The White Man’s Burden: Why the West’s Efforts to Aid the Rest Have Done So Much Ill and So Little Good by William Easterly (2006)

This book will offer plenty more suggestions for experimental improvements to Western assistance, but don’t expect a Big Plan to reform foreign aid. The only Big Plan is to discontinue the Big Plans. The only Big Answer is that there is no Big Answer.
(The White Man’s Burden, page 26)

The dynamism of the poor at the bottom has much more potential than plans at the top.
(p.94)

William Easterly (born 1957) is an American economist, specialising in economic development. He is a professor of economics at New York University, joint with Africa House, and co-director of NYU’s Development Research Institute. Surprisingly for an American academic, he’s only written three books, all of them about development economics.

  • The Elusive Quest for Growth: Economists’ Adventures and Misadventures in the Tropics (2001)
  • The White Man’s Burden: Why the West’s Efforts to Aid the Rest Have Done So Much Ill and So Little Good (2006)
  • The Tyranny of Experts: Economists, Dictators, and the Forgotten Rights of the Poor (2014)

This was the second one and established him, as the title suggests, as a robust critic of the entire ideology of western aid to the developing world.

Background

Right at the end of 2005 the doyen of US development economists, Jeffrey Sachs, wrote a book called ‘The End of Poverty’, an optimistic clarion call whose introduction by globally famous rock singer Bono helped propel it into the bestseller list. The book was timed to precede the G8 conference and summit held in Scotland in July 2005. The G8 leaders pledged to double 2004 levels of aid to poor nations from $25 billion to $50 billion by 2010, with half the money going to Africa

This book by William Easterly is by way of being a refutation of Sachs’s one. Very crudely, Sachs said we must give more aid, lots more aid to Africa – and Easterly says ‘oh no we shouldn’t’.

Easterly thinks the messianic save-the-world attitude of people like Sachs is perilously close to the old colonial assumption that We Know Best what to do for the natives.

Right at the start of the book he distinguishes between two types of foreign aid donors: ‘Planners’, who believe in imposing generalised, top-down, big plans on poor countries, and ‘Searchers’, who look for bottom-up solutions to specific needs. Planners are portrayed as utopian romantics while Searchers are more realistic because they focus on piecemeal interventions.

Planners and Searchers

The basic binary or dichotomy idea is repeated countless times:

Planners announce good intentions but don’t motivate anyone to carry them out; Searchers find things that work and get some reward.

Planners raise expectations but take no responsibility for meeting them; Searchers accept responsibility for their actions.

Planners determine what to supply; Searchers find out what is in demand.

Planners apply global blueprints; Searchers adapt to local conditions.

Planners at the top lack knowledge of the bottom; Searchers find out what the reality is at the bottom.

Planners never hear whether the planned got what it needed; Searchers find out if the customer is satisfied.

A Planner thinks he already knows the answers; he thinks of poverty as a technical engineering problem that his answers will solve. A Searcher admits he doesn’t know the answers in advance; he believes that poverty is a complicated tangle of political, social, historical, institutional, and technological factors. A Searcher hopes to find answers to individual problems only by trial and error experimentation.

A Planner believes outsiders know enough to impose solutions. A Searcher believes only insiders have enough knowledge to find solutions, and that most solutions must be homegrown.

Searchers have better incentives and better results.

Searchers could find ways to make a specific task—such as getting medicines to dying children—work if they could concentrate on that task instead of on Big Plans. They could test whether a specific task had a high payoff for the poor, get rewarded for achieving high payoffs, and be accountable for failure if the task didn’t work.

Foreign aid has been dominated by the Planners.

The War on Terror

The new military interventions are similar to the military interventions of the cold war, while the neo-imperialist fantasies are similar to old-time colonial fantasies.

Military intervention in and occupation of a developing country show a classic Planner’s mentality: applying a simplistic external answer from the West to a complex internal problem in a non-western country. Iraq. Afghanistan.

The aid-financed Big Push is similar to the rationale behind the invasion of Iraq = we in the West know best, we’re going to show you how to run your country. With all the disastrous consequences Easterly’s book predicts for top down, Planner solutions.

Politico-philosophical traditions

Early on Easterly claims that his binary reflects the most basic one in politics, between Utopian revolutionaries and pragmatic reformers. The French Revolution epitomises the first, with its grand Plan to introduce liberty, equality and fraternity. Edmund Burke, father of modern conservatism, epitomises the latter, believing society is best improved by targeting specific identifiable abuses and implementing limited, focused solutions. Ad hoc reforms.

In practice, the latter is how all western democracies work, overflowing with Acts and Bills and Laws fixing this, that or the other issue unaddressed by the vast quantities of previous legislation on the subject. Incremental, reformist.

Capitalism versus communism

And then he related it to another world-size binary, that between capitalism and communism.

Communists believed top-down Big Planning would deliver utopia. Capitalists believe in bottom-up, ad hoc solutions, called businesses, markets. Following on from this is his description of the often overlooked but vital quality of economic freedom which we in the West enjoy without really being aware of it.

Economic freedom is one of mankind’s most underrated inventions, much less publicised than its cousin political freedom. Economic freedom just means unrestricted rights to produce, buy, and sell. Each of us can choose the things we want and not have somebody else decide what is best for us. We can also freely choose what we are going to sell and what occupation to choose, based on our inside knowledge of what we are best at and most like doing.

Easterly overflows with fluent, articulate ways of expressing really big ideas.

The conditions for markets

Property rights, contract enforcement, rule of law, corporate accountability.

On one level, as Easterly makes abundantly clear, he is defending free market capitalist solutions to poverty. But it’s more than that, because he is very well aware that free market capitalism, pure and simple, far from delivers utopia – witness America, the most capitalist society on earth and also the most inequitable (not to mention its vast prison population and violent crime levels).

No, once he’s delivered his broadside against Planners and for Searchers, against communism and for capitalism, Easterly very interestingly goes on to describe the complex matrix of prerequisites necessary for a functioning market and productive economy and the many, many ways these can fall short, be corrupted or undermined.

To put it another way, Easterly launches into a sequence of explanations of what is required to make democratic capitalist society work and these turn out to be numerous and complicated.

No cheating

There are a myriad ways for people to cheat each other in market exchanges. The avoidance of cheating requires a certain amount of social capital or, to put it more simply, trust. He cites studies which have shown a correlation between income and trust i.e. better off people are more trustworthy; poor people are likely to cheat. Hence well off, equal societies like the Scandinavian countries have high median incomes and very high levels of trust. By comparison Mexico is a ‘low trust’ country.

Social norms also seem to be stronger among rich people than among poor people, as a rich person loses more economic opportunities and income from social disgrace.

In better off countries people can rely on the law to enforce norms of honesty although, as anyone knows who’s been to law, it is still i) very expensive ii) tardy and slow iii) has an element of randomness involved, principally in the quality of your solicitor or barrister.

The poorer the country, the less able the majority of citizens are to go to law, and the more likely aspects of corruption will creep in.

Trust networks

There are two tried and tested ways to ensure standards of trust and honesty, working within family or ethnic groups. Family is obvious and the basis of networks of trade and business around the world. Within many societies specialisation in trading is particularly prominent in minority ethnic groups.

In pre-industrial Europe, it was the Jews. In East Africa, it’s the Indians. (Indians own almost all businesses in Kenya, although they make up only 1 percent of the population.) In West Africa, it is the Lebanese. In southern Africa, it is whites and Indians. Among indigenous African groups, often one dominates trading—the Bamileke in Cameroon, the Luba in the Democratic Republic of the Congo, the Hausa in West Africa, the Igbo in Nigeria, and the Serahule in the Gambia. In Southeast Asia, the overseas Chinese (the “bamboo network”) play this role.

It’s overflowing with concepts like this which he illustrates with detailed and fascinating examples, which entertain and shed light, expanding your understanding of the world we live in.

Mafias

Unfortunately, the down side of strong ethnic networks is they often have their own systems of enforcement, which easily slip into intimidation. The mafia we know about, also the triads which figure largely in Chinese business networks. Drug lords in Jamaica, the farflung Russian mafia. Most societies have criminal networks which enforce their own systems of justice, outside official systems.

Property rights

If you own property you can mortgage it or borrow against it to raise money to invest in business. My shaky understanding of the rise of western capitalism is that we pioneered unique and innovative concepts of property, developed over centuries of adaptation and common law, which enabled the development of the money-making machine we call capitalism.

One aspect of this was the invention of the limited liability company and the corporation, a type of entity. Obviously this takes you into a vast area of history of the evolution of companies, company law, and company law-breaking. Easterly gives some examples but doesn’t go into detail because all he needs is to demonstrate his basis thesis, that:

Property law in the United States, as with many other kinds of law, evolved as piecemeal solutions to deal with particular problems as they arose.

Meanwhile, ‘Poorer societies define land ownership more by oral tradition, customary arrangements, or informal community agreement than by formal titles’. He gives a detailed description of land ‘ownership’, among the Luo tribe in western Kenya.

The traditional system among the Luo was a complicated maze of swapping plots among kin and seasonal exchanges of land for labor and livestock. There were both individual and family rights in cultivated fields and free-grazing rights for the community after the harvest. Each household’s claim to land included many plots of different soils and terrains, on which many different crops grew – not a bad system with which to diversify risk in an uncertain climate. The traditional land patron (weg lowo) would often give temporary land rights to the client (jodak). There were seasonal exchanges of ploughs and draft animals for land, or land for labour.

These may work in the context of their cultures but not many of them approach the objectivity and impersonality found in western concepts of property and companies. It’s small-time, localised.

Britain versus France

Interpreting everything in the light of his binary he applies it to the European traditions of law which he divides into two opposites. Britain good:

The common-law tradition originated in England and spread to British colonies. In this tradition, judges are independent professionals who make rulings on cases based on precedents from similar cases. The principles of the law evolve in response to practical realities, and can be adapted to new situations as they arise.

France bad:

The modern civil-law tradition originated under Napoleon, in France, and spread to French and Spanish colonies. (Spain was under the control of Napoleon at the time.) In this tradition, laws are written from the top down by the legislature to cover every possible situation. Judges are glorified clerks just applying the written law. This system of law lacks bottom-up feedback of the common law that comes from having cases determine law. As a result, the law is less well adapted to reality on the ground and has trouble adapting to new situations as technology and society change.

