Orientalism by Edward Said (1978) part 1

(I believe you pronounce his surname Si-, to rhyme with sky, and -eed; Edward Si-eed.)

Orientalism created a big splash when it was published way back in 1978, nearly 50 years ago. It opened doorways into radical new ways of thinking about imperialist history and culture. It has gone on to be translated into more than 40 languages and had an immense influence right across the humanities. It’s a classic of cultural criticism.

An example of its ongoing impact is the way the very first wall label which introduced the 2019 exhibition at the British Museum about the interplay between the Muslim world and Europe – Inspired by the East – quotes page one of Orientalism and then liberally applies Said’s perspectives throughout the rest of the show. It may nowadays be impossible to discuss the cultural and ideological aspects of Western imperialism, specifically as it affected the Middle East and India, without taking into account his perspective and sooner or later mentioning his name.

There are probably four ways of considering the book:

  1. The thesis.
  2. What the text actually says, its discussion of individual Orientalists (I try to give a summary in part 2 of this review).
  3. Its implications and influence.
  4. The practical political conclusions Said draws from his thesis.

Said’s thesis

Said’s thesis is relatively simple in outline and consists of a set of interlocking contentions:

The ‘West’ has always defined itself against the ‘East’. In earlier centuries, Europeans defined Christianity and Christendom partly by contrasting it with Islam and the Muslim world. In the imperial nineteenth century Europeans thought and conceived of themselves as energetic, dynamic, inventive and ‘advanced’ partly by comparing themselves with an ‘Orient’ which was slothful, decadent and ‘backward’.

But this entire notion of ‘the Orient’ is a creation, a fiction, a fantasy, created over centuries by Western scholars and writers and artists. It is a self-contained, self-referential image which is the product of Western fantasies and needs and bears little or no relationship to the confusing and complex reality of peoples and races and religions which actually inhabit the very varied territories which Europeans all-too-easily dismissed as ‘the Orient’.

These fantasies and fictions and fabrications about ‘the Orient’ were created by a sequence of Orientalist scholars, starting in the later 18th and continuing throughout the 19th centuries. Orientalism as a discipline began back in the 18th century with the first studies of Arabic, the Semitic languages and Sanskrit.

The bulk of Said’s text comprises portraits of, and analyses of the work of, the leading Orientalist scholars who, from the late eighteenth century onwards, founded and then developed what turned into an eventually enormous body of work, given the disciplinary name of Orientalism. This far-flung discipline, whose attitudes leeched into arts, sciences, anthropology, economics and so on, set out to categorise, inventorise, define, label, analyse and intellectually control every aspect of life and culture in ‘the Orient’.

This body of ‘knowledge’ ramified out through Western societies: it was packaged and distributed via newspapers, magazine articles, the new technology of photography, and informing, and in turned informed by, creative writing – novels and stories and poems about the ‘exotic East’ – and the arts – painting, sculpture and so on – to produce an immense, self-reinforcing, self-justifying network of verbal, textual, intellectual, ideological and artistic, popular, journalistic and political stereotypes and clichés about ‘the mysterious East’, and its supposedly sullen, childlike, passive, sensual and barbarous peoples.

Eventually this huge network of images and texts became received opinion, idées recues, hardened into ‘common sense’ about the Ottoman Empire, the Middle East and the Islamic world. And all of it – Said’s main and central point – was completely and utterly misleading.

Why did it thrive? How was it used? Said contends that this eventually huge set of preconceptions, this extensive set of prejudices, supported by leading scholars in the field, backed up by the narratives of various explorers and adventurers, given visual power in thousands of lush, late-Victorian paintings of the sensual, slothful, backward ‘Orient’, all this provided the discourse – the network of texts and images and ideas and phrases – which European rulers (of France and Britain in particular) invoked to justify invading, conquering, oppressing and exploiting those countries and peoples.

Orientalism justified empire. Orientalism provided the ideological, cultural, scientific and academic discourse which justified western colonialism.

When imperialist politicians, adventurers, soldiers or businessmen wrote or spoke to justify the imperial conquest and exploitation of the Middle East they quoted extensively from this storehouse of supposedly ‘objective’ academic studies, from supposedly ‘eye-witness’ accounts, from the widely diffused visual and verbal stereotypes and clichés of European artists, from what had become the received wisdom about ‘the Orient’ which ‘every schoolboy knows’ – in order to justify their imperial conquests and ongoing domination. But which were, in fact, the profoundly misleading creations of Orientalist scholars, ethnographers, writers, artists and so on.

The logical consequence of this sequence of arguments or worldview is that all Western narratives and images of the so-called ‘Orient’ produced during the 18th, 19th and indeed the first half of the twentieth centuries, are deeply compromised – because they all, wittingly or unwittingly, to a greater or lesser degree, helped to justify and rationalise the grotesque racism and unfair domination and economic exploitation of an entire region and all its peoples.

Orientalism is not only a positive doctrine about the Orient that exists at any one time in the West; it is also an influential academic tradition…as well as an area of concern defined by travellers, commercial interests, governments, military expeditions, readers of novels and accounts of exotic adventure, natural historians, and pilgrims to whom the Orient is a specific kind of knowledge about specific places, peoples and civilisations. (p.203)

Compromised learning

Said’s basic premise is that all knowledge, including academic knowledge, is not pure, objective truth, but highly constrained and shaped by the society, and people, which produced it.

My principle operating assumptions were – and continue to be –that fields of learning, as much as the works of even the most eccentric artist, are constrained and acted upon by society, by cultural traditions, by worldly circumstance, and by stabilising influences like schools, libraries, and governments; moreover, the both learned and imaginative writing are never free, but are limited in their imagery, assumptions, and intentions; and finally, that the advances made by a science like ‘Orientalism’ in its academic form are less objectively true than we like to think. (p.202)

Foucault

Said is a chronic name-dropper. He namechecks what has become the standard sophomore checklist of French and Continental literary and political theorists so very fashionable when the book was written. Thus he refers to Walter Benjamin, Antonio Gramsci and Louis Althusser. It’s notable that these are all Marxist theoreticians and critics, because, at bottom, his project is not only to inject contemporary politics back into academic discourse, but specifically left-wing, anti-imperialist politics. But the figure Said refers to most often (fourteen times by my count) is the French historian and critical theorist, Michel Foucault.

This is because Said’s thesis piggybacks on Foucault’s notion of discourse. Foucault was a French historian who studied the institutions of prisons and madhouses (among other subjects) with a view to showing how the entire discourse around such institutions was designed to encapsulate and promote state power and control over citizens, and in that very Parisian perspective, over citizens’ bodies. So you could argue that Said is copying Foucault’s approach, lock, stock and two smoking barrels, and applying it to his own area of interest (hobby horse) the colonial Middle East.

Contents

Rather than give my own impressionistic view of a book, I generally find it more useful for readers to see the actual contents page. Then we can all see what we’re talking about. Here’s the table of contents. (I give a detailed summary of the actual contents of the book in part 2 of this review; and a summary of the long Preface and Afterword in a third review):

Chapter 1. The Scope of Orientalism

‘Draws a large circle around all the dimensions of the subject, both in terms of historical time and experiences and in terms of philosophical and political themes.’

1. Knowing the Oriental

2. Imaginative Geography and its Representations: Orientalising the Oriental

3. Projects

4. Crisis

Chapter 2. Orientalist Structures and Restructures

‘Attempts to trace the development of modern Orientalism by a broadly chronological description, and also by the description of a set of devices common to the work of important poets, artists and scholars.’

1. Redrawn frontiers, Redefined Issues, Secularised Religion

2. Silvestre de Sacy and Ernest Renan: Rational Anthropology and Philological Laboratory

3. Oriental Residence and Scholarship: The Requirements of Lexicography and Imagination

4. Pilgrims and Pilgrimages, British and French

Chapter 3. Orientalism Now

‘Begins where its predecessor left off at around 1870. This is the period of greatest colonial expansion into the Orient…the very last section characterises the shift from British and French to American hegemony. I attempt to sketch the present intellectual and social realities of Orientalism in the United States.’

1. Latent and Manifest Orientalism

2. Style, Expertise, Vision: Orientalism’s Wordliness

3. Modern Anglo-French Orientalism in Fullest Flower

4. The Latest Phase

Said’s personal position

Limiting his scope to the Middle East

On page 17 of the introduction Said says that, in order to avoid writing a book about ‘the Orient’ in its widest definition, he’s going to limit himself to writing about Islam and the Middle East. Sounds like a reasonable plan, the kind of defining of the boundaries of an intellectual project which you’d expect in any objective academic study. But the last pages of the Introduction give a whole new spin to this decision. On page 11 he writes that:

No production of knowledge in the human sciences can ever ignore or disclaim its author’s own circumstances.

He says this in order to broach his own relationship with the entire subject, then goes on to indulge in more pages of autobiography than you’d expect in a scholarly work. He tells us that the subject is in fact very, very close to his heart.

My own experience of these matters are in part what made me write this book. The life of an Arab Palestinian in the West [he’s obviously referring to himself], particularly in America, is disheartening. There exists here an almost unanimous consensus that politically he [Said] does not exist, and when it is allowed that he does, it is either as a nuisance or as an Oriental. The web of racism, cultural stereotypes, political imperialism, dehumanising ideology holding in the Arab or the Muslim is very strong indeed, and it is this web which every Palestinian has come to feel is his uniquely punishing destiny. It has made matters worse for him [i.e. Said] to remark that no person academically involved with the Near East – no Orientalist, that is – has ever in the United States culturally and politically identified himself wholeheartedly with the Arabs… (p.27)

So the book really is by way of being a very personal (and I use the word with knowing irony) crusade, coming out of his own personal experiences of discrimination and erasure, or, as he puts it in the 1994 Afterword to the book, from:

an extremely concrete history of personal loss and national disintegration. (p.338)

And written in the passionate hope that, by revealing the power structures behind the academic discipline of Orientalism in all its manifold forms, he can overthrow the false dichotomy between Orient and Occident, between East and West.

It’s a judgement call whether you find this frankness about his personal investment in the project admirably honest and an example of fessing up to the kind of personal position behind the text which his project sets out to expose in so many Orientalist scholars – or whether you think it reveals a highly partisan, parti pris perspective which invalidates his approach.

Said’s involvement in the Palestine-Israel problem overshadows the work

Said goes on to tie his detailed cultural analysis to a highly controversial contemporary political issue, namely the ever-fraught Israel-Palestine situation, as screwed up back in 1978 as it remains today. Crucially, his Introduction describes how this plays out in America culture, in academia and the media in the present day:

the struggle between the Arabs and Israeli Zionism, and its effects upon American Jews as well as upon liberal culture and the population at large (p.26)

In other words, Said explicitly ties his analysis of historical Orientalism to the bang up-to-date (albeit nearly 50 years old) political and cultural view of the Arab-Israeli conflict held inside American academia and the media and political establishments. This is obviously a perilous approach because the liveness of the current political debate around Israel-Palestine continually threatens to overshadow his academic, scholarly findings or ideas.

And Said was in fact far from being a distant academic viewer of the conflict. Said’s Wikipedia page tells us that from 1977 until 1991 he was a member of the Palestinian National Council (PNC) and deeply involved in negotiations to try and find a two-state solution to the Palestinian Problem.

1) It’s ironic that his book accuses all Orientalist scholars of being parti pris and biased, even if they don’t know it, while he himself is phenomenally biased and parti pris. But that’s a small point, and one he was perfectly aware of. He is perfectly clear about not really believing in the possibility of disinterested academic research:

I find the idea of strict scholarly work as disinterested and abstract hard to understand. (p.96)

2) More importantly, his political involvement threatens to a) distract from and b) overshadow Said’s entire project. In practice it meant he was forever getting dragged into stupid media squabbles, like the one featured on his Wikipedia page about him throwing a stone in Lebanon which managed to get blown up into press headlines about ‘The Professor of Terror’.

This is an American problem and links into the issues of the power of the Jewish lobby in Washington which is itself (as I understand it) linked to the even larger power of the fundamentalist Christian lobby in Washington, which (as I understand it) strongly supports the state of Israel for theological and eschatological reasons.

All I’m saying is that Said positions himself as someone who is bravely and pluckily bringing ‘politics’ into academia, revealing the power structures and political motivations behind an entire academic discipline, ‘Orientalism’, and good for him. But it’s a double-edged and very sharp sword. He who lives by politics dies by politics. Discussing radical political theory is relatively ‘safe’, as so many Marxist academics prove; but if you bring clarion calls about one of the most contentious issues in international affairs right into the heart of your academic work, and you shouldn’t be surprised if your political opponents will throw any mud to blacken your name.

Ironies

It’s a central irony of Said’s work that although he went to great lengths to expose the Islamophobia at the heart of the Orientalist project, he himself, despite being of Palestinian heritage, was not a Muslim, but had been raised a Christian.

In other words, all his writings about how Orientalists write about Islam without being inside it, without understanding it, without giving voices to Islam itself – the very same accusations could be brought against him.

From start to finish his book lambasts Westerners for speaking over the Orient, for never giving it a voice so it is a delicious irony that:

  1. There are no Muslim voices in his book – as far as I can tell he doesn’t quote one Arab or Muslim scholar anywhere, so he’s largely replicating a practice he is fiercely critical of.
  2. Said himself is not a Muslim – he lambasts various Western simplifications and demonisations of Islam with a strong sense of ownership and partisanship – but he himself comes from a completely different tradition.

I’m not saying either of these aspects negate his argument: but the whole thrust of the book is to teach us to pay more attention to the political aims and ideologies underlying apparently ‘objective’ academic texts, to question every author’s motives, to question the power structures they are part of and which permit their teaching, their research, their publishing. So these thoughts arise naturally from Said’s own promptings.

Problems and counter-arguments

Despite its astonishing success and the widespread adoption of its perspective throughout the humanities, Orientalism has many problems and issues.

Defining the ‘Orient’ and ‘Orientalism’

For a start, Said’s use of the word ‘Orient’ is extremely slippery. Sometimes he is referring just to the Middle East, sometimes he includes all of Muslim North Africa, sometimes he is referring to the entire Islamic world (which stretches to Indonesia in the Far East), sometimes he throws in India, the jewel in the crown of the British Empire, whichever suits him at the time.

In an ironic way Said’s definition(s) of Orientalism are as slippery and detached from reality as he says Orientalists’ discourse about ‘the Orient’ were.

One upshot of this is that you get right to the end of the book without ever reading a simple, definitive, usable definition of the central word. Here’s what the Etymological Dictionary has to say about ‘Orient’:

Late 14th century: ‘the direction east; the part of the horizon where the sun first appears,’ also (now with capital O-) ‘the eastern regions of the world, eastern countries’ (originally vaguely meaning the region east and south of Europe, what is now called the Middle East but also sometimes Egypt and India), from Old French orient ‘east’ (11th century), from Latin orientem (nominative oriens) ‘the rising sun, the east, part of the sky where the sun rises,’ originally ‘rising’ (adj.), present participle of oriri ‘to rise’.

Same applies to his slipperiness in defining what ‘Orientalism’ means. He gives at least ten distinct definitions (on pages 41, 73, 95, 120, 177, 202, 206, 300 and more) but it’s possible to arrive at the end of the book without have a really crystal clear definition of his ostensibly central concept.

Said is not a historian

This really matters because he is dealing with history, the history of European empires and of the texts which, he claims, though written by supposed ‘scholars’, in practice served to underpin and justify imperial rule. But thousands of historians of empire have passed this way before him and his text , whenever it strays into pure history, feels like history being done by an amateur.

It feels particularly true when he again and again suggests that what underpinned the British and French Empire’s control of their colonial subjects was the academic knowledge grouped under the heading Orientalism – and takes no account of some pretty obvious other factors such as economic, technological or military superiority.

In a sense he can’t afford to for at least two reasons: 1) because if he did get into, say, the economic basis of empire, his account would end up sounding like conventional history, and second-rate economic history at that; 2) literature and scholarly texts are his stomping ground a) because he’s just more familiar with them b) because his central premise is that knowledge is power; conceding that there are other types of power immediately undermine the narrow if intense scope of his book.

Histories of empires

In the introduction Said says that the chief imperial powers in the Middle East and India were a) Britain and France through to the mid-twentieth century, and b) America since.

This feels a bit gappy. John Darwin’s brilliant comparative study of the Eurasian empires, After Tamerlane, teaches us that ’empire’ has been the form of most governments of most civilisations for most of history. Imperialism is the ‘natural’ form of rule. It’s ‘democracy’ which is historically new, problematic and deeply unstable.

Were the British and French empires somehow unique?

No, in two ways. Taking a deep historical view, Darwin shows just how many empires have ruled over the Middle East over the past two and a half thousand years, namely: the Assyrian Empire, the Babylonian Empire, the Parthian Empire, the Persian Empire, the Moghul Empire, the Athenian Empire, the Roman Empire, the Byzantine Empire, the Seljuk Empire, various Muslim caliphates who concentrated on conquering territory the Umayyad Caliphate, the Abbasid Caliphate, and the Ottoman Empire (or Caliphate). So the British Empire’s relatively brief period of control was neither the sole nor the most important influence.

The role of the Ottoman Empire in falling to pieces during the nineteenth century, leading to mismanagement, repression and the rise of nationalist movements across its territories is never given enough credit in these kinds of books. It’s always the French and British’s faults, never the Turks’.

Second, focusing on Britain and France may be justified by the eventual size of their territorial holdings, but downplays the rivalry with and interference of other European imperial powers. For example, Sean McMeekin’s brilliant book ‘The Berlin-Baghdad Express: The Ottoman Empire and Germany’s Bid for World Power, 1898 to 1918‘ shows how the newly united German Reich (or empire) elbowed its way into the Middle East, with its own Orientalising scholars and preconceptions.

And Said completely ignores the Russian Empire. For me this is the most interesting empire of the 19th century because I know nothing about it except that it expanded its control relentlessly across central Asia, as far as the Pacific where it eventually got into a war with Japan (1905). But long before that Russia had ambitions to expand down through the Balkans and retake Constantinople from the Turks, re-establishing it as a new Christian city, the Second Rome. This is one of the most mind-boggling aspects of Orlando Figes’s outstanding book about The Crimean War (1853 to 1856).

Blaming Britain and France just feels like blaming ‘the usual suspects’. Very limited.

Putting politics back into scholarship

He says on numerous occasions that 19th century Orientalist scholars claimed that their work was objective and scholarly and completely unconnected with the way their countries exercised imperial dominion over the countries whose cultures they studied – and that this was of course bullshit. The Orientalist scholars were only able to carry out their studies because they could travel freely across those countries as if they were the members of the imperial ruling caste. Therefore his project is very simple: it is to put the politics back into supposedly neutral, ‘detached’ scholarly analysis.

This struck me as being very Marxist. It was Marx who suggested that cultures reflect the interests of the ruling class, aristocratic art in the 17th and 18th centuries, bourgeois art and literature with the rise of the industrial bourgeoisie in the 19th century – and made the point which underpins Said’s whole position, that supposedly ‘neutral’ bourgeois scholarship always always always justifies and underpins the rule of the bourgeoisie, there’s nothing ‘neutral’ about it.

Christendom versus Islam

Said claims that Western civilisation, that Christendom, largely defined itself by contrast with the Muslim world for 1,000 years from the rise of Islam to the decline of the Ottoman Empire, as if this is a subversive insight. But to anyone who knows European history it’s obvious. Expansionist militarist Islam had already seized half the territory of the former Roman Empire and threatened to invade up through the Balkans and, potentially, exterminate Christendom. You would notice something like that. I’d have thought it was schoolboy-level obvious.

General thoughts

The Other

At regular intervals Said invokes the notion of ‘the Other’ which is always presented in critical books like this as if it was a big bad bogeyman, but I always find the idea a) childish b) too simplistic. If you read Chaucer you’ll see that his notion of ‘the Good’ is defined in hundreds of ways, most of which have nothing to do with Islam. OK when he refers to the Crusades (the Knight’s Tale) he does mention Islam. But there’s lots of other things going on in European texts, lots of ways of creating value and identity, which Said just ignores in order to ram home his point.

It’s an irony that Said says the use of the simple binary of East and West is too simplistic but then uses an even more simplistic term, ‘the Other’, replacing one simplistic binary with another which just sounds more cool.

What if the East really is a threat to the West?

Fear of the Other is always treated in modern humanities, in countless books, plays, documentaries, in artworks and exhibition texts, as if it is always a bad thing, irrational, can only possibly be prompted by racism or sexism or xenophobia or some undefined ‘anxiety’.

But what if things really do get worse the further East you go? What if the governments of Eastern Europe, such as Poland or Hungary, really are worryingly authoritarian and repressive? What if the largest country in the world, which dominates ‘the East’, Russia, has clearly stated that Western liberal democracy is finished, carries out cyber-warfare against infrastructure targets in the West, and has invaded and committed atrocities in a West-friendly neighbour? What if ‘the East’ is a source of real active threat?

As to the Middle East, what if it is subject to one or other type of civil war, insurgency, and horrifying acts of Islamic terrorism, widespread atrocities committed in the name of Allah, and the region’s chronic political instability?

And further East, what if the most populous nation on earth, China, is also known to be carrying out cyber attacks against Western targets, operates spy networks in the West, and is raising tensions in the Pacific with talk of an armed invasion of Taiwan which could escalate into a wider war?

Isn’t it a simple recognition of the facts on the ground to be pretty alarmed if not actually scared of many of these developments? I don’t think being worried about Russian aggression makes me racist. I don’t think being appalled by barbaric acts in the Middle East (ISIS beheading hostages, Assad barrel-bombing his own populations) means I’m falling prey to Orientalist stereotypes.

I don’t think I’m ‘Othering’ anybody, not least because there are lots of players in these situations, lots of nations, lots of governments, lots of militias and ethnic and religious groups, so many that simply summarising them as ‘the Other’ is worse than useless. Each conflict needs to be examined carefully and forensically, doing which generally shows you the extreme complexity of their social, political, economic, religious and ethnic origins.

Just repeating the mantras ‘Oriental stereotyping’ and ‘fear of the Other’ strikes me as worse than useless.

Britain and the East

Said goes on at very great length indeed about the British Empire and its patronising stereotyped attitudes to ‘the East’, ‘the Orient’ and so on.

But, because he’s not a historian, he fails to set this entire worldview within the larger perspectives of European and British history. Attacks and threats have always come from the East.

The ancient Greeks and Romans feared the East because that’s where the large conquering empires came from: the Persian Empire which repeatedly tried to crush the Greek city states and the Parthian Empire’s threat to the Romans went on for centuries. When Rome was overthrown it was by nomadic warrior bands from ‘the East’.

As to Islam, all of Europe was threatened by its dynamic expansion from the 7th century onwards, which conquered Christian Byzantium and pushed steadily north-west as far as modern Austria, while in the south Muslim armies swept away Christian Roman rule across the whole of North Africa, stormed up through Spain and conquered the southern half of France. They were only prevented from conquering all of France – which might have signalled the decisive overthrow of Christian culture in Europe – had they not been halted and defeated at the Battle of Tours in 732.

As to Britain, we were, of course, invaded again and again for over a thousand years. Britain was invaded and conquered by the Romans, invaded and conquered by the Anglo-Saxons, invaded and conquered by the Vikings, then invaded and conquered by the Normans.

Attacks on Europe always come from the East and attacks on Britain always come from the East. Napoleon threatened to invade in the early 1800s and in the later part of the nineteenth century many Britons lived in paranoid fear of another French invasion. Hitler threatened to invade and obliterate British culture in the name of a horrifying fascism.

So the fundamental basis of these views isn’t some kind of persistent racism, isn’t fancy ideas about ‘the Other’ or ‘imperial anxiety’, it’s a basic fact of geography. Look at a map. Where else are attacks on Europe, and especially Britain, going to come from? The Atlantic? No, from the East.

Throughout European history the East has been synonymous with ‘threat’ because that’s where the threat has actually come from, again and again and again. For me, these are the kinds of fundamental geographical and historical facts which Said simply ignores, in order to sustain his thesis.

And what if the Orient actually was alien, weak, corrupt and lazy?

Said repeats over and over again that Western, Orientalising views of the Middle East or Islam loaded it with negative qualities – laziness, inefficiency, corruption, violence, sensuality – in order to help us define and promote our own wonderful values, of hard work, efficiency, honesty in public life, good citizenship, Protestant self restraint and so on.

You can see what he’s on about and I accept a lot of what he says about Western stereotyping, but still… what if the West was, well, right. This is where a bit of history would come in handy because even modern, woke, post-Said accounts of, say, the declining Ottoman Empire do, in fact, depict it as corrupt, racked with palace intrigue, home to astonishing brutality from the highest level (where rival brothers to the ruling Sultan were liable to be garrotted or beheaded) to public policy.

I’ve just been reading, in Andrew Roberts’s biography of Lord Salisbury, about the Bulgarian Atrocities of 1876 when an uprising of Bulgarian nationalists prompted the Ottoman Sultan to send in irregular militias who proceeded to rape, torture and murder every Bulgarian they came across, with complete impunity. Up to 30,000 civilians were slaughtered, prompting the British government to abandon its former stalwart support for the Ottomans. My point is this wasn’t invented by Orientalists to justify their racist stereotypes about the violent barbaric East; nobody denies that it happened, it was widely publicised at the time, and it moulded a lot of people’s opinions about Ottoman rule based on facts.

Anybody who tried to do business or diplomacy with the Ottoman Empire quickly came to learn how corrupt and venal it was. So what happens to Said’s thesis that all these views were foundationless stereotypes, artificial creations of the racist Western imagination – if historical accounts show that inhabitants of the Orient, which he defines at the Middle East, really were lazy, inefficient, corrupt, violent.

For example, in his book about the railway line which the Kaiser wanted to build to Baghdad, Sean McMeekin describes the comic meeting between German engineers and Turkish labourers. No ‘Orientalism’ was required for the contrast between Teutonic discipline and efficiency and the corrupt, lazy ineffectiveness of the Turks to be clear to all involved.

Said’s style

Said is long-winded and baggy. He never uses one word or concept where fifteen can be crammed in. Moreover, he is clearly aspiring to write in the high-falutin’ style of the Parisian intellectuals of the day, Roland Barthes or Michel Foucault, who used recherché terms and tried to crystallise new ideas by emphasising particular terms, words used in new, lateral ways, teasing out new insights. At least he hopes so. Here’s a slice of Said, made up of just two sentences.

Orientalism is not a mere political subject matter or field that is passively reflected by culture, scholarship, or institutions; nor is it a large and diffuse collection of texts about the Orient; nor is it representative and expressive of some nefarious ‘Western’ imperialist plot to hold down the ‘Oriental’ world. It is, rather, a distribution of geopolitical awareness into aesthetic, scholarly, economic, sociological, historical, and philological texts; it is an elaboration not only of a basic geographical distinction (the world is made up of two unequal halves, Orient and Occident) but also of a whole series of ‘interests’ which, by such means as scholarly discovery, philological reconstruction, psychological analysis, landscape and sociological description, it not only creates but also maintains; it is, rather than expresses, a certain will or intention to understand, in some cases to control, manipulate, even to incorporate, what is a manifestly different (or alternative and novel) world; it is, above all, a discourse that is by no means in direct, corresponding relationship with political power in the raw, but rather is produced and exists in an uneven exchange with various kinds of power, shaped to a degree by the exchange with power political (as with a colonial or imperial establishment), power intellectual (as with reigning sciences like comparative linguistics or anatomy, or any of the modern policy sciences), power cultural (as with orthodoxies and canons of taste, texts, values), power moral (as with ideas about what ‘we’ do and what ‘they’ cannot do or understand as ‘we’ do). (p.12)

That second sentence is quite exhaustingly long, isn’t it? In my experience, you often get to the end of Said’s huge unravelling sentences with the impression that you’ve just read something very clever and very important, but you can’t quite remember what it was.

A key element of his style, or his way of thinking, is the deployment of lists. He loves long, long lists of all the specialisms and areas which he claims his ideas are impacting or pulling in or subjecting to fierce analysis (power political, power intellectual, power cultural, power moral and so on).

On the one hand, he is trying to convey through monster lists like this, a sense of the hegemony of Orientalist tropes i.e. the way they – in his opinion – infuse the entire world of intellectual discourse, at every level, and across every specialism. This aim requires roping in every academic discipline he can think of.

On the other hand, his continual complexifying of the subject through list-heavy, extended sentences, through the name-dropping of portentous critical theorists, threatens to drown his relatively straightforward ideas in concrete.

Said describes the process of close textual analysis very persuasively but, ironically, doesn’t actually practice it very much – he is much happier to proceed by means of lists of Great Writers and Orientalist Scholars, than he is to stop and analyse any one of their works.

He explains that it would be ‘foolish to attempt an encyclopedic narrative history of Orientalism’ but this is deeply disappointing. That might have been really solid and enduring project. Instead we are given a surprisingly random, digressive and rambling account.

His actual selection of example, of texts which he studies in a bit of detail, is disappointingly thin. This explains why you can grind your way through to the end of this densely written 350-page book and not actually have a much clearer sense of the history and development of the academic field of Orientalism.

And lastly, he just often sounds unbearably pompous:

And yet, one must repeatedly ask oneself whether what matters in Orientalism is the general group of ideas overriding the mass of material? (p.8)

One uses the phrase ‘self conscious’ with some emphasis here because… (p.159)

And his frequent straining for Parisian-style intellectual rarefication sometimes makes him sound grand and empty.

I mean to say that in discussions of the Orient, the Orient is all absence, whereas one feels the Orientalist and what he says as presence; yet we must not forget that the Orientalist’s presence is enabled by the Orient’s effective absence. (p.208)

No, no we must never forget that. Forgetting that would be dreadful.

Lastly, he cites quotations, sometimes quite long quotations, in French without bothering to translate them. This is impolite to readers. On a smaller scale he drops into his prose Latin or French tags with the lofty air of an acolyte of Erich Auerbach’s grand traditions of humanist criticism who expects everyone else to be fluent in French and German, Latin and Greek.

Nevertheless, [in French Orientalist Louis Massigon’s view] the Oriental, en soi, was incapable of appreciating or understanding himself. (p.271)

It would be more polite, and effective, to take the trouble to find adequate English equivalents.

Immigration

When the book was published, in 1978, there weren’t many immigrants of any colour in Britain and Said could confidently talk about scholars and an academic world, as well as the nation at large, which was largely white. In other words ‘Orientals’ were still rare and relatively unknown.

In the 45 years since the book was published, mass immigration has changed the nature of all Western countries which now include not only large communities of black and Asian people, but eminent black and Asian cultural, political and economic figures. As I write we have a Prime Minister, Home Secretary and mayor of London who are all of Asian heritage.

I dare say fans of Said and students of post-colonial studies would point out the endurance of ‘latent’ Orientalism i.e. the continuation of prejudice and bigotry against the Arab and Muslim and Indian worlds, especially since the efflorescence of vulgar imperialist nostalgia around the Brexit debate.

Nevertheless, I imagine the unprecedented numbers of what used to be called ‘Orientals’ who now routinely take part in Western political and cultural discourse, who write novels and plays, direct films, comment in newspapers and magazines, host TV shows and, of course, teach courses of postcolonial and subaltern studies, would require Orientalism to be comprehensively rethought and brought up to date.

The modern Middle East

At the end of the day, Orientalism is a largely ‘academic’ book in two senses:

1. On reading lists for students

Said primarily set out to change attitudes within universities and the humanities. In this he was dramatically successful, and it is impossible to read about the European empires and, especially, to read about 19th century imperial art, without his name being invoked to indicate the modern woke worldview, the view that almost all European arts and crafts which referenced ‘the Orient’ are morally, politically and culturally compromised or, as he bluntly puts it on page 204, racist, imperialist and ethnocentric.

