Dido, Queen of Carthage by Christopher Marlowe (1587)

Information about Marlowe’s plays is patchy. Dido is generally thought to be Marlowe’s first play but it is anyone’s guess when it was written, sometime between 1587 when Marlowe arrived in London from Cambridge and 1594 when it was published. The Marlowe scholar Roma Gill thinks it was probably written before Marlowe left Cambridge in 1587. The title page of the 1594 edition credits the hack writer Thomas Nashe as co-writer, though scholars query this.

The play was first performed by the Children of the Chapel Royal, a company of boy actors in London a fact – like the performance of many of Ben Jonson and Dekker’s plays by companies of boy actors, which I find gob-smacking.

Dido is based on books 1, 2 and 4 of Virgil’s Aeneid which opens with the Trojan soldier Aeneas, having fled Troy after it fell to the Greeks, sailed west across the Mediterranean and found refuge in Carthage, the city on the north coast of Africa, then ruled by Queen Dido, herself an exile.

The gods interfere, Venus using Cupid to trick Dido into falling in love with Aeneas, rather than with Iarbus, King of Gaetulia, her local suitor, who gave Dido refuge when she and her people were exiles, and expects to be rewarded with her hand in marriage.

Dido and Aeneas pledge their love to each other, but the Trojans remind Aeneas that their future is in Italy, which is also where Mercury and the other gods order Aeneas to proceed. The play ends when Aeneas leaves for Italy with the Trojans and despairing Dido setting off a triple suicide by throwing herself on a funeral pyre, followed by her despairing suitor Iarbus and then by Anna, her sister, who loved Iarbus all along.

A suitably lurid and exorbitant subject for the theatrical genius of extremity and intensity. The play, of course, features the main human characters, as you’d expect – what is surprising is the inclusion of quite so many gods and goddesses. Marlowe is not shy about putting words into the mouths of gods.

Cast

Immortals

Jupiter, king of the gods
Juno, queen of the gods
Venus, goddess of love
Mercury, messenger of the gods
Cupid, son of Venus, impish god of love
Ganymede, cup-bearer to the gods

Mortals

Aeneas, prince of Troy
Ascanius, son of Aeneas
Dido, queen of Dido
Anna, her sister
Achates, companion of Aeneas
Ilioneus
Iarbus, King of Gaetulia
Cloanthes
Sergestus

Act 1

Indeed the play opens in heaven with Jupiter ‘dandling’ Ganymede on his lap (‘that female wanton boy’) and flirting with his beloved boy (‘Come gentle Ganimede and play with me,’). Ganymede complains that Juno whacked him round the head when he was serving wine. Here, right at the beginning of his career, Marlowe’s ambition reaches to the utter heights, putting words into the mouth of the king of the gods on Olympus, and not just casual chit-chat, Zeus threatening vengeance on his bossy wife.

JUPITER: What? dares she strike the darling of my thoughts?
By Saturn’s soul, and this earth threatening air,
That shaken thrice, makes Nature’s buildings quake,
I vow, if she but once frown on thee more,
To hang her meteor like twixt heaven and earth,
And bind her hand and foot with golden cords,
As once I did for harming Hercules.

What scale! What bombast! Nature quaking and the king of the gods hanging his wife between heaven and earth – these are enormous image of vast power. Not only that but Ganymede cackles, like a spoilt catamite, at Zeus’s suggestion and says, Go on, go on, he would bring all the gods to marvel at the sight.

So right at the start of the play the tone is set of 1. world-reaching, heaven-aspiring settings 2. a kind of spoilt teenager cruelty and amorality, and 3, of course, Marlowe’s powerful sensuality:

Sit on my knee, and call for thy content,
Control proud Fate, and cut the thread of time,
Why are not all the Gods at thy command,
And heaven and earth the bounds of thy delight?
Vulcan shall dance to make thee laughing sport,
And my nine Daughters sing when thou art sad,
From Juno’s bird I’ll pluck her spotted pride,
To make thee fans wherewith to cool thy face,
And Venus’ Swans shall shed their silver down,
To sweeten out the slumbers of thy bed

It starts out being about Power but ends up with Venus’ swans feathering the boy’s bed, power and sensuality are amorally mingled.

Anyway, back to the plot and enter Venus berating Zeus for his frivolity and indifference when her beloved son, Aeneas, is struggling against stormy seas. More than that, she conjures a vision of the seas stirred up by Juno, queen of the gods, against Aeneas and so re-enacting a second overthrow of Troy (since Aeneas and his twenty ships carry all the survivors of the city), Aeolus god of winds summoning the waves as Agamemnon leader of the Greek army summoned his soldiers to attack.

Zeus snaps out of gay flirting mode to assure Venus that Aeneas is safe, and describes his destiny, to voyage on to Rome, to fight and defeat the native inhabitants, to found a city where, 300 years later, a priestess will be impregnated by Mars and bear the twins Romulus and Remus who will go on to found the greatest city in the world.

Ganymede and Zeus exit and Venus thanks him for saving her beautiful son, and then, next thing we know, Aeneas and some of his companions come onstage having obviously survived the storms. Venus hides so she can overhear her beamish boy. The men praise Aeneas for his leadership, and wonder where they’ve been driven ashore. Aeneas tasks them with fetching wood to make a fire to cook the meat they’ve killed.

At this point Venue steps out before them, in disguise as a native of the land. Aeneas immediately spots her for a goddess and asks what land is this. Venus explains it is the Punic shore where Sidonian Dido rules as queen. Aeneas introduces himself which gives him an opportunity to explain his backstory i.e. how he fled defeated Troy with all the survivors in 24 ships, though they’ve been battered by storms and only seven have survived to find haven here on this rocky shore. Venus assures him that all his ships have arrived safely then quickly departs, just as Aeneas realises she is his mother, the goddess Venus and laments that she never stays for them to have a proper conversation.

Act 2

Scene 1 Outside the walls of Carthage, near a temple to Juno, Aeneas laments with his friend Achates and his son Ascanius for lost Troy and her dead and momentarily mistakes a statue in the temple for old King Priam. But then Cloanthus, Sergestus, Ilioneus and others of their comrades appear, they are all joyfully reunited, and tell Aeneas they were taken in and given food, new clothes etc by Queen Dido.

Dido is introduced to Aeneas and to his son, Ascanius, who she takes a liking to. They appear to sit as for a banquet and Aeneas’s renewed laments prompt Dido to ask him to tell them all what happened when Troy fell. Which he does at length and very vividly (lines 177 to 369) how the Trojans were fooled by lying Sinon to take the wooden horse into the city walls and how that night the scheming Greeks got loose and massacred the inhabitants, how old King Priam was found at the altar of his gods by Pyrrhus, Achilles’ son, who first chopped off the old man’s hands, held up in supplication, then cut him open like a fish.

Amid the mayhem, Aeneas put his father Anchises on his back, took his son Ascanius by one hand and his wife Creusa by the other and made his way out of the burning city ankle deep in blood. His wife let go his hand and was lost and he never regained her, he saw Cassandra sprawling in the street, bloodied after being raped by Ajax and, as he reached the sea and the Trojan ships, Priam’s daughter Polyxena cried out from the shore, so Aeneas saw his son and father safe onto a ship and turned to wade back for her, but as he watched Pyrrhus’s Myrmidons seized and murdered her.

Aeneas is so overcome with grief that Achates takes up the story, telling how they think Queen Hecuba was led off to slavery while Helen – the cause of all the trouble – betrayed her Trojan lover, Deïphobus, to the Greeks and so was reconciled with Menelaus.

Scene 2 Dido decides everyone needs cheering up and leads them off. The last to leave is little Ascanius and Venus and Cupid enter at just that moment, seizing his hand and Venus promises him sweets and treats to lull him, takes him in her arms and sings and… Ascanius falls asleep. They carry his sleeping body to a grove of trees where they lay him and half cover him with flowers.

Now is he fast asleep, and in this grove,
Amongst green brakes I’ll lay Ascanius,
And strew him with sweet-smelling violets,
Blushing roses, purple hyacinth:
These milk-white doves shall be his centronels,
Who, if that any seek to do him hurt,
Will quickly fly to Cythereä’s fist.

They have a Cunning Plan. Cupid will impersonate Ascanius, insinuate himself into Dido’s embrace and while she is dandling him on her lap, touch her with one of his golden arrows and make her fall helplessly in love with Aeneas. Why? So that Dido will repair his ships, victual his soldiers and give him wealthy gifts.

Act 3

Scene 1 In Dido’s palace King Iarbas is trying to persuade Dido much in love with her she is, but Dido is bewitched by Cupid-disguised-as-Ascanius and confuses Iarbas with contradictory instructions, that she will listen to his love suit, then telling him to leave and never come back. Eventually, deeply upset, Iarbas does exit.

Anna, who had entered with them and watched all this, is Dido’s sister and encourages her growing love of Aeneas because she – Anna – carries a torch for Iarbas. Cupid inflames Dido with love, so that when Aeneas does enter with comrades-in-arms she is infatuated for him. When Aeneas chastely asks if she can help the Trojans rerig their ships, Dido replies they shall have all they want so long as… Aeneas stays with her.

The verse in which she describes how she will help with the ships is typical of Marlowe’s wonderful and rich descriptive ability:

I’ll give thee tackling made of riveled gold,
Wound on the barks of odoriferous trees,
Oars of massy ivory, full of holes,
Through which the water shall delight to play:
Thy anchors shall be hewed from crystal rocks,
Which, if thou lose, shall shine above the waves;
The masts, whereon thy swelling sails shall hang,
Hollow pyrámides of silver plate;
The sails of folded lawn, where shall be wrought
The wars of Troy, but not Troy’s overthrow…

As if caught out, she hastens to say she doesn’t want Aeneas to stay because she is in love with him, no no no no, she needs a general to lead her army in war against her neighbours. She emphasises she has been wooed by famous men from around the Mediterranean, in fact she has a gallery of portraits, and indeed Aeneas’s men examine these portraits and recognise many of the great men who wooed but could not win her.

To be honest, Dido’s being in two minds about her feelings seems to me clumsily done. She says he might be her lover – but then again not. She wants him to stay as her general… but maybe something more… but no, don’t think he could become her lover… and yet he might…

Scene 2 A grove near Carthage Juno comes across Ascanius laid asleep under the flowers in the grove and is minded to murder him. But as she stands pondering the deed, Venus enters, alerted by the turtle doves she set to guard over him, and furiously accuses Juno. Juno admits she has sent storms and waves to batter Aeneas’s fleet but says she now realises it is futile to battle against fixed fate and so has come round to wanting to help him. Venus believes her and is much softened, saying that if Juno will help Aeneas, she (Venus) will give Juno all the gifts of love.

Juno points out that Dido and Aeneas are now both firmly in love (thus conveying a sense of the passage of time). She thinks it best that Dido and Aeneas, Juno’s favourite and Venus’s son, are married and thus the two goddesses will be united. Venus thinks it is good but doubts that Aeneas can be deterred from his resolution to travel on to Italy.

Juno has a plan. The couple are going hunting this afternoon, accompanied by all their attendants. Juno will send s rainstorm, separate them from their followers, make them take shelter in a cave where they will finally ‘seal their union’. Venus agrees and meanwhile lifts Ascanius and will take him ff to safety on Mount Ida.

Scene 3 The woods Enter Dido, Aeneas, Anna, Iarbas, Achates, Cupid as Ascanius, and Followers. Once again Dido humiliates Iarbas in front of everyone, Aeneas joining in on her side, leaving the Gaetulian king furious.

Scene 4 A cave As Juno promised, a rainstorm has broken and Dido and Aeneas been separated from everyone else and taken shelter in a cave. It takes a while of coyness on both parts but eventually Aeneas promises to stay in Carthage and be her love and Dido is delighted and showers him with presents.

Hold; take these jewèls at thy lover’s hand,
These golden bracelets, and this wedding ring,
Wherewith my husband wooed me, yet a maid,
And be thou king of Libya by my gift.

Act 4

Scene 1 In front of the same cave Achates, Cupid as Ascanius, Iarbas, and Anna all marvel at the sudden onset of the storm which they suspect had divine origins. When they see Dido and Aeneas emerge from the cave Iarbas is consumed with envy and anger.

Scene 2 A room in Iarbas’ house Iarbas sacrifices and makes a prayer to Jove, remembering how Dido was herself a refugee on this shore and how he, Iarbas, gave her land and help to build her city and now she scorns his love in favour of this interloper, Aeneas. At which point Anna enters and asks him what he’s praying for. To get rid of Aeneas, he explains, and win Dido’s love.

Why, Anna says, doesn’t he forget Dido and think of plighting his love somewhere else. Somewhere closer to home. Take her for example. But Iarbas laughs and says his heart is set on Dido. Anna abandons all discretion and declares she loves him ‘more than heaven’, but Iarbas rejects such a ‘loathsome change’.

Scene 3 A room in Dido’s palace Aeneas declares he must leave, his destiny calls. He summons his companions. God, Marlowe has such a way with a driving cutting line of verse:

Aboard! aboard! since Fates do bid aboard,
And slice the sea with sable-coloured ships

Enter Achates, Cloanthus, Sergestus, and Ilioneus who all reinforce Aeneas’s decision, lamenting that dallying with women effeminates warriors like them. To Italy! To Italy! They exit leaving Aeneas to lament that he ought to tell Dido they’re going, but he knows she will take him in her arms, and cry tears of pearl and beg, and he will weaken.

Scene 4 Another apartment in Dido’s palace Enter Dido and Anna. Dido laments that the Trojans seem to be doing a runner without saying goodbye. At which enter Aeneas, Achates, Ilioneus, Sergestus and Carthaginan Lords. Dido accuses Aeneas of panning to leave without saying goodbye. Aeneas lies that he had merely gone down to the harbour to see his friends off: how could he depart and leave behind his son, Ascanius? Did on the spot gives him her crown and sceptre and says he is her king, she will obey him. Dido sings the praise of how kingly, how godly Aeneas looks.

Aeneas says he will never leave, if he leaves her let death be his punishment. Which is odd because we saw him a few minutes earlier pledging to leave immediately for Italy. Is this meant to be an example of the spell she holds over him? She orders Anna to prepare her horse and have Aeneas led in triumph through the city as its new king, and Aeneas tells Achates they will stay and train and raise a host with which to voyage to Greece and punish the Greeks for destroying Troy, and he and the Trojans exit.

Left to herself Dido begins to worry that he’ll leave nonetheless, and 1. orders Anna to tell the nurse to take Ascanius away into the countryside 2. to bring her all the Trojans’s ship tackle and rigging so they cannot leave. As in the scene with Iarbas and then in the cave with Aeneas, Dido gives way in successive lines to waves of doubt, sure that he loves her yet paranoid that he will leave.

Lords enter and tell her her commands have been obeyed, Ascanius has been taken into the countryside and they have brought all Aeneas’s rigging and tackle. Dido addresses the wood and spars and ropes and rigging in a wonderfully high and eloquent speech about how all these objects were going to betray her and her love, but now she will lock them up safe and sound.