So:

The United States, Australia, Canada, New Zealand, Pakistan and Uganda are examples of former British colonies that have well-developed property rights protection for their level of income. Algeria, Colombia, Haiti, and Nicaragua are examples of former French or Spanish colonies that have poor property rights protection for their level of income.

Surely Easterly could add in the whole of South America, repeating the centuries-old comparison between the poverty and political instability of the Hispanic south and central America and the (relative) stability and astounding economic success of Anglophone North America. (In fact he rolls on into a section on the dire financial mismanagement of Mexico in the 1990s and makes very interesting points about the limitations of Latin American societies and economies throughout the book.)

The failure to westernise Russia

At the collapse of communism in Russia, in 1991, scads of western economists and consultants descended on Moscow with the aim of showing them commies how it’s done and helping them transition to western-style democracy and capitalism in one ‘Big Push’. Planner behaviour par excellence.

One example of how not to do it is having Western lawyers and accountants rewrite the legal code overnight from the top down, as the West tried in Eastern Europe after 1990. In Eastern Europe, chief recipients of foreign aid were the Big Six accounting firms in the West. 43 who drafted new laws for Eastern Europe and trained thousands of locals in Western law. Eastern European legislatures passed the Western-drafted laws, satisfying aid conditions for the West, but the new laws on paper had little effect on actual rules of conduct.

You can pass all the laws you like for the establishment of democracy and free markets but if the population they’re imposed on has no experience of either they will continue to behave according to the old ways, via networks of identity and obligation, through widespread ‘corruption’ and nepotism i.e. favouring family, tribe, clan, ethnicity and religious group first. Economic theorist Avinash Dixit’s research:

may help explain why the transition from communism to capitalism in the former Soviet Union was such a disaster, and why market reforms in Latin America and Africa were disappointing. Even with severely distorted markets, the participants had formed networks of mutual trades and obligations that made the system functional at some level. Trying to change the rules all at once with the rapid introduction of free markets disrupted the old ties, while the new formal institutions were still too weak to make free markets work well.

The Russian people, especially managers of businesses and state industries, carried on ignoring the new capitalist rules in much the same way as they had ignored and circumvented the old communist rules. The Russian economy continued to be ineffective and corrupt. What keeps the Russian economy afloat is its huge reserves of oil and gas. In its dependence on a handful of basic commodities to sell to the rest of the world Russia is more like the petrostates of the Middle East and Africa than like a diversified, productive western economy.

Bad government

Anybody who wants to know about bad government in developing countries, particularly in Africa, should look no further than The Looting Machine by Tom Burgis (2015) and Dictatorland: The Men Who Stole Africa by Paul Kenyon (2018).

Democracy works, but imposing democracy from the outside doesn’t.

Trying to impose it quickly failed in Russia, failed in Iraq, failed in most Arab countries after the Arab Spring, and has failed in most African countries where it has been imposed.

This is because democracy doesn’t start with elections every four or five years, but is the end point of a long, complex evolution of social norms and standards of behaviour. These standards are still undermined and not adhered to in many western countries; look at shameful recent events in the UK and America i.e. the Trump presidency and the hilarious incompetence of the Conservative Party. ‘Democracy’ is a kind of Platonic ideal which no individual country actually lives up to.

It is awfully hard to get democracy working well (p.128)

Thus the development of democracy, like that of free markets, in Easterly’s view, is something that evolves slowly over decades, centuries, to address specific social needs.

Just like markets, the functioning of democracy depends on the slow and bottom-up evolution of rules of fair play.

Democracy is an intricate set of arrangements that is far more than just holding elections.

Social norms may be the most difficult part of building a democracy – many poor countries are far from such norms. A staple of elections in many poor countries is to harass and intimidate the opposition so that they don’t vote.

What his account hints at but never quite states is that democracy might just never be the appropriate form of rule for most countries in the world. He hints as much in the section about oligarchies which explains that oligarchies i.e. the rule of a small class, generally a wealthy elite, will be economically effective for a certain period but will inevitably lead to stagnation. At some point an oligarchy realises that it has to make concessions to democracy i.e. the people, the majority of the population, in order to allow change and development, often driven by changing technologies and new economic patterns. Oligarchies stagnate and eventually acknowledge the need for change but the crux of the matter is the terms on which the oligarchy will concede power to the demos. The basis one is that it doesn’t want to give away too much of its power and too much of its money.

This explains the history of South America. All those countries were settled on the Spanish model of economic inequality – silver mines which required huge peasant labour, sugar plantations which required huge slave workforces, vast latifundia worked by big peasant workforces, with a small oppressed proletariat in the cities. A century or more of this established rule by a landed elite, that is their social model or norm.

Perpetual oligarchy is more likely in unequal agrarian or mineral societies than in more equal industrial societies, as Latin America demonstrated for most of the nineteenth and twentieth centuries. (p.109)

But societies, technology, cultures and economies change and so Latin American societies see the recurrent pattern of repressive rule by an elite, which is eventually overthrown in a violent revolution which gives hope to the majority of social change and economic redistribution, which the oligarchies permit, up to a point, at which there is a violent counter-revolution i.e. military coup.

The Mexican revolution typifies one part of this see-saw, being a broad social rebellion against the entrenched rule of a narrow elite. The military coup against Allende in Chile represents the opposite end of the cycle, as the forces of money and privilege stepped in when Allende threatened to take away their money and power. South America’s challenge is getting beyond these violent mood swings to achieve the kind of middle class, social democrat stability epitomised by the Scandinavian countries, but this will always be hampered by the legacy of a large, poor, rural peasant class and, these days, by the huge numbers of the poor in the countries’ teeming slums.

Security from violence

This, of course, is a prerequisite for the development of any economy. Western aid will not do much good in a country mired in civil war. Violence is part of the human condition, well, the male human condition. One of the key causes of conflict in the past 70 years since the war has, of course, been ethnic, religious or tribal difference. All the conditions listed above for the development of either markets or democracy are void if your country is mired in conflict, worst of all a civil war.

Reasons why good government may not take hold

  • conflict
  • elite manipulation of the rules of the political game
  • landed wealth
  • weak social norms
  • the curse of natural resources
  • high inequality
  • corruption
  • ethnic nationalism and hatreds

Part 2. Aid in practice

What I’ve summarised so far is ‘Part 1: Why Planners cannot bring Prosperity’. Part 2 of the book, titled ‘Acting out the burden’ applies these ideas to the actual practice of administering foreign aid, finding the same sorts of conclusions. Easterly very frankly describes himself as one of the hordes of bureaucrats the by-now bloated aid industry:

We bureaucracies will devote effort more to activities that are more observable and less to activities that are less observable. By the same token, we bureaucrats will perform better when we have tangible, measurable goals, and less well when we have vague, ill-defined dreams. We will perform better when there is a clear link from effort to results, and less well when results reflect many factors besides effort. We will perform better when we have fewer objectives, and worse when we have many objectives. We will perform better when we specialize in particular solvable problems, and less well when we try to achieve utopian goals. We will perform better when there is more information about what the customers want, and less well when there is confusion about such wants. We will perform better when agents at the bottom are motivated and accountable, and less well when everything is up to the managers at the top. (p.157)

You need to set narrow, achievable targets. You need to listen to feedback from your customers, the poor.

Aid agencies are rewarded for setting goals, not for achieving them. Aid agencies and transnational organisations publish plethoras of reports every year. Incestuous and narcissistic these reports rarely feature the voices of the poor in the developing world. Instead they proliferate aims and goals and targets like bunnies, the vaguer the better. It actually has a name: ‘goal proliferation’.

The UN Millennium Project developed a framework in 2005 with the help of 250 development experts, commissioning thirteen reports from ten task forces. All this helped the project to come up with its framework, with its eighteen indicative targets for the eight MDGs, its ten key recommendations (which are actually thirty-six recommendations when you count all the bullet points), “a bold, needs-based, goal-oriented investment framework over 10 years,” seventeen Quick Wins to be done immediately, seven “main investment and policy clusters,” and ten problems to be solved in the international aid system. (p.164)

Western countries all too often make aid conditional on the promise it will be spent on donor country products and services. Or dependent on the recipient country’s aid in, for example, the War on Terror.

Chapter 6. Bailing out the Poor

A chapter describing the origins, aims and achievements of the World Bank and the International Monetary Fund.

The IMF needs to shed its excessive self-confidence that it knows in detail what is best for the poor, based on an analysis of the whole economy that shares the presumptions of utopian planning.

Easterly uses a fair amount of data and graphs. Here he assembles data showing that countries the IMF and World Bank have heavy involvement in tend to have disastrous political and economic records. Of course, you could argue this is because it’s precisely struggling or failing states which they ought to get involved in.

Chapter 7. The Healers: Triumph and Tragedy

A chapter on AIDS which, like everything else he discusses, Easterly fits into the terms of his primal binary:

The breakdown of the aid system on AIDS…reflects how out of touch were the Planners at the top with the tragedy at the bottom, another sign of the weak power of the intended beneficiaries. It shows how ineffective Planners are at making foreign aid work. (p.213)

Among a blizzard of facts it contains the riveting statistic that money spent educating prostitutes to be hygienic and insist on condoms can save between 100 and a thousand times more lives than money spent on (very expensive) retroviral drugs once people have contracted HIV (p.227) and both are eclipsed by oral rehydration therapy which can save babies dying of diarrhea or vaccinating against measles.

Aid, like all political-economics, is about choices and trade-offs. Easterly thinks western governments and aid agencies are unduly influenced by high profile, image-led, televisable results, what he calls ‘the bias towards observability’ (p.322). Thus a statistic like ‘number of retroviral drugs sent to Uganda to treat x number of AIDS patients’ eclipses ‘number of children vaccinated against measles thus preventing a measles outbreak and saving an unknown number of children’.

Part 3. The White Man’s Army

When I worked on Channel 4’s international affairs programme I met pundits and theorists who discussed the need for a new imperialism i.e. many developing countries just can’t run themselves and that was in the late 1980s, over 30 years ago.

