state money, usually on an epic scale.

In 2002 UN investigators appointed to study the illegal exploitation of Congo’s resources [identified] an ‘elite network’ of Congolese and Zimbabwean officials who were orchestrating the plunder of Congolese minerals under cover of war. ‘This network has transferred ownership of at least $5 billion of assets from the state mining sector to private companies under its control in the last three years with no compensation or benefit for the state or treasury of the Democratic Republic of Congo.’ (p.37)

Result: the disappearing roads, the vanished railway network, hospitals without medicines, abandoned schools and general collapse of Congo, as reported by Tim Butcher in Blood River. Burgis gives the details of a particular series of deals between the Congo state and private companies which, he claims, lost the state $1.36 billion in the 2 years between 2010 and 2012, more money than it received from humanitarian aid over the same period (p.52).

As Burgis gets more angry, he becomes more entertainingly abusive. These countries are not run by a ruling class but by a ‘looting class’ (p.203). Thus Nigerian analyst Clement Nwankwo describes the country’s largest political party, the People’s Democratic Party (PDP) as ‘not a political party. It’s a platform to seize power and then share the resultant booty’ (p.203).

Cryptocracy

A form of government where the real leaders are hidden, or simply unknown. Overlaps with the universe of conspiracy theories where people believe there are hidden global or national conspiracies. In our context all it means is that sometimes the real movers and shakers, powerbrokers and big money men, work behind the scenes, anonymously.

Petrostate

A petrostate or oil state is a country whose economy is heavily dependent on the extraction and export of oil or natural gas. Merely producing oil and gas does not make a country a petrostate; Norway, Canada, and America are major oil producers but also have diversified economies. Petrostates do not have diversified economies, they rely on oil & gas exports for a large part of state revenue, which results in political and economic power becoming concentrated in the hands of an elite, and the spread of unaccountable corruption.

Take Angola where the elite are referred to as the Futungo, a few hundred closely connected families, named after Futungo da Belas, the old presidential palace (p.10). Oil accounts for 98% of Angola’s exports and about 75% of government income, and yet it provides just 1% of employment (p.13).

Or Nigeria where oil was discovered in the Niger delta in 1956 and the enormous wealth it generates for a small elite has ruined the country for 60 years. Oil accounts for 80% of Nigerian government revenue (p.63).

As a political economy took hold that was based on embezzlement and manipulating public office for private gain, government contracts for the upkeep of public goods that support industrialisation – a functioning electricity system among them – were diverted to the cronies of the rulers of the day. The patter was the same [in Nigeria] as in Angola or Congo: the more the non-oil economy withered, the greater the impulse to embezzle, perpetuating the cycle of looting. (p.76)

A petrostate is run by petropolitics which simply equate high office with theft (p.77).

A country where the ruler entrenches power in himself and his clique, using authoritarian security forces against any form of protest, is called a petro-dictatorship. The extreme brutality of the Equatorial Guinea regime is a good example. At one point Burgis coins the phrase petro-nightmare to describe Nigeria’s descent into corruptions and coups.

(Venezuela is another example of a petrostate, along with Ecuador, Indonesia, Iran, Kazakhstan, Mexico, Oman, Qatar, Russia, Saudi Arabia and the United Arab Emirates – but I can only cope with one continent at a time.)

Rentier state

A term coined by political scientists Hazem Beblawi and Giacomo Luciani, denoting countries which have undue reliance on one or several sources of rents such as mineral resources, notably oil and gas.

Rentier states derive most of their income from the extraction, processing and shipping of these resources. Government in a rentier state relies overwhelmingly on income from these industries and not on other sources of income such as general taxation. Therefore rentier states aren’t beholden to their populations but are characterised by autocratic paternalism. The media is commonly highly censored meaning that government and corporate corruption and institutional inefficiencies are easily concealed. From an economist’s point of view, this secrecy encourages inefficiencies and lack of competition, which tend to undermine the welfare, creativity, freedoms, and human development of their peoples. Reliance on one or a handful of commodities for national income means rentier states are vulnerable if commodity prices fall, if global demands falls, or when their resources are depleted.

Dutch disease

In the 1970s Holland discovered oil offshore and began drilling, extracting and refining it with great profits. Everyone was puzzled, then, when the Dutch economy as a whole fell into recession. Analysis showed that when a country comes to rely heavily on one or a handful of raw resources, it has a distorting and damaging effect on the rest of the economy, especially manufacturing and agriculture. Strong oil & gas exports drive up the value of the currency, making imports cheaper and exports more expensive (pages 69 to 70).

Thus Nigeria’s textile industry has been devastated because, when the currency rose on the back of the oil boom, it became cheaper to import cheap Chinese knock-offs of Nigerian fabrics than to make them themselves. In the mid-1980s it had 175 textile mills, now it has 25.

It is safe to say that the destruction of the Nigerian textile industry has blighted millions of lives. (p.65).

Over-investment in these industries at the expense of other sectors, such as manufacturing and agriculture, can hurt economic growth and competitiveness. Unless you make a conscious effort to support and encourage other aspects of the economy, a raw resource boom will tend to damage it. According to a 2003 World Bank report:

Between 1960 and 2000 poor countries that were rich in natural resources grew two to three times more slowly than those that were not. Over that period , of forty-five countries that failed to sustain economic growth, all but six were heavily dependent on oil or mining. (p.157)

Another bad effect is that undiversified reliance on oil and gas industries can cause political and economic crises when the price of oil drops. The entire system comes to a halt.

Resource curse

Research from the 70s, 80s and 90s all confirm the theory that countries with an abundance of natural resources (such as fossil fuels and certain minerals) tend to have less economic growth, less democracy, and worse development outcomes, than countries with fewer natural resources.

Research shows that oil wealth lowers levels of democracy and strengthens autocratic rule because political leaders in oil-rich countries refuse democratic development because they will have more to give up from losing power. Similarly, political leaders of oil-rich countries refuse democratic development because the political elite collects the revenues from the oil export and use the money for cementing its political, economic, and social power by controlling government and its bureaucracy.

No taxation, no democracy

In Western democracies governments regularly have to consult electors because we’re the ones who fund them. In a resource state or petrostate, most of the government’s income comes from licensing deals and rake-offs from refiners. The regime doesn’t get its money from the people so doesn’t care what happens to them or what they think. The rallying cry of the American revolutionaries in 1776 was ‘No taxation without representation’, well the population of a resource state doesn’t pay much tax and it gets no representation. Not relying on the people for its revenue, the government doesn’t care what they think (p.73).

Elections are the last thing the elite wants because it will disrupt the deals and contracts done with Western extractors and multinationals. The Nigerian government gets just 4% of its income from general taxation but about 70% from oil and gas revenues (p.73).

In a resource economy politics degrades down to different factions of the elite fighting for the loot, behaviour which encourages everyone at all levels of society to think and behave the same. High office becomes universally accepted as the opportunity not to serve but to steal (p.74).

Patronage politics

Patronage politics is the use of state resources to reward individuals for their electoral support. It is a type of corruption or favouritism in which a party in power rewards groups, families or ethnicities for their electoral support using illegal gifts or fraudulently awarded appointments or government contracts. There is a further consequence: patronage politics attracts crooks.

Crony capitalism

an economic system in which individuals and businesses with political connections and influence are favoured (as through tax breaks, grants, and other forms of government assistance) in ways seen as suppressing open competition in a free market. an economic system in which family members and friends of government officials and business leaders are given unfair advantages in the form of jobs, loans, etc.

A good example is the Futungo cabal of linked cronies who run Angola under the presidency of José Eduardo dos Santos, president from 1979 to 2017, whose daughter, Isabel dos Santos (born 1973), was Africa’s first woman billionaire and at one time the richest woman in Africa (p.10). The triumph of feminism? Not really. It’s deeply funny that this epitome of crony capitalism and kleptocracy was one of the BBC’s 100 women of 2015, so desperate are organisations like the BBC to fall over themselves to promote women, and especially black women (score double) even if it turns out that they’re world class crooks.

Or take Equatorial Guinea, continuing to enjoy relentless exploitation at the hands of its ruling family, relatives and cronies, led by President Teodoro Obiang Nguema, the longest serving leader in the world, in power ever since 1979 when he overthrew his evil uncle, Francisco Macías Nguema. In Equatorial Guinea, oil accounts for 75% of GDP, 98% of exports and 90% of government revenue. It is a classic petrostate. Burgis enjoys telling us that the dictator’s son, Teodorin Obiang, officially receives only a modest salary for the various ministerial posts he’s held, so it must be from some other source that he has been able to buy a $30 million mansion in Malibu, properties in Cape Town and the Avenue Foch in Paris (the avenue of kleptocrats), a fleet of Ferraris and Rolls Royces, a Gulf jetstream, paintings by Renoir and Matisse, and one of Michael Jackson’s jewel-encrusted gloves – while the majority of the population live in poverty or extreme poverty, with a life expectancy of 51 (p.212).

Terrible leadership

Chinua Achebe  fingered the terrible quality of African leadership as the continent’s key problem, as long ago as 1983, 40 years ago:

The trouble with Nigeria is simply and squarely a failure of leadership. There is nothing basically wrong with the Nigerian character. There is nothing wrong with the Nigerian land or water or air or anything else. The Nigerian problem is the unwillingness or inability of its leaders to rise to the responsibility, to the challenge of personal example which are the hallmarks of true leadership.’ (p.207)

Contractocracy

Government of contractors, by contractors, for contractors.

Law of the roadblock

Burgis appears to have invented this after being stopped and shaken down at countless roadblocks in numerous African countries. When the economy fails, and in particular when the police don’t get paid, they (or armed citizens) set up roadblocks and fleece drivers. Roadblocks demanding baksheesh are a telltale sign of a political system which has abandoned the wellbeing of the broader population (p.59).

China

The last 20 years have witnessed China’s ever-increasing involvement in Africa because African countries have a high concentration of vital raw resources, and China’s economy has grown at an extraordinary rate. Between the early 1990s and 2010 China’s share of world consumption of refined metals went from 5% to 45% and its oil consumption increased fivefold. In 2012 China’s economy was eight times bigger than it had been in 2002 (p.81).

In 2002 China’s trade with Africa was worth $13 billion a year; in 2012 it was worth $180 billion. Two-thirds of China’s imports from Africa were oil, the rest was other raw materials. As Burgis puts it: ‘The fates of the world’s most populous nation and the planet’s poorest continent have become wedded’ (p.86).

China spends two-thirds of its global outlay on foreign corporate acquisitions in the resources sector. Between 2009 and 2012 Chinese state-owned groups spent $23 billion buying Western companies with African resource assets that stretched from Sierra Leone to South Africa (p.143).

Many of China’s earliest deals were done with the petrostate Angola, where it developed the so-called ‘Angola model’. This is where China makes the country a big loan, generally billions of dollars, at low interest rates ostensibly for the country to develop its infrastructure (water, rods, dams, electricity, roads). These projects are then carried out by Chinese corporations employing Chinese engineers, managers and workers. And the country pays back the ‘loan’ in the form of raw materials, oil etc. Obviously, at every step of the process there is scope for the African country’s elite to cream off tens, sometimes hundreds of millions of dollars for themselves. If Western countries, the UN, NGOs etc cry foul, then China and Angola (still nominally run by a Marxist-Leninist party) can dismiss their criticisms with the ad hominem catchcries of imperialism, and colonialism, and racism, and white supremacy etc while the elites of both countries get rich and the people of Angola starve in the streets. (As of 2022, about half of the population of Angola lives in ‘extreme poverty’, while the families who make up the Futungo are among the richest in the world vide Isabel dos Santos.)

Those who defend China’s involvement in Africa say China has built more infrastructure (roads, dams, airports) than the colonial powers did during the entire colonial period. Critics criticise China for doing business with dictators and opaque regimes but, you could argue, ‘the West’ a) did that for years, in fact b) put many of those dictators in place, and c) has been trying to make Africa’s nations more democratic for decades with pitiful success.

So maybe the best policy is just to crack on and build the infrastructure no matter who you deal with. Maybe building the infrastructure which will encourage African nations to develop and industrialise will also, in time, lead to the kind of empowerment and political openness which the western way has so signally failed to create.

The looting machine

As you read through the book you come to realise that Burgis’s account is very much focused on the damage mineral resources, notably gold and uranium, but above everything else, oil, have done to Africa – specifically, how scores of billions of raw materials have been extracted from Africa in a process which has somehow, almost magically, left most of its people worse off than when they gained independence in the 1960s. It’s this that he means when he refers to a looting machine. The machine consists of a number of interlocking past, including:

1. Corrupt rulers

Fairly obvious, and covered in the sections above.

2. How the World Bank and IMF screw Africa

The World Bank and the International Monetary Fund (IMF) were set up at the end of the Second World War. The World Bank’s ostensible aim is to promote long-term economic development and poverty reduction – its official name was the International Bank for Reconstruction and Development – while the IMF was set up to ensure the stability of the global economic system.

In reality both institutions have a long and shameful history of forcing neo-liberal, ultra-capitalist solutions on developing countries, policies which have often plunged them into deeper crisis than they were already in, and actively impoverished their populations.

This is because they enforce what has long been called ‘The Washington Consensus’, the belief that, in order to thrive, all economies must follow the same strict, narrow economic and fiscal model, namely: cut taxes, cut government spending, privatise state-owned industries, scrap protectionism, open your markets to international investment and you’ll be rich. These are the strict and always unpopular terms which come attached to any World Bank loan.

Except all too often they don’t work. Put it another way: if they worked as well as the Bank and IMF claim, surely Africa would be rich by now, when it’s clearly not. In practice, Burgis claims that even if you followed Washington Consensus policies to the letter, all they do is balance the books and solve temporary budget crises: they don’t provide any guidance for the long-term development of whole economies. Compare and contrast the policies of the so-called Asian Tigers (the high-growth economies of Hong Kong, Singapore, South Korea, and Taiwan) which thrived in the 1950s and 60s. In complete contradiction to World Bank advice, these countries implemented protectionism to protect their fledgling industrial sectors, and had a high degree of state involvement, funding and planning in all aspects of their economies.

Instead, the two institutions tended to force African nations that needed their help to open their economies to the vulture forces of ‘the global market’ at exactly the time as 50 or so other struggling Third World countries were doing the same thing, all wrecking their welfare states, cutting spending to the bone and offering cut-price resource extraction deals to the world’s multinational corporations, circling like vultures.

Burgis devotes several pages to describing the Extractive Industries Review (EIR), an independent enquiry which the World Bank commissioned into its funding of the extractive industries (i.e. mining) in 2001:

The review was headed by [Indonesian economist Emil] Salim. Salim held consultations with a wide range of stakeholders in 2002 and 2003. The EIR recommendations were published in January 2004 in a final report entitled ‘Striking a Better Balance’. The report concluded that fossil fuel and mining projects do not alleviate poverty and recommended that World Bank involvement with these sectors be phased out by 2008 to be replaced by investment in renewable energy and clean energy. (Wikipedia)

In Burgis’s view, the World Bank carefully considered Salim’s recommendations, spent 9 months coming up with a lengthy reply, and then ignored them all.

It was not just the World Bank that found its influence in Africa’s resource states diminished. The IMF, its sister organisation charged with maintaining the stability of the world financial system, already had a bad reputation in Africa, with reformers and kleptocrats alike, for imposing the strictures of the Washington Consensus, under which African states had become test tubes for the unfettered free-market philosophy that would also beget the subprime crisis and subsequent near-collapse of the western banking system. Emil Salim’s review of the World Bank’s record in the oil and mining industries reported that, in the cases it had studied, ‘the IMF’s approach to the extractive sectors was mainly one that promoted aggressive privatisation of significant mining and hydrocarbon assets for short-term financing of the [government’s budget] deficit. This did nothing to ensure the creation of competition, efficiency gains, development of a domestic private sector, or environmentally and socially sound development strategies for the extractive sectors.’ (p.171)

3. How multinational corporations screw Africa

Arguably this is the core of the entire book, Burgis’s detailed investigations of the various ways multinational corporations screw African countries. I found the details sometimes hard to follow, and hard to see the difference between the legal world of business contacts and paying people finders’ fees or introductory fees (legal) and the illegal world of bribes and payoffs. But it’s much more than that:

a) Opaque deals which are never published, are inaccessible to researchers or citizens, deliberately designed to be inaccessible so as to allow bribery and kickbacks to the ruling elite.

b) The whole world of offshore accounting and tax havens whose sole reason for existing is to allow crooked governments, crooked organisations, crooked multinationals and crooked individuals to hide their financial dealings and loot from the scrutiny of tax officials and enforcement agencies.

c) Crooked governments finding themselves coerced by cartels of, for example, oil extraction companies into agreeing low rents, taxes and percentages i.e. the companies demand much lower rates of tax per barrel or tonne of precious metal, than are paid on other continents (South America or Asia). They can do this because so many African countries hover on the permanent brink of bankruptcy and so are desperate for deals and cash now, even if it means they get ripped off.

d) Cost distribution. This covers a range of tax dodges, and refers to the way transnational corporations are able to move their profits around to different countries so as to minimise their tax liabilities, or to offset profits in one country against losses or costs in another. Clever accounting means huge multinational corporations make it look like they made next to no profit and so pay little or no tax. Starbucks and Amazon have made this strategy common knowledge, but it’s one of the reasons African countries were handing over billions of dollars worth of resources to multinational corporations which made huge profits for their executives and shareholders, while the host nations remained poor and undeveloped.

The empires of colonial Europe and the Cold War superpowers have given way to a new form of domination over the continent that serves as the mine of the world – new empires controlled not by nations but by alliances of unaccountable African rulers governing through shadow states, middle-men who connect them to the global resource economy, and multinational companies from the West and the East that cloak their corruption in corporate secrecy. (p.244)

Given the comprehensive screwing so many African countries have received at the hands of Western companies and institutions, you can see why China’s ask-no-questions, get-on-and-build-it approach presents an attractive alternative.

Some numbers

In 2011 the IMF determined that the discrepancy between the amount Angola ought to have made from its huge oil sales and the amount which actually went into government accounts was $32 billion (p.173).

In 2012 Shell’s revenue was $242 billion. Shell’s chief executive, Peter Voser, was paid $16.5 million (p.194).

In 2014 reforming banker Lamido Sanusi estimated that corruption at Nigeria’s national oil company, NNPC, was robbing the national treasury of $1 billion per month (p.205) – and yet western countries give Nigeria aid, despite the fact that the amounts Nigerian politicians steal from the state purse could match western aid hundreds of times over.

Islamist violence

All this corruption keeps African states backward. It prevents the development of industry and infrastructure and trade. It creates the prevention of jobs and thus ensures that the new generations of young men have few if any prospects. It promotes grotesque inequalities between the rich elite, and the rich in towns and cities, and the poor everywhere but especially in the country. So lots of unemployed men with no future and a burning sense of grievance.

What I’ve learned to call the bayaye. (The word and concept bayaye are explored in ‘The Shadow of The Sun: My African Life’ by Ryszard Kapuściński and ‘The World’s Most Dangerous Place: Inside the Outlaw State of Somalia’ by James Fergusson).

Fifty years ago they were ripe to join Marxist revolutionary organisations which fought brutal insurgencies to overthrow dictators, western capitalism and install utopian communist societies. Now they join violent Islamist insurgencies which promise to overthrow dictators, western values and install utopian Islamic societies run by Sharia law. Al-Shabab. Boko Haram. Al Qaeda in the Maghreb. Islamic State. According to Sanusi:

‘There’s a clear, direct link between the uneven distribution of resources and the rise in violence.’ (p.206)

‘The region’s idle young men…were ready recruits.’ The young men problem, again, as described in Somalia.

Thought

These kinds of problems are so widespread – Transparency International report that “155 countries have made no significant progress against corruption or have declined since 2012” – that you can’t help wondering whether it is the natural state of affairs. Maybe this is what human beings, and the societies they construct, are just like.

So often the descriptions of modern African shadow states, run by a small cabal who control vast sums of money and run the country by paying off interest groups, tribes, regional leaders and so on – they sound like Dark Age warlords who emerge from wars to control territories, have first dibs on treasure, loot and women, then parcel out the loot to their lieutenants. It sound so primeval, it sounds like the kind of organisation of human groups which has occurred in one form or another throughout history, across all continents.

So maybe it’s the natural state of human societies? And maybe it’s we in the ‘Western’ democracies – we with our obsession with ‘fair’ and ‘democratic’ politics, our reliable civil services, our independent judiciaries, our complex civil societies diffusing centres of power across thousands of scattered nodes, with our ideas of being rewarded for hard work, our concepts of meritocracy – maybe it’s we who are the oddities, the exceptions, the unusual societies which need explaining?

Why give aid?

I don’t really see why we should give aid to any African country given the facts that many of them have enough natural resources to pay for their own development if only their rulers hadn’t a) stolen it or b) signed it over to rapacious extraction companies; and b) those countries which have few resources have already received tens of billions of dollars of aid which corrupt rulers have either i) stolen, ii) spent on huge amounts of arms (vide Ethiopia’s Marxist leaders building up the largest army in Africa while its population died of starvation) iii) wasted on badly conceived megaprojects which turned out to be white elephants / enormous wastes of money.

As the t-shirt slogan says, the definition of insanity is doing the same thing over and over and expecting different results.

 The argument against violence

Burgis reports from the town of Jos in Nigeria where a terrible massacre of villagers was carried out, men, women and children hacked to pieces or burned alive. The antagonists portrayed it as part of the ongoing ‘war’ between Muslims from the north and Christians from the south. But Burgis talks to a local priest, Ignatius Kaigama, who makes a simple point I don’t remember reading before, which is: God is not such a weakling that he needs you to kill in his name (p.188). You do not need to kill anyone in the name of God or Allah or Brahma. If God wanted people killed, don’t you think he’s able to do that for himself? In other words, anyone who kills ‘in the name of God’ is admitting that their idea of God is  of a weakling who needs human help. Anyone who kills in the name of God, thinks God is weak. In other words, they are the ones who blaspheme and insult God, by implying that he needs human help.

Vagabond In Power by Nneka


Credit

The Looting Machine by Tom Burgis was first published by William Collins in 2015. References are to the 2015 paperback edition.

More Africa reviews

The Battle for Syria: International Rivalry in the New Middle East by Christopher Phillips (revised edition, 2020)

There are quite a few book-length studies of the Syrian Civil War. The distinctive thing about this one is that academic and author Christopher Phillips insists that other regional countries weren’t ‘drawn into’ the conflict once it had got going but, on the contrary, were involved right from the start, helped to exacerbate the initial protests into a civil war, and then were vital elements which ensured that the war continued and has proven impossible to end. The six countries he considers the key players and interveners are the US, Russia, Turkey, Iran, Saudi Arabia and Qatar, each of whose motivations and actions are considered at great and fascinating length.

Disaster

He opens with the claim that the Syrian civil war is the greatest human disaster of the 21st century. Over 500,000 have been killed, as many as 1.9 million wounded. Over 5 million have fled the country and 6 million been internally displaced i.e. more than half the pre-war population of 21 million. By 2013 Syria had regressed 40 years in social development. By 2015 half Syria’s schools had closed, half its children didn’t attend school, over 80% of Syrians were living in poverty, 30% in abject poverty. The average life expectancy of a Syrian dropped from 70 to 55 in four years.

The Arab Spring

The Syrian civil war began as part of the Arab Spring at the start of 2011. The whole thing kicked off when Tunisian street vendor Mohamed Bouazizi set himself on fire on 17 December 2010 in Sidi Bouzid, Tunisia, as a protest against yet another act of petty harassment and humiliation inflicted on him by municipal officials, the kind of low-level harassment most people in most Arab countries have had to put up with all their lives. When news got around, Bouazizi’s act inspired street demonstrations in Tunisia which then spread west to Morocco and East to Libya, Egypt, Yemen, Jordan and Syria, and on into Bahrain and Oman in the Gulf. What all these places had in common was they were ruled by small elites run by old men who had gathered power and money to themselves, their families and followers, resulting in grossly unequal societies which, above all, had large youth unemployment.

The unrest was to lead to the overthrow of corrupt old rulers – Zine El Abidine Ben Ali in Tunisia, Muammar Gaddafi in Libya, Hosni Mubarak in Egypt. And yet the newish, youngish leader of Syria, Bashar al-Assad, managed to not only contain the protests, even as they escalated in scale and violence, but, 12 years later, is still very much in place, discredited ruler of a permanently devastated Syria. Why? This is the basic question Phillips sets out to address in this long, thorough and engrossing study. First some background.

Modern Syria

Modern Syria’s boundaries were drawn up by French politicians after the Great War when, in the light of the collapse of the Ottoman Empire, the area known as the Middle East was carved up by the victors, France and Britain. Britain got Arabia, Palestine and Iraq; the French got Lebanon and Syria.

Syria, like Lebanon, was a complex web of religious, ethnic and cultural groups, including Shia Muslims, Sunni Muslims, Christians (10%), Kurds in the north and east (10%), Alawites (a spin-off of Shia Islam; under 10%), Druze, with pockets of Turkmen and Aramaic speakers, Circassians and Armenians.

Between the wars

Syria and France negotiated a treaty of independence in September 1936 but France fell to the Nazis before it could be implemented. Syria came under the control of Vichy France until the British and Free French occupied the country in the Syria-Lebanon campaign in July 1941. The British forced the French to evacuate their troops in April 1946 and give Syria independence – events covered in James Barr’s excellent book, A Line In The Sand: Britain, France and the Struggle That Shaped the Middle East.

As in so many post-colonial countries, the parliamentary institutions left by the colonial masters were weak while the army emerged as the strongest national institution. There followed a bewildering series of coups, eight in total between 1946 and 1968. In 1958 Syria joined the United Arab Republic with Egypt but left this union in 1961 after another coup. In 1963 came the decisive coup, carried out by the Arab Socialist Ba’ath Party.

The Ba’ath party has ruled Syria as a totalitarian one-party state ever since, taking control of all aspects of education, culture and religion. It maintains its grip through the powerful Mukhabarat (secret police). In 1966 there was an intra-party rebellion against the Ba’athist Old Guard. In 1970 the last of these disruptions took place, when the formal head of state was overthrown in November 1970 by Defence Minister Hafiz al-Assad. Assad instituted a cult of personality, his face plastered on public hoardings, his voice dominating radio and TV, state propaganda declaring he and his family would rule in perpetuity. Hence political slogans such as ‘Assad or We Burn the Country’.

Brief mention of the various wars with Israel during this period, the 1973 war as a result of which Israel occupied the Golan Heights in the far south of Syria; the long series of troubles in Lebanon, namely its civil war 1975 to 1990, the Israeli invasion of 1982 and so on. Most relevant event of Hafiz’s rule was his assault on the city of Hama which was taken over in a rising led by the Muslim Brotherhood, and which he proceeded to raze to the ground, killing up to 40,000 civilians with another 100,000 deported.

Hafiz al-Assad ruled as a brutal dictator till his death from a heart attack in 2000. He groomed his oldest son, Bassel, to succeed him but Bassel died in a car crash in 1994, whereupon Assad recalled his second son, Bashir, who was studying to be an opthalmologist in London, and quickly promoted him through the ranks of the army.

There’s no time to go into detail about the troubled history of the region during Assad’s 30 years in power: enough to mention the 1973 Yom Kippur War when Syria and Egypt united to attack Israel and lost. In 1975 the civil war began in the Lebanon which Assad was closely involved in, and which was to drag on for 15 blood years. Assad deployed the Syrian army to the country, maintaining an armed presence until 2005.

The Cold War

Phillips is an academic. This means he likes to identify issues and then cite conflicting interpretations or opinions about them. Thus, he tells us, it was received wisdom that, during the long Cold War, Middle Eastern states sided with one or other of the two superpowers. Saudi Arabia, the Gulf States and Israel leaned towards America; the more Arab nationalist regimes, such as Egypt, Syria and Iraq, had stronger ties with the Soviet Union.

It’s about here in the narrative that Phillips starts to weigh rival interpretations of established narratives, citing modern scholars who claim that, contrary to Cold War conventions, the countries of the region always had their own agendas and only called on support from each super power as it suited them. Apparently it is a ‘globalist’ view to think of the Middle East as one more region in which the Superpower rivalry played out; it is the ‘regionalist’ view to say that local countries had more agency than the simple Cold War model allows. So, for example, Syria and Egypt attacked Israel in 1973 against the wishes of their Soviet sponsor; in 1982 Israel invaded south Lebanon against the wishes of its American patron (p.16).

America the only superpower in the 1990s

America has had a long ill-fated involvement in the Middle East, above all, of course, supporting Israel, making periodic attempts to find some solution to the Israeli-Palestine conflict. Phillips suggests that between the fall of the Soviet Union and the American invasion of Iraq in 2003, America was credited with having emerged as the world’s only superpower, creating a ‘unipolar’ world, and emboldening the country to intervene in conflicts such as the First Gulf War, Somalia, former Yugoslavia and so on.

Effects of the Iraq War

However, this received opinion was seriously damaged by the American invasion of Iraq in 2003 in which it slowly became clear to all the region’s countries that America was not the superpower everyone had thought it to be, far from it. America had lots of money and men but turned out to be staggeringly incompetent, and easily pinned down by local insurgencies. America’s bluff was called. The superpower was cut down to size. Phillips itemises the seriously destabilising impacts of the Iraq War:

1. Rise of Iran

Iran was the great winner of the invasion of Iraq. Saddam, a Sunni, had imposed his rule on Iraq which is a majority Shia nation. Once he was overthrown and something like democratic elections were held, then Shia parties and Shia religious leaders quickly came to the fore. Many of these had spent decades in exile in Shia Iran, owed their lives, livelihoods, rise to power to Iranian sponsors, militias, to the Iranian Revolutionary Guard. The most notable example was Nouri al-Maliki, who had been an exile in Iran and went on to become Prime Minister of Iraq from 2006 to 2014, implementing aggressively pro-Iranian, pro-Shia policies (which helped to stoke the Sunni resistance). At every level Iraqi political life came to be dominated by Shia Iran.

2. The Kurds become players

Except for the Kurds, who lived in and, as a result of the overthrow of Saddam, got to run the northern third of Iraq. The Kurdish guerrilla movements had fought Saddam Hussein throughout his brutal rule (1968 to 2003). As Iraq sank into sectarian civil war (Shia against Sunni) the Kurds effectively sealed off their northern part of the country from the madness of the Arab south. The success of the Kurds in Iraq emboldened their brother groups and militias in Syria and Turkey.

3. Saudi Arabia stirs

Back to Iran: the rise of Iranian power and influence in Iraq sparked paranoia among Sunni states, none more so than Saudi Arabia. About 15% of Saudi’s population is Shia, mostly living in its eastern provinces which, coincidentally, is also where the oil is. Through the 1970s, 80s and 90s the Saudi regime was happy to fund Saddam Hussein who acted as a Sunni barrier against Iranian ambitions. They funded his long ruinous war against the new Iranian Islamic revolutionary regime, the Iran-Iraq war 1980 to 1988. Phillips calls it a policy of ‘dual containment’. However, Saddam burned his boats when, having brought his country to the brink of bankruptcy, he invaded Kuwait in 1990, thus forfeiting the aid he’d been receiving from Saudi and the Gulf states.

Since Saddam was removed in 2003, Saudi has found itself combating the ever-growing influence of the regional superpower, Iran. Phillips points out that it’s not just power, or the Shia religion, that threaten the Saudis, but the fact that revolutionary Iran embodies a radically different political model. The Saudis are run by an old-style hereditary monarchy, conservative and repressive. Iran presents a completely different religio-political model, with far larger elements of democracy and popular say. This model represents a threat to the Saudi model (p.19).

The rise of the Saudi-Iranian rivalry was perhaps the most dramatic regional shift caused by the Iraq war… (p.20)

4. Rising sectarianism

Talk of Saudi and Iran raises the issue of Muslim sectarianism i.e. the radicalisation of religion. The Americans converted Iraq from being a secular dictatorship which kept a tight check on religious extremism into a hotbed for all kinds of Islamic fanaticism (p.22). Al Qaeda moved into Iraq and grew hugely, countless other sectarian militias were set up and carried out brutal ethnic cleansings. Then, in the early chaos of the Syrian civil war, ISIS arose, mostly led by former Al Qaeda in Iraq soldiers, themselves former officers in Saddam’s army, made homeless when Paul Bremer sacked the entire Iraqi Army.

Why the Arab Spring failed in Syria

Phillips doesn’t make the comparison with Libya but I find if pretty obvious. The Libyans managed to get rid of their dictator, Muammar Gaddafi, but failed to replace him with one unitary government; instead Libya has collapsed into two rival governments because the opposition wasn’t strong or united enough to enforce unity. Same with Syria. There was much opposition to Assad’s regime but a) it was very split along regional, ethnic and sectarian lines and b) the regime managed to keep support from a wide enough range of groups, probably, in the end, the majority of the population which, although not keen on Assad’s repressive regime, feared the alternative i.e. chaos.

