After the death of Gnaeus Pompeius (Pompey) in September 48 BC, forces loyal to his cause (the ‘Pompeians’) rallied in north Africa (modern-day Tunisia). They were given support by King Juba of Numidia.
Caesar, arriving back in Rome from the East (whose pacification, starting in Egypt, moving through Syria and into Turkey, are described in The Alexandrine War), quelled a mutiny in Campania. He took steps to relieve debtors. Loyal followers were given rewards i.e. governorships and priesthoods. Some were enrolled in the senate to fill gaps. Repentant Pompeians were forgiven i.e. there was no bloodbath as under the dictators earlier in the century, Sulla or Marius.
At the very end of 47 BC Caesar was elected consul and sailed to Africa to defeat this last holdout of Pompeians. The Pompeian forces were led by Quintus Caecilius Metellus Scipio, along with Titus Labienus, Publius Attius Varus, Lucius Afranius, Marcus Petreius and the brothers Sextus and Gnaeus Pompeius (Pompey’s sons). They key port of Utica was held by Caesar’s old foe, Cato the Younger and the Pompeians had a key ally in King Juba I of Numidia.
The African War consists of 98 ‘chapters’ taking up 48 pages of a Penguin paperback.
The African War
Map of the Roman province of Africa showing the towns and cities mentioned in the text
1 to 6: Arrival
Caesar assembles an army from different contingents at Lilybaeum, a port on Sicily. Leaving a Caesarian governor in place, he embarks and sails for Africa. The crossing takes three days and his ships are scattered by winds.
3 to 6: Arrival at Hadrumetum, an important port 50 miles down the Tunisian coast from the ruins of Carthage. Its commandant Caius Considius Longus refuses to negotiate. Caesar sends a prisoner with a message. When Considius asks who it’s from, the messenger replies ‘From the commander-in‑chief, Caesar.’ Then Considius retorted: ‘There is but one commander-in‑chief of the Roman people at the moment, namely Scipio’ and has the messenger executed in front of him.
Caesar rides round the walls and lands his 3,000 or so infantry but rather than lay a siege, knowing other Pompeian forces (Gnaius Piso with 3,000 Moorish troops) are approaching, Caesar makes a fighting withdrawal to Ruspina. Meaning that he had barely left his makeshift camp before Numidian cavalry mount a surprise attack and threaten to overwhelm his rearguard until he sends in Gaulish cavalry, who rout him. But for the entire march his rearguard is subject to lightning attacks.
7 to 19: Operations near Ruspina
Caesar advances to Leptis which he secures but doesn’t let his cavalry ashore. He sends back to Sicily for reinforcements, sends a contingent to find the transport ships which have gone astray, and another detachment of ships to the island of Cercina, which he hears has a large supply of corn.
Next day he returns to Ruspina. He is waiting for the arrival his missing transports. The enemy, led by Meanwhile the enemy, led by Labienus and the two Pacidei, arrive and line up for battle. Caesar deploys his men in a single line with archers in front and cavalry on the wings. Quite quickly Caesar’s force is surrounded and forms into a circle. Labienus rides up and down his front line mocking the Caesarians until one veteran centurion of the Tenth Legion confronts him and throws a spear which transfixes his horse. Caesar turns his legions round and tries to make for the camp but fresh enemy reinforcements arrive. He orders his men to make one last attack and throws his last cohorts into the field, driving the enemy back off the plain, then withdrawing in good order to his own fort
The Penguin edition notes that the historians Dio Cassius and Appian both say this battle was a big defeat, with the Caesarians taking heavy losses and being forced onto a hilltop where they would have been cut to pieces had both Marcus Petreius and Labienus not both been injured.
The account gives Labienus’s reasons for feeling confident, including the rumour that three legions had mutinied back in Rome, listing the mixed forces at his command, then recapping the facts about this battle, namely it was fought on 6 January 46, on the sixth day after Caesar disembarked, on a wide flat plain, from 11 in the morning till sunset.
19 to 36: Waiting at Ruspina
Caesar hears that Scipio is approaching with the main forces (8 legions and 3,000 cavalry (and so builds up the defences at Ruspina, bringing more men from the ships (Gallic and Rhodian rowers and marines, archers of all nations). He sets up smithies to manufacture arrows, javelins and sling shot.
Corn is an issue. The enemy have gathered all there is to collect into strongholds and then laid waste and ravaged the land around.
There’s a kind of interlude or digression in which we are shown Cato (who, it will be remembered, had always been against Caesar and bore some of the responsibility for the civil war by constantly blocking Caesar’s conciliatory offers). Anyway Cato is now in charge of the city of Utica and the text gives us a lengthy speech in which he reminds Pompey’s son, Gnaeus, of his father’s immense military achievements, and encourages him to emulate them. Thus inspired Gnaeus sets off from Utica with 30 ships and a force of 2,000 slaves and freemen to invade the kingdom of Mauretania (to the west of Africa i.e. the coast of modern day Algeria. He is approaching the town of Ascurum when the inhabitants sally forth in force and crush his forces, causing them to flee in panic to their ships, and once embarked they sail all the way to the Balearic Islands.
Meanwhile Scipio leaves Utica and marches via Hadrumetum to join Labienus. The text dwells on Caesar’s shortage of corn and fodder for the horses. Seasoned veterans take to feeding the horses seaweed cleaned in fresh water.
Meanwhile King Juba decides to join the Pompeians and gathers infantry and cavalry to march east and join Scipio. But this leaves his own kingdom undefended, and Bochus, king of West Mauretania, joins with the Roman bankrupt and mercenary Publius Sittius, to attack Juba’s kingdom in the west. They attack Cirta, the richest town in the kingdom. When it refuses to yield, they take it by storm and slaughter the entire population and set about ravaging the land. When Juba hears this he understandably decides he has to defend his own country, and so withdraws his forces from Scipio’s army and returns west, though he leaves 30 elephants.
Some nobles (does this mean Romans of the equites class) come to Caesar, telling him Scipio’s forces are devastating the land and begging him to save them.
Farms were being burned to the ground, fields stripped, herds plundered or butchered, towns and strongholds destroyed and abandoned, and the principal citizens either murdered or held in chains, and their children haled off to slavery on the pretext of being hostages.
Caesar had been planning to winter his troops (it is January) but decides to commence his campaign and sends for reinforcements from Sicily. While Caesar continues fortifying his camp and building causeways to the sea to allow safe disembarkation, a passage is devoted to Scipio’s attempts to train his elephants, difficult beasts.
A digression for the sad story of the Titius brothers who are aboard one of the many troop and transport ships which get scattered en route to Africa, are captured by Pompeian forces, taken before Scipio who has them executed. Why is this tragic little story included?
Cavalry squadrons from both sides skirmish and sometimes talk. Labienus tries to take the town of Leptis which is held by a Caesarian commander. At one point his horse is hit by a javelin from a scorpion and they retreat.
Scipio brings his forces out to face Caesar’s camp every day, with no response, each day becoming more mocking and scornful, till one day he deploys his entire force. Detailed description of how Caesar orders the foragers back inside the camp and deploys a minimum of cavalry but doesn’t offer battle. There’s a page describing Caesar’s motivations and the reason for his confidence which includes the solidity of the camp’s defences and the power of his own reputation. What’s striking about it, though, is its weakness. These are not very effective reasons, and neither is the claim that he didn’t want to win victory over a mere ‘remnants of his enemies’.
This passage lacks the vigour and unstoppable logic of the same kind of thing found in the Gallic Wars i.e. it doesn’t feel at all by Caesar, but very much like an apologist cooking up reasons to defend his actions.
Anyway, Scipio hangs round then withdraws his army into his camp and gives a pep talk. Meanwhile, allegedly, Caesar’s numbers are augmented by a steady stream of Gaelutian deserters. The text claims this is because many of them were done kindness by Marius, to whom they have heard Caesar is kin.
[Caesar’s aunt, Julia, was married to Marius. The editor of the Penguin edition, Jane F. Gardner, speculates that these Gaelutians, or this forebears, had served Marius in the war against Jugurtha, and so had entered into a patron-client relationship with him, which they thought still bound them to his kin, Caesar.]
When they’re Africans, he gives them letters to their kin and sends them back to their territories to recruit.
A little fuss about Acylla. A deputation come from the town and offer Caesar their allegiance and their store of corn so Caesar gratefully sends Gaius Messius to take it, and he arrives just before Considius Longus the Pompeian commander of Hadrumetum.
So this long sequence amounts to Caesar establishing his beachhead and resisting the temptation to battle till he is ready. He sends Gaius Sallustius Crispus to the island of Cercina which he takes without a fight and loads its store of corn aboard ship to be sent to Caesar. And the proconsul Alienus embarks two legions, 800 Gallic cavalry and 1,000 archers and slingers from Sicily and they arrive soon after with Caesar. Two reasons to be cheerful.
Puzzled why Caesar isn’t giving battle or moving about the country, Scipio sends two Gaetulians to pretend to be deserters, find out Caesar’s intentions and report back. In fact once in the presence of Caesar they confess their mission and say they and their countrymen want to desert, and also remember the kindness done them by Caesar’s kinsman Marius. Caesar welcomes them and they are joined by a steady trickle of deserters from Scipio’s legions.
Slow developments: Cato is recruiting more and more forces in Utica; a deputation arrives from Thysdra saying ships with a huge amount of wheat have arrived from Italy; in the west Publius Sittius invades King Juba’s territory and takes a town.
37 to 48: Operations near Uzitta
Instructing the ships to return to Sicily to collect the rest of his army, in the middle of the night of 25 January Caesar strikes camp and moves his army quietly along the coast to an area where a large plain is bounded by a semi-circular ridge.
[I tell you what would be fabulously use in this, the Civil War and the Gallic War – photographs. If the editor/translator had been paid to go out to the locations of these towns or battles and taken photos of the sites. The cumulative effect of all these descriptions is to make you realise how very poor words are at conveying landscape.]
Caesar advances along the ridge taking abandoned forts. The last one is held by Numidians. There is a fight between the cavalry forces. Caesar sent cavalry down into the plain where they massacred some more cavalry, putting Scipio’s forces to flight. A passage reflecting on the bodies of the Gaulish and German dead cavalry and why they had followed Labienus from Gaul.
[One of the subsidiary dramas of the civil war is the way that Labienus went from being Caesar’s right-hand man and most dependable lieutenant in Gaul, to defecting to Pompey at the outbreak of war, and now, commanding the forces directly opposing Caesar in Africa. What were the thoughts of both men about this turn of events?]
Next day Caesar advances his complete army down the ridge, into the foothills and slowly out onto the plain. Scipio advances his army but uses the town of Uzitta as a bulwark for his centre and stops in that position. Caesar realises he can’t fight both an army and storm a town at the same time. After facing each other all day in the African heat, the armies both withdraw and Caesar orders his men to extend their fortifications. Much time spent building camps and fortifications.
The narrative has a habit of cutting away to other developments going on at the same time, and as a result the author deploys the word interim a lot, which Gardner translates as ‘meanwhile’. So:
Meanwhile the Pompeian Considius is still besieging the town of Acylla, held by Gaius Messius. When he hears of Scipio’s cavalry’s defeat (the dead Germans and Gauls) he abandons the siege, burned his corn, spoiled his oil, marched through Juba’s territory to give Scipio some of his forces, then retreated with the rest to hold Hadrumetum.
Caesar is still suffering the problem that troop ships are being blown off course. Several are captured by Pompeian ships. Once contained veteran troops who are brought before Scipio. He very decently offers to spare their lives if they will join him. A centurion of the 14th Legion refuses, says he’s loyal to Caesar, tells Scipio to lay down his arms, and offers to take on Scipio’s strongest cohort with just ten colleagues.
Infuriated, Scipio has the centurion executed on the spot and all the other veterans taken outside the town walls and there tortured to death. Caesar is upset and angry because he had posted lookouts along the coast to spot his ships and they had failed. He has them all dismissed.
Unseasonal weather: rainstorms which flood Caesar’s camp, the men already hard pressed for provisions.
Meanwhile King Juba received a request from Scipio to join him and, leaving a force under Saburra to combat Sittius, marched to join Scipio with 3 legions, 800 cavalry, Numidian riders without bridles, light infantry and 30 elephants. Now there had been much rumour, paranoia and fear among the soldiers about the threat of Juba’s vast forces, but when they lined up with Scipio’s the next morning, the Caesareans were not impressed, all their fears dispelled, and morale restored.
49 to 66: Caesar takes the offensive
Now Scipio has the maximum force available to him battle can’t be far off. Caesar pushes to secure all the forts lining the ridge surrounding the plain, but Labienus beats him to the last in the series. It is reached by going down into a rocky ravine and up the other side and Labienus set an ambush with cavalry hiding behind the heights. But some of Labienus’s men bolted, giving away the plan, so the entire force ends up turning tail and Caesar’s force kills them and occupies the last fort.
Caesar decides to build ‘two containing walls’ across the plain from his main camp to the town of Uzitta. The aim was to protect his flanks as he advanced towards the town and make it easier for the enemy to defect and desert. As usual I found it difficult to envision the position of these walls, and impossible to understand their purpose, and difficult to understand how long walls can be constructed while part of his force stood in front of them skirmishing with barbarian cavalry and light infantry.
That evening, as Caesar is withdrawing his forces to the main camp, the massed forces of Juba, Scipio and Labienus attack and drive Caesar’s cavalry back, but Caesar quickly reverses the direction of march, turns his legions around and they stop and then rout the Pompeians, fighting them back to their camp with much loss of life. Only nightfall prevented Scipio and Labienus falling into his hands, and in the aftermath lots of Pompeian troops defect to Caesar.
Ships carrying the Tenth and Eighth legions arrive. Recalling the disorder and mutiny of some legions in Campania and Sicily, Caesar now assembles the entire army and makes a page-long speech singling out some five officers who have incited mutiny or, in the case of Gaius Avienus, brought over a ship filled entirely with household slaves rather than soldiers – dishonourably discharges them from the army and sends them back to Italy accompanied by just one slave.
Meanwhile the messages Caesar had sent via friendly Gaetulians have borne fruit and the entire people rises up against Juba, who is obliged to withdraw some of his forces from Scipio in order to put down the rebellion.
Caesar’s ‘lines of fortification’ are now complete and he brings up troops and siege engines to attack the defenders of Uzitta. More Gaetulians, specifically about 1,000 cavalry, defect to him.
A digression on Juba’s arrogant behaviour in ordering a Roman officer not to fraternise but worse, ordering Scipio not to wear a red cloak like himself. To think of freeborn Romans taking orders from a barbarian!
Next day Scipio comes out with all his forces yet again. Caesar lines his men up in front of his fortifications and they stand staring at each other. The town is incorporated into Scipio’s line so Caesar is reluctant to attack because, once he’s passed the town, he knows the legions inside it will come out and attack his rear. Impasse.
The text gives a detailed breakdown of the deployment of both forces but, as there is no battle, who really cares. Instead, as Caesar is packing up and withdrawing his army, some of Scipio’s Numidian cavalry attack. Caesar’s Gaetulians respond, counter attack but go too far, across some marshy ground on the battlefield and are quickly surrounded. His cavalry are mauled before making it back to camp as night falls.
Next day dawns and both generals have their soldiers continuing to develop their fortifications.
Caesarian ships arrive and anchor off Leptis. Pompeian Varus attacks them, setting fire to the transports and capturing dome five-bank warships. As soon as he heard this Caesar rode the 6 miles to the harbour, ordering all his ships to meet him there. Alarmed, Varus turned his fleet back towards Hadrumetum; Caesar pursued and captured a quinquereme and trireme. Varus’s fleet makes it into the harbour at Hadrumetum and Caesar can’t follow because of an adverse wind but sets fire to all the transports anchored outside.
In the captured ship are some Roman nobles. Caesar executes on man he had pardoned in Spain, only to have him go join Pompey in Pharsalus, and then come here to serve Varus. Another noble he spared because he honestly claimed to have been taken prisoner and had no time to escape.
Caesar discovered secret underground stores of corn and sent men to fetch them. Learning of this Labienus set an ambush for next time they did it, deploying cavalry and light infantry. Learning of this Caesar lulled him into a false sense of security, then deployed three legions and all his cavalry behind the foraging party. When Labienus attacked the latter, the Caesarian cavalry attacked, when the main body of Labienus’s cavalry came to their help Caesar revealed his three legions and Labienus withdrew.
Next day King Juba had all the Numidians who had fled their posts during the failed ambush crucified.
67 to 78: The Pompeians lose the initiative
Lack of corn prompts Caesar to abandon his camp, burning it, assigning garrisons to the three friendly towns of Leptis, Ruspina and Acylla, setting his ships to blockage Hadrumetum and Thapsus. He marches with the remainder to Aggar, where he establishes a new camp, and goes successfully foraging for food. By ‘foraging’ I take it the text means stealing food from all the inhabitants of the region.
Scipio follows. Caesar captures Zeta, leaves a garrison and is minded to attack Scipio’s forces which are themselves foraging when more legions appear. As he marches back towards Aggar past Scipio’s camp, the latter attacks. Fierce fighting, the Numidian cavalry attacking if he retreats but pulling back if he stands. It takes all night to slowly retreat back to his camp while fighting off the skirmishing Numidians.
The Africans’ tactics of constant skirmishing but retreat as soon as the infantry offer engagement, requires a completely new set of tactics, and so Caesar personally sets about retraining his troops.
How many feet they were to retreat from the enemy; the manner in which they must wheel round upon their adversary; the restricted space in which they must offer him resistance — now doubling forward, now retiring and making feint attacks; and almost the spot from which, and the manner in which they must discharge their missiles — these were the lessons he taught them.
Caesar imports elephants from Italy for his troops and horses to get used to, for the troops to learn the weak spots of and practice throwing untipped javelins at. And has to accustom the legions to this new, sneaky, guileful, tricky opponent.
A deputation from the town of Vaga arrives to ask for Caesar’s protection. Soon after which a refugee arrives to declare that Juba had hastened to the town to stop it being occupied, stormed it, slaughtered the entire population, and abandoned it for his troops to plunder.
On 21 March Caesar holds the traditional purification ceremony of the army. Apparently, this had something to do with marking the start of the campaigning season although, as we’ve seen, Caesar campaigned throughout the winter. Next day he marches to Scipio’s camp and presents his army in battle array, but Scipio doesn’t rise to the bait.
Next day he marches to Sarsura. Labienus attacks the rearguard, capturing many camp followers then attacking the troops themselves, but Caesar had anticipated this and stationed men without baggage in the rear who promptly turned, raised standards, and scared Labienus off.
At Sursura Caesar slaughtered the entire Pompeian garrison. Caesar distributed corn to the army then marched on to Thysdra but finds no water and so retires to Aggar.
The town of Thabena revolts against Juban rule, massacres its garrison and asks for Caesar’s protection, so he sends a detachment to take it. At the same time more troop transports arrive from Italy, some 4,000 infantry, 1,000 slingers, 400 cavalry, so Caesar assembles his force and marches to a plain two miles from Scipio’s camp.
It’s near a town named Tegea. Scipio brings his men out of his camp, deploying them. Time passes. Eventually a cavalry skirmish develops in which both sides send in reinforcements, but Caesar has the best of it, his cavalry pursuing the enemy three miles up into the hills and killing many before returning.
But Caesar can’t get the enemy to fight. He realises two things: that they lack confidence in their own abilities and so are relying on Caesar’s shortage of water to wear him down. And so on 4 April, by night, he left the camp by Aggar and marched 16 miles to Thapsus, which Vergilius was holding with a large garrison.
Scipio follows him and now, according to the narrative, is forced to give battle. Why? ‘To avoid the utter humiliation of losing Vergilius and those most staunch supporters of his cause — the men of Thapsus’.
79 to 86: The battle of Thapsus
Caesar advances to Thapsus and begins to invest the town. Scipio follows and finally encamps 8 miles south. Thapsus is on a promontory with a big salt lake to its south, creating a narrow land corridor. Because Caesar had blocked this Scipio went up and round the western side of the lake.
Map of the battle of Thapsus, 6 April 46 BC
Scipio’s men give signs of agitation behind their fortifications and this incites Caesar’s forces. It’s an oddity of this battle that Caesar does everything in his power and even gets his centurions to try and restrain the men, but then a bugler gives the signal to advance and the cohorts run forward charging, and Caesar gives in to fortune and destiny.
Sling shots terrify the elephants. The Moorish cavalry panics and flees. (Digression to describe the action of one brave legionary who attacks a furious elephant to stop it trampling to death a camp follower.) The garrison of Thapsus emerge from their fortifications and wade through the water to join their comrades but are beaten back by slings and arrows.
The retreating Pompeians arrive at Scipio’s base camp but discover there is no one there to rally them. They run to Juba’s camp to discover it is in enemy hands. The Scipionians drop their arms and beg for mercy but Caesar’s men’s blood is up and they massacre them to a man, despite Caesar’s orders to stop, and even wound eminent nobles and knights on Caesar’s own side.
In the way of these kinds of texts, the casualties are given and seem a) suspiciously round figures and b) ludicrously one sided. Thus, 5,000 of the enemy are killed to Caesar’s 50 dead and a few wounded. He captures 64 elephants. What I want to know is what happened to Scipio, Labienus and Juba who all disappear from the narrative.
(Plutarch, in his life of Caesar, 53, says: ‘Thus in a brief portion of one day he made himself master of three camps [Scipio’s, Juba’s and Afranius’s) and slew fifty thousand of the enemy, without losing as many as fifty of his own men’.)
Next day Caesar lines his whole army up in front of Thapsus and calls on Vergilius to surrender but there is no reply. Next day he gives rewards and praise to the bravest fighters, then leaves a commander to besiege Thapsus and one to besiege Thysdra, while he proceeds to Utica.
87 to 98: Final stages of the campaign
Scipio’s retreating forces arrive at the town of Parada. The people have heard of Caesar’s victory and so refuse the Pompeians entry but the Pompeians storm it, pile up logs in the forum, burn the town’s precious belongings, then tie up townspeople and throw them into the flames.
Cato the Younger was governor of Utica. He didn’t trust either the senate of 300 or so eminent Romans or the townspeople. The latter he forced into a trench in front of the town, the latter he kept under guard. When Scipio’s cavalry arrived they attacked the townspeople in the trench but were beaten off. So instead the cavalry break into the town and plunder and loot it. Cato could only stop them by promising 100 sesterces each, joined by a Roman noble Faustus Sulla, who gave them money, then they rode off west to join King Juba.
Cato assembles the Three Hundred (presumably meaning the town’s senate or leading figures) and persuades them to free their slaves in order to join the defence of the town. Only some comply. Many want to flee, so Cato sets about carefully and methodically putting ships at the disposal of the fleeers. He assigns his children to the care of his questor, then withdraws to his bedroom, where he runs himself through with a sword. When his slaves and friends run in and try to patch him up, Cato pulls at the wound and his guts with his own hands, killing himself. Yuk.
These last acts of his management of the town and suicide are described in detail in Plutarch’s life of Cato. The townspeople opposed him but came to respect his rectitude.
His deputy, Lucius Caesar, opens the town gates and welcomes Caesar’s forces. Caesar marches through the territory picking off towns which now throw themselves open to him, including Usseta and Hadrumetum, finally arriving at Utica as it got dark. Along the way he met and pardoned a suite of Roman nobles who had been holding the town against him.
Next morning Caesar assembled the 300 and upbraided them for opposing him. They were trembling all expecting to die but Caesar forgives them, albeit on the harsh condition that all shall love all their properties, confiscated by the state. If any buy them back, they shall hold their property secure and the fee amount to their fine. He imposed a group fine on the 300 of 200 million sesterces.
King Juba flies west, hiding in farmhouses during the day, till he arrives at the town of Zama. Now he had built a huge pyre here and threatened the people with burning them on it with the result that, no surprisingly, they refuse to let him in. Neither will they hand over his treasure or wife and children so Juba ends up taking refuge with Marcus Petreius in a country villa.
The people of Zama send an envoy to Caesar begging his protection so he sets off. Some of the king’s cavalry officers approach him asking for forgiveness and he forgives them all. This is excellent policy because, as word spreads of his clemency, more and more towns surrender to him and senior officers come over.
Considius, who had been holding Thysdra for the Pompeians, hearing of their defeat at Thapsus, takes treasure and slips out of the town with a small entourage of barbarians. But somewhere along the trail the Gauls cut him down, stole the gold and absconded.
At which point, realising it is all over, Vergilius asks safe conduct for him and his family, then surrenders Thapsus.
King Juba, with no army to command and abandoned by his people, resolves on suicide. There are a number of versions: some say he and Petreius agreed to duel, he easily killed Petreius then stabbed himself; or Petreius killed him then stabbed himself; or they killed each other at the same time; or they both committed suicide.
Meanwhile, in the west, Sittius routed the army of Juba’s general, Saburra, killing the general. Then he heard of the 1,000 cavalry under Faustus Sulla and Afranius, fresh from sacking Utica and being paid off and planning to take ship to Spain, last holdout of the Pompeians. Sittius ambushes them, killing a great number but taking alive Faustus and Afranius. A few days later, in some obscure affray, they were killed. Caesar pardoned their children and let them keep their property.
Scipio, Damasippus, Torquatus and Plaetorius Rustianus were making for Spain aboard warships. After a stormy passage they were carried towards Royal Hippo, where Sittius had his fleet at that time. Outnumbered as they were by the latter, Scipio’s vessels were surrounded and sunk and Scipio and the others all perished. [Other accounts say that, after losing the naval engagement Scipio also committed suicide by stabbing himself with his sword.]
Having entered Juba’s royal town of Zama, Caesar holds an auction of King Juba’s belongings and gives the citizens of Zama rewards for resisting their king. He declared the kingdom a Roman province, appointing Gaius Sallustius proconsul, awarding western Numidia to King Bochus. Sittius founds a colony there. (This Sallustius is the same man who in the late 40s retired from public life and wrote monographs in the Jugurthan War and the Cataline Conspiracy.)
At Utica Caesar sold the property of commanders under Juba and Petreius, imposed fines on the towns which held out against them but took steps to make sure they weren’t plundered. On Leptis he imposes a fine of 3 million pounds of oil a year.
On 13 June Caesar set sail from Utica, arriving at Caralis on Sardinia. Here he punishes the people of Sulci for rebelling against him, then set sail along the coast of Italy and arrived safely back in Rome.
The Jugurthine War by Gaius Sallustius Crispus is divided into 114 short numbered sections, generally referred to as ‘chapters’, although most of them are only a page or less in length. Sallust probably wrote it in 41 BC after he had abandoned a career in politics.
Summary
(Chapters 1 to 4) Introduction.
(5 to 6) Jugurtha’s family and Jugurtha’s character. He was the illegitimate nephew of the King of Numidia, Micipsa (ruled 149 to 118 BC). (Numidia consisted of the northern and coastal territory of what is now the modern state of Algeria.)
(8) Jugurtha is seconded to the Roman army of Scipio Aemilianus which is fighting against the Numantians. Jugurtha quickly learns warcraft and becomes popular with the army and Scipio.
(9) Alarmed at Jugurtha’s prowess, King Micipsa decides that, upon his death, he will divide his kingdom between his natural sons Adherbal and Hiempsal, and Jugurtha.
(12) Micipsa duly dies in 118 BC and his kingdom is divided up as he wished, but Jugurtha swiftly moves to have the younger son, Hiempsal, assassinated.
(13) Jugurtha turns to attack Adherbal and the latter flees to Rome to ask for help.
(14) Fearing the Senate will take Adherbal’s side, Jugurtha sends ambassadors to Rome, who confront Adherbal in the Senate-house, where Adherbal makes a speech.
(15 to 16) Bribed by Jugurtha, the Senate decides not to punish him but to divide Numidia between Jugurtha and Adherbal. Jugurtha bribes Roman officials to make sure he gets the more fertile western part of Numidia.
(17 to 19) Digression: a description of the geography and inhabitants of Africa which, as far as I can see, is fanciful and worthless.
(20 to 21) 113 BC Jugurtha invades Adherbal’s part of the kingdom, defeats him and besieges him in Cirta.
(22) Roman deputies arrive to broker a peace deal but Jugurtha ignores them.
(23 to 24) Adherbal’s distress prompts him to write a letter to the Senate.
(25 to 26) Jugurtha ignores a second Roman deputation, this time headed by Marcus Scaurus, a respected member of the aristocracy, takes Cirta and puts Adherdal to death along with Roman merchants who happened to be in the city, thus scandalising Roman public opinion.
(27 to 28) 111 BC The Senate decides Jugurtha has gone far enough, votes for war and sends one of that year’s consuls, Lucius Calpurnius Bestia to warn him.
(29 to 30) Jugurtha bribes Calpurnius and makes a treaty with him, according to which he hands over his war elephants and pays a trivial fine, a treaty which key figures in the Senate, also in receipt of bribes, proceed to ratify.
(29 to 30) But when the treaty is discussed at Rome the tribune Gaius Memmius spearheads popular opposition to it and demands an inquiry.
(33 to 34) Jugurtha is summoned to Rome and realises it is wise to attend. But while there he a) bribes tribunes of the plebs to veto proceedings so he is not called to testify to the Senate; and b) manages to arrange the assassination of his cousin and rival, Massiva. Heavily bribed, the Senate again wanted to look the other way but was forced by popular outcry to order Jugurtha to quit Italy (instead of throwing him in prison).
(35 to 36) 110 BC Spurius Postumius Albinus, successor to Calpurnius as consul, renews the war but lacks energy to drive it home, before returning to Rome and leaving his brother, Aulus Postumius Albinus, in command.
(37 to 38) Aulus allows himself to be lured into the desert where he is defeated, losing half his army. The other half is forced to ‘pass under the yoke’ in a disgraceful sign of submission. Aulus is forced to conclude a dishonourable treaty with Jugurtha.
(39) Outraged, the Senate annuls the treaty and sends back Albinus to continue the war.
(40 to 41) The people demand an inquiry into the conduct of a whole series of nobles who have clearly been bribed by Jugurtha to repeatedly let him go free or signed corrupt treaties with him. Sallust gives a summary of the opposing popular and senatorial factions.
(43 to 44) The Senate finally appoints a capable military commander, Quintus Metellus, who proceeds to retrain and rediscipline the lax army of Africa (109 BC). He picks his senior officers on merit rather than good family connections, and so appoints the former tribune Gaius Marius to a senior command. Sallust gives a brief profile of Marius, the man who was to dominate Roman politics in the years after the war.
(46) Spurning Jugurtha’s bribery and offers of peace, Metellus marches into Numidia.
(47) Metellus establishes a garrison in Vacca and talks some of Jugurtha’s lieutenants into deserting him.
(48 to 54) Metellus’s lieutenant, Rutilius, puts to flight Bomilcar, the general of Jugurtha, but Roman stragglers are picked off by Jugurtha’s forces.
(55) Metellus’s success is celebrated in Rome.
(56) Metellus besieges the town of Zama, Marius repulses Jugurtha at Sicca.
(57 to 60) Metellus’s camp is taken by surprise by Jugurtha’s forces.
(61) Metellus raises the siege and goes into winter quarters. He persuades Bomilcar to come over to the Roman side.
(62) Metellus makes a treaty with Jugurtha, who breaks it.
(63 to 65) Profile of Marius who is ambitious for the consulship. When the patrician Metellus pooh-poohs his ambitions, Marius becomes resentful and schemes against his commander. In the years to come experiences like this will help to define Marius as the leader of a ‘Popular’ or ‘People’s’ party.
(66 to 67) The Vaccians surprise the Roman garrison and kill all the Romans except for Turpilius, the governor.
(68 to 69) Metellus recovers Vacca and puts Turpilius to death for treachery.
(70 to 72) Bomilcar and Nabdalsa conspire against Jugurtha but Jugurtha discovers their plot.
(73) Finally, Metellus gives Marius leave to return to Rome where he successfully campaigns to be elected consul and is given command of the army in Numidia i.e. replacing Metellus.
(74) Meanwhile, Metellus defeats Jugurtha who flees to the town of Thala (108 BC).
(75 to 76) Metellus pursues Jugurtha who abandons Thala, and Metellus takes possession of it.
(77 to 78) Metellus receives a deputation from Leptis who explain its strategic and economic importance.
(79) History of the Philaeni.
(80 to 81) Jugurtha collects an army of Getulians and wins the support of Bocchus I, King of Mauritania and Jugurtha’s father-in-law. The two kings march towards the town of Cirta.
(82 to 83) Upon hearing that Marius has been appointed to replace him, a very irritated Metellus ceases prosecuting the war, reverting to diplomatic efforts to separate King Bocchus from Jugurtha.
(84 to 85) Back in Rome, a description of Marius’s popularity with the people of Rome and scorn for the nobility i.e. a man after Sallust’s heart. Marius gives a very long speech to the people castigating the Optimates (the nobility) as apathetic, resting on the laurels of their ancestors and haughtily despising Marius for being a ‘new man’ i.e. not coming from an ancient and venerable family. Then he sails for Africa.
(86 to 87) 107 BC Marius arrives in Africa, where Metellus hands over command without actually having to meet him.
(87 to 88) Reception of Metellus in Rome and the plans of Marius.
(89 to 91) Marius marches against Capsa and takes it.
(92 to 94) Marius gains a fortress which the Numidians thought impregnable after a junior soldier discovers a secret way up the hill it’s built on.
(95 to 96) Arrival of the quaestor Lucius Cornelius Sulla in Marius’s camp, his character and ambitions. The rivalry between these two men will become the central thread of Roman politics.
(97 to 98) Jugurtha and Bocchus’s massed armies attack Marius and catch him by surprise. The Roman army is forced to form protective circles to survive.
(99) As night falls the Numidians retire to a badly organised camp and at dawn Marius, having rallied the Roman troops, surprises them and routs them with great slaughter.
(100) Marius’s vigilance and discipline.
(101) Marius fights a second battle at Cirta against Jugurtha and Bocchus and gains a second victory over them (106 BC).
(102) Marius receives a deputation from Bocchus and sends Sulla and Manlius to confer with him.
(103) King Bocchus intends to send ambassadors to Rome but before they leave Africa they are set upon and stripped by robbers. They take refuge in the Roman camp and are entertained by Sulla during the absence of Marius.
(104) Bocchus’s ambassadors finally make it to Rome. The answer which they receive from the Senate.
(105 to 107) Bocchus invites Sulla to his camp for a conference.
(108 to 109) Negotiations between Sulla and Bocchus.
(110 to 113) Speech of Bocchus to Sulla and Sulla’s reply. In sum: Bocchus is persuaded to betray Jugurtha.
(114) Jugurtha is invited to Bocchus’s camp expecting another of their comradely meetings. Instead he is arrested and then taken in chains to Rome. All his followers are massacred. For bringing the war to an end Marius is awarded a formal triumph through Rome (104 BC), much to the enduring resentment of Sulla who feels it was he who carried out all the dangerous negotiations.
For his treachery, Bocchus is awarded the western half of Numidia and made ‘a friend of the Roman people’. Jugurtha is dragged through the streets as part of Marius’s triumph and then dies in a Roman prison.
Thoughts
Corruption
Rome fought many wars. Sallust chooses to describe the Jugurthine war because it exemplifies his central theme of the decline and fall of the Roman aristocracy and state. Even at the time it became a running scandal that the war dragged on for such a long time because Jugurtha successfully bribed officials who were sent to negotiate with him and then, when he actually visited Rome, enough senators and tribunes to prevent any serious steps being taken against him.
Marius and Sulla
As this summary shows, the two key figures who were to dominate Roman politics for the next 20 years, down to 78 BC – Marius and Sulla – first served together, got to know each other’s strengths and weaknesses and built up grudges against each other, during the protracted campaigns of the Jugurthine War, and Sallust’s digressions to give us portraits of each man are historically important, given the roles they were to go on and play during the civil war between them.
Patchy
Sallust’s descriptions of Africa’s geography and peoples are worthless hearsay and legend. Woodman expresses the general puzzlement of scholars at the fact that we know that Sallust actually served in Africa and yet his description of the territory is terrible. And he served in the army in Africa, and yet the same goes for his descriptions of military manoeuvres and battles, particularly the long drawn-out Battle of the Muthul, which are obscure and confusing.
