The Battle for Syria: International Rivalry in the New Middle East by Christopher Phillips (revised edition, 2020)

There are quite a few book-length studies of the Syrian Civil War. The distinctive thing about this one is that academic and author Christopher Phillips insists that other regional countries weren’t ‘drawn into’ the conflict once it had got going but, on the contrary, were involved right from the start, helped to exacerbate the initial protests into a civil war, and then were vital elements which ensured that the war continued and has proven impossible to end. The six countries he considers the key players and interveners are the US, Russia, Turkey, Iran, Saudi Arabia and Qatar, each of whose motivations and actions are considered at great and fascinating length.

Disaster

He opens with the claim that the Syrian civil war is the greatest human disaster of the 21st century. Over 500,000 have been killed, as many as 1.9 million wounded. Over 5 million have fled the country and 6 million been internally displaced i.e. more than half the pre-war population of 21 million. By 2013 Syria had regressed 40 years in social development. By 2015 half Syria’s schools had closed, half its children didn’t attend school, over 80% of Syrians were living in poverty, 30% in abject poverty. The average life expectancy of a Syrian dropped from 70 to 55 in four years.

The Arab Spring

The Syrian civil war began as part of the Arab Spring at the start of 2011. The whole thing kicked off when Tunisian street vendor Mohamed Bouazizi set himself on fire on 17 December 2010 in Sidi Bouzid, Tunisia, as a protest against yet another act of petty harassment and humiliation inflicted on him by municipal officials, the kind of low-level harassment most people in most Arab countries have had to put up with all their lives. When news got around, Bouazizi’s act inspired street demonstrations in Tunisia which then spread west to Morocco and East to Libya, Egypt, Yemen, Jordan and Syria, and on into Bahrain and Oman in the Gulf. What all these places had in common was they were ruled by small elites run by old men who had gathered power and money to themselves, their families and followers, resulting in grossly unequal societies which, above all, had large youth unemployment.

The unrest was to lead to the overthrow of corrupt old rulers – Zine El Abidine Ben Ali in Tunisia, Muammar Gaddafi in Libya, Hosni Mubarak in Egypt. And yet the newish, youngish leader of Syria, Bashar al-Assad, managed to not only contain the protests, even as they escalated in scale and violence, but, 12 years later, is still very much in place, discredited ruler of a permanently devastated Syria. Why? This is the basic question Phillips sets out to address in this long, thorough and engrossing study. First some background.

Modern Syria

Modern Syria’s boundaries were drawn up by French politicians after the Great War when, in the light of the collapse of the Ottoman Empire, the area known as the Middle East was carved up by the victors, France and Britain. Britain got Arabia, Palestine and Iraq; the French got Lebanon and Syria.

Syria, like Lebanon, was a complex web of religious, ethnic and cultural groups, including Shia Muslims, Sunni Muslims, Christians (10%), Kurds in the north and east (10%), Alawites (a spin-off of Shia Islam; under 10%), Druze, with pockets of Turkmen and Aramaic speakers, Circassians and Armenians.

Between the wars

Syria and France negotiated a treaty of independence in September 1936 but France fell to the Nazis before it could be implemented. Syria came under the control of Vichy France until the British and Free French occupied the country in the Syria-Lebanon campaign in July 1941. The British forced the French to evacuate their troops in April 1946 and give Syria independence – events covered in James Barr’s excellent book, A Line In The Sand: Britain, France and the Struggle That Shaped the Middle East.

As in so many post-colonial countries, the parliamentary institutions left by the colonial masters were weak while the army emerged as the strongest national institution. There followed a bewildering series of coups, eight in total between 1946 and 1968. In 1958 Syria joined the United Arab Republic with Egypt but left this union in 1961 after another coup. In 1963 came the decisive coup, carried out by the Arab Socialist Ba’ath Party.

The Ba’ath party has ruled Syria as a totalitarian one-party state ever since, taking control of all aspects of education, culture and religion. It maintains its grip through the powerful Mukhabarat (secret police). In 1966 there was an intra-party rebellion against the Ba’athist Old Guard. In 1970 the last of these disruptions took place, when the formal head of state was overthrown in November 1970 by Defence Minister Hafiz al-Assad. Assad instituted a cult of personality, his face plastered on public hoardings, his voice dominating radio and TV, state propaganda declaring he and his family would rule in perpetuity. Hence political slogans such as ‘Assad or We Burn the Country’.

Brief mention of the various wars with Israel during this period, the 1973 war as a result of which Israel occupied the Golan Heights in the far south of Syria; the long series of troubles in Lebanon, namely its civil war 1975 to 1990, the Israeli invasion of 1982 and so on. Most relevant event of Hafiz’s rule was his assault on the city of Hama which was taken over in a rising led by the Muslim Brotherhood, and which he proceeded to raze to the ground, killing up to 40,000 civilians with another 100,000 deported.

Hafiz al-Assad ruled as a brutal dictator till his death from a heart attack in 2000. He groomed his oldest son, Bassel, to succeed him but Bassel died in a car crash in 1994, whereupon Assad recalled his second son, Bashir, who was studying to be an opthalmologist in London, and quickly promoted him through the ranks of the army.

There’s no time to go into detail about the troubled history of the region during Assad’s 30 years in power: enough to mention the 1973 Yom Kippur War when Syria and Egypt united to attack Israel and lost. In 1975 the civil war began in the Lebanon which Assad was closely involved in, and which was to drag on for 15 blood years. Assad deployed the Syrian army to the country, maintaining an armed presence until 2005.

The Cold War

Phillips is an academic. This means he likes to identify issues and then cite conflicting interpretations or opinions about them. Thus, he tells us, it was received wisdom that, during the long Cold War, Middle Eastern states sided with one or other of the two superpowers. Saudi Arabia, the Gulf States and Israel leaned towards America; the more Arab nationalist regimes, such as Egypt, Syria and Iraq, had stronger ties with the Soviet Union.

It’s about here in the narrative that Phillips starts to weigh rival interpretations of established narratives, citing modern scholars who claim that, contrary to Cold War conventions, the countries of the region always had their own agendas and only called on support from each super power as it suited them. Apparently it is a ‘globalist’ view to think of the Middle East as one more region in which the Superpower rivalry played out; it is the ‘regionalist’ view to say that local countries had more agency than the simple Cold War model allows. So, for example, Syria and Egypt attacked Israel in 1973 against the wishes of their Soviet sponsor; in 1982 Israel invaded south Lebanon against the wishes of its American patron (p.16).

America the only superpower in the 1990s

America has had a long ill-fated involvement in the Middle East, above all, of course, supporting Israel, making periodic attempts to find some solution to the Israeli-Palestine conflict. Phillips suggests that between the fall of the Soviet Union and the American invasion of Iraq in 2003, America was credited with having emerged as the world’s only superpower, creating a ‘unipolar’ world, and emboldening the country to intervene in conflicts such as the First Gulf War, Somalia, former Yugoslavia and so on.

Effects of the Iraq War

However, this received opinion was seriously damaged by the American invasion of Iraq in 2003 in which it slowly became clear to all the region’s countries that America was not the superpower everyone had thought it to be, far from it. America had lots of money and men but turned out to be staggeringly incompetent, and easily pinned down by local insurgencies. America’s bluff was called. The superpower was cut down to size. Phillips itemises the seriously destabilising impacts of the Iraq War:

1. Rise of Iran

Iran was the great winner of the invasion of Iraq. Saddam, a Sunni, had imposed his rule on Iraq which is a majority Shia nation. Once he was overthrown and something like democratic elections were held, then Shia parties and Shia religious leaders quickly came to the fore. Many of these had spent decades in exile in Shia Iran, owed their lives, livelihoods, rise to power to Iranian sponsors, militias, to the Iranian Revolutionary Guard. The most notable example was Nouri al-Maliki, who had been an exile in Iran and went on to become Prime Minister of Iraq from 2006 to 2014, implementing aggressively pro-Iranian, pro-Shia policies (which helped to stoke the Sunni resistance). At every level Iraqi political life came to be dominated by Shia Iran.

2. The Kurds become players

Except for the Kurds, who lived in and, as a result of the overthrow of Saddam, got to run the northern third of Iraq. The Kurdish guerrilla movements had fought Saddam Hussein throughout his brutal rule (1968 to 2003). As Iraq sank into sectarian civil war (Shia against Sunni) the Kurds effectively sealed off their northern part of the country from the madness of the Arab south. The success of the Kurds in Iraq emboldened their brother groups and militias in Syria and Turkey.

