The Dissolution of the Austro-Hungarian Empire 1867-1918 by John W. Mason (1985)

This is another very short book, one of the popular Seminar Studies in History series. These all follow the same layout: 100 or so pages of text divided up into brisk, logical chapters, followed by a short Assessment section, and then a small selection of original source documents from the period.  It’s a very useful format for school or college students to give you a quick, punchy overview of a historical issue.

This one opens by summarising the central challenge faced by the Austro-Hungarian Empire as it entered the twentieth century: how to take forward a fragmented, multi-cultural empire based on traditional dynastic and semi-feudal personal ties into the age of nationalism and democracy where every individual was, in theory at least, a citizen, equal before the law.

On page one Mason locates four key failures of late imperial governance:

  1. the failure to solve the Czech-German conflict in the 1880s and 1890s
  2. the failure to develop a genuine parliamentary government in the late 1890s
  3. failure to solve the Austro-Hungarian conflict in the early 1900s
  4. failure to solve the South Slav conflict in the decade before World War One

PART ONE The background

1. The Hapsburg Monarchy in European History

The Hapsburg monarchy lasted 640 years from 1278 to 1918. It was a dynastic creation, never attached to a specific country. In 1867 (following Hungary’s defeat to Prussia in the war of 1866) the state was organised into the so-called Dual Monarchy, with the Hapsburg ruler titled the Emperor of Austria and the King of Hungary. This gave Hungary more autonomy and respect than it had previously had.

The name ‘Hapsburg’ derives from Habichtsburg meaning ‘Castle of the Hawks’, located in what is now the Swiss canton of Aargau. During the eleventh century the knights from this castle extended their power to build up a position of growing influence in south Germany.

Meanwhile, the eastern March – the Oster Reich – of Charlemagne’s massive empire was granted to the Babenberg family in the tenth century and they held it for the next 300 years.

In 1273 the electors of the Holy Roman Empire elected Rudolf of Hapsburg to the office of Holy Roman Emperor. In the 14th century the Hapsburgs acquired Carinthia, Carniola, Tyrol, Istria and Trieste to their domain. In the 15th another Hapsburg was elected emperor and from 1438 till the Holy Roman Empire was dissolved by Napoleon in 1806 the Crown remained almost continuously in their house.

When King Louis II of Bohemia and Hungary died without issue in 1526, both his crowns passed to the Hapsburgs. This marked a turning point because up till then all Hapsburg land had been German-speaking. Now the Hapsburg administration had to take account of various non-German nations with their own independent histories.

This leads to a Big Historical Idea: just as the countries of the West were beginning to develop the idea of the nation state, central Europe was going down a different path, towards a multi-national empire.

Even more decisive was the role the Hapsburgs played in defending Europe from the Turks. Twice, in 1529 and 1683, the Turks laid siege to Vienna, a very under-reported and under-appreciated part of European history.

The Turkish threat had effectively been repulsed by the start of the 18th century and the Hapsburgs embarked on their new role in Europe which was to act as a counterweight to ambitious France, starting with the War of Spanish Succession (1702-14).

The long rule of the Empress Maria Theresa (1740-80) saw her undertake reform and centralisation of the administration. But her power in central Europe was challenged by Hohenzollern Prussia under Frederick the Great (1740-86). During this period, Poland was partitioned and Austria was given from it the southern province of Galicia, which she retained right up till the end of the Great War.

The French Revolution and Napoleonic Wars (1789-1815) unleashed the ideas of nationalism and democracy across Europe, both of which struck at the heart of the multi-ethnic and hierarchical structure of the Empire.

Under Maria Theresa and her son Joseph II, Austria had arguably been part of the continent-wide movement of reform associated with the Enlightenment, take for example their legislation to remove many of the restrictions placed on the Jewish population.

But the twin forces of nationalism and democracy were such a threat to a multinational polity that from this point onwards the Hapsburgs and the empire they led, became a reactionary force, embodied in the machinations of their legendary Foreign Minister, Klemens von Metternich (foreign minister from 1809 to 1848).

In 1848 revolutions took place all across Europe, with no fewer than five in capitals controlled by the dynasty – in Vienna, Prague, Budapest, Croatia and in northern Italy (territory which the Hapsburgs had seized after the defeat of Napoleon). Hapsburg forces put down the revolutions in four of the locations, but it required the intervention of the Russian army to defeat the revolutionary Hungarian forces. The Magyars never forgot this bitter defeat.

In the Crimean War (1853-6) Austria kept neutral from both sides (Britain & France versus Russia) which weakened her role in Europe. In 1859 France supported the desire for independence of Piedmont, the north Italian state ruled by the Hapsburgs since the defeat of Napoleon, and hammered the Austrians at the Battles of Magenta and Solferino. In response the Hapsburgs introduced some administrative reforms, but in 1866 lost another war, this time against Prussia under Bismarck, decided at the Battle of Sadowa.

Seriously weakened, and now definitely deprived of all influence in a Germany unified under Prussian rule, the Emperor’s politicians were compelled to bolster the Empire’s authority be devising a new agreement with the large Kingdom of Hungary to the East.

2. The Austro-Hungarian Compromise

Hence the Compromise or Ausgleich of 1867 which recognised the sovereign equality of two states, Austria and Hungary, bringing them under the rule of one man, Franz Joseph, Emperor of Austria and King of Hungary. The dual monarchy wasn’t the same as a federation, constitutionally it was unique. But it bolstered the Hapsburgs a) territory b) manpower. Crucially it provided a bulwark against the Slavs in the Balkans, quelling pan-Slavic sentiment.

The drawback of the Compromise was that it was essentially a personal agreement between the Emperor Franz Josef and the Magyar ruling class. Even liberal and progressive German-speaking Austrians felt left out, and that’s before you consider the numerous other nationalities contained within the empire.

PART TWO Domestic affairs

3. The Nationality Questions

The Treaty of Versailles entrenched the idea of national self-determination preached by American President Woodrow Wilson, and resulted in the break-up of the empire into a host of new nation states based on ethnicity. Viewed from this angle, it looks as though the Austro-Hungarian Empire was foredoomed to collapse. But all the histories I’ve read there was no such inevitability. This one wants to scotch two assumptions –

  1. that all the nationalities thought they’d be better off outside the empire (many realised they wouldn’t)
  2. that all the nationalities were ‘at war’ with imperial authorities; many weren’t, they were in much sharper conflict with each other

In the West the state and the nation were closely aligned; but in the East you can see how they are in fact distinct ideas. The state is an administrative unit and in Central and Eastern Europe was based on ancient rights and privileges of rulers, often going back to medieval origins.

From the mid-nineteenth century these traditional ideas were challenged by a concept of ‘nation’ based on ethnicity, culture and language. Otto Bauer the Austrian Marxist made a famous categorisation of the peoples of the empire into ‘historic’ nations, those which had an aristocracy and bourgeoisie and an independent national history;

  • Germans
  • Magyars
  • Poles
  • Italians
  • Croats

and those who don’t:

  • Czechs
  • Serbs
  • Slovaks
  • Slovenes
  • Ruthenians
  • Romanians

Most modern commentators include the Czechs in the list of ‘historic’ nations.

The Germans

In the western half of the empire the Germans made up 10 million or 35% of the population of 28 million. Nonetheless the administration was thoroughly German in character. The official language of the empire was German. The great majority of the civil servants were German, 78% of the officers in the army were German. The cultural life of Vienna, the capitalist class and the press were overwhelmingly German. Three political parties dominated from 1880 onwards, which adopted the three logical policies:

  1. The Pan-Germans looked beyond Austria to a nationalist union of all German peoples under Bismarcks Prussia
  2. The Christian Socialist Party under Karl Lueger aimed to unite all the nationalities under the dynasty
  3. The left-wing Social Democrats aimed to unite the working class of all the nationalities, thus dissolving the nationalities problem

The Czechs

Third largest ethnic group (after the Germans and Hungarians) with 6.5 million or 12% of the population. In Bohemia roughly two fifths of the people were German, three fifths Czech.The Czechs were the only one of the minorities which lived entirely within the borders of the empire, and some they were bitterly disappointed by the Compromise of 1867, which they thought should have recognised their identity and importance. Czech nationalists thought the deal left them at the mercy of German Austrians in the West and Hungarians in the East.

From the 1880s the struggle between Czech and German expressed itself in the issue of the official language taught in schools and used in the bureaucracy. The Czech population increased dramatically: Prague was an overwhelmingly German city in 1850 but 90% Czech by 1910. Germans found it harder to dismiss the Czechs as peasants Slavs, as Bohemia rapidly industrialised and became the economic powerhouse of the empire.

The Poles

The Poles were the fourth largest group, in 1910 4.9 million or 17.8% of the western part of the empire, most of them living in Galicia. Galicia was a) a province of Poland which had been obliterated from the map when it was divided between Russia, Prussia and Austria in the 18th century b) at the north-east fringe of the empire, beyond the Carpathian mountain range.

The Austrians needed the support of the Poles to make up a majority in the parliament in Vienna, and so made so many concessions to the Polish Conservative Party in Galicia that it enjoyed almost complete autonomy, with Polish recognised as the official  language, Polish universities and so on.

The Ruthenians

Only three fifths of the population of Galicia was Polish; the other two-fifths were Ruthenians. The Ruthenians belonged to the same ethnic group as the Ukrainians but were distinguished by adherence to the Latin/Greek Uniat church. The Ruthenians were the most socially backward group in the empire and very much under the thumb of the politically advanced Poles, responding by setting up a peasants’ party.

Conservative ‘Old Ruthenians’ gave way to ‘Young Ruthenians’ in the 1880s, who sought union with the 30 million Ukrainians living to their East. The more concessions the central government made to the Poles, the more it alienated the Ruthenians. After 1900 Ruthenians and Poles clashed over electoral or educational issues, sometimes violently.

The Slovenes

1.25 million or 4.4 per cent of the population of the Austrian half of the empire, the Slovenes were scattered over half a dozen Crownlands, and lacked even a written literature in their own land. Even mild efforts at nationalism, such as setting up a Slovene-speaking school, were fiercely opposed by the German majorities in their regions.

The Italians

770,000, the smallest national group in the empire, with Italian-speaking areas in the Tyrol and along the Adriatic coast, which had quite different concerns. In the Tyrol the Italians fought against the dominance of the Germans. Along the Adriatic they were a privileged minority among a Slav majority.

In May 1915 Italy betrayed its treaty promises to Germany and Austria-Hungary and joined the Allies because Britain and France promised Italy possession of the Tyrol and the Adriatic Littoral (and money).

The Magyars

10 million Magyars formed 48% of the population of Hungary. The Magyars dominated the country, owning, for example 97% of joint stock companies. It was dominated by ‘Magyarisation’ meaning fierce determination of the magyar ruling class to impose uniformity of language across the territory. If minorities like Romanians or Slovenes agreed to teach their children Hungarian and support Magyar rule, they could become citizens; otherwise they were subject to fierce discrimination. The Magyars didn’t want to exterminate the minorities, but assimilate them into oblivion.

Budapest was three quarters German in 1848 and three quarters German in 1910. Mason tells us that all attempts to reform the Dual Monarchy ultimately foundered on Hungary’s refusal to abandon its unbending policy of Magyarisation.

The Romanians

The largest non-Magyar group in Hungary, about 3 million, their aspirations were ignored in the 1867 Compromise, and the Hungarians’ intransigent policy of Magyarisation drove more and more to think about joining the independent Kingdom of Romania, just across the border from Hungarian Transylvania, and the forming of a National Party in 1881, which slowly poisoned Austria’s relations with Romania.

The Slovaks

The Slovaks were the weakest and least privileged group in the Hapsburg Monarchy, 9% of the population, a peasant people who had lived under Magyar domination for a thousand years. The 1867 Compromise made the Czechs and Croats second class citizens but condemned the Slovaks to cultural eradication. From the 1890s they started co-operating with the Czechs and slowly the idea of a combined Czech and Slovak nation evolved.

The Croats

9% of the population of Hungary. They had a national history and a strong aristocracy and considered themselves in direct touch with the Hapsburg monarchy. By an 1868 compromise Croatia received autonomy within the Hungarian state, but the head of the Croat state was imposed by the Hungarian government and the rule of Count Khuen-Héderváry was so repressive that Croatia became the seat of a movement to unite all the empire’s South Slavs.

The Serbs

About 2 million Serbs lived in the empire, divided between Dalmatia, Hungary, Croatia and Bosnia-Herzegovina. They didn’t have an independent national history until 1878 when the Congress of Berlin created a small state of Serbia independent of the Ottoman Empire, from which point every perceived injustice against the Serbs prompted calls for a pan-Slave movement, and/or for a Greater Serbia. The biggest incident on the road to collapse was the Austrian annexation of Bosnia-Herzegovina in 1908, the majority of whose population were Serbs.

The Jews

The Jews made up about 5% of the population in both Austria and Hungary. From 1850 Jews moved in large numbers into Lower Austria, overwhelmingly from poor rural Galicia (Poland), a large number of them migrating to Vienna, where they came to dominate cultural activity out of proportion to their numbers.

The Jews became so prominent in the Hungarian capital that some called it Judapest. The Jewish journalist Karl Kraus joked that ‘the Jews control the press, they control the stock market, and now [with the advent of Freud’s theory of psychoanalysis] they control the unconscious’.

The success of Jews in business and the stock market and banking created an association between ‘Jew’ and ‘capitalist’ which complicated class conflict and led to an easy demonisation of the Jews as responsible for much of the exploitation, low wages and fat profits of capitalism.

4. The economy

The Hapsburg Empire was behind Germany, France and Britain in industrialisation. It didn’t have large stocks of coal, it had no large ports, parts of it (like Galicia) were split off from the empire by high mountains; the great Hungarian Plain was designed for agriculture not industry.

It was a predominantly agricultural economy: in 1910 agriculture made up 50% of the Austrian economy, two-thirds of the Hungarian. Most of the trade was between Hapsburg regions and nations; the 1867 Compromise established a free trade area throughout the empire.  Only a small percentage of GDP came from exports.

In Hungary serfdom was only abolished in 1848. For most of the period, Hungary was characterised by Magyar landlords, sometimes with very extensive holdings, lording it over illiterate peasants of the various nationalities. That’s one reason why nationalist grievances became mixed up in economic ones. Only in the decade before the war did Hungary begin to industrialise.

Industrialisation was funded by banks which remained firmly in German and Hungarian hands. The industrial heartland of the empire was the Czech Crownlands (Bohemia and Moravia) which developed a strong textiles industry and then iron and steel, metallurgy and engineering. This became another source of tension between Czechs and Germans, because many of the industries remained in the hands of German managers, backed by German hands.

(Remember the passage in Ernst Pawel’s biography describing the end of the Great War, the declaration of independence, and the way the new Czech government immediately a) renamed all its businesses and industries in Czech and b) undertook a wholesale replacement of all German bureaucrats and business men with Czech replacements.)

The late 1860s saw a mounting fever of speculation which led to a stock market crash in 1873 and a prolonged depression afterwards. This led to low growth, and poverty among the urban proletariat and among rural peasants, which led to the rise of nationalist and populist parties.

5. The politics of Dualism

The Austrian (i.e. German-speaking) Liberal Party ruled after the 1867 Compromise. But that compromise had alienated the Czechs whose MPs didn’t even attend the parliament. But it was the massive financial crash of 1873 which ruined the Liberal Party, associated as it was with business and the banks.

In 1871 there was an attempt by the conservative aristocrat Count Hohenwart to reform the monarchy and turn it into a federation, who drafted some ‘Fundamental Articles’ which were intended to give the Czechs parity with the Hungarians, but this was fiercely opposed by the Hungarian prime minister, Count Andrássy. The Czechs never trusted the dynasty after that, and boycotted the Vienna parliament.

In 1879 Franz Joseph asked his boyhood friend Count Taaffe to form a new government and Taaffe went on to govern till 1893, passing a series of reforms which echoed those of Bismarck in Germany, such as extending the franchise, workers health and accident insurance, limiting the working day to 11 hours etc.

But when he tried to tackle the German-Czech issue by breaking up Czech provinces into smaller units based along ethnic lines, his plans were scuppered by the Poles, the Clericals and the Feudals, and the German Liberals and he was forced to resign. Over the next twenty years three parties emerged:

The Social Democrats

This left-wing party emerged from the trade union movement in 1889 and its soft Marxist outlook focused on economic and social reform cut across ethnic lines and so was a force for keeping the empire together. At the Brünner Conference of 1899 they called for the transformation of the empire into a democratic federation of nationalities.

The Christian Socials

Founded in 1890 by the phenomenally popular Karl Lueger who became mayor of Vienna 1897-1910, based around a devout Catholicism which linked democratic concern for ‘the small man’, responsible social reform, anti-semitism and loyalty to the dynasty. Turning artisans and small shopkeepers into a strong anti-socialist, anti-capitalist, pro-Hapsburg bloc.

The Pan-Germans

The extreme anti-semitic Pan-German Party founded by Georg von Schönerer. Starting as a liberal he grew disenchanted and wanted a) to separate out the German-speaking areas from their Slav populations and b) unite with the Reich. In 1884 he led a battle to nationalise the Nordbahm railway which had been financed by the Rothschilds. He failed, but gained wide support for presenting the plan as a battle of the Jews versus the people. Although small in numbers, the Pan-Germans spread vicious racist ideas and their supporters were prone to violence.

The end of parliamentary governance

The next government of Alfred III, Prince of Windisch-Grätz, was brought down after two years because it agreed to allow a German secondary school in southern Styria to have parallel lessons in Slovene at which point the German National Party rejected it, voted against it, and brought down the government.

The next government was led by a Pole, Count Kasimir Felix Badeni. In 1897 he tried to settle the perpetual conflict between Czechs and Germans by moving a law that said that from 1901 no official should be employed in Bohemia or Moravia who wasn’t fluent in German and Czech. Since most Czechs spoke German, this was no problem for them, but hardly any Germans spoke Czech and there was uproar in parliament, with all kinds of tactics used to stall the passage of the bill, riots broke out on the streets of Vienna and then Prague. Franz Joseph was forced to accept Badeni’s resignation, and the Vienna parliament never had the same prestige or power again.

It couldn’t function properly and legislation was from 1897 passed only by emergency decree via Article 14 of the constitution. Government was no longer carried out by politicians and ministers but by civil servants. The Germans and the Czechs continued to obstruct parliament

Several more ministries tried and failed to solve the nationalities problem, while the emperor accepted advice that extending the franchise to the working class might help create a mood of social solidarity. So a bill was passed in 1907 giving the vote to all men over 24. But it was irrelevant. By this stage parliament didn’t govern the empire, bureaucrats did. Extending the franchise brought in a new wave of socialist parties, which combined with the nationality parties, to make governing impossible. During the parliament of 1911 no fewer than 30 parties blocked the passage of all constructive measures in parliament.

6. Vienna – Cultural centre of the Empire

Traditional liberal culture was based on the premise of rational man existing within as stable, civic social order. By the 1890s this society was beginning to disintegrate…

The political crisis in late nineteenth-century Austria-Hungary was caused by the bankruptcy of liberalism. The result was the sudden growth of a number of anti-liberal mass movements. In the cultural sphere the consequence of the breakdown of liberalism were no less dramatic…

Mason distinguishes three phases or artistic eras in this period:

1. The 1870s

In the 1870s students formed the Pernerstorfer Circle, seeking an alternative to liberalism, which they rejected and found inspiration in early Nietzsche, his writings about the imagination and the Dionysian spirit, leading to veneration of the music dramas of Wagner. The most famous member was the composer Gustav Mahler.

2. The 1890s – Young Vienna

Aestheticism and impressionism, focus on the fleeting moment, in-depth analysis of subjective psychology. A moment’s reflection shows how this is a rejection of rational citizens living in a stable social order, and instead prioritises the non-stop swirl of sense impressions. The leading writers of the Young Vienna literary movement were Hugo von Hofmannstahl and Arthur Schnitzler, with his frank depictions of the sex lives and moral hypocrisy of the Viennese bourgeoisie.

3. After 1900 – Kraus, Loos and Schoenberg

The Jewish journalist Karl Kraus published a fortnightly magazine, Die Fackel, in which he flayed all political parties and most of the writers of the day. He carried out a one-man crusade against loose writing, sentimentality and pomposity. Mason doesn’t mention something Ernst Pawl emphasises in his biography of Kafka, which is that plenty of Kraus’s journalism railed against the Jewish influence on German prose, criticising its importation of Yiddishisms and other impurities. It was this attitude which led Pawl to diagnose Kraus as a leading example of the ‘Jewish self-hatred’ of the period.

Adolf Loos was a radical architect who despised any ornament whatsoever. He designed a starkly modernist house which was built in 1910 opposite the imperial palace and was a harsh modernist critique of the wedding cake baroque style of the empire.

Arnold Schoenberg thought Western music had reached the end of the road, and devised an entirely new way of composing music based on giving each note in the scale an equal value i.e. leaving behind traditional notions of a home key or key tones, i.e. 500 years of tradition that a piece of music is composed in a certain key and will develop through a fairly predictable set of chords and other keys closely related to it. Schoenberg demolished all that. In his system all notes are equal and their deployment is based on mathematical principles. Hence his theory came to be known as ‘atonality’ or the ‘twelve tone’ system.

And looming behind these three was one of the most influential minds of the 20th century, Sigmund Freud, the conservative and urbane Jew who did more than almost anyone else to undermine the idea of the rational, citizen or the rational human being. In Freud’s theory most of the activity of the human mind is unconscious and consists of a seething mass of primitive drives and urges. For the early period, from his first formulation of psychoanalysis in 1895 through to the outbreak of the First World War, Freud concentrated on the sexual nature of many or most of these urges, and the psychic mechanisms by which human beings try to repress or control them (via psychological techniques such as displacement or repression).

But the experience of the Great War made Freud change his theory in recognition of the vast role he now thought was played by violence and a Death Drive, which matched and sometimes overcame the sex urge.

Whatever the changing details, Freud’s theory can be seen as just the most radical and drastic attack on the notion of the sensible, rational citizen which were widespread in this time, and at this place.

Leading not only Mason but countless other critics and commentators to speculate that there was something about the complexity of the Austro-Hungarian Empire, and something about the thoroughness with which it collapsed, which led to the creation of so many anti-liberal and radical ideologies.

All the art exhibitions I’ve ever been to tend to praise and adulate 1900s Vienna as a breeding ground of amazing experiments in the arts and sciences. Many of them praise the artistic radicalism of a Loos or Schoenberg or Egon Schiele as a slap in the face to boring old bourgeois morality and aesthetics.

Not so many dwell on the really big picture which is that all these artistic innovations were the result of a massive collapse of the idea of a liberal society inhabited by rational citizens and that, in the political sphere, this collapse gave rise to new types of political movement, anti-liberal movements of the extreme left and extreme right, to the Communism and Fascism which were to tear Europe apart, lead to tens of millions of deaths and murder and torture, and the partition of Europe for most of the twentieth century.

PART THREE Foreign affairs

7. The Dual Alliance

In international affairs the thirty-six years between the Congress of Berlin in 1878 and the start of the Great War in 1914 were dominated by the Balkan Problem or the South Slav Question.

In the 1600s the Muslim Ottoman Empire had extended its reach right up to the walls of Vienna. The Ottomans were held off and pushed back so the border between Christendom and Islam hovered around south Hungary and Bulgaria. But the Balkans contained many ethnic groups and nationalities. Slowly, during the 19th century, Ottoman rule decayed causing two things to happen:

  1. individual ethnic groups or nations tried to assert their independence from the Ottoman Empire
  2. each time they did so tension flared up between Russia, who saw herself as protector of all the Slavs in the Balkans, and Austria-Hungary, who feared that the creation of a gaggle of independent states in the Balkans under Russian control would inflame her own minorities and undermine the empire

The Congress of Berlin was held in 1878 to try and adjudicate between the conflicting claims of Russia and Austria-Hungary, and the host of little countries who wanted independence from the Ottomans.

This section details the long history of the complex diplomatic policies adopted by successive foreign ministers of the empire, which all had more or less the same goal – to preserve the integrity and security of the empire – but changed in the light of changing events, such as the Franco-Prussian War of 1870, the Russo-Turkish War of 1877–78, and so on through to the Russo-Japanese War of 1905, the Young Turk revolution of 1908 which led to the Bosnian Crisis of the same year, and the Balkan Wars of 1912-13.

What’s striking or piquant is that the three autocracies – Prussia, Austria-Hungary and Russia – had a really profound interest in maintaining their semi-feudal reactionary regimes, and this was highlighted by the fact that they periodically signed variations on a Three Emperors Alliance (1881) – but that they kept allowing this fundamental interest to be decoyed by the festering sore of countless little conflicts and eruptions in the Balkans.

So that by 1907 Germany came to see its interests as tied to a strong Austria-Hungary which would prevent Russian expansion southwards; while Russia came to see itself as faced by a Germanic bloc and so sought alliance with France to counterweight the German threat. And so Europe was divided into two armed camps, an impression cemented when Italy joined a pact with Germany and Austria-Hungary, despite historic antagonism to Austria, with whom she had had to fight wars to regain territory in the north.

8. The Drift to war

One way of thinking about the First World War was that the assassination of the Archduke Franz Ferdinand, heir apparent to the crown, was without doubt a scandalous event but that it gave the Austro-Hungarian Empire a golden opportunity to smack down cocky little Serbia and thus re-establish the empire’s authority in the Balkans, which had been steadily slipping for a generation as a) more Balkan states became independent or b) fell under the influence of Russia.

After all, the empire had intervened in 1908 to annex Bosnia-Herzegovina with a view to creating a South Slav bloc of nations under her protection. Seen from her angle, this was one more step of the same type. Although, admittedly, a risky one. Her annexation of Bosnia-Herzegovina in 1908 led to a six-month-long diplomatic crisis which nearly sparked a European war, and there had been further, limited, Balkan Wars in 1912 and 1913. Most people thought this was more of the same.

