An Alternative History of Photography: Works from the Solander Collection @ the Photographers Gallery

The Solander Collection

OK, so what is the Solander Collection? In its own words:

Dedicated to the enjoyment and understanding of photographic art in all its forms, the Solander Collection has a special emphasis on international traditions, under-represented and forgotten artists, ethnic diversity, and women. The aim of the collection is to broaden the understanding of photography as inclusive and democratic.

Nearly all works are vintage (made within a few years of the negative) and include many rarities and ‘firsts’. It is a working collection, intended to be shared through exhibitions and publications. The collection is based in Oregon and California and is available to view by appointment, when it is not on public view. (About the Solander Collection)

It’s named after the Solander Box, the cloth-covered black box that museums use to store flat works in.

This exhibition

This exhibition at the Photographers’ Gallery displays over 130 works from the Solander Collection. They’ve been selected to make visitors “look again at well-known works by major artists, alongside forgotten greats, regional champions and unknown artists”. Here are curators Graham Howe and Phillip Prodger explaining.

Keywords are:

“feminist photography…connections between things that don’t always get connected…more inclusive, more welcoming…never meant to be a chronology…pockets of thought, ways of seeing, ways of thinking of photography…you’re meant to feel how organic everything is and the connections that exist between different time periods…a wider view, a more diverse pluralistic approach to looking at photography…as rich and diverse and interesting as the people of the world…”

Does it match up?

Does this exhibition match up to these brave words about diversity and inclusiveness? Well, yes and no. On the No side:

Still chronological

Although the curators claim to be eschewing chronology, the exhibition is still very chronological in feel. It starts with works from the very dawn of photography in the 1840s, when people used photos as the basis for fine art and painted over prints, or used the camera lucida as an aid to drawing, or when subjects were chosen to match the subjects of fine art and sculpture, for example the striking male nude included here by Charles Nègre.

It starts with the usual early pioneers such as William Henry Fox Talbot, Julia Margaret Cameron, Roger Fenton and Eadweard Muybridge. And then moves slowly forward through the decades of the nineteenth century before arriving at the explosion of Modernism around the time of the Great War.

So this is all reassuringly chronological and follows the same timeline as umpteen other history of photography exhibitions I’ve been to. The very fact that the curators feel compelled to call the exhibition ‘An alternative history‘ indicates how far they are from throwing off the shackles of chronology and arranging works by some other method. Why not call it ‘Selection from the Solander Collection’ and arrange the pieces in a genuinely non-linear, themed, or free associative manner?

Still very American-centric

Of the 130 or so pieces I counted 24 by American photographers, or about a fifth. There are also a lot from Europe, obvz, and then only a handful each from China, Japan, a few each from some south American countries, and about a dozen in total from Africa. So it may be more geographically diverse than your standard history of photography, but not as diverse as the actual world, the real world out there beyond Galleryland. In the real world the top half dozen nations are currently ordered by population thus:

  1. China 1.5 billion
  2. India 1.4 billion
  3. Africa 1.3 billion
  4. America 335 million
  5. Indonesia 280 million
  6. Pakistan 240 million

So, to be strictly ‘representative’, there ought to be four times as many photos by Chinese, Indian or African photographers as Americans. Another statistic is that America makes up 4.25% of the total world population so to be utterly ‘representative’ exhibitions of global art like this ought to have that amount of representation – whereas, of course, it’s nothing like that. America, with the imperial reach of its technological and commercial supremacy, is still the single most represented country.

The fact that Americans think it is an impressive achievement to feature handfuls of photographers from other countries tells you just how deep-grained American parochialism and chauvinism is, and how slavish the obeisance of British art and culture gatekeepers to American culture is that they unquestioningly, enthusiastically go along with America’s ongoing dominance.

Obscure photographers?

Well, yes, up to a point but maybe a third of the 100 exhibits were by famous photographers – the Victorians ones I’ve mentioned above, plus ‘legends’ like Ansel Adams, Diane Arbus, Robert Frank, Man Ray, Edward Weston, Rodchenko, and the fairly well known African studio photographer, Malick Sidibé.

On the Yes side:

More nationalities

Yes, there are works from Poland, Uzbekistan, Mali, Cameroon, as well as East Germany, Australian, Chile, Jamaica, Mexico, Singapore, Ukraine – nations you rarely see represented in any Anglo art exhibition. It does feel as if more nationalities are represented, albeit in nothing like the proportions they ought to be.

More obscure works

There are a number of anonymous works (particularly from the early period), odd or unexpected works like the studies using native peoples of John William Lindt; and, in the later part of the show, quite a few photos from what feel like obscure and overlooked photographers, from the under-represented countries mentioned above, Poland, Mali and so on.

The Western Gaze

More important/significant/telling is the curators’ inability to escape Anglocentric or Western notions of beauty or quality or the notion of ‘interest’ which they mention in the video. On my trips to Muslim countries, in my engagement with Chinese or Indian or Japanese art, I’ve realised that many other regions of the world have traditions and definitions and canons of ‘art’ utterly different, alien from, the Christian, white western ones I was brought up in.

Feminist curators and critics go on rather a lot about ‘the male gaze’. The phrase often appears on wall labels of numerous exhibitions. But I’m not sure I’ve read so much about ‘the Western gaze’, the way all western people bring very Western values and aesthetics and judgements to bear on all the art forms – music, sculpture, photography – we encounter outside our culture. Often it’s not even clear whether it is art, as we understand it; or some part of what we’d categorise as religious artifacts or cultural traditions or traditional practices.

The mindset whereby we want to take objects from their original location and categorise and label them and put them behind glass cases in antiseptic museums and galleries, that’s quite a Western way of thinking, specific to certain locations and times in Europe then America, and not necessarily fund in other cultures. (Rooms 1 to 5 at the British Museum, the long wood-panneled room on the right of the big central atrium, are devoted to describing the invention of the Western tradition of collecting, categorising and displaying precious artefacts. Visually, it’s the least sexy part of the British Museum but conceptually, maybe the most important: it’s an exploration of the origins of the entire concept of The Museum and The Collection.

In my opinion the curators of this exhibition have obviously made an effort, and have included works from a few more countries than you might expect; but they have come nowhere near throwing off the shackles of the Western Gaze and Western aesthetics, and so barely engaged with other ways of seeing.

The narrowing effect of photography

Then again, when it comes to photography, this may be because the technology and the form themselves such Western creations. Cameras, film and all the rest of the paraphernalia were invented, developed and improved in the advanced industrial nations of Europe and America (and Japan), and exported to other countries.

Maybe photography itself is an imperialist form, colonising the minds of everyone who uses it, co-opting them into modes of observation, alienation, categorisation and detached gazing, which are intrinsically Western.

Maybe to pick up a camera (or a phone with a camera in it i.e. pretty much every smartphone in the world) is to adopt an entirely Western technology and take on Western blinkers. Maybe, on this reading, it’s impossible for photography to be truly ‘diverse’ because, even though the person taking the photograph may be from Jakarta or Kinshasa or Shanghai, or an aborigine or native American, as soon as they pick up a camera they are infected, taken over, co-opted, colonised by the Western controlling, objective, alienating way of seeing. Just a thought…

Commentaries

Arguably, the single most important thing about this exhibition is the commentaries. The Solander Collection maintains a network of contributors in countries around the world, photographers but also critics and writers, and well over half (not all) of the photos in the exhibition are accompanied by fairly long wall labels, four or five thick paragraphs long, short essays –giving detailed information about how each photo was made, the photographer, the subject matter and so on.

if you read all of these commentaries it makes progressing around the two rooms which host the exhibition quite a slow business.

Selected works

So what did I like or what stood out for me? I’ll make a personal selection i.e. create my own networks of connections through the very varied corpus or body of work they’ve selected. To give it some structure I’ll base it on topic or subject matter.

African studio photography

Several African studio photographers are represented including the famous Malick Sidibé from Mali. Apparently the golden age of studio photography in West Africa was during the 1960s and early 70s i.e. the decade following independence from colonial rule.

Studio photographers used the conventions inherited from the West (the very idea of a studio; deeper than that, the very idea of a photograph) but gave it a style and swing, matching the newfound confidence of young urban types dressing according to new Africanised forms of fashion.

I’ve selected a pic by the less well-known Michel Kameni (1935 to 2020) from Cameroon. Apparently his photos are that bit less flamboyant than Sidibé’s, which you can see in the exhibition where examples of each guy’s work are place side by side. This example uses technical tricks to create a mirror image of the same woman, momentarily appearing as her own twin. Thus it is more mysterious and strange than Sidibé’s generally cool and confident but straightforward portraiture. What is the woman looking at us thinking? She’s a kind of African Mona Lisa.

Double Portrait by Michel Kameni (1966) © Studio Kameni

Constructed photography

Oscar Gustave Rejlander (1813 to 1875) spent much of his own life in poverty and set out to document the lives of the poorest in society. But that’s not the most interesting thing here. The interesting thing is that this photo was constructed. Not just staged – as the girl in the foreground standing on a suspiciously clean street sweeping broom is – no, the entire backdrop, a waybill publicising an 1871 rally in Trafalgar Square against the match industry – was added to the photo of the girl. Or the photo of the girl was superimposed onto the background. Fascinating that right from the start photographs were subject to artificial intervention.

Match Girl, 1871 by Oscar Gustave Rejlander

Documentary photography

Meaning recording the lives and practices of ordinary people. Or as the Tate website puts it:

a style of photography that provides a straightforward and accurate representation of people, places, objects and events, and is often used in reportage.

This is an apparently simple documentary photograph taken by Emilio Amero (1901 to 1976) recording a moment in a wedding celebration in Mexico. But this is a carefully curated photograph so it has depths which become clearer the longer you look.

Obviously, the woman is beautiful with a beguiling spiritual beauty which becomes more entrancing the more you look. But her dress is wonderful too, particularly the concatenation of metal necklace, pendant and ear-rings. And the bracelets on her right wrist. How beautiful she looks! And then – this is all happening in the street, far different from an English wedding in a crabbed and constricted English church. This is happening outside and, you realise, there seem to be loads of people in the background, some milling about but a row of figures on the left sitting down. Are all of these people here just for her wedding? How wonderful and sociable! How communal and shared and happy it looks. Which makes the look of concentration and seriousness on the young bride’s face all the more sweet, touching, foreboding, intense and magical.

A Bride Dances by Emilio Amero (about 1937) © Estate of the Artist

Ethnographic photography

John William Lindt (1845 to 1926) was an interesting character (Wikipedia article). Born in Germany he travelled to Australia where he built a reputation as ‘a landscape and ethnographic photographer, early photojournalist, and portraitist’. This is one of 31 photos Lindt took of Gumbaynggirr and Bundjalung people in a book titled ‘Australian Aboriginals’ in 1874. There are all kinds of things going on in this charged image. Most obvious is the clash or tension between the staged background and props and the vivid presence of the woman and child. And cross-threading against that, the similarity to the great Christian image of the madonna and child which he’s posed them in.

The early photographers saw the technology as a way to copy, re-enact, reproduce the poses and subject matter of the fine arts, of the Old Masters of the European visual tradition. One of the most interesting things about photography is how long it took for its practitioners to realise it could represent the world in ways not limited to fine art precedents, it could depict the world as it is, and then the development by Modernist practitioners of realising photography was susceptible to techniques which broke with reality altogether to create forms unique to the technology, such as photomontage, solarisation and so on.

Young Woman with Sleeping Child, Clarence Valley (1870 to 1873) by John William Lindt

Feminist photography

The whole point of ‘feminist photography’ is it has many strands and many meanings. Here are two quotes which indicate what they have in common, namely the quest to overthrow gendered stereotypes and expectations.

Feminist photographers turned a medium used traditionally to reinforce gender norms into a powerful tool of transformation and emancipation, reimagining not only the possibilities of photographic self-expression, but also the kinds of subjects and environments thought to be deserving of aesthetic representation.
(Beyond the Male Gaze: Photography and Feminist Theory)

Photography became an important tool of second-wave feminism to critique the established visual conventions through which gender, sexual, racial, and class identities have been constructed.
(Women and photography)

This pair of photos by German photographer Annegret Soltau (b.1946) were made in 1975 and have no written commentary, leaving us free to interpret or make up our own meanings. I’d have thought the place to start is the way the myriad fine threads covering her face in the left-hand picture have been snapped in the one on the right. But it’s not as if this has been caused by her, for example, opening her eyes to symbolise awakening from her heteronormative slumber or opening her mouth to break the silence and express her truth etc. It’s less predictable than that. Something has snapped, but what has caused it, and what it means remain suggestive but mysterious.

Self by Annegret Soltau (1975). Diptych of gelatin silver prints © Annegret Soltau, courtesy Richard Saltoun Gallery

Glum photography

Not exactly a happy couple, but the main thing about this photograph is that it was hand coloured, which explains the bright but somehow aged and faded tone of the pink shawl and yellow blouse. In one way this image links to the studio photos of the Africans, Malick Sidibé and Michel Kameni, displayed on the wall opposite – but it also links to the painted photo of the maharajah with tiger (see below) raising interesting questions about tradition and continuity.

Portrait of a Couple 1970s by Ram Chand. Hand-coloured gelatin silver print © Ram Chand, courtesy Christophe Prebois

Happy photography

‘Laugh, and the world laughs with you.’ Hard not to find these girls’ innocent mirth infectious. People from sometime in the 1970s and yet you feel an immediate deep contact with them, they could be a couple of girls giggling in gallery right next to me. Photography can do that, make unnerving links with people you know are long dead in places and cultures which have long ago vanished. If you’re feeling robust this can be wonderfully life-enhancing, expanding your sense of humanity. If you’re feeling tragic, it can give you a bad case of Weltshchmerz and loss. Où sont the giggling girls of yesteryear?

Two girls in Kingston, Jamaica by Unknown, possibly Ernesto Bavastro (1870s to 1880s)

Historic photography

This is the first known photograph of a Chinese police unit, which began serving in Hong Kong shortly after its establishment as a British colony in 1841. The tut-tutting wall label reminds us that colonial police forces like this were strictly hierarchical, with British officers in charge, then Indians who could serve as sergeants or inspectors, then local, in this case Chinese people who could serve as constables or sergeants but weren’t allowed to rise higher.

This wasn’t a one-off by the photographer, Lai Fong (1839 to 1890). Lai “created a body of work that laid the foundation for the art of photography in China”. The wall label optimistically declares the Lai “offered a window into the pictorial traditions, history and social structures of the late Qing dynasty” but it’s not obvious that there’s anything particularly Chinese about this photo: the staging of the men and the draped curtains to either side strongly suggest the European, semi-classical visual conventions. This is what I meant, above, when I said that, possibly, photography is an intrinsically imperialist form. If Lai indeed did lay the foundations for photography in China he appeared to do so by importing entirely Western visual conventions.

A Group of Hong Kong Native Police, 1870s, by Lai Fong

Humorous photography

This piece by Austrian artist Valie Export (b.1940) is the biggest thing in the show and more or less the only one which made me laugh. I suppose it’s straight satire, 1970s satire on the identification of women with housework, using the cut-up collage techniques which people like George Grosz pioneered in the 1920s. Obviously it’s taking the mickey out of a thousand renaissance paintings which show a Madonna holding the Christ child, satirically replacing the baby with a hoover, symbol of 1970s women’s greatest care/oppression.

Expectation (1976) unique photomontage by Valie Export © Valie Export 2022

It is an example of photomontage which wasn’t that represented in the show. I can imagine a section of it could have been devoted to this technique, alongside works by Grosz or John Heartfield or other photomontageurs from other traditions making political/satirical points.

Or, at the same time or alternatively, it’s also possibly an example of ‘sculptural photography’ because the silhouetted 70s woman and hoover aren’t laid flat on the surface of the painting but are attached so as to be raised and physically distinct from the backdrop. Which is why the thing requires not a flat frame but more like a glass case to cater for the depth of the effect created.

Anyway, the classical painting in the background is Botticelli’s ‘Madonna of the Pomegranate’ (1487).

Modernist photography

Double exposure became a standard Modernist device. Mark Neven DuMont (1892 to 1959) was born in Germany but emigrated to England. His friend, the avant-garde painter and provocateur George Grosz, was a leading exponent of photomontage so the curators reckon that’s where DuMont got the idea to experiment with it himself. The wall label tells us that photomontage – using two or more camera negatives to create a composite image – is as old as photography; but the striking make-up of the female model and the geometric shape of the palm tree give it a very modernist, Art Deco feel.

Patricia by Mark Neven DuMont (1930s)

If modernist visual forms (sculpture, painting, drawing as well as photography) have one thing in common it’s a love of sharp lines and geometric shapes. In contrast with gauzy impressionism, gloomy symbolism or scratchy expressionism, modernism loves slick lines and sharp angles. Almost everything in this photograph by the Brazilian photographer German Lorca (1922 to 2021) is precise and geometric: from the tiny regular squares of the paving to the straight seams of the concrete wall behind the two figures; the neatly pressed seams of the two men’s suits to the super-precise outline of the shadows behind them thrown by the hot tropical sun. It’s part of the hyper-modern effect that we don’t see the men’s face, which are turned away or hidden behind a newspaper, thus increasing the sense that this sidewalk drama is not about people but about the lines and energies of the modern city.

Looking for a job by German Lorca (1948)

Motion photography

Eadweard Muybridge (1830 to 1904) is the famous pioneer of ‘motion photography’ which caught the imagination of artists and scientists around the (developed) world. In his studio he set up series of cameras in the same position or staggered along the course of the action he wanted to record, and then fired them off at intervals, experimenting with doing it closer or further apart.

The result was his famous sets of photos showing successive stages in dramatic actions. Once he’d nailed the technique he went mad and, between 1884 and 1886, produced 781 new sequences! The art of fencing is peculiarly suited to this process because it involves dramatic gestures and physical postures while the body itself doesn’t actually change position very much.

Fencing by Eadweard Muybridge (1887) collotype

Naked photography

Lots of women artists and photographers in the 1970s and 80s thought it was a radical and subversive act to take their clothes off and stage happenings or interventions or performances featuring themselves naked, and record themselves for posterity. No doubt this was a radical, subversive and so on gesture in Russian-controlled communist Poland back in 1980. Forty-three years later it looks like a naked young woman in heels confronting a woman cop. What’s not to love?

It is a little disappointing, then, to learn that this scene never took place, but that the piece is in fact a photomontage, combining a shot Ewa Partum (b.1945) took of herself nude in the studio, superimposed on a straightforward snap of a cop in the street.

Döppelgängers always fascinate us and so we are taken by the dualistic oppositions suggested here, between the naked and the clothed, between authority and submission, between the ‘authenticity’ of the artistic naked woman with nothing to hide and the overdress authority figure encumbered with all the rigmarole of legal and physical repression (radio, handcuffs, baton, gun?)

(I appreciate this photo could also come under ‘feminist photography’ or ‘political photography’. But I’m enjoying making up frivolous headings and my own connections.)

Self and policewoman by Ewa Partum (1980)

Nature photography

Possibly my favourite photo of the 130 on display. I myself have taken lots of photos of trees, flowers, plants, lichen on stones and so on, but trees are special. I think trees are talking to us but so slowly, so very slowly, that we can’t slow down enough to hear what they’re saying. And so we chop them down and burn them, over vast areas, and will end up burning the entire planet in the process. Tant pis.

Meanwhile, this is just one of many studies the American photographer Paul Strand (1890 to 1976) took of driftwood, showing a profound feel for the shapes and twists and knots and gnarls which are created by this most beautiful of life forms. Although hyper-naturalistic in feel, capturing every fibre of the gnarled old wood, Strand’s studies like this at the same time suggest flowing zoomorphic forms and, if you’ve smoked a little dope, are gateways almost into another world, enabling the viewer to immerse themselves in the non-human world around us. Entirely naturalistic they are also like meditative states of mind.

Driftwood, Gaspé, Quebec, 1928 by Paul Strand © Paul Strand Archive/ Aperture Foundation

Painted photography

Believe it or not this is a photo, taken about 1890 by an unknown photographer. It looks like a painting because the entire surface has been covered with a thick layer of pigment, so it is a painting: a photo-painting. Apparently this kind of embellishment or overwriting of a factual photographic base with an extravagantly idealised and Romantic backdrop and details was very common. It has a floridness we don’t associate with the European tradition and feels genuinely ‘other’.

This image links to the portrait of a couple from the 1970s shown above. Was this a distinctively Indian approach to photography? Did other cultures do the same kind of thing? Does it persist to this day? Be interesting to know more.

Maharaja with Tiger, possibly Duleep Singh, after a hunt (about 1890) vintage gelatin silver print with hand painting. Maker unknown (India)

Soviet photography

In the heyday of the 1920s and early 1930s Soviet artists made some of the boldest, most radical art of the century in the name of the new society they were building. Alexander Rodchenko (1891 to 1956) specialised in taking photos from experimental and unconventional angles. This was called rakurs in Russian. The most powerful, impactful of these is looking up at the subject from below. This conveys a string sense of dynamism and energy which, when combined or attached to an image of a youth, conveyed just the sense of forward-looking, visionary, striding-into-the-future energy which Stalin and his commissars wanted. As the commentator points out, it also makes the figure look monumental, a photographic equivalent of all those huge statues of working men and women striding boldly into the brave Soviet future which used to litter communist cityscapes.

Pioneer girl (1930) by Alexander Rodchenko

Street photography

Harold Cazneaux (1878 to 1953) became known for naturalistic studies of children, often taken outdoors. During and after the war there was an explosion of technical experimentation associated with modernism, plus a great surge in popular magazines which relied on evermore photos. Thus this photo was taken for a spread in The Home magazine. It’s what you could call soft modernism or popular modernism, in the sense that a) the focus is on the children’s faces, not the ostensible subject (the Punch and Judy show); b) it’s taken from a relatively low angle, a characteristic modernist trait, but not actually down on the ground. So it’s assimilated enough modernist tricks to be considered ‘modern’ and not rattle any cages.

Punch and Judy (1930) by Harold Cazneaux

The promotional video


Related links

More Photographers’ Gallery reviews

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The Death of Virgil by Hermann Broch (1945)

The silver lamp next to the couch swung gently to and fro on its long silver chain and outside the window the emanation of the city, ebbing and flowing above the roofs, was dissolved into purple, from purple-violet into dark blue and black, and then into the enigmatic and fluctuant.
(The Death of Virgil, page 47)

The Sleepwalkers

A few years ago I read and reviewed The Sleepwalkers (1931), the masterpiece of Modernist German novelist Hermann Broch (1886 to 1951). The title in fact refers to a trilogy of novels each of which focuses on a troubled individual from successive generations of German society, the novels being titled: The Romantic (1888), The Anarchist (1903) and The Realist (1918).

I reviewed each novel individually but also subjected the magniloquent claims often made about the trilogy to fierce criticism, using evidence from Walter Laqueur’s blistering attack on the failure of intellectuals in the Weimar Republic, Weimar: A Cultural History 1918 to 1933 by Walter Laqueur (1974). I argued that calling the trilogy things like ‘a panoramic overview of German society and history’ were wrong in fact and misleading in implication. The three novels are more eccentric and particular than such generalisations. But then lots of critics make sweeping claims about books they haven’t read.

Broch flees Austria

In March 1938, Nazi Germany annexed Austria in a move known as the Anschluss. Within days Broch was arrested by Nazi authorities for possession of a Socialist pamphlet and thrown into a concentration camp. A campaign by western writers managed to get him freed and he immediately emigrated to Britain, then moved on to America where he settled in 1939.

Before this happened, in 1937, in Austria, Broch had delivered a radio lecture about Virgil. Over the following years he enormously expanded and elaborated this text to become his other great masterpiece, Der Tod des Vergil or The Death of Virgil. This big novel was first published in June 1945 in both the original German and English translation simultaneously. Symbolically, it appeared in the month after the Second World War in Europe finally came to an end, with the complete destruction of Nazi Germany. A crushing end to all illusions about Germany politics, history and culture.

Schematics

Broch’s imagination is schematic: the three novels which make up The Sleepwalkers trilogy each centre on a character who a) come from successive generations and are in some sense emblematic of them; and who b) are each of a distinct and categorisable type. The same urge to structure the material is immediately evident in The Death, which is divided into four equal parts, portentously titled:

  • Water – The Arrival
  • Fire – The Descent
  • Earth – The Expectation
  • Air – The Homecoming

Despite these universal-sounding categories the ‘action’ of novel in fact only ‘describes’ the last 18 hours of the Roman poet Virgil’s life in the port of southern Italian port of Brundisium. The year is 19 BC. Virgil had travelled to Greece, according to this novel hoping to a) escape the fevers of Rome b) finally complete the long poem which has been dogging him, and c) be free to pursue his first love, philosophy.

But he was foiled in this ambition when the princeps or proto-emperor, Augustus, returning from the East, stopped off in Athens, called on Virgil and invited/ordered him to accompany him back to Italy. Hence Virgil’s regret at the start of the novel at giving in to Augustus’s insistence and abandoning his hopes of finally being rid or ‘art and poetry’ and devoting his life to meditation and study.

Anyway, on this return journey Augustus, Virgil and others of the party fell ill. Augustus fully recovered, but the novel opens with Virgil lying in a hammock that’s been rigged up in one of the ships, feeling very unwell indeed. Starting from this moment the long novel portrays the last 18 hours of his life.

The central theme or subject of the novel is Virgil’s wish to burn the manuscript of his epic poem, The Aeneid, a wish which is decisively thwarted by his master and ‘friend’, Augustus.

Modernist?

Blurbs about the novel claims it uses well-established modernist techniques, mixing poetry and prose with different styles and registers to convey the consciousness of a sick man drifting in and out of reality and hallucination but I didn’t find this to really be the case.

When I think of modernism I think of the combination of fragmented interiority matched by collage used in The Waste Land, or the highly collaged text of Berlin Alexanderplatz or the tremendous stylistic variety of Ulysses. There’s none of that here: the text is fluent and continuous. There’s no collage effect, no newspaper headlines or scraps of popular song or advertising jingles. Instead the text is continuous and smooth and highly poetic in style.

Modernism is also usually associated with the accelerated rhythms of the western city, as in the examples above or in John dos Passos’s huge novel, USA (1930 to 1936). Quite obviously a novel set nearly 2,000 years, before anything like the modern city had been imagined, could not use, quote or riff off any aspects of the twentieth century urban experience. So in that respect, also, the novel is not modernist.

What is modernist about it, maybe, is a secondary characteristic, which may sound trivial but is the inordinate length of Broch’s sentences. These can be huge and very often contain multiple clauses designed to convey the simultaneous perception of external sense impressions with bursts of interior thought, memory, opinion and so on – all captured in one sentence.

The Jean Starr Untermeyer translation

The 1945 translation into English was done by Jean Starr Untermeyer. I have owned the 1983 Oxford University Press paperback edition of this translation (with an introduction by Bernard Levin) since the mid-1980s and never got round to reading it till now. This edition contains a longer-than-usual 4-page translator’s note by Jean Starr Untermeyer who, we learn, devoted five years of her life to translating this novel. We also realise, within a few sentences, that her English is non-standard i.e. a bit quirky and idiomatic. On the whole I think that is a good thing because it continually reminds you of the novel’s non-English nature.

Untermeyer makes a number of good points about the difficulty of translating German into English. An obvious one is German’s tendency to create new words by combining individual nouns into new compound nouns. A second aspect of German style is that it can often have a concrete practical meaning but also a ghostly metaphysical implication. This doesn’t happen in English which has traditionally been a much more pragmatic down-to-earth language.

Long sentences

The biggest issue, though, is sentence length. Good German prose style has for centuries allowed of long sentences which build up a succession of subordinate clauses before being rounded out or capped by a final main verb.

English is the extreme opposite. English prefers short sentences. Hemingway stands as the patron saint of the prose style taught in all creative courses for the past 40 years which recommends the dropping of subordinate clauses, the striking out of all unnecessary adjectives, the injunction to keep sentences short and unadorned, a process Untermeyer colourfully refers to as ‘exfoliation’.

As Untermeyer points out, Henry James’s use of long, multi-clause sentences was very much against the general trend of 20th century English prose (as was the extravagant prose style developed by William Faulkner a generation or so later, contrary to the Hemingway Imperative).

Untermeyer says that English prose works by placing its thoughts in sequence and separately expressed in short, clear sentences; German prose more often works by seeking to express multiple levels of meaning ‘at one stroke’ i.e. in each sentence.

But Broch not only came from this very different tradition of conceiving and writing prose, but he pushed that tradition to extremes. Untermeyer reckons some of the sentences in the middle of the book might be the longest sentences ever written in literature. (I’m not so sure. Samuel Beckett wrote some very long sentences in Malone Dies and The Unnameable.)

Thought-groups

Broch’s sentences are long, very long, but they don’t have the deliberately confusing repetitiveness, the incantatory repetitiveness of Beckett. They are clearly trying to capture something and Untermeyer explains in her note that the aim can be summed up by one maxim: ‘one thought – one moment – one sentence’.

Each sentence is trying to capture what she calls one ‘thought-group’, the flickering and often disparate impressions and sensations which occur to all of us, all the time, continually, in each changing second of perception and thought. The difference between you and me and Hermann Broch is that Broch spent a lifetime trying to develop a prose style which adequately captures the complexity of each fleeting moment of consciousness.

In English we do have a tradition of hazy impressionistic prose maybe best represented by the shimmering surfaces of Walter Pater’s aesthetic novel, Marius the Epicurean (also about ancient Rome). And a related tradition of deliberate over-writing in order to create an indulgently sensual effect, maybe associated with Oscar Wilde and sometimes dismissively called ‘purple prose’.

Broch’s intention is different from both of those because he is trying to be precise. His sentences are so very long only because he is trying to capture everything that his subject felt in that moment. The superficial comparison in English is with James Joyce’s Ulysses but Joyce wove an intricate web of symbolic and sound associations, at the same time as he steadily dismantled the English language, in order to make his text approximate the shimmering a-logical process of consciousness. Broch goes nowhere near that far. His sentences may be epic in length, but they are always made up of discrete clauses each of which is perfectly practical and logical and understandable in its own right.

And from Pater to Joyce, the English style of long sentences has tended to choose sensual and lugubrious subject matter, from the lilies and roses of Wilde’s prose to the astonishing sensuality of Ulysses. Broch, by contrast, uses his long sentences to cover a much wider range of subject matter, much of it modern, unpleasant and absolutely not soft and sensual.

In the warehouse district

One example will go a long way to demonstrating what I’m describing. Early in the novel the little fleet carrying the emperor and Virgil docks at Brundisium. Virgil is then carried off the ship and carried in a litter by slaves to the emperor’s mansion in the city, led by a young man with a torch who leads them among the warehouses of Brundisium. Here is one sentence from the passage describing this journey.

Again the odours changed; one could smell the whole produce of the country, one could smell the huge masses of comestibles that were stored here, stored for barter within the empire but destined, either here or there after much buying and selling, to be slagged through these human bodies and their serpentine intestines, one could smell the dry sweetness of the grain, stacks of which reared up in front of the darkened silos waiting to be shoveled within, one could smell the dusty dryness of the corn-sacks, the barley-sacks, the wheat-sacks, the spelt-sacks, one could smell the sourish mellowness of the oil-tuns, the oil-jugs, the oil-casks and also the biting acridity of the wine stores that stretched along the docks one could smell the carpenter shops, the mass of oak timber, the wood of which never dies, piled somewhere in the darkness, one could smell its bark no less than the pliant resistance of its marrow, one could smell the hewn blocks in which the axe still clove, as it was left behind by the workman at the end of his labour, and besides the smell of the new well-planed deck-boards, the shavings and sawdust one could smell the weariness of the battered, greenish-white slimy mouldering barnacled old ship lumber that waited in great heaps to be burned. (Pages 24 to 25)

What does this excerpt tell us? It demonstrates both a) Broch’s ability to handle a long sentence with multiple clauses and b) the complete absence of modernist tricks such as collage, quotation etc.

And there is none of the shimmering incoherence of, say, Virginia Woolf’s internal monologues. Instead it is quite clear and comprehensible and even logical. What stands out is the repetition, and the way it’s really more like a list than a wandering thought.

I’ve mentioned that Broch is a systematic thinker and many of these long sentences don’t really meander, they work through all the aspects of a thought or, in Untermeyer’s phrase, thought-group. We are in the warehouse district, a place saturated in the stinks of the goods stored there. And so Broch enumerates them, not in the English style, in a series of short, discrete sentences, but in one super-sentence which tries to capture the totality of the sense impression all together, as it were, capturing one moment of super-saturated perception.

Pigs and slaves

Far from the shimmering impressionism of the English tradition, The Death of Virgil is also capable of being quite hard, almost brutal. Thus the opening passages contain quite stunning descriptions of being on deck of an ancient Roman galley on a very calm sea as it is rowed at twilight into the harbour of Brundisium just as a thousand lamps are lit in the town and reflected like stars on the black water. So far, so aesthetic.

But Broch mingles this soft stuff with over a page harshly criticising the aristocratic guests on the ship whose only interest on the entire journey has been stuffing their faces like pigs. At these moments the narrative is more like Breughel than Baudelaire.

He also devotes a page to a nauseated imagining of the life of the galley slaves, chained below decks, condemned to eternal toil, barely human, a frank admission of the slave society the entire narrative is set among. The theme is repeated a bit later as Virgil watches the slaves carrying goods from the ship once it’s docked and being casually whipped by their bored overseers.

And there’s another theme as well. When the imperial ship docks, it is greeted by roars of approval from the crowd who have gathered to greet their emperor. Suddenly Broch switches to a more socio-political mode, meditating on the terrible evil to be found in the crowds which seek to suppress their individual isolation by excessive adulation of The One – an obvious critique of Nazism.

From far off came the raging, the raging noise of the crowd frantic to see, the raging uproar of the feast, the seething of sheer creatureliness, hellish, stolid, inevitable, tempting, lewd and irresistible, clamorous and yet satiated, blind and staring, the uproar of the trampling herd that in the shadowless phantom-light of brands and torches dove on towards the evil abyss of nothingness… (p.47)

German brutalism

These passages also epitomise what I think of as ‘the German quality’ in literature, which is a tendency to have overgassy metaphysical speculation cheek-by-jowl with a pig-like brutality, qualities I found in the other so-called masterpiece of German Modernism.

The claim about metaphysical bloat is merely repeating the claim of Walter Laqueur, who knew more about Weimar literature than I ever will and found it present in much of that literature. The comment about piggishness is based on my reading of:

  • Berlin Alexanderplatz, which starts as the protagonist, Franz Biberkopf, is released from prison where he’d been serving a sentence for murdering his girlfriend, Ida, and one of the first things he does is go round and rape his dead girlfriend’s sister, Minna. There’s the scene where the scumbag Reinhold drunkenly smashes his girlfriend, Trude’s, face to a pulp or when Franz beats his girlfriend Mieze black and blue etc.
  • The surprising crudity of much Kafka, the protagonists of The Trial and The Castle jumping on their female companions without warning, and the visceral brutality of stories like The Hunger Artist or In The Penal Colony.
  • The crudity of Herman Hesse’s novels, such as The Steppenwolf, in which the ‘hero’, Harry Haller, murders the woman who took pity on him and loved him, Hermine.
  • The Man Without Qualities by Robert Musil which I was enjoying very much for its urbane and humorous tone until – sigh – being German, it had to introduce a psychopath, Moosbrugger, who is on trial for murdering a prostitute and chopping her up into pieces, a process which the author describes in gratuitous detail.
  • In Broch’s own novels, Esch, the piggish ‘hero’ of The Anarchist rapes the innkeeper he subsequently shacks up with, and thinks well of himself because he doesn’t beat her up too much, too often.
  • Wilhelm Huguenau, the smooth-talking psychopathic ‘hero’ of The Realist, murders Esch and then rapes his wife.
  • Bertolt Brecht made a point of dispensing with bourgeois conventions in order to emphasise the brutal reality of the ‘class struggle: ‘Erst kommt das Fressen, dann kommt die Moral.’

Phenomenology

I’ll quote from my own review of The Romantic:

Aged 40 Broch gave up management of the textile factory he had inherited from his father and enrolled in the University of Vienna to study mathematics, philosophy and psychology. I wonder what kind of philosophy Broch studied because this focus on trying to describe the actual processes of consciousness – the flavour of different thoughts, and the ways different types of thought arise and pass and sink in our minds – reminds me that Phenomenology was a Germanic school of philosophy from the early part of the century, initially associated with Vienna. According to Wikipedia:

In its most basic form, phenomenology attempts to create conditions for the objective study of topics usually regarded as subjective: consciousness and the content of conscious experiences such as judgements, perceptions, and emotions. Although phenomenology seeks to be scientific, it does not attempt to study consciousness from the perspective of clinical psychology or neurology. Instead, it seeks through systematic reflection to determine the essential properties and structures of experience.

‘Through systematic reflection to determine the essential properties and structures of experience.’ That’s not a bad summary of what Broch does in The Sleepwalker novels and does again here. The obvious difference is that whereas The Sleepwalker novels have plots and numerous characters who interact in a multitude of scenes, in The Death of Virgil Broch found a perfect subject – a deeply sensitive, highly articulate poet – to host/inspire/articulate an enormous number of these phenomenological speculations, long passages which not only describe Virgil’s sensations and thoughts, but analyse, ponder and reflect on the nature of thought itself.

Thus the first part of the passage through the warehouses, which I’ve quoted, amounts to a catalogue of sense impressions. But the smells of country produce awaken a yearning in him for the peace he knew back when he was growing up on his parents’ farm, but not some peace described in the English purple prose tradition – instead a highly theoretical and metaphysical notion of ‘peace’, as representing longing for a full integration of the self, a longing-yearning which haunts Virgil but which he is fated never to achieve.

Here’s an excerpt from that scene. To understand it you need to know that the roaring greeting of the mob in Brundisium town square had led Virgil to pretty negative thoughts about humanity in all its crudity. And so, in this sentence, the two themes –yearning, and the mob – are blended.

It was himself he found everywhere and if he had to retain everything and was enabled to return all, if he succeeded in laying hold on the world-multiplicity to which he was pledged, to which he was driven, given over to it in a daydream, belonging to it without effort, effortlessly possessing it, this was so because the mutiplicity had been his from the very beginning; indeed before all espial, before all hearkening, before all sensibility, it had been his own because recollection and retention are never other than the innate self, self-remembered, and the self-remembered time when he must have drunk the wine, fingered the wood, tasted the oil, even before oil, wine or wood existed, when he must have recognised the unknown, because the profusion of faces or non-faces, together with their ardour, their greed, their carnality, their covetous coldness, with their animal-physical being, but also with their immense nocturnal yearning, because taken all together, whether he had ever seen them or not, whether they had ever lived or not, were all embodied in him from his primordial origins as the chaotic primal humus of his very existence, as his own carnality, his own ardour, his own greed, his own facelessness, but also his own yearning: and even had this yearning changed in the course of his earthly wanderings, turned to knowledge, so much so that having become more and more painful it could scarcely now be called yearning, or even a yearning for yearning, and if all this transformation had been predestined by fate from the beginning in the form of expulsion or seclusion, the first bearing evil, the second bringing salvation, but both scarcely endurable for a human creature, the yearning still remained, inborn, imperishable, imperishably the primal humus of being, the groundwork of cognition and recognition which nourishes memory and to which memory returns, a refuge from fortune and misfortune, a refuge from the unbearable; almost physical this last yearning, which always and forever vibrated in every effort to attain the deeps of memory, however ripe with knowledge that memory might be. (pages 25 to 26)

Here we have some choice examples of the German tendency to make up new compound nouns to describe elusive philosophical or psychological categories: ‘world-multiplicity’, ‘self-remembered’, ‘animal-physical’.

