The Epistles of Horace book 2

If only my powers matched my yearning…
(Epistles Book 2, number 1)

The ancient Roman poet Quintus Horatius Flaccus (universally referred to as ‘Horace’ in the English-speaking world) wrote two books of epistles.

The first one, published in 21 BC, contains 20 shortish poems on a variety of subjects. The second one, published some ten years later in 11 BC, differs in two ways. First, it contains just three poems, but they’re long ones: whereas epistle 1.8 is 17 lines long and 1.9 is just 13 lines, the first two epistles in book 2 are 270 lines and 216 lines long, respectively, and the third one is nearly as long as the two preceding ones put together (476 lines). The second difference is that, whereas the 20 odes in Book 1 are varied in subject matter, the three longer poems in Book 2 are all very much on the same subject – poetry.

Epistle 1 (270 lines)

This poem is addressed personally to Augustus and is a defence of modern poetry.

Horace opens with a panegyric to Augustus and his achievements (bringing peace, re-establishing the rule of law etc) and says that, unlike earlier heroes of Rome, Augustus hasn’t had to wait till he’s dead to be worshipped: the population realises his importance while he’s still alive.

But then it turns out he’s said all this to make the point that when it comes to poetry, the Romans take a very different view from how they regard their leader. Instead of valuing the new for its achievements they obsessively worship the old and fusty, using age alone as a measure of quality. He lists the first Roman writers, from Ennius in epic to Terence in comedy, and says these are the writers the Roman population venerate as if they could never be improved upon. But they’re wrong. Many of those pioneering works are crude and clumsy but people persist in venerating them and rubbishing much better work, purely because it’s new.

It makes me annoyed that a thing should be faulted, not for being
crudely or clumsily made but simply for being recent.

People venerate and defend the old works because it’s what they grew up with and understand, which leads them to frown on new works because they don’t properly understand them.

What if the Greeks had only venerated the old and stifled innovation? We wouldn’t have most of the works we now enjoy and which the Romans can copy so freely.

Then Horace changes tack somewhat and laments the fact that Rome is undergoing a craze for writing poetry; everyone’s at it, even he, who had sworn to pack it in, is up before dawn calling for pen and parchment. But they’re all amateurs! You wouldn’t take medicine from someone who wasn’t a doctor or ask someone who wasn’t an experienced sailor to take the helm of your yacht: so why should you read verses by a complete amateur?

On the upside, one thing that can be said for proper poets is they live very modestly. Horace never cheats, fights, causes social strife –, on the contrary, he is content to sit quietly, reading and scribbling, living off pulses and second-rate bread. Here is how the poet serves his country:

The poet shapes the tender faltering speech of a child,
already turning the ear away from coarse expressions.
Later he moulds the disposition by kindly maxims,
using his voice to correct cruelty, envy and temper.
He recounts noble actions, equips the new generation
with old examples, and brings relief to the poor and sick.
Where would innocent boys and girls who are still unmarried
have learnt their prayers if the Muse had not vouchsafed them a poet?
The choir asks for aid and feels the deities’ presence;
by the poet’s prayers it coaxes heaven to send us showers;
it averts disease and drives away appalling dangers;
it gains the gift of peace and a tear of bumper harvests.
Song is what soothes the gods above and the spirits below.

I’ve quoted this passage at such length for two reasons. One is to refute Horace’s optimistic claim for the poet, that:

He recounts noble actions, equips the new generation
with old examples

Is that true of Catullus, with his spiteful lampoons of helpless victims, with his hate poems against Lesbia after she dumped him? No. It’s not even true of Horace himself, whose 104 odes I have just read and which are about drinking, parties, the joys of the countryside, advice to friends about affairs, poems of longing for beautiful young boys, and so on.

To claim his own poetry is full of noble actions designed to instruct the next generation is ludicrous. A lot of it is just tittle-tattle and gossip, entertaining but hardly educational. In other words, this is the kind of stock, boilerplate excuse poets trot out to justify their profession to the public when the reality of what they write is often wildly different.

But the second reason is sociological. It would be easy to end the quote at the word poet, as if writing poetry were a solitary activity to be enjoyed by solitary readers. It certainly is this, but the final five lines are interesting because they put the act of poetry in a much more public context. Remember that Augustus commissioned Horace to write a hymn to be sung by a choir at the opening of the Secular Games, which Augustus revived in 17 BC. By a choir! Learning his words and learning to sing them to (presumably) an ancient melody.

And what could a public hymn to be sung by a choir in front of an audience of hundreds of thousands of Roman citizens possibly be about but an invocation of the gods and plea for peace and plenty? So I included this latter half of the quote to show the intensely public and social side of the poet’s role in ancient Rome. (I was going to write ‘very unlike our own times’ when I remembered the stunning performance by poet Amanda Gorman at Joe Biden’s inauguration as president in January 2021.)

Horace changes tack again to give a brief history of Roman poetry. The native Roman tradition began with coarse rural songs sung at country festivals of marriage or harvest. These became so wild and often abusive that they eventually had to be reined in and restricted by laws. Only late in their history did the Romans become aware of the centuries-old tradition of Greek poetry, overflowing with sophistication, a wide variety of metres, a number of well worked-out genres and conventions. Only after the final Punic War and crushing of Carthage in 146 BC did educated Romans think of imitating the sophisticated Greeks, and even then moments of ‘farmyard’ vulgarity still came through.

This morphs into contempt for current Roman taste. Horace thinks Plautus’s comedies were feeble with poor characterisation of his various stock types (I genuinely enjoyed Plautus’s comedies). But he is appalled by the modern theatre which doesn’t even stage plays any more so much as pageants and spectacles, featuring bears or boxers – a cross between pantomime and the circus. Nonetheless, Horace is full of admiration for playwrights who write proper plays and evoke genuine deep emotions: that’s something he could never do.

Then he switches tack again and brings Augustus back to the poet who writes not for a fickle audience but for the individual reader. Now it’s true that poets are sometimes their own worst enemies, and he gives an interesting list of the ways they can screw up:

  • thrusting a book on Augustus when he is tired or worried with important concerns of state
  • being oversensitive to criticism of even a single line
  • when, in a reading, they repeat a favourite section without being asked
  • when they moan that their excellence goes unrecognised
  • when they arrogantly assume that as soon as Augustus hears they’re writing something, he’ll immediately summon them to court and make them a gift to relieve their financial worries

Nonetheless, it is important to choose the right poet, qualified and able poets, to celebrate your successes. A long paragraph tells the story of Alexander who patronised a third rate poet, Choerilus, and so, alas, was never immortalised in verse. Horace then flatters Augustus for his excellent choice of chief poets, namely Virgil and Varius.

Horace draws to a close by wishing that he, too, could write epic poetry about Augustus’s achievements, describing ‘the Parthian foe overawed by your imperial Rome’ but alas, he is not talented enough: ‘If only my powers matched my yearning’. But he would be rash to embark on a task so far beyond his abilities.

I don’t understand the final 11 lines. I think the general idea is that it is better to have no lines at all written about you than to be remembered for being memorialised in hilariously bad verse. It would be embarrassing and might even be fatal!

All this I take to be yet another grovelling apology to Augustus for not writing him some grand, noble and dignified Poem, and instead offering short, ad hoc poems which play to Horace’s talent for moral sermons and gossipy odes.

Epistle 2 (216 lines)

Is addressed to Julius Florus and is a long apology by Horace for not writing lyric poetry.

But I had barely got going before, once again, as so often in Roman literature, I stumbled over the slavery issue. Epistle 2.2 opens with 20 lines describing the imagined sales patter of a slave trader, describing the merits of a young man he’s selling. It’s obviously designed to be comic in the way a modern comedian impersonating the bluster of a second-hand car trader could be done for comic effect. Horace has his slave trader make his sales pitch a bit more plausible by admitting that, ok, the slave for sale isn’t perfect: once or twice he dodged his work and hid under the stairs ‘for fear of the strap on the wall’ i.e. of being whipped (which was the standard punishment for slaves, in Republican Rome in the 20s BC as in European sugar plantations in the 18th and 19th centuries).

The point of this elaborate analogy is that Horace tells Florus that the slave trader of the anecdote was being honest about his merchandise’s flaws – and that, in the same way, he, Horace, was being open and honest when he told Florus, as he was leaving for duty in the army abroad, that he, Horace, is lazy and was unlikely to send letters as often as Florus demanded, and also was unlikely to send him as many poems as he hoped.

He, Horace, was quite frank about this, so why is Florus now upbraiding him? That’s the point of the opening anecdote…But I’m thinking about the slave boy cowering under the stairs, waiting for the master to come after him with the blood-stained whip…

If slavery matters, it matters everywhere, at any time, and to all peoples who have been enslaved.

Forcing myself back into the ‘civilised’ ‘cultured’ world of Horace’s poetry, the epistle now cuts away from this anecdote to give us another vignette, this time about one of Lucullus’s poor soldiers who’d saved up a nice sum of money. One night someone stole it. Next day, bubbling with rage, the aggrieved soldier flung himself at the enemy and dislodged them from a well-defended position. For this act of bravery he was acclaimed, decorated and given money. At which point he stopped being angry. So that when the general came to him a few days later to ask him to lead a similar assault on another fort, the soldier refused. If you want someone to lead a suicidal attack, the yokel told the general – find someone who’s just been robbed.

Horace then cuts away again, this time to a passage of autobiography: He tells us he was raised in Rome, went for further education in Athens, but was caught up in the civil wars and recruited into Brutus’s army (which was based in Greece) and found himself commanding a legion at the Battle of Philippi, where he saw the line break and be massacred, so flung away his shield and ignominiously legged it (as he had already described in ode 2.7. All this is by way of saying that when he finally fetched up back in Rome, discovering his father was dead and his land confiscated, he wangled a minor job in the Treasury and took to writing verses, inspired by ‘Lady Poverty’.

The point of this digression being that Horace is like the soldier who had his wallet stolen. When he was poor, he was highly motivated and turned out verse at speed. But now he is successful and well enough off to suit his needs, like the soldier once he’d made his pile, he doesn’t need to return to the fray.

He takes another tack at justifying the same thing, saying his slowing down in writing poems is due to age. Age strips away all our pleasures, fun, sex, parties and sport. Now it’s denuding him of his ability to write poems.

The poem is turning into a litany of excuses. His next excuse is that, even if Horace did write some new verse, it’s impossible to please everyone: take three guys and the chances are one will like lyric poetry, one iambics and one ‘the tangy wit of Bion’s homilies’. So, what kind of poem should Horace write or avoid?

He then changes tack to make another excuse: How can Florus expect him to write poems while living amid ‘the storms of city life’ in Rome? There are two types of distraction: people, who endlessly demand attention, want him to be their patron, do business with him or are ill and demand visits. The second is the sheer racket: building works, wailing funeral processions, lumbering carts, mad dog barking, how can a man concentrate on writing verse?

He changes the subject again to mock the literary world, full of writers lavishing extravagant praise on each other, and in particular of poets, ‘that hypersensitive species’. He recalls putting up with recitals from terrible poets and replying tactfully. But now he breathes a sigh of relief that that period is over, his work is done, and he doesn’t have to listen to another word.

Too many modern poets praise their own work, regarding each line as sacred. Horace, by contrast, says the true poet is as stern as a censor, cutting any word ‘deficient in lustre or lacking solidity’ or which he deems unworthy of honour. He will revive worthy old words from the time of Cato, which have fallen into disuse and he will adapt new ones, where needed. Thus his work will flow strong and clear like an unpolluted river, enriching the land with his wit and the wealth of his language.

But then, it’s best to abandon verse altogether. It’s a children’s activity. Instead seek the good life:

instead of hunting for words to set to the lyre’s music
to practice setting one’s life to the tune and rhythms of truth.

I don’t fully understand the next 30 lines or so but I think they are a version of Horace’s core moral message, which is that we should be content with what we need and not be greedy, not hanker after unnecessary wealth or luxury.

I shall enjoy what I have and draw on my modest supplies
as needed…

We shouldn’t waste our lives scheming to make money and then splashing it around wastefully. Instead we should:

make the most of the short and beautiful time

What started in a tone of abject apology to Florus for not having kept up his side of the correspondence or sent the poems he promised, has somehow turned right around to become quite a harsh criticism of his friend. Quite rudely, he says possessing a thicker wallet doesn’t appear to have made Florus any the wiser. Florus claims he isn’t a miser, but Horace rather accusingly asks whether he’s banished the other vices, related to miserliness. Is his heart no longer obsessed with futile ambition, or with fear of death? Does he treat dreams and prophecies as the jokes they are, or live in superstitious fear of them? Florus should be improving his mind and morals, living sensibly. In a brutal last few lines, Horace concludes:

If you can’t live as you ought, give way to those that can.

Epistle 3 – The Art of Poetry

Epistle 3 has a special place in literary history as it is clearly quite different in length and ambition from the other epistles and quite early on was extracted and published by itself with the title Ars Poetica or The Art of Poetry.

The epistle is addressed to Horace’s friend Lucius Calpurnius Piso (a Roman senator and consul) and his two sons and forms a long and wide-ranging meditation on the rules and conventions applying not only to the kind of lyric poetry Horace himself wrote, but, above all, to plays.

What struck me most was the structurelessness of it. There’s no introduction or explanation or laying out of the themes. Instead Horace launches right in, in the conversational tone, and rather haphazard structure, of the epistles rather than the academic tone of a treatise.

Horace kicks off by explaining the importance of unity and simplicity by imagining the case of a painter who painted a human head on a horse’s body, a body which was itself covered in feathers and ended in a fish’s tail. How absurd everyone would find that. Well, that’s because an artist should observe decorum and restraint. Don’t just tack beautiful passages about temples or rainbows onto a work if it’s about something else.

Make what you like, provided the thing is a unified whole.

Horace himself tries to be brief and smooth, though he admits often failing at both.

Writers must give thought to what subject and format suits their powers, rather than attempt something they’re incapable of. If you choose a theme within your scope, the rest should follow. It should become obvious what to leave in and what to leave out.

Do not be afraid of simple and obvious words. Often they are best. Invent new words reluctantly. New terms imported from Greek are acceptable if kept to a minimum. Language is like trees. The old leaves (words) wither and fall, to be replaced by new ones. In the long run, our entire civilisation will crumble and fall, so how can we keep our language from changing and evolving?

Usage is king. Usage determines the meaning and validity of words. Use the language the men of your time use.

Horace briefly explains the advent of different metres for the various kinds of poetry: epic, elegiac, dramatic, and lyric.