Said provides some of the concepts and keywords which allow modern students of the humanities to work up a real loathing of Western civilisation. Good. The Russians want to abolish it, too.

Irrelevant for everyone else

But it’s also ‘academic’ in the negative sense of ‘not of practical relevance; of only theoretical interest’. What percentage of the public know or care about the opinions of nineteenth century Orientalist scholars? For all practical purposes, nobody. Who gets their ideas about the modern Middle East from the poetry of Gérard de Nerval, the letters of French novelist Gustave Flaubert or umpteen Orientalising Victorian paintings? Nobody.

I suggest that most people’s opinions about the Middle East derive not from poetry or paintings but from the news, and if they’ve been watching or reading the news for the last 20 years, this will have involved an enormous number of stories about 9/11, Islamic terrorism, Islamic terror attacks in London and Manchester and other European cities, about the 2001 US overthrow of the Taliban in Afghanistan, the 2003 coalition invasion of Iraq, the long troubled military struggles in both countries, the 2011 Arab Spring followed swiftly by civil war in Libya, the terrible civil war in Syria, the military coup in Egypt, the ongoing civil war in Yemen, and just recently the humiliating and disastrous US withdrawal from Kabul (2021).

Remember the heyday of Islamic State, the videos they shot of them beheading Western hostages with blunt knives? Footage of them pushing suspected gays off rooftops? Blowing up priceless ancient monuments?

Alongside, of course, the perma-crisis in Israel with its never-ending Palestinian intifadas and ‘rockets from the Gaza Strip’ and retaliatory raids by the Israeli Defence Force and the murder of Israeli settlers and the massacres of Palestinians, and so on and so on.

And you shouldn’t underestimate the number of Westerners who personally know people who fought in one or other of those wars; for example, 150,610 UK personnel served in Afghanistan and some 141,000 in Iraq. All those soldiers had family, who heard about their experiences and shared their (sometimes appalling) injuries and traumas. First hand testimony trumping Victorian paintings.

And quite a few Westerners have been affected by one or other of the many Islamic terrorist attacks on Western cities, starting with the 2,996 killed in the 9/11 attacks and all their extended families, the 130 people killed in the 2015 Bataclan attack in Paris, the families of the 22 people killed and 1,017 injured in the 2017 Manchester Arena bombing; or attacks on tourists in Muslim countries such as the 202 killed and 209 injured in the 2002 Bali bombings, numerous Islamist attacks in Egypt, Tunisia and other tourist favourites.

Compared to the images and news footage and reports and first hand experience of these kinds of events, I’m just suggesting that Said’s warning about the frightful stereotyping of the Orient carried out by nineteenth century and early twentieth century writers, artists and scholars is a nice piece of academic analysis but of questionable relevance to the views about Arabs, Muslims and the Middle East currently held by more or less everyone living in the contemporary world.

Said addresses this point by saying that there is a direct link between older imperial views and current views, that his entire project was not only to show the origins and development of Orientalist views but how they continue up to the present day to inform contemporary news and TV and magazine and political discourse about Islam and the Middle East.

But proving that would require a completely different kind of book, something from the field of media studies which examined how the tropes and stereotypes Said complains are utterly without foundation in the real world, have gained renewed life from actual events which people not only consume via TV and newspapers, but via social media, massacres filmed live, as they happen.

In the 1995 Afterword and 2003 Preface which he added to the book (and I review separately) he does indeed try to do this, but he died (in 2003) well before the advent of social media and cheap phones transformed the entire concepts of media, news and information out of recognition.

In almost all ways, this book feels as if it comes from a bookish, scholarly, library-based world which has been swept away by the digital age.

An interview with Edward Said (1998)

This interview was produced in 1998, so before 9/11, the Afghan War, the Iraq War, al-Qaeda, ISIS, the Arab Spring etc. If Said thought Western attitudes to Middle Eastern countries were bad then, what must he have made of the hugely negative shift in impressions caused by 9/11 and the subsequent wars (he passed away in September 2003, living just long enough to see the American invasion of Iraq, commenced in March 2003, start to unravel)? You could almost say that the interview hails from a more innocent age.

Practical criticism

See if you can identify the kind of essentialising Orientalist stereotypes about the Middle East, Arabs and Islam which Said describes in the coverage of the recent Hamas attack on Israel (I’m just giving the BBC as a starting point):


Credit

Orientalism by Edward Said was first published by Routledge and Kegan Paul in 1978. References are to the 2003 Penguin paperback edition (with new Afterword and Preface).

Related reviews

Edward Said’s introduction to Kim

Kipling was one of the first novelists to portray the logical alliance between Western science and political power at work in the colonies.
(Norton Critical Edition, p.340)

Literary critic, author of the landmark study, Orientalism, and godfather of the modern disciplines of post-colonial and subaltern studies, Edward Said wrote an introduction for the 1987 Penguin paperback edition of Rudyard Kipling’s classic novel, Kim. Parts of it (pages 30 to 46, to be precise) are excerpted in the 2002 Norton Critical Edition of Kim, edited by Zohreh T. Sullivan.

Kipling’s vulgarity

Surprisingly, maybe, Said begins by repeating George Orwell’s criticism of Kipling’s work as being characterised by ‘vulgarity’. I wonder if he’s getting mixed up with Oscar Wilde, who wrote of Kipling, in his long essay The Critic as Artist, that:

As one turns over the pages of his Plain Tales from the Hills, one feels as if one were seated under a palm-tree reading life by superb flashes of vulgarity.

It’s not just a snappy one-liner. Wilde goes on to consider the rolee of vulgarity in literature at some length.

Orientalism

Anyway, as you would expect, within a few sentences Said climbs onto his hobby horse, his central theme, which is that:

  1. all of Kipling’s work relied on the accumulated storehouse of ‘Orientalist’ stereotypes (the ‘Oriental’ is backward, unreliable, poor, badly educated etc etc)
  2. which itself rested on the basic premise that Orientals are inferior to white men, and
  3. the East has fixed, unchanging essence

Orientalism is an essentialist point of view, denying the reality of historical change and complexity, and if there’s one thing Said hates it’s essentialism.

Said then mentions his central work, Orientalism, and summarises its core findings, namely that 1) every single Western thinker and writer of note in the nineteenth century took for granted the fixed, unalterable inequality of the races and 2) this universally held ‘truth’ underpinned and justified European imperialism around the world.

Said shows how these partial, biased and made-up Orientalist opinions underpinned and permeated so-called ‘scholarly’ and ‘objective’ academic disciplines such as economics, anthropology, history, sociology, linguistics, philology, geography and many more.

In Said’s view, pretty much all European society, society and culture,throughout the nineteenth century and well into the twentieth, were flooded at every level with the basic presumption that the European white male was the pinnacle of human evolution and had the right and duty to take every other nation, race and creed (and gender) in hand in order to bring them up to his own high standards of ‘civilisation’. If this meant invading and conquering these ‘barbarous’ countries, killing lots of their citizens along with warriors, destroying native cultures, religions and practices, imposing utterly alien sets of laws, exploiting those countries and their inhabitants economically, well, you can’t make an omelette without breaking a few eggs.

Colonel Creighton as white alpha male

Said points out that the representative of The Ruling White Man in Kim is Colonel Creighton, head of the secretive ‘Department’ i.e. the British Secret Service in India. He points out (just as I did in my review) that Creighton doesn’t appear very often, and is not drawn in anything like the detail of actual Indians like Mahbub Ali or the Babu – but then, he doesn’t have to be.

The capableness of Creighton, the sense that he is a source of utterly correct decisions and judgements, in a sense underpins the entire narrative because we know that, whatever happens, at some level Creighton a) knows about it, b) has ordered it and c) will make it right. He is a God figure who makes all problems disappear and grants our wishes (i.e. Kim’s wish to become a spy). So he’s pretty easily taken as a symbol of the rightness of British rule over India.

(Western) knowledge is power

But Said is particularly interested in the notion of knowledge. The whole point of his epochal book of cultural criticism, Orientalism, is that he is above all interested in the way certain structures (tropes, stereotypes, clichés, assumptions) became embedded in academic disciplines and then reproduced themselves in each successive generation. For Said the very notions of ‘knowledge’ and ‘science’ and ‘reason’ and ‘competence’ are deeply Orientalist in that they were constructed and defined in opposition to the opposite series of attributes – lack of knowledge, lack of scientific detachment, the fact that Islam hadn’t had a Reformation to separate science from religion, incompetence, irrationality and so on – which generations of scholars attributed to ‘the Orient’, ‘the Arab mind, ‘Islam’ and so on.

Imperial knowledgeableness and Sherlock Holmes

Said, maybe a bit predictably, links Kipling’s obsession with a proper deep understanding of ‘India’ and the Indian mind, with the super omni-competence of a figure like Sherlock Holmes, creation of Arthur Conan Doyle. Doyle had himself travelled widely in the British Empire (Australia and New Zealand, West Africa, South Africa).

The way so many of the Holmes stories turn out to derive from events which took place in faraway lands demonstrates the global reach of Holmes’s mind and this, for Said, is intimately linked with the explosion of so many academic specialisms in the last few decades of the nineteenth century.

Many of these new ‘sciences’, the ones Holmes is so often shown brushing up on and deploying in  his detective work, such as ballistics, forensics, fingerprinting, knowledge of exotic poisons, theories of the criminal mind or of racial ‘types’ and so on, had their origins in the colonies, where they were developed in response to the problems of managing huge populations of natives.

Ethnology and studying the natives

Thus, for Said, it is more than a handy coincidence that Creighton uses as a cover for his espionage activities in India the official title of head of the British Ethnological Survey. ‘Ethnology’ means the study of different races and peoples, their languages, religions, customs and so on, so Creighton’s position perfectly epitomises the fundamental premise of Said’s book, which is that ‘knowledge’ is never pure and disinterested, but is created by human agents to further the deployment of power. Knowledge of a country and its people derives from, and in turn reinforces, power over that country and its people, especially if you are using advanced techniques which the peoples in question don’t even have access to. Then you can end up in the position of knowing more about a people and their country than they do. Which leads Said to summarise, that:

Kipling was one of the first novelists to portray the logical alliance between Western science and political power at work in the colonies. (p.340)

Hurree Chunder as a comic antitype of Creighton

Said then points out how, looked at in this perspective, the Indian Babu, Hurree Chunder, is consistently portrayed as a Creighton manqué. He is educated, he name-drops Western thinkers (especially Herbert Spencer), he has written some papers and he dreams of being taken seriously by the Royal Society. And yet he is played for laughs and the comedy is based on the Orientalist premise that a native can never rise to the level of a white man. the Babu’s aspirations are portrayed as comedic because he himself hasn’t grasped the principle, which Kipling makes the reader complicit in every time he laughs, which is that a coloured man can never reach the height of education and civilisation as a white man. There is an unalterable racial divide between them, almost as if they are two species. This is the core of what Said calls Orientalism, the European belief in the hopeless, unalterable inferiority of brown and black and yellow to that pinnacle of evolution, The White Man.

Annan and sociology

Said cites Noel Annan’s famous (apparently) 1959 essay which associated Kipling with the new (in late-Victorian times) schools of sociology (Durkheim, Weber, Pareto). This new interpretation of society moved away from considering society using dusty old notions like class or national traditions and instead used the notion of groups of people with common interests. The point is that knowledge of these groups gives the knower the ability to move and manipulate them. Said’s core premise that knowledge is power.

This sheds deeper light on Colonel Creighton’s character. He is the model of a modern imperial administrator in that he deals equally with Muslims, Bengalis, Pathans and so on, with perfect frankness, never once pulling rank or belittling their views, never tampering with ‘the hierarchies, the priorities and privileges of caste, religion, ethnicity and race’ (p.342). He is not a vulgar jingoist or rapacious exploiter like earlier administrators; he is more like a social scientist.

From this perspective, the text of Kim can be seen as precisely the kind of jostling of different, self- contained, self-defined socials groups theorised by the new sociology – and the way they’re each treated by Creighton and his creator with fascinated, sympathetic detachment, as embodying the new sociological approach.

Late Victorian miserabilism

Said then carries out a detailed comparison between the character Kim and Jude Fawley, the protagonist of Thomas Hardy’s novel Jude the Obscure (1896). The point of the comparison is to show how Jude, along with the protagonists of other serous fiction of the day, in Flaubert or James or Meredith or Gissing, was a miserable failure. Life, in so many of these late-Victorian novels, is presented as one disillusionment after another, as small, and petty, and disappointing,  either in the tragic mode of these realist novels, or sometimes played for laughs as in the drab suburbia of The Diary of a Nobody (1889).

The novel as a disenchanted genre

In fact Said cites the opinion of the Hungarian Marxist critic György Lukács that the novel itself as a genre is condemned to incompleteness because its commitment to realism cuts it off from the heroic fullness of life expressed in the epic. The first European novel, Don Quixote, is about a pathetic old man who in his deluded way tries to live up to the high tone and heroic achievements of chivalric epic, condemned to continual failure.

For some reason this atmosphere of defeat, the collapse of our deepest dreams, was commonplace in serious late-Victorian literature (Henry James, George Meredith, George Gissing, George Moore, Samuel Butler). Worst of all are the depressive protagonists of Joseph Conrad’s stories, many of whose lives have led to such utter failure and disillusion that they commit suicide.

Kim’s optimism

Anyway, the obvious point is that Kim is the opposite. He is Puck, he is the spirit of energy and enthusiasm, and goes from success to success to success. He succeeds in stymying the foreign spies, he helps the lama fulfil his life’s dream, above all he grows into the image of his boyhood ambitions.

Why? At least in part because he has what you could call imperial freedom. He is an image of fulfilment and success because he enjoys an imperial privilege which all the Indians he meets never can. They are fixed in their roles (as merchant, bureaucrat etc) in a way Kim isn’t.

In fact Kim enjoys a level of freedom not only vis-a-vis the subjects of the Raj but also compared to the white officials of the Raj. Creighton has to play up to the role of senior British official but Kim can put on native clothes and disappear into the teeming alleys of Lahore or Lucknow. It’s as if he puts on a cloak of invisibility, disappears off the radar, goes ‘off grid’ as modern thrillers put it.

So he is free of both sets of constraints: those which bind the native people of India (who he can rise above due to his white privilege and imperial role as spy) and those which bind the white rulers who have to ‘keep up appearances’ because Kim slip off those white responsibilities whenever he likes.

Kim is twice free, free twice times over, enjoys a double measure of freedom. Hence the exuberance of the text and the wonderful sense of freedom and escape it gives its readers.

Identity

This sheds light on the modern academic’s favourite subject of identity. It’s true that on a handful of occasions Kipling describes Kim’s momentary confusion about his multiple identities (white boy, Indian street urchin, disciple of a wandering lama) but these don’t hold back Kim for long because, far from having an identity crisis, from experiencing his multiple identities as an oppression undermining his sense of self, he experiences them as freedom.

Indeed the novel is all about showing him growing into his multiple identities. The protagonists of the late-Victorian realistic novels Said mentions generally lose their sense of personal identity, certainly the Conrad ones do, or, like Jude, their identity becomes identical with failure and so, in the end, unbearable.

Whereas Kim becomes the master of his multiple identities. Like Creighton, he observes himself, studies his different roles and voices, traditions and languages – observes them in order to master and control them.

Kim the character has often been taken as a kind of epitome of India’s jostling identities – but he also embodies within himself White imperial rule over those many identities. Kim rules over the Raj of himself.

Optimism central to boys adventure stories

Said says the optimistic tone and can-do attitude of his hero comes from an earlier phase in the history of the novel, and compares him to protagonists of the French novelist, Stendhal. But surely he’s missing a more obvious point which is that…this is an adventure story for boys; and a pretty basic attribute of this kind of story is precisely the depiction of a resourceful, resilient young lad triumphing in a world of morally ambivalent adults. See boy heroes from Jim Hawkins in Treasure Island to Tintin. They win. They triumph.

Freedom of movement

Said goes on to observe that Kim’s exuberant joie de vivre is closely connected with his freedom of movement around (mostly north) India. Kim is constantly on the move, from Lahore, to Lucknow, Benares and Simla, from Bombay to Karachi to Umballa, with keynote descriptions of the Grand Trunk Road which traversed northern India thrown in.

Said makes the point that this wonderful freedom of movement is like a holiday. Reading the book gives the reader the same sense of the ability to move freely around a fantastically interesting colourful country, at will. Little or money required, no passport, no border police or paperwork, the book breathes freedom, in both time and space and the reader responds very positively.

You won’t be surprised to learn that Said thinks this freedom is the freedom granted to the imperial class. Although there’s enjoyable ambivalence about Kim’s identity, there’s no doubting that all of these colourful travels are paid for by Creighton, the embodiment of the White imperial ruling class. Kim’s wonderfully invigorating freedom is paid for by the existence of the British Empire and white dominion.

P.S.

1) Most of this is an attempt to accurately summarise the points Said makes in his introduction, but quite often I use these as starting ideas of my own. For example, it is Said who makes the point about Jude the Obscure, but it is my development of it to come to the conclusion that Kim ends up ruling the Raj of himself. I added in the (minor) point about there being a comedic side to late-Victorian miserabilism, as embodied inworks like Diary of a Nobody. I added the fairly obvious point that Kim is an adventure story for boys and that, therefore, of course the hero is brave and resourceful, possibly the fundamental premise of the entire genre. I expanded the idea of Sherlock Holmes’s knowledgeableness to be more explicit about the imperial basis for that knowledge.

2) Some of my points overlap, expand or possibly contradict points I’ve made in my other reviews of a) Kim and b) Orientalism. I’m relaxed about that. This isn’t philosophy or physics. There is no right answer. And the whole point of literature, for me, is that a ‘good’ literary work is complex and rich enough for the reader to take something different from it every time they read it – or even think about it.

I tell anybody who’ll listen, that the correct approach to literature (as to art in the broadest sense) is to be able to hold multiple opinions about it, some of which might even be polar opposites, with equal conviction. In this sense I’m about openness and multiplicity and diversity. As Walt Whitman says:

Do I contradict myself?
Very well then I contradict myself,
(I am large, I contain multitudes.)

I don’t think I contain multitudes. That would be preposterously grandiose. I think good literature contains multitudes, multitudinous complexities of language, theme, plot, imagery and character that make repeated readings worthwhile and new.

The only method is to enjoy.


Credit

Kim was serialised in Cassell’s Magazine from January to November 1901, and first published in book form by Macmillan & Co. Ltd in October 1901. All references are to the 2002 Norton Critical Edition edited by Zohreh T. Sullivan.

Related links

Related reviews

Kim and Orientalism

Edward Said’s 1978 book ‘Orientalism’ mounted a sustained attack on the way eighteenth and nineteenth century Western scholars paved the way for the imperial conquest of the Middle East and India by creating and then maintaining a false concept of ‘the Orient’ and then attributing to its inhabits, so-called ‘Orientals’, a range of negative qualities such as laziness, incompetence, corruption, sensuality, luxury, squalor and so on. They did this in order to bolster and reinforce Western imperialists’ notions of themselves as, by contrast, hard working, chaste administrators of fair play and justice etc.

Said’s huge study aimed to show how all-pervasive these stereotypes and received ideas about ‘the Orient’ had become by the start of the twentieth century, and had endured, in one form or another, right up to the time of writing. His critique was a powerful insight and continues to be influential to this day.

Said’s sophisticated critical perspective moves his reader well beyond a straightforward enjoyment of Kipling’s 1901 novel, Kim, as ‘simply’ a realistic portrait of the India that Kipling grew up in, knew and loved so well, and digs deeper, to critique it as a complex web of ‘Orientalist’ stereotypes designed to bolster and justify British rule.

I’ve just been rereading both Kim and Orientalism and so am well aware of the debate, but I’d like to see it from a slightly different perspective. I’d make four points about the use of ‘stereotypes’ in language and literature.

(Before we begin, the dictionary definition of a stereotype is: ‘a widely held but fixed and oversimplified image or idea of a particular type of person or thing.’)

1. All language is stereotyped

I suggest that language is always based on stereotypes. Language is general, it is based on very general categories. When I say ‘go’ or ‘red’ or ‘tree’ these are alarmingly imprecise terms. We each have a stereotyped (‘widely held and simplified’) impression of what ‘go’ or ‘red’ or ‘tree’ mean. Specific enough to make communication possible, but vague enough to contain a wide variety of personal connotations, memories and meanings. Language is always, in this sense, a compromise with reality.

When anyone speaks or writes or reads, they bring to their language a wealth of experiences which include not only what they have personally seen and experienced, but what they’ve read, and for the last few generations, what they’ve seen on TV and in the movies and, nowadays, all over the internet and social media.

In other words, if you were test of how accurate most people’s ideas are about any subject you care to choose, when tested against ‘reality’, I bet you’d find that all of us are adrift, askew, influenced by family, friends, early experiences, what we’ve read or watched etc, so as to harbour personal opinions which are, more often than not, generalised and inaccurate.

To recap: in order for language to work, it requires a high level of generalisation, which comes close to the notion of stereotype, of a simplification of the multifarious, continually changing reality which our senses present to us.

2. All fictions are stereotyped

Building on the notion that stereotypes are required for language to even function, I’d then suggest that stereotypes (‘widely held and simplified’ opinions about people or things) are necessary for all fictions to work. In a sense most fictional characters are types. Especially in genre fiction, in the adventure stories of the 1890s I’ve been writing about, it’s widely accepted that the characters are often cardboard thin; the interest isn’t in their interior life but in what happens to them; in external events and adventures.

The most basic form of fictional stereotyping is dividing characters into good guys and bad guys. Throughout written literature good guys and bad guys proliferate, starting with the heroes celebrated by Homer and the pious kings and prophets celebrated by the writers of the Bible, at about the same time (let’s say 500 BC).

For most of its history literature has been tied up with a strong sense of morality, meaning readers or viewers of plays are supposed to assess and judge the characters depicted. Often narrators or characters explicitly ask us to do just that.

What we consider ‘literature’ can be defined as works that give a bit more complex depictions of human psychology, which show people as neither black or white but complex characters, often caught in difficult situations. That’s why we all look back to the Greek tragedies as the beginning of this kind of ‘serious’ literature, because even 2,400 years ago writers and audiences were stimulated by the depiction of complex moral dilemmas. But most classical and pretty much all Christian literature, from the Dark Ages to the 18th century, embodied and promoted relatively straightforward, schematic concepts of morality which relied – I’m arguing – on essentially stereotypical characters.

In Chaucer holiness and virtue, piety and devoutness are praised, as in his beautiful if conventional dream visions. Chaucer’s works become more ‘literary’ when they dramatise conflicting moral schemas, such as setting the Wife of Bath’s attractive vigour and sassiness against traditional Christian notions of chastity and restraint.

Similarly, Shakespeare is universally considered great literature, partly because of his extraordinary use of language, but centrally because of the unparalleled psychological complexity of the characters he creates. There’s a pretty simple scale from cardboard characters = pulp at one end, through to complex characters = literature, at the other.

In the mid-nineteenth century, some writers started to try and wriggle loose from the constraints of the oppressive moralising of Victorian society. Grown-ups like Flaubert and Maupassant in France or the rather more childish Oscar Wilde in Britain, were among the many writers claiming that good literature has nothing to do with ‘morality’, and should be judged purely on style and technical achievement. But they were struggling against their own instincts. Flaubert’s masterpiece, Madame Bovary, is a highly moralistic story of a woman who brings about her own ruin, and Wilde’s The Picture of Dorian Gray is a fairy tale with a childlike moral (an innocent young man, led astray, ultimately gets his come-uppance).

Although by 1900, when Kim was written, there was already an enormous, an incomprehensibly huge variety of fictions, ranging from pulp Westerns, horror, fantasy and sensation stories, countless types of plays, operettas and music hall skits, all the way through to the subtlety and sophistication of a Henry James novel – but deep down, almost all these fictions operated within this framework of moral meaning.

It’s very hard to escape the prison-house of morality. It’s almost impossible for us to stop judging on a strongly moral basis, the characters and storylines in all the cultural products we’re faced with, whether plays and TV shows, films and books.

Back to Said’s book and I would suggest that his entire critique of ‘Orientalism’ is itself based on an pretty traditional moral claim, that the Orientalists were (and are) being unfair in negatively stereotyping ‘Orientals’ in order to justify conquering and ruling them and that, in order to be more fair, in order to create a fairer, more just world, we need to overturn these prejudices and biases. Despite Said’s awesome display of erudition and sustained attempts to write like a Parisian intellectual it is, in the end, an almost playground level of moral thinking.

3. Adventure fiction depends on stereotypes

Thirdly, Kim is an adventure story for boys. To treat it as an academic study of Indian society and find fault with it, to accuse it of promoting racist stereotypes, is surely as inappropriate as accusing Star Wars of promoting scientific errors or pointing out that the Sherlock Holmes stories rely on pretty improbable coincidences.

They are adventure stories, they are entertainments, and these genres, by definition, simplify things – they rely on simple plots, simple motivations, simple psychology and simple characters.

I agree with Said’s broad point, that Kim could be seen as just one cog in a vast interlocking cultural machine, a huge, patronising and basically racist worldview which defined ‘Orientals’ without any agreement or participation by them, which wrote their scripts for them, invented their characters for them, gave them opinions and actions and generally portrayed them in ways which, either blatantly or subtly, helped to underpin Western hegemony over ‘the Orient’. I agree with his basic point.

I’m just adding my own perspective on Said’s massive critique, which is to that it’s difficult to say anything about anything which doesn’t, at some level, rely on the generalising (what I’ve called ‘stereotyping’) qualities 1) of language itself, 2) of almost any fiction, and 3) of adventure fiction in particular.

The boy hero (Kim), the remote but authoritative father figure (Creighton), the tough assistant (Ali), the bookish colleague (Babu), the man who’s good with gadgets (Lurgan), just writing the list makes me realise how these stereotypical roles anticipate James Bond (boy hero), his father figure (M), his tough assistant (Felix Leiter), the gadget guy (Q) and so on. Lots of difference in surface detail, same underlying archetypes.

4. Kim is surprisingly unstereotypical

Mentioning the three types of simplification or stereotypicality generally found in this kind of adventure yarn helps to highlight a surprising result, which is the extent to which Kim is very much not a work of stereotypes and clichés. On the contrary, Kim tends towards the ‘literature’ end of the spectrum (as I’ve sketchily defined it above) precisely because it is unexpectedly complex, full of variegated detail, full of contradictions which surprise the reader.

Indian profusion i.e. not a simple binary

The whole purpose of Kim the novel is that it revels in the sheer profusion of Indian life, in its countless ethnic groups and religions and languages. It is littered with characters from different provinces and racial groups and religions, careers and professions.

The book contains a profusion of places – Kim is constantly on the move himself, so we directly get to see Lahore, Lucknow, Benares and Simla, Bombay, Karachi and Umballa, with smaller towns in between – but other characters refer to incidents elsewhere such as picking up the secret message left at Chotra or incidents right up on the North-West frontier, so that it (deliberately) gives the reader a sense of geographic breadth and variety.

And the text itself is absolutely packed with what feels like as many Indian phrases Kipling could cram into it, from multiple Indian languages, sometimes embedded in the narrative passages but absolutely infesting the dialogue and direct speech, almost every speech by any character including at least one native term.

My point being that Said’s repeated accusation against the Orientalist mindset is that it erected an entirely factitious binary opposition between ‘East’ and ‘West’ and ignored the complexity of actual peoples on the ground. On that axis, Kim is anti-Orientalist in the way that that hoary old binary is swamped and erased by the overwhelming complexity and confusion of races, religions, languages and characters which flood the text. At some points some characters do voice sentiments about how the white man will never understand ‘the Oriental’ etc but the characters who say that are implied to be in error, lesser characters, obtuse white characters, who are outside the marvellous world Kim inhabits.

Anti-white passages

Kipling very obviously plays with stereotypes, sometimes giving us what we expect, sometimes playing against expectation. Thus if he was directly and simply the imperial propagandist that critics make him out to be, then all the British characters would be good and a representative of Britain’s state religion, the Church of England, would be expected to be a shining beacon of morality. Instead Kipling goes out of his way to portray the Anglican chaplain as both physically and morally thin and pinched, unimaginative and bigoted.

Elsewhere British officials are routinely criticised by Indian characters for being ignorant, bad administrators, quick to show off their knowledge of horses (when they don’t know what they’re talking about), or easily hoodwinked (like the officer in charge of police searching the train for agent E23 in chapter 12) precisely because they rely on racial stereotypes, predictable narrow expectations, and so can be played.

Babu Hurree Chunder Mookerjee unexpectedly complex

Admittedly, the head of ‘the Department’, Colonel Creighton, is depicted as a ramrod-backed beacon of intelligence and discretion. It’s not difficult to see that he is a kind of moral foundation to the narrative whose efficiency and integrity justifies British imperial rule as just and wise and fair – but that’s precisely why he’s kept in the background, playing a surprisingly peripheral role.

More typical of a Kipling character playing against type is the Babu Hurree Chunder Mookerjee. Babu is a form of address for a Brahmin but by 1900 it had become a term of abuse by the English, suggesting an Indian who’s had some Western education, and aspires to Western cultural values, but falls hopelessly and embarrassingly short.

And indeed, to begin with, this is how Mookerjee is presented, with Kipling playing his half-educated speech, his references to European thinkers he only part understands and so on, for laughs. And, in our body-image-conscious times it may be worth pointing out the Babu is presented as fat with big fat wobbly legs, a back like jelly, and that this also is, initially, part of the barrage of mockery he’s subjected to. But, as the story progresses, Kim, and the reader, slowly come to respect his abilities more and more, until he plays a hero’s part in accompanying the Russian and French spies through the mountains to Simla, despite them abusing and beating him, putting up with all that and the threat of worse, to ensure that they are chaperoned into the heart of the Raj’s security setup where they can be safely monitored. Kim explicitly says that, completely contrary to the stereotypical figure of the fat cowardly Bengali Babu, Mookerjee is fat, and continues to make comically half-educated remarks, but is in fact deeply brave and, what matters most to Kipling, dutiful.

Indian piety easily trumps Western religion

To go back to the chaplain, it’s not just Bennett who is held up to scrutiny and found wanting, it is his entire religion, the religion of Westerners, Christianity itself, which is fairly regularly mentioned and 100% of the time seen as inferior to Indian religions.

Take the fight with the foreign spies in the mountains, where the Russian’s supposed Christianity is shown to be a poor, thin, hypocritical thing which allows a bully to beat up an old man, compared to a) the superstitious but infinitely more ‘moral’ response of the mountain coolies or shikarri for whom hitting a holy man is inconceivable blasphemy, and b) the genuine depth of the lama’s Buddhist faith. The way the lama has a moment of weakness before insisting on ordering the coolies not to go back down and take revenge on the two foreigners (i.e. shoot them) has genuine psychological veracity and shows a moral depth and principle absent in almost all the white characters.

In praise of Buddhism

And, to stay on religion, there is, of course, the end of the novel which, in a startling move, appears to authenticate and validate Buddhist belief. Kipling in all seriousness describes the lama’s moment of nirvana when he feels his soul leaving his body, leaving the constraints of time and place, and touching the Great Soul of the Universe. Christianity is nowhere to be seen. The lama’s religious epiphany is profoundly moving and believable.

A review of these four or five elements explains why I don’t see how a fiction which mocks the British authorities, mocks British religion and throws itself wholeheartedly behind the wisdom and restraint and morality and religious superiority of India’s native peoples, can, on the face of it, be described as simply upholding British hegemony. It may well, eventually, deep down, be premised on British rule in India, but in a rather more subtle and interesting way, by means of its fundamental assumptions.

