Fizzles by Samuel Beckett (1973 to 1975)

The ‘fizzles’ are eight short prose pieces by Samuel Beckett. He wrote seven of them in French in the early 1960s and translated them into English a decade later, apart from Still, which he wrote straight into English in 1972.

Order and names

Some of the fizzles are unnamed and are identified by their numbers or first few words ‘in speech marks’. There’s no particular logical order and different publications have varied the order and not necessarily included all 8, but they tend to be arranged as per an edition published by Grove Press which Beckett reportedly approved:

  • Fizzle 1 ‘He is barehead’
  • Fizzle 2 ‘Horn came always’
  • Fizzle 3 Afar a Bird
  • Fizzle 4 ‘I gave up before birth’
  • Fizzle 5 ‘Closed place’
  • Fizzle 6 ‘Old earth’
  • Fizzle 7 Still
  • Fizzle 8 For to end yet again

Foirades

In French their title is Foirades and a ‘foirade’ translates as ‘squitters’ or ‘jitters’, a flop or failure. According to the Faber Companion to Beckett he himself referred to the Fizzles as ‘wet farts’ or attempts to break wind quietly (you should never underestimate the element of sheer, bucket, gutter, potty-mouthed crudity in lots of Beckett, his obsession with bodily functions and the crudest Anglo-Saxon terminology e.g. the prominence of the c word in How It Is or casual remarks such as ‘I considered kicking her in the cunt’, in First Love).

Going beyond closure

Regarding the content, the Companion spends a lot of time on their publishing history and gives just a one-sentence interpretation, namely that the Fizzles were – when written in the early 60s – attempts to go beyond the closure or ending implied in a work like The Unnamable.

This is certainly a way to think about how the fizzles all concern different personages, are in different voices, appear to be exploring different scenarios. Obviously they are unified by a) being about derelict characters with dysfunctional minds b) conveyed in prose which experiments with various strategies, most notably Beckett’s familiar tactics of i) Repetition of key phrases, and ii) Oblique syntax i.e. missing out verbs or adding multiple phrases without indicating their relationships with punctuation or prepositions.

But within this overall approach, each fizzle is like an experiment with a different approach to his themes. It helps that most of them are relatively short, barely half a page, which adds to the sense that they are offcuts of a larger work, fragments at a tangent from a bigger vision.

Fizzle 1 ‘He is barehead’

An unnamed male protagonist, ‘destitute of history’ and ‘near to death’, wearing uncomfortable clothes, possibly ‘prison garb’, barefoot, is walking endlessly uphill so his head is bowed, but through a narrow place where he’s constantly banging his shoulders and arms, sometimes it narrows so much that squeezing through hurts his arms and shoulders even draws a little blood, there’s no chance of seeing through the gloom so more and more he closes his eyes, he reviews his body – the legs, the head, the heart – no complaints, he zigs to the left, he zags to the right, sometimes he stops to lick the walls, behind it he hears the sound of an enormous fall or drop, but mostly there is silence; he makes a distinction between the air here which is ‘foul’, and ‘the other, the true life-giving’, suggesting he is underground and heading always upwards towards the surface, towards ‘the open’ (which explains the gloom, the silence, the foul air, the uphill gradient) and his memory endlessly pores over the maxima and minima of his experiences, the loudest fall, the quietest fall, the sweetest wall lick, and so on, indefinitely.

Fizzle 2 ‘Horn came always’

First person narrator describing how a character named Horn always came in the dark, the narrator would send him away after 5 or 6 minutes, 5 or 6 years since anyone had seen the narrator, it’s some time before s/he has gotten out of bed, it (the body’s injuries) are sure to show, but no-one at any price is to see her face, hence making Horn come at night, Horn’s visits don’t seem to be for sex, the narrator asks Horn questions e.g. ‘And her gown that day?’ Horn gets out his notebook, checks, and answers, once she asked him to turn on the flashlight so she could see his face, as the torchlight faded she was certain it was him, definitely him, but she has only to pass her hand over her eyes or take off her eyeglasses for the image to fade, that’s why she prefers looking at the ceiling, although she did get out of bed the other day and she thought she had long ago ‘made my last journey’, she’s started making little journeys hanging onto the bars of her bed; in a bizarre, surreal and presumably humorous last few sentences she blames her decrepitude on ‘athletics’:

What ruined me at bottom was athletics. With all that jumping and running when I was young, and even long after in the case of certain events, I wore out the machine before its time. My fortieth year had come and gone and I still throwing the javelin.

Fizzle 3 Afar a Bird

A third-person narrator describes the progress of an unnamed character walking, as so often in Beckett, across a ‘ruin-strewn land’, taking little wary steps, resting after every ten steps:

that image, the little heap of hands and head, the trunk horizontal, the jutting elbows, the eyes closed and the face rigid listening, the eyes hidden and the whole face hidden,

Strange phrasing suggests the narrator was ‘inside’ this figure, somehow and somehow was given birth to:

but birth there had to be, it was he, I was inside… I’m inside, it was he who wailed, he who saw the light, I didn’t wail, I didn’t see the light…

More strange phrasing suggests the observer and the actor are one and the same, and when he comes to describe his death it sounds as if the soul is describing the death of the body, boasting that he will survive, certainly it sounds like a psyche or persona split in two:

he is fled, I’m inside, he’ll do himself to death, because of me, I’ll live it with him, I’ll live his death, the end of his life and then his death, step by step, in the present, how he’ll go about it, it’s impossible I should know, I’ll know, step by step, it’s he will die, I won’t die, there will be nothing of him left but bones, I’ll be inside, nothing but a little grit, I’ll be inside

Wow, this obviously echoes the title of Not I but also the duality in one mind or one narrative of The Unnamable, but is genuinely spooky, like a ghost story where the ghost is inside the head of the lead character.

Fizzle 4 ‘I gave up before birth’

This appears to be a close variation in number 3. It’s interesting to compare 4 and 3 because the topic is identical, the notion of a narrator being inside a man who he confidently predicts will die by he, the narrator will survive, and a score of other notions stemming from this idea – but version 4 is much more pure, it is much clearer about the plight and its consequences and so, maybe surprisingly, is less effective than 3. 3 is more obscure and contains ambiguous or impenetrable phrases, but for that reason, comes over as the more genuinely deranged of the pair, and therefore more likely what an unhinged soul or body-occupier would actually sound like i.e. deeply worrying.

Fizzle 5 ‘Closed place’

Opens with a typically incoherent sentence:

All needed to be known for say is known.

Which indicates it is the speech of yet another character whose mind is collapsing, and at the same time hints at profound meanings which are not immediately translatable into standard prose. In fact, the very next two sentences are considerably clearer:

There is nothing but what is said. Beyond what is said there is nothing.

This sounds like a Zen Buddhist saying, not that meaningful in itself, but designed to prompt meditation and pondering.  From this abstract opening, the text goes on to become the description of a place rather than a person – a vast ‘arena’ big enough to hold ‘millions’ who spend their time;

wandering and still. Never seeing never hearing one another. Never touching’

This vast space is divided up into millions of equal lots:

Just room for the average sized body. Stretched out diagonally. Bigger it has to curl up.

In other words this ‘arena’ has distinct similarities with the claustrophobic ‘hell’ described in The Lost Ones. It’s also one more example of Beckett’s obsession with conceiving the precise space and geometry of human bodies and the claustrophobically closed spaces they inhabit. The arena is also a ‘ditch’ a few feet deeper than the surrounding surface.

Some of these ‘lots’ are bright, some are dark, making a patchwork quilt. Above the arena, light is shed down onto the bright squares. ‘In the black air towers of pale light. So many bright lots so many towers.’ There is a track all around the ditch, a step up from it and just wide enough for one to walk. That’s it.

The precision of the imagining makes it very close to Dante’s imagining of the afterlife, except without any of Dante’s personality, humanity, characters, dialogue, interactions, and religious, legal and moral symbolism.

Fizzle 6 ‘Old earth’

Flavour is conveyed by quoting:

Old earth, no more lies, I’ve seen you, it was me, with my other’s ravening eyes, too late. You’ll be on me, it will be you, it will be me, it will be us, it was never us.

With a kind of surreal or delirious inconsequentiality the narrator abruptly declares:

It’s a cockchafer year, next year there won’t be any, nor the year after, gaze your fill.

The narrator appears to turn on the light to watch them flying towards the river. And this morphs into surprisingly obvious and sentimental memories:

For an instant I see the sky, the different skies, then they turn to faces, agonies, loves, the different loves, happiness too, yes, there was that too, unhappily. Moments of life, of mine too, among others, no denying, all said and done.

Fizzle 7 Still

Another surprisingly naturalistic description of someone sitting quite still at a window watching the sun set in the south west. The phrase ‘quite still’ is repeated to create that intensity.

As so often what comes over is Beckett’s intense imagining of the precise position of the human figure and of its movements. We don’t get a name or spoken words or thoughts or emotions. None of that interests him.

Sitting quite still at valley window normally turn head now… Even get up certain moods and go stand by western window… at open window facing south in small upright wicker chair with armrests. Eyes stare out unseeing till first movement some time past… Normally turn head now ninety degrees to watch sun… Even get up certain moods and go stand by western window… Eyes then open again while still light and close again in what if not quite a single movement almost…

Except the figure is not still. On closer examination he, she or it is trembling all over. This sets up a dynamic opposition which then rings through the rest of the short text which goes on to describe the position or positions of this human in the usual excruciating detail:

Legs side by side broken right angles at the knees… Trunk likewise dead plumb right up to top of skull seen from behind including nape clear of chairback. Arms likewise broken right angles at the elbows forearms along armrests just right length fore arms and rests for hands clenched lightly to rest on ends…

It makes you realise that these descriptions of precise bodily movements and the super-precise stage directions he gave for his later plays, are all cut from the same cloth:

The right hand slowly opening leaves the armrest taking with it the whole forearm complete with elbow and slowly rises opening further as it goes and turning a little deasil till midway to the head it hesitates and hangs half open trembling in mid air. Hangs there as if half inclined to return that is sink back slowly closing as it goes and turning the other way tillas and where it began clenched lightly on end of rest.

These could almost be stage directions for one of his hyper-minimalist late dramaticules. The poetry or the drama is in these very limited, small-scale but super-precisely described physical gestures.

Fizzle 8 For to end yet again

It is quite ironic that one his post-war short stories was titled The End because, of course, Beckett never finished ending, he was endlessly ending. Or was compelled to end endlessly, over and over again, the sentences trying to assemble meaning from broken fragments at odds with each other, incomplete, trying to reach an end:

For to end yet again skull alone in a dark place pent bowed on a board to begin.

Like so much of Beckett’s prose it works by the incantatory repetition of certain key words phrases which build up a strange, not a romantic power, something more modern and metallic and baleful.

  • skull
  • alone in the dark, alone in a dark place
  • grey sand as far as eye can see
  • leaden dawn

To our surprise the narrator mentions that here in this waste of sand as dawn arrives over a leaden grey sky, ‘amidst his ruins the expelled‘! The Expelled is of course the title of one of the four long short stories wrote right at the end of the war, and all the stories rotate around the same figure who has been ‘expelled’ from his home by ‘them’. Is this ‘expelled’ the same guy? Or is everyone expelled in Beckettworld? Is everyone condemned to the same eternal trudging across grey dusty landscapes or circling round rubber cylinders (The Lost Ones), bent double climbing endless hills (Enough), haunting the ruined refuge of Lessness?

As usual there is no name, no character, no personality, no psychology, no dialogue, no thoughts, no humanity; it’s all about the bodies:

Same grey all that little body from head to feet sunk ankle deep were it not for the eyes last bright of all. The arms still cleave to the trunk and to each other the legs made for flight.

It’s odd that he specifically uses the word ‘hell’ and then goes on to mention the ‘refuge’. Is this meant to be a kind of summary, pulling together themes scattered through the fizzles (and other texts, the ‘refuge’ which appears throughout Lessness – this and Lessness seem very closely linked)?

Astonishingly two white dwarfs appear. They are trudging through the dust, inevitably, with the just as inevitable bowed backs. No-one walks with a spring in their step and a song in their heart in Beckettworld. The dwarfs are so alike the eye cannot tell them apart and they are carrying, between them, a litter, such as the rich rode in in Roman times. They are not pretty dwarfs:

Monstrous extremities including skulls stunted legs and trunks monstrous arms stunted faces… Atop the cyclopean dome rising sheer from jut of brow yearns white to the grey sky the bump of habitativity or love of home

Can he see it, this scene, ‘the expelled [person] amid his ruins’? Is it him regarding the two dwarfs carrying their litter. This scenario gives the text more key words and phrases to repeat and circle:

  • litter
  • dwarfs
  • ruins
  • little body

‘The expelled’ falls amid his ruins in the white dust, the dwarfs let drop their litter once again. Is this hell:

hell air not a breath? And dream of a way in a space with neither here nor there where all the footsteps ever fell can never fare nearer to anywhere nor from anywhere further away?

No.

No for in the end for to end yet again by degrees or as though switched on dark falls there again that certain dark that alone certain ashes can

It can’t be the end because the end is endless. It can never end.

One thing leads to another

Apart from the obvious aspects of these pieces – they are very unlike anyone else’s ‘stories’ or prose pieces, the lack of character or dialogue or plot – one thing that comes over strongly in most of them is the sense of free association. What I mean is one thing leads to another, one idea throws up a phrase or notion which the text then moves onto with no real, external logic, no logic of events, certainly, but the logic of association.

As Tristram Shandy had shown 200 years earlier (1759) the idea of building a fictional text by letting one idea suggest another which suggests another was hardly new, and prose which tried to capture the so-called stream-of-consciousness had been developed in their different ways by Virginia Woolf and James Joyce during and just after the Great War.

Hard-hearted prose

What makes these pieces’ use of a sort of stream-of-conscious approach so different is their hard quality. There is a hard, stiff quality about Beckett’s prose. And there is a hard quality about the descriptions. They are more often than not descriptions of people in some kind of mental or physical extremis, and yet there is never any softening of the style or of the attitude. There is no compassion. Everything is described in a kind of forced, compelled way which sometimes verges on the mechanical or robotic.

This is most obvious, maybe, in Beckett’s obsessive concern with the body of his characters, not just with the tortured contortions or trials he often puts it through, but the mechanical way he lists body parts and enumerates actions, with the detachment of an anthropologist.

Some day he’ll see himself, his whole front, from the chest down, and the arms, and finally the hands, first rigid at arm’s length, then close up, trembling, to his eyes. He halts, for the first time since he knows he’s under way, one foot before the other, the higher flat, the lower on its toes…

You can read into the pieces a certain compassion for these figures, but it isn’t actually there in the pieces themselves. They are hard to the verge of being feeling brittle.

Unfree association

Back to the free association idea, take Fizzle 2, ‘Horn came at night’, it’s tempting to think that Beckett simply free associated it. The progress of ideas is: ‘Horn always came at night’. So straightaway you suspect that is a rude pun, ‘horn’ being slang for erect penis, ‘came’ being the common verb describing orgasm, all helped along by the night-time setting. Then you can see Beckett thinking this is far too obvious and immediately intruding a bit of Beckett business, a kind of spurious precision, by saying that the narrator only hosts Horn for 5 or 6 minutes, and going one step further to remove it from the world of porn or even faintly sensual writing by stating that Horn always switches on his torch to consult his notes. What torch? What notes? Why is he taking notes?

And the thought that she only lets him visit for 5 or 6 minutes leads to the question why the short intervals – which prompts Beckett to concoct the idea that it’s because the narrator is ashamed of how she looks. ‘It was five or six years since anyone had seen me’. Which leads onto the thought that she is changing her mind, emerging from her self-imposed exile, and determined to let herself be seen again.

That all happens in the first paragraph, but the point I’m making isn’t about the subject matter, it’s about Beckett’s process of moving quickly from one idea to another. And I’m trying to bring out the way the ideas don’t exactly flow. It isn’t stream of consciousness in the way Woolf or Joyce were trying to capture what thinking actually feels like, were trying to give a realistic description of the way our thoughts endlessly link together.

Beckett’s version is much more contrived and hard-hearted than that. It’s more like a deliberate attempt to avoid realistic stream of consciousness, and replace it with a sequence of arbitrary and unexpected developments. The same sense of arbitrary develops characterises the end of fizzle 2 when the character suddenly starts blaming their physical decrepitude on athletics, all that running or jumping when they were young.

Or take the equally incongruous and ‘random’ appearance of two dwarfs carrying a litter across a bone dry plain in fizzle 8. This and other odd and arbitrary developments, like the sudden appearance of the cockchafers in fizzle 6, arise from no known logic, no realistic depiction of the world or of the mind, but reflect a kind of contorted, unfree association.

What appears to be a random arbitrary thought occurs, and then directs the text down along a new course.

And no sooner has he thought of them, these random features, than they are subjected to the usual tough-minded treatment of Beckett’s prose strategies:

  • obsession with the body and its precise posture and movements
  • obsessive enumeration or listing of activities or attributes
  • above all the obsessive, meaning-draining incantation of a handful of key words or phrases which either deepen and intensify the reading experience, or drive you nuts with frustration, depending on your mood and inclinations

Luxury literature

Beckett is usually promoted as the purveyor of world-class pessimism, bleakness and nihilism, a poet laureate of impoverishment, decay and collapse.

But by the time I began reading serious literature in the mid-1970s, he was already a world-famous figure, with a Nobel Prize to his name. Any play he wrote was immediately put on at the Royal Court Theatre with a massive press fanfare, and any prose he wrote was liable to be printed in full in the most prestigious journals or newspapers. It was impossible, in other words, for anyone to be more famous or successful in the field of literature than Samuel Beckett was.

Not only that, but by the mid-70s Beckett was also becoming known for collaborating in high-end, elite de luxe editions of his works and Fizzles is a good case in point. In 1973, soon after the Froisades were published in French, Beckett was introduced to American artist Jasper Johns and they agreed to work together on an illustrated version of the English translation, Fizzles.

Johns chose just five fizzles and to create a little ‘artist’s book’ containing both French and English versions (he chose fizzles 2, 5, 1, 6, and 4). Johns created 33 images plus the book’s end papers. The resulting book was published with the title Foirades/Fizzles in an edition of 250 copies, signed by both creators. I saw some of the illustrations at the big 2017 Jasper Johns retrospective at the Royal Academy.

What the exhibition showed is that although Johns is famous for painting the American flag and other everyday artifacts, he went through a big black and white phase and that’s when the fizzles project took place. The rather grim, rough-hewn, black and white abstract shapes, or shapes made of black and white letters of the alphabet, are appropriate for the semi-abstract texts, with their lack of colour and repetition of black (fizzles 1, 5, 8) and in particular grey, which dominates fizzle 8 (‘Grey cloudless sky grey sand as far as eye can see’).

Many of these limited editions found their way into the collections of the V&A or Museum of Modern Art and so on, or into the hands of the usual art market investors. Nowadays they change hands for $30,000 or more.

I know I’m being naive, but for me aged 17, there was something very off-putting about knowing that this supposed prophet of immiseration and the extremity of human consciousness, was in reality fawned on by cultural elites around the world who fought like ferrets for the privilege of staging his latest 10-minute play or publishing his latest 3-page prose masterpiece, and that the the supposed poet laureate of impoverishment and collapse in reality collaborated in creating luxury collectors’ items designed to find their way into the hands of the super rich and the art elite.

It’s taken me all this time to overcome my antipathy to Beckett because of his association with the Art and Theatrical and Financial Elite, and to try and read his works objectively, for what they are.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

  • Lessness (1970) Short prose
  • The Lost Ones (1966-70) Short prose
  • *Not I (1972) Stage play
  • Fizzles (1960 to 1973) Short prose
  • Heard in the Dark, One evening and others – Short prose
  • *That Time (1975) Stage play
  • *Footfalls (1976) Stage play
  • … but the clouds… (1976) Television play
  • For to End Yet Again (1976)
  • Ghost Trio (1977) Television play
  • Company (1979) Novella
  • *A Piece of Monologue (1980) Stage play
  • *Rockaby (1981) Stage play
  • Quad (1981) Television play
  • Ill Seen Ill Said (1981) Short novel
  • *Ohio Impromptu (1981) Stage play
  • *Catastrophe (1982) Stage play
  • Worstward Ho (1983) Prose
  • Nacht und Träume (1983) Television play
  • *What Where (1983) Stage play
  • Stirrings Still (1988) Short prose

Acts Without Words I and II by Samuel Beckett

Act Without Words I

Act Without Words I (a mime for one player) is a short mime piece written by Samuel Beckett. It was originally performed after Beckett’s major play, Endgame, during the latter’s first run in London. It was Beckett’s first attempt at the genre and dates from a period when he had just experimented with his first play, Waiting For Godot, and his first radio play, All That Fall. You can view a modern production of it on YouTube.

The scene is a desert on to which a man is abruptly ‘flung backwards’. Mysterious whistles draw his attention in various directions. A number of more or less desirable objects, notably a carafe of water, are dangled before him. He tries to reach up to the water but it is out of reach.

A number of cuboid boxes, obviously designed to make it easier for him to reach the water, descend from the flies, each one’s arrival signalled by a blast on the whistle. But however ingeniously he piles them on top of one another, the water is always moved to be just out of reach.

After ten or so minutes of painfully frustrated efforts, in the end the protagonist sinks into complete immobility. The whistle sounds – but he no longer pays attention. The water is dangled right in front of his face, but he doesn’t move. Even the palm tree in the shade of which he has been sitting is whisked off into the flies. He remains immobile, looking at his hands.

The meaning(s)

It’s a variation on the theme of Godot except with one protagonist instead of the four we meet in the play.

Tragic

If you take a bleak and nihilistic view of Beckett, then the mime depicts a man flung on to the stage of life, at first obeying the call of a number of impulses, drawn to the pursuit of illusory objectives by whistles blown from the wings, but finding peace only when he has learned the pointlessness of even trying to attain any of these objective, and finally refusing any of the physical satisfactions dangled before him. He can find peace only through ‘the recognition of the nothingness which is the only reality’.

Actually a number of Beckett critics including Ruby Cohn and Ihab Hassan have dismissed it as too obvious and too pat. ‘Oh dear, life is meaningless, what shall I do?’ When stated that bluntly, it is a cliché.

Comic

That said, the putting of a man through a number of humiliating tasks which he can never achieve, in a wordless mime, is strikingly similar to early, black-and-white, comedy films. Take the 1916 short film One am written, directed and starring Charlie Chaplin. In its 34 minute duration a posh man in a top hat who is very drunk is dropped off outside his house by a taxi and then spends the next 30 minutes trying to find his key, get into the house and then taking an awesome amount of time getting up the stairs.

Or take the Laurel and Hardy comedy short, The Music Box, in which the hapless duo are deliverymen tasked with delivering a big, heavy piano up the longest flight of stairs in California.

Viewed through this lens, the protagonist is reduced not to nihilistic despair, but to sulky refusal to take part in this stupid game. Both, it seems to me, are valid interpretations of the work and, if you like, of ‘life itself’.

Portentous

In The Faber Companion to Samuel Beckett, C.J. Ackerley and S.E. Gontarski suggest that the protagonist’s final refusal to play, to be tempted by the water dangling in front of him, is not a sulk, it represents his rejection of purely physical needs and his rebellion against his fate. In refusing and rising above purely physical needs, he is enacting the psychological process described by Albert Camus in his lengthy sociological work, The Rebel (1951). Maybe…

From a deluge of words to wordlessness

What strikes me about this play or mime is the fact that a mime, in effect, consists entirely of stage directions.

In this respect Beckett’s work presents an interesting trajectory, from the vast solid cliffs of prose in The Beckett Trilogy via the light and fast-moving dialogue of his main plays (Waiting For Godot, Endgame, Krapp’s Last Tape) to the abandonment of the written or spoken word altogether and the reduction of the dramatic event to action, pure and simple, of wordless mime consisting solely of stage directions.

Beckett’s stage directions

It also reminds the viewer of the extreme precision and pedantry of Beckett’s stage directions. Beckett was always obsessive about the physical behaviour of his characters, regarding humans as closer to automata than people, as evidence in the numerous obsessively detailed descriptions of physical options and behaviours in the novel Watt.

He carried this obsessive attention to the minutiae of physical action over into his plays and became notorious among directors and actors for the extreme precision of his stage directors and his inflexible insistence that they must be followed to the letter, precisely as he had written them.

As you read through the plays, as you come across more mimes and musical movements and so on, you realise that the composition of the stage directions was every bit as precise and detailed and calculated for effect as the actual prose and dialogue and speeches.

And of course no member of the audience is aware of this but the reader of the piece sees that it ends with the four-times repeated stage direction He does not move, reminding us of the famous stage direction at the bitter end of Godot – They do not move.

Suicide

Speaking of Waiting For Godot at one point in Act Without Words the protagonist takes the length of rope he’s been given and obviously plans to hang himself from the palm tree which is more or less the only feature in the desert landscape.

This reminds us of Estragon’s throwaway suggestion in Waiting For Godot that the two tramps hang themselves and, of course, both suggestions turning out to be fruitless. You don’t get out of it that easy, this thing called life.

Act Without Words II

Act Without Words II is another short mime, written a few years after the first one. It, also, was composed in French before being translated into English by the author although, being a mime, there was no dialogue to translate, just the stage directions. The London premiere was directed by Michael Horovitz and performed at the Institute of Contemporary Arts on 25 January 1960.

Even more than the first one, number II is another work which depends entirely on the precision of the choreography. Two men are in sacks. A long stick enters from stage right and pokes one of the sacks. Character A struggles out of his sack and elaborately gets dressed before picking up the second sack and placing it further from the stick, before undressing and getting back into his sack. The same procedure is then applied to the other sack containing Character B, who is poked, struggles out of his sack, does callisthenics, cleans his teeth, gets dressed and so on. His job is to move the other sack, containing Character A further along the stage, before he, too, undresses and gets back into his sack. And so on, Forever.

Anyone who’s read Watt or Molloy will recognise the helpless, Aspergers syndrome-like obsessiveness of the repeated behaviour, of numerous apparently pointless repetitions carried out with minute variations and exasperating precision. This, the work says, is how utterly pointless our lives are with all the gettings-up and breakfasts and showers and dressing and going to work. All variations on the same bloody pointless and endlessly similar actions. Is this it? Is this all?

To emphasise the precision he wants and the clinical emptiness of the actions, Beckett includes a diagram of the changing positions of the sacks relative to each other.

The Goad

At the height of the Swinging Sixties, in 1966, photographer Paul Joyce (the great-grand-nephew of James Joyce) saw Act Without Words II as part of a Sunday evening performance at the Aldwich theatre and thought it would make a fun short experimental film. Joyce approached the cast, Freddie Jones and Geoffrey Hinscliff, and they said okay, so, after a little thought, Joyce transposed the production from the theatre to a rubbish dump in Rainham, Essex.

The way there are two characters who fuss about their clothes, and wear silly outfits, and both wear bowler hats, reminds us of Vladimir and Estragon in Waiting For Godot – just as Character A eating a carrot reminds us of Vladimir offering Estragon a carrot, who proceeds to make such a palaver about eating it, in act one of Godot.

Having started to think about silent comedy classics, it’s hard not to miss the suggestion that Character A’s ill-fitting suit and round hat is at least in part a reference to Charlie Chaplin’s tramp character, while Character B’s skinny physique, bony face and pork pie hat is strongly reminiscent of Buster Keaton.

It is an absurdist reductio ad absurdum, but it is telling us something less about Life, than about literature and film – namely that the comic and the bleakly nihilistic are very closely allied. If you slip on a banana skin and band your nose it’s a tragedy; if someone else does, it’s a comedy.

Both these mimes strike me as having next to nothing to say about ‘Life’ – what a ridiculous idea! – but do make you reflect a bit about the thin line which separates tragedy from comedy, the humdrum from the absurd, the serious and po-faced from the farcically hilarious.


Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The full set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

  • All That Fall (1957) Radio play
  • *Act Without Words I & II (1957) Stage plays
  • *Endgame (1958) Stage play
  • *Krapp’s Last Tape (1958) Stage play
  • *Rough for Theatre I & II – Stage plays
  • Embers (1959) – Radio play
  • *Happy Days (1961) – Stage play
  • Rough for Radio I & II (1961) Radio plays
  • Words and Music (1961) Radio play
  • Cascando (1961) Radio play
  • *Play (1963) Stage play
  • How it Is (1964) Novel
  • *Come and Go (1965) Stage play
  • Imagination Dead Imagine (1965) Short story
  • Eh Joe (1967) Television play
  • *Breath (1969) Stage play

Awarded the Nobel Prize for Literature 1969

  • The Lost Ones (1972) Short story
  • *Not I (1972) Stage play
  • *That Time (1975) Stage play
  • *Footfalls (1976) Stage play
  • … but the clouds… (1976) Television play
  • All Strange Away (1976) Short story
  • Ghost Trio (1977) Television play
  • Company (1979) Short story
  • *A Piece of Monologue (1980) Stage play
  • *Rockaby (1981) Stage play
  • Quad (1981) Television play
  • Ill Seen Ill Said (1981) Short novel
  • *Ohio Impromptu (1981) Stage play
  • *Catastrophe (1982) Stage play
  • Worstward Ho (1983) Prose
  • Nacht und Träume (1983) Television play
  • *What Where (1983) Stage play
  • Stirrings Still (1989) Short prose

Molloy by Samuel Beckett – part one (1950)

Not to want to say, not to know what you want to say, not to be able to say what you think you want to say, and never to stop saying, or hardly ever, that is the thing to keep in mind, even in the heat of composition.
(Molloy, page 27)

Molloy is the first of a trilogy of novels which continued with Malone Dies and The Unnamable, and quickly came to be referred to as The Beckett Trilogy. That’s how it’s titled in the old Picador paperback edition I bought in the late 1970s.

Beckett wrote Molloy in French and it was first published by Paris-based Les Éditions de Minuit in 1951. The English translation, published in 1955, is by Beckett and Patrick Bowles.

Molloy is in two parts of equal length. This review is of part one, the long, first-person narrative by Molloy himself.

Beckett’s prose mannerisms

Let’s look at the continuities of style and approach Molloy shares with More Pricks than Kicks, Murphy and The First Love tetralogy of short stories:

Wall of solid prose The book is divided into two halves. The first half of about eighty pages has no paragraph breaks at all. It is like a wall of prose, and sometimes feels like an avalanche of concrete. It is physically difficult to read. It is challenging to know where to stop for a break, and how to mark your place so you find exactly the same place to resume at.

It has a first-person narrator who is fantastically vague about every aspect of his life:

I am in my mother’s room. It’s I who live there now. I don’t know how I got here. Perhaps in an ambulance, certainly a vehicle of some kind. I was helped. I’d never have got there alone. There’s this man who comes every week. Perhaps I got here thanks to him. He says not.

I don’t work for money. For what then? I don’t know. The truth is I don’t know much…

Forgotten To say the narrator is forgetful is an understatement. His main activity is not being able to remember anything.

  • Her name? I’ve forgotten it again
  • I’ve forgotten how to spell too, and half the words.
  • I’ve forgotten the half of it. Ah yes, I too needed her, it seemed. She needed me to help her get rid of her dog, and I needed her. I’ve forgotten for what.

I don’t know The phrase ‘I don’t know’ is a real mannerism or tic, cropping up numerous times on every page.

  • Yet I don’t work for money. For what then? I don’t know. The truth is I don’t know much. For example my mother’s death. Was she already dead when I came? Or did she only die later? I mean enough to bury. I don’t know.
  • She never called me son, fortunately, I couldn’t have borne it, but Dan, I don’t know why, my name is not Dan.
  • They let me keep my hat on, I don’t know why.
  • And the thing in ruins, I don’t know what it is, what it was, nor whether it is not less a question of ruins than the indestructible chaos of timeless things, if that is the right expression.

This is doubly true of the phrase I don’t know why. You just add it to the end of a common-or-garden sentence to make a Beckett phrase. ‘I’m in this room. I don’t know why.’

  • Dear bicycle, I shall not call you bike, you were green, like so many of your generation. I don’t know why
  • She never called me son, fortunately, I couldn’t have borne it, but Dan, I don’t know why
  • They let me keep my hat on, I don’t know why.
  • It was she dug the hole, under a tree. You always bury your dog under a tree, I don’t know why.

It is the poetics of Alzheimer’s Disease, of dementia, a permanent fog of unknowing. Possibly some readers find some of this funny, but it reminds me all too much of my Dad losing his mind, and that wasn’t funny at all.

And when the narrator describes visiting his gaga old mother and devising a method of communicating with her which amounts to giving her a number of taps on the skull, up to five taps, each number meaning a different thing, despite the fact she’d ceased to be able to count beyond two… I can see that it might be designed to have a certain dark humour, but it reminded me of my mother’s state at the end of her life.

She knew it was me, by my smell. Her shrunken, hairy old face lit up, she was happy to smell me. She jabbered away with a rattle of dentures and most of the time didn’t realize what she was saying.

Perhaps Nearly as much of a mannerism is the recurrent use of ‘perhaps’:

  • Perhaps they haven’t buried her yet.
  • All I need now is a son. Perhaps I have one somewhere.
  • I’ll manage this time, then perhaps once more, then perhaps a last time, then nothing more.
  • Perhaps I’m inventing a little, perhaps embellishing…
  • But perhaps I’m remembering things…
  • For the wagons and carts which a little before dawn went thundering by, on their way to market with fruit, eggs,
    butter and perhaps cheese, in one of these perhaps he would have been found, overcome by fatigue or discouragement, perhaps even dead.
  • And she did not try and hold me back but she went and sat down on her dog’s grave, perhaps, which was mine too in a way…

Or The two tics above are accompanied by a less frequent but just as tell-tale mannerism, which is to make a declarative statement then tack ‘or’ and an alternative clause at the end – ‘or nearly x’, ‘or about y’. The narrator describes something, then immediately says ‘or’ it was something else. Much virtue on your ‘or’. It creates a permanent sense of uncertainty and indeterminacy.

  • All that left me cold, or nearly.
  • But deep down I didn’t give a fiddler’s curse about being without, when they were all gone they would be all gone, I wouldn’t be any the worse off, or hardly any.

It’s part of the way that more or less every declarative sentence i.e. one that appears to be conveying a piece of information, is immediately contradicted or queried or undermined by uncertainty.

A and C I never saw again. But perhaps I shall see them again. But shall I be able to recognise them? And am I sure I never saw them again? And what do I mean by seeing and seeing again?

The English language is continually crumbling away and collapsing in his hands.

They Some undefined group – ‘they’ – have done a lot of this to the narrator, like the ‘they’ that kicked the narrator out of his cosy home in the four short stories.

  • What I’d like now is to speak of the things that are left, say my good-byes, finish dying. They don’t want that. Yes,
    there is more than one, apparently.

Highfalutin In fact, one big noticeable change from Beckett’s previous prose fictions is that he has now dropped the Joycean fascination with out-of-the-way vocabulary which clotted Pricks and Murphy and to some extent Watt. There are some arcane words, but only a handful, instead of the riot of incanabula you find in the earlier books.

  • that would have allowed me, before parading in public certain habits such as the finger in the nose, the scratching of the balls, digital emunction and the peripatetic piss, to refer them to the first rules of a reasoned theory.
  • But not knowing exactly what I was doing or avoiding, I did it and avoided it all unsuspecting that one day, much later, I would have to go back over all these acts and omissions, dimmed and mellowed by age, and drag them into the eudemonistic slop.
  • And when I see my hands, on the sheet, which they love to floccillate already, they are not mine, less than ever mine, I have no arms

Presumably this was one major result of Beckett’s decision to start writing his texts in French and then translating them back into English: a) French doesn’t have so many words as English b) and nothing like so many weird and functabulous words c) and therefore sentences which could have been conceived around an arcane English word, can’t be reconceived around one when he translates back from the simpler French, otherwise he’d have to have rewritten the book. Instead the vocabulary is much more limited and plain.

Crudity There is, however, just as much interest in bodily functions described in vulgar words as in all his previous works. He enjoys shocking the bourgeois reader with his potty language:

  • My mother’s death. Was she already dead when I came? Or did she only die later? I mean enough to bury. I don’t know. Perhaps they haven’t buried her yet. In any case I have her room. I sleep in her bed. I piss and shit in her pot.
  • For if they accused me of having made a balls of it…
  • What a story, God send I don’t make a balls of it.
  • I give you my word, I cannot piss, my word of honour, as a gentleman.
  • I shall have occasion to do so later perhaps. When I seek refuge there, beat to the world, all shame drunk, my prick in my rectum, who knows.
  • Unfortunately it is not of them I have to speak, but of her who brought me into the world, through the hole in her arse if my memory is correct. First taste of the shit.
  • How difficult it is to speak of the moon and not lose one’s head, the witless moon. It must be her arse she shows us always.
  • For as long as I had remained at the seaside my weak points, while admittedly increasing in weakness, as was
    only to be expected, only increased imperceptibly, in weakness I mean. So that I would have hesitated to exclaim, with my finger up my arse-hole for example, Jesus-Christ, it’s much worse than yesterday, I can hardly believe it is the same hole.

Or this pretty dithyramb about farting. People talk about Beckett’s bravery in facing the nihilism of the universe or the emptiness of existence. They shouldn’t forget about the farting.

I wrapped myself in swathes of newspaper, and did not shed them until the earth awoke, for good, in April. The Times Literary Supplement was admirably adapted to this purpose, of a never failing toughness and impermeability. Even farts made no impression on it. I can’t help it, gas escapes from my fundament on the least pretext, it’s hard not to mention it now and then, however great my distaste. One day I counted them. Three hundred and fifteen farts in nineteen hours, or an average of over sixteen farts an hour. After all it’s not excessive. Four farts every fifteen minutes. It’s nothing. Not even one fart every four minutes. It’s unbelievable. Damn it, I hardly fart at all, I should never have mentioned it.

Summary of Beckett’s prose mannerisms

So you could argue that, on one level, the text is assembled from these seven or eight mannerisms (plus others I’ve probably missed), and which are deployed over and over and over again.

About thirty pages in the narrator appears to say that he is dead, so maybe this is a literary vision of what death is like:

But it is only since I have ceased to live that I think of these things and the other things. It is in the tranquillity of decomposition that I remember the long confused emotion which was my life…

And again:

And I too am at an end, when I am there, my eyes close, my sufferings cease and I end, I wither as the living can not.

But later he appears to imply that neither of the terms living or dead are adequate to describe his situation. So, characteristically, maybe he is dead and maybe he isn’t. It hardly matters. The situation, the attitude and the prose mannerisms are so like the ones displayed in More Pricks and Murphy and First Love, The Expelled, The Calmative and The End (except for the omission of the highfalutin terms) that any ‘factual’ claims the text makes seem secondary to the consistency of the same old same old prose style.

It isn’t what the prose says that matters – it’s what it does and this is create a kind of quite novel and distinctive kind of poetry of decreptitude.

A flow of prose

It is not quite stream of consciousness but nearly –  one apparent subject leads on to another, seamlessly, in a great mud flow of prose.

This is one of the things which makes it so hard to read – that it isn’t really ‘about’ anything, about particular events or objects or people in ‘the real world’ but flows on continuously, introducing new subjects, people and perspectives, few of them ever named or identified, just abstract de Chirico figures in a barren colourless environment, who bob up for a while – like the men he names A and C – and disappear just as inconsequentially.

Some passages have a real surrealist vibe and could be describing a Max Ernst landscape:

For what possible end to these wastes where true light never was, nor any upright thing, nor any true foundation, but only these leaning things, forever lapsing and crumbling away, beneath a sky without memory of morning or hope of night.

A short example of how the intensity of his worldview, his bleak landscape, can become visionary and beautiful.

