In The Thirties by Edward Upward (1962)

Edward Upward

Edward Upward was born in 1903 to a middle class family in Birmingham. He went to prep school and then Repton public school and then ‘up’ to Cambridge, before going on to (try to) become a writer. These are all classic characteristics of members of the so-called ‘Auden Generation’ and, as it happens, Upward’s father was, like Auden’s, a doctor.

But Upward had a particularly close connection to the Auden Gang because at Repton he became good friends with Christopher Isherwood, later to be W.H. Auden’s collaborator, friend and sometime lover. At Cambridge, Upward and Isherwood invented an English village, Mortmere, which became the setting for various surreal, obscene and satirical stories. He was introduced to the great Wystan in 1927.

Upward was characteristic of the group in two other ways.

1. Teacher After leaving university he became a teacher (as did Auden and Isherwood) in 1926 and remained one till he retired in 1961. For 30 years he taught at Alleyn’s private school in Dulwich. Nowadays Alleyn’s annual fees are £21,000.

2. Communist Somehow Upward managed to reconcile teaching at private schools for the rich with being a member of the Communist Party of Great Britain (CPGB). He became a ‘probationary member’ in 1932, then a full member in 1934. From 1942 Upward and his wife, also a member of the Communist Party of Great Britain, were investigated by MI5 for their communist activities. (MI5 should have been investigating those pillars of the establishment Kim Philby, Guy Burgess, Donald Maclean and Surveyor of the Queen’s Pictures, Sir Anthony Blunt). It was only in 1948 that Upward quit the British Communist Party and that wasn’t in disgust at the show trials or the communist coup in Czechoslovakia, but because he thought it had gone soft and was becoming ‘reformist’, i.e. ceasing to be revolutionary and instead truckling to the post-war Labour government, then at the peak of its power.

Despite winning poetry prizes at Cambridge, publishing some poems and hanging round on the fringes of the literary world, Upward only managed to publish one novel in the 1930s, Journey to The Border, in 1938. This describes in poetic prose how a private tutor rebels against his employer and how this and the darkening international situation triggers a breakdown from which he only emerges when he realises he must throw in his lot with ‘the workers’. (Presumably by teaching at a fee-paying, exclusive private school for the wealthy.)

Then came the Second World War. Upward continued his teaching career but struggled to write anything. When he took a year’s sabbatical from teaching, in the 1950s, specifically to write his Great Novel, he found he couldn’t and suffered, like the fictional character of his first novel, an actual nervous breakdown. Only slowly did Upward work up a story about a posh private schoolboy who goes to Cambridge and tries to reconcile the conviction that he’s a writer (a poet; they’re always poets) with his commitment to the Communist Party of Great Britain.

A ‘story’ which is, in other words, completely autobiographical.

Slowly the idea turned into a trilogy which came to bear the overall name, The Spiral Ascent. In the second volume, Rotten Elements (1969) our hero terminates his membership of the Communist Party of Great Britain because he thinks it’s gone soft and ‘reformist’ (ring any bells?). In the final part, No Home But The Struggle (1977), the protagonist is reconciled to the new forms of radical politics of the 50s and 60s and joins the Campaign For Nuclear Disarmament.

In The Thirties, published in 1962, is the first volume of The Spiral Ascent and introduces us to its lead figure, would-be poet Alan Sebrill.

In The Thirties

The Penguin paperback edition I picked up in a second-hand bookshop is 237 pages long, so average novel length. It’s divided into 14 chapters. Its protagonist, Alan Sebrill, is supposed to be a young, aspiring poet. The title of this book leads you to expect that it might capture some of the youthful exuberance and heady excitement of those strange and threatening times and it certainly describes the idealism, naivety and gaucheness of youth.

Chapter 1

Chapter one is by far the longest at 40 or so pages. Having finished the book I can now see that Upward intends it as an introduction to his lead character and fills it with incidents designed to show how young, privileged, idealistic and naive he is.

It is the summer of 1931. (This isn’t explicitly stated, we deduce it from two pieces of evidence. 1. In chapter two a character says it’s nearly ten years since he took part in the great Hunger March of January 1922 [p.58], so just under ten years after Jan 1922 must be December 1931 at the latest. 2. Later on, the narrator tells us that the meeting where the character said yhat took place in October i.e. October 1931. Since the events in chapter 1 take place in the summer of the same year, we can deduce they take place in the summer of 1931.)

Young would-be poet Alan Sebrill has packed in his job as a teacher at a posh preparatory school and taken up the invitation of his friend, young would-be poet Richard, to come and stay with him on the Isle of Wight so he can complete his Great Long Poem. Richard moves Alan into a spare room in the boarding house he’s staying at, kept by a strict Miss Pollock.

They are innocent young chaps, full of banter and absurd idealism. They walk down to the beach and along the cliffs, playing with words and terms for the birds and geological strata and wave formations, convinced that their special feel for language and the acuteness of their perceptions will make them poets, great poets, place them among ‘the English poets’.

The doomed

Alan develops the idea that they are ‘doomed’ because they are so much more sensitive and alive and alert than ordinary people, and especially the hated ‘poshos’.

‘What makes people vile is being successful or comfortably off. That’s why most of the hotel visitors are so poisonous. They are the wicked, the devils. Only the doomed are good, and we must be on their side always.’ (p.20)

Richard likes it. It makes them both feel special.

The working classes

Richard is convinced he is ‘well in’ with the local working classes. He gets a drunk local lad, Basher, to show off his tattoos to Alan. How frightfully working class! Richard enjoys talking to ‘the working classes’ on the beach-front esplanade in a loud voice.

‘It surprised the stuck-up public school gang staying at the big hotel. I’ve realised lately that the time has arrived for me to show definitely that I’m against the plus-foured poshocracy, and for the cockneys and the lower orders.’ (p.8)

‘Poshocracy’? Richard and Alan both agree their poetry will contain plenty of ‘Marxian’ ideas although, when pushed, it turns out that all Marx means for Alan is that he was the great repudiator of the ‘upper-class mystique’ which dominated his ghastly prep school. Now he’s left the school Alan doesn’t find Marx so compelling any more.

Outsiders

Alan is on the short side, chronically shy, specially round girls. He feels like a misfit. He thinks writing poetry makes him special. He thinks it makes him different and better than the ‘poshocrats’ who dress for dinner up at the grand hotel. He tried reading Marx (Capital) but the reader can clearly see that he uses the German philosopher as a psychological prop to counter his excruciatingly self-conscious sense of inferiority around the effortlessly tall and stylish ‘poshos’, both at his former prep school, at the hotel on the island.

For example Alan and Richard see other young people dancing outside the pub they frequent, but Alan is too shy to approach any of the girls, despite fairly obvious encouragement.

After a week Richard abruptly announces he is leaving. Alan is at first upset that he is breaking up their poets’ conclave but Richard is bored of the island, is not writing anything, wants to go back to London. Well, when you have independent means you can be free and easy like that. (Later on we learn that Richard has left England to live abroad. Alright for some, p.197).

Alan’s Audenesque poetry

Alan stays on in Miss Pollock’s boarding house for weeks, squeezing out four or five lines of verse a day for his Great Poem. In the entire book we are shown only one couplet of Alan’s poetry and it reads like pure Auden. Here it is:

Central anguish felt
for goodness wasted at peripheral fault (p.12)

Note the use of classic Auden tricks like:

  • omitting the definite or indefinite article – ‘the’ or ‘a’ – where you’d expect them (in front of ‘central anguish’ or ‘goodness’, for example) in order to convey a more robotic/ominous meaning
  • technocratic diction – ‘central’, ‘peripheral’ – which somehow makes it feel part of a science fiction film or laboratory report
  • half-rhyme (‘felt/fault’) cf. Auden: ‘Fathers in sons may track/Their voices’ trick’

Peg

After Richard has left, Alan summons up the courage to talk to the red-haired girl who he’s noticed staring at him. She is far more experienced and forward than him. They talk and then dance (the foxtrot) to the band on the esplanade at the bar/pub/restaurant on the beach. She’s called Peg and rather surprisingly tells him she has a fiancé up in London, but this is a holiday romance so it won’t count. She discovers Alan’s middle name is Thorwald, and playfully introduces him to her two friends as the poet Count Thorwald. Playful undergraduate stuff.

Peg invites him for tea at her aunt’s house where she’s staying. The aunt is eccentric. Confident Peg tells the disconcerted Alan that that night she’ll leave the scullery window into the house unlocked (the aunt firmly locks all the other windows and doors). So a lot later that night, Alan has to go through the rather degrading experience of sneaking down the lane to her house, shimmying up the wall and squeezing through the narrow window, stepping into scullery sink and elaborately down onto the floor then tiptoeing through the house up to her bedroom.

Sex in the Thirties

Eventually they arrive on her bed where, to the modern reader’s bemusement, they lie side by side ‘for a very long time’ (p.27) chatting. Really? Eventually they turn towards each other and embrace but then lie in this position ‘for almost as long’. Alan postpones any movement at all as it would have seemed like ‘an affront to her, an impudence, a crudity’ (p.27). The very next sentence is: ‘After the climax they stayed awake talking about what they would do next day.’

Sex is strange – an odd, uncanny, disruption of everyday life and manners and conventions. Reading about anybody else’s sex life is almost always disconcerting. But the oddness of Alan and Peg’s behaviour makes you think: is this really how our great-grandparents thought and behaved, with this odd combination of knowingness and timidity?

Is the scene here to indicate just how young and timid and shy and inexperienced Alan is? Why does it jump from them lying completely still to ‘after the climax’? Was it the Censorship – remember Ulysses and a number of D.H. Lawrence novels had been banned for their sexual content? Maybe the very strict rules about depicting sexual activity meant novels were allowed to tell you all about the before and the after but all descriptions of the thing itself were simply removed?

Or is it me? Are my expectations of sexual behaviour thoroughly debauched from watching thousands of movies and pop videos in which scantily-clad dolly birds adopt a series of stylised and stereotyped poses and positions – and I’ve come to think that that’s what sex is or should be? That I’ve lost touch with a world before TV, movies and pop videos, magazines and advertising saturated us with fixed ideas about what sex, or behaviour around sex, should be?

Is this scene a) incomprehensibly innocent and dated or b) a fairly accurate description of some people’s often clumsy and embarrassed experience of sex?

The oddity of the scene suggests how books like this have at least two values over and above any literary ones:

  1. as social history, to show us how our grandparents, great-grandparents, and great-great-grandparents thought and felt.
  2. by doing so, to broaden our horizons about what human behaviour and feeling can be. To show us that we’re not trapped in an Instagram / Tinder / ‘hot priest’ world, where each new TV series tries to outdo its predecessors in sexual frankness and explicitness. That we can escape from the crushing conformities of the modern world.

Just a thought.

Peg leaves

Anyway, after whatever it is that happens that night, things go awry. He is initially elated and wants Peg to become his beloved, but she continues prattling on about her fiancé in London (John) and casually mentioning that even after she’s married she intends to have lots of lovers. Deflated, he stumbles back out of her bedroom, down the stairs. He can’t be bothered to go through the fol-de-rol of climbing out the scullery window and just unlocks the backdoor and walks out. Stuff the security-minded aunt.

Next day they meet on the beach and their relationship deteriorates further. Alan presses his love and Peg is increasingly distanced and detached and then announces she’s going back to London earlier than expected. He wants to take her in his arms but is convinced she will rebuff her. But he can see that she still has feelings for him. Cross-purposes. Later that day she catches the coach for London, he doesn’t bother to see her off.

The struggle to write continues

Abruptly Alan decides romanticism is the enemy. He must be hard, forget all about Peg. For the next fortnight he struggles with the Long Poem, writing a handful of lines each morning. Then he realises it is all wrong because it’s based on this notion of the ‘doomed’, sensitive young men. No no no. Start again. He wakes up one fine morning and decides he is going to throw all that sentimentalism out and write a Great Marxist Poem. Right. Now. Sit down. Get blank sheet of paper. Pen in hand. Er…

God, this is hopeless. He looks in the mirror and sees himself for what he is:

It was the face, he thought, of a self-fancying spoilt darling, of the overvalues don from a bourgeois family who had been unreasonably expected and had himself expected to do something exceptional, to be different from the common crowd, to be a great poet, a genius, whereas the truth very probably was that he had no talent at all, that he was a pampered young or no longer quite so young shirker who considered himself too good for the kind of everyday job in which he might perhaps have been of some slight use to the community. (p.34)

But even here, there is a big difference between looking in a mirror and, in a sentimentally depressed kind of way, confronting yourself (or a rather dramatised version of yourself), a big difference between doing that – and actually going out and getting a useful everyday job.

Suicidal thoughts

Alan melodramatically concludes that his life is a failure and decides to walk to the nearest cliff and throw himself off. But he is so entranced with the soulful beauty of the idea that without even realising it, he walks out the boarding house, under the hawthorn arch, into the lane and in the opposite direction from the clifftops, walking in a dream up to Peg’s aunt’s house before he realises it. He moons around looking through her bedroom window, hoping against hope that she is still there, but she isn’t.

Then Alan does find himself walking up to the cliffs, looking out over the scintillating sea, thinking about jumping off and realising it’s impossible, it’s hopeless, he’ll always be this miserable unless he makes some seismic change, finds some kind of ‘way of escape’.

(That phrase prefigures Graham Greene’s use of it for the second volume of his autobiography, Ways of Escape, published in 1980. They had all the advantages life could give them, these young men of the 1930s, but they still managed to be desperately unhappy.)

As he stands on the cliff Alan thinks maybe he should join the church, become a vicar, yes, ‘In his will is our peace’. He spies the Congregationalist church down in the village and remembers visiting the Congregationalist chapel of his grandparents. Hmm. It was quite grim. Maybe something more ornate. Maybe Catholicism. Great poets had been or had converted to Catholicism, it was meant to be easy once you’d made the initial leap of faith.

Or what about Marxism? Yes it was on the side of the ‘doomed’, against the hated ‘poshocrats’, maybe it would help him to write his poetry.

Communism was the only force in the world which was uncompromisingly on the side of the doomed and against those who wanted to keep them doomed. It was the enemy of his enemies: it aimed at the overthrow of a society which was dominated by poshocrats and public-school snobs and which had no use for the living poets. It demanded that its converts should believe not in the supernatural nor in anti-scientific myths but in man. If he joined the Communist Party he might be able to write poetry again (p.43)

Summary

All this happens in just one chapter, the first 40 pages or so, the first eighth of this 240-page-long book.

I initially found its upper-middle-class locutions and earnestness (‘Oh super idea, Richard!’) silly and off-putting. But if you bear with it, then my experience was that the story slowly grows on you and turns into an engaging portrait of a naive, confused young man.

Upward is a patient and very detailed chronicler – he describes in detail the appearance of a room, its furniture, and curtains and mirrors – and in the same meticulous way describes dialogue, people’s appearances and precisely how Alan feels at every moment, how his feelings are swayed and buffeted by trivial incidents. It’s a key quality of Upward’s mind and approach which he attributes to his alter ego in the narrative.

In revulsion from the platitude he tried to be more precise (p.161)

Once I got past Alan and Richard’s naive poshness I realised that most sensitive, bookish, young people have probably had one or more of these experiences, and began to respect and enjoy the precision with which Upward depicts them.

The rest of the plot

Chapter 2

It is the end of October 1931 (p.46). Alan has come down to London for an interview to work as a teacher. The chapter opens as he travels by tram to an office of the Communist Party. He’s scared to go in, thinking they’ll despise him.

They would be intelligent, politically experienced people who would see him as he was; yes, and who would see through him, would guess the self-regarding quasi-religious motives, the sickly wish for his own salvation, which had brought him to them. (p.46)

In the event it’s a shabby room with some people preparing leaflets, others hanging around. The apparent leader Ron Spalding takes pity on the shy young man, says they need more posh people to help them, and suggests he goes out leafleting with a couple of the comrades, young Elsie Hutchinson and Wally Ainsworth (p.53). An election is coming up and they’re leafleting for the local communist candidate, Joey Pearson.

With chapter 2 the book immediately gets more grip and drive. The reality of the shabby hall is described with Upward’s trademark attention to detail, as are the half dozen communists. What stiffens it, though, is that right from the start the characters discuss the current economic and political situation in concrete terms, the number of unemployed, the reality of unemployment benefit, recent bills and votes in Parliament – and combine this with the sweeping generalisations about the crisis of capitalism which they have learned about in Engels and Marx. Out leafleting with Wally the pair discuss Feuerbach, Plekhanov, Lenin.

Leafleting complete, Alan says goodnight to Wally and walks away feeling elated.

He had found a place among people who wanted him and with whom, however inferior he might be to them in courage and in strength of will, he felt an affinity because they were members of the lower class to which he too, the would-be poet, in a sense belonged. He would do all he could to be worthy of them and of the great cause for which they were working. From now on he would be dedicated to the Revolution. (p.46)

Chapter 3

It is four months since his first contact with the party (p.86), so presumably January 1932. Alan has a teaching job at a boys school, Condell’s (‘‘It calls itself an Academy and likes to pose as a public school.’ p.60). He devotes a page (p.110) to describing in detail how much he despises its shameless aping of public school customs and terminology.

In part one of the chapter Alan has just plucked up the courage to pin a leaflet about a communist party meeting to the staff noticeboard. This is spotted by the Second Master, and triggers a fascinating debate between the two of them. It’s almost a dramatised version of a political pamphlet.

Alan says the crisis of capitalism is inevitable, as Marx predicted. The other teacher, Aldershaw, points out that Marx predicted the revolution would break out in the most advanced capitalist countries whereas in fact it occurred in by far the most backward, Russia. Alan counters that both Lenin and Stalin had written that Marx was indeed wrong about this and the revolution of necessity broke out in the weakest link of the capitalist system.

