Carthage Must Be Destroyed by Richard Miles (2010)

According to legend Carthage was founded in 814 BC. Its history came to an end in 146 BC, the year in which Rome defeated and utterly destroyed it. Richard Miles is a young historian whose book, Carthage Must Be Destroyed, sets out to record everything we know about Carthage, from the legends of its founding, through its umpteen wars, up to the final catastrophe.

Carthage Must Be Destroyed is long, 373 pages of text, 77 pages of notes, 34 page bibliography and a 66-page index = 521 pages.

It is not a social or political history. There is hardly anything about Carthage’s form of government, a reasonable amount about its economy (trade and some agriculture), a surprising amount about the evolving design and metallurgy of its coinage (in the absence of other evidence, coins are a good indicator of cultural changes and economic success), and quite a lot about its religion, in particular a recurring thread about the syncretistic melding of the Phoenician god of Melqat with the Hellenistic demigod Heracles, about which Miles has a real bee in his bonnet.

But what the text is really filled with is relentless details of Carthage’s endless wars, wars, wars. It is an overwhelmingly military history. Countless battles, an apparently endless stream of generals with the same four names (Hannibal, Hamilcar, Hasdrubal or Hanno) and gruesome references to torture. Failed generals, defeated enemies, rebellious mercenaries, overthrown tyrants, unlucky hostages or ambassadors, an endless stream of unfortunates are publicly tortured, beheaded or crucified (pages 131, 147, 152, 165, 173, 203, 208, 211, 212, 219, 273, 358). The ideal reader of this book will really love details of ancient wars and sadistic punishments.

The single most surprising thing about the history of Carthage is how much of it took place on the island of Sicily. The western half of Sicily was colonised by Carthage from about 900 BC, the eastern half by Greek colonists from different mother cities from about 750 BC, and the economic and territorial rivalry led to almost continuous warfare between the two sets of colonists between 580 and 265 BC, a period known as the Sicilian Wars.

If you know nothing whatever about Carthage, here are the key facts:

The Phoenicians

is the general name given to the people who, 3,000 years ago (1,000 BC) inhabited the trading cities situated along the coast of modern-day Lebanon, ports like Byblos, Sidon and Tyre. The Phoenicians invented new types of more efficient sailing ships with which they established trading routes all round the Mediterranean, trading in precious metals and manufactured goods such as jewellery, ceramics, and food. The high point of Phoenician culture and sea power is usually placed between about 1,200 to 800 BC. They founded trading settlements on all the Mediterranean islands (Cyprus, Sicily, Sardinia) and as far afield as Gades (modern Cadiz) beyond what the ancients called the Pillars of Hercules, i.e. beyond the Mediterranean, onto the Atlantic coast of modern-day Spain.

Carthage

The most successful of these settlements was Carthage. Carthage was founded in the 9th century BC on the coast of North Africa, in what is now Tunisia, by traders from Tyre in Phoenicia (Phoenicia being the coastal strip of the what is now Syria and Lebanon). It was a pivotal position, half way along the trade routes from east to west and also handy for the short routes north to and south from Italy and its two big islands, Sardinia and Sicily.

Map of the Mediterranean showing position, central to various trade routes (source: Politeia website)

In the following centuries Carthage became independent of its mother city (which was eventually subjugated by the Asian empire of Assyria) to become a trading empire in its own right, creating its own colonies around the Mediterranean and spreading inland from its coastal location to conquer territory originally occupied by Libyan tribes.

New city

Carthage’s status as a colony or settlement is indicated by its name: the Punic term qrt-ḥdšt directly translates as ‘new city’, implying it was a ‘new Tyre’ (p.62). The city states of Phoenicia – the leading ones being Sidon and Tyre – had thrived in the vacuum caused by the late Bronze Age collapse (about 1,200 to 1,100 BC). But from 900 to 800 onwards the big land empires returned, namely Egypt to the south and Assyria to the east, and repeatedly invaded and conquered the city states. Miles shows how they allowed some, Tyre in particular, a measure of independence because the Assyrian rulers relied on the luxury goods, and especially the rare metals, which were brought in from their trade around the Med (copper from Cyprus, silver from southern Spain).

Nonetheless, as the mother city, Tyre, lost power, its strongest child, Carthage, grew.

Punic wars

From the 300s BC onwards Carthage found its maritime empire threatened by the fast-growing new power of Rome, half-way up the west coast of the Italian peninsula. The Romans used the adjective poenus to refer to the Phoenicians and, by extension, the Carthaginians, and so the three wars Rome fought against Carthage are referred to as ‘the Punic Wars’:

  • First Punic War (264–241 BC)
  • Second Punic War (218–201 BC)
  • Third and final Punic War (149–146 BC)

Rome wins

Rome won the Third Punic War, stormed the city and utterly destroyed Carthage in 146 BC, leading away the survivors into brutal slavery and razing the buildings to the ground. During the final war a leading Roman politician, Cato the Censor, made a reputation by, whatever subject he was nominally addressing in the Senate, ending all his speeches with the same words, ‘Carthago delenda est’, meaning ‘Carthage must be destroyed’. It is this famous catchphrase that gives this book its title.

Not only did the Romans destroy all buildings, but all statues, inscriptions and records, emptying the libraries of Carthage and giving away the manuscripts and codices to local tribes. None have survived. This explains why, despite its long history and one-time predominance, the historiography of Carthage is so shadowy, and has to be reconstructed from references in the writings of its enemies or from the often obscure or ambiguous archaeological evidence.

Archaeology

The victorious Romans razed Carthage to the ground. Generations later, the first emperor, Augustus, ordered the erection of a new city on its ruins, Colonia Iulia Concordia Carthago (p.364). Both are now embedded in the huge modern city of Tunis, capital of Tunisia (current population 11 million), which makes archaeological investigation difficult to this day. However, the Carthaginians had established many of their own colonies both across northern Tunisia and on many Mediterranean islands, and from time to time new Punic sites are discovered, or new discoveries are made at existing sites, which provide information which keep our view of Carthage’s history slowly changing and updating.

Punic gods

All written records were destroyed, all the poems and hymns and inscriptions which we have for the Greek or Roman pantheons. From archaeological evidence and references in Greek or Roman works it appears the main gods of Carthage were a couple, the god Baal Hammon and the goddess Tanit (list of 3 triads of gods on page 289).

Baal was a Phoenician name for ‘Lord’, so there were a lot of gods whose first name was Baal. In fact the common Carthaginian men’s name Hannibal is a combination of the Carthaginian name Hanno with the word ‘Baal’.

Melqart was the tutelary god of Carthage’s mother-city, Tyre, sometimes titled the ‘Lord of Tyre’ (Ba‘al Ṣūr), King of the Underworld, and Protector of the Universe. Miles shows how worship of Melqart was encouraged at all Phoenician colonies across the Mediterranean as a way of binding them together culturally.

Miles also shows how Melqart became identified and merged with Greek worship of Heracles, the hugely popular Greek figure who could be taken as both a demigod or a mortal hero, depending on context, and who was the signature figure for Greeks colonising westwards through the Mediterranean in the sixth century and later (pages 105, 221). Heracles was even adopted as a patron and icon by Alexander the Great.

In fact the prevalence of Melqart-Heracles becomes a recurring theme of Miles’s book, popping up wherever Carthage creates colonies, for example becoming the god/face or brand of the new colony in south Spain in the third century (p.221), depicted on the coins of Hannibal (p.227), and then co-opted by the post-Punic emperor Augustus. Miles develops what almost amounts to an obsession with Heracles, turning his myths and legends into a kind of central narrative to the five or six centuries leading up to the Christian Era which are fought over by Greeks and Carthaginians and Romans in turn, who each seek to commandeer and appropriate him as ancestor and avatar for their own colonial ambitions.

By contrast with the hundreds of mentions and extended passages about Heracles, the goddess Astarte is only mentioned a handful of times. She was a goddess of the Levant, of not only Phoenicians but the Canaanites too, rather than distinctively of the Phoenician diaspora. Still, I could have done with more about Astarte.

Carthage as ‘the other’ for Rome

Miles’s central point is that, for the reasons explained above, almost everything we know about ancient Carthage comes down to us from Greek, and then Roman sources, and that both of them were bitter rivals of Carthage’s trading and military might. In other words, all the written evidence we have about Carthage comes from her enemies.

Miles uses ideas derived from Edward Said’s 1978 book Orientalism about how colonial conquerors project onto their victims their own vices, to suggest that in these accounts the ancient Greeks and Romans projected onto the Carthaginians all the moral and social sins and transgressions and weaknesses they could think of. These included cruelty, dishonesty, effeminacy, luxuriousness, barbarity, sexual immorality, and so on. The notion of the unreliability or deceitfulness of the Carthaginians gave rise to a Roman proverb, fides Punica, meaning Punic or Carthaginian ‘faith’ – ironically indicating the exact opposite. Towards the end of the book he spends three pages describing how the Roman comic playwright Plautus’s play, The Little Carthaginian, performed in the lull between the second and third Punic wars, attributed all these perfidious characteristics to the hapless protagonist (pages

So Miles’s mission is to use the latest up-to-the-minute archaeological and scholarly knowledge to penetrate back through centuries of Greek and Roman prejudice and anti-Carthage propaganda to try and establish who the Carthaginians really were.

There are two problems with this approach:

1. It assumes that you are already fairly familiar with all the Roman prejudices against Carthage which he is setting out to overthrow. If you’re not familiar with Roman slurs against Carthage, then the book has to explain the prejudiced view first, before going on to rebut it and, in doing so, it turns out that the accusations of the Greeks and Romans are often so florid and vivid that you remember them more than Miles’s myth-busting antidotes.

2. This is especially the case when Miles’s anti-prejudice myth-busting is not as exciting or as clear-cut as you might hope, substituting a clearly defined line with the uncertain speculations of modern scholars.

The most obvious example is when Miles sets out to undermine the Greek and Roman accusation that the Carthaginians practised the ritual sacrifice of babies. But to do so he has to present all the evidence supporting the baby-killing view and this turns out to be pretty persuasive. He explains that a ‘tophet’ was the general term the Carthaginians used for a site where infants were sacrificed. It was a Hebrew term derived from a location in Jerusalem in the Gehinnom where worshippers, influenced by the ancient Canaanite religion, practised the human sacrifice of children to the gods Moloch and Baal by burning them alive.

Miles then goes on to look very thoroughly at the archaeological evidence from the cemeteries which have been found in Carthage itself and in the surrounding towns, where urns have been found which contain the ashes of infants. Up-to-the minute scholarly research using DNA and other types of scientific technology seem to have established that many of the infants who were (undoubtedly) burned to ashes, were so young as to maybe have been still-born. Maybe it was only still-born infants or infants who died within months of birth (i.e. who were already dead) who were burned as offerings to the gods. But still… the accusation is not completely baseless… the Carthaginians did burn babies… So Miles’s attempt to overthrow a modern ‘prejudice’ against the Carthaginians ends up bringing the prejudice more prominently to my attention and not really decisively rebutting it.

The endlessness of scholarly debate

And that’s the trouble with any book which sets out to take us into the heart of scholarly debate – the trouble is that scholarly debate is endless. And it is particularly exacerbated with a subject like Carthage where the Romans went out of their way to destroy every building, statue, stele or inscription, and all the books and manuscripts which recorded Carthaginian religion, culture or history.

What we are left with is an admittedly copious amount of archaeological evidence from the city itself and its numerous colonies around the Mediterranean, but evidence which is always partial, fragmentary, complex and open to differing interpretation.

Therefore Miles’s book doesn’t tell ‘the’ story of Carthage, it tells one possible story and, as his narrative proceeds, it is very scrupulous in pointing out where scholars differ and mentioning different interpretations. In fact he does this so often you feel you are reading not one but multiple versions, multiple possible histories of Carthage.

Take something as simple as the start of the Punic period itself, the period of Phoenician economic hegemony in the Mediterranean, presumably, after two and a half thousand years, historians are fairly clear when this began, right? Wrong.

The advent of what we call the ‘Punic’ era is notoriously difficult to define. (p.88)

Presumably historians have a clear sense of what ‘Punic’ culture was, right? Wrong. Turns out that Punic culture was highly ‘syncretic’ i.e. incorporating elements from many other Mediterranean cultures:

What we refer to as ‘Punic’ culture is an umbrella term for a whole series of diffuse cultural experiences that took place all over the western and central Mediterranean. (p.89)

In other words, wherever you look in the subject of Punic or Carthaginian history, there are scholarly problems of interpretation which the steady trickle of modern archaeological discoveries only makes more complex, sometimes bewilderingly so. In fact rather than one coherent story, the text can more accurately be described as a succession of puzzles, historical teasers for which Miles presents the evidence for and against particular solutions or interpretations.

For example, does the existence of the Ara Maxima altar and temple in the Forum Boarium in Rome testify to the early Roman adaptation of a local legend about a hero-brigand with the Greek legends about the wandering hero Heracles? Or, on the contrary, might it point towards early Rome being a mish-mash of Etrurian, Greek, Phoenician, Punic and other peoples in a typically Phoenician cosmopolitan trading community?

Miles devotes pages 108 to 111 to presenting the evidence for either interpretation, which were intriguing to follow but, ultimately, quite hard to remember or care about – and my point is that a good deal of the book is like this, a sequence of puzzles and mysteries and obscurities which scholars are wrangling over right up to the present day, and which Miles shares with us in some detail.

  • There is no consensus on the meaning of the Nora stone… (p385)
  • There has been considerable debate over the provenance of the Cacus myth… (p.404)
  • The identification of the goddess figure has been controversial… (p.405)

Greece, the first rival

For centuries before Rome rose, Carthage’s rival was Greece or, more precisely, the numerous Greek colonies around the Mediterranean. Not a lot of people know that the Greeks colonised or, more accurately, set up trading centres which became towns and sometimes fortified citadels, at points all round the Mediterranean coast, the ones Carthage clashed with dotting the coasts of Sardinia and Sicily. I’m always surprised to reread that the southern coast of Italy was for centuries known as Magna Graecia, or Greater Greece, because of the dominance of Greek towns.

The ubiquity of Greek colonisation was reflected in the spread of the cult of the Greek hero and demi-god, Herakles, whose legendary travels, labours and womanising, as Miles shows, became a symbol of ‘the Greek colonial project’, the ‘Greek colonial endeavour’ (p.171). Temples were built for him all over the Mediterranean littoral and local towns and cities and even ethnic groups claimed descent from the far-travelling bully. A particularly striking example is the way that the Celtic race claimed to be descended from Heracles after he slept with the daughter of the king of Galicia and fathered a son named Kelta (p.399).

Sicily, the endless battlefield

Sicily is separated from Italy by a strait just 1.9 miles wide at its narrowest point and is only 87 miles from the African shore.

Around 500 the narrative emerges from speculation based on archaeology into more reliable history documented by Greek sources, in the form of military campaigns in Sicily. A glance at the map shows why Sicily was important to anyone trying to set up a trading empire in the Mediterranean and Miles devotes several chapters to accounts of the long-running conflict between towns founded by Carthage in the west of the island, and towns founded by Greeks in the east, specifically Syracuse, founded by Greek settlers from Corinth.

The Sicilian Wars, or Greco-Punic Wars, were a series of conflicts fought between ancient Carthage and the Greek city-states led by Syracuse over control of Sicily and the western Mediterranean between 580 and 265 BC. (Wikipedia)

The Carthaginians set up small trading settlements on Sicily as early as 900 BC but never penetrated far inland. They had traded with the local peoples, the Elymians, Sicani and Sicels. Greek colonists began arriving after 750 BC.

  • 580 BC – The Phoenicians in Sicily and the Elymians unite to defeat the Greeks of Selinus and Rhodes near Lilybaeum, the first such recorded incident in Sicily
  • 540 – Carthaginian Malchus is said to have ‘conquered all Sicily’ and sent captured booty to Tyre
  • 510 BC – Carthage helped the town of Segesta defeat the expedition of the Greek Dorieus
  • early 5th century; the higher 400s BC were the era of Sicilian ‘tyrants’ i.e. rulers who ruled a town and its surrounding area without consulting the landed elite; examples of these ‘tyrants’ crop up in the writings about contemporary political theory of the Greek philosophers Plato and Aristotle; for example, Gelon who captured the main Greek city, Syracuse, in 485 BC and then deployed a policy of ‘ethnic cleansing, deportation and enslavement’
  • 483 – Terrilus, tyrant of Himera, was deposed by the tyrant Theron of Acragas, and called on Carthage to help; Carthage was motivate to defend its Sicilian territory against Theron who threatened to take over; Carthage sent a large army, maybe as many as 50,000, many mercenaries, under general Hamilcar; the fleet suffered heavy losses en route to Sicily and was then slaughtered at the Battle of Himera; the defeat was a catastrophe and had political ramifications back in Carthage, leading to the replacement of government by an aristocratic elite with the institution of a special form of republic managed by a Council of 104 and an Assembly of Elders (pages 116, 130, 215); Carthage didn’t intervene in Sicily for 70 years, allowing the Greeks to undergo an era of expansion and building, although they themselves then collapsed into a dozen or so bickering commonwealths
  • 410 – Carthage got involved in the complicated internecine Sicilian wars when Hannibal Mago helped the town of Segesta defeat the town of Selinus and then destroyed Himera, thus avenging the disastrous defeat of 73 years earlier
  • 406 – second expedition led by Hannibal Mago was ravaged by plague which killed Hannibal but his successor Himilco, captured and sacked Akragas, then captured the city of Gela, sacked Camarina and repeatedly defeated the army of Dionysius I, the new tyrant of Syracuse, before plague brought the fighting to a halt

And so on for another 150 years. I’m not going to explain the details of this map from the Turning Points of Ancient History website, I’m including it to show how the island of Sicily was characteristically divided up into a surprising number of territories and towns all of which were, at some point, attacking each other, besieged, surrendered, burnt down and so on during the 300 years of the Sicilian Wars. Basically, for most of that period Carthage held the west of the island, various Greek rulers held Syracuse in the south-east, and then they got embroiled in scores of alliances to try and grab as much of the territory between them.

Map of Sicily 483 BC showing its division between different rulers.

What was surprising to me about this was:

  • realising just how much of a colonising, imperialist peoples the Greeks were: I had a very limited image of the ancient Greeks as philosophers in togas strolling round the agora in Athens or heroically defending themselves against the Persians at Thermopylae; it’s chastening to read about their ambitious imperial aims and their success at founding Greek towns on coastlines all around the Mediterranean; in this respect the long chapter Miles devotes to the cult and legends of Herakles and the way his cult was used to both explain and justify Greek imperialism, is genuinely eye-opening
  • and of course, where you have colonies you have people being colonised; Miles’s book and the Wikipedia article devote all their time to the names of Carthaginian and Greek leaders and their battles and only in passing mention the names of the local ‘peoples’ whose land and livings were stolen from them by one or other set of invaders – the natives being the Elymians, Sicani and Sicels – having read so much about the European colonisation of Africa recently, I was struck by the similarities, only on a much smaller scale, in the sense that we hear a lot about the colonists because they were literate and left records, and almost nothing about the illiterate subject tribes who have gone down in history without a voice

Rome’s civic nationalism

Most people think of Carthage in connection with its rivalry with Rome, which led to the three Punic wars (264 to 146 BC) and which climaxed in the conquest and utter destruction of the city. Miles describes the long prehistory to the conflict, describing the slow but steady rise of Rome from a Carthaginian point of view.

Putting to one side the blizzard of dates, events and individuals, what is fascinating is Miles’s analysis of Rome’s success. It had a number of causes. One was that Rome was ruled by a pair of consuls who were elected for one year’s service. This meant they were in a hurry to make their name in history and were encouraged to aggressive policies now. A contrast to most other polities led by kings or tyrants who could afford to take their time. Miles explains that this ‘war without respite’ was a new thing, and economically exhausted Carthage (p.192).

Another was that when the Romans were defeated they simply raised more troops and came back to avenge the defeat, unlike the Carthaginians who tended to withdraw.

Another big reason for Rome’s success was its astonishing ability to integrate newly conquered territory and peoples into the Roman state (pages 158-9 and 197). This was done via infrastructure – conquered territory soon benefited from the building of the famous roads and aqueducts and laying out towns rationally and efficiently. But also by law, whereby newly integrated populations became equal under Roman law. Rome espoused what Michael Ignatieff calls ‘civic nationalism’ – all Roman citizens were treated equally under the law regardless of race or religion – as opposed to the ‘ethnic nationalism’ which most other states (then and for most of history) employed to unite its populations.

The ancient Latin identity survived, but only as a set of duties, rights and privileges enshrined in Roman law. (p.159)

A huge consequence of this is that Rome was able to recruit its armies from citizens, albeit only recently incorporated into the Roman state, but still, freeborn Roman citizens, who were inculcated with a sincere belief in Roman laws and values. This was in striking contrast to most other Mediterranean powers, including Carthage, which relied heavily on mercenaries to fill their armies, mercenaries who were both unreliable (often mutinied or defected) but also very expensive (a fact pointed out by the contemporary historian Polybius, quoted page 241). One of the reasons for Carthage’s relative decline was it bankrupted itself paying mercenaries to fight the wars against Rome.

(The best example of this was the Mercenary War which began at the end of the first Punic War when a huge force of some 20,000 mercenaries mutinied and turned on Carthage because they hadn’t been paid. Under canny leaders, who allied with neighbouring African tribes who would benefit from the overthrow of Carthage, it turned into a full-blown war on its own account which lasted from 241 to 237 BC when the mercenaries were finally defeated and massacred. Miles describes it in vivid detail pages 200 to 211. The mutiny contributed to the further weakening of Carthage in her long-running feud with Rome and vividly demonstrated the weakness of relying on foreign mercenaries. It is also the vivid and barbaric background to Gustave Flaubert’s novel, Salammbô.)

To be honest, this was one of the seven main things I took away from this long detailed book:

  1. The Carthaginians sacrificed (or were widely accused of sacrificing) babies to their gods.
  2. The huge cultural importance of the figure of Heracles to Greek imperialism and how he was incorporated into the Carthaginian cult of Melqart.
  3. Rome’s success was in large part to its efficiency at incorporating conquered territory and peoples into the civic nationalism of its polity.
  4. Rome’s military success was attributable, in part, to the way they just would not stop or admit defeat, put pressed on relentlessly till they won. (A point seconded by Adrian Goldsworthy’s book about the Punic Wars.)
  5. The gigantic role played by Sicily in Carthage’s history.
  6. The Mercenary War.
  7. The origins and career of Hannibal Barca.

The Punic Wars

Obviously Miles gives a very thorough account of the Punic Wars although here, as in his account of the Sicilian Wars, the immense detail and the explanation of scholarly debate about various key points and cruxes, often threatened to obscure the outline of the bigger picture. For example, in Miles’s narrative, it wasn’t exactly clear when each of the Punic wars either started or ended, since they merged into peace negotiations and visits by ambassadors and skirmishes and violent rebellions or coups and so on.

The overall message seems to be that the three Punic wars accelerated the rise of Rome, in all sorts of ways, militarily, culturally, economically and culturally.

The first war (264 to 241 BC) was fought mainly on the island of Sicily. Rome’s involvement was the first time that a Roman army was sent outside Italy (p.357). However, even having just read about it, it pales into the background compared to the second one (218 to 201 BC) which is dominated by the ‘romantic’ figure of Hannibal. Part of the reason is that, apparently, we have far better sources for the second war, not least because a number of biographies of the famous Hannibal survive in whole or part.