Facts as colours

There is one effect I’d like to try and define. For in the endless river of ‘perhaps, or something else, what do you call it, I can’t remember, I don’t know, well that’s one way of putting it’-type prose, just occasionally things like actual ‘facts’ surface for a moment. Nuggets of what, in another text, would be ‘information’ about the narrator or some of the other ‘characters.

For example, the narrator, remembering watching two men set off for a walk into the country, casually mentions that he is on an ‘island’.

Or suddenly mentions that he was on his crutches, hobbling, because of his bad leg (p.14).

Or that he has no teeth.

All I could see was her taut yellow nape which every now and then I set my teeth in, forgetting I had none, such is the power of instinct.

In a normal narrative, these facts might have had ‘significance’ i.e. they would have gone towards building up a picture of the narrator and maybe developing a psychological profile. But there is no psychology in Beckett, or rather there is just the one big Alzheimer Psychology – the inside of a mind which can’t remember anything or make head or tail of anything and isn’t sure whether it’s alive or dead.

Thus these ‘facts’ are not ‘facts’ in the conventional sense. They are more like sudden streaks of paint, a daub of blue here, a splat of red there, which suddenly crystallise certain ‘areas’ of the text, but don’t ‘mean’ anything, certainly don’t carry the literal meaning they would bear in a traditional novel.

Maybe it’s a kind of prose abstract expressionism. Take Blue Poles painted by Jackson Pollock in 1952, the year after Molloy was published.

Blue Poles by Jackson Pollock (1952)

The right-angled splash of red at the top left, what does that ‘tell’ you? Nothing. It just kind of crystallises an area of the canvas, it brings that particular area into focus. The red splash need not have gone there, but it did, and once it did, it adds another layer to an already complex composition, and it feels like a kind of finishing touch, a cherry on the icing that brings that particular area into… focus.

I’m suggesting that the ‘facts’ in Beckett’s text do something similar. On one level – because language can never escape its primary purpose of conveying meaning – on one level we learn that the narrator has a gammy leg and uses crutches. Fine. But when you actually read these nuggets embedded in the vast flow of text, moments like this don’t come over as they would in a normal novel, it’s more as if they’re moments of clarity around which the huge fog of the rest of the text arranges itself, highlights like the tip of an iceberg appearing in an Atlantic of uncertainty – or sudden splashes of red which somehow bring that area of the canvas into focus. They’re part of a design rather than pieces of information.

Words convey meanings. You can take many of the hundreds of ‘facts’ contained in the text and spin these into a meta-narrative, a literary critical interpretation. Or take my view, that the words and even their ‘meanings’ are more like colours deployed on a canvas to create an overall design or effect.

Take the ‘fact’ that the narrator appears to attempt to commit suicide at one point.

I took the vegetable knife from my pocket and set about opening my wrist. But pain soon got the better of me. First I cried out, then I gave up, closed the knife and put it back in my pocket. I wasn’t particularly disappointed, in my heart of hearts I had not hoped for anything better. So much for that.

In a ‘normal’ narrative this would be a big deal. Maybe in Molloy it is, but it doesn’t feel like it and doesn’t shed any particular light on what preceded or what follows it. It’s the apparent inconsequentiality of ‘incidents’ like this which suggests to me that they are more part of an abstract pattern or design than a catalogue of important ‘facts’ which need to be analysed and assembled into a psychological profile.

Other mannerisms

Sex

I like Leslie Fiedler’s description of Beckett ‘twitting the bourgeoisie’ a) because it seems accurate b) because it conveys something of the spotty schoolboy element in Beckett. ‘Miss, Miss, Sam said a naughty word, Miss’. And indeed he enjoys writing arse, prick, piss, shit, and one four occasions, cunt. Ooh. I feel so twitted.

Now the obvious way to twit the bourgeoisie from the era of Madame Bovary or Les Fleurs du Mal (both French books which were banned for immorality in the 1850s) onwards, was to be explicit about sex. But here Sam double-twits the bourgeoisie by writing about sex but in an entirely banal, unglamorous, factual and rather sordid way.

Thus, half-way through the first half of the book, Molloy remembers an affair with a woman whose name, characteristically, he can’t remember (‘She went by the peaceful name of Ruth I think, but I can’t say for certain. Perhaps the name was Edith.’) They have sex, fine, but the point is the entirely blunt, factual, downbeat way the narrator describes it.

She had a hole between her legs, oh not the bunghole I had always imagined, but a slit, and in this I put, or rather she put, my so-called virile member, not without difficulty, and I toiled and moiled until I discharged or gave up trying or was begged by her to stop. A mug’s game in my opinion and tiring on top of that, in the long run. But I lent myself to it with a good enough grace, knowing it was love, for she had told me so. She bent over the couch, because of her rheumatism, and in I went from behind. It was the only position she could bear, because of her lumbago. It seemed all right to me, for I had seen dogs, and I was astonished when she confided that you could go about it differently. I wonder what she meant exactly. Perhaps after all she put me in her rectum. A matter of complete indifference to me, I needn’t tell you. But is it true love, in the rectum? That’s what bothers me sometimes. Have I never known true love, after all? She too was an eminently flat woman and she moved with short stiff steps, leaning on an ebony stick. Perhaps she was a man, yet another of them. But in that case surely our testicles would have collided, while we writhed.

So you there you have Beckettian sex. Frank and factual but treated with the same indifference and puzzlement as everything else in a Beckett narrator’s life. But, you are also aware of the deliberate crudity, designed to offend.

I would have preferred it seems to me an orifice less arid and roomy, that would have given me a higher opinion
of love it seems to me. However. Twixt finger and thumb ’tis heaven in comparison. But love is no doubt above such base contingencies. And not when you are comfortable, but when your frantic member casts about for a rubbing-place, and the unction of a little mucous membrane, and meeting with none does not beat in retreat, but retains its tumefaction, it is then no doubt that true love comes to pass, and wings away, high above the tight fit and the loose.

By the way, Molloy says he met Ruth or Edith or whoever in a rubbish dump, which literary critics might point out as an anticipation of the setting of the entire play Happy Days but which can equally be seen as an indication of the narrowness of Beckett’s range of settings.

Flexible style

As the text progresses it becomes more varied. Beckett deploys different registers of English. Not wildly so, this isn’t Joyce, but he creates a narrating voice which can slip easily into older locutions, invoking older English prose styles or syntax. For example in the sex passage, above, ‘Twixt finger and thumb ’tis heaven in comparison’ feels like a quotation or is certainly cast in the style of 18th century English to achieve that effect.

What I do know for certain is that I never sought to repeat the experience, having I suppose the intuition that it had
been unique and perfect, of its kind, achieved and inimitable, and that it behoved me to preserve its memory, pure of all pastiche, in my heart, even if it meant my resorting from time to time to the alleged joys of so-called self-abuse.

It’s easy to be distracted by the mention of self abuse in this sentence from its other elements, particularly ‘it behoved me’. My point is that his tone of voice is flexible enough to allow 18th century pastiche and more formal registers to weave in and out of the pricks and arses, or the more dully limited passages where he forgets this or that. In other words, when you really come to study it, Beckett achieves a surprisingly flexible and varied style.

So I was able to continue on my way, saying, I am going towards the sun, that is to say in theory towards the East, or perhaps the South-East, for I am no longer with Lousse, but out in the heart again of the pre-established harmony, which makes so sweet a music, which is so sweet a music, for one who has an ear for music.

Or:

But I preferred to abide by my simple feeling and its voice that said, Molloy, your region is vast, you have never left it and you never shall. And wheresoever you wander, within its distant limits, things will always be the same, precisely.

‘Wheresoever you wander’ sounds like Romantic poetry. ‘Saving your presence’ is a 17th century phrase:

But I am human, I fancy, and my progress suffered, from this state of affairs, and from the slow and painful progress it had always been, whatever may have been said to the contrary, was changed, saving your presence, to a veritable calvary, with no limit to its stations and no hope of crucifixion…

Or:

I apologise for having to revert to this lewd orifice, ’tis my muse will have it so.

By contrast, the first part of the following passage seems to be a parody of Communist Party rhetoric, which then, in its last clauses, carries out a characteristic Beckettian tactic of deflating into a common or garden image.

It is indeed a deplorable sight, a deplorable example, for the people, who so need to be encouraged, in their bitter toil, and to have before their eyes manifestations of strength only, of courage and of joy… without which they might collapse, at the end of the day, and roll on the ground.

Clichés

How would you describe those homely common-or-garden phrases which your old ladies or stupid people use, clichés, chatty rags and tatters of speech? Beckett likes including them, as if to undermine, throw away, banalise the endless meandering.

  • And though it is no part of my tottering intentions to treat here in full, as they deserve, these brief moments of the immemorial expiation, I shall nevertheless deal with them briefly, out of the goodness of my heart, so that my story, so clear till now, may not end in darkness,
  • And this is perhaps the moment to observe, better late than never, that when I speak of my progress being slowed down, consequent on the defection of my good leg, I express only an infinitesimal part of the truth
  • The idea of strangulation in particular, however tempting, I always overcame, after a short struggle. And between you and me there was never anything wrong with my respiratory tracts.
  • You can’t have everything, I’ve noticed…

Humour

Some of it clearly is intended to be funny, and is funny. Especially if you say it out loud in an Irish accent.

Oh well, I may as well confess it now, yes, I once rubbed up against [a woman]. I don’t mean my mother, I did more than rub up against her. And if you don’t mind we’ll leave my mother out of all this.

Maybe it’s an optical illusion created by growing familiarity with the text and its mannerisms, but as I became more familiar with the tone and voice, it seemed to me that, as it went on, there were more funny moments. Or turns of phrase which are humorous, especially if said aloud.

…for I knew I was bound to be stopped by the first policeman and asked what I was doing, a question to which I have never been able to find the correct reply.

Molloy contains a celebrated sequence where the narrator debates with himself how to keep the 16 ‘sucking stones’ he has found on the seashore distributed equally between his four pockets. (He sucks stones to keep off hunger and thirst.)

I’ve just come across this sequence being performed by Jack MacGowran on YouTube, and it seems to me the two important things about this are that a) Jack was Irish and so delivered the English text with a noticeable Irish certain lilt from which it hugely benefits, and b) MacGowran was a character actor i.e. used to playing parts which are a bit cartoony, almost caricatures of the humble and downtrodden, for example his performance as the everso ‘umble servant, Petya, in the movie version of Dr Zhivago. Beckett liked MacGowran’s performances of his works. He wrote the solo monologue Eh Joe specifically for MacGowran. Here he is bringing Molloy to life.

Maybe you just have to imagine Molloy as a derelict, half-senile, Irish tramp and then the highfalutin’ words and occasionally ornate phraseology become that of a gentleman beggar, down on his luck.

Maybe. It would be nice to think so. An easy solution to the problems of the text. But I don’t think it solves everything – meaning there are sentences and passages I don’t think fit even the most flexible notion of the erudite tramp, passages which speak with a different voice altogether:

There are things from time to time, in spite of everything, that impose themselves on the understanding with the force of axioms, for unknown reasons.

Kafka’s presence

Kafka’s very short story, A Messenger from the Emperor, is only 388 words long in Ian Johnston’s translation but it is a great example of the way Kafka takes a factual premise and turns it into a kind of surreal vision which piles up obstacles which make every effort to escape or progress more and more impossible in order to convey to readers a claustrophobic sense of the hysteria and panic Kafka felt, according to his letters and diaries, almost all the time.

Beckett does something similar, takes a common or garden object or incident and then quickly extrapolates it beyond all normal limits. Thus, upon escaping from Ruth’s house and hiding out down a dark alley, as day breaks, the narrator suddenly starts talking about the threat from ‘them’, and before we know it, has amplified this trope into a state of Kafkaesque paranoia.

They wake up, hale and hearty, their tongues hanging out for order, beauty and justice baying for their due. Yes, from eight or nine till noon is the dangerous time. But towards noon things quiet down, the most implacable are sated, they go home, it might have been better but they’ve done a good job, there have been a few survivors, but they’ll give no more trouble, each man counts his rats. It may begin again in the early afternoon, after the banquet, the celebrations, the congratulations, the orations, but it’s nothing compared to the morning, mere fun. Coming up to four or five of course there is the night-shift, the watchmen, beginning to bestir themselves. But already the day is over, the shadows lengthen, the walls multiply, you hug the walls, bowed down like a good boy, oozing with obsequiousness, having nothing to hide, hiding from mere terror, looking neither right nor left, hiding but not provocatively, ready to come out, to smile, to listen, to crawl, nauseating but not pestilent, less rat than toad. Then the true night, perilous too, but sweet to him who knows it, who can open to it like the flower to the sun, who himself is night, day and night. No there is not much to be said for the night either, but compared to the day there is much to be said for it, and notably compared to the morning there is everything to be said for it. For the night purge is in the hands of technicians, for the most part. They do nothing else, the bulk of the population have no part in it, preferring their warm beds, all things considered.

Does this scary vision of a city monitored by watchmen and technicians, whose work leaves only ‘a few survivors’ and frightens the narrator into ‘hiding from mere terror’, does this mean anything? Or is it colour? Or can the text be seen as a collage of snippets like this – the sex descriptions with Ruth, the hymn to his bicycle, the description of sucking stones or knocking on his mother’s skull – are they not intended in any way to be a continuous narrative (despite appearing on one seamless chunk of prose) but more like picture-scenes cut out and pasted onto a vast canvas, not following each other in sequence, but placed just so, to counterpoise each other. Perhaps.

At moments like this the text ceases to be a hymn to collapse and decay and becomes something more feverish and excitable:

Oh they weren’t notions like yours, they were notions like mine, all spasm, sweat and trembling, without an atom of common sense or lucidity.

Sequence of incidents

It can’t be called a plot but ‘notable incidents’ occur in this order:

  • the narrator is in his mother’s room and has scattered memories of her
  • he sees two men leave the town and walk into the country, who he names A and C, one walking an orange pomeranian dog (p.10)
  • he’s stopped by a policeman
  • he gets on his bicycle which he loves (p.17)
  • maybe his father’s name was Dan, he communicates with his mother by rapping on her skull (pp.18-19)
  • he’s stopped by a policeman who takes him to the station (p.20)
  • under questioning he remembers his name is Molloy (p.23)
  • the police release him and next thing he knows he’s walking along a canal (p.26)
  • he ponders how much he farts (p.29)
  • he’s back inside the town and obsessed with asking someone whether it is the town he was born in, he can’t tell (p.30)
  • he’s cycling along when he runs over and kills the pet dog, Teddy, of a lady referred to as Mrs Loy or Sophie or Lousse (p.31)
  • she owns a parrot who can only say ‘Fuck the son of a bitch’ (p.36)
  • he wakes to find himself imprisoned in a locked room, stripped and his beard shaved off (p.37)
  • a complex obsessively detailed description of the moon moving across the barred window (p.38)
  • the valet brings him new clothes and he pushes over all the furniture in the room with his crutches (p.41)
  • they return his clothes but without some of his belongings which he enumerates (p.43)
  • the door is open now so he goes downstairs and out into the garden where he sees Loose scattering seeds on the grave of her dead dog (p.44)
  • Lousse seduces him into staying with her, he can do anything he wants but she likes to watch him (p.46)
  • he remembers living with and having regular sex with Edith (p.53)
  • Edith dies while taking a bath in a warm tub which overflows, flooding the lodger below (p.54)
  • one warm airless night he walks out on Lousse, taking his crutches (p.55)
  • he stays in a shelter but is kicked out, then on the steps of a boarding house (p.56)
  • then in the filthy alcove of a back alley where he makes a very half-hearted attempt to slit his wrist with a blunt vegetable knife (p.57)
  • he describes in minute detail a silver toy he stole from Lousse (p.59)
  • he cycles clear of the town and gives the Kafkaesque description of the terror of ‘them’ (p.62)
  • he crawls into a hole and doesn’t know what happened to him for months or years afterwards (p.63)
  • suddenly he’s describing the period he spent by the seaside, living on a beach and a detailed account of his method of sucking stones and trying to keep track of 16 stones divided between four pockets; this goes on for a very long time (p.64)
  • sometimes women come to gawp at him, the strange old joxer on the beach
  • eventually he decides to return to his town, though it requires crossing a great marsh which is being drained in a major public work (p.70)
  • he tells us his stiff leg started growing shorter (p.71) an extended description of how difficult that makes walking, and his attempts to compensate
  • a review of his physical frailties including his big knees, weak legs, silly toes, asthma and arsehole (p.74)
  • he repeats several times that he’s reached an astonishing old age (p.76)
  • he is suddenly in a forest where he encounters a charcoal burner (p.77)
  • when the charcoal burner tries to keep him there by grabbing his sleeve, Molloy hits him over the head with a crutch then kicks him in the ribs (p.78)
  • wandering in the forest, with one of his typical nonsense discussions of how the best way to go in a straight line is plan to walk in a circle (cf the discussions about which direction the moon was heading relative to the window bars, and the very long discussion of how to keep his 16 sucking stones distributed equally between his four pockets) (p.79)
  • out of nowhere comes some kind of ‘solemn warning’ in Latin
  • a meditation what exactly he means when he says ‘I said’, he is obeying the convention of fiction whereas what really happens is more like a feeling bubbling up from inside his body (p.81)
  • he wonders how to get out of the forest and considers crawling, when he hears a gong (p.82)
  • it is deep mid-winter, perhaps, or maybe autumn, when he commences to crawl out of the forest, sometimes on his belly, sometimes on his back (p.83)
  • he reaches the edge of the forest and tumbles into a ditch from where he sees a huge plain extending into the distance and faraway the turrets of a town, is it the town of his birth, where his mother lives, who he still wants to visit – the main motor of the narrative? he doesn’t know, but at that moment hears a voice saying: ‘Don’t fret, Molloy, we’re coming.’

So there’s a variety of locations, namely the unnamed town of his birth, the house of Lousse where he is prisoner for some time, the seaside where he sucks stones and is gawped at by visiting women, and the forest where he kicks the old charcoal burner.

Above all, the text is drenched in negativity, phrases describing failing, collapsing, dying or decaying, the end, end of all etc.

And once again I am, I will not say alone, no, that’s not like me, but, how shall I say, I don’t know, restored to myself, no, I never left myself, free, yes, I don’t know what that means, but it’s the word I mean to use, free to do what, to do nothing, to know, but what, the laws of the mind perhaps, of my mind, that for example water rises in proportion as it drowns you and that you would do better, at least no worse, to obliterate texts than to blacken margins, to fill in the holes of words till all is blank and flat and the whole ghastly business looks like what it is, senseless, speechless, issueless misery.

Biographical snippets

Biographical or factual snippets about the narrator do occasionally surface amid the mud. His name is Molloy. He has a mother he called Mag. She called him Dan, though it’s not his name, maybe his father’s name was Dan. His legs are infirm so he needs crutches. Despite this he loves cycling. He’s cycling on his way to visit his ailing mother when he runs over the pet dog, Teddy, of a lady named Mrs Loy, or Sophie or Lousse, who takes him in. He has a beard.

Literary significance

I can see that it is a masterful experiment in prose content and prose style. Presumably it was radical for the time, just after the war. And yet, certainly in the visual arts, it was an era of year zero painting depicting devastated worlds, post-nuclear worlds. I’m not saying this is that, but Molloy’s extended minimalism falls in with that mood. There are no colours. Everything is grey, the grey of a brain-damaged Alzheimer’s patient unable to make any sense of the constantly shifting pattern of memories and half memories.

And many, many passages just seem like inconsequential gibberish.

The Aegean, ‘thirsting for heat and light, him I killed, he killed himself, early on, in me. The pale gloom of rainy days was better fitted to my taste, no, that’s not it, to my humour, no, that’s not it either, I had neither taste nor humour, I lost them early on. Perhaps what I mean is that the pale gloom, etc., hid me better, without its being on that account particularly pleasing to me. (p.29)

Maybe. Maybe not. Maybe up. Maybe down. Maybe nothing. More varied and strange mixing learned references and crudity and Alzheimer’s tramp with something larger than that, a strange voided narrative voice, perhaps without it maybe moving forward, forward, me, not me, speechless talking. It has a strange and brooding and puzzling and confusing magnificence.


Credit

Molloy by Samuel Beckett was published in French in 1950. The English translation by Patrick Bowles was published in 1955. Page references are to the Picador paperback edition of the Beckett TrilogyMolloy, Malone Dies, The Unnameable.

Related links

Samuel Beckett’s works

An asterisk indicates that a work was part of the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939-45

*Waiting For Godot 1953

  • All That Fall (1957) Radio play
  • *Act Without Words I & II (1957) Stage plays
  • *Endgame (1958) Stage play
  • *Krapp’s Last Tape (1958) Stage play
  • *Rough for Theatre I & II – Stage plays
  • Embers (1959) – Radio play
  • *Happy Days (1961) – Stage play
  • Rough for Radio I & II (1961) Radio plays
  • Words and Music (1961) Radio play
  • Cascando (1961) Radio play
  • *Play (1963) Stage play
  • How it Is (1964) Novel
  • *Come and Go (1965) Stage play
  • Imagination Dead Imagine (1965) Short story
  • Eh Joe (1967) Television play
  • *Breath (1969) Stage play

Awarded the Nobel Prize for Literature 1969

  • The Lost Ones (1972) Short story
  • *Not I (1972) Stage play
  • *That Time (1975) Stage play
  • *Footfalls (1976) Stage play
  • … but the clouds… (1976) Television play
  • All Strange Away (1976) Short story
  • Ghost Trio (1977) Television play
  • Company (1979) Short story
  • *A Piece of Monologue (1980) Stage play
  • *Rockaby (1981) Stage play
  • Quad (1981) Television play
  • Ill Seen Ill Said (1981) Short novel
  • *Ohio Impromptu (1981) Stage play
  • *Catastrophe (1982) Stage play
  • Worstward Ho (1983) Prose
  • Nacht und Träume (1983) Television play
  • *What Where (1983) Stage play
  • Stirrings Still (1989) Short prose

Mercier and Camier by Samuel Beckett (1946)

‘What are you musing on, Mercier?’
‘On the horror of existence, confusedly,’ said Mercier.
‘What about a drink?’ said Camier.

After writing a series of experimental texts in English during the 1930s, Mercier et Camier was Beckett’s first attempt at an extended prose piece in French. He wrote it in 1946, while he was living in France after the end of the Second World War. It comes between Watt, which Beckett wrote in the last few years of the war, and directly before the three huge experimental ‘novels’ or texts which became known as The Beckett TrilogyMolloy (1951), Malone Dies (1951) and The Unnamable (1953).

Watt was long, experimental and – ultimately, for its author – unsatisfactory; who knows how to describe what it is for its readers.

Mercier and Camier is a lot shorter but Beckett found it even more unsatisfactory, which is why he refused to publish it in its original French until 1970. It only appeared in English in 1974, in Beckett’s own translation, in which he took the opportunity to make substantial alterations to the original text and to ‘reshape’ it from French to English. That’s the translation I read.

Structure

The Calder and Boyar edition I read is just 123 pages long. It is divided into eight chapters and every pair of chapters is followed by a ‘summary of two preceding chapters’ as in a school textbook.

The prose is lucid but highly mannered. A lot of it is similar to Murphy and Watt, not in style but in that it is writing about writing, writing whose main energy comes from taking the mickey out of traditional writing, that plays with the style of official reports, mixes in everyday phrases or clichés, and so on. It is not very interested in describing the world ‘out there’ but has made a nice safe warm space inside the head, playing with phrases. The general idea is that Mercier and Camier are a pair of vagabonds who intend to leave the city on a journey and Beckett introduces it thus:

Physically it was fairly easy going, without seas or frontiers to be crossed, through regions untormented on the whole, if desolate in parts. Mercier and Camier did not remove from home, they had that great good fortune. They did not have to face, with greater or less success, outlandish ways, tongues, laws, skies, foods, in surroundings little resembling those to which first childhood, then boyhood, then manhood had inured them. The weather, though often inclement (but they knew no better), never exceeded the limits of the temperate, that is to say of what could still be borne, without danger if not without discomfort, by the average native fittingly clad and shod. With regard to money, if it did not run to first class transport or the palatial hotel, still there was enough to keep them going, to and fro, without recourse to alms. It may be said therefore that in this respect too they were fortunate, up to a point. They had to struggle, but less than many must, less perhaps than most of those who venture forth, driven by a need now clear and now obscure.

‘Physically it was fairly easy going… The weather never exceeded the limits of the temperate… With regard to money…’ These sound like phrases from an official report, as does ‘It may be aid that…’

The style goes on to change and pull in other registers and mannerisms, playing with various learned tropes and techniques, but it is more often than not more interested in writing, in the possibilities of types and styles of writing, than in depicting any kind of ‘reality’.

Similarly, the dialogue is more often than not about the dialogue – characters speak about the act of speaking ‘did you say that?’ ‘did i say what?’ ‘did you say what you just said?’ ‘i don’t know, did i just say something?’ – played for laughs, played as a solemn game indicating the difficulties of even the most basic communication, rather than the kind of dialogue you find in most ‘normal’ novels.

More than anything else, unlike the monolithic solid blocks of prose found in The Beckett Trilogy, the pages look like a normal novel, divided up into short, sensible paragraphs which flag up new bits of dialogue or action or description in the traditional manner.

The shortness of the text, the use of short chapters, the breathing space provided by the end of chapter summaries, and the layout of the individual pages, all make Mercier and Camier feel like the most readable novel-style book Beckett ever wrote.

Repetition, absurdity and comedy

We are in an unnamed city. Mercier and Camier meet at their rendezvous point, though not before some misunderstanding. Mercier is first to arrive but gets bored waiting so goes for a stroll. Camier arrives ten minutes later so he goes for a stroll a few minutes before Camier gets back. Camier gets bored waiting then goes for a stroll just a few minutes before Mercier returns to the rendezvous point, hangs about a bit then goes for a stroll, and a few minutes later Camier returns to the rendezvous point, and tuts about where his friend can be, before going off for a stroll.. Repetition is at the core of Beckett’s technique, repetitions with slight variations which quickly build up into monstrous tables of permutations, as we have just seen in the numerous examples given in Watt. Beckett invests sufficient energy in this obsessive schedule of mistimed arrivals that he bothers to give us a table describing it.

In the introduction to Watt, Beckett scholar Chris Ackerley says Beckett is satirising the philosopher René Descartes’ notion that a comprehensive enumeration of what philosophers called the ‘accidents’ of a thing will eventually give you ‘understanding’ of the thing, whereas Beckett’s satirical deployment of this technique is designed to prove that the more you enumerate something, the further you in fact become from understanding it, you just become more bewildered.

In this format, this kind of mathematical precision which can be converted into a timetable is obviously a kind of satire on the timetabled way most of us live our lives, with mobile phones and meeting-reminding programs converting the endless flux of reality into bite-sized five-minute chunks.

But there is also something very powerful and uncanny about repetition. Repeat a word numerous times and it quickly starts to lose meaning and become absurd. Repeat a precise action numerous times and the same. It is as if repetition takes us out of the everyday. Transcendental meditators are instructed to repeat their mantra thousands of times to take them into an other-worldly state. Closer to Beckett’s Ireland, Roman Catholics have series of prayers to repeat as penances or on numerous other formalised occasions.

Repetition of drills with weapons make soldiers proficient, repetitive exercise improves athletes’ performance, makes difficult moves automatic, practice makes perfect. All this is true of the physical world. But in the world of language, repetition doesn’t make perfect or battle ready or match fit. Something different happens.

In Beckett’s hands, repetition can become obsessively patterned – as in the timetable of Mercier and Camier missing each other described above – in which case it reduces humans to automata, like buses meeting or missing a schedule, or the figures which come out of cuckoo clocks on the hour.

Or it can be funny, like two gentlemen bowing and taking their hats off to each other in an indefinite cycle of politeness.

Or it can open the door into Absurdity – highlighting the pointlessness of doing the same things or saying the same things over and over and nothing ever changing.

It is in this respect that Mercier and Camier anticipates Waiting For Godot, in that it is a text interested in repetition and a kind of formal patterning of actions and dialogue, but – crucially – enacted by two protagonists.

In the most intense moments (I say moments, in fact reading them takes hours) of The Beckett Trilogy what you have is one voice giving a running, stream-of-consciousness account of its bewilderment and misery and sense of utter crushing futility – which is what makes reading them, especially The Unnameable such a gruelling experience.

But when you have two characters, even if they’re predisposed to be miserable and depressed, for a man of Beckett’s sly humour, the temptation is to poke fun at his own seriousness, the temptation is to have one character deliver a long speech about the meaninglessness of existence… and then have the other character point out he’s sitting on his hat. Or his shoelaces have come undone, he might trip and do himself a mischief etc. Thus:

‘What are you musing on, Mercier?’
‘On the horror of existence, confusedly,’ said Mercier.
‘What about a drink?’ said Camier.

In other words, just the decision to have two characters opens up the possibility of counterpointing the misery of The Unnameable with a world of slapstick, pratfalls and bathos. And it’s in this respect that Mercier and Camier feels like a dry run for Waiting For Godot.

Aspects of style

Having finally met up, Mercier and Camier embrace just as the heavens open and it starts to tip down. They run into a shelter, still embracing.

Obscenity

Still embracing? Two dogs run into the shelter and start copulating furiously, making Mercier and Camier realise they they also are still embracing. Are they gay? Or straight friends caught in an embarrassingly inappropriate moment? Is Beckett pulling the reader’s leg or tweaking the censor’s nose?

The pair continue to regard the copulating dogs, Camier wonders why they’re still plugged together and Mercier gives a wearied / cynical explanation:

What would you? said Mercier. The ecstasy is past, they yearn to part, to go and piss against a post or eat a morsel of shit, but cannot. So they turn their backs on each other. You’d do as much, if you were they.

A moment later Camier asks if they can sit down as he feels ‘all sucked off’. That is not a usual expression for ‘tired’, it is easier to interpret as a sexual expression. Later the ranger tells the dogs to bugger off. Mercier remarks that the ranger was a hero in the mud of flanders during the Great War while he and Camier were ‘high and dry, masturbating full pelt without fear of interruption…’ In chapter two Mercier says ‘fuck thee’. In chapter 4 Camier mildly remarks: ‘Cunts we may be…’ In chapter 6 Mercier remembers his wife, not very fondly, Toffana, making love to whom was ‘like fucking a quag’.

So why is Beckett dwelling on piss, shit and blowjobs, masturbation, buggery fucks and cunts?

Is it another way of ridiculing the high-mindedness of the Rationalist tradition in Western philosophy (as the satires on Descartes’ method are in Watt?) Or a poke in the eye for anyone who thinks human existence is noble and spiritual? Or was it in the spirit of many other mid-century literary rebels who thought writing ‘shit’ and ‘piss’ was a blow against the Establishment / capitalist system / patriarchy?

Beckett prefers ideas and categories to description

The sounds of the city intrude:

On all hands already the workers were at it again, the air waxed loud with cries of pleasure and pain and with the urbaner notes of those for whom life had exhausted its surprises, as well on the minus side as on the plus. Things too were getting ponderously under way. It was in vain the rain poured down, the whole business was starting again with apparently no less ardour than if the sky had been a cloudless blue.

Dickens or Balzac or maybe E.M. Foster or Virginia Woolf would have given us a world of detail, listing occupations and activities of the city coming to life. In his compendious Modernist classic, Berlin Alexanderplatz, the German novelist, Alfred Döblin, used a blitz of collages and quotes from newspapers, adverts and billboards to convey the over-abundant sensual stimulation of the modern city.

But Beckett’s description is a good example of the way he isn’t at all interested in that notion of urban life and colour – his imagination always generalises, moves to the philosophical categories and ideas underlying any situation, and then plays with these and the language they’re cast in. Ignores the sensuous specific for the ideas and possibilities latent in the language of ideas. It’s this which makes so much of his writing seem grey and abstract – because it is.

Dialogue as experiments with the idea of dialogue

Similarly, the dialogue barely refers to events or things, or only the bare minimum required to make sense. Most of the dialogue is about the nature of dialogue, it is playing with the notion of dialogue and what is concealed or implied in it.

No big ideas, no Freudian sub-texts or subtle implications, it isn’t that purposive. Beckett is just tinkering with fragments of dialogue, arranging and re-arranging them at angles to each other, to see what happens, to see what effects are created. It is like cubism. Picasso and Braque in their cubist paintings depicted really banal everyday objects – tables with newspapers, a bottle of wine and some apples on it. The revolution wasn’t in the subject matter which was as banal as can be. It was in the radical experiment of seeing the same thing from different angles.

So just as cubism takes everyday subject matter and subjects it to multiple perspectives and styles, so Beckett’s dialogue takes mundane chatter and subjects it to multiple perspectives and styles. That, I think, is the spirit to approach lots of the dialogue in Beckett. It is, at best, tangential or inconsequential, random, but it also plays with registers or tones. Characters speak to each other in the style of official reports or philosophical textbooks, the exact opposite of the casual slang or jokey tone most people use in conversations:

We shall never know, said Camier, at what hour we arranged to meet today, so let us drop the subject.
In all this confusion one thing alone is sure, said Mercier, and that is that we met at ten to ten, at the same time as the hands, or rather a moment later.
There is that to be thankful for, said Camier.
The rain had not yet begun, said Mercier.
The morning fervour was intact, said Camier.
Don’t lose our agenda, said Mercier.

So it is a kind of verbal satirical cubism. And once you adapt to its arch stylisation, it can become very funny.

Who owns them dogs? said the ranger.
I don’t see how we can stay, said Camier.
Can it I wonder be the fillip we needed, to get us moving? said Mercier.

And one reason this novel feels so pacey, so unlike the concrete blocks of the Trilogy is because so much of it consists of this slightly surreal, slightly deranged, stylised and often very funny dialogue.

What is more, said Mercier, we have still thought to take, before it is too late.
Thought to take? said Camier.
Those were my words, said Mercier.
I thought all thought was taken, said Camier, and all in order.
All is not, said Mercier.

Tramps discussing Descartes, with half an eye on Laurel and Hardy:

Is thought now taken, said Camier, and all in order?
No, said Mercier.
Will all ever be? said Camier.
I believe so, said Mercier, yes, I believe, not firmly, no, but I believe, yes, the day is coming when all will be in order, at last.
That will be delightful, said Camier.
Let us hope so, said Mercier

The plot

Chapter 1

They are in the Place Satin-Ruth which is dominated by an ancient copper beech, on which a French Field Marshall several centuries earlier had once pinned a label. They are sheltering from the rain in a shelter. A ‘ranger’ sticks his head in and asks if this is their bicycle. They discuss, in their oblique pseudo-philosophical way, the journey ahead. Rather magically night begins to fall. They must have spent the entire day there. They enumerate their belongings (the sack, the umbrella, the raincoat), exit the shelter, pick up the bicycle and push it away, under the watchful eyes of the ranger, who curses them on their way.

Chapter 2

The pair push their bicycle through the busy urban throng.

I’m cold, said Camier.
It was indeed cold.
It is indeed cold, said Mercier

They repair to a pub. Landlord says no bikes so they chain theirs to the railings. Drink for some time and discuss their situation. Decide to press on, go outside, pick up the bike, resume their walk. At a crossroads don’t know which way to go so let the umbrella decide by letting it fall. It points to the left. They see a man in a frock coat walking ahead of them.They both hear the sound of a mixed choir. Then it dawns on them to actually use the umbrella against the pouring rain, but neither of them can get it open, Mercier smashes it to the ground and says ‘fuck thee’ to Camier.

They arrive at Helen’s and notice the grand carpet and the white cockatoo. Helen suddenly appears in the text, with no introduction or explanation, offering them the couch or the bed. Mercier says he will sleep with none. Then:

A nice little suck-off, said Camier, not too prolonged, by all means, but nothing more.
Terminated, said Helen, the nice little suck-offs but nothing more.

Does this mean Helen is a sex worker, and Camier is agreeing to a nice blowjob. By ‘terminated’ does Helen mean she is agreeing to the deal i.e. payment for two blowjobs ‘but nothing more’ i.e. no penetration.

One paragraph later they are ‘back in the street’, the entire night having, apparently, passed. They’re a little way down the road from Helen’s when the pouring rain makes them take shelter in an archway. They realise they’ve mislaid the sack. They enumerate what was in it. Enumerating things is one of Beckett’s most basic techniques.

Camier realises he is hungry and steps out from the archway to go to a shop. Mercier is stricken with anxiety and begs him to come back. Camier relents for a moment but then steps boldly out in the rain to find sustenance.

In his absence Mercier looks up to see a little boy and a little girl standing in the rain, who call him Papa! He shouts ‘fuck off out of here!’ at them and chases them away.

Camier returns and places a cream horn in Mercier’s hand. Mercier squeezes it uncomprehendingly till the cream spills out, and then doubles over in misery, weeping, says he’ll start crawling (as so many Beckett characters end up doing, sooner or later).

Mercier’s mood of misery and futility is interrupted by the sound of a screech of brakes and a crash. They run out into the street and see a fat woman who’s been run over, is lying amid the wreckage of her skirts, with blood flowing. Soon a crowd blocks their view (as crowds are always attracted to car accidents, as described in J.G. Ballard’s novel Crash).

Pepped up by this sight, Mercier feels like a new man, and they resume their journey.

The text is then punctuated by one of the summaries of the content so far. I’ll give the summary of chapter 1.

Summary of two preceding chapters
I
Outset.
Meeting of Mercier and Camier.
Saint Ruth Square.
The beech.
The rain.
The shelter.
The dogs.
Distress of Camier.
The ranger.
The bicycle.
Words with the ranger.
Mercier and Camier confer.
Results of this conference.
Bright too late.
The bell.
Mercier and Camier set out.

Chapter 3

Opens with a macabre first-person account by a narrator who says his parents died in a train crash when he was soon after he was 13 and he was placed with farmers who made him work hard at all sorts of manual tasks, but he turned out – gruesomely – to excel, from the age of 15, at ‘the slaughter of little lambs, calves, kids and porklings and the emasculation of little bullocks, rams, billy goats and piglets’, and smothering geese. At the age of 19 or 20, having got a milkmaid pregnant, he ran away, after setting fire to the barns, granaries and stables. That was 50 years ago (i.e. like so many Beckett narrators, he is now ancient and decrepit).

Only then, at the end of this monologue do we realise that the absence of speech marks Beckett’s deploys throughout the book has, in this instance, fooled us. This isn’t first-person narration, it is the monologue of an old codger in the compartment of the train Mercier and Camier are on. It is a sly, humorous sleight of hand.

The train stops but Mercier and Camier are too slow to get off and relieve themselves of the old man’s company and so, as the train starts up again, so does his monologue, this time a feverish garble which seems to be about whoring and womanising. The train stops at another stop and he gets off, now identified as Mr Madden, ‘He wore gaiters, a yellow block-hat and a rusty frock-coat reaching down to his knees.’ The comic dialogue between our hapless duo resumes. Mercier complains that Camier has booked them onto the stopping train, the slow train south of our Dublin (which was known in those days as the slow and easy):

I knew it, said Mercier. I’ve been shamefully abused. I’d throw myself out of the window if I wasn’t afraid I might sprain my ankle.

Camier says they’ll get down at the next stop and next thing they are in the little settlement surrounding the next station without any description of the train having stopped or them having alighted. The text is full of continual sly jokes like that, or casual underminings of the conventions of fiction. Elsewhere he undermines his own sentences even as he writes them:

It’s … snug, said the man, there is no other word. Patrick! he cried. But there was another word, for he added, in a tone of tentative complicity, whatever that sounds like, It’s … gemütlich.