Aldershaw highlights another wrong prediction of Marx’s, that the proletariat would become steadily more impoverished until revolution became inevitable. Alan counters with mass unemployment. Aldershaw says modern young men have motorcars and the cinema and cigarettes and radios, a lifestyle his own parents couldn’t have dreamed of. Alan counters that malnutrition statistics show mothers and children aren’t getting enough to eat. Aldershaw counters that’s because most mothers are completely ignorant of the basics of diet and nutrition and send their kids with packed lunches full of buns and jam tarts.

Alan says society will never be free till all businesses are owned by the people. Aldershaw counters that lots of businesses are run by shareholders. Alan says workers will only be free when the state owns everything and Aldershaw lures him into asserting this is the case in the Soviet union.

Aldershaw says the Soviet Union is the worst place in the world to be a worker because if you make a wrong word of criticism about the system or Stalin you’ll be hauled off to a labour camp. Alan asserts that the camps are necessary because of reactionary and bourgeois elements who are trying to sabotage the worker’s paradise. Communists accept a temporary phase to dictatorship because it is a step on the path to a totally free and equal society. Aldershaw counters that no dictatorship ever willingly evolved into anything else. Dictators cling onto power until they’re overthrown.

Alan counters that dictatorships which oppress the Negro or try to keep women economically subservient to men deserve to be overthrown, but dictatorship in the name of communism i.e. creating a free society, can be justified.

Several points about this exchange.

  1. It is very well done. Upward really captures the way both men become steadily more infuriated that the other one isn’t seeing the obvious sense of his arguments.
  2. It suggests how schematic the entire novel is, how carefully constructed so that each episode contributes to the whole.
  3. It is striking how contemporary these arguments seem, especially about overcoming racism and women’s equality. They were written 50 years ago and put into the mouths of characters from 90 years ago, giving the reader the strong impression that some things never change.

In the second half of the chapter Alan, upset from this argument, tries and fails to keep discipline over his class. They obviously despise him and make a hissing noise as he approaches his classroom. He ends up shouting at them and giving detention to a particularly repellent spotty oik (Dibble) who answers back. Then subsides behind his desk feeling, as so often, like a complete failure.

Chapter 4

Description of a workers march on Trafalgar Square which starts in a street with warehouses, presumably in the East End. Alan learns to his surprise that Roy, the leader of their cell who greeted him so kindly on his first visit, has been arrested and is in gaol on charges of burglary – he and mates stole timber from a timber yard. He’s been expelled from the Party.

Upward pays attention to the detail of people’s appearance and behaviour, to what Alan sees and feels, as the disciplined march is blocked by a police cordon and he lets himself be led away through back streets to the Square by the tall and reckless comrade Bainton. When they get there Whitehall is cordoned off by mounted police and then a file of riot police move in with truncheons and start battering the workers, hitting many to the ground.

As the crowd disperses Alan gets a bus and notices comrade Elsie is on it. He is attracted to her again, goes and sits with her and tries to make conversation but she mostly upbraids him for failing to attend recent meetings.

Chapter 5

It is 18 months since Richard and Alan were at the seaside village (p.116), so presumably the autumn of 1932. Alan is called to see the headmaster of the school. While he waits for the appointed hour (9.30am, after Assembly) Alan looks out the window at the autumnal trees and experiences a characteristic series of thoughts about the squalid reality of being an educator upholding the corrupt capitalist system. He vows to become utterly mechanical in his tuition, an automaton, reserving his energy for working with ‘the Party’ in the evenings.

Unfortunately, the headmaster is pretty critical of the way Alan can’t seem to control or win the respect of his class. Alan is coming up to the end of his first year’s probation. The head doesn’t sack him, as he fears, but says he’ll have to toughen up. The boys need to be driven. And has he considered beating some of the offenders?

Alan zones out of the entire conversation, becoming absorbed in the reflection of the autumnal trees outside the window in the glass frontage of a bookcase, making first the books, then the trees come into focus. I don’t think I’ve ever read that experience, of completely zoning out of a conversation, be described in such minute detail. I am coming to appreciate that this is what Upward does very well. The real minutiae of experience.

For a while he fantasises that he can pack in teaching and go back to being a poet by the sea, and indeed he fantasises in great detail the experience of walking down to the sea and watching the scintillating waves. Then the headmaster’s voice brings him back to reality. No, he tried that and it was an abject failure. He finds himself saying ‘Yes Headmaster, yes I will strive to take your advice,’ rising as in a dream and leaving the room.

Only his devotion to the Party prevents him falling into bottomless misery and despair.

Chapter 6

The local communist party cell has been renting the upper floor of a coach-house. Alan arrives early for a meeting. We are introduced to the ten or so party members. Alan is hopelessly starry-eyed about them, convinced they know so much more about the ‘real’ world than the ghastly middle-class intellectuals he knew at university. Take Eddie Freans, Eddie works on building sites but in his spare time is a practical inventor. Alan is in awe of his true working class roots.

Eddie might have his moments of naiveté but about things that were really important he had a far better understanding than was to be found in the university-educated intellectual chatterers of whom Alan had met too many. For those, and for members of the middle class generally, Alan could never have the respect that he had for Eddie; and in spite of the things Alan had in common with them – education, accent, manners – he felt much closer to Eddie than to them. He was happier and more at home with Eddie, just as he was happier and more at home with the other comrades here… (p.127)

Turns out this is the meeting where the members vote whether to accept Alan as a member of the Communist Party, they do by a unanimous vote. He is asked why he wants to join, what motivated him to make contact with them in the first place. He had a little speech prepared:

He had intended to say that in the conditions of modern monopoly capitalism the independence of the middle class was being increasingly undermined and would soon cease to exist and that the only hope for individual members of his class was to go over to the side of the workers against the monopoly capitalists, and that therefore he had decided to contact the Party. (p.130)

This is actually how all the other members talk and might have gone down well. However, with typical clumsy scrupulosity, Alan realises that is too stereotyped and insincere, and the Party is all about truth! So he actually shares with them that his first motivation came when he was leading prayers in a class at a prep school where he was teaching and was disgusted that he, an atheist, was put in this position, and realised it was not just him, but millions put in false positions by the system, which needed to be completely overthrown. That was the moment he first realised he had to be a communist.

There’s an embarrassed silence, followed by nervous laughter and Alan realises, yet again, that he’s done something wrong. Then the meeting gets down to an extended discussion of the current economic and political situation, which is rammed full of Marxist analysis and Marxist rhetoric and Upward describes very carefully and precisely. Characteristically, Alan finds himself zoning out of the discussion and imagining the whole room being blown up in the coming war between fascists and communists so misses half the discussion.

Afterwards, they lock up the room and go their separate ways. Alan is walking part of the way with Elsie and manages to persuade her to go up a dark alley as a ‘short cut’, where he tries – extremely clumsily – to embrace her. Upward gives an excruciating account of what a tangle he gets his arms in as he attempts a smooch, ending up placing his cheek next to hers and then has a go at a fumble, cupping her breast in the summer dress and then, toe-curlingly, pinching what he thinks is her nipple but might just be a seam of the fabric. During this entire thing Elsie remains utterly silent and unresponsive. When Alan eventually gives up they resume walking to the end of the lane and Alan says a lame goodbye. Well, he blew that.

Communist Party members:

  • Elsie Hutchinson, ‘wore glasses, had a sullen-looking mouth, and whose fuzzy hair rising to a point above her forehead and jutting out sideways at her temples had the effect of a triangular frame.’ (p.53)
  • Jimmy Anders –
  • Willie Dean Ayres, head round as a ball (p.128)
  • Beatrix Farrell, Ayres’ wife, posh (p.128)
  • red-haired Jean Pritchet (Anders’ girls, p.128)
  • Mike Bainton, irreverent and a little insubordinate, he leads Alan away from the marchers blocked in the East End, and by side routes to the main meeting. In chapter 8 he is expelled from the party for his deviant views i.e. denouncing Stalin’s takeover of the
  • Wally Ainsworth, ‘a happy-faced man of about thirty-five, with sallowly chubby cheeks reminiscent of those squeezable rubber faces that used to be made as toys for children.’ (p.53)
  • Eddie Frearns, slim, thinfaced, works in a small workshop which makes lampshades (p.126)
  • Harry Temley, 22, thickset, works as a mechanic (p.125)
  • Jock Finlayson, branch secretary of the AEU (p.127)
  • Sam Cowan, trade unionist and orator (p.127)
  • Lily Pentelow, recently elected to an important position in the Co-op movement (p.128)

Chapter 7

Back at the school. In the playground some of the boys make the contemptuous pssssssing noise they seem to make whenever Alan appears. Infuriated, Alan pounces on the probable leader, Childers, and tells him to report to the Master’s room. He is going to cane him. The entire chapter rotates around this event. He has to borrow a cane off a master who is infinitely more confident and self-assured than Alan.

The boy is waiting outside the master’s room at the assigned time, Alan takes him into the room although it’s the other master who really sorts things out, arranges the desk so there’s enough swing room for the cane, and then stands at the door while Alan administers six of the best. Upward gives a very detailed description which makes you realise how difficult caning actually is to administer. You must be sure to hit the exact same spot on the buttocks six times in a row.

Afterwards the boy stands, says ‘Thank you, sir’, and leaves without a backward glance. Alan feels wretched.

Back in the staff room the report of what he’s done triggers a discussion among the other masters. Almost all of them vigorously approve, the boy Childers is a frequent offender. But their very enthusiasm suddenly prompts a vehement outburst from Alan condemning caning as primitive and barbaric. That throws cold water on everything. Once again Alan has displayed his uncanny knack of throwing away an advantage, of making himself the least popular person in the room.

Staff members:

  • The Head Master
  • Sidney Bantick the Head Master’s assistant, with his black jacket and striped city trousers (p.114)
  • Aldershaw – who Alan has the extended argument about Marxism with in chapter
  • Ampleforth – a very reserved man
  • Barnet, the only master who stands up for Alan, in fact expresses his own extreme disgust with capital punishment
  • Benson – ‘pale-faced and strongly built, moving with large strides, his big glasses calling attention to his pale eyes which had no expression in them.’ (p.145)
  • Brook – disciplinarian, assists at the caning
  • Buckle, ‘brown-eyed pale-faced and physically strong’ (p.180)
  • Gus Chiddingford, ‘rotund’ popular joker
  • Hefford, Head of English
  • Langton, ‘one of the Maths men’
  • Lexton, ‘a bumptious extroverted younger member of the staff who taught Classics’
  • Moberley, the Handicraft man
  • Railton, ‘very tall’, older than the others, tight skin over his skull but heavy eyelids (pp.186, 188)
  • Ransome, ‘a Classics man’

Chapter 8

A meeting of the CP is held and Ben Curtis attends, to judge Mike Bainton on charges of criticising the Soviet Union in public. He’s been overheard slandering the workers’ paradise while doing a holiday job on Bognor beach.

Bainton repeats his criticism to the members. In the Soviet Union congresses have been held less and less frequently. Now the USSR has signed a treaty of non-interference in each others’ affairs (November 1933) and joined the League of Nations (15 September 1934). Bainton sees this as selling out the international revolution and thus betraying the world’s working classes.

As so often, Upward shows us how Alan drifts off during this speech, visualising the early revolutionary workers, and the travails the workers’ paradise had been through.

Then other members stand up to denounce Bainton. He is immediately recognised as being a Trotskyite heretic, i.e. someone who continued to push for world revolution while the official line was the Soviet Union needed forst and foremost to survive in the capitalist world and therefore some compromises with capitalism and imperialism might be called for.

The members vote unanimously to expel Bainton, and he votes with them, though it’s impossible to tell whether he’s being ironic. When Elsie and Alan leave the meeting they cut Bainton, though both feel bad about it, and try to rationalise this snubbing of a man who had been a good friend till an hour earlier.

if the Party were to disappear from the world there would be no hope for humanity. The showing of kindness to a few deviationist human individuals could lead to disaster for human beings in general. At a time when decaying capitalism had taken the form of Fascism in Germany and Italy and was preparing for an all-destructive war, and when only the Soviet Union stood unequivocally for international peace, anyone who like Bainton spread propaganda against the Soviet Union was objectively helping Fascism and working to bring violent death to millions of men, women and children. He was a traitor not only to the Party but to humanity. (p.171)

Alan feels a sort of exultation because he has suppressed his natural fellow feeling for Bainton in a higher cause. By this point I am really admiring Upward’s unflinching honesty.

The same honesty he applies to part two of the chapter where Alan walks with Elsie who suddenly asks if she can come back to his flat. Alan’s heart skips a beat, this can only mean one thing and is a big surprise after his hideous fumblings up a back alley.

But once again it turns into a peculiar scene. Upward describes with mechanical clarity Alan’s shyness. She sits in the only armchair, he sits at the further edge of the divan, three quarters of a room away. They discuss a ramblers meeting she’s leading. Bursting with tension he eventually picks up a cushion and throws it at her, then bounds to her side and puts his hands on her cheeks stroking them, then has a hurried feel of her breasts in her vest, slips down into the cramped armchair as she squeezes up then slips his hand up her skirt and does something up there for ten minutes or so, during which her expression never changes, they don’t say a word, they don’t kiss.

Then he stops whatever he was doing (‘the activity of his hand’), she stands up, they kiss mechanically, she goes over to the mirror and adjusts her clothes and hair. Is that it? Watching her, he is overcome by repulsion from her, she is definitely from a lower class than him, with a rougher accent and manners. And then he feels disgust at himself for his petit-bourgeois mentality.

As usual, Alan demonstrates his gift a) behaving clumsily and b) making himself miserable.

Chapter 9

The chronology of the book is leaping ahead. Hitler has reoccupied the Rhineland (p.183).

Back at the school Alan has been given a gizmo to raise money for the ‘The Teachers’ Anti-War Movement. It is a battery with a power plug and lots of sockets. You pay 4d, put the plug in one of the sockets, if it lights up you get 1/6. He takes it to the games room for masters and is, predictably, confused and humiliated. Maybe Alan Sebrill is one of the great losers of English literature.

Alan tries to persuade them that Hitler reoccupying the Rhineland is just the first step. Next it will be Austria, Czechoslovakia and Poland. (Was anyone that prescient in 1936? Easy enough to be from the vantage point of 1962.) All the masters in the games room ridicule him. They’ve nicknamed him ‘the Red Menace’ (p.150) or, more amusingly, ‘Rasputin’ (p.180).

There’s an extended description of four masters playing a game of snooker and all their posh banter which is quite funny, but which Upward recites with the attitude of a scientist examining specimens.

Afterwards one of the sceptical teachers gives the battery gizmo a go and loses half a crown to Alan. It’s typical of Alan that he doesn’t understand betting or odds.

He bumps into Barnet and has a conversation in which Barnet agrees with pretty much everything he says, especially the inevitability of a war, and Alan suggests he joins the Communist Party.

Chapter 10

It’s September (1936?). Alan is on the train from his parents’ house up to London. He and Elsie have arranged to be married but, typically, he has already said yes but backed out of it twice. He doesn’t really want to marry her, but sees it as his duty to marry a fellow party member. He also wants to overcome the class gap between them. When Elsie had come to visit, his parents had displayed ‘undisguised and snobbish disapproval of her’ and then, on the railway station platform he had spotted a public school friend, Tom Cumbers, with an unmistakably posh young woman, classy-looking, well dressed… and Alan had felt mortally ashamed of his rough girlfriend with her sometimes ‘pug-nosed’ appearance (p.201), turned his back to try and hide himself and her from the public schoolfriend and – cringingly – told her he couldn’t marry her.

He is a feeble twerp.

Yes, it is 1936 because as soon as he meets Elsie at the ticket barrier they start talking about the Spanish Civil War. For a moment Alan thinks he sees Jimmy Anders in the crowd, Jimmy is due to go off and fight in Spain any day now. His cousin had volunteered to drive an ambulance but has returned wounded (his right arm was amputated).

Elsie takes Alan by tube and bus to a street where new maisonettes are being built. She’s chosen one for them to live in once they’re married. She shows him round. It’s an interesting piece of social history. It’s clean but small and cramped. He looks out the window and sees a big cedar tree like the one at his parents’ spacious home in the country and all of a sudden is flooded with despair that his life has come down to this.

He turns on Elsie and says he can never live here. She is beginning to say she can find another place when he goes further and says he can never marry her. She is stunned. He knows he has to say something irrevocable, and so now says: ‘Oh Elsie, you are so ugly.’

The second he says it, he regrets it, and tries to take it back. Elsie is sensible. She simply says she is not ugly, and some of the men she’s gone out with have told her she’s very attractive. Now, seconds after trying to get out of it, Alan finds himself more determined than ever to marry her and live the life of a communist poet.

Chapter 11

Well, they appear to have reconciled because this chapter opens with Alan and Elsie sitting in armchairs opposite each other in their maisonette. They discuss a review in the New Statesman in which Robert Jordan complains that modern poetry is too obscure. This upsets Alan who seems to think of himself as a poet even though he doesn’t appear to write poetry and has never had anything published.

Wally Ainsworth arrives. They are scheduled to go to a meeting of the British Union of Fascists that evening. It is at least 1937 because the conversation references the coronation of George VI (12 May 1937). They set off for the meeting. Barnet questions a young lad why he’s selling the British Union of Fascist newspaper, Action. Because the Jews are ruining the country, the lad replies. Barnet reveals that he is a Jew and he is not ruining the country. The boy is confused.

The communist group continues to the meeting and Upward describes with characteristic precision the exact appearance of the hall, the look of the fascist stewards they have to pass, the look of other members of the audience.

Alan shares his reflections on the nature of fascism’s appeal to the petite bourgeoisie, shopkeepers, small businessmen, workshop owners, people who aspire to be part of the haute bourgeoisie, and ape its snobbery and pretensions but are economically insecure and thus anxious and thus desperate to blame someone (the Jews) and adulate whoever will save them (the Leader).

