Dr. Brodie’s Report by Jorge Luis Borges (1970)

In Buenos Aires anything can be fixed; someone always has a friend.

Paratexts

Borges was world famous and getting old by the time he came to compose the 11 short stories collected in Dr Brodie’s Report. They had all been recently published, either in 1969 or 1970 just as the author, born in 1899, was turning 70.

The book has a little gaggle of paratexts, namely a foreword, a preface and an afterword, in which Borges tells us that these stories were the first he’d written since 1953, after a 16 year hiatus in fiction writing – and it really shows in the drastic change of style and subject matter the stories in this collection exhibit compared with the metaphysical and brainteasing ficciones from the 1940s which made him famous.

Surprisingly, of all the authors in the world, Borges names Rudyard Kipling as his model for these stories, and not the later, very compressed Kipling, but the bright young thing of the 1888 collection Plain Tales From The Hills. (As it happens, I have read and reviewed all Rudyard Kipling’s many short stories so can vouch for the difference between the early and later Kipling.) Borges rather artlessly tells us he has tried to write stories in the same straightforward manner as early Kipling.

He calls the art of writing ‘mysterious’ (‘writing is nothing more than a guided dream’) and goes on to describe how a beginning or end of a story will come to him as he walks down a street in Buenos Aires but he has to wait for the middle to appear. More often than not, if he forces it, those are the weakest bits.

He mentions his politics (controversially right-wing) but emphasises that personal opinion is trivial and superficial; the process of creation taps into unconscious forces which are much deeper (a rule which could also be applied to Kipling’s highly controversial work).

Borges was 70 when the book was published. He tells us he has given up ‘the surprises inherent in a baroque style as well as the surprises that lead to an unforeseen ending. I have, in short, preferred to satisfy an expectation rather than to provide a startling shock.’ This is presumably what he means when he calls the stories ‘straightforward’, but still, none of these paratexts really prepare us for the complete change in subject matter, tone and style from his classic ficciones of the 1940s and 50s.

Instead of those weird and wonderful fantasies which play with mind-bending ideas of space and time and infinity and reality, these 11 stories are brutally realistic, sometimes macabre tales, of Buenos Aires hoodlums and gaucho lowlifes or, as he puts it in The Intruder:

a brief and tragic mirror of the character of those hard-bitten men living on the edge of Buenos Aires before the turn of the century

They are hard tales of tough slum dwellers without any of the bookish trappings, the scholarly references or the playful whimsy of his classic ficciones.

The stories

1. The Gospel According to Mark

In March 1928 failed medical student Baltasar Espinosa, a lifelong townie, is invited by his cousin to go and stay on a ranch, La Colorada ranch, in the southern part of the township of Junín. During his stay the local river floods and his cousin is called away on business. Baltasar is left with the three illiterate servant family, the Gutres. Illiterate and uneducated, They are in awe of him, treat him with great respect which turns to awe when he starts, out of pure boredom, every evening after dinner reading to them from a big old traditional Bible in the house. There is banging and nailing, there are mysterious sounds. One morning the simple-minded Gutres adults double check with Espinosa that Jesus let himself be crucified to save all humanity and then… seize Baltasar and take him out back of the house to crucify him on the cross they’ve been building!

Well, this story lacks all the characteristics of the classic Borges ficciones, the saturation with books, bookish references and high-flying metaphysical and philosophical ideas. And it certainly does bear a resemblance to the Rudyard Kipling who wrote a number of hauntingly macabre and horrifying stories. I liked it very much.

2. The Unworthy Friend

The narrator remembers when he used to visit the Buenos Aires Bookstore run by Santiago Fischbein. He remembers Fischbein once telling him an anecdote about when he himself was young, barely more than 15. He was taken into the circle of a local tough guy named Francisco Ferrari. He hero worshipped this tall Latin-looking cool dude who dressed all in black and was amazed when, after bumping into him a few times, Ferrari asked him to hang out in the saloon with all the other members of his gang. Eventually he is invited to take part in a break-in to a factory and told to be the lookout. The morning of the planned break-in he took a long tram journey downtown and reported the whole thing to the police, who were initially sceptical. But that night, when the gang are inside the warehouse, the police arrive quietly, having tethered their horses further down the road (their horses?), the narrator lets them slip into the warehouse without raising the alarm, then hears four shots. It wasn’t a gunfight, as he knows Ferrari and co. didn’t have guns. When the cops drag Ferrari’s corpse and that of his older mentor, don Eliseo Amaro, out of the building, the narrator realises it wasn’t an arrest, more an assassination, the settling of old scores.

3. The Duel

The very understated, barely detectable rivalry between two upper-class Argentine ladies, Clara Glencairn de Figueroa and Marta Pizarro, who both decided to become painters and remained friends despite their rivalry.

4. The End of the Duel

This is a grim, macabre and often barely understandable tale about two hardened gauchos, Manuel Cardoso and Carmen Silveira, who farm neighbouring land and, for any one of a number of reasons, become hardened rivals and enemies.

Until a civil war breaks out in 1870 and they fight for a while on one or other of the sides (it’s the reds versus the whites and, on a first reading, I became confused about who was who and why), the point being they are fellow soldiers on the same side, though their hatred continues unabated.

Anyway, the two rivals are on the white side, which loses a battle to the reds, and are both captured. The red officer in charge is one Captain Juan Patricio Nolan, who has a reputation as a prankster, and now he comes up with a weird and sadistic ‘prank’, which is to set them to run a race after they have had their throats cut. Got that? So they line up with all the red soldiers and white prisoners watching, then a couple of red soldiers step across and cut both their throats as Nolan tells them to start their race. Cardoso and Silveira run a handful of paces before both falling to the ground and bleeding their last into the dry dirt.

You call that a ‘prank’?

5. Rosendo’s Tale

Way back in his 1935 collection, A Universal History of Infamy, had included one ‘realistic’ story of Buenos Aires lowlife hoodlums, or gang members (insofar as that term applied to 1920s criminal gangs). That story was told through the point of view of a gang member who idolises their tough leader, Rosendo Juárez, and describes the puzzling events of a night when another hoodlum, nicknamed ‘the Butcher’, burst into a dance the gang were holding, and confronted their macho leader, Rosendo Juárez who, inexplicably, dropped his knife, failed to rise to the bait, and simply walked away.

Now, 35 years later, Borges publishes a story which gives Rosendo’s side of the story in a first-person narrative. In a nutshell, after a life devoted to becoming chief hard man and head of a gang, when he was confronted by the blustering bullying Butcher, he had a revelation, he realised he was looking in a mirror, he realised what he had become – and was disgusted, realised his whole life was revolting, dropped his knife, and simply walked out into the night never to come back.

Then something happened that nobody ever understood. In that big loudmouth I saw myself, the same as in a mirror, and it made me feel ashamed. I wasn’t scared; maybe if I’d been scared I’d have fought with him. I just stood there as if nothing happened.

The real puzzle here is why Borges bothered. To put it another way, it’s bewildering to think that Argentina’s literary world gave a damn about the earlier, quite difficult-to-follow, hard-to-believe and ultimately trivial story, to such an extent that everyone, including Borges, thought it worthwhile writing this sequel or alternative view.

6. The Intruder

Two lowlife brothers, Eduardo and Cristián Nilsen are hard-drinking, tall, red-haired stingy brawlers. One day Cristián brings home Juliana Burgos and, to cut a tedious story short, both brothers fall in love with her. Eventually, Cristián lets his brother ‘use’ her and they live as a threesome. But the brothers can’t help getting jealous of each other so one day sell her to a brothel. But then Cristián catches Eduardo slipping off some nights to the brothel to carry on boffing Juliana, so they buy her back and bring her home to be their servant and sex slave. Eventually Cristián murders Juliana and the brothers bury her body out in the country.

This story didn’t put me off Borges, a writer can write whatever they want, but it put me off the tone and feel of this book, and it put me off Argentinians a bit.

7. The Meeting

The case of nervous, dark-skinned Maneco Uriarte and tall, white-haired Duncan took place around 1910. The narrator is nine or ten and his cousin Lafinur takes him to a barbecue at a country house called The Laurels. There’s a fine barbecue, then an evening drinking which settles into a game of poker while the boy narrator goes exploring the big, strange house. The owner of the house comes across him and is just showing him his fine collection of knives (Argentinians and their knives).

But the sound of shouting interrupts him and takes them back to the main room where the poker players have got drunk and Uriarte is shouting that Duncan cheated him. The confrontation escalates, someone points out there’s a cabinet of ornamental knives nearby, the select one each and go out into the garden followed the the rest of the men who form a ring while the pair tentatively and then in earnest begin a knife fight which ends with Uriarte plunging his knife into the chest of Duncan who falls to the floor and dies.

Then there’s a little bit of the old Borges magic, a little bit of voodoo thinking. Years later Borges describes his memory to a chief of police who is able to identify the knives as having belonged, before this incident, to two famous rivals, almost as if… as if it was the knives who were destined to fight, not the men:

I began to wonder whether it was Maneco Uriarte who killed Duncan or whether in some uncanny way it could have been the weapons, not the men, which fought. I still remember how Uriarte’s hand shook when he first gripped his knife, and the same with Duncan, as though the knives were coming awake after a long sleep side by side in the cabinet.

8. Juan Muraña

For years Borges liked to tell people he grew up in the Buenos Aires neighbourhood of Palermo, famous for knife fights and guitar playing (Argentines and their knives!). He sounds like an educated upper-middle-class kid who has a pathetic hero worship of street gangsters and hoodlums.

On a train journey he bumps into an old schoolfriend, Emilio Trápani, who has read his book about the poet Evaristo Carriego in which, apparently, ‘you’re talking about hoodlums all the time.’ Well, says, Trápani, he’ll tell him a story about a real hoodlum. Trápani tells him his mother’s sister married Muraña.

Of all the men around Palermo famous for handling a knife way back in the nineties, the one with the widest reputation was Muraña.

Knives knives knives. Maybe the book should have been titled Knife Fighters of Buenos Aires. And indeed this story is about yet another knife murder.

Trápani was a boy and barely understood his mother’s anxiety that they were about to be evicted from their apartment by the Italian landlord. His mad old aunt, who had been married to the notorious knifeman, Muraña, lives up in the attic. One day his mother takes Trápani to see the landlord, but they arrive to find a crowd and that he’s been stabbed to death. Only weeks later does the boy Trápani venture up into the attic where his mother’s mad widowed sister lives and from her ravings, suddenly realises that she did it but she blames it on her late husband’s knife. In fact she identifies the knife with her husband, and holds it out to the boy saying:

“Here he is. I knew he would never forsake me. In the whole world there hasn’t been another man like him. He didn’t let the gringo get out a word.”

And then a two-penny, ha-penny payoff.

Juan Muraña walked the familiar streets of my boyhood; I may have seen him many times, unawares. He was a man who knew what all men come to know, a man who tasted death and was afterward a knife, and is now the memory of a knife, and will tomorrow be oblivion—the oblivion that awaits us all.

The story itself is a bit spooky but these final lines are, I think, bathetic (meaning: ‘producing an unintentional effect of anticlimax’) because they are so entirely conventional and, almost, sentimental.

9. The Elder Lady

An extended memoir of a rather grand though not particularly well-educated old lady, Mrs. María Justina Rubio de Jáuregui, daughter of a hero Colonel Rubio of the civil war, who lived with her memories of a gladsome girlhood and a homestead with acres of land but, by the time Borges knew her, was restricted to a room in a suburban apartment. On her hundredth birthday, in 1941, there’s a big party, a minister attends, journalists cover it, there are grand speeches and champagne. That night she took to her bed and over the following days, calmly and dignifiedly died.

In the Afterword Borges frankly admits this was a portrait of a great-aunt of his.

10. Guayaquil

This story feels the closest to one of the ficciones in that it is spooky and eerie and takes place in the world of scholarship and academia.

Some letters have been discovered written by the great Simon Bolivar, Liberator of the continent of South America, among the papers of the scholar Dr. José Avellanos of the (fictional) nation of Estado Occidental. Most of them are run-of-the-mill except for one of them which gives Bolivar’s side of the momentous encounter between himself and the Argentine national hero General San Martín, at a place called Guayaquil, in which General San Martín renounced political ambition and left the destiny of South America in the hands of Bolívar.

The discoverer of the letters, Avellanos’s grandson Dr. Ricardo Avellanos, opposes his own country’s government so put the letters up for auction and the Argentine ambassador won them for the glory of his nation. The narrator is a reputable historian, who secures the backing of the National Academy of History and the relevant Ministry to be the official representative of Argentine who will fly to Estado Occidental to take receipt of the letters and then write the definitive scholarly paper about them.

However, the narrative opens soon after the narrator is surprised to be visited at his bookish home by another historian, Dr Zimmerman, who has been proposed by the University of Cordoba. Zimmerman is a refugee, having fled the Nazi takeover of Prague.

The meat of the story is that through a strange and obscure process which the narrator barely detects and cannot define, Zimmerman, although mild and retiring and perfectly polite, somehow manages to – not to persuade, that would be too explicit – to somehow manoeuvre the narrator into abandoning his journey and to sign a letter authorising Dr Zimmerman to fly to Estado Occidental as Argentina’s official representative.

There is mention of the Golem, the legend of the animated anthropomorphic being, which was defined in a novel by an author from Prague. For a flickering second we wonder if Borges is implying that… Zimmerman is the golem. But no…

At several other points Zimmerman invokes the name of Arthur Schopenhauer, the philosopher who said the world as we know it is a product of our own unrelenting drives or Will. So… is he a demonstration of the power of this Will? Without violence, without threats, without any argument or even attempts at persuasion, he simply gets the narrator to do what he wants him to.

Or, (as Borges states in the Afterword) ‘if the reader is in a magical mood’, then the encounter of the two historians could be envisioned as a re-enactment of the confrontation between the two generals which the famous letter describes, in which General Martin inexplicably renounces his rights or ambitions to political power and leaves the way open for Bolivar. As the narrator finds himself inexplicably renouncing his scholarly ambition and leaving the path open for Zimmerman.

This is the most classically Borgesian of these stories, the most complex and subtle and, for that reason, haunting, but it echoes the theme of some of the other stories, which is the idea that history repeats itself, or patterns of human behaviour repeat themselves, living on after their original protagonists are long gone.

11. Doctor Brodie’s Report

This is more like ficciones Borges. The narrator finds a manuscript tucked away in an old edition of Lane’s translation of the Arabian Nights’ Entertainments (London, 1839). He identifies the manuscript as written by a David Brodie, D.D., a Scottish missionary who worked first in central Africa and then transferred to the jungles of the Amazon.