3. Saudi Arabia stirs

Back to Iran: the rise of Iranian power and influence in Iraq sparked paranoia among Sunni states, none more so than Saudi Arabia. About 15% of Saudi’s population is Shia, mostly living in its eastern provinces which, coincidentally, is also where the oil is. Through the 1970s, 80s and 90s the Saudi regime was happy to fund Saddam Hussein who acted as a Sunni barrier against Iranian ambitions. They funded his long ruinous war against the new Iranian Islamic revolutionary regime, the Iran-Iraq war 1980 to 1988. Phillips calls it a policy of ‘dual containment’. However, Saddam burned his boats when, having brought his country to the brink of bankruptcy, he invaded Kuwait in 1990, thus forfeiting the aid he’d been receiving from Saudi and the Gulf states.

Since Saddam was removed in 2003, Saudi has found itself combating the ever-growing influence of the regional superpower, Iran. Phillips points out that it’s not just power, or the Shia religion, that threaten the Saudis, but the fact that revolutionary Iran embodies a radically different political model. The Saudis are run by an old-style hereditary monarchy, conservative and repressive. Iran presents a completely different religio-political model, with far larger elements of democracy and popular say. This model represents a threat to the Saudi model (p.19).

The rise of the Saudi-Iranian rivalry was perhaps the most dramatic regional shift caused by the Iraq war… (p.20)

4. Rising sectarianism

Talk of Saudi and Iran raises the issue of Muslim sectarianism i.e. the radicalisation of religion. The Americans converted Iraq from being a secular dictatorship which kept a tight check on religious extremism into a hotbed for all kinds of Islamic fanaticism (p.22). Al Qaeda moved into Iraq and grew hugely, countless other sectarian militias were set up and carried out brutal ethnic cleansings. Then, in the early chaos of the Syrian civil war, ISIS arose, mostly led by former Al Qaeda in Iraq soldiers, themselves former officers in Saddam’s army, made homeless when Paul Bremer sacked the entire Iraqi Army.

Why the Arab Spring failed in Syria

Phillips doesn’t make the comparison with Libya but I find if pretty obvious. The Libyans managed to get rid of their dictator, Muammar Gaddafi, but failed to replace him with one unitary government; instead Libya has collapsed into two rival governments because the opposition wasn’t strong or united enough to enforce unity. Same with Syria. There was much opposition to Assad’s regime but a) it was very split along regional, ethnic and sectarian lines and b) the regime managed to keep support from a wide enough range of groups, probably, in the end, the majority of the population which, although not keen on Assad’s repressive regime, feared the alternative i.e. chaos.

For this fear of chaos was another legacy of the Iraq War. Assad simply had to remind his people what had happened next door, in neighbouring Iraq, when an established dictator was overthrown i.e. chaos, sectarian massacre, ethnic cleansing and civil war. Probably the entire Alawi population rallied behind him (10 to 13%), as did the Orthodox Christian minority (8%). The Kurds took the opportunity to rebel but that just reinforced conservative fears that the rebellion would lead to the country’s collapse.

As I understand it, the one key decider for the fate of Arab Spring protests was whether the army and security services went over to the protesters or not. In Tunisia and Egypt they did and the old rulers were overthrown. In Libya it was a split, some did, some didn’t and the country collapsed. In Syria, the army and the network of security services referred to as the Mukhabarat was closely allied with Assad and remained loyal.

As to the splits in the Syrian opposition, this reached almost ludicrous levels, with virtually every town and village in rebel areas setting up their own councils, while a congeries of umbrella groups made up of exiled politicians, based in Turkey, Saudi or Qatar, fought to claim leadership of the movement. Phillips has one hugely telling statistic. At the peak of confusion in the Lebanon Civil War there were some 30 identifiable named militias; whereas, by 2013, a US centre identified 1,050 anti-Assad brigades and 3,250 smaller companies (p.127). It was, and is, like herding sheep.

The Kurds

For a century the Kurds in Iran, Iraq, Syria and Turkey have been seeking, in one form or another, some kind of autonomy if not a self-ruling state. The Kurds make up to 10% of the population of Syria, about 10% of the population of Iran, 18% of Turkey and 20% of Iraq. But as well as engaging in permanent conflict with the Turkish army, enduring periodic genocidal assaults by Assad in Syria and especially Saddam in Iraq, the Kurds have often been divided among themselves.

Phillips gives a clear account of the confusing manoeuvring of Kurdish groups on page 111. In May a Kurdish National Movement was formed which brought together 17 different political parties including the Democratic Union Party or PYD, Syria’s branch of the long-established Kurdish separatist party, the PKK. This broke down because of PYD demands and was replaced in October by the Kurdish National Council, which was more enduring but only contained 10 of the original 17 groups and not the PYD.

The PYD’s militia was named the People’s Defense Units or the YPG. When Assad forces withdrew from some areas held by the YPG, other Kurdish groups and Gulf backers accused it of being in league with Assad, something it strongly denied.

When the Syrian National Council was formed in August 2011 as an umbrella for opposition groups it refused to remove the word ‘Arab’ from its motto of calling for a ‘Syrian Arab Republic’, thus prompting a walkout by the Kurdish delegates. Despite repeated attempts at mediation both sides have refused to compromise. So you get the picture. It is with the Kurds, as with the Arabs in general, a picture of endless bickering disagreement.

Not only this but there is interference from Kurds outside Syria. The collapse of the state in Iraq led to the creation of a Kurdish autonomous area in northern Iraq, but rule of this was contested between the Iraqi branch of the Kurdistan Workers’ Party (PKK), a hard-core Marxist-Leninist guerrilla movement, and the Kurdistan Democratic Party (KDP), a much more conservative nationalist movement, led by Masoud Barzani. So, very broadly speaking, the Kurds were at odds with their Arab partners in the opposition to Assad, and were also divided among themselves.

ISIS

However, the Kurds received a boost in 2014 after the catastrophic fall of Mosul, the main city in northern Iraq, to Islamic State, because this triggered the Americans to become involved. Barack Obama’s administration refused to intervene in the war against Assad but was prepared to give direct support to the YPG in its battles against ISIS. The Americans supplied and organised the fierce campaign, fought 2016 to 2017, to seize back the city of Raqqa in north-eastern Syria, which had become the Islamic State’s de facto capital.

Turkey

The situation of the Kurds is, of course, complicated by numerous external factors, the most obvious of which is that Turkish governments of all flavours remain vehemently opposed to the slightest flicker of Kurdish independence and so have declared the YPG a terrorist organisation, in this respect aligning it with the much more long-established Kurdistan Workers’ Party (PKK), which actually has carried out terrorist attacks, for example, on police stations, in Turkey.

It was concern about the ‘infection’ of Kurdish independence spreading from Kurdish autonomous regions which led Turkey to invade and occupy key areas in the north of Syria, where Turkish forces remain to this day.

Outside forces

1. US

Barack Obama was US President 2009 to 2017. The criticism made of his foreign policy was that he was too optimistic (thought other leaders were as rational and consensual as him) and believed America had more power than the Iraq invasion showed that it actually does.

Regarding Syria, Phillips records how the Obama administration, after initial caution, moved by August 2011 to call for Assad to go. This was what Phillips calls a ‘conflict escalator’: it misled everyone. It misled the Russians and everyone in the region into thinking America might be about to intervene (as in Libya) to arm the opposition and force Assad’s overthrow; thus stiffening Russia’s support for Assad. It stiffened the resolve of opposition groups who thought America would soon come riding to their rescue. It stiffened the resolve of the Assad regime hard-liners who thought they had nothing to lose by behaving more brutally.

Then there’s the issue of intelligence and leverage. America had been bankrolling the Egyptian state for 50 years or so, paying for its food and bankrolling its army. Therefore America had many levers to pull when they decided it was time for long-serving Egyptian president Hosni Mubarak (president from 1981 to 2011) to go.

But the Americans then mistakenly thought they would have the same kind of influence in Syria which, on the contrary, was a) a much more closed repressive regime than Egypt b) had been a Soviet client state since the Ba’ath took power. I.e. the Americans found it easy to topple Mubarak, impossible to topple Assad.

In 2012 Secretary of State Hillary Clinton and head of the CIA David Petraeus presented a plan to vet, train and equip opposition groups (p.143). Obama rejected it and some critics said ever afterwards that this was a lost opportunity to give the rebels the boost they needed to overthrow the dictator and a decade of misery would have been prevented. Phillips, here as everywhere, is enjoyably measured and balanced. He presents the counter-arguments that a) however much the US had given rebel groups events went on to show that Russia and Iran would have matched and superseded it; b) though Clinton et al reassured the Prez that the arms would only go to the good guys and not fall into the hands of ‘extremists’, they would have c) America spent a fortune vetting, training and equipping the police force and armies in both Iraq and Afghanistan who turned out to be either criminally corrupt or simply fled at the first sign of trouble. Seems to me Obama was right to be sceptical about everything to do with discredited foreign adventures.