And the use of repetition is pretty obvious – I’ve singled out the words ‘yearning’ and ‘memory’. It isn’t really repetition for the sake of either euphony (purely for the sound), or to drive home a point (as in, say, Cicero’s legal speeches). It is more that, with each repetition, the meaning of the word changes. Broch is examining the concepts behind these key words from different angles. Each repetition sheds new light, or maybe gives the word additional connotations. It is a cumulative effect.

An obvious question is: does this kind of thing actually shed light, does it help us to understand the human mind any better? Well, not in a strictly factual sense, but in the way that literature forces us to have different thoughts, sensations, expands the possibilities of cognition, vocabulary and expression, then, maybe, yes. And the epic length of Broch’s sentences are indicative of his attempt to really stretch the possibilities of perception, or perception-through-language, in his readers.

Then again, it isn’t an actual lecture, it’s not a scholarly paper appearing in a journal of psychology; it’s embedded in a work of literature so a better question is: how does it work within the text?

Any answer has to take account of the fact that this is only one of literally hundreds of other passages like it. No doubt critics and scholars have tabulated and analysed Broch’s use of key words and concepts and traced them back to works of psychology, philosophy or phenomenology he may have read. For the average reader the repetition of words and phrases and the notions they convey has more of a musical effect, like the appearance, disappearance, then reappearance of themes and motifs, building up a complex network of echoes and repetitions, many of which are not noticeable on a first reading. I ended up reading passages 2 or 3 times and getting new things from them at every reading.

Last but not least: do you like it? I found The Death of Virgil difficult to read not because of the clever meanings or subtle psychology but because a lifetime of reading prose from the Hemingway Century, compounded by a career working on public-facing websites, has indoctrinated my mind into preferring short, precise sentences. So I found it an effort to concentrate fully on every clause of these monster sentences – that, the sheer effort of concentrating of every element in these long sentences, holding all the clauses in your mind as they echo and modify each other – that’s what I found difficult.

But short answer: Yes, I did enjoy it. Very much. And it grows and adds new resonances with every rereading. It’s a slow read because I kept picking it up after putting it aside to make lunch, water the garden, feed the cats etc, found I’d forgotten where I was (because so many of the pages are solid blocks of text without any paragraph breaks) and so ended up rereading pages which I’d read once and not even realising it, but when I did, deliberately rereading it with a whole new pleasure, hearing aspects of the text, its meanings and implications and lush style, which I’d missed first time around.

Lyricism

Because The Death of Virgil is highly lyrical. Untermeyer says the entire text is in effect a poem because of its sustained lyricism. It certainly overflows with lyrical passages of deliberate sensuality.

Through the open arched windows well above the city’s roofs a cool breeze was blowing, a cool remembrance of land and sea, seafast, landfast, swept through the chamber, the candles, blown down obliquely, burned on the many-branched, flower-wreathed candelabrum in the centre of the room, the wall-fountain let a fragile, fan-shaped veil of water purl coolly over its marble steps, the bed under the mosquito netting was made up and on the table beside it food and drink had been set out. (p.41)

Maybe you could posit a spectrum of the content, with pure lyricism at one end, pure abstraction at the other, and a mix in the middle. So the excerpt above is what you could call entry-level lyricism in the sense that it is concerned solely with sense impressions, sense data, describing the ‘real’ world. Here’s a passage which contains hints of the metaphysical:

Yet in the night’s breath all was mingled, the brawling of the feast and the stillness of the mountains and the glittering of the sea as well, the once and the now and again the once, one merging into the other, merged into one another… (p.42)

And here is the full-on visionary-metaphysical:

Oh, human perception not yet become knowledge, no longer instinct, rising from the humus of existence, from the seed of sentience, rising out of the wisdom of the mothers, ascending into the deadly clarity of utter-light, of utter-life, ascending to the burning knowledge of the father, ascending to cool heights, oh human knowledge, unrooted, eternally in motion, neither in the depths nor on the heights but hovering forever over the starry threshold between night and day, a sigh and a breath in the interrealm of starry dusk, hovering between the life of the night-held herds, and the death of light-flooded identification with Apollo, between silence and the word, the word that always returns into silence. (p.48)

By now I hope you can see how Virgil’s mind is in almost permanently visionary mode. In his last hours he is entirely concerned with huge abstract ideas of human nature and destiny and personal intimations about being and consciousness and awareness, all mixed into a great, prolonged swirl. Every conversation, every new event, stirs a new aspect of this endless flow of thoughts, triggers a new long rhapsody. The novel as rhapsody, where rhapsody is defined as ‘an effusively enthusiastic or ecstatic expression of feeling’.

Plot summary

Part one, ‘Water – The Arrival’, is just 53 pages long. The third person narrator records Virgil’s thoughts about the sea journey, his swinish companions, his regret at being forced to leave Athens, notifies us that he is very ill, all as the fleet of 6 ships pulls into the harbour of Brundisium as night falls.

The emperor’s ship navigates among the many other ships in the harbour, ties up and slaves start to unload it, while Virgil is carried ashore in a litter borne by 4 slaves.

A huge crowd has turned out to greet Augustus in the central square, roaring approval. Virgil is carried through them, overcome with disgust at humanity, led by a youth who has appeared out of nowhere carrying a torch.

This youth leads the slaves bearing Virgil’s litter through the smelly warehouse quarter and then into a very dirty narrow back passage, reeking of poverty, as raddled women hang out their windows yelling abuse at the rich guy in the litter. This is a sort of vision of hell and goes on for some pages, Virgil repeatedly calling it Misery Street.

They finally emerge into a plaza, also thronged, and make their way through the surging crowd to the gates to the emperor’s palazzo. Here they are let through by the guard and handled by an efficient major-domo who escorts them to their room.

The mysterious torch-bearing boy is unaccountably still with Virgil and when the major-domo tells him to leave, Virgil, on an impulse, says the boy is his ‘scribe’ and can stay. When he asks how long the boy slave will stay with him, the boy gives the portentous reply ‘forever’, which triggers a characteristic response in Virgil:

 Everlasting night, domain in which the mother rules, the child fast asleep in immutability, lulled by darkness, from dark to dark, oh sweet permanence of ‘forever’. (p.44)

The slaves depart. Virgil is alone in the bedroom he’s been allotted, perceiving the night sky, the plash of the fountain in the gardens outside, overcome with swirling thoughts about peace and youth and sense impressions and memory, as he lies on the bed and tries to sleep. End of part one.


Credit

The Death of Virgil by Hermann Broch was published by Pantheon Books in 1945. References are to the 1983 Oxford University Press paperback edition.

Hermann Broch reviews

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The Weimar Republic

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German history

Virgil and the Christian World by T.S. Eliot (1951)

T.S. Eliot: a potted biography

The great Anglo-American poet, playwright and critic T.S. Eliot (1888 to 1965) came from America to England just before the First World War, published a small number of sensuous, ‘modernist’ poems displaying a sensibility in debt to French Symbolism. Soon after the Great War ended he published the seminal modernist poem, The Waste Land (1922), but also established a reputation as a deeply insightful and intelligent critic of much earlier English literature, particularly the Jacobean playwrights and metaphysical poets of the early 1600s.

His reputation was enhanced and his influence steadily spread, especially among the younger generation of writers and critics, due to his editorship of a literary and philosophical magazine, The Criterion, which he edited from 1922 to 1939. Readers of The Criterion came to realise that, far from being a youthful revolutionary who was set on overturning literary values, and despite the radical format of The Waste Land (collage, fragments, quotes from multiple foreign languages), Eliot was, in fact, a profoundly conservative thinker.

This was made explicit when in 1928, in the foreword to a book of essays titled ‘For Lancelot Andrewes’ (the Jacobean bishop and writer) Eliot ‘came out’, declaring himself ‘a classicist in literature, royalist in politics and Anglo-Catholic in religion,’ committing himself to hierarchy and order in all three fields.

He had already taken British citizenship. In the later 1930s he attempted to revive the verse drama of the Elizabethans which he had spent so much time analysing, on the modern stage, writing a series of plays in verse, starting with Murder in the Cathedral (1935).

During the Second World War Eliot worked as a reader for the publishers Faber & Faber during the day and a fire warden at night. The masterpiece of his maturity was the set of four longer poems collectively titled the Four Quartets (Burnt Norton, 1936, then East Coker, The Dry Salvages, and Little Gidding, published in 1940, 1941 and 1942, respectively).

After the war, Eliot settled into the position of Grand Old Man of Poetry, with a leading role at the leading publisher of poetry, Faber. He continued to write essays and make broadcasts on the radio. With his public conversion to Anglicanism he had achieved an ideological and psychological stability.

Having lived through two ruinous world wars, a lot of Eliot’s effort was now devoted towards helping to define and preserve the best of European civilisation. His early essays had been offshoots of a poet working through his own problems and interests; the later essays are a conscious effort to establish a canon of classic literature, trying to formulate universal categories to define and preserve it.

It is in this spirit that in 1951 he delivered a lecture on BBC radio titled ‘Virgil and the Christian World’, which was then printed in The Listener magazine and collected in the volume On Poetry and Poets.

Virgil and the Christian World

As befits radio this is not an address to a specialist audience of literary scholars but a more broad brush approach for a general audience. Eliot explains that he is not setting out to assert Virgil’s special value as a poet or moralist, but to pay attention to ‘those characteristics of Virgil which render him peculiarly sympathetic to the Christian mind’.

Straight away he addresses the notorious issue of the Virgil’s Fourth Eclogue. This, the fourth and final of Virgil’s set of lengthy poems about the countryside or ‘eclogues’, contains extravagant praise of the forthcoming birth of a special child, who, the poet claims, will bring a new golden age, the return of Saturn and the Virgin, the gift of divine life etc.

As early Christianity established itself, early Christian apologists ransacked all available texts, from old Jewish scriptures to the entire literature of the ancient world, looking for proofs and prophecies, any text anywhere which could be made to prefigure and predict the arrival of their messiah.

Thus the Fourth Eclogue was quickly adopted by these apologists and Virgil was made an honorary Christian before the fact because Christians claimed he had been gifted with spiritual prophecy to foresee the coming of the Christ. Throughout the entire Middle Ages and well into the Renaissance scholars and theologians genuinely believed that Virgil had predicted the coming of the Christ child.

Eliot makes clear right at the start that he in now way thinks that Virgil foresaw the birth of Christ (some 19 years after he himself died). Rather, Eliot thinks the Fourth Eclogue was written to a friend of his, Pollio, whose wife was expecting a baby.

[In fact, the notes to the OUP edition of the Eclogues which I recently read, suggest that this passage of the Fourth Eclogue was describing the hoped-for son of the recent marriage of Antony and Octavius’s sister, Octavia (in 40 BC), because contemporaries devoutly hoped that their union would usher in a final end to Rome’s endless civil wars.]

Eliot then ponders the meaning of the words prophet, prophecy and predict. He himself has no doubt that Virgil had no inkling of the coming of Christ. On the other hand, he suggests that if the word ‘inspiration’ means writing something the poet himself does not completely understand, and which he or she may themselves misinterpret once the ‘inspiration’ has passed, the maybe Virgil was ‘inspired’.

This is by way of preparing the way for some autobiography, for Eliot then paints an obvious portrait of himself and how his most famous poem, The Waste Land, which arose out of his purely private concerns, amazed him by going on to become the rallying cry for an entire generation of writers.

A poet may believe that he is expressing only his private experience; his lines may be for him only a means of talking about himself without giving himself away; yet for his readers what he has written may come to be the expression both of their own secret feelings and of the exultation or despair of a generation.

A poet need not know what his poetry will come to mean for others just as a prophet need not understand the meaning of their prophetic utterance. Thus there may be any number of secular, historical explanations for the Fourth Eclogue; but he repeats his definition of ‘inspiration’ as tapping into a force which defies all historical research.

Anyway the point is that the existence of the Fourth Eclogue which so many Christians mistakenly thought was divinely inspired, gave Virgil and his writing a kind of free pass into the new Christian order, opening ‘the way for his influence in the Christian world’, something mostly denied to other explicitly ‘pagan’ authors. On the face of it this is a lucky accident but Eliot doesn’t believe it was an ‘accident’.

Eliot anticipates Jackson Knight’s view, expressed in his Penguin translation of the Aeneid from a few years later (1956), that Virgil was the poet of the gateway, looking both back to the pagan world and forwards to the Christian dispensation.

So after these preliminaries, Eliot gets to the meat of his essay: In what way did Virgil anticipate the Christian West? Eliot tells us that, to answer his question, he is going to rely on a book by a German scholar, Theodor Haecker, titled Virgil: The Father of the West.

Before he gets started though, Eliot rather surprisingly devotes a page to autobiography, telling us that as a boy learning the Classics he much preferred Greek to Latin (and still does). However he found himself immediately more drawn to Virgil than Homer. The main reason was that the gods in Homer are so capricious, selfish and immoral and all the so-called ‘heroes’ are in fact coarse ruffians. The only decent character in the entire book is Hector.

Nowadays, if forced to explain his preference, he’d say he prefers the world of Virgil to the world of Homer: it was ‘a more civilised world of dignity, reason and order’. Eliot goes on to compare the Greek and Roman worlds, saying the culture of Athens was much superior in the arts, philosophy and pure science. Virgil made of Roman culture something better than it was. Then he quietly makes a very big leap in the argument, claiming that Virgil’s ‘sensibility was more nearly Christian than any other Roman or Greek poet’. How so?

He says he is going to follow Haeckel’s procedure of examining key words in the poem and highlights laborpietas and fatum. However, he immediately drops this plan and veers off into a consideration of the Georgics. What Virgil really intended the Georgics for remains a bit of a mystery: they’re not particularly useful as a handbook to farming, and they contain many digressions completely extraneous to their ostensible subject matter. After pondering Virgil’s motivation, Eliot concludes that Virgil intended to affirm the dignity of agricultural labour and the importance of the cultivation of the soil for the wellbeing of the state, both materially and spiritually.

The Greeks may have perfected the notion that the highest type of life is the contemplative life (Plato et al) but they tended to look down on manual labour. For Eliot the Georgics affirm the importance of manual labour on the land. Then he makes a leap to talk about the monastic movement which grew up within medieval Christendom and how the monastic orders combined both aspects, combining a life of contemplation with quite arduous labour, as both being essential for the life of the complete man.

It may be that the monks who read and copied Virgil’s manuscripts recognised their spirit in the Georgics.

Now onto the Aeneid. Eliot says this epic poem is:

concerned with the imperium romanum, with the extension and justification of imperial rule.

(quite unlike W.A. Camps with his silly claim that the Aeneid is not a work of propaganda.) But Eliot claims that Virgil’s ‘ideal of empire’ was founded on a devotion to the land, to the region, village, and family within the village. This brief explanation is his discussion of labor because Eliot now turns to the more important concept of pietas.

In English someone is called ‘pious’ if they make a great show of their religious faith. Eliot says that pietas for Virgil had much wider associations: it implies a respectful attitude to the individual, the family, the region, and towards ‘the imperial destiny of Rome’. Aeneas is also ‘pious’ in his respect towards the gods and punctilious observance of rites and offerings.

Eliot delves further into the meanings of the word. Piety to a father can, for example, mean not only affection for an individual but acceptance of a bond which one has not chosen. Piety towards the father is also an acceptance of the correct order of things, and so, obliquely, respect of the gods. After some shilly-shallying Eliot gets to the point he wants to make: all these forms of piety involve some form of humility and humility is a professedly Christian virtue. Aeneas is, in this respect, the polar opposite of Achilles or Odysseus, who have not a shred of humility about them.

[Interestingly, given the date of the essay, written soon after the end of the Second World War, Eliot describes Aeneas as the original Displaced Person, a fugitive from a ruined city and an obliterated society.]

Odysseus endures ten years of exile but eventually returns to his home hearth, to a loyal wife, a dutiful son, his slaves and faithful dog. Whereas Aeneas can’t go home: he is a man on a mission and accomplishing that mission, the poem makes repeatedly clear, is only the very beginning of the long history of Roman origins and rise. Odysseus’s story ends when he gets home (and kills the suitors); Aeneas’s entire journey is itself only an episode in the much larger history of Rome.

Therefore, Eliot asserts (with a bit of a stretch, in my view) Aeneas is ‘the prototype of a Chistian hero’. He accepts the duty laid on him by the gods regardless of the price to himself. He subjugates his own will and desires to his god-given task.

This brings Eliot to fatum (so, OK, we are proceeding via the key word process). There is an excess of words to cover this concept. Eliot says maybe the best translation is ‘destiny’ but then makes the polemical point that you cannot have ‘destiny’ in a purely mechanical universe.

Eliot then tries to give a Christian interpretation to Aeneas’s ‘destiny’. It is a burden and a responsibility rather than a reason for self glorification. It happens to some men and not others because some have the gifts and the responsibility but they did not make these; something external made these and the humble man accepts the gifts and the responsibility. Who made them? Not the anthropomorphised pagan gods who behave so selfishly and vulgarly in the poem. Some power much deeper.

He zeroes in on the entire Dido episode (book 4) in particular Aeneas’s shame at abandoning Dido, shame which is revived when he meets her shade in the underworld in book 6 and she refuses to look at him or speak. This, for Eliot, more than personal shame, symbolises how much Aeneas suffered to carry out his god-given destiny. Making his point completely explicit, he says: ‘it is a very heavy cross to bear.’

Eliot can think of no other pagan poet who could have created this situation with its emotional, psychological and philosophical subtlety.

What does this ‘destiny’ mean? For Virgil’s conscious mind, and his contemporary readers, not least the all-powerful Augustus, there’s no doubt it means the imperium romanum. But Eliot then makes some dubious and sweeping generalisations. He claims that Virgil proposed for his contemporaries a noble ideal of empire – personally, I don’t see that in the poem. There are Anchises’ lines reminding Romans they must rule well and there’s praise of Augustus for bringing peace and order, but that’s about it. Eliot stretches it by claiming that Virgil’s work proposed ‘the highest ideal’ for any secular empire. Personally, I just don’t see that. In my view what the Aeneid praises is military conquest, might and power. There might be a strong thread of regret and sadness running through it, but that is the poem’s overt message.

Eliot proceeds to claim that ‘we are all, so far as we inherit the civilisation of Europe, still citizens of the Roman Empire’. Is that true? I can see strong points on either side of the argument.

But he then goes on to claim that the Roman Empire Virgil imagined was ‘greater’ than the actual one of generals and proconsuls and businessmen. Eliot claims that Virgil invented this ideal and ‘passed [it] on to Christianity to develop and to cherish.’ I disagree on a number of levels.

First, I find the actual process of creating empire, as described in the Aeneid, to be hyper-violent and destructive, flagrantly contrary all Christian morality.

Second, part of the ideal which Eliot is describing must include the idealisation of the first Roman emperor Augustus. I can see why Virgil a) pinned his hopes for peace on b) sucked up to, the most powerful man in Rome, but in the end the entire poem amounts to the propagandistic adulation of a mass murderer, a man who achieved supreme power by liquidating all his enemies and then ensuring nobody could threaten his unique rule for the next 40 years. The Aeneid defends a military dictator.

So I just don’t agree when Eliot claims that it passed onto its Christian heirs any kind of noble model for how to run a spiritual empire. The exact opposite.

Eliot reiterates his claim that we are all still citizens the Roman Empire. Well, there are arguments both ways but ultimately I think he is incorrect. The state we inhabit in England in 2022 owes more to the non-Roman traditions of the pagan Danes and Anglo-Saxons and feudal Normans who each conquered this country, than to the Roman civilisation which they eclipsed. Our democracy owes nothing to Rome; it developed out of medieval feudalism, itself an import from Normandy, itself a colony of Vikings.

I think Eliot’s vision of a total European civilisation is erroneous and that his claim that this civilisation was in part inspired by Virgil is wrong.

Moreover, there is a blindingly obvious problem here, which is that Eliot is defending empire as an ideal form of government. Obviously this was considerably easier to do in 1951 than it would be nowadays. Millions of inhabitants of the former British Empire have immigrated to Britain and their children, in politics, in culture and in academia, have enthusiastically set about damning the British Empire, rubbishing any claim that it ever had anything positive about it. So just the sound of Eliot defending empire as a ‘noble ideal’ sounds badly in our time.

As to whether Virgil’s ideal of a suprahuman noble empire actually did inspire church authorities in the Middle Ages, I think you’d need a book examining the impact of the Virgilian ‘ideal’ on theologians, political thinkers, churchmen and statesmen throughout the Middle Ages and that would be a vast undertaking. I bet one exists, though. I’d love to read it.

This was, after all, only a half-hour radio lecture. Eliot’s sensitivity and insight and intellect bring out all kinds of aspects of Virgil’s achievement. And his thesis – that Virgil’s achievement of creating the notion of an ideal empire was to haunt the European imagination – is one of those ideas which is itself so big and vague that you can’t really prove or disprove it. But it’s an interesting perspective to add to the hundreds of other perspectives with which we can view Virgil’s epic poem.

Eliot concludes his essay with a page about a word which is missing from Virgil which is ‘love’. Amor does crop up, especially in the story of Dido and Aeneas. But it has nowhere near the force and central importance that it has for a Christian poet like Dante. It never has:

the same significance as a principle of order in the human soul, in society and in the universe that pietas is given.

Thus Eliot agrees (no surprise) with Dante’s positioning of Virgil in the Divine Comedy as an inspired teacher and guide right up to the barrier of belief, which he is not allowed to cross. In Eliot’s view Virgil mapped out a universe which in many ways anticipated the Christian universe, and handed many of its values onto later generations of Christian thinkers (and poets). But there is a line and Virgil doesn’t cross over into being a Christian. He can’t.

Instead, Virgil was limited by his position in history: the highest value he can conceive of, the value which underpins so much of the character and action of the Aeneid, was pietas, respect for father, family and fatherland.

But the highest value for the Christian poet Dante was love, the love which has created the entire universe and moves the sun and the stars and which we can all aspire to. Next to the gorgeous rose of Dante’s universe of love, Virgil’s pietas is a hard, iron sword, the colour of Roman imperialism.


Other Eliot reviews

Roman reviews

The Complete Short Stories of Evelyn Waugh

Waugh was a professional writer from the year he published his first short story in 1926 till his death in 1966. During that period he published some 26 short stories. There are several editions of his collected short stories, notable the Everyman one and the Penguin one. I read the Penguin one but the Everyman edition (which includes a few more stories than the Penguin) is the one that’s available online.

What all the editions tend to highlight is that Evelyn Waugh did not, in fact, write many short stories. All the editions include the juvenilia written at school, and the half dozen stories written at Oxford, to bulk up the books. And for real aficionados and completists it’s good to have everything in one volume like this. But the fact remains that in a writing career of 40 years he only published 26 short stories.

Spin-offs from novels or no short stories at all

Not only that, but when you look more closely, you realise that a number of the stories are offcuts of the novels and so closely linked as to be barely standalone narratives.

Thus ‘Incident in Azania’ is set in the fictional country created for the novel Black Mischief and feels very much like an anecdote which could have been included in that novel but was cut as surplus to requirements. ‘Cruise’ is a short squib, a lampoon consisting entirely of postcards written by a gushing, silly, posh young lady on a cruise round the Med, an idea recycled from one of his travel books. ‘Charles Ryder’s Schooldays’ is quite obviously a spin-off from Brideshead Revisited and ‘Basil Seal Rides Again’ is a final flurry for the character at the centre of Black Mischief and Put Out More Flags.

So four of the 26 are direct spin-offs from novels.

More than that, three of the stories are actual extracts from the novels: ‘The Man Who Liked Dickens’ is an early version of the final chapters of A Handful of Dust and ‘By Special Request’ is not a standalone story at all, but the original ending of A Handful of Dust as it first appeared when the novel was serialised in Harper’s Bazaar. ‘Compassion’ was recycled in its entirety into the end section of Unconditional Surrender.

So seven of his adult short stories aren’t really standalone narratives but either rely on the novels they derive from or are actual excerpts from them. Leaving 19.

Two of these 19 aren’t really short stories at all. The post-war narratives ‘Scott-King’s Modern Europe’ and ‘Love Among The Ruins’ are far longer than your normal short story, certainly than the other stories included here, and so are generally categorised as novellas. Leaving 17.

And lastly, by far the longest item in the collection, at around 80 pages, is ‘Work Suspended: Two Chapters of an Unfinished Novel’ which, as the title suggests, is not and was never intended to be a short story, but the first sections of an abandoned novel.

Leaving only about 16 short stories gleaned from a career which lasted nearly 40 years.

Commissions

Finally, the notes in the Penguin edition reveal one more fact about the ‘short stories’, which is that quite a few of them were commissions, not written off his own bat. Now there’s nothing wrong with a story being commissioned – both Oscar Wilde’s Picture of Dorian Gray and Conan Doyle’s The Sign of the Four were commissioned over the same historic dinner (30 August 1889) with the magazine editor, J. M. Stoddart. However, all of Waugh’s commissioned stories only make sense, or make a lot more sense, when you learn they were commissioned as part of series on a set theme:

Thus:

  • ‘A House of Gentlefolks’ was commissioned for a series titled The New Decameron
  • ‘The Kremlin’ was commissioned for a series titled Real Life Stories by Famous Authors (which explains its opening sentence: ‘ This story was told me in Paris very early in the morning by the manager of a famous night club, and I am fairly certain that it is true.’).
  • ‘Too much tolerance’ was commissioned for a series titled The Seven Deadly Sins of Today and only really makes sense in that context
  • and ‘The Sympathetic Passenger’ was written for the Tight Corner series in the Daily Mail, ditto

The short story not Waugh’s metier

So the conclusion I draw from this little statistical analysis is that Waugh was very much not a short story writer, certainly not in the manner of Saki or Somerset Maugham or Kipling or J.G. Ballard, writers who produced a tremendous output of short stories but, more importantly, who suited the short story format. All four of those authors, in their different ways, knew just how to manage their material into artefacts which create maximum artistic and psychological impact and a range of effects. Waugh not so much.

In fact I’m afraid to say I found a lot of Waugh’s stories disappointing. A few I didn’t even understand, I didn’t see the point of them.

In a novel like Vile Bodies Waugh took scores of anecdotes about the shallow, heartless behaviour of his upper class Bright Young Things and combined them in such a way as to produce a kind of group portrait which was much larger than the sum of its parts. But broken down into short, isolated texts, most of these anecdotes feel much weaker, and sometimes pretty lame.

For me the stories’ value was analytical, they gave me a greater understanding of what you could call the ‘mosaic technique’ of Waugh’s novels, what I’ve referred to as the importance of gossip, not only as subject matter of the novels but as a key element of his technique. The way the central events of the novels are always commentated on by the shoals of secondary characters which fill his novels, gossiping at parties and restaurants and balls and dinners, mingling catty comments about the central events of the novel’s narrative with deliberately throwaway mentions of the trials and tribulations of other, unrelated people to give a powerful sense of their ultimate irrelevance; or the way all stories, and all lives in the modern world are swamped and trivialised by the sheer number of people and tragedies and stories we’re meant to pay attention to.

This technique has multiple benefits: from the point of view of literary realism, it helps create the illusion of the throng, of the crowdedness of London High Society, where everyone knows everyone else, goes to each other’s parties and dinners, where everyone spends a lot of time energetically gossiping about each other’s ups and downs and affairs.

Seen in terms of technique it has at least two benefits: it allows Waugh to skip or cut briskly between scenes with great dramatic effect, just as films can cut from one scene to another in a split second. This encourages or suits Waugh’s tendency to be concise and clipped, so that some of his best scenes are only half a page long before they cut away to something completely different. Technique and style are perfectly combined.

(Waugh’s debt to cinema technique becomes overt in some of these texts, not least in ‘Excursion in Reality’ which is a Vile Bodies-era satire about a hapless young writer who gets caught up in the 24/7 crazy world of film production; and the very first text in the collection is a kind of commented-on version of the screenplay of a black-and-white, silent movie.)

Waugh’s understated debt to Modernism

The second benefit of Waugh’s ‘mosaic technique’ is the way this approach subtly incorporates some of the best features of the previous generation’s Modernism. Modernism refers to a movement in literature during and after the Great War which sought to depict the hectic, frantic, fragmented, fractured experience of living in big cities in styles or narrative structures which reflected psychic collapse and disintegration. Thus the disintegration of a highly sensitive mind portrayed in T.S. Eliot’s Waste Land, the extreme fragmentation of Ezra Pound’s Cantos, the collapse of a unified narrative and then of the English language itself in James Joyce’s Ulysses, or the collapse of the patriarchal Victorian tone of voice into the swirling stream of consciousness of Virginia Woolf’s novels.

Waugh swallowed Modernism whole, experimented with it, and then adapted it for his own purposes, keeping only what he needed. The very first story in the collection, ‘The Balance’, published in 1926, is the best example (described below) in the way it is broken up into short snippets headed by the captions of the silent movie it describes. This immediately recalls the clever use of newspaper headlines in the ‘Aeolus’ chapter of Ulysses and anticipates the blizzard of newspaper headlines, advertising slogans, popular songs and so on which litter the classic example of German high Modernism, Berlin Alexanderplatz by Alfred Döblin, published a few years later in 1929.

My point is that this technique of fragments, of consciously breaking up the text of a narrative into a mosaic of short clipped scenes, of cutting away from the main protagonists of an event to a group of their friends heartlessly laughing about their fates, a technique exemplified in Vile Bodies but which appears, with greater or lesser frequency throughout all his fiction, this was Waugh’s version of Modernist fragmentation and alienation.

Waugh and mental breakdown

And although Waugh has the (deserved) reputation of being a great comic writer, actually rereading the novels as I’ve been doing, it has been a shock to realise just how much misery, suffering and pain they include.

There are scores of examples but, focusing literally on mental breakdown, I think of the devastating impact on Tony and Brenda Last of the tragic death of their son in A Handful of Dust. Take the scene where they return from their son’s inquest to big, empty Hetton Hall and Brenda barely makes it into the entrance hall before sitting down in a decorative chair which nobody usually sits on, sitting there and looking around her in a daze. Or immediately after Tony gets news of his son’s death and trembles on the brink of going to pieces, is only saved by the compassion of ‘the Shameless Blonde’, the sturdy American woman aviator who stays with him and forces him to play cards all afternoon. A scene of tremendous psychological power.

Or take Vile Bodies which is all very hilarious up till the racing car crash which precipitates the concussion and nervous collapse and eventual death of the bright, confident heroine Agatha Runcible.

A key strand in the similarly polyphonic novel Put Out More Flags is the psychological decline of Angela Lyne, up to that point a confident, dominating presence in London High Society, whom the advent of war reduces to an alcoholic wreck, hiding out in her serviced apartment, drinking all day in dark glasses with the curtains closed.

A central thread in Brideshead Revisited is the agonising decline of the bright and beautiful young undergraduate Sebastian Flyte into a shambling, poverty-stricken, feverish wreck in the slums of Tunis.

And then, of course, Waugh wrote an entire novel dramatising his own mental breakdown, The Ordeal of Gilbert Pinfold in 1957.

So for a writer who’s (correctly) associated with the reactionary views of England’s moneyed upper classes and (correctly) famous for his high-spirited comedy, it’s worth repeating that Waugh also wrote throughout his career about extreme tragedy, psychological trauma and mental collapse, and did so using his own version of the polyphonic, mosaic narrative technique – both a subject matter and a technique more usually associated with the avant-garde.

Anyway, to return to the short stories, my point is simply that if most of them had been included in one of his novels, they would have made one more hilarious scene amid the general mayhem of the polyphonic, multi-stranded plots and contributed to the complex artistic and psychological impact of the novels. But given here, as standalone short stories, as just one bald anecdote, a surprising number of them come over as lame and flat.

Which is why I wouldn’t really recommend these short stories to anyone. I’d recommend reading pretty much all the novels first, before you bother with them.

Pre and post-war

One last point. The stories can also be divided in chronological order into those written before the Second World War and those written after. At a glance you can see that he was far more prolific in short stories before (21) than after (5). (For the period of the war itself he was either serving in the Army or, from December 1943 to June 1944, entirely busy writing his magnum opus, Brideshead Revisited.)

If we count Scott-King’s Modern Europe and Love Among the Ruins as novellas, then he can only be said to have written three short stories between 1945 and 1966, confirming my feeling that the short story was emphatically not his genre. That said, all three post-war short stories are good.

Short stories 1. Pre-war

1. The Balance (1926)

Born in 1903, Waugh was only 22 when he wrote this, by far his most experimental and avant-garde text.

In the cinema

Very much in the style of Vile Bodies, this fairly long text uses a number of highly experimental narrative techniques. Most of it, the long first part, consists of scenes from an imagined film. It opens with a cook and a house parlour maid (Gladys and Ada) making their way to their seats in a cinema and then making cheerily working class comments on the action of the movie they’re watching. Somewhere behind them (in the more expensive seats) sits a Cambridge student who drawls knowing intellectual comments (pointing out the debt to European Expressionism of some of the shots, explaining what steak tartare is). And the text is punctuated by the captions in CAPITAL LETTERS which are appearing onscreen, as this is a black-and-white, silent film.

Thus the text consists of: capitalised captions, interspersed with the narrator’s description of what is happening onscreen, interspersed with the working class comments of the two servants given in italics, and the occasional sardonic comment from Mr Cambridge.

The ‘story’ is made up of clichés and stereotypes, which allows his working class women to spot in advance what’s going to happen, the Cambridge man to make superior comments, and Waugh to mock all of them.

Adam is at art school. He loves Imogen. Imogen’s mummy tells her she must stop seeing him. They share a cab to Euston where she catches a train to the country. Ada, catches cab to home near Regent’s Park, goes up to room, melodramatically considers suicide by pills, imagines the vulgarity of family breaking down door, calling police, thinks again. Scoops up his best books and takes them to a luxury second-hand bookseller, the fussing about first editions suddenly reminding me of The Picture of Dorian Gray. He gets a tenner for his books, then a cab to Paddington and train to Oxford and goes to see, one by one, his incredibly posh undergraduate friends. Old Etonians, the Bullingdon Club, chaps who hunt, who paint, who drink very heavily.

The window blind has become stuck halfway up the window so that by day they are shrouded in a twilight as though of the Nether world, and by night Ernest’s light blazes across the quad, revealing interiors of unsurpassed debauchery.

Yes, Dorian Gray. Waugh is channeling Wilde turned into a 1920s silent movie. And deliberately elitist or excluding references to aspects of Oxford life. Eights week. Commem. The Bullingdon. The Canning. All the posh young men he tries are busy till he resorts to visiting the rooms of Ernest Vaughan.

They go for dinner at a local pub, get plastered, go on to some rough proletarian pubs, play darts, get into loud arguments, get kicked out, catch a cab back to the colleges, gatecrash a party, pour drinks on the carpet, nearly get into another fight till Ernest walks dignifiedly out into the quad, throws up and passes out.

Cut to the next evening when the pair gatecrash a Liberal Association party at Oxford town hall. Having irritated the guests and got blind drunk they walk outside where Ernest steals a car, drives it haphazardly down St Aldate’s before mounting then kerb and crashing into a shop window. Police close in and arrest him. Adam walks very depressed back to his hotel room. He uncaps the bottle of poison and drinks the contents down in one.

End of film. Glady and Ada and the smart Cambridge graduate and a hundred others exit the film, all chatting about it, the two women to make their way back to their shared rooms in Earls Court where they’ll carry on discussing it over cups of cocoa.

Adam outside the film

At which point the text cuts and changes to a series of three sections of parts. Part one finds Adam in the hotel bedroom piecing together the fragments of the last 24 drunken hours and then remembering standing by the bedroom window in a storm of nausea before throwing up through it into the courtyard, presumably evacuating the poison from his system.

A boyhood memory

In the short part two he has a vivid memory of being a 7-year-old boy and playing a game with the family cat, Ozymandias, which consisted of locking it and himself in his bedroom then chasing it round the room terrorising it at every stop; only then did the real game begin, which was the challenge of trying to coax it back to a state of relaxed affection. And the particular memory which floats into his head as he lies on the bed recovering from his failed suicide attempt, is of the time that Ozymandias escaped to the top of the wardrobe, so the 7-year-old Adam pulled his table over to the wardrobe and put a chair on top of the table and climbed up on both and reached out for the cat and… the whole lot collapsed to the floor and he fell and knocked himself out. Vivid as yesterday he remembers the sensation of slowly ‘regaining consciousness’ and piecing together like a jigsaw the scattered flowing bodily sensations till he had attached particular pains to particular parts of the body and his ego was once again in control.

This early experience of psychological fragmentation, flotation and reassembly recurs at moments of drunkenness, as now. Now he gets up and has breakfast in the hotel still in a hallucinatory state:

He had breakfasted in a world of phantoms, in a great room full of uncomprehending eyes, protruding grotesquely from monstrous heads that lolled over steaming porridge; marionette waiters had pirouetted about him with uncouth gestures. All round him a macabre dance of shadows had reeled and flickered, and in and out of it Adam had picked his way, conscious only of one insistent need, percolating through to him from the world outside, of immediate escape from the scene upon which the bodiless harlequinade was played, into a third dimension beyond it.

Adam talks to his reflection

Adam walks out of Oxford along the towpath. He had written a letter to Imogen begging her to come back. He crosses a bridge over the canal and looks at a swan sailing by whose reflection is broken and fragmented. He tears up the letter and chucks the fragments into the river, then has a brief conversation with himself. He supposes tearing up the letter means he is over Imogen, and the fact that he’s here at all means he’s resolved to go on living. Was there no moral influence on his decision to live, no wish not to burden his loved ones, no profound insight into the meaning of life? No. Simply a rest, a sleep, a change of scenery. Ultimately, those are the small measures which make all the difference. No intrinsic motives from the soul. Just as random as…circumstance.

A shift of perspective

And then in its last two pages the text does what I mentioned so many of them doing: it switches perspective altogether to create a deliberate alienation effect. Suddenly we are at a country house named Thatch and Mrs Hay has invited her undergraduate son Basil and one friend for luncheon but a whole carload has turned up, gossiping and smoking all the time.

The point being, they are all telling each other about the other night when horrible Adam gatecrashed lovely Gabriel’s party with some ghastly man named Vaughan who was offensive to everyone then threw up. Here, right at the start of his career, we find Waugh using a technique which will serve him again and again, which is spending a lot of time on a close account of the incidents and thoughts of one or two protagonists; and then suddenly cutting far away to hear the same events being retold as throwaway gossip by people who don’t give a damn about the characters we’ve just been following and have invested so much time and trouble in.

It’s a very simple technique but very modernist in feeling, pulling the rug from under our feet, suddenly making us realise how silly and trivial the little trials and tribulations we’ve been following are in the great scale of things. Making the entire fictional edifice in which we had been investing time and emotion seem infinitely fragile and inconsequential.

Short conclusion

Arguably, and certainly to someone like myself, soaked in early twentieth century modernism, this is the most interesting of all the stories in the book. It clearly foregrounds three things: one, the very self-conscious modernist technique which Waugh studied, copied and assimilated; two, the interest in altered and extreme psychological states, reflected not only in Adam’s drunkenness but the much more interesting and vivid descriptions of regaining consciousness after his concussion as a small boy; three, the determinedly, almost offensively, upper class nature of the settings and characters – Mayfair, Lord and Lady this, Old Etonians at Oxford etc.

Of course it was this latter strand, the supremely upper class settings and characters, which were to characterise the rest of his writings. But this, Waugh’s first published short story, makes abundantly clear the surprisingly experimental nature of his early literary taste.

And also shows how an interest in morbid or damaged psychology was not just a personal thing, but has its roots in the fin-de-siecle obsession with decadence, its hyper-Gothic interest in altered states and very deeply troubled psyches, epitomised by Wilde’s novel Dorian Gray which leaves stray echoes in some of the self-consciously aesthetic moments this text – but reborn thirty years later in the era of Freudian psycho-analysis, jazz nightclubs and cocktail bars.

For these reasons I found it by far the most interesting, and intellectually stimulating, story in the collection.