The cure

The cure for generalisations from all sides i.e. stereotyping, whether racial, sexist and so on, is to be as specific as you can be, about individuals, about situations, and about texts.

That’s why I pay such close attention to the exact wording of texts and quote so extensively from works I’m reviewing. The more precise you are to the actual words of the text, the more enjoyable, strange, often unexpected and pleasurable the experience. The further you move away from the text, the more likely you are to start generalising, the more likely you are to give in to moralising generalisations. In Wilde’s day the authorities criticised his books for being ‘decadent’ and ‘corrupting’ (which, in fact, in one sense, they were). In 2023 woke academics criticise books for being ‘sexist’ and ‘racist’ (which, in fact, they often are). Different terminology, but the same impulse to judge.

Doesn’t mean that all of these books, old and new, beneath whatever elements we disapprove of, don’t also contain interesting and enjoyable uses of language and the entire point of literature, in my view, is to entertain the widest possible range of human thoughts, feelings, characters, situations, thoughts and so on. It’s about being open. Which is why I’m against people who say ban this or rewrite that. Whether authoritarian regimes or revisionist academics or anxious publishers, they are against openness. They are on the side of closing down.

At the highest level of generalisation, when you are furthest removed from the strangeness and unpredictability of the text, you get lazy journalists or literary critics simply dismissing Kipling as ‘racist’ or ‘orientalist’, without knowing or caring for the complex interplay of linguistic elements in his actual texts. But it’s precisely the interplay and unexpectednesses which those kind of people ignore in order to make their political points, which make literature worthwhile.

In fictions, characters stereotype each other

The modern author has to be careful not to offend against modern concerns about gender or racial stereotyping. But their characters can. Fictional characters are allowed to think and talk like actual people actually do. And so part of the enjoyable complexity of Kim is that much of the ‘stereotyping’ where it goes on, isn’t done by the author but by the characters, and on the whole by the Indians themselves. They come from a huge and diverse country where, as in many nineteenth century countries, people were far more attached to their family, their clan, their religion and their region than they were to any notion of the ‘nation state’. And so part of the fun of the story is listening to characters taking each other down and knowingly, comically, satirically making generalisations about this or that regional or religious or business or gender type.

I think it’s still alright for us in England, in 2023, to take the mickey out of Scotsmen for liking a wee dram, or Yorkshiremen for being boomingly convinced of their county’s superiority, or Welshmen for being peevish, or bankers for being braying Hoorays, Germans for being Teutonically efficient, the French for shrugging their shoulders and saying ‘Bouf!’, and so on. Same here, a hundred years ago, in India, where certain ethnic or regional groups were associated with certain characteristics, and part of the enjoyment of the book is reading about their views about each other, done with a pleasurable absence of modern self consciousness, done, on the whole, for comedic ends.

I’ve no idea whether any of it is ‘true’, I’ve only a shaky grasp who any of these people are or what part of India they come from, but the use of stereotypes by the characters themselves, between themselves, is one more way the text works to make the reader feel part of that world. Bergson famously said there’s something robotic about comedy, about the predictability of character types and behaviour, and so the deployment of so many types, is not a negative thing: it’s comic and welcoming.

Pathans

‘Trust a snake before an harlot, and an harlot before a Pathan.’

Mahbub Ali is a Pathan and depicted as being quick to anger but quick also to forgive. His Pathan-ness is frequently referred to as making him a certain type.

Jats

He picked up his lathi – a five-foot male-bamboo ringed with bands of polished iron – and flourished it in the air. ‘The Jats are called quarrelsome, but that is not true. Except when we are crossed, we are like our own buffaloes.’

Sikhs

One advantage of the Secret Service is that it has no worrying audit. That Service is ludicrously starved, of course, but the funds are administered by a few men who do not call for vouchers or present itemised accounts. Mahbub’s eyes lighted with almost a Sikh’s love of money. (p.148)

Just a few examples of the many generalisations the author, or his characters, make about the many, many races which lived in Victorian India.

The Irish

And don’t forget that the single ‘race’ which Kipling makes most generalisations about isn’t Indian at all, but much closer to home, the Irish, or ‘the Rishti’, as Kim puts it.

It is a central fact of the entire narrative that Kim is not of English descent, but of the much more interesting and colourful Irish descent. ‘Colourful’ because there was a widespread view at the time (and still is to this day, among many Irish people I know or see in the media) that the Irish are more passionate, uninhibited, more in touch with their feelings (as we’ve said since the 1960s) than the uptight, emotionally constipated English, all vicars and maiden aunts.

This binary comes over very starkly in the contrast between the quick-to-judgement, unsympathetic English chaplain, Bennett, and the much more sympathetic and kindly Irish Catholic priest, Father Victor, a difference Bennett himself is uneasily aware of:

It was noticeable that whenever the Church of England dealt with a human problem she was very likely to call in the Church of Rome. Bennett’s official abhorrence of ‘the Scarlet Woman’ [derogatory Protestant term for the Catholic Church] and all her ways was only equalled by his private respect for Father Victor.

The word ‘Irish’ occurs nine times in the text:

Kim followed [the lama] like a shadow. What he had overheard excited him wildly. This man was entirely new to all his experience, and he meant to investigate further, precisely as he would have investigated a new building or a strange festival in Lahore city. The lama was his trove, and he purposed to take possession. Kim’s mother had been Irish, too.

Which means he was Irish on his father and mother’s side as well, the implication being that he is curious, excitable, imaginative, and prepared to cross boundaries and break rules as a purely English boy probably wouldn’t. Of his secret meeting with Creighton:

Kim flipped the wad of folded paper into the air, and it fell in the path beside the man [Creighton], who put his foot on it as a gardener came round the corner. When the servant passed he picked it up, dropped a rupee – Kim could hear the clink – and strode into the house, never turning round. Swiftly Kim took up the money; but for all his training, he was Irish enough by birth to reckon silver the least part of any game. What he desired was the visible effect of action.

He is up for what Irish people still, I believe, call the craic, the fun, the action, the excitement. Viewed from one perspective, Kim can be seen as a kind of embodiment of the craic, always up for naughtiness, scampishness, kicking against restraints and sensibleness but, in his own way, deeply reliable and dutiful. Oh and hot-headed, as in the climactic scene where the Russian spy hits Kim’s beloved lama.

Before Kim could ward him off, the Russian struck the old man full on the face. Next instant he was rolling over and over downhill with Kim at his throat. The blow had waked every unknown Irish devil in the boy’s blood, and the sudden fall of his enemy did the rest.

As it happens the last mention of ‘Irish’ in the text, presumably deliberately, collates both the Irish and the Oriental in Kim’s make-up. After the fight they all hide in the forest.

They [the coolies] arranged and re-arranged their artless little plans for another hour, while Kim shivered with cold and pride. The humour of the situation tickled the Irish and the Oriental in his soul.

Asiatic, Oriental and the East

Lastly, a detailed look at the most ‘stereotyping’ or words, the key words Said highlights in his study. I collected mentions of these key words – ‘Asiatic’ occurs 15 times, ‘Oriental’ 15 times, ‘the East’ 9 times – to see what Kipling’s use of them shows, if anything.

Asiatic

Asiatics do not wink when they have outmanoeuvred an enemy, but as Mahbub Ali cleared his throat, tightened his belt, and staggered forth under the early morning stars, he came very near to it.

Kim dived into the happy Asiatic disorder which, if you only allow time, will bring you everything that a simple man needs.

He threw the blanket off his face, and raised himself suddenly with the terrible, bubbling, meaningless yell of the Asiatic roused by nightmare. ‘Urr-urr-urr-urr! Ya-la-la-la-la! Narain! The churel! The churel!’

A very few white people, but many Asiatics, can throw themselves into a mazement as it were by repeating their own names over and over again to themselves, letting the mind go free upon speculation as to what is called personal identity.

E23, with relaxed mouth, gave himself up to the opium that is meat, tobacco, and medicine to the spent Asiatic.

The Englishman is not, as a rule, familiar with the Asiatic

Kissing is practically unknown among Asiatics, which may have been the reason that she leaned back with wide-open eyes and a face of panic.

She brewed drinks, in some mysterious Asiatic equivalent to the still-room—drenches that smelt pestilently and tasted worse.

I’m not really qualified to say whether any of these passages are ‘racist’ or not. Some of them seem pretty factual: when I went down into the streets of Bombay I was overwhelmed by what seemed to me to be wild disorder; as to the meditation, my impression is that this is something Indians, Tibetans et al brought up in the tradition do better than Westerners who learn it late. It seems pretty reasonable to suggest that Englishmen are not, on the whole, familiar with Asians (though these days, I appreciate, many millions of Englishmen are Asians.)

What immediately struck me about them is how much Kipling wants to be regarded as an expert. They seem less about asserting the West’s ‘hegemony’ over Indian subjects, than asserting Kipling’s hegemony over this subject matter. It sounds more to me like an expert flourishing his credentials and bolstering his brand. To go a bit further in this direction, it’s almost like his flaunting of his expertise amounts to a sales pitch.

Oriental

Those Kings’ Prime Ministers were seriously annoyed and took steps, after the Oriental fashion. They suspected, among many others, the bullying, red-bearded horse-dealer whose caravans ploughed through their fastnesses belly-deep in snow. At least, his caravan that season had been ambushed and shot at twice on the way down.

That would have been a fatal blot on Kim’s character if Mahbub had not known that to others, for his own ends or Mahbub’s business, Kim could lie like an Oriental.

Now and again a night train roared along the metals within twenty feet of him; but he had all the Oriental’s indifference to mere noise, and it did not even weave a dream through his slumber.

The gentlemen were delighted. One was visibly French, the other Russian, but they spoke English not much inferior to the Babu’s. They begged his kind offices. Their native servants had gone sick at Leh. They had hurried on because they were anxious to bring the spoils of the chase to Simla ere the skins grew moth-eaten. They bore a general letter of introduction (the Babu salaamed to it orientally) to all Government officials.

These are a bit more pejorative, aren’t they? Kipling generalises that ‘Orientals’:

  • take revenge in a violent and underhand manner
  • are proficient liars

No fewer than four of them focus on ‘the Oriental’s’ poor sense of time or lack of sense of urgency, the frantic time obsession which hag-rides so many Westerners to this day:

Dynamite was milky and innocuous beside that report of C25; and even an Oriental, with an Oriental’s views of the value of time, could see that the sooner it was in the proper hands the better.

He [the lama] stood in a gigantic stone hall [of Lahore railway station] paved, it seemed, with the sheeted dead third-class passengers who had taken their tickets overnight and were sleeping in the waiting-rooms. All hours of the twenty-four are alike to Orientals, and their passenger traffic is regulated accordingly.

[When Kim tries to run away from the college] Trousers and jacket crippled body and mind alike so he abandoned the project and fell back, Oriental-fashion, on time and chance.

Swiftly – as Orientals understand speed – with long explanations, with abuse and windy talk, carelessly, amid a hundred checks for little things forgotten, the untidy camp broke up and led the half-dozen stiff and fretful horses along the Kalka road in the fresh of the rain-swept dawn.

On the other hand it’s important that this sentiment:

‘My experience is that one can never fathom the Oriental mind. Now, Kimball, I wish you to tell this man what I say word for word.’

Is put into the mouth of the Anglican vicar, Bennett, who is portrayed as narrow-minded and bigoted. Similarly, another generalisation about ‘Orientals’ is put into the mouth of the Russian spy, talking about Mookerjee’s half-educated character:

‘He represents in petto India in transition – the monstrous hybridism of East and West,’ the Russian replied. ‘It is we who can deal with Orientals.’

This is the wrong kind of generalising; or generalising by someone who has not acquired the experience and authority for such a statement. Which is made evident when the Russian makes the scandalous blasphemy of grabbing for the lama’s diagram and then punching him in the face when he resists, resulting in Kim jumping on him, rolling him downhill, smashing his head against a rock and kicking him in the nuts. Plus the spies’ loss of their entire eight months’ worth of reconnaissance work. Quite clearly, the narrative is telling us, only some people are allowed to make these kinds of sweeping generalisations. People in the know. Throughout his life Kipling bridled at the kind of people who made sweeping generalisations about British India or imperialism without ever having stepped outside Britain. Nothing spurred him to anger quicker than ignorant generalisations.

Finally this, the last instance of the word in the book is, surely, admiring.

He [Mukkerjee] stowed the entire trove [the spies’ paperwork] about his body, as only Orientals can.

How cool is that, the ability to stash stuff in the capacious folds of your Indian outfit. How much more interesting than a jacket with pockets.

The East

The most frequent use of ‘the East’ comes attached to the idea, already mentioned, that life is slower, people less time-harried, in the East than the alienated West. Two instances here combine with the three cited above, to make it Kipling’s most frequent generalisation (out of these three keywords, anyway):

Ticket-collecting is a slow business in the East, where people secrete their tickets in all sorts of curious places.

The Oswal, at peace with mankind, carried the message into the darkness behind him, and the easy, uncounted Eastern minutes slid by; for the lama was asleep in his cell, and no priest would wake him.

As to Kipling’s attribution of distinctive behaviours to the East, I’ve no idea whether this is true:

The old man was off his pony in an instant, and they embraced as do father and son in the East.

The old lady had retreated behind her curtains, but mixed most freely in the talk, her servants arguing with and contradicting her as servants do throughout the East.

I personally have come across a love of bartering in India and Pakistan which you don’t find at all in England

‘I sell and – I buy.’ Mahbub took a four-anna piece out of his belt and held it up. ‘Eight!’ said Kim, mechanically following the huckster instinct of the East.

And it seems reasonable to describe the many scents and perfumes found in shops and temples:

Kim was conscious that beyond the circle of light the room was full of things that smelt like all the temples of all the East. A whiff of musk, a puff of sandal-wood, and a breath of sickly jessamine-oil caught his opened nostrils.

Last word. Kim and the lama arrive at a new village, where:

There they told their tale – a new one each evening so far as Kim was concerned – and there were they made welcome, either by priest or headman, after the custom of the kindly East.

Some readers could take this as patronising and racist. But I read it as admiring and complimentary. It is redolent of kindness and the spirit of love – love of people and wonders and life and adventures –which, in my opinion, above everything else, suffuses this marvellous, life-affirming novel.


Credit

Kim was serialised in Cassell’s Magazine from January to November 1901, and first published in book form by Macmillan & Co. Ltd in October 1901. All references are to the 2002 Norton Critical Edition edited by Zohreh T. Sullivan.

Related links

Related reviews

Explorers of the Nile: the triumph and tragedy of a great Victorian adventure by Tim Jeal (2011) part two

‘[Dr Livingstone] left an obligation on the civilised nations of Europe and America, as the shepherds of the world, to extend their care and protection over the oppressed races of Africa.’
(Henry Morton Stanley in his obituary of Livingstone published in the Graphic magazine, 1873)

Expeditions covered in the second half of the book

  • Stanley’s expedition to find Livingstone, 1871 to 1872
  • Livingstone’s final expedition, 1872 to 1873
  • Stanley’s great expedition across Africa from East to West, 1874 to 1879
  • Stanley working for King Leopold II of Belgium, 1879 to 1885
  • The Emin Pasha Relief Expedition, 1886 to 1889

This is the third version of the meeting between Welsh workhouse boy-turned-American journalist Henry Morton Stanley and famous Scottish missionary and explorer Dr David Livingstone which I have read, and arguably the most effective.

This is because, in the preceding chapter (chapter 18) Jeal had given a clear and vivid description of how utterly prostrate Livingstone was, his obsession with tracing the river Lualaba crushed by porters paid by Arab slavers to refuse to accompany him, forced to return to the miserable slaver town of Ujiji on the west bank of Lake Tanganyika where he discovered that all the trading goods and supplies which had been carefully selected, bought and sent to him by Dr John Kirk, British consul in Zanzibar, had been treacherously sold off by the Arab in charge of delivering them, so that all his native porters abandoned him, leaving the man penniless, betrayed, abandoned and completely demoralised by the complete failure of his expedition to the Lualaba, the crushing of all his hopes as an explorer. That is the moment when Henry Morton Stanley walked into his compound, accompanied by hundreds of porters laden with supplies. So the reader understands why the meeting came as such a huge psychological relief to both men.

As to Stanley’s epic trek across Africa which revealed for the first time that the Luabala was a tributary of the Congo, I have covered that in my review of Jeal’s biography of Stanley.

The origins of the Nile and what is an ‘origin’?

On reflection, I think Jeal would have done better to have started this book with a factual description of the actual geography of the Nile, carefully explaining what we now understand of its modern course; because, with this information imprinted on our minds, the reader would be much better placed to understand the importance of all the discoveries and theories bandied about by the explorers whose expeditions he describes over the next 350 pages.

It is only on page 316, in the context of Stanley proving once and for all that the river Luabala did not flow north and east to form a tributary of the Nile, but instead flowed north and west to become the main tributary of the Congo, thus, in effect, confirming Speke’s discovery that the northern outlet of Lake Victoria is the origin of the White Nile – it is only here that Jeal, almost casually, comes clean and explains the entire modern understanding of the multiple sources of the Nile, referencing subsequent expeditions, in 1891, 1898, 1935, and as recently 2006, which have traced its origins further and further into obscure watercourses in Rwanda and Burundi.

And it is only tucked away in the heart of his book, that he raises a central question which is: How do you define the source of a river? Eventually all major rivers splinter into tributaries which themselves divide into contributory creeks and streams and springs and so on. How many do you include? How do you define The Source? Apparently Stanley said that, if you go that far, it was only a small step to attributing the origins of a river to the clouds passing overhead and the rain that falls.

Jeal, like the explorers, is happy to stop at the assertion that Lake Victoria is the source of the White Nile.

Some incidents

Stanley on the Congo

Stanley’s work for King Leopold II of Belgium, building a road up the river Congo, establishing way stations, transporting sections of steam ships along it which could be assembled above the Congo’s fearsome rapids, are all placed in the context of establishing the infrastructure for the wicked Congo Free State which Leopold was seeking to establish (described in detail in chapter 28).

De Brazza

Stanley’s work for Leopold is also placed in the context of international rivalry with France embodied by the attempts of French explorer Pierre Savorgnan de Brazza to claim the north side of the river Congo . This led, among other incidents, to the confrontation at Stanley Pool with Brazza, who had soldiers and tried to claim the south bank of the Congo for France. It was only by the resolute action of the British station chief at Kinshasa, young Anthony Swinburne, that the region, and what would go on to become Congo’s capital, remained in Leopold’s control.

The Congo situation was to be stabilised at the 1885 Conference of Berlin by the formal assignment of the vast region of the Congo to Leopold’s personal fief. Jeal covers all this but, because his focus is the Nile, he is most interested in the fate of central and East Africa.

Muslim versus Christian

Here the deep structural issue was whether the region would fall under Muslim or Christian domination. The Christian British were, in a sense, biased, identifying the cause of civilisation and progress with themselves and their religion. But most of the Brits involved knew the simple fact that Islam represented slavery, because east central Africa was being laid waste by a slave trade carried out entirely by Muslim Arabs, seizing black African slaves to ship them to the Arab Middle East, destroying entire villages, laying waste to areas, shooting slaves who were too weak or ill to trek the thousand miles to the coast.

Samuel Baker founds Equatoria

This is why those concerned for the region didn’t want it to fall under the control of Egypt, because Egyptian control would almost certainly involve the extension of slavery into the region of the Great African Lakes, Buganda, Bunyoro and so on.

Nonetheless, it was the noted explorer Sir Samuel White who penetrated south on the Nile with a host of soldiers and riverboats given by the Khedive of Egypt, and simply declared, without consulting any of the native rulers, the existence of a new southern province of Egypt which he named Equatoria, in May 1871.

This incident, peripheral to the quest for the source of the Nile, would go on to have long-term political ramifications which echo to this day.

Retreat to Fatiko

When Baker attempted to penetrate further south, he was met with fierce resistance from the army of king Kabarega of Banyoro and was forced to stage a fighting retreat to Fatiko, one of those defeats in the face of stronger African foes which were to be presented as a kind of moral victory in the British press (Isandlwana, 1879, Gordon and the Khartoum garrison massacred, 1885).

According to Jeal, it was the publicity surrounding Baker’s military expedition which first really publicised to many politicians and businessmen the geographic and commercial potential of opening up central Africa.

Stanley’s call for missionaries

This is why one of the most important events of the period was Stanley writing a letter, in May 1875, which was published in the Daily Telegraph, saying that the region was crying out for Christian missionaries to set up schools, educate the locals, encourage Western style trade, with a view to stamping out slavery and other barbarous practices like human sacrifices, to develop and raise the living standards of Africans. And the numerous missionary societies of Britain responded (p.302).

Almost inevitably, when the missionaries came, they faced the same kind of antagonism and sometimes horrific violence which the explorers had faced or witnessed but, by and large survived, because the latter had guns and were moving through, not settling in, dangerous territories.

Atrocities against missionaries

In January 1885 Mwanga king of Buganda, arrested the missionary Mackay and had three of his young black converts taken from the mission school, their arms hacked off, and then slowly roasted to death on a spit (p.348). In October 1885 Bishop James Hannington who had been sent by the CMS to become the first bishop of East Africa, was arrested by Mwanga and speared to death along with all 50 of his porters (p.349). On 30 June 1886 Mwanga arrested and executed 45 Catholic and Protestant converts, strangling several with his own hands, having the others castrated and burned alive (p.349).

These sorts of atrocities inevitably caused outrage in the newspapers and forced European governments to step in ‘and so something’ to protect our gallant missionaries. Thus the 1890s saw a wave of annexations and mandates, Malawi in 1892, Uganda declared a protectorate on 27 August 1894.

Rivalry with Germany

It must also be noted that, if the British endured a rivalry with a France determined to push east from their West African possessions, beyond Chad, across the desert and into Egyptian and Sudanese territory, and south as far as the Congo, the British also faced rivalry with Germany in East Africa.

Chancellor Bismarck sent envoys to sign deals with local rulers, amassing influence over such a large area that eventually it justified a full-blown diplomatic agreement between the two governments, in 1886, which secured for Germany the southern portion of the region which was to become Tanganyika, and present-day Tanzania.

In response, the British government approved the granting of a royal charter to Sir William Mackinnon’s Imperial British East Africa Company, sowing the seeds of what was to evolve into Uganda and Kenya (pages 362 to 363).

Wikipedia has two maps which vividly contrast territorial ‘ownership’ of Africa in 1880 and 1913, before and after the great ‘scramble for Africa’. Apart from showing the obvious way in which an entire continent was gobbled up by half a dozen European powers, the two things which stand out for me are 1. The extent of French possession, coloured blue. 2. The fact that German East Africa (dark grey) presented an impassible obstacle to imperialists like Cecil Rhodes who wanted to create one unified band of British colonies stretching the length of Africa. How frustrated he must have been!

Political geography of Africa 1880 and 1913. Source: Wikipedia

The Emin Pasha relief expedition 1886 to 1889

I’ve summarised the Emin Pasha Relief Expedition in my summary of Jeal’s Stanley biography. Suffice to say that, as in his descriptions of Livingstone’s two last expeditions or Stanley’s trans-Africa trek, arguably the summaries Jeal gives in this book are better than the ones in the Stanley book because they are much shorter, much punchier, and focus on the key events and decisions: I understood the importance of Stanley’s fateful decisions during the Emin Pasha expedition much better from the 10-page summary given in this book (pages 365 to 375) than from the several chapters devoted to it in the Stanley biography which, for me, buried the important things in a sea of details. In particular, the notorious moral collapse of the Rear Column into Kurz-like barbarism is much more vivid when compressed onto just two pages (pages 371 to 372).

Royal Navy anti-slavery

It gets very little publicity but the British government tasked the Royal Navy with maintaining squadrons whose sole purpose was to intercept slave ships and quell the ocean-borne slave trade.

During the nineteenth century, 17,000 members of the Royal Navy died as a result of their service with the West and East African Anti-Slave Trade Squadrons. (p.362)

Part two

Part two of Jeal’s book is titled ‘The Consequences’ and deals with just that, the long term consequences of all this imperial jostling for African territory at the end of the nineteenth century. I’d read almost all the stories Jeal tells of the earlier expeditions in his biography of Stanley or Frank McLynn’s book about African exploration. Part two of Jeal’s book leaves all that Victoriana behind to deal with the dawning era of state-sponsored exploration. It broadens out to be about the general Scramble for Africa during the 1880s and beyond – to my surprise, to a great deal beyond – in some instances (Sudan and Uganda) bringing the story right up to date, with summaries not only of their twentieth century histories, but their post-colonial political histories right up to the year the book was published, 2011.

Sudan

In both countries Jeal says the British made a series of fateful mistakes. In Sudan it was yoking together the utterly different Muslim Arabs of the north with the African animists and Christians of the south. Since the British got on better with the Arabs, who had more Western-friendly economic and social systems, the northerners inherited most of the political, economic and military levers of power and looked down on the black African southerners. Jeal singles out the British commissioner Sir Harold MacMichael (served 1916 to 1933) for refusing to even visit the south for his first seven years in post and then being so shocked by its primitive condition that he perversely refused to encourage investment in it.

All this made it almost inevitable that, once the country was granted independence, many in the south would want their own government. South Sudan tried to secede in 1955, leading to a civil war which continued on and off for over 60 years until South Sudan gained its independence as a nation state in July 2011. (With depressing inevitability a civil war then broke out within south Sudan in 2013 which lasted till last year, 2020.)

In other words, the long term consequence of Britain drawing the borders of the territory as it did, and administering it as it did, was long term instability, war and suffering.

Uganda

The other major British error Jeal lingers on, was not retaining the region of Equatoria, claimed and invented by Baker in 1872 in the name of the Khedive of Egypt, as a distinct country.

Although it contained numerous tribes, the inhabitants of Equatoria had the advantage of being related by language and tradition. Instead the British made the disastrous mistake of dividing Equatoria along a horizontal line through the middle and assigning the northern half to Sudan and the southern half to Uganda, a decision taken by Sir Harry Johnston in 1899. Jeal goes into some detail as to how the inclusion of the Equatorial kingdoms, of Baganda in particular, helped to unbalance the tribal makeup of Uganda from the start.

Jeal gives a brisk summary of Uganda’s history after it gained independence from Britain in 1962, namely: the rise of a typical African dictator or Big Man, Milton Obote; a crisis caused by how to handle the semi-independent nation of Buganda within Uganda: Obote suspends the constitution in a 1966 coup and rules as a dictator until he was overthrown by his military leader Idi Amin, who himself emerged as a murderous tyrant ruling for 8 years until himself overthrown when the army of neighbouring Tanzania along with Ugandan exiles invaded and restored Obote for the next 6 years (1980 to 1986). Currently Uganda is ruled by former general Yoweri Museveni, who overthrew the previous regime in 1986 and has ruled a one-party state ever since.

Summarising the plight of both countries, Jeal says:

Britain should have stayed longer in Sudan and Uganda, should have spent more money there and better prepared these countries for independence. (p.418)

The case for intervention

In his final pages Jeal recapitulates the case for European intervention in the area of central Africa he’s been describing. One of the central motives was to stamp out the slave trade which the big five explorers he focuses on (Livingstone, Burton, Speke, Grant and Stanley) witnessed, described and railed against with passion and persistence.

Jeal argues that if the Christian European nations had not intervened in central Africa, the area would not have remained a pristine paradise, as some anti-colonialists claim. It had already been heavily despoiled by the Arab slave trade which was encroaching deeper and deeper into the interior with every year, bringing devastation, mass murder and enslavement.

The whole of central equatorial Africa would have become part of the Muslim world, with slavery an inescapable part of it, unless the colonial powers had come to stay. (p.430)

On this reading the case against the Europeans isn’t that they colonised Africa, as such. Jeal goes out of his way to assert that the British in particular did bring impartial justice, schools, education, railways, roads and economic development which lifted most Africans out of grinding poverty to levels of affluence and literacy inconceivable only a few generations earlier.

No, the case against the European colonialists is that they made terrible decisions about borders and administrative regions, tried to run their colonies on the cheap, ignored native traditions and chieftains and kingdoms in preference for a British style central administration and parliamentary democracy and that, when they handed all this over to African rulers in the 1960s, it quickly became obvious that the countries couldn’t be ruled by Westminster-style politics, but only from the barrel of a gun in the hands of the country’s strongest institution – the army.

The criticism is not that Britain colonised Africa. It’s that the British did it so badly. Upon independence, the continent’s 3,000 ethnic groups ended up divided up into 47 nation states. Colonialism lasted just long enough to destroy centuries-old beliefs in animism, spirits and personal responsibility, but not long enough to imprint the universal literacy and faith in education which underpins the success of the West. The complete inappropriateness of imposing a Westminster-style parliamentary system onto nations with radically different traditions and definitions of power and authority, led almost all of them to collapse and be replaced by the rule of Big Men backed by the army. In the mid-1990s there were 31 civil wars raging in Africa, resulting either from the terribly drawn boundaries or the deliberate incitements of Big Men (p.434).

Responsibility

It seems to me attributing ‘responsibility’ or ‘guilt’ for the dire post-independence fates of many African nations is pointless. Identifying errors and mistaken decisions with a view to avoiding them in future or using the analysis to try and address current problems might be a worthwhile activity. But blaming some white guy for what he said or wrote 150 years ago seems futile. It’s only a form of self-promoting rhetoric and psychological bonding for the righteous who like to make those kind of criticisms. Blaming ‘the white man’ or ‘the West’ or ‘Europe’ hardly seems very practical to me.

As Jeal candidly admits, the violent and semi-genocidal actions of the Islamic government in Khartoum dwarf anything the colonial authorities ever did. Similarly, Idi Amin’s regime undertook large-scale repression of sections of Uganda’s population, which may led to as many as 500,000 deaths and the wholescale expulsion of the country’s entire Asian population (30,000 came to the UK, some 10,000 to other western nations).

The idea that what exactly Speke said to Burton in Aden 150 years ago is given more space in the book than the massacres commissioned by the governments of Sudan and Uganda almost amounts to a subtle kind of racism, or at the very least, bias, whereby what one white man said or wrote 150 years ago is considered more important than the death of 100,000 Africans in the recent past.

To put it another way, once your mind is contemplating the murderous post-independence regimes of Sudan or Uganda, being concerned about what exactly Speke said to Burton 150 years ago seems absurd and irrelevant. In a way the brutal realities Jeal describes in the last 30 or 40 pages of his book, make the entire account of the Victorian explorers seem like a fairy tale, like a weightless fiction, like Alice in Wonderland.

Attributing some kind of responsibility to the colonial authorities who took bad decisions from the late 1890s through to the 1950s is probably a more worthwhile activity, but Jeal zips through this final part of the book at top speed. The colonial and post-independence history of two nations like Sudan and Uganda are just too big and complex to be managed in such a short space, and by an author who is much more at home investigating Stanley’s father complex or Baker’s love for his slave wife. In other words, is happier retailing ripping yarns of Victorian derring-do than giving a dryer, cold-blooded analysis of contemporary African politics.

Still, I suppose it’s to Jeal’s credit that he doesn’t just end the book with the fiasco of the Emin Pasha Relief Expedition in 1889, as he might have done but makes an attempt to bring it up to date, skimpy though it feels.

Up until the last 40 or so pages Explorers of the Nile: the triumph and tragedy of a great Victorian adventure is full of extraordinary stories of Victorian heroism and endurance, illness and obsession. It is entirely fitting that this book was turned into a series of BBC Radio 4. It has exactly that Radio 4 feel of comforting, white bourgeois, public school nostalgia. And if you’re in that kind of mood, why not? But the harsh realities described in the final passages make you realise that that world – of dashing Victorian chaps – only really survives between the covers of this kind of Radio 4-friendly history.