So Austria issued a fierce ultimatum which was impossible to fulfil and prepared for a quick brutal suppression of Serbia. But she hadn’t anticipated that Russia would mobilise in favour of what was, after all, a small nation, with the result that the German military weighed in giving Austria-Hungary a promise of unconditional support; and when both of them saw Russia proceeding with its war mobilisation, the Germans mechanically and unthinkingly adopted the dusty old plan which had been perfected decades earlier, a plan to knock France out of any coming conflict with a quick surgical strike, just as they had back in 1870, before turning to the East to deal with a Russia they were sure was enfeebled after its humiliating defeat against Japan in 1905.

But the quick surgical strike against France failed because a) the French were supported by just enough of a British Expeditionary Force to stall the German advance and b) the Russians mobilised, attacked and advanced into East Prussia quicker than the Germans anticipated so that c) the German Chief of Staff Moltke made one of the most fateful decisions of the 20th century and decided to transfer some infantry corps from the Belgian wing of the German attack across Germany to staunch the Russian advance. Thus contributing to the German sweep across northern France coming to a grinding halt, to the failure of the Schlieffen Plan, and to four years of grinding stalemate.

All the parties to the war miscalculated, but it was arguably the Germans – with their bright idea of a quick strike to knock France out of the war – who did most to amplify it from yet another in a long line of Balkan Wars to an international conflagration.

What comes over from this section is the hopeless inability of historians to come to a clear decision. Some historians, apparently, think Austria-Hungary’s foreign policy in the decade leading up to war was aggressive; others think it was impeccably defensive.

There is no doubt that the emperor was devoted to peace. Franz Joseph ruled the empire from 1848, when he was 18, to 1916, when he was 86, and if there was one thing he’d learned it was that whenever Austria went to war, she lost. And he was proved right.

9. War Guilt and the South Slav Question

On one level the problem was simple: about twice as many Slavs lived inside the empire (7.3 million) as outside (3.3 million). In the age of nationalism it was unlikely that the ultimate unification of these Slavs could be prevented. The question was: would this unification take place within the empire’s border i.e. at Serbia’s expense; or outside the empire’s borders, under Serbian leadership a) at the cost of the empire losing land (including most of its coastline in Dalmatia) and Slav population to Serbia b) the new Serbian state itself coming under the strong influence of Russia.

Mason discusses how this threat could possibly have been averted if the empire had made any sort of overtures to the Serbs, had courted the South Slavs. All Serbia wanted was better terms of trade and access to the sea. Refusal to countenance even this much resulted from the Austria-Hungarian Monarchy’s internal tensions, above all from the entrenched but anxious rule of the Germans and Magyars, nearly but not quite majorities in their own domains. Their inflexibility brought those domains crashing down around their ears.

10. World War One and the Collapse of the Empire

The book goes on to emphasise that, just because the empire collapsed suddenly at the end of the Great War, doesn’t mean it was doomed to. In fact for most of the four year war onlookers expected it to last, and spent their time speculating about the territorial gains or losses it would have made, but not that it would disappear.

He gives a military account of the war which emphasises the simple fact that the much-vaunted Austro-Hungarian army was simply not up to the task its politicians had set it. Chief of the General Staff Franz Conrad von Hötzendorf intended at the outbreak to take out Serbia with a lightning strike, then move his corps north to Galicia to face the Russians who it was expected would mobilise slowly. But the Austro-Hungarians were repelled by ‘plucky Serbia’ and Conrad moved his forces north too slowly to prevent disastrous defeats to the Russians, who seized Galicia and Bukovina before Christmas.

In the first few months the empire lost 750,000 fighting men and a high percentage of their best officers. It’s a miracle they were able to carry on which they did, but at the cost of taking injections of better trained, better-armed German troops (remember the proud, tall, well dressed, well-fed Reich German soldiers lording it over their starving Austrian allies in the final chapters of The Good Soldier Svejk) and coming more or less under German military command.

Amazingly, in spring the following year, 1915, combined Austrian-Germany forces drove the Russians out of Galicia and seized most of Poland, defeated the numerically stronger Italian army along the Isonzo River. By 1916 the Alliance powers controlled a substantial slice of foreign territory (Poland, Russia, parts of the Balkans) and seemed to be sitting pretty.

The Austrian Social Democrat Otto Bauer wrote a book about the collapse of the empire, The Austrian Revolution, in 1925 which argued that the empire defined itself by its opposition to Tsarist Russia and dependency on Hohenzollern Germany. Certainly when the Bolsheviks seized power in St Petersburg and sued for peace, half the reason for fighting – and even be scared of the Slav menace – disappeared at a stroke.

Internal collapse

As we’ve seen, the Austrian parliament ceased to function properly before 1910 and government was run by civil servants and made by decree (the background to the novels of Franz Kafka with their infinitely complex and incomprehensible bureaucracies). Parliament was suspended from March 1914 to May 1917 because the ruling classes feared it would simply become a forum for criticism of the Crown. In 1916 the prime minister Count Stürgkh was assassinated. On November 1916 the Emperor Franz Joseph died and the crown passed to his great-nephew Archduke Charles, aged 29. The change in leadership gave an opportunity for the central powers to approach the Entente with suggestions for peace in December 1916, which, however, foundered on Germany’s refusal to cede territory back to France.

When Charles was crowned in Hungary he missed the opportunity to force the Hungarian prime minister to consider reforms, to extend the franchise, to give more rights to the non-Magyar minorities, and generally to compromise. On one level, the failure to effect any reform at all in the basic structure of the Dual Monarchy, led to its collapse.

But the most important event was the overthrow of the Romanov dynasty. If the Romanovs, why not the Hapsburgs? When Charles allowed parliament to sit again in summer 1917 initially the calls weren’t for dissolution, but for reform which gave the nationalities autonomy and rights. But during the summer Czech radicals published a manifesto calling for an independent Czech-Slovak state.

The winter of 1917-18 was harsh with widespread food shortages. There were widespread strikes. In the spring Czech prisoners of war began returning from Russian camps bearing revolutionary ideas. But the Hapsburgs were not overthrown. Mason suggests this is because what in Russia were clear, class-based animosities and movements, in Austria-Hungary were diverted into nationalist channels.

Even when America joined the war in April 1917, the Allies still didn’t call for the overthrow of the empire but its reform to give the nationalities more say. According to Mason what finally changed the Allies mind was the German offensive in Spring 1918. It became clear Austria-Hungary wouldn’t or couldn’t detach itself from Germany, and so the Allies now threw themselves behind plans to undermine the empire from within i.e. supporting Czech, Polish and Slav politicians in their calls for the abolition of the monarchy. In the summer they supported the Czechs. In September 1918 they recognised a Czech-Slovak state. Unlike the other minorities the Czechs existed entirely inside the empire, to recognising their independent state was effectively recognising the dismemberment of the empire.

The failure of the German spring offensive in the West, and the Austrian summer offensive against Italy spelled the end. In September Bulgaria sued for peace. In October Austria and Germany asked President Wilson to intervene. At the end of October the Czechs and Yugoslavs proclaimed their independence, followed by the Magyars and the Poles. On 11 November 1918 Emperor Charles abdicated. The Hapsburg Monarchy ceased to exist.

PART FOUR Assessments

Mason recaps some of the arguments about the fate of the Austro-Hungarian Empire which, by now, I feel I have heard hundreds of times. For example, that right up to the end most commentators did not expect the empire to collapse but for the strongest minorities, such as the Czechs, to successfully argue for parity with the Magyars, for more rights and privileges. Karl Marx thought the nations without history needed to be tutored and guided by the more advanced ones i.e. the Germans.

One school sees the collapse as due to the internal contradictions i.e failure to address the nationality question i.e. failure for any serious politician at the top, even Franz Ferdinand, even Charles, to do anything to palliate the nationalities demands which would have meant diluting the stranglehold of the German-Magyar ruling elites. The elites never accepted the nationalities question as a fundamental issue, but always as a problem which could be temporarily dealt with by clever tactics.

A completely opposite view holds that it was the First World War and the First World War alone which led to the collapse of the empire. Supporting this view is the fact that even radical critics and keen slavophiles like the Englishmen Seton-Watson and Wickham Steed as late as 1913 thought the empire was growing, and simply needed to be converted into a federal arrangement of more autonomous states, maybe like Switzerland.

PART FIVE Documents

Nineteen documents kicking off with hardcore economic tables showing, for example, populations of the various nationalities, index of Austrian industrial production, Austria’s share of world trade, steel production, harvest yields.

More interesting to the average reader are:

  • Mark Twain’s eye witness account of the army marching into parliament to suspend the sitting discussing  the 1897 legislation to make Czech equal with German in Bohemia and Moravia, which spilled out into riots in Vienna and Prague
  • Leon Trotsky’s impressions of the Austrian socialist leaders i.e they are smug and self satisfied and the extreme opposite of revolutionary
  • an extract from the memoir of George Clare who was a Jew raised in Vienna and gives a vivid sense of the frailty of Jewish identity, the assimiliated Jews’ shame about his caftaned, ringleted Yiddish cousin but also his sneaking envy for their authenticity – this is exactly the sentiment expressed by Kafka in his reflections on the Jews
  • the impact of Vienna on the young Adolf Hitler, who lived in Vienna from 1908 to 1913 and a) hugely respected the anti-semitic mayor Karl Lueger and b) loathed the multi-ethnic culture and especially the ubiquity of Jews
  • memoirs of the Jewish socialist leader Julius Braunthal, who emphasises the peculiarly powerful fermenting role played by Jews in all aspects of Austrian life, society and culture
  • a society hostess describing the meeting in 1902 between Rodin and Gustav Klimt

And then excerpts from more official documents, being a letter from the leader of the 1848 revolution, the key articles from the Dual Alliance of 1879, prime minister Aehrenthal’s proposed solution to the South Slav problem, census figures about Slavs inside the empire, a report on relations between Serbia and Austria-Hungary,


Related links

Other blog posts about the First World War

Art & music

Books

The Good Soldier Švejk, Part Two: At The Front by Jaroslav Hašek (1922)

In Volume One of The Good Soldier Švejk we were introduced to the implacably calm, unflappable anti-hero Josef Švejk, placid and middle-aged denizen of Prague under the Austro-Hungarian Empire, a former soldier discharged on the grounds of incurable idiocy.

Volume One chronicles Švejk’s various difficulties with the authorities until, towards the end, he is called up to rejoin the army at the outbreak World War One, is assigned to one Lieutenant Lukáš of the 91st Imperial and Royal Infantry Regiment as his batman and, right at the end of Volume One, they are both ordered off to the Eastern Front to fight against the Russians.

In other words, if you only want to read about Švejk’s adventures in the actual war, you could easily skip Volume One.

The plot

Chapter 1 Švejk’s misadventures on the train

The story resumes with the Good Soldier Švejk already in trouble with his boss, because he’s mislaid some of his luggage as they entrain for the Front. In a gesture of typical dimness, Švejk was left to guard it but got bored and went to tell Lieutenant Lukáš it was all safe and sound but when he’d got back discovered someone had nicked one of the cases.

Once aboard the train, Švejk gets into trouble again. He speaks very freely back to Lieutenant Lukáš, and then makes some rude comments about the bald-headed old man who’s sharing their train compartment… until the old man erupts in a fury and reveals that he is Major-General von Schwarzburg and proceeds to give Lukáš a rocket. Trembling, Lukáš tells Švejk to get lost so the harmless dimwit wanders down the corridor to the guards van, where he gets chatting to the railwayman about the alarm signal and next thing they know, they have pulled it and the whole train comes to a thundering halt.

Švejk and the railwayman pull the emergency chain

Švejk is identified as the culprit, and at the next station is taken off the train to report to the station master and be fined. While this is taking place, the train puffs off and Švejk is left on his own, with no luggage and – crucially – no documentation, pass and identification, as it’s all with the Lieutenant.

A sympathetic crowd gathers round Švejk and one offers to pay his 20 crown fine and gives him the name of some useful contacts if he ever finds himself captured by the Russians. When he discovers that Švejk doesn’t even have a train ticket to catch up with his regiment, he gives him ten crowns to buy another.

A lot of the power of the novel comes from the circumstantial details: thus in this fairly simple little scene

  1. we are shown civilians sympathising with soldiers who they think are being harassed and bullied (from which we deduce that soldiers being bullied was a common sight)
  2. but at the same time a gendarmerie sergeant descends on the crowd and arrests someone (a master butcher, it turns out) who he claims was traducing the emperor (a typical example of the heavy-handed and over-officious attitude of the authorities which Hašek documents throughout the book)
  3. and in another detail, although none of the customers in the third-class bar where Švejk goes for a drink, saw the scene of his fine they have all made up far-fetched stories about how a spy had just been arrested or a soldier had a duel with someone about his lady love – in other words typical wartime paranoia and scaremongering

My point is that many of the scenes involving Švejk also feature bystanders, customers in pubs, other people in the police station or his cell, cops who take him back and forward, and then the numerous other soldiers he meets. It is a very sociable book, it has many walk-on parts for all kinds of men and women and this slowly builds up the impression of a whole world, a world in which people make up rumours, get arbitrarily arrested, help each other out or get shouted at by angry stationmasters.

Lots of the scenes involve or end with one of the central themes, which is Booze. More or less everyone drinks, often to excess. Švejk is continually ducking into pubs for a quick one, continually making friends with complete strangers over a jar. And thus it is that this scene ends with Švejk blithely drinking away the ten crowns the nice man gave him to buy a train ticket with, in the company of another war-weary fellow soldier, a Hungarian who doesn’t speak Czech or German, but conveys his unhappiness at having to abandon his three children with no income and nothing to eat.

Military Police turn up and drag Švejk before a young lieutenant at the nearby army barracks who is in a bad mood because he’s chatting up the girl in the telegraphy office who keeps turning him down (p.235).

Švejk recounts his story to date with such blank idiocy that the lieutenant (as so often happens) is disarmed enough not to charge him with anything, but has him taken back to the station and put on the next train to rejoin his regiment at České Budějovice (the capital city of South Bohemia) where the 91st regiment and Lieutenant Lukáš were heading.

But the escort and Švejk are back ten minutes later because the stationmaster won’t sell him a ticket because he’s a menace and so – the lieutenant tells him he’ll just have to walk to České Budějovice to catch up with his regiment.

Chapter 2 Švejk’s Budějovice anabasis

An ancient device of satire is to compare small and trivial things with mighty and venerable things, to create a comic disproportion. Švejk’ predictably enough, gets completely lost in his attempts to reach České Budějovice and so, for comic effect, Hašek compares Švejk’s chapter-length adventure to the anabasis of Xenophon, one of the most famous, and heroic, journeys of the ancient world.

The seven-volume Anabasis was composed around the year 370 BC, is Xenophon’s best known work, and ‘one of the great adventures in human history’ (Wikipedia)

České Budějovice is due south from the train station where Švejk was detained but, characteristically, he sets off with a brave and determined stride to the west and gets utterly lost in the wintry countryside of south Bohemia for several days. In the course of his peregrination he meets a sequence of characters, mostly poor villagers and peasants, who help him out, spare a drink or their food with him, recommend friends or relatives at towns along the way for him to call in on and generally provide a lot of human solidarity.

The reader remembers that Hašek himself was a notorious vagabond and long distance hiker who had plenty of experience of the kindness, or hostility, of strangers. Švejk’s jollily titled anabasis allows Hašek to depict the kindness which exists among the poor and downtrodden and outsiders:

  • the kindly old lady who gives him potato soup and bacon and guidance to find her brother who’ll help him
  • an accordion player from Malčín who advises him to look up his married daughter whose husband is a deserter
  • in Radomyšl the old lady’s brother, Father Melichárek, who also thinks Švejk is a deserter
  • near Putim a trio of deserters taking refuge in a haystack who tell him that a month earlier the entire 35th regiment deserted
  • one of them has an aunt in Strakonice who has a sister in the mountains they can go and stay with – give him a slice of bread for the journey
  • near Stekno he meets a tramp who shares a nip of brandy and gives him advice about evading the authorities, and takes him into town to meet a friend, even older than the tramp, and the three sit round a stove in the old gaffer’s cabin telling stories (p.277)

The Good Soldier Švejk with the two tramps

The adventure ends when Švejk finds himself circling back and re-entering the village of Putim where he is arrested and interrogated by a very clever gendarmerie sergeant Flanderka who lectures his subordinates at length about the correct and wise way to interview suspects and who thinks he can get Švejk into confessing that he’s a spy.

The thing about Švejk is that he is absolutely honest. He literally tells the truth, that he got detained by a stationmaster after pulling the emergency, cord, drank away the money he was given to buy a ticket, then they wouldn’t give him a ticket anyway, then set off on a long rambling walk all round the region – until the sergeant becomes convinced that no-one could be this ingenuous, wide-eyed and innocent – and therefore that he must be a most dangerous spy!

They keep a paranoid close guard on our hero, accompany him to the outside toilet, order a fine dinner from the local pub. Oblivious of the sergeant’s ludicrous paranoias, Švejk has a whale of a time and the sergeant and the lance-corporal he’s bullying get so drunk they pass out.

Next morning, badly hungover, the sergeant writes a preposterous report about Švejk, for example arguing that his lack of a camera just shows how dangerous he would be if he had one, and sends him off under armed guard to the District Command in Písek. As always happens, it doesn’t take much persuasion to get the lance-corporal accompanying Švejk to pop into a roadside pub along the way, and they proceed to get plastered, telling the landlord to keep them company drink for drink (p.277)

They set off again completely trashed, way after dark and, as the corporal keeps slipping off the icy road and down the slopes either side, decide to handcuff themselves together. In this state they arrive at the gendarmerie headquarters at Pisek where Captain König takes one look at them and is disgusted. He is fed up with being bombarded by useless bureaucratic edicts and now the moronic sergeant from Putim is chipping with crazy accusations like this one, that the drunk soldier in front of him is a master spy when he’s obviously a common or garden deserter.

König briskly orders Švejk put on the next train to České Budějovice and supervised by a gendarme who is to accompany him at the other end, all the way through the streets of the town to the Marianske Barracks. This he does, so that Švejk calmly walks through the door of the barracks main office just as Lieutenant Lukáš is settling into another shift. At the sight of Švejk rises to his feet and faints backwards (onto a junior soldier).

When he recovers the lieutenant informs Švejk an arrest warrant has been made in his name for desertion and he must report to the barracks prison. So off he goes, under guard, innocent and docile as usual.

In his cell he meets a fat one-year volunteer – whoe name we learn is Marek – who is more educated than most of Hašek’s characters and has a fund of stories to tell about soldiers being bullied, mistried and massacred, as well as scathing criticism of the authorities and of Austro-Hungarian authority which he sees as doomed to collapse (p.293).

All along the line, everything in the army stinks of rottenness.

Maybe he is a self-portrait of the rather tubby author (confirmed when he says that he was at one state the editor of a magazine named The Animal  World – as was Hašek).

He and Švejk get on like a house on fire and end up singing various bawdy ballads at the tops of their voices and keeping the other prisoners awake. In the morning they are both interrogated by a pompous officer named Colonel Schröder, an episode which satirises military incompetence and prejudice, before Schröder sentences the volunteer to the kitchens peeling potatoes and Švejk to three days ‘hard’. Schröder then drops by the office of Lieutenant Lukáš to tell him he’s given his batman three days hard but don’t worry, after that Švejk will be sent back to him.

Lieutenant Lukáš drops to his knees in despair. One of the funniest things about the book is Lukáš’s complete inability to shake off Švejk who, without consciously trying, makes his life a misery and destroys every one of his plans.

One element of comedy is predictability, generated by the audience becoming familiar with the way certain characters always behave, coming to expect it, and being delighted when they behave that way, or say that ting, again. Hence the joy of catchphrases, of hearing Corporal Jones cry ‘Don’t panic, don’t panic’. In this way, the ever-deepening chagrin of Lieutenant Lukáš becomes a core comic theme from this point onwards.

Chapter 3 Švejk’s adventures in Királyhida

Švejk and the one-year volunteer are marched along with the rest of the 91st Regiment to the České Budějovice railway station. Here things are chaotic and they get mixed up with Father Lacina, a chaplain, who has been roaming among various regimental messes the night before gorging himself and drinking himself insensible. Lacina hitches a lift into Švejk and the one-year volunteer’s train carriage, where he promptly passes out.

Švejk and the one-year volunteer had been accompanied and guarded by a timid lance-corporal and they now set about remorselessly teasing him, bombarding him with rules and regulations about the protection of prisoners which he has broken without realising it, including letting an unauthorised person (the drunk chaplain) into the prisoners’ van, and so on.

They also tell a wealth of stories covering a range of experiences and people: how a black entertainer slept with a posh white Czech lady who had a little black baby; about miscegenation between races, and how the war is leading to rapes of civilian women by occupying armies.

It is here that the one-year volunteer tells us at length about his spell as editor of the magazine The Animal World and how he got into trouble for writing articles about fictitious animals (pp.323-328).

The train draws into the outskirts of Vienna (p.347), where it is greeted by a tired welcoming committee patriotic old ladies (p.348). Hašek describes how the initial enthusiasm for the war, which saw huge crowds cheer the trains full of soldiers off to the Front, has long since waned.

Švejk and the volunteer are ordered along with all the other soldiers to report to the mess kitchens. Here Svejk, in the course of nicking a coatful of grub, bumps into Lieutenant Lukáš and tells him he was bringing it to him.

The narrative cuts rather abruptly to night over the army barracks at Bruck (p.350). It does this quite often. I found myself having to go back and figure out where we were in many of the scenes, and work out where the travel from one place to another took part. Maybe a function of the text having originally consisted of discreet short stories.

Bruck an der Leitha is also known as Királyhida, and hereby hangs a tale. The River Leitha formed the border between what was then Austria and Hungary. The town on the Austrian side was called Bruck an der Leitha, the town on the Hungarian side was called Királyhida. The Austrians referred to the land their side as Cisleithiana, the territory the other side as Transleithiana. And the Czechs were alien to both countries.

The central incident of this chapter is based on the simmering ethnic tensions and resentments between these groups. Švejk has now been released from the prisoners van (he was only sentenced to three days’ detention, if you remember) and has been restored to Lieutenant Lukáš as his batman. That evening Švejk is having a fag with the pock-marked batman of another officer from down the corridor of their temporary barracks, when Lieutenant Lukáš stumbles back from a drunken evening out.

He and a bunch of other officers went to a cabaret where the Hungarian dancers were doing high kicks and wearing no stockings or knickers, and had ‘shaved themselves underneath like Tatar women’ (p.356). Lukáš didn’t really like it and on the way out the theatre saw a high-minded woman dragging her husband away. They exchanged a meaningful look. Lukáš asked the cloakroom attendant who she was and finds out she’s the wife of a well-known ironmonger and her address. He goes onto a nightclub where he writes an elaborate and fancy letter basically asking if he can come round and have sex with her the following day. He drunkenly hand the letter to Švejk, goes into his room, and passes out.

Next morning Švejk wakes the Lieutenant to check he still wants the letter delivered, gets a sleepy Yes, and sets off to the ironmonger’s address. Unfortunately, he makes the mistake of letting a fellow soldier, Sapper Vodička, accompany him. The whole way Vodička informs Švejk how much he hates Hungarians, what cowards they are, and bullies, and how easy it is to shag their disreputable woman.

By the time Švejk politely knocks on the door of the house, and politely hands the little girl who answers a letter for her mummy, Vodička has worked himself into a fury and when they hear a rumpus from the living room and the woman’s husband emerges in a froth of indignation, the scene is set for a massive fight, which spills out onto the street, and which passersby and other soldiers all get caught up (p.355).

The fight over the ironmonger’s wife

Chapter 4 New sufferings

It is very funny when, as a result of this, Lieutenant Lukáš finds himself woken up and summoned to the office of Colonel Schröder who reads him out a series of reports of this riot in all the Hungarian newspapers. Not only that but the papers have taken it as an opportunity to complain about the hordes of rampaging Czechs infesting their streets and to castigate Czech character generally.

The Colonel makes Lukáš read out every word of every report, and we are wondering whether he, Lukáš, will be cashiered before the whole tone shifts and we discover the Colonel secretly sympathises. He says the incriminating letter was found on Vodička, so everyone knows about his proposition to the ironmonger’s wife. Had he slept with her yet, the Colonel asks, only increasing the Lieutenant’s discomfiture. The Colonel tells him he was once sent on a three-week geometry course in Hungary and slept with a different Hungarian woman every day. The Colonel pats him on the shoulder and says All Hungarians are bastards, we’re not going to let them get you.

And then he sets off on a new tack saying how admirably the good soldier Švejk defended him. When the police showed him the incriminating letter he first of all claimed to have written it himself, and then ate it. Good man, that, says the Colonel. And to Lieutenant Lukáš’s unmitigated horror, the Colonel proceeds to assign Švejk to him as the new Company Orderly! (p.378)

But first Švejk and Vodička are temporarily thrown in the clink where they bump into their old friend, the one-year volunteer. As usual there is a huge amount of yarning and story-telling before they are hauled up before Judge Advocate Ruller. He is another stern disciplinarian but, on the recommendation of Colonel Schröder, lets them go.

In a parody of farewell scenes from umpteen romantic novels, Švejk and Vodička now go their separate way, calling out across the ever-widening distance between them. Švejk tells him to come to The Chalice pub any evening at 6pm after the war’s ended.

Chapter 5 From Bruck an der Leitha to Sokal

To replace Švejk as batman, Lieutenant Lukáš has been given a big fat heavily bearded soldier named Baroun. He turns out to have an insatiable appetite and repetition comedy results from his inability not to eat everything in sight, including all of Lieutenant Lukáš’s rations and treats.

the first time this happens, Lieutenant Lukáš orders Baloun to be taken to the barracks kitchen and tied to a post just by the ovens so he can smell all the food for hours and not be able to move. Cruel, eh? (p.398)

Quartermaster sergeant Vanek expects to be able to lord it over Švejk  so it surprised when the latter announces he is now regimental orderly, clearly a post of some authority and respect.

There follows a prolonged (20+ pages) comic sequence based on the idea that Švejk now has access to the company telephone, and that the barracks operates an early primitive phone system on which he can overhear the conversations of everyone in the barracks. He is given orders to send ten troops to the barracks store to get tines of meat for the upcoming train journey but, as you might expect, this quickly turns into chaos and confusion.