It is a fragment which starts in the middle of his description of the super-primitive men he has found himself among, and who he calls the Yahoos. Obviously this name refers to the apemen found in Book 4 of Gulliver’s Travels and the text’s method of systematically describing the Yahoos’ appearance, food, and their disgusting concept of royalty reminded me of H.G. Wells systematically describing the Eloi and the Morlochs or the society of the Selenites on the moon, or the Country of the Blind.

I have spoken of the queen and the king; I shall speak now of the witch doctors.

The point being that, even though many of the details are disgusting, the authorial tone is warm and reassuring, like being in an Edwardian wood-panelled room smelling of pipe tobacco, sitting in an ancient and absurdly comfortable sofa, listening to a beloved uncle telling a story.

And so the manuscript goes on, describing the Yahoos’ customs, their king and queen and four witch doctors and their amazingly primitive language. But the story lifts off when Brodie speculates that they might not always have been in this state of extreme degradation, but may be the wrecks of a degenerate nation, a hunch he thinks is confirmed by inscriptions he finds on the heights of the plateau adjoining the malarial swamps where the Yahoos now choose to live.

He describes his escape from the land of the Yahoos and journey to a settlement of blacks, who had a Catholic missionary, who nursed Brodie back to health. Many months later he found himself back in Glasgow where he composed this narrative and is still haunted by visions of the utter collapse of humanity which the Yahoos represent.

Algunos pensamientos

I suppose one way of thinking about the vast difference between Borges’s metaphysical ficciones of the 1940s and these ‘straightforward’ memories of knife fighters and crooks is that the ficciones represent Europe, are an extension of the bookish culture of European civilisation, while these stories are much more monotone, mostly realist accounts of Buenos Aires slums and lowlifes; except, that is, for The Gospel According to Mark which appals with its Edgar Allen Poe macabre-ness, and the final two stories which echo some of the metaphysical magic of the ficciones:

[As to the witch doctors] they are four, this number being the largest that their arithmetic spans. On their fingers they count thus: one, two, three, four, many. Infinity begins at the thumb…

This is the Borges of the 1940s, most of the other stories not at all. They’re not bad, but…

Eternal recurrence

One strong theme emerges from the four or five strongest stories, which is the idea that history repeats itself, or patterns of human behaviour repeat themselves, living on after their original protagonists are long gone.

Thus in The Gospel According to Mark the crucifixion is re-enacted by illiterate peasants who barely understand its context or significance.

The Meeting and Juan Muraña are closely linked in the way that the knives at the centre of each story in some sense ’embody’ the characters of their previous owners, as if the knives are destined to carry on acting out certain types of knife-ish behaviour.

In an oblique way The Elder Lady is about a person who has lived on into her own afterlife, a symbol of events which are almost forgotten and have almost lost their meaning.

In Guayaquil Borges himself suggests that the two present-day historians of the story may be unknowingly re-enacting the drama of confrontation and renunciation first lived out by the two generals whose history they are studying.

And in the chilling Doctor Brodie’s Report the narrator suggests that even in their state of complete immiseration and illiterate, inarticulate degradation, the the people he calls the Yahoos might still retain echoes of social organisation, namely institutions such as the monarchy, a language of sorts, priests or witch doctors, poets and belief in an afterlife. As if the structures of civilisation echo and re-echo through the ages, no matter how degraded and meaningless they have become.

Naming the collection after this story and placing it at the end leaves a quite misleading aftertaste of Wellsian science fiction, of Conan Doyle wonderment, of Edwardian English adventure yarns quite utterly different from the very Latin American settings of almost all the other stories.


Related links

Borges reviews

The Good Soldier Švejk – Epilogue to Part One (1922)

Hašek included a three-page Epilogue to Volume One of The Good Soldier Švejk, which is interesting for a number of reasons (pp.214-216 of the Penguin edition).

First and foremost it shows that even when he was not being ‘literary’, he wrote in the same blunt factual way as in the novel, for example using the kind of sententious truisms which could have come straight from the mouth of Švejk:

Life is no finishing school for young ladies

The epilogue is predominantly concerned to defend Hašek’s use of coarse language including swearwords. He bluntly tells us he disdains the use of circumlocutions or asterisks as ‘the stupidest form of sham’.

The argument from realism He, Hašek, has simply reported how real people actually talk.

Life is no finishing school for young ladies. Everyone speaks the way he is made… This book is neither a handbook of drawing-room refinement nor a teaching manual of expressions to be used in polite society. It is a historical picture of a certain period of time.

He doesn’t develop any reason why but just takes it for granted that a realistic depiction of the world, and of how people actually behave and actually speak, coarse language and all, is a good in itself and doesn’t need justification. What he is describing is ‘perfectly natural’ and therefore, by implication, writing about it is the same terms is ‘perfectly natural’, too.

The argument from hypocrisy Hašek proposes that the only people who are ashamed of ripe or bawdy language in a novel are hypocrites, the ones with the most to hide, ‘the worst swine and the experts in filth’.

It is the people who most loudly proclaim their moral indignation in public who take pleasure in frequenting public toilets in order to read the graffiti. It is those who would like to turn the whole country into a refined drawing room who in fact, in secret, practice the worst vices.

To the pure in heart everything is pure. Or, as he puts it, the well-brought-up man may read anything.

The argument from strength Then he tries another tack – that the easily offended are weak.

Those who boggle at strong language are cowards, because it is real life which is shocking them.

He, Hašek, has simply reported how actually people actually talk. Not his problem if some readers and critics – if ‘weaklings like that’ – are too sensitive to face the truth about the world.

The argument from cultural health But, says Hašek, the net impact of these ‘cowards’ and ‘weaklings’ is not neutral: it causes actual harm. They are the people who:

cause most harm to character and culture. They would like to see the nation to grow up into a group of over-sensitive people – masturbators of false culture…

Again the idea is only glancingly referred to and not explored, but clearly implies that

  1. a nation should be strong
  2. that literary realism or culture which faces up to how real people actually speak and behave requires a kind of moral and aesthetic strength
  3. and that this facing up to reality builds that kind of moral and aesthetic strength in a ‘nation’

The argument from character building It’s only referred to in one word, but Hašek slips in the idea that the kind of censorship and repression his critics promote is damaging not only to (national) culture, but to character. Implicit in that phrase is the idea that reading strong language spoken by ‘real’ people toughens the reader up and is character building.

The argument from political dissent He then goes on to say that the person the landlord Palivec is based on got in touch with Hašek when he learned he was in the book, and bought twenty copies, and frankly admitted to being well known for his foul language.

But, Hašek asserts, it is not just bad language. Palivec is a representative social and political figure. His crude language expresses ‘the detestation the ordinary Czech feels for Byzantine behaviour’ and their ‘lack of respect for the Emperor and for fine phrases’.

So in this sentence fine and polite and refined language is associated with the Imperial Court and its oppression of the Czech people, and crude language is associated with opposition to Austrian rule.

Hašek’s characters’ effing and blinding are acts of linguistic rebellion against the Austro-Hungarian ascendency and its effete and hypocritical manners.

To summarise, literary realism of the type Hašek practices:

  • describes the real world
  • avoids hypocrisy
  • is strong and healthy
  • makes the reader strong and healthy
  • helps create a strong and healthy national culture

The kind of disapproval and censorship his critics call for:

  • would result in works painting a deceptive picture of the real world
  • is the cry of hypocrites who promote beauty but are themselves leading experts in ‘filth’
  • is the cry of weaklings and cowards
  • whose censorship, if put in place, would weaken and undermine both individuals and the national culture

Hašek’s aim

Very briefly, he says he’s not sure his book will achieve its aim. Well, what is its aim? Hašek explains it in this way:

The fact that I have already heard one man swear at another and say ‘You’re about as big an idiot as Švejk’ does not prove that I have. But if the word ‘Švejk’ becomes a new choice specimen in the already florid garland of abuse I must be content with this enrichment of the Czech language. (p.215)

Thoughts

1. It is interesting that Hašek chooses to defend his book entirely from the accusation of bad language. As I make clear in my review of Volume One, I barely noticed that the characters saying shit or bollocks – the kind of language I’ve read in thousands of novels since, especially from the 1960s onwards.

What I did notice was the casual violence they show to each other, the frothing anger of all the officials which underpins the incidents of kicking, hitting and flogging we witness along with much worse tortures and even executions (which, it is true, we don’t tend to see, but have amply reported to us).

About this no-one seems to have complained, and Hašek doesn’t feel compelled to justify. In a way, this is the most shocking thing about this little epilogue.

2. I don’t accept the idea that Hašek went to all this trouble just to add the word ‘Švejk’ as a term of abuse to the Czech language. There’s a lot, lot more going on in his big novel, most notably his fierce satire on everything Austro-Hungarian, namely its stupid bureaucracy and its incompetent army but by extension, with everything bourgeois and fake.

Then there are the fierce statements about the horror of war, all the more bitter for their often throwaway character.

And then there’s the motivation all comedians share, to make people laugh – to make them laugh and maybe do other things too, like reflect on war and society – but first and foremost, to amuse and entertain them.


Related links

The Good Soldier Švejk

György Lukács on Franz Kafka (1955)

Brief biography of György Lukács

From the 1920s to the 1960s György Lukács was one of the leading Marxist philosophers and literary critics in Europe.

Born in Budapest, Hungary, in 1885, the son of a very affluent Jewish banker, he benefited from a superb education and was a leading intellectual at Budapest university, combining interests in literature and (Neo-Kantian) philosophy, and founded a salon which featured leading Hungarian writers and composers during the Great War.

The experience of the war (although he was himself exempted from military service) radicalised Lukács and he joined the Hungarian Communist Party in 1918. His cultural eminence led to him being appointed People’s Commissar for Education and Culture in the short-lived Hungarian Soviet Republic which lasted from 21 March to 1 August 1919 and took its orders directly from Lenin. Lukács was an enthusiastic exponent of Lenin’s theory of Red Terror.

When the Republic was overthrown by army generals who instituted the right-wing dictatorship which was to run Hungary for the rest of the interwar period, Lukács fled to Vienna where he spent the 1920s developing a philosophical basis for the Leninist version of Marxism.

In 1930 he was ‘summoned’ to Moscow to work at the Institute of Philosophy of the Russian Academy of Sciences, although he soon got caught up in Stalin’s purges and was sent into exile in Tashkent. But Lukács was fortunate enough to survive – unlike an estimated 80% of Hungarian exiles in Russia, who perished.

At the end of the Second World War Lukács was sent back to Hungary to take part in the new Hungarian communist government, where he was directly responsible for written attacks on non-communist intellectuals, and took part in the removal of independent and non-communist intellectuals from their jobs, many being forced to take jobs as manual labourers.

Lickspittle apparatchik though that makes him sound, Lukács in fact trod a careful line which managed to be critical of Stalinism, albeit in coded and often abstruse philosophical phraseology. Due to his experience and seniority, Lukács was made a minister in the government of Imry Nagy which in 1956 tried to break away from Russia’s control during the so-called Hungarian Uprising. Nagy’s government was suppressed by the Soviets, and Lukács along with the rest of the Nagy government was exiled to Romania. Nagy himself was executed, Lukács only just escaped that fate. Yet again Lukács had experienced at first hand the brutal and repressive force of Soviet tyranny.

He was allowed back to Budapest in 1957 on the condition that he abandoned his former criticisms of the Soviet Union, engaged in public self-criticism, and on this basis was allowed to keep his academic posts, to continue writing and publishing his theoretical and critical works, up to his death in 1971.

His was a highly representative life of a certain kind of Central European intellectual in the twentieth century. He was reviled at the time by the people whose lives he blighted and by a wide range of liberal and conservative opponents.

Modernism as a symptom of capitalist society

In 1955 Lukács delivered a series of lectures on the clash between Realism and Modernism and a year later the lectures were published in essay form in a short book titled The Meaning of Contemporary Realism.

The message is simple: Realism good, Modernism bad. Simple enough, but the interest and, for me at any rate, the great pleasure to be had from reading this book is in the secondary arguments, in the clarity with which he presents his premises and works through the ideas and theories which support his case.

Lukács begins with a sweeping premise: the era we live in is dominated by the conflict between capitalism and socialism. Looking back at the nineteenth century we can see how Realism in the arts emerged with the newly triumphant bourgeoisie, and was a result of the new social conditions brought about by their rise and overthrow of the last vestiges of power of the European aristocracy.

(Realist authors would include Stendhal, Balzac and early Flaubert in France, Tolstoy in Russia, George Eliot in England, Mark Twain in America.)

Realism in literature was followed by Naturalism in the final third of the nineteenth century, which paid more attention to the grim social conditions of mature capitalist society but also, in the hands of a novelist like Zola, began the process of reducing human beings to ciphers worked on by malign environments. Darwinism, when applied to society by right-wing theorists, could be made to make people appear simple tools of their genetic inheritance, while late-Victorian socialist theories could make people appear pawns and slaves of their working environments.

Émile Zola (1840 to 1902) was the chief exponent of Naturalism. He regarded his novels as sociological experiments. In Lukács’s opinion, Zola abandoned the tricky balance which the realist novelists maintained between character and ‘type’, in favour of the latter: he created countless social types, which helps explain why Zola wrote nearly forty novels without a single memorable character in any of them.

(Naturalist authors are spearheaded by Zola in France, with maybe Jack London in America, George Gissing and Arthur Morrison in England.)

By the end of the century (during the 1890s) a shoal of literary movements developed which prioritised an interest in decadence, perversion, the macabre and gruesome, the so-called Decadent movement and the gloomy atmosphere of Symbolism.

This brings us to the eruption of Modernism about the time of the First World War, the movement which, Lukács claims, is still praised and defended by bourgeois capitalist critics at the time he’s writing (1955). But for Lukács, Modernism represents a colossal failure of humanity. Modernism turns its back on history and society, its protagonists are almost all loners undergoing nervous breakdowns, hopelessly alienated from societies which are portrayed as stuck, static, incapable of change or improvement.

From T.S. Eliot in The Waste Land to Samuel Beckett in Waiting For Godot, Modernist writers depict complete psychological collapse, in Beckett’s case the degradation of human beings into mumbling vegetables. He backs it up with references to Musil’s The Man Without Qualities and other European works which foreground hopelessness and despair, and he was, of course, writing during the heyday of French existentialism, which became a byword in the 1950s for black sweaters and anguish.

All of these Modernist works and writers, Lukács argues, are symptoms of the alienating effect of living under Western capitalism. All these writers, artists and composers bear out Marx’s insight that in the capitalist system people are alienated from each other and from themselves.