A decade later it had become a fashionable idea. In Empire Lite (2003) Michael Ignatieff said the West needed to have the courage of its convictions and take control of failing states for the good of their citizens. In Colossus (2004) Niall Ferguson says America should face up to its position as sole superpower and formalise its financial and military control, claiming that there is:

‘such a thing as liberal imperialism and that on balance it was a good thing…in many cases of economic ‘backwardness,’ a liberal empire can do better than a nation-state.’

Senior British diplomat Robert Cooper wrote an article advocating for more western intervention in failing states, thinking which influenced Tony Blair’s famous Chicago speech, a set of ideas which explain his enthusiastic support of George Bush’s plan to invade Iraq and overthrow the evil dictator Saddam Hussein.

Leaving aside the vast culture wars-style furore this would cause, there’s a simpler problem with this superficially attractive idea, which is that the Iraq fiasco proved that the West isn’t, in fact, up to the job.

One reason for this is clearly stated by Rory Stewart and various other commentators on the Iraq and Afghan debacles, namely that the old imperial powers were in it for the long term. Their administrators stayed for decades, got to know and love the local languages and cultures, probably exploited the locals and their resources, but also built schools, roads, railways, abolished slavery, tried to help women (banned suttee etc).

The commentators and analysts he cites talk about ‘postmodern imperialism’. Whatever it’s called, it reeks of the same top down, Planner mentality which came to ruin in Iraq and no just ruin, but laughable, ridiculous ruin.

As he says:

One thing today’s nation-builders could learn from their colonial predecessors: once you get in, it’s very hard to constructively get out.

See America’s 20 year, one-trillion-dollar involvement in Afghanistan which reverted to Taliban rule before the last US troops had even left.

I found Easterly’s chapter on the legacy of European colonialism fascinating because its focus is on colonial incompetence rather than malice. The imperialists undermined traditional societies, imposed outside rulers, exacerbated tribal rivalries and drew preposterous borders mainly out of ignorance and stupidity. His detailed examples of blundering interference, destroying local cultures and rulers, embedding conflicts many of which are still with us today, are far more powerful and shaming than the  cheap and easy blanket accusation of ‘racism’.

This emphasis is, of course, because Easterly wants to draw the comparison with modern-day aid agencies, western governments, NGOs and so on who he accuses of comparable amounts of ignorance and outside interference ignoring the wishes and complex realities of the natives. So he presents an entertaining survey of imperial mistakes and cock-ups.

There are three different ways that Western mischief contributed to present day grief in the Rest. 1) First, the West gave territory to one group that a different group already believed it possessed. 2) Second, the West drew boundary lines splitting an ethnic group into two or more parts across nations, frustrating nationalist ambitions of that group and creating ethnic minority problems in two or more resulting nations. 3) Third, the West combined into a single nation two or more groups that were historical enemies.

He describes a detailed analysis he did with academic colleagues. They examined the percentage of the population that belongs to ethnic groups that the borders split between adjacent countries.

Former colonies with a high share of partitioned peoples do worse today on democracy, government service delivery, rule of law, and corruption. Highly partitioned countries do worse on infant mortality, illiteracy, and specific public services such as immunisation against measles, immunisation for diphtheria-pertussis-tetanus, and supply of clean water.

They then did something interesting and amusing, which is calculate a value for how wiggly a state’s borders are, on the assumption that long straight borders indicate they were drawn on a map by ignorant colonial bureaucrats, whereas wiggly borders indicate older or more ethnically aligned borders.

We found that artificially straight borders were statistically associated with less democracy, higher infant mortality, more illiteracy, less childhood immunisation, and less access to clean water – all measured today. The straight hand of the colonial mapmaker is discernible in development outcomes many decades later.

Easterly gives extended descriptions of Congo, Palestine and the broader Middle East (Syria, Iraq), India and Sudan, in each case going into much detail to show how ruinous western involvement in each country was.

Chapter 9. Invading the Poor

This brings us up to date with the US invasion of Iraq in 2003 and then the Coalition Provisional Authority’s attempt to turn Iraq overnight into a free market capitalist system. Cheerleader of neo-liberal capitalism and post-modern imperialism, Niall Ferguson, is quoted again:

The United States should be devoting a larger percentage of its vast resources to making the world safe for capitalism and democracy…the proper role of an imperial America is to establish these institutions where they are lacking, if necessary…by military force…Imposing democracy on all the world’s “rogue states” would not push the U.S. defence budget much above 5 percent of GDP. There is also an economic argument for doing so, as establishing the rule of law in such countries would pay a long-run dividend as their trade revived and expanded…

But Easterly then goes back before the Iraq adventure, back before the fall of communism to look at two case studies of American intervention during the Cold War, in Nicaragua and Angola, a country of ‘spectacular misery’ (p.277). He demonstrates how the West and America in particular never really understood the local history, culture and political dynamics of either country, and how their interventions (supporting the murderous Contra opposition to the communist Sandanista government in Nicaragua, and the psychopath Jonas Savimbi against the Marxist MPLA government in Angola) resulted in decades of misery, extreme violence, unnecessary deaths and economic ruin.

This is yet another area where the Planners’ utopian goals—universal peace, democracy, human rights, and prosperity—substitute for modest tasks that may be more doable by Searchers, such as rescuing innocent civilians from murderous attacks.

So, to summarise:

The pre-cold war, cold war, and post-cold war record on intervening militarily to promote the more ambitious goals of political and economic development yields a cautionary lesson – don’t.

Chapter 10. Homegrown development

By contrast with the sorry record of weak states created by uninformed western bureaucrats, ruled by colonial exploiters and then abandoned to their fate in the 1960s, Easterly contrasts a series of nations which have done very well economically, rising to and sometimes superseding western levels of economic development and which were never colonised. The highest per capita growth rates in the world 1980 to 2002 were enjoyed by South Korea, China, Taiwan, Singapore and Thailand. What they have in common is they were never colonised but also, more Easterly’s point, found their own paths to economic success and had little or no western aid and intervention.

Most of the recent success in the world economy is happening in Eastern and Southern Asia, not as a result of some global plan to end poverty but for homegrown reasons.

Whereas the bottom ten countries in the per capita growth league are all in Africa, are all former colonies, are all the recipients of massive amounts of western aid, which doesn’t seem to have helped them at all.

He has sections about two of the home-grown high-growth success stories, Singapore and Hong Kong, analysing the reasons for their success. Both were, in fact, British colonies but, crucially, ones where the British authorities were wise enough to leave the local merchants and businessmen to their own devices.

He then goes on to the two giants of Asia, China and India. China’s story is simple. It stopped being a backward country, and took a huge leap forward as soon as the ruling communist party replaced Mao’s repressive, ruinous tyranny with measured, controlled form of Chinese-style capitalism.

In the mid-2000s I worked at the UK Department for International Development for 18 months. On the first day, as I was being shown round, my guide made the frank and disconcerting point that over the past 20 years nearly half a billion people had been lifted out of poverty and it was absolutely nothing to do with western aid; it was entirely down to China adopting capitalism.

You could argue that China has developed a strange hybrid version of capitalism:

It is an unconventional homegrown success, failing to follow any Western blueprint for how to be modern. It combines lack of property rights with free markets, Communist Party dictatorship with feedback on local public services, and municipal state enterprises with private ones. (p.310)

But that plays right into Easterly’s thesis, which is that each country has to work out its own way to economic success, precisely by not having identikit western models (à la World Bank and IMF) forced on them.

After China and India, Easterly gives us 3 or 4 page summaries of the success of Turkey, Botswana and, surprisingly, Chile. I quote his conclusion at length because it’s an important, succinct summary of his position.

The success of Japan, China, the East Asian Tigers, India, Turkey, Botswana, and Chile is turning into a comic relic the arrogance of the West. Americans and Western Europeans will one day realise that they are not, after all, the saviours of ‘the Rest.’

Even when the West fails to ‘develop’ the Rest, the Rest develops itself. The great bulk of development success in the Rest comes from self-reliant, exploratory efforts, and the borrowing of ideas, institutions, and technology from the West only when it suits the Rest to do so.

Again, the success stories do not give any simple blueprint for imitation. Their main unifying theme is that all of them subjected their development searching to a market test, using a combination of domestic and export markets. Using the market for feedback and accountability seems to be necessary for success. But we have seen in chapter 3 that creating free markets is itself difficult, and the success stories certainly don’t all fit some pristine laissez-faire ideal.

We know that gross violations of free markets and brutal self-aggrandizing autocrats usually preclude success. Beyond that breathtakingly obvious point, there is no automatic formula for success, only many political and economic Searchers looking for piecemeal improvements that overcome the many obstacles described in chapters 3 and 4.

Bottom-up, diverse, culture-specific, exploratory, open-minded, experimental, market-driven, are the characteristics of economic success in developing countries. Piecemeal solutions to defined problems. NOT the top-down, highly planned, centralised, vague and unspecific utopian visions of western aid donors.

Chapter 11. The Future of Western Assistance

When you are in a hole, the top priority is to stop digging. Discard your patronising confidence that you know how to solve other people’s problems better than they do. Don’t try to fix governments or societies. Don’t invade other countries, or send arms to one of the brutal armies in a civil war. End conditionality. Stop wasting our time with summits and frameworks. Give up on sweeping and naive institutional reform schemes. The aim should be to make individuals better off, not to transform governments or societies.

Aid cannot achieve the end of poverty. Only homegrown development based on the dynamism of individuals and firms in free markets can do that. Shorn of the impossible task of general economic development, aid can achieve much more than it is achieving now to relieve the sufferings of the poor.

Put the focus back where it belongs: get the poorest people in the world such obvious goods as the vaccines, the antibiotics, the food supplements, the improved seeds, the fertilizer, the roads, the boreholes, the water pipes, the textbooks, and the nurses. This is not making the poor dependent on handouts; it is giving the poorest people the health, nutrition, education, and other inputs that raise the payoff to their own efforts to better their lives.