Švejk having 40 winks between causing mayhem on the regimental phone line

Meanwhile Lieutenant Lukáš is absent at a prolonged meeting convened by Colonel Schröder at which he is holding forth at great length a series of military theories and ideas which have all been completely outdated by the war (‘He spoke without rhyme or reason…’ p.421). In his absence Švejk and some of the other soldiers, notably the Quatermaster, chew the fat, telling stories at great length, getting tipsy and falling asleep.

In fact it’s a characteristic of volume two that as Švejk gets drawn more into the army bureaucracy we encounter an ever-expanding roster of military characters, who come and go in the various offices, stopping to have long conversations, swap stories, moan about Hungarians or women or the senior officers. Quite often it’s difficult to remember where in the ‘story’ you are, after pages and pages of reminiscences about the old days, or about characters back home, or about something they once read in the paper or heard, told by one or other of the numerous soldiers.

It’s a new morning but the never-ending meeting convened by Colonel Schröder resumes. On the table is a big map of the front with little wooden figures and flags for troop dispositions. Overnight a cat kept by the clerks has gotten into the meeting room and not only knocked all the markers out of alignment, but also done a few cat poops on the map. Now Colonel Schröder is very short-sighted so the assembled officers watch with bated breath as he moves his hand airily over the map, getting closer and closer and then… yes! poking his finger into a pile of fresh cat poo! And goes charging into the clerks’ room to give them hell (p.437).

In this last section there’s a humorous grace note about the regimental cook who was, in civilian life, an author of books about the Occult and takes a supernatural approach to cooking.

Everyone is in a state of suspense. Are they going to move out to the Front, and when? Marek, the one-year volunteer appears, still in detention and awaiting some kind of sentence from the authorities. On the last page of volume two, while Švejk is telling yet another long story to Quartermaster Sergeant-Major Vaněk, Lieutenant Lukáš is in his office painfully decoding a ciphered message he’s received. The regiment will be proceeding to Mošon, Raab, Komárno and so to Budapest.

Here ends Volume Two of The Good Soldier Švejk.


Themes

Anti-war bitterness

Volume one tends to focus on the arrogance, aggressive behaviour and stupidity of a wide range of officials encountered in everyday life. As you might expect, once he’s re-enlisted in the army, Volume two focuses on all aspects of the stupidity and futility of war.

The young soldier gave a heartfelt sight. He was sorry for his young life. Why was he born in such a stupid century to be butchered like an ox in a slaughterhouse? (p.153)

And contains some really effective passages, visions of the desolation and deathliness of war.

Before the arrival of the passenger train the third-class restaurant filled up with soldiers and civilians. They were predominantly soldiers of various regiments and formations and the most diverse nationalities whom the whirlwinds of war had swept into the Tábor hospitals. they were now going back to the front to get new wounds, mutilations and pains and to earn the reward of a simple wooden cross over their graves. Years after on the mournful plains of East Galicia a faded Austrian soldier’s cap with a rusty imperial badge would flutter over it in wind and rain. From time to time a miserable old carrion crow would perch on it, recalling fat feasts of bygone days when there used to be spread for him an unending table of human corpses and horse carcasses, when just under the cap on which he perched there lay the daintiest morsels of all – human eyes. (p.230)

There’s more where that came from. Not particularly intellectual or stylish. But all the more effective for its blunt simplicity.

Casual brutality

The book is permeated by casual violence. All the officers take it for granted that they can slap, punch, hit in the mouth or round the ears, order to be tied up and even flogged whichever soldiers they wish. And the soldiers accept it too.

The old beggar tells Švejk about begging round the town of Lipnice and stumbling into the gendarmerie station by accident, because it was in an ordinary looking house. And the police sergeant leaping up from behind his desk, striding across the room, and punching the tramp so hard in the face that he is propelled back through the door and down the wooden steps. (p.251)

The same old man remembers stories his grandfather told about the army in his day, how a deserter was flogged so hard that strips of skin flew off him. How another was shot for desertion on the barrack ramparts. but not before he’d run the gauntlet of 600 soldiers who all beat and hit and whipped him as he ran through the human tunnel they’d formed. (p.247)

In the prisoners’ van Švejk watches the escorts playing what appears to be a popular game in the Austrian army. Called simply ‘Flesh’, where one soldier takes down his trousers, bares his bottom, and the other soldiers belt him as hard as they can on his bare buttocks, and the soldier has to guess which of his companions it was who hit him. If he guesses right, that colleague has to take his place. That’s the game. (pp.322-3)

There’s satire on military stupidity, like the story of a certain earnest Lieutenant Berger who hid up a pine tree during an enemy attack, and refused to reveal himself or come down till his own side counter-attacked. Unfortunately that took fourteen days, so he starved to death (p.256)

There are many stories like that, of ‘heroes’ who get awarded medals after they’ve been blown to bits or cut in half by a shell or blinded or maimed, and they come under the heading of Stupid propaganda with Švejk ending up in various offices where he sees posters proclaiming the bravery of our proud Austrian boys, and so on, or is handed leaflets describing glorious deeds of valour, or reads articles about gallant officers rescuing entire regiments.

Like most of his mates, he ends up using these handouts as toilet paper.

But they also form part of the vast, unending continuum of stories, of the stories working class men tell each other in pubs and bars and police stations and cells and barracks and trains, and they all evince the same bloody-minded, hardened attitude of the common soldier, squaddie or grunt who carries on living his heedless working class life despite all efforts of shouting sergeants and poncy officers to reform him – a life which tends to revolve around food and fags, booze and sex.

Drink

Thus all the characters are fond of not only drinking but getting drunk, obviously Hašek and his working class pals, but also a high proportion of the officers and even generals, starting with Lieutenant Lukáš who a) wins Švejk at a game of cards b) is an inveterate womaniser c) routinely gets plastered.

Almost every escort charged with escorting prisoner Švejk anywhere lets itself get talked into nipping into the first pub they pass and proceeding to get legless.

And there’s a special satirical edge to portraying the scions of morality, the army chaplains Katz and Lacina as hopeless drunks, Lacina no sooner being introduced than he passes out.

But booze is seen as the universal solvent of society, having a drink a bombproof way of getting to know your companion or settling differences.

Sex

Actually there’s less sex than you might expect. There are far far more stories about the brutal fates and mishaps of characters in the stories the lads tell each other, than sexual escapades. the cabaret where the girls do high kicks without knickers is a rare occurrence of sexy sexiness, and the Lieutenant’s attempt to seduce the ironmonger’s wife ends in farce, as we’ve seen.

One soldier tells an admiring story about a captain who knows three sisters who he’s trained to bring round to the officers mess and dance on the tables before presenting themselves on the sofa (presumably for the officers’ use and in what posture is left to the imagination).

And Colonel Schröder shows off to Lieutenant Lukáš about the time he went for training in Hungary and boffed a different woman every day for three weeks.

But these are a handful of sexy stories amid a vast sea of hundreds and hundreds of other stories about numerous other subjects. If sex is present it’s more as a steady hum of prostitutes in the background, and at random moments soldiers are discovered bargaining with the whores who hang around the railways stations where the troop trains stopped.

Bureaucracy

An army is, almost by definition, a kind of quintessence of bureaucracy and the satire on incompetence of Austro-Hungarian bureaucracy is now applied to the army, in spaces. At various moments harassed officers are shown drowning in bombardments of new regulations and memos, all of which are incomprehensible or irrelevant.

The text gives a list of the orders sent to Sergeant Flanderka, the pompous gendarme at Putim, which includes orders, directives, questionnaires, instructions and directives, including an index of grades of loyalty to the Emperor, according to which citizens who are interrogated must be classified as either Ia, Ib, Ic, IIa, IIb, IIc, IIIa, IIIb, IIIc, and so on. (p.259) which leads into how Sergeant Flanderka tried to recruit the village idiot Pepek as a spy on the local population and, when that fails, simply invents an informer, makes up reports he attributes to this invention, and claims an extra fifty crowns a month pay to fund him, which the sergeant pockets himself. (The same kind of problem – operatives who invent informers or spies so they can claim extra money – crops up in Somerset Maugham’s brilliant fictionalisation of his spying days during the Great War, Ashenden, and in John le Carré. Obviously, an occupational hazard.)

(Incidentally, the village idiot Pepek can barely speak and when, on his first report back, he simply parrots back all the incriminating phrases Sergeant Flanderka told him to listen out for, Sergeant Flanderka promptly has Pepek arrested as a traitor, tried and convicted to twelve years hard labour. That’s very much the helpless, heartless tone of the countless stories and anecdotes which make up the actual text of Švejk.)

The captain of the gendarmerie at Pisek was a very officious man, very thorough at prosecuting his subordinates and outstanding in bureaucratic manners. In the gendarmerie stations in his district no one could ever say that the storm had passed. it came back with every communication signed by the captain, who spent the whole day issuing reprimands, admonitions and warnings to the whole district. Ever since the outbreak of war heavy black clouds had loured over the gendarmerie stations in the Písek district. It was a truly ghostly atmosphere. The thunderbolts of bureaucracy rumbled and struck the gendarmerie sergeants, lance-corporals, men and employees. (p.279)

One moment in particular stood out for me as a sudden bit of Kafka embedded in Hašek, where Švejk is listening to yet another rodomontade from the furiously angry Sapper Vodička, who is wondering when the pair will finally be brought to court for their involvement in the riot with the Hungarian ironmonger.

‘It’s always nothing but interrogation’, said Vodička, whipping himself up into a fury. ‘If only something would come out of it at last. They waste heaps of paper and a chap doesn’t even see the court.’ (p.387)

The nationalities question

It is a crucial element of the situation in the Austro-Hungarian Empire that its constituent nationalities cordially dislike each other. Švejk buys the poor Hungarian soldier a drink but happily calls him a Hungarian bastard; the Hungarians slag off the Czechs for surrendering en masse as soon as the fighting starts (apparently this actually happened); the Czechs resent the Hungarians for being better soldiers; and everyone hates the stereotype of the furiously angry German-speaking Austrian officer.

This is broadly comic in the sense that all mechanical national stereotypes are comic. One aspect of it is language and here there is a Great Tragedy: the book’s translator into English, Cecil Parrott, makes clear in his wonderful introduction that a great part of the pleasure of the text in its original version is the interplay of languages of the Austro-Hungarian Empire. Different characters may speak Czech, Hungarian, German or even Polish, and within those languages they may use polite and formal registers, or common and demotic registers, or may be non-native speakers mangling the language.

Almost none of this art and pleasure comes over in translation. Damn! Only at a handful of moments does the multicultural nature of the society being depicted, and of the most ordinary human interactions, become prominent. For example when Švejk and Vodička arrive at the house of the Hungarian ironmonger to hand over Lieutenant Lukáš’s letter. Bear in mind that they are in Királyhida, just across the border into Hungary proper.

The door opened, a maid appeared and asked in Hungarian what they wanted.
Nem tudom?’ said Vodička scornfully. ‘Learn to speak Czech, my good girl.’
‘Do you understand German?’ Švejk asked in broken German.
‘A leetle,’ the girl replied equally brokenly.
‘Then tell lady I want to speak lady. Tell lady there is letter from gentleman.’ (p.366)

If only Parrott had tried to capture the mix of languages and mishmash of registers which are obviously omnipresent in Hašek’s original, it would have made for a very different reading experience because, in the handful of places where he tries it, it really adds to the texture of the book, and is often funny.

Communism

The Good Soldier Švejk was written in the very early 1920s, so with full knowledge of the Bolshevik Revolution, of the end of the Great War, the complete defeat of the Alliance powers, Germany and Austria, and the collapse of their Empires – the German Kaiser going into exile and the Reich declared a republic, and more dramatically the farflung Austro-Hungarian Empire collapsing overnight into a collection of independent states.

Opposition to, or at the very least strong scepticism about, the Empire and the rule of the Hapsburg Dynasty, are expressed in different ways, at different levels of literacy, by numerous characters across the sprawling novel — but one moment stood out for me, a suddenly resonant moment when Hašek has the old shepherd Švejk encounters on his anabasis, prophesy the future:

The water in which the potatoes were cooking on the stove began to bubble and after a short silence the old shepherd said in prophetic tones: ‘And his Imperial Majesty won’t win this war. There’s no enthusiasm for it at all… Nobody cares a hell about it any more, lad… You ought to be there when the neighbours get together down in Skočice. Everyone has a friend at the front and you should hear how they talk. After this war they say there’ll be freedom and there won’t be any noblemen’s palaces or emperors and the princes’ll all have their estates taken away.’ (p.248)


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The Good Soldier Švejk

György Lukács on Franz Kafka (1955)

Brief biography of György Lukács

From the 1920s to the 1960s György Lukács was one of the leading Marxist philosophers and literary critics in Europe.

Born in Budapest, Hungary, in 1885, the son of a very affluent Jewish banker, he benefited from a superb education and was a leading intellectual at Budapest university, combining interests in literature and (Neo-Kantian) philosophy, and founded a salon which featured leading Hungarian writers and composers during the Great War.

The experience of the war (although he was himself exempted from military service) radicalised Lukács and he joined the Communist Party in 1918. His cultural eminence led to him being appointed People’s Commissar for Education and Culture in the short-lived Hungarian Soviet Republic which lasted from 21 March to 1 August 1919 and took its orders directly from Lenin. Lukács was an enthusiastic exponent of Lenin’s theory of Red Terror.

When the Republic was overthrown by army generals who instituted the right-wing dictatorship which was to run Hungary between the wars, Lukács fled to Vienna where he spent the 1920s developing a philosophical basis for a Leninist version of Marxism.

In 1930 he was ‘summoned’ to Moscow to work at the Institute of Philosophy of the Russian Academy of Sciences, although he soon got caught up in Stalin’s purges and was sent into exile in Tashkent. But Lukács survived, unlike an estimated 80% of Hungarian exiles in Russia, who perished.

At the war’s end he was sent back to Hungary to take part in the new Hungarian communist government, where he was directly responsible for written attacks on non-communist intellectuals, and took part in the removal of independent and non-communist intellectuals from their jobs, many being forced to take jobs as manual labourers.

Lickspittle apparatchik though that makes him sound, Lukács in fact trod a careful line which managed to be critical of Stalinism, albeit in coded and often abstruse phraseology. Due to his experience and seniority he was made a minister in the government of Imry Nagy which in 1956 tried to break away from Russia’s control during the so-called Hungarian Uprising. Nagy’s government was suppressed by the Soviets, and Lukács along with the rest of the Nagy government was exiled to Romania. Nagy himself was executed, Lukács only just escaped that fate. Yet again he had experienced the brutal and repressive force of Soviet tyranny.

He was allowed back to Budapest in 1957, abandoned his former criticisms of the Soviet Union, engaged in public self-criticism, and was allowed to keep his academic posts, continue writing and publishing his theoretical and critical works, up to his death in 1971.

His was a highly representative life of a certain kind of Central European intellectual in the twentieth century. He was reviled at the time by the people whose lives he blighted and by a wide range of liberal and conservative opponents.

Modernism as a symptom of capitalist society

In 1955 Lukács delivered a series of lectures on the clash between Realism and Modernism and a year later the lectures were published in essay form in a short book titled The Meaning of Contemporary Realism.

The message is simple: Realism good, Modernism bad. Simple enough, but the interest and, for me at any rate, the great pleasure to be had from reading this book is in the secondary arguments, in the premises and working through of the ideas and theories and insights which support this basic conclusion.

He begins with a sweeping premise: the era we live in is dominated by the conflict between capitalism and socialism. Looking back at the nineteenth century we can see how Realism in the arts emerged with the newly triumphant bourgeoisie, and was a result of the new social conditions brought about by their rise and overthrow of the last vestiges of power of the European aristocracy.

(Realist authors would include Stendhal, Balzac and early Flaubert in France, Tolstoy in Russia, George Eliot in England, Mark Twain in America.)

Realism in literature was followed by Naturalism in the final third of the century, which paid determined attention to the grim social conditions of mature capitalist society but also, in the hands of a novelist like Zola, began the process of reducing human beings to ciphers worked on by malign environments. Darwinism could be made to make people appear simple tools of their genetic inheritance, socialist theories could make people appear pawns and slaves of their working environments.

Zola saw his novels as sociological experiments. For Lukács he had already lost the tricky balance the realists maintained between character and ‘type’ – which helps to explain why Zola wrote nearly forty novels without a single memorable character in any of them.

(Naturalist authors are spearheaded by Zola in France, with maybe Jack London in America, George Gissing and Arthur Morrison in England.)

By the end of the century a shoal of movements erupted which prioritised an interest in decadence, perversion, the macabre and gruesome, the so-called Decadent movement and the gloomy atmosphere of Symbolism.

This brings us to the eruption of Modernism about the time of the First World War, the movement which, Lukács claims, is still praised and defended by bourgeois capitalist critics at the time he’s writing (1955). But for Lukács, Modernism represents a colossal failure of humanity: it turns its back on history and society, its protagonists are almost all loners undergoing nervous breakdowns, hopelessly alienated from societies which are portrayed as stuck, static, incapable of change or improvement.

From T.S. Eliot in The Waste Land to Samuel Beckett in Waiting For Godot Modernist writers depict complete psychological collapse, in Beckett’s case the degradation of human beings into almost wordless vegetables. He backs it up with references to Musil’s The Man Without Qualities and other European works which foreground hopelessness and despair, and he was, of course, writing during the heyday of French existentialism, which became a byword in the 1950s for black sweaters and anguish.

All of these works and writers, Lukács argues, are symptoms of the alienating effect of living under Western capitalism. All these writers, artists and composers bear out Marx’s insight that in the capitalist system people are alienated from each other and from themselves.

Specific points

This makes Lukács sound like a cumbersome Stalinist commissar, but in fact the book is a pleasure to read from start to finish because i) it moves relatively quickly, not belabouring the points ii) it makes references to all kinds of writers, most from the European and not the Anglo-Saxon tradition, and iii) it features a whole series of thought-provoking ideas.

Time There is a fascinating discussion of subjective versus objective time, and how Modernists of all stripe, including Modernist philosophers, became fascinated by trying to describe the undifferentiated flow of sense impressions and ideas which became known as stream-of-consciousness, most famously in the works of James Joyce and Virginia Woolf.

He compares and contrasts their approaches with the way Thomas Mann uses what, at first sight, is stream of consciousness to capture the thoughts of the poet Goethe in his novel Lotte in Weimar. Mann is a realist writer and so, in Lukács’s opinion, the stream of consciousness is deployed as a tool within which particular individuals and events emerge against a clearly defined social backdrop.

Static versus dynamic Joyce’s worldview is static. More than one critic pointed out how Ulysses portrays a Dublin trapped in stasis and his masterpiece, Finnegan’s Wake, portrays a vast circular movement. But, says Lukács, human beings only achieve their personhood, only become fully human, by interacting with other humans in a constantly changing, dynamic society. Realist authors select characters and details to portray their understanding of this ceaseless dialectic between the individual and society.

Solipsism and nihilism A full and proper understanding of society in all its relations is empowering, an analysis and understanding which gives people the confidence to mobile and change things. By contrast, Lukács accuses Modernists of turning their back on healthy interaction with the world, of rejecting society, and rejecting a historical understanding of how societies change and evolve.

And it is no great leap to go from the belief that nothing ever changes, to despair. Rejecting society and history leads the protagonists of Modernist fictions to:

1. be confined within the limits of their own subjective experiences (Joyce, stream of consciousness)
2. ultimately deprive the protagonist of even a self a personal history, since that history is (in a normal person) largely the interaction between themselves and the host of others, starting with their family and moving outwards, which constitute society

By exalting man’s subjectivity, at the expense of the objective reality of his environment, man’s subjectivity is itself impoverished. (p.24)

Man is reduced to a sequence of unrelated experiential fragments. (p.26)

Lukács invokes the teachings of Heidegger, as the godfather of 20th century existentialism, with his fundamental idea of Geworfenheit ins Dasein, of having been ‘thrown-into’-Being’, abandoned in a godless universe etc etc, all the self-pitying tropes which were promoted by existentialist philosophers, critics, playwrights, novelists, film-makers, rock stars and millions of teenagers in their lonely bedrooms ever since.

The individual, retreating into himself in despair at the cruelty of the age, may experience an intoxicated fascination with his forlorn condition. (p.38)

By contrast, Lukács invokes the fundamental insight of one of the founders of western philosophy – Aristotle – that man is a social animal: we only fully live and have our being in a social context. This insight goes through to Hegel in the early nineteenth century, who applies his mental model of the dialectic to the continual interplay between the healthily-adjusted individual and the society they find themselves in.

How does this play out in fiction? Well, the realist novelist such as George Eliot or Tolstoy chooses representative types, puts them in a narrative which represents realistic actions which capture the possibilities of their society, and selects details which highlight, bolster and bring out these two aspects. By and large things change in a realist novel, not least the characters, sometimes against the backdrop of dramatic social events (Middlemarch, War and Peace).

It is the interplay between a character and his or her fully realised environment, from Homer’s Achilles to Thomas Mann’s Adrian Leverkuhn, which gives us fully developed sense of character and, deeper than this, a dynamic sense of human potential. At bottom, the subject of the realist author is human change and development.

Moreover, he goes on to point out that all literature is, at some level, realistic. It would be impossible to have a totally non-realist novel (as you can have an utterly abstract work of art). More to his point, about the value of society and history:

A writer’s pattern of choice is a function of his personality. But personality is not in fact timesless and absolute, however it may appear to the individual consciousness. Talent and character may be innate; but the manner in which they develop, or fail to develop, depends on the writer’s interaction with his environment, on his relationships with other human beings. His life is part of the life of his times; no matter whether he is conscious of this, approves or disapproves. He is part of a larger social and historical whole. (p.54)

The Modernist, on the other hand rejects all this. More often than not their characters are extremes, psychopaths, neurotic, going mad, and he points to all of Samuel Beckett’s characters, but also the many mentally challenged characters in William Faulkner, of the man adrift on a sea of phenomena in Robert Musil’s Man Without Qualities. Details are chosen not to highlight their representativeness but to bring out the freakishness of themselves and the uncanny world they inhabit. And the plot or story is often sick and twisted, or barely exists, or revels in degradation and decline (Beckett).

(I laughed out loud when he described the way Beckett stands at the end of this tradition, as an example of ‘a fully standardised nihilistic modernism’, making him sound like a standard edition family saloon or entry level fridge freezer, p.53)

In a striking manoeuvre he invokes Freud as a godfather to Modernism, pointing out that Freud himself openly declared that his way of gaining insight into the structure of the ‘normal’ mind was via study of a colourful array of neurotics, obsessives and phobics. I.e. one of the major planks of though underlying all Modernist psychology, Freudianism, is based on the morbid and the unnatural (p.30)

Franz Kafka

Which brings us to Kafka. Kafka, for Lukács, even more than Beckett, for all his genius, represents the acme of the sickness that is Modernism. He points out a detail I’d forgotten which is that, as Joseph K is being led away to be executed, he thinks of flies stuck on flypaper, tearing their little legs off. This, Lukács says, is the vision at the heart of all Kafka’s fiction and at the heart of the Modernist worldview – humans are helpless insects, totally impotent, paralysed in a society they don’t understand, trapped in unintelligible situations.

Kafka’s angst is the experience par excellence of modernism. (p.36)

Lukács dwells on Kafka’s brilliant way with details, his eye for the telling aspect of a person or situation which brings it to life. But Lukács uses this fact to bring out the world of difference between the realistic detail in a realist fiction, which has been chosen because it is representative of the real world, properly conceived and understood – and the details in Kafka, which he chose with absolute genius to convey his sense of utter, paralysing futility and nonsense.

Kafka’s fictions are absolutely brilliant allegories, but allegories of nothing, allegories of emptiness (pp.44-45).

Thoughts

Pros

This is just a selection of some of Lukács’s insights in this short and, for the most part, very readable book. He may have been a slimeball, he may have been a criminal, he may have been a hypocrite, he may have been a toady to power – but there is no denying he was a clever man, very well read, and he conveys his learning fairly lightly. He doesn’t set out to be impenetrable as most French theorists do.

And he’s candid enough to admit that many of the experiments and new techniques and works written by the Modernists were dazzling masterpieces, and to concede that much of the stuff written under the aegis of Stalin’s Socialist Realism was tripe. He’s too sophisticated to defend rubbish.

But his basic critique that the Modernist works which Western critics, to this day, tend to uncritically adulate, do tend to foreground the outsider, the alienated, the loner, often with severe psychological problems, in fictions which often lack much plot or any interaction with other characters, and in which both hero and author have largely turned their back on wider society – this is very insightful. His analysis of the aspects of Modernist fiction is useful and stimulating.

And, having just read Kafka’s biography, his diagnosis of Kafka’s writings as the brilliant masterpieces of a very sick mind are completely spot on. I like the way he brings out the important of the just-so detail in Kafka’s works, the precise details which tip the whole thing over into paranoid nightmare.

Cons

But all that said, later on in the book an unnervingly more dogmatic tone emerges. Scattered references early in the book about the Cold War and the Peace Movement coalesce into political polemic. He links his concept of the Good Realist writers directly with the 1950s Peace Movement, which was strongly promoted by the Soviet Union amid disingenuous claims to want to end the Cold War (while all the time retaining a vice-like grip on Eastern Europe and funding destabilising communist insurgents around the world).

By contrast, he explicitly links some of the philosophers and authors of angst (most notoriously Heidegger) with Nazism and so tries to tar all Modernist authors with the taint of Fascism.

In other words, Lukács disappoints by making a direct and rather crude connection between a writer’s underlying worldviews and developments in international politics. He is not crude enough to blame individual writers for Fascism or capitalism – but he does point out repeatedly that they base their works on the same worldview that accepts the exploitation and alienation implicit in the capitalist system.

For most of the first half I enjoyed Lukács’s dissection of the psychopathology of Modernism. But when he began to directly relate it to capitalist-imperialism and to lecture the reader on how it led to The Wrong Side in the Cold War, the book suddenly felt crude, simplistic and hectoring.