Autopsy
Incidentally, his brief description of Sallust’s puzzling ignorance of African geography also highlights the odd way with words of the editor and translator of the Penguin edition of Sallust, A.J. Woodman. Woodman ponders whether Sallust had an ‘autoptic’ view of Africa and had performed an ‘autopsy’ (page xxi). I don’t think I’d ever read the word ‘autoptic’ before and never come across ‘autopsy’ referring to geography. On looking them up I learned that ‘autoptic’ means ‘seen with one’s own eyes; belonging to, or connected with, personal observation’ and, in this context, an ‘autopsy’ can mean a personal survey of a place or event.
So Woodman is technically correct to use the words autopsy and autoptic to discuss the extent to which the digression describing the geography of Africa in the Jugurthine War is based on Sallust’s first-hand experience, or was copied from secondary sources.
Odd use of the word, though, isn’t it? And, along with his misleading use of ‘prowess’ to translate virtus (described in the previous blog post) and other oddities, Woodman’s lexical eccentricity eventually drove me from reading the Penguin translation altogether. I read the older translations which are available online.
War crimes
I couldn’t help being disturbed by the Roman war crimes which Sallust describes. The Roman army behaved abominably. For example, at the end of 107 BC Marius made a dangerous desert march to Capsa in the far south where, after the town surrendered, he executed all the inhabitants, men, women and children. This kind of thing happens several times.
Sallust always justifies and explains these tactics, giving the impression they were not standard, that they were part of a deliberate strategy of intimidation or terror. Nonetheless, especially given the time when I was reading Sallust – as Putin’s Russia continued to devastate Ukraine, murdering innumerable innocent civilians – these ancient acts read like inexcusable atrocities and war crimes.
One reason van Reybrouck describes his history of the modern Congo as ‘epic’ is because so much happens that it becomes quite bewildering. Possibly you can break it down into two main parts:
Part one – pre-independence
Pre-history
The slow spread of Bantu tribes from central west Africa about 1,000 BC. The slow arrival of limited agriculture but without the pack animals or variety of farmed animals found in Eurasia resulting in subsistence farming. The permanent toll of fierce diseases carried by the tsetse fly killing humans and animals. The rise of the relatively small kingdom of Kongo around the mouth of the Congo River from the 14th to 19th centuries. It was this kingdom that the first Portuguese explorers encountered around 1500 and whose name came to be applied to the river and then the larger region.
European exploration 1850 to 1885
The tentative probing of David Livingstone into the region from the east, followed by the path-breaking expedition of Henry Morton Stanley which mapped virtually the entire length of the vast river. Followed by Stanley being commissioned by King Leopold of Belgium to open up the river by building a road, railway and importing steamships. And the rivalry with the French, represented by Pierre Savorgnan de Brazza who wanted the territory directly north of the river, which ended up becoming the neighbouring state of Republic of Congo.
King Leopold’s Free State 1885 to 1908
At the Berlin Conference King Leopold of Belgium managed to persuade Bismarck and the French to assign him the huge area of Congo as his own personal fiefdom. I’ve documented the abuses and atrocities carried out by the King Leopold’s Force Publique which terrorised the entire native population in order to extract the maximum ivory and then rubber in reviews of King Leopold’s Ghost by Adam Hochschild (1999) and a review of the first part of this book. Eventually, Leopold was forced by public, political and international opinion to hand the Congo over to the Belgian state to run.
Colonial period 1908 to 1960
The long colonial period is interesting for what it says about European exploitation of its colonies in general, namely the continuation of the harvesting of raw materials by European companies, but the slow movement towards creating an educated native middle class, called the évolués, particularly after the Second World War (page 215 onwards).
Ironically, the creation of a very small educated class (numbering maybe 12,000 by 1954) went hand in hand with post-war affluence for the Belgian settlers. Between the wars it had still been a country for rough, tough male pioneers. After the war, new technological developments (in medicine and air conditioning) meant many more wives were brought over, affluent suburbs were created, gated communities with big houses, big lawns, big swimming pools, big chauffeur-driven cars. At just the moment that young educated Congolese began writing articles and books about their colonial status, a new kind of colour bar arose, whereby they were forbidden from entering whites only bars or swimming pools. Which created bitter resentment from the évolués who complained that they’d done everything the colonialists wanted, copied their clothes and manners but were still treated like second class citizens in their own country.
The rush to independence 1955 to 1960
Van Reybrouck’s account of Congo’s rush to independence is riveting (but then every section of this brilliant book is riveting). A number of themes come over very clearly:
Spirit of the age: between 1945 and 1949 the Phillipines, India, Pakistan, Burma, Ceylon and Indonesia won independence from their colonial masters. The wave of new thinking culminated in the 1955 Bandung Conference of free and wanting-to-be-free colonies in Indonesia. It was the same year that Belgian journalist Jef van Bilsen wrote an article demanding to know the precise steps which the Belgian government was going to put in place over the following decades for independence. In 1956 Sudan, Morocco and Tunisia gained independence.
Calls for independence were galvanised by riots, the most serious occurring on 4 January 1959, in which a mob murdered whites and trashed white property (p.248). The threat of mass violence heralded the end of trouble-free European superiority.
The Belgians, galvanised by van Bilsen’s article, agreed to independence in principle, eventually, but were thinking in timescales of 20 or 30 or 50 years; they were outflanked by new native political leaders who demanded it NOW.
As a result the authorities organised the first free democratic elections in the country’s history for 1957. The sudden arrival of the notion of independence, and the election, led to the creation of ad hoc political parties and the sudden emergence of spokesmen and leaders.
Almost immediately it became clear that these leaders came from and spoke for particular regions and ethnic groups; tribalism wasn’t a later addition, van Reybrouck shows how the politicisation of ethnic groups was intimately linked with the creation of political parties right from the start (p.252).
Thus the Alliance of Bakongo (ABAKO) headed by Joseph Kasavubu, which had established itself as the leading opponent of colonial rule was largely made up of people from the Bakongo ethnic group and openly denigrated the Lingala-speaking Bangala. The Centre du Regroupement Africain (CEREA) represented Kivu and Conakat. La Confédération des associations tribales du Katanga (CONAKAT) represented the mineral-rich province of Kitanga and was led by Moïse Tshombe. Bolikango spoke up for the Bangala, Jason Sendwe spoke up for the Baluba from Katanga, Justin Bomboko for the Mongo people and so on (p.252).
Another central figure who emerged was Patrice Lumumba, a former beer salesman and journalist who led the Congolese National Movement (MNC) which aimed to rise above tribal and regional affiliations and represent the entire country.
These parties began a kind of race to the bottom by outdoing each other in their demands for independence NOW. Anyone who didn’t want it within five years could be portrayed as a colonialist stooge; then 2 years; then one year; then 6 months. The Belgo-Congolese Round Table Conference which was held from January to May 1960 to thrash out the handover, which included half Belgian colonialists and half new Congolese leaders, found itself railroaded into agreeing the date of independence for June 30, 1960, less than 2 months after it ended (pages 256 to 259).
Van Reybrouck speaks to contemporary Congolese and some players in the political manoeuvres who lament, to a man, the mad rush to independence, realising in retrospect that the country was in no way ready for it, and blaming much of their troubles on what the Belgian King Baudouin had warned about in his radio broadcast of January 13, 1959, as ‘thoughtless haste’.
The result was that the country was completely unprepared, at every possible level: political, administrative, financial, managerial, technological, educational, industrial, agricultural.
On the day of its independence, the country had sixteen university graduates. And although there were hundreds of well-trained nurses and policy advisers, the Force Publique did not have a single black officer. There was not one native physician, not one engineer, not one lawyer, agronomist, or economist. (p.266)
One last theme is that in the short months leading up to independence the European big businesses who dominated every aspect of the Belgian economy, particularly the lucrative mining industry, made a series of deals with the fledgling local politicians (p.263).
Lastly, van Reybrouck details the pathetically utopian hopes of many common Congolese and even the educated leaders. At every level of society they thought that simply by getting rid of the oppressing white man would herald a brave new world of freedom and wealth and equality. Van Reybrouck tells stories of the less educated Congolese who sincerely believed that on day one of independence they would all be given a big European mansion, some of the Congolese hoping it would come with a lovely European wife thrown in, not to mention the big European car. Peasants buried boxes of stones in the belief that, at independence, they would magically change into gold. Many believed the dead would rise from the grave (p.27.
To put it mildly, all these hopes were to be bitterly dashed.
Part two – post independence 1960 to 2021
The period since independence takes up two-thirds of van Reybrouck’s book and is immensely complicated.
During the colonial period we had only had to deal with a handful of names, let alone the relative simplicity of the Leopold or Stanley eras. Now there is a blizzard of names of Congolese politicians and cultural figures and the acronyms of numerous political parties. Just as an example, the parties which attended the round table included the Association Générale des Baluba du Katanga (BALUBAKAT), the Association des Ressortisants du Haut-Congo (ASSORECO), the Centre du Regroupement Africain (CEREA), the Confédération des associations tribales du Katanga (CONAKAT), the Federation Generale du Congo (FGC), the Mouvement National Congolais-Kalonji (MNC-K), the Mouvement National Congolais-Lumumba (MNC-L) led by Patrice Lumumba, the Parti National du Progrès (PNP), the Parti du Peuple (PP), the Parti Solidaire Africain (PSA). In the coming decades there were to be many, many more where they came from.
Initial chaos June 1960 to January 1961
In May 1960 elections were held to create the government which would usher in independence. Kasavubu was elected president and the rabble-rousing, crowd-pleasing Patrice Lumumba Prime Minister.
The electoral map of Congo in 1960, therefore, was largely identical to the ethnographic maps drawn up by the scientists half a century before…The three strongest figures to come out of the elections were Kasavubu, Lumumba, and Tshombe. Kasavubu held sway over the western part of the country, Lumumba over the northwest and center, and Tshombe over the far south. That corresponded with the major cities: Léopoldville, Stanleyville, and Elisabethville. The smaller parties divided among themselves the countryside that lay between. (p.264)
The really striking thing about Congo’s independence is how it started to go wrong within days.
Congo’s First Republic was an apocalyptic era in which everything that could go wrong did go wrong. Both politically and militarily, the country was plunged into total, inextricable chaos…The period between 1960 and 1965 is known today as the First Republic, but at the time it seemed more like the Last Judgment. The country fell apart, was confronted with a civil war, ethnic pogroms, two coups d’état, three uprisings, and six government leaders (Patrice Lumumba, Joseph Ileo, Justin Bomboko, Cyrille Adoula, Moïse Tshombe, and Évariste Kimba), two—or perhaps even three—of whom were murdered: Lumumba, shot dead in 1961; Kimba, hanged in 1966; Tshombe, found dead in his cell in Algeria in 1969.
On 4 July, 4 days after the independence celebrations, troops in Leopoldville mutinied for higher pay and promotions. The mutiny spread to nearby Thysville where the troops went on a rampage across the town, murdering whites and gang-raping white women (p.287). Within weeks an estimated 30,000 Belgians fled the country, catching whatever flights they could, abandoning their houses, cars and other property, fearful for their lives. on 10 July units of the Belgian army were flown in to secure key assets in the mineral region of Katanga.
It was chaos within a week and, in one sense, the madness has never stopped since. As van Reybrouck puts it, within 1 week Congo lost its army, within 1 month it lost almost everyone who knew how to run everything, from commercial companies to the electricity and water systems.
The abrupt transition from a monolithic, colonial administration to a democratic, multiparty system had included no intermediate steps, which was precisely why it resulted in a fiasco. (p.342)
From the actual date of independence to the murder of Prime Minister Patrice Lumumba. The events leading to Lumumba’s murder have, as van Reybrouck points out, something Shakespearian in scale and horrible inevitability.
The Katangan secession 1961 to 1963
On 11 July, Moise Tshombe leader of the local Confédération des associations tribales du Katanga (CONAKAT), who had missed out on a senior position in the new independent administration, declared the Republic of Katanga a breakaway state, independent from the rest of Congo (p.294).
Initially supported by Belgian and the big mining corporations who thought Tshombe would protect their interests, ongoing internecine fighting within the province led to invasion by United Nations Operation in the Congo (ONUC) forces, who Kusavubu and Lumumba called on for help the very next day after the declaration, and after a lot of bloodshed Katanga Province was reintegrated into Congo in January 1963.
Normally these kinds of interventions are viewed in isolation but van Reybrouck makes the good point that the Soviet Union was flying in supplies to the central government, America considered invoking NATO forces to reinforce Katanga. In other words, the situation could have become the flashpoint for superpower confrontation, possibly the cause of a nuclear war. Seen in that context it was a very real achievement of the UN Secretary General Dag Hammerskold in defusing confrontation and making the issue a peacekeeping one.
Kasai secedes August 1960
In August 1960 Albert Kalonji had himself crowned king of the province of Kisai. Kalonji was standing up for ‘his’ people, the Baluba, many of whom had migrated to Katanga for work and were heartily despised there. Back in Kisai, the Baluba faced off against the Lulua. There was violence, massacres, gang rapes, the usual behaviour (p.302).
Mobutu’s first coup September 1960
Lumumba was a rebel. He had given outspoken speeches criticising the colonial Belgians, within weeks of trouble kicking off he had appealed to the Soviet Union for help. The Americans came to think of him as a dangerous commie, but van Reybrouck shows that his behaviour was, in fact, erratic and difficult.
On 5 September 1960 President Kasavubu declared that he was dismissing Prime Minister Lumumba. An hour later Lumumba went on the radio and announced he was dismissing President Kasavubu. It was chaos (p.303). Into the fray stepped Colonel Joseph-Désiré Mobutu who was to emerge as the central figure of Congo’s modern history. On September 14, 1960, he carried out his first coup d’état, with the approval and support of the CIA.
The murder of Patrice Lumumba January 1961
All the forces aligned against Lumumba. He came to be seen as an agent of instability and potential commie stooge. US President Eisenhower authorised the CIA to assassinate him. Lumumba asked for UN protection and a troop of blue helmets surrounded his house protecting him. Nonetheless he realised he had to flee back to his tribal heartland and on 27 November, as a tropical rainstorm drew away his besiegers, he was smuggled into a chauffeur-driven car and driven east. However, he loitered too much at towns on the way to press the flesh and was captured by his enemies. On 1 December Mobutu’s troops captured him. He was taken to a barracks prison, tied up, thrown into a cell. He received various visitors. Van Reybrouck gives a detailed account of his last days. On 17 January 1961 he was bundled into a car with his two closest associates and driven into the countryside where, in the presence of Belgian officers, of rival Congolese politicians, President Tshombe, the ministers Munongo and Kibwe, and a few of their colleagues, a mix of Belgian officers and Congolese soldiers executed him and buried his body in a well (p.308).
Lumumba had been in power for less than two and a half months. News of his murder flashed round the world and he became a martyr for independence and anti-colonial movements everywhere. In modern accounts we can see he was a human being with plenty of human failings. But no-one deserves to die like that. And in political terms it was a failure because the anarchy continued. The country was falling apart into seceding provinces with local rulers who promptly set about massacring their ethnic enemies.
Mobutu’s second coup November 1965
The chaos continued. In elections held in March 1965, Prime Minister Moise Tshombe’s Congolese National Convention won a large majority but President Kasavubu appointed an anti-Tshombe leader, Évariste Kimba, as prime minister-designate. However, Parliament twice refused to confirm him and government ground to a halt.
Into this impasse stepped Joseph-Désiré Mobutu who carried out his second and more lasting coup on 24 November. He had turned 35 a month earlier. He was to rule Congo for the next 32 years.
Mobutu good guy 1965 to 1975
Mobutu banned all political parties and activities and declared himself leader of one, unified, national political party the Mouvement Populaire de la Révolution, or MPR. But in the context of Congo this was not a totally bad idea. Arguably, for the first ten years of his rule he was a good thing.
The first decade of Mobutu’s thirty-year reign was a time of hope, expectations, and revival. “Mobutu was electric,” the writer Vincent Lombume told me once. And not only because he brought in television and built hydroelectric power stations, but also because he himself delivered a moral jolt to a nation in disrepair. The period 1965–75 is remembered as the golden decade of an independent Congo (p.335).
One by one he neutralised his enemies. President Kasvubu retired to his native village, never to take part in politics again. Moise Tshombi was abducted and ended up dying in a prison cell in Algeria in 1969 (p.338).
Mobutu used white mercenaries to quell the various secessionist movements and from 1968 onwards was able to concentrate on improving Congo’s infrastructure and living conditions. He instituted a secret police, which was allowed to use torture. He promulgated a new constitution centring the nation on himself. Uprisings or protests were likely to be massacred. On the other hand, for the majority of the population, he brought peace and stability. He tried to stamp out tribalism: entrants in the Miss Congo contest had to come from all regions and ethnicities; the national football team had to include players from all groups.
After the total debacle of the First Republic, he put Congo back on the map. He won respect and gave the country new élan. Had the Americans landed on the moon? He invited the crew of Apollo 11, making Congo the only African country to welcome the moon travelers. Were the Europeans organising a Miss Europe contest? He convinced the organisers to hold the finals in Kinshasa, and to give them a native twist. The winner, including in the category ‘African Costume,’ was a ravishing blonde from Finland. Were Congolese women still seen as the most beautiful on the continent? He backed Maître Taureau in organizing the first national Miss Congo contest…In short, Mobutu made good on the promises that independence had awakened but been unable to keep. (
Recours a l’authenticité
Aided by political strategist Dominique Sakombi, Mobutu embarked on a policy they called the Recours a l’authenticité (p.351). In 1966 he renamed Congo’s cities, replacing their European names with African ones: Leopoldville became Kinshasa, Elisabethville became Lubumbashi, Stanleyville became Kisangani. In October 1971, he renamed the entire country the Republic of Zaire.
Mobutu disapproved of Christianity as a European imposition. Churches were shut down and Christmas was banned, while he encouraged the uniquely Congolese variant of Kimbanguism (p.355).
Every citizen was ordered to replace their European names with African ones. Priests were threatened with five years’ imprisonment if they were caught baptising a Zairian child with a European name. Western clothes were banned: men were forced to wear a Mao-style tunic known as an abacost (shorthand for à bas le costume, or ‘down with the suit’), women had to lock away their 60s mini-skirts and wear the traditional pagne (p.352).
In 1972 Mobutu renamed himself Mobutu Sese Seko Nkuku Ngbendu Wa Za Banga (meaning ‘The all-powerful warrior who, because of his endurance and inflexible will to win, goes from conquest to conquest, leaving fire in his wake.’). And he started wearing what became his trademark look: a tall man carrying a walking stick while wearing an abacost, thick-framed glasses and a leopard-skin toque.
Mobutu bad guy 1975 to 1990
But modern states rely on economic and financial realities. In 1967 Mobutu nationalised the huge mining company Union Minière du Haut-Katanga and the state began to benefit, for the first time, from the huge mineral resources it owned (p.345). Van Reybrouck makes the striking point that the global market for the many raw materials Congo could supply (copper, tin) was sky high because of the Vietnam War. As with the two world wars, war was good for Congo, or at least the people who mulcted the profits.
As the 1970s progressed it became more and more obvious that this meant Mobutu and his cronies. Examples slowly increased of the multiple ways he, his family and associates milked money from the state at every level. They set an example which ended up permeating Congo with corruption at every level. New words were invented to describe it. Clientelism. Kleptocracy.
In 1973 he announced a policy of Zairianisation, namely the expropriation of all small and medium sized businesses from non-African owners e.g. Greeks, Portuguese, Pakistanis. They were handed to cronies who didn’t have a clue how to run them and so this sector of the economy, also, collapsed (p.357). Unemployment rose. Everyone had to moonlight with second or third jobs. People began selling their belongings on the street.
The end of the Vietnam war in 1974 heralded a collapse in copper prices and the oil crisis also hit the country. Inflation soared. Food rotted in the fields for lack of infrastructure. The country became a basket case. His rule became more repressive. More arrests, secret police, clever new innovations in torture (p.386). Opponents disappeared. In 1970 and 1977 he was re-elected president with 98% of the vote; there were no other candidates.
He built classic vanity projects: a huge hydroelectric dam, the Inga Dam on the Congo, a vast steel foundry at Maluku. During the commissioning and building Mobutu and his cronies siphoned off huge sums. But after the European contractors had pocketed the last payments they walked away and the projects, lacking a workforce educated enough to run or maintain them, and lacking the infrastructure to move electricity or steel products around, lapsed into crumbling white elephants.
Van Reybrouck describes it as the rise of a state bourgeoisie, a new middle class which owed nothing to entrepreneurism, initiative or innovation, but was entirely based on family or tribal connections to the boss. As the general population displayed more poverty, as the official economy lagged and declined, Mobutu was able to ask the IMF or foreign governments for aid and loans which he then liberally dispensed to his extended ‘tribe’ of cronies and supporters. It was a kind of pyramid scheme. Between 1977 and 1979 alone Mobutu is calculated to have creamed off $200 million of state funds (p.375).
Meanwhile inflation soared to an annual rate of 60%. Most people struggled to feed themselves. Repeated reissuings of the currency did nothing to address the underlying failure of the economy. And yet Mobutu continued to be supported by the West: by France, as the largest Francophone nation in Africa, by America as a huge territorial bulwark against the prolonged communist insurgency in neighbouring Angola and an actual communist government in neighbouring Republic of Congo.
All the time he used the loans from the IMF and international banks to buy multiple properties in Belgium, the South of France, Switzerland, and the huge city-sized complex he built for himself at Gbadolite (p.380). In genuine monster mode, he had a big sexual appetite: he slept with the wives of his cabinet ministers, partly for fun, partly to humiliate them; wherever he travelled in the country he was offered the prettiest virgins to deflower (p.385). It was part of the cult of the supreme tribal chieftain and everyone else in the hierarchy followed his example. Schools became ‘sexual fishponds’ where local governors and administrators picked the prettiest girls (p.389).
Congo’s roads decayed and reverted back to tracks in the jungle. Soldiers sold their equipment. The air force sold off bits of planes as spare parts. The armed forces became a joke. The economy collapsed. Congo’s 15 million people tried to make a living any way they could amid the rubble.
Mobutu clings on 1990 to 1997
The Cold War ended with the collapse of the Soviet Union in 1990. As it happened within days of the fall of the Berlin Wall Mobutu crushed some student protests with unnecessary violence which was reported around the world. This was the last straw for his western supporters. Suddenly Mobutu was no longer seen as a bulwark against communism (such as the communist forces in neighbouring Angola and French Congo) and no longer as welcome as he had been in the White House of Ronald Reagan and George Bush senior. In 1990 he was forced to appoint a transitional government with a promise of elections to come. There was an explosion of political parties and a newly freed press went mad.
In August 1991 the Sovereign National Conference opened but was immediately swamped in the kind of tribal and ethnic and political rivalries which had bedevilled the first republic. Things weren’t helped when soldiers in Ndjili mutinied then went on the rampage through the town, sparking universal looting.
In January 1992 Mobutu closed the conference and went on to cannily appoint then sack a series of Prime Ministers, playing individuals and parties off against each other. On 16 February a March of Hope was held through Kinshasa which was met by soldiers and ended in a bloodbath (p.403). The conference refused to shut down and issued messages of defiance at Mobutu the dictator. A decade or more of fear was coming to an end. Mobutu agreed to step back and accept a more ceremonial role. A genuine Prime Minister was elected.
But the country was still a basket, with a destroyed infrastructure incapable of distributing its rich agricultural produce, entirely reliant on its mineral exports most of whose profit was raked off by the kleptocracy. In 1994 inflation reached 9,769%.
In January 1993 soldiers who hadn’t been paid for months mutinied again and went on the rampage in every city and town where they were stationed. The Ndjili rampage became known as the First Plundering. This one was called the Second Plundering.
The Rwanda genocide 1994
Rwanda was mapped and defined by German colonisers. It contained three tribes, the Hutus who made up 85% of the population, the Tutsis 14% and the Twa 1%. The Tutsis had traditionally been the better educated elite of the country, a tribal division crystallised by the Belgians who assumed responsibility for Rwanda from the Germans after World War One (p.413).
In 1959, the Hutus overthrew the Tutsi monarchy and tens of thousands of Tutsis fled to neighbouring countries, including Uganda. A group of Tutsi exiles formed a rebel group, the Rwandan Patriotic Front (RPF), which invaded Rwanda in 1990. Fighting continued until a 1993 peace deal was agreed. An estimated 20,000 were killed and 1.5 million civilians displaced (p.414). Bad blood and a fragile peace.
On the night of 6 April 1994 a plane carrying Rwandan President Juvenal Habyarimana and his counterpart Cyprien Ntaryamira of Burundi was shot down, killing everyone on board. Both were Hutus and Hutu extremists immediately claimed the downing was an assassination preliminary to an uprising of Tutsis. They sent out instructions via press and radio to a bewildered nation of Hutus to kill the Tutsis before it was too late. Lists of government opponents were handed out to militias who went and killed them, along with all of their families, chief among them the youth wing of the governing party, the the Interahamwe, which was turned into a militia to carry out the slaughter. Machetes were cheaper and more available than guns (p.414).
In the space of just 100 days around 800,000 Tutsis and moderate Hutus were murdered. The UN had forces in Rwanda but its troops were not given orders to stop the killing. America was well aware of events but it was only 6 months since the ‘black hawk down’ events in Somalia in October 1993, when a mission to intervene and capture a Somali warlord went disastrously wrong and led to 19 American soldiers being killed and dragged through the streets of Mogadishu. There was no appetite to put more American soldiers in harm’s way (p.417).
The French, predictably enough, were on the side of the genocidal government at least in part, van Reybrouck says, because the Tutsi rebels were based in the former British colony Uganda. It was these Tutsis in exile, the well-organised RPF, backed by Uganda’s army, which, in response to the genocide, did indeed invade Rwanda and fight their way to the capital, Kigali, which they seized on 4 July 1994.
The French forces helped the Hutu government which had organised the genocide, and hundreds of thousands of terrified Hutus to escape into neighbouring Congo, where huge refugee camps were established. Up to 2 million Hutus fled the conquering RPF. Some of the RPF followed them into Congo looking for the genocidaires, fighting spilled over in all directions.
The Rwandan invasion and the first Congo War, the fall of Mobutu
Van Reybrouck prepares us for all this with a detailed examination of the numerous tribal antagonisms which existed all over the eastern Congo, with low level massacres carried out by one side or another on an annual basis. He describes the rise of the Mai-Mai, Bantu nationalists, fierce Zairian patriots, who enforced a strict code of conduct and were merciless to all perceived outsiders, immigrants and refugees.
Tutsis who emigrated to Zaire before Congolese independence in 1960 were known as Banyamulenge, meaning ‘from Mulenge’ and had the right to citizenship under Zairian law. Tutsis who emigrated to Zaire following independence were known as Banyarwanda. The RPF in Kigali knew that most of the organisers of the genocide had escaped to the refugee camps in Congo where they were planning a counter-attack, and knew they had to strike first. In 1996 Mobutu signed an order expelling Tutsis from eastern Congo and this was the trigger for a general uprising.
President Yoweri Museveni of Uganda and Rwandan Minister of Defense Paul Kagame organised various Tutsis and anti-Hutu groups into a force designed to overthrow Mobutu in order to end his support for the Hutu.
Knowing their project would look like the invasion of a sovereign state Kagame and Museveni looked for a Congo citizen to front it and settled on the convenient figure of Laurent-Désiré Kabila, long term guerrilla leader and opponent of Mobutu. The army they assembled was named the Alliance of Democratic Forces for the Liberation of Congo-Zaire (AFDL).
The first step in the plan, and the key objective of the RPF government in Rwanda, was to eliminate the Hutu refugee camps where extremist elements were plotting to overthrow the Tutsi government. This resulted in ‘massive carnage’ (p.423). Hutu refugees who had fled the initial attacks were gathered into further refugee camps, sometimes with the help of aid organisations, who were then banned from the area and ‘the ethnic cleansing could continue with impunity’. Ammunition is expensive, so the favoured weapons were machetes and hammers. The old, the sick, women and children and babies. No-one was spared.
As many as between 300,000 Hutu refugees were massacred by the AFDL and the Rwandan Defence Forces. In other words about a quarter as many Hutus massacred, as Tutsis in the original genocide. The more you read on, the more Congo ceases to sound like a country and more like a vast open air abattoir.
The Rwanda-Uganda-rebel Congo forces undertook the 2,000 mile trek all the way to Kinshasa, killing all the Hutus they could find along the way and massacring villages which held out. The gruelling trek lasted seven months and the invading forces were supported by the West, especially Bill Clinton’s America, which wanted to visibly sever links with the cynical old support for Mobutu, and also bought into Paul Kagame’s narrative of the Tutsis as victims of a terrible genocide (p.426).
Van Reybrouck includes a very useful map.
On 16 May 1997 peace talks chaired by South Africa Nelson Mandela failed and Mobutu fled into exile. Kabila’s forces proclaimed victory the next day. On 23 May 1997, Zaire was renamed the Democratic Republic of the Congo.
Mobutu went into exile in Rabat, Morocco, where he died on 7 September 1997 of prostate cancer. On the day he fled, Kabila became the new president of Congo. The campaign to overthrow Mobutu became known as the First Congo War 24 October 1996 to 16 May 1997.
Rule of Laurent Kabila 1997 to 2001
We had in fact met Kabila back in the 1960s when he lurked in the forest of eastern Congo ineffectually organising rebellion and secession. When Katanga had seceded under the leadership of Moïse Tshombe, Kabila organised the Baluba people in an anti-secessionist rebellion in Manono and established a new province, North Katanga, in September 1962. In other words he had been a political player as long as Mobutu. But he lacked real commitment. When his rebellion fizzled out, he took to smuggling gold and timber on Lake Tanganyika, then ran a bar and brothel in Tanzania. Now Kabila brought the same half-assed approach to being president and soon alienated most of his backers. Che Guevara of all people had been sent to the Congo to foment communist revolution and spent months in the east Congo rainforest with Kabila and his men, and we have his diary entries which record that Kabila was certainly charismatic and a natural leader but lacked commitment to the cause.
Second Rwandan invasion and Second Congo War
Congolese rivals and political commentators came to resent the swaggering presence of Rwandan and Uganda soldiers in the capital. To avert a coup, Kabila expelled all Rwandan, Ugandan and Burundian military units from the Congo on 26 July 1998.
Now the whole reason Rwanda and Uganda had supported Kabila was to have a biddable puppet in charge in Kinshasa. When the worm turned they launched a second invasion, but this time commandeered commercial jetliners to carry troops to an airport not far from Kinshasa.
The Second Congo War began in August 1998, little more than a year after the First Congo War (p.439). It lasted till July 2003, when the Transitional Government of the Democratic Republic of the Congo took power. But violence continues in many parts of the country, particularly in the east, to this day.
Ultimately, nine African countries and around twenty-five armed groups became involved in the war. By 2008, the war and its aftermath had caused 5.4 million deaths, principally through disease and starvation. Another 2 million were displaced by the conflict.
Van Reybrouck divides it into 4 phases:
The invasion August 1998
The stalemate September 1998 to July 1999
The dissension August 1999 to July 2000
The anarchy July 2000 to December 2002
In the middle of it, on 16 January 2001, Kabila was shot and killed by a bodyguard, former child soldier Rashidi Mizele, at the presidential palace in Kinshasa. Typically, van Reybrouck speaks to an eye witness, an aide to the president, who was in the office next door when he heard the fatal shots and goes some way to explaining the disillusion and then enmity of the many child soldiers or kadogos who had made up a significant percentage of the AFDL forces (p.419)
Thoughts
It is a bombardment of facts, countless figures large and small, and a blizzard of complex alliances and conflicts. It made me realise that one reason authors write about the Victorian era of exploration is that it was soooooo much simpler: you had half a dozen named European heroes, a handful of named Congolese porters or slave traders, and all the other humans were faceless extras. Whereas from the 1950s onwards you are dealing with a ‘real’ country, with ever-increasing numbers of politicians, political parties, ethnic groups, provinces, rebellions, wars and massacres to try and understand.
Also, it’s really easy to assign blame if you stick to the colonial period. White man bad exploiter, black man helpless victim. Simple enough to put on a t-shirt. By contrast, the modern period, beginning with the run-up to independence, is bewilderingly complicated, and although the woke can persist with the overall conclusion that the West and white people are still the wicked exploiters, the reality is far more complicated. You can blame Mobutu’s long rule on his western political and commercial backers but he was, in the end, an African man ruling an African nation and free to choose his methods and policies: and the ones he chose were rule by violence and fear, and the deployment of corruption and larceny on an epic scale. He was, in fact, applying traditional tribal chieftain tactics (something he consciously promoted) but to a country the size of western Europe.
And when the Rwandans invaded and triggered the first Congo War, the situation doesn’t only become complex and messy but the wish to assign praise and blame is nullified. In my opinion these are just people peopling, human beings doing what they have done throughout history, fight, kill, conquer, enslave, rape and loot.
The job of any government is to create enough security and rule of law so that countries or regions don’t collapse back into the barbarism which is always lurking in the human psyche. In this respect the modern history of the Congo is a kind of showcase example of the complete failure to achieve that security and peace. Shorn of the thousand and one details specific to the Congo, van Reybrouck’s epic account shows, at a more abstract level, just how difficult the precious state of peace and security is to achieve, and how easily it can be overthrown with cataclysmic results.
Credit
Congo: The Epic History of a People by David Van Reybrouck was published in Dutch by De Bezige Bij in 2010. All references are to the paperback version of the English translation by Sam Garrett, published by Fourth Estate in 2015.
Surprisingly for a contemporary book, Congo: The Epic History of a People is available online in its entirety.
‘Niama! Niama!’ (‘Meat! Meat!’)
The excited cry of cannibals on the Congo river when they saw Stanley’s expedition approaching (p.197)
Jeal’s exemplary and hugely researched biography (winner of the Sunday Times Biography of the Year award 2007) takes 570 pages (including notes, index etc) to given an immensely detailed narrative of the life of Henry Morton Stanley, widely acknowledged to be the greatest European explorer of Africa. There’s a huge amount about his disastrous childhood, his adventures as a young man, his numerous romantic attachments ie the various engagements which collapsed because he kept on disappearing off to Africa for years , speculation about his psychological profile and needs (an orphan in search of a father who created surrogate families of younger men on his various expeditions).
What interested me more was the general light Jeal’s book shed on the Africa of the 1870s. The French owned Algeria and had footholds in Dakar and Gabon, the British owned the Cape Colony, and a handful of outposts on the Gold Coast (Lagos) and provided military and financial support to the Khedive who administered Egypt on behalf of the Ottoman sultan, while pushing south into Sudan. The Dutch Boers had asserted states in the Orange Free State and Transvaal, and Portugal claimed the coastal strips of Angola and Mozambique in the south west and east coasts, respectively. But huge areas remained unclaimed and unexplored.
Africa before colonial partition, circa 1870
Some large regions were ruled by established African rulers or tribes, such as the Ashanti in the west and the Matabele in the south. Abyssinia was ruled by a long-established Christian emperor. In the 1830s an Arab Muslim ruler had established the sultanate of Zanzibar. The region of Buganda had a king or Kabak, at this period Mutesa, who kept an impressive court and had 300 wives.
I’m not going to attempt a historical overview. I just want to record notes on the social conditions Stanley encountered.
The second Ashanti war
After the success of his Livingstone mission, in 1874 Stanley was sent by the editor of the New York Herald, Bennett, to cover the second Ashanti War. The powerful Ashanti tribe resented the encroachment of the British. When the British bought their last outlet to the sea, Elmina, off the Dutch, it triggered war. The British government despatched General Sir Garnet Wolseley who invaded Ashanti territory, inflicted a crushing military defeat and burned down the capital, Kumasi. The treaty enforced on the king was to pay 50,000 ounces of gold reparations, keep the trade road to Kumasi open, and abandon human sacrifices. Stanley witnessed and reported on all this. He also saw the put outside the capital city where Ashanti kings ritually decapitated slaves, prisoners and enemies. Their blood was kept in a huge bowl and used in religious ceremonies. There was a pile of skulls alongside rotting bodies (p.152).
