Seneca’s Plays

What follows are notes on E.F. Watling’s introduction to his translation of Seneca’s plays, published by Penguin Books in 1966, then a summary with comments of the four Seneca plays it contains:

Seneca’s biography

Lucius Annaeus Seneca was born in 4 BC Corduba, Spain, the second son of Annaeus Seneca the Elder. His father had studied rhetoric in Rome and returned to Spain to bring his sons up with respect for the traditional virtues of the Roman Republic, which had ceased to exist a generation earlier, following the victory of Octavian against Anthony at Actium in 31 BC.

As a young man Seneca the Younger studied Stoic philosophy. He lived in Egypt for a while, probably due to ill health (tuberculosis?) and because his aunt was the wife of the prefect there. By 33 AD he was back in Rome, married to his first wife (whose name is unknown) and achieving recognition as a lawyer and teacher of rhetoric.

Seneca had run-ins with several of the early emperors. At one point he was forced to retire into private life due to the suspicions of Caligula. He returned to public life on the accession of the emperor Claudius but in the very same year, 41 AD, was exiled to Corsica, accused of adultery with the new emperor’s niece, Julia, probably at the instigation of Claudius’s scheming third wife, Valeria Messalina. Seneca spent eight years on Corsica during which he wrote a number of philosophical works.

In 48 Claudius had Messalina executed for (supposedly) conspiring to overthrow him, and married his fourth wife, the equally scheming Agrippina. But it was Agrippina who asked for the recall of Seneca and made him tutor to her 12-year-old son, Lucius Domitius, the future emperor Nero. When Nero came to power 6 years later, in 54 AD, aged just 17, Seneca became his principal civil adviser (Nero had a separate adviser for military affairs, Sextus Afranius Burrus).

Some attribute the fact that the first five years of Nero’s reign were relatively peaceful and moderate to Seneca’s restraining influence. According to Tacitus’s Annals, Seneca taught Nero how to speak effectively, and wrote numerous speeches for him to address the senate with, praising clemency, the rule of law, and so on.

However, palace politics slowly became more poisonous, Nero came to rule more despotically, and Seneca’s position and wealth made him the target of increasing political and personal attacks. In 62 Seneca asked to be allowed to retire from public life, a conversation with Nero vividly described (or invented) in Tacitus’s Annals. Emperor and adviser parted on good terms but, over the next few years, Seneca’s name was cited in various plots and conspiracies.

The largest of these was the conspiracy of Gaius Calpurnius Piso in 65, a plot to assassinate Nero which was discovered at the last moment (the morning of the planned murder), and which, as the suspects were interrogated and tortured by Nero’s Guard, turned into a bloodbath of the conspirators.

Historians think Seneca was not an active conspirator, and debate how much he even knew about the plot, but whatever the precise truth, Nero ordered him put to death. Hearing of this, Seneca, en route back to Rome from Campania, committed suicide with a high-minded detachment that impressed the friends who attended the deed, and made him a poster boy for Stoic dignity. Many classic paintings depict the noble scene. Nero himself was, of course, to commit suicide just three years later, in 68 AD.

The Death of Seneca by Manuel Dominguez Sanchez (1871)

Seneca’s works

Seneca was a prolific writer. He wrote 12 philosophical essays, an extensive work of natural science, and 124 letters of moral exhortation to his friend Lucilius. The letters are probably his most accessible and popular work.

But Seneca is also credited as the author of ten plays (though scholars bicker: maybe it’s nine; maybe it’s eight). The plays are all tragedies, loosely modeled on Greek tragedy and featuring Greek tragic protagonists. The Romans had a technical term for these, fabula crepidata, meaning a Roman tragedy with a Greek subject.

Seneca’s plays make a striking contrast to his philosophical works not only in tone but also in worldview. The Letters to Lucilius go into great detail about how to banish all attachments, emotions and feelings from your life in order to achieve a calm, rational, Stoic detachment. By contrast, the plays are full of gruesomely bloodthirsty plots and characters wrought to the utmost degree of emotional extremity. Throughout the Middle Ages and Renaissance the works seemed so utterly different in worldview that scholars thought Seneca the moral philosopher and Seneca the dramatist were two different people.

Critics have been very harsh indeed about these plays. The editor of the Penguin edition, E.F. Watling, accuses them of ‘bombastic extravagance’, of ‘passionate yet artificial rhetoric’. The German critic Schlegel is quoted accusing them of ‘hollow hyperbole’, ‘forced and stilted’. Watling cites the consensus among scholars who condemn them as:

horrible examples of literary and dramatic incompetence, travesties of the noble Greek drama, the last wretched remnant of declining Roman taste. (Introduction, p.8)

And yet Seneca’s plays had a very important influence on Renaissance theatre, influencing Shakespeare and other playwrights in England, and Corneille and Racine in France.

Seneca’s tragedies are customarily considered the source and inspiration for what became known as the genre of ‘Revenge Tragedy’ in Elizabethan theatre, starting with Thomas Kyd’s The Spanish Tragedy of the 1580s, and continuing on into the Jacobean era (the reign of King James I, 1603 to 1625).

Their importance to Elizabethan drama explains why so fastidious a critic as T.S. Eliot, obsessed as he was with the period, praised Seneca’s plays, singling out Phaedra and Medea – although most critics consider Thyestes to be Seneca’s ‘masterpiece’.

Seneca’s tragedies

  • Agamemnon
  • Hercules or Hercules furens (The Madness of Hercules)
  • Medea
  • Oedipus
  • Phaedra
  • Phoenissae (The Phoenician Women)
  • Thyestes
  • Troades (The Trojan Women)

The Penguin paperback edition of the plays, edited and translated by E.F. Watling, contains four of the ‘best’ plays – Thyestes, Phaedra, Oedipus and The Trojan Women. (It also contains an oddity, a play titled Octavia, which resembles Seneca’s tragedies in melodramatic tone but, since it features Seneca as a character, and describes his death, cannot have been by him. Scholars guesstimate that it was probably written soon after Seneca’s death by someone influenced by his style and aware of the events of his lifetime.)

Watling’s critique

Watling’s introduction pulls no punches in detailing Seneca’s shortcomings:

He was not a constructor of tragic plots; his plays are not concerned with the moral conflict between good and good which is the essence of true tragedy: he only recognises the power of evil to destroy good. He does not delay or complicate the issue by any moral dilemma exhibiting the conflict of justifiable but mutually incompatible ambitions; his tragedy is simply a disastrous event foretold and anticipated from the start and pursued ruthlessly to its end. (p.25)

Seneca routinely stops the action of his ‘plots’ to give characters long, highly-strung, melodramatic speeches, which might not even be particularly relevant to the plot and often take no account of who else is on stage at the time.

His technique of dramatic speech is extremely narrow, having only two modes: either a character is delivering a long monologue, or he deploys stichomythia, where just two characters swap exchanges of dialogue; rarely anything more complicated than that.

Many of the long speeches and even some of the exchanges are so stock and stereotyped that they could easily be swapped from one play to another without anyone noticing. Watling names some of these stock topics – the ‘simple life’ speech, the ‘haunted grove’ speech and ‘the king must be obeyed’ dialogue, which all crop up in several of the plays.

The climax of all the plays is always a gruesome barbarity and Seneca uses the Greek conventions of having it take place offstage and described by a breathless messenger who comes onstage hotfoot from the scene. The messengers’ speeches all follow the exact same formula: the description of the place, the horror of the act, the stoical courage of the sufferer.

Seneca’s use of the Chorus is for the most part flaccid and unconvincing. (p.24)

The Chorus declaims its verse in a different metre from the rest of the play. They are known as Choric odes. The Choric odes’s main purpose is to comment on the main action but they often feature a clotted recital of myths or legends similar or related to the one we are witnessing.

The Chorus also often expresses ideas which contradict the worldview of the play and even of the main action. For example they will powerfully express the idea that death is the end of life and there is nothing after, except that… the plays feature ghosts and numerous descriptions of the classic souls in hell (Sisyphus, Tantalus, Ixion). There is no attempt at consistency – immediate and sensational effect is what is strived for.

The sense of unnecessary repetition is echoed at a verbal level where Seneca creates a drenched and intense effect by repeating synonyms for just one idea – Watling says examples in English would be larding a speech with the synonymous words anger-rage-ire, or fear-terror-dread. No idea is left to float subtly but is bludgeoned into submission by repetition.

Watling sums up Seneca’s plays as 1) sporting a bombastic, over-the-top rhetoric, deriving from 2) gruesomely bloodthirsty plots, which 3) are staged with a remarkable lack of dramatic invention i.e. very clumsily and straightforwardly.