Slavery

In case it’s not clear, all these societies the ancient Greeks, the Romans and the Carthaginians, relied on slaves. In all the wars, the populations of captured towns and cities were routinely sold into slavery by the victors (pages 127, 140, 281, 296, 315, 347, 352).

Iberia

A fascinating aspect of the final period of Carthage was the success of its sub-colony in the south of Spain, which was established and triumphed due to the region’s extensive silver deposits. The Carthaginian general Hamilcar Barca invaded and subdued the locals in 237 BC, putting them to work on the silver mines on an industrial scale. Eventually there were something like 40,000 slaves working in the silver mines to generate the precious metal to prop up Carthage and its military campaigns. (The town of Cartagena in south-east Spain was founded by Hamilcar as qrt-ḥdšt, which the Romans called ‘Cartago Nova,’ which was corrupted by the locals to Cartagena. So the city of Cartagena in Colombia owes its name to the same origin in the Phoenician language of the Middle East, page 224.)

The Barcids

Hamilcar’s success really brought to prominence the family of Barca whose era or influence is referred to by the adjective ‘Barcid’. Hence ‘Barcid Spain’. In fact the most famous Hannibal of all, the one who took his elephants over the Alps in 218 BC, was a Barcid, the son of the Hamilcar Barca who subjugated the Iberian tribes. When Hamilcar died in the early 220s, his son-in-law Hasdrupal took over, with Hannibal becoming a senior officer in the army aged just 18. When Hasdrupal was assassinated in 221 Hannibal was acclaimed leader by the army (and promptly issued new coinage depicting Heracles/Melqart, just one of the way in which Hannibal consciously associated himself with the oldest iconography of Carthaginian power, pages 227, 245, 247, 250-258).

Hannibal and the second Punic war (218 to 201 BC)

I remember Hannibal taking his elephants over the Alps from boyhood history books. I must have wondered why he did it. This book makes things clear.

1. Hannibal was seeking revenge or, more accurately, restitution from the peace settlement of the first Punic war (264 to 241 BC) which had given Sicily to Rome as a Roman province – the first ever Roman province – and cemented Rome as the leading military power in the western Mediterranean and, increasingly, the Mediterranean region as a whole. (Coming 20 years after the end of the first war, and seeking to correct the ‘injustices’ of the peace treaty which ended it, reminds me of the 20 year gap between the first and second world wars.)

2. Having been acclaimed general of the Carthaginian army in Spain Hannibal was ambitious to make his mark and confident, having been raised in an army family, gone on campaigns from an early age and been an officer at age 18, that he could do it.

3. But instead of trying to invade and conquer Sicily – graveyard of so many Carthaginian campaigns in the past – he would strike direct at the enemy and invade Italy.

4. But why over the Alps? Simples. The Romans controlled the seas. A sea-borne invasion was just too risky.

As it was, as soon as Hannibal’s left Carthage-occupied Spain they were attacked by Celtic Iberian tribes. Crossing the Pyrenees was dangerous. Then crossing the entire south of France, again, involved armed confrontations with a succession of local Gaulish tribes. Finally they were shown by guides how to ascend one side of the Alps, go through passes, and descend into Italy in late autumn 218, with 20,000 infantry, 6,000 cavalry, and an unknown number of elephants – the survivors of the 37 with which he left Iberia.

Here Hannibal spent several years marching and fighting and campaigning. He won one of the most famous victories of the ancient world, crushing a Roman army at Cannae in 216 BC, but the description of the war quickly gets bogged down and complicated. Overall the war makes the point that you can be the best general of your day and win stunning battles but still lose a war which is being fought on numerous fronts. While he was in Italy the Romans shrewdly sent an army to Iberia; although they suffered numerous setbacks, the Iberian tribes the Carthaginians had oppressed were happy to defect to them and so, eventually, the Romans defeated them, and, despite mutinies in their own army and local rebellions, eventually forced all Carthaginian forces, led by Hasdrubal Gisco, out of Iberia. The thirty-year Punic occupation of south Iberia was over, and it became a Roman province, as Sicily had at the end of the first war.

Hannibal was in Italy from 218 to 203. 15 years. Long time, isn’t it? Lots of battles. Early on the Roman authorities panicked and appointed Quintus Fabius Maximus as dictator. Fabius introduced the strategy of avoiding open battle with his opponent, instead skirmishing with small detachments of the enemy. This was unpopular with the army, public or Roman elite, as Hannibal marched through the richest and most fertile provinces of Italy wreaking devastation as he went. (This softly, slowly approach explains the name of the Fabian Society, founded in 1884 as a British socialist organisation which aims to advance the principles of democratic socialism via gradualist and reformist effort in democracies, rather than by revolutionary overthrow.)

At one point he seized key towns in the very south, Magna Graecia, notably Capua, not as Punic fiefs but giving them their independence. His aim was not to destroy Rome but to mortally weaken it by giving Rome’s Latin and Italian allies their independence. This explains why he only once marched on the actual city and then was rebuffed by its thorough defences. In the end, though, all the cities he’d liberated ended up being retaken by the Romans.

Nonetheless, in the book’s conclusion, Miles says that these fifteen years during which an alien invader roamed more at less at will across the sacred territory of Rome left a deep psychological scar on the Roman psyche which took generations to exorcise (p.361).

In 203 Hannibal was recalled to Africa because in his absence, Publius Cornelius Scipio who had led the Romans to victory in Iberia, had led a force to Africa. Scipio destroyed an army of 50,000 sent against him but failed to capture the town of Utica and realised that besieging Carthage itself would probably be a long drawn-out process, costly in men and resources.

Thus both sides had fought themselves to a standstill and were ready to sue for peace. The Romans imposed very harsh terms but when Hannibal finally arrived back in Carthaginian territory the stage was set for a massive battle between the two old enemies. At the Battle of Zama in October 202 BC Scipio won a decisive victory and brought the war to an end (p.316).

Wikipedia has a cool animated graphic which sums up the change in territorial holdings over the course of the wars:

Changes in Rome and Carthage’s territories during the three Punic Wars, 264 to 146 BC. (Image by Agata Brilli ‘DensityDesign Integrated Course Final Synthesis Studio’, Polytechnic University of Milan)

The third Punic war

Surprisingly, shorn of its empire, Carthage flourished after the second war, quickly paying off the reparations owed to Rome and actively supplying her with vast amounts of wheat and food to support Rome’s wars against Macedon and other kingdoms in the East. When the end came it was entirely of Roman prompting. Factions in the Senate warned endlessly of the threat Carthage could still pose. Cato visited Carthage and was appalled at its prosperity. Eventually argument in the Senate led to an embassy being sent to demand impossible conditions of the Carthaginians – to uproot their city and move inland and cease to be an ocean-going, trading nation at all.

The embassy withdrew into the city and a 3-year siege commenced. Scipio adopted grandson of the great Scipio Africanus. Eventually stormed the walls and broke into the city and destroyed it and massacred its population. There is no doubt in Miles’s mind the Carthaginians did everything they could to abide by the letter of the treaties and to avoid war, and that the Romans would accept nothing but utter destruction. Once again it was Roman inflexibility and relentlessness which triumphed. Miles notes how this was recorded around the Mediterranean where Rome’s determination was noted but many lamented its bad faith, its falling short of the values it claimed to promote, of fairness and good faith.

Appropriating Carthage

At the end of the book, Miles shows how Carthage served numerous ideological purposes for Rome. For a start, in later works it became THE enemy which Rome had to overcome to in order to become great. In a sense, if Carthage hadn’t existed, it would have been necessary to invent her (p.373).

Closely connected, as mentioned above re. Said, even as it was being besieged and for centuries afterwards, Carthage became the anti-type of all the virtues the Romans congratulated themselves on, perfidious compared to Roman fides, with a disgusting baby-killing religion compared to Rome’s dignified ceremonies. Rome’s self-image was built by contrasting itself with the imagined vices of Carthage.

Third, however, a series of poets and historians wondered whether, in defeating Carthage, Rome had somehow peaked. The existence of a potent rival in a sense kept Rome on her toes, not just militarily but morally. For some later moralists, the defeat of Carthage marked the start of the internal squabbles, factions and corruption which were to lead to the civil wars, starting in the 80s BC.

The many dead

Deep down, the book made me marvel and gape at just how many, many men, throughout history, have miserably lost their lives in war. As Adrian Goldsworthy writes in his book on the Punic Wars:

In just one battle, in 216, the Romans and their allies lost 50,000 dead. During the second Punic war a sizeable part of Rome’s adult make population perished, mostly in the first few years of the conflict.

Between one and a quarter and one and three quarter millions of men died in the 120-year war. God knows how many civilians perished or were sold into slavery.


Related links

Roman reviews

The Age of Empire: 1875 to 1914 by Eric Hobsbawm (1987)

Summary

This is a very mixed bag of a book. The first quarter or so is a thrilling global overview of the main trends and developments in industrial capitalism during the period 1875 to 1914, containing a vast array of fascinating and often thrilling facts and figures. But then it mutates into a series of long, turgid, repetitive, portentous, banal and ultimately uninformative chapters about social change, the arts, sciences, social sciences and so on, which are dreadful.

And underlying it all is Hobsbawm’s unconcealed contempt for the nineteenth century ‘bourgeoisie’ and their ‘bourgeois society’, terms he uses so freely and with so little precision that they eventually degenerate into just being terms of abuse.

And in his goal of insulting the 19th century ‘bourgeoisie’ as much as possible, Hobsbawm glosses over a huge range of crucial differences – between nations and regions, between political and cultural and religious traditions, between parties and politicians, between classes and even periods, yoking a fact from 1880 to one from 1900, cherry-picking from a vast range of information in order to make his sweeping Marxist generalisations and support the tendentious argument that ‘bourgeois society’ was fated to collapse because of its numerous ‘contradictions’.

But when you really look hard at the ‘contradictions’ he’s talking about they become a lot less persuasive than he wants them to be, and his insistence that ‘bourgeois society’ was doomed to collapse in a welter of war and revolution comes to seem like the partisan, biased reporting of a man who is selective in his facts and slippery in his interpretations.

Eventually you feel like you are drowning in a sea of spiteful and tendentious generalisations. I would recommend literally any other book on the period as a better guide, for example:

It is symptomatic of Hobsbawm’s ignoring specificity, detail and precision in preference for sweeping generalisations about his hated ‘bourgeois society’, that in this book supposedly ‘about’ imperialism, he mentions the leading imperialist politician in the world’s leading imperialist nation, Joseph Chamberlain, precisely once, and the leading British cultural propagandist of imperialism, Rudyard Kipling, also only once. These feel like glaring omissions.

When I read this book as a student I was thrilled by its huge perspectives and confident generalisations and breezily Marxist approach. It was only decades later, when I read detailed books about the scramble for Africa, or late-imperial China, or really engaged with Kipling’s works, that I realised how little I actually understood about this period and how much I had been seriously misled by Hobsbawm’s fine-sounding but, in the end, inadequate, superficial and tendentiously misleading account.

Introduction

The Age of Empire is the third and final volume in Marxist historian Eric Hobsbawm’s trilogy of books covering what he termed ‘the long nineteenth century’, from the outbreak of the French Revolution in 1798 to the start of the Great War in 1914. This third instalment covers the final 40 years, from 1875 to 1914.

In the previous book, The Age of Capital, Hobsbawm had amply demonstrated that he regards the third quarter of the nineteenth century as marking the triumph of the liberal ‘bourgeoisie’, of the ‘capitalist’ middle classes, in industry and technology and finance and politics and the arts.

Having seen off the attempt to overthrow existing regimes across continental Europe in the failed revolutions of 1848, the continent’s ruling classes experienced from 1850 onwards, a period of spectacular economic, technological, business and trade growth which continued on into the 1860s. This boom period was overseen by laissez-faire liberal governments in most countries and reflected in the widespread, optimistic belief that the steady stream of scientific, technological and industrial innovations would produce an endless progress upwards towards peace and prosperity. It was 25 years of what Hobsbawm insists on calling ‘liberal bourgeois triumph’.

It led to the confident conquest of the globe by the capitalist economy, carried by its characteristic class, the bourgeoisie, and under the banner of its characteristic intellectual expression, the ideology of liberalism. (p.9)

At the end of The Age of Capital he gave a short preview of what was coming up in the next era, and it is a major change in tone and subject. Whereas the pace of scientific and technological innovation accelerated, economically, politically and culturally the period which began around 1875 felt like a very different period, witnessing the collapse of much of the mid-century optimism.

Main features of the period

The Long Depression

The period witnessed a long depression, particularly in agriculture, which lasted from 1873 to 1896. A glut of agricultural produce led to a collapse in prices, rural poverty and loss of revenue for the landowning aristocracies. Cheaper food made life better for all those who lived in cities, so the overall impact was very mixed. Commentators at the time didn’t understand what had led to an apparent stalling in expansion and profits and historians have debated its precise causes ever since.

Protectionism

The Long Depression was the main trigger for many western governments to move rapidly from the mid-century free trade model associated with Liberalism towards protectionism, the imposition of protective tariffs on imports etc, especially by America.

New industries

The textile base of the first industrial revolution continued to be important (witness Britain’s huge exports of cotton to its captive markets in India) but the main industrial economies entered a new era driven by new sources of power (electricity and oil, turbines and the internal combustion engine), exploiting new, science-based materials (steel [which became a general index for industrialisation and modernisation, p.35], alloys, non-ferrous metals), accompanied by numerous discoveries in organic chemistry (for example, new dyes and ways of colouring which affected everything from army uniforms to high art).

Monopoly-capitalism

The depression and the consumer explosion led to small and medium-sized companies being replaced by large industrial corporations, cartels, trusts, monopolies (p.44).

New managerial class

The age of small factories run by their founders and family was eclipsed by the creation of huge industrial complexes themselves gathered into regions linked by communications and transport. Hobsbawm mentions the vast industrial conurbation taking shape in the Ruhr region of Germany or the growth of the steel industry around Pittsburgh in America. The point is that these operations became far too large for one man and his son to run; they required managers experienced at managing industrial operations at scale, and so this gave rise to a new class of high level managers and executives. And to the beginnings of management ‘theory’, epitomised by the work of Frederick Winslow Taylor (born 1865 in Pennsylvania) which introduced concepts like, to quote Wikipedia:

analysis; synthesis; logic; rationality; empiricism; work ethic; efficiency and elimination of waste; standardization of best practices; disdain for tradition preserved merely for its own sake or to protect the social status of particular workers with particular skill sets; the transformation of craft production into mass production; and knowledge transfer between workers and from workers into tools, processes, and documentation.

Population growth

Europe’s population rose from 290 million in 1870 to 435 million in 1910, America’s from 38.5 million to 92 million. (All told, America’s population multiplied over five times from 30 million in 1800 to 160 million by 1900.)

Consumer capitalism

This huge population explosion led to a rapid expansion of domestic consumer markets (p.53). There was still much widespread poverty in the cities, but there was also an ever-growing middle and lower-middle-class keen to assert its status through its possessions. This led to an fast-expanding market for cheap products, often produced by the new techniques of mass production, epitomised by the radical industrial organising of Henry Ford who launched his Model T automobile in 1907.

Department stores and chain stores

Another symbol of this explosion of consumer culture was the arrival of the department store and the chain store in the UK (p.29). For example, Thomas Lipton opened his first small grocery shop in Glasgow in 1871 and by 1899 had over 500 branches, selling the characteristic late-Victorian product, tea, imported from Ceylon (p.53; British tea consumption p.64).

Or take Whiteleys, which began as a fancy goods shop opened in 1863 at 31 Westbourne Grove by William Whiteley, employing two girls to serve and a boy to run errands. By 1867 it had expanded to a row of shops containing 17 separate departments. Whiteley continued to diversify into food and estate agency, building and decorating and by 1890 employed over 6,000 staff. Whiteleys awed contemporaries by its scale and regimentation: most of the staff lived in company-owned male and female dormitories, having to obey 176 rules and working 7 am to 11 pm, six days a week.

Mass advertising

The arrival of a mass consumer market for many goods and services led to an explosion in the new sector of advertising. Many writers and diarists of the time lament the explosion of ads in newspapers, magazines and, most egregious of all, on the new billboards and hoardings which started going up around cities.

The poster

Hoardings required posters. The modern poster was brought to a first pitch of perfection during what critics consider ‘the golden age of the poster’ in the 1890s (p.223) (something I learned a lot about at the current exhibition of the poster art of John Hassell at the Heath Robinson Museum in Pinner).

Hire purchase and modern finance

New ways for the financially squeezed lower middle classes to pay for all this were invented, notably hire-purchase or instalment payments (p.49).

New popular technologies

Entirely new technologies were invented during the 1880s and 1890s, the most notable being the internal combustion engine and the car, the bicycle, cinema, telephone, wireless and light bulb (pages 19 and 28 and 53).

Competition for resources

New discoveries in industrial chemistry and processes required more recherché raw materials – oil, rubber, rare metals such as manganese, tin and nickel (p.63). The booming consumer market also developed a taste for more exotic foodstuffs, specifically fruits, bananas, cocoa. (Apparently it was only during the 1880s that the banana became widely available and popular in the West.) Where was all this stuff found? In the non-European world.

Imperialism

Growing need for all these resources and crops led to increasing competition to seize territories which contained them. Hence the 1880s and 1890s are generally seen as the high point of Western imperialism, leading up to the so-called Scramble for Africa in the 1880s.

(Interestingly, Hobsbawm notes that the word ‘imperialism’, used in its modern sense, occurs nowhere in Karl Marx’s writings, and only became widely used in the 1890s, many commentators remarking [and complaining] about its sudden ubiquity, p.60.)

Globalisation

During the 1860s and 70s the world became for the first time fully ‘globalised’, via the power of trade and commerce, but also the physical ties of the Railway and the Telegraph (p.13).

The major fact about the nineteenth century is the creation of a single global economy, progressively reaching into the most remote corners of the world, an increasingly dense web of economic transactions, communications and movements of goods, money and people linking the developed countries with each other and with the undeveloped world. (p.62)

During the 1880s and 1890s this process was intensified due to the growth of direct competition between the powers for colonies and their raw materials. Until the 1870s Britain ruled the waves. During this decade international competition for territories to exploit for their raw resources and markets became more intense (p.51). Imperialism.

A world divided

The final mapping of the world, its naming and definitions, led inevitably to the division of the world into ‘developed’ and ‘undeveloped’ parts, into ‘the advanced and the backward’.

For contemporaries, the industrialised West had a duty to bring the benefits of civilisation and Christianity to the poor benighted peoples who lived in all the ‘undeveloped’ regions. Hobsbawm, with the benefit of hindsight, says that the representatives of the developed part almost always came as ‘conquerors’ to the undeveloped part whose populations thus became, in Hobsbawm’s phrase, ‘victims’ of international capitalism.

On this Marxist reading, the imperial conquerors always distorted local markets to suit themselves, reducing many populations to plantation labour reorganised to produce the raw materials the West required, and eagerly helped by the tiny minorities in each undeveloped country which were able to exploit the process and rise to the top as, generally, repressive local rulers (pages 31, 56, 59).

In the second half of the twentieth century, many nations which had finally thrown off the shackles of colonialism found themselves still ruled by the descendants of these collaborationist elites, who modelled themselves on their former western rulers and still ran their countries for the benefit of themselves and their foreign sponsors. Further, truly nationalist revolutions were required, of which the most significant, in my lifetime, was probably the overthrow of the American-backed Shah of Iran by Islamic revolutionaries in 1978.

New working class militancy

Working class militancy went into abeyance in the decades 1850 to 1875, politically defeated in 1848 and then made irrelevant by a general raising of living standards in the mid-century boom years, much to Marx and Engels’ disappointment.

But in the 1880s it came back with a vengeance. Across the developed world a new generation of educated workers led a resurgence in working class politics, fomented industrial unrest, and a significant increase in strikes. There was much optimistic theorising about the potential of a complete or ‘general’ strike to bring the entire system to a halt, preliminary to ushering in the joyful socialist paradise.

New socialist political parties, some established in the 1860s or 1870s, now found themselves accumulating mass membership and becoming real powers in the land, most notably the left-wing German Social Democratic Party, which was the biggest party in the Reichstag by 1912 (chapter 5 ‘Workers of the World’).

Incorporation of working class demands and parties into politics

The capitalist class and ‘its’ governments found themselves forced to accede to working class demands, intervening in industries to regulate pay and conditions, and to sketch out welfare state policies such as pensions and unemployment benefit.

Again, Germany led the way, with its Chancellor, Bismarck, implementing a surprisingly liberal series of laws designed to support workers, including a Health Insurance Bill (1883), an Accident Insurance Bill (1884), an Old Age and Disability Insurance Bill (1889) – although, as everyone knew, he did this chiefly to steal the thunder from the German socialist parties.

Whatever the motives, the increasing intervention by governments across Europe into the working hours, unemployment and pension arrangements of their working classes were all a world away from the laissez-faire policies of the 1850s and 60s. Classical liberalism thought the forces of the market should be left entirely to themselves and would ineluctably resolve all social problems. By the 1880s it was clear to everyone that this was not the case and had instead produced widespread immiseration and poverty which states needed to address, if only to ensure social stability, and to neutralise the growing threat from workers’ parties.

Populism and blood and soil nationalism

But the rise of newly class-conscious workers’ parties, often with explicit agendas to overthrow the existing ‘bourgeois’ arrangements of society, and often with an internationalist worldview, triggered an equal and opposite reaction: the birth of demagogic, anti-liberal and anti-socialist, populist parties.

These harnessed the tremendous late-century spread of a new kind of aggressive nationalism which emphasised blood and soil and national language and defined itself by excluding ‘outsiders. (Chapter 6 ‘Waving Flags: Nations and Nationalism’).

Some of these were harmless enough, like Cymru Fydd, founded in Wales in 1886. Some would lead to armed resistance, like the Basque National Party founded 1886. Some became embroiled in wider liberation struggles, such as the Irish Gaelic League founded 1893. When Theodor Herzl founded Zionism with a series of articles about a Jewish homeland in 1896 he can little have dreamed what a seismic affect his movement would have in the second half of the twentieth century.

But the point is that, from the time of the French Revolution through to the 1848 revolutions, nationalism had been associated with the political left, from La Patrie of the Jacobins through the ‘springtime of the peoples’ of the 1848 revolutionaries.

Somehow, during the 1870s and 80s, a new type of patriotism, more nationalistic and more aggressive to outsiders and entirely associated with the political Right, spread all across Europe.

Its most baleful legacy was the crystallisation of centuries-old European antisemitism into a new and more vicious form. Hobsbawm makes the interesting point that the Dreyfus Affair, 1894 to 1906, shocked liberals across Europe precisely because the way it split France down the middle revealed the ongoing presence of a stupid prejudice which bien-pensant liberals thought had been consigned to the Middle Ages, eclipsed during the Enlightenment, long buried.

Instead, here it was, back with a vengeance. Herzl wrote his Zionist articles partly in response to the Dreyfus Affair and to the advent of new right-wing parties such as Action Francaise, set up in 1898 in response to the issues of identity and nationhood thrown up by the affair. (In a way, maybe the Dreyfus Affair was comparable to the election of Donald Trump, which dismayed liberals right around the world by revealing the racist, know-nothing bigotry at the heart of what many people fondly and naively like to think of as a ‘progressive’ nation.)