A House of Gentlefolks (1927)

Only a year later and Waugh has swallowed, assimilated and concealed his learnings from Modernism (although there is a surprising reference to the famous Modernist author, Gertrude Stein, on the second page).

This is a first-person narrative which, in style at least, is thumpingly traditional, telling a simple narrative in chronological order with no fancy tricks. The narrator arrives by train at a rural station, it is raining, catches a taxi to Stayle, a grand country house surrounded by a wall, entry via umpteen gates, seat of the Duke of Vanburgh.

The narrator tells us his name is Ernest Vaughan, same name as the drunk in the previous story and, as he tells us he was sent down from Oxford for bad behaviour, it is presumably an early example of Waugh’s career-long habit of populating his fictions with recurring characters.

Anyway, sent down from Oxford, Ernest is at a loose end when his godmother tells him the Duke of Stayle is looking for a tutor to take his 18-year-old grandson and heir to the earldom on a tour round Europe. The only snag is the boy is mad. They now introduce him to the young fellow, actual name George, who has, it must be said, odd manners. Ernest feels sorry for him, as he only attended school for a term and is obviously ill at ease with strangers. He decides to take the job on.

Within a few hours they’re on the train to London, Ernest with a check for £150 in his pocket, where they check into a hotel and Ernest takes George on a tour of London’s attractions, revues, nightclubs and parties with his super-posh friends. Plus the very best tailors to get formal suits and travelling clothes made up. Over the next few days Ernest watches George blossom, learning about food, restaurants, fine wine, and party etiquette before his very eyes.

At one point they have a candid conversation in which he suggests that he isn’t mad at all; maybe it’s his grandfather and his great-aunts (who Ernest met in the first scene) who are the eccentrics, and this certainly seems likely to Ernest and to the reader.

Then it all grinds to a halt. In an ending almost as crass as saying ‘and then I woke up and it was all a dream’, Ernest gets a letter from old Lord Stayle saying the family’s thought better of the experiment and are cancelling the trip. George is to come home straight away. A lawyer arrives to cancel all obligations and take him off. George’s parting words are that in 3 years time he’ll come of age and be able to do what he wants.

In a way the most telling moment comes in the final sentence:

Five minutes later Julia rang up to ask us to luncheon.

This has the brisk brevity of Vile Bodies, powerfully conveying the sense that, oh well, that adventure’s over, he’s mad, she’s dead, they’ve gotten divorced, Harry’s married Margot, he died in the war, she’s pregnant, whatever – conveying the dizzy speed of the high society social life Waugh dedicated himself to.

The Manager of ‘The Kremlin’ (1927)

The unnamed narrator likes going to a restaurant in Paris. One night he stays late and the manager, Boris, tells him his story. He was a student when the revolution joined out and joined a white army fighting the Bolsheviks. It was a motley crew which included various foreign nationals including a Frenchman. Boris helped save this man’s life by lending him his Russian uniform when they travelled through the most backward parts of Asiatic Russia. They were forced to flee east. Once in Japanese territory they shake hands and part. Boris took ship to America where he hoped to join his mother who had fled there early in the revolution. He does not thrive and after a couple of years takes ship to France, travelling to Paris where he hears there is a large diaspora. Here he really runs out of money and is down to his last 200 francs. In a very Russian gesture, he decides to blow it on one last luxury meal. As chance would have it the Frenchman he saved those years ago is dining at the next table. He accosts his old colleague and asks him how he’s doing. Boris explains he’s skint. The Frenchman runs a motor car company and toys with offering him a job but reflects that a man who could blow his last francs on an exquisite French meal is really cut out for the restaurant business. And so he loans Boris the money to start a restaurant and Boris employs some Russians he knows and now he is rich. Which is the story he tells the narrator in the early hours, as the ‘Kremlin’ restaurant closes up.

Love in the Slump (1932)

Big gap between the previous story published in 1927 and this one in 1932. During that time Waugh published his biography of Rossetti, Decline and Fall (1928), Vile Bodies (1930), travelled to Abyssinia and produced Remote People (1931).

Originally titled ‘The Patriotic Honeymoon’, this is broad farce. An eligible if unremarkable young couple get married, decide to spend a patriotic honeymoon in England then experience a series of farcical mishaps. The portrait of the young wife is obviously a lampoon but nonetheless interesting social history about just what subjects were lampooned back then – portrait of a frustrated singleton c.1932:

Angela was twenty-five, pretty, good-natured, lively, intelligent and popular—just the sort of girl, in fact, who, for some mysterious cause deep-rooted in Anglo-Saxon psychology, finds it most difficult to get satisfactorily married. During the last seven years she had done everything which it is customary for girls of her sort to do. In London she had danced on an average four evenings a week, for the first three years at private houses, for the last four at restaurants and night clubs; in the country she had been slightly patronising to the neighbours and had taken parties to the hunt ball which she hoped would shock them; she had worked in a slum and a hat shop, had published a novel, been bridesmaid eleven times and godmother once; been in love, unsuitably, twice; had sold her photograph for fifty guineas to the advertising department of a firm of beauty specialists; had got into trouble when her name was mentioned in gossip columns; had acted in five or six charity matinées and two pageants, had canvassed for the Conservative candidate at two General Elections, and, like every girl in the British Isles, was unhappy at home.

It’s interesting that what spurs Angela on to take the initiative and propose to bland, boring, safe, accountant Tom Watch is that he father has announced he has to make economies and will probably be closing the London house in order to retrench to his place in the country, sack a few of the servants, live a simpler life. Angela doesn’t want to live a simple life. So she combines her £200 a year with Tom’s £800 a year which they reckon they’ll be able to live on, just about, though not being able to have a child.

It rains on the wedding. They catch a train to Aunt Martha’s house in Devon. At some remote rural stop Tom gets out to check if they need to change and is buttonholed by an old school acquaintance who insists on buying him a drink then another at the station bar. When they come out on the platform the train’s gone, along with his baggage and bride!

He reluctantly accepts the old school chum’s back to his place and stay over. They drink a lot. He wakes up to discover his host is going hunting. Against his better nature he dons a hunting outfit, is loaned a mare, and has a good day’s run till he’s thrown and the mare trots off. He makes his way across country to an inn, the Royal George Hotel Chagford, where he’s taken in and given a bed for the night. Next morning he discovers the stop for his aunt’s place is no fewer than three changes from his present location so he sets off on slow local stopping trains not arriving at the station till late at night. He has travelled all day in wet clothes. No car is available. He decides to stay the night in the station inn.

Next morning Tom wakes hoarse and feverish. A taxi takes him to Aunt Martha’s where he discovers that… his beloved fiancée has left, having received a telegram from his first host saying Tom had met with an accident, she has travelled to his (the first host)’s house. Tom is too coldy to do anything and goes to bed. Next day, the sixth of the honeymoon, he begins to feel it’s not working our quite as he expected. His aunt’s maid suggests the host’s name will be inside the jacket he lent Tom and so there’s a brief exchange of telegrams with Angela a) saying she’s having a lovely time and b) no point meeting up now, wait till they meet up back in London. Which they do the next day.

And, as so often, the story cuts away from the main protagonists so that we learn from a conversation between Angela’s parents that she’s been given access to a lovely cottage in Devon, quite near the estate of the chap she stayed with. Won’t that lovely? The implication is that, after less than a week of honeymoon, Angela has found someone richer and more exciting than Tom to have an affair with.

Too Much Tolerance (1932)

The narrator is stopping between ships at a stifling little port on the Red Sea. It’s important to know that this ‘story’ was commissioned for a series about the Seven Deadly Sins and as such is a lampoon on the idea of tolerance, too much tolerance. It’s a simple idea. The narrator falls in with the only other European in his hotel, an amiable round-faced moustachioed commercial agent and this man displays the virtue of tolerance to excess. He likes all the races and creeds he meets.

In a gesture towards psychology Waugh explains that he had been brought up by elderly parents, retired from India, who held very fixed beliefs about etiquette and social distinctions. So as a young man he set out to consciously rebel against all that, to be open, and tolerant and accepting.

Slowly the narrator learns how this attitude has led to the man being hopelessly abused and reduced in life. Out of kindness he took a fellow into partnership in the business he’d set up with the legacy from his parents, but while he was serving in the Great War the fellow ran it into bankruptcy. Strange thing, though, almost immediately afterwards, his partner set up a new concern and is now a rich man.

In a similar vein, he reveals he has a 27-year-old son who’s never had a job, wants to be something in the theatre, gads around London with well-off friends. So our chap sends him as much money as he can to support him.

Lastly, he has a wife, or had a wife. His father had strict moral principles about who could and couldn’t be introduced at home, but he thought that was all rubbish and encouraged his wife to have her own friends and go out and about on her own. She liked dancing, he didn’t, she went to dance lessons and then dance clubs and then left him for a chap who was good at dancing and had a bit of a fast reputation.

So here he is. Reduced to ‘selling sewing machines on commission to Indian storekeepers up and down the East African coast’, a victim of his own niceness and credulousness:

a jaunty, tragic little figure, cheated out of his patrimony by his partner, battened on by an obviously worthless son, deserted by his wife, an irrepressible, bewildered figure striding off under his bobbing topee, cheerfully butting his way into a whole continent of rapacious and ruthless jolly good fellows.

Excursion in Reality (1932)

Struggling young novelist Simon Lent, living in a pokey mews flat and managing a relationship with demanding Sylvia, is hired out of the blue by British movie mogul Sir James MacRea. He is collected from his mews flat and plunged into a mad whirligig of meetings, missed appointments, canteen breaks, tours round film studios and sets, a whirlwind affair with Macrae’s secretary, Miss Grits, all based on the nonsensical notion that he should write an updated version of Hamlet, with modern dialogue, with a bit of Macbeth thrown in. Lent demurs. Sir James steamrollers over him:

“Ah, you don’t see my angle. There have been plenty of productions of Shakespeare in modern dress. We are going to produce him in modern speech. How can you expect the public to enjoy Shakespeare when they can’t make head or tail of the dialogue. D’you know I began reading a copy the other day and blessed if I could understand it. At once I said, ‘What the public wants is Shakespeare with all his beauty of thought and character translated into the language of everyday life.’”

For three weeks Lent throws himself into the ridiculous project, working hand in glove with Miss Grits and summoned to meetings at any hour of day or night. And then, as suddenly as he was summoned Lent is dropped by the director and studio, his contract terminated, and returns to the calm life of a struggling novelist, living in a tiny mews flat and having long moody dinners with Sylvia again.

Incident in Azania (1933)

Azania is the name of the fictional African country Waugh invented as the setting for his fourth novel, Black Mischief, loosely based on Zanzibar which he had visited on his 1930 trip to East Africa, recorded in Remote People.

The story is so inconsequential, I wondered if I’d read it right. Into the small colonial society of Matodi, port city of Azania, arrives the strapping blonde Prunella Brookes, attractive feisty daughter of the local oil company agent. Since there are only eight Englishwomen in the entire town, including a 2-year-old and all the rest married, her arrival inevitably causes a stir and soon there is gossip about which of the most eligible bachelors she is likely to date.

Then she disappears, then ransom letters arrive at the club. She has been kidnapped by bandits, led by the notorious Joab! They want £10,000 for her safe return.

The story is picked up by the wider press and a strapping Australian journalist flies in, a reporter for the Daily Excess. In a repetition of the satire on the press which featured in Black Mischief and was to form the central theme of Scoop, this chap writes a series of sensational and utterly invented descriptions of the bandits and their squalid caves and their fearsome leader.

Finally, he collects the ransom money, takes a jeep and the local Armenian businessman and all-round fixed Mr. Youkoumian up in the hills determined to find and confront this Joab, hand over the ransom and free the lovely young virgin. Instead, in a tremendous anti-climax, they encounter Miss Brooks stumbling down the track towards them, apparently freed and unharmed. With complete illogicality, instead of turning and heading back to town, Prunella insists they are surrounded by Joab’s snipers and so Youkoumian had better take the car and ransom and drive further up the hill to the bandit camp.

During the wait Prunella gives the ardent journalist a detailed and obviously completely fictional account of her stay among the bandits. Then Youkoumian returns, Prunella declares the snipers have all withdrawn, they get in the car and return to Matodi.

Much fuss and bother about her, the memsahibs clucking like hens, the chaps congratulating themselves on job well done, the journalist files his last triumphant story and departs, and a couple of months later Prunella quietly sails back to Blighty.

Only slowly does it dawn on some of the senior members of the ex-pat community that they have been diddled. There’s no proof and it isn’t explicitly stated, but the implication is that the entire ‘kidnapping’ was a con set up by Prunella with Mr Youkoumian, who split the £10,000 ransom between themselves.

Bella Fleace Gave a Party (1933)

Miss Annabel Rochfort-Doyle-Fleace or Bella Fleace as she is known to the entire countryside, is a very old lady, ‘over 80’ (p.103), who lives alone in a grand house which somehow survived the upheavals surrounding Irish independence, in a place called Ballingar.

One colourless morning in November she decides to give a Christmas party in the old style. The preparations are elaborate and described in length, along with pen portraits of the house’s staff (butler Riley), the caterers and so on.

The preparations were necessarily stupendous. Seven new servants were recruited in the village and set to work dusting and cleaning and polishing, clearing out furniture and pulling up carpets. Their industry served only to reveal fresh requirements; plaster mouldings, long rotten, crumbled under the feather brooms, worm-eaten mahogany floorboards came up with the tin tacks; bare brick was disclosed behind the cabinets in the great drawing room. A second wave of the invasion brought painters, paperhangers and plumbers, and in a moment of enthusiasm Bella had the cornice and the capitals of the pillars in the hall regilded; windows were reglazed, banisters fitted into gaping sockets, and the stair carpet shifted so that the worn strips were less noticeable.

Bella takes a great deal of trouble writing the invitations by hand and considering who to invite and who to exclude, which leads to more brief portraits of the inhabitants of the grand houses in the area, including the various arrivistes and nouveaux riches.

The great night comes, the mansion is illuminated by candles, decorated by swags of flowers, the staff are ready, the expensive food is cooking but…nobody comes, nobody that is except the two arrivistes she had specifically excluded from inviting, but who are attracted by the lights and music from the old house. Puzzled, then perplexed, the old lady slumps on the sofa in the hall. Next day she dies. Her heir, a distant cousin and Englishman named Banks, arrives to make an inventory of the house and its contents. Tucked away in Bella’s escritoire, beautifully written, stamped and addressed he finds the invitations to the party, unsent.

Cruise, or Letters from a Young Lady of Leisure (1933)

Consists entirely of a series of letters and postcards sent home by a silly young woman on a Mediterranean cruise. Must have seemed very clever when it was published. Still pretty funny.

POSTCARD

This is the Sphinx. Goodness how Sad.

POSTCARD

This is temple of someone. Darling I cant wait to tell you I’m engaged to Arthur. Arthur is the one I thought was a pansy. Bertie thinks egyptian art is v. inartistic.

POSTCARD

This is Tutankhamens v. famous Tomb. Bertie says it is vulgar and is engaged to Miss P. so hes not one to speak and I call her Mabel now. G how S. Bill wont speak to Bertie Robert wont speak to me Papa and Lady M. seem to have had a row there was a man with a snake in a bag also a little boy who told my fortune which was v. prosperous Mum bought a shawl.

The Man Who Liked Dickens (1933)

A version of the story which ends the novel A Handful of Dust namely the man, named Mr McMaster here, Mr Todd in Handful, who lives an extremely isolated life among the Shiriana Indians in the Amazonas for 60 years. One day the Indians bring an Englishman to him who has staggered out of the rainforest, shattered, suffering from shock and exposure, an explorer whose partner Anderson has died.

This Paul Henty has a very similar backstory to Tony Last in Handful i.e. his wife left him for another man and, in the first flush of embitterment he got talking to a chap in his club who was planning an expedition to Amazonia and here he is.

The details of the ‘expedition’ are different. There were initially more members, who are all given pen portraits and to whom various misadventures happened, eventually depriving Henty and Professor Anderson of colleagues and a lot of supplies. And in this version Anderson simply falls ill of malaria and dies, compared to the version in the novel where it is the main hero who falls ill, and the expedition leader, Dr Messinger, who sets off to find help in a canoe and is washed over a waterfall to his death. Here the Indians who had brought him this far overnight abandon Paul, taking the canoe, leaving him to stumble along the river bank, becoming increasingly starved, feverish and hallucinatory. This, also, is less effective than the devastating description of the state of utter, helpless misery Tony Last is reduced to after Dr Messinger disappears.

As in the novel the McMaster/Todd figure has power over the local Indians because he fathered most of them – and he has a gun. He informs Henty that a black man stayed with him and read to him every afternoon. Henty is happy to do the same and is shown the man’s ant-eaten collection of Dickens novels. At first all goes well, but by the time they’re into the second volume of Bleak House Henty is restless. He brings up the idea of him leaving and returning to civilisation and for the first time McMaster becomes slightly menacing. Yes. The black man had the same ideas. Then he died. McMaster says he will get the Indians to build a canoe. The months drag on. Then the rainy season arrives and McMaster says it will be impossible to travel. He tries to communicate with the Indians but they don’t even understand sign language. He finds a token left in Martin Chuzzlewit which is a pledge McMaster gave to the black man, Barnabas Washington, that he would be allowed to leave at the end of reading that book. When Henty insists that McMaste lets him leave McMaster simply tells the Indians to stop making him food, to stop bringing him the same breakfast, lunch and dinner he’s been having as McMaster. Henty is forced to resume.

Then a lonely wandering prospector arrives at the camp. McMaster is vexed, gives him something to eat and sends him on his way in under an hour. But that’s time enough for Henty to scribble his name on a piece of paper and press it into the man’s hand. From that moment he lives in hope that his name will eventually reach civilisation, the towns on the coast, and an expedition will be launched to find and rescue him. Thus encouraged he accepts McMaster’s invitation to a feast given by the Indians. He eats and drinks heartily.

When he wakes up it is days later and his watch has gone. McMaster explains that while he slept a little expedition of three Englishmen arrived looking for him. His wife in England is offering a reward. McMaster shows the men the grave of the black man, saying it was Henty’s, and gave them Henty’s watch as proof that the poor man had gotten ill, died and been buried there. The Englishmen went off well contented with the story, the evidence and the proof. No-one else will come looking for him. Ever. He is doomed to spend the rest of his life reading Dickens to a madman in the depths of the Amazon jungle.

So in all important points it is identical with the text used as the final part of A Handful of Dust. And, as there, the final speech where McMaster explains how he tricked him and that he is now doomed meets with no reply from Henty, no indication of his reaction, making it a thousand times more powerful. In much the same way that there is no response from Basil Seal when the old native in Black Mischief explains he’s just taken part in a cannibal feast and eaten his own girlfriend. None needed. This situation itself is shock enough.

Out of Depth (1933)

This is an oddity, a science fiction story, a time travel story. It starts conventionally enough in Waugh’s usual environment, the posh upper classes. Rip is an ageing American who always dines with Lady Metroland when he’s in London (Margot Metroland having weaved in and out of Waugh’s stories since Decline and Fall). When he arrives for dinner he finds most of the other guests gathered round an unusual figure:

An elderly, large man, quite bald, with a vast white face that spread down and out far beyond the normal limits. It was like Mother Hippo in Tiger Tim; it was like an evening shirt-front in a du Maurier drawing; down in the depths of the face was a little crimson smirking mouth; and, above it, eyes that had a shifty, deprecating look, like those of a temporary butler caught out stealing shirts.

Lady Metroland introduces him as Dr Kakophilos, a magician. She is very proud of the sensation he creates, but Rip finds him a sinister, repellent person with a thin Cockney voice. At the end of the party a very drunk Rip finds himself driving Dr Kakophilos and old friend Alistair Trumpington home. Kakophilos invites them in and in his sitting-room is suddenly dressed in magician’s garb, ‘a crimson robe embroidered with gold symbols and a conical crimson hat.’ He launches on a discourse about time and space, recites words of power, while Rip and Alistair giggle drunkenly. As they get up to leave, the magician asks them both if they have a favourite period in time. Alistair says the time of Ethelred the Unready, Rip prefers to go forwards, to five hundred years in the future, thinking it a load of gibberish then stagger to their car and Alistair drives off very drunk and crashes into a van in Shaftesbury Avenue.

When Rip comes to he finds himself in London five hundred years hence, a deserted city in ruins which has been reclaimed by nature. Piccadilly Circus is covered in hummocky turf and a few sheep.

The entrance of the Underground Station was there, transformed into a Piranesi ruin; a black aperture tufted about with fern and some crumbling steps leading down to black water. Eros had gone, but the pedestal rose above the reeds, moss grown and dilapidated. (p.137)

He walks down to the river, almost all the buildings have gone, it is wild. He finds a cluster of huts built on stilts. At dawn the inhabitants emerge, savage tribal people dressed in skins. He walks forward and they surround him, offering no violence, just puzzled. Rip is convinced this is a drunken hallucination but it just won’t wear off.

Days then weeks pass as he is fed fish and coarse bread and beer. Finally there is a great fuss and some educated people arrive. The big thing in the story is that they are black. For a start the boat they arrive in is mechanically driven i.e. far above the scope of the savages, and they were wearing uniforms of leather and fur and well organised under a commanding leader. They trade with the natives, exchanging manufactured goods for gewgaws the natives have dug up and also taking Rip from them.

In other words, the tables have been turned, the roles reversed, and instead of technologically advanced white men penetrating darkest Africa and trading with primitive blacks, now it is the whites whose society has collapsed and the blacks who penetrate up the wide lazy Thames.

Eventually their ship arrives at a military station on the coast, in the style of the early western outposts in Africa. There is a steamer, a black anthropologist with glasses studies him, they get him to read old books with what is obviously, to them, an ancient accent, they measure his skull with calipers. In every way a reversal of white colonial practice.

Then, described in the briefest way, barely a paragraph, he is in a Christian mission and finds the congregation of illiterate whites staring at an altar where a black priest in the outfit of a Dominican friar conducts a Mass, something Rip remembers from his youth, something which has obviously not changed for 2,500 years.

Then he comes round in a hospital bed to find a priest by his bedside, obviously calling into question the extent to which anything he’s just experienced was ‘real’. But when the priest tells him that Alistair, also in hospital, has woken from a dream of being in the middle ages, Rip in a panic thinks maybe it was true, maybe his consciousness was thrown forward in time.

I have seen this described as Waugh’s most overtly Catholic story, which it might well be. But it was the vision of an England fallen back into uncivilised savagery, and visited by colonising technologically advanced Africans which caught my imagination.

By Special Request (1934)

This was the original ending of A Handful of Dust as it appeared in the original magazine serialisation in Harpers’ Bazaar. It feels very flat and banal compared to the horrifying reading-Dickens ending which he eventually chose. Above all, this original final version of the story is very, very short at just eight pages.

In this version, Tony takes the elaborate steps to secure a divorce which feature in the novel but then, when he realises how avaricious and selfish Brenda has become, he calls off the divorce settlement negotiations and – this is the point of divergence, does not set off on a hair-brained expedition to Brazil, but instead (much more likely) treats himself to a long and leisurely cruise.

The story commences as Tony’s liner returns to Southampton. He is met by his chauffeur but surprised to learn that his estranged wife, Brenda, is in the car. They are frightfully decent and polite to each other. Brenda explains she just had to give up that flat, it smelt so frightfully of hot radiators. He knows this is a Decision Moment: should or should he not take Brenda back and forgive her? But in reality, he falls asleep in the warm soft back of the car and only wakes when they reach Hetton.

Where they are greeted by the butler and the luggage unloaded and then he and Brenda inspect the work which has been done in the renovated bathrooms, checking the taps and so on like a, well, an old married couple.

After dinner they sit in the library and Brenda timidly hopes Tony wasn’t in a rage with her when he left, isn’t in a rage now. Course not, he replies, and asks after Beaver, her one-time lover. Well, it all ends up being about money. Tony cut her off without a cent and Beaver didn’t have any money, was blackballed from clubs, she tried to get a job with Mrs Beaver who turned her down, then working in her friend Daisy’s restaurant but that didn’t last.

Then Beaver met the Shameless Blonde and fell madly in love and chucked Brenda, who was now on the brink, living on scraps from the delicatessen round the corner. But the Blonde wouldn’t have anything to do with him and so his mother eventually sent him off to Europe to be a buyer for her business. And so here she is, penniless and without prospects. During the recitation Tony begins to nod off again and so she says, ‘Come on, let’s go up’, and as simply as that their marriage resumes.

In a 3-page coda months have passed and Tony and Brenda are happily married and have popped up to London to do some shopping. Brenda is on at Tony to do something about the flat she leased a year ago for her affair with John Beaver. So at last Tony goes round to see Mrs Beaver, who owns the apartment block. Only instead of simply cancelling the lease, he comes to a discreet arrangement with Mrs Beaver…to have his name removed from the lease and name board of the block, for a fee. Tony rejoins Brenda after her shopping and they catch the train back their country house.

And the train sped through the darkness towards Hetton.

Clearly that is a metaphorical darkness, for the transaction inaugurates a new era of infidelity and betrayal in their marriage. On the one hand this ending is obviously much more realistic than the reading-Dickens ending. But you can also see why it’s unsatisfactory in several ways.

  1. At a stroke it wrecks Tony’s character, his position as the unchanging moral rock at the centre of the story. And in doing so undermines the… the moral or psychological structure of everything which had preceded it.
  2. And undermines the value of the death of their son. That was such a shocking, staggering event that for the entire story to fizzle out in Tony’s go at having an affair feels cheap and nasty. The reading-Dickens ending may be weird, wildly implausible, bizarre and cruel but it has the great advantage of matching the cruel death of little John. In its madness and cruelty it is a far more fitting ending to the novel.

Period Piece (1936)

Lady Amelia, an old lady, likes having stories read to her by Miss Myers. She likes crime stories, often quite violent ones, American ones with ‘brutal realism and coarse slang’, ‘narratives of rape and betrayal’. I suppose, in Waugh’s circle and for his audience, this idea itself might be quite amusing.

When Miss Myers one day ventures the opinion that the story she’s just finished reading was far fetched, Lady Amelia replies that if you recounted stories from the lives of the people around them, you’d probably call them far-fetched. She then tells the story of ‘the extremely ironic circumstances of the succession of the present Lord Cornphillip.’

Etty a cousin of her mother’s marries Billy Cornphillip, a phenomenally boring man. Lady Amelia was a bridesmaid (p.155). Their marriage upset Ralph Bland who was Billy Cornphillip’s nearest relative and stood to inherit his fortune if he’d died without an heir. He has a wife and children to support and not much money. Over the years, though, Etty fails to become pregnant so Ralph bucks up.

Ralph comes to stay one Christmas but his 6-year-old son gives the game away when he tells Billy that, when he (Billy) inherits, he’ll pull the whole place down. At that point there is a complete breach between the two men and war declared. Billy is a Conservative and Ralph comes down to stand in his constituency as a Radical (and wins). At which point Billy accuses Ralph of corruption during the election and successfully gets him unseated.

Ralph takes this very badly and takes to attending speeches Billy is giving and laughing of clapping in the wrong place, he gets drunk in the local pub and is found asleep on Billy’s terrace. All this is very difficult for skinny Etty who had been friends with Ralph.

One bonfire night Ralph got drunk and made a load of threats against Billy, who called the police and had him up in magistrates court and he was given a banning order but amazed everyone by leaving that very afternoon for Venice with Billy’s wife, Etty! However, the affair was not a success, they stayed in an insanitary palace, Etty fell ill, Ralph ran off with American lady who was much more his type, and so Etty returned to England. She tries to find friends to stay with but, eventually, everyone hears she was back with Billy and about to have a baby. It is a boy i.e. a son and heir.

So this is very broadly the same plot as in Unconditional Surrender – a posh chap accepts the child his wife has had by another man she’s been having an affair with.

But the point of the story, or maybe its literary feature, is the way it veers away at the very end from what might well be the most bombshell part: which is that the boy never knew he wasn’t the son of his father, and which is described only indirectly:

until quite lately, at luncheon with Lady Metroland, when my nephew Simon told him, in a rather ill-natured way. (p.159)

It is very characteristic indeed of Waugh that these kind of bombshell moments are told at one remove or prompt little or no response. Blink and you might miss them. Imagine the impact on the son, his confused feelings, the agonised conversations when he confronts his mother and father. Absolutely none of that is here, all left to the reader to work out, that’s if he or she even notices this revelation, given the way it is tucked away at the end of the little story as a throwaway sentence.

On Guard (1934)

Millicent Blade is a lovely girl but she has a small shapeless nose. In another example of the way Waugh, when reaching for a comparison for anything, thinks first of his prep or public school, his description of Millicent’s nose goes:

It was a nose that pierced the thin surface crust of the English heart to its warm and pulpy core; a nose to take the thoughts of English manhood back to its schooldays, to the doughy-faced urchins on whom it had squandered its first affection, to memories of changing room and chapel and battered straw boaters.

Hector kissed her reverently on the tip of this nose. As he did so, his senses reeled and in momentary delirium he saw the fading light of the November afternoon, the raw mist spreading over the playing fields; overheated youth in the scrum; frigid youth at the touchline, shuffling on the duckboards, chafing their fingers and, when their mouths were emptied of biscuit crumbs, cheering their house team to further exertion…

Hector gazed at her little, shapeless, mobile button of a nose and was lost again . . . “Play up, play up,” and after the match the smell of crumpets being toasted over a gas-ring in his study . . .

A good deal of the upper-class pose in Waugh’s fiction derives from the failure of all these public schoolboys to ever grow up and genuinely confront a wider world; their preference to stay within the safe sanctuaries of Oxbridge colleges or Westminster common rooms or Inns of Court chambers or their gentlemen’s clubs, mentally prisoned in their boyhoods, never growing up.

Anyway, Millicent’s fiancé, Hector, is off to Africa, buying a farm off a chap named Beckthorpe who has consistently bad luck with it. Dining with Beckthorpe at his club, Hector wonders what he can give Millicent as a memento, to make her remember him till he’s well off enough to invite her over. Some jewellery? A photo?

Beckthorpe suggests a dog, and so as to ram the point home, name it Hector. Next day Hector goes to one of London’s largest emporiums and, in rather a panic, buys a poodle. When he leans down to commune, the little perisher takes a snap at him which he adroitly avoids. Hector tells the doggy to prevent any other men getting at Millicent.

Millicent, characteristically, goes to the wrong station so misses seeing Hector off on the train to the port to the ship which will take him to Africa. Hector gives the poodle to Beckthorpe to give to Millicent. Millicent writes to tell him she loves it and it has already bitten a ‘man called Mike.’

The narrative now steps back to reveal that Millicent’s passions for men generally last about 4 months and was reaching that period when Hector’s last minute flurry of activity to find a job slightly renewed it. The comic conceit of the story is the idea that the puppy heard and understood Hector’s injunction not to let other men near Millicent.

The rest of the text develops this idea via mishaps with a series of suitors. Hector the dog adopts strategies to be the centre of attention so no suitor stands a chance: he makes a fuss of the sugar bowl, goes to the door and scratches to be let out then scratches to be let back in, or pretend to be sick, gagging and retching so that Millicent carries him from the room thus destroying any attempt at humour.

As for Hector the supposed fiancé, Millicent soon forgets about him. He writes weekly from the farm in Kenya where things are hard, but Millicent rarely even opens the envelopes and never reads to the end. When friends ask her about Hector, she increasingly thinks they’re referring to the dog not her beloved:

it came naturally to Millicent to reply, ‘He doesn’t like the hot weather much I’m afraid, and his coat is in a very poor state. I’m thinking of having him plucked,’ instead of, ‘He had a go of malaria and there is black worm in his tobacco crop.’

If young men she’s met at parties call, Hector learns to mimic taking a call, cocking his head on one side, so that Millicent gets into the habit of putting the receiver to the dog’s muzzle, deafening the (hungover) young men with a barrage of barks. If men invite Millicent for a walk in the park, Hector goes on ahead, carrying her bag and periodically dropping it so the young man has to pick it up.

Two years pass. Suitors come and go each of them, eventually, foxed by the dog. She has long ago stopped caring about her lover in Kenya. At last Hector meets his match in the person of the middle-aged Major Sir Alexander Dreadnought, Bart., M.P., a man routinely put upon by friends and family from an early age who had developed a forebearing nature.

Hector tries out all his tricks but Dreadnought simply finds him charming. Dreadnought invites Millicent and her mother to his place in the country where Hector does everything he can to be obnoxious, ragging the carpet, rolling in poo in the grounds then coming back and soiling every chair in the house. He howled all night, killed some partridges, hid so the household were up half the night looking for him. Dreadnought takes it all in good part.

Back in London Hector the poodle ponders his options and realises that, all his strategems having failed, there was only one last desperate way for him to keep his promise to his original master, his purchaser, Hector. And so the next time Millicent leans over to nuzzle him, Hector makes one quick snap and bites Millicent’s pretty little snub nose clean off! A plastic surgeon repairs it but creates a new type of nose, strong and Roman. Gone is all Millicent’s schoolboy charm. Hector achieves his aim, and turns her into a suitorless spinster:

Now she has a fine aristocratic beak, worthy of the spinster she is about to become. Like all spinsters she watches eagerly for the foreign mails and keeps carefully under lock and key a casket full of depressing agricultural intelligence; like all spinsters she is accompanied everywhere by an ageing lapdog. (p.171)

Mr. Loveday’s Little Outing (1935)

Has a great comic opening line:

‘You will not find your father greatly changed,’ remarked Lady Moping, as the car turned into the gates of the County Asylum.

Ten years earlier Lord Moping had attempted to hang himself after a particularly distressing annual garden party had been ruined by squally weather. He was taken away and housed in the wing of the asylum reserved for wealthier lunatics where the Lady Moping visited him periodically. This is the first time their grown-up daughter, Angela.

Lord Moping is brought to the doctor’s office where they wait by a kindly old gent with lovely white hair who the doctor tells them is named Mr Loveday. He has become Lord Moping’s assistant in the asylum, patient and kind.

Lord Moping is huffy and busy with all his ‘work’, under the delusion that he needs to do a great deal of research about rivers and fisheries and send off letters to important people such as the Pope. He claims not to recognise or know Angela and hurries back to his room, but Mr Loveday very kindly comes back a few minutes later to see Lady Moping and Angela and assure them that his lordship will like to see them again, it’s just he’s very busy and distracted at the moment.

When he’s gone the governor tells him Loveday is not a warder or nurse, as they thought, but himself an inmate. Why? Twenty years earlier, when a young man, he knocked a young woman off her bicycle and strangled her. Gave himself up immediately.

Angela is a noble spirit, a compassionate soul. She thinks it’s unfair such a sweet kind old man as Mr Loveday should be locked up. She studies the laws surrounding lunacy. She makes an excuse to pop over to the asylum again and asks to ‘interview’ Mr Loveday. When she asks him if he’d like to be free, Loveday replies that, yes, he has one little ambition he’d like to fulfil before he dies.

Angela leaves with the tears of the sensitive in her eyes. She studies more, lobbies the various important personages who come to stay at their house over the summer. Finally she gets her way and it is announced Mr Loveday will be released. There is a big ceremony with the governor, Angela and various lunatics in attendance, then Mr Loveday walks free.

A few hours he is back, handing himself in. He took advantage of his hours of liberty to strangle another young lady who happened to ride by.

Gruesome, in the manner of Roald Dahl’s boom-boom Tales of the Unexpected.

Winner Takes All (1936)

A tale of two brothers, Gervase and Thomas Kent-Cumberland, the first much favoured, feted, celebrated and blessed with all the gifts a grand family can bestow; Thomas an unwanted second child which his mother hoped would be a girl. Throughout their lives Gervase receives all the benefits and gifts:

  • Gervase is born in an expensive nursing home with all the trimmings, his birth celebrated with a bonfire on the beacon hill, his christening with a garden party leading to fireworks; Thomas in a shoddy modern house on the East Coast delivered by a repellently middle class doctor
  • when their uncle buys Thomas the big red model car he’s always wanted for Christmas, their mother assumes he’s got it wrong and changes the labels so Gervase receives the grand toy
  • when their father dies during the Great War their mother becomes extremely parsimonious and obsessed by the threat of Death Duties, cuts are instituted all through the grand household and in their school activities, so that poor Gervase doesn’t inherit the debts – ‘ “It is all for Gervase,” Mrs. Kent-Cumberland used to explain’
  • Gervase is sent to Eton, to save money Tom is sent to a much cheaper, modern school
  • Gervase goes up to Christ Church Oxford where he consorts with other magnificent Etonians in the Bullingdon Club; when Tom goes to visit him he is intimidated and drinks too much in a corner
  • marooned at home after school, his mother sets Tom to reorganising the family library; in it he comes across a manuscript journal kept by a Colonel Jasper Cumberland during the Peninsular War; Tom does a lot of research, identifies maps of the campaign and a picture of the Colonel and writes an introduction and notes to it; all this is taken off him and given to Gervase who publishes it under his own name and gains all the praise and kudos
  • swiftly followed by Gervase’s 21st birthday party whose celebrations are lengthy and elaborate; Tom’s old bedroom is given to a guest and he has to sleep in the local pub
  • meanwhile Tom had been found in a motor manufacturing firm in Wolverhampton and found digs over a fruitshop on the outskirts of town

After a while you realise Waugh has just sat down and made a list of every single humiliation a younger son can be put through, and then inflicted in his fictional Tom. The sequence of humiliations rises to a sort of climax when Tom falls in love with a very ‘common’ girl from the motor manufacturer works, Gladys Cruttwell. When he, finally, reluctantly, takes Gladys home to meet his mother, Mrs Kent-Cumberland is, as you might expect, appalled.

With the result that Tom is swiftly removed from the motor business and dispatched to a farm in Australia! Meanwhile Gervase has come of age and now owns and runs the estate at Tomb with lavish prodigality, extending buildings, buying hunters, contemplating a swimming pool, entertaining lavishly each weekend.

Meanwhile years pass and Mrs Kent-Cumberland does not notice from his letters (which she rarely reads) that Tom has fallen in love with an Australian girl, that he is sailing with her and her father to London, that they have arrived!

She sends Gervase to meet them who reports back that they are a) staying at Claridges (rich and b) going to stay in the country with the Chasms (socially connected). Eventually they arrive, tall Mr MacDougal and daughter Bessie. What quickly emerges is they own vast territories in Australia and are loaded. Bessie is a comically naive and impressionable young woman, impressed by everything she sees. But the more she sees of England the less remarkable Tom seems. The more his brother stands out as a copy of him but with more life. When Mr MacDougal has a confidential chat with Mrs Kent-Cumberland and informs her that his annual revenue is somewhere around £50,000, a twinkle comes into her eye.

She makes plans and carries them out. She encourages Gervase to be very nice to Bessie, drops hints to Bessie about the advantages of being attached to the eldest son and then carries off her masterstroke – she returns from London one day to tell Tom she has just bumped into Gladys Cruttwell! Of course she arranged a luncheon and told Gladys that Tom had never got over him. Now she lies to Tom and tells her Gladys never got over him. She has invited her to come and stay for a few days. She plays on Tom’s sense of guilt and fair play, asking whether he had not, in fact, led on the poor girl and then dumped her.

When they are reunited and left alone they both proceed along these carefully arranged lines with the result that two weeks later Tom and Gladys are married. Mrs Kent-Cumberland explains everything to the MacDougals, not least that Gervase, the taller, handsomer brother is free and available. They are married after 6 weeks engagement. He and Bessie have two children and six racehorses. Tom and Gladys are packed off to Australia where MacDougal gives him a junior management job on a remote ranch in the middle of nowhere.

Not so much a tale of sibling rivalry as of sibling crushing defeat. And the indomitable figure of the scheming upper class mother.