2. Russia

Dmitry Medvedev, president of Russia 2008 to 2012, prime minister of Russia 2012 to 2020. Vladimir Putin president 2012 to the present. Russia had multiple motives. The Soviet Union had strongly supported Assad’s father, providing weapons and training, though this legacy wasn’t decisive. Similarly, Russia had trade ties with Syria but not as extensive as with Turkey or Iraq.

In 2011 there were protests in Moscow against Putin being elected Russian president yet again so Putin had a vested interest against the Arab Spring popular revolts. A bigger motive was blocking further US influence in the region. In a rare moment the UN Security Council approved armed intervention i.e. air attacks, to support the rebels in Libya; Russia blocked any similar gestures in Syria. If the principle of replacing unpopular/unjust leaders is allowed, it might at some point be used to justify overthrowing Putin himself.

Lastly, anti-jihadism. Fourteen per cent of the population of Russia is Muslim. Putin presented his murderous wars in Chechnya as campaigns against Islamic jihadism. Supporting secular Assad could be presented in the same light as standing up against jihadism, something which became easier when al Qaeda and then ISIS moved in.

There’s another interpretation, which is that Russia had precious little influence over the Assad regime, but shrewdly bet it would be difficult to oust, and gambled on its endurance. Then, once committed, and having been criticised in the West and the Arab world fir its support, it became a matter of prestige, sticking to its guns.

3. Turkey

The leading figure in Turkish politics for the last 20 years has been Recep Tayyip Erdoğan who was prime minister of Turkey from 2003 to 2014, president of Turkey from 2014 to the present.

Turkey began to change its attitude to its neighbours in the Middle East after Erdoğan’s Justice and Development Party (the AKP) was elected to government in 2002. The AFK launched a pivot away from the West (and from the secular policies of Turkey’s modern founder, Mustafa Kemal Atatürk), encouraging Islam and engaging more with its neighbours in the region (pages 35 and 70).

In this spirit Erdoğan set out to overcome decades of enmity with Syria – Turkey had for decades been part of NATO while Syria was firmly in the Soviet sphere of influence. Thus he cultivated a friendship with young Bashar, even flying to Damascus to sign a free trade agreement in 2004.

Turkey’s longest land border is with Syria (566 miles) so the two countries had a vested interest in coming to agreements about trade, crossing points and the vexed issue of water supply.

However, when the protests began at the start of 2011, and especially when Assad’s regime began to crack down, Erdoğan was quick to criticise the regime. By July Turkey was harbouring the group which announced itself as the Free Syrian Army. Erdoğan continued to try to persuade Assad to stand down behind the scenes, but by September had given up and in November made his first speech publicly calling for Assad to go and comparing him to Hitler (p.72).

Phillips suggests a number of reasons for this volte-face. One was that Erdoğan felt personally let down by Assad’s behaviour, and then chagrined that he turned out to have so little influence over him. Second reason is Erdoğan’s Muslim faith and his policy of making Turkey a more Muslim country. Much of the opposition to Assad was Islamic in nature and devout Muslims turning against a secular-militarist regime in Syria exactly mirrored what the AFK was doing in Turkey, trying to dismantle the military, Kemalist ‘Deep State’ in order to make Turkey more Islamic.

Lastly, Erdoğan is a populist and he wanted to make Turkey a leader in the region by appealing directly to the people, to ‘the street’. Hence his support of the Arab Spring revolts, and hence his quick realisation that his position would be jeopardised by association with a man who was hell-bent on turning into a genocidal tyrant (Assad). (This, for example, explains Erdoğan’s recent speeches in support of Hamas; all part of his ongoing campaign to make Turkey leader of the Arab ‘street’, with Erdogan still polling as the most popular leader for Arab youths.)

The situation quickly became very complex but three major facts emerge: 1) Turkey has taken over 4 million Syrian refugees, at obvious cost and burden; 2) Erdoğan remains implacably opposed to the Kurdish forces in Syria and any attempt to set up an independent Kurdish entity; 30 despite much criticism, Turkey appears to have supported al-Nusrah and ISIS, the two most extreme jihadist groups.

4. Saudi Arabia

Salman bin Abdulaziz Al Saud has been King of Saudi Arabia since 2015 and was Prime Minister of Saudi Arabia from 2015 to 2022. Mohammed bin Salman Al Saud, known as MBS, is Crown Prince and Prime Minister of Saudi Arabia.

For decades Saudi worked behind the scenes and kept a low profile. The Iraq War changed that by significantly boosting Iran’s reach and influence. The Saudis perceived the rise and rise of Iran as a threat to be countered, so when the Arab Spring came along in 2011, they reacted in two ways. They were, in general, against populist uprisings because they feared something similar might happen in their own tightly controlled kingdom. And they were against the kind of radical jihadism which had struck several times within the kingdom (p.120). Nonetheless, the biggest decider for the Saudis in Syria was Assad’s traditional alliance with Iran. Being anti-Iran meant they were anti-Assad, and so the Saudis from very early on a) supported anti-Assad forces and b) jostled with Qatar to take control of, host and organise the anti-Assad opposition.

Saudi Arabia is run by a large extended family which have created a complex bureaucracy. Part of the reason it likes ‘leading from the back’ is because it often takes a while to develop a policy position. Compare and contrast smaller, nimbler, quicker Qatar.

5. Qatar

When the war broke out Qatar was ruled by Sheikh Hamad bin Khalifa Al Thani. He abdicated in 2013 in favour of his son, Sheikh Tamim bin Hamad Al Thani, who is current Emir of Qatar. Qatar has developed, over the past two decades, increasingly ambitious plans to be a player in the region. A central symbol of this was the establishment of the Al Jazeera 24-hour news channel in 2006.

Qatar took the lead in the Arab League in the overthrow of Gaddafi in Libya, which gave it an inflated sense of its own power, and its ability to sway the West. Its rulers thought they could pull off the same thing in Syria (p.135).

Phillips not only explains how Saudi and Qatar developed new foreign policies in the aftermath of the Iraq War, he goes on to explain in immense detail, the rivalry and jostling between the two states to support, host and finance the Syrian opposition and how this had the unintended consequence of further splitting and dividing an already highly fractured opposition.

After an initial optimistic moment in 2012, the intervention of the two rival Gulf states had the net effect of making whoever they nominated as leaders of the opposition seem just that, external nominees with little support in Syria itself (p.117). It was damaging and promoted factionalism (p.124).

Qatar supported the Muslim Brotherhood, Saudi Arabia loathed it. Thus Qatar was livid when Riyadh backed the Egyptian military’s overthrow of the Muslim Brotherhood government in Cairo, in July 2013 (p.193).

6. Iran

Iran supported Assad with money, munitions, men and loans, with food and oil for his population. Most importantly Iran lent Assad Qassem Sulemanei, a senior officer in the Islamic Revolutionary Guard Corps, from 1998 until his assassination in 2020 commander of the Quds Force, an IRGC division primarily responsible for extraterritorial and clandestine military operations. According to Phillips Sulemanei was responsible for organising Shia militias in Iraq in their insurgencies against the occupying US forces. Therefore, on the one hand, he had immense experience at organising armies for asymmetrical warfare. On the other hand, the Iranians found the command structures of Assad’s security forces less controllable than they expected.

Sulemanei brought in experienced fighters and officers from Hezbollah, Iran’s proxy force in Lebanon, to strengthen and organise the National Syrian Army which was felt to be weak and undisciplined by comparison.

At its most extreme some critics accused Iran of effectively annexing Syria and keeping Assad on as a figurehead. But Phillips rejects this theory, stating that Assad was always his own man, irritating his Iranian patrons by his obstinacy.

(Israel)

Israel was never a player in the Syrian civil war like the six countries described above. Israel had been enemies with Syria since the latter was one of the Arab nations who attacked the new state at its inception in 1948. Syria then lost the Golan Heights neighbouring north Israel in the 1967 war and failed to retrieve them in 1973.

That said, Assad father and son were content to mostly keep the peace with Israel, preferring to work through proxies in civil war-torn Lebanon. When the protests broke out in Syria in spring 2011 and as the situation deteriorated into civil war, Israel’s position was relatively straightforward: a civil war in Syria kept all its enemies nicely tied up, so Israel was content to watch and not intervene.