He then gives examples of ground-up, localised interventions which have improved the lives of poor people, especially children, in Mexico, Kenya and India. He does a survey of small-scale interventions and also new methods of evaluation which he thinks could be replicated. Then a list of 6 basic principles which, again, I quote in their entirety so as to share the ideas and knowledge:

  1. Have aid agents individually accountable for individual, feasible areas for action that help poor people lift themselves up.
  2. Let those agents search for what works, based on past experience in their area.
  3. Experiment, based on the results of the search.
  4. Evaluate, based on feedback from the intended beneficiaries and scientific testing.
  5. Reward success and penalize failure. Get more money to interventions that are working, and take money away from interventions that are not working. Each aid agent should explore and specialize further in the direction of what they prove good at doing.
  6. Make sure incentives in (5) are strong enough to do more of what works, then repeat step (4). If action fails, make sure incentives in (5) are strong enough to send the agent back to step (1). If the agent keeps failing, get a new one.

And a restatement of his core position:

Aid won’t make poverty history, which Western aid efforts cannot possibly do. Only the self-reliant efforts of poor people and poor societies themselves can end poverty, borrowing ideas and institutions from the West when it suits them to do so. But aid that concentrates on feasible tasks will alleviate the sufferings of many desperate people in the meantime. Isn’t that enough?

If we can’t sort our own countries out, how can we expect to sort out other peoples’?

Since the turn of the century inequality has increased in all western countries, as the rich get richer, public services collapse, and the middle and working classes get poorer.

If we cannot ‘abolish poverty’ in our own countries, what kind of deluded hubris makes us think we can solve it in countries completely unlike ours, with wildly different cultures and traditions?

The fallacy is to assume that because I have studied and lived in a society that somehow wound up with prosperity and peace, I know enough to plan for other societies to have prosperity and peace.

Western social scientists don’t begin to comprehend fully the complex process of state formation and rule of law in the West, so they shouldn’t be too quick to predict how it will work anywhere else.

The rules that make markets work reflect a complex bottom-up search for social norms, networks of relationships, and formal laws and institutions that have the most payoff.

To make things worse, these norms, networks, and institutions change in response to changed circumstances and their own past history. Political philosophers such as Burke, Popper, and Hayek had the key insight that this social interplay was so complex that a top-down reform that tried to change all the rules at once could make things worse rather than better.

In the section titled ‘You can’t plan a market’, he writes:

Introducing free markets from the top down is not so simple. It overlooks the long sequence of choices, institutions, and innovations that have allowed free markets to develop in the rich Western economies.

Markets everywhere emerge in an unplanned, spontaneous way, adapting to local traditions and circumstances, and not through reforms designed by outsiders. The free market depends on the bottom-up emergence of complex institutions and social norms that are difficult for outsiders to understand, much less change…Planners underestimated how difficult it is to get markets working in a socially beneficial way.

But, as Easterly indicates, the arrogance never stops, and each new generation of politicians wants to strut and swank upon the world stage, and pledge billions to ‘aid’ and ‘poverty reduction’, commissioning the same kinds of Grand Plan, which will spend hundreds of millions on western consultants and experts and advisers and banks and planners with, in the end, little or no permanent effect on most of the inhabitants of the poorest countries.

Conclusion about the book

It might be 15 years old but ‘The White Man’s Burden’ is like an encyclopedia of ideas and arguments, every page exploding with explanations and concepts told in a clear, punchy, often humorous style. It’s hugely enjoyable and massively enlightening.

Thoughts about the West

Easterly’s book, written in 2004 and 2005, comes from a position of confident superiority – I mean it takes for granted that the West is rich and has an obligation to sort out ‘the Rest’ i.e. the Third World, the developing world or the Global South, whatever the latest term is for the poorest countries.

But nearly 20 years later it feels to me like the whole picture has changed. I can’t speak for America but the fact that Donald Trump might be re-elected president tells you all you need to know about the state of its ‘democracy’ and its deeply divided society.

But as for the country I live in, Britain no longer feels like a rich country. For thirteen years it has been mismanaged by a Conservative party in thrall to the neoliberal mirage that Britain can ever be like America, that – if only the state could be reduced to a bare minimum, all state-provided services slashed to the bone, personal and corporate taxes significantly cut – then the British people’s inner capitalist would be set free, Free Enterprise would flourish and Britain would become a high-education, high-tech, 21st century economy like the Asian Tigers (Hong Kong, Singapore, South Korea, and Taiwan).

In pursuit of this grandiose delusion the Conservative Party has undermined all Britain’s social services,  sold off our utilities, privatised state industries, making Britain a poorer, dirtier, more polluted and miserable place for most of its inhabitants to live in, with most public services on the verge of collapse (English town halls face unprecedented rise in bankruptcies, council leaders warn).

Easterly takes it for granted that the West is rich and will continue to be rich, and is democratic and will continue to be democratic, so that we can continue to intervene in other countries from a position of stable superiority. But what if this assumption is wrong?

Easterly’s book amounts to a long list of all the elements which need to be in place to secure wealth and democracy and, the longer the list went on, the more nervous I became about its viability. Democracy seems so unnatural, so against human nature, requires such a concerted effort to maintain and, in the 15 years since the book was published, so many forces have arisen, within western countries themselves and her enemies abroad (Russia, to some extent China), which seek to actively undermine it, not least the forces of the authoritarian, nationalist right.

And then there’s global warming. Severe weather conditions are coming which threaten to permanently damage food and water supplies, make parts of the planet uninhabitable and uproot billions.

The net effect of this book was to terrify me at the fragility and uncertainty of western wealth and democracy. What if Vladimir Putin is correct and liberal democracy is doomed? Personally, I don’t think  he is, Putin said that for propaganda effect. On the other hand, it’s fairly clear that liberal democracy is in trouble. Easterly’s book is nominally about our obligation to save the poorest countries in the world. But what if we can’t even save ourselves?


Credit

The White Man’s Burden: Why the West’s Efforts to Aid the Rest Have Done So Much Ill and So Little Good by William Easterly was published by Penguin Books in 2006. All references are to the 2007 Oxford University Press paperback.

Related links

More Africa reviews

No One Can Stop The Rain: A Chronicle of Two Foreign Aid Workers during the Angolan Civil War by Karin Moorhouse and Wei Cheng (2005)

As with all stories everything was one big confusão.
(Karin Moorhouse in No One Can Stop The Rain, page 201)

Karin and Wei

Karin Moorhouse was born in Australia. At university in April 1981 (p.262) she met and fell in love with Wei Cheng, who had fled Mao’s China (where he had been a very young Red Guard during the Cultural Revolution) and was training as a pediatric surgeon.

The couple married in 1988 and moved to Hong Kong, where she was a successful marketing executive and he was a successful pediatric surgeon. They led a hectic, happily married life for some years and then, in 2000, put into affect a long-cherished ambition, which was to volunteer for a charity in the developing world. They went to work for Médecins Sans Frontières (MSF) in Angola, which was still caught up in its ruinous 27-year-long civil war (1975 to 2002). Wei was to work as a surgeon and Karin as a financial administrator.

This book is the co-authored account of their experiences. It is a long, thorough narrative, overflowing with charity and compassion. It contains plenty of grim descriptions of horrific injuries and grinding poverty and yet somehow, amid it all, a fair amount of humour, and some moments of beauty and redemption. A portion of the profits go to Médecins Sans Frontières.

They were sent to Kuito, capital of Angola’s Bié province, which had a pre-war population of about 200,000, almost dead centre of Angola and the most heavily landmined city in the country (p.247).

Kuito is/was on the Benguela to Zambia railway line, built by a British company in 1902, which once brought trade and development to all the stops along the line. But for a generation before they arrived it had been fought over by the opposing sides, with UNITA in particular doing their damnedest to destroy it and had succeeded very nicely. Kuito railway station was mined and off limits during their stay. Nobody could remember the last time a train had run on the ruined line.

Map of Angola showing Kuito, capital of Bie province in the centre of the country

Wei went out first (August 2000) and sent Karin detailed emails of life in the new role and country which form the basis of the opening chapters. Eight weeks later (end of September 2000) Karin joined him. He worked as a surgeon with responsibility for the emergency ward (the Banco de Urgência) and orthopedic ward, she worked as an administrator both at the hospital and at the related nutrition and care centres.

They were both in the roles for about 8 months (Wei from August 2000 to April 2001). They wrote emails and letters to friends and family, as well as diaries and other fragments, which they glue together with present-day narrative and reflections to produce a kind of mosaic of impressions, thoughts, history and experiences.

Writing

The couple co-wrote the book so that alternating chapters or sections are clearly marked ‘Karin writes’ or ‘Wei writes’. This immediately prompts the question whether you can tell them apart as writers, whether they have different writing styles or approaches, and the quick answer is Yes, they do.

One of the main reasons writers are ‘writers’ is because they’ve put a lot of thought into the art of writing. This art or craft no doubt consists of many things but maybe two key ones are: working hard to develop a voice or style which stands out, and working hard to avoid clichés, banality, bromides, sentimentality, Hallmark Card triteness.

Obviously the point of this book is the terrible things they saw and how they coped, and their conscious intention is to show that, amid the horror, they also witnessed the positive side of human nature which real adversity and misery sometimes brings out. But before the narrative arrives in Angola we are assessing the pair as authors.