Everything has its appropriate place and ought to stay there.

So the first job of the poet is to learn about the different genres, their histories, the appropriate subject matter for each, their format in terms of metres, their diction.

But correctness is only the beginning. A poem must be attractive, it must evoke the listener’s emotions. It must match the words to the emotion being portrayed or the audience will burst out laughing.

Follow the tradition regarding well known characters, for example the heroes of the Trojan war or the gods. If you dare to innovate a character, making him or her consistent. ‘You’d be well advised to spin your plays from the songs of Troy’ i.e. rely on tried and trusted characters from legend.

My Roman friends, I urge you:
get hold of your Greek models and study them day and night.

The good writer doesn’t start with bombastic invocations and promises. Chances are you won’t be able to live up to it. The mountains will labour and give birth to a mouse! The good writer hurries the reader into the middle of things (in media res) as though they are quite familiar.

Horace gives an entertaining review of the ages of man, entertaining in that classical sense of pleasingly reiterating obvious clichés and stereotypes. The old man is:

morose and a grumbler, he is always praising the years gone by
when he was a boy, scolding and blaming ‘the youth of today’…

So attribute behaviour and views to characters which are appropriate for their stage and situation in life.

Some actions should be presented onstage, for things seen make much more of an impression than things merely described. However, there are events which shouldn’t be described but must take place offstage and be reported, for example Medea killing her own children or Atreus killing, cooking and serving up his brother’s sons to him at dinner. (Hannibal Lecter has been on my mind and this line reminds me of how modern American culture deliberately, consciously, drives a coach and horses through norms of restraint and decorum.)

He then gives very strict rules about plays. All plays should contain exactly five acts. Do not let a god intervene. You can have a fourth character but they should not speak (thus following very strictly the convention of ancient Greek theatre.) The chorus should take the place of an actor, sing between the acts, but only of subjects which are tightly relevant to the plot. The chorus should side with the good and give them advice, and try to restrain the bad.

Horace gives in to his own stereotype of the ‘grumpy old man’ and laments the good old days and simplicity of Greek drama. Back then the ‘pipe’ then was a simple instrument which performed simple ditties because the theatre was relatively small and not packed, and the audience had ‘honest hearts, decent and modest.’

But victories brought wealth which encouraged (presumably he’s talking solely about Athens here) the Athenians to allow drinking in daytime, allowing greater liberty in tunes and tempos, encouraged actors to dress up in more and more sumptuous costumes and ‘mince’ across the stage, the tunes of the lyre became more complex and the delivery of moral homilies became more complex and obscure.

Horace attributes the word ‘tragedy’ to the Greek tragos, meaning goat, and ‘satire’ to the mythical figure of the half-goat satyr.

In Greek theatre three tragedies were performed in succession, and were followed by a comic to lighten the mood and lead into festival and celebration. This satyric drama was not the same as comedy and had its rules and restraints. Horace warns against having gods or heroes who feature in the tragedies dragged onstage and mocked in the satyr play.

If he ever wrote a satyr drama, it would mix high and low, blending ‘familiar ingredients’. The artifice would be in creating seamless joins, ‘such is the power of linkage and joinery’. But don’t be crude: cultured ‘knights’ i.e. semi-aristocracy, are repelled by jokes from the streets and back alleys.

Horace turns to (briefly) consider specific metres, considering ‘feet’ such as the iamb (da-dum) and the spondee (dum-dum).

Not for long, though because he moves on to give a brisk history of the origin of the dramatic genres. Thespis invented tragedy and was followed by Aeschylus who elaborated it. This was followed by Old Comedy which became, however, too abusive and violent and so had to be reined in by law.

Roman playwrights have copied the Greeks and left nothing untried; they have often been at their best when they’ve departed from Greek models. But their weakness is carelessness. A good work should be like fingernails, trimmed and filed to a perfect shape. Some writings have encouraged writers to believe that the true poet is mad and so they’ve cultivated eccentricity instead of studying.

Horace sees himself as a grindstone which sharpens the steel but takes no part in its creation. Hence this epistle of advice. At bottom, the fundamental basis for writing is Good Moral Sense.

Moral sense is the fountain and source of proper writing.

The Greeks had this. Study Socrates. Be clear on what is due to your country and friends; what is involved in loving a parent, brother or guest; what is the conduct required of a judge or senator; what are the duties of a general. This way you will know the correct sentiments and speech to give to these kinds of characters when you present them. The playwright should look to real life for examples of behaviour and speech.

A play with attractive moral comments and credible characters may work onstage even if it lacks finish and polish and style. The basic subject matter wins assent.

One problem is that, unlike the Greeks, the Romans are a money-grubbing nation, and he gives a little vignette of children being taught their fractions.

The aim of the poet should be to instruct and delight. To do so: keep it brief. Old people in the audience want morals; young dandies appreciate style. To please both, make your work useful and sweet (utile et dulce), blending help and delight.

That said everyone makes mistakes, and he can forgive blots of style in an otherwise good-hearted work. Even Homer nods.

The raison d’etre for a poem is to please the mind. It’s alright to have average lawyers or generals. But a poem, in order to justify its existence, should be as excellent as possible. Therefore, read your works to good critics, to Horace himself if you can, but then…sit on it for 9 years. Then take it out and reread it and edit and trim it coming it to cold and mature.

You can always delete what hasn’t been published; a word let loose is gone forever.

A brisk summary of the founding of civilisation by Orpheus, Amphitryon and so on. The establishment of laws and boundaries. Homer inspired to battle. Song was the medium for oracles. Poems sought a king’s favour, or celebrated the end of a season’s work. Therefore, don’t be ashamed to study the tradition.

Is it a gift or craft which makes good poetry? Both. Olympic athletes train hard for their supremacy. So do musicians. Why is it only poetry where any amateur can put forward shoddy offerings and claim himself to be a genius?

Quite a funny passage describing the rich man surrounded by flatterers who announces he has written some verses, does anyone want to hear them? Of course the flatters jump to attention and turn pale with emotion, weep, or laugh and cheer, as required by the verse. Doesn’t mean it’s any good. Beware of flatterers.

He remembers how honest his friend Quinctilius was. If you read him your verses he’d honestly tell you  which bits to amend. If you swore you’d tried already, he’d recommend you go back to the drawing board and try to express it some other way. An honest friend honestly points out your errors and so saves you from being laughed at if you publish rubbish.

After all this description of sense and hard work and clarity of thought, Horace ends, very incongruously, with 20 or so lines describing the ‘madness’ of the poet, who wanders the fields, head in the air, reciting his lines, and if he happens to fall into a deep well, who’s to say he didn’t do so on purpose! Consider Empedocles, so irrational he threw himself into the volcano of Mount Etna.

So why is a wretched poet condemned to write poetry? Is it punishment for some gross act of sacrilege like ‘pissing on his father’s ashes’. Did he profane a holy place?

All this seemed very out of place with Horace’s usual calm, even tone, and I began to suspect it was comic hyperbole, when, in the last few lines, he claims that a poet is like a wild bear which has smashed the bars of its cage and scattered everyone, cultured or not, by the threat of reciting. The wild poet threatens to grab anyone who comes within reach, in a fatal bear hug, and then read them to death!

Yes. I think this entire final passage is intended to be ironic, a satire on the popular stereotype of the poet – which is completely unlike the careful, studious, hard-working figure the preceding 450 lines had gone to such lengths to describe.


Credit

Niall Rudd’s translation of the Epistles of Horace was published by Penguin books in 1979. All references are to the 2005 Penguin paperback edition.

Roman reviews

The odes of Horace

The gods watch over me; a heart
That’s reverent and the poets art
Please them.
(Horace Book 1, ode 17, in James Michie’s translation)

Come, learn this air
And sing it to delight me.
A good song can repair
The ravages inflicted by black care.
(Book 4, ode 11)

Horace’s works

Scholars broadly agree the following dates for Horace’s body of poetry:

Horace’s odes

Horace published 104 odes. They are divided into 4 books. He published the first 3 books of odes in 23 BC, containing 88 carmina or songs. He prided himself on the skill with which he adapted a wide variety of Greek metres to suit Latin, which is a more concise, pithy and sententious language than Greek.

I shall be renowned
As one who, poor-born, rose and pioneered
A way to fit Greek rhythms to our tongue… (3.30)

Horace aimed to create interest by varying the metre as much as possible, using over a dozen different verse formats. He was particularly indebted to metres associated with two Greek poets, Alcaeus and Sappho. Of the 104 odes, 37 are in Alcaics and 26 in Sapphics i.e. over half.

The precise definition of these forms is highly technical, so I refer you to the Wikipedia articles for Alcaics and Sapphics.

Despite all this skillful adaptation, the odes were not greeted with the acclaim Horace hoped for, which may explain why he seems to have abandoned ode writing and returned to the hexameters in which he had written the satires. Using this he now proceeded to write two books of epistles, ‘elegant and witty reflections on literature and morality,’ according to James Michie, which scholars think were published in 20 and 12 BC, respectively.

In 17 BC Augustus commissioned Horace to write an ode to be sung at the start of the Secular Games which he had reinstated as part of his policy of reviving traditional Roman festivals, customs and religious ceremonies. Soon afterwards, Augustus asked Horace to write odes on the military victories of his grandsons Drusus and Tiberius. Whether these commissions renewed an interest in the form or spurred him to assemble works he’d been writing in the interim we don’t know but in about 11 BC Horace published his fourth, final and shortest book of odes, containing just 15 poems.

What is an ode?

The following is adapted from the Wikipedia definition:

An ode (from Ancient Greek: ᾠδή, romanized: ōdḗ) is a sub-type of lyrical poem. An ode generally praises or glorifies an event or individual. Whereas a pure lyric uses impassioned and emotional language, and a satire uses harsh and demotic language, an ode – insofar as it is an address to a named individual, whether friend, emperor or god – generally has a dignified and sincere tone (although part of Horace’s practice was experimenting with and varying that tone).

Greek odes were originally poetic pieces performed with musical accompaniment. As time passed they gradually became known as personal lyrical compositions whether sung (with or without musical instruments) or merely recited (always with accompaniment). The primary instruments used were the aulos and the lyre. There are three typical forms of odes: the Pindaric, Horatian, and irregular.

  • The typical Pindaric ode was structured into three major parts: the strophe, the antistrophe, and the epode. However, Horace’s odes do not follow this pattern.
  • Horatian odes do not have the three-part structure of Pindaric odes. They tend to be written as continuous blocks of verse, or, more often, are divided into four-line stanzas. It’s in this division into neat 4-line stanzas that they most imitate Greek lyricists such as Alcaeus and Anacreon.
  • Irregular odes use rhyme but not the three-part form of the Pindaric ode, nor the two- or four-line stanza of the Horatian ode.

An ode is short. I’ve recently read the Eclogues of Virgil which are fairly long and the Georgics which felt very long: Horace’s odes are the opposite. Some are as short as 8 lines, for example book 1 ode 30 and 4.10.

Subject matter

Horace was praised by critics for not just adapting the Greek forms of Alcaeus and Sappho to Latin, but filling them with details of the social life of Rome in the age of Augustus. He broadened the subject matter to cover a much wider range of subjects including love and jealousy, friendship and mourning, hymns to various gods, addresses to the all-powerful emperor Augustus, reflections on mortality, promotion of the golden mean and patriotic criticism of excess luxury and calls for society to return to the sterner, abstemious values of their Roman ancestors. There are several poems consisting entirely of eulogy to Augustus, describing him as a blessing to the nation, the only man who could bring peace and wishing him success in his military campaigns in the East. I enjoy John Dryden’s description of Horace as “a well-mannered court slave”. It doesn’t feel that when you read all his other poems, but when you read the Augustus ones, you immediately get what Dryden was saying. The word ‘poet’ is only one letter away from ‘pet’.

Underlying all the poems, and appearing them as either passing references or the central subject, are two ‘philosophical’ themes: the uncertainty and transience of life, and the need to observe moderation in all things, what Aristotle had defined as ‘the golden mean’ between extremes:

All who love safety make their prize
The golden mean and hate extremes… (2.10)

James Michie

Greek and Latin poets did not use rhyme to structure their poetry, they used the counting of syllables in each line according to a variety of patterns established by various ancient Greek poets and copied and adapted by the Romans.

English poets by contrast, since the Middle Ages, use beats or emphasis instead of counting syllables, and have used rhyme. Not exclusively, witness the reams of blank verse used in the dramas of Shakespeare and his contemporaries or in Milton’s Paradise Lost, but certainly in short lyrics and Horace’s odes are short lyrics. All 104 of Horace’s odes fit onto just 114 pages of English verse.

This explains the decision of James Michie, translator of the 1964 Penguin paperback edition of the complete odes of Horace, to cast them into predominantly rhymed verse.

The Penguin edition is interesting and/or useful because it features the Latin on one page, with Michie’s English translation on the page opposite. I did Latin GCSE and so, with a bit of effort, can correlate the English words to the original Latin phrases, though I don’t have anything like enough Latin to appreciate Horace’s style.

Book 1 is the longest, containing 38 odes. Book 2 has 20. Book 3 has 30, and the final, short one, book 4, has 15.

Themes

Direct address to gods

Any summary of Horace as the poet of friendship and conviviality has to take account that about one in six of the poems are straight religious hymns to named deities. Michie’s (admirably brief) introduction explains that the poems give no evidence about how sincerely Horace felt these religious sentiments. Probably he was religious in the same way most educated Romans of his time were, as Cicero was: viewing religion and the old festivals and ceremonies as important for the social cohesion of Rome.

In this view the correct ceremonies had to be carried out on the correct occasions to the correct deities in order to ensure the state’s security and future. Whether an individual ‘believed’ in the gods or not was irrelevant: correct action was all. The importance of internal, psychological ‘belief’ only became an issue with the slow arrival of Christianity well over a hundred years later. In the meantime, correct invocations of the gods could be seen as part of civic and patriotic duty, especially for Augustus, who in so many ways tried to restore the old ceremonies, rites and festivals of Republican Rome.

1.10 To Mercury

You are the one my poem sings –
The lyre’s inventor; he who brings
Heaven’s messages; the witty
Adventurer who takes delight
In slyly stowing out of sight
Anything he finds pretty.

1.21 To Diana

Virgin maidens, praise Diana.
Young men, sing a like hosanna

1.30 Prayer to Venus

O Queen of Cnidos, Paphos,
Come, leave, though dearly thine,
Cyprus; for here’s thick incense,
And Glycera calls divine
Venus to her new shrine.