The  Leader appears and speechifies in respectful silence for 20 minutes before cranking up a gear and beginning to blame the Jews for everything. At this point Alan and the other communist party members stand and walk out. That’s all they intended to do – make a peaceful protest.

Barnet, the schoolteacher, who Upward had implied was Jewish in chapter 9, is delayed because he lays out leaflets saying ‘Smash Fascism before Fascism Smashes You’. For a moment stewards close in on him and you think there’s going to be a fight. But Alan stands his ground in front of Barnet and the threatening steward straightens up and lets them leave.

Elsie has told Alan she thinks she is pregnant.

Chapter 12

Elsie’s baby is nearly due so it must be eight months later. The chapter opens with Alan plunged in real misery, about his job, the baby, the coming war, the triumph of fascism, his non-existent poetic career. The future seems like a tidal wave of slime heading for him, for everyone. He doesn’t want to wake up. He doesn’t want to go to work.

He casts his mind back to a few days earlier when there was a knock at the front door of the maisonette. It was Holyman, an old boy from the school come to show them how to put on gas masks. They were talking about Chamberlain and Czechoslovakia so it must be the autumn of 1938. Holyman shows them how to put on the gas mask and explains how babies will be placed inside gas insulators. Elsie is querulous. When Holyman leaves she bursts into tears of unhappiness and wishes she’d never got pregnant.

Now back to the present as they both wake up together. She is heavily pregnant. He has fantasies about dressing, walking to the station but going on straight past it, to the coast, the cliffs, to the countryside, anywhere except to his wretched job.

Chapter 13

The Munich Crisis (September 1938). Alan is at school taking round a letter to the Prime Minister demanding that he not submit to Hitler over the Sudeten Crisis for the other masters to sign. No fewer than 15 have signed and it is a symbolic victory when the most sceptical among them, Brook, also signs. To Alan’s surprise the Head Master also signs, but with a few patriotic provisos, reminding Alan that England never had, and never would, break a promise; but that supporting the Czechs was the Christian thing to do. Alan suppresses his disagreement with all this and thanks him.

This segues into a really good scene where Alan tries to get one of the last of the masters, Benson, to sign, and the man turns out to be a Christian pacifist, a really thorough-going and intelligent pacifist. For pages (pp.249- ) Upward stages a very stimulating debate between the two sides – we must stand up to Hitler versus violence only begets violence, look at the last war where both sides ended up losers; except now it will be fought with much more destructive weapons.

What makes In The Thirties so enjoyable is that Upward gives his ideological opponents a very fair crack of the whip. Like the extended debate with Aldershaw, this one with Benson forces Alan onto the defensive. When he says the final war of communism which overthrows capitalism will lead to a world of perpetual peace, he can hear how unbelievable it sounds, and Benson scores a big point when he says that, even if communism did triumph the world over, the communists would fall out with themselves as they already had in Moscow.

As he works his way systematically through the arguments, Upward forces you to consider which side you would have been on. In autumn 1938 would you have encouraged Britain to enter into a catastrophic war simply to uphold France’s treaty commitment to Czechoslovakia?

In fact the argument takes on a surreal twist because when Alan insists on the necessity of struggle, that struggle defines and will always define humanity, they both end up speculating about humanity carrying that struggle on into outer space, into colonising the planets and so on, as the conversation strays into H.G. Wells territory. Benson refuses on principle to sign anything which might provoke violence. Not only that but he points out, quite simply, that it the precious letter will never be read or, if it is, chucked in the waste bin.

A few days later Chamberlain signs the Munich Agreement and returns home promising peace in our time. Alan is disgusted, convinced that such kowtowing to Hitler makes Chamberlain and his cabinet more than appeasers but active allies of fascism.

This interpretation seems wildly wide of the mark.

Chapter 14

‘Nearly ten months after Munich’ i.e. July 1939.

The concluding chapter is deliberately and carefully lyrical. It is set entirely in a ramble by a large group of communist party members in the North Downs. Alan is with Elsie and quite a few others. As they climb into a wood Alan notices, with the same kind of intensity he had had back on the Isle of Wight, the extraordinary variety of shapes made by trees and branches, old and new. Light plays amid the branches and he is suddenly seized by a sense of poetry, that there is a spirit in the woods, some special message, but it won’t come.

Only when they emerge from the woods and all camp down to eat their sandwiches and drink coffee from thermos flasks, does it come to him. To some extent, throughout the book, his strong sense of a poetic vocation had been set against the iron logic and demanding work of the party. Now, suddenly, the two are reconciled, the two modes of thinking become one and he has an uplifting and inspiring vision of the future.

As he sat and continued looking up at the trees, he could not suppress a contrary and a stronger feeling, a gladness, a conviction that the poetic life was not a fraud, not a mirage, was good, was possible. It was possible because he knew from within himself that he was capable of it…

A time would come when human beings would know how to remove the social obstacles which they themselves had been forced to set up against happiness. Then the poetic life could be lived – though he would be dead – by others whose inborn bent would be similar to his. There would be a world in which everyone would have freedom for self-fulfilment, would be expected, would have the prime social duty to become whatever he was born to be. (p.272)

Here on a sunny slope, surrounded by friends and party members, he has an utterly optimistic view of the future. He wants to share it with his wife and – typically – spends some time trying to find just the right words, not sentimental, not patronising, that would express just what he feels for her. He leans over and tells Elsie:

‘I’ve been thinking how admirable you are.’ (p.274)


Details

I slowly came to appreciate Upward’s way with very carefully imagined and precisely described scenes. To give a small example, it takes a couple of pages to describe Alan trying to persuade a sceptical Brook to sign the letter. When he does, Brook takes it from his hands and presses it up against the wall of the school corridor to sign. Except that the school walls are covered in roughcast render and Alan immediately sees that if he tries to write on it, Brook will inevitably tear the paper with his pen. Quick as a flash, he proffers the schoolbook he’s holding in his hand, for Brook to use to write on. Suddenly I could see and almost feel the texture of that roughcast wall, and felt the sudden panic in Alan’s mind that his petition would be torn and ruined.

The novel is full of hundreds of little details like that, which add verisimilitude and clarity to the scenes and situations, making them that much more imaginable and enjoyable.

The rasping of Alan’s shoes against the brickwork of Peg’s aunt’s house as he humiliatingly pulls himself up and through the scullery window is more closely described than the act of sex which, apparently, follows it.

And the reader is reminded of the intense passage back at the start when Richard and Alan go walking along the shoreline intensely noticing everything, leaves, shells, rock shapes, strata, waves.

Upward is well aware that it’s a feature of his style. He even makes a joke about it at the end of the book. After the passage where Alan has made an enormous list of the different shapes and analogies the tree trunks remind him of, he realises:

He had lost the excitement of the wood in the interesting detail of the trees…

In other words, he quite literally can’t see the wood for the trees. But it’s OK. In the euphoric final pages of the novel, details and overall narrative are integrated, the poetic life becomes one with the struggle for a better future, the details and the pattern coalesce – he can see the wood and the trees.

Politics

There is a great deal of thinking about communism in the book. Alan starts by expressing an inchoate longing for the certainties of communist doctrine, then turns up ready with thoughts to his first meeting, and then listens to other communists debating current politics. He himself gets caught up in political arguments, namely the two extended arguments. 1. with Aldershaw which amounts to a checklist of objections to communism and their refutations and 2. with Benson when he really struggles to combat Benson’s powerfully consistent Christian pacifism.

Any time he’s with other party members, even with the party member who becomes his girlfriend (Elsie) the subject is likely to change at the drop of a hat into an extended Marxist analysis of the contemporary crisis of capitalism, or musings about party policy, or how a good communist ought to behave.

Communism dominates the book. It is a novel about an idealistic young communist.

Indeed it’s a striking feature of the book that, whereas the Alan character is depicted as hopelessly confused, self-conscious, timorous and clumsy, the political speeches given to the characters are solid, thoughtful pieces which stand up to analysis even 60 years later.

I wonder how much of that is due to the fact that the book isn’t really from the 1930s but was published in 1962 i.e. Upward had had 30 long years to mull over these issues, to see what the unknown future turned out to hold in story, to read, study and listen to Marxist thinkers cleverer and clearer-minded than him.

However, coming fresh from reading Ian Kershaw’s magisterial survey of European history in the 1920s an 30s – To Hell and Back – what interested me was the logic of the communists’ opposition to socialists, a fundamental problem with The Left throughout the period which Kershaw sees as one of the causes of the rise of Fascism.

Because the communists have an iron-strict confidence they are the side of History and the Future, they despise any softening of their calls for the complete and utter overthrow of the system. It is fascinating to read the historical interpretation that the 1917 Bolshevik Revolution could and should have spread to Europe, and was only stopped by the Social Democrats. Here is party member Willy Dean Ayres explaining:

The only way out from this present crisis was by proletarian revolution and by the abolition of the capitalist system, which was strangling the forces of production, and this way could and should have been taken all over Europe during the period following the 1917 Revolution in Russia. What had prevented it from being taken? Mainly the political attitude of the Social Democrats, who instead of co-operating with the Communists had preferred to try to help capitalism to its feet again and had even been responsible for the suppression by violence of workers’ risings. The Social-Democrats had acted as the faithful backers of senile capitalism, but later, when the crisis deepened and disillusionment began to spread among those sections of the working class who had hitherto trusted them, they were no longer useful to the capitalists. ‘Capitalism in extreme decay,’ Dean Ayres was at the moment saying, ‘is forced to use other means, more openly dictatorial and more crudely demagogic, to maintain itself in power. The Social-Democratic hostility to revolution brings not a gradual progress towards Socialism but – as we have seen in Italy and recently in Germany – the temporary victory of Fascism.’ (p.135)

I, as a left-liberal, read Kershaw’s analysis as tending to blame the hard-line communists for the splits which so weakened the Left during these crucial years. And there’s no doubt from all the objective accounts of the Spanish Civil War, beginning with George Orwell’s, that it was the Stalinist hard-line of the communist party which prompted it to attack the anarchist party in Barcelona and led to the localised but intense and bitter civil war between the parties of the Left, which Orwell describes in Homage to Catalonia.

So it’s fascinating to read, in lots of places throughout this book, the opposite point of view being presented – that the communists were the only real force capable of a) overthrowing capitalism and b) taking on fascism, and that it was the fatal weakness of social democrats propping up the defunct capitalist system which a) dragged out its demise unnecessarily b) left so many working people so immiserated that they threw in their lot with the fascists and their easy promises of renewal.

Fascinating to read that other side of the argument put with logical and imaginative conviction.


Credit

In The Thirties by Edward Upward was published in 1962 by William Heinemann. I read the 1969 Penguin paperback. References are to the online version, see below.

Related links

It’s symptomatic that none of the three volumes of The Spiral Ascent appears to be in print. You can pick up the first volume on Amazon for as little as £4 second-hand, but each successive volume seems to double in price. My Penguin copy cost £1 in Oxfam. Or you can download all three novels in the series from the The Spiral Ascent website.

The 1930s

George Orwell

Graham Greene

History

Edith Tudor-Hart and Wolfgang Suschitzky @ Tate Britain

This is a one-room, FREE display of the wonderfully evocative 1920s and 1930s black-and-white photos of the Jewish émigrés, Edith Tudor-Hart and Wolfgang Suschitzky.

In fact, despite the name difference, they were sister and brother, two Austrian Jews born and raised in Vienna (Edith born 1908, Wolfgang born in 1912), who fled the Nazis, settled in England, and made a major contribution to documentary photography and film in mid-20th century England.

Their father was a social democrat who was born into the Jewish community in Vienna, but had renounced Judaism and become an atheist. He opened the first social democratic bookshop in Vienna and the family home was a meeting place for left-wing intellectuals.

Edith Suschitzky trained in photography at Walter Gropius’s Bauhaus in Dessau by which time she had become a fervent socialist, eventually a communist, and vowed to dedicate her art to documenting the lives of the poor.

A child stares into a Whitechapel bakery window (circa 1935) by Edith Tudor-Hart

In 1933 Edith was jailed for a month in Vienna after acting as a courier for the Communist Party. Upon release she married a British medical doctor, Alexander Tudor-Hart, who left his wife and two children to be with her. (Tudor-Hart was himself an active member of the British Communist Party who would volunteer to serve as a doctor on the Republican side in the Spanish Civil War, 1936 to 1939). And so the couple fled Vienna where she was in jeopardy twice over, for being a communist and a Jew.

Demonstration outside the Opera House, Vienna (about 1930) by Edith Tudor-Hart © Peter Suschitzky, Julia Donat & Misha Donat

Once settled in London, Edith continued her photography, photographing the working class in the East End and then undertaking trips to depict poor communities all round England – from the south Wales coal miners, to the unemployed in Jarrow, to working families in London’s East End.

Gee Street, Finsbury, London (1936) by Edith Tudor-Hart © Scottish National Portrait Gallery

She worked for several British magazines – The Listener, Picture Post and Lilliput among others – and earned a modest income as a children’s portraitist. There was always a completely separate strand to her work which was about health and education, especially of small children, something that dated back to her early enrolment, aged just 16, in a course with Maria Montessori in London, where she at one stage planned to become a kindergarten teacher.

Later, in England, alongside her photos of the poor and deprived, she also took numerous photos of children in clinics and health centres and exercising healthily outdoors. As if contrasting the misery and poverty and deprivation of 1930s England with what might be if only we could organise society’s resources rationally.

Ultraviolet Light Treatment, South London Hospital for Women and Children (c. 1934) by Edith Tudor-Hart © Scottish National Portrait Gallery, Edinburgh

Wolfgang Suschitzky

Edith’s younger brother, Wolfgang, fled Vienna a little after Edith (in 1935) and although he, too, settled in England, his photography was strikingly different in style and approach. He too took mostly street scenes of ordinary people, but his work is more consciously poetic, carefully arranged and lit.

Backyard, Charing Cross Road (1936) Wolfgang Suschitzky

Light and shade and shadow, and the glimmer of dust in sunlight or fog and mist attracted him.

Westminster Bridge, London (1934) Wolfgang Suschitzky

Whereas Edith’s work focuses relentlessly on the day to day poverty of the working classes, Wolfgang’s, as the wall label puts it, ‘displays an affection for the city in which he found freedom and safety’. Probably his best-known photos are from a series made on the bookshops of Charing Cross Road. They can be interpreted as a) street scenes from the London he came to love b) a memorial to his bookseller father (who took his own life in 1934 in despair at the collapse of Socialism in Austria) c) a tribute to books and their readers as symbols of intellectual and imaginative freedom which need to be treasured and defended.

Charing Cross Road/Foyles (c.1936) by Wolfgang Suschitzky

Spies

In fact Edith’s story has an extraordinary extra dimension: she was a Soviet spy. And not just any old spy but played a key role in the recruitment and management of the Cambridge Five spies including Kim Philby and Anthony Blunt.

She was instrumental in recruiting members of the Cambridge Spy ring, which damaged British intelligence from World War II through to its discovery in the late 1960s.

During the early 1930s Edith’s former lover Arnold Deutsch was teaching at the University of London, but was also an active Soviet spy, recruiting British students to spy for Russia. When, in 1934, Kim Philby and his Austrian wife Litzi Friedmann arrived back in London from Vienna, Tudor-Hart – who had met and got to know them in Vienna – suggested to Deutsch that the NKVD recruit them as agents. After some vetting, a direct approach was made to Philby and he became the KGB’s longest-serving and most damaging British spies.

Entwined lives: Kim Philby and Edith Tudor-Hart

Edith had been placed under surveillance by Special Branch soon after her arrival in Britain, but despite this she was able to carry on espionage activities. In addition to Philby, she also helped to recruit Arthur Wynn for the Soviets in 1936. In 1938–39 Burgess used her to contact Russian intelligence in Paris. When the rezidentura at the Soviet Embassy in London suspended its operations in February 1940, Edith acted as an intermediary for Anthony Blunt and Bob Stewart, passing on their messages to the Soviets.

In 1950 Edith was commissioned by the Ministry of Education to take a series to be titled Moving and Growing, showing children undertaking healthy music-and-movement style exercise, often outdoors.

From the series Moving and Growing (1951) by Edith Tudor-Hart

But they were to be among her last photographs. Following Kim Philby’s first arrest in 1952, Edith was brought in for interrogations by MI5 agents and her apartment was searched several times. She burned many of papers, notes, journals and many of her negatives in order to protect herself. What a loss!

Despite the searches and interrogations MI5 were unable to prove evidence of her espionage, so she was left at liberty. However, Edith’s mental health was not good. She had divorced Tudor-Hart in 1940, and had to cope with the fact that their only child, a son, Tommy, born in 1936, was severely autistic, and was placed in mental institutions from the age of 11, never to be fully released.

How hard that must have been for a woman who had taken so many life-affirming photos of happy little children at innovative health centres or playgroups or dancing in the sunshine.

So later in the 1950s Edith abandoned photography altogether and moved to Brighton, where she opened a tiny antique shop on Bond Street and lived in the flat above it in genteel poverty until her death in 1973. It was only 20 years later, after the fall of communism and the Soviet Union, that files about her were released and a newspaper article first revealed her role as a Soviet agent and spy.

And that her relatives, namely her brother Wolfgang’s children, first learned of their aunt’s scandalous double life. This led to research, the writing of a biography, and last year a documentary was released about her double life. This is the trailer:

Conclusion

So this modest one-room display of 49 photos by just a brother and sister ends up unfolding a story of huge historical, artistic and psychological complexity and poignancy.


Related links

More Tate Britain reviews

A Brief History of The Spy by Paul Simpson (2013)

An entertaining and eye-opening survey of the role of the spy since 1945.