For this fear of chaos was another legacy of the Iraq War. Assad simply had to remind his people what had happened next door, in neighbouring Iraq, when an established dictator was overthrown i.e. chaos, sectarian massacre, ethnic cleansing and civil war. Probably the entire Alawi population rallied behind him (10 to 13%), as did the Orthodox Christian minority (8%). The Kurds took the opportunity to rebel but that just reinforced conservative fears that the rebellion would lead to the country’s collapse.

As I understand it, the one key decider for the fate of Arab Spring protests was whether the army and security services went over to the protesters or not. In Tunisia and Egypt they did and the old rulers were overthrown. In Libya it was a split, some did, some didn’t and the country collapsed. In Syria, the army and the network of security services referred to as the Mukhabarat was closely allied with Assad and remained loyal.

As to the splits in the Syrian opposition, this reached almost ludicrous levels, with virtually every town and village in rebel areas setting up their own councils, while a congeries of umbrella groups made up of exiled politicians, based in Turkey, Saudi or Qatar, fought to claim leadership of the movement. Phillips has one hugely telling statistic. At the peak of confusion in the Lebanon Civil War there were some 30 identifiable named militias; whereas, by 2013, a US centre identified 1,050 anti-Assad brigades and 3,250 smaller companies (p.127). It was, and is, like herding sheep.

The Kurds

For a century the Kurds in Iran, Iraq, Syria and Turkey have been seeking, in one form or another, some kind of autonomy if not a self-ruling state. The Kurds make up to 10% of the population of Syria, about 10% of the population of Iran, 18% of Turkey and 20% of Iraq. But as well as engaging in permanent conflict with the Turkish army, enduring periodic genocidal assaults by Assad in Syria and especially Saddam in Iraq, the Kurds have often been divided among themselves.

Phillips gives a clear account of the confusing manoeuvring of Kurdish groups on page 111. In May a Kurdish National Movement was formed which brought together 17 different political parties including the Democratic Union Party or PYD, Syria’s branch of the long-established Kurdish separatist party, the PKK. This broke down because of PYD demands and was replaced in October by the Kurdish National Council, which was more enduring but only contained 10 of the original 17 groups and not the PYD.

The PYD’s militia was named the People’s Defense Units or the YPG. When Assad forces withdrew from some areas held by the YPG, other Kurdish groups and Gulf backers accused it of being in league with Assad, something it strongly denied.

When the Syrian National Council was formed in August 2011 as an umbrella for opposition groups it refused to remove the word ‘Arab’ from its motto of calling for a ‘Syrian Arab Republic’, thus prompting a walkout by the Kurdish delegates. Despite repeated attempts at mediation both sides have refused to compromise. So you get the picture. It is with the Kurds, as with the Arabs in general, a picture of endless bickering disagreement.

Not only this but there is interference from Kurds outside Syria. The collapse of the state in Iraq led to the creation of a Kurdish autonomous area in northern Iraq, but rule of this was contested between the Iraqi branch of the Kurdistan Workers’ Party (PKK), a hard-core Marxist-Leninist guerrilla movement, and the Kurdistan Democratic Party (KDP), a much more conservative nationalist movement, led by Masoud Barzani. So, very broadly speaking, the Kurds were at odds with their Arab partners in the opposition to Assad, and were also divided among themselves.

ISIS

However, the Kurds received a boost in 2014 after the catastrophic fall of Mosul, the main city in northern Iraq, to Islamic State, because this triggered the Americans to become involved. Barack Obama’s administration refused to intervene in the war against Assad but was prepared to give direct support to the YPG in its battles against ISIS. The Americans supplied and organised the fierce campaign, fought 2016 to 2017, to seize back the city of Raqqa in north-eastern Syria, which had become the Islamic State’s de facto capital.

Turkey

The situation of the Kurds is, of course, complicated by numerous external factors, the most obvious of which is that Turkish governments of all flavours remain vehemently opposed to the slightest flicker of Kurdish independence and so have declared the YPG a terrorist organisation, in this respect aligning it with the much more long-established Kurdistan Workers’ Party (PKK), which actually has carried out terrorist attacks, for example, on police stations, in Turkey.

It was concern about the ‘infection’ of Kurdish independence spreading from Kurdish autonomous regions which led Turkey to invade and occupy key areas in the north of Syria, where Turkish forces remain to this day.

Outside forces

1. US

Barack Obama was US President 2009 to 2017. The criticism made of his foreign policy was that he was too optimistic (thought other leaders were as rational and consensual as him) and believed America had more power than the Iraq invasion showed that it actually does.

Regarding Syria, Phillips records how the Obama administration, after initial caution, moved by August 2011 to call for Assad to go. This was what Phillips calls a ‘conflict escalator’: it misled everyone. It misled the Russians and everyone in the region into thinking America might be about to intervene (as in Libya) to arm the opposition and force Assad’s overthrow; thus stiffening Russia’s support for Assad. It stiffened the resolve of opposition groups who thought America would soon come riding to their rescue. It stiffened the resolve of the Assad regime hard-liners who thought they had nothing to lose by behaving more brutally.

Then there’s the issue of intelligence and leverage. America had been bankrolling the Egyptian state for 50 years or so, paying for its food and bankrolling its army. Therefore America had many levers to pull when they decided it was time for long-serving Egyptian president Hosni Mubarak (president from 1981 to 2011) to go.

But the Americans then mistakenly thought they would have the same kind of influence in Syria which, on the contrary, was a) a much more closed repressive regime than Egypt b) had been a Soviet client state since the Ba’ath took power. I.e. the Americans found it easy to topple Mubarak, impossible to topple Assad.

In 2012 Secretary of State Hillary Clinton and head of the CIA David Petraeus presented a plan to vet, train and equip opposition groups (p.143). Obama rejected it and some critics said ever afterwards that this was a lost opportunity to give the rebels the boost they needed to overthrow the dictator and a decade of misery would have been prevented. Phillips, here as everywhere, is enjoyably measured and balanced. He presents the counter-arguments that a) however much the US had given rebel groups events went on to show that Russia and Iran would have matched and superseded it; b) though Clinton et al reassured the Prez that the arms would only go to the good guys and not fall into the hands of ‘extremists’, they would have c) America spent a fortune vetting, training and equipping the police force and armies in both Iraq and Afghanistan who turned out to be either criminally corrupt or simply fled at the first sign of trouble. Seems to me Obama was right to be sceptical about everything to do with discredited foreign adventures.

2. Russia

Dmitry Medvedev, president of Russia 2008 to 2012, prime minister of Russia 2012 to 2020. Vladimir Putin president 2012 to the present. Russia had multiple motives. The Soviet Union had strongly supported Assad’s father, providing weapons and training, though this legacy wasn’t decisive. Similarly, Russia had trade ties with Syria but not as extensive as with Turkey or Iraq.

In 2011 there were protests in Moscow against Putin being elected Russian president yet again so Putin had a vested interest against the Arab Spring popular revolts. A bigger motive was blocking further US influence in the region. In a rare moment the UN Security Council approved armed intervention i.e. air attacks, to support the rebels in Libya; Russia blocked any similar gestures in Syria. If the principle of replacing unpopular/unjust leaders is allowed, it might at some point be used to justify overthrowing Putin himself.

Lastly, anti-jihadism. Fourteen per cent of the population of Russia is Muslim. Putin presented his murderous wars in Chechnya as campaigns against Islamic jihadism. Supporting secular Assad could be presented in the same light as standing up against jihadism, something which became easier when al Qaeda and then ISIS moved in.

There’s another interpretation, which is that Russia had precious little influence over the Assad regime, but shrewdly bet it would be difficult to oust, and gambled on its endurance. Then, once committed, and having been criticised in the West and the Arab world fir its support, it became a matter of prestige, sticking to its guns.

3. Turkey

The leading figure in Turkish politics for the last 20 years has been Recep Tayyip Erdoğan who was prime minister of Turkey from 2003 to 2014, president of Turkey from 2014 to the present.

Turkey began to change its attitude to its neighbours in the Middle East after Erdoğan’s Justice and Development Party (the AKP) was elected to government in 2002. The AFK launched a pivot away from the West (and from the secular policies of Turkey’s modern founder, Mustafa Kemal Atatürk), encouraging Islam and engaging more with its neighbours in the region (pages 35 and 70).

In this spirit Erdoğan set out to overcome decades of enmity with Syria – Turkey had for decades been part of NATO while Syria was firmly in the Soviet sphere of influence. Thus he cultivated a friendship with young Bashar, even flying to Damascus to sign a free trade agreement in 2004.

Turkey’s longest land border is with Syria (566 miles) so the two countries had a vested interest in coming to agreements about trade, crossing points and the vexed issue of water supply.

However, when the protests began at the start of 2011, and especially when Assad’s regime began to crack down, Erdoğan was quick to criticise the regime. By July Turkey was harbouring the group which announced itself as the Free Syrian Army. Erdoğan continued to try to persuade Assad to stand down behind the scenes, but by September had given up and in November made his first speech publicly calling for Assad to go and comparing him to Hitler (p.72).

Phillips suggests a number of reasons for this volte-face. One was that Erdoğan felt personally let down by Assad’s behaviour, and then chagrined that he turned out to have so little influence over him. Second reason is Erdoğan’s Muslim faith and his policy of making Turkey a more Muslim country. Much of the opposition to Assad was Islamic in nature and devout Muslims turning against a secular-militarist regime in Syria exactly mirrored what the AFK was doing in Turkey, trying to dismantle the military, Kemalist ‘Deep State’ in order to make Turkey more Islamic.

Lastly, Erdoğan is a populist and he wanted to make Turkey a leader in the region by appealing directly to the people, to ‘the street’. Hence his support of the Arab Spring revolts, and hence his quick realisation that his position would be jeopardised by association with a man who was hell-bent on turning into a genocidal tyrant (Assad). (This, for example, explains Erdoğan’s recent speeches in support of Hamas; all part of his ongoing campaign to make Turkey leader of the Arab ‘street’, with Erdogan still polling as the most popular leader for Arab youths.)

The situation quickly became very complex but three major facts emerge: 1) Turkey has taken over 4 million Syrian refugees, at obvious cost and burden; 2) Erdoğan remains implacably opposed to the Kurdish forces in Syria and any attempt to set up an independent Kurdish entity; 30 despite much criticism, Turkey appears to have supported al-Nusrah and ISIS, the two most extreme jihadist groups.

4. Saudi Arabia

Salman bin Abdulaziz Al Saud has been King of Saudi Arabia since 2015 and was Prime Minister of Saudi Arabia from 2015 to 2022. Mohammed bin Salman Al Saud, known as MBS, is Crown Prince and Prime Minister of Saudi Arabia.

For decades Saudi worked behind the scenes and kept a low profile. The Iraq War changed that by significantly boosting Iran’s reach and influence. The Saudis perceived the rise and rise of Iran as a threat to be countered, so when the Arab Spring came along in 2011, they reacted in two ways. They were, in general, against populist uprisings because they feared something similar might happen in their own tightly controlled kingdom. And they were against the kind of radical jihadism which had struck several times within the kingdom (p.120). Nonetheless, the biggest decider for the Saudis in Syria was Assad’s traditional alliance with Iran. Being anti-Iran meant they were anti-Assad, and so the Saudis from very early on a) supported anti-Assad forces and b) jostled with Qatar to take control of, host and organise the anti-Assad opposition.

Saudi Arabia is run by a large extended family which have created a complex bureaucracy. Part of the reason it likes ‘leading from the back’ is because it often takes a while to develop a policy position. Compare and contrast smaller, nimbler, quicker Qatar.

5. Qatar

When the war broke out Qatar was ruled by Sheikh Hamad bin Khalifa Al Thani. He abdicated in 2013 in favour of his son, Sheikh Tamim bin Hamad Al Thani, who is current Emir of Qatar. Qatar has developed, over the past two decades, increasingly ambitious plans to be a player in the region. A central symbol of this was the establishment of the Al Jazeera 24-hour news channel in 2006.

Qatar took the lead in the Arab League in the overthrow of Gaddafi in Libya, which gave it an inflated sense of its own power, and its ability to sway the West. Its rulers thought they could pull off the same thing in Syria (p.135).

Phillips not only explains how Saudi and Qatar developed new foreign policies in the aftermath of the Iraq War, he goes on to explain in immense detail, the rivalry and jostling between the two states to support, host and finance the Syrian opposition and how this had the unintended consequence of further splitting and dividing an already highly fractured opposition.

After an initial optimistic moment in 2012, the intervention of the two rival Gulf states had the net effect of making whoever they nominated as leaders of the opposition seem just that, external nominees with little support in Syria itself (p.117). It was damaging and promoted factionalism (p.124).

Qatar supported the Muslim Brotherhood, Saudi Arabia loathed it. Thus Qatar was livid when Riyadh backed the Egyptian military’s overthrow of the Muslim Brotherhood government in Cairo, in July 2013 (p.193).

6. Iran

Iran supported Assad with money, munitions, men and loans, with food and oil for his population. Most importantly Iran lent Assad Qassem Sulemanei, a senior officer in the Islamic Revolutionary Guard Corps, from 1998 until his assassination in 2020 commander of the Quds Force, an IRGC division primarily responsible for extraterritorial and clandestine military operations. According to Phillips Sulemanei was responsible for organising Shia militias in Iraq in their insurgencies against the occupying US forces. Therefore, on the one hand, he had immense experience at organising armies for asymmetrical warfare. On the other hand, the Iranians found the command structures of Assad’s security forces less controllable than they expected.

Sulemanei brought in experienced fighters and officers from Hezbollah, Iran’s proxy force in Lebanon, to strengthen and organise the National Syrian Army which was felt to be weak and undisciplined by comparison.

At its most extreme some critics accused Iran of effectively annexing Syria and keeping Assad on as a figurehead. But Phillips rejects this theory, stating that Assad was always his own man, irritating his Iranian patrons by his obstinacy.

(Israel)

Israel was never a player in the Syrian civil war like the six countries described above. Israel had been enemies with Syria since the latter was one of the Arab nations who attacked the new state at its inception in 1948. Syria then lost the Golan Heights neighbouring north Israel in the 1967 war and failed to retrieve them in 1973.

That said, Assad father and son were content to mostly keep the peace with Israel, preferring to work through proxies in civil war-torn Lebanon. When the protests broke out in Syria in spring 2011 and as the situation deteriorated into civil war, Israel’s position was relatively straightforward: a civil war in Syria kept all its enemies nicely tied up, so Israel was content to watch and not intervene.

The worst case scenario for Israel was the overthrow of Assad by either an Iranian-backed Shia regime (disaster), or a militant Sunni regime (bad), either of which would feel tempted to attack Israel to appease their domestic constituencies. But as the protests turned to conflict and this descended into chaos, it suited Israel for the civil war to be dragged out indefinitely (p.174). Over the 12 years of the war Israel has mostly limited its interventions to local air strikes on what they thought were transports of missiles to Hezbollah forces along their northern border, or the occasional targeted assassination of Hezbollah leaders.

The same continues to be the case in light of this new Gaza Crisis i.e. Israel wants to keep its northern border quiet in order to finish off Hamas (if it can).

An academic study

Phillips is very much the academic, being Professor in International Relations at Queen Mary College, University of London. Sometimes academic studies can be a bad thing and Phillips’s book is certainly dry and schematic instead of dramatic and journalistic. But in his case it’s a good thing. The war quickly developed into a multi-player game of 12-D chess, with a confusing array of forces both inside and outside Syria, whose positions continually changed and evolved i.e. it is fiendishly mind-bogglingly complicated. So I liked the clarity with which Phillips presented the positions and interests of all the different parties: it was like a series of PowerPoint slides, clear and logical.

Actually, more than that, on each slide he does the academic thing of presenting all the reasons for an interpretation (action or decision) and then all the reasons against and I found this very neat and satisfying. It is like a series of hundreds of little academic debates. Could the Kofi Annan peace plan ever have worked? Could the opposition have been organised quicker and more effectively but for the rivalry of Saudi Arabia and Qatar? Might early pressure from Russia have forced Assad to the negotiating table? Phillips notes hundreds of decision points on the journey into anarchy, describes them lucidly, and then assesses with logic and clarity.

It’s quite a hard book to read because it is so dry, and because the situation is so bewilderingly complicated: by about page 150 I was drowning in names and acronyms, and sometimes struggling to focus on his many balanced analyses of the pros and cons of the positions adopted by scores of different countries, leaders, foreign secretaries, armies, militias and so on. It’s a lot to take in and process. But ultimately very worthwhile. I enjoyed it and I respected Phillips’s approach.

Papers and studies

Throughout the text Phillips cites academic studies, papers and theories and some of these are worth recording. He cites the work of J. Michael Greig on civil wars which suggests that peace cannot be achieved until both sides reach ‘a hurting stalemate’ and that this doesn’t occur until about 130 months of fighting and 33,000 deaths (pages 102 and 192).

Russia steps up

The second edition of Phillips’s book was completed in mid-2020. From 2015 to 2020 I had the impression that events moved faster than in the first four years of complex stalemate.

The key turning point in Phillips’s account appears to be Putin’s full-on despatch of Russian forces to Syria in September 2015, the first time Russian forces had been outside the territory of the old Soviet Union since the end of the Cold War. Relations with the US had tanked after Russia annexed the Crimea in March 2014. Russian troops expanded old Soviet bases and runways and the Mediterranean port it had used in the olden days. Russia then mounted air strikes which it claimed to the world were against ISIS but as often as not were against other anti-Assad forces. It was able to assume a dominant role vis-a-vis its nominal partner, Iran. And having boots on the ground brought it into dangerous proximity with Turkish forces as the latter took an increasingly pro-active role, with a limited incursion in 2016 followed by a full-scale invasion of north Syria in 2019. This move, codenamed Operation Peace Spring, was designed to expel Kurdish forces from Turkey’s neighbour and create a 20 mile deep buffer zone. The Turkish aim was also to relocate some of the nearly 4 million Syrian refugees who had taken refuge in their country. Both attacking the ‘terrorist’ Kurds and resettling refugees were domestically popular policies in Turkey, but the brutality of the incursion brought condemnation and sanctions from the West, and Turkish and Russian forces came close to blows until Putin and Erdoğan signed a deal for join patrolling of some of the seized areas.

Anyway, from the Russian intervention of September 2015 onwards, the story speeds up with Assad’s forces, backed by Russia or Iran, slowly retaking key towns and cities and reasserting control in the most populous west of the country; Idlib in the north becoming a sort of safe haven for opponents, where those who surrendered in cities like Aleppo were bussed; uncertainty about how long Turkey will continue to occupy a strip of northern Syria as a ‘buffer zone’; and the fate of the sparsely populated east of the country, liberated by American and Kurdish forces, remains uncertain.

Summary

Having detailed events and turning points up to 2020, Phillips ends his text with a summary of winners and losers, mainly losers:

Turkey

Turkey’s goal of promoting itself as a regional ‘hegemon’ (power) has been ‘shredded’ (p.305). The ‘buffer zone’ Turkey created along its southern border also acts as a physical barrier to greater involvement in the region. The war:

  • resulted in at least 3.5 million Syrian refugees
  • increased domestic terrorism by ISIS and the PKK, who have reignited their violent campaign in eastern Turkey
  • helped a shift towards more autocratic government by Erdoğan

Qatar

Qatar is worse off as a result of the war. Its domestic situation is stable as is its alliance with the US, but:

  • its initial success backing the rebels in Libya soon came to be tarnished by the collapse of the Libyan state
  • it support for the Muslim Brotherhood in Egypt came to an abrupt end in 2013 when the MB government was overthrown in a military coup
  • Qatar was eclipsed as main Arab sponsor of the Assad opposition by Saudi Arabia
  • relations with its Gulf neighbours reached a nadir when, in 2017, Saudi and the United Arab Emirates, along with Egypt and Bahrain, cut diplomatic ties with Qatar and imposed a trade and travel ban

The outcome was the opposite of the region-bestriding influence Qatar had hoped to project after its successful support of the opposition in Libya in 2011.

USA

Barack Obama wanted to turn the page on the Bush wars and he succeeded in resisting siren calls for a full-on engagement against Assad in early and mid-2011. No more occupying Middle Eastern countries, good. When he did intervene it was in specific areas to help specific allies (the Kurds) destroy ISIS and, when that goal was more or less accomplished, he withdrew. I admire Obama for this.

But critics say he was responsible for a massive diminution of America’s reputation in the region. All the opposition groups were disappointed, as were regional allies such as Turkey and especially Saudi Arabia, by America’s failure to intervene. America’s limited intervention opened the space for the expansionism of Iran but especially of Russia.

Trump was worse. Despite claiming to be the opposite of everything Obama represented, Trump, following his instinctive isolationism, had the same general effect of undermining American authority and fostering a more multipolar Middle East. More chaotic, harder to control. Hence lots of articles like this:

Saudi Arabia

Experienced a mild succession crisis with the death of King Abdullah in 2015 but, in the event, he was smoothly succeeded by Salman and his activist son, Mohammed bin Salman. But MBS, as he’s known, hasn’t found foreign policy as easy as he thought. Saudi:

  • failed in its aim of overthrowing Assad
  • failed in its aim of stemming Iranian influence (although supporting the opposition in the field ensured that Iran drained its coffers supporting the regime and Hezbollah)
  • has found it difficult to end the civil war in Yemen which it exacerbated (the Saudis support Yemeni president Abdrabbuh Mansur Hadi’s government against the Houthi rebels who are supported by Iran; it’s a proxy war between the two, as is Syria)

Iran

On the plus side, Iran:

  • preserved the Assad regime and hugely increasing its say and influence in Syria
  • which meant also securing a land route to supply its proxy in Lebanon, Hezbollah
  • maintained sway over Iraq
  • three developments which go towards creating a crescent of Iranian influence from Iran, through Iraq, through Syria and into Lebanon

On the downside, Iran likes to project itself as a defender of all Muslims but its defence of Alawite Assad, using Shia Hezbollah, and fighting against the numerous Sunni opposition groups, badly damaged that unifying goal. Also, all this came at a large economic cost, exacerbated by ongoing US and Western sanctions (some about Syria, some ongoing squabbles about Iran’s nuclear programme).

Israel

Israel managed to keep out of the war and to stop it spilling over onto its territory, by a) coming to selective agreements with rebels holding the Golan Heights, b) by launching selective strikes against Hezbollah, with Russian acquiescence (after personal meetings and negotiations between Netanyahu and Putin, which Phillips describes in fascinating detail).

Russia

Russia is arguably the biggest winner from the Syrian civil war. Russia:

  • secured domestic security from Islamic terrorism (Russia was happy to see thousands of jihadis from the Central Asian republics head off to Syria to be killed)
  • continued to expand its economic reach into the Middle East
  • boosted its regional credentials at the expense of waning US power

However, with no end in sight to the war, there are questions about how long Russia can continue to pour aid into a broken country, and Syria is unlikely to ever become a profitable trading partner.


Credit

The Battle for Syria: International Rivalry in the New Middle East by Christopher Phillips was first published by Yale University Press in 2016. References are to the revised paperback edition, published 2020.

Related reviews

The Unravelling: High Hopes and Missed Opportunities in Iraq by Emma Sky (2015)

‘The Coalition promised regime change but instead brought about state collapse.’
(Unnamed Iraqi general quoted on page 101)

This is a disappointing book.

Emma Sky is mentioned half a dozen time in Thomas E. Ricks’s book The Gamble: General David Petraeus and the American Military Adventure in Iraq, 2006 to 2008. Her story is extraordinary. Aged 35 she had travelled widely in the Middle East, working for various charities and NGOs. She was working for the British Council back in Blighty when the organisation sent round an email asking if anyone wanted to volunteer to work for the new Coalition Provision Authority (CPA) being set up in the immediate aftermath of the US-led victory over Saddam Hussein in Iraq (May 2003).

Although relying on the authority of the US Army, the CPA itself was an entirely civilian organisation, charged with reconstructing every aspect of Iraqi society, battered by 8 years of war with Iran (1980 to 1988) then 12 years of sanctions after the first Gulf War (1991 to 2003), and then a second bout of disastrously accurate US bombing designed to destroy its infrastructure. The CPA was desperate. Anyone from one of the main allies with experience of working in the Middle East was considered.

Indeed Sky describes the astonishing lack of professionalism about the process whereby she applied, was interviewed, was hired, and found herself on a plane to Baghdad. No-one met her at the airport and when she reported to the ‘Green Zone’ in Baghdad where the new authority was still setting itself up she was casually offered the role of ‘Governorate Coordinator’ of the province of Kirkuk in the north of Iraq, and just as casually accepted it. Within days she found herself based in a military barracks in Kirkuk deep in Iraqi Kurdish territory, one of only a handful of women among over 3,500 US soldiers, and sharing an office with the military commander, Colonel William Mayville of the 173rd Airborne Brigade (p.60).

On pages 17 to 21 Sky gives a potted biography of herself. She came from a broken home whose mother, nonetheless, managed to send her to prep and private school, from where she went on to Oxford and then the British Council. So, poor but pukka. This makes the sequence of events which led to her running an Iraqi province a bit more understandable, but not much.

Little did Emma realise at the time that her destiny was to be intertwined with Iraq for the next ten years nor that she would rise to play a key role as adviser to the head of the US Army in Iraq, General Ray Odierno. To be a bit more precise Emma had two periods of work in Iraq, punctuated by roles elsewhere, before she left altogether to move into academia. Her CV goes something like:

  • 2003 to 2004 Iraq: Governorate Coordinator of Kirkuk
  • 2005 Jerusalem: Political Advisor to General Kip Ward, the US Security Co-ordinator for the Middle East Peace Process
  • 2006 Kabul, Afghanistan: Development Advisor to the Italian and British Commanding Generals of NATO’s International Security Assistance Force
  • 2007 to 2010 Iraq: Political Advisor to US General Raymond T. Odierno, Commanding General of Multi-National Corps; and to General David Petraeus on the subject of reconciliation
  • 2011 to 2012 UK: Visiting Professor at King’s College London and a Fellow at Oxford’s Changing Character of War Programme
  • 2012 America: Senior Fellow at the Yale Jackson School of Global Affairs
  • 2015: Director of the Yale World Fellows international leadership development program

So during her two spells in Iraq, Sky was a central figure. She worked with all the key players on the US side, and met all the powerful Iraqi politicians and religious leaders, as well as countless Iraqis lower down the pecking order, regional administrators, tribal chiefs and so on, right down to the man and woman in the street. She sat in on meetings which made key decisions about Iraq’s future, advised on many of them, had to implement ones she profoundly disagreed with.

It’s a chunky narrative (363 pages), with maps and glossary, which take us from the early days of the occupation in 2003 through to the withdrawal of US troops by President Obama in December 2011 and then through the years of Iraq’s collapse which led to the advent of Islamic State, which rose at great speed to take control of much of northern Iraq by July 2014, which is when Sky’s narrative ends.

Wow. She covers the entire period, she is a clever, independent woman with strong opinions of her own, she isn’t shy about criticising the leaders of the US civilian and military administrations to their faces. She has hundreds of good anecdotes to tell. So why is her book so disappointing?

Two reasons: the flat limited quality of her political analysis, and her pedestrian prose style. Thomas E. Ricks’s highly analytical account of the periods 2003 to 2006 (Fiasco) and 2006 to 2009 (The Gamble) proceeds by ideas or themes. Events out on the street are only mentioned insofar as they influence high-level American political or military policy, which is what Ricks is really interested in.

Sky’s narrative, by contrast, is more like a diary, like the diary of a very clever, independent-minded, sixth form schoolgirl. I did this. Then I did this. I attended dinner with so and so. I met so and so for the first time. Next day we went to meet tribal chiefs. I suggested we set up a committee to ensure better representation / rebuild the economy / provide more schools. That evening there was a formal reception. About this time a religious leader became prominent. I met him at a meeting of tribal chiefs. And so on.

Instead of being arranged by ideas or issue the narrative reads like one damn thing after another. It lacks detachment and analysis, an impression not helped by her often very naive impressions of people. She meets all the key players but her assessments are surprisingly shallow. Ricks portrays all the politicians and religious leaders in post-war Iraq jostling for power, focuses on their roles in Iraq’s poisonous power politics. It’s a rogues gallery of crooks and players. By complete contrast, Sky tells us they’re nice people and have lovely eyes (I’m not kidding, she has a thing about people’s honest trustworthy eyes). She makes friends with lots of leading sheikhs or clerics and is always bursting into tears when it’s time to leave (again I’m not exaggerating; there’s lots of crying).

Her prose style is dead in the water, flat and factual with overtones of The Little House on The Prairie.

We celebrated America’s Independence Day with the Kurds by the shores of Lake Dukan. It was apparently the largest lake in Kurdistan, created by the construction of a dam on the Little Zab River in the 1950s. I sat watching the sun set over the mountains. (p.15)

Or:

In the evenings I would often sit with Colonel Mayville in his office describing the state of the province. Our partnership developed into friendship. To my surprise I found myself growing to like the Colonel as a person and respecting him enormously. I came to realise that behind the bravado was a deep intellect – and a wicked sense of humour. (p.37)

Or:

Kara took me into Kirkuk city one afternoon. We ate in a restaurant and then walked through the market. It felt great to escape the cage from which I viewed Iraq and plunge once more into the Middle East, inhaling deeply the smells of coffee and vegetables, and feasting my eyes on the colours and peoples. (p.61)

‘Wicked sense of humour’, ‘feasting my eyes’. These are magazine clichés and have a cumulatively deadening effect. To quote linguist David Crystal, clichés are phrases which have ‘lost their meaning through overuse. They have become automatic reactions, verbal tics, a replacement for intelligent thinking…’ (The Story of English in 100 Words, 2012).

Every chapter has an epigraph. The epigraph to chapter 1 is: ‘All we are saying is give peace a chance,’ the John Lennon song. I realised at that moment that the narrative was likely to be as obvious and clichéd as that choice of song, and so it turned out.

Moments of thumping obviousness this occur again and again throughout the book and steadily lower your opinion of Sky. She comes over as the kind of person who’d think putting a sign in her office reading ‘Keep calm and drink tea’ was original and funny. Shame. This book cost a lot of money (£10), took 3 or 4 days to read, and wasn’t worth it.

Looking for father figures

In the Ricks book Sky is cited as coming to enormously admire the senior US military personnel she met; in fact she is quoted as saying the US Army is much better than the country it serves. In the hard-headed, cynical context of Ricks’s narrative that feels like an astonishing thing for an outsider, and a pacifist-minded British woman, to say. Unfortunately, once you enter the world of Sky’s narrative with its tendency to gush and hero worship, it doesn’t seem at all surprising.

In this respect I came to realise that the most important fact in the book is when she tells us, really early on in the narrative, that her father left her mother when she was very small. She never knew him, she grew up without a father (p.17). In fact happened not once, but twice. After he biological father walked out her mother fell in love again, and it was this step-father who organised Emma’s education at private schools and then onto Oxford. But while she was at university this step-father ran off with another woman, ‘leaving my mother heartbroken, penniless and distraught’ (p.20). So it happened twice, being abandoned by a father.

I was an only child from a broken-down family. (p.163)

So deep was the wound that she openly tells us it was this that made her, on graduating from university, decide to set out on an adventure to North Africa, ‘to escape the grief and anxiety that family seemed to cause’ (p.20).

I’m not projecting this into her narrative. It’s she herself who devotes several pages right at the start to explaining all this. So it seems pretty reasonable to see these traumatic childhood and teenage experiences as explaining why Sky is so quick to hero worship the big, strong military men she was working with, most of whom are old enough to be, er, her father.

After a while you realise that everywhere she goes, she’s looking for Daddy. Judge for yourself this description of her first meeting with the man who would become the head of the US Army in Iraq:

I could not believe my eyes when I first caught sight of General Odierno. I had never seen such a large human being. He almost seemed a different species. His head was totally shaven. His hands were massive. Yet his face was strangely striking and his eyes were kind. (p.46)

And:

General O was our undisputed boss. He was so big, so confident, so decisive and so determined. I was in awe of him. I thought he was indestructible. As I was sure he could not be killed I felt totally safe when I was with him…(p.163)

And:

I loved travelling with General O and the Sergeant Major. There was so much warmth between the three of us and respect for what we each brought to the mission. (p.171)

And it’s not just big lovable General O. Sky finds father figures everywhere. Take General Mayville.

One evening we went to the local orphanage that we visited from time to time…After the dinner we distributed the presents that had been sent out by the soldiers’ families, keen as ever to support our efforts. It was wonderful to watch the children’s faces light up, loving the attention and gifts. Mayville naturally fell back into the role of father, playing with the kids. (p.74)

Again and again she’s quick to establish father figure-daughter relations with strong or older or important men. Sky’s concern and ability to listen impresses all the Iraqis she comes into contact with (she tells us). But quite often it’s difficult to tell whether she’s being respected or patronised.