But despite all these shortcomings, the sheer visceral intensity of his plays goes some way to explain why they were useful models for the earliest Elizabethan playwrights writing the first attempts at English tragedy, influencing Kyd, Marlowe and the early Shakespeare of Titus Andronicus (which contains several quotes from Seneca’s Phaedra).

To return to T.S. Eliot who I mentioned above, we can now see why Eliot (in an introduction to a 1927 reprint of Elizabethan translations of Seneca) made the characteristically perceptive remark that, foregrounding vivid rhetoric over more traditional notions of plot or characterisation as the do, might make Seneca’s plays suitable for what was (in 1927) the very new medium of radio – rhetoric i.e. the power of words alone, triumphing over all other factors. A surf of sensationalist sound. The bombastic power of words superseding all considerations of ‘plot’ or ‘characterisation’.

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Plots of the four plays

1. Thyestes

Summary

It’s a tragedy of two brothers who hate each other, Atreus who takes a horrific vengeance on his brother, Thyestes.

Background

Tantalus was a son of Jupiter. He killed, cooked and served up his own son, Pelops, at a banquet of the gods. For this atrocity he was condemned to eternal punishment in hell, fixed in a pool of water, dying of thirst but unable to bend down to scoop up any of the water, and dying of hunger, but unable to touch any of the fruit growing just out of reach above him. Hence the English verb to tantalise. Jupiter restored Pelops to life but he himself went on to win a wife and a kingdom by treachery. Pelops banished his two grown-up sons, Atreus and Thyestes, for the murder of their half-brother, Chrysippus. When Pelops died, Atreus returned and took possession of his father’s throne, but Thyestes claimed it too. Thyestes seduced Atreus’s wife, Aërope, who helped him steal the gold-fleeced ram from Atreus’s flocks which was said to grant the kingship. But instead of gaining the crown he was banished. Despite sitting pretty, Atreus wants to make his ascendancy over his brother complete, so he is now planning to recall Thyestes from banishment on the pretext of sharing the throne with him, but in fact carrying out an atrocious act of revenge.

Act I

A Fury raises Tantalus’s miserable spirit from the underworld. He moaningly asks if even more pain and suffering await him. The Fury delivers an extraordinary vision of the sins of the house of Peolops, ramifying out to undermine all the order in the world. The Chorus comes onstage. It consists of citizens of Argos. They invoke the presiding gods of the cities of Greece in the hope they can prevent the tragedy.

Act II

Atreus consults with his minister about the best way of carrying out vengeance on his brother. The minister wonders how he can do this, allowing Atreus to explain that he will offer forgiveness and a share in the crown to lure Thyestes back to Argos, where he can carry out his revenge; what it will be, exactly, he is still considering but it will be awful. The Chorus reproves the ambition of rulers, describing the character of a true king, before singing the praises of a retired life.

Act III

Thyestes, having been invited back to his homeland by Atreus, arrives with his three young sons and expresses his distrust and sense of approaching disaster. Atreus applauds himself: his plan is working. The Chorus, apparently oblivious of the preceding act, praises the fraternal affection of Atreus for putting aside the brother’s enmity.

Act IV

With no development of plot or character, with melodramatic abruptness, a messenger appears who describes to the appalled Chorus the grotesque climax of the play which is that Atreus had Thyestes’s three children killed, cooked and served up to Thyestes at the brothers’ reconciliation feast. It takes the form of a question and answer session, the Chorus asking what happened next, the messenger answering. The Chorus, observing the going down of the Sun, hysterically fears that this criminal act might tear apart the whole fabric of the universe.

Act V

Atreus congratulates himself on his cruel revenge. Thyestes trembles with premonition that something terrible has happened. The Atreus reveals to him that he has just eaten his own beloved sons.

(Incidentally, the curse on the house of Pelops was to continue into the next generation in the persons of Agamemnon, son of Atreus, who was murdered on his return from the Trojan War, by Aegisthus, son of Thyestes – the subject of one of Seneca’s other plays.)

Thyestes demonstrates the classic characteristics of a Seneca play. It maintains a continuous, shrill, hyperbolic tone. Hyperbolic exaggeration Here’s the Fury seeing the feud escalate into end-of-the-world anarchy:

Vengeance shall think no way forbidden her;
Brother shall flee from brother, sire from son,
And son from sire; children shall die in shames
More shameful than their birth; revengeful wives
Shall menace husbands, armies sail to war
In lands across the sea; and every soil
Be soaked with blood; the might of men of battle
In all the mortal world shall be brought down
By Lust triumphant. In this house of sin
Brothers’s adultery with brothers’ wives
Shall be the least of sins; all law, all faith
All honour shall be dead. Nor shall the heavens
Be unaffected by your evil deeds:
What right have stars to twinkle in the sky?
Why need their lights still ornament the world?
Let night be black, let there be no more day.
Let havoc rule this house; call blood and strife
And death; let every corner of this place
Be filled with the revenge of Tantalus!
(Fury, Act 1)

Here’s Atreus whipping himself up to commit the worst crime in the world:

Sanctity begone!
If thou wast ever known within these walls.
Come all the dread battalions of the Furies!
Come, seed of strife, Erinys! Come, Megaera,
With torches armed! My spirit yet lacks fire;
It would be filled with still more murderous rage!
(Atreus, Act 1)

In the introduction Watling talks up the discrepancy between Seneca the lofty Stoic and Seneca the author of blood-thirsty, amoral plays. But there is some overlap, some places where characters appear to speak the language of Stoic detachment, such as the second Choric ode which describes the true nature of kingship as not being power or riches but resilience and mental strength. The true king

is the man who faces unafraid
The lightning’s glancing stroke; is not dismayed
By storm-tossed seas; whose ship securely braves
The windy rage of Adriatic waves;
Who has escaped alive the soldier’s arm,
The brandished steel; who, far removed from harm,
Looks down upon the world, faces her end
With confidence, and greets death as a friend.
(Chorus, Act 2)

That’s the Chorus, but Thyestes himself also declaims an ‘advantages of the simple life‘ speech to his son as they arrive at Atreus’s palace:

While I stood
Among the great, I stood in daily terror;
The very sword I wore at my own side
I feared. It is the height of happiness
To stand in no man’s way, to eat at ease
Reclining on the ground. At humble tables
Food can be eaten without fear; assassins
Will not be found in poor men’s cottages;
The poisoned cup is served in cups of gold.
(Thyestes, Act 3)

(Words which resonate with Seneca’s experiences in the fraught court of the emperor Nero.) In the final act, just before Atreus reveals to Thyestes what he’s done, Thyestes feels a powerful, world-shaking sense of doom, very reminiscent of the same premonition characters experience in Shakespeare’s tragedies:

The table rocked, the floor is shaking.
The torches’ light sinks low; the sky itself
Hangs dull and heavy, seeming to be lost
Between the daylight and the dark. And why –
The ceiling of the heavens seems to shake
With violent convulsions – more and more!
The murk grows darker than the deepest darkness,
Night is engulfed in night; all stars have fled!
(Thyestes, Act 5)

Once the deed has been revealed, here’s the Chorus reciting a welter of classical precedents in an effort to capture the enormity of the event:

Are the Giants escaped from their prison and threatening war?
Has tortured Tityos found strength in his breast again to renew his old aggression?
Or has Typhoeus stretched his muscles to throw off his mountain burden?
Is Ossa to be piled on Pelion again
To build a bridge for the Phlegrean Giants’ assault?
Is all the order of the universe plunged into chaos?
(Chorus, Act 4)

These are all formulae or stock ingredients, which are repeated in all the other plays, and were to be enthusiastically taken up by the Elizabethan playwrights striving for sensational effects in the 1590s and early 1600s.

2. Phaedra

Background

Theseus was a typical Greek ‘hero’ i.e. an appalling human being, guilty of countless crimes, infidelities, murders and rapes. But the play isn’t about him, it’s about his second wife and his son. In his first marriage Theseus married the Amazon warrior Antiope, also known as Hippolyta, who bore him a son, Hippolytus. This Hippolytus grew up despising love, refusing to worship at the temples of Venus. He preferred Diana and the joys of the hunt. During this time, Theseus divorced his first wife and married Phaedra, daughter of Minos, king of Crete (following his adventure on Crete where he slew the Minotaur).

Now, Hyppolitus had grown to be a handsome young man and Phaedra was a mature woman when Theseus left his kingdom for a while to help his friend Peirithous rescue Persephone from the underworld. During his absence, the goddess of love, Venus, determined to take her revenge on Hippolytus for spurning her worship, inflamed his stepmother, Phaedra’s, heart with insatiable desire for the handsome young man.

Prelude (Hippolytus)

Hippolytus soliloquises on the joys of the hunt, delivering a long list of Greek hunting locations to his companions. It not only reveals Hippolytus’s character but impresses the audience with Seneca’s detailed and scholarly knowledge of Greek geography.