The sub-title is Modern Spying from the Cold War to the War on Terror, but in fact the book reads as if it is in two distinct parts: 1. The Cold War. 2. The War on Terror, each of which has completely different rules and atmosphere.

Also it is a history of the spy, not of spying as a whole. As it progresses you begin to realise that a full and complete history of spying would itself be huge, and also just part of a wider history of ‘intelligence’ gathering in the broadest sense. This would be a vast, maybe an impossibly huge task, bringing in all kinds of electronic, remote and automatic surveillance and communications monitoring.

Simpson describes some of the most vivid instances of this kind of wire tapping and phone cable intercepting, but the focus of the book is on the stories of individual spies. He very usefully sets the stories against the main geopolitical events of the past seventy years, which are briefly described, but always to revert to the book’s core content, which is a set of 100 or so potted biographies of notable spies and summaries of their activities.

Sample spy stories

  • Igor Gouzenko, a lieutenant in Russian intelligence, defected in 1945 and implicated 21 Canadians as Russian agents, including Fred Rose, the only communist ever elected to the Canadian parliament.
  • Elizabeth Bentley, ‘the red Spy Queen’, who’d been working for the KGB since 1933, confessed to the FBI in 1945 and named 150 Americans working as Russian agents, and wrote a 107-page document detailing all aspects of Soviet spycraft and organisation in the US.
  • Georges Pâques, a key advisor to various French ministers through to the early 1960s, was a KGB agent with access to the entire NATO defence plan for Western Europe.
  • Gunvor Galtung Haavik worked at the Norwegian Ministry of Foreign Affairs from 1955 to 1977, and was a KGB agent the whole time, passing secrets to the Russians.
  • From 1953 GRU officer Pyotr Popov supplied the CIA with details of the organisation of Soviet military command, the structure of the GRU (Main Intelligence Directorate of the General Staff of the USSR armed forces) and with names and operations of Soviet agents in Europe, before being caught and executed by the Russians.
  • Army sergeant and part-time pimp Robert Lee Johnson tried to sell his services to the KGB several times before getting lucky and getting assigned to the Armed Forces Courier Service at Orly airport. He was able to break into the top secret vault there, photograph and send the Soviets information about cypher systems and defence plans for the US and NATO.
  • Canadian economist Hugh Hambleton worked for the Russians from inside NATO between 1957 and 1961 and provided so much material that the KGB had to provide a black van equipped with a photographic library so that it could be speedily copied and returned. He spied for over 20 years.
  • British naval clerk John Vassall worked in the Admiralty and sent the Russians thousands of classified documents covering naval policy and weapons development. He did this for five years.
  • By 1960 the KGB had three agents working in the newly-founded US National Security Agency (NSA). Two cryptologists, William Hamilton Martin and Bernon F. Mitchell defected to Moscow and gave a press conference in which they revealed the NSA was spying on all sorts of countries ‘friendly’ to the USA.
  • Staff sergeant John Dunlap was chauffeur to the chief of staff of the NSA and from 1960 onwards supplied the Soviets with instruction books, manuals, and designs for the Americans’ cipher machines, up till 1963.
  • Head of the East German HVA (the intelligence wing of the dreaded Stasi) Markus Wolff, was said to have up to three thousand agents working for him at every level of the West German state. He became well known for the honey trap whereby handsome young men seduced older female secretaries working in West German government positions. Thus Irmgard Römer who worked at the Bonn Foreign Office, was persuaded by her handsome lover, a KGB agent, to give him copies of all the top secret telegrams she handled. Leonore Sütterlein, another secretary in the Foreign Ministry, was eventually convicted of passing over 3,000 classified documents to her husband who was in fact a KGB officer. When she realised he had only married her in order to access the documents, she killed herself.

And so on and so on, the book selecting some hundred – from what it suggests could easily be thousands – of similar stories.

1. The Cold War

Three or four big themes emerge fro this litany of betrayal:

Russia versus America

Simpson’s book overwhelmingly focuses on the conflict between communist Russia and capitalist America. The text proceeds decade by decade, setting the scene of major geopolitical events – the Berlin Airlift, the Berlin Wall, the Bay of Pigs, the Vietnam War, and so on – to explain the pressure of events which often motivated individual defectors and agents. For example, the KGB operatives who were disillusioned by the way the Russians crushed the ‘Prague Spring’. But the axis of battle is always between East and West.

There are sub-sections on other countries: Britain recurs, presumably because this is a British book by a British author, maybe also because we are so closely tied to the Americans thus there is a substantial section about the ‘Magnificent Five’ Cambridge spies in Britain, and brief references to the reorganisations over the period of MI5 and MI6. But of other security services with hefty histories of their own – BOSS in South Africa or Mossad in Israel – there are only fleeting references. Mostly – as with the East German Stasi or the Czech StB – they are only referenced insofar as they connect with the book’s main CIA-KGB axis.

A treachery of spies

Maybe the biggest revelation of the book is simply how many spies there have been. And how often their betrayals were on an epic scale: lots of the individuals mentioned here didn’t hand over bits and bobs to the other side, a file here or there – but spent years and years systematically copying, photographing and handing over the most sensitive, top secret material imaginable. Some needed sets of filing cabinets or even lorries to cart away the huge amounts of documents they betrayed. Others sent so much to the enemy their material was still being sifted and analysed five years later.

The sheer scale of the material these agents sold, passed on and betrayed raises two thoughts:

a) An impressive number of the traitors described here were obvious security risks: known alcoholics, unreliable, erratic, greedy or amoral materialists. As the list of traitors grows steadily longer through the post-war decades, it makes you seriously wonder about the ‘vetting’ techniques of all these so-called ‘security’ bodies. When you consider that the British traitor Kim Philby, a committed agent for the KGB, almost became head of MI6, you wonder whether the word ‘security’ actually means anything.

b) There was so much to betray. In movies the McGuffin or thing being stolen is always small and portable, nowadays just a disk or flash drive. But in reality, it consisted of hundreds, if not thousands, if not truckloads – of documents. The sheer weight of information betrayed and sold by both sides is staggering. And how can the security apparatuses on either side have survived having so much stolen and given away?

For example, the Manhattan Project which produced America’s atom bomb appears to have been riddled with Russian spies. So much so, that the Russians themselves detonated an A bomb just four years after the Americans (1949), based entirely on stolen US technology.

Looking back, did it matter that security around the bomb was so tight, when it appears to have been so comprehensively broken? As you read page after page of shocking revelations about how much has been betrayed, you begin to wonder whether anything can be kept secure.

Bureaucracy

Spying is about finding out information someone wants to keep secret. The modern industrial state generates information on a colossal scale, itself increased by many orders of magnitude by the advent of digital technology.

But even between 1945 and 1991, reading this book makes you realise that the spying, information and counter-espionage agencies were just part of vastly bigger military and political bureaucracies and organisations, themselves just part of vast nations with tens of millions of people, engaged in the enormous, multivarious tasks of creating and running the modern world. An indication of this is the six page glossary of organisation acronyms at the end of the book – ASIO, ASIS, AHV, BND, CSIS, CTC, DCI, FAPSI, FSB, GRU, HVA – and so on and so on.

The book gives the sense that there seems to be no end of projects and initiatives and reorganisations going on at any one time, and no end of alcoholics, gamblers, sex addicts or ideological fanatics ready to betray everything they know for money, love or political conviction.

2. The War on Terror

Al-Qaeda was set up at the end of Russia’s occupation of Afghanistan in 1988. It pledged itself to destroy America, kill Jews and restore Islamic purity. It funded and organised a string of attacks against US military and civilian targets throughout the 1990s, and ushered in a completely new era.

Looking back, various CIA etc experts make the point that the Cold War had rules and was played by ‘gentlemen’. Prisoners were interrogated, sent for trial and imprisoned. Periodically there would be prisoner exchanges, their spy for our spy. Both sides knew the rules and kept things more or less under control. (The Sovs routinely executed their traitors but then, so, in the 1950s, did America, for example the atom bomb spies Ethel and Julius Rosenberg.)

There is none of that with Islamic terrorism. They are not ‘gentlemen’. They want to die and take as many people as possible with them. It is almost impossible to infiltrate their small, loosely-organised cells. It presents an altogether different challenge.

The two most notable events in the ongoing Century of Islamic Terror were 9/11 and the 2003 invasion of Iraq. Simpson briskly retells the stories as colossal failures of intelligence:

9/11 There were lots of intelligence leads suggesting some kind of spectacular was about to take place against America, and even suggestions it might be done with planes acting as bombs. Some of the hijackers had been marked by intelligence services. There was just a complete failure to pull this intelligence together and to realise what it meant. Personally, I think hindsight is a great thing, everything is obvious once it’s happened. If the previous 200 pages had shown anything, it is the challenge presented by the sheer volume of intelligence information, the challenge of making sense of it all.

And there are some obvious historical parallels for the complete failure to anticipate major attacks which, in retrospect, seem obvious. For example, nobody at all expected the Great War. A lot of people were alarmed at the arms race with Germany, especially the naval arms race, but nobody expected the war to become quite the epic catastrophic it turned out.

And whereas the Second World War was a lot more expected, it still contained several stunning intelligence failures. The failure of America to anticipate the Japanese attack on Pearl Harbour is something historians still debate. More intriguing is the decisive event of the war, and of the 20th century, Hitler’s decision to attack Russia. If he hadn’t, Nazi Germany might have enjoyed prolonged hegemony over occupied Europe, but even though (this book says) over 80 separate reports reached Stalin about an imminent Nazi attack, he rejected them all as Western propaganda and so the red Army was completely unprepared for Operation Barbarossa when it kicked off on 22 June 1941.

Iraq Ironically, the opposite case: there was a dearth of solid intelligence but that didn’t stop politicians, specifically George Bush encouraged by Donald Rumsfeld, from twisting what intelligence there was into ‘evidence’ that Saddam had weapons of mass destruction he was prepared to use against the West at any point.

This is such a vast subject, and such an ongoing nightmare for the Middle East, all recently raked up again by the Chilcot Report, that there’s no point trying to summarise it. Suffice to say this book gives a useful historical perspective to recent events by briskly describing previous Western invasions or attempts at regime change, including the Anglo-French invasion of Egypt in 1956 (the Suez Crisis) and the American attempt to foment an armed uprising against Castro in Cuba (1961), or the successful Anglo-American overthrow of Mohammad Mosaddegh, the democratically elected Prime Minister of Iran in 1953, or the CIA-assisted overthrow of Salvador Allende of Chile in 1973.

The debacle in Iraq didn’t stop NATO from intervening in the Libyan civil war to bomb Qaddafi’s forces in 2011, and the British Parliament from voting to approve UK involvement in air strikes on Syria in 2015.

What is a spy?

In movies and fiction a ‘spy’ is a special agent who goes on a ‘mission’ often into enemy territory, to capture a gizmo or rescue a person or – in the more grandiose fictions – to foil a plot for world domination. The real life cases given here suggest that secret service work involves either:

  • being based in your home country
    • managing networks of agents overseas
    • analysing the ‘product’ ie trying to make sense of the reams of information they send back
    • doing counter-espionage ie trying to spot and control enemy spying going on in your home country
  • being posted overseas, generally working from an embassy, or being funded by your home government
    • engaging in propaganda work of some sort or another, providing money and materiel to political parties or activists
    • actively recruiting and running agents in sensitive positions who could supply ‘us’ with useful information

John le Carré is probably the novelist most associated with emphasising the humdrum, desk-bound, essentially administrative nature of most intelligent work, with only the occasional flash of violence out in the real world.


Credit

A Brief History of The Spy by Paul Simpson was published by Robinson in 2013.

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The Deceiver by Frederick Forsyth (1991)

‘Don’t worry, old boy,’ he said to Dobbs. ‘If one of them moves I’ll just blow his nuts off.’ (p.464)

Intriguingly, this novel which Forsyth published at the end of the Cold War and as the USSR collapsed is, like John le Carré’s novel of the same era, The Secret Pilgrim, not really a novel but a collection of linked but self-contained stories, four in this case. For both writers the linked short story format gives them an opportunity to review the Cold War years through different episodes. Or to use up old plots before they become irrelevant…

The frame story is set in 1990 as senior civil servants in Whitehall set about reforming the intelligence services. Convinced the world will now be a safer place they want to save money by offering older intelligence officers alternative, lower paid positions, or compelling them to retire. They decide to kick off the process with a high-profile example and so offer a selection of accounting or admin jobs to the legendary Sam McCready, the so-called ‘Deceiver’, a rumpled, unclubbable man (shades of George Smiley) who was unexpectedly appointed head of the SIS in 1983 and surprised everyone by running it efficiently for the past seven years.

When McCready turns down the jobs he’s offered, and refuses retirement, it triggers a tribunal into his case. Here his number two, Denis Gaunt, presents evidence of The Deceiver’s sterling work for the nation, and makes the case for keeping him on as a senior intelligence officer, via the four long tales which make up the body of the text.

1. Pride and Extreme Prejudice McCready sends a German agent, Bruno Morenz, over to the East to rendezvous with a Russian General and collect a book containing Russian Army deployments. But Morenz is already unbalanced by a crime of passion – murdering the prostitute he thought loved him, when she taunts him. And so his trip across the border, and then to the arranged rendezvous, is fraught. Serioulsy on edge, Morenze collects the book as arranged, but is in no position to handle the fairly minor road accident which happens ten minutes later. Panicking, he flees the scene by nicking the police car which had come to attend the accident, sparking a giant man-hunt led by East German security. Meanwhile, a scarily efficient and cold-hearted woman KGB Colonel has been tracking the movements of the General who handed over the book, suspecting him of being a traitor and now becomes involved in the hunt for Morenz. Thus it is with multiple enemies that McCready has himself smuggled across the border and sets out to find Morenz. By good investigative skills, he interviews Morenz’s old schoolteacher and so deduces the childhood hideout where he might have gone to ground. Sure enough, he is there but a complete nervous wreck, incapable of moving and so, with the Stasi closing in, McCready is forced to put the distraught agent out of his misery, before returning successfully through the wire with the vital book. Surprisingly entertaining.

2. The Price of the Bride A KGB officer, Colonel Pyotr Alexandrovitch Orlov, with the usual secrets, does a bunk from a British Army exercise where he and post-Soviet comrades are being shown British troops on manoeuvre. He insists on going straight to the Americans and the next 100 pages develop a very tangled web whereby it is slowly wormed out of him that there is a high-level Russian mole in the CIA. The lead American character, Joe Roth, handles his initial defection, then is tasked with his prolonged debriefing, and then gets caught up in the investigation into Orlov’s accusations. Forsyth has total mastery of the organisational structure and processes, the rivalries and tensions, within MI5, MI6, the CIA, the FBI, and their overlaps into the British Army, police, the Met and Special Branch. He shows us American investigators meticulously gathering the circumstantial evidence which points the finger at senior CIA man, Calvin Bailey. Unfortunately, it is a frame-up, laboriously created over many years by senior KGB officials, to create dissension and demoralise the CIA. We know this because McCready has himself been running a senior KGB mole in the Russian embassy – codename Keepsake – who explains it all to the Brits. Keepsake is himself at high risk of being captured-tortured-shot by his own side, until rescued from Moscow by McCready in a complex, high-stakes heist. But too late to save Bailey, bumped off by his own side. War is hell, kids.

The story is fairly thrilling, and bubbles over with Forsyth’s trademark factual accuracy, the big chunks of journalistic background, about names, the addresses and organisational structures, processes and procedures of the KGB, CIA and SIS. And at moments the story is almost believable – but ends up too pat, too symmetrical, too easily cynical, like one of those War Commando comics.

3. Casualty of War Tom Rowse is a disillusioned SAS man who quit after service in Northern Ireland and publicly criticised the British operation there. He’s got a nice new life, writing thrillers and living in Gloucestershire with his new young wife, who makes rugs. All the bigger surprise when Sam McCready turns up and says MI6 have information about a major arms shipment for the IRA. Involved is one particular IRA man who Tom has reason to hate which is enough to pull him out of retirement and send him on travels to Hamburg, Malta, Libya, then on to Cyprus, as he investigates the connections between the IRA and a major shipment of arms despatched by Colonel Qaddafi’s Libya.

The details of police operations, the world of mercenaries and arms dealing, the atmosphere of Hamburg and Valletta and Tripoli, the co-operation between MI6 and the CIA, the description of airports and remote monasteries and luxury hotels and a fishing boat in the Atlantic, are all fluent and persuasive. Only when Forsyth describes people do the shallow psychology, the paper-thin characters and the trite moralising let down the otherwise ripping yarns.

The exotic locations and the smooth-talking baddies (cold-eyed IRA man Kevin Mahoney and suave, gambling, threatening Head of Libyan Intelligence, Hakim al-Mansour, who both enjoy watching Rowse get beaten up while filing their nails or sipping a brandy), the way the gorgeous blonde, Monica Browne, first tends Rowse’s wounds and then unzips her dress and slips off her bra to have sex with him and then, inevitably, turns out to be a gun-toting member of the gang herself – all this is strongly reminiscent of James Bond.

4. A Little Bit of Sunshine Sunshine is a fictional island in the Bahamas. An American cop is on holiday fishing, when he catches sight of a drugs cartel contract killer he and his buddy interrogated years before. He trails the baddie to his remote villa but, unfortunately, is seen and identified. Afraid, he makes his way to the tiny airfield where he blags a seat aboard a flight out but the killer has a man tailing him who slips a bomb aboard the little charter plane and it blows up high above the Caribbean. In a separate storyline the Foreign Office are compelling the islanders to leave the Commonwealth, become independent and hold an election. Two wealthy candidates return from abroad, each presenting themselves as the island’s saviour. But a sizeable part of the population wants neither independence or election, they want to stay British. They go to petition the British Governor, the lofty Sir Marston Moberley, who refuses their requests and, a few days later, is shot dead in what looks like a professional ‘hit’. The stage is set for the murdered American cop’s partner to fly in from Miami, for British detectives to fly in from London and – guess who was taking a few days’ holiday in the region, after a boring conference in the States? Yes, Sam McCready, the Deceiver himself.