Colonel Mayville and I decided in October that it was time to visit [prominent cleric Abdel-Fatah] Mousawi in the al-Husseini Mosque. Sheikh Agar, who frequented the mosque, agreed to take us. He brought me one of his daughter’s abayas and gave it to me as a gift. As we climbed out of the car I covered myself in the abaya, much to everyone’s amusement. Sheikh Agar beamed approval. ‘You are my daughter,’ he said. (p.64)

Or:

Somehow I never felt totally at ease with General Farouq. He kept saying that I was like a daughter to him. (p.192)

Or the extended scene towards the end when it’s announced that General O is being promoted and moving on. He asks about her plans, for example does she intend to marry, have kids maybe, a topic she finds ‘uncomfortable’, maybe because it’s none of his damned business, but also, the Freudian reader by this stage realises, because her unconscious desires (for protection and affection) are projected onto him. ‘He was being all paternal’ (p.341).

Crying

Sky not only converts the men she’s engaging with into father figures, but repeatedly casts herself as a little girl lost. When the tour of duty of the 173rd Airborne Brigade comes to an end and they rotate back to the States, Sky attends the elaborate army ceremony marking the handover to the replacement regiment and makes an emotional speech to the assembled regiment on how much she’s come to respect and admire them all. When their commander, Mayville, shakes her hand and leaves, she is inconsolable with grief. She tells us she spent the entire afternoon crying. Why? Another Daddy has left her (p.89).

Throughout the book this keeps happening; she makes close friends with the locals (pretty much 100% men) or with senior US military figures (all men); then she or they have to leave – when she moves from Kirkuk on to work in Baghdad, or when she leaves Iraq altogether – and there’s lots of crying.

Ismail Abudi came round to see me at the Northern Oil Company in Kirkuk where I was staying the night. We sat on the roof chatting…We discussed the 30 June deadline [when the CPA was due to hand over authority to the Iraqi transitional government]. I told him I would be leaving. ‘No…tell me it is not true,’ he said. We sat on the roof in total darkness with tears streaming down our faces. (p.115)

The Chinook helicopter carrying members of the CPA out of Iraq takes off and:

I had tears streaming down my face. (p.127)

Much later, when she’s leaving for the second time, she goes to visit Sheikh Anwar al-Assi to say goodbye and he tells her to write a book about her experiences. And then:

There were tears in both our eyes when we shook hands. (p.339)

The only woman among men

The other pattern which keeps repeating is the way Sky finds herself the only woman among men. This, also, stems back to her childhood. In that autobiographical sketch she tells us that when she was four her mother got a job as matron at an all-boys preparatory school near Oxford. When she was 7 she was accepted into the school as a boarder, one of only five girls in an all-boys school. When she was ten the stepfather mentioned above entered her life and took her to a new school, The Old Ride, in Bradford-on-Avon. Here she was the only girl at the school (p.17).

She claims to have hated it, saying it was a Lord of the Flies-type experience, with the boys being beastly etc. Nonetheless, it sheds great light on the experience most of this book is dedicated to describing, the way she ‘found herself’ the only woman in a US Army barracks of 3,500 soldiers in the remote north of Iraq, as if this is a completely unexpected surprise instead of, to the Freudian reader, a classic example of a lonely adult seeking to recreate the safe environment of their childhood.

What happens when you are the only woman in a US Army barracks of 3,500 soldiers? You are showered with attention. Lots of big tough men go out of their way to behave chivalrously, open doors, call you ma’am, shower you with attention. You become a very special and notable person.

Same happens when she attends the countless meetings of Kirkuki Arabs or Kurds or Turkmen, Sunni or Shia, religious officials, council meetings, army meetings, and so on: she is again and again the only woman in the room. From time to time she describes this as a great achievement but to the Freudian reader it feels like a situation she has engineered from deep psychological needs. She acquires affectionate nicknames, the Iraqis call her Emmasky, she is effusively greeted and hugged wherever she goes by sheikhs and mullahs.

On one level, obviously this all happened and she (presumably) performed an important function as adviser to the military and civil authorities, first in Kirkuk then in Baghdad. But because she herself has announced the themes of abandonment and loneliness, in some detail, right at the start of the narrative, it is hard not to read the book as the record of a partnerless young woman who again and again places herself in the almost exclusive company of men where she can be made to feel important, and showered with the male love and affection which she completely missed as a child.

I was met at the airport by an Italian colonel who greeted me with a big smile: ‘We are five hundred Italian  men with no women to dance with.’ (p.134)

Thus after her friend Sheikh Agar is assassinated, she attends the funeral and goes on to describe the way she has been virtually adopted by his family:

As I walked in I heard the whisper, ‘Emmasky has come’ being passed down the line. I spoke to the sons. The younger one, who I had often seen around the government building, had aged years. ‘Allah yarhamu,’ (May God have mercy on him), ‘Inna lillali wa inna ilaihi raji’un‘ (We are all from God and to him we return). Family members spoke to me. ‘You are our sister.’ ‘You are my brother’s daughter’. Sheikh Agar, bless him, had told all his family about me. And they were touched I had made the journey from Baghdad to pay my respects. Grief lay heavy in the air. I sat in the tent, the sole woman among so many men. (p.106)

This is just one of the surrogate families she is seeking in order to make up for the one she never knew in childhood:

I was on General O’s team. And no matter how badly we disagreed or argued he was not going to throw me out. This was a family that worked through its problems and did not break down. (p.197)

And so when her second tour of duty as adviser to General Odierno comes to an end, at the end of December 2007, there is the characteristic departure ceremony, with speeches and presents, during which Odierno very graciously thanks Emma for all her help and advice.

His loyalty towards me was extraordinary. And I knew, if ever called on again, I would follow him to the ends of the world – and that he would listen to my advice on how to get there.

Odierno is Emma’s Super Daddy. Then it’s her turn to make a speech, telling the assembled soldiers it had been an honour and privilege to be part of their team. And inside she knew:

I meant it. Amid the horror of war, I had experienced more love and camaraderie than I had ever known. (p.241)

When she has her second farewell, because she’s not just leaving Iraq, the Americans are leaving Iraq, and so she attends the passing out parade held by General O, at which he gives a long heartfelt speech to the assembled troops, then:

A long line had gathered to shake General O’s hand and say goodbye. I hung around saying my farewells to the military men who had made me feel so much one of their band of brothers. (p.342)

Solecisms

This is trivial, really, but your faith in her narrative is frequently rocked by small but symptomatic mistakes in English phraseology. Here she is describing how you ought to avoid a particular seat in an American military helicopter, the one right by the open door which is nicknamed the ‘hurricane seat’:

Whoever sat in the back right seat would have the wind soar through their face, with cheeks and mouth flapping furiously. (p.30)

‘Soar through their face’?

Then again

Then again let’s stop and take stock: Sky is a bureaucrat and maybe this is how effective bureaucrats think and write – in stock formulae, obvious clichés, with a shaky grasp of English. Thomas E. Ricks is a journalist, so he’s paid to make stories sound gripping and important, he’s paid above all to write. Sky is a bureaucrat: her job is to invite people to committee meetings, distribute the agenda, manage relationships with key stakeholders, maintain the organisation’s values, defuse confrontations, find negotiating positions. In other words, her job is to use the safe and uncontroversial language of large organisations, not to rattle cages, to soothe ruffled feathers, to seek consensus, not to stand out or be original.

Having worked in UK government departments and agencies for 15 years or so, I recognise the type and recognise the tone of voice, full of terms borrowed from the private sector – where they mean something – and imported into the public sector where they are neutered of all meaning and verve.

Thus Sky tells us that she held a series of meetings with a view to improving the ethnic balance of the Provincial Council – fair enough – but when she goes on to tell us that ‘”No change” was not an option’ you can hear the tone of the civil servant or bureaucrat, quietly priding themselves on their no-nonsense attitude and tough talk.

In reality Sky seems to have been a people person. Her key achievements aren’t setting up this or that committee (though the narrative is larded with references to them) but getting people to trust her. The stories about local leaders accepting her as family, welcoming them to meals, festivals or funerals which I’ve cited, and more like them, testify to what seems to have been her key skill: this was getting suspicious people, in very perilous situations, to trust her sufficiently that they could talk to her, make their demands clear, and then she work her magic at getting the cumbersome CPA or the military-civilian government which replaced it, to actually accede to these Iraqis’ requests and get them what they want. At which point they trust her even more, and decide to try to get their way without resorting to violence.

In this way, as the narrative develops, Sky becomes a kind of one-woman embodiment of the policy of Reconciliation which accompanied the US military surge in 2007.

And seen from this angle, her readiness to fall into father-daughter relationships with important men was a positive asset, because strong men let their guards down around their daughters, share their feelings and wishes, admit their weaknesses and worries a bit more than they would around rivalrous sons, especially in a very traditional, patriarchal society like Iraq.

Maybe she tells us about her broken family background right at the start, and drops scenes of older men hugging her and calling her their daughter throughout the narrative, because she knows that this – above and beyond all the day-to-day admin and bureaucracy and setting up meetings and getting former enemies to talk – was her secret superpower.

Factual learnings

Lack of native politicians

America was always going to struggle to find politicians and administrators to step into the vacuum they created by ousting Saddam and banning the Ba’ath Party. Most of Iraq’s educated middle class had long since fled the country and had no wish to return. Or Saddam had killed them. He took great care to wipe out potential leaders who rose to prominent in any of the country’s many ethnic or religious minorities or among his own minority Sunni community (p.49).

Debaathification

Sky repeats the account of Ricks and every other reporter, that Paul Bremer’s rash decision to ban all members of the Baath Party from holding any official position ever again in effect decapitated Iraqi government at every level, made it very difficult indeed to find new people with authority or experience to run anything, and turned hundreds of thousands of clever, educated people against the occupiers.

The Kurdish return

Sky arrives in Kirkuk to find the Arabs very pissed off indeed at what they saw as the Kurdish takeover of every level of the administration. Many Sunni Arab families had received cash incentives from Saddam to settle in the north under his policy designed to water down the Kurdish majority (10,000 dinars, p.350). These were referred to as ‘new Arabs’. But now they found the police run by Kurds, local councils run by Kurds, Kurds who had left decades previously being offered incentives to return etc. So many of the new Arabs were looking to allies across the border in Syria to help them. Arab resentment of the Kurds is the persistent theme of the first 100-plus pages of the book, covering her time in Kirkuk, and carrying through to the very last pages, where she revisits a resurgent Kurdish region in 2014.

The sectarianism of Nouri al-Maliki

Sunni leaders were convinced that Nouri al-Maliki’s government was not only dominated by Shias (after all, Iraq as a whole has a Shia majority) but included Shia figures who had spent their exile from Saddam in Iran and were thought to be actively working for Iran. Not only that, but there was evidence al-Maliki protected the firebrand Shia cleric Muqtada al-Sadr, figurehead of the murderous Jaysh al-Mahdi or Mahdi Army or Badr Corps. (On page 253 she describes al-Sadr as ‘rash and irascible’, on the next page refers to his many psychological problems.) If the book has one thread it’s the growing authoritarianism and unpopularity of Maliki which goes hand in hand with the Obama administration’s bad decision to give him their full backing.

The extremists overplay their hands

This explains why many in the Sunni community not only joined the insurgency against the American occupying forces, but also tacitly or actively supported al Qaeda in Iraq when they began recruiting and operating in Sunni areas. However, during 2006 into 2007 al Qaeda overplayed its hand and began killing Sunni leaders who opposed them. When, as part of the so-called surge, US forces made it clear they would amnesty Sunni insurgents who had been fighting them, and even set up a scheme to pay them to join local ‘citizen defence forces’, many Sunni fighters decided they preferred this option and turned on al Qaeda who, as a result, escalated their atrocities, which in turn brought more fence-sitting Sunnis into the process of Reconciliation.

Something similar happened on the Shia side. Sky reports being surprised when al-Sadr announced a ceasefire of his forces against the US and Iraqi Army but it was at least in part because many on his own Shia side had become sick of the violence the Shia militias brought and the apparently endless round of  Shia attacks and reprisals either by US forces or Sunni insurgents. Sky describes the process with characteristic brevity i.e. in not enough detail, on page 238.

The surge

Other factors were at work too, such as 1) the huge shift in attitude among the US Army to the new mode of counterinsurgency, as described in such detail by Thomas E. Ricks, by the change in policy to break up America’s supercamps and set up small operating outposts embedded within towns and cities and communities. Also 2) the fact that the US government finally saw sense, realised they didn’t have enough boots on the ground, and allowed an additional 20,000 soldiers to be sent to Iraq.

British embarrassment

On page 232 she describes the British Chief of the Defence Staff, Sir Jock Stirrup, in a meeting with General Odierno, and visibly embarrassed that the British more or less gave up in Iraq while the Americans persisted and, despite their ongoing losses, were able to learn and change their tactics. (Read Frank Ledwidge’s book ‘Losing Small Wars: British Military Failure in the 9/11 Wars for a searing indictment of the British failure in Iraq.)

Terrible Iraqi politicians

Maybe so many of these countries are doomed because their leaders are blinkered and inept; their political class is irredeemably useless, incompetent and corrupt. This isn’t my view, it’s what many Iraqis say. Sky’s friend Abu Mohamed marvels at the way General Petraeus walked with them on a visit through the streets of a town named Jihad, not wearing body armour, talking to children, taking Iraqi dinars from his own pockets to pay for things in the market. Very clever, very savvy public relations, all of which leads a doleful Mohamed to conclude:

‘We don’t have leaders like that in Iraq.’ (p.250)

Other Iraqis make the same point. Abdul-Rahman Mustafa, former governor of Kirkuk, says:

‘Despite all the resources nothing gets done. Iraq is still going backwards. It is hard to see how the country will stay unified with such politicians in power. Iraq has good people but bad politicians.’ (p.354)

If your political class thinks only in terms of power grabs for themselves and their faction, your national politics will remain fractious. If, as soon as anyone gets power, they set about securing it for themselves, their family and clan, going to the extent of threatening and sometimes murdering rivals, then the only was a war of all-against-all can be brought to an end is by a very strong man, by authoritarian rule, by dictatorship. Which is what keeps happening again and again in Arab countries.

Iraqi politicians the problem not the solution

The American government kept hoping that once the level of violence had been brought down to an acceptable level, it would create the ‘political space’ in which Iraqi politicians could agree national plans of reconciliation and reconstruction. What the Americans were slow to grasp was that all the politicians put themselves and their tribes first and national Iraqi interest a long way second. In fact, many of the politicians were behind the violence the Americans were trying to control. They were using it to rally their own ethnic or religious communities behind them, to create followers and voting blocs to keep themselves in power. Rather as the nationalist leaders in Yugoslavia rallied their own communities and demonised other ethnicities, in order to remain in power (p.257).

Hollywood thinking

Mind you, the Americans have plenty of blind spots of their own. Sky puts into words something I noticed in Michael Ignatieff and Anthony Loyd’s accounts of former Yugoslavia and Ricks’s of Iraq which is that senior American politicians and military leaders have an astonishingly simplistic, black-and-white view of the world. They think in terms of the Good Guys and the Bad Guys, as if life was a Western, or a Hollywood movie. Bush and Cheney and Rumsfeld-level leaders are quoted talking about getting ‘the bad guys’ and helping ‘the good guys’. This incredibly naive way of thinking explains why it took the Americans at least 4 years to understand the polyphonic, multi-stranded political, ethnic and religious situation in post-Saddam Iraq, which was not only complex in itself, but continually shifting (p.230). Where are the good guys, they kept asking? But what if there aren’t any good guys?

This explains something else which is the mistaken belief that if you take out the top ‘bad guy’ you solve the problem. This betrays a complete failure to grasp that societies are complex entities made out of multiple tribes and ethnicities and religious groupings, regions and classes. The Americans were hampered by this simplistic Hollywood thinking right from the start when they thought all they had to do was overthrow the bad guy, Saddam Hussein, and Iraq would promptly turn into a shiny modern democracy like France or Germany. World class idiocy. Breath-taking stupidity and ignorance.

The same magical thinking was revealed in their over-excitement at the assassination of Osama bin-Laden, the same naive belief that if you take out the so-called leader of ‘the bad guys’ then everything will be alright. Whereas, of course a) by 2011 (the year he was assassinated), bin Laden had become irrelevant to the situation in both Iraq and the wider Middle East, which remained as fractious, unstable and violent as ever and b) al Qaeda has gone from strength to strength after his death, extending its reach far across North Africa.

Fear

Fundamentally, what drives the desperation of so many of the politicians in these countries to stay in power at absolutely any cost, is fear of what will happen to them and their people once they lose power. Arrest, exile, prison, execution is the all-too-common fate of political leaders in developing countries once they leave office. In countries like this you don’t cling on to power to serve; you cling on to power to protect yourself and your clients and lackeys from what will happen once you lose it. Fear is the key to the entire political system. Thus:

Even before the last [American] soldier had departed [at the end of 2011] Maliki had launched a political coup aimed at crushing Iraqiya. (p.345)

And Maliki proceeds to arrest, intimidate, threaten or drive into exile most of his political opponents (detailed list on page 360). Abdul-Rahman Mustafa again:

‘[The Americans] should not have tried to transplant Western democracy to Iraq. It is not possible. Iraq is not a democracy. Change takes time. There are no democrats in Iraq.’ (p.358)

Betrayal by Obama and Biden

The most surprising thing about the book is its finale. Sky comes down heavily against President Barack Obama and his Vice-President Joe Biden. Parliamentary elections were held in Iraq on 7 March 2010 to decide the 325 members of the Council of Representatives who would elect the prime minister and president. However, the elections didn’t show a clear winner and so negotiations for those posts proved fraught with tension and delay. A final decision wasn’t taken till November of the same year – after eight months of divisive, sectarian bickering and intimidation.

Sky’s claim is that Obama’s regime, its ambassador and envoys, proved inept at managing the situation. They seemed unaware of Iran’s growing influence in the country, and sitting Prime Minister Nouri Al-Maliki’s tendency throughout the year to become more sectarianly Shia, more prone to Iranian influence, and more authoritarian. Sky meets opposition politicians who are scared that they will be arrested, even tortured by Maliki’s security services.

And yet it was this creepy figure, Maliki, who the Americans now threw their weight behind. Obama had been elected president in November 2008, took office in January 2009, and ratified the deal signed by George W. Bush to withdraw all US troops by the end of 2011. As the Iraqi politicians dragged out the backroom wheeling and dealing about the next Prime Minister for most of 2010 Obama became impatient. He was facing mid-term elections for Congress in November and wanted a foreign policy win.

Thus it was expedient, it was the simplest thing, just to confirm Maliki in the post of Prime Minister which he already held. Thus it was that the US administration averted its gaze from Maliki’s worrying tendencies, including the embarrassing fact that Maliki was Iran’s favourite candidate to continue as Prime Minister, given that the leaders of the other parties were Sunnis.

And so it was that during Joe Biden’s flying visit to Iraq in November 2010, Sky is in the room, and at the table, and makes several attempts to get Biden to change the administration’s approach. She then accompanies him to a meeting with senior members of the Iraqiya party, a secular and diverse grouping more appropriate than Maliki’s State of Law Party. by her account Sleepy Joe Biden was already gaga, repeating an utterly inappropriate anecdote about his Irish grandfather who grew up hating the British and then applying it to the attending notables, as if it somehow shed light on the sectarian problems of Iraq. After Biden finally tottered out some of the Iraqiya Party asked Sky what he’d been on about.

Biden was a nice man but he simply had the wrong instincts on Iraq. If only Obama had paid attention to Iraq. He, more than anyone, would understand the complexity of identities and how people can change. But his only interest in Iraq was in ending the war.

I felt sad, angry and very afraid for Iraq’s future. Washington had reneged on the promises it had made to Iraqis to protect the political process and it had betrayed the very principles the US military believed it was fighting to uphold. (p.338)

Summary

As a personal memoir of a unique experience, The Unravelling is possibly, maybe, an acceptable read. But if you want to understand how the war came about, why it went so badly wrong, and how the Americans struggled to fix a terrible situation, forget it. Read Fiasco and The Gamble. Read Frank Ledwidge and Jack Fairweather.

The looting

Concrete example of Sky’s inadequate treatment: on page 98 Sky deals, in one sentence, with the central fact that the occupying forces left a security and policing vacuum right at the start, immediately after the Iraqi army had surrendered, and that the CPA was never able to recover from that initial loss of initiative and control. One sentence! Ricks devotes half his book to this fact, explaining why it came about, how it manifested itself in the first days and weeks, what the full political, military and social consequences were, returning to them again and again to give you an ever-deepening understanding of this catastrophic failure. But in Sky, just one sentence.

Abu Ghraib

Similarly, Sky records in her characteristic schoolgirl diary way, a visit with other CPA staff to Abu Ghraib prison after the photos were leaked and the scandal broke. Here is her analysis in its entirety:

At Abu Ghraib I saw evidence of the worst side of human nature. With weak supervision in the jail, a number of American soldiers had used their power to create a perverse world, breaking the monotony of their days with sadistic acts on detainees under their control. It was truly sickening. Abu Ghraib was one of those places that exuded evil. (p.94)

This is a wholly inadequate analysis, in fact no analysis at all, it’s just a comment by a tourist. By contrast, Ricks gives a detailed explanation of the complex causes of the scandal, the two most notable ones being: 1) the huge numbers of ‘insurgents’ some American forces were rounding up and indiscriminately sending to prison, instead  of questioning, assessing and probably releasing most of them in their own provinces; and 2) Donald Rumsfeld’s obsession with keeping the number of US forces cut to the bare minimum and his express refusal to send out enough US military police properly trained in running prisons. In their absence, inexperienced managers and completely untrained junior soldiers were lumbered with  a job they didn’t know how to do, with the disastrous outcome the whole world got to see.

Ricks’s account is thorough, well researched, fascinating in its own right, and an illuminating insight into the importance of properly running prisons and interrogation facilities during a conflict. Sky – a one-page description of a tourist visit and a Daily Mail-level comment.

She was there. She worked with the key players. She got to know the country and the situation. And yet her analysis repeatedly feels inadequate and superficial. Making lots of lovely friends and repeatedly bursting into tears is sweet but no replacement for analysis.


Credit

The Unravelling: High Hopes and Missed Opportunities in Iraq by Emma Sky was published by Atlantic Books in 2015. References are to the 2016 paperback edition.

Related link

New world disorder reviews

Losing Small Wars: British Military Failure in the 9/11 Wars by Frank Ledwidge (second edition, 2017)

‘You have the watches, but we have the time.’
(Taliban saying, possibly apocryphal, page 93)

Summary

This is a quite mind-blowing, jaw-dropping analysis of the incompetence, ignorance, narrow-mindedness, bad planning, profligacy, bureaucratic in-fighting, politicking, terrible leadership, lack of strategy, appalling mismanagement and ineptitude which characterised the British Army campaigns in Iraq (2003 to 2009) and Afghanistan (2004 to 2014). For the rest of my life, when I hear the words ‘British Army’ on the radio or telly or in movies, I’ll think of this devastating exposé and hang my head in shame and embarrassment.

All of the UK’s recent conflicts – Iraq, Afghanistan and Libya – have been total failures in spite of the efforts of our men and women…None of these conflicts has resulted in anything remotely resembling success. All have failed, and failed not badly, but catastrophically.

[Haven’t] the years of involvement in the post 9/11 wars [been], excepting the two world wars, the most expensive and least successful decade and a half in British military history?

The bulk of the responsibility for them [the failure] must be laid at the doors of our politicians who have little idea of conflict and consequences and no experience thereof…However, if Iraq in 2003 was Blair’s war the generals were complicit not only in its inception but also in its failure.

This book sets out to be one man’s reasonably well-informed view of why our forces, and our army in particular, have performed so badly in recent operations.

This isn’t a history of the British army campaigns in Iraq and Afghanistan so much as a sustained 250-page analysis of why they went so very, very, very wrong. Extremely wrong. Mind-bogglingly wrong. In the introduction Ledwidge writes that he is ‘calling the high command of the armed forces to account for what I regard as nothing less than a dereliction of duty‘ (p.11) and he proceeds to flay politicians, civil servants, advisers and senior military figures with a cat o’ nine tails.

Then, in the longer second half of the book, Ledwidge analyses half a dozen major themes which emerge from the failed wars (the real nature of counterinsurgency, the changing face of military intelligence, the need for a more self-critical and reflective culture in the army) and suggests practical reforms to create an army fit for 21st century combat.

Ledwidge’s qualifications

Ledwidge is formidably well qualified to discuss the issues. He has had an impressively wide ranging career both in and outside the military, and served in all the countries under discussion.

Ledwidge began his career as a lawyer. After qualifying, he spent eight years practising as a criminal barrister in his home city of Liverpool. He then worked for a decade in the Balkans and throughout the former Soviet Union in international human rights protection, criminal law reform, and institution building at the highest levels of government. He developed particular expertise in missing persons, human trafficking and torture prevention.

Ledwidge explains in the introduction that he fancied diversifying and volunteered to join the Royal Naval Reserve, learning navigation and seamanship on minesweepers in the North Sea. He was commissioned in 1993 and went on to serve for fifteen years as a reserve officer with extensive operational experience, retiring as head of the Human Intelligence branch (p.267).

In 1996 he went to Bosnia to serve alongside the military in a team tasked with identifying and tracking down war criminals. In 1998 he moved on to Kosovo as part of a military/civilian peacekeeping unit and was there during the actual war, 1998 to 1999. After the Balkans he served with the Organisation for Security and Co-operation in Europe, in states of the former Soviet Union, mostly Tajikistan.

In 2003 he was called back into regular military service and sent to Basra, in southern Iraq, leading one of the teams of the Iraq Survey Group, tasked with finding the mythical weapons of mass destruction. In 2007 to 08 he served as the first ‘Justice Advisor’ to the UK Mission in Helmand Province.

In 2009 he retired as a military officer. During and after the war in Libya (2011 to 2012) he performed a similar role at the UK Embassy in Libya. (He has also worked in Ukraine during the current war, a period obviously not covered in this book.)

Nowadays Ledwidge is an academic, a senior lecturer at the University of Portsmouth. He is the author of this and a number of other books about contemporary warfare, and regularly appears on the media as an expert.

The first three chapters of the book deal with 1) Iraq 2) Afghanistan and 3) Libya. They aren’t detailed histories of events such as you find in Jack Fairweather’s and numerous other chronicles. They cover just enough of the events to raise the issues and themes which he then addresses in the second, analytical, half of the book.

There are no maps. Shame. Obviously you can look it all up online, still… And it’s poorly copy-edited. Ledgewick repeats adjectives or adverbs in the same sentence. At one point he lists the countries involved in the Syrian conflict and includes Russia twice in the same list. Should have been better edited.

1. Basra

In the invasion of Iraq in March 2003 the Brits were assigned to take Basra, the second city of Iraq, close to the Gulf of Persia, sitting astride the Shatt al-Arab waterway which is formed from the junction of the rivers Tigris and Euphrates, and only 50k from the border with Iran. At one point he likens old Basra to cosmopolitan seaports like Liverpool or Marseilles (p.16). But the Islamic revolution in Iran, followed by 8 years of the Iran-Iraq War, followed by Saddam’s ill-fated invasion of Kuwait, followed by ten years of Western sanctions had made it a harder, poorer, bitterer place to live and brought out a fanatical strain in many of the mostly Shia Muslim population.

Once the invasion was complete the British Army was given responsibility for the occupation of Basra and the four southern provinces around it (Basra, Maysan, Al Muthanna and Nasariyah), the heartland of Iraq’s Shia community. However, almost immediately the city was taken it became clear that British politicians, the Ministry of Defence, the General Staff and senior planners had no idea what to do next:

‘It became very apparent to me shortly after crossing the border that the government and many of my superiors had no idea what they were doing.’ (Colonel Tim Collins, p.20)

‘There was no strategic planning or direction at all beyond the military invasion. There was no articulated strategic context nor end state. There was no campaign plan.’ (Major General Albert Whitley, adviser to the US commanding general)

‘[There was a] lack of any real understanding of the state of the country post-invasion. We had not done enough research, planning into how the country worked post-sanctions…None of this had been really thought through.’ (General Sir Freddie Viggers)

Numbers

In Kosovo NATO forces were able to secure order because they had the numbers to do so. In Basra and south Iraq British forces never had anything like enough boots on the ground to make society to secure, to ensure law and order. They lost control of the streets in the first few days when looters ran rampant, criminal gangs flourished, random street crime became endemic – and never recovered it.

The lack of any thought whatsoever as to how the army might deal with looters was to have disastrous consequences. (p.24)

George Bush and Tony Blair made speeches promising the Iraqis reconstruction of their country, peace and prosperity, a flourishing economy and democratic accountability. None of this was delivered and it turned out the invaders couldn’t even make the streets safe. Carjackings, kidnappings, rape, gang violence all flourished out of control within weeks.

More than any other factor, the restoration and maintenance of order requires numbers (p.24)

On 26 June politicians and generals were woken from their dreams when six military policemen were killed in the town of Majar al-Kabir, due to failures of communication, malfunctioning equipment etc. The real point was that the town, and the whole area, had a proud tradition of resisting invaders including Saddam Hussein’s own security forces, something which the British forces simply didn’t know about or understand (p.27).

Ledwidge arrived in September 2003 after the first honeymoon was over. British soldiers no longer wandered the streets in soft hats, stopping off at cafes. They were coming under increasingly sustained attacks: roadside bombs, ambushes, snipers.

Meanwhile Shia death squads emerged, assassinating former members of Saddam’s regime, terrorising Sunni Muslims into leaving entire areas under threat of death (i.e. ethnic cleansing à la Bosnia), kidnapping, torturing and murdering any possible opponents, and imposing a strict Puritan religious orthodoxy on the street (mostly against women) (p.31).

Instead of addressing any of this, British forces had enough on their plate simply defending themselves. In fact this became their main aim. Ledwidge says his utterly fruitless efforts leading a team looking for WMDs crystallised the way the occupying forces were interested entirely in their own concerns and didn’t give a monkeys about the million Basrawis whose city was turning into hell.

The Geneva conventions

Is an invading or conquering army responsible for securing law and order? Emphatically yes. It is a fundamental principle of the Geneva Conventions. Apparently Colin Powell summed this up to George Bush as ‘You broke it, you own it.’ None of the invading forces acted on this legal basis. Donald Rumsfeld joked about the widespread looting days after the invasion, apparently unaware that the coalition forces had an internationally binding legal duty to prevent it.

For a year after the invasion Shia militias, backed by Iran, took control of the streets. In an example of their complete lack of understanding, the British project for training new corps of Iraqi police ended up recruiting many of these militias who then, wearing uniforms supplied by British taxpayers and wielding guns paid for British taxpayers, set about terrorising, extorting, raping and killing Basrawi citizens – who then wondered why their British occupiers were allying with murderers. The British hoped that they were ‘incorporating’ the militias into a new police force. Instead they were legitimising the militias (p.35-36).

Rotations and reconstruction

The British Army had a policy of rotating units home every 6 months. The army saying has it that you spend the first two months learning the job, the next two months doing it capably enough, and the last two months hanging on and not getting injured, before rotating home for ‘tea and medals’.

This system guaranteed that just as any particular brigades or battalion and their senior officers was about to get an inkling of how local society functioned, had made important contacts and were building trust, they were abruptly whisked away. The system guaranteed a lack of continuity or consistency and prevented any kind of long-term planning.

Instead new brigades came in with senior officers determined to make a ‘splash’. Often they worked out one significant or ‘signature’ offensive, carried it out – some pointless firefight resulting in a hundred or so dead enemy militants and swathes of civilian homes and properties destroyed – then hunkered back down in their base till rotated home and a medal for the commander-in-chief (p.90).

This happened every six months as the actual city the British were meant to be policing slipped further and further into Shia militia control.

Jaish al-Mahdi

The biggest Shia militia was the Jaish al-Mahdi (JAM), loyal to the figure who emerged as the head of militant Shiism, Muqtada al-Sadr. To cut a long story short, despite the British Army’s best efforts, the JAM ended up taking over Basra.

By the end of 2006, control of the city had essentially been lost to the Shi’a armed groups. In September 2006 Basra was to all intents and purposes the domain of one of them – the Jaish al-Mahdi (JAM), the military wing of the Office of the Martyr Sadr (OMS). (p.39)

Attacks on British outposts intensified until by 2006 they were on a war footing. Given the complete collapse in security on their watch, absolutely no reconstruction of any type took place. The rubbish piled up in the streets, many of which were open sewers, electricity was rare and erratic, water supplies were unsafe, bombed schools remained in ruins. Nothing.

‘Basra was a political and military defeat.’ (Commodore Steven Jermy, p.40)

‘I don’t know how you could see the British withdrawal from Basra in 2007 in any other light than as a defeat.’ (Colonel Peter Mansoor, p.41)

Operation Sinbad

In September 2006 the British launched Operation Sinbad which aimed to take on the most corrupt ‘police’ stations and clear them out. Some measure of clear-out was achieved, at the cost of ferocious firefights, but as soon as the operation ended in February 2007, the Shia militias and gangs returned.

On the same day the operation ended, 18 February 2007, Tony Blair announced a major ‘drawdown’ of troops in Basra, from 7,000 to 4,000. Many of the officers Ledwidge quotes consider this the moment of defeat. It signalled to friend and foe alike that the British were giving up and running away.