Scene 5 The country Enter the nurse, with Cupid as Ascanius. the nurse tells Cupid-as-Ascanius she is going to take him to the country. As written, the scene has the same strange schizophrenia and Dido and Iarbas and Dido with Aeneas in the cave, namely that in alternate lines she on the one hand declares she is still young and frisky and ready to take a lover and in the other lines declares, no, she is old now and ripe only for the grave. Is this odd back and forth meant to be the result of Cupid maybe touching her with his love dart – was it almost comic the way Cupid touches her and makes her feel randy, then stops and she feels old and wizened again? There are no stage directions, so we can only guess. (It’s worth mentioning that all the locations described in this review are the inventions of a British scholar named Alexander Dyce in the 1870s. This man has, therefore, had a huge impact on the way all modern readers envision, imagine and conceive the play’s action.)

Act 5

Scene 1 An apartment in Dido’s palace Enter Aeneas, with a paper in his hand drawing the platform of the city, with him Achates, Cloanthus, and Ilioneus. Aeneas is drawing a map of Carthage’s walls and confidently describe to his companions how he will make the place magnificent, borrowing the river Ganges from India to form the moat, the sun from Egypt, what shall they call it? Troy? Aenea? Anchseon after his father? We, the audience, know these are bootless fantasies.

Enter Hermes carrying the real Ascanius and explains he has been kept safe by the gods while Dido has been frolicking with Cupid in disguise. In a flash Aeneas realises why Dido is so besottedly in love with him, it is the god’s influence.

Hermes tells Aeneas he is forgetting his duty to the future, he must sail for Italy. Aeneas says, ‘How can I since Dido has taken all my masts and rigging?’ At this exact moment Iarbas enters and asks Aeneas why he looks so gloomy. When Aeneas explains that Jove is ordering him to leave for Italy but he has no rigging for his ships, Iarbas enthusiastically offers to give him everything he needs. Aeneas orders his followers to go with Iarbas and collect the necessary.

Enter Dido who asks Aeneas why his ships are fully equipped and lying in the roads off the harbour as if ready to leave (that happened quickly! in theatre there is no time). He tells her straight out that Hermes brought orders for Jove that he MUST leave. That is the only reason. But you can’t be leaving. But I am. But I will die if you go. But the father of the gods orders me to go.

Dido accuses Aeneas of being selfish and using the gods as an excuse. No I want to stay. Then why don’t you stay? Because the father of the gods has ordered me to go etc.

At which point Dido pivots round to woman scorned mode, and calls down dire revenge and hate on Aeneas, calls him a serpent she has harboured in her bosom, she hopes the waves smash their ships and their lifeless bodies are thrown up on the Libyan shore where she will leave them. Is he going to go? She opens her arms wide: Stay, stay here with me. Aeneas walks away.

Dido raves, sees him changing his mind at the last minute. Anna enters and Dido orders her to make haste to the harbour and persuade Aeneas to return. The nurse enters and tells Dido that Ascanius vanished overnight as if raptured away by the gods. He was, of course, Dido’s security, her hostage to prevent Aeneas leaving. Now nothing can prevent him. Dido orders the nurse thrown in prison.

Anna returns to say she saw the Trojan fleet set sail and cried out to Aeneas to stay but he hardened his heart and went below deck so as not to see her. Dido raves that she will follow him in verse typically full of extreme images of imaginative power and fantasy.

I’ll frame me wings of wax, like Icarus,
And, o’er his ship, will soar unto the sun,
That they may melt, and I fall in his arms;
Or else, I’ll make a prayer unto the waves,
That I may swim to him, like Triton’s niece:
O Anna! fetch Arion’s harp,
That I may tice a dolphin to the shore,
And ride upon his back unto my love!

She is beside herself with grief. She orders servants to go fetch all Aeneas’ belongings. Iarbas enters and asks Dido how much longer she will humiliate herself by mourning for a lost lover. What comes over from this as from other  moments in the play, is how time is wonderfully telescoped onstage, so that Aeneas’ ships have been rigged and set sail minutes after they were unrigged and docked. Everything takes place in this imaginative zone where wishes and thoughts come true almost immediately, where key bits of the plot take place in the time it takes to describe them.

Dido bids Iarbas help her build a large fire, ostensibly to burn all Aeneas’s things, then leave her. She is left alone onstage. One by one she throws onto the all the tokens of Aeneas and her love for him, the sword he swore love on, the tunic she first clothed him in, his letters and papers, and finally requests of the gods the Aeneas and his line may never live in peace, and from her city will arise a race to plague and pester Aeneas’ lineage (as the Carthaginians were to be the chief rivals in the Western Mediterranean for centuries).

Dido throws herself onto the funeral pyre. Anne enters, sees it, shrieks for help. Iarbas comes running, sees that Dido is dead, and kills himself. Anna makes a short speech saying life isn’t worth living and also kills herself.

Footnotes

Aeneas would sail onto Italy, where he fought the local tribes, the Rutulians led by King Turnus, as described in Virgil’s epic poem, The Aeneid. Aeneas’ son Ascanius, will be the first king of Alba Longa and his descendants will rule for 300 years.

Until Silvia, a vestal virgin, would be ravished by Mars (Ares) and give birth to the twins Romulus and Remus, the former of whom would, of course, found the city of Rome a few miles north-west of Alba Longa and where, five hundred years later, Virgil would dedicate his epic treatment of the foundation of his city to the Emperor Augustus.

And Dido’s descendants, the Carthaginians, would rise to become the main opponents of Rome in the western Mediterranean for centuries. In fact the Carthaginians were themselves recent immigrants from Phoenicia, an ancient kingdom on the coast of the Levant, whose principal cities were Tyre and Sidon. Hence Dido is sometimes referred to as Sidonian Dido or queen. They were welcomed on the north African shore of what is now Tunisia by the local king, Iarbus, which is why he is so bitter that, after everything he did for her and her people, Dido rejects him and even mocks him publicly.

For those who don’t know the ancient Romans took over Greek mythology and the Greek gods wholesale, giving them their Roman names. In what follows the Roman god is named first (because these are the names used by Virgil in his epic, and by Marlowe, following him) and the Greek name in brackets.

Ceres is the Roman goddess of crops from which we get the word cereal.

Diana (Artemis) the goddess of the hunt, was the twin sister of Apollo, the sun god (making her the sun’s bright sister). As a virgin-goddess, Diana’s woodland followers – her nymphs – were also expected to retain their maidenhoods.

Ganymede was a Trojan prince, captured by Jove (Zeus) in the shape of an eagle and carried up to Olympos to be cup-bearer at the gods’ feasts.

Hector, a cousin of Aeneas, was a Trojan prince, a son of Troy’s King Priam, and the greatest fighter on the Trojan
side. Killed in a duel by the Greeks’ great champion, Achilles.

In a single night, the Greek princess Leda both slept with her husband and was seduced by Jupiter, who had taken on
the form of a swan for this episode. The result was the birth of both Helen and her twin sister Clytemnestra, and the twin brothers Castor and Pollux.

Helen was married to Menelaus, King of Sparta in Greece, from where, on a goodwill visit, Paris son of Priam, King of Troy, abducted her. That was the proximate cause of the Trojan War. Menelaus reached out to his brother Agamemnon, king of Mycenae and senior king among the many Greek rulers, who rounded up the other Greek leaders and assembled the fleet of a thousand ships which sailed for Troy and besieged it for ten long years.

Ulysses (Odysseus) king of Ithaca, widely described as cunning and crafty, he was credited with coming up with the scheme for a wooden horse to end the siege of Troy. The second great epic by the legendary Greek poet, Homer, the Odyssey, describes Ulysses’ ten-year-long journey home from the war, during which he had adventures with the Cyclops, the Sirens, Scilla and Charybdis and the sorceress Circe who turned his crew into pigs.

Vulcan (Hephaestus) was the god of fire and the blacksmith god. He was lame leading the other able-bodied gods to mock him. But when he discovered Mars (Ares) god of war, was having an affair with Vulcan’s wife Venus (Aphrodite) Vulcan wove a net of metal in which he caught the adulterous gods and exposed them to the ridicule of all the other gods.

Venus (Aphrodite) the goddess of beauty, was the daughter of Jupiter with the Titan goddess Dione. She was the mother of Aeneas, who got pregnant by the Trojan prince Anchises.

Publius Vergilius Maro, usually called Virgil (70 – 19 BC) was the greatest poet of the golden age of Roman poetry, as the Republic collapsed and was replaced by the Empire under its first emperor, Augustus. Virgil wrote exemplary shorter forms before creating one of the most influential epic poems in history, the Aeneid, the epic story of Aeneas’ post-Troy travels and adventures.


Related links

Dido, Queen of Carthage on the Elizabethan Drama website This excellent website gives you a choice of reading the play script unencumbered by notes, or a very comprehensively annotated text, full of fascinating facts.

Marlowe’s works

Berlin Alexanderplatz by Alfred Döblin (1929)

Who is it standing in Berlin Alexanderplatz, very slowly moving from leg to leg? It’s Franz Biberkopf. What has he done? Well, you know all that. A pimp, a hardened criminal, a poor fool, he’s been beaten, and he’s in for it now. That cursed fist that beat him. That terrible fist that gripped him. The other fists that hammered at him, but he escaped.
A blow fell and the red wound gaped.
But it healed one day.
Franz didn’t change and went on his way.
Now the fist keeps up the fight,
it is terrible in its might,
it ravages him body and soul,
Franz advances with timid steps, he has learned his role:
my life no longer belongs to me, I don’t know what to set about.
Franz Biberkopf is down and out. (p.418)

Alfred Döblin

Bruno Alfred Döblin (1878 – 1957) was a German novelist, essayist, and doctor, best known for his novel Berlin Alexanderplatz (1929). A prolific writer whose œuvre spans more than half a century and a wide variety of literary movements and styles, Döblin is one of the most important figures of German literary modernism. His complete works comprise over a dozen novels ranging in genre from historical novels to science fiction to novels about the modern metropolis, several dramas, radio plays, and screenplays, a true crime story, a travel account, two book-length philosophical treatises, scores of essays on politics, religion, art, and society, and numerous letters. (Wikipedia)

Berlin Alexanderplatz – ‘modernist’ aspects

Berlin Alexanderplatz is not only considered Döblin’s masterpiece but a central achievement of German Modernism. It is often compared to James Joyce’s Ulysses because it, also, is:

– long (478 packed pages in the Penguin paperback edition I own)

– urban (not just set in Berlin, but rejoicing in the hectic urban bustle of trams and railway stations, and pubs and bars and music halls and tenements, in 1928 Berlin had a population of four million, p.198)

– concerns ordinary people (The ‘hero’ of Ulysses is Leopold Bloom, a hard-up seller of newspaper advertising space, and Joyce’s novel takes place in just one day, following him as he traipses round Dublin, hustling for work, popping into bars or the public library, attending a funeral and going shopping; the hero of Alexanderplatz, Franz Biberkopf, is distinctly lower down on the social scale from Bloom; he is an uneducated huckster, fresh out of prison, and the novel is set not on one day but much more conventionally, over quite a few months. But, just as in Joyce, we follow the hero around the noisy bustling streets of a ‘modern’ city, seeing adverts and shop windows, overhearing popular tunes and drinking songs)

The most obvious similarity is the shared use of modernist techniques like montage, multi-textuality and stream of consciousness.

Multi-textuality or Tatsachenphantasie

The narrative often switches, casually and with no warning, from third-person storytelling to direct quotation of texts such as newspaper adverts, magazine articles, anatomical textbooks, tram timetables, legal documents, an official breakdown of causes of mortality in Berlin 1928 and so on.

This approach was so novel at the time that it was given a name, Tatsachenphantasie. To quote the Wikipedia article about Döblin’s technique:

His writing is characterized by an innovative use of montage and perspectival play, as well as what he dubbed in 1913 a ‘fantasy of fact’ (Tatsachenphantasie) – an interdisciplinary poetics that draws on modern discourses ranging from the psychiatric to the anthropological to the theological, in order to ‘register and articulate sensory experience and to open up his prose to new areas of knowledge’.

This it certainly does, and I found many of the interpolated documents more interesting – certainly more comprehensible – than the main plot.

Montage

At a slightly higher ‘level’, the narrative is ‘bitty’: it often cuts and jumps to completely different scenes or points of view, sometimes in the one paragraph – directly copying the cutting between shots, between shot sizes and different angles which is the basic technique of movies.

Headlines

An obvious example of this multitextuality is the way the text is broken up by headings which are in the style of newspaper headlines, such as ‘LINA STICKS IT TO THE NANCY BOYS’ or ‘VICTORY ALL ALONG THE LINE! FRANZ BIBERKOPF BUYS A VEAL CUTLET’.

This is easy to understand and can be fun: after all, most novels up to the late 19th century included chapter headings which rambled on at length about the upcoming contents. Think of Charles Dickens; as a random example, chapter 14 of The Pickwick Papers is described as ‘Comprising a brief Description of the Company at the Peacock assembled; and a Tale told by a Bagman’, and all the other chapters in this and all his other early novels are given similarly extensive introductory descriptions.

So using newspaper headlines can be thought of, and easily assimilated, as an easily understandable variation on a time-honoured tactic.

Stream of consciousness

Almost continually the narrative of events is interspersed with Franz’s memories of prison, fragments of songs, or short phrases running through his head.

In fact, as the novel progresses, this applies to almost all the other characters as well. We are introduced to them by a third-person narrator, then suddenly gets sentences starting with an ‘I’ and realise we have dropped inside their heads to see things from their point of view. The next sentence might be a quote from a song (we know this because it rhymes). The next sentence is the strapline for an advert ‘I’d walk a mile for Mampe’s brandy, It makes you feel like Jack-a-dandy’ (p.33). The next sentence mashes together ‘thoughts’ the characters had in an earlier scene – the whole thing recombined to depict the way thoughts purl and slide around inside our minds.

So there can be passages, paragraphs, made up of elements like the above, the interesting thing is how quickly you get used to it, and to read it. Occasionally a lot of quick cuts are confusing, but not often. So far, so similar with Joyce, then.

But I’d say Berlin Alexanderplatz differs from Ulysses in one big respect: in the basic attitude to prose.

Joyce was not just a great writer, he was a writer of genius with a Shakespearian ability to command the English (and other languages) to perform almost any trick he wanted. All his works go beyond brilliant experiments in style and diction, beyond amazingly accurate parodies and pastiches, to actively dismantle the English language altogether.

Take the opening pages of Portrait of the Artist As A Young Man, which uses baby talk to try to capture the infant thought processes of a baby which can barely speak, or almost any passage once you get into the main body of Ulysses.

What most characterises Ulysses is less the ‘mechanical’ and obvious aspects of modernism listed above (collage, stream of consciousness) but Joyce’s crafting of different prose styles to reflect each of the chapters and episodes in his story, each successive chapter becoming harder to read as it accumulates verbal references to previous events, given in evermore fragmentary form, and as the English language itself starts to break down as words merge and recombine.

As Ulysses progresses, it becomes more involved in a huge range of verbal special effects designed to convey the mood of, say, a Dublin pub full of heavy drinkers, the section in a library in which Joyce performs a tour de force, describing the scene in language which mimics the evolution of the English language from its roots in Anglo-Saxon right through each century’s changing styles up to the present day.

At the novel’s climax, language breaks down completely as it mimics a host of drunken minds caught up in a drunken riot in a brothel. Then the famous final chapter which consists of one vast flowing stream-of-consciousness rendition of the thoughts of a dozing woman, (Molly Bloom, Leopold’s wife).

There is nothing at all like this level of verbal ambition in Berlin Alexanderplatz. On the contrary, long stretches of the prose – at least in the 1931 translation by Eugene Jolas which I read – is surprisingly flat, colourless and factual.