The narrator uses a description and immediately wonders what the description can mean. The man speaking is an inn-keeper, greeting our travellers, while yelling over his shoulder for Patrick, presumably a servant. Mercier says that he has seen this man in his dreams. A page later we learn he is named Mr Gall, which reminds us of the Mr Gall the piano tuner who prompted a crisis of epistemology in Watt in the eponymous novel.

It is fair day. The farmers have brought their goods and animals to market. The beasts are stuffed in their pens. The narrator describes the farmers as grasping their ‘pricks through the stuff of their pockets’. Mercier summons the manager, they ask for several items off the menu which are all sold out. Camier says his friend Mercier is ‘out on his feet’, is it alright if they take a room for a rest, the manager agrees and our couple go upstairs.

One of the farmers comes over, is greeted by the manager as Mr Graves (which reminds us of Mr Graves the gardener in Watt) and comments the departed pair are ‘a nice pair’ and asks Mr Gall where he got used to such. Is the implication (once again) they Mercier and Camier are gay, and the farmer and manager think they’ve gone upstairs for sex?

Mr Gall appears to change his name and becomes Mr Gast, as the farmers depart and he is suddenly looking out onto a little medieval square, as if in a science fiction or horror story. The barman comes up and describes our pair as: ‘the long hank with the beard [and] the little fat one…’

Mr Gast pops out to find out what’s become of the absent Patrick, and is back a moment later, telling the barman he (Patrick) has died. His penultimate words were for a pint. Mr Gast calls for Teresa who is, fortunately, still alive and she comes out of the loo, a buxom wench carrying a big tray.

A rough tough man enters the bar in his hobnail boots, it is Mr Conaire, explains he’s escaped what he calls ‘the core of the metropolitan gas-chamber’, glimpses buxom Teresa, glances at the barkeeper, who is now named George. Mr Conaire asks the way to the ‘convenience’ and manages to brush against Teresa’s buxomness. Mr Gast has another vision, the present disappears as he sees a distant vista, a desolate moor with a single winding track and a solitary figure…

Mr Conaire reappears from the convenience having had a difficult time of it. Maybe he has constipation. He flirts more with Teresa then says he has an appointment to meet F.X. Camier, private investigator, and gives a description of Camier – ‘Small and fat… red face, scant hair, four chins, protruding paunch, bandy legs, beady pig eyes’ – which George complements with a description of Mercier – ‘A big bony hank with a beard… hardly able to stand, wicked expression’.

George goes up to their room to get them, but discovers Mercier and Camier asleep  and snoring, hand in hand on the floor of the hotel room.

Chapter 4

Our heroes are in the open countryside, not a house in sight, on a bank overlooking a wide field, inhabited only by a goat. But it isn’t a Shakespeare paradise, it is a wintry, cold and gloomy, damp Irish field, the sun is ‘a raw pale blotch’ in the cloudy sky. Camier complains he can feel the cold creeping up his crack. Mercier shares his method of keeping happy, which is to focus on parts of the body which do not hurt.

What shall they do? Camier suggests they need to go back into the town to find the sack, the sack they seem to have misplaced after they left Helen’s place. But maybe the sack itself isn’t the cause or the reason for their sense of want. The sack itself will not supply the truth. Maybe it is some aspect of the sack, as of the bicycle or the umbrella. Camier is disquisiting further on the nature of when Mercier interrupts him to tell him about the dream he had last night, in which his grandmother was carrying her own breasts by their nipples.

Camier loses his temper. Have they not made a solemn vow, ‘No dreams or quotes at any price.’ Camier is dispatched to get provisions from the town, swaggering there on his stumpy legs, while Mercier is left to decide in which direction to collapse.

The text cuts with no explanation to Camier being at the bar in the pub ordering a round of five sandwiches off George and introducing himself to Conaire. Mr Conaire shares a very Beckettian vision of entropy:

Yesterday cakes, today sandwiches, tomorrow crusts and Thursday stones.

We discover he spent the entire previous evening waiting for Camier to appear and fell asleep on a couch. When he woke up in the morning our couple had moved on. Camier is sublimely indifferent and leaves with his sandwiches. Mr Conaire goes for a crap. Mr Gast is absent, picking snowdrops for Patrick’s sheaf. Teresa also is absent.

Back with Mercier, Camier feeds him a sandwich but Mercier throws up. They stagger to their feet and realise they have to press on. Somewhere. For some reason. There’s a page or two of debate about whether to leave the tattered old raincoat where it is, which they do, then lament that they have. They totter back towards the railway station.

Summary of chapters 3 and 4

Chapter 5

They arrive back at the town on Sunday night. Knowing no better, they make their way to Helen’s who lets them stay and presents them with the umbrella, restored to full function. They appear to spend the evening making love, or entwining their naked bodies. So they are gay. Next afternoon they set off for their destination (we are not told what that is), and stop into a pub to wait for dark. And discuss at length and come to Great Conclusions:

1. The lack of money is an evil. But it can turn to a good.
2. What is lost is lost.
3. The bicycle is a great good. But it can turn nasty, if ill employed.
4. There is food for thought in being down and out.
5. There are two needs: the need you have and the need to have it.
6. Intuition leads to many a folly.
7. That which the soul spews forth is never lost.
8. Pockets daily emptier of their last resources are enough to break the stoutest resolution.
9. The male trouser has got stuck in a rut, particularly the fly which should be transferred to the crotch and designed to open trapwise, permitting the testes, regardless of the whole sordid business of micturition, to take the air unobserved. The drawers should of course be transfigured in consequence.
10. Contrary to a prevalent opinion, there are places in nature from which God would appear to be absent.
11. What would one do without women? Explore other channels.
12. Soul: another four-letter word.
13. What can be said of life not already said? Many things. That its arse is a rotten shot, for example.

Beckett loves a list. Our heroes decide to postpone decisive action till the following day and return to Helen’s place to kip. Next morning they set out bravely, not forgetting the umbrella. In fact it’s more like a parasol. Mercier tells Camier he bought it at Khan’s, which appears to be a pawnshop. Camier says it appears to have been manufactured in 1900, the year of the siege of Ladysmith during the Boer War. Camier gives such a vivid description of the siege, that they might have been there as young men.

Now both try and fail to open the wretched thing. Camier disappears back up the stairs (presumably of Helen’s place). Mercier takes advantage of his absence to walk on and enters a Joycean stream of consciousness phantasmagoria of thoughts and impressions about time and passersby. His path crosses an old man, he sees a man guiding a donkey, and urchins playing at marbles in the street, he rattles chains with his big stick, as he staggers senilely on.

Chapter 6

Evening of the same day. Camier is in a pub. Another pub. It is packed with dockers and sailors, a fug or smoke and beer fumes. He closes his eyes and spends two pages imagining Mercier arriving. When he opens them, Mercier has arrived, causing a momentary lull in the male fug of conversation.

They enter an obscure and highly stylised conversation. Where is the umbrella? When Camier was helping Helen, his hand slipped – he explains, as if that explains anything. Is it a sexual reference. Meanwhile the bicycle they left chained to the railings has, with Beckettian entropy, disintegrated, having lost wheels, saddle, bell and carrier, though not, intriguingly, its pump.

They set off into the dark night, supporting each other, though neither knows whither or why. They struggle to speak, Camier wants to ask questions but Mercier explains he has used up all his answers. What happened to the sack? They go into a narrow alleyway. Neither of them can remember how to describe walking. It becomes more than ever like Godot.

Where are we going? said Camier.
Shall I never shake you off? said Mercier.
Do you not know where we are going? said Camier.
What does it matter, said Mercier, where we are going? We are going, that’s enough.
No need to shout, said Camier.

Even the fresh line for each bit of dialogue looks like a play. They end up walking back and forth along this dark alleyway wondering where they’re going, and why, and why in each other’s company. They smell kips which appears to mean the perfume from a brothel. They ask a policeman if there’s a brothel and when he says they should be ashamed at their age, says it’s all they’ve got left. That and masturbation. So are they solidly heterosexual?

The officer arrests them and turns up Camier’s arm and smacks him. He’s about to blow his whistle when Mercier kicks him in the balls and the officer releases Camier, falling to the ground. This gets extremely unpleasant, for Camier seizes the officer’s truncheon and starts beating him round the head, they pull his cape over his head and beat some more, the impression of the head being of a boiled egg without it shell. Seems they’ve murdered him. They run along the alley into a square, across it and into a narrow street, and decide it is best to go back to Helen’s place.

Summary of chapters 5 and 6

Chapter 7

Descriptive passage of open moorland, heather, mountains looming, lights of city in distance, lights of harbour reflected in the sea. Presumably the countryside surrounding Beckett’s family home in Foxrock. Lucky bugger.

Mercier and Camier are making their way across this wild landscape. They have cut themselves cudgels to clear the undergrowth. They spy a wooden cross of a nationalist’s grave and head towards it but lose their thread. Start wondering if there are worms in turf. Feel something spectral is surrounding them.

Night is coming. It gets dark. They do not think they can walk any further (‘if you can call it walking’). They cannot see each other. They totter. They fall in the dark, in the bog, and help each other get up. Eventually. They finally make it to some ruins they’d spied, and collapse. And ‘their hands were freed to go about their old business’. Is that masturbation? And the text mentions their ‘customary cleavings’. Gay sex?

The narrator says the text could end here, frankly. But there is no end. There are never endings.

Here would be the place to make an end. After all it is the end. But there is still day, day after day, afterlife all life long, the dust of all that is dead and buried rising, eddying, settling, burying again. So let him wake, Mercier, Camier…

This is the utterly exhausted, bleak voice of the Beckett Trilogy. They waken separately, stumble out the ruins, each thinking the other has abandoned him, barely able to see in the dark, indistinguishable footfalls, they are heading back to town, of course, because that is what they do as soon as they have left town, their endless itinerary. They come to a fork in the road, Camier takes one road but when Mercier comes up to the fork, he cannot see his compadre and so takes the other. The text has ceased to be light and funny. It is weighed down with the full concrete futility of the books to come.

Such roughly must have been the course of events. The earth dragged on into the light, the brief interminable light.

Chapter 8

‘That’s it’, the text sinks into Beckett despair at the exhausting business of getting up, washing, dressing and all the rest of it, God, the endless waiting for death, dragging on, the dead and unburied with the dying, and the pathetic illusion of life (and so on and so on).

Camier leaves a house. He is an old frail man now, unable to walk without a stick, head on his chest. He is in some street when a heavy hand falls on his shoulder. A big man says he knows him, watched his mother change his diapers, introduces himself as Watt, and says he wishes to introduce him to a Mr Mercier, standing just along the pavement. Watt, says Camier. I knew a fellow named Murphy, died in mysterious circumstances.

Watt takes the two men imperiously by the arms and half drags them along the pavement, they are walking into the sunset (!) – until a police officer blocks their way. Watt defies the police officer, grabs the pair round the waist and hauls them further along the pavement. They collapse into a bar (as men so often do in these stories).

Watt orders whiskey all round. In an obscure roundabout way Mercier and Camier warm up and begin to regard each other in the old friendly way. Suddenly Watt bangs the table loudly and shouts, ‘Bugger life!’ The landlord comes over and angrily tells them to leave. Mercier and Camier go into a perfectly co-ordinated and comic turn, claiming that poor Watt has just lost his darling baby, his wife is at home in paroxysms of grief, they have brought Watt out to console him, could they just have another round and everything will be alright, honest your honour!

They call Watt daddy (despite being decrepitly old themselves). This last section contains a number of mocking anti-religious references, for example, the narrator tells us most of the pub’s clientele are butchers who have been made mild by the blood of the lambs. Ha ha. This undergraduate wit is common in Joyce and, alas, lives on in Beckett, lowering the tone or, more precisely, thinning the texture. Like the fondness for including swearwords in the story. Alright, but… it lets the reader off the hook. It stops being demanding. Swearwords are as easy-to-read, as assimilable as the sentimental clichés he so mocks. They’re just another type of cliché.

The landlord backs down and serves them their second round of drinks. Mercier goes to the window and looks out. The colours of heaven were not quite spent. He resumes his seat and Camier has begun to reminisce about what he remembers of their travels (the goat in the field, Mr Madden who gave the intense soliloquy about being a beast-slaughterer at the start of chapter 3) when Watt starts from his apparent sleep, seizes Camier’s stick and brings it crashing down on the table next to them, at which sits a man with side whiskers quietly reading his paper and sipping his pint. The stick breaks, the table top shatters, the man falls backwards in his chair (still holding his newspaper). Watt flings the shattered stick behind the bar where it brings down a number of glasses and bottles, then bawls:

‘Fuck life!’

Mercier and Camier bolt for the door. From just outside they listen to the uproar within. They both hear someone in the pub shout ‘Up Quin!’ Only those of us who have read the notes for Beckett’s novel, Watt, know that in its early drafts the protagonist was called Quin. Sol that’s quite an obscure reference there, Sam.

Mercier invites Camier for a last pint at another pub. Camier says no but ends up walking with him part of the way home. They reminisce in a fragmentary way about their adventures. Mercier starts crying. The houses grow more sparse. Suddenly space gapes and the earth vanishes but… all it means is they’ve climbed a small, picturesque bridge over the canal. It is gently raining.

High above the horizon the clouds were fraying out in long black strands, fine as weepers’ tresses. Nature at her most thoughtful.

It’s one of those rare moments when Beckett displays an old-fashioned notion of poetic sensibility. They sit on a bench, two old men. Mercier tells Camier to look north, beyond the stars. He seems to be pointing out… stars… flowers…? Camier refers to them as the Blessed Isles? This is obscure. Then, with characteristic bathos, he points out the grim pile of the hospital for skin diseases.

Camier goes to the edge of the canal. I think it is implied he is having a pee. Then returns to the bench. Mercier reminds Camier of the parrot at Helen’s. He has a feeling the parrot is dead. Camier says it’s time to go. Says, Goodbye Mercier. Alone, Mercier watches ‘the sky go out’ and hears all the little sounds which have been hidden from him by the long day.

… human murmurs for example, and the rain on the water.

So this final passage is unexpectedly poignant. 1. This thread of (possibly sentimental) feeling, along with 2. the shortness of the book 3. its conventional division into chapters and into paragraphs of clearly signposted action and snappy dialogue, and 4. the humour of much of the exchanges – yes, Mercier and Camier is definitely Beckett’s most accessible novel.


Related links

Samuel Beckett’s works

An asterisk indicates that a work was part of the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939-45

*Waiting For Godot 1953

  • All That Fall (1957) Radio play
  • *Act Without Words I & II (1957) Stage plays
  • *Endgame (1958) Stage play
  • *Krapp’s Last Tape (1958) Stage play
  • *Rough for Theatre I & II – Stage plays
  • Embers (1959) – Radio play
  • *Happy Days (1961) – Stage play
  • Rough for Radio I & II (1961) Radio plays
  • Words and Music (1961) Radio play
  • Cascando (1961) Radio play
  • *Play (1963) Stage play
  • How it Is (1964) Novel
  • *Come and Go (1965) Stage play
  • Imagination Dead Imagine (1965) Short story
  • Eh Joe (1967) Television play
  • *Breath (1969) Stage play

Awarded the Nobel Prize for Literature 1969

  • The Lost Ones (1972) Short story
  • *Not I (1972) Stage play
  • *That Time (1975) Stage play
  • *Footfalls (1976) Stage play
  • … but the clouds… (1976) Television play
  • All Strange Away (1976) Short story
  • Ghost Trio (1977) Television play
  • Company (1979) Short story
  • *A Piece of Monologue (1980) Stage play
  • *Rockaby (1981) Stage play
  • Quad (1981) Television play
  • Ill Seen Ill Said (1981) Short novel
  • *Ohio Impromptu (1981) Stage play
  • *Catastrophe (1982) Stage play
  • Worstward Ho (1983) Prose
  • Nacht und Träume (1983) Television play
  • *What Where (1983) Stage play
  • Stirrings Still (1989) Short prose

Watt by Samuel Beckett (1953)

‘If I tell you all this in such detail, the reason is, believe me, that I cannot, much as I should like, and for reasons that I shall not go into, for they are unknown to me, do otherwise.’
(Arthur, in part three of Watt)

It’s a challenge, but I came to really enjoy this book.

Watt was Samuel Beckett’s second published novel in English (the first being Murphy, published 1938). It was begun in 1941 but largely written while Beckett was hiding from the Nazis in a small French town in the Vaucluse in south-east France, and completed in December 1944. He revised and rewrote it as he went, experimenting not only with plot and style, but with structure and tone and, indeed, the entire conception of what a fiction is and can be.

It wasn’t published until a long time later, in 1953, and then only by the Olympia Press in Paris, a disresreputable publisher of pornography whose owner prided himself on publishing unpublishable literary masterpieces (he also published novels by Vladimir Nabokov and Henry Miller). (Publishing with Olympia established Beckett’s copyright and helped him to negotiate with English and American publishers).

Fragments

In later life Beckett dismissed the book as ‘a game, a means of keeping sane’, as ‘an exercise’ to stave off the long evenings hidden away in a French farmhouse. Its long and claustrophobic gestation possibly accounts for the complex mess of the manuscript which contains all sorts of loose leaves, doodles, fragments of plot. It was, Beckett told George Reavey in 1947, ‘an unsatisfactory book, written in dribs and drabs’. After the war Beckett carried this ever-evolving mess with him, to Paris and then back to Dublin, working over and through to a final version of the book. Four excerpts were published in literary magazines between 1950 and 1953.

The patchwork assembly of the text is recognised in the series of ‘addenda’, 37 fragments which he added at the end of the main text, concepts, sentences, scenes and phrase apparently intended for the novel but not used. Or used to form intriguing and suggestive ‘addenda’.

The general approach

Watt is another of Beckett’s tramps-cum-simpletons-cum alzheimer victims. Some kind of autistic, he struggles to fathom the most basic human interactions.

Watt had watched people smile and thought he understood how it was done. And it was true that Watt’s smile, when he smiled, resembled more a smile than a sneer, for example, or a yawn. But there was something wanting to Watt’s smile, some little thing was lacking, and people who saw it for the first time, and most people who saw it saw it for the first time, were sometimes in doubt as to what expression exactly was intended. To many it seemed a simple sucking of the teeth.
Watt used this smile sparingly.

Mind you, neither can the narrator or Beckett. All Beckett’s fictions come from a very similar place and depict people who can barely speak or communicate, who don’t understand basic human interactions, who are at the threshold of ordinary human behaviour, who can barely walk let alone speak, who fall, crawl, pull themselves forward by clutching tufts of grass through the mud of this world, obsessively repeating endless repeated phrases of endless repetition.

That, at least, is the enormously powerful impression you get from The Beckett Trilogy. The text of Watt, however, had not yet gone as far in that direction, although it has gone a long way in a very weird direction.

Paragraphs For a start the text is cast in paragraphs, lots of paragraphs, often fairly short. This may sound a trivial thing but Molloy starts with 80 pages of uninterrupted unrelieved prose, a Berlin Wall of prose, with no paragraphs or breaks of any kind, which turns out to be a real struggle to read.

Having your text chopped up into the conventional format of paragraphs which indicate when a new character speaks, or when a new action or topic starts and ends, is a vastly useful visual convention of typography – you only realise just how powerful and useful it is when it is completely absent in a work like Molloy. So Watt may use disorientating techniques but it feels much easier to read than the Trilogy.

To give an example, the conversation between Mr Hackett the hunchback, Mr Nixon and his wife Tetty, may well have surreal aspects – such as Tetty’s anecdote about giving birth by herself in the middle of a dinner party – but it is told in the format of paragraphs clearly indicating who is speaking when, and noting when characters change position or pause a bit – and so the texture of the reading experience is overwhelmingly traditional.

No speech marks Right at the start of his career, back in 1904 or so, Beckett’s mentor James Joyce had decided never to use speech marks or inverted apostrophes in his fiction and Beckett follows him in this mannerism. But it is a fairly easy-to-assimilate convention and you quickly get used to spotting what is dialogue and what is descriptive prose.

Conventional vocabulary Since we’ve mentioned Joyce, another thing worth pointing out is the utter conventionality of Beckett’s lexicon. He uses traditional words in a generally traditional way, nowhere is there a trace of the wild experiments with the English language which Joyce took to giddy heights in Ulysses and then burst all bounds in Finnegans Wake.

It also marks a distinct shift from the lexicon of More Pricks Than Kicks (1934) and Murphy (1938) which both indulged in the extreme complexification of the prose via orotund and arcane argots and terminologies. Here he is describing a character called ‘the Frica’ in the Dream:

A septic pudding hoodwinks her, a stodgy turban of pain it laps her horse face. The eyehole is clogged with the bulbus, the round pale globe goggles exposed. Solitary meditation has furnished her with nostrils of generous bore. The mouth champs an invisible bit, foam gathers at the bitter commissures. The crateriform brisket, lipped with sills of paunch, cowers ironically behind a maternity tunic…

Beckett’s prose in Watt has undergone a thorough detoxification. Trace of the spastic pedantry of the previous texts still survives, but with nothing like the same intensity:

He had seen all from his warm nest of books and periodicals. But now that the best was past he came out on the platform, with the intention of closing his stall, for the night. He therefore lowered and locked the corrugated apron. He seemed a man of more than usual acerbity, and to suffer from unremitting mental, moral and perhaps even physical pain. One noticed his cap, perhaps because of the snowwhite forehead and damp black curly hair on which it sat. The eye came always in the end to the scowling mouth and from there on up to the rest. His moustache, handsome in itself, was for obscure reasons unimportant. But one thought of him as the man who, among other things, never left off his cap, a plain blue cloth cap, with a peak and knob. For he never left off his bicycle-clips either. These were of a kind that caused his trouser-ends to stick out wide, on either side. He was short and limped dreadfully. When he got started he moved rapidly, in a series of aborted genuflexions.

There isn’t the same fol-de-rol of recherche terminology. But there is still the fundamental attitude, the satirical deployment of an over-learnèd diction to a banal subject – ‘a series of aborted genuflexions’.

Beckett’s pedantic stage directions It is drily comic. It is droll, maybe, like clever undergraduates using over-elaborate language to impress each other with the absurdity of their erudition. This taste for the sly humour of extreme pedantry remained one of Beckett’s core qualities. An often overlooked aspect of his plays is the way the stage directions became things of extreme precision, which are both deadly serious and comic at the same time, like the precise nature of the bowler hats worn in Waiting For Godot. Indeed, some of the plays are entirely wordless, consisting solely of directions for actions the actors must perform and so are closer to mime or choreography. Any reader of the later plays gets used to the way the stage directions are often longer, more detailed and hyper-precise than the language involved in a production (if any).

So your response to Watt will depend on whether you enjoy, whether you find humour in the application of finicky, over-philosophical, over-learnèd and extended meditations on trivial everyday events.

In the opening scene Mr Hackett the hunchback and Mrs and Mrs Nixon spend four pages speculating why Watt got off the tram at the stop just opposite the bench where they are sitting. They work through all the potential reasons for his alighting just there with the scrupulous thoroughness of the medieval scholastic philosophers to whom Beckett owes a large debt.

Watt gets into a compartment of a train. He thinks it is empty but then realises a man is sitting in it (in a classic example Beckett-the-narrator playing with the conventions of what is, and what is not, implied by sentences in fiction. You write one thing, the reader understands the situation to be just so. You write another thing which flatly contradicts the first thing, and the reader realises just how slippery and imprecise language is, or how slippery the narrator is, or the text. Or perception. Or consciousness itself).

My name is Spiro, said the gentleman.
Here then was a sensible man at last. He began with the essential and then, working on, would deal with the less important matters, one after the other, in an orderly way.

The scholastic method of generating content Watt’s asperger’s syndrome-like obsessiveness is central to Becket’s method, and echoes or consciously revives, the medieval scholastic obsession with categorising all possible eventualities of an occurrence, or working systematically through every possible attribute of an entity. It is absolutely no surprise at all that the man in the train compartment, Spiro, turns out to be the editor of a Catholic journal (named Crux) which delights in setting elaborate brainteasers based on obscure areas of Christian theology, one of which he proceeds to share with Watt:

A rat, or other small animal, eats of a consecrated wafer.
1) Does he ingest the Real Body, or does he not?
2) If he does not, what has become of it?
3) If he does, what is to be done with him?

The thing about this kind of scholastic, super-categorising, hair-splittingly logical approach to trivialities is that it can generate endless text out of next to nothing. How many angels can dance on the head of a pin was a question that could trigger medieval schoolmen to hours of learned debate, bringing in huge amounts of learning about angels, their bodies corporeal or non-corporeal, their abilities to change shape and size, and so on. Questions like this were set in medieval university exams not because anyone wanted to know the answer, but so the candidates could display their command of the gigantic schemas of categories and entities and types.

This is one way of looking at Beckett – as a kind of machine who generated huge amounts of prose (in his novels) by deploying mechanistic and scholastic methodologies to absolute trivia. In More Pricks Than Kicks Beckett devotes a page to the complex methodology Belacqua Shuah employs to make two pieces of toast. In Molloy he spends an entire page enumerating the method Molloy develops for sucking 16 pebbles he has collected from the seashore and stores in his four pockets, so that he sucks them each in turn, while transferring them between pockets in a fair and just way.

Given this technique for generating prose, there doesn’t need to be any plot at all, no storyline in the traditional sense, and little sense or purpose to the narrative, for the text nonetheless to ramify out in all directions till it fills 200 pages of paragraph-less prose, and reading it makes you feel like you’re having a nervous breakdown.

Watt heard nothing of this, because of other voices, singing, crying, stating, murmuring, things unintelligible, in his ear. With these, if he was not familiar, he was not unfamiliar either. So he was not alarmed, unduly. Now these voices, sometimes they sang only, and sometimes they cried only, and sometimes they stated only, and sometimes they murmured only, and sometimes they sang and cried, and sometimes they sang and stated, and sometimes they sang and murmured, and sometimes they cried and stated, and sometimes they cried and murmured, and sometimes they stated and murmured, and sometimes they sang and cried and stated, and sometimes they sang and cried and murmured, and sometimes they cried and stated and murmured, and sometimes they sang and cried and stated and murmured, all together, at the same time, as now, to mention only these four kinds of voices, for there were others.

See? Once you establish this method, you can apply it to anything, in fact the more trivial and silly the better, since it brings out the absurdity of the procedure and, by extension, the absurdity of trying to describe anything at all, the absurdity of writing fiction, the absurdity of being human.

Watt’s way of advancing due east, for example, was to turn his bust as far as possible towards the north and at the same time to fling out his right leg as far as possible towards the south, and then to turn his bust as far as possible towards the south and at the same time to fling out his left leg as far as possible towards the north, and then again to turn his bust as far as possible towards the north and to fling out his right leg as far as possible towards the south, and then again to turn his bust as far as possible towards the south and to fling out his left leg as far as possible towards the north, and so on, over and over again, many many times, until he reached his destination, and could sit down. So, standing first on one leg, and then on the other, he moved forward, a headlong tardigrade, in a straight line. The knees, on these occasions, did not bend. They could have, but they did not. No knees could better bend than Watt’s, when they chose, there was nothing the matter with Watt’s knees, as may appear. But when out walking they did not bend, for some obscure reason. Notwithstanding this, the feet fell, heel and sole together, flat upon the ground, and left it, for the air’s uncharted ways, with manifest repugnancy. The arms were content to dangle, in perfect equipendency.

Forever and ever this kind of thing can be spooled out like a spider spins webs all its life long.

Use an Irish accent If you read it in a traditional English voice, like mine, it can get quite tiresome. Which is why you should have a go at reading it aloud with a slight Irish accent. If you do this, or hear it with your mind’s ear read in an Irish accent, you can catch the sly humour behind the entire thing and make out the very dry twinkle in old Sam Beckett’s beady eyes.

And you can see why, after exhausting the possibilities of prose in the enormous trilogy, he discovered the far more potent effect of doing this kind of thing onstage, of having actors read his prose out loud. Not only read out his mechanical variations on trivial actions, but actually have them act them out. Thus he gets the puppet characters of Godot or Happy Days or Endgame to go through obsessive physical and verbal repetitions which reduce the idea of human agency to an absolute null. And yet… with a shrewd, beady, half-smile hovering around his dry lips…

(This playful disinterest in plot, and greater interest in the games implicit in language, the silliness of set phrases and so on, is a quality shared with another bleak joker, Kurt Vonnegut. When Beckett describes Watt’s walk as ‘a funambulistic stagger’ the phrase reminded me of the made-up ‘chrono-synclastic infundibula’ which plays a central role in Vonnegut’s first novel The Sirens of Titan.)

The plot

Watt has four parts.

Part one

‘Hunchy’ Hackett sits on what he considers ‘his’ bench. He is joined by Mr and Mrs Nixon who, among other things, tell the story of how she gave birth in the middle of a posh dinner party (she went upstairs and delivered the baby herself before coming back down, leading the child by the hand). Night is falling. They observe someone alight from a stopping tram and identify him as Watt. There is a typically scholastic debate about why he chose this particular tram stop.

Cut to Watt hurrying to the train station and colliding with a man pushing a big milk churn. He picks it up along with Watt’s hat, the whole incident observed by the elderly keeper of the newsagent’s booth, who now closes it up. Watt enters the train in what he thinks is an empty compartment but then realises it has an occupant, who introduces himself as Spiro, editor of a Catholic popular magazine, Crux.

Watt alights (apparently) and walks along a road. His method of walking is described with characteristic obsessive pedantry. It once impressed a Lady McCann who observed his odd method of ambulation. He is tired. He lies down in a ditch (an image of utter dejection which was to be obsessively repeated in the falling, crawling, creeping protagonists of the Trilogy).

He hears a choir singing a song and, in that 1930s avant-garde way, the text includes a two-page transcription of it. Watt bestirs himself, picks up his bags and continues to the house of a Mr Knott, where we have a typical piece of obsessively repetitive Beckettiana:

The house was in darkness.
Finding the front door locked, Watt went to the back door. He could not very well ring, or knock, for the house was in darkness.
Finding the back door locked also, Watt returned to the front door.
Finding the front door locked still, Watt returned to the back door.
Finding the back door now open, oh not open wide, but on the latch, as the saying is, Watt was able to enter the house.
Watt was surprised to find the back door, so lately locked, now open. Two explanations of this occurred to him. The first was this, that his science of the locked door, so seldom at fault, had been so on this occasion, and that the back door, when he had found it locked, had not been locked, but open. And the second was this, that the back door, when he had found it locked, had in effect been locked, but had subsequently been opened, from within, or without, by some person, while he Watt had been employed in going, to and fro, from the back door to the front door, and from the front door to the back door.

See what I mean by the technique which can spool an infinite amount of prose, of ratiocination, out of almost nothing. Every human action can be subjected to a) this degree of mindless mechanical repetition and b) unnecessarily thorough pedantic over-analysis. Either you find it irksome or, you adjust your mood to suit Beckett’s approach and find it dryly humorous, absurd, absurdist.

Watt enters the apparently empty house and sits in the kitchen by the ‘range’, taking off his hat, revealing his grey-red hair. A man enters and delivers a breathless, surreal and absurdist monologue of the kind which will dominate the Trilogy. It is really a very long monologue, 25 pages of the kind of solid block prose we will see in the Trilogy and the demented, repetitive, obscure, mad obsessive dwelling on trivial or inconsequential subject matter which characterises all Beckett’s prose.

In terms of ‘facts’, what emerges is the speaker is Arsene, the owner of the house’s former manservant, along with one Erskine and two serving girls, Ann and Mary.

Part two

The narrating voice settles into a series of philosophical meditations on the nature of reality, of our experience of the outer and inner worlds and the difference between them, the nature of time and of mind.

For Watt now found himself in the midst of things which, if they consented to be named, did so as it were with reluctance.

These lengthy and repetitive lucubrations centre on a number of characteristically minor or trivial events, such as the visit to the house of the Galls, a father and son pair of piano tuners. Then there is the case of the pot, which gives rise to a long excursus on the nature of pot-ness.

Looking at a pot, for example, or thinking of a pot, at one of Mr Knott’s pots, of one of Mr Knott’s pots, it was in vain that Watt said, Pot, pot. Well, perhaps not quite in vain, but very nearly. For it was not a pot, the more he looked, the more he reflected, the more he felt sure of that, that it was not a pot at all. It resembled a pot, it was almost a pot, but it was not a pot of which one could say, Pot, pot, and be comforted. It was in vain that it answered, with unexceptionable adequacy, all the purposes, and performed all the offices, of a pot, it was not a pot. And it was just this hairbreadth departure from the nature of a true pot that so excruciated Watt. For if the approximation had been less close, then Watt would have been less anguished.

It’s passages like this – and this is only a small excerpt from the long passage about the pot – that bespeak a kind of mental illness, that lead me to make the comparisons with an autistic or asperger-like inability to relate to the world, to be thrown into anxiety, into panic, by nothing, by looking at a pot.

There is a master of the house, one Mr Knott, whose names seems as much of a joke as Watt’s. Watt is Knott. Watt is not Knott. Knott is not Watt. We could go on all day, and Beckett does. The obsessive manner of Watt knocking on the front door when he first arrives, then going round to knock on the back door, then returning to the front to knock on the front door again, then returning to the back to knock on the back door again, are a fleabite compared to some of the monstrosities of obsessive repetition, or repetitions with variations, the text contains.

Watt prepares Mr Knott’s meals by mixing up a precise list of ingredients and medicines into a sort of gruel which must be served punctually at 12 noon and 7pm. Sometimes Mr Knott leaves the bowl empty, at other times leaves varying percentages of the gruel in it.

Twelve possibilities occurred to Watt, in this connection:

  1. Mr Knott was responsible for the arrangement, and knew that he was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  2. Mr Knott was not responsible for the arrangement, but knew who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  3. Mr Knott was responsible for the arrangement, and knew that he was responsible for the arrangement, but did not know that any such arrangement existed, and was content.
  4. Mr Knott was not responsible for the arrangement, but knew who was responsible for the arrangement, but did not know that any such arrangement existed, and was content.
  5. Mr Knott was responsible for the arrangement, but did not know who was responsible for the arrangement, nor that any such arrangement existed, and was content.
  6. Mr Knott was not responsible for the arrangement, nor knew who was responsible for the arrangement, nor that any such arrangement existed, and was content.
  7. Mr Knott was responsible for the arrangement, but did not know who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  8. Mr Knott was not responsible for the arrangement, nor knew who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  9. Mr Knott was responsible for the arrangement, but knew who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  10. Mr Knott was not responsible for the arrangement, but knew that he was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  11. Mr Knott was responsible for the arrangement, but knew who was responsible for the arrangement, but did not know that any such arrangement existed, and was content.
  12. Mr Knott was not responsible for the arrangement, but knew that he was responsible for the arrangement, but did not know that any such arrangement existed, and was content.

All these passages say something about the madness of thinking, the madness of writing, and the madness of language. The anxiety about Knott’s dinner develops seamlessly into an even more elaborated worry about the dog Watt is ordered to give any leftovers of Mr Knott’s dinner to, worries whether such a dog might or might not exist, and then a detailed consideration of four possible permutations by which such a dog might be prevailed upon to eat the leftovers. Which leads into a consideration of the family which is required to manage the complex system of dogs which have been conjured up to eat Mr Knott’s leftovers, and who are named the Lynch family and who Beckett proceeds to list and describe at exorbitant length, 28 of them in total. When Liz, the wife of Sam, dies shortly after giving birth to her twentieth baby:

This loss was a great loss to the family Lynch, this loss of a woman of forty goodlooking years.
For not only was a wife, a mother, a mother-in-law, an aunt, a sister, a sister-in-law, a cousin, a niece-in-law, a niece, a niece-in-law, a daughter-in-law, a granddaughter-in-law and of course a grandmother, snatched from her grandfather-in-law, her father-in-law, her uncles-in-law, her aunt, her aunts-in-law, her cousins, her brothers-in-law, her sisters, her niece, her nephew, her sons-in-law, her daughters, her sons, her husband and of course her four little grandchildren (who however exhibited no sign of emotion other than that of curiosity, being too young no doubt to realise the dreadful thing that had happened, for their total age amounted to no more than sixteen years), never to return, but the Lynch millennium was retarded by almost one year and a half, assuming that during that time all were spared, and so could not be expected before roughly two years from the date of Liz’s departure, instead of in a mere five months time, as would have been the case if Liz together with the rest of the family had been spared, and even five or six days sooner if the infant had been spared also, as he was to be sure, but at his mother’s expense, with the result that the goal towards which the whole family was striving receded to the tune of a good nineteen months, if not more, assuming all the others to be spared, in the meantime.

As you read this sort of thing, it’s hard not to think of Beckett’s own description that he wrote the book as an exercise, as experiments in dribs and drabs, on the long long nights hidden away in a house in the Vaucluse, with a pen, some notebooks and far too much time on his hands.

We are now in the clutches of the Lynch family and their absurd wish that the total of their combined ages reaches a thousand, something which keeps being prevented when one or other of them dies unexpectedly. Meanwhile one of the uglier cousins has twins. Which leads into an extended consideration of who impregnated her which requires a long, detailed description of the fornicatory habits of all the male members of family (cousin Sam in his wheelchair, cousin Tom with his manic depression, Uncle Jack…?)

After pages about the Lynch family, we revert to Watt, during his era of service on the ground floor, and a further disquisition about the name and nature of the dog the two members of the Lynch family, the dwarves Art and Con (remember the hunchback Mr Hackett at the start of the ‘story’), are tasked with bringing to the door of Mr Knott’s house every evening at 9pm to receive whatever leftover there may be. Or not. The dog is called Kate and we have it fully explained which Lynch family member she is named after. Kate dies and is replaced by another dog named Cis.

Eventually the book gets beyond the complex issue of the dig which eats Mr Knott’s leftovers and settles on the even more vexed matter of why the other servant in the house, Erskine, seems to spend so much of his time running up and down stairs from the ground floor to the first floor to the second floor and back down again, presumably at Mr Knott’s command, whereas Watt, at least in the first phase of his employment, remains on the ground floor throughout his working day. The possible reasons why are given the Beckett treatment i.e. a thorough working through of every conceivable reason.

Then there is the bell which goes off anytime day or night to summon Erskine to Mr Knott’s room. Same kind of treatment i.e. a thorough working through of every conceivable reason, including a list of every possible part of the human anatomy which could be used to press a bell. Watt decides he needs to discover the layout of Erskine’s room and in particular the location of the bell. But:

Erskine’s room was always locked, and the key in Erskine’s pocket. Or rather, Erskine’s room was never unlocked, nor the key out of Erskine’s pocket, longer than two or three seconds at a stretch, which was the time that Erskine took to take the key from his pocket, unlock his door on the outside, glide into his room, lock his door again on the inside and slip the key back into his pocket, or take the key from his pocket, unlock his door on the inside, glide out of his room, lock the door again on the outside and slip the key back into his pocket. For if Erskine’s room had been always locked, and the key always in Erskine’s pocket, then Erskine himself, for all his agility, would have been hard set to glide in and out of his room, in the way he did, unless he had glided in and out by the window, or the chimney. But in and out by the window he could not have glided, without breaking his neck, nor in and out by the chimney, without being crushed to death. And this was true also of Watt.

Abruptly a first-person narrator enters the text who informs us that everything written so far was told him by Watt many years later and over the course of many years, and that he took it all down in his notebook. Which gives rise to extensive, repetitive and thorough reflections on epistemology and the limits of knowledge, specially when it comes to narratives.

And so always, when the impossibility of my knowing, of Watt’s having known, what I know, what Watt knew, seems absolute, and insurmountable, and undeniable, and uncoercible, it could be shown that I know, because Watt told me, and that Watt knew, because someone told him, or because he found out for himself. For I know nothing, in this connexion, but what Watt told me.