When he suddenly states that:

The diabolical character of the world of modern capitalism, and man’s impotence in the face of it, is the real subject matter of Kafka’s writing (p.77)

I thought, How can such a clever, well-read man write something so crude?

  1. Kafka’s visions of human life crushed by a faceless and persecuting bureaucracy could equally well have come out of Czarist Russia with its notorious secret police.
  2. Kafka didn’t in fact live in an advanced capitalist society such as America, Britain or Germany – the endless useless bureaucracy of his books is not that of snappily efficient America or Germany, but precisely that of provincial Bohemia, a sleepy backwater entangled in the vast and impenetrable civil service of the Austro-Hungarian Empire.
  3. And Kafka would have been horribly out of place in any social system, at any time, as his biography brings home.

Worst of all, when, in the middle of the book, Lukács says that what counts about a writer isn’t their actual works, not their words or pages or techniques or style, but the general tendency of their thought… the implication is that this tendency can be measured by a commissar like himself, and suddenly I could hear the tones of Zhdanov and the other Soviet dictators of culture, whose crude diktats resulted in countless artists and writers being arbitrarily arrested and despatched to die in the gulag, crying out as they went that they meant no offence – while the apparatchiks calmly replied that they weren’t being punished for anything they’d actually said or done: they were being condemned to ten years hard labour for the tendency of their work.

At moments in this suave and sophisticated book, you suddenly glimpse the truncheon and the barbed wire of actual communist tyranny, which gives it a sudden thrill and horror not normally encountered in a genteel volume of literary criticism.

So it’s a complicated business, reading Lukács.


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Dates are dates of composition.

A Hunger Artist and other stories by Franz Kafka

A Hunger Artist is a collection of four short stories by Franz Kafka published in Germany in 1924, the last collection that Kafka himself prepared for publication. Kafka corrected the proofs during his final illness but the book was only published several months after his death. The first English translations of the stories, by Willa and Edwin Muir, were published in 1948, in the larger collection titled The Penal Colony.

They are all relatively short stories (compared to the 60 or so pages of The Metamorphosis). They are all odd, peculiar, non-naturalistic stories, having the feel of dreams or fables. They all seem to point to a truth or meaning beyond themselves, just out of reach. And it’s noticeable that three of the four have a circus setting, or involve animals, as did some of the stories in A Country Doctor.

First Sorrow (3 pages)

An account of a trapeze artist, married to and obsessed by his trade. It is typical of Kafka that the man lives in his trapeze, that food has to be hoisted up to him in special containers, merely retiring to one side when other performers perform, that he loves the height, the sense of freedom, specially when the windows round the top are opened.

But he hates travelling of any kind, in the city will only submit to being taken anywhere if it’s in the manager’s sports car, and from city to city, when travelling by train, has such sensitive nerves that he and the manager take a whole compartment to themselves and the trapeze artist sleeps in the luggage rack.

On one train journey the trapeze artist surprises the manager by asking for two trapezes to be set up for him to use. The manager, who clearly pampers the trapeze artist, immediately agrees. Nevertheless the trapeze artist is sad, and for the first time the manager sees worry lines and tears trickling down his face as he sleeps.

So that’s what the title, First Sorrow, turns out to mean. It is an elusive, elliptical story.

A Little Woman (8 pages)

This is very reminiscent of the fabric and feel of Kafka’s longer fiction, The Castle in particular, in the way it consists of a long, convoluted and tortuous meditation on a relationship between the narrator and one other character.

It simply starts off by describing a thin woman known to the narrator, and then explains that, for some unknown reason, she is permanently vexed and irritated by him, and from there passes into ever-more complex over-thinking of why that might be, and what it might mean, and the many possible reasons for her vexation, and whether it’s a performance solely for public consumption, and so on and so on and so on.

It is all done in Kafka’s characteristic block paragraphs which I find challenging to read.

Perhaps she hopes that once public attention is fixed on me a general public rancour against me will rise up and use all its great powers to condemn me definitively much more effectively and quickly than her relatively feeble private rancour could do; she would then retire into the background, draw a breath of relief, and turn her back on me. Well, if that is what her hopes are really set on, she is deluding herself. Public opinion will not take over her role; public opinion would never find me so infinitely objectionable, even under its most powerful magnifying glass. I am not so altogether useless a creature as she thinks; I don’t want to boast and especially not in this connection; but if I am not conspicuous for specially useful qualities, I am certainly not conspicuous for the lack of them; only to her, only to her almost bleached eyes, do I appear so, she won’t be able to convince anyone else. So in this respect I can feel quite reassured, can I? No, not at all; for if it becomes generally known that my behavior is making her positively ill, which some observers, those who most industriously bring me information about her, for instance, are not far from perceiving, or at least look as if they perceived it, and the world should put questions to me, why am I tormenting the poor little woman with my incorrigibility, and do I mean to drive her to her death, and when am I going to show some sense and have enough decent human feeling to stop such goings-on — if the world were to ask me that, it would be difficult to find an answer. Should I admit frankly that I don’t much believe in these symptoms of illness, and thus produce the unfavourable impression of being a man who blames others to avoid being blamed himself, and in such an ungallant manner? And how could I say quite openly that even if I did believe that she were really ill, I should not feel the slightest sympathy for her, since she is a complete stranger to me and any connection between us is her own invention and entirely one-sided. I don’t say that people wouldn’t believe me; they wouldn’t be interested enough to get so far as belief; they would simply note the answer I gave concerning such a frail, sick woman, and that would be little in my favour. Any answer I made would inevitably come up against the world’s incapacity to keep down the suspicion that there must be a love affair behind such a case as this, although it is as clear as daylight that such a relationship does not exist, and that if it did it would come from my side rather than hers, since I should be really capable of admiring the little woman for the decisive quickness of her judgment and her persistent vitality in leaping to conclusions, if these very qualities were not always turned as weapons against me.

It amounts to a brief specimen of the kind of endlessly self-questioning, over-ratiocination which makes the novels so very long and, often, such hard going, a fine example of the way Kafka can spin an inordinate amount of verbiage out of the simplest relationship.

In a sense this short excerpt demonstrates the technique by which Kafka assembles the longer texts to create the structure of the novels: the technique being to line up a series of encounters with officials from the Court, and then subject each one to a mind-bogglingly over-elaborated, hyper-sensitive, and rather menacing over-thinking of every possible nuance and conceivable double, triple and quadruple interpretation of all possible permutations of thinking and worrying about it.

Until you end up with entire paragraphs which appear to be saying something but which are, on closer examination, almost empty, as the narrator himself at one point acknowledges.

And on closer reflection it appears that the developments which the affair seems to have undergone in the course of time are not developments in the affair itself, but only in my attitude to it, insofar as that has become more composed on the one hand, more manly, penetrating nearer the heart of the matter, while on the other hand, under the influence of the continued nervous strain which I cannot overcome, however slight, it has increased in irritability.

A Hunger Artist (11 pages)

As I’ve noted in my reviews of the novels, a key element of the Kafka style is entropy, meaning that everything, large and small, literal or symbolic, falls away, declines, decays and dies.

The protagonists of The Trial and The Castle and The Metamorphosis die in the end, the Officer of In The Penal Colony dies, the man waiting at the door of the Law dies. And thus it is that, following the general pattern, the Hunger Artist as well wastes away and dies.

And, just like in The Trial or the Penal Colony or the Door of the Law, his last words contain a message pregnant with meaning and poignancy.

The text is told by a narrator looking back wistfully at an earlier time, a tone which immediately reminds us of The Great Wall of China. Back in those days, back in the good old days, fasting was an art which was widely appreciated and the Hunger Artist was the leader in his field. He was paraded around in a barred cage, wearing a black swimsuit, his ribs sticking out, setting up in a new town or city every forty days, and charging admission to admiring crowds who came to point and ooh and mock or admire his heroic efforts to survive on no food for forty days.

Why forty days? Well, on an interpretative level this is obviously a number fraught with religious meaning, since Jesus went into the wilderness to fast for forty days and nights, and this story itself was possibly invented to mirror the forty days and nights of the Biblical flood told in the book of Genesis.

But in the story it is simply because the artist’s commercially minded manager has discovered that forty days is about as long as you can milk an audience in any given own or city before they start to get bored and he has to move on.

The middle part of the text describes the Hunger Artist’s unhappiness and disgust at the way people don’t believe he’s really fasting, the way the guards set to watch over him don’t really believe him, and so on.

But then the narrator describes how a great change comes over society, fashions change, pastimes change, and people lost interest in fasting as a spectator sport. The manager tries a last whistle-stop tour of cities to rouse audiences, but people just weren’t interested any more. Should the Hunger Artist take up a new profession? He’s too old to learn new tricks. And anyway, it is his life’s work.

So he signs up to join a circus, although he finds his cage being set up in the narrow walkways the crowds walk along to get to the far more exciting animal cages. He has become a back number. People hurry past his cage or stop to mock.

Strictly speaking, he was only an impediment on the way to the menagerie.

Children ask their parents what it means and what he does. But the parents struggle to explain:

You try explaining fasting to someone! Unless a person feels it he can never be made to understand it.

His keeper initially marks a record of the days fasted on a wooden plaque stuck on the bars of his cage, but eventually forgets to do this, then forgets about the artist altogether. See what I mean by entropy.

One day a new supervisor demands to know the purpose of this empty cage and no-one can remember what it’s for. Mixed in with the straw is a stick. When they poke it the stick it talks. It is the Hunger Artist. The rough proley nature of the workers is well conveyed in the J.A. Underwood translation, as the workers listen to the Hunger Artist’s last confession. He only fasted, he explains in a weak whisper, because he never found anything he wanted to eat.

And with this poignant confession he expires, the circus labourers clear out his cage and instal a virile young panther in it which draws the crowds with its awesome power.

The Hunger Artist feels like a fable or parable or allegory of awesome importance, with Biblical resonances and some deep meaning for all of us. But what is that meaning exactly, is it historical or psychological or political or sociological… Kafka has left a century of critics and commentators to discuss.

Coming with a deep interest in history I note that the final years of the Great War saw widespread starvation in Germany and Austro-Hungary due to the Allied blockade on all shipping which prevented the importation of foodstuffs. And one of the Axis powers’ grievances was that the blockade continued for seven months after the armistice of November 1918, up until the signing of the Treaty of Versailles in June 1919.

Thus real hunger, the actual starvation of men women and children was a spectacle Kafka and all Germans would have been bitterly familiar with.

Then again, those who prefer biographical explanations will point to the fact Kafka himself throughout his adult life subjected himself to an increasingly strict diet, which began with vegetarianism and became progressively more strict and self denying until he in fact died of untreatable laryngeal tuberculosis, which closed up his throat until he could neither eat nor drink and literally starved to death.

But you don’t need to know either of these background facts to respond to the power of the story. It is the way the subject has been turned into not just fiction, but into a story with the roundedness and finish and fairy tale perfection of a fable or allegory or parable, which counts.

Josephine the Singer, or the Mouse Folk (19 pages)

The narrator writes like a person drafting a long critical essay examining a contemporary artist from a variety of sociological angles, except that, as the story progresses, the reader realises that the narrator is a mouse and that he is talking about the ‘famous’ mouse singer Josephine.

I’ve repeatedly mentioned the way things in Kafka’s stories decline and fall away, and the way this even happens within individual sentences, in the way a sentence sets off to make a statement and finds itself contradicting its opening, qualifying and balancing and introducing doubts and numerous clauses which successively weaken the opening until it is often abolished and erased.

Even Kafka’s sentences display a death wish.

That pattern is very visible in this, Kafka’s final story. The narrator opens by telling us that Josephine is the mouse people’s greatest and most popular singer and makes a few supporting statements about how important she is to her people.

But this breezy opening is then subjected to eighteen pages of criticism and undermining. It comes out that her ‘singing’ might in fact not be strictly speaking ‘singing’ after all. In fact it might very much be like the sound every other mouse makes, which is a common or garden squeak. In fact Josephine’s squeaking might, in fact, even be weaker and less impressive than the average mouse’s. If this is so, what on earth gives her the extraordinary power and influence she holds over mousekind?

And it is to the investigation of this apparent mystery, with long, multi-claused sentences, hedging his own conclusions, balancing interpretations and weighing possible theories, that the narrator turns to ponder with all the weighty orotundity of a learned German professor.

How to explain that at some public concerts, other mice have gotten excited and let out squeaks, and those squeaks were every bit as good as Josephine’s if not better? Is her popularity something to do with the history and struggle of her people, his people?

A thought which gives rise to a long series of reflections on the life of mice, how they are born into struggle, into a life of anxiety, small and weak and surrounded by enemies, by ‘the enemy’.

It was impossible, for me at any rate, not to think about Kafka’s Jewishness and wonder to what extent these repeated and heartfelt descriptions of a scattered, weak race oppressed by stronger neighbours, is a not very coded reference to his Jewish peers.

Our life is very uneasy, every day brings surprises, apprehensions, hopes, and terrors, so that it would be impossible for a single individual to bear it all did he not always have by day and night the support of his fellows; but even so it often becomes very difficult…

This mass of our people who are almost always on the run and scurrying hither and thither for reasons that are often not very clear…

Laughter for its own sake is never far away from us; in spite of all the misery of our lives quiet laughter is always, so to speak, at our elbows…

One might think that our people are not fitted to exercise such paternal duties, but in reality they discharge them, at least in this case, admirably; no single individual could do what in this respect the people as a whole are capable of doing. To be sure, the difference in strength between the people and the individual is so enormous that it is enough for the nursling to be drawn into the warmth of their nearness and he is sufficiently protected.

But for all the occasions that the reader can impose onto sentences like these a meaning to do with the Jewish community of Prague or Berlin or Central Europe, there are plenty of other sections which are patently just descriptions of mice, with their impatience, tendency to gossip and to squeak at the slightest provocation.

In other words, the narrative sometimes approaches what you could call a real-world interpretation but then veers away, into fiction, subsumed into the vividness of the allegory or fable.

Whenever we get bad news – and on many days bad news comes thick and fast at once, lies and half-truths included – she rises up at once, whereas usually she sits listlessly on the ground, she rises up and stretches her neck and tries to see over the heads of her flock like a shepherd before a thunderstorm…

The more you read on, the more you realise the text is as much or more an analysis of The Mouse Folk as of Josephine herself, and hence its sub-title. And, while you read on, the figure of Josephine becomes less and less of a singer and more and more of a unifying symbol of hope for an embattled people.

Josephine’s thin piping amidst grave decisions is almost like our people’s precarious existence amidst the tumult of a hostile world.

But by half-way through you have come to realise that the story is more like a parable about art and the artist and the artist or storyteller’s ability to give comfort and solace to his ‘people’ no matter how inadequate and ordinary his voice.

It is more the symbolism and the staging of the artist’s performances and what they mean for his or her listeners or readers which matters, it is the psychological unifying and healing it offers, than the actual ‘quality’.

Squeaking is our people’s daily speech, only many a one squeaks his whole life long and does not know it, where here [in Josephine’s performances] squeaking is set free from the fetters of daily life and it sets us free too for a little while…

And where he writes squeaking, he means speaking, and in fact means writing.


Related links

These are links to modern translations of the stories available online.

Related reviews

Dates are dates of composition.

Helene Schjerfbeck @ the Royal Academy

This exhibition takes you on a strange and mysterious journey through the career of one of Finland’s most eminent artists, Helene Schjerfbeck, from entirely conventional late-Victorian naturalism like this:

Self-portrait by Helene Schjerfbeck (1884-85) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

Via a kind of haughty modernism like this:

Self-portrait with a black background by Helene Schjerfbeck (1915) Finnish National Gallery / Ateneum Art Museum. Photo by Yehia Eweis

To the incredibly bleak, post-Holocaust self-portraits of her last few years.

Self-portrait with Red Spot by Helene Schjerfbeck (1944) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

Synopsis

Helene Schjerfbeck lived from 1862 to 1945. She is one of Finland’s most eminent artists. This is the first ever UK exhibition ever devoted to her work. It contains some 65 portraits, landscapes and still lifes, selected from the estimated 1,000 works that she produced in a career spanning nearly seventy years.

Early career and studies

Helene was the third child of an office manager in the Finnish state railway’s workshop. The family were lower-middle-class Swedish-speaking Finns. At the age of 11 some of her drawings were shown to a successful painter who arranged a free place for her at the drawing school of the Finnish Art Society. Aged 11! She won a prize every year for the four years she was there.

In 1877 she moved to a private academy in Helsinki, learning to handle oil paints. In 1880 her painting Wounded Soldier in the Snow won a prize from the Finnish Senate which allowed her to go and study in Paris. She made friends and visited Pont-Aven the emerging art colony where Gauguin was later to work.

In 1887 she travelled to St Ives in Cornwall at the invitation of a fellow art student who had married an Englishman. She returned again a year later and made many paintings, enjoying the English coastal light.

The first picture in the show is Two Profiles from 1881, when she was just 18. It took my breath away. The oil paint is laid on in swatches and clearly visible strokes which give a bracing energy and dynamism to what is, on the face of it, a passive image. This reproduction is terrible. In the flesh it is much more bright and airy.

Two Profiles by Helene Schjerfbeck (1881)

All the other early paintings have a tremendous confidence with oil paint, she handles it in the loose expressive way I associate with John Singer Sargent. They all deal with light and sunny Cornish landscapes or healthy looking peasants and workers and family and friends. Chocolate box. The rural settings and confident if (when you look closely) roughly applied paint remind me a bit of the farm paintings of George Clausen.

View of St Ives by Helene Schjerfbeck (1887)

The largest painting from this early phase is The Convalescent from 1888. It is a rich slice of late-Victorian tweeness, complete with a blue-eyed little girl. It was exhibited at the Paris Salon of that year and bought by the Finnish Art Society. It is tremendously proficient. Look at the glass jar on the right of the table. What immense talent she had for this kind of naturalism.

The Convalescent by Helene Schjerfbeck (1888)

Travelling and teaching

There is then a hiatus in the exhibition. The next painting is from 1905. What happened in between? She travelled and got a job as a teacher.

Travel In 1892 the Finnish Art Society commissioned her to travel to St Petersburg and make copies in the Hermitage Museum of Frans Hals, Diego Velasquez and other Old Masters for the Finnish Collection. In 1894 she visited the Austrian national museum to make more copies, then travelled on to Italy to make copies of Renaissance masters.

Teaching Schjerfbeck got a job as a teacher in the Finish Art Society’s drawing school. She was, by all accounts, extremely exacting. Complete silence in the classroom.

Ill Schjerfbeck was always unwell. As a child she had fallen and broken her hip leading to a permanent limp. She fell ill in 1895, took sick leave till 1896, and was again on extended sick leave in 1900. In 1902 she resigned her teaching job and went to live with her mother in the small town of Hyvinkää north of Helsinki. There is a series of portraits of her mother which hint at the psychological tensions between them. Nonetheless her mother’s small state pension meant she didn’t have to work.

Schjerfbeck ended up living in Hyvinkää for fifteen years, corresponding with friends and asking for copies of newspapers and magazines. During this time she used local girls and boys and men and women as models for her painting.

The mature style

All of this goes some way to explaining the radical change which came about in her art. Compare the two women and the little girl in the paintings above with the next one in the exhibition, from 1911.

Schoolgirl by Helene Schjerfbeck (1911)

The idea is that Schjerfbeck no longer needed to compete – to bow to current taste in order to sell things to the Salon or to compete for prizes or sales. Now she could experiment with her vision – and it is completely unlike anything from the 1880s and 90s.

Now the outlines of figures becomes misty and vague. The faces lose the precise features they formerly had. Detailed description disappears in favour of blocks of abstract colour. And the palette becomes deliberately more narrow, so that the compositions seem more aligned, more focused, creating a sense of luminosity.

Many of the paintings are deliberately unfinished, leaving patches of canvas showing through. And in many of them, she either scores the surface of the paint, or lets it dry then scrapes away at it, repaints a new layer, dry, and scrapes it back again – the idea being to mimic the aged and worn affect of the many frescos she had seen on her trip to Italy.

Flappers

The Great War came but didn’t greatly effect her art. Instead this rather misty style continues unabated into the between the wars period. Surprisingly, many of them reflect the fashions of the era. She subscribed to fashion magazines such as Marie Claire and was interested in the slender gender-neutral look of the ‘flapper’, and she also created fictional characters or types. Almost all her models were local working class people but she used them as the basis for novelistic ‘types’ such as The Skiier or The Motorist or, one of the most vivid images, the Circus Girl.

The Circus Girl by Helene Schjerfbeck (1916)

Note the vague unfinishedness of the whole image; the sketchiness of the outline; the sense that it has been scored or marked by charcoal lines; the tonal unity of the yellow background and yellow skin, the pastel top and golden choker. And note the unexpected surprise of the big red lips with their cartoon-style catchlight.

There are 20 or more paintings which are all variations on this theme, and in which the face is more or less stylised. In some it becomes a shield-shaped mask, verging on the abstract and obviously indebted to the experiments the great modernists had made earlier in the century, copying actual tribal masks held in museums of Ethnography.

A handful of other works deliberately reference El Greco who she particularly liked, he was, I suppose, another eccentric or outside-the-mainstream artist.

I love drawing, I love clear defined outlines, but I also love it when they’re not finished, incomplete and hint at a perfection they don’t try to achieve. I love the suggestion of struggle in a work of art. Hence I love lots of sketches and drawings by Degas. And hence I loved lots of Schjerfbeck’s misty, unfinished, gestural works. Is there some Picasso’s harlequin period in this one?

Girl from Eydtkuhne II by Helene Schjerfbeck (1927) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

The self portraits

Schjerfbeck painted her first self-portrait at age 22 and her last at 83. The exhibition has a room devoted to them, with seventeen examples placed in simple chronological order, and they create quite a harrowing effect, as shown at the top of this review, progressing from sweet and gentle young woman, in her naturalistic phase, to the haughty modernist of between the wars and then, in the 1930s and 40s, to an awesomely bleak and unforgiving vision. During the 1930s the familiar lineaments of her face are subjected to distortions, her cheekbones melting, her mouth becoming a dark wound. The only colour is grey, shades of grey, grisaille, the only tones left when all the colours of life have drained away.

Self-portrait with Palette by Helene Schjerfbeck (1937)

But these turn out to be only the build-up for the final half dozen self portraits painted during the Second World War as Schjerfbeck, by now an old woman and ill with the cancer which would kill her, morphs into a gaunt, grey, death-haunted skull-face which foreshadows the era of the Holocaust, the atom bomb, and the harrowed writings of Samuel Becket.

Green Self-Portrait – Light and Shadows by Helene Schjerfbeck (1945)

What an extraordinary pilgrimage. And what a distinctive, individual, strange and troubling journey she takes us on. This is a remarkable exhibition.

Promotional video

Curators

Rebecca Bray, Anna-Maria von Bonsdorff, Sarah Lea


Related links

Reviews of other Royal Academy exhibitions

Natalia Goncharova @ Tate Modern

Major retrospective

This is the UK’s first ever retrospective of the Russian avant-garde artist Natalia Goncharova. It’s huge, bringing together over 160 international loans which rarely travel, including works from Russia’s State Tretyakov Gallery which houses the largest collection of Goncharova’s work.

The exhibition is imaginatively laid out with some lovely rooms, and it certainly gives you a good sense of her range of styles, not only in painting, but in lithographs, fashion and costume design, especially for modern ballet, posters, pamphlets and much more. But it also leaves you with a few nagging questions…

Peasants Picking Apples by Natalia Goncharova (1911) State Tretyakov Gallery, Moscow © ADAGP, Paris and DACS, London 2019

Fabric design

Goncharova was born in Russia in 1881. She grew up on her family’s country estates in Tula province, 200 miles from Moscow. Her family were impoverished aristocrats who made their fortune through textiles, in fact the name of Goncharova’s family estate, Polotnianyi Zavod, means ‘cloth factory’. From early childhood, Goncharova witnessed the rhythms the farmers’ lives – working the land, planting and harvesting – and also became deeply familiar with all the stages of textile production, from shearing sheep to weaving, washing and decorating the fabric.

Hence two threads to her artistic practice:

  1. fabric design, which ran through the 1910s and led to her wonderful designs for the Ballets Russes in the 1920s and 30s, as well as commissions from fashion houses
  2. a profound feel for the rhythms of agricultural labour, which she depicted in a number of early paintings (like Peasants picking apples, above)

The first room epitomises both threads with several paintings showing agricultural labourers, in a highly modernist style, alongside a display case containing an example of the kind of traditional costume worn by the peasant women on Goncharova’s estate.

Installation view of Natalia Goncharova at Tate Modern

Cubo-futurism

What comes over is Goncharova’s very quick artistic development from about 1908, when she was doing stylised but essentially traditional paintings of peasant subjects, to 1911 when she had transformed herself into one of the leading lights of the Moscow avant-garde.

Her swift development was helped by two Moscow industrialists – Ivan Morozov and Sergei Shchukin – who had built up extensive art collections of leading European artists such as Cézanne, Gauguin, Picasso and Derain, and made their collections accessible to the public. These French works had an electrifying effect on young Russian avant-garde artists, which was accentuated by news of the new movement of Italian Futurism, which they could read about in international art magazines.

Goncharova swallowed both influences whole and became the leader of what contemporaries came to call Russian ‘cubo-futurism’. Various contemporaries are quoted commenting that she was the leader of the younger generation, not only in painting, but in self-presentation, creating an avant-garde ‘look’, as well as happenings, given walking through Moscow’s streets wearing stylised tribal markings on her face, or involved in volumes of avant-garde poetry published just before the Great War.

A work like Linen from 1913 seems to be a straight copy of Picasso-style cubism, cutting up an everyday domestic scene into fragments and pasting in some text, as if from a newspaper or advertising hoarding. The main differences from a cubist work by Picasso or Braques is that the text is in Russian, and the bright blue is completely unlike the cubist palette of browns and greys.

Linen (1913) by Natalia Goncharova. Tate © ADAGP, Paris and DACS, London 2019

The 1913 exhibition and ‘everythingism’

This exhibition feels logical and well designed, and features at least two particularly striking rooms. The first one is dedicated to recreating the landmark retrospective Goncharova was given in September 1913 at the Mikhailova Art Salon in Moscow. The 19193 show included more than 800 works (!) and was the most ambitious exhibition given to any Russian avant-garde artist up to that date. Goncharova was thirty-two years old.