Withdrawal

The incoming commander, General Jonathan Shaw, decided to withdraw the British garrison in Basra Palace to the heavily fortified allied airfield 10 miles outside of town. It was dressed up in fancy terminology, but it was giving up. The British did a deal with JAM whereby they notified the militants whenever they were going to exit the airbase and were only allowed to patrol Basra with the JAM’s permission. British rule in Basra had produced:

‘the systematic abuse of official institutions, political assassinations, tribal vendettas, neighbourhood vigilantism and enforcement of [Islamic] social mores, together with the rise of criminal mafias.’ (Middle Eastern Report number 67, 25 June 2007)

‘The short version is that the Brits have lost Basra, if indeed they ever had it…’ (US officer close to General Petraeus)

‘The military’s failure to provide a safe environment for the local population represented a strategic failure for the UK in Iraq.’ (James K. Wither, author of Small Wars and Insurgencies)

In defence of the British position are the arguments that: a) British occupation couldn’t go on forever b) the political and popular will back in Britain had turned against a demonstrable failure; but most of all c) it was felt that it was time for the Iraqi government to step up to the plate and take responsibility for security in its second city. So Basra was ‘formally’ handed over to the Iraqi government in December 2007. But the Iraqi government didn’t have the wherewithal i.e. army or neutral and functioning police force, to retake it.

There was a fourth reason British troops were drawn down in 2008. The politicians and generals both wanted to refocus their efforts on Afghanistan. This was:

  1. a desert war i.e not mired in heavily populated cities
  2. a ‘good’ and moral war i.e. against a defined enemy, the Taliban
  3. offered the British Army the opportunity to redeem itself in the sceptical eyes of the Americans (stated in terms by General Sir Richard Dannatt, p.62)

More sinisterly, 4) some officers are quoted to the effect that the general staff needed to find something for the battalions coming free in Iraq to do in order to justify the military budget. ‘Use them or lose them’ was the motto.

And so the British campaign in Afghanistan was motivated, at bottom, by not just domestic British politics (Blair’s ongoing wish to suck up to Bush), but Whitehall bickering about the Ministry of Defence’s budget. Well, a lot of British soldiers, and thousands of Afghans, were to die so that the British Army general staff could maintain its funding in the next budget round.

2. Helmand

History

The British had ‘form’ in Afghanistan. During the Victorian imperial era we fought at least two wars against Afghans plus innumerable skirmishes. Afghanistan was a loose bundle of tribal regions between the north-west frontier of imperial India and the Russian Empire and so the site of the famous ‘Great Game’ i.e. extended spying and political machinations against Russia.

We had our arses kicked in the First Afghan War of 1839 to 1842 which featured the largest British military disaster of the nineteenth century, when a force of 4,500 soldiers and 12,000 civilians were forced to abandon Kabul and retreat through the Khyber Pass on 1 January 1842. One man, one man, alone survived. In the Second Afghan War of 1878 to 1880 the British lost the battle of Maiwand to a coalition of tribal chiefs.

The thing about Maiwand is that it’s about 60 miles from Lashkar Gah, the capital of Helmand Province where the British now went. Although nobody in Britain remembers the battle, the Afghans do: it’s the great moment when they took on the might of the British Empire and triumphed.  In Afghan history the battle holds something like the place of Agincourt in our national myth. The British were blundering into the heartland of Afghan pride and patriotism. Once again, ignorance.

‘We knew very little about Helmand Province.’ (Air Chief Marshal Sir Glen Torpy, p.69)

British soldiers arriving to police the area where they lost a famous battle to the great-great-great-grandfathers of the present tribal leaders was, in effect, a challenge to a rematch. Which is why Ledwidge quotes president of Afghanistan Ashraf Ghani saying that, if there’s one country from the entire international community which emphatically shouldn’t have been sent to south Afghanistan, it was Britain (p.66).

Situation in 2007

Some Brits had been in place since 2001 when small units of US and UK special forces were infiltrated into the north of the city and directed the campaign to overthrow the Taliban. A small British unit helped secure Kabul, and one had been quietly operating a provincial reconstruction team in the north of the country.

Since the overthrow of the Taliban in 2001 American special forces had been holding Helmand Province from a base in the capital Lashkar Gah, which, under their relaxed supervision, was completely peaceful. It was the arrival of the Brits which triggered the violence which was soon to engulf them, characterise their 3 years in the country, and lead to another crushing strategic defeat.

Bosnia and a proper force

When the Brits took part in peacekeeping in Bosnia they were part of a force 60,000 strong, in a relatively benign security setup (no Kosavars or Serbs attacked patrols), close to the European countries with large NATO bases i.e. easily resupplied. Many officers apparently thought Helmand would be the same sort of thing because Helmand Province is the same rough size as Bosnia and has a similar population, around 1 million. Hence Defence Secretary John Reid confidently asserting that the army would spend its 3 year mission supervising reconstruction projects without a shot being fired. Idiot.

The British deployed a small force of just 3,500 to cover an area two and a half times the size of Wales, with little or no infrastructure i.e. roads, 8,000 miles from home, with little or no knowledge about the local people, their ethnic or tribal makeup, culture or history (p.69).

Deposing the one man who held the province together

When the Brits arrived the chief power in the region was a warlord named Sher Muhammed Akhundzada or SMA for short (p.70). He practiced extortion and intimidation but he had suppressed all other rivals and so in effect kept the peace. SMA was also heavily involved in opium cultivation and heroin production, the leading component of the local economy. Well, in 2005 the British prevailed upon President Karzai to get rid of SMA, to the dismay of the Americans and aid workers.

The inevitable happened. With the local strongman who’d been keeping the peace removed, a host of smaller gangs and militias moved into the area, notably the once-cowed remnants of the Taliban. Removing SMA was the single act which triggered all the chaos which followed, it was equivalent to Bremer dissolving the Iraqi army and police (p.71).

Heroin

At international meetings British politicians had enthusiastically volunteered the British Army to lead on combating the drugs trade. Trouble was the British were also trying to mount a hearts and minds counterinsurgency campaign, and the two were diametrically opposed. Every time they shut down a poppy plantation and burned all the heroin, they made an angry enemy of the farmer and his workers and dependents. Worse, some operations were closed down while others continued to thrive, leading to the belief that the entire policy was just another form of extortion and corruption (p.71).

SAS advice

An SAS unit had been operating in the area in co-operation with the Americans for four years. They were tasked with writing a report ahead of the deployment of the 3,500 British forces. They advised we keep SMA in place, would need a significant increase in numbers and money in order to carry on the Americans’ effective hearts and minds campaign, and that the Brits should remain within the highly populated central part of the province (p.74).

Instead the Brits sent a small force with little money, got rid of the one man who could control the province and then took the decision to ignore the SAS advice and disperse the troops to small barracks set up in each town. The fancy ambition was to ‘disperse and hold’. Maps in HQ showed ‘inkspots’ of pacification which would slowly join up till the whole province was pacified and reconstruction could crack on.

Platoon houses under attack

Of course that never happened. Instead small forces found themselves trapped in what became known as ‘platoon houses’ in Helmand’s various towns, Lashkar Gah, Musa Qaleh, Sangin and so on. Ledwidge summarises the deployment in a devastating page of mistakes: The force deployed

with vulnerable Snatch Land Rovers, no real counter-IED capability, not enough helicopters, no air-to-ground fire capability, and only a limited ability to gather intelligence or carry out combat operations. This made it a very weak and blind force, and one that would depend entirely on the goodwill of the population and its leaders for its mobility beyond its bases and even its existence within them. (p.75)

The situation was made ten times worse by sacking the one man who knew and controlled the province and who they could have worked with, SMA.

3 Para

The 3,500 troops deployed to Afghanistan were 16 Air Assault Brigade, with one battle group of about 650 men based around the Third Parachute Regiment or 3 Para. These boys are trained to fight and were looking for a fight. Ledwidge thinks they were about the last possible troop you wanted to deploy to a region which required slow, subtle and careful relationship-building.

Testing new kit

The army had recently acquired some of the new Apache helicopters. These have awesome firepower and were designed for high intensity fighting against the invading Soviet Army on the North German plain. Army staff wanted to see them in action. So there was no hearts and minds strategy regarding the Afghan people. Planning was led not by long-term political or strategic considerations, but by operational considerations, which went: we’ve got these troops. We’ve got some new helicopters. We need to use them both or we’ll lose them in the next Treasury spending review. Let’s go!

Dispersing our forces

A long-term development plan for Helmand Province had been written but it was ignored in favour of faulty intelligence. Somehow the figure of 450 Taliban fighters came to the attention of the Brigade staff. This sounded like a number that 3 Para could eliminate. So, instead of concentrating their forces in the heartland as the plan and the small number of US troops who’d been quietly manning Helmand recommended, the decision was taken to deploy small, agile, light forces to each town ready to kill these insurgents (p.83). Ledwidge names the guilty general who took the decision to ignore the draft plan and all the best advice and split up his forces into small pockets scattered round small towns, but it’s such an indictment, such a fatally bad decision, that I am too cautious to name names.

Very quickly these little fortresses our boys were dispersed to became magnets for insurgents keen to show themselves worthy of their great-great-great-great grandfathers and their feats against the invading Angrez. Attacks on the platoon house began immediately and got steadily more intense. British troops found themselves fighting merely to hang on. All thoughts of pacification or security were abandoned. Plans for reconstruction and economic development were abandoned. The Brits proved unable to secure the peace let alone do any reconstruction. Barely able to supply themselves, all they could do was fight off continual attacks. This desperate plight was dignified with the title ‘force protection’. In reality it was hanging on for dear life.

It is this stressed and highly embattled situation which is chronicled in vivid accounts like ‘3 Para’ (‘Real Combat. Real Heroes. Real Stories’) and many other bestselling paperbacks like it. Ledgwidge has a humorous name for this entire genre – herographies, stirring accounts of our plucky lads, surrounded and fighting against the odds. He suggests there’s something in our national psyche which warms to the notion of the plucky underdog, the Battle of Britain, the Blitz. But it’s all rubbish. These embattled outposts were created by a commanding officer who went against the advice of the Americans and a handful of Brit SAS troops who had been quietly hunkered down in Lashkar Gah and kept the province void of violence from 2001 to 2006 when 3 Para arrived and stirred up a hornet’s nest.

Same with Sniper One, Sergeant Dan Mills’ vivid, Sun-style account of hanging on in a fortified base against sustained assault by ‘insurgents’ in al-Amarah, south-east Iraq. From the first page the account shows dazzling ignorance about the environment he’s been posted to. The entire narrative opens with the way that, on their very first day, on their very first patrol, of all the places to pull over their Snatch Land Rovers for a breather, they chose to park outside the local headquarters of the fierce and violent Shia militia, the Jaish al-Mahdi. The fiercely chauvinistic militants inside took this to be a calculated insult to their pride and manliness and so, with no warning, opened fire on the patrol and lobbed grenades at them, one of which severely injured a mate of Dan’s, leading to a sustained firefight. When relief vehicles were sent to ‘extract’ them, these were ambushed and proved unable to reach them etc.

It’s a dramatic story and would make the great opening scene of a movie but, having read Ledwidge’s high-level, strategic analysis, you could hardly come up with a clearer example of the blundering British ignorance of the situation on the ground, the subtleties and dangers of local power politics, feuds and rivalries which condemned our troops to the experience of being surrounded and besieged both in Basra and Helmand. Same thing happened in both places. No lessons were learned. Nothing was understood.

Dan Mills’ intense and violent experience of being besieged last four months until the entire garrison of his particular fortress, Cimic House, was evacuated and ‘extracted’ back to the more defensible base at the local airport. Mills is at pains to tell us they left with honour. But really, like the British army as a whole in Basra province and Helmand province, they were soundly beaten and ran away.

Only small numbers were actual fighting troops

A central and rather mind-boggling fact is that, of a deployment of 3,500 troops it may be that only a couple of hundred are available for actual patrols. In the Afghan chapter as in the Basra chapter, Ledwidge explains that a quite astonishing number of the ‘troops’ sent to these kinds of places have other roles to play apart from combat: from military police manning prisons, to cooks and engineers, from planners and general staff through the comms and media and press teams. There are the drivers who bravely bring in provisions and ammo to the central bases over long, exposed supply lines, there are the helicopter pilots and the scads of engineers and specialists required to keep them airborne. There are, of course, expert handlers, storers and maintainers of all the different types of ammunition, quartermasters and logistics specialists. The list goes on and on and explains the stunning fact that, out of a battalion of 3,500 men, only 168 were available for foot patrols (p.143). Thus the provincial capital, Lashkar Gah, a town of 200,000, was patrolled by just 200 British soldiers, of which only 20 were actually out on the street at any one time (p.83). Pathetic. Insignificant.

Ledwidge compares the British deployments in Basra and Afghanistan (8,000 and 5,000 in conflict zones with completely unreliable support from the ‘police’) to the well-known deployment to Malaya in the 1950s (which British officers never stopped boring their American colleagues with) which consisted of 40,000 troops working alongside a trustworthy local police force of 100,000. In other words a completely different situation.

The Taliban return

Ledwidge arrived in Afghanistan mid-2007, one year after the initial deployment, to find chaos on the streets and the Brits fighting for their survival in an archipelago of isolated, highly embattled strongholds (p.88). The army had completely lost the initiative and was reduced to hanging on in these forts, rarely able to leave them, their ‘presence’ and ‘authority’ non-existent more than a few hundred yards from the walls – all while the Taliban slowly re-established themselves among the general population as reliable providers of security and justice, albeit of a very harsh variety. Harsh but better than the random outbursts of extreme violence and destruction associated with the angry, frustrated British soldiers.

Sangin and the drugs trade

In Sangin, one of the world centres of the heroin trade the Brits found themselves drawn into drug turf wars without understanding the complex power politics between rival drug gangs, ‘police’, regional and central government, tribal allegiances and religious motivations. The Brits just labelled them all ‘Taliban’ and thought they achieved something when they killed 5 or 10 or 20 of them in a firefight; when of course such firefights had zero impact on the actual situation. All they ever did was destroy the centres of the towns where these kinds of firefights took place (‘destroying and depopulating town centres’ p.84) and kill lots of innocent civilians or else the populations fled these new centres of violence, nobody knew where: off into the desert, to other towns, many to the slums of Kabul.

All this reinforced the ancestral perception that the ‘Angrez’ were unwanted invaders who brought only destruction and death – as they did. New insurgents could be found or were created when their families were injured or killed or stepped in to replace fathers or brothers. The potential supply of ‘insurgents’ was limitless.

‘Killing insurgents usually serves to multiply enemies rather than subtract them…[something which] is especially relevant in revenge-prone Pashtun communities…’ (General Michael Flynn, former US army chief of intelligence in Iraq, p.206)

This wasn’t helped at all by the adoption of a ‘decapitation’ strategy, increasingly adopted (out of desperation) in Basra and Helmand. It meant targeting supposed leaders of the insurgency and then killing them. There are four obvious objections to this policy. One is that for every ‘Taliban leader’ you kill, at least one if not more male relatives will step into the gap. Two is that almost certainly you will kill innocent civilians in the process, thus inflaming the general population and recruiting more enemy. Three, more than one serving officer raised fears that these decapitation forces degenerated into little more than ‘death squads’, not unlike the notorious death squads which existed in many Latin American countries (p.233).

The fourth objection is that the entire policy relies on accurate intelligence i.e. knowing who these alleged Taliban leaders are. Accurate intelligence was something the Brits never had in either Basra or Helmand. None of them spoke the language. They had to rely on local sources and Ledwidge gives some bleakly funny examples of one or other gang of businessmen or drug barons ‘tipping the British off’ about dangerous ‘Taliban leaders’ who the Brits then dutifully arrested in a violent and destructive raid but when they interrogated them, slowly and embarrassingly discovered that so-called ‘Taliban leaders’ were in fact heads of a rival business or drugs gang. In other words, the Brits were routinely played for patsies, useful idiots who could be twisted round the little fingers of savvy local drugs barons and warlords.

So decapitation doesn’t work, you lose the moral high ground, and you multiply your enemy. But it was this desperate expedient, the tactic of a force which has lost the battle, which the Brits resorted to in both Basra and Helmand.

And these counter-productive and sometimes farcical efforts were then publicised by army press and media officers as successful raids, listing the amount of weaponry captured and ‘insurgents’ killed, puff stories and completely meaningless figures which were then reported in the British press, and passed up the chain of command to eventually be shown to naive politicians in PowerPoint presentations which proved how we were winning the war and would bring peace and plenty to Iraq and Afghanistan any minute now, we’re just turning the corner, just give us another billion to finish the job, Prime Minister.

Cause of the destruction

So many civilian deaths were caused because the Brits would go out on a patrol, almost immediately be ambushed and surrounded and start taking casualties, and so radio in for air support. Up would come an Apache attack helicopter armed with guns firing high calibre rockets designed to penetrate Soviet tanks into urban areas packed with houses built of breeze blocks or mud bricks. The choppers might have fought off the attackers but they also devastated all the buildings in a large area (p.82).

This destruction of the centres of every town in Helmand was the direct consequence of not sending enough troops. More troops could have defended themselves better without calling in death from the air. Inadequate troops had to call in what was effectively heavy artillery. The shitty British tradition of trying to do it on the cheap ended up destroying Afghan towns and massacring Afghan civilians.

Imagine your house was completely destroyed in one of the Brits’ pointless ‘pacification’ exercises, maybe your wife or son or brother killed or injured, and the local resistance offered you a stipend to take up arms and help drive these wicked invaders out of your homeland. It would not only be your patriotic, tribal and family duty, but you’d want to do it, to be revenged.

And so the Brits spent years devastating and destroying the very towns they said they’d come to rebuild and ‘develop’. Madness. This pattern continued for four years, ‘an operation that was in a state of drift, chaotically bereft of credible strategy’ (p.91).

Six months rotations

Everything was made worse by the Army’s policy of 6 months rotations. Every 6 months battalions would be rotated home and an entirely new troop came in with new officers and men who didn’t have a clue about their surroundings. The system tended to incentivise each new commanding officer to devise and carry out pointless engagements known as ‘signature operations’ (p.90). British commanders, like middle managers everywhere, have to be seen to be doing something, even if their violent and entirely counter-productive little operations worked against the long-term aims of the deployment i.e. securing the population (p.99). None of the officers had long-term interests. They were only there for 6 months which leads to loss of knowledge, loss of continuity, and continual chopping and changing of plans (p.144).

Allying with a corrupt government

And yet another fundamental flaw: the Brits were meant to be defending ‘the government’ but it took senior Brits many years to realise the ‘government’ in Kabul was no better than a congeries of gangs and cliques and criminals carving up budget money and resources among themselves and their tribes. The mass of the people despised and hated the so-called ‘government’ and we…allied ourselves with them (p.95).

Allying with criminal police

On the ground the Afghan ‘police’ were even worse than the Iraqi police. Iraqi police were notorious for corruption – under Saddam their main occupation was stopping traffic at checkpoints and demanding bribes. But the police in Helmand Province were significantly more vicious; they extorted money with menaces, notorious for raping women and boys. Every police station had a ‘fun boy’ or house catamite for the officers to sodomise (p.76).

Thus the British were seen to be supporting and helping murders, rapists and extortionists. Ledwidge quotes an aid worker getting a phone call from terrified civilians, after the British ‘secured’ an area of Sangin so that the ‘police’ could sweep through the area looking for the bad guys but, in reality, raping at will and extorting money at gunpoint (p.85). The British allied themselves to the most criminal element in Afghan society. Thus it is absolutely no surprise to learn that everyone, without exception, wanted the rapist-friendly, town-destroying ‘Angrez’ to leave as soon as possible (p.95).

The appeal of the Taliban

The British ‘strategy’ enabled the Taliban to present itself as the representatives of impartial justice and security. After all, that had been their achievement when they came to power in 1996: ending years of civil war between rival warlords. ‘The single most effective selling point of the pre-9/11 Taliban was justice’ (p.94). They could offer what the British couldn’t and slowly the majority of the population came to prefer rough justice to criminal anarchy.

‘The Taliban did not even have a bakery that they can give bread to the people, but still most people support the Taliban – that’s because people are sick of night raids and being treated badly by the foreigners.’ (Afghan farmer, quoted p.233)

Legacy

The deployment of 16 Air Assault Brigade had been nothing short of disastrous. Bereft of insight or perspective of any point of view except the most radical form of ‘cracking on’ they had left a legacy of destroyed towns, refugees and civilian casualties…They had set a pattern of dispersed forts, difficult to defend and even more difficult to support or supply. (p.87)

All this explains why, in 2010, the Americans had to bail the British out and come and secure Helmand, exactly as they had had to take over Basra after the British miserably failed there as well. The Yanks were cheered on arrival in Garmshir, not because they were American, but simply because they weren’t British.

A mission that had begun with high hopes of resurrecting Britain’s military reputation in the eyes of its American allies had resulted only in reinforcing the view that the British were not to be relied on. (p.105)

If Basra damaged the military side of the so-called ‘special relationship’, then Afghanistan destroyed it (p.106). The British ambassador to Afghanistan reflected that the entire campaign was ‘a half-baked effort’ (p.105).

In 2013 Prime Minister David Cameron declared ‘mission accomplished’ (these politicians and their lies) and by the end of 2014 almost all British combat troops had been withdrawn. What Ledwidge didn’t know as he wrote the second edition of this book in 2016 was that 6 years later Joe Biden was to withdraw the final US troops from the country which fell within a week to the same Taliban who the Brits cheerfully claimed to be eliminating in 2007 and 2008 and 2009. Was it all for nothing? Yes, except for legacy of bitterness and hatred it left behind. Ledwidge quotes journalist Jean Mackenzie:

I never met an Afghan who did not hold the view that the British were in Helmand to screw them. They hate the British viscerally and historically. Even if they had been competent there was no way the British were going to do well there. But when they came in with gobbledeygook about ‘robust rules of engagement’ and started killing Helmandi civilians, that was it. (p.107)

It is obvious what a huge gap separated the reality experienced by most Afghans and the story the Brits told themselves and, via their sophisticated Comms and Press teams, told the British people and the world. ‘Lies’ is the word that springs to mind. ‘Propaganda’, obviously. ‘Spin’ is the term that was used by New Labour and its media manipulators. But maybe closer to the truth to say comprehensive ‘self deception’.

The weak point of counterinsurgency theory

Counterinsurgency can only work in a state with a strong or supportive government. What the Americans and British in Iraq and Afghanistan told themselves they were doing was supporting ‘government’ forces against insurgents. The problem was that the ‘government’ itself was highly partisan or weak or both, and its representatives on the ground were corrupt and violent and ineffective. Under those circumstances the native populations made the rational decision to opt for the only force which had in the past ensured basic security, the Mahdi Army in Iraq and the Taliban in Afghanistan (p.108). Backing weak governments tends to encourage ethnic nationalism as the only viable alternative.

Sucking up to the Yanks

Damningly, the conclusion Ledwidge comes to is the reason there was never any coherent strategy in either Iraq or Afghanistan, the reason the British generals and majors and soldiers never really knew what they were meant to be doing, is because both campaigns really, in essence, had only one aim: Tony Blair’s wish to suck up to the Americans. Blair wanted to be a player on the world stage, to secure his fame, to stand shoulder to shoulder with the Yanks in their War Against Terror, thought Britain could be the older wiser Athens to America’s bigger richer but unsophisticated Rome, blah blah blah, yadda yadda yadda.

The goal of being America’s best friend may be despicable or admirable according to taste, it doesn’t really matter, because the practical outcome was that the British Army was pout to the test and failed, not once but twice, failing to provide security and something like peace in both southern Iraq and southern Afghanistan. Both times the American army had to move in and take over and did a much better job. So the net, high-level result was the exact opposite of Blair’s wish to be seen as America’s number one best friend. As Ledwidge puts it, if Basra damaged the so-called ‘special relationship’, Helmand destroyed it (p.106).

3. Libya

2011 the Arab Spring began in Tunisia and protests spread to Libya and Egypt. In Libya anti-government protests broke out in the eastern city of Benghazi. The West worried that Colonel Gaddafi was about to send armed forces to massacre protesters so France, the UK and US sponsored UN resolution 1973 justifying ‘intervention’ to save lives and establishing no fly zones, the concept pioneered in Iraq to protect the Kurds in 1991.

On this basis the French launched lightning air strikes against Gaddafi’s forces as they entered Benghazi and threatened to attack protesters, and in support of the rebel National Transitional Council. As usual, there was a lot of high-minded guff about protecting civilians and how regime change was the last thing on our minds, but there was steady slippage and the bombardments increased to actively support the rebels and quell the government forces.

In June 2011 Ledwidge was deployed to Libya as a ‘stabilisation officer’. On 20 October 2011, Gaddafi was tracked down to a hideout in Sirte, surrounded by the usual clamouring rabble, and beaten and shot to death. There’s grim, dispiriting footage of the event in this this American news report.

Anyway, the point is, you get rid of a long-ruling dictator who’s been holding his country together via repressive, feared security forces and…does it overnight turn into Holland or Vermont? No. It collapses into civil war between rebel factions and into the power and security vacuum come…Islamic terrorists. Exactly as happened in Iraq.

Thus, Ledwidge tells us, Libya under Gaddafi from 1969 to 2011 never harboured any Islamic terrorists. In the years since his fall it has become the North African base of Islamic State and other extreme Islamic groups who use it as a base to launch attacks into neighbouring countries.

Ledgewick’s thematic critique

Part two of the book (pages 117 to 281) moves on to consider general points and issues raised by the three wars. These are so many and so complicated that I’ll give only a brief selection. They’re addressed in chapters titled:

  • Dereliction of Duty: the Generals and Strategy
  • Cracking On and Optimism Bias: British Military Culture and Doctrine
  • Tactics without Strategy: The Counterinsurgency Conundrum
  • Managing Violence: the Question of Force
  • Strangers in Strange Lands
  • Fixing Intelligence
  • Thinking to Win

The armed forces are top heavy. The army has more generals than helicopters. This in turn breeds groupthink. All senior officers are trained at one college where they are taught to think the same.

Another aspect of the overpopulation of generals is none of them stand up to politicians. Ledwidge gives examples from the Second World War and Malaya of generals demanding that politicians are absolutely clear about the goals and ends of campaigns. He also says generals from previous generations were blunt to politicians about risks. He describes the detailed explanation of the risks of failure give to Margaret Thatcher about the Falklands War. Whereas none of the umpteen senior generals overseeing the deployment to either Iraq or Helmand appears to have explained to the politicians (Blair, Brown) the very serious risk of failure. Trahison des généraux.

On the contrary, many suffered from optimism bias: ‘the tendency to overestimate our chances of positive experiences and underestimate our chances of negative experiences.’ Ledwidge gives examples of junior officers whose frank and candid assessments of situations were criticised as defeatist or even unpatriotic. Very quickly they learned to gloss over setbacks and accentuate the positive. If this pattern is repeated at every run going up the ladder, then by the time it reaches the politicians military reports tell them we’re winning the war when we’re in fact losing it. Or encourage them to take further bad decisions on the basis of bad intelligence (pages 160 to 170). John Reid later testified that the generals said it would be no problem having a major troop deployment in Iraq and Afghanistan simultaneously (p.162)

Politicians don’t understand the army. Blair went out of his way to praise the army in his appearances before the Chilcott Enquiry by saying they have such a ‘can-do’ attitude. Except that it turned out that they can’t do. At all. But clearly that’s not what they told him. In the war, in Malaya, in the buildup to the Falklands, generals made the political leaders very aware of the risks. But ahead of Iraq and Afghanistan they appear not to have. The attitude was ‘Yes, Prime Minister’, kowtowing and acquiescing. Craven.

There are a number of reasons for this. 1) One is pusillanimity i.e. generals being scared a) about their own careers b) about funding for their service, if they appeared reluctant. 2) Another is groupthink: they all agree and all fall in with political will.

3) Ledwidge explains another reason by quoting Max Hastings as saying that the British Army has a long and venerable tradition of failing to send enough men, of trying to do things on the cheap, with not enough troops – a policy which has resulted in a whole series of catastrophes, all of which are air-brushed out of history.

It’s connected to 4) the belief that the British Army is somehow special; that its role in World War Two, in various colonial pacifications, in Northern Ireland, then in Bosnia and Kosovo, somehow gives it a moral superiority, an integrity and decency and blah blah blah which don’t have to rely on banal details like having enough troops or the right equipment. British exceptionalism.

Itself connected to the long-held view that the British somehow won the Second World War, although the soldiers and logistics in the West were mostly American, and the war in the East was, obviously enough, won by the enormous sacrifices of the Russian Army. Yet somehow the belief lingered on through the generations that because we ‘stood alone’ against Hitler and suffered through the Blitz, we were the moral victors of the war. Which in turn leads to 5) the view that we’ll muddle through, that it will all come right because, well, we’re the good guys, right?

All of which explains why the narratives we tell ourselves (and government spin doctors and military press officers tell us) – that we are the good guys coming in to get rid of the terrorists and rebuild your country for you – are so completely at odds with the practical impact we actually had on the lives of people in Iraq and Afghanistan and, to a lesser extent, Libya. And why we couldn’t understand why so many of them came to hate us, tried to kill us, and rejoiced when they drove us out of their countries.

Red teaming

There is an established process to tackle this which is to deploy so-called ‘red teams’ which are simply a group of planners who you pay to think through everything that could go wrong and devise worst case scenarios. To think a plan through from the point of view of the enemy and consider what they’d do, where our weakest points are. In fact just before the deployment to Iraq the Defence Intelligence Staff did produce a red team report. It accurately predicted that after a short honeymoon period the response of the Iraqi population would become fragile and dependent on the effectiveness of the post-conflict administration, as indeed it did. But the report was ignored. As you might expect, Ledwidge recommends that ‘red teaming’ plans is made standard practice, as well as a culture of critique being encouraged at every level of the military hierarchy.

Clear thinking about counterinsurgency

Apparently the Yanks got sick of listening to British officers crapping on about what experts they were at counterinsurgency because of our great achievements in Malaya and Northern Ireland. So Ledgwidge devotes a chapter to extended and fascinating analyses of both campaigns, which demonstrates how they were both utterly different from the situations in Iraq and Afghanistan. Maybe the key difference in both was that Malaya and NI both had a functioning government and a large and reliable police force, neither of which existed in Iraq/Afghan. In Iraq and Afghanistan the army was tasked with fighting an insurgency and rebuilding a national government at the same time.

Divided aims

Having a functioning government in place meant that the military was free to concentrate on handling the insurgency and so were not distracted by requirements of state building or infrastructure reconstruction. Yet these were huge issues in both Iraq and Afghanistan and so split the priorities and distracted the strategies for dealing with the insurgency. The army always had two simultaneous but conflicting agendas, in fact three: 1) deal with the insurgency 2) support the creation of a new functioning civil government, along with a new police force 3) try to rebuild infrastructure, power stations and suchlike.

Dividing them into three separate aims like that helps you to understand that any one of those goals would have tested a military presence of modest size, but lumping all three together was an impossible ask. It was too much to ask of any army, but especially one that was undermanned from the start.

Because numbers: 40,000 troops in Malaya + 100,000 reliable police; 28,000 troops in Northern Ireland + tens of thousands of police; but in Afghanistan just 5,000 troops and useless corrupt police. Numbers, numbers, numbers.

More than any other factor, the restoration and maintenance of order requires numbers (p.24)

Ledwidge uses various experts’ ratios of troops to civilians to estimate that there should have been at least 50,000 British troops in Helmand, not 5,000 (p.205). At the height of the Troubles there were 28,000 troops in Northern Ireland (p.202).

In Malaya, contrary to myth, there was also a good deal of coercion, many rebels were shot, there were atrocities (village massacres) and something akin to concentration camps was used to round up the jungle population so as to starve the Chinese communist insurgents of support. I.e it was more brutal than rose-tinted legend depicts.

The importance of intelligence

In Northern Ireland the key was intelligence i.e. the British military and security forces got to know the enemy really really well. This in-depth knowledge allowed them to contain IRA campaigns but more importantly, paved the way for negotiations. And the negotiations which brought the IRA in were carried out by civilians not military.

Ledwidge has an entire chapter explaining traditional definitions of military intelligence, along with ‘the intelligence cycle’ (p.232), a lengthy explanation of why it worked in Northern Ireland (stable government, large reliable police force, length deployments – 2 years – similarity in background between army and IRA, same language), similar culture, values and experiences, down to supporting the same football teams (p.237). None of this applied in Iraq/Afghanistan, which triggers a chapter-long analysis of how modern intelligence seeking needs to be rethought and updated to apply to such demanding environments (pages 231 to 248).

With disarming candour, Ledwidge says sometimes the best intelligence isn’t derived from hi-tech spying but from just talking to journalists, especially local journalists; they often have far better sources than whip-smart intelligence officers helicoptered into a situation who don’t speak the language, have no idea of the political and social setup, and are asked to supply actionable intelligence within weeks. Read the local papers. Listen to the local radio stations. Meet with local journalists.