But it wasn’t just the Jews who were affected. All sorts of minorities in countries and regions all across Europe found themselves victimised, their languages and dialects and cultural traditions under pressure or banned by (often newly founded) states keen to create their own versions of this new, late-century, blood and soil nationalism.

The National Question

In fact this late-nineteenth century, super-charged nationalism was such a powerful force that socialist parties all across Europe had to deal with the uncomfortable fact that it caught the imagination of many more members of the working classes than the socialism which the left-wing parties thought ought to be appealing to them.

Hobsbawm’s heroes Lenin and ‘the young Stalin’ (Stalin – yes, definitely a man to admire and emulate, Eric) were much concerned with the issue. In fact Stalin was asked by Lenin in 1913 to write a pamphlet clarifying the Bolsheviks’ position on the subject, Marxism and the National Question. Lenin’s concern reflected the fact that all across Europe the effort to unify the working class into a revolutionary whole was jeopardised by the way the masses were much more easily rallied in the name of nationalistic ambitions than the comprehensive and radical communist overthrow of society which the socialists dreamed of.

In the few years before Stalin wrote, the Social Democratic Party of Austria had disintegrated into autonomous German, Czech, Polish, Ruthenian, Italian and Slovene groupings, exemplifying the way what ought to be working class, socialist solidarity was increasingly undermined by the new nationalism.

Racism

Related to all these topics was widespread racism or, as Hobsbawm puts it:

  • Racism, whose central role in the nineteenth century cannot be overemphasised. (p.252)

This is the kind of sweeping generalisation which is both useful but questionable, at the same time. Presumably Hobsbawm means that racism was one of the dominant ideologies of the period, but where, exactly? In China? Paraguay? Samoa?

Obviously he means that racist beliefs grew increasingly dominant through all strands of ‘bourgeois’ Western ideology as the century progressed, but even this milder formulation is questionable. In Britain the Liberals consistently opposed imperialism. Many Christian denominations in all nations very powerfully opposed racism. For example, it was the incredibly dedicated work of the Quakers which underpinned Britain’s abolition of the slave trade in 1807.The missionaries who played such a vital role in funding expeditions into Africa did so to abolish the slave trade there and because they thought Africans were children of God, like us.

A key point of the Dreyfus Affair was not that it was a storming victory for antisemites but the reverse: it proved that a very large part of the French political and commenting classes, as well as the wider population, supported Dreyfus and condemned antisemitism.

It is one thing to make sweeping generalisations about the racism which underpinned and long outlasted the slave system in the American South, which Hobsbawm doesn’t hesitate to do. But surely, in the name of accuracy and real historical understanding, you have to point out the equal and opposite force of anti-racism among the well organised, well-funded and widely popular anti-slavery organisations, newspapers and politicians in the North.

I can see what Hobsbawm’s driving at: as the nineteenth century progressed two types of racism emerged ever more powerfully:

1. In Europe, accompanying the growth of late-century nationalism went an increasingly bitter and toxic animosity against, and contempt for, people identified as ‘outsiders’ to the key tenets nationalists included in their ideology (that members of the nation must speak the same language, practice the same religion, look the same etc), most obviously the Jews, but plenty of other ‘minorities’, especially in central and eastern Europe, suffered miserably. And the Armenians in Turkey, right at the end of Hobsbawm’s period.

2. In European colonies, the belief in the intrinsic racial superiority of white Europeans became increasingly widespread and was bolstered in the later period by the spread of various bastardised forms of Darwinism. (I’ve read in numerous accounts that the Indian Revolt of 1857 marked a watershed in British attitudes, with the new men put in charge maintaining a greater distance from their subjects than previously and how, over time, they came to rationalise this into an ideology of racial superiority.)

I don’t for a minute deny any of this. I’m just pointing out that Hobsbawm’s formulation is long on rousing rhetoric and short on any of the specifics about how racist ideology arose, was defined and played out in actual policies of particular western nations, in specific times and places – the kind of details which would be useful, which would aid our understanding.

And I couldn’t help reflecting that if he thinks racism was central to the 19th century, then what about the twentieth century? Surely the twentieth century eclipses the nineteenth on the scale of its racist ideologies and the terrible massacres it prompted, from the Armenian genocide, the Jewish Holocaust, the Nazi Ostplan to wipe out all the Slavs in Europe, the Japanese massacres in China, the anti-black racism which dominated much of American life, the Rwandan genocide, and so on.

Hobsbawm confidently writes about ‘the universal racism of the bourgeois world’ (p.289) but the claim, although containing lots of truth a) like lots of his other sweeping generalisations, tends to break down on closer investigation and b) elides the way that there were a lot of other things going on as well, just as there were in the twentieth century.

The New Woman

In 1894 Irish writer Sarah Grand used the term ‘new woman’ in an influential article, to refer to independent women seeking radical change and, in response, the English writer Ouida (Maria Louisa Rame) used the term as the title of a follow-up article (Wikipedia).

Hobsbawm devotes a chapter to the rise of women during the period 1875 to 1914. He makes a number of points:

Feminism

The number of feminists and suffragettes was always tiny, not least because they stood for issues which only interested middle-class women, then as now. The majority of British women were poor to very poor indeed, and most simply wanted better working and living conditions and pay. It was mostly upper-middle-class women who wanted the right to vote and access to the professions and universities like their fathers and brothers.

The more visible aspects of women’s emancipation were still largely confined to women of the middle class… In countries like Britain, where suffragism became a significant phenomenon, it measured the public strength of organised feminism, but in doing so it also revealed its major limitation, an appeal primarily confined to the middle class. (p.201)

Upper class feminism

It is indicative of the essentially upper-class nature of suffragism and feminism that the first woman to be elected to the UK House of Commons was Constance Georgine Gore-Booth, daughter of Sir Henry Gore-Booth, 5th Baronet, and Georgina, Lady Gore-Booth.

Nancy Astor

In fact, as an Irish Republican, Constance refused to attend Westminster, with the result that the first woman MP to actually sit in the House of Commons, was the American millionairess, Nancy Astor, who took her seat after winning a by-election for the Conservative Party in 1919. Formally titled Viscountess Astor, she lived with her American husband, Waldorf Astor, in a grand London house, No. 4 St. James’s Square, or spent time at the vast Cliveden House in Buckinghamshire which Waldorf’s father bought the couple as a wedding present. Hardly the stuff of social revolutions, is it? The exact opposite, in fact. Reinforcing wealth and privilege.

Rentier feminism

In the same way, a number of the most eminent women of the day lived off inherited money and allowances. They were rentiers, trustafarians aka parasites. When Virginia Woolf wrote that a woman writer needed ‘a room of her own’ what she actually meant was an income of about £500 a year, ideally provided by ‘the family’ i.e. Daddy. The long-running partnership of the founders of the left-wing Fabian Society, Beatrice and Sidney Webb, was based on the £1,000 a year settled on her by her father at her marriage i.e. derived from the labour of others, mostly working class men (p.185).

New secretarial jobs for women

Alongside the rise of a new managerial class, mentioned above, the 1880s and 1890s saw the rise of new secretarial and administrative roles, what Hobsbawm neatly calls ‘a tribute to the typewriter’ (p.201). In 1881 central and local government in Britain employed 7,000 women; by 1911 that number was 76,000. Many women went into these kinds of secretarial jobs, and also filled the jobs created by the spread of the new department and chain stores. So these years saw a broad social change as many middle-class and lower middle-class single women and wives were able to secure reasonable white collar jobs in ever-increasing numbers (p.200).

Women and education

Education began to be offered to the masses across Europe during the 1870s and 80s, with Britain’s patchy 1870 Education Act followed by an act making junior school education compulsory in 1890. Obviously this created a huge new demand for schoolteachers and this, also, was to become a profession which women dominated, a situation which continues to this day. (In the UK in 2019, 98% of all early years teachers are women, 86% of nursery and primary teachers are women, 65% of secondary teachers are women. Overall, 75.8% of all grades of school teacher in the UK are female).

Secretarial and admin, shop staff, and schoolteachers – the pattern of women dominating in these areas was set in the 1880s and 1890s and continues to this day (p.201).

Women and religion

Hobsbawm makes one last point about women during this period which is that many, many more women were actively involved in the Christian church than in feminist or left-wing politics: women were nuns, officiants in churches, and supporters of Christian parties.

Statistically the women who opted for the defence of their sex through piety enormously outnumbered those who opted for liberation. (p.210)

I was surprised to learn that many women in France were actively against the vote being given to women, because they already had a great deal of ‘soft’ social and cultural power under the existing system, and actively didn’t want to get drawn into the worlds of squabbling men, politics and the professions.

Even within the bourgeois liberal society, middle class and petty-bourgeois French women, far from foolish and not often given to gentle passivity, did not bother to support the cause of women’s suffrage in large numbers. (p.209)

Feminism, then as now, claimed to speak for all women, a claim which is very misleading. Many women were not feminists, and many women were actively anti-feminist in the sense that they devoutly believed in Christian, and specifically Catholic, values, which allotted women clear duties and responsibilities as wives and mothers in the home, but also gave them cultural capital, privileges and social power.

These anti-feminists were far from stupid. They realised that a shift to more secular or socialist models would actually deprive them of much of this soft power. Or they just opposed secular, socialist values. Just as more than 50% of white American women voted for Donald Trump in 2016 and did so again in 2020.

Sport

Hobsbawm mentions sport throughout the book. I knew that a lot of sports were given formal rules and their governing bodies founded during this era – the Football League founded in 1888, Rugby Football Union founded 1871, Lawn Tennis Association founded 1888. I knew that tennis and golf in particular quickly became associated with the comfortably off middle classes, as they still are to this day.

But I hadn’t realised that these sports were so very liberating for women. Hobsbawm includes posters of women playing golf and tennis and explains that clubs for these sports became acceptable meeting places for young women whose families could be confident they would be meeting ‘the right sort’ of middle class ‘people like them’. As to this day. The spread of these middle class sports significantly opened up the number of spaces where women had freedom and autonomy.

The bicycle

Another new device which was an important vehicle for women’s freedom was the bicycle, which spread very quickly after its initial development in the 1880s, creating bicycle clubs and competitions and magazines and shops across the industrialised world, particularly liberating for many middle class women whom it allowed to travel independently for the first time.

Victorian Women's Cyclewear: The Ingenious Fight Against Conventions - We Love Cycling magazine

The arts and sciences

I haven’t summarised Hobsbawm’s lengthy sections about the arts and literature because, as a literature graduate, I found them boring and obvious and clichéd (Wagner was a great composer but a bad man; the impressionists revolutionised art by painting out of doors etc).

Ditto the chapters about the hard and social sciences, which I found long-winded, boring and dated. In both Age of Capital and this volume, the first hundred pages describing the main technological and industrial developments of the period are by far the most interesting and exciting bits, and the texts go steadily downhill after that.


Credit

The Age of Empire: 1875 to 1914 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback edition.

Hobsbawm reviews

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Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

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  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution during the communist purges.

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The Thirties and After: Poetry, Politics People 1933-75 by Stephen Spender (1978)

Artists always have been and always will be individualists (p.52)

In this book Spender brought together key reviews, essays and other documents from each decade of his writing career. There’s a section of writings from the 1930s, but also from the 1940s, 50s and 60s.

As you know, I don’t have much time for Spender’s poetry, but he has sensible, honest liberal views on a wide range of subjects, and is a fantastic gossip. His very sensibleness seems to have made him a good editor (by all accounts), of Horizon magazine which he co-founded in 1939, and literary editor of Encounter magazine from 1953 to 1967.

As an affable, clubbable fellow, he sat as a judge for various prizes and could be counted to take part in innumerable ‘writers congresses’, with the result that he seems to have met and chatted with just about every important writer from the middle of the twentieth century. The index of this handy little paperback is a who’s who of poets, novelists, artists and playwrights from the 1920s to the 70s.

These are notes on his essays and reviews from, and comments about, the 1930s.

The Thirties

Background

Spender thinks the left-wing feel of literature in the 1930s has deep roots, going back at least to the Fabians (who included H.G. Wells and Bernard Shaw). He points out that the famous war poets Sassoon, Graves and Owen were all, by the war’s end, ‘socialists’ too, based on:

  • hatred of the older generation who had sent out the young to be slaughtered
  • sympathy for the working class men they supervised
  • admiration for revolutionary movements in Europe, political cultural and sexual
  • resentment of the way the British establishment tried to strangle the Bolshevik revolution
  • dislike of the British Empire

That said, all arts undergraduates of the late 1920s revered T.S. Eliot whose masterpiece The Waste Land prophesied the end of all civilisation, an apocalyptic vision which made conventional politics irrelevant.

But although the Modernists (Yeats, Eliot, Pound, Wyndham Lewis) held extreme right-wing views, their young fans still revered them because they were revolutionary in form & content. Also, although right-wing in tendency, the Modernists were heartily loathed by the dead, dull, philistine Conservatives who ran the artistic and literary establishment and thought them dangerous radicals and Bohemians (foreigners, too). The English conservative establishment was, Spender tells us, ‘philistine, stupid, respectable and frightened’.

As an undergraduate Auden held the view that the poet should be utterly unpolitical, in fact that he should be as unemotional and detached as a scientist: his own emotions, the lives around him and society at large were merely a field for his forensic enquiries. The exact opposite of, say, Shelley.

Writing in the 1970s, Spender now sees how that view stems from T.S. Eliot’s famous 1919 essay Tradition and The Individual Talent i.e. was indebted to the detached classicism of the Modernist generation.

Spender thinks he and the Auden Gang initially continued to adhere to the apolitical aesthetics of the Modernists. Only slowly did they let politics enter their work and it felt, to them, like a conscious lowering of standards. They had a ‘we’re only doing this for the duration’ feel about them. MacNeice in particular barely wrote any ‘political’ poetry during the 30s.

Spender sees the real generational break being between his friends – Auden, Day-Lewis, MacNeice – and the genuinely younger generation of fire-eating communist poets – Julian Bell and John Cornford – who were sincerely and utterly political (though he tempers this by pointing out that they were, in every instance, rebelling against the apolitical bourgeois aestheticism of their Bloomsbury parents).

Spender suggest that even when they were writing ‘political’ poems, he and Auden were in a way simply continuing the anti-war attitude of Wilfred Owen. He suggests his own poem, Ultima Ratio Regum, and Auden’s sonnets from China. They are anti-war protests, a kind of ‘anti-fascist pacifist poetry’.

In fact Spender thinks there wasn’t a thirties ‘movement’; movements have meetings and manifestos. But Auden was a ‘leader’ in the sense that he was intellectually in advance of all the rest, had through things through more thoroughly, and had a more highly developed technique.

Spender describes Auden’s advanced knowledge of psychoanalysis and how he used it to psychoanalyse his friends, inviting them to his darkened rooms in Christ Church and exposing them to penetrating psychological investigation. He liked doing this one-on-one, and preferred to keep his friends apart, which partly explains why the members of the so-called ‘movement’ rarely actually met.

In other words people didn’t ‘follow’ Auden because he commanded obedience. He simply was a cleverer, more fully formed and fascinating character than everyone else.

What triggered the ‘political content was simply the extremity of the times, the early 1930s, when it really looked as if the capitalist system might collapse, and the well-heeled literati in the south of England couldn’t fail to notice mass unemployment, squalor, and millions going hungry, their lives going to waste.

Because it was part of every educated person’s consciousness, the social crisis inevitably entered their writing. Overlapping it and extending the sense of crisis was the rise to power of Hitler and the sense, by the mid-30s, that war was inevitable. And they had an H.G. Wells-style horror of what the approaching war would entail. Spender was told by a leading government expert that British cities would be flattened in days by mass bombing.

Adding bite to this mood was the appalling complacency of almost everyone outside the ‘intellectual class’ – the complacency of Stanley Baldwin and the Empire exhibition. You can hear the same note of exasperation in George Orwell’s novels – he wants to shake England out of its myopic slumber. Wake up! so many of those poems say.

Spender sympathises with the critics who point out the 100% private school nature of these lefties. There was something laughable, Spender himself admits, in their attempts to write for the working classes. Spender thinks that, if anyone, their poems were aimed at ‘sixth-formers from their old schools and at one another’ (p.23).

But what else could they have done? Ignored the mass unemployment and economic collapse of the Great Depression? Ignored the rise of Hitler and the outbreak of the Spanish Civil War? In a society in crisis every work becomes political.

The essence of the Modernist movement was it created works which centred on themselves, were self contained as art. The next generation, his generation, took Modernist tools and reinjected what the Modernist works had lacked, namely day-to-day subject matter. ‘We were putting the subject back into poetry’.

In his opinion the members of the movement were very varied, never had a manifesto, and had all kinds of doubts about putting politics into poetry – but were made to seem like a movement because of the deep sleep of everyone else around them. Writing about the Slump or Hitler created the impression of a camaraderie among writers who were, deep down, very disparate.

Real political poetry was that written by committed Communists like Christopher Caudwell, Ralph Fox, John Cornford and Tom Wintringham – but the first three of these were killed in Spain and the tradition they might have created, vanished with them.

All these concerns came to a head with the Spanish Civil War which triggered a crescendo of political commitment among the bourgeois poets – and then a collapse of cynicism and disillusion. One way of seeing it is that all the bourgeois writers were brought by the crisis right up against the need to write propaganda, that is, to lie, to write things they doubted or knew were lies (about the unity of the left, about the Moscow show trials, the wisdom of Stalin, and so on). When push came to shove, they all rebelled against this.

In face of Stalinist propaganda and methods it was a reversion to the view that individual conscience is the repository of witnessed truth. (p.29)

Once the scales fell from their eyes, they realised they had let themselves be cajoled into writing in ways, about subjects and reaching conclusions, that they knew to be false or disagreed with. This concern for individual truth-telling explains why many of them, most famously Auden, tried to suppress much of their work from the 30s as ‘dishonest’. Thus he tinkered with Spain, the long poem he wrote trying to support the Republicans, but eventually came to hate its entire tone and banned it.

This notion of individual truth was the reef that the ‘movement’ of political poetry ran aground on.

Review of A Vision by W.B. Yeats (April 1938)

In this book Yeats systematically laid out the complex system of images and ideas which underpinned his later poetry and which, he claimed, had been communicated to his wife by messages from the spirit world. With restrained irony Spender says that, if these complex insights into the meaning of human history, its patterns and recurrences really are true, it is a shame this long and complicated book makes no attempt to prove the fact or to relate it to the world the rest of us live in. More sharply, Spender notes that when Yeats writes that when he read Oswald Spengler’s vast epic about The Decline of the West (1918-22) he found an eerie similarity with his own thought – that is because both of them, along with Stefan George and d’Annunzio, in their attacks on the rotten littleness of modern democratic society and the need for new Caesars to rise up and restore civilisation – all prove ideological and artistic justifications for fascism.

Review of One-Way Song by Wyndham Lewis (December 1933)

Percy Wyndham Lewis was an avant-garde artist who, just before the First World War, founded the short-lived movement of Vorticism, a British response to Italian Futurism. After the war (in which he served) he continued to paint, including marvellous modernist portraits of his chums T.S. Eliot and Ezra Pound, plus the doyenne of 1920s poetry, Edith Sitwell; but also wrote a lot, novels, huge meditations upon Western Man, and, as in this case, poetry.

One-Way Song is an extended satire written with Lewis’s demonic energy which sets out to flail every cause Lewis can think of, including parliamentary democracy, Progress, relativity, the expanding universe and racial equality. Some of the lines tend towards fascism i.e. saying society can only be saved from its pettiness by a Strong Leader, but on the whole Spender admires Lewis for his vigour and his openness, unlike many a fascist sympathiser who couches their support in suaver support for ‘the corporate state’ etc.

Review of Phoenix by D.H. Lawrence (January 1937)

Lawrence was one of a kind, sui generis. Not many major writers have emerged from the genuine working class, his Dad being a miner in the coalfields outside Nottingham. As Lawrence got educated he moved out of his own class, but was never at home with the smug bourgeoisie which runs English culture (in his day, the Bloomsbury Group).

Despising the middle class for its post-impressionist pusillanimity, but unable to expect anything of a working class he knew was crushed and cowed, he found a solution, a way out – Sex.

In the sexual act two people could transcend the petty restrictions of class and country and rediscover human dignity and authenticity. On this discovery he posited a potential social revolution, and described and wrote about it on countless occasions. He was against crowds, the masses and their filthy representation politics and democracy. In this respect he was anti-democratic and gave way sometimes to brooding images of Dark Power and the Strong Leader. But at its core he revolted against all of society, of whatever shape, in favour of a revolution in the head of individuals, then of men and women in their relationships with each other.

All settlement of the property question must arise spontaneously out of the new impulse in man, to free himself from the extraneous load of possession, and walk naked and light.

This is why he is among the Great Writers – because he took the key subject of the most serious novels – relationships between men and woman, or a man and a woman – to new levels of intensity.

Review of Red Front by Louis Aragon (May 1933)

A review of a zealously communist poem by the French poet, Louis Aragon. Spender is blisteringly critical of its calls for the proletariat to rise up and shoot the bourgeoisie. Why, asks Spender. Why is one lot of people arresting, imprisoning, torturing and executing another group of people terrible if it’s group A, but fabulous and deserving hymns of praise if it’s group B? They’re all people.

Marx had an answer. The proletariat represent Hegel’s Spirit of History. They are not only good and just in themselves, they represent the future of mankind. Spender obviously doesn’t buy this.

Spender says this isn’t a poem it’s propaganda and, what’s more, threatening propaganda. He treats Aragon to about the most withering criticism possible by saying its invocations and threats of violence are directly comparable to Hitler. Compare this poem to any speech by Hitler. Whoosh!

Poetry and Revolution (March 1933)

A poem is complete in itself, it does not reach out and affect the real world. Poetry is idealist in the sense that it is restricted to the world of thought. It is, therefore, the opposite of materialist thought. Individuals locked in their own little worlds is the opposite of the mass movement which the revolutionist calls for.

Basically Spender argues that all literature is middle class. To read it or be able to write it, workers have to get educated enough to lose their working class roots and enter the bourgeoisie. Even rebels against the bourgeoisie tend to be bourgeois, and their ‘rebellion’ tends to be into precisely the kind of visionary individualism which the true revolutionary hates most (he evidences the French poet, Rimbaud).

The bourgeois artist can not rebel against his bourgeois origins. But he can serve revolutionary ends by writing honestly. If he writes honestly his writings will accurately reveal the symptoms of a decaying society.

He defends poetry with these arguments:

  • poetry records the changing meaning of words, it preserves words in their pure and historic meaning
  • poetry saves the language from degenerating
  • poetry is a function of our emotional life
  • ‘poetry is the language of moments in which we see ourselves or other people in their true relation to humanity or nature’
  • poetry expresses compassion for all human beings regardless of race or class

Contemporary writers who wish to be communists cannot join the communist cause because of their economic condition, which forces them to be individuals, alone and alienated. Come the revolution, this will be solved.

(Compare and contrast Spender’s lightweight ideas with the fully worked out theory of Realism in fiction propounded by Marxist philosopher György Lukács.)

The Poetic Dramas of W.H. Auden and Christopher Isherwood (Autumn 1938)

Spender had written a poetic drama himself, Trial of a Judge, this same year of 1938.

He praises the poetic dramas of W.H. Auden and Christopher Isherwood, specifically The Dog Beneath The Skin and The Ascent of F6, but enters a few typically sensible caveats.

  • Not much of the poetry in them is as good as Auden’s individual poems.
  • None of the characters has the subtlety of the characters in Isherwood’s novels.
  • Lastly, the pop nature of some of the lyrics created a kind of lowest common denominator style which Auden’s younger fans are now copying.