Act 1 (Phaedra and the nurse)

Phaedra soliloquy in which she laments that Theseus has gone off to the underworld, abandoning her in a place she has never liked, exiled from her beloved Crete. She wonders that she has recently become obsessed with the hunt.

(Her mother was Pasiphae, wife of King Minos who notoriously allowed herself to be impregnated by a bull, giving birth to the Minotaur. More relevant, though, is that Pasiphae was a daughter of Phoebus the sun god, and Venus the goddess of love has a long-running feud with him. Which explains why Venus is also against Phaedra.)

It is the nurse who makes explicit the fact that Phaedra has fallen in love with her stepson. Phaedra says her infatuation is driving her so mad she wants to kill herself.

Unreason reigns
Supreme, a potent god commands my heart,
The invincible winged god, who rules all earth,
Who strikes and scorches Jove with his fierce flame…

Interestingly, the nurse insists that all this talk of Venus and Eros is rubbish. There is no little god with a bow and arrow fluttering about in the sky. Instead it is the corruption of the times: ‘Too much contentment and prosperity and self-indulgence’ lead to new desires. In fact she states the Stoic theme that the simple life is best and luxury leads to decadence.

Then the Chorus delivers a long impressive hymn to the power of Eros or Love, as demonstrated by mating behaviour throughout the animal kingdom. As a Darwinian materialist I, of course, agree that the urge to mate and reproduce is the primary function of all life forms, including humans.

Act 2

The nurse describes to the Chorus Phaedra’s ever more miserably lovelorn state, pale face, tearful eyes etc. We are shown Phaedra in her boudoir angrily bossing her attendants about, despising her traditional dresses and jewellery, wanting to wear the outfit of a hunting queen and roam through the woods after her beloved.

Enter Hippolytus. The nurse tells him to stop hunting so hard, relax, find love, enjoy his youth. She counsels him to reproduce; if all young men were like him, humanity would cease to exist. Hippolytus replies not really to her points, instead declaring that he prefers simple rustic rural life in its honest simplicity to the deceit of courts and the city, mob rule, envy etc – turns into an extended description of that old chestnut, the sweet and innocent life of the age of Saturn, before cities or ships or agriculture, before war itself. Illogically this long speech ends with a swerve into his hatred of women, who he blames for all conflict and wars, and explains why he shuns women like the plague.

Enter Phaedra and metaphorically falls at Hippolytus’s feet, swearing she will be his slave and do anything for him. He mistakes, thinking she is upset because of the long absence of her husband, his father, Theseus in the underworld. He tries to reassure her, while Phaedra cannot contain her made infatuation:

Madness is in my heart;
It is consumed by love, a wild fire raging
Secretly in my body in my blood,
Like flames that lick across a roof of timber.

Phaedra describes how beautiful Theseus was as a young man when he came to Crete to kill the Minotaur and sue King Minos for the hand of his daughter, Ariadne. But all this leads up to Phaedra kneeling in front of Hippolytus and declaring her love for him. Hippolytus responds with end-of-the-world bombast:

For what cause shall the sky be rent with thunder
If no cloud dims it now? Let ruin wreck
The firmament, and black night hide the day!
Let stars run back and all their courses turn
Into confusion!..
Ruler of gods in heaven and men on earth,
Why is thy hand not armed, will not thy torch
Of triple fire set all the world ablaze?
Hurl against me thy thunderbolt, thy spear,
And let me be consumed in instant fire.

He rebuffs her. She throws herself into his arms, swearing to follow him everywhere. He draws his sword. Yes! She begs to be killed and put out of her misery. He realises it will defile his sword and all the oceans will not be able to clean it. (A very common trope in tragedy, originating with the Greeks, repeated in, for example, Macbeth, one thousand five hundred and fifty years later.)

Phaedra faints, Hippolytus flees. The nurse steps forward to comment and make the suggestion that, now Phaedra’s criminal love is revealed and Hippolytus has rejected her, to deflect blame she ought to accuse him of propositioning her. She yells ‘Help! Rape!’ as the Chorus enters, representing ‘the people’, showing them the sword Hippolytus dropped in his flight and the Queen, lying distraught on the ground, her hair all dishevelled.

The Chorus apparently ignores the cries of the nurse and instead proceeds with a 3-page hymn to Hippolytus’s matchless male beauty.

Act 3

Weirdly, act 3 opens with the self-same Chorus only now summarising the situation i.e. the queen intends to pursue her utterly false claim of rape against Hippolytus. But the Chorus hasn’t got far before who do we see arriving but Theseus, the mature hero, who describes how he has been in the underworld for four long years, only able to return because Hercules rescued him. But what is all this weeping and lamentation he hears?

The nurse explains her wife is distraught and some kind of curtain is lifted or something removed to reveal an ‘inner scene’ where we see Phaedra holding a sword as if to kill herself. Theseus interrogates Phaedra who refuses to explain. So – in the kind of casual mention of hyper violence to servants and slaves which always disturbs me – Theseus says he’ll have the nurse bound and scourged and chained and whipped till she spills the beans.

But before he can do this, Phaedra says Hippolytus tried to rape her, saying this is his sword which he left in his flight. Theseus now delivers the ‘Great gods, what infamy is this!’ type speech. Interestingly, he accuses Hippolytus not only of the obvious things, but accuses him of hypocrisy in his ‘affectation of old time-honoured ways’ i.e. Seneca has expanded Hippolytus’s traditional character of hunter to include this extra dimension of him being a proponent of the whole back-to-the-ways-of-our-ancestors movement, a view Seneca himself propounds in the Letters to Lucilius.

Theseus accuses Hippolytus of being the worst kind of hypocrite, in language which reminds me of Hamlet berating his uncle Claudius, then vows to track him down wherever he flees. He tells us that the god Neptune granted him three wishes, and now he invokes this promise, demanding that Hippolytus never sees another dawn.

The Chorus steps in to lament why the king of the gods never intervenes to ensure justice, why men’s affairs seem governed by blind fate, why the evil triumph and the good are punished.

Act 4

Enter the messenger with stock tears and reluctance to tell what he has seen. Theseus commands him and so the messenger describes the death of Hippolytus. The youth fled, jumped into his chariot, and whipped the horses off at great speed but that is when a strange enormous storm arose at sea, vast waves attacking the land, and giving birth to a monster, a bull-shaped thing coloured green of the sea with fiery red eyes. This thing proceeds to terrify Hippolytus’s horses which run wild, throwing him from the chariot but tangling his arms and legs in the traces, so that he is dragged at speed over the clifftop’s ragged rocks and flayed alive, his body disintegrating into pieces until he collided with a fallen tree trunk and was transfixed in the groin. Theseus laments that his wish has been so violently fulfilled.

The Chorus repeats the idea which I’m coming to see as central to the play, less about love or lust etc but the safeness of the humble life, not exposed to the decadent living, random lusts and shocking violence associated with the rich.

Peace and obscurity make most content,
In lowly homes old age sleeps easily…
For Jupiter is on his guard
And strikes whatever comes too near the sky.
The thunder rumbles round his throne,
But no great harm can come to common folk
Who dwell in modest homes.

If you think about this for a moment, you’ll realise it’s bullshit. Poor people living in lowly homes often have terrible lives, scarred by poverty, ignorance and, of course, the random violence of their superiors who might, for example, decide to start a civil war and devastate the homes and livelihoods of ‘common folk’ in entire regions. Think of Julius Caesar laying waste entire regions of Gaul, burning cities to the ground and selling their entire populations into slavery. It’s the kind of patronising crap rich people tell themselves to convince themselves that they, the filthy rich, living in the lap of luxury, eating at gluttonous banquets, waited on hand and foot by literally hundreds of slaves, and filling their day with sexual perversions, that they are the ones who have it rough.

Act 5

Barely has Theseus heard all from the messenger than Phaedra enters, wailing and wielding the sword. She begins her lament as the ruined corpse of Hippolytus is brought onstage and continues, lamenting his death, berating her treachery and falsehood, confessing to Theseus that Hippolytus was totally innocent, then stabbing herself to death.

Theseus then laments a) was it for this that he was allowed to escape from hell, into a hell of his own devising? And then lists all the ingenious punishments he saw in hell and says none of them are adequate for him.

The Chorus intervenes to advise that they honour and bury the body first and then, very gruesomely, specifically directs Theseus in placing the left hand here and the right hand over here, and so on, as they assemble his body parts, a ghoulish jigsaw.

In the final lines, Theseus orders his staff to a) go scour the landscape to find the last missing bits of Hippolytus and b) and as for the wicked Phaedra:

let a deep pit of earth conceal
And soil lie heavy on her cursed head.