Ledwidge was himself an intelligence officer within the military, and then a civil rights worker for the Organisation for Security and Cooperation in Europe i.e. as a soldier and a civilian, so is well placed to make this analysis.

All wars are, at bottom, political and require political solutions

Maybe the most important point of all is that counterinsurgency is a political activity. David Galula the French counterinsurgency expert thought that counterinsurgency operations should be 80%/20% political to military (p.177). The military effort only exists to support what must first and foremost be a political strategy (ideally, of negotiating towards a peaceful settlement).

This was the most important point about the Malaya Emergency, that it was run by a civilian Brit, with civilian ends in view.

If [the great military theorist Carl von] Clausewitz tells us nothing else he tells us this: overriding all is the political element. No amount of military nostrums or principles will make up for the lack of a workable political objective, rooted in a firmly realistic appreciation of national interest. (p.188)

The great failure of the British campaigns in Iraq and Afghanistan was that they became entirely military, became narrowly focused on finding and killing the enemy. Ledwidge associates this with the failed American strategy in Vietnam. In Nam the Americans boasted at their daily press conferences about the number of enemy they’d killed. Military and politicians and public were all led to think that numbers of enemy dead equalled ‘success’. But of course it didn’t. The Yanks killed tens of thousands of the enemy but lost the war because it was a political struggle, for the allegiance of the people.

Thus Ledwidge says he knew the Brits were losing in Afghanistan when he arrived to find the army press conferences once again focusing on numbers of insurgents or ‘Taliban’ killed in each days skirmishes and firefights. Political engagement and discussion had been sidelined in favour of a purely military solution; but there was no purely military solution and so we failed.

Spiralling costs

Did you know it cost £400,000 per year to maintain one soldier in either of these countries? Or that one 1,000 kilo bomb dropped from a plane on a suspect target cost £250,000? Ledwidge says the campaign in Afghanistan cost some £6 billion per year (can that be right?). And for what? Ledwidge estimates the cost of both campaigns to the British government at £40 billion. For nothing.

Better education

The book ends with a chapter comparing the high education standards expected of American officers (and recruits) and the absence of such criteria for the British. He reviews the astonishing number of senior US generals with PhDs, something I noticed in Thomas Ricks’s book about Iraq, and which backs up Emma Sky’s experience that all the senior US officers she worked with are astonishingly well educated and erudite. Not only better educated, but more flexible in their thinking. Having attended civilian universities for several years they are used to free and open debate and to defending their opinions and analyses in open forums – something British army officers are actively discouraged from doing. Ledwidge gives names of British army officers who’ve written essays critical of the army whose publication has been blocked by MoD officials, or who have chosen to resign from the army altogether in order to publish their book.

Due to the US army’s encouragement and lavish spending on higher education for its officers, there are currently more American army officers studying for research degrees in British universities than British army officers (p.260).

With the ever-growing role of cyberwarfare, Ledwidge cites a contemporary Chinese military theorist, Chang Mengxiong, who says that future wars will be about highly skilled, well-educated operatives – not clever but conformist generals promising they can do anything to naive politicians, then ‘cracking on’ and muddling through the dire situation they’ve got their men into, killing more and more innocent civilians, retreating to embattled forts and finally retreating with their tails between their legs. It’ll be about fighting smart. (From this perspective, the Russian invasion of Ukraine seems even more blundering, brutal and outdated.)

Ledwidge’s recommendations

Our generals were not up to the job. We need better ones. The number of one-star and above generals across all three services should be cut from 450 to 150. We don’t need 130 major generals or 800 full colonels.

Senior officers need to be drawn from a more diverse pool, not just in terms of gender and race, but expert civilians should be encouraged to join the army, and take officer training.

To reach the rank of general you must take an in-depth course in strategy (currently not necessary). Parts of this could be offered by senior business people and academics who specialise in logical thinking.

The savings from getting rid of hundreds of senior officers who do little more than fill committees and shuffle paperwork would generate savings which could be invested in training courses at civilian institutions, such as universities, such as the US Army pays for its senior generals to take, in order to produce soldier scholars.

The army keeps buying ridiculously expensive hardware which turns out to be irrelevant to the kind of wars we are now fighting. Part of that is down to the blatant corruption of the senior staff who make purchasing decisions and who, upon retirement, take up lucrative directorships at the very companies they’ve awarded billion pound contracts to. They should be forbidden by law from doing so for at least five years after leaving the services.

The chances are the next really serious threats we will face to our security come from either a fully armed massive Russian army, or from lethal cyberattacks. Since successive governments have cut defence budgets and successive general staffs have frittered it away on expensive hardware, the more basic elements of a functioning military have been overlooked, most importantly the ability to think, process and adapt very fast to probably fast-moving threats.

Hence the need for a broad-based strategic education, and not the narrow, tradition and conservative fare dished up at Sandhurst or the Joint Services Command and Staff College (JSCSC) at Shrivenham.

Conclusions (mine, not Ledgwidge’s)

1. Never believe anything the British Army says about any of its campaigns.

2. Whenever you hear a preening politician or ‘expert’ journalist crapping on about ‘the special relationship’ between the UK and the US, remember the humiliating shame of the British Army having to be bailed out not once but twice by the American army from jobs it had volunteered to do and egregiously failed at. Remember the roster of senior US military figures Ledwidge lines up to testify that the Americans will never trust the British Army again.

3. Never, ever, ever send the British Army on any more ‘security and reconstruction missions’. They will not only miserably fail – due to lack of intelligence, planning, failure to understand the nature of the conflict, refusal to use modern intelligence approaches and above all, cheapskate paltry numbers and lack of resources – but they will make the situation worse, occupying wretched little platoon forts which become the epicentres of destructive firefights, devastating town centres, leaving thousands dead. And sooner or later they will have to be bailed out by the Americans.

In making and executing strategic decisions both senior officers and politicians should understand the basic limitations on capability and be fully apprised of potential failure. (p.138)

4. Dictators in Third World countries may be evil but, on balance, better than the alternatives, these being either a) the situation created by invading US and UK forces in Iraq and Afghanistan (insurgency, terrorism, devastation) OR the situation created by a failed attempt to overthrow a dictator, as in Syria, i.e. anarchic civil war, huge numbers of civilian deaths, millions of wretched refugees and the explosive growth of terrorism.

Maybe stick with the dictator. Evil, but limited and controllable evil, which is better than the other sort.

One-sentence conclusion

After the expensive failures in Iraq and Afghanistan and the hasty and counter-productive involvement in Libya (the 2011 bombing campaign to support Gaddafi’s opponents), two fundamental criteria must be applied to any thought of similar interventions in the future:

Before any military commitment it is essential that: 1) a clear political objective be set, and that 2) sufficient resources be made available to get the job done. (p.274)


Credit

Losing Small Wars: British Military Failure in the 9/11 Wars by Frank Ledwidge was first published by Yale University press in 2011. References are to the YUP paperback of the second edition (2017).

New world disorder reviews

The Gamble: General David Petraeus and the American Military Adventure in Iraq, 2006 to 2008 (2009)

“All armies get it wrong at the beginning; the question is who adapts fastest.”
(British military historian Michael Howard quoted by Elliot Cohen, page 100)

‘All Americans make promises but nothing ever happens.’
Iraqi housewife complaining why there was still sewage in the street outside her house 5 years after the Americans invaded and promised to fix it (p.175)

Fiasco, a brief recap

Thomas E. Ricks won acclaim with his award-winning book, Fiasco: The American Military Adventure in Iraq, published in 2006. That book gave an extraordinarily detailed, high-level account of the mind-bogglingly stupid, arrogant, ignorant and incompetent decisions made by senior American officials (Vice President Dick Cheney, Secretary of Defence Donald Rumsfeld, Deputy Secretary of Defense Paul Wolfowitz and under secretary of Defense for Policy, Douglas Feith) in the run-up to the March 2003 US-led invasion of Iraq.

Within a year it had been conclusively proven that a) Saddam had no weapons of mass destruction and b) had no links with al Qaeda, the Islamic terrorist organisation which carried out the 9/11 attacks on New York and Washington. In other words, the instigators of the invasion (Cheney et al) had grossly misled the US political system, the media, the American public, and the world at large, via its utterly incorrect briefings at the United Nations.

Not just that, though. Ricks’s book is named Fiasco because he shows in excruciating detail, and with extraordinary access to senior officials in the Defence Department, State Department and, above all, the US military, how catastrophically bad decisions were taken all down the line, misjudgements and bad calls which led to the post-invasion ‘reconstruction’ of Iraq quickly degenerating into chaos out if which emerged the anti-occupation insurgency, alongside a civil war which developed between militias from the Sunni and Shia communities.

The stupidity can be boiled down to two main errors:

  1. Rumsfeld’s insistence that the invasion and occupation be carried out with far, far too few US troops on the ground; Ricks shows him consistently paring back Army estimates of how many troops on the ground would be needed
  2. the complete absence of a detailed plan for the reconstruction’ of Iraq, or even for the aftermath of the war, because the idiots in charge (Cheney et al) thought the Iraqi people would pick themselves up, return to work, set up a functioning government and rebuild their country using their own oil revenue, all within a couple of months of the overthrow of Saddam

These key assumptions and all the individual tactics and plans which were based on them – ‘the botched handling of the first three years of the war’ (p.116) – turned out to be disastrously wrong (p.102), but the entire situation was turned toxic when the man appointed as America’s viceroy in Iraq, head of the Coalition Provisional Authority L. Paul Bremer, took the intemperate (i.e. against a barrage of opposition and informed criticism) and catastrophic decisions:

  1. to deprive any member of Saddam’s ruling Ba’ath Party of their jobs, on the analogy of the denazification process applied to post-war Germany
  2. to disband the Iraqi Army, police and security services, with the naive idea that US forces would then train new ones, starting from scratch, inculcating democratic values etc

Thus, with the stroke of a pen, over 500,000 highly trained and motivated men and women lost their jobs, their careers and their incomes. After initial protests and appeals many of them went to form the core of the insurgent forces and militias which were to attack US forces and each other for the next 8 years.

More subtly, the Iraqi Army had provided a unifying force in a country made up of fractious ethnic and religious groups, namely (from south to north) Shia and Sunni Muslims, and the Kurds in the north. Removing one of Iraq’s core unifying institutions made the country’s collapse into disparate regions and ethnic civil war far more likely.

Factor in the fact that Rumsfeld’s obstinate insistence on sending far fewer troops than were required led to army barracks and ammunition dumps all over the country being left wide open to be looted by would-be terrorists, insurgents and militias, and you could hardly have create a more perfect recipe for a complete shitstorm.

And the shit really hit the fan when the steadily worsening security situation (i.e. widespread lawlessness, robberies, murders, rapes, attacks on occupation forces on a daily basis etc) crystallised into two contemporaneous uprisings: one among the followers of ‘radical’ Shia cleric Muqtada al-Sadr, at first in the eastern slums of Baghdad and then spreading across the Shia south; at the same time as the mostly Sunni city of Falluja to the west of Baghdad, was scene of a massive uprising – both in April and May 2004.

Suddenly the mostly US occupying forces were thrown into more intense urban fighting, with higher casualties, than in the initial invasion back in March and April 2003. And that was the point in the story – with the Fallujah and Sadr City risings – where Ricks ended his first book.

The Gamble

This book is by way of being the sequel to Fiasco, picking up exactly where its predecessor left off. It covers a very specific time period, from autumn 2005 to autumn 2008 – three years – and, although it is, like Fiasco, staggeringly detailed, with extraordinary access to senior military figures who talk with astonishing candour about the political and military foul-up the Americans had landed themselves in – it is, in a sense, a fairly simple story.

It describes the agonisingly slow process whereby senior figures in the US Army slowly came to realise that they were fighting the wrong kind of war. The occupying forces were continuing to fight a conventional war in which the aim is to identify your enemy (hopefully wearing a nice identifiable uniform) and kill as many of them, and degrade their military or civilian infrastructure to such a degree, that their leaders are forced to sign a peace treaty, and then You Have Won.

Only slowly, during the course of 2004 and 2005, did senior officers in the large unwieldy Army bureaucracy and the Pentagon, come to heed the voices that had been advising that the army was in fact fighting a completely different kind of conflict: it was battling an insurgency and thus had to completely switch tactics in order to implement a counterinsurgency.

The last 100 or so pages of Fiasco had, in fact, already expressed this idea at some length, repeatedly, and so there is quite a strong feeling of repetition about the start of The Gamble. Once again we are introduced to the gurus of counterinsurgency, from Lawrence of Arabia with his 27 Articles (1917), to the counterinsurgency manual of Frenchman David Galula, ‘Counterinsurgency Warfare: Theory and Practice’ (1964), and John Nagl’s ‘Learning to Eat Soup with a Knife: Counterinsurgency Lessons from Malaya and Vietnam’ (2002) and then the 2007 paper, ‘Countering Global Insurgency’, by Australian soldier, David Kilcullen, which, amazingly enough, persuaded Petraeus to invite Kilcullen to come and work for him in Iraq as his counterinsurgency adviser.

Ricks repeats (and repeats again) the simple insight at the core of counterinsurgency theory which is that the population is the prize. Insurgents wear no uniforms, move freely among the general population, choose their own opportunities to emerge from the general population to mount ambushes, plant bombs and so on, before melting back into the crowd. They are able to do this in part because they terrorise the general population, often spending as much time killing their own fellow citizens for speaking against them or in any way helping the hated occupier.

So the only way to crush an insurgency is to separate the insurgents from the population and the only way to do that is to win over the general population to your side; and the way you do that is to break up the super-barracks the Yanks had built around Iraq, and instead create scores of smaller posts embedded throughout the cities and towns; to patrol regularly and visibly; to create law and order on the streets. It is emphatically not to kick down the doors of then houses of suspected insurgents, terrify everyone inside and humiliate the man of the house in front of all his relatives; that merely adds one more fighter to the insurgency. The way to behave is with elaborate respect for all citizens, assure them of your protection, respect their culture (especially the sacrosanct nature of hospitality and the respect due to male heads of households, communities or tribes). Ditto detainees, who must be treated according to the Geneva Convention and legality.

Above all try to restore the sense of law and order on the streets – which the Americans had so decisively lost in the first few days of wild looting after the conquest of Baghdad – and protection for everyday citizens from violent criminals and homicidal militias.

Ricks’s narrative describes how these ideas were expressed by scattered officers, academics and teachers within the huge Army bureaucracy, and then were taken up by General David Petraeus who, through a series of complex political manoeuvres, was appointed commanding general of the Multi-National Force Iraq in February 2007 and then wangled the resources – i.e. extra money and five brigades of extra troops – to try and implement this complete turnaround in the Army’s policy.

The notable increase in soldiers on the ground came to be referred to, in the media and then more widely, as ‘the Surge’ and an awful lot, from President George Bush’s political career to the reputation of the US Army throughout the Middle East and around the world, came to rest on it.

That’s what the title refers to and the book describes: the enormity of the stakes involved in what amounted to a humongous gamble to try and wrest back control of an Iraq policy and an armed occupation which had spiralled out of control.

Failed hopes of handing over

My summary so far doesn’t refer to two other important points. From the end of the invasion phase in May 2003 onwards the administration (Bush, Cheney, Rumsfeld, Wolfowitz) came to cling more and more desperately to two shibboleths: 1) that once the Americans had supervised elections and gotten a democratically elected government in place, the Iraqis would take over their own country; and 2) that this would be done via the Iraqi Army and police force which the Americans were training up. The mantra Bush kept repeating to the press was ‘We step down as they [the Iraqi security forces] step up’.

But both policies hit big snags. Not one but two elections were held in Iraq in 2005, in January and December, but had almost entirely negative consequences: The January one was to create a transitional government which would draft a constitution for a successive vote. But in January 1) much of the minority Sunni population boycotted them (voter turnout was as low as 2% in the Sunni Triangle of Al Anbar province) thus confirming what was likely anyway, which was that most elected officials and the government itself was dominated by Iraq’s Shia majority; 2) which, instead of defusing, crystallised and exacerbated sectarian divisions (and violence) across the country (p.32). Just during the January election there were more than 100 armed attacks on polling places including nine suicide bombers, killing at least 44 people.

(Reading statistic like this again and again and again and again makes you marvel at the Iraqis’ dedication and commitment to murdering as many of their fellow citizens, fellow Arabs and fellow Muslims as possible, and utterly screwing up their country as much as they could. It was the scale of the mayhem which prompted Petraeus’s adviser Emma Sky in 2007 to call Iraq a failing state, p.147.)

The same level of violence accompanied the December 2005 election, alongside accusations of fraud and vote-rigging, and extremist language from countless clerics denouncing democracy as an evil alien ideology. Just a few months later, on 22 February 2006, the bombing of the Golden Dome Mosque in Samarra, an important Shia shrine, really kicked off the hyper-violent sectarian conflict (p.32).

But while a violent civil war was kicking off, 3) it took Iraq’s squabbling political class five months to cobble together a ‘government of national unity’ under Prime Minister Nouri al-Maliki. a) The excruciating slowness of the process, while car bombs and murders and kidnappings ran out of control across the country disillusioned many with the concept of democracy, which just seemed to be a synonym for inaction and corruption, and b) al-Maliki was in hock to his Shia supporters and, in Ricks’s narrative, becomes part of the problem for protecting the Shia militias carrying our murderous ethnic cleansing of Baghdad’s Sunni districts.

In Sunni neighbourhoods that had been ethnically cleansed, patrolling soldiers often found piles of executed bodies and vacant houses with blood smeared on the walls.(p.166)

Far from solving the problem, the Shia-dominated government turned out to compound the problem. One example: the Ministry of Health employed Shia militiamen who murdered Sunnis who applied for medical care (p.156). Another example: American officials meeting Iraqi government ministers could never be sure whether the ministers had tipped off the militias who would then try to assassinate the Americans en route to the meeting (p.158). Not really the beacon of democracy Cheney and Rumsfeld swore Iraq would become in a matter of months.

The neo-conservatives’ other hope was that ‘as they stand up, we can stand down’ i.e. as the Iraqi Army and police were trained and began serving, the Americans could reduce their involvement and begin to draw down their forces i.e. leave. This assumption (like all the neo-cons’ assumptions) turned out to be grotesquely flawed because the Iraqi Army and police force turned out to be useless. Army units refused to deploy anywhere but their home district – Ricks describes several occasions on which newly qualified Army units mutinied, tore off their uniforms and deserted their barracks rather than be shipped to another part of the country to support or replace American forces. And they were caught up in the sectarian division of the country i.e. were Sunni or Shia first and Iraqis second. And the police in particular, as well as turning a blind eye to militias from their own ‘side’ were breath-takingly corrupt. In Baghdad US forces found they had to ban the Shia-dominated police from even entering Sunni areas where they were regarded as murderers (p.168), reminiscent of Northern Ireland and Yugoslavia where the security forces ceased to operate above the conflict but became completely identified with one side.

Both these strategies came, by the new boys (Petraeus and his commander in chief Ray Ordieno and their council of advisers) to be referred to pejoratively as ‘rushing to failure’. They had to be dropped.

So George Bush’s decision to acquiesce to mounting calls to change strategy in Iraq referred not only to a change of narrow military doctrine (from war to counterinsurgency) but a wider acknowledgement that the policy of waiting for Iraqi politicians and security forces to take charge of their own country was also not working.

Fastabend’s essay

General David Petraeus was appointed senior military leader Iraq early in 2007. Lt General Ray Ordieno was appointed his number 2, in charge of day to day operations. Major-General David Fastabend was appointed director of strategic operations to Petraeus. He wrote an essay listing some of the complete turnarounds in American policy which were required:

  • there was a hole in the centre of the Iraqi state where the government should be, providing law and order but wasn’t; the militias had stepped in to provide it but the Americans had to occupy that space
  • eliminate extremists not by killing them (more will spring up) but working with them; convert them from terrorists and militia into neighbourhood watches – this was pursued by putting over 100,000 former Sunni insurgents onto the US payroll as ‘the Sons of Iraq’ (p.204)
  • reach out to the radical firebrand oppositionist Shia leader Moqtada al-Sadr – this succeeded when al-Sadr declared a ceasefire in mid-2007 (p.201)
  • ignore the national politicians; work at regional and local level to reconcile Sunni and Shia

Another way of conceptualising the US failure in Iraq is that it fought the war it wanted and not the war that was needed. Dazzled by their status as sole superpower and shiny weaponry and sexy drones and laser-guided missiles and supercomputers, the Yanks thought their technological superiority guaranteed victory in any war. I.e. they lost sight of the fact that war is about people. And war in a catastrophically failed state is about working with the people, over the very long term, to rebuild the state one village, one town, one tribe, one region at a time. Long-term, low-tech, high manpower commitment. ‘Slow, ambiguous operations built not around technology but around human interactions’ (p.162).

America’s reluctance to commit troops and resources, its reluctance to lose even one soldier in combat, its reluctance to admit to itself that it is now an empire, is the subject of Michael Ignatieff’s incisive criticism in Empire Lite.

Points of interest

‘There are two kinds of plan, those that fail and those that just might work’ (p.159).

Rather than recap the entire narrative, I’ll select points of interest:

Ethnic cleansing

I hadn’t realised that in 2005, 2006 and 2007 the Iraqis were practicing ethnic cleansing identical to that in former Yugoslavia: in Baghdad in early 2006 Shia militias carried out car bomb attacks and massacres on Sunni communities and Sunni militias struck back on a daily basis killing 20, 30, 40 civilians every day.

Abbreviations

The group within the National Security Council lobbying for an increase in US troops in Iraq called themselves ‘the surgios‘.

MAMs = middle-aged males, an army category of detainee or prisoner (p.107).

AQI = al-Qaeda in Iraq.

Wasta – Iraqi term for clout, pull, connections, the power to get things done, which in turn generates respect.

Communitarian values

The Americans at all levels were obsessed with their own Western mindset of one-man, one-vote democracy based on the primacy of the atomised individualism produced by advanced capitalist societies. Iraqi society, on the contrary, was based around communitarian values based on respect and dignity, ‘dignity and respect, the core values of Iraqi culture’ (p.213). It took the Americans four years to understand this.

Stability over democracy

Part of the rethink was recalibrating the goals; instead of the Rumsfeld-Wolfowitz aim of setting up Iraq as a beacon of democracy and transforming the entire Middle East, the new Petraeus doctrine was to stop Iraq disintegrating into civil war which spilled over into a regional bloodbath (explained on p.164 and p.224).

Victory and Liberty were replaced as goals by stability and accommodation. Realistic minimalism of the army versus the maximalist rhetoric of the poltroon politicians. (Ahead of his April 2008 testimony to Congress Petraeus referred to himself as a ‘minimalist’, p.287.)

Stability became the goal. Controversially, this involved assessing whether ‘democracy’ contributed to or undermined ‘stability’ and it turned out to be the latter. In other words, the Americans talked their way round to understanding why a failing state like Iraq needs a strong, Saddam-like leader. In fact, American tacticians consulted with Iraqi leaders on just how Saddam had controlled his unruly population and began to borrow his techniques, for example siting many of the troops just outside Baghdad, which is where Saddam based his Revolutionary Guards. Odierno asks himself: ‘What would Saddam do?’ (p.165)

Doing deals

Similarly, a central plank of the surge, and prime cause why violence against US forces fell off, is because the Americans did deals with local Sunni leaders. Many were sick to death of the violence of (Sunni) al Qaeda in Iraq. Interrogations or just conversations with many former insurgents revealed that most of them were hard-up and planted bombs etc for as little as $10 a day. Petraeus organised schemes to take Sunni insurgents onto the payroll which eventually were costing $30 million a month.

But a criticism was that this was also a tactic undertaken by Saddam, who bought off tribal opponents with bribes, allowing sheikhs to create their own tribal armies complete with RPGs, AK47s and so on (p.216). Insoluble problems of Iraqi society.

Examples of Iraqi on Iraqi violence on pages 32, 180, 185, 186, 221, 228, 241.

Contractors

Ricks barely mentions the tens of thousands of security contractors who made a tidy living in Iraq, because they are outside the military and therefore his frame of reference. It is bleakly funny to learn that many contractors paid hefty bribes to local militias to ensure the safety of themselves and those they were protecting, and that the militias then used this money to buy more weapons and ammo to attack the conventional US army – Americans paying militias to kill Americans; terrific system (p.168). At the peak of the surge there were some 156,000 US troops in Iraq but this was beaten by the 180,000 contractors (p.187).

The JAMsters

JAM = Jaysh al-Mahdi, the militia of radical cleric Moqtada al-Sadr, responsible for widespread ethnic cleansing i.e. massacring Sunnis; its members nicknamed JAMsters by many Americans (p.173). Being Arabs, or Muslims, or Iraqis, or just angry young men, JAM factions often fought among themselves. Ricks describes a situation in the Hurriyah neighbourhood of Baghdad when four factions of Jaysh were fighting each other, being Noble JAM, Golden JAM, criminal JAM and ordinary JAM. The Americans called JAM HQ in Najaf and asked them to come and sort it out. This worked because they were paying the JAM authorities respect.

Fear is the key

In Blood and Belonging Michael Ignatieff explains how ethnic nationalism arises when you no longer trust the police or security services to protect you but instead start to fear they will persecute you. Fear is the key motivator, as when, in Iraq, the national police became indistinguishable from the Shiite militias. Who can you turn to to protect you? People like you, ‘your people’, from your tribe or clan or ethnicity or religion. Once this starts to happen it is a downward spiral into tit for tat killings which push communities further apart. Eventually all you can do is physically partition the rival sides to stop them killing each other. Ricks describes the Americans building high concrete blast walls around the remaining Sunni communities in Baghdad to stop Shiite militias carrying out attacks. Peace walls. He appears not to have heard of the similar walls built in Northern Irish cities in the 1980s, the policed checkpoints needed between Serb and Muslim parts of Kosovo (p.173).

Asked in November 2008 what one word best describes Iraq [Ambassador Ryan Crocker] didn’t hesitate: ‘Fear.’ (p.310)

The Brits

The British are only mentioned 3 or 4 times, in the most striking instance when a senior American officer says they’ve basically ‘lost’ in the South i.e. Basra (p.177). As of 28 February 2014 the number of UK personnel deployed to Iraq was 141,640. 179 British Armed Forces personnel or MOD civilians died. Yet by the summer of 2008 Ricks says the Brits had just 4,100 troops at Basra airport ‘doing almost nothing’ (p.268). The dismal British performance is analysed pages 277 to 289.

Darwinian evolution of the insurgents

The insurgents and militias were smart, learned American tactics and behaviours and how and when best to attack. US troops liked to joke that all the stupid and amateurish fighters had been killed off early in the insurgency, leaving the smartest and most adaptive to fight on, becoming steadily smarter and more effective (p.180).

Iraqification

In the kind of high-level conceptualisation which makes his journalism so enjoyable, Ricks suggests that the ‘surge’ (and deals with Sunni insurgents) of 2007 represented the Iraqification of the war. For four years the Americans had been trying to Americanise Iraq; now, at last, they realised they had to let Iraq be Iraq (bloody, tribal, violent) and let themselves be Iraqified (p.219).

Murder board

Petraeus prepared for his September 2007 appearance before Congress by having his inner team submit him to a ‘murder board’ i.e. hit him with the hardest, weaselest questions they could think of (p.245).

Sayings

Good tactics can’t fix a bad strategy (p.160).

An old military aphorism has it that amateurs talk tactics but professionals talk logistics (p.197).

Andrew Krepinevich’s law of the conservation of enemies: Never make more enemies at one time than you absolutely need to (p.223).

It is axiomatic in military affairs that every strength carries its own weakness (p.255).

The cost

By early 2008 the Iraq War, which Cheney, Rumsfeld and Wolfowitz had said would pay for itself, had cost the United States $650 billion, at minimum (p.292).

Afterwards

There are two problems, not so much with the book itself as its place in modern history. The obvious one is that Ricks’s account stops at the end of 2008 (with an 8-page epilogue taking us up to late 2009) and with the whole situation in Iraq profoundly unresolved.

US forces were, in the event, to remain in the country until the very end of 2011 – but even then they left a country in crisis, with the supposedly democratically elected Shia government alienating much of the Sunni population. And this in any case proved to be a brief hiatus since, in summer 2014, US forces had to return to Iraq to combat the new threat of the Islamic State group, which declared a caliphate across parts of north-west Iraq and Syria. US forces were to remain in Iraq for a further seven years (!), from 2014 to 2021.

Written and published so close to the events it’s describing, I had the gnawing sense that The Gamble had been superseded by 15 years of subsequent events, and that therefore many of its judgments might have been rendered obsolete.

This seems particularly true of the second problem which is that, if you Google ‘counterinsurgency+iraq’ you get quite a few articles referring to the whole doctrine Ricks praises being discredited. This is a bummer because the final third of Fiasco is devoted to describing and praising counterinsurgency (COIN) as the way forward, and The Gamble is entirely premised on this military doctrine. If COIN has, indeed, been discredited, then so has the basis of both Ricks’s books.

Whatever detailed, modern (2023) assessments of counterinsurgency in Afghanistan and Iraq conclude, there’s no doubt that they didn’t work in the sense of securing long-term security for their countries, especially Afghanistan, where we all saw the US-trained army and security forces collapse and the Taliban surge back to power in little more than a week in August 2021.

Four thoughts

1. The complexity of the US military machine

As Ricks introduces us to members of the US Army at all levels, of all ranks, in Iraq, back in the States, to serving generals and retired generals, members of the Joint Chiefs of Staff, to educators at West Point and Fort Leavenworth School of Advanced Military Studies, to officials within the White House, the Pentagon, the National Security Council and the State Department, to members of the Senate Armed Services Committee, all kinds of other bodies such as the Defence Policy Board, the American Enterprise Institute, the Iraq Study Group, as well as to academic experts on military history and strategy at place like the John Hopkins School of Advanced International Studies, to commentators and specialist journalists — he builds up a picture of the extraordinarily complicated ecosystem which makes up the US political-military machine. And that’s without mentioning the other two services, the air force and the navy which, of course, have their own vast bureaucracies and hierarchies.

Ricks’s narrative shows that, not only is the US military establishment huge and complex and byzantine, but it is riven with politics and personalities, arguments and ambition, rivalries and debates, which add elements of complication and confusion at every level from the White House downwards.

Reading Rick’s portrait of this vast, lumbering, multi-faceted behemoth helps you really understand how difficult it is to mount a campaign in the first place, and then helps explain the manifold failings and setbacks and false promises and crap strategies which the army of the richest country in the world keeps experiencing.

2. PhDs in the US military

As a footnote to the above, it is also a bit staggering how well educated a lot of these army types are. A lot of the army officers have degrees (impressive) but a surprising number also have PhDs (very impressive). Ricks lists the PhDs in the team Petraeus built around him on page 135. Reminding me of Michael Ignatieff’s comment in ‘The Lesser Evil’ that the US Army is overflowing with frustrated intellectuals. Who’d have thought.

So how does an organisation bulging with over-educated, cleverclogs manage to foul up so often? See point 1. I’ve worked for a number of UK government departments and agencies and have seen at first hand the magical, almost supernatural way in which, the more you fill a room with clever medium and senior-level managers, the dumber the discussion and the worse the outputs.

I personally have sat in a meeting of board members and the chief executive and watched them discussing results which I, the most junior person in the room, charged with monitoring the stats and producing weekl reports, knew to be factually incorrect or were being distorted for political reasons, both internal and external (I mean real politics, deriving from Cabinet and the government).

Should I, the lowliest person in the room, interrupt the presentation being given by the Head of Strategy to the Board and the Chief Executive, and thus embarrass my boss and his boss and his boss; be put on the spot in front of the entire board of the organisation; and with no alternative strategy to propose, just negatively pointing out errors and inaccuracies? Am I likely to speak up in that situation? No, and so I repeatedly watched decisions being boldly taken based on incorrect data and misleading stats.

This is why I enjoyed both Ricks’s books so much, because they really dig down into the psychological reasons behind clichéd expressions such as ‘bureaucratic inertia’ to show why that kind of thing arises and is so hard to combat in practice. It boils down to people being scared of stepping out of the groupthink, being the only one in the room to point out that the emperor is naked, of any sane person preferring to avoid ridicule and rejection, and so going along with decisions they know to be wrong.

3. Iraqi voices but no Iraqi perspective

It’s an obvious point, but this is the account of a man who has for decades been a leading journalist on the Pentagon and the US military. His contacts, his quotes, his grasp of the internal politics and debates within the US Army, the Defence Department, the State Department, the White House, are exceptional.

So there’s lots and lots and lots about the situation in Iraq and America’s military strategy in Iraq and bringing democracy to Iraq and making Iraq a free nation and rebuilding Iraq and the history of Iraq and the religious and ethnic groups of Iraq – all seen from an American point of view, by lots and lots and lots of well-educated US military – but actual voices of actual Iraqis?

Well, it would be false to say there aren’t any, there are – a fair number, in fact, al-Maliki is quoted a lot, as are his advisers, other politicians, al-Sadr, and numerous sheikhs. BUT they are all quoted commenting on American initiatives and American plans and American shortcomings. For a real sense of the Iraqi experience, Iraqi history, Iraq’s political, religious and ethnic challenges, how the Iraqis see it – you’d have to go elsewhere. At the moment I’ve no idea where.