The worst case scenario for Israel was the overthrow of Assad by either an Iranian-backed Shia regime (disaster), or a militant Sunni regime (bad), either of which would feel tempted to attack Israel to appease their domestic constituencies. But as the protests turned to conflict and this descended into chaos, it suited Israel for the civil war to be dragged out indefinitely (p.174). Over the 12 years of the war Israel has mostly limited its interventions to local air strikes on what they thought were transports of missiles to Hezbollah forces along their northern border, or the occasional targeted assassination of Hezbollah leaders.

The same continues to be the case in light of this new Gaza Crisis i.e. Israel wants to keep its northern border quiet in order to finish off Hamas (if it can).

An academic study

Phillips is very much the academic, being Professor in International Relations at Queen Mary College, University of London. Sometimes academic studies can be a bad thing and Phillips’s book is certainly dry and schematic instead of dramatic and journalistic. But in his case it’s a good thing. The war quickly developed into a multi-player game of 12-D chess, with a confusing array of forces both inside and outside Syria, whose positions continually changed and evolved i.e. it is fiendishly mind-bogglingly complicated. So I liked the clarity with which Phillips presented the positions and interests of all the different parties: it was like a series of PowerPoint slides, clear and logical.

Actually, more than that, on each slide he does the academic thing of presenting all the reasons for an interpretation (action or decision) and then all the reasons against and I found this very neat and satisfying. It is like a series of hundreds of little academic debates. Could the Kofi Annan peace plan ever have worked? Could the opposition have been organised quicker and more effectively but for the rivalry of Saudi Arabia and Qatar? Might early pressure from Russia have forced Assad to the negotiating table? Phillips notes hundreds of decision points on the journey into anarchy, describes them lucidly, and then assesses with logic and clarity.

It’s quite a hard book to read because it is so dry, and because the situation is so bewilderingly complicated: by about page 150 I was drowning in names and acronyms, and sometimes struggling to focus on his many balanced analyses of the pros and cons of the positions adopted by scores of different countries, leaders, foreign secretaries, armies, militias and so on. It’s a lot to take in and process. But ultimately very worthwhile. I enjoyed it and I respected Phillips’s approach.

Papers and studies

Throughout the text Phillips cites academic studies, papers and theories and some of these are worth recording. He cites the work of J. Michael Greig on civil wars which suggests that peace cannot be achieved until both sides reach ‘a hurting stalemate’ and that this doesn’t occur until about 130 months of fighting and 33,000 deaths (pages 102 and 192).

Russia steps up

The second edition of Phillips’s book was completed in mid-2020. From 2015 to 2020 I had the impression that events moved faster than in the first four years of complex stalemate.

The key turning point in Phillips’s account appears to be Putin’s full-on despatch of Russian forces to Syria in September 2015, the first time Russian forces had been outside the territory of the old Soviet Union since the end of the Cold War. Relations with the US had tanked after Russia annexed the Crimea in March 2014. Russian troops expanded old Soviet bases and runways and the Mediterranean port it had used in the olden days. Russia then mounted air strikes which it claimed to the world were against ISIS but as often as not were against other anti-Assad forces. It was able to assume a dominant role vis-a-vis its nominal partner, Iran. And having boots on the ground brought it into dangerous proximity with Turkish forces as the latter took an increasingly pro-active role, with a limited incursion in 2016 followed by a full-scale invasion of north Syria in 2019. This move, codenamed Operation Peace Spring, was designed to expel Kurdish forces from Turkey’s neighbour and create a 20 mile deep buffer zone. The Turkish aim was also to relocate some of the nearly 4 million Syrian refugees who had taken refuge in their country. Both attacking the ‘terrorist’ Kurds and resettling refugees were domestically popular policies in Turkey, but the brutality of the incursion brought condemnation and sanctions from the West, and Turkish and Russian forces came close to blows until Putin and Erdoğan signed a deal for join patrolling of some of the seized areas.

Anyway, from the Russian intervention of September 2015 onwards, the story speeds up with Assad’s forces, backed by Russia or Iran, slowly retaking key towns and cities and reasserting control in the most populous west of the country; Idlib in the north becoming a sort of safe haven for opponents, where those who surrendered in cities like Aleppo were bussed; uncertainty about how long Turkey will continue to occupy a strip of northern Syria as a ‘buffer zone’; and the fate of the sparsely populated east of the country, liberated by American and Kurdish forces, remains uncertain.

Summary

Having detailed events and turning points up to 2020, Phillips ends his text with a summary of winners and losers, mainly losers:

Turkey

Turkey’s goal of promoting itself as a regional ‘hegemon’ (power) has been ‘shredded’ (p.305). The ‘buffer zone’ Turkey created along its southern border also acts as a physical barrier to greater involvement in the region. The war:

  • resulted in at least 3.5 million Syrian refugees
  • increased domestic terrorism by ISIS and the PKK, who have reignited their violent campaign in eastern Turkey
  • helped a shift towards more autocratic government by Erdoğan

Qatar

Qatar is worse off as a result of the war. Its domestic situation is stable as is its alliance with the US, but:

  • its initial success backing the rebels in Libya soon came to be tarnished by the collapse of the Libyan state
  • it support for the Muslim Brotherhood in Egypt came to an abrupt end in 2013 when the MB government was overthrown in a military coup
  • Qatar was eclipsed as main Arab sponsor of the Assad opposition by Saudi Arabia
  • relations with its Gulf neighbours reached a nadir when, in 2017, Saudi and the United Arab Emirates, along with Egypt and Bahrain, cut diplomatic ties with Qatar and imposed a trade and travel ban

The outcome was the opposite of the region-bestriding influence Qatar had hoped to project after its successful support of the opposition in Libya in 2011.

USA

Barack Obama wanted to turn the page on the Bush wars and he succeeded in resisting siren calls for a full-on engagement against Assad in early and mid-2011. No more occupying Middle Eastern countries, good. When he did intervene it was in specific areas to help specific allies (the Kurds) destroy ISIS and, when that goal was more or less accomplished, he withdrew. I admire Obama for this.

But critics say he was responsible for a massive diminution of America’s reputation in the region. All the opposition groups were disappointed, as were regional allies such as Turkey and especially Saudi Arabia, by America’s failure to intervene. America’s limited intervention opened the space for the expansionism of Iran but especially of Russia.

Trump was worse. Despite claiming to be the opposite of everything Obama represented, Trump, following his instinctive isolationism, had the same general effect of undermining American authority and fostering a more multipolar Middle East. More chaotic, harder to control. Hence lots of articles like this:

Saudi Arabia

Experienced a mild succession crisis with the death of King Abdullah in 2015 but, in the event, he was smoothly succeeded by Salman and his activist son, Mohammed bin Salman. But MBS, as he’s known, hasn’t found foreign policy as easy as he thought. Saudi:

  • failed in its aim of overthrowing Assad
  • failed in its aim of stemming Iranian influence (although supporting the opposition in the field ensured that Iran drained its coffers supporting the regime and Hezbollah)
  • has found it difficult to end the civil war in Yemen which it exacerbated (the Saudis support Yemeni president Abdrabbuh Mansur Hadi’s government against the Houthi rebels who are supported by Iran; it’s a proxy war between the two, as is Syria)

Iran

On the plus side, Iran:

  • preserved the Assad regime and hugely increasing its say and influence in Syria
  • which meant also securing a land route to supply its proxy in Lebanon, Hezbollah
  • maintained sway over Iraq
  • three developments which go towards creating a crescent of Iranian influence from Iran, through Iraq, through Syria and into Lebanon

On the downside, Iran likes to project itself as a defender of all Muslims but its defence of Alawite Assad, using Shia Hezbollah, and fighting against the numerous Sunni opposition groups, badly damaged that unifying goal. Also, all this came at a large economic cost, exacerbated by ongoing US and Western sanctions (some about Syria, some ongoing squabbles about Iran’s nuclear programme).

Israel

Israel managed to keep out of the war and to stop it spilling over onto its territory, by a) coming to selective agreements with rebels holding the Golan Heights, b) by launching selective strikes against Hezbollah, with Russian acquiescence (after personal meetings and negotiations between Netanyahu and Putin, which Phillips describes in fascinating detail).

Russia

Russia is arguably the biggest winner from the Syrian civil war. Russia:

  • secured domestic security from Islamic terrorism (Russia was happy to see thousands of jihadis from the Central Asian republics head off to Syria to be killed)
  • continued to expand its economic reach into the Middle East
  • boosted its regional credentials at the expense of waning US power

However, with no end in sight to the war, there are questions about how long Russia can continue to pour aid into a broken country, and Syria is unlikely to ever become a profitable trading partner.