3. The Trojan Women

Background

The Trojan War has ended. Troy has fallen. Outside the smouldering ruins of the city huddle the surviving royal women, rounded up by the victorious Greeks and awaiting their fate. The leading women are Hecuba, widow of King Priam, and Andromache, widow of the great Trojan warrior, Hector.

Act 1

Hecuba opens the play with a long lament about the fall of Troy, symbol of the uncertainty on which all pomp and power is based. She interacts with the Chorus of Trojan women. She makes them unbind their hair and loosen their tunics to expose their bare breasts which they then proceed to beat in lament for Hector, wall of Troy, and Priam its murdered king. But at least they are at peace now and will never be led as slaves to foreign lands.

Happy is Priam, happy every man
That has died in battle
And taken with him his life’s fulfilment.

(The literal baring and beating of their own breasts occurs in several of the plays. Was it performed literally in ancient times? Women mourning in ancient times were meant to not only beat their bare breasts but scratch their faces till they bled. If taken literally, surely this would be as difficult to perform persuasively onstage as a sword fight.)

Act 2

The Chorus wonders why the Greeks are delaying. Talthybius describes the momentous appearance of the ghost of Achilles, demanding the sacrifice he was promised before the fleet can sail. A prime slab of Senecan bombast:

A rift appeared,
Caves yawned, hell gaped, earth parted and revealed
A way from worlds below to worlds above.
His tomb was burst asunder and there stood
The living ghost of the Thessalian leader…

Pyrrhus, son of dead Achilles, takes up the case for his father, first listing his great victories before he even came to Troy, then insisting the Greeks fulfil their vow and make a human sacrifice at his tomb. Agamemnon sharply refuses, saying he regrets the blood and cruelty of the night of the sack of Troy but it was sort of justified by bloodlust. But now in the cold light of day, sacrifice a human being? No. This dialogue turns really bitter as the two Greeks insult each other, accusing each other of cowardice and crimes.

Agamemnon calls for Calchas the soothsayer. Enter Calchas who announces that the gods demand two sacrifices: a young woman dressed as a bride must be sacrificed on Achilles’ tomb; and Priam’s grandson must be thrown from the battlements of Troy. Then the Greek fleet can sail.

The Chorus delivers quite a profound speech about death: is there anything afterwards, does the spirit live on, or is this all? It concludes:

There is nothing after death; and death is nothing –
Only the finishing post of life’s short race.

Therefore, ambition give up your hopes, anxiety give up your fears. (This is the third play in which, contrary to Watling’s comments in the introduction, we find Seneca’s characters delivering very clearly Stoic beliefs, entirely in line with Seneca the philosopher.)

Act 3

Andromache berates the Trojan women for only just learning grief, whereas for her Troy fell and the world ended when her husband, Hector, was killed. Now she only resists the death she wants to protect their son, Astyanax. An Elder performs the function of the nurse in other plays i.e. asks questions and is a sounding board for Andromache’s thoughts. She tells how the ghost of Hector came to her in a dream warning her to hide their son. Now she has come to the tomb of her husband and pushes the boy to go inside it (through gates) and hide, which he does without a word.

Then the Elder warns that Ulysses approaches. Ulysses announces he has been drawn by lot to ask Andromache for her son. While the son of Hector lives no Greek can rest, knowing he will grow up to restore Troy and relaunch the war. Andromache pretends her son was stolen from her during the sack of the city and laments his whereabouts and fate. Ulysses sees through her lies and threatens her with torture. Andromache welcomes torture and death. Ulysses understands her mother love and says it is love of his son, Telemachus, which motivates him.

At which point Andromache, to the accompaniment of fierce oaths, makes the ironic lie that her son right now is entombed with the dead (he, as we saw, is hiding in the tomb of Hector). Ulysses detects that Andromache is still anxious, pacing, muttering, as one who had lost everything would not. She is lying. He orders his men to tear down Hector’s tomb with the aim of scattering the ashes on the sea.

Andromache agonises over whether to surrender her son to save the ashes of her husband. She places herself before the tomb defying the soldiers to kill her first. Ulysses orders them on. She falls to her knees and clasps Ulysses’ legs and begs him to have mercy. She calls forth the boy, who comes from the tomb, she tells him to kneel before Ulysses.

Andromache ridicules the idea that this poor boy but himself could rebuild the walls of the ruined city. She begs Ulysses to let the boy become his slave. But Ulysses ducks responsibility, saying it is not his decision but Calchas’s.

Andromache despises him, but Ulysses says time is marching on, the ships have weighed anchor. He allows her a moment to lament her son and Andromache gives a page-long speech describing Astyanax growing to manhood and being a wise and noble king, which will not now happen. Andromache bids him go with the Greeks, but the boy clings on to his mother and doesn’t want to leave, but Andromache says there is no choice and bids him take a message from her to his father. Ulysses, bored of all this yap, commands his soldiers to take him away.

The Chorus of Trojan women pulls back, as it were, from this immediate scene, to consider the general problem, what will become of them, where will they be sent, whose slaves will they become?

Act 4

Helen laments that she has been ordered by the victorious Greeks to lie to Priam’s daughter Polyxena, and persuade her she is to be married to Pyrrhus. It is, of course, a lie, she is going to be sacrificed, but Helen dutifully tells her to rejoice and dress as a bride. Andromache, hearing all this, is filled with disgust that anyone can think of rejoicing at this disastrous time, and at the unremitting evil Helen represents, ‘bringer of doom, disaster and destruction’.

Helen replies to this attack, saying she had no say in the matter, was handed over like an object won in a competition, has endured 10 years of exile, and is now hated by all sides. Andromache knows Helen is telling lies and orders her to tell the truth. Herself weeping, Helen comes clean and says Polyxena is to be sacrificed, burned, and her ashes scattered over Achilles’ tomb.

Andromache is shocked that Polyxena takes the news that she is about to die with alacrity and enthusiastically changes clothes, braids her hair etc. It means exit from this misery and avoiding a lifetime of slavery. Not so happy is her mother, Hecuba, who laments.

Now Helen tells the Trojan women have been parcelled out to, Andromache to Pyrrhus, Hecuba to Ulysses, Cassandra to Agamemnon. Hecuba rains down curses on Ulysses, hoping that storm and sea will plague his return to Ithaca. And, as Pyrrhus appears, she extends her curse of storms and shipwreck to the entire Greek fleet.

The Chorus of Trojan women point out there is comfort in numbers, it is easier to mourn or suffer with colleagues, and describes how it will feel to be rounded up into the ships and sail away and slowly lose sight of their homeland, the smoke rising from their ruined city, Mount Ida, all fading over the horizon.

Act 5

The messenger arrives and announces the boy has been flung from the tower, the girl has met her death. The women ask for a detailed account, which he gives them. Both died with tremendous bravery, shaming the Greeks.

The last word goes to Hecuba who laments that death has come to everyone in her family, but will not come to her, to ease her suffering.

Thoughts

  1. The supernatural element of Achilles’ ghost rising up from the underworld is very unlike the chaste, restrained style of Euripides’ tragedy on the same subject. it feels closer in style to the Middle Ages or Gothic horror.
  2. The choral ode in act 2 persuasively argues that there is nothing after death, death is the end, our minds expire with our bodies – which is flatly contradicted by everything else in the play, including Achilles’ miraculous appearance, the ghost of Hector, and so on.
  3. The other plays feature a unified chronological plot. The Trojan Women is interesting because it has what feels like two plots, featuring two women (Hecuba and Andromache) running in parallel, though linking up at places. Its emphasis on the suffering of women reminds me of Ovid’s Heroides. It’s my favourite.

4. Oedipus

Background

The most famous Greek myth. A soothsayer tells Oedipus’s parents, Laius and Jocasta, the rulers of Thebes, that their unborn son will kill his father and sleep with his mother. Horrified, the royal couple deliver the baby, but then expose him in the country. To avoid the prophecy coming true they have the baby’s ankles pierced and joined together with a strap. (This caused the child’s feet to swell up and gave rise to Oedipus’ name, which literally means ‘swollen foot’.)

A peasant finds him and takes him to the king of the neighbouring realm, Polybus of Corinth who, being childless, considers him a providential gift from the gods and adopts him. As Oedipus grows to be strong and virile, his peers taunt him that he can’t be the son of the mild and gentle Polybus. So he travels to Delphi where the oracle tells him he is fated to kill his father and sleep with his mother. Horrified, Oedipus vows never to return to Corinth. On the way back he gets into an argument in a narrow path with an old man driving a chariot and hits him so hard he accidentally kills him. On the same journey he comes across the half-human, half-animal sphinx who won’t let him pass unless he answers the riddle: What walks on 4 legs in the morning, 2 legs at noon, and 3 legs in the evening. Oedipus answers correctly that it is Man. He travels on to Thebes to discover that the entire city had been terrorised by the Sphinx but he has saved them all. Not only that, but news has come that old King Laius has been killed. As saviour of the city, Oedipus is offered the hand of the widowed queen and marries Jocasta and becomes the new king.