1.31 Prayer to Apollo

What boon, Apollo, what does the poet as
He pours the new wine out of the bowl at your
New shrine request?

Incidentally, note the slight complexity of this long sentence. It took me a few readings to realise it is:

What boon, Apollo, what does the poet (as
He pours the new wine out of the bowl at your
New shrine) request?

We’ll come back to this issue, the sometimes grammatically challenging nature of Michie’s translation.

1.35 Hymn to Fortuna

O goddess ruling over favoured Antium,
With power to raise our perishable bodies
From low degree or turn
The pomp of triumph into funeral,

Thee the poor farmer with his worried prayer
Propitiates…

To women

The poems of heterosexual men are often about difficulties with relationships. Horace has poems directly addressing women, lovers, more often ex-lovers; or addressing women who are messing with his friends’ emotions; or poems to male friends offering advice about their relationships with women. I can see how a feminist critic might object to Horace’s basic stance and to much of the detail of what he says. For me the main effect is to create a sense of the extended social circle the poet inhabits.

Come, let’s
Go to the cave of love
And look for music in a jollier key. (2.1)

Horace plays at being jealous, while never achieving the emotional intensity of Catullus. And this is because his ‘love’ poems, such as 1.13, often turn out to be really promoting his philosophy of life, namely moderation in all things, wine, women, politics and poetry.

1.13 To Lydia

Happy are they alone whom affections hold
Inseparable united; those who stay
Friends without quarrels, and who cannot be torn away
From each other’s arms until their dying day.

1.16 is addressed to an unnamed women who he has, apparently, infuriated by writing a witty lampoon about her. Horace apologises unreservedly for upsetting her. But the poem is really about the emotion of anger, how ruinous it is for individuals and nations, how it must be avoided at all costs. Moments like this accumulate to make you suspect that even Horace’s most ‘passionate’ poems are clever artifice. It is hard to imagine the poet who promoted moderation and sensible restraint at every opportunity ever losing his head over anyone, no matter how he poses.

1.19 The Poet’s Love for Glycera

The Mother of the Loves, unkindly
Goddess, and Semele’s son combine
With wild abandon to remind me
That though I had thought desire
Dead, it still burns. The fire

Is Glycera.

1.23 To Chloe

This is such fun I’ll quote it in its entirety. Whether it reflects any real situation, I doubt. It feels more like a witty exercise, in the manner of Marvell’s To His Coy Mistress. To understand it you need to realise the first line means ‘Chloe, why won’t you venture near ME’, but Michie cannot quite say that in order to preserve his tight rhyme scheme. And to know that ‘dam’ is an archaic poetic word for ‘mother’. So that the majority of the poem is treating this young woman, Chloe, as if she is as timorous and scared as Bambi.

Chloe, you will not venture near,
Just like a lost young mountain deer
Seeking her frantic dam; for her each
Gust in the trees is a needless fear.

Whether the spring-announcing breeze
Shudders the light leaves or she sees
The brambles twitched by a green lizard,
Panic sets racing her heart and knees.

Am I a fierce Gaetulian
Lion or some tiger with a plan
To seize and maul you? Come, now, leave your
Mother: you’re ready to know a man.

So, in fact, this middle-aged man is preparing ‘to seize and maul’ this timorous young woman. If we attribute the speaking voice to 40-something Horace, it is inappropriate. But if it is a song to be sung by any young man, less so.

Here he is gently mocking a friend (in fact a fellow poet, Tibullus) because his girlfriend’s dumped him:

Tibullus, give up this extravagant grieving
For a sweetheart turned sour. ‘Why was she deceiving?’
You ask, and then whimper long elegies on
The theme of the older man being outshone… (1.33)

In praise of booze

Horace is surprisingly insistent on the blessings of wine and the vine, with a number of poems recommending it as the appropriate accompaniment to all sorts of situations, from cheering up a doleful lover to consoling a parent for the loss of a child, celebrating an old friend having his citizenship restored or safely returned from a long journey (1.36), or just a way to forget sorrows and anxieties and be sociable (2.11). In ancient Rome wine was never drunk neat, but always diluted with water:

Come, boy, look sharp. Let the healths rip!
To midnight! The new moon! The augurship
Of our Murena! Mix the bowls – diluted
With three or nine parts wine: tastes must be suited.
The poet, who loves the Muses’ number, nine,
Inspired, demands that measure of pure wine. (3.19)

Above all wine was shared. In ancient Rome wine was drunk in social situations, among friends and with slaves to open the bottles and mix them correctly. In Horace’s day, men who got together to hold a convivial evening elected one of their number ‘president’ by rolling dice to see who got the highest score, and the president then selected which wines were to be drunk, in which order, to command the slaves, and institute topics of conversation or games.

Who’ll win the right to be
Lord of the revelry
By dicing highest? (2.7)

In other words, ‘wine’ symbolises not just a drink but a much deeper concept of sociability and conviviality. And importantly, this sociability was the cure for anxiety, depression and grief. So ‘wine’ isn’t at all about seeking intoxication or oblivion; quite the opposite: ‘wine’ symbolises the moderation and sociable common sense which Horace is always promoting. Even when he appears to be promoting booze, it’s really this idea he’s promoting.

Let Damalis, the girl we crown
Champion drinker, be put down
By Bassus at the game of sinking
A whole cup without breath or blinking. (1.36)

And, as with almost all aspects of Roman life, there was a ‘religious’ aspect in the sense that the Romans thanked the gods for all their blessings (just as they attributed all disasters to the malign influence of Fortune). It was ‘fitting’ to thank the gods, and often this was done with ‘libations’ i.e. pouring part of each bottle of wine onto the ground as an offering to the gods, as thanks for blessings received, as hope for blessings continued.

Pay Jove his feast, then. In my laurel’s shade
Stretch out the bones that long campaigns have made
Weary. Your wine’s been waiting
For years: no hesitating! (2.7)

In the following extract the ‘fast-greying tops’ means the greying heads of hair of Horace and his friend, Quinctilius, who he’s trying to persuade to stop being so anxious about life.

Futurity is infinite:
Why tax the brain with plans for it?
Better by this tall plane or pine
To sprawl and while we may, drink wine
And grace with Syrian balsam drops
And roses these fast-greying tops.
Bacchus shoos off the wolves of worry. (2.11)

1.11 carpe diem, quam minimum credula postero

Horace’s attitude overlaps with the modern notion of mindfulness. According to this website, ‘Mindfulness is the basic human ability to be fully present, aware of where we are and what we’re doing, and not overly reactive or overwhelmed by what’s going on around us. As he tells Maecenas:

Be a plain citizen for once – you fret
Too much about the people’s sufferings.
Relax. Take what the hour gives, gladly. Let
Others attend the graver side of things. (3.8)

The shame of recent Roman history i.e. the civil wars

This attitude is not bourgeois complacency (‘Hey slave, bring us more booze!’). Well, OK, it is – but it is given more bite by the historical background. Rome had just emerged from about 13 years of civil war (Antony and Octavian against Caesar’s assassins) or a very uneasy peace leading to another civil war (Octavian against Antony). Unlike most bourgeois Horace had led a legion in a major battle (Philippi), seen men hacked to pieces around him, and seen his cause completely crushed. What good had the assassination of Julius Caesar and then Brutus and Cassius’s war against Octavian and Antony achieved? Nothing. Absolutely nothing except tens of thousands of Roman dead and devastation of entire provinces.

And he refers to it repeatedly, the utter pointlessness and futility of war.

Alas, the shameful past – our scars, our crimes, our
Fratricides! This hardened generation
Has winced at nothing, left
No horror unexplored… (1.35)

Our fields are rich with Roman
Dead and not one lacks graves to speak against our
Impious battles. Even
Parthia can hear the ruin of the West. (2.1)

So Horace’s is not the complacent attitude of a pampered aristocrat who has never known trouble, but of a self-made man who has seen a whole lot of trouble and therefore knows the true value of peace. Although he wears it lightly, it is a hard-won philosophy. And he refers to it, repeatedly.

Greek mythology

Horace is so identified in my mind with Rome, with Augustus, with the golden age of Roman literature, that it comes as a shock to see just how much of the subject matter is Greek. Take 1.15 which is a dramatic address to Paris as he abducts Helen by the sea goddess Nereus, foreseeing the long siege and destruction of Troy. 2.4 is about inappropriate love but stuffed with examples from Troy. But all of the poems contain references to Greek mythology and require a good working knowledge of its complex family trees: just who is son of Latona, who is Semele’s son? Who are:

Yet how could mighty Mimas or Typhoeus
Or Rhoetus or Porphyrion for all hid
Colossal rage or fierce
Enceladus who tore up trees for darts

Succeed? (3.4)

Or take the long poem 3.27 which contains a rather moving soliloquy by the maid Europa who, in a fit of madness, let herself be raped by a bull, a sophisticated poem full of unexpected compassion for the miserable young woman who is, of course, Jupiter in disguise. The poem contains a twist in the tail, for Venus has been standing by all through the girl’s frantic speech, enjoying the scene with that detached cruelty typical of the gods and only at the end reveals the bull in question was none other than Jupiter in disguise, hence explaining the girl’s powerlessness to resist.

False modesty

That said, there is another repeated trope which, as it were, modifies the Hellenic influence and this is Horace’s stock protestations that his muse and lyre and skill aren’t up to epic or serious verse, are instead designed for more homely, lowly subject matter. He turns this into a joke on a couple of occasions when he’s getting carried away invoking the Mighty Warriors of the Trojan War and suddenly realises what he’s doing, back pedals and dials it down.

Where are you rambling, Muse? This theme’s beyond your
Light-hearted lyre. End now. Absurd presumption
To tell tales of the gods
And mar high matters with your reedy voice! (3.3)

Maybe 1.6 is the best expression of this repeated trope of inadequacy. To understand it you need to know that Varius is a rival Roman poet, famous for his high-flown tragedies, and that the poem is directly addressed to Marcus Vipsanius Agrippa, the Roman general who Augustus relied on to win his battles.

That eagle of Homeric wing,
Varius, will in due course sing
Your courage and your conquests, every deed
Of daring that our forces,
Riding on ships or horses
Accomplish with Agrippa in the lead.

But I’m not strong enough to try
Such epic flights. For themes as high
As iron Achilles in his savage pique,
Crafty Ulysses homing
After long ocean-roaming,
Or Pelops’ house of blood, my wings feel weak.

And both my modesty and my Muse,
Who tunes her lyre to peace, refuse
To let her tarnish in the laureate’s part
Our glorious Augustus’
Or your own battle-lustres
With my imperfect and unpolished art…

Feasts, and the war where girls’ trimmed nails
Scratch fiercely at besieging males –
These are the subjects that appeal to me,
Flippant, as is my fashion,
Whether the flame of passion
Has scorched me or has left me fancy-free.

As usual, the translation is fluent and clever, but I stumbled over the grammar of ‘Augustus” and it took me a few goes to realise he’s saying ‘my muse refuses to tarnish either Augustus’s, or your, battle-lustres’. Maybe you got it first time, but at quite a few places, Michie’s ingenuity in rhyming results in phrases which made me stumble. Anyway, here is Horace again, protesting the modesty of his poetic aims and means:

The history of the long Numantian war;
Iron Hannibal; the sea incarnadined
Off Sicily with Carthaginian gore;
Wild Lapiths fighting blind-

Drunk Centaurs; or the Giants who made the bright
Halls of old Saturn reel till Hercules
Tame them – you’d find my gentle lyre too slight
An instrument for these

Magnificent themes, Maecenas… (2.12)

Friends

The majority of the poems address a named individual, buttonholing and badgering them, and the number of these addressed poems, added to the variety of subject matter, creates a sense of great sociability, of a buzzing circle of friends. Horace comes over as a very sociable man with a word of advice for all his many friends, something which really struck me in the run of poems at the start of book 2:

Sallustius Crispus, you’re no friend of metal
Unless it’s made to gleam with healthy motion… (2.2)

Maintain and unmoved poise in adversity;
Likewise in luck, one free of extravagant
Joy. Bear in mind my admonition,
Dellius… (2.3)

Dear Phocian Xanthias, don’t feel ashamed
Of loving a servant… (2.4)

Septimius, my beloved friend,
Who’d go with me to the world’s end… (2.6)

Pompeius, chief of all my friends, with whom
I often ventured to the edge of doom
When Brutus led our line… (2.7)

Barine, if for perjured truth
Some punishment had ever hurt you –
One blemished nail or blackened tooth –
I might believe this show of virtue… (2.7)

The clouds disgorge a flood
Of rain; fields are churned mud;
The Caspian seas
Are persecuted by the pouncing blasts;
But, Valgius, my friend, no weather lasts
For ever… (2.9)

Licinius, to live wisely shun
The deep sea; on the other hand,
Straining to dodge the storm don’t run
Too close in to the jagged land… (2.10)

‘Is warlike Spain hatching a plot?’
You ask me anxiously. ‘And what
Of Scythia?’ My dear Quinctius
There’s a whole ocean guarding us.
Stop fretting… (2.11)

Male friends he addresses poems to include: Maecenas his patron and ‘inseperable friend’ (2.17), Virgil, Sestius, Plancus, Thaliarchus, Leuconoe, Tyndaris, Aristius Fuscus, Megilla of Opus, Iccius, Tibullus, Plotius Numida, Asinius Pollio, Sallustius Crispus, Quintus Dellius, Xanthias Phoceus, Septimius, Pompeius Varus, C. Valgius Rufus, Lucius Licinius Murena, Quinctius Hirpinus, Postumus, Aelius Lama, Telephus, Phidyle, Ligurinus, Julus, Torquatus, Caius Marcius Censorinus and Lollius.

The women he addresses include: Pyrrha, Lydia (who appears in 4 poems 1.8, 1.13, 1.25, 3.9), the unnamed lady of 1.16, Glycera (twice 1.19, 1.30, 1.33), Chloe, Barine, Asterie, Lyce, Chloris, Galatea and Phyllis.

All go to create the sense of a thriving active social life, an extended circle of friends and acquaintances which is very…urbane. Civilised, indulgent, luxurious:

Boy, fetch me wreaths, bring perfume, pour
Wine from a jar that can recall
Memories of the Marsian war… (3.14)

The predominant tone is of friendship and fondness and frank advice:

Then go, my Galatea, and, wherever
You choose, live happily… (3.27)

But the reader is left to wonder whether any of these people (apart from Maecenas and Virgil, and maybe one or two others) ever actually existed, or whether they are characters in the play of his imaginarium.