We don’t know his name and the text moves back to the issue of Watt breaking into Erskine’s bedroom where he discovers a mysterious geometric painting hanging on the wall which gives rise to a very deep meditation on the nature of perspective and space and time and experience within it.

Time passes and Watt wonders how long he will be serving on the ground floor, how long his predecessors did, was it service of fixed duration, or did it vary from servant to servant?

For the service to be considered was not the service of one servant, but of two servants, and even of three servants, and even of an infinity of servants, of whom the first could not out till the second up, nor the second up till the third in, nor the third in till the first out, nor the first out till the third in, nor the third in till the second up, nor the second up till the first out, every going, every being, every coming consisting with a being and a coming, a coming and a going, a going and a being, nay with all the beings and all the comings, with all the comings and all the goings, with all the goings and all the beings, of all the servants that had ever served Mr Knott, of all the servants that ever would serve Mr Knott.

Repetition with variations. Obsessive repetition of the variations of a small number of variables, like the stones Molloy sucks or the toast that Belacqua Shuah methodically burns. The passage about the possible permutations of the servants goes on for four densely-written pages. Then he remembers lying on a beach at night and hearing three frogs who croak, respectively, Krak!, Krek! and Krik! at precise numerical intervals, such that the next two pages contain a table enumerating the froggy croaks.

Which leads into a memory of Watt’s sort-of affair with Mrs Gorman the fishwoman who came round to his house every Thursday evening. Sometimes she sat on his lap, sometimes he sat on hers, which immediately sparks two pages describing all the possible permutations of lap-sitting, along with a calculation of how long it took to change position, with the additional complexity of the time required to kiss or simply clasp each other, leading into ever-more complex calculations and permutations.

Mr Graves the old gardener comes regularly to the back door. Watt brings him a cup of tea in the morning or a bottle of stout in the evening.

Watt literally bumps into Mr Knott once when the owner is staring at a daisy and a worm at his feet. They do not speak. At numerous other times he glimpses the mysterious owner through windows, which often distort his appearance so he appears sometimes tall, sometimes short, sometimes stout, sometimes thin.

Watt realises he is tired and bored, service on the ground floor has tired him out. Then one fine winter morning he comes downstairs to find a new man in the kitchen, named Arthur. And on that word part two terminates.

Part three

Is narrated by a person called Sam but his narrative voice is identical to all that came before:

Watt seldom left his mansion and I seldom left mine. And when the kind of weather we liked did induce us to leave our mansions, and go out into the garden, it did not always do so at the same time. For the kind of weather that I liked, while resembling the kind of weather that Watt liked, had certain properties that the kind of weather that Watt liked had not, and lacked certain properties that the kind of weather that Watt liked had.

It appears they are both in an institution whose halls are crowded with what the narrator calls ‘scum’, playing ball all the time. The reference to mansions appears to be ironic. Watt appears to have ended up in a lunatic asylum, as does Murphy in his book. It is the logical place for all Beckett protagonists to end up since they are clearly suffering from advanced mental illness and inability to cope with everyday experience or any human interaction.

Watt and the protagonist are in some kind of institution, they can wander freely in separate gardens, divided by barbed wire fences. This is the most genuinely surreal. The narrator discovers a hole in his fence which parallels a hole in Watt’s fence and crawls through to him, watches him advance backwards towards him, wearing his clothes back to front, and when Watt speaks, his words are back to front.

The narrator says he has a little notebook, so maybe he is the same narrator with a little notebook who popped up in part two, saying he kept extensive notes of Watt’s stories. They often walk together in their favourite weather, sunny windy days. Then Watt’s defect deepens and he starts talking by reversing the spelling of words. In fact the narrator documents a further sequence of linguistic oddities, all laid out with the usual obsession for precise variation.

Then he took it into his head to invert, no longer the order of the words in the sentence, nor that of the letters in the word, nor that of the sentences in the period, nor simultaneously that of the words in the sentence and that of the letters in the word, nor simultaneously that of the words in the sentence and that of the sentences in the period, nor simultaneously that of the letters in the word and that of the sentences in the period, nor simultaneously that of the letters in the word and that of the words in the sentence and that of the sentences in the period, ho no, but, in the brief course of the same period, now that of the words in the sentence, now that of the letters in the word, now that of the sentences in the period, now simultaneously that of the words in the sentence and that of the letters in the word, now simultaneously that of the words in the sentence and that of the sentences in the period, now simultaneously that of the letters in the word and that of the sentences in the period, and now simultaneously that of the letters in the word and that of the words in the sentence and that of the sentences in the period.

Watt describes an afternoon when he, Mr Knott, Mr Graves and Arthur are all in the garden together. Arthur makes his recommendation of Bando to Mr Graves and then proceeds to give a long, rambling, surreal or absurdist account of an academic expedition into darkest Ireland carried out by one Ernest Louit as recounted to the committee of crusty old academics who commissioned him. All this is set in Beckett’s old university, Trinity College, Dublin.

There are five crusty old dons on the committee and there is a spectacularly Beckettian, obsessive-compulsive 3-page description of precisely who was looking at who and where they were sitting and what they saw. But this is as nothing compared to the subsequent scene in which Louit brings along and presents to the committee the ageing peasant Mr Nackybal who turns out to have the uncanny ability to rattle off the square root or the cube root of very large figures. Beckett’s obsessive compulsive, obsessively repetitive mannerisms go into overdrive.

After about 25 pages of the story of Mr Nackybal Arthur abruptly tires, breaks off and goes into Mr Knott’s house. Watt is relieved, it was a very draining story. The story having desisted we move onto a few aspects of Mr Knott, and a fantastically obsessive iteration of all the possible combinations of footwear he could wear. This is surpassed by this description of Mr Knott’s activities in his room:

Here he stood. Here he sat. Here he knelt. Here he lay. Here he moved, to and fro, from the door to the window, from the window to the door; from the window to the door, from the door to the window; from the fire to the bed, from the bed to the fire; from the bed to the fire, from the fire to the bed; from the door to the fire, from the fire to the door; from the fire to the door, from the door to the fire; from the window to the bed, from the bed to the window; from the bed to the window, from the window to the bed; from the fire to the window, from the window to the fire; from the window to the fire, from the fire to the window; from the bed to the door, from the door to the bed; from the door to the bed, from the bed to the door; from the door to the window, from the window to the fire; from the fire to the window, from the window to the door; from the window to the door, from the door to the bed; from the bed to the door, from the door to the window; from the fire to the bed, from the bed to the window; from the window to the bed, from the bed to the fire; from the bed to the fire, from the fire to the door; from the door to the fire, from the fire to the bed; from the door to the window, from the window to the bed; from the bed to the window, from the window to the door; from the window to the door, from the door to the fire; from the fire to the door, from the door to the window; from the fire to the bed, from the bed to the door; from the door to the bed, from the bed to the fire; from the bed to the fire, from the fire to the window; from the window to the fire, from the fire to the bed; from the door to the fire, from the fire to the window; from the window to the fire, from the fire to the door; from the window to the bed, from the bed to the door; from the door to the bed, from the bed to the window; from the fire to the window, from the window to the bed; from the bed to the window, from the window to the fire; from the bed to the door, from the door to the fire; from the fire to the door, from the door to the bed.

This scales new heights of mad compulsive repetition with a large number of small variations, even for Beckett.

It’s hard not to feel, as these mad repetition scenes mount up, that this kind of mathematical iteration is what replaces, in Beckett, a sensual feel for language. He subjects language to endless algorithmic combinations, but very rarely do you read a sentence which is vivid and breath-taking. Often it is like reading a computer program. Quite regularly there are softer sentences which appear to be recalling a kind of Tennysonian, ‘poetic’, susurration.

At ten the steps came, clearer, clearer, fainter, fainter, on the stairs, on the landing, on the stairs again, and through the open door the light, from darkness slowly brightening, to darkness slowly darkening, the steps of Arthur, the light of poor Arthur, little by little mounting to his rest, at his habitual hour.

But these are never quite convincing or consistent. Beckett is much more at home in the mechanical, in algorithmic repetitions, in perfunctory combinations, creating a new kind of 20th century ‘poetry’, based on objective descriptions, computer manuals, algorithmic permutations or – as here – a parody of bureaucratic forms:

I come from —, said Mr Micks, and he described the place whence he came. I was born at —, he said, and the site and circumstances of his ejection were unfolded. My dear parents, he said, and Mr and Mrs Micks, heroic figures, unique in the annals of cloistered fornication, filled the kitchen. He said further, At the age of fifteen, My beloved wife, My beloved dog, Till at last. Happily Mr Micks was childless.

The last few pages of part three describe Watt’s encounters with Mr Knott, or their joint presence in rooms, but they never communicate, Watt discovers or understands as little about him as when he started in his employ. On the penultimate page there is one of Beckett’s algorithmic fantasias listing all possible permutations of the elements of Mr Knott’s physical appearance, which is even longer than the one above describing the moving furniture in his bedroom.

Eventually we come to the end. Watt gives a final description of the characteristically obsessive patterns or permutations which Mr Knott applied to putting on his slippers, or shoes, or overshoes, or boots, or one slipper and one shoe, or one boot and one slipper etc etc.

And then, quite abruptly, it appears that Watt has told the narrator everything he can, or everything the narrator was able to make out from Watt’s umpteen peculiar ways of speaking, as enumerated earlier. And so Watt returns, moving backwards, through the holes in the fences between their respective gardens, and then walks backwards across his park, continually stumbling over roots and into brambles, back towards his ‘pavilion’.

Which is all very weird and disturbing. This walking backwards across dreamily huge parks, and then talking backwards, is part nonsense in the manner of Lear or Carrol, maybe, but feels more like a disturbing 20th century sci-fi dystopia or bad dream. I found it emotionally upsetting.

Part four

The shortest of the four sections. One night a stranger is sitting in the kitchen when Watt comes down for his night-time drink of milk and to smoke the remains of his cheap cigar. It is Micks, a man who has arrived, like he did all those years ago, out of nowhere. Watt realises it is time to leave Mr Knott’s house, goes upstairs, packs his two little bags, gives Micks a talk much as Arsene gave him (only infinitely shorter) and leaves the house forever. In fact he finds himself out the house, walking down the avenue and then along the road from the house, before he’s really aware of it, and regrets not having said a formal goodbye to Micks.

It’s the early hours so the station is closed. He climbs over the wicket gate, looks up at the night sky, looks back along the highway and sees a peculiar figure shuffling towards the station. It gets larger and larger and then gets smaller and smaller. So it goes.

The station master, Mr Case, is awake and reading a book by Irish writer, poet, critic etc George Russell. Watt asks if he can wait in the waiting room but as this requires entry through the ticket office, which is locked up, this triggers two pages of complex calculations about keys and locks and the correct sequence of opening, closing and relocking doors which eventually results in the answer Yes. Watt says that on reflection he would rather stay outside on the platform walking up and down.

Which makes it odd that we then find him in the waiting room lying down, possibly having a hallucination or memory of an old lady talking. There’s another unusually mysterious and ‘sensitive’ moments, which intersperse the mad combinatory passages:

He lay on the seat, without thought or sensation, except for a slight feeling of chill in one foot. In his skull the voices whispering their canon were like a patter of mice, a flurry of little grey paws in the dust.

It gets slowly very dark. And the slowly the light of dawn appears and Watt can make out shapes in the waiting room, first a chair, then a fireplace, then a picture of a horse in a field. At that point the morning staff of the station arrive, notably Mr Nixon, a loud whistling sort of gentleman who kicks the waiting room door open with great vigour. What he didn’t know was that Watt was directly in its path.

The text now becomes deliberately tricksy, a ‘hiatus’ is indicated in the manuscript, as if it were a venerable relic, and then the message that ‘MS is illegible’. Watt sees the ceiling of the room with preternatural clarity, but from the behaviour of Mr Nixon, Mr Gorman his superior and Mr Case, it seems that Watt is now lying on the floor, badly concussed and bleeding a little from the mouth or nose. (Mr Gorman? Is the husband of the Mrs Gorman the fishwoman who Watt was described as having an affair with earlier in the book?).

The traditional morning commuters turn up including Lady McCann, and Arsy Cox and Herring-gut Waller and Cack-faced Miller and Mrs Penny-a-hoist Pim.

(This all reminds me of the radio play Beckett wrote for the BBC ten years later, All That Fall, which involves a gabby old Irish lady cadging a lift to a railway station. It has the same claustrophobic smallness.)

They all decide something must be done but don’t know what. They don’t know Watt. Nixon and Gorman appear to manhandle the firebucket over to Watt’s prone form and try to tip the water over him, though from the generally lamenting tone, it seems (it’s all described with deliberate obscurity) as if they drop the bucket itself onto Watt.

Then to their surprise, Watt stands up, takes up his bags, walks through to the ticket office and asks to buy a ticket. He doesn’t know where he wants to go. When quizzed, he replies ‘to the end of the line’. ‘Which end?’ Mr Nolan asks, ‘the round end of the square end?’ The nearer end, Watt decides.

So I think what has happened is Watt has been seriously concussed, possibly suffered brain damage and this is the precursor to him going, or being taken, to the institution we found him in, in the disturbing part three.

The last page leaves Watt altogether and gives us a last little flare-up of Beckettian combinatorial obsessiveness.

Mr Nolan looked at Mr Case, Mr Case at Mr Nolan, Mr Gorman at Mr Case, Mr Gorman at Mr Nolan, Mr Nolan at Mr Gorman, Mr Case at Mr Gorman, Mr Gorman again at Mr Case, again at Mr Nolan, and then straight before him, at nothing in particular. And so they stayed a little while, Mr Case and Mr Nolan looking at Mr Gorman, and Mr Gorman looking straight before him, at nothing in particular, though the sky falling to the hills, and the hills falling to the plain, made as pretty a picture, in the early morning light, as a man could hope to meet with, in a day’s march.

This is the final paragraph. In it you can see the obsessive variation trope, but note also the way it ends with a thumping cliché. It is an ending of sorts but an ending which takes the mickey out of endings. But it doesn’t quite avoid the feeling that this is partly because Beckett is not necessarily any good at endings. This is partly because, philosophically, he appears to regard all things as taking part in an endless flux in all directions, through all directions and through time. But a few works after Watt he was to stumble across a form of words which captures this, the sense of endlessness, and one which captures both his bleak nihilism and his determination:

‘You must go on. I can’t go on. I’ll go on…’

No wonder this formula is then repeated with variations (arguably Beckett’s basic imaginative trope, as Watt abundantly demonstrates) in his subsequent fictions, most famously at the end of Waiting For Godot:

Well, shall we go.
Yes, let’s go.
(They do not move)

Repeated until, like much else in Beckett, it itself becomes a formula and a new cliché, as predictably bleak as a Mills and Boon happy ever after is predictably sentimental.

The addenda

At the end of the book are 30 or so fragments which Beckett couldn’t find place for in the text, but which he attached nonetheless. They include fragments of sentences, songs, definitions, one-line summaries of events, learned references phrases in foreign languages, sheet music, a summary of the second picture to be seen in Erskine’s room and so on.

None of them contain any great revelations, mainly it’s just more of the same banal and trivial events. Nonetheless, puzzling over their implications or how they might have been included or altered the text, has kept scholars happily absorbed ever since. They are humorously introduced with the author’s note:

The following precious and illuminating material should be carefully studied. Only fatigue and disgust prevented its incorporation.

Looking at the Amazon reviews of the book, ‘fatigue and disgust’ are what some readers of the book have experienced, who haven’t been able to approach it, who haven’t learned to approach it with the correct tangential, amused attitude, completely liberated from the desire expectation to have character or plot or dialogue that makes sense in a supposed ‘novel’.

And who haven’t been able to see, beneath or behind the obsessive repetition and deliberate anti-plot and anti-character, the sly smile of the Dante-loving cricketer from Dublin.

Thoughts

Experiments

The Wikipedia article humorously quotes S. E. Gontarski’s description of Watt as ‘the white whale of Beckett studies, a mass of documentation that defies attempts to make sense of it.’ But it makes total sense if you see it as a congeries of fragmentary exercises stitched together and this is how Beckett himself consistently referred to it.

Much later Beckett said that Watt was written in Roussillon as ‘just an exercise’ while he was waiting for the war to end and it certainly reads like a series of exercises or experiments in the obsessive-autistic manner I’ve described. The use of repetition has you initially grasping to keep the meanings in mind but after a while you submit to it like trance music and go into a kind of Beckett zone where you know none of it means anything but are lulled by the insistent repetitions with variations.

Banned

Like UlyssesWatt was immediately banned in Ireland. It’s not for the explicit sex, as there is none. The episode of the Lynch family more than hints at incest. There’s a description of cousin Ann’s ‘splendid bosom, white and fat and elastic’ and of Sam managing to have sex with countless local ladies despite being confined to a wheelchair. In part three the character Arthur refers to a product named Bando which appears to help with erectile disfunction, and openly criticises the Irish Free State for banning it.

Just as offensive might have been the blunt descriptions of bodily functions i.e. pooing and peeing, number ones and number twos, the description of 64-year-old Mr Nackybal scratching ‘a diffuse ano-scrotal prurit’.

And there is a steady stream of mocking references to God and his son, not blasphemous in the French manner, just casually disrespectful. And a few swearwords, arse and bugger, balls, the word ‘erection’ is mentioned once! Maybe, taken together, that sufficed to trigger the censor’s stamp.


Related links

More Beckett reviews

An asterisk indicates that a work was part of the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays and were released as a set in 2002.

The Second World War 1939-45

*Waiting For Godot 1953

  • All That Fall (1957) Radio play
  • *Act Without Words I & II (1957) Stage plays
  • *Endgame (1958) Stage play
  • *Krapp’s Last Tape (1958) Stage play
  • *Rough for Theatre I & II – Stage plays
  • Embers (1959) – Radio play
  • *Happy Days (1961) – Stage play
  • Rough for Radio I & II (1961) Radio plays
  • Words and Music (1961) Radio play
  • Cascando (1961) Radio play
  • *Play (1963) Stage play
  • How it Is (1964) Novel
  • *Come and Go (1965) Stage play
  • Imagination Dead Imagine (1965) Short story
  • Eh Joe (1967) Television play
  • *Breath (1969) Stage play

Awarded the Nobel Prize for Literature 1969

  • The Lost Ones (1972) Short story
  • *Not I (1972) Stage play
  • *That Time (1975) Stage play
  • *Footfalls (1976) Stage play
  • … but the clouds… (1976) Television play
  • All Strange Away (1976) Short story
  • Ghost Trio (1977) Television play
  • Company (1979) Short story
  • *A Piece of Monologue (1980) Stage play
  • *Rockaby (1981) Stage play
  • Quad (1981) Television play
  • Ill Seen Ill Said (1981) Short novel
  • *Ohio Impromptu (1981) Stage play
  • *Catastrophe (1982) Stage play
  • Worstward Ho (1983) Prose
  • Nacht und Träume (1983) Television play
  • *What Where (1983) Stage play
  • Stirrings Still (1989) Short prose

Murphy by Samuel Beckett (1938)

‘Unless you want me to call a policewoman,’ said Murphy, ‘cease your clumsy genustuprations.’
(Murphy page 56)

This is Beckett’s first published novel. I expected it to be an improvement on his first published book, the collection of linked short stories, More Pricks Than Kicks, but the essential feel, the worldview and style are very much the same.

Hard to read

It’s a very difficult book to read. Though only 170 pages long it took three days because I was so reluctant to pick it up and quick to put it down to do almost anything else.

The prose is mannered, stilted and extremely repetitive. Quite quickly I realised that its paragraphs rarely move the story along or analyse character: they almost exclusively consist of repetitions, iterated phrases spinning out a handful of ideas or words, sometimes driving you mad with frustration, irritation and boredom.

Take this passage where the lead figure, Murphy, has moved into a garret which he discovers has no form of heating. ‘No heating!!’ he exclaims to the friend, August Ticklepenny, who has fixed him up with a new job and the garret. ‘Why couldn’t someone just extend the electricity or gas up there to fuel a heater?’

He went on to speak of tubes and wires. Was it not just the beauty of tubes and wires, that they could be extended? Was it not their chief characteristic, the ease with which they could be extended? What was the point of going in for tubes and wires at all, if you did not extend them without compunction whenever necessary? Did they not cry out for extension? Ticklepenny thought he would never stop, saying feverishly the same thing in slightly different ways. (p.103)

Repetition

‘Saying feverishly the same thing in slightly different ways’. Now arguably this was to be Beckett’s central contribution to 20th century literature, Repetition, the depiction of characters absolutely paralysed in their physical activities or thought processes and doomed to endless repetition.

In this respect Beckett is obviously undertaking quite radical experiments with the form of the novel, largely throwing out traditional notions of ‘plot’ or ‘character’ or ‘character development’ in order to focus on ‘saying feverishly the same thing in slightly different ways’ to such an extent as to create a new sort of poetic.

But so even the most trivial aspects of the lead character’s life are described with a pedantic thoroughness which are surely on the obsessive-compulsive spectrum.

  • When he stops in a tea room for a cup of tea, Murphy spends at least a page working through a series of ploys he could use to get the reluctant waitress, Vera, to top up his cup for free.
  • When Murphy takes the six biscuits he bought at the tearooms to Hyde Park, he lays them out on their paper bag on the grass, and then elaborately works through all the possible permutations of eating them in different orders, 120 ways, apparently, though it all depends whether he keeps the ginger biscuit fixed as the first choice, or mixes it in with the rest.
  • When Murphy starts work at the lunatic asylum, we are given a grindingly precise description of the layout of the building in every detail, which lacks any warmth or sympathy, is completely irrelevant to the ‘plot’, but pursues the description with obsessive pendantry.

I am probably using the term incorrectly, but it seems to me the narrative has a kind of autistic quality. It doesn’t bother much to describe other people or relationships between people – the ‘dialogue’ mostly just reveals misunderstanding and the ‘characters’ inability to communicate.

Comic?

Now, from some angles this obsession with the most trivial details could be made to seem comic – that a grown man puts so very much thought into how to arrange his six biscuits sounds, in principle, like it could be handled comically. The trouble is that, in practice, I found it grindingly boring, but more than that, brain-inflamingly frustrating.

For page after page the text maintains its obsessive and repetitive focus on the inner workings of the over-educated, under-motivated slob of an antihero as he shuffles round London, not really trying to get a job and surviving on a pittance while he does the only thing he enjoys, which is pore and pick over his own interminable mental lucubrations at gigantic length.

He distinguished between the actual and the virtual of his mind, not as between form and the formless yearning for form, but as between that of which he had both mental and physical experience and that of which he had mental experience only. Thus the form of the kick was actual; that of caress virtual. The mind felt its actual part to be above and bright, its virtual beneath and fading into dark, without however connecting this with the ethical yoyo. The mental experience was cut off from the physical experience, its criteria were not those of the physical experience, the agreement of part of its content with physical fact did not confer worth on that part. It did not function and could not be disposed according to a principle of worth. It was made up of light fading into dark, of above and beneath, but not of good and bad. It contained forms with parallel in another mode and forms without, but not right forms and wrong forms. It felt no issue between its light and dark, no need for its light to devour its dark. The need was now to be in the light, now in the half light, now in the dark. That was all. (p.70)

1. To be fair, this is not a completely characteristic passage, it comes from the four pages of chapter 6 in which the narrative comes to a dead stop while the narrator undertakes to explain to us the nature of ‘Murphy’s mind’. But the basic ‘ideas’ expressed in it underpin the whole book, and the obsession with the inner workings of Murphy’s self-absorbed consciousness is very much the book’s real subject.

2. Spending this much time on the experience of consciousness reminds us that Murphy was published in the late 1930s, when Edmund Husserl’s phenomenology was one of the dominating intellectual themes on the continent, picked up and refracted through the heavyweight existential philosophy of Martin Heidegger.

The phenomenological approach of examining and describing the inner workings of the mind is important to the writings of Albert Camus and Jean-Paul Sartre. In fact, Sartre’s first novel, Nausea, was published in this same year as Murphy, 1938, and is also about an aimlessly unhappy man (a post-graduate researcher in Sartre’s case), so obsessed with his own thoughts and feelings that the real world becomes intolerably alien and threatening to him, filling him with the nausea of the book’s title.

The plot

Murphy is a shiftless layabout, a ‘seedy solipsist’ (p.53) (much like Belacqua, the male protagonist of Beckett’s previous (and first) book, More Pricks Than Kicks).

He’s living in London. He’s met a streetwalker named Celia on the corner of Stadium Street and Cremorne Road in Chelsea (which nowadays looks like this). Celia is now haplessly trying to look after weird Murphy. His favourite hobby is tying himself to an armchair in dingy flats (in this he foreshadows the various trapped protagonists of Beckett’s later plays) and rocking rocking rocking back and forth, a process described several times in numbing detail.

As with Belacqua, it struck me that Murphy is a glaring epitome of the clever young would-be writer who is full of fluent sentences and feel for language, but has no real subject to write about. He wanders the streets not really looking for a job and feeling mighty superior about it.

For what was all working for a living but a procuring and a pimping for the money-bags, one’s lecherous tyrants the money-bags, so that they might breed. (p.49)

(This vaunting superiority to the bourgeoisie with their regular jobs and pay packets reminds me of the intellectually superior but wretchedly poor protagonist of George Orwell’s 1936 novel, Keep the Aspidistra Flying. A common delusion among young layabouts of all ages, that being poor but ‘free’ is superior to having a job, money and a life.)

Celia reports all this to her paternal grandfather, Mr Willoughby Kelly, who suggests she chucks him.

Meanwhile, in faraway Dublin (288 miles as the crow flies), Professor Neary smashes his head against the statue of Cuchulain inside the General Post Office building because he is in love with Celia, how or why, I never understood. He is rescued by one of his students, Needle Wylie who promises to track her down for him, by employing a private detective, Cooper. They meet the very beautiful Miss Counihan. It emerges that Murphy was till recently a student of Prof Neary’s and made all sorts of promises of love to Miss Counihan before leaving for London, after which no-one has heard from him.

Murphy goes to a tea rooms and spends a lot of time finagling to get a free top-up of tea from the reluctant waitress Vera. This process takes a long time. I could quote the several pages it stretches on for. Everything happens with a teeth-pulling slowness.

He is approached by an impecunious Irish poet, Austin Ticklepenny, who bewails his job at a mental home, the Magdalen Mental Mercyseat. ‘Mental Mercyseat’ made me laugh, though it’s more Irish than English-sounding, and is obviously one of the many aspects of the book which are intended to be funny, like most of the characters’ names.

Murphy escapes from Ticklepenny, having dumped him with paying for the tea and biscuits ha ha! much to the frustration of Vera the waitress, and takes a bus to Hyde Park, where he is debating in what order to eat his biscuits when he is asked by a clairvoyant to mind her dachshund while she feeds the sheep (which apparently lived in Hyde Park back in those days) lettuce which she’s brought for them.

After the immense thoroughness of Murphy’s calculations about the biscuit, the dog eats them while he’s not looking! The sheep refuse the lettuce. Murphy falls asleep.

Murphy awakes in the park. It’s night. When he gets back to the flat he shares with Celia he discovers her spread-eagled, face-down on the bed. Why? Well, first we have to read chapter six describing in great detail the tripartite character of Murphy’s cerebellum and sensorium, and then the narrative moves on to more distractions so that we never, in fact, find out.

The old man in the room above is found having slashed his throat with a razor. Celia negotiates with the hard-bitten old landlady, the virgin Miss Carridge, for her and Murphy to move into the dead man’s smaller room and so pay less rent. With his usual punning obscurity, Murphy says to Celia:

‘A decayed valet severs the connexion and you set up a niobaloo as though he were your fourteen children.’

This is typical of the ‘dialogue’ which is not really intended to be communication between human beings in the way you and I are used to. Instead it is a laborious literary in-joke.

Niobe is a figure from Greek legend whose children were slain by the gods and lay unburied while she wept for them. This figure of weeping Niobe is a commonplace classical reference in Elizabethan literature i.e. Shakespeare. Beckett has made it into a very James Joycean joke/pun by combining the words Niobe and hullabaloo into niobaloo. So this apparently gibberish sentence can be explicated as Murphy criticising Celia for weeping for some dead old servant as extravagantly as Niobe did for her children. ‘Severs the connexion’ being a fancy phrase for ‘dying’ which obviously references the severing of the old man’s artery.

Whether you enjoy this book, and a lot of Beckett in general, will come down to whether you found pleasure in that sentence, whether you were able to decode its literary references, and whether you think it was worth the effort.

I can see what he’s trying to do, I can see how he is making his hero into a kind of linguistic car crash and that he is highlighting the absurdity of all communication, and the absurdity of language as a whole, and the ridiculousness of texts themselves.

I think I understand the intention, and appreciate a lot of his strategies of repetition and numbingly detailed analysis of language and thought. And if you read short passages, it has a gladsome liberating effect. But if you try to read it as a novel i.e. to read extended sections at one go, it becomes very wearing.

Murphy goes off to see about starting the job he had discussed with Ticklepenny at the Magdalen Mental Mercyseat (chuckle).

Celia takes the Tube to Hyde Park to see if she can find her wheelchair-bound protector, Mr Kelly, flying his kite, because this is his hobby. Unbeknownst to her, Celia is followed by a man named Cooper who is acting as a private detective for Wylie so as to find Celia so as to reconcile her with his revered Professor Neary.

Maybe I slept through the paragraphs where it was explained but I never did understand why Neary was so besotted with Celia. Anyway, Celia doesn’t find Kelly in the park. Cooper doesn’t speak to Celia, but follows her home to the flat she shares with Murphy in Holloway.

Meanwhile, Murphy is introduced to the head nurse at the Magdalen Mental Mercyseat, Mr Thomas (‘Bim’) Clinch who, it turns out, has staffed the place with his family, including his twin brother Mr Timothy (‘Bom’) Clinch and an aged uncle, ‘Bum’ – obviously humorous names. It is obviously intended at some level as a comedy.

Murphy is enraptured by the place and especially the offer of a garret room on the premises, instantly moving into it and pulling up the ladder up to it in order to prevent anyone else ever entering it. Solipsist heaven! He forgets all about Celia.

Chapter 10 is long. The private eye Cooper joins Neary, Wylie and Miss Counihan (who is convinced she is in love with Murphy) to discuss their plans, and then they all proceed to meet Celia in her flat. The dialogue throughout this chapter is, I think, some kind of satire on all the normal dialogue ever written by novelists and playwrights. It applies Beckett’s overlocution and vocabularical exuberance to every single statement… for twenty pages!

‘One of the innumerable small retail redeemers,’ sneered Miss Counihan, ‘lodging her pennyworth of pique in the post-golgothan kitty.’
But for Murphy’s horror of the mental belch, Celia would have recognised this phrase, if she had heard it. (p.144)

If you recall, Wylie has paid Cooper to find Celia so as to bring her together with his infatuated patron, Professor Neary.

But they all behave so incomprehensibly that I just read the words and sentences for their verbal quality, ignoring the dialogue and so-called ‘plot’ because I suspect both are made complex and/or impenetrable, deliberately to frustrate and provoke the ‘conventional’ reader.

I think the characters all agree to spend the night in Celia’s flat while they wait for Murphy to return there.

But Murphy doesn’t return. He does a night shift at the mental home. Some paragraphs describe his closeness to the dwarfish psychotic Mr Endon. On this night shift Mr Endon somehow gets out of his cell and releases some other inmates but any reader hoping for mayhem or some kind of romantic climax is disappointed, for all the inmates are all locked safely back up – though not without a compulsive-obsessive description of the home’s elaborate security systems and the schedule according to which warders are meant to visit each cell throughout the night.

Murphy plays a game of chess with Mr Endon. The game is laid out in standard chess notation in the text so we can follow it. In fact it includes po-faced comments on particular moves, as if it was annotating a fiendishly clever game between grand masters. But in fact, if you play it out, as I did on my own chess set, you quickly realise it’s gibberish, not played with any serious intent.

In fact there’s a useful video on YouTube which works through the entire chess game in Murphy. After just two moves you can see it’s unorthodox and after four or five you realise it’s a nonsense game, a mockery of a game. On the YouTube video you can hear the (Russian?) guy who made it laughing at the ridiculousness of the moves.

For me this epitomises the book, as Beckett may well have intended it to. In every respect – in terms of narrative, plot, style, dialogue, character and setting, Murphy is – deliberately – a travesty of a mockery of a sham.

From small puns to larger pratfalls to the inconsequence of most of the dialogue, to the silliness of the plot, the entire text is a ‘joke’, or a series of interlocking ‘jokes’, clever, witty and, in some passages actually quite funny – but taken as a whole a very heavy and demanding read.

After the night shift ends Murphy heads back to his garret, stripping off his clothes as he walks through the dark grounds, till he’s naked. He lies in the wet grass trying to remember Celia, his mother, his father, anyone, and failing. He goes up to his garret, sits naked in his beloved rocking chair, rocking rocking rocking back and forth, as usual described in autistic detail. I use this word because several friends have autistic sons and this kind of rocking back and forth, sometimes accompanied by moaning, is a big feature of their behaviour as I have personally witnessed it.

Then the gas heater Murphy’s rigged up explodes and kills him. Oh. That was unexpected.

In the next chapter Celia, Miss Conihoun, Neary, Wylie and Cooper are summoned from Celia’s flat by the head of the Magdalen Mental Mercyseat  Dr Angus Killiecrankie, to learn that Murphy is dead.

They are taken to see his scorched corpse in the refrigerator room. They confirm Murphy’s identity, Celia pointing out the birth mark on his thigh, which gives rise to the bad taste joke that, by being important to the identification, it is also a kind death mark. Birth mark, death mark, I see the play on words, indeed the play on ideas. Maybe someone with a different sense of humour from mine would find this very witty.

One by one the various characters drift off, some pairing off on the way.

In the short final chapter Celia takes her grandad to Hyde Park to fly his kite. She is absent for a while during which she has sex with someone for money. She needs money, after all. Old Mr Kelly dozes off and his kite string falls out of his hand, snaps and the kite flies off into the sky, lost forever. He clambers out of his wheelchair and totters after it yelling in despair till Celia catches him up, with help from passersby restores him to the wheelchair, and pushes him home.

The End.


Superelaborate style

There are far fewer really arcane and obscure words in Murphy than in Pricks, which is a shame because I enjoyed looking them up. But Murphy‘s basic approach is still one of exorbitant super-pedantry and arch contrivance for its own sake.

The blue glitter of Mr Kelly’s eyes in the uttermost depths of their orbits became fixed, then veiled by the classic pythonic glaze. He raised his left hand, where Celia’s tears had not yet dried, and seated it pronate on the crown of his skull – that was the position. In vain. He raised his right hand and laid the forefinger along his nose. He then returned both hands to their points of departure with Celia’s on the counterpane, the glitter came back into his eyes and he pronounced:
‘Chuck him.’ (p.17)

I suppose this might be funny if you have the right sense of humour. Sometimes I do. I found some of it funny, the insistence on a madly pedantic precisionism, the more trivial the gesture or thought the more extreme description is devoted to it. Thus the text is worried and nagged by an obsessive attention to the characters’ precise physical positions and movements. Often it is more modern ballet than fiction.

(This obsession with characters’ precise positions and movements would become central to Beckett’s plays of the 1950s and 60s, where every gesture of the stricken protagonists becomes charged with hypertrophic punctilio.)

And intellectual tricksiness. The adjective ‘pythonic’ in the quote above refers to the oracle at Delphi in ancient Greece, where the supernatural pythia supposedly spoke its prophecies through the mouth of a woman put into a demonic trance. So that one phrase ‘classic pythonic’ is enough to indicate – to those in on the joke – that the text is (absurdly) comparing Grandad Kelly to an ancient Greek oracle – an absurdly mock heroic comparison.

This fact goes some way to explaining the glitter of his eyes and his generally unnatural gestures, notably placing his left hand ‘pronate’ on his skull, pronate meaning “to turn into a prone position; to rotate (the hand or forearm) so that the surface of the palm is downward or toward the back”.

And once you’ve grasped this fact you realise that the whole paragraph is, in its arch, contrived way, an elaborate joke. The joke is in the contrast between the classical epitome and its degraded modern-day embodiment. It is in other words, the classic Modernist trope of holding up the classical world as perfect, as a model of dignity and decorum (implicitly in Eliot’s The Waste Land, more overtly in Joyce’s Ulysses) and contrasting it with the sorry sordid shambles of the modern world.

This is why many critical studies of Beckett describe him as the last of the Modernists, a Johnny-come-lately to the game of contrasting the marmoreal perfection of the classics with the squalid spit and sawdust de nos jours.

The same structural disjunction underlies the boom-boom ending when, after a paragraph making this calculated intellectual parallel, which is leading the (informed) reader to expect a declaration of potency and magnificence – all Grandad Kelly comes out with is the bathetically commonplace output, the pub slang expression: ‘Chuck him’.

Bathos refers to rhetorical anticlimax – an abrupt transition from a lofty style or grand topic to a common or vulgar one (Wikipedia)

I happened to ‘get’ this joke because I had the opportunity of a very literary education, so I spotted the python allusion and thus grasped the overall dynamic of the paragraph and the mock comic intention. But I doubt whether anyone who studied more worthwhile subjects than ancient and modern literature would get the reference or realise the humour.

So is it funny? Yes, to the correct audience.

Humourless humour

Is a joke which isn’t really funny still a joke? Does a joke need humour to be a joke? Can you have an utterly humourless joke, which has the structure of a joke, the shape of a joke, a build-up and a pay-off – but none of the warmth and collusion required for humour? These are some of the questions Murphy raised in my mind.

The modern introduction to the edition I read is by a Beckett scholar who talks breezily about Murphy being a great comic novel but, perhaps wisely, doesn’t give any actual examples of its comedy.

Is there comedy in the sustained mock-heroic tone, the use throughout of ridiculously highfalutin’ language to describe what are in fact very humdrum activities?

At this moment Murphy would willingly have waived his expectation of Antepurgatory for five minutes in his chair, renounced the lee of Belacqua’s rock and his embryonal repose, looking down at dawn across the reeds to the trembling of the austral sea and the sun obliquing to the north as it rose, immune from expiation until he should have dreamed it all through again, with the downright dreaming of an infant, from the spermarium to the crematorium. (p.51)

It’s a very distinct and striking style of writing. But is it funny? Is it meant to be?

Neary arrived the following morning, Cooper threw himself on his mercy, abated not one tittle of the truth and was turned off with contumely. (p.77)

For me this is the central question in reading early Beckett: I can see that much of it is intended to be arch, contrived, dry, bookish, intellectual, rarefied, allusive and ultra-clever humour – but I wonder if many other people do, and I wonder whether any of us should give a damn.

This was a joke that did not amuse Celia, at the best of times and places it could not have amused her. That did not matter. So far from being adapted to her, it was not addressed to her. It amused Murphy, that was all that mattered. (p.88)

‘It amused Murphy, that was all that mattered.’

Since Murphy is transparently another avatar of frustrated, impoverished, unpublished, would-be highbrow writer Beckett, maybe we can simply say, ‘It amused Beckett, that was all that mattered’. Beckett and his tiny number of pre-war readers. The introduction is very long on the book’s textual history, and very short on actual analysis, but it does include its sales figure.

1938 – 568 copies
1939 – 23
1940 – 20
1941 – 7

The remaining stock was destroyed in an air raid. In all, Beckett made £20 out of this book – before income tax. Not Harry Potter, is it?

It was only after Waiting For Godot completely transformed his fortunes in 1953, that publishers rereleased Beckett’s early novels and they quickly found a place in a retrospectively-created canon of his works, now used as evidence to interpret the difficult post-war plays, and to argue for his mock heroic, comedic roots.