Specific points

This makes Lukács sound like a cumbersome Stalinist commissar, but in fact the book is a pleasure to read from start to finish because:

  1. it moves relatively quickly, not belabouring the points
  2. it makes references to all kinds of writers, most from the European and not the Anglo-Saxon tradition so which we Brits are not very familiar with
  3. it features a whole series of thought-provoking ideas

Time

There is a fascinating discussion of subjective versus objective time, and how Modernists of all stripe, including Modernist philosophers, became fascinated by trying to describe the undifferentiated flow of sense impressions and ideas which became known as stream-of-consciousness, most famously in the works of James Joyce and Virginia Woolf.

Lukács compares and contrasts Joyce and Woolf’s approaches with the way Thomas Mann uses what, at first sight, is also stream of consciousness to capture the thoughts of the poet Goethe in his novel Lotte in Weimar (1939). Mann is a realist writer and so, in Lukács’s opinion, when he uses stream of consciousness it is as a tool to help particular individuals and events emerge against a clearly defined social backdrop.

Static Modernism versus dynamic Realism

Joyce’s worldview is static. More than one critic has pointed out how Ulysses portrays a Dublin trapped in stasis and his masterpiece, Finnegan’s Wake, portrays a vast circular movement. But, says Lukács, human beings only achieve their personhood, only become fully human, by interacting with other humans in a constantly changing, dynamic society. Realist authors select characters and details to portray their understanding of this ceaseless dialectic between the individual and society.

Solipsism and nihilism

A full and proper understanding of society in all its relations is empowering, an analysis and understanding which gives people the confidence to mobilise and change things. By contrast, Lukács accuses Modernists of turning their backs on a healthy interaction with the world, of rejecting society, and rejecting a historical understanding of how societies change and evolve.

And it is no great leap for Modernists, in Lukács’s view, to pass from the belief that nothing ever changes, to despair. Rejecting society and history leads the protagonists of Modernist fictions to:

  1. be confined within the limits of their own subjective experiences (Joyce, stream of consciousness, Beckett’s monads)
  2. ultimately deprive the protagonist of even a self – a personal history, since that history is (in a normal person) largely a record of the interaction between themselves and the host of others, starting with their family and moving outwards, which constitute society

As Lukács puts it:

By exalting man’s subjectivity, at the expense of the objective reality of his environment, man’s subjectivity is itself impoverished. (page 24)

Man is reduced to a sequence of unrelated experiential fragments. (page 26)

Heidegger versus Hegel

In this context, Lukács invokes the teachings of Heidegger, the godfather of 20th century existentialism, with his fundamental idea of Geworfenheit ins Dasein, that human beings have been ‘thrown-into’-Being’, abandoned in a godless universe etc etc, all the self-pitying tropes which have been promoted by existentialist philosophers, critics, playwrights, novelists, film-makers, rock stars and millions of teenagers in their lonely bedrooms ever since.

The individual, retreating into himself in despair at the cruelty of the age, may experience an intoxicated fascination with his forlorn condition. (page 38)

By contrast, Lukács goes back to the origins of Western philosophy to invoke the fundamental insight of one of its founders – Aristotle – that man is a social animal: we only fully live and have our being in a social context. This insight recurs in various Western thinkers and finds its fullest modern embodiment in the vast system of Georg Hegel (1770 to 1831) who, in the early nineteenth century, applies his theoretical model of the dialectic to the continual interplay between the healthily-adjusted individual and the society they find themselves in.

How does this play out in fiction? Well, the realist novelist such as George Eliot or Tolstoy chooses representative types, puts them in a narrative which represents realistic actions which capture the possibilities of their society, and selects details which highlight, bolster and bring out these two aspects. By and large things change in a realist novel, not least the characters, sometimes against the backdrop of dramatic social events (Middlemarch and the Great Reform Bill, War and Peace and the Napoleonic War).

It is the realist’s interest in the interplay between a character and his or her fully realised environment – from Homer’s Achilles to Thomas Mann’s Adrian Leverkuhn – which gives us a fully developed sense of character and, deeper than this, a dynamic sense of human potential. At bottom, the subject of the realist author is human change and development.

Moreover, Lukács goes on to point out that all literature is, at some level, realistic. It would be impossible to have a totally non-realist novel (whereas you can, for example, have an utterly abstract work of art). More to his point, about the value of society and history:

A writer’s pattern of choice is a function of his personality. But personality is not in fact timesless and absolute, however it may appear to the individual consciousness. Talent and character may be innate; but the manner in which they develop, or fail to develop, depends on the writer’s interaction with his environment, on his relationships with other human beings. His life is part of the life of his times; no matter whether he is conscious of this, approves or disapproves. He is part of a larger social and historical whole. (page 54)

So much for the Realist worldview, then.

The Modernist, on the other hand, rejects all this. More often than not Modernist characters are extremes, psychopaths, neurotic, going mad. Lukács points to all of Samuel Beckett’s characters, trapped in the cage of their solipsism, but also the many mentally challenged characters in William Faulkner, or of the man adrift on a sea of phenomena in Robert Musil’s Man Without Qualities.

Details are chosen not to highlight the characters’ representativeness but to bring out the freakishness of themselves and the uncanny world they inhabit. And the plot or story is often sick and twisted (Faulkner), or barely exists (Joyce), or revels in degradation and decline (Beckett).

(I laughed out loud when he described the way Beckett stands at the end of this tradition, as an example of ‘a fully standardised nihilistic modernism’, making him sound like a standard edition family saloon or an entry-level fridge freezer, page 53)

In a striking manoeuvre Lukács invokes Freud as a godfather to Modernism, pointing out that Freud himself openly declared that his way of gaining insight into the structure of the ‘normal’ mind was via study of a colourful array of neurotics, obsessives and phobics. In other words, one of the major planks of thought underlying all Modernist psychology, Freudianism, is based on generalisations from the morbid and the unnatural (page 30).

Franz Kafka

Which brings us to Kafka. Kafka, for Lukács, even more than Beckett, for all his genius, represents the acme of the sickness that is Modernism. He points out a detail I’d forgotten which is that, as Joseph K is being led away to be executed, he thinks of flies stuck on flypaper, tearing their little legs off. This, Lukács says, is the vision at the heart of all Kafka’s fiction and at the heart of the Modernist worldview – humans are helpless insects, totally impotent, paralysed in a society they don’t understand, trapped in unintelligible situations.

Kafka’s angst is the experience par excellence of modernism. (page 36)

Lukács dwells on Kafka’s brilliant way with details, his eye for the telling aspect of a person or situation which brings it to life. But Lukács uses this fact to bring out the world of difference between the realistic detail in a realist fiction –which has been chosen because it is representative of the real world, properly conceived and understood – and the details in Kafka, which he selected with absolute genius in order to convey his crushing sense of the utter, paralysing futility and nonsense of existence.

Kafka’s fictions are absolutely brilliant allegories, but allegories of nothing, allegories of emptiness (pages 44 to 45).

Thoughts

Pros

This is just a selection of some of Lukács’s insights in this short and, for the most part, very readable book. He may have been a slimeball, he may have been a criminal, he may have been a hypocrite, he may have been a toady to power – but there is no denying he was a very clever man, very well read, and he conveys his learning fairly lightly. He doesn’t set out to be impenetrable, as most French theorists do.

And he’s candid enough to admit that many of the experiments and new techniques and works written by the Modernists were dazzling masterpieces, and to concede that much of the stuff written under the aegis of Stalin’s doctrine of Socialist Realism was tripe. He’s too sophisticated to defend rubbish.

But his basic critique that the Modernist works which Western critics, to this day, tend to uncritically adulate, do tend to foreground the outsider, the alienated, the loner, often with severe psychological problems, in fictions which often lack much plot or any interaction with other characters, and in which both hero and author have largely turned their back on wider society – this is very insightful. His analysis of these aspects of Modernist fiction is useful and stimulating.

And, having just read Kafka’s biography, his diagnosis of Kafka’s writings as the brilliant masterpieces of a very sick mind are completely spot on. I like the way he brings out the important of the just-so detail in Kafka’s works, the precise details which tip the whole thing over into paranoid nightmare.

Cons

However, all this good stuff is in the first part of the book. As the book progresses an increasingly more dogmatic tone emerges. What are at first scattered references early in the book to the Cold War and the Peace Movement coalesce into a sustained political polemic. Lukács links his concept of the Good Realist writer directly with the 1950s Peace Movement, which was strongly promoted by the Soviet Union amid disingenuous claims to want to end the Cold War (while all the time retaining a vice-like grip on Eastern Europe and funding destabilising communist insurgents around the world).

By contrast, Lukács explicitly links some of the philosophers and authors of angst (most notoriously Heidegger) with Nazism and so tries to tar all Modernist authors with the taint of Fascism, which is clearly not true, think of Kafka, and Joyce and Faulkner.

In other words, Lukács disappoints by dropping the insights of the early part in order to make a direct and crude connection between a writer’s underlying worldviews and current developments in international politics. He is not crude enough to blame individual writers for Fascism or capitalism – but he does point out repeatedly that they base their works on the same worldview that accepts the exploitation and alienation implicit in the capitalist system.

For most of the first half I enjoyed Lukács’s dissection of the psychopathology of Modernism. But when he began to directly relate it to capitalist-imperialism and to lecture the reader on how it led to The Wrong Side in the Cold War, the book suddenly felt crude, simplistic and hectoring. When he suddenly states that:

The diabolical character of the world of modern capitalism, and man’s impotence in the face of it, is the real subject matter of Kafka’s writing (page 77)

I thought, How can such a clever, well-read man write something so crude, and I immediately thought of counter-arguments:

  1. Kafka’s visions of human life crushed by a faceless and persecuting bureaucracy could equally well have come out of Czarist Russia with its notorious secret police or, indeed, Stalin’s Russia.
  2. Kafka didn’t in fact live in an advanced capitalist society such as America, Britain or Germany – the endless, useless bureaucracy lampooned in his books is precisely not that of snappily efficient America or dogmatically thorough Germany, but precisely that of provincial Bohemia, a sleepy backwater entangled in the vast and impenetrable civil service of the Austro-Hungarian Empire.
  3. And Kafka would have been horribly out of place in any social system, at any time, as his biography brings home with startling force.

Worst of all, when, in the middle of the book, Lukács says that what counts about a writer isn’t their actual works, not their words or pages or techniques or style, but the general tendency of their thought… the implication is that this tendency can be measured by a communist commissar like himself – and suddenly I could hear the tones of Zhdanov and the other Soviet dictators of culture, whose crude diktats resulted in countless artists and writers being arbitrarily arrested and despatched to die in the gulag, crying out as they went that they meant no offence – while the apparatchiks calmly replied that they weren’t being punished for anything they’d actually said or done: they were being condemned to ten years hard labour for the tendency of their work.

At moments like this in this suave and sophisticated book, you suddenly glimpse the truncheon and the barbed wire of actual communist tyranny, which gives it a sudden thrill and horror not normally encountered in a genteel volume of literary criticism.

So it’s a complicated business, reading Lukács – at one moment, immensely rewarding, at the next genuinely disgusting.


Related links

Kafka reviews

Dates are dates of composition.

Marx and communism

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution

Communism in England

Helene Schjerfbeck @ the Royal Academy

This exhibition takes you on a strange and mysterious journey through the career of one of Finland’s most eminent artists, Helene Schjerfbeck, from entirely conventional late-Victorian naturalism like this:

Self-portrait by Helene Schjerfbeck (1884 to 1885) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

Via a kind of haughty modernism like this:

Self-portrait with a black background by Helene Schjerfbeck (1915) Finnish National Gallery / Ateneum Art Museum. Photo by Yehia Eweis

To the incredibly bleak, post-Holocaust self-portraits of her last few years.

Self-portrait with Red Spot by Helene Schjerfbeck (1944) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

Synopsis

Helene Schjerfbeck lived from 1862 to 1945. She is one of Finland’s most eminent artists. This is the first ever UK exhibition ever devoted to her work. It contains some 65 portraits, landscapes and still lifes, selected from the estimated 1,000 works that she produced in a career spanning nearly seventy years.

Early career and studies

Helene was the third child of an office manager in the Finnish state railway’s workshop. The family were lower-middle-class Swedish-speaking Finns. At the age of 11 some of her drawings were shown to a successful painter who arranged a free place for her at the drawing school of the Finnish Art Society. Aged 11! She won a prize every year for the four years she was there.

In 1877 she moved to a private academy in Helsinki, learning to handle oil paints. In 1880 her painting Wounded Soldier in the Snow won a prize from the Finnish Senate which allowed her to go and study in Paris. She made friends and visited Pont-Aven the emerging art colony where Gauguin was later to work.

In 1887 she travelled to St Ives in Cornwall at the invitation of a fellow art student who had married an Englishman. She returned again a year later and made many paintings, enjoying the English coastal light.

The first picture in the show is Two Profiles from 1881, when she was just 18. It took my breath away. The oil paint is laid on in swatches and clearly visible strokes which give a bracing energy and dynamism to what is, on the face of it, a passive image. This reproduction is terrible. In the flesh it is much more bright and airy.

Two Profiles by Helene Schjerfbeck (1881)

All the other early paintings have a tremendous confidence with oil paint, she handles it in the loose expressive way I associate with John Singer Sargent. They all deal with light and sunny Cornish landscapes or healthy looking peasants and workers and family and friends. Chocolate box. The rural settings and confident if (when you look closely) roughly applied paint remind me a bit of the farm paintings of George Clausen.

View of St Ives by Helene Schjerfbeck (1887)

The largest painting from this early phase is The Convalescent from 1888. It is a rich slice of late-Victorian tweeness, complete with a blue-eyed little girl. It was exhibited at the Paris Salon of that year and bought by the Finnish Art Society. It is tremendously proficient. Look at the glass jar on the right of the table. What immense talent she had for this kind of naturalism.

The Convalescent by Helene Schjerfbeck (1888)

Travelling and teaching

There is then a hiatus in the exhibition. The next painting is from 1905. What happened in between? She travelled and got a job as a teacher.

Travel

In 1892 the Finnish Art Society commissioned her to travel to St Petersburg and make copies in the Hermitage Museum of Frans Hals, Diego Velasquez and other Old Masters for the Finnish Collection. In 1894 she visited the Austrian national museum to make more copies, then travelled on to Italy to make copies of Renaissance masters.

Teaching

Schjerfbeck got a job as a teacher in the Finish Art Society’s drawing school. She was, by all accounts, extremely exacting. Complete silence in the classroom.