The simple life

Again and again Horace contrasts the anxious life of high officials in Rome with the simplicity of life on his farm out in the country, and the even simpler pleasures of life the peasants who live on it. The theme is elaborated at greatest length in one of the longest poems, 3.29, where Horace invites careworn Maecenas to come and stay on his farm, yet another excuse to repeat his injunction to Live in the Present, for nobody knows what the future holds.

Call him happy
And master of his own soul who every evening
Can say, ‘Today I have lived…’

Homosexuality

As long as a Roman citizen of the upper class married, sired male children and performed his religious and family duties, the details of his sexuality weren’t important, or might have prompted waspish gossip, but weren’t illegal. Homosexuality isn’t as prominent in Horace’s poetry as it is in Virgil’s, but it’s here as part of his urbane mockery of his own love life and one poem in particular, 4.1, is a passionate and surprisingly moving poem of unrequited love for a youth named Ligurinus.

Why then,
My Ligurinus, why
Should the reluctant-flowing tears surprise these dry
Cheeks, and my fluent tongue
Stumble in unbecoming silences among
Syllable? In dreams at night
I hold you in my arms, or toil behind your flight
Across the Martian Field,
Or chase through yielding waves the boy who will not yield.

This Ligurinus is (apparently) a pre-pubescent boy because another entire poem, 4.10, is devoted to him, pointing out that one day soon he’ll sprout a beard, his peaches and cream complexion will roughen, and he’ll no longer be the hairless beauty he is now.

It is very striking indeed that earlier in book 4 Horace writes a series of poems lamenting the decline and fall in Roman social standards, singling out greed and luxury, and also adultery which, of course, makes it difficult to determine the real father of a child – and yet this flagrantly homosexual and, possibly, if the boy is under 16 which seems pretty certain, pederastic poem, passes without comment and presents no obstacle to the poet’s earlier harsh moralising.

Sucking up to Augustus

As is fitting, the first poem in book 1 addresses his patron (and friend) Augustus’s minister for the arts, Maecenas. And the second poem addresses the boss man himself, Augustus, unquestioned supreme ruler of Rome and its empire, who is subsequently addressed at regular intervals throughout the series of poems. Here is Horace, addressing Jupiter king of the gods but describing Augustus (referred to here by the name of his adoptive great-uncle, Caesar, by which he was widely known, before the title ‘Augustus’ was bestowed in 27 BC):

Thou son of Saturn, father and protector
Of humankind, to thee Fate has entrusted
Care of great Caesar; govern, then, while Caesar
Holds the lieutenancy.

He, whether leading in entitled triumph
The Parthians now darkening Rome’s horizon,
The Indian or the Chinese peoples huddled
Close to the rising sun,

Shall, as thy right hand, deal the broad earth justice. (1.12)

Here Horace is asking the fickle goddess Fortune to protect Augustus and the Roman armies engaged in battle:

Guard Caesar bound for Britain at the world’s end,
Guard our young swarm of warriors on the wing now
To spread the fear of Rome
Into Arabia and the Red Sea coasts. (1.35)

1.37 includes a brief description of Octavian’s historic victory over the fleets of Antony and Cleopatra at the naval Battle of Actium in 31 BC.

Thunder in heaven confirms our faith – Jove rules there;
But here on earth Augustus shall be hailed as
God also, when he makes
New subjects of the Briton and the dour

Parthian. (3.5)

Incidentally, I don’t know why there are so many references to conquering Britain. In his long reign Augustus never sent armies to invade Britain, that was left to his great-nephew, the emperor Claudius, in 43 AD.

Book 4 contains noticeably more praise of Augustus (‘O shield of Italy and her imperial metropolis’) than the previous books: was it clearer than ever that the new regime was here to stay? Had Horace got closer to Augustus? Was it a shrewd political move to butter up the big man?

We know that Horace had been personally commissioned to write the two odes in praise of Drusus (4.4) and Tiberius (4.14) which overflow with slavish praise of their stepfather, Augustus, and the book includes a poem calling on Apollo to help him write the Centennial Hymn which Augustus commissioned (4.6). So this book contains more lickspittle emperor-worship than the previous 3 books combined.

How shall a zealous parliament or people
With due emolument and ample honours
Immortalise thy name
By inscription and commemorative page,

Augustus, O pre-eminent of princes
Wherever sunlight makes inhabitable
The earth? (4.14)

And the final ode in the entire series, 4.15, is another extended hymn of praise to Augustus’s peerless achievements.

Book 4

In his edition of Horace’s satires, Professor Nial Rudd points out that book 4, published about 12 years after books 1 to 3, has a definite autumnal feeling. Virgil is dead (19 BC) and Horace’s patron, Maecenas, no longer plays the central role he had done a decade earlier. The odes to Tiberius and Drusus highlight that a new young generation is coming up, and Horace refers to his own grey hair and age. Had Maecenas previously formed a buffer between him and the emperor, and, with his declining influence, has the emperor become more demanding of direct praise?

Famous phrases

It’s difficult for a non-Latinist to really be sure of but all the scholars and translators assure us that Horace had a way with a phrase and that this meant he coined numerous quotations used by later generations.

Probably the three most famous are ‘carpe diem’ and ‘nunc est bibendum’ and ‘dulce et decorum est’, from 1.11, 1.37 and 3.2, respectively. Here’s the source Latin and Michie’s translations of each instance:

Carmen 1.11 (complete)

Tu ne quaesieris (scire nefas) quem mihi, quem tibi
finem di dederint, Leuconoe, nec Babylonios
temptaris numeros. Ut melius quicquid erit pati!
Seu pluris hiemes seu tribuit Iuppiter ultimam,
quae nunc oppositis debilitat pumicibus mare 5
Tyrrhenum, sapias, vina liques et spatio brevi
spem longam reseces. Dum loquimur, fugerit invida
aetas: carpe diem, quam minimum credula postero.

Don’t ask (we may not know), Leuconie,
What the gods plan for you and me.
Leave the Chaldees to parse
The sentence of the stars.

Better to bear the outcome, good or bad,
Whether Jove purposes to add
Fresh winters to the past
Or to make this the last

Which now tires out the Tuscan sea and mocks
Its strength with barricades of rocks.
Be wise, strain clear the wine
And prune the rambling vine

Of expectation. Life’s short. Even while
We talk, Time, hateful, runs a mile.
Don’t trust tomorrow’s bough
For fruit. Pluck this, here, now.

Carmen 1.37 (opening stanza)

Nunc est bibendum, nunc pede libero
pulsanda tellus, nunc Saliaribus
ornare pulvinar deorum
tempus erat dapibus, sodales…

Today is the day to drink and dance on. Dance, then,
Merrily, friends, till the earth shakes. Now let us
Rival the priests of Mars
With feasts to deck the couches of the gods…

3.2 comes from the series of 6 poems which open book 3, which are longer than usual and adopt quite a strict scolding tone, instructing Romans of his day to abandon luxury and return to the noble warrior values of their ancestors. It needs to be read in that context:

Carmen 3.2 (Opening only)

Angustam amice pauperiem pati
robustus acri militia puer
condiscat et Parthos ferocis
vexet eques metuendus hasta

vitamque sub divo et trepidis agat
in rebus. Illum ex moenibus hosticis
matrona bellantis tyranni
prospiciens et adulta virgo

suspiret, eheu, ne rudis agminum
sponsus lacessat regius asperum
tactu leonem, quem cruenta
per medias rapit ira caedes.

Dulce et decorum est pro patria mori:
mors et fugacem persequitur virum
nec parcit inbellis iuventae
poplitibus timidove tergo…

Disciplined in the school of hard campaigning,
Let the young Roman study how to bear
Rigorous difficulties without complaining,
And camp with danger in the open air,

And with his horse and lance become the scourge of
Wild Parthians. From the ramparts of the town
Of the warring king, the princess on the verge of
Womanhood with her mother shall look down

And sigh, ‘Ah, royal lover, still a stranger
To battle, do not recklessly excite
That lion, savage to touch, whom murderous anger
Drives headlong through the thickest of the fight.’

The glorious and the decent way of dying
Is for one’s country. Run, and death will seize
You no less surely. The young coward, flying,
Gets his quietus in his back and knees…

Two points. One, quite obviously ancient Rome was an extremely militarised society with all its politicians expected to have served in the army or, as consuls, be sent off in command of armies in umpteen foreign campaigns. Two, with this in mind it’s worth pointing out that the poem goes on to contrast the glory won by death in battle with the vulgar world of democratic politics and elections.

Unconscious of mere loss of votes and shining
With honours that the mob’s breath cannot dim,
True worth is not found raising or resigning
The fasces at the wind of popular whim…

The fasces being the bundle of wooden rods, sometimes bound around an axe with its blade emerging, which was carried by the lictors who accompanied a consul everywhere during his term of office and which symbolised a magistrate’s power and jurisdiction.

Summary

Michie is very proficient indeed at rhyming. More than that, he enjoys showing off his skill:

Boys, give Tempe praise meanwhile and
Delos, the god’s birthday island. (1.21)

A cheap hag haunting alley places
On moonless nights when the wind from Thrace is
Rising and raging… (1.25)

When the brigade of Giants
In impious defiance… (2.19)

But I think the cumulative effect of so much dazzling ingenuity is that sometimes  the poems reek more of cleverness for its own sake than the kind of dignified tone which the Latinists describe as having. At times the cleverness of his rhyming overshadows the sense.

Boy, I detest the Persian style
Of elaboration. Garlands bore me
Laced up with lime-bark. Don’t run a mile
To find the last rose of summer for me. (1.38)

Throughout the book, in pretty much every poem, although I could read the words, I struggled to understand what the poem was about. I had to read most of them 2 or 3 times to understand what was going on. Half way through, I stumbled upon the one-sentence summaries of each ode given on the Wikipedia page about the Odes. This was a lifesaver, a game changer. From that point on, I read the one-sentence summary of each poem to find out who it was addressed to and what it was about – and so was freed to enjoy how it was constructed, and the slickness of Michie’s translations.

Bless this life

Above all, be happy. Life is short. Count each day as a blessing.

Try not to guess what lies in the future, but,
As Fortune deals days, enter them into your
Life’s book as windfalls, credit items,
Gratefully… (1.9)

You can see why all the translators, scholars and commentators on Horace describe him as a friendly, reassuring presence. A poet to take down off your shelves and read whenever you need to feel sensible and grounded.


Related links

Roman reviews

The satires of Horace, translated by Niall Rudd (1973)

Take a thousand men, you’ll find
a thousand hobbies. Mine is enclosing words in metre.
(Satire 1, book 2)

Penguin classics translations are often old. This translation of Horace’s satires was first published in 1973, a date which evokes fond memories of David Essex and Glam Rock for me but it is, of course, 50 years ago, now, and the translator of this edition, Professor Niall Rudd, born in 1927, is as dead as his hero Horace.

Quintus Horatius Flaccus, usually referred to in English simply as Horace, was born in 65 BC and died in 8 BC. His life therefore spanned the transition of Rome from free republic to proto-empire under the first emperor, Augustus.

Horace was the son of a slave, who was granted his freedom and made a successful career as an auctioneer’s agent (Introduction page xvii), earning enough to send the boy Horace to a good school then on to Rome to study. Horace served as an officer in the republican army of Brutus and Cassius which was defeated at the Battle of Philippi in 42 by the allied forces of Octavian and Antony, but (obviously) survived and returned to Italy. (In Satire 1.6 Horace specifies that he was a tribune in charge of a legion in the army of Brutus, and the experience of seeing the republican ranks breaking and fleeing is described in two of his odes, 2.7 and 3.4.)

Back in Italy, Horace discovered his father was dead and his properties had been confiscated as part of the huge land appropriations carried out by Octavian after Philippi. Horace managed to get a job in the treasury and wrote poetry in his spare time (p.xvii). His verse came to the attention of Virgil, favourite poet of the new regime, who brought it to the attention of Augustus’s schoolboy friend and cultural commissar, Maecenas (an event described in satire 1.6). This was in 37 BC. Two years later Horace published his first book, of ten satires.

Maecenas realised Horace’s gift and became his patron, eventually buying him a large country estate , thus removing Horace’s money worries. Henceforth the poet mixed with the top rank of Roman society and its leading writers.

Horace is most famous for his odes, which have charmed and consoled readers for 2,000 years. They are wise and gracious. Some of them are extremely flattering to his lord and master Augustus, so a regular debating point about Horace’s poetry has been assessing how much he managed to keep his independence and how much he truckled to the wishes of the regime. The English poet John Dryden knew a thing or two about writing political poetry, so his opinion bears weight when he calls Horace ‘a well-mannered court slave.’

Apparently, scholars broadly agree the following dates for Horace’s poetry:

  • Satires 1 (c. 35 to 34 BC)
  • Satires 2 (c. 30 BC)
  • Epodes (30 BC)
  • Odes 1 to 3 (c. 23 BC)
  • Epistles 1 (c. 21 BC)
  • Carmen Saeculare (17 BC)
  • Epistles 2 (c. 11 BC)
  • Odes 4 (c. 11 BC)
  • Ars Poetica (c. 10 to 8 BC)

Less well known than the odes are Horace’s satires, written in elegantly crafted hexameters i.e. verse with six ‘feet’ or beats per line. There are two books of satires, book 1 containing 10 poems and book 2 containing 8 poems i.e. 18 satires in all.

This Penguin edition also contains Horace’s epistles, book 1 containing 20 epistles, book 2 containing two standard epistles and then the longer, third, epistle which is a treatise on the art of poetry, the Ars poetica in the Latin.

This Penguin edition contains three brief forewords which show how Professor Rudd successively revised his translations in 1979, 1996 and 2005, the latter edition in particular being comprehensively revised ‘to produce a smoother and lighter versification’.

Aspects of Horace’s satire

Satire as argument

Horace’s satires remind me a lot of Cicero’s law speeches in that they are arguments; more precisely a series of arguments strung together around a central topic. They are designed to persuade you or, maybe like Cicero’s speeches, to amuse and entertain the auditor while they go through the motions of persuading. They are a performance of persuading.

Dramatised

The second way they’re like Cicero is the way they routinely dramatise the text by inventing opponents, antagonists who make a point against Horace, his beliefs or his practice of poetry – so that Horace can then neatly refute them. For example the imaginary accuser in this excerpt:

‘You like giving pain,’
says a voice, ‘and you do it out of sheer malice.’ Where did you get
that slander to throw at me?

The invented antagonist is just one component of the surprisingly chatty, conversational, buttonholing tone of Horace’s satires.