Karin’s style

Wei is a better writer than Karin and it was interesting, over the course of the book’s 300 pages, to analyse why. Karin is allotted early sections giving an overview of the war which display a shaky grasp of the facts (she says Angola’s war was thirty years old in 2000, whereas there’s general agreement that it officially started in the year of independence, 1975, and so was 25 years old) and she has an equally shaky way with the English language:

  • If we were not abstracted from the surroundings, the panorama could have been one of incomparable splendour. (p.82)
  • A particularly average bottle of Portuguese rosé tasted sweet between our lips. (p.82)

Right at the start of the narrative, when describing the flight from Brussels to Luanda, and the evening the reunited couple spent at a restaurant and sauntering along the beach there, Karin sounds like a bad tourist brochure. Maybe it’s that she’s writing Australian English, a version of the language continually going off at a mild but noticeable tangent from my English English, but I was continually pulled up short by her unexpected phrasing:

  • Her colleagues gaggled with laughter about something I couldn’t understand. (p.46 and p.208)
  • I quickly gleaned what to expect from the arrestingly basic conditions. (p.82)
  • By far the most confronting ward was orthopedics. (p.87, p.267)
  • I felt a heightened sense of anguish by the political statement Wei was making in those times of insecurity. (p.127)
  • It was exasperating to be so linguistically challenged because I yearned to understand how people were managing inside themselves. (p.128)
  • From the door I watched as the ambulance pulled away and sunk into the night. (p.140)
  • It was a cheap escape from certain volatility. (p.146)
  • The shower dispensed a burst of icy-cold water and even my wimpish aversion to this embracing start to the day paled in significance. (p.146)
  • When it rained, the morning’s swelter was extinguished. (p.156)
  • I set to with overt confidence. (p.157)
  • With Christmas only three days away we were taken with the near lack of suggestion that the festival was approaching. (p.161)
  • The vehicle chortled over yawning potholes. (p.167 and p.256)
  • His vociferous cries echoed through the corridors. (p.180)
  • We were all green with envy from her linguistic prowess. (p.206)
  • It was a clear night and the milky moon glowed to the size of a dinner plate. (p.212)
  • In the middle of obscurity the government of Angola decided to reopen the Department of Social Security. (p.242)
  • Rain pelted on the window in staccato fashion. (p.243)
  • I became conscious of where I was placing my next footprint. (p.246)

Karin seems to have been assigned writing up the broader political and geopolitical situation and towards the end of the text mentions the amount of factual research she did to write chapters about not only the war but Angolan society, about its poverty index, life expectancy and so on, that kind of factual content. But even here she comes up with imaginative new locutions:

  • The Angolan government had been trying hard to foster a process of normalisation within the international arena. (p.34)
  • Neglected and unable to influence events [Angolans] bore the full brunt of both sides’ pursuit for absolute power. (p.35)
  • The government, in pursuit of the last vestiges of Savimbi’s army, had forged into the interior. (p.35)

I began to look forward to the Karin sections because of their linguistic kookiness. I get bored of trying to write plain, grammatically clear and comprehensible sentences. Karin’s inventive way with the language was sometimes funny, but sometimes genuinely interesting.

  • Once the Cubans were out of the way, the US was free to switch sides and support the government, leaving their old ally Savimbi to re-establish arms suppliers among numerous nation-pieces of the former Soviet Union. (p.129)

Added to which, her enthusiasm often spills over into amusingly schoolgirl gush:

  • A kaleidoscope of emotions overwhelmed me (p.88)
  • The children made my heart melt…
  • And when I walked, I loved to observe life around me. (p.93)

She is regularly ‘charmed’ and ‘beguiled’ and ‘captivated’ by the loveliness of native women’s dresses, by the singing of the church choir, by the beauty of the children. She finds so many things ‘delightful’. Karin has a couple of favourite words which I grew to like, too. She ‘surmises’ lots of things. I’m not sure I’ve ever surmised anything in my life. I’m impressed by someone who does so much surmising.

And everything is over-described. No noun goes without a melodramatic adjective, no verb goes without a gaudy adverb. Wei doesn’t just ‘crash’ onto his pillow after a hard day, ‘he crashed heavily onto his pillow’. Karin never sits up when she could sit ‘bolt upright’. The shadows in the street have to be ‘gloomy shadows’. Nobody’s ever just nervous, they’re always ‘a bundle of nerves’. The driver doesn’t struggle to turn the ambulance round in a narrow street, he ‘struggles deftly’. Duarte doesn’t just sigh, he ‘let out a worrisome sigh’. On a short break in South Africa, they don’t just hire a car and take to the road, but ‘took to the roads with glee’. When they’re pulled over by police, they aren’t just anxious, their ‘anxieties reached a crescendo’ and then ‘my fears had reached their zenith’. Arlete doesn’t just have a frail body, she has ‘a cadaverously frail body’. The conifer trees in the garden don’t just provide shade but ‘needle-sweet shade’. Mud isn’t just mud but ‘slurping mud’. Everything has to be amped up, all the time.

We often say that someone has a physical age but also has a mental age, which can be different. Arguably, people also have a literary age i.e. the age revealed when they try to write something. Karin regularly displays the literary age of an excitable 13-year-old. The trip to South Africa ‘was a magical ride’, a dizzy contrast to Angola, ‘that cauldron of carnage’ (p.144).

Everything is overlit as in a soap opera full of exaggerated compassion, alarm, horror and tragedy. In the TV series Friends the character Joey gets an acting job on a popular soap set in a hospital, called Days of Our Lives. Often, reading Karin’s account is like watching a version of Days of Our Lives set in the Third World, with the heroine sitting ‘bolt upright’ in bed as her hero husband manfully declares ‘By God, I’m going to save that little girl if it’s the last thing I do!’

When my kids are at junior school, the English teachers told them to write essays which included as many ‘wow words’ as possible, a strategy designed to increase their vocabulary. Karin’s text overflows with wow words. When the power fails at the airport, the crowd ‘claw’ for their baggage on the stalled carousel; they ‘scuttle’ outside into the fresh air; taxi touts ‘buzz’ around them as they make their way through ‘a sea of prying hands’ (p.145). Reading Karin is a bit like being on drugs.

She likes the word ruminate and why not, it’s an interesting word. When a young mother dies shortly after giving birth: ‘A hollow feeling ruminated from within’ (p.126). After the senior nurse Manuel Vitangui is murdered: ‘We all ruminated for weeks’ (p.142). Ruminating and surmising. And snaking, too. Roads don’t lead or wind, they always snake; as, inevitably, do queues and UN motorcades (pp.46, 171, 227, 253, 254).

Karin has one particular theme or bugbear which she returns to three or four times, which is the way everyone in the West is in so much of a rush and a hurry that we never seem to have time for each other any more! Compared to the Africans she meets who don’t have two sticks to rub together, but often seem to have more time and compassion for each other. It’s almost as though we in the busy West could learn a thing or two about taking life more slowly and enjoying it more!

There in Kuito, in the middle of a civil war, the stress of modern city life peeled away like onion rings. (p.94)

She repeats the idea a lot, harping on about the intolerable 24/7 workload of their lifestyle in Hong Kong, about ‘the Hong Kong scramble’ and the blur of ‘time-devouring commitments’, the ‘pressures and stresses of the commercial world’ (p.208). From the opening chapter onwards, Karin is at pains to describe how their time in Kuito was time out of what she repeatedly describes as the stressful overwork of their lives as super-busy professionals in Hong Kong.

The overwritten dressing-up of pretty banal and obvious statements like these for some reason reminded me of James Herriott’s vet books. You don’t read them for the cutting edge philosophy or incisive social commentary; you read them for their down-home sentimentality and comfort and reassurance. Even when cows or sheep die in horrible circumstances, everything is ultimately contained by the warmly reassuring tone of the narrative. Same here. The comparison is reinforced by the way this book, like the vet books, is divided into chapters which often focus on specific individual cases, in this book’s case, into 66 very short chapters. 273 pages / 66 chapters = about 4 pages per chapter.

That said, there are frequent chapters on non-medical subjects, such as the one where they go for a picnic by the river, or attend a church service. There’s an entirely comic chapter about how she and Wei agonise about what to do with a rooster one of their staff has brought and tethered to a tree for them. The idea is it’ll be the centrepiece of the dinner party they’re planning for the evening, but neither of them has any experience of slaughtering, gutting and cooking a live bird or, as Karin refers to the chicken throughout, ‘our feathered friend’.

My wife likes the BBC TV series Call The Midwife and has read all of the original memoirs by Jennifer Worth. I imagine they have the same combination of sometimes intense tragedy with spirited comedy over ‘life’s little mishaps’, with ‘light-hearted moments’ of ‘comic relief’.

And this isn’t accidental. Karin is deliberately trying to inject humour into the text. Hence the chapter entirely about their comic inability to kill the chicken; an extended passage about how she gives Wei a disastrous haircut, clipping several bald patches into his black hair; the chapter about their comic struggles to contain an infestation of Angolan mice; or a chapter about the nuns associated with the hospital, which is punningly titled ‘Nuninhibited’. Sometimes the humour is surprisingly blunt, as when Karin titles a chapter devoted to their upsetting work in the malnutrition clinic, dealing with starving children, ‘Weight Watchers’.

To be clear, none of her or Wei’s shortcomings as writers detract for a second from the basic fact that they made the brave decision to park their high-flying careers and go and do real good in the world, bringing health and hope to thousands who would have lacked it without their efforts.

I am well aware that nitpicking about her prose style is trivial weighed in the balance against what she and her husband achieved. But books provide a complex matrix of intermingled pleasures, even the most horrific subject matter comes dressed in words, and words come draped in connotations and overtones which create complex psychological affects. And it’s these effects which interest me, often more than the ostensible subject matter.

The civil war in Kuito

Despite her wayward way with words, Karin conveys lots of important information, a lot of it sourced from official reports by the likes of the UN, UNICEF, the World Bank, Transparency International and so on. She gives references for these facts which are gathered in a lengthy References section at the end of the book. Obviously her specific references are dated now, but the organisations are still going strong, so it was interesting looking up the contemporary 2021 versions of many of the annual reports she cites. It is striking to see how, 21 years after their trip, Angola remains towards the very bottom of global league tables for infant mortality, life expectancy, poverty and corruption.

Chapter 51 is devoted to a brief but comprehensive overview of Angola’s history, from the establishment of small coastal settlements by the Portuguese in the 1480s, through the rise and rise of the slave trade during which an estimated 3 million blacks were abducted and carried over the ocean through to the end of slavery in the mid 1800s. She describes:

  • the very slow progress of Portugal in settling the interior, the precise borders of Angola only being settled in the early 20th century
  • the brutality of the forced labour under the Salazar regime
  • the complete failure to build schools or hospitals for the locals
  • the sporadic revolts which broke out in 1961 and snowballed into the brutal 14 year war for independence
  • the collapse of the regime back in Portugal and its replacement by a new liberal government which simply walked away from its African colonies, Guinea-Bissau, Mozambique and Portugal
  • how this left various freedom fighter/guerrilla movements to erupt into ruinous, decades-long civil wars in which repeated attempts by the international community to negotiate peace treaties repeatedly failed and the war resumed with ever-greater savagery

Not a happy history, it it?