Thus Franz Biberkopf, the concrete-worker, and later furniture-mover, that rough, uncouth man of repulsive aspect, returned to Berlin and to the street, the man at whose head a pretty girl from a locksmith’s family had thrown herself, a girl whom he had made into a whore, and at last mortally injured in a scuffle. He has sworn to all the world and to himself to remain respectable. And as long as he had money, he remained respectable. Later, however, his money gave out: and that was the moment he had been waiting for, to show everybody, once and for all, what a real man is like. (p.42 – last words of book one)

See what I mean? The prose, in and of itself, often holds little or no interest. It is routinely as flat and grey as old concrete.

One effect of this prose flatness is to make the multi-textuality, the montage and the modest fragments of stream-of-consciousness much easier to recognise and to assimilate whenever they appear. The transitions may be abrupt, but the prose of each fragment is always complete and definite.

That crook Lüders, the woman’s letter, I’ll land you a knife in the guts. OLORDOLORD, say, leave that alone, we’ll take care of ourselves, you rotters, we won’t do anybody in, we’ve already done time in Tegel. Let’s see: bespoke tailoring, gents’ furnishings, that first, then in the second place, mounting rims on carriage wheels, automobile accessories, important, too, for quick riding, but not too fast. (p.135)

A little tricky, but from the context you know this is Franz walking through the streets, his eyes registering advertising hoardings and shop frontages (bespoke tailoring, automobile accessories), angrily thinking how the crook Lüders betrayed him, which he knows from the letter she sent him, and in his violent fantasy thinks about stabbing him in the guts, but then contradicts this thought using ‘we’ to refer to himself, trying to quell his appetite for violent revenge by telling himself that ‘we’ (i.e. he, Franz) are not about to ‘do anybody in’, because ‘we’ have already done time in Tegel.

And – another crucial difference – even if some passages like this take a bit of effort (though not much) the prose, sooner or later, returns to normal. We return to fairly flat, factual prose and know where we are again.

So Alexanderplatz is a bit confusing, yes, but not impenetrable as a lot of Ulysses quickly becomes (without repeated study). Compared to Joyce’s extraordinary and extended experiments with English prose, reading Berlin Alexanderplatz doesn’t present any real verbal challenge.

By far the hardest thing about reading this book, I found, was nothing to do with its (fairly tame) modernist techniques: it was trying to figure out why the devil the characters behave as they do. At almost every key crux in the plot I didn’t understand what the characters were doing or why (see plot summary, below). The net effects of reading the book were:

  1. enjoyable modernist experimentalism (I liked the insertion of newspaper headlines, official documents etc into the text)
  2. repulsion at the casual lowlife brutalism of almost all the male characters (see below)
  3. complete inability to understand why the characters behaved as they did (for example, the complex sex/love lives of Franz and Mieze and Eva, described from book seven onwards)

Nine books

Berlin Alexanderplatz is divided into nine ‘books’. Each book is prefaced by a couple of paragraphs describing in general terms what will happen in it, reminiscent of 18th century novels. Indeed, the entire text is preceded by a one-page summary anticipating the shape of the action, a little as a Greek tragedy is introduced by a chorus telling us what is going to happen.

The obvious difference is that these half-page introductions have more the quality of a fable or children’s tale, not least because they generally include deliberately trite jingles or doggerel.

Biberkopf has vowed to become respectable and you have seen how he stayed straight for many a week
but it was only a respite, so to speak.
In the end life finds this going too far,
and trips him up with a wily jar.
To him, Franz Biberkopf, however, this doesn’t seem a very sporting trick,
and, for a considerable time, he finds this sordid, draggle-tailed existence, which contradicts his every good intention, a bit too thick.
(Intro to Book Three, p.105)

This fondness for cheap songs, doggerel poetry, advertising jingles, and sometimes just random rhymes, becomes more noticeable as the book progresses and is every bit as prominent as the more obvious NEWSPAPER HEADLINES, insertion of official documents etc.

In Switzerland, on Tyrol’s height,
One feels so well by day and night,
In Tyrol the milk comes warm from the cow,
In Switzerland there’s the tall Jungfrau. (p.358)

The fairy tale feel is emphasised by the way that, in this one-page preface to the whole text, we are told Franz will suffer three blows – three being the canonical number in fairy tales (little pigs, Goldilocks bears, billy goats gruff etc).

Three times this thing crashes against our man, disturbing his scheme of life. It rushes at him with cheating and fraud. The man is able to get up again, he is firm on his feet. It drives and beats him with foul play. He finds it a bit hard to get up, they almost count him out. Finally it torpedoes him with huge and monstrous savagery. (p.7)

Greek and Bible imagery

Joyce’s Ulysses is (although it’s hard to make this out on a first reading) loosely structured on Homer’s ancient Greek epic poem, The Odyssey, with Leopold Bloom wandering round Dublin rather as Odysseus wanders round the Mediterranean, loosely sought by young Stephen Daedelus, in roughly the way Odysseus’s son, Telemachus, searches for his father – until, at the climax of the book, they are reunited.

Again, Berlin Alexanderplatz doesn’t have anything like the same ambition or scope as the Joyce. Instead it contents itself with occasional references to ancient Greek legends or Bible stories, which pop up as ironic references, sometimes taking up a couple of pages of extended description, and thereafter popping up again as anything from paragraphs interrupting the main narrative, sometimes just one-phrase reminders.

So, for example, the sense that Franz’s story is like a Greek tragedy is made explicit in the numerous references throughout the book to the plot of the Oresteia i.e. while King Agamemnon is away at the Trojan War, his wife Queen Clytemnestra has an affair and, upon his return, murders the king in his bath. Whereupon their son Orestes returns and murders his mother and her lover. Whereupon he is pursued everywhere by the Furies who torment murderers. On a number of occasions Franz’s self-torment over his killing of his girlfriend Ida is compared to Orestes and the Furies.

Towards the end of the book, as Franz’ tribulations build up, there are some extended (two- or three-page-long passages) which quote the Book of Job from the Bible, explicitly comparing Franz to Job (pp.146-149, 399).

There’s an extended comparison with Abraham teetering on the brink of sacrificing his son, Isaac (pp.298-299). And as we see more of the murderous underworld Franz has got involved in, the text interpolates quite a few references to the Whore of Babylon, quoting her description from the Bible’s Book of Revelation (pp.266, 306, 400, 446)

The woman is arrayed in purple and scarlet colour and decked with gold and precious stones and pearls, having a golden cup in her hand. She laughs. And upon her forehead is a name written, MYSTERY, BABYLON THE GREAT, THE MOTHER OF HARLOTS AND ABOMINATIONS OF THE EARTH (p.266)

These high literary references sort of enrich the text though, to be honest, I found them a bit boring, less interesting than the newspaper reports Döblin interjects about scandalous murder trials being reported in the newspapers or quotes from communist or Nazi articles or even the extended description of the Berlin slaughterhouses in chapter four (pp.138-145).

Collapsing house imagery

Also – sewn in among all the other impressions of the city or of Franz’s scattered consciousness – Franz has a recurrent vision of Berlin’s houses collapsing, their roofs sliding off, cascades of tiles sliding off rooftops and crashing down on him.

Repetition makes this recurring metaphor for Franz’s panic attacks acquire a real charge and ominousness.

Collapsing house imagery pp.13, 120, 240, 265, 314, 471


Plot summary

Book one (pp.11-42)

It is 1927 (p.97).

Franz Biberkopf (the surname translates literally as ‘beaver head’) is released from Tegel prison on the outskirts of Berlin. He is 5 feet 10-and-a-half inches tall (p.176).

He has served four years for the manslaughter of his girlfriend, Ida (‘I knocked that tart’s ribs to pieces, that’s why I had to go in jug’, p.34. A detailed anatomical description of their fight, which quotes Newton’s Laws of Thermodynamics, is given on page 98).

Franz had been a cement worker, then a furniture remover, among numerous odd jobs (p.96). He catches a tram into town and wanders, dazed at being a free man, through the hectic streets, terrified of the hustle and bustle.

Terror struck at him as he walked down Rosenthaler Strasse and saw a man and a woman sitting in a little beer shop right at the window: they poured beer down their gullets out of mugs, yes, what about it? They were drinking: they had forks and stuck pieces of meat into their mouths, theyn they pulled the forks out again and they were not bleeding. (p.12)

Crude, isn’t it. In fact it’s almost as crude as language and psychology can get without sinking below the level of human articulation altogether.

Franz retreats into the courtyards of tenements in Dragonerstrasse (p.35), where he is taken in by a couple of Jewish men who (bizarrely) argue fiercely among themselves while they tell him the life story of young Stefan Zannovich the con man who ended up committing suicide in prison, and whose body was taken away by the knacker. It is a strange, offputting start to the book. First time I read it, I gave up at this point.

Having sobered up, as it were, Franz sets off into the streets again, dazed by freedom and the hustle and bustle of the Berlin crowds. A population of four million.

He decides – in the blunt crude German way we got used to in Hermann Broch’s novels – that he needs ‘a woman’ to calm down, but when he picks up and goes home with two successive prostitutes, can’t get an erection with either of them. Cue some multi-textuality when a textbook account of impotence is inserted into the text and, a little later, an advert for an aphrodisiac.

Day three and Fritz finds himself knocking at the door of the sister of the girlfriend he murdered, Minna, who reluctantly lets him in, then he rapes her, rather as August Esch rapes Mother Hentjen in Hermann Broch’s The Anarchist and then Wilhelm Huguenau rapes Mother Hentjen in The Realist.

German rapists, eh, well worth writing novels about. Well, all their wives and girlfriends would be raped to death 16 years later by the invading Russians, so it was good practice.

Finally Fritz feels content, released, free, like a real man again (p.37).

He leaves but comes back in the following days to bring her presents, but Minna rebuffs him every time. She is married and her husband Karl asks her how she got the black eye and bitemarks on her neck, which are the signs of Franz’s assault. Still, they talk quite affably. He comes round with some aprons to replace the ones he tore to shred in the initial rape. She listens, chooses an apron, but is terrified of the neighbours seeing, and keeps crying. The big hearty brute Fritz is quite oblivious to all this.

Book two (pp.45-103)

Opens with the characteristic quoting of official texts which read like small announcements from a newspaper, then a detailed technical description of the weather forecast (‘Weather changing, more agreeable, a degree or two below freezing-point’ [which, incidentally, echoes the opening of Robert Musil’s The Man Without Qualities]) and then a list of the main stops of tram number 68, from which Fritz alights amid a blizzard of ad straplines (‘Eat more fish, the healthy slimming dish!’)

It strikes me this is collage: ‘A collage is a composition of materials and objects pasted over a surface.’ The quoted texts may or may not be related, but in a way their unrelatedness demonstrates quite well the classic modernist impulse to embody or describe the chaotic, overwhelming sensory and mental stimulation of the ‘modern’ city.

And so the main action, if you can call it that, is surrounded by side actions, snippets and vignettes of life in the big city. A couple of old geezers chatting in a billiard hall about one of them losing his job. A young woman gets off a tram, is met by her older lover, who takes her to the flat of a friend, while she worries all the way about what mummy and daddy would say if they found out.

It is a few weeks later and Franz has found somewhere to live, has raised some money from savings and selling off furniture, and so is smartly dressed and going round with a plump new Polish girlfriend, Lina, Lina Przyballa of Czernowitz, the only legitimate daughter of the farmer Stanlislaus Przyballa (p.74), according to Lüders, a ‘little fat thing’ (p.118).

They come across a newspaper seller located in a doorway and – this is very obscurely described – he appears to also sell illicit gay magazines and persuades Franz to take some. Franz presents them to Lina in a café but she is disgusted and insists they go back to the shabby old seller and Franz watches from across the road as she yells at the seller then throws the magazines on the floor.

It is typical of the book’s technique that this ‘story’ is interrupted by an imaginary vignette of a respectably married old chap (a ‘greypate’) who one day picks up a pretty boy in the park and calls him his sunshine and takes him to a hotel room. It’s not even suggested that they have sex, but the hotel room has peepholes and the owner and his wife spy on the pair and then report them to the police. He is hauled up in court but persuades the judge nothing happened; but a letter detailing his court appearance and aquittal is posted to his home where, away on business, his wife opens it and the poor man returns home to weeping and lamentation from his wife (pp.72-3)

Meanwhile, Franz rejoices over his girlfriend’s victory over the magazine seller by forking her on the sofa, then they stroll along to the Neue Welt pub in the Hasenheide Park – musicians in Tyrolese costume, beer drinking songs – ‘Shun all trouble and shun all pain, Then life’s a happy refrain’ (p.76) a Charlie Chaplin impersonator on stage, you can buy tickling sticks. Döblin, like a camera, roams among the crowd, alighting briefly on the second fitter of an engineering firm in Neuköln, two couples necking, soldiers with their floozies, there’s weight-lifting competitions and see-your-future-wife stalls. Franz gets plastered and ends up at the bar with a fellow drunk complaining about having fought the French, being a patriotic German, but no job, down on his luck, he’s going to join the Reds.

It’s a deliberately whirligig chaotic depiction of a set of connected, loud, smoky, drunken music halls, yet it’s worth noting that the prose never ceases to be correct. It’s just broken up into short sentences, with frequent quotes from the cheap songs. But the sentences themselves don’t collapse, neither do the word themselves break up and intermingle, as they do in Joyce.

Franz now peddles Nordic Nationalist papers. He’s not against the Jews but he’s for law and order. The narrative immediately includes block quotes from said Nationalist papers, well conveying the wheedling tone of aggrieved Fascist propaganda. Franz is down the pub with mates, some of whom reminisce about their service in the war, then the trouble afterwards i.e. the communist uprisings in Berlin and elsewhere. Then the inflation and the hunger.

Franz’s drinking buddies (Georgie Dreske and Richard Werner, the unemployed locksmith, p.80) down at Henschke’s bar take exception to the Fascist armband Franz has taken to wearing. They argue about their war records.

Next night, when Fritz goes there, there are a few strangers with his mates, they all look at him surlily, the sing the Internationale. Franz recites a poem written by a fellow inmate, Drohms, then overcome with sentiment goes on to sing The Watch On The Rhine. This doesn’t stop one of the new boys starting a fight, a table is overturned, a plate and glass smashed, but then they back off and Franz walks out to bump into Lina who’d come to meet him there. She shows him a Peace newspaper with a sweet poem about love. She snuggles up to him and quietly suggests it’s time they got engaged.

Franz is prone to bad dreams, pangs of conscience. It is partly to quell this psychological eruptions that he longs for Order and Discipline which means escape from his personal demons. This leads to an extended passage about the fate of Agamemnon home from the Trojan War who is murdered by his wife Clyemnestra, who is then murdered by her son Orestes, who is pursued by the Furies – as Franz is by his bad dreams. The section includes a clinical description of how Franz murdered his wife – in fact, in the heat of a row, he hit her twice in the guts with a whisk, but the blows were enough to break a few ribs, rupture a lung, prompt several infections from which she died miserably in hospital five weeks later. And a characteristically ironic modernist juxtaposition of the hilltop flares which signalled the arrival of Agamemon home, with a technical description of the activity of modern radio waves.