The Arab slave trade
The Sultanate of Zanzibar was the epicentre of the East African slave trade, which was entirely run by Arabs. Up to a third of the population of 200,000 was slaves, working as servants or workers on the island’s many plantations. Up to 20,000 slaves a year were brought by Arab slavers from the interior, about half being kept on the island the other half shipped north to become slaves in the Middle East. British estimates varied but the most horrifying calculated that as many as 9 in 10 of the slaves captured or bought in the interior survived the long trek, in chains, back to the coast at Bagamoyo.
The British were dedicated to trying to stamp out the East African slave trade but it could only be done with the co-operation of its managers and of the Sultan. In 1873 he was persuaded to sign a treaty abolishing the trade by Sir Bartle Frere. Jeal emphasises the importance of Stanley’s long reports on the Livingstone mission about the evils of the slave trade, which were published in London just as the Parliamentary committee was debating the trade and helped crystallised British determination to enforce the treaty on the Sultan. However, the actual condition of slavery was not abolished, the slave traders merely found new outlets on the coast, and it is possible the number of slaves captured and traded actually increased for a decade or more after this date (p.160).
For the European explorers there were two big points: almost wherever they went they saw examples of the devastation wrought by the Arab slave traders. But, much worse, all too often, the European explorers opened up entire new areas to the slave trade. Frank McLynn’s book, Hearts of Darkness: The European Exploration of Africa, contains numerous descriptions of explorers returning to regions they had first encountered as lush, fertile and densely populated areas a few years later to find they had been burned and emptied of people by Arab slavers who followed in the European explorers’ wake. Humans, eh.
The great trans-Africa journey 1874 to 1877
Stanley set off from Bagamoyo with 224 porters (known as ‘wangwana’), 3 white companions and five dogs in November 1874. Within weeks all four white men had contracted malaria and fevers of various types. In January 1875 Edward Pocock died of smallpox. Eventually all three white men would perish and all the dogs.
As the going got harder, numerous porters absconded. Stanley sent ‘detectives’ to find them and drag them back. Absconders were put in chains for a couple of days to set an example. Travelling through the territory of the Wanyatu tribe, a straggler was captured and hacked to pieces. A porter who had gone to cut wood was killed by a spear. The tribe attacked but was fought off with rifles, killing six. Next day they attacked again, were fought off but when Stanley told his men to counter-attack, they lost discipline broke into smaller groups and some were speared to death, others hunted through the forest, presumed killed.
By the time they arrived on the shore of Lake Victoria 102 days and 720 miles later, Stanley had lost 62 men, through disease, desertion or killed in fighting with locals. His train of 224 was down to 166. Stanley had brought a boat, broken down into sections so as to be portable by the wangwana, and named the Lady Alice (after his rich man’s daughter girlfriend back in America). They now assembled it and undertook the first ever circumnavigation of Lake Victoria, mapping and charting and measuring as he went. He had complex interactions with the numerous tribes living around Lake Victoria, trying to manipulate tribal enmities to his advantage, nearly being massacred by the inhabitants of Bumbireh island when he landed his boat looking for food, and only just pushing off and escaping with the lives of himself and the 11 porters who accompanied him.
The mighty warlord Mirambo was responsible for the deaths of thousands of men and skulls lined the road to his gates (p.185). It was a custom of the Nyamwezi people to strangle their mtemi (leader) when they became unfit to rule. When I read that, for a split second I wondered what the effect would be if we imported that custom into contemporary Britain.
By the time Stanley and his men reached Ujiji on Lake Tanganyika in May 1876 he weighed 118lb, having lost a third of his body weight. It took Stanley 51 days to circumnavigate and map Lake Tanganyika, discovering it was 450 miles from north to south and therefore the longest freshwater lake in the world.
As Stanley travelled with 130 porters and their camp followers, by boat and canoe along the river Lualaba, they were repeatedly attacked by cannibal tribes, the paths to whose villages were lined with human skulls.
Some of the tribes they parlayed with were very suspicious of writing, which they saw as witchcraft designed to curse the tribe. They insisted Stanley hand over his notebook so he handed over his edition of the complete Shakespeare which was ritually burned in front of the whole tribe (p.198).
None of the expedition had any idea that there were 32 separate sets of waterfalls beyond the 15 mile lake they named Stanley Pool, itself a distinctive lake-like widening of the river, 22 miles long and 14 miles wide and littered with islands large and small. It is gruelling to read of the struggle to carry canoes along the river bank or risk running the river to the next set of falls. Numerous canoes were lost with 20 or so porters and the last, most effective and loyal white man, Frank Pocock, swept over a fall and drowned.
When he had announced on 25 July that they were not far from the sea, his loyal lieutenant, Wadi Safeni, who had saved the Lady Alice on several occasions and been a vital ‘captain’ of the wangwani broke down and went mad, clasping Stanley’s legs, gibbering about an end to their suffering, before running off into the jungle and never being seen again.
In the last 50 miles to the Atlantic coast they ran almost completely out of food, the hundred or more porters were all ill, several women had given birth Stanley sent a letter by the fittest men to the small European settlement at Boma. Miraculously they returned several days later with food, and more arrived by porters. They were saved.
It is touching to read about the fuss Stanley then kicked up with Bennett and the British government to ensure that the survivors of ‘his people’, with whom he had suffered so much, were taken by British gunboat round the Cape and returned to their homes on Zanzibar, fully paid off and compensation given to the families of those who had perished. He had left Zanzibar in November 1874 with 228 people. He returned in November 1877 with 108 (p.217).
The astonishing world-wide expansion of capitalism in the third quarter of the [nineteenth] century…
(The Age of Capital, page 147)
Eric Hobsbawn (1917 to 2012) was one of Britain’s leading historians. A lifelong Marxist, his most famous books are the trilogy covering what he himself termed ‘the long 19th century’, i.e. from the outbreak of the French Revolution in 1789 to the Great War in 1914. These three books are:
The Age of Revolution: Europe 1789–1848 (1962)
The Age of Capital: 1848–1875 (1975)
The Age of Empire: 1875–1914 (1987)
To which he later appended his account of the ‘short’ 20th century, The Age of Extremes: The Short Twentieth Century, 1914 to 1991 (1994).
The Age of Capital: 1848 to 1875
The Age of Capital: 1848 to 1875 does what it says on the tin and provides a dazzlingly panoramic overview of the full economic, political and social events right across Europe and indeed around the world, from the famous year of revolutions (1848) through to his cutoff point 27 years later.
In his preface Hobsbawm says that the end of the era can be taken as 1873, which marked the start of what contemporaries came to call the Great Depression, a decades-long slump in trade and industry which is usually taken to have lasted from 1873 to 1896. Maybe he and the publishers chose the slightly later date of 1875 so as to end it precisely 100 years before the book’s publication date. Certainly nothing specifically important happened in 1875, it’s just a convenient marker.
General response
When I was a student in the 1980s I much preferred Hobsbawm’s rip-roaring and colourful trilogy to his dry economic volume, Industry and Empire: From 1750 to the Present Day (1968). Now the situation is reversed. I like the earlier book because it is more factual, which makes the central proposition of its first part – that the vital spur to the industrial revolution was Britain’s position at the centre of a complex global network of colonies which allowed it to import raw materials from some and export finished products to others at great profit – all the more powerful and persuasive.
By contrast, The Age of Capital is much more overtly a) Marxist and b) rhetorical and, after a while, both these aspects began to seriously detract from my enjoyment.
1. Very dated Marxism
Hobsbawm loses no opportunity to bang on about the bourgeoisie and the proletariat. These are both foreign words, French and German, respectively, and, for me, they began to really stick out from the text. I began to circle them in pencil, along with his other buzzwords, ‘capitalism’ and ‘revolution’, and this helped to visually confirm my sense that some passages of the book are entirely constructed from this dusty Marxist rhetoric. ‘The demands of the bourgeoisie…’, ‘The bourgeois market…’, ‘The business and domestic needs of the bourgeoisie…’, literally hundreds of times.
Back in the 1980s it didn’t stick out so much because a) as a humanities student I moved in an atmosphere permanently coloured with excitable student rhetoric about ‘the revolution’ and the overthrow of ‘capitalism’ and so on, and b) this reflected the rhetoric’s widespread use in the public domain, where you heard a lot more of this sort of terminology coming out of the 1980s Labour Party in the era of the Miners Strike and the Militant Tendency and so on.
But when the Soviet Union collapsed in 1991, all the steam went out of international socialism. Up till then the rhetoric of revolution had a genuine sense of threat or menace – not that there was necessarily going to be a revolution tomorrow, but there had been, and there could be again, and so it felt like some kind of communist revolution was, at the very least, a real, conceptual possibility. And this sense of possibility and threat was reinforced by the number of genuinely communist governments around the world, all 15 Soviet states, all of China, half of Europe, much of south-east Asia, as well as the various Marxist guerrilla groups across Africa and Latin America. It was a rhetoric, a set of ideas and a mindset you couldn’t help engaging with every day if you watched the news or read newspapers.
Communist countries 1979 to 1983. Source: Wikipedia
These terms had real-world presence and possibilities because they were the official rhetoric of half the governments of the world. The Soviet Union, Chinese or Cuban governments routinely made pronouncements condemning the ‘capitalist countries’, attacking ‘bourgeois liberalism’, criticising ‘western imperialists’ and so on.
Now, decades later, all this has disappeared. Gross injustice there still is, and sporadic outbreaks of left-wing-sounding movements for fairness. But they lack the intellectual cohesion and above all the sense of confidence (and funding) and threat which ‘revolutionary’ movements were given in the 1960s, 70s and 80s by the vast presence and threat of the Soviet Union and the Eastern bloc. John Le Carré’s thrillers had such an impact because behind the small number of spies battling it out there was the real sense that a war might break out, that espionage might play a role in the actual undermining of the West.
What I’m driving at is that Hobsbawm’s relentless focus on the political movements of the workers of his era, of the proletariat and radicals and socialists and so on of the 1860s and 1870s, now looks quaint and dated. Of course 1848 to 1875 was the era of the triumph of capitalism and the response of workers and workers parties and liberals and intellectuals all across Europe was often couched in terms of socialism and even communism, and Karl Marx and Friedrich Engels were alive and organising and writing, yes, of course.
But this book’s relentless focus on the plight of ‘the workers’ and the formation of ‘the proletariat’ is not only obviously biased and parti pris but now, in our post-communist era, comes over as dated and contrived. He was writing in the mid-1970s to a widespread acceptance of very left-wing politics which was common not only among academics but in trade unions and major political parties all across Europe and which has now… vanished.
And comes over as boring. I got bored of the way Hobsbawm casually labels the working classes or the populations of non-western countries as ‘victims’, as if absolutely everyone in 1860s China or Persia or Egypt or Africa were helpless children.
I’m just reading a passage where he lambasts the Victorian bourgeoisie for its ‘prejudices’ but his own worldview is just as riddled with prejudice, clichés and stereotypes – the ‘bourgeoisie’ is always 100% powerful exploiters; everyone else is always 100% helpless ‘victims’; only Karl Marx understood what was going on; the holy quest for ‘revolution’ went into abeyance during these years but was to revive and flourish in the 1880s, hurrah!
He repeats certain phrases, such as ‘bourgeois liberalism’, so many times that they eventually become empty of meaning, little more than slogans and boo words.
‘Here is the hypocrite bourgeois in the bosom of his smug family while the workers slave away in his factory’, BOO!
‘Here are the socialist intellectuals and more educated workers seeking to organise labour and planning for the revolutionary overthrow of bourgeois society and the seizure of the means of production by the workers’, HOORAY!
‘Here are the Great Thinkers of the period, Auguste Comte and Herbert Spencer, whose writings supported raw capitalism, racism and eugenics’, BOO!
‘Here are Karl Mark and Friedrich Engels, noble humanitarians who were the only ones to grasp the scale of the socio-economic changes the industrialised world was undergoing’, HOORAY!
This brings me to the other major flaw in the book which is that it reads to me, now, as so superficial on almost all the specific events it covers, as to be actively misleading.
As a starry-eyed and fairly uneducated student it came as a dazzling revelation to learn just how many huge and momentous events took place during this packed 25-year period. It was my first introduction to the 1848 revolutions and the Paris Commune, to the Taiping Rebellion and the American Civil War and so on, all of which stretched my historical understanding and broadened my perspectives on world history.
However, rereading it now, 30 years later, I think Hobsbawm’s presentation of many of these subjects is so brief and is so skewed by the way he forces everything into his Marxist worldview – everything is shoehorned into the same framework of capitalism and proletariat and bourgeoisie – as to be actively misleading.
Because every event he covers is described in terms of the triumph of the liberal-capitalist bourgeoisie over either their own proletariat or entire foreign nations (for example, China or India) everything ends up sounding very samey. He doesn’t distinguish between the enormous cultural, economic, legal and historical differences between nations – between, for example the ‘bourgeoisie’ of America, Britain and Germany, all very different things – he doesn’t pay attention to the complexities and unexpected turns and ironies which defy Marxism’s neat patterns and limited repertoire of concepts.
This generalising tendency makes a lot of the events of the era sound the same and this actively prevents a proper understanding of history’s complexities and strangeness. It was only when I read specific books on some of the events he describes that I came to really understand the complexity and specificity of events which Hobsbawm, for all his verve and rhetoric, often leaves badly unexplained.
For example, I’ve just read Hobsbawm’s description of the Paris Commune (pages 200 to 202) and am profoundly unimpressed. He skimps on the historical detail or the actual events of the Commune, preferring to give a shallow, teenage account of how much it scared the European bourgeoisie and how they took fright at the sight of workers running their own government etc.
Its [the Commune’s] actual history is overlaid by the enormously powerful myth it generated, both in France itself and (through Karl Marx) in the international socialist movement; a myth which reverberates to this day, notably in the Chinese People’s Republic… If it did not threaten the bourgeois order seriously, it frightened the wits out of it by its mere existence. Its life and death were surrounded by panic and hysteria, especially in the international press, which accused it of instituting communism, expropriating the rich and sharing their wives, terror, wholesale massacre, chaos, anarchy and whatever else haunted the nightmares of the respectable classes – all, needless to say, deliberately plotted by the International. (p.201)
See what I mean by rhetoric? Heavy on rhetoric and references to Marx, the International, communist China, revolution, bourgeois order and so on. But where are the facts in that passage? There aren’t any.
Hobsbawm fails to explain the context of the Franco-Prussian War or the complex sequence of events which led to the declaration of the Commune. He glosses over the way the workers’ government came into being, the disagreements among various factions, the executions of hostages which introduced a note of terror and violence into the situation, which was then amply repaid by the French government forces when they retook Paris arrondissement by arrondissement and the mass executions of communards which followed. I only came to properly appreciate the Commune’s grim complexity when, many decades later, I read The Fall of Paris by Alistair Horne (1965)
Same with the Crimean War, which Hobsbawm dismisses as a notorious fiasco and more or less leaves at that (p.96). It wasn’t until I read The Crimean War by Orlando Figes (2010) a few years ago that I for the first time understood the long-term geopolitical forces at work (namely the Ottoman Empire’s decay and the fierce ambition of Russia to seize the Straits and extend their territory all the way to Constantinople), the complicated sequence of events which led up to the outbreak of war, and the multiple ways in which it was, indeed, a mismanaged disaster.
Same with the American Civil War (pages 170 to 173). Hobsbawn gives a breath-takingly superficial sketch (‘For four years the civil war raged’) and, surprisingly for such a left-wing writer, doesn’t really give slavery its due weight. He is more interested in the way victory for the North was victory for American capitalism, which was the view of Marx himself.
Anyway, it wasn’t until I read James McPherson’s epic history of the American Civil War, decades later, that I really understood the long-term causes of the war, the huge conceptual frameworks within which it took place (I’m still awed at the ambition of some of the southern slavers to create a new and completely separate nation which would include all the Caribbean and most of Central America), the terrible, appalling, mind-searing horrors of slavery, the strong case made by the southern states for secession, and the technological reasons (development of better guns) why it went on so long and caused such immense casualties (620,000 dead).
Here are books on specific events or figures from the period, which I would strongly in preference to Hobsbawm if you really want to fully understand key events from the period:
Same on the domestic front. By limiting his description of British society to concepts of capital, capitalists, bourgeoisie and proletariat, Hobsbawm, in his concern with identifying the structural and economic parallels between all the capitalist nations of the West, loses most of the details which make history, and life, interesting.
I came to this book immediately after reading Richard Shannon’s book, The Crisis of Imperialism, 1865 to 1915 which is a long, sometimes rather turgid, but nonetheless fascinating and detailed analysis of the high politics of Britain during the period, which views them almost entirely in terms of the complicated challenges faced by successive British leaders in trying to keep the various factions in their parties onside while they negotiated the minefields of domestic and international politics. Among other things, Shannon’s book brilliantly conveys the matrix of intellectual and political traditions which politicians like Gladstone and Disraeli sought to harness, and how they both were trying to preserve visions of a past equilibrium or social balance which probably never existed, while the world hurried them relentlessly onwards.
By contrast, Hobsbawm’s account gives you no idea at all of the characters and worldviews of the leading politicians of the day; they are all just representatives of the ‘bourgeoisie’, taken as, for all intents and purposes, identical, whether in America, Britain, France, Germany, Italy and so on. (The one possible exception is Bismarck, who emerges with a very clear political agenda, all of which he achieved, and so impresses Hobsbawm.)
The book’s strengths
Where the book does score, what made its reputation when it was published and has maintained it ever since, is the bravura confidence with which Hobsbawm leaps from one continent to another, mimicking in the structure of his text the phenomenal spread of the industrial revolution and the new capitalist ways of managing production, new social relations, a new economy, and new trading relations, new and unprecedented ways of doing things which spread like wildfire around the world. The first half of the book is crammed with raw facts and statistics about the West’s astonishing feats of industrialisation and engineering. Here are some highlights:
1848, the ‘springtime of peoples’
1848 saw political revolution across Europe. I have summarised these in a review of 1848: Year of Revolution by Mike Rapport (2008). The revolutions of 1848 generated a huge amount of rhetoric, primarily by middle class nationalists and liberals, but also from ideologists for the new ideas of socialism and communism.
But the key thing about the 1848 revolutions and the so-called ‘springtime of peoples’ is that they failed. Within a year, year and a half at most, they had all been crushed. Some political gains were made, serfdom was abolished in Hungary, but broadly speaking, within two years the kings and emperors were back in control.
All except in the most politically unstable country of Europe, France, which overthrew its king, endured three years of unstable democracy and then elected a buffoon, the nephew of Napoleon Bonaparte, to become their emperor, Napoleon III (Napoleon counted his father as Napoleon II, hence the way he named himself the third Napoleon). The French replaced an inept king with a populist buffoon. The left was decisively crushed for nearly 40 years, only reviving in the harsher environment of the 1880s.
The labour movement [across Europe] had not so much been destroyed as decapitated by the failure of the 1848 revolutions and the subsequent decades of economic expansion. (p.133)
Boom years of the 1850s
The 1848 revolutions were bitterly fought, there was a lot of bloodshed which amounted to civil war in some parts of Europe, but apart from the fact that they all failed in their aims of establishing liberal republics, the other key thing about them that Hobsbawm brings out is they were the end of a process, not the beginning.
The 1840s are often referred to as the Hungry Forties because of the malign impact of industrialisation on many populations, combined with a run of bad harvests. BUT 1850 saw all this change, with a sudden industrial boom which lasted most of the rest of the 1850s and a run of good harvests.
With the result that the ‘working class militancy’ so beloved of a Marxist like Hobsbawm fizzled out. Chartism, which had at one point threatened the state in Britain, disappeared and the same with the other movements across Europe. All except for the nationalist movements in Germany and Italy, which were by no means socialist or for the workers. The unification of Germany was brought about by Bismarck, the opposite of a socialist.
1848 gold rush
Much more important for the global economy was the discovery, in the same year, 1848, of gold in California. This is the kind of thing Hobsbawm is good at, because he has the figures at his fingertips to show how dramatically the gold rush drew the Pacific world closer together. An unprecedented number of Chinese crossed the sea to find their fortunes in California, part of the huge influx of migrants who boosted San Francisco’s population from 812 in 1848 to 35,000 just 4 years later (p.79).
Crews of ships docking in San Francisco regularly absconded in their entirety, leaving the wooden ships to rot, many of them eventually being torn up and used as building materials. Such was the pull of gold and the mushroom wealth it created, that fleets and food were attracted up the coast from faraway Chile.
The gold rush also acted as a financial incentive for the completion of the transcontinental railways being built at the time (the line right across America was completed in 1869). Previously California had been cut off by the huge Rocky mountains. Now there was the incentive of gold to complete a transport link to it, allowing the traffic of food from the mid-West.
Globalisation
The gold rush in California (shortly followed by one in Australia) is a good example of one of the overall themes of the book, which is that this era saw the advent of Globalisation.
The interdependence of the world economy could hardly be better demonstrated. (p.79)
Due to the railway, the steamer and the telegraph…the geographical size of the capitalist economy could suddenly multiply as the intensity of its business transactions increased. The entire globe became part of this economy. This creation of a single expanded world is probably the most significant development of our period…for practical purposes an entirely new economic world was added to the old and integrated into it. (p.48)
In this industrial capitalism became a genuine world economy and the globe was therefore transformed from a geographical expression into a constant operational reality. History from now on became world history. (p.63)
No wonder that observers saw the economic world not merely as a single interlocking complex, but as one where each part was sensitive to what happened elsewhere, and through which money, goods and men moved smoothly and with increasing rapidity, according to the irresistible stimuli of supply and demand, gain and loss and with the help of modern technology. (p.82)
…the ever-tightening network of global communications, whose most tangible result was a vast increase in the flow of international exchanges of goods and men… (p.85)
For the historian the great boom of the 1850s marks the foundation of a global industrial economy and a single world history. (p.88)
… the extraordinary widening and deepening of the world economy which forms the basic theme of world history at this period. (p.207)
Second industrial revolution
There are varying opinions about how many industrial revolutions there were. From Hobsbawm’s accounts here and in Industry and Empire it seems clear the first industrial revolution centred on cotton production, took place in Lancashire, and relied on British dominance of international trade, since 100% of the raw material was imported (from the American South) and a huge percentage was then exported (to Africa and India).
There was a slump in the textile economy in the 1830s and Hobsbawm briefly entertains the counter-factual possibility that the process of industrialisation, which had, after all, only touched a relatively tiny part of the world’s surface, might have sputtered out and died altogether.
But it was saved by a second wave of renewed industrial activity leading to phenomenal growth in production of coal and iron, with accompanying technical innovations, which were catalysed by the new technology connected with the railway (which Hobsbawm tells us Karl Marx thought of as capitalism’s ‘crowning achievement’, p.48).
Railway mania
Hobsbawm explains how the railway mania, at first in Britain, then in other industrialising nations, was driven by financial factors, namely the need for capitalists who had acquired large amounts of capital for something to invest in.
Hobsbawm has some lyrical passages, the kind of thing most readers of this book long remember, describing the astonishing feats of finance and engineering and labour which flung huge lengths of iron railroad across the continents of the world between the 1840s and the 1870s, connecting coasts with hinterlands, linking the world together as never before. Many readers remember Hobsbawm’s awed descriptions of the astonishing achievements of individual railway entrepreneurs such as Thomas Brassey, who at one point was employing 80,000 men on five continents (pages 70 to 73).
Such men thought in continents and oceans. For them the world was a single unit, bound together with rails of iron and steam engines, because the horizons of business were like their dreams, world-wide. (p.74)
He points out that Jules Verne’s famous novel of 1873, Around the World in Eighty Days, was fantastically topical to its time. In effect its protagonist, Phileas Fogg, was testing and showcasing the spread of the new railway technology which had girdled the earth (p.69).
Map of Philea Fogg’s route in Around the World in Eighty Days by Jules Verne (Map created by Roke. Source: Wikipedia)
The electric telegraph
Even more dramatic than railways was the development of the electric telegraph which Hobsbawm describes in detail on pages 75 to 78. It was the telegraph which created the first and definitive communications revolution. In 1848 you had to wait months for letters to arrive from another continent. By 1875 news could be telegraphed from England to America in minutes. It was a transformation in human relations, perception and psychology.
Hobsbawm goes on to make the interesting point that this globalisation was still very limited and focused on high profit areas and routes. Only a hundred miles from the railway and telegraph, billions of people still lived with more or less feudal technology, the fastest vehicle being the ox-cart.
Right from the beginning the process of globalisation created an even bigger zone of unglobalisation, what is now often called the ‘left behind’. So Phileas Fogg’s famous journey has this additional interpretation, that it was a journey along the frontier between the newly globalised and the still untouched. In the novel Phileas travels a kind of borderline between the deep past and the ever-accelerating future.
Production figures
Britain produced 2.5 million tons of iron in 1850, in 1870 6 million tons, or about half the world’s total. Over the same period world production of coal increased by two and a half times, world output of iron four times. Global steam power increased from an estimated 4 million horsepower in 1850 to 18.5 million HP by 1870. In 1859 2,000 million barrels of oil were produced in the USA, in 1874, 11 million barrels. The book ends with a dozen pages of tables conveying these and many other examples of the explosion in productivity and output, and maps showing the spread of trade routes and emigration movements around the world.
The industrialisation of the German Federation between 1850 and 1870 had major geopolitical implications, creating the industrial might which helped Bismarck win three wars in succession and create a united Germany, which has been a decisive force in Europe ever since (p.56).
World fairs
As their economic system, businesses and military might spread around the world, what Hobsbawm calls the ‘liberal bourgeoisie’ celebrated in a series of world’s fairs, starting with the famous Great Exhibition at the Crystal Palace in London at which no fewer than 14,000 firms exhibited (1851), followed by Paris 1855, London 1862, Paris 1867, Vienna 1873 and Philadelphia 1875 (p.47).
Mass migration
The third quarter of the nineteenth century saw the largest migrations in human history to that point. Between 1846 and 1875 more than 9 million people left Europe, mostly for America (p.228). Between 1851 and 1880 about 5.3 million people left the British Isles (3.5 million to the USA, 1 million to Australia, half a million to Canada).
More subtly, maybe, there was large scale inner migration from the countryside to the new mushroom towns and cities of the industrial revolution, creating vast acreages of appallingly squalid, over-crowded slums without any sanitation, water etc. These were to be the settings for the poverty literature and government reports of the 1880s and 1890s which brought about sweeping changes in town planning at the end of the century and into the 1900s.
The challenge to the developing world
The corollary of the notion that industrial ‘liberal capitalism’ spread its tentacles right around the world during this period, drawing all nations and peoples and places into its ravenous quest for profit, was the challenge this represented to all the non-Western nations and other cultures. Hobsbawn has sections describing the responses of the Ottoman Empire, the world of Islam, the Chinese Empire, the Persian Empire and the Japanese to the growing challenge from what he glibly calls ‘the West’.
His passages on these nations suffer from the same shortcomings I’ve listed above, namely that they are brief and superficial. To really understand what happened in China during this period, I would recommend The Penguin History of Modern China: The Fall and Rise of a Great Power, 1850 to the Present by Jonathan Fenby (2013). For an overview of why the non-Western empires and cultures proved incapable of matching the West’s dynamism, I recommend the outstanding After Tamerlane: The Rise and Fall of Global Empires 1400 to 2000 by John Darwin. For descriptions of the internal crises the transformation sparked, generally leading to the overthrow of the old regimes, in the Ottoman Empire, China, Japan in a controlled way, I would recommend you to find books specifically about those countries.
Wars
It was an era of wars. Which era hasn’t been?
The Second Carlist War (1846 to 1849) was a minor Catalan uprising
The Taiping Rebellion aka the Taiping Civil War or the Taiping Revolution, 1850 to 1864
The Crimean War, October 1853 to February 1856
American Civil War, 12 April 1861 to 9 April 1865
The Unification of Germany involved:
The Second Schleswig War aka Prusso-Danish War Feb to October 1864
The Austro-Prussian War or Seven Weeks’ War, June to July 1866
The Franco-Prussian War War, 19 July 1870 to 28 January 1871
The Unification of Italy involved:
The Second Italian War of Independence aka the Austro-Sardinian War, April to 12 July 1859
(2 months, 2 weeks and 2 days)
The Third Italian War of Independence between the Kingdom of Italy and the Austrian Empire, June and August 1866
The Paraguayan War aka the War of the Triple Alliance, 1864 to 1870
The Third Carlist War, in Spain, 1872 to 1876
Famines
Less newsworthy than wars, less painted, less celebrated, producing fewer statues and medals, but many times more people died in famines than conflicts. As Hobsbawm points out, one of the fundamental differences between the ‘civilised world’ and the rest is that the industrial world can (by and large) feed its populations, whereas the undeveloped world is susceptible to failures of harvest and distribution.
1848: Java ravaged by famine
1849: maybe 14 million died in the Chinese famine
1854 to 1864 as many as 20 million died in prolonged famine in China
1856: one in ten of the population of Orissa died in the famine
1861 to 1872: a fifth the population of Algeria died of starvation
1868 to 1870: up to a third the population of Rajputana
3 and a half million perished in Madras
1871 to 1873: up to 2 million, a third the population of Persia, died of starvation
1876 to 1878: 1 million in Mysore
Hobsbawm tries to reclaim human dignity i.e. give these catastrophes some semblance of meaning, by blaming some of this on the colonial powers (especially the British in India; as a British Marxist he is duty bound to reserve most of his scorn and contempt for the British authorities). But the effect of this list is not to make me ‘blame’ anyone, it just overwhelms me with the misery and suffering most of humanity have experienced throughout most of human history.
American states
In the post-civil war era, America continued to grow, adding states to its roster, having now settled the central issue of the war, which was whether they would be slave states of free states. The North’s victory in 1865 meant they would all be ‘free’ states.
Wisconsin became a state in 1848
California 1850
Minnesota 1858
Oregon 1859
Kansas 1861
West Virginia 1863
Nevada 1864
Nebraska 1867
Russia sold America Alaska 1867
Colorado 1876
Colonies
The original European colonial powers were Portugal and Spain. Spain lost control of its colonies in Central and South America in the early 1800s. Portugal hung on longer to a handful of territories in Latin America, a few coastal strips in Africa and Goa in India (p.145). The Dutch created a sizeable foreign empire in the 17th and 18th centuries. The French had ambitions to control North America and India but lost out during the 18th century to the British. So that the nineteenth century belonged to Britain, which ruled the world’s oceans and developed an unprecedented web of international, ocean-carried trade and this, Hobsbawm argues, was the bedrock reason for Britain pioneering the industrial revolution.
In a nutshell, the idea is that a fully developed capitalist system must be continually looking for new markets in order to maintain its growth. Where markets don’t exist in its native country, the system creates needs and markets through advertising. Or it conquers new parts of the world and new populations which it can drag into its mesh of trade and sales, extracting its raw materials at the cheapest cost, and turning them into manufactured items which it sells back to colonial peoples at the maximum profit.
Although there continued to be expeditions and territorial claims during this period, it was really a prelude to the frenzy of imperial conquest which characterised the final quarter of the nineteenth century, and which is the subject of the third book in the trilogy, the sequel to this one, Age of Empire.
In a word
Hobsbawm’s book impressed when it was published, and still does now, with its sheer range and scope, with its blizzard of facts and data, with its rhetorical conjuring of a world for the first time embraced and joined together by new technologies (railway, steamship, telegraph).
But its strength is its weakness, for its breadth means it sacrifices subtlety and insight for dogma, and becomes increasingly bogged down in sweeping generalisations about the wicked bourgeoisie and hypocritical capitalists (‘In general capitalists of the first generation were philistines…’, p.334).
By the end of the book I was sick to death of the sight of the word ‘bourgeois’. Hobsbawm sounds like a fairground toy: put a penny in the slot and watch it jerk to life and start spouting endless slogans about the vicious, hypocritical, exploitative ‘bourgeoisie’, especially in the long and profoundly dim final sections of the book in which, God forgive us, an ageing Marxist historian shares with us his banal and predictable views about the intellectual and artistic achievements of the period. For example:
The novel can be considered the one genre which found it possible to adapt itself to that bourgeois society….p.326
When one considers the orgy of building into which a prosperous bourgeois society threw itself…326
Few societies have cherished the works of creative genius… more than that of the nineteenth-century bourgeoisie. p.327
The demands of the bourgeoisie were individually more modest, collectively far greater. (p.330)
The business and domestic needs of the bourgeoisie made the fortunes of plenty of architects… (p.330)
The bourgeois market was new only insofar as it was now unusually large and increasingly prosperous. (p.330)
We can certainly discover those who, for various reasons, resisted or tried to shock a bourgeois public… (p.332)
For bourgeois society [the artist] represented ‘genius’…
Bourgeois tourists could now hardly avoid that endless and footsore pilgrimage to the shrines of the arts which is still in progress along the hard floors of the Louvre, Uffizi and San Marco. (p.335)
[Artists] did not have to conform to the mores of the normal bourgeois… (p.335)
Here again Richard Wagner showed a faultless appreciation of the bourgeois artist. (p.335)
Did the bourgeois actually enjoy the arts? (p.335)
Aestheticism did not become a bourgeois fashion until the late 1870s and 1880s. (p.336)
The bourgeoisie of the mid-nineteenth century was torn by a dilemma which its triumph made even more acute. (p.340)
At best the bourgeois version of ‘realism’ was a socially suitable selection… (p.340)
[Naturalism] normally implied a conscious political critique of bourgeois society… (p.340)
The insatiable demands of the bourgeoisie, and especially the petty-bourgeoisie, for cheap portraits provided the basis of [photography]’s success. (p.341)
Torn between the idealism and the realism of the bourgeois world, the realists also rejected photography… (p.342)
The Impressionists are important not for their popular subject matter – Sunday outings, popular dances, the townscapes and city scenes of cities, the theatres, race-courses and brothels of the bourgeois society’s half world – but for their innovation of method. (p.344)
If science was one basic value of bourgeois society, individualism and competition were others. (p.345)
[The birth of the avant-garde] represents the collapse of the attempt to produce an art intellectually consistent with (though often critical of) bourgeois society… (p.346)
This breakdown affected the marginal strata of the bourgeois world more than its central core: students and young intellectuals, aspiring writers and artists, the general boheme of those who refused to accept (however temporarily) to adopt the ways of bourgeois respectability… (p.347)
[French artists] were united, like the Romantics before 1848, only by a common dislike of the bourgeoisie… (p.348)
Until 1848 these spiritual Latin Quarters of bourgeois society had hope of a republic and social revolution…. (p.348)
Flaubert’s Sentimental Education (1869) is that story of the hope in the hearts of the world-storming young men of the 1840s and its double disappointment, by the 1848 revolution itself and by the subsequent era in which the bourgeoisie triumphed… (p.348)
With the collapse of the dream of 1848 and the victory of the reality of Second Empire France, Bismarckian Germany, Palmerstonian and Gladstonian Britain and the Italy of Victor Emmanuel, the western bourgeois arts starting with painting and poetry therefore bifurcated into those appealing to the mass public and those appealing to a self-defined minority. They were not quite as outlawed by bourgeois society as the mythological history of the avant-garde arts has it… (p.349)
[Music] could oppose the bourgeois world only from within, an easy task, since the bourgeois himself was unlikely to recognise when he was being criticised. (p.350)
Richard Wagner succeeded…in convincing the most financially solvent cultural authorities and members of the bourgeois public that they themselves belonged to the spiritual elite… (p.350)
Prose literature, and especially that characteristic art form of the bourgeois era, the novel, flourished for exactly the opposite reason. (p.350)
It would be unfair to confine the discussion of the arts in the age of bourgeois triumph to masters and masterpieces… (p.351)
Eventually, by dint of endless relentless repetition, the word ‘bourgeois’ becomes almost entirely emptied of meaning, and the endless conflating of everything bad, vicious, exploitative, hypocritical and philistine under this one mindless label eventually obliterates all Hobsbawm’s attempts to analyse and shed light. It does the opposite.
He nowhere makes clear that, since it is a French word implies, this venomous hatred of the ‘bourgeoisie’ had special French origins and significances in a politically unstable country which had a revolution more or less every generation throughout the century, which just weren’t the same and couldn’t be applied in the same way in Germany, Britain let alone America. Tennyson didn’t hate the English ‘bourgeoisie’, Dickens didn’t despise the English ‘bourgeoisie’, as much as their French counterparts, Baudelaire and Flaubert hated the French ‘bourgeoisie’. The hatred, the concept and the cultural context are all French and have never made nearly as much sense in Britain, let alone in America, as Marx learned to his bitter disappointment.