The curators have brought together thirty big paintings which featured in the 1913 show and created a central column in the style of those circular bulletin boards you get in Paris, on which they have plastered copies of some of the posters and reviews of the original exhibition.

Here we learn that Goncharova’s fellow artist and long-time partner, Mikhail Larionov, invented the term ‘everythingism’ to describe her openness to diverse styles and sources, the way her paintings invoke all kinds of sources from the folk designs of her family farm, through to the latest ideas from Paris and Rome.

Thus the thing which comes over from the 30 or so works in this room is their tremendous diversity. There’s a striking female nude which reminded me of something similar by Matisse, there’s a pipe smoker at a table, a motif familiar from Cézanne, there’s a surprising work which looks like a dappled impressionist painting. It really is a little bit of everything and so ‘everythingism’ seems an accurate label.

You could claim this is as a positive achievement, indeed one of the wall labels praised the lack of ‘hierarchy’ in Goncharova’s diverse styles and I understood what they were getting at. There was the implication that it is somehow masculine to want to be the leader of the avant-garde, at the cutting edge, always one step ahead: and somehow a slave of capitalist or consumer culture to need to create a unique brand or style.

By contrast, Goncharova is praised for her more easygoing, unmasculine and uncapitalist stance – allowing herself to be open and receptive to all kinds of visual approaches, mixing Cézanne with Russian icons, or cubism with peasant designs, or futurism as applied to distinctly Russian cityscapes. She was presented as ‘a universal artist’.

You can see how, at the time, she seemed to contemporaries to be a one-woman explosion of all the latest visual breakthroughs and trends because she was covering so much territory.

The drawback of this approach is that Goncharova risks, in retrospect, appearing to be a Jill of all trades but a mistress of none. Lots of the works in this room were interesting but you found yourself thinking, ah, that’s the cubist influence, that’s the futurism, that’s a touch of Cézanne, and so on. They all had her mark, but not so many seemed entirely her, if that makes sense.

For me the most distinctive work in the room was the series of paintings she called Harvest, which was originally made up of nine large works which were designed to be hung together. Two have gone missing but Tate have hung the other seven together on one wall and the effect is stunning.

Harvest: Angels Throwing Stones on the City (1911) by Natalia Goncharova. State Tretyakov Gallery, Moscow © ADAGP, Paris and DACS, London 2019

The palette of red, orange and tan runs across all seven paintings and gives them a tremendous visual unity. Also note the highly stylised, almost child-like depiction of the human figure, with simplified arms and legs and big simple eyes. The same big wide white eyes with huge jet black irises which appear in Peasants picking apples. This is maybe her core visual style.

Harvest uses Christian motifs. It was inspired by popular prints and the frescoes in Russian cathedrals and takes its images from the Book of Revelation in which the end of the world is presented as a symbolic harvest with the grapes of human souls being gathered and thrown into the winepress of God’s anger.

All in all, surprisingly religious, unironically religious, for an avant-garde artist. It comes as no surprise to discover that room six of the exhibition is devoted to just her religious paintings, featuring half a dozen enormous works she did on Christian subjects, notably four tall narrow full-length portraits of the four evangelists. I can see the way she has applied her distinctive cubo-futurist style to a very traditional Russian subject – I note her characteristic way with big white eyes – but I didn’t really warm to them.

The Four Evangelists by Natalia Goncharova (1911)

Fashion and design

Room four picks up the theme of Goncharova the fashion designer, showing work commissioned from her by the couturier to the Imperial court, Nadezhda Lamanova, in 1911-12. This room also includes work commissioned from Goncharova after the war by Marie Cuttoli, whose design house Myrbor showcased carpets and fashion designs by famous contemporary artists.

There’s a series of sketches from the 1920s, haute couture-style sketches which make the women subjects look as tubular as a Fairy Liquid bottle, with no hips or waist or bust, which were utterly unlike her modernist paintings, and looked more or less like any other fashion sketches for stick-thin flappers from the Jazz Age.

But on the opposite wall was a piece which I thought might be my favourite from the whole show, a study Goncharova did for a textile design in the later 1920s. I loved the vibrancy of the colours and the primitiveness of the design. In fact it’s only one of a series she did using bird motifs but, to me, it was a standout piece.

Design with birds and flowers – Study for textile design for House of Myrbor 1925-1928 by Natalia Goncharova. State Tretyakov Gallery, Moscow © ADAGP, Paris and DACS, London 2019

The Great War

In April 1914, Goncharova and Larionov were invited to Paris by the famous ballet impresario Sergei Diaghilev to work on designs for his opera-ballet The Golden Cockerel. This was presented in Paris to great acclaim and the pair followed it up with an exhibition. But then the Great War broke out, and both were forced to return to Moscow. Larionov was called up for military service and sent to the front line, was wounded within weeks and invalided out of the army.

Goncharova responded to the crisis by creating a series of prints titled Mystical Images of War which brought together symbols Britain, France and Russia together with images from the Book of Revelation and Russian medieval verse. They use her trademark stylisation of the human face and eyes, and throw in the religious iconography which we’ve by now realised was a big part of her psyche.

The fourteen or so prints on display in room five are a really interesting mix of modern warfare and traditional Orthodox iconography, featuring angels wrestling biplanes, the Virgin Mary mourning fallen soldiers, and the Pale Horse from the Apocalypse. She chose to create prints in order to reach a broad popular audience with what are, essentially, patriotic rallying cries, which also feature patriotic heroes who defended Mother Russia against invaders.

‘Angels and Aeroplanes’ from Mystical Images of War by Natalia Goncharova (1914) © ADAGP, Paris and DACS, London 2019

Books and photos

Room seven is a narrow corridor between the conventionally-shaped rooms six and eight. As in other exhibitions, this corridor makes a good space not to hang works of art, but to place books, pamphlets, photos, prints and posters related to the artist under review, in the long rack of display cases lining the wall.

For this exhibition the curators have displayed artist manifestos, exhibition catalogues and a number of books of poetry which Goncharova was involved in writing or designing or illustrating. The later part of the case displays the ephemera she produced for a series of artists’ balls in Paris, including posters, tickets and programmes. There’s a speaker on the wall from which comes a Russian voice reciting some of the avant-garde poetry included in the pamphlets on display. (It is, apparently zaum or ‘transrational’ poetry, from ‘World Backwards’ by Alexey Kruchenykh and Velimir Khlebnikov, and Vzorval or ‘Explodity’ also by Kruchenykh.)

Cubo-futurism

Room eight is devoted to another series of cubo-futurist works, highlighting classic Modernist-style depictions of factories and machines and cars and bicycles, all those implements of power and speed which were fetishised by the Italian founder of Futurism, Marinetti.

There are some great pieces here, classic Futurist depictions of machines and factories, a big painting of a bicyclist, another titled Aeroplane over a Train, and a vivid depiction of rowers on the river (which reminded me of the similar treatment given the same subject by Cyril Powers, the British printmaker, twenty years later, as featured in the current exhibition of the Grosvenor School of Modern Art at Dulwich Picture Gallery).

Cyclist (1913) by Natalia Goncharova (1881- 1962) State Russian Museum © ADAGP, Paris and DACS, London 2019

Admirable though many of these paintings were, I began to be nagged or puzzled by something. Usually in a major retrospective, you are shown samples of the artist’s work throughout their career. Goncharova was established as a leader of the Russian avant-garde by the time of her huge exhibition in 1913, and lived on until 1962, producing works well into the 1950s.

So where are they? Where are all the later works? Here we are in room eight of ten and we are still… only at 1913?

The first eight rooms of this ten-room survey have all hovered around the years 1910 to 1914. Nowhere does the exhibition say so explicitly, but are we to conclude from this lack of later content that her golden years were a brilliant but brief period, from 1911 to 1914 or 1915?

Goncharova in Paris

Only in this, the ninth and penultimate room, do we learn what happened to Goncharova as a result of the Russian Revolution, namely that she and Larionov were on a tour with Diaghilev’s Ballets Russes through Switzerland, Italy and Spain when the October Revolution broke out. The revolution, and then the civil war, prevented them from returning home, and in 1919 Goncharova moved into a flat in Paris that would remain her home for the rest of her life.

This penultimate room contains half a dozen works from the 1920s during which Goncharova received more commissions for ballet costume, some from fashion houses (as mentioned earlier) and a few funky commissions for interior design, including an impressive painted screen made in 1928 for the American patron Rue Winterbotham Carpenter. She did the interior designs for the Paris house of Serge Koussevitsky, exploring the motif of the Spanish Lady on a monumental scale.

When she had accompanied the Ballet Russe in Spain, Goncharova had become fascinated by the clothes of the Spanish women she saw, and ‘the Spanish woman’ became a recurring motif in her inter-war years, maybe because the vividness and ethnic distinctiveness of the outfits reminded her of the Russian peasant look she knew so well.

By far the most impressive work was a huge abstract work titled Bathers from 1922. It is immense, at least fifteen feet across, and reminded me of all kinds of other modernist abstract painters though I couldn’t quite put my fingers on who. First time it’s ever been exhibited in the UK and a coup for the exhibition organisers.

Bathers by Natalia Goncharova (1922)

Ballet designs

Anyway, the point remains – why isn’t there more of her work from the 1920s, 30s, 40s and 50s? You might have expected the last room in the show to cover the later part of her career but, instead, the exhibition takes an unexpected detour to make this final room, arguably the best in the exhibition.

It is a big space which has been specially darkened to create an atmospheric setting in which to review Goncharova’s work for the ballet and the theatre. Lining the walls are drawings and sketches for costumes Goncharova designed for productions of The Golden Cockerel (Rimsky-Korsakoff) and Les Noces (Stravinsky). There are some videos of her costumes and backdrops being used in revivals of the ballets, The Golden Cockerel footage is a silent but colour film of a production dressed in Goncharova’s costumes which toured Australia in the late 1930s.

But the highlights of the room are four or five of the actual costumes themselves, the costumes Goncharova designed for these classic ballet productions, which are featured in display cases around the room. They are all wonderfully bright and imaginative, drawing on the (to us) exotic and fanciful traditions of Russian legend and folklore.

Theatre costume for Sadko (1916) by Natalia Goncharova. Victoria and Albert Museum, London © ADAGP, Paris and DACS, London 2019

And, last but not least, the room is filled with music, with clips from the famous ballet scores in question, wonderful Russian melodies filling the air as you stroll from wonderful costume to fascinating set designs, or stop to watch footage of actual performances using Goncharova’s colourful and vivid costumes.

The music, the darkened atmosphere, the videos of performances, and the glass cases of costumes – all make this room completely unlike the previous nine and a very evocative space to be in.

Summary

This is a major exhibition by a leading Russian artist who, for a period before the Great War, epitomised the avant-garde for her compatriots. She produced a lot of striking paintings, as well as pioneering designs for ballet costumes and sets, and a wealth of prints and posters and pamphlets and poetry books.

And yet I was left with two nagging questions: first, from such a profusion of images and designs, not that much really rang my bell. A lot of it was striking and thought-provoking and interesting – but possibly only the design with birds and flowers really set me alight.

The stylised human figures with those big eyes is the nearest Goncharova comes to having a recognisable ‘look’ and I liked it, but only up to a point. I actively disliked its application to the icons and evangelists and wasn’t, at the end of the day, that taken with the Great War prints, either.

Comparison with Käthe Kollwitz

Great War prints by a woman artist made me think of the epic prints created by the German woman artist Käthe Kollwitz. These are infinitely more powerful. Comparing the two made me think that maybe Goncharova was held back by her attachment to the Russian Orthodox tradition and its Christian iconography. Kollwitz, by contrast, has broken free of all traditional or religious straitjackets in order to create spartan images of humanity under stress which still speak to us today with horrifying force.

The Survivors by Käthe Kollwitz (1923)

Then again, maybe I’m comparing apples and oranges. Goncharova’s works were created at the very start of the war, when it was thought of as a religious crusade, and everyone thought it would be over by Christmas. Whereas Kollwitz’s haunting images were made nearly ten years later after not only bitter defeat, but collapse of the German state and descent into semi-civil war. So it’s not a fair comparison at all. But you can see why, if you set the two side by side – as we latecomers a hundred years later are able to – Kollwitz’s images are vital, a necessary record of a horrifying period; whereas Goncharova’s are an interesting and nice inclusion in a retrospective of her work, but have nowhere near the same importance or force.

Where is the later work?

And second, where was the work from the later years? Are we to deduce from its almost complete absence from this exhibition, that the curators consider Goncharova’s work from the 1930s, 40s and 50s to be poor or sub-standard? Or is it for some reason hard to borrow and assemble for an exhibition like this?

As far as I could see, the only work dating from either the 1940s or 1950s was one medium-size set design for Stravinsky’s ballet The Firebird, which Goncharova drew in 1954.

Set design for the final scene of The Firebird by Natalia Goncharova (1954) Victoria and Albert Museum, London © ADAGP, Paris and DACS, London 2019

I thought this was brilliant, vivid and fun, in a completely different style from everything which preceded it, like a highly stylised illustration for a children’s book. So is this what Goncharova’s work from the 1950s looked like?

Having devoted eight or so rooms to going over with a fine tooth comb the intricacies of her output from 1911 to 1915 or so, it’s a shame we didn’t get at least one room telling us what happened to her style in the entire last thirty years of her career.

Video

‘Visiting London Guide’ produce handy two-minute video surveys of all London’s major exhibitions. I include them in my blog because they give you an immediate sense of what the exhibition looks like.

Curators

Natalia Goncharova is curated by Natalia Sidlina, Curator of International Art, and Matthew Gale, Head of Displays, with Katy Wan, Assistant Curator, Tate Modern.


Related links

Reviews of other Tate exhibitions

Modern Couples: Art, Intimacy and the Avant-Garde @ the Barbican

This is an extraordinarily packed, dense and demanding exhibition.

The basic idea is deceptively simple. The show looks at over 40 artistic couples who were pioneers of early 20th century avant-garde art, photography, design and literature, and explores the stories of their sexual, emotional and artistic relationships, liberally illustrating the narratives with photos and art works, books and pamphlets, fabrics and ceramics, chairs and bookshelves, which one or other or both of them produced.

Women first

One central aim of the exhibition is to show that, more often than not, the women in these artistic relationships were as, if not more, important and influential (and creative in their own right) than the male artists and male critics of their time – and ever since – have acknowledged.

So, in a small but telling detail, in all the displays of couples, it is the woman who is presented first, the woman’s name which appears first and the woman’s work and contribution which is most explored.

Thus in the opening room we are told that the model Camille Claudel played a larger role in the career of sculptor Auguste Rodin than is usually credited, as well as being an interesting sculptor in her own right, with samples of her work to prove it.

The same goes for Maria Martens, who enjoyed a long and passionate working relationship with the more-famous Marcel Duchamp, but was a notable artist in her own right.

Later on we learn that Gustav Klimt’s lifelong soul-mate, and the model for some of his most famous paintings – Emilie Flöge – was more than just a muse and model, but a talented fashion designer who ran her own very successful couture house, the Schwestern Flöge (1904–1938), in Vienna.

Emilie Flöge and dress designs c.1900

Emilie Flöge and some of her dress designs c.1900

The exhibition works through scores of other examples, in each case showing that the women in each famous couple were often notable artists, sculptors, designers and business people in their own right, as well as contributing ideas, designs and artworks to what would nowadays be seen more as collaborative relationships than the old-fashioned story of an active Male Artist and a passive Female Muse.

Natalia Goncharova, the Russian Futurist artist, painter, costume designer, writer, illustrator, and set designer was every bit as innovative as her lifelong partner and founder of Rayonism, Mikhail Larionov.

Frida Kahlo, during the 1930s overshadowed by her husband, the famous mural painter Diego Rivera, has subsequently emerged as a powerful artistic figure in her own right.

Leonora Carrington has traditionally been seen as a ‘muse’ for the Surrealist artist, Max Ernst, during the three intense years of their relationship, 1937-40, but she was a sculptor and painter in her own right, as well as the author of a harrowing account of her experience of mental illness, Into the Abyss.

Early in their relationship Georgia O’Keeffe was the junior partner to her husband, the famous New York photographer Alfred Stieglitz, but her career as a painter would go on to eclipse his reputation.

And so on.

In fact, the show at moments suggests that it was sometimes the men who were the muse figures for a woman artist, for example in the section on Picasso and how his image was crafted and shaped by his lover Dora Maar, in her own photographs and sculptures.

Picasso en Minotaure, Mougins, 1937 by Dora Maar © ADAGP, Paris. Photo © Centre Pompidou

Picasso en Minotaure, Mougins, 1937 by Dora Maar © ADAGP, Paris. Photo © Centre Pompidou

So, on one level, this exhibition is a massive, encyclopedic review of twentieth century avant-garde art as retold from the women artists’ perspectives. Redressing a balance. Restoring, or creating, a new feminist interpretation of many artistic relationships, from the super-famous to the sometimes relatively obscure.

Collaborations

But this theme – rediscovering and rethinking the importance of the women collaborators vis-avis often more famous male artists – is not the only one. It is complemented by explorations of the diverse meanings of the very ideas of ‘working relationships’ and ‘collaborations’.

Take homosexual partnerships. Alongside the long sequence of heterosexual couples, there are rooms devoted to gay, lesbian or bisexual couples, for example the passionate same-sex relationship between Virginia Woolf and Vita Sackville-West which inspired Woolf’s novel, Orlando. Or the room devoted to the long-lasting artistic relationship between transgender couple Claude Cahun and Marcel Moore.

Other rooms expand the notion of ‘relationship’ beyond the idea of a simple binary couple, for example the relationship of the three Magic Realist painters – Paul Cadmus, Jared French and Margaret Hoening French – who worked together so closely that they attributed their works to a joint pseudonym made up from the first two letters of their first names – the PaJaMa collective.

Other rooms move beyond threesomes to explore larger groups of artists who collaborated and worked together during this exuberant period. Thus one room focuses on the community of lesbian writers and artists in 1920s Paris, while another explores the Surrealist idea of the ‘Chance Encounter’ in a room which brings together some ten or so artists, male and female, who collaborated together in loose and shifting networks of co-operation.

Paul Cadmus and Jared French (1937) photographed by George Platt Lynes © 2018 Estate of George Platt Lynes

Paul Cadmus and Jared French (1937) photographed by George Platt Lynes © 2018 Estate of George Platt Lynes

In other words, the exhibition starts off by exploring the notion of modernist artistic couples but quite quickly deconstructs, reconfigures, explores and rethinks what working artistic relationships actually meant in practice for a wide variety of artists.

It may begin with women who challenged conventional notions of female behaviour and the role of ‘the wife’ or ‘the mistress’ or ‘the muse’, but soon becomes an investigation of a number of types of artistic working relationships, between not only heterosexual and same-sex couples, but among larger and more fluid groupings.

Is Modernism about Love or the Machine Age?

But alongside the notion of the couple, the collaboration and the group, the curators make a bold assertion which I find hard to agree with, namely that artistic modernism was coterminous with ‘modern love’. To quote the introductory wall label at the start of the exhibition:

Modern art. Modern love. From the 1890s through to just after the Second World War, these two phenomena were interwoven and indelibly linked. Side-by-side, artist couples forged new ways of making art and of living and loving.

And in the scores and scores of wall labels which follow, there is much, much more along the same lines. All of the artists are given thumbnail biographies and these tend to focus as much on their love lives, on their bohemian rejection of bourgeois conventions around love, marriage, sexuality and so on, as on their actual artistic achievements.

Central to the exhibition is the claim that Modernism, or the 20th century avant-garde, was about love and sex and desire. Or, as the curators put it:

‘Modern Couples’ roots Modernism in the field of desire.

This claim, or assertion, allows the curators to present a coherent and persuasive narrative. Modern Art is about love and desire. 20th century women artists and authors invariably depicted love and desire. Therefore women artists are central to Modern Art.

Or: If love and desire are the core subject of Modernism, then women artists, who focused on love and desire, must be central to Modernism.

It is a circular, self-fulfilling and self-reinforcing argument.

Having established this axiom, the show can then settle down to ticking off a familiar checklist of feminist art concerns, demonstrating how these radical women artists ‘subverted’ traditional ‘patriarchal’ ideas of ‘gender stereotyping’ and explored ‘transgressive’ sexuality i.e. by having numerous lovers or by being lesbians.

By selecting love and ‘desire’ as the central theme of Modernism, the curators are able to pull together:

  • the heterosexual and homosexual relationships of women artists
  • women artists’ ambivalent roles as sexual objects and muses to men
  • women artists’ own sexual feelings and needs, expressed in infidelities, affairs and multiple partners
  • the fact that women artists sometimes got pregnant and gave birth
  • the way women artists explored and mythologised the condition of femininity and fertility
  • alongside the legion of lesbian artists, seen as social and political pioneers in the way they explored man-free notions of same-sex desire

All of these multifarious activities and interests can be pulled together as if they make up a single coherent movement, all saying the same thing, all addressing the same handful of ‘issues’, all united in the same aim.

And the way the same theme and subject – love, sex and the (generally female) body – is repeated on all the wall labels and is exemplified again and again in the artworks also contributes to this sense of a huge transcontinental network of artists, sculptors and writers all inspired by the same theme. Reinforcing the curators’ premise that ‘modern art’ is coterminous with ‘modern love’.

This strikes me as being very neat, very convenient and not completely true, for one very big reason.

At university I was taught that the huge array of new artistic and literary strategies which we call ‘Modernism’ was, at least in part, a reaction to the ongoing dominance of the Machine in modern life, and a response to the hectic pace of technological change which accelerated from the 1890s onwards.

Electric lights, bicycles, skyscrapers with electric elevators, motor cars and airplanes, the cinema and portable cameras, were just a few of the technologies which didn’t exist in 1890, were only just being developed in 1900, and which had become almost commonplace by 1910, in a few decades of dizzying technical and engineering change.

I was taught that T.S. Eliot in The Waste Land and James Joyce in Ulysses and Alfred Döblin in Berlin Alexanderplatz and John Dos Passos in U.S.A. use techniques of collage, parody and fragmentation to convey the disorientating experience of life in modern, fast-moving cities and the way it had uprooted sensitive people from their cultural and communal identities, producing a blizzard of fragmented experiences.

The City of Ambitions (1910) by Alfred Stieglitz. Courtesy of the George Eastman Museum

The City of Ambitions (1910) by Alfred Stieglitz. Courtesy of the George Eastman Museum

Same with the photomontages of Alexander Rodchenko and the Russian Constructivists, or the zealous machine-worship of the Futurists, or the angularities of the Vorticists, or the geometric forms of Fernand Léger, or the Suprematism of Kazimir Malevich, or the shock close-ups and split screens and montages of Sergei Eisenstein, or the grid pictures of Piet Mondrian which began life as attempts to capture the energy of fast-moving traffic around modern city blocks.

I was taught that all of these undeniably ‘modernist’ books and artworks were first and foremost responses to what many artists felt was the disruptive impact of a host of new technologies on modern life. They have nothing – visually or intellectually – to do with love and desire.

So it’s a surprise to realise that this indisputably key element of Modernism – the hectic, alienating, urban, machine-riddled aspect of the Modernist movement – is largely absent from this exhibition. If it’s mentioned at all it is only to be quickly downplayed.

Thus when the exhibition describes the Futurist poet and provocateur, Marinetti it does so mainly in order to prove that his partner, Benedetta, was a pioneering artist in her own right, who feistily stood up to Marinetti’s misogynist rhetoric and co-wrote a lot of his most famous works.

Fair enough, but this perspective downplays Marinetti’s importance as (half-crazed) apostle of The Machine – of the new age of fast cars, planes and trains, a mania which influenced the Surrealists in Paris and the Vorticists in London.

Room 20, devoted to Russian Modernism, describes the artistic output of Alexander Rodchenko, Varvara Stepanova, Lilya Brk and Osip Brik, and Vladimir Mayakovsky mainly in terms of their fluid relationships and collaborations i.e. in order to justify the curators’ central premise.

What is underplayed is the crucial importance of The Machine Age to their development of new styles of photography and photomontage, design, experimental film and so on – radical responses to the impact of new technologies on human life which were so acute and perceptive that many of them still influence us to this day.

A. Rodchenko and V. Stepanova descending from an airplane in a still for the film The General Line by Sergei Eisenstein (1926) a very rare appearance of a machine in an exhibition overwhelmingly devoted to bodies and desire. Courtesy Rodchenko and Stepanova Archives, Moscow

A. Rodchenko and V. Stepanova descending from an airplane in a still for the film The General Line by Sergei Eisenstein (1926). A very rare appearance of a machine in an exhibition overwhelmingly devoted to bodies and desire. Courtesy Rodchenko and Stepanova Archives, Moscow

Some of the exhibition wall labels do refer to the new experience of the modern city, a bit, where absolutely necessary, reluctantly – but overall the exhibition systematically downplays or ignores it in order to focus on its core concern – with relationships, love, ‘desire’ and the female body.

For me, this is simply to ignore, underplay and obscure a vital element in early 20th century avant-garde modernist art and literature.

Moreover, if you think about it, the curators’ unrelenting focus on love, sex and (generally) women’s bodies leads to a deep irony.

By choosing to equate Modernism exclusively with love and desire, an exhibition which sets out to reject sexist stereotypes of women in a subtle way ends up limiting women to – the realm of the emotions, of love and desire.

An exhibition which ostensibly sets out to tell us that women were interested in more than just the stereotypical concerns of love and sex (they were also successful businesswomen and designers), paradoxically goes to great lengths to tell us in sometimes embarrassing detail about the love lives, partners and sensuality and eroticism of these same women.

Which tends to have the cumulative affect of confirming the stereotypical prejudice that women, at the end of the day, aren’t interested in wider ideas, social change, technology, science and engineering, in designing better engines, cars, planes and trains.

No, with a handful of exceptions, most of the women in this exhibition are described as being predominantly interested – in their lives and art and writing – in love and sex. The lesbians, gays and transgender people, too, are defined, categorised and interpreted in the light of their sexual preferences, not in any wider social or intellectual concerns.