The play opens as a plague is ravaging Thebes. A sequence of events, and messengers bringing news, slowly reveal to Oedipus that he was never the natural son of King Polybus, that he was adopted, that his true parents were Laius and Jocasta and then…that the old man he killed in the fight in the road was Laius and…he has been sleeping with Jocasta, his own mother, for years. At which point a) Jocasta hangs herself and b) Oedipus blinds himself.

Act 1

Oedipus outlines the situation i.e. he is king at Thebes, the city is stricken with plague which is striking down everyone but himself, he has sent to the oracle at Delphi which has sent back the horrifying prediction that he will kill his father and sleep with his mother. He is pleased he fled his homeland and his father Polybus, but feels a terrible sense of dread.

I see
Disaster everywhere, I doubt myself.
Fate is preparing, even while I speak,
Some blow for me.

Of course the blight of the plague gives Seneca scope for some typical hyperbole, ‘the murk of hell has swallowed up the heavenly citadels’ and so on. The description of the plague goes on at length, describing people too sick to bury the dead and so on, reminding me of the vivid description of the plague which ends Lucretius’s long poem De Rerum Natura, premonitory of Albert Camus’s great novel about a 20th century plague. Oedipus says maybe he brought the bad luck, maybe must leave the city.

His queen (and unbeknown to him, his mother) tells him a true king grasps misfortune with a steady hand.

Oedipus describes his encounter with the Sphinx who is made to sound a hellish beast surrounded by the bones of those who failed her riddle. Well, he triumphed over her but now seems to have himself brought the plague to Thebes.

The Chorus is made up of Theban elders. It gives a 4-page-long, vivid description of the plague, how it first struck animals then moved to humans. With characteristic bombast it then shrilly describes:

Out of the depths of Erebus their prison
The Furies have rushed upon us with the fire of hell.
Phlegethon, river of fire, has burst its banks,
The River of Hades is mingled with the River of Cadmus.

The act ends as Oedipus sees Creon, Jocasta’s brother, arriving. He has been to the oracle.

Act 2

Creon described to Oedipus the mood of horror at the oracle, till a superhuman voice declared that only when the murderer of Laius is driven out will Thebes know peace. Oedipus then makes one of those ironic vows, vowing to all the gods that the murderer of Laius will never know rest but live in permanent exile, a wandering nomad, and find no pardon – ignorant of the fact he is cursing himself.

On a more mundane note Oedipus now asks Creon how Laius met his death. He was attacked and murdered at a crossroads out in the countryside, says Creon.

Enter the old blind prophet Tiresias, led by his daughter, Manto. He tells Oedipus he can interpret the situation through a sacrifice, so a bull and heifer are brought in and the sacrificial flame rises and parts in two parts which fight each other.

[This is a classic example of the way these plays would be hard to stage but work very well when read, or read aloud, or broadcast. The getting onstage of the animal, its execution and especially the behaviour of the flame would be impossible to create onstage but work pretty well when read out.]

Manto describes the strange behaviour of the flame which Tiresias interprets as the gods themselves being ashamed of the truth. Tiresias asks how the animals behaved when sacrificed and Manto tells him the heifer submitted but the bull shied and defied the blows. The heifer bled freely but the bull’s blood not at all, while dark blood poured from its eyes and mouth. When they examined the entrails, they were in bad shape, the heart was shrunk, the veins were livid, part of the lungs was missing, the liver was putrid. Far, far worse, the virgin heifer turned out to be pregnant and the deformed life in her stirred. The fire on the altar roared, the hearth quaked etc.

Oedipus begs to know what this all means, but Tiresias pushes the play deep into Gothic territory by saying they will have to perform a magic rite to call the soul of the dead king himself up from hell to tell them. Oedipus must not attend, so he nominates Creon to go in his place.

Incongruously, oddly, the Chorus sing a sustained hymn to the Bacchus, god of the vine, listing his adventures and achievements – notably the occasion when he scared pirates who had captured him into jumping overboard and being changed into dolphins, and the time he rescued Ariadne from Naxos and proceeded to marry her.

Act 3

Creon enters. Oedipus asks what he saw at the ceremony. Creon is so terrified he repeatedly refuses to speak until Oedipus forces him. Then Creon gives a terrific description of the dark and ill-fated glade where they took Tiresias and dug a ditch and burned animal sacrifices and chanted evil spells and a great chasm opened up and hordes of the dead appeared before them. Last of all came the reluctant figure of Laius, still dishevelled and bloody, who proceeds to give a long speech saying the plague on Thebes is due to the current king, who killed his father and has slept with his mother and had children by her. Only when he is cast out as an unclean thing will Thebes be cured.

Oedipus is appalled but refuses to believe it: after all, his father Polybus lives on at Corinth and he’s never laid a finger on his mother, Merope. Oedipus refuses to believe it and says Creon is conspiring with Tiresias to seize the crown. Creon, for his part, advises Oedipus to abdicate now, to step down to a humbler position before he is pushed. They proceed to have a page of dialogue which turns into a debate about whether a subject should stand up to the king, Oedipus dismissing these as typical arguments of the revolutionary.

The Chorus gives a potted history of the land of Thebes, and the wider region of Boeotia, populated by Cadmus in search of his abducted sister Europa, of the many monsters which have been spawned in this region, with a final mention of the myth of Actaeon, turned into a stag and ripped apart by his own hunting dogs.

Act 4

Oedipus is confused, he asks Jocasta how Laius died and is told he was struck down by a young man when travelling with his entourage at a place where three roads meet. It jogs a faint memory in Oedipus’s mind but then a messenger comes to interrupt his attempts to remember with news that his ‘father’, King Polybus of Corinth, has passed away peacefully in his sleep.

The old man/messenger requests him to come to Corinth to attend the dead king’s funeral, but Oedipus refuses, saying he is afraid of being alone in the company of his mother. The old man reassures him that Meropa was not his real mother and proceeds to tell the full story of how he, the old man, was given Oedipus as a baby, his ankles bound together with a metal pin. ‘Who by?’ Oedipus asks. ‘The keeper of the royal flocks,’ the man replies. ‘Can he remember his name?’ Oedipus asks. No, but he might remember the face. So Oedipus orders his men to assemble all the royal shepherds.

The old man warns Oedipus to stop probing while he still has time, but Oedipus insists he has nothing to fear and the truth will set him free. Poor dupe of fate.

Enter Phorbas, head of Thebes’s royal flocks. He begins to remember the old man. He confirms that he handed the old man a baby but doubts if it can have lived because its ankles were pierced through with an iron bolt and infection had spread.

Who was the baby, Oedipus demands. Phorbas refuses to say so Oedipus says he will order hot coals to torture him with. Phorbas replies with one line: ‘Your wife was that child’s mother.’

With that one line the truth comes flooding in on Oedipus. He is not Polybus and Meropa’s child; they adopted him; he is the child of Laius who he killed at the crossroads and of…Jocasta, the woman he has married and had children with. Oedipus is, understandably, distraught, and expresses it with full Senecan hyperbole:

Earth, be opened!
Ruler of darkness, hide in deepest hell
This monstrous travesty of procreation!

The Chorus continues its very tangential relationship with the story, not commenting on this amazing revelation at all, but instead wishing its ship of life was riding on milder waters to a gentler wind. And then goes off at a real tangent, briefly describing the story of Daedalus and Icarus to show that living in moderation, the golden mean, is best.

Act 5

The Chorus sees a messenger approaching. Never good news these messengers, and this one is no exception. He describes in great detail how distraught Oedipus went into the palace, grabbed a sword and made a great speech about killing himself, but then realised it wasn’t punishment enough, was too quick and easy. Something was demanded to placate the gods and end the curse and the plague, more like a living death, where he would die again and again every day. Then it comes to him to blind himself and the messenger gives a very gory description of Oedipus plucking his own eyes out.

The Chorus gives a brief didactic explanation that Fate is unchangeable, one iron chain of endless causes and consequences. No man can escape it.

Enter Oedipus blinded, freed from the light of the accusing sun.

The Chorus describes Jocasta coming onstage, distraught, uncertain whether to address her son and husband.

Jocasta addresses Oedipus who is horrified and says they must never speak, never be in the same country together. Jocasta seizes his sword and, after some debate exactly where to stab herself, stabs herself in her womb, seat of all her sinfulness, and falls dead.

In his final soliloquy Oedipus says he has expiated his sin and now will set out on his wanderings. He promises the poor suffering people of Thebes that he will take with him the capitalised allegorised figures of infliction and free them at last. What better companions and tormentors could he hope for on his endless wanderings and punishments.