Book three (pp.107-121)

In this fairly short book, Franz is embroiled with Otto Lüders, a more than usually disreputable prole who’s been out of work for a couple of years (a factual interlude in the previous book detailed the rise in unemployment at the end of 1927). Franz is now selling bootlaces on the street or hawking them door to door. He arrives in the pub for a drink with Otto and swankily tells him he’s made 10 marks (apparently a tidy sum) out of a woman, a skinny widow women who invited him in for a cup of coffee and he left his whole stock there. I wasn’t sure, but I think the implication is that Franz gave her one, as the saying goes. He also seems to have left his entire stock there, though whether as a gift or an oversight I couldn’t work out.

Anyway, next day Lüders sneaks along to the building, finds the same widow woman, forces his way in under pretence of being a door to door salesman, extorts a coffee out of her and terrifies her so much, he is able to nick a whole load of stuff, her table cover, sofa cushions etc, and legs it.

With the result that, next day when Franz goes round to see her with a bouquet of flowers, the widow woman slams her door in his face. Franz tries a few times more then leaves her a note telling her to bring his stuff to a pub. But she doesn’t. Otto enters said pub, spots Franz looking hacked off, turns and legs it. Franz puts two and two together.

Interlude of a war veteran whose four-year-old son has just died because the doctor was too busy to come and see him. He’s loitering outside their apartment house then goes to see the doctor to give him a piece of his mind, then goes upstairs to where his wife is weeping.

Franz is so distraught at Otto’s betrayal that he ups and leaves. Pays off his landlady, packs his things and leaves his flat. Doesn’t even tell Lina. Lina asks their friend (‘little’) Gottlieb Meck to find him. Meck goes for a beer with Lüders and then, in one of those scenes I find so disconcerting about this German fiction, walking down a dark street pounces on him, knocks him to the floor, beats the crap out of him and threatens him with a knife, telling him to locate Franz.

Next day Lüders reports back. He’s found Franz in a boarding house just three numbers down from his former place. Like Meck, Lüders keeps his hands on an open knife in his pocket as he goes into Franz’s room, finds him on the bed with his boots on, depressed. Frane yells at him to get out, then throws the bowl of washing water at him, Lüders insists he’s not right in the head.

Book four (pp.125-167)

It is February 1928 (p.151)

Lengthy description of all the inhabitants of the tenement in Linienstrasse which Franz has moved to, with intertextuality e.g. the description of lawyer Herr Löwenhund is interrupted by direct quotes from legal documents he’s dealing with or letters he’s written. Tatsachenphantasie.

Franz is lying around in the squalid room he’s renting, drinking all day. I still can’t figure out why Lüders going behind his back to threaten the skinny widow woman has affected him like this.

A lengthy description of the abattoir and slaughterhouse district of North Berlin, giving facts and figures as in a government report, then moving on to a precise and stomach-churning description of precisely how they slaughtered pigs and cattle.

With a weird interlude about the story of Job from the Bible.

Which then goes on to an extended yarn about the caretaker of a warehouse, a Herr Gerner, who is persuaded to fall in with a bunch of burglars who want to break into it, to the extent that after the break-in he allows them to stash all the stolen goods in his house. In some obscure way which is hedged around, I think he allows his wife to sleep with the youngest, tallest and handsomest of the thieves. I think. I couldn’t make it out. Anyway, the next morning the police call round and arrest him. Franz saw some of this happening i.e. an initial attempt of the burglars to climb over the wall and pinch some stuff, but he refuses to squeal to the cops.

It is freezing cold February morning and on a whim, Franz decides to go and visit Minna who he hasn’t seen for a while. But the door is opened by Minna’s husband, Karl, who sends him packing with a flea in his ear.

Book five (pp.171-223)

A very enjoyable panoramic overview of Alexanderplatz with its roadworks, shops, trams and hustling crowds. It is the evening of 9 February 1928, and little Meck bumps into Franz selling newspapers again. They go to a bar and have inconsequential chat with other working class men. All the antagonism Franz prompted by selling nationalist papers and wearing a swastika armband seems to have disappeared.

Franz gets into a some kind of ‘scheme’ with a slim stuttering man who wears a shabby army greatcoat named Reinhold (‘that quite insignificant figure, a mouse-grey lad in mouse-grey’, p.203). This Reinhold is a serial womaniser and takes a new girlfriend each month and shifts his previous one onto Franz. I really didn’t understand what anybody has to gain from this or why they’d do it, but a certain Fränzl comes to be Franz’s grilfriend for a month or so, and then she’s replaced by silly Cilly, and I think Franz then passes them onto little Ede the hunchback. I think that’s what happens.

As I mentioned above, I find the passages where the character’s walking through the streets, and the text cuts from his thoughts to advertising straplines, song jingles, a Berlin tram timetable, a leader from that day’s newspaper – the familiar technique and content of ‘modernist’ literature – easy to understand and enjoyable to read. In fact the passages where Döblin just inserts highlights and stories from the day’s newspaper are interesting social history.

But I find many passages of the apparent plot inexplicable: how exactly did the thieves persuade the nightwatchman Gerner to join them and what went on between the handsome one and Gerner’s wife? Why did Lüders going round to see the skinny widow woman upset Franz so much that he dumped Lina and moved apartment? What had Lina done wrong?

The modernism stuff is easy-peasy to process and, as the book progressed, I enjoyed the cumulative collage of Berlin life circa 1928 which it built up. Whereas the bones of the plot – what the characters were doing and why – I frequently found incomprehensible.

Franz gets fed up of getting Reinhold’s hand-me-downs every month. Cilly puts up a fight and Franz decides to stick with her and tells Reinhold, who storms off in a huff. Characteristically, that night Reinhold dreams of murdering his current squeeze, Trude.

Disaster strikes It is the second week of April 1928. Easter. Franz pops out from his 4th floor apartment, leaving Cilly. It’s snowing. He bumps into an asthmatic man who tells him about a scam he carries out, which is to offer to buy old junk off people, he turns up, removes the junk, then slips a mimeographed card through their doors saying that ‘due to unforeseen circumstances’ he can’t pay, and legs it, Franz thinks he’s a bit bonkers.

They come across a brawl, a crowd has gathered round it. Franz pushes to the front and is enjoying the fight when he realises one of the fighters is Emil, a mate of Reinhold’s he’s seen around. Just then the cops arrive to break up the fight and Franz charitably helps Emil away to shelter in a doorway.

Here Emil tells Franz he’s going to stagger home – he got fairly beaten in the fight – but asks Franz to do him a favour: can he pop round and tell a man named Pums (who we’ve met knocking about the bars) that he, Emil, won’t be able to help with a spot of removal they’re planning to do. Franz pleads that he ought to go home & see Cilly, but Emil persuades him to go and see Pums, the house is just nearby. So he does. And Pums offers Franz money to help out with the removal, say five marks an hour for a few hours.

Franz is still reluctant and wants to go tell Cilly where he is, but Pums says there’s no time, they’ll be leaving soon, they give Franz a pen and paper and he scribbles a note to Cilly saying he’s unexpectedly on a little job. Pums’s girlfriend takes it – takes it next door and burns it in the fire…

To cut a long grim story short, Franz is piled into one of two cars with Pums and a few other guys including Reinhold, who we discover is one of ‘Pums’s men’. They drive for a long time to the outskirts of Berlin. And here he suddenly finds himself tasked with acting as lookout while the men comprehensively loot a warehouse, filling the cars with booty. Franz is basically an honest man and gets cold feet, makes to protest but Reinhold hits him very hard on the arm, while the men shuttle past him in the dark, their arms full of loot. Franz makes a second bid to leave, but they’ve finished anyway and drag him into the car, as both accelerate off.

But they see that someone’s spotted them and another car is in pursuit. Then something strange happens in the second of the two escaping crim cars. When Franz hears that another car is in pursuit, Franz stupidly grins. He was very anxious about being the lookout and resented being hit and threatened by the others and now, like an idiot, grins. Reinhold, squashed in next to him, asks him why he’s grinning, the damn idiot and then Reinhold’s resentment at Franz bubbles up. I found this – as I found all the motivation and psychology in the book – hard to understand, but it seems that although Reinhold persuaded Franz to join his scheme of taking his cast-off women, now – obscurely – in the stress of this tense moment – he resents it, comes to think Franz exploited him somehow, knows dangerous things about him. Franz’s idiotic grinning in the flickering light of the streetlamps which whizz by triggers a sudden surge of hatred in Reinhold and…

Reinhold signals to one of the other guys to fling the car door open… someone punches Franz in the face… Reinhold pushes Franz away from him and over the pile of stolen goods… Franz slips out the car but clinging onto the running board but the others hit him on the arm and thigh and then a crashing blow on the head.

Franz falls into the road and the car following close behind runs over him.

Book six (pp.227-315)

Is Franz dead? The narrative cuts to Reinhold the next day, drunk as a skunk before noon, his girlfriend, Trude, who he’s tired off, whines a little, so he beats her face to a pulp, smashing up her mouth and ruining her looks for ever, she runs away taking her stuff. Still drunk, Reinhold swanks around, remembering the job they did last night and feeling mighty proud of himself.

Poor Cilly waiting in his apartment for him to return, then going out into the snowy streets to find him. She bumps into Reinhold dressed up to the nines and very confident. She had brought a kitchen knife with her to tab him with (!). He doesn’t know this, but blames everything on Franz, says Franz has run off with Reinhold’s last girl, Trude, and promises Cilly they’ll get back together soon, and somehow casts his magic over her so she goes off mooning over him.

Now we learn that some other motorists find Franz in the road, load him into their car. Half conscious he asks to be driven to a bar in Elsasser Strasse and request an old friend of his, Herbert Wischow. Herbert is found and he and his girlfriend Eva taken Franz to their flat and change and dress him. Only then do they drive him to a private hospital in Magdeberg.

Why? I don’t know. This, as so much of the actual plot, seems incomprehensible to me. Why didn’t Franz just ask to be rushed to the nearest hospital?

In the hospital at Magdeburg the doctors amputate his right arm (!) and fix other broken bones. Then Wischow and Eva take Franz home to recuperate with them. Old friends from before Tegel drop by. Wischow is upset because Franz didn’t come to see them when he got out of prison and, now, that he’s gotten involved with a crook like Pums. Slowly it comes out that Franz didn’t want to go on the job, didn’t know what they were up to, is a victim in every way. Wischow asks questions about Pums and the gang and spreads the word about how they ill-treated Franz. The mood of the underworld turns against Pums’s mob. Some of them suggest having a whip round to give Franz compensation, and they raise several hundred marks but when Schreiber goes round to deliver it and puts his hand in his pocket, Eva has a hysterical fit thinking he’s going to pull a gun and shoot Franz, Franz staggers back, chairs fall over, panic, Schreiber runs off down the stairs, later claiming he gave the money to Eva, and which he keeps for himself.

It’s June 1928 (p.246). Franz determines 1. not to squeal 2. to live independently. He goes to the Charity Commission, he gets a job calling out circus attractions. He bumps into his buddy Meck and, realising the Pums gang have told him one story, tells him a far more heroic version where he, Franz, fired a gun at detectives stumbling over the burglary and the tecs shot back injuring his arm. The aim is to let the Pums gang know he’s not peaching.

Franz determines to resume normal life, to get a job. He picks up a pretty little thing named Emmi who’s been stood up in a bar. Franz is entertaining, they go to a crowded bar. A man with no legs pushes himself along in a kind of trolley. The younger men say anyone who fought and was injured in the war is a fool. When they ask Franz’s other arm is he says his girlfriend is very possessive, so he left it at home with her as a pledge that he’d come home. Laughter.

Franz buys a smart suit, wears a stolen Cross of Iron, looks like a respectable butcher, uses a set of false papers belonging to one Franz Räcker, which have done the rounds of the criminal world. Herbert & Eva have been away at a spa. She is the part-time fancy woman of a rich banker. He takes her to the spa, dresses her, dines her and ****s her. One evening, just after he’s withdrawn 10,000 marks from the bank, they go down for dinner and it is burgled. The implication is it was stolen by Herbert, her lover, who’s followed the couple out there and is tipped off about the money.

Back they come to Berlin, Eva having to live in the fancy apartment the banker puts her up in, hoping he soon tires of her. She can get away fairly often, and she and Herbert introduce Fritz to a pretty young girl they’ve picked up tarting at the Stettin station. Franz is bowled over by this pretty little thing, fresh as a schoolgirl – initially she’s called Sonia, but Franz prefers to call her Mieze (her real name is in fact Emilie Parsunke, p.269).

Franz becomes a pimp There’s a hiccup in their relationship when Franz discovers she’s getting letters from admirers. Upset, he goes round to Herbert and Eva’s, Eva pushes Herbert out the door and then falls on Franz, ravishing him. She has been in lust with him for ages and seeing him all upset triggered her off. After they’ve had sex, Eva gets dressed and rushes off to find Mieze. Then returns, all straightened out. Mieze loves Franz but has been meeting during the day with ‘admirers’ and extorting money out of them. Franz is relieved, overcome with love, and hastens off to find Mieze, they return to his flat and are more in love than ever.

See what I mean about being confused by the behaviour of the characters. So Franz can have sex with the wife of one of his best friends, all the time upset about her being unfaithful to him, then the best friend’s wife goes to interpose on his behalf, and when it comes out that Mieze has other male admirers who (I think) she has sex with in order to generate income for Franz, everyone is relieved!

And so, in a way which I once again didn’t understand, Franz acknowledges that he has become a pimp (pp.278, 286, 313). Has he? Alright, if the narrator says so, but I found the events & behaviour of the characters hard to follow and almost impossible to understand.

Eva invites Mieze round to their nice apartment but when she admits that she’d like to have a child by Franz, Miese is overjoyed and kisses her and makes a lesbian pass at her (?)

Mieze soon gets set up with a rich admirer, married, who sets her up in a nice flat, though she carries on adoring Franz. Eva comes round and ravishes Franz again, although he’s in love with little Mieze. What if she gets pregnant, worries Franz. Oh she’d love to, replies Eva.

Franz attends political meetings with a mate, Willy, in fact a lowlife pickpocket but who enjoys getting chatting to politically minded workers at communist or anarchist meetings. Both Eva and Mieze want Franz to stop attending the meetings and/or hanging out with Willy.

Extended passage where an old anarchist explains to a sceptical Franz how the ruling class of every nation exploits the workers, but how a communist regime would just substitute a new exploiting class (pp.281-286). Willy, by contrast, is a devotee of Nietzsche and Stirner, and believes a man should do as he pleases.

August 1928. Mieze is settled into being her married man’s mistress, meanwhile remitting the money to Franz, who is thus living off immoral earnings, while Eva continues to love him. Franz pays a visit to Reinhold, who is terrified he’s going to do something. Franz does noting, goes away, feels restless and so returns to Reinhold’s apartment.

What is incomprehensible to me is Franz’s fatalism, the way he seems to bear no grudge against Reinhold for making him a cripple, he says he knew some kind of change had to happen in his life.

Somehow having confronted Reinhold and got it off his chest makes him happy. That night he dances the night away with Eva, while all the time imagining the two he loves, little Mieze (fair enough) and Reinhold. As I keep saying, it’s difficult to follow or understand the psychology. (Though, to be fair, Herbert and Eva are puzzled as to why Franz keeps going round to see the man who was responsible for him losing his arm, p.325).