Names

Another feature is the way Horace fleshes out general observations by embodying vices in certain named individuals. The notes to the book point out that we don’t know who most of these people are. My hunch would be that Horace invented them, gave them plausible names, added them to the rogues gallery or cast of characters which populate the satires. He gives this trick a down-home explanation by attributing it to his dad:

Yet if I’m a little outspoken or perhaps
too fond of a joke, I hope you’ll grant me that privilege.
My good father gave me the habit; to warn me off
he used to point out various vices by citing examples. (1.4)

The lyric poet tends to write about him or herself and their fine feelings. By contrast, Horace’s satires overflow with people, talking, jostling, lecturing him, criticising, talking back. Thus characters named Ummidius, Naevius, Nommentanus, Tigellius the singer, Fufidius, Maltinus, Rufillus, Cupiennius, Galba, Sallust, Marsaeus, Origo, Villius, Fausta, Longarenus, Cerinthus, Hypsaea, Catia, Philodemus, Lady Ilia, Countess Egeria, Fabius appear in just the first two satires.

As a whole, as a genre, the satires overflow with recognisable social types and characters, all jostling and arguing with him, like an urban crowd or maybe like a very packed house party at a rich man’s villa.

Anyway, the net effect is to make you, dear reader, feel as if you are in the swim, you are in the know, you are part of this smart set, fully informed of all the goings-on in Rome’s smartest circles. Sometimes Horace’s satires are like high society gossip columns.

The origin of satire

There has a been a lot of scholarly debate about the origin of the word and genre of ‘satire’. The Middle Ages thought it had something to do with satyrs, the half men, half goats of mythology. Nowadays, scholars think it derives from the Latin word satura. It is now seen as a development of the rough, rude, vulgar plays and written entertainments the Romans composed in the 3rd and 2nd centuries BC, before they were really exposed to the long-established forms of Greek literature.

But in his introduction, the translator, Professor Niall Rudd, makes an important distinction between satire and satura. The Greeks, obviously, had countless expressions of the satirical spirit; what they didn’t have was a genre named satura. The saturae that Horace wrote overlapped with the idea of satire, but not completely and not all the time. Saturae seem from the beginning to have been associated with the idea of medley and mixture. Rudd traces its origins from Naevius via Ennius, the first major Roman poet, to Lucilius, ‘the first European satirist’ (p.xi).

Horace himself refers to the key role played by the Roman poet Lucilius in inventing this genre. We know Lucilius died in 103 BC, because a state funeral was held for him, but nobody knows when he was born.

It is now routinely thought that Lucilius took ‘the rude inartistic medley, known to the Romans by the name of satura‘ and used it as a vehicle for the kind of aggressive and censorious criticism of persons, morals, manners, politics, literature, etc. which the word satire has denoted ever since.

The reason we’re not sure about any of this is because no single poem of Lucilius’s has survived. We know that he wrote some thirty books (!) of satires, but we only have fragments, admittedly a lot of fragments, some 1,300 (!), but which are mostly single lines taken out of context and quoted in the works of later grammarians.

Lucilius seems to have begun his career by ridiculing and parodying the conventional language of epic and tragic poetry, setting against it the ordinary language of educated men of his time. You can see how there would be something intrinsically humorous in juxtaposing the highflown language of epic and tragedy with the actual humdrum, rather shabby lives most of us lead.

And how it would be only a small step from that to devoting entire poems to the real social practices of his time, with sarcastic commentary on the intrigues of politics, the ubiquitous greed not only of the rich but of grasping merchants, the gossip and scandal about well-known figures, the perennial disapproval of other people’s sex lives, the equally perennial disapproval of other people’s gluttony and drunkenness, the ghastly vulgarity of the addle-headed mob who will follow any populist who throws them simple slogans, promises a better life, and so on.

But Rudd emphasises that Lucilius’s range was huge: the fragments include dramatic scenes, fables, sermons, dialogues, letters, epigrams, anecdotes and learned exposition. Medleys, indeed.

One other point: As part of mocking highfalutin’ language, Lucilius used the more ordinary speech of educated members of his society and, especially when talking about himself, used a relaxed, open and candid tone of voice, an informal, candid tone which Horace copies.

But Rudd’s discussion also raises a point which Horace himself repeatedly mentions, which is whether satire is even poetry at all, but more like a form of rhythmical prose. If the tone and subject matter become so casual and realistic, is it much more than rhythmic prose? Well, we can judge because in some translations Horace’s verse is changed into English prose and even a cursory glance at these shows you  that something is lost. This is a) the rhythmical pleasure which always comes from of reading lines of verse and b) admiration of his skill at coining a phrase, or turning a phrase, within the strict limitations of the metre. The display and performative aspects of verse are lost. Verse is better; it gives a more multi-levelled pleasure. When deciding what translations of these Roman poets to buy I always prefer the verse translation.

And so the genre of satire was born, the only literary genre the Romans could claim to have invented without Greek precedent.

Satire’s limitations

However, the most obvious thing about satire is it doesn’t work. American satirists ripped the piss out of Donald Trump during his bid to win the Republican nomination, then during his presidential campaign of 2015, and then, of course, during his entire 4 years in power. But in the November 2020 presidential election, the total number of votes cast for Donald Trump went up, from 62,984,828 to 74,216,154! So much for the tens of thousands of satirists, comedians, commentators, academics, film-makers, playwrights, novelists and so on who relentlessly mocked him for 4 years. Net result: his popularity increased!

Same with Boris Johnson in the UK. What brought him down was emphatically not the efforts of the thousands of liberal comedians and satirists relentlessly mocking his every move and word etc etc but the desertion of key allies in his own cabinet when they thought his erratic judgement threatened their own careers.

So if satire doesn’t change anything, what is it for? Well, obviously to entertain and amuse. But there’s another motive. If you reflect on what the effect of reading Private Eye or other satirical magazines, or being in the audience of some standup comedian is on the reader or audience, maybe the most obvious one is making them feel virtuous, making them feel an insider, in with the good guys, on the side of the angels.

I lost interest in, and then actively avoided, comedy programmes during the Trump presidency, because they became so lazy. All a joker had to do was make reference to Trump’s hair or hands or two or three of his most notorious quotes and the audience exploded with laughter. This is the risk with satire, that you end up preaching to the converted. You are telling them jokes they already know, mocking figures that everybody already mocks – laughable politicians, corrupt businessmen, the royal family, rich bankers etc. It has little or no effect on the target but makes its audience feel knowing and justified. Everyone else is laughing. It’s not just me.

But maybe by ‘everybody’ I mean mainly the well educated. The audience that finds the slightest reference to Trump howlingly funny is probably young, white, university educated. If we apply this model to Horace, we see that he explicitly appeals to a similar readership – not to the uneducated mob, not to the corrupt politicians or greedy merchants he mocks: but to a hypothetical readership of People Like Us; educated, moderate, sensible, guilty of a few forgivable foibles maybe, but innocent of all grosser corruptions and turpitudes. Decent people, yes, we agree with Horace.

So a working model of satire is that its main purpose is both to entertain, sure, but also to reinforce the group identity and groupthink of its educated, middle (in Rome, upper) class audience.

The other limitation of satire is the extreme narrowness of its range. The best novels take into the minds and experiences of people drastically different from their readers. Lyric poetry can interweave acuteness of perception with psychological insight. Epic poetry transports our minds to the superhuman realm of gods and heroes. Whereas, on the whole, satire hits its subjects with a mallet, and it is a narrow range of subjects.

In satire 1.4 (i.e. book 1, satire 4) Horace makes a provisional list of the kinds of people he mocks: the greedy, the ambitious, those sexually obsessed with married women or with boys; over-rich collectors of objets d’art in silver or bronze; merchants anxious about their shipments and the next deal i.e. businessmen.

It’s a familiar list, indicative of the way human nature hasn’t changed much in 2,000 years, at least in complex societies. These societies seem to throw up the same types of character again and again, along with an audience of the non-rich, the non-perverted, the not-involved-in-politics, who enjoy being entertained by someone taking the mickey out of those members of society who are (rich, perverted,  incompetent politicians or corrupt businessmen).

So if satire’s targets are predictable, if the list of behaviours which are going to be mocked are known in advance, why is it not boring? Well, the answer is in the stylishness, zip and intelligence of the satirist, the vim and twist of their delivery. Plus – their sheer aggression. The best satire is malicious, so that beneath the jokes you sense real anger, and this anger, the way it is managed and shaped and directed can be immensely entertaining.

So it’s a balancing act, satire: you’ve got to hit targets familiar enough for the audience to laugh in recognition but not so obvious as to become boring; you’ve got to display inventiveness and wit in hitting those targets; you mustn’t attack your audience, for the most part you have to reassure them that they’re on the side of the angels (although occasional good-natured jabs at the audience’s complacency keep things lively – but not too much).

And any genuine anger you feel must be reined in and channeled into the show, not openly displayed – sublimated into comic invention, because raw anger changes the tone from comedy to rant. Watching performers like Lenny Bruce or Bill Hicks walk that line between inventive invective and rant can be thrilling, invogorating, shocking, hilarious.

Horace’s satires display the kind of skill, variety and inventiveness which I’m suggesting good satire requires. They mock the usual suspects but often come at them from unexpected angles. And they do sometimes range a bit beyond the usual targets of satire into unexpected subject matter.

And this is because they are describing a society which, although in some respects similar to ours (the greedy rich, corrupt politicians, who’s shagging who etc) in many other details is significantly different, and therein lies another pleasure in reading Horace – for the details of ancient social history which pack the poems. Maybe this is all best demonstrated by a brief summary of each of the satires.

Summary of Horace’s satires

Book 1

Satire 1 (121 lines)

Why do people work so hard and yet almost everybody is fed up with their job and would swap it in a moment for someone else’s? Is it to do with greed? The poem turns into a dialogue with a miser.

Satire 2 (134 lines)

About sexual morality, it seems to say that whereas some rich men prefer sex to have obstacles, such as seducing other men’s wives, the author likes to keep sex simple and simply available.

Satire 3 (142 lines)

Numerous details of people being quick to criticise others (even their own friends behind their backs) yet hypocritically asking indulgence for their own flaws. It turns into a general point, which is that the punishment ought to fit the crime, arguing against Stoic doctrine that all crimes should be treated with equal severity. Because:

no-one is free from faults, the best is the man who is hampered by the smallest

Therefore:

Let’s have a fair penalty-scale for offences.

Satire 4 (143 lines)

Horace defends his writing of satires by claiming he writes very little, does not claim everyone’s attention, does not give public recitations, his writings are for his own improvement and amusement. He makes the significant point that satire is barely poetry at all, but more like rhythmic prose. He has an invented interlocutor accuse him of malice but refutes the accusation, contrasting himself with the kind of creep who gets drunk at a dinner party and abuses all his friends; now that’s malice. Then making the point that his father tried to teach him about life by pointing out men brought low by various flaws or low behaviour. His poetry is his notes to himself continuing that tradition.

Satire 5 (104 lines)

An amiable description of a journey Horace took from Rome to Brundisium, decorated with incidents and people encountered along the way, not least his good friend Virgil and his mates Plotius and Varius.

Satire 6 (131 lines)

On ambition and snobbery. Horace starts by thanking his patron, Maecenas who, although he came of pretty exalted parents, is free of snobbery. He laments his own position (‘only a freedman’s son, run down by all as only a freedman’s son’, l.46). This morphs into an extended tribute to his father who scrimped and saved to send him to the best school. Horace earns very big brownie points in a patriarchal society like Rome’s for his exemplary filial devotion. And then onto very attractive praise of the free and simple life he leads, being free of political office or ambition.

Satire 7 (35 lines)

A short piece telling the story of the half-breed Persius and the venomous outlaw Rupilius King. I didn’t understand the narrative but I could see that at various points he mocks their confrontation by comparing it to episodes in the Iliad, i.e. mock heroic, presumably to some extent echoing Lucilius’s mocking of high epic style.

Satire 8 (50 lines)

Spoken in the person of an old wooden statue of Priapus set up in the former common graveyard of the Esquiline Hill. Now, in line with Augustus’s policy of beautifying cities, Maecenas has converted the cemetery into pleasure gardens, hence, presumably, the commission to write a speech for the old statue. Half way through it unexpectedly changes into a vivid depiction of the sorcery and witchcraft the statue has been forced to observe late at night as hags tear a black lamb apart with their teeth and trying to summon the spirits of the dead from the resulting trench of blood.

The poem ends with the Priapus triumphantly telling us how, in the middle of their spells, he let rip an enormous fart and sent the witches scurrying off in fear. As usual Horace gives the witches names but, as usual, scholars have been unable to identify them with historical individuals.

The Latin for witch was saga.

Satire 9 (78 lines)

Comic anecdote about how he was strolling out one day when he was accosted by an aspiring writer who begs an introduction to Maecenas and won’t leave him alone. He drolly comments that a soothsayer (‘a Sabine crone’) predicted he wouldn’t die or any ordinary ailment, but was fated to be bored to death!

The pest pesters him for insights about Maecenas who Horace proceeds to describe as a fine example of a wise and moderate man who has made the best of his fate (what else was he going to say?) A friend of Horace’s joins them but, realising what’s up, playfully refuses to intervene or help him by agreeing to a private conversation.

In the end it appears the pest is due in court and his opponent now spots him and roars, ‘why isn’t he in court?’ It ends with a few obscure lines in which the opponent asks whether Horace will act as a witness (to what? why?) and Horace allows the opponent to touch his ear (why?), hustles the pest off to court, while people come running and shouting from every side. (Why?)

Satire 10 (92 lines)

Horace’s fullest statement of his own theory of satire. The poem opens with him answering critics who have obviously objected to his comments in 1.4 about Licinius’s lines being ‘rough’. What you need for satire is:

  • terseness, the opposite of verbosity
  • a flexible style, sometimes severely moralising, sometimes light-hearted
  • humour is often better at dealing with knotty issues than sharpness (as we saw in many of Cicero’s legal speeches)

He creates the kind of puppet interlocutors I mentioned above in order to refute or address their points. A critic praises him for blending Latin with Greek but Horace says that’s very outdated now. Catullus used Greek phraseology to introduce sensuality into his poetry. Horace eschews Greek, preferring only Latin. He says Greek is banned in law court, implying a comparison, implying satire is at least as serious as legal pleading.