Ill

Schjerfbeck was always unwell. As a child she had fallen and broken her hip leading to a permanent limp. She fell ill in 1895, took sick leave till 1896, and was again on extended sick leave in 1900. In 1902 she resigned her teaching job and went to live with her mother in the small town of Hyvinkää north of Helsinki. There is a series of portraits of her mother which hint at the psychological tensions between them. Nonetheless her mother’s small state pension meant she didn’t have to work.

Schjerfbeck ended up living in Hyvinkää for fifteen years, corresponding with friends and asking for copies of newspapers and magazines. During this time she used local girls and boys and men and women as models for her painting.

The mature style

All of this goes some way to explaining the radical change which came about in her art. Compare the two women and the little girl in the paintings above with the next one in the exhibition, from 1911.

Schoolgirl by Helene Schjerfbeck (1911)

The idea is that Schjerfbeck no longer needed to compete – to bow to current taste in order to sell things to the Salon or to compete for prizes or sales. Now she could experiment with her vision – and it is completely unlike anything from the 1880s and 90s.

Now the outlines of figures becomes misty and vague. The faces lose the precise features they formerly had. Detailed description disappears in favour of blocks of abstract colour. And the palette becomes deliberately more narrow, so that the compositions seem more aligned, more focused, creating a sense of luminosity.

Many of the paintings are deliberately unfinished, leaving patches of canvas showing through. And in many of them, she either scores the surface of the paint, or lets it dry then scrapes away at it, repaints a new layer, dry, and scrapes it back again – the idea being to mimic the aged and worn affect of the many frescos she had seen on her trip to Italy.

Flappers

The Great War came but didn’t greatly effect her art. Instead this rather misty style continues unabated into the between the wars period. Surprisingly, many of them reflect the fashions of the era. She subscribed to fashion magazines such as Marie Claire and was interested in the slender gender-neutral look of the ‘flapper’, and she also created fictional characters or types. Almost all her models were local working class people but she used them as the basis for novelistic ‘types’ such as The Skiier or The Motorist or, one of the most vivid images, the Circus Girl.

The Circus Girl by Helene Schjerfbeck (1916)

Note the vague unfinishedness of the whole image; the sketchiness of the outline; the sense that it has been scored or marked by charcoal lines; the tonal unity of the yellow background and yellow skin, the pastel top and golden choker. And note the unexpected surprise of the big red lips with their cartoon-style catchlight.

There are 20 or more paintings which are all variations on this theme, and in which the face is more or less stylised. In some it becomes a shield-shaped mask, verging on the abstract and obviously indebted to the experiments the great modernists had made earlier in the century, copying actual tribal masks held in museums of Ethnography.

A handful of other works deliberately reference El Greco who she particularly liked, he was, I suppose, another eccentric or outside-the-mainstream artist.

I love drawing, I love clear defined outlines, but I also love it when they’re not finished, incomplete and hint at a perfection they don’t try to achieve. I love the suggestion of struggle in a work of art. Hence I love lots of sketches and drawings by Degas. And hence I loved lots of Schjerfbeck’s misty, unfinished, gestural works. Is there some Picasso’s harlequin period in this one?

Girl from Eydtkuhne II by Helene Schjerfbeck (1927) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

The self portraits

Schjerfbeck painted her first self-portrait at age 22 and her last at 83. The exhibition has a room devoted to them, with seventeen examples placed in simple chronological order, and they create quite a harrowing effect, as shown at the top of this review, progressing from sweet and gentle young woman, in her naturalistic phase, to the haughty modernist of between the wars and then, in the 1930s and 40s, to an awesomely bleak and unforgiving vision. During the 1930s the familiar lineaments of her face are subjected to distortions, her cheekbones melting, her mouth becoming a dark wound. The only colour is grey, shades of grey, grisaille, the only tones left when all the colours of life have drained away.

Self-portrait with Palette by Helene Schjerfbeck (1937)

But these turn out to be only the build-up for the final half dozen self portraits painted during the Second World War as Schjerfbeck, by now an old woman and ill with the cancer which would kill her, morphs into a gaunt, grey, death-haunted skull-face which foreshadows the era of the Holocaust, the atom bomb, and the harrowed writings of Samuel Becket.

Green Self-Portrait – Light and Shadows by Helene Schjerfbeck (1945)

What an extraordinary pilgrimage. And what a distinctive, individual, strange and troubling journey she takes us on. This is a remarkable exhibition.

Promotional video

Curators

Rebecca Bray, Anna-Maria von Bonsdorff, Sarah Lea.


Related links

More Royal Academy reviews

Sentimental Education by Gustave Flaubert (1869)

This is Flaubert’s third novel, and in fact it’s the last one he finished, if we categorise his fourth book, the temptation of Saint Anthony, as a theological fantasia rather than a novel.

With the previous two novels, Flaubert had established a reputation as a highly literary writer, becoming famous for his meticulously detailed realism. He had also gained a reputation for ‘immorality’: Emma Bovary, the heroine of his first book is shown progressing – or declining – from shy convent schoolgirl, through dissatisfied wife, to reluctant seducee and then seasoned and cynical adulterer. But Emma’s small-town tragedy was eclipsed by the astonishing violence and exotically sensual atmosphere of his second book, Salammbô, a historical novel describing in loving detail the stupefying cruelties of 3rd century BC Carthage.

A consequence of Flaubert’s meticulous craftsmanship was that he took a very long time writing each of his books, sometimes spending a whole day crafting a sentence, searching, as he put it, for le mot juste – for just the right word to create the effect he wanted. There was a seven-year gap between Salammbô and this third work – plenty of time for critics and readers alike to wonder which course he would follow – another realistic tale of contemporary French life, or another oriental phantasmagoria.

In the event it was the former. Sentimental Education is sub-titled ‘The history of a young man’ and that is exactly what it is, the story of a young Frenchman’s emotional, intellectual and social development in the years 1840 to 1851.

Among Flaubert’s entertaining and very readable correspondence, are a number of places where he explains his aim in the book. To one one correspondent he wrote that:

I want to write the moral history of the men of my generation – or, more accurately, the history of their feelings. It’s a book about love, about passion; but passion such as can exist nowadays – that is to say, inactive.

The guiding idea is that the young hero is a romantic, who wants to have a pure and romantic love – but he lives in a ‘fallen’, ‘bourgeois’, business-minded age, an age which cannot sustain him or his dreamy ideals, in which his ‘ideals’ seem to be hopelessly frustrated and compromised and he himself eventually becomes – as we shall see – cynical and manipulative.

Now whether this is the fault of the age, with its ‘bourgeois’ values, or of the protagonist for being such a naive fool, is left for the reader to decide.

The plot

Sentimental Education is divided into three parts, is very long (420 pages in the Penguin paperback version which I read) and exceedingly complicated. My summary is consciously as rambling as the plot itself i.e. I haven’t tried to simplify and regularise it; as a reader I found the book often baffling and sometimes incomprehensible.

Part one

We meet the hero, young Frédéric Moreau, in 1840 when he is an eighteen-year-old student, come from his home in Normandy to study law in Paris. The core of the plot is his enduring love for an older married woman, the wife of the art dealer Jacques Arnoux, who he sees on the Paris-to-Normandy river boat (along the river Seine) and spends the rest of the novel pursuing.

All this is completely autobiographical – Flaubert himself hailed from Normandy (his father was a surgeon), he studied law in Paris and he fell in love with an older married woman, like his hero. Looking back at his romantic younger self, Flaubert gives Frédéric numerous flights of romantic reverie, indulging what was obviously his own early lyrical sensibility. But the older Flaubert is much more world-weary, cynical and pessimistic, a tone which is prevalent in the third person narrative, and above all in the course of events, and the cynical outcomes of almost all the characters.

More interesting than the character of Moreau himself is the network of acquaintances Flaubert creates around him to convey the Parisian artistic and intellectual life of his generation. The art dealer Arnoux is depicted as a crook, inciting artists to paint meretricious works for money and ripping them off in all kinds of dodgy deals. He runs a magazine, L’Art Industriel, and every Wednesday he holds open house for painters, critics, writers, composers and so on to come round and chat. Moreau bumps into the young joker Hussonet and via him worms his way into becoming a regular at these open days, with the sole view of talking to Madame Arnoux who, however, rarely appears.

Meanwhile, his old schoolfriend from back in Nogent, Charles Deslauriers, turns up in Paris to study law and the pair share rooms, drinks, jokes. Frédéric organises a Saturday soirée for his friends. In one or other of these settings, we meet the following characters and follow their endless arguments about art and politics. It turns out to be necessary to really get to know them since they all reappear over the course of the next 12 years or so, playing key roles in the complex personal story, and background political developments, of the age.

  • Baptiste Martinon, law student
  • Marquis de Cisy, nobleman and law student
  • Sénécal, math tutor and uncompromising Republican
  • Hussonet, journalist, drama critic and joker
  • Dussardier, a simple shopworker who Moreau and Hussonet help after he’s wrongfully arrested for assaulting a policeman
  • Regimbart, ‘The Citizen’, a fiercely doctrinaire revolutionary
  • Pellerin, a painter with more theories than talent
  • Madamoiselle Vatnaz, actress, courtesan, frustrated feminist

The ‘plot’ i.e. the tangled sequence of events over the next 11 years (1840 to 1851) involves the appearance, disappearance and reappearance of all these characters, shedding light on their changes and developments, generally in a pessimistic downwards direction. For example, Frédéric’s childhood friend Deslaurier fails as a lawyer and would-be politician, turning to journalism where he writes scurrilous pieces for other papers and nags Frédéric to loan him the money to set up his own.

Whenever there is political turbulence, we can be sure of hearing about Sénécal and Regimbart, who, in different ways, rage against the ruling classes and the king. Over the eleven years they follow drastically different courses, Regimbart becoming a monosyllabic drunk, Sénécal  undergoing a complete volte-face to become a violent reactionary.

Pellerin is a broadly comic character, reminiscent of Homais in Bovary, in that he is mechanically predictable: whenever we meet him he is in thrall to yet another theory of art, changing his allegiance from Michelangelo to Titian to Velasquez and so on, never achieving anything, always complaining.

The plot is complex and multi-layered, but two key elements are Frédéric’s love life and his career (both ill-fated).

Love life (1)

Frédéric sees Madame Arnoux on the boat to Nogent and it is love at first sight. He inveigles his way into Monsieur Arnoux’s confidences with the sole purpose of seeing more of Madame. However, he finds himself being taken up by the cheery, good-natured Arnoux himself and initiated into the fact that Arnoux keeps a mistress in a set of rooms. Arnoux takes him there, and Frédéric meets the rather bony, dry, sharp Madamoiselle Vatnaz.

This adulterous relationship of Arnoux’s is one of the revelations of a Big Night out, when almost all the Parisian characters go to the opening of a new cabaret, the Alhambra. In a scene which is very filmic, they encounter each other in different rooms, drink, gamble, bump into each other later in the evening, are introduced to girlfriends, mistresses and courtesans and so on.

Career

As she sends him off to Paris, his loving mother hopes that Frédéric will work hard at his law studies, become a lawyer, stand as a deputy to the National Assembly and become a minister. Needless to say, none of this happens. Frédéric fritters away his money and his time on pointless love affairs, and looks every possibly gift horse in the mouth. After getting into the arty set around Arnoux’s magazine, he decides to become a painter (cue comic advice from the inept painter Pellerin). Later, Frédéric thinks he might become a journalist. In actual fact he ends up becoming a well-heeled wastrel. This becomes increasingly frustrating for the reader, and by about page 300 I really wanted to give Frédéric a good slap and tell him to sort his life out.

Right from the start Frédéric is advised by Frédéric’s mother’s friend Roque to go and contact a high society banker, Monsieur Dambreuse, to whom he is given a letter of introduction. Over the next 300 pages Frédéric only occasionally goes to see Dambreuse who: offers him the low-down on buying share in a new company which is bound to succeed – distracted by yet another love visit somewhere, Frédéric fails to do this. Then Dambreuse offers to make Frédéric secretary in the new company, in exchange for him purchasing shares: again Frédéric misses this opportunity because he just has to go and visit Madame Arnoux (yet again).

The most unaccountable stupidity is when, after being rejected by Madame Arnoux, Frédéric returns to his mother’s house in rural Nogent, and discovers that the little girl next door who he used to play with, the daughter of his mother’s neighbour, old Roque, has blossomed into the lovely young woman, Louise. They immediately get on well and it becomes clear that Louise is infatuated with him. The parents, of course, are totally informed and approve the match, Frédéric’s mother because old Roque is loaded and, if he marries Louise, Frédéric will inherit all his money – old Roque because he wants his daughter to gain a title and buried deep in Madame Moreau’s past is, in fact, a landed title, which Frédéric could revive.

Louise and Frédéric become so close that they are allowed to walk out together, the Nogent community is informed that they are engaged, and they themselves expect to marry. This goes on for some time, maybe a year, until Frédéric wakes up one fine day to find that a distant uncle – uncle Barthelemy – has died and left him a substantial fortune in property, from which he will be able to extract a very comfortable annual income.

This goes straight to his head and he tells his mother and Louise that he must go back to Paris to make his Great Career. Off he goes, hires himself an enormous apartment, decorates it in the finest fashion, hires a showy carriage and servant, and generally behave like a shallow idiot. What does he do with his position? Does he make careful plans to further his career by, for example, re-contacting the rich Dambreuse? No. He plunges back into the pointless vortex of love affairs and mistresses.

What is incomprehensible to me is that, after Frédéric returns to Paris, he promptly forgets all about Louise who is not mentioned for the next two hundred pages while Frédéric falls back into the same mind-numbingly boring routine of carrying a torch for Madame Arnoux, visiting the Arnoux household, getting caught up with Arnoux’s mistress, and so on.

Love life 2

Back in Paris Frédéric discovers that Arnoux has moved. It takes him some trouble to track him down, whereupon he discovers that Arnoux has completely changed career, selling his art magazine and investing in a pottery factory outside Paris. Moreover, he has dumped Mlle Vatnaz and his new lover is one Rosanette, a courtesan.

There is another Big Party scene, a fabulous masked ball. At this point I realised that Flaubert likes Big Set-Piece Scenes. Madame Bovary features a Rural Wedding, the Agricultural Show and a Rural Funeral, all reminiscent of big mid-Victorian panoramic paintings. As befits a novel set in the Big City, Sentimental Education includes similar Set Pieces but with an urban setting – The Cabaret Party in part one and The Masked Ball in part two, both described in loving detail, at length, and opportunities for Flaubert to display his ability with complex scenes featuring numerous characters, all displaying new and unexpected aspects of their personalities and unexpected relationships between each other.