Credit

The Battle for Syria: International Rivalry in the New Middle East by Christopher Phillips was first published by Yale University Press in 2016. References are to the revised paperback edition, published 2020.

Related reviews

The Gamble: General David Petraeus and the American Military Adventure in Iraq, 2006 to 2008 (2009)

“All armies get it wrong at the beginning; the question is who adapts fastest.”
(British military historian Michael Howard quoted by Elliot Cohen, page 100)

‘All Americans make promises but nothing ever happens.’
Iraqi housewife complaining why there was still sewage in the street outside her house 5 years after the Americans invaded and promised to fix it (p.175)

Fiasco, a brief recap

Thomas E. Ricks won acclaim with his award-winning book, Fiasco: The American Military Adventure in Iraq, published in 2006. That book gave an extraordinarily detailed, high-level account of the mind-bogglingly stupid, arrogant, ignorant and incompetent decisions made by senior American officials (Vice President Dick Cheney, Secretary of Defence Donald Rumsfeld, Deputy Secretary of Defense Paul Wolfowitz and under secretary of Defense for Policy, Douglas Feith) in the run-up to the March 2003 US-led invasion of Iraq.

Within a year it had been conclusively proven that a) Saddam had no weapons of mass destruction and b) had no links with al Qaeda, the Islamic terrorist organisation which carried out the 9/11 attacks on New York and Washington. In other words, the instigators of the invasion (Cheney et al) had grossly misled the US political system, the media, the American public, and the world at large, via its utterly incorrect briefings at the United Nations.

Not just that, though. Ricks’s book is named Fiasco because he shows in excruciating detail, and with extraordinary access to senior officials in the Defence Department, State Department and, above all, the US military, how catastrophically bad decisions were taken all down the line, misjudgements and bad calls which led to the post-invasion ‘reconstruction’ of Iraq quickly degenerating into chaos out if which emerged the anti-occupation insurgency, alongside a civil war which developed between militias from the Sunni and Shia communities.

The stupidity can be boiled down to two main errors:

  1. Rumsfeld’s insistence that the invasion and occupation be carried out with far, far too few US troops on the ground; Ricks shows him consistently paring back Army estimates of how many troops on the ground would be needed
  2. the complete absence of a detailed plan for the reconstruction’ of Iraq, or even for the aftermath of the war, because the idiots in charge (Cheney et al) thought the Iraqi people would pick themselves up, return to work, set up a functioning government and rebuild their country using their own oil revenue, all within a couple of months of the overthrow of Saddam

These key assumptions and all the individual tactics and plans which were based on them – ‘the botched handling of the first three years of the war’ (p.116) – turned out to be disastrously wrong (p.102), but the entire situation was turned toxic when the man appointed as America’s viceroy in Iraq, head of the Coalition Provisional Authority L. Paul Bremer, took the intemperate (i.e. against a barrage of opposition and informed criticism) and catastrophic decisions:

  1. to deprive any member of Saddam’s ruling Ba’ath Party of their jobs, on the analogy of the denazification process applied to post-war Germany
  2. to disband the Iraqi Army, police and security services, with the naive idea that US forces would then train new ones, starting from scratch, inculcating democratic values etc

Thus, with the stroke of a pen, over 500,000 highly trained and motivated men and women lost their jobs, their careers and their incomes. After initial protests and appeals many of them went to form the core of the insurgent forces and militias which were to attack US forces and each other for the next 8 years.

More subtly, the Iraqi Army had provided a unifying force in a country made up of fractious ethnic and religious groups, namely (from south to north) Shia and Sunni Muslims, and the Kurds in the north. Removing one of Iraq’s core unifying institutions made the country’s collapse into disparate regions and ethnic civil war far more likely.

Factor in the fact that Rumsfeld’s obstinate insistence on sending far fewer troops than were required led to army barracks and ammunition dumps all over the country being left wide open to be looted by would-be terrorists, insurgents and militias, and you could hardly have create a more perfect recipe for a complete shitstorm.

And the shit really hit the fan when the steadily worsening security situation (i.e. widespread lawlessness, robberies, murders, rapes, attacks on occupation forces on a daily basis etc) crystallised into two contemporaneous uprisings: one among the followers of ‘radical’ Shia cleric Muqtada al-Sadr, at first in the eastern slums of Baghdad and then spreading across the Shia south; at the same time as the mostly Sunni city of Falluja to the west of Baghdad, was scene of a massive uprising – both in April and May 2004.

Suddenly the mostly US occupying forces were thrown into more intense urban fighting, with higher casualties, than in the initial invasion back in March and April 2003. And that was the point in the story – with the Fallujah and Sadr City risings – where Ricks ended his first book.

The Gamble

This book is by way of being the sequel to Fiasco, picking up exactly where its predecessor left off. It covers a very specific time period, from autumn 2005 to autumn 2008 – three years – and, although it is, like Fiasco, staggeringly detailed, with extraordinary access to senior military figures who talk with astonishing candour about the political and military foul-up the Americans had landed themselves in – it is, in a sense, a fairly simple story.

It describes the agonisingly slow process whereby senior figures in the US Army slowly came to realise that they were fighting the wrong kind of war. The occupying forces were continuing to fight a conventional war in which the aim is to identify your enemy (hopefully wearing a nice identifiable uniform) and kill as many of them, and degrade their military or civilian infrastructure to such a degree, that their leaders are forced to sign a peace treaty, and then You Have Won.

Only slowly, during the course of 2004 and 2005, did senior officers in the large unwieldy Army bureaucracy and the Pentagon, come to heed the voices that had been advising that the army was in fact fighting a completely different kind of conflict: it was battling an insurgency and thus had to completely switch tactics in order to implement a counterinsurgency.

The last 100 or so pages of Fiasco had, in fact, already expressed this idea at some length, repeatedly, and so there is quite a strong feeling of repetition about the start of The Gamble. Once again we are introduced to the gurus of counterinsurgency, from Lawrence of Arabia with his 27 Articles (1917), to the counterinsurgency manual of Frenchman David Galula, ‘Counterinsurgency Warfare: Theory and Practice’ (1964), and John Nagl’s ‘Learning to Eat Soup with a Knife: Counterinsurgency Lessons from Malaya and Vietnam’ (2002) and then the 2007 paper, ‘Countering Global Insurgency’, by Australian soldier, David Kilcullen, which, amazingly enough, persuaded Petraeus to invite Kilcullen to come and work for him in Iraq as his counterinsurgency adviser.

Ricks repeats (and repeats again) the simple insight at the core of counterinsurgency theory which is that the population is the prize. Insurgents wear no uniforms, move freely among the general population, choose their own opportunities to emerge from the general population to mount ambushes, plant bombs and so on, before melting back into the crowd. They are able to do this in part because they terrorise the general population, often spending as much time killing their own fellow citizens for speaking against them or in any way helping the hated occupier.

So the only way to crush an insurgency is to separate the insurgents from the population and the only way to do that is to win over the general population to your side; and the way you do that is to break up the super-barracks the Yanks had built around Iraq, and instead create scores of smaller posts embedded throughout the cities and towns; to patrol regularly and visibly; to create law and order on the streets. It is emphatically not to kick down the doors of then houses of suspected insurgents, terrify everyone inside and humiliate the man of the house in front of all his relatives; that merely adds one more fighter to the insurgency. The way to behave is with elaborate respect for all citizens, assure them of your protection, respect their culture (especially the sacrosanct nature of hospitality and the respect due to male heads of households, communities or tribes). Ditto detainees, who must be treated according to the Geneva Convention and legality.

Above all try to restore the sense of law and order on the streets – which the Americans had so decisively lost in the first few days of wild looting after the conquest of Baghdad – and protection for everyday citizens from violent criminals and homicidal militias.

Ricks’s narrative describes how these ideas were expressed by scattered officers, academics and teachers within the huge Army bureaucracy, and then were taken up by General David Petraeus who, through a series of complex political manoeuvres, was appointed commanding general of the Multi-National Force Iraq in February 2007 and then wangled the resources – i.e. extra money and five brigades of extra troops – to try and implement this complete turnaround in the Army’s policy.

The notable increase in soldiers on the ground came to be referred to, in the media and then more widely, as ‘the Surge’ and an awful lot, from President George Bush’s political career to the reputation of the US Army throughout the Middle East and around the world, came to rest on it.

That’s what the title refers to and the book describes: the enormity of the stakes involved in what amounted to a humongous gamble to try and wrest back control of an Iraq policy and an armed occupation which had spiralled out of control.