Book seven (pp.319-372)

Opens with pages devoted to some Tatsachenphantasie with an account of one-time air ace Beese-Arnim who is convicted of murdering his girlfriend. And we are given a list of notable America officials who are visiting the German capital. And brief factual accounts of some of the cases passing through the Labour Law Courts. And then a working class girl Anna posts a letter to her boyfriend suggesting they split up. And a young woman of 26 writes in her diary how miserable and weak her periods make her feel, and how she often wants to kill herself.

August moves into September. Franz has unashamedly joined Pums’s gang. They’re as puzzled as Herbert and Eva but when Franz stands there in front of them saying let bygones be bygones, and they all know he hasn’t snitched to the cops, they have to admit he’s right. So they let him in.

Then we learn some of the challenges of selling on stolen goods. Pums’s fence is playing up. Eventually they carefully plan and pull off a job which requires teamwork, one duo lying low in offices above a place where valuables are kept, waiting till the early hours then drilling down through the ceiling, lowering a rope, while they open the door to this upstairs apartment to let other members get in and pass up the swag, pile it, take it down to the car, clear up after themselves with the smoothest member of the gang, elegant Waldemar Heller, taking a dump on the floor as a calling card (p.335).

Reinhold decides to pay Franz’s woman a visit, when he’s not there. He climbs the stairs to ominous accompaniment by the narrator, and slicks his ways past Mieze at the door, and lolls on her sofa and calmly describes the way he and Franz used to pass on women between each other. I was scared he was going to murder her, why? Because he’s German and this is a German novel, but in fact he just heavily implies that Franz might be considering swapping her – all the time openly eyeing her up, before slipperily seeing himself out. Which leaves Mieze with her heart pounding and her thoughts all mixed up with the lyrics of a sentimental love song being played by an organ grinder outside the house (‘In Heidelberg Town I lost my heart…’)

Anyway, a few days later another peculiar scene unfolds. Knowing Mieze is out, Franz takes Reinhold back to his apartment and hides him in the bedroom. Reinhold has been pestering Franz about Miese, what’s she like, remember when they used to swap girls etc, so Franz hides Reinhold with the intention of showing him what a Lady is like, what a pure good girl is like. But unfortunately Mieze comes in and clings to Franz really closely. She’s been away for a few days with her middle-aged gentleman lover. But now she tearfully confesses to Franz that the man brought his young son, a dashing handsome man who made advances to Mieze and so Franz asks whether she loves him and Mieze makes the bad mistake of saying Yes.

At which point Franz goes mental and I thought was going to batter her to death, he slaps her, beats her to the floor, throws himself on her I thought he was going to crush her, one of her eyes is closed, blood is running from her broken lips. Ironically, this is the night Franz chose to bring a witness home to their love and Reinhold watches in amazement, then tries to pull Franz off the cowering whimpering girl. Franz pulls on his coat and storms out and the girl staggers to the staircase shouting after that she still loves him.

Reinhold hesitates to make sure she’s alright, then stumbles down the stairs and out, wiping the blood from his hands.

It is barely believable that the passage ends a few hours later with Franz back in his apartment and Mieze making up to him, billing and cooing, them both in love, and her besotted more than ever with him, the wife-beater.

OK, I can grant that some women become in thrall to their beating partners. But the next scene is a ball given by the Pums gang which Mieze attends in a ball mask as the guest of Karl the tinsmith, dances with all of them, even Franz who doesn’t recognise her (?really) then allows herself to be driven home in a cab with Karl who heavily seduces her, if not has sex with her, in the back of the cab, for some reason having sex with another member of the gang is not being unfaithful, because she’s doing it for Franz, in order to find out more about the gang and help him.

She goes out with Karl a couple of times (telling Franz she’s with the rich gentleman friend). Then Reinhold gets wind of this liaison and muscles in. On a couple of odd occasions he persuades Karl to let him come along when they go on outings to the Freienwalde and its pretty Kurgarten, they stroll past the bandstand, through the woods, back to a hotel where Mieze stays the night, locking her door, the two men sit on the terrace smoking their cigars. That’s Wednesday 29 August 1928.

On Saturday 1 September, they repeat the experience, Karl making himself scarce while Reinhold goes into seduction mode, chatting sweetly to Mieze, while she is happy to go along with his sweet-talk. In an odd moment he undoes his shirt to show her the tattoo on his chest – an anvil – and harshly grabs her head and tells her to kiss it. She recoils, shouting at him, he’s mussed her hair. Nonetheless they move on. He guides her towards a bowl, a hollow in the grass by the woods. by now it’s dark. This entire sequence is very long, some 20 pages and 11 pages are devoted to just this evening walk, which changes in mood as Reinhold is now aggressive, now sweet, Mieze is frightened, then seduced back to walking hand in hand. But when he manhandles her down into the hollow, she starts screaming and fighting back and – in a horrible scene – he pushes her to the ground, kneels on her spine and strangles her from behind (p.370). Murders her. Buries her body under brush, goes fetches Karl who’s waiting at the car, they return and bury her properly, really deep in the soil, then sand, then scatter underbrush over the tomb. Poor Mieze’s smashed and broken body.

Reinhold gives Karl money to get out of Berlin and lie low for while, and keep his mouth shut.

Book eight (pp.375-431)

Mieze’s murder turns out to be the motor for the climax of the book. Franz becomes slowly more distraught as Mieze’s disappearance persists, Eva tries the cheer him up and announces she’s pregnant. Franz doesn’t tell many people because it’s shameful to admit his girl has abandoned him.

Weeks pass. It is early October (p.382) The criminals are restless at Pums’s leadership; they want to steal money, he prefers to steal goods and fence them, but they claim he keeps too much of the money. They pull a job on Stralauer Strasse, breaking into a bandage factory at night where there’s meant to be money in the safe. But Karl the tinsmith burns himself on his acetylene torch, none of the others can use it properly, in frustration and anger they pour petrol over the office and set it on fire but throw the match a bit too early and Pums himself gets burned on h is back. They all blame Karl the tinsmith for the fiasco and Karl grumbles, and also resents the way he was used by Reinhold to bury the dead girl.

Karl meets a wheelwright in a bar and they go in together, with two others, on the burglary of a clothing store in Elsasser Strasse. They get chatting to the nightwatchman, get invited in to share a coffee, then break it to him that they’re going to burgle the place, they’ll tie him up, give him some of the proceeds – although when they have tied him up they amuse themselves by beating him a bit round the face and nearly smothering him with a coat over his head. They are not cartoon thieves, they are thoughtless brutes, almost all the male characters in this book.

Next time the Pums gang invite Karl to join a job he is high and mighty and words are exchanged, between Karl and Reinhold especially. Which makes them suspicious of him. Then Karl and the wheelwright are arrested by the police. Their fingerprints match the ones found all over the clothing store watchman’s office and he identifies them. Karl is convinced that Reinhold snitched on him as revenge for him not joining that last job.

Karl asks a respectable in-law to find a lawyer for him and then runs past the lawyer where he would stand if he reveals he was involved in burying a dead body. The lawyer cautiously asks if he had any part in the body’s death. No. Lawyer leaves. Karl stews all night. Next day, hauled up in front of the judge, he snitches on Reinhold, telling the judge and police in great detail how he helped Reinhold bury the body of the young woman he, Reinhold, had murdered.

Karl leads the police to the burial site, they dig, there’s no body in the hole but some scraps of clothing and the hole has obviously recently been dug up i.e. Reinhold got wind of what was happening and moved it. When police publicise the case two garden labourers (p.395) come forward who saw Reinhold lugging a heavy case to another part of the woods. Digging here, the police finally find Mieze’s corpse.

This narrative – in itself not unlike a basic murder thriller plot – is given a light dusting of ‘modernism’ with the insertion of some Tatsachenphantasie – newspaper reports about a tenement block collapsing in Prague, an ambitious early flight of the new Graf Zeppelin over Berlin, and so on (p.397).

Meanwhile, Reinhold gets wind of all this & tries to diffuse the blame by getting Franz involved. He comes round to tell Franz they’re arresting people for the last Pums gang job, telling him to do a runner. Franz goes into hiding in a villa in Wilmersdorfer Strasse (p.401) owned by a woman called Fat Toni. Franz takes to wearing a wig.

Days go by then with a great fuss Eva arrives with a newspaper with big front-page photos of Reinhold and Franz next to each other, both equally Wanted by police for Mieze’s murder!! Initially Fat Toni and Eva are horrified at the thought that Franz might actually have done it, but when he dissolves into helpless tears and sobbing they realise he didn’t.

It is autumn 1928. Franz wanders the streets in a stupor, devastated by Mieze’s murder. For obscure reasons he finds himself drawn back to the Tegel prison, then goes to the cemetery to see her grave, he hallucinates conversation with other dead people.

It is November (p.410). The Graf Zeppelin makes a low flight over Berlin, Weather conditions are given. Herbert is incensed at Mieze’s murder and scours Berlin to find Reinhold and take revenge. Franz slowly joins him. Franz takes a can of petrol to Reinhold’s house. The house speaks. the house has a conversation with Franz (pp.412-13), but Franz sets fire to it anyway, and it burns down.

Two angels, Terah and Sarug, follow Franz everywhere. They discuss his sad fate (pp.414-15). Eva calls Doctor Klemens to come assess Franz who is sunk into a deep depression, and recommends a break, a rest cure. Franz hangs round in bars. We meet other drinkers, overhear their conversations and even songs.

Hush-a-bye
Don’t you cry
When you wake
You’ll have a little cake.

As the text becomes evermore full of rhymes and jingles.

All his crying, all his protests, all his rage was idle prating,
Evidence was dead against him, and the chains for him were waiting. (p.421)

There is a big police raid on a bar in Rückerstrasse. I can’t make out whether it’s because the bar was a brothel or unlicensed or a criminal hangout or what, but some fifty cops in lots of cars raid it and round up all the customers who file out. All except for some guy who persists in sitting at his table sipping his beer. When several cops approach shouting at him to gt up and come along Franz (for it is indeed Franz Biberkopf) takes a revolver out of his pocket and shoots one. He falls but the other cops rush Franz, hitting his arm to make him drop the gun, beating him to the floor, he takes a rubber baton to the eye (p.430), and handcuffing him.

Some Tatsachenphantasie as Döblin quotes police arrest forms (Christian Name, Surname, Place of residence etc). Franz is brought in and taken to an office for interrogation.

Book nine (pp.435-478)

At the police station they quickly identify Franz as one of the two men wanted for the murder of Mieze. Meanwhile Reinhold, seeing the way things were going, uses the old crook’s method of getting arrested for a minor offence, using false papers. He mugs an old lady, is convicted with papers which identify him as Polish (a certain Moroskiewicz, p.435) and locked up in Brandenberg prison as a mugger, thus evading the death penalty for murder. Or so he thinks.

Threats come from two quarters. First, as luck would have it, there’s another petty criminal, Dluga, in the prison who knew the real Moroskiewicz and quickly susses out that Reinhold is neither Moroskiewicz nor a Pole. Reinhold has to bribe him with tobacco then accuses him of snitching, which gets him beaten up.

But worse is to come. Reinhold falls in love with a pretty boy, a petty criminal named Konrad, spends all his time billing and cooing with him. But Konrad is soon to be released, so Reinhold spends a last evening with him getting drunk on illicit alcohol and, oops, telling Konrad the whole story, about Franz and Mieze and burying her and his false name etc.

Konrad is soon released, looks up Reinhold’s most recent girlfriend, gets money out of her, meets another young lad and makes the mistake of boasting about his criminal mates inside, telling stories and before he knows it has told the full story about Reinhold, the murder, and his fake identity. The mate he’s told this swears to keep it a secret, but the next day goes to the police station and discovers the stuff about Reinhold is true and there’s a reward of 1,000 marks for anyone who turns him in. So he turns him in, tells the cops Reinhold is in Brandenberg prison under a false name. Cops investigate and arrest Reinhold, who is so beside himself with rage and frustration that they nearly take him to an asylum.

Meanwhile, Franz has gone into a catatonic trance so is taken by the cops to Buch Insane Asylum. He refuses to wear clothes, refuses to eat, loses weight, can be easily carried to the bath where he plays like a child. They force feed him through tubes but Franz vomits it all up.

Cut to a learned discussion between the physicians, with the young doctors enthusiastically prescribing either electro-shock therapy, or talking therapy copied from Freud in order to address the patient’s unresolved psychic conflicts.

As he loses weight his soul escapes his body, he has reached deeper strata of consciousness, his soul wants to be an animal or wind or seed blowing across the fields outside the asylum.

Franz hears Death singing (I couldn’t help thinking that Joyce’s epic ends on a wonderful note of life affirmation while this book, characteristically German, is obsessed with Death). Death tells Franz to start climbing the ladder towards him, illuminating the way with a barrage of hatchets which, as they fall and strike, let out light. Death lectures Franz, telling him that he insisted on being strong – after he was thrown under the car he resolved to rise again; when he had pretty little Mieze all he wanted to do was brag about her to Reinhold. He has insisted on being strong, seeing life on his terms and swanking, self-centred, instead of being meek and realising life is mixed.

Franz screams, screams all day and all night. But silently. To outward appearance he is catatonic and unmoving. Inside his head Death torments him with his stupidity and then a procession comes of all the crims he took up with, Lüders and Reinhold, why did I like them or hang out with them or try to impress them, Franz asks himself.

Ida appears before him, repeatedly buckling and bending, he asks her what is wrong, she turns and says ‘You are hitting me, Franz, you are killing me’, no no no no he cries. Mieze appears to him at noon, asking his forgiveness, Franz begs her to stay with him, but she can’t, she’s dead.

Crushed, Franz realises what a miserable worm he is. He sinks into a world of psychological pain, is burnt up, annihilated and, after much suffering, reborn.

Somehow his recovery is connected with a historic panorama of Napoleon’s army invading across the Rhine, of marching armies which have marched in the Russian Revolution, Napoleonic Wars, the Peasants Wars and so back into time, Death drawing his vast clock across the ravaged landscape and smiling, oh yes oh yes oh yes.

The old Franz Biberkopf is dead. A new man is reborn, call him Biberkopf. He starts talking. He answers all the police’s questions, though reluctantly. He doesn’t want to go back. But his alibis stand up and he is cleared of Mieze’s murder. And even (hard to believe) shooting a police officer appears to be only a cautionable offence. So after some weeks of slow physical and mental recovery, Biberkopf is released.

DEAR FATHERLAND, DON’T WORRY
I SHAN’T SLIP AGAIN IN A HURRY

Biberkopf returns to Berlin a changed man. Döblin gives us some Tatsachenphantasie, some facts and figures about Berlin’s train and subway and tram systems, about current building works and the latest advertising campaigns (‘Everybody admires the shoe / That’s brightly polished with Egu’).

Biberkopf meets up with Eva. Herbert’s been arrested by the cops and sent to prison for two years. Eva had been excited about carrying Franz’s baby but she had a miscarriage. Just as well. She is still supported by her sugardaddy ‘admirer’. They go out to visit Mieze’s grave and Eva is struck by how sober and sensible Franz is. Lays a wreath but then walks Eva across the road to a coffee shop where they enjoy some honey cake.

Franz is a witness at the trial of Reinhold. He tells all that he knows but isn’t malicious. He still has feelings of friendship for Reinhold. Reinhold, for his part, is puzzled by the new strange blank look on Biberkopf’s face. Reinhold is sentenced to ten years in prison.

Immediately afterwards Biberkopf is offered the job of doorman at a medium-sized factory. He has learned that one man alone is overwhelmed by fate. But a hundred or a thousand are stronger. The novel ends with military imagery, of drums rolling and soldiers marching, ‘we march to war with iron tread’.