Moral of the story

Even if you’re a childless couple, desperate for a baby, do not accept the gift of a little baby boy whose ankles are pierced together by an iron bar!

*************

Big ideas

When I was a boy reading these Penguin introductions, it was often not specific criticism of specific aspects of the play which stuck with me, but when the scholars and editors made throwaway generalisations which in a flash helped me make sense of an entire genre or period of history.

Thus, in among his detailed critique of specific plays or aspects, Watling offers three big, memorable ideas about Seneca’s influence on English Renaissance literature.

1. One is that Seneca is often blamed for Elizabethan and Jacobean playwrights’ addiction to ghosts, ghosts of gruesomely murdered figures who return to the land of the living to trigger the action of the plot (p.28). The ghost of the dead Spanish officer Andrea appears at the start of the archetypal Elizabethan revenge tragedy, Thomas Kyd’s The Spanish Tragedy, and ghosts are important in Shakespeare’s Macbeth and Julius Caesar and central to the plot of his greatest play, Hamlet. In fact, Watling refutes this by pointing out there are only two ghosts in Seneca’s oeuvre, Tantalus in Thyestes and Thyestes in Agamemnon.

2. The other is the simple but illuminating comment that:

The language of Elizabethan drama would not have reached its height of poetic eloquence without the infusion of the classical voice – the Ovidian mythology and the Senecan rhetoric. (p.32)

Aha, Ovid and Seneca – so that was their influence and how they fit together to flow through all Elizabethan drama: Ovid for mythological stories, with their bucolic settings, flowers and curlicues; Seneca for accusing ghosts, characters howling for revenge and invoking the shadows of Erebus and darkest night.

3. There’s a third insight, not so striking as the first two, maybe, and this is that, despite the best efforts of scholars and academically-minded authors like Philip Sidney or Ben Jonson to import the so-called Dramatic Unities and impose them on contemporary drama, they failed; they failed to dent the English preference for ‘straggling narrative plays‘ which cheerfully ignore the cardinal unities of time or place or even action (p.35).

In Watling’s words 1) Senecan rhetoric of extreme emotions was grafted onto 2) plots which lacked Senecan focus and concision, to create a ‘fusion of classical uniformity with romantic multiformity in the Elizabethan theatre.’ (p.37).

In the greatest Elizabethan plays, the theme, the form and the language may have crystallised into an impressive whole:

but yet not so perfect as to tidy up all the loose ends or exclude the superfluities and irrelevances which make the Elizabethan drama of life a different thing from the Roman sculptured monument of death. (p.38)

Messy, mongrel literature has always been our style.


Credit

E.F. Watling’s translation of Four Tragedies and Octavia was published by Penguin Books in 1966.

Related links

Roman reviews

Metamorphoses by Ovid – 1

My design leads me to speak of forms changed into new bodies.
Ye Gods (for you it was who changed them) favour my attempts,
And bring my narrative from the very beginning of the world, even to my own times.
(Opening lines of the Metamorphoses in 1851 translation)

My purpose is to tell of bodies which have been transformed into shapes of a different kind. You heavenly powers, since you are responsible for those changes, as for all else, look favourably on my attempts, and spin an unbroken thread of verse, from the earliest beginnings of the world, down to my own times.
(First sentence, in Mary M. Inne’s 1955 prose translation)

I want to speak about bodies changed into new forms. You, gods, since you are the ones who alter these, and all other things, inspire my attempt, and spin out a continuous thread of words, from the world’s first origins to my own time.
(A.S. Kline’s 2000 translation)

(This is the first of two summaries and reviews of Ovid’s Metamorphoses.)

Ovid’s other books are good but the Metamorphoses stands head and shoulders above them. It is the length of an epic poem but instead of telling one story is a vast compendium of Greek myths and legends, starting at the creation of the universe and continuing all the way through to the deification of Julius Caesar, and all the stories in between are linked by one underlying theme – the physical change and transformation of their protagonists. It brings together myths and legends which describe the transformation of human beings into all kinds of other forms including animals, trees, rocks, birds, constellations, flowers, springs and so on.

Thus in book 1 the mischievous god of love, Cupid, shoots Apollo with a golden dart to inflame him with uncontrollable love for the maiden Daphne, who Cupid shoots with one of his arrows tipped with lead, which have the opposite effect, making the victim shun and flee love. Thus Apollo chases Daphne who does everything to evade him and finally, in pity of her distress, Jupiter transforms her into a laurel tree. In a very moving line Apollo places his hand on the bark of the tree and feels her heart beating through it.

The Metamorphoses consists of 15 books and retells over 250 myths. At 11,995 lines it is significantly longer than the 9,896 lines and twelve books of Virgil’s Aeneid, though not nearly matching the 24 books and 15,693 lines of the Iliad. It is composed in dactylic hexameter, the heroic meter of both the ancient Iliad and Odyssey, and the more contemporary epic Aeneid.

The Metamorphoses are important because, as other sources of information were lost in the Dark Ages, it preserved detailed versions of classic myths in one handy repository. It acted as a sort of handbook of myths and was a huge influence on Western culture as a whole, inspiring writers such as Dante, Boccaccio, Chaucer and Shakespeare (the story of Venus and Adonis becoming the subject of one of his two long narrative poems, the tragedy of Pyramus and Thisbe burlesqued in A Midsummer Night’s Dream and a thousand other references). Numerous episodes from the poem have been depicted in  countless works of sculpture, painting, and music.

The poem itself metamorphoses

The text is not only about gods tormented by love and humans changing into animals or objects, the text itself works by changes and transformations. What I mean is the text isn’t as clear and logical as you might expect but one tale leads on to another in a semi-random way, some tales are suspended while others are completed, many take the shape of tales within tales i.e. one story is part-way through being told when a character embarks on telling a completely different story and you have to wait for this second one to finish before you go back to hearing the end of the first one (for example the story within a story about the Muses’ competition in book 5).

Although it’s as long as an epic poem, the Metamorphoses not only has no unity of narrative – hopping all over the place from story to story – it also is very uneven in genre and tone. It handles a range of themes which you might expect to find in numerous ancient genres of literature, from descriptions of fighting you would expect in epic; to passages of profound lament such as you’d find in elegy; to scenes of profound and searing tragedy; and then plenty of scenes which start out as idyllic pastoral. At some points a lengthy speech sounds like the kind of rhetorical argumentation you might find being made in a court of law.

As if reflecting the ever-changing, transforming narrative, which describes endless transformations, the tone and genre of the poem are themselves continually changing as they move among these different genres and ranges.

Three types of metamorphosis

I’d suggest three types of transformation in what follows, using the two vectors of mortal/immortal and temporary/permanent:

  1. a god disguises themself – a god temporarily disguises themselves as someone or something else, remaining essentially the same beneath, male gods generally for the purposes of seduction, female goddesses generally for the purpose of revenge (the story of Philemon and Baucis in book 8 is a rare instance of benevolent, charitable disguising) – it is a temporary change
  2. a god transforms themself – a god transforms themselves into something else completely: Jupiter transforming himself into a bull to abduct Europa or a shower of gold to inseminate Danae, and so on – it is temporary; some lower divinities can also transform themselves, for example Proteus or the river Acheloüs (book 9)
  3. a god transforms a mortal – by far the most numerous category, where a god or the fates or some higher power transforms a mortal (or a lower divinity like a nymph or dryad) permanently, unalterably, often tragically

Contents

Book 1

The Creation of the universe by the orderly transformation of chaotic elements into the world we see around us. The evolution of human society through the four Ages of Mankind, Gold, Silver, Bronze, Iron.

The great flood exterminates most of mankind. Animated beings are produced by heat and moisture out of the resulting mud. Among them is the serpent Python. Phoebus kills the Python and institutes the Pythian games as a memorial.

Survivors of the flood, Deucalion and Pyrrha, throw stones behind them which, to their amazement, turn into humans to repopulate the earth.

Cupid punishes Apollo for mocking him, by making him fall madly in love with Daphne and pursuing her through the woods till Daphne is turned into a laurel tree. Henceforward, laurels are Apollo’s symbol.

Jupiter seduces Io then hides her from his jealous wife, Juno, by changing her into a cow. Juno admires the white heifer so Jupiter finds himself giving her as a present to Juno. Juno entrusts the cow to the care of Argus, who has a hundred eyes and never sleeps. Io wanders pastures as a cow, miserably unhappy, till she is reunited with her father Peneus who laments her fate, till Argus arrives and drives her on. Jupiter takes pity and has Mercury rescue her. First Mercury tells Argus the story about the transformation of the nymph Syrinx into reeds to lull him to sleep; then chops his head off and rescues Io. Juno takes Argus’s eyes and embeds them in the tail feather of her favourite bird, the peacock. Enraged, Juno sends a Fury to torment Io, who adopts the shape of a gadfly, driving her madly through Europe and into Egypt. Here Jupiter begs Juno to forgive her rival, the latter relents, and Io is finally reverted back to a woman.