The passages describing the astonishing achievements of entrepreneurs, inventors, engineers and industrial innovators during this period remain thrilling and eye-opening, but they make up a minority of the text. Struggling through the long, doctrinaire Marxist and tediously banal second half is like being trapped in a corner of a party by a slobbering bore who asks you to hang on while he just tells you 20 more reasons why the Victorian bourgeoisie were so despicable. ‘Yes, grandad. I get it.’
The Age of Capital is arguably, in its overall tendency and rigidly doctrinaire interpretations, more a relic of its own time, the right-on, Marxisant 1970s, than a reliable guide to the era it claims to describe.
Ad hominem
On one occasion only have I been in a traditional London gentleman’s club, when a TV producer invited me to lunch at his club, the Garrick. He pointed out a few famous members in the packed dining room, including the distinctive features of the agèd and lanky Hobsbawm over at one of the tables.
It struck me how very English it was that this fire-breathing, ‘radical’, ‘Marxist’ historian enjoyed all the benefits of the English Establishment, membership of top clubs, numerous honours (Companion of Honour, Fellow of the Royal Society of Literature, Fellow of the British Academy and so on), enjoying a tasty lunch at the Garrick before strolling back to the library to pen another excoriating attack on the hypocrisy, philistinism, greed, ruthlessness and cruelty of the ancestors of the jolly chaps he’d just been sitting among, confident that his ‘bourgeois’ publishers would do a good job producing and promoting his next book, that the ‘bourgeois’ bookshops would display and sell it, that the ‘bourgeois’ press would give it glowing reviews, and he would be awarded another chestful of honours by a grateful monarch.
It’s not really even hypocrisy, it’s something odder: that academic communities across the Western world happily employed, paid and promoted humanities academics and writers who systematically castigated their employers, their nations and their histories, and cheerfully proclaimed their allegiance to foreign powers (the USSR, China) who made no secret of their intention to overthrow the West in violent revolution.
Well, history has had its revenge on the Marxist historians. As I slotted Age of Capital back onto my shelf I thought I heard the sound of distant laughter.
Credit
The Age of Capital: 1848 to 1875 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback.
…his view that suffering is the norm of human life, that will represents an unwelcome intrusion, and that real consciousness lies beyond human understanding
(Knowlson summarising how Beckett found his deepest beliefs reinforced by the philosopher Schopenhauer, page 268)
This is a truly excellent literary biography. Knowlson documents Beckett’s life with immense thoroughness but shows a completely sure touch, a very satisfying sense of taste and tact throughout, not only regarding the complexities of Beckett’s private life (a lifelong companion and a small cadre of mistresses) but in tracing the sources and gestation of his many works, and lightly, intelligently bringing out their important aspects.
I summarised the first third of the book, up to the 1930s, in my last blog post. But that only covered 200 of the Damned To Fame‘s 700 or so pages and, as I tried to summarise the rest, I found there was simply too much material, it was overwhelming.
And so I abandoned a chronological summary in favour of looking at topics from Beckett’s life and works, some big and serious, others short and frivolous, as the fancy took me, to create a mosaic or collage of a review.
Affairs of the heart
Ethna MacCarthy Beckett was a slow starter, which was traditional for his time and place (1920s Ireland). As a tall but timid student at Trinity College, Dublin, he fell in love with Ethna MacCarthy, also studying modern languages, a strong, independent-minded feminist (p.58 to 60). He was swept off his feet by her intelligence and charisma but she had plenty of other admirers and it emerged she was having an affair with an older man, a married college professor (plus ça change…). A few years later, just before he quit his job at Trinity College, Dublin and left Ireland for the last time, he took Ethna for a night out in his car and, whether drunk or showing off, crashed it down at the docks, escaping with bruises himself but seriously injuring Ethna who had to be taken to hospital. The guilt never left him (p.143).
They kept in touch and remained good friends though Beckett was discombobulated when she embarked on a long affair with one of his best friends from college, Con Leventhal (even though Con was married). This affair continued until Con’s wife died, in 1956, at which point he immediately married Ethna. But fulfilment turned to tragedy when she was stricken with cancer and died in 1959. Beckett remained close friends with both of them.
Later on, we are told that the happy memories of love which haunt Krapp in Krapp’s Last Tape are likely reworkings of his memories of Ethna.
Peggy Sinclair In summer 1928, having returned home after having graduated from Trinity College Dublin and a brief abortive spell as a teacher at a boarding school in the North, Beckett returned to Dublin and fell deeply in love with his second cousin, Ruth Margaret Sinclair, generally referred to as Peggy, daughter of his aunt Cissie and the Jewish art dealer William ‘Boss’ Sinclair with whom she had moved to the town of Kassel in north Germany. Peggy was only 17 and on her first visit to Ireland. 22-year-old Sam drove her around in his dinky sports car, took her to galleries and the theatre, she was overawed. After a few months she returned to her parents in Germany, but they exchanged letters, he visited her in Kassel a few times over the coming years, and when she went to dance school in Austria (in Laxenberg, south of Vienna, pages 83 to 86), visited her there, too, all this despite the very strong disapproval of Beckett’s parents for whom 1. Boss’s notorious poverty 2. Boss’s Jewishness 3. the fact Sam and Peg were cousins, all resulted in strong opposition to the relationship. He visited Kassel quite a few more times over the coming years, although the affair with Peggy came to an end and she became engaged to another man. But Beckett was devastated when she died terribly young of tuberculosis in May 1933.
Lucia Joyce When Beckett took up the post of exchange lecteur at the École Normale Supérieure, his predecessor Tom MacGreevey introduced him to James Joyce and his circle in February 1928. This included Joyce’s wife, Nora, son, Giorgio, and daughter Lucia. Born in 1907, so just a year younger than Beckett, she was clever, creative and wilful and fell in love with the tall, quiet Irishman whom her father used as a secretary and assistant. She asked him to take her out for meals, for walks and so on and generally hoped they would fall in love. She was slender and had some training as a dancer. According to Beckett, even at this stage, she was bulimic (p.150). When it became clear Beckett wasn’t interested, Lucia accused him to her parents of leading her on. Nora never liked Beckett, had taken against him, and Lucia’s accusation was all it took to force Joyce to drop Beckett, much to the latter’s devastation (pages 103 to 105). Later Lucia was to suffer a mental breakdown into irreparable mental illness. Beckett, reconciled with Joyce at the start of 1932 (p.156), went on to watch his mentor devote huge energy and money to trying to find a cure which, slowly, friends and family realised would never work.
Mary Manning Howe In summer 1936, back in Dublin staying at the family home, after failing to get an affair going with a woman named Betty Stockton, Beckett had a brief whirlwind sexual affair with a friend since childhood, the now married Mary Manning Howe (p.229).
Suzanne Deschevaux-Dumesnil While in hospital after being stabbed in Paris in January 1937, he was visited by Suzanne Deschevaux-Dumesnil, and a friendship slowly grew which was to become the key relationship of his life. She was austere, intellectual, puritanical – not unlike his mother in many respects, although maybe not insofar as, being a good post-war French intellectual, she was a fervent communist. Profile of her character page 296.
Suzanne shared with Beckett their panic flight from Paris after the initial Nazi invasion in 1940 (pages 297 to 302). Then, when they returned, the risks of his life as an operative for the Resistance until they were forced to flee Paris a second time when their cell was betrayed August 1942, and he and Suzanne fled south on foot to the safety of the small village of Roussillon, in the Vaucluse département in Provence-Alpes-Côte d’Azur.
In the bleak post-war period she doggedly supported his writing and hawked his manuscripts from publisher to publisher. Despite his many infidelities to her, in the conversation with Knowlson at the end of his life, Beckett repeated that he owed her ‘everything’ (p.473).
Peggy Guggenheim (1898 to 1979) At the time the relationship with Suzanne began, Beckett was involved in a passionate affair with heiress Peggy Guggenheim who was madly in love with him and nicknamed him ‘Oblomov’. The mismatch between the super-rich socialite heiress and the frugal, moody Irish intellectual is amusingly detailed by Knowlson, pages 281 to 288. She was obsessed with him for a good year, although Knowlson suspects Beckett mainly kept things going because of the influence she could bring to bear on promoting his artist friends such as Geer van Velde.
Pamela Mitchell 32-year-old American working for Beckett’s American publisher, arrived in Paris to meet with Beckett in September 1953 to discuss rights and editions. He showed her the town and they had a brief fling, with follow-up letters after she returned to New York and further visits and meetings until January 1955 (pages 398 to 403).
Barbara Bray (1924 to 2010) In 1957, on a trip to London to supervise the premiere of Endgame and the radio production of Krapp’s Last Tape Beckett met Barbara Bray, 18 years his junior, a widow with two small children, who had been working as a script editor for the BBC Third Programme. Knowlson writes:
She was small and attractive, but, above all, keenly intelligent and well-read. Beckett seems to have been immediately attracted by her and she to him. Their encounter was highly significant for them both, for it represented the beginning of a relationship that was to last, in parallel with that with Suzanne, for the rest of his life. (p.458)
In 1961 Bray quit her job in London and moved to Paris, taking an apartment in the Rue Séguier where Beckett regularly visited her. She had a piano. He played Schubert, Haydn or Beethoven on it (p.595). He routinely visited her, she came to see him on his trips directing abroad, they were in most respects an item for the rest of his life. Which is interesting because he continued to live with Suzanne and go with her on increasing numbers of foreign holidays which Knowlson describes in winning detail (Lake Como, Sardinia, Tunisia, Morocco, the Canaries).
Suzanne Deschevaux-Dumesnil part 2 When Bray announced in 1961 that she was packing in her career with the BBC in London and moving to Paris, Beckett’s reaction was unusual. He promptly married Déchevaux-Dumesnil in March 1961 in a civil ceremony in Folkestone (pages 480 to 484). This was ostensibly to ensure that, if he predeceased her, Déchevaux-Dumesnil would inherit the rights to his work, because there was no common-law marriage under French law – but maybe also because he wanted to affirm his primary loyalty to her. But as soon as they were back in Paris he went to visit Barbara and spend much of his free time with her. Barbara outlived Sam and Suzanne (who both died in 1989) only passing away, in Edinburgh, in February 2010.
There appear to have been other, more fleeting dalliances: Jacoba van Velde, older than Beckett, literary agent and novelist (p.519). Mira Averech attractive young journalist, who interviewed him (p.553).
The BBC
The BBC played a key role in commissioning and producing and broadcasting Beckett’s work to a vastly wider audience than it would have reached via the theatre alone. The second half of Knowlson’s book is stuffed with accounts of commissions and productions overseen by Donald MacWhinnie, radio director and then director of TV drama, Head of BBC Radio Drama 1963 to 1977 Martin Esslin. In other words, Beckett had very powerful supporters within the national broadcaster, who supported him at every step of his career. There’s a book on the subject. Its blurb states:
This book is the first sustained examination of Samuel Beckett’s pivotal engagements with post-war BBC radio. The BBC acted as a key interpreter and promoter of Beckett’s work during this crucial period of his ‘getting known’ in the Anglophone world in the 1950s and 1960s, especially through the culturally ambitious Third Programme, but also by the intermediary of the house magazine, The Listener. The BBC ensured a sizeable but also informed reception for Beckett’s radio plays and various ‘adaptations’ (including his stage plays, prose, and even poetry); the audience that Beckett’s works reached by radio almost certainly exceeded in size his readership or theatre audiences at the time.
Beach
As a boy Beckett went on summer holidays with his parents to Greystones, a seaside resort village just down the coast from Dublin, complete with fishermen, cliffs and a pebbly beach. He played with his brother but also spent hours skimming stones across the waves or staring out to sea. Beaches and the sound of the sea figure heavily in works like Embers and Cascando and the protagonist of Molloy famously spends a couple of pages working out which order to suck a collection of 16 pebbles he’s gathered from the beach (p.28).
Beckett, the surname
Beckett is originally a French name. The family are descended from French Huguenots who fled persecution in the 18th century, first to England and then on to Dublin (p.6) – a fact which adds colour to:
the way Beckett subsequently returned to live in France
the several of his texts which are ‘about’ refugees, namely Lessness (p.564)
Breath
Beckett’s fury at Kenneth Tynan for letting the super-short, absurdist theatre piece, Breath, which he contributed as a personal favour to Tynan’s ‘ground-breaking’ 1969 extravaganza, OhCalcutta!, be festooned with naked actors, and then going on to print his name in the published script opposite photos of the naked men cavorting onstage during the production. He owed Tynan a big debt of gratitude for writing a rave review of the first English production of Waiting For Godot which helped turn critical opinion in its favour back in 1953. But his behaviour over Breath infuriated Beckett who called Tynan a ‘liar’ and a ‘cheat’ (pages 565 to 566).
Censorship
Lifelong opponent of censorship, whether it was the Irish Free State banning Joyce in the 1920s, the Nazis banning Jewish and degenerate art in the 1930s, or the British Lord Chamberlain insisting on stupid edits to his plays before they could be performed in London in the 1950s and 60s. He banned his own works from being performed in apartheid South Africa, and publicly supported writers suffering from state censorship or persecution.
Chess
Beckett was a serious chess player (p.9). He was taught to play by his brother Frank, and then learned more from his Uncle Howard who once beat the reigning world champion, José Raúl Capablanca y Graupera, when the latter visited Dublin. He was a noted chess player at his private school (p.43). He inherited a Staunton chess set from his father (p.627).
His first published story, Assumption, contains allusions to chess. Murphy plays a game of chess against the mental patient Mr Endon in Beckett’s first novel, Murphy (p.210). In fact Beckett really wanted the cover of Murphy to be a photo he’d seen of two apes playing chess (p.293).
Later in life Beckett played against Marcel Duchamp (p.289), he played against his friend the painter Henri Hayden, when the latter came to live in a village near Beckett’s rural retreat. Beckett built up a large collection of chess books, many given as gifts by friends who knew his interest or on sets like the magnetised chess set given to him by the artist Avigdor Arikha (p.595). When ill or isolated at his country bungalow at Ussy, he played against himself or played through famous games of the grandmasters.
Damned to fame
At first glance this seems like a melodramatic title, but it’s a quotation, from Alexander Pope’s mock-heroic comic poem, The Dunciad, whose subject is the fantastic lengths utterly talentless writers will go to to become famous. The short phrase thus contains multiple ironies, and Beckett used it of himself with maximum irony (p.644), and again (p.672).
Drinking
Teetotal as a youth and student, discovered alcohol in Paris and never looked back. In adult life, especially socialising in Paris, he often became drunk in the evening. Knowlson details numerous evenings of hard drinking with certain cronies, notably the two Irishmen Jack MacGowran and Patrick Magee. Suzanne hated his drinking: she had to cope with him rolling home in the early hours, disturbing her sleep, his late start the next morning, and resultant bad mood and depression.
Favourite dish
Mackerel (p.416).
Finney, Albert
Finney was cast in a production of Krapp’s Last Tape at the Royal Court in 1972. He was completely miscast and Beckett found it hard to hide his boredom and impatience, at one point falling asleep. The more Finney tried his full range of colours and emotions the more impatient Beckett became. At one point, with unusual bluntness, Beckett held up his little finger and declared there was more poetry in it than in Finney’s entire body (p.596).
Foxrock
Village south of Dublin where, in 1902, William Beckett bought some land and had a family house built for him and his wife, Maria Jones Roe (widely known as May), named it ‘Cooldrinagh’, where Sam’s older brother, Frank, was born in 1902, and where Samuel Barclay Beckett was born on 13 April 1906. He was named Samuel after his maternal grandfather. According to Knowlson, nobody alive knows where his middle name came from. The house was named Cooldrinagh after the family home of Beckett’s mother, May, which was named Cooldrinagh House. The name is from the Gaelic and means ‘ back of the blackthorn hedge’ (p.3). There was an acre of land, a summerhouse, a double garage and outbuildings (p.14).
French
Despite being a native English speaker, Beckett wrote in French because — as he himself claimed — it was easier for him thus to write ‘without style’. English had become overcrowded with allusions and memories. He had experimentally written a few poems in French before the war, but it was only on his return to post-War Paris that he began to write in French prose.
By adopting another language, he gained a greater simplicity and objectivity. French offered him the freedom to concentrate on a more direct expression of the search for ‘being’ and on an exploration of ignorance, impotence and indigence. (p.357)
However, this had an unintended consequence which becomes abundantly clear as Knowlson’s book progresses into the 1950s and Beckett acquires more writing in either French or English, which is the effort required by translating his work from one language to the other. Knowlson quotes countless letters in which Beckett complains to friends about having to translate monster texts such as L’Innomable or Mercier et Camier from French into English.
He in effect gave himself twice the labour of an ordinary writer who sticks to just one language.
This explains the complexity of a timeline of Beckett publications because very often there is a lag, sometimes a significant lag, between the publication of a work in French (or English) and then of its translation into the other language, which makes his publishing record complex and sometimes pretty confusing. And then there was German. Beckett took it on himself to translate, or at least supervise translations, of all his plays into German scripts. The biography brings home how this turned out to be a vast burden.
Generosity
Legendary. ‘Few writers have distributed their cash with as much liberality as Beckett’ (p.603). Knowlson quotes Claude Jamet’s story of being in a bar with Beckett when a tramp asked him for his coat and Beckett simply took it off and handed it over, without even checking the pockets! (p.408). Jack Emery met him in La Coupole bar and watched as a beggar approached Beckett with a tray of shabby postcards and Beckett promptly bought the lot (p.642). He gave money and support without stint to almost anyone who asked for it. He supported actor Jack MacGowran’s family after he died, and numerous relatives after spouses died. He gave away most of the money from the Nobel Prize, supporting friends and relatives in times of grief and difficulty.
An outstanding example of this is the support Beckett gave to an American convict, Rick Cluchey, serving time in San Quentin gaol, California, for robbery and murder. In prison, Cluchey became a changed man, who read widely and began to direct and act in plays. He wrote to Beckett asking permission to stage a production of Waiting For Godot, and this was the start of a friendship which lasted the rest of his life, as Cluchey, once released on probation, put on further Beckett productions, securing the great man’s artistic and financial aid (p.611, 613).
Late in life his friends worried that Beckett was a soft touch. He was unable to refuse requests for help
Germany
In September 1937 Beckett left for what turned into a seven-month trip to Germany. It is possibly a scoop for this biography (I don’t know, I haven’t read the others) that Knowlson has obtained access to the detailed diary Beckett kept of this seven-month cultural jaunt which saw him tour the great cultural centres of Germany, and so is in a position to give us a day-by-day account of the visit, which is almost all about art. Beckett systematically visited the great art galleries of Germany, public and private, as well as getting to know a number of German (and Dutch) artists personally. As well as experiencing at first hand the impact on individual artists, of galleries and ordinary people of Nazi repression. He loathed and despised the Nazis and is quoted quite a few times mocking and ridiculing the Nazi leaders (pages 230 to 261).
Ghosts
At one point I thought I’d spotted that Beckett’s use of memories, of voices and characters from the past amounted to ghost stories, shivers. But then they kept on coming, one entire play is named Ghost Trio and the ghost theme rises to a kind of climax in A Piece of Monologue:
and head rests on wall. But no. Stock still head naught staring beyond. Nothing stirring. Faintly stirring. Thirty thousand nights of ghosts beyond. Beyond that black beyond. Ghost light. Ghost nights. Ghost rooms. Ghost graves. Ghost … he all but said ghost loved ones…
When Beckett was directing Billie Whitelaw in Footfalls (1976) he told her to make the third section ‘ghostly’ (p.624). In other words, everyone and their mother has been well aware for decades that Beckett’s final period can is largely defined by his interest in ghosts, ghostly memories, apparition, and voices from beyond the grave (as in What Where).
Maybe the only contribution I can make is to point out that it’s not just the style and presentation of many of the later plays which brings to mind ghosts and faint presences, but there’s a sense in which much of the actual content is very old. What I mean is that about ten of Beckett’s total of 19 plays date from the 1970s and 80s – out in the real world we had fast cars, speedboats, supersonic jets, ocean liners and rockets flying to the moon, but you’d never have known it from Beckett’s plays. In those plays an ageing man listens to memories of himself as a boy in rural Ireland (That Time), an ageing woman paces the floor ridden by memories of herself in rural Ireland (Footfalls), an old man alone in a room waits for a message from his lost love (Ghost Trio), an ageing man remembers walking the back roads while he waits for the appearance of his lost love (…but the clouds…), an ageing man remembers back to his parents and funerals in rural Ireland (A Piece of Monologue), an ageing woman sits in a rocking chair remembering how her old mother died (Rockaby), an ageing man sits in a room listening to a doppelgänger read about his younger life (Ohio Impromptu), an autocratic director poses an old man on a stage (Catastrophe).
My point is that although the form of all these plays was radically experimental and inventive, often staggeringly so, the actual verbal and image content of most of the late works is very old, Edwardian or late Victorian, ghostly memories of a world that vanished long ago, 50 or 60 years before the plays were first performed. Hence the widespread sense that Beckett was the ‘last of his kind’, emblem of a vanished generation (hence the title of Isaac Cronin’s biography, Samuel Beckett: The Last Modernist). It was because the actual content of almost all the later plays and prose more or less ignores every technological advance of the 20th century in favour of memories of trudging round rural back roads, walking hand in hand with his father, walking along a riverbank, of a small girl struck dumb till she became uncontrollably voluble (Rockaby), of dismal rainy rural funerals. Watching A Piece of a Monologue again, I am struck by how the central action is lighting an old-style lantern by fiddling with the wick, chimney and shade. All of this stuff could straight from the time of Thomas Hardy.
Illness
For someone so phenomenally sporty (rugby, cricket, swimming, long distance running, boxing and motorbike racing) Beckett was frequently ill. As a boy he suffered from night anxiety and as an undergraduate from insomnia combined with night sweats and a racing heart (p.64). He was knocked out one term by a bout of pneumonia (p.63). On his first return from Paris in 1930 he presented his parents with the sight of a young man stricken by a rash on his face and scalp (p.118).
May 1931 struck down with a case of pleurisy (p.130).
a painful cyst that developed on his neck required an operation in December 1932 (p.166)
May 1933 the same cyst had to be treated again (p.168)
July 1933 an abscess on his palm needed treating. Following the death of his father he developed night sweats and panic attacks (p.172)
August 1934 acute abdominal paints (p.185)
throughout 1935 the night sweats and heart which had triggered his psychotherapy persisted (p.200). Knowlson points out that Beckett gives the antihero of his first novel, Murphy, a vivid description of these heart problems (p.215)
Christmas 1935 bed-ridden with an attack of pleurisy (p.222)
1936 on his German trip he developed a painfully festering finger and thumb (p.241)
January 1937, still in Germany, a lump developed on his scrotum that became so painful he was confined to bed (p.243)
September 1937 confined to bed with gastric flu
1946 cyst lanced and drained (p.366)
1947 abscess in his mouth and tooth problems (p.366)
August 1950 takes to his bed with a high temperature and raging toothache (p.380)
1956 several teeth removed and bridges built (p.438)
1957 abscess in the roof of his mouth (p.438)
1958 persistent insomnia (p.456)
June 1959 bad attack of bronchial flu; exacerbation of the intra-osseous cyst in his upper jaw (p.464)
November 1964 operation on the abscess in the roof of his mouth, creating a hole into his nose (p.530)
July 1965 surgical graft to close the hole in the roof of his mouth (p.535)
1965 extraction of numerous teeth and creation of a dental plate (p.535)
April 1966 diagnosis of double cataracts (p.540)
1967 treatments for cataracts included eye drops, suppositories and homeopathic remedies (p.547)
February 1967 fell into the garage pit at a local garage and fractured several ribs (p.547)
April 1968 severe abscess on the lung, which had been making him breathless and weak, required prolonged treatment (p.558)
end 1970 – February 1971 operations on the cataracts in his left and right eye (pages 579 to 581)
April 1971 nasty bout of viral flu (p.582)
1971 periodic bouts of lumbago (p.587)
November 1972 has eight teeth extracted and impressions made for dental plates (p.596)
1970s – continued depression, enlarged prostate (p.645)
1980 muscular contraction of the hand diagnosed as Dupuytren’s Contracture (p.660 and 679)
April 1984 bedbound with a bad viral infection (p.696)
Illustrated editions
An aspect of Beckett’s lifelong interest in art was the way many of his later texts, for all the lack of colour and description in the prose, turned out to be tremendously inspirational for a whole range of artists, who created illustrations for them. The volume of Collected Shorter prose gives an impressive list indicating the extensive nature of this overlooked aspect of the work.
All Strange Away, with illustrations by Edward Gorey (1976)
Au loin un oiseau, with etchings by Avigdor Arikha (1973)
Bing, with illustrations by H. M. Erhardt (1970) Erhardt also produced illustrations for Manus Presse of Act Without Words I and II (1965), Come and Go (1968), and Watt (1971)
Foirades/Fizzles, with etchings by Jasper Johns (1976)
From an Abandoned Work, with illustrations by Max Ernst (1969)
Imagination Dead Imagine, with illustrations by Sorel Etrog (1977)
L’Issue, with six original engravings by Avigdor Arikha (1968)
The Lost Ones, with illustrations by Charles Klabunde (1984)
The Lost Ones, illustrated by Philippe Weisbecker, Evergreen Review, No. 96 (Spring 1973)
The North, with etchings by Avigdor Arikha (1972)
Séjour, with engravings by Louis Maccard from the original drawings by Jean Deyrolle (1970)
Still, with etchings by William Hayter (1974)
Stirrings Still, with illustrations by Louis le Brocquy (1988)
Stories and Texts for Nothing, with drawings by Avigdor Arikha (1967)
Nohow On: Company, Ill Seen Ill Said, Worstward Ho, illustrated with etchings by Robert Ryman (1989)
Interpretations, dislike of
One of Billie Whitelaw’s great appeals as an actress to Beckett was that she never asked him what lines meant, only how to speak them (p.598). In this respect she was the opposite of actresses like Peggy Ashcroft or Jessica Tandy, who both played Winnie in Happy Days and both pissed Beckett off with questions about her character and life story and motivation and so on. That was not at all how he conceived of theatre or prose. It is about the surface, there is only the surface, there is nothing behind the performance except the performance.
In a similar spirit he got very pissed off with actors (or critics) who asked him what Waiting For Godot meant. It means what it says. Knowlson repeats Beckett’s account of reacting badly when English actor Ralph Richardson bombarded him with questions about Pozzo, ‘his home address and curriculum vitae’, and how Richardson was comicallydisappointed when Beckett told him to his face that Godot does not mean God! If he had meant God, he would have written God! (p.412).
In a similar vein, Knowlson quotes his exasperated response when Beckett went through the reviews of the English production of Godot, saying:
he was tired of the whole thing and the endless misunderstanding. ‘Why people have to complicate a thing so simple I don’t understand.’ (quoted page 416)
Repeatedly actors asked for more information about their characters and their motivations, but Beckett politely but firmly repeated his mantra:
I only know what’s on the page (p.513)
It’s ironic because Beckett of all people should have known why everyone who came into contact with his texts would waste vast amounts of time searching for sub-texts, symbolism, allegory, and a universe of extra meaning. Because simply taking things at face value is one of the things human beings are useless at. Making up all kinds of extravagant meanings and elaborate theories is what humans excel at.
Intrusive narrator and Henry Fielding
There’s a great deal to be said on this subject because lots of the prose works involve not only an intrusive narrator but multiple narrators and narratives which collapse amid a failure of narrative altogether. But one detail stuck out for me from Knowlson’s biography, which is the direct influence of the eighteenth century novelist Henry Fielding. If you read Fielding’s shorter comic novel Joseph Andrews (1742) and his epic comic novel, Tom Jones (1749) you find that the narrator is a very active participant, not only describing events but giving a running commentary on them, moralising and judging and reminding us of previous events or warning of events to come. Once you get used to the 18th century style, this can be very funny. Obviously Beckett brings a completely different sensibility and a highly Modernist approach to what is more a ‘disintegrating narrator’. Still, it is fascinating to read in Knowlson that he specifically cites Fielding as showing just how interactive and interfering a narrator can be in his own text. It is August 1932 and Beckett has returned from Paris to the family home outside Dublin where he immerses himself in reading:
One of the most significant items on his reading list was Henry Fielding’s Joseph Andrews… He probably learned a lot from Fielding’s novels (for he went on to read Tom Jones) while he was writing the stories of More Pricks Than Kicks. This influence can still be detected in Murphy and continued even into the postwar novel trilogy. It can be seen in what he described as ‘the giving away of the show pari passu with the show’, in a balance and an elaborateness of phrase, and…in the playful pr ironic comments of a self-conscious narrator who makes regular intrusions into the text of his narrative. (page 165)
Ireland
There’s a lot of scope to discuss Beckett’s Irishness, how ‘Irish’ his own personality was, and his characters and his creations, but I don’t feel qualified to comment either way. Knowlson occasionally mentions Beckett’s love of the Irish countryside but only rarely addresses the subject of Beckett’s ‘Irishness’. Three aspects of the issue interested me:
1. Protestant Beckett wasn’t Catholic Irish, like James Joyce and the majority of the population. He was a Protestant, his mother was a God-fearing believer who took him to church every Sunday, and the private school he went to was redolent of strict Protestant teaching. It’s arguable that, although he lost his faith, Beckett retained this strict, almost Puritan turn of mind, in both his lifestyle, which was very spartan and simple, and, of course, in the unromantic, tough, self-punishing nature of his works.
2. Irish Partition I was surprised that Knowlson made so little of the partition of Ireland and the year-long civil war that followed 1921 to 1922. Beckett was born and raised in a suburb of Dublin, where his mother and brother continued to live, but the private secondary school he attended was in what became, while he was still attending it, part of Northern Ireland. The war was a long, drawn-out and very traumatic experience for the nation, but Knowlson barely mentions it and it seems to have had no impact on Beckett, which seems hard to believe. The entire subject of Irish nationalism is conspicuous by its absence.
3. Rejection of Ireland Again, it is underplayed in Knowlson’s book, but reading between the lines, it appears that some Irish considered Beckett moving to Paris in October 1937 and his continued living there was a studied rejection of his home country, a rejection he repeated at key moments of his career. Certainly Beckett, driven to exasperation by a lack of money, job, prospects, any success as a writer and the nagging of his mother to get a job, finally and decisively quit Ireland in September 1937 to make a permanent home in Paris. Knowlson says Beckett found Ireland too ‘narrow-minded and parochial’. He wrote to his old schoolfriend, Geoffrey Thompson, that the move to Paris was like being let out of gaol (p.274). Ironically, only a few weeks after emigrating, Beckett was recalled to Dublin to act as a witness in a libel case brought against a book which appeared to lampoon his beloved Uncle, ‘Boss’ Sinclair, and was subjected to a fierce cross-questioning by the defending QC which raised the subject of Beckett’s ‘immoral’ writings in order to question his credibility. This gruelling experience set the seal on Beckett’s rejection of his homeland:
His remarks about Ireland became more and more vituperative after his return to Paris, as he lambasted its censorship, its bigotry and its narrow-minded attitudes to both sex and religion from which he felt he’d suffered. (p.280).
The theme recurs when Beckett himself imposed a ban on his works being performed in Ireland: In 1958, upon hearing that Archbishop John McQuaid had intervened in the Dublin Theatre Festival programme, forcing the organisers to withdraw a stage adaptation of Joyce’s Ulysses as well as Sean O’Casey’s The Drums of Father Ned, Beckett responded by cancelling his permission for the Pike Theatre to perform his mimes and All That Fall at the festival.
The theme recurs again in the context of Beckett being awarded the Nobel Prize in 1969 because, super-reluctant to attend the award ceremony himself, instead of asking the Irish Ambassador to accept it, according to the convention whereby a demurring author is represented by his country’s ambassador, Beckett instead nominated his long-standing and loyal French publisher, Jérôme Lindon (p.572). It was a typical gesture of friendship and personal loyalty but some Irish commentators took it as a calculated slight to his homeland.
So, just like his hero James Joyce before him, Beckett had a complex love-hate relationship with his homeland. Irish emigré Peter Lennon spent time with Beckett and recalls:
The sense of Ireland was strong in him, there was a subterranean emotional involvement… [but he also] despised the ethos of the place. (quoted page 490)
Mind you this argument is countered by the fact that, of all the honorary degrees he was offered during his lifetime, the only one he accepted was from his old alma mater, Trinity College Dublin, which he flew back to in order to receive an honorary D.Litt. degree on 2 July 1959 (pages 469 to 470).
Keaton, Buster
In the early 1960s Beckett developed a treatment for a short silent film to be shot with American collaborators. As a boy Beckett had loved the classic silent movies of Charlie Chaplin et al so the American producers approached a number of the greats, including Chaplin, Zero Mostel, Beckett’s friend MacGowran, but they had other commitments or weren’t interested.
Thus it was that they came to invite the legendary Buster Keaton, who delighted everyone by agreeing. Knowlson points out how the pair had a secret artistic affinity, a Keaton movie like Go West featuring a protagonist named Friendless, who is all alone in the world – closely related to Beckett’s worldview (p.54).
However, the actual meeting between Beckett and Keaton was a famous disaster, with Beckett invited into the Keaton apartment where Buster went back to sitting in a chair in front of the TV watching a game of American football sipping a beer from the fridge. After a few conversational gambits Beckett fell silent. Impasse (p.522).
The film ended up being shot over a few sweltering days in lower Manhattan in July 1964 during Beckett’s first and only trip to the United States.
London
Beckett lived in London for two years in 1934 and 1935. He lived first in rooms in Chelsea and then in the Gray’s Inn Road, locations invoked in the novel he wrote about the period, Murphy.
Beckett hated London. Dirty and noisy and cramped. It infuriated him the way strangers called him ‘Paddy’ in shops and pubs. In later life he referred to London as ‘Muttonfatville’ (p.512).
Jack MacGowran (1918 to 1973)
Beckett wrote the radio play Embers and the teleplay Eh Joe specifically for MacGowran. The actor also appeared in various productions of Waiting for Godot and Endgame, and did several readings of Beckett’s plays and poems on BBC Radio. MacGowran was the first actor to do a one-man show based on the works of Beckett. He debuted End of Day in Dublin in 1962, revising it as Beginning To End in 1965. The show went through further revisions before Beckett directed it in Paris in 1970. He also recorded the LP, MacGowran Speaking Beckett for Claddagh Records in 1966 (the recording sessions described at p.539). Whenever he was over in Paris visiting, chances are the lads would go out and get slaughtered. Even worse when the duo turned into a threesome with fellow Irish actor Patrick Magee (p.514). After MacGowran’s death Beckett wrote immediately to his widow Gloria to offer financial assistance for her and daughter, Tara (p.599).
May Beckett
Tall, lean-faced, with a long nose, when you look at photos you immediately see that Beckett has his mother’s appearance not his father, who was round-faced and jovial. May Beckett had an unforgiving temperament and she ruled Cooldrinagh House and its servants with a rod of iron (p.5). Very respectable, she attended the local Protestant church every Sunday. Everyone found her difficult and demanding, she had regular shouting matches with the servants, but could descend into days of dark depression. A family friend, Mary Manning, said Beckett ‘was like his mother, he was not a relaxed social person at all’ (p.223). As he grew up Beckett developed an intense love-hate relationship with her until, by his twenties, he found it impossible to live in the same house. Beckett referred to her ‘savage loving’:
I am what her savage loving has made me (p.273).
His two years of psychotherapy in London (1933 to 1935) rotated around his unresolved relationship with this woman who was so difficult but who, in so many ways, he took after. According to his schoolfriend and doctor who recommended the therapy, Geoffrey Thompson, the key to Beckett’s problems was to be found in his relationship with his mother (p.178). It is, therefore, quite funny that the long and expensive course of psychotherapy was paid for… by his mother.
Mental illness
Beckett himself suffered from depression, as had his mother before him. It was partly deep-seated unhappiness triggered by his father’s death in 1933 which led to his two-year stay in London solely for the purpose of psychotherapy. The condition recurred throughout his life, in fact the second half of the book becomes quite monotonous for the repeated description of Beckett, if he had nothing immediate to work on, spiralling down into depression and isolation (p.441). As late as his 70s he was dosing himself with lithium as a treatment (pages 616 and 644).