The public figures in F6 are too true to life to be believable. The satire on them is too crude to be believable and therefore effective. In this respect, yes, they are rather schoolboyish, as older critics claimed. Spender considers Dog works in its long journey round Europe, but when the protagonist returns to his English village, the climax of the play is him delivering a sermon indistinguishable from one any ordinary vicar would deliver.

Spender acutely points out the several ways in which the conclusion of The Ascent of F6 is not only unsatisfactory, it is incoherent. I agree with him that lots of it are just chunks of Auden which have been inserted into the play without too much regard for context. But that the chorus poetry of Mr and Mrs A is excellent (the best thing in the play, in my view).

With a touch of the apocalyptic, Spender hopes Auden and Isherwood have laid the foundations of what might be a much wider social change in coming decades which would see ‘the emergence of the theatre as the most significant and living of literary forms’ (p.61). Of course, they hadn’t.

Tangiers and Gibraltar Now (Left Review, February 1937)

Six months into the Spanish Civil War, Spender tried to get into republican Spain but was refused a visa so he did the next best thing which was to travel to Tangiers – where he attended meetings, speeches etc by Republican supporters – then Gibraltar, where he dwells on the revolting Franco sympathies of the British authorities and old British colonels’ mithering about ‘Red atrocities’. Even if these atrocities are true, Spender excuses them as the inevitable excesses of the suffering imposed on the people by the ‘monstrous Spanish system’ (p.64).

Heroes in Spain (New Statesman, May 1937)

Finally Spender got himself into Republican Spain and reports on what he saw and the Unity of the People as he travelled round for six weeks.

Spender takes exception to calling anyone who dies in a war, a ‘hero’, saying this is just a rhetoric people use to hide from themselves the disgusting reality of war. He testifies that the actual soldiers dislike talk of heroes and heroics; in the reports they read they are far more concerned to hear the simple truth.

Spain invites the world’s writers (Autumn 1937)

Being notes on the International Writers Congress held in which Spender attended. He is very impressed by André Malraux (‘a hero’) and his talk of will, how the writer must create an environment which allows them to write. They drive from Barcelona to Valencia and on to Madrid, seeing sights, meeting the People, excited by the social revolution very obviously going on around them. The essay concludes with a conversation with the Spanish poet, José Bergamín who, when asked about his Catholicism, says yes yes yes he believes all the articles of faith, but no no no he believes the Catholic Church in Spain has allied with one particular class and is trying to prevent ‘the spiritual growth of the Spanish people’. Spender optimistically concludes that, within the political revolution sparked by the war, is also taking place a Catholic Reformation. (In both predictions he was, of course, wrong.)

I join the Communist Party (Daily Worker, February 1937)

Spender explains that the motivation of his book Forward From Liberalism, published in 1937, was to show the mindset of a typical bourgeois liberal (i.e. himself) approaching communism, namely his belief in social justice and international peace rather than imperialist aggression.

In this article he announces that he has a) formally joined the communist party b) is setting off to Valencia to support the Republican government.

In fact these three short pages conclude with a description of his whistlestop tour of Tangiers and Gibraltar (mentioned above) and how he found everywhere how a minority of capitalist-imperialists was wedded to the Francoist attachment to property and in doing so seeking to suppress and put down the 80% of the population who wanted revolutionary change to their society.

Everywhere he went he saw Communists leading the fight against fascism, the best and most dignified of the working class were the Communists. And so he’s joined the Party.

When he puts it like that, his decision sounds eminently reasonable.

However, the first half of the little essay indicates a massive problem he faced: even before he joined the Party he had been sharply criticised by a critic in the Daily Worker for passages in Forward From Liberalism in which he had questioned the Moscow Show Trials i.e. Stalin’s word.

This is the crux of this entire section and of Left-wing politics in the 1930s as a whole. In contrast to the rotten, do-nothing democracies, Communism was actively fighting the unambiguous evil of fascism, and everywhere communist workers provided inspiring examples of human heroism and high-mindedness. Plus, to the anxious bourgeois intellectual, the Communist Party provided a wonderful sense of community and acceptance in a greater task. Good.

But, as they all discovered, Communism-in-practice meant lying for Stalin. Lying about the show trials, the deportations, the famines, the labour camps, the murder of opponents and rivals in Russia, and lying about the undermining of the entire Spanish Republican war effort by commissars more concerned with eliminating Trotskyists or Anarchists than with fighting the supposed enemy.

And this was the enormous disillusion which woke Spender, Auden and many other writers from their dream of solidarity with the working class. They would love to show solidarity with the working class and overthrow the rotten old system. But central to membership of the Party was abandoning their individual ‘bourgeois’ consciences and lying for a brutal, murderous dictator. And none of them could do that.

Postscript

With the ending of the Spanish Civil War it became clear that the thirties was being wound up like a company going into bankruptcy. The departure of Auden for America in 1939, whatever personal feelings it aroused, considered as a public act only underlined what most of his colleagues already felt: that the individualist phase was over. From now on, people did not join anti-fascism as individuals who might influence history. They joined armies in which they were expected to forget that they were individuals. (p.85)

With a few exceptions the writer associated with the thirties tried after 1939 to break with their political connections. This was particularly true of Auden who edited out of his works what might be termed the Thirties Connection. His departure for Isherwood in late 1939 dramatised the end of a decade. (p.276)

(In this second passage Spender makes a small but telling mistake. Auden and Isherwood sailed for New York in January 1939, at the start of the year. Spender’s memory has smoothed this out by making it occur in ‘late’ 1939, right at the end of the year and so of the decade – thus making it appear more symbolic and neat. Well, he’s a poet, not a historian.)


Credit

The Thirties and After by Stephen Spender was first published by Macmillan Books. All references are to the 1978 Fontana paperback edition.

Related links

In the Days of the Comet by H.G. Wells (1906)

We live now in these days, when the Great Change has been in most things accomplished, in a time when every one is being educated to a sort of intellectual gentleness, a gentleness that abates nothing from our vigour, and it is hard to understand the stifled and struggling manner in which my generation of common young men did its thinking.
(In The Days of The Comet. Chapter One)

In his earliest stories Wells stuck to describing localised events witnessed and recounted with feverish, first-person intensity by his astonished protagonists.

As he became famous he branched out. He wrote a series of non-science-fiction love stories (Love and Mr Lewisham, Kipps), often featuring whimsical social comedy satirising Edwardian manners and society.

He also began a series of factual articles and books devoted to predicting the future based on likely scientific and technological advances – Anticipations, A Modern UtopiaThe Shape of Things To Come and so on.

And his science fiction stories became more long-winded and discursive, incorporating these other elements to produce stories which were longer, less focused, and contained all kinds of material extraneous to the main plot. In The Days of The Comet is a classic example of this tendency.

In the Days of the Comet

The central event of In The Days of the Comet is easy to describe. A comet passes close to the earth, trailing a cloud of strange chemicals through the atmosphere, which leads to an abrupt and total revolution in human nature and in human affairs, referred to as The Great Change. Everyone becomes peaceful, kind, forgiving and sensible. Here is the narrator telling his contemporary, post-Change audience, about the bad old days:

You must understand – and every year it becomes increasingly difficult to understand – how entirely different the world was then from what it is now. It was a dark world; it was full of preventable disorder, preventable diseases, and preventable pain, of harshness and stupid unpremeditated cruelties; but yet, it may be even by virtue of the general darkness, there were moments of a rare and evanescent beauty that seem no longer possible in my experience. The Great Change has come for ever more, happiness and beauty are our atmosphere, there is peace on earth and good will to all men. None would dare to dream of returning to the sorrows of the former time…

Wells has bitten off a massive theme – the transformation of the entire human race from a jungle of competing individualists, a system which produces misery and exploitation, into a brotherhood of enlightened and caring citizens who treat each other as equals and set about building the Perfect Society. For the fumes of the comet bring about the great Socialist Transformation of the World which Wells and so many of his contemporaries dreamed of.

But Wells has set himself the same challenge he faced in The Food of the Gods, which is to tell the transformation of the entire human race via the tiny story of a handful of individuals – in this case via the recollections of one particular man, Willie Leadford, now aged 71.

The novel is Willie’s autobiography, or more precisely his memoir, of the months leading up to the Great Change 50 years previously, when he was a hot-tempered young man. The minutely narrow scope of the task is made clear in the book’s first line:

I have set myself to write the story of the Great Change, so far as it has affected my own life and the lives of one or two people closely connected with me, primarily to please myself.

Well, that gets Wells off the hook of having to write some kind of global history of this vast transformation. Instead it’s going to be a book about Willie.

The central thread of the novel is Willie’s mismatched love affair with the beautiful but narrow-minded young woman Nettie Stuart. They are both lower class inhabitants of the Four Towns, a region of the industrial Midlands. Here Willie has grown up in extreme poverty, raised by his mother, a devoted and tireless charlady who has almost literally worked her fingers to the bone. Their wretched hovel of a rented cottage is bitterly described numerous times, not least the leaks in the roof which lets rain into his mother’s bedroom, exacerbating her many illnesses.

Against this backdrop, and in the scenery of this grim northern industrial townscape, Willie grows up into a typical angry young man who loses his religious faith and discovers ‘socialism’. He moves in to share a flat with another young man, Parload, who is, however, more taken by the stars and astronomy than socialism.

Anyway, the central spine of the novel is Willie’s forlorn love affair with Nettie. She is the daughter of the gardener to the local lady of the manor, Lady Verrall, and so she and her family regard themselves as a notch or two above Willie and his mother in the social scale. We know from his biography that at one stage of his own adolescence, Wells’s family fell on hard times and his mother went to work as cleaner to a local landowner and Wells was obliged to give up schooling to work in a local shop in Sussex.

You cannot help feeling that the descriptions of a) his good and long-suffering mother b) his smouldering resentment at the patronising, superior attitude of the local landowners and c) his youthful sense of the crazy injustice of the entire social system, are all strongly derived from his own experiences, which he channels into this story of an earnest young working class man falling in love with a beautiful but unimaginative young woman from just a fraction above his own class.

In the hands of a genius like D.H. Lawrence this kind of thing would have been turned into an entire novel registering every flicker of the sensibilities of both the protagonists, and exquisitely marking the rise and fall of their relationship, recording:

the host of dark distressful memories, of darkened childhood, toilsome youth, embittered adolescence.

But in the hands of bumptious Mr Wells it is a good tale, some passages are intensely felt and written but… but… it always feels that Well’s real focus of attention is elsewhere…

Anyway, young Willie becomes even more embittered when he tries to share his ‘socialist’ convictions with Nettie, as well as his loss of religious faith. Being a shallow conformist, all this alarms Nettie, who not only drops him but, in a scene worthy of a Thomas Hardy novel, rejects him for the rich son of a local landowner, the elegant, drawling, upper-class Edward Verrall –

son of the man who owned not only this great estate but more than half of Rawdon’s pot-bank, and who had interests and possessions, collieries and rents, all over the district of the Four Towns.

They argue. Willie departs. He hears from local gossip that she has taken up with young Verrall. When he goes once again up to the grand house where Nettie lives with her mother and father in the gardeners’ quarters, Willie is devastated to discover that… Nettie and Verrall have eloped!

Willie is consumed with psychotic anger, focusing all his personal frustration – the fact that he’s just been ‘let go’ by his employer, Rawdon – the general misery of the industrial proletariat living in the hovels of the local towns – the injustice of the social system – the sight of his poor downtrodden mother – and the (believe it or not) fact that the country seems to be slipping towards war with Germany – all these things come together to make Willie search high and low until he finds a shop where he buys a revolver.

Willie determines to track the couple down and shoot them both, he is that demented with rage, and the remainder of part one of the book follows his efforts to establish where they’ve gone (Norfolk), tracking them to the coast, and then to a little bohemian ‘artist’s colony’ on the seaside.

The industrial Midlands

Partly I’ve thought of D.H. Lawrence because the story is set in the industrial Midlands – Lawrence’s home turf – and a lot of Willie’s youthful energy goes into being outraged by the wretched poverty of the workers and the luxurious lifestyle of the rich.

Wells can certainly write when he wants to and, as you read on, you realise he has made a big effort to capture the miserable topography and lives of the down-trodden miners and other manual workers in the tight little cluster of Midlands mining towns he takes as his setting. I wonder if he had visited the area and made notes. It reads like it. Here’s a description of Willie and his friend and flatmate, Parload, walking round the dirty industrial town of ‘Clayton’:

Then across the allotments, a wilderness of cabbages and evil-looking sheds, past a gaunt abandoned factory, and so to the high road. The high road ascended in a curve past a few houses and a beerhouse or so, and round until all the valley in which four industrial towns lay crowded and confluent was overlooked.

I will admit that with the twilight there came a spell of weird magnificence over all that land and brooded on it until dawn. The horrible meanness of its details was veiled, the hutches that were homes, the bristling multitudes of chimneys, the ugly patches of unwilling vegetation amidst the makeshift fences of barrel-stave and wire. The rusty scars that framed the opposite ridges where the iron ore was taken and the barren mountains of slag from the blast furnaces were veiled; the reek and boiling smoke and dust from foundry, pot-bank, and furnace, transfigured and assimilated by the night. The dust-laden atmosphere that was grey oppression through the day became at sundown a mystery of deep translucent colours, of blues and purples, of sombre and vivid reds, of strange bright clearnesses of green and yellow athwart the darkling sky. Each upstart furnace, when its monarch sun had gone, crowned itself with flames, the dark cinder heaps began to glow with quivering fires, and each pot-bank squatted rebellious in a volcanic coronet of light. The empire of the day broke into a thousand feudal baronies of burning coal. The minor streets across the valley picked themselves out with gas-lamps of faint yellow, that brightened and mingled at all the principal squares and crossings with the greenish pallor of incandescent mantles and the high cold glare of the electric arc. The interlacing railways lifted bright signal-boxes over their intersections, and signal stars of red and green in rectangular constellations. The trains became articulated black serpents breathing fire.

Dickens wrote a vivid description of the Midlands in The Old Curiosity Shop in 1842, and George Orwell was to describe them again nearly a century later. Wells comes in the middle of that period and is as vivid as either:

You cannot see, as I can see, the dark empty way between the mean houses, the dark empty way lit by a bleary gas-lamp at the corner, you cannot feel the hard checkered pavement under your boots, you cannot mark the dimly lit windows here and there, and the shadows upon the ugly and often patched and crooked blinds of the people cooped within. Nor can you presently pass the beer house with its brighter gas and its queer, screening windows, nor get a whiff of foul air and foul language from its door, nor see the crumpled furtive figure – some rascal child – that slinks past us down the steps.

We crossed the longer street, up which a clumsy steam tram, vomiting smoke and sparks, made its clangorous way, and adown which one saw the greasy brilliance of shop fronts and the naphtha flares of hawkers’ barrows dripping fire into the night. A hazy movement of people swayed along that road, and we heard the voice of an itinerant preacher from a waste place between the houses.

There’s a recession – Leadford and his flatmate squabble about the elementary economic causes of recessions in capitalism – some of the miners have come out on strike, there’s stone throwing and minor riots and Leadford manages to get caught up in scuffles and mobs.

This could have been an interesting novel about industrial relations circa 1905, except that… a comet is hurtling towards the earth.

It’s a bit like getting fifty pages into a promising early novel by D.H. Lawrence when the Tardis suddenly materialises and Dr Who steps out!

You are just getting into it, as a realistic novel, when Willie looks up once again to look at the strange green light of the approaching comet. For weeks now the newspapers and their ‘experts’ have been assuring the public that it will miss the earth and have no effect on all of us.

Part 2. After the comet

Except that it does have an effect on all of us – a transformative impact.

The first part of the novel rises to a climax as Willie, one fateful night, tracks down the lovers Verrall and Nettie, to their beach hut hideaway, from a hiding place watches them gallivanting on the sand, then steps out and advances towards them, blindly firing his revolver (missing them both, luckily) and, as they turn and run, running after them, blind with impotent rage, anger, frustration, all the emotions of a trapped, trammelled inhabitant of the squalid little earth of 1906.

Absurdly (I haven’t brought it out enough) in the background throughout the story, we have had tips and hints that Britain is stumbling towards war against Germany. Willie has absent-mindedly been reading the newspaper hoardings at the railways stations and towns he passes through on his vengeful pursuit, and now, here on the beach, his own personal demented rage is counterpointed by a battle which suddenly starts up between huge warships taking place way out at sea, off the coast, the flares and booms of the big guns lighting up the beach as Willie chases the lovers through the dunes. All very cinematic!

And then… the green lights of the comet engulf everything. It is as if a thousand pistols are detonating all over the sky and a great mist, a green fog, sweeps in from the sea, and Willie loses consciousness.

When he awakes some hours later he is struck by the beauty of the grass among the sand. He looks up into the beautiful sky. He feels fulfilled and happy. He looks down at the gun at his feet and doesn’t understand it. He stumbles through the fields till he comes to a lane where a man has fallen and sprained his ankle and so he immediately helps him. It seems like the obvious thing to do.

And all over the world every person is waking with the same thought – feeling whole, purified, happy, content, and so brimming with good humour that they need to give of it, help others, make a better life.

In a throwaway bit of science Willie says that he later learned that chemicals in the comet’s tail reacted with the nitrogen in the earth’s atmosphere to create a new element which, when breathed in, gives new energy to blood corpuscles and gives the brain and nervous system a tremendous sense of life and calm.

Part two of the book describes the Great Change in three ways.

1. Very conveniently, the man Willie has found injured in the road turns out to be Melmount, a senior Cabinet Minister. Willie helps him to his holiday home down the coast where, incapacitated and so unable to go back to London, Melmount calls a cabinet meeting to discuss the new world and, since there aren’t any of the usual civil servant secretariesavailable, Willie finds himself being dragooned into acting as secretary and aide de camp to the Prime Minister during these first few weeks after the Change. This allows Wells:

  • to give us satirical portraits of the members of the cabinet
  • to insert his analysis of the British government of his day (it didn’t, in his opinion, have a clue what to do with its enormous empire or about the numerous social problems at home)
  • and to convey in broad brush terms how all of its members now look back on their narrow, sheltered, blinkered, privileged upbringings and publicly express regret

The politicians set about making radical changes which begin with Wells’s personal hobby horse, land reform, namely nationalising all land and rebuilding society from scratch.

2. After witnessing all this Willie returns to Clayton, and registers the Great Change in the town, his mother, Nettie’s parents and even old Mrs Verrall the landowner. All are now peaceful and calm. The scales have fallen from their eyes. All are now determined to build the New Jerusalem. Willie describes how they knock down all the disgusting old slums, and hold huge bonfires in which they burn their smelly clothes, disgusting furniture, rubbish decorations. Now all the land is jointly owned by the ‘commune’ as it is now called which plans rationally, establishing new workplaces in the best places, rebuilding convenient railway lines to link them, building new homes which are healthy and hygienic, for everyone. In the mornings they all work together, to build a better world. In the afternoons all take place in further education designed to bring out everyone’s potential – everyone’s life becomes a combination of productive labour and creative self-fulfilment.

3. And finally the love affair. This is dealt with in three parts. In the immediate aftermath of the Great Change, Willie comes across Nettie and Verrall again, and they all apologise to each other. In a rather moving passage both Nettie and Verrall reveal their feelings and motivations for running off together: Nettie admits that to some extent, it was Verrall’s clothes: he just dressed so richly and confidently and ably, compared to Willie’s dismal, dirty, threadbare working class suit, that she was bewitched. And Verrall gives what I thought was a powerful half page or so summary of the sheer irresponsible thrill of having an affair, of running away and abandoning all his parents’ fine hopes that he’d become a politician, spurning all society’s rules about not ‘ruining’ the reputation of a virginal young woman. What larks it was!

Anyway, they all sheepishly look at each other and apologise. Nettie says she wants to remain in love with Willie, who was her earliest adult friend and boyfriend but… still wants to remain with Verrall. The two men agree it cannot be and so, regretfully, she leaves with Verrall, leaving Willie to throw himself with energy into building the New Jerusalem in Clayton.

Back in Clayton, his mother is nearing the end of an exhausting long life of hard work, and the commune (in its new enlightened form) allots her a nurse – stocky young Annie – to be her carer through her last months. Distracted with all his new duties Willie is blissfully ignorant of the fact that this devoted, loyal young woman – rather inevitably – falls in love with him. It is only on the day of his mother’s eventual death, that they burst into tears, find each other in each other’s arms, and then kissing and then passionately kissing. Oops.

They marry and have children. Willie emphasises she was always his best friend and helpmeet. But… But Nettie reappears. Nettie has heard about his mother dying and makes a visit. And here she pursues the theme she had broached back in their parting scene at the seaside resort. Here she suggests… that she can be the lover of two men, that Willie can join her and Verrall. And Annie can join them too. And so it transpires. They become a ménage à quatre.

For the Great Change has overthrown even that old shibboleth, that one man shall cleave to one women, and one woman to one man, and that they shall be each other’s all-in-all and never have any surplus love or affection to give to anybody else.

After all the heady themes the book has covered – socialism, social injustice, the squalor of industrial Britain, the unmerited privilege of the rich, the stupidity of war, the absurdity of empire, the incompetence of politicians – this is how it ends, with a hymn to Free Love, a very fashionable, if scandalous, Edwardian topic.

Anybody who knew about Wells’s own love life (i.e. all of literary and artistic and political London) knew that this was in fact a close reflection of Well’s own situation. He was married to the plain and devoted Jane Wells,who bore him several children and managed the home, but had to put up with Wells’s numerous affairs with an impressive list of younger, sexier women, with several of whom he had illegitimate children.

(Wells’s lovers included American birth control activist Margaret Sanger, writer Odette Keun, Soviet spy Moura Budberg, novelist Elizabeth von Arnim, writer Amber Reeves, novelist and feminist Rebecca West, and many more.)

And there the story ends.

Before and after

The story is a variation on the very Wellsian trope of the sleeper who awakes in the distant future.

There is a ‘before’ (the grimy present day) and an ‘after’ (utopia after the Great Change). And the narrator is able to bear witness to both worlds. Thus the narrator is able to contrast a) the social squalor and b) the psychological and emotional constipation, of Edwardian times, with the a) social harmony and b) the relaxed and open relationships, after ‘the Great Change’.

This gives rise to the odd and distinctive feature of the book which is that you can go for pages reading either a) gritty descriptions of the muddy coal-mining town and its surly inhabitants or b) the sometimes genuinely moving, sometimes rather laughable descriptions of Willie’s love affair with Nettie – and both lull you into a false sense of security that you are reading a standard Edwardian novel…

But then Wells will throw in a sentence or two reminding us that this is all before the Change, the protagonist will look up and see the eerie shape of billowing green flaring in the night sky as the comet approaches day after day, thus inviting the reader to view with ridicule the absurd economic system and social conventions of the time – and you realise you are in a completely different type of book.

Or you are in a D.H. Lawrence social realist novel which has been picked up and photoshopped into a scene from Star Wars.

This before-and-after trope explains the prominence in the text of the direct address to the reader. By which I mean that the first person protagonist, Willie, is continually stopping to address his modern readers, the young readers who have grown up since the Great Change, with phrases like ‘You who have grown up since the Change will scarcely believe the silliness of the society I grew up in…’

My point being that the ‘before and after’ trope isn’t a minor aspect of the book, it is something the narrator and Wells are constantly rubbing in our faces.