Logocentrism

Mind you, this aspect of Jeal’s book, namely the foregrounding of European written accounts over African oral or unrecorded accounts, is a subset of the larger bias embedded in Western practice, which is the privileging of the written word.

Livingstone, Burton, Speke, Grant and Stanley are the subject of so many books not only because they are such epitomes for those who like tales of Victorian adventure, but because they wrote so much and so much of it is stored in libraries and archives. This presents potentially endless opportunities for each generation of biographers to rework the sources and present new versions of their lives. It guarantees a steady little cottage industry which keeps their names in the public eye, sort of (among fans of this kind of thing at any rate).

Whereas where are the biographies of the Africans they met, of King Kamrasi of the Bunyoro or King Mutesa of the Baganda, to name a couple of the most notable? What of all the other chieftains and leaders, let alone their hundreds of thousands of subjects?

There is a profound structural inequality not just in the fact that the West or, in this case, Britain, with its public schoolboy taste for foreign adventure encouraged by its public schoolboy publishing and public schoolboy bookselling industries, will carry on writing, publishing and consuming books of imperial derring-do for the foreseeable future and getting them comfortably serialised on Radio 4. But in the way that we in the West foreground writing and written sources, written accounts and written description, journals, diaries, letters and every form of text over other types of record or history (predominantly oral).

In this deep sense, the very way the subject of history is conceived and practiced in the West militates against cultures with alternative methods of recording the past. Consigns them to eternal silence and subordinateness.

The sources of the Nile

My major practical criticism of the book isn’t any of these: you get what you pay for and Jeal delivers an intelligent and pacy account of the five great Victorian explorers of Africa.

But I think even on its own terms, the book would have benefited from a better explanation of the actual sources of the Nile, which are only partly explained in a throwaway few pages around page 316. I had to google the subject to find out what current knowledge on the sources of the Nile is (and to be surprised that, right up to the present day, explorers are still claiming to have found the ‘real’ source, tucked away in the rainforests of Rwanda, so that there is still, surprisingly, scholarly debate on the subject). I think this could have been stated and explained, with maps, much more clearly; and that, on balance, the best place to have put it would have been at the start so the reader had the clearest sense possible of the geography, before commencing the accounts of the explorations.

Chief Cammorro’s view

‘Most people are bad; if they are strong they take from the weak. The good people are all weak; they are good because they don’t have the strength to be bad.’

The words of Cammorro, chief of the Latuka, as quoted by the explorer Sir Samuel Baker, who is not necessarily a reliable witness and who, possibly, put into the chief’s mouth his own hard-bitten and cynical views. But in the context of the violent Africa described in this book, very apposite whoever exactly said it.

Credit

Explorers of the Nile: the triumph and tragedy of a great Victorian adventure by Tim Jeal was published  by Faber and Faber in 2011. All references are to the 2012 paperback edition.


Africa-related reviews

History

Fictions set wholly or partly in Africa

Exhibitions about Africa

Hearts of Darkness: The European Exploration of Africa by Frank McLynn (2)

The collision between Europe and Africa came at a time when European self-confidence, based on the wonders of science, was at a peak, and African social conditions were at their worst. (p.175)

This book turns out to be longer and more complex than it initially seems. In the first section, which makes up around a third of the text, McLynn details all the important European expeditions and explorers of note from 1788 to the end of the explorer era around 1890 in a packed hundred pages. It feels quite rushed and hectic.

But as you proceed on into the text it emerges that the first part is by way of being a glorified timeline or chronology, merely a sketch of the main series of expeditions, because McLynn’s real interest is in writing a thematic history of the subject, which aims to consider wider the issues and problems and practicalities of African exploration.

Once the timeline and the key figures are roughly established in our minds, McLynn goes on to examine the issues surrounding exploration at some length, considering the problems, the obstacles, the solutions and the compromises common to the entire era of European exploration of Africa, roping in aspects of specific expeditions or explorers whose names we’ve already encountered in part 1, quoting from books and diaries and letters, as required. In the preface McLynn himself describes this book as:

A sociology of African exploration rather than a history [in which I stress] the common problems and experiences faced by the explorers rather than their unique exploits. (my italics)

So while part one (pages 1 to 128) is by way of being an introductory chronology, the subsequent three parts then re-approach the subject from various angles. In doing so we get to see other sides, aspects and interactions of the key explorers and this goes to build up a more rounded and thought-provoking portrait of the era.

The topics, each addressed in its own chapter, are:

Transport and porterage

In a continent without roads and without viable pack animals, where every animal the explorers tried to use as carriers (horses, mules, oxen, even elephants) died without fail, everything, on all these expeditions, had to be carried by humans. McLynn explores the long list of supplies included on every expedition, including: medicines, alcohol, clothes, helmets, tents, soap and toiletries, weapons and ammunition, food and lots of fresh water, trade goods such as cloth, beads and wire.

Many tribes were used as porters but the Nyemwezi emerged as the most effective and reliable, able to carry up to 70 pounds of equipment and goods. Portering for the white man became big business. By the 1890s it’s estimated that some 20,000 porters a month were leaving Bagamoyo for the interior (p.209).

The importance of hongo or tribute which had to be paid to a tribe to pass their territory.

‘Dark companions’

(‘Dark companions’ was the phrase Stanley used for the many African porters he knew, a phrase he used as the title of a collection of stories he claimed the porters told around campfires at night, ‘My Dark Companions and Their Strange Stories’, published in  1893.)

Without help from the Africans there would have been no exploration of Africa by Europeans. (p.170)

Looks in details at the profession of porter on these expeditions. Porters were known by the generic term wangwana.

In opening up the Dark Continent the wangwana played a key role. (p.170)

The most important fact to grasp was that portering work was, for most Africans, well paid. If they made it back to the expedition starting place (most often Zanzibar on the east coast) they could live as relatively rich men. But the conditions were challenging and many porters were laid low by disease (either dying outright or becoming unable to work) while many others simply absconded. Of the 708 wangwana who left Zanzibar with Stanley in November 1887 on the Emin Pasha expedition, only 210 returned in December 1877.

This chapter looks at how the porters were ordered, how they were managed, a typical day’s march, the problem of discipline – how to read the fine line between being too weak and being too brutal, in charge of a large number of malingering, mutinous and absconding natives He looks in detail at the careers of three wangwana who rose to become senior figures in the portering business, and senior managers on a succession of expeditions, namely Bombay, Baraka, Susi and Chuma. The latter two became the most famous porters of the age after the took the decision, by themselves, to carry Livingstone’s embalmed body from Ilala, where he died in May 1873, nearly a thousand miles down to the sea opposite Zanzibar.

An object lesson in obstacles

A consideration of the many obstacles which dogged all African expeditions demonstrated through a detailed description of just part of the 1874 to 1877 Stanley expedition, the three months spent crossing of modern Tanzania to Lake Victoria, which featured a harrowing list of experiences, including virulent disease, famine and starvation, mutiny of the porters, flash floods, sustained attack by warlike tribes, death of all the pet dogs and two of the five white men from disease, a catalogue of horrendous trials and misery.

The impact of disease

The impact of disease was catastrophic. The porters died, the horses died, the mules died, the dogs died and the Europeans died. McLynn lists virulent African diseases which, in the absence of effective traditional medicine or any real Western medicine, ran rampant through explorers and their porters, and included: smallpox, fever, ague, amoebic and bacillic dysentery, guinea worm, ulcers acquired when scratches (from thorn bushes or tall sharp grass) got infected and festered in the heat and humidity, bronchitis, pneumonia, rheumatism, sciatica, asthma, dropsy, emphysema, erysipelas, elephantiasis, sleeping sickness (trypanosomiasis), bilharzia, filariasis, hookworm infestation (ankylostomiasis), river blindness (onchocerciasis), exanthematic typhus, yaws and leprosy, for each of which he proceeds to give a stomach-churning description of symptoms, explorers who caught it, and various attempts by Africans and Europeans at cures.

McLynn gives us excerpts from journals of explorers which describe the symptoms of fever in graphic and gruelling detail, the most notable parts of which were not the cold, the shivering, the fever, vomiting, difficulty breathing, inability to eat or drink, and so on, but the sometimes vivid hallucinations, dreams and nightmares fever gave rise to.

He also points out that fevers often led to feelings of paranoia, which might explain why some of the white explorers fell out so vitriolically and might also explain the sometimes unusual violence of white explorers towards local tribes or their own porters, the result of fever-inspired paranoia or aggression (p.237).

McLynn comes to the sweeping conclusion that, because almost all Africans were exposed to these devastating illnesses (as many are to this day), that all Africans ‘operated at very much less than full energy or efficiency.’ That the severity and widespreadness of these severe illnesses resulted in: smaller crop reduction, reduced calorie intake and hence widespread ‘malnutrition and apathy’ (p.252).

Armed clashes

The use of force was endemic to Africa; the most admired human beings were warriors ans conquerors. (p.253)

McLynn emphasises the traditional patriarchal values of African tribes. He describes how, in some tribes, heirs to a throne had to fight it out between themselves (as in medieval Europe), before going on to look at the violent behaviour of the Europeans, contrasting the fiercely anti-African Sir Samuel Baker with Henry Morton Stanley.

In the late Victorian period Stanley acquired the unenviable reputation of being a hard man, violent and sadistic, using beatings, stealing, intimidation and armed attacks to get his way, but McLynn suggests Stanley was more subtle and strategic than that, whereas Baker genuinely enjoyed nothing more than massacring Africans with rifle and machine gun.

A key text is when Baker admitted he had done much worse than Stanley but was wise enough to hush it up and never to write it up in print. Stanley, naively, included his violent engagements with Africans in his various books and, what is more, exaggerated them, and was therefore was his own worst PR enemy.

McLynn sketches a spectrum of anti-African violence with the saintly David Livingstone at one end, genuinely believing in his Christian mission and that kind words and deeds recruited natives to his side; with Baker, Chaille-Long, Frederick Lugard and Carl Peters at the explicitly racist, hyper-violent end; beside whom Stanley was a lot less violent, used his superior arms strategically (to fight his way down the Congo against a never-ending succession of aggressive tribes), was prepared to use peaceful negotiation when he had the time, and often spoke highly of the native Africans. But while the former are forgotten, Stanley’s name is the one which has gone down in the annals of infamy (p.273).

Animals dangerous to man

McLynn selects stories from explorers’ accounts of encounters with the most dangerous fauna in Africa, working thematically through lions (only attack if provoked), leopards (far more dangerous) hyenas, elephants, rhinoceros on land, terrifyingly aggressive crocodiles and easily enraged hippopotami in the water. He has a passage about snakes and various terrifying encounters with cobras and pythons. And lastly a section on the deepest enemy of man in Africa, insects, bees, wasps, locusts, white ants which ate anything and the fearsome soldier ants who devoured everything in the path of their huge armies. And, of course, the malaria-carrying mosquito and the ruinous tsetse fly.

The main story, though, is that in doing the discovering, drafting the maps and pioneering the routes into various parts of Africa, the Victorian explorers opened the way for big game hunters and tourists who, as early as the 1870s had driven some unique African species extinct (the textbook example is the quagga), by 1900 had emptied regions which only 50 years earlier had teemed with wildlife, and on into the twentieth century’s long, sorry record of extermination.

Explorers and imperialism

Obviously the explorers drafted the maps, joined up the rivers and lakes, established routes and provided a wide range of information about geography, flora, fauna, tribes and societies which was then used by those who argued for greater British involvement in Africa which, by the late 1880s/early 1890s was becoming known as the New Imperialism. McLynn points out that many Africa watchers expected British intervention in Africa to come in the shape of chartered companies on the analogy of the East Indian Company. The British government didn’t get directly involved until it annexed its first African territory, Uganda, in 1894.

Formal empire began with the annexation of Uganda in 1894. (p.316)

In fact the explorers were very different men with a wide range of attitudes towards Africa, Africans and the commercial opportunities there, some believing fortunes could be made, some believing (with Livingstone) that western commerce would help develop Africa into a thriving economy, others (like Baker) believing nothing could redeem the African from his savagery.

McLynn groups the views justifying imperial interventions of the very diverse Africanists into five overall arguments (p.314):

  1. There was no alternative. The explorers depicted a continent riven by tribal wars, mired in poverty and ignorance, and prey to the brutal activities of Arab slave traders. Could European Christians stand by and let this situation continue forever? Or intervene.
  2. Piecemeal measures were inadequate. Baker and Gordon tried to annex territory round the source of the Nile and abolish slavery there, but the distances were too great, the lack of communications infrastructure too weakening, the local rulers too corrupt, the Arab slavers too flexible. Only wholesale annexation and complete administrative control by well-funded European bureaucrats could shift the situation.
  3. Experience showed that formal agreements to end slavery, such as that between Sir Bartle Frere and the Sultan of Zanzibar, were ineffective unless backed by systematic state force.
  4. In the era of liberal free trade economics it was thought iniquitous that the African lived in poverty, squalor and famine in a land which, if it was only ‘developed’ properly by European masters, could provide ample food, material goods, education and progress towards European standards of living.
  5. Racial theorists, and the more anti-African explorers such as Burton and Baker, thought Africans were children in terms of intellect, emotion, ability to reason and so on, and therefore needed to be taken in hand and guided by wise parents. Westerners, of course.

Reputation and impact

McLynn examines the impact of the explorers on African tribes and societies. Their reputations, obviously, varied, from the very positive memories of Livingstone and Speke, to the negative folk memories of Burton and Baker, with Stanley a complex mix of both.

The most striking thing about this chapter is the profound ignorance of the Africans, who, across many tribes and regions, thought the white men were spirits returned from the dead or arriving from a different realm, who thought the cloth they bought was woven by spirits contained in their steamships, who didn’t understand how their weapons or any other technologies worked and so thought they were magicians, had supernatural powers, and so on.

As to impact, it was universally disastrous: the white men uprooted settled societies and beliefs, undermined local religions and practices, undermined traditional methods of transferring or holding power (by backing usurpers who supported European aims), undermined the currency, disrupted trading patterns, and again and again, opened up previously inaccessibly areas to the evil attentions of the Arab slave traders.

The psychology of the explorers

McLynn mixes up a number of ideas. He contrasts the mentality of the explorer and the mere traveller (the traveller seeks out the little known, the explorer the unknown). Obviously there was a Romantic thirst for grandeur and spectacular scenes. There is the highly driven ambition to be the ‘first to set eyes on’ or ‘the first man to establish’ some geographical fact, the most famous one being the intense quest to establish the source of the Nile.

Many explorers expressed the same deep feeling that only in Africa, far from the constraints and conventions of European civilisation, did they feel really free, did they feel truly themselves, a feeling vividly expressed by Burton and Stanley, who revelled in demanding physical endurance and the exercise of untrammeled power over large numbers of men. McLynn ropes in psychoanalysis and one of its founding mothers, Melanie Klein, but we don’t really need her theories to understand that Africa represented a vast canvas on which highly motivated individuals could act out all kinds of fantasies of power over other men, direct personal struggles against physical limitations and death, and psychological rewards, in terms of achieving goals, completing epic journeys, answering huge geographical speculations, which in turn brought fame, wealth and the love of women.

Livingstone was a subtler more complex man and described complex feelings, which included the ‘far from England’ liberation but also the warmth of feeling one was doing good work in a good cause. Livingstone enjoyed unerring confidence that God was guiding him, that Providence was on his side, that Stanley observed at close quarters, envied, but thought ultimately deceptive.

Something Livingstone and Stanley had in common was the extreme poverty of their backgrounds. Exploring offered an opportunity for freedom, power and, when the results were published back in Blighty, extraordinary fame. As the age of exploration drew to an end many of the explorers transitioned to holding official and extensive power under the new colonial dispensations, such as de Brazza and Lugard.

This chapter ends with extended psychoanalytical speculation of four leading figures, Livingstone, Speke, Stanley and Burton, all of whom had larger than life, obsessive and florid personalities which they were able to express freely in the wilderness and then embroider even further in their many published writings.

I found McLynn’s speculations a bit tiresome in the same way so many modern biographer’s psychological speculations about their subjects are. a) It is an old, worn-out creed, Freudianism. b) McLynn, like so many of his ilk, is not a trained psychologist or psychoanalyst, so all his speculating is that of an amateur.

Reading McLynn’s speculations that Livingstone was obsessed with sex, Speke was dominated by a death drive, and Stanley was a repressed homosexual don’t really add to the preceding accounts of their extraordinary achievements against so many odds. This kind of amateur psychosexual speculation degrades the biographer’s subjects and demeans the biographer himself. It sullies the reader. Yuk.

************

All these subjects are interesting in themselves but the chapters which really stood out for me were the one about guns and the one about slaves. These contain some really Big Ideas.

Guns

Jared Diamond’s 1997 book Guns, Germs and Steel sets out to give a materialist explanation for why some parts of the world, specifically the Eurasian land mass, supported cultures and civilisations which advanced in complexity and sophistication, while others remained primitive and backward. The two key ones are the presence of domesticatable animals and a wide variety of grasses which could be carefully bred and modified to improve food yields (wheat, barley, oats) are two important ones. This enabled agricultural surpluses which could support non-labouring classes, kings, warriors, priests, administrators and bureaucrats, the kinds of people who invented writing and art to tally up the king’s possessions and record the king’s mighty deed.

Writing meant later generations could read about the achievements of previous generations and try to better them. For thousands of years all aspects of the culture could be improved from agricultural techniques, breeding livestock, improvements in military and other technology. But the big lift-off came with the industrial revolution which gathered pace in Britain from the mid-18th century onwards and led to the development of the factory production of a huge range of goods.

All this explains why, when white men first appeared on the coasts of Africa and then slowly penetrated inland, they might as well have been aliens from another planet for all they had in common with the local inhabitants, who had no writing or history or technology, had no pack animals, survived on subsistence agriculture, had no cities or roads or canals, whose only water transport was canoes.

Everything the white arrivals wore and carried and bartered was produced in factories and economies driven by technologies and linked by international trading routes beyond the comprehension of most Africans.

But nowhere was this more important than in the realm of weaponry. All Africans used bows and arrows and spears and primitive knives. None of them had seen guns. It was like aliens invading with ray guns. ‘Bunduki sultani ya bara bara,’ – ‘the gun is the ruler of Africa’, as Stanley’s wangwani are alleged to have told him.

McLynn goes into great detail about the makes of gun and their technical spec and the munitions carried and preferred by the various explorers. But it is the central idea of the magic of killing from afar, killing from a distance, which makes you stop and reflect on the relationship between the gunned and the non-gunned or (once they start acquiring old flintlocks from some European traders) the outgunned.

The heyday of exploration, 1870 to 1890, happened to coincide with a quantum leap in western armaments, with the invention of the breech-loading rifle in the 1860s, the magazine rifle (first used in the Russo-Turkish war in 1877) and the Maxim machine gun in 1884. The early explorers overawed the Africans they met with their Snyder rifles. The last generation, in the 1890s, annihilated them with machine guns. These instruments of death burst upon an African scene which was already characterised by tribal rivalry:

The pre-existing structural instability of Bantu tribalism, with raiding, looting and tribal war a way of life, and a worldview that exalted power over all attributes and held human life cheap, were all part of an essential indiscipline likely to be made worse when the rifle arrived. (p.175)

Almost as devastating was the way the advent of Western firearms undermined traditional structures of power and authority. Previously, there were village elders and councils and traditional wisdom of sorts which bolstered traditional hierarchies of power. The advent of guns meant power was transferred to the ones with guns, to the most tooled-up. Traditional hierarchies were replaced by charismatic warlords who led roving bands of raiders, generically referred to as the ruga-ruga, a situation which still obtains in parts of Africa, and resurfaces wherever modern authority structures collapse in civil war (Somalia, Eritrea, Darfur, eastern Congo).

Did the explorers take many weapons? The very earliest ones, not so much. But fifty years later Stanley led expeditions huge in manpower (up to 800 porters) and massively armed. On the Emin Pasha Relief Expedition, Stanley took 510 Remington rifles with 100,000 rounds, 50 Winchester repeaters with 50,000 cartridges, 2 tons of gunpowder, 350,000 percussion caps, 30,000 Gatling cartridges and 35,000 special Remington cartridges (p.176).

Makes me reflect that it is true to this day. America was able to overthrow the rulers of Iraq and Afghanistan because of the awesome power of their weapons, and the shattering way they were able to co-ordinate mass attacks, wave after wave of carefully targeted bombs. It was when the fighting came down to the ground level, with gangs of men with guns shooting at other gangs of men with guns, that the technical superiority faded away, and the occupying forces, American and British, found themselves in such difficulties in the narrow alleyways of Lashkar Gah or the Sunni Triangle.

As I read detailed accounts of how Europeans at first shot, then fought, and then massacred native Africans with steadily escalating weaponry (climaxing in the gatling gun which mowed down Sudanese warriors by the thousand at the notorious battle of Omdurman in 1898) I reflected that the situation in today’s world is unchanged.

World peace is maintained by America’s vast spending on its military. Much of it may be useless or corrupt and siphoned off into the accounts of America’s vast arms manufacturers and traders. But they can deploy overwhelming force to any part of the world in a way Russia certainly can’t and China doesn’t want or need to. Only the vast superiority of their weaponry gave the Americans the confidence to intervene in Somalia and Iraq and Afghanistan.

What I’m driving at is that everybody nowadays mocks the Victorian explorers-cum-imperialists for their hypocrisy, for the discrepancy between their high-minded rhetoric about civilisation and culture and freedom – and the reality of the brute force they actually deployed. But wherein are we different? All liberal rhetoric about human rights boils down to who has the better guns (the Americans) and whether they’re prepared to use them (not any more, or not for a while, anyway)

Slavery

This is a vast subject which is becoming ever more fashionable. An unending tide of books and movies and art works and activism and political movements and statue toppling is going to keep the issue of historical slavery in the headlines for the foreseeable future. It doesn’t dominate McLynn’s book but crops up throughout and he is wise to devote an entire chapter to it.

Firstly, he explains that there were two types of slavery, domestic i.e. internal African slavery, and external or export slavery (p.189). Domestic slavery had been a fact of African life since time immemorial and was widely accepted. Slaves were taken as prisoners of war after battle. Slaves could be traded on the open market for other goods. Family members, especially children, could be offered as requital for homicide.

Buying and selling human beings was a culture already widespread in the Dark Continent. (p.204)

Most slaves were women. Verney Cameron estimated 90% of slaves in Ujiji as women and children. Men were too risky, and so were generally slaughtered on the spot. Women slaves could potentially become wives of their owners and, if they bore children, well treated. Women slaves to Arab traders and on the coast were treated less well. Slaves could be put to work as servants, retainers, canoe paddlers, to work the fields. They could be bought to be made human sacrifices. German explorer E.J. Glave watched two slaves being bought, killed, cooked and eaten (p.191).

Like any system, slavery could be gotten around. All observers noted that the systems were varied from place to place and tribe to tribe, and included a bewildering number of rules and exceptions and traditions and customs. It wasn’t just One Thing.

The Atlantic slave trade

The British abolished the slave trade in 1807 and liberated all slaves across the empire in 1833. Other empires weren’t so willing. The Portuguese continued shipping slaves from Mozambique to Brazil for decades to come. Brazil didn’t abolish slavery till 1888.

In 1841 Britain organised the Quintuple Treaty whereby Britain, France, Austria, Prussia and Russia agreed to impound all ships fitted out for slave trading. The Portuguese were forced into signing a year later but ignored it and the American government vigorously protested the right of the British to stop and search it ships, in fact the issue became so heated there was some talk of a war.

The East African slave trade

The Muslim-Arab trade in African slaves had been going on since the 7th century, if not before. It received a boost when Omani Said, Sultan of Muscat, transferred his entire court to Zanzibar in 1833. By the time the British arrived it was estimated about two-thirds of the population of 200,000 were slaves. The trade moved inland, with trails commencing from the major port of Bagamoyo on the coast opposite Zanzibar, leading to the waystation of Tabora and on to Lake Tanganyika.

The British consul estimated that about 40,000 slaves were brought to Zanzibar each year of which half were exported north to the Arab world. In 1866 Livingstone observed the slave market where between 100 and 300 slaves were sold off every day. As many as half the original captives died on the long march to the coast, and significant numbers then died in the 24 hour crossing from the coast to Zanzibar, packed like sardines into filthy and boiling conditions below decks.

In 1873 Sir Bartle Frere arrived in Zanzibar as British consul and delivered an ultimatum to the sultan, which forced him to sign a treaty abolishing the slave trade. But the sultan himself didn’t control it and Arab slavers simply moved their routes and markets to other islands.

McLynn describes the process whereby Arab traders entered new territory, bribed their way into the favours of local rulers with trade goods, assisted in their wars in exchange for a cut of the slaves. Mostly these were women and children who were place in the sheba or forked pole which fit round the captive’s neck. Shackled together, they then began the long trek to the coast in blistering heat with inadequate food and water. Anyone who fell sick or protested was killed out of hand.

Cameron estimated that to achieve a haul of 52 female prisoners, the slavers had to destroy 10 villages, each with a population of 1,500 to 2,000, burned to death when the villages were torched, or shot down if they tried to escape, or dying of starvation in the jungle. Thomson thought about 2 in 3 died on the way to the coast. Livingstone observed it at close quarters and thought the figure was closer to 1 in ten. The tremendous loss of life explains why, once the Arabs entered an area, it was devastated.

In 1863, on reaching Gondokoro, [Baker] found a populous region teeming with vast herds of cattle. On his second journey in 1872, he found the area denuded of people; the slave trade had wiped the land of milk and honey off the face of the earth. (p.206)

This was the trade that all the explorers without exception, and the British government, were committed to ending but found hard to do so with so little power on the ground. If the British were serious about ending slavery, then they needed more than a few scattered explorers and single-handed consuls. They needed to take over full administrative and security responsibility for entire regions.

Towards the end of the book McLynn quotes historian Dorothy O. Helly making the startling point that, if the British were serious about completely stamping out slavery in Africa, then imperial rule was the only way to achieve it.

‘Played out to its logical end…the British antislavery impulse led to empire.’ (quoted on page 309)

On this view, the extension of the British Empire into Africa was nothing to do with the Hobson-Lenin thesis that the empire existed to soak up excess capital, to provide opportunities for profitable investment which had dried up at home.

On the contrary, it was a moral crusade which ended up being costly and impractical and involving the British in an ever-deepening mire of repressing rebellions and independence movements which eventually proved unstoppable.

The end of slavery?

Frederick Lugard’s attempts to eliminate slavery around Lake Nyasa in 1888 were a humiliating failure. It took the post-Berlin Congress takeover by the Germans to begin serious eradication. As the Germans advanced along the classic route from Bagamoyo to Tabora to Ujiji, they captured and punished slavers as they went. Only in 1900 had they wiped out all traces of slavery around Tanganyika. Domestic slavery, however, endured with the result that when war broke out in 1914 there were still some 50,000 domestic slaves in German East Africa. After the war the British took over the territory but it wasn’t until 1939 that slavery in the area was completely extirpated.

African rulers

Leading African rulers of the era included kings Mutesa, Lobengula, Mzilikazi, Mirambo and Kabbarega.

Insults

Glave reported that on the upper Congo the imprecation Owi na nlorli was a mortal insult. It means ‘May a crocodile eat you’ (p.290).


Credit

Hearts of Darkness: The European Exploration of Africa by Frank McLynn was published in 1992 by Hutchinson. All references are to the 1993 Pimlico paperback edition.

Africa-related reviews

History

Fictions set wholly or partly in Africa

Exhibitions about Africa

Reflections on The Age of Empire: 1875 to 1914 by Eric Hobsbawm (1987)

Critique of Hobsbawm’s Marxisant approach

In the third of his mighty trilogy of histories of the long nineteenth century, The Age of Empire: 1875 to 1914, as in its two predecessors, Hobsbawm makes no attempt to hide his strongly Marxist point of view. Every page shouts his contempt for the era’s ‘bourgeois’ men of business, its ‘capitalists’ and bankers, the despicable ‘liberal’ thinkers of the period and so on. From time to time his contempt for the bourgeoisie rises to the level of actual abuse.

The most that can be said of American capitalists is that some of them earned money so fast and in such astronomic quantities that they were forcibly brought up against the fact that mere accumulation in itself is not an adequate aim in life for human beings, even bourgeois ones. (p.186)

Replace that final phrase with ‘even Jewish ones’ or ‘even Muslim ones’ or ‘even black ones’ to get the full sense of how deliberately insulting it is intended to be and how unacceptable his invective would be if applied to any other group of people.

Hobsbawm loses no opportunity to quote Marx (who died in 1883, saddened by the failure of his communist millennium to arrive) or Lenin’s views on late capitalism and imperialism (Lenin published his first political work in 1893), and he loses absolutely no opportunity to say ‘bourgeoisie bourgeoisie bourgeoisie’ scores of times on every page till the reader is sick of the sight of the word.

Hobsbawm’s highly partisan and politicised approach has strengths and weaknesses.

Hobsbawm’s strengths

On the up side, using very simplistic binary oppositions like ‘the developed world’ and ‘the undeveloped world’, the ‘bourgeoisie’ and the ‘proletariat’, helps him to make great sweeping generalisations which give you the impression you are gaining secret access to the engine room of history. If you ignore the complexity of the histories and very different cultures of individual nations such as America, Britain, France and Germany, and lump them altogether as ‘the West’, then you can bring out the broad-brush historical and economic developments of the era, grouping together all the developments in science, chemistry, physics, technology, industry and consumer products into great blocks, into titanic trends and developments.

This gives the reader a tremendously powerful sense of bestriding the world, taking part in global trends and huge international developments. Just as in The Age of Capitalism, the first half or so of the book is thrilling. It makes you feel like you understand for the first time the titanic historical forces directing world history, and it’s this combination of factual (there are lots of facts and figures about industrial production) and imaginative excitement which garnered the trilogy so many positive reviews.

Hobsbawm’s obsession with capitalism’s contradictions

Hobsbawm makes obeisance to the Marxist convention that ‘bourgeois’ ideology was riddled with ‘contradictions’. The most obvious one was the contradiction between the wish of national politicians to define and delimit their nations and the desire of ‘bourgeois’ businessmen to ignore all boundaries and trade and invest wherever they wanted around the globe (p.40).

Another ‘contradiction’ was the way the spread of ‘Western ideology’ i.e. education and values, to developing countries, or at least to the elites within European colonies, often led to the creation of the very Western-educated elites who then helped to overthrow it (he gives the London-trained lawyer Gandhi as the classic example, p.77, though he could as easily have mentioned Jawaharlal Nehru, educated at Cambridge, trained at London’s Inner Temple as a barrister).

Another ‘contradiction’ was the between the way the mid-century ‘bourgeois’ industrial and economic triumph rested on a mechanical view of the universe, the mechanical laws of physics and heat and chemistry underpinning the great technological advances of the later nineteenth century. Hobsbawm then delights in the way that, at the end of the century, this entire mechanistic worldview was overturned in a welter of discoveries, including Einstein’s theory of relativity, the problematic nature of the sub-atomic world which gave rise to quantum physics, and deep discoveries about the bewildering non-rational basis of mathematics.

These are just some of the developments Hobsbawm defines as ‘contradictions’ with the aim of proving that Marx’s predictions that capitalism contained within itself deep structural contradictions which would undermine it and lead inevitably to its downfall.

Why Hobsbawm was wrong

Except that Marx was wrong and Hobsbawm is wrong. His continual mentioning Marx, quoting Lenin, harking back to the high hopes of the revolutionaries of 1848, invoking the memory of the Commune (redefined, in good Marxist style, as a heroic rising of the downtrodden working classes, rather than the internecine bloodbath that it actually was), his continual harking forward to the Bolshevik revolution as somehow the climax of all the trends he describes, his insistence that we, he and his readers, all now (in the mid-1980s when he wrote this book) still live in the forbidding shadow of the Russian revolution, still haunted by the spectre of communist revolution — every aspect of his attitude and approach now seems dated and irrelevant.