Horace attributes the founding of satire to Lucinius (line 48) and replies to his critics that if Licinius were alive in Horace’s day, he’d have to make a significant effort to slim down his verse and polish it. Then more rules:

  • if you hope for a second reading of your work, delete and edit
  • don’t seek mass adulation, be content with a few, informed, readers

How many readers should the poet aim for? Strikingly, Horace names 14 individuals ‘and several others’, suggesting that he is writing for an audience of about 20 people.

The poem, and so the first book of satires, ends with an instruction to a slave to take this poem away and add it to ‘my little volume’.

Book 2

Satire 1 (86 lines)

Dialogue with Trebatius, an imaginary legal expert, giving Horace the opportunity to defend his practice of satire. In the poem Trebatius gives Horace a series of sensible suggestions which the poet comically complains he can’t implement.

It starts with Horace saying he is attacked from al sides for either stretching the genre beyond its limit or, alternatively, writing too much. Trebatius advises he take a rest. Not a bad idea, but he can’t get to sleep at nights and finds writing soothing. Trebatius advises he try swimming the Tiber three times or souse himself in wine; if he still needs to write, how about a history of the triumphs of Caesar? Even if he does a bad job it won’t rouse the anger of his victims as satire does.

Again he namechecks Lucilius as his forebear and a better man than either of them. He asks Jupiter for a quiet life but if anyone crosses him, he’ll make them the laughing stock of Rome.

Lucilius stripped away the facade of the great and the good parading through Rome and yet he still enjoyed the friendship of that hero Scipio Africanus and his wise friend, Laelius (the culture heroes who Cicero chose to set some of his philosophical dialogues among).

It ends abruptly as Trebatius warns Horace that if he composes foul verses to the detriment of someone’s reputation he can expect to end up in court; to which Horace replies that he composes fine verses which a) please Augustus b) only target public menaces.

Satire 2 (136 lines)

A sermon on the virtues of the simple life put into the mouth of Ofellus, a peasant Horace knew in his youth. The basic idea is that a good appetite comes from the body, comes from exercise and bodily need, making redundant the increasingly exquisite choices of Rome’s notorious gourmands and gluttons. Horace reserves an insult for ‘the youth of Rome’, ‘always amenable to any perverse suggestion’.

A simple diet needn’t be a stingy one, which allows him to lampoon misers who serve musty old food. The benefits of a simple diet include health, avoiding sickly excess, compared to gluttons who come away green from rich meals. When he’s ill or as he gets old, the simple man can treat himself, but the glutton has used up all his treats.

A rich man should spend his money to help out the deserving poor or pay to rebuild old temples?

Who will fare better in a crisis, the spoiled man used to luxury, or the simple man with few needs who has prepared his mind and body for adversity?

Interestingly for social historians, Horace has his boyhood farmer friend, Ofellus, recount in some detail how his farm was confiscated as part of Octavius’s policy of reassigning property to demobbed soldiers after his victory at Philippis (42 BC). Compare this with the bitter descriptions of land confiscation in Virgil’s Eclogues.

Satire 3 (326 lines)

By far the longest satire. Horace is spending the holiday of Saturnalia on his Sabine farm when a guest arrives, Damasippus. The poem opens with Damasippus accusing Horace of fleeing the city but failing to write a line i.e. having writer’s block. Damasippus goes on to describe how his business as an art dealer went bankrupt and he was standing on a bridge over the Tiber thinking about throwing himself in, when he was buttonholed and saved by a Stoic thinker, Stertinius.

With the zeal of a convert to the faith Damasippus proceeds to deliver a sermon on the text ‘everyone is mad except the sage’, asserting that loads of human vices, including greed, ambition, self indulgence and superstition, are all forms of madness.

Being so long exposes the fact, less obvious in shorter poems, that it’s often hard to make out what’s meant to be going on, and difficult to follow the presumed flow of thought or narrative. Stories come in unexpectedly, with characters we don’t fully know, obscure references being made we know not why. Presumably his audience found that the logic of the arguments flowed smoothly and sweetly, but I found this one impossible to follow.

It’s the biggest problem with ancient literature, that the reader has a good rough feel for what the author is on about but is often perplexed by an apparent lack of logical flow and ends up reading a series of sentences, sometimes themselves very obscure, which don’t really seem to explain or convey anything. There are passages where you just zone out because you’ve lost the thread of the grammar or argument.

Satire 4 (95 lines)

Horace is given a lecture on gastronomy by Catius who has just attended a lecture on the subject. There’s no satire or attitude, the entire thing is a very detailed list of which type of food, how to store and cook and serve it; it’s like a guidebook and, as such, sort of interesting social history. Most of the actual cooking, like the instructions for preparing the best oil for cooking, sound complex and pointless. It includes the kind of rubbish pseudoscience the ancients delighted in (Aristotle believed that round eggs were male and long eggs were female etc).

Satire 5 (110 lines)

A satire on how to get money, in an interestingly imaginative setting. This is a dramatic dialogue set in hell between Ulysses who has gone down to hell, as described in Homer’s Odyssey, book 11, and the wise blind seer Tiresias who he meets there.

Ulysses is afraid of returning home penniless, so Tiresias gives him advice on how to pick up money. The satire lies in the cynical worldliness of the advice. Thus: if you’re given a thrush or a similar present, present it to the household of the nearest rich, old man. Apples and other fruit from your farm, give to a rich man first. He may be a crook or a murder, doesn’t matter; butter him up.

Fish around for old men’s wills. If a law case comes up volunteer to help any party who is old and childless, regardless of the rights or wrongs. Tell the old geezer to go home while you manage his affairs for him. If you do well other fish will swim into your net.

Or find a man with a delicate, sickly son and worm your way into his affections, with the hope that the sickly son dies and you inherit. If the old guy offers you a look at the will, blithely wave it away as if of no interest. If he writes terrible poetry, praise it. If he is an old lecher, don’t hesitate to hand over your wife. And so on, all painting a picture of the untrammelled greed and corruption of contemporary Rome.

But what if Penelope is pure and moral? Offer her a share of the takings, she’ll agree to prostitute herself quickly enough. Even after the old boy’s died and you’ve inherited some of the fortune, make a show of building a decent tomb, if other heirs need financial help offer it: the more you plough, the more you sow.

Satire 6 (117 lines)

Written in 31 BC 3 or 4 years after Maecenas removed all Horace’s money worries by presenting him with a farm in Sabine country. It is a straightforward comparison of the advantages of country life versus the stress of the city, much imitated by later authors.

There’s some reference to the hurly burly of business, of being accosted in the street and the forum and asked for this or that favour. But a lot of it revolves around his friendship with Maecenas, endless petitioners asking his opinion about this or that state policy, because they know he is friends with Maecenas, who was Octavian’s deputy on his absence during the final war against Antony. When Horace claims to know nothing, the petitioners are upset or angry, convinced he does but is refusing to share.

How much nicer to be at his country place, to enjoy a simple but filling dinner, and then interesting, unrancorous conversation with good friends. Unexpectedly, the poem ends with a retelling of the proverbial story of the town mouse and the country mouse.

Satire 7 (118 lines)

Another sermon on a Stoic theme. As with some of the others, I found the exact structure confusing. I think Horace’s slave, Davus, delivers an extended sermon invoking Stoic doctrine to assert that Horace is just as a much a ‘slave’ to his passions and habits as Davus is an actual, literal slave.

Satire 8 (95 lines)

Another dialogue which goes straight into an ongoing conversation, as the poet tells his friend Fundanius that he knows he was at a dinner party given by the arriviste, Nasidienus Rufus, for Maecenas and some others last night: what was it like?

Fundanius gives a wry description of the over-fussy meal, with its multiple courses of ridiculous luxury, plus an absurd over-selection of wines. Two of the guests decide to wind the host up by drinking vast mugs full of the very expensive wine and the pretentious fish dish has only just been served when the awning, presumably over the whole party, collapsed, causing a great cloud of black pepper. Nobody is harmed, the awning is fixed. The host wants to abandon it but Nomentanus persuaded their host to continue and the meal proceeds

The guests bend to each others’ ears and whisper gossip and criticism. I feel sorry for Nasidienus with such ungrateful badly-mannered guests. Then the extravagant culinary pièces-de-resistance are brought in, namely crane, goose liver and hare’s legs – but the narrator ends the poem by saying the guests got their own back on the arriviste by leaving without touching a thing. Pretty mean but vivid indication of the snobbery which was central to life in Rome’s educated classes.

Summary

I’m very glad I made the effort to track down and buy this Rudd edition. The satires are astonishingly personable and accessible, even if some patches are (to me) incomprehensible, on either a first or second reading.


Credit

Niall Rudd’s translation of the satires of Horace and Persius was published by Penguin books in 1973. A revised edition with Horace’s epistles was published in 1979. All references are to the 2005 Penguin paperback edition.

Roman reviews

Introductions to the Aeneid – 2. Allen Mandelbaum

I own three English translations of the Aeneid:

  • the 1956 Penguin Classics prose translation by W.F. Jackson Knight
  • the 1970 verse translation by Allen Mandelbaum
  • the 1991 Penguin Classics prose translation by David West

This is the middle of three blog posts giving detailed analyses of the introductions to each of these translations. This one looks at Allen Mandelbaum’s introduction to his 1970 translation. (The third blog post, about David West’s introduction, includes examples of each of the translators’ actual translations, including Mandelbaum’s.)

1970 introduction by Allen Mandelbaum

Allen Mandelbaum (1926 to 2011) was a Jewish-American professor of literature and the humanities, poet, and translator from Classical Greek, Latin and Italian. After going to live for decades in Italy he returned to the States and taught English and comparative literature at the City University of New York from 1966 to 1986. His translation of Dante’s Divine Comedy (1980 to 1984) won him Italy’s highest award, the Presidential Cross of the Order of the Star of Italian Solidarity. Impressive. This translation of the Aeneid won the 1973 National Book Award in the translation category. The preface to it, which am now going to summarise, was published in 1970.

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Before we even get to Mandelbaum’s introduction, the blurb on the inside cover about Virgil is interesting. It says that as part of Octavius’s sweeping land reallocation to retired soldiers after the Battle of Philippi (42 BC), he confiscated Virgil’s parents’ extensive farmlands around Mantua. It says Virgil travelled to Rome to argue for its return, and this certainly chimes with the accounts in several of the Virgil’s eclogues of land confiscation, and the account of the shepherd who travelled to Rome and seen the young prince i.e. Octavius, to try and get his land back.

The blurb goes on to say it was as a result of Virgil’s pleading that he became friends with Octavius and, was handed over to be managed by his arts minister, Maecenas. This close relationship between patron and poet leads the blurb writer to say that it was at Augustus’s express command that Virgil’s dying request that the draft of the Aeneid should be burned was overruled, and that it was Augustus who handed it to the scholars Varius and Tucca with specific instructions to edit only the obvious errors and repetitions, to add nothing new to it, and to publish the result, which they did in 16 BC.

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Mandelbaum’s introduction is only eight pages long but it’s packed. He gets stuck in right away by saying he came to Virgil late because he was put off him by three judgements. First was a quip by the American critic Mark Van Doren (1894 to 1972) that ‘Homer is a world; Virgil, a style’. Mandelbaum associated this comment with Coleridge’s similarly negative judgement that ‘If you take from Virgil his diction and metre, what do you leave him?’ So these two adverse opinion come under the heading of ‘Homer is the Great Original, Virgil is a Poor Copy’.

Mandelbaum goes on to mentions the judgement of the great Marxist critic, György Lukács (whose thoughts on Kafka I’ve reviewed). György boy wrote in his Theory of the Novel that: ‘The heroes of Virgil live the cool and limited existence of shadows, nourished by the blood of noble zeal, blood that has been sacrificed in order to recall what has forever disappeared.’

Lukács was a swine but I still enjoy this kind of class-based Marxist criticism, ancient though it now feels; after all, we still live in a heavily class-based society where privately educated ministers hand out multi-million pound contracts to their friends and wives while northern proles queue at foodbanks, where gas and energy prices makes billions in profits while old age pensioners freeze to death in their flats.

Anyway, Lukács’s implication is that Virgil’s characters are contemptible because they harbour a utopian hankering for a social period in Rome’s history which has irredeemably disappeared, namely the nostalgic memory of a land of small family-owned farms. By the time Virgil was writing these had mostly been swept away by vast estates or latifundia, worked by gangs of slaves.

Anyway, Lukács’s criticism, as well as being vague and impressionistic, seems wrong to me. To me the Aeneid reads as a poem very much of the harsh present, reeking with the blood of animals slaughtered at the altar and men being stabbed, eviscerated and burned to ashes in a very perilous present.

(The third of the three dismissals Mandelbaum records came in Concetto Marchesi’s History of Latin Literature which deprecated Virgil in favour of Lucretius.)

It is when Mandelbaum goes on to describe the personal importance to him of the English poet John Milton that the reader begins to realise that this is very much not going to be a scholarly introduction to Virgil’s Aeneid, but the personal musings of Mandelbaum the poet (for in addition to his prizewinning translations, Mandelbaum also published several volumes of his own poetry, as the preface now proceeds to tell us). This introduction is going to be a description of his own personal odyssey from these boyhood influences who initially put him off Virgil, to his late-flowering realisation of Virgil’s brilliance.

Central to Mandelbaum’s conversion were the poems of Giusseppe Ungaretti (1888 to 1970). Mandelbaum was deeply involved in translating Ungaretti’s Italian poems into English and getting them published in America throughout the 1950s. And many of Ungaretti’s poems invoked characters or themes from Virgil. So Mandelbaum first really discovered Virgilian themes through the lens of Ungaretti. He quotes a florid passage of Ungaretti’s:

Aeneas is beauty, youth, ingenuousness ever in search of a promised land, where, in the contemplated, fleeting beauty, his own beauty smiles and enchants.

Personally, I’d have thought nothing could be further from a true picture of Aeneas, the careworn early-middle-aged son of decrepit Anchises and anxious father of young Ascanius, bearing the weight of the world on his shoulders, stumbling from one disaster to another, his hands red with blood.

As so often with ‘criticism’ by writers or poets, this isn’t objective analysis but a deliberate, and I’d say knowing, teasing, rewriting of Virgil’s character entirely to suit Ungaretti’s own poetic preoccupations. Heavily misleading, in other words. Mandelbaum goes on to quote an even more overripe slice of tripe:

Dido came to represent the experience of one who, in late autumn, is about to pass beyond it; the hour in which living is about to become barren; the hour of one from whom the horrible, tremendous, final tremor of youth is about to depart. Dido is the experience of nature as against the moral experience.