Leslie Fiedler

Leslie Fiedler (1917 – 2003) was an American literary critic whose writings about American novelists I really enjoyed as a student. About Beckett, and Murphy in particular, he wrote in the New York Times:

Too much of the merely mannered is present, too much evidence of a desire to twit the bourgeoisie, too many asides, too many heavy-handed cryptic remarks, too much clumsy surrealist horseplay.

Which I agree with. But I can also see that amidst the mechanical verbiage of this over-erudite novel is the core Beckett which will emerge after the Second World War; that once he had abandoned the attempt to have realistic characters or plots or dialogue, he would arrive at grim scenarios where human puppets, trapped in repetitive plights, repeat the same meaningless gestures over and again and speak a speech composed of the inane repetition of shreds and tatters of clichéd, stereotyped, worn-out language.

As Fiedler also points out:

But the eerie deadpan humour is already at work: the gravely mathematical working out of all the possibilities of the most trivial situation, the savage eagerness to find in the disgusting occasions for laughs. It is as vaudevillian of the avant-garde that Beckett especially tickles us, converting its most solemn devices into quite serious gags.

‘Serious gags’. Maybe that phrase encapsulates the difficulty I’m having coming to terms with this book.

Astride the grave

Typical of the stretched humour is a paragraph describing how Murphy’s problems go right back to his vagitus. I had to look up ‘vagitus’ to find out that it means ‘a new-born baby’s first cry’ – and then read on to process the extended ‘joke’ that Murphy’s vagitus was not on the international agreed standard of A (on the musical scale) but a woeful double flat of A, thus missing the correct note by two semi-tones.

Never mind, writes the author – ‘His rattle will make amends’ (p.47), obviously meaning his death rattle. Birth-cry, death-cry. Everything comedic is here, a kind of structural symmetry, a neatness of vision and phrasing – everything except the warmth or the unexpected jolt which characterises a good joke.

Instead, this paragraph’s flat, obvious nihilism reminds me of one of the most famous quotes from the 1953 play which made Beckett’s name, Waiting For Godot:

They give birth astride of a grave, the light gleams an instant, then it’s night once more.

This kind of self-pitying, maudlin, depressiveness strikes me as very male. Having been present at the birth of both my children I know that no-one gives birth astride the grave, they give birth in a cluttered operating theatre surrounded by surgeons and nurses, in a welter of blood and other substances. And – contrary to Beckett – it is actually quite a happy moment for all concerned.

Believing in Beckett’s words involves a kind of wilful denial of the world as we know it to be. The focus on the grim and pointless is contrived. I.e. it is not necessary. I.e. it is a choice whether to enter his artificial and gloomy worldview or not. Ditto the style.

Irish

About half way through I had a kind of breakthrough. To keep myself going in what seemed a never-ending slog, I read chapter 9 – the long description of Murphy’s arrival at, and work duties in, the Magdalen Mental Mercyseat (I grant you the name is quite funny) – out loud and in an Irish accent.

Suddenly, it all made a lot more sense. Read – perceived and processed – in a received English, BBC accent, lots of the text seems pretentious and flat. You can hear this in the impeccably English pronunciation of actor Ronald Pickup, reading a clip from Murphy on YouTube. The prose falls dead from his lips.

Read, however, in the accent of a Dublin chancer, with a bit of a brogue and touch of the blarney and comic inappropriateness, as of two peasants discussing the finer points of your man St Augustine, I realised that quite a lot of the time the text is winking at you slyly, out of the corner of its eye.

Here is Murphy reflecting on the notion that the mental cases in the sanatorium are in fact correct to despise the worldly chaos of the scientists and psychiatrists. They are in fact happy to be locked up in their little worlds – as indeed Murphy would love to be completely sealed in his, but keeps falling afoul of the horrible quotidien.

(It’s a separate issue that this is a dangerously childish, misinformed and romantically adolescent view of mental illness which isn’t – as I have witnessed it in my own family – much of a seraphic, Buddhist self-containment.)

Anyway, Murphy thinks:

The melancholic’s melancholy, the manic’s fits of fury, the paranoid’s despair, were no doubt as little autonomous as the long fat face of a mute. Left in peace [by the authorities] they would have been as happy as Larry, short for Lazarus, whose raising seemed to Murphy perhaps the one occasion on which the Messiah had overstepped the mark. (p.113)

‘The Messiah overstepped the mark’. Saying it out loud in a cod Irish accent suddenly recalled the tone of all those characters in James Joyce who discuss religion and politics in floods of high-flown language which are liable at any time to give way to a sly crack or gutter phrase, all the better to puncture the mood.

‘Ah, sweet Jaysus, he was a good man, I’ll grant you that, but not always strictly following the orders of Him Upstairs, if you know what I mean. Ahr, that raising of Lazarus from the dead, sure I think that was overstepping the mark a bit, what do you say, Seamus?’

Maybe as an Englishman I’m not allowed to try on this accent, but it is the mocking sacrilegious tone found in Joyce’s early stories, the Joyce who gave us ‘The Ballad of Joking Jesus’.

From this point onwards it struck me that the prose ought to be declaimed in a larger-than-life Irish accent, as of a Dublin pub politician declaiming with the gift on him of a divine afflatus, giving maximum weight to every rare and toothsome topic, rolling and relishing his fine array of grandee locutions but keen to avoid the accusation of being a preening gobshite by occasionally ducking into street slang for the humour it gives the audience of his erogatory ejaculations.

Murphy meets the improvident drunken Irish poet Augustus Ticklepenny who had been prescribed work at the mental home in a bid by an estimable German doctor to cure him of his alcoholism. Being relieved of the stressful burden of writing poetic epics for the Ole Country turns out to work surprisingly well.

This view of the matter will not seem strange to anyone familiar with the class of pentameter that Ticklepenny felt it his duty to Erin to compose, as free as a canary in the fifth foot (a cruel sacrifice, for Ticklepenny hiccuped in end rimes) and at the caesura as hard and fast as his own divine flatus and otherwise bulging with  as many minor beauties from the gaelic prosodoturfy as could be sucked out of a mug of porter. No wonder he felt a new man washing the bottles and emptying the slops of the better-class mentally deranged. (p.57)

Only in the scenes in the mental home did the book make total sense to me. Here is the appropriate subject for Murphy’s spavined consciousness and it is no coincidence that Murphy surprises Bim, Bom and Ticklepenny by turning out to have a wonderful empathy with the closed-in mental cases, shut up in their own worlds. For that is how he would devoutly love to be, himself.

The fully at home feel of the asylum scenes tend to show up the earlier scenes of being pointless in London for the rather shabby contrivances they are (counting biscuits in Hyde Park!) and when we return to what has now become the travelling gang of Neary, Wylie, Counihan, Cooper and Celia the narrative falls apart, and the dialogue becomes dismayingly divagatory – as presumably intended.

The text – like the lead ‘character’ – is only really at home amid a certain kind of utterly fictional mental illness. Which also points forward to the bleak post-war plays, much shorter, much more focused, than his earlier palaverously periphrastic prose.


Contraptions and contrivances

1. Astrology

The first half of the book is threaded with an elaborate concern for astrology, with Murphy very aware of the position of planets rising and falling in the various star signs and so on, and the narrator similarly concerned to pin down the precise dates, times, and positions of the planets when various events occur. Thus Celia meets Murphy ‘on midsummer’s night, the sun being then in the Crab’ (p.10).

In chapter three Murphy opens a long analysis of his star signs, lucky numbers, days, colours, years and so on that has been generated for him by ‘Ramaswami Krishnasawmi Narayanaswami Suk’.

Is this meant to be a satire on the post-Great War fad for all things spiritual, of the kind that snared W.B. Yeats or Conan Doyle? Murphy periodically relates Suk’s predictions to all the subsequent happenings in the book.

For Chaucer in the 1300s, astrology is a sign of his intellectual delight in the beautiful complexity of God’s wonderful creation. It closely counterpoises lots of events in The Canterbury Tales, notably the long Knight’s Tale which is awash with astrological symbolism.

In Beckett, this transient interest in astrology feels very like a) another elaborate but somehow contentless scaffold, a machine to help generate more reams of prose b) an affectless piss-take.

It is indicative that the astrology theme disappears in the book’s second half. In my opinion this is because the reality of the mental home eclipses it i.e. the text finds its proper subject matter.

2. Timeframe

Much is made in commentary and introduction of the elaborate timeframe of the novel, with characters and narrator carefully referring to specific days, weeks, months in which events occur, referring back to them, calculating the time past or to go before further meetings or activities.

Fine. I can see this generating innumerable PhDs, but, again, it doesn’t really add to any enjoyment of the narrative, unless you accept that the needless becluttering of the text with bootless incunabula is the point of the text. The divagations are the purpose.

Sex

Surprisingly for such an alienated, disconnected narrative, there are regular references to sex. I think that some, maybe all of them, are at least partly there to cause controversy and fuss in the faraway 1930s, the decade when Joyce’s Ulysses and Lady Chatterly’s Lover were still banned.

For example, it is broadly hinted that Celia, the streetwalker enjoys being tied up and ravished, what we might nowadays call BDSM.

She could not go where livings were being made without feeling that they were being made away. She could not sit for long in the chair without the impulse stirring, tremulously, as for an exquisite depravity, to be naked and bound. (p.44)

And it is strongly hinted that Ticklepenny has his job at the sanatorium – and wangles a job for Murphy – because he is the gay boyfriend of the head man there, ‘Bim’ Clinch.

Earlier in the book there is a not-so-subtle reference to kissing and not of the kind which removes the clapper from the bell i.e. French kissing.

In the final stages Miss Counihan emerges as a Baywatch babe:

Miss Counihan rose, gathered her things together, walked to the door and unlocked it with the key that she exiled for that purpose from her bosom. Standing in profile against the blazing corridor, with her high buttocks and her low breasts, she looked not merely queenly, but on for anything. (p.136)

‘On for anything’ another example of bathos, of ending a mock heroic description with a crude, pub locution.

Maybe these deliberately close to the knuckle references are what Fiedler meant by ‘twitting the bourgeoisie’.

The Beckett vision

There may or may not be an absurdist, nihilist, existential, phenomenological, post-Christian or whatever philosophy behind the novel. One thing that is certain is that phrases periodically pop out which certainly do anticipate the monocular and above all repetitive vision of the post-war plays.

So all things hobble together for the only possible (p.141)

So all things limp together for the only possible. (p.146)

Buried amid the textual tapenade, are ripe examples of the tone, the phraseology and the crippled worldview of the plays which made Beckett famous.

Kneeling at the bedside, the hand starting in thick black ridges between his fingers, his lips, his nose and forehead almost touching Mr Endon’s, seeing himself stigmatised in those eyes that did not see him, Murphy heard words demanding so strongly to be spoken that he spoke them, right into Mr Endon’s face, Murphy who did not speak at all in an ordinary way unless spoken to, and not always even then.

‘the last at last seen of him
himself unseen by him
and of himself.’

A rest.
‘The last Mr Murphy saw of Mr Endon was Mr Murphy unseen by Mr Endon. This was also the last Murphy saw of Murphy.’
A rest.
‘The relation between Mr Murphy and Mr Endon could not have been better summed up than by the former’s sorrow at seeing himself in the latter’s immunity from seeing anything but himself.’
A long rest.
‘Mr Murphy is a speck in Mr Endon’s unseen.’
That was the whole extent of the little afflatulence. (p.156)

The poetry of paucity, the prosody of impoverishment.


Credit

Murphy by Samuel Beckett was published in 1938 by G. Routledge and Company. All page references are to the 2009 Faber paperback edition.

Related links

More Beckett reviews

The Second World War

Waiting For Godot (1953)

  • All That Fall (1957)
  • Endgame (1958)
  • Krapp’s Last Tape (1958)
  • Embers (1959)
  • Happy Days (1961)
  • How it Is (1964)
  • Imagination Dead Imagine (1965)
  • Eh Joe and other writings (1967)
  • Without Words (1967)

1969 – awarded the Nobel Prize for Literature

  • The Lost Ones (1972)
  • Not I (1973)
  • First Love (1973)
  • Footfalls (1976)
  • All Strange Away (1976)
  • Company (1980)
  • Rockaby and other short pieces (1981)
  • Ill Seen Ill Said (1981)
  • Worstward Ho (1983)
  • Stirrings Still (1989)

More Pricks Than Kicks by Samuel Beckett (1934)

‘You and your sad and serious,’ she said. ‘Will you never come off it?’ (p.24)

Beckett biography

Samuel Beckett was born in Dublin in 1906 into a middle-class Anglican family (they had a tennis court in the garden). He went to private school, where he excelled at cricket, and people who like arty anecdotes will tell you he is the only winner of the Nobel Prize for Literature who is also mentioned in Wisden, ‘the Bible of cricket’, for his several appearances in county-level cricket teams.

From 1923 to 1927 Beckett studied French, Italian, and English at Trinity College, Dublin, which goes a long way to explaining the polyglot nature of his texts. In 1929, while living in Paris, the young Anglo-Irishman was introduced to the great Modernist writer, James Joyce, famous for his vast rewriting of the English language in the experimental novel, Ulysses, and became his secretary for a while.

In 1931 Beckett returned to Dublin to take up an appointment as a lecturer, but in 1931 resigned, packing in academic life to travel on the Continent. He published a study of Proust, miscellaneous poems and tried to find a publisher for his first novel, A Dream of Fair to Middling Women, the title being a ponderously jocose reference to Tennyson’s poem, A Dream of Fair Women.

All the publishers rejected it, but Beckett reworked passages of it into this collection of short stories, More Pricks Than Kicks. In fact, the failed novel is referred to by title as the long-pondered work of a character in the seventh story, What a Misfortune, the would-be poet and cuckold of Mr Otto Olaf bboggs, Walter Draffin.

The tilted kepi of the attendant, its green band and gilt harp, and the clang beneath in black and white of his riotous hair and brow, so ravished Walter that he merely had to close his eyes to be back in Pisa. The powers of evocation of this Italianate Irishman were simply immense, and if his Dream of Fair to Middling Women, held up in the limae labor stage for the past ten or fifteen years, ever reaches the public, and Walter says it is bound to, we ought all be sure to get it and have a look at it anyway. (p.128)

More pricks than kicks

So this collection is Beckett’s first published work of fiction. It’s a sequence of ten interlocking stories (with a few author’s footnotes explaining the linkages, where necessary), set in Dublin and describing the super-bookish, über-erudite but shiftless anti-hero, Belacqua Shuah – ‘a dirty lowdown Low Church Protestant high-brow’ (p.156) – who has a series of mostly pretty mundane encounters and adventures around Dublin and in the neighbouring countryside.

(Nowhere in the text does it explain that the name Belacqua Shuah comes from a figure in Dante’s Purgatorio, a Florentine lute-maker famed for his laziness, who has given up on ever reaching heaven. ‘Samuel Beckett, whose favorite reading was Dante, closely identified with Belacqua and his indolence.’ I mean Beckett mentions Dante, the medieval Italian poet’s name is in the title of the first story, but it’s left to the enterprising reader either to look up the connection or, one assumes, to erudite enough to spot it straightaway. – We have Wikipedia to thank for this information.)

Like most Modernist texts More Pricks than Kicks assumes you have a good working knowledge of European literary classics and are fluent in at least the key modern languages (not only the French and Italian which Beckett himself studied, but German also) as the text is sprinkled with quotes like the following, with no translation:

Meine Ruh ist hin mein Herz ist schwer
Ich finde Sie nimmer und nimmer mehr.

You only have to read a few sentences to realise that Beckett has a very tangential relationship to the English language. His prose wilfully combines:

  • Irish idioms and phrases (‘It would take off the rough wet’)
  • Latin tags and phrases (obiter, pro tem, tempus edax)
  • worn-out English proverbs and clichés:
    • better late than never
    • the things people come out with sometimes!
  • pompous Biblical phraseology:
    • ‘Who shall silence them, at last?’
  • and clichés from popular fiction treated with elaborate academic condescension:
    • The effect of this was to send what is called a glow of warmth what is called coursing through his veins
    •  … and no mistake!
    • well, to make a long story short
    • Hairy was as snug as a bug in a rug
  • archly direct address to the reader:
    • ‘Reader, a rosiner is a drop of the hard…’
    • ‘Reader, a gloria is coffee laced with brandy.’

along with:

  • a liberal sprinkling of the three main European languages
  • sly quotes from literary classics
  • rebarbatively arcane words
  • an elaborately Euphuistic register
  • deliberately obscure phrasing and sentence structure

The book has a strong sense of humour but of a very distinct and idiosyncratic kind. Three pages are devoted to describing Belacqua’s extremely pedantic way of toasting bread for lunch which – it appears – involves burning each of the two slices of bread to a smouldering crisp.

When the first candidate was done, which was only when it was black through and through, it changed places with its comrade, so that now it in its turn lay on top, done to a dead end, black and smoking, waiting till as much could be said of the other… Belacqua on his knees before the flame, poring over the grill, controlled every phase of the broiling. It took time, but if a thing was worth doing at all it was worth doing well, that was a true saying. Long before the end the room was full of smoke and the reek of burning. (p.11)

Because:

This meal that he was at such pains to make ready, he would devour it with a sense of rapture and victory, it would be like smiting the sledded Polacks on the ice. He would snap at it with closed eyes, he would gnash it into a pulp, he would vanquish it utterly with his fangs. Then the anguish of pungency, the pang of the spices, as each mouthful died, scorching his palate, bringing tears.

This is certainly pretentious (the sledded Polacks are from Hamlet), but is it funny? Or just student-type self-indulgence? The show-off antics of a top-of-the-class ephebe?

These questions hover over the entire book, which treads all kinds of knife-edges. Some of it is laugh-out-loud funny. Some of it is, frankly, incomprehensible. Most of it is painfully arch and contrived. You get the sense that a lot of it – whether the use of Irish idioms or obvious proverbs, the learned disquisitions about Italian poets or the sentences which feel like they’re walking on stilts – they all seem to be mocking their respective registers, styles and conventions.

Take this portrait of a lady, ‘the Frica’, which, beneath the glossolalia, seems to be comparing her, caustically, to a horse:

Behold the Frica, she visits talent in the Service Flats. In she lands, singing Havelock Ellis in a deep voice, frankly itching to work that which is not seemly. Open upon her concave breast as on a lectern lies Portigliotti’s Penombre Claustrali, bound in tawed caul. In her talons earnestly she grasps Sade’s 120 Days and the Anterotica of Aliosha G. Brignole-Sale, unopened, bound in shagreened caul. A septic pudding hoodwinks her, a stodgy turban of pain it laps her horse face. The eyehole is clogged with the bulbus, the round pale globe goggles exposed. Solitary meditation has furnished her with nostrils of generous bore. The mouth champs an invisible bit, foam gathers at the bitter commissures. The crateriform brisket, lipped with sills of paunch, cowers ironically behind a maternity tunic. Keyholes have wrung the unfriendly withers, the osseous rump screams behind the hobble-skirt. Wastes of woad worsted advertise the pasterns. Aïe! (p.46)

It comes from the longest ‘story’, A Wet Night which seems to be about a soirée for poets and literary layabouts held by this same Frica.

It’s as if the entire text is held at an angle from normal human perception, and bears only a passing resemblance to traditional narrative conventions. Maybe it’s intended to have the same deliberately angular feel as Wyndham Lewis’s consciously Modernist prose. Maybe its sentences are intended to contain lots of jagged edges, like a Vorticist painting.

Portrait of Kate Lechmere by Wyndham Lewis

Portrait of Kate Lechmere by Wyndham Lewis

Wyndham Lewis’s prose was generally satirical in intention. This book feels like it is not only satirising the ‘grotesque’ and apparently ageing anti-hero, his solemn monologues and pettifogging concerns, and also many of the traditions of conventional narrative – plot, dialogue, description – but is also satirising the reader for wanting to read it and the author for ever writing it. The whole enterprise is a right boggins.

Some occasional phrases appear legible and funny, and ring with a Joycean poetry:

  • ‘Oh Winnie’ he made a vague clutch at her sincerities, for she was all anyway on the grass. (p.25)
  • Chastening the cat with little skelps she took herself off. The grey hairs of her maidenhead
    screamed at Belacqua. A devout, virginal blue-stocking, honing after a penny’s worth of scandal. (p.17)
  • Though he might be only able to afford a safety-bicycle he was nevertheless a man of few words.
  • Capper Quin arrived on tiptire, in a car of his very own. (p.164)

But many, many, many other passages are purposely obtuse and circumlocutory, wilfully repelling and discomforting comprehension.

At this all-important juncture of his delirium Belacqua found himself blinking his eyes rapidly, a regular nictation, so that little flaws of dawn gushed into his mind. This had not been done with intent, but when he found that it seemed to be benefiting him in some curious way he kept it up, until gradually the inside of his skull began to feel sore. Then he desisted and went back to the dilemma. Here, as indeed at every crux of the enterprise, he sacrificed sense of what was personal and proper to himself to the desirability of making a certain impression on other people, an impression almost of gallantry. He must efface himself altogether and do the little soldier. It was this paramount consideration that made him decide in favour of Bim and Bom, Grock, Democritus, whatever you are pleased to call it, and postpone its dark converse to a less public occasion. This was an abnegation if you like, for Belacqua could not resist a lachrymose philosopher and still less when, as was the case with Heraclitus, he was obscure at the same time. He was in his element in dingy tears and luxuriously so when these were furnished by a pre-Socratic man of acknowledged distinction. How often had he not exclaimed, skies being grey: “Another minute of this and I consecrate the remnant of my life to Heraclitus of Ephesus, I shall be that Delian diver who, after the third or fourth submersion, returns no more to the surface!” (p.149)

For long stretches the text is an omnium-gatherum of obfuscation. But despite its post-graduate knick-knackery – I liked it. I read many passages twice, getting to know them better. The Lobster, Lethe, Walking out and Yellow repay rereading.


The stories

Dante and the Lobster (11 pages)

Introducing Belacqua, who makes burned toast for lunch, stops in a pub till chucking out time (2.30), picks up the lobster his aunt ordered from a fishmonger, goes to his Italian lesson, where the lobster is attacked by the French tutor’s cat, and arrives with the lobster at his aunt’s, who boils it alive.

Fingal (10 pages)

Belacqua takes his lady love to Fingal, a viewing point outside Dublin, where they colloquise almost incomprehensibly before walking over to enjoy the view of the lunatic asylum, where Belacqua is replaced in the lady’s affections by Dr Sholto, sidles off, then nicks a labourer’s bicycle and scarpers back to Dublin where the story ends with him happily ensconced in a warm snug downing a pint of porter.

Ding-Dong (9 pages)

Restlessly moving from pub to pub, Belacqua witnesses a child being run over by a cart, though that’s not the point, the point seems to be a woman approaching him to sell theatre tickets in yet another pub.

A Wet Night (30 pages)

Belacqua is dragged along to a party hosted by ‘the Finca’, and attended by the ‘homespun Poet’, ‘the Alba’, the Polar Bear (P.B.), a Jesuit (S.J.), Chas and his girl (‘a Shetland Shawny’), the ‘arty Countess of Parambini’, the Student, the Caleken, a Galway Gael, the Man of Law escorting three tarts, two banned novelists, a bibliomaniac and his mistress, a paleographer, a violist d’amore with his instrument in a bag, a popular parodist with his sister and six daughters, a still more popular Professor of Bullscrit and Comparative Ovoidology, the saprophile the better for drink, a communist painter and decorator fresh back from the Moscow reserves, a merchant prince, two grave Jews, a rising strumpet, three more poets with Lauras to match, a disaffected cicisbeo, a chorus of playwrights, the inevitable envoy of the Fourth Estate, a phalanx of Grafton Street Stürmers and Jemmy Higgins. I dare say these are all hilarious portraits of characters from 1920s literary Dublin.

Love and Lethe (12 pages)

A slightly more comprehensible ‘story’, complete with satirical asides to the reader, in which Belacqua has persuaded the fading 33-year-old Ruby to accompany him in a suicide attempt. They drive out to a hill, climb it, sit to admire the view, drink a whole bottle of spirits, the gun goes off by accident harming neither – at which they fall to urgent rumpy-pumpy in the ling.

Walking Out (10 pages)

‘Walking out’ is the phrase used to describe courting couples back in D.H. Lawrence days (the 1910s and 20s) This is a brutal subversion of the convention. Belacqua is walking in fields when he is caught up by his lady love and fiancée, Lucy, on horseback. An obscure Latin phrase in their conversation somehow conveys to Lucy what we then find out, which is that Belacqua has come this way to spy on a ‘courting couple’ who, apparently, have sex in the nearby woods. She rides off in a huff, and is trotting blind with anger along a narrow country lane when a car driven by a drunken lord hurtles round the corner, kills her horse outright and cripples her for life. Oblivious of all this Belacqua has continued on his way to the gloomy woods where he sneaks about till he finds his (German) couple in flagrente delicto, but steps on a dry branch and the enraged Tanzherr chases him, catches him, and administers a good flogging. Belacqua crawls home. In a cruel postscript we learn that he and the crippled Lucy are now married and regularly play records on the phonogram :).

What a Misfortune (30 pages)

Lucy conveniently dies, two years after her accident, and Belacqua is free to become engaged to Thelma bboggs, younger daughter of Mr and Mrs Otto Olaf bboggs, who has made his pile from toiletries. Beckett’s humour is not… subtle. This is an extended Beckettian satire on all the embarrassments and confusions of a bourgeois marriage, complete with unwilling bride’s father, his wife’s lover, the hairy best man, a crippled nymphomaniac and a drooling cretin. But this makes it sound too comprehensible. It is the usual onomasticon of oneiromancies:

The hyperaesthesia of Hairy was so great that the mere fact of standing on licensed ground, without the least reference to its liberties, was of force sufficient to exhilarate him. Now therefore, under the influence of his situation, he dilated with splendid incoherence on the contradiction involved in the idea of a happy Belacqua and on the impertinence of desiring that he should derogate into such an anomaly. (p.118)

The Smeraldina’s Billet Doux (5 pages)

The shortest section, this is told entirely in the first person, as a letter written by an illiterate German girl who appears to be madly in love with Belacqua, who she refers to as Bel. Presumably, he’s had some kind of affair with her.

[The central importance of women, or a Woman – Only at this point in my reading did I finally realise that every one of these stories revolves around Belacqua’s encounter with a specific woman – Signorina Adriana Ottolenghi in Dante and the Lobster, Winnie in Fingal, the unnamed woman who sells him theatre tickets in Ding-Dong, ‘the’ Alba in Wet Night, Ruby in Love and Lethe, Lucy in Walking Out, Thelma in What a Misfortune and ‘the’ Smeraldina in this story. And that these are presumably the fair to middling women of his unpublished novel, reworked into freestanding stories. It’s hard to see what purpose or meaning to give to their central role except as a plot device, the device being that each of them represents the opposite pole to Belacqua’s well-developed solipsism and self-absorption, each of them yanks our hero out of his seamless subjectivity. And each one of them is then the butt of humour, satire and scorn.]

Yellow (13 pages)

Belacqua is in hospital awaiting an operation on a tumour the size of a brick growing out of his neck. Now that I’ve identified the woman-theme in the previous stories, this one confirmed what I see as the fundamental dynamic of the stories, which is the way Belacqua’s leaden solipsism is punctured and alleviated, lightened, amused or irritated, by the intrusion of women – one per story, generally, but in this one it is a small regiment of nurses, fussing and trimming him. They are quite personable. Some bits – like the nurse bursting out laughing at the ugliness of his toes – are quite funny. In the last few sentences, it appears that Belacqua dies on the operating table.

Draff (13 pages)

This final story reviews, or at least namechecks, all the fair to middling women who featured in its predecessors, before pointing out that Belacqua’s widow was his final amour, no other than ‘the Smerladina’ whose letter we read a few sections earlier. Now she attends to Belacqua’s corpse, laid out in the parlour, and deals with sundry visitors (Nick Malacoda the undertaker, the Church of Ireland padre, friend Capper). She and Hairy dress the burial plot with moss then go through the interment, next day. On the way back Hairy argues with the padre and dumps him in the middle of nowhere. Arriving home, they find Smeraldina and Belacqua’s house in flames. Apparently the gardener ran amok, raped the serving girl and torched it. A policeman points out he is now under arrest. Hairy takes the Smeraldina driving up into the mountains where – I think – they have sex which – I think – she seems to like rather rough. The groundsman back at the cemetery finishes his bottle of stout.

So it goes in the world. (p.173)

So it goes, eh? That immediately makes me think of Kurt Vonnegut, who has the same mocking attitude to human existence, and actually uses the catchphrase ‘so it goes’ throughout his breakthrough novel, Slaughterhouse-Five.


Conclusion

So what do we take from all this? That Beckett:

  1. has swallowed not only an English dictionary of rare and obscure words, but an Italian and French and German dictionary as well
  2. has little new or interesting to say but says it with supernumerary logorrhoea, or with the smart, ironic use of worn-out clichés
    • (‘what a splendid thing it is when all is said and done to be young and vigorous’)
  3. occasionally takes recourse to Catholic theology, but with no feel at all for the numinous
    • (‘He did not know the French for lobster. Fish would do very well. Fish had been good enough for Jesus Christ, Son of God, Saviour. It was good enough for Mlle Glain.’)
  4. is not much interested in plot or story
  5. and finds all humans risible, but has a particular itch against old crones – like ‘his lousy old bitch of an aunt’

But most of all, that Beckett’s prose – stitched together from a diverse range of sources and languages – is not sensual. It is certainly variegated – a rackety gallimaufrey of idiolects, langues and locutions – but it is always rather grey.

Belacqua, paying pious suit to the hem of [Ruby’s] garment and gutting his raptures with great complacency at a safe remove, represented precisely the ineffable long-distance paramour to whom as a homesick meteorite abounding in IT she had sacrificed her innumerable gallants. And now, the metal of stars smothered in earth, the IT run dry and the gallants departed, he appeared, like the agent of an ironical Fortune, to put her in mind of what she had missed and rowel her sorrow for what she was missing. Yet she tolerated him in the hope that sooner or later, in a fit of ebriety or of common or garden incontinence, he would so far forget himself as to take her in his arms.

The ghost of Joyce hangs heavily over Beckett. Joyce, a genuine world class genius, wrote sensitively and sensuously with a God-given inhabitation of language. Beckett is trying something similar – deploying an obfuscation of orotundity – but it doesn’t roll or rise. He has all the fandango and fol-de-rol, but no feel.

Clever, but dead. Beckett’s prose is assembled with tweezers. It is like a chemistry set, constructed with a chemist’s detachment. You can see why, later in the 1930s, he began to write in French. The over-clotted English style displayed here was a dead end, as was the entire approach of clotting and cluttering, additioning and complexifying. He had to completely purge his approach and his langue, in order to find his metier as the prophet of paucity.

Stray thoughts

The stories were written between 1931 and 1934, at the same time that Christopher Isherwood (b.1904 and therefore two years older than Beckett, b,1906) was working as an English teacher in Berlin, keeping his diary and working up the stories which were to appear in Mr Norris Changes Trains. There are suggestive points of comparison:

  • Isherwood’s prose is self-consciously crisp and clear and modern, like modernist architecture, completely unlike Beckett’s mongrel, multilingual, playing-with-registers gallimaufrey
  • similarly, Isherwood’s stories are stories in the utterly traditional sense, with characters and plots, although the ‘plots’ are often thin, the obvious working-up of everyday incidents – whereas Beckett has no plots, but instead sequences of trivial incidents on which he can hang his philosophical and linguistic games
  • although many details in both are harsh, they are both, arguably, comic writers
  • and if you consider how totally Isherwood commits himself to describing the foreign city where he was living, and its troubled politics i.e. the rise of Hitler, it makes you realise how, by contrast, Beckett never writes about Paris or the France he lived in, about the rise of fascism or the entire Second World War. Instead his imagination, in all his works, remains utterly rooted in the Dublin streets and pubs and characters and slang and songs of his boyhood. Although he was later hailed as a member of the international post-war avant-garde, a really close reading of Beckett (and hearing, of the radio plays, and watching, of the made-for-TV plays) brings out Beckett’s essential parochialness.

Credit

More Pricks Than Kicks by Samuel Beckett was published in 1934 by Chatto and Windus, London. All page references are to the 1974 Picador paperback edition.

Related links

More Beckett reviews

An asterisk indicates that a work was part of the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays and were released as a set in 2002.

The Second World War 1939-45

*Waiting For Godot 1953

  • All That Fall (1957) Radio play
  • *Act Without Words I & II (1957) Stage plays
  • *Endgame (1958) Stage play
  • *Krapp’s Last Tape (1958) Stage play
  • *Rough for Theatre I & II – Stage plays
  • Embers (1959) – Radio play
  • *Happy Days (1961) – Stage play
  • Rough for Radio I & II (1961) Radio plays
  • Words and Music (1961) Radio play
  • Cascando (1961) Radio play
  • *Play (1963) Stage play
  • How it Is (1964) Novel
  • *Come and Go (1965) Stage play
  • Imagination Dead Imagine (1965) Short story
  • Eh Joe (1967) Television play
  • *Breath (1969) Stage play

Awarded the Nobel Prize for Literature 1969

  • The Lost Ones (1972) Short story
  • *Not I (1972) Stage play
  • *That Time (1975) Stage play
  • *Footfalls (1976) Stage play
  • … but the clouds… (1976) Television play
  • All Strange Away (1976) Short story
  • Ghost Trio (1977) Television play
  • Company (1979) Short story
  • *A Piece of Monologue (1980) Stage play
  • *Rockaby (1981) Stage play
  • Quad (1981) Television play
  • Ill Seen Ill Said (1981) Short novel
  • *Ohio Impromptu (1981) Stage play
  • *Catastrophe (1982) Stage play
  • Worstward Ho (1983) Prose
  • Nacht und Träume (1983) Television play
  • *What Where (1983) Stage play
  • Stirrings Still (1989) Short prose

Berlin Alexanderplatz by Alfred Döblin (1929)

Who is it standing in Berlin Alexanderplatz, very slowly moving from leg to leg? It’s Franz Biberkopf. What has he done? Well, you know all that. A pimp, a hardened criminal, a poor fool, he’s been beaten, and he’s in for it now. That cursed fist that beat him. That terrible fist that gripped him. The other fists that hammered at him, but he escaped.
A blow fell and the red wound gaped.
But it healed one day.
Franz didn’t change and went on his way.
Now the fist keeps up the fight,
it is terrible in its might,
it ravages him body and soul,
Franz advances with timid steps, he has learned his role:
my life no longer belongs to me, I don’t know what to set about.
Franz Biberkopf is down and out. (p.418)

Alfred Döblin

Bruno Alfred Döblin (1878 – 1957) was a German novelist, essayist, and doctor, best known for his novel Berlin Alexanderplatz (1929). A prolific writer whose œuvre spans more than half a century and a wide variety of literary movements and styles, Döblin is one of the most important figures of German literary modernism. His complete works comprise over a dozen novels ranging in genre from historical novels to science fiction to novels about the modern metropolis, several dramas, radio plays, and screenplays, a true crime story, a travel account, two book-length philosophical treatises, scores of essays on politics, religion, art, and society, and numerous letters. (Wikipedia)

Berlin Alexanderplatz – ‘modernist’ aspects

Berlin Alexanderplatz is not only considered Döblin’s masterpiece but a central achievement of German Modernism. It is often compared to James Joyce’s Ulysses because it, also, is:

– long (478 packed pages in the Penguin paperback edition I own)

– urban (not just set in Berlin, but rejoicing in the hectic urban bustle of trams and railway stations, and pubs and bars and music halls and tenements, in 1928 Berlin had a population of four million, p.198)

– concerns ordinary people (The ‘hero’ of Ulysses is Leopold Bloom, a hard-up seller of newspaper advertising space, and Joyce’s novel takes place in just one day, following him as he traipses round Dublin, hustling for work, popping into bars or the public library, attending a funeral and going shopping; the hero of Alexanderplatz, Franz Biberkopf, is distinctly lower down on the social scale from Bloom; he is an uneducated huckster, fresh out of prison, and the novel is set not on one day but much more conventionally, over quite a few months. But, just as in Joyce, we follow the hero around the noisy bustling streets of a ‘modern’ city, seeing adverts and shop windows, overhearing popular tunes and drinking songs)

The most obvious similarity is the shared use of modernist techniques like montage, multi-textuality and stream of consciousness.

Multi-textuality or Tatsachenphantasie

The narrative often switches, casually and with no warning, from third-person storytelling to direct quotation of texts such as newspaper adverts, magazine articles, anatomical textbooks, tram timetables, legal documents, an official breakdown of causes of mortality in Berlin 1928 and so on.

This approach was so novel at the time that it was given a name, Tatsachenphantasie. To quote the Wikipedia article about Döblin’s technique:

His writing is characterized by an innovative use of montage and perspectival play, as well as what he dubbed in 1913 a ‘fantasy of fact’ (Tatsachenphantasie) – an interdisciplinary poetics that draws on modern discourses ranging from the psychiatric to the anthropological to the theological, in order to ‘register and articulate sensory experience and to open up his prose to new areas of knowledge’.

This it certainly does, and I found many of the interpolated documents more interesting – certainly more comprehensible – than the main plot.

Montage

At a slightly higher ‘level’, the narrative is ‘bitty’: it often cuts and jumps to completely different scenes or points of view, sometimes in the one paragraph – directly copying the cutting between shots, between shot sizes and different angles which is the basic technique of movies.

Headlines

An obvious example of this multitextuality is the way the text is broken up by headings which are in the style of newspaper headlines, such as ‘LINA STICKS IT TO THE NANCY BOYS’ or ‘VICTORY ALL ALONG THE LINE! FRANZ BIBERKOPF BUYS A VEAL CUTLET’.

This is easy to understand and can be fun: after all, most novels up to the late 19th century included chapter headings which rambled on at length about the upcoming contents. Think of Charles Dickens; as a random example, chapter 14 of The Pickwick Papers is described as ‘Comprising a brief Description of the Company at the Peacock assembled; and a Tale told by a Bagman’, and all the other chapters in this and all his other early novels are given similarly extensive introductory descriptions.

So using newspaper headlines can be thought of, and easily assimilated, as an easily understandable variation on a time-honoured tactic.

Stream of consciousness

Almost continually the narrative of events is interspersed with Franz’s memories of prison, fragments of songs, or short phrases running through his head.

In fact, as the novel progresses, this applies to almost all the other characters as well. We are introduced to them by a third-person narrator, then suddenly gets sentences starting with an ‘I’ and realise we have dropped inside their heads to see things from their point of view. The next sentence might be a quote from a song (we know this because it rhymes). The next sentence is the strapline for an advert ‘I’d walk a mile for Mampe’s brandy, It makes you feel like Jack-a-dandy’ (p.33). The next sentence mashes together ‘thoughts’ the characters had in an earlier scene – the whole thing recombined to depict the way thoughts purl and slide around inside our minds.

So there can be passages, paragraphs, made up of elements like the above, the interesting thing is how quickly you get used to it, and to read it. Occasionally a lot of quick cuts are confusing, but not often. So far, so similar with Joyce, then.

But I’d say Berlin Alexanderplatz differs from Ulysses in one big respect: in the basic attitude to prose.

Joyce was not just a great writer, he was a writer of genius with a Shakespearian ability to command the English (and other languages) to perform almost any trick he wanted. All his works go beyond brilliant experiments in style and diction, beyond amazingly accurate parodies and pastiches, to actively dismantle the English language altogether.

Take the opening pages of Portrait of the Artist As A Young Man, which uses baby talk to try to capture the infant thought processes of a baby which can barely speak, or almost any passage once you get into the main body of Ulysses.