Failed hopes of handing over

My summary so far doesn’t refer to two other important points. From the end of the invasion phase in May 2003 onwards the administration (Bush, Cheney, Rumsfeld, Wolfowitz) came to cling more and more desperately to two shibboleths: 1) that once the Americans had supervised elections and gotten a democratically elected government in place, the Iraqis would take over their own country; and 2) that this would be done via the Iraqi Army and police force which the Americans were training up. The mantra Bush kept repeating to the press was ‘We step down as they [the Iraqi security forces] step up’.

But both policies hit big snags. Not one but two elections were held in Iraq in 2005, in January and December, but had almost entirely negative consequences: The January one was to create a transitional government which would draft a constitution for a successive vote. But in January 1) much of the minority Sunni population boycotted them (voter turnout was as low as 2% in the Sunni Triangle of Al Anbar province) thus confirming what was likely anyway, which was that most elected officials and the government itself was dominated by Iraq’s Shia majority; 2) which, instead of defusing, crystallised and exacerbated sectarian divisions (and violence) across the country (p.32). Just during the January election there were more than 100 armed attacks on polling places including nine suicide bombers, killing at least 44 people.

(Reading statistic like this again and again and again and again makes you marvel at the Iraqis’ dedication and commitment to murdering as many of their fellow citizens, fellow Arabs and fellow Muslims as possible, and utterly screwing up their country as much as they could. It was the scale of the mayhem which prompted Petraeus’s adviser Emma Sky in 2007 to call Iraq a failing state, p.147.)

The same level of violence accompanied the December 2005 election, alongside accusations of fraud and vote-rigging, and extremist language from countless clerics denouncing democracy as an evil alien ideology. Just a few months later, on 22 February 2006, the bombing of the Golden Dome Mosque in Samarra, an important Shia shrine, really kicked off the hyper-violent sectarian conflict (p.32).

But while a violent civil war was kicking off, 3) it took Iraq’s squabbling political class five months to cobble together a ‘government of national unity’ under Prime Minister Nouri al-Maliki. a) The excruciating slowness of the process, while car bombs and murders and kidnappings ran out of control across the country disillusioned many with the concept of democracy, which just seemed to be a synonym for inaction and corruption, and b) al-Maliki was in hock to his Shia supporters and, in Ricks’s narrative, becomes part of the problem for protecting the Shia militias carrying our murderous ethnic cleansing of Baghdad’s Sunni districts.

In Sunni neighbourhoods that had been ethnically cleansed, patrolling soldiers often found piles of executed bodies and vacant houses with blood smeared on the walls.(p.166)

Far from solving the problem, the Shia-dominated government turned out to compound the problem. One example: the Ministry of Health employed Shia militiamen who murdered Sunnis who applied for medical care (p.156). Another example: American officials meeting Iraqi government ministers could never be sure whether the ministers had tipped off the militias who would then try to assassinate the Americans en route to the meeting (p.158). Not really the beacon of democracy Cheney and Rumsfeld swore Iraq would become in a matter of months.

The neo-conservatives’ other hope was that ‘as they stand up, we can stand down’ i.e. as the Iraqi Army and police were trained and began serving, the Americans could reduce their involvement and begin to draw down their forces i.e. leave. This assumption (like all the neo-cons’ assumptions) turned out to be grotesquely flawed because the Iraqi Army and police force turned out to be useless. Army units refused to deploy anywhere but their home district – Ricks describes several occasions on which newly qualified Army units mutinied, tore off their uniforms and deserted their barracks rather than be shipped to another part of the country to support or replace American forces. And they were caught up in the sectarian division of the country i.e. were Sunni or Shia first and Iraqis second. And the police in particular, as well as turning a blind eye to militias from their own ‘side’ were breath-takingly corrupt. In Baghdad US forces found they had to ban the Shia-dominated police from even entering Sunni areas where they were regarded as murderers (p.168), reminiscent of Northern Ireland and Yugoslavia where the security forces ceased to operate above the conflict but became completely identified with one side.

Both these strategies came, by the new boys (Petraeus and his commander in chief Ray Ordieno and their council of advisers) to be referred to pejoratively as ‘rushing to failure’. They had to be dropped.

So George Bush’s decision to acquiesce to mounting calls to change strategy in Iraq referred not only to a change of narrow military doctrine (from war to counterinsurgency) but a wider acknowledgement that the policy of waiting for Iraqi politicians and security forces to take charge of their own country was also not working.

Fastabend’s essay

General David Petraeus was appointed senior military leader Iraq early in 2007. Lt General Ray Ordieno was appointed his number 2, in charge of day to day operations. Major-General David Fastabend was appointed director of strategic operations to Petraeus. He wrote an essay listing some of the complete turnarounds in American policy which were required:

  • there was a hole in the centre of the Iraqi state where the government should be, providing law and order but wasn’t; the militias had stepped in to provide it but the Americans had to occupy that space
  • eliminate extremists not by killing them (more will spring up) but working with them; convert them from terrorists and militia into neighbourhood watches – this was pursued by putting over 100,000 former Sunni insurgents onto the US payroll as ‘the Sons of Iraq’ (p.204)
  • reach out to the radical firebrand oppositionist Shia leader Moqtada al-Sadr – this succeeded when al-Sadr declared a ceasefire in mid-2007 (p.201)
  • ignore the national politicians; work at regional and local level to reconcile Sunni and Shia

Another way of conceptualising the US failure in Iraq is that it fought the war it wanted and not the war that was needed. Dazzled by their status as sole superpower and shiny weaponry and sexy drones and laser-guided missiles and supercomputers, the Yanks thought their technological superiority guaranteed victory in any war. I.e. they lost sight of the fact that war is about people. And war in a catastrophically failed state is about working with the people, over the very long term, to rebuild the state one village, one town, one tribe, one region at a time. Long-term, low-tech, high manpower commitment. ‘Slow, ambiguous operations built not around technology but around human interactions’ (p.162).

America’s reluctance to commit troops and resources, its reluctance to lose even one soldier in combat, its reluctance to admit to itself that it is now an empire, is the subject of Michael Ignatieff’s incisive criticism in Empire Lite.

Points of interest

‘There are two kinds of plan, those that fail and those that just might work’ (p.159).

Rather than recap the entire narrative, I’ll select points of interest:

Ethnic cleansing

I hadn’t realised that in 2005, 2006 and 2007 the Iraqis were practicing ethnic cleansing identical to that in former Yugoslavia: in Baghdad in early 2006 Shia militias carried out car bomb attacks and massacres on Sunni communities and Sunni militias struck back on a daily basis killing 20, 30, 40 civilians every day.

Abbreviations

The group within the National Security Council lobbying for an increase in US troops in Iraq called themselves ‘the surgios‘.

MAMs = middle-aged males, an army category of detainee or prisoner (p.107).

AQI = al-Qaeda in Iraq.

Wasta – Iraqi term for clout, pull, connections, the power to get things done, which in turn generates respect.

Communitarian values

The Americans at all levels were obsessed with their own Western mindset of one-man, one-vote democracy based on the primacy of the atomised individualism produced by advanced capitalist societies. Iraqi society, on the contrary, was based around communitarian values based on respect and dignity, ‘dignity and respect, the core values of Iraqi culture’ (p.213). It took the Americans four years to understand this.

Stability over democracy

Part of the rethink was recalibrating the goals; instead of the Rumsfeld-Wolfowitz aim of setting up Iraq as a beacon of democracy and transforming the entire Middle East, the new Petraeus doctrine was to stop Iraq disintegrating into civil war which spilled over into a regional bloodbath (explained on p.164 and p.224).

Victory and Liberty were replaced as goals by stability and accommodation. Realistic minimalism of the army versus the maximalist rhetoric of the poltroon politicians. (Ahead of his April 2008 testimony to Congress Petraeus referred to himself as a ‘minimalist’, p.287.)

Stability became the goal. Controversially, this involved assessing whether ‘democracy’ contributed to or undermined ‘stability’ and it turned out to be the latter. In other words, the Americans talked their way round to understanding why a failing state like Iraq needs a strong, Saddam-like leader. In fact, American tacticians consulted with Iraqi leaders on just how Saddam had controlled his unruly population and began to borrow his techniques, for example siting many of the troops just outside Baghdad, which is where Saddam based his Revolutionary Guards. Odierno asks himself: ‘What would Saddam do?’ (p.165)

Doing deals

Similarly, a central plank of the surge, and prime cause why violence against US forces fell off, is because the Americans did deals with local Sunni leaders. Many were sick to death of the violence of (Sunni) al Qaeda in Iraq. Interrogations or just conversations with many former insurgents revealed that most of them were hard-up and planted bombs etc for as little as $10 a day. Petraeus organised schemes to take Sunni insurgents onto the payroll which eventually were costing $30 million a month.