It is a powerful image of determination and unity, of a mass of people united so that it’s difficult to tell whether it’s a communist or a fascist image, of people determined to look fate in the face, grab it, make it. And at the same time an odd way to end the novel.

Is that the most positive image Döblin can conceive, of free people marching to war with iron tread. Well, ten years later his people did march to war with iron tread and much good it did them.


I find reading these German books hard not because of their ‘experimental’ or ‘avant-garde’ ‘modernism’; as described at length, above, all of Döblin’s techniques are child’s play compared with Joyce.

No, I found Berlin Alexanderplatz hard to read for the much more basic reasons that 1. I found the character’s behaviour at key moments and in general throughout the book, incomprehensible, and 2. I was deeply repelled by the characters casual violence in their thoughts and deeds.

1. Incomprehensibility

So I got to the end of the book and I still didn’t understand:

  • the entire opening scene with Franz blundering into the home of some Jews who proceed to tell him a long-winded story about some Polish con artist (?)
  • why Lüders going behind Franz’s back to threaten the skinny widow woman was so devastating to Franz (major plot crux 1)
  • what the thinking was behind the scheme whereby Reinhold handed his discarded women over to Franz every month or so
  • what made Reinhold suddenly snap and decide to chuck Franz out of the speeding getaway car (major plot crux 2)
  • why Franz not only forgives Reinhold for trying to kill him, but ends up liking him and wanting to impress him
  • the psychology whereby both Herbert and Franz were perfectly content to let their girlfriends (Eva and Mieze) go off and spend nights and weekends having sex with rich sugardaddies
  • the psychology of Eva ‘finding’ young and beautiful Mieze ‘for’ Franz and making her his mistress while, at the same time, being hopelessly in love with Franz and wanting to have his baby
  • why, in the end, Reinhold had to murder Mieze (major plot crux 3)
  • why the devil Franz decides to start firing a revolver at the police during the raid of the club instead of going quietly?

So all the modernist techniques were easy and fun, but the basic psychology of the characters escaped me at almost every important turn of the plot.

2. Casual brutality

What horribly brutal people they are.

The reader searches high and low in vain for a touch of humour or gentleness. Kicking and stabbing, beating and raping appear to be the only way Germans can communicate with each other.

  • Franz assaulted his wife violently enough to rupture her lung leading to her death.
  • Walking through the Berlin streets, Franz fantasises about smashing all the shiny shop windows.
  • On his first day out of prison, Franz rapes his wife’s sister, giving her a black eye in the process.
  • Franz gets into a fight with commies at Hentchke’s pub.
  • Franz enjoys watching his girlfriend fling the gay magazines at the newsvendor and yell at him in the street.
  • When Meck tries to find out from Lüders where Franz has disappeared to, he doesn’t ask him firmly, he knocks him to the ground, beats him badly and threatens him with a knife.
  • When Lüders goes to Franz’s flat, he keeps hold of an open knife in his pocket in case Franz turns nasty.
  • In a casually brutal aside, Döblin makes a simile comparing Franz emerging into the slushy slippery Berlin streets, ‘just like an old horse that has slid on the wet pavement and gets a kick in the belly with a boot’ (p.164), yes that’s how Germans treat their animals
  • The brutal way Pums’s gang treat Franz, even before they throw him out of the speeding car.
  • The brutal way Reinhold beats his girlfriend’s face to a pulp without even thinking about it, permanently disfiguring her (p.228).
  • The horrible way Franz beats Mieze when she tells him she’s in love with the young gentleman, knocking her to the floor and smashing her mouth.
  • The horrible way Pums’s back gets burned during the bungled break-in at the factory and the rest of the gang laugh at him.
  • The really horrible way Reinhold tries to rape and then murders Mieze.

Yuk.

I know the casual brutality reflects the working class, and criminal, characters Döblin has set out to depict but a) surely there were a few working class people who weren’t thieves and rapists b) surely even the roughest thugs have a few moments of charity and affection, c) Joyce was not only far more avant-garde and experimental in his form, but his selection of fairly ordinary characters to describe at such length are loveable and humane.

3. German humour

In fact there are a few moments of comedy in this 480-page-long book, but a close examination suggests how German comedy doesn’t seem to be verbal, to involve wit or word play, puns or irony. It consists mostly in laughing at others’ misfortune or stupidity.

  • Lūders laughs at Lina’s anxiety about Franz when the latter goes missing (p.118)
  • Cilly humorously suggests to Franz a headline story in the newspaper such as, a paper-seller had to change some money and gave the right amount by mistake! (p, 208)
  • Eva has a hysterical panic attack when she thinks Schreiber is about to pull a gun on Franz, leaping to her feet, screaming, making the two men themselves panic, knock over furniture, Schreiber hares off down the stairs, two men from the café come up to find out what one earth the noise is about, the landlady eventually comes in and throws a bucket of water over Eva to calm her down and now, finally calm and quiet, the soaking Eva softly says: ‘I want a roll’, and the two men from the café laugh (p. 246)
  • Franz amuses a young woman named Emmi. When she asks where his other arm is, he says his girlfriend is so jealous, he leaves it back home with her as a pledge that he’ll return. And goes on to say he’s taught it tricks: it can stand on the table and give political speeches: ‘Only he who works shall eat!’ (p.258)
  • Franz is joshing with some younger blokes down the pub. ‘As the Prussians used to say: hands on the seams of your trousers! And so say we, only not on your own!’ (p.261)
  • Franz is in a getaway car with the Pums gang after pulling a job. The driver accidentally runs over a dog and is really upset. Reinhold and Franz roar with laughter at the bloke being so soft-headed. The man says: ‘A thing like that brings you bad luck’. Franz nudges the bloke next to him and says: ‘He means cats’ and everybody ‘roars with laughter’ (p.336)
  • Reinhold pays Mieze a visit when Franz is out and flirts with her, rather intimidatingly. She asks him if he hasn’t got any work to do rather than lounging round with her. he replies: ‘Even the Lord sometimes takes a holiday, Fräulein, so we plain mortals should take at least two.’ She replies: ‘Well, I should say you’re taking three,’ and they both laugh (p.344)
  • Reinhold keeps pestering Franz to tell him about his new girl (Mieze), saying it does no harm to describe her, does it? Franz admits, ‘No, it doesn’t harm me, Reinhold, but you’re such a swine,’ and they both laugh. (p.347)
  • In a bar, three companions are drinking and joking. One says: An aviator walks onto a field, and there’s a girl sitting there. Says he: ‘Hey, Miss Lindbergh, how about some trick-flying together?’ Says she: ‘My name isn’t Lindbergh, It’s Fokker,’ and the three ‘roar with laughter’ (p.381)
  • Some detectives come snooping the Alexander Quelle club. Two boys who’ve recently escaped from a reformatory are sitting chatting with the tinsmith. He has papers but they don’t, all three are ordered to the local police station where the boys immediately blab about what they’ve been up to. Ten the sops reveal they had no idea who they were and weren’t particularly looking for them. Damn, says the boys. ‘In that case we wouldn’t have told you how we hooked it’, and they all laugh together, boys and cops (p.385)
  • The chief doctor in charge of Franz’s treatment in the mental institution listens to his two juniors squabbling about theories and ways to treat their catatonic patient, then gets up, laughs heartily and slaps their shoulders (p.450)

Setting them down like this I can appreciate that some of them are funny, I suppose. My negative perception is coloured by the often brutal or cruel remarks which jostle around them.

And in any case, old jokes are difficult to recapture even in English novels from the 1920s and 30s, let alone jokes in a foreign language, from the vanished world of 1920s Berlin.

And at least there is some humour in Alexanderplatz, unlike the solemn, philosophico-hysteria of the Hermann Broch trilogy I just completed.

Summary

All that said, Berlin Alexanderplatz is a quite brilliant novel which gives you a vivid panoramic impression of 1920s Berlin and more insight into Germany and German-ness than anything else I’ve ever read.

It is full of Weimar touches (the crippled war veterans, the legless man moving around on a wheeled trolley, the immense amount of prostitution, the pretty young things entertaining rich old sugardaddies, the casual sexual partners and the casual bisexuality of Reinhold, the threat of violence in the street from either the communists or the swastika-men, the hectic sense of things being hustled along given by the inclusion of newspaper headlines and events) which really do make it read like a verbal equivalent of classic Weimar Republic artists like George Grosz and Otto Dix.

Twilight by George Grosz (1922)

Credit

Berlin Alexanderplatz was published in Germany in 1929. This translation by Eugene Jolas was published as Alexanderplatz by Martin Secker in 1931. All references are to the 1979 Penguin paperback translation.





Related links

20th century German literature

  • The Tin Drum by Günter Grass (1959)

The Weimar Republic

German history

The I without a self by W.H. Auden

In January 1939 the English poet W.H. Auden sailed to America where he intended to make a new life for himself. He wanted to escape the fame and notoriety he had garnered in England, and the association his work had with left-wing politics, as well as the more basic consideration that there was more work for a freelance poet, dramatist, essayist and commentator in America than in Britain.

He set about the process of shedding his politically committed 1930s persona, and embarked on an earnest attempt to understand himself and the times he lived in. This was eventually to lead him back to the Anglican beliefs of his childhood, but recast in the forms of 1940s and 50s existentialist theologians.

His poetry stopped being about gangs of schoolboys behaving like soldiers or vivid descriptions of England’s derelict depression-era industry or calls for action in civil war Spain, a fabulously thrilling mix of vivid detail and urgent mood, which makes the reader feel part of some insider gang:

Consider this and in our time
As the hawk sees it or the helmeted airman:
The clouds rift suddenly – look there
At cigarette-end smouldering on a border
At the first garden party of the year.
Pass on, admire the view of the massif
Through plate-glass windows of the Sport hotel;
Join there the insufficient units
Dangerous, easy, in furs, in uniform
And constellated at reserved tables
Supplied with feelings by an efficient band
Relayed elsewhere to farmers and their dogs
Sitting in kitchens in the stormy fens.

and became more consciously detached and urbane. In the worst of it, his characters carry out long monologues full of knowing references to Character Types and Schools of Thought. In the best of it he invokes or addresses the Greats of European Culture such as Horace or Goethe or Homer and writes poems of tremendous authority such as The Shield of Achilles. As the terrible war dragged on, Auden came to see it as the poet’s role to define and preserve the values of civilisation.

Meanwhile, to earn a living, he needed to deliver lectures and write reviews. He was always a highly cerebral person, from early youth given to sorting and ordering friends, poems and experiences into categories. Thus his essays and lectures have a kind of brisk, no-nonsense clarity about them, much given to invoking types and archetypes and categories, and to then explaining how they apply to this or that writer.

Thus, when he came to write about Kafka, Auden takes as his premise the notion that Kafka was the century’s greatest writer of parables and then goes on to work through the consequences of that idea. It is characteristic of Auden that his explanation requires reference to Dickens, Shakespeare, Alice in Wonderland, and an explanation of the archetype of The Quest and the Princess and the Hero, as well as references to Gnostics and manicheism. It is characteristic that Auden uses quite a lot of Christian theological language, while making no reference to Kafka’s well-known Jewish context.

The essay is already available online in its entirety and since it is so lucid I can’t see any point in garbling it through my own interpretation but quote it in full.

The I without a self by W.H. Auden

Kafka is a great, maybe the greatest, master of the pure parable, a literary genre about which a critic can say very little worth saying. The reader of a novel, or the spectator at a drama, though novel and drama may also have a parabolic significance, is confronted by a feigned history, by characters, situations, actions which, though they may be analogous to his own, are not identical. Watching a performance of Macbeth, for example, I see particular historical persons involved in a tragedy of their own making: I may compare Macbeth with myself and wonder what I should have done and felt had I been in his situation, but I remain a spectator, firmly fixed in my own time and place. But I cannot read a pure parable in this way.

Though the hero of a parable may be given a proper name (often, though, he may just be called ‘a certain man’ or ‘K’) and a definite historical and geographical setting, these particulars are irrelevant to the meaning of parable. To find out what, if anything, a parable means, I have to surrender my objectivity and identify myself with what I read. The ‘meaning’ of a parable, in fact, is different for every reader. In consequence there is nothing a critic can do to ‘explain’ it to others. Thanks to his superior knowledge of artistic and social history, of language, of human nature even, a good critic can make others see things in a novel or a play which, but for him, they would never have seen for themselves. But if he tries to interpret a parable, he will only reveal himself. What he writes will be a description of what the parable has done to him; of what it may do to others he does not and cannot have any idea.

Sometimes in real life one meets a character and thinks, ‘This man comes straight out of Shakespeare or Dickens’, but nobody ever met a Kafka character. On the other hand, one can have experiences which one recognizes as Kafkaesque, while one would never call an experience of one’s own Dickensian or Shakespearian. During the war, I had spent a long and tiring day in the Pentagon. My errand done, I hurried down long corridors eager to get home, and came to a turnstile with a guard standing beside it. ‘Where are you going?’ said the guard. ‘I’m trying to get out,’ I replied. ‘You are out,’ he said. For the moment I felt I was K.

In the case of the ordinary novelist or playwright, a knowledge of his personal life and character contributes almost nothing to one’s understanding of his work, but in the case of a writer of parables like Kafka, biographical information is, I believe, a great help, at least in a negative way, by preventing one from making false readings. (The ‘true’ readings are always many.)

In the new edition of Max Brod’s biography, he describes a novel by a Czech writer, Bozena Nemcova (1820-1862), called The Grandmother. The setting is a village in the Riesengebirge which is dominated by a castle. The villagers speak Czech, the inhabitants of the castle German. The Duchess who owns the castle is kind and good but she is often absent on her travels and between her and the peasants are interposed a horde of insolent household servants and selfish, dishonest officials, so that the Duchess has no idea of what is really going on in the village. At last the heroine of the story succeeds in getting past the various barriers to gain a personal audience with the Duchess, to whom she tells the truth, and all ends happily.

What is illuminating about this information is that the castle officials in Nemcovi are openly presented as being evil, which suggests that those critics who have thought of the inhabitants of Kafka’s castle as agents of Divine Grace were mistaken, and that Erich Heller’s reading is substantially correct.

The castle of Kafka’s novel is, as it were, the heavily fortified garrison of a company of Gnostic demons, successfully holding an advanced position against the manoeuvres of an impatient soul. I do not know of any conceivable idea of divinity which could justify those interpreters who see in the castle the residence of ‘divine law and divine grace’. Its officers are totally indifferent to good if they are not positively wicked. Neither in their decrees nor in their activities is there discernible any trace of love, mercy, charity or majesty. In their icy detachment they inspire no awe, but fear and revulsion.

Dr. Brod also publishes for the first time a rumor which, if true, might have occurred in a Kafka story rather than in his life, namely, that, without his knowledge, Kafka was the father of a son who died in 1921 at the age of seven. The story cannot be verified since the mother was arrested by the Germans in 1944 and never heard of again.

Remarkable as The Trial and The Castle are, Kafka’s finest work, I think, is to be found in the volume The Great Wall of China, all of it written during the last six years of his life. The wall it portrays is still the world of his earlier books and one cannot call it euphoric, but the tone is lighter. The sense of appalling anguish and despair which make stories like The Penal Colony almost unbearable, has gone. Existence may be as difficult and frustrating as ever, but the characters are more humorously resigned to it.