Now, in 2021, it is 30 years since the collapse of the Soviet Union and its satellites revealed:

  1. Their complete failure to build an economic and social system which could be a serious alternative to ‘capitalism’.
  2. The extraordinary extent to which communist regimes had to surveil, monitor and police every aspect of their populations’ behaviour, speech and thoughts, in order to prevent them relapsing into the ways of human nature – the prison camps, the psychiatric wards, the secret police. Look at China today, with its censorship of the internet and its hounding of dissidents, its suppression of Falun Gong and the Muslim Uighurs of Xinjiang.

Seen from our contemporary perspective, Hobsbawm tendentious habit of naming every clash in policies, every development in cultural thinking as some kind of seismic ‘contradiction’ which will bring global capitalism tumbling down, looks like what it is, a biased obeisance to Marxist ideas which have long ago proved to be untrue.

The misleading use of terms like ‘bourgeois’

To some extent his attitude is based on one particular logical or rhetorical trick which can be proved to be false.

In the later chapters of the book, about the arts, the hard and social sciences, Hobsbawm repeatedly claims that this or that aspect of ‘bourgeois ideology’ of the mid-nineteenth century came under strain, suffered insoluble contradictions, underwent a crisis, and collapsed.

I think this is the crux of the massive mistake he makes. It consists of several steps:

  1. identifying every element of mid-nineteenth century political and cultural theory as some universal thing called ‘bourgeois’
  2. identifying this ‘bourgeoisie’ as the central and necessary figure of the capitalist system
  3. and then claiming that, because in the last few decades of the nineteenth century this ‘bourgeois’ ideology came under strain and in many ways collapsed, that therefore this shows that capitalism itself, as a system, must come under strain caused by its internal contradictions and therefore must collapse

Surely anyone can see the logical error here. All you have to do is stop insistently repeating that mid-nineteenth century ideology was identical with some timeless ‘bourgeois’ ideology which necessarily and uniquely underpins all capitalism, and simply relabel it ‘mid-nineteenth century ideology’, and then all your sentences stop being so apocalyptic.

Instead of saying ‘bourgeois ideology was stricken by crisis’ as if The Great Revolution is at hand, all you need say is ‘mid-nineteenth century political and social beliefs underwent a period of rapid change at the end of the century’ and the portentous sense of impending doom hovering over the entire system vanishes in a puff of smoke – and you are left just describing a fairly banal historical process, namely that society’s ideas and beliefs change over time, sometimes in abrupt reversals resulting from new discoveries, sometimes as slow evolutionary adaptations to changing social circumstances.

Put another way, Hobsbawm identifies mid-nineteenth century liberal ideology as if it is the one and only shape capitalist thinking can possibly take and so excitedly proclaims that, by the end of the century, because mid-nineteenth century ‘bourgeois’ beliefs were quite visibly fraying and collapsing, therefore capitalism would collapse too.

But quite obviously the ‘capitalist system’ has survived all the ‘contradictions’ and ‘crises’ Hobsbawm attributes to it and many more. It is still going strong, very strong, well over a century after the period which Hobsbawm is describing and when, he implies, it was all but on its last knees.

In fact the basic idea of manufacturing products cheap and selling them for as much profit as you can, screwing the workers who make them and keeping the profits to a) enjoy yourself or b) invest in other business ventures, is probably more widespread than ever before in human history, seeing how it’s been taken up so enthusiastically in post-communist Russia but especially across hyper-modernising China.

In other words, Hobsbawm’s use of Marxist terms like ‘bourgeois’ and ‘proletarian’ may have a certain explanatory power for the era he’s describing, but after a certain point they are too simplistic and don’t describe or analyse the actual complexity of even one of the societies he describes, let alone the entire world.

At some point (which you can almost measure in Hobsbawm’s texts) they cease to be explanatory and become obfuscatory, hiding the differences which separate America, Britain and Germany much more than unite them. Use of the terms simply indicate that you have entered a certain worldview.

Imagine a Christian historian identifying mid-nineteenth century ideology as the one and only expression of ‘Christian’ ideology, an ideology which divided the population into ‘believers’ and ‘unbelievers’, into the ‘saved’ and the ‘damned’. Imagine this historian went on to describe how the widespread ‘crisis’ in Christian belief at the end of the century indicated that the entire world was passing out of the phase of Christian belief and into infidel unbelief.

If you read something like that you would immediately know you are inside the particular worldview of an author, something which clearly means a lot to them, might shed light on some aspects of the period – for example trends in religious belief – but which in no way is the interpretation of world history.

a) Plenty of other interpretations are available, and b) despite the widespread laments that Christianity was dying out in the later nineteenth century, contrary to all their pessimism, Christianity now has more adherents worldwide than ever before in human history. And ditto capitalism.

The dominance of the key terms Hobsbawm deploys with such monotonous obsessiveness (capitalism, bourgeoisie, proletariat, liberal ideology) don’t prove anything except that you have entered the worldview of a particular author.

The system with the real contradictions, contradictions between a) its utopian claims for equality and the reality of a hierarchical society which privileged party membership, b) between its promises to outproduce the West and the reality of permanent shortages of consumer goods and even food, c) between its rhetoric of ‘freedom’ and the reality of the harsh repression of any kind of political or artistic unorthodoxy – was communism, whose last pitiful remnants lie rusting in a thousand statue parks across Russia and Eastern Europe.

The fundamental sleight of hand in Hobsbawm’s argument

Because Hobsbawm identifies the mid-nineteenth century worldview with the ‘bourgeoisie’ and the ‘bourgeoisie’ as the indispensable foundation of ‘capitalism’, he tries to pull off the conjuring trick of claiming that, since the mid-nineteenth century worldview drastically changed in all kinds of ways in the last decade of the century, these change invalidate the ‘bourgeoisie’, and that this, in turn, invalidates ‘capitalism’. Proves it is wrong and doomed to collapse.

You can see how this is just a three-card trick which moves vague and indefinable words around on the table at speed to bamboozle the impressionable. For despite the trials and tribulations of the century of extremes which followed, ‘capitalism’ in various forms appears to have triumphed around almost the entire world, and the materialistic, conventional, liberal ‘bourgeoisie’ which Hobsbawm so despises… appears still to be very much with us, despite all Hobsbawm’s protestations about its terminal crises and death throes and contradictions and collapse.

Victimology tends to tyranny

To anyone familiar with the history of communist Russia, communist China and communist Eastern Europe, there is something unnerving and, eventually, worrying about Hobsbawm’s very broad-brush division of the entire world into victims and oppressors.

The first half of the twentieth century was the era of totalitarian governments seeking to gain total control over every aspect of their populations and mould them into better humans in a better society. The first thing all these regimes did was establish goodies and baddies, and rouse the population to be on perpetual guard against the enemy in whatever guise – ‘the bourgeoisie’, the ‘kulaks’, ‘capitalist roaders’, ‘reactionary elements’, ‘the Jews’, and so on.

Dividing the entire huge world and eight billion people into simple binaries like ‘oppressors’ and ‘victims’, ‘bourgeoisie’ and ‘workers’, ‘exploiters’ and ‘exploited’, ‘white’ masters and ‘black’ victims, is worryingly reminiscent of the simplistic, binary thinking which the twentieth century showed leads to genocides and mass killing.

Hobsbawm criticises the nationalist parties of the late-nineteenth century for dividing up populations into citizens and outsiders, members of the Volk or aliens, a process of which the Jews were notable victims. And yet he enacts the very same binary oppositioning, the same outsidering of a (large) group of society, by objectifying and insulting the ‘bourgeoisie’ at every opportunity.

It’s the same old mental slum: if only we could get rid of the gypsies / homos / lefties / commies / bourgeoisie / capitalists / Catholics / Protestants / Armenians / Jews / Croats / Serbs / Tutsis / Hutus / men / whites / blacks / immigrants / refugees, then society would be alright. I call it ‘If-only-ism’.

If capitalism and imperialism were inevitable, how can anyone be guilty?

In Age of Capital Hobsbawm describes how the industrial revolution amounted to a lucky fluke, a coming together of half a dozen circumstances (of which the most important was, in his view, Britain’s command of the waves and extensive trading network between colonies) and this helps you realise that some people were able to seize the opportunity and exploit it and become masters of small firms and then of factories etc. Clever, quick, resourceful or well-placed men leapt to take advantage of new opportunities. Any history of the industrial revolution names them and gives biographies of individuals central to the series of inventions or who then set up successful firms to exploit them.

However, the tendency of Hobsbawm’s very high-level Marxist approach, his sweeping surveys which pull together evidence from Austria, or France, from north Italy or New York, is, paradoxically, to remove all sense of agency from the humans involved. Hobsbawm makes it seem almost inevitable that the first industrial revolution (textiles) would give rise to a second (iron and coal) which in turn would give rise to a third (steel, organic chemistry, electrics, oil).

And he makes it seem inevitable that, once the world was fully mapped and explored, then the other ‘western powers’ which by 1890 had more or less caught up with Britain in terms of industrialisation, would join the competition to seize territories which contained valuable minerals or exotic produce (tea, coffee, bananas). That an acceleration of imperial rivalry was inevitable.

But if it had to pan out this way, how can you blame anyone? If, viewed from this lofty godlike perspective, it was inevitable that industrialisation broke out somewhere, that it would spread to all similar regions and states, that the now numerous industrial nations would find themselves in competition for the basic resources (food) and more arcane resources (rubber, oil, rare metals) required to drive the next stage of industrial development – can you blame them?

You could call it Hobsbawm’s paradox, or Hobsbawm’s Choice. The more inevitable you make the entire process sound, the less reason you have to be so cross at the ‘bourgeoisie’.

The reality is that you can, of course, hold the western nations accountable for their actions, but only if you descend to a lower level of historical discourse than Hobsbawm’s. Only if you begin to look at specific actions of specific governments and specific men in specific times and places an you begin to make assessments and apportion praise or blame.

Responsibility and guilt can’t really exist at the level Hobsbawm is operating on because he goes out of his way to avoid mentioning individuals (with only a few exceptions; Bismarck’s name crops up more than any other politician of the period) and instead emphasises that it all unfolded according to almost unavoidable historical laws, implicit in the logic of industrial development.

If humans couldn’t avoid it, then they can’t very well be blamed for it.

In light of Hobsbawm’s theory, is equality possible?

The same set of facts give rise to a parallel thought, which dogged me throughout reading this book, which is — if what Hobsbawm says is true, if industrial and technological developments tend to be restricted to just a handful of certain nations which have acquired the technology and capital resources to acquire ‘liftoff’ to industrialisation, and if, within those nations, the benefits of industrialisation accrue overwhelming to a small proportion of the population; and if this process is so stereotyped and inevitable and unstoppable — then, well… is it even possible to be fair? Is it possible to achieve anything like ‘equality’? Surely the entire trend of the history Hobsbawm describes with so much verve suggests not.

Putting aside the issue of fairness in one nation aside in order to adopt Hobsbawm’s global perspective, he often repeats the formula that countries in the ‘undeveloped’ or ‘developing’ or ‘Third World’ (whatever you want to call it) were forced by the demands of consumer capitalism or The Market to turn themselves into providers of raw materials or a handful of saleable commodities – after all, this was era which saw the birth of the banana republic. But, I thought as I ploughed through the book… what was the alternative?

Could undeveloped nations have turned their backs on ‘international capitalism’ and continued as agrarian peasant nations, or resisted the western imperative to become ‘nations’ at all and remained general territories ruled by congeries of local sheikhs or tribal elders or whatever?

At what stage would it have been possible to divert the general trend of colonial takeover of the developing world? How would it have happened? Which British leader would have stood up and said, ‘This is wrong; we renounce all our colonies and grant them independence today?’ in the1870s or 1880s or 1890s? What would have happened to the sub-continent or all those bits of Africa which Britain administered if Britain had simply packed up and left them in 1885?

As to all the wealth accumulating in Britain, among its sizeable cohort of ship-owners, traders, factory owners, bankers, stockbrokers and what not. On what basis would you have taken their wealth away, and how much? Half? All of it and shot them, as in Bolshevik Russia?

Having seized the wealth of the entire ‘bourgeoisie’, how would you then have redistributed it to the bedouin in the desert or the native peoples of Australia or the Amazon, to the workers on the rubber plantations, in the tin and gold mines, in the sugar fields, to squabbling tribes in central Africa? How could that have been done without a vast centralised redistribution system? Without, in fact, precisely the centralising, bureaucratic tendencies of the very capitalist system Hobsbawm was criticising?

And who would administer such a thing? Having worked in the civil service for over a decade I can tell you it would take hordes of consultants, program managers, project managers and so on, who would probably be recruited from the host country and make a packet out of the process?

And when was all this meant to happen? When, would you say, the awareness of the wrongs of the empire, or the wrongs done to the ‘undeveloped world’ became widespread enough to allow such policies to be enacted in a democracy where the government has to persuade the majority of the people to go along with its policies? In the 1860s, 70s, 80s?

Live Aid was held in 1985, just as Hobsbawm was writing this book, and which I imagine brought the issue of Third World poverty and famine to the attention of even the dimmest members of the population. But did that global event abolish poverty, did it end inequality and injustice in in the Third World? No, otherwise there would have been no need for the Live 8 concerts and related charity efforts 30 years later, in 2005. Or the ongoing efforts of all the industrialised nations to send hundreds of millions of dollars of support to the Third World every year (hence the furore surrounding the UK government cutting back on its foreign aid budget this year.) Not to mention the continuous work of thousands of charities all across the ‘developing world’.

When you look at the scale of activity and the amounts of money which have been sent to developing countries since the Second World War, it makes you wonder how much would be enough? Should every citizen of every industrialised nation give, say, half their annual earnings to people in the Third World? To which people? In which countries? To India, which has invested tens of billions in a space program? To China, which is carrying out semi-genocidal policy of incarceration and mass sterilisation in its Xinjiang province? Do we need to take money from the British public to give it to Narendra Modi or Xi Jinping? Who would manage that redistribution program, for whatever civil servants and consultants you hired to make it work would earn much, much more than the recipients of the aid.

Student excitement, adult disillusion with Hobsbawm

When I was a student, reading this trilogy educated me about the broad industrial, economic and social forces which created and drove forward the industrial revolution in the Western world throughout the nineteenth century, doing so in thrilling style, and for that I am very grateful. Hobsbawm’s books highlighted the way that, through the 1850s and 1860s, capitalism created an ever-richer class of ‘owners’ set against a rapidly growing number of impoverished workers; how the industrial and financial techniques pioneered in Britain spread to other Western nations; how the industrial system evolved in the 1880s and 1890s into a) a booming consumer society in the West and b) the consolidation of a system of colonial exploitation around the world.

I had never had the broad trends of history explained so clearly and powerfully and excitingly. It was a memorable experience.

But rereading the books 40 years later, I am now painfully aware that the simplistic Marxist concepts Hobsbawm uses to analyse his period may certainly help to elucidate it, but at the same time highlight their own ineffectiveness.

The confidence that a mass working class movement which will rise up to overthrow the inequalities of the West and liberate the developing world, that this great liberation is just around the corner – which is implicit in his numerous references to 1848 and Marx and the Commune and Lenin – and that all it needs is a few more books and pamphlets to spark it off….goes beyond boring to become sad. Although the historical facts he describes remain as relevant as ever, the entire ideology the books are drenched in feels terribly out of date.

Democracy not the blessing it is cracked up to be

In chapter 4 Hobsbawm discusses the politics of democracy. Throughout he takes it for granted that extending the franchise to all adults would result in the revolutionary change he supports. He starts his discussion by referencing the powerful German Social Democratic Party (founded back in 1863) and the British Labour Party (founded in 1900) and their campaigns for universal suffrage, as if giving the vote to ‘the working class’ would immediately lead to a social revolution, the end of inequality and exploitation.

Only in the chapters that follow does he slowly concede that new mass electorates also helped to create new mass, populist parties and that many of these catered not to the left at all, but to right-wing nationalist ideas of blood and Volk. For example, the notorious Karl Luger, mayor of Vienna from 1897 to 1910, whose Christian Social Party espoused populist and antisemitic politics which are sometimes viewed as a model for Adolf Hitler’s Nazism.

In fact it had already been shown that universal male suffrage not only didn’t lead to socialist revolution but the exact opposite, when, in the aftermath of the 1848 revolution which overthrew the French monarchy, the French granted universal male suffrage and held a presidential election in which the opera bouffe candidate, Louis-Napoléon Bonaparte, promptly won with 74% of the entire male adult vote, and then went on to win the plebiscite held after his 1851 anti-leftist coup with 76%.

So any educated person knew in the 1850s that extending the franchise did not, in and of itself, lead to red revolution. Often the opposite. (This is a point picked up in Richard Shannon’s book The Crisis of Imperialism 1865 to 1915 which quotes umpteen later Victorian politicians and commentators arguing against extending the franchise precisely because they’d seen what it led to in France, namely the election of a repressive, right wing autocrat.)

Hobsbawm’s excited description of the way the ‘scary’ working class were ‘threatening’ bourgeois hegemony, were on the brink of ‘seizing power’ and righting the world’s wrongs, underplays the extent to which universal suffrage led:

  1. directly to the rise of populist nationalist anti-left wing governments
  2. and to the fragmentation of the left into ‘reformists’, prepared to compromise their radical principles and ally with liberal parties in order to get into parliament, and the die-hards who held out for radical social change

In other words, extending the franchise led to the exact opposite of what Hobsbawm hopes. Something borne out after the Great War, when the franchise was drastically extended to almost all adults in most European countries and the majority of European governments promptly became either right-wing or out-and-out dictatorships. Mussolini won the 1924 Italian general election; Hitler won the largest share of the vote in the Weimar Republic’s last election. Or Hungary:

In January 1920, Hungarian men and women cast the first secret ballots in the country’s political history and elected a large counterrevolutionary and agrarian majority to a unicameral parliament. (Wikipedia)

Switching from Hobsbawm altogether to the present day, 2021, any reader of the English left-liberal English press must be struck how, since the Brexit vote, it has stopped being a taboo subject to suggest that quite possibly a large proportion of the British electorate is thick and uneducated (terms you frequently meet in the Guardian newspaper). You can nowadays read plenty of ‘progressive’ commentators pointing out that the great British electorate was persuaded, in voting for Brexit (2016) and Boris (2019), to vote for populist right-wing demagoguery and against their own best interests as working people. I have read so many commentators pointing out that it is the very conservative working class communities who voted for Brexit who are most likely going to suffer the prolonged consequences of economic dislocation and decline.

In other words, right now in 2021, you can read representatives of the left openly stating that universal franchise, one person one vote, not only doesn’t lead to the socialist paradise Hobsbawm implies it will, but the opposite – rule by right-wing populists.

As far as I can remember, thoughts like this would have been utterly taboo in the 1980s, or have immediately identified you as a right-wing conservative. But now I read comments like this every day in the Guardian or New Statesman.

So – this is the recent experience and current political discourse I bring to reading Hobsbawm’s chapter about democracy and which makes me think his assumption, his faith, his Marxist belief, that simply expanding the franchise to all adults would of itself bring about social revolution and justice and equality is too simplistic.

  • It doesn’t correlate with the historical fact that, as soon as the franchises of most European nations had been radically expanded (after the Great War), lots of them became very right-wing.
  • It doesn’t speak to our present situation where, it’s true that no-one is openly suggesting restricting the franchise, but many progressives are questioning whether the universal franchise produces the optimum results for a nation and its working class. Trump. Brexit.

The world is not as we would like it to be.

My opposition to Hobsbawm’s teleology

I am a Darwinian materialist. I believe there is no God and therefore no purpose or direction to human lives or events. There is no plan, divine or otherwise. Shit happens, people try to cope. Obviously shit happens within a complex web of frameworks and structures which we have inherited, it takes a lot of effort to disentangle and understand what is going on, or what we think is going on, and sometimes it may happen in ways some of which we can broadly predict. But ‘events, dear boy, events’ are the determining feature in human affairs. Take Afghanistan this past week. Who knew? Who expected such a sudden collapse?

This isn’t a very profound analysis but my aim is to contrast my preference for a theory of the unpredictable and chaotic nature of human affairs with Hobsbawm’s profound belief in Marxist teleology, meaning the very nineteenth century, rationalist, scientistic belief that there are laws of history and that human societies obey them and that they can be predicted and harnessed.

Teleology: the doctrine of design and purpose in the material world.

Teleology is the belief that if you shave away all the unfortunate details of history, and the peculiarities of culture, and the impact of charismatic individuals, in fact if you pare away enough of what makes people people and societies societies, you can drill down to Fundamental Laws of History. And that Karl Marx discovered them. And that these laws predict the coming collapse of capitalism and its replacement by a wonderful classless society. And that you, too, can be part of this future by joining the communist party today for the very reasonable online registration fee of just £12!

Anyway, the teleology (‘sense of direction, meaning or purpose’) which is a vital component of Marxism, the confidence in an inevitable advent of a future of justice and equality, which underpins every word Hobsbawm wrote, evaporated in 1991 and nothing has taken its place.

There will be no Revolution. The ‘capitalist system’ will not be overthrown. At most there will be pointless local revolts like the Arab Spring, revolts which, more than likely, end up with regimes more repressive or anarchic than the ones they overthrew (Syria, Libya, Egypt).

This sort of thing will occur repeatedly in countries which did not enjoy the early or middle benefits of the technological revolutions Hobsbawm describes, countries of the permanently developing world, which will always have largely peasant populations, which will always depend on the export of raw materials (oil being the obvious one), which will always have unstable political systems, liable to periodic upheavals.

The environmental perspective

If there is One Big Thing we do know about the future, it is something which isn’t mentioned anywhere in Hobsbawm’s book, which is that humanity is destroying the environments which support us.

My son is studying biology at university. He says it amounts to having world-leading experts explain the beauty and intricacy of various eco-systems in beautiful places around the planet – and then describing how we are destroying them.

As a result, my son thinks that human civilisation, in its present form, is doomed. Not because of global warming. But because we are killing the oceans, exterminating all the fish, destroying species diversity, wrecking agricultural land, using up all the fresh water, relying more on more on fragile monocultures, and generally devastating the complex web of ecosystems which make human existence possible.

Viewed from this perspective, human activity is, overall, fantastically destructive. And the massive ideological divide Hobsbawm makes between the tradition of the nineteenth century ‘bourgeoisie’, on the one hand, and the revolutionaries, Communards, Bolsheviks and communists he adulates, on the other, fades into insignificance.

We now know that polluting activity and environmental destruction were as bad or worse under communist regimes as they were under capitalist ones. It was the Soviet system which gave us Chernobyl and its extended cover-up. Capitalist ones are at least capable of reform in a way communist regimes turned out not to be. Green political movements are a feature of advanced ‘capitalist’ countries but were suppressed, along with every other form of deviance, under communist governments.

But then again, it really doesn’t matter from a global perspective. Looked at from the planet’s point of view, all human activity is destructive.

So this is why, looking at them from a really high-level perspective, as of aliens visiting earth and reviewing the last couple of centuries, these books no longer make me angry at the wicked ‘capitalist’ exploitation of its workers and entire colonial nations and the ‘heroic’ resistance of the proletariat and the exploited peoples of the colonial nations.

I just see a swarm of humans ruining their habitat and leading, inevitably, to their own downfall.

Hobsbawm’s style

Hobsbawm is very repetitive. He mentions bicycles and cars and so on representing new technologies at least three times. I swear he points out that imperialism was the result of increasing competition between the industrial nations at least half a dozen times. He tells us that a number of Germany’s most eminent revolutionaries came from Russia, namely Rosa Luxemburg, at least four times. He repeats President Porfirio Diaz’s famous lament, ‘Poor Mexico! So far from God, so close to the United States’ twice. He tells us twice that western governments were keen to invest in medical research into tropical fevers solely because the results promised to help their officers and administrators survive longer in colonial outposts several times. He repeatedly tells us that Bismarck was the master of maintaining peace between the powers (pp.312 and 318).

The impression this gives is of rambling, repetitive and circular arguments instead of linear, logical ones.

Hobsbawm’s discussions are often very gaseous in the sense that they go on at length, use lots of highbrow terminology, but at the end it’s hard to make out or remember what he’s said. The discussion of nationalism in Age of Capital was long and serious-sounding but I emerged at the end of it none the wiser. The long discussion of sociology in chapter 11 of this book left me none the wiser about sociology except for Hobsbawm’s weird suggestion that, as a social science, it was founded and encouraged in order to protect society against Marxism and revolution. Really?

In a similar spirit, although he uses the word ‘bourgeoisie’ intensively throughout both books, I emerged with no clearer sense of what ‘bourgeoisie’ really means than I went in with. He himself admits it to be a notoriously difficult word to define and then more or less fails to define it.

On a more serious level I didn’t understand his discussion of nationalism in Age of Capital or his discussion of the increasing democratisation in the 1890s in this volume, because they were vague and waffly. It seemed to me that as soon as he left his home turf of economic development, his ideas become foggy and repetitive.

And sometimes he comes over as a hilariously out of touch old buffer:

By 1914 the more unshackled youth in the western big cities and resorts was already familiar with sexually provocative rhythmic dances of dubious but exotic origin (the Argentinian tango, the syncopated steps of American blacks). (p.204)

‘The syncopated steps of American blacks’. No wonder American capitalism was doomed to collapse.

Overall conclusion

Hobsbawm’s books are thrilling because of their scope and range and the way he pulls together heterogenous material from around the world, presenting pages of awe-inspiring stats and facts, to paint a vivid, thrilling picture of a world moving through successive phases of industrialisation.

But he is eerily bereft of ideas. This comes over in the later chapters of both books in which he feels obligated, like so many historians before him, to write a chapter about The Arts. This is not his natural territory and the reader has to struggle through turgid pages of Hobsbawm dishing up absolutely conventional judgements (Van Gogh was an unrecognised genius; the arts and crafts movement was very influential), which are so lame and anodyne they are embarrassing.

I had noticed his penchant for commenting on everything using numbered points (‘The bourgeois century destabilised its periphery in two main ways…’; ‘Three major forces of resistance existed in China…’, ‘Three developments turned the alliance system into a time bomb…’, and many others). Eventually it dawned on me that he produces these nifty little sets of issues or causes or effects instead of having ideas. Lists beat insights.

Considering how fertile Marxist literary and art criticism has been in the twentieth century (cf György Lukács, Walter Benjamin, Theodor Adorno, Frederick Jameson) it is very disappointing how flat and untheoretical and banal Hobsbawm’s comments about the arts in both books are. In these later sections of each book it is amazing how much he can write without really saying anything. He is a good example of someone who knows all the names and terminology and dates and styles and has absolutely nothing interesting to say about them.


Credit

The Age of Empire: 1875 to 1914 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback.

Hobsbawm reviews

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  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

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  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won.
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution during the communist purges.

Communism in England

The Age of Empire: 1875 to 1914 by Eric Hobsbawm (1987)

Summary

This is a very mixed bag of a book. The first quarter or so is a thrilling global overview of the main trends and developments in industrial capitalism during the period 1875 to 1914, containing a vast array of fascinating and often thrilling facts and figures. But then it mutates into a series of long, turgid, repetitive, portentous, banal and ultimately uninformative chapters about social change, the arts, sciences, social sciences and so on, which are dreadful.

And underlying it all is Hobsbawm’s unconcealed contempt for the nineteenth century ‘bourgeoisie’ and their ‘bourgeois society’, terms he uses so freely and with so little precision that they eventually degenerate into just being terms of abuse.

And in his goal of insulting the 19th century ‘bourgeoisie’ as much as possible, Hobsbawm glosses over a huge range of crucial differences – between nations and regions, between political and cultural and religious traditions, between parties and politicians, between classes and even periods, yoking a fact from 1880 to one from 1900, cherry-picking from a vast range of information in order to make his sweeping Marxist generalisations and support the tendentious argument that ‘bourgeois society’ was fated to collapse because of its numerous ‘contradictions’.

But when you really look hard at the ‘contradictions’ he’s talking about they become a lot less persuasive than he wants them to be, and his insistence that ‘bourgeois society’ was doomed to collapse in a welter of war and revolution comes to seem like the partisan, biased reporting of a man who is selective in his facts and slippery in his interpretations.

Eventually you feel like you are drowning in a sea of spiteful and tendentious generalisations. I would recommend literally any other book on the period as a better guide, for example:

It is symptomatic of Hobsbawm’s ignoring specificity, detail and precision in preference for sweeping generalisations about his hated ‘bourgeois society’, that in this book supposedly ‘about’ imperialism, he mentions the leading imperialist politician in the world’s leading imperialist nation, Joseph Chamberlain, precisely once, and the leading British cultural propagandist of imperialism, Rudyard Kipling, also only once. These feel like glaring omissions.

When I read this book as a student I was thrilled by its huge perspectives and confident generalisations and breezily Marxist approach. It was only decades later, when I read detailed books about the scramble for Africa, or late-imperial China, or really engaged with Kipling’s works, that I realised how little I actually understood about this period and how much I had been seriously misled by Hobsbawm’s fine-sounding but, in the end, inadequate, superficial and tendentiously misleading account.

Introduction

The Age of Empire is the third and final volume in Marxist historian Eric Hobsbawm’s trilogy of books covering what he termed ‘the long nineteenth century’, from the outbreak of the French Revolution in 1798 to the start of the Great War in 1914. This third instalment covers the final 40 years, from 1875 to 1914.

In the previous book, The Age of Capital, Hobsbawm had amply demonstrated that he regards the third quarter of the nineteenth century as marking the triumph of the liberal ‘bourgeoisie’, of the ‘capitalist’ middle classes, in industry and technology and finance and politics and the arts.

Having seen off the attempt to overthrow existing regimes across continental Europe in the failed revolutions of 1848, the continent’s ruling classes experienced from 1850 onwards, a period of spectacular economic, technological, business and trade growth which continued on into the 1860s. This boom period was overseen by laissez-faire liberal governments in most countries and reflected in the widespread, optimistic belief that the steady stream of scientific, technological and industrial innovations would produce an endless progress upwards towards peace and prosperity. It was 25 years of what Hobsbawm insists on calling ‘liberal bourgeois triumph’.

It led to the confident conquest of the globe by the capitalist economy, carried by its characteristic class, the bourgeoisie, and under the banner of its characteristic intellectual expression, the ideology of liberalism. (p.9)

At the end of The Age of Capital he gave a short preview of what was coming up in the next era, and it is a major change in tone and subject. Whereas the pace of scientific and technological innovation accelerated, economically, politically and culturally the period which began around 1875 felt like a very different period, witnessing the collapse of much of the mid-century optimism.

Main features of the period

The Long Depression

The period witnessed a long depression, particularly in agriculture, which lasted from 1873 to 1896. A glut of agricultural produce led to a collapse in prices, rural poverty and loss of revenue for the landowning aristocracies. Cheaper food made life better for all those who lived in cities, so the overall impact was very mixed. Commentators at the time didn’t understand what had led to an apparent stalling in expansion and profits and historians have debated its precise causes ever since.

Protectionism

The Long Depression was the main trigger for many western governments to move rapidly from the mid-century free trade model associated with Liberalism towards protectionism, the imposition of protective tariffs on imports etc, especially by America.

New industries

The textile base of the first industrial revolution continued to be important (witness Britain’s huge exports of cotton to its captive markets in India) but the main industrial economies entered a new era driven by new sources of power (electricity and oil, turbines and the internal combustion engine), exploiting new, science-based materials (steel [which became a general index for industrialisation and modernisation, p.35], alloys, non-ferrous metals), accompanied by numerous discoveries in organic chemistry (for example, new dyes and ways of colouring which affected everything from army uniforms to high art).