He knew he had an obsessive compulsive streak, which could sometimes be regarded as determination and courage, at others simple neurosis: in his German diary Beckett refers to himself as ‘an obsessional neurotic’ (p.252).
Interesting to learn that during his London period (1934 to 1936) he visited his schoolfriend Geoffrey Thompson who had taken up the post of Senior House Physician at Bethlem Royal Hospital in Beckenham, where he observed the patients and learned about their diseases (pages 208 to 210). It was these trips and Thompson’s account which Beckett reworked into the fictional Magdalen Mental Mercyseat where the antihero of his novel Murphy finds a job. This real-life contact with mental patients (Knowlson quotes Beckett describing individual patients and their symptoms) was reinforced when Beckett undertook a series of visits to Lucia Joyce after she was confined to a hospital in Ivry in 1939.
This ‘long-standing interest in abnormal psychology’ (p.615) translated into characters who make up ‘a long line of split personalities, psychotics or obsessional neurotics’, as Knowlson calls them (page 590). Possibly Beckett’s works can be seen as a kind of escalation of depictions of various mental conditions, from the light-hearted neurosis of Murphy, through the more serious mental breakdown of Watt, but then taken to out-of-this-world extremes in the Trilogy, and particularly the collapse of subject, object and language in The Unnamable. Footfalls is a particularly spooky investigation of strange mental states and situations such as the protagonist’s radical agoraphobia and chronic neurosis (p.616).
Miserabilism
Miserabilism is defined as ‘gloomy pessimism or negativity.’ It’s so obvious that Beckett’s work concentrates oppressively on failure and negativity that it barely needs mentioning. Soon after the war he gave his beliefs classic expression in the avant-garde magazine transition:
‘I speak of an art turning from [the plane of the possible] in disgust, weary of its puny exploits, weary of pretending to be able, of being able, of doing a little better the same old thing, of going a little further along a dreary road.’
And, when asked what the contemporary artist should be striving for, he wrote:
‘The expression that there is nothing to express, nothing with which to express, nothing from which to express, no power to express, no desire to express, together with the obligation to express.’
His position didn’t budge much in the remaining 45 years of his life.
Music
He came from a very musical family. Beckett’s grandmother (Frances, Fannie) was very musical, wrote songs, set poems to music. Her son, Beckett’s Uncle Gerald, was very musical, piano in the house, spent hours playing duets with young Sam (p.7). Their daughter, Aunt Cissie, also very musical. Cissie married a Jewish art dealer, William ‘Boss’ Sinclair and moved to north Germany, where Boss tried to make a career dealing contemporary art. In his 20s Beckett went to stay with them and fell in love with their daughter, Peggy, a few years younger than him.
Beckett grew up able to play Haydn, Beethoven and Mozart piano pieces very well, as well as lighter pieces like Gilbert and Sullivan (p.28). At private school he carried on having music lessons and gained a reputation for being more or less word perfect in the entire Gilbert and Sullivan oeuvre (p.43).
In his first year at Trinity College Dublin he commuted from his parents house, but in his second year moved into rented accommodation, where he installed a piano. He was by now into modern French music and studied and played the piano music of Debussy (p.65). It is, maybe, revealing that Beckett hated Bach. He described him to a friend as like an organ grinder endlessly grinding out phrases (p.193). He had pianos in most of his lodgings and houses. Once living in France he regularly listened to concerts broadcast on France Musique (p.453). In 1967 he bought a small Schimmel piano for the house in Ussy, which he played Haydn and Schubert on (p.546).
Music is overtly important in plays like Ghost Trio (named after a piano work by Beethoven) and Nacht und Träume (named after a song by Schubert). But it is arguable that many of Beckett’s plays, and certainly the later ones, are conceived as musical in rhythm and performance, and are dependent on essentially non-dramatic but musical ideas of repetition, repetition with variation, counterpoint, introduction of new themes, and so on (p.193).
What is important to him is the rhythm, choreography and shape of the whole production. (p.551)
Thus, when he wrote That Time he conceived of it as a sonata, paying meticulous care to the entrance and exits of the three voices from the protagonist’s past. Into the 1980s he was still listening to classical concerts on the radio, playing the piano and made a number of composer friends. Knowlson points out how many of his works have been set to music or have inspired composers (p.655).
Visitors to his supervision of a 1980 production of Endgame noticed that as the actors spoke his hand beat out the rhythm like Karajan conducting an orchestra. ‘It was all about rhythm and music’, said one of the actors (p.668). He particularly loved Schubert and it is a Schubert song which inspired Nacht und Träume and Schubert’s song cycle Winterreise which inspired the play What Where (p.685).
Nobel Prize
1969 23 October Awarded the Nobel Prize for Literature. (pages 570 to 573). He and Suzanne experienced this as a complete disaster, ending their life of peaceful anonymity. They were on holiday in a hotel in Tunisia and the announcement had an immediate impact in that the hotel was besieged by journalists and photographers.
Beckett accepted, recognising the honour, but couldn’t face attending the ceremony as he hated all such events. There was some sharp criticism back in Ireland when, instead of asking the ambassador of the nation of the winner i.e. the Irish ambassador, Beckett instead asked for the award to be given to his loyal French publisher, Jérôme Lindon (p.572).
Later Beckett blamed the award for a prolonged period of writer’s block which immediately followed it.
Not I
Inspired, or at least crystallised, by Beckett seeing Caravaggio’s painting Decollation of St John The Baptist in Valletta cathedral in Malta (p.588), and a holiday in North Africa where he was fascinated by the locals wearing djellabis. The original conception was of the woman speaker strapped into a device above the stage with a spotlight on her face as she spoke at breakneck speed, taking four pauses or breaks, during which the tall, faceless figure at the side of the stage wearing a djellabi slowly raised and then slowly lowered his arms, as in a gesture of helpless compassion.
But rehearsals for various productions eventually persuaded Beckett the play didn’t need the auditor at all, and the figure was quietly dropped from the 1975 BBC recording with Billie Whitelaw. And Beckett admitted to Knowsley that maybe the entire notion of the auditor was simply ‘an error of the creative imagination, a rare admission (p.617).
Ohio Impromptu
Beckett wrote this piece for American actor David Warrilow to play the part of Reader, a man sitting at a table next to a silent doppelgänger, reading out a narrative, a story which the audience slowly realises applies to the two men onstage. Beckett wrote to tell to Warrilow to read it as if it was ‘a bedtime story’.
O’Toole, Peter
Beckett hated him, and was infuriated when his agent, Curtis Brown, gave O’Toole permission to stage a production of Waiting For Godot in 1969. Possibly Beckett disliked O’Toole because one boozy night down the Falstaff pub in London, O’Toole was about to throw his friend Peter Lennon down the stairs before Beckett personally intervened. Or maybe it was just his florid, attention-grabbing acting style, the histrionic opposite of everything Beckett’s minimalist theatre stood for. He called the resulting production ‘O’Tooled beyond redemption’ (p.567)
Painting
Visual art was very important to Beckett. He had started to systematically visit galleries and develop his taste, as a student (p.58). In summer 1927 Beckett travelled to Florence, calling on the sister of his Italian tutor at Trinity College, and systematically visiting museums, galleries and churches (pages 71 to 75). During his two years as lecteur in Paris he visited as many galleries as he could and immersed himself in the French tradition. Back in Ireland in 1931, he resumed his visits to the National Gallery (p.140). After his father’s death, at a loss what to do, it’s not that surprising to learn that he applied to be an assistant curator at London’s National Gallery (p.174).
A decade later, Beckett was to spend no fewer than seven months, from September 1937 to April 1938, on a really thorough and systematic tour of the art galleries of Germany. One of the features of Knowlson’s biography is that he got access to Beckett’s detailed diary of this trip and so gives the reader a city-by-city, gallery-by-gallery, painting-by-painting detailed account of not only the paintings Beckett saw, but also of the contemporary artists he met in cities like Hamburg, Berlin and Munich (pages 230 to 261). The first work he wrote in French after the war was an essay on contemporary art (page 357).
Beckett had a very visual imagination and many critics have found analogues for scenes in the prose and plays among classic paintings of the Old Masters, and by his own account, a number of works were heavily inspired by works of art.
Thus Waiting For Godot, notable Godot – in which the final scene of both parts, of two men looking up at the rising moon mimics Caspar David Friedrich (p.609), and Breughel paintings inspire various poses of the four characters; while Not I was directly inspired by Beckett seeing Caravaggio’s painting Decollation of St John The Baptist in the cathedral in Malta (p.588).
The Beheading of St John the Baptist by Caravaggio (1608)
Artistic friendships In November 1930 he was introduced to the Dublin painter Jack B. Yeats who was to become a lifelong friend. Travelling in Germany in 1937 he met Dutch painters Geer and Bram van Velde who became enduring friends. When he bought the cottage in Ussy outside Paris he found himself in proximity to the French painter Henri Hayden and his wife, Josette, who Sam and Suzanne had got to know well during their wartime stay in Roussilon, and who became close friends for the rest of their lives.
Paris
Paris came as a revelation to Beckett when he moved there for to take the post of lecteur at the École Normale Supérieure in 1928. He was quickly introduced to James Joyce and other members of the anglophone literary community, but also flourished in the city’s permissive, experimental avant-garde artistic and literary atmosphere. It was with reluctance that he moved back to Ireland in 1930.
Years passed with occasional visits and reunions with old friends before his patience with Dublin and living with his mother in the big empty family house finally snapped in September 1937, and he left Ireland for good to try and make his way as a freelance writer in Paris. However, he hadn’t been there long before he was stabbed in a random altercation with a pimp in Montparnasse. His lifelong partner Suzanne Deschevaux-Dumesnil visited him in hospital and began caring for him. Once he’d recovered, she arranged for Beckett to move out of an expensive hotel into a flat at 6 Rue des Favorites.
They inhabited the Rue de Favorites flat for 20 years, but eventually their lives had diverged so markedly that they needed a bigger space. Beckett was a night owl, staying out late often getting drunk with friends when they were in town, and disturbed her when he got home. Suzanne was a morning person and disturbed Beckett’s lying-in when she woke. Plus the mistresses. His unexplained absences became harder to bear in a small space.
Thus in 1960 they moved to a larger space, a seventh floor apartment at 38 Boulevard Saint-Jacques. Knowlson gives a detailed description of its layout (p.472). It allowed them to live partly companionable, but partly independent lives. A notable feature of the flat was that from it he could see the windows of the Santé prison. He sat staring at a prison for long stretches of his day. Some visitors entered his apartment to discover him standing at the window semaphoring messages to the prisoners: ‘They have so little to entertain them, you know’ (p.642)
Poetry
In my opinion Beckett’s poetry is pants. Here’s part of an early poem:
But she will die and her snare
tendered so patiently
to my tamed and watchful sorrow
will break and hang
in a pitiful crescent
(The Yoke of Liberty, 1932)
And a few years later:
a last even of last time of saying
if you do not love me I shall not be loved
if I do not love you I shall not love
the churn of stale words in the heart again
love love love thud of the old plunger
pestling the unalterable
whey of words
God, it’s dire, the ineffectual repetition of ‘love’, the woeful metaphor of the heart as a pestle grinding away at words. Flat and lifeless and clichéd.
Beckett’s poetry is so poor because, in my opinion, he had little or no feel for the sensual aspect of language. He has nothing of what Keats or Tennyson or Yeats or TS Eliot had for language, an unparalleled feel for the mellifluous flow of sensual speech. A reviewer of his first collection of short stories, More Pricks Than Kicks, is quoted as writing that Beckett ‘has imitated everything in Mr Joyce – except the verbal magic and the inspiration’ (quoted page 184). I think that is dead right. Hardly anywhere in Beckett’s works is there ‘verbal magic’ in the sense that an individual phrase leaps out at you as a miraculous use of language. The opposite. They’re often heavy with cliches and triteness. Here’s part of a short poem he wrote in 1977:
one dead of night
in the dead still
he looked up
from his book (p.647)
No Beckett really does not have the magic touch required for poetry. Instead Beckett does something completely different with language. For me his characteristic strategies are paring back language, omitting key syntactical units, and above all using repetition, the clumping of key phrases which are nothing in themselves but acquire power by dogged repetition.
Traditional poetry requires a certain charge behind individual words. And yet this is the precise opposite of how Beckett works. Beckett works by applying the exact opposite of the mot juste, he works through processes of paring down, creating key phrases, and then repeating the hell out of them. He sandblasts language. Thus, in my opinion, his most successful ‘poetry’ is in the play Rockaby, where no individual word has the kind of poetic charge you find in Eliot or Larkin or Hughes or Hill – it is all about the remorseless repetition.
till in the end
the day came
in the end came
close of a long day
when she said
to herself
whom else
time she stopped time she stopped
going to and fro
all eyes
all sides
high and low
for another
another like herself
another creature like herself
a little like
going to and fro
all eyes
all sides
high and low
for another
till in the end
close of a long day
to herself
whom else
time she stopped time she stopped
My contention is that he is a great writer despite his lack of feel for language, because of his systematic methodology. He doesn’t feel or express so much as process language, submits it to distortions, denials and repetitions in order to make his language pared back, hard, white bone (‘All the verbs have perished’, as he wrote of his short prose piece Ping, p.542).
His prose and theatrical dialogue doesn’t work with language, doesn’t facilitate expression – it does something to language. Manipulates and twists it into a kind of abstract sculpture. And this, in my opinion, helps to explain why his poetry is so pants.
Politics
It is striking that there is so little politics in Knowlson’s account. He devotes precisely one sentence to the 1916 Easter Rising in Dublin (p.36) when Beckett was 10, and only 2 sentences to the partition of Ireland and the tragic Irish civil war which followed, (June 1922 to May 1923) when Beckett would have been 16 going on 17. There is a brief mention of the IRA, but only because the sister of his Italian tutor at college might have been an IRA operative (p.73). There is only one mention of the Great War and that only in connection with the impact it had on the calibre of teachers when Beckett was still at secondary school (p.44).
Again, most accounts of the 1930s are heavily coloured by the terrible international situation but this is mostly absent from Knowlson’s account. For example, in the second year of the Spanish Civil War (1936 to 1939) Nancy Cunard sent a questionnaire round eminent artists and writers asking which side they would support and why (Authors Takes Sides in the Spanish Civil War). Beckett sent back the famously short and pithy reply: “UP THE REPUBLIC!” I might have blinked and missed it but I don’t think this is mentioned in Knowlson’s vast tome.
The Nazis do come into it when Beckett makes his seven month tour round Germany from September 1937 to April 1938. Beckett despised and mocked them (pages 238 and 297). But they are considered more from the point of view of the material impact their bans and prohibitions had on the local artists Beckett met and came to respect. Similarly, when they begin to enforce their racial edicts in Paris in 1940, it is the direct practical impact on his friends and acquaintances which Knowlson emphasises (page 303).
Similarly, after the end of the Second World War, the entire Cold War is not mentioned at all in the book, Suez, Indo-China, Hungary, Cuba. Silence.
One area which is briefly covered is the war in Algeria. This affected Beckett because his publisher, Jérôme Lindon, became involved in a campaign to publish graphic accounts of the French Army’s use of torture in Algeria, which made the publisher the target of death threats (pages 492 to 495). We find Beckett helping other writers and actors who lost work because of their principles opposition to the war.
Twenty years later there’s a passage about Beckett, violently against the apartheid regime in South Africa, giving permission for a mixed-race production of Godot, and the issues surrounding that (pages 636 to 639).
But Knowlson makes the important point that Beckett’s post-war political activity was very constrained because he was not a citizen of France and only allowed to stay on sufferance. His carte de séjour could be withdrawn by the French government at any moment. Hence, tact.
Maybe this is because the book was already very long and Knowlson’s publishers and editor made him remove anything not directly related to Beckett. Possibly it’s because just too much happened in the Twentieth Century and once you start filling in this or that bit of political background, where would you end? Especially as Beckett was tied to the politics of not one but three countries – Ireland where he was born, England where he spent some time and a lot of his plays were premiered, and France which was his adoptive home. That’s a lot of politics to try and summarise. If you throw in America, because it was an important location for the premiering and performance of his plays, then that’s an awful lot of national and international politics to make even cursory references to. So maybe that explains why the book contains as little or as brief references to world affairs as are possible.
Psychotherapy
One of the revelations of Knowlson’s book is the extent of Beckett’s psychotherapy. His sense of frustration at not knowing what to do in his life, exacerbated by the death of his beloved father in 1933, and the very tense atmosphere of being a grown adult stuck at home with his disapproving mother, led to an escalation of physical symptoms – night sweats, panic attacks, heart palpitations. Beckett described to Knowlson how, on at least one occasion, he was walking down the street when he came to a complete halt and couldn’t move any further (p.172).
Beckett’s good schoolfriend Geoffrey Thompson was now a doctor and recommended psychotherapy. It is startling to learn that, at that time, psychoanalysis was illegal in Ireland (p.173), so he had to go to London to be treated. And so it was that Beckett moved to London in January 1934 and began an astonishingly prolonged course of treatment with pioneering psychoanalyst Wilfred Bion at the Tavistock Clinic. This continued for two years, three sessions a week, lying on his back dredging up memories, while his hyper-critical intellect dissected them, analysed the positioning of the protagonists, their words (the London years as a whole are described on page 171 to 197).
The actual physical experience of therapy, and the theories of the mind it invokes, both provide a plausible underpinning to much of Beckett’s work, particularly the prose works where characters lie in the dark, imagining, visualising, listening to the voices of memory. The haunting prose work Company consists of 15 paragraphs of memories from boyhood and young manhood, seeded among 42 paragraphs describing the situation of the protagonist lying on his back in the dark and remembering:
To one on his back in the dark a voice tells of a past. (p.653)
In October 1935 Bion took Beckett to a lecture by Carl Jung. Some critics have read Jung’s theories of archetypes, of the anima, of the female and male parts of the psyche into the split personas, into the very male male and very female female characters and protagonists.
Freud and Jung, between them, cooked up quite a handful of theories about the multiple aspects of levels of the mind, a fissiparation which was only complexified by their hordes of followers, respectable and not so respectable (p.616). Temperamentally predisposed towards them, they provided ammunition for Beckett’s attack on the Cartesian notion of the mind as unified and rational. Freud transformed human understanding forever into a completely different model of a mind divided into all sorts of fragments and compartments.
But both Freud and Jung and most of their followers thought that, with long expensive therapy, these various contending psychic forces could be brought into some kind of harmony, that people could be helped to master their neuroses and compulsions. As Freud put it, ‘Where id was, there let ego be’, and therapy undoubtedly helped Beckett, indeed the case is made that it transformed him from a haughty, arrogant, self-centred young man into a far more socialised, generous and considerate person. But he never believed the self can be saved. All Beckett’s post-war works can be seen as explorations of exactly the opposite – ‘Where id was… there is more id, and more id behind that, multiple ids, a wilderness of ids.’ A problematics of the self.
In Beckett’s case, voices, the voices, the voice that drives the narrators of The Unnamable and How It Is, the voices that taunt the protagonists of That Time and Eh Joe and Footfalls, and texts which collapse in the failure to be able to make sense of any narrative, to establish any centre, any self amid the conflicting claims of language reduced to wrecks and stumps, as in the devastating Worstward Ho
Late in his career, on 20 September 1977, Beckett met the American avant-garde composer Milton Feldman. Over a nervous, shy lunch Feldman said he wasn’t interested in setting any of Beckett’s works but was looking for their essence. Beckett got a piece of paper and told Feldman there was only one theme in his life, and quickly wrote out the following words.
to and fro in shadow from inner to outer shadow
from impenetrable self to impenetrable unself
by way of neither
He later expanded this by another ten or so lines and it became the basic of the monodrama which Feldman composed and called neither. But the point is that Beckett considered this the very core of his project – the endless shuttling around of the mind, the psyche, the spirit call it what you will, looking for a solid reliable self which doesn’t exist. Here’s the opening ten minutes of the resulting ‘opera’.
P.S. It is funny to learn that Beckett was startled when, in his October 1935 lecture, Jung revealed that he never took on a patient unless he or she had had their horoscope read. This is the kind of voodoo bunkum which led Freud to disown and ridicule Jung. But the tip about the horoscope led Beckett to make it an important structuring element in his first novel, Murphy (p.208).
Quietism
The general sense of Quietism is a passive acceptance of things as they are, but in the tradition of Christian theology it has a more specific meaning. It means: ‘devotional contemplation and abandonment of the will as a form of religious mysticism’. Beckett deepened his understanding of Quietism in the 1930s in his reading of the German philosopher Schopenhauer. For Schopenhauer, what drives human beings is will – ‘a blind, unconscious, aimless striving devoid of knowledge, outside of space and time, and free of all multiplicity’. The ‘world’ as we perceive it is a creation of the human will which may or may not bear any relation to what is actually ‘out there’. For Schopenhauer, it is this endless will, driving us on and inevitably banging us against limitations and frustrations which is the cause of all our pain and suffering. Well aware that he was coming very close to Eastern religions in his attitude, Schopenhauer argued that the only redemption or escape from the endless, hurtful engine of the will is the total ascetic negation of the ‘will to life.’ Damp it, kiss it, crush it, negate it, transcend it.
When it’s put like that you can see, not so much that Schopenhauer’s thought ‘influenced’ Beckett but, as so often with the thinkers important in a creative writer’s life, that Schopenhauer helped Beckett think through and rationalise what was, in effect, already his worldview. Once you identify it, you realise it is Beckett’s core view of the world and attitude to life, described again and again in variations on the same idea:
The essential is never to arrive anywhere, never to be anywhere.
What a joy to know where one is, and where one will stay, without being there.
Every word is like an unnecessary stain on silence and nothingness.
He and so many of the narrators of his texts, don’t necessarily want to die, as such. Just not to be. To cease being. Not to be, and not to know.
Radio
Beckett wrote seven plays for radio, being
All That Fall (1957) commissioned by BBC produced by Donald McWhinnie, small parts for Patrick Magee and Jack MacGowran
From an Abandoned Work (1957) BBC Radio 3: Patrick Magee directed by Donald McWhinnie
Embers (1959) BBC Radio 3: Jack MacGowran and Patrick Magee directed by Donald McWhinnie
The Old Tune (translation of a play by Robert Pinget) (1960) BBC: Jack MacGowran and Patrick Magee directed by (Beckett’s lover) Barbara Bray
[Rough for Radio I – written in French in 1961 but not translated till 1976 and never broadcast in English]
Rough for Radio II – written 1961, broadcast BBC Radio 3 1976, Patrick Magee, Harold Pinter and Billie Whitelaw directed by Martin Esslin
Words and Music (1962) BBC Radio 3: Patrick Magee
Cascando (1963) BBC Radio 3: Patrick Magee
They include some of his most haunting pieces such as Embers (44 minutes in the original BBC production featuring Jack MacGowran), the torture play Rough For Radio II, and the haunting Cascando, featuring Patrick Magee. The list also indicates 1. the central role played by the BBC in commissioning and broadcasting important works by Beckett 2. the specific role of Donald McWhinnie as director of the earlier radio plays 3. the close association with two key Beckett actors, Patrick Magee (who appears in all of them) and Jack MacGowran.
Beckett refused permission for his radio plays to be made either into TV productions or stage plays. He said they were expressly designed for their medium alone. Asked about the possibility of transferring the radio play All That Fall to the stage, Beckett wrote: ‘It is no more theatre than Endgame is radio and to ‘act’ it is to kill it. Even the reduced visual dimension it will receive from the simplest and most static of readings … will be destructive of whatever quality it may have and which depends on the whole thing’s coming out of the dark.’ [emphasis added]
Resistance
On 1 September 1940 Beckett, back in occupied Paris after a brief flight to the south, joined the French Resistance. He was inducted into the Resistance cell Gloria SMH, run by Jeannine Picabia, daughter of the painter Francis Picabia. Knowlson goes into fascinating detail about the cell’s structure and work. Basically, Beckett continued sitting at his desk in his Paris flat, where he was registered with the authorities as an Irish citizen and a writer. His job was – various couriers brought him information written in a number of formats from typed reports to scribbled notes, and he translated them from French into good clear English, typed them up – then another courier collected these notes and took them off to an unknown destination where they were photographed and reduced to something like microfilm, before being smuggled south to the free zone of France by a network of couriers (pages 307 to 308).
It was the perfect role and the perfect cover since, as a bilingual writer, his flat was covered in scribbled notes and manuscripts in both languages although, if the Germans had actually found and examined the incriminating documents he would have been in big trouble. Written records exists in the French archive of the Resistance and of the British Special Operations Executive in London, which amply confirm Beckett’s identity and role.
Although the group paid lip service to the idea that all members only knew the names and details of a handful of other members, in practice Beckett thought too many friends who had been recruited who would give each other away under interrogation. But it wasn’t from an insider that betrayal came, and the most vivid thing about Beckett’s war work is the way it ended.
Basically the group was infiltrated by a Catholic priest, Robert Alesch, who railed against the Nazis in his sermons and came fully vetted. What no-one knew what that Alesch led a florid double life, respectable priest on Sundays, but coming up to Paris from his rural parish on weekdays, to indulge in nights of sex and drugs with prostitutes. He needed money to fund this lifestyle. So he inveigled his way into Cell Gloria and, as soon as he’d been given details of the members, sold it to the German authorities for a sum which Knowlson calculates as the lifetime earnings of an average worker. It was August 1942.
The Nazis immediately began arresting members, including Beckett’s good friend Alfred Péron, who was to die in a concentration camp. A brief telegram was sent to Beckett and Suzanne who immediately packed their bags ready for immediate flight. Suzanne went to the flat of a friend where she was briefly stopped and questioned by the Gestapo, who let her go and returned, traumatised, to the flat she shared with Beckett, they finished packing and left within the hour. Later the same day the Gestapo arrived to arrest them, and placed a permanent guard on the flat (p.315).
They went into hiding in various safe houses across Paris, before preparing for the long and dangerous trek by foot south towards the unoccupied zone of France, with the major stumbling block of having to arrange with professionals, passeurs, to be smuggled across the actual border. (It is fascinating to learn that Suzanne and Beckett spent ten days hiding out with the French-Russian writer Nathalie Sarraute, who was holing up in a rural cottage with her husband. They didn’t get on. (pages 316 to 317.)
After much walking and sleeping in haystacks and begging food, the couple arrived at the small village of Roussillon, in the Vaucluse département in Provence-Alpes-Côte d’Azur. Why Roussillon? Connections. A friend of Suzanne’s had bought an estate near the village and knew about local property and vacancies in the village. There they made a new life, initially staying in the small village hotel, then through local contacts finding a vacant property in the village, lying low, rerouting the small payments Beckett was owed from his father’s legacy and his handful of published books.
One of the major aspects of their two years in the village which gets no coverage is the fact that Beckett undertook demanding labour on local farms. He became a trusty and reliable farm labourer in the south of France, specifically for the Aude family, members of which Knowlson has tracked down and interviewed for eye witness accounts of Sam the labourer – managing the livestock, helping with ploughing and sowing and also, during the season, helping to trample down the grapes for that year’s wine. Can’t get more French than that (pages 323 to 326). Of course the motivation to do it was the extra food it brought Sam and Suzanne during a time of great privation.
Knowlson also brings out the fact that it was far from being a life of ‘rural idiocy’ and that a surprising number of intellectuals, writers and artists lived in the vicinity who quickly formed convivial social circles, dwelling on the charming, elderly lady novelist Miss Beamish, who lived with her ‘companion’. Autres temps (p.330).
After a lull, while they found their feet, Beckett rejoined the Maquis (their archives date it as May 1944) and helped out when he could by storing armaments in the shed of their village house (page 337). In this new situation, Beckett volunteered for more active service, going out on night trips to recover parachuted arms and was given training in the remote countryside on firing a rifle and lobbing grenades, but the local leaders quickly realised his poor eyesight and unpractical nature militated against fieldwork (pages 337 to 338).
All in all you can see why his prompt volunteering for the service, his unflinching integrity, his continued service even in the South, earned him the gratitude of the Free French government once Paris was liberated by the Allies 19 August 1944 and why, before the war was even over, in March 1945 he was awarded the Croix de Guerre.
Revelation (pages 351 to 353)
Possibly the most important event in his life came when Beckett was back at the family home, long after his father’s death, just after the Second World War and all its tribulations, suffering the cloying attentions of his aging mother and frustrated at the difficulty of getting his pre-war writings published, an unemployed, largely unpublished ‘writer’, fast approaching 40, when he had a life-changing revelation.
Since his character, Krapp, discusses a life-changing revelation which came to him as he stood on the pier at Dún Laoghaire, generations of critics have assumed something similar happened to Beckett. But one of the huge selling points of Knowlson’s biography is that he got to ask Beckett questions like this, directly, face to face, or in extended question and answer correspondence, and was able to get at the definitive truth of cruxes like this. And thus it was that Beckett told him to set the record straight ‘for once and all’, that it was in his mother’s room in the family home, that he suddenly realised the way forward.
At a stroke, he realised his entire approach to literature was wrong, that he must do the opposite of his hero Joyce. Joyce was the poet of joy and life, which he celebrates with texts which try to incorporate sounds and smells and all the senses, try to incorporate the entire world in a text, which grow huge by accumulating new words, mixing up languages, swallowing the world.
In books like More Pricks Than Kicks and Murphy Beckett had come off as a sort of half-cocked Joyce, adding his own quirky obsessions with repetitive actions to heavy, pedantic humour and outlandish characters. Now, in a flash, he realised this was all wrong, wrong, wrong.
‘I realised that Joyce had gone as far as one could in the direction of knowing more, [being] in control of one’s material. He was always adding to it; you only have to look at his proofs to see that. I realised that my own way was in impoverishment, in lack of knowledge and in taking away, in subtracting rather than in adding.’
He realised at a stroke that he must be the laureate of rejection, abandonment and decay, all the fleeting moods and expressions of failure and collapse which had been neglected in literature, ignored and brushed aside so that the author could get on with writing his masterpiece.
But what about taking that failure, the failure of the text to get written, as the subject of the text? What about listening to the voices the author hears in his or her head, as they review a page and conclude it’s rubbish, start again, or sit and ponder the alternatives, voices saying one thing, then another, making one suggestion, then another? What if you made those voices, the voices you hear during the process of writing but ignore in order to get something sensible down on the page – what if you made those voices themselves the subject of the writing?
This not only represented a superficial change of topic or approach but also made Beckett face up to something in himself. Previously, he had tried to write clever books like Murphy while gloomily acknowledging to himself and friends that he wasn’t really learned and scholarly enough to pull it off. Pushing 40 he felt like a failure in all kinds of ways, letting down successive women who had loved him, letting down his parents and patrons when he rejected the lectureship at Trinity College Dublin, failing to get his works published or, if they were, failing to sell any – a welter of failures, intellectual, personal and professional
What if, instead of trying to smother it, he made this failure the focus of his writing? Turned his laser-like intellect inwards to examine the complex world of interlocking failures, from deep personal feelings, all the way up to the struggle to write, to define who is doing the writing, and why, for God’s sake! when the whole exercise was so bloody pointless, when – as his two years of intensive psychotherapy had shown him – we can’t really change ourselves. The best we can hope for is to acknowledge the truth of who we are.
What if he took this, this arid dusty terrain of guilt and failure and the excruciating difficulty of ever expressing anything properly as his subject matter?
‘Molloy and the others came to me the day I became aware of my own folly. Only then did I begin to write the things I feel.’ (quoted page 352)
Beckett was rejecting the Joycean principle that knowing more was a way of creatively understanding the world and controlling it … In future, his work would focus on poverty, failure, exile and loss – as he put it, on man as a ‘non-knower’ and as a ‘non-can-er.’ The revelation ‘has rightly been regarded as a pivotal moment in his entire career’.
(Sentiments echoed at page 492).
St-Lô (pages 345 to 350)
Early in 1945, Beckett and Suzanne returned to Paris to discover that, although their flat on the Rue Favorite had been occupied, it had been left largely untouched (unlike other friends’ apartments which had been ransacked). Beckett then set off back to Ireland, of course stopping off in London to meet up with old friends and also hawk round the manuscript of the ‘mad’ novel he’d written during the long nights of his exile in the south of France, Watt. He was struck by the bomb-damaged shabby nature of the city. Then on to Dublin where he was upset by the appearance of his now aged mother.
But Beckett then found it very difficult to get legal permission to travel back to Paris. Things were confused, the bureaucracy was immense. So he took the opportunity of applying for a job in France, mainly to get official permission to return, namely as quartermaster/interpreter with the Irish Red Cross who were setting up a hospital in the Normandy town of Saint-Lô.
This passage is fascinating as social / war history. St-Lô had been utterly destroyed by allied bombing, with barely a building left standing. Knowlson explains the plight of the town and then the practicalities of setting up a hospital before investigating Beckett’s role.
Altogether the war radically changed Beckett. It humanised him. He went from being an aloof, arrogant, self-centred young man, to becoming much more humble and socialised. In his farmwork and then the work at St-Lo he was able to put aside his problematic psychology and just get on with it. Both experiences forced him into close proximity with a far wider range of people, from all classes, than he had previously met.
(Interestingly, this is the exact same point made in the recent biography of John Wyndham, who served in the London Air Raid Warning service during the Blitz, and then as a censor in Senate House, His biographer, Amy Binns, makes the identical point, that his war service forced Wyndham into close proximity with people outside his usual class [both Beckett and Wyndham went to private school] and resulted in a deepening and humanising of his fiction.)
Skullscapes
The word and concept ‘skullscape’ is Linda Ben Zvi’s, from the recorded discussion that followed the production of Embers for the Beckett Festival of Radio Plays, recorded at the BBC Studios, London on January 1988. Since Zvi suggested it has become common currency because it captures at least three qualities,
1. the bone-hard, pared-down prose works
2. the obsession with the colour white, the whiteness of the cell in All Strange Away, the rotunda in Imagination Dead Imagine, the whiteness of the cliff in the short text of the same title, the whiteness in Embers
bright winter’s night, snow everywhere, bitter cold, white world, cedar boughs bending under load… [Pause.] Outside all still, not a sound, dog’s chain maybe or a bough groaning if you stood there listening long enough, white world, Holloway with his little black bag, not a sound, bitter cold, full moon small and white…
The whiteness of the snow the man trudges through in Heard in the Dark 1 or the snow through which the old lady trudges in Ill Seen Ill Said, the spread white long hair of the protagonist in That Time, the White hair, white nightgown, white socks of Speaker in A Piece of Monologue:
White hair catching light. White gown. White socks. White foot of pallet edge of frame stage left. Once white.
The long white hair of Listener and Reader in Ohio Impromptu, the pure white overall of the Assistant in Catastrophe, and the Director’s instructions to whiten the Protagonist’s skull and hands and skin.
3. but the real application is to the prose works which seem to take place entirely inside the head of the protagonist or of the narrator or of the text, trapped in a claustrophobic space, a bonewhite space:
Ceiling wrong now, down two foot, perfect cube now, three foot every way, always was, light as before, all bonewhite when at full as before, floor like bleached dirt, something there, leave it for the moment…
Stabbing in Paris (pages 281 to 284)
and Suzanne Back in Paris Beckett was returning from a night in a bar on 6 January 1938 when a pimp came out of nowhere and started squabbling with him and his friends, insisting they accompany him somewhere and then, out of nowhere, stabbed Beckett in the chest. The blade narrowly missed his heart but punctured a lung, there was lots of blood, his friends called an ambulance, and he was in hospital (the Hopital Broussais) recovering for some weeks. Initially it hurt just to breathe and for months afterwards it hurt to laugh or make any sudden movements. Beckett was touched by the number of people who sent messages of goodwill. Among his visitors was Suzanne Deschevaux-Dumesnil. He’d met her a decade before on a few social occasions in Paris (playing tennis) but it’s from the period of her hospital visits that stems the deepening of their friendship into what became a lifelong relationship.