But a criticism was that this was also a tactic undertaken by Saddam, who bought off tribal opponents with bribes, allowing sheikhs to create their own tribal armies complete with RPGs, AK47s and so on (p.216). Insoluble problems of Iraqi society.

Examples of Iraqi on Iraqi violence on pages 32, 180, 185, 186, 221, 228, 241.

Contractors

Ricks barely mentions the tens of thousands of security contractors who made a tidy living in Iraq, because they are outside the military and therefore his frame of reference. It is bleakly funny to learn that many contractors paid hefty bribes to local militias to ensure the safety of themselves and those they were protecting, and that the militias then used this money to buy more weapons and ammo to attack the conventional US army – Americans paying militias to kill Americans; terrific system (p.168). At the peak of the surge there were some 156,000 US troops in Iraq but this was beaten by the 180,000 contractors (p.187).

The JAMsters

JAM = Jaysh al-Mahdi, the militia of radical cleric Moqtada al-Sadr, responsible for widespread ethnic cleansing i.e. massacring Sunnis; its members nicknamed JAMsters by many Americans (p.173). Being Arabs, or Muslims, or Iraqis, or just angry young men, JAM factions often fought among themselves. Ricks describes a situation in the Hurriyah neighbourhood of Baghdad when four factions of Jaysh were fighting each other, being Noble JAM, Golden JAM, criminal JAM and ordinary JAM. The Americans called JAM HQ in Najaf and asked them to come and sort it out. This worked because they were paying the JAM authorities respect.

Fear is the key

In Blood and Belonging Michael Ignatieff explains how ethnic nationalism arises when you no longer trust the police or security services to protect you but instead start to fear they will persecute you. Fear is the key motivator, as when, in Iraq, the national police became indistinguishable from the Shiite militias. Who can you turn to to protect you? People like you, ‘your people’, from your tribe or clan or ethnicity or religion. Once this starts to happen it is a downward spiral into tit for tat killings which push communities further apart. Eventually all you can do is physically partition the rival sides to stop them killing each other. Ricks describes the Americans building high concrete blast walls around the remaining Sunni communities in Baghdad to stop Shiite militias carrying out attacks. Peace walls. He appears not to have heard of the similar walls built in Northern Irish cities in the 1980s, the policed checkpoints needed between Serb and Muslim parts of Kosovo (p.173).

Asked in November 2008 what one word best describes Iraq [Ambassador Ryan Crocker] didn’t hesitate: ‘Fear.’ (p.310)

The Brits

The British are only mentioned 3 or 4 times, in the most striking instance when a senior American officer says they’ve basically ‘lost’ in the South i.e. Basra (p.177). As of 28 February 2014 the number of UK personnel deployed to Iraq was 141,640. 179 British Armed Forces personnel or MOD civilians died. Yet by the summer of 2008 Ricks says the Brits had just 4,100 troops at Basra airport ‘doing almost nothing’ (p.268). The dismal British performance is analysed pages 277 to 289.

Darwinian evolution of the insurgents

The insurgents and militias were smart, learned American tactics and behaviours and how and when best to attack. US troops liked to joke that all the stupid and amateurish fighters had been killed off early in the insurgency, leaving the smartest and most adaptive to fight on, becoming steadily smarter and more effective (p.180).

Iraqification

In the kind of high-level conceptualisation which makes his journalism so enjoyable, Ricks suggests that the ‘surge’ (and deals with Sunni insurgents) of 2007 represented the Iraqification of the war. For four years the Americans had been trying to Americanise Iraq; now, at last, they realised they had to let Iraq be Iraq (bloody, tribal, violent) and let themselves be Iraqified (p.219).

Murder board

Petraeus prepared for his September 2007 appearance before Congress by having his inner team submit him to a ‘murder board’ i.e. hit him with the hardest, weaselest questions they could think of (p.245).

Sayings

Good tactics can’t fix a bad strategy (p.160).

An old military aphorism has it that amateurs talk tactics but professionals talk logistics (p.197).

Andrew Krepinevich’s law of the conservation of enemies: Never make more enemies at one time than you absolutely need to (p.223).

It is axiomatic in military affairs that every strength carries its own weakness (p.255).

The cost

By early 2008 the Iraq War, which Cheney, Rumsfeld and Wolfowitz had said would pay for itself, had cost the United States $650 billion, at minimum (p.292).

Afterwards

There are two problems, not so much with the book itself as its place in modern history. The obvious one is that Ricks’s account stops at the end of 2008 (with an 8-page epilogue taking us up to late 2009) and with the whole situation in Iraq profoundly unresolved.

US forces were, in the event, to remain in the country until the very end of 2011 – but even then they left a country in crisis, with the supposedly democratically elected Shia government alienating much of the Sunni population. And this in any case proved to be a brief hiatus since, in summer 2014, US forces had to return to Iraq to combat the new threat of the Islamic State group, which declared a caliphate across parts of north-west Iraq and Syria. US forces were to remain in Iraq for a further seven years (!), from 2014 to 2021.

Written and published so close to the events it’s describing, I had the gnawing sense that The Gamble had been superseded by 15 years of subsequent events, and that therefore many of its judgments might have been rendered obsolete.

This seems particularly true of the second problem which is that, if you Google ‘counterinsurgency+iraq’ you get quite a few articles referring to the whole doctrine Ricks praises being discredited. This is a bummer because the final third of Fiasco is devoted to describing and praising counterinsurgency (COIN) as the way forward, and The Gamble is entirely premised on this military doctrine. If COIN has, indeed, been discredited, then so has the basis of both Ricks’s books.

Whatever detailed, modern (2023) assessments of counterinsurgency in Afghanistan and Iraq conclude, there’s no doubt that they didn’t work in the sense of securing long-term security for their countries, especially Afghanistan, where we all saw the US-trained army and security forces collapse and the Taliban surge back to power in little more than a week in August 2021.

Four thoughts

1. The complexity of the US military machine

As Ricks introduces us to members of the US Army at all levels, of all ranks, in Iraq, back in the States, to serving generals and retired generals, members of the Joint Chiefs of Staff, to educators at West Point and Fort Leavenworth School of Advanced Military Studies, to officials within the White House, the Pentagon, the National Security Council and the State Department, to members of the Senate Armed Services Committee, all kinds of other bodies such as the Defence Policy Board, the American Enterprise Institute, the Iraq Study Group, as well as to academic experts on military history and strategy at place like the John Hopkins School of Advanced International Studies, to commentators and specialist journalists — he builds up a picture of the extraordinarily complicated ecosystem which makes up the US political-military machine. And that’s without mentioning the other two services, the air force and the navy which, of course, have their own vast bureaucracies and hierarchies.

Ricks’s narrative shows that, not only is the US military establishment huge and complex and byzantine, but it is riven with politics and personalities, arguments and ambition, rivalries and debates, which add elements of complication and confusion at every level from the White House downwards.

Reading Rick’s portrait of this vast, lumbering, multi-faceted behemoth helps you really understand how difficult it is to mount a campaign in the first place, and then helps explain the manifold failings and setbacks and false promises and crap strategies which the army of the richest country in the world keeps experiencing.

2. PhDs in the US military

As a footnote to the above, it is also a bit staggering how well educated a lot of these army types are. A lot of the army officers have degrees (impressive) but a surprising number also have PhDs (very impressive). Ricks lists the PhDs in the team Petraeus built around him on page 135. Reminding me of Michael Ignatieff’s comment in ‘The Lesser Evil’ that the US Army is overflowing with frustrated intellectuals. Who’d have thought.

So how does an organisation bulging with over-educated, cleverclogs manage to foul up so often? See point 1. I’ve worked for a number of UK government departments and agencies and have seen at first hand the magical, almost supernatural way in which, the more you fill a room with clever medium and senior-level managers, the dumber the discussion and the worse the outputs.

I personally have sat in a meeting of board members and the chief executive and watched them discussing results which I, the most junior person in the room, charged with monitoring the stats and producing weekl reports, knew to be factually incorrect or were being distorted for political reasons, both internal and external (I mean real politics, deriving from Cabinet and the government).

Should I, the lowliest person in the room, interrupt the presentation being given by the Head of Strategy to the Board and the Chief Executive, and thus embarrass my boss and his boss and his boss; be put on the spot in front of the entire board of the organisation; and with no alternative strategy to propose, just negatively pointing out errors and inaccuracies? Am I likely to speak up in that situation? No, and so I repeatedly watched decisions being boldly taken based on incorrect data and misleading stats.