An Englishman’s Home (1939)

Mr Beverley Metcalfe made his pile in the cotton trade in Alexandria and then bought a large acreage and house in the quaint Cotswold village of Much Malcock. He is nouveau riches, he insists on calling the nice Georgian house he’s bought Much Malcock Hall, although all the locals, including his ineffective gardener Boggett, insist on referring to it by its traditional name, the Grumps. The narrative paints a lazy, comic picture of the village and its inhabitants, at least those of the ‘card-leaving class’ aka ‘the gentry’, namely Lord Brakehurst, Lord Lieutenant of the County, his wife Lady Brakehurst had, Lady Peabury (‘a diligent reader of fiction, mistress of many Cairn terriers and of five steady old maidservants’) and Colonel Hodge, and ‘the Hornbeams at the Old Mill were a childless, middle-aged couple who devoted themselves to craftsmanship’, vegetarians and bohemians. Everyone cordially dislikes everyone else. It’s all very English.

Into this placid little world drops a bombshell – a young man has bought one of old farmer Westmacott’s fields and is planning to build an estate of suburban villas there! Now this field abuts at different points the properties of Metcalfe, Peabury, Hodge and Hornbeam and so they convene a series of meetings at which they agree to find out what can be done to prevent the development, contact the local council, the Council for the Preservation of Rural England and so on.

Eventually it becomes clear they are going to have to buy the field off its purchaser in order to keep it undeveloped. Colonel Hodge is sent by the committee to meet the purchaser, Mr. Hargood-Hood at the village’s one pub, the Brakehurst Arms. Here Mr. Hargood-Hood very successfully terrifies the Colonel by showing him what he intends to build: it’s not an estate it’s an experimental industrial laboratory, complete with two great chimneys to emit the poison fumes, a water tower to get high pressures, and six bungalows for his staff.

The text then includes correspondence between Metcalfe and Lady Peabury in which it is revealed that Mr Hargood-Hood wants £500 for the field (and lawyer’s fees and cost of the architect’s drawings). (Back when he bought his Georgian house Metcalfe had been offered the option of buying Westmacott’s field for some £170 but turned it down because of the expense; so this represents a tripling of the asking price.)

Peabury refuses Metcalfe’s offer to go halves on the purchase – the two obstinately refuse to co-operate – with the result it looks like the development will go ahead and both Peabury and Metcalfe begin to make plans to sell their homes and move out of the village when Colonel makes a last-ditch bid to avert building going ahead. He comes up with a solution to the great Peabury-Metcalfe standoff which is to purchase the field in order to build a scout hut on it: Lady Peabury will contribute £250, Metcalfe £500, and the other families a few pounds. This allows the field to be purchased from Hargood-Hood and disaster averted, while Metcalfe gets to have the new building named after him and can swank round the village as a public benefactor.

Only in the last few paragraphs do we learn that it was a scam all along. Hargood-Hood’s ‘lawyer’ is in fact his brother and they make a tidy living by descending on idyllic country villages, buying up a plot with suitably loaded neighbours, then threatening to build their toxic factory and letting the gentry buy back the field at a grossly inflated rate. it’s a scam, a con, although, as ‘Jock’ admits, they cut this one pretty fine. The gentry of Much Malcock squabbled for so long that the brothers were nearly left holding the baby!

The Sympathetic Passenger (1939)

Mr James hates the radio, the endless blare of music from wirelesses owned by his wife and daughter. (Dislike of wirelesses which are on all the time blaring out music being a theme which also crops up ‘Tactical Exercise’ and is prominent in the final volume of the Sword of Honour trilogy)

With relief he leaves his house and sets off to drive to the local train station. On the way he sees a man trying to flag down lifts. He stops and offers him a lift to the station. What follows is the dialogue of these two people in a car. Mr James casually mentions his dislike of the radio and this triggers the hitchhiker into an increasingly demented rant, in which he accuses the BBC of mind control and other wild, delusional accusations. A car overtakes them playing loud blaring music and the hitchhiker orders Mr James to chase it and overtake it so they can kill the heathen driver. Mr James is by now terrified but his car simply won’t go faster at which point the hitchhiker says he will kill Mr James.

They arrive at the station and Mr James leaps out but the other guy is quicker and is closing in on him when…a load of policemen sortie from the station entrance and pounce on the man, Oh yes, he’s a well known lunatic, the policeman tells him cheerily. In fact Mr James is lucky to be alive.

Mr James drives home a chastened man and when he arrives, for once, doesn’t complain about his wife or daughter playing the radio. In fact he now finds it strangely reassuring.

Work Suspended (1942)

This is a long piece and reviewed in a separate blog post.

Charles Ryder’s Schooldays (written 1945, published 1982)

I’ve mentioned the struggle many privately educated writers of Waugh’s generation had in escaping the mental world of their prep and public schools and this is a kind of quintessence of that world and that problem. The thirty or so pages of this fragment are set at a private school named Spierpoint Down which is pretty obviously Waugh’s own public school, Lancing on the South Downs. Crucially, unlike Brideshead Revisited, it is not a first-person narrative told by Charles, but a third person narrative about him. Charles is in the Classical Upper Fifth.

It is the first day back after the summer holidays, Wednesday 24 September 1919. We are treated to an excruciatingly tedious exposition of life at Spierpoint, with its hundred and one stupidly named buildings (Head’s House, Old’s House) and petty regulations and privileges for the different year groups or prefects and so on (the way one is allowed to wear coloured socks or walk arm in arm with a friend once one has graduated to this or that privileged class or clique).

It is a world of private rules designed to create a strong esprit de corps among those who are in the know and exclude everyone outside. It is drenched in hyper-privileged assumption that all the pupils are rich, know London’s restaurants and theatres, belong to a network of extended families which run everything and know each other, and the assumption that all these insufferable fifth formers will, in due course, go on to ‘the university’ meaning Oxford.

Charles likes Art and Drawing. He helps a rather over-confidential master, Mr Graves, assemble a small printing press and sort out the moveable typepieces into different fonts. There is Sunday morning communion with a lavish description of the vast Victorian and unfinished chapel. Charles and two friends are caned for refusing to say their evening prayers when ordered to by their head of house.

The diary of classes, sports, book reading, conversations and petty jealousies continues for another few days until Sunday 28 September and abruptly halts, exhausted by its own tedium. This fat chunk of public school fetishisation lacks any of the wit or humour or fun or lightness which characterises the best of Waugh’s writing. it feels intolerably smug and superior and self-satisfied. You can see why he never published it during his lifetime.

Short stories 2. Post-war

Scott-King’s Modern Europe (1947)

A novella – reviewed in a separate blog post.

Tactical Exercise (1947)

This is good story, in a grim, grand guignol sort of way. John Verney hates his wife Elizabeth. He was wounded in Italy. The pain of the wound leads to outbursts of anger. He returns home to have to live with her family in house in Hampstead. Everything infuriates him: the back garden is a bomb crater, all the glass in the back windows are broken. A grimy life of rationing. John stands as Liberal in a county constituency but loses badly to a Radical who happens to be a Jew. His bitterness against life makes him increasingly antisemitic.

Meanwhile, his wife Elizabeth works in something clandestine in the Foreign Office. She’s clever, she’s a linguist. When John learns her boss is a Jew it crystallises his hatred of his wife. She becomes a symbol of everything he hates with all the resentment and bitterness of the war, his coming down in the world, his political failure. For John his wife becomes a representative of the shabby socialist bureaucracy which shackles him, she is helping communist regimes in eastern Europe, and she works for a Jew!

Still they manage to just about be civil to each other and live together. They both go to see a film, a trite murder mystery in which the wife drugs the husband and throws him out of the window of a holiday home overlooking a cliff. He falls to his death. She inherits his wealth. This gives John the idea of copying it.

A month or so later they go on holiday to a holiday cottage at the edge of a cliff. John thinks he’s being clever by softening up the locals for the crime he plans to commit by telling everyone that his wife sleepwalks, telling chaps at the golf club, down the pub. One of them even recommends him to go talk to the local doctor, a nice chap.

The twist in the tale is that she has been planning to murder John all along. She brought a bottle of whiskey along as a treat and John has been having a glass every evening before supper. Now, when he finishes the glass he starts to feel strangely woozy. She helps him to the sofa, by the window, the window overlooking the cliff, and the long fall to the jagged rocks below…

This macabre little tale is one of several which anticipate the twisted stories of Roald Dahl.

Compassion (1949)

This narrative was recycled in its entirety, and almost verbatim, into the final part of the third novel in the Sword of Honour trilogy, Unconditional Surrender.

In the novel the events involve the trilogy’s protagonist, Guy Crouchback; here they involve a Major Gordon. The basic narrative is identical: Gordon is posted as British Military Mission i.e. liaison with the communist Yugoslav partisans in a place called Begoy in Croatia. He describes the wrecked town and the heavy-handed Partisan authorities who call themselves ‘the Praesidium’. To be precise:

Begoy was the headquarters of a partisan corps in Northern Croatia. It lay in a large area, ten miles by twenty, of what was called “Liberated Territory,” well clear of the essential lines of communication. The Germans were pulling out of Greece and Dalmatia and were concerned only with main roads and supply points. They made no attempt now to administer or patrol the hinterland. There was a field near Begoy where aircraft could land unmolested. They did so nearly every week in the summer of 1944 coming from Bari with partisan officials and modest supplies of equipment. In this area congregated a number of men and women who called themselves the Praesidium of the Federal Republic of Croatia.

Gordon is assigned a creepy interpreter named Bakic who spies on him. The narrative concerns the 108 Jewish displaced persons Major Gordon discovers in the town. Their representative, an anxious young woman named Mme. Kanyi, tells Gordon they want to leave, to get away to Italy. Mme. Kanyi’s husband is an engineer and does his best to keep the struggling power plant going.

Gordon becomes obsessed with helping the Jews but is blocked at every turn, especially by the communist authorities who are very suspicious of his motivation. He manages to get two representatives out on a flight to Bari, but by the time the authorities give permission for the rest to be flown out the autumn fogs and then winter snows prevent planes landing at the airstrip.

When his mission is wound up and he is transferred back to Bari Gordon eventually learns that the Jews were in the end evacuated and sent to a camp for displaced persons near Lecce. When he visits the camp the Jews he helped crowd round but Mme. Kanyi and her husband are not there. All they know is that they were taken off the lorries evacuating them from Begoy at the last moment.

At this point occurs the biggest difference from the narrative as it appears in the novel. Here Gordon gets a cousin in the newly opened embassy in newly liberated Belgrade to do some digging for him. This cousin writes him a letter which is quoted verbatim in which he reports that the Kanyis were executed by the communist authorities. The husband was blamed for sabotaging the power plant and the wife was accused of having an affair with the British liaison officer and for concealing counter-revolutionary propaganda. Now we and Gordon know that the husband was the only person keeping the wretched power plant going, and that the wife was not at all having an affair with him, they just spoke a few times. As for the ‘counter-revolutionary propaganda’ that was a load of old London magazines Gordon left with her to help her while away the long winter nights. Their execution is, in other words, a farcical tragedy and an enormous injustice.

In the story he recounts all this to his regiment’s second in command and the chaplain. When he says it was a complete waste of time, the chaplain gives him a more subtle theological interpretation, saying that no matter how pointless it may seem, the situation a) prompted good works by Gordon but also b) that the Kanyis in some way did him good, drawing out of him a new feeling for compassion and charity which hadn’t been there before. Hmm. Thought-provoking.

In the novel the facts remain mostly the same but the treatment feels completely different. The final scene with the bluff second in command and the chaplain offering words of comfort are completely absent from the novel. But it’s not the absences, it’s the positive additions in the novel which transform the story.

  1. We have known Guy intimately for almost three novels. Everything which happens resonates with his character of sterling integrity and quiet determination.
  2. In the novel Guy has other Brits around him, namely the squadron leader and de Souza who add a kind of variety to his responses, so his obsession with saving the Jews becomes one action among multiple ones carried out by the British Mission.
  3. The final scene with the chaplain is swept away and replaced by a more complex final arrangement: in this, instead of getting a written and therefore rather bland report about the fate of the Kanyis, it is told to him by a lickspittle functionary of the army who we have, through the course of the book, come to realise is a communist fellow traveller or stooge. Unlike the anonymous cousin in Belgrade of the story, this creep, Gilpin, the coward who had to be kicked out of the plane on his first parachute jump then lied to everyone about his ‘bravery’, it is this character who Waugh has gone to great lengths to build up as a representative of the corrupt ‘values’ of the new era, who tells Guy to his face about all the ‘evidence’ of the Kanyis’ counter-revolutionary activity, and smirks that they got the revolutionary justice they deserved. It is a vastly more powerful and disgusting experience to read the version in the novel, and very effectively crystallises all the morel, military, political and social failures and compromises which he sees the end of the war as bringing.

So this is an interesting enough story, but you shouldn’t read it here, you should read The Sword of Honour trilogy where the same basic story acquires multiple extra resonances and meanings from its inclusion in a novel.

Love Among the Ruins (1953)

A novella – reviewed in a separate blog post.

Basil Seal Rides Again (1963)

This was Waugh’s last published work of fiction. All critics quote Waugh’s own description of it in the dedication to old friend Ann Fleming, as: ‘a senile attempt to recapture the manner of my youth’. It certainly contains a roll call of well-loved characters from the 1930s comic novels, including Peter Pastmaster, Parsnip and Pimpernell (the joke names he gave the left-wing 30s writers Auden and Isherwood), Lady Metroland, Sonia Trumpington and numerous others, indeed the narrative opens with Peter and Basil attending a banquet to celebrate the award of the Order of Merit to Ambrose Silk (the lisping aesthete character Waugh based on Brian Howard). Peter and Basil have let themselves go: ‘They were two stout, rubicund, richly dressed old buffers’.

Critics have judged the story harshly but I found some of it funny, for example the opening dialogue between the two old boys as they suffer through long speeches then go for a pee at the same time, gossiping all the time in an amusingly drunken senile way:

‘This Albright married someone — Molly Meadows, perhaps?’
‘I married Molly Meadows.’
‘So you did. I was there. Well, someone like that.’

Returning to his wife, Angela, in their London house, Basil, having caught sight of himself in the toilet mirrors, is more than usually aware that he is fat and unwell. Basil reviews his life and we learn that he blew all the toes off one foot while demonstrating an explosive device during the war, hence his  family nickname of ‘Pobble’ and the need to walk with a cane. Suddenly he realises he is old:

His voice was not the same instrument as of old. He had first assumed it as a conscious imposture; it had become habitual to him; the antiquated, worldly-wise moralities which, using that voice, he had found himself obliged to utter, had become his settled opinions. It had begun as nursery clowning for the diversion of Barbara; a parody of Sir Joseph Mannering; darling, crusty old Pobble performing the part expected of him; and now the parody had become the persona.

He and Angela agree to try out one of those health clinics, sanatorium thingies. They drive down to Kent, check in and have an interview with the presiding doctor:

‘You complain of speechlessness, a sense of heat and strangulation, dizziness and subsequent trembling?’ said this man of science.
‘I feel I’m going to burst,’ said Basil.

For 3 or 4 days they put up with the diet of carrot juice and raw eggs but then, in an entirely predictable bit of comic business, Basil procures some brandy off the young man who runs the resort gym and runs a tidy black market in illicit booze and grub. He drinks it down in one and passes out. The sanatorium  doctor expels him. Basil and Angela return to London.

Here he discovers his daughter, 18 year old Barbara, is in love with a ghastly, uncouth young man, Charles Albright. Late at night Basil discovers the pair rummaging around in his wine cellar, basically stealing some booze to take to a ‘happening’. This is barely into the 1960s so it’s not a psychedelic 60s happening, it’s a beards-and-jazz, beatnik 50s happening.

Basil insists on having an interview with the young man by himself, a solemn occasion for both parties at which Basil is disconcerted to find himself being bested. He looks into the young man’s eyes and face and recognises himself.

After a boozy lunch Basil drops in on Sonia Trumpington who lives alone, with her son, doing charitable works and sewing. He asks Sonia is she knows this Charles Albright, she replies yes, he’s a friend of her son, Robin. When Basil whiningly asks what his daughter can see in the scuffy, beardy young man, Sonia robustly replies, you! He looks, speaks and behaves just like a young Basil.

Sonia says she has photos somewhere of the mother and digs up an old photo album from the 1930s. She identifies the young woman as Elizabeth Stayles, there’s a photo of Basil about to throw her into a lake at some gay 1930s house party.

Seeing the photo awakens an old memory in Basil’s mind. Elizabeth Stayles, yes, didn;t he have an affair with her, all those years ago?

Basil thanks Sonia and returns to his London house whence he invites young Barbara for a chat in Hyde Park by the Serpentine. Here he informs his daughter that her lover is his, Basil’s son. He had a brief fling with Elizabeth Stayles when he got out of hospital after the toes incident, during the Blitz winter of 1940. Only lasted a week then Basil took back up with Angela and Elizabeth (Betty) rooted around for someone else and ended up marrying Clarence Albright, killed in action 1943. Betty herself died young of cancer in 1956. The point is there’s no-one to gainsay his story.

His story being that his daughter, Barbara, has been going out with, and fooling around with, her half-brother. Barbara gets up from the park bench and stumbles across the park. Basil catches a cab to Bellamy’s club for an egg nog, and then onto Claridge’s to meet his wife. She says their daughter returned home looking tragic and locked herself in her room. ‘What she needs,’ says Basil, ‘is a change of scene. I’ve bought all three of us tickets to Bermuda.’

To be honest, from the text I’m not sure whether Charles really is Basil’s son or whether it’s the last in Basil’s long list of outrageous lies and scams. If it is an outrageous lie he has conjured up to scupper his daughter’s relationship with the young man, then it is obviously cruel and heartless. If is isn’t a lie, if it’s true, it’s still a pretty heartless story for Waugh to concoct; told from the father’s point of view it completely ignores the emotional devastation the revelation must have on his daughter.

But I don’t quite understand the handful of critics I’ve read who say the story is ‘disgusting’, as if it was an entirely new note in Basil or Waugh’s career. They seem to forget that Waugh has Basil unknowingly EAT the young woman he fancies in Black Mischief after she’s been caught, killed and cooked by a tribe Basil is staying with. That book was published in 1932, precisely 30 years before this story. Or that in Waugh’s first novel the kindly Mr Prendergast has his head cut off with a hacksaw by a psychotic prison inmate. Or the short story about the polite and docile Mr Loveday who strangles young women to death. Or the devastating ending of Handful of Dust. Or the heartless death of Angela Runcible in Vile Bodies. Or the not one but two suicides in The Loved One.

In other words I wasn’t upset by the story’s apparent cruelty because casual cruelty had been a stock in trade for Waugh’s fiction right from the start.

So: I like the bufferish tone of the story and I liked the old-boy banter between Peter and Basil and especially between 60-something Basil and his wife. It felt both sweet and charitable to the infirmities of age, as was the brief sad interlude where they visit old Margot Metroland and find her sitting in the dark hunched over a television set (as so many lonely old people become addicted to doing).

On the other hand, all the dialogue with his daughter struck me as hopelessly unrealistic, stiff and unnatural, really false although – but how can I know how 60-something posh fathers spoke with their debutante daughters in 1962?

And as to the harsh, cruel sting in the tail, well, it doesn’t feel to me like some sad falling-off of Waugh’s powers at all but entirely in keeping with the cruelty and sadism lurking in the wings of all Waugh’s 1930s novels and of a piece with macabre little horrors such as ‘Mr Loveday’s Little Outing’ (1935) or ‘The Sympathetic Passenger’ (1939).


Credit

The Complete Short Stories by Evelyn Waugh was first published by Chapman and Hall in 1947. All references are to the 2018 Penguin paperback edition.

Related link

Evelyn Waugh reviews

Damned to Fame by James Knowlson (1996) part 1

This is a brilliant literary biography, combining extraordinarily thorough research with discretion and sensitivity about Beckett’s private life, and a sure touch when it comes to analysing Beckett’s surprisingly numerous works. Everything a Beckett fan could ever want to know is covered, thoroughly and intelligently.

How James Knowlson came to write Samuel Beckett’s biography

James Knowlson (born in 1933) is Emeritus Professor of French and founder of the International Beckett Foundation at the University of Reading. He got to know Beckett after organising an academic conference to celebrate the fact that Beckett had won the Nobel Prize (1969) and founding the Beckett Archive at Reading, corresponding by letter and meeting him several times a year. As early as 1972 a publisher suggested he write a biography but when he broached the idea, Beckett said no.

But some 17 years later, the famous author changed his mind. He had realised that someone was going to write a biography come what may and that, on balance, he’d prefer it to be someone who knew and respected the actual works. He knew from their professional correspondence that Knowlson was very knowledgeable about his oeuvre and the result was that Beckett not only agreed to let Knowlson write the authorised biography, but agreed to give him a series of exclusive interviews and answer all the questions he posed.

Thus, over the last five months of his life, till Beckett’s death in December 1989, the two men had a series of long, in-depth interviews and Knowlson quotes from them liberally i.e. this book benefits hugely from Beckett’s own words and views about numerous aspects of his life and career. That is a masterstroke in the book’s favour.

But Knowlson went quite a lot further further and has spoken or corresponded with an extraordinary number of people, conducting over one hundred interviews with Beckett’s immediate family and close friends to a huge range of people he met in his professional life as a prose writer, playwright and director. The acknowledgements section lists them all and runs to six pages densely packed with names. The range is awesome and Kowlson’s stamina in meeting and corresponding with so many people, and then organising the resulting plethora of information into a coherent and fascinating narrative is awesome.

Samuel Beckett’s family and upbringing

Beckett’s family was comfortably upper-middle-class. His father, William, was a surveyor and made enough money to buy an acre of land in the rising suburb of Foxrock, south of Dublin, and build a big house on it which he named Cooldrinagh (after his wife’s family home), complete with servants’ quarters and tennis court.

The house was in sight of the Dublin hills which his father loved to go climbing and also of the sea, where the boy Beckett learned to swim and then dive into the locally famous pool named Forty-Foot at Sandycove. Not far away was the Leopardstown race track which features in various works, notably the radio play All That Fall.

Beckett’s parents were very different. His father, ‘Bill’ Beckett, was loud and sociable and not at all intellectual. He liked playing golf and going for long walks up into the Dublin hills. His mother, Amy, was tall and stern with a long face. Beckett inherited her looks and personality. The family was Protestant, the mother, in particular, being a devout church-goer.

Beckett had a brother, Frank, three years older, and a bevy of uncles and aunts who, with their own children, created a large, intelligent, well-off and cultured extended family. Samuel Barclay Beckett was born on 13 April 1906, in later life he enjoyed the symbolism of having been born on Good Friday.

As a boy Beckett was sent to a small, eccentric preparatory school, Earlsfort House then, from age 13, on to an established public school, Portora Royal School in Enniskillen (1919 to 1923) which, like most of its type, placed a big emphasis on sports and super-high standards of honesty, integrity and politeness. Everyone who ever met him later in life commented on Beckett’s immaculate manners and considerateness.

Beckett was very sporty

Beckett was a very sporty young man. At school he won medals for swimming and cross-country running, and was a very proficient boxer, becoming the school’s light heavyweight boxing champion. He was a keen golfer, joining his father’s club, Carrickmines Golf Club, playing for whole days at a stretch, and, when he went on to Trinity College, Dublin (TCD), representing the college at golf. He also played cricket for the college, and was included in the Dublin University team which went on a tour of English country clubs in 1926 and 1927. Hence the well-known fact that Beckett is the only Nobel Prize winner who is also in the cricketing ‘Bible’, Wisden.

Beckett’s extended family was very musical and Beckett played the piano very well, well enough to know piano renditions of most of Gilbert and Sullivan when a boy, and to be able to play Debussy at university. When he was down in the dumps as a young man a friend hired a piano for his rooms to cheer him up.

Beckett’s parents bought him a motorbike in his final year at school, and then a two-seater ‘Swift’ sports car at college. As a student he was affluent enough to be able to pick holiday destinations, so one year went on a tour of the Loire Valley visiting the birthplaces of notable French writers, and, in his final college vacation, went to visit Florence where he looked up the sister of his Italian tutor at TCD.

Private school, piano lessons in a music-loving family, membership of sports clubs, top university in Ireland, motorbike, sports car, cultural trips abroad. Beckett had what we would nowadays think of as a very privileged upbringing.

Influences at Trinity College, Dublin

Beckett attended Trinity College Dublin from 1923 to 1927 where he studied Modern Literature. Here he came under the wing of the Professor of Romance Languages, Thomas Browne Rudmore-Browne, a brash, aggressively freethinking, womanising intellectual who taught him the English classics and introduced Beckett to a wide range of French poets, classic and contemporary. ‘Ruddy’ as he was nicknamed, is caricatured as ‘the Polar Bear’ in Beckett’s early short story collection, More Pricks Than Kicks.

Beckett’s second formative influence was:

small, plump, middle-aged, Italian tutor named Bianca Esposito, who gave him detailed private lessons in Italian language and literature, who ignited his lifelong love for Dante and features in Pricks’ opening story, Dante and the Lobster.

Nearly 50 years later, Beckett still carried round the student copy of Dante Bianca gave him, packed with his notes and annotations.

Beckett was solitary and aloof

Despite all this physical prowess, and his height and his piercing blue eyes, Beckett was a shy boy, at prep and boarding school and at college. He often withdrew right into himself and, when forced to attend social occasions, did so without saying a word. Tall, clever and charismatic, young Beckett sometimes felt contempt for those less able than him, which he then felt guilty about, redirecting the loathing inwards at himself, creating a downward spiral of negative emotions.

In other words, despite all the privileges of his upbringing, his loving extended family, loads of material advantages, encouragement in sports and the best education money could buy, Beckett developed into a hyper-shy, extremely self-conscious young man, plagued by narcissism, solipsism and self-obsession. Here are just some of the phrases Knowlson uses about him at this period:

  • Beckett, the least gregarious of people (88)
  • Beckett was diffident and solitary (90)
  • Beckett’s cocoon of shyness and silence (90)
  • retiring and inhibited (92)
  • shy, retiring nature (95)
  • he would lapse into deep, uncomfortable silences (95)

The problem of pain

Like many a privileged young man, the discovery of the misery of the poor in his student years had a devastating effect on Beckett, and combined with intellectual doubts to undermine his Christian faith – something which went on to become a bone of contention with his pious mother.

A long time ago I was paid to do the research for a documentary series about the conflict between faith and atheism, a series which set out to define the arguments and counter-arguments across the full range of human history, culture, philosophy, psychology and so on. What emerged, at least in my opinion, was that beneath the thousand and one arguments of believers and atheists, both intellectual positions have One Big Fundamental Weak Spot:

The chief intellectual difficulty for thinking Christians is The Problem of Pain i.e. the very old conundrum that if God is all-powerful and all-loving why does he allow children to die in screaming agony? There is no answer to this, though thousands of theologians have come up with clever workarounds e.g. he is all-loving but is, for some reason, not quite all-powerful; or he is all-powerful but is not what we think of as all-loving because he is working to a plan which is beyond our understanding and presumptuous to try.

Thus Beckett was being very traditional, almost trite, in losing his faith once he came to appreciate the pain and misery in the world around him which his privileged upbringing had hitherto sheltered him from. In a way, most of his writing career went on to focus on this theologically-flavoured issue. (Actually, it might be more accurate to say that Beckett’s central subject is not the Problem of Pain so much as the Problem of Physical and Mental Decay).

The biggest weak point in the Atheist position – the mirror image of what the Problem of Pain is for Christians – is The Problem of Consciousness: If we humans are the result of millions of generations of evolution by natural selection, descended from the first amoeba, and if we are the result of the purely mechanistic and amoral struggle for survival, how come we have such complex and delightful feelings and sense impressions, can be transported by the sight of a sunset or the fragrance of a flower? How come we have such a highly developed moral sense that can lead us to spend days debating the rights and wrongs of various actions, feeling such an acute sense of guilt, wasting so much time in complicated rumination? Surely we should just do whatever benefits us or the tribe without a moment’s thought. None of those attributes seem particularly useful for a creature which has come about via the blunt and violent process of evolution.

Maybe we can see this as another of Beckett’s central themes, or the other wing of his interests: the problem of consciousness, which in his prose works in particular, but also in most of the plays, is deeply compromised, broken, fragmented, in some cases, apparently, posthumous (in Play, for example).

Paris

(pp.107+). Beckett graduated from Trinity College Dublin in 1927 with a BA degree. Patrons and supporters at the college wangled him the position of lecteur d’anglais at the École Normale Supérieure in Paris from November 1928 to 1930.

Paris came as a massive cultural and personal liberation. Throughout school and university Beckett had been strictly teetotal and sexually puritanical but in Paris he learned to drink, both beer and wine, becoming particularly partial to white wine. From now on there are numerous stories of Beckett getting completely trashed, passing out, being found under the table or passed out in alleyways, and so on.

Regarding sex, Knowlson gives detailed accounts of Beckett’s love affairs as a teenager and young man which were strongly shaped by his strict Protestant upbringing and the ferocious emphasis on ‘purity’ at his public school. As a result he was screwed up about sex in a predictably traditional way and Knowlson quotes from diaries, journals and early stories to show how he had the classic difficulty of reconciling the women he respected and placed on a pedestal with the ‘dirty’ shenanigans he got up to with hookers in Paris brothels, sex and love. (pp. 108, 139).

(Later, in the mid-1930s, when he was living a solitary existence in London during his two years of intensive psychotherapy at the Tavistock Clinic, Knowlson claims Beckett availed himself of London prostitutes on a regular basis.)

James Joyce

The post Beckett took up at the Ecole Normale Superieure had been occupied by another Irishman, Tom MacGreevey, who stayed on in the city he loved, and acted as guide and mentor to young Sam. MacGreevey had developed high-powered literary contacts and, among others, introduced him to James Joyce and his circle, his wife and grown-up son and daughter, his publishers and magazine editors and so on. It was a golden opportunity, an entrée into a whole new world.

Joyce was widely acknowledged to be the most important avant-garde writer in Europe. Beckett was a star-struck 23-year-old graduate. Sam quickly became one of the great man’s secretaries, tasked with finding Joyce books, reading them out loud or providing written summaries, as well as taking dictation and other chores. The master and the ephebe went for long walks along the Seine (Joyce’s flat was only 100 yards from the river).

Beckett was still so utterly shy that he hadn’t the small-talk to spend with Joyce’s wife, Nora, who, partly as a result, took against him. Whereas Joyce’s nubile and impulsive daughter Lucia, just a year younger than Beckett, became infatuated with the tall, aloof, blue-eyed sportsman, sitting near him at dinner, making eyes at him, inveigling him to take her for walks.

Countless articles have been written about the impact of Joyce on Beckett but the central, much-repeated point is that in the end, Joyce’s example helped set Beckett on a track diametrically opposite to the great man’s. Both men not only spoke the major European languages (English, French, Italian, German) and were deeply familiar with the respective canons of literature of each of these countries, but were impatient with the realist or Naturalist worldview they’d inherited from turn of the century literature – were committed to going beyond the realist worldview.

But whereas Joyce’s technique was accumulative, each sentence attracting to it multiple references and variations in other languages, breaking down English words and (by the 1930s) creating in their stead the entirely new polyglot language in which he wrote Finnegans Wake – Beckett found he could follow Joyce only so far. Indeed he did so in the short stories and novels of the 1930s, which are characterised by deliberately arcane syntax, literary references, the liberal sprinkling of obscure or foreign words, and an attitude which is deliberately contrived and non-naturalistic.

But Beckett lacked the musicality, the sensual feel for language, the world-embracing sympathy and the sheer joy of life which pours from Joyce’s pages. Beckett was by his nature much more tightly wrapped, intellectually costive, temperamentally depressive, repressed by his stern Protestant upbringing.

Compare and contrast the lovely swimming sensuality of Molly Bloom’s soliloquy which ends Ulysses with any description Beckett ever wrote anywhere of sensuality and sex. Molly is sweet and sensual and world-accepting; Beckett writes about sex a lot, but it is nearly always shameful masturbating (Malone Dies), callous sucking-off (Mercier and Camier), the disgusting rutting described in the four post-war short stories, the horrible homosexual abuse in How it is and so on. Sex in Beckett is never any fun at all.

Joyce is open to all the world, his books are overflowing with characters, incidents and brimming over with the joy of language. Beckett is locked away in one small, grey room, lying in the darkness, listening to the voices in his head punishing him with guilt and remorse, obsessively paring away language till it is reduced to blunt telegraphese, laced with one or two obsessively repeated key phrases.

Beckett’s women

One of the most boring things about biographies is the attention they are forced to pay to their subjects’ love lives. Here, as everywhere else, Knowlson does a very good, thorough job, providing all the facts without judgement or salacity.

Peggy Sinclair (1911 to 1933)

Beckett fell madly in love with his cousin, Ruth Margaret Sinclair, known as ‘Peggy’, daughter of William ‘Boss’ Sinclair who had married Sam’s aunt, Frances Beckett, generally known as ‘Cissie’. I’m not much interested in classic ups and downs of the actual ‘love affair’, the interesting thing was the way her parents moved from Dublin to Kassel in north Germany, and sent Peggy to school in Austria, so that his visits to see her accustomed Beckett to travelling all over the continent and speaking the local languages. He visited the Sinclair household in Kassel a number of times between 1928 and 1932.

Peggy was the inspiration behind the character of Smeraldina in Beckett’s first, unpublished novel, A Dream of Fair To Middling Women. Eventually the love affair burnt out, and when he visited the Sinclairs in the early 1930s, it was to be distressed by their mounting business problems and by Peggy’s deteriorating health. He was devastated when Peggy, by that stage engaged to another man, died of tuberculosis in May 1933 (page 168).

Lucia Joyce (1907 to 1982)

James Joyce’s daughter, unsmiling, squint-eyed Lucia Joyce, became infatuated with the tall, handsome Samuel and, to please his father, Sam obligingly took her for walks or out to dinner, but he was still in love with Peggy Sinclair and not in the market for affairs. Things came to a head when Lucia threw a fit, denouncing Beckett to her parents and claiming he had cruelly led her on. Egged on by Nora, Joyce cut his links with Beckett, refusing to see him again. Sam was distraught. It was only as the 1930s progress that it became increasingly obvious that Lucia was suffering from severe mental illness, and ended up being placed in a series of sanatoria. A couple of years later, the pair were quietly reconciled and when Beckett moved to Paris permanently in 1935, started to see a lot of each other again.

Ethna MacCarthy (1903 to 1954)

MacCarthy was arguably Beckett’s first mature love. She was a poet, short story writer and playwright who went on to carve a career as a paediatrician. Their love is very tenderly and respectfully traced.

These three women are singled out not least because Beckett’s first attempt at a full-length fiction was a novel about a young Irishman whose life is dominated by… three women! The novel eventually became titled A Dream of Fair To Middling Women (a typically learnèd reference to both Geoffrey Chaucer’s poem, The Legend of Good Women and Alfred Tennyson’s long poem A Dream of Fair Women).

The Dream which is structured around a central protagonist (named, with characteristic over-learnedness, Belacqua Shuah, Belacqua being the name of a minor character noted for his lazy self-absorption in Dante’s Divine Comedy) and his relations with the three women, being Smeraldina, Syra-Cusa and the Alba. Much scholarly ink has been spilt arguing about which ‘real life’ women ‘inspired’ each character. Knowlson takes them to be based on Peggy, Lucia and Ethna, respectively.

After a year or so of trying to get the Dream published in the mid-1930s, and having it continually rejected, Beckett gave up and slowly came to regret having satirised his close friends and family so closely. In the end he actively suppressed the novel and it wasn’t published until 1992, three years after his death.

Writing

When he was introduced to Joyce, he not only met his family, but the network of book publishers and magazine editors connected with him. As an obviously highly intelligent, highly literate young man, Beckett found himself presented with opportunities to publish books, stories and articles which most aspiring authors can only dream of.

In 1929 he wrote his first short story, the 3-and-a-half-page Assumption which was immediately published in the leading avant-garde magazine, transition. Then a 100-line poem, Whoroscope, knocked off in a few hours in order to win the £10 prize for a poetry competition sponsored by literary entrepreneur and anthologist Nancy Cunard and published in July 1930.

A senior editor at Chatto and Windus suggested to Beckett that he write a detailed study of Proust for a series of literary introductions they were publishing. This Beckett did, extensively researching by rereading Proust, and the study was published in March 1931. Once he had bedded in with the Joyce circle he was commissioned to write a translation of the Anna Livia Plurabelle section of Finnegans Wake into French. In other words Beckett was, by 1930, very well-connected with the leading avant-garde writer in Europe, his circle and supporters and publishers.

But, despite all these advantages, Beckett failed to find a published for A Dream of Fair To Middling Women. It went the rounds of numerous publishers, both mainstream and avant-garde for two years before Beckett gave up trying, and the trickle of odd, eccentric short stories he was writing fared no better.

In 1932 the teaching post at Ecole Normale Superieure terminated, and Beckett was forced to pack his bags and return to Ireland where he was extremely lucky to be offered a prestigious teaching post at Trinity Dublin, a very sought-after position, supported by Ruddy and other patrons and supporters.

Unfortunately, Beckett hated it and discovered he was awful at teaching. Miserable, that winter he fled to ‘Boss’ and Cissie Sinclair in Kassel in northern Germany, from where he wrote a letter of resignation which dismayed his sponsors and upset his parents.

Breakdown and psychotherapy

Having chucked in his prestigious job at Trinity, completely failed to get any of his writings published, and been forced to move back in with his parents in 1933, Beckett was deeply traumatised when his father, apparently still in the prime of life in his 60s, died of a massive heart attack, on 26 June 1933.

His father’s death exposed Beckett more than ever to the cloying, critical over-attention of his mother and Beckett suffered a series of increasingly serious physical symptoms, starting with a cyst on his neck, moving to heart palpitations, night sweats and panic attacks, which on several occasions brought him to a complete dead stop, in the street, paralysed with terror, and unable to move a muscle.

Beckett consulted a good friend of his from school, a nerve specialist, Geoffrey Thompson, who was planning to move to London and recommended Beckett to come with him and try psychotherapy at the relatively new Tavistock Clinic. So in January 1934 Beckett himself moved to digs in London and began his treatment with the pioneering psychotherapist Wilfred Bion. Bion was, Knowlson informs us, himself quite a strapping, hearty, sporty chap, while also being formidably well-educated at private school. So he and Beckett bonded on a social and personal level, quite apart from the treatment.

According to Knowlson, Beckett had psychotherapy with Bion for two years, at the rate of three times a week, which equals well over 2,000 sessions, during which Beckett explored his childhood, his formative influences, and came to realise the role his love-hate relationship with his mother played in cramping his life. He came to realise that, for his entire life to date, he had created an ivory tower founded on what he felt was his physical and intellectual superiority to all around him, becoming known for his aloofness and/or shyness, what Knowlson calls an:

attitude of superiority and an isolation from others that resulted from a morbid, obsessive immersion in self (page 180)

Beckett had to learn:

to counter his self-immersion by coming out of himself more in his daily life and taking a livelier interest in others (page 181)

But more than this, Knowlson claims that Bion showed him that he could mine many of these deeply personal compulsions and tendencies to create texts.

By externalising some of the impulses of the psyche in his work – the feelings of frustration and repressed violence for example – he would find it easier to counter the self-absorption that had seemed morbid and destructive in his private life. The writing thus became essential to his later mental and physical wellbeing.
(page 181)

Over 2,000 times Beckett lay on his back in a darkened room, closing his eyes, focusing on the moment, in order to let deeply buried memories bubble up from his unconscious, struggling to express them, struggling to understand their significance – while all the while another part of his mind observed the process with analytical detachment, critiquing the shape and pose of the figures in the memories, considering the words they spoke, assessing how the scene could be improved, the dialogue sharpened up, the dramatic core reached more quickly and effectively.