What most characterises Ulysses is less the ‘mechanical’ and obvious aspects of modernism listed above (collage, stream of consciousness) but Joyce’s crafting of different prose styles to reflect each of the chapters and episodes in his story, each successive chapter becoming harder to read as it accumulates verbal references to previous events, given in evermore fragmentary form, and as the English language itself starts to break down as words merge and recombine.

As Ulysses progresses, it becomes more involved in a huge range of verbal special effects designed to convey the mood of, say, a Dublin pub full of heavy drinkers, the section in a library in which Joyce performs a tour de force, describing the scene in language which mimics the evolution of the English language from its roots in Anglo-Saxon right through each century’s changing styles up to the present day.

At the novel’s climax, language breaks down completely as it mimics a host of drunken minds caught up in a drunken riot in a brothel. Then the famous final chapter which consists of one vast flowing stream-of-consciousness rendition of the thoughts of a dozing woman, (Molly Bloom, Leopold’s wife).

There is nothing at all like this level of verbal ambition in Berlin Alexanderplatz. On the contrary, long stretches of the prose – at least in the 1931 translation by Eugene Jolas which I read – is surprisingly flat, colourless and factual.

Thus Franz Biberkopf, the concrete-worker, and later furniture-mover, that rough, uncouth man of repulsive aspect, returned to Berlin and to the street, the man at whose head a pretty girl from a locksmith’s family had thrown herself, a girl whom he had made into a whore, and at last mortally injured in a scuffle. He has sworn to all the world and to himself to remain respectable. And as long as he had money, he remained respectable. Later, however, his money gave out: and that was the moment he had been waiting for, to show everybody, once and for all, what a real man is like. (p.42 – last words of book one)

See what I mean? The prose, in and of itself, often holds little or no interest. It is routinely as flat and grey as old concrete.

One effect of this prose flatness is to make the multi-textuality, the montage and the modest fragments of stream-of-consciousness much easier to recognise and to assimilate whenever they appear. The transitions may be abrupt, but the prose of each fragment is always complete and definite.

That crook Lüders, the woman’s letter, I’ll land you a knife in the guts. OLORDOLORD, say, leave that alone, we’ll take care of ourselves, you rotters, we won’t do anybody in, we’ve already done time in Tegel. Let’s see: bespoke tailoring, gents’ furnishings, that first, then in the second place, mounting rims on carriage wheels, automobile accessories, important, too, for quick riding, but not too fast. (p.135)

A little tricky, but from the context you know this is Franz walking through the streets, his eyes registering advertising hoardings and shop frontages (bespoke tailoring, automobile accessories), angrily thinking how the crook Lüders betrayed him, which he knows from the letter she sent him, and in his violent fantasy thinks about stabbing him in the guts, but then contradicts this thought using ‘we’ to refer to himself, trying to quell his appetite for violent revenge by telling himself that ‘we’ (i.e. he, Franz) are not about to ‘do anybody in’, because ‘we’ have already done time in Tegel.

And – another crucial difference – even if some passages like this take a bit of effort (though not much) the prose, sooner or later, returns to normal. We return to fairly flat, factual prose and know where we are again.

So Alexanderplatz is a bit confusing, yes, but not impenetrable as a lot of Ulysses quickly becomes (without repeated study). Compared to Joyce’s extraordinary and extended experiments with English prose, reading Berlin Alexanderplatz doesn’t present any real verbal challenge.

By far the hardest thing about reading this book, I found, was nothing to do with its (fairly tame) modernist techniques: it was trying to figure out why the devil the characters behave as they do. At almost every key crux in the plot I didn’t understand what the characters were doing or why (see plot summary, below). The net effects of reading the book were:

  1. enjoyable modernist experimentalism (I liked the insertion of newspaper headlines, official documents etc into the text)
  2. repulsion at the casual lowlife brutalism of almost all the male characters (see below)
  3. complete inability to understand why the characters behaved as they did (for example, the complex sex/love lives of Franz and Mieze and Eva, described from book seven onwards)

Nine books

Berlin Alexanderplatz is divided into nine ‘books’. Each book is prefaced by a couple of paragraphs describing in general terms what will happen in it, reminiscent of 18th century novels. Indeed, the entire text is preceded by a one-page summary anticipating the shape of the action, a little as a Greek tragedy is introduced by a chorus telling us what is going to happen.

The obvious difference is that these half-page introductions have more the quality of a fable or children’s tale, not least because they generally include deliberately trite jingles or doggerel.

Biberkopf has vowed to become respectable and you have seen how he stayed straight for many a week
but it was only a respite, so to speak.
In the end life finds this going too far,
and trips him up with a wily jar.
To him, Franz Biberkopf, however, this doesn’t seem a very sporting trick,
and, for a considerable time, he finds this sordid, draggle-tailed existence, which contradicts his every good intention, a bit too thick.
(Intro to Book Three, p.105)

This fondness for cheap songs, doggerel poetry, advertising jingles, and sometimes just random rhymes, becomes more noticeable as the book progresses and is every bit as prominent as the more obvious NEWSPAPER HEADLINES, insertion of official documents etc.

In Switzerland, on Tyrol’s height,
One feels so well by day and night,
In Tyrol the milk comes warm from the cow,
In Switzerland there’s the tall Jungfrau. (p.358)

The fairy tale feel is emphasised by the way that, in this one-page preface to the whole text, we are told Franz will suffer three blows – three being the canonical number in fairy tales (little pigs, Goldilocks bears, billy goats gruff etc).

Three times this thing crashes against our man, disturbing his scheme of life. It rushes at him with cheating and fraud. The man is able to get up again, he is firm on his feet. It drives and beats him with foul play. He finds it a bit hard to get up, they almost count him out. Finally it torpedoes him with huge and monstrous savagery. (p.7)

Greek and Bible imagery

Joyce’s Ulysses is (although it’s hard to make this out on a first reading) loosely structured on Homer’s ancient Greek epic poem, The Odyssey, with Leopold Bloom wandering round Dublin rather as Odysseus wanders round the Mediterranean, loosely sought by young Stephen Daedelus, in roughly the way Odysseus’s son, Telemachus, searches for his father – until, at the climax of the book, they are reunited.

Again, Berlin Alexanderplatz doesn’t have anything like the same ambition or scope as the Joyce. Instead it contents itself with occasional references to ancient Greek legends or Bible stories, which pop up as ironic references, sometimes taking up a couple of pages of extended description, and thereafter popping up again as anything from paragraphs interrupting the main narrative, sometimes just one-phrase reminders.

So, for example, the sense that Franz’s story is like a Greek tragedy is made explicit in the numerous references throughout the book to the plot of the Oresteia i.e. while King Agamemnon is away at the Trojan War, his wife Queen Clytemnestra has an affair and, upon his return, murders the king in his bath. Whereupon their son Orestes returns and murders his mother and her lover. Whereupon he is pursued everywhere by the Furies who torment murderers. On a number of occasions Franz’s self-torment over his killing of his girlfriend Ida is compared to Orestes and the Furies.

Towards the end of the book, as Franz’ tribulations build up, there are some extended (two- or three-page-long passages) which quote the Book of Job from the Bible, explicitly comparing Franz to Job (pp.146-149, 399).

There’s an extended comparison with Abraham teetering on the brink of sacrificing his son, Isaac (pp.298-299). And as we see more of the murderous underworld Franz has got involved in, the text interpolates quite a few references to the Whore of Babylon, quoting her description from the Bible’s Book of Revelation (pp.266, 306, 400, 446)

The woman is arrayed in purple and scarlet colour and decked with gold and precious stones and pearls, having a golden cup in her hand. She laughs. And upon her forehead is a name written, MYSTERY, BABYLON THE GREAT, THE MOTHER OF HARLOTS AND ABOMINATIONS OF THE EARTH (p.266)

These high literary references sort of enrich the text though, to be honest, I found them a bit boring, less interesting than the newspaper reports Döblin interjects about scandalous murder trials being reported in the newspapers or quotes from communist or Nazi articles or even the extended description of the Berlin slaughterhouses in chapter four (pp.138-145).

Collapsing house imagery

Also – sewn in among all the other impressions of the city or of Franz’s scattered consciousness – Franz has a recurrent vision of Berlin’s houses collapsing, their roofs sliding off, cascades of tiles sliding off rooftops and crashing down on him.

Repetition makes this recurring metaphor for Franz’s panic attacks acquire a real charge and ominousness.

Collapsing house imagery pp.13, 120, 240, 265, 314, 471


Plot summary

Book one (pp.11-42)

It is 1927 (p.97).

Franz Biberkopf (the surname translates literally as ‘beaver head’) is released from Tegel prison on the outskirts of Berlin. He is 5 feet 10-and-a-half inches tall (p.176).

He has served four years for the manslaughter of his girlfriend, Ida (‘I knocked that tart’s ribs to pieces, that’s why I had to go in jug’, p.34. A detailed anatomical description of their fight, which quotes Newton’s Laws of Thermodynamics, is given on page 98).

Franz had been a cement worker, then a furniture remover, among numerous odd jobs (p.96). He catches a tram into town and wanders, dazed at being a free man, through the hectic streets, terrified of the hustle and bustle.

Terror struck at him as he walked down Rosenthaler Strasse and saw a man and a woman sitting in a little beer shop right at the window: they poured beer down their gullets out of mugs, yes, what about it? They were drinking: they had forks and stuck pieces of meat into their mouths, theyn they pulled the forks out again and they were not bleeding. (p.12)

Crude, isn’t it. In fact it’s almost as crude as language and psychology can get without sinking below the level of human articulation altogether.

Franz retreats into the courtyards of tenements in Dragonerstrasse (p.35), where he is taken in by a couple of Jewish men who (bizarrely) argue fiercely among themselves while they tell him the life story of young Stefan Zannovich the con man who ended up committing suicide in prison, and whose body was taken away by the knacker. It is a strange, offputting start to the book. First time I read it, I gave up at this point.

Having sobered up, as it were, Franz sets off into the streets again, dazed by freedom and the hustle and bustle of the Berlin crowds. A population of four million.

He decides – in the blunt crude German way we got used to in Hermann Broch’s novels – that he needs ‘a woman’ to calm down, but when he picks up and goes home with two successive prostitutes, can’t get an erection with either of them. Cue some multi-textuality when a textbook account of impotence is inserted into the text and, a little later, an advert for an aphrodisiac.

Day three and Fritz finds himself knocking at the door of the sister of the girlfriend he murdered, Minna, who reluctantly lets him in, then he rapes her, rather as August Esch rapes Mother Hentjen in Hermann Broch’s The Anarchist and then Wilhelm Huguenau rapes Mother Hentjen in The Realist.

German rapists, eh, well worth writing novels about. Well, all their wives and girlfriends would be raped to death 16 years later by the invading Russians, so it was good practice.

Finally Fritz feels content, released, free, like a real man again (p.37).

He leaves but comes back in the following days to bring her presents, but Minna rebuffs him every time. She is married and her husband Karl asks her how she got the black eye and bitemarks on her neck, which are the signs of Franz’s assault. Still, they talk quite affably. He comes round with some aprons to replace the ones he tore to shred in the initial rape. She listens, chooses an apron, but is terrified of the neighbours seeing, and keeps crying. The big hearty brute Fritz is quite oblivious to all this.

Book two (pp.45-103)

Opens with the characteristic quoting of official texts which read like small announcements from a newspaper, then a detailed technical description of the weather forecast (‘Weather changing, more agreeable, a degree or two below freezing-point’ [which, incidentally, echoes the opening of Robert Musil’s The Man Without Qualities]) and then a list of the main stops of tram number 68, from which Fritz alights amid a blizzard of ad straplines (‘Eat more fish, the healthy slimming dish!’)

It strikes me this is collage: ‘A collage is a composition of materials and objects pasted over a surface.’ The quoted texts may or may not be related, but in a way their unrelatedness demonstrates quite well the classic modernist impulse to embody or describe the chaotic, overwhelming sensory and mental stimulation of the ‘modern’ city.

And so the main action, if you can call it that, is surrounded by side actions, snippets and vignettes of life in the big city. A couple of old geezers chatting in a billiard hall about one of them losing his job. A young woman gets off a tram, is met by her older lover, who takes her to the flat of a friend, while she worries all the way about what mummy and daddy would say if they found out.

It is a few weeks later and Franz has found somewhere to live, has raised some money from savings and selling off furniture, and so is smartly dressed and going round with a plump new Polish girlfriend, Lina, Lina Przyballa of Czernowitz, the only legitimate daughter of the farmer Stanlislaus Przyballa (p.74), according to Lüders, a ‘little fat thing’ (p.118).

They come across a newspaper seller located in a doorway and – this is very obscurely described – he appears to also sell illicit gay magazines and persuades Franz to take some. Franz presents them to Lina in a café but she is disgusted and insists they go back to the shabby old seller and Franz watches from across the road as she yells at the seller then throws the magazines on the floor.

It is typical of the book’s technique that this ‘story’ is interrupted by an imaginary vignette of a respectably married old chap (a ‘greypate’) who one day picks up a pretty boy in the park and calls him his sunshine and takes him to a hotel room. It’s not even suggested that they have sex, but the hotel room has peepholes and the owner and his wife spy on the pair and then report them to the police. He is hauled up in court but persuades the judge nothing happened; but a letter detailing his court appearance and aquittal is posted to his home where, away on business, his wife opens it and the poor man returns home to weeping and lamentation from his wife (pp.72-3)

Meanwhile, Franz rejoices over his girlfriend’s victory over the magazine seller by forking her on the sofa, then they stroll along to the Neue Welt pub in the Hasenheide Park – musicians in Tyrolese costume, beer drinking songs – ‘Shun all trouble and shun all pain, Then life’s a happy refrain’ (p.76) a Charlie Chaplin impersonator on stage, you can buy tickling sticks. Döblin, like a camera, roams among the crowd, alighting briefly on the second fitter of an engineering firm in Neuköln, two couples necking, soldiers with their floozies, there’s weight-lifting competitions and see-your-future-wife stalls. Franz gets plastered and ends up at the bar with a fellow drunk complaining about having fought the French, being a patriotic German, but no job, down on his luck, he’s going to join the Reds.

It’s a deliberately whirligig chaotic depiction of a set of connected, loud, smoky, drunken music halls, yet it’s worth noting that the prose never ceases to be correct. It’s just broken up into short sentences, with frequent quotes from the cheap songs. But the sentences themselves don’t collapse, neither do the word themselves break up and intermingle, as they do in Joyce.

Franz now peddles Nordic Nationalist papers. He’s not against the Jews but he’s for law and order. The narrative immediately includes block quotes from said Nationalist papers, well conveying the wheedling tone of aggrieved Fascist propaganda. Franz is down the pub with mates, some of whom reminisce about their service in the war, then the trouble afterwards i.e. the communist uprisings in Berlin and elsewhere. Then the inflation and the hunger.

Franz’s drinking buddies (Georgie Dreske and Richard Werner, the unemployed locksmith, p.80) down at Henschke’s bar take exception to the Fascist armband Franz has taken to wearing. They argue about their war records.

Next night, when Fritz goes there, there are a few strangers with his mates, they all look at him surlily, the sing the Internationale. Franz recites a poem written by a fellow inmate, Drohms, then overcome with sentiment goes on to sing The Watch On The Rhine. This doesn’t stop one of the new boys starting a fight, a table is overturned, a plate and glass smashed, but then they back off and Franz walks out to bump into Lina who’d come to meet him there. She shows him a Peace newspaper with a sweet poem about love. She snuggles up to him and quietly suggests it’s time they got engaged.

Franz is prone to bad dreams, pangs of conscience. It is partly to quell this psychological eruptions that he longs for Order and Discipline which means escape from his personal demons. This leads to an extended passage about the fate of Agamemnon home from the Trojan War who is murdered by his wife Clyemnestra, who is then murdered by her son Orestes, who is pursued by the Furies – as Franz is by his bad dreams. The section includes a clinical description of how Franz murdered his wife – in fact, in the heat of a row, he hit her twice in the guts with a whisk, but the blows were enough to break a few ribs, rupture a lung, prompt several infections from which she died miserably in hospital five weeks later. And a characteristically ironic modernist juxtaposition of the hilltop flares which signalled the arrival of Agamemon home, with a technical description of the activity of modern radio waves.

Book three (pp.107-121)

In this fairly short book, Franz is embroiled with Otto Lüders, a more than usually disreputable prole who’s been out of work for a couple of years (a factual interlude in the previous book detailed the rise in unemployment at the end of 1927). Franz is now selling bootlaces on the street or hawking them door to door. He arrives in the pub for a drink with Otto and swankily tells him he’s made 10 marks (apparently a tidy sum) out of a woman, a skinny widow women who invited him in for a cup of coffee and he left his whole stock there. I wasn’t sure, but I think the implication is that Franz gave her one, as the saying goes. He also seems to have left his entire stock there, though whether as a gift or an oversight I couldn’t work out.

Anyway, next day Lüders sneaks along to the building, finds the same widow woman, forces his way in under pretence of being a door to door salesman, extorts a coffee out of her and terrifies her so much, he is able to nick a whole load of stuff, her table cover, sofa cushions etc, and legs it.

With the result that, next day when Franz goes round to see her with a bouquet of flowers, the widow woman slams her door in his face. Franz tries a few times more then leaves her a note telling her to bring his stuff to a pub. But she doesn’t. Otto enters said pub, spots Franz looking hacked off, turns and legs it. Franz puts two and two together.

Interlude of a war veteran whose four-year-old son has just died because the doctor was too busy to come and see him. He’s loitering outside their apartment house then goes to see the doctor to give him a piece of his mind, then goes upstairs to where his wife is weeping.

Franz is so distraught at Otto’s betrayal that he ups and leaves. Pays off his landlady, packs his things and leaves his flat. Doesn’t even tell Lina. Lina asks their friend (‘little’) Gottlieb Meck to find him. Meck goes for a beer with Lüders and then, in one of those scenes I find so disconcerting about this German fiction, walking down a dark street pounces on him, knocks him to the floor, beats the crap out of him and threatens him with a knife, telling him to locate Franz.

Next day Lüders reports back. He’s found Franz in a boarding house just three numbers down from his former place. Like Meck, Lüders keeps his hands on an open knife in his pocket as he goes into Franz’s room, finds him on the bed with his boots on, depressed. Frane yells at him to get out, then throws the bowl of washing water at him, Lüders insists he’s not right in the head.

Book four (pp.125-167)

It is February 1928 (p.151)

Lengthy description of all the inhabitants of the tenement in Linienstrasse which Franz has moved to, with intertextuality e.g. the description of lawyer Herr Löwenhund is interrupted by direct quotes from legal documents he’s dealing with or letters he’s written. Tatsachenphantasie.

Franz is lying around in the squalid room he’s renting, drinking all day. I still can’t figure out why Lüders going behind his back to threaten the skinny widow woman has affected him like this.

A lengthy description of the abattoir and slaughterhouse district of North Berlin, giving facts and figures as in a government report, then moving on to a precise and stomach-churning description of precisely how they slaughtered pigs and cattle.

With a weird interlude about the story of Job from the Bible.

Which then goes on to an extended yarn about the caretaker of a warehouse, a Herr Gerner, who is persuaded to fall in with a bunch of burglars who want to break into it, to the extent that after the break-in he allows them to stash all the stolen goods in his house. In some obscure way which is hedged around, I think he allows his wife to sleep with the youngest, tallest and handsomest of the thieves. I think. I couldn’t make it out. Anyway, the next morning the police call round and arrest him. Franz saw some of this happening i.e. an initial attempt of the burglars to climb over the wall and pinch some stuff, but he refuses to squeal to the cops.

It is freezing cold February morning and on a whim, Franz decides to go and visit Minna who he hasn’t seen for a while. But the door is opened by Minna’s husband, Karl, who sends him packing with a flea in his ear.

Book five (pp.171-223)

A very enjoyable panoramic overview of Alexanderplatz with its roadworks, shops, trams and hustling crowds. It is the evening of 9 February 1928, and little Meck bumps into Franz selling newspapers again. They go to a bar and have inconsequential chat with other working class men. All the antagonism Franz prompted by selling nationalist papers and wearing a swastika armband seems to have disappeared.

Franz gets into a some kind of ‘scheme’ with a slim stuttering man who wears a shabby army greatcoat named Reinhold (‘that quite insignificant figure, a mouse-grey lad in mouse-grey’, p.203). This Reinhold is a serial womaniser and takes a new girlfriend each month and shifts his previous one onto Franz. I really didn’t understand what anybody has to gain from this or why they’d do it, but a certain Fränzl comes to be Franz’s grilfriend for a month or so, and then she’s replaced by silly Cilly, and I think Franz then passes them onto little Ede the hunchback. I think that’s what happens.

As I mentioned above, I find the passages where the character’s walking through the streets, and the text cuts from his thoughts to advertising straplines, song jingles, a Berlin tram timetable, a leader from that day’s newspaper – the familiar technique and content of ‘modernist’ literature – easy to understand and enjoyable to read. In fact the passages where Döblin just inserts highlights and stories from the day’s newspaper are interesting social history.

But I find many passages of the apparent plot inexplicable: how exactly did the thieves persuade the nightwatchman Gerner to join them and what went on between the handsome one and Gerner’s wife? Why did Lüders going round to see the skinny widow woman upset Franz so much that he dumped Lina and moved apartment? What had Lina done wrong?

The modernism stuff is easy-peasy to process and, as the book progressed, I enjoyed the cumulative collage of Berlin life circa 1928 which it built up. Whereas the bones of the plot – what the characters were doing and why – I frequently found incomprehensible.

Franz gets fed up of getting Reinhold’s hand-me-downs every month. Cilly puts up a fight and Franz decides to stick with her and tells Reinhold, who storms off in a huff. Characteristically, that night Reinhold dreams of murdering his current squeeze, Trude.

Disaster strikes It is the second week of April 1928. Easter. Franz pops out from his 4th floor apartment, leaving Cilly. It’s snowing. He bumps into an asthmatic man who tells him about a scam he carries out, which is to offer to buy old junk off people, he turns up, removes the junk, then slips a mimeographed card through their doors saying that ‘due to unforeseen circumstances’ he can’t pay, and legs it, Franz thinks he’s a bit bonkers.

They come across a brawl, a crowd has gathered round it. Franz pushes to the front and is enjoying the fight when he realises one of the fighters is Emil, a mate of Reinhold’s he’s seen around. Just then the cops arrive to break up the fight and Franz charitably helps Emil away to shelter in a doorway.

Here Emil tells Franz he’s going to stagger home – he got fairly beaten in the fight – but asks Franz to do him a favour: can he pop round and tell a man named Pums (who we’ve met knocking about the bars) that he, Emil, won’t be able to help with a spot of removal they’re planning to do. Franz pleads that he ought to go home & see Cilly, but Emil persuades him to go and see Pums, the house is just nearby. So he does. And Pums offers Franz money to help out with the removal, say five marks an hour for a few hours.

Franz is still reluctant and wants to go tell Cilly where he is, but Pums says there’s no time, they’ll be leaving soon, they give Franz a pen and paper and he scribbles a note to Cilly saying he’s unexpectedly on a little job. Pums’s girlfriend takes it – takes it next door and burns it in the fire…

To cut a long grim story short, Franz is piled into one of two cars with Pums and a few other guys including Reinhold, who we discover is one of ‘Pums’s men’. They drive for a long time to the outskirts of Berlin. And here he suddenly finds himself tasked with acting as lookout while the men comprehensively loot a warehouse, filling the cars with booty. Franz is basically an honest man and gets cold feet, makes to protest but Reinhold hits him very hard on the arm, while the men shuttle past him in the dark, their arms full of loot. Franz makes a second bid to leave, but they’ve finished anyway and drag him into the car, as both accelerate off.

But they see that someone’s spotted them and another car is in pursuit. Then something strange happens in the second of the two escaping crim cars. When Franz hears that another car is in pursuit, Franz stupidly grins. He was very anxious about being the lookout and resented being hit and threatened by the others and now, like an idiot, grins. Reinhold, squashed in next to him, asks him why he’s grinning, the damn idiot and then Reinhold’s resentment at Franz bubbles up. I found this – as I found all the motivation and psychology in the book – hard to understand, but it seems that although Reinhold persuaded Franz to join his scheme of taking his cast-off women, now – obscurely – in the stress of this tense moment – he resents it, comes to think Franz exploited him somehow, knows dangerous things about him. Franz’s idiotic grinning in the flickering light of the streetlamps which whizz by triggers a sudden surge of hatred in Reinhold and…

Reinhold signals to one of the other guys to fling the car door open… someone punches Franz in the face… Reinhold pushes Franz away from him and over the pile of stolen goods… Franz slips out the car but clinging onto the running board but the others hit him on the arm and thigh and then a crashing blow on the head.

Franz falls into the road and the car following close behind runs over him.

Book six (pp.227-315)

Is Franz dead? The narrative cuts to Reinhold the next day, drunk as a skunk before noon, his girlfriend, Trude, who he’s tired off, whines a little, so he beats her face to a pulp, smashing up her mouth and ruining her looks for ever, she runs away taking her stuff. Still drunk, Reinhold swanks around, remembering the job they did last night and feeling mighty proud of himself.

Poor Cilly waiting in his apartment for him to return, then going out into the snowy streets to find him. She bumps into Reinhold dressed up to the nines and very confident. She had brought a kitchen knife with her to tab him with (!). He doesn’t know this, but blames everything on Franz, says Franz has run off with Reinhold’s last girl, Trude, and promises Cilly they’ll get back together soon, and somehow casts his magic over her so she goes off mooning over him.

Now we learn that some other motorists find Franz in the road, load him into their car. Half conscious he asks to be driven to a bar in Elsasser Strasse and request an old friend of his, Herbert Wischow. Herbert is found and he and his girlfriend Eva taken Franz to their flat and change and dress him. Only then do they drive him to a private hospital in Magdeberg.

Why? I don’t know. This, as so much of the actual plot, seems incomprehensible to me. Why didn’t Franz just ask to be rushed to the nearest hospital?

In the hospital at Magdeburg the doctors amputate his right arm (!) and fix other broken bones. Then Wischow and Eva take Franz home to recuperate with them. Old friends from before Tegel drop by. Wischow is upset because Franz didn’t come to see them when he got out of prison and, now, that he’s gotten involved with a crook like Pums. Slowly it comes out that Franz didn’t want to go on the job, didn’t know what they were up to, is a victim in every way. Wischow asks questions about Pums and the gang and spreads the word about how they ill-treated Franz. The mood of the underworld turns against Pums’s mob. Some of them suggest having a whip round to give Franz compensation, and they raise several hundred marks but when Schreiber goes round to deliver it and puts his hand in his pocket, Eva has a hysterical fit thinking he’s going to pull a gun and shoot Franz, Franz staggers back, chairs fall over, panic, Schreiber runs off down the stairs, later claiming he gave the money to Eva, and which he keeps for himself.

It’s June 1928 (p.246). Franz determines 1. not to squeal 2. to live independently. He goes to the Charity Commission, he gets a job calling out circus attractions. He bumps into his buddy Meck and, realising the Pums gang have told him one story, tells him a far more heroic version where he, Franz, fired a gun at detectives stumbling over the burglary and the tecs shot back injuring his arm. The aim is to let the Pums gang know he’s not peaching.

Franz determines to resume normal life, to get a job. He picks up a pretty little thing named Emmi who’s been stood up in a bar. Franz is entertaining, they go to a crowded bar. A man with no legs pushes himself along in a kind of trolley. The younger men say anyone who fought and was injured in the war is a fool. When they ask Franz’s other arm is he says his girlfriend is very possessive, so he left it at home with her as a pledge that he’d come home. Laughter.

Franz buys a smart suit, wears a stolen Cross of Iron, looks like a respectable butcher, uses a set of false papers belonging to one Franz Räcker, which have done the rounds of the criminal world. Herbert & Eva have been away at a spa. She is the part-time fancy woman of a rich banker. He takes her to the spa, dresses her, dines her and ****s her. One evening, just after he’s withdrawn 10,000 marks from the bank, they go down for dinner and it is burgled. The implication is it was stolen by Herbert, her lover, who’s followed the couple out there and is tipped off about the money.

Back they come to Berlin, Eva having to live in the fancy apartment the banker puts her up in, hoping he soon tires of her. She can get away fairly often, and she and Herbert introduce Fritz to a pretty young girl they’ve picked up tarting at the Stettin station. Franz is bowled over by this pretty little thing, fresh as a schoolgirl – initially she’s called Sonia, but Franz prefers to call her Mieze (her real name is in fact Emilie Parsunke, p.269).

Franz becomes a pimp There’s a hiccup in their relationship when Franz discovers she’s getting letters from admirers. Upset, he goes round to Herbert and Eva’s, Eva pushes Herbert out the door and then falls on Franz, ravishing him. She has been in lust with him for ages and seeing him all upset triggered her off. After they’ve had sex, Eva gets dressed and rushes off to find Mieze. Then returns, all straightened out. Mieze loves Franz but has been meeting during the day with ‘admirers’ and extorting money out of them. Franz is relieved, overcome with love, and hastens off to find Mieze, they return to his flat and are more in love than ever.

See what I mean about being confused by the behaviour of the characters. So Franz can have sex with the wife of one of his best friends, all the time upset about her being unfaithful to him, then the best friend’s wife goes to interpose on his behalf, and when it comes out that Mieze has other male admirers who (I think) she has sex with in order to generate income for Franz, everyone is relieved!

And so, in a way which I once again didn’t understand, Franz acknowledges that he has become a pimp (pp.278, 286, 313). Has he? Alright, if the narrator says so, but I found the events & behaviour of the characters hard to follow and almost impossible to understand.

Eva invites Mieze round to their nice apartment but when she admits that she’d like to have a child by Franz, Miese is overjoyed and kisses her and makes a lesbian pass at her (?)

Mieze soon gets set up with a rich admirer, married, who sets her up in a nice flat, though she carries on adoring Franz. Eva comes round and ravishes Franz again, although he’s in love with little Mieze. What if she gets pregnant, worries Franz. Oh she’d love to, replies Eva.

Franz attends political meetings with a mate, Willy, in fact a lowlife pickpocket but who enjoys getting chatting to politically minded workers at communist or anarchist meetings. Both Eva and Mieze want Franz to stop attending the meetings and/or hanging out with Willy.

Extended passage where an old anarchist explains to a sceptical Franz how the ruling class of every nation exploits the workers, but how a communist regime would just substitute a new exploiting class (pp.281-286). Willy, by contrast, is a devotee of Nietzsche and Stirner, and believes a man should do as he pleases.

August 1928. Mieze is settled into being her married man’s mistress, meanwhile remitting the money to Franz, who is thus living off immoral earnings, while Eva continues to love him. Franz pays a visit to Reinhold, who is terrified he’s going to do something. Franz does noting, goes away, feels restless and so returns to Reinhold’s apartment.

What is incomprehensible to me is Franz’s fatalism, the way he seems to bear no grudge against Reinhold for making him a cripple, he says he knew some kind of change had to happen in his life.

Somehow having confronted Reinhold and got it off his chest makes him happy. That night he dances the night away with Eva, while all the time imagining the two he loves, little Mieze (fair enough) and Reinhold. As I keep saying, it’s difficult to follow or understand the psychology. (Though, to be fair, Herbert and Eva are puzzled as to why Franz keeps going round to see the man who was responsible for him losing his arm, p.325).

Book seven (pp.319-372)

Opens with pages devoted to some Tatsachenphantasie with an account of one-time air ace Beese-Arnim who is convicted of murdering his girlfriend. And we are given a list of notable America officials who are visiting the German capital. And brief factual accounts of some of the cases passing through the Labour Law Courts. And then a working class girl Anna posts a letter to her boyfriend suggesting they split up. And a young woman of 26 writes in her diary how miserable and weak her periods make her feel, and how she often wants to kill herself.

August moves into September. Franz has unashamedly joined Pums’s gang. They’re as puzzled as Herbert and Eva but when Franz stands there in front of them saying let bygones be bygones, and they all know he hasn’t snitched to the cops, they have to admit he’s right. So they let him in.

Then we learn some of the challenges of selling on stolen goods. Pums’s fence is playing up. Eventually they carefully plan and pull off a job which requires teamwork, one duo lying low in offices above a place where valuables are kept, waiting till the early hours then drilling down through the ceiling, lowering a rope, while they open the door to this upstairs apartment to let other members get in and pass up the swag, pile it, take it down to the car, clear up after themselves with the smoothest member of the gang, elegant Waldemar Heller, taking a dump on the floor as a calling card (p.335).

Reinhold decides to pay Franz’s woman a visit, when he’s not there. He climbs the stairs to ominous accompaniment by the narrator, and slicks his ways past Mieze at the door, and lolls on her sofa and calmly describes the way he and Franz used to pass on women between each other. I was scared he was going to murder her, why? Because he’s German and this is a German novel, but in fact he just heavily implies that Franz might be considering swapping her – all the time openly eyeing her up, before slipperily seeing himself out. Which leaves Mieze with her heart pounding and her thoughts all mixed up with the lyrics of a sentimental love song being played by an organ grinder outside the house (‘In Heidelberg Town I lost my heart…’)

Anyway, a few days later another peculiar scene unfolds. Knowing Mieze is out, Franz takes Reinhold back to his apartment and hides him in the bedroom. Reinhold has been pestering Franz about Miese, what’s she like, remember when they used to swap girls etc, so Franz hides Reinhold with the intention of showing him what a Lady is like, what a pure good girl is like. But unfortunately Mieze comes in and clings to Franz really closely. She’s been away for a few days with her middle-aged gentleman lover. But now she tearfully confesses to Franz that the man brought his young son, a dashing handsome man who made advances to Mieze and so Franz asks whether she loves him and Mieze makes the bad mistake of saying Yes.

At which point Franz goes mental and I thought was going to batter her to death, he slaps her, beats her to the floor, throws himself on her I thought he was going to crush her, one of her eyes is closed, blood is running from her broken lips. Ironically, this is the night Franz chose to bring a witness home to their love and Reinhold watches in amazement, then tries to pull Franz off the cowering whimpering girl. Franz pulls on his coat and storms out and the girl staggers to the staircase shouting after that she still loves him.

Reinhold hesitates to make sure she’s alright, then stumbles down the stairs and out, wiping the blood from his hands.

It is barely believable that the passage ends a few hours later with Franz back in his apartment and Mieze making up to him, billing and cooing, them both in love, and her besotted more than ever with him, the wife-beater.

OK, I can grant that some women become in thrall to their beating partners. But the next scene is a ball given by the Pums gang which Mieze attends in a ball mask as the guest of Karl the tinsmith, dances with all of them, even Franz who doesn’t recognise her (?really) then allows herself to be driven home in a cab with Karl who heavily seduces her, if not has sex with her, in the back of the cab, for some reason having sex with another member of the gang is not being unfaithful, because she’s doing it for Franz, in order to find out more about the gang and help him.

She goes out with Karl a couple of times (telling Franz she’s with the rich gentleman friend). Then Reinhold gets wind of this liaison and muscles in. On a couple of odd occasions he persuades Karl to let him come along when they go on outings to the Freienwalde and its pretty Kurgarten, they stroll past the bandstand, through the woods, back to a hotel where Mieze stays the night, locking her door, the two men sit on the terrace smoking their cigars. That’s Wednesday 29 August 1928.

On Saturday 1 September, they repeat the experience, Karl making himself scarce while Reinhold goes into seduction mode, chatting sweetly to Mieze, while she is happy to go along with his sweet-talk. In an odd moment he undoes his shirt to show her the tattoo on his chest – an anvil – and harshly grabs her head and tells her to kiss it. She recoils, shouting at him, he’s mussed her hair. Nonetheless they move on. He guides her towards a bowl, a hollow in the grass by the woods. by now it’s dark. This entire sequence is very long, some 20 pages and 11 pages are devoted to just this evening walk, which changes in mood as Reinhold is now aggressive, now sweet, Mieze is frightened, then seduced back to walking hand in hand. But when he manhandles her down into the hollow, she starts screaming and fighting back and – in a horrible scene – he pushes her to the ground, kneels on her spine and strangles her from behind (p.370). Murders her. Buries her body under brush, goes fetches Karl who’s waiting at the car, they return and bury her properly, really deep in the soil, then sand, then scatter underbrush over the tomb. Poor Mieze’s smashed and broken body.

Reinhold gives Karl money to get out of Berlin and lie low for while, and keep his mouth shut.

Book eight (pp.375-431)

Mieze’s murder turns out to be the motor for the climax of the book. Franz becomes slowly more distraught as Mieze’s disappearance persists, Eva tries the cheer him up and announces she’s pregnant. Franz doesn’t tell many people because it’s shameful to admit his girl has abandoned him.

Weeks pass. It is early October (p.382) The criminals are restless at Pums’s leadership; they want to steal money, he prefers to steal goods and fence them, but they claim he keeps too much of the money. They pull a job on Stralauer Strasse, breaking into a bandage factory at night where there’s meant to be money in the safe. But Karl the tinsmith burns himself on his acetylene torch, none of the others can use it properly, in frustration and anger they pour petrol over the office and set it on fire but throw the match a bit too early and Pums himself gets burned on h is back. They all blame Karl the tinsmith for the fiasco and Karl grumbles, and also resents the way he was used by Reinhold to bury the dead girl.

Karl meets a wheelwright in a bar and they go in together, with two others, on the burglary of a clothing store in Elsasser Strasse. They get chatting to the nightwatchman, get invited in to share a coffee, then break it to him that they’re going to burgle the place, they’ll tie him up, give him some of the proceeds – although when they have tied him up they amuse themselves by beating him a bit round the face and nearly smothering him with a coat over his head. They are not cartoon thieves, they are thoughtless brutes, almost all the male characters in this book.

Next time the Pums gang invite Karl to join a job he is high and mighty and words are exchanged, between Karl and Reinhold especially. Which makes them suspicious of him. Then Karl and the wheelwright are arrested by the police. Their fingerprints match the ones found all over the clothing store watchman’s office and he identifies them. Karl is convinced that Reinhold snitched on him as revenge for him not joining that last job.

Karl asks a respectable in-law to find a lawyer for him and then runs past the lawyer where he would stand if he reveals he was involved in burying a dead body. The lawyer cautiously asks if he had any part in the body’s death. No. Lawyer leaves. Karl stews all night. Next day, hauled up in front of the judge, he snitches on Reinhold, telling the judge and police in great detail how he helped Reinhold bury the body of the young woman he, Reinhold, had murdered.

Karl leads the police to the burial site, they dig, there’s no body in the hole but some scraps of clothing and the hole has obviously recently been dug up i.e. Reinhold got wind of what was happening and moved it. When police publicise the case two garden labourers (p.395) come forward who saw Reinhold lugging a heavy case to another part of the woods. Digging here, the police finally find Mieze’s corpse.

This narrative – in itself not unlike a basic murder thriller plot – is given a light dusting of ‘modernism’ with the insertion of some Tatsachenphantasie – newspaper reports about a tenement block collapsing in Prague, an ambitious early flight of the new Graf Zeppelin over Berlin, and so on (p.397).

Meanwhile, Reinhold gets wind of all this & tries to diffuse the blame by getting Franz involved. He comes round to tell Franz they’re arresting people for the last Pums gang job, telling him to do a runner. Franz goes into hiding in a villa in Wilmersdorfer Strasse (p.401) owned by a woman called Fat Toni. Franz takes to wearing a wig.

Days go by then with a great fuss Eva arrives with a newspaper with big front-page photos of Reinhold and Franz next to each other, both equally Wanted by police for Mieze’s murder!! Initially Fat Toni and Eva are horrified at the thought that Franz might actually have done it, but when he dissolves into helpless tears and sobbing they realise he didn’t.