A long account of how Phaëton, son of Phoebus god of the sun, persuades his father to let him drive the great chariot of the sun, which he proves unable to control, veering the sun all over the sky and causing catastrophic damage on earth.

Book 2

The story of Phaëton continued, ending with him being zapped with a thunderbolt by Jupiter. His four sisters – Phaethusa, Lampetie plus two unnamed ones – mourn him and are turned into trees. Cygnus, a relative of Phaëton’s, mourns him and is turned into a swan.

Jupiter repairs the walls of heaven, spots Callisto, woos her and when she resists, rapes her. Callisto’s ‘shame’ is revealed when she bathes with Diana and her nymphs. She gives birth to a son, Arcas. Juno tracks her down and attacks her but she turns into a bear. Fifteen years later Arcas has grown into a lusty lad who loves hunting and one day encounters his own mother as a bear and is about to kill her when Jupiter stays his hand. Jupiter whirls both son and mother into the sky and makes them constellations.

How the crow was made, namely she was a beautiful maiden, the god of the sea fell in love and pursued her, she threw up her hands in entreaty to heaven and was turned into crow.

The maid Nyctimene is raped by her father, Epopeus, a king of Lesbos. She flees into the woods in shame, refusing to let herself be seen. The goddess of wisdom, Minerva, takes pity on her and turns her into an owl, the bird which famously only comes out at night and becomes Minerva’s companion and symbol.

The raven had been a sleek, silvery bird but when Phoebus fell in love with the maid Coronis of Larissa, the raven spied her being unfaithful to the god with a young Thessalian mortal. In a moment of fury Phoebus shot Coronis dead with an arrow, then immediately repented his folly as she died in his arms: a) he took revenge on the snitching crow by turning it black b) he took their unborn child, Aesculapius, from Coronis’s womb and entrusted him to the care of Chiron the centaur.

Chiron has a daughter named Ocyrhoe. She starts to prophesy Chiron’s terrible death to him but the fates forestall her and turn her into a mare.

Mercury steals the cattle of Apollo but their location is noticed by the cowherd Battus. Mercury makes Battus swear not to reveal their location but then returns in disguise and offers him a reward for the secret and Battus promptly reveals their location, breaking his promise, and so Mercury turns his heart to hard flint, the kind called ‘touchstone’.

Aglauros had crossed the goddess Minerva by revealing secrets about her. Minerva visits the wretched hovel of the slimy goddess Envy and tells her to poison Aglauros’s heart, which she does, making her tormented with envy that her sister, Herse, has caught the heart of Mercury. When Mercury comes to the sister’s house to visit Herse, Aglauros refuses to budge out the doorway so Mercury turns her into a statue.

Jupiter transforms himself into a bull in order to mingle with the herd of cattle which regularly browse near Sidon. He orders Mercury to gently drive the cattle down to the shore where the beautiful maiden, Europa, daughter of king Agenor, daily plays with her attendants. The maidens play with this new bull (i.e. Jupiter in disguise), garland his horns, he lies down, tempts Europa to climb on his back, and then makes off into the sea, carrying her, terrified, away from the shore and her friends and over the sea to Crete.

Book 3

King Agenor commands his son Cadmus to seek his lost sister Europa. In Boeotia Cadmus slays a dragon (‘the serpent of Mars’) and is told to plant its teeth in the soil which he is then astonished to see sprout and grow into warriors. These tooth warriors then fight each other to the death, leaving just five who become Cadmus’s companions in founding the new city of Thebes.

The young mortal, Actaeon, stumbles across the goddess Diana bathing naked with her nymphs and she punishes him by transforming him into a stag which is then torn to shreds by his own hounds.

Juno discovers Jupiter is sleeping with Semele. She disguises herself as Semele’s old nurse, pops down to see her and they get chatting. Juno plants a seed of doubt in the girl’s mind by saying many a man claims to be a god to bed a girl; she (Semele) should insist to Jupiter, the next time she sees him, that he reveal himself in all his glory. So next time Jupiter calls, Semele makes him promise to give her anything she wants and, when he agrees, says she wants to see his true nature. Jupiter is now constrained to keep his word and so sorrowfully gathers his entire might together and, revealing himself to Semele in his blistering glory, incinerates her to ashes. Sad Jupiter takes the child in her womb and sows it in his own calf for 9 months and, when it is born, hands it over to nymphs for safekeeping. This will be Bacchus who is known as ‘the twice-born’.

Jupiter and Juno argue over who enjoys sex most, men or women. They agree to the arbitration of Tiresias who was born a man but lived 7 years as a woman before being restored to maleness i.e. has experienced sex as a man and a woman. Tiresias confirms that women get more pleasure from sex. Juno is so furious at losing the argument that she strikes him blind. Jupiter gives him the gift of prophecy as compensation.

Narcissus and Echo. The river-god Cephisus ‘ravishes’ Liriope, the Naiad, taking her by force under his waves and impregnating her. She gives birth to a beautiful boy, Narcissus. By age 16 he is a beautiful youth but cares nothing for suitors, male or female. One day the nymph Echo saw him, driving frightened deer into his nets. Juno had already punished Echo: for on many occasions when Jupiter was having sex with this or that nymph, Echo kept Juno chatting interminably to cover for him. When Juno realised this she struck her with two afflictions ) reducing her speech to the minimum b) giving her no power over it but making her merely ‘echo’ what others said to her.

So when Echo sees the beautiful Narcissus she is struck with love and adoration and follows him round everywhere, but can never initiate a conversation, having to wait for him to say something and then feebly echoing the last phrases. When she comes forward to face him she can only echo his words of astonishment and then of repulsion, for Narcissus loves no-one and runs off, abandoning her. Since then Echo haunts caves and dells and lonely places and slowly her body wasted away till she became an invisible voice, wanly repeating what anyone who wanders into places like that happen to say.

Meanwhile Narcissus continues to scorn all lovers, male or female and one of them lifts their hands to the gods, asking for him to suffer the same unrequited passion he causes in others. The goddess Nemesis hears and makes it so. Narcissus comes to a pool and rests and looks into it and falls in love with his own reflection. He is struck by fierce unrequitable love and beats his own chest drawing blood, laments, droops and is turned into a flower, the narcissus, with white petals (his ivory skin) surrounding a yellow heart (his blonde hair) with flecks of red (the blood he drew when he struck his own chest in the agony of love).

Pentheus mocks Bacchus and is torn to pieces by the god’s devotees including his own mother.

Book 4

While the festival of Bacchus goes on outside, the daughters of Minyas high-mindedly refuse to join in but sit inside spinning and telling stories. The story of Pyramus and Thisbe whose parents forbade their love so they made a midnight rendezvous at an old tomb but Thisbe, arriving first, saw a lioness fresh from a kill coming to the pool to drink. She safely hid but the lioness found her veil and tore it to shreds before leaving. Pyramus arriving a little later found the blood-stained veil, concluded his beloved had been killed and dragged away and so stabbed himself with his sword. At which point Thisbe came out of hiding to discover her beloved dying and, in turn, fell on his sword. The gods took pity and turned the berries of the mulberry tree under which the lovers took their lives, the colours of their blood.

Venus is unfaithful to her husband, Vulcan, with Mars. Helios the sun god sees this and tells Vulcan. Vulcan makes a new of metal and catches Venus and Mars in the act, then invites all the gods to come and see them, caught in this humiliating position.

As revenge, Venus makes Helios fall in love with Leucothoe and ignore another young woman, Clyties, who is desperately in love with him. Helios disguises himself as Leucothoe’s mother, Eurynome, to gain entrance to her chambers and reveals himself to Leucothoe, seduces and has sex with her.

But Clytie, consumed with jealousy, reports Leucothoe’s affair to her father Orchamus, who punishes his daughter by burying her alive. Helios sees this and comes to her rescue but Leucothoe is dead before he can save her. Helios sprinkles her body with fragrant nectar and turns her into a frankincense tree.

Clytie meanwhile, scorned by Helios for her involvement in Leucothoe’s death, sat pining away, constantly turning her face to the sun until she turns into the heliotrope, whose flowers follow the sun.

Salmacis falls in love with Hermaphroditus and their bodies are combined.

All these stories have been told by the daughters of Minyas as night fell and they worked their looms, ignoring the festival of Bacchus outside. Now Bacchus takes magic revenge, turns their looms into trees and the three daughters are transformed into gibbering bats.

Juno drives Athamas and Ino mad. Athamas dashes out the brains of his son, Ino jumps into the sea clutching her baby daughter, but they are transformed into gods out of pity. Ino’s attendants on the clifftop hold out their hands in lamentation, but are themselves turned to stone.