You will consider those notions of my youth poor silly violent stuff; particularly if you are of the younger generation born since the Change you will be of that opinion.

When I think of that growing proportion of readers who belong entirely to the new order, who are growing up with only the vaguest early memories of the old world, I find the greatest difficulty in writing down the unintelligible confusions that were matter of fact to their fathers.

You cannot imagine the littleness of those former times; their naive, queer absurdities!

And here again I find myself writing in an unknown language, so far as my younger readers are concerned. You who know only the world that followed the Great Change will find much that I am telling inconceivable…

All that previous life of ours had been an ill-lit marionette show, acted in the twilight. . . .

The whole of that old history becomes more and more foreign, more and more like some queer barbaric drama played in a forgotten tongue…

Thus the novel stands in the tradition which includes all the other ‘before and after’ socialist novels of the era, such as Looking BackwardNews From Nowhere and so on.

Was Wells a socialist – or a nihilist?

Wells joined the socialist Fabian Society in 1903 and wrote numerous articles for newspapers, magazines and so on, supporting socialism. And he certainly writes eloquently about the glaring social injustices of his day, in this book giving lengthy and convincing descriptions of the miserable state of slum-dwellers in a Midland industrial town.

He also makes an effort to analyse their causes, attributing most of it to the idea of private property in land i.e. the tradition that had grown up of letting landowners acquire more land, on which mines and other factories could be built, while swarming millions of the proletariat had no land whatsoever. He is particularly upset that this tradition – the crazy, disorganised and blatantly unfair distribution of land – had continued in America which some people had hoped would be a more rational utopia but with which, by 1906, Wells was thoroughly disillusioned.

The implication of the repeated references to unfair land distribution is that nationalising all land, abolishing the private ownership of land, is the only way to creating the basis for equality.

But if you ask whether Wells was a genuine socialist, I think the answer might well be No. What comes over from all his novels is not a careful analysis of the means of production and distribution and a fictional dramatisation of how these can be seized by the working class.

What comes over from his novels are cosmic visions of vast realms of space and time against which humanity is a mere insect. The point of The Time Machine and of The War of the Worlds is how puny and petty our present-day human concerns are compared to the vastness of the solar system and the knowledge that there are countless other life forms in the universe who are completely indifferent to us, to his visions of a future planet earth on which humanity has ceased to exist, and it doesn’t matter.

I picture to myself this thing happening in space, a planetary moment, the faint smudge, the slender whirl of meteor, drawing nearer to this planet – this planet like a ball, like a shaded rounded ball, floating in the void, with its little, nearly impalpable coat of cloud and air, with its dark pools of ocean, its gleaming ridges of land. And as that midge from the void touches it, the transparent gaseous outer shell clouds in an instant green and then slowly clears again. . . .

The Fabians made sensible proposals about to how to improve the lot of the working classes through better building regulations, hygiene, water and gas and electricity provision, shorter working hours and so on. Wells paid lip service to all this but couldn’t help, wherever he turns his eye, being overwhelmed by the sheer futility of human existence. Futility is a word which rings through all these books. Love is futile. Individuals are futile. War is futile. The whole social order is futile.

The golden earth and sky seemed like a little bubble that floated in the globe of human futility.

In The Time Machine the narrator reflects on the futile effort to create civilisations which have vanished, is afflicted by the futile attempts of the pretty young Eloi he befriends to understand him, calls the entire race of Eloi ‘a mere beautiful futility’.

One of the most powerful results of the sojourn of the narrator on The Island of Dr Moreau is the way it leaves him with a crushing sense of the futility of human endeavour. ‘I lost faith in the sanity of the world when I saw it suffering the painful disorder of this island…’

The net effect of The War of the Worlds is both to make you realise what petty, powerless things human beings are, playthings before the mighty powers of the universe – but also that the Martians themselves are prey to the tiniest enemy, the terrestrial bacteria which kill them.

Wells’s fundamental worldview is the heartless, brutal materialism of Darwin, as passed on to him directly by Darwin’s bulldog, Thomas Henry Huxley, who personally taught Wells at the South Kensington Science Institute in the 1880s.

We have come into being through a tumult of blind forces.

We are made for the struggle for existence – we ARE the struggle for existence; the things that live are the struggle for existence incarnate…

This is Darwinism raw.

In The Food of the Gods, Wells helps the reader come to see the entire present order of things as a mere stepping stone to the next level of evolution, to the coming of the giants, epitomised in the character of the uneducated giant, Caddles, who has no idea why he exists or what anybody is doing. Here he is, straddling Piccadilly, looking down at the multitudes of little people, and afflicted with a sense of complete pointlessness:

None of them seemed to see, as he could do, the drink-sodden wretchedness of the painted women at the corner, the ragged misery that sneaked along the gutters, the infinite futility of all this employment. The infinite futility! (The Food of the Gods Book III, Chapter 3)

At the climax of that novel, as the protagonist Redwood argues with the anti-giant Prime Minister, Caterham, ‘The more he talked the more certain Redwood’s sense of stupendous futility grew.’ (Book III, Chapter 4)

So it should come as no surprise to find the same note sounded again and again in In The Days of The Comet. Here is young Willie’s thoughts as he leaves his childhood home:

It was my native valley, and I was going out of it, I thought never to return, and yet in that last prospect, the group of towns that had borne me and dwarfed and crippled and made me, seemed, in some indefinable manner, strange. I was, perhaps, more used to seeing it from this comprehensive view-point when it was veiled and softened by night; now it came out in all its weekday reek, under a clear afternoon sun. That may account a little for its unfamiliarity. And perhaps, too, there was something in the emotions through which I had been passing for a week and more, to intensify my insight, to enable me to pierce the unusual, to question the accepted. But it came to me then, I am sure, for the first time, how promiscuous, how higgledy-piggledy was the whole of that jumble of mines and homes, collieries and potbanks, railway yards, canals, schools, forges and blast furnaces, churches, chapels, allotment hovels, a vast irregular agglomeration of ugly smoking accidents in which men lived as happy as frogs in a dustbin. Each thing jostled and damaged the other things about it, each thing ignored the other things about it; the smoke of the furnace defiled the potbank clay, the clatter of the railway deafened the worshipers in church, the public-house thrust corruption at the school doors, the dismal homes squeezed miserably amidst the monstrosities of industrialism, with an effect of groping imbecility. Humanity choked amidst its products, and all its energy went in increasing its disorder, like a blind stricken thing that struggles and sinks in a morass.

‘Humanity choked amidst its products, and all its energy went in increasing its disorder, like a blind stricken thing that struggles and sinks in a morass.’

That is the true Wellsian note. His vision isn’t of a fair and equal society, to set alongside the utopian views of Edward Bellamy or William Morris. It is of apocalyptic wars, alien invasions, cosmic events and far futurity which make all human effort seem like ‘groping imbecility’.

Poor little angry, miserable creature! Poor little angry, miserable world!

All that said, the second half of In The Days of the Comet – After the Change – does make a sustained effort to paint a lyrical picture of a socialist paradise in which everyone collaborates to build a better life for everyone else. It is powerfully, forcefully and lyrically described, at length, along with practical aspects of the New World, like the destruction of all the old towns and cities and the building of new, rationally laid out urban centres lined with clean, well-lit, healthy and hygienic dwellings, and the availability of free higher education to all, and the limiting of work to only what is required and only what human beings can enjoyably supply.

The second half of the book does bear comparison with the ‘After’ scenarios painted by Bellamy and Morris in their utopias. But the grip of the book, its bite and punch, come from the narrator’s anger and frustration at the glaring inequality, the poverty and misery, and the million subtle social slights which the poor and lower middle class have to endure from their hoity-toity superiors, which really drive the first half. And then the sense of the vast cosmic transformation which has undertaken mankind.

And the glaring drawback of the book is that, to get to that Ideal Future, the reader has to swallow the notion that the very air we breathe has been transformed by unknown chemicals from a passing comet. Which is not a very practical political policy.

Goodbye Fabians

All of which makes it no surprise to learn that the Fabian Society expelled Wells in 1908.

The other Fabians came to dislike his flashiness, irresponsibility and sexual adventurism. It is typical of his restless magpie mind that a book which was meant to turn into a vision of a socialist utopia instead leads up to a description of the Free Love which very much suited Wells and his philandering ways.

There is always another distraction in a book by Wells, always another shiny new idea or invention which he suddenly wants to share with you, and which leads him wandering away from the book’s ostensible topic.

In response to their criticisms of him, Wells went on to satirise the two leading Fabians, Sidney and Beatrice Webb, in his 1910 novel, The New Machiavelli but, in the event, it was their modest, top-down vision of a soft socialist nanny state which was to triumph – albeit not till after the Second World War.

And although Well’s predictions of worldwide war and disaster did come true, particularly in the inferno of the Second World War, the final verdict on the visionary inconsequentiality of Well’s vast and voluminous writings is the way almost all of them sank into the almost complete obscurity after that war.

He wrote over a hundred books and God knows how many articles. Nowadays only half a dozen of the best sci-fi and four or five of his Edwardian comedies of manners survive.

Relying on comets from outer space to bring about social change turned out not to be a very practical option.


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The Sleeper Awakes by H.G. Wells (1910)

Wells was still in his early phase of creating genre-defining science fantasy stories when he wrote When The Sleeper Wakes, which was serialised in the Graphic magazine from January to May 1899.

It’s Wells’s version of the familiar trope of a man who falls asleep for an unnaturally long period of time and wakes up in a future where everything has changed, where a new civilisation is in place. (If you think about it, falling asleep and waking in the far future is a variation on the theme of time travel – only with no coming back!)

Invariably, the civilisation of the future is shown to have either solved or exacerbated whatever the author sees as the great social issues of his own day, so that the genre offers an author free rein to make prophecies and predictions, as well as working in as much social and political satire on their own times, as he or she wants.

Later, Wells became dissatisfied with the way he’d been forced to write When The Sleeper Wakes at top speed – he had been under pressure to complete another novel and to write a number of journalistic articles at the same time, and he was also ill during the writing of the second half. So, in 1910, for a new edition of his works, Wells rewrote the book and published it with a new title, The Sleeper Awakes. This is the version which is usually republished and which I’m reviewing here.

Wells had joined the left-wing Fabian Society in 1903 and had quickly become one of its most famous publicists and promoters. By 1910 his views on politics and society were well-known and the 1910 version of the book brings these explicitly political views out more clearly, as well as trying to sort out the many infelicities in the text of the novel. But in the prefaces to the 1921 and 1924 reprintings of the book, Wells continued to express dissatisfaction with the book, and this review will show some of the reasons why.

The plot

Part 1. Run-up

An artist named Isbister is wandering along the cliffs in Cornwall when he comes across Graham, a man contemplating suicide because he hasn’t been able to sleep for a week and feels like he’s going mad. While Isbister tries to talk sense to him, we are given evidence of Graham’s delirious frame of mind – he complains that he feels his mind spinning in an endless eddy, down, down, down.

Isbister takes Graham up to the cottage he’s renting, where he goes to make a drink, turns, and finds Graham sunk into a profound stupor, a cataleptic trance. His Long Sleep has begun.

In chapter two it is twenty years later and Isbister, older and wiser, discusses Graham’s case with a new character, Warming, a solicitor and Graham’s next of kin. We learn that Graham fell asleep in the year of Queen Victoria’s Diamond Jubilee (1897). Twenty years later it must be 1917, and Graham has been removed to the special ward of a hospital where he is sleeping on in a trance ‘unprecedented in medical history’.

We learn that Isbister has become a successful designer of adverts and posters, hundreds of which, as Warming points out, are now plastered all across the south coast, and has emigrated to America to pursue his career in advertising.

Meanwhile, Warming has invested in a new kind of road-surfacing. Irrelevant though this small talk appears, it later turns out to be important.

The sleeper wakes

In chapter three (there are 23 chapters) Graham awakes to find himself lying on a strange kind of pressure bed inside a case of green glass. He stumbles out of the bed to discover he is in a large antiseptic room. Attendants come running and then several men of command, notably:

a short, fat, and thickset beardless man, with aquiline nose and heavy neck and chin. Very thick black and slightly sloping eyebrows that almost met over his nose and overhung deep grey eyes, gave his face an oddly formidable expression. (Chapter 4. The Sound of Tumult)

This is Howard, who appears to be in charge.

The next few chapters are very confusing. Graham hears a roaring from a balcony overlooking a great concourse. When he goes out onto the balcony he sees an immense space dominated by modernist architecture, with some kind of covering over the sky, globes emanating uniform light, and the floor covered with ‘moving ways’, enormous ‘roads’ which are moving at speed carrying people along, and segmented so as to go round corners. There are what appear to be escalators coming up towards the level Graham finds himself on, and a great crowd surging towards him but held back by what look like policemen in red uniforms.

This impression of the immensity and complexity of the city of the future, conveyed in rather gaseous descriptions, will be the keynote of the novel.

Technology and design of the future

Howard tells Graham that he has slept for precisely 203 years. It is the year 2100 AD (Wells thus going a century better than the year 2000, which was the setting for Edward Bellamy’s famous fictional vision of the future, Looking Backward).

The sky is fenced off. Cities appear to exist under vast domes. Light is artificially created. Buildings are immense. The moving ways dominate what used to be called roads. Internally, rooms, halls and corridors are smooth and undecorated (except for occasional examples of an indecipherable script). Doorways open vertically and instantaneously.

Before Graham can do anything his guardians arrange for a ‘capillotomist’ to cut his hair and beard. Then a tailor takes quick measurements and, using a futuristic machine, prints out a perfectly-fitting contemporary outfit for Graham. He is given magic medicines which make him feel stronger, some small vials of liquid to drink and some in spray form.

In other words, it feels to me a lot like a set from the Star Trek series, smooth walls, endless corridors, bright different clothes, mystery medicines.

The Council

After Graham has blundered to the balcony and had a brief powerful glimpse of the scale of the city, the covered sky, the enormous buildings, and a huge crowd milling round the foot of his building, he is quickly hustled away, and down a series of corridors to a ‘safe room’. Along the way he glimpses a big hall with the ‘Council of Eight’ standing far away at a table beneath an immense statue of Atlas holding the world on his shoulder.

Ah yes, the Council. There’s always a Council of spooky older men wearing elaborate futuristic cloaks in this kind of story.

Confusion

The keynote of Graham’s experiences, and of the novel as a whole, is confusion. The people around him are very obviously thrown into confusion and panic by the fact that the Sleeper Has Awoken, but we and Graham don’t understand why for some time.

He is hustled away from the balcony room into the so-called Silent Rooms where he is kept by Howard for three days incommunicado, Howard refusing to answer any of Graham’s questions, resulting in Graham -and the reader – persisting in not having a clue what’s going on. Very confusing.

Then, suddenly and with no warning, there is a heroic ‘rescue’. Some kind of ‘resistance’ warriors drop down the ventilation shaft into Graham’s room and, while some attack the futuristic door to try and block it, others carry Graham back up the shaft.

They emerge onto the surface of the vast dome which covers the city and turns out to be extremely complex and uneven, lined by rows of windmills – presumably generating power – with gullies between the domes, as well as walkways and grilles and abrupt abysses with ledges on them. And it is snowing. Snow flies in his face blinding him, and builds up into drifts, blocking the panic-stricken progress of Graham and his guide who is trying to get him away from the Silent Room to safety before Howard and the Council discover he is missing.

It’s a straightforward chase scene of the kind you find in a thousand Hollywood movies. Still, it’s impressive of Wells to conceive a chase scene across the top of the dome covering a city of the future, in the snow. Vivid and cinematic.

Despite the action nature of the scene, Graham’s liberators find the time to explain that his cousin, Warming, cornered the market in a new way of surfacing roads which eventually put the railways out of business. The artist, Isbister, having moved to America, made a decisive investment in the early forms of cinema and television. Both lacked heirs and left their money in trust to the sleeping Graham, with trustees to administer the fund for charity. Over the past 200 years these trustees have built on the founding investment to buy up everything – everything – and now this London-based Council owns the world!

The entire world is like London, empty countryside surrounding super-cities, all ruled by Councils subservient to the Council. The Council banked on him never waking up and so created a complex cult of the Sleeper, the Master, who watches over society. For over a century they have ruled this highly stratified civilisation in his name!

Now he has woken up, the Council, and Howard their representative, have, unsurprisingly, been thrown into panic and confusion. The awakening came at a time of growing dissatisfaction among ‘the People’. It was an unlucky accident that Graham blundered out onto a public balcony within minutes of waking, and a crowd below saw him. Word is spreading that the sleeper has woken and this could have who knows what cataclysmic consequences.

According to his liberators the Council were discussing whether to drug Graham back into sleep or murder him or to hire an imposter. So that’s why they have ‘liberated’ him, and are hurrying him along to where ‘the People’ await.

The revolution

But barely has all this been explained than a Council airplane (the book was written before airplanes existed, through there was intense speculation and discussion in the press about how to build one) spots the fleeing pair and flies down firing the strange green guns of the future.

The liberator puts Graham on a seat attached to a zip wire running from an opening in the dome down to ground level and pushes him off, just as the plane comes round for another salvo of shots. Graham comes swooping along the high-wire over the heads of a vast crowd. The line is shot down but he is caught by the crowd and then takes part in a heroically confusing scene in which he seems to be taken up by an enormous crowd chanting his name, which is marching through the city of huge buildings and moving ways, marching on the great Council Building to overthrow the Council.

Graham is barely getting any sense of where he is and what’s going on before the crowd is itself ambushed by a large number of red-dressed police, who open fire and there is pandemonium.

Confusing action instead of clear exposition

There’s no denying that the narrative of this book is very confusing. It’s obviously a deliberate, creative decision by Wells, and he makes this perfectly clear in an extended reference to Julian West, the hero of Edward Bellamy’s best-selling science fiction novel, Looking Backward, which had appeared a decade earlier.

In that book, the hero awakes a hundred years hence into the orderly household of a doctor of the future, who calmly and sedately takes him through a long, logical explanation of the economic, political and cultural arrangements of the society of the future. It is more like a political textbook than a novel.

In fact, in most books about people waking up in the far future, the heroes are presented with a nice, clean, logical explanation of how the Future Society works.

Well’s chief aim in When The Sleeper Wakes seems to have been to work on the exact opposite assumption. What happens if you sleep for two hundred years and wake up amid mayhem, with absolutely no idea what’s going on and no-one to explain it to you?

In fact, if you wake up to riots and ambushes and civil war, with all sides claiming your allegiance? How can you possibly know which ‘side’ is right, or why there even are sides, or what you’re supposed to do?

The perversity of his experience came to him vividly. In actual fact he had made such a leap in time as romancers have imagined again and again. And that fact realised, he had been prepared. His mind had, as it were, seated itself for a spectacle. And no spectacle unfolded itself, but a great vague danger, unsympathetic shadows and veils of darkness. Somewhere through the labyrinthine obscurity his death sought him. Would he, after all, be killed before he saw? It might be that even at the next corner his destruction ambushed. A great desire to see, a great longing to know, arose in him.

He became fearful of corners. It seemed to him that there was safety in concealment. Where could he hide to be inconspicuous when the lights returned? At last he sat down upon a seat in a recess on one of the higher ways, conceiving he was alone there.

He squeezed his knuckles into his weary eyes. Suppose when he looked again he found the dark trough of parallel ways and that intolerable altitude of edifice gone. Suppose he were to discover the whole story of these last few days, the awakening, the shouting multitudes, the darkness and the fighting, a phantasmagoria, a new and more vivid sort of dream. It must be a dream; it was so inconsecutive, so reasonless. Why were the people fighting for him? Why should this saner world regard him as Owner and Master? (Chapter 10. The Battle of the Darkness)

So this sleeper awakes to find there is no polite doctor to talk him logically through the society of the future. Instead he is plunged into a social revolution which he doesn’t understand.

It’s an interesting idea, but it has one drawback. If the protagonist is confused, so too is the reader. Wells gets Howard, on the one hand, and the liberators, on the other, to throw out just enough hints to explain the situation to Graham (sort of, nearly). But the reader is left for three or four long, hectic chapters in a state of profound confusion.

Not only that but, in my opinion, Wells’s prose becomes confused. It sets out to mimic the panic of the unexpected rescue, the flight across the snowbound roof of the city, the panic-stricken glide down the high-wire down into the crowd, the confusion of a vast multitude marching chanting his name, the sudden ambush and red soldiers firing wildly into the crowd — but in doing so results in prose full of phrases describing vague forces, enormous spaces, shocks and detonations, huge crowds.

Now one of the appeals of The Island of Dr Moreau and The Invisible Man was the precision of their descriptions. You got a very accurate feel for what is happening. By contrast, Wells’s description of the vast spaces of this futuristic city, of its rearing architecture and machinery, is portentous but vague. It is hard to get a grasp of. Here is an excerpt describing the confused mob Graham has fallen among, as they march to overthrow the Council.

The hall was a vast and intricate space – galleries, balconies, broad spaces of amphitheatral steps, and great archways. Far away, high up, seemed the mouth of a huge passage full of struggling humanity. The whole multitude was swaying in congested masses. Individual figures sprang out of the tumult, impressed him momentarily, and lost definition again. Close to the platform swayed a beautiful fair woman, carried by three men, her hair across her face and brandishing a green staff. Next this group an old careworn man in blue canvas maintained his place in the crush with difficulty, and behind shouted a hairless face, a great cavity of toothless mouth. A voice called that enigmatical word ‘Ostrog’. All his impressions were vague save the massive emotion of that trampling song. The multitude were beating time with their feet – marking time, tramp, tramp, tramp, tramp. The green weapons waved, flashed and slanted. Then he saw those nearest to him on a level space before the stage were marching in front of him, passing towards a great archway, shouting ‘To the Council!’ Tramp, tramp, tramp, tramp. He raised his arm, and the roaring was redoubled. He remembered he had to shout ‘March!’ His mouth shaped inaudible heroic words. He waved his arm again and pointed to the archway, shouting ‘Onward! They were no longer marking time, they were marching; tramp, tramp, tramp, tramp. In that host were bearded men, old men, youths, fluttering robed bare-armed women, girls. Men and women of the new age! Rich robes, grey rags fluttered together in the whirl of their movement amidst the dominant blue. A monstrous black banner jerked its way to the right. He perceived a blue-clad negro, a shrivelled woman in yellow, then a group of tall fair-haired, white-faced, blue-clad men pushed theatrically past him. He noted two Chinamen. A tall, sallow, dark-haired, shining-eyed youth, white clad from top to toe, clambered up towards the platform shouting loyally, and sprang down again and receded, looking backward. Heads, shoulders, hands clutching weapons, all were swinging with those marching cadences. (Chapter 9. The People March)

It’s a judgement call as to whether you think this is wonderfully vivid writing which accurately conveys the feeling of being caught up in a panic-stricken crowd – or whether it is a relentless stream of confused and shapeless prose.

If you’re not focusing very hard it’s easy to get lost in these enormous, long, wordy paragraphs and have to go back to the last place you remember, to reread entire passages and find, yet again, that no very clear picture of the action is conveyed.

Ostrog shows him the storming of the Council

The marching crowd Graham’s with is ambushed by red-uniformed police who open fire. In the mayhem, Graham escapes, running miles away from the scene of what seems to be a massacre. From early on his liberators and then members of the crowd have told him that the revolt is being led by ‘Ostrog’. From other scared citizens he learns that Ostrog is based at a control centre for the city’s weather vanes (a form of wind power). He asks his way there, goes into the lobby, asks to see Ostrog and is eventually is let up to the main room where Ostrog is monitoring the revolution.