Monopoly-capitalism

The depression and the consumer explosion led to small and medium-sized companies being replaced by large industrial corporations, cartels, trusts, monopolies (p.44).

New managerial class

The age of small factories run by their founders and family was eclipsed by the creation of huge industrial complexes themselves gathered into regions linked by communications and transport. Hobsbawm mentions the vast industrial conurbation taking shape in the Ruhr region of Germany or the growth of the steel industry around Pittsburgh in America. The point is that these operations became far too large for one man and his son to run; they required managers experienced at managing industrial operations at scale, and so this gave rise to a new class of high level managers and executives. And to the beginnings of management ‘theory’, epitomised by the work of Frederick Winslow Taylor (born 1865 in Pennsylvania) which introduced concepts like, to quote Wikipedia:

analysis; synthesis; logic; rationality; empiricism; work ethic; efficiency and elimination of waste; standardization of best practices; disdain for tradition preserved merely for its own sake or to protect the social status of particular workers with particular skill sets; the transformation of craft production into mass production; and knowledge transfer between workers and from workers into tools, processes, and documentation.

Population growth

Europe’s population rose from 290 million in 1870 to 435 million in 1910, America’s from 38.5 million to 92 million. (All told, America’s population multiplied over five times from 30 million in 1800 to 160 million by 1900.)

Consumer capitalism

This huge population explosion led to a rapid expansion of domestic consumer markets (p.53). There was still much widespread poverty in the cities, but there was also an ever-growing middle and lower-middle-class keen to assert its status through its possessions. This led to an fast-expanding market for cheap products, often produced by the new techniques of mass production, epitomised by the radical industrial organising of Henry Ford who launched his Model T automobile in 1907.

Department stores and chain stores

Another symbol of this explosion of consumer culture was the arrival of the department store and the chain store in the UK (p.29). For example, Thomas Lipton opened his first small grocery shop in Glasgow in 1871 and by 1899 had over 500 branches, selling the characteristic late-Victorian product, tea, imported from Ceylon (p.53; British tea consumption p.64).

Or take Whiteleys, which began as a fancy goods shop opened in 1863 at 31 Westbourne Grove by William Whiteley, employing two girls to serve and a boy to run errands. By 1867 it had expanded to a row of shops containing 17 separate departments. Whiteley continued to diversify into food and estate agency, building and decorating and by 1890 employed over 6,000 staff. Whiteleys awed contemporaries by its scale and regimentation: most of the staff lived in company-owned male and female dormitories, having to obey 176 rules and working 7 am to 11 pm, six days a week.

Mass advertising

The arrival of a mass consumer market for many goods and services led to an explosion in the new sector of advertising. Many writers and diarists of the time lament the explosion of ads in newspapers, magazines and, most egregious of all, on the new billboards and hoardings which started going up around cities.

The poster

Hoardings required posters. The modern poster was brought to a first pitch of perfection during what critics consider ‘the golden age of the poster’ in the 1890s (p.223) (something I learned a lot about at the current exhibition of the poster art of John Hassell at the Heath Robinson Museum in Pinner).

Hire purchase and modern finance

New ways for the financially squeezed lower middle classes to pay for all this were invented, notably hire-purchase or instalment payments (p.49).

New popular technologies

Entirely new technologies were invented during the 1880s and 1890s, the most notable being the internal combustion engine and the car, the bicycle, cinema, telephone, wireless and light bulb (pages 19 and 28 and 53).

Competition for resources

New discoveries in industrial chemistry and processes required more recherché raw materials – oil, rubber, rare metals such as manganese, tin and nickel (p.63). The booming consumer market also developed a taste for more exotic foodstuffs, specifically fruits, bananas, cocoa. (Apparently it was only during the 1880s that the banana became widely available and popular in the West.) Where was all this stuff found? In the non-European world.

Imperialism

Growing need for all these resources and crops led to increasing competition to seize territories which contained them. Hence the 1880s and 1890s are generally seen as the high point of Western imperialism, leading up to the so-called Scramble for Africa in the 1880s.

(Interestingly, Hobsbawm notes that the word ‘imperialism’, used in its modern sense, occurs nowhere in Karl Marx’s writings, and only became widely used in the 1890s, many commentators remarking [and complaining] about its sudden ubiquity, p.60.)

Globalisation

During the 1860s and 70s the world became for the first time fully ‘globalised’, via the power of trade and commerce, but also the physical ties of the Railway and the Telegraph (p.13).

The major fact about the nineteenth century is the creation of a single global economy, progressively reaching into the most remote corners of the world, an increasingly dense web of economic transactions, communications and movements of goods, money and people linking the developed countries with each other and with the undeveloped world. (p.62)

During the 1880s and 1890s this process was intensified due to the growth of direct competition between the powers for colonies and their raw materials. Until the 1870s Britain ruled the waves. During this decade international competition for territories to exploit for their raw resources and markets became more intense (p.51). Imperialism.

A world divided

The final mapping of the world, its naming and definitions, led inevitably to the division of the world into ‘developed’ and ‘undeveloped’ parts, into ‘the advanced and the backward’.

For contemporaries, the industrialised West had a duty to bring the benefits of civilisation and Christianity to the poor benighted peoples who lived in all the ‘undeveloped’ regions. Hobsbawm, with the benefit of hindsight, says that the representatives of the developed part almost always came as ‘conquerors’ to the undeveloped part whose populations thus became, in Hobsbawm’s phrase, ‘victims’ of international capitalism.

On this Marxist reading, the imperial conquerors always distorted local markets to suit themselves, reducing many populations to plantation labour reorganised to produce the raw materials the West required, and eagerly helped by the tiny minorities in each undeveloped country which were able to exploit the process and rise to the top as, generally, repressive local rulers (pages 31, 56, 59).

In the second half of the twentieth century, many nations which had finally thrown off the shackles of colonialism found themselves still ruled by the descendants of these collaborationist elites, who modelled themselves on their former western rulers and still ran their countries for the benefit of themselves and their foreign sponsors. Further, truly nationalist revolutions were required, of which the most significant, in my lifetime, was probably the overthrow of the American-backed Shah of Iran by Islamic revolutionaries in 1978.

New working class militancy

Working class militancy went into abeyance in the decades 1850 to 1875, politically defeated in 1848 and then made irrelevant by a general raising of living standards in the mid-century boom years, much to Marx and Engels’ disappointment.

But in the 1880s it came back with a vengeance. Across the developed world a new generation of educated workers led a resurgence in working class politics, fomented industrial unrest, and a significant increase in strikes. There was much optimistic theorising about the potential of a complete or ‘general’ strike to bring the entire system to a halt, preliminary to ushering in the joyful socialist paradise.

New socialist political parties, some established in the 1860s or 1870s, now found themselves accumulating mass membership and becoming real powers in the land, most notably the left-wing German Social Democratic Party, which was the biggest party in the Reichstag by 1912 (chapter 5 ‘Workers of the World’).

Incorporation of working class demands and parties into politics

The capitalist class and ‘its’ governments found themselves forced to accede to working class demands, intervening in industries to regulate pay and conditions, and to sketch out welfare state policies such as pensions and unemployment benefit.

Again, Germany led the way, with its Chancellor, Bismarck, implementing a surprisingly liberal series of laws designed to support workers, including a Health Insurance Bill (1883), an Accident Insurance Bill (1884), an Old Age and Disability Insurance Bill (1889) – although, as everyone knew, he did this chiefly to steal the thunder from the German socialist parties.

Whatever the motives, the increasing intervention by governments across Europe into the working hours, unemployment and pension arrangements of their working classes were all a world away from the laissez-faire policies of the 1850s and 60s. Classical liberalism thought the forces of the market should be left entirely to themselves and would ineluctably resolve all social problems. By the 1880s it was clear to everyone that this was not the case and had instead produced widespread immiseration and poverty which states needed to address, if only to ensure social stability, and to neutralise the growing threat from workers’ parties.

Populism and blood and soil nationalism

But the rise of newly class-conscious workers’ parties, often with explicit agendas to overthrow the existing ‘bourgeois’ arrangements of society, and often with an internationalist worldview, triggered an equal and opposite reaction: the birth of demagogic, anti-liberal and anti-socialist, populist parties.

These harnessed the tremendous late-century spread of a new kind of aggressive nationalism which emphasised blood and soil and national language and defined itself by excluding ‘outsiders. (Chapter 6 ‘Waving Flags: Nations and Nationalism’).

Some of these were harmless enough, like Cymru Fydd, founded in Wales in 1886. Some would lead to armed resistance, like the Basque National Party founded 1886. Some became embroiled in wider liberation struggles, such as the Irish Gaelic League founded 1893. When Theodor Herzl founded Zionism with a series of articles about a Jewish homeland in 1896 he can little have dreamed what a seismic affect his movement would have in the second half of the twentieth century.

But the point is that, from the time of the French Revolution through to the 1848 revolutions, nationalism had been associated with the political left, from La Patrie of the Jacobins through the ‘springtime of the peoples’ of the 1848 revolutionaries.

Somehow, during the 1870s and 80s, a new type of patriotism, more nationalistic and more aggressive to outsiders and entirely associated with the political Right, spread all across Europe.

Its most baleful legacy was the crystallisation of centuries-old European antisemitism into a new and more vicious form. Hobsbawm makes the interesting point that the Dreyfus Affair, 1894 to 1906, shocked liberals across Europe precisely because the way it split France down the middle revealed the ongoing presence of a stupid prejudice which bien-pensant liberals thought had been consigned to the Middle Ages, eclipsed during the Enlightenment, long buried.

Instead, here it was, back with a vengeance. Herzl wrote his Zionist articles partly in response to the Dreyfus Affair and to the advent of new right-wing parties such as Action Francaise, set up in 1898 in response to the issues of identity and nationhood thrown up by the affair. (In a way, maybe the Dreyfus Affair was comparable to the election of Donald Trump, which dismayed liberals right around the world by revealing the racist, know-nothing bigotry at the heart of what many people fondly and naively like to think of as a ‘progressive’ nation.)

But it wasn’t just the Jews who were affected. All sorts of minorities in countries and regions all across Europe found themselves victimised, their languages and dialects and cultural traditions under pressure or banned by (often newly founded) states keen to create their own versions of this new, late-century, blood and soil nationalism.

The National Question

In fact this late-nineteenth century, super-charged nationalism was such a powerful force that socialist parties all across Europe had to deal with the uncomfortable fact that it caught the imagination of many more members of the working classes than the socialism which the left-wing parties thought ought to be appealing to them.

Hobsbawm’s heroes Lenin and ‘the young Stalin’ (Stalin – yes, definitely a man to admire and emulate, Eric) were much concerned with the issue. In fact Stalin was asked by Lenin in 1913 to write a pamphlet clarifying the Bolsheviks’ position on the subject, Marxism and the National Question. Lenin’s concern reflected the fact that all across Europe the effort to unify the working class into a revolutionary whole was jeopardised by the way the masses were much more easily rallied in the name of nationalistic ambitions than the comprehensive and radical communist overthrow of society which the socialists dreamed of.

In the few years before Stalin wrote, the Social Democratic Party of Austria had disintegrated into autonomous German, Czech, Polish, Ruthenian, Italian and Slovene groupings, exemplifying the way what ought to be working class, socialist solidarity was increasingly undermined by the new nationalism.

Racism

Related to all these topics was widespread racism or, as Hobsbawm puts it:

  • Racism, whose central role in the nineteenth century cannot be overemphasised. (p.252)

This is the kind of sweeping generalisation which is both useful but questionable, at the same time. Presumably Hobsbawm means that racism was one of the dominant ideologies of the period, but where, exactly? In China? Paraguay? Samoa?

Obviously he means that racist beliefs grew increasingly dominant through all strands of ‘bourgeois’ Western ideology as the century progressed, but even this milder formulation is questionable. In Britain the Liberals consistently opposed imperialism. Many Christian denominations in all nations very powerfully opposed racism. For example, it was the incredibly dedicated work of the Quakers which underpinned Britain’s abolition of the slave trade in 1807.The missionaries who played such a vital role in funding expeditions into Africa did so to abolish the slave trade there and because they thought Africans were children of God, like us.

A key point of the Dreyfus Affair was not that it was a storming victory for antisemites but the reverse: it proved that a very large part of the French political and commenting classes, as well as the wider population, supported Dreyfus and condemned antisemitism.

It is one thing to make sweeping generalisations about the racism which underpinned and long outlasted the slave system in the American South, which Hobsbawm doesn’t hesitate to do. But surely, in the name of accuracy and real historical understanding, you have to point out the equal and opposite force of anti-racism among the well organised, well-funded and widely popular anti-slavery organisations, newspapers and politicians in the North.

I can see what Hobsbawm’s driving at: as the nineteenth century progressed two types of racism emerged ever more powerfully:

1. In Europe, accompanying the growth of late-century nationalism went an increasingly bitter and toxic animosity against, and contempt for, people identified as ‘outsiders’ to the key tenets nationalists included in their ideology (that members of the nation must speak the same language, practice the same religion, look the same etc), most obviously the Jews, but plenty of other ‘minorities’, especially in central and eastern Europe, suffered miserably. And the Armenians in Turkey, right at the end of Hobsbawm’s period.

2. In European colonies, the belief in the intrinsic racial superiority of white Europeans became increasingly widespread and was bolstered in the later period by the spread of various bastardised forms of Darwinism. (I’ve read in numerous accounts that the Indian Revolt of 1857 marked a watershed in British attitudes, with the new men put in charge maintaining a greater distance from their subjects than previously and how, over time, they came to rationalise this into an ideology of racial superiority.)

I don’t for a minute deny any of this. I’m just pointing out that Hobsbawm’s formulation is long on rousing rhetoric and short on any of the specifics about how racist ideology arose, was defined and played out in actual policies of particular western nations, in specific times and places – the kind of details which would be useful, which would aid our understanding.

And I couldn’t help reflecting that if he thinks racism was central to the 19th century, then what about the twentieth century? Surely the twentieth century eclipses the nineteenth on the scale of its racist ideologies and the terrible massacres it prompted, from the Armenian genocide, the Jewish Holocaust, the Nazi Ostplan to wipe out all the Slavs in Europe, the Japanese massacres in China, the anti-black racism which dominated much of American life, the Rwandan genocide, and so on.

Hobsbawm confidently writes about ‘the universal racism of the bourgeois world’ (p.289) but the claim, although containing lots of truth a) like lots of his other sweeping generalisations, tends to break down on closer investigation and b) elides the way that there were a lot of other things going on as well, just as there were in the twentieth century.

The New Woman

In 1894 Irish writer Sarah Grand used the term ‘new woman’ in an influential article, to refer to independent women seeking radical change and, in response, the English writer Ouida (Maria Louisa Rame) used the term as the title of a follow-up article (Wikipedia).

Hobsbawm devotes a chapter to the rise of women during the period 1875 to 1914. He makes a number of points:

Feminism

The number of feminists and suffragettes was always tiny, not least because they stood for issues which only interested middle-class women, then as now. The majority of British women were poor to very poor indeed, and most simply wanted better working and living conditions and pay. It was mostly upper-middle-class women who wanted the right to vote and access to the professions and universities like their fathers and brothers.

The more visible aspects of women’s emancipation were still largely confined to women of the middle class… In countries like Britain, where suffragism became a significant phenomenon, it measured the public strength of organised feminism, but in doing so it also revealed its major limitation, an appeal primarily confined to the middle class. (p.201)

Upper class feminism

It is indicative of the essentially upper-class nature of suffragism and feminism that the first woman to be elected to the UK House of Commons was Constance Georgine Gore-Booth, daughter of Sir Henry Gore-Booth, 5th Baronet, and Georgina, Lady Gore-Booth.

Nancy Astor

In fact, as an Irish Republican, Constance refused to attend Westminster, with the result that the first woman MP to actually sit in the House of Commons, was the American millionairess, Nancy Astor, who took her seat after winning a by-election for the Conservative Party in 1919. Formally titled Viscountess Astor, she lived with her American husband, Waldorf Astor, in a grand London house, No. 4 St. James’s Square, or spent time at the vast Cliveden House in Buckinghamshire which Waldorf’s father bought the couple as a wedding present. Hardly the stuff of social revolutions, is it? The exact opposite, in fact. Reinforcing wealth and privilege.

Rentier feminism

In the same way, a number of the most eminent women of the day lived off inherited money and allowances. They were rentiers, trustafarians aka parasites. When Virginia Woolf wrote that a woman writer needed ‘a room of her own’ what she actually meant was an income of about £500 a year, ideally provided by ‘the family’ i.e. Daddy. The long-running partnership of the founders of the left-wing Fabian Society, Beatrice and Sidney Webb, was based on the £1,000 a year settled on her by her father at her marriage i.e. derived from the labour of others, mostly working class men (p.185).

New secretarial jobs for women

Alongside the rise of a new managerial class, mentioned above, the 1880s and 1890s saw the rise of new secretarial and administrative roles, what Hobsbawm neatly calls ‘a tribute to the typewriter’ (p.201). In 1881 central and local government in Britain employed 7,000 women; by 1911 that number was 76,000. Many women went into these kinds of secretarial jobs, and also filled the jobs created by the spread of the new department and chain stores. So these years saw a broad social change as many middle-class and lower middle-class single women and wives were able to secure reasonable white collar jobs in ever-increasing numbers (p.200).

Women and education

Education began to be offered to the masses across Europe during the 1870s and 80s, with Britain’s patchy 1870 Education Act followed by an act making junior school education compulsory in 1890. Obviously this created a huge new demand for schoolteachers and this, also, was to become a profession which women dominated, a situation which continues to this day. (In the UK in 2019, 98% of all early years teachers are women, 86% of nursery and primary teachers are women, 65% of secondary teachers are women. Overall, 75.8% of all grades of school teacher in the UK are female).

Secretarial and admin, shop staff, and schoolteachers – the pattern of women dominating in these areas was set in the 1880s and 1890s and continues to this day (p.201).

Women and religion

Hobsbawm makes one last point about women during this period which is that many, many more women were actively involved in the Christian church than in feminist or left-wing politics: women were nuns, officiants in churches, and supporters of Christian parties.

Statistically the women who opted for the defence of their sex through piety enormously outnumbered those who opted for liberation. (p.210)

I was surprised to learn that many women in France were actively against the vote being given to women, because they already had a great deal of ‘soft’ social and cultural power under the existing system, and actively didn’t want to get drawn into the worlds of squabbling men, politics and the professions.

Even within the bourgeois liberal society, middle class and petty-bourgeois French women, far from foolish and not often given to gentle passivity, did not bother to support the cause of women’s suffrage in large numbers. (p.209)

Feminism, then as now, claimed to speak for all women, a claim which is very misleading. Many women were not feminists, and many women were actively anti-feminist in the sense that they devoutly believed in Christian, and specifically Catholic, values, which allotted women clear duties and responsibilities as wives and mothers in the home, but also gave them cultural capital, privileges and social power.

These anti-feminists were far from stupid. They realised that a shift to more secular or socialist models would actually deprive them of much of this soft power. Or they just opposed secular, socialist values. Just as more than 50% of white American women voted for Donald Trump in 2016 and did so again in 2020.

Sport

Hobsbawm mentions sport throughout the book. I knew that a lot of sports were given formal rules and their governing bodies founded during this era – the Football League founded in 1888, Rugby Football Union founded 1871, Lawn Tennis Association founded 1888. I knew that tennis and golf in particular quickly became associated with the comfortably off middle classes, as they still are to this day.

But I hadn’t realised that these sports were so very liberating for women. Hobsbawm includes posters of women playing golf and tennis and explains that clubs for these sports became acceptable meeting places for young women whose families could be confident they would be meeting ‘the right sort’ of middle class ‘people like them’. As to this day. The spread of these middle class sports significantly opened up the number of spaces where women had freedom and autonomy.

The bicycle

Another new device which was an important vehicle for women’s freedom was the bicycle, which spread very quickly after its initial development in the 1880s, creating bicycle clubs and competitions and magazines and shops across the industrialised world, particularly liberating for many middle class women whom it allowed to travel independently for the first time.

Victorian Women's Cyclewear: The Ingenious Fight Against Conventions - We Love Cycling magazine

The arts and sciences

I haven’t summarised Hobsbawm’s lengthy sections about the arts and literature because, as a literature graduate, I found them boring and obvious and clichéd (Wagner was a great composer but a bad man; the impressionists revolutionised art by painting out of doors etc).

Ditto the chapters about the hard and social sciences, which I found long-winded, boring and dated. In both Age of Capital and this volume, the first hundred pages describing the main technological and industrial developments of the period are by far the most interesting and exciting bits, and the texts go steadily downhill after that.


Credit

The Age of Empire: 1875 to 1914 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback edition.

Hobsbawm reviews

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Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in Czechoslovakia

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed Spanish communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won the civil war.
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution during the communist purges.

Communism in England

The Age of Capital: 1848 to 1875 by Eric Hobsbawm (1975)

The astonishing world-wide expansion of capitalism in the third quarter of the [nineteenth] century…
(The Age of Capital, page 147)

Eric Hobsbawn (1917 to 2012) was one of Britain’s leading historians. A lifelong Marxist, his most famous books are the trilogy covering what he himself termed ‘the long 19th century’, i.e. from the outbreak of the French Revolution in 1789 to the Great War in 1914. These three books are:

  • The Age of Revolution: Europe 1789–1848 (1962)
  • The Age of Capital: 1848–1875 (1975)
  • The Age of Empire: 1875–1914 (1987)

To which he later appended his account of the ‘short’ 20th century, The Age of Extremes: The Short Twentieth Century, 1914 to 1991 (1994).

The Age of Capital: 1848 to 1875

The Age of Capital: 1848 to 1875 does what it says on the tin and provides a dazzlingly panoramic overview of the full economic, political and social events right across Europe and indeed around the world, from the famous year of revolutions (1848) through to his cutoff point 27 years later.

In his preface Hobsbawm says that the end of the era can be taken as 1873, which marked the start of what contemporaries came to call the Great Depression, a decades-long slump in trade and industry which is usually taken to have lasted from 1873 to 1896. Maybe he and the publishers chose the slightly later date of 1875 so as to end it precisely 100 years before the book’s publication date. Certainly nothing specifically important happened in 1875, it’s just a convenient marker.

General response

When I was a student in the 1980s I much preferred Hobsbawm’s rip-roaring and colourful trilogy to his dry economic volume, Industry and Empire: From 1750 to the Present Day (1968). Now the situation is reversed. I like the earlier book because it is more factual, which makes the central proposition of its first part – that the vital spur to the industrial revolution was Britain’s position at the centre of a complex global network of colonies which allowed it to import raw materials from some and export finished products to others at great profit – all the more powerful and persuasive.

By contrast, The Age of Capital is much more overtly a) Marxist and b) rhetorical and, after a while, both these aspects began to seriously detract from my enjoyment.

1. Very dated Marxism

Hobsbawm loses no opportunity to bang on about the bourgeoisie and the proletariat. These are both foreign words, French and German, respectively, and, for me, they began to really stick out from the text. I began to circle them in pencil, along with his other buzzwords, ‘capitalism’ and ‘revolution’, and this helped to visually confirm my sense that some passages of the book are entirely constructed from this dusty Marxist rhetoric. ‘The demands of the bourgeoisie…’, ‘The bourgeois market…’, ‘The business and domestic needs of the bourgeoisie…’, literally hundreds of times.

Back in the 1980s it didn’t stick out so much because a) as a humanities student I moved in an atmosphere permanently coloured with excitable student rhetoric about ‘the revolution’ and the overthrow of ‘capitalism’ and so on, and b) this reflected the rhetoric’s widespread use in the public domain, where you heard a lot more of this sort of terminology coming out of the 1980s Labour Party in the era of the Miners Strike and the Militant Tendency and so on.

But when the Soviet Union collapsed in 1991, all the steam went out of international socialism. Up till then the rhetoric of revolution had a genuine sense of threat or menace – not that there was necessarily going to be a revolution tomorrow, but there had been, and there could be again, and so it felt like some kind of communist revolution was, at the very least, a real, conceptual possibility. And this sense of possibility and threat was reinforced by the number of genuinely communist governments around the world, all 15 Soviet states, all of China, half of Europe, much of south-east Asia, as well as the various Marxist guerrilla groups across Africa and Latin America. It was a rhetoric, a set of ideas and a mindset you couldn’t help engaging with every day if you watched the news or read newspapers.

File:Communist countries 1979-1983.png

Communist countries 1979 to 1983. Source: Wikipedia

These terms had real-world presence and possibilities because they were the official rhetoric of half the governments of the world. The Soviet Union, Chinese or Cuban governments routinely made pronouncements condemning the ‘capitalist countries’, attacking ‘bourgeois liberalism’, criticising ‘western imperialists’ and so on.

Now, decades later, all this has disappeared. Gross injustice there still is, and sporadic outbreaks of left-wing-sounding movements for fairness. But they lack the intellectual cohesion and above all the sense of confidence (and funding) and threat which ‘revolutionary’ movements were given in the 1960s, 70s and 80s by the vast presence and threat of the Soviet Union and the Eastern bloc. John Le Carré’s thrillers had such an impact because behind the small number of spies battling it out there was the real sense that a war might break out, that espionage might play a role in the actual undermining of the West.

What I’m driving at is that Hobsbawm’s relentless focus on the political movements of the workers of his era, of the proletariat and radicals and socialists and so on of the 1860s and 1870s, now looks quaint and dated. Of course 1848 to 1875 was the era of the triumph of capitalism and the response of workers and workers parties and liberals and intellectuals all across Europe was often couched in terms of socialism and even communism, and Karl Marx and Friedrich Engels were alive and organising and writing, yes, of course.

But this book’s relentless focus on the plight of ‘the workers’ and the formation of ‘the proletariat’ is not only obviously biased and parti pris but now, in our post-communist era, comes over as dated and contrived. He was writing in the mid-1970s to a widespread acceptance of very left-wing politics which was common not only among academics but in trade unions and major political parties all across Europe and which has now… vanished.

And comes over as boring. I got bored of the way Hobsbawm casually labels the working classes or the populations of non-western countries as ‘victims’, as if absolutely everyone in 1860s China or Persia or Egypt or Africa were helpless children.

I’m just reading a passage where he lambasts the Victorian bourgeoisie for its ‘prejudices’ but his own worldview is just as riddled with prejudice, clichés and stereotypes – the ‘bourgeoisie’ is always 100% powerful exploiters; everyone else is always 100% helpless ‘victims’; only Karl Marx understood what was going on; the holy quest for ‘revolution’ went into abeyance during these years but was to revive and flourish in the 1880s, hurrah!

He repeats certain phrases, such as ‘bourgeois liberalism’, so many times that they eventually become empty of meaning, little more than slogans and boo words.

‘Here is the hypocrite bourgeois in the bosom of his smug family while the workers slave away in his factory’, BOO!

‘Here are the socialist intellectuals and more educated workers seeking to organise labour and planning for the revolutionary overthrow of bourgeois society and the seizure of the means of production by the workers’, HOORAY!

‘Here are the Great Thinkers of the period, Auguste Comte and Herbert Spencer, whose writings supported raw capitalism, racism and eugenics’, BOO!

‘Here are Karl Mark and Friedrich Engels, noble humanitarians who were the only ones to grasp the scale of the socio-economic changes the industrialised world was undergoing’, HOORAY!

2. Hobsbawm’s superficial treatment prevents understanding

This brings me to the other major flaw in the book which is that it reads to me, now, as so superficial on almost all the specific events it covers, as to be actively misleading.

As a starry-eyed and fairly uneducated student it came as a dazzling revelation to learn just how many huge and momentous events took place during this packed 25-year period. It was my first introduction to the 1848 revolutions and the Paris Commune, to the Taiping Rebellion and the American Civil War and so on, all of which stretched my historical understanding and broadened my perspectives on world history.

However, rereading it now, 30 years later, I think Hobsbawm’s presentation of many of these subjects is so brief and is so skewed by the way he forces everything into his Marxist worldview – everything is shoehorned into the same framework of capitalism and proletariat and bourgeoisie – as to be actively misleading.

Because every event he covers is described in terms of the triumph of the liberal-capitalist bourgeoisie over either their own proletariat or entire foreign nations (for example, China or India) everything ends up sounding very samey. He doesn’t distinguish between the enormous cultural, economic, legal and historical differences between nations – between, for example the ‘bourgeoisie’ of America, Britain and Germany, all very different things – he doesn’t pay attention to the complexities and unexpected turns and ironies which defy Marxism’s neat patterns and limited repertoire of concepts.

This generalising tendency makes a lot of the events of the era sound the same and this actively prevents a proper understanding of history’s complexities and strangeness. It was only when I read specific books on some of the events he describes that I came to really understand the complexity and specificity of events which Hobsbawm, for all his verve and rhetoric, often leaves badly unexplained.

For example, I’ve just read Hobsbawm’s description of the Paris Commune (pages 200 to 202) and am profoundly unimpressed. He skimps on the historical detail or the actual events of the Commune, preferring to give a shallow, teenage account of how much it scared the European bourgeoisie and how they took fright at the sight of workers running their own government etc.

Its [the Commune’s] actual history is overlaid by the enormously powerful myth it generated, both in France itself and (through Karl Marx) in the international socialist movement; a myth which reverberates to this day, notably in the Chinese People’s Republic… If it did not threaten the bourgeois order seriously, it frightened the wits out of it by its mere existence. Its life and death were surrounded by panic and hysteria, especially in the international press, which accused it of instituting communism, expropriating the rich and sharing their wives, terror, wholesale massacre, chaos, anarchy and whatever else haunted the nightmares of the respectable classes – all, needless to say, deliberately plotted by the International. (p.201)

See what I mean by rhetoric? Heavy on rhetoric and references to Marx, the International, communist China, revolution, bourgeois order and so on. But where are the facts in that passage? There aren’t any.

Hobsbawm fails to explain the context of the Franco-Prussian War or the complex sequence of events which led to the declaration of the Commune. He glosses over the way the workers’ government came into being, the disagreements among various factions, the executions of hostages which introduced a note of terror and violence into the situation, which was then amply repaid by the French government forces when they retook Paris arrondissement by arrondissement and the mass executions of communards which followed. I only came to properly appreciate the Commune’s grim complexity when, many decades later, I read The Fall of Paris by Alistair Horne (1965)

Same with the Crimean War, which Hobsbawm dismisses as a notorious fiasco and more or less leaves at that (p.96). It wasn’t until I read The Crimean War by Orlando Figes (2010) a few years ago that I for the first time understood the long-term geopolitical forces at work (namely the Ottoman Empire’s decay and the fierce ambition of Russia to seize the Straits and extend their territory all the way to Constantinople), the complicated sequence of events which led up to the outbreak of war, and the multiple ways in which it was, indeed, a mismanaged disaster.

Same with the American Civil War (pages 170 to 173). Hobsbawn gives a breath-takingly superficial sketch (‘For four years the civil war raged’) and, surprisingly for such a left-wing writer, doesn’t really give slavery its due weight. He is more interested in the way victory for the North was victory for American capitalism, which was the view of Marx himself.

Anyway, it wasn’t until I read James McPherson’s epic history of the American Civil War, decades later, that I really understood the long-term causes of the war, the huge conceptual frameworks within which it took place (I’m still awed at the ambition of some of the southern slavers to create a new and completely separate nation which would include all the Caribbean and most of Central America), the terrible, appalling, mind-searing horrors of slavery, the strong case made by the southern states for secession, and the technological reasons (development of better guns) why it went on so long and caused such immense casualties (620,000 dead).