4. Ethnic nationalism

Ricks’s narrative is about the Big Shift within the extended behemoth which is the US political-military machine from a mindset based on winning a war to the mindset of counterinsurgency, which he repeats again and again and again. But my reading of the situation he’s describing is heavily influenced by having just reread Michael Ignatieff’s books about ethnic nationalism and Anthony Loyd’s books about the wars in former Yugoslavia. So what I see is that, while Ricks is praising his heroes for turning the supertanker of American policy in a completely new direction, from 1. a strategy of war-winning to a completely different 2. strategy of counterinsurgency; in the meantime the situation had already passed that point into 3. a civil war between ethnic or religious groups (Sunni versus Shia).

You know the old joke about the late-Victorian British government’s attempts to solve ‘the Irish Question’, that every time the British government thought it had found an answer, the Irish changed the question. Same here. It’s more complicated than that, and Ricks knows more about Iraq than I ever will, but I wonder whether, while he praises Petraeus et al for moving from approach 1 to approach 2, the Iraqis had outmanoeuvred them by moving on to zone 3.

And the thing can be posited about civil wars, especially when they reflect profound ethnic or religious divisions – as in Bosnia or Northern Ireland or Sri Lanka or Sudan – that they are very, very difficult to end, not without partition of the country (as in Ireland and Sudan) or extermination of one party (as when the Sri Lankan government wiped out the Tamil Tigers).

Obviously a huge factor is the well-known leftist position that most of the countries in the Middle East, as in Africa, are the impractical creation of ignorant bureaucrats back in the capital cities of European Empires (especially the British and French) who drew arbitrary borders dividing homogeneous groups and forcing together into new ‘states’ ethnic and religious groups who have nothing in common.

Classically, such naturally fissiparous ‘states’ have to be held together by authoritarian leaders and, when those strongmen are removed, show a strong tendency to collapse into smaller units dominated by one or other ethnic or religious group. Thus Yugoslavia after Tito died. Thus Iraq after Saddam was overthrown. Thus Libya after Qaddafi’s ouster.

Part of the arrogant ignorance of Bush Junior, Cheney and Rumsfeld was thinking Iraq was like Nazi-occupied France; all you had to do was kick out the Nazis and an integrated European nation with a strong secular identity, a citizenry with advanced awareness of their civic rights and responsibilities, would revert to being a peaceful democracy.

But Michael Ignatieff’s visits to the trouble spots he chronicles in his books highlight the problem with this assumption. Ignatieff’s investigations show that such a sophisticated sense of political rights and duties, a widespread sense of civic responsibility, the complex matrix of what development experts call ‘civil society’, take centuries to develop and simply don’t exist in many, probably most, countries in the world.

The Americans removed the dictator and instead of getting a generation of keen young citizens springing up to create a vibrant democracy they got hundreds of thousands of angry militiamen, insurgents and terrorists whose main aim became to massacre as many of the infidel invader or their fellow citizens as possible, in an escalating cycle of tit-for-tat terrorist atrocities.

This sounds exactly like the Bosnia and Kosovo described so vividly by Ignatieff and Anthony Loyd, except so much worse, because exacerbated by the deeply tribal and clan-based nature of Arab culture. It isn’t just the Bosnians against the Serbs as in Yugoslavia; Ricks portrays Iraq as a land with thousands of tribes who all have feuds and vendettas against each other, where tribal or clan loyalty, religious and ethnic allegiance come a long, long way before any thought of the ‘democracy’ or ‘civil rights’ spouted by the invader and their corrupt politicians in faraway Baghdad.

  • ‘One of the mistakes we made early on was not understanding the importance of the tribes,’ Lieutenant General Raymond Odierno (p.110)
  • ‘Tribal society makes up the tectonic plates in Iraq on which everything rests,’ Brigadier General John Allen (p.219)
  • ‘the most powerful socio-cultural dynamic in Iraq, the tribal system…’ Adam Silverman, political adviser to a brigade of the 1st Armoured Division (p.329)

Which begs the really basic question: can such a society ever become a peaceful democracy, as we in the West know it? To which my short answer is, no. Ricks ends his book with a string of first-person testimony from US officers who worked closely with Iraqi politicians, senior police or army officers. Without exception they describe individuals steeped in intimidation, fear and violence who were just waiting for the Americans to leave so they could set about exterminating their enemies. Many of the experts he spoke to predicted a return to civil war, a military coup, or the rise of a Saddam-like dictator.

Here’s highlights of the current Foreign Office advice about travel to Iraq:

The Foreign Office advises against all travel to Iraq and all but essential travel to the Kurdish provinces…Protests [in Baghdad] can, and sometimes do, escalate into violence…Iraq remains subject to regional tensions…You should remain vigilant, have robust security arrangements and contingency plans in place…Terrorists are still very likely to try to carry out attacks in Iraq. You should remain vigilant…There’s also a high threat of kidnapping throughout the country, including from both Daesh and other terrorist and militant groups, which can be motivated by criminality or terrorism.

In a 2006 Senate debate conservative Republican Lindsey Graham said: ‘The American people are beginning to wonder if the Iraqi people can get this right.’ (quoted on page 59). The police chief of Fallujah, a former insurgent named Faisal Ismail al-Zobaie put it simply: ‘No democracy in Iraq. Ever.’ (p.209). Were they right?

Since then

So where is Iraq today? This article gives a brief overview of the current situation. Twenty years after the coalition invasion there are some 2,500 U.S. troops still in Iraq. According to the article this is for two reasons:

  1. to help Iraqi forces in ongoing conflict with the remnants of ISIL in the north-west
  2. to disrupt supply lines from Iran in the east through Iraq, to Lebanon and its ally there, Hezbollah, where Iranian arms could be used in Hezbollah’s ongoing conflict against Israel

Maybe it’s just an awful part of the world and people born in Iraq are condemned to live their entire lives in a violent country, plagued by terrorist atrocities, criminality and continual, low-level religious conflict. So far from the naive imaginings of Cheney, Rumsfeld and Wolfowitz as to be surreal.

Iran

The darkly funniest thing about the whole sorry story is that Saddam’s Iraq had up till the invasion provided a strong, Sunni, Arab bulwark against the power of Shia Iran. With Iraq greatly weakened by the American invasion, Iran has been able to extend its power into Iraq (via tame Shiite politicians and militias) and onwards throughout the region. The biggest single outcome of the American invasion of Iraq has been the empowering of one of America’s bitterest enemies, Iran.

International affairs is undertaken by utopian idiots (Bush, Blair), sorted out by embattled realists (Petraeus), and provides endless black humour to armchair ironists (us).

Humanity

These are the best products of the richest, most powerful nation the world has ever known. Their net achievement? Stupidity leading to mind-boggling violence leading to complete strategic failure.

After immersing yourself in this swamp of arrogant incompetence I don’t see how anyone can believe the rhetoric you hear all the time about ‘combating climate change’ or ‘building a better, fairer world’. The richest, most powerful country in the world spent over a trillion dollars, lost thousands of lives, spent nearly 20 years, and still couldn’t even fix one medium-sized nation among the world’s 200 countries. Nobody is going to save us from our own stupidity.


Credit

The Gamble: General David Petraeus and the American Military Adventure in Iraq, 2006 to 2008 by Thomas E. Ricks was published by Penguin Books in 2009.

Related links

New World Disorder reviews

Orientalism by Edward Said (1978) part 1

(I believe you pronounce his surname Si-, to rhyme with sky, and -eed; Edward Si-eed.)

Orientalism created a big splash when it was published way back in 1978, nearly 50 years ago. It opened doorways into radical new ways of thinking about imperialist history and culture. It has gone on to be translated into more than 40 languages and had an immense influence right across the humanities. It’s a classic of cultural criticism.

An example of its ongoing impact is the way the very first wall label which introduced the 2019 exhibition at the British Museum about the interplay between the Muslim world and Europe – Inspired by the East – quotes page one of Orientalism and then liberally applies Said’s perspectives throughout the rest of the show. It may nowadays be impossible to discuss the cultural and ideological aspects of Western imperialism, specifically as it affected the Middle East and India, without taking into account his perspective and sooner or later mentioning his name.

There are probably four ways of considering the book:

  1. The thesis.
  2. What the text actually says, its discussion of individual Orientalists (I try to give a summary in part 2 of this review).
  3. Its implications and influence.
  4. The practical political conclusions Said draws from his thesis.

Said’s thesis

Said’s thesis is relatively simple in outline and consists of a set of interlocking contentions:

The ‘West’ has always defined itself against the ‘East’. In earlier centuries, Europeans defined Christianity and Christendom partly by contrasting it with Islam and the Muslim world. In the imperial nineteenth century Europeans thought and conceived of themselves as energetic, dynamic, inventive and ‘advanced’ partly by comparing themselves with an ‘Orient’ which was slothful, decadent and ‘backward’.

But this entire notion of ‘the Orient’ is a creation, a fiction, a fantasy, created over centuries by Western scholars and writers and artists. It is a self-contained, self-referential image which is the product of Western fantasies and needs and bears little or no relationship to the confusing and complex reality of peoples and races and religions which actually inhabit the very varied territories which Europeans all-too-easily dismissed as ‘the Orient’.

These fantasies and fictions and fabrications about ‘the Orient’ were created by a sequence of Orientalist scholars, starting in the later 18th and continuing throughout the 19th centuries. Orientalism as a discipline began back in the 18th century with the first studies of Arabic, the Semitic languages and Sanskrit.

The bulk of Said’s text comprises portraits of, and analyses of the work of, the leading Orientalist scholars who, from the late eighteenth century onwards, founded and then developed what turned into an eventually enormous body of work, given the disciplinary name of Orientalism. This far-flung discipline, whose attitudes leeched into arts, sciences, anthropology, economics and so on, set out to categorise, inventorise, define, label, analyse and intellectually control every aspect of life and culture in ‘the Orient’.

This body of ‘knowledge’ ramified out through Western societies: it was packaged and distributed via newspapers, magazine articles, the new technology of photography, and informing, and in turned informed by, creative writing – novels and stories and poems about the ‘exotic East’ – and the arts – painting, sculpture and so on – to produce an immense, self-reinforcing, self-justifying network of verbal, textual, intellectual, ideological and artistic, popular, journalistic and political stereotypes and clichés about ‘the mysterious East’, and its supposedly sullen, childlike, passive, sensual and barbarous peoples.

Eventually this huge network of images and texts became received opinion, idées recues, hardened into ‘common sense’ about the Ottoman Empire, the Middle East and the Islamic world. And all of it – Said’s main and central point – was completely and utterly misleading.

Why did it thrive? How was it used? Said contends that this eventually huge set of preconceptions, this extensive set of prejudices, supported by leading scholars in the field, backed up by the narratives of various explorers and adventurers, given visual power in thousands of lush, late-Victorian paintings of the sensual, slothful, backward ‘Orient’, all this provided the discourse – the network of texts and images and ideas and phrases – which European rulers (of France and Britain in particular) invoked to justify invading, conquering, oppressing and exploiting those countries and peoples.

Orientalism justified empire. Orientalism provided the ideological, cultural, scientific and academic discourse which justified western colonialism.

When imperialist politicians, adventurers, soldiers or businessmen wrote or spoke to justify the imperial conquest and exploitation of the Middle East they quoted extensively from this storehouse of supposedly ‘objective’ academic studies, from supposedly ‘eye-witness’ accounts, from the widely diffused visual and verbal stereotypes and clichés of European artists, from what had become the received wisdom about ‘the Orient’ which ‘every schoolboy knows’ – in order to justify their imperial conquests and ongoing domination. But which were, in fact, the profoundly misleading creations of Orientalist scholars, ethnographers, writers, artists and so on.

The logical consequence of this sequence of arguments or worldview is that all Western narratives and images of the so-called ‘Orient’ produced during the 18th, 19th and indeed the first half of the twentieth centuries, are deeply compromised – because they all, wittingly or unwittingly, to a greater or lesser degree, helped to justify and rationalise the grotesque racism and unfair domination and economic exploitation of an entire region and all its peoples.

Orientalism is not only a positive doctrine about the Orient that exists at any one time in the West; it is also an influential academic tradition…as well as an area of concern defined by travellers, commercial interests, governments, military expeditions, readers of novels and accounts of exotic adventure, natural historians, and pilgrims to whom the Orient is a specific kind of knowledge about specific places, peoples and civilisations. (p.203)

Compromised learning

Said’s basic premise is that all knowledge, including academic knowledge, is not pure, objective truth, but highly constrained and shaped by the society, and people, which produced it.

My principle operating assumptions were – and continue to be –that fields of learning, as much as the works of even the most eccentric artist, are constrained and acted upon by society, by cultural traditions, by worldly circumstance, and by stabilising influences like schools, libraries, and governments; moreover, the both learned and imaginative writing are never free, but are limited in their imagery, assumptions, and intentions; and finally, that the advances made by a science like ‘Orientalism’ in its academic form are less objectively true than we like to think. (p.202)

Foucault

Said is a chronic name-dropper. He namechecks what has become the standard sophomore checklist of French and Continental literary and political theorists so very fashionable when the book was written. Thus he refers to Walter Benjamin, Antonio Gramsci and Louis Althusser. It’s notable that these are all Marxist theoreticians and critics, because, at bottom, his project is not only to inject contemporary politics back into academic discourse, but specifically left-wing, anti-imperialist politics. But the figure Said refers to most often (fourteen times by my count) is the French historian and critical theorist, Michel Foucault.

This is because Said’s thesis piggybacks on Foucault’s notion of discourse. Foucault was a French historian who studied the institutions of prisons and madhouses (among other subjects) with a view to showing how the entire discourse around such institutions was designed to encapsulate and promote state power and control over citizens, and in that very Parisian perspective, over citizens’ bodies. So you could argue that Said is copying Foucault’s approach, lock, stock and two smoking barrels, and applying it to his own area of interest (hobby horse) the colonial Middle East.

Contents

Rather than give my own impressionistic view of a book, I generally find it more useful for readers to see the actual contents page. Then we can all see what we’re talking about. Here’s the table of contents. (I give a detailed summary of the actual contents of the book in part 2 of this review; and a summary of the long Preface and Afterword in a third review):

Chapter 1. The Scope of Orientalism

‘Draws a large circle around all the dimensions of the subject, both in terms of historical time and experiences and in terms of philosophical and political themes.’

1. Knowing the Oriental

2. Imaginative Geography and its Representations: Orientalising the Oriental

3. Projects

4. Crisis

Chapter 2. Orientalist Structures and Restructures

‘Attempts to trace the development of modern Orientalism by a broadly chronological description, and also by the description of a set of devices common to the work of important poets, artists and scholars.’

1. Redrawn frontiers, Redefined Issues, Secularised Religion

2. Silvestre de Sacy and Ernest Renan: Rational Anthropology and Philological Laboratory

3. Oriental Residence and Scholarship: The Requirements of Lexicography and Imagination

4. Pilgrims and Pilgrimages, British and French

Chapter 3. Orientalism Now

‘Begins where its predecessor left off at around 1870. This is the period of greatest colonial expansion into the Orient…the very last section characterises the shift from British and French to American hegemony. I attempt to sketch the present intellectual and social realities of Orientalism in the United States.’

1. Latent and Manifest Orientalism

2. Style, Expertise, Vision: Orientalism’s Wordliness

3. Modern Anglo-French Orientalism in Fullest Flower

4. The Latest Phase

Said’s personal position

Limiting his scope to the Middle East

On page 17 of the introduction Said says that, in order to avoid writing a book about ‘the Orient’ in its widest definition, he’s going to limit himself to writing about Islam and the Middle East. Sounds like a reasonable plan, the kind of defining of the boundaries of an intellectual project which you’d expect in any objective academic study. But the last pages of the Introduction give a whole new spin to this decision. On page 11 he writes that:

No production of knowledge in the human sciences can ever ignore or disclaim its author’s own circumstances.

He says this in order to broach his own relationship with the entire subject, then goes on to indulge in more pages of autobiography than you’d expect in a scholarly work. He tells us that the subject is in fact very, very close to his heart.

My own experience of these matters are in part what made me write this book. The life of an Arab Palestinian in the West [he’s obviously referring to himself], particularly in America, is disheartening. There exists here an almost unanimous consensus that politically he [Said] does not exist, and when it is allowed that he does, it is either as a nuisance or as an Oriental. The web of racism, cultural stereotypes, political imperialism, dehumanising ideology holding in the Arab or the Muslim is very strong indeed, and it is this web which every Palestinian has come to feel is his uniquely punishing destiny. It has made matters worse for him [i.e. Said] to remark that no person academically involved with the Near East – no Orientalist, that is – has ever in the United States culturally and politically identified himself wholeheartedly with the Arabs… (p.27)

So the book really is by way of being a very personal (and I use the word with knowing irony) crusade, coming out of his own personal experiences of discrimination and erasure, or, as he puts it in the 1994 Afterword to the book, from:

an extremely concrete history of personal loss and national disintegration. (p.338)

And written in the passionate hope that, by revealing the power structures behind the academic discipline of Orientalism in all its manifold forms, he can overthrow the false dichotomy between Orient and Occident, between East and West.

It’s a judgement call whether you find this frankness about his personal investment in the project admirably honest and an example of fessing up to the kind of personal position behind the text which his project sets out to expose in so many Orientalist scholars – or whether you think it reveals a highly partisan, parti pris perspective which invalidates his approach.

Said’s involvement in the Palestine-Israel problem overshadows the work

Said goes on to tie his detailed cultural analysis to a highly controversial contemporary political issue, namely the ever-fraught Israel-Palestine situation, as screwed up back in 1978 as it remains today. Crucially, his Introduction describes how this plays out in America culture, in academia and the media in the present day:

the struggle between the Arabs and Israeli Zionism, and its effects upon American Jews as well as upon liberal culture and the population at large (p.26)

In other words, Said explicitly ties his analysis of historical Orientalism to the bang up-to-date (albeit nearly 50 years old) political and cultural view of the Arab-Israeli conflict held inside American academia and the media and political establishments. This is obviously a perilous approach because the liveness of the current political debate around Israel-Palestine continually threatens to overshadow his academic, scholarly findings or ideas.

And Said was in fact far from being a distant academic viewer of the conflict. Said’s Wikipedia page tells us that from 1977 until 1991 he was a member of the Palestinian National Council (PNC) and deeply involved in negotiations to try and find a two-state solution to the Palestinian Problem.

1) It’s ironic that his book accuses all Orientalist scholars of being parti pris and biased, even if they don’t know it, while he himself is phenomenally biased and parti pris. But that’s a small point, and one he was perfectly aware of. He is perfectly clear about not really believing in the possibility of disinterested academic research:

I find the idea of strict scholarly work as disinterested and abstract hard to understand. (p.96)

2) More importantly, his political involvement threatens to a) distract from and b) overshadow Said’s entire project. In practice it meant he was forever getting dragged into stupid media squabbles, like the one featured on his Wikipedia page about him throwing a stone in Lebanon which managed to get blown up into press headlines about ‘The Professor of Terror’.

This is an American problem and links into the issues of the power of the Jewish lobby in Washington which is itself (as I understand it) linked to the even larger power of the fundamentalist Christian lobby in Washington, which (as I understand it) strongly supports the state of Israel for theological and eschatological reasons.

All I’m saying is that Said positions himself as someone who is bravely and pluckily bringing ‘politics’ into academia, revealing the power structures and political motivations behind an entire academic discipline, ‘Orientalism’, and good for him. But it’s a double-edged and very sharp sword. He who lives by politics dies by politics. Discussing radical political theory is relatively ‘safe’, as so many Marxist academics prove; but if you bring clarion calls about one of the most contentious issues in international affairs right into the heart of your academic work, and you shouldn’t be surprised if your political opponents will throw any mud to blacken your name.

Ironies

It’s a central irony of Said’s work that although he went to great lengths to expose the Islamophobia at the heart of the Orientalist project, he himself, despite being of Palestinian heritage, was not a Muslim, but had been raised a Christian.

In other words, all his writings about how Orientalists write about Islam without being inside it, without understanding it, without giving voices to Islam itself – the very same accusations could be brought against him.

From start to finish his book lambasts Westerners for speaking over the Orient, for never giving it a voice so it is a delicious irony that:

  1. There are no Muslim voices in his book – as far as I can tell he doesn’t quote one Arab or Muslim scholar anywhere, so he’s largely replicating a practice he is fiercely critical of.
  2. Said himself is not a Muslim – he lambasts various Western simplifications and demonisations of Islam with a strong sense of ownership and partisanship – but he himself comes from a completely different tradition.

I’m not saying either of these aspects negate his argument: but the whole thrust of the book is to teach us to pay more attention to the political aims and ideologies underlying apparently ‘objective’ academic texts, to question every author’s motives, to question the power structures they are part of and which permit their teaching, their research, their publishing. So these thoughts arise naturally from Said’s own promptings.

Problems and counter-arguments

Despite its astonishing success and the widespread adoption of its perspective throughout the humanities, Orientalism has many problems and issues.

Defining the ‘Orient’ and ‘Orientalism’

For a start, Said’s use of the word ‘Orient’ is extremely slippery. Sometimes he is referring just to the Middle East, sometimes he includes all of Muslim North Africa, sometimes he is referring to the entire Islamic world (which stretches to Indonesia in the Far East), sometimes he throws in India, the jewel in the crown of the British Empire, whichever suits him at the time.

In an ironic way Said’s definition(s) of Orientalism are as slippery and detached from reality as he says Orientalists’ discourse about ‘the Orient’ were.

One upshot of this is that you get right to the end of the book without ever reading a simple, definitive, usable definition of the central word. Here’s what the Etymological Dictionary has to say about ‘Orient’:

Late 14th century: ‘the direction east; the part of the horizon where the sun first appears,’ also (now with capital O-) ‘the eastern regions of the world, eastern countries’ (originally vaguely meaning the region east and south of Europe, what is now called the Middle East but also sometimes Egypt and India), from Old French orient ‘east’ (11th century), from Latin orientem (nominative oriens) ‘the rising sun, the east, part of the sky where the sun rises,’ originally ‘rising’ (adj.), present participle of oriri ‘to rise’.

Same applies to his slipperiness in defining what ‘Orientalism’ means. He gives at least ten distinct definitions (on pages 41, 73, 95, 120, 177, 202, 206, 300 and more) but it’s possible to arrive at the end of the book without have a really crystal clear definition of his ostensibly central concept.

Said is not a historian

This really matters because he is dealing with history, the history of European empires and of the texts which, he claims, though written by supposed ‘scholars’, in practice served to underpin and justify imperial rule. But thousands of historians of empire have passed this way before him and his text , whenever it strays into pure history, feels like history being done by an amateur.

It feels particularly true when he again and again suggests that what underpinned the British and French Empire’s control of their colonial subjects was the academic knowledge grouped under the heading Orientalism – and takes no account of some pretty obvious other factors such as economic, technological or military superiority.

In a sense he can’t afford to for at least two reasons: 1) because if he did get into, say, the economic basis of empire, his account would end up sounding like conventional history, and second-rate economic history at that; 2) literature and scholarly texts are his stomping ground a) because he’s just more familiar with them b) because his central premise is that knowledge is power; conceding that there are other types of power immediately undermine the narrow if intense scope of his book.

Histories of empires

In the introduction Said says that the chief imperial powers in the Middle East and India were a) Britain and France through to the mid-twentieth century, and b) America since.

This feels a bit gappy. John Darwin’s brilliant comparative study of the Eurasian empires, After Tamerlane, teaches us that ’empire’ has been the form of most governments of most civilisations for most of history. Imperialism is the ‘natural’ form of rule. It’s ‘democracy’ which is historically new, problematic and deeply unstable.

Were the British and French empires somehow unique?

No, in two ways. Taking a deep historical view, Darwin shows just how many empires have ruled over the Middle East over the past two and a half thousand years, namely: the Assyrian Empire, the Babylonian Empire, the Parthian Empire, the Persian Empire, the Moghul Empire, the Athenian Empire, the Roman Empire, the Byzantine Empire, the Seljuk Empire, various Muslim caliphates who concentrated on conquering territory the Umayyad Caliphate, the Abbasid Caliphate, and the Ottoman Empire (or Caliphate). So the British Empire’s relatively brief period of control was neither the sole nor the most important influence.

The role of the Ottoman Empire in falling to pieces during the nineteenth century, leading to mismanagement, repression and the rise of nationalist movements across its territories is never given enough credit in these kinds of books. It’s always the French and British’s faults, never the Turks’.

Second, focusing on Britain and France may be justified by the eventual size of their territorial holdings, but downplays the rivalry with and interference of other European imperial powers. For example, Sean McMeekin’s brilliant book ‘The Berlin-Baghdad Express: The Ottoman Empire and Germany’s Bid for World Power, 1898 to 1918‘ shows how the newly united German Reich (or empire) elbowed its way into the Middle East, with its own Orientalising scholars and preconceptions.

And Said completely ignores the Russian Empire. For me this is the most interesting empire of the 19th century because I know nothing about it except that it expanded its control relentlessly across central Asia, as far as the Pacific where it eventually got into a war with Japan (1905). But long before that Russia had ambitions to expand down through the Balkans and retake Constantinople from the Turks, re-establishing it as a new Christian city, the Second Rome. This is one of the most mind-boggling aspects of Orlando Figes’s outstanding book about The Crimean War (1853 to 1856).

Blaming Britain and France just feels like blaming ‘the usual suspects’. Very limited.

Putting politics back into scholarship

He says on numerous occasions that 19th century Orientalist scholars claimed that their work was objective and scholarly and completely unconnected with the way their countries exercised imperial dominion over the countries whose cultures they studied – and that this was of course bullshit. The Orientalist scholars were only able to carry out their studies because they could travel freely across those countries as if they were the members of the imperial ruling caste. Therefore his project is very simple: it is to put the politics back into supposedly neutral, ‘detached’ scholarly analysis.

This struck me as being very Marxist. It was Marx who suggested that cultures reflect the interests of the ruling class, aristocratic art in the 17th and 18th centuries, bourgeois art and literature with the rise of the industrial bourgeoisie in the 19th century – and made the point which underpins Said’s whole position, that supposedly ‘neutral’ bourgeois scholarship always always always justifies and underpins the rule of the bourgeoisie, there’s nothing ‘neutral’ about it.

Christendom versus Islam

Said claims that Western civilisation, that Christendom, largely defined itself by contrast with the Muslim world for 1,000 years from the rise of Islam to the decline of the Ottoman Empire, as if this is a subversive insight. But to anyone who knows European history it’s obvious. Expansionist militarist Islam had already seized half the territory of the former Roman Empire and threatened to invade up through the Balkans and, potentially, exterminate Christendom. You would notice something like that. I’d have thought it was schoolboy-level obvious.

General thoughts

The Other

At regular intervals Said invokes the notion of ‘the Other’ which is always presented in critical books like this as if it was a big bad bogeyman, but I always find the idea a) childish b) too simplistic. If you read Chaucer you’ll see that his notion of ‘the Good’ is defined in hundreds of ways, most of which have nothing to do with Islam. OK when he refers to the Crusades (the Knight’s Tale) he does mention Islam. But there’s lots of other things going on in European texts, lots of ways of creating value and identity, which Said just ignores in order to ram home his point.

It’s an irony that Said says the use of the simple binary of East and West is too simplistic but then uses an even more simplistic term, ‘the Other’, replacing one simplistic binary with another which just sounds more cool.

What if the East really is a threat to the West?

Fear of the Other is always treated in modern humanities, in countless books, plays, documentaries, in artworks and exhibition texts, as if it is always a bad thing, irrational, can only possibly be prompted by racism or sexism or xenophobia or some undefined ‘anxiety’.

But what if things really do get worse the further East you go? What if the governments of Eastern Europe, such as Poland or Hungary, really are worryingly authoritarian and repressive? What if the largest country in the world, which dominates ‘the East’, Russia, has clearly stated that Western liberal democracy is finished, carries out cyber-warfare against infrastructure targets in the West, and has invaded and committed atrocities in a West-friendly neighbour? What if ‘the East’ is a source of real active threat?

As to the Middle East, what if it is subject to one or other type of civil war, insurgency, and horrifying acts of Islamic terrorism, widespread atrocities committed in the name of Allah, and the region’s chronic political instability?

And further East, what if the most populous nation on earth, China, is also known to be carrying out cyber attacks against Western targets, operates spy networks in the West, and is raising tensions in the Pacific with talk of an armed invasion of Taiwan which could escalate into a wider war?

Isn’t it a simple recognition of the facts on the ground to be pretty alarmed if not actually scared of many of these developments? I don’t think being worried about Russian aggression makes me racist. I don’t think being appalled by barbaric acts in the Middle East (ISIS beheading hostages, Assad barrel-bombing his own populations) means I’m falling prey to Orientalist stereotypes.

I don’t think I’m ‘Othering’ anybody, not least because there are lots of players in these situations, lots of nations, lots of governments, lots of militias and ethnic and religious groups, so many that simply summarising them as ‘the Other’ is worse than useless. Each conflict needs to be examined carefully and forensically, doing which generally shows you the extreme complexity of their social, political, economic, religious and ethnic origins.

Just repeating the mantras ‘Oriental stereotyping’ and ‘fear of the Other’ strikes me as worse than useless.

Britain and the East

Said goes on at very great length indeed about the British Empire and its patronising stereotyped attitudes to ‘the East’, ‘the Orient’ and so on.

But, because he’s not a historian, he fails to set this entire worldview within the larger perspectives of European and British history. Attacks and threats have always come from the East.

The ancient Greeks and Romans feared the East because that’s where the large conquering empires came from: the Persian Empire which repeatedly tried to crush the Greek city states and the Parthian Empire’s threat to the Romans went on for centuries. When Rome was overthrown it was by nomadic warrior bands from ‘the East’.

As to Islam, all of Europe was threatened by its dynamic expansion from the 7th century onwards, which conquered Christian Byzantium and pushed steadily north-west as far as modern Austria, while in the south Muslim armies swept away Christian Roman rule across the whole of North Africa, stormed up through Spain and conquered the southern half of France. They were only prevented from conquering all of France – which might have signalled the decisive overthrow of Christian culture in Europe – had they not been halted and defeated at the Battle of Tours in 732.

As to Britain, we were, of course, invaded again and again for over a thousand years. Britain was invaded and conquered by the Romans, invaded and conquered by the Anglo-Saxons, invaded and conquered by the Vikings, then invaded and conquered by the Normans.

Attacks on Europe always come from the East and attacks on Britain always come from the East. Napoleon threatened to invade in the early 1800s and in the later part of the nineteenth century many Britons lived in paranoid fear of another French invasion. Hitler threatened to invade and obliterate British culture in the name of a horrifying fascism.

So the fundamental basis of these views isn’t some kind of persistent racism, isn’t fancy ideas about ‘the Other’ or ‘imperial anxiety’, it’s a basic fact of geography. Look at a map. Where else are attacks on Europe, and especially Britain, going to come from? The Atlantic? No, from the East.

Throughout European history the East has been synonymous with ‘threat’ because that’s where the threat has actually come from, again and again and again. For me, these are the kinds of fundamental geographical and historical facts which Said simply ignores, in order to sustain his thesis.

And what if the Orient actually was alien, weak, corrupt and lazy?

Said repeats over and over again that Western, Orientalising views of the Middle East or Islam loaded it with negative qualities – laziness, inefficiency, corruption, violence, sensuality – in order to help us define and promote our own wonderful values, of hard work, efficiency, honesty in public life, good citizenship, Protestant self restraint and so on.

You can see what he’s on about and I accept a lot of what he says about Western stereotyping, but still… what if the West was, well, right. This is where a bit of history would come in handy because even modern, woke, post-Said accounts of, say, the declining Ottoman Empire do, in fact, depict it as corrupt, racked with palace intrigue, home to astonishing brutality from the highest level (where rival brothers to the ruling Sultan were liable to be garrotted or beheaded) to public policy.

I’ve just been reading, in Andrew Roberts’s biography of Lord Salisbury, about the Bulgarian Atrocities of 1876 when an uprising of Bulgarian nationalists prompted the Ottoman Sultan to send in irregular militias who proceeded to rape, torture and murder every Bulgarian they came across, with complete impunity. Up to 30,000 civilians were slaughtered, prompting the British government to abandon its former stalwart support for the Ottomans. My point is this wasn’t invented by Orientalists to justify their racist stereotypes about the violent barbaric East; nobody denies that it happened, it was widely publicised at the time, and it moulded a lot of people’s opinions about Ottoman rule based on facts.

Anybody who tried to do business or diplomacy with the Ottoman Empire quickly came to learn how corrupt and venal it was. So what happens to Said’s thesis that all these views were foundationless stereotypes, artificial creations of the racist Western imagination – if historical accounts show that inhabitants of the Orient, which he defines at the Middle East, really were lazy, inefficient, corrupt, violent.