Of a typical story one might say that it takes the formula of the heroic Quest and turns it upside down. In the traditional Quest, the goal – a Princess, the Fountain of Life, etc. – is known to the hero before he starts. This goal is far distant and he usually does not know in advance the way thither nor the dangers which beset it, but there are other beings who know both and give him accurate directions and warnings.

Moreover the goal is publicly recognizable as desirable. Everybody would like to achieve it, but it can only be reached by the Predestined Hero. When three brothers attempt the Quest in turn, the first two are found wanting and fail because of their arrogance and self-conceit, while the youngest succeeds, thanks to his humility and kindness of heart. But the youngest, like his two elders, is always perfectly confident that he
will succeed.

In a typical Kafka story, on the other hand, the goal is peculiar to the hero himself: he has no competitors. Some beings whom he encounters try to help him, more are obstructive, most are indifferent, and none has the faintest notion of the way. As one of the aphorisms puts it: ‘There is a goal but no way; what we call the way is mere wavering’. Far from being confident of success, the Kafka hero is convinced from the start that he is doomed to fail, as he is also doomed, being who he is, to make prodigious and unending efforts to reach it. Indeed, the mere desire to reach the goal is itself a proof, not that he is one of the Elect, but that he is under a special curse.

Perhaps there is only one cardinal sin: impatience. Because of impatience we were driven out of Paradise, because of impatience we cannot return.

Theoretically, there exists a perfect possibility of happiness: to believe in the indestructible element in oneself and not strive after it.

In all previous versions of the Quest, the hero knows what he ought to do and his one problem is ‘Can I do it?’ Odysseus knows he must not listen to the song of the sirens, a knight in quest of the Sangreal knows he must remain chaste, a detective knows he must distinguish between truth and falsehood. But for K the problem is ‘What ought I to do?’ He is neither tempted, confronted with a choice between good and evil, nor carefree, content with the sheer exhilaration of motion. He is certain that it matters enormously what he does now, without knowing at all what that ought to be. If he guesses wrong, he must not only suffer the same consequences as if he had chosen wrong, but also feel the same responsibility. If the instructions and advice he receives seem to him absurd or contradictory, he cannot interpret this as evidence of malice or guilt in others; it may well be proof of his own.

The traditional Quest Hero has arete, either manifest, like Odysseus, or concealed, like the fairy tale hero; in the first case, successful achievement of the Quest adds to his glory, in the second it reveals that the apparent nobody is a glorious hero: to become a hero, in the traditional sense, means acquiring the right, thanks to one’s exceptional gifts and deeds, to say I. But K is an I from the start, and in this fact alone, that he exists, irrespective of any gifts or deeds, lies his guilt.

If the K of The Trial were innocent, he would cease to be K and become nameless like the fawn in the wood in Through the Looking-Glass. In The Castle, K, the letter, wants to become a word, land-surveyor, that is to say, to acquire a self like everybody else but this is precisely what he is not allowed to acquire.

The world of the traditional Quest may be dangerous, but it is open : the hero can set off in any direction he fancies. But the Kafka world is closed; though it is almost devoid of sensory properties, it is an intensely physical world. The objects and faces in it may be vague, but the reader feels himself hemmed in by their suffocating presence: in no other imaginary world, I think, is everything so heavy. To take a single step exhausts the strength. The hero feels himself to be a prisoner and tries to escape but perhaps imprisonment is the proper state for which he was created, and freedom would destroy him.

The more horse you yoke, the quicker everything will go – not the rending or the block from its foundation, which is impossible, but the snapping of the traces and with that the gay and empty journey.

The narrator hero of The Burrow for example, is a beast of unspecified genus, but, presumably, some sort of badger-like animal, except that he is carnivorous. He lives by himself without a mate and never encounters any other member of his own species. He also lives in a perpetual state of fear lest he be pursued and attacked by other animals – ‘My enemies are countless,’ he says – but we never learn what they may be like and we never actually encounter one. His preoccupation is with the burrow which has been his lifework. Perhaps, when he first began excavating this, the idea of a burrow-fortress was more playful than serious, but the bigger and better the burrow becomes, the more he is tormented by the question: ‘Is it possible to construct the absolutely impregnable burrow?’ This is a torment because he can never be certain that there is not some further precaution of which he has not thought. Also the burrow he has spent his life constructing has become a precious thing which he must defend as much as he would defend himself.

One of my favourite plans was to isolate the Castle Keep from its surroundings, that is to say to restrict the thickness of the walls to about my own height, and leave a free space of about the same width all around the Castle Keep … I had always pictured this free space, and not without reason as the loveliest imaginable haunt. What a joy to he pressed against the rounded outer wall, pull oneself up, let oneself slide down again, miss one’s footing and find oneself on firm earth, and play all these games literally upon the Castle Keep and not inside it; to avoid the Castle Keep, to rest one’s eyes from it whenever one wanted, to postpone the joy of seeing it until later and yet not have to do without it, but literally hold it safe between one’s claws . . .

He begins to wonder if, in order to defend it, it would not be better to hide in the bushes outside near its hidden entrance and keep watch. He considers the possibility of enlisting the help of a confederate to share the task of watching, but decides against it.

. . . would he not demand some counter-service from me; would he not at least want to see the burrow? That in itself, to let anyone freely into my burrow, would be exquisitely painful to me. I built it for myself, not for visitors, and I think I would refuse to admit him … I simply could not admit him, for either I must let him go in first by himself, which is simply unimaginable, or we must both descend at the same time, in which case the advantage I am supposed to derive from him, that of being kept watch over, would be lost. And what trust can I really put in him? … It is comparatively easy to trust any one if you are supervising him or at least supervise him; perhaps it is possible to trust some one at a distance; but completely to trust someone outside the burrow when you are inside the burrow, that is, in a different world, that, it seems to me, is impossible.

One morning he is awakened by a faint whistling noise which he cannot identify or locate. It might be merely the wind, but it might be some enemy. From now on, he is in the grip of a hysterical anxiety. Does this strange beast, if it is a beast, know of his existence and, if so, what does it know. The story breaks off without a solution.

Edwin Muir has suggested that the story would have ended with the appearance of the invisible enemy to whom the hero would succumb. I am doubtful about this. The whole point of the parable seems to be that the reader is never to know if the narrator’s subjective fears have any objective justification.

The more we admire Kafka’s writings, the more seriously we must reflect upon his final instructions that they should be destroyed. At first one is tempted to see in this request a fantastic spiritual pride, as if he had said to himself: ‘To be worthy of me, anything I write must be absolutely perfect. But no piece of writing, however excellent, can be perfect. Therefore, let what I have written be destroyed as unworthy of me.’

But everything which Dr. Brod and other friends tell us about Kafka as a person makes nonsense of this explanation. It seems clear that Kafka did not think of himself as an artist in the traditional sense, that is to say, as a being dedicated to a particular function, whose personal existence is accidental to his artistic productions. If there ever was a man of whom it could be said that he ‘hungered and thirsted after righteousness’, it was Kafka.

Perhaps he came to regard what he had written as a personal device he had employed in his search for God. ‘Writing,’ he once wrote, ‘is a form of prayer,’ and no person whose prayers are genuine, desires them to be overheard by a third party. In another passage, he describes his aim in writing thus:

Somewhat as if one were to hammer together a table with painful and methodical technical efficiency, and simultaneously do nothing at all, and not in such a way that people could say: ‘Hammering a table together is nothing to him,’ but rather ‘Hammering a table together is really hammering a table together to him, but at the same time it is nothing,’ whereby certainly the hammering would have become still bolder, still surer, still more real, and if you will, still more senseless.

But whatever the reasons, Kafka’s reluctance to have his work published should at least make a reader wary of the way in which he himself reads it. Kafka may be one of those writers who are doomed to be read by the wrong public. Those on whom their effect would be most beneficial are repelled and on those whom they most fascinate their effect may be dangerous, even harmful.

I am inclined to believe that one should only read Kafka when one is in a eupeptic state of physical and mental health and, in consequence, tempted to dismiss any scrupulous heart-searching as a morbid fuss. When one is in low spirits, one should probably keep away from him, for, unless introspection is accompanied, as it always was in Kafka, by an equal passion for the good life, it all too easily degenerates into a spineless narcissistic fascination with one’s own sin and weakness.

No one who thinks seriously about evil and suffering can avoid entertaining as a possibility the gnostic-manichean notion of the physical world as intrinsically evil, and some of Kafka’s sayings come perilously close to accepting it.

There is only a spiritual world; what we call the physical world is the evil in the spiritual one.

The physical world is not an illusion, but only its evil which, however, admittedly constitutes our picture of the physical world.

Kafka’s own life and his writings as a whole are proof that he was not a gnostic at heart, for the true gnostic can alwaysbe recognized by certain characteristics. He regards himself as a member of a spiritual elite and despises all earthly affections and social obligations. Quite often, he also allows himself an anarchic immorality in his sexual life, on the grounds that, since the body is irredeemable, a moral judgment cannot be applied to its actions.

Neither Kafka, as Dr. Brod knew him, nor any of his heroes show a trace of spiritual snobbery nor do they think of the higher life they search for as existing in some otherworld sphere: the distinction they draw between this world and the world does not imply that there are two different worlds, only that our habitual conceptions of reality are not the true conception.

Perhaps, when he wished his writings to be destroyed, Kafka foresaw the nature of too many of his admirers.


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Related reviews

Dates are dates of composition.

Ignorance by Milan Kundera (2002)

This is a really enjoyable book and feels like a return to form for Kundera. I hate to say it because it sounds like such a cliché, but it feels that the reason for this is simply to be that, after three novels set predominantly in France and in a Western consumer capitalist culture which Kundera can’t help but loathe and despise – this one returns to Czechoslovakia, to his homeland – and feels significantly more confident, relaxed, integrated, deep and thoughtful as a result.

It’s a novel about returning from exile. It’s set soon after the collapse of communism in 1989 and the liberation of Czechoslovakia from Russian rule, and describes the journeys back to newly-liberated Czechoslovakia of two émigrés, one man, one woman.

But it is a Kundera novel, so the narrative, such as it is, is routinely interspersed with digressions and thoughts and analyses, primarily about the characters’ perceptions and feelings, then of their personal situations, then of their positions as symbols of ‘the émigré’, then explanations of the broader historical background to their situation, and then, stepping right back from the present, Kundera aligns their ‘returns’ with a) the classical legend of Odysseus, maybe the greatest symbol in European literature of the Returner, and b) with passages about the different words in European languages which attempt to convey the many feelings of the returner, nostalgia, longing for home, and so on.

Ignorance

Thus we discover he is using the word ‘ignorance’ not at all in the common or garden sense of ‘lack of knowledge or information’, but in a subtler sense moderated by placing all around it words from other languages (such as the German Sehnsucht and the Czech stesk) which express ‘nostalgia’, longing, the act of missing something or someone – then by examining its Latin root, to produce a wider deeper definition:

To be unaware of, not know, not experience; to lack or miss. In that etymological light nostalgia seems something like the pain of ignorance, of not knowing. You are far away, and I don’t know what has become of you. My country is far away, and I don’t know what is happening there. (p.6)

Arguably, the rest of the text is an extended mediation on the meaning of this concept, the suffering of the exile, and the bewilderment of return.

Odysseus is doubly relevant: not just as a returner, but a returner after an absence of twenty years, he is surprisingly close to Kundera’s fictional character. It was in 1968 that the Russians invaded Czechoslovakia and suppressed of the Prague Spring, but only in 1969 that they imposed their new government which proceeded to implement its harsh crackdown on all liberals and dissidents. So it was 20 years later that Russian communism collapsed and the Russia-backed Czech communist government fell.

And Odysseus was away from his homeland (Ithaca) for a long 20 years: 10 years fighting at Troy, three wandering across the Mediterranean and having the extraordinary adventures all children learn about; then seven trapped by the magician Calypso, who was also his lover.

Now these disparate elements – geopolitics, personal stories, etymological precision and ancient myth – could easily have hung apart and pulled in different directions. In my opinion his use of these kinds of disparate elements, or different levels, failed to gel in the previous couple of novels.

But here they meld perfectly. All four of these levels or themes naturally complement each other. The feelings and experiences of the present-day émigrés really does illuminate your understanding of how Odysseus must have felt, pitching up in his homeland twenty years after leaving it. And Kundera’s subtle insights into Odysseus’s plight really does help to amplify the bitter experiences of his émigrés in the present day.

To both of them Kundera applies his insights about memory and forgetting, namely the idea developed in Identity that part of the point of friendship it to tell each other stories about the old days and keep memories alive. Exiled to a foreign land, with no friends, those memories atrophy and die. The more intense Odysseus’s longing for his native land – the less he can remember anything about it.

Émigrés gathered together in compatriot colonies keep retelling to the point of nausea the same stories, which thereby become unforgettable. But people who do not spend time with their compatriots, like Irena or Odysseus, are inevitably stricken with amnesia. The stronger their nostalgia, the emptier of recollections it becomes. (p.33, emphasis added)

Plus (as a big history fan) I am fascinated by the light Kundera sheds on the political and social and cultural changes which took place in a communist-dominated society, how it changed so quickly after the fall of communism, and the myriad little insights thrown up as his two protagonists move among this familiar but alien world.

For me, all of these elements come together to make a really fascinating and engaging book.

The characters

Irena

The woman protagonist, Irena, fled Czechoslovakia with her husband Martin, with one little girl and pregnant with another, back in the 1970s. Émigrés from communist countries weren’t all that welcome in the Paris of the 1970s, dominated by its communist party and the fashion for left-wing students. Her husband fell ill and died, and she had a hard time bringing up the girls (cleaning houses, caring for a paraplegic, p.28).

Emigration-dreams

All the émigrés have them, both she and her husband are plagued by them, dreams in which you are wandering the streets of a strange city and the see the uniforms of the Czech police and awake sweating in panic. Dreams like that. Sometimes they came during the day, in the middle of a meeting, a sudden shaft of memory, walking through a green part of Prague, for a moment, becomes more real than the real world. The continual eruption of the unconscious.

Gustaf

Then she met Gustaf, a Swede who’s fled his homeland to get away from his homeland. They become friends then lovers, then partners. He disconcerts her by saying his company are going to open up a small office in Prague. She wants to get away from the old life, not have it hanging over her all the time. Especially her self-centred, garrulous mother. After the fall of communism his company expands this to buying a house in central Prague, with a flat in the eaves where Gustaf stays on his business trips.

Now Irena flies back to Prague and is able to stay there, while she looks up her old friends and has a sort of hen night for women friends only. This scene registers their different reactions, some jealous, some bitter, everyone keen to tell how much they suffered, the ‘suffering contests’ (p.41).

All of this is interesting and moving and subtly described – very unlike the sex comedy shenanigans of the previous novels, Slowness and Identity, which I didn’t like. When references to Odysseus’s experiences as an exile returning after twenty years are interleaved with Irena’s it doesn’t feel contrived or arch; the two complement each other really well.

Josef

In the airport Irena spots a man she knew twenty years earlier. He had been someone else’s boyfriend who she had flirted with at some party downstairs in a bar in Prague. But then she got married and left the country. But she’d always wondered what would have happened. When she introduces herself to him, he is flustered and shy.

Then we cut to his point of view and learn why he is flustered. He is called Josef and he has absolutely no memory of her whatever, can’t even remember her name. He also fled Czechoslovakia, settling in Denmark and marrying. Now his wife is dead and he is making the pilgrimage home.