This is why I enjoyed both Ricks’s books so much, because they really dig down into the psychological reasons behind clichéd expressions such as ‘bureaucratic inertia’ to show why that kind of thing arises and is so hard to combat in practice. It boils down to people being scared of stepping out of the groupthink, being the only one in the room to point out that the emperor is naked, of any sane person preferring to avoid ridicule and rejection, and so going along with decisions they know to be wrong.

3. Iraqi voices but no Iraqi perspective

It’s an obvious point, but this is the account of a man who has for decades been a leading journalist on the Pentagon and the US military. His contacts, his quotes, his grasp of the internal politics and debates within the US Army, the Defence Department, the State Department, the White House, are exceptional.

So there’s lots and lots and lots about the situation in Iraq and America’s military strategy in Iraq and bringing democracy to Iraq and making Iraq a free nation and rebuilding Iraq and the history of Iraq and the religious and ethnic groups of Iraq – all seen from an American point of view, by lots and lots and lots of well-educated US military – but actual voices of actual Iraqis?

Well, it would be false to say there aren’t any, there are – a fair number, in fact, al-Maliki is quoted a lot, as are his advisers, other politicians, al-Sadr, and numerous sheikhs. BUT they are all quoted commenting on American initiatives and American plans and American shortcomings. For a real sense of the Iraqi experience, Iraqi history, Iraq’s political, religious and ethnic challenges, how the Iraqis see it – you’d have to go elsewhere. At the moment I’ve no idea where.

4. Ethnic nationalism

Ricks’s narrative is about the Big Shift within the extended behemoth which is the US political-military machine from a mindset based on winning a war to the mindset of counterinsurgency, which he repeats again and again and again. But my reading of the situation he’s describing is heavily influenced by having just reread Michael Ignatieff’s books about ethnic nationalism and Anthony Loyd’s books about the wars in former Yugoslavia. So what I see is that, while Ricks is praising his heroes for turning the supertanker of American policy in a completely new direction, from 1. a strategy of war-winning to a completely different 2. strategy of counterinsurgency; in the meantime the situation had already passed that point into 3. a civil war between ethnic or religious groups (Sunni versus Shia).

You know the old joke about the late-Victorian British government’s attempts to solve ‘the Irish Question’, that every time the British government thought it had found an answer, the Irish changed the question. Same here. It’s more complicated than that, and Ricks knows more about Iraq than I ever will, but I wonder whether, while he praises Petraeus et al for moving from approach 1 to approach 2, the Iraqis had outmanoeuvred them by moving on to zone 3.

And the thing can be posited about civil wars, especially when they reflect profound ethnic or religious divisions – as in Bosnia or Northern Ireland or Sri Lanka or Sudan – that they are very, very difficult to end, not without partition of the country (as in Ireland and Sudan) or extermination of one party (as when the Sri Lankan government wiped out the Tamil Tigers).

Obviously a huge factor is the well-known leftist position that most of the countries in the Middle East, as in Africa, are the impractical creation of ignorant bureaucrats back in the capital cities of European Empires (especially the British and French) who drew arbitrary borders dividing homogeneous groups and forcing together into new ‘states’ ethnic and religious groups who have nothing in common.

Classically, such naturally fissiparous ‘states’ have to be held together by authoritarian leaders and, when those strongmen are removed, show a strong tendency to collapse into smaller units dominated by one or other ethnic or religious group. Thus Yugoslavia after Tito died. Thus Iraq after Saddam was overthrown. Thus Libya after Qaddafi’s ouster.

Part of the arrogant ignorance of Bush Junior, Cheney and Rumsfeld was thinking Iraq was like Nazi-occupied France; all you had to do was kick out the Nazis and an integrated European nation with a strong secular identity, a citizenry with advanced awareness of their civic rights and responsibilities, would revert to being a peaceful democracy.

But Michael Ignatieff’s visits to the trouble spots he chronicles in his books highlight the problem with this assumption. Ignatieff’s investigations show that such a sophisticated sense of political rights and duties, a widespread sense of civic responsibility, the complex matrix of what development experts call ‘civil society’, take centuries to develop and simply don’t exist in many, probably most, countries in the world.

The Americans removed the dictator and instead of getting a generation of keen young citizens springing up to create a vibrant democracy they got hundreds of thousands of angry militiamen, insurgents and terrorists whose main aim became to massacre as many of the infidel invader or their fellow citizens as possible, in an escalating cycle of tit-for-tat terrorist atrocities.

This sounds exactly like the Bosnia and Kosovo described so vividly by Ignatieff and Anthony Loyd, except so much worse, because exacerbated by the deeply tribal and clan-based nature of Arab culture. It isn’t just the Bosnians against the Serbs as in Yugoslavia; Ricks portrays Iraq as a land with thousands of tribes who all have feuds and vendettas against each other, where tribal or clan loyalty, religious and ethnic allegiance come a long, long way before any thought of the ‘democracy’ or ‘civil rights’ spouted by the invader and their corrupt politicians in faraway Baghdad.

  • ‘One of the mistakes we made early on was not understanding the importance of the tribes,’ Lieutenant General Raymond Odierno (p.110)
  • ‘Tribal society makes up the tectonic plates in Iraq on which everything rests,’ Brigadier General John Allen (p.219)
  • ‘the most powerful socio-cultural dynamic in Iraq, the tribal system…’ Adam Silverman, political adviser to a brigade of the 1st Armoured Division (p.329)

Which begs the really basic question: can such a society ever become a peaceful democracy, as we in the West know it? To which my short answer is, no. Ricks ends his book with a string of first-person testimony from US officers who worked closely with Iraqi politicians, senior police or army officers. Without exception they describe individuals steeped in intimidation, fear and violence who were just waiting for the Americans to leave so they could set about exterminating their enemies. Many of the experts he spoke to predicted a return to civil war, a military coup, or the rise of a Saddam-like dictator.

Here’s highlights of the current Foreign Office advice about travel to Iraq:

The Foreign Office advises against all travel to Iraq and all but essential travel to the Kurdish provinces…Protests [in Baghdad] can, and sometimes do, escalate into violence…Iraq remains subject to regional tensions…You should remain vigilant, have robust security arrangements and contingency plans in place…Terrorists are still very likely to try to carry out attacks in Iraq. You should remain vigilant…There’s also a high threat of kidnapping throughout the country, including from both Daesh and other terrorist and militant groups, which can be motivated by criminality or terrorism.

In a 2006 Senate debate conservative Republican Lindsey Graham said: ‘The American people are beginning to wonder if the Iraqi people can get this right.’ (quoted on page 59). The police chief of Fallujah, a former insurgent named Faisal Ismail al-Zobaie put it simply: ‘No democracy in Iraq. Ever.’ (p.209). Were they right?

Since then

So where is Iraq today? This article gives a brief overview of the current situation. Twenty years after the coalition invasion there are some 2,500 U.S. troops still in Iraq. According to the article this is for two reasons:

  1. to help Iraqi forces in ongoing conflict with the remnants of ISIL in the north-west
  2. to disrupt supply lines from Iran in the east through Iraq, to Lebanon and its ally there, Hezbollah, where Iranian arms could be used in Hezbollah’s ongoing conflict against Israel

Maybe it’s just an awful part of the world and people born in Iraq are condemned to live their entire lives in a violent country, plagued by terrorist atrocities, criminality and continual, low-level religious conflict. So far from the naive imaginings of Cheney, Rumsfeld and Wolfowitz as to be surreal.

Iran

The darkly funniest thing about the whole sorry story is that Saddam’s Iraq had up till the invasion provided a strong, Sunni, Arab bulwark against the power of Shia Iran. With Iraq greatly weakened by the American invasion, Iran has been able to extend its power into Iraq (via tame Shiite politicians and militias) and onwards throughout the region. The biggest single outcome of the American invasion of Iraq has been the empowering of one of America’s bitterest enemies, Iran.

International affairs is undertaken by utopian idiots (Bush, Blair), sorted out by embattled realists (Petraeus), and provides endless black humour to armchair ironists (us).

Humanity

These are the best products of the richest, most powerful nation the world has ever known. Their net achievement? Stupidity leading to mind-boggling violence leading to complete strategic failure.

After immersing yourself in this swamp of arrogant incompetence I don’t see how anyone can believe the rhetoric you hear all the time about ‘combating climate change’ or ‘building a better, fairer world’. The richest, most powerful country in the world spent over a trillion dollars, lost thousands of lives, spent nearly 20 years, and still couldn’t even fix one medium-sized nation among the world’s 200 countries. Nobody is going to save us from our own stupidity.


Credit

The Gamble: General David Petraeus and the American Military Adventure in Iraq, 2006 to 2008 by Thomas E. Ricks was published by Penguin Books in 2009.

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