A feature of these scenes, as with the several Big Dinner Parties given by M. Dambreuse, is that the reader is often as confused as Frédéric by the gossip, mutterings, sniggers behind fans, people looking at him with raised eyebrows, and so on. Whatever Frédéric does, social gossip is always one step ahead, and it’s a feature of the book that he’s not only the last one to find out various important facts about other characters, but that Flaubert makes the reader share in Frédéric’s imperceptiveness, his dimness.

Frédéric likes Arnoux’s mistress, Rosanette, and has Pellerin paint him a portrait of her (giving rise to many comic moments highlighting Pellerin’s ineptitude as an artist). His old schoolfriend Deslauriers is resentful of Frédéric’s new wealth and asks 15,000 francs of him to set up a new newspaper. Frédéric listens to the unrealistic proposal for it, but promises the money anyway.

However, just as he receives the money from his own solicitor, Arnoux comes bustling round to his apartment to tell him that he desperately needs about 12,000 francs as he is about to be declared bankrupt: just for a week, two at the most. Still obsessed with his ‘love’ for M. Arnoux, in the vague hope that by helping the husband he will get ‘closer’ to the wife, Frédéric gives Arnoux the money, and then has to make up some excuse for letting down Deslaurier who, not surprisingly, is bitterly disappointed. Frédéric himself is then let down when cheery Arnoux is unable to repay him next week, or the week after and, as the months go by, Frédéric realises that the money is lost.

Frédéric begins pursuing Rosanette in earnest and takes her to the races, but she goes home with a man named Cisy. At dinner one night at Cisy’s opulent home, Cisy reveals that he had gone home with Rosanette to win a bet. The guests talk about Arnoux and lewdly suggest that Madame Arnoux has been a mistress to many men. Frédéric throws a plate at Cisy, and the argument escalates. The men agree to a duel and Flaubert depicts the formalities of such an event in painstaking detail – but on the appointed day, Cisy faints and the whole thing – symbolic of all the romantic dreams which fizzle out in sordid disappointment – is a damp squib.

Thinking of money has raised the spectre of working with or for Dambreuse, who Frédéric goes to meet and who offers him job but – Frédéric fails to keep the appointment they make to discuss it in detail, because he hears that Arnoux’s fortunes have taken a turn for the worse and he makes a wild goose chase visit out to the factory in the country outside Paris to see Madame Arnoux – again. The journey, the countryside and the factory are all interestingly described, but I really want to shake Moreau and tell him to grow up.

Frédéric hesitatingly makes his feelings clear to Madame Arnoux who brushes him off with very sensible nostrums about how duty comes first and brief affairs never lead to happiness. Rebuffed, Frédéric goes straight back into Paris and to the apartment of Rosanette, who he has fancied since he met her. Only after he’s left, does Madame Arnoux have an epiphany and realise that she does love Frédéric.

The Rosanette connection becomes more and more complex in the final third of the novel, because Frédéric discovers that, as well as Arnoux as a lover, Rosanette has for some time had an elderly ‘sponsor’, M. Oudry. Later, in part three, we discover that she is seeing a rich Russian aristocrat. And then in another twist, Frédéric discovers that she seems to be in love with a pretentious Paris actor, Delmas.

None of this prevents Frédéric pursuing her and eventually having sex with her so that (presumably) she becomes ‘his’ mistress. At some point I had to give up and confess I didn’t understand the ‘love’ story in the novel at all. I don’t understand how Frédéric can be passionately in love with Madame Arnoux and yet dedicate so much time to seducing Rosanette, all the time knowing that Rosanette has been the mistress of his beloved’s husband and continues to see other men, and then in the rural scenes back at Nogent, go walking out with Louise and declare to her that he has never been happier.

It’s not a question of him being a cad or a ‘sexual predator’ as modern usage has it – it is much weirder than that. Throughout the novel I had the sense that Flaubert was describing a set of values and a mindset which I just simply don’t understand.

In the concluding scenes of Part Two Frédéric finally gets Madame Arnoux on her own, without her maid or small children, and there tells her he loves her and – for the very first time – she admits that she loves him too. For some reason there is no kissing or sexual contact at this moment, instead – as in so many of these 19th century fictions – they are left on tenterhooks of love and sensuality but…. make an appointment to meet the next day. The reader can’t help thinking this is a convention created purely and solely to create problems and misunderstandings, as in a bedroom farce.

And sure enough, the next day, Mme Arnoux’s son is seriously ill with croup and so, of course, she doesn’t keep the rendezvous. So Frédéric – thinking he has been jilted – promptly goes round to Rosanette’s place and for the first time really oversteps the bounds of 19th century caution, kissing her, putting his arm round her waist and – we are led to believe – finally having sex with her (the first time he’s done it with anyone, as far as we can tell).

Part three (1)

I am hopelessly confused by the love life aspect of the story. Frédéric knows that Rosanette has been the mistress of his beloved Madame Arnoux’s husband, has been attached to a rich old geezer, Oudry, as well as the rich Russian prince, and discovers that she holds a torch for the Parisian actor and yet still thinks he loves her.

The political scenes come as a relief from the love life because at least I understand their logic. The February 1848 revolution breaks out right at the end of part two, and Frédéric associates the sense of liberation and freedom in the air of Paris with his ‘love’ for Rosanette, who he is now regularly sleeping with.

Part three follows straight o from this, with Frédéric getting caught up in the February street fighting, which is described vividly.

French politics – an interlude

In 1830 France had one of its many revolutions and, in the ‘Three Glorious Days’ of July, overthrew King Charles X, the French Bourbon monarch, and replaced him with his cousin Louis Philippe, Duke of Orléans.

The reign of Louis-Philippe was characterised by a wide range of political factions, who jostled and bickered for the next eighteen years: on the right some dreamed of restoring the legitimate line of Charles X (hence ‘the legitimists’) – the ‘Orleanists’ supported Louis-Philippe himself – some ‘imperialists’ wanted a return to the glory years of Napoleon. In the ‘centre’ were all sorts of middle-class republicans, who thought France would thrive best without a monarchy, although they all disagreed about who ought to lead the government of this hoped-for republic. On the left was a florid assortment of socialists who wanted to see society reorganised for the benefit of the working class, and even the newly-coined term ‘communists’, who wanted the abolition of private property and the inauguration of a completely utopian, propertyless, and so completely equal, society.

There were insurrections and attempted coups against Louis-Philippe in 1832, 1834 and 1839. These disgruntlements are the backdrop to the occasional political arguments among the characters mentioned above. But it was a bad harvest and industrial depression in 1847 which threw both peasants and urban workers out of work, many of them making their way to Paris in search of employment. These men provided the mobs which rose up in February 1848 and marched on the royal palace carrying torches and muskets. Louis-Philippe fled out the back door and made his way to exile in England (as so many continentals did during the 19th century, monarchs and revolutionaries alike). A republic was declared, a Provisional Government cobbled together, and three years of instability and uncertainty followed.

Flaubert captures the confusion, and the violently opposing political opinions, very well, as Frédéric a) sees for himself the fighting on the streets in February b) hears how the cross-section of pals from his soirees back in part one have fared in the disturbances (shot, arrested, imprisoned, hero of the revolution etc).

In a farcical scene Frédéric is encouraged to go along to one of the countless political clubs which have flourished after the revolution, and stand for election as a deputy. Initially greeted as a hero because he had (more or less accidentally) spoken up against Louis-Philippe at a society dinner given by the banker Dambreuse, when he protests about a Spanish ‘comrade’ giving a long speech in Spanish, the fickle crowd turn against him and just as vehemently attack him for being a member of the hated ‘bourgeoisie’. He is forced to make a speedy exit, the whole scene embodying Flaubert’s contempt for ‘the mob’ and for politics in general. ‘Stupid’ and ‘stupidity’ are words which recur in Flaubert’s descriptions both of crowds and mobs, but also of high society with its reactionary clichés and stereotypes.

Months of political uncertainty follow, against which Frédéric finds out that Arnoux is still Rosanette’s lover. He tries to get Rosanette to choose between them, but she refuses and so – sick of politics and her vacillation – Frédéric takes Rosanette on a prolonged holiday in the beautiful countryside surrounding the royal palace at Fontainebleu. This four or five-day trip is described in minute detail, the precise itinerary of each day’s outings, with exactly what part of the forest and landscape they saw, what the light was like, and what they ate that night for dinner.

This is odd, because they are on this holiday precisely during the notorious ‘June Days’, the decisive event of 1848. Under Louis-Philippe, National Workshops had been set up to provide a dole for the large number of unemployed in Paris. After the February revolution the Provisional Government commissioned a report into the future of the Workshops, and the right-wing leader of the committee recommended closing them down to save money.

As soon as these findings leaked out, socialist leaders roused the working classes and barricades went up all over Paris (again). The government asked the newly appointed Minister of War, General Cavaignac, to put down the insurrection, which he did with great bloodshed. As many as 3,000 people were killed in the resulting street fighting and all the socialist leaders were arrested and put in prison. Cavaignac was appointed President of the Council of Ministers, becoming effective dictator, until the presidential elections which were held in December 1848.

Part three (2)

Anyway, Flaubert must get his hero back into the thick of things and so he invents the pretext that Frédéric reads that his long-standing working class friend, Dussardier, has been wounded. Despite Rosanette’s bitter protestations, Frédéric travels back into Paris (itself difficult because the coaches have stopped running) only to be arrested by various members of the suspicious and angry National Guard.

Flaubert vividly conveys the atmosphere of completely random violence and terror created by insurrection and street fighting. Frédéric is locked up in various ad hoc barracks and prisons, before finally convincing someone in authority to let him proceed to Dussardier’s house, where he finds the working class hero being tended by none other than wiry Mlle Vatnaz. Being a good chap – if also, as we know by now, hopelessly indecisive and weak-willed – Frédéric goes back every day for a fortnight to offer help and moral support.

Things move on. Frédéric attends a dinner chez Dambreuse which is fraught with currents and counter-currents, since Monsieur and Madame Arnoux are there and so is Louise, Monsieur Roque’s daughter, the one Frédéric is meant to be engaged to. Maliciously, the other male guests bring up the subject of the portrait Frédéric persuaded Pellerin to do of Rosanette. In a cameo moment earlier in the story, when Frédéric refused to pay for it, Pellerin had displayed it prominently in his window, with a caption proclaiming that Rosanette was Frédéric’s mistress. As the guests remember and discuss this incident, both Mme Arnoux and Louise realise that Frédéric is her lover. Nonetheless, as they all leave the dinner, Louise walks arm in arm with Frédéric, reminding him that they had pledged to get married. Frédéric makes a fool of himself trying to wriggle out of it.

Meanwhile, life with Rosanette is serene and pleasant. He has moved in with her. They tend the window boxes and watch passersby, neither of them needing to work for a living.

But that doesn’t stop Frédéric – upon hearing gossip that Monsieur and Madame Arnoux are becoming estranged – from going straight round to see Madame Arnoux and – finding her alone – blames her for not coming to see him the morning of their rendezvous. She explains that she had stayed at home to tend her ill son. All is forgiven and they declare their undying love for each other, and indulge in a long, lingering kiss. Then they hear a creak of floorboards and look up. Rosanette is standing there. She had followed Frédéric, and got past the front door, any servants, up the stairs and into the room unimpeded. For me this felt like almost any moment from Eastenders or a Whitehall farce. Somehow everyone involved takes it calmly, Rosanette asks Frédéric to come home with her, Madame Arnoux waves goodbye from the top of the stairs.

Back in their apartment, Frédéric has a furious row with Rosanette, accusing her of following him, in the middle of which she reveals that she is pregnant with his child. Eastenders. This argument makes him realise he despises Rosanette. From that point onwards, Frédéric continues to live with her but is increasingly repelled by her commonness and vulgarity. The happy honeymoon in Fontainebleu, the lazy days staring from the sunny balcony, are completely gone.

Whereupon – and this is the kind of turn of events which genuinely mystifies me – Frédéric decides to seduce Mme Dambreuse in order to gain social standing. The Seduction Scene is described in some detail and Frédéric, who is becoming expert at this, is astonished that Madame Dambreuse gives in so quickly, lying back on her sofa with her eyes closed, which is the signal for him to kiss her.

Once this intimacy is established, Frédéric is astonished to discover just how much Madame Dambreuse hates her husband. It turns out (rather inevitably) that he has also had many mistresses, and that the ‘niece’ they have brought up in their household – Cécile, who we’ve met at their parties and dinners – is in fact his love child by one of his mistresses, who Madame D agreed to raise, but loathes. To his astonishment, she asks if he will marry her.

In quick succession, two key events follow: the previously hale and hearty Monsieur Dambreuse falls ill and dies, and Rosanette’s new-born baby dies. (In one of the many aspects of the novel which seem incomprehensible to the modern reader, as soon as the baby was born she had farmed it out to a wet nurse who lived out in the country – why? – and on the one time Frédéric goes to visit he is appalled by the squalor of the hut the baby’s being kept in, the goats wandering round, the animal manure around the building: why?).

During M. Dambreuse’s illness his wife reveals to Frédéric that, what with her own dowry, all her husband’s business interests, she will be worth some three million francs! Given that Frédéric is living very comfortably on about 15,000 francs a year, this obviously represents an absolute fortune and – being the impractical dreamer that he is – Frédéric starts planning extensions to the house, the creation of his own personal library, a bigger, grander carriage, more servants etc.

Monsieur Dambreuse’s funeral is another typically Flaubertian Set-Piece, with great detail about all the practical arrangements, leading into satire on the starchy behaviour of the high society invitees, and then their unbuttoned conversations at the post-funeral reception.

But Frédéric comes round a day or two later to find Madame Dambreuse sitting on the floor surrounded by a sea of documents, safes, folders and papers, crying. Turns out her husband had destroyed the will in which he left everything to her and instead – has left everything to the love child, Cécile. Frédéric’s dreams go up in smoke, but he still pledges his loyalty to her.

From this point onwards, Frédéric secretly splits his time between the two women, spending the afternoon with Rosanette, going to see Madame Dambreuse every evening. He congratulates himself on his cleverness, on using the same phrases, reading the same poetry, with each of the women. He enjoys his own ‘wickedness’.

Money

As in Madame Bovary it is money troubles which trigger the multiple crises and bring the long rambling plot to a climax.

  1. Rosanette is unable to pay off some debts she owes, and when she tries to cash in some shares which Arnoux gave her, discovers that they are worthless. She takes him to court and her suit is a contributory cause of the final collapse of all Arnoux’s financial scams.
  2. We learn from multiple sources that M. Arnoux has finally been overtaken by his financial difficulties and is preparing to flee the country, along with Madame A.