Beckett met his near-murderer, a well-known pimp with a criminal record M. Prudent, because the police caught him, charged him, and Beckett had to attend the trial. He got to meet the man in the corridor outside court and asked him why he did it. According to Beckett the pimp shrugged his shoulders in that Gallic way and said ‘Je ne sais pas, Monsieur’ – I don’t know – before adding, embarrassedly, ‘Je m’excuse’. Sorry. Possibly Beckett simplified the story because it rather neatly reinforces his philosophical convictions that we don’t know why we act as we do, that it is impossible to know ourselves, that it is highly likely there is no such thing as one, unified self.
Suicide, against
Oddly, maybe, for a man who suffered from lifelong depression and whose work is often about despair, Beckett was against suicide. He thought it was an unacceptable form of surrender. It was against the stern sense of duty and soldiering on inculcated by his Protestant upbringing, amplified by his private school which placed a strong emphasis on duty and responsibility (p.569).
And Knowlson sees this in the works. Despite the widely held view that Beckett’s work is essentially pessimistic, the will to live, to endure, to carry on, just about wins out in the end. Witness the famous final phrase of The Unnamable: ‘I can’t go on, I’ll go on’.
Suzanne Deschevaux-Dumesnil (1900 to 1989)
Beckett’s lifelong partner, Suzanne Dechevaux-Dumesnil, was key to his success. After the war Dechevaux-Dumesnil became his agent and sent the manuscript to multiple producers until they met Roger Blin who arranged for the Paris premiere of Waiting For Godot.
In the 1930s, Beckett chose Déchevaux-Dumesnil as his lover over the heiress Peggy Guggenheim after she visited him in hospital after his stabbing. She was six years older than Beckett, an austere woman known for avant-garde tastes and left-wing politics. She was a good pianist which was something they had in common.
During the Second World War, Suzanne supported Beckett’s work with the French Resistance cell Gloria. When the cell was betrayed, together they fled south to unoccupied France and took up residence in the village of Roussillon. As Beckett began to experience success their lives began to diverge, with Sam increasingly called on to travel to England or Germany to supervise new productions of his works. He also had a series of affairs, the most important with Barbara Bray who became his lifelong lover. The move in 1960 to a bigger apartment in Paris allowed them to live more separate lives and for Suzanne to socialise with her own, separate circle of friends.
In 1961, Beckett married Suzanne in a secret civil ceremony in England in order to legally establish her as heir to his works and copyrights and estate (pages 481 to 482). The classic love triangle Beckett found himself is the supposed inspiration for the play Play, written at this time (p.481).
Together they had bought a piece of land in the Marne valley and paid for the building of a simple writer’s house. At first Suzanne resented the long spells she spent there on her own when Beckett was going up to Paris for work or abroad. Later she grew to dislike going there and eventually ceased altogether, making the house in Ussy into a lonely, psychologically isolated location where Beckett wrote a lot of his later works, works in which a solitary, isolated individual stares out of the window or lies in the dark, often reminiscing about the past… As in the prose work Still (p.593).
Knowlson comments that in the last ten years of their lives people who met them as a couple often commented on how short tempered and irritable they were with each other. Suzanne is recorded as saying ‘celibataires’ (page 665). But there was never any question of him leaving her.
Suzanne Déchevaux-Dumesnil died at age eighty-eight in July 1989, five months before Beckett. They are both interred in the cimetière du Montparnasse in Paris.
Swearwords, prolific use of
Beckett wasn’t shy of using the crudest Anglo-Saxon swearwords. He used them liberally in his correspondence (in 1932 he wrote to a friend that he was reading Aldous Huxley’s new novel, Point Counterpoint, except he called it ‘Cunt Pointer Cunt’, p.161) and they are sprinkled intermittently throughout his works:
Simone de Beauvoir objected to Beckett’s first story written in French, The End, because of its Rabelaisian references to pissing and farting (p.359).
Balls, arse and pee in Endgame, which Beckett reluctantly agreed to alter for the English censor (p.449)
the c word plays a startling role in the novel How It Is
‘Fuck life’ says the recorded voice in the late play, Rockaby (page 663).
Telegraphese, use of
According to the dictionary telegraphese is: ‘the terse, abbreviated style of language used in telegrams’.
You are there somewhere alive somewhere vast stretch of time then it’s over you are there no more alive no more than again you are there again alive again it wasn’t over an error you begin again all over more or less in the same place or in another as when another image above in the light you come to in hospital in the dark. (How It Is, 1961) (p.602)
Television
Beckett wrote seven plays for the evolving medium of television. He strived to take advantage of the way TV has just the one point of view, unlike the audience at a theatre which has a much more panoramic view of the action. It is revealing that he heartily disliked a TV production of Waiting For Godot even though it was directed by his loyal director Donald McWhinnie. At the party after the viewing Beckett memorably said:
‘My play wasn’t written for this box. My play was written for small men locked in a big space. Here you’re all too big for the place.’ (quoted page 488)
As the 50s moved into the 60s Beckett encountered difficulties with other adaptations and slowly his approach hardened into a refusal to let a work be translated into another medium (p.505). When Peter O’Toole expressed interest in making a film version of Godot Beckett simply replied, ‘I do not want a film of Godot,’ (p.545).
Theatre
The most obvious thing about the theatre is how arduous and complicated it is having to work with all those people, producers, directors, actors and technicians, not to mention set designers, props and so on, especially for someone so morbidly shy and anti-social as Beckett.
Beckett acutely disliked the social side of theatre, and in fact couldn’t bear to go to the first nights of most of his plays – he sent Suzanne who reported back her opinion. He used the vivid phrase that, once the thing had finished rehearsals and had its dress rehearsal and first night, then it’s the ‘start of all the dinners’ (p.554).
Knowlson’s book charts how, from the success of Godot in 1953 until the end of his life, Beckett entered into a maze of theatrical productions, as new works were written, then required extensive liaisons with producers and directors, discussions about venues and actors, negotiations with state censors and so on. The book becomes clotted with his complex calendar of appointments and meetings and flights to London or Berlin or (on just the one occasion) America.
As to his attitude to theatre, the later works make it quite clear he saw it more as a question of choreography, his scripts giving increasingly detailed descriptions of movements, gestures, and how they synchronise with the words to create a ballet with words. It is no accident that several of his works are mimes, or mechanical ballets, like Quad. Or approach so close to wordlessness as to become something like four dimensional paintings (the fourth dimension being time) such as Nacht und Träume.
Themes
Some of Beckett’s most cherished themes: an absence of an identifiable self; man forced to live a kind of surrogate existence, trying to ‘make up’ his life by creating fictions or voices to which he listens; a world scurrying about its business, ignoring the signs of decay, disintegration and death with which it is surrounded. (p.602)
1930s
Beckett’s 1930s can probably be summed up as a long decade full of frustrating attempts to get his works published and, when he did, discovering no-one was interested in them. Only hard-core Beckett fans or scholars are interested in any of these:
1929 Dante… Vico… Bruno… Joyce (essay)
1930 Whoroscope (poem)
1931 Proust (literary study)
1932 Dante and the Lobster (short story)
1934 Negro Anthology edited by Nancy Cunard, many works translated by Beckett
1934 More Pricks Than Kicks (series of linked short stories)
1935 Echoes Bones (set of linked poems)
1937 attempts a play about Samuel Johnson but abandons it
1938 Murphy (first published novel)
Murphy is the only one of these you might recommend to someone starting Beckett, and maybe not even then.
Tonelessness
Voices toneless except where indicated (stage directions for Play)
For most of his theatre productions Beckett made the same stipulation, that the actors speak the words without expression, flatly, in a voice as devoid of emotion or expression as possible. Thus in 1958 he told director George Devine the actors of Endgame should speak the words in a ‘toneless voice’ (p.457).
For Beckett, pace, tone, and above all, rhythm were more important than sharpness of character delineation or emotional depth. (p.502)
Sian Philips was disconcerted to discover just how mechanical Beckett wanted her recording of the Voice part of Eh Joe and the ‘vocal colourlessness’ he aimed for (p.538). He explained to actress Nancy Illig that he wanted her voice to sound ‘dead’, without colour, without expression (p.540). He made sure the exchanges of Nagg and Nell in a German production of Endgame were ‘toneless’ (p.551). He struggled with Dame Peggy Ashcroft who was reluctant to give an ’emotion-free’ performance of Winnie in Happy Days (p.604).
In this respect Knowlson mentions Beckett recommending actor Ronald Pickup to read Heinrich von Kleist’s essay about the marionette theatre, in which the German poet claims that puppets posses a mobility, symmetry, harmony and grace greater than any human can achieve because they lack the self-consciousness that puts humans permanently off balance (p.632).
Billie Whitelaw remembers him calling out: ‘Too much colour, Billie, too much colour’. That was his way of saying ‘Don’t act.’ (p.624) Surprisingly, given his preparedness to jet off round Europe to help supervise productions of his plays, Knowlson concludes that he was never an actor’s director. He never let go of his own, intense personal reading of the lines.
Translation
It’s easy to read of this or that work that Beckett translated his own work from French into English or English into French but it’s only by reading Knowlson’s laborious record of the sustained periods when he did this that you realise what an immense undertaking it was, what a huge amount of time and mental energy it took up. That Beckett composed many of his works in French sounds cool until you realise that by being so bilingual he gave himself twice the work an ordinary writer would have had, and the later pages of Knowlson ring to the sound of Beckett complaining bitterly to friends and publishers just what an ordeal and grind he was finding it.
Trilogy, the Beckett
The Beckett Trilogy refers to three novels: Molloy, Malone Dies and The Unnamable. There’s a vast amount to say but here are a few key facts (pages 371 to 376):
Beckett wrote all three novels and Waiting For Godot in just two and a half years, from May 1947 to January 1950.
Probably these four works are the highlight, the most enduring of his works.
Beckett himself disliked the use of the phrase The Beckett Trilogy to describe them.
Arguably, The Unnamable takes the possibility of writing ‘fiction’, explores what happens when you abandon the existence of a stable narrator or plot or characters or dialogue, to the furthest possible extreme. This explains why for decades afterwards he struggled to write any further prose because he was trying to go on from a place he conceived of as being the ne plus ultra of fiction. Explains why so much of the later prose amounts to fragments and offcuts, starting with the dozen or so Texts For Nothing that he struggled with in the early 1950s (p.397), and what he was still calling, 20 years later, ‘shorts’ (p.578). To understand any of it you need to have read the Trilogy and particularly The Unnamable.
Ussy
In 1948 Sam and Suzanne took a break from Paris by hiring a cottage in the little village of Ussy-sur-Marne, 30 kilometres from Paris in the valley of the Marne which he was to grow to love (p.367). Sam and Suzanne continued holidaying there intermittently. After his mother died on 25 August 1950, she left him some money and Beckett used it to buy some land near the village and then, in 1953, had a modest two-roomed house built on it, with a kitchen and bathroom. This was to become his country getaway and writing base. Knowlson gives a detailed description of its plain, spartan arrangements, including the detail that the flooring was of alternating black and white tiles like a chess board (p.388).
Waiting for Godot (pages 379 to 381)
Written between October 1948 and January 1949 (p.378). It is interesting to learn that Beckett told a friend that Godot was inspired by a painting by Caspar Georg Friedrich, Man and Woman Observing The Moon.
Man and Woman Contemplating the Moon by Caspar David Friedrich (c. 1824)
But I think the single most interesting fact about Godot is that it was written as a kind of break or pitstop during the writing of the Beckett Trilogy, after he had completed Malone Dies and before he embarked on the daunting monolith of The Unnamable. It was the same subject matter but approached in a completely different angle and medium, and with numerous other elements, not least the music hall banter and silent movie knockabout slapstick.
Wartime background Another anti-intellectual interpretation of the play is Dierdre Bair’s contention that the play recalls ‘the long walk into Roussillon, when Beckett and Suzanne slept in haystacks… during the day and walked by night..’ Although Knowlson is dismissive of this view, he suggests an alternative ‘realist’ interpretation, namely that the basic situation and many of the details derive form the way Sam and Suzanne (and their friends in exile and, in a sense, an entire generation) had to sit out the war, filling in the time as best they could until the whole bloody nightmare came to an end (p.380).
Bad reviews in London It took two and a half years between the premiere of the play in Paris and the premiere of the English version in London, a long, drawn-out period full of delays and disappointments which Knowlson describes in excruciating detail, plus the way it opened to terrible reviews (very funny) until the situation was transformed by two favourable reviews from the heavyweight critics, Harold Hobson and Kenneth Tynan, to whom Beckett was eternally grateful (even if they later had an angry falling out) (pages 411 to 415).
Success and economic breakthrough in America The American premiere came three years after the French one. It opened in January 1956 in Miami, directed by Alan Schneider who was to become a long-time collaborator of Beckett’s and was a fiasco. The audience had been promised a comedy and hated it. By contrast, another production opened on Broadway in April 1956 and was a smash hit, running for a hundred performances, paying Beckett $500 a week, plus royalties from the paperback script which was sold in the foyer. Suddenly, Beckett found himself, if not exactly rich, in funds and making money for the first time in his life. God bless America! (p.423).
Billie Whitelaw (1932 to 2014)
Actress Billie Whitelaw worked with Beckett for 25 years on such plays as Not I,Eh Joe, Footfalls and Rockaby. In her autobiography Billie Whitelaw… Who He?, she describes their first meeting in 1963 as ‘trust at first sight’. Beckett went on to write many of his experimental theatre works for her. She came to be regarded as his muse, the ‘supreme interpreter of his work’. Perhaps most famous for her role as the mouth in the January 1973 production of Not I. Of 1980’s Rockaby she said: ‘I put the tape in my head. And I sort of look in a particular way, but not at the audience. Sometimes as a director Beckett comes out with absolute gems and I use them a lot in other areas. We were doing Happy Days and I just did not know where in the theatre to look during this particular section. And I asked, and he thought for a bit and then said, “Inward”‘.
She said of her role in Footfalls, ‘I felt like a moving, musical Edvard Munch painting and, in fact, when Beckett was directing Footfalls he was not only using me to play the notes but I almost felt that he did have the paintbrush out and was painting.’
‘Sam knew that I would turn myself inside out to give him what he wanted… With all of Sam’s work, the scream was there, my task was to try to get it out.’
Whitelaw stopped performing Beckett’s plays after he died in December 1989.
One of her great appeals is that she never asked him what lines meant, only how to speak them (p.598). In this respect she was the opposite of actresses like Peggy Ashcroft or Jessica Tandy, who both played Winnie in Happy Days and both pissed Beckett off with questions about her character and life story and motivation and so on. That was not at all how he conceived of theatre or prose.
The only thing important to Beckett was the situation. (p.506)
It is about the surface, there is only the surface, there is nothing behind the performance except the performance.
In a similar spirit he got very pissed off with actors (or critics) who asked him what Waiting For Godot meant. It means what it says. Knowlson repeats Beckett’s account of reacting badly when English actor Ralph Richardson bombarded him with questions about Pozzo, ‘his home address and curriculum vitae’, and was very disappointed when Beckett told him to his face that Godot does not mean God! If he had meant God, he would have written God! (p.412).
That said, Knowlson describes Beckett directing Whitelaw in her long-anticipated performance in Happy Days in 1977 led to unexpected problems. Billie turned up having learned the entire text only to discover that Beckett had made extensive minor changes of phrasing plus cutting one entire passage. Whenever she made mistakes she could see him putting his head in his hands and eventually his constant scrutiny made it impossible for her to work and she asked the director to have him removed. Surprisingly, he agreed, she got on with the production, and the final result was stunning.
Credit
Damned To Fame: The Life of Samuel Beckett by James Knowlson was published by Bloomsbury Publishing in 1996. All references are to the 1997 paperback edition.
Samuel Beckett’s works
An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.
Thus each of us had to be content to live only for the day, alone under the vast indifference of the sky. This sense of being abandoned, which might in time have given characters a finer temper, began, however, by sapping them to the point of futility. (The Plague, page 63)
The plot
We’re in Oran, coastal port and second city of the French colony of Algeria, in Camus’s day (1940-something, according to the first sentence), a city which at the time had a population of around 200,000.
Rats start dying and then people, too. After some weeks of denial the authorities acknowledge that there is a major outbreak of plague and close the city so that no one can get in or out. The narrative focuses on Dr Bernard Rieux as he tries to treat the first few victims and slowly comes into contact with a cross-section of characters from the city.
The plague doesn’t relent but keeps getting gets worse and worse, and Rieux plays a key role in reporting every step of its development and helping the authorities to cope – setting up isolation wards, establishing quarantine for all diagnosed patients, organising Volunteer Squads to go out checking each district of the city and so on.
The book can be analysed out into three strands:
The narrator’s factual, third-person overview of the progress of the plague and its impact on the population’s morale.
The narrator’s interpretation of the events in terms of its impact on individual psychologies and community morale – an interpretation which invokes contemporary 1940s ideas derived variously from Catholic Christianity, revolutionary communism, and liberal humanism.
And the character development of the half dozen or so major characters who we follow all the way through the plague, and who represent different types of humanity with different coping strategies. All of these characters come into contact with Dr Rieux at one stage or another, as acquaintances who he treats or as friends who he listens to pouring out their souls, their stories, their hopes and fears. Like planets round the sun.
I found the first hundred and fifty pages of The Plague a struggle to read because of the lack of detail about the disease, the lack of much incident and the lack of scope among the characters; but the final hundred pages significantly altered my opinion, as the characters reveal more and more about themselves, as the mental strain of their medical work or of being locked up in the quarantined city give them more depth, and as we begin to witness actual deaths among those close to Dr Rieux.
The turning point (for me, anyway) is the pain-filled death of Jacques, the young son of the city magistrate, Monsieur Othon. Jacques dies in agony, wailing with childish pain, witnessed by almost all the main characters. From that point onwards the debates about God and judgement and sinfulness and exile and abandonment and so on – which had seemed abstract and flimsy in the first half – acquired a real depth. Not only was the boy’s death terrifying in itself – towards the end he begins screaming and doesn’t stop till he expires – but the impact it has on the main characters is genuinely unsettling. Grown men are shaken into rethinking their whole lives, forced to face up to the fundamental questions of existence – and Camus’s depiction of the child’s death makes this completely believable.
Although it has its faults of style and long-windedness, the second half in particular of The Plague very powerfully brings to life a whole raft of issues which concerned mid-twentieth century minds, and convinces you that this is indeed a masterpiece.
The characters
The Plague is narrated by a man who calls himself The Narrator, who explains how – after the plague had finally expired – he has assembled eye-witness accounts and various documents and so is able to give third-person descriptions of events and people.
Dr. Rieux is the central character of The Narrator’s account. Aged 35 i.e. around Camus’s age when he wrote the novel, it is Rieux who first stumbles on a dying rat in the hall of his apartment block, comes across the earliest plague patients, phones around other doctors for their opinion, begins to lobby the authorities, helps put in place the quarantine and isolation wards, and liaises with his older colleague, Dr Castel, about the latter’s home-made attempts to devise a serum. He is a prime mover of the medical strand of the narrative.
But Rieux is also the copper-bottomed humanist who, we can imagine, most closely resembles Camus’s own humanist position. It is Rieux who has several in-depth discussions with the novel’s priest about God and divine Justice; who discusses the meaning of exile (i.e. being stuck in the city and separated from the woman he loves) with the journalist Rambert; who becomes good friends with big, strong Tarrou, who represents the political strand of the book.
Rieux is, in other words, a sort of still point around which the other characters rotate, confiding their life stories, sharing their views, debating the ‘meaning’ of the plague, and of their ‘exile’, of ‘justice’, of ‘love’.
Father Paneloux is a Jesuit priest, the representative of Catholic Christianity in the novel. He gives two lengthy sermons in the city’s cathedral. The first, in the early stages of the plague, castigates the city’s population in traditional Christian terms, saying the plague is a scourge sent by God against sinners for turning their backs on Him. It introduces the metaphor of God’s ‘flail’ or ‘scourge’ swishing over the stricken city, an image which comes to haunt several of the other characters.
Then, at the turning point of the story, Father Paneloux is present at the bedside of little Jacques Othon during the latter’s painful death. The priest offers prayers etc but, of course, nothing works or remits the little boy’s agony.
There then follow inevitable dialogues between Father Paneloux and the atheist characters, the latter asking how a caring God could torture children. Paneloux roughs out his explanation in a conversation with Rieux, and then goes on to give a powerful exposition of it in his Second Sermon.
This Second Sermon is, in its way, even fiercer and more unrepentantly Christian than the first, but in a more personal way. For a start, Father Paneloux stops saying ‘you’ to the congregation and starts saying ‘we’. He is down among them, he is one of ‘us’.
Father Paneloux’s argument is that you either believe in God or you don’t. If you do, then you must not only accept but embrace the suffering of the world, because it must be part of his plan. It passes our human understanding, but you must want it and will it. If you say you believe in God but reject this or that aspect of his plan, you are rejecting Him. It is all or nothing.
There is a Nietzschean force to this Second Sermon which I admired and responded to for its totality, for its vehemence, as, presumably, we are intended to.
After the death of little Jacques, Father Paneloux becomes much more interesting and psychologically resonant as a character. He throws himself into the voluntary work being done among the sick. When he himself falls ill and is nursed by Rieux’s mother at their apartment, his decline has depth and meaning, and so when he dies it is genuinely moving.
Jean Tarrou is a big, strong good-natured guy. He keeps a diary which The Narrator incorporates into the text and which gives us independent assessments of many of the other characters such as Monsieur Othon, Dr Castel, Cottard and so on. On the practical level of the narrative, it is Tarrou who comes up with the idea of organising teams of volunteers to fight the plague i.e. going round checking wards, identifying new patients, and arranging their conveyance to the isolation wards.
On the level of character type, Tarrou early on lets slip that he fought in the Spanish Civil War on the losing, Republican, side. This explains why he was hanging out in the Spanish quarter of Oran when the plague began. He is the political character in the novel, the image of the ‘committed’ man who resonates throughout existentialist thinking. The man who validates his life by giving it to a cause.
After the little boy’s death, Tarrou’s character moves to an entirely new level, when he confides in Rieux the key incident from his childhood. Tarrou’s father was a kindly family man with an entertaining hobby of memorising railway timetables. Tarrou knew he was a lawyer but didn’t really understand what this meant until, aged 17, he accompanied his father to court one day and was horrified to see him transformed into a begowned representative of a vengeful Justice, shouting for the death penalty to be imposed on a feeble yellow-looking fellow – the defendant – cowering in the witness box.
The scales dropped from Tarrou’s eyes and he ran away from home. He joined a worldwide organisation devoted to overthrowing the ‘injustice’ of ‘bourgeois society’, which stood up for the workers and for the humiliated everywhere. But then Tarrou found himself, in turn, acquiescing in the executions which the leaders of his movement (presumably the communists in Spain) claimed were necessary to overthrow the unjust regime.
Tarrou gives a particularly unpleasant description of an execution by firing squad which he attends in Hungary, in graphic and brutal detail. The size of the hole shot in the executed man’s chest haunts his dreams.
Tarrou is telling Rieux all this as the pair of them sit on a terrace overlooking the sea. The mood, the background susurrations of the ocean, and the seriousness of what he’s saying, all chime perfectly. It is a great scene. Having rejected the orthodox, bourgeois, legalistic world of his father, Tarrou has also walked away from what is not named but is pretty obviously the Communist Party. Now all he wants to do is avoid murder, and prevent death. And then – using the characteristically religious register which domaintes the novel – he tells Rieux that he wants to be a saint. But a saint without a God.
This conversation, and Tarrou’s agonised journey from bourgeois rebel, through communist activist and fighter in Spain, to would-be saint is – for me – the best part of the book. For the first time in reading any of Camus’s books, I felt I was getting to grip with the issues of his day dramatised in an accessible way.
It is all the more heart-breaking then when, just as the plague is beginning to finally let up, the death rate drop and the city begin to hope again – that tough noble Tarrou himself contracts it and dies. Characteristically, he demands that Rieux tell him the truth about the deterioration in his condition right till the end.
Raymond Rambert is the third major character who rotates around Rieux. He was a journalist visiting Oran to write about conditions in the Arab Quarter, when the plague struck. When the city is closed, Rambert finds himself trapped and spends most of the novel trying to escape, first legally by petitioning the authorities, then illegally by paying people smugglers.
This latter strand is long and boring, involving being handed from one dodgy geezer to another. He is told to be ready to be smuggled out of one of the city’s gates by ‘friendly’ guards, only for the attempt to be permanently delayed due to all kinds of hitches.
Presumably Camus is deliberately trying for a realistic, unromantic and unexciting narrative effect – the opposite of a Hollywood adventure movie. Somewhere The Narrator describes the plague as grimly unromantic, as drab and mundane and boring, and that accurately describes this thread of Rambert’s frustrated escape attempts.
Apart from this rather dull thread on the level of the plot, Rambert as a type is the main focus for discussions of ‘love’. He wants to escape so desperately in order to get back to the wife he loves and left in Paris. His energy and devotion, his loyalty, his quixotic quest, are contrasted with the apathy on the one hand, or the frenzied debauchery on the other, of most of the other trapped townsfolk.
Again, like all the characters, Rambert is transfigured by Jacques’ death. It follows just after the latest disappointment in his many escape plans and after it, Rambert confides to Rieux, he has stopped trying to escape. After nearly a year in plague-stricken Oran, Rambert has realised that the plague is now his plague; he has more in common with the stricken townsfolk than with outsiders. He will stay until the work here is done.
These are the three major characters (beside Rieux) and you can see how they are simultaneously real people and also function as narrative types who trigger periodic discussions of the political and social issues of Camus’s time, great big issues of justice and commitment, loyalty and love.
Minor characters
Joseph Grand is a fifty-something, somewhat withered city clerk and a kind of comic stereotype of the would-be author. In numerous scenes we witness him reading aloud to Rieux and sometimes some of the other serious characters, the opening of his Great Novel which, in fact, has never got beyond the opening sentence which he tinkers with endlessly. This is pretty broad satire on the self-involved irrelevance of many litterateurs. On the other hand, once the plague kicks off, Grand uses his real skills to compile the tables and statistics which the city authorities need and finds himself praised by The Narrator as demonstrating precisely the kind of quiet, obscure but dogged commitment to work and efficiency which The Narrator considers the true nature of bravery, of heroism.
Cottard lives in the same building as Grand and we meet both of them as a result of an incident, when Grand telephones the doctor to tell him that he’s just found Cottard as he was attempting to hang himself. The doctor rushes round and he and Grand save and revive Cottard. Cotard recovers but, from that point onwards, is shifty and consistently evades the police and the authorities, since attempted suicide is a crime. Once the plague kicks in Cottard becomes much more peaceable, maybe because everyone else is now living in the state of nervous tension which he permanently inhabits. He becomes a black marketeer and pops up throughout the story. When the plague winds down he goes a bit mad and suddenly starts shooting out his window at random passers-by, a scene Rieux and Tarrou stumble across on one of their walks together. He is not massacred as he would be in a Hollywood movie, but successfully arrested and taken off by the police.
Dr. Castel is a much older medical colleague of Rieux’s. He realises the disease is bubonic plague far more quickly than anyone else and then devotes his time to creating a plague serum, using the inadequate facilities to hand. His efforts tire him out and, although his serum is finally mass produced and administered, it’s not clear whether it has any impact on the plague or whether the plague declines because it had worked its way through the population anyway.
Monsieur Othon the city’s pompous well-dressed magistrate, is often to be seen parading his well-dressed wife and harshly-disciplined children around Oran. Until his son Jacques dies – at which point he becomes greatly softened. As the relative of a plague victim, Othon is sent to one of the isolation camps for a quarantine period, but surprises everyone when, upon leaving, he decides he wants to go back and help.
Comments on the characters
Summarising the characters like this makes it clearer than when you actually read the novel, just how schematic they are, how they represent particular views or roles which combine to give a kind of overview of how society reacts to calamity.
Having just read three of Camus’s plays (Caligula, Cross Purpose and The Just) I now have a strong sense that this is how Camus conceives of characters, as ideological or issue-driven types. Additional comments:
1. Note how none of them are women. It is the 1940s and still very much a man’s world. Experience only counts if it is male. In any actual plague there would be thousands of mothers concerned and caring for their children and probably many women would volunteer as nurses. The only women named are the remote ‘love objects’ which motivate the men – Rieux’s wife, who is lucky enough to be packed off to a sanatorium at the start of the novel for a non-plague-related illness, and Rambert’s wife, back in Paris. In the main body of the narrative no women appear or speak, apart from Rieux’s ageing mother who comes and stays with him. The mother is a holy figure in Camus’s fiction (compare and contrast the centrality of the (dead) mother in L’Etranger.)
2. You will also note that there isn’t a single Arab or Algerian among these characters. Seven years after The Plague was published the Algerian War of Independence broke out and Algerians began fighting for the freedom to write their own narratives of their own country in their own language.
In this respect, in the perspective of history, The Plague is a kind of European fantasy, set in a European fantasy of a country which soon afterwards ceased to exist. (Algeria achieved its independence from France after a horrific war, 15 years after this novel was published, in 1962.)
The medicine and science
There is some medical detail about the plague, some description of the hard buboes which swell at the body’s lymph nodes, how they can be incised to release the pus, some descriptions of the fever and pain and the last-minute falling away of symptoms before the sudden death. Enough to give the narrative some veracity, but no more.
But Camus is more interested in personifying and psychologising the plague than in describing it scientifically. It is described as a character with agency and intent.
Thus over a relatively brief period the disease lost practically all the gains piled up over many months. Its setbacks with seemingly predestined victims, like Grand and Rieux’s girl patient, its bursts of activity for two or three days in some districts synchronizing with its total disappearance from others, its new practice of multiplying its victims on, say, a Monday, and on Wednesday letting almost all escape, in short, its accesses of violence followed by spells of complete inactivity, all these gave an impression that its energy was flagging, out of exhaustion and exasperation, and it was losing, with its self-command, the ruthless, almost mathematical efficiency that had been its trump card hitherto. Rieux was confronted by an aspect of the plague that baffled him. Yet again it was doing all it could to confound the tactics used against it; it launched attacks in unexpected places and retreated from those where it seemed definitely lodged. Once more it was out to darken counsel. (p.232)
In the first hundred pages or so I was hoping for more science, more medical descriptions, and was disappointed. Maybe Camus’s novel reflects the medical science of his day. Or maybe he only did as much research as was necessary to create the scaffold for his philosophical lucubrations.
Either way the book’s science and medical content is underwhelming. Early on Dr Rieux advises a plague victim to be put on a light diet and given plenty to drink. Is that it? Paris sends a serum but it doesn’t seem to work very well and there’s never enough. Rieux tries in some cases to cut open the knotted lymph glands and let them bleed out blood and pus – but besides being messy and crude, this doesn’t seem to work either. The only real strategy the authorities have is to cart the infected off to isolation wards where they wait to die before their corpses are taken to massive plague pits and thrown into lime.
In this respect, the science and medical side of the narrative is closer to the medicine of Charles Dickens than to our computer-based, genome-cracking, antibiotic-designing era. It seemed pathetic and antique how the novel describes the isolated old Dr Castel plodding along trying to develop a serum locally, by himself, working with the inadequate means he has,
since the local bacillus differed slightly from the normal plague bacillus as defined in textbooks of tropical diseases. (p.112)
and that the narrator considers this feeble old man’s home-made efforts as truly ‘heroic’.
If it is absolutely necessary that this narrative should include a ‘hero’, the narrator commends to his readers, with, to his thinking, perfect justice, this insignificant and obscure hero who had to his credit only a little goodness of heart and a seemingly absurd ideal. This will render to the truth its due, to the addition of two and two its sum of four, and to heroism the secondary place that rightly falls to it, just after, never before, the noble claim of happiness.
(Incidentally, this is a good example of the obscurity typical of so much of Camus’s prose — ‘This will render to heroism the secondary place that rightly falls to it, just after, never before, the noble claim of happiness.’ As usual I find myself having to read Camus sentences at least twice to decipher the meaning, and then wondering whether I have in fact learned anything. Does heroism have a secondary place just after, but never before, the noble claim of happiness? It sounds so precise, so logical, so confident. But it’s meaningless and instantly forgotten.)
Camus’s worldview
As Jean-Paul Sartre usefully, and a little cruelly, pointed out back at the time, Camus was not a philosopher. Although he studied philosophy at university, it wasn’t to anywhere near the same level as Sartre, who went on to become a philosophy professor. Sartre also denied that Camus was even an ‘existentialist’ – by which maybe he simply meant that Camus wasn’t one of Sartre’s coterie. But then, Camus himself was ambivalent about using the term.
Instead, Camus can maybe be described as a kind of philosophical impressionist. Without much conceptual or logical rigour, he is interested in depicting the psychological impact, the feel, the climate, produced by a handful of interlocking ‘ideas’.
Chief among these is the Absurd, the result of the mismatch between the human wish for order and meaning and the obvious indifference of a godless universe.
Exile is the name he gives to that sense humans have of being removed from their true domain, the place of consolation, meaning and belonging.
He uses the word hope to denote the delusions humans create to hide from themselves their complete abandonment in a godless universe.
Thus the brave and heroic Absurd Man faces down a ‘godless universe’ and lives without hope i.e. without resorting to fond illusions.
And finally, Revolt – the Absurd Man revolts against his condition. The notion of revolt arose from his discussion of suicide in The Myth of Sisyphus (do not kill yourself; face the absurdity; overcome it; revolt against your fate) and was to be developed at length in his later ‘philosophical’ work, The Rebel.
Why is this relevant to The Plague? Because the advent of a plague, spreading unstoppably and leading to the closing of the city, throws up a wide variety of dramatic situations in which his cast of seven or eight main characters can act out and think through and express, various aspects of Camus’s worldview.
Very little happens in the ‘plot’ and the medical aspect, as I’ve pointed out, is medieval.
No, we read the book to find in it a steady stream of dramatisations of Camus’s worldview. His other two novels – The Outsider and The Fall are much shorter, at around 100 pages each. The Plague is by far the longest fictional depiction of Camus’s theory of the Absurd. Reading it at such length led me to isolate three distinct themes:
The centrality of Roman Catholic Christianity to Camus’s worldview
The realisation that the Law – with its ideas of justice, judgement, crime and punishment – is much more important to Camus than the ideas around ‘the Absurd’
Camus’s horribly long-winded style which makes stretches of The Plague almost impossible to read (and which I deal with in a separate blog post)
1. The role of Christianity in Camus’s philosophy
It was talking Camus over with my 18-year-old son (who has just completed an A-Level in Philosophy) which made me realise the centrality of French Roman Catholicism to both Camus and Sartre.
Both Frenchmen go on and on and on about the ‘anguish’ and the ‘absurdity’ of living in what they never cease to tell us is a ‘godless universe’.
But it is only so distressing to wake up to this godlessness if you ever thought it was godful. I was brought up by atheist parents in the mostly atheist country of England, where, by the 1970s, most people thought of ‘the Church’ as a retirement home for nice vicars. The Anglican worldview is one of moderation and common sense and tea and biscuits. There haven’t really been many great Anglican thinkers because thinking hasn’t been its main activity. Running missions in Africa or the East End or organising village fetes in the Cotswolds have traditionally been Anglican activities. The Anglican church has been a central topic of gentle English humour, from Trollope via P.G.Wodehouse to The Vicar of Dibley.
French Roman Catholic culture couldn’t be more different. It is both politically and philosophically deep and demanding and, historically, has played a vindictively reactionary role in French politics.
The Catholic worldview is far more intense, making the world a battlefield between the forces of God and the Devil, with a weekly confession in which you must confront your own innermost failings. Its educational élite are the mercilessly intelligent Jesuits. Its theological tradition includes Pascal with his terrifying vision of a vast universe, indifferent to us unless filled by the love of God.
Politically, the French Catholic Church led the attack on the Jewish army officer Dreyfus in the prolonged cultural civil war over his false accusation for treason – the Dreyfus Affair (dramatised by Robert Harris in his novel An Officer and a Spy) – which divided France from 1894 to 1906.
Since the French Revolution, very broadly French culture has been divided into conservatives who line up behind the reactionary Catholic Church, and liberals and socialists, who oppose it.
Think how repressive, how reactionary, how dominating their boyhood Catholic educations must have been in the 1910s and 1920s for young Jean-Paul and Albert. Think how much of a mental and psychological effort it must have been for them to struggle free of their Catholic education. It meant rejecting the beliefs which their parents, their wider family and the entire society around them, deeply cherished. It meant standing alone. It meant being an outsider.