For example, in his book about the railway line which the Kaiser wanted to build to Baghdad, Sean McMeekin describes the comic meeting between German engineers and Turkish labourers. No ‘Orientalism’ was required for the contrast between Teutonic discipline and efficiency and the corrupt, lazy ineffectiveness of the Turks to be clear to all involved.

Said’s style

Said is long-winded and baggy. He never uses one word or concept where fifteen can be crammed in. Moreover, he is clearly aspiring to write in the high-falutin’ style of the Parisian intellectuals of the day, Roland Barthes or Michel Foucault, who used recherché terms and tried to crystallise new ideas by emphasising particular terms, words used in new, lateral ways, teasing out new insights. At least he hopes so. Here’s a slice of Said, made up of just two sentences.

Orientalism is not a mere political subject matter or field that is passively reflected by culture, scholarship, or institutions; nor is it a large and diffuse collection of texts about the Orient; nor is it representative and expressive of some nefarious ‘Western’ imperialist plot to hold down the ‘Oriental’ world. It is, rather, a distribution of geopolitical awareness into aesthetic, scholarly, economic, sociological, historical, and philological texts; it is an elaboration not only of a basic geographical distinction (the world is made up of two unequal halves, Orient and Occident) but also of a whole series of ‘interests’ which, by such means as scholarly discovery, philological reconstruction, psychological analysis, landscape and sociological description, it not only creates but also maintains; it is, rather than expresses, a certain will or intention to understand, in some cases to control, manipulate, even to incorporate, what is a manifestly different (or alternative and novel) world; it is, above all, a discourse that is by no means in direct, corresponding relationship with political power in the raw, but rather is produced and exists in an uneven exchange with various kinds of power, shaped to a degree by the exchange with power political (as with a colonial or imperial establishment), power intellectual (as with reigning sciences like comparative linguistics or anatomy, or any of the modern policy sciences), power cultural (as with orthodoxies and canons of taste, texts, values), power moral (as with ideas about what ‘we’ do and what ‘they’ cannot do or understand as ‘we’ do). (p.12)

That second sentence is quite exhaustingly long, isn’t it? In my experience, you often get to the end of Said’s huge unravelling sentences with the impression that you’ve just read something very clever and very important, but you can’t quite remember what it was.

A key element of his style, or his way of thinking, is the deployment of lists. He loves long, long lists of all the specialisms and areas which he claims his ideas are impacting or pulling in or subjecting to fierce analysis (power political, power intellectual, power cultural, power moral and so on).

On the one hand, he is trying to convey through monster lists like this, a sense of the hegemony of Orientalist tropes i.e. the way they – in his opinion – infuse the entire world of intellectual discourse, at every level, and across every specialism. This aim requires roping in every academic discipline he can think of.

On the other hand, his continual complexifying of the subject through list-heavy, extended sentences, through the name-dropping of portentous critical theorists, threatens to drown his relatively straightforward ideas in concrete.

Said describes the process of close textual analysis very persuasively but, ironically, doesn’t actually practice it very much – he is much happier to proceed by means of lists of Great Writers and Orientalist Scholars, than he is to stop and analyse any one of their works.

He explains that it would be ‘foolish to attempt an encyclopedic narrative history of Orientalism’ but this is deeply disappointing. That might have been really solid and enduring project. Instead we are given a surprisingly random, digressive and rambling account.

His actual selection of example, of texts which he studies in a bit of detail, is disappointingly thin. This explains why you can grind your way through to the end of this densely written 350-page book and not actually have a much clearer sense of the history and development of the academic field of Orientalism.

And lastly, he just often sounds unbearably pompous:

And yet, one must repeatedly ask oneself whether what matters in Orientalism is the general group of ideas overriding the mass of material? (p.8)

One uses the phrase ‘self conscious’ with some emphasis here because… (p.159)

And his frequent straining for Parisian-style intellectual rarefication sometimes makes him sound grand and empty.

I mean to say that in discussions of the Orient, the Orient is all absence, whereas one feels the Orientalist and what he says as presence; yet we must not forget that the Orientalist’s presence is enabled by the Orient’s effective absence. (p.208)

No, no we must never forget that. Forgetting that would be dreadful.

Lastly, he cites quotations, sometimes quite long quotations, in French without bothering to translate them. This is impolite to readers. On a smaller scale he drops into his prose Latin or French tags with the lofty air of an acolyte of Erich Auerbach’s grand traditions of humanist criticism who expects everyone else to be fluent in French and German, Latin and Greek.

Nevertheless, [in French Orientalist Louis Massigon’s view] the Oriental, en soi, was incapable of appreciating or understanding himself. (p.271)

It would be more polite, and effective, to take the trouble to find adequate English equivalents.

Immigration

When the book was published, in 1978, there weren’t many immigrants of any colour in Britain and Said could confidently talk about scholars and an academic world, as well as the nation at large, which was largely white. In other words ‘Orientals’ were still rare and relatively unknown.

In the 45 years since the book was published, mass immigration has changed the nature of all Western countries which now include not only large communities of black and Asian people, but eminent black and Asian cultural, political and economic figures. As I write we have a Prime Minister, Home Secretary and mayor of London who are all of Asian heritage.

I dare say fans of Said and students of post-colonial studies would point out the endurance of ‘latent’ Orientalism i.e. the continuation of prejudice and bigotry against the Arab and Muslim and Indian worlds, especially since the efflorescence of vulgar imperialist nostalgia around the Brexit debate.

Nevertheless, I imagine the unprecedented numbers of what used to be called ‘Orientals’ who now routinely take part in Western political and cultural discourse, who write novels and plays, direct films, comment in newspapers and magazines, host TV shows and, of course, teach courses of postcolonial and subaltern studies, would require Orientalism to be comprehensively rethought and brought up to date.

The modern Middle East

At the end of the day, Orientalism is a largely ‘academic’ book in two senses:

1. On reading lists for students

Said primarily set out to change attitudes within universities and the humanities. In this he was dramatically successful, and it is impossible to read about the European empires and, especially, to read about 19th century imperial art, without his name being invoked to indicate the modern woke worldview, the view that almost all European arts and crafts which referenced ‘the Orient’ are morally, politically and culturally compromised or, as he bluntly puts it on page 204, racist, imperialist and ethnocentric.

Said provides some of the concepts and keywords which allow modern students of the humanities to work up a real loathing of Western civilisation. Good. The Russians want to abolish it, too.

Irrelevant for everyone else

But it’s also ‘academic’ in the negative sense of ‘not of practical relevance; of only theoretical interest’. What percentage of the public know or care about the opinions of nineteenth century Orientalist scholars? For all practical purposes, nobody. Who gets their ideas about the modern Middle East from the poetry of Gérard de Nerval, the letters of French novelist Gustave Flaubert or umpteen Orientalising Victorian paintings? Nobody.

I suggest that most people’s opinions about the Middle East derive not from poetry or paintings but from the news, and if they’ve been watching or reading the news for the last 20 years, this will have involved an enormous number of stories about 9/11, Islamic terrorism, Islamic terror attacks in London and Manchester and other European cities, about the 2001 US overthrow of the Taliban in Afghanistan, the 2003 coalition invasion of Iraq, the long troubled military struggles in both countries, the 2011 Arab Spring followed swiftly by civil war in Libya, the terrible civil war in Syria, the military coup in Egypt, the ongoing civil war in Yemen, and just recently the humiliating and disastrous US withdrawal from Kabul (2021).

Remember the heyday of Islamic State, the videos they shot of them beheading Western hostages with blunt knives? Footage of them pushing suspected gays off rooftops? Blowing up priceless ancient monuments?

Alongside, of course, the perma-crisis in Israel with its never-ending Palestinian intifadas and ‘rockets from the Gaza Strip’ and retaliatory raids by the Israeli Defence Force and the murder of Israeli settlers and the massacres of Palestinians, and so on and so on.

And you shouldn’t underestimate the number of Westerners who personally know people who fought in one or other of those wars; for example, 150,610 UK personnel served in Afghanistan and some 141,000 in Iraq. All those soldiers had family, who heard about their experiences and shared their (sometimes appalling) injuries and traumas. First hand testimony trumping Victorian paintings.

And quite a few Westerners have been affected by one or other of the many Islamic terrorist attacks on Western cities, starting with the 2,996 killed in the 9/11 attacks and all their extended families, the 130 people killed in the 2015 Bataclan attack in Paris, the families of the 22 people killed and 1,017 injured in the 2017 Manchester Arena bombing; or attacks on tourists in Muslim countries such as the 202 killed and 209 injured in the 2002 Bali bombings, numerous Islamist attacks in Egypt, Tunisia and other tourist favourites.

Compared to the images and news footage and reports and first hand experience of these kinds of events, I’m just suggesting that Said’s warning about the frightful stereotyping of the Orient carried out by nineteenth century and early twentieth century writers, artists and scholars is a nice piece of academic analysis but of questionable relevance to the views about Arabs, Muslims and the Middle East currently held by more or less everyone living in the contemporary world.

Said addresses this point by saying that there is a direct link between older imperial views and current views, that his entire project was not only to show the origins and development of Orientalist views but how they continue up to the present day to inform contemporary news and TV and magazine and political discourse about Islam and the Middle East.

But proving that would require a completely different kind of book, something from the field of media studies which examined how the tropes and stereotypes Said complains are utterly without foundation in the real world, have gained renewed life from actual events which people not only consume via TV and newspapers, but via social media, massacres filmed live, as they happen.

In the 1995 Afterword and 2003 Preface which he added to the book (and I review separately) he does indeed try to do this, but he died (in 2003) well before the advent of social media and cheap phones transformed the entire concepts of media, news and information out of recognition.

In almost all ways, this book feels as if it comes from a bookish, scholarly, library-based world which has been swept away by the digital age.

An interview with Edward Said (1998)

This interview was produced in 1998, so before 9/11, the Afghan War, the Iraq War, al-Qaeda, ISIS, the Arab Spring etc. If Said thought Western attitudes to Middle Eastern countries were bad then, what must he have made of the hugely negative shift in impressions caused by 9/11 and the subsequent wars (he passed away in September 2003, living just long enough to see the American invasion of Iraq, commenced in March 2003, start to unravel)? You could almost say that the interview hails from a more innocent age.

Practical criticism

See if you can identify the kind of essentialising Orientalist stereotypes about the Middle East, Arabs and Islam which Said describes in the coverage of the recent Hamas attack on Israel (I’m just giving the BBC as a starting point):


Credit

Orientalism by Edward Said was first published by Routledge and Kegan Paul in 1978. References are to the 2003 Penguin paperback edition (with new Afterword and Preface).

Related reviews

Dear Earth: Art and Hope in a Time of Crisis @ the Hayward Gallery

This is an outstanding exhibition. It may be my favourite exhibition of the year so far. Why? At least six reasons:

1. Empty It was empty. When I arrived at 10 past 10 there were 5 or 6 people in it. When I left an hour later there were more visitors, maybe 30 to 40, but I could still walk into a room and be the only person there. This is very rare at a gallery. At a blockbuster show at the National or British Museum, by 11 it would be so packed it often gets hard to see the pictures. Here I waltzed from one big white empty room to another, almost completely alone, like a private view.

2. Cold The Hayward’s galleries are, for the most part, big and spacious. On the first floor they are light and airy. And all of them have excellent air conditioning! I arrived hot foot from the boiling, sweaty tube, and the weather outside was warm and humid. So entering big, white, airy and beautifully cool spaces was a welcome balm to the senses.

3. Outstanding art This exhibition is full of outstanding pieces of modern art. I’ll pick out the four or five highlights below, but it feels like an excellent introduction to this is what art is like now, in 2023. Not old paintings by dead white men from 100 years ago. Many of the works are from just the last few years, no fewer than seven of them were commissioned specially for this show, so these are by way of being world premieres.

4. Big installations Many of these works are big and immersive. There are plenty of photos and paintings and a few rooms devoted to huge projections of videos i.e. traditional media. But half a dozen of the works are really massive and impressive and enjoyable. It’s just fun to walk around a very big work of art.

5. International And it’s very cosmopolitan, very international. Art these days is, of course, an international business, with a non-stop calendar of festivals and biennales which artists, curators and gallery owners have to jet to all around the world (Beijing, Dubai, Venice, Buenos Aires) and, thanks to the internet, works from exhibitions all round the world can be seen online. But this particular selection is deliberately global in range. It felt like a series of windows into alternative worldviews, from other countries, other sensibilities.

(I suppose if you were being cynical, you could argue the opposite; that all the works have a certain sameyness, if not of execution, then certainly of worldview and mindset, products of a fully globalised artworld with a highly conformist artspeak. Well, on this day, at this exhibition, I was in a good mood – helped by the lovely air-conditioning – and so responded lightly and brightly to all the shiny exhibits and chose not to be dour and cynical.)

6. Women artists And the majority of the artists are women. I’m not sure you could tell from just the art works alone, but on this particular day, on this particular visit, I enjoyed the knowledge of being surrounded by the work of caring sharing women; maybe it contributed, at some level, to the calming, healing, hugely enjoyable tone of the whole show.

Climate change

On the ramp up to the second room or space you’re confronted by a motto made of neon signage by the ‘passionate ecofeminist’ and American artist, Andrea Bowers. It’s from 2017 and reads CLIMATE CHANGE IS REAL. Maybe that was sort of necessary in 2017 but I think most people in the West now know about climate change, most educated people anyway.

Just over the last few days the front pages of the newspapers, on the radio and TV, there have been reports of Keir Starmer’s speech being interrupted by climate activists, Just Stop Oil disrupted the cricket test, protesters threw stuff at George Osborne’s wedding; there was the news that Monday and Tuesday had been the hottest days on record; the UN announced that the climate crisis is now out of control. So it’s no longer a niche issue: it’s all over the press and media on a pretty much daily basis, in fact it’s hard to ignore it.

Given almost universal awareness of the climate crisis, what is the point and aim of an exhibition like this? Let’s quote the press and publicity material issued by the Hayward Gallery:

‘Dear Earth: Art and Hope in a Time of Crisis’ brings together fifteen pioneering artists from across the globe, many of whom have created new commissions for this exhibition. Their work invites us to imaginatively rethink our responses to many of today’s major environmental issues.

Taking its cue from Otobong Nkanga’s suggestion that ‘care is a form of resistance,’ the exhibition focuses on artworks that seek to rekindle our bond with the natural world as a means of developing new attitudes and sustainable ways of being. Different forms of care are made visible throughout the exhibition, whether through nurturing communities, tending to plants or joining protests.

Many of the artists foreground the interconnected nature of all beings and challenge us to engage and empathise with non-human perspectives. Some works highlight the voices of environmental activists; others underscore histories of industrial and chemical pollution, whilst illuminating ways in which the growing ecological crisis is entangled with social, economic and political spheres. There are also works that commemorate loss – of people, species, habitats – due to climate change or ecological degradation.

But in one way or another, all of the artworks in ‘Dear Earth’ inventively imagine an ethic of care and compassion. Mapping out an ecology of hope and spiritual connection, they seek to deepen our engagement with the subject in ways that ultimately nurture both our understanding and our capacity to act in support of our planet.

I don’t want to be negative, but I don’t really believe in any of that, in, for example, ‘an ecology of hope and spiritual connection’. This world, and our species, contains Vladimir Putin, the Wagner Group, Xi Jinping, Islamic State, Jair Bolsonaro. Mass murder and ecocide are arguably the distinguishing characteristics of our species.

On a more mundane level, most people think it is fine to own and drive a car. Me, I think it should be a criminal offence to own and drive a car, van, lorry, bus, coach, motorbike or scooter. They should be banned. Everyone should cycle or walk, maybe ride horses, a return to mid-Victorian horse and carts. Cities should be redesigned without ICE-powered vehicles so that people can live closer to their work. Flying should be banned, obviously.

Either we need to make complete and comprehensive and sweeping changes to our lifestyles, and as soon as possible, or we’re just going to carry on as usual. I am a climate radical, a climate extremist. We need to stop burning fossil fuels NOW.

I’m fully signed up to the cause. I don’t own a car, am never getting on a plane again, have been recycling everything for 30 years. In the 1990s my wife helped launch The Forest Stewardship Council which promotes responsible management of the world’s forests. Last year we planted half a dozen trees in our back garden, along with as many butterfly and bee-friendly plants as we could fit in, and each year let it run wild to encourage insects, with the result that we get lots of birds. Trivial, insignificant stuff, I know, but the best I can do.

So maybe that’s why I wasn’t very interested in ‘the message’ of many of the works here – because I’ve been discussing, debating and embodying the same ‘messages’ for decades. With the result that I barely scanned the wall labels telling me how awful capitalism is, or how ruinous the oil industry is, or how the Amazon is being devastated etc etc, the kind of thing I’ve been reading and worrying about since the 1980s.

My pre-existing commitment to the cause freed me up to enjoy the works purely as works of art, judged solely by the impact they made on all my senses.

I can see what the various artists are aiming at, I can read what they wish the world was like, I understand their desire for a more caring and compassionate approach – to ourselves, to each other, and to the natural world around us. But that’s not what the world is like, that’s not what we’re like. We are horribly heedless and destructive. We have to face the facts and act accordingly.

Anyway this, the green environmentalist subject matter, is not why I liked this exhibition; I liked it because a lot of the art is really bold and impactful (and staged in big, calming, air-conditioned spaces).

Top works

As I mentioned, there are:

  • many excellent large photos – for example, of abandoned industrial plants by Richard Mosse (Ireland)
  • prints – for example, a series of X-rays of living organisms by Agnes Denes (Hungary)
  • big paintings – including a striking nude woman in a tribal style by Daiara Tukano

But what bowled me over were the installations.

1. ‘Memorial to Arcadia Woodlands Clear-Cut (Green, Violet, and Brown)’ by Andrea Bowers (2014)

The afore-mentioned ecofeminist Andrea Bowers made a big sculpture consisting of ropes or twines hanging from the ceiling, each ending with a fragment of wood. It’s entitled ‘Memorial to Arcadia Woodlands Clear-Cut (Green, Violet, and Brown)’. It commemorates a forest in California that Bowers attempted to save by climbing and tying herself to an oak tree alongside three other activists. The action failed to prevent the destruction of the pristine grove of trees and the protesters were arrested. Bowers later returned to the site, collecting the remaining wood chippings and connecting them with ropes and other tree-sitting gear to create this shrine. It is a ‘hanging sculpture’.

‘Memorial to Arcadia Woodlands Clear-Cut (Green, Violet, and Brown)’ by Andrea Bowers in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

2. ‘we are opposite like that’ by Himali Singh Soin (2018 to 2019)

This is splendid. The space it’s in is dark, no lights. There is a big video screen but instead of hanging on a wall it is standing upright in a big square pool of something. Because it’s dark I wondered if it was oil, a protest against the oil industry etc, but a visitor assistant told me it’s water, flat, cold, completely black water. And so it reflects the action of the video above it. You sit on a bench and watch the video and watch its perfect reflection in the icy black water beneath.

The video itself is a haunting, slow-moving sequence of the artist appearing in various guises, sometimes wearing those foil protective suits against the cold, in Arctic or Antarctic landscapes. Reading the wall label you discover that it is Soin herself and she is playing Ice, an alien figure navigating a polar landscape speckled with coal mines. The film is based on the Victorian fears that a new ice age would advance across the world and consume the British Empire.

So, apparently the artist is reflecting on this colonial past and ‘the reparative possibilities of the Earth’s polar regions as they become increasingly vulnerable in the midst of climate change.’ Maybe. But just as striking as the imagery is the confrontationally modernistic soundtrack an original score (by David Soin Tappeser – any relation?) performed by a string quartet. Apparently the splintered, pointillist fragments are meant to denote the sounds of ice crystals, shifting ice platforms, an eerie, unhuman landscape.

Installation view of ‘we are opposite like that’ by Himali Singh Soin in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

A photo can’t convey the impact of sitting in the dark, watching these beautiful images, hearing this jagged spooky music. There’s a video on YouTube of the artist introducing and explaining the piece, with a long extract starting at 3:44.

3. ‘Axis of Life and Vines in the Mountains’ by Aluaiy Kaumakan (2018)

Many of the rooms are such self-contained worlds or zones that they are separated by thick black curtains. You have to actively push through these to go from one artzone to another.

One of the best experiences in the show was pushing through some heavy black curtains into a big room to be confronted by this fabulous work, an enormous sculpture in multi-coloured fabric by Aluaiy Kaumakan. Kaumakan is not a rootless city-dweller but comes from a specific community within Taiwan. In 2009, a devastating typhoon forced the Indigenous Paiwan community to leave their mountain village in southern Taiwan. Kaumakan’s response to the disaster was to begin working collaboratively with other displaced women from her community, passing on the traditional Paiwan weaving techniques her mother had taught her. Apparently, the motifs and styles derives from Paiwan’s highly ornamented ceremonial dress, and Kaumakan combines natural fibres and recycled materials using the Paiwan technique of ‘lemikalik’, a process of binding fabric into cords looped in concentric circles.

This is all good to know but… wow! The piece is big and dramatic and strange and absorbing and mesmeric. I wandered off and came back twice, unable to tear myself away from its strange, and haunting power. Apparently, lemikalik can be translated as ‘intertwining’ and evokes both the joining of threads and the unbreakable bond between people and the land. I felt myself being drawn in, as in a science fiction film, into its strange, haunting, scary, huge, colourful world of skeins and ropes.

Installation view of ‘Axis of Life and Vines in the Mountains’ by Aluaiy Kaumakan in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

4. ‘Green Screen’ by Hito Steyerl (2023)

You push through another set of thick, heavy, black curtains into a completely different world. The Kaumakan room is light and bright but next second you are in a room which is dark as a cinema. You are immediately confronted with a wall of what appear to be lightbulbs which are continually flashing ever-changing patterns of changing colours. There’s a bench to sit on and bean bags to slump on. I playfully asked the visitor assistant if the installation included drugs – obviously only natural, organic, environmentally-friendly drugs, things like peyote or mescaline. Apparently not. Shame. It’s screaming out for psychedelic enhancement.

Installation view of ‘Green Screen’ by Hito Steyerl in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

But it is, obviously, not just a nightclub-style lightshow. It is an LED screen constructed from empty bottles and crates. When you go round the back you realise that plants, rubber plants, houseplants, are growing out of each of these bottles (‘a living wall of plants’). Now here’s the thing: bioelectrical signals from plants have been converted into the sounds and images displayed on the LED wall, with each bottle acting as a single pixel! So the ever-changing visual patterns (and the bleeps and tweeks which you hear) are generated by the living plants. Cool, eh.

5. Pabellón de Cristal I by Cristina Iglesi (2014)

Up the Brutalist concrete stairs you come across another wonder. This photo doesn’t do it justice.

Installation view of ‘Pabellón de Cristal I’ by Cristina Iglesi (2014) in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

What happens is you walk up the concrete steps into something that resembles the steam room at my local gym, a square space with a (green) bench lining 3 sides and which you’re obviously meant to sit and rest on. But what makes it magical is the ‘floor’ is actually a metal grid under which is an uneven wrinkled brown surface, which looks like solidified lava flow, and across the multiple runnels and crevices of this surface is gurgling an abundance of real water. Actual flowing water, in an art gallery! The wall label gives a copious explanation:

The green glass room, benches and the grid floor affect the viewer’s perception of space, creating a sense of instability, while the increasing speed of the water draining away makes the passing of time more visible. Iglesias wants us to slow down and think about where we are standing. The land under our feet is an accumulation of different strata of rock and sediment, but also of layers of culture and memory, which are often overlooked. For the artist, consciousness of this stratification and how our planet is formed reveals our need to care for nature and the environment. ‘I want people to be aware that we’ve constructed the road and under that road, there’s a water system and there are also wider waters coming from deeper back in time,’ she explains.

Maybe. For me, as I mentioned, because the exhibition was incredibly empty meant that on the two separate occasions when I entered the Pabellon, I sat for a couple of minutes, I was completely alone. I put down my bag and notebook and pen and glasses and sat back against the green wall and closed my eyes and listened to the gurgling water and felt really, really chilled.

6. The Living Pyramid by Agnes Denes (2015/2024)

In one sense, the best is saved for last. Further along the corridor, you open double doors into the biggest display space in the Hayward, the Anna and Michael Zanni Gallery. And smack bang in the centre of this huge white open space, lit by skylights in the ceiling, sits the enormous Living Pyramid by Agnes Denes.

Installation view of ‘The Living Pyramid’ by Agnes Denes in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

Denes is, apparently a leading pioneer of the environmental art movement, well known for creating outdoor works that engage with nature ever since the 1960s. She is perhaps best known for ‘Wheatfield – A Confrontation’ where she sowed, tended and harvested two acres of wheat on a landfill site beside the World Trade Centre in New York, and there are big colour photos of that and other similar works on the walls. But it’s obviously this dirty great pyramid lined with plants which grabs your attention.

The Living Pyramid was first shown in 2015 at Socrates Sculpture Park in New York and has become one of Denes’s iconic works, with versions appearing in Germany and Turkey. This is the first time it’s been shown indoors and this most recent iteration reaches five metres in height and showcases a flourishing selection of wildflowers and grasses. They include, for the gardeners among you, Calamagrostis, Deschampsia, Echinacea, Festuca, Helenium, Pennisetum, Rudbeckia and Veronica.

Obviously it’s meant to be saying something about the hierarchy of power in modern society and is probably a statement against capitalism or some such – but it’s also just a really impressive, big artefact, makes a awesome impression on the senses, is amusing and uplifting to walk around or to go up close and examine the plants.

However, at this point you notice something quite ironic, which is that quite a few of these carefully spaced and arranged plants are dying. I asked the visitor assistant if they’re getting enough water, because the soil around them (lovely compost-y soil, not like the heavy London clay soil in my garden) seemed very dry. This led him to tell me that the curators did at one point consider putting the whole thing outside, on the terrace just outside the Anna and Michael Zanni Gallery. That way it would have got natural sunlight and the showers which we’ve been getting here in London recently. He doesn’t know why they decided to stick it inside. There are skylights in the ceiling of the gallery, so the plants get some daylight but, by the looks of things, not enough. And not enough water.

I don’t know whether Denes intended this, for her work to be a pyramid of dying plants? Is that deliberate? Some kind of irony? It certainly raises the problem of creating works of art about ‘nature’ and displaying them in any art gallery because art galleries must be among the most sterile, antiseptic locations in the modern world. Clean, dry, air-conditioned and antiseptic in the highest degree to ensure the complete safety of priceless works of art.

Nature is dirty, messy, full of animals crapping everywhere, fungi and mould and spores and insects eating away at wood and dirty, unhygienic ecosystems everywhere you look. There is a profound contradiction between the messy world of nature and the spic and span world of art. This exhibition goes further than others I’ve been to, to try and address this gap. The very first display is a dirty great big fallen tree incorporated into a sculpture by Otobong Nkanga. But it is, characteristically, dead.

Installation view of ‘The Trifurcation’ by Otobong Nkanga (2023) in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

I loved the Pabellón de Cristal with its real water, but the surface it was swirling across was completely lifeless resin moulding. The bottle bank LED had plants in it, but they weren’t the thing you noticed.

Anyway, the apparent ‘failure’ of the Living Pyramid highlights questions the ability of art to be genuinely fertile and full of life. Must art always be sterile and arid?

Videos

In addition to the wonderful Himali Singh Soin video, there are at least three other videos, all projected onto huge screens and so immersive experiences in their own right. Two stood out:

Grid (Palimi-ú) by Richard Mosse

In a big darkened room is a very widescreen projection of a series of poignant speeches by Yanomami people recorded on analogue 35mm infrared film in the village of Palimi-ú, near the Brazil-Venezuela border. On the wall adjacent is projected a series of images, multispectral photographs captured by drones flying over sites of environmental crimes in the rainforest. The aim is to’ document the impact of illegal mining and agribusiness in the Amazon’. Alas, the Amazon.

THE FUTURE (Sixes and Sevens) by Cornelia Parker (2023)

This is one of the seven works commissioned specially for this exhibition. In a darkened room are two massive video screens on which are projected primary school children answering questions about what they imagine their future will be like. After a while you realise the two screens are showing different kids answering the same question or raising other thoughts. In other words, out of this simply material is created a kind of polyphony. (The title is a reference to the very famous [if you’re me and Cornelia’s age] 1964 TV documentary ‘Seven Up!’ in which 7-year-olds were asked what they wanted to be when they grew up.) Watching kids is sweet and touching and maybe speaks to the exhibition’s theme of care and compassion. Doesn’t get us off the hook of doing something, though – doing something radical, now.

Installation view of ‘THE FUTURE (Sixes and Sevens)’ by Cornelia Parker in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. Photo by Mark Blower. Courtesy of the Hayward Gallery

Last tweet

Outside on the terrace are two works by the American artist Jenny Kendler. One is the rather scary sculpture, ‘Birds Watching III’, made up of paintings of the eyes of one hundred bird species that are threatened by the climate crisis. They are printed onto the reflective material used for traffic signs to give a sheeny, reflective and spooky effect.

More user friendly, child friendly, even, is the piece, ‘Tell it to the Birds’. This consists of half a ball or drum erected on a tripod and which you lean into to discover a microphone sitting nestled among a bed of foam. The idea is that you should say something into the microphone and… instead of your voice booming out across the rooftops, a savvy software ‘translates’ your words into birdsong. the software contains the calls of a load of endangered bird species and whatever you say will be ‘converted’ into tweets and calls. To quote the wall label:

These songs are broadcast for all to hear, yet only the speaker knows their true meaning. Driven by a desire to ‘re-enchant’ our relationship with the natural world, Kendler asks us to imagine what interspecies communication could sound like.

Installation view of ‘Tell it to the Birds’ by Jenny Kendler in ‘Dear Earth: Art and Hope in a Time of Crisis’ at the Hayward Gallery. You can see ‘Birds Watching III’ reflected in the window. Photo by Mark Blower. Courtesy of the Hayward Gallery

Obviously this is nothing whatsoever like what ‘interspecies communication could sound like’ but it’s a fun way to end a wonderfully inventive, big, immersive and enthralling exhibition. I can’t recommend it highly enough.

What can I do?

A few years ago UN Climate Envoy Christiana Figueres made a short list of things everyone should do, must do, right now:

  • give up meat
  • give up dairy
  • sell your car
  • never fly again
  • move any savings or investments you have from fossil fuel-supporting companies to sustainable, decarbonised investments

And plant trees. Lots and lots of trees. How many of these have you done? How many of these has anybody done?


Related links

Other Hayward Gallery reviews

Blood and Belonging: Journeys into the New Nationalism by Michael Ignatieff (1993) – 2

As I’ve discovered in Croatia and Serbia, the four-wheel drive is the vehicle of preference for the war zones of the post-Cold War world. It has become the chariot of choice for the warlords who rule the checkpoints and the command posts of the factions, gangs, guerrilla armies, tribes that are fighting over the bones of the nation in the 1990s. (p.139)

In 1993 Michael Ignatieff was commissioned by the BBC to make a TV series in which he investigated what was already being heralded as the rise of a new kind of virulent nationalism following the end of Cold War and the fall of the Soviet Union. With this aim he and his TV crew travelled to Croatia and Serbia, to recently reunified Germany, to Ukraine, Quebec, Kurdistan, and Northern Ireland. Each location produced an episode of the TV series and a chapter of this book.

Ignatieff introduces autobiographical elements into his text. We learn that he has personal links with Ukraine (where his Russian great-grandfather bought a farm), Quebec (his grandparents emigrated to Canada where he spent his boyhood), Yugoslavia (where his father was posted as a diplomat and Ignatieff appears to have spent 2 years as a teenager), Germany (where he has also lived) and Northern Ireland, because he had lived and worked in London through the later 1980s and 1990s, and Ulster was (and is) the UK’s biggest nationalist problem.

But the autobiographical elements are always dignified and restrained (for example, the moving and evocative descriptions of his great-grandfather’s long-ruined house in the Ukraine). More importantly, they always serve a purpose. They are chosen to bring out the broader political, sociological or historical points which he wants to make.

1. Croatia and Serbia

The key point about the wars in the former Yugoslavia is that, despite lingering memories of the brutal civil war between Croats and Serbs 1941 to 1945 within the larger Second World War, the wars which broke out across the former Yugoslavia were not inevitable. They were the result of the calculated efforts of communist leaders to cling onto power as the Soviet Union collapsed, especially Slobodan Milošević of Serbia; and of the over-hasty and thoughtless steps to independence of Croatia under its leader Franjo Tuđman which alienated the large (600,000) Serb minority within Croatia’s borders.

Another way of looking at it is that neither Serbia nor Croatia, nor Slovenia nor Bosnia, had time to develop anything like western levels of civic society before the slide to war began, at which point the crudest ethnic nationalism became the quickest way to maintain power, for someone like Milošević, and opened the way for opportunistic warlords such as Arkan (real name Željko Ražnatović, ‘the most powerful organized crime figure in the Balkans’ to take over entire regions).