Initially Frédéric hears gossip that M. Arnoux only needs 12,000 or so francs to remain solvent. In fact he hears it from the painter Pellerin, who he and Rosanette (bizarrely) commissioned to paints a portrait of their dead child. Petrified at the thought of losing Madame Arnoux (if she flees Paris), Frédéric asks for money from Mme Dambreuse, making up a cock and bull story about a friend being threatened with prison.

But M. Arnoux’s debts are much bigger than a measly 12,000 francs and by the time Frédéric goes round with the money he discovers they have fled to Le Havre, presumably to flee the country and his debtors.

Madame Dambreuse discovers his motive for borrowing the money and confronts him in a big shouting match. She accuses him of having multiple lovers, which is close enough. Now earlier in the story we had been told how Frédéric’s oldest friend, Deslaurier, had himself made a pass at Madame Arnoux (is seducing each other’s wives and mistresses all these people do?). When she rejected him, he conceived an obdurate hatred for her. As part of his ongoing attempts to ‘get on’ he had then made himself a sort of legal adviser to Monsieur Dambreuse, and then to his widow.

Now, like the serpent in the garden of Eden, Deslauriers spitefully suggests to Madame Dambreuse that she sell some of the debts which Arnoux racked up with her husband on to a debt collector.

She does so, the debt collector acts with typical aggressiveness, and this results in the bailiffs declaring a public auction of all the Arnouxs’ furniture and possessions.

A few days later, on one of her Frédéric’s lazy afternoon coach rides, Madame Dambreuse deliberately makes the driver ride by the auction house and – as if on a whim – insists to Frédéric that they go in.

Frédéric is horrified to realise what is going on – the auction of all Arnoux’s possessions – but is forced to watch as all the intimate belongings of (despite everything) his one true love, are auctioned off – the carpet she tiptoed across, the bed linen she slept in etc.

Madame Dambreuse watches Frédéric’s discomfiture with real upper-class scorn. When a trivial object of Madame Arnoux’s, a silver keepsake, comes up, Madame Dambreuse insists on outbidding everyone else in order to own it. Frédéric begs her not to, to have pity on his heart – but she insists. It is a very powerful scene.

When they finally exit the auction house, Frédéric sees Madame Dambreuse into her grand carriage, shuts the door, bids her adieu and walks away.

It is over. It is all over. His love is dead. His heart is crushed. He hates Madame Dambreuse; there will be no reconciliation. He knows Rosanette has other lovers; their child is dead; he hates her too. And the only woman he ever loved has gone away, he knows not where.

Sick of Paris and its ‘high life’, he retreats like a broken animal to his home territory, catching a train and stage coach back to Nogent. But as he comes closer he hears church bells and – as a in a fairy tale – he arrives at the church just in time to see Louise in a wedding dress exiting the church on the arm of her new husband, none other than his oldest dearest friend, Deslauriers.

Here and there, in the previous hectic fifty pages or so, had been carefully inserted references to Deslaurier’s absence in Nogent. Now we realise (as does Frédéric) that his best friend had been a) badmouthing him to his own mother, Old Roque and Louise, telling everyone about his married mistresses b) working his way into the affections of both Old Roque and Louise c) using Old Roque’s influence to stand as deputy for the whole region – in all of which he succeeded.

Frédéric is crushed. All his hopes lie in tatters. There remains one last, brutal disillusionment. Frédéric returns to Paris and Flaubert engineers a scene whereby Frédéric witnesses a bit more street fighting (the timeline has moved on to 1851 now) and he sees the good simply working class man Dussardier mount a final barricade and be brutally hacked down with a sword by a policeman of the new order, the Second Empire of Napoleon III. And this enemy of the working class is none other than – Frédéric’s old friend, the violent republican Sénécal, who has completed an intellectual volte-face from fire-breathing socialist to murderous imperialist, a flaring symbol of the utter stupid futility of politics.

Coda

The last few pages of the novel are genuinely emotional. Burnt out, abandoned, Frédéric leaves France and goes travelling to lose himself and when he returns, is a broken man.

He travelled.
He knew the melancholy associated with packet-boats, the chill one feels on waking up under tents, the dizzy effect of landscapes and ruins, and the bitterness of ruptured sympathies.
He returned home.
He mingled in society, and he conceived attachments to other women. But the constant recollection of his first love made these appear insipid; and besides the vehemence of desire, the bloom of the sensation had vanished. In like manner, his intellectual ambitions had grown weaker. Years passed; and he was forced to support the burden of a life in which his mind was unoccupied and his heart devoid of energy.

‘Towards the end of March, 1867, just as it was getting dark, one evening, he was sitting all alone in his study, when a woman suddenly came in.’

It is Madame Arnoux. She and her husband are living in obscurity in rural Brittany. She and Frédéric swear their undying love to each other. Maybe their love has survived and meant so much because they were never together. She takes her cap off to cut a lock of her hair for him, and he is stricken to see that her hair has gone completely white. She is an old lady. She leaves. It is the last time they will meet.

In the final final scene, years later, Frédéric encounters Deslauriers again and the novel ends the way it began, with the pair swapping stories of the past. On the final page they decide that their best memory is of being about 16 and trying to sneak into the town brothel in Nogent. Like simpletones they picked nosegays for the girls but, once inside, all the girls laughed at their sweet innocence and, overcome by embarrassment, first Frédéric and then Deslauriers had fled.

Now they sit by the fire, too old men reminiscing and agreeing that, yes, that was probably the happiest moment in their lives.


Paris

Rosy clouds, scarf-like in form, stretched beyond the roofs; the shop-tents were beginning to be taken away; water-carts were letting a shower of spray fall over the dusty pavement; and an unexpected coolness was mingled with emanations from cafés, as one got a glimpse through their open doors, between some silver plate and gilt ware, of flowers in sheaves, which were reflected in the large sheets of glass. The crowd moved on at a leisurely pace. Groups of men were chatting in the middle of the footpath; and women passed along with an indolent expression in their eyes and that camelia tint in their complexions which intense heat imparts to feminine flesh. Something immeasurable in its vastness seemed to pour itself out and enclose the houses. Never had Paris looked so beautiful. He saw nothing before him in the future but an interminable series of years all full of love. (Part one, chapter five)

If Madame Bovary was a portrait of rural France, Sentimental Education, although it includes a few other settings (Frédéric’s home town of Nogent, the Fontainebleu excursion), feels like a portrait of Paris, its streets, its geography, the wide river Seine, its colourful nightlife, and then as a setting for street fighting and revolution.

The two big parties I mentioned are complemented by smaller but still grand affairs – a formal dinner at Monsieur Dambreuse’s, where Frédéric is surprised at how boring and staid the banking-class guests are – a day at the races in the Champs de Mars (where Madame Arnoux sees Frédéric accompanying Rosanette, one of the many small incidents which add complication to the endless bedroom farce of his love life). Here is Frédéric mingling his dopey romantic feelings with the street life of the city.

The dinners were now renewed; and the more visits he paid at Madame Arnoux’s, the more his love-sickness increased. The contemplation of this woman had an enervating effect upon him, like the use of a perfume that is too strong. It penetrated into the very depths of his nature, and became almost a kind of habitual sensation, a new mode of existence.

The prostitutes whom he brushed past under the gaslight, the female ballad-singers breaking into bursts of melody, the ladies rising on horseback at full gallop, the shopkeepers’ wives on foot, the grisettes at their windows, all women brought her before his mental vision, either from the effect of their resemblance to her or the violent contrast to her which they presented. As he walked along by the shops, he gazed at the cashmeres, the laces, and the jewelled eardrops, imagining how they would look draped around her figure, sewn in her corsage, or lighting up her dark hair. In the flower-girls’ baskets the bouquets blossomed for her to choose one as she passed. In the shoemakers’ show-windows the little satin slippers with swan’s-down edges seemed to be waiting for her foot. Every street led towards her house; the hackney-coaches stood in their places to carry her home the more quickly; Paris was associated with her person, and the great city, with all its noises, roared around her like an immense orchestra. (Part one, chapter five)

There are plenty of descriptions of sunrise over Paris, of Paris at twilight, of the fires burning over revolutionary Paris, of the excitement in the air of spring in Paris, and so on. Paris is intellectual ferment, the hustle and bustle of the streets, money and glamour but above all, the sensual promise of women.

The Seine, which was of a yellowish colour, almost reached the platforms of the bridges. A cool breath of air issued from it. Frederick inhaled it with his utmost energy, drinking in this good air of Paris, which seems to contain the effluvia of love and the emanations of the intellect. He was touched with emotion at the first glimpse of a hackney-coach. He gazed with delight on the thresholds of the wine-merchants’ shops garnished with straw, on the shoe-blacks with their boxes, on the lads who sold groceries as they shook their coffee-burners. Women hurried along at a jog-trot with umbrellas over their heads. He bent forward to try whether he could distinguish their faces—chance might have led Madame Arnoux to come out.

The shops displayed their wares. The crowd grew denser; the noise in the streets grew louder. After passing the Quai Saint-Bernard, the Quai de la Tournelle, and the Quai Montebello, they drove along the Quai Napoléon. He was anxious to see the windows there; but they were too far away from him. Then they once more crossed the Seine over the Pont-Neuf, and descended in the direction of the Louvre; and, having traversed the Rues Saint-Honoré, Croix des Petits-Champs, and Du Bouloi, he reached the Rue Coq-Héron, and entered the courtyard of the hotel. (Part one, chapter seven)

The role of women

Obviously, the main line of the plot is Frédéric’s extraordinarily tangled love life – which I found incomprehensible from start to finish. Saying he carries a torch for a beautiful, sensitive, married woman but ends up going out with a courtesan makes it sound too simple and comprehensible; in fact his love affairs proceed through a sequence of scenes with Madame Arnoux, Rosanette, Mlle Vatnaz and others, every single one of which is difficult to understand – their dialogue, their expectations, their attitudes – all seemed completely alien and unreal to me.

Lengthy dialogue which seems to completely miss the point, alternates with abrupt scenes which skate over what would – for a modern person – be profound emotional or moral issues. And they recur again and again. As an example, as the June Days approach, Frédéric bumps into the banker Dambreuse (who has shifted with the times to become a devout republican), who unexpectedly praises Arnoux for saving his life the last time the mob invaded the Chamber of Deputies and surprises Frédéric by announcing that he has been elected a deputy. In response to this news:

Frédéric, after he had quitted M. Dambreuse, went back to Rosanette, and, in a very gloomy fashion, said that she should choose between him and Arnoux. She replied that she did not understand ‘that sort of talk’, that she did not care about Arnoux, and had no desire to cling to him. Frédéric felt an urge to leave Paris. She did not offer any opposition to this whim; and next morning they set out for Fontainebleau.

So their ‘honeymoon’ trip to Fontainebleu is Frédéric’s response to the fact that his mistress refuses to stop seeing (and presumably having sex with) the husband of the woman he really loves??

I found the endless indecisiveness of the central ‘love story’ more remote from my understanding of human nature  than something out of Chaucer or an Icelandic saga. Why does Frédéric ping pong between just these two women – are they the only two women in Paris? Why is he proud at making Rosannette his mistress when he knows that she continues to see Arnoux, as well as old M. Oudry, the Russian aristocrat and who knows how many others?

Putting that to one side, I think even if you aren’t particularly feminist in outlook, it’s also hard not to get upset at the way women are discussed and treated in the book. Whenever the men get together (which is a lot – Frédéric’s one-on-ones with friends, Frédéric’s house parties, Arnoux’s regular ‘at homes’, in nightclubs, in restaurants, at formal dinners) the conversation among men left to themselves quickly turns to ‘women’, with the men discussing the merits of this or that mistress, or type of woman, or women in general, usually dismissed as fickle or shallow.

When the young lads go for a night out at a new nightclub, the Alcazar, in part one, the aim is to pair off with one of the women there, who are categorised as ‘courtesans, working girls or prostitutes’.

The conversation turned on women. Pellerin would not admit that there were beautiful women (he preferred tigers); besides the human female was an inferior creature in the æsthetic hierarchy.

‘What fascinates you is just the very thing that degrades her as an idea; I mean her breasts, her hair…’

‘Nevertheless,’ urged Frederick, ‘long black hair and large dark eyes…’

‘Oh! we know all about that,’ cried Hussonnet. ‘Enough of Andalusian beauties on the lawn. Those things are out of date; no thank you! For the fact is, honour bright! a fast woman is more amusing than the Venus of Milo. Let us be Gallic, in Heaven’s name, and after the Regency style, if we can!’

Entry-level feminism will be outraged at the relentlessly secondary role given to women, often nameless, judged only on their appearance and seen as appendages to the named and ‘interesting’ men.

Sénécal placed his glass of beer on the mantelpiece, and declared dogmatically that, as prostitution was tyrannical and marriage immoral, it was better to practice abstinence. Deslauriers regarded women as a source of amusement – nothing more. M. de Cisy looked upon them with the utmost dread.

A little to the side of this obvious perspective, I was interested in the way that the objectification and denigration of woman helped the men to bond: Discussing women is a ‘safe’ activity – as opposed to discussions of either art of politics, which lead immediately to bitter arguments. Discussing sex may have its own disputes, but is essentially a unifying exercise at which older men nod and boast about their conquests, while younger men brag and lie.

Flaubert’s overall artistic intention – as stated in a series of famous letters – was to eliminate the intrusive narrator’s voice from his fiction. Narrators had cheerily interrupted their novels to point a moral and make suave generalisations for a hundred years or more. Flaubert very self-consciously set out to reject this entire tradition. The author’s tone was to be everywhere felt but nowhere explicitly visible.

Another aspect of this approach is that Flaubert claimed to be just presenting reality as it is.

If Charles Bovary is weak, if Emma Bovary is a bad mother, if Rodolphe is a sexual predator – it is not Flaubert’s fault. He is presenting humanity in all its weakness.

Ditto, in Sentimental Education, if Frédéric is weak-willed, a prey to feeble sensuality, in thrall to stupid ideals of romance, utterly unable to make the most of the opportunities life presents him with, it is not Flaubert’s fault. If a group of men at a dinner party or a nightclub end up talking about women, Flaubert is showing what the life of his time was like (and the life of men has been right up to the present day).

He would claims that men are like that and he is simply showing it, warts and all.

On the plus side, Flaubert presents the character of Mademoiselle Vatnaz, an avowed feminist and a reminder that, like the arguments of socialists, the arguments of feminists have existed, been published, promoted and discussed, since at least the time of the French Revolution.