Here are books on specific events or figures from the period, which I would strongly in preference to Hobsbawm if you really want to fully understand key events from the period:

Same on the domestic front. By limiting his description of British society to concepts of capital, capitalists, bourgeoisie and proletariat, Hobsbawm, in his concern with identifying the structural and economic parallels between all the capitalist nations of the West, loses most of the details which make history, and life, interesting.

I came to this book immediately after reading Richard Shannon’s book, The Crisis of Imperialism, 1865 to 1915 which is a long, sometimes rather turgid, but nonetheless fascinating and detailed analysis of the high politics of Britain during the period, which views them almost entirely in terms of the complicated challenges faced by successive British leaders in trying to keep the various factions in their parties onside while they negotiated the minefields of domestic and international politics. Among other things, Shannon’s book brilliantly conveys the matrix of intellectual and political traditions which politicians like Gladstone and Disraeli sought to harness, and how they both were trying to preserve visions of a past equilibrium or social balance which probably never existed, while the world hurried them relentlessly onwards.

By contrast, Hobsbawm’s account gives you no idea at all of the characters and worldviews of the leading politicians of the day; they are all just representatives of the ‘bourgeoisie’, taken as, for all intents and purposes, identical, whether in America, Britain, France, Germany, Italy and so on. (The one possible exception is Bismarck, who emerges with a very clear political agenda, all of which he achieved, and so impresses Hobsbawm.)

The book’s strengths

Where the book does score, what made its reputation when it was published and has maintained it ever since, is the bravura confidence with which Hobsbawm leaps from one continent to another, mimicking in the structure of his text the phenomenal spread of the industrial revolution and the new capitalist ways of managing production, new social relations, a new economy, and new trading relations, new and unprecedented ways of doing things which spread like wildfire around the world. The first half of the book is crammed with raw facts and statistics about the West’s astonishing feats of industrialisation and engineering. Here are some highlights:

1848, the ‘springtime of peoples’

1848 saw political revolution across Europe. I have summarised these in a review of 1848: Year of Revolution by Mike Rapport (2008). The revolutions of 1848 generated a huge amount of rhetoric, primarily by middle class nationalists and liberals, but also from ideologists for the new ideas of socialism and communism.

But the key thing about the 1848 revolutions and the so-called ‘springtime of peoples’ is that they failed. Within a year, year and a half at most, they had all been crushed. Some political gains were made, serfdom was abolished in Hungary, but broadly speaking, within two years the kings and emperors were back in control.

All except in the most politically unstable country of Europe, France, which overthrew its king, endured three years of unstable democracy and then elected a buffoon, the nephew of Napoleon Bonaparte, to become their emperor, Napoleon III (Napoleon counted his father as Napoleon II, hence the way he named himself the third Napoleon). The French replaced an inept king with a populist buffoon. The left was decisively crushed for nearly 40 years, only reviving in the harsher environment of the 1880s.

The labour movement [across Europe] had not so much been destroyed as decapitated by the failure of the 1848 revolutions and the subsequent decades of economic expansion. (p.133)

Boom years of the 1850s

The 1848 revolutions were bitterly fought, there was a lot of bloodshed which amounted to civil war in some parts of Europe, but apart from the fact that they all failed in their aims of establishing liberal republics, the other key thing about them that Hobsbawm brings out is they were the end of a process, not the beginning.

The 1840s are often referred to as the Hungry Forties because of the malign impact of industrialisation on many populations, combined with a run of bad harvests. BUT 1850 saw all this change, with a sudden industrial boom which lasted most of the rest of the 1850s and a run of good harvests.

With the result that the ‘working class militancy’ so beloved of a Marxist like Hobsbawm fizzled out. Chartism, which had at one point threatened the state in Britain, disappeared and the same with the other movements across Europe. All except for the nationalist movements in Germany and Italy, which were by no means socialist or for the workers. The unification of Germany was brought about by Bismarck, the opposite of a socialist.

1848 gold rush

Much more important for the global economy was the discovery, in the same year, 1848, of gold in California. This is the kind of thing Hobsbawm is good at, because he has the figures at his fingertips to show how dramatically the gold rush drew the Pacific world closer together. An unprecedented number of Chinese crossed the sea to find their fortunes in California, part of the huge influx of migrants who boosted San Francisco’s population from 812 in 1848 to 35,000 just 4 years later (p.79).

Crews of ships docking in San Francisco regularly absconded in their entirety, leaving the wooden ships to rot, many of them eventually being torn up and used as building materials. Such was the pull of gold and the mushroom wealth it created, that fleets and food were attracted up the coast from faraway Chile.

The gold rush also acted as a financial incentive for the completion of the transcontinental railways being built at the time (the line right across America was completed in 1869). Previously California had been cut off by the huge Rocky mountains. Now there was the incentive of gold to complete a transport link to it, allowing the traffic of food from the mid-West.

Globalisation

The gold rush in California (shortly followed by one in Australia) is a good example of one of the overall themes of the book, which is that this era saw the advent of Globalisation.

The interdependence of the world economy could hardly be better demonstrated. (p.79)

Due to the railway, the steamer and the telegraph…the geographical size of the capitalist economy could suddenly multiply as the intensity of its business transactions increased. The entire globe became part of this economy. This creation of a single expanded world is probably the most significant development of our period…for practical purposes an entirely new economic world was added to the old and integrated into it. (p.48)

In this industrial capitalism became a genuine world economy and the globe was therefore transformed from a geographical expression into a constant operational reality. History from now on became world history. (p.63)

No wonder that observers saw the economic world not merely as a single interlocking complex, but as one where each part was sensitive to what happened elsewhere, and through which money, goods and men moved smoothly and with increasing rapidity, according to the irresistible stimuli of supply and demand, gain and loss and with the help of modern technology. (p.82)

…the ever-tightening network of global communications, whose most tangible result was a vast increase in the flow of international exchanges of goods and men… (p.85)

For the historian the great boom of the 1850s marks the foundation of a global industrial economy and a single world history. (p.88)

… the extraordinary widening and deepening  of the world economy which forms the basic theme of world history at this period. (p.207)

Second industrial revolution

There are varying opinions about how many industrial revolutions there were. From Hobsbawm’s accounts here and in Industry and Empire it seems clear the first industrial revolution centred on cotton production, took place in Lancashire, and relied on British dominance of international trade, since 100% of the raw material was imported (from the American South) and a huge percentage was then exported (to Africa and India).

There was a slump in the textile economy in the 1830s and Hobsbawm briefly entertains the counter-factual possibility that the process of industrialisation, which had, after all, only touched a relatively tiny part of the world’s surface, might have sputtered out and died altogether.

But it was saved by a second wave of renewed industrial activity leading to phenomenal growth in production of coal and iron, with accompanying technical innovations, which were catalysed by the new technology connected with the railway (which Hobsbawm tells us Karl Marx thought of as capitalism’s ‘crowning achievement’, p.48).

Railway mania

Hobsbawm explains how the railway mania, at first in Britain, then in other industrialising nations, was driven by financial factors, namely the need for capitalists who had acquired large amounts of capital for something to invest in.

Hobsbawm has some lyrical passages, the kind of thing most readers of this book long remember, describing the astonishing feats of finance and engineering and labour which flung huge lengths of iron railroad across the continents of the world between the 1840s and the 1870s, connecting coasts with hinterlands, linking the world together as never before. Many readers remember Hobsbawm’s awed descriptions of the astonishing achievements of individual railway entrepreneurs such as Thomas Brassey, who at one point was employing 80,000 men on five continents (pages 70 to 73).

Such men thought in continents and oceans. For them the world was a single unit, bound together with rails of iron and steam engines, because the horizons of business were like their dreams, world-wide. (p.74)

He points out that Jules Verne’s famous novel of 1873, Around the World in Eighty Days, was fantastically topical to its time. In effect its protagonist, Phileas Fogg, was testing and showcasing the spread of the new railway technology which had girdled the earth (p.69).

Map of the trip

Map of Philea Fogg’s route in Around the World in Eighty Days by Jules Verne (Map created by Roke. Source: Wikipedia)

The electric telegraph

Even more dramatic than railways was the development of the electric telegraph which Hobsbawm describes in detail on pages 75 to 78. It was the telegraph which created the first and definitive communications revolution. In 1848 you had to wait months for letters to arrive from another continent. By 1875 news could be telegraphed from England to America in minutes. It was a transformation in human relations, perception and psychology.

Hobsbawm goes on to make the interesting point that this globalisation was still very limited and focused on high profit areas and routes. Only a hundred miles from the railway and telegraph, billions of people still lived with more or less feudal technology, the fastest vehicle being the ox-cart.

Right from the beginning the process of globalisation created an even bigger zone of unglobalisation, what is now often called the ‘left behind’. So Phileas Fogg’s famous journey has this additional interpretation, that it was a journey along the frontier between the newly globalised and the still untouched. In the novel Phileas travels a kind of borderline between the deep past and the ever-accelerating future.

Production figures

Britain produced 2.5 million tons of iron in 1850, in 1870 6 million tons, or about half the world’s total. Over the same period world production of coal increased by two and a half times, world output of iron four times. Global steam power increased from an estimated 4 million horsepower in 1850 to 18.5 million HP by 1870. In 1859 2,000 million barrels of oil were produced in the USA, in 1874, 11 million barrels. The book ends with a dozen pages of tables conveying these and many other examples of the explosion in productivity and output, and maps showing the spread of trade routes and emigration movements around the world.

The industrialisation of the German Federation between 1850 and 1870 had major geopolitical implications, creating the industrial might which helped Bismarck win three wars in succession and create a united Germany, which has been a decisive force in Europe ever since (p.56).

World fairs

As their economic system, businesses and military might spread around the world, what Hobsbawm calls the ‘liberal bourgeoisie’ celebrated in a series of world’s fairs, starting with the famous Great Exhibition at the Crystal Palace in London at which no fewer than 14,000 firms exhibited (1851), followed by Paris 1855, London 1862, Paris 1867, Vienna 1873 and Philadelphia 1875 (p.47).

Mass migration

The third quarter of the nineteenth century saw the largest migrations in human history to that point. Between 1846 and 1875 more than 9 million people left Europe, mostly for America (p.228). Between 1851 and 1880 about 5.3 million people left the British Isles (3.5 million to the USA, 1 million to Australia, half a million to Canada).

More subtly, maybe, there was large scale inner migration from the countryside to the new mushroom towns and cities of the industrial revolution, creating vast acreages of appallingly squalid, over-crowded slums without any sanitation, water etc. These were to be the settings for the poverty literature and government reports of the 1880s and 1890s which brought about sweeping changes in town planning at the end of the century and into the 1900s.

The challenge to the developing world

The corollary of the notion that industrial ‘liberal capitalism’ spread its tentacles right around the world during this period, drawing all nations and peoples and places into its ravenous quest for profit, was the challenge this represented to all the non-Western nations and other cultures. Hobsbawn has sections describing the responses of the Ottoman Empire, the world of Islam, the Chinese Empire, the Persian Empire and the Japanese to the growing challenge from what he glibly calls ‘the West’.

His passages on these nations suffer from the same shortcomings I’ve listed above, namely that they are brief and superficial. To really understand what happened in China during this period, I would recommend The Penguin History of Modern China: The Fall and Rise of a Great Power, 1850 to the Present by Jonathan Fenby (2013). For an overview of why the non-Western empires and cultures proved incapable of matching the West’s dynamism, I recommend the outstanding After Tamerlane: The Rise and Fall of Global Empires 1400 to 2000 by John Darwin. For descriptions of the internal crises the transformation sparked, generally leading to the overthrow of the old regimes, in the Ottoman Empire, China, Japan in a controlled way, I would recommend you to find books specifically about those countries.

Wars

It was an era of wars. Which era hasn’t been?

  • The Second Carlist War (1846 to 1849) was a minor Catalan uprising
  • The Taiping Rebellion aka the Taiping Civil War or the Taiping Revolution, 1850 to 1864
  • The Crimean War, October 1853 to February 1856
  • American Civil War, 12 April 1861 to 9 April 1865
  • The Unification of Germany involved:
    • The Second Schleswig War aka Prusso-Danish War Feb to October 1864
    • The Austro-Prussian War or Seven Weeks’ War, June to July 1866
    • The Franco-Prussian War War, 19 July 1870 to 28 January 1871
  • The Unification of Italy involved:
    • The Second Italian War of Independence aka the Austro-Sardinian War, April to 12 July 1859
      (2 months, 2 weeks and 2 days)
    • The Third Italian War of Independence between the Kingdom of Italy and the Austrian Empire, June and August 1866
  • The Paraguayan War aka the War of the Triple Alliance, 1864 to 1870
  • The Third Carlist War, in Spain, 1872 to 1876

Famines

Less newsworthy than wars, less painted, less celebrated, producing fewer statues and medals, but many times more people died in famines than conflicts. As Hobsbawm points out, one of the fundamental differences between the ‘civilised world’ and the rest is that the industrial world can (by and large) feed its populations, whereas the undeveloped world is susceptible to failures of harvest and distribution.

  • 1848: Java ravaged by famine
  • 1849: maybe 14 million died in the Chinese famine
  • 1854 to 1864 as many as 20 million died in prolonged famine in China
  • 1856: one in ten of the population of Orissa died in the famine
  • 1861 to 1872: a fifth the population of Algeria died of starvation
  • 1868 to 1870: up to a third the population of Rajputana
  • 3 and a half million perished in Madras
  • 1871 to 1873: up to 2 million, a third the population of Persia, died of starvation
  • 1876 to 1878: 1 million in Mysore

Hobsbawm tries to reclaim human dignity i.e. give these catastrophes some semblance of meaning, by blaming some of this on the colonial powers (especially the British in India; as a British Marxist he is duty bound to reserve most of his scorn and contempt for the British authorities). But the effect of this list is not to make me ‘blame’ anyone, it just overwhelms me with the misery and suffering most of humanity have experienced throughout most of human history.

American states

In the post-civil war era, America continued to grow, adding states to its roster, having now settled the central issue of the war, which was whether they would be slave states of free states. The North’s victory in 1865 meant they would all be ‘free’ states.

  • Wisconsin became a state in 1848
  • California 1850
  • Minnesota 1858
  • Oregon 1859
  • Kansas 1861
  • West Virginia 1863
  • Nevada 1864
  • Nebraska 1867
  • Russia sold America Alaska 1867
  • Colorado 1876

Colonies

The original European colonial powers were Portugal and Spain. Spain lost control of its colonies in Central and South America in the early 1800s. Portugal hung on longer to a handful of territories in Latin America, a few coastal strips in Africa and Goa in India (p.145). The Dutch created a sizeable foreign empire in the 17th and 18th centuries. The French had ambitions to control North America and India but lost out during the 18th century to the British. So that the nineteenth century belonged to Britain, which ruled the world’s oceans and developed an unprecedented web of international, ocean-carried trade and this, Hobsbawm argues, was the bedrock reason for Britain pioneering the industrial revolution.

In a nutshell, the idea is that a fully developed capitalist system must be continually looking for new markets in order to maintain its growth. Where markets don’t exist in its native country, the system creates needs and markets through advertising. Or it conquers new parts of the world and new populations which it can drag into its mesh of trade and sales, extracting its raw materials at the cheapest cost, and turning them into manufactured items which it sells back to colonial peoples at the maximum profit.

Although there continued to be expeditions and territorial claims during this period, it was really a prelude to the frenzy of imperial conquest which characterised the final quarter of the nineteenth century, and which is the subject of the third book in the trilogy, the sequel to this one, Age of Empire.

In a word

Hobsbawm’s book impressed when it was published, and still does now, with its sheer range and scope, with its blizzard of facts and data, with its rhetorical conjuring of a world for the first time embraced and joined together by new technologies (railway, steamship, telegraph).

But its strength is its weakness, for its breadth means it sacrifices subtlety and insight for dogma, and becomes increasingly bogged down in sweeping generalisations about the wicked bourgeoisie and hypocritical capitalists (‘In general capitalists of the first generation were philistines…’, p.334).

By the end of the book I was sick to death of the sight of the word ‘bourgeois’. Hobsbawm sounds like a fairground toy: put a penny in the slot and watch it jerk to life and start spouting endless slogans about the vicious, hypocritical, exploitative ‘bourgeoisie’, especially in the long and profoundly dim final  sections of the book in which, God help us, an ageing Marxist historian shares his banal and  predictable views about the intellectual and artistic achievements of the period. For example:

  • The novel can be considered the one genre which found it possible to adapt itself to that bourgeois society….p.326
  • When one considers the orgy of building into which a prosperous bourgeois society threw itself…326
  • Few societies have cherished the works of creative genius… more than that of the nineteenth-century bourgeoisie. p.327
  • The demands of the bourgeoisie were individually more modest, collectively far greater. (p.330)
  • The business and domestic needs of the bourgeoisie made the fortunes of plenty of architects… (p.330)
  • The bourgeois market was new only insofar as it was now unusually large and increasingly prosperous. (p.330)
  • We can certainly discover those who, for various reasons, resisted or tried to shock a bourgeois public… (p.332)
  • For bourgeois society [the artist] represented ‘genius’…
  • Bourgeois tourists could now hardly avoid that endless and footsore pilgrimage to the shrines of the arts which is still in progress along the hard floors of the Louvre, Uffizi and San Marco. (p.335)
  • [Artists] did not have to conform to the mores of the normal bourgeois… (p.335)
  • Here again Richard Wagner showed a faultless appreciation of the bourgeois artist. (p.335)
  • Did the bourgeois actually enjoy the arts? (p.335)
  • Aestheticism did not become a bourgeois fashion until the late 1870s and 1880s. (p.336)
  • The bourgeoisie of the mid-nineteenth century was torn by a dilemma which its triumph made even more acute. (p.340)
  • At best the bourgeois version of ‘realism’ was a socially suitable selection… (p.340)
  • [Naturalism] normally implied a conscious political critique of bourgeois society… (p.340)
  • The insatiable demands of the bourgeoisie, and especially the petty-bourgeoisie, for cheap portraits provided the basis of [photography]’s success. (p.341)
  • Torn between the idealism and the realism of the bourgeois world, the realists also rejected photography… (p.342)
  • The Impressionists are important not for their popular subject matter – Sunday outings, popular dances, the townscapes and city scenes of cities, the theatres, race-courses and brothels of the bourgeois society’s half world – but for their innovation of method. (p.344)
  • If science was one basic value of bourgeois society, individualism and competition were others. (p.345)
  • [The birth of the avant-garde] represents the collapse of the attempt to produce an art intellectually consistent with (though often critical of) bourgeois society… (p.346)
  • This breakdown affected the marginal strata of the bourgeois world more than its central core: students and young intellectuals, aspiring writers and artists, the general boheme of those who refused to accept (however temporarily) to adopt the ways of bourgeois respectability… (p.347)
  • [French artists] were united, like the Romantics before 1848, only by a common dislike of the bourgeoisie… (p.348)
  • Until 1848 these spiritual Latin Quarters of bourgeois society had hope of a republic and social revolution…. (p.348)
  • Flaubert’s Sentimental Education (1869) is that story of the hope in the hearts of the world-storming young men of the 1840s and its double disappointment, by the 1848 revolution itself and by the subsequent era in which the bourgeoisie triumphed… (p.348)
  • With the collapse of the dream of 1848 and the victory of the reality of Second Empire France, Bismarckian Germany, Palmerstonian and Gladstonian Britain and the Italy of Victor Emmanuel, the western bourgeois arts starting with painting and poetry therefore bifurcated into those appealing to the mass public and those appealing to a self-defined minority. They were not quite as outlawed by bourgeois society as the mythological history of the avant-garde arts has it… (p.349)
  • [Music] could oppose the bourgeois world only from within, an easy task, since the bourgeois himself was unlikely to recognise when he was being criticised. (p.350)
  • Richard Wagner succeeded…in convincing the most financially solvent cultural authorities and members of the bourgeois public that they themselves belonged to the spiritual elite… (p.350)
  • Prose literature, and especially that characteristic art form of the bourgeois era, the novel, flourished for exactly the opposite reason. (p.350)
  • It would be unfair to confine the discussion of the arts in the age of bourgeois triumph to masters and masterpieces… (p.351)

Eventually, by dint of endless relentless repetition, the word ‘bourgeois’ becomes almost entirely emptied of meaning, and the endless conflating of everything bad, vicious, exploitative, hypocritical and philistine under this one mindless label eventually obliterates all Hobsbawm’s attempts to analyse and shed light. It does the opposite.

He nowhere makes clear that, as the fact that it is a French word implies, this venomous hatred of the ‘bourgeoisie’ had special French origins and significances in a politically unstable country which had a revolution more or less every generation throughout the century. These conditions were very particular and couldn’t be applied in the same way in Germany, Britain let alone America. Tennyson didn’t hate the English ‘bourgeoisie’, Dickens didn’t despise the English ‘bourgeoisie’, as much as their French counterparts, Baudelaire and Flaubert hated the French ‘bourgeoisie’. The hatred, the concept and the cultural context are all French and have never made nearly as much sense in Britain, let alone in America, as Marx learned to his bitter disappointment.

The passages describing the astonishing achievements of entrepreneurs, inventors, engineers and industrial innovators during this period remain thrilling and eye-opening, but they make up a minority of the text. Struggling through the long, doctrinaire Marxist and tediously banal second half is like being trapped in a corner of a party by a slobbering bore who asks you to hang on while he just tells you 20 more reasons why the Victorian bourgeoisie were so despicable. ‘Yes, grandad. I get it.’

The Age of Capital is arguably, in its overall tendency and rigidly doctrinaire interpretations, more a relic of its own time, the right-on, Marxisant 1970s, than a reliable guide to the era it claims to describe.

Ad hominem

On one occasion only have I been in a traditional London gentleman’s club, when a TV producer invited me to lunch at his club, the Garrick. He pointed out a few famous members in the packed dining room, including the distinctive features of the agèd and lanky Hobsbawm over at one of the tables.

It struck me how very English it was that this fire-breathing, ‘radical’, ‘Marxist’ historian enjoyed all the benefits of the English Establishment, membership of top clubs, numerous honours (Companion of Honour, Fellow of the Royal Society of Literature, Fellow of the British Academy and so on), enjoying a tasty lunch at the Garrick before strolling back to the library to pen another excoriating attack on the hypocrisy, philistinism, greed, ruthlessness and cruelty of the ancestors of the jolly chaps he’d just been sitting among, confident that his ‘bourgeois’ publishers would do a good job producing and promoting his next book, that the ‘bourgeois’ bookshops would display and sell it, that the ‘bourgeois’ press would give it glowing reviews, and he would be awarded another chestful of honours by a grateful monarch.

It’s not really even hypocrisy, it’s something odder: that academic communities across the Western world happily employed, paid and promoted humanities academics and writers who systematically castigated their employers, their nations and their histories, and cheerfully proclaimed their allegiance to foreign powers (the USSR, China) who made no secret of their intention to overthrow the West in violent revolution.

Well, history has had its revenge on the Marxist historians. As I slotted Age of Capital back onto my shelf I thought I heard the sound of distant laughter.


Credit

The Age of Capital: 1848 to 1875 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback.

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Pre-Raphaelite Sisters @ the National Portrait Gallery

The Pre-Raphaelite Brotherhood

The Pre-Raphaelite Brotherhood (PRB) was an art movement set up initially by three idealistic young art students (John Everett Millais, Dante Gabriel Rossetti and William Holman Hunt) in 1848 and lasted in its first form until 1853.

However, the initial founders were joined by followers, including the young disciples William Morris and Edward Burne-Jones, who evolved a style of medievalising, idealising and spiritualising art which endured till the end of the nineteenth century. In the latters’ hands many of the PRB values evolved into the Arts and Crafts Movement which went on to influence craftspeople across the country and abroad.

Possibly the most memorable style associated with the original Pre-Raphaelites is the depiction of long-gowned, long-necked beautiful women with cupid lips and frizzy hair, brought to perfection in the later paintings of one of the founders and central figures, Dante Gabriel Rossetti.

Proserpine by Dante Gabriel Rossetti (1877) The model is Jane Burden, daughter of a stableman, who married William Morris, became the iconic beauty of the movement, and for whom Rossetti developed an unhealthy obsession during the 1870s

The Pre-Raphaelite World

Reading about the Pre-Raphaelite Brotherhood often reminds me of the the Bloomsbury Group, the group of writers, artists, critics, historians and economists which loosely associated before, during and after the Great War. The two groupings were:

  • a complex matrices of artists, writers, critics, friends and extended families, and wives and lovers, who all bring with them the complicated stories of their intertwined adulteries and affairs
  • many of the wives or children or grandchildren or greatgrandchildren capitalised on their connection to write biographies or memoirs, which helped to add to the ‘legend’ of the group as a whole

Both are characterised by the very pukka English trait of everyone in the group thinking that everyone else – their friends and partners and lovers – was a genius.

Of course this was partly because they all suffered from attacks by the brutal English critics and, quite naturally, sprang to the defence of the paintings / designs / poems / novels or whatever else, produced by their close friends, or bothers, or sisters, or lovers.

The result is that entering the PRB world, like entering the Bloomsbury world, is to quickly become aware of the legends and well-told stories surrounding each of them, of the way the commented on and supported each other’s work, and of a small industry of secondary and tertiary artworks and criticism and writing devoted to them, with a number of descendants working alongside devoted scholars, to pour out a never-ending stream of PRB-related material.

When you go into the shop (which you have to walk through on the way out, just as you have to walk through the shop on the way out of V&A or British Museum exhibitions) you realise that, in any case, this or that new book about the PRBs – in fact all scholarly or biographical writing about the PRBs – forms only a small subset of the wider merchandising surrounding the movement. Alongside the many biographies and memoirs are the posters and prints, reproductions, cards and label pins, fridge magnets, tote bags, scarves, pillowslips and duvet covers, and much more, much more, extending out to the huge range of William Morris-inspired designs you can buy at Liberty’s for wallpapers and carpets and tapestries and so on.

And that’s before you get to the talismanic geographical locations you can visit connected with the group, such as William Morris’s house in Hammersmith, the William Morris museum in Walthamstow, the Red House (now a National Trust property) in Bexleyheath, the remnants of the Morris and Co fabric factory at Merton Abbey Mills, the restaurant at the Victoria & Albert Museum decorated by Arts & Crafts designers, and so on.

So to engage with one or other of the Pre-Raphaelites is not just to go and see a bunch of paintings, it is to enter a large and complex and multifaceted imaginative world. I think this is part of what draws the PRB devotees: the fact that the PRB world is so large, so complex, there were so many of them, who produced so many works, that once you’re in, you can forget all about the actual world we live in and never come out again.

Georgiana Burne -Jones, long-suffering wife of adulterous Edward Burne-Jones, with her children Philip and Margaret in the background, painted by Edward Burne-Jones (1883)

The Pre-Raphaelite Women

As you might expect, many of the women connected to the Pre-Raphaelites – their wives and lovers and models and muses – have been extensively written about, and even had films made about them (for example, a quick search on Amazon shows that the first woman in this exhibition, the model Effie Gray, has had two books written about her, plus a 2015 movie based on her life).

But, rather surprisingly, this big show at the National Portrait Gallery appears to be the first exhibition ever devoted to putting the female point of view of all the women connected with the Pre-Raphaelite Movement, as a whole, as a group.

Specifically, the exhibition showcases the lives and works of twelve Pre-Raphaelite woman, bringing out the extent to which many of them were not passive models or wives-in-the-background, but were studio managers, businesswomen, promoters, mothers, sisters, lovers and muses, as well as – and this is the key revelation of the exhibition – often being notable artists in their own right.

Having pondered how to convey this information, I’ve fallen back on the actual layout of the exhibition as being the most objective, least subjective way of presenting it. The main NPG exhibition space is divided into 12 rooms or parts of rooms, each devoted to one of the twelve women they are showcasing. These are thumbnail portraits of the women’s biographies and achievements:

1. Effie Gray Millais (1828 to 1897) Model, wife and businesswoman

Euphemia (‘Effie’) Gray married the art critic John Ruskin in 1848. She was very beautiful and John Everett Millais used her as the model for the woman in The Order of Release painted during the movement’s first period, in 1852. This hangs as the centrepiece of the first room and we are drawn to the unusual realism of Effie’s face.

The Order of Release 1746 (1852 to 1853) by John Everett Millais

Millais went on a trip to Scotland with the Ruskins, during which Effie’s profound unhappiness became clear. The exhibition includes sketches made of the couple by other guests on the holiday. While Ruskin was totally absorbed in writing up the notes to his masterpiece about architecture. The Stones of Venice, Millais and Effie fell in love. In 1854, supported by her family, she brought a case to annul her marriage, and the following year married Millais. She became his business partner, helping with research, production and marketing of his artworks, researching locations, sourcing costumes, cultivating clients etc. She became Lady Ruskin in 1885 when her husband was made a baronet and there is a painting of her looking very haughty indeed.

2. Christina Rossetti (1830 to 1894) Poet

Christina was sister to the leading Pre-Raphaelite poet and painter, Dante Gabriel Rossetti, and another brother, the critic Michael Rossetti. They were all brought up in an intensely religious atmosphere which is conveyed, here, by the painting of the Annunciation which Dante made in 1850. In 1858 she started working in a home for girls thought to be sexually at risk, an experience which (apparently) inspired her most famous poem, Goblin Market, with its ripe sublimated sexual imagery.

Christina went on to publish three volumes of adult poetry, verse for children and devotional works, was recognised and admired in her time. Fans who gave her good reviews and promoted her works included Tennyson and Browning. (Hmm. You read that and think – ‘So all those times I read about the Victorian patriarchy repressing women and silencing their voices…’ – Here is an example where that is simply not true.)

Beside portraits of her by others, the exhibition includes some of her own drawings and illustrations, her notebook containing a sonnet on Elizabeth Siddal – In an Artist’s Studio – plus a funny cartoon by her brother of Christina having one of her famous ‘rages’, in the cartoon she is smashing up a Victorian living room with an axe.

There appear to be at least six biographies of Christina, plus umpteen editions of her verse and critical studies

3. Annie Miller (1835 to 1925) Model and muse

The daughter of a soldier, Annie grew up in poverty in the backstreets of Chelsea, close to the studio of William Holman Hunt, one of the three founders of the RB movement and, arguably, the most conventionally Christian. He was introduced to her and used her as a model for the woman in his astonishing painting, The Awakening Conscience.

The Awakening Conscience by William Holman Hunt (1853)

Hunt paid for her to be taught to read and write and good manners and deportment, with a view to marrying her. But then he went off to Palestine for two years (1854-6) to paint meticulously realistic Biblical paintings in the actual scenery of the Holy Land, and while he was away Annie also modelled for Millais, Rossetti, Arthur Hughes and others. On his return Hunt was disillusioned by her character which had become, he thought, lazy and addicted to luxury. He broke off the engagement and offered to send her overseas, but she preferred to stay in London and pursue a career in modelling.

By the early 1860s she had found herself an eligible husband, Thomas Thompson, a cousin of Lord Ranelagh, who she married. They moved to Richmond, had children, and in later life Annie was at pains to play down her association with disreputable bohemian artists.

There appear to be no books specifically about Annie.

4. Elizabeth Siddal (1829 to 1862) Model, artist and poet

The working class daughter of a cutler whose shop was in Southwark, Lizzie Siddal was plucked from the street to model for another Victorian painter, before gravitating into the circle of the PRBs and especially Dante Gabriel Rossetti to whom she became a passionate muse. Her most famous commission was as Ophelia in John Everett Millais’s awesome painting of her floating in full dress amid flowers.