The great broom

He wriggles free of her and goes on his own quest in Prague, his own odyssey. He goes to the cemetery where his parents are buried and is appalled by how cramped it is, overshadowed by high rise blocks and freeways. He reflects than an invisible broom has swept across the landscape of his childhood, wiping away everything familiar.

And it seems to be getting faster. Things changed slowly ‘back in the day’, now they change before your eyes. This is brought home in the dining room of the hotel where he’s staying and he realises spoken Czech has changed in intonation and tone in the twenty years he’s been away. Now it feels like ‘an unknown language’ (p.55)

Josef’s brother

Then Josef goes on to meet his brother and the sister-in-law who never liked him. I really liked this scene, the way his sense of the feelings of the other two fluctuate, how Kundera captures the changing mood, the sudden embarrassing silences. He realises he must have been seen as The Betrayer, the lucky younger son who ran away. His flight bedevilled his brother’s career as a surgeon, casting a blight over it. Josef had turned his back on a career as a doctor (turning his back on the family tradition pursued by his grandfather and father) in order to become a vet. The motives for his flight are examined.

Josef left in a hurry and mailed his brother the key to his apartment, saying take what he wanted. Now his brother gives him a bundle of notes and journals and diaries and letters. Back at his hotel he goes through them. He realises he has forgotten most of his childhood.

The law of masochistic memory: as segments of their lives melt into oblivion, men slough off whatever they dislike, and feel lighter, freer. (p.76)

He is disconcerted at the combination of ‘sentimentality and sadism’ (p.83) displayed by the diaries of himself as a frustrated virginal teenager.

The teenage girl

Kundera now creates ‘out of the mists of the time when Josef was in high school’ a virginal girl his own age who has just split up with her first boyfriend. She enjoys the fist pangs of ‘nostalgia’, the first teenage tryouts of that feeling of wanting to ‘go back’ (in her case to the happy days when she was going out with X; but you see how this mention of nostalgia ties in with the book’s theme).

She goes out with young Josef. He is petulant and frustrated. When she announces she is going off on a school skiing trip he has a tantrum and dumps her.

Josef tears up his diary and throws the pieces away. But,

The life we’ve left behind us has a bad habit of stepping out of the shadows, of bringing complaints against us, of taking us to court. (p.90)

Gustaf and Irena’s relationship decays

I thought the book was about Irena’s first and major visit back to Prague, but this passage makes it clear that, her partner Gustaf having opened an office in the city, she found herself spending more and more time there, watching as Prague rapidly becomes westernised, repaints itself and fills up with tourists.

Meanwhile her relationship with Gustaf peters out. They stop having sex. They stop even talking because he enjoys talking in American English, talking loud and long, whereas she clings to the French she had learned in Paris, and behind that to the Czech she grew up with, neither of which Gustaf understands. Now, meeting the strange man (Josef) in the airport has revived something in her. He had given her the number of his hotel and when she gets through after trying half a dozen times, she is thrilled and aroused at his voice.

All this contrasts with the gabby loudmouth Gustaf who she can hear downstairs keeping her horrible chatterbox mum in stitches. Josef represents escape from two people she’s come to loathe.

The teenage girl attempts suicide

The narrative cuts back to that teenage girl after her second boyfriend cruelly dumps her. We are intended by now, I think, to realise that the sentimental and sadistic boyfriend was none other than Josef, and I think the distraught girl was a young Irena.

We are told how the teenage girl goes on the school ski trip, one evening walks away from the chalet, as far as she can, swallows a bunch of sleeping pills she’s stolen off her mother, and lies down in the snow to die.

Burying the dead

This narrative breaks off to revive a thought that had been mentioned earlier (and which recurs in Kundera’s later fiction) which is the correct disposal of the dead. When Josef’s wife dies, he fights an almighty battle to stop her family claiming the body and burying it in the family plot. Josef feels she would be abandoned among strangers. (This parallels Chantal’s anxiety in Identity about what happens to the bodies of the dead the instant they’ve gone i.e. they lose all privacy and pored over by pathologists and police and strangers, cut open and humiliated. Which is why she insists on being cremated.)

The suicide survives

She had lain down under a beautiful blue Alpine sky, her head woozily full of images of a beautiful death. She wakes up under a black night sky feeling awful and in fact unable to feel half her body. Evidently she is not dead, and she staggers back to the ski chalet where the doctor diagnoses her with frostbite and says part of her ear will have to be chopped off. Word goes round the other kids and teachers about the girl who tried to kill herself. She is mortified. Now her life divides into two halves – the innocent years under the blue sky of childhood, and the years of knowledge under a black sky.

The implications of human lifespan

There now follow some fascinating passages about the human condition. Nothing impenetrable or difficult, it’s all very accessible. It’s as if he’s made philosophy entertaining. It’s like Heidegger turned into a newspaper editorial.

First idea is a consideration of how much our lifespan – say 80 years – affects meaning. If human beings lived for, say 160 years, then the notion of a Great Return which his book is about, would dissolve into just one of the many peregrinations 180 year-olds would be prone to.

Human memory

Next, Memory. The fact is that human memory retains no more than a millionth, maybe a hundred millionth of our actual lived experiences. If human beings remembered everything they would cease being human and be a different species. One of the things that defines us is the way we forget almost everything.

And why do we remember some things and not others? Because they are part of the complex narratives we tell ourselves about our lives. And these narratives, obviously, vary hugely from person to person.

It’s not just that people remember the same event differently (as Kundera has given us ample examples of throughout his work), but that quite often two people don’t even remember the event at all. Thus Irena powerfully remembers her first meeting with Josef, and remembers him as a symbol or talisman of the single life she left behind when she married her husband soon after. Whereas Josef doesn’t remember her at all.

Kundera evinces both Irena’s experience after he husband died and Josef’s after his wife died: for both of them the shared memories which made up their relationships required constant discussing and sharing. Once the sharing ended, the memories started to decay, worryingly quickly.

Kundera’s discussed some of these issues before but, as I’ve said, they seem to arise more naturally from the subject matter and setting in this book than they do in its immediate predecessors. The result is that it feels more graceful. There are fewer abrupt handbrake turns.

Back to the narrative

Irena goes strolling round Prague, revising the middle class area where she grew up. She walks through woodland to the back of the famous castle. She thinks about her upbringing, the poets and storytellers and the little theatres with their humour – the ‘intangible essence’ of her country.

Josef reflects

He drives out into the country. He reflects on the destiny of the Czechs, a small nation, whose history has been one of fear and domination, yet have refused to bow to their larger neighbours, like the Danes he has settled among.

He and his sister-in-law had bickered about a painting, a painting by a painter friend of his depicting a working class neighbourhood in the flamey colours of the Fauves. Now he realises he doesn’t want it anyway. It would be a splinter of old Prague in his clean, windswept Danish existence. Out of place.

Man cannot know the future because he doesn’t understand the present

This point is made very amusingly though the example of Schoenberg the revolutionary Austrian composer. In the 1920s he announced that his new twelve-tone system would ensure the dominance of German music for a century. Barely ten years later he, a Jew, was forced to flee Nazi Germany, to America. Here he continued to write and developed the fans and acolytes who were to dominate post-war classical music and impose the atonal ‘system’ onto serious music until well into the 1970s.

But where is he now? In Kundera’s view forgotten and ignored (I’m not sure that’s quite true, but his system certainly doesn’t dominate classical music the way it used to).

Anyway, Kundera introduces another level to explain what he means. Imagine two armies meet to determine the fate of the world but unknown to either one carries the plague bacillus which will wipe out the civilisation they’re fighting over.

Same with Schoenberg and his arch-enemy Stravinsky who he spent fifty years slagging off. In the event both were blown away by radio. The advent of radio in the 1920s was the start of the great plague of noise and din and racket which, in Kundera’s view, has ruined music forever. Kundera lets rip with some classic cultural pessimism:

If in the past people would listen to music out of love of music, nowadays it roars everywhere and all the time, ‘regardless of whether we want to hear it’, it roars from loudspeakers, in cars, in restaurants, in elevators, in the streets, in waiting rooms, in gyms, in the earpieces of Walkmans, music rewritten, reorchestrated, abridged, and stretched out, fragments of rock, of jazz, of opera, a flood of everything jumbled together so that we don’t know who composed it (music become noise is anonymous), so that we can’t tell beginning from end (music become noise has no form); sewage-water music in which music is dying. (p.146)

So who cares any more whether Schoenberg or Stravinsky was right. Both have gone down under a tsunami of sewage-water music.

Irena and music

As so often in Kundera, having shared a thought or idea with us for a couple of pages, he then applies it to one of his walking experiments, also known as ‘characters. Thus we eavesdrop on how much Irena hates the way music blares from every outlet, how much she wants to get away from it to a realm of quiet. On one side of her the bedside radio which, even in its speech programmes, contains snippets of sewage music; on the other side Gustaf snoring like a pig. (This trip to Prague has crystallised how much she hates him.)

She is tense because it is the day when she’s made an appointment to meet Josef.

Josef and N

Before he left the country, Josef had been helped by N., a devout communist who stood up for people like him. Josef goes to meet him, his head full of questions about how he felt about collaborating in the oppression of his people, how things changed towards the end, what he feels now. But N.’s house is packed full of his grown-up kids milling around and he and Josef can’t manage to get a conversation started. He laments the capitalist commercialisation he sees all over the country. N. nods his head. ‘National independence has been an illusion for some time, now.’

Josef abandons his plans to engage in Weighty Conversation and, as soon as he does so, experiences a sudden release and sense of liberation. Suddenly he and N. are like two old friends chatting and gossiping about the past. (There is a certain polemical purpose in the notion that Josef the émigré has more in common with a former communist than with his own brother. His brother represents bitterness, and his wife, Josef’s sister-in-law, would string up the old communists if she could. Josef’s relaxed and warm conversation with his old friend shows how irrelevant that witch-hunting mentality is to the situation. Celebrate what we have in the here and now. Not least because ‘they’ – N. nods towards his adult children – have no idea what they’re talking about.)

The memory theme reappears because N. thanks Josef for acting as his alibi to his wife, on an occasion when N. was off with his mistress. Josef has absolutely no memory of this happening and doubts it was him, but acquiesces in the story. Earlier, his brother had reminded him of some boyhood lines he had supposedly uttered, and his sister-in-law reminded him that he used to scandalise the family with his anti-clerical sentiments. Josef remembers none of this, none of it.

Irena and Josef

They meet at his hotel. They chat and get on. She describes how alien she feels in Prague and yet how she has been cold-shouldered in Paris. The French accepted her and Martin as Heroic Exiles. When the wall came down and she could go back, she realised her few friends slowly lost contact with her because she was no longer interesting.

The suicide girl grown into a woman

I was wrong about the suicide teenager being Irena. It’s her best friend from the old days, Milada, who alone of the cackling women at the hen night reception for Irena, makes the effort to talk to her and understand her. At the time Kundera had told us that she had a very particular hairstyle, the hair cut to perfectly frame her face. Now we realise it is to hide the ear she had cut off because of the frostbite. For her, while Josef and Irena get to know each other in the Prague hotel bar, it is another boring day driving out to a suburb, having a beer and a sandwich alone in a bar.

Except that she has learned that he has come back, the teenage boy who rejected her and prompted her suicide attempt and the loss of her ear. Him. Josef.

Irena and Josef

It’s so noisy with sewage-water music in the bar that Josef invites Irena up to his bedroom. He’s reading the Odyssey. They explicitly compare Odysseus’s 20 year exile with Irena’s own. Talk swiftly moves to Odysseus and Penelope’s first night back in bed. Irena describes it then, half drunk, describes it again using coarse sex words. Both are immediately aroused and tumble into bed. Yes. It is a Milan Kundera novel where, no matter how artful, erudite and thought-provoking the ideas and discussion, straightforward heterosexual penetrative sex is never far away.

It was the sound of those rude words in their native Czech. Both have been married to or living with people who don’t speak Czech. The sound of those words in their native tongue, certainly stimulates Irena to ecstasies of sexual abandonment, she wants to do everything, try every position, and then describe out loud her crudest fantasies, voyeurism, exhibitionism (to be honest, in the era of Fifty Shades of Grey, these do not sound like the wildest fantasies).

Gustaf and Irena’s mother

She is a loud bossy vulgar woman who Irena has been trying to escape all her life. She lives in one of the rooms of the big house Gustaf’s company bought after the liberation. He gets back after a heavy lunch with clients. She has put on some dance music and playfully dances round the room. She takes his hand and makes her dance with her. She pulls him over towards the wall-length mirror. She places her hand on his crotch. They continue dancing. She lets her robe fall open so he can see her breasts and pubic triangle. They continue dancing. She slips her hand down his trousers to touch his hardening member.

Irena and Josef

Irena is exhausted and drunk. She bursts into tears. One thing leads to another and suddenly she realises the awful truth – he doesn’t know who she is. He didn’t on the plane, or in their follow-up phone calls, or downstairs in the bar, or now. She stands and demands he tell her her name. He is silent. Oh dear.

Gustaf and Irena’s mother

Gustaf withdraws from Irena’s mother’s quavery wobbly body. In the darkness she intones that he is quite free to make love to her whenever he likes, but under no obligation. Now, throughout the book we’ve been gently reminded that Gustaf is a bit of a mother’s boy, who fled the responsibility of his wife and child. Now, we realise, he has finally arrived home. Irena’s mother offer him precisely the reassurance and mother love he’s always sought. He reaches out to stroke her cellulite-wobbly buttocks.

Irena and Josef

Abruptly drunk tearful Irena collapses on the bed and passes out. She starts snoring. Josef knees beside her naked body and wonders: could he spend his life with her? she is so obviously in love with him? is she the sister-lover he’s been seeking (on and off) throughout the book?

The suicide girl

Alone and sad, she is in her flat, she is a vegetarian because she is terrified by the thought of eating bodies, that we are all bodies, that she is a body. She has a sad snack dinner and looks at herself in the mirror. She lifts up her hair and looks at her damaged ear. She became a scientist and dreams about flying off into space to find a world where people don’t have bodies.

I thought she and Josef would have had some dramatic reunion in which she blamed him for ruining her life (after he, the selfish teenager, dumped her, she made her suicide attempt, then had part of her ear cut off due to frostbite and gangrene, then she was too scared to show herself to men and never married). But it doesn’t happen, and it feels like an opportunity (deliberately) missed. Remember when he wrote:

The life we’ve left behind us has a bad habit of stepping out of the shadows, of bringing complaints against us, of taking us to court. (p.90)

I thought this was a strong hint that the jilted girlfriend was going to step out of the shadows to confront Josef. Shame. It feels a little like coitus interruptus, a little like the flirting with the reader Kundera does in all his books, promising big things which, somehow, don’t quite come off.

Josef leaves

He writes sleeping snoring Irena a brief sincere note, telling her she has the hotel room till noon the next day. Then packs his bags, goes downstairs, tells reception there’s a guest sleeping in the room who’s not to be disturbed, takes a taxi to the airport and catches his flight. The plane flies up through the clouds and into the big empty black empyrean of night dotted with stars.

Credit

Ignorance by Milan Kundera was first published in the English translation by Linda Asher by Harper Collins in 2002 All references are to the 2003 paperback edition.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2002 Ignorance
2014 The Festival of Insignificance

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