The ill-temper of Rosanette only increased. Mademoiselle Vatnaz irritated him with her enthusiasm. Believing that she had a mission, she felt a furious desire to make speeches, to carry on disputes, and – sharper than Rosanette in matters of this sort – overwhelmed her with arguments.

One day she made her appearance burning with indignation against Hussonnet, who had just indulged in some blackguard remarks at the Woman’s Club. Rosanette approved of this conduct, declaring even that she would take men’s clothes to go and ‘give them a bit of her mind, the entire lot of them, and to whip them.’

Frédéric entered at the same moment.

‘You’ll accompany me – won’t you?’

And, in spite of his presence, a bickering match took place between them, one of them playing the part of a citizen’s wife and the other of a female philosopher.

According to Rosanette, women were born exclusively for love, or in order to bring up children, to be housekeepers.

According to Mademoiselle Vatnaz, women ought to have a position in the Government. In former times, the Gaulish women, and also the Anglo-Saxon women, took part in the legislation; the squaws of the Hurons formed a portion of the Council. The work of civilisation was common to both. It was necessary that all should contribute towards it, and that fraternity should be substituted for egoism, association for individualism, and cultivation on a large scale for minute subdivision of land.

The Woman’s Club? This is the only mention made of it in the text. It is fascinating to learn that such a thing existed in 1848, and that all the characters take it and the various arguments for women’s liberation entirely for granted, much as they take the arguments of the legitimists or the socialists, or any other political point of view.

Like Flaubert I am pessimistic about political change. The socialists in this book argue passionately for a change to the system which will abolish poverty and inequality. The feminists argue for a transformation of relationships between the sexes to make men and women truly equal.

170 years later, the arguments are exactly the same and being put with exactly the same vehemence, as if the Great Day of Freedom and Equality is just around the corner, just within reach, only requires a handful more newspaper articles, a couple more stirring speeches and… human nature will be transformed forever. Always mañana.

Summary

Early on I stumbled across the criticism made by Henry James – who adored Madame Bovary – that Sentimental Education lacks charm. He is right. The first hundred pages or so seemed qualitatively superior to the remaining 300. The boat trip to Nogent, Frédéric’s reunion with his old school friend, his poor student days rooming with Deslaurier, his mother’s fussing concern, old Roque the neighbour and his little daughter – all this have a charm and novelty.

But once he has inherited his fortune and goes off to Paris, Frédéric and the novel settle into a boring and repetitive pattern of him repeatedly visiting a) the Arnoux household to be ignored by Madame b) the apartment of Rosanette, where there are hundreds of pages of incomprehensible 19th century etiquette, before he does the simplest thing in the world and puts his arm round her waist and kisses her – at which point she ‘succumbs’ and becomes his mistress. Which is complicated in the final hundred or so pages with the addition of Madame Dambreuse. I freely admit I just didn’t understand the behaviour, motivation or psychology of any of the characters in Frédéric’s three-cornered love life, and so I failed to really understand the core of the book.

That said, as with Bovary the pleasure of the text is in the precise description of almost any individual scene – you can open the book at random and soon come across one of Flaubert’s wonderful descriptions of scenes and settings, large or small. Take this excerpt from the big dinner party chez Dambreuse.

Under the green leaves of a pineapple, in the middle of the table-cloth, a dolphin stood, with its snout reaching towards a quarter of roebuck and its tail just grazing a bushy dish of crayfish. Figs, huge cherries, pears, and grapes (the first fruits of Parisian cultivation) rose like pyramids in baskets of old Saxe. Here and there a bunch of flowers mingled with the shining silver plate. The white silk blinds, drawn down in front of the windows, filled the apartment with a mellow light. It was cooled by two fountains, in which there were pieces of ice; and tall men-servants, in short breeches, waited on them.

There are many moments of lucid clarity like this.

But that said, where Madame Bovary seems to me superior is that its narrative is carried forward in a much more dynamic and straightforward way, with a kind of tragic inevitability – the book is the record of her decline and fall which unfolds with the unstoppability of a Greek tragedy. Whereas Frédéric in Sentimental Education is more like a hamster who just goes round and round in his wheel for hundreds of pages, shilly shallying between one women or another, his personality and his situation never really changing or developing, not till towards the end anyway.

You could be clever and argue that this quality of stasis, of the hero being stuck in a rut, is itself a critique of the limitations, the paralysis, of ‘bourgeois’ society.

But plenty of people in 19th century France lived wildly exciting and achieveful lives, went abroad to run its growing empires, or developed new technologies, industries, made scientific discoveries, even rebuilt Paris – during this period. Fortunes were made, political careers forged, and new arts and designs created – the ‘Second Empire’ style in furniture was created and, as Flaubert was writing this novel (1862-69), the young generation of painters who would be dubbed ‘the Impressionists’ were developing entirely new ways of thinking about art and reality.

Flaubert’s era was one of staggering change and innovation. In other words, the choice of a bumbling ne’er-do-well as protagonist, like the earlier choice of a small-town adulteress, reflect Flaubert’s personality, temperament and aesthetic, rather than the reality of his era.

To make a really sweeping generalisation – insofar as Flaubert is often seen as a patron saint of modern novelists, you could say that he helped to create the stereotype of the author as outsider, as ineffectual bystander – despite living in one of the most dynamic and exciting eras of European history.

Flaubert helped create the reputation of literature as carping and critical of contemporary society – and as deliberately getting its own back on the society which increasingly rejected it, by dwelling on the one area where it could hurt and sting bourgeois culture – by deliberately and provocatively defying conventional sexual morality, by focusing on increasingly degraded or deviant ideas of sexuality.

The political timeframe

Anyway, back with Sentimental Education, I haven’t really brought out the very artful way Flaubert sets the entire story against the fraught political events of 1840 to 1851; how he creates different political points of view for the gang of characters we meet early on and then shows how their initial political beliefs develop, triumph, fail, mutate or are disappointed.

Not only does the final third take place against the revolutionary turmoil of 1848, but the final scene of the auction, when all his hopes and illusions are utterly crushed, is made to coincide with the coup mounted by the President Louis Napoleon, who will go on to have himself crowned the Emperor Napoleon III.

This is a deep and fruitful aspect of the novel but it would require a separate review to do justice to it.

Conclusion

Sentimental Education is a complex, rich, deep, carefully organised and in many places beautifully written novel, but which I really struggled to understand or sympathise with.

The final pages – Madame Arnoux’s appearance as an old lady, and the final scene of two wistful old men reminiscing about their schooldays – are immediately understandable and moving: but too much of the preceding 400 pages was psychologically and morally incomprehensible, so completely alien to modern behaviour and values, that I can’t honestly say I enjoyed it.


Related links

Flaubert’s books

Madame Bovary by Gustave Flaubert (1857)

She still was not happy – she never had been. What caused this inadequacy in her life – why did everything she leaned on instantly decay? … Oh if somewhere there were a being strong and handsome, a valiant heart, passionate and sensitive at once, a poet’s spirit in an angel’s form, a lyre with strings of steel, sounding sweet-sad epithalamiums to the heavens, then why should she not find that being? Vain dream! There was nothing that was worth going far to get: all was lies! Every smile hid a yawn of boredom, every joy a misery. Every pleasure brought its surfeit; and the loveliest kisses only left upon your lips a baffled longing for a more intense delight. (Madame Bovary, Part three, chapter six)

Gustave Flaubert

Flaubert is one of the most famous novelists of the 19th century, in any language. Born in 1821 in Normandy, he went to Paris to study law but dropped out after being afflicted by a mystery illness, probably epilepsy. He returned to Normandy and spent the rest of his life living off a modest private income in the remote village of Croisset, devoting himself to literature.

His early (unpublished) novels are lyrical and romantic. As he matured he reined in his tendencies to lush romanticism in order to create a new kind of studied realism.

Madame Bovary

Flaubert is most famous for his first published novel, Madame Bovary (1857) the low-key, realistic depiction of the life of a small-town woman, Emma Rouault, originally the daughter of a farmer, who marries the well-meaning but dull local doctor, Charles Bovary, but soon yearns for something more.

She has an affair with a stylish local landowner, Rodolphe, who, after several years of dallying, dumps her when she shows signs of wanting to leave her husband and getting serious. As a result Emma has a nervous breakdown and takes months of being tenderly cared for by her husband to recover. Sone years later she develops a passionate and sensuous affair with young Leon the law clerk from her small town, who has moved on to bigger things in Rouen. With him she arranges weekly meetings for days of unbridled sensuality.

Nemesis comes not as a result of these affairs, but through Emma’s equally wanton way with money. The village haberdasher, Lheureux, preys on her over the years, selling her all kinds of luxury knick-knacks she doesn’t really need, making her consolidate her debts into large promissory notes, renewing these at extortionate interest, and finally handing the lot over to a rack-renting debt collector who announces that  she is bankrupt and that he is going to impound and sell off all the good doctor’s belongings and house to pay off the debts.

On this last, climactic day, Flaubert shows Emma desperately running round the village, begging everyone she knows for money. She begs the haberdasher himself, the local lawyer, then goes out to the chateau of her old lover Rodolphe, in a vain attempt to rekindle his interest and get him to lend her money. She takes the coach into town to beg Leon to get the money for her from a friend and then suggests that he steals the money from his employer. One by one all the men reject her.

Finally, in a delirium of despair, Emma goes in the back of the local chemist’s shop, persuades his biddable young assistant to fetch her a jar of arsenic (whose existence we’d learned about in an unrelated scene years earlier, but which she now remembers) and stuffs her mouth with it.

She staggers back home and there follows a protracted death bed scene, at which Charles her husband is distraught and calls for a set of more senior doctors to come and help. Quickly the two local ‘experts’ realise there’s nothing they can do for her and so they take up the offer of Homais, the chemist, to repair for a slap-up dinner at his house (his wife fussing and fretting that she doesn’t have anything special to hand). Back in the sick room, Emma coughs and pukes her last breaths, while the local curé struggles to administer the sacraments. She dies.

The trial of Emma Bovary

Because it was so matter of fact and realistic in its depiction of Emma’s affairs (for its day, 1857) Madame Bovary was seized by the authorities, and Flaubert and the publisher of the magazine it was serialised in were prosecuted for ‘insulting public morals and offending decent manners’.

The trial lasted one day and the defendants were acquitted, although Flaubert was reprimanded by the court for his use of graphic detail concerning ‘adulterous and corrupt affairs’.

The trial, as well as his devotion to the art of writing, which became apparent when Flaubert’s wonderfully colourful and thoughtful correspondence was published after  his death (1880), made Gustave a kind of patron saint of serious literary types, both writers and critics.

Realism

The appeal, the pleasure, of realism is in the precision of the descriptions. Flaubert excels at interiors.

A young woman in a blue merino dress with three flounces came to the threshold of the door to receive Monsieur Bovary, whom she led to the kitchen, where a large fire was blazing. The servant’s breakfast was boiling beside it in small pots of all sizes. Some damp clothes were drying inside the chimney-corner. The shovel, tongs, and the nozzle of the bellows, all of colossal size, shone like polished steel, while along the walls hung many pots and pans in which the clear flame of the hearth, mingling with the first rays of the sun coming in through the window, was mirrored fitfully. (Part one, chapter two)

One day he got there about three o’clock. Everybody was in the fields. He went into the kitchen, but did not at once catch sight of Emma; the outside shutters were closed. Through the chinks of the wood the sun sent across the flooring long fine rays that were broken at the corners of the furniture and trembled along the ceiling. Some flies on the table were crawling up the glasses that had been used, and buzzing as they drowned themselves in the dregs of the cider. The daylight that came in by the chimney made velvet of the soot at the back of the fireplace, and touched with blue the cold cinders. Between the window and the hearth Emma was sewing; she wore no fichu; he could see small drops of perspiration on her bare shoulders. (Part one, chapter three)

Light is important in these prose paintings. They have the still, pregnant precision of interiors by Vermeer.

The precisely rendered descriptions extend to finely observed accounts of humans and their surfaces.

In bed, in the morning, by her side, on the pillow, he watched the sunlight sinking into the down on her fair cheek, half hidden by the lappets of her night-cap. Seen thus closely, her eyes looked to him enlarged, especially when, on waking up, she opened and shut them rapidly many times. Black in the shade, dark blue in broad daylight, they had, as it were, depths of different colours, that, darker in the centre, grew paler towards the surface of the eye. His own eyes lost themselves in these depths; he saw himself in miniature down to the shoulders, with his handkerchief round his head and the top of his shirt open… (Part one, chapter five)

And Flaubert deploys the same forensic skills in his descriptions of human behaviour.

When shy Charles marries sentimental Emma, their wedding feast is an opportunity for Flaubert to satirise the behaviour of the small-town Normans he himself lived his whole life among.

Until night they ate. When any of them were too tired of sitting, they went out for a stroll in the yard, or for a game with corks in the granary, and then returned to table. Some towards the finish went to sleep and snored. But with the coffee everyone woke up. Then they began songs, showed off tricks, raised heavy weights, performed feats with their fingers, then tried lifting carts on their shoulders, made broad jokes, kissed the women. At night when they left, the horses, stuffed up to the nostrils with oats, could hardly be got into the shafts; they kicked, reared, the harness broke, their masters laughed or swore; and all night in the light of the moon along country roads there were runaway carts at full gallop plunging into the ditches, jumping over yard after yard of stones, clambering up the hills, with women leaning out from the tilt to catch hold of the reins. (Part one, chapter four)

He’s good at crowd scenes. As well as the wedding feast, he really goes to town in his description of the annual Agricultural Show in the novel’s main setting, Yonville. There’s a sumptuous and vivid set-piece description of a performance of Lucia di Lammermoor at Rouen. And Emma’s funeral is another opportunity for Gustave to show his skills at large-scale compositions, the prose equivalent of the large canvases of his contemporary realist, the painter Gustave Courbet.

Flaubert’s characters

Flaubert applies the same wry, detached attitude to his characters.

We get a detailed account of the upbringing of Charles Bovary – which amounts to him being spoiled as a boy by his mother and encouraged to run around in the woods to become ‘a man’ by his father, all of which creates his easy-going, lazy personality. Charles drops his medical studies in Rouen and flunks his exams; then gives them another go, scrapes through to qualify as a doctor, and his doting mother finds him a nice, quiet, rural job as doctor in Tostes (a town near the river Seine, about ten miles south of Rouen).