Despite the killings, this story is played for laughs, for example the way old pro Detective Chief Superintendent Desmond Hannah is lumbered with a deputy who’s never been on a murder case before ‘but loves reading about criminology in his spare time’. He is further exasperated by the inexperienced local authorities in Sunshine, and harassed at every turn by the Press who’ve flown in to cover the ‘murder in Paradise’ story. At many places it was laugh-out-loud funny – interesting to see how funny Forsyth can be when he puts his years of experience as a high end journalist to comic ends.

The climax is like an Ealing Comedy when McCready finds an investiture form in the dead governor’s desk and appoints himself Governor for a day, using his power to deputise various locals and – with a helping hand from Forsyth’s beloved SAS – they run the two crooked political candidates out of town.

Facts and fictions

Interwoven into the stories are countless chunks of recent history as Forsyth does his trademark thing of interweaving recent events with fictional characters and plots. Unsurprisingly, the story about the fake Soviet defector is littered with references to other famed double agents including the British Cambridge spies and US double agents from the 1960s onwards. The story makes repeated reference to various Soviet defectors – eg Anatoly Golitsyn who defected in 1960 and fuelled the paranoia of CIA chief James Jesus Angleton for years (p.164). Also stories about defectors who made the catastrophic mistake of returning to the Soviet side – only to be interrogated and executed. And there is the particularly gruesome fate of the CIA’s Beirut chief, William Buckley.

The third story, about Libyan arms bound for the IRA, is dense with references to the IRA’s terrorist campaigns, to its ways of meeting and procedures. I’d forgotten about the Hyde Park Barracks bombing (1982: 11 soldiers dead, 52 soldiers and civilians injured), and the Harrods bombing (1983: three police and three civilians killed). Forsyth actually takes us into the presence of Libyan leader, Colonel Qaddafi, and explains his twitchiness and need to move between safe locations, following the US-led air raid on his palace 15 April 1986. It references the hijacking of a Lufthansa flight 181 on 13 October 1977 – a factual event – and spuriously claims that the hero of the story, Tom Rowse, was one of the SAS stormers of the plane.

It is this interweaving of completely true events (the various double agents, spies and defectors, the IRA campaigns or Arab hijackings) and real contemporary figures (Ronald Reagan is name-checked, we are taken into Chequers to observe Mrs Thatcher at close quarters, reading the paper, having lunch and intervening in the Sunshine case) with completely fictional characters and storylines, which gives Forsyth’s fiction its particular factual density and verisimilitude.

The four qualities of a successful terrorist organisation

In a typically factual aside, Forsyth spends several pages early in The Casualties of War section (pp.273-274), describing in brisk, authoritative fashion the four qualities required by a terrorist organisation if it is going to last:

  1. a pool of keen young recruits
  2. safe havens or bolt holes to retreat to
  3. ‘the ruthlessness to stop at no threshold of atrocity’
  4. money

Interesting to apply these criteria to the terrorist organisations currently dominating our headlines some thirty years later.

Swearing

It is a relief to come from other, more literary authors, to the clarity of Forysth’s brisk, virile, no-nonsense, upper-class tones. Part of the enjoyment is the way he not only details the organisational structures and procedures of the spy organisations, police and army which he appears to know inside out, but also lets us in on their foibles, nicknames, shortcomings and rivalries: the Americans this, the Russians that, MI5 the other.

Forsyth is unreservedly on the side of the authorities – the police, Special Branch, the SAS, can do no wrong – but it is typically Forysthian that in the fourth story, where he details the accuracy and comprehensiveness of the satellite technology the Yanks use to monitor every flight and ship movement in the Caribbean, as well as the satellites which monitor all phone traffic, that in fact one radio ham hearing gossip in the island bar radios it to a pal in Washington so that

About a billion dollars’ worth of technology worked it out three hours after a radio ham with a home-made set in a shack on the side of Spyglass Hill had told a pal in Chevy Chase. (p.387)

In fact he makes this point in several places: technology is no replacement for men on the ground, for human contacts. Which is why – as le Carré has Smiley emphasise in The Secret Pilgrim – spying will always be with us.

But apart from Forsyth’s usual sardonic attitude, it was a surprise in this book to come across some uncharacteristically vulgar language. On page 254 McCready describes the number two in SIS who pompously claims that the fall of the USSR will be followed by a new era of peace and harmony, as a ‘dick brain’. On page 272 McCready describes the same man, Timothy Edwards, as an ‘arsehole’ for his sneaky, conniving ways. And on page 358:

You really are a prize arsehole, Timothy, he thought.

I had already been surprised when Forsyth tells us on page 153 that MI5 sometimes refer to MI6 as TSAR, standing for ‘Those Shits Across the River’, but I wasn’t prepared for the Author’s Message on the ante-penultimate page. Gaunt realises McCready is resigned to resigning, and so asks him why he bothered going through the farce of the tribunal:

‘Because I care about this fucking service and they’re getting it wrong. Because there’s a bloody dangerous world out there and it’s not getting less dangerous but more so. And because dick-heads like Edwards are going to be left looking after the security of the old country, which I happen to love, and that frightens the shit out of me.’ (p.475)

The characters’ swearing presumably reflects Forsyth’s own genuine concerns about misconceptions surrounding the end of the Cold War (concerns which are exactly the same as Smiley’s in The Secret Pilgrim). But, on the level of language, it’s also connected to the greater humour in these stories, as if Forsyth feels more relaxed not having to create one 500-page blockbusting thriller and is happier, shoutier, swearier in the shorter format. It feels like these stories were more enjoyable to write and they are certainly more enjoyable to read, than his last couple of novels.

Credit

The Deceiver by Frederick Forsyth, published by Bantam Press in 1991. All quotes from the 1992 paperback Corgi edition.


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Forsyth’s books

1971 The Day of the Jackal – It is 1963. An international assassin is hired by right-wing paramilitary organisation, the OAS, to assassinate French President, Charles de Gaulle. The novel follows the meticulous preparations of the assassin, code-name Chacal, and the equally thorough attempts of the ‘best detective in France’, Commissaire Lebel, to track him down. Surely one of the most thoroughly researched and gripping thrillers ever written.
1972 The Odessa File – It is 1963. German journalist Peter Miller goes on a quest to track down an evil former SS commandant and gets caught up in a high-level Nazi plot to help Egypt manufacture long-range missiles to attack and destroy Israel.
1974 The Dogs of War – City magnate Sir James Manson hires seasoned mercenary Cat Shannon to overthrow the dictator of the (fictional) West African country of Zangaro, so that Manson’s mining company can get its hands on a mountain virtually made of platinum. This very long novel almost entirely amounts to a mind-bogglingly detailed manual on how to organise and fund a military coup.
1975 The Shepherd – A neat slick Christmas ghost story about a post-war RAF pilot whose instruments black out over the North Sea but who is guided to safety by an apparently phantom Mosquito, flown by a pilot who disappeared without trace during the war.
1979 The Devil’s Alternative – A Cold War, geopolitical thriller confidently describing machinations at the highest levels of the White House, Downing Street and a Soviet Politburo riven by murderous factions and which is plunged into emergency by a looming grain shortage in Russia. A plot to overthrow the reforming leader of the Soviet Union evolves into a nailbiting crisis when the unexpected hijacking of an oil supertanker by fanatical Ukrainian terrorists looks like it might lead to the victory of the hawks in the Politburo, who are seeking a Russian invasion of Western Europe.
1982 No Comebacks Ten short stories combining Forsyth’s strengths of gripping technical description and clear fluent prose, with his weaknesses of cardboard characters and improbable plots, but the big surprise is how many of them are clearly comic in intention.
1984 The Fourth Protocol – Handsome, former public schoolboy, Paratroop Regiment soldier and MI5 agent John Preston, first of all uncovers the ‘mole’ working in MI5, and then tracks down the fiendish Soviet swine who is assembling a tactical nuclear device in Suffolk with a view to vaporising a nearby US Air Force base. the baddies’ plan is to rally anti-nuclear opinion against the Conservatives in the forthcoming General Election, ensuring a Labour Party victory and then (part two of the plan) replace the moderate Labour leader with an (unspecified) hard-Left figure who would leave NATO and effectively hand the UK over to the Russians. A lunatic, right-wing fantasy turned into a ‘novel’.
1989 The Negotiator – Taciturn Clint Eastwood-lookalike Quinn (no first name, just ‘Quinn’) is the best negotiator in the business, so when the President’s son is kidnapped Quinn is pulled out of quiet retirement in a Spanish village and sent to negotiate his release. What he doesn’t realise is the kidnap is just the start of a bigger conspiracy to overthrow the President himself!
1991 The Deceiver – A set of four self-contained, long short stories relating exciting incidents in the career of Sam McCready, senior officer in the British Intelligence Service, as he approaches retirement. More gripping than the previous two novels, with the fourth and final story being genuinely funny, in the style of an Ealing comedy starring Alec Guinness.
1994 The Fist of God – A journalistic account of Saddam Hussein’s 1990 invasion of Kuwait and the ensuing US-led ‘Desert Storm’ operation to throw him out, complete with insider accounts of the Western military and intelligence services and lavish descriptions of scores of hi-tech weaponry. Against this backdrop is set the story of one man – dark-skinned, Arabic-speaking Mike Martin who goes undercover posing as an Arab, first in occupied Kuwait, then – even more perilously – in Baghdad itself, before undertaking a final mission to locate and assist the destruction of Saddam’s atom bomb (!) and the Supergun designed to fire it at the Allies. Simultaneously gripping in detail and preposterous in outline.
1996 Icon – Hot shot CIA agent Jason Monk is brought out of retirement to foil a fascist coup in post-communist Russia in a novel which starts out embedded in fascinating contemporary history of Russia but quickly escalates to heights of absurdity, capped by an ending in which the Russian people are persuaded to install a distant cousin of our very own Queen as the new Tsar of All The Russias! Sure.
2001 The Veteran – Five very readable short stories: The Veteran, The Art of the Matter, The Miracle, The Citizen, and Whispering Wind – well engineered, sleek and almost devoid of real human psychology. Nonetheless, the vigilante twist of The Veteran is imaginatively powerful, and the long final story about a cowboy who wakes from a century-long magic sleep to be reunited with a reincarnation of his lost love has the eerie, primal power of a yarn by Rider Haggard.
2003 Avenger – A multi-stranded narrative which weaves together the Battle of Britain, the murder of a young American aid worker in Bosnia, the death of a young woman in America, before setting the tracking down of a Serbian war criminal to South America against a desperate plot to assassinate Osama bin Laden. The least far-fetched and most gripping Forsyth thriller for years.
2006 The Afghan – Ex-SAS man Colonel Mike Martin, hero of The Fist of God, is called out of retirement to impersonate an Afghan inmate of Guantanamo Bay in order to infiltrate Al Qaeda and prevent their next terrorist attack. Quite a gripping thriller with an amazing amount of detailed background information about Afghanistan, the Taliban, Al Qaeda, Islamic terrorism and so on.
2010 The Cobra – Two lead characters from Avenger, Paul Devereaux and Cal Dexter, are handed the task of wiping out the illegal cocaine trade on the authority of Barack Obama himself. Which leads to an awesome display of Forsyth’s trademark factual research, scores of pages building up a comprehensive picture of the drugs industry, and to the detailed description of the multi-stranded operation which almost succeeds, until lily-livered politicians step in to halt it.
2013 The Kill List – Another one about Islamic terrorism. The Preacher, who has been posting jihadi sermons online and inspiring a wave of terrorist assassinations, is tracked down and terminated by US marine Christopher Carson, aka The Tracker, with a fascinating side plot about Somali piracy thrown in. Like all Forsyth’s novels it’s packed with interesting background information but unlike many of his later novels it this one actually becomes genuinely gripping at the end.
2015 The Outsider – At age 76 Forsyth writes his autobiography in the form of a series of vignettes, anecdotes and tall tales displaying his characteristic briskness and dry humour. What an extraordinary life he’s led, and what simple, boyish fun this book is.

The Fourth Protocol by Frederick Forsyth (1984)

My feeling that the characters and institutions in this novel are almost surreally perfect, that all the soldiers, police, Special Branch, secret agents, intelligence operatives, forensic scientists, nuclear advisers, Customs & Excise officials perform their duty with exemplary efficiency, like the Photoshopped figures in a government recruitment poster – was crystallised when our hero catches the 9.25 train from St Pancras to Sheffield and it not only leaves on time but stops at each station stop along the way bang on time. Not in the real world, not in the Britain I live in, and not in the Britain of the 1980s, it wouldn’t have.

As I noted in my review of The Devil’s Alternative, Forsyth’s novels are supremely confident in tackling high-level, diplomatic and geopolitical subjects and stuffed full of a high-end journalist’s obsession with organisational and administrative detail. But the way all the officials behave impeccably, the police, army, agents are all epitomes, exemplars and models of their type, gives the whole story a plastic, unreal feel. So many of the humans mentioned in the plot are wafer-thin, Action Man figurines who perform their function in the clockwork plot like automata.

Short plot summary

Set in what was then the future – 1987 – the Russians hatch a plan, Operation Aurora, to discredit the current Conservative government of Mrs Thatcher and secure the election of a Labour government. The plan is based on the premise – described in great detail (pp.60-74 and pp.94-104) – that the Labour Party has been penetrated at all levels by hard-core Marxist-Leninists who, once the Party is elected, will promptly overthrow the Labour leader and institute a communist government. This government will immediately withdraw from NATO, the EEC, expel all American troops along with their Cruise missiles, and declare unilateral nuclear disarmament. And this will weaken the Western world so that the Russians can, er, will be able to, er… well, that much isn’t defined. It is just stated that the above policies will ‘fatally weaken’ the West and so are devoutly to be wished for by Moscow.

As to the specifics of the plan, the KGB send their best man, Valeri Petrofsky, to adopt the ‘legend’ (ie clean identity) of James Ross and rent an inconspicuous house in Ipswich. 10 couriers will be sent via different routes to meet him at various locations around England. Each will deliver (unknown to themselves) the components of a ‘small’ nuclear bomb. The eleventh man, Vassiliev, will be a weapons expert who assembles the device. Then Petrofsky will detonate it at a US air base in Suffolk, devastating the base and local area. Moscow will publish warnings it has sent the US about the recklessness of using small and unstable nukes, along with technical information designed to blame the Americans’ recklessness for the ‘accident’.

It is this disastrous ‘accident’ which will prompt revulsion against the pro-American, pro-nuke Mrs Thatcher and cause a last-minute swing in the electorate in favour of Labour with its strong anti-nuclear policy, leading to the election of a Labour government and to the communist coup described above. When Mrs Thatcher (for she is named in the novel) announces a snap election for June 1987, the plan kicks into action and the clock starts ticking…

1. Kim Philby Rather amazingly, the real-life character of Kim Philby plays a large part in the first half of the book. We meet him miserable and disillusioned in his Moscow flat, married with young kids but still a respected member of the KGB establishment. To his surprise he is called to a meeting with the old and sick General Secretary of the Communist Party of the Soviet Union who requests a detailed summary of the political situation in Britain. Philby’s report is included in the text, all 25 pages of it, which gives a thorough and fantastical account of the extent to which the British Labour Party and the Trades Unions have been infiltrated at every level by hard-core revolutionary communists. This is the seed of the daring plan which the novel describes.

2. The burglary The first hundred pages or so interweave elements of this plot with the straightforward narrative of a south London burglar, Jim Rawlings, who breaks into the home of upper-class George Berenson to steal his wife’s legendary diamonds. He also nicks an attache case to put his swag in but is surprised to discover it contains a cache of Top Secret documents. Being an honest crook, guvnor, he posts the documents back to the police, who pass them on to MI5.

3. Special agent John Preston Enter four-square, ex-Paratrooper, now the upright and thorough MI5 agent, John Preston. He and the authorities only have the documents posted to them, showing there’s been a leak but with no evidence who stole them. Preston undertakes a meticulous, and meticulously described by Forsyth, investigation which eventually narrows it down to Berenson. The process by which this is done is fascinating, a master class in Forsyth’s astonishing grasp of bureaucratic and administrative detail.

4. South Africa Preston then tails Berenson and discovers his ‘control’ is an agent in the South African embassy, one Jan Marais. In a long, immensely detailed and extraordinary tour de force of investigation, Preston flies to South Africa, where he is loaned a senior officer to help him out and take him round. This officer, Viljoen, is at first sceptical but Preston demonstrates the superiority of the British secret services by piecing together the extraordinary story of Jan Marais’s life and his career during the second world war to prove that he is in fact a Soviet spy. The South Africans are appalled, grateful and impressed. Back in Britain Berenson is horrified at his own stupidity and treachery; contrary to his intentions he has been passing key documents to the very Soviets he purports to despise. Forsyth has several pungent passages on the narcissism and stupidity of such imbeciles who set themselves against the wisdom of the authorities.

5. Agency rivalries All this ‘action’ – ie Preston’s adventures – is cleverly interwoven not only with developments in Moscow, as Philby’s plan is assessed and adopted, but with detailed descriptions of a power struggle at the top of British security where MI5’s sickly boss Sir Bernard Hemmings is being manouevred out the door by his number two, Brian Harcourt-Smith. Harcourt-Smith hates Preston and suppresses a report he presented right at the start of the book about the left-wing penetration of the Labour Party. The way he did this made me think, for most of the book, that he, Harcourt-Smith, must be a deeper ‘mole’ or agent for the Soviets… Meanwhile, as the evidence mounts that the Sovs are mounting some kind of major operation, the head of MI6, Sir Nigel Irvine, poaches Preston from MI5 where he’s been sidelined, and gives him authority to pursue the investigation as he sees fit.