This is more or less the plot of Beckett’s late novella Company and clearly the basis of the so-called ‘closed room’ and skullscape’ fictions of the 1960s. You can also see how it forms the basis of the breakthrough novels Beckett wrote immediately after the war in French, Malone Dies and The Unnameable, texts of overweening, unprecedented self-absorption and self scrutiny. As late as his last published prose piece, Stirrings Still, Beckett is obsessed with a figure who regards himself as an ‘other’, sees himself rise and leave the room, although is other ‘self’ remains seated.

Reading Knowlson’s fascinating account of Beckett’s psychotherapy makes you realise the ‘essential’ Beckett was there all the time, lying dormant. First, though:

  1. he had to spend a decade, the 1930s, getting out of his system the immature wish to clutter his texts with smartarse quotes, foreign phrases, and mock-scholarly humour in the tradition of Rabelais and Sterne and Joyce, and then
  2. his experiences during the Second World War had to sear away any residues of Romantic optimism and even the last vestiges of late Victorian naturalism

for him to emerge in the immediate post-war period as the stripped-down, minimalist, and bleakly nihilistic writer who would go on to become one of the pillars of post-war literature.


Credit

Damned To Fame: The Life of Samuel Beckett by James Knowlson was published by Bloomsbury Publishing in 1996. All references are to the 1997 paperback edition.

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

More Pricks Than Kicks by Samuel Beckett (1934)

‘You and your sad and serious,’ she said. ‘Will you never come off it?’ (p.24)

Beckett biography

Samuel Beckett was born in Dublin in 1906 into a middle-class Anglican family (they had a tennis court in the garden). He went to private school, where he excelled at cricket, and people who like arty anecdotes will tell you he is the only winner of the Nobel Prize for Literature who is also mentioned in Wisden, ‘the Bible of cricket’, for his several appearances in county-level cricket teams.

From 1923 to 1927 Beckett studied French, Italian, and English at Trinity College, Dublin, which goes a long way to explaining the polyglot nature of his texts. In 1929, while living in Paris, the young Anglo-Irishman was introduced to the great Modernist writer, James Joyce, famous for his vast rewriting of the English language in the experimental novel, Ulysses, and became his secretary for a while.

In 1931 Beckett returned to Dublin to take up an appointment as a lecturer, but in 1931 resigned, packing in academic life to travel on the Continent. He published a study of Proust, miscellaneous poems and tried to find a publisher for his first novel, A Dream of Fair to Middling Women, the title being a ponderously jocose reference to Tennyson’s poem, A Dream of Fair Women.

All the publishers rejected it, but Beckett reworked passages of it into this collection of short stories, More Pricks Than Kicks. In fact, the failed novel is referred to by title as the long-pondered work of a character in the seventh story, What a Misfortune, the would-be poet and cuckold of Mr Otto Olaf bboggs, Walter Draffin.

The tilted kepi of the attendant, its green band and gilt harp, and the clang beneath in black and white of his riotous hair and brow, so ravished Walter that he merely had to close his eyes to be back in Pisa. The powers of evocation of this Italianate Irishman were simply immense, and if his Dream of Fair to Middling Women, held up in the limae labor stage for the past ten or fifteen years, ever reaches the public, and Walter says it is bound to, we ought all be sure to get it and have a look at it anyway. (p.128)

More pricks than kicks

So this collection is Beckett’s first published work of fiction. It’s a sequence of ten interlocking stories (with a few author’s footnotes explaining the linkages, where necessary), set in Dublin and describing the super-bookish, über-erudite but shiftless anti-hero, Belacqua Shuah – ‘a dirty lowdown Low Church Protestant high-brow’ (p.156) – who has a series of mostly pretty mundane encounters and adventures around Dublin and in the neighbouring countryside.

(Nowhere in the text does it explain that the name Belacqua Shuah comes from a figure in Dante’s Purgatorio, a Florentine lute-maker famed for his laziness, who has given up on ever reaching heaven. ‘Samuel Beckett, whose favorite reading was Dante, closely identified with Belacqua and his indolence.’ I mean Beckett mentions Dante, the medieval Italian poet’s name is in the title of the first story, but it’s left to the enterprising reader either to look up the connection or, one assumes, to erudite enough to spot it straightaway. – We have Wikipedia to thank for this information.)

Like most Modernist texts More Pricks than Kicks assumes you have a good working knowledge of European literary classics and are fluent in at least the key modern languages (not only the French and Italian which Beckett himself studied, but German also) as the text is sprinkled with quotes like the following, with no translation:

Meine Ruh ist hin mein Herz ist schwer
Ich finde Sie nimmer und nimmer mehr.

You only have to read a few sentences to realise that Beckett has a very tangential relationship to the English language. His prose wilfully combines:

  • Irish idioms and phrases (‘It would take off the rough wet’)
  • Latin tags and phrases (obiter, pro tem, tempus edax)
  • worn-out English proverbs and clichés:
    • better late than never
    • the things people come out with sometimes!
  • pompous Biblical phraseology:
    • ‘Who shall silence them, at last?’
  • and clichés from popular fiction treated with elaborate academic condescension:
    • The effect of this was to send what is called a glow of warmth what is called coursing through his veins
    •  … and no mistake!
    • well, to make a long story short
    • Hairy was as snug as a bug in a rug
  • archly direct address to the reader:
    • ‘Reader, a rosiner is a drop of the hard…’
    • ‘Reader, a gloria is coffee laced with brandy.’

along with:

  • a liberal sprinkling of the three main European languages
  • sly quotes from literary classics
  • rebarbatively arcane words
  • an elaborately Euphuistic register
  • deliberately obscure phrasing and sentence structure

The book has a strong sense of humour but of a very distinct and idiosyncratic kind. Three pages are devoted to describing Belacqua’s extremely pedantic way of toasting bread for lunch which – it appears – involves burning each of the two slices of bread to a smouldering crisp.

When the first candidate was done, which was only when it was black through and through, it changed places with its comrade, so that now it in its turn lay on top, done to a dead end, black and smoking, waiting till as much could be said of the other… Belacqua on his knees before the flame, poring over the grill, controlled every phase of the broiling. It took time, but if a thing was worth doing at all it was worth doing well, that was a true saying. Long before the end the room was full of smoke and the reek of burning. (p.11)

Because:

This meal that he was at such pains to make ready, he would devour it with a sense of rapture and victory, it would be like smiting the sledded Polacks on the ice. He would snap at it with closed eyes, he would gnash it into a pulp, he would vanquish it utterly with his fangs. Then the anguish of pungency, the pang of the spices, as each mouthful died, scorching his palate, bringing tears.

This is certainly pretentious (the sledded Polacks are from Hamlet), but is it funny? Or just student-type self-indulgence? The show-off antics of a top-of-the-class ephebe?

These questions hover over the entire book, which treads all kinds of knife-edges. Some of it is laugh-out-loud funny. Some of it is, frankly, incomprehensible. Most of it is painfully arch and contrived. You get the sense that a lot of it – whether the use of Irish idioms or obvious proverbs, the learned disquisitions about Italian poets or the sentences which feel like they’re walking on stilts – they all seem to be mocking their respective registers, styles and conventions.

Take this portrait of a lady, ‘the Frica’, which, beneath the glossolalia, seems to be comparing her, caustically, to a horse:

Behold the Frica, she visits talent in the Service Flats. In she lands, singing Havelock Ellis in a deep voice, frankly itching to work that which is not seemly. Open upon her concave breast as on a lectern lies Portigliotti’s Penombre Claustrali, bound in tawed caul. In her talons earnestly she grasps Sade’s 120 Days and the Anterotica of Aliosha G. Brignole-Sale, unopened, bound in shagreened caul. A septic pudding hoodwinks her, a stodgy turban of pain it laps her horse face. The eyehole is clogged with the bulbus, the round pale globe goggles exposed. Solitary meditation has furnished her with nostrils of generous bore. The mouth champs an invisible bit, foam gathers at the bitter commissures. The crateriform brisket, lipped with sills of paunch, cowers ironically behind a maternity tunic. Keyholes have wrung the unfriendly withers, the osseous rump screams behind the hobble-skirt. Wastes of woad worsted advertise the pasterns. Aïe! (p.46)

It comes from the longest ‘story’, A Wet Night which seems to be about a soirée for poets and literary layabouts held by this same Frica.

It’s as if the entire text is held at an angle from normal human perception, and bears only a passing resemblance to traditional narrative conventions. Maybe it’s intended to have the same deliberately angular feel as Wyndham Lewis’s consciously Modernist prose. Maybe its sentences are intended to contain lots of jagged edges, like a Vorticist painting.

Portrait of Kate Lechmere by Wyndham Lewis

Portrait of Kate Lechmere by Wyndham Lewis

Wyndham Lewis’s prose was generally satirical in intention. This book feels like it is not only satirising the ‘grotesque’ and apparently ageing anti-hero, his solemn monologues and pettifogging concerns, and also many of the traditions of conventional narrative – plot, dialogue, description – but is also satirising the reader for wanting to read it and the author for ever writing it. The whole enterprise is a right boggins.

Some occasional phrases appear legible and funny, and ring with a Joycean poetry:

  • ‘Oh Winnie’ he made a vague clutch at her sincerities, for she was all anyway on the grass. (p.25)
  • Chastening the cat with little skelps she took herself off. The grey hairs of her maidenhead
    screamed at Belacqua. A devout, virginal blue-stocking, honing after a penny’s worth of scandal. (p.17)
  • Though he might be only able to afford a safety-bicycle he was nevertheless a man of few words.
  • Capper Quin arrived on tiptire, in a car of his very own. (p.164)

But many, many, many other passages are purposely obtuse and circumlocutory, wilfully repelling and discomforting comprehension.

At this all-important juncture of his delirium Belacqua found himself blinking his eyes rapidly, a regular nictation, so that little flaws of dawn gushed into his mind. This had not been done with intent, but when he found that it seemed to be benefiting him in some curious way he kept it up, until gradually the inside of his skull began to feel sore. Then he desisted and went back to the dilemma. Here, as indeed at every crux of the enterprise, he sacrificed sense of what was personal and proper to himself to the desirability of making a certain impression on other people, an impression almost of gallantry. He must efface himself altogether and do the little soldier. It was this paramount consideration that made him decide in favour of Bim and Bom, Grock, Democritus, whatever you are pleased to call it, and postpone its dark converse to a less public occasion. This was an abnegation if you like, for Belacqua could not resist a lachrymose philosopher and still less when, as was the case with Heraclitus, he was obscure at the same time. He was in his element in dingy tears and luxuriously so when these were furnished by a pre-Socratic man of acknowledged distinction. How often had he not exclaimed, skies being grey: “Another minute of this and I consecrate the remnant of my life to Heraclitus of Ephesus, I shall be that Delian diver who, after the third or fourth submersion, returns no more to the surface!” (p.149)

For long stretches the text is an omnium-gatherum of obfuscation. But despite its post-graduate knick-knackery – I liked it. I read many passages twice, getting to know them better. The Lobster, Lethe, Walking out and Yellow repay rereading.


The stories

Dante and the Lobster (11 pages)

Introducing Belacqua, who makes burned toast for lunch, stops in a pub till chucking out time (2.30), picks up the lobster his aunt ordered from a fishmonger, goes to his Italian lesson, where the lobster is attacked by the French tutor’s cat, and arrives with the lobster at his aunt’s, who boils it alive.

Fingal (10 pages)

Belacqua takes his lady love to Fingal, a viewing point outside Dublin, where they colloquise almost incomprehensibly before walking over to enjoy the view of the lunatic asylum, where Belacqua is replaced in the lady’s affections by Dr Sholto, sidles off, then nicks a labourer’s bicycle and scarpers back to Dublin where the story ends with him happily ensconced in a warm snug downing a pint of porter.

Ding-Dong (9 pages)

Restlessly moving from pub to pub, Belacqua witnesses a child being run over by a cart, though that’s not the point, the point seems to be a woman approaching him to sell theatre tickets in yet another pub.

A Wet Night (30 pages)

Belacqua is dragged along to a party hosted by ‘the Finca’, and attended by the ‘homespun Poet’, ‘the Alba’, the Polar Bear (P.B.), a Jesuit (S.J.), Chas and his girl (‘a Shetland Shawny’), the ‘arty Countess of Parambini’, the Student, the Caleken, a Galway Gael, the Man of Law escorting three tarts, two banned novelists, a bibliomaniac and his mistress, a paleographer, a violist d’amore with his instrument in a bag, a popular parodist with his sister and six daughters, a still more popular Professor of Bullscrit and Comparative Ovoidology, the saprophile the better for drink, a communist painter and decorator fresh back from the Moscow reserves, a merchant prince, two grave Jews, a rising strumpet, three more poets with Lauras to match, a disaffected cicisbeo, a chorus of playwrights, the inevitable envoy of the Fourth Estate, a phalanx of Grafton Street Stürmers and Jemmy Higgins. I dare say these are all hilarious portraits of characters from 1920s literary Dublin.

Love and Lethe (12 pages)

A slightly more comprehensible ‘story’, complete with satirical asides to the reader, in which Belacqua has persuaded the fading 33-year-old Ruby to accompany him in a suicide attempt. They drive out to a hill, climb it, sit to admire the view, drink a whole bottle of spirits, the gun goes off by accident harming neither – at which they fall to urgent rumpy-pumpy in the ling.

Walking Out (10 pages)

‘Walking out’ is the phrase used to describe courting couples back in D.H. Lawrence days (the 1910s and 20s) This is a brutal subversion of the convention. Belacqua is walking in fields when he is caught up by his lady love and fiancée, Lucy, on horseback. An obscure Latin phrase in their conversation somehow conveys to Lucy what we then find out, which is that Belacqua has come this way to spy on a ‘courting couple’ who, apparently, have sex in the nearby woods. She rides off in a huff, and is trotting blind with anger along a narrow country lane when a car driven by a drunken lord hurtles round the corner, kills her horse outright and cripples her for life. Oblivious of all this Belacqua has continued on his way to the gloomy woods where he sneaks about till he finds his (German) couple in flagrente delicto, but steps on a dry branch and the enraged Tanzherr chases him, catches him, and administers a good flogging. Belacqua crawls home. In a cruel postscript we learn that he and the crippled Lucy are now married and regularly play records on the phonogram :).

What a Misfortune (30 pages)

Lucy conveniently dies, two years after her accident, and Belacqua is free to become engaged to Thelma bboggs, younger daughter of Mr and Mrs Otto Olaf bboggs, who has made his pile from toiletries. Beckett’s humour is not… subtle. This is an extended Beckettian satire on all the embarrassments and confusions of a bourgeois marriage, complete with unwilling bride’s father, his wife’s lover, the hairy best man, a crippled nymphomaniac and a drooling cretin. But this makes it sound too comprehensible. It is the usual onomasticon of oneiromancies:

The hyperaesthesia of Hairy was so great that the mere fact of standing on licensed ground, without the least reference to its liberties, was of force sufficient to exhilarate him. Now therefore, under the influence of his situation, he dilated with splendid incoherence on the contradiction involved in the idea of a happy Belacqua and on the impertinence of desiring that he should derogate into such an anomaly. (p.118)

The Smeraldina’s Billet Doux (5 pages)

The shortest section, this is told entirely in the first person, as a letter written by an illiterate German girl who appears to be madly in love with Belacqua, who she refers to as Bel. Presumably, he’s had some kind of affair with her.

[The central importance of women, or a Woman – Only at this point in my reading did I finally realise that every one of these stories revolves around Belacqua’s encounter with a specific woman – Signorina Adriana Ottolenghi in Dante and the Lobster, Winnie in Fingal, the unnamed woman who sells him theatre tickets in Ding-Dong, ‘the’ Alba in Wet Night, Ruby in Love and Lethe, Lucy in Walking Out, Thelma in What a Misfortune and ‘the’ Smeraldina in this story. And that these are presumably the fair to middling women of his unpublished novel, reworked into freestanding stories. It’s hard to see what purpose or meaning to give to their central role except as a plot device, the device being that each of them represents the opposite pole to Belacqua’s well-developed solipsism and self-absorption, each of them yanks our hero out of his seamless subjectivity. And each one of them is then the butt of humour, satire and scorn.]

Yellow (13 pages)

Belacqua is in hospital awaiting an operation on a tumour the size of a brick growing out of his neck. Now that I’ve identified the woman-theme in the previous stories, this one confirmed what I see as the fundamental dynamic of the stories, which is the way Belacqua’s leaden solipsism is punctured and alleviated, lightened, amused or irritated, by the intrusion of women – one per story, generally, but in this one it is a small regiment of nurses, fussing and trimming him. They are quite personable. Some bits – like the nurse bursting out laughing at the ugliness of his toes – are quite funny. In the last few sentences, it appears that Belacqua dies on the operating table.

Draff (13 pages)

This final story reviews, or at least namechecks, all the fair to middling women who featured in its predecessors, before pointing out that Belacqua’s widow was his final amour, no other than ‘the Smerladina’ whose letter we read a few sections earlier. Now she attends to Belacqua’s corpse, laid out in the parlour, and deals with sundry visitors (Nick Malacoda the undertaker, the Church of Ireland padre, friend Capper). She and Hairy dress the burial plot with moss then go through the interment, next day. On the way back Hairy argues with the padre and dumps him in the middle of nowhere. Arriving home, they find Smeraldina and Belacqua’s house in flames. Apparently the gardener ran amok, raped the serving girl and torched it. A policeman points out he is now under arrest. Hairy takes the Smeraldina driving up into the mountains where – I think – they have sex which – I think – she seems to like rather rough. The groundsman back at the cemetery finishes his bottle of stout.

So it goes in the world. (p.173)

So it goes, eh? That immediately makes me think of Kurt Vonnegut, who has the same mocking attitude to human existence, and actually uses the catchphrase ‘so it goes’ throughout his breakthrough novel, Slaughterhouse-Five.


Conclusion

So what do we take from all this? That Beckett:

  1. has swallowed not only an English dictionary of rare and obscure words, but an Italian and French and German dictionary as well
  2. has little new or interesting to say but says it with supernumerary logorrhoea, or with the smart, ironic use of worn-out clichés
    • (‘what a splendid thing it is when all is said and done to be young and vigorous’)
  3. occasionally takes recourse to Catholic theology, but with no feel at all for the numinous
    • (‘He did not know the French for lobster. Fish would do very well. Fish had been good enough for Jesus Christ, Son of God, Saviour. It was good enough for Mlle Glain.’)
  4. is not much interested in plot or story
  5. and finds all humans risible, but has a particular itch against old crones – like ‘his lousy old bitch of an aunt’

But most of all, that Beckett’s prose – stitched together from a diverse range of sources and languages – is not sensual. It is certainly variegated – a rackety gallimaufrey of idiolects, langues and locutions – but it is always rather grey.

Belacqua, paying pious suit to the hem of [Ruby’s] garment and gutting his raptures with great complacency at a safe remove, represented precisely the ineffable long-distance paramour to whom as a homesick meteorite abounding in IT she had sacrificed her innumerable gallants. And now, the metal of stars smothered in earth, the IT run dry and the gallants departed, he appeared, like the agent of an ironical Fortune, to put her in mind of what she had missed and rowel her sorrow for what she was missing. Yet she tolerated him in the hope that sooner or later, in a fit of ebriety or of common or garden incontinence, he would so far forget himself as to take her in his arms.

The ghost of Joyce hangs heavily over Beckett. Joyce, a genuine world class genius, wrote sensitively and sensuously with a God-given inhabitation of language. Beckett is trying something similar – deploying an obfuscation of orotundity – but it doesn’t roll or rise. He has all the fandango and fol-de-rol, but no feel.

Clever, but dead. Beckett’s prose is assembled with tweezers. It is like a chemistry set, constructed with a chemist’s detachment. You can see why, later in the 1930s, he began to write in French. The over-clotted English style displayed here was a dead end, as was the entire approach of clotting and cluttering, additioning and complexifying. He had to completely purge his approach and his langue, in order to find his metier as the prophet of paucity.

Stray thoughts

The stories were written between 1931 and 1934, at the same time that Christopher Isherwood (b.1904 and therefore two years older than Beckett, b,1906) was working as an English teacher in Berlin, keeping his diary and working up the stories which were to appear in Mr Norris Changes Trains. There are suggestive points of comparison:

  • Isherwood’s prose is self-consciously crisp and clear and modern, like modernist architecture, completely unlike Beckett’s mongrel, multilingual, playing-with-registers gallimaufrey
  • similarly, Isherwood’s stories are stories in the utterly traditional sense, with characters and plots, although the ‘plots’ are often thin, the obvious working-up of everyday incidents – whereas Beckett has no plots, but instead sequences of trivial incidents on which he can hang his philosophical and linguistic games
  • although many details in both are harsh, they are both, arguably, comic writers
  • and if you consider how totally Isherwood commits himself to describing the foreign city where he was living, and its troubled politics i.e. the rise of Hitler, it makes you realise how, by contrast, Beckett never writes about Paris or the France he lived in, about the rise of fascism or the entire Second World War. Instead his imagination, in all his works, remains utterly rooted in the Dublin streets and pubs and characters and slang and songs of his boyhood. Although he was later hailed as a member of the international post-war avant-garde, a really close reading of Beckett (and hearing, of the radio plays, and watching, of the made-for-TV plays) brings out Beckett’s essential parochialness.

Credit

More Pricks Than Kicks by Samuel Beckett was published in 1934 by Chatto and Windus, London. All page references are to the 1974 Picador paperback edition.

Related links

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

The Thirties and After: Poetry, Politics People 1933-75 by Stephen Spender (1978)

Artists always have been and always will be individualists (p.52)

In this book Spender brought together key reviews, essays and other documents from each decade of his writing career. There’s a section of writings from the 1930s, but also from the 1940s, 50s and 60s.

As you know, I don’t have much time for Spender’s poetry, but he has sensible, honest liberal views on a wide range of subjects, and is a fantastic gossip. His very sensibleness seems to have made him a good editor (by all accounts), of Horizon magazine which he co-founded in 1939, and literary editor of Encounter magazine from 1953 to 1967.

As an affable, clubbable fellow, he sat as a judge for various prizes and could be counted to take part in innumerable ‘writers congresses’, with the result that he seems to have met and chatted with just about every important writer from the middle of the twentieth century. The index of this handy little paperback is a who’s who of poets, novelists, artists and playwrights from the 1920s to the 70s.

These are notes on his essays and reviews from, and comments about, the 1930s.

The Thirties

Background

Spender thinks the left-wing feel of literature in the 1930s has deep roots, going back at least to the Fabians (who included H.G. Wells and Bernard Shaw). He points out that the famous war poets Sassoon, Graves and Owen were all, by the war’s end, ‘socialists’ too, based on:

  • hatred of the older generation who had sent out the young to be slaughtered
  • sympathy for the working class men they supervised
  • admiration for revolutionary movements in Europe, political cultural and sexual
  • resentment of the way the British establishment tried to strangle the Bolshevik revolution
  • dislike of the British Empire

That said, all arts undergraduates of the late 1920s revered T.S. Eliot whose masterpiece The Waste Land prophesied the end of all civilisation, an apocalyptic vision which made conventional politics irrelevant.

But although the Modernists (Yeats, Eliot, Pound, Wyndham Lewis) held extreme right-wing views, their young fans still revered them because they were revolutionary in form & content. Also, although right-wing in tendency, the Modernists were heartily loathed by the dead, dull, philistine Conservatives who ran the artistic and literary establishment and thought them dangerous radicals and Bohemians (foreigners, too). The English conservative establishment was, Spender tells us, ‘philistine, stupid, respectable and frightened’.

As an undergraduate Auden held the view that the poet should be utterly unpolitical, in fact that he should be as unemotional and detached as a scientist: his own emotions, the lives around him and society at large were merely a field for his forensic enquiries. The exact opposite of, say, Shelley.

Writing in the 1970s, Spender now sees how that view stems from T.S. Eliot’s famous 1919 essay Tradition and The Individual Talent i.e. was indebted to the detached classicism of the Modernist generation.

Spender thinks he and the Auden Gang initially continued to adhere to the apolitical aesthetics of the Modernists. Only slowly did they let politics enter their work and it felt, to them, like a conscious lowering of standards. They had a ‘we’re only doing this for the duration’ feel about them. MacNeice in particular barely wrote any ‘political’ poetry during the 30s.

Spender sees the real generational break being between his friends – Auden, Day-Lewis, MacNeice – and the genuinely younger generation of fire-eating communist poets – Julian Bell and John Cornford – who were sincerely and utterly political (though he tempers this by pointing out that they were, in every instance, rebelling against the apolitical bourgeois aestheticism of their Bloomsbury parents).

Spender suggest that even when they were writing ‘political’ poems, he and Auden were in a way simply continuing the anti-war attitude of Wilfred Owen. He suggests his own poem, Ultima Ratio Regum, and Auden’s sonnets from China. They are anti-war protests, a kind of ‘anti-fascist pacifist poetry’.

In fact Spender thinks there wasn’t a thirties ‘movement’; movements have meetings and manifestos. But Auden was a ‘leader’ in the sense that he was intellectually in advance of all the rest, had through things through more thoroughly, and had a more highly developed technique.

Spender describes Auden’s advanced knowledge of psychoanalysis and how he used it to psychoanalyse his friends, inviting them to his darkened rooms in Christ Church and exposing them to penetrating psychological investigation. He liked doing this one-on-one, and preferred to keep his friends apart, which partly explains why the members of the so-called ‘movement’ rarely actually met.

In other words people didn’t ‘follow’ Auden because he commanded obedience. He simply was a cleverer, more fully formed and fascinating character than everyone else.

What triggered the ‘political content was simply the extremity of the times, the early 1930s, when it really looked as if the capitalist system might collapse, and the well-heeled literati in the south of England couldn’t fail to notice mass unemployment, squalor, and millions going hungry, their lives going to waste.

Because it was part of every educated person’s consciousness, the social crisis inevitably entered their writing. Overlapping it and extending the sense of crisis was the rise to power of Hitler and the sense, by the mid-30s, that war was inevitable. And they had an H.G. Wells-style horror of what the approaching war would entail. Spender was told by a leading government expert that British cities would be flattened in days by mass bombing.

Adding bite to this mood was the appalling complacency of almost everyone outside the ‘intellectual class’ – the complacency of Stanley Baldwin and the Empire exhibition. You can hear the same note of exasperation in George Orwell’s novels – he wants to shake England out of its myopic slumber. Wake up! so many of those poems say.

Spender sympathises with the critics who point out the 100% private school nature of these lefties. There was something laughable, Spender himself admits, in their attempts to write for the working classes. Spender thinks that, if anyone, their poems were aimed at ‘sixth-formers from their old schools and at one another’ (p.23).

But what else could they have done? Ignored the mass unemployment and economic collapse of the Great Depression? Ignored the rise of Hitler and the outbreak of the Spanish Civil War? In a society in crisis every work becomes political.

The essence of the Modernist movement was it created works which centred on themselves, were self contained as art. The next generation, his generation, took Modernist tools and reinjected what the Modernist works had lacked, namely day-to-day subject matter. ‘We were putting the subject back into poetry’.

In his opinion the members of the movement were very varied, never had a manifesto, and had all kinds of doubts about putting politics into poetry – but were made to seem like a movement because of the deep sleep of everyone else around them. Writing about the Slump or Hitler created the impression of a camaraderie among writers who were, deep down, very disparate.

Real political poetry was that written by committed Communists like Christopher Caudwell, Ralph Fox, John Cornford and Tom Wintringham – but the first three of these were killed in Spain and the tradition they might have created, vanished with them.

All these concerns came to a head with the Spanish Civil War which triggered a crescendo of political commitment among the bourgeois poets – and then a collapse of cynicism and disillusion. One way of seeing it is that all the bourgeois writers were brought by the crisis right up against the need to write propaganda, that is, to lie, to write things they doubted or knew were lies (about the unity of the left, about the Moscow show trials, the wisdom of Stalin, and so on). When push came to shove, they all rebelled against this.

In face of Stalinist propaganda and methods it was a reversion to the view that individual conscience is the repository of witnessed truth. (p.29)

Once the scales fell from their eyes, they realised they had let themselves be cajoled into writing in ways, about subjects and reaching conclusions, that they knew to be false or disagreed with. This concern for individual truth-telling explains why many of them, most famously Auden, tried to suppress much of their work from the 30s as ‘dishonest’. Thus he tinkered with Spain, the long poem he wrote trying to support the Republicans, but eventually came to hate its entire tone and banned it.

This notion of individual truth was the reef that the ‘movement’ of political poetry ran aground on.

Review of A Vision by W.B. Yeats (April 1938)

In this book Yeats systematically laid out the complex system of images and ideas which underpinned his later poetry and which, he claimed, had been communicated to his wife by messages from the spirit world. With restrained irony Spender says that, if these complex insights into the meaning of human history, its patterns and recurrences really are true, it is a shame this long and complicated book makes no attempt to prove the fact or to relate it to the world the rest of us live in. More sharply, Spender notes that when Yeats writes that when he read Oswald Spengler’s vast epic about The Decline of the West (1918-22) he found an eerie similarity with his own thought – that is because both of them, along with Stefan George and d’Annunzio, in their attacks on the rotten littleness of modern democratic society and the need for new Caesars to rise up and restore civilisation – all prove ideological and artistic justifications for fascism.

Review of One-Way Song by Wyndham Lewis (December 1933)

Percy Wyndham Lewis was an avant-garde artist who, just before the First World War, founded the short-lived movement of Vorticism, a British response to Italian Futurism. After the war (in which he served) he continued to paint, including marvellous modernist portraits of his chums T.S. Eliot and Ezra Pound, plus the doyenne of 1920s poetry, Edith Sitwell; but also wrote a lot, novels, huge meditations upon Western Man, and, as in this case, poetry.

One-Way Song is an extended satire written with Lewis’s demonic energy which sets out to flail every cause Lewis can think of, including parliamentary democracy, Progress, relativity, the expanding universe and racial equality. Some of the lines tend towards fascism i.e. saying society can only be saved from its pettiness by a Strong Leader, but on the whole Spender admires Lewis for his vigour and his openness, unlike many a fascist sympathiser who couches their support in suaver support for ‘the corporate state’ etc.

Review of Phoenix by D.H. Lawrence (January 1937)

Lawrence was one of a kind, sui generis. Not many major writers have emerged from the genuine working class, his Dad being a miner in the coalfields outside Nottingham. As Lawrence got educated he moved out of his own class, but was never at home with the smug bourgeoisie which runs English culture (in his day, the Bloomsbury Group).

Despising the middle class for its post-impressionist pusillanimity, but unable to expect anything of a working class he knew was crushed and cowed, he found a solution, a way out – Sex.

In the sexual act two people could transcend the petty restrictions of class and country and rediscover human dignity and authenticity. On this discovery he posited a potential social revolution, and described and wrote about it on countless occasions. He was against crowds, the masses and their filthy representation politics and democracy. In this respect he was anti-democratic and gave way sometimes to brooding images of Dark Power and the Strong Leader. But at its core he revolted against all of society, of whatever shape, in favour of a revolution in the head of individuals, then of men and women in their relationships with each other.

All settlement of the property question must arise spontaneously out of the new impulse in man, to free himself from the extraneous load of possession, and walk naked and light.

This is why he is among the Great Writers – because he took the key subject of the most serious novels – relationships between men and woman, or a man and a woman – to new levels of intensity.

Review of Red Front by Louis Aragon (May 1933)

A review of a zealously communist poem by the French poet, Louis Aragon. Spender is blisteringly critical of its calls for the proletariat to rise up and shoot the bourgeoisie. Why, asks Spender. Why is one lot of people arresting, imprisoning, torturing and executing another group of people terrible if it’s group A, but fabulous and deserving hymns of praise if it’s group B? They’re all people.

Marx had an answer. The proletariat represent Hegel’s Spirit of History. They are not only good and just in themselves, they represent the future of mankind. Spender obviously doesn’t buy this.

Spender says this isn’t a poem it’s propaganda and, what’s more, threatening propaganda. He treats Aragon to about the most withering criticism possible by saying its invocations and threats of violence are directly comparable to Hitler. Compare this poem to any speech by Hitler. Whoosh!

Poetry and Revolution (March 1933)

A poem is complete in itself, it does not reach out and affect the real world. Poetry is idealist in the sense that it is restricted to the world of thought. It is, therefore, the opposite of materialist thought. Individuals locked in their own little worlds is the opposite of the mass movement which the revolutionist calls for.

Basically Spender argues that all literature is middle class. To read it or be able to write it, workers have to get educated enough to lose their working class roots and enter the bourgeoisie. Even rebels against the bourgeoisie tend to be bourgeois, and their ‘rebellion’ tends to be into precisely the kind of visionary individualism which the true revolutionary hates most (he evidences the French poet, Rimbaud).

The bourgeois artist can not rebel against his bourgeois origins. But he can serve revolutionary ends by writing honestly. If he writes honestly his writings will accurately reveal the symptoms of a decaying society.

He defends poetry with these arguments:

  • poetry records the changing meaning of words, it preserves words in their pure and historic meaning
  • poetry saves the language from degenerating
  • poetry is a function of our emotional life
  • ‘poetry is the language of moments in which we see ourselves or other people in their true relation to humanity or nature’
  • poetry expresses compassion for all human beings regardless of race or class

Contemporary writers who wish to be communists cannot join the communist cause because of their economic condition, which forces them to be individuals, alone and alienated. Come the revolution, this will be solved.

(Compare and contrast Spender’s lightweight ideas with the fully worked out theory of Realism in fiction propounded by Marxist philosopher György Lukács.)

The Poetic Dramas of W.H. Auden and Christopher Isherwood (Autumn 1938)

Spender had written a poetic drama himself, Trial of a Judge, this same year of 1938.

He praises the poetic dramas of W.H. Auden and Christopher Isherwood, specifically The Dog Beneath The Skin and The Ascent of F6, but enters a few typically sensible caveats.

  • Not much of the poetry in them is as good as Auden’s individual poems.
  • None of the characters has the subtlety of the characters in Isherwood’s novels.
  • Lastly, the pop nature of some of the lyrics created a kind of lowest common denominator style which Auden’s younger fans are now copying.

The public figures in F6 are too true to life to be believable. The satire on them is too crude to be believable and therefore effective. In this respect, yes, they are rather schoolboyish, as older critics claimed. Spender considers Dog works in its long journey round Europe, but when the protagonist returns to his English village, the climax of the play is him delivering a sermon indistinguishable from one any ordinary vicar would deliver.

Spender acutely points out the several ways in which the conclusion of The Ascent of F6 is not only unsatisfactory, it is incoherent. I agree with him that lots of it are just chunks of Auden which have been inserted into the play without too much regard for context. But that the chorus poetry of Mr and Mrs A is excellent (the best thing in the play, in my view).

With a touch of the apocalyptic, Spender hopes Auden and Isherwood have laid the foundations of what might be a much wider social change in coming decades which would see ‘the emergence of the theatre as the most significant and living of literary forms’ (p.61). Of course, they hadn’t.

Tangiers and Gibraltar Now (Left Review, February 1937)

Six months into the Spanish Civil War, Spender tried to get into republican Spain but was refused a visa so he did the next best thing which was to travel to Tangiers – where he attended meetings, speeches etc by Republican supporters – then Gibraltar, where he dwells on the revolting Franco sympathies of the British authorities and old British colonels’ mithering about ‘Red atrocities’. Even if these atrocities are true, Spender excuses them as the inevitable excesses of the suffering imposed on the people by the ‘monstrous Spanish system’ (p.64).

Heroes in Spain (New Statesman, May 1937)

Finally Spender got himself into Republican Spain and reports on what he saw and the Unity of the People as he travelled round for six weeks.

Spender takes exception to calling anyone who dies in a war, a ‘hero’, saying this is just a rhetoric people use to hide from themselves the disgusting reality of war. He testifies that the actual soldiers dislike talk of heroes and heroics; in the reports they read they are far more concerned to hear the simple truth.

Spain invites the world’s writers (Autumn 1937)

Being notes on the International Writers Congress held in which Spender attended. He is very impressed by André Malraux (‘a hero’) and his talk of will, how the writer must create an environment which allows them to write. They drive from Barcelona to Valencia and on to Madrid, seeing sights, meeting the People, excited by the social revolution very obviously going on around them. The essay concludes with a conversation with the Spanish poet, José Bergamín who, when asked about his Catholicism, says yes yes yes he believes all the articles of faith, but no no no he believes the Catholic Church in Spain has allied with one particular class and is trying to prevent ‘the spiritual growth of the Spanish people’. Spender optimistically concludes that, within the political revolution sparked by the war, is also taking place a Catholic Reformation. (In both predictions he was, of course, wrong.)

I join the Communist Party (Daily Worker, February 1937)

Spender explains that the motivation of his book Forward From Liberalism, published in 1937, was to show the mindset of a typical bourgeois liberal (i.e. himself) approaching communism, namely his belief in social justice and international peace rather than imperialist aggression.

In this article he announces that he has a) formally joined the communist party b) is setting off to Valencia to support the Republican government.

In fact these three short pages conclude with a description of his whistlestop tour of Tangiers and Gibraltar (mentioned above) and how he found everywhere how a minority of capitalist-imperialists was wedded to the Francoist attachment to property and in doing so seeking to suppress and put down the 80% of the population who wanted revolutionary change to their society.

Everywhere he went he saw Communists leading the fight against fascism, the best and most dignified of the working class were the Communists. And so he’s joined the Party.

When he puts it like that, his decision sounds eminently reasonable.

However, the first half of the little essay indicates a massive problem he faced: even before he joined the Party he had been sharply criticised by a critic in the Daily Worker for passages in Forward From Liberalism in which he had questioned the Moscow Show Trials i.e. Stalin’s word.

This is the crux of this entire section and of Left-wing politics in the 1930s as a whole. In contrast to the rotten, do-nothing democracies, Communism was actively fighting the unambiguous evil of fascism, and everywhere communist workers provided inspiring examples of human heroism and high-mindedness. Plus, to the anxious bourgeois intellectual, the Communist Party provided a wonderful sense of community and acceptance in a greater task. Good.

But, as they all discovered, Communism-in-practice meant lying for Stalin. Lying about the show trials, the deportations, the famines, the labour camps, the murder of opponents and rivals in Russia, and lying about the undermining of the entire Spanish Republican war effort by commissars more concerned with eliminating Trotskyists or Anarchists than with fighting the supposed enemy.

And this was the enormous disillusion which woke Spender, Auden and many other writers from their dream of solidarity with the working class. They would love to show solidarity with the working class and overthrow the rotten old system. But central to membership of the Party was abandoning their individual ‘bourgeois’ consciences and lying for a brutal, murderous dictator. And none of them could do that.

Postscript

With the ending of the Spanish Civil War it became clear that the thirties was being wound up like a company going into bankruptcy. The departure of Auden for America in 1939, whatever personal feelings it aroused, considered as a public act only underlined what most of his colleagues already felt: that the individualist phase was over. From now on, people did not join anti-fascism as individuals who might influence history. They joined armies in which they were expected to forget that they were individuals. (p.85)

With a few exceptions the writer associated with the thirties tried after 1939 to break with their political connections. This was particularly true of Auden who edited out of his works what might be termed the Thirties Connection. His departure for Isherwood in late 1939 dramatised the end of a decade. (p.276)

(In this second passage Spender makes a small but telling mistake. Auden and Isherwood sailed for New York in January 1939, at the start of the year. Spender’s memory has smoothed this out by making it occur in ‘late’ 1939, right at the end of the year and so of the decade – thus making it appear more symbolic and neat. Well, he’s a poet, not a historian.)


Credit

The Thirties and After by Stephen Spender was first published by Macmillan Books. All references are to the 1978 Fontana paperback edition.