[At a more remote level, for people who don’t give a damn about art or artists (90+% of the population), this exhibition confirms every philistine prejudice they’ve ever held about the art world, namely that it’s a Sodom and Gomorrah of sexual perversion, infidelity, adultery and pornography. (There is quite a lot of nudity on display, as you’d expect in an exhibition about desire and the body, lots of bare boobs and one or two naked penises. Visitors are warned that the room about the Surrealists’ ‘Chance Encounter’ has so much explicit content that it might not be suitable for under-16s. Oooh er.)]

Meanwhile, beyond the artists’ studios and bedrooms in the 1910s and 20s, there was an immense and exciting world – the world of motorbikes and racing cars and fast trains and ocean liners and skyscrapers and high speed elevators and escalators and department stores and cinemas and world wars and machine guns and tanks and airplanes, the world where people tested themselves against machines, climbed mountains, did solo flights across the Atlantic.

But all this is ignored, left out, omitted, elided and glossed over, in the curators’ keenness to assert that the essence of Modernism was… love and desire, marriages and mistresses, ‘transgressive sexuality’, ‘the queer citizen’, ‘women’s liberation’, ‘same-sex acceptance’ and so on.

It is difficult to read every word of all the wall labels, not only because there are so many of them, but also because so many of them end up saying the same thing. The circumstantial details of each artist and their relationships maybe be distinct and individual but so many of the labels take us to the same destination – explaining that so and so made ‘the body’ the centre of their practice or ‘the site of transgressive desire’ or an epitome of ‘queer citizenship’, and so on.

The explosively diverse and often fascinating works of many of these artists are time after time reduced, interpreted via the same handful of ideas which rotate obsessively around sex, ‘desire’, the body, and transgressing gender stereotypes.

It is, in my opinion, both a narrow view of Modern Art, and a very narrow view of the female, lesbian and gay achievement of the time, both in the art world and beyond.

A tsunami of information

So much for the core ideas of the exhibition, and my issue with some of them.

The actual experience of visiting Modern Couples is to be completely overwhelmed by a tsunami of names and stories. The two floors of the Barbican Gallery have been divided up into some 23 small rooms, into most of which have been crammed displays about at least two sets of couples, with each couple introduced and explained by sometimes lengthy texts on the wall, as well as scores and scores of key quotes from the respective artists and authors.

It’s a lot to take in – to read the explanation of each couple, and then try and match the quotes to what you’ve just read about their lives – and then to find the energy to look at the actual art works.

To give you a sense of the scale and the deluge of information, here’s the list of the Artist Couples:

  • Aino and Alvar Aalto
  • Vanessa Bell and Roger Fry
  • Vanessa Bell and Duncan Grant
  • Lilya Brik and Vladimir Mayakovsky
  • Claude Cahun and Marcel Moore
  • Benedetta and Filippo Tommaso Marinetti
  • Leonora Carrington and Max Ernst
  • Camille Claudel and Auguste Rodin
  • Nancy Cunard and Henry Crowder
  • Sonia Delaunay and Robert Delaunay
  • Lili Elbe And Gerda Wegener
  • Emilie Flöge and Gustav Klimt
  • Federico García Lorca and Salvador Dalí
  • Natalia Goncharova and Mikhail Larionov
  • Eileen Gray and Jean Badovici
  • Barbara Hepworth and Ben Nicholson
  • Hannah Höch and Til Brugman
  • Hannah Höch and Raoul Hausmann
  • Frida Kahlo and Diego Rivera
  • Dora Maar and Pablo Picasso
  • Alma Mahler and Oskar Kokoschka
  • Alma Mahler and Gustav Mahler
  • Maria Martins and Marcel Duchamp
  • Margrethe Mather and Edward Weston
  • Lee Miller and Man Ray
  • Lee Miller and Roland Penrose
  • Tina Modotti and Edward Weston
  • Lucia Moholy and László Moholy-Nagy
  • Gabriele Münter and Wassily Kandinsky
  • Winifred Nicholson and Ben Nicholson
  • Georgia O’Keeffe and Alfred Stieglitz
  • PaJaMa: Paul Cadmus, Jared French, and Margaret French
  • George Platt Lynes, Monroe Wheeler and Glenway Wescott
  • Lavinia Schultz and Walter Holdt
  • Varvara Stepanova and Alexander Rodchenko
  • Sophie Taeuber-Arp and Jean Arp
  • Toyen and Jindrich Štyrský
  • Marianne von Werefkin and Alexej von Jawlensky
  • Virginia Woolf and Vita Sackville-West
  • Virginia Woolf and Leonard Woolf
  • Unica Zürn and Hans Bellmer

That’s a lot of biographies to read and digest, that’s a lot of names to remember.

Nude with Poppies (1916) by Vanessa Bell. Swindon Art Gallery

Nude with Poppies (1916) by Vanessa Bell. Swindon Art Gallery

Here are the names, careers, art and writing of the ‘Sapphists’ featured in just one room, the one dedicated to ‘The Temple of Friendship’ i.e. the lesbian writers and artists of 1920s Paris:

  • Djuna Barnes and Thelma Wood
  • Natalie Clifford-Barney and Romaine Brooks
  • Natalie Clifford Barney and Rémy de Gourmont
  • Natalie Clifford-Barney and Liane de Pougy
  • Natalie Clifford Barney and Renée Vivien
  • Sylvia Beach and Adrienne Monnier
  • Luisa Casati
  • Radclyffe Hall and Una Troubridge
  • Tamara de Lempicka
  • Ida Rubinstein
  • Gertrude Stein and Alice B. Toklas

And that’s before you get to the artists featured in the Surrealist ‘Chance Encounter’ room, namely:

  • Eileen Agar and Joseph Bard
  • Eileen Agar and Paul Nash
  • Marcel Duchamp as Rrose Sélavy
  • Leonor Fini and André Pieyre de Mandiargues
  • Gala and Salvador Dalí
  • Gala, Paul Éluard and Max Ernst
  • Valentine Hugo and André Breton
  • Jacqueline Lamba and André Breton
  • Kiki de Montparnasse and Man Ray
  • Nadja and André Breton
  • Nusch and Paul Éluard
  • Grace Pailthorpe and Reuben Mednikoff
  • Valentine Penrose and Alice Rahon
  • Valentine Penrose and Roland Penrose
  • Dorothea Tanning and Max Ernst
Dorothea Tanning and Max Ernst with his sculpture, Capricorn, 1947 © John Kasnetsis

Dorothea Tanning and Max Ernst with his sculpture, Capricorn, 1947 © John Kasnetsis

Not only must the visitor assimilate this tsunami of names, relationships and diversity of artistic and literary practices, but every visitor to the exhibition is given a free handout, a ‘glossary’, which includes even more themes to think about.

For when the curators had collated this much information about this many people and assembled this many works all in one place – it turns to be an interesting exercise to detect all kinds of further links and connections between the huge diversity of artists, activities or artworks on show.

Thus the free handout suggests that, as you walk round the exhibition, you look out for the following themes:

  • Activism
  • Agency – ‘Feminism, agency and the desire for independence underpins much of the work by women artists in the avant-garde period.’
  • Breaking up
  • Businesswomen – Emilie Flöge, Sonia Delaunay, Aino Aalto
  • Chance encounter
  • Chloe liked Olivia – quote from Virginia Woolf epitomising ‘the new queer citizen of the 20th century’
  • Clandestine
  • Co-authored – or collaboration, one of the show’s central themes.
  • Communicating vessels – ‘Two different bodies, rubbed against one another, attain, through the spark, their supreme unity in fire’ – André Breton, 1932.
  • Collage
  • Daring – ‘What have I dared embark upon by entering your life?’ Dora Maar to Picasso, 1936.
  • Desire
  • Elegy – ‘Butterflies represent a scene of your life in which the dawn awakens on your lips. A star takes shape according to your design.’ Jean Arp remembering Sophie Taeuber-Arp after her death.
  • Escape to the country
  • Feminism – ‘We will be better than the wife, the mother or the sister of a man, we will be the female brother of the man’ – Natalie Clifford Barney
  • Gift
  • Homoeroticism – ‘The work that came out of Monroe Wheeler, Glenway Wescott and George Platt Lynes’s at times uneasy polyamorous relationship opened up a queer utopian space, away from 1930s American conservatism, in which the male subject could be liberated.’
  • Intimacy
  • Liberation – sexual liberation, liberation from Victorian clothing and Victorian morality, liberation from constricting fabrics and dull designs, liberation from boring interiors, liberation from artistic naturalism and even from language
  • Love
  • Mad love
  • Mirroring – ‘I am one, you are the other. Or the opposite. Our desires meet one another.’ Claude Cohun, 1930.
  • Muse – Dora Maar took photos of her lover Picasso in ‘a turnaround of gender expectations‘.
  • Mythology
  • Nest
  • Non-binary – ‘Gender fluidity, sexual empowerment, awakening, and the fight for safe spaces of becoming, were part of the avant-garde currency.’
  • Play
  • Printed word – ‘It could be a political text, a perfect branding platform, a token of love, a site of artistic collaboration or a platform for transgressive or erotic content.’
  • Procreation
  • Publishing – Many modernists experimented with setting up their own publishing company, most notably the Hogarth Press of Leonard and Virginia Woolf.
  • Pygmalion
  • Radical abstraction
  • Reinvention – The importance of the portrait, in art and literature. Claude Cohun and Marcel Moore, life partners for 45 years, and produced a huge body of work playing with ‘gender politics‘.
  • Revolution – Alexander Rodchenko and partner Varvara Stepanova’s revulsion for the West’s cult of ‘Woman as object’ and determination to embrace ‘gender equality‘.
  • Selfie
  • Sidelined – women sidelined by men, obviously
  • Total work of art
  • Triadic
  • Two-people movements – Rayism invented by Natalia Goncharova and Mikhail Larionov, the Mask Dancer movement of Lavinia Schultz and Walter Holdt, the Tactilism of Benedetta and Filippo Marinetti, the Orphism of Sonia and Robert Delaunay.
  • Utopia
  • War
  • X-rated – ‘Many artists in this exhibition used eroticism in their art as a way of fighting bourgeois conformity, propaganda and artistic censorship.’

Is that enough to think about yet?

A self-portrait by Claude Cahun, subverting gender stereotypes. Courtesy of Jersey Heritage Collections

A self-portrait by Claude Cahun, subverting gender stereotypes. Courtesy of Jersey Heritage Collections

This is what the exhibition is like. Overflowing with texts, quotes, references, biographical data, artistic theory and, underpinning it all, emerging sooner or later in every wall label for every artist – the axioms of modern identity politics and feminism – gender politics, the body, gender fluidity, transgressive art, gender equality, and so on.

Numbers

I counted a total of 103 paragraphs of wall text – sometimes very long, densely factual paragraphs. It would take at least an hour just to read them, and that’s before the 50 or so quotes from artists’ letters, diaries and so on.

There are over 40 couples, but many more ‘couples-plus’ – groups and movements of artists and writers to get a handle on – with the result that the exhibition features more than 80 writers and artists in total.

And there are a staggering 600 objects on display, including paintings, sculptures, models, furniture, personal photographs, love letters, gifts, books – 35 first editions from Virginia and Leonard Woolf’s Hogarth Press – magazines, rare archival material and much, much more!

Les deux amies (1923) by Tamara de Lempicka. Association des Amis du Petit Palais, Geneve

Les deux amies (1923) by Tamara de Lempicka. Association des Amis du Petit Palais, Geneve. A portrait of two naked women painted by a woman!

In the event, this was simply too much for me to take in. I started off dutifully reading every wall text but quickly got tired, saturated, full up – I started skimming some and then just ignored others. I went round about five times, each time reading at new bits of text, toying with quotes here and there – above all, trying to let the actual art fight its way through the jungle of biography and interpretation and bitty quotations and make its impact.

I came to roughly two conclusions.

1. One is that, if you’re a student or have an educational motivation, this is a spectacular opportunity to see works great and small, by artists famous and obscure, by men, women, gays, lesbians and trans people, from what feels like all the most important art movements of the early 20th century.

(In fact it’s far from being a complete overview of early 20th century art – that would fill ten Barbican galleries – but it is an impressive stab at conveying a really comprehensive overview of important modern art as retold with women, gays and lesbians to the fore.)

2. The second point is that among the 600 paintings, books, photos and furniture on display there are some real masterpieces, many on loan from abroad, and so a rare opportunity to see many beautiful things in the flesh.

Small is not necessarily beautiful

In this respect – my response to the art – I found the smaller, more cramped rooms to be unconducive to aesthetic enjoyment.

For example, the small first room which is shared by the story of Camille Claudel and Auguste Rodin, and the story of Maria Martins and Marcel Duchamp, included some plaster busts and faces by the former pair, and some bronze casts of Maria’s body parts (her buttocks and vagina) made by Duchamp. But it was so small, cramped and crowded that it felt more like a reading and learning space, than an art space.

The reduction ad absurdum of this shoehorn approach was the way that the no doubt complex and interesting working relationship between modernist designer Lilly Reich and her long-term partner and collaborator, Ludwig Mies van der Rohe, was explained via one chrome and black leather chair and three paragraphs of text plonked at the bottom of the stairs to the first floor.

He claimed to be the sole designer of this classic and hugely influential chair. Only decades later did it emerge that she had as least as much input as he did into the design. What a beast!

Barcelona chair by Mies van der Rohe (1929)

Barcelona chair by Mies van der Rohe (1929)

Interesting story, but blink and you might miss it altogether.

The show is co-curated by Emma Lavigne, Director of the Centre Pompidou in Metz. The French connection made me think of some of the smaller displays as types of ‘bonnes bouches’ or ‘tasty bites’ – fleeting treats designed to add to the overall argument, but whose main function would be to inspire you to go away and find out more.

Big rooms where art can breathe

By contrast, I only really felt comfortable – and that I was really getting an aesthetic kick (as opposed to processing large amounts of biographical and art information) – in some of the larger rooms. There were plenty of other highlights, but I would single out rooms 14, 15 and 17.

Room 17 displayed the work of two and a half couples: of the English artist Ben Nicholson, who 1. enjoyed a close working relationship with Winifred Nicholson (whom he married) in the early 1930s before 2. then partnering with the sculptor Barbara Hepworth. The wall labels quote letters they exchanged in which they spoke of becoming, literally, one person, with one taste and one artistic motivation.

In this same room, on the opposite wall, was a suite of work by Jean Arp and Sophie Taeuber-Arp. I found the juxtaposition of the sculptural abstractions of Nicholson and Hepworth with the playful abstracts of Arp really interesting.

But I was transfixed by the four or five 18-inch-high marionettes made by Sophie Taeuber-Arp for a puppet production of a folk tale about King Stagg. These possessed something almost nothing else in the exhibition did – which was charm and humour.

Marionettes by Sophie Taeuber-Arp (1918)

Marionettes by Sophie Taeuber-Arp (1918)

Room 15 is a rare example of a room devoted to just one couple, in this case the wife-and-husband partnership between Sonia and Robert Delaunay (who were married from 1910 to Robert’s death in 1941). This married couple developed a movement variously titled Simultanism and then Orphism, in which different patterns of colours are set against each other to create disruptive effects.

The Delaunay room benefited immensely from being just about them, with no other couple squeezed in. It had more than twenty works hung around the walls, most of them – from what I could see – the calm, restful abstract designs by Sonia, mostly for fabrics and dresses. This made for a really absorbing and beautiful space.

Design B53 (1924) by Sonia Delaunay

Design B53 (1924) by Sonia Delaunay

But the room I found it literally hard to leave and, even when I’d left it, found myself walking round the entire ground floor in order to visit again with a renewed frisson of delight, was room 14 devoted to the overlapping artistic partnerships of Gabriele Münter and Wassily Kandinsky, and Marianne von Werefkin and Alexej von Jawlensky.

This foursome produced German Expressionist paintings of wonderful colour and vivid design at their self-styled artist colony at Murnau in Bavaria, in the years just before the Great War. Wow.

I liked lots of other things in the exhibition (the enormous painting of naked lesbians by Tamara de Lempicka, the thrilling Constructivist photos of Varvara Stepanova and Alexander Rodchenko, the dazzling photos of Lee Miller done by Man Ray, the couple of small but wonderful paintings by Gustav Klimt, some of the abstract paintings produced by Roger Grant and Vanessa Bell’s Omega Workshop, the wonderfully aloof portraits painted by Romaine Brooks), but for sheer visual pleasure, nothing beat this room of hyper-bright, vivid brushstrokes, bold childlike designs, and colour-drenched splashes and flourishes by this German foursome.

Improvisation III by Wassily Kandinsky (1909)

Improvisation III by Wassily Kandinsky (1909)

Probably I should have been reading up on how their work ‘subverted’ this or that tradition, and ‘challenged gender stereotypes’, or how the two women definitely contributed as much or more to their commune as the men.

But I switched off all that curatorial chatter, and just stood in awe of these wonderful, beautiful, transcendent works of art. No reproductions can do justice to the shiny vibrancy of the real thing in the flesh. Go and see them for yourself.

Conclusion

It must have taken an immense amount of effort by the four co-curators to bring together such an epic collection of objects and art works and to bring order, coherence and meaning to the multiple stories behind them.

If you are a feminist I can see how this exhibition of feminist artists lovingly assembled by feminist curators with scores of texts by feminist scholars would thunderingly confirm all your feminist beliefs. That’s what it’s designed to do.

And I wondered, as I left, whether this exhibition now and in the future, might be seen as a landmark show, a really massive rethinking of early 20th century modern art which reinstates women’s stories in all these important relationships, and often rehabilitates them as being as, if not more, creative than their male partners.

And also for the way it explores the idea that modern art was characterised, more than any previous type of art, by its collaborative nature, by the way it was produced by partnerships, by trios or quartets, by small groups working, thinking and making together.

It is a strong, well-argued, illuminating and very thought-provoking show.

But, that said, it’s hard to imagine that a lot of these artists and their stories won’t already be well known to the average gallery goer – the stories of Picasso and Dora, Frida and Diego, Virginia and Vita and the names of Dali, Ernst, Man Ray, Klimt, Marinetti, Nicholson and Hepworth are hardly unknown, and the notion that, ‘behind every great man there’s a great woman’, is hardly a radical thought – as indicated by the fact that there’s a centuries-old proverb on the subject.

Similarly, it’s hard to imagine that the fact that there were lesbian writers in the 1920s or gay photographers in the 1930s, will come as a great surprise to the average gallery goer. Homosexuality is not really news to most people. Most of the people the exhibition is targeted at will, I suspect, have heard of Virginia Woolf before, and will know she had a lesbian affair with Vita Sackville-West.

My position, after forty years of studying twentieth century art, literature and history, is that the Century of Catastrophes is too diverse and complex to be reduced to any one narrative or interpretation. From about the 1890s onwards there was (and still is) too much going on in an interconnected world of billions of human beings for any one narrative or story to hope to tell any kind of definitive ‘truth’.

For example, this is an exhibition, at bottom, about European and American white women, often very wealthy women (Nancy Cunard, Natalie Barney). You can immediately see that focusing on these often very privileged people tends to omit the stories of working class people of both genders in those continents. You could be forgiven for not realising there were things called the First World War and the Russian Revolution during the period the exhibition covers. Not enough ‘same sex desire’ to merit inclusion.

Similarly, there is precious little (surprisingly) about the black experience of modernity (there is one black person in the exhibition, the jazz musician Henry Crowder, who is included because of his influence over the immensely wealthy patron of the arts and writer, Nancy Cunard).

In fact, now I think about it, jazz is a crashingly obvious and central element of Modernism, from Stravinsky to Eliot, and is depicted in countless modernist art works. But it doesn’t fit with the curators’ insistence that Modernism be defined by couples, love and relationships, sex and partners and gender and desire and so… it isn’t here.

My view is that the ‘Modern’ experience of humanity, the bewildering catalogue of technological, scientific and cultural change which overwhelmed Homo sapiens in the early twentieth century – is too vast and multiform for any one narrative to encompass.

The curators make a powerful and persuasive case that Modernism was characterised above all by new thinking about love, eroticism, desire and relationships, much of which promoted the liberation of women (and trans people and gays).

Lee Miller with a cast of her torso, Downshire Hill, London, England 1940 by Roland Penrose © Roland Penrose

Lee Miller with a cast of her torso, Downshire Hill, London, England 1940 by Roland Penrose
© Roland Penrose

I accept all their points as valid, and the body of evidence they’ve assembled is pulverisingly persuasive. And yet I still think that an equal if not more important element of Modernism was artists’ reaction to the revolution in everyday life caused by new technologies. And everyone’s world was turned upside down by the Great War. And the entire intellectual world was galvanised by the radicalism of the Russian Revolution. And I haven’t mentioned the famously disruptive discoveries of Einstein and others, undermining the static view of the forces of nature held since Newton. Too much was happening. No wonder the art from this period is so excited and effervescent.

Alternative interpretations

But I’m well aware that my own interpretation can itself be trumped by other competing narratives. That there are numerous ways of looking at this period of cultural history.

For example, arguably the most important aspect of the era was the collapse of the old European empires – the German, Austro-Hungarian, Russian and Ottoman Empires. The entire art of the period could be interpreted in terms of the breakdown of the ideologies, laws and customs which supported them, of which conventions about relations between the sexes are just a small sub-set.

Or there’s a Marxist interpretation which suggests that the era was characterised by unprecedented wealth derived from the West’s imperialist domination of the rest of the world – wealth which gave rise to a new class of super-rich collectors and connoisseurs who patronised ‘modern’ art and literature and experimented with new ‘decadent’ lifestyles. (Vide Nancy Cunard, Natalie Barney and the numerous other rich American women who populate the 1920s lesbian room).

Or there’s a strong post-colonial interpretation which says that the decisive impetus for Modernism and its revolutionary overthrow of 400 years of realistic art came from the cultural appropriation of the African masks and Oceanic art looted by imperial collectors, which were enthusiastically copied by Picasso and Matisse, and which had a transformative effect on everyone who followed them.

To give just a few of the most obvious interpretations of the art of the period.

This exhibition is an impressive and stimulating attempt to write one particular story about early twentieth century art. But it is only one interpretation among a sea of alternative stories.

The promotional video

P.S. What does ‘modern’ mean?

When I told my wife I was off to see an exhibition titled ‘Modern Couples’ she thought it would be a V&A-style celebration of contemporary celebrity pairs like Elton John and David Furnish, the Beckhams, Kanye West and Kim Kardashian, and so on.

No, I explained. When art and literary critics say ‘modern’ what they mean is art from the 1900s, 1910s and 20s. They mean art and literature which is over a hundred years old. That’s what they mean by ‘modern’.

And even as I explained it, I realised how odd this use of the word ‘modern’ is. Eventually this stuff is going to be 150 years old. Will we still be describing it as ‘modern’ in 2050? At what point will someone have to come up with a better name? Or will Modernist art remain ‘modern’ forever?


Related links

Women in art

Reviews of artists featured in this exhibition

Reviews of previous exhibitions & concerts at the Barbican

Storm of Steel by Ernst Jünger (1920)

A figure stripped to the waist, with ripped-open back, leaned against the parapet. Another, with a triangular flap hanging off the back of his skull, emitted short, high-pitched screams. This was the home of the great god Pain, and for the first time I looked through a devilish chink into the depths of his realm. (p.31)

Ernst Jünger (1895-1998) fought for the German army in the First World War. Wikipedia gives a good summary of his wartime career.

Most other memoirs and fictions about the war took years to surface, while the authors struggled to manage their traumatic memories and to find the words to describe the experience.

No such hesitation for Jünger, who converted the 16 diaries he’d kept during his three-year period of service into a narrative – titled In Stahlgewittern – which he had privately printed in 1920 in an edition of 2,000.

Ernst Jünger in 1919

Ernst Jünger in 1919 – looking miraculously untouched after three years of war and some 20 wounds

Over the course of his very long life (he lived to be 102 years old), Jünger not only wrote many more books and articles, but he rewrote In Stahlgewittern half a dozen times, each time moving further from the diary format, adding passages of philosophical reflection, and altering the emphasis.

For example, the 1924 edition is the most blood-thirsty and gives precise details of how he shot British soldiers. The 1934 edition, by contrast, is much more muted and removes those descriptions. Jünger was by now reaching an international audience i.e. British and French readers, with whom he needed to be more tactful.

It was only in 1930 that Storm of Steel was first translated into English and given this English title. During the 1930s it quickly became acknowledged as one of the classic accounts of trench fighting in the Great War.

Translating Jünger into English

English written by an English person tends to indicate the author’s social class, with traces of the kind of school they went to (private or state), sometimes their regional origins, and so on. It is full of all kinds of traces.

Translations into English, on the other hand, generally tell you more about the translator than about the original author.

Clunky phrasing

The translation I read is by Michael Hofmann, the poet, and was published in 2003. Although it won several prizes, I found it very easy to dislike.

Hofmann’s English prose doesn’t flow, in fact it regularly (two or three times per page) breaks down into unidiomatic and clunky phrasing. Again and again I found myself thinking ‘No native English speaker ever spoke or wrote like that – so why are you?’

‘They asked us how things were back in Hanover, and whether the war might not soon be over.’ (p.8)
How about … ‘and whether the war was going to end soon’

‘I was given a couple of hours to find an exhausted sleep in a bare chalk dugout.’ (p.9)
‘To find an exhausted sleep’??

‘If it’s all one to you, I’d just as soon hang on to it.’ (p.18)
No English speaker ever said ‘If it’s all one to you’. An English speaker would say ‘If it’s all the same to you…’

We had the satisfaction of having our opponent disappearing for good after a series of shots had struck the clay ramparts directly in front of his face. (p.65)
Why the -ing on the end of disappear?

‘Recouvrance was a remote village, nestling in pretty chalk hills, to where all the regiments in the division dispatched a few of their young men to receive a thorough schooling in military matters…” (p.16)
Why not just delete ‘to’? And replace ‘dispatched’ with ‘sent’?

Maybe the resolutely un-English nature of many of the sentences and the un-English atmosphere which hovers over the entire text is a deliberate strategy to convey the un-English nature of Jünger’s original German.