Ostrog shows him a futuristic TV screen on which they watch the mob storming the Council Citadel, from which Graham had been liberated only a few hours earlier. They watch the Council fight a last-ditch battle, having detonated the buildings which surround their citadel in order to clear a space. Ostrog and Graham watch all this on a screen. The revolution is being televised.

Part 2. A man of leisure

To cut a confusing story short, quite quickly the revolution is over and Ostrog takes control, settling the city back into law and order over the next few weeks. He is courteous and respectful to Graham and gets his number two, Lincoln, to fulfil the Sleeper’s every wish.

Now the revolution has been achieved and Ostrog is in control, Wells shows us that Graham is in fact a shallow dilettante. Having seen the airplane earlier, he tells Ostrog he wants to learn to fly. So he is taken up in a flying machine which circles London. From here he can see how the Wall of London rises sheer from the surrounding countryside like the wall of a medieval city. Beyond lie the ruins of suburbia and scattered empty houses.

It is important for Well’s vision that the entire population has been brought inside mega-cities where they can be completely controlled. Further south, Graham sees towns like Wareham and Eastbourne have been changed into single, vast skyscrapers. Here, as everywhere, all the scattered dwellings of individuals have been abandoned. Everyone lives in a regimented society.

The monoplane cruises across the south of England, then across the Channel and flies around Paris (where Graham sees the Eiffel Tower among the futuristic domes) before arriving back at one of the three vast landing platforms which dot south London.

The Flying Stages of London were collected together in an irregular crescent on the southern side of the river. They formed three groups of two each and retained the names of ancient suburban hills or villages. They were named in order, Roehampton, Wimbledon Park, Streatham, Norwood, Blackheath, and Shooter’s Hill. They were uniform structures rising high above the general roof surfaces. Each was about four thousand yards long and a thousand broad, and constructed of the compound of aluminum and iron that had replaced iron in architecture. Their higher tiers formed an openwork of girders through which lifts and staircases ascended. The upper surface was a uniform expanse, with portions – the starting carriers – that could be raised and were then able to run on very slightly inclined rails to the end of the fabric. (Chapter 16. The Monoplane)

On the flight back, Graham insists on taking over the controls, and, upon landing, hassles Lincoln into getting him a flying license so he can spend the next few days having special flying lessons, happy as a kid.

In the evenings Graham attends social events and mixes with the upper class of this future world. Here Wells indulges in satire directed at the values of his own times. The upper classes of the future are spoilt and insouciant. Everyone dresses more freely and casually than Graham’s late-Victorian peers. He meets a bishop and the poet laureate. He asks about the art and literature of the day (oil painting has been abandoned). He meets the Master Aeronaut, the Surveyor-General of the Public Schools, the managing director of the Antibilious Pill Department, the Black Labour Master, the daughter of the Manager of the Piggeries, who makes eyes at him – all characters invented so Wells can make a little social comedy at the expense of the pretensions of his own time, 1910.

However, these social scenes also have the function of dropping hints about the true nature of the society Graham has found himself in.

For example, the surveyor of public education has made it his task to prevent the lower classes thinking too much. The black labour master is in charge of black workers and soldiers in the colonies. Graham listens to them lightly discussing the way black colonial soldiers have been brought to Paris to suppress the ongoing rebellion there, with great violence, and it all makes him… uneasy…

Future sex

In the London of 2100 women have been ‘liberated’ in the sense that they all work and don’t spend much time on childcare. The women Graham meets at these parties consistently make eyes at him. In fact, Wells makes it as clear as he could (writing in 1910) that sex is much more casual in the future. We are told there are entire cities known as Pleasure Cities where, well, you can guess what happens there.

When Graham had been left alone in the Silent Rooms at the start of the story, he had picked up some cylindrical devices which proceeded to play ‘films’. Some appear to have been dramas, but it is as clear as Wells could make it that others were pornographic. He is shocked but the reader is impressed, as so often, by Wells’s prescience. Similarly, in those early scenes, Howard had appeared to offer him the services of prostitutes which, once he realised what was on offer, Graham quickly refused.

This must have been sailing close to the bounds of what was permissible in 1899.

A slender woman, less gaudily dressed than the others, a certain Helen Wotton, a niece of Ostrog’s, gets through to him at one of these parties and briefly manages to convey that ‘the People’ are still not happy, before Lincoln whisks him off to meet another notable.

Part 3. Reality hits home

Graham runs into Helen Wotton again, ‘in a little gallery that ran from the Wind-Vane Offices toward his state apartments’. She explains, with the passionate idealism of youth, that all her life she, and millions like her, have prayed for the sleeper to waken and liberate them from the repressive lives they live.

She surprises Graham by referring to the Victorian era as a golden age of liberty and freedom. He begins to put her right but she insists that back then the tyranny of the cities and the grip of Mammon was in its infancy. Now it has been perfected in a string of mega-cities covering the planet and entirely run by the rich, with up to a third of the population living underground, dressed in blue fatigues, and worked till they drop. As Helen explains:

‘This city – is a prison. Every city now is a prison. Mammon grips the key in his hand. Myriads, countless myriads, toil from the cradle to the grave. Is that right? Is that to be – for ever? Yes, far worse than in your time. All about us, beneath us, sorrow and pain. All the shallow delight of such life as you find about you, is separated by just a little from a life of wretchedness beyond any telling. Yes, the poor know it – they know they suffer. These countless multitudes who faced death for you two nights since – ! You owe your life to them.’
‘Yes,’ said Graham, slowly. ‘Yes. I owe my life to them.’
(Chapter 18. Graham Remembers)

Graham’s conscience is pricked. Who are ‘his people’? What do they expect of him? What is Ostrog actually doing? Now he thinks about it, in between flying planes and partying, whenever he meets Ostrog, the latter tells him the revolution has mostly achieved its goals and peace has been restored around the world (the world that the Council ruled in Graham’s name). But has it? Why does fighting rumble on in Paris?

So Graham goes to confront Ostrog. This is a big scene in which Ostrog delivers his Philosophy of the Overman. He tells Graham that his 19th century sentimentality about equality is out of date. This is the era of the Over-Man. The weak go to the wall. The race is purified.

‘The day of democracy is past,’ he said. ‘Past for ever. That day began with the bowmen of Creçy, it ended when marching infantry, when common men in masses ceased to win the battles of the world, when costly cannon, great ironclads, and strategic railways became the means of power. Today is the day of wealth. Wealth now is power as it never was power before – it commands earth and sea and sky. All power is for those who can handle wealth.’
(Chapter 19. Ostrog’s point of view)

As to the practical situation, in order to overthrow the Council, Ostrog had to make the people all kinds of promises about restructuring society. He reveals that it was he and his minions who created and taught the People the ‘Song of Revolt’ which they took up so enthusiastically. Now he is in power – now his coup d’etat has succeeded – Ostrog needs to put the people back in their place – hence the ongoing fighting in some cities, general strikes, workers on the street. ‘But don’t worry your pretty little head,’ he tells Graham. ‘I will soon have everything under control.’

They disagree. Ostrog is respectful but firm. Graham is frustrated and angry. They both go away harbouring their doubts. No good will come of this…

Part 4. Down among the proles

Determined to find out whether Helen is right, Graham dresses ‘in the costume of an inferior wind-vane official keeping holiday’, and, accompanied by the Japanese man-servant, Asano, who Ostrog has assigned to him, goes down among the proles.

This is a peculiar sequence. A combination of the visionary and the very familiar. It will come as no surprise that there are vast underground chambers beneath the city where the poor slave away. More surprising is the sequence about babies, where babies are separated at birth from their mothers and fed by machines which have the torsos and lactating breasts of women but screens for faces and metal pylons for legs.

Graham is appalled to witness a whole part of the underground covered in enormous and blatantly commercial hoardings advertising various Christian sects in unashamedly secular terms.

“Salvation on the First Floor and turn to the Right.” “Put your Money on your Maker.” “The Sharpest Conversion in London, Expert Operators! Look Slippy!” “What Christ would say to the Sleeper;—Join the Up-to-date Saints!” “Be a Christian—without hindrance to your present Occupation.” “All the Brightest Bishops on the Bench to-night and Prices as Usual.” “Brisk Blessings for Busy Business Men.”

He learns how individual living in individual houses has been swept away and the people live in huge dormitories and feed in vast canteens.

He also witnesses the oppressive ubiquity of trumpet-shaped loudspeakers of all sizes, some yards across, which broadcast an unremitting mixture of pro-government, morale-boosting propaganda, all prefaced by weird sound effects. They are called Babble Machines.

Another of these mechanisms screamed deafeningly and gave tongue in a shrill voice. ‘Yahaha, Yahah, Yap! Hear a live paper yelp! Live paper. Yaha! Shocking outrage in Paris. Yahahah! The Parisians exasperated by the black police to the pitch of assassination. Dreadful reprisals. Savage times come again. Blood! Blood! Yaha!’ The nearer Babble Machine hooted stupendously, ‘Galloop, Galloop,’ drowned the end of the sentence, and proceeded in a rather flatter note than before with novel comments on the horrors of disorder. ‘Law and order must be maintained,’ said the nearer Babble Machine. (Chapter 20 – In the City Ways)

There is much more in the same style. Asano guides him through the profoundly confusing and disorientating maze of tunnels, corridors, over bridges, onto balconies overlooking vast halls, up lifts, down escalators, all designed – I suppose – to give the exhausted reader a sense of the sheer stupefying scale of the city-state.

At last they come to the financial sector which is plastered, like the Christian sector, with huge billboards promoting all kinds of phoney get-rich-quick schemes and in whose halls overt, unashamed gambling and betting goes on.

Part 5. The second revolution

It is while he is in a sector devoted to jewel working that Graham and Asano hear the Babble Machines announcing that the Black Police are coming from South Africa to put down the remaining protesters in London. There is instant consternation and cries of protest from all around him. Graham had explicitly told Ostrog that, as Master, he did not want black troops brought to London.

The announcement that they are coming prompts another uprising, which Graham gets caught up in much as in the confusing early chapters. Amid proles yelling ‘Ostrog has betrayed us’ Graham and Asano struggle through the throng back to the half-ruined Council House. Here complicated repairs are underway with scaffolding and workmen everywhere fixing up the damage done by the first assault. Despite this, Ostrog has made it his base to run his world empire.

Graham gets admittance, takes lifts and escalators and the usual complicated paraphernalia up to the room with the huge statue of Atlas in it, where he confronts Ostrog, and they reprise their political and philosophical disagreement:

‘I believe in the people.’
‘Because you are an anachronism. You are a man out of the Past – an accident. You are Owner perhaps of the world. Nominally – legally. But you are not Master. You do not know enough to be Master.’ He glanced at Lincoln again. ‘I know now what you think – I can guess something of what you mean to do. Even now it is not too late to warn you. You dream of human equality – of some sort of socialistic order – you have all those worn-out dreams of the nineteenth century fresh and vivid in your mind, and you would rule this age that you do not understand.’ (Chapter 22 – The Struggle in the Council House)

The argument becomes physical and Graham finds himself wrestled to the floor by Lincoln and Ostrog’s other strongmen. Already Ostrog has a small bodyguard of yellow and black suited Africans at his side. However, some of the workmen repairing the Council chamber witness the fight and run to the rescue. Cue a general melée, in which Graham and Ostrog are knocked to the ground, roll around with their hands on each others’ throats and so on.

Finally, they are separated, Graham is hauled up and away by members of ‘the People’, who form a protective bodyguard around him and carry him out of the building, up stairs, down lifts and round the houses in the spatially disorientating way which characterises the whole book.

Then, in a scene which brilliantly anticipates the movies, Graham and the crowd watch from down at ground level a monoplane come swooping out of the sky and land on the half-ruined roof of the Council House. They see tiny figures moving in the half-exposed rooms, and then the monoplane pushes off from the roof and plummets vertically down, down, down in an apparently ruinous dive straight towards the ground – in a scene I’ve witnessed in countless adventure movies – before at the last minute catching enough wind to rise up and fly just over Graham’s head. Ostrog has escaped!

Part 6. Graham assumes control

Graham is taken by some of the crowd to a room where there are the gaping voicepieces of the phonograms and Babble Machines (an eerily prescient vision of the countless press conferences given by revolutionary leaders in front of banks of cameras and microphones) and Wells gives a good description of his utter confusion. He knows nothing about this world, nothing about politics, and has no idea what to say.

Then the slip of a girl – Helen Wotton – the one who leaked the news about the black troops being brought to London, comes into the room. She holds his hand. Graham is suffused with confidence and makes his big speech. He is on their side, he tells the microphones and ‘his people’ around the world. He will lay down his life for the People.

‘Charity and mercy,’ he floundered; ‘beauty and the love of beautiful things – effort and devotion! Give yourselves as I would give myself – as Christ gave Himself upon the Cross. It does not matter if you understand. It does not matter if you seem to fail. You know – in the core of your hearts you know. There is no promise, there is no security – nothing to go upon but Faith. There is no faith but faith – faith which is courage….

Things that he had long wished to believe, he found that he believed. He spoke gustily, in broken incomplete sentences, but with all his heart and strength, of this new faith within him. He spoke of the greatness of self-abnegation, of his belief in an immortal life of Humanity in which we live and move and have our being. His voice rose and fell, and the recording appliances hummed as he spoke, dim attendants watched him out of the shadow….

His sense of that silent spectator beside him sustained his sincerity. For a few glorious moments he was carried away; he felt no doubt of his heroic quality, no doubt of his heroic words, he had it all straight and plain. His eloquence limped no longer. And at last he made an end to speaking. ‘Here and now,’ he cried, ‘I make my will. All that is mine in the world I give to the people of the world. All that is mine in the world I give to the people of the world. To all of you. I give it to you, and myself I give to you. And as God wills to-night, I will live for you, or I will die.’
(Chapter 23. Graham Speaks His Word)

He, and we the reader, then have to wait, locked up in that little room confronted by banks of microphones, with only Helen to hold his hand, while reports trickle through of the fighting around the landing platforms, which is where the fleet of airplanes carrying the Africans is planning to land. They hear of – victory!

‘Victory?’
‘What do you mean?’ asked Graham. ‘Tell me! What?’
‘We have driven them out of the under galleries at Norwood, Streatham is afire and burning wildly, and Roehampton is ours. Ours!
(Chapter 24. While the Aeroplanes Were Coming)

It is difficult to know whether to laugh or to cry. The description of the fighting between Ostrog’s forces and the untrained, badly-equipped militias raised from the poor wards is fierce and intense. And yet the way it is reported back to the confused Graham in his room, holding onto Helen’s hand, seems absurd.

But although the people take one of the landing stages, his advisers explain that there are still too many planes in the enemy fleet, up to 100 of them, and that the other three landing bases are uncaptured, so they’ll be able to land.

It is then that Graham sees his destiny. All those days spent fooling around in an airplane will now bear fruit. He tells the small group of advisers he will go up in the monoplane and attack the enemy fleet, not expecting to defeat it, but to delay the planes long enough for the other landing pads to be taken by the people.

The advisers all point out this has never been done before, planes fighting in the air. Graham insists. Helen runs to him. He clutches her to his heaving breast. He must do it. It will save London. It is his destiny. She bows her head to the inevitable. He kisses the top of her head chastely.

And so the last five pages of the novel are an intensely imagined description of a fight in the air between the monoplane Graham is flying and a fleet of troop planes, a description of a technology which did not exist when Wells wrote about it.

Given this fact, he is amazingly prescient about the joy of flying, the sheer exhilaration of speeding through the high blue air, even if the combat technique Graham adopts – of ramming the enemy planes – wouldn’t have worked with the flimsy wood-and-cloth early planes which flew in the Great War.

Graham takes out two of the big troop carriers by ramming them and several others crash in trying to avoid him. He sees a monoplane taking off from the last platform, at Blackheath, and guesses it must be Ostrog. He sets off in fierce pursuit, dives and misses twice. Ostrog’s pilot is good. Then he sees the landing platforms of Shooter’s Hill and Norwood explode up into the air. They have been taken by the People and disabled for the landing flotilla. The People have won!

And then the shockwaves from the blasts hit his light monoplane, tipping it on its side so that it plummets out of the sky straight for the earth, and his last thought is of Helen. Bang. The end.


Thoughts

Quite a pell-mell farrago, isn’t it? A heady, fast-paced, confusing mish-mash of adventure story, sci-fi tropes, technological predictions, social prophecy, and ham-fisted psychology.

On the technology, Wells makes stunningly accurate predictions about hand-held moving picture devices, about phonograms, about propaganda blaring from loudspeakers, about wheeled vehicles, and, most strikingly, about the airplanes whose battle climaxes the novel.

The political idea of a liberal revolution which overthrows an autocracy but doesn’t change the exploitation of the working classes, and so needs to be supplemented by a second, proletarian, revolution, is straight out of revolutionary history.

The adventure trope describing the man who pitches up in an unknown society and ends up helping the poor and exploited overthrow their wicked rulers has all the power of myth and archetype.

The psychology of the sleeper is conveyed well enough, on the same general level as the rest of the book. It’s only with the sentimental relationship with young Helen, and especially the ‘it’s a far, far better thing I do’ climax where they cling passionately together before he turns and walks unflinchingly towards his certain doom – that you are forced to admit the whole thing is tripe.

These are all impressive, sometimes dazzling elements. But the main conclusion I took from the book was Wells’s ignorance of economics.

I’m really glad I recently read Edward Bellamy’s novel Looking Backward and made the effort to complete it, despite it being at some points oppressively boring. Because, despite this, it is a really thorough and penetrating analysis of how you would arrive at a feasible, enduring, classless and equal society.

Central is the idea of banning private enterprise, and having all production and distribution handled by the state. The two hundred pages it takes for Bellamy to work through all the logical consequences of banning capitalism, private enterprise and money, are long enough to make you really think about the basis of our current society – to force you to admit what capitalism means right down to the trivialest social interactions of human behaviour – and to make you really think through what changing it would actually mean, in practice.

Bellamy’s book has almost no plot but hugely impresses by its logic and thoroughness. I can see why it was a great success and even inspired a short-lived political party.

On the face of it Wells’s novel uses the same plot device – man falls asleep, wakes up in society of the distant future – but Wells couldn’t be more dissimilar in approach, content and impact. The comparison makes clear that Wells is diverted by science and technology from really thinking about the economic base of society. All the technological predictions are so much shiny flim-flam which hide the underlying lack of ideas.

It is all too easy to be bamboozled by Wells’s envisioning of kinematographs and phonograms and Babble Boxes, and hand-held film devices, and airplanes, and multi-wheeled vehicles, and ‘moving ways’ – to write long essays about his uncanny ability to predict technologies of the future – and to neglect the basic fact that his economic understanding is primitive to non-existent.

The People are oppressed, so our hero helps them rise up and overthrow their dictator. And what then? Who knows? Certainly not Wells. He is against oppression of the poor, and in favor of … what? ‘Equality’? ‘The People’? It isn’t enough.

Where Bellamy had acute economic analysis, Wells has men rushing across the domes of future cities being strafed by fighter planes. Where Bellamy worked through the logic of abolishing private enterprise, Wells has ambushes, fist fights, Pleasure Cities and babies brought up by robots. Where Bellamy calculated that abolishing competition between companies and the advertising such competition requires would result in net savings to society which could be redistributed to increase overall prosperity, Wells has rowdy satire about house-high billboards advertising Christianity-on-the-go or finance capitalism as literal casinos.

The thrill of the fast-paced adventure and the vivid action scenes, the steady stream of clever technological predictions, the primal archetypes of innocent good man confronting cynical manipulator, and of betrayed populace rising up against spoilt aristocrats – the combined result of all this garish phantasmagoria can easily overwhelm the reader and persuade her that something important and insightful is being said.

But it isn’t. Comparison with the logical economic and social analysis in Bellamy’s novel makes you realise what a showy huckster Wells was, and why, once the hysteria of the Great European Crisis of the 1930s ended in the ruinous grind of the Second World War, and when the world finally emerged into the cold light of day – the imaginative hold he’d exerted over generations of intellectuals and writers vanished like smoke because it turned out that he had nothing – of any permanent intellectual value – to offer.


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The Island of Doctor Moreau by H.G. Wells (1896)

‘These creatures you have seen are animals carven and wrought into new shapes. To that, to the study of the plasticity of living forms, my life has been devoted.’
(The Island of Dr Moreau, chapter 14)

The main text is a ‘lost narrative’, in this case a written account of the adventures of Edward Prendick, which is found among his papers after his death by his nephew, Charles Edward Prendick, and is now being given to the public ‘for the first time’.

This is a time-honoured old literary convention but it always makes me perk up, as it promises a certain kind of text, an old-fashioned adventure narrative, much as Conan Doyle’s story The Horror of the Heights transcribes the ‘blood-stained notebook’ belonging to a Mr. Joyce-Armstrong, or the Strange Case of Dr Jekyll and Mr Hyde is told through letters and diaries, the kind of textual fragments which also throng the Sherlock Holmes stories.

Shipwrecked

The story is simple enough in outline. Prendick describes how the schooner he’s a passenger on in the South Seas (The Lady Vain) hits a wreck and sinks. He scrambles into a dinghy with two others. After days without food or water, the two sailors he’s with attack each other and fall overboard. It is in this state, alone, half delirious and drifting in an open boat, that he is picked up by another schooner, the Ipecacuanha, and nursed back to health by a passenger on this boat, Montgomery, a former medical student.

The captain of the second boat is a disreputable drunk (John Davis) who argues incessantly with Montgomery and his strange, malformed manservant, not least about Montgomery’s cargo of wild animals – a pack of savage hounds, a caged puma and loads of rabbits.

When they reach their destination, a remote island, the drunken captain unloads Montgomery’s animals into a waiting launch steered by an aloof man who is obviously Montgomery’s boss – but then drunkenly insists that Prendick leave the ship, too. Montgomery refuses to take him, and so the drunk captain gets his men to manhandle Prendick into the boat’s dinghy which he sets adrift. Seeing all this, Montgomery and his boss reluctantly turn around their launch and come back for him.

The captain of the launch now introduces himself as Doctor Moreau. He is a big strong, grey-haired man who makes it quite plain to Prendick that he is an unintended and unwelcome guest, but that they couldn’t leave him to drift and die. Now he accompanies them in the boat which docks at a primitive quayside, where the animals are unloaded by yet more men who are strange and almost animal-like in appearance.

The island

And thus Prendick arrives on the island of Dr Moreau, and slowly realises that the good doctor is practicing vivisection – ‘performing operations on live animals for the purpose of experimentation or scientific research’ – before going on to make the horrific discovery – that he is operating on men, too.

I picked myself up and stood trembling, my mind a chaos of the most horrible misgivings. Could it be possible, I thought, that such a thing as the vivisection of men was carried on here? The question shot like lightning across a tumultuous sky; and suddenly the clouded horror of my mind condensed into a vivid realisation of my own danger. (Chapter 10)

Thus there is a secret at the heart of the island, which involves physical danger, and is potentially horrific – and Wells’s task as storyteller is to share Prendick’s slow unravelling of the secret, and to punctuate the narrative with scenes of jeopardy and horror.

Terror

For example, the day after he’s taken in and given a spare room in the ‘compound’, Prendick finds himself deeply disturbed by the sound of the screams of the puma. Moreau is clearly operating on it, with no anaesthetic, all day long. So Prendick goes for a wander around the island which, of course, is a bad idea, because, once he is in the forest, he becomes alert to strange sounds and snufflings, and realises that any number of horrible, misshapen half-men, are loping around it. In one shocking scene he glimpses one of these half-men go down on all fours to slurp water from a stream – just like an animal!