6. Thrill of the chase The last 150 pages of the novel are structurally similar to Day of The Jackal in the way it becomes a chase: with Honest John slowly piecing together the horrific plan and desperately trying to track down the Russian agent while, in alternating scenes, we follow in detail the preparations, travel, rendezvous of each courier with Evil Valeri. Thus the tension is very effectively ratcheted up and up…

Implausibility

BUT – The plot is fundamentally laughable. The more you think about it, it seems ludicrously paranoid. Sure the Militant Tendency had infiltrated many local Labour parties during the early 1980s, but Neil Kinnock effectively faced them down, and then the year-long Miners’ Strike (1984-85), which began about the time this novel was published, highlighted the superficial power but ultimate weakness of the entire British Trade Union movement, ending in complete defeat and helping Mrs Thatcher to her record third election victory in 1987.

In the scenario of this book, the nuclear ‘accident’ was to swing the electorate at the last moment against Mrs Thatcher and in favour of Labour; and within days of being elected Neil Kinnock would be overthrown in a Party coup and replaced by – …. who exactly? Tony Benn? Really? A few moments’ reflection suggest that, in the light of a nuclear explosion, the electorate would probably be scared and afraid and flee to the party of Law and Order. In fact, such an event would have played to all Mrs Thatcher’s strengths, the resolution she showed during the Falklands War (April-June 1982), her bravery after the Brighton Bombing (12 October 1984).

Even as a political fantasy, the plot doesn’t stand up to scrutiny.

Elements

The Wikipedia article on ‘airport novels’ doesn’t specify exactly when they were invented or when it evolved into a distinct genre, but it does mention that an airport novel must be:

  • long
  • absorbing
  • exciting and thrilling
  • superficial, containing no depth of characterisation, no profound meaning, no message
  • since the airplane passenger has no works of reference about, it must include its own background information
  • and be forgettable

Long

The Fourth Protocol is the longest novel I’ve read in a while, at 526 pages in the Corgi paperback edition. In fact it feels like several novels crammed into one: a first half which starts with the burglary, segues into identifying the ‘mole’ in the service, before taking John Preston to South Africa to perform his brilliant detective work. This takes hundreds of pages but, fascinating and rewardingly complex though it is, the first half feels only tangentially related to the nuclear plot in the second half.

Absorbing / providing its own background information

Forsyth was a high end journalist before he was a novelist and good gracious it shows. Nothing is mentioned without at least half a page of explanation and description. Every gun, piece of equipment – cameras, microphones, burglar alarms and so on – are lovingly described, along with their complete spec and functionality. How to create a small nuclear weapon is described in minute detail over seven pages, a description which became so intricate I could have done with a diagram (pp.440-447).

But it’s the administrative functions of bureaucracies which really fire Forsyth. We are told at great length about MI5:

The British Security Service, better known as MI5, does not live in one single building. Discreetly, but inconveniently, it is split up into four office blocks. The Headquarters are in Charles Street, and no longer at the old HQ, Leconfield House, so habitually mentioned in the newspapers.

The next biggest block is in Gordon Street, known simply as ‘Gordon’, and nothing else just as the head office is known as ‘Charles’. the other two premises are in Cork Street (known as ‘Cork’) and a humble annexe in Marlborough Street, again known simply by the street name.

The department is divided into six branches scattered throughout the buildings. Again, discreetly but confusingly, some of the branches have sections in different buildings. In order to avoid an inordinate use of shoe leather, all are linked by extremely secure telephone lines, with a flawless system for identification of the credentials of the caller.

‘A’ branch handles in its various sections Policy, Technical Support, Property Establishment, Registry, Data Processing, the office of the Legal Adviser and the Watcher Service. The last named is the home of that idiosyncratic group of men and (some) women, of all ages and types, street wise and ingenious, who can mount the finest personal surveillance teams in the world. Even ‘hostiles’ have had to concede that on their own ground MI5’s watchers are just about unbeatable… (p.42)

And so on for another three highly detailed, flag-waving pages. Want to know about the Joint Intelligence Committee?

The full JIC is a rather large committee. Apart from half a dozen ministries and several agencies, the three armed forces and the two intelligence services, it would also include the London-based representatives of Canada, Australia, New Zealand and, of course, America’s CIA… (pp.112-113)

The KGB? Specifically, the KGB’s operations in Japan? Yes, we have that in stock:

The First Chief Directorate of the KGB, responsible for all overseas activities, is divided into Directorates, Special Departments and Ordinary Departments. Ordinary KGB agents under diplomatic cover come from one of the ‘territorial’ departments – the Seventh Department happens to cover Japan. These staffers are called PR Line when on posting abroad and they do the run-of-the-mill trawling for information, making of useful contacts, reading of technical publications, etc. (pp.151-152)

In the exciting finale the SAS are called in to storm the house where Petrofsky is hiding out with the bomb. Since I know that no nuclear device went off in 1987, and that Mrs Thatcher won that year’s election and – more importantly – that Brave John Preston never loses a case – I was never in doubt that Bad Russian Petrofsky would be foiled. Nor is Forsyth.

Instead, strangely coldly, factually, there is page after page about the SAS’s structure and organisation, all the things which make it unique etc.

The fighting arm of the SAS is based on a module of four. Four men make up a patrol, four patrols a troop and four troops a squadron. They rotate through the various SAS commitments: Northern Ireland, the Middle East, Jungle Training and Special projects, apart from the continuing NATO tasks and the maintenance of one squadron on standby at Hereford. (p.484)

More, far more time, effort and text is spent on this encyclopedia-style content about the SAS and its thorough and careful preparations than on the storming of the house which is over in a brisk, no-nonsense two pages (pp.505-507): one chap shot but not wounded thanks to latest Kevlar body armour; wicked Russkie eliminated; nuke recovered intact, Suh!

Buildings

The text follows the different characters as they travel round quite a bit, to Moscow and various parts of the USSR, all over South Africa to uncover the Jan Marais plotline, back and forth across London and the Home Counties, then journeys up to Derbyshire and, finally, car and motorbike trips criss-crossing East Anglia.

In every place the characters visit we are told not just the building they go to, but the exact layout of that building, sometimes (as with the KGB or MI6 headquarters) pages and pages linking the administrative structure of the organisation with the buildings, annexes, wings occupied by each section. I kept thinking the text was crying out for those Sunday Times, Insight article-type illustrations and schematic diagrams of buildings’ layout, with those little human figures added to give scale.

That’s often how the novel feels – a fascinating tour through the key organisations and buildings involved in Cold War espionage and security, with small black silhouettes, the merest human outline possible, to tie them together.

High level plot

There’s a meta-plot, a higher-level narrative which underpins or overarches the on-the-ground pursuit of the agents. Operation Aurora is top secret and being carried out on the sole order of the ailing General Secretary of the USSR but there is rivalry between Generals in the highest ranks of the KGB. And in Britain, the rivalry between MI6 and its boss Sir Nigel Irvine and MI5 with its ailing leader Sir Bernard Hemmings and its ambitious number two Brian Harcourt-Smith, are the background to Irvine poaching the omnicapable Preston to solve the case.

But at the very end of the book Irvine informs Preston that the whole Operation was deliberately ‘blown’ by a senior figure on the Russian side (one General Karpov). Part of Preston’s investigation had been to follow an agent flagged up by passport control at Heathrow. Preston and his team of ‘watchers’ trailed him to a house in Chesterfield, which the watchers stake out for over a week, on a hunch it contains important information or equipment and Preston’s gamble pays off when key baddy, Petrofsky, eventually arrives. It is this slender thread which allows Preston to tail Petrofsky back to his house in Ipswich and foil the entire plot.

But now Irvine informs him that the sending of the agent, Winkler, was a deliberate gesture by KGB supremo Karpov to ensure that the plot failed, that an atomic bomb was not detonated in Britain, that the Labour Party did not win the election.

The quid pro quo was that our side – Sir Nigel – ordered Petrofsky to be not just captured, but liquidated. And indeed, in the climax of the SAS raid, he was only badly wounded when, to Preston’s horror, the SAS captain steps forward and shoots him in the head. Now Preston discovers that was part of the ‘deal’. KGB scupper their own plot; we ensure their best agent isn’t interrogated, ‘blown’, and spread all over the newspapers.

In the final pages we see Irvine meet Karpov at a safe house in Geneva and exchange documents, Irvine satisfied that the plot was aborted, Karpov with the documentary proof of the Operation’s existence which he will take back to the USSR and use to undermine his rivals, maybe even topple the General Secretary himself, certainly gain promotion, and win debts and favours from the British.

It is almost as if espionage is a dirty, cynical business.

Forgettable and out of date

But as with all the immense detail of organisational structure, the buildings and their layouts, you close the book and instantly forget it. Like any airport novel it is totally absorbing as you read and instantly erased once you arrive at your destination.

Added to which, every element of the story is 30 years out of date. There is no longer a KGB, are MI5 and MI6 still based at the same locations and structured into the same Departments? More to the point, there is no longer a USSR nor a Cold War. And real history turned out to be much more fascinating than this fiction. The Miners Strike was a more concrete demonstration of class war than anything Forsyth could cook up, much deeper, much longer, much more bitter and harrowing – and the arrival of Mikhael Gorbachev in the USSR much more complex and tragic than any fiction.

Forsyth’s novel, like most others of the time, is based on the frozen timelessness of a Cold War it was assumed would go on for generations. Instead, five short years later it was over, the Berlin Wall was coming down and a few years later the USSR passed into history.

The appeal of Forsyth’s novels must largely rest on their documentary thoroughness (it certainly doesn’t depend on their psychological insight or depth of character, of which there is next to none). Which means they are as vulnerable as the newspapers where he learned his trade. Who wants yesterday’s papers? Let alone newspapers from 30 years ago, written in (what now seems like) crippling ignorance of what was about to happen.

Like John Buchan or Eric Ambler’s novels, Forsyth’s speak of a world which has fast receded into the past, which will soon be of historical and antiquarian interest only.

Upper class

Forsyth is incredibly posh. You can almost hear his plummy tones as you read. All the British characters went to public school ie the heads of MI5, MI6, Special Branch etc. I laughed out loud when, in the first half, the head of MI6 reveals that he not only knows the suspected mole, he went to the same school as him! The mole was his fag and cleaned his shoes. Of course he was.

These are the people, this narrow clique of privately educated, inter-married and inter-related, upper class toffs, who claimed then – as now – to speak for ‘the nation’ of 60 million extremely diverse people, the 95% of the population which didn’t go to private school, are not part of the many overlapping sets and cliques and groups which comprise the Ruling Class, the Establishment. In fact there’s a paragraph describing just this:

Brian Harcourt-Smith was the product of a very minor private school and carried on his shoulder a sizeable and quite unnecessary chip. Beneath his polished veneer he had a considerable capacity for resentment. All his life he had resented the seemingly effortless ease which the men around him could bring to the business of life. He resented their endless and interwoven network of contacts and friendships, often forged long ago in schools, universities or fighting regiments, on which they could draw when they wished. It was called the ‘old boy network’ or the ‘magic circle’, and he resented most of all that he was not a member of it. (p.126)

Even the hero, Honest John Preston, the tough, professional Army man turned agent, of course went to private school and is now sending his son to exactly the same kind of school, where he will learn the same values: cricket, philistinism, bad food, snobbery.

In this context, the very early sections of the book are unconsciously funny. Forsyth chooses to have the mole in MI6 revealed via the accident of a break-in to his posh apartment in Belgravia. These opening 30 or so pages describe in customary detail the professional burglar casing the joint and then carrying out the job, complete with minute descriptions of how he neutralises the alarm system, picks the lock, and exactly how he blows the safe. Slick, technically informed professionalism is what we expect of absolutely every character in a Forsyth novel. But as this one is a south London crook Forsyth feels he has to explain to his readers a number of facts about south London and its criminal classes. I particularly enjoyed him explaining what a ‘manor’ is, ie the territory in which a crook operates, what a ‘face’ is, ie a criminal known to the authorities, and so on. I laughed when he daintily explained that a ‘slag’ is the term of art for a hard man, a ‘heavy’.

He expects his audience to know all about Whites and Brooks and the Army and Navy (exclusive clubs for the upper classes) but to have to be carefully informed about criminal argot or south London landmarks.

[Walking to the dining room at Brooks] they passed the Cabinet Secretary, Sir Martin Flannery, coming the other way. Although they knew each other, Sir Martin saw at once that his colleague was ‘in conference’. The mandarins acknowledged each other’s presence with an imperceptible inclination of the head, sufficient for two scholars of Oxford. Backslapping is best left to foreigners. (p.510)

In fact Forsyth’s novels read as if written for the Sunday Times-reading classes, in between the Style and the Arts sections, the parts which advise you which Caribbean island to holiday on or which opera to go to. Sometimes I feel a bit too common to be reading them. Sometimes I’m surprised that anyone without an old school tie is allowed to buy them.

Benefits of the old boy network

That said, Forsyth makes a point I don’t think I’ve seen expressed quite so clearly before, which is that the old boy network works and it works precisely because its network of contacts covers the entire political, security, police and Whitehall machine. Because Nigel was at school with Jeremy, it means that now they’re the heads of MI6 and the SAS, respectively, they can talk quickly, informally, and get things done:

That the procedure can work within minutes is due in part to the fact that it has been rehearsed and honed to a fine art over and over again; and partly to the fact that the British establishment, when required to move fast, contains enough interpersonal relationships to permit a great deal of procedure to be kept at verbal level, with the inevitable paperwork left to catch up later. British bureaucracy may appear slow and cumbersome to the British but it is greased lightning compared with its European and American counterparts. (p.483)

He then goes on into characteristically Forsythian detail, explaining how: the Chief Constable of Suffolk, informed of the terrorist threat, contacts Sir Hubert Villiers in Whitehall, who briefs  his Minister and the Cabinet Secretary, who informs the Prime Minister, who gives approval to deploy the SAS, which is relayed to Sire Peregrine Jones at Defence, who knew about it anyway because he’s already had a little chat with Sir Martin, so that within sixty minutes of the first contact between the head of Suffolk constabulary and Home Office, the Director of Military Operations is talking on a scrambled line to the commanding officer of the SAS at Hereford. Phew. There is no doubting the depth of Forsyth’s research and knowledge. But it is possible to question the way he deploys it.

Condescending attitude

Given the profile of the author implied by his text with its worship of the British police and intelligence services, its rabid suspicion of the Labour Party, its smooth familiarity with the clubs and banter of Britain’s elite, it is no great surprise to read the witheringly condescending opinions of anyone left-wing which sprinkle the text. The anti-nuclear protesters and marchers who play a minor role in the novel (they hold up the Baddy as he drives back to his safe house with the nuke in his boot) prompt a few snooty put-downs.

The Tornadoes had gone back to Scotland but in their place the peace of the rustic neighbourhood had been shattered by protestors, mainly female and possessed of the strangest personal habits, who had infested the fields and set up shanty camps on patches of common ground…. [Behind the leaders of the march] came the column of pacifists, pro-Soviet Marxist-Leninists, anti-Soviet Trotskyites, lecturers and Labour activists, with an admixture of unemployed, punks, gays and bearded ecologists… Up the two sides of the road were scattered the resident female protestors, most sporting placards and banners, some in anoraks and crewcuts, who held hands with their younger lady friends or clapped the approaching marchers… (pp.462-463)

Bet none of them went to a decent school, eh?

The title

The Fourth Protocol is one of the (fictional) secret appendices to a 1968 Nuclear Non-Proliferation Treaty signed by the USSR and USA. It specifies that neither side may deliver nuclear devices by sneaky underhand methods eg in suitcases. They have to be dropped from planes and on the end of inter-continental ballistic missiles. Thus, the plot consists of Preston and his MI6 boss slowly realising the Russians are breaking the Fourth Protocol. Which is just not cricket, is it?


The movie

It was swiftly made into a movie, directed by John Mackenzie, starring Michael Caine and a pre-Bond Pierce Brosnan. It’s much better shot than the film adaptation of Gorky Park, much nicer to look at.

There are no women in the book (except for John Preston’s ex-wife, who has run off with a millionaire and we never meet, and the scared wife of the innocent middle-aged neighbour whose house the authorities commandeer to keep a watch on what they suspect is a Soviet ‘drop’ house in Chesterfield. She’s good at making tea, exactly as a middle-aged, non-public school Englishwoman ought to be.)

But a Hollywood movie must have sex in it, so they first invent a neighbour, who works at the air base and has a horny wife who makes a pass at Petrofsky/Brosnan. And then the bomb maker, Vassiliev, turns out not to be the cold, calculating agent of the novel but the gorgeous Joanna Cassidy. They assemble the bomb together and then the camera closes up on the sweat dripping down her cleavage. When Pierce moves in to snog her she says, ‘I thought you’d get to that,’ and so must every single person who’s ever seen the film have felt the same heavy clang of inevitability. There is a vivid sequence of them having sex before – just as inevitably – he kills her. What a thankless role for this beautiful actress.

Indeed, there is a lot of callous killing in the movie, much more than in the book. The tone is set in the opening scene where, after a long car journey to a remote dacha in the snowy Russian countryside, Philby, who has come all this way to meet the General, is instead shot in the face by his subordinate. It is crude and shocking and doesn’t happen, couldn’t happen, in the original, for we need Philby to write the very long analysis of the Labour Party which is the premise of the whole thing.

Here, his being shot in the face lacks any of the intelligence or subtlety and, of course, none of the amazing wealth of background information, which is the dominant characteristic of the book. In the final scenes of the novel, when he learns about the Russian double-cross which underpins the plot, Preston mulls over the complexity of his trade and in the postscript is seen happily leaving intelligence to go and work for a commercial security firm.