It is autumn 1928. Franz wanders the streets in a stupor, devastated by Mieze’s murder. For obscure reasons he finds himself drawn back to the Tegel prison, then goes to the cemetery to see her grave, he hallucinates conversation with other dead people.

It is November (p.410). The Graf Zeppelin makes a low flight over Berlin, Weather conditions are given. Herbert is incensed at Mieze’s murder and scours Berlin to find Reinhold and take revenge. Franz slowly joins him. Franz takes a can of petrol to Reinhold’s house. The house speaks. the house has a conversation with Franz (pp.412-13), but Franz sets fire to it anyway, and it burns down.

Two angels, Terah and Sarug, follow Franz everywhere. They discuss his sad fate (pp.414-15). Eva calls Doctor Klemens to come assess Franz who is sunk into a deep depression, and recommends a break, a rest cure. Franz hangs round in bars. We meet other drinkers, overhear their conversations and even songs.

Hush-a-bye
Don’t you cry
When you wake
You’ll have a little cake.

As the text becomes evermore full of rhymes and jingles.

All his crying, all his protests, all his rage was idle prating,
Evidence was dead against him, and the chains for him were waiting. (p.421)

There is a big police raid on a bar in Rückerstrasse. I can’t make out whether it’s because the bar was a brothel or unlicensed or a criminal hangout or what, but some fifty cops in lots of cars raid it and round up all the customers who file out. All except for some guy who persists in sitting at his table sipping his beer. When several cops approach shouting at him to gt up and come along Franz (for it is indeed Franz Biberkopf) takes a revolver out of his pocket and shoots one. He falls but the other cops rush Franz, hitting his arm to make him drop the gun, beating him to the floor, he takes a rubber baton to the eye (p.430), and handcuffing him.

Some Tatsachenphantasie as Döblin quotes police arrest forms (Christian Name, Surname, Place of residence etc). Franz is brought in and taken to an office for interrogation.

Book nine (pp.435-478)

At the police station they quickly identify Franz as one of the two men wanted for the murder of Mieze. Meanwhile Reinhold, seeing the way things were going, uses the old crook’s method of getting arrested for a minor offence, using false papers. He mugs an old lady, is convicted with papers which identify him as Polish (a certain Moroskiewicz, p.435) and locked up in Brandenberg prison as a mugger, thus evading the death penalty for murder. Or so he thinks.

Threats come from two quarters. First, as luck would have it, there’s another petty criminal, Dluga, in the prison who knew the real Moroskiewicz and quickly susses out that Reinhold is neither Moroskiewicz nor a Pole. Reinhold has to bribe him with tobacco then accuses him of snitching, which gets him beaten up.

But worse is to come. Reinhold falls in love with a pretty boy, a petty criminal named Konrad, spends all his time billing and cooing with him. But Konrad is soon to be released, so Reinhold spends a last evening with him getting drunk on illicit alcohol and, oops, telling Konrad the whole story, about Franz and Mieze and burying her and his false name etc.

Konrad is soon released, looks up Reinhold’s most recent girlfriend, gets money out of her, meets another young lad and makes the mistake of boasting about his criminal mates inside, telling stories and before he knows it has told the full story about Reinhold, the murder, and his fake identity. The mate he’s told this swears to keep it a secret, but the next day goes to the police station and discovers the stuff about Reinhold is true and there’s a reward of 1,000 marks for anyone who turns him in. So he turns him in, tells the cops Reinhold is in Brandenberg prison under a false name. Cops investigate and arrest Reinhold, who is so beside himself with rage and frustration that they nearly take him to an asylum.

Meanwhile, Franz has gone into a catatonic trance so is taken by the cops to Buch Insane Asylum. He refuses to wear clothes, refuses to eat, loses weight, can be easily carried to the bath where he plays like a child. They force feed him through tubes but Franz vomits it all up.

Cut to a learned discussion between the physicians, with the young doctors enthusiastically prescribing either electro-shock therapy, or talking therapy copied from Freud in order to address the patient’s unresolved psychic conflicts.

As he loses weight his soul escapes his body, he has reached deeper strata of consciousness, his soul wants to be an animal or wind or seed blowing across the fields outside the asylum.

Franz hears Death singing (I couldn’t help thinking that Joyce’s epic ends on a wonderful note of life affirmation while this book, characteristically German, is obsessed with Death). Death tells Franz to start climbing the ladder towards him, illuminating the way with a barrage of hatchets which, as they fall and strike, let out light. Death lectures Franz, telling him that he insisted on being strong – after he was thrown under the car he resolved to rise again; when he had pretty little Mieze all he wanted to do was brag about her to Reinhold. He has insisted on being strong, seeing life on his terms and swanking, self-centred, instead of being meek and realising life is mixed.

Franz screams, screams all day and all night. But silently. To outward appearance he is catatonic and unmoving. Inside his head Death torments him with his stupidity and then a procession comes of all the crims he took up with, Lüders and Reinhold, why did I like them or hang out with them or try to impress them, Franz asks himself.

Ida appears before him, repeatedly buckling and bending, he asks her what is wrong, she turns and says ‘You are hitting me, Franz, you are killing me’, no no no no he cries. Mieze appears to him at noon, asking his forgiveness, Franz begs her to stay with him, but she can’t, she’s dead.

Crushed, Franz realises what a miserable worm he is. He sinks into a world of psychological pain, is burnt up, annihilated and, after much suffering, reborn.

Somehow his recovery is connected with a historic panorama of Napoleon’s army invading across the Rhine, of marching armies which have marched in the Russian Revolution, Napoleonic Wars, the Peasants Wars and so back into time, Death drawing his vast clock across the ravaged landscape and smiling, oh yes oh yes oh yes.

The old Franz Biberkopf is dead. A new man is reborn, call him Biberkopf. He starts talking. He answers all the police’s questions, though reluctantly. He doesn’t want to go back. But his alibis stand up and he is cleared of Mieze’s murder. And even (hard to believe) shooting a police officer appears to be only a cautionable offence. So after some weeks of slow physical and mental recovery, Biberkopf is released.

DEAR FATHERLAND, DON’T WORRY
I SHAN’T SLIP AGAIN IN A HURRY

Biberkopf returns to Berlin a changed man. Döblin gives us some Tatsachenphantasie, some facts and figures about Berlin’s train and subway and tram systems, about current building works and the latest advertising campaigns (‘Everybody admires the shoe / That’s brightly polished with Egu’).

Biberkopf meets up with Eva. Herbert’s been arrested by the cops and sent to prison for two years. Eva had been excited about carrying Franz’s baby but she had a miscarriage. Just as well. She is still supported by her sugardaddy ‘admirer’. They go out to visit Mieze’s grave and Eva is struck by how sober and sensible Franz is. Lays a wreath but then walks Eva across the road to a coffee shop where they enjoy some honey cake.

Franz is a witness at the trial of Reinhold. He tells all that he knows but isn’t malicious. He still has feelings of friendship for Reinhold. Reinhold, for his part, is puzzled by the new strange blank look on Biberkopf’s face. Reinhold is sentenced to ten years in prison.

Immediately afterwards Biberkopf is offered the job of doorman at a medium-sized factory. He has learned that one man alone is overwhelmed by fate. But a hundred or a thousand are stronger. The novel ends with military imagery, of drums rolling and soldiers marching, ‘we march to war with iron tread’.

It is a powerful image of determination and unity, of a mass of people united so that it’s difficult to tell whether it’s a communist or a fascist image, of people determined to look fate in the face, grab it, make it. And at the same time an odd way to end the novel.

Is that the most positive image Döblin can conceive, of free people marching to war with iron tread. Well, ten years later his people did march to war with iron tread and much good it did them.


I find reading these German books hard not because of their ‘experimental’ or ‘avant-garde’ ‘modernism’; as described at length, above, all of Döblin’s techniques are child’s play compared with Joyce.

No, I found Berlin Alexanderplatz hard to read for the much more basic reasons that 1. I found the character’s behaviour at key moments and in general throughout the book, incomprehensible, and 2. I was deeply repelled by the characters casual violence in their thoughts and deeds.

1. Incomprehensibility

So I got to the end of the book and I still didn’t understand:

  • the entire opening scene with Franz blundering into the home of some Jews who proceed to tell him a long-winded story about some Polish con artist (?)
  • why Lüders going behind Franz’s back to threaten the skinny widow woman was so devastating to Franz (major plot crux 1)
  • what the thinking was behind the scheme whereby Reinhold handed his discarded women over to Franz every month or so
  • what made Reinhold suddenly snap and decide to chuck Franz out of the speeding getaway car (major plot crux 2)
  • why Franz not only forgives Reinhold for trying to kill him, but ends up liking him and wanting to impress him
  • the psychology whereby both Herbert and Franz were perfectly content to let their girlfriends (Eva and Mieze) go off and spend nights and weekends having sex with rich sugardaddies
  • the psychology of Eva ‘finding’ young and beautiful Mieze ‘for’ Franz and making her his mistress while, at the same time, being hopelessly in love with Franz and wanting to have his baby
  • why, in the end, Reinhold had to murder Mieze (major plot crux 3)
  • why the devil Franz decides to start firing a revolver at the police during the raid of the club instead of going quietly?

So all the modernist techniques were easy and fun, but the basic psychology of the characters escaped me at almost every important turn of the plot.

2. Casual brutality

What horribly brutal people they are.

The reader searches high and low in vain for a touch of humour or gentleness. Kicking and stabbing, beating and raping appear to be the only way Germans can communicate with each other.

  • Franz assaulted his wife violently enough to rupture her lung leading to her death.
  • Walking through the Berlin streets, Franz fantasises about smashing all the shiny shop windows.
  • On his first day out of prison, Franz rapes his wife’s sister, giving her a black eye in the process.
  • Franz gets into a fight with commies at Hentchke’s pub.
  • Franz enjoys watching his girlfriend fling the gay magazines at the newsvendor and yell at him in the street.
  • When Meck tries to find out from Lüders where Franz has disappeared to, he doesn’t ask him firmly, he knocks him to the ground, beats him badly and threatens him with a knife.
  • When Lüders goes to Franz’s flat, he keeps hold of an open knife in his pocket in case Franz turns nasty.
  • In a casually brutal aside, Döblin makes a simile comparing Franz emerging into the slushy slippery Berlin streets, ‘just like an old horse that has slid on the wet pavement and gets a kick in the belly with a boot’ (p.164), yes that’s how Germans treat their animals
  • The brutal way Pums’s gang treat Franz, even before they throw him out of the speeding car.
  • The brutal way Reinhold beats his girlfriend’s face to a pulp without even thinking about it, permanently disfiguring her (p.228).
  • The horrible way Franz beats Mieze when she tells him she’s in love with the young gentleman, knocking her to the floor and smashing her mouth.
  • The horrible way Pums’s back gets burned during the bungled break-in at the factory and the rest of the gang laugh at him.
  • The really horrible way Reinhold tries to rape and then murders Mieze.

Yuk.

I know the casual brutality reflects the working class, and criminal, characters Döblin has set out to depict but a) surely there were a few working class people who weren’t thieves and rapists b) surely even the roughest thugs have a few moments of charity and affection, c) Joyce was not only far more avant-garde and experimental in his form, but his selection of fairly ordinary characters to describe at such length are loveable and humane.

3. German humour

In fact there are a few moments of comedy in this 480-page-long book, but a close examination suggests how German comedy doesn’t seem to be verbal, to involve wit or word play, puns or irony. It consists mostly in laughing at others’ misfortune or stupidity.

  • Lūders laughs at Lina’s anxiety about Franz when the latter goes missing (p.118)
  • Cilly humorously suggests to Franz a headline story in the newspaper such as, a paper-seller had to change some money and gave the right amount by mistake! (p, 208)
  • Eva has a hysterical panic attack when she thinks Schreiber is about to pull a gun on Franz, leaping to her feet, screaming, making the two men themselves panic, knock over furniture, Schreiber hares off down the stairs, two men from the café come up to find out what one earth the noise is about, the landlady eventually comes in and throws a bucket of water over Eva to calm her down and now, finally calm and quiet, the soaking Eva softly says: ‘I want a roll’, and the two men from the café laugh (p. 246)
  • Franz amuses a young woman named Emmi. When she asks where his other arm is, he says his girlfriend is so jealous, he leaves it back home with her as a pledge that he’ll return. And goes on to say he’s taught it tricks: it can stand on the table and give political speeches: ‘Only he who works shall eat!’ (p.258)
  • Franz is joshing with some younger blokes down the pub. ‘As the Prussians used to say: hands on the seams of your trousers! And so say we, only not on your own!’ (p.261)
  • Franz is in a getaway car with the Pums gang after pulling a job. The driver accidentally runs over a dog and is really upset. Reinhold and Franz roar with laughter at the bloke being so soft-headed. The man says: ‘A thing like that brings you bad luck’. Franz nudges the bloke next to him and says: ‘He means cats’ and everybody ‘roars with laughter’ (p.336)
  • Reinhold pays Mieze a visit when Franz is out and flirts with her, rather intimidatingly. She asks him if he hasn’t got any work to do rather than lounging round with her. he replies: ‘Even the Lord sometimes takes a holiday, Fräulein, so we plain mortals should take at least two.’ She replies: ‘Well, I should say you’re taking three,’ and they both laugh (p.344)
  • Reinhold keeps pestering Franz to tell him about his new girl (Mieze), saying it does no harm to describe her, does it? Franz admits, ‘No, it doesn’t harm me, Reinhold, but you’re such a swine,’ and they both laugh. (p.347)
  • In a bar, three companions are drinking and joking. One says: An aviator walks onto a field, and there’s a girl sitting there. Says he: ‘Hey, Miss Lindbergh, how about some trick-flying together?’ Says she: ‘My name isn’t Lindbergh, It’s Fokker,’ and the three ‘roar with laughter’ (p.381)
  • Some detectives come snooping the Alexander Quelle club. Two boys who’ve recently escaped from a reformatory are sitting chatting with the tinsmith. He has papers but they don’t, all three are ordered to the local police station where the boys immediately blab about what they’ve been up to. Ten the sops reveal they had no idea who they were and weren’t particularly looking for them. Damn, says the boys. ‘In that case we wouldn’t have told you how we hooked it’, and they all laugh together, boys and cops (p.385)
  • The chief doctor in charge of Franz’s treatment in the mental institution listens to his two juniors squabbling about theories and ways to treat their catatonic patient, then gets up, laughs heartily and slaps their shoulders (p.450)

Setting them down like this I can appreciate that some of them are funny, I suppose. My negative perception is coloured by the often brutal or cruel remarks which jostle around them.

And in any case, old jokes are difficult to recapture even in English novels from the 1920s and 30s, let alone jokes in a foreign language, from the vanished world of 1920s Berlin.

And at least there is some humour in Alexanderplatz, unlike the solemn, philosophico-hysteria of the Hermann Broch trilogy I just completed.

Summary

All that said, Berlin Alexanderplatz is a quite brilliant novel which gives you a vivid panoramic impression of 1920s Berlin and more insight into Germany and German-ness than anything else I’ve ever read.

It is full of Weimar touches (the crippled war veterans, the legless man moving around on a wheeled trolley, the immense amount of prostitution, the pretty young things entertaining rich old sugardaddies, the casual sexual partners and the casual bisexuality of Reinhold, the threat of violence in the street from either the communists or the swastika-men, the hectic sense of things being hustled along given by the inclusion of newspaper headlines and events) which really do make it read like a verbal equivalent of classic Weimar Republic artists like George Grosz and Otto Dix.

Twilight by George Grosz (1922)

Credit

Berlin Alexanderplatz was published in Germany in 1929. This translation by Eugene Jolas was published as Alexanderplatz by Martin Secker in 1931. All references are to the 1979 Penguin paperback translation.





Related links

20th century German literature

  • The Tin Drum by Günter Grass (1959)

The Weimar Republic

German history

The Realist (1918) by Hermann Broch (1931)

Incapable of communicating himself to others, incapable of breaking out of his isolation, doomed to remain the mere actor of his life, the deputy of his own ego – all that any human being can know of another is a mere symbol, the symbol of an ego that remains beyond our grasp, possessing no more value than that of a symbol; and all that can be told is the symbol of a symbol, a symbol at a second, third, nth remove, asking for representation in the true double sense of the word. (p.497)

1. The cast
2. A more accessible layout
3. The plot
4. ‘Modernist’ techniques
5. Broch’s pseudo-philosophy
6. Humourless hysteria
7. Drawing strands together

The Realist (1918) is the third in Austrian writer Hermann Broch’s trilogy, The Sleepwalkers. At nearly 300 pages in the Vintage paperback edition it is almost twice as long as the first two novels put together.

The first two novels started out as realistic accounts of a handful of characters, featuring very vividly drawn settings and events, which slowly became more long-winded and hysterical, bloated with the religio-philosophical speculations of their chief protagonists which are mingled with their psychological obsessions and idées fixes into a complicated and sometimes confusing brew.

The Realist has more characters than the previous books, and more systematically deploys the different styles or registers of Broch’s writing, from the purely descriptive, through the psychological delineation of character, to – at the highbrow end – sections of pure philosophy and cultural critique. First, a look at the characters.

1. The cast

1. The Realist is Wilhelm Huguenau. He was approaching his thirtieth birthday when the Great War broke out. Quickly we skim over the years Huguenau spent waiting to be called up, then his conscription and training in 1917 and his first experiences in the trenches on the Western Front, lined with human excrement and flooded with rain and urine.

This is all dealt with briskly because the point is that on his first evening Huguenau promptly climbs over the lip of the trench and goes absent without leave. He is a handsome, smooth-talking man who grew up in Alsace on the border between Germany and Belgium and so is able to present himself to suspicious peasants and to a devout pastor who puts him up for a while, as an innocent man reluctantly dragooned into the army. He is a chancer with a beaming, friendly face and a ready smile on his lips (p.346). Surprisingly, though, he is stout and short (p.513), ‘a round, thickset figure’ (p.535). Possibly because Broch intends us to despise him as a symbol of the self-centred, go-getting corruption of the modern age.

2. Ludwig Gödicke is 40. He was a bricklayer before he was called up to the Landwehr. He was buried alive in a front line trench by shellfire. When the ambulancemen dug him out they couldn’t tell whether he was alive or dead and so had a bet on the matter, it’s only because of the random decision to have a bet that they didn’t fling him back in the hole but instead take him to a field hospital where he hovers between life and death as his soul slowly reconstitutes itself in anguish (p.351). (If this were an English novel he would recover from his ordeal; because it is a German novel by a German author, Ludwig has to reconstitute a soul which was atomised by his near-death experience and rebuild it fragment by fragment, a process described in immense detail.) For even though his body is repaired, it turns out that Ludwig’s soul is an unbuilt house which he must reconstruct one brick at a time. Meanwhile, in total silence he hobbles on crutches around the hospital grounds (p.383).

3. Lieutenant Jaretzki is in military hospital, almost the whole of his left arm swollen and infected by gas. The doctors discuss the need to amputate the arm before the infection reaches his torso, and then go ahead. Jaretski takes it pretty philosophically and discusses with one of the doctors whether to try and get a job in an engineering firm or simply volunteer to return to the front where he can be shot and get it over with.

4. Huguenau has by now travelled south away from the front and arrived at a sleepy little town in the valley of a tributary of the Moselle. He has spent the last of his money on smart clothes and a haircut and sets about coming up with money-making schemes. He visits the ramshackle office of the local newspaper, the Kur-Trier Herald, where the seasoned Broch reader has a surprise. For this ailing local paper is edited by none other August Esch, the former book-keeper who was the protagonist of this book’s prequel, The Anarchist (p.356). Esch inherited the newspaper and the buildings it occupies in a legacy, and it is 15 years since we last saw him (in 1903). But he is just as short-tempered and irascible, blaming the military censorship for preventing him publishing the truth, quick to take offence at anyone or anything. We meet his wife, one-time Mother Hentjen, who we last saw on the eve of their marriage, being joylessly ravaged every evening and who Esch occasionally beat when his anger got the better of him. He is tall and lean, with ‘long lank legs’ (p.513).

5. Later, at dinner in the hotel he’s staying in, Huguenau is promoted by devilry to approach the old, grey-haired Major dining nearby, who (he is informed) has authority for the region. For no particular reason, Huguenau finds himself denouncing Esch to the Major, accusing Esch of unpatriotic activities, and claims he’s been sent by higher authorities to carry out an investigation. Intimidated by this smart and confident young man, the old Major blusters and says he’ll introduce Huguenau to some of the local worthies who foregather in the hotel bar on Friday nights. Since Broch is obviously partial to reviving characters from the earlier novels, I immediately suspected that this white-haired and dim old military man might turn out to be Joachim von Pasenow from the first novel, thirty years later… And indeed this suspicion is confirmed in chapter 33 (p.418). Welcome back dim and confused old friend.

6. Hanna Wendler lazily wakes up in ‘Rose Cottage’, stroking her breast under her silk nightclothes before drifting off to sleep again and waking later. She imagines herself as the subject of a rococo painting, or like Goya’s painting of Maja. Presumably these references indicate her social class i.e. educated, upper middle-class. She has a son and several servants. We then learn that her husband, Dr Heinrich Wendling, is a lawyer, and that her listlessness is explained by the fact that he has been absent on the Eastern Front for two years (p.363).

7. Marie is a young Salvation Army girl in Berlin. Her sections are narrated by a first-person narrator who gives eye-witness descriptions of Marie’s life in Berlin in the final months of the war. In chapter 27 we learn that this narrator is Bertrand Müller, Doctor of Philosophy (p.403). That bodes badly. More philosophy, that’s the last thing we need.

8. Disintegration of Values And there’s a recurring section told by another first-person narrator which does nothing but lament the decline and fall of ‘our times’ and ‘the horror of this age’ (p.389) in an irritatingly ‘Disgusted of Tunbridge Wells’ sort of way. For this moany old devil ‘this age’ is ‘softer and more cowardly than any preceding age’ (p.373) and don’t get him started on ‘modern architecture’, surely no former age ever greeted its contemporary architecture with such dislike and repugnance (p.389), the architecture of ‘our time’ reveals ‘the non-soul of our non-age’ (p.390).

I got the sense that this narrator or voice is not intended to be Broch’s, it is more self-consciously preening, exaggeratedly that of an aesthete who is happy rattling on about how this or that architectural style reveals ‘the spirit of the age’ etc. These passages might have been immensely useful if they had actually referred to specific buildings or types of architecture current either when the novel is set (1918) or when Broch was writing it (late 1920s). But they don’t. They are very long and curiously empty.

Anyway, we eventually learn that these passages are written by the character Bertrand Müller, and are part of an extended thesis he’s writing (p.439). That explains their über-academic style.

2. A more accessible layout

So that’s the main cast of eight or so characters who are each introduced in the first 20 or so pages, and the next 200+ pages tell us their stories as their lives unfold and, occasionally, intersect.

Apart from being double the length of its predecessor novels, the other immediately distinctive physical thing about The Realist is that it has chapters – lots of them, about 90 chapters, often only a few pages long.

This is in striking contrast to the previous books which were divided into just a handful (4 or 5) of very long acts or divisions. Admittedly these were then broken up into ‘sections’ indicated by breaks in the text, but The Realist is something new. The chapters consciously cut between the characters with each chapter focusing on a different character and on a specific action (or specific topic of waffling burble, in the case of the Disintegration of Values chapters) and is short and focused.

This makes The Realist infinitely more readable than its predecessors with their pages after pages after pages of solid text, sometimes disappearing into such extended passages of religio-philosophy that the reader gets lost and confused.

By contrast, in this book you are never more than a page away from a new chapter and, because they mostly focus on short sharp scenes, the result is much more vivid.

Also, whereas in the previous two novels almost all the dialogue was buried in huge blocks of undifferentiated prose, here the passages of dialogue are broken up so that each new bit of the dialogue, even if it’s only a sentence long, has a new paragraph – the standard way of laying out dialogue in most novels.

Sounds trivial but just these two typographic changes make The Realist look and feel much, much closer to the ‘normal’ type of novel you and I are used to reading.

3. The plot

Huguenau inveigles himself with Esch and gets the local worthies to form a business consortium which partly buys Esch out of the newspaper, installing Huguenau as editor and giving him accommodation in Esch’s house where is daily fed by Esch’s wife, the shapeless, silent hausfrau Gertrud (Mother Hentjen of The Anarchist, 15 years on).

Despite this Huguenau also wants to suck up the local military authority, Major von Pasenow. Now we know, from having followed him for 150 pages in The Romantic that von Pasenow is a moron who consistently fails to understand everything around him and this is what happens when Huguenau writes a cunning clever letter to the Major accusing Esch of consorting with traitorous types i.e. going to a beer cellar with a few mates and discussing how the war is going badly and whether it’s likely to end. Huguenau miscalculates because von Pasenow is too dim to be suspicious of Esch but instead is (rightly) suspicious of Huguenau’s motives in sending the letter.

Ludwig Gödicke attends the funeral of a well-liked young soldier who’d been in the hospital as Gödicke. the funeral prompts Gödicke to utter his first words and he tries to climb down into the open grave. Huguenau attends the funeral so the reader begins to realise that all these characters are in the same town.

Huguenau is bored of editing the newspaper which, after all has little or nothing to put in it. He has a brainwave, which is to set up a patriotic charity. That Friday he corrals the local worthies into setting it up, naming it the Moselle Memorial Association. He also has the idea of setting up an ‘Iron Bismarck’ in the town square, the name Germans gave to blocks of wood they set up and then citizens hammered nails into, whilst making a contribution to the fund/charity.

Sucking up to the Major, Huguenau had invited him to contribute an article to the Kur-Trier Herald, so the Major wrote an extended sermon with many quotes from the Bible. This has a powerful impact on Esch, who sets up a Bible Study group and asks the Major to lead it. Here, as everywhere else in the trilogy, there is a complete absence of irony or wit or self-awareness or charity or sympathy or kindness. Esch and von Pasenow bark at each other like dogs.

The young soldier who died in the hospital, his brother is the meek and mild watch-repairer Samwald, who takes to visiting the hospital, repairing watches for the staff and inmates, and strangely drawn to the silent Gödicke. They often sit on a bench in the sun in silence. One day Samwald takes Gödicke by the hand into the town and to the editorial offices of the Kur-Trier Herald, up a ladder in a sort of farm courtyard. Samwald, it turns out, is part of Esch’s Bible Studies group.

A strange scene where the Major, Esch, Frau Esch and Huguenau sit round chatting, described in the format of a play script, in which the Major and Esch talk nothing but religious salvationism / theology, and all four end up singing a Salvation Army hymn.

A Celebration drink and dance in a biergarden, where many of the characters, plus the three or four named doctors who are treating Gödicke (doctors Kessel, Kühlenbeck, Flurschütz) and the nurses (Sister Mathilde, Sister Clara) mix and mingle. I wish I could say there was one shred of humour, banter, repartee or warmth in this scene, but there isn’t.

Major von Pasenow attends the Bible Group led by Esch. Like all the other religious meetings, it is hysteria-ridden, dominated by imagery of death, the grave, the Evil One and so on. Broch’s depiction of German religious believers is terrifying because they are constantly at an extremity of horror and terror.

Basically, Huguenau tries a variety of tactics to incriminate Esch in the eyes of the Major in order, I think, to have him locked up as a traitor so Huguenau can inherit the whole of the newspaper, printing press and buildings. However, this is never going to happen because Esch and von Pasenow share the same morbid, over-excitable morbid Christian hysteria. Here’s a brief look inside Major von Pasenow’s mind.

Yet strong as was the effort he made to bring his thoughts under control, it was not strong enough to master the contradictory orders and service instructions before him; he was incapable of resolving the contradictions. Chaos was invading the world on every side and chaos was spreading over his thoughts and over the world, darkness was spreading, and the advance of darkness sounded like the agony of a painful death, like a death-rattle in which only one thing was audible, only one thing certain, the downfall of the Fatherland – oh, how the darkness was rising and the chaos, and out of that chaos, as if from a sink of poisonous gases, there grinned the visage of Huguenau, the visage of the traitor, the instrument of divine wrath, the author of all the encroaching evil. (p.582)

Meanwhile, the stories of other characters advance. I found it hard to understand the Berlin scenes. The first-person narrator, Bertrand Müller, appears to be living in a boarding house with various Jews, old and young. He has an antagonistic relationship (as far as I can tell every single relationship in all three books is antagonistic; nobody seems to just get on with each other) with an elderly scholarly Jew, Dr Samson Litwak and also, in some obscure way, appears to be supervising or looking over a burgeoning relationship between the Salvation Army girl, Marie, and a young Jewish man Nuchem Sussin.

And Hanna Wendler’s husband, the long-absent lawyer and lieutenant in the army, Heinrich, turns up on leave. Here Broch is on form, describing the strangeness of her attitude to him, her sense of distance from herself, her sense that everything she experiences is somehow secondary. Plus, they appear to have a classy and erotic sex life (p.539).

History has been ticking along in the background. As in the other novels Broch has subtly indicated the passage of the seasons from spring through a glorious high summer and into autumn. Except this time the year in question is 1918 so we know that the year is not going to end well for the German side and the German characters.

In October Huguenau is finally caught out. His name appears on a long list of deserters distributed to local authorities which ends up on Major von Pasenow’s desk. Pasenow is dim and dense, which is why he is scared and overcome with horror much of the time – he just doesn’t understand the world. So it is characteristic that a) he’s not sure he’s read the list properly b) he is then crushed by indecision as to what to do about it during which – instead of acting decisively, he characteristically invokes the horrors of the universe and the terror of the Antichrist and sees Huguenau as a great devil and traitor who is responsible for Germany’s defeat – in other words exactly the kind of hysterical over-reaction we’ve come to expect from a Broch character.

When the Major finally calls Huguenau in to explain himself, the portly little man immediately goes on the offensive, making up a story that his papers were taken off him when he was chosen for intelligence work in this town and he’s been waiting ever since for them to catch up with him, you know what army bureaucracy is like.

The Major doesn’t really believe this brazen bluff, but he is so ineffectual that he doesn’t know what to do next. After Huguenau has strolled out, bold as brass, Major von Pasenow is so overcome with despair at his role in consorting with a traitor etc, that he gets his service revolver out of a drawer, with thoughts of shooting himself there and then.

This is the kind of hysterical over-reaction which is so typical of Broch’s characters throughout the trilogy.

Meanwhile, back at the printing press some of the workmen Huguenau employs to work the press are a bit surly and mumbling about the low wages he gives them. News of the Bolshevik revolution has of course been in the press for over a year, but now there’s talk of class war spreading among German workers. So that evening Huguenau makes the strategic move of going along to the local bierkellar and tries to ingratiate himself into the workers’ (Lindner, Liebel) good graces.

I think Huguenau is intended to be a cynical, amoralist whose ruthless concern for number one and paring away of all unnecessary moral restrictions is strongly to be deprecated, but I admire his inventiveness and his chutzpah.

Then the war ends and there is anarchy. Broch describes ‘the events’ of 2, 3 and 4 November in the little town, namely attacks by armed workers on the barracks and the prison. Huguenau had been deputised by the military authorities, handed a gun and told to defend a bridge but when a crowd of armed workers approaches, he quickly joins them and leads the attack on the prison. His euphoria turns to nausea when he sees one of the prison warders dragged out of hiding by the mob and set upon, pinned to the ground and beaten with an iron bar. He flees.

Down the pub the workers had mentioned a new lung disease which has carried off several friends. They joke about it being the Apocalypse. We, the readers, know it is the great Spanish flu pandemic of 1918. Now we see sexy and semi-detached Hanna Wendler in bed with a fever. The explosion in the barracks blows in the windows of her house and she takes shelter in the kitchen with the servants and her son.

Esch sets off with his gun towards the prison but sees the mob coming and hides. Then he hears a crash and returns to find the mob have made the Major’s car crash into a ditch, rolling on its side, killing the driver and a soldier. With another soldier he manages to lift the car and extract the body of the Major, still breathing but unconscious. When he comes too, he can’t move but babbles something about a horse which has fallen, broken its leg and needs to be shot. The reader remembers that this refers to an incident from von Pasenow’s boyhood when he had an accident with his brother Helmuth’s horse, which had to be put down (p.611).

Huguenau rushes back to the buildings with his precious printing press and finds it is solid and untouched, but the living quarters he shares with Herr and Frau Esch have been wrecked by the mob. She emerges weeping from the wreckage, they are both unsettled by the chaos around them and before they know it she is unbuckling her corsets and they fall onto the sofa and have sex.

Meanwhile Eash tends the semi-conscious Major, gets one of the soldiers who’d been in the car to help carry him back to his house, the printworks and his rooms in the courtyard. Here Esch carefully carries the Major into a basement, lays him on a rug, quietly closes the trapdoor and sets off back to the scene of the crash to help the other wounded soldier.

He doesn’t know that Huguenau has spied him from up in the house and now follows him silently through the streets of the town, garishly lit by flames from the Town Hall which the rioters have set on fire. Beaten survivors stagger past them. In a dark street Huguenau leaps forward and bayonets Esch in the back. The stricken man falls without a sound and dies face down in the mud.

Oh. Maybe I don’t admire Huguenau’s cheek and chutzpah. He was more sterotypically German than I had realised. He is a brute. He has turned into Mack the Knife.

A looter climbs the wall to break into Rose Cottage but is repelled by the ghostly sight of Hanna Wendler sleepwalking towards him. She is helped back into the house by the servants. Next day she dies of flu complicated by pneumonia (p.616).

Huguenau saw Esch place the Major in the potato cellar. Now Huguenau goes down into it and tends the Major. The latter can’t speak or move, but this doesn’t stop Huguenau delivering a lengthy diatribe about how badly he’s been treated, and tenderly caring for him by fetching milk from a distraught Frau Esch. The tender care of a psychopath.

The final Disintegration of Values chapter asserts that cultures are created out of a synthesis or balance of the Rational and the Irrational. When a balance is achieved, you have art and style (I think he thinks the Middle Ages was just such a period; the author of the Disintegration chapters appears to think the Middle Ages was the high point of integrated belief system and society, and the Renaissance inaugurated the rise of the Individual, individuals who tend to develop their own ‘private theologies’, and it’s been downhill ever since).

Then the two elements expand, over-reach themselves. The triumph of the Irrational is marked by the dwindling of common shared culture, everyone becomes an atom. This three-page excursus leads up to presenting Huguenau as an epitome, an embodiment of the Disintegration of Values of Our Time.

As if to ram home the Author’s Message, the narrator then goes on to quote a letter Huguenau wrote some time later from his home town, in his ornate, correct and formal way bullying Frau Esch (whose husband he murdered, and who he raped) into buying the shares in the newspaper company which Huguenau had fraudulently acquired off Esch at the start of the novel. He is, in other words, a heartless swine.

And Broch rams home his Author’s Message by pointing out that none of his colleagues in the business community would have seen anything wrong with the letter or the scheming way Huguenau ran his business or married for convenience an heiress and promptly adopted her family’s Protestant beliefs.

Broch appears to think the worst thing about late 1920s Germany was slippery businessmen. Wrong, wasn’t he? Less than a year after this book was published, Hitler came to power.

And the book ends with a kind of 16-page philosophical sermon which, as far as I can tell, extensively uses Hegel’s idea of the Dialectic, the opposition of thesis and antithesis – in this case, the Rational and the Irrational – to mount a sustained attack on Protestantism, communism and business ethics as all fallings-away from the true teachings of the Roman Catholic Church, the One True Church, the home of all true values, from which man has fallen into a wilderness of alienation.

In other words, Broch appears to have been as Roman Catholic a novelist as Evelyn Waugh or Graham Greene, only – being German – his characters are much more brutish, angry and violent and – being German – his philosophical moments are couched in the extraordinarily bombastic and impenetrably pretentious verbosity of German Idealist philosophy.

In the last pages we don’t hear anything more about the various characters – Frau Esch, the Major, Ludwig Gödicke, Lieutenant Jaretzki, the doctors or nurses and so on. The novel ends on a sustained hymn to a kind of Hegelian Catholicism.


4. ‘Modernist’ techniques

All the commentaries on Broch associate him with the high Modernism of James Joyce, and emphasise that The Realist uses funky ‘modernist’ techniques such as having more than one narrative voice i.e. a few of the chapters feature a character speaking in the first person – and that in the classic modernist style it’s a collage including other ‘types’ of texts, including a newspaper article, a letter, all the Disintegrated Values chapters which are, in effect, excerpts from a work of philosophy, and excerpts from a long poem in rhyming couplets which pop up in the Marie in Berlin chapters, and at one point turns into a script with stage directions and only dialogue (pp.497-505).

This sort of thing happens a dozen times but, frankly, it’s chickenfeed compared to Ulysses, it’s barely noticeable as experimentation, since all these techniques were incorporated into novels generations ago – incorporating letters and journal entries was done by Daniel Defoe in the 1720s – a lot of the earliest novels were written entirely in the forms of letters – so we have read hundreds of novels which are at least if not more ‘hypertextual’ without any song and dance. Put another way, the reader barely notices these supposedly ‘modernist’ aspects of the text.

By far the more salient aspect of the book, as of its predecessors, is its inclusion of huge gobbets of religio-philosophical speculation.

5. Broch’s pseudo-philosophy

By this time I had formed the opinion that Broch is at his weakest when he launches into prolonged passages about human nature and the human soul and ‘the soul of the age’ and ‘the spirit of our times’ etc etc. In case you think I’m exaggerating, here’s a little taste of one of the Disintegration of Values chapters:

War is war, l’art pour l’art, in politics there’s no room for compunction, business is business – all these signify the same thing, all these appertain to the same aggressive and radical spirit, informed by that uncanny, I might almost say that metaphysical, lack of consideration for consequences, that ruthless logic directed on the object and on the object alone, which looks neither to the right nor to the left; and this, after all, is the style of thinking that characterises our age.

One cannot escape from this brutal and aggressive logic that exhibits in all the values and non-values of our age, not even by withdrawing into the solitude of a castle or of a Jewish dwelling; yet a man who shrinks from knowledge, that is to say, a romantic, a man who must have a bounded world, a closed system of values, and who seeks in the past the completeness he longs for, such a man has good reason for turning to the Middle Ages. For the Middle Ages possessed the ideal centre of values that he requires, possessed a supreme value of which all other values were subordinate: the belief in the Christian God. Cosmogony was as dependent on that central value (more, it could be scholastically deduced from it) as man himself; man with all his activities formed a part of the whole world-order which was merely the reflected image of an ecclesiastical hierarchy, the closed and finite symbol of an eternal and infinite harmony. The dictum ‘business is business’ was not permitted to the medieval artist, competitive struggle being  forbidden to him; the medieval artist knew nothing of l’art pour l’art, but only that he must serve his faith; medieval warfare claimed absolute authority only when it was waged in the service of the faith. It was a world reposing on faith, a final not a causal world, a world founded on being, not on becoming; and its social structure, its art, the sentiments that bound it together, in short, its whole system of values, was subordinated to the all-embracing living value of faith; the faith was the point of plausibility in which every line of enquiry ended, the faith was what enforced logic and gave it that specific colouring, that style-creating impulse, which expresses itself not only in a certain style of thinking, but continues to shape a style characterising the whole epoch for so long as the faith survives.

But thought dared to take the step from monotheism into the abstract, and God, the personal God made visible in the finite infinity of the Trinity, became an entity whose name could no longer be spoken and whose image could no longer be fashioned, an entity that ascended into the infinite neutrality of the Absolute and there was lost to sight in the dread vastness of Being, no longer immanent but beyond the reach of man. (pp.146-147)

The infinite neutrality of the Absolute. The dread vastness of Being. They’re certainly what you want to read about in a novel.

There’s more, lots and lots more, hundreds of pages more just like this. I can see four objections to the acres of swamp prose like this.