I read this scene late at night and, as I followed Prendick’s realisation that he is lost at night in a tropical jungle filled with half-human beasts – the hair literally stood up on the back of my neck. I read on in genuine fear as Prendick blunders through the darkness, realising he is being followed by something he can’t see, but whose inhuman gruntings and snufflings he can hear getting closer and closer.

A twig snapped behind me, and there was a rustle. I turned, and stood facing the dark trees. I could see nothing – or else I could see too much. Every dark form in the dimness had its ominous quality, its peculiar suggestion of alert watchfulness. So I stood for perhaps a minute, and then, with an eye to the trees still, turned westward to cross the headland; and as I moved, one among the lurking shadows moved to follow me.

My heart beat quickly. Presently the broad sweep of a bay to the westward became visible, and I halted again. The noiseless shadow halted a dozen yards from me. A little point of light shone on the further bend of the curve, and the grey sweep of the sandy beach lay faint under the starlight. Perhaps two miles away was that little point of light. To get to the beach I should have to go through the trees where the shadows lurked, and down a bushy slope.

I could see the Thing rather more distinctly now. It was no animal, for it stood erect. At that I opened my mouth to speak, and found a hoarse phlegm choked my voice. I tried again, and shouted, ‘Who is there?’ There was no answer. I advanced a step. The Thing did not move, only gathered itself together…

It was some time before I could summon resolution to go down through the trees and bushes upon the flank of the headland to the beach. At last I did it at a run; and as I emerged from the thicket upon the sand, I heard some other body come crashing after me. At that I completely lost my head with fear, and began running along the sand. Forthwith there came the swift patter of soft feet in pursuit. I gave a wild cry, and redoubled my pace. Some dim, black things about three or four times the size of rabbits went running or hopping up from the beach towards the bushes as I passed.

So long as I live, I shall remember the terror of that chase. I ran near the water’s edge, and heard every now and then the splash of the feet that gained upon me. Far away, hopelessly far, was the yellow light. All the night about us was black and still. Splash, splash, came the pursuing feet, nearer and nearer. I felt my breath going, for I was quite out of training; it whooped as I drew it, and I felt a pain like a knife at my side… (Chapter 9)

Exciting, eh? Note the (generally) short sentences. Aspects of Wells’s prose occasionally betray his Victorian background (‘forthwith’ and other such ornate phraseology) but for the most part you can see how the need to convey heightened sensations and terror force the prose into shorter, pithy sentences, like outbursts of panting.

Chapter titles

Even the titles of each chapter are designed – with their insistent use of ‘the’ to start each one – to convey a sense of primitive and elemental experience.

The Man Who Was Going Nowhere
The Strange Face
The Evil-Looking Boatmen
The Locked Door
The Crying Of The Puma
The Thing In The Forest
The Crying Of The Man
The Hunting Of The Man
The Sayers Of The Law

The wrecking outsider

There must be a generic name for the kind of story in which a stranger, an outsider, blunders into a fairly stable situation or society, misunderstands and disrupts it, and sets off a train of events which lead to its destruction. Happens in loads of science fiction and adventure stories.

This is a classic example. In chapter 10 of this 22-chapter text, Prendick, overcome with panic that Moreau and Montgomery might be about to experiment on him, breaks free of the compound, running away from Montgomery, and finds himself being befriended by the strange – the really strange – motley of vivisected half-humans and hybrids which Moreau has let run loose on the island.

Prendick discovers that there are far more of these mutants, these ‘beast men’, than he’d imagined, maybe hundreds (Moreau later tells him there are some 67, plus a fleet of 60 or so smaller half-animals). And is inducted into their strange religion, led by a deranged Beast-Man prophet, and reinforced by rhythmic chanting and swaying:

Not to go on all-fours; that is the Law. Are we not Men?
Not to suck up Drink; that is the Law. Are we not Men?
Not to eat Fish or Flesh; that is the Law. Are we not Men?
Not to claw the Bark of Trees; that is the Law. Are we not Men?
Not to chase other Men; that is the Law. Are we not Men?

Moreau and Montgomery track him down to the village of the beast-men, in order to rescue him but Prendick, in his ignorance and panic – still convinced that they mean to operate on him – yells out to the Beast Men that Moreau and Montgomery are just men like them, that they can be easily overcome and defeated, that they are not gods.

In other words – he plants the seeds of The Revolt of the Beast-Men.

Moreau’s justification

Moreau and Montgomery finally persuade Prendick they mean him no harm by handing over their revolvers to him and saying he can keep them. Reluctantly, he agrees to go back to the compound with them. It is here that Moreau makes his Big Statement, justifying his work to Predick, mixing together contemporary knowledge about vivisection and evolution, into a horrifically amoral quest to mould and create new species.

‘I wanted – it was the one thing I wanted – to find out the extreme limit of plasticity in a living shape.’

He explains that none of the things Prendick saw in the village of the Beast-Men was human. All of them were animals who Moreau had extensively experimented on to give new craniums, larger brains and, above all, larynxes with which to utter sounds. His amorality, his unflinching heartless willingness to inflict unspeakable pain are meant to horrify us.

And Wells sense the mythic necessity for the story of describing Moreau’s anger and frustration at continually failing to create a man from a beast. No matter how subtle his knife and his anatomical knowledge, something is always lacking. The creatures always relapse, the bestial part reawakens.

Neither Moreau nor Wells names it, but Wells is gesturing towards the idea of a soul, as somehow separating man from the beasts, and therefore incapable of any surgical intervention.

This notion that the beast in the vivisected animals rises especially at nightfall, when they dare to do things they would never do during the day, reminded me of Bram Stoker’s Dracula, a full-length novel devoted to describing creatures which can only live at night, which was published the year after Moreau, in 1897.

(Interestingly, Wells had already published the factual core of Moreau’s speech as a scientific article about the limits and possibilities of vivisection in the Saturday Review in January, 1895. An example of the close linkage between current scientific debate, and Wells’s scientific ‘fantasies’.)

Blood is spilt

The catastrophe is slow but remorseless in building up. A rabbit-like creature is discovered which has been killed and eaten. Now, eating meat and tasting blood are against ‘the Law’ which Moreau has been at such pains to instil into his monstrous creations.

He, Montgomery and Prendick go armed with revolvers, whip and a big hunting horn to the Valley of the Beast Men, where Moreau blows the horn and assembles the mutants. The Beast-Men listen while Moreau repeats the law about not tasting flesh, and then repeat it like surly retards. But as Moreau pushes his questioning about who has broken the Law and tasted blood, the Leopard-Man betrays his guilt by suddenly bounding at Moreau, pushing him over and fleeing.

This gives rise to a mass hunt, with the howling yowling beast-people chasing alongside the three men, until they corner the Leopard-Man in a thicket. Here Prendick is overcome by the horrible futility and pointlessness of all of it. If Moreau had some noble purpose in mind, was curing some disease, the pain he inflicts might be acceptable. Instead he creates one botched hybrid after another, releasing them onto the island to live lives of pain and fear, plagued by human thoughts, but without human traditions or feelings to contain them.

Prendick shoots the Leopard-Man to put it out of its misery, but this is just the latest in a long line of his mistakes, which are giving the Beast-Men ideas that the men are no the strong gods they have been whipped into believing.

Many had noticed that when Prendick had sought refuge in their camp, he was bleeding, he was hungry, he was weak. Then, when Moreau and Montgomery had him at bay in the sea, he deliberately shouted to the Beast Men that the white men were just men after all, vulnerable and exposed.

All these seeds which the outsider Prendick has sown now finally bear fruit in a Revolt of the Beast-Men.

The crisis

The actual spark is struck when the puma which Moreau has been operating on for six weeks suddenly breaks free. By now it is half-monster enough to be able to tear its fetters out of the wall, fling Prendick aside (breaking his left arm) and rush for the jungle.

Moreau pursues with a revolver. Montgomery and Prendick follow with Montgomery’s loyal servant, M’ling tagging along. They hear shots and crash through the jungle to find the puma shot dead – and Moreau’s dead body next to it!

Devastated, Montgomery lets slip the words, ‘He’s dead’, but the Beast-Men – who have quickly gathered round – ominously begin to repeat this. Prendick, seeing the danger, steps forward and says in his loudest voice that Moreau is not dead, he has merely cast off this body and gone to heaven to watch over them.

Still, the Beast Men fall to muttering among themselves. Only mindless repetition of the Law, combined with terror of ‘the House of Pain’ (Moreau’s laboratory) have kept them in line. With Moreau dead – what next?

Montgomery, Prendick, M’ling and some of the Beasts carry Moreau’s body back to the compound. The beasts leave. The white men burn Moreau’s corpse, and then lock themselves in.

The next thing is that Montgomery gets drunk and tells Prendick the story of his life. Because of some obscure scandal at medical school he was forced to pack in his career and leave London. He drifted around the South Seas. He was taken in by Moreau and has been living on the island for ten years. His only friend is the mutant M’ling.

Montgomery now gets really drunk, pushes Prendick out of the way and staggers across the beach to find M’ling to persuade him to join him in a drink. Prendick watches figures of some Beast-Men emerge from the forest around the stumbling man, apparently joining in with him, and they all go off together, Montgomery singing.

Prendick realises he has to escape the island. He goes back into the compound to search for things he can pack into the launch, planning to set sail the next day. But then he hears shouting. Looking out the windows he sees that someone has built a fire on the beach and the drinking has turned to violence.

Then he hears shots. He runs towards the fire only to discover that a hairy-grey Beast-Man has mortally wounded Montgomery. M’ling has been savaged and killed. Three of the beasts are dead. Montgomery just has time to say ‘Sorry’, before he dies. And, as the sun rises, Prendick looks round the beach and realises that Montgomery and M’ling, in their nihilistic drunkenness, had chopped up the dinghies and set them on fire. The stupid fool must have drunkenly thought that, if he couldn’t go back to ‘civilisation’, then no-one could.

Still dazed by this realisation, Prendick hears bangs and flares. Looking round, he sees the compound alight, flames climbing higher into the dawn sky. All his plans to flee are crushed.

Among the Beast-Men

There follows what is, in a way, the most enthralling part of the story. Prendick decides to take his courage in his hands and marches to the village of the remaining Beast People. With some of their more rebellious members hot dead, the remnant are, initially, cowed by Prendick. But it soon becomes clear that he is hungry, tired and thirsty. By slow degrees, over the course of days and weeks, he loses his rank as Ruling White Man and, step by step, declines until he is little better than one of them.

So in solitude I came round by the ravine of the Beast People, and hiding among the weeds and reeds that separated this crevice from the sea I watched such of them as appeared, trying to judge from their gestures and appearance how the death of Moreau and Montgomery and the destruction of the House of Pain had affected them. I know now the folly of my cowardice. Had I kept my courage up to the level of the dawn, had I not allowed it to ebb away in solitary thought, I might have grasped the vacant sceptre of Moreau and ruled over the Beast People. As it was I lost the opportunity, and sank to the position of a mere leader among my fellows. (Chapter 20)

Prendick is forced to spend the next ten months among the beasts and during this period, something awful and awe-inspiring happens. Slowly, one by one, he watches as they degrade and decay, reverting to their bestial origins. One by one they forget how to speak, forget how to walk upright, forget about fire, and revert to all the behaviour banned by Moreau’s ‘Laws’ – such as going on all fours and slurping water from streams.

None of them threaten him, but Prendick nonetheless lives in mounting terror.

He keeps a lookout on the horizon. A couple of times he sees what he thinks are sails and lights fires to attract their attention but nobody comes. He makes a series of half-cocked attempts to build a raft, but he is no engineer or handiman.

Finally, one day Prendick sees a dinghy drifting slowly towards the reef. When he swims out to inspect it he finds two well-rotten corpses in it. He tips them out and moors it, fills the empty kegs with fresh water, collects sacksful of fruit – and then pushes off, drifting with the waves, eating and drinking sparingly – in such an abandoned state of mind that he doesn’t really care whether he’s rescued or not. Just to be away from the Island of Beasts is enough.


Degeneration theory

To quote Wikipedia:

Towards the close of the 19th century, in the fin-de-siècle period, something of an obsession with decline, descent and degeneration invaded the European creative imagination, partly fuelled by widespread misconceptions of Darwinian evolutionary theory.

Only a few years before Moreau, in 1892, the German physician and social critic Max Nordau had written a sociological study, Degeneration, arguing the case that Western civilisation was in irreversible. It struck a nerve and become a surprise bestseller.

This cultural trend sprang to mind, particularly as I read the penultimate chapter of The Island of Dr Moreau – the description of Prendick’s ten months among the Beast-Men which is, in effect, an extended fantasia describing the decline and degeneration of Moreau’s half-men back into a state of complete bestiality.

It is horrible to read Prendick’s vivid descriptions of their slow loss of all mental powers and reversion to crude animal behaviour. It is Nordau’s notion of degeneration given fictional flesh.

But the point is really rammed home when Prendick finds himself eventually rescued by a passing ship, and then returned, eventually, back to England, and back to London.

Here he experiences a kind of post-traumatic stress disorder for, as he walks the streets, he cannot see the passersby as people, but only as beasts-in-waiting, each on the verge of that horrible degeneration, such as he saw on the island.

When I lived in London the horror was well-nigh insupportable. I could not get away from men: their voices came through windows; locked doors were flimsy safeguards. I would go out into the streets to fight with my delusion, and prowling women would mew after me; furtive, craving men glance jealously at me; weary, pale workers go coughing by me with tired eyes and eager paces, like wounded deer dripping blood; old people, bent and dull, pass murmuring to themselves; and, all unheeding, a ragged tail of gibing children. Then I would turn aside into some chapel – and even there, such was my disturbance, it seemed that the preacher gibbered ‘Big Thinks’, even as the Ape-man had done; or into some library, and there the intent faces over the books seemed but patient creatures waiting for prey. Particularly nauseous were the blank, expressionless faces of people in trains and omnibuses; they seemed no more my fellow-creatures than dead bodies would be, so that I did not dare to travel unless I was assured of being alone. And even it seemed that I too was not a reasonable creature, but only an animal tormented with some strange disorder in its brain which sent it to wander alone… (Chapter 22)

Politics

Wells was left-wing from the start, joining the Fabian Society in 1903 and going on to write numerous works promoting socialism.

As early as The Time Machine he gave his fable of the future a political slant by speculating that the two races of sylph-like Eloi and underground ape-like Morlocks might be the remote descendants of the increasingly differentiated classes of his day – a terrifying but logical extrapolation of England 1895, when the nation’s cities seemed to be ever-more starkly divided between a luxury-enjoying bourgeoisie and a degraded, half-bestial proletariat.

The same issue winks out at us from Dr Moreau, though not so centrally as in Time Machine. The first time he discovers the Beast Village, a crevice in volcanic rock into which the pitiful results of Moreau’s vivisection experiments have excavated sordid little alcoves, Predick finds himself comparing the skulking creatures who turn from his gaze, to inhabitants of the worst slums of London.

I say I became habituated to the Beast People, that a thousand things which had seemed unnatural and repulsive speedily became natural and ordinary to me. I suppose everything in existence takes its colour from the average hue of our surroundings. Montgomery and Moreau were too peculiar and individual to keep my general impressions of humanity well defined. I would see one of the clumsy bovine-creatures who worked the launch treading heavily through the undergrowth, and find myself asking, trying hard to recall, how he differed from some really human yokel trudging home from his mechanical labours; or I would meet the Fox-bear woman’s vulpine, shifty face, strangely human in its speculative cunning, and even imagine I had met it before in some city byway.

Yet every now and then the beast would flash out upon me beyond doubt or denial. An ugly-looking man, a hunch-backed human savage to all appearance, squatting in the aperture of one of the dens, would stretch his arms and yawn, showing with startling suddenness scissor-edged incisors and sabre-like canines, keen and brilliant as knives. Or in some narrow pathway, glancing with a transitory daring into the eyes of some lithe, white-swathed female figure, I would suddenly see (with a spasmodic revulsion) that she had slit-like pupils… (Chapter 15)

Predominantly The Island of Dr Moreau is a horror story. But it also invokes the great political issue of the day. By the 1890s the appalling state of the working classes was on everyone’s lips, in the form of ‘the labour problem’, ‘the employment problem’ or ‘the population problem’, which dominated the newspapers a bit like Brexit does today.

Either side of The Island of Dr Moreau were published countless novels, newspaper articles and factual studies exposing the poverty and squalor at the heart of Britain’s large cities and especially London. The Sherlock Holmes novels revel in it. An entire new genre of lowlife novels, by authors like George Gissing and Arthur Morrison, described it with bitter anger.

Underlying the political issues, though, is the deeper anxiety about individual and cultural degeneration. What if the wealthy, educated élite will, in time, be swamped by the wretched poor? What if we are all just animals lifted beyond out natural sphere and the entire race will, eventually, revert to bestial incomprehension and violence?

The Picture of Dorian Gray (1890) is all about the moral degeneration of the privileged central character, a narrative which takes the hero to squalid opium dens in the East End and unmentionable depravities. The Strange Case of Dr Jekyll and Mr Hyde (1886) is a really obvious expression of the theme, with the cultivated Dr Jeckyll reverting to the ape-like brute, Hyde. Charles Marlow, narrator of The Heart of Darkness, points out that London, too, was once one of the dark places of the world. And, by implication, it could become so, again.

The final chapter of the Island of Dr Moreau, describing Prendick alone among the decaying Beast-Men, really taps into this anxiety with a biting sense of horror and premonition.

Futility

When you’re a teenager, it’s a common temptation to feel that everything is pointless, futile and stupid. Much science fiction gives that feeling point and definition. If you adopt the Wellsian, materialist perspective, then human beings are just one among millions of life forms currently inhabiting the planet, themselves descended from countless billions of ancestor species, and our planet is itself one among unknown billions filling an infinitely large universe which is an inconceivable 15 billion years old.

The incorporation of these vast and thrilling perspectives into his stories gives Wells ample opportunity to have his narrators or protagonists reflect, at some point, on the pitiful triviality of their own – and by extension – all human lives.

Thus, at the height of the chase of the Leopard-Man, Prendick – watching Montgomery and Moreau lead their pack of mutants across the rocks towards the poor victim – is suddenly overwhelmed by the horrible arbitrary futility of it all.

The Beast People manifested a quite human curiosity about the dead body, and followed it in a thick knot, sniffing and growling at it as the Bull-men dragged it down the beach. I went to the headland and watched the bull-men, black against the evening sky as they carried the weighted dead body out to sea; and like a wave across my mind came the realisation of the unspeakable aimlessness of things upon the island. Upon the beach among the rocks beneath me were the Ape-man, the Hyena-swine, and several other of the Beast People, standing about Montgomery and Moreau. They were all still intensely excited, and all overflowing with noisy expressions of their loyalty to the Law; yet I felt an absolute assurance in my own mind that the Hyena-swine was implicated in the rabbit-killing. A strange persuasion came upon me, that, save for the grossness of the line, the grotesqueness of the forms, I had here before me the whole balance of human life in miniature, the whole interplay of instinct, reason, and fate in its simplest form. The Leopard-man had happened to go under: that was all the difference. Poor brute!

Poor brutes! I began to see the viler aspect of Moreau’s cruelty. I had not thought before of the pain and trouble that came to these poor victims after they had passed from Moreau’s hands. I had shivered only at the days of actual torment in the enclosure. But now that seemed to me the lesser part. Before, they had been beasts, their instincts fitly adapted to their surroundings, and happy as living things may be. Now they stumbled in the shackles of humanity, lived in a fear that never died, fretted by a law they could not understand; their mock-human existence, begun in an agony, was one long internal struggle, one long dread of Moreau – and for what? It was the wantonness of it that stirred me.

Had Moreau had any intelligible object, I could have sympathised at least a little with him. I am not so squeamish about pain as that. I could have forgiven him a little even, had his motive been only hate. But he was so irresponsible, so utterly careless! His curiosity, his mad, aimless investigations, drove him on; and the Things were thrown out to live a year or so, to struggle and blunder and suffer, and at last to die painfully. They were wretched in themselves; the old animal hate moved them to trouble one another; the Law held them back from a brief hot struggle and a decisive end to their natural animosities.

In those days my fear of the Beast People went the way of my personal fear for Moreau. I fell indeed into a morbid state, deep and enduring, and alien to fear, which has left permanent scars upon my mind. I must confess that I lost faith in the sanity of the world when I saw it suffering the painful disorder of this island. A blind Fate, a vast pitiless mechanism, seemed to cut and shape the fabric of existence and I, Moreau (by his passion for research), Montgomery (by his passion for drink), the Beast People with their instincts and mental restrictions, were torn and crushed, ruthlessly, inevitably, amid the infinite complexity of its incessant wheels.

‘I lost faith in the sanity of the world when I saw it suffering the painful disorder of this island…’

To a certain kind of mind, or to the mind in a certain mood, these ideas are really powerful, and Wells’ nihilism takes its place in a long line which stretches from Gulliver, revolted by humans at the very end of his travels, through to the oppressive misanthropy of Wells’s contemporary, Joseph Conrad.

The way the tale ends with Prendick incapacitated by revulsion on the streets of London, really rams home the horror of what he has witnessed, and imprints his haunted vision of a universal human degeneration into bestial animality.


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The First Men in the Moon by H.G. Wells (1901)

This is the seventh of Wells’s classic science fiction novels. He had also, by 1901, written over 60 science fiction short stories. Single-handedly he had created a new genre for the English-speaking world, which was quickly taken up and copied.

It wasn’t just that he wrote a lot, it’s that the early books each tackled, described, thought through and realistically presented some of the founding tropes of science fiction – time travel and attack by aliens from another world, being the two outstanding ones – which have been recycled thousands of times since.

The First Men in the Moon is not quite in the same league because it didn’t invent the topic of travelling to the moon – Jules Vernes had written a novel on the same theme thirty years earlier (From the Earth to the Moon, 1865) and in fact a number of fantasies and romances on the subject had been written for centuries (including the version by the 17th century writer Cyrano de Bergerac whose illustrations by Quentin Blake I recently reviewed – Voyages to the Moon and the Sun, based on the Comical History of the States and Empires of the Moon, 1657).

Also, the scientific basis of the story – the mechanism by which the protagonists get to the moon – using some kind of anti-gravity metal – the way it’s discovered and handled, isn’t as persuasive as some of the earlier fantasies. Nonetheless, the story is still compelling because of the thoroughness with which Wells thinks through the practical details – and then because of the avalanche of astounding discoveries which his heroes make once they’ve arrived on the moon, and which keeps the reader on the edge of their seat.

Amateur hour

As usual in Wells, the whole thing is invented by an inspired amateur – the notion of government-sponsored scientific research being still decades away, pioneered by the Manhattan project of the 1940s.

Instead the story is narrated in the first person by a rather disreputable bankrupt, Mr Bedford, who retreats to a bungalow on the Kent coast where he hopes to scribble a best-selling play in order to make a quick buck, but gets into conversation with an eccentric neighbour, Cavor, and gets drawn into the latter’s scientific experiments.

The ‘scientific’ basis is simple, or simple-minded, enough. Cavor points out that we now know the universe is full of rays and waves that act at a distance – light rays, x-rays, electricity and gravity. And we know of materials which block some of these rays – light and electricity and x-rays. So why can’t we create something which blocks the effect of gravity?