The movie, typically for this and so many other film adaptations of novels, ditches all the subtlety, reducing pages of thoughtfulness to the absolute minimum number of words, to have Michael Caine’s Preston confront Irvine and Karpov, and yell, ‘It’s about time they put you in a fucking museum’ – a trite and immature outburst nicely suited to the petulant teenagers most films are aimed at.

Glad it only cost me £1 in a charity shop.


Related links

Forsyth’s books

1971 The Day of the Jackal – It is 1963. An international assassin is hired by right-wing paramilitary organisation, the OAS, to assassinate French President, Charles de Gaulle. The novel follows the meticulous preparations of the assassin, code-name Chacal, and the equally thorough attempts of the ‘best detective in France’, Commissaire Lebel, to track him down. Surely one of the most thoroughly researched and gripping thrillers ever written.
1972 The Odessa File – It is 1963. German journalist Peter Miller goes on a quest to track down an evil former SS commandant and gets caught up in a high-level Nazi plot to help Egypt manufacture long-range missiles to attack and destroy Israel.
1974 The Dogs of War – City magnate Sir James Manson hires seasoned mercenary Cat Shannon to overthrow the dictator of the (fictional) West African country of Zangaro, so that Manson’s mining company can get its hands on a mountain virtually made of platinum. This very long novel almost entirely amounts to a mind-bogglingly detailed manual on how to organise and fund a military coup.
1975 The Shepherd – A neat slick Christmas ghost story about a post-war RAF pilot whose instruments black out over the North Sea but who is guided to safety by an apparently phantom Mosquito, flown by a pilot who disappeared without trace during the war.
1979 The Devil’s Alternative – A Cold War, geopolitical thriller confidently describing machinations at the highest levels of the White House, Downing Street and a Soviet Politburo riven by murderous factions and which is plunged into emergency by a looming grain shortage in Russia. A plot to overthrow the reforming leader of the Soviet Union evolves into a nailbiting crisis when the unexpected hijacking of an oil supertanker by fanatical Ukrainian terrorists looks like it might lead to the victory of the hawks in the Politburo, who are seeking a Russian invasion of Western Europe.
1982 No Comebacks Ten short stories combining Forsyth’s strengths of gripping technical description and clear fluent prose, with his weaknesses of cardboard characters and improbable plots, but the big surprise is how many of them are clearly comic in intention.
1984 The Fourth Protocol – Handsome, former public schoolboy, Paratroop Regiment soldier and MI5 agent John Preston, first of all uncovers the ‘mole’ working in MI5, and then tracks down the fiendish Soviet swine who is assembling a tactical nuclear device in Suffolk with a view to vaporising a nearby US Air Force base. the baddies’ plan is to rally anti-nuclear opinion against the Conservatives in the forthcoming General Election, ensuring a Labour Party victory and then (part two of the plan) replace the moderate Labour leader with an (unspecified) hard-Left figure who would leave NATO and effectively hand the UK over to the Russians. A lunatic, right-wing fantasy turned into a ‘novel’.
1989 The Negotiator – Taciturn Clint Eastwood-lookalike Quinn (no first name, just ‘Quinn’) is the best negotiator in the business, so when the President’s son is kidnapped Quinn is pulled out of quiet retirement in a Spanish village and sent to negotiate his release. What he doesn’t realise is the kidnap is just the start of a bigger conspiracy to overthrow the President himself!
1991 The Deceiver – A set of four self-contained, long short stories relating exciting incidents in the career of Sam McCready, senior officer in the British Intelligence Service, as he approaches retirement. More gripping than the previous two novels, with the fourth and final story being genuinely funny, in the style of an Ealing comedy starring Alec Guinness.
1994 The Fist of God – A journalistic account of Saddam Hussein’s 1990 invasion of Kuwait and the ensuing US-led ‘Desert Storm’ operation to throw him out, complete with insider accounts of the Western military and intelligence services and lavish descriptions of scores of hi-tech weaponry. Against this backdrop is set the story of one man – dark-skinned, Arabic-speaking Mike Martin who goes undercover posing as an Arab, first in occupied Kuwait, then – even more perilously – in Baghdad itself, before undertaking a final mission to locate and assist the destruction of Saddam’s atom bomb (!) and the Supergun designed to fire it at the Allies. Simultaneously gripping in detail and preposterous in outline.
1996 Icon – Hot shot CIA agent Jason Monk is brought out of retirement to foil a fascist coup in post-communist Russia in a novel which starts out embedded in fascinating contemporary history of Russia but quickly escalates to heights of absurdity, capped by an ending in which the Russian people are persuaded to install a distant cousin of our very own Queen as the new Tsar of All The Russias! Sure.
2001 The Veteran – Five very readable short stories: The Veteran, The Art of the Matter, The Miracle, The Citizen, and Whispering Wind – well engineered, sleek and almost devoid of real human psychology. Nonetheless, the vigilante twist of The Veteran is imaginatively powerful, and the long final story about a cowboy who wakes from a century-long magic sleep to be reunited with a reincarnation of his lost love has the eerie, primal power of a yarn by Rider Haggard.
2003 Avenger – A multi-stranded narrative which weaves together the Battle of Britain, the murder of a young American aid worker in Bosnia, the death of a young woman in America, before setting the tracking down of a Serbian war criminal to South America against a desperate plot to assassinate Osama bin Laden. The least far-fetched and most gripping Forsyth thriller for years.
2006 The Afghan – Ex-SAS man Colonel Mike Martin, hero of The Fist of God, is called out of retirement to impersonate an Afghan inmate of Guantanamo Bay in order to infiltrate Al Qaeda and prevent their next terrorist attack. Quite a gripping thriller with an amazing amount of detailed background information about Afghanistan, the Taliban, Al Qaeda, Islamic terrorism and so on.
2010 The Cobra – Two lead characters from Avenger, Paul Devereaux and Cal Dexter, are handed the task of wiping out the illegal cocaine trade on the authority of Barack Obama himself. Which leads to an awesome display of Forsyth’s trademark factual research, scores of pages building up a comprehensive picture of the drugs industry, and to the detailed description of the multi-stranded operation which almost succeeds, until lily-livered politicians step in to halt it.
2013 The Kill List – Another one about Islamic terrorism. The Preacher, who has been posting jihadi sermons online and inspiring a wave of terrorist assassinations, is tracked down and terminated by US marine Christopher Carson, aka The Tracker, with a fascinating side plot about Somali piracy thrown in. Like all Forsyth’s novels it’s packed with interesting background information but unlike many of his later novels it this one actually becomes genuinely gripping at the end.
2015 The Outsider – At age 76 Forsyth writes his autobiography in the form of a series of vignettes, anecdotes and tall tales displaying his characteristic briskness and dry humour. What an extraordinary life he’s led, and what simple, boyish fun this book is.

Vintage Stuff by Tom Sharpe (1982)

Either I’ve changed or Sharpe’s novels have changed, but I haven’t enjoyed the last few as much as the earlier ones. The farce seems forced.

The setting

For authors who went to public school, public schools hold an infinite fascination, hence the number of novels about them from a profession dominated by former public school-educated pupils. Funny how many of them are comedies or gruesome memoirs of cold showers, buggery, incompetent masters and compulsory games. Funny how many authors of these diatribes then send their own children to the same schools.

Sharpe went to Lancing College then Pembroke College, Cambridge. The Oxbridge part of his education is satirised in Porterhouse Blue; it took till his ninth novel to get round to sticking the boot into public schools.

The plot

According to Wikipedia, Groxbourne, the very minor public school where the novel is set, is based on Bloxham school which Sharpe attended before progressing to Lancing. The masters are a bunch of freaks, the headmaster is only bothered about money and the school’s reputation, there is compulsory games and lots of buggery among the boys. Matron gets caught shagging Major Featherstone. And so on…

One particular master, Slymne, hates another one, the slightly freakish one-eyed Glodstone (he has a glass eye and is fond of wearing a monocle over the other one). Glodstone is a besotted fan of boys adventure stories – Rider Haggard, Henty, Buchan, Bulldog Drummond – which Slymne uses to cook up a witty prank. He forges letters from one of the posher mothers, a certain Comtesse de Montcon, resident at the chateau Carmagnac, addressed to Glodstone, claiming she is in great danger, that her son has told her how brave and bold he is, that only he can rescue her.

Inspired with chivalrous thoughts, obsessed with re-enacting the derring-do of his heroes, Glodstone determines to rescue her. Term has just ended, almost everyone has gone home except for one odd pupil, Peregrine Clyde-Browne, an unusually dim, literal-minded boy who was meant to go on an outward bound course which has been cancelled. A pupil in Glodstone’s form, Peregrine had taken to borrowing from Glodstone’s large library of boys stories, had been infected by these tales of derring-do, and now asks to be taken along.

The result is mayhem. Slymne had gone to great trouble to drive across France a few weeks earlier leaving clues and letters at hotels on the way, and now arranges for Glodstone and Peregrine to find them. Abruptly he has second thoughts and tries to cut them off and the middle of the novel is a quite frankly confusing list of small towns in central France which the two characters race between, writing faked letters and finding them, and re-arranging their plans.

But eventually Glodstone – who has been getting colder and colder feet – and Peregrine – who in a teenager way has become more and more over-excited by the mission – arrive at the chateau Carmagnac. By a series of farcical accidents Glodstone falls into the nearby river and is saved and taken into the chateau to be tended. Peregrine thinks he has been captured by the baddies who are holding the beautiful Comtesse prisoner and so breaks into the chateau, creeping along corridors and terrifying at gunpoint the innocent guests he meets.

For the chateau has these days become a conference centre where a cross section of international intellectuals have gathered to discuss world peace. [This gives Sharpe an opportunity to satirise the attitudes of a whole range of national sterotypes circa 1982 – the oil-rich Arab, the Israeli, the ex-Nazi German, the over-intellectual Frenchman, the suave Brit, and especially the Soviet spokesman and the gung-ho American. It is useful to be reminded that clever people were wringing their hands about international terrorism and third world poverty 35 years ago…] After scaring the guests witless Peregrine escapes out of the chateau via the roof and considers his next move.

The delegates call the police who arrive and set up guard with a police van on the only bridge across the river to the chateau. Next night, determined to rescue his master (and the beautiful Comtesse) Peregrine slips under the van and lights the calor gas stove he and Glodstone had been using to cook with, placing it under the petrol tank. BOOM! Several of the French cops are set alight and the van flies into the river gorge.

The international intellectuals pause mid-argument at the moment when a masked assassin bursts in, starts shooting and all hell breaks loose. In that excess which differentiates farce from comedy, the disguised school boy, fired up on 1930s fiction, shoots the American professor dead and nips the penis of the Russian attendee. Delegates run everywhere screaming, Peregrine eventually finds Glodstone and the terrified Comtesse and hustles them down the road to ‘freedom’.

The Comtesse

Except she isn’t a Comtesse. She is a con artist, born Constance Sugg in Croydon, who was a beauty queen, then hussled her way to America, landed in Las Vegas where she got involved hustling marks for the Mafia, until she hussled and blackmailed the Conte de Montcon and ended up marrying him and moving to his chateau, where a little later he died leaving her penniless. Nowadays she works in the kitchen alongside the staff, as well as organising the conferences which are her only source of income.

Their high-falutin’ romantic dreams pretty crushed, Glodstone and Peregrine find themselves taken under the control of this bossy, manipulative woman. Once back at their car she takes charge. While the French police are activated and begin a nationwide search, Constance navigates the boys in their vintage Bentley back to England.

Not a minute too soon because the French police – convinced they have an international assassin at large – find their own security services trumped once the CIA arrive to sort out the murder of their delegate at the conference. Unfortunately, something of the truth of Peregine and Glodstone’s absence had come out ie Mrs and Mrs Clyde-Browne arrived home from holiday to find a letter saying Peregrine’s outward bound course was cancelled but no Peregrine in sight. When they motor to the school and confront the headmaster, he calls in Slymne and Major Fetherington (who runs the school’s Officer Training Corp and manages the school’s armoury) and the shocking truth emerges that Glodstone has gone on a hare-brained mission to France and taken the psychotic simpleton Peregrine with him.

Slymne’s fate

The headmaster instantly orders Slymne – the master who originated this jolly prank – and the Major to motor non-stop down to the chateau to stop Glodstone and Peregrine causing any trouble. They are, of course, far too late to do that but arrive just in time to be caught and questioned by the French police. Then French security. Then the CIA. The cocktail of drugs these three Forces use on Slymne means he never again fully recovers his sanity.

Glodstone’s fate

Back in England, the Comtesse takes the terrified Glodstone to a plastic surgeon on Harley Street who makes him completely unrecognisable – then marries him, thus ensuring an alibi and she can keep her eye on him.

Clyde-Browne’s fate

Constance/the Comtesse confronts Peregrine’s parents (he is a solicitor who loathes his son) with the fact their son is a murderer and terrifies them with the threat of blackmail, until Mr Clyde-Brown agrees to call in his brother, something in Whitehall. This gives rise to a particularly incomprehensible conference involving the British police, Foreign Office, MI5 and Prime Minister on how to defuse the international incident which is brewing…

And the net result is that MI5 show the visiting American CIA officers a man they claim is Peregrine and a top secret SAS operative. For reasons I didn’t quite follow, this appears to placate them and to close the incident for the Yanks and the French.

Peregrine’s fate

The novel ends rather forcefully, I thought, with a last few pages describing Peregrine’s new job as an undercover agent in the British Army in Northern Ireland. Living wild off the land, killing, gutting and cooking his own livestock from his base in a disused well, he is living the Buchan-Rogue Male-Bulldog dream, and has already assassinated five IRA men, two poachers and an off-duty RUC officer, such that the entire neighbourhood lives in fear.

Parting thought

Although a lot of the plot doesn’t make any sense at all, although people behave like imbeciles and shout and swear at the slightest provocation, although the violence seems forced and excessive and the central part of this novel – Slymne chasing Glodstone round central France – was confused and boring — still, there are moments with a kind of Swiftian intensity which leap out and clutch your throat, and which make this book just about worth reading.

But if I was recommending a Sharpe novel for a newbie to read, this one, along with The Wilt Alternative and Ancestral Vices, would be bottom of the list.

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Pan paperback cover of Vintage stuff with illustration by Paul Sample

Pan paperback cover of Vintage Stuff with illustration by Paul Sample

Paul Sample A word about the illustrator of the classic Pan paperback covers of the Sharpe novels, Paul Sample, a prolific illustrator whose grotesquely exaggerated cartoons perfectly capture the excess of Sharpe’s novels. The covers accurately depict numerous details from the texts, and there is a Where’s Wally-type pleasure to be had from trying to match every element of the grotesque tableaux with its source in the story.

The cover above shows the one-eyed schoolmaster Glodstone at the wheel of his vintage Bentley with psychotic schoolboy Peregrine Clyde-Browne next to him. Top right is the French chateau, scene of so much violence, including an American professor being thrown from the battlements into the river, the French police van being blown up on the bridge to the chateau, and the English holidaymakers’ car flipping over.

You can see lots more of his work at Paul Sample’s website.