This may be a fine expression of Ungaretti’s (mimsy, impressionist) concerns but strikes me as having nothing whatsoever to do with the Dido who features in the Aeneid. All this is a worrying indication that Mandelbaum’s response to Virgil is going to be hugely contaminated by his embroilment in Ungaretti’s highly ‘poetic’ prose, all ‘tremors of youth’ and ‘the moral experience’ and precious little to do with the Dido who calls down the vengeance of the gods on Aeneas and makes her people swear eternal enmity with Rome.

Reminiscing about those happy times in Italy in the 1950s you can almost hear Mandelbaum relaxing the sinews of his mind and slipping into an odoriferous bath of fine feelings, claiming that Ungaretti helped him to see:

the underground denial – by consciousness and longing – of the total claims of the state and history.

I think he means the persistence in the poem of numerous threads which oppose or undermine the overt worship of Rome, of Roman patriotism, of obeisance to the predictions of Rome’s rise to world-dominating empire, which occur throughout it on a surface level.

But like so many other aesthetes what comes over strongly is the way Mandelbaum wants to reject the overt meaning of the text in front of him, preferring to project his own bourgeois fantasies of rebellion and subversion onto Virgil – very much as W.F. Jackson Knight projected his fantasies about spiritualism and universal truth onto Virgil in his introduction to his translation.

So much literary criticism from the mid-nineteenth to the mid-twentieth century consists of this kind of whipping-up of meringues made of knowing references and stylish allusions, like a conjurer pulling a string of multi-coloured flags out of his mouth, designed to impress us with the author’s wide reading and fine feelings, but leaving behind no tangible insights or ideas.

Next, Mandelbaum shows off by telling us how he loves a passage by the critic Mark Van Doren, which uses a ‘brilliant suggestion’ by Jacob Klein to use a passage from Plato’s text The Statesman to shed light on the episode in Aeneid book 6 where Anchises is explaining to Aeneas how the souls of the dead are made to forget their past lives before being reincarnated in new bodies back on earth.

It feels like a competition to see how many names he can drop in a single sentence.

Van Doren claims this passage is evidence that Virgil believed in the reassuring and ‘lulling myth of cycles’, and the hope that peace would come about by magic. Mandelbaum cites all this in order to disagree with it. He points out that far from finding the creation of new generations ‘lulling’, Virgil had demonstrated in the Georgics the sheer amount of hard physical labour which goes into producing the basics of civilisation.

With this much, I can agree, although Mandelbaum then goes on to equate the hard physical manual labour of maintaining the land depicted in the Georgics with the 11 years of dedicated mental labour involved in writing the Aeneid.

Contrary to all this talk of lulling cycles, Mandelbaum asserts that Virgil believed in power, dominion and the rule of law. As the Sibyl predicts to Aeneas:

yours will be the rulership of nations;
remember, Roman, these will be your arts:
to teach the ways of peace to those you conquer
to spare defeated peoples, spare the proud
(6. 1,134 to 1,137)

But Virgil was aware of the price to be paid in the triumph of positive law over natural law. King Evander explains to Aeneas how his people originally lived at peace and plenty under the rule of exiled Saturn when humans needed no laws or rules. But then an Age of Iron came, violence increased, and laws became vital. All this is an accurate summary of this part of the Aeneid.

But then Mandelbaum is back to Ungaretti, telling us that he was, apparently, ‘a true Petrarchan’. I can’t see any relevance whatsoever of this random observation in a supposed introduction to Virgil. It just feels like another example of Mandelbaum’s compulsive name-dropping and/or personal reminiscence. Develop the idea, man! What are you trying to say?

But the thought isn’t developed or even explained properly. Instead, Mandelbaum switches to tell us that his other route into Virgil was via a long-lasting engagement with Dante, whose Divine Comedy he has also translated in its entirety. Having lived with the Inferno, in particular, for years, he knew that Dante learned not from the style of Virgil but the styles of Virgil.

Mandelbaum quotes a passage from the English critic Donald Davie who distinguishes poets into two classes (how many critics, over how many centuries, have taken this simple-minded approach of dividing the thing under consideration into just Two Types?)

Davie says the first type of poet revels in words, that Shakespeare would have ended up using every word in the language if he’d had enough time. The second type of poet is one who carefully employs a narrower selection of words, consciously excluding ones which don’t fit, in order to create a style, a verbal world.

On this reading Dante is a Shakespearian, with a very wide lexis, while Virgil is the second type, with a much more limited vocabulary.

Now Mandelbaum explains what Dante learned from Virgil: he quotes the ancient grammarian Macrobius who says Virgil’s style was ‘now brief, now full, now dry, now rich, now easy, now impetuous’ to suggest that what Dante learned from Virgil was variety of tone.

Also he learned a free approach to the line, the free use of enjambment and runover.

And lastly, the free mixing up of time, the ‘rapid shifts of tenses’ which are, indeed, very noticeable in the Aeneid as Virgil mixes up the past and present, sometimes in the same sentence.

Only as he approaches the end of this brief but packed introduction does Mandelbaum explain his aims as a translator. He has tried to ‘impress’ on his translation ‘the grave tread’ but also ‘the speed and angularity’ of Virgil, ‘the asymmetrical thrust of a mind on the move’. This is fair enough, an interestingly impressionistic description of something which maybe can’t be fully put into words.

But then Mandelbaum goes into full late 60s mystical mode:

The other part of the self brings me to the last way, the unmediated one. The way is the path that opens when the guides, for whom one has been grateful, fall away or say: ‘I crown and mitre you over yourself.’

Mandelbaum doesn’t tell us, because his technique is one of flashy meringue-making, that this last phrase is in fact a quote from Dante’s Paradiso canto 27. I suspected as much though I had to Google it to confirm my hunch.

Veering off in another direction, Mandelbaum then overshares with us the personal fact that he left Italy after many years and embarked on his translation of Virgil ‘at a time of much personal discontent’. He had long thought poetry shouldn’t be used for consolation (why?) but now his experience of ‘personal discontent’ changed his mind.

And now, abruptly and dramatically, he casts a vivid slash across his entire preface when he suddenly starts talking about the Vietnam War!

The Vietnam War has, he claims, as of 1970, made it impossible to talk about American ‘society’ any more – he insists we have to use the harsher word, ‘state’. In Vietnam, the American ‘state’ ‘has wrought the unthinkable, the abominable’.

Wow. With one flash you get the full colour of Mandelbaum’s mindset. In this book, in this translation, in this introduction, it is 1970, America is just starting to withdraw its forces from Vietnam after a shameful military debacle, and Allen Mandelbaum is applying the atmosphere of these times to his thinking about power and dominion as described by a poet from 2,000 years ago.

Unfortunately, instead of drawing any kind of analogy between America’s intervention in Vietnam and Aeneas’s intervention in Italy – which would be unexpected but potentially very illuminating – Mandelbaum’s mind once again veers off into impressionistic mush and hero worship. It is frustrating that he thus raises but fails to address the key political aspect of the Aeneid, which is Virgil’s attitude towards his friend and patron, Augustus’s, violent conquests and domestic tyranny.

I take the point that the expression of these political themes in the poem is complex and multi-levelled but Mandelbaum’s entire analysis of this huge subject amounts to the following:

Virgil is not free of the taint of the proconsular; but he speaks from time to time of peace achieved, and no man ever felt more deeply the part of the defeated and the lost.

Two points. 1. See how he mentioned Virgil’s complicity in Augustus’s regime in just ten words, ten words expressed in the pompous and evasive phraseology of a nineteenth century politician (‘not free of the taint…’). Mandelbaum avoids the issue; he tries to gloss over it by saying that although Virgil might have been complicit with the crimes of the regime, it’s alright because he was so sensitive to the suffering of ‘the defeated and the lost’ and so that redeems him. But does it?

Second point is the rather offensive hyperbole of claiming that ‘no man ever felt more deeply the part of the defeated and the lost’. Really? No man? Ever? Primo Levi describing the damned in Auschwitz? Solzhenitsyn describing the defeated millions in the gulags? Even if those authors are not directly comparable with Virgil, Mandelbaum’s claim is still wildly hyperbolic, symptomatic of the way hero worship replaces analysis.

At regular moments throughout the poem the text may express what might be Virgil’s feelings about the pity of war, the pity of loss and death and grief. BUT. At the centre of the poem is the brute fact of Aeneas as a huge man-killing machine, raging like Mars across the battlefield, slaughtering hecatombs of men to achieve his God-given destiny. And his last action, the memorable last image of the poem which is left squelching in the mind’s eye – is of Aeneas thrusting his sword right up to the hilt into the chest of a man begging for mercy.

Both Jackson Knight and Mandelbaum have spent years with the Aeneid but, in their respective introductions, repress or ignore the off-the-scale levels of toxic, masculine hyper-violence which runs through it in rivers of blood, preferring to write willowy tripe about universal values and deep feelings.

Instead of analysis, Mandelbaum has namedropping combined with hero worship:

And if the relative weights of the Epicurean, the Stoic, the Pythagorean in him are often hard to assess, his humanity is constant.

Is it, though, Allen? I didn’t find it so. I find the Aeneid very uneven, manufactured from hundreds of strands and themes and tones which often sit very uncomfortably together, and all of it drenched in psychopathic anger and rivers of gore. You can pick out the moments of sad sympathy with suffering humanity, stitch them together and claim this is the ‘real’ Virgil. But what about the far greater number of passages of brutal animal sacrifice? Or passages describing insensate fury? Or the many, many passages describing slaughter and massacre? Or the frequent passages expressing slavish sycophancy to the great Augustus? All of these and numerous other topics and tones need to be incorporated into any proper assessment of the ‘real’ Virgil.

Instead of addressing all this, Mandelbaum thanks Virgil for not being ‘shrill’, and then brings in yet another unnecessarily personal angle:

and when, with the goad of public despair, my own poetic voice has had to struggle often with shrillness, the work on this translation has been most welcome.

So, if I read this correctly, we are to be grateful to Virgil for helping Allen Mandelbaum to overcome the tone of shrill invective which his protests against the Vietnam War and the evil American state often led him into. No doubt this is useful if you are a big Allen Mandelbaum fan, but if you’re mainly interested in understanding Virgil, maybe not so much.

Finally, Mandelbaum returns to the notion raised in the comparison with Dante, of Virgil’s limits. In Mandelbaum’s view Virgil does not swarm with the really full variety of a Homer or Dante or Shakespeare. He is not as exhaustive as they are. His is a world, not the world. He is more selective and less objective than the other three greats. At which point, as he reaches the conclusion of his preface, Mandelbaum becomes quite hard to understand:

Virgil is ‘sustained’ and is not ‘of the young’ (though for them, and for the aged, too, of Plato’s Laws); and none of his selection and imagination seems to involve what I think of as premature stripping, where the other world of poetry takes over before this world is known: Virgil selects after his knowing this world. For this he is a name-giver whose letters and syllables seem to imitate not what Lukács called ‘the cool and limited existence of shadows’ but ‘the real nature of each thing’.

After repeated reading I think the second half of this proposition indicates that Virgil is a poet who described the real world, selecting descriptions of the world as experienced and not reaching out to describe the world of shadows beyond this one, which Mandelbaum appears to think the superior approach. But if this is what Mandelbaum means, why doesn’t he say so? Surely a teacher is paid to teach.

Mandelbaum’s short introduction flashes insights like a striptease artist, momentary promises of insights which he never fully delivers on. One or two of his ideas hove into view, make sense, but then are smothered by his autobiographical reminiscences or detour into namedropping allusions. It’s maybe worth reading for these moments but, on the whole, Mandelbaum’s introduction is not very helpful as any kind of guide to reading the huge, magnificent and appalling epic poem the reader is about to embark on.


Roman reviews

Introductions to the Aeneid – 1. W.F. Jackson Knight

‘The best poem of the best poet’
(John Dryden on Virgil’s Aeneid)

I own three English translations of the Aeneid:

  • the 1956 Penguin Classics prose translation by W.F. Jackson Knight
  • the 1970 verse translation by Allen Mandelbaum
  • the 1991 Penguin Classics prose translation by David West

The next three blog posts consist of detailed analyses of the introductions to each of these translations. The third one, about David West’s introduction, also gives examples of each of the translators’ work.

1956 introduction by W.F. Jackson Knight

William Francis Jackson Knight (1895 to 1964) was an English classical scholar. After private school and Oxford he served in the First World War where he was badly wounded. You would expect this to give him to give him special insight into the brutal fighting in the Aeneid but it doesn’t. After returning to civilian life he taught Classics at another private school for ten years before securing a place at a university (Exeter) in 1936. He was elected as a Fellow of the Royal Society of Literature in 1945 and spent 4 years doing a translation of his beloved Aeneid, which was published by Penguin in 1954.

There’s a very full Wikipedia article about him. In it a contemporary, M.L. Clarke, is quoted as saying of him:

‘Knight had little gift for sustained and coherent argument and exposition, and he could, under the influence of whatever book or article he had just been reading, write what can only be described as nonsense.’

With friends like that… Even more striking, we learn that in later life Knight became consumed by a belief in spiritualism:

‘When he began his Penguin Aeneid translation, T.J. Haarhoff, ‘who had for years claimed spirit-contacts with Vergil himself…now put his powers at Jack’s service’… Vergil visited Haarhoff ‘every Tuesday evening’ and wrote out answers to questions raised by Knight, whom Vergil regularly called ‘Agrippa.’ ‘He still does,’ writes Haarhoff in January 1968… Vergil then began to contact Knight ‘directly at Exeter’ warning him ‘to go slow and be extra careful about the “second half.”‘ Knight gratefully dedicated his [Penguin] translation to Haarhoff. After Knight’s death … Haarhoff [was] assured by a medium that ‘Vergil met him when he went over.’ (Reminiscences of W.M. Calder, 1977)

So some aspects of Jackson Knight’s Penguin translation are influenced by what he thought Virgil told him. In person. This is a more interesting fact than anything in Jackson Knight’s introduction.

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Jackson Knight’s 20-page introduction to his translation of Aeneid is typical of a type of old bufferish, old fashioned, romantic, wishy-washy, gushing, hero worshipping and idea-free literary criticism which surrounded me as a boy in the 1960s. I read it before I read the Wikipedia article and so took JK’s frequent mentions of ‘the beyond’ and ‘eternal truths’ and the ‘deep truth’ and ‘truth to life’ to refer to Christian beliefs. Reading the Wikipedia section about his increasing obsession with spiritualism makes sense of the entire orientation of his introduction which is to make Virgil a great teacher of eternal values etc, and to take a soft-lens, romanticising view, emphasising Virgil’s gentleness and sweetness of spirit and thus completely ignoring the testosterone-fuelled hyper-masculine anger and violence which dominates the actual poem, rather than his rose-tinted version of it.