Anyway, the key fact of the whole narrative is that the couple arrived in Angola just as the civil war was entering its final phase. There were two sides in the Angolan Civil War:

  • the de facto government run by the People’s Movement for the Liberation of Angola (in Portuguese the Movimento Popular de Libertação de Angola or MPLA) which held all the main cities, the coast, and benefited from international loans and ever-increasing oil revenue
  • and the National Union for the Total Independence of Angola (in Portuguese the União Nacional para a Independência Total de Angola or UNITA) based in ‘the bush’

The MPLA drew support from the Mbundu people of the coast while UNITA drew support from the Ovimbundu people of the central highlands.

After a series of failed peace treaties and the withdrawal of UNITA’s South African backers and the MPLA’s Cuban backers in the early 90s, the MPLA government, enriched by increasing oil revenues and benefiting from a generation raising, training and funding its army, began in 1999 to make a final push for victory. They set out to clear the entire country of UNITA guerrillas, province by province. This was described as limpeza, the strategy of systematically ‘cleansing’ an area of guerrillas.

This is what the official MPLA army was attempting to do to the area around Kuito throughout our heroes’ stay. Karin has a chapter clarifying that it amounted to a brutal scorched earth policy in which government soldiers destroyed all villages, torched all the buildings, burned all the crops and expelled the entire populations of regions to ‘safe areas’, accompanied by indiscriminate beatings, murder, rape,  torture, mutilation and pillaging. Hence the never-ending stream of Internally Displaced Persons (IDPs) into Kuito. Hence the entire country was systematically reduced to poverty and starvation by both sides (p.232).

Crucially for our heroes’ experience of their sojourn, MPLA forces had only recently driven UNITA forces out of Kuito. Both Wei and Karin comment on the appalling damage wreaked on the town. Not a building had remained undamaged and many were utterly ruined. Bullet and shrapnel holes pock every facade.

Typical building in war-damaged Kuito © DW Digital Archive

When they arrive the town was surrounded by a 7 kilometer ‘security zone’ but this was none too solid. At night Wei can hear gunshots and artillery fire, some from distant fighting, some from more nearby shooting, not least by the consistently drunken MPLA soldiery garrisoned in the city.

And during the day, in the hospital where he has been brought to work, Wei sees patients with gunshot wounds, shrapnel wounds and an endless flow of horrible landmine wounds. A much reduced UNITA had resorted to a strategy of making occasional raids on villages, shooting 7 or 8 peasants one night, burning down a few huts the next. Just making their presence felt as an ongoing ‘nuisance’ to the government.

Wei’s account

Wei is the doctor and his sections concentrate on a) his efforts to overhaul the surgical department of Kuito hospital which he has been deployed to and b) detailed descriptions of individual patients, their symptoms, diagnosis and treatment with c) some descriptions of his civilian life – of the MSF house he shared and the fairly regular parties given for new aid workers arriving or experienced aid workers leaving.

At the hospital he tries to instil punctuality into the staff, insists they don’t wear their everyday shoes into the operating theatre, sets about training the nurses who assist in surgery, makes a big request back to MSF headquarters for more equipment and resources. Halfway through the book his wife gives a proud list of his achievements (p.137). Wei:

  • devised a new way to plan operating lists
  • revised gown regulations
  • implemented new handwashing and swab-counting procedures
  • introduced a clean zone
  • improved interdepartmental meetings
  • improved morbidity and mortality records
  • improved ward round procedures and patient records
  • reorganised rosters to improve care and training for the anaesthetic nurses
  • increased ward round frequency
  • increased outpatient consultations 300%

If these sound like slides from a PowerPoint presentation or entries on a LinkedIn profile that’s because that’s is the kind of people Karin and Wei are – highly trained, highly capable, highly successful and highly ambitious Westerners. Vague wishes to do good aren’t enough. Practical skills, not only at doctoring, but in organising and administering, are what the couple brought to Kuito hospital, its malnutrition clinics, and to the numerous displaced border camps around the city.

Doctors from other agencies or passing through volunteer or are co-opted to help, such as the English doctor who assisted a seven-hour operation to remove hundreds of pieces of shrapnel from a little girl’s body, face and eyes.

Wei operating on a victim of a UNITA attack on the town of Andulo (p.157)

This all explains why Wei’s sections are ‘better’ than Karin’s. He is closer to the reality of Médecins Sans Frontières’ central work i.e. doctoring the poor. He is at the coalface, he is dealing with specifics of conditions, diagnoses and treatments. Also, being a doctor, he is used to writing up factual notes and/or scholarly papers (as a doctor he has had to sit no end of exams in very factual subjects). This has had the affect of disciplining his mind and his prose to be that bit more accurate and precise, both in his observations and in his phrasing. In fact at one point, when he’s discussing training up the local staff, Wei makes the point that writing forces you to think more clearly.

I kept reminding my staff that writing was training itself, as it helped crystallise thinking. (p.68)

Mind you, even Wei has an occasional brain freeze of a sentence, enough to make you pause and reread and then marvel a little at the English language’s endless capacity for malapropisms and lapses.

  • I felt bereft…imbibed in sorrow. (p.65)
  • Costly dental work was beyond the realms of our facilities. (p.89)

Landmine injuries

Alberto, a boy who picked up a grenade which blew both his arms off (p.164). The little girl covered in shrapnel from the grenade her brother picked up and which killed him outright. The endless stream of impoverished peasants missing a foot or a leg. The ward devoted to amputees. The factory run by the International Committee of the Red Cross which makes prosthetic feet and legs (p.51). Karin tells us the ICRC fitted about 300 prosthetic limbs a year (p.231).

It was in Kuito that, in January 1997, Princess Diana made her famous trip to publicise the work of the HALO Trust, the charity dedicated to removing landmines of which she was patron. (She was to die in the Paris underpass just seven months later.)

Late in the book, in chapter 61, Karin describes a visit she and Wei made to a minefield close to the city, under the careful supervision of HALO Trust experts. It’s an opportunity for showcase her research and inform us that Angola is meant to be the most landmined country in the world, with as many as 10 million mines buried across it, coming in about 75 different shapes and sizes, originating from 21 countries of manufacture. Imagine if you work in a landmine factory. Plenty of people must. How would you feel about your work? That’s the kind of character you never come across in fiction or movies. When I worked in TV I remember trying to develop the idea for a documentary which would being together amputee victims of landmines from a country like Angola with the no doubt working class people who make them.

Delay

So many of the victims arrived late, after days on the road or being carried from remote villages or because they are ashamed to seek out a doctor. Or, even more simply, they have to travel immense distances to get to the clinic in a land with no fuel so no cars or buses or taxis or horses or donkeys.

The only way is to trek scores of kilometers over hard stony desert on bare feet. So many of the patients he sees are filthy dirty, exhausted and malnourished before he even gets round to the condition which has brought them., that in most of the cases infection had set in. Again and again Wei has to clean wounds suppurating with pus, and all too often gangrene has set in and what might have been minor amputations turn into removal of the entire limb (p.65). And maggots. Wounds which are so gangrenous that maggots have hatched in the mass or purulent dead skin (p.240).

Gunshot wounds

Gruesomely, he comes to recognise a subset of gunshot wounds which aren’t directly related to the war, but which have, amazingly, been administered by the police. As patients shamefacedly admit to him, or as his staff of nurses explain, some of the patients they see were shot by the ‘police’ who tried to extort money or goods from them and when the patient was reluctant, shot them, as a direct punishment and a warning to others.

The little boy selling charcoal at a roadside stall. Two police stopped to extort money from him. He said he didn’t have any, holding out a few wretched cents in his fist, so the police took shot him through the hand, smashing it so that when he is brought to the hospital, Wei has no choice but to amputate it (p.232).

In the worst case, a young woman is admitted with a gunshot wound to her upper thigh and the story reluctantly emerges that a policeman tried to rape her and when she resisted tried to shoot her in the vagina, narrowly missing. Drunken police or soldiers attempting to rape civilians is a recurrent theme, as when drunk tropas burst into the Katala Internally Displaced Persons (IDP) camp, separate off the women then systematically rape them all (p.169).

One night some drunk soldiers (or tropas in the local slang) accost a pregnant woman in the street. When she flees to a nearby house, the soldiers burst in and shoot the house owner, his son and wife. The father carries his son to the hospital. When the ambulance goes to collect the badly wounded wife, the soldiers open fire on it, wounding the driver and killing Manuel Vitangui, the senior nurse sitting alongside him. These are government soldiers who are meant to be protecting the population (Chapter 34). The 5 year old boy shot through the face by government soldiers, his brother shot dead (p.228).

Soldiers who, for no discernible reason, shot Adelina, a pregnant woman walking to market with some corn husks, through the back. The wounded woman walked for miles to Kuito where Wei performed emergency surgery (p.258).

Wei, like many doctors, refrains from moralising and commentary:

I wrote in my diary that I was not there to judge. (p.238)

It is left to the reader to ponder what future there can possibly be for a society whose police extort money and sexual favours from a wretchedly impoverished population at gunpoint, and whose drunken soldiers shoot them at random. None. No kind of future except eternal misery.

You sympathise with Wei’s heartfelt excursus on the evil of guns, his careful description of what a high velocity bullet really does to a human body, the difficulty of cleaning a gunshot wound of its fragments of smashed bone and fragmented tissue, and the wickedness of Hollywood movies for glamorising guns (p.73).

Domestic violence

Mix the strain of wartime conditions, the availability of guns, and alcohol, and you have a toxic mixture. Karin devotes a chapter to the issue of drunk, psychotic men: the policeman who attacked his family in an angry rage, killing his wife and youngest child, shooting his eldest who was rushed to hospital which is where Wei performed the operation on her gunshot wounds and learned the story.

The fit young soldier who is rushed into intensive care with a gunshot wound to the heart but dies on the stretcher as they’re carrying him into theatre. At which point it emerges it was a suicide; he had first shot dead his wife, then his two young children, then himself.