Ignatieff reiterates the themes summarised in the introduction:

  • a slide towards anarchy inculcates fear; ethnic nationalism addresses that fear by providing safety and security among ‘your’ people
  • into the vacuum left by the collapse of civil society step warlords, whose rule revives the political arrangements of the late Middle Ages

He points out, in more than one chapter, the intense psychological and erotic pleasure of being a young men in a gang of young men wielding guns or machetes and lording it over everyone you meet, forcing everyone out of their houses, looting and raping at will, bullying people at checkpoints, making them lie on the ground while you swank around above them. Photos of Arkan and his tigers indicate what a band of brothers they were and how this kind of behaviour fulfils a deep male need. (Until you’re killed in a firefight or assassinated, that is; but who wants to live forever?)

Large parts of former Yugoslavia are now ruled by figures that have not been seen in Europe since late medieval times: the warlord. They appear wherever states disintegrate: in the Lebanon, Somalia, northern India, Armenia, Georgia, Ossetia, Cambodia, the former Yugoslavia. With their carphones, faxes and exquisite personal weaponry, they look post-modern, but the reality is pure early-medieval. (p.28)

(Which is why Beowulf is, in many ways, a much more reliable guide to life in many parts of the contemporary world than any number of modern novels.)

The warlord is not only the figure who naturally emerges when civic society collapses; the ethnic cleansing which was given its name in Yugoslavia is his natural strategy.

The logic of ethnic cleansing is not just motivated by nationalist hatred. Cleansing is the warlord’s coldly rational solution to the war of all against all. Rid yourself of your neighbours, the warlord says, and you no longer have to fear them. Live among your own, and you can live in peace. With me and the boys to protect you. (p.30)

Ignatieff gives a great deal of historical background, especially the long shadow cast by the Yugoslav civil war of 1941 to 1945. In this context he explains Tito’s great failing. Tito went out of his way to defuse ethnic tension in the region by carefully redistributing power between the national groups and seeding Serb communities in Croatia and Croatian communities in Serbia and so on. But he made two signal mistakes:

  1. He tried to bury and suppress the genocidal past, as symbolised by the way he had the notorious concentration camp at Jasenovach (where as many as 250,000 people, mostly Serbs, were taken to be murdered in the most brutal ways imaginable) bulldozed to the ground instead of acknowledging the atrocity and undertaking a truth and reconciliation process.
  2. Although Tito’s Yugoslavia gained the reputation of being more independent from Soviet control and therefore more liberal, Tito completely failed to develop any form of civic democracy. When the collapse came none of the constituent nations had any track record of real democratic debate, of addressing disputes through discussion. Instead the respective leaders (in Serbia and Croatia in particular) seized power for themselves with arrogant indifference to the large minorities within their borders (most notably the 600,000 Serbs who lived inside Croatia) which triggered a wave of paranoia, and then it only took a few sparks to ignite localised fighting, and then the leaders declared ‘It’s war!’

To summarise the road to war:

  • until recently the difference between Serbs and Croats were glossed over or ignored by people who lived together, intermarried, worked and played football together
  • they made up a community of interest where people concern themselves with jobs and pay and housing and schools
  • the collapse of Yugoslavia into its constituent states was a long time coming (Tito, who held the place together, died in 1980);
  • in the decade after Tito’s death the peoples off Yugoslavia underwent a sustained period of austerity imposed on them by the IMF and Western bankers as the price of repaying the massive debts Tito had run up in the 1970s
  • at the same time it became evermore obvious that the communist rulers were corrupt and creamed foreign money off to live a luxurious life; the combination of poverty and corrupt leadership led to widespread resentment
  • the trigger was the fall of the Berlin Wall in November 1989 and the realisation by the communist rulers that their rule was destined to end soon
  • therefore they turned to ‘national identity’ to create a new ideology to underpin their rule
  • civic nationalism treats every citizen as equal, regardless of race, creed, colour, gender and so on, and citizens are united by a shared commitment to the rule of law and established institutions
  • however, the traditions and institutions of democracy and the civic virtues of tolerance and inclusivity take time to create and inculcate via education
  • for demagogues in a hurry it is much much easier to whip your population up using ethnic nationalism i.e. to tell people a) they are part of a distinct ethnic group b) that this group has historically been victimised and exploited but now c) it’s time to rise up, to stop being helpless victims, to stand up to the exploiter, to seize what is rightfully ours etc
  • ethnic nationalism provides all kinds of advantages to both the ruler and the ruled: for the ruler it is a quick way to whip up fervent support for a National Idea and cover up your own corruption; for the ruled the excitable fervour of nationalist belief makes you feel authentic, like you finally belong; it creates a community of equals, your tribe, gives opportunities to rise in the ranks and lord it over friends and neighbours who thought you were a loser: all the while this ideology explains that everything bad that’s ever happened in your life and to your country by blaming it on them, the others, the outsiders, who must be purged, expelled or plain liquidated from the territory you now consider your Holy Soil

Update

Ignatieff visited in 1993 and travelled through zones where different militias held neighbouring villages and had dynamited all the homes belonging to their ethnic adversaries. Reading his account you get the sense that some kind of uneasy peace had settled. But this was way wrong. The wars in Yugoslavia were to continue right up till 2001, centred on the cruelty and then Serb massacres of the Bosnian war, and then, when the Serbs refused to cease killing Kosovans, the 1999 NATO bombing campaign against Belgrade.

  1. The Ten-Day War (1991)
  2. Croatian War of Independence (1991 to 1995)
  3. Bosnian War (1992 to 1995)
  4. Kosovo War (1998 to 1999)
  5. Insurgency in the Preševo Valley (1999 to 2001)
  6. Insurgency in the Republic of Macedonia (2001)

2. Germany

Ignatieff’s prose is a little more purple and metaphorical in the chapter on Germany. This is because the fall of the Berlin Wall in 1989 was the epicentre of the crisis which swept the Soviet regime and its east European colonies. So he uses descriptive prose to try and capture what East Germany felt like during the long years of drab, repressed communist rule, and then what it felt like in the ecstatic months of protest leading up to the demolition of the wall.

Now, four years later, all the euphoria has gone. The East Germans he speaks to are a shabby, disillusioned bunch, very conscious of the way the West Germans quickly took to looking down on them, accusing them of being workshy malingerers.

What happened was a massive experiment in political theory. Divide a nation in half. Keep them utterly separate, physically and psychologically isolated, for 45 years. Then suddenly remove all barriers and let them reunite. Then ask: to what extent does the people (an unchanging social and cultural group) make the state? Or how much does the state shape and mould the people? I.e. in those 45 years, how much had the wildly divergent West and East German governments managed to mould their populations?

Short answer: states mould the people. During the Cold War West Germans were quietly proud that East Germany was the most economically successful of Russia’s colonies. But when the wall came down and Western industrialists visit the East’s fabled factories they discovered they were a shambles, incompetent managers overseeing workshy workers. They would have to start again from scratch, inculcating Germany virtues: timekeeping, conscientiousness, hard work.

In reality, it was less a reunification than the West colonising the East. Ignatieff meets Helmut Börner, the tired manager of a museum in Leipzig, so conceived and run to flatter the East German authorities and their Russian sponsors and they both reflect on how quickly the new Germany will erase memories of the shameful East. Ignatieff visits a sweaty underground club full of pounding music which has the exotic twist that it used to be the torture rooms of the East German security police. He looks around. It’s only a few years after reunification but the kids don’t care. They’re dancing and getting off with each other. Life is for living.

Ignatieff interviews a neo-Nazi called Leo who cheerfully denies the Holocaust and yearns to reconquer Silesia, now part of Poland, where his family came from. Ignatieff thinks the resurgence of neo-Nazism is dangerous but not really worrying, when it amounts to gangs of skinheads fighting immigrants.

More worrying is the growth of right-wing anti-immigrant parties, exemplified by the retired prison officer and local politician, Herr K, standing for election for the Republikaner Party. He wants rights for immigrants restricted more than they already were in 1990s Germany (where a Turk could be born, educated, work, pay taxes, and yet never achieve formal German citizenship).

Because there’s no actual war in reunified Germany, this long chapter is the most varied and subtle. It is a beautifully observed essay on the contradictions and quirks of the German nation and its ideas of itself, something we Brits rarely hear about.

Update

That was a long time ago. Inequality between East and West Germany has proved an intractable problem, admittedly partly because the East is more rural than the dynamic, industrialised West. And the refugee crisis he discusses turned out to be just the harbinger of a central issue of the 21st century, which is what to do about the increasing numbers of refugees and migrants wanting to escape Africa and the Middle East and start new lives in affluent Europe. Which came to a head in the refugee crisis of 2015.

And the right-wing Republikan Party candidate Ignatieff interviews has been superseded by the right-wing Alternative für Deutschland, founded in 2013 and which now holds 83 seats in the Bundestag. Germany’s struggle with its past, with its national identity, and its multicultural present, is a microcosm of the problems which face all Western nations.

3. Ukraine

Ignatieff’s great-grandfather was Russian and bought an estate in the Ukraine in the 1860s when he was ambassador to Constantinople (over 1,000 miles away). Ignatieff flies in to Kiev and takes a bus then taxi out to the old estate, stays the night, interviews the priest in the village church and the manager of the collective farm.

What keeps coming over is his sense of the Soviet Empire, as he calls it, the largest empire of the twentieth century, as a magnificent and catastrophic failure. In the Ukraine Soviet failure and tyranny had disastrous effects.

Something like 3 million Ukrainians died of hunger between 1931 and 1932. A further million were killed during the collectivisation of agriculture and the purges of intellectuals and party officials later in the decade. An additional 2 to 3 million Ukrainians were deported to Siberia. The peasant culture of small farmers and labourers that my grandfather grew up among was exterminated. This was when the great fear came. And it never left… (p.91)

Like the communist officials in charge in Yugoslavia, the leaders of communist Ukraine realised they could transition to independence and still remain in power, so they deftly adopted nationalist clothes, language and slogans, despite the fact that only a few years previously they had been locking up nationalists as subversives. Ignatieff meets the Ukrainian president, Leonid Kravchuk, a smooth operator

He speaks to a Ukrainian journalist working for the Financial Times and a former nationalist, locked up in prison. Their fear is what happened to Russia will happen to Ukraine i.e. a relentless slide into economic collapse and anarchy.

He attends a service of the Ukrainian Uniate Church in St George’s Cathedral, Lvov, and has an insight. The nationalists dream that their entire country will be like this congregation:

Standing among men and women who do not hide the intensity of their feelings, it becomes clear what nationalism really is: the dream that a whole nation could be like a congregation; singing the same hymns, listening to the same gospel, sharing the same emotions, linked not only to each other, but to the dead buried beneath their feet. (p.95)

In other words nationalism can be a beautiful dream, a vision of unity and belonging, typically, as here, through religion, language and song.

Also, this passage mentions the importance of the dead and where the dead are buried. The land where the dead are buried. For the first time Ignatieff feels a stirring of that feeling for the land where his great grandfather and mother are buried, which he is the first member of his family to revisit since the revolution of 1917.

When he meets the Tartars returning to Crimea from their long exile in central Asia, they are even more obsessed about the land, about the soil, about the sacred earth of their ancestors (pages 99 to 103). Ignatieff begins to understand how our individual lives are trite and superficial, but acquire depth and meaning in light of these ancestral attachments.

Land is sacred because it where your ancestors lie. Ancestors must be remembered because human life is a small and trivial thing without the anchoring of the past. Land is worth dying for, because strangers will profane the graves… (p.93)

Update

In 2013, when the government of President Viktor Yanukovych decided to suspend the Ukraine–European Union Association Agreement and seek closer economic ties with Russia, it triggered several months of demonstrations and protests known as the Euromaidan.

The following year this escalated into the 2014 Ukrainian revolution that led to the overthrow of Yanukovych and the establishment of a new, more Europe-facing government. However, the overthrow of Russia-friendly Yanukovych led to the annexation of Crimea by Russia in March 2014 and the War in Donbas in April 2014.

4. Quebec

Ignatieff is Canadian, he grew up in Ottowa where his Russian grandparents had emigrated. As a boy he knew about the Frenchies up the road but he never actually met any. Now, as an adult, he realises he has never actually visited the French part of his own nation, Quebec. He thought he knew Canada, but realises now it was only a Canada of his imagining. Which leads him to realise that all nations are, in a sense, imaginary.

You can never know the strangers who make up a nation with you. So you imagine what it is that you have in common and in this shared imagining, strangers become citizens, that is, people who share both the same rights and the same image of the place they live in. A nation, therefore, is an imagined community.

But now he realises that during his young manhood he completely failed to imagine what it felt like for the other community in Canada. He recaps his definitions of nationalism, in order to go on and define federalism, for this chapter will turn out to be an investigation of the strengths and weaknesses of federalism. First nationalism:

Nationalism is a doctrine which hold (1) that the world’s people are divided into nations (2) that these nations should have the right to self-determination, and (3) that full self-determination requires statehood. (p.110)

Federalism is the antithesis of this idea of nationalism, for it holds that different peoples do not need a state to enjoy self-determination. Under federalism two different groups agree to share power while retaining self government over matters relating to their identity. Federalism:

seeks to reconcile two competing principles: the ethnic principle according to which people wish to be ruled by their own; with the civic principle, according to which strangers wish to come together to form a community of equals, based not on ethnicity but on citizenship. (p.110)

But federalism is not doing so well. He lists the world’s most notable federal states – Canada, Czechoslovakia, Yugoslavia, Belgium, India, the former USSR – and then points out that all of them are in deep trouble. The Czechs and Slovaks couldn’t live together; Yugoslavia collapsed in a welter of wars; India struggles with regional separatism. The very concept of federalism is in trouble around the world and so his long chapter on Canada treats it as a kind of test bed or laboratory to assess federalism’s long-term prospects for survival.

He gives a lot of detail about Canadian history, and the dawn of modern Quebecois nationalism in 1960, none of which I knew about. But out of this arises yet another definition or aspect of nationalism:

Nationalism has often been a revolt against modernity, a defence of the backwardness of economically beleaguered regions and classes from the flames of individualism, capitalism, Judaism and so on. (p.116)

Yes, this makes sense of the aggressive over-compensation of so many nationalists, who all speak a variation on the comic stereotype of the English provincial: ‘You come down here with your fancy London ways, with your multicultural this and your cosmopolitan that. Well, people round these parts live a more simple life, see, a more honest and authentic life than you la-di-dah city types.’ They flaunt their backwardness.

But this leads Ignatieff into a paradoxical development which he spends some time analysing. In the Canada of his boyhood the Quebec French really were discriminated against, weren’t served in shops unless they spoke English, were perceived as small-town bumpkins with a lower standard of education, dominated by an authoritarian Catholicism and with extravagantly large families (ten children!).

So, Ignatieff says, surely as these very real obstacles have been overcome, as Quebecois have become more urban, progressive, women’s liberation has led to much smaller families, they’re all less in thrall to the church, surely they would abandon their nationalism and become modern urban cosmopolitans like him? But no. Contrary to everything Ignatieff would have expected, Quebec nationalism has grown. The paradox is exemplified by a French Canadian Ignatieff interviews who is president of a very successful bank.

I had assumed that global players cease to care about nationalism. I was wrong. (p.115)

Historical grievances are never forgotten. The British won the Battle of Quebec in 1759 and Quebec nationalists are still unhappy about it. He talks to modern journalists and a group of students. All of them are proudly nationalistic and want their own Quebec. There’s a division between those who want an actual independent state with its own flag and seat at the UN, and those who just want almost complete autonomy. But they all see Quebec as not a part of Canada or a province of Canada but a separate nation and a separate people.

But the problem with nationalism is it’s infectious. If Quebecuois want a state of their own so they can be a majority in their own state and not a despised minority in English-speaking Canada, what about two other constituencies?

1. Ignatieff goes to spend time with a native American, a Cree Indian. There are about 11,000 of them and they reject all the languages and traditions and legal concepts of the white people from down south, whatever language they speak. The Cree think of themselves as a people and they want their own protection.

2. Then Ignatieff goes to spend time with some of the English-speaking farmers who live in Quebec, have done for hundred and fifty years. No-one tells their story, the history books ignore them, Quebec nationalists have written them out of their narrative.

Nationalism spreads like the plague, making every group which can define itself in terms of language, tradition, religion and so on angry because it doesn’t have a nation of its own. You could call it the Yugoslav Logic. Smaller and smaller nations become shriller and shriller in their calls for ethnic purity.

And, of course, increasingly anxious about all the outsiders, non-members of the language group, or religion or whatever, who remain inside its borders. Read about the collapse of the Austro-Hungarian  and Ottoman empires to see what happens next. Insofar as the Sudeten Germans found themselves in the alien state of Czechoslovakia, the Second World War was caused by the collapse of the Austrian empire into impractical ethnic nation states.

Ignatieff doesn’t state this explicitly but I see this nationalism as a malevolent virus which, wherever it goes, creates antagonism at best, sporadic violence, if you’re not too unlucky or, given enough economic collapse or social stress, war.

Ignatieff visits Dennis Rousseau, a working class guy who works in a local paper mill and plays ice hockey in Trois Rivieres which is, apparently, the working class neighbourhood of Quebec. In a long conversation Rousseau won’t budge from his position that he wants Quebec to be independent because Ontario (capital of English-speaking Canada) isn’t doing enough for the struggling papermill industry, for his town and his peers. No amount of evidence to the contrary can shift his simple conviction and Ignatieff wonders whether nationalist sentiment like Rousseau’s is, among other things, a way of avoiding the truth about the changing economic situation.

All round the developed world businesses are being exported and once prosperous communities are getting poor. This is a function of the super-charged neo-liberal global capitalism which has triumphed since the collapse of communism, all those manufacturing jobs going to China and India.

Apart from all its other appeals (the very deep psychological appeal of belonging, of having a home, having people around you who understand your language, your religion, your music, your jokes) this kind of nationalism provides simple answers to intractably complicated economic realities. Twenty years after this book was published Donald Trump would reach out to the tens of millions who live in those kind of communities where life used to be great and now it isn’t with his brand of whooping Yankee nationalism.

Update

Kurdistan

There are perhaps 40 million Kurds. The territory Kurdish mostly inhabited by Kurds and which Kurdish nationalists would like to be an independent Kurdish state straddles four of the fiercest nations on earth: Turkey, Syria, Iraq and Iran.

Following the defeat of Iraqi dictator Saddam Hussein in the First Gulf War, the Kurds in Iraq rose up against his rule in the Kurdish intifada of March 1991. Hussein unleashed the full might of his army against them, driving hundreds of thousands of men, women and children up into the northern mountains until the Western allies intervened and set up a no-fly zone, preventing Saddam massacring any more of them.

It is this enclave which Ignatieff visits in 1993. With his typically intellectual perspective, he points out that it is something new: the first ever attempt by the UN to protect a people from the genocidal attacks of their national ruler. The enclave was far from being a state, but the Kurds had done as much as they could to make it like one, raising their own flag, holding elections. As in Ukraine among the Crimean Tartars, he realises how much the land, the actual soil, means in the mythology of nationalism:

At its most elemental, nationalism is perhaps the desire to have political dominion over a piece of land that one loves. Before anything, there must be a fierce attachment to the land itself and a sense that there is nothing else like this, nothing so beautiful, anywhere else in the world. (p.149)

Ignatieff travels and meets: representatives of the democratic party, the KDP, which has been run by the Barzani family for generations; then up into the mountains to see the PKK, the Kurdistan Workers Party, one of the last doctrinaire Marxist guerrilla groups in the world.

He is taken on a tour of Halabja, the town Saddam ordered his jets to fly over and bomb with a cocktail of chemical gasses, resulting in at least 5,000 dead. It is, of course, a horrific sight but, as always, with Ignatieff, he not only notes and records touching, moving, terrifying details: he also extracts interesting and useful points about nationalism and death. First is the way nationalist ideology gives a meaning to life and death, especially the latter:

Nationalism seeks to hallow death, to redeem individual loss and link it to destiny and fate. A lonely frightened boy with a gun who dies at a crossroads in a fire-fight ceases to be just a lonely frightened boy. In the redeeming language of nationalism, he joins the imagined community of all the martyrs. (p.148)

Thus the roads of Kurdistan are marked by portraits of killed peshmerga fighters staring down from the plinths which once carried portraits of Saddam. He goes on to make a point about genocide. He doesn’t phrase it like this, but you can think of genocide as the dark side of nationalism, the demonic brother. If a nation is defined entirely by ‘the people’, defined as one ethnic group, who occupy it, then anyone outside that ethnic group should not be there, has no right to the land, is a pollutant, a potential threat.

Before the experience of genocide, a people may not believe they belong to a nation. Before genocide, they may believe it is a matter of personal choice whether they belong or believe. After genocide it becomes their fate. Genocide and nationalism have an entwined history. It was genocide that convinced the Jews and even convinced the gentile world that they were a people who would never be safe until they had a nation state of their own. (p.151)

The Turks have been waging war against their Kurds since the foundation of modern Turkey in 1923. Its leader Kemal Ataturk envisioned Turkey as a modern, secular nation with a civic nationalism. Logically, therefore, there was no room for tribes and ethnic nationalism which destabilised his vision of a secular state. Hence the aggressive attempts to ban the Kurdish language in schools, erase their traditions and songs, even the word Kurd is banned; officials refer to the ‘mountain Turks’. To quote Wikipedia:

Both the PKK and the Turkish state have been accused of engaging in terror tactics and targeting civilians. The PKK has historically bombed city centres, while Turkey has depopulated and burned down thousands of Kurdish villages and massacred Kurds in an attempt to root out PKK militants.

For the only place in the book Ignatieff loses his cool when he is assigned a 24-year-old Turkish special forces agent who carefully chaperones him around the ‘pacified’ region of south-east Turkey, where the local Kurds obviously go in fear of their lives, and the agent carefully monitors everyone Ignatieff speaks to, while another spook photographs them all. The agent’s name happens to be Feret and this leads Ignatieff into the borderline insulting use of the word ‘ferret’ to refer to all such spooks and spies and security force agents and repressers and torturers (pages 158 to 161).

You can’t compromise when the very unity of the state is at stake. There is no price that is not worth paying. Pull the balaclava over your face; put some bullets in the chamber; go out and break some Kurdish doors down in the night. Pull them out of bed. Put a bullet through their brains. Dirty wars are a paradise for ferrets. (p.161)

Update

A lot has happened to the Kurds in the 28 years since Ignatieff visited them. The primary fact was the Allied invasion of Iraq in 2003 which led to the break-up of Iraq during which Iraqi Kurds were able to cement control over the territory in the north of the country which they claim. A Kurd, Jalal Talabani, was even elected president of post-Saddam Iraq (2005 to 2014). Kurdish fighters were also involved in the Syrian civil war (2011 to the present) and involved in the complex fighting around the rise of Islamic State. And low-level conflict between the Turkish-facing PKK and Turkish security forces continues to this day.

Northern Ireland

Like most English people I couldn’t give a monkey’s about Northern Ireland. I was a boy when the Troubles kicked off around 1970 and Irish people shooting each other and blowing each other up was the wallpaper of my teenage years and young manhood, along with glam rock and the oil crisis.

Decades ago I was hit by flying glass from a car showroom when the IRA blew up an army barracks on the City Road in London. Like the Islamist terrorists who drove a van into tourists on London Bridge then went on the rampage through Borough Market ( 3 June 2017) it was just one of those mad features of modern life which you cross your fingers and hope to avoid.

For the first time I get a bit bored of Ignatieff when he says he went to Ulster to discover more about ‘Britishness’. I’ve read hundreds of commentators who’ve done the same thing over the last 50 years and their clever analyses are all as boring and irrelevant as each other. Most English people wish Northern Ireland would just join the Republic and be done with it. The situation in Ulster doesn’t tell you anything about ‘Britain’, it just tells you about the situation in Ulster.

Ignatieff still makes many good points, though. He adds yet another category of nationalist conflict to his list: which is one caused – as in Ukraine, as in Croatia (as in Rwanda) – where there is a history of oppression of one community by another. The proximate cause of the Rwandan genocide was the conscious, deliberate, well worked-out plan for extermination devised by the ideologues of Hutu Power. But the deeper cause was the long period of time when the majority Hutus had been treated like peasants by the aristocratic Tutsis. Visitors to the country couldn’t tell the two groups apart, they lived in the same communities, spoke the same language, used the same currency. But deep in many Hutu breasts burned anger at generations of injustice and oppression. Breeding ground for virulent vengeful ethnic nationalism.

Same in Ulster where Roman Catholics were treated as second class citizens since partition in 1922, and were actively barred from various civil positions and comparable to the WASP prejudice against the Catholic French in Quebec, or to the much more vicious colour bar in the Deep South of America.

It is the memory of domination in time past, or fear of domination in time future, not difference itself, which has turned conflict into an unbreakable downward spiral of political violence. (p.164)

But much of Ignatieff’s discussion deals in clichés and stereotypes about Britain and its imperial decline which have been discussed to death during the extended nightmare of the Brexit debates.

He spends most of the chapter in the company of working class youths in a Protestant slum street in the build-up to the big bonfire night which inaugurates the July marching season. He notes how fanatical they are about the symbols of Britishness, pictures of the Queen, the Union Jack plastered over everything.

Which is when he springs another of his Big Ideas: Ulster Protestantism is like the cargo cults anthropologists have identified in the South Seas. The great white god arrives by ship, fights a battle, saves the local tribe and their religion from neighbours and rivals, then departs never to return. But generations of tribespeople wear out their lives waiting, waiting for that return, and turning the bric-a-brac the white man left at random into relics and cult objects to be worshipped at home-made shrines on special holy days (pages 182 to 184).

Same, Ignatieff claims, with Ulster Protestantism. It has become a weirdly deformed caricature of the culture of the homeland. While mainland England has become evermore secularised and multicultural, Ulster Protestantism has become evermore obsessed and hag-ridden by its forbidding religion, evermore furiously insistent on its ethnic purity, evermore angry at what it perceives as its ‘betrayal’ by the great white god across the water.

Apart from the historical accident of a handful of symbols (Queen, flag, crucifix) it has grown utterly separate from English culture and is an almost unrecognisable caricature of it.

Loyalism is an ethnic nationalism which, paradoxically, uses the civic symbols of Britishness – Crown and Union Jack – to mark out an ethnic identity. In the process the civic content is emptied out: Loyalist Paramilitarism, for example, makes only too clear what a portion of the Loyalist community thinks of the rule of law, the very core of British civic identity. In the end, the Crown and the Union Jack are reduced to meaning what they signify when tattooed on the skin of poor, white teenagers. They are only badges of ethnic rage. (p.185)

Update

The situation Ignatieff was reporting on in 1993 was superseded by the signing of the Good Friday Agreement in April 1998 and the 23 years of peace which have followed. Nowadays, there is much feverish speculation that the peace may be jeopardised by the complicated economic and political fallout of Brexit. Maybe a new generation of men in balaclavas will return and think they can achieve something by blowing up cars and shooting farmers.

The bigger picture, though, is that Ulster is now part of a United Kingdom substantially changed since Ignatieff’s time, because of the devolution of Scotland and Wales. Somehow, Scotland and Wales are still part of something called the United Kingdom but articles every day in the press wonder how long this can last.

Personally, I feel like I’ve been hearing about Scottish nationalism and Plaid Cymru all my adult life. Although they now have their own expensive parliament buildings and control over their healthcare and education systems, the basic situation doesn’t seem to have changed much – both Scots and Welsh nationalists continue to make a good living criticising the English politicians who pay for their nations to remain solvent.

I have no skin in the game. If they want to be independent nations, let them. Fly free, my pretties. According to a 2020 YouGov poll, my indifference is fairly representative of my people, the fat lazy English:

Less than half of English people (46%) say they want Scotland to remain part of the UK. Few want to see the nation pull away, however, at just 13%. Most of the rest (34%) have no opinion, saying that they consider it a matter for the people of Scotland to decide.

It seems unlikely that Scotland or Wales will ever become independent nations or that Northern Ireland will join the Republic, and for the same simple reason. Money. All three receive substantial subsidies from London and would become poorer overnight if they left. Try and sell that to your electorate.

Brief summary

Reviewing the six nationalist issues reviewed in the book prompts a simple conclusion which is that: none of these conflicts have gone away. Nationalism is like a terrible disease: once it has gripped a people, a tribe, a region, and once it has been used to set populations at loggerheads with other neighbouring groups or with the very state they find themselves in, it is almost impossible to extirpate. Nationalism is a virus which has no cure. Like COVID-19 we just have to learn to live with it and try to mitigate its effects before they become too destructive, before there’s an outbreak of another, more virulent variety.

The Cold War as the last age of empire

The Cold War was a lot of things to a lot of people but I am still reeling from one of the biggest of Ignatieff’s Big Ideas, which is that the Cold War amounted to the last phase of imperialism.

There was the early phase of Portuguese and Spanish imperialism; there was the rivalry between the French and British around the world in the 18th century; the Europeans grabbed whatever bits of the world they could bite off during the 19th century; and then the French, British, Dutch, Belgians and a few others hung onto their colonies through the catastrophic twentieth century and into the 1960s.

Then they left in a great wind of change. But they did so at exactly the same time as the spreading Cold War meant that huge areas of the world came under the direct or indirect control of the Americans or the Soviets. Although it wasn’t their primary goal, the CIA supporting their authoritarian regimes and the Soviet advisers to countless communist groups, between them they sort of – up to a point – amounted to a kind of final reincarnation of imperial police. Up to a point, they policed and restrained their client states and their opponents around the world. They reined them in.

And then, in 1990, with little or no warning, the imperial police left. They walked away. And instead of blossoming into the wonderful, democratic, peaceful world which the naive and stupid expected – chaos broke out in a hundred places round the world. The gloves were off and ethnic nationalism and ethnic conflicts which had been bottled up for decades, exploded all over.

Because this ideology, this psychology of blood and belonging and ‘kill the outsider’ – it’s easier for hundreds of millions of people; it provides a psychological, cultural and linguistic home, a refuge in otherwise poverty-stricken, war-torn, economically doomed countries.

It offers reassurance and comfort to stricken populations, it flatters people that whatever is wrong with the country is not their fault – and it offers an easy route to power and strategies to stay in power for demagogic leaders, by whipping up ethnic or nationalist sentiment and justified violence against the Outsider. Demonising outsiders helps to explain away the injustices and economic failure which somehow, inexplicably, despite their heroic leadership, continues.

Blame it on the others, the outsiders, the neighbouring tribe, the people with funny shaped noses, different coloured skin, spooky religions, use any excuse. The poison of ethnic nationalism is always the easy option and even in the most advanced, Western, civic societies – it is always there, threatening to break out again.

Concluding thoughts on the obtuseness of liberalism

Ignatieff ends with a brief conclusion. It is that his liberal beliefs have profoundly misled him. Educated at a top private school, clever enough to hold positions at a series of the world’s best universities (Harvard, Cambridge) and to mingle with the most gifted of the cosmopolitan elite, he thought the whole world experienced life and thought like him. Idiotic. The journeys he made for this book have made him realise that the vast majority of the human population think nothing like him.

This was crystallised by one particular type of experience which kept cropping up wherever he went. On all his journeys he saw again and again that most of the warlords and fighters are young men aged 18 to 25 (p.187). Until he met them at roadblocks and checkpoints he had not understood what masculinity is. An etiolated, lily-pink liberal with the impeccable manners handed down by his family of Russian diplomats, Ignatieff had no idea what men, poor men, uneducated men, out there in the world, are really like.

Until I had encountered my quotient of young males intoxicated by the power of the guns on their hips I had not understood how deeply pleasurable it is to have the power of life and death in your hands. It is a characteristic liberal error to suppose that everyone fears and hates violence. I met lots of young men who loved the ruins, loved the destruction, loved the power that came from the barrels of their guns. (p.187)

Only someone so phenomenally clever and immaculately well educated could be so remote from the world as it actually is, from human nature in all its appalling greed and violence. Meeting gun-toting warlords made him realise more than ever that the aim of civic society is to quell, control and channel this kind of male aggression which he had never experienced before.

I began the journey as a liberal, and I end it as one, but I cannot help thinking that liberal civilisation – the rule of laws not men, of argument in place of force, of compromise in place of violence – runs deeply against the human grain and is only achieved and sustained by the most unremitting struggle against human nature. (p.189)

And the best all-round way to prevent the outburst of ethnic nationalism and the almost inevitable violence which accompanies it, is the creation and maintenance of a strong stable state with institutions which distribute and diversify power, which act as checks and balances on themselves, which are permanently capable of correction and reform, including the most important kind of reform which is the ability to get rid of your political leaders on a regular basis.

The only reliable antidote to ethnic nationalism turns out to be civic nationalism, because the only guarantee that ethnic groups will live side by side in peace is shared loyalty to a state, strong enough, fair enough, equitable enough, to command their obedience. (p.185)

The fundamental responsibility of a government is not to promote ‘equality’ and the raft of other fine, liberal values. They’re nice-to-haves. It is more profound than that. First and foremost it is the eternal struggle to build and maintain civic nationalism – because the alternative is horror.

Credit

Blood and Belonging: Journeys into the New Nationalism by Michael Ignatieff was published by BBC Books in 1993. All references are to the revised 1995 Vintage paperback edition.


New world disorder reviews