But I doubt it because many of the sentences in Hofmann’s introduction have the same broken-backed, wrong-word-order, clumsy clauses, not-quite-English feel about them.

As I read Hofmann’s translation I compared it with the first translation of Storm of Steel into English which was made by Basil Creighton back in 1930, and which I borrowed from my local library. Creighton’s translation of that last excerpt reads:

Recouvrance was a remote little village hidden among delightful chalk hills. A certain number of the more youthful of us were sent there from the division to receive a thorough military training…

Though not perfect, Creighton’s version has more of the rhythm of ordinary English prose, and is therefore much more readable, than the Hofmann.

Erratic vocabulary and register

Hofmann is an acclaimed poet – which maybe explains why in some places he shows a deliberately refractory choice of phrasing and word order – why he often flaunts odd words and phrases – in a way common in modern poetry but which stands out next to Creighton’s straightforwardly factual (if sometimes dated) prose.

This often leads Hofmann into what I thought was a curiously tin ear for register, by which I mean the way a writer chooses vocabulary and phrasing, manages the positioning of subordinate clauses and so on, in order to create a consistent style or voice.

To give a specific example, Hofmann seems to deliberately combine terms which are inappropriate or anachronistic in order to create a clash of registers. Take this sentence:

After this incident I betook myself to my dugout, but today too there was no chance of any restorative kip. (p.74)

‘Betook myself to’? When do you think that phrase was last used in everyday speech or writing? It sounds like Dr Johnson and the Augustans to me. Googling it you find that ‘betook myself’ is included in Edgar Allen Poe’s poem The Raven, which was written in the mid-19th century in a deliberately archaic and Gothic style. In other words, the phrase was old in 1845.

On the other hand ‘kip’ is a slang term for sleep which reminds me of George Orwell’s use of it in Down and Out in Paris and London in the 1930s, where it has the feel of the rough, lower-class, Victorian vocabulary used by Orwell’s tramps.

Bringing them together in the one sentence – an extremely archaic 18th century idiom running into a 1930s slang term – creates, for me, a car crash of registers. And neither of them are what you’d call modern colloquial or formal English. They create a made-up register, an invented English.

Why? Maybe we are meant to accept it as the style of a famous poet playing with language. ‘He’s a poet; of course he’s going to give you a poetic translation!’

Which is all well and good in the privacy of his own writing where he can do as he pleases – but when he is translating a notable foreign author surely he should try to recreate a consistent register of English which is the nearest possible replication of the original author’s tone of voice. Isn’t that the goal of most translations?

(Incidentally, the insertion of ‘too’ in the ‘betook’ sentence is something no English speaker would do, but is instead a quite obvious direct translation of the German word auch and is placed where the German word comes in the sentence: aber heute auch – ‘but today also’. An English writer might say: ‘After this incident I went back to my dugout but once [or yet] again there was no chance of a restorative sleep.’)

To take another tiny, jarring detail, I was pulled up short when Hofmann has Jünger use the term ‘grunt’ (pp.133, 196) for infantryman. Now ‘grunt’ is a well-known word to anyone who’s read about the Vietnam War of the 1960s, where it became the universal term for the American infantry, expressing a combination of embattled fondness for the dumb front-line soldiers with contempt for the shitstorm their superiors had dumped them in. Looking it up, I find that ‘grunt’ was first recorded in this sense in print in 1969.

My point is that all this word’s associations are to Vietnam – to choppers, ‘gooks’, napalm at dawn and so on. Dropping it into your translation of Jünger describing the First World War is like dropping a couple of seconds of colour film into a black-and-white Charlie Chaplin movie. It is a deliberately jarring anachronism.

It seemed to me that at moments like this the translator is grandstanding, making more of an effort to display his modernist taste for unexpected juxtapositions of register, signalling what a poet he is – rather than concentrating on translating Jünger into clear, effective and tonally consistent prose.

Sometimes Hoffman has Jünger use low-class phrases like ‘argy-bargy’ (pp.155, 245) and ‘getting on our wicks’ (p.149) – phrases more evocative of Eastenders than an élite Germany infantry officer of 1917.

But at the other extreme of class diction, after our hero survives a violent foray into the British trenches, Hoffman has him overhearing a common soldier saying:

‘I must say, though, that Lieutenant Jünger is really something else: my word, the sight of him vaulting over those barricades!’

‘I must say… My word’! Does Hoffman really think that an ordinary squaddie – one of the common infantry he describes as ‘grunts’ – would actually talk like that? While he has posh, upper-class officers says things are ‘getting on our wicks’. It is a topsy-turvy use of registers.

Where and when is this English set? Is it with Edgar Allen Poe in 1845, with Orwell’s tramps’ during the depression, 1920s Jeeves and Wooster banter, or in 1967 Vietnam slang? This prose is all over the place.

German word order

I studied German at GCSE level. Not enough to be fluent but enough to have a feel for its grammar and very different word order from English. So I kept having the feeling that Hofmann, happy to play havoc with the register of his prose, also made a point of clinging to the original German word order.

Maybe, again, this is a deliberate strategy to convey the ‘otherness’ of the original German, but too often it simply has the result of obscuring Jünger’s actual meaning.

For example, Jünger first experiences a really heavy artillery barrage at les Éparges in 1915. He feels weirdly disconnected from the mayhem around him. Hofmann has:

This meant I was unafraid; feeling myself to be invisible, I couldn’t believe I was a target to anyone, much less that I might be hit. So, returned to my unit, I surveyed the territory in front of me with great indifference. (p.27)

Note the way he handles the subordinate clauses in these sentences. French and German users often put descriptions of something or someone or an action that the subject of the sentence has taken, into a subordinate clause right next to the subject or object. They write:

The ball, having been kicked by Daisy, rolled across the grass.

Francois, a man I had never liked, opened the door.

It often makes French and German prose, if translated literally, feel clotted or lumpy. Deciding what to do with these stumpy subordinate clauses is one of the chief problems facing anyone translating from those languages into English.

Because in flowing, idiomatic English, we prefer to give such clauses a main verb and subject of their own, sometimes inserting them into the main sentence, or – if that’s too tricky – just breaking a long clotted sentence up into two simpler ones. This makes them flow better, and it makes the prose more punchy and effective because, instead of a passive past participle, you have an active verb. So we write:

Daisy kicked the ball and it rolled across the grass.

Francois opened the door. I had never liked him.

Clearer, simpler, more active. Let’s look at that passage again:

This meant I was unafraid; feeling myself to be invisible, I couldn’t believe I was a target to anyone, much less that I might be hit. So, returned to my unit, I surveyed the territory in front of me with great indifference. (p.27)

Twice in this short passage Hofmann uses subordinate clauses, and these create a sense of passivity: ‘feeling myself to be invisible’ and ‘returned to my unit’ are both adjectival phrases describing the ‘I’ which immediately follows. They blunt the potential for active verbs. They weight the subject down like a ball and chain. They make the prose inactive and heavy.

Compare and contrast with Creighton’s translation of the same passage:

At the same time I had no fear. For I felt that I was not seen, and I could not believe that anyone aimed at me or that I should be hit. Indeed, when I rejoined my section I surveyed our front with complete calm. It was the courage of ignorance.

Not perfect prose either, I grant you, but note:

  1. Hofmann’s passive subordinate clauses have become phrases led by an active verb – ‘feeling myself to be invisible’ has become ‘I felt that I was not seen’, and ‘returned to my unit’ becomes ‘when I rejoined my section’. Feels brighter and more lively, doesn’t it? The point is that Hofmann tucks away a lot of information in clauses which – as the name suggests – are subordinate – passive, veiled and hidden. Creighton’s prose brings this information out into the daylight as active phrases which contribute to the flow of the prose and which the reader notices more.
  2. And this greater activity is really rammed home by Creighton’s final sentence which has the ta-dah! impact of the pithy couplet at the end of a Shakespeare sonnet. ‘It was the courage of ignorance’ is exactly the kind of didactic punchline the paragraph is crying out for, which brings the point out into the open and rams it home. (It’s easier to feel the impact of this last sentence if you’ve read the whole of the previous sequence of paragraphs: it neatly sums up an entire passage.)

The result of all this is that I didn’t really notice this passage at all when I read it in the Hofmann. It just drifted by, passive, subordinate and veiled. Whereas when I read the Creighton version, this passage really leaped out at me as the pithy and powerful conclusion of a man who had been through his first artillery barrage and now, looking back, realises how naive and foolish he was to have felt so confident.

It was only in the Creighton translation that I understood the point Jünger was making.

So: from very early on in my reading, I had the impression that Hofmann was more interested in tickling the tastebuds of modish readers who like poetic effects (jarring, modernist, poetic effects) than in finding a consistent register which would allow Jünger’s meaning and conclusions to come over as clearly, consistently and powerfully as possible.

To be even blunter – I felt that in reading the Hofmann, I not only had to put up with a steady flow of clunking un-English phraseology and word order, but that I was missing a lot of what Jünger wanted to say.

Hofmann’s clunks

At four o’clock already we were roused from our bed put together from bits of furniture, to be given our steel helmets. (p.93)
This is German word order, not English. French and German uses the equivalent of ‘already’ a lot more than we do in English. It’s a giveaway sign that the German is being translated word for word rather than into idiomatic English.

All was swathed in thick smoke, which was in the ominous underlighting of coloured flares. (p.95)

When morning paled, the strange surroundings gradually revealed themselves to our disbelieving eyes. (p.97)
Show-off, poetic use of ‘pale’ as a verb.

In my unhealthy irritation, I couldn’t help but think that these vehicles followed no other purpose than to annoy us… (p.102)
I don’t think ‘to follow a purpose’ is an English idiom. We’d say ‘had no other purpose’, though it’s still clunky phrasing. How about: ‘I couldn’t help thinking the only point of these vehicles was to annoy us…’

The following morning, the battalion marched off into the direction of heavy firing… (p.131)
Doesn’t he mean either ‘in the direction of’ or, more simply, ‘towards’?

We ate heartily, and handed the bottle of ’98 proof’ around. Then we settled off to sleep… (p.166)
‘Settled off’? Obviously he means ‘settled down’. This is not English. Why wasn’t this book proof read by an English speaker?

Our first period in position passed pleasantly quietly. (p.142)

In the evening, the shelling waxed to a demented fury. (p.161)
‘Waxed’? I know that it can mean ‘grew’, but it hasn’t been used in this sense since Shakespeare.

German humour

Maybe they simply don’t survive Hofmann’s clumsy translation, but what appear to be  Jünger’s attempts at humour aren’t very funny. For example, I think the following is intended to include both a stylish reference to a German literary figure, and to be itself a humorous description of trying to get rid of lice.

Fairly unscathed myself thus far by that scourge, I helped my comrade Priepke, an exporter from Hamburg, wrap his woollen waistcoat – as populous as once the garment of the adventurous Simplicissimus – round a heavy boulder, and for mass extermination, dunk it in the river. Where, since we left Hérinnes very suddenly, it will have mouldered away quietly ever since. (p.20)

This is godawful English prose. What a mouthful of marbles! In Creighton’s version this becomes:

As I had been more or less free from this plague, I assisted a friend, Priepke, to deal with his woollen vest, which was as populous as the habit of Simplicius Simplicissimus of yore. So we wrapped it round a large stone and sank it in a stream. As our departure from Herne followed very suddenly upon this, it is likely that the garment enjoys a quiet resting-place there to this day.

Creighton’s version is not brilliant either, but at least he makes the sensible move of breaking up the long clotted main sentence into two smaller sentences. And the use of ‘so’ at the start of the second sentence gives a sense of logic and clarity to the description.

Still not that rib-tickling, though, is it?

In his introduction Hofmann devotes a couple of pages to explaining what an awful translator Creighton was, and how he made literally hundreds of elemental mistakes in his understanding of German. Maybe. But his version is much more readable than Hofmann’s. If Hofmann’s accusations against Creighton are true then, alas, it seems that the reader is stuck with two very flawed translations.

Worse, it appears that the Creighton contains content – passages of reflection and philosophising – which are simply not present in the Hofmann. Presumably this is because Creighton was translating from one of the more wordy and reflective versions of the book, and Hofmann has chosen to translate one of the leaner versions or to himself cut out the philosophising passages.

It is in these sections that Jünger gives his thoughts about the meaning of war and bravery. Creighton has quite a few of them; Hofmann has none. Maybe this makes the Hofmann version more pure and elemental but it does mean that the average English reader will never get to see and read Jünger’s thoughts about his central subject – men in war.

From all this I conclude that maybe what this important book deserves is some kind of scholarly variorum edition. An edition which:

  • clearly explains the textual history of the book
  • summarises the changes between all the different versions
  • decides which version to translate (and explains why)
  • renders it into clear, unfussy English

But which also features extensive footnotes or endnotes which include the important passages from all the other versions, so we can see how Jünger chopped and changed the text, and with notes explaining why he did this and how it reflected his evolving attitude towards the subject matter.

Jünger’s detached attitude

As to the actual content of the book, it is notorious for Jünger’s apparently cold, detached and heartless description of what he experiences.

There is absolutely no build-up in the way of the author’s birth, upbringing, family, education, feelings on the outbreak of war, agonising over which regiment to join and so on, none of the bonhomie and chat and certainly none of the humour which characterises, say, Robert Graves’s famous war book, Goodbye To All That.

Instead we are thrown straight into the action: the narrator just steps off a train in France, is told to line up with his squad, is marched to a village, has his first experience of shellfire, sees some men from a different unit get killed, and then he’s taken up the line and starts the trench soldier’s existence of sleeplessness, cold and discomfort.

It is a little as if an utterly detached intelligence from another planet has been embedded in a human body and proceeds to do everything it’s told, while all the time observing the strange human creatures and their customs.

I still viewed the machinery of conflict with the eyes of an inexperienced recruit – the expressions of bellicosity seemed as distant and peculiar to me as events on another planet. (p.27)

It’s only some way into the text that we even learn the year he’s describing, namely 1915. It is a bare bones approach. In the fifth chapter (‘Daily life in the trenches’) the text really returns to the ‘bones’ of his experience, as it reverts to its original format as a diary, each paragraph starting with a date and the events of that day. We follow a straightforward chronological sequence of dates which takes us through the summer and autumn 1915, through Christmas, and into the spring of 1916.

The names of lots of soldier comrades are given, but only in the briefest, most clinical way. Often they’re only mentioned on the date they die, in fact most of the diary entries are clipped descriptions of who died on what day, and how.

Jünger doesn’t seem to have any close friends. He certainly doesn’t have the witty conversations with them that Graves does, or hang out with a few close buddies like Frederick Manning does in his brilliant war memoir, The Middle Parts of Fortune.

Instead, Jünger observes with cool detachment everything that happens around him. After he’s wounded the first time – a shrapnel laceration across his thigh – Jünger is brought back to a clearing station, where the surgeon is overwhelmed with casualties.

At the sight of the surgeon, who stood checking the roster in the bloody chaos, I once again had the impression, hard to describe, of seeing a man surrounded by elemental terror and anguish, studying the functioning of his organisation with ant-like cold-bloodedness. (p.32)

As it happens, among his many other achievements, Jünger lived to become a famous entomologist i.e. an expert on insects, and went on to write books on the subject after the war. So it strikes me that his portrait of the surgeon, calm and detached among the slaughter, watching the people around him as if they were insects to be studied – is in fact Jünger’s self-portrait of himself.


Jünger’s vision of war

What it lacks in warmth, humour or human touch, the book more than makes up for with the thing that makes it so powerful, which helped it grow into a classic – which is Jünger’s hugely compelling descriptions of the brutal, the eerie, the strange, the heroic and the primordial nature of this utterly new kind of total war, and of the terrifying new race of men it seemed to be breeding.

Physical disgust

In the rising mist, I leaped out of the trench and found a shrunken French corpse. Flesh like mouldering fish gleamed greenishly through splits in the shredded uniform. Turning round, I took a step back in horror; next to me a figure was crouched by a tree. It still had gleaming French leather harness, and on its back was a fully packed haversack, topped by a round mess-tin. Empty eye-sockets and a few strands of hair on the bluish-black skull indicated that the man was not among the living. There was another sitting down, slumped forward towards his feet, as though he had just collapsed. All round were dozens more, rotted, dried, stiffened to mummies, frozen in an eerie dance of death. (p.25)

Not only are there corpses all around, but the book gives us hundreds of descriptions of men being shot, eviscerated, decapitated, buried alive, flayed by shrapnel, burned to death by fire, stifled by gas, and exploded.

There was another whistling high up in the air. Everyone had the choking feeling: this one’s heading our way! Then there was a huge, stunning explosion – the shell had hit in our midst.

Half stunned I stood up. From the big crater, burning machine-gun belts spilled a coarse pinkish light. It lit the smouldering smoke of the explosion, where a pile of charred bodies were writhing, and the shadows of those still living were fleeing in all directions. Simultaneously, a grisly chorus of pain and cries for help went up. The rolling motion of the dark mass in the bottom of the smoking and glowing cauldron, like a hellish vision, for a moment tore open the extreme abysm of terror. (p.225)

The rate of deaths, the endless stream of deaths Jünger sees at first hand, right in front of him, never lets up, is staggering, stupefying. So many men, so many terrifying woundings, eviscerations, liquidations, smashings, manglings and screams of pain.

NCO Dujesiefken, my comrade at Regniéville, was standing in front of my foxhole, begging me to get into the trench as even a light shell bursting anywhere near would cause masses of earth to come down on top of me. An explosion cut him off: he sprawled to the ground, missing a leg. He was past help. (p.230)

Beside the ruined cottage lay a piece of trench that was being swept with machine-gun fire from beyond. I jumped into it, and found it untenanted. Immediately afterwards, I was joined by Oskar Kius and von Wedelstädt. An orderly of von Wedelstädt’s, the last man in, collapsed in mid-air, shot through one eye. (p.237)

One man beside me from the 76th, a huge Herculean dockworker from Hamburg, fired off one shot after another, with a wild look on his face, not even thinking of cover, until he collapsed in a bloody heap. With the sound of a plank crashing down, a bullet had drilled through his forehead. He crumpled into a corner of the trench, half upright, with his head pressed against the trench wall. His blood poured onto the floor of the trench, as if tipped out of a bucket. (p.248)

On his six visits to dressing stations in the rear and then on to hospitals to be treated, Jünger is in the company of men weeping and screaming from all sorts of pitiful wounds. At one hospital he is told they had received 30,000 casualties in the previous three weeks. Men die horrible deaths left, right and centre, all the time, unrelentingly. Death death death.

In the spring the ice and frost melt and the walls of the trenches thaw and dissolve, revealing the massed bodies and equipment of the men of 1914 and 1915, whose bodies had been built into the defences. The soldiers find themselves treading on the slimy gloop of the decomposing corpses from last year’s battles.

The scale of the killing is inconceivable.

Heightened alertness

Yet Jünger combines countless examples of disgusting physical injury and the ubiquity of slimy, popping, farting, rotting corpses, with an unquenchable lust for life and excitement. Nothing can stop his steely patriotism and lust for excitement.

Whenever possible he volunteers to go on night patrols into no man’s land, risking his life for often trivial rewards or none at all, generally ending up haring back to his own lines as rifle and machine gun fire starts up from the British or French opposite. But to be out there, sneaking silently in the presence of Death, is to be alive as nowhere else.

These moments of nocturnal prowling leave an indelible impression. Eyes and ears are tensed to the maximum, the rustling approach of strange feet in the tall grass is an unutterable menacing thing. Your breath comes in shallow burst; you have to force yourself to stifle any panting or wheezing. There is a little mechanical click as the safety-catch of your pistol is taken off; the sound cuts straight through your nerves. Your teeth are grinding on the fuse-pin of the hand-grenade. The encounter will be short and murderous. You tremble with two contradictory impulses: the heightened awareness of the huntsman, and the terror of the quarry. You are a world to yourself, saturated with the appalling aura of the savage landscape. ( p.71)

Battlefield stress

Sometimes it all seems like a dream or a nightmare, a waking nightmare from which there is no escape. On one occasion, caught out in no man’s land when his little squad bumps into some foraging Brits, the two groups fall to mad hand-to-hand fighting in which all their 20th century weapons fail, leaving only wordless, primitive struggle.

After one shot the magazine had clicked out of my pistol grip. I stood yelling in front of a Briton who in his horror was pressing his back into the barbed wire, and kept pulling the trigger. Nothing happened – it was like a dream of impotence. (p.88)

Later, Jünger is behind the lines in the village of Fresnoy when it comes under a pulverising artillery bombardment that blows houses to pieces and human beings into shreds of flesh.

I saw a basement flattened. All we could recover from the scorched space were the three bodies. Next to the entrance one man lay on his belly in a shredded uniform; his head was off, and the blood had flowed into a puddle. When an ambulanceman turned him over to check him for valuables, I saw as in a nightmare that his thumb was still hanging from the remains of his arm. (p.135)

It is a world of despairingly horrific sights and intense visions. A world in which everything is bright, overlit, too vivid, permanently visionary.

Like a vision in a dream, the sight, lit only by falling sparks, of a double line of kneeling figures at the instant in which they rose to advance, etched itself into my eye. (p.147)

A world in which even things which have just happened are so outside the range of normal human experience that they are impossible to process in any rational way.

I experienced quite a few adventures in the course of the war, but none was quite as eerie as this. It still makes me feel a cold sweat when I think of us wandering around among those unfamiliar trenches by the cold early light. It was like the dream of a labyrinth. (p.190)

Unsurprisingly, so many close encounters with death – not just close, but so irrational, so uncanny, so deep, arousing the cave man or the prehuman in their souls – had psychological repercussions.

It was only afterwards that I noticed that the experience had taken its toll on my nerves, when I was lying on my pallet in my dugout with my teeth chattering, and quite unable to sleep. Rather, I had the sensation of a sort of supreme awakeness – as if I had a little electric bell going off somewhere in my body. The following morning I could hardly walk. (p.88)

But like the men he so fulsomely praises, Jünger does get up, he commands, he leads, he doesn’t stop.

The emotions of war

The intensity of the war, the relentless bombardment, the lack of sleep, the continual toll of deaths from snipers or random mortar bombs, gives rise to new emotions and feelings – strange hilarities, clarities, hysterias – which he observes working within himself.

Here, and really only here, I was to observe that there is a quality of dread that feels as unfamiliar as a foreign country. In moments when I felt it, I experienced no fear as such but a kind of exalted, almost demoniacal lightness; often attended by fits of laughter I was unable to repress. (p.93)

And he repeatedly describes the madness of combat, the crazed exhiliration of the charge, bayonets fixed, down a confusing warren of corpse-strewn trenches, towards the top, and over into the face of the enemy.

On, on! In one violently bombarded defile, the sections backed up. Take cover! A horribly penetrating smell told us that this passage had already taken a good many lives. After running for our lives, we managed to reach a second defile which concealed the dugout of the front-line commanding officer, then we lost our way again, and in a painful crush of excited men, had to turn back once more. At the most five yards from Vogel and me, a middle-sized shell struck the bank behind us with a dull thump, and hurled mighty clods of earth over us, as we thought our last moment had come. Finally, our guide found the path again – a strangely constellated group of corpses serving as a landmark. One of the dead lay there as if crucified on the chalk slope. It was impossible to imagine a more appropriate landmark.

On, on! Men collapsed while running, we had to threaten them to use the last energy from their exhausted bodies. Wounded men went down left and right in craters – we disregarded their cries for help. We went on, eyes implacably on the man in front, through a knee-high trench formed from a thin chain of enormous craters, one dead man after another. At moments we felt our feet settling on soft, yielding corpses, whose form we couldn’t make out on account of the darkness. The wounded man collapsing on the path suffered the same fate: he too was trampled underfoot by the boots of those hurrying ever onwards. (pp.96-97)

Courage

And in this strange landscape, between the midnight hunting in no man’s land, the grinding lack of sleep of the nightly sentry routine, and the appallingly unrelenting artillery bombardments unleashed by the British, amid all this horror, Jünger’s comrades do not defect or resile. They stand to when ordered to. They muster by the revetments of the trenches causing Jünger to burn with pride.

It was in the course of these days that I learned to appreciate these men with whom I was to be together for two more years of the war. What was at stake here was a British initiative on such a small scale as barely to find mention in the histories of both armies, intended to commit us to a sector where the main attack was not to be. Nor did the men have much to do, only cover the very small amount of ground, from the entrance of the shelter to the sentry posts. But these few steps needed to be taken in the instant of a great crescendo of fire before an attack, the precise timing of which is a matter of gut instinct and feeling. The dark wave that so many times in those nights welled up to the traverses through fire, and without even an order being possible, remained with me in my heart as a personal yardstick for human trustworthiness. (p.85)

Something awesome is happening, and Jünger brilliantly conveys its tensed uniqueness.

These instants, in which the entire complement of men stood behind the traverses, tensed and ready, had something magical about them; they were like the last breathless second before a hugely important performance, as the music is turned off and the big lights go up. (p.77)

New men

For amid this inferno, a new race of men is being forged.

A runner from a Württemberg regiment reported to me to guide my new platoon to the famous town of Combles, where we were to be held in reserve for the time being. He was the first German soldier I saw in a steel helmet, and he straightaway struck me as the denizen of a new and far harsher world… Nothing was left in his voice but equanimity, apathy; fire had burned everything else out of it. It’s men like that that you need for fighting. (p.92)

Invulnerable, invincible men of steel, forged in the furnace of war.

As the storm raged around us, I walked up and down my sector. The men had fixed bayonets. They stood stony and motionless, rifle in hand, on the front edge of the dip, gazing into the field. Now and then, by the light of a flare, I saw steel helmet by steel helmet, blade by glinting blade, and I was overcome by a feeling of invulnerability. We might be crushed, but surely we could not be conquered. (p.99)

New men. Men of the future. The Overmen.

There was in these men a quality that both emphasised the savagery of war and transfigured it at the same time: an objective relish for danger, the chevalieresque urge to prevail in battle. Over four years, the fire smelted an ever-purer, ever-bolder warriorhood. (p.140)

Something primordial

Men being shaped anew in the storm of steel because these are conditions and circumstances unlike any ever experienced by any humans in all previous human history.