During their stay the biggest threat came not from UNITA or outback guerrillas but from Kuito-based soldiers or policemen off their faces on the local own brew and behaving with drunken violence, stopping cars to extort bribes or just letting off their guns for no rational reason (p.211).

General conditions

Wei gives medical conditions their proper medical names and there’s an appendix which includes all the medical conditions mentioned in the text with definitions, including:

  • abscess
  • anastomosis
  • bowel resection
  • dermatitis
  • ectopic pregnancy
  • elephantiasis
  • haematocolpos
  • hernia
  • intussusception
  • laparotomy
  • menengitis
  • pellagra
  • peritonitis
  • post-partum hemorrhage
  • utero-vesical fistula

He makes a lot of deliveries by caesarian section, often to pregnant women in terrible conditions, almost all suffering from malnutrition, some who’ve been shot, either by UNITA bandits but sometimes by drunken MPLA soldiers.

Diseases of poverty

Wei had been fully briefed and expected the war wounds, but he’s surprised that the majority of cases he sees result not from war but from crushing poverty. Take the prevalence of pellagra, a disease that occurs when a person does not get enough niacin (one of the B complex vitamins) or tryptophan (an amino acid).

Or the fact that by far the highest numbers of patients were those suffering from abscesses caused by malnutrition and infection (p.41). About 50% of all the patients he saw had worms and there are some revolting descriptions of cutting open a malnourished human being to discover a writhing tangle of worms inside their guts (p.42).

A lot of this was caused by the huge number of internally displaced persons (IDPs or, in Portuguese, os deslocados). Karin gives some staggering stats: up to a third of Angola’s entire population was displaced by the war: a first wave of some 2 million when, after a temporary lull, the war resumed in 1993; and then when the war resumed with renewed vigour in late 1998, a further 2.6 million were displaced. Kuito’s population was around 190,000 but as many as 100,000 had been forced from their homes in the surrounding province and had come to live in shanty towns around Kuito’s perimeter. By and large, at least 80% of the deslocados are women and children (p.254).

Thus MSF runs two centres devoted purely to the problem of caring for some 3,000 malnourished children with 230 severely malnourished cared for via a therapeutic feeding centre, and hundreds of new children being registered each week (p.153).

Karin watches workers for the World Food Programme handing out rations to IDPs in Andulo camp: a litre of oil, a scoop of beans, a bag of maize and a small quantity of salt were the monthly ration for an entire family (p.172).

The thing to grasp is that it wasn’t so much a civil war, that makes it sound reasonably rational: it was a war against its own people. UNITA set out to systematically destroy the country and they succeeded. They destroyed the rail lines inherited from the Portuguese. They mined roads and blew up bridges. They murdered and raped defenceless villagers and burnt their villages to the ground. But worst of all they littered the landscape with millions of landmines and grenades thus making it almost impossible to work in the fields. They waged sustained war on the country’s ability to feed itself. In the 1970s Angola was self-sufficient in foodstuffs, with a thriving agricultural sector (p.259). By 2000 this had evaporated. Both sides worked very hard for decades to reduce the entire country to a state of malnourished starvation. And they succeeded beyond their wildest dreams. They reduced Angola to being one of the poorest countries on earth, with 30% infant mortality and life expectancy of 44. Leaving the rest of the world to pick up the mess, treat the hundreds of thousands they shot or maimed, and feed millions and millions of starving displaced people. What cunts.

Natural remedies

Wei encounters a variety of natural remedies and tries to keep an open mind but most are clearly disastrous. Tying a string round your toe to cure diarrhea is the most innocent. When a woman doesn’t conceive after 6 months of marriage, the local healer recommended a mix of herbs wrapped in animal gut and stuffed up her rectum. A few weeks later she presents at the hospital with what appears to be a yard of dead intestine hanging out her anus until Wei solves is told about the ‘traditional remedy’. Less amusing is the woman who developed mastitis and the local healer prescribed a poultice of herbs which was so acidic that it burned through the entire thickness of the skin denuding half of the breast tissue. Removing the dead flesh took a long operation and then the woman was in screaming agony every time the dressing had to be changed.

Another woman presented with hands so badly burned they were carbonised. She had fallen into a fire. But why hadn’t she immediately scrambled out? Because, it emerges, she was having an epileptic fit. And why did none of her family come to her rescue? Because the traditional belief is that an evil spirit possesses an epileptic and anyone who touches him or her is at risk of also becoming possessed. So they let her lie with her hands in the fire till they burned to a crisp. Wei has no alternative but to amputate them both (pages 239 to 241).

The rich and the poor

There’s no evidence of any rich people in Kuito. The Portuguese abandoned the city a generation earlier in the great flight of 1975, and anyone with money had long departed for the relative security of Luanda. The town and its environs are a kind of quintessence of African poverty and abjectness. Throughout this period the government was making more than enough money from oil revenue to halt malnourishment at a stroke. Yet over half the budget went on armaments and paying soldiers to devastate the country’s agriculture and shoot and rape its citizens. Wei and Karin take several breaks from Kuito, including one big holiday trip to South Africa. At Luanda airport they meet a couple of oil men flying in on business who don’t even realise there’s a civil war going on – so completely are the glossy, luxury hotel, chauffeur-driven car, all-expenses lives of Luanda’s business elite and their foreign partners divorced from the extreme poverty and suffering of the mass of the rural population (p.79).

Photos

Each of the short chapters ends with a couple of black and white photos of the subject or people described in the chapter. Early on he tells us his camera was the best thing he took to Angola – helped distance, record, document and make sense of things.

Some of the photos are very run of the mill shots of local colour, the market, the high street, get-togethers with other aid workers, at the airport unloading shipments from the little MSF plane, and so on.

But about half the photos are of specific patients whose conditions and treatments he describes in the text, and these are often very harrowing indeed. Especially the ones of small children or even babies who have been shot. Jesus. (p.73)

Repeatedly we are told that UNITA was no longer capable of making any real military resistance against the government but was instead reduced to making cowardly raids on unarmed villages to maintain its nuisance level is disgusting and the results are catastrophic. Take the attack on unarmed peasants of Andulo, in which UNITA ‘soldiers’ held down villagers and hacked at their faces with machetes as a warning to the entire town against supporting the MPLA. Or the attack on the village of Belo Horizonte from which Wei treats an 8-year-old boy shot in the back as he ran away. His younger brother was shot dead. Another woman was shot in the head and dies in the hospital (p.176). The people in UNITA who ordered this strategy were evil scum.

Wei the Red Guard

Wei’s account of Kuito is interwoven with his autobiography which is almost as interesting. We learn that his father was a doctor in China who was forced, during Mao’s Great Leap Forward (1958 to 1962) to go and work as a ‘barefoot doctor’ in the remote, peasant countryside (p.46). So: Like so many doctors I know, it runs in the family. Not only that, casual comments about Wei’s parents, in particular his father, reinforce the idea that Asian or Chinese parents are extremely competitive and ambitious for their children (p.223).

Title

The title is from a poem by MPLA leader and first president of independent Angola, Agostinho Neto (the same man Ryszard Kapuściński knows and drops in for a chat with in Another Day of Life). It’s quoted page 80:

Here in prison
Rage continued in my breast
I patiently wait
For the clouds to gather
Blown by the wind of History
No one can stop the rain.

I love poetry but poetry, like any other human communication, can lie and distort. Neto may have been a fine poet but he was founder and first leader of the MPLA, the party which was to run Angola into the ground and, after the long futile civil war, emerge as the corrupt petro-elite government described by Daniel Metcalfe in his 2014 travelogue, Blue Dahlia, Black Gold: A Journey Into Angola.

After 35 years of rule by Neto’s MPLA, Angola is still one of the poorest and most corrupt countries in the world. If by ‘rain’ he meant independence from colonial rule, then, yes, no one could stop the rain. But if he meant anything like equality and prosperity for all then, no, it turns out you can stop the rain. It turns out that, for some people, the rain will never come.

Karin’s character

By the end of the book you realise Karin has written the majority of the chapters and her exuberant, optimistic, if often anxious and tearful personality, is the one which dominates. She is as open and charmed by the dancers at the mardi gras festival, the singers in church and the toddlers playing in the dirt streets as she is terrified by the drunks who sometimes lurch out of the darkness at her on the streets at night, and appalled at the sights and suffering she sees at the hospital.

In other words, although I have ripped a little into her erratic prose style, there’s no denying she is a kind of everywoman figure and that viewing the entire, intense experience through her eyes is all the more powerful for her downhome style and ordinary responses.

Married love

It’s worth mentioning one last aspect of the narrative which is the tenderness and kindness and love at the core of her marriage. In this as in everything else she is much more open and candid than Wei. Whereas he downplays risks and worries in the classic male style, Karin is open as a book about the numerous moments of anxiety, worry and fear she feels, above all at the thought of losing the love of her life. Wei is her rock, her strength (p.223), her guide, with his head for facts and figures (p.249), his calmness, his endless capacity for work, his tact. And she in turn takes it upon herself to cook and care for him, worrying about his health and his diet when medication makes him lose weight.

In other words, running through the core of this book is not one person’s experience, but a real sense of the joint experiences of a rock solid, loving, married couple who share the anxieties and tragedies and occasional triumphs together. Obviously the surface of the book details the many gruesome, tragic and disgusting things they saw, garnished with a host of facts and figures supplied by Karin and medical analyses supplied by Wei.

But putting the entire subject matter to one side, this book is an extraordinary tribute to the power of married love.

And love of humanity. Karin describes the final weeks as they prepare to leave, when their replacements have been finalised by MSF, as they pack up and have a little string of parties to say goodbye to friends and fellow aid workers and the hospital staff. As Wei shakes hands, as he and his team give each other hugs, I couldn’t help tearing up. The couple’s naive, open and honest accounts of all their experiences includes the tremendous emotional turmoil they feel at leaving forever people they had worked so closely with in such terrible circumstances, and I was genuinely moved, but also awed at their bravery and commitment. For all its clunky style, this is a wonderfully moving, informative and life-enhancing book.


Credit

No One Can Stop The Rain: A Chronicle of Two Foreign Aid Workers during the Angolan Civil War by Karin Moorhouse and Wei Cheng was published in 2005 by Insomniac Press. All references are to this paperback edition.