Thus my suggestion is that the extremely negative value which Sartre and Camus attribute to the idea of realising that there is no God and that you are free – indeed that you are condemned to be free – to make your own set of values and decisions, derives from their powerful emotional feeling that this knowledge involves a loss, the loss of their once life-supporting Catholic faith.
So it seems reasonable to speculate that a lot of the emotional intensity of their ideas and fictions derive from the intensity of the struggle to break free from the Catholic Church. Sartre calls this state of lucid acknowledgement of your freedom in the world ‘anguish’. They both describe the state as a state of abandonment. Camus in particular again and again uses the analogy of it being a state of exile.
All of this terminology is powerfully negative. It suggests that there once was something vital and life supporting – and that now it is lost.
In Sartre and Camus’s works they refer to the lost thing as the ‘illusions’ or ‘habits’ of bourgeois life, but my suggestion is simply that Sartre and Camus don’t themselves realise how fundamental their lost Christian faith is to their entire worldview.
Godless. Over and over again they refer to the horror and terror of living in a ‘godless’ universe. Well, if you weren’t brought up to expect a godful universe you won’t be particularly surprised or disappointed, let alone thrown into mortal anguish, when someone tells you that it is godless.
It was my son who pointed out to me with calm rationality that there is no logical need to be upset or anguished or ‘exiled’ by living in a ‘godless universe’. You can quite logically accept that there is a ridiculous mismatch between our wish for meaning and comfort and security in the world and the absurdity of people being run over by cars or blown up by terrorists – without giving it an emotional value – without making it the source of catastrophic emotional collapse.
Just as you can acknowledge the reality of gravity or the speed of light or that humans are mammals, without feeling the need to burst into tears. It is just one more fact among thousands of other facts about the world we live in, pleasant or less pleasant, which most people process, accept and forget in order to get on with their lives.
Camus, like Sartre, thinks of these ‘ordinary’ people – people who, alas, aren’t writers or philosophers – as sheep, cattle, as ‘cowards’ or ‘scum’ (which is what Sartre – rather surprisingly – calls them in Existentialism is a Humanism) because they are hiding from or rejecting or denying the Truth. I think, on the contrary, that most people are perfectly capable of grasping the truth about the world they live in, they just don’t make the same song and dance about it as two French lapsed Catholics.
This line of thought was prompted by slowly realising that the supposedly ‘existential’ or ‘atheist’ worldview depicted in The Plague is completely reliant on the ideology and terminology of Christianity. Thus it is no surprise that the Jesuit Father Paneloux is one of the central characters, nor that the book contains two chapters devoted to sermons delivered by him, nor that one of the central moments in the book is the confrontation between the humanist Dr Rieux and the Jesuit Paneloux following the death of little Jacques. Christianity is key.
When the priest insists that God’s Plan ‘passes our human understanding’, the doctor replies:
‘No, Father. I’ve a very different idea of love. And until my dying day I shall refuse to love a scheme of things in which children are put to torture.’ (p.178)
Likewise, God also features in several of the conversations between Dr Rieux and the thoughtful Tarrou:
‘Do you believe in God, doctor?…’ His face still in shadow, Rieux said that he’d already answered: that if he believed in an all-powerful God he would cease curing the sick and leave that to Him. But no one in the world believed in a God of that sort; no, not even Paneloux, who believed that he believed in such a God…
‘After all,’ the doctor repeated, then hesitated again, fixing his eyes on Tarrou, ‘it’s something that a man of your sort can understand most likely, but, since the order of the world is shaped by death, mightn’t it be better for God if we refuse to believe in Him and struggle with all our might against death, without raising our eyes toward the heaven where He sits in silence.’
Tarrou nodded.
‘Yes. But your victories will never be lasting; that’s all.’
Rieux’s face darkened.
‘Yes, I know that. But it’s no reason for giving up the struggle.’
‘No reason, I agree. Only, I now can picture what this plague must mean for you.’
‘Yes. A never ending defeat.’ (p.108)
This is Camus’s attitude. Revolt against fate. Rebel against the godless universe. Resist. Fight, even if it’s without hope.
But – and this is my point – note how the secular, Absurdist, existentialist, call it what you will, attitude can only emerge by piggybacking, as it were, on the back of Christian theology.
This plucky godlessness only really has meaning by reference to the lucky godfulness which precedes it. Camus and his characters can’t discuss the meaning of life cold, from a standing start – there always has to be a preliminary clearing of the throat, some philosophical foreplay, involving God this or God that, do you believe in God, No, do you believe in God etc? It’s a kind of warming up and stretching exercise before the characters finally feel able to get round to saying what they do believe in – justice, freedom, human dignity, and so on.
The entire discourse of the Absurd absolutely requires there to be a Christianity to reject and replace before it can express itself.
2. The importance of the law, judgement and punishment
Reading his other two novels has slowly made me realise that pretty old-fashioned ideas of crime and punishment are central to Camus.
The Outsider (1942) is about a man who commits a crime (murdering an Arab) and is punished for it. The entire ‘drama’ of the story is in the mismatch between his inner psychological state of almost psychotic detachment from his life and actions. But where this absurd mismatch is brought to life, where his detachment from social norms is misinterpreted and distorted to make him appear a monstrous psychopath, is in a court of law.
The Outsider becomes a study of the process of the law and a questioning of the idea of human ‘justice’. The entire second part of the book mostly consists of the protagonist’s questioning by magistrates, then the long courtroom scenes featuring the prosecution and defence lawyers doing their thing, followed by the judge’s summing up. It is a courtroom drama.
The Fall (1956) is even more Law-drenched, since it consists of an uninterrupted monologue told by a lawyer about his own ‘fall from grace’. It is a text saturated with the imagery of crime and sin, punishment and redemption, judgement and forgiveness. There are a few passages about ‘the Absurd’ but really it is ideas about crime and punishment which dominate.
But also, look at the title. The Fall. A reference to the central event in all Christian theology, the fall of Man. The Law is absolutely central to these two novels, and it is a notion of the law inextricably interlinked with Christian theology and imagery.
Religion and Law in The Plague
So I was not surprised when I began to discern in The Plague at least as much discourse about religion (about sin and punishment) and about the Law (about justice and judgement) as I did about the ideas Camus is famous for i.e. the Absurd and so on.
In particular, it comes as no surprise when Tarrou, one of the most intelligent characters, reveals that the key to his character, to his entire career as a political activist, was revulsion at the vengefulness of his father’s bourgeois form of justice, and a resultant search for some kind of better, universal, political justice.
And I have already noted the centrality of Father Paneloux, and the debates about God which he triggers wherever he goes.
Many commentators then and ever since have thought that The Plague is a clever allegory about the occupation of France by the Nazis, and the stealthy way a sense of futility and despair crept over the French population, numbing some, spurring others into ‘revolt’ and resistance.
Every time I read about this interpretation I wonder why Camus, who apparently was ‘active’ in the Resistance, didn’t at some stage write a novel of what it was actually like to live under German occupation and to be a member of the Resistance. That would have been of huge historic importance and also directly tied his ideas to their historical context, making them more powerful and meaningful.
Maybe it’s petty-minded of me – but it is striking how none of Camus’ three novels (published in 1942, 1947 and 1956) mention the Second World War, the defeat of France, the German occupation, Nazi ideology, France’s contribution to the Holocaust, any aspect of the work of the Resistance, or how he and his compatriots experienced the Liberation.
On one level, it feels like a vast hole at the centre of his work and a huge opportunity lost.
Anyway, this historical context is completely absent from The Plague. What there is instead are these dominating issues of law and justice, sin and forgiveness, and the all-pervading language of Law and Religion.
Over The Plague hang the shades of Dostoyevsky’s characters interminably discussing whether or not there is a God and how his love and/or justice are shown in the world – and also of Kafka’s novels with their obsessive repetition of the idea of a man arrested or turned into an insect for no reason, no reason at all. Kafka was another author obsessed by the idea of law and justice.
(Camus includes a jokey reference to Kafka on page 51 where the dodgy character Cottard says he’s reading a ‘detective story’ about a man who was arrested one fine day without having done anything – a transparent reference to The Trial.)
Key terms in The Plague
Because the entire translated text is available online, it’s easy to do a word search for key terms. The following results tend, I think, to support my argument – that the novel is far more about ideas derived from Christian religion or the Law and jurisprudence, than the ideas of Camus’s brand of existentialism.
References to Camusian concepts
absurd – 7 times, and never in a philosophical sense
revolt – 6 – ‘Weariness is a kind of madness. And there are times when the only feeling I have is one of mad revolt.’ (p.178)
abandoned – 4
futile – 4
suicide – 3
godless – 0
There are, then, surprisingly few direct references to the main concepts which made him famous.
References to Christian concepts
Now compare and contrast with the frequency of religious terms. These are far more common, far more fully expressed and explored.
God – 46 instances
saint – 15
religion – 12
heaven – 8
hell – 7
salvation – 6
purgatory – 2
References to the law
And finally, legal terminology:
law – 14
justice – 10 – ‘When a man has had only four hours’ sleep, he isn’t sentimental. He sees things as they are; that is to say, he sees them in the garish light of justice, hideous, witless justice.’ (p.156)
judge – 6
crime – 6
punishment – 4
judgement – 2
Again, there is more reference to basic ideas of justice and injustice than to the concepts clustered around his Absurdism.
Exile
The one Camusian idea which is very present is that of ‘exile’, which is mentioned 27 times – ‘the first thing that plague brought to our town was exile’.
This is, if you like, a kind of metaphorical embodiment of the central idea of Camus’s version of existentialism – the literal sense of loss, separation, exile from home and loved ones standing for the metaphorical sense of exile from the (Christian) belief systems which give our lives purpose.
But it is typical of Camus that this key term is not a philosophical idea – it is a metaphor for a distressed state of mind, for the deprivation of the comforts of home which, deep down – as I suggest above – is in fact caused by the loss of religious faith.
Interestingly, the most commonly used abstract word in the book is ‘love’, occurring 96 times. This suggests the, dare I say it, sentimental basis of Camus’s humanism.
Credit
La Peste by Albert Camus was published in France in 1947. This translation of The Plague by Stuart Gilbert was published by Hamish Hamilton in 1948, and as a Penguin paperback in 1960. references are to the 1972 reprint of the Penguin paperback edition (which cost 35p).
Fenton Bresler, who died in 2003, was a barrister, newspaper columnist, television pundit and author of many books. He was a popular author rather than a historian, so the tone of this book isn’t scholarly but very much focuses on the personalities, the experiences and feelings of the people involved.
Occasionally this leads the tone to drop into sentimentality or cliché, but for the most part it makes for an entertaining, easy-going and often very illuminating read.
I’m especially glad that Bresler dwells at such length on the origins of Napoleon III’s family: it makes Napoleon III’s relationship with his uncle, Napoleon Bonaparte, much clearer, and also, in the early pages, amounts to a touching portrait of Napoleon himself and his family circle.
The Napoleonic background
Napoleon Bonaparte rose to power in post-revolutionary France emerging as the Republic’s ablest military leader in its war against its European enemies which had broken out in 1792.
In 1799 Napoleon carried out a coup against the so-called Directorate, the five-man government of France, and had himself declared First Consul. He had married Josephine de Beauharnais, a divorcée, in 1795. Josephine came with two children by her first marriage – Eugène born in 1781 and Hortense born in 1783. As Napoleon grew in power, declaring himself Emperor of the French in 1804, it became more pressing that he have a male heir, but Josephine failed to give him one. Thus, in 1810, he divorced her and married an Austrian princess, who soon bore him the much-wanted male child, who Napoleon appointed ‘King of Rome’.
Napoleon had four brothers and, at the height of his power, allotted all of them positions of power on the thrones of the various European countries he had conquered. He also arranged marriages for them with European princesses, in order to expand the family’s reach and power.
One of these plans was to arrange the marriage of his younger brother, Louis Bonaparte, King of Holland, to Hortense, daughter of his first wife, Josephine, in 1806, when she was 23 and he was 28.
The couple didn’t get on but managed to have three children, all boys – Napoléon Louis Charles Bonaparte who died at the age of four, Napoléon Louis Bonaparte (1804 – 1831), and Louis-Napoléon Bonaparte (1808-1873) – who was to become Napoléon III, the subject of this book.
After Napoleon Bonaparte abdicated in 1814, Hortense and her two surviving sons returned to Paris where she was protected by Alexander I of Russia. However, when Napoleon escaped from the island of Elba and returned to rule France for 100 days before being finally defeated at the Battle of Waterloo in 1815, Hortense loyally supported her step-father during his brief resumption of power, and was punished for it when the Allies re-occupied Paris for the second time.
Amid a White Terror, in which aristocrats settled scores with defenders of the old regime, amid a climate of lynchings, murders and executions, Hortense and her two sons – the future Napoleon III being just six years old – fled to Switzerland and began years of exile, moving from country to country around central Europe.
Within a few months of their flight Hortense’s estranged husband, Louis, by now the ex-King of Holland, demanded custody of the eldest son, Napoléon Louis. From then on it was just Hortense and Louis-Napoléon, wandering Europe for six years before finding a semi-permanent home in Switzerland. Mother and small son formed a very close bond, Louis’ wife later complaining that he never stopped venerating his mother, even long after her death.
Hopefully, the diagram below makes things a bit clearer. it shows how Napoleon’s parents Charles and Letizia had five sons and three daughters, their dates and who they married. It shows how Napoleon (second from left) married Josephine, who already had Eugène and Hortense, how he persuaded his younger brother Louis to marry Hortense, and they had two sons, the younger of which (and the only one shown here) became Napoleon III. Napoleon divorced Josephine and married Marie of Austria by whom he had his only legitimate son, Napoleon, ‘King of Rome’, later referred to as Napoleon II, who died aged only 21 in 1832.
Napoleon III’s family tree
Years of exile
Young Louis-Napoléon spent the 1820s subject to a string of overbearing tutors. He grew into a handsome man, a bit on the short side, but dashing in his army uniform, more intelligent than the other men in his family and, as this book shows in some detail, a great seducer of women. All through his life he seduced and bedded almost every woman he came into contact with.
The family tree I gave above may seem like unnecessary detail but it turns out to be vital in several ways.
By focusing on the ambience and influence of Napoleon on all his family Bresler really conveys the sense of entitlement to royal treatment and to a grand destiny which shaped Louis’ life. By giving all his siblings such exalted roles and royal marriages Napoleon I had created an extraordinarily complex web of relations across European royalty and aristocracy. These uncles and aunts and cousins didn’t just disappear when Napoleon fell from power, but their sense of imperial entitlement continued to exert an influence on Louis right up to the end of his life.
Bresler’s vividly written book does what more academic histories often fail to do – it powerfully conveys the real sense of conviction and motivation which fueled Louis. For Mike Rapport or Gareth Stedman Jones or Karl Marx, Louis-Napoleon was a joke, an empty man who believed nothing and was pushed to the surface by the failure of all the other factions of society and politics, a faute de mieux man.
Bresler’s book – personal and sentimental though it often is, wearing its amateur status with pride – nonetheless embeds you right at the heart of this extraordinary family and has you seeing the world from Louis’ point of view, as a theatre onto which he was irresistibly destined to rise to glory and to lead France.
The extraordinary thing is – that it happened just as he dreamed, exactly as he was so convinced that it would.
Death of the other heirs
Louis-Napoléon’s first political involvement was with the Carbonari, the secret society dedicated to achieving unity and independence for the then-fragmented Italy. His brother joined him in the cause, but caught measles on campaign and Bresler paints the affecting scene where Louis-Napoléon holds his elder brother in his arms as he died. It was 1831.
After Waterloo, Napoleon I’s one legitimate son, Napoléon François Charles Joseph Bonaparte, the so-called ‘King of Rome’, had been taken by his mother back to Austria. Here he was raised as a prince of the royal blood but in virtual house arrest, given the new name Franz, Duke of Reichstadt. Although he just about remembered his father before he went off to fight at Waterloo and never returned, the young prince was forbidden to speak French or even to mention his father’s name.
When Napoleon died in 1821, in exile on the island of St Helena, he bequeathed his son a load of priceless memorabilia but the Austrian Chancellor, Metternich, prevented any of it from reaching the boy. As an Austrian prince Franz was raised to join the army and in 1832 given a battalion to command, but soon afterwards he caught pneumonia and died, aged just 21.
The significance of the early deaths of these two young men was that their removal made Louis-Napoleon the heir to the Napoleonic throne (there were two remaining brothers of Napoleon I, who lived in affluent retirement, but neither had any interest in returning to public life). So from this point – 1832 – onwards, through thick and thin, Louis was convinced that it was his destiny to one day rule as his grandfather had. Everyone who met him reported that he had an unalterable conviction that his destiny was to restore the Napoleonic name and rule France.
Napoleonic writings
Napoleon I spent his years of exile on St Helena dictating his memoirs. These are famously economical with the truth, tending to gloss over the fact that his rule saw Europe wracked by 15 years of bloody warfare, and preferring to position himself to posterity as a champion of the revolutionary values of liberty, equality and fraternity.
His grandson followed in the Emperor’s footsteps and, once he was the heir apparent, published the first of what became a series of political pamphlets, starting with Rêveries politiques or ‘political dreams’ in 1833 at the age of 25. This was followed in 1834 by Considérations politiques et militaires sur la Suisse (‘Political and military considerations about Switzerland’) and in 1839 by Les Idées napoléoniennes (‘Napoleonic Ideas’).
Wordy and pompous, Louis’s books boil down to two central ideas:
the primacy of a national interest which transcended all particular class or factional interest
and universal (male) suffrage which would allow ‘the people’ to vote for a strong ruler who would implement ‘the advantages of the Republic without the inconveniences’
Napoleonic referendums
I hadn’t realised that the first Napoleon felt it necessary to call a plebiscite in 1804 to approve his move in status from First Consul to ‘Emperor of the French’. Nor that the vote was so overwhelmingly positive, with 99.93% (3,521,675) in favour and only 0.07% (2,579) against.
This was to be Louis’s strategy: it was universal (male) suffrage which got him elected president in 1848, and which he then appealed to again to support his declaration of himself Emperor in 1852. Both times he won by huge majorities.
So one of the fascinations of Bresler’s book is to learn that government by plebiscite, or referendum, was a well-established reactionary strategy for appealing over the heads of the metropolitan (liberal and bourgeois) elite, to the generally more conservative, and uneducated, population at large.
Quite thought-provoking, given the pickle Britain is in following the 2016 EU Referendum…
The advantage of Bresler’s in-depth accounts
The outline of Louis’ biography in the 1830s and 40s is simply stated: he attempted two ‘coups’ designed to raise the army behind his legendary name and to overthrow the then-king, Louis-Philippe – one at a barracks in Strasbourg in 1836, then again in Boulogne in 1840.
Whereas other histories dismiss both these events in a paragraph or so, Bresler goes into as much detail as possible, describing the elaborateness of the preparations, and then how they both unravelled into farce. He drills right down to descriptions of how the conspirators entered the barracks, what Louis said and did, how they tried to persuade the head of each barracks to join them, the misunderstandings, the retreats, the squabbles between the conspirators. He tells us that he has visited the exact sites of both events and walked through the action. Bresler makes it feel like a thriller.
Same goes for all the other key moments in Louis’ career. You might not get the kind of detailed socio-economic or political analysis which you might get from academic history books, but Bresler’s more personal approach not only makes a welcome change, it puts you right there, right on the spot at some of the crucial turning points in French history.
Louis-Napoleon goes to prison
After Louis’ first coup attempt, the government of King Louis-Philippe indulgently exiled Louis to the United States, from where, in fact, he quite quickly returned to be with his dying mother, Hortense, in Switzerland. After the 1840 attempt, however, they lost patience and Louis was tried and sentenced to prison in perpetuity.
Bresler’s account of this imprisonment is absolutely fascinating. He was held in a run-down chateau in the town of Ham in the Somme district of north-east France, along with his loyal doctor and valet. He was kept in a small room at the end of a corridor, with holes in the floor and ceiling and only paper flaps to cover the window, with primitive toilet facilities down the hall. Here he built himself shelves to hold up his books, and spent a lot of time reading.
Louis and the loyal friends who had assisted at the coup and so been sentenced alonside him (General Montholon and Doctor Conneau) were the only inmates. A garrison of 200, of whom 60 soldiers were on duty at any time, was devoted just to oversee them.
One of the most flabbergasting things Bresler tells us is that Louis and the general were both allowed to have their mistresses move in and live with them. How very French! Louis’ mistress, Alexandrine moved in and, over the course of the six years, bore him two illegitimate children, Eugene and Louis, both of which were farmed out to the Cornu family in Paris to look after.
The size of the garrison guarding Louis makes it all the more amazing that in 1846 he managed to escape. Builders had arrived to finally do up the crumbling chateau and Bresler gives a characteristically detailed and nail-biting description of the plan the General, the doctor and the valet concoct, to have Louis disguise himself as one of the workmen and simply walk out the main gate. Which is what he did.
1848 to 1852
I have described the events in France of 1848 to 1852 in my reviews of:
Briefly, King Louis-Philippe of France was overthrown by a popular uprising in February 1848 and a Republic was declared, but there was then a prolonged period of chaos and uncertainty. Liberals tried to form a national government but, when they shut down the workshops which had given work and a dole to the unemployed of Paris, the working men set up barricades which led the government to appoint a general to retake the city which he did during a week of merciless violence in June 1848. Not only were thousands slaughtered but the entire far left / socialist leadership was rounded up and imprisoned.
This helped the drift in both practical politics and the national mood towards the right. His prison sentence having lapsed with the abolition of the old regime, Louis-Napoleon managed to find a new home, and his supporters raised the money for him to stand for election to the new Chamber of Deputies. To everyone’s surprise but his own, he was elected.
In the debates that ensued, Louis was wisely understated and restrained but – in line with his writings – supported the idea of universal (male) suffrage. As the action-packed year of 1848 drew to a close, Louis-Napoleon stepped up from his modest activity in the assembly, to stand in the election for France’s first ever president, running against General Cavaignac, the man responsible for the massacre of the ‘June Days’, and various liberals.
To everyone’s amazement Louis-Napoleon stormed home, with five and a half million votes compared to his nearest rival, the general, who got only one and a half million.
Louis spent the next three years conspiring to convert the four-year presidency to ‘rule for life’, succeeding in December 1851, when he staged a coup against the National Assembly. He followed this up by holding a plebiscite to appeal of the entire male population of France in December 1852, which approved of him declaring himself Emperor Napoleon, taking the number III in memory of Napoleon’s only son who, although he never ruled a country, was now given the posthumous title Napoleon II.
The great strength of Bresler’s book compared to conventional political histories is that they all start from the present – they start from a modern perspective in which the liberal opposition, or even the French socialists – are taken as standard bearers for what we now know ended up happening over the long term i.e. the development of parliamentary democracy, universal suffrage, limiting the power of the rich and aristocracy, introduction of the welfare state, right to work, right to strike, trade unions, pensions and so on.
From this perspective Napoleon III was a freak, an inexplicable anomaly, an apparent step backwards to the pomp and trappings of Napoleon I.
But Bresler shows you the world from a completely different perspective, from the perspective of the extremely upper-class sections of French society, not to mention the very cream of European royalty, and the world of privilege and entitlement they inhabited.
What mattered in this world was not the press or the horribly common deputies in the National Assembly: it was the opinion of Louis-Napoleon’s mother or wife or his cousin the arch-duke and so on, an extremely small, closely-knit society. And within this world there was always the expectation that royalty or imperial values would ultimately triumph. It was God’s will. It was inevitable. And Bresler helps you really appreciate how this fondness for Empire, pomp and grandeur, was shared by millions of ordinary Frenchmen.
What, to the secular liberal writers of history appears a freakish accident appears, from the perspective Bresler gives us, quite natural and almost inevitable.
He also makes the point that Louis-Napoleon was good with people. He may have been a poor public speaker – he had a flat metallic voice and a pronounced German accent – so he came over badly in the National Assembly and among the metropolitan elite of journalists and commentators.
But he had a highly developed sense of the importance of people out there and Bresler describes Louis’ very modern campaigns or ‘charm offensives’ in which he toured virtually all of France, getting on easily with crowds and individuals of all stations of life, in towns and villages the length and breadth of the land. Having been an exile on the run and a prisoner himself living in very reduced circumstances, Louis may have insisted on imperial protocol, but as a person was always modest and approachable. Queen Victoria expected to dislike him but was charmed on their first meeting. Everyone was.
Thus, in 1851, while the deputies and political theorists squabbled in Paris, Louis-Napoleon toured the country and was rewarded with a plebiscite confirming his claim to the title Napoleon III – 7.4 million in favour to 641,000 against.
The Empire of Napoleon III
Domestic
I hadn’t realised that the 1851 coup led to such violence and repression. The population of Paris brought out the barricades (again) which the army quickly stormed with the loss of up to 400 lives. But it was the political repression afterwards which surprised me. About 26,000 people were arrested, mostly members of the left-wing opposition, some 4,000 in Paris alone. The 239 inmates who were judged most severely were sent to the penal colony in Cayenne, 9,530 political opponents were sent to Algeria, 1,500 were expelled from France, and another 3,000 were given forced residence away from their homes.
Louis-Napoleon – painted by Bresler as essentially a mild man – set up a commission to review the sentences and some 3,500 were eventually reprieved.
Imprisonment of the left opposition was accompanied by strict press censorship: No newspaper article dealing with political or social questions could be published without the permission of the government, fines for breaches were increased, and the list of press offenses was greatly expanded. After three warnings, a newspaper or journal could be suspended or even permanently closed.
On the plus side, the 18 years of the Second Empire are remembered for the growth of the French economy and boom times, especially in Paris. Having spent time in exile in Britain, Napoleon III had seen the power of the industrial revolution and he encouraged the expansion of the French railway network and the diversification of the French economy into iron and steel works.
Probably the most famous development of his time was the extensive remodelling of Paris by the architect Hausmann, responsible for creating the broad, straight boulevards which cut through Paris’s squalid slums and created the airy, sunny Paris which survives to this day. Bresler shows how closely Louis followed these plans for a new imperial capital.
The Emperor selected the Elysée Palace as his Paris residence and the palace remains to this day the official seat of the French President. He inaugurated a calendar of weekly balls and concerts at which all the great and good could meet and mingle, intrigue and do business.
A new Opera House was built, amid an outpouring of fine arts and gilded decoration. The Second Empire almost exactly corresponds with the output of Offenbach, creator of witty entertaining operettas such as Orpheus in the Underworld and the Tales of Hoffman.
The Emperor Napoleon III in his pomp by Franz Xaver Winterhalter
Foreign Policy
The Crimean War 1853-56 Napoleon III supported Britain and Turkey in their bid to halt Russian expansion into the Balkans, the reason war broke out. After the long grinding war, horribly mismanaged on the Allies’ side, the conference which agreed the peace was held in Paris, a diplomatic coup for Napoleon.
Mexican adventure Less successful was the scheme Napoleon III was persuaded to support, of sending a European monarch to rule over chaotic Mexico. France along with Britain and Spain had invaded the Mexican Republic in the winter of 1861 in order to reclaim the foreign debts which the Republic had inherited from the monarchy it had just overthrown. Once the money was paid Britain and Spain withdrew but the French decided to stay on and, though his contacts with the Austrian royal family, Napoleon managed to persuade Maximilian, younger brother of the Austrian emperor Francis, to take the ‘throne’ of Mexico, as Emperor Maximilian I.
This bizarre situation was only possible with the backing of the most reactionary elements of Mexican society and due to the simple fact that Mexico’s neighbour, the United States, was bogged down in its own brutal civil war (1861-65).
But:
Maximilian turned out to be a ‘modern’ ‘liberal’ emperor, much to the disgust of the Catholic, landowning autocracy who, therefore, never gave him the unstinted support he required
Even with the backing of over 30,000 French troops, Maximilian was never able to defeat the Republican forces of the republican President Benito Juárez
Once the American Civil War was over, the Americans began to actively support Juárez
Facing increasing opposition at home, Napoleon withdrew the last of France’s army in 1866. Maximilian’s ’empire’ collapsed, and he was captured and executed by the Mexican government in 1867.
True to form, Bresler concentrates less on the international power politics of the tale and more on the personal experiences of those concerned. Before the end, Maximilian’s wife, Carlotta, sailed to France and insisted on an audience with Napoleon III, by this time a sick man, and begged for military help to be sent to her husband. She apparently broke down in front of Napoleon and his wife, before travelling on to see the Pope to beg for help, in front of whom she began raving that everyone was trying to poison her. By this stage seriously unhinged, Carlotta was committed to a lunatic asylum in Belgium where she lived for a further sixty years.
Here, as in so many other places, Bresler really brings history alive by going beyond the dates and geopolitical events to show you the characters and suffering and personalities of the people involved.
The Franco-Prussian War and overthrow
I’ve covered the events of the Franco-Prussian War in other blog posts:
Bismarck tricked Napoleon III into declaring war on Prussia. This was just the patriotic war which Bismarck had been seeking in order to persuade the still-independent states of southern Germany to unite with the North German Confederation which Bismarck had forged under the leadership of Prussia.
It worked beyond his wildest dreams. Not only did Napoleon III declare war on Prussia but the French Chamber of Deputies rose to their feet acclaiming the war, and mobs marched round French provincial towns singing the Marseillaise.
What idiots. Within weeks the main French Army was surrounded and neutralised at Metz and the army marching to their relief was cornered and annihilated at Sedan. The Germans had better weapons, better logistics and better leadership. Many French soldiers were still trying to figure out where they were being deployed to when the decisive engagements of the war were over.
Napoleon, now quite ill with very painful bladder stones, made the quixotic decision to go to the front and lead by example like his grandfather. Except he was nothing like his grandfather. Bresler quotes the accounts of exasperated generals that Louis made and reversed judgements, confusing everyone until he eventually handed over authority to the general on the spot just in time to be captured along with the wreckage of his army at Sedan.
Once peace was made, Louis was accompanied through the lines to parley with his former colleague, the German King Wilhelm I. Must haven been an embarrassing conversation. Bismarck, who Napoleon had entertained at the French court only a few years earlier, was there with his army, and also spent some time condoling with the tired old man.
Napoleon III was moved to a castle in Germany, before being sent into exile in England. He wasn’t in France to see the catastrophe which followed, namely the French government refusing to capitulate and fighting on from Bordeaux while the Germans surrounded and besieged Paris. They eventually broke the siege, fought their way into the capital and the government finally capitulated.
The Germans marched about the place with characteristic arrogance and the German leaders assembled in the Palace of Versailles where King Wilhelm of Prussia was crowned Kaiser of the new German Empire which had been created by Bismarck. The new German Reich was built on the humiliating defeat of France.
And then, when the Germans withdrew, Paris collapsed into chaos as far left socialists declared a socialist republic and started executing the rich and Catholic priests. The new national government responded by embarking on a second siege of Paris – this time by French forces – who, after more privation and hunger, themselves finally broke into the city, the cue for vicious street fighting, in which the enraged government forces were encouraged to take revenge on the ‘communards’ for all the atrocities they were said to have committed, including executing the archbishop of Paris. It is still stunning to read that French forces killed 20,000 of their own people in just one week.
Napoleon III missed all this. He was in England, at Chislehurst. Bresler shares with us his entertaining investigations which tend to suggest that as far back as 1860, Louis – who had spent his entire childhood in exile and six years in prison – had been making plans in case the same thing happened again. Thus a British agent probably acting for him had used a large amount of money to buy Camden Place, a fairly modest (for an emperor) mansion in Chislehurst overlooking a wide expanse of grass and woodland (now home of the Chislehurst Gold Club).
Here he joined his wife, Eugénie, who had fled Paris with their son before the Prussians arrived, and here he was to live for the last three years of his life until his death in January 1873 from complications after an operation to remove his painful bladder stones.
The Empress Eugénie and her son in the grounds of Camden Place, five years after the death of her husband, by James Tissot (1878)
A medical indictment
The last chapter in the book is a surprisingly fierce indictment of the British doctors who, in Bresler’s opinion, killed Napoleon III. The Emperor had suffered from stones in the bladder for some years, which caused him a lot of pain. This ailment flared up severely during the height of the Franco-Prussian War so that even as he attempted to guide the army he was sweating with pain.
Bresler goes into full barrister mode to marshal evidence for the prosecution from two modern specialists in ailments of the bladder – James Bellringer and Sir David Innes Williams.
Bresler met, interviewed and corresponded with these witnesses and uses their testimony to assemble an argument that the procedure to destroy the stone in the bladder – inserting a device down the urethra which grasps and attempts to crush the stone so that the minuscule fragments can be passed in urine – should never have been carried out. What happened was his English doctors carried out a first procedure, but less than half the stone was destroyed and passed. After a few days’ recovery, another procedure took place in January 1873, but again the stone proved bigger than anticipated.
All was in readiness for a third procedure when the Emperor suddenly flagged, weakened, and died of heart failure. According to the modern doctors this was almost certainly due to sepsis i.e. the bladder was infected by the blockage and the medical procedure the English doctors carried out dislodged some infected bladder tissue which got into the circulation and infected the heart, causing it to fail.
Apparently, the Emperor’s death at the hands of ‘incompetent’ British doctors was a source of bitterness among French doctors and a subject of dispute between the two nations’ medics for years afterwards.
All this is fairly interesting but the revelation for me was that Napoleon submitted to these painful operations because he was planning another coup. Elaborate arrangements had been made; he was to join a cousin in Switzerland then ride with supporters to Lyon, recruiting support along the way, raising the Imperial flag and so on., just as he had tried in 1836 and 1840.
But the crucial element in raising the troops was that Napoleon should be able to ride a horse. Over the previous few years this had become pretty much impossible because of the acute pain in his bladder caused by the horse’s jogging movement. So the immediate cause of his death might have been medical ‘incompetence’. But the ultimate cause was his relentless, obsessive refusal to be denied what he saw as his pre-destined fate, to rule France and to hand on the Empire to his son.
This is not quite so completely bonkers as it sounds because Bresler explains how the Third Republic, created after Napoleon’s fall, remained deeply unpopular for years, so much so that there was even talk of restoring the grandson of Charles X, the king who had fled the throne back in 1830, the 60-year-old Comte de Chamborde.
The sensible academic histories I read make history sound like an inevitable unfolding of socio-economic trends. Bresler’s book reinserts the element of populism and mass psychology which combine with the fanaticism or abilities of specific individuals to remind us just how weird and contingent history often is. These apparently anachronistic sentiments of both royalists and imperialists, were to play a role in helping bitterly divide France during the long drawn out Dreyfus Affair and beyond. Reading Bresler’s book helps you understand their strong and abiding emotional appeal to large sectors of the French public.
A personal history
Bresler wears his personal approach on his sleeve. Rather than quote the latest academic texts, he prefers to reference very old previous biographies of Napoleon III, including some he was lucky enough to find in second hand bookshops in Paris.
He tells us about his own personal visits to various key sites in the story, and the chats he has with the local tourist board officials. For example, he shares with us his surprise that the tourist chaps in Boulogne didn’t seem to realise the shattering importance of Napoleon III’s botched coup there. Why isn’t there some plaque or guide to the precise events and locations, things which Bresler recreates for us in dramatic detail?
At another moment he stands on the very same quayside where the Emperor Maximilian reluctantly took ship to set off for his adventure in Mexico and is as affected as a sentimental novelist.
I have stood on the landing stage at Miramar from which they embarked and it seemed as if an air of melancholy still lingers upon the scene. (p.314)
Bresler visits as many of the exact locations where Napoleon lived throughout his life as he can (including a trip to the remains of the Chateau d’Ham where he was imprisoned), and especially all the houses in London which he rented. Lastly of course he visits the grand Camden Place where Louis and the Empress spent their last years in exile – and which stands to this day, as the headquarters of Chislehurst Golf Club.
This is all rather sweet and endearing, a refreshing change from the earnest, statistical and geo-political accounts of history I’m used to reading. Much closer to the personalised way in which most people actually experience life.