At first we see Emma only through Charles’s eyes when he goes to treat her father, a worthy old farmer, Monsieur Rouault. Her physical beauty and stillness in the dark parlour entrance him. It’s only after they’re married, that Flaubert gives us a chapter describing Emma’s background and we begin to realise she is not at all what she seemed to simple Charles.

Only now are we told that Emma Bovary née Rouault is shallow, sentimental and silly, having been raised on a diet of romantic novels and sentimental religion at a convent school. It turns out that her poise and stillness conceal a mind consumed by the worst clichés of cheap fiction.

She thought, sometimes, that, after all, this was the happiest time of her life – the honeymoon, as people called it. To taste the full sweetness of it, it would have been necessary doubtless to fly to those lands with sonorous names where the days after marriage are full of laziness most suave. In post chaises behind blue silken curtains to ride slowly up steep road, listening to the song of the postilion re-echoed by the mountains, along with the bells of goats and the muffled sound of a waterfall; at sunset on the shores of gulfs to breathe in the perfume of lemon trees; then in the evening on the villa-terraces above, hand in hand to look at the stars, making plans for the future. It seemed to her that certain places on earth must bring happiness, as a plant peculiar to the soil, and that cannot thrive elsewhere. Why could not she lean over balconies in Swiss chalets, or enshrine her melancholy in a Scotch cottage, with a husband dressed in a black velvet coat with long tails, and thin shoes, a pointed hat and frills? (Part one, chapter seven)

Thus Flaubert, skewering the shallow tropes of popular fiction.

Emma hoped the confident amiable young doctor had come to take her away from a life of rural boredom. Instead she finds herself trapped in an arguably even worse life of small-town boredom.

Perhaps she would have liked to confide all these things to someone. But how tell an undefinable uneasiness, variable as the clouds, unstable as the winds? Words failed her – the opportunity, the courage. If Charles had but wished it, if he had guessed it, if his look had but once met her thought, it seemed to her that a sudden plenty would have gone out from her heart, as the fruit falls from a tree when shaken by a hand. But as the intimacy of their life became deeper, the greater became the gulf that separated her from him. (Part one, chapter seven)

A trajectory of alienation which continues throughout the book, until Emma comes to loathe and detest everything about Charles.

Banality

What Flaubert hated, what terrified him most, was banality. Life is banal and, oh God, people are so trite and shallow. In their different ways, Charles and Emma are almost spiteful portraits of dullness.

Charles’s conversation was as flat as a street pavement, on which everyone’s ideas trudged past, in their everyday dress, provoking no emotion, no laughter, no dreams.

And poor Emma, the heroine around which these four hundred pages rotate, is an embodiment of the inchoate longing for adventure, for romance, for something, in the mind of a silly, shallow, provincial young woman, trapped by her narrow upbringing, limited life opportunities and her own trite personality.

Life in 1840s rural France seems almost unbearably dull to us, reading the book in the 21st century – but was doubly so for women who lived virtually under house arrest. Of course, she could go out whenever she liked, except that, in the dull little towns where the couple lived, there was almost nothing to do and no-one to see.

The thought of having a male child afforded her a kind of anticipatory revenge for all her past helplessness. A man, at least, is free. He can explore the passions and the continents, can surmount obstacles, reach out to the most distant joys. But a woman is constantly thwarted. At once inert and pliant, she has to contend with both physical weakness and legal subordination. Her will is like the veil on her bonnet, fastened by a single string and quivering at every breeze hat blows. Always there is a desire that impels and a convention that restrains. (Part two, chapter three)

Inevitability

The story of this small-town tragedy unfolds with a kind of grim inevitability. Flaubert pinpoints with surgical precision the moments where Emma slowly realises she doesn’t love Charles, then chafes at her restricted life, then begins to dislike Charles, then ends up passionately hating him.

This makes her ill, stressed and unhappy. She loses appetite. Charles and his domineering mother, blissfully unaware of her feelings, decide a change of scene is called for and they move to a different town, the (fictional) rural town of Yonville. This is the setting of most of the story.

Against the rhythms of rural and small town life, against the backdrop of the Wednesday market and the Agricultural Show attended by the Department Prefect (part two, chapter 8), we watch Emma:

  • get pregnant, desperately hope it will be a boy who she can project her wish for freedom onto, and sink into despair when it is a girl, who she resents and never bonds with
  • has an almost wordless, touchless, intense passion with a young law student, Léon Dupuis, who shares her naive love of literature and music – perversely she doesn’t return his obvious admiration and he leaves to study in Paris, plunging her deeper into despair

It is then that she is spotted by Rodolphe Boulanger, a wealthy local landowner and experienced womaniser. With cold calculation he sets out to seduce Emma and add her to his list of conquests.

If he is what we nowadays call a ‘sexual predator’, Emma is far from helpless victim. She is depicted as self-centred and heartless – her lack of affection for her own little girl is quite upsetting to anyone who’s been a parent.

And Flaubert depicts with quite haunting insight the development of their affair, its ups and downs, as both parties are by turns genuinely carried away with love and lust, or have moments of doubt and repulsion, return to the fray willing it to remain heady and romantic, become slightly hardened… and so on.

In other words, there are no heroes or villains, everyone is portrayed with a clinical detachment, sometimes with tones of compassion, sometimes broad satire (the chorus of gossipy townspeople), sometimes bordering on contempt.

Style

Stupid young married woman is seduced by cynical womaniser, has further affairs, runs up huge bills  – then kills herself. It’s not a novel you read for the plot. Instead, it’s a book you can open at any page and immediately enjoy for the precision and deftness of its style. God, it’s good writing, even in translation. Here are the household servants.

‘Let me alone,’ Felicity said, moving her pot of starch. ‘You’d better be off and pound almonds; you are always dangling about women. Before you meddle with such things, bad boy, wait till you’ve got a beard to your chin.’
‘Oh, don’t be cross! I’ll go and clean her boots,’ replied Justin.
And he at once took down from the shelf Emma’s boots, all coated with mud, the mud of the rendezvous, that crumbled into powder beneath his fingers, and that he watched as it gently rose in a ray of sunlight. (Part three, chapter twelve)

Composition

And the conception, the composition, feels so right. If the plot isn’t exactly original, it unfurls with a kind of stately orderliness and clarity. Although it is categorised as a ‘realist’ novel, there are in fact many scenes which seem pregnant with an almost medieval sense of allegory and deeper meaning.

In part two, chapter six, Emma hears the church bell of Yonville ringing and is suddenly overcome by the need to confess and unburden herself. She bustles along to the church but there follows an excruciating scene where she tries to hint and convey to the curé that all is not well, but he is hopelessly distracted by a class of unruly young boys he is trying to teach the catechism. Eventually Emma leaves having said nothing, with all her frustration redoubled and bottled up. Back at the house she sits in an agony of frustrated unhappiness while her poor little daughter, Berthe, comes tugging at her skirt, wanting to play. Emma tells her to go away but like all toddlers she comes back and then Emma snaps and pushes her hard with her elbow. With perfect inevitability, Berthe falls backwards and cuts her cheek against the curtain holder, at which Emma snaps out of her misery and panics, shrieking for the maid and then for Charles who comes running. All are impressed by Emma’s doting hyper-care for the child; only we, the reader, have any idea at all of the raging turmoil in her mind which drove her to be so thoughtless.

The whole incident unfolds with the heavy inevitability of a Greek tragedy yet at the same time is entirely naturalistic. There’s nothing forced or symbolic or precious about it. This, you feel, is how life is, made up of silly frustrations, unhappinesses, angers and accidents.

But the way Flaubert chooses and selects these moments is almost breath-taking. ‘Realism’ sounds like it ought to be dull, but Flaubert’s selection of just the right psychological and emotional moments from this tawdry story means that every single scene is alive with meaning and intensity.

And the words. The extremely careful phrasing of every sentence which is used to depict all these charged scenes.

The furniture in its place seemed to have become more immobile, and to lose itself in the shadow as in an ocean of darkness. The fire was out, the clock went on ticking, and Emma marvelled at this calm of all things while within herself was such tumult. But little Berthe was there, between the window and the work-table, tottering on her knitted shoes, and trying to come to her mother to catch hold of the ends of her apron-strings.
‘Leave me alone,’ said Emma, putting her from her with her hand.
The little girl soon came up closer against her knees, and leaning on them with her arms, she looked up with her large blue eyes, while a small thread of pure saliva dribbled from her lips on to the silk apron.
‘Leave me alone,’ repeated the young woman quite irritably.

The ticking clock, the spool of spittle, all scream out Emma’s unbearable unhappiness. Character, mood and emotion is portrayed with stunning brilliance on every page. This is what makes Madame Bovary a masterpiece. Here is Charles, alone by the body of Emma, after she’s died and been dressed for her funeral by the village women.

It was the last time; he came to bid her farewell.

The aromatic herbs were still smoking, and spirals of bluish vapour blended at the window-sash with the fog that was coming in. There were few stars, and the night was warm. The wax of the candles fell in great drops upon the sheets of the bed. Charles watched them burn, tiring his eyes against the glare of their yellow flame.

The watering on the satin gown shimmered white as moonlight. Emma was lost beneath it; and it seemed to him that, spreading beyond her own self, she blended confusedly with everything around her – the silence, the night, the passing wind, the damp odours rising from the ground.

Comedy

If Flaubert is harsh on the self deceptions of the lovers – Emma herself, the calculating cad Rodolphe, the genuinely intoxicated young Leon – and gives an unflinching portrait of Charles’s dull obtuseness and the bossiness of his domineering mother, always ready to stick her oar in – an under-appreciated aspect of the book is its broad humour.

Comedy is harder to quote or pick out of a novel than its countless serious strands and issues. It generally needs more context or build-up. But there’s a kind of Dad’s Army, warm humour about Flaubert’s depictions of the inhabitants of the Norman village. If they can be caught out in petty hypocrisies or pompous speeches or absent-minded behaviour or gossiping, they will be.

A lot rotates around the figure of Homais, the pompous village chemist, who fancies himself as a scientific pioneer, quietly breaks the law by giving medical consultations on the side, and also largely writes the little local paper. Flaubert gives us big quotes from this august journal, allowing us to judge for ourselves its pompous provincial quality.

There’s a classic scene which takes a bit of explaining: Charles’s father dies of a stroke. Charles is so upset he deputes Homais to tell Emma. Homais, in his self-important way, writes a long speech (tearing up numerous drafts in order to arrive at just the right slow revelation of this tragic occurrence.)

And so Homais sends his boy to fetch Emma and tell her it’s important. She is walking by the river, but when the boy tells her something serious has happened and she must come to Monsieur Homais’ at once, she is understandably panic-stricken. But – and here’s the comic denouement – when Emma arrives breathless and anxious, she finds Homais in a fury because his assistant has gone into his inner sanctum and meddled with his chemistry equipment. Emma repeatedly asks what is the important message, while Homais rants and shouts at his poor cowering assistant.

Finally, in a paroxysm of anger, Homais turns to Emma and declares ‘Charles’s father has died,’ then returns to chastising his assistant. See, it’s not very funny when I write it down here. But if you are properly absorbed in the world of the book and its characters and the flow of the narrative, I found it very funny and it is clearly intended to be funny.

Similarly, at the end of the book, as Emma lies slowly dying, Charles sends messages for help to the two most senior doctors in the neighbourhood. After quickly examining the patient, the most senior one concludes there is no hope (he is correct) and, none of them wanting to be associated with death (bad for business), they eagerly take up Monsieur Homais’s invitation to cross the road to his house for a slap-up lunch – which is the point where his wife begins fussing that she doesn’t have fine food suitable for such eminences and sends out in a fluster for some luxury fare.

I grew up in a village. I have kids of my own and a network of family, cousins, in-laws, all with their foibles and peculiarities. My parents have died, friends have died, I’ve seen people behave very oddly around bereavements and funerals: the strongest collapse in tears, the weakest turn out to be brilliant at organising the funeral, some just can’t face it, can’t face death.

Without trying very hard I’ve come across commentary on the internet describing the behaviour of Homais and the doctors as ‘despicable’ and ‘contemptible’, but this seems to me much too harsh, simplistic and judgmental. Their behaviour is human, all-too-human. The judgers obviously haven’t learned from Shakespeare that something can be intensely tragic and howlingly funny at the same time – the message also conveyed 400 years later by Samuel Beckett. And maybe they haven’t been at many death beds or attended many funerals.

In fact, at a pinch, this could be taken as the humanist message of ‘literature’ – that people are complex, really complex, that what outsiders regard as ‘positive’ traits, can be mixed in with ‘negative’ traits, that people’s feelings and motivations fluctuate from moment to moment. It is as if modern readers took the moment when Emma pushes her daughter over as the one and only moment which Defines Her Character and condemn her as a Bad Mother.

That is to take a legalistic, social worker-cum-Nazi informer view of human nature, where one chance action or one chance remark against the Great Leader, condemns a person for life.

Literature – or some kinds of relatively modern literature – are intended to work precisely against simple-minded judgementalism and to show human beings in all their contradictoriness. The public prosecutor in Rouen didn’t understand this, and saw only a story about an immoral woman. It is disheartening, but not that surprising, that in our own hyper-judgmental times, many teachers and students of literature take a similarly one-dimensional, judgmental view of Flaubert’s characters.

Not that he’d have been surprised. It is exactly what he’d have expected.

Translations

As befits such a classic, Madame Bovary has been translated into English numerous times.

Madame Bovary, 1886 by Eleanor Marx-Aveling
Madame Bovary, 1928 by James Lewis May
Madame Bovary, 1946 by Gerald Hopkins
Madame Bovary, 1950 by Alan Russell
Madame Bovary, 1957 by Francis Steegmuller
Madame Bovary, 1959 by Lowell Bair
Madame Bovary, 1964 by Mildred Marmur
Madame Bovary, 1965 by Paul de Man
Madame Bovary, 1992 by Geoffrey Wall
Madame Bovary, 2010 by Lydia Davis
Madame Bovary, 2011 by Adam Thorpe

I read the old 1950 Penguin translation by Alan Russell, but I’ve quoted from the only version which seems to be available online, the one by Karl Marx’s daughter, Eleanor Marx-Aveling.

Gustave Courbet

Here’s a depiction of a rural funeral by the great pioneer of realism in painting, Gustave Courbet. In its sense of a) composition with large number of figures b) its emphasis on the quirks and individuality of the people depicted – their boredom, itchy noses and distracted looks, in among the expressions of genuine grief and remorse – it is very much the visual equivalent of Flaubert’s all-encompassing vision.

A Burial at Ornans by Gustave Courbet (1850)

A Burial at Ornans by Gustave Courbet (1850)


Related links

Flaubert’s books

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