Here’s a summary of key points:

Jackson Knight calls the Aeneid the ‘gateway between the pagan and the Christian centuries’. ‘Virgil is the poet of the Gate.’

Rome rose from being an obscure town in the middle of Italy to running an empire which stretched all round the Mediterranean, slowly and arduously, over a period of some 500 years of continuous warfare.

As the Republic reached its height it was undermined by unparalleled wealth and bitter rivalries for power. Romans who lived through the increasing political violence of the last 50 years of the Republic (which is generally thought to have ended in 27 BC) looked back at what they took to be the noble virtues of their predecessors, their courage, their nobility, their civic high-mindedness. Educated Romans became increasingly interested in antiquarianism and the study of their city’s roots. By going right back to the very original roots of the city, by moulding a new, vastly powerful version of legends about Prince Aeneas of Troy, Virgil distilled this nostalgia and these feelings for a better, nobler world, into imperishable art – and helped to pass it on to the new Christian culture which began to rise soon after his death (in 19 BC). [This is all wish fulfilment. Obviously Christianity didn’t exist until after Jesus was executed in 33 AD, or until Paul began formulating his theories about it in the 40s, and was just one obscure oriental sect among many until well into the second century AD.]

It was on a journey accompanying Augustus to Greece that Virgil fell ill and died, aged just 51. He wished his literary executors, Varius and Tucca, to destroy the Aeneid but they talked him out of it. [The poem is, in my opinion, visibly unfinished, both in structure and many details, but thank God they succeeded.]

Jackson Knight (JK) rather naively claims that Virgil foresaw that Augustus would bring the Roman world peace and order, and supported him. That said, it may be one can read subtle criticisms of Augustus’ early brutal methods in some of Virgil’s poetry. JK optimistically says the influence of gentle Virgil and his friend, Horace, may have helped reform Augustus in later life. [Naiveté and rosy-tinted optimism are Jackson Knight’s key notes.]

JK thinks the Eclogues are full of charming thoughts and imagery. [It was reading statements like this that for years gave me a completely misleading impression of the Eclogues, which in actual fact contain passage of bitterness and emotional turmoil.]

JK’s description of the Georgics as ‘poetry of the farm’ containing advice to farmers about crops, trees and animals also omits the harsh punitive tone of some of them, the descriptions of total war, of a devastating plague, a denunciation of sexual passion, and the long mini epic which takes up half the fourth Georgic. Nothing at all of ‘the poetry of the farm’ about any of these bits.

JK limply defines an epic poem as a long narrative poem full of action which tells us about human life and makes us think about the relation between man and superhuman powers; featuring ‘heroes’ who are above ordinary mortals in skill and strength, while not being divine.

Epic poems consist of two types: oral poems developed by illiterate cultures; and written poems composed in literate cultures, but usually copying the form and conventions of their oral predecessors.

The legend that Aeneas escaped the sack of Troy, sailed the seas to Latium and founded a settlement near modern Rome was ancient. Virgil rewrote it at epic length for his own purposes.

JK points out, pretty obviously, that the entire story is threaded with divine appearances and admonitions with commands, advice and help from various gods. They work through dreams, visions, omens, the worlds of prophets and clairvoyants. Virgil gives the impression of literally believing the human world is subject to the powers of another world. [I wonder whether JK was a Christian. I wonder whether this is why he describes the poem in such positive glowing terms, ignoring the rage and hatred and bitterness and destruction.]

JK is confident that everything in the poem is ‘true to life’, as if that is the measure of an epic poem, when, quite obviously, the opposite is true. From its characters to its diction an epic poem is meant to be a supremely heightened and idealised vision of the lives of gods and heroes.

JK thinks the Aeneid contains many moral messages [as literary critics in the 1950s optimistically believed literature, in general, did.] He thinks the poem displays a Greek moral – avoid excess – and a Roman one – be true (to gods, homeland, family). This is a neat antithesis, but very simplistic.

Thus JK interprets book 4, the love affair with Dido, as describing an unwise relapse by both the protagonists into excessive love, which led them both to abandon their duties to their people and cities, and then led to an excessive counter-reaction when she killed herself at being jilted.

A comparable example of excess occurs at the bitter end of the poem when Aeneas lets his instinct for moderation and forgiveness be overwhelmed by bitterness at Turnus for killing sweet Pallas. This so blinds him with anger that he slaughters his opponent instead of forgiving him.

Following straight on from this observation, JK rather contradicts himself by going on to talk about Virgil’s sweetness and tenderness. He points out, accurately enough, that this quality can sometimes be found in the epic similes which sometimes provide homely human or natural imagery to counterpoint the extreme emotions of fierce battles. He singles out the epic simile which compares Vulcan hammering out the armour for Aeneas to a humble housewife who works all night weaving (8.407 to 415). JK says this is typical of the way Virgil’s deeper meanings ‘softly’ emerge from the text. [It’s a very tendentious example, because many of Virgil’s similes are the opposite of gentle and soft, and depict destructive natural forces, rampaging gods or wild animals.]

As an example of the subtlety and depth Virgil brings to so many aspects of the story, JK compares it with another poem which describes the sack of Troy which was published during his lifetime. In this one, Menelaus comes across Helen hiding from the attacking Greeks and is tempted to kill her – but Venus intervenes to say what a waste that would be since she will still make a perfectly good wife. JK says this is simple and blunt, almost humorously practical and limited.

But in Virgil’s version, it is Aeneas who comes across Helen hiding from the ransack and is momentarily tempted to kill her. By changing the male protagonist of this moment, the scene is transformed and now becomes charged with all kinds of poignancy, Aeneas having all kinds of mixed feelings about the woman responsible for the destruction of everything he holds dear. Then, when Venus intervenes, it is not just as the love goddess as she is in the earlier version, but as Aeneas’s mother, counselling motherly tenderness. She says no humans are to blame for any of this, not Helen nor Paris: it is entirely the gods’ concoction. Thus Venus evokes a complex broil of emotions in Aeneas to turn away anger and bring forgiveness. I thought JK is a Christian because he says this reimagined scene has ‘a moral depth and a certain universality which are almost Christian’ (page 16) and claims that Virgil gets ‘nearer to ultimate truth’ than any poet before him. JK is concerned to make Virgil a sensitive spiritual person, like himself.

JK goes on to generalise about the nature of great poetry. He claims the great poets collect an ‘enormous amount of observations of life’ and then condense it under strong pressure so that when they compose even a few words, they have a great power of suggestion and persuasion. JK claims this is one way in which Virgil developed a style capable of communicating ‘universal truth’.

And it is this which allowed Virgil to condense into a single statement the experience of many generations, in fact of the entire civilisations of the Greeks and the Romans.

JK elaborates this thought by pointing out that Virgil read very widely and remembered everything he read, and so was able to ‘keep in touch with’ many people, past and present, and ‘be friends with them’. [It feels mean ganging up on a man who was severely injured in the Great War, but this is baby talk.]

Thus JK claims Virgil ‘lived in an ideal world of poetry’. He reorganised the existing ‘poetic thought-world’. Which is why his poetry is so allusive, and works on so many levels.

JK then declines into the kind of hero worship which afflicts so much older Shakespeare criticism. He claims Virgil was sensitive ‘to all points of view’ and all kinds of people, ‘even wicked ones’. Only he could reach the underlying sense of his story. His allusive method helped him tell ‘the truth of art’ not ‘the trivial truth of fact’ [a trite antithesis which, I think, comes from F.R. Leavis].

JK claims Virgil created portraits with a few ‘inspired brush strokes’ rather than detailed realism showing every wrinkle.

Virgil’s wide reading meant that every line and character and plot development contains multiple references to all previous narratives. Thus Virgil’s Aeneas contains bits of the Aeneas who appears in Homer, plus aspects of Homer’s Achilles, Odysseus, Hector, some of Hercules, and also flashes of Augustus.

JK says Virgil uses ‘hundreds’ of phrases of Epicurus in the Aeneid but violently disagreed with Epicurus’s fiercely materialistic philosophy and so sometimes uses Epicurus’s phrases to describe the idealist notions of his philosophical enemy, Plato.

He describes the way the golden bough which Aeneas has to find and pluck in order to visit the underworld almost certainly is a quote from a Greek poem published during Virgil’s lifetime, in which the works of Plato are described as a ‘golden bough, sparkling all round with every virtue’. JK says this is indicative of the importance, for Virgil, of moral goodness leading to ‘spiritual discernment’. [Recurrence of JK’s central obsession with morality and spirituality.]

Virgil spent 11 years writing the Aeneid. He intended to devote a further 3 years to revising it, but died before he could do so. He was a perfectionist. Sometimes he wrote only one line a day. JK points out there are many places in the poem which require a final revision and completion, places where ‘a period of time or a distance’ contradicts what he says elsewhere. [I’ve flagged up some of these discrepancies in my summaries.]

There are discrepancies of fact, like how the Trojans managed to transport the vast amount of treasure and household gods and fabrics and so on which are regularly described, in just 20 ships which they knocked together after the sack of Troy. The reason is the imagery and symbolism are more important than any practical consideration. After all [JK banally comments] it’s not as if anyone believes any of this is true!

And the battle scenes sometimes contain irreconcilable details, techniques and weapons. Specifically, sometimes the warriors fight like Homeric heroes, sometimes like Caesar’s legions. This anachronism, says JK, is deliberate. Virgil is like a portrait painter who tries to capture not the face in front of him but all previous stages of the sitter’s life. And so his poem tries to capture all previous phases of warfare, up to and including the present, in so doing reaching down to show ‘what all war is like.’

The reader new to epic poetry may be taken aback by the exaggerations, of the heroes’ size and strength. But JK hastens to assure us these are not ‘childish’, no, no, they are ‘serious and important symbolic means’ ‘for expressing deep and true meanings.’

[By this stage you can see how JK’s fetishising of the concept of the ‘true’, assigning it ‘depth’ and ‘universal’ meaning, are a kind of magnet. Whatever point he sets out to make, his discourse is drawn back to the magnetic pole of what a genius Virgil is, how he expresses ‘deep’ and ‘universal’ truths. How these truths anticipate the ‘universal truth’ of Christianity. How he encapsulates all time, how he understands all types of people. This is, to be blunt, an inadequate mental system or ideology with which to describe such a vast multifaceted work of art. It is sentimental because it keeps relapsing back into the same comforting hymns of praise. Often JK’s introduction reads like a eulogy. It is more compliments than criticism, in any analytical sense.]

JK picks two moments which distinguish the two protagonists: Turnus holds a bowl of water and it boils over into steam. He is too fiery. Aeneas hold a bowl of water and it reflects rays of light off it; as the water settles the rays settle. Turnus is described as emitting flames and sparks when he gets ferocious for battle. He will burn bright and burn out.

JK points to the many descriptions of dawn or nightfall to illustrate how Virgil used the same basic event but cast it in an infinite variety of words, the start or endings of words being chosen for their sound and how they complement similar words nearby.

Virgil employed several types of rhythm, some governed by long and short syllables, some by stress accents, some by vowel sounds. The delicate interplay of these different systems across numerous lines creates ‘the music of Virgil’.

The translator knows more than anyone that Virgil’s art is subtle because it is often difficult to understand exactly what he means. Often his elliptical and allusive statements need to be expanded in prose in order to convey the full richness of implication and the challenge for the translator is knowing when to hold back and not fully explicate the allusions or implications which he is aware of.

JK tells us Virgil is capable of great variety of tone from ‘apocalyptic majesty’ to a ‘still, small voice’ [characteristic of JK to use a Christian phrase]. Virgil’s general tone is of dignity and formality but he sometimes uses colloquialism and, rarely, something like slang.

The aim of JK’s translation is to let the story tell itself in an impersonal English, removing his own personal style as much as anyone can. But oddities are sometimes permitted because Virgil himself is sometimes ‘odd’. In his day, using Latin for literature was still experimental and hadn’t become as smooth as it was to be even a generation later, for Ovid, for example. It is hard to know exactly how some of the unevennesses in his poems were received in his time, and so difficult to know exactly how to translate them in modern English.

Suddenly JK switches tack from a narrow consideration of Latin style to consider the poem’s place in the entire Western tradition. He announces that the Aeneid was the principle and best known secular book in the Western world. Soon after his death, Virgil began to be worshipped as a divinity. He was awarded a place in Christian worship and art as soon as such things came to be arranged. His imagery in the Eclogues – the picture of a shepherd sitting under a tree piping love songs – influenced every European literature.

The compactness of some of Virgil’s sayings led to the Sortes Vergilianae, where people opened a page of Virgil at random and place their finger blindly on the text and then interpreted its secret meaning. Apparently, Charles I did this before the Battle of Naseby.

On the final page JK’s introduction collapses into hero-worshipping cliché and waffle. ‘The power of Virgil’s poem is like a seed in the ground pushing up into the light; and it is still growing‘ – the force of that last clause meant to convey the impression that the author is ‘still growing’ with it, as if he is part of this great triumphal procession. This is high-sounding bilge.

JK notes that some critics, even in Virgil’s day, wrote against him – this could be interesting if JK quoted any of them and explained what Virgil’s critics said against him, but instead JK collapses into inexcusably weak poetic prose, here, as throughout his introduction, preferring his high-sounding references and allusions to any solid ideas or analysis. Yes, there have been critics of his adored hero, but:

disparagement of Virgil’s overwhelming reputation has always sooner or later collapsed like the walls of Jericho.

This is brainless hero worship. JK compounds this descent into humanistic hogwash by saying it is likely that ‘Virgil, the poet of fidelity, still likes mankind’s fidelity to him‘. This is dire sentimentality devoid of meaning or interest.

In the short introduction to his thorough and useful glossary (pages 343 to 361) JK makes the interesting point that the Aeneid contains nearly 900 names, most of them names of human beings or divinities, though many are place names. Typical of JK not to be precise enough to say how many in each category, which might have led onto interesting analysis. Interesting but doesn’t follow through.

Summary

Over-ripe, out-of-date impressionistic tripe, all-too-pleased with the sound of its own references (the walls of Jericho etc), while palming the reader off with hardly any hard ideas and a dogged determination to make Virgil sound like a gentle, high-minded spiritualist instead of the far more complex, contradictory, daunting and unpleasant poet he actually is, Jackson Knight’s introduction is a typical slice of the high-minded tripe which dominated conservative criticism in the 1950s and 60s.


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