Related links

Berlin Alexanderplatz by Alfred Döblin (1929)

Who is it standing in Berlin Alexanderplatz, very slowly moving from leg to leg? It’s Franz Biberkopf. What has he done? Well, you know all that. A pimp, a hardened criminal, a poor fool, he’s been beaten, and he’s in for it now. That cursed fist that beat him. That terrible fist that gripped him. The other fists that hammered at him, but he escaped.
A blow fell and the red wound gaped.
But it healed one day.
Franz didn’t change and went on his way.
Now the fist keeps up the fight,
it is terrible in its might,
it ravages him body and soul,
Franz advances with timid steps, he has learned his role:
my life no longer belongs to me, I don’t know what to set about.
Franz Biberkopf is down and out.
(Berlin Alexanderplatz, Penguin paperback edition, page 418)

Alfred Döblin

Bruno Alfred Döblin (1878 to 1957) was a German novelist, essayist, and doctor, best known for his novel Berlin Alexanderplatz (1929). A prolific writer whose œuvre spans more than half a century and a wide variety of literary movements and styles, Döblin is one of the most important figures of German literary modernism. His complete works comprise over a dozen novels ranging in genre from historical novels to science fiction to novels about the modern metropolis, several dramas, radio plays, and screenplays, a true crime story, a travel account, two book-length philosophical treatises, scores of essays on politics, religion, art, and society, and numerous letters. (Wikipedia)

Berlin Alexanderplatz’s ‘modernist’ aspects

Berlin Alexanderplatz is not only considered Döblin’s masterpiece but a central achievement of German Modernism. It is often compared to James Joyce’s Ulysses because it, also, is:

– long (478 densely printed pages in the Penguin paperback edition I own)

– urban (not just set in Berlin, but rejoicing in the hectic urban bustle of trams and railway stations, and pubs and bars and music halls and tenements, in 1928 Berlin had a population of four million, p.198)

– concerns ordinary people (The ‘hero’ of Ulysses is Leopold Bloom, a hard-up seller of newspaper advertising space, and Joyce’s novel takes place in just one day, following him as he traipses round Dublin, hustling for work, popping into bars or the public library, attending a funeral and going shopping; the hero of Alexanderplatz, Franz Biberkopf, is distinctly lower down on the social scale from Bloom; he is an uneducated huckster, fresh out of prison, and the novel is set not on one day but much more conventionally, over quite a few months. But, just as in Joyce, we follow the hero around the noisy bustling streets of a ‘modern’ city, seeing adverts and shop windows, overhearing popular tunes and drinking songs)

The most obvious similarity is the shared use of modernist techniques like montage, multi-textuality and stream of consciousness.

Multi-textuality or Tatsachenphantasie

The narrative often switches, casually and with no warning, from third-person storytelling to direct quotation of texts such as newspaper adverts, magazine articles, anatomical textbooks, tram timetables, legal documents, an official breakdown of causes of mortality in Berlin 1928 and so on.

This approach was so novel at the time that it was given a name, Tatsachenphantasie. To quote the Wikipedia article about Döblin’s technique:

His writing is characterized by an innovative use of montage and perspectival play, as well as what he dubbed in 1913 a ‘fantasy of fact’ (Tatsachenphantasie) – an interdisciplinary poetics that draws on modern discourses ranging from the psychiatric to the anthropological to the theological, in order to ‘register and articulate sensory experience and to open up his prose to new areas of knowledge’.

This it certainly does, and I found many of the interpolated documents more interesting – certainly more comprehensible – than the main plot.

Montage

At a slightly higher ‘level’, the narrative is ‘bitty’: it often cuts and jumps to completely different scenes or points of view, sometimes in the one paragraph – directly copying the cutting between shots, between shot sizes and different angles which is the basic technique of movies.

Headlines

An obvious example of this multitextuality is the way the text is broken up by headings which are in the style of newspaper headlines, such as ‘LINA STICKS IT TO THE NANCY BOYS’ or ‘VICTORY ALL ALONG THE LINE! FRANZ BIBERKOPF BUYS A VEAL CUTLET’.

This is easy to understand and can be fun and is not really as modern as it first appears; after all, most novels up to the late 19th century included chapter headings which rambled on at length about their contents. Think of Charles Dickens; as a random example, chapter 14 of The Pickwick Papers is described as ‘Comprising a brief Description of the Company at the Peacock assembled; and a Tale told by a Bagman’, and all the other chapters in this and all his other early novels are given similarly extensive introductory descriptions.

So using newspaper headlines to summarise key events in the narrative can be thought of, and easily assimilated, as an early 20th century variation on a time-honoured tactic.

Stream of consciousness

Almost continually the narrative of events is interspersed with Franz’s memories of prison, fragments of songs, or short phrases running through his head.

In fact, as the novel progresses, this applies to almost all the other characters as well. We are introduced to them by a third-person narrator, then suddenly gets sentences starting with an ‘I’ and realise we have dropped inside their heads to see things from their point of view. The next sentence might be a quote from a song (we know this because it rhymes). The next sentence is the strapline for an advert ‘I’d walk a mile for Mampe’s brandy, It makes you feel like Jack-a-dandy’ (p.33). The next sentence mashes together ‘thoughts’ the characters had in an earlier scene – the whole thing recombined to depict the way thoughts purl and slide around inside our minds.

So there can be passages, paragraphs, made up of elements like the above, the interesting thing is how quickly you get used to it, and to read it. Occasionally a lot of quick cuts are confusing, but not often. So far, so similar with Joyce, then.

Joyce versus Döblin

But I’d say Berlin Alexanderplatz differs from Ulysses in one big respect: in the basic attitude to prose.

Joyce was not just a great writer, he was a writer of genius with a Shakespearian ability to command the English (and other languages) to perform almost any trick he wanted. All his works go beyond brilliant experiments in style and diction, beyond amazingly accurate parodies and pastiches, to actively dismantle the English language altogether.

Take the opening pages of Portrait of the Artist As A Young Man, which use baby talk to try to capture the infant thought processes of a baby which can barely speak; or almost any passage once you get into the main body of Ulysses.

What most characterises Ulysses is less the ‘mechanical’ and obvious aspects of modernism listed above (collage, stream of consciousness) but Joyce’s crafting of different prose styles to reflect each of the chapters and episodes in his story, each successive chapter becoming harder to read as it accumulates verbal references to previous events, given in evermore fragmentary form, and as the English language itself starts to break down as words merge and recombine, leading up to the delirious scene in the brothel where not only the characters, but the English language itself gets totally trolleyed and explodes.

As Ulysses progresses, it becomes more involved in a huge range of verbal special effects designed to convey the mood of, say, a Dublin pub full of heavy drinkers, the section in a library in which Joyce performs a tour de force describing the scene in language which mimics the evolution of the English language from its roots in Anglo-Saxon right through each century’s changing styles up to the present day.

At the novel’s climax, language breaks down completely as it mimics a host of drunken minds caught up in a drunken riot in a brothel. Then Ulysses concludes with the famous final chapter which consists of one vast flowing stream-of-consciousness rendition of the thoughts of a dozing woman (Molly Bloom, Leopold’s wife).

There is nothing at all like this level of verbal ambition in Berlin Alexanderplatz. On the contrary, long stretches of the prose – at least in the 1931 translation by Eugene Jolas which I read – is surprisingly flat, colourless and factual.

Thus Franz Biberkopf, the concrete-worker, and later furniture-mover, that rough, uncouth man of repulsive aspect, returned to Berlin and to the street, the man at whose head a pretty girl from a locksmith’s family had thrown herself, a girl whom he had made into a whore, and at last mortally injured in a scuffle. He has sworn to all the world and to himself to remain respectable. And as long as he had money, he remained respectable. Later, however, his money gave out: and that was the moment he had been waiting for, to show everybody, once and for all, what a real man is like. (p.42, last words of Book One)

See what I mean? The prose, in and of itself, often holds little or no interest. It is routinely as flat and grey as old concrete.

One effect of this prose flatness is to make the multi-textuality, the montage and the modest fragments of stream-of-consciousness much easier to recognise and to assimilate whenever they appear. The transitions may be abrupt, but the prose of each fragment is always complete and definite.

That crook Lüders, the woman’s letter, I’ll land you a knife in the guts. OLORDOLORD, say, leave that alone, we’ll take care of ourselves, you rotters, we won’t do anybody in, we’ve already done time in Tegel. Let’s see: bespoke tailoring, gents’ furnishings, that first, then in the second place, mounting rims on carriage wheels, automobile accessories, important, too, for quick riding, but not too fast. (p.135)

A little tricky, but from the context the reader knows that this a description of Franz walking through the streets of Berlin, his eyes registering advertising hoardings and shop frontages (bespoke tailoring, automobile accessories), angrily thinking how the crook Lüders betrayed him (which he knows from the letter she sent him) and in Franz’s violent fantasy he imagines stabbing him in the guts, but then contradicts this thought using ‘we’ to refer to himself, trying to quell his appetite for violent revenge by telling himself that ‘we’ (i.e. he, Franz) are not about to ‘do anybody in’, because ‘we’ have already ‘done time’ in Tegel, the name of the prison where he was locked up.

And – another crucial difference with Joyce – even if some passages like this take a bit of effort (though not much) the prose, sooner or later, returns to normal. We return to fairly flat, factual prose and know where we are again.

So Alexanderplatz is a bit confusing, yes, but not impenetrable as a lot of Ulysses quickly becomes (without repeated study). Compared to Joyce’s extraordinary and extended experiments with English prose, reading Berlin Alexanderplatz doesn’t present any real verbal challenge.

By far the hardest thing about reading this book, I found, was nothing to do with its (fairly tame) modernist techniques: it was trying to figure out why the devil the characters behave as they do. At almost every key crux in the plot I didn’t understand what the characters were doing or why (see plot summary, below). The net effects of reading the book were:

  1. enjoyable modernist experimentalism (I liked the insertion of newspaper headlines, official documents etc into the text)
  2. repulsion at the casual lowlife brutalism of almost all the male characters (see below)
  3. complete inability to understand why the characters behaved as they did (for example, the complex sex/love lives of Franz and Mieze and Eva, described from Book Seven onwards)

Nine books

Berlin Alexanderplatz is divided into nine ‘books’. Each book is prefaced by a couple of paragraphs describing in general terms what will happen in it, another trait reminiscent of English 18th century novels. Indeed, the entire text is preceded by a one-page summary anticipating the shape of the action, a little as a Greek tragedy is introduced by a chorus telling us what is going to happen.

The obvious difference is that these half-page introductions have more the quality of a fable or children’s tale, not least because they generally include deliberately trite jingles or doggerel.

Biberkopf has vowed to become respectable and you have seen how he stayed straight for many a week
but it was only a respite, so to speak.
In the end life finds this going too far,
and trips him up with a wily jar.
To him, Franz Biberkopf, however, this doesn’t seem a very sporting trick,
and, for a considerable time, he finds this sordid, draggle-tailed existence, which contradicts his every good intention, a bit too thick.
(Intro to Book Three, p.105)

This fondness for cheap songs, doggerel poetry, advertising jingles, and sometimes just random rhymes, becomes more noticeable as the book progresses and is every bit as prominent as the more obvious NEWSPAPER HEADLINES, insertion of official documents and so on.

In Switzerland, on Tyrol’s height,
One feels so well by day and night,
In Tyrol the milk comes warm from the cow,
In Switzerland there’s the tall Jungfrau. (p.358)

The children’s fairy tale feel is emphasised by the way that, in the one-page preface to the whole text, we are told Franz will suffer three blows, three after all being the canonical number in fairy tales (little pigs, Goldilocks bears, billy goats gruff etc).

Three times this thing crashes against our man, disturbing his scheme of life. It rushes at him with cheating and fraud. The man is able to get up again, he is firm on his feet. It drives and beats him with foul play. He finds it a bit hard to get up, they almost count him out. Finally it torpedoes him with huge and monstrous savagery. (p.7)

Greek and Bible imagery

Joyce’s Ulysses is (although it’s hard to make this out on a first reading) loosely structured on Homer’s ancient Greek epic poem, The Odyssey, with Leopold Bloom wandering round Dublin rather as Odysseus wanders round the Mediterranean, loosely sought by young Stephen Daedelus, in roughly the way that Odysseus’s son, Telemachus, searches for his father in Homer’s poem – until, at the climax of the book, they are reunited.

Again, Berlin Alexanderplatz doesn’t have anything like the same ambition or scope as the Joyce. Instead it contents itself with occasional references to ancient Greek legends or Bible stories, which pop up as ironic references, sometimes taking up a couple of pages of extended description, and thereafter popping up again as anything from paragraphs interrupting the main narrative, sometimes just one-phrase reminders.

So, for example, the sense that Franz’s story is like a Greek tragedy is made explicit in the numerous references throughout the book to the plot of the ancient Greek Oresteia  in which, while King Agamemnon is away at the Trojan War, his wife Queen Clytemnestra has an affair and, upon his return, murders Agamemon in his bath. Whereupon their son Orestes returns and murders his mother and her lover. Whereupon Orestes is pursued everywhere by the Furies who torment murderers. On a number of occasions Franz’s self-torment over his killing of his girlfriend Ida is compared to Orestes and the Furies. It is not, in other words, a very difficult allusion.

Towards the end of the book, as Franz’ tribulations build up, there are some extended (two- or three-page-long passages) which quote the Book of Job from the Bible, explicitly comparing Franz to Job (pp.146-149, 399). Again, fairly obvious.

There’s an extended comparison with Abraham teetering on the brink of sacrificing his son, Isaac (pages 298 to 299). And as we see more of the murderous underworld Franz has got involved in, the text interpolates quite a few references to the Whore of Babylon, quoting descriptions of her from the Bible’s Book of Revelation (pages 266, 306, 400, 446)

The woman is arrayed in purple and scarlet colour and decked with gold and precious stones and pearls, having a golden cup in her hand. She laughs. And upon her forehead is a name written, MYSTERY, BABYLON THE GREAT, THE MOTHER OF HARLOTS AND ABOMINATIONS OF THE EARTH (p.266)

These high literary references sort of enrich the text though, to be honest, I found them a bit boring, less interesting than the newspaper reports Döblin interjects about scandalous murder trials being reported in the newspapers or quotes from communist or Nazi articles or even the extended description of the Berlin slaughterhouses in chapter four (pages 138 to 145). The Oresteia, Job, I know all about; the inside of a Berlin abattoir circa 1928 is a sweaty bloody revelation.

Collapsing house imagery

Also – sewn in among all the other impressions of the city or of Franz’s scattered consciousness – Franz has a recurrent vision of Berlin’s houses collapsing, their roofs sliding off, cascades of tiles sliding off rooftops and crashing down on him.

Repetition makes this recurring metaphor for Franz’s panic attacks acquire a real charge and ominousness.

Collapsing house imagery pages 13, 120, 240, 265, 314, 471.


Plot summary

Book one (pages 11 to 42)

It is 1927 (p.97).

Franz Biberkopf (the surname translates literally as ‘beaver head’) is released from Tegel prison on the outskirts of Berlin. He is 5 feet 10-and-a-half inches tall (p.176).

He has served four years for the manslaughter of his girlfriend, Ida (‘I knocked that tart’s ribs to pieces, that’s why I had to go in jug’, p.34. A detailed anatomical description of their fight, which quotes Newton’s Laws of Thermodynamics, is given on page 98).

Franz had been a cement worker, then a furniture remover, among numerous odd jobs (p.96). He catches a tram into town and wanders, dazed at being a free man, through the hectic streets, terrified of the hustle and bustle.

Terror struck at him as he walked down Rosenthaler Strasse and saw a man and a woman sitting in a little beer shop right at the window: they poured beer down their gullets out of mugs, yes, what about it? They were drinking: they had forks and stuck pieces of meat into their mouths, theyn they pulled the forks out again and they were not bleeding. (p.12)

Crude, isn’t it. In fact it’s almost as crude as language and psychology can get without sinking below the level of human articulation altogether.

Franz retreats into the courtyards of tenements in Dragonerstrasse (p.35), where he is taken in by a couple of Jewish men who (bizarrely) argue fiercely among themselves while they tell him the life story of young Stefan Zannovich the con man who ended up committing suicide in prison, and whose body was taken away by the knacker. It is a strange, offputting start to the book. First time I read it, I gave up at this point.

Having sobered up, as it were, Franz sets off into the streets again, dazed by freedom and the hustle and bustle of the Berlin crowds. A population of four million.

He decides – in the blunt crude German way we got used to in Hermann Broch’s novels – that he needs ‘a woman’ to calm down, but when he picks up and goes home with two successive prostitutes, can’t get an erection with either of them. Cue some multi-textuality when a textbook account of impotence is inserted into the text and, a little later, an advert for an aphrodisiac.

Day three and Fritz finds himself knocking at the door of the sister of the girlfriend he murdered, Minna, who reluctantly lets him in, then he rapes her, rather as August Esch rapes Mother Hentjen in Hermann Broch’s The Anarchist and then Wilhelm Huguenau rapes Mother Hentjen in The Realist.

German rapists, eh, well worth writing novels about. Well, all their wives and girlfriends would be raped to death 16 years later by the invading Russians, so it was good practice.

Finally Fritz feels content, released, free, like a real man again (p.37).

He leaves but comes back in the following days to bring her presents, but Minna rebuffs him every time. She is married and her husband Karl asks her how she got the black eye and bitemarks on her neck, which are the signs of Franz’s assault. Still, they talk quite affably. He comes round with some aprons to replace the ones he tore to shred in the initial rape. She listens, chooses an apron, but is terrified of the neighbours seeing, and keeps crying. The big hearty brute Fritz is quite oblivious to all this.

Book two (pages 45 to 103)

Opens with the characteristic quoting of official texts which read like small announcements from a newspaper, then a detailed technical description of the weather forecast (‘Weather changing, more agreeable, a degree or two below freezing-point’ [which, incidentally, echoes the opening of Robert Musil’s The Man Without Qualities]) and then a list of the main stops of tram number 68, from which Fritz alights amid a blizzard of ad straplines (‘Eat more fish, the healthy slimming dish!’)

It strikes me this is collage: ‘A collage is a composition of materials and objects pasted over a surface.’ The quoted texts may or may not be related, but in a way their unrelatedness demonstrates quite well the classic modernist impulse to embody or describe the chaotic, overwhelming sensory and mental stimulation of the ‘modern’ city.

And so the main action, if you can call it that, is surrounded by side actions, snippets and vignettes of life in the big city. A couple of old geezers chatting in a billiard hall about one of them losing his job. A young woman gets off a tram, is met by her older lover, who takes her to the flat of a friend, while she worries all the way about what mummy and daddy would say if they found out.

It is a few weeks later and Franz has found somewhere to live, has raised some money from savings and selling off furniture, and so is smartly dressed and going round with a plump new Polish girlfriend, Lina, Lina Przyballa of Czernowitz, the only legitimate daughter of the farmer Stanlislaus Przyballa (p.74), according to Lüders, a ‘little fat thing’ (p.118).

They come across a newspaper seller located in a doorway and – this is very obscurely described – he appears to also sell illicit gay magazines and persuades Franz to take some. Franz presents them to Lina in a café but she is disgusted and insists they go back to the shabby old seller and Franz watches from across the road as she yells at the seller then throws the magazines on the floor.

It is typical of the book’s technique that this ‘story’ is interrupted by an imaginary vignette of a respectably married old chap (a ‘greypate’) who one day picks up a pretty boy in the park and calls him his sunshine and takes him to a hotel room. It’s not even suggested that they have sex, but the hotel room has peepholes and the owner and his wife spy on the pair and then report them to the police. He is hauled up in court but persuades the judge nothing happened; but a letter detailing his court appearance and aquittal is posted to his home where, away on business, his wife opens it and the poor man returns home to weeping and lamentation from his wife (pp.72-3)

Meanwhile, Franz rejoices over his girlfriend’s victory over the magazine seller by forking her on the sofa, then they stroll along to the Neue Welt pub in the Hasenheide Park – musicians in Tyrolese costume, beer drinking songs – ‘Shun all trouble and shun all pain, Then life’s a happy refrain’ (p.76) a Charlie Chaplin impersonator on stage, you can buy tickling sticks. Döblin, like a camera, roams among the crowd, alighting briefly on the second fitter of an engineering firm in Neuköln, two couples necking, soldiers with their floozies, there’s weight-lifting competitions and see-your-future-wife stalls. Franz gets plastered and ends up at the bar with a fellow drunk complaining about having fought the French, being a patriotic German, but no job, down on his luck, he’s going to join the Reds.

It’s a deliberately whirligig chaotic depiction of a set of connected, loud, smoky, drunken music halls, yet it’s worth noting that the prose never ceases to be correct. It’s just broken up into short sentences, with frequent quotes from the cheap songs. But the sentences themselves don’t collapse, neither do the word themselves break up and intermingle, as they do in Joyce.

Franz now peddles Nordic Nationalist papers. He’s not against the Jews but he’s for law and order. The narrative immediately includes block quotes from said Nationalist papers, well conveying the wheedling tone of aggrieved Fascist propaganda. Franz is down the pub with mates, some of whom reminisce about their service in the war, then the trouble afterwards i.e. the communist uprisings in Berlin and elsewhere. Then the inflation and the hunger.

Franz’s drinking buddies (Georgie Dreske and Richard Werner, the unemployed locksmith, p.80) down at Henschke’s bar take exception to the Fascist armband Franz has taken to wearing. They argue about their war records.

Next night, when Fritz goes there, there are a few strangers with his mates, they all look at him surlily, the sing the Internationale. Franz recites a poem written by a fellow inmate, Drohms, then overcome with sentiment goes on to sing The Watch On The Rhine. This doesn’t stop one of the new boys starting a fight, a table is overturned, a plate and glass smashed, but then they back off and Franz walks out to bump into Lina who’d come to meet him there. She shows him a Peace newspaper with a sweet poem about love. She snuggles up to him and quietly suggests it’s time they got engaged.

Franz is prone to bad dreams, pangs of conscience. It is partly to quell this psychological eruptions that he longs for Order and Discipline which means escape from his personal demons. This leads to an extended passage about the fate of Agamemnon home from the Trojan War who is murdered by his wife Clyemnestra, who is then murdered by her son Orestes, who is pursued by the Furies – as Franz is by his bad dreams. The section includes a clinical description of how Franz murdered his wife – in fact, in the heat of a row, he hit her twice in the guts with a whisk, but the blows were enough to break a few ribs, rupture a lung, prompt several infections from which she died miserably in hospital five weeks later. And a characteristically ironic modernist juxtaposition of the hilltop flares which signalled the arrival of Agamemon home, with a technical description of the activity of modern radio waves.

Book three (pages 107 to 121)

In this fairly short book, Franz is embroiled with Otto Lüders, a more than usually disreputable prole who’s been out of work for a couple of years (a factual interlude in the previous book detailed the rise in unemployment at the end of 1927). Franz is now selling bootlaces on the street or hawking them door to door. He arrives in the pub for a drink with Otto and swankily tells him he’s made 10 marks (apparently a tidy sum) out of a woman, a skinny widow women who invited him in for a cup of coffee and he left his whole stock there. I wasn’t sure, but I think the implication is that Franz gave her one, as the saying goes. He also seems to have left his entire stock there, though whether as a gift or an oversight I couldn’t work out.

Anyway, next day Lüders sneaks along to the building, finds the same widow woman, forces his way in under pretence of being a door to door salesman, extorts a coffee out of her and terrifies her so much, he is able to nick a whole load of stuff, her table cover, sofa cushions etc, and legs it.

With the result that, next day when Franz goes round to see her with a bouquet of flowers, the widow woman slams her door in his face. Franz tries a few times more then leaves her a note telling her to bring his stuff to a pub. But she doesn’t. Otto enters said pub, spots Franz looking hacked off, turns and legs it. Franz puts two and two together.

Interlude of a war veteran whose four-year-old son has just died because the doctor was too busy to come and see him. He’s loitering outside their apartment house then goes to see the doctor to give him a piece of his mind, then goes upstairs to where his wife is weeping.

Franz is so distraught at Otto’s betrayal that he ups and leaves. Pays off his landlady, packs his things and leaves his flat. Doesn’t even tell Lina. Lina asks their friend (‘little’) Gottlieb Meck to find him. Meck goes for a beer with Lüders and then, in one of those scenes I find so disconcerting about this German fiction, walking down a dark street pounces on him, knocks him to the floor, beats the crap out of him and threatens him with a knife, telling him to locate Franz.

Next day Lüders reports back. He’s found Franz in a boarding house just three numbers down from his former place. Like Meck, Lüders keeps his hands on an open knife in his pocket as he goes into Franz’s room, finds him on the bed with his boots on, depressed. Frane yells at him to get out, then throws the bowl of washing water at him, Lüders insists he’s not right in the head.

Book four (pages 125 to 167)

It is February 1928 (p.151)

Lengthy description of all the inhabitants of the tenement in Linienstrasse which Franz has moved to, with intertextuality e.g. the description of lawyer Herr Löwenhund is interrupted by direct quotes from legal documents he’s dealing with or letters he’s written. Tatsachenphantasie.

Franz is lying around in the squalid room he’s renting, drinking all day. I still can’t figure out why Lüders going behind his back to threaten the skinny widow woman has affected him like this.

A lengthy description of the abattoir and slaughterhouse district of North Berlin, giving facts and figures as in a government report, then moving on to a precise and stomach-churning description of precisely how they slaughtered pigs and cattle.

With a weird interlude about the story of Job from the Bible.

Which then goes on to an extended yarn about the caretaker of a warehouse, a Herr Gerner, who is persuaded to fall in with a bunch of burglars who want to break into it, to the extent that after the break-in he allows them to stash all the stolen goods in his house. In some obscure way which is hedged around, I think he allows his wife to sleep with the youngest, tallest and handsomest of the thieves. I think. I couldn’t make it out. Anyway, the next morning the police call round and arrest him. Franz saw some of this happening i.e. an initial attempt of the burglars to climb over the wall and pinch some stuff, but he refuses to squeal to the cops.

It is freezing cold February morning and on a whim, Franz decides to go and visit Minna who he hasn’t seen for a while. But the door is opened by Minna’s husband, Karl, who sends him packing with a flea in his ear.

Book five (pages 171 to 223)

A very enjoyable panoramic overview of Alexanderplatz with its roadworks, shops, trams and hustling crowds. It is the evening of 9 February 1928, and little Meck bumps into Franz selling newspapers again. They go to a bar and have inconsequential chat with other working class men. All the antagonism Franz prompted by selling nationalist papers and wearing a swastika armband seems to have disappeared.

Franz gets into a some kind of ‘scheme’ with a slim stuttering man who wears a shabby army greatcoat named Reinhold (‘that quite insignificant figure, a mouse-grey lad in mouse-grey’, p.203). This Reinhold is a serial womaniser and takes a new girlfriend each month and shifts his previous one onto Franz. I really didn’t understand what anybody has to gain from this or why they’d do it, but a certain Fränzl comes to be Franz’s grilfriend for a month or so, and then she’s replaced by silly Cilly, and I think Franz then passes them onto little Ede the hunchback. I think that’s what happens.

As I mentioned above, I find the passages where the character’s walking through the streets, and the text cuts from his thoughts to advertising straplines, song jingles, a Berlin tram timetable, a leader from that day’s newspaper – the familiar technique and content of ‘modernist’ literature – easy to understand and enjoyable to read. In fact the passages where Döblin just inserts highlights and stories from the day’s newspaper are interesting social history.

But I find many passages of the apparent plot inexplicable: how exactly did the thieves persuade the nightwatchman Gerner to join them and what went on between the handsome one and Gerner’s wife? Why did Lüders going round to see the skinny widow woman upset Franz so much that he dumped Lina and moved apartment? What had Lina done wrong?

The modernism stuff is easy-peasy to process and, as the book progressed, I enjoyed the cumulative collage of Berlin life circa 1928 which it built up. Whereas the bones of the plot – what the characters were doing and why – I frequently found incomprehensible.

Franz gets fed up of getting Reinhold’s hand-me-downs every month. Cilly puts up a fight and Franz decides to stick with her and tells Reinhold, who storms off in a huff. Characteristically, that night Reinhold dreams of murdering his current squeeze, Trude.

Disaster strikes

It is the second week of April 1928. Easter. Franz pops out from his 4th floor apartment, leaving Cilly. It’s snowing. He bumps into an asthmatic man who tells him about a scam he carries out, which is to offer to buy old junk off people, he turns up, removes the junk, then slips a mimeographed card through their doors saying that ‘due to unforeseen circumstances’ he can’t pay, and legs it, Franz thinks he’s a bit bonkers.

They come across a brawl, a crowd has gathered round it. Franz pushes to the front and is enjoying the fight when he realises one of the fighters is Emil, a mate of Reinhold’s he’s seen around. Just then the cops arrive to break up the fight and Franz charitably helps Emil away to shelter in a doorway.

Here Emil tells Franz he’s going to stagger home – he got fairly beaten in the fight – but asks Franz to do him a favour: can he pop round and tell a man named Pums (who we’ve met knocking about the bars) that he, Emil, won’t be able to help with a spot of removal they’re planning to do. Franz pleads that he ought to go home & see Cilly, but Emil persuades him to go and see Pums, the house is just nearby. So he does. And Pums offers Franz money to help out with the removal, say five marks an hour for a few hours.

Franz is still reluctant and wants to go tell Cilly where he is, but Pums says there’s no time, they’ll be leaving soon, they give Franz a pen and paper and he scribbles a note to Cilly saying he’s unexpectedly on a little job. Pums’s girlfriend takes it – takes it next door and burns it in the fire…

To cut a long grim story short, Franz is piled into one of two cars with Pums and a few other guys including Reinhold, who we discover is one of ‘Pums’s men’. They drive for a long time to the outskirts of Berlin. And here he suddenly finds himself tasked with acting as lookout while the men comprehensively loot a warehouse, filling the cars with booty. Franz is basically an honest man and gets cold feet, makes to protest but Reinhold hits him very hard on the arm, while the men shuttle past him in the dark, their arms full of loot. Franz makes a second bid to leave, but they’ve finished anyway and drag him into the car, as both accelerate off.

But they see that someone’s spotted them and another car is in pursuit. Then something strange happens in the second of the two escaping crim cars. When Franz hears that another car is in pursuit, Franz stupidly grins. He was very anxious about being the lookout and resented being hit and threatened by the others and now, like an idiot, grins. Reinhold, squashed in next to him, asks him why he’s grinning, the damn idiot and then Reinhold’s resentment at Franz bubbles up. I found this – as I found all the motivation and psychology in the book – hard to understand, but it seems that although Reinhold persuaded Franz to join his scheme of taking his cast-off women, now – obscurely – in the stress of this tense moment – he resents it, comes to think Franz exploited him somehow, knows dangerous things about him. Franz’s idiotic grinning in the flickering light of the streetlamps which whizz by triggers a sudden surge of hatred in Reinhold and…

Reinhold signals to one of the other guys to fling the car door open… someone punches Franz in the face… Reinhold pushes Franz away from him and over the pile of stolen goods… Franz slips out the car but clinging onto the running board but the others hit him on the arm and thigh and then a crashing blow on the head.

Franz falls into the road and the car following close behind runs over him.

Book six (pages 227 to 315)

Is Franz dead? The narrative cuts to Reinhold the next day, drunk as a skunk before noon, his girlfriend, Trude, who he’s tired off, whines a little, so he beats her face to a pulp, smashing up her mouth and ruining her looks for ever, she runs away taking her stuff. Still drunk, Reinhold swanks around, remembering the job they did last night and feeling mighty proud of himself.

Poor Cilly waiting in his apartment for him to return, then going out into the snowy streets to find him. She bumps into Reinhold dressed up to the nines and very confident. She had brought a kitchen knife with her to tab him with (!). He doesn’t know this, but blames everything on Franz, says Franz has run off with Reinhold’s last girl, Trude, and promises Cilly they’ll get back together soon, and somehow casts his magic over her so she goes off mooning over him.

Now we learn that some other motorists find Franz in the road, load him into their car. Half conscious he asks to be driven to a bar in Elsasser Strasse and request an old friend of his, Herbert Wischow. Herbert is found and he and his girlfriend Eva taken Franz to their flat and change and dress him. Only then do they drive him to a private hospital in Magdeberg.

Why? I don’t know. This, as so much of the actual plot, seems incomprehensible to me. Why didn’t Franz just ask to be rushed to the nearest hospital?

In the hospital at Magdeburg the doctors amputate his right arm (!) and fix other broken bones. Then Wischow and Eva take Franz home to recuperate with them. Old friends from before Tegel drop by. Wischow is upset because Franz didn’t come to see them when he got out of prison and, now, that he’s gotten involved with a crook like Pums. Slowly it comes out that Franz didn’t want to go on the job, didn’t know what they were up to, is a victim in every way. Wischow asks questions about Pums and the gang and spreads the word about how they ill-treated Franz. The mood of the underworld turns against Pums’s mob. Some of them suggest having a whip round to give Franz compensation, and they raise several hundred marks but when Schreiber goes round to deliver it and puts his hand in his pocket, Eva has a hysterical fit thinking he’s going to pull a gun and shoot Franz, Franz staggers back, chairs fall over, panic, Schreiber runs off down the stairs, later claiming he gave the money to Eva, and which he keeps for himself.

It’s June 1928 (p.246). Franz determines 1. not to squeal 2. to live independently. He goes to the Charity Commission, he gets a job calling out circus attractions. He bumps into his buddy Meck and, realising the Pums gang have told him one story, tells him a far more heroic version where he, Franz, fired a gun at detectives stumbling over the burglary and the tecs shot back injuring his arm. The aim is to let the Pums gang know he’s not peaching.

Franz determines to resume normal life, to get a job. He picks up a pretty little thing named Emmi who’s been stood up in a bar. Franz is entertaining, they go to a crowded bar. A man with no legs pushes himself along in a kind of trolley. The younger men say anyone who fought and was injured in the war is a fool. When they ask Franz’s other arm is he says his girlfriend is very possessive, so he left it at home with her as a pledge that he’d come home. Laughter.

Franz buys a smart suit, wears a stolen Cross of Iron, looks like a respectable butcher, uses a set of false papers belonging to one Franz Räcker, which have done the rounds of the criminal world. Herbert & Eva have been away at a spa. She is the part-time fancy woman of a rich banker. He takes her to the spa, dresses her, dines her and ****s her. One evening, just after he’s withdrawn 10,000 marks from the bank, they go down for dinner and it is burgled. The implication is it was stolen by Herbert, her lover, who’s followed the couple out there and is tipped off about the money.

Back they come to Berlin, Eva having to live in the fancy apartment the banker puts her up in, hoping he soon tires of her. She can get away fairly often, and she and Herbert introduce Fritz to a pretty young girl they’ve picked up tarting at the Stettin station. Franz is bowled over by this pretty little thing, fresh as a schoolgirl – initially she’s called Sonia, but Franz prefers to call her Mieze (her real name is in fact Emilie Parsunke, p.269).

Franz becomes a pimp

There’s a hiccup in their relationship when Franz discovers she’s getting letters from admirers. Upset, he goes round to Herbert and Eva’s, Eva pushes Herbert out the door and then falls on Franz, ravishing him. She has been in lust with him for ages and seeing him all upset triggered her off. After they’ve had sex, Eva gets dressed and rushes off to find Mieze. Then returns, all straightened out. Mieze loves Franz but has been meeting during the day with ‘admirers’ and extorting money out of them. Franz is relieved, overcome with love, and hastens off to find Mieze, they return to his flat and are more in love than ever.

See what I mean about being confused by the behaviour of the characters. So Franz can have sex with the wife of one of his best friends, all the time upset about her being unfaithful to him, then the best friend’s wife goes to interpose on his behalf, and when it comes out that Mieze has other male admirers who (I think) she has sex with in order to generate income for Franz, everyone is relieved!

And so, in a way which I once again didn’t understand, Franz acknowledges that he has become a pimp (pp.278, 286, 313). Has he? Alright, if the narrator says so, but I found the events & behaviour of the characters hard to follow and almost impossible to understand.

Eva invites Mieze round to their nice apartment but when she admits that she’d like to have a child by Franz, Miese is overjoyed and kisses her and makes a lesbian pass at her (?)

Mieze soon gets set up with a rich admirer, married, who sets her up in a nice flat, though she carries on adoring Franz. Eva comes round and ravishes Franz again, although he’s in love with little Mieze. What if she gets pregnant, worries Franz. Oh she’d love to, replies Eva.

Franz attends political meetings with a mate, Willy, in fact a lowlife pickpocket but who enjoys getting chatting to politically minded workers at communist or anarchist meetings. Both Eva and Mieze want Franz to stop attending the meetings and/or hanging out with Willy.

Extended passage where an old anarchist explains to a sceptical Franz how the ruling class of every nation exploits the workers, but how a communist regime would just substitute a new exploiting class (pp.281-286). Willy, by contrast, is a devotee of Nietzsche and Stirner, and believes a man should do as he pleases.

August 1928. Mieze is settled into being her married man’s mistress, meanwhile remitting the money to Franz, who is thus living off immoral earnings, while Eva continues to love him. Franz pays a visit to Reinhold, who is terrified he’s going to do something. Franz does noting, goes away, feels restless and so returns to Reinhold’s apartment.

What is incomprehensible to me is Franz’s fatalism, the way he seems to bear no grudge against Reinhold for making him a cripple, he says he knew some kind of change had to happen in his life.

Somehow having confronted Reinhold and got it off his chest makes him happy. That night he dances the night away with Eva, while all the time imagining the two he loves, little Mieze (fair enough) and Reinhold. As I keep saying, it’s difficult to follow or understand the psychology. (Though, to be fair, Herbert and Eva are puzzled as to why Franz keeps going round to see the man who was responsible for him losing his arm, p.325).

Book seven (pages 319 to 372)

Opens with pages devoted to some Tatsachenphantasie with an account of one-time air ace Beese-Arnim who is convicted of murdering his girlfriend. And we are given a list of notable America officials who are visiting the German capital. And brief factual accounts of some of the cases passing through the Labour Law Courts. And then a working class girl Anna posts a letter to her boyfriend suggesting they split up. And a young woman of 26 writes in her diary how miserable and weak her periods make her feel, and how she often wants to kill herself.

August moves into September. Franz has unashamedly joined Pums’s gang. They’re as puzzled as Herbert and Eva but when Franz stands there in front of them saying let bygones be bygones, and they all know he hasn’t snitched to the cops, they have to admit he’s right. So they let him in.

Then we learn some of the challenges of selling on stolen goods. Pums’s fence is playing up. Eventually they carefully plan and pull off a job which requires teamwork, one duo lying low in offices above a place where valuables are kept, waiting till the early hours then drilling down through the ceiling, lowering a rope, while they open the door to this upstairs apartment to let other members get in and pass up the swag, pile it, take it down to the car, clear up after themselves with the smoothest member of the gang, elegant Waldemar Heller, taking a dump on the floor as a calling card (p.335).

Reinhold decides to pay Franz’s woman a visit, when he’s not there. He climbs the stairs to ominous accompaniment by the narrator, and slicks his ways past Mieze at the door, and lolls on her sofa and calmly describes the way he and Franz used to pass on women between each other. I was scared he was going to murder her, why? Because he’s German and this is a German novel, but in fact he just heavily implies that Franz might be considering swapping her – all the time openly eyeing her up, before slipperily seeing himself out. Which leaves Mieze with her heart pounding and her thoughts all mixed up with the lyrics of a sentimental love song being played by an organ grinder outside the house (‘In Heidelberg Town I lost my heart…’)

Anyway, a few days later another peculiar scene unfolds. Knowing Mieze is out, Franz takes Reinhold back to his apartment and hides him in the bedroom. Reinhold has been pestering Franz about Miese, what’s she like, remember when they used to swap girls etc, so Franz hides Reinhold with the intention of showing him what a Lady is like, what a pure good girl is like. But unfortunately Mieze comes in and clings to Franz really closely. She’s been away for a few days with her middle-aged gentleman lover. But now she tearfully confesses to Franz that the man brought his young son, a dashing handsome man who made advances to Mieze and so Franz asks whether she loves him and Mieze makes the bad mistake of saying Yes.