Tom Sharpe’s novels

1971 – Riotous Assembly – Absurdly violent and frenzied black comedy set in apartheid South Africa as three incompetent police officers try to get to the bottom of the murder of her black cook by a venerable old lady who turns out to be a sex-mad rubber fetishist, a simple operation which leads to the deaths of 21 policemen, numerous dogs, a vulture and the completely wrongful arrest and torture of the old lady’s brother, the bishop of Basutoland.
1973 – Indecent Exposure – Sequel to the above, in which the same Kommandant van Herden is seduced into joining a group of (fake) posh colonial English at their country retreat, leaving Piemburg in charge of his deputy, Luitenant Verkramp, who sets about a) ending all inter-racial sex among the force by applying drastic aversion therapy to his men b) tasks with flushing out communist subversives a group of secret agents who themselves end up destroying most of the town’s infrastructure.
1974 – Porterhouse Blue – Hilarious satire on the stuffiness and conservatism of Oxbridge colleges epitomised by Porterhouse, as a newcomer tries in vain to modernise this ramshackle hidebound institution, with a particularly cunning enemy in the ancient college porter, Skullion.
1975 – Blott on the Landscape – MP and schemer Sir Giles Lynchwood so loathes his battleship wife, Lady Maud, that he connives to have a new motorway routed slap bang through the middle of her ancestral home, Handyman Hall, intending to abscond with the compensation money. But he reckons without his wife’s fearsome retaliation or the incompetence of the man from the Ministry.
1976 – Wilt – Hen-pecked lecturer Henry Wilt is humiliated with a sex doll at a party thrown by the infuriatingly trendy American couple, the Pringsheims. Appalled by his grossness, his dim wife, Eva, disappears on a boating weekend with this ‘fascinating’ and ‘liberated’ couple, so that when Wilt is seen throwing the wretched blow-up doll into the foundations of the extension to his technical college, the police are called which leads to 100 pages of agonisingly funny misunderstandings.
1977 – The Great Pursuit – Literary agent Frederick Frensic receives the anonymous manuscript of an outrageously pornographic novel about the love affair between a 17-year-old boy and an 80-year-old woman, via a firm of solicitors who instruct him to do his best with it. Thus begins a very tangled web in which he palms it off as the work of a pitiful failure of an author, one Peter Piper, and on this basis sells it to both a highbrow but struggling British publisher and a rapaciously commercial American publisher, who only accept it on condition this Piper guy goes on a US tour to promote it. Which is where the elaborate deception starts to go horribly wrong…
1978 – The Throwback – Illegitimate Lockhart Flawse, born and bred in the wastes of Northumberland, marries virginal Jessica whose family own a cul-de-sac of houses in suburban Surrey, and, needing the money to track down his mystery father, Lockhart sets about an elaborate and prolonged campaign to terrorise the tenants out of the homes. Meanwhile, his decrepit grandfather has married Jessica’s mother, she hoping to get money from the nearly-dead old geezer, he determined to screw as much perverse sexual pleasure out of her pretty plump body before he drops dead…
1979 – The Wilt Alternative – After a slow, comic, meandering first 90 pages, this novel changes tone drastically when international terrorists take Wilt and his children hostage in his nice suburban house leading to a stand-off with the cops and Special Branch.
1980 – Ancestral Vices – priggish left-wing academic Walden Yapp is invited by cunning old Lord Petrefact to write an unexpurgated history of the latter’s family of capitalists and exploiters because the old bustard wants to humiliate and ridicule his extended family, but the plot is completely derailed when a dwarf living in the mill town of Buscott where Yapp goes to begin his researches, is killed in an accident and Yapp finds himself the chief suspect for his murder, is arrested, tried and sent to prison, in scenes strongly reminiscent of Henry Wilt’s wrongful arrest in the first Wilt novel.
1982 – Vintage Stuff – A stupid teacher at a minor public school persuades a gullible colleague that one of the parents, a French Comtesse, is being held captive in her chateau. Accompanied by the stupidest boy in school, and armed with guns from the OTC, master and pupil end up shooting some of the attendees at a conference on international peace taking part at said chateau, kidnapping the Comtesse – who turns out to be no Comtesse at all – and blowing up a van full of French cops, bringing down on themselves the full wrath of the French state.
1984 – Wilt On High – Third outing for lecturer in Liberal Studies, Henry Wilt who, through a series of typically ridiculous misunderstandings, finds himself, first of all suspected of being a drug smuggler and so bugged by the police; then captured and interrogated on a US air base where he is delivering an innocuous lecture, on suspicion of being a Russian spy; before, in a frenzied climax, the camp is besieged by a monstrous regiment of anti-nuke mothers and news crews.
1995 – Grantchester Grind – The sequel to Porterhouse Blue, following the adventures of the senior college fellows as they adopt various desperate strategies to sort out Porterhouse College’s ailing finances, climaxing with the appointment of a international drug mafiosi as the new Master.
1996 – The Midden – Miss Marjorie Midden discovers a naked ex-City banker trussed in bedsheets hidden in her rural farmhouse, The Midden, and then the ancestral hall she owns under attack from the demented forces of nearby Scarsgate police force led by their corrupt chief constable Sir Arnold Gonders, in a blistering satire on the corruption and greed of post-Thatcher Britain.
2004 – Wilt in Nowhere – Fourth novel about the misadventures of Henry Wilt in which his wife Eva and the 14-year-old quads ruin the life of Uncle Wally and Auntie Joanie over in the States, while Wilt goes on an innocent walking holiday only to be accidentally knocked out and find himself implicated in a complicated murder-arson-child pornography scandal.
2009 – The Gropes – Driven out of his mind by his wife, Vera’s, sentimental fantasies, timid bank manager Horace Wiley pretends he wants to murder their teenage son Esmond, who is therefore hustled off to safety by Vera’s brother, Essex used-car dealer, Albert Ponson. Albert gets the teenage boy so drunk that his wife, Belinda, leaves him in disgust – locking their bungalow’s internal and external doors so securely that Albert has to call the police to get released with disastrous results, while Belinda drives the unconscious Esmond with her back to her ancestral home, the gloomy Grope Hall in remote Northumberland where – to the reader’s great surprise – they fall in love and live happily ever after.
2010 – The Wilt Inheritance – Sharpe’s last novel, the fifth and final instalment of the adventures of Polytechnic lecturer Henry Wilt, his naggy wife, Eva, and their appalling teenage daughters, all of whom end up at the grotesque Sandystones Hall in North Norfolk, where Wilt is engaged to tutor the lady of the manor’s psychotic teenage son, and Eva gets caught up in complications around burying dead Uncle Henry, whose body the quads steal from the coffin and hide in the woods with dire consequences that even they don’t anticipate.

My Silent War by Kim Philby (1968)

The old Turkey hands, of course, were aghast. But it is a good working rule, wherever you are, to ignore the old hands; their mentalities grow inwards like toenails. (p.191)

Strong sense of déjà vu about the story of Kim Philby, the greatest betrayer in British espionage history, because I’ve heard of the Cambridge spies all my life – attended the Alan Bennett play about Blunt, saw the TV play starring Alan Bates, read the sections of Graham Greene’s biography which describe GG working for him during the war – they’re as much a part of English 20th century folk lore as England winning the World Cup in 1966 or the Great Train Robbery.

And then, just in this volume, the outline of his story is told in the blurb on the back of the book, in a thorough summary on the inside page, then again in the introduction by spy historian Philip Knightley, alluded to in the brief memoir by his friend and colleague Graham Greene, and then repeated again in the author’s detailed foreward. The reader has read five summaries of his life before even getting to the main text. So what is the story?

Philby’s story

Talented young man from the core of the British professional upper middle classes, Harold Adrian Russell ‘Kim’ Philby went to prep school, Westminster school and up to Trinity College, Cambridge where he joined the Socialist society and then, in light of the collapse of the 1931 Labour government, the Communist Party. (His father was a noted Arabist, who converted to Islam; the nickname Kim comes directly from Rudyard Kipling’s novel, 1901, about a boy spy during the ‘Great Game’.)

Philby was recruited by Soviet intelligence in 1933 and spent the next 30 years feeding his Soviet controllers as much information as they wanted and he could provide. Initially this was from his activities as a Times journalist in Nazi Germany, then in Spain during the Civil War (1936-39) and then, when World War Two broke out, during the retreat of the British Expeditionary Force to Dunkirk.

It was only once he was back in London during the early part of the war that Philby was approached and offered a job in the Secret Intelligence Services (what became known as MI6) – so he was a Soviet spy well before he joined British Intelligence.

There followed 15 years or so of a brilliant career in Intelligence. Philby impressed everyone he met with his easy charm, command of the facts and ability to work hard and take firm decisions. Graham Greene worked for him during the war, when Philby was head of section V of MI6, managing Britain’s agents in the Spanish peninsula, and attests to his effectiveness and popularity.

After the war his obvious competence was rewarded with promotions within the service and he also deployed several schemes to bypass and eliminate rivals, with the ultimate aim of becoming head of MI6. All the time he was passing everything that crossed his desk back to his Soviet handlers, betraying all MI6’s agents in the field, all operational procedures and all information shared with us by sister services, especially the CIA.

However, several incidents intervened which prevented Philby’s rise to the very top.

His fellow Soviet spies, Burgess and MacLean, fled Britain May 1951. Philby had been a friend of the loud drunk Burgess, and had invited him to stay in the Philby household when he was posted to Washington. After the pair’s flight Philby was interrogated by MI5 and, although no hard evidence found against him, dismissed from MI6. He struggled to find work as a freelance journalist, while a slow-moving government enquiry found him, if not exactly innocent, then with no evidence to show his guilt. In 1955 an accusation was made against him in the House of Commons, forcing the Foreign Secretary, Harold Macmillan, to make a formal declaration of his innocence. In 1956 he went to Beirut to work as a journalist for The Observer and The Economist, and lost all touch with Soviet intelligence, though he probably continued to file reports for MI6 on a contractor basis.

Then, in 1961, a Soviet defector confirmed Philby as the ‘third man’. Suspicion mounted during 1962, a period – according to some biographies – when he was afflicted with depression and heavy drinking. He was formally confronted at the end of 1962 by an MI6 agent he had once worked with and finally confessed to being a Soviet spy. A formal hearing was set for a few weeks later, in January 1963, but he bolted.

On the evening 23 January 1963 Philby disappeared from the office in Beirut where he had been working as a journalist. Some months later he surfaced in Moscow, where the authorities made a formal announcement that he was a Soviet spy. The recriminations and investigations started, among his friends and colleagues in the services, their ministerial masters, in the FBI and CIA, and among innumerable historians, which continue to this day.

In Moscow Philby discovered he was not a KGB General, as promised. He was given a nice flat but not allowed much movement – civilised but watched and monitored. He received guests from the West and answered letters, requests for interviews and so on with the charm and breeding of an English gentleman. Depending on which account you read he was either terribly depressed by the reality of Soviet life and drank heavily, or lived happily with his fourth wife – a Russian he met in Moscow – reading The Times for the cricket and helping the KGB with analysis work.

Tinker, Tailor…

Apart from all his other achievements, and all the debate which has swirled around his name ever since, he gave rise to a literary classic, Tinker, Tailor, Soldier, Spy by John le Carré, which is about the hunt to find a high-ranking mole inside British Intelligence, the overall storyline generally taken to be based on KP’s long and eminent career. The difference being, of course, that owlish anti-hero George Smiley succeeds in unmasking the mole before he can flee – the opposite of real life.

My Secret War

Philby tells us he worked on his own version of events intermittently after arriving in Moscow in 1963 and had completed it by 1967 – coincidentally when the boom of preposterously glamorous spy fiction was at its peak back home. He even mentions James Bond, as every spy writer is obliged to.

I was surprised that the book contains almost nothing about his actual spying activities, about his relationship with his Soviet minders, how he communicated with them and so on; there are only a few passing references to checking decisions with them, and only one bit of exciting ‘spy action’, when, after Burgess’s defection, he packs the camera he used to photograph top secret files into his car, drives out to an isolated stretch of road, walks some way into the woods, and buries it.

Instead the book is a detailed account of his career in the Secret Intelligence Service from 1940 to his abrupt departure, describing his part in the birth and early development of the SIS, and the years of bureaucracy, politicking, infighting, meetings and memos which followed.

Unpromising though that sounds, My Secret War is in fact very readable, funny, informative and thought-provoking.

Funny

In its descriptions of the upper class amateurishness abounding in the military in the early days of the war, it echoes Evelyn Waugh’s comic masterpiece, Men At Arms (1952), with umpteen public school twits coralled into uniform and running round like headless chickens.

Philby recounts various ripping yarns with boyish humour. He tells us Section D listed each of its members with a further letter, thus DA, DB, DC and that their secretaries or assistants were DA-1, DB-1 and so on. Burgess was DU and Philby, technically his assistant, should have been DU-1, but Burgess charmingly refused to give him this label, insisting on alloting him another letter, D. And the punchline to this anecdote: ‘Thus Guy launched me on my secret service career branded with the symbol DUD.’ (p.45)

As Adam Diment’s stoned spy hero would say, Funneee!

Similarly, ‘Guy, indulging his schoolboyish sense of fun’, has the wizard wheeze of setting up an establishment to train potential agents before dropping them into enemy territory – and, after running through a serious prospectus of its subjects and courses, he capped the plan by suggesting it be named Guy Fawkes College, as it would be teaching the arts of blowing things up and overthrowing foreign governments. Boom boom.

Philby quickly distinguishes army officers into ‘the sensible military type, as opposed to the no-nonsense military, the mystical military and the plain-silly military.’ (p.66) He paints a hilarious portrait of the staff at the training camp in Beaulieu: ‘There was a Buchmanite who unhappily marked me down for conversion. The end came when he gave me his views on sexual intercourse and I remarked that I felt sorry for his wife. After that, our contacts were limited to table tennis.’ (p.67) He takes the same drily witty tone throughout. Charming and entertaining.

The headquarters of the Turkish Security Inspectorate were at Ankara, presided over at that time by a bulging, toad-like bureaucrat whom we referred to as Uncle Ned. It was my misfortune to visit him on duty about once a month. (p.194)

The book abounds in brisk pen portraits of the numerous people he encountered, famous or not so famous, all treated with the confident urbanity which is the main gift of an expensive English public school education, and the tone of his class and age – a permanent attitude of indulgent superiority.

My first house in Washington was off Connecticut Avenue, almost directly opposite that of Johnny Boyd, the Assistant Director of the FBI in charge of security… Boyd was one of Hoover’s original gunmen in Chicago – ‘the guy who always went in first’ when there was shooting to be done – and he looked the part. He was short and immensely stocky, and must have been hard as nails before he developed a paunch, jowls and the complexion that suggests a stroke in the offing. He had no intellectual interests whatsoever. His favourite amusement was to play filthy records to women visiting his house for the first time. He had other childish streaks, including the tough, direct ruthlessness of a child. By any objective standard, he was a dreadful man, but I could not help growing very fond of him. (p.229)

This passage admirably conveys the lofty superiority of the English public school man, which is emphasised by his charming ability to condescend to make friends with even the most beastly native – though not before giving him a patronising nursery nickname, such as Uncle Ned.

It also epitomises the anti-Americanism of the Cambridge spies. In the final sections of the book, posted to Washington, Philby is awed by the resources and manpower available to the FBI and CIA, and appalled at the unfocused pointless overwork to which they’re put. In the Foreword he says his motives for betrayal were really very simple: ‘The simple truth, of course, crumbling Establishment and its Translatlantic friends’ (p.21). He repeats his dislike of the monster J. Edgar Hoover, head of the FBI, who he met, and emphasises that, for all his vast resources and epic paranoia, Hoover never actually caught any spies (p.227). Elsewhere he is cordially contemptuous of the post-war American tendency to take over everything (in Turkey) and make a hash of it – the Bay of Pigs, Vietnam. If he were alive today, he’d be saying ‘I told you so’ about Afghanistan, Iraq, Syria, Libya.

Informative

Philby really goes into detail about the early days of MI5 and MI6, tracing its roots back to the Great War, covering the inter-war years, and then describing the shambles he encountered when he joined. There is a lot of detail about how the intelligence services grew, how they were organised and about the key personnel. And a great deal about setting up and running networks, about payments to agents, about how intelligence was gathered from radio interceptions, from purloining diplomatic bags, from threatening opposition agents, and so on. Fascinating stuff.

It also has detailed insight into the office politics and inter-departmental sniping and conspiring which dog the intelligence services as much as any other large organisation, and Philby gives fascinating accounts of the personalities and power plays, the scheming and politicking which dominated the highly bureaucratic world of ‘intelligence’.

And the Old Boy Network. Philby mentions it dismissively a couple of times as if he himself hadn’t breezed from Cambridge into a job with The Times and then had a very casual ‘interview’ which led him into a twenty-year career in British intelligence, as if approximately 5% of the British population hadn’t arranged for themselves and their chums to share out all positions of responsibility in the government, civil service, armed forces, BBC, universities and anything else which needed running. Whenever things are a bit dull, old Banjo from school was bound to turn up and save the day – the rest of the population, the other 95% of the hoi polloi, fading into the background.

So, on the transatlantic voyage to take up his post in Washington in 1951, ‘The first thing I saw on the foggy platform at Waterloo was an enormous pair of moustaches and behind them the head of Osbert Lancaster, an apparition which assured me of good company on the voyage… Finally, a case of champagne was delivered to my cabin with the card of a disgustingly rich friend.’ (p.211) Tough job, this spying.

The middle section of the book is cluttered with the names of the chaps who began taking over various sections of MI6 and MI5 as they expanded through the war years, and the names alone are like the ringing of the Old School bell across an ivy-wreathed quad: Colonel Valentine Patrick Terell Vivian CMG CBE (vice-chief of SIS in the 1920s and 30s), Major General Sir Stewart Graham Menzies, KCB KCMG DSO MC (Head of SIS 1939-53), Sir David Petrie, KCMG, CIE, CVO, CBE, KPM (Director General of MI5 1941 to 46), Sir Percy Joseph Sillitoe KBE (DG of MI5 1946 to 1953), Sir Roger Hollis KBE CB (Director General of MI5 1955-65) and so on.

Thought-provoking

Setting Europe aflame There’s an interesting passage early on where he says the biggest problem the early SOE faced throughout the war was trying to promote British Foreign Office strategy when there wasn’t one. Basically, the Foreign Office wanted Europe to return to the status quo ante Hitler ie a lot of weak right-wing monarchies propped up by Britain and France. But there was just no way the populations of the countries SOE operated in (Yugoslavia, Albania, Greece etc) – particularly the politically aware, highly motivated fighters who made it all the way to Britain to receive SOE training – would accept that. They wanted to kick the Nazis out of their countries and then have a revolution. This insight, again, throws light on Philby’s Choice: he rejected not only Britain’s ‘crumbling establishment’ but also its rotten Foreign policy. He wanted the nations he was helping to be truly liberated and not to fall back into the British-backed clutches of corrupt monarchies.

Russian saviours It is always chastening to be reminded of the USSR’s key role in winning the Second World War and the scale of the losses she suffered (an estimated 20 million dead). For all its wickedness before, during and after the war, Russia bore the brunt and took the lead in defeating Hitler. And Philby’s enduring loyalty to communist Russia assumes a slightly different colour when seen from this perspective. He was consistently on the side of the most important anti-Fascist power, even when many in the British Establishment wanted to make peace with the Nazis. It’s certainly how Philby saw it:

It is a sobering thought that, but for the power of the Soviet Union and the Communist idea, the Old World, if not the whole world, would now be ruled by Hitler and Hirohito. It is a matter of great pride to me that I was invited, at so early an age, to play my infinitesimal part in building up that power. (p.28)


Apparently, according to the ‘experts’, the book is evasive and incomplete in key areas. Surprise. Any autobiography is a highly selective and censored document – take Eric Ambler’s amiably misinformative autobiography, Here Lies. And what would you expect from a high-ranking spy?

There are umpteen books about Philby and the other Cambridge spies which the enthusiast can consult to cross-check and identify the shortcomings of his version of events – although the problem seems to be that they all disagree with each other, as do the numerous people Philby met and worked with or had affairs with, lots of whom have published their own conflicting accounts and memoirs.

In fact, books about the Cambridge spies comprise a genre of their own, a very English cottage industry, like a racier version of the Bloomsbury Set, with the same mix of high-minded ideals and disappointingly low behaviour. Which is oddly paradoxical, because all we can really be sure about is that we, as a nation, do not come out very well from any version of this story.

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