Bedford immediately sees the vast amounts of money to be made from such a material in a hundred and one commercial applications:

An extraordinary possibility came rushing into my mind. Suddenly I saw, as in a vision, the whole solar system threaded with Cavorite liners and spheres de luxe. (p.27)

So Bedford persuades the rather other-worldly Cavor to take him on as a ‘partner’, and becomes a regular visitor to the latter’s house down the hill (incidentally observing the comic rivalry of the three working class labourers Cavor has working in his various workshops).

An enormous explosion and then a terrific hurricane announce to the narrator that Cavor has indeed succeeded in making the new material. it happened by fluke, when a substance they’d been working on was left to cool and crystallised into the material they now decide to christen ‘cavorite’. (It all takes place on 14 October 1899, as Bedford faithfully records.)

What caused the hurricane is that, as soon as it came into existence, the cavorite blocked the earth’s gravitational pull from working on the air above it. This meant that that air – which normally presses downwards at a pressure of 14 pounds per square inch – ceased doing so, and instead floated freely upwards. This created a column of ’empty air’ directly about the square of cavorite. Into this gravity-less tube rushed all the surrounding air which, on finding itself also liberated from the earth’s gravity, also lost its downward weight and was itself forced upwards by the rest of the surrounding air rushing in. And so on and so on. In a split second the pull of pressurised air into the column of unweighted air created a huge inrush of air from the surroundings, in which everything which was not tied down was immediately dragged towards it at tremendous force.

For the few moments that this happened all the air in the neighbourhood was sucked into the gravity-free tube – which explains the sudden hurricane Cavor and Bedford felt. But then they themselves saw the little sheet of cavorite itself get sucked up by the empty vortex and they both watched it soar up through the column, up, up and – presumably – right out of the earth’s atmosphere… at which point everything returned to normal. ‘By Jove, old chap.’

Bedford and Cavor look at each other. This thing could escape the earth’s atmosphere. It could fulfil man’s oldest dream of leaving earth. But how to steer or control it? Cavor goes off pondering and the next day has come up with a solution: encase the cavorite in steel plates which mask its anti-gravity effect, and only open the plates facing in a certain direction when you want the anti-gravity cavorite to work in that direction.

(You can see why Wells has his narrator, Bedford, continually lament that he didn’t keep notes, didn’t make a record of the process by which cavorite was made, didn’t follow all of Cavor’s abstruse thinking and so on. This is because Well’s idea doesn’t really make practical sense.)

So the pair construct a sphere, with an inner layer made of glass, then covered in warm cavorite paste, then steel divided into plates. (In fact it’s less a sphere than a polyhedron made of flat plates. And the plates are more, in fact, like ‘blinds’ which can be opened and closed. I’ve always found this quite hard to visualise.) Once everything is in place they heat the cavorite paste to securely bind it to the ‘sphere’ and then, as it cools, it assumes the magical properties and – whoosh!

Illustration for The First Men In the Moon by E. Herring (1901)

Illustration for The First Men In the Moon by E. Hering (1901)

The idea is that to steer the sphere you open a plate in the direction you want gravity to cease working and are repelled away from any nearby object (the earth or moon or sun) which would ordinarily exert the attractive power of gravity. Once in space, close the plates and you’ll be pulled towards the nearest big object. Like the moon.

Bedford climbs into the sphere and Cavor shows him how he’s furnished it – the blankets, some frozen oxygen in cylinders, some food, an electric light and some carbolic acid device to get rid of the carbon dioxide they inhale. But while Bedford is still pondering whether he wants to go, Cavor opens the earthside shutters, the cavorite works and whoosh! they are flying towards the moon.

Wells’s story races at top speed to prevent you from realising what tosh it is, and to enchant you in his narrative spell. Wonder follows wonder. First of all there is weightlessness. Maybe earlier writers had realised that we would be weightless in space but Wells gives a very accurate prophecy of what it feels like, the tingling in the blood and the way everything inside the sphere floats around bumping into everything else.

It was the strangest sensation conceivable, floating thus loosely in space, at first indeed horribly strange, and when the horror passed, not disagreeable at all, exceeding restful; indeed, the nearest thing in earthly experience to it that I know is lying on a very thick, soft feather bed. But the quality of utter detachment and independence! I had not reckoned on things like this. I had expected a violent jerk at starting, a giddy sense of speed. Instead I felt – as if I were disembodied. It was not like the beginning of a journey; it was like the beginning of a dream.

They open some of the plates to see where they’re headed and a) are dazzled by the brightness of the sun and b) looking the other direction, are stunned by the profusion of stars, millions more than you can see through earth’s atmosphere.

Cavor makes last-minute adjustments and they come to land in a vast crater on the moon. Here the reader is bombarded with vivid impressions. It is dark and the ground is covered in soft white stuff which they only slowly realise is not dust but frozen atmosphere. They have arrived just at sunrise over the crater and are astonished to watch the frozen white stuff all around them melt and then evaporate, to form an atmosphere, tingeing the sky blue.

Is it breathable? Cavor performs the ludicrously amateur experiment of opening the manhole which they use to get in and out of the capsule and discovers that – yes, it is thinner than earth’s but the moon’s atmosphere turns out to be perfectly breathable. (No ill effects from sunlight, radiation, burning, toxic gases, nothing! Convenient, eh?)

They climb outside and are astounded to watch small pebbles shiver, pop, put out roots, and then stalks. They are plants and shrubs and strange tree-sized flora, which grows even as they watch. Of course. The moon’s ‘year’ – the length of time it takes the sun to rise and set over the lunar surface – only lasts for 14 earth days. In that fortnight, life forms have to spring, grow, mature, produce their own seed, and decline.

But the thing they are most enraptured with is the low gravity. Only a sixth of the earth’s. Off they go springing and bounding in giant leaps amid the surreally growing and blossoming fruits of the moon. Until – oops – they both realise they have forgotten where the sphere was and, looking back, see only an immense rustling growing forest of moon flora.

And it is then that they hear an ominous boom boom boom noise from beneath the surface and a grinding as of great gates opening. Not long afterwards they see the first of the Selenites herding a vast slug-like creature with tiny closed eyes and a horrid red mouth which is slurping and munching its way through the foliage, like a farmer herding a monstrous cow.

Illustration for The First Men In the Moon by E. Herring (1901)

Illustration for The First Men In the Moon by E. Herring (1901)

Amazement

Wells’s aim is to amaze, stun, astonish and astound. The basic, foundational trope of a visit to a strange land is reminiscent of any number of late-Victorian yarns – Vernes’ Journey to the Centre of the Earth (1864), Rider Haggard’s journeys to darkest Africa (She, 1886), or Conan Doyle’s Professor Challenger trip to a Lost World (1912) in the remotest Amazon.

But science fiction has the advantage over mere adventure stories in that it can make things up purely to astound, astonish, shock, disgust and amaze the reader.

Because the text is available online, it is searchable, and so I searched and counted no fewer than 415 exclamation marks, as the characters, and the author, continually signal their amazement at their astounding discoveries!!!

Then, for fun, I searched all the instances of the word ‘amazing’.

It comes to me with a certain quality of astonishment that my participation in these amazing adventures of Mr. Cavor was, after all, the outcome of the purest accident.

[Cavor’s workshop] looked like business from cellar to attic – an amazing little place to find in an out-of-the-way village

It was an amazing piece of reasoning. Much as it amazed and exercised me at the time.

And then, sudden, swift, and amazing, came the lunar day.

With a steady assurance, a swift deliberation, these amazing seeds thrust a rootlet downward to the earth and a queer little bundle-like bud into the air.

Cavor panted something about ‘amazing sensations’.

What the Selenites made of this amazing, and to my mind undignified irruption from another planet, I have no means of guessing.

Amazing little corner in the universe – the landing place of men!

… returning after amazing adventures to this world of ours.

There were several amazing forms, with heads reduced to microscopic proportions and blobby bodies.

Amazing and incredible as it may seem, these two creatures, these fantastic men insects, these beings of other world, were presently communicating with Cavor by means of terrestrial speech.

The dictionary definition of to amaze is ‘to cause someone to be extremely surprised’. Synonyms for ‘amaze’ give a sense of the aim of Well’s fantasies (and of the thousands of pulp sci-fi writers who followed him). It is to:

astonish, astound, surprise, bewilder, stun, stagger, flabbergast, nonplus, shock, startle, shake, stop someone in their tracks, stupefy, leave open-mouthed, leave aghast, take someone’s breath away, dumbfound, daze, benumb, perplex, confound, dismay, disconcert, shatter, take aback, jolt, shake up

Taken prisoner

Back in the story our heroes sneak away from the ghastly apparition of the Selenite and realise they are hungry. Not having any provisions from the sphere they are driven by desperation to nibble one of the growing lunar ‘trees’ and Wells gives quite a humorous account of the way that the ‘food’ does them no harm but makes them both very drunk. Through their drunken bickering they are aware of Selenites surrounding them and of some kind of struggle, then it all goes dark.

They wake up with hangovers in a dark cell in handcuffs and shackles. One or two individual Selenites come to see them before they are raised to their feet and led by a posse of Selenites, some of whom are carrying the sharp spiked goads they’d seen one using on get the big fat mooncalf earlier. Our heroes are fascinated and disgusted at the Selenites’ appearance, a kind of giant ant. The shapes of their heads appear to vary, indicating different brain size and probably advanced specialisation of job or function in what they come to realise is the complex Selenite civilisation.

They are taken through caverns measureless to man, past enormous machinery which appears to be pumping out some kind of liquid which glows blue and provides illumination here. Cavor speculates wildly that there may be a whole civilisation here, under the surface of the moon. Maybe networks of caverns descending via tunnels down to some inner sea. Scooped out and developed over thousands of years.

When they come to a narrow plank going out over what appears to be a vast bottomless pit, Bedford rebels. One of the Selenites goads him with the spiky implement and he sees red. He punches the Selenite and is astonished to watch his fist go right through its head and out the other side. They are clearly far less sturdy and strongly made than humans. Before he knows it he is attacking all of them and then grabbing Cavor to make a getaway.

This is actually the turning point of the book, because the rest of the main narrative describes their panic-stricken escape back to the surface of the moon. It is a chase narrative. As you might imagine, it involves climbing up clefts and stumbling into vast caverns and a lot more fighting, with the unpleasant discovery that the Selenites have a sort of crossbow which fires spears.

Nonetheless, triumphing over all these perils our heroes finally blunder out into a huge circular shaft with spiral steps running up along the wall (the kind of thing we’ve all seen in sci-fi and fantasy movies) leading up to the surface. Up it they run, emerging into the lip of a ‘crater’ – and they now understand that the moon’s ‘craters’ are in fact an immense network of circular ‘lids’ which can be retracted to reveal the labyrinth of tunnels created by Selenite civilisation and which allow the Selenites to emerge onto the surface to farm their herds of moon cows.

The sun is visibly waning: some 14 days have passed underground though they haven’t noticed, and is now threatening to set with all that entails in terms of losing the breathable atmosphere. Where is the sphere?

Afflicted by despair as they survey the vast area of lunar foliage, now visibly browning and declining, they pin a handkerchief to a nearby bush and set off to explore in opposite directions, taking vast moon leaps as they go.

Nearing exhaustion and plagued by fear that search parties of very angry Selenites will be out after them, Bedford is on the brink of giving up when he is momentarily dazzled by a shaft of light and realises it is sunlight reflecting off a panel of the sphere. Weeping with relief he bounds over and confirms it’s true. But what of Cavor? He leaps to a nearby peak and shouts Cavor’s name but – as Wells had pointed out from the first (in the kind of scientifically accurate detail which are such a joy of these stories) moon air is a lot thinner than earth air and so sound doesn’t carry very well: even when they’re shouting at each other it sounds like they’re whispering.

He can see the hankie in a bush a few miles away and so leaps over towards it. Here he yells Cavor’s name again, then looks down and sees an archetypal adventure story sight: broken bushes, churned-up soil, all the signs of a struggle. Going down he finds a scrap of paper in which Cavor has hurriedly written that he’s hurt his knee in landing awkwardly in a ditch and can hear the Selenites closing in, any moment they’re going to come, oh my God –

And here his message breaks off and the paper is marked by… a red liquid. Blood!!!!

The Selenites have got him. The crater is closed. All entrance to the interior is blocked off. The sun has almost set. Bedford realises he must save himself. I found his flight back the sphere quite gripping. Wells convincingly describes the sudden drop in temperature as the sun declines, the air grows thin and cold and then the first snowflakes will fall. The temperature will ultimately drop to Absolute Zero and Bedford will freeze to death unless he can make it to the sphere in time. At last he is there. Crawling on hands and knees. Barely strength to reach up to the manhole, Twists. Can’t do it. Twists again. Pulls himself up and is… inside!

An exhausted Bedford just about makes it back to the sphere as snow falls, illustration for The First Men In The Moon by Claude Allin Shepperson

An exhausted Bedford just about makes it back to the sphere as snow falls, illustration for The First Men In The Moon by Claude Allin Shepperson

Food. Blanket. Warmth. Recovery. Sleep. Wakes rejuvenated. Grasps the grim reality of his situation. Opens the cavorite plates. Silently flies into space. More by luck than judgement he steers a course back to earth.

In an outcome so ludicrous it is like a pantomime, he not only lands back on earth, but he lands back on the south coast of England, barely a few miles from where they took off. On the sea, but conveniently close to a beach which he is then washed up on. Some jolly English chaps are coming down for their morning swim. ‘Crikey, old chap, you look a bit peaky let us take you up to the old hotel.’

Here he tucks into bacon and eggs and is drinking coffee when there’s an explosion and bewilderment outside the door. Some young lad had been hanging round as the chaps took dirty, dishevelled Bedford up to their hotel. He’d looked a bit shifty. The young wretch must have gone back to the sphere, climbed in and opened a plate, making it lift off. Damn and blast! There go Bedford’s dreams of setting up an interplanetary travel agency.

But he still has the gold. Did I mention the gold? Amid their adventures Bedford had realised that the shackles and manacles the Selenites had bound them with were made of gold. He had grabbed a couple of tyre lever-sized gold rods during their breakout. In fact he’d found them handy for fighting their way through the Selenites.

At least he still has them. He is rich.

A coda from Cavor

Wells could have stopped his tale there. Instead, there is a coda which takes up a surprising amount of space, pages 150 to 186 in the Everyman paperback edition.

To the outrage of all common sense, a Dutch electrician and early radio ham, picks up radio messages… from the moon! Yes, Cavor was captured, as Bedford had described: but his captors were kind to him, and, once he’d recovered, they took him on a Cook’s Tour of their vast civilisation. Part of this was learning that there was an apparently infinite variety of types of Selenites and soon Cavor was being introduced to the brainy ones: he could tell they were brainy, because they had very big heads! Big heads and thin skins so he could actually see the brain matter pulsating as they thought their deep thoughts.

Turns out that some of the Selenites are specialists in language and set about teaching Cavor who quickly catches on and starts to teach them English. Thus, within a few weeks, Cavor is communicating with the Selenites who explain how their society works, confirm that the moon is a swiss cheese of underground caverns and passages, that the phosphorescent liquid and much else is produced by immense machinery, that at the centre of the moon there is indeed a vast and tempestuous sea – and much more besides.

These visions of an alien civilisation, as so often, develop a strong flavour of being social criticism of the author’s own civilisation. Cavor discovers that the Selenites breed all the different types of workers in the equivalent of test tubes, distorting all aspects of their bodies and brains to suit them to the work they’re destined for. (Anticipating Aldous Huxley’s Brave New World by 30 years).

Harsh? Yes, he is a bit disgusted by it and especially by one particular sight of an embryonic Selenite having its forelimbs artificially lengthened to do manual work, but – and here is the Author’s Message –

Of course it is really in the end a far more humane proceeding than our earthly method of leaving children to grow into human beings, and then making machines of them.

On another occasion his guides – the preposterously named Phi-oo and Tsi-puff – bring him to a great field of mushrooms being grown for food, where they find all the workers drugged and fast asleep, until they are needed for the harvest when they’ll be woken. Again, the character Cavor becomes a mouthpiece for the Fabian Socialist H.G. Wells:

To drug the worker one does not want and toss him aside is surely far better than to expel him from his factory to wander starving in the streets

Cavor’s tour climaxes with a presentation to the Grand Lunar, Master of the Moon – at which point the book definitely feels more like a lampoon or a parody than a ‘serious’ fantasy, a kind of ludicrous Wizard of Oz vibe.

Except that here it also reaches a kind of height of teenage socialism. Cavor radios back to earth a lengthy version of his interview with the Grand Lunar which begins with harmless stuff about the structure of the earth, why we live on the surface and not underneath like the Selenites, what weather is like in a place with 12 hour days, and so on. Little by little Cavor describes human civilisation, cities and factories and trains, how we do not breed different types of human to perform different tasks, not yet anyway.

But, when asked whether there is a Grand Earthly as there is a Grand Lunar, he finds himself having to explain the idea of ‘nations’ and ’empires’ and, before he realises it, is describing ‘war’. His brutal description of this absurd folly fills the Grand Lunar and the huge entourage of Selenites listening to Cavor’s account with horror.

Yes, wars in which men flock to the flag, train and arm and proudly wear uniforms, before clashing in huge armies designed solely to kill as many of the opponents as possible. As he proceeds, Cavor notes the moans of disappointment and disillusion rising from the crowd and the ‘expression’ on what passes for the Grand Lunar’s face.

Cover of Amazing Histories magazine, featuring an illustration of Cavor addressing the Great Lunar

Cover of Amazing Histories magazine, featuring an illustration of Cavor addressing the Great Lunar

A week later comes the final broadcast we are ever to hear from Cavor. It is a panic-stricken sentence, ‘I was mad to let the Grand Lunar know – ‘… and then a few words attempting to convey the secret of cavorite. Then silence.

Bedford imagines the dismay Cavor’s revelation about the true nature of human beings must have caused among the Selenites, and how the mood turned against Cavor, and how the moon people then realised that he was broadcasting messages to his violent brethren back on earth, with the risk that these psychopaths might return in one of these ‘armies’ and conquer the Selenites.

Gulliver

When I read this as a teenager I was awed by Wells’s profound insight into human nature. Now it reminds me of Gulliver’s Travels, in which the hero also describes human behaviour to the peace-loving King of Brobdingnag, who replies, accurately enough:

‘I cannot but conclude the Bulk of your Natives, to be the most pernicious Race of little odious Vermin that Nature ever suffered to crawl upon the Surface of the Earth.’

True or not, the point is that, bolted on to the science fantasy, this coda reads very much like a variation on the time-honoured satire on contemporary civilisation and, by extension, of human nature, which goes back before Swift to Thomas More’s Utopia and before that to any number of Roman and Greek authors.


Commentary

There are three obvious features about a Wells novel like this, what he called his ‘fantasy novels’:

1. Fast

It’s fast-moving. Bedford has bumped into Cavor, built the sphere, gone to the moon, watched the desert bloom, been captured and taken below, escaped and fought his way to the surface, found the sphere and escaped, crash-landed on earth and had a hearty breakfast, all in a mere 150 pages (in the Everyman paperback edition I read).

2. Fantastic

The speed prevents you noticing its preposterousness. It’s so fast-moving you don’t notice how quickly you leave the world of Edwardian England, with its pubs and evening strolls along the Downs, completely behind. It only requires ten or so pages from Bedford meeting Cavor, to him thoroughly involving him in his theoretical speculations, and then – whoosh! they’re off to the moon.

It is fast-moving because it is, in a sense, pulp. Only by moving fast from one astounding moment to the next can it stop you pausing to reflect and thus breaking the spell.

3. Mundanity

But, contradicting a little what I’ve said above, just as important as the speed and fantasy, is its air of mundaneness and normality.

I think it was Tom Shippey in his book about Lord of the Rings who explained that what made the book such a success was the invention of the hobbits. Tolkien had been working on his private-world mythology for decades, inventing languages and complex histories for his elves and dwarves and so on, and had produced quite a few texts narrating whole eras in his legendary Middle Earth. But they were boring and flat.

It was the invention of the down-to-earth, small, beer-drinking, pipe-smoking, no-nonsense, common-sensical hobbits which gave him a vehicle to take the reader into his world. We are introduced to the hobbits first and thoroughly identify with their idealised pastoral English life – before the first hints of other-worldly menace ever appear.

This explains why Lord of the Rings is regularly voted the greatest novel of the 20th century, while I’ve never met anyone who managed to complete The Silmarillion, another of Tolkien’s epics, describing a different era in Middle Earth’s history, but which lacks hobbits and, therefore, all charm and – crucially – representatives of the ordinary reader; imaginative vectors allowing us to enter into his imaginative world.

It’s an overlooked element of Wells that his best books also require this dichotomy – the interlocking of two opposites, the fantastic and the mundane.

We all know about the fantastical in his books, for example the idea that Martians launch an attack on earth or a man invents a time machine and travels to the distant future. Those are certainly the ideas at the core of the books. But when you actually read the texts what comes across almost as powerfully is the very mundane details of the places where this all happens – that the Martians land in Dorking and head towards London across the humdrum landscape of Surrey, blasting well known landmarks on their way (which is why there is a striking sculpture of a ‘Martian’ in Dorking town centre).

Wells himself was well aware of doing this:

For the writer of fantastic stories to help the reader play the game properly he must help him, in every possible unobtrusive way, to domesticate the impossible hypothesis. (Quoted in the critical afterword to the Everyman edition)

And one mark of this is the way the people who witness and generally write up the narratives are always very ordinary, everyday chaps, who are often a bit confused, puzzled, don’t quite follow what’s going on, miss important details, don’t quite follow the scientific whatchamacallit, and, in their bumbling innocence, stand in as a kind of stylised representative of the innocent reader.

They are all Dr Watsons to a succession of fierce, eccentric or visionary Holmeses, respectively:

  • 1895 The Time Machine – first person unnamed narrator
  • 1896 The Island of Doctor Moreau – first person narrative by shipwrecked sailor Edward Prendick
  • 1897 The Invisible Man – (third person narrator)
  • 1898 The War of the Worlds – first person unnamed narrator
  • 1899 When the Sleeper Wakes – first person narrative by Graham, the eponymous sleeper
  • 1901 The First Men in the Moon – first person narrative by Mr Bedford
  • 1904 The Food of the Gods and How It Came to Earth – third person narrative
  • 1906 In The Days of the Comet – unnamed first person narrator
  • 1908 The War in the Air – featuring Bert and Tom Smallways
  • 1914 The World Set Free – third person narrator

Making this list shows that this isn’t exactly a hard-and-fast rule, but that most of the most effective fantasies are told in the first person by someone undergoing the adventure themselves.

It goes some way to explaining why of the early stories The Invisible Man stands out as particularly unlikeable and negative: it is one of the few not told by a more or less reasonable chap, who we’re meant to identify with.

As a footnote, this helps explain the presence of the three working class men who Cavor employs in his lab, in the earlier pages of the book. They are each jealous of each other’s specialisms, argue and often down tools to go off to the pub and argue some more and so perform the function of the rude mechanicals in Shakespeare, offering comic interludes but also throwing into relief the more serious activities of their middle class superiors. Anchoring them to a humorous everyday reality.

This also explains why Bedford, at an early stage, after he’s had an argument with Cavor, goes off for an epic walk across Kent, enjoying the countryside, stopping for lunch in a pub, chatting with the local yokels while he puffs on his pipe. All designed to embed the wild fantasy in a comfortable, relaxing coat of verisimilitude.


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