But Lizzie was also an artist. She was the only woman exhibitor in an 1857 PRB exhibition which was held in America, the producer of a series of watercolours taking Tennyson and medieval legends as her subject. She also wrote poetry and the exhibition includes a manuscript of her poem, At Last.

After a long and stormy courtship Siddal finally married Rossetti in 1860, but the next year she had a stillborn son, and was lunged into such a deep depression that she committed suicide by poison. Distraught, Rossetti placed the manuscript of his poems in her coffin. A year later he was reluctantly persuaded to re-excavate the coffin, open it, and retrieve the poems, a taboo actions which oppressed him for the rest of his life.

5. Fanny Cornforth (1835 to 1909) Model and lover

Born plain Sarah Cox into a blacksmiths family in Sussex Fanny took her name from her sister who died in infancy. She encountered Rossetti, Ford Maddox Brown and Millais in the Surrey Pleasure Gardens in London and quickly began posing as a model for various paintings.

In 1860 when Rossetti married Siddal, Fanny married Timothy Cornforth, but it appears to have been a holding operation because, when Lizzie killed herself, Fanny moved in with the distraught Rossetti.

For over a decade she sat for many of Rossetti’s mature paintings of the classic pre-Raphaelite look – willowy dresses, long neck, strong jawline, cupid lips, billowing tressed hair, such as one included in the exhibition, The Blue Bower.

The Blue Bower by Dante Gabriel Dante Gabriel Rossetti (1865) The model is Fanny Cornforth, famed not only for her strong pre-Raphaelite jawline, but her sumptuous, tressed, blonde hair

Half-time thoughts

The obvious point about the exhibition so far is that, with the outstanding exception of Christina Rossetti, a notable poet in her own right, and maybe Effie Millais for her efforts as a businesswoman on her husband’s behalf, the women covered so far

  1. mostly do conform to the limited stereotype of model and ‘muse’
  2. are extremely well-known, having been on the receiving end of one or more biographies and even films, and featured in at least two BBC TV dramatisations of the lives of the PRBs

So that you begin to wonder a bit in what way this exhibition is overturning any preconceptions.

It’s in the second half that the show – or its polemical purpose – lifts off, with a raft of women who were clearly notable artists in their own right, and/or had much more to them than

6. Joanna Boyce Wells (1831 to 1861) Artist

Joanna was encouraged to paint by her businessman father, artist brother and sister. (Hmm. You read that and think – ‘So all those times I read about the Victorian patriarchy repressing women and silencing their voices…’ here is another example where that is simply not true.)

Her father paid for her to study art and her first exhibited piece was shown at the Royal Academy in 1855.

Elgiva by Joanna Boyce Wells (1855)

There are half a dozen other paintings and drawing by Joanna in her section, including The Boys Crusade and Head of a Mulatto Woman. Some of them are marvellous, some of them a bit more run of the mill. Difficult to get worked up about this head of an angle. It’s the kind of rather second-rate image you get on umpteen Christmas cards.

Thou Bird of God by Joanna Boyce Wells (1861)

Joanna married Henry Wells during a visit to Italy in 1857 to 1858, and set up a joint a artistic partnership when they returned to England, Lizzie Siddal being quoted approvingly commenting that Joanna was very much the head of the firm’. It was a tragedy when she died aged just 30 from complications of childbirth.

Up till now the exhibition had featured little more than paintings and drawings. Here for the first time was an object, the exact dress which Joanna wore for a portrait of her done by her husband, Henry. This was a fascinating object in itself, with asymmetrical patterns and the jet black Victorian exterior fitted inside with bright scarlet trim.

The presence of objects in the second half of the exhibition made it feel much more interested and rounded – with a dress, a pair of shoes, a handbag, medallions and so on giving a much fuller sense of the times, and of the range of artistic channels which were available.

7. Fanny Eaton (1835 to 1924) Model

Possibly the most striking revelation of the whole exhibition was the life of Fanny Eaton. She was black, born in Jamaica, came to England with her mother in the 1850s and married working class carter and cabman James Eaton.

By 1859 she had been discovered as a model and sat for Rebecca and Simeon Solomon and Albert Moore. She had a thin face and frizzy hair and one of the best things about this exhibition is the way it’s pulled together half a dozen paintings by different artists which use her as a model, along with her biography and a simply stunning pencil drawing of her by Simeon Solomon.

Fanny Eaton by Joanna Boyce Wells (1861)

8. Georgiana Burne-Jones (1840 to 1920) Wife and model

Georgiana is one of the core figures of the PRB myth. She was one of five MacDonald sisters who all went on to achieve fame and eminence, one of her sister’s sons, for example, going on to become the Prime Minister Stanley Baldwin.

Her main role in the mythology is a) long-suffering wife who b) suppressed her own talent in devotion to her husband. At the age of fifteen she was engaged to Edward Burne-Jones, who gave her craft and engraving lessons, and then was apprenticed to Ford Madox Brown.

She married Burne-Jones and moved into the core of the movement, getting to know Jane Morris and Lizzie Siddel, between them they discussed plans to publish a volume of illustrated fairy tales.

But the birth of her daughter Margaret put a temporary end to her own artistic aspirations. She was then dismayed by her husband’s very public infatuation with the artist Maria Zambaco. While he painted ever more torrid and sensual pictures featuring Maria as model, Georgiana found herself sidelined into the fate of motherhood, managing her husband’s studios and business, and Being There to comfort him when he returned from a series of infatuations and affairs.

A classic example of the wife as Mother and Martyr.

9. Maria Zambaco (1843 to 1914) Model, muse and sculptor

Maria Cassavetti was born to a wealthy Anglo-Greek businessman based in London, with patron connections with the PRBs. In 1861 she married a Paris-based doctor but the marriage failed and she returned to London with their children. Here she began modelling for Burne-Jones, an activity which quickly developed into ‘an intense love affair’.

Burne-Jones described her as ‘primeval’ and the siting of Maria’s section right next to Georgiana’s beings out Georgiana’s dowdy, proper Victorian demeanour and helps you understand why the uninhibited Greek beauty must have swept Burne-Jones into a new realm.

Georgiana Burne-Jones, née MacDonald (c.1882) photographed by Frederick Hollyer

Now compare and contrast the naked body of Maria, modelling for B-J’s astonishing painting The Tree of Forgiveness.

The Tree of Forgiveness by Edward Burne-Jones (1882)

This is one of three massive paintings which fill the end wall of the exhibition, the other two being Burne-Jones’ The Beguiling of Merlin, which also features Maria as model, and Proserpine by Rossetti. If you love PRB painting this is one wall with its trio of massive paintings are worth kneeling and praying to. They make you realise that at their peak, the works of Millais, Burne-Jones and Rossetti were of an other-worldly brillance in the sense that they are consummate exampes of the art of painting, but also that they successfully create an Otherworld of the imagination, vastly more rich and sumptuous and perfect and wonderful than the actual fallen world, in which Burne-Jones looked like a kindlier version of Rasputin and his wife looks like a tired childminder.

The world they all aimed to create utterly transcended this one to take us into a world of perfect bodies, perfect colours and shades, and uplifting stories of noble figures from the Bible, the Middle Ages of Greek legend.

Anyway, after the affair with Burne-Jones ended, Maria became a sculptor, studying with Alphonse Legros in London and Rodin in Paris. She produced figurines (none of which, alas, are in the exhibition) and also became an expert at portrait medallions and there are four spirited examples of portraits set in circular medallions. Apparently, most of them have been lost, these four survive because Maria presented them to the British Museum soon after they were exhibited at the Royal Academy.

Exhibited at the Royal Academy? I thought the nineteenth century was the age of the patriarchy when all women were forbidden from practising art or writing… apparently not.

10. Jane Morris (1839 to 1914) Model, muse and craftsperson

Jane Burden grew up in poverty and was destined for domestic service until she met the young Pre-Raphaelites who were undertaking a commission to paint a mural at the Oxford Union. Rossetti painted her as a tall elegant noble Queen Guinevere and Morris married her in 1859. She became his partner in what became Morris and Co., managing the embroidery commissions, and a close friend of the Burne-Jones family, whose children called her Auntie Janey. Henry James called her a ‘grand synthesis of all the Pre-Raphaelite paintings ever made’ and photographs of her as a young woman confirm that she had the super-strong features, the strong jaw, cupid lips and tressed hair beloved by the male painters.

Jane Morris at Tudor House (1865) photographed by John Robert Parsons

In 1868 she resumed modelling for Rossetti and they began an affair which lasted until his nervous breakdown in 1876, and inspired a series of his major mature works like Proserpine, above.

Jane was a renowned needlewoman, who also experimented with bookbinding and calligraphy and the exhibition features an evening bag sweetly designed and stitched by her.

11. Marie Spartali Stillman (1844 to 1927) Model and artist

Born, like Maria Zambaco, into the Anglo-Green community in London, Marie’s sister was painted by James Whistler and Marie herself was then asked to pose for the note Victorian woman photographer Julia Margaret Cameron. The famous Victorian woman photographer. (Hmm. You read that and think – ‘So all those times I read about the Victorian patriarchy repressing women and silencing their voices and preventing them expressing themselves…’ here is an example of that simply not being true.)

Spartali decided to become a painter and studied with Ford Madox Brown, who became a lifelong mentor and her first paintings were exhibited in 1867. (So she’s supported by her male father, by her male mentor, given an exhibition by a male gallery owner, and taken up by a male dealer.)

She married an American and went with him to Italy and Greece on business, painting all the while, for her male husband supported her career. She developed a particular style, ‘notable for colour harmony and evocative atmosphere’, depicting late medieval scenes from Chaucer, Dante or Petrarch.

The First meeting of Petrarch and Laura by Marie Spartali Stillman (1889) Note: this work has never been public displayed before so this is a rare opportunity to see it in the flesh

If this painting is anything to go by, her paintings are detailed, colourful and take colourful historical subjects. But they feel weak and underpowered. All the characters are limp-wristed and so are their poses, and the colouring, which is vague and wishy-washy on outline.

Sorry to be predictable, but compare and contrast with The Tree of Forgiveness by Edward Burne-Jones, which has a tremendous dynamism, and a pictorial excitement, by which I mean he has total command over the medium of oil paints to create a wonderfully dynamic and involving image.

Back in the Jane Burden section there’d been a painting of Kelmscott Manor, the Oxfordshire home of William Morris, painted by Marie and which, it seemed to me, suited her style more than human compositions – a landscape as if on a rather misty morning, the house and garden a little foggy and unclear, making it all the more poignant and expressive.

Kelmscott Manor by Marie Spartali Stillman

Apparently her landscapes like this sold well, particularly in America, where you can imagine them providing exactly the kind of idealised view of a picture postcard Cotswold England which rich American collectors warmed to.

Objects: The exhibition includes a pair of evening shoes designed and stitched by Spartali, who was an accomplished seamstress.

12. Evelyn de Morgan (1855 to 1919) Artist

Evelyn was born into an aristocratic family, the great-grand-daughter of the Earl of Leicester, her uncle was the Pre-Raphaelite artist J.R. Spencer Stanhope. She was a prize-winning student at the Slade School of Art. (Hmm. You read that and think: ‘So all those times I read about the Victorian patriarchy repressing women and silencing their voices and preventing them expressing themselves…’ here is another example of that simply not being true.)

She exhibited alongside Marie Spartali and others at the Grosvenor Gallery (hang on, I thought the Victorian patriarchy prevented women from expressing themselves, becoming artists or selling their work) before in 1887 marrying the noted ceramicist William de Morgan. Together they built a close professional and personal relationship, her art sales subsidising his pottery production.

She came a generation after the first PRBs and her style shows a kind of off-shoot of the style. There are several large paintings by her here and their obvious quality is a kind of cartoon simplification of the PRB style.

Night and Sleep by Evelyn De Morgan (1878)

This huge painting, Night and Sleep, is done with consummate skill, the figures, the faces and the drapery all extremely good. And yet, overall, the composition lacks a certain… vigour? Life? I can’t quite put it into words, but – placed amid so many other masterpieces – it didn’t quite do it for me.

Conclusions

1. The art

None of the women artists shown here are as good as the best of the male artists.

Maria Zambaco, Marie Spartali, Evelyn de Morgan and Maria Boyce Wells are often good, sometimes very good – but nothing they made matches the tip-top best of Rossetti, Burne-Jones or Millais. We could argue about this for a long time, but for me, walking from the pallid rather lifeless pictures of de Morgan back to the big works by Rossetti and Burne-Jones was to move from the alright, quite nice, so-so, to supersonic masterpieces.

The exhibition allows you to size up de Morgan’s painting of a dryad:

The Dryad by Evelyn de Morgan (1885)

And then stroll 20 yards back through the gallery to Burne-Jone’s Tree of Forgiveness, above, in order ot make a direct comparison of their treatments of a nearly identical subject.

It was obviously her artistic choice to treat the subject like this, but de Morgan’s painting seems to me thin and cartoony. Good, but… empty and undemanding. Almost naive art. Whereas the Burne-Jones painting has tremendous, muscular energy which lifts you up into the action, like a movie, like a good book.

BUT – all that said – the exhibition DOES work in showing us that these women were not just ciphers and sidekicks. Many of them really were good and notable artists in their own rights and, as new overviews and histories are written, hopefully their achievements will receive a more coverage and understanding.

AND it brings together into one place works that have either never been seen before like The First meeting of Petrarch and Laura by Marie Spartali Stillman or have not been seen in public for 25 years like Thou Bird of God by Wells, and the cumulative effect – especially in the more artist-focused second part of the exhibition – is to create a kind of communal critical mass where you realise that there were a lot of them, they were very talented, and they did have a lot to say.

2. The lives

In a different direction, the exhibition fleshes out the lives and achievements of the women it is easy to dismiss or overlook as ‘simply’ wives or models. Thus, even though they were only, in the end, quite small sections about each of them, I nonetheless got a much better feel for the lives, hopes, aspirations, achievements and frustrations of figures who had often been only names to me (not being a PRB or Arts & Craft completist) such as:

  • Annie Miller and Fanny Cornforth
  • Jane Burden and Lizzie Siddel
  • and a sad feel for the quiet mournful figure of Giorgiana MacDonald.

And the complete revelation of the character and importance of the black model, Fanny Eaton, whose life story is presented here for the first time.

The exhibition curator Dr Jan Marsh, writes:

When people think of Pre-Raphaelitism they think of beautiful women with lustrous hair and loose gowns gazing soulfully from the picture frame or in dramatic scenes painted in glowing colours. Far from passive mannequins, as members of an immensely creative social circle, these women actively helped form the Pre-Raphaelite movement as we know it. It is time to acknowledge their agency and explore their contributions.

I suspect people will continue for a long time to associate Pre-Raphaelitism with ‘beautiful women with lustrous hair and loose gowns gazing soulfully from the picture frame or in dramatic scenes painted in glowing colours’ – simply because that’s what the best of their paintings depict and are famous for depicting and nothing is going to change that any time soon.

If you’re already a fan of the PRB and the later Arts & Crafts movement this will already be a must-see exhibition. But even if you’re not, it turns into quite an eye-opening revelation as to the roles and work and achievements of many of the women who have only hovered on the periphery of the stories up till now. I don’t think it will turn the average person’s view of the movement upside down… but this exhibition marks a distinct shift of the dial.


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Seen and Heard: Victorian Children in the Frame @ Guildhall Art Gallery

This is an exhibition of artworks on a subject which is so straightforward, so hidden in plain sight, that it is easily overlooked – children.

To be precise, children in Victorian art.

Victorian Children in the Frame

Guildhall Art Gallery has brought together nearly fifty paintings from the long nineteenth century – approximately 1810 to 1910 – which demonstrate some of the ways in which children were depicted by artists during this long period of tumultuous social change.

The exhibition space consists of two large rooms divided into ‘alcoves’ or sections, each devoted to a different aspect of the painted imagery of children 1810 to 1910. At the start there is a timeline showing the major legal and educational reforms which affected children through the nineteenth century.

Timeline for Seen and Heard at the Guildhall

Timeline for Seen and Heard at the Guildhall

Introduction

Before the 19th century children were depicted in art works as miniature adults. By the time Victoria came to the throne in 1837 children were being depicted more realistically, shown playing with toys or pets. Childhood began to be seen as a distinct and particularly valuable period of life, and children – middle and upper-class children, anyway – as needing coddling and protecting.

It should be mentioned early on that the majority of the 46 or so paintings on display are of a quite mind-boggling soppy sentimentality. The commentary doesn’t mention it but the Cult of Sentiment which had arisen in aristocratic circles in the late 18th century carried on and came to full bloom in some extraordinarily sickly paintings during the 19th century. Chocolate box doesn’t begin to describe them. They may be too sickly sweet for many modern tastes.

That said the exhibition includes a large number of artists, most of whom will be unknown and, since every picture has a useful and informative label, reading them all gives you a good sense of the range and diversity (or lack of it) during the period.

And it’s really interesting to see what inhabitants of distant historical periods liked, commissioned and paid for. Sharpens your sense of the enormous cultural changes which took place during this period, and which separate us from that distant time.

This first section includes:

  • John Strange and Sarah Ann Williams (1830) by John R. Wildman
  • The Artist’s son (1820) by Martin Archer Shee
  • Boy and Rabbit (1814) by Sir Henry Raeburn
Boy and Rabbit (1814) by Sir Henry Raeburn

Boy and Rabbit (1814) by Sir Henry Raeburn © the Royal Academy

Children in poverty

There is a slight disconnect in the exhibition between its wall labels and the actual content. The labels emphasise that throughout the period tens of thousands of children suffered from malnutrition, illness, abuse and overwork. And right at the start of the show there is a big display panel listing the major legislation passed during the 19th century with the twin aims of:

  1. protecting protect children from exploitation and
  2. educating them

This explains that free state education for the under-10s wasn’t available until 1870, while it was only in 1874 that children under the age of ten were forbidden from working in factories. These and other basic historical facts make for startling reading.

However, when you turn from the information texts to the pictures you discover that the exhibition itself has almost no paintings of working children, apart from a handful showing romanticised road sweeps and shoe polishers.

There is no depiction whatsoever of children working in coalmines or in any of the hundreds of thousands of factories which sprang up across the land, in any trades or of the thousands of under-age girls who worked as prostitutes.

There’s no depiction of the kind of workhouse described in Oliver Twist or the bullying junior schools shown in Nicholas Nickleby or David Copperfield.

Instead this section contains some more chocolate-boxy images:

  • Cottage children (1804) by William Owen
  • The Pet Lamb (1813) by William Collins
  • Orphans (1885) by Thomas Benjamin Kennington
Orphans (1885) by Thomas Benjamin Kennington

Orphans (1885) by Thomas Benjamin Kennington © Tate

Compare this painting by Thomas Kennington with the Raeburn above. It is interesting to observe the difference in technique between the early and later part of the century (Raeburn 1814, Kennington 1885), the way a Thomas Lawrence-type softness has given way to a style more roughly painted and with more realistic details (the ragged trousers, the hole in the floor).

But it’s still desperately sentimental, though, isn’t it? Still the same rosy red cheeks and catchlights in the eyes.

Children and animals

The commentary suggests that the British public was sentimental about animals long before it cared about poor children, pointing out that the Society for the Prevention of Cruelty to Animals was founded in England in 1824, whereas the National Society for the Prevention of Cruelty to Children wasn’t founded till 1884.

The commentary claims that children and animals became increasingly associated as the sentimental Victorian era progressed, but I personally wasn’t convinced of that. One of my all time favourite paintings is Gainsborough’s depiction of his two daughters with a cat, on show at the National Portrait Gallery’s recent exhibition of Gainsborough portraits – and this dates from 1760.

Mary and Margaret Gainsborough, the artist's daughter, with a cat by Thomas Gainsborough (1760-61) © The National Gallery, London

Mary and Margaret Gainsborough, the artist’s daughter, with a cat by Thomas Gainsborough (1760 to 1761) © The National Gallery, London

Maybe it would be more accurate to say that the association of sweet little children and sweet little animals became more mass produced, a shameless catering to the sentimentalism of the new Victorian mass public. In this show it is exemplified in Millais’s couple of paintings, My First Sermon and My Second Sermon, showing the sweetest of innocent little Victorian girls sitting in her smart Sunday best. This was a madly successful painting which was widely distributed in the form of prints and reproductions.

My First Sermon (1863) oil on canvas by John Everett Millais (1829-1896) Image courtesy Guildhall Art Gallery, City of London

My First Sermon (1863) oil on canvas by John Everett Millais (1829 to 1896) Courtesy Guildhall Art Gallery, City of London

Also in this section are:

  • The First Leap (1829) by Sir Edwin Landseer
  • Portrait of a Young Girl (1891) by William Powell Frith
  • The Music Lesson (1877) by Frederick Leighton
  • Sun and Moonflowers (1889) by George Dunlop Leslie
  • Sympathy (1878) by Briton Riviere
Sympathy (1878) by Briton Riviere

Sympathy (1878) by Briton Riviere © Tate

Children at play

What more nostalgic and anodyne image could you conceive than the innocent children of unspoilt crofters fishing by a clear crystal stream or playing harmless games in a rural garden, as depicted here.

But as the century progressed the notion of ‘play’ became commercialised and integrated into a capitalist economy. Playrooms were built in posh houses, playgrounds were built in new housing developments, the Bank Holidays Act of 1871 gave parents special days to spend with their children.

A further development was the invention of seaside resorts, in the first half of the century only for the rich but leading to the development of increasingly popular resorts like Blackpool, Scarborough and Brighton. The paintings in this section capture all phases of this development but with the emphasis mostly on some really cheesy scenes of innocent rural play.

  • The Nutting Party (1831) by William Collins
  • Borrowdale, Cumbria (1821) by William Collins
  • the Kitten Deceived (1816) by William Collins
  • Try This Pair (1864) by Frederick Daniel Hardy
  • Gran’s Treasures (1866) by George Bernard O’Neill
  • The Playground (1852) by Thomas Webster
  • The Swing (1865) by Myles Birket Foster
  • The Hillside (gathering foxgloves) by Myles Birket Foster

Foster was a skilled watercolourist who painted scenery around his Surrey home of Witley. Looks wonderfully idyllic, doesn’t it, but not much to do with the themes of the commercialisation of holidays and recreation time mentioned in the wall labels.

The Hillside (gathering foxgloves) by Myles Birket Foster

The Hillside (gathering foxgloves) by Myles Birket Foster

Children of city, country and coast

The commentary points out the population explosion which characterised the 19th century, and that most of it took place in new towns and cities. This big increase in population gave rise to hair-raising infant mortality statistics as newborns and toddlers fell prey to the diseases of humans crushed together in cramped, insanitary conditions – typhoid, cholera and the like.

However – counter-intuitively – instead of showing paintings of this squalor and disease, the commentary uses these facts to explain a section depicting children at the seaside, including:

  • Children at the Seaside (1910) by Frank Gascoigne Heath
  • John, Everard and Cecil Baring (1872) by James Sant
  • 3rd Lord Evelstoke as a Boy (1871) by E. Tayleur
  • The Bonxie, Shetland (1873) by James Clarke Hook
  • Word from the Missing (1877) by James Clarke Hook
  • Shrimp Boys at Cromer (1815) by William Collins
  • Ruby, Gold and Malachite (1902) by Henry Scott Tuke
  • Georgie and Richard Fouracre (1889) by Henry Scott Tuke
  • Two Children on Deck (1894) Henry Scott Tuke

This latter trio of works makes Tuke, a leading member of the Newlyn School, with his strongly homoerotic portrayals of teenage boys, possibly the most represented artist here.

Ruby, Gold and Malachite was one of the handful of paintings here which really stood out as serious masterpieces which hold their own today. But then it is debatable whether it is about childhood at all. The naked boys are no longer toddlers but on the verge of manhood and that, surely, is part of its appeal.

Pondering the difference between childhood and adolescence made me realise that the exhibition doesn’t actually give a working definition of ‘childhood’ which is, in fact, a problematic category. There is a vast difference between 6 and 16.

Ruby, Gold and Malachite (1902) by Henry Scott Tuke

Ruby, Gold and Malachite (1902) by Henry Scott Tuke © City of London Corporation

I was really struck by this work, An October Morning (1885) by Walter Frederick Osborne, an artist who studied in France in the 1870s and 1880s and brought the plein air approach back to Britain. 

An October Morning (1885) by Walter Frederick Osborne

An October Morning (1885) by Walter Frederick Osborne. Image courtesy Guildhall Art Gallery, City of London

Really looking at this painting I realised that what it has in common with the Tuke painting is that both have a matt finish, very unlike the shiny and slickly finished super-gloss finish of a Millais or Riviere.

This alone helps to account for the mournful atmosphere of the painting, although it is obviously also due the artfully sombre palettes of browns and greys. In its own way it may be Victorian chocolate box, but I felt it had more soul than most of the other paintings on display.

One-offs

Off to one side, not part of any particular topic, are a couple of monster large paintings including the beautiful landscape titled The Thames From Richmond Hill, London (1905) by Ernest Albert Waterlow. This appeared to be in the exhibition chiefly here because it has been subjected to recent restoration, which is thoroughly explained by a lengthy wall label.

Nearby was an altogether darker and morbid painting, The Man with the Scythe (1896) by Henry Herbert La Thangue.

 The Man with the Scythe (1896) by Henry Herbert La Thangue

The Man with the Scythe (1896) by Henry Herbert La Thangue © Tate

La Thangue was, apparently, famous for the realism of his late-Victorian rustic scenes, mostly of workaday life. This one has an unusual symbolism about it. It’s not easy to see in this reproduction, and was hard to see in the lowered light of the gallery, but at the end of the path, on the right, is a man with a scythe, and the assumption is that the little girl in the chair has just died.

The emphasis on death and the whiteness of the girl’s dress and pillow link it with a number of European Symbolist painters of the time.

Children at school

In 1851 fewer than 50% of children in Britain attended school. In fact the provision of education was incredibly haphazard until the end of the century. Until then there was no system, instead each region had highly localised and overlapping education facilities which might include factory schools (which provided two hours a day education but only after the end of the eight-hour working day), Dame Schools run by spinster women, Ragged schools for the very poorest which taught survival-level writing and reading, private day schools with low fees and notoriously low standards, and a wide range of schools run by local charities, by the Church of England, the Quakers and so on.

Only the middle and upper classes bothered to educate their children beyond the age of 11 and were able to afford the fees for governesses or private tutors, grammar schools, preparatory and public schools. In Victorian society, the well educated were, then, in a tiny majority.

Only with the Education Act of 1870 were local authorities finally put under the obligation to provide free education for every child under 10. Only in 1880 was attendance at school between the ages of five and 13 made compulsory, and it was not until 1891 that education was provided free for all.

Fascinating stuff but, once again, the paintings which ‘illustrate’ these facts are mawkishly twee and sentimental.

  • A Dame’s School (1845) by Daniel Webster
  • Alone (1902) by Theophile Duverger
  • Two Children at Drawing Lessons (1850s) by Daniel Pasmore
  • The Smile (1841) by Thomas Webster
  • The Frown (1841) by Thomas Webster

In the first of this pair of paintings the children are happily smiling and pleasing their teacher. The second shows the same row of little tinkers in various stages of frowning and looking unhappy. Aaaah. Sweet.

The Smile (1841) by Thomas Webster

The Smile (1841) by Thomas Webster

Children at work

Though the birth rate declined during the 19th century as a result of improvements in medicine and education, nonetheless at one point about a third of the population was under the age of 15.

Victorian England was the first developing country. In the early part of the Industrial Revolution children as young as five were sent to work in city streets, country fields, docks, factories and mines. Legislation slowly raised the age at which children could be put to work and limited their working hours, but it’s still a shock to learn how slowly this came about. In 1842 the Mines Act banned the use of boys under the age of ten down coalmines. So 11-year-olds could go, then. It wasn’t until 1878 that children under the age of 10 were forbidden to work in factories.

But regardless of legislation, city street were full of street Arabs, homeless waifs and strays scraping a living. Henry Mayhew’s astonishing multi-volumed enquiry into the lives and work and economics of street labour, London Labour and the London Poor, revealed to middle-class Victorians an astonishing proliferation of street employment and the precise demarcations and hierarchies among, for example, coster-mongers (who sold fresh fruit), mud larks (who searched for valuable scraps in the Thames mud) match girls (who sold match boxes at pitiful rates), and crossing sweepers, who swept the mud and horse poo out of the way of gentleman and ladies who wished to cross the road, for a penny a go.

The paintings on display here completely fail to capture the real misery of poverty and homelessness. Instead the painters are generally hypnotised by the sentimental notion of solitary or abandoned children, and the paintings are vehicles for tear-jerking sentiment. They may be well-intentioned but all-too-often have all the depth of a Christmas card.

  • The Crossing Sweeper (1858) by William Powell Frith
  • Shaftesbury, Lost and Found (1862) by William MacDuff
  • The General Post Office, one minute to six (1860) by George Elgar Hicks
  • A Crossing Sweeper and a Flower Girl (1884) by Augustus E. Mulready
  • Remembering Joys that Have Passed Away (1873) by Augustus E. Mulready
Remembering Joys that Have Passed Away (1873) by Augustus E. Mulready

Remembering Joys that Have Passed Away (1873) by Augustus E. Mulready © Guildhall Art Gallery

Drawings and prints

Off to one side of the main two exhibition rooms is a space obviously set aside for children and school visits, with tiny tables and chair set with paper and crayons and colouring pens.

But what struck me about this space was that it didn’t have any paintings in, it had prints. And the interesting thing about the prints is that they were vastly more realistic than any of the paintings in the main exhibition. Maybe realistic isn’t exactly the word, since since several of them were the cartoon-style illustrations of George Cruickshank, who illustrated Charles Dickens’s early novels.

Field Lane Ragged School, London, c1850 by George Cruikshank

Field Lane Ragged School, London, c1850 by George Cruikshank

What I mean is that, although quite a few of the wall labels in the main exhibition described at length the awful conditions for children in the cramped, crowded, filthy squalid new cities thrown up by the Industrial Revolution, none of the paintings really show this, none of them show children working in factories, down the mines, up chimneys etc.

Presumably this is because Art, Fine Art, the Fine Art of Painting, was required by Victorian critics and theorists to show morally and spiritually and religiously uplifting scenes. Hence the glut of happy children in idyllic rural scenes and, even when a painting does show street sweepers, it’s under a melancholy moon on the empty Blackfriars bridge with a view of the romantic Thames in the background i.e. sweetened and sentimentalised.

So it was left to the illustrators and lithographers and print-makers, the cartoonists and illustrators, of Dickens and numerous other mid-Victorian novelists, to actually show what conditions were like in the crowded streets, in bare attics and crowded workhouses and schools which permanently bordered on bedlam, as in the Cruikshank illustration above.

Thoughts

In other words, it was only when I’d finished going round the exhibition a couple of times, and examined the prints in the children’s activity room a few times, that it dawned on me that paintings might not be a very good medium in which to explore the social history of children during the Victorian era.

In fact, society and critics’ and artists’ views about a) what childhood ought to be and b) what a good painting ought to be, actively prevented painting from being an accurate record of the times.

It is a good record of the (to us, largely false and sentimental) taste of the Victorians. But as to what conditions were actually like for the working poor, it may well be that the illustrators tell us more than any painter ever could.

Meditations in Monmouth Street (1839) by George Cruikshank

Meditations in Monmouth Street, 1839, by George Cruikshank

For me these prints linked directly to the acute depictions of London’s street children made by the woman artist Edith Farmiloe nearly sixty years later, and as recently featured in a fascinating exhibition at the Heath Robinson Museum. Prints and illustrations – that’s where the social historian should be looking, rather than at sickly sweet paintings.

A Make believe Margate by Edith Farmiloe

A Make-Believe Margate by Edith Farmiloe (1902)


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