From nine till ten, the shelling acquired a demented fury. The earth shook, the sky seemed like a boiling cauldron. Hundreds of heavy batteries were crashing away at and around Combles, innumerable shells criss-crossed hissing and howling over our heads. All was swathed in thick smoke, which was in the ominous underlighting of flares. Because of racking pains in our heads and ears, communication was possible only by odd, shouted words. The ability to think logically and the feeling of gravity, both seemed to have been removed. We had the sensation of the ineluctable and the unconditionally necessary, as if we were facing an elemental force. (p.95)

The sheer unrelenting killing machine mincing its way through human flesh on an unprecedented scale awakes echoes of something infinitely primitive, primordial, echoes of pre-human conditions, the beginning or end of the world.

The whole scene – the mixture of the prisoners’ laments and our jubilation – had something primordial about it. This wasn’t war; it was ancient history. (p.150)

Conclusion

Storm of Steel follows Jünger’s diary in giving the German point of view of a number of Western front battles, in chronological order, from 1915 to 1918, including the Battle of the Somme and leading up to the German spring offensive of 1918, followed by the Allied counter-attack in the summer of 1918. At this point Jünger was wounded for the sixth time, and he was recuperating back in Germany when the war ended.

The text could be used as evidence of the camaraderie of the German forces, or of their officers’ awareness of their material inferiority to the Allies, or of their confidence in the superiority of the German fighting spirit.

The Creighton translation has an introduction by one R.H. Mottram, who himself fought in the war. In his opinion Storm of Steel is evidence of the obtuse refusal to face reality of the entire Germany military class. After the failure of the Schlieffen Plan in October 1914, it became clear that the war could only ever end with Allied victory – yet the German High Command stretched it out for four long, bitter years of psychological denial, resulting in ten million unnecessary deaths.

There are occasional moments when Jünger reveals a human side. Half way through the book there’s an unexpected passage in which Jünger discovers that his brother, who had also enlisted, is fighting in a unit right alongside his own. He immediately goes to find him, in the heat of a battle and, discovering him wounded in a farmhouse, arranges for him to be carried back to a field hospital in a piece of tarpaulin, probably saving his life.

So, all in all, Storm of Steel contains much material for historians or literary critics, psychologists or military analysts, to excerpt and analyse.

And there are countless details to shock and grab the casual reader’s attention, like the little girl lying in a pool of her own blood in a bombed-out village, or the soldier thrown into the exact pose of the crucifixion by a shell blast – the kind of details which feed into the modern liberal consensus that war is hell.

But in my opinion, all these elements are eclipsed by Jünger’s terrifying sense of a new world of war emerging, a world of unprecedented destruction and obliteration, in which a wholly new breed of heartless, battle-hardened warriors would arise to fight and flourish. Emerging from his visceral description of total war is a nightmare vision of the future, and an even more destructive conflagration to come.

As though waking from a deep dream, I saw German steel helmets approaching through the craters. They seemed to sprout from the fire-harrowed soil like some iron harvest. (p.235)


Related links

Other blog posts about the First World War

Rhythm and Reaction @ Two Temple Place

This is a surprisingly in-depth and thorough account of the arrival of jazz in Britain and its impact not just on popular music, but on the technology behind it (recording studios, radios, gramophones), on the design of everything from fabrics to dresses to shoes to tea sets, its appearance on posters and adverts, and its depiction in the fine arts, too.

And it’s FREE.

The exhibition is curated by Catherine Tackley, Professor and Head of Music at the University of Liverpool, one of the UK’s leading authorities on jazz, and it really shows. She’s authored a book on the subject – The Evolution of Jazz in Britain, 1880–1935 – and the two big galleries and hallway are dotted with wall panels packed with historical information.

The Original Dixieland Jazz Band at The Palais de Dance, Hammersmith 1919. Photograph, Max Jones Archive © Max Jones Archive

The Original Dixieland Jazz Band at The Palais de Dance, Hammersmith 1919. Photograph, Max Jones Archive © Max Jones Archive

Minstrels and ragtime

The chronology starts before the turn of the twentieth century with photos and props showing the earliest stage performances of black minstrel music. This developed into ‘ragtime’ just about the time of the Great War. There are photos of some of the early stars of both forms as well as a wall of banjos, the signature instrument of late-19th century minstrel shows. Apparently, visiting Afro-American banjo players gave lessons to the future King Edward VII.

American banjos from the 1870s and 80s

American banjos from the 1870s and 80s

The craze for ragtime swept Britain’s cities in 1912 or so, epitomised by the hit show Hullo Ragtime. There’s a display case of contemporary cartoons and postcards showing comic situations all based on the new sound and its jagged funky dance style.

I especially liked the caricatures by W.K. Haselden, including one where the new syncopated music is presented to a board of very stiff old bishops who, in a sequence of cartoons, slowly loosen up until they are jiving round the floor in pairs. (As it happens, googling W.K. Haselden brings up some of his anti-suffragette cartoons of the day.)

Jazz arrives

It was only in 1919 that the first actual jazz bands arrived in Britain, specifically an all-white outfit called the Original Dixieland Jazz Band. In fact, the majority of the jazz which Britons heard and danced to during the Jazz decade, the Roaring Twenties, was performed by white musicians who quickly adapted to the new sound.

Jazz had a huge impact on popular culture. In terms of live performances it quickly spread throughout post-war dance halls and bars. The vibrant new sound, and the revolutionary new and uninhibited dances which went with it, were captured in the new medium of film, and the exhibition features half a dozen clips of crash-bang jazz performers, or of nightclub performers putting on floor shows to jazz accompaniments. Eat your heart out, Keith Moon!

The exhibition has lined up a playlist of vintage jazz for visitors with smart phones to access via Spotify, so you can listen while you read while you look.

Impact on the fine arts

The show features a sequence of paintings by artists who responded to the new sound. These include several works by Edward Burra, who went to New York in the early 30s to seek out the music on its home turf and painted what he saw there.

I was thrilled to see several works by Vorticists, the home-grown alternative to Cubism led by Vorticist-in-chief Wyndham Lewis. The show includes an original menu designed by Lewis for the ‘Cave of the Golden Calf’ nightclub, admittedly just before the Great War (and jazz) but a forerunner of the kind of post-War dives and nightclubs which would feature the new sounds. The Vorticist theme is continued with the inclusion of several works by the painter William Patrick Rogers.

The Dance Club (The Jazz Party) 1923 by William Patrick Roberts © Estate of John David Roberts

The Dance Club (The Jazz Party) 1923 by William Patrick Roberts © Estate of John David Roberts

Next to Roberts’ energetic Vorticist caricatures, are hung a number of more staid and traditional paintings, maybe reflecting the reaction against war-time modernism and the move back towards greater figurativeness and social realism of the 20s and 30s, as in this painting by Mabel Frances Layng.

Tea Dance by Mabel Frances Layng (1920)

Tea Dance by Mabel Frances Layng (1920)

Decorative jazz

You’d expect artists to paint the new thing, just as they had painted scenes from nightclubs, theatres and the opera for decades. What was more surprising and interesting about the exhibition was the way jazz-inspired motifs appeared in the decorative arts. There are several wall-height hangings of fabrics created using jazz designs, images of jiving bodies, or even more abstract, zig-zag patterns conveying a dynamic sense of movement.

Maybe the most unexpected but striking artefacts were the jazz-inspired ceramics – including some wonderfully colourful vases and a jazz-inspired Royal Winton tea service.

Royal Winton, Grimwades Jazz Coffee Set (1930s) Ceramic Private Collection © Two Temple Place

Royal Winton Grimwades Jazz Coffee Set (1930s) Ceramic Private Collection © Two Temple Place

Jazz memorabilia

There’s a section devoted to old gramophones such as my grand-dad might have owned, along with shelves full of delicate old 45 rpm records, and 1920s covers of Melody Maker magazine giving the hot news on the latest from the jazz scene.

For a long time records could only handle 3 or 4 minutes of music, which made recording classical music problematic, but was perfect for the new punchy jazz numbers.

Similarly, as the newly founded British Broadcasting Corporation (established in 1922) began broadcasting, it encountered problems scheduling entire orchestras to play classical pieces which could be up to two hours long. On the other hand, the house bands from, say, the Savoy ballroom, could easily fit into a modest-sized studio in Broadcasting House and play precisely to a half-hour or hour-long time slot, as required. Very handy.

Thus the requirements of the new technology (the practicality of radio, the time limitations of records) and the format of the new music (short and flexible) conspired to make jazz both more popular and accessible than previous styles.

And more collectible. By the 1930s record collecting was well-established as a hobby, with networks of ‘rhythm clubs’, shops and specialist magazines.

The Melody Maker, Xmas 1929 © Time Inc. (UK) Ltd, courtesy of the National Jazz Archive

The Melody Maker, Xmas 1929 © Time Inc. (UK) Ltd, courtesy of the National Jazz Archive

Visits of the jazz greats

Meanwhile, back with the story of the music itself, a series of wall labels in the stairwell describe how the visits of leading black jazz artists in the 1930s deepened the understanding of British musicians and fans alike to the black origins of the music, and to its real expressive potential.

Louis Armstrong visited in 1932 and Duke Ellington in 1933, as shown in British press photographs of the day. It is hard to credit the photo of Fats Waller playing the Empire Theatre, Glasgow, in 1938. Talk about ‘when worlds collide’.

The section on Bronislava Nijinska the ballet dancer was unexpected. Nijinska trained and performed with Diaghilev’s famous Ballets Russes. In 1925 she left to set up her own company, the Théâtre Chorégraphique, where she developed a piece titled Jazz based on Stravinsky’s 1918 piece, Ragtime.

The exhibition features sketches for the dancers’ costumes as well as display cases showing two full-length outfits for Jazz. And the first venue in the world where this wonderfully cosmopolitan piece was premiered was — Margate! Before moving on to Eastbourne, Lyme Regis, Penzance and Scarborough.

Costumes for Bronislava Nijinska's production of Jazz (1925)

Costumes for Bronislava Nijinska’s production of Jazz (1925)

The jazz ban

Maybe the most interesting historical fact I learned was that the British government brought in a travel ban on American jazz bands in 1935. This was in response to calls from the British Musicians Union to retaliate for a similar American ban on British bands playing over there – but it’s hard not to think that the British public was by far the biggest loser.

Individual soloists (such as Fats or Sidney Bechet) were allowed to travel here, and play with pick-up bands – but this one single fact maybe explains why the kind of ‘Trad Jazz’ my Dad liked lingered on in this country long after American jazz had evolved through swing and bebop into cool jazz by the middle 1950s, when the ban was finally dropped.

It helps to explain the oddly reactionary image which British jazz fans acquired by the 1950s (I think of Kingsley Amis and Philip Larkin’s grumpy devotion to the earliest jazz styles).

Premier Swingster 'Full Dress' Console drum kit (1936) courtesy of Sticky Wicket's Classic drum Collection

Premier Swingster ‘Full Dress’ Console drum kit (1936) courtesy of Sticky Wicket’s Classic drum Collection

Two Temple Place

Two Temple Place is on the Embankment, a few hundred yards east of the Savoy Hotel. It is an extraordinary building, worth a visit in its own right.

The American William Waldorf Astor was one of the richest men in the world when he decided to move to England in 1891. He wanted a building with offices which he could use as a base to manage his impressive portfolio of properties in London and so, in 1895, he bought the small Gothic mansion on the Victoria Embankment at Two Temple Place overlooking the River Thames. He commissioned one of the foremost neo-Gothic architects of the late-nineteenth-century, John Loughborough Pearson, to carry out a $1.5 million renovation in order to turn it into the ‘crenellated Tudor stronghold’ we see today.

Two Temple Place, London WC2R 3BD

Two Temple Place, London WC2R 3BD

It is pure pleasure to wander round inside the remarkable building, marvelling at the intricate wood panelling on all the walls and, in particular, on the elaborate staircase – as well as the spectacular stained glass creations in the Long Gallery upstairs.

The staircase at Two Temple Place

The staircase at Two Temple Place

The building is now owned by the Bulldog Trust and every winter they hold a public exhibition. This is the seventh such show, a joint venture with the Arts Society, and brings together artefacts from museums and galleries around the country, not least from the venerable National Jazz Archive in Essex.

The setting is stunning, and the Rhythm and Reaction exhibition is wonderful, informative and uplifting. And it’s all free. What are you waiting for?


Related links

George Grosz: The Berlin Years by Ralph Jentsch (1997)

This big heavy paperback is the glossy catalogue to a comprehensive exhibition of Grosz’s work which was held in the Peggy Guggenheim Collection back in 1997. The long and detailed text was written by Ralph Jentsch, who is ‘managing director of the Grosz Estate, author of a number of catalogues and books on George Grosz, and a well-known expert in German Expressionism.’

It is a massive compendium of works by Grosz in all media – cartoons, caricatures, book illustrations, oil paintings, watercolours, sketches, drawings, collages and so on, not just from his mature years but starting with his earliest surviving sketches of cowboys and Indians and the heroes of boys’ own adventure stories which he loved as a lad.

There’s also plenty of evocative black-and-white photos of Grosz during the first 40 years of his life (1893 to 1933), featuring lots of semi-private shots of him messing about in his studio or playing the banjo – and also photos which give context to the story, from a typical German pub interior of the 1890s of the sort his father ran, to street scenes in Berlin, where he made the first half of his career.

In total there are 410 numbered works and photos in the main text, plus an additional 67 b&w photos in the 16-page potted biography at the end. It’s a visual feast, as they say, giving you a real sense of the visual universe he inhabited and the one he created.

(This book is the first volume of a two-volume and two-exhibition project – this one covers the Berlin years, the second one covers his time in exile in America, 1933-1959. Later, they were combined into one portmanteau book, link below.)

I’ve summarised Grosz’s life story in my review of his autobiography, A Small Yes and a Big No, no need to do it again. Instead, I’ll just mention half a dozen or so themes, issues or ideas which arise from a careful reading of this big book.

Transition from soft to hard lines

The first thirty or so pages include still life sketches Grosz did in conventional pencil or charcoal using multiple lines and hatching to create light and shade. These go alongside a consciously different style he developed for commercial caricatures, still very formal and multi-lined with an Art Nouveau feel. He had a different style again for the pictures he was hoping to use to start a career as a book designer.

Among the multitude of early sketches there are pub scenes, brawls in the street, and some gruesome (imaginary) murders. The point is – they’re all done in a much scribbled over, blurry, multi-line style.

What’s fascinating is to see how, during the war, he quickly and decisively changed his style to one of spare, scratchy single lines. Stylistically, it’s the decisive move: before – smudgy, obscure, feverishly drawn and overdrawn figures; after – scratchy, one-line figures, buildings, objects.

Evening in Motzstraße (1918)

Evening in Motzstraße (1918)

It’s fascinating to read his own account of how and why the change came about.

In order to attain a style that reproduced the hardness and insensitivity of my subjects, I studied the most direct expressions of art: I copied the folkloristic drawings in the urinals; they seemed to me the expression and most immediate rendering of strong emotions. I was also stimulated by the unequivocalness of children’s drawings. So I gradually reached my knife-hard style that I needed to draw what I saw. (Art in Danger, 1925)

I wonder if any other major artists, anywhere, ever, has credited their style as being derived from the drawings in public lavatories?

This is just one revealing quote from the many which Jentsch gives us from Grosz’s own autobiography, from the prefaces to the books, to the justificatory notes he prepared for each of his court cases, and to the countless letters he wrote to all his friends. We learn that Grosz wrote a vast correspondence to all his friends and acquaintances, kept copies of it all (which survive) and expected long and detailed replies in return – or else the friends were liable to get a none-too-polite reminder.

Grosz is a really fluent and enjoyable prose writer – his descriptions of holidays on the Baltic or the threatening atmosphere of Depression Berlin are a joy to read in their own right.

America

Jentsch’s quotes very liberally from Grosz’s autobiography (it is, after all, extremely jocular and readable) in bringing out Grosz’s obsession with America and its pop culture. As a boy he devoured James Fenimore Cooper’s Leatherstocking novels, as well as the pulp westerns of Karl May, the detective hero Nick Carter, and loved everything American.

Having just read John Willett’s two books about Weimar art and culture, I can see that Grosz’s enthusiasm was part of a much broader cultural trend: the Germans loved American culture. Not only was there jazz which took everyone by storm, but the radio and gramophone were American inventions and everyone round the world fell in love with Charlie Chaplin’s silent comedies.

Later, for the avant-garde designers and architects which Willett’s book describes, America remained the beacon of all things modern, particularly the staggering efficiency of its industry and design. Henry Ford’s many books were bestsellers in Germany, as were the innovations of Frederick Winslow Taylor’s time and motion and efficiency studies.

I always think the most incongruous fan of America in this milieu was the Marxist playwright Brecht, who wrote loads of poems about a fantasy America, devoted a play to Chicago gangsters, as well as setting a number of plays and oratorios there, such as his oratorio about Lindbergh’s famous solo flight across the Atlantic. American jazz, cars, fashions and technology all stood for the exciting and new, liberated from the dead hand of Old Europe and its defunct empires.

Towards the end of his Weimar career (and in the depths of the Great Depression) Grosz’s attitude towards America (like Brecht’s) had become a good deal more satirical and critical. Now he sees all mankind as blindly greedily chasing after the consumer capitalism which America has perfected and exported to the world. But although the attitude has hardened – it’s still America which is at the centre of his thoughts.

Dreams, romantically dispensed and advertised a thousand times over: comfortable living, bath-tub, sports, utility car, and at best a weekend with cocktails and beauty queen. America has shown the way, we’re following after – due to war somewhat behind – in our naturally slow way. Even in Marxist Russia, America is the model and ardently desired goal. The goal is: rational exploitation of all raw material sources so as to procure comfort for the little man on the basis of mass machine production. (quoted page 135)

Just one year later – 1933 – Grosz was himself in America, beginning the long struggle to make a new career, which is described in his autobiography and in the second of these two volumes.

Alas, several of Grosz’s biggest most colourful fantasias on American themes (from the end of the Great War and featuring cowboys with six-shooters, wizened old trappers, gold miners and saloon whores) were confiscated by the Nazis and have never been found, so we only know them from old photos.

Misanthropy

Boy, Grosz hated people, he always hated people, he really hated people. Jentsch’s book clarifies that Grosz never saw action during the Great War, he had a nervous breakdown before he reached the front and ended up back in Berlin making sketches, caricatures and paintings which expressed his virulent hatred for people, for men, and for Germany in particular, for the state which had committed its young men to this suicidal folly and which had wanted to force him into the meat grinder.

It was a combination of loathing Germany and obsessing about America which made him change his name from the original Georg Groβ to the Anglicised George Grosz (just as his close friend and collaborator Helmut Herzfeld changed his name to the Anglicised John Heartfield).

Grosz’s misanthropy makes a mockery of his so-called communist beliefs. He joined the German communist party the day it was set up in November 1918 and played a role in the 1918 Berlin revolution, signing a revolutionary declaration published by a collective of revolutionary artists. But after his trip to the USSR in 1922 (where he actually met Lenin), Grosz quickly lost any political faith and lapsed into a universal contempt for mankind.

Hatred for humanity drips from the hundreds and hundreds of drawings from this era, and from the watercolours in particular, which show a relentless parade of corrupt and ugly old men, apparently surrounded by grim, half-naked prostitutes.

Before sunrise (1922)

Before sunrise (1922)

As Grosz wrote to his friend J. B. Neuman:

My drawings will naturally stay true – they are fireproof. They will later be seen as Goya’s work [is]. They are not documents of the class struggle, but eternally living documents of human stupidity and brutality.

Red

In 1916 to 1918 Grosz went through a red phase, lots of paintings done almost entirely in shades of blazing red. The house is on fire, the city is going up in flames. It didn’t last too long, but while it did it was very, very red.

Metropolis (1917)

Metropolis (1917)

A painting like this displays a raft of his characteristics. The knife-hard outline styling of all the figures is well established. Humans are caricatures with hardly any attempt at naturalistic shading or modelling. Perspective has been thrown away in preference for a crazy vortex of planes which gives the sense of a crashing chaos of urban architecture. Women are more often than not half or completely naked, with a little pubic bush in sight just to ram home the point. Corruption, sex, seediness. Everywhere.

Nudes

Grosz did a surprising number of nude studies, almost all of them unflattering or verging on the grotesque.

More surprisingly, he did a large amount of pornographic sketches and drawings, pornographic in the sense that they show men and women very explicitly and enthusiastically engaging in sexual practices, his misanthropy coming over loud and clear in the fat ugliness of everyone involved.

But there’s also something haunted about portraying men and women again and again at the feverish, pleasure-filled but somehow empty, tragic and futile copulations which obsess humanity, and to what end.

The obsessive reworking of the same theme (he liked women bending over and displaying their big wobbly buttocks) give the sense of a man questing, searching, trying to find the answer to the reason – why? Why are we animals? Why do we behave like farmyard beasts? What is behind this absurd farce?

The sex drawings cross over with a set of disturbing sketches and paintings of a cartoon character called ‘John the slayer of women’, who was much in his thoughts in 1917 and 1918. He claimed the set was inspired by a notorious murder of the time – or was it just a misogynist way to let off steam and vent the huge amount of anger he had permanently burning inside?

John, The Lady Killer (1918)

John, The Lady Killer (1918)

Dada and collage

Grosz was a central figure in the Berlin branch of Dada which got going about 1918. He formed a close working partnership with the Herzfeld brothers who set up a publishing house for avant-garde work – the Malik-Verlag – where Grosz was able to publish a series of ‘albums’ of lithographs throughout the 1920s (nearly all of which were confiscated and banned by the authorities).

He collaborated with Helmut Herzfeld aka John Heartfield in the invention and development of photo-montage i.e. cutting out objective pictorial elements like photos or text or headlines from newspapers or magazines and pasting them into grotesque and satirical combinations.

Grosz considered the painting below as one of his most important, and it had pride of place at the Dada exhibition in June 1920.

You can see the way any idea of perspective has been completely abandoned in the name of a potentially endless collage of objects, images and planes. The collage element of newspaper cuttings and magazine images is made particularly obvious on the table. There is the characteristically bitter satire of the so-called ‘pillars’ of the establishment at the bottom. And there is a naked woman with boobs and the characteristic hint of pubic hair to the left of the main figure.

Apart from anything else, there’s a ‘Where’s Wally’ pleasure to be had in deciphering all the visual elements in these, the most cluttered works of his career.

Germany: A Winter's Tale (1918)

Germany: A Winter’s Tale (1918)

Watercolours

Grosz had a number of styles – or a number of ways of deploying his basic vision. Thus the book juxtaposes the intense oil paintings (above) with the just as savage watercolours, but the latter have a very different feel. Watercolour makes the images lighter and Grosz has a very stylish way of letting the colour leach and bleed around the central subjects, something not possible in oils.

Waltz dream (1918)

Waltz dream (1918)

The nipples and bush of a scantily-clad woman/prostitute are probably the most prominent visual element, but what I like is the variety and inventiveness of the colours and the way they are arranged in patches or facets. Surprisingly decorative, isn’t it?

De Chirico vistas and mannequins

In 1919 and 1920 Grosz experimented with a series of works which combined receding vistas of perfect multi-story buildings, as developed by the Italian painter Giorgio de Chirico, with the photo-montage technique he’d been developing with Heartfield.

The result is uncanny, weird and grotesque objects made out of material cut from newspapers and magazines. The final, unsettling element is the omission of faces from the human figures, their heads instead the blank ovals of the shop-window mannequins of the day.

Republican Automatons (1920)

Republican Automatons (1920)

In a completely different style from the raging, red fractured cityscapes, here Grosz presents man as a faceless robot, a characterless shop-window dummy in a soulless landscape of factories and houses, a heartless automaton made up of interchangeable parts (as Jentsch puts it, on page 122).

To ram the message home Grosz stopped signing these automaton paintings and had a stamp made which said GEORGE GROSZ CONSTRUIERT, emphasising their machine-like quality.

Portfolios and collections

Drawing can be an effective weapon against the brutal Middle Ages and stupidity of man of our time, provided that the hand is trained and the will is clear.

As early as 1916 Grosz had a plan for a vast three-volume collection of drawings to be titled The Ugliness of the Germans. In the event he managed to get published the First George Grosz Portfolio and The Little George Grosz Portfolio in small editions. As you can imagine, original copies of these are worth a fortune today.

One of the great virtues of Jentsch’s book is that it includes nearly all the drawings from all his major collections, including the later ones which caused such a scandal – Gott mit uns (1920), In the shade (1921), The Brigands (1922), Ecce Homo (1923), The Mirror of the Bourgeoisie (1925) The New Face of the Ruling Class (1930).

This allows you to see what all the fuss was about and judge for yourself. It also lets you see each of the series in the context of the others, building up a cumulative effect.

Jentsch goes into detail about each of the trials, giving dates and places where Grosz and his publishers were arraigned and their punishments on each occasion (fines and confiscations). He devotes quite a few pages to a chronology of one of the longest court cases in the history of the Weimar Republic, the prosecution of Grosz and his publisher Herzfeld for some of the illustrations created for a stage adaptation of the classic novel, The Good Soldier Svejk, which started in 1928 and went through four separate trials on into 1932.

Grosz really was a thorn in the side of respectable society and it’s worth buying the book for the portfolios alone, which in their spare directness brutally convey seething his seething anger at man’s inhumanity to man.

Lions and leopards feed their young from The Brigands (1922)

‘Lions and leopards feed their young’ from The Brigands (1922)

Grosz was lucky, very lucky to happen to be offered a job in New York in 1932, and to persuade his wife and children to join him early in 1933, just two weeks before Hitler came to power.

He’d been taking the mickey out of Hitler for over ten years. On the day of Hitler’s accession SA troops broke into both Grosz’s flat and Berlin studio. If he’d been there he would have been taken off for interrogation, torture, prison and probable death. Lucky man.

Siegfried Hitler by George Grosz (1922)

Siegfried Hitler by George Grosz (1922)

And he was right when he compared himself to Goya. To later ages, to our age, his drawings and paintings are comparable with Goya’s, as ‘eternally living documents of human stupidity and brutality’.


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