At which point Franz goes mental and I thought was going to batter her to death, he slaps her, beats her to the floor, throws himself on her I thought he was going to crush her, one of her eyes is closed, blood is running from her broken lips. Ironically, this is the night Franz chose to bring a witness home to their love and Reinhold watches in amazement, then tries to pull Franz off the cowering whimpering girl. Franz pulls on his coat and storms out and the girl staggers to the staircase shouting after that she still loves him.

Reinhold hesitates to make sure she’s alright, then stumbles down the stairs and out, wiping the blood from his hands.

It is barely believable that the passage ends a few hours later with Franz back in his apartment and Mieze making up to him, billing and cooing, them both in love, and her besotted more than ever with him, the wife-beater.

OK, I can grant that some women become in thrall to their beating partners. But the next scene is a ball given by the Pums gang which Mieze attends in a ball mask as the guest of Karl the tinsmith, dances with all of them, even Franz who doesn’t recognise her (?really) then allows herself to be driven home in a cab with Karl who heavily seduces her, if not has sex with her, in the back of the cab, for some reason having sex with another member of the gang is not being unfaithful, because she’s doing it for Franz, in order to find out more about the gang and help him.

She goes out with Karl a couple of times (telling Franz she’s with the rich gentleman friend). Then Reinhold gets wind of this liaison and muscles in. On a couple of odd occasions he persuades Karl to let him come along when they go on outings to the Freienwalde and its pretty Kurgarten, they stroll past the bandstand, through the woods, back to a hotel where Mieze stays the night, locking her door, the two men sit on the terrace smoking their cigars. That’s Wednesday 29 August 1928.

On Saturday 1 September, they repeat the experience, Karl making himself scarce while Reinhold goes into seduction mode, chatting sweetly to Mieze, while she is happy to go along with his sweet-talk. In an odd moment he undoes his shirt to show her the tattoo on his chest – an anvil – and harshly grabs her head and tells her to kiss it. She recoils, shouting at him, he’s mussed her hair. Nonetheless they move on. He guides her towards a bowl, a hollow in the grass by the woods. by now it’s dark. This entire sequence is very long, some 20 pages and 11 pages are devoted to just this evening walk, which changes in mood as Reinhold is now aggressive, now sweet, Mieze is frightened, then seduced back to walking hand in hand. But when he manhandles her down into the hollow, she starts screaming and fighting back and – in a horrible scene – he pushes her to the ground, kneels on her spine and strangles her from behind (p.370). Murders her. Buries her body under brush, goes fetches Karl who’s waiting at the car, they return and bury her properly, really deep in the soil, then sand, then scatter underbrush over the tomb. Poor Mieze’s smashed and broken body.

Reinhold gives Karl money to get out of Berlin and lie low for while, and keep his mouth shut.

Book eight (pages 375 to 431)

Mieze’s murder turns out to be the motor for the climax of the book. Franz becomes slowly more distraught as Mieze’s disappearance persists, Eva tries the cheer him up and announces she’s pregnant. Franz doesn’t tell many people because it’s shameful to admit his girl has abandoned him.

Weeks pass. It is early October (p.382) The criminals are restless at Pums’s leadership; they want to steal money, he prefers to steal goods and fence them, but they claim he keeps too much of the money. They pull a job on Stralauer Strasse, breaking into a bandage factory at night where there’s meant to be money in the safe. But Karl the tinsmith burns himself on his acetylene torch, none of the others can use it properly, in frustration and anger they pour petrol over the office and set it on fire but throw the match a bit too early and Pums himself gets burned on h is back. They all blame Karl the tinsmith for the fiasco and Karl grumbles, and also resents the way he was used by Reinhold to bury the dead girl.

Karl meets a wheelwright in a bar and they go in together, with two others, on the burglary of a clothing store in Elsasser Strasse. They get chatting to the nightwatchman, get invited in to share a coffee, then break it to him that they’re going to burgle the place, they’ll tie him up, give him some of the proceeds – although when they have tied him up they amuse themselves by beating him a bit round the face and nearly smothering him with a coat over his head. They are not cartoon thieves, they are thoughtless brutes, almost all the male characters in this book.

Next time the Pums gang invite Karl to join a job he is high and mighty and words are exchanged, between Karl and Reinhold especially. Which makes them suspicious of him. Then Karl and the wheelwright are arrested by the police. Their fingerprints match the ones found all over the clothing store watchman’s office and he identifies them. Karl is convinced that Reinhold snitched on him as revenge for him not joining that last job.

Karl asks a respectable in-law to find a lawyer for him and then runs past the lawyer where he would stand if he reveals he was involved in burying a dead body. The lawyer cautiously asks if he had any part in the body’s death. No. Lawyer leaves. Karl stews all night. Next day, hauled up in front of the judge, he snitches on Reinhold, telling the judge and police in great detail how he helped Reinhold bury the body of the young woman he, Reinhold, had murdered.

Karl leads the police to the burial site, they dig, there’s no body in the hole but some scraps of clothing and the hole has obviously recently been dug up i.e. Reinhold got wind of what was happening and moved it. When police publicise the case two garden labourers (p.395) come forward who saw Reinhold lugging a heavy case to another part of the woods. Digging here, the police finally find Mieze’s corpse.

This narrative – in itself not unlike a basic murder thriller plot – is given a light dusting of ‘modernism’ with the insertion of some Tatsachenphantasie – newspaper reports about a tenement block collapsing in Prague, an ambitious early flight of the new Graf Zeppelin over Berlin, and so on (p.397).

Meanwhile, Reinhold gets wind of all this & tries to diffuse the blame by getting Franz involved. He comes round to tell Franz they’re arresting people for the last Pums gang job, telling him to do a runner. Franz goes into hiding in a villa in Wilmersdorfer Strasse (p.401) owned by a woman called Fat Toni. Franz takes to wearing a wig.

Days go by then with a great fuss Eva arrives with a newspaper with big front-page photos of Reinhold and Franz next to each other, both equally Wanted by police for Mieze’s murder!! Initially Fat Toni and Eva are horrified at the thought that Franz might actually have done it, but when he dissolves into helpless tears and sobbing they realise he didn’t.

It is autumn 1928. Franz wanders the streets in a stupor, devastated by Mieze’s murder. For obscure reasons he finds himself drawn back to the Tegel prison, then goes to the cemetery to see her grave, he hallucinates conversation with other dead people.

It is November (p.410). The Graf Zeppelin makes a low flight over Berlin, Weather conditions are given. Herbert is incensed at Mieze’s murder and scours Berlin to find Reinhold and take revenge. Franz slowly joins him. Franz takes a can of petrol to Reinhold’s house. The house speaks. the house has a conversation with Franz (pp.412-13), but Franz sets fire to it anyway, and it burns down.

Two angels, Terah and Sarug, follow Franz everywhere. They discuss his sad fate (pp.414-15). Eva calls Doctor Klemens to come assess Franz who is sunk into a deep depression, and recommends a break, a rest cure. Franz hangs round in bars. We meet other drinkers, overhear their conversations and even songs.

Hush-a-bye
Don’t you cry
When you wake
You’ll have a little cake.

As the text becomes evermore full of rhymes and jingles.

All his crying, all his protests, all his rage was idle prating,
Evidence was dead against him, and the chains for him were waiting. (p.421)

There is a big police raid on a bar in Rückerstrasse. I can’t make out whether it’s because the bar was a brothel or unlicensed or a criminal hangout or what, but some fifty cops in lots of cars raid it and round up all the customers who file out. All except for some guy who persists in sitting at his table sipping his beer. When several cops approach shouting at him to gt up and come along Franz (for it is indeed Franz Biberkopf) takes a revolver out of his pocket and shoots one. He falls but the other cops rush Franz, hitting his arm to make him drop the gun, beating him to the floor, he takes a rubber baton to the eye (p.430), and handcuffing him.

Some Tatsachenphantasie as Döblin quotes police arrest forms (Christian Name, Surname, Place of residence etc). Franz is brought in and taken to an office for interrogation.

Book nine (pages 435 to 478)

At the police station they quickly identify Franz as one of the two men wanted for the murder of Mieze. Meanwhile Reinhold, seeing the way things were going, uses the old crook’s method of getting arrested for a minor offence, using false papers. He mugs an old lady, is convicted with papers which identify him as Polish (a certain Moroskiewicz, p.435) and locked up in Brandenberg prison as a mugger, thus evading the death penalty for murder. Or so he thinks.

Threats come from two quarters. First, as luck would have it, there’s another petty criminal, Dluga, in the prison who knew the real Moroskiewicz and quickly susses out that Reinhold is neither Moroskiewicz nor a Pole. Reinhold has to bribe him with tobacco then accuses him of snitching, which gets him beaten up.

But worse is to come. Reinhold falls in love with a pretty boy, a petty criminal named Konrad, spends all his time billing and cooing with him. But Konrad is soon to be released, so Reinhold spends a last evening with him getting drunk on illicit alcohol and, oops, telling Konrad the whole story, about Franz and Mieze and burying her and his false name etc.

Konrad is soon released, looks up Reinhold’s most recent girlfriend, gets money out of her, meets another young lad and makes the mistake of boasting about his criminal mates inside, telling stories and before he knows it has told the full story about Reinhold, the murder, and his fake identity. The mate he’s told this swears to keep it a secret, but the next day goes to the police station and discovers the stuff about Reinhold is true and there’s a reward of 1,000 marks for anyone who turns him in. So he turns him in, tells the cops Reinhold is in Brandenberg prison under a false name. Cops investigate and arrest Reinhold, who is so beside himself with rage and frustration that they nearly take him to an asylum.

Meanwhile, Franz has gone into a catatonic trance so is taken by the cops to Buch Insane Asylum. He refuses to wear clothes, refuses to eat, loses weight, can be easily carried to the bath where he plays like a child. They force feed him through tubes but Franz vomits it all up.

Cut to a learned discussion between the physicians, with the young doctors enthusiastically prescribing either electro-shock therapy, or talking therapy copied from Freud in order to address the patient’s unresolved psychic conflicts.

As he loses weight his soul escapes his body, he has reached deeper strata of consciousness, his soul wants to be an animal or wind or seed blowing across the fields outside the asylum.

Franz hears Death singing (I couldn’t help thinking that Joyce’s epic ends on a wonderful note of life affirmation while this book, characteristically German, is obsessed with Death). Death tells Franz to start climbing the ladder towards him, illuminating the way with a barrage of hatchets which, as they fall and strike, let out light. Death lectures Franz, telling him that he insisted on being strong – after he was thrown under the car he resolved to rise again; when he had pretty little Mieze all he wanted to do was brag about her to Reinhold. He has insisted on being strong, seeing life on his terms and swanking, self-centred, instead of being meek and realising life is mixed.

Franz screams, screams all day and all night. But silently. To outward appearance he is catatonic and unmoving. Inside his head Death torments him with his stupidity and then a procession comes of all the crims he took up with, Lüders and Reinhold, why did I like them or hang out with them or try to impress them, Franz asks himself.

Ida appears before him, repeatedly buckling and bending, he asks her what is wrong, she turns and says ‘You are hitting me, Franz, you are killing me’, no no no no he cries. Mieze appears to him at noon, asking his forgiveness, Franz begs her to stay with him, but she can’t, she’s dead.

Crushed, Franz realises what a miserable worm he is. He sinks into a world of psychological pain, is burnt up, annihilated and, after much suffering, reborn.

Somehow his recovery is connected with a historic panorama of Napoleon’s army invading across the Rhine, of marching armies which have marched in the Russian Revolution, Napoleonic Wars, the Peasants Wars and so back into time, Death drawing his vast clock across the ravaged landscape and smiling, oh yes oh yes oh yes.

The old Franz Biberkopf is dead. A new man is reborn, call him Biberkopf. He starts talking. He answers all the police’s questions, though reluctantly. He doesn’t want to go back. But his alibis stand up and he is cleared of Mieze’s murder. And even (hard to believe) shooting a police officer appears to be only a cautionable offence. So after some weeks of slow physical and mental recovery, Biberkopf is released.

DEAR FATHERLAND, DON’T WORRY
I SHAN’T SLIP AGAIN IN A HURRY

Biberkopf returns to Berlin a changed man. Döblin gives us some Tatsachenphantasie, some facts and figures about Berlin’s train and subway and tram systems, about current building works and the latest advertising campaigns (‘Everybody admires the shoe / That’s brightly polished with Egu’).

Biberkopf meets up with Eva. Herbert’s been arrested by the cops and sent to prison for two years. Eva had been excited about carrying Franz’s baby but she had a miscarriage. Just as well. She is still supported by her sugardaddy ‘admirer’. They go out to visit Mieze’s grave and Eva is struck by how sober and sensible Franz is. Lays a wreath but then walks Eva across the road to a coffee shop where they enjoy some honey cake.

Franz is a witness at the trial of Reinhold. He tells all that he knows but isn’t malicious. He still has feelings of friendship for Reinhold. Reinhold, for his part, is puzzled by the new strange blank look on Biberkopf’s face. Reinhold is sentenced to ten years in prison.

Immediately afterwards Biberkopf is offered the job of doorman at a medium-sized factory. He has learned that one man alone is overwhelmed by fate. But a hundred or a thousand are stronger. The novel ends with military imagery, of drums rolling and soldiers marching, ‘we march to war with iron tread’.

It is a powerful image of determination and unity, of a mass of people united so that it’s difficult to tell whether it’s a communist or a fascist image, of people determined to look fate in the face, grab it, make it. And at the same time an odd way to end the novel.

Is that the most positive image Döblin can conceive, of free people marching to war with iron tread. Well, ten years later his people did march to war with iron tread and much good it did them.


I find reading these German books hard not because of their ‘experimental’ or ‘avant-garde’ ‘modernism’. As I’ve pointed out, above, all of Döblin’s techniques are child’s play compared with Joyce.

No, I found Berlin Alexanderplatz hard to read for the much more basic reasons that 1. I found the character’s behaviour at key moments and in general throughout the book, incomprehensible, and 2. I was deeply repelled by the characters’ casual violence in their thoughts and deeds.

1. Incomprehensibility

So I got to the end of the book and I still didn’t understand:

  • the entire opening scene with Franz blundering into the home of some Jews who proceed to tell him a long-winded story about some Polish con artist (?)
  • why Lüders going behind Franz’s back to threaten the skinny widow woman was so devastating to Franz (major plot crux 1)
  • what the thinking was behind the scheme whereby Reinhold handed his discarded women over to Franz every month or so
  • what made Reinhold suddenly snap and decide to chuck Franz out of the speeding getaway car (major plot crux 2)
  • why Franz not only forgives Reinhold for trying to kill him, but ends up liking him and wanting to impress him
  • the psychology whereby both Herbert and Franz were perfectly content to let their girlfriends (Eva and Mieze) go off and spend nights and weekends having sex with rich sugardaddies
  • the psychology of Eva ‘finding’ young and beautiful Mieze ‘for’ Franz and making her his mistress while, at the same time, being hopelessly in love with Franz and wanting to have his baby
  • why, in the end, Reinhold had to murder Mieze (major plot crux 3)
  • why the devil Franz decides to start firing a revolver at the police during the raid of the club instead of going quietly?

So all the modernist techniques were easy and fun to process, but the basic psychology of the characters escaped me at almost every important turn of the plot.

2. Casual brutality

What horribly brutal people they are.

The reader searches high and low in vain for a touch of humour or gentleness. Kicking and stabbing, beating and raping appear to be the only way Germans can communicate with each other.

  • Franz assaulted his wife violently enough to rupture her lung leading to her death.
  • Walking through the Berlin streets, Franz fantasises about smashing all the shiny shop windows.
  • On his first day out of prison, Franz rapes his wife’s sister, giving her a black eye in the process.
  • Franz gets into a fight with commies at Hentchke’s pub.
  • Franz enjoys watching his girlfriend fling the gay magazines at the newsvendor and yell at him in the street.
  • When Meck tries to find out from Lüders where Franz has disappeared to, he doesn’t ask him firmly, he knocks him to the ground, beats him badly and threatens him with a knife.
  • When Lüders goes to Franz’s flat, he keeps hold of an open knife in his pocket in case Franz turns nasty.
  • In a casually brutal aside, Döblin makes a simile comparing Franz emerging into the slushy slippery Berlin streets, ‘just like an old horse that has slid on the wet pavement and gets a kick in the belly with a boot’ (p.164), yes that’s how Germans treat their animals
  • The brutal way Pums’s gang treat Franz, even before they throw him out of the speeding car.
  • The brutal way Reinhold beats his girlfriend’s face to a pulp without even thinking about it, permanently disfiguring her (p.228).
  • The horrible way Franz beats Mieze when she tells him she’s in love with the young gentleman, knocking her to the floor and smashing her mouth.
  • The horrible way Pums’s back gets burned during the bungled break-in at the factory and the rest of the gang laugh at him.
  • The really horrible way Reinhold tries to rape and then murders Mieze.

Yuk.

I know the casual brutality reflects the working class and criminal characters Döblin has set out to depict but a) surely there were a few working class people who weren’t thieves and rapists b) surely even the roughest thugs have a few moments of charity and affection, c) Joyce was not only far more avant-garde and experimental in his form, but his selection of fairly ordinary characters to describe at such length are loveable and humane.

3. German humour

There are a few moments of comedy in this 480-page-long book, but a close examination suggests that German comedy doesn’t seem to be verbal, to involve wit or word play, puns or irony. It consists mostly in laughing at others’ misfortune or stupidity.

  • Lūders laughs at Lina’s anxiety about Franz when the latter goes missing (p.118)
  • Cilly humorously suggests to Franz a headline story in the newspaper such as, a paper-seller had to change some money and gave the right amount by mistake! (p, 208)
  • Eva has a hysterical panic attack when she thinks Schreiber is about to pull a gun on Franz, leaping to her feet, screaming, making the two men themselves panic, knock over furniture, Schreiber hares off down the stairs, two men from the café come up to find out what one earth the noise is about, the landlady eventually comes in and throws a bucket of water over Eva to calm her down and now, finally calm and quiet, the soaking Eva softly says: ‘I want a roll’, and the two men from the café laugh (p. 246)
  • Franz amuses a young woman named Emmi. When she asks where his other arm is, he says his girlfriend is so jealous, he leaves it back home with her as a pledge that he’ll return. And goes on to say he’s taught it tricks: it can stand on the table and give political speeches: ‘Only he who works shall eat!’ (p.258)
  • Franz is joshing with some younger blokes down the pub. ‘As the Prussians used to say: hands on the seams of your trousers! And so say we, only not on your own!’ (p.261)
  • Franz is in a getaway car with the Pums gang after pulling a job. The driver accidentally runs over a dog and is really upset. Reinhold and Franz roar with laughter at the bloke being so soft-headed. The man says: ‘A thing like that brings you bad luck’. Franz nudges the bloke next to him and says: ‘He means cats’ and everybody ‘roars with laughter’ (p.336)
  • Reinhold pays Mieze a visit when Franz is out and flirts with her, rather intimidatingly. She asks him if he hasn’t got any work to do rather than lounging round with her. he replies: ‘Even the Lord sometimes takes a holiday, Fräulein, so we plain mortals should take at least two.’ She replies: ‘Well, I should say you’re taking three,’ and they both laugh (p.344)
  • Reinhold keeps pestering Franz to tell him about his new girl (Mieze), saying it does no harm to describe her, does it? Franz admits, ‘No, it doesn’t harm me, Reinhold, but you’re such a swine,’ and they both laugh. (p.347)
  • In a bar, three companions are drinking and joking. One says: An aviator walks onto a field, and there’s a girl sitting there. Says he: ‘Hey, Miss Lindbergh, how about some trick-flying together?’ Says she: ‘My name isn’t Lindbergh, It’s Fokker,’ and the three ‘roar with laughter’ (p.381)
  • Some detectives come snooping the Alexander Quelle club. Two boys who’ve recently escaped from a reformatory are sitting chatting with the tinsmith. He has papers but they don’t, all three are ordered to the local police station where the boys immediately blab about what they’ve been up to. Ten the sops reveal they had no idea who they were and weren’t particularly looking for them. Damn, says the boys. ‘In that case we wouldn’t have told you how we hooked it’, and they all laugh together, boys and cops (p.385)
  • The chief doctor in charge of Franz’s treatment in the mental institution listens to his two juniors squabbling about theories and ways to treat their catatonic patient, then gets up, laughs heartily and slaps their shoulders (p.450)

Setting them down like this I can appreciate that some of them are funny, I suppose. My negative perception is coloured by the often brutal or cruel remarks which jostle around them.

And in any case, old jokes are difficult to recapture even in English novels from the 1920s and 30s, let alone jokes in a foreign language, from the vanished world of 1920s Berlin.

And at least there is some humour in Alexanderplatz, unlike the solemn, philosophico-hysteria of the Hermann Broch trilogy I have just completed.

Summary

All that said, Berlin Alexanderplatz is a quite brilliant novel which gives you a vivid panoramic impression of 1920s Berlin and more insight into Germany and German-ness than anything else I’ve ever read.

It is full of Weimar touches (the crippled war veterans, the legless man moving around on a wheeled trolley, the immense amount of prostitution, the pretty young things entertaining rich old sugardaddies, the casual sexual partners and the casual bisexuality of Reinhold, the threat of violence in the street from either the communists or the swastika-men, the hectic sense of things being continually hustled along without a chance to catch your breath given by the inclusion of so many newspaper headlines and events) which really do make it read like a verbal equivalent of harsh, unforgiving Weimar Republic artists like George Grosz and Otto Dix.

Twilight by George Grosz (1922)

Credit

Berlin Alexanderplatz was published in Germany in 1929. This translation by Eugene Jolas was published as Alexanderplatz by Martin Secker in 1931. All references are to the 1979 Penguin paperback edition.


Reviews of 20th century German literature

The Weimar Republic

German history

The Sleepwalkers by Hermann Broch: a summary

On the back of the book, on Wikipedia and in various other locations, large claims are made for The Sleepwalkers, the trilogy of ‘modernist’ novels by Austrian writer Hermann Broch. They are all along the lines of it being ‘a portrait of a world tormented by its loss of faith, morals and reason’.

Having read all three novels quite carefully, the aim of this little essay is to question some of these claims and to put the trilogy into a broader historical perspective. If this seems a questionable thing to do, then bear in mind that the novels – especially the third one – themselves include long passages which take a very highbrow, Hegelian view of history, and which analyse the development of Western culture since the Renaissance right down to the present day.

In other words, rather than applying an alien and academic approach to what are essentially fictions, it’s more accurate to say that I am continuing Broch’s own obsession with the present plight of Western Civilisation and his own lengthy analyses of where Western Man has gone wrong – and applying this approach to his own books.

Critics claim The Sleepwalkers is a panoramic overview of German society and history

The Sleepwalkers is emphatically not ‘a panoramic overview of German society and the collapse of its values’. It is three portraits of tiny groups of characters, each one centring on individuals who are psychologically unbalanced.

Critics claim The Sleepwalkers portray ‘a world tormented by its loss of faith, morals and reason’

1. The books are spread over thirty years, from 1888 to 1918. That’s not ‘a world’, that’s three distinct eras. Imagine saying three novels set in the England of 1988, 2003 and 2018, as describing ‘a world’ – they might be set in the same country but the social setup, the politics and feel of each of those moments would be very different. Same here.

2. None of the books really describe ‘a world‘ – it felt to me like the opposite: each novel describes tiny, unrepresentative groups of characters.

The Romantic is about army officer Joachim von Paselow, his Bohemian mistress Ruzena, his posh fiancée Elisabeth and his suave ex-army friend, Eduard von Bertrand. That’s not a portrait of ‘a world’. That’s a drawing room drama. It barely has enough characters in it to make a sitcom.

Similarly, The Anarchist concerns a relatively small number of characters, namely the book-keeper August Esch, the woman he bullies into marrying him (Mother Hentjen), the brother and sister he boards with in Mannheim, the local tobacconist and a trade union activist who gets locked up, and with three or four theatrical types he goes into business with. About the wider world beyond these ten or so characters we hear very little. Hardly the portrait of ‘a world’. It’s a microcosm.

The closing pages of the third novel in the trilogy, The Realist, are the only place where you have a sense of the wider world and History impinging on the characters, as they describe the anarchy which breaks out at the very end of the Great War, but these final passages leave a misleading impression: the nearly 300 pages which preceded them, once again, focus on a handful of characters: Huguenau the canny deserter, Esch from the second book who we now meet running a small newspaper, Joachim von Pasenow from the first book, who is now an elderly major in charge of the town, and a handful of civic dignitaries and workers. Again this is the opposite of ‘a world’, it is more like a small village.

3. Another sense in which the novels don’t describe a world is the way the lead figures in all three books are psychologically extreme characters. To be a little more analytical, they are highly unrepresentative figures.

– Joachim von Pasenow becomes subject to increasingly prolonged bouts of delusion and almost delirium. He has little or no grasp on the ‘real’ world, as his friend Eduard von Bertrand is quick to point out.

– August Esch is a dim-witted bully, whose malfunctioning mind is overtaken by absurdly grandiose, religio-philosophical psychodramas.

– Huguenau is calm and collected and detached from reality, an early forebear of the hundreds of psychopaths described in thousands of modern thrillers. This feeling is crystallised when he murders Esch in cold blood, stabbing him from behind with an army bayonet in a darkened street.

The third novel is longer and more complex than the others, but follows the same broad arc whereby the central character becomes drowned in their author’s increasingly lengthy pseudo-philosophical and religious ramblings.

So: three fruitcakes, three psychological cases and their close friends and associates do not constitute a world and are not really ‘a portrait’ of anything (if they really build up to anything, it’s a very negative summary of ‘the German character’, see below).

Critics claim The Sleepwalkers is a bold analysis of the collapse of Western values

Even if it were anything like a panoramic overview etc (which it isn’t), portraying the collapse in values in modern Germany (1888-1918) could hardly be called original.

In fact, it would be deeply unoriginal, since this topic of decline and fall was the obsessive subject of most German politics and culture in the decade after the Great War.

The territory had already been well staked out by Oswald Spengler’s classic of gloomy pessimism, The Decline of the West. Spengler’s book depicted the 19th century as a soulless age of materialism which had led to rootless immoralism in the arts (i.e. Symbolism, Expressionism and everything else which Spengler disliked).

The Decline of the West was published in 1922 and was an immediate bestseller, setting the tone for cultural debate throughout the Weimar period.

A 1928 Time review of the second volume of Decline described the immense influence and controversy Spengler’s ideas enjoyed during the 1920s: ‘When the first volume of The Decline of the West appeared in Germany a few years ago, thousands of copies were sold. Cultivated European discourse quickly became Spengler-saturated. Spenglerism spurted from the pens of countless disciples. It was imperative to read Spengler, to sympathize or revolt. It still remains so’. (Wikipedia)

Quite. Lamenting the decline and fall of ‘Western values’ was an intellectual parlour game played by every intellectual, writer, critic, commentator, aspiring politician and pub bore in the Western world.

Therefore, claiming that Broch’s massive novel about ‘the collapse of social values’ was in any way innovative or ground-breaking is ridiculous, seeing as it was published ten years after Spengler’s book had set the tone and defined the age.

The Waste Land by T.S. Eliot holds up because (among many other things) it is an excoriating portrait of mental collapse amid what genuinely seemed – in the immediate aftermath of the Great War – to be a continent going up in flames. But it got in early (like the Spengler, The Waste Land was published in 1922) and established a marker for a new technique and tone to describe the world. The Sleepwalkers, on the contrary, was published ten years later, and was more like a tardy latecomer to the debate.

Using Walter Laqueur to critique The Sleepwalkers

1. The Sleepwalkers’ cultural pessimism, far from being innovative, was entirely in line with its time and place

A few years ago I read half a dozen books about the Weimar Republic to coincide with some art exhibitions on the subject. By far the most convincing was Weimar: A Cultural History 1918-1933 by Walter Laqueur, who had the advantage of growing up during the period (born 1921, he fled Germany in 1938).

Laqueur’s history of Weimar is interesting because, unlike most left-wing academics who tend to concentrate on the communist writers and composers and the gender-bending nightclubs etc, Laqueur gives full weight to the conservative cultural forces of the time.

Above all he makes it all the more clear that so many of the liberal or left-wing, Socialist or communist artists, writers, playwrights etc who infested the Weimar Republic, did everything they could to undermine it and nothing to support it and thus materially contributed to its overthrow by Hitler and the Nazis.

I was continually reminded of Laqueur and his diagnosis as I read the final volume in the trilogy, The Realist. This is divided into short alternating chapters describing – or in the voice of – eight or so key characters.

One of these is (rather inevitably) an academic – not a professor of medicine or physics or engineering or anything useful, but (again, rather inevitably) a philosopher, and it is he who is the author of a series of sections entitled ‘The Disintegration of Values’.

These ‘Disintegration of Values’ sections go on at some length about the horrors of ‘this age’ and the laziness and cowardice of ‘our age’. The author is something of an aesthete and seems to be an expert in architecture. His sections repeatedly make the point, at immense, circumlocutionary length, that the unornamented style of modern post-war architecture bespeaks a deliberate banishment of ‘style’ and ‘beauty’ which is, ultimately, the emptiness of death.

‘Style’ and ‘Beauty’ we are told, reached their heights in the Middle Ages when all Europeans believed in one ideology, Catholicism as promoted by the universal Catholic Church, and everyone shared the same values and so art was accessible to all. But the Renaissance broke this happy balance between public and private, promoting the value of ‘the individual’, and then the Protestant Revolution smashed it wide open, leading to civil war in Europe but, more importantly, to the triumph of the each individual finding their own path to God.

This quest for individualism has led to 400 years of decline, in social life, art and architecture, until we reach the sorry depths described in Broch’s novels, which, he now explains to us, are meant to be detailed descriptions of how older values have been rejected in favour of the current state of soulless materialism and everyone-for-themselves consumer capitalism.

These sections are example of the worst kind of turgid, long-winded, grandstanding German philosophising. The author of these sections is not slow to drop in learnèd tags, like cogito ergo sum and refer to Neo-Kantianism or Hegelian notions of Geist – and confidently makes sweeping generalisations about all Western history interpreted as an interplay between The Rational and the Irrational etc.

But none of this really masks the fact that, deep down, the author is another drunk old bore propping up a bar somewhere telling anyone who comes near enough that the world is going to the dogs. And quite quickly this becomes really tiresome.

2. The Sleepwalkers is a good example of turgid, incomprehensible Germanic philosophising at its worst

Laqueur’s review of Weimar culture gives pen portraits of the works of numerous figures from the era who are now totally forgotten. Quite quickly you realise something almost all of them had in common was that they were:

  • long-winded and verbose
  • at the same time, extremely obscure and hard to understand
  • full of dire cosmic predictions about the collapse of civilisation and the end of the Western world

You notice this because Laqueur goes to some lengths to point it out and emphasise that long-winded, pretentious obscurity is an enduring strand of German culture.

Take the works of Moeller van den Bruck who wrote The Right of Young Peoples and The Third Reich. Laqueur comments that van den Bruck’s two books are almost impenetrably obscure, but nonetheless full of high-sounding rhetoric, ‘poetic visions, enormous promises and apocalyptic forebodings’ (p.96). Well that describes Broch’s huge trilogy to a T. Here are some other Laqueur comments on writers of the period:

The German language has an inbuilt tendency towards vagueness and lack of precision… (p.63)

[Thomas Mann was] Weimar Germany’s greatest and certainly its most interesting writer. But he could not be its spokesman and teacher, magister Germaniae. For that function someone far less complex and much more single-minded was needed. With all his enormous gifts, he had the German talent of making easy things complicated and obvious matters tortuous and obscure. (p.124)

Sounds like Broch.

[The heroes of the most popular writers of the time, neither left wing nor modernist, not much known outside Germany] were inward-looking, mystics, men in search of god, obstinate fellows – modern Parsifals in quest of some unknown Holy Grail. They were preoccupied with moral conflicts and troubled consciences, they were inchoate and verbose at the same time, very German in their abstraction, their rootedness and sometimes in their dullness. (p.139)

Quite. That sounds exactly like the thought processes which come to dominate the characters Joachim von Pasenow and August Esch – long-winded, verbose, over-the-top, full of pretentious, world-shattering generalisations which, on a moment’s reflection, mean nothing.

3. The Sleepwalkers revels in the corruption it portrays without offering any positive vision

What I came to dislike over the ten days I was immersed in these three heavy, turgid novels, is the way Broch’s vast trilogy revels in psychological collapse. It glories in the hysteria and confusion of its characters. It smiles with glee as they hallucinate, scheme and panic.

The Sleepwalkers enjoys its descriptions of corruption. It takes 150 densely-written pages to dissect the character of the loathsome, stupid and mentally ill army officer Joachim von Paselow, and a further 150 glutinous pages to plumb the depths of the wife-beating dimwit, August Esch.

The books dabble their fingers in the damaged Germanic soul, relishing every minute of their portrayal of deeply disturbed characters, and periodically inserting lengthy descriptions of their confused pseudo-philosophical obsessions.

Like so much Weimar Art, The Sleepwalkers trilogy didn’t build, but destroyed. It didn’t make positive suggestions, but carped and cavilled at every aspect of modern society, which their author regarded as going hopelessly downhill. Just like more or less every other author of his day (compare with the lengthy laments about the ‘sickness of our age’ throughout the first half of Herman Hesse’s Steppenwolf.)

It has no positive suggestions to make, it offers no solutions. It despises industrialism and social democracy and politics as much as it ends up appearing to despise pretty much all human beings and their pathetic attempts to find meaning.

I know that Broch was himself arrested by the Nazis in 1938, not least because he was a Jew, and so he was no friend at all of the regime – but that doesn’t alter the fact that the tendency of these three novels is entirely destructive of what you could call the sensible, democratic middle ground.

They don’t really describe or analyse this supposed ‘collapse of values’ (I actually found it impenetrably difficult to understand just what ‘values’ were being discussed in any of the novels: for example the concept of ‘romanticism’ which is referenced half a dozen times in the novel of the same name is nowhere really explained; not clearly).

What the novels do do, is enact and promote the very decadence and corruption which they claim to be lamenting.

Their nihilism was just one more contribution to the overall artistic nihilism of Weimar, and if this didn’t exactly open the door to Hitler, it ensured that when the moment came, the artistic, cultural and intellectual community lacked the intellectual means or the will to resist him.

The hopeless German-ness of the Germans

I’ve been moving from the specificness of the individual novels, up to a higher-level look at their place in Weimar culture as a whole. Now let’s step outside German culture altogether.

Stepping right back and viewing it from an Anglo-Saxon perspective, it seems to me that the entire analysis carried out by The Sleepwalkers is wrong because it is trapped inside German culture and can’t get out.

It is a truism that people often get stuck in hopeless, repetitive and self-destructive behaviour and eventually need help from therapists or counsellors. This is because the therapist is outside the situation the patient is stuck in and consequently can see it with a clearer perspective, and can offer what often turn out to be relatively simple solutions and ways out.

In the same way, all the works of cultural criticism and gloomy pessimistic German fiction which Laqueur describes, and of which Broch’s trilogy was a notable example, are trapped inside the prison of being German.

They were all addressing a simple problem made up of the following parts:

1. They take it as axiomatic that at some point in the past, say the era of Goethe and Schiller, German culture was fine and good and healthy, that the Germans had at some stage in the past had a wonderful soul and beautiful art and matchless music.

2. But then something seems to have gone wrong. Nietzsche in the 1870s was warning that something was wrong with German culture and after him a flood of writers, philosophers and so on produced thousands of variations on the same theme, from the tortured German Expressionist artists, through Gustav Mahler and his obsession with Death, through Spengler’s pessimism and thousands of nihilistic Weimar artists and writers, through to the Granddaddy of German unhappiness, and friend of the Nazis, the high priest of incomprehensible, long-winded laments that the modern world has lost its soul and authenticity, Martin Heidegger.

3. And this ‘problem’ had gone into overdrive in the aftermath of the First World War because the Germans, from all classes, at all levels, up to and including the loftiest intellectuals, couldn’t understand why the Germans had lost the war.

Why did we lose the war? What is wrong with us? What is wrong with Germany?

Questions which prompted thousands of agonised screeds about Seele and Geist and God and the Absolute – when the answer was perfectly simple: the Germans lost the First World War because the combined industrial and agricultural resources of Germany and Austria were no match for the combined industrial and agricultural resources of Britain, France and, especially, America.

Any therapist or counsellor outside their situation could have told them that this was the brute, blunt, material reason why they lost – but, unfortunately, this was precisely the kind of pragmatic, bathetic ‘fact’ beloved of the despised ‘nation of shopkeepers’ and of vulgar Yankee carpetbaggers that lofty and high-falutin German professors of philosophy just couldn’t handle, process or accept.

It was too simple, too obvious – lacking in true Germanic dignity and Geist and God and Sacrifice and Volk and Blut.

Thus, from the lowest bar-room drunk to the cleverest writers in the land, the Germans, as a people, looked for the reasons for their defeat in a huge variety of reasons and excuses – all except for the blindingly obvious one staring them in the face.

They attributed their defeat to a lack of honour, or patriotism, or duty or sacrifice, in a ‘collapse of values’, in the viciousness of modern culture, in its sexual decadence or its mercantile corruption, in the machinations of big business or the financial conspiracies of the Jews or the betrayal of the Army by civilian politicians or betrayal of the Volk by liberals and Jews – in a hundred and one reasons and excuses all of which managed to mask and conceal from themselves the blindingly obvious reality that, as a nation, they ran out of manpower and resources.

It was this failure to properly and responsibly analyse the stark economic and material reasons for their defeat, and instead the addiction to attributing defeat to a wild collection of fanciful philosophical or religious or psychological failings, which helped to create a paranoid victim culture – which emphasised psychological or moral or spiritual failings, rather than the more mundane practical realities – which helped Hitler’s rise to power.

Seen in this broad cultural context, Broch was just one more German writer crying out that his culture was profoundly, horribly diseased. Stepping right back, he was one among a huge chorus of cultural producers in Weimar Germany who were all lamenting how rotten and corrupt their culture was.

Well, they shouldn’t have been all that surprised when a strong leader stepped forward and offered himself as the cure to everything which was wrong with German society, starting with rejuvenating its rotten debased ‘values’ and re-instilling a sense of Pride and Patriotism and Confidence.

They wanted it. They got it.

The gross failure of German political culture between 1870 and 1945

Above the intrinsic economic and industrial strength of a nation obviously sits the class of people who manage them, who manage the economy, who run the country – the politicians.

And here again, Broch wasn’t experiencing some ‘collapse of values’ – or no more so than anyone in any Western country which had thrown off its Victorian straitjacket, had swapped its ankle-length skirts for flapper fashion and was dancing the Charleston.

No, what he was experiencing – as every other German between the wars did – was the complete and utter failure of German political class to manage its nation.

In the years leading up to 1914, and then again in during the 1930s, the men who came to the top of the German political system turned out to be completely incapable of running a modern state, without itching for war.

This is made crystal clear in all the histories of the Great War which I read during its recent centenary. In 1914 the men at the top of the German political system – Kaiser Wilhelm and the German Chiefs of Staff – took a calculated gamble that they could exploit the crisis which erupted after the assassination of Archduke Ferdinand.