  1. Aesthetically, it is out of place to swamp a novel with tracts of philosophy. If you want to write philosophy, put it in a philosophy essay or book. In a sense putting it in a novel is cheating because here a) it’s not going to be judged as pure philosophy by your professional peers b) if there are errors or inadequacies in it you can always explain them away saying that’s a requirement of its fictional setting.
  2. It destroys the rhythm of the stories of the actual characters, you know, the things novels are usually written about.
  3. Most damning, it’s not very original. To say that society was more integrated and authentic in the Middle Ages is one of the most trite and hackneyed pieces of social criticism imaginable. Victorian cultural critics from Disraeli to Carlyle were saying the same sort of thing by the 1840s, 90 years before Broch.
  4. So to summarise, these are hackneyed, clichéd ideas served up in long-winded prose which translates badly into English, and interrupt the flow of the narrative.

In the second book in the trilogy, The Anarchist, I initially thought the religio-philosophical musing belonged solely to the character Esch, but then the narrator began launching into them unprompted and separate from his characters, and I began to have the horrible realisation that Broch himself appears to believe the pompous, pretentious, Christian pseudo-philosophy he serves up, hundreds of pages of it:

Is it this radical religiosity, dumb and striped of ornament, this conception of an infinity conditioned by severity and severity and by severity alone, that determines the style of our new epoch? Is this ruthlessness of the divine principle a symptom of the infinite recession of the focus of plausibility? Is this immolation of all sensory content to be regarded as the root-cause of the prevailing disintegration of values? Yes. (p.526)

Therefore I (initially) liked The Realist because these kinds of passages were hived off to one side in chapters which were clearly marked Disintegration of Values, so they were easy to skim read or skip altogether (after a close reading of half a dozen of them revealed that they had little or nothing of interest to contribute to the book).

6. Humourless hysteria

It is hard to convey how cold, charmless and humourless these books are. The tone is monotonous, departing from a flat factual description only to switch from brutal to homicidal, via paranoia and hysteria.

For example, Huguenau gets his new war charity to organise a drink and dance celebration at the Stadthalle. Most of the characters are present, plus local worthies and their wives, there is drinking, there is flirting, there is dancing. Now almost any novelist you can imagine might have made this the opportunity for humour, but not Broch. For him it is a trigger for the religious hysteria and psychopathic righteousness of Major von Pasenow.

Sitting at his table watching the dancers mooch around the dance floor, the Major has a nightmare vision. Filled with ‘growing horror’ he becomes convinced that the sight of people dancing and having a good time in front of him is a vision of ‘corruption’, every face becomes a ‘featureless pit’ from which there is no rescue. From these grotesquely adolescent immature thoughts arises the wish to ‘destroy this demoniacal rabble’, ‘to exterminate them, to see them lying at his feet’ (p.515).

And all this is prompted by a town dance, a relaxed and happy social event. But in this Broch character it triggers a kind of mad, religiose hysteria.

At times the madness of many of these characters is terrifying, not because they’re scary, but because behind them rise the shadows of Warsaw and Lidice and Oradour-sur-Glane and all the other places and populations which Broch’s humourless, hysterical, hell-bent fellow Germans set about destroying and exterminating just a few years later.

(And it’s a reminder why The Romantic, the first book in the trilogy which focuses on Joachim von Pasenow’s increasingly hysterical religious mania, is such a hard read. And also why these books are emphatically not ‘the portrait of a generation’ or an entire society, but cameos of a handful of religious nutcases and psychopaths.)

7. Drawing strands together

The volume containing all three novels is a long book. The reader has to process much information, and information of different types – from descriptions of individual landscapes and scenes, to the cumulative impression made by characters major and minor, through to the two major obstacles of 1. extended descriptions of the weird, deranged psyches of major characters e.g. both von Pasenow and Esch, and 2. in the Realist, extended passages of philosophical speculation and/or cultural criticism (about the artistic bankruptcy of ‘our age’).

I’ve tended to emphasise the problems and the longeurs, but there are many many pleasurable moments to be had, moments of subtle psychological insight and descriptions of rooms, city streets and landscapes.

And one of the pleasures is that Broch has gone to some pains to sew threads into the text, to litter it with reminiscences and echoes. Having slogged through all three books, recognising these is like seeing stars in the sky.

For example, at a musical concert, the elderly Major von Pasenow mentions the music of Spohr and we remember that it was a piece by Spohr which his wife-to-be, Elisabeth, played when Pasenow visited her and her parents in the summer of 1888 in the first novel (p.93)

In another fleeting moment Pasenow uses a phrase about love requiring a lack of intimacy and familiarity, which we recall his cynical, worldly friend Eduard Bertrand using in the first novel.

A little more than fleeting is the major echo event when the (as usual) confused and perplexed von Pasenow has his interview with Huguenau during which he fails to know what to do about Huguenau being a deserter, collapses in self-loathing and despair and gets out his service revolver to shoot himself. First he tries to write a suicide note but, characteristically useless even at this, presses the pen so hard he breaks the nib, and when he next tries to dip it in the ink pot, spills the pot releasing a stream of black ink all over his desk (p.585).

The reader remembers that this – trying to write a letter, breaking the nib and knocking over the ink pot – is exactly what his father did in his fury when Joachim refused to come back from Berlin and take over the running of the family farm in the first novel (pp.104-5). The echo extends even to the words: old Herr von Pasenow in the first book is found spluttering ‘Out with him, out with him’ about his son, while 500 pages and thirty years later his son is found spluttering exactly the same words, about Huguenau, ‘Out with him (p.584).

These moments remind you that, beneath the philosophical verbiage and tucked between the characters’ often hysterical over-reactions and blunt aggressive dialogue, there is actually a novel, a work of fiction about characters.

If Broch submitted this to a modern editor I suspect they’d tell him to delete all the philosophy. But the philosophical sections and the regular philosophical meditations on the thoughts and ideas of his characters, are largely what characterise the book.

The problem is that almost all the ‘philosophy’ is bunk. It rotates around ideas of God and the Infinite and the Absolute which might resonate in a country with a strong tradition of Idealist philosophy (i.e. Germany) but which means nothing to an Anglo-Saxon reader. E.g:

‘Hegel says: it is infinite love that makes God identify Himself with what is alien to Him so as to annihilate it. So Hegel says… and then the Absolute religion will come.’ (p.624)

I reread the novels of Jean-Paul Sartre not so long ago. Sartre starts from a not dissimilar position from Broch, his characters plagued with an unusual, hallucinatory, highly alienated relationship with reality. The difference is that out of his intensely alienated relationship with ‘reality’ and language, Sartre created an entirely new worldview, expressed in a difficult-to-understand but genuinely new philosophy.

Broch, through his characters and his long-winded investigations of alienated mental states, starts from a similar place but his philosophy reaches back, back, back, to the German Idealist tradition and, above all, to a kind of troubled Catholic Christian faith which he and his confused characters circle round endlessly, like moths round a flame.

Sartre is forward-looking, Broch is backward-looking. Sartre is still read, quoted and studied; Broch is largely forgotten.

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume, first published in 1996.


Related links

20th century German literature

The Weimar Republic

The Romantic by Hermann Broch (1931)

It was only fragments of the past that fleetingly emerged, and important and trivial things flowed chaotically through one another… (The Romantic, page 11)

Hermann Broch (1886 – 1951) is considered one of the major European Modernist authors. He was born in Vienna to a prosperous Jewish family and worked for some time in his family’s factory. In 1909 he converted to Roman Catholicism and married Franziska von Rothermann, the daughter of a knighted manufacturer. In 1927 i.e. aged 40, Broch sold the textile factory and decided to study mathematics, philosophy and psychology at the University of Vienna, and to pursue a full-time career as a writer. At the age of 45, in 1931, his first major literary work, the trilogy The Sleepwalkers, was published in Munich.

The Sleepwalkers consists of three medium-sized novels:

  • The Romantic (1888)
  • The Anarchist (1903)
  • The Realist (1918)

The dates are not my addition, they’re part of the formal, full titles of each novel, indicating:

  1. That each novel is, among other things, a portrait of its era
  2. That Broch is quite a schematic writer. Recall that he chose to study maths at university. Note that 1888 to 1903 is 15 years, and 1903 to 1918 is 15 years. So a span of 30 years. And it is symmetrical. And it is a trilogy, suggesting three points of focus…

Reading Hermann Broch

I read the trilogy in the English translation made by prolific translators Willa and Edwin Muir soon after the original German publication, back in the early 1930s.

There’s no getting round the fact that Broch is pretty difficult to read, for a number of reasons:

Long paragraphs Weaned on a hundred years of post-Hemingway minimalism, Anglo-Saxon readers are used to short sentences in short paragraphs. Whereas Broch – like Kafka – routinely deploys paragraphs which last an entire page, sometimes two, sometimes even more, so that the reader is confronted by what initially appears to be a wall of words.

In the modern Anglo-Saxon tradition, dialogue is broken up so that each exchange starts on a new line, making it visually and psychologically easy to follow. Not here. Extended dialogues are presented as unbroken blocks of text, which can make them hard to follow. If your focus drifts at all, it’s quite easy to find you’ve ‘read’ an entire page with absolutely no memory of what happened.

Long sentences The very long paragraphs contain some very, very long sentences. Routinely I got into the habit of having to reread entire paragraphs, and certainly some of the half-page-long sentences. Rereading helped them swim up into meaning.

The translation In almost every sentence there are ungainly and sometimes grammatically questionable turns of phrase.

Besides, visiting Berlin but twice a year, he had abundance to do when he was there. (p.11)

Perhaps his mother was really against his being sent to Culm, but one could put no dependence on her. (p.13)

Nevertheless she resolved to ask Joachim some time what was his birthday. (p.74)

Is this because German has such a different language from English, and the Muirs have stuck as close as possible to German word order? Or is it because Broch’s ‘Modernist’ German would be difficult even for a German speaker and the translators have tried to capture that difficulty?

There is no real way of knowing, but reading Broch is emphatically not like reading an English author.

Difficult descriptions Some of the text swims into view and suddenly you understand what is going on, who is talking, and what they’re saying. Then at other moments the text becomes blurry, describes the characters’ confused emotions or intuitions or misperceptions even, at moments (particularly when seen through the eyes of the central character, Joachim von Pasenow) what seem almost to be hallucinations.

Yet now suddenly everything had receded to a great distance in which Ruzena’s face and Bertrand’s could scarcely be told from each other. (p.56)

A lot of the time you’re not sure whether this is carefully calculated effect, or the cumulative impact of the long sentences in long paragraphs rendered into unidiomatic English. Is it you or him?

Stream of consciousness After a while I began to realise that, at least in part, it’s him i.e. it is a calculated effect. As you get used to Broch’s ‘background’ style, you begin to be able to make out passages where the characters have giddy, dizzy moments of misperception, the central character, Joachim von Pasenow, in particular being subject to all kinds of odd and confusing thoughts.

Things were as elusive as a melody that one thinks one cannot forget and yet loses the thread of, only to be compelled to seek it again and again in anguish. (p.114)

And you realise that at least part of Broch’s intention is to capture the flow of thoughts, and the evanescence of consciousness. Broch takes us into the mind of Joachim, and then of the two other central characters, in order to show us how multi-levelled consciousness is, and how often half-formed ideas or impressions float across our minds without ever coming into focus, often because we don’t want to fully acknowledge them.

Phenomenology I wonder what kind of philosophy Broch studied at the University of Vienna because this focus on trying to describe the actual processes of consciousness – the flavour of different thoughts, and the ways different types of thought arise and pass and sink in our minds – reminds me that Phenomenology was a Germanic school of philosophy from the early part of the century, initially associated with Vienna.

In its most basic form, phenomenology attempts to create conditions for the objective study of topics usually regarded as subjective: consciousness and the content of conscious experiences such as judgements, perceptions, and emotions. Although phenomenology seeks to be scientific, it does not attempt to study consciousness from the perspective of clinical psychology or neurology. Instead, it seeks through systematic reflection to determine the essential properties and structures of experience. (Wikipedia)

That’s not a bad summary of what Broch appears to be doing in this novel. Here’s how one character feels about ‘love’:

It was an almost joyful ground for reassurance that the feeling which she hopefully designated as love should have such a very unassuming and civilised appearance; one had actually to search one’s mind to discern it, for it was so faint and thin that only against a background of silvery ennui did it become visible. (p.70)

Just one example of from hundreds of a Broch character seeking, searching to define and make out feelings or ideas or notions which hover on the edge of consciousness or definition.

Novel of ideas The ‘novel of ideas’ is a notoriously slippery concept to define. This is more of a novel with ideas.

This is most obvious in the cleverest character, Eduard von Bertrand, who makes subtle, sophisticated or ironic speeches about love or religion or the notable speech about African Christians over-running Europe (see below).

But other characters also struggle to define and understand ideas. When Elisabeth is at home with her parents in the country there is a two- or three-page passage where she reflects at length on the special nature of her parents’ marriage, which includes a meditation on the true meaning of collecting, of making collections (to overcome death, p.71) and of age, which she experiences not as an idea but like a serpent stifling her consciousness.

Joachim spends his entire time trying to sort out his ideas about honour, duty, the army, the uniform and so on and, in the final third or so of the novel becomes obsessed with religious imagery, with a conviction of his own sinfulness and that God is punishing him (what for? well, that’s what he spends his time agonising about).

But the most philosophical character is the narrator. Personally I feel the novel gets off to a rocky start, we are introduced to too many characters in a quirky and almost incomprehensible way. But once it beds in, you are never more than a few pages from an extended description which tends to morph into ‘philosophical’ thoughts about many aspects of the quiet bourgeois style of life the book describes: the effect of the music Elisabeth plays in a piano trio (p.92) or an extended description of the landscaping of the garden round the Baddensens’ manor house, or so on.

It is not a novel of ideas in the sense that it proposes a massive concept of society like 1984 or is full of clever character sitting round discussing Important Subjects, as in an Aldous Huxley novel. It is more a novel which describes the complex feelings and intuitions of its characters which sometimes invoke larger ideas or notions. In one scene Elisabeth and her mother pay a visit to the von Pasenows. The conversation is getting a little rocky when the pet canary starts singing.

They gathered round it as round a fountain and for a few moments forgot everything else; it was as though this slender golden thread of sound, rising and falling, were winding itself around them and linking them in that unity on which the comfort of their living and dying was established; it was as though this thread which wavered up and filled their being, and yet which curved and wound back again to its source, suspended their speech, perhaps because it was a thin, golden ornament in space, perhaps because it brought to their minds for a few moments that they belonged to each other, and lifted them out of the dreadful stillness whose reverberations rise like an impenetrable wall of deafening silence between human being and human being, a wall through which the human voice cannot penetrate, so that it has to falter and die. (p.77)

There aren’t any real ‘ideas’ in this passage. Maybe it would be accurate to call it a kind of philosophically-minded description. A novel written by a philosophically-minded author. Not so much a novel of ideas as a novel of thoughtful descriptions.

The Romantic (1888) – plot summary, part one

So, I found the book quite difficult to get into because its style, layout, and approach are all alien to the super-accessible, Americanised prose we are all used to in 2020.

But, rather like getting into a cold swimming pool, if you persist, your body acclimatises to the style and you begin to grasp the basic structures of the novel, and on the back of that, to understand and appreciate what, after a while, you realise are moments of great beauty and sensitivity.

And you also come to realise that the book is built about sets of binary opposites with an almost mathematical precision (see my comment about schematic, above).

Joachim von Pasenow was sent by his landowning family to army cadet school aged ten (p.24), unlike his elder brother, Helmuth, who remained on the estate to run the family farm. The story opens with Joachim now aged about 30 (he has spent 20 years away from home, p.40), still in the army, a lieutenant (p.15) and about to be promoted to captain (p.89).

Town versus country Thus the brothers represent alternative destinies: Joachim lives in barracks in Berlin; Helmuth has stayed on the family farm in the country to help his ageing parents. So a basic binary in the novel is the contrast between urban people and values (‘you people who live in cities’) and rural lives and values (p.29).

One must not judge things merely from the standpoint of the city man; out there in the country people’s feelings were less artificial and meant more. (p.52)

But Joachim is not quite the representative of urban life I’ve just suggested. We soon get to know about a good friend of his who he met in the boy cadets and became a brother officer, Eduard von Bertrand. Bertrand quit the army and has become a businessman, a cotton importer (p.26), familiar with the Stock Exchange and the mysteries of banking and business ledgers. He has a

sureness and lightness of touch, and his competence in the affairs of life (p.147)

He has grown his hair curly (his ‘far too wavy hair’, p.51), wears smart suits, and has travelled widely, most recently to America, all qualities which Joachim mistrusts or actively despises.

So if Helmuth represents life back on the farm and Bertrand represents smart wheeler-dealer city life – then Joachim is the man in between – attracted but repelled by Bertrand’s stylish cynicism, equally attracted by his memories of simple life on the family farm, but repelled by the reality of his parents’ stultifying boredom and vulgarity.

The virgin versus the whore Same when it comes to women. Joachim’s father comes to see him in Berlin and the son is, reluctantly, obliged to take him to see the sights, which includes dinner at the Jäger Casino, where they come across two fancy women. (I think they’re high class prostitutes, but the social manners of the time being depicted and the elliptical way everyone refers to them don’t make it utterly clear.) Joachim’s father bluntly hands the dark-haired woman a 50-mark note with the apparent idea that he’s buying her for his son, but she suddenly runs off to cry with the lavatory attendant (?).

Joachim is, characteristically, disgusted by his father’s crudeness, but also haunted by the girl’s beauty and by the fleeting moment when she flirtatiously runs her hand over his close-cropped army haircut. His dad goes back to the farm, and Joachim spends days scouring the working class districts of Berlin with a half-formed intention to find the girl. One day she steps out of the crowd and into his life.

She is named Ruzena. She is not German but Czech, to be precise Bohemian (p.17), and speaks German badly (‘Not like you friend; he’s ugly man’) in a harsh staccato style.

Joachim takes Ruzena for lunch, then they take a carriage out to ‘the Havel’ – a park in West Berlin – she takes his arms under hers as they stroll beside the misty river, till it starts to rain and they take shelter under a tree where she leans against him. They kiss.

Back in Berlin he walks her to the door of her apartment where they kiss again, he turns and begins walking away, but turns again, runs up to her. She takes him upstairs and strips him and they have sex, for days afterwards he is haunted by the vision of her long black hair spread like a fan across her white pillow.

But – as usual – Joachim is conflicted. On his visit up to town, his father had suggested that Joachim pay court to the daughter of an aristocratic family in the neighbourhood, the Baddensens. She is named Elisabeth, who (to make things as simplistically symbolic as possible) is a posh, innocent blonde compared with Ruzena’s sensuous dark colouring. Elisabeth is the daughter of the Baron and Baroness von Baddensen, who live in the old manor-house on an estate at Lestow (p.24).

So Joachim is caught between the pure, angelic, blonde virgin of an eminent, rich family – or a raven-haired sex goddess, a courtesan who’s not even properly German, but has stolen his heart… or his loins, anyway.

Honour versus cynicism Yet another binary pairing occurs when Joachim’s elder brother is unexpectedly shot dead in a duel. a) In plot terms, since Joachim is now the only heir of the farm, his father wants Joachim to return to the land, to rural life with its illiterate peasants and simpler, Christian values. b) But in terms of the schema, Bertrand now grows in weight as a symbolic figure. He is given speeches praising city life, and deprecating rural values, especially rural – and by extension European – Christian faith.

In a striking speech he compares the waning of European Christianity with the passionate adherence of the African converts German and other European missionaries are making in Africa right now (1888). One day, Bertrand fancifully predicts, a great tidal wave of African Christians will sweep into a heathen Europe, reconverting it, and enthroning a black Pope in the Vatican (p.29).

The cause of Helmuth’s death wasn’t accidental. It was a duel, an old-fashioned duel, fought over ‘an affair of honour’ with a Polish landowner (though we never find out the precise cause).

So Helmuth’s straightforward ‘honour’ is compared & contrasted with Bertrand’s more worldly-wise cynicism. It’s not that Bertrand is a particularly fiery atheist, he is just a modern, successful business man who doesn’t understand how such 17th century values as duels and ‘honour’ have lived on into the age of trains and factories (p.51).

The character of Joachim von Pasenow

And, as usual, Joachim is the man in between, caught between his brother’s impeccable rectitude, which he himself feels was excessive, but repelled by Bertrand’s casual dismissal or at least questioning of it.

It is this aspect of being a man caught in between two worlds which really defines Joachim’s character, and the phrase ‘two worlds’ occurs a number of times in his internal monologues. He is perpetually uneasy.

During the last few days he had become uncertain about many things, and this in some inexplicable way was connected with Bertrand; some pillar or other of life had become shaky… and there had grown within him a longing for permanence, security and peace. (p.31)

Joachim, the man in the middle of all these binary opposites, could, I suppose have been wise and witty, or brisk and soldier-like – but instead he comes over as neurotic and tense, so profoundly confused, about even simple things like who he’s walking behind in the city streets, ‘so susceptible to this feeling of insecurity’, that the reader starts to think he must be having a nervous breakdown.

For a moment everything was confused again and one did not know to whom Ruzena belonged… (p.56)

Joachim is easily confused. He doesn’t understand other people’s motives, or over-thinks them. He confuses people in a surreal way, so that the sight of his fiancée Elisabeth climbing up into a train departing for the country is so exactly like the movements of his father undertaking the same action, that Joachim momentarily confuses them both, to such an extent that he becomes speechless.

‘In his fantasy’ (p.24), Joachim imagines Ruzena lives in one of the small shops he walks past in Berlin, with her dark-haired mother. All fantasy.

He sees an Italian-looking man at the Opera with black hair, hears him speaking a foreign language, and in a fantastical way comes to believe that it is Ruzena’s brother, on no evidence at all. He proceeds to superimpose her features on his, and the ‘brother’s’ features onto Ruzena – all baseless fantasia.

It is typical of Joachim’s diseased fantasy that, when he returns home for his brother’s funeral and sits in the room with the coffin he fantasises that it is he, Joachim, in the coffin (p.41). He dreams that Ruzena has killed herself by drowning herself in the river at the Havel Park – but next thing, is fantasising that it is he who has drowned, or that it is his eyes which look up out of her face (p.123).

A fantastic association led his thoughts quite into the absurd, and the confusion became almost inextricable… (p.88)

Walking through Berlin he finds himself following a fat bearded man waddling along and on absolutely no evidence concludes that he must be Bertrand’s business agent.

Even though Joachim knew that what he thought was without sense or sequence, yet it was as though the apparently confused skein concealed a sequence… (p.48)

He can’t control his neurotic and destructive fantasies.

After a while I noticed the number of sentences which include two perhapses: perhaps it was this, perhaps only that –

Perhaps they were tears he had not noticed, perhaps however it was only the oppressive heat… (p.44)

Well, that might be taken as sarcasm, or it might not (p.76)

Ambiguity and uncertainty are sewn into the fabric of the text throughout.

Joachim often gets confused by the actual experience of his thoughts. His thoughts hove into view but don’t quite crystallise or complete, before they melt away. His mind has many levels and on all of them he is subject to confused impressions, misidentifications, and ungraspable insights.

… at the same time and in some other layer of his mind… (p.35)

Then, just when it was becoming visible, the thought broke off and hid itself… (p.67)

A new feeling had unexpectedly risen in him; he tried to find words for it… (p.74)

Some of this feels a little like the interior monologue brought to unmatched heights in James Joyce’s Ulysses, but only a little. In Joyce’s novel entire passages are conveyed in a swirl of consciousness, in which language itself breaks down. Nothing like that happens here. Language remains correct and grammatical, it’s the characters thoughts which break down and evade their grasp.

Urban alienation The most obvious way that the book is ‘modernist’ is the way the central character’s confusion and neurosis is directly linked to the bustling crowds of late-nineteenth century Berlin (what the book describes as ‘the labyrinth of the city, p.22) which he finds overwhelming.

But now his thoughts jostled each other like the people in the crowd round about him, and even though he saw a goal in front of him which he wanted to reach, it swam and wavered and was lost to view like the back of the fat man before him. (p.49)

Against the anarchy of modern values Joachim the soldier struggles to hold himself erect and firm but is constantly fighting a losing battle.

It often required an actual effort to hold things firmly in their proper shapes, an effort to difficult that many a time all those people who bustled about as if all was in order seemed to him limited, blind and almost crazy. (p.113)

This is epitomised by the odd, extended passage early in the novel where Joachim tries to express to himself why the concept of the uniform is so important. For him his uniform is a ‘bulwark against anarchy’ (p.23) and the sight of civilian clothes sometimes makes Joachim feel physically sick.

The dangers of civilian life were of a more obscure and incomprehensible kind. Chaos and disorder everywhere, without a hierarchy, without discipline. (p.60)

When he meets Bertrand wearing civvies, Joachim is as embarrassed and ashamed to be seen with him as if he were naked (p.27). When his parents start sending him letters requesting that he quit the army and go to run the family farm, Joachim likens the idea to being stripped of his uniform and dumped naked in the Alexanderplatz (p.59).

The tangle of nets which stretched over the whole city, the net which he felt everywhere… an impenetrable, incomprehensible net of civilian values which was invisible and yet which darkened everything. (p.62)

Interlude: Why is the novel titled The Romantic?

It would be easy to answer that Joachim is a man whose head is full of ‘romantic’ notions of honour, duty, love and Christian faith and rural values, and the novel shows the stress all these ideas come under – but it’s not quite that simple.

For Joachim is far beyond having a ‘romantic’ turn of mind. He’s mad, actually. He regularly hallucinates – as in merging different people – is puzzled and confused about how to behave and what to think. And also he is simply too stupid to understand what Bertrand is saying half the time. I.e. Joachim is not a portrait of a throwback to an earlier, more romantic era – he is a neurotic on the edge of a breakdown, quite a lot more of a hard-edged figure.

Also he is a soldier. There’s a moment in Joachim’s rooms where Bertrand proposes an elaborate and humorous toast to Ruzena and, seeing it through Joachim’s eyes, we realise that he simply doesn’t understand what Bertrand is on about. He suspects it’s some complicated ploy to take Ruzena away from him, whereas the reader can see it’s just an elaborate and humorous toast.

Later in the book, Joachim tries to provide a regular income for Ruzena, and Bertrand recommends him to his lawyer to arrange it all, and the lawyer quickly sees that Joachim is useless at making decisions, in all the aspects of practical life.

Later still, in conversation with Elisabeth, Betrand tells her point blank that the ability to ‘love’ requires a modicum of wisdom, or at least cleverness – and that Joachim lacks both.

After a while I realised that Joachim is scared of everything and everyone. He is certain Bertrand is out to ‘get’ him, to drag him into civilian life, to steal his black-haired beauty or his blonde virgin. He is insistently paranoid. Unless his uniform is done up just so, unless he hold himself stiff and erect, then some nameless, dreadful thing will happen.

So it seems to me that Joachim is less a ‘romantic’ than a delusional, borderline hysterical, neurotic, extremely uptight and dim junior army officer. With the benefit of hindsight, we can see him as precisely the kind of narrow, patriotic, sexually tortured junior officer who went on to carry out countless coups throughout the 20th century, imprison and execute the liberal opposition, close bars and brothels and impose a strict sexual morality which reflects his own neuroses.

In conclusion, the protagonist of this novel is not at all what the title ‘The Romantic’ might lead you to believe.

Also, he isn’t the only ‘romantic’ character in the book. Elisabeth is, in her way, a desperate romantic i.e. she wants wishful fantasies to outweigh reality. She wants to live with her mummy and daddy forever and ever. And then there’s Ruzena who, Bertrand decides, is a romantic child, as helpless as a little animal.

So maybe the novel would more accurately be titled The Romantics.

The Romantic (1888) – plot summary, part two

Joachim is called down to his parents’ farm for the funeral of Helmuth. This means abandoning Ruzena in Berlin. She has just recently got a job as a showgirl-cum-actress through contacts of Bertrand’s.

Characteristically, Joachim had no idea about how to fulfil this ambition of hers ‘with all his mooning, romantic fantasies’ (p.64), whereas Bertrand was easily able to pull a few strings and make it happen. Which is why Joachim envies and despises him. (As the novel progresses we get more and more ‘leaks’ as to what Bertrand makes of his former comrade in arms; he thinks of Joachim as a ‘clumsy fellow’, p.92, and later on will simply call him stupid.)

Bertrand pays a courtesy call on Ruzena and walks her home and then Ruzena leans into him and lifts her mouth to be kissed, exactly as she did with Joachim. But Bertrand chastely kisses her cheek, she goes into her apartment block while he lights a cigar and strolls jauntily away. You begin to realise Bertrand has the measure of both Joachim and Ruzena, and is amusing himself with them.

Similarly, when Bertrand goes down to stay with the von Pasenow family at their estate in Stolpin, Joachim has a (characteristically) fatalistic intuition that Bertrand will take Elisabeth from him and, just as inevitably, Bertrand does.

The three go riding together and – in a strange and persuasive moment – Joachim reins his horse in just as it was about to take an easy jump, making it stumble and hurt its ankle; so that he reluctantly says he better walk it home – leaving Bertrand to embark on an extended and highly philosophical seduction of Elisabeth.

It is a characteristically Broch touch that Joachim doesn’t understand then or forever after just what impulse made him rein in his horse, thus almost certainly hurting it, thus forcing him to leave Bertrand and Elisabeth alone, thus almost certainly pushing them together, thus almost certainly sabotaging the plans the parents of both families have to make a convenient match between them.

It’s not rocket science, but it’s typical of Joachim’s puzzled personality that he agonises about it; and it’s typical of Broch’s approach to the novel, to the idea of fiction, that this is the kind of psychologically charged moment he likes to depict and then have his characters mull over for pages of dense, psychologically-charged prose.

Joachim’s father has a stroke. He begins behaving oddly. The stroke occurred when he was writing a furious letter disinheriting Joachim for his ‘treachery’ of insisting on going back to Berlin and refusing to stay and run the family farm. Joachim goes down to see him and stay. He pays some visits to Elisabeth where their relationship proceeds in a halting, frosty kind of way. After vegetating at the farm for some time, Joachim makes an excuse to return to Berlin for three days and immediately sends for Ruzena. She comes running, cooks for him, they go to bed. Joachim is unhappy with Ruzena’s career on the stage – where she gets plaudits from strange men – and suggests to her that he sets her up running a little lace shop.

This is a typically stupid Joachim suggestion based solely on the warm impression he gained from looking into a lace shop in which a mother and daughter were bent over their needles on one of his many walks around Berlin. Ruzena enjoys the attention she gets as a showgirl and so she angrily rejects Joachim’s suggestion, and angrily asks if he’s been put up to it by his ‘bad’ friend, Bertrand, who she’s never liked (p.117).

Joachim’s father deteriorates and so he is compelled to accompany a nerve specialist from Berlin down to the family home. Here the father makes another scene in a small gathering of his wife, Joachim, the village priest, the family doctor and the nerve specialist. He insists on rising from his sick bed and taking the head of the table from where he issues denunciations, telling everyone that his son Joachim is dead and buried in the local cemetery but still doesn’t write to him anymore. The people round the table look at each other. Father is losing his mind.

Meanwhile, Bertrand, back from a business trip to Prague, drops by Joachim’s flat to pay a courtesy call on Ruzena. Here he unwittingly presses all the wrong buttons, exacerbating her sense of grievance that Joachim wants to take her off the stage (and deny her the first really fulfilling activity she’s ever had in her life) and in a rather surprising development, she becomes so furious that she rummages around in Joachim’s drawers, finds his service revolver and shoots Bertrand.

Not badly. In the arm. She drops the revolver, he bleeds. It is a scene from an opera or a late 19th century melodrama. He insists she accompanies him in a hansom cab to the hospital where he has the wound dressed but when he comes out she has gone.

After seeking her in vain for a few days, Bertrand writes to Joachim who comes up from the farm. He explains what happened. Joachim sets out on a trawl of Berlin nightclubs, cafes etc. Eventually he finds Ruzena sprawled in the loos of a louche club. She is in a terrible state and has become a prostitute again. When he pleads with her to come home with him she locks herself in a cubicle. Joachim waits outside for an hour and then is horrified to see her emerging on the arm of a fat client, and getting into a cab together. Looks like his affair with the Bohemian beauty is over.

This leads to the sequence of scenes where Joachim, driven by ‘romantic’ notions, decides to settle some money on Ruzena. Bertrand’s lawyer sizes him up quickly, realising that the stiff-necked man in front of him is ‘helpless’ in the face of the real world (p.131). To Joachim, inside his head, everything feels tangled and entrapped in a closing mesh over which presides a vengeful God. Whereas to the lawyer facing him, Joachim’s case is one of a type he sees all the time – army officer of good family needs to pay off illicit lover, in order to clear way for marriage to eligible heiress, and he gives him brisk practical advice on how to do it, while useless Joachim sits in front of him, racked by terror of The Evil One.

Joachim goes straight from this meeting (stopping only to put on his best pair of army gloves) to the house in the western suburbs of the city which the von Banndensen family take for the season, knocks, enters, and asks Freiherr von Baddensen for his daughter’s hand in marriage. He and his wife are thrilled, but caution that they must speak to Elisabeth first.

A day or so later Joachim meets Bertrand and explains what he’s done. Bertrand is shrewd and supportive. In a classic piece of dramatic irony, the narrator then tells us why: that Elisabeth came to see Bertrand the day before, taking a carriage to the hospital and insisting on seeing him in a small private reception room to ask his advice.

Here they have a reprise of the semi-philosophical love-sparring which they had first had on the day of the horse ride. During this, Bertrand a) points out that Joachim is ‘too stupid to love’ (p.135) b) that he, Bertrand, loves Elisabeth, but will be leaving the country soon and so they cannot marry. Therefore c) she should marry Joachim.

It was difficult to gauge the tone of this. Is it light satire or – what it feels more like – Bertrand being quite brutally unfeeling and playing with Elisabeth’s emotions. All the time he is telling her they can’t be together, he is kissing her and telling her how much he loves her. Is he deliberately tormenting her? Or is he himself not quite in control of the situation? Anyway, having exhausted themselves, Elisabeth decides that she will marry Joachim and leaves the feverish Bertrand  to return to his hospital bed.

The narration returns to the ‘now’ from which this flashback occurred i.e. to Joachim talking to Bertrand, and Joachim declares more fiercely than ever that he will marry Elisabeth.

This leads on to an extraordinary scene where Joachim pays a formal visit to the von Baddensens, there is a formal dinner, toasts are proposed in champagne, and then everyone leaves the happy couple alone. And there follows an extremely tense and embarrassing scene where the two lovers, neither of whom really wants to get married, have to go through the ghastly farce of Joachim getting down onto his knees to propose. In a very ‘modern’ touch, Joachim has a hallucination of the room’s walls moving away, of all the furniture moving away from him to an infinite distance while his heart freezes as he touches Elisabeth’s dainty little fingers which are as cold as ice (p.142), a chill which is like ‘a dreadful foreboding of death’ (p.153).

Not the least weird aspect of this very weird scene is that they both end up talking about Bertrand who is a more central part of their lives than each other.

In the coach back from the von Baddensens, Joachim has a typical one of his hallucinations, an overwhelming sense that both his father and Bertrand must have died, together, that evening. Of course, neither of them have. Joachim isn’t a ‘romantic’. He is delusional.

Joachim goes to see Bertrand in hospital and tell him about his proposal and acceptance and Bertrand is humorously supportive and, as always, Joachim feels he is being deluded, deceived, having rings run round him.

Elisabeth and Joachim get married. they fuss and fret about whether she’ll come to stay at his house, given that his father is now an invalid, or she go separately to stay with her parents, or whether they should go to the house in the suburbs of Berlin which her parents have gifted the couple. Joachim urgently needs the worldly wisdom of Bertrand to answer these questions for him, but Bertrand is not there.

During the marriage ceremony, Joachim is overcome with religious terror, that he is an imposter, one of the damned, and barely hears the words of the service at all. He is an Expressionist hysteric. He is screaming inside like Munch’s picture.

They go to stay in a hotel in Berlin and several pages are spent describing the inner turmoil of Joachim’s mind. In his head Elisabeth has always been a pure virginal figure – he is agonised by the presence a toilet next door, he cannot possibly imagine her using it – and he sees himself as her knight in shining armour devoted to protecting her. Thus the last few pages of the novel describe his agonising before he can bring himself to knock on her hotel door (they have separate rooms), going to the bed, kneeling beside it and kissing her hand. He wishes Bertrand were there to help him. He wishes Elisabeth were Ruzena with whom everything seemed easy and natural. By slow steps he lies down on the bed beside her and falls asleep. Elisabeth smiles and, after a while, falls asleep too.

This, I suppose, we are meant to take it, was the manner of the wooings and marriages of the Broch’s parents’ generation. Joachim is nuts, that’s extremely clear. And yet the message is subtler. For all the lies and evasions it is based on, I for one ended the book admiring the determination of both these dim, unprepared innocents to make the most of the situation they find themselves in. If they go on to have a formal, staid, distanced but affectionate and respectful marriage, who’s to say there’s anything wrong with that?

Religion

In the second half of the book, religion becomes a more and more dominant theme. Joachim’s confused thoughts gather together bits and pieces from the village priest, memories of extravagant religious pictures he saw in Dresden, attendance at church parades with his corps, and a few private visits to churches, to convince him that God is punishing him for his sins.

Inevitable fate, inescapable discipline of God! (p.122)

I can see how some readers might take this at face value and I’d be surprised if there aren’t hundreds of academic essay about religious imagery in the book. And yet to me it seems obvious that it’s all due to the fact that Joachim is an idiot.

He is terrified of civilians. He can’t handle the chaotic hustle and bustle of the big city. He doesn’t understand what Bertrand does, he doesn’t understand business. He has no idea how to make a bequest to Ruzena. He has no sense of how to run his parents’ farm as a business.

He is, in other words, hopeless and impractical and dim. His increasing turn to God and religion, therefore, seems to me the refuge of an idiot. Because he doesn’t understand anything about the actual world he finds himself in, he retreats to thinking it’s all part of a Divine Plan against him.

So, in my opinion, the religious aspect of the last third of the book has no real religious content but represents Joachim’s stupidity and his paranoia. It is more an investigation of how the stupid and the paranoid come to have religious faith. It’s not so much that it’s consoling (which it is) as that it is easy to understand. God is Daddy. Daddy is punishing me. I have been a bad boy. Not difficult, is it?

Descriptions

Once you have slowed right down to the speed of this odd book, and once you get into the habit of often rereading entire paragraphs to decipher what they’re about, I found myself admiring whole passages for their evocativeness and beauty.

They are not examples of good English prose, in fact they are often disfigured by unbeautiful phraseology (is that Broch or the Muirs?) but nonetheless there are passages of extended description which really manage to convey a room, a view, a landscape, a scene or setting and, in particular, the strange evanescent feeling of fleeting thoughts – with a depth and power which I found increasingly rewarding.

You really feel like you are entering the minds of the characters, above all the neurotic army lieutenant Joachim von Pasenow. Although, by the end, I wondered if the novel wasn’t about a so-called ‘romantic’ at all, but really about a near-simpleton. A good deal of Joachim’s agonising and tortured reflections about God or his uniform or civilian life etc really boil down to the fact that he’s a stupid person who doesn’t understand what’s going on around him, and finds it a real challenge coping with even the basics of adult life.

Maybe the book could have more accurately been titled The Idiot.

The dense crowd around him, the hubbub, as the Baroness called it, all this commercial turmoil full of faces and backs, seemed to him a soft, gliding, dissolving mass which one could not lay hold on. Where did it all lead to? (p.49)

Where indeed?

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume which was first published in 1996.


Related links

20th century German literature

The Weimar Republic

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