A verbal tic or token of Bresler’s very personal involvement with his hero is his repeated use of the word ‘sad’. Academic historians rarely express emotion, and then it’s at most the cliché that this or that decision was ‘tragic’ – but Bresler again and again takes the kind of soft, sentimental and rather naive point of view epitomised by the word ‘sad’.
The two boys [the illegitimate sons of Napoleon III], then aged fifteen and thirteen, were taken away from her [their mother, Lizzie Howard] and sadly, with the callousness of youth, soon forgot her. (p.275)
In later years, Margot married a Prussian named Kulbach and died at the sadly early age of forty-five. (p.322)
As for Louis, he would be a prisoner-of-war (albeit in the soft comfort of the new German Emperor’s summer palace) soon to be released to his last sad exile at Camden Place, with his health so badly deteriorated that he had become a pale, indecisive and sad version of the witty, commanding and assured man he had once been. (p.323)
I believe that two other factors, apart from his ill-health, led to his sad deterioration. (p.328)
Sadly [these criticisms] also apply to Louis himself. (p.332)
The year 1865 began on a sad note for Louis. (p.334)
The sad news of Maximilian’s death was much more in keeping with the reality of French life and the circumstances of Louis’ rule than all the fine uniforms and magnificent spectacles.
Sadly, they were all living in a fool’s paradise. (p.353)
Mathilde’s entry in her diary for that day makes sad reading. (p.366)
And much more in the same ilk. The ghost of Barbara Cartland floats over many of these pages.
Imperial sex
Everything we were brought up to believe about the French is confirmed by this book. The amount of infidelity, adultery, prostitutes, procuring, pandering and debauching taking place among the French upper classes is mind boggling.
Napoleon I had many ‘flings’ and a number of illegitimate children. Josephine had a number of lovers. But their grandson and his peers far outdid the older generation. Louis loved sex and he had it with as many women as possible. I’ve mentioned the lover he had while imprisoned at Ham but she’s just a drop in the ocean. Soon after he became Emperor he realised he needed an Empress and so married the Spanish aristocrat, Doña María Eugenia Ignacia Augustina de Palafox y KirkPatrick, 16th Countess of Teba, 15th Marchioness of Ardales – Eugénie for short.
But that didn’t stop him having an ‘official’ mistress – Bresler relishes the way the French have a phrase for top mistress, maitresse de titre – who was for a while the Englishwoman Lizzie Howard, but also a steady string of other young ladies who were presented to him at the numerous balls and concerts which Napoleon arranged.
There was a well-established process. After (or even during) the ball, a flunky brought the potential victim into Napoleon’s private study at the Élysée Palace. The Emperor made a quick visual assessment. If he wasn’t interested, he chatted politely for a few minutes then said that his papers called him, the flunky reappeared, the young lady retired, presumably counting her blessings. But if Napoleon liked what he saw, he dismissed the flunky and then, after a bit of chat, took the young lady up some hidden backstairs to a bedroom. Here a servant was waiting who helped the lady disrobe and then led her into the Imperial Bedroom where Napoleon was waiting, also naked.
Bresler includes quite a few gory descriptions of Napoleon’s love-making which was quick and to the point, his point anyway. One young lady recorded that she had barely had time to make a few coy protestations before he grabbed her in an intimate place, manhandled her onto the bed and was in like Flynn. There were a few minutes of grunting noises and – one victim leaves a wonderful detail – the carefully waxed ends of Napoleon’s moustache began to melt and wilt with the heat of his exertion before, with a final grunt and grimace it was all over, the Emperor stood up and the lady was despatched back to the changing room, helped back into her upper class costume, and led away..
For a while the maîtress en titre was the slender, sexy Virginia Castiglione who, Bresler reveals, was very probably a spy sent to seduce Napoleon (not very difficult) and report back on his thoughts about Italian unification to the canny Prime Minister of Piedmont, the Count of Cavour. How novelish this all is!
A propos of Italy, Bresler gives an entertaining description of the surprising crudity of King Victor Emmanuel, who ended up becoming the first king of united Italy. He was once at the Paris opera as a guest of Napoleon’s and pointed out a particularly tasty ballet dancer. ‘How much for the little girl?’ he asked. ‘I’ve no idea,’ replied Napoleon. ‘For your majesty,’ quickly interjected Napoleon’s fixer and procurer, Bacciochi, ‘five thousand francs.’ ‘That’s damn expensive,’ grunted Victor. ‘Never mind,’ said Napoleon turning to Bacciochi. ‘Put it on my tab.’
There’s a strong flavour of Harvey Weinstein about Napoleon III.
From 1863 to 1864 Napoleon’s maîtress en titre was Marguerite Bellanger, a bouncing 23-year-old country girl who catered to Napoleon’s every whim, eventually giving birth to yet another illegitimate child, Charles Jules Auguste François Marie. But none of us get any younger. On one occasion Napoleon returned to the Imperial Palace so exhausted by a prolonged session with Margot that he collapsed and had to be carried to bed – at which point the Empress Eugénie stormed round to Margot’s house in person and shouted that she was killing the Emperor – to which Margot tartly replied that if he got enough at home he wouldn’t have to play away.
(Eugénie emerges as not exactly likeable but as a very tough, independently-minded woman. She caused lots of ructions among Louis’ advisers by insisting on sitting in on Cabinet meetings and, in some of the most fraught decisions, casting the deciding vote. She was, for example, all in favour of declaring war on Prussia in 1870. After meeting the French Cabinet in 1866, Bismarck had described Eugénie as ‘the only man in his Government’, though just as able as all the men to make a catastrophically bad decision – p.340).
But it wasn’t just Louis who was at it. Almost every French figure of note seems to have had a mistress, and quite a few of these were married women whose husbands didn’t mind because they had their own harem of lovers. The atmosphere was rampant with infidelity, and the text is cluttered with countless love children being farmed out or given away.
It all makes quite a contrast with the unimaginative faithfulness of the stiff Prussian Bismarck or the sweet uxoriousness of Victoria and Albert, and goes a long way to explaining the reputation for sexual licence which France, and especially Paris, enjoyed well into the period of my youth.
(In W. Somerset Maugham’s novel, Christmas Holiday, which I’ve just read, young Charley’s family assume that his main motivation for going to Paris to see his university chum will be to have the kind of sexual adventures i.e. sex, which were considered impossible and unacceptable in the England of the time – and that was published in 1939.)
La gloire
One last point. In accounts of the Franco-Prussian War, the Great War, and then of France’s colonial disasters in Algeria and Indo-China, again and again I’ve come across the obsession of the French military and political class with la gloire – glory.
Glory is an important part of French cultural history and political discourse. Again and again the French have behaved recklessly and stupidly because obsessed with retaining or winning la gloire for la patrie.
Bresler suggests this delusion started with the first Napoleon – within a decade of his fall, many Frenchmen had forgotten the misery of the non-stop wars he’d engaged in, let alone the fact that he was militarily defeated – twice – and become dazzled by the vague blurry memory of the ‘glory’ of the days when France had a land Empire which controlled most of Europe.
‘I swear to rule for the interests, happiness and glory of the people of France,’ said Napoleon as part of his Coronation Oath; and he had used that same vital ‘glory’ when accepting his earlier nomination as Consul for Life.
These two appeals to ‘glory’ are an indication of the psychological appeal of Napoleon I, and later of Napoleon III, to the French nation: it appealed to the average French person’s desire, above all else, for national glory; for France to be perceived as the finest, the best, in whatever context she is engaged. General de Gaulle trumpeted the same message in the 1960s. Even today’s French politicians use it as an essential part of their platform. By contrast, no British politician has ever promised glory to the electorate. It has never been part of a British sovereign’s Coronation Oath to swear allegiance to the achievement of glory as a sacred mission. No British sovereign or politician would dream of making a similar claim but to Napoleon I and Napoleon III such boasting came easily.
‘Boasting’. That’s the word. This will-o’-the-wisp gloire explains much of France’s preposterous pomposity and yet is so weirdly at odds with France’s miserable military record of the past 200 years.
Napoleon – defeated and exiled – twice, 1814, 1815
1830 revolution overthrows Bourbon King Charles
1848 democratic revolution – defeated, leads to constitutional chaos, then autocracy
Napoleon III – humiliating failure in Mexico 1867, crushing defeat in Franco-Prussian War 1870
The Commune – Red Terror then government reprisals lead to massacres in Paris 1871
Dreyfus Affair 1894-1906, twelve year long humiliating revelation of corruption and lies in the French army and government
First World War 1914-1918 – French narrowly escape defeat thanks to the British – epic mutinies at Verdun and elsewhere in 1917 shame the army
Between the wars – political chaos
Second World War – defeat and occupation by the Nazis, widespread collaboration, national humiliation
1950s – humiliating failure in Indo-China leading up to catastrophic defeat in the Battle of Dien Bien Phu
1950s – humiliating failure in Algeria, leading to French Army attempts to assassinate the French president
1958 the French Army plans a coup d’etat against the government
1968 – chaos leading to near revolution
A few years ago I took the kids to Paris and visited the traditional tourist sights. It was when inspecting the Arc de Triomphe really closely, reading the dates and names of battles, that it began to dawn on me – the history of the French Army for the past two hundred years, 1815 to 2015, is a history of unending defeats.
This is what makes the French obsession with lagloire, with boasting about their ‘achievements’, all the more amusing.
No one has ever lost popular support in France by reminding people of their eternal glory. (p.250)
Bresler’s book is a highly entertaining, insightful, emotional and personal account of the strange life and enduring legacy of this most unlikely of political figures.
‘What is significant is the relation of the object to the artist, to his personality, and his power to arrange his sensations and emotions.’
(Matisse, 1935)
Upstairs in the Sackler Wing of the Royal Academy, five rooms are devoted to a beautiful exploration of how Henri Matisse gathered round himself and kept in his studio a rich collection of objects and textiles which he either incorporated directly into paintings or used as inspiration for his work.
I had expected a vague exploration of ideas and themes but in fact the show is extremely practical, displaying actual objects – chairs, tables, rugs, tapestries, statuettes and masks, vases, jugs and pots, classical and non-European sculptures, which Matisse acquired over his long creative life – right next to paintings which directly represent them or are inspired by them.
What’s noticeable about this ‘group portrait’ of objects from Matisse’s studio is how many of them are pretty mundane containers – jugs and glasses and bowls and cups. An indication of the sheer number of still lifes he painted and the essentially static, tranquil nature of his art.
The Object as Actor
‘A good actor can have a part in ten different plays; an object can play a role in ten different pictures.’ (Henri Matisse)
Using this quote we can interpret Matisse as a director who conceives of the objects in his studio as actors to be cast in different ‘roles’, according to the requirements of different compositions. Among these object-actors the exhibition includes a chocolate pot, a striking antique Venetian chair, and a small exquisitely painted table, plus other objects Matisse owned. All of them are positioned alongside Matisse paintings which incorporate them. Here’s the table:
The nearly 40 years which separate these two works show the enormous distance he travelled from an essentially realistic to an essentially decorative art. His marriage had broken up a few months before the 1940 work was painted. Is the inclusion of the chocolate pot a sad memento of a much earlier, happier period? And the fierce black of the table top an indication of his mood? A glass vase:
Something not mentioned in the catalogue is the way a lot of these containers and receptacles may well be actors which are posed in different sets and compositions; but they also wear different costumes in each role – in the sense that they contain different things in different pictures. Admittedly, these are mostly flowers, but still, the objects are most brought to life when set off against or containing other, organic, flowing and brightly coloured objects (flowers). They are always co-stars.
African art
Two rooms focused on the importance of African art – first bodies, then faces. Matisse acquired his first African artefact in the autumn of 1906 and by 1908 owned some 20 African masks and figurines. (He showed them to his frenemy Pablo Picasso, who also began incorporating them into his work.)
The wall panels inform us that the African artefacts helped Matisse to escape from the traditional Western way of seeing the human figure – not just for the sake of it but because these strangely shaped objects from a far distant culture revealed a completely new reality and a wholly new route to achieving emotional authenticity.
Maybe the entire Modernist movement in art can be summarised here, in this gesture – Emotional impact entirely supersedes figurative accuracy.
I love African art. I love its strong lines, its clarity and definition and solidity. Maybe my favourite works in the entire British Museum are the wonderful Benin bronzes. So I was quite thrilled enough just to enjoy looking at, sizing and weighing in my mind, the wonderfully strange angles, the shiny black wooden surfaces, the uncanny perfectness of the dozen or so African statuettes on display.
Jomooniw male and female figures, Bamana region, Mali, 19th to early 20th century. Private collection. Photograph by Robert Monnier
Matisse thought they revealed some ‘truer, more essential character’ lying beneath the superficial surface of things. It was the Edwardian period, after all, when most men and women dressed and behaved with what we would now find unbearable formality. Matisse admired ‘the jutting forms’ and ‘abrupt transition between body parts’. Instead of the lulling smoothness and sensuality of Greek sculpture, these African figurines seem energised and dynamic. New jagged visual rhythms.
The show sets his African collection against the Matisse paintings and sculptures which drew inspiration from their jagged, non-European, unsmoothness. Their ungainliness, squatness, their voodoo blankness and tremendous visual power. Hence paintings like:
Or sculptures like Two women which, while not slavishly copying the African work, clearly use them as a doorway into a chunky, elemental way of handling the human form which is walking away from the Greek and Roman tradition. (To be honest, I much prefer the African originals. Matisse seems to me to be on the way somewhere, whereas the African figurines and masks seem to me beautifully finished embodiments of their traditions and cultures.)
The next room is about ‘the portrait’ and features more African works, specifically a selection of wonderful tribal masks. The commentary points out that Matisse was attracted to the inscrutability of these African masks – they betray no emotions or feelings. This supported Matisse’s feeling that the emotional impact of a work comes not from overt expressions on the faces of his sitters, but from the composition, from the lines and shapes, and from the use of intense colouring.
Muyombo mask, Pende region, Democratic Republic of the Congo, 19th to early 20th century. Photograph by Jean-Louis Losi
The walls of the exhibition are dotted with quotes from the great man and one stood out for me, where he describes the way these tribal masks bring out
‘the deep gravity that persists in every human being.’
We take other people (and ourselves) so much for granted. Yet we are each as deep and complex and mysterious as the universe. From the deep impassivity of the masks Matisse drew the feeling to create works like:
You can quite literally see how these numerous objects from alien cultures helped Matisse to escape from the Western tradition, to break free, to formulate a new language, using design and colour to express new moods and feelings.
It’s not all African by any means. On another wall is a fragment of a Roman statue of a body, placed next to some of the cutouts from Matisse’s classic collection, Jazz.
This little room is the only one that actually feels a bit like a studio, containing as it does a wide variety of artefacts from the Islamic world covering the walls, as well as a huge photograph of Matisse in his fabric-festooned studio with model in ‘exotic’ dress.
Photograph of Matisse painting the model Zita at 1 Place Charles-Félix, Nice, 1928
Matisse relocated from Paris to Nice at the end of the Great War and began collecting items from the French colonies of Algeria (which he visited in 1906) and Morocco across the sea in North Africa. This room displays a Moorish tray, table and a big screen which he owned. A haiti is a traditional perforated wall hanging. Matisse owned several.
And next to it hang several examples of the innumerable odalisques he painted during the 1920s, showing how he incorporated rugs, tapestries, the tables and so on directly into the compositions.
The commentary points out that, for the previous hundred years or so, the genre of the ‘odalisque’ depicted young women in Eastern harems with an emphasis on their sensual if not sexual quality. What is noticeable in the numerous odalisques Matisse painted is the complete absence of sensuality; instead, they are opportunities for semi-abstract exercises in pattern, design and colour.
Naked they may be, and their pink nipples and black eyes stand out, sometimes – but by and large it is the soft furnishings which are the stars of these paintings. The faces, in particular, are constructed with the minimum of lines and colour, almost like abstract masks.
The Language of Signs
In 1941, Matisse was diagnosed with duodenal cancer. The surgery was successful but led to serious complications which nearly killed him. Bedridden for three months, Matisse developed a new art form using coloured paper and scissors.
This final room is full of the big bright bold abstract cutouts and designs Matisse created in his final period, which he himself described as his ‘second life’. Possibly this is the most impressive and simply beautiful room in the exhibition. Again Matisse put it well when he said:
‘There is no principal feature, only the pattern is important.’ (1935)
In this photo you can see Matisse in bed working on a late paper cutout.
Hanging above Matisse’s bed is an impressive wooden panel of Chinese calligraphy, which his wife Amélie gave him on his 60th birthday in 1929. Well – it is hanging in this exhibition! Sentimental, but this one object more than any of the others, made me feel physically close to the great genius.
And next to it hang a number of brightly coloured cutout works in which you can trace and guess its influence. The Eskimo from 1947, is made up of five separate panels made up of motifs painted with coloured gouache. Possibly the fourth panel depicts a human face, the Eskimo of the title, done in the style of one of the tribal masks, its rectangular frames and triangular wedge completely different from the biomorphic, seaweed design of the other four panels.
There are some more African works, but in a different key, this time fabrics with abstract designs and, again, paintings and works which use the motifs and patterns as inspiration for his own uniquely bright and happy, coloured cutouts. In this final room everything has become subsumed to the search for pattern and beauty.
This lovely exhibition brings together an unprecedented number of objects from Matisse’s studio to show how (in the catalogue’s words) ‘they offered points of departure to which he could return again and again, appearing and reappearing in his work in different guises and across spans of decades, reinvented afresh in each new setting.’ It is also an entertaining overview of the career and development of one of the 20th century’s greatest artists, from the earliest work here, circa 1900, to the final, wonderful, dancing cutouts of the 1950s.
Beautiful. Inspiring.
The video
Here’s Tim Marlow introducing Matisse in 60 seconds.
This is a selection of 23 essays from Camus’s entire journalistic and speech-making output chosen by the man himself in the year of his death, 1960. By then Camus had published three big collections bringing together all his journalism, in 1950, 1953 and 1958 – this is a selection from those books.
The three collections were titled Actuelles I, II and III. ‘Actuelle’ is a French adjective which can be translated as ‘current’, ‘contemporary’, ‘relevant’ and it is straightaway noticeable that almost all the pieces address pressing contemporary political and social issues of his day. Collected essays by a novelist and playwright might be expected to include some studies of favourite forebears, of Racine or Zola, say. Not here. The pieces are nothing if not engagé, as the contemporary catch-phrase had it. For example, Actuelles III is entirely devoted to Camus’s collected writings on Algeria, from 1939 to 1958.
The pieces are short
The most obvious thing about the pieces is that they’re all very short. Half a dozen of them are from Combat, the underground Resistance paper Camus helped to produce during the Occupation and for a few years afterwards, often only three or four pages long. Others are ten-minute speeches, short addresses, brief replies to critics of his plays, and so on. By far the longest piece is the essay on the guillotine, a hefty 60 pages long, which brings together a career of thought to argue vehemently against the death penalty.
They cluster round two active periods
Then there’s their dates. Very roughly there are two active periods – the War (1944-45) and the late ’50s (1955-58). The speeches to Christians and the freedom pieces from the early 50s appear as interludes between these two main clusters of productivity, which obviously reflect moments when France was actually at war, with Germany, and then in Algeria.
The War
Letters to a German Friend (1943, 1944, 1945) [summarised below]
The Blood of Freedom (Combat, 24 August 1944) Short editorial exhorting his comrades to victory during the Liberation of Paris. This and the next one are, apparently, of historic importance.
The Night of Truth (Combat, 25 August 1944) Short editorial on the night before the German surrender of Paris.
René Leynaud (Combat, 27 October 1944) Short piece commemorating the execution of his friend.
Introduction to Poésies Posthumes by René Leynaud (1947) Longer piece giving potted bio and memories of his resistance friend.
Pessimism and Courage (Combat, September 1945) Irritation at bourgeois critics attacking the alleged pessimism of Sartre, Malraux and the existentialists, arguing that absurdity must be faced because it is the climate of the time.
Defense of Intelligence (speech given to L’Amitié Française, 15 March 1945) We must not give in to hatred; we must descend to insult; we must debate with respect. ‘There is no freedom without intelligence.’
Speeches to Christians
Speech given at the Dominican Monastery of Latour-Maubourg (1948) He admires them for their Christian faith but honestly disagrees. ‘the only possible dialogue is the kind between people who remain what they are and speak their minds.’
Why Spain? (Combat, December 1948) An article replying to criticism of Camus’s play State of Siege made by the Christian existentialist philosopher, Gabriel Marcel, who asked why it was set in Franco Spain and not Communist East Europe? Because we have still not expiated France’s sin of collaborating with Franco, Camus replies.
It seems to me there is another ambition that ought to belong to all writers: to bear witness and shout aloud, every time it is possible, insofar as our talent allows, for those who are enslaved. (p.83)
Freedom
Bread and Freedom (Speech given at Labour Exchange Saint-Etienne, May 1953) Intellectuals and workers must be united: if either is attacked, it is by the forces of oppression and injustice; if both stand together, they can bring freedom closer.
Homage to an Exile (Speech given to honour President Eduardo Santos, driven out of Colombia by the dictatorship, 7 December 1955) Really fulsome praise in his role as newspaper editor who defended other people’s rights to speech, in which he explains that those who ‘bear witness’ to oppression decrease the solitude tyranny depends on, and increase the sense of common cause and solidarity among the oppressed.
Algeria
Preface to Algerian Reports (March-April 1958) Actuelles III was a book-length collection of all Camus’s writing on Algeria from 1939 to 1958. This is the introduction to that volume. It is convoluted and mealy-mouthed, dutifully condemning extremism on both sides but you feel he knows in his heart of hearts that his suggested solution – Algeria to be split into federal units, some European, some Arab, along with a lot of reform and investment from France – was hopelessly impractical.
Letter to an Algerian Militant (to Aziz Kessous, Algerian socialist, October 1955) On 20 August 1955 FLN militiamen massacred 37 Europeans in the Algerian coastal port of Philippeville, gang-raping the women, hacking the babies to pieces. In reply, French paratroopers massacred Muslim peasants at nearby El-Halia, while surviving colons lynched hundreds of Muslims in Philippeville. Just two months later, Camus, in anguish, writes to support his friend Aziz Kessous who has set up a newspaper to try to create a space where the opposing sides can meet and debate. Forlorn hope.
Appeal for a Civilian Truce (Lecture in Algiers, February 1956) A speech Camus gave to a mixed audience in Algiers hoping to launch a movement to get both sides to agree at least not to target civilians. It is pitiful to see how ineffective the stirring rhetoric of his essays and books is when it comes to the real world. And makes you realise how Eurocentric his rhetoric is. The FLN wanted their own country back; no amount of fancy rhetoric about liberty or terror or man had any hope of changing that.
Algeria (A personal statement, 1958) Camus thinks the FLN demand for full-blown independence is ludicrous. 1. What would happen to the 1.2 million French living in Algeria? 2. It’s all part of a conspiracy to create a pan-Islamic empire. 3. Algerians alone don’t have the economic know-how. 4. Insofar as the FLN are supported by Russia it would amount to a communist takeover of the southern flank of Europe. And so on. Camus proposes a federal structure like Switzerland, with the Muslims having one part of government, the French another. The more he elaborates the details of this complex scheme, the more unrealistic it becomes. After this final intervention, Camus retired into hurt silence and the war escalated.
Hungary
Kadar Had His Day of Fear (Franc-Tireur, 18 March 1957) In October-November 1956 the Hungarian people spontaneously rose up against their communist leaders. After some hesitation, the Soviet Union sent in tanks and troops to put down the revolution, killing some 3,000 civilians during days of street fighting, and sending tens of thousands of the country’s best and brightest to forced labour camps in the months that followed. Camus writes with searing anger at the naked totalitarian tyranny of the Soviets and with disgust at the hypocrisy and self-hatred of French communists who supported the Soviet intervention.
Socialism of the Gallows (Interview published in Demain magazine, February 1957) An equally angry and disgusted repudiation of communist totalitarianism and its supporters in the West. Totalitarianism means above else a state with only one party in it. This will inevitably crush all debate, all art, all possibility of criticism and improvement. It guarantees repression, secret police, the gulag. It also guarantees that there can never be any change or progress. By contrast, the only form of society which can guarantee at least some progress is one which allows multiple parties and viewpoints. Liberal democracy. — The anti-Marx section of The Rebel should certainly be read alongside these two pieces which unambiguously convey Camus’s violent anti-communism.
The death penalty
Reflections on the Guillotine (A long excerpt from a book-length symposium organised by Camus and Arthur Koestler, 1957) Anyone who’s read this far should realise that Camus is against the death penalty. Vivid description of the effect of the guillotine drive home how disgusting it is. If the aim of capital punishment is to deter, it would be on prime time TV. But most murders aren’t pre-meditated, are committed on the spur of the moment – so capital punishment cannot be a deterrent. Capital punishment degrades the executioners, as memoirs testify. Replacing it with hard labour gives the opportunity for rehabilitation. Only God has 100% knowledge; capital punishment is a hangover from the time of Christian faith in an all-knowing God, but the justice system is far from all-knowing: a steady stream of innocent men have been executed. Even one miscarriage should invalidate it forever. Most profoundly, man’s deepest virtue is revolt against the human condition, meaning death. The death penalty undermines human solidarity and community at its most vital place; this is why so many modern people feel degraded because it attacks our deepest, most animal instinct – for life.
The writer in our time
The Wager of Our Generation (Interview in Demain, October 1957) Back in those days ‘the writer’ had a prophetic role and authority which has completely vanished. Camus says the writer is caught between immersion in the history of his time and duty to his art, and this is a ‘dangerous’ situation. Not really.
Create Dangerously (Lecture given at the University of Uppsala, December 1957) A sustained 20-page expression of his view of the role of the artist, the lecture emphatically conveys Camus’s sense that a) there is such a thing as Grand Art, Art Which Matters b) the Artist has some kind of Special Responsibility to engage with his Society c) this makes Art dangerous for repressive societies and potentially for any Artist who takes them on. In other words, all the premises, conclusions and rhetoric come from a pre-Post-Modern world, the grey decade of McCarthyism, Kruschev, Hungary and Suez. 1957 was the year the Campaign for Nuclear Disarmament was founded, and the first Aldermaston March took place the following year. Nuclear weapons haven’t gone away, nor various tyrannies around the world, but the sense that the world is perched on the brink of a vast catastrophe and that Artists and Writers and Intellectuals play a privileged role in explaining it all to us lesser mortals, and leading us to Freedom – this has gone for good. Five minutes after Camus died people started getting colour televisions, Andy Warhol making silk screens of Marilyn Monroe, the Beatles dropped acid, and the gadget-driven consumer paradise started up which we still live in. The core of the speech gives a history of the development of art in 19th century France leading up to the irresponsible doctrine of Art for Art’s sake, and contrast this with the aggressive doctrine of Socialist Realism, demanded in the Communist Bloc and supported by many Western intellectuals. In other words, this is an interesting analysis of the position of the European writer in 1957, but it is 60 years old and shows it.
The message
Having now read all of Camus’s main works, I think I can summarise his position as killing people is always and everywhere wrong. The foundation text in this respect is the Letters to a German Friend. In these Camus admits that he and his Nazi friend both shared the same pre-war sense of the complete bankruptcy of traditional bourgeois values and the utter meaninglessness of life in a world bereft of God or any transcendental values – but they drew very different conclusions from it.
The Nazi concluded that the only value in the world is the animal virtue of power and, like so many of his countrymen, submitted to a leader and an ideology devoted to the worship of power. Apart from the obvious consequences (invading and devastating the rest of Europe) this led to an instrumentalist point of view which saw Europe solely as a larder of oil wells, wheat fields, arms factories and so on to be used in the relentless conquests of the Master Race, and its population, similarly, as objects to be used for the Master Plan.
Camus, by contrast, saw that there is a fundamental, irreducible value in the world, and that is man’s revolt against his destiny (i.e. an arbitrary death).
Man’s greatness lies elsewhere. It lies in his decision to be stronger than his condition. (p.39)
We are the only animals to be aware of our condition and to seek to rise above it. This is a value, a position, a basis for appealing to justice and against the wanton mutilation of ‘life’ and the murder of millions represented by the Nazis (and, later, the Communists). Taken collectively, or read on the social plane, this revolt becomes man’s rebellion against oppression.
I continue to believe that this world has no ultimate meaning. But I know that something in it has meaning and that is man, because he is the only creature to insist on having one. This world has at least the truth of man, and our task is to provide its justifications against fate itself. And it has no justification but man; hence he must be saved if we want to save the idea we have of life. With your scornful smile you will ask me: what do you mean by saving man? And with all my being I shout to you that I mean not mutilating him and yet giving a chance to the justice than man alone can conceive. (p.29)
As to proof of the existence of these things – Art, culture, civilisation is the collective record of the revolt of individuals against the limits of the human condition; and rebellions in the name of justice are an undeniable fact of history, and were in train all across Europe as Camus wrote, no matter how confident the Nazis were of their total power.
These fundamental values – revolt and rebellion – are the seeds which will grow into The Rebel, Camus’s enormously long attempt to devise a philosophy or worldview which starts in the post-war waste land and works its way upwards towards a viable basis for a world of humane values, of human dignity and freedom.
Perhaps we cannot prevent this world from being a world in which children are tortured. But we can reduce the number of tortured children. (p.73)
The image of the individual having to decide whether to acquiesce in the triumph of tyranny or whether to stand against it, at the risk of their own lives, is obviously derived from his experience working with the French Resistance against the Nazi Occupation and is made very real in his account of the capture and execution of his friend, fellow resistant and would-be poet, René Leynaud.
But it is an image, a pose, an attitude Camus carried on into the post-war era of the Cold War, when a new tyranny dominated Eastern Europe, as Communist governments in the Eastern Bloc set up new secret police forces, torture chambers and slave labour camps. Hence the two pieces here about the Soviet crushing of the Hungarian uprising of 1956.
It is Camus’s misfortune that his most famous and most accessible texts – The Outsider and The Myth of Sisyphus – stem from his early, ‘nihilist’ period; both were drafted around 1940. To really understand his thought, it would be better to focus on his later, far more humane works – The Rebel, the late short stories, and these essays – which move towards a whole-hearted support for a liberal democratic society which enshrines competing parties, voices, and freedom of speech.
In the later essays and speeches references to his personal theory of ‘the Absurd’ disappear and, although ‘revolt’ still crops up occasionally, really the final period of Camus’s life was devoted to the ideas of Justice and Freedom, and the need to speak out against Oppression and Injustice wherever they are found.
Europe and colonialism
It was Camus’s consistent opposition to Soviet tyranny which brought down on his head the wrath of the communist-minded Paris intellectual élite but which now, of course, make him look like a hero. Except the image is troubled because of the darkness shed over his later years by the outbreak of war in Algeria, his homeland. The four pieces on Algeria bring home his inability to agree with the colonial wish for independence; he just refuses to accept it as a possibility because it implies the exodus of 1.2 million French from Algeria (which is what in the end happened).
They also shed light on another limitation of Camus’s thought. It is very Eurocentric. In the Letters to a German Friend he discusses Europe’s histories and values in a way which remains very much within the European arena. The Algerian tragedy is a violent reminder that there is a very big world outside of Europe, its tragedies and civilisation, and it is a world where European philosophy, rhetoric, political and cultural values, may simply be irrelevant.
In fact, the more I’ve read about Camus’s position on Algeria the more I’ve been disappointed by his complete silence about Vietnam. For eight long years from 1946 to 1954 the French tried to put down the Vietnamese struggle for independence, as described in histories like The Last Valley: Dien Bien Phu and the French Defeat in Vietnam by Martin Windrow.
Hindsight is easy. I’m being unfair. Taken altogether what these essays show more than anything else is what an extraordinarily troubled era he lived through. Foreign invasion and humiliation, the threat of violent revolution bringing the utter loss of freedom and human dignity, the collapse of European empires all round the world, the real risk of nuclear armageddon – it was a difficult time to understand, to grasp, and in which to hang on to fundamentally humane, decent values. Camus did his best, despite his flaws.
The comedy of being French
These essays are intensely serious. You’d think smiling had been banned, let alone laughing. The British ridiculed Hitler (who only had one ball, the other was in the Albert Hall). By contrast, the French invoked the long history of their grandeur and prestige and their gloire. In this respect – obsessing about France’s special destiny, invoking its unique civilisation, and so on – Camus is no different from the grand rhetoric of de Gaulle. I couldn’t help smiling at Camus’s Frenchness i.e. his conviction of his country’s invincible superiority to all other nations, despite the rather prominent evidence to the contrary.
For history is the record of what actually happened, not of what writers and philosophers would like to think happened. And having recently read Alistair Horne’s massive history of the Battle of France I know that France fell to Germany in 6 quick weeks because French society was ruinously divided, demoralised and defeatist (as described from the inside in Jean-Paul Sartre’s great Roads To Freedom trilogy).
In this respect Camus’s Letters to a German Friend perform a prodigious feat of philosophical prestidigitation. They explain that France’s bad management, lack of preparation, appalling military and political leadership, defeatism and swift surrender turn out all to be indicators of France’s spiritual and moral superiority. France wasn’t ready to fight because it was too dedicated to the noble arts of peace. It was too good to fight. Ha!
More – by losing the actual battle France turns out to have won the moral war, because it took her four long years to overcome her natural repugnance to warfare, her superior preference for happiness and civilisation, in order to fight back. Sadly, of course, the Germans never had these superior moral qualities. And so, announces Camus, with a Gallic flourish -the German victory in 1940 was in fact an indication of Germany’s spiritual defeat. Voilà!
Camus goes on to give a quick overview of European civilisation (which in fact turns out to be largely based on French achievements) in order to show how the Nazis only regarded Europe as a collection of resources – oil wells, wheat fields, arms factories – to be exploited, whereas the superior French – naturellement – see Europe as a glorious repository of civilisation and intelligence. At which point Camus rattles off some characteristic landmarks of European civilisation, such as the cloisters of Florence, the gilded domes of Krakow, the statues on the bridges over the Charles River, the gardens of Salzburg. And then tells his German friend:
It never occurred to me that someday we should have to liberate them from you. (p.24)
‘We’? ‘We’ would have to liberate them? The French?
Did the French ‘liberate’ Florence, Cracow, Prague or Salzburg? No. Did the French even liberate France? No. On D-Day 73,000 American, 61,715 British and 21,400 Canadian soldiers landed in Normandy, 4,400 of whom died on the first day.
And the Russians. They helped defeat the Nazis a bit.
Many of the Combat essays read as if they should be sung by Edith Piaf at her most histrionic:
We know this fight too well, we are too involved through or flesh and our hearts to accept this dreadful condition without bitterness. But we also know too well what is at stake to refuse the difficult fate that we must bear alone. (p.35)
You’d think the Spanish republicans, the Czechs, the Poles, the Yugoslavs, the Greeks, the Hungarians, Bulgarians, Romanians, Ukrainians, the Finns and Danes and Dutch and Belgians, let alone the Russians at Leningrad or Stalingrad, none of them had experienced anything like the French, who alone knew the tragedy and, oui, mon brave, the nobility of suffering!
The Paris that is fighting tonight intends to command tomorrow. Not for power, but for justice; not for politics, but for ethics; not for the domination of France, but for her grandeur. (p.36)
a) Camus’s French arrogance – his complete omission of the vital role played by the Anglo-Saxon countries in standing up to Hitler and then overthrowing the Nazi regime – his sublime confidence in French exceptionalism, matches the haughty grandeur of de Gaulle, and is just as ludicrous.
b) On a more serious note, this willful omission mirrors his neglect of the colonial issue, the post-war problem of France’s Empire – and specifically the massive war in Vietnam which kicked off as soon as the World War ended – until he was absolutely forced to confront it when his own homeland went up in flames.
If Camus’s notions of French grandeur and prestige and gloire turned out to be a fatal dead end, nonetheless his championing of human freedom and dignity against Nazi and Communist tyranny remain impressive and inspiring to this day. It set the tone and helped spread the language of resistance to communist tyranny – of being a ‘witness to truth’, of art’s capacity to unite people against oppression – which echoed on in the writings of, for example, Václav Havel and Polish Solidarity.
Credit
The English translation by Justin O’Brien of Resistance, Rebellion, and Death by Albert Camus was published by Alfred Knopf in 1960. All quotes & references are to the Vintage paperback reprint of this 1960 translation.