This is a summary of the argument made in a recent book about Germany and Austro-Hungary in the build- up to, and during, the First World War, Ring of Steel by Alexander Watson (2014):

  • The conspirators – Elements in the Austro-Hungarian Foreign Ministry and military had been waiting for an opportunity to suppress little Serbia, located just on the empire’s border and endlessly fomenting nationalist unrest. When Archduke Ferdinand, heir to the Austro-Hungarian throne was assassinated on 28 June in the Serbian capital, Sarajevo, the Austrians blamed Serbia and spent most of July devising an ultimatum so extreme that they, and everyone else in Europe, knew that it could not be fulfilled. Germany, not that concerned at this point, gave Austro-Hungary unqualified support, the so-called ‘blank cheque’. Both countries changed their tune when they realised that Russia was mobilising to support the Serbs, their fellow Slavs.
  • War of existence – Why was the Austro-Hungarian hierarchy so harsh on Serbia? Watson gives a review of the many tensions tearing the Austro-Hungarian empire apart. ‘The actions of Austro-Hungarian rulers in the summer of 1914, although secretive and aggressive, were motivated less by belligerence than a profound sense of weakness, fear and despair’ (p.14).
  • The miscalculated risk – The pressures on German Chancellor Bethmann Hollweg reflected a nation anxious about the growing might of Britain and France and the industrialisation of Russia, but also well aware of the risk of world war. German Chancellor Hollweg gambled that a) the Austrians would defeat Serbia quickly, within a week and b) that Russia would be so slow to mobilise that the conflict on the ground would be over in the Austrians’ favour before the whole thing got handed over to international mediation (as had a number of other recent international disputes e.g. the Balkan Wars of 1912-13). He was wrong on both counts.

As the situation deteriorated and the German High Command began to fear a possible war on two fronts, they decided to implement the Schlieffen Plan which called for the rapid invasion of France in order to knock her out of the war in a brisk six weeks, so that the Germans could then turn their attention to Russia who, they expected, would take at least six weeks to mobilise.

Wrong wrong wrong wrong wrong wrong wrong wrong.

Germany’s political and military leaders made a huge military gamble and were wrong wrong wrong wrong wrong wrong. World class wrong. All the catastrophes of the twentieth century stem from this one catastrophic miscalculation, not only the war itself but the overthrow of the Tsarist regime by the Bolsheviks, the rise of communism in Russia, Stalin, millions murdered in famines and gulags, the catastrophic triumph of communism and the rule of Mao in China, the entire Cold War with all its deaths and distortions.

From that one miscalculated gamble.

Once they’d committed they couldn’t back down, and when the ‘lightning’ attack through Belgium that was designed to capture Paris and knock France out of the war failed, the world was condemned to four years of meat-grinding deadlock.

This was the simple truth that everyone living in Germany through and after the war appeared to be unable to realise or accept. Instead, they were told by their leaders that they were fighting a war of civilisation against Western decadence (France) and Eastern barbarism (Russia).

They were fed cultural and spiritual and moral reasons for a war which was characterised as a crusade. And so an entire generation of Germans appears not to have grasped its much simpler geopolitical reasons (Germany’s paranoid fear of its rivals France and Britain, combined with paranoid fear of attack from the East, combined with a really fatal military miscalculation).

Back to Broch

Thus Hermann Broch’s big trilogy of novels, The Sleepwalkers, can be read, not as any kind of analysis of ‘a world tormented by its loss of faith, morals and reason’ and so on, but as one more instance of the German intellectual class’s complete failure to grasp the realities of the geopolitics, political leadership and economics which determined the world they lived in.

Broch was just one of many, many, many over-educated intellectuals and philosophers and academics and writers and commentators who couldn’t accept the simple truth that they lost the First World War because their leaders fucked up, and so wrote thousand-page novels blaming it all on the Renaissance or the Reformation or the Romantic movement or the imbalance between Reason and The Irrational or the falling of God from Infinity into the Absolute, and so on and on and on and on.

Conclusion

To summarise: in my opinion, Broch’s entire project of attempting to explain his country’s plight in terms of a collapse of so-called values:

  1. is not an accurate description of what the books are actually about
  2. is, in any case, crushingly unoriginal and indebted to much more influential cultural forerunners such as Spengler
  3. and in any case completely misses the point – it wasn’t the Germans’ social values which were at fault, it was the failure of their political culture to be able to manage a large modern state without resorting to the Kaiserprinzip or the Fuhrerprinzip and aggressive wars of conquest, which was at fault

What German ‘culture’ meant to its neighbours

Because if you happen not to have been born in Germany in the 1880s, if you happen to have been born in, say, France, the most obvious thing about Germany was not its lamentable collapse into ‘a world tormented by its loss of faith, morals and reason’ – the most obvious thing about Germany was the way it kept on bloody invading you – in 1870 and in 1914 and in 1940.

The most obvious thing about German culture was that it produced the febrile and unpredictable Kaiser Wilhelm II and his military high command who started World War One, and then the febrile and mad Adolf Hitler, who started World War Two.

‘World tormented by its loss of faith, morals and reason’ be damned – this was a nation which plunged the world into a catastrophe in 1914, and then did it again, 25 years later, so that the destruction they caused during the second one surpassed the most destructive capacity of all humanity in all preceding history put together.

That is why to this day the Germans are forbidden from having an army. Because nobody trusts them to have one. Think about that.

To this day the Germans are not to be trusted with an army because the whole world has seen what happens if you let Germany have an army. They wreak havoc, death and destruction on an unprecedented scale (read the mind-boggling descriptions of the destruction the Germans wrought all across Europe in Savage Continent: Europe in the Aftermath of World War II by Keith Lowe; read Primo Levi about Auschwitz.)

Because Death is a master from Germany.

Thus, stepping right back from the specifics of plot and character, The Sleepwalkers can be read as just one among many long-winded, melodramatic and pretentious refusals by German intellectuals to acknowledge the reality of German culture and history – to deny, to refuse to acknowledge what Germany had been in 1870 and 1914 and would be 1939 – a force for unbridled savagery and aggression.

Which part of the siege of Paris (1870) or the burning of Louvain:

From the first days they crossed into Belgium, violating that small country’s neutrality on the way to invade France, German forces looted and destroyed much of the countryside and villages in their path, killing significant numbers of civilians, including women and children. (August 25 1914)

Or the systematic demolition of Warsaw or the massacre at Oradour-sur-Glane

The women and children were locked in the church, and the village was looted. The men were led to six barns and sheds, where machine guns were already in place… The SS men began shooting, aiming for their legs. When the victims were unable to move, the SS men covered them with fuel and set the barns on fire… The SS men next proceeded to the church and placed an incendiary device beside it. When it was ignited, women and children tried to escape through the doors and windows, only to be met with machine-gun fire… (Oradour-sur-Glane massacre)

Did German ‘intellectuals’ not get?

All of it. They refused to acknowledge any of it as their fault or responsibility. Germany’s intellectual class continued to worry about Goethe and Beethoven and the World Spirit while their sons and nephews murdered, raped and burned their way across Europe.

How to cure Germany

Only the complete destruction of their country, the mass rape of their women, the seizure of their borderlands by Poland and the permanent encampment of the Soviet Union in the eastern half of their country for 45 years, along with the expulsion of over ten million ethnic Germans from every one of their neighbours, finally, at last, completely and utterly convinced the Germans that maybe they weren’t a Master Race blessed with special insight into Culture and Spirit and Being.

Only the utter devastation of all their cities, of their infrastructure and economy managed to finally convince the German population that all their verbose, melodramatic, self-indulgent rhetoric about ‘morality’ and ‘values’ and ‘reason’ concealed a people who would shovel millions of Jews into crematoria and set out to exterminate the entire Slav population of Eastern Europe (Generalplan Ost).

In the final book of the trilogy, The Realist, Broch goes out of his way to attack modern, money-minded commercial culture. The central figure of the book, Wilhelm Huguenau, is a successful, respectable businessman who is also show to be an amoral murderer and Broch repeatedly emphasises the direct connection between money-minded entrepreneurism and heartless murder. Broch despises modern business and business methods and business men.

But this didn’t stop Broch when push came to shove i.e. when the Nazis came to power, like so many of his left-wing, socialist or communist fellow Weimar intellectuals, from fleeing to the heartland of consumer capitalism, the epicentre of modern business methods, America, where he sat out the Second World War in comfort, holding a number of academic posts, benefiting from the largesse and the protected by the enormous military machine, generated by precisely the kind of modern capitalist society he went out of his way to anathematise in his novels.

This combination of factors goes some way to explaining why Broch came to dislike and then actively despise ‘the novel’ as an ‘art form’.

Because it was not The Novel he was reviling, not the novels of, say, Virginia Woolf or Ernest Hemingway or William Faulkner or Evelyn Waugh – it was his own novels:

– long pretentious tracts which claim to be analysing an entire society through the lens of half a dozen freakish characters

– larded with weighty rhodomontades about Sacrifice and Truth and Reality and Mind and Spirit and a whole load of other capitalised and empty words

– misleading and windy ‘analyses’ which concealed the true nature of the German plight / condition / situation, and so proved utterly useless in preventing the rise to power of the most evil regime in world history

– none of which prevented the rise of the Nazis, their aggressive foreign policy, the outbreak of war and the complete collapse of European civilisation

When you put like that, I think you can see why Broch would come to despise his own efforts as long-winded showing off, as showy grandstanding which, in the end, changed nothing.

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume, first published in 1996.


20th century German literature

The Weimar Republic

German history

The Realist (1918) by Hermann Broch (1931)

Incapable of communicating himself to others, incapable of breaking out of his isolation, doomed to remain the mere actor of his life, the deputy of his own ego – all that any human being can know of another is a mere symbol, the symbol of an ego that remains beyond our grasp, possessing no more value than that of a symbol; and all that can be told is the symbol of a symbol, a symbol at a second, third, nth remove, asking for representation in the true double sense of the word. (p.497)

1. The cast
2. A more accessible layout
3. The plot
4. ‘Modernist’ techniques
5. Broch’s pseudo-philosophy
6. Humourless hysteria
7. Drawing strands together

The Realist (1918) is the third in Austrian writer Hermann Broch’s trilogy, The Sleepwalkers. At nearly 300 pages in the Vintage paperback edition it is almost twice as long as the first two novels put together.

The first two novels started out as realistic accounts of a handful of characters, featuring very vividly drawn settings and events, which slowly became more long-winded and hysterical, bloated with the religio-philosophical speculations of their chief protagonists which are mingled with their psychological obsessions and idées fixes into a complicated and sometimes confusing brew.

The Realist has more characters than the previous books, and more systematically deploys the different styles or registers of Broch’s writing, from the purely descriptive, through the psychological delineation of character, to – at the highbrow end – sections of pure philosophy and cultural critique. First, a look at the characters.

1. The cast

1. The Realist is Wilhelm Huguenau. He was approaching his thirtieth birthday when the Great War broke out. Quickly we skim over the years Huguenau spent waiting to be called up, then his conscription and training in 1917 and his first experiences in the trenches on the Western Front, lined with human excrement and flooded with rain and urine.

This is all dealt with briskly because the point is that on his first evening Huguenau promptly climbs over the lip of the trench and goes absent without leave. He is a handsome, smooth-talking man who grew up in Alsace on the border between Germany and Belgium and so is able to present himself to suspicious peasants and to a devout pastor who puts him up for a while, as an innocent man reluctantly dragooned into the army. He is a chancer with a beaming, friendly face and a ready smile on his lips (p.346). Surprisingly, though, he is stout and short (p.513), ‘a round, thickset figure’ (p.535). Possibly because Broch intends us to despise him as a symbol of the self-centred, go-getting corruption of the modern age.

2. Ludwig Gödicke is 40. He was a bricklayer before he was called up to the Landwehr. He was buried alive in a front line trench by shellfire. When the ambulancemen dug him out they couldn’t tell whether he was alive or dead and so had a bet on the matter, it’s only because of the random decision to have a bet that they didn’t fling him back in the hole but instead take him to a field hospital where he hovers between life and death as his soul slowly reconstitutes itself in anguish (p.351). (If this were an English novel he would recover from his ordeal; because it is a German novel by a German author, Ludwig has to reconstitute a soul which was atomised by his near-death experience and rebuild it fragment by fragment, a process described in immense detail.) For even though his body is repaired, it turns out that Ludwig’s soul is an unbuilt house which he must reconstruct one brick at a time. Meanwhile, in total silence he hobbles on crutches around the hospital grounds (p.383).

3. Lieutenant Jaretzki is in military hospital, almost the whole of his left arm swollen and infected by gas. The doctors discuss the need to amputate the arm before the infection reaches his torso, and then go ahead. Jaretski takes it pretty philosophically and discusses with one of the doctors whether to try and get a job in an engineering firm or simply volunteer to return to the front where he can be shot and get it over with.

4. Huguenau has by now travelled south away from the front and arrived at a sleepy little town in the valley of a tributary of the Moselle. He has spent the last of his money on smart clothes and a haircut and sets about coming up with money-making schemes. He visits the ramshackle office of the local newspaper, the Kur-Trier Herald, where the seasoned Broch reader has a surprise. For this ailing local paper is edited by none other August Esch, the former book-keeper who was the protagonist of this book’s prequel, The Anarchist (p.356). Esch inherited the newspaper and the buildings it occupies in a legacy, and it is 15 years since we last saw him (in 1903). But he is just as short-tempered and irascible, blaming the military censorship for preventing him publishing the truth, quick to take offence at anyone or anything. We meet his wife, one-time Mother Hentjen, who we last saw on the eve of their marriage, being joylessly ravaged every evening and who Esch occasionally beat when his anger got the better of him. He is tall and lean, with ‘long lank legs’ (p.513).

5. Later, at dinner in the hotel he’s staying in, Huguenau is promoted by devilry to approach the old, grey-haired Major dining nearby, who (he is informed) has authority for the region. For no particular reason, Huguenau finds himself denouncing Esch to the Major, accusing Esch of unpatriotic activities, and claims he’s been sent by higher authorities to carry out an investigation. Intimidated by this smart and confident young man, the old Major blusters and says he’ll introduce Huguenau to some of the local worthies who foregather in the hotel bar on Friday nights. Since Broch is obviously partial to reviving characters from the earlier novels, I immediately suspected that this white-haired and dim old military man might turn out to be Joachim von Pasenow from the first novel, thirty years later… And indeed this suspicion is confirmed in chapter 33 (p.418). Welcome back dim and confused old friend.

6. Hanna Wendler lazily wakes up in ‘Rose Cottage’, stroking her breast under her silk nightclothes before drifting off to sleep again and waking later. She imagines herself as the subject of a rococo painting, or like Goya’s painting of Maja. Presumably these references indicate her social class i.e. educated, upper middle-class. She has a son and several servants. We then learn that her husband, Dr Heinrich Wendling, is a lawyer, and that her listlessness is explained by the fact that he has been absent on the Eastern Front for two years (p.363).

7. Marie is a young Salvation Army girl in Berlin. Her sections are narrated by a first-person narrator who gives eye-witness descriptions of Marie’s life in Berlin in the final months of the war. In chapter 27 we learn that this narrator is Bertrand Müller, Doctor of Philosophy (p.403). That bodes badly. More philosophy, that’s the last thing we need.

8. Disintegration of Values And there’s a recurring section told by another first-person narrator which does nothing but lament the decline and fall of ‘our times’ and ‘the horror of this age’ (p.389) in an irritatingly ‘Disgusted of Tunbridge Wells’ sort of way. For this moany old devil ‘this age’ is ‘softer and more cowardly than any preceding age’ (p.373) and don’t get him started on ‘modern architecture’! Surely no former age ever greeted its contemporary architecture with such dislike and repugnance (p.389), the architecture of ‘our time’ reveals ‘the non-soul of our non-age’ (p.390).

I got the sense that this narrator or voice is not intended to be Broch’s, it is more self-consciously preening, exaggeratedly that of an aesthete who is happy rattling on about how this or that architectural style reveals ‘the spirit of the age’ etc. These passages might have been immensely useful if they had actually referred to specific buildings or types of architecture current either when the novel is set (1918) or when Broch was writing it (late 1920s). But they don’t. They are very long and curiously empty.

Anyway, we eventually learn that these passages are written by the character Bertrand Müller, and are part of an extended thesis he’s writing (p.439). That explains their über-academic style.

2. A more accessible layout

So that’s the main cast of eight or so characters who are each introduced in the first 20 or so pages, and the next 200+ pages tell us their stories as their lives unfold and, occasionally, intersect.

Apart from being double the length of its predecessor novels, the other immediately distinctive physical thing about The Realist is that it has chapters – lots of them, about 90 chapters, often only a few pages long.

This is in striking contrast to the previous books which were divided into just a handful (4 or 5) of very long acts or divisions. Admittedly these were then broken up into ‘sections’ indicated by breaks in the text, but The Realist is something new. The chapters consciously cut between the characters with each chapter focusing on a different character and on a specific action (or specific topic of waffling burble, in the case of the Disintegration of Values chapters) and is short and focused.

This makes The Realist infinitely more readable than its predecessors with their pages after pages after pages of solid text, sometimes disappearing into such extended passages of religio-philosophy that the reader gets lost and confused.

By contrast, in this book you are never more than a page away from a new chapter and, because they mostly focus on short sharp scenes, the result is much more vivid.

Also, whereas in the previous two novels almost all the dialogue was buried in huge blocks of undifferentiated prose, here the passages of dialogue are broken up so that each new bit of the dialogue, even if it’s only a sentence long, has a new paragraph – the standard way of laying out dialogue in most novels.

Sounds trivial but just these two typographic changes make The Realist look and feel much, much closer to the ‘normal’ type of novel you and I are used to reading.

3. The plot

Huguenau inveigles himself with Esch and gets the local worthies to form a business consortium which partly buys Esch out of the newspaper, installing Huguenau as editor and giving him accommodation in Esch’s house where is daily fed by Esch’s wife, the shapeless, silent hausfrau Gertrud (Mother Hentjen of The Anarchist, 15 years on).

Despite this Huguenau also wants to suck up the local military authority, Major von Pasenow. Now we know, from having followed him for 150 pages in The Romantic that von Pasenow is a moron who consistently fails to understand everything around him and this is what happens when Huguenau writes a cunning clever letter to the Major accusing Esch of consorting with traitorous types i.e. going to a beer cellar with a few mates and discussing how the war is going badly and whether it’s likely to end. Huguenau miscalculates because von Pasenow is too dim to be suspicious of Esch but instead is (rightly) suspicious of Huguenau’s motives in sending the letter.

Ludwig Gödicke attends the funeral of a well-liked young soldier who’d been in the hospital as Gödicke. the funeral prompts Gödicke to utter his first words and he tries to climb down into the open grave. Huguenau attends the funeral so the reader begins to realise that all these characters are in the same town.

Huguenau is bored of editing the newspaper which, after all has little or nothing to put in it. He has a brainwave, which is to set up a patriotic charity. That Friday he corrals the local worthies into setting it up, naming it the Moselle Memorial Association. He also has the idea of setting up an ‘Iron Bismarck’ in the town square, the name Germans gave to blocks of wood they set up and then citizens hammered nails into, whilst making a contribution to the fund/charity.

Sucking up to the Major, Huguenau had invited him to contribute an article to the Kur-Trier Herald, so the Major wrote an extended sermon with many quotes from the Bible. This has a powerful impact on Esch, who sets up a Bible Study group and asks the Major to lead it. Here, as everywhere else in the trilogy, there is a complete absence of irony or wit or self-awareness or charity or sympathy or kindness. Esch and von Pasenow bark at each other like dogs.

The young soldier who died in the hospital, his brother is the meek and mild watch-repairer Samwald, who takes to visiting the hospital, repairing watches for the staff and inmates, and strangely drawn to the silent Gödicke. They often sit on a bench in the sun in silence. One day Samwald takes Gödicke by the hand into the town and to the editorial offices of the Kur-Trier Herald, up a ladder in a sort of farm courtyard. Samwald, it turns out, is part of Esch’s Bible Studies group.

A strange scene where the Major, Esch, Frau Esch and Huguenau sit round chatting, described in the format of a play script, in which the Major and Esch talk nothing but religious salvationism / theology, and all four end up singing a Salvation Army hymn.

A Celebration drink and dance in a biergarden, where many of the characters, plus the three or four named doctors who are treating Gödicke (doctors Kessel, Kühlenbeck, Flurschütz) and the nurses (Sister Mathilde, Sister Clara) mix and mingle. I wish I could say there was one shred of humour, banter, repartee or warmth in this scene, but there isn’t.

Major von Pasenow attends the Bible Group led by Esch. Like all the other religious meetings, it is hysteria-ridden, dominated by imagery of death, the grave, the Evil One and so on. Broch’s depiction of German religious believers is terrifying because they are constantly at an extremity of horror and terror.

Basically, Huguenau tries a variety of tactics to incriminate Esch in the eyes of the Major in order, I think, to have him locked up as a traitor so Huguenau can inherit the whole of the newspaper, printing press and buildings. However, this is never going to happen because Esch and von Pasenow share the same morbid, over-excitable morbid Christian hysteria. Here’s a brief look inside Major von Pasenow’s mind.

Yet strong as was the effort he made to bring his thoughts under control, it was not strong enough to master the contradictory orders and service instructions before him; he was incapable of resolving the contradictions. Chaos was invading the world on every side and chaos was spreading over his thoughts and over the world, darkness was spreading, and the advance of darkness sounded like the agony of a painful death, like a death-rattle in which only one thing was audible, only one thing certain, the downfall of the Fatherland – oh, how the darkness was rising and the chaos, and out of that chaos, as if from a sink of poisonous gases, there grinned the visage of Huguenau, the visage of the traitor, the instrument of divine wrath, the author of all the encroaching evil. (p.582)

Meanwhile, the stories of other characters advance. I found it hard to understand the Berlin scenes. The first-person narrator, Bertrand Müller, appears to be living in a boarding house with various Jews, old and young. He has an antagonistic relationship (as far as I can tell every single relationship in all three books is antagonistic; nobody seems to just get on with each other) with an elderly scholarly Jew, Dr Samson Litwak and also, in some obscure way, appears to be supervising or looking over a burgeoning relationship between the Salvation Army girl, Marie, and a young Jewish man Nuchem Sussin.

And Hanna Wendler’s husband, the long-absent lawyer and lieutenant in the army, Heinrich, turns up on leave. Here Broch is on form, describing the strangeness of her attitude to him, her sense of distance from herself, her sense that everything she experiences is somehow secondary. Plus, they appear to have a classy and erotic sex life (p.539).

History has been ticking along in the background. As in the other novels Broch has subtly indicated the passage of the seasons from spring through a glorious high summer and into autumn. Except this time the year in question is 1918 so we know that the year is not going to end well for the German side and the German characters.

In October Huguenau is finally caught out. His name appears on a long list of deserters distributed to local authorities which ends up on Major von Pasenow’s desk. Pasenow is dim and dense, which is why he is scared and overcome with horror much of the time – he just doesn’t understand the world. So it is characteristic that a) he’s not sure he’s read the list properly b) he is then crushed by indecision as to what to do about it during which – instead of acting decisively, he characteristically invokes the horrors of the universe and the terror of the Antichrist and sees Huguenau as a great devil and traitor who is responsible for Germany’s defeat – in other words exactly the kind of hysterical over-reaction we’ve come to expect from a Broch character.

When the Major finally calls Huguenau in to explain himself, the portly little man immediately goes on the offensive, making up a story that his papers were taken off him when he was chosen for intelligence work in this town and he’s been waiting ever since for them to catch up with him, you know what army bureaucracy is like.

The Major doesn’t really believe this brazen bluff, but he is so ineffectual that he doesn’t know what to do next. After Huguenau has strolled out, bold as brass, Major von Pasenow is so overcome with despair at his role in consorting with a traitor etc, that he gets his service revolver out of a drawer, with thoughts of shooting himself there and then.

This is the kind of hysterical over-reaction which is so typical of Broch’s characters throughout the trilogy.

Meanwhile, back at the printing press some of the workmen Huguenau employs to work the press are a bit surly and mumbling about the low wages he gives them. News of the Bolshevik revolution has of course been in the press for over a year, but now there’s talk of class war spreading among German workers. So that evening Huguenau makes the strategic move of going along to the local bierkellar and tries to ingratiate himself into the workers’ (Lindner, Liebel) good graces.

I think Huguenau is intended to be a cynical, amoralist whose ruthless concern for number one and paring away of all unnecessary moral restrictions is strongly to be deprecated, but I admire his inventiveness and his chutzpah.

Then the war ends and there is anarchy. Broch describes ‘the events’ of 2, 3 and 4 November in the little town, namely attacks by armed workers on the barracks and the prison. Huguenau had been deputised by the military authorities, handed a gun and told to defend a bridge but when a crowd of armed workers approaches, he quickly joins them and leads the attack on the prison. His euphoria turns to nausea when he sees one of the prison warders dragged out of hiding by the mob and set upon, pinned to the ground and beaten with an iron bar. He flees.

Down the pub the workers had mentioned a new lung disease which has carried off several friends. They joke about it being the Apocalypse. We, the readers, know it is the great Spanish flu pandemic of 1918. Now we see sexy and semi-detached Hanna Wendler in bed with a fever. The explosion in the barracks blows in the windows of her house and she takes shelter in the kitchen with the servants and her son.

Esch sets off with his gun towards the prison but sees the mob coming and hides. Then he hears a crash and returns to find the mob have made the Major’s car crash into a ditch, rolling on its side, killing the driver and a soldier. With another soldier he manages to lift the car and extract the body of the Major, still breathing but unconscious. When he comes too, he can’t move but babbles something about a horse which has fallen, broken its leg and needs to be shot. The reader remembers that this refers to an incident from von Pasenow’s boyhood when he had an accident with his brother Helmuth’s horse, which had to be put down (p.611).

Huguenau rushes back to the buildings with his precious printing press and finds it is solid and untouched, but the living quarters he shares with Herr and Frau Esch have been wrecked by the mob. She emerges weeping from the wreckage, they are both unsettled by the chaos around them and before they know it she is unbuckling her corsets and they fall onto the sofa and have sex.

Meanwhile Eash tends the semi-conscious Major, gets one of the soldiers who’d been in the car to help carry him back to his house, the printworks and his rooms in the courtyard. Here Esch carefully carries the Major into a basement, lays him on a rug, quietly closes the trapdoor and sets off back to the scene of the crash to help the other wounded soldier.

He doesn’t know that Huguenau has spied him from up in the house and now follows him silently through the streets of the town, garishly lit by flames from the Town Hall which the rioters have set on fire. Beaten survivors stagger past them. In a dark street Huguenau leaps forward and bayonets Esch in the back. The stricken man falls without a sound and dies face down in the mud.

Oh. Maybe I don’t admire Huguenau’s cheek and chutzpah. He was more sterotypically German than I had realised. He is a brute. He has turned into Mack the Knife.

A looter climbs the wall to break into Rose Cottage but is repelled by the ghostly sight of Hanna Wendler sleepwalking towards him. She is helped back into the house by the servants. Next day she dies of flu complicated by pneumonia (p.616).

Huguenau saw Esch place the Major in the potato cellar. Now Huguenau goes down into it and tends the Major. The latter can’t speak or move, but this doesn’t stop Huguenau delivering a lengthy diatribe about how badly he’s been treated, and tenderly caring for him by fetching milk from a distraught Frau Esch. The tender care of a psychopath.

The final Disintegration of Values chapter asserts that cultures are created out of a synthesis or balance of the Rational and the Irrational. When a balance is achieved, you have art and style (I think he thinks the Middle Ages was just such a period; the author of the Disintegration chapters appears to think the Middle Ages was the high point of integrated belief system and society, and the Renaissance inaugurated the rise of the Individual, individuals who tend to develop their own ‘private theologies’, and it’s been downhill ever since).

Then the two elements expand, over-reach themselves. The Triumph of the Irrational is marked by the dwindling of common shared culture, everyone becomes an atom. This three-page excursus leads up to presenting Huguenau as an epitome, an embodiment of the Disintegration of Values of Our Time.

As if to ram home the Author’s Message, the narrator then goes on to quote a letter Huguenau wrote some time later from his home town, in his ornate, correct and formal way bullying Frau Esch (whose husband he murdered, and who he raped) into buying the shares in the newspaper company which Huguenau had fraudulently acquired off Esch at the start of the novel. He is, in other words, a heartless swine.

And Broch rams home his Author’s Message by pointing out that none of his colleagues in the business community would have seen anything wrong with the letter or the scheming way Huguenau ran his business or married for convenience an heiress and promptly adopted her family’s Protestant beliefs.

Broch appears to think the worst thing about late 1920s Germany was slippery businessmen. Wrong, wasn’t he? Less than a year after this book was published, Hitler came to power.

And the book ends with a kind of 16-page philosophical sermon which, as far as I can tell, extensively uses Hegel’s idea of the Dialectic, the opposition of thesis and antithesis – in this case, the Rational and the Irrational – to mount a sustained attack on Protestantism, communism and business ethics as all fallings-away from the true teachings of the Roman Catholic Church, the One True Church, the home of all true values, from which man has fallen into a wilderness of alienation.

In other words, Broch appears to have been as Roman Catholic a novelist as Evelyn Waugh or Graham Greene, only – being German – his characters are much more brutish, angry and violent and – being German – his philosophical moments are couched in the extraordinarily bombastic and impenetrably pretentious verbosity of German Idealist philosophy.

In the last pages we don’t hear anything more about the various characters – Frau Esch, the Major, Ludwig Gödicke, Lieutenant Jaretzki, the doctors or nurses and so on. The novel ends on a sustained hymn to a kind of Hegelian Catholicism.


4. ‘Modernist’ techniques

All the commentaries on Broch associate him with the high Modernism of James Joyce, and emphasise that The Realist uses funky ‘modernist’ techniques such as having more than one narrative voice i.e. a few of the chapters feature a character speaking in the first person – and that in the classic modernist style it’s a collage including other ‘types’ of texts, including a newspaper article, a letter, all the Disintegrated Values chapters which are, in effect, excerpts from a work of philosophy, and excerpts from a long poem in rhyming couplets which pop up in the Marie in Berlin chapters, and at one point turns into a script with stage directions and only dialogue (pp.497-505).

This sort of thing happens a dozen times but, frankly, it’s chickenfeed compared to Ulysses, it’s barely noticeable as experimentation, since all these techniques were incorporated into novels generations ago – incorporating letters and journal entries was done by Daniel Defoe in the 1720s – a lot of the earliest novels were written entirely in the forms of letters – so we have read hundreds of novels which are at least if not more ‘hypertextual’ without any song and dance. Put another way, the reader barely notices these supposedly ‘modernist’ aspects of the text.

By far the more salient aspect of the book, as of its predecessors, is its inclusion of huge gobbets of religio-philosophical speculation.

5. Broch’s pseudo-philosophy

By this time I had formed the opinion that Broch is at his weakest when he launches into prolonged passages about human nature and the human soul and ‘the soul of the age’ and ‘the spirit of our times’ etc etc. In case you think I’m exaggerating, here’s a little taste of one of the Disintegration of Values chapters:

War is war, l’art pour l’art, in politics there’s no room for compunction, business is business – all these signify the same thing, all these appertain to the same aggressive and radical spirit, informed by that uncanny, I might almost say that metaphysical, lack of consideration for consequences, that ruthless logic directed on the object and on the object alone, which looks neither to the right nor to the left; and this, after all, is the style of thinking that characterises our age.

One cannot escape from this brutal and aggressive logic that exhibits in all the values and non-values of our age, not even by withdrawing into the solitude of a castle or of a Jewish dwelling; yet a man who shrinks from knowledge, that is to say, a romantic, a man who must have a bounded world, a closed system of values, and who seeks in the past the completeness he longs for, such a man has good reason for turning to the Middle Ages. For the Middle Ages possessed the ideal centre of values that he requires, possessed a supreme value of which all other values were subordinate: the belief in the Christian God. Cosmogony was as dependent on that central value (more, it could be scholastically deduced from it) as man himself; man with all his activities formed a part of the whole world-order which was merely the reflected image of an ecclesiastical hierarchy, the closed and finite symbol of an eternal and infinite harmony. The dictum ‘business is business’ was not permitted to the medieval artist, competitive struggle being  forbidden to him; the medieval artist knew nothing of l’art pour l’art, but only that he must serve his faith; medieval warfare claimed absolute authority only when it was waged in the service of the faith. It was a world reposing on faith, a final not a causal world, a world founded on being, not on becoming; and its social structure, its art, the sentiments that bound it together, in short, its whole system of values, was subordinated to the all-embracing living value of faith; the faith was the point of plausibility in which every line of enquiry ended, the faith was what enforced logic and gave it that specific colouring, that style-creating impulse, which expresses itself not only in a certain style of thinking, but continues to shape a style characterising the whole epoch for so long as the faith survives.

But thought dared to take the step from monotheism into the abstract, and God, the personal God made visible in the finite infinity of the Trinity, became an entity whose name could no longer be spoken and whose image could no longer be fashioned, an entity that ascended into the infinite neutrality of the Absolute and there was lost to sight in the dread vastness of Being, no longer immanent but beyond the reach of man. (pp.146-147)

The infinite neutrality of the Absolute. The dread vastness of Being. They’re certainly what you want to read about in a novel.

There’s more, lots and lots more, hundreds of pages more just like this. I can see four objections to the acres of swamp prose like this.

  1. Aesthetically, it is out of place to swamp a novel with tracts of philosophy. If you want to write philosophy, put it in a philosophy essay or book. In a sense putting it in a novel is cheating because here a) it’s not going to be judged as pure philosophy by your professional peers b) if there are errors or inadequacies in it you can always explain them away saying that’s a requirement of its fictional setting.
  2. It destroys the rhythm of the stories of the actual characters, you know, the things novels are usually written about.
  3. Most damning, it’s not very original. To say that society was more integrated and authentic in the Middle Ages is one of the most trite and hackneyed pieces of social criticism imaginable. Victorian cultural critics from Disraeli to Carlyle were saying the same sort of thing by the 1840s, 90 years before Broch.
  4. So to summarise, these are hackneyed, clichéd ideas served up in long-winded prose which translates badly into English, and interrupt the flow of the narrative.

In the second book in the trilogy, The Anarchist, I initially thought the religio-philosophical musing belonged solely to the character Esch, but then the narrator began launching into them unprompted and separate from his characters, and I began to have the horrible realisation that Broch himself appears to believe the pompous, pretentious, Christian pseudo-philosophy he serves up, hundreds of pages of it:

Is it this radical religiosity, dumb and striped of ornament, this conception of an infinity conditioned by severity and severity and by severity alone, that determines the style of our new epoch? Is this ruthlessness of the divine principle a symptom of the infinite recession of the focus of plausibility? Is this immolation of all sensory content to be regarded as the root-cause of the prevailing disintegration of values? Yes. (p.526)

Therefore I (initially) liked The Realist because these kinds of passages were hived off to one side in chapters which were clearly marked Disintegration of Values, so they were easy to skim read or skip altogether (after a close reading of half a dozen of them revealed that they had little or nothing of interest to contribute to the book).

6. Humourless hysteria

It is hard to convey how cold, charmless and humourless these books are. The tone is monotonous, departing from a flat factual description only to switch from brutal to homicidal, via paranoia and hysteria.

For example, Huguenau gets his new war charity to organise a drink and dance celebration at the Stadthalle. Most of the characters are present, plus local worthies and their wives, there is drinking, there is flirting, there is dancing. Now almost any novelist you can imagine might have made this the opportunity for humour, but not Broch. For him it is a trigger for the religious hysteria and psychopathic righteousness of Major von Pasenow.

Sitting at his table watching the dancers mooch around the dance floor, the Major has a nightmare vision. Filled with ‘growing horror’ he becomes convinced that the sight of people dancing and having a good time in front of him is a vision of ‘corruption’, every face becomes a ‘featureless pit’ from which there is no rescue. From these grotesquely adolescent immature thoughts arises the wish to ‘destroy this demoniacal rabble’, ‘to exterminate them, to see them lying at his feet’ (p.515).

And all this is prompted by a town dance, a relaxed and happy social event. But in this Broch character it triggers a kind of mad, religiose hysteria.

At times the madness of many of these characters is terrifying, not because they’re scary, but because behind them rise the shadows of Warsaw and Lidice and Oradour-sur-Glane and all the other places and populations which Broch’s humourless, hysterical, hell-bent fellow Germans set about destroying and exterminating just a few years later.

(And it’s a reminder why The Romantic, the first book in the trilogy which focuses on Joachim von Pasenow’s increasingly hysterical religious mania, is such a hard read. And also why these books are emphatically not ‘the portrait of a generation’ or an entire society, but cameos of a handful of religious nutcases and psychopaths.)

7. Drawing strands together

The volume containing all three novels is a long book. The reader has to process much information, and information of different types – from descriptions of individual landscapes and scenes, to the cumulative impression made by characters major and minor, through to the two major obstacles of 1. extended descriptions of the weird, deranged psyches of major characters e.g. both von Pasenow and Esch, and 2. in the Realist, extended passages of philosophical speculation and/or cultural criticism (about the artistic bankruptcy of ‘our age’).

I’ve tended to emphasise the problems and the longeurs, but there are many many pleasurable moments to be had, moments of subtle psychological insight and descriptions of rooms, city streets and landscapes.

And one of the pleasures is that Broch has gone to some pains to sew threads into the text, to litter it with reminiscences and echoes. Having slogged through all three books, recognising these is like seeing stars in the sky.

For example, at a musical concert, the elderly Major von Pasenow mentions the music of Spohr and we remember that it was a piece by Spohr which his wife-to-be, Elisabeth, played when Pasenow visited her and her parents in the summer of 1888 in the first novel (p.93)

In another fleeting moment Pasenow uses a phrase about love requiring a lack of intimacy and familiarity, which we recall his cynical, worldly friend Eduard Bertrand using in the first novel.

A little more than fleeting is the major echo event when the (as usual) confused and perplexed von Pasenow has his interview with Huguenau during which he fails to know what to do about Huguenau being a deserter, collapses in self-loathing and despair and gets out his service revolver to shoot himself. First he tries to write a suicide note but, characteristically useless even at this, presses the pen so hard he breaks the nib, and when he next tries to dip it in the ink pot, spills the pot releasing a stream of black ink all over his desk (p.585).

The reader remembers that this – trying to write a letter, breaking the nib and knocking over the ink pot – is exactly what his father did in his fury when Joachim refused to come back from Berlin and take over the running of the family farm in the first novel (pp.104-5). The echo extends even to the words: old Herr von Pasenow in the first book is found spluttering ‘Out with him, out with him’ about his son, while 500 pages and thirty years later his son is found spluttering exactly the same words, about Huguenau, ‘Out with him (p.584).

These moments remind you that, beneath the philosophical verbiage and tucked between the characters’ often hysterical over-reactions and blunt aggressive dialogue, there is actually a novel, a work of fiction about characters.

If Broch submitted this to a modern editor I suspect they’d tell him to delete all the philosophy. But the philosophical sections and the regular philosophical meditations on the thoughts and ideas of his characters, are largely what characterise the book.

The problem is that almost all the ‘philosophy’ is bunk. It rotates around ideas of God and the Infinite and the Absolute which might resonate in a country with a strong tradition of Idealist philosophy (i.e. Germany) but which means nothing to an Anglo-Saxon reader. E.g:

‘Hegel says: it is infinite love that makes God identify Himself with what is alien to Him so as to annihilate it. So Hegel says… and then the Absolute religion will come.’ (p.624)

I reread the novels of Jean-Paul Sartre not so long ago. Sartre starts from a not dissimilar position from Broch, his characters plagued with an unusual, hallucinatory, highly alienated relationship with reality. The difference is that out of his intensely alienated relationship with ‘reality’ and language, Sartre created an entirely new worldview, expressed in a difficult-to-understand but genuinely new philosophy.

Broch, through his characters and his long-winded investigations of alienated mental states, starts from a similar place but his philosophy reaches back, back, back, to the German Idealist tradition and, above all, to a kind of troubled Catholic Christian faith which he and his confused characters circle round endlessly, like moths round a flame.

Sartre is forward-looking, Broch is backward-looking. As a result, Sartre is still read, quoted and studied; Broch is largely forgotten.

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume, first published in 1996.


20th century German literature

The Weimar Republic

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