Related links

Africa-related reviews

History

Fictions and memoirs set wholly or partly in Africa

Exhibitions about Africa

Battle Cry of Freedom: The Civil War Era (5) by James M. McPherson (1987)

Stepping back from the detail, this reader’s general sense of the actual fighting of the American Civil War – having just finished this 860-page book about it – was that the slaughter steadily escalated, until tens of thousands were being killed and wounded at each brutal, bloody, slogged-out battle, causing death and injury on such a scale you’d have thought they’d be decisive.

And yet they weren’t. There was a terrible fatality or weakness about the commanding generals on both sides which prevented them from landing really knockout blows and allowed the war to drag on for years longer than necessary.

The reader gets very impatient with General George B. McClellan who was in charge of the north’s largest army, the Army of the Potomac. He was, by all accounts, an excellent organiser of armies and inspirer of men who, however, turned out to be pathologically reluctant to risk his shiny military machine in actual battle. And, on the rare occasions when he did engage and repel the Confederates, McClellan consistently failed to pursue and crush them, allowing them to retreat, lick their wounds, regroup, re-arm and come again. Eventually, President Lincoln became so impatient with McClellan’s fatal indecisiveness that he sacked him.

But, to the reader’s frustration, the same thing turns out to be true of his replacement, Major General George Meade, who commanded the northern army at the Battle of Gettysburg (July 1 to 3 1863), massacring the rebels as they tried to storm his men entrenched along Cemetery Hill.

But then, when Confederate General Robert E. Lee called off the rebel attack and withdrew, Meade refused the calls from his officers, and from Lincoln himself, to pursue and crush the exhausted southern survivors – thus ensuring that Lee could withdraw, regroup, and that the war went on for another two years!

Apparently, a contemporary satirist described the armies of the American Civil War as little more than armed mobs wandering over the Virginia countryside at random, occasionally bumping into each other, massacring each other, then wandering off again with no decisive result. For long periods of time this satire does seem to be true.

According to McPherson, the siege and capture of the rebel stronghold of Vicksburg, which took place at the same time as the enormous Battle of Gettysburg (May to July 1863), marked a turning point in the war – but quite clearly neither was a knockout blow, and the South continued to field armies for 24 more bloody months, two years of bludgeoning, desperate bloodletting, as bigger and bigger armies engaged for longer and longer, at the costs of tens of thousands of eviscerated mangled bodies, with an enormous loss of life and treasure.

Meanwhile, as the generals of both sides failed to win the war, the conflict was nonetheless a time of rapid social, economic and technological change.

Military innovation

The generals initially carried on implementing Napoleonic battle strategy i.e. close ranked men march forwards, protected by cavalry on the flanks, until they’re within range to charge and close the enemy with bayonets – at which point the enemy breaks and runs, hopefully.

However, this was the war during which the rifle replaced the smooth-bore musket. Rifling made a bullet fly further and more accurately. This meant rifle fire could now kill men at three or four times the distance i.e. infantry advancing in the old style were cut down like grass.

Suddenly the advantage was with well-entrenched defenders. This explains the carnage at the Battle of Antietam as attacking Union troops found themselves funnelled into a lane which led towards the Confederate positions, and were mown down in their thousands. Or the carnage at Fredericksburg, where Union troops walked towards a solid wall at the base of St Marye’s Heights lined with Confederates assembled in ranks who fired in sequence – it was like walking towards machine guns.

It’s in the last two hundred pages, from the year 1864, that the power of defensive trenches really comes into its own, with the enormous losses suffered by Union soldiers trying to take rebel trenches at Spotsylvania and Petersburg. Here the fighting anticipated the appalling attrition rates of the First World War.

Arguably the single biggest reason why the American Civil War was so long and so blood was the development of the rifle, and the advantage it gave defenders in any battle (page 477 and following pages).

The scale of the slaughter

Some of the slaughter was awe-inspiring. The massacre at Antietam Creek left 6,000 men dead and some 17,000 wounded – four times the total number suffered on the Normandy beaches on D-Day – more than all American casualties in the War of 1812, the Mexican War and the Spanish-American war combined.

Similarly, the three-day Battle of Gettysburg was an abattoir, with some 8,000 killed out of about 50,000 casualties. Even relatively minor encounters seemed to result in appalling rates of death and maiming. Some 620,000 men from both armies died in the civil war. It was a catastrophe.

Disease the biggest killer in most wars

But disease was an even bigger killer than rifles and artillery. For every soldier who died in battle, two died of disease. The biggest killers were intestinal complaints such as dysentery and diarrhoea, which alone claimed more men than did battle wounds. Other major killers were measles, smallpox, malaria and pneumonia.

The fundamental basis of modern medicine – the fact that microscopic bacteria spread infections – had not yet been discovered. Medicine was, as McPherson puts it, still in the Middle Ages. The result was that no-one appreciated the importance of sterile dressings, antiseptic surgery, and the vital importance of sanitation and hygiene.

The impact of disease was so severe that it disrupted or led to the cancellation of a number of military campaigns. (p.488)

The changing role of women

McPherson goes out of his way in several places to discuss the changing positions of women. This is especially true of his section on medicine and nursing during the war where, in a nutshell, certain strong-willed women followed the example of Florence Nightingale during the Crimean War and set up nursing homes and went into the field as nurses. These women nurses and organisers impressed the medical establishment, the army and the politicians, and made many men revise their opinion of women’s toughness.

Notable pioneers included Clara Barton and Mary-Anne Bickerdyke (page 483). In 1849 Elizabeth Blackwell became the first American woman to earn an MD.

The same went for factories and agriculture, specially in the North, where women were called in to replace men, and permanently expanded cultural norms about what women were capable of (pages 477 to 489).

Financial innovations

But arguably the most profound changes wrought by the Civil War – and certainly the most boring to read about – were the financial innovations it prompted.

To finance the war the northern government instituted the first ever federal income tax, on 5 August 1861. Taxes on other goods followed quickly under the Internal Revenue Act of 1862 which taxed ‘almost everything but the air northerners breathed’ (p.447) including liquor, tobacco and playing cards, carriages, yachts and billiard tables, taxes on newspaper adverts and patent medicines, licence taxes on virtually every profession, stamp taxes, taxes on the gross receipts of corporations, banks, insurance companies and the dividends or interest they paid investors.

The relationship of the American taxpayer to the government was never the same again.

This was accompanied by a Legal Tender Act of 1862 which issued, for the first time, a federal currency. Up to this point each of the states had had their own treasury and their own forms of payment. Now the Federal government set out to supersede all these with the green dollar bills it produced by the million. These soon became known as ‘greenbacks’ and endure to this day.

Having revolutionised the country’s monetary and tax structures, the 37th Congress (1861 to 1862) did the same for public land, higher education and railways.

McPherson shows how the economic dynamism of the north had been hampered and blocked for decades by southern states suspicious that every attempt to spread its free market, industrial culture was an attack on the South’s slave-based, agricultural economy.

Once the southern states seceded the Congress, now representing solely northern states, was set free to unleash its free market vision. A homestead act granted 160 acres of land to settlers who developed it for five years, underpinning the explosive expansion westwards.

A Vermont congressman developed a bill to make 30,000 acres of public land in each state available for the founding of further education, and especially agricultural colleges, establishing a network of institutions which ensured the most efficient exploitation of farmland by American farmers for generations to come.

And the Pacific Railroad Act granted land and money for a railway which eventually ran from Omaha to San Francisco. Much of the land dealing and speculation about the construction of this and later railways became notorious for corruption and sharp practices. But nonetheless the railways were built, connecting people, services and supplies across this vast continent.

Taken together these changes amounted to a ‘blueprint for modern America’, a:

new America of big business, heavy industry, and capital-intensive agriculture that surpassed Britain to become the foremost industrial nation by 1880 and became the world’s breadbasket for much of the twentieth century… (p.452)

The capitalists, labourers and farmers of the north and west superseded the plantation aristocracy of the South in the economic and political system, permanently remodelling America as a high-finance, industrialised, capitalist country.

Reconstruction

And this is the background to the idea of ‘Reconstruction’.

As in any war, the war aims of both sides changed over time. Initially most northern Democrats and many Republicans simply wanted the southern states to de-secede and return to the Union, more or less as they were.

But savvier radicals realised that there would have to be drastic changes in southern economy, culture and politics if the whole nation wasn’t simply to return to the permanently blocked political deadlocks of the decades which led up to the conflict.

Even slow-to-change Abe Lincoln realised that the South would have to be remade on the model of the industrialised, capitalist North. Having been devastated, economically, in terms of war dead, in terms of goods and assets destroyed, burned and bombed to bits, and having had the fundamental underpinning of its entire economic existence – slavery – abolished, the South would need to be entirely rebuilt from scratch.

This is what the term ‘Reconstruction’ came to mean and McPherson’s book comes to an abrupt stop just before it begins. His book ends with the end of the war, with the moving encounter between the old enemies as Confederate General Robert E. Lee surrendered to Union General Ulysses S. Grant on 9 April 1865, and then Confederate troops came in and surrendered their weapons to their Union victors.

A short epilogue fleetingly references the assassination of Abraham Lincoln on 15 April 1865, the vast funeral, the flight of Confederate president Jefferson Davis and half a dozen other events which quickly followed in the wake of peace – but that’s it as far as McPherson’s account is concerned.

The whole enormous story of what came next:

  • the attempts to reconstruct the South and their long-term impact, in terms of poverty and ongoing racial prejudice
  • the conquest of the West and the so-called Indian Wars
  • the astonishing industrial and financial rise of the North until America was on a par with the mightiest European powers

remains to be told in the next book in the series of the Penguin history of America.

Confederate General Robert E. Lee (left) signs the terms of surrender to Union General Ulyses S. Grant on 9 April 1865, as painted by Tom Lovell in 1964

Confederate General Robert E. Lee (left) signs the terms of surrender to Union General Ulysses S. Grant on 9 April 1865, as painted by Tom Lovell in 1964


Other posts about American history

Origins

Seven Years War

War of Independence

Slavery

The civil war

Art