Cadmus and his wife flee the city where their children have come to such bad ends, and he is transformed into a snake and she entwines with him. Bacchus triumphs everywhere and is worshiped as a god in India

Cut to the adventures of Perseus. Alongside Cadmus and Bellerophon, Perseus was the greatest Greek hero and slayer of monsters before the days of Heracles. He was the son of Jupiter and the mortal woman Danaë who Jupiter came to as a shower of gold (she had been locked up in a tower by her parents).

The Gorgon was a snake-headed monster and anything that looked at her directly was turned into stone. Perseus kills the Gorgon by fighting the reflection of it he sees in his shield. Then he flies back to Europe. As he passes over Libya, drops of blood fall on the desert and change into snakes, which is why Libya is notoriously infested with snakes.

He encounters Atlas, who holds the whole sky on his shoulders, and asks if he can rest for a bit in his gardens. But Atlas is paranoid about his golden tree with golden leaves and golden fruit so he refuses Perseus rest. They get into an argument, then a fight, which Perseus is starting to lose so he pulls out the Gorgon’s head and Atlas is transformed into the huge Atlas mountain.

Perseus rescues Andromeda who has been chained to a rock by the coast, from a sea monster. Before he fights, Perseus places the Gorgon’s head on a bed of leaves and the head’s stone-making influence spreads into the sea where it creates coral.

Book 5

Perseus is attacked by Andromeda’s fiance and his followers, which turns into an epic fight described in the manner of Homer or Virgil. Perseus turns most of the attackers into stone.

The nine daughters of Pierus challenge the Muses to a singing competition. For their impiety they are turned into chattering magpies, ‘the scandalmongers of the woods’. There follows a story within a story within a story; for (level 1) Ovid tells us that (level 2) one of the Muses relates to Ceres how they engaged in a singing competition with the daughters of Pierus, and (level 3) chose Calliope to sing for them: so what follows are the stories which Calliope sang in that competition:

“In Sicily, the abduction of Proserpina by Pluto, who takes her to his kingdom in the Underworld and makes her his queen. (Her mother, Ceres, searches the earth for her; when a boy taunts her, she changes him into a ladybird.) Ceres goes up to heaven to plead with Jupiter (who is both her father, and had sex with her – incest – to sire Proserpina). Jupiter says Proserpina can return to earth so long as she hasn’t eaten anything. Alas she had eaten seven seeds from a pomegranate, an act witnessed by Ascalaphus who tells Pluto, thus sealing Proserpina’s fate. For this treachery Ceres transforms him into a screech owl.

“The daughters of Achelous, Proserpina’s companions, wanted to search the earth for her, so the gods turn them into birds, but with human faces so they can continue singing sweetly.

“Arethusa was in the retinue of Diana, goddess of the hunt. She stripped off to bathe in a poo, and was promptly assaulted by the river god Alpheus who pursues her over hill and dale till she is changed into a spring which plunges into the earth to resurface on Orygia.

(I wonder if someone somewhere has created a map of where all the incidents in the Metamorphoses took place, all around the Mediterranean and North Africa.)

“Ceres hands her chariot and seeds to Triptolemus, telling him to fly across the land and sow them. He seeks accommodation with king Lyncus of Scythia, who treacherously attacks him in the night but is turned into a lynx.”

Only at this point does the narrative of the Muse to Ceres end.

Book 6

Arachne unwisely takes on Minerva in a weaving competition. The idea of tapestries gives Ovid yet another opportunity to show off his inventiveness and showcase the many different ways he can frame a narrative; in that each of the tapestries the two women weaves themselves display classical stories. Minerva’s tapestry shows permanent transformations of mortals:

  • Haemon and Rhodope transformed into snowy mountains
  • the queen of the Pygmies transformed into a crane
  • Antigone changes into a shining white stork
  • Cinyras’s daughter turned into a temple

For a summary of the incidents depicted on Arachne’s tapestry, see the section on ‘Rape culture’, below.

Furious, Minerva tears Arachne’s tapestry to shreds, the miserable woman tries to hang herself, at which pint Minerva condemns her to permanently dangling and changes her into a spider.

Niobe boasts to everyone in her city how blessed and happy she is, perfect husband, huge palace, 14 perfect children and calls on her people to worship her and not these ‘gods’ who nobody’s ever seen, specifically to drop the foolish worship of the god they all call Leto. She says the most foolish thing anyone can say in the ancient world: ‘ I am beyond the reach of Fortune’s blows’. Leto complains to her twin children, Phoebus Apollo and Diana, and Apollo promptly kills all seven of the sons by bow and arrow. Niobe still boats she has more children than Leto, so Apollo proceeds to kill all seven of her daughters. Niobe’s husband hangs himself form grief and she is turned to stone but which still weeps ceaselessly.

Then the people of Thebes tell among themselves other stories of similar transformations. For example, the peasants of Lycia who refused a drink from their lake for Leto when she was wandering thirsty carrying Phoebus and Diana as suckling babes. As punishment for refusing her water, Leto turned them into bickering, croaking animals condemned to live in their wretched lake i.e. frogs.

A very truncated version of the story of Marsyas who challenged Apollo to a competition playing the reed pipes. For his presumption, Apollo flays the poor man, stripping him of his skin but leaving him alive.

The harrowing story of Tereus king of Thrace, who marries fair Procne and takes her back to his kingdom. After a few years she asks if she can see her sister, Philomela, so Tereus sails back to her kingdom, greets her father, and makes the case for Philomela coming with him to visit Procne. Unfortunately Philomela is stunningly beautiful and the second Tereus sees her, he begins to lust after her. He makes pious promises to her father, Pandion, that he’ll look after the girl and Pandion waves her farewell at the harbour amid many tears. Once the ship docks back in Thrace, Tereus abducts a horrified Philomela and locks her up in a remote keep. Here he rapes her. When she reproaches him, he ties her up and cuts out her tongue. He then goes home and tells Procris her sister died on the trip back and pretends grief. Procris erects an empty tomb to her sister.

Tereus frequently returns to rape Philomela over a one-year period. Finally Philomela makes a tapestry depicting the events, folds it and gets a servant to deliver it to Procris. Reading it Procris is consumed with rage. The festival of Bacchus comes and Procris uses it as a pretext to find out the keep where Philomela is hidden, break into it along with a drunken mob, disguise her sister in reveller’s costume and bring her safe back to the castle.

When she sees her sister’s state and that her tongue has been cut out her rage knows no limits and she and Philomela murder her little son, Itys, cook him and serve him to Tereus at a grand feast. At the climax, after he’s eaten his fill of his own son, Procris tells Tereus what they’ve done and brings in mute Philomela holding Itys’s head. Tereus pushes the table away and goes to attack the women but all three are magically transformed into birds, Tereus became a hoopoe, Procne became the swallow who sings a mourning song for her child and Philomela became the nightingale.

The story of Boreas, the cold north wind, carrying off Orithyia against her will, to become his wife.

Book 7

A tenuous link carries us into the heart of the Jason and the Argonauts story, specifically when they arrive at the court of King Aeëtes of Colchis, and the king’s daughter, Medea, falls passionately in love with Jason. There follows a two-page soliloquy in which Medea argues with herself whether she should betray her father and homeland in order to aid Jason. Does love justify filial betrayal? This is very reminiscent of the closely-argued reasoning which fills Ovid’s early work, the verse letters from legendary figures, known as the Heroides.

It’s an unusually extended passage, for Ovid, which describes her seduction of Jason, then great detail about the magic medicine she creates to restore Jason’s father, Aeson, to youthfulness. Then she tricks the daughters of Jason’s father’s rival, Pelias, into cutting their own father’s throat, the idea being you drain the old blood from the person you intend to rejuvenate and replace it with magic potion: it worked for Aeson because Medea infused his veins with potion, but once his daughters have mercilessly slashed and drained Pelias of his lifeblood, Medea simply leaves them with the father they’ve murdered, flying off in a chariot pulled by dragons (she is a powerful witch).

Her flight over Greece allows Ovid to make quick passing references to half a dozen other stories about strange legendary transformations – Cerambus given wings, the woman of Coa growing horns, Cygnus hanging into a swan, the lamenting of his mother Hyrie who is turned into a pool, the transformation of the king and queen of Calaurea into birds, Cephisus’s grandson changed by Apollo into a seal, the transformation of Eumelus’s son into a bird, Alcyone changed into a bird.

Her arrival in Corinth allows Ovid the brief aside about an ancient legend that mortals were first created from fungi. But the super-striking thing about the Medea passage is that Ovid only refers in a sentence, in quite a cryptic and obscure throwaway, to the central fact about Medea that, after Jason abandoned her for a new bride she a) murdered her own children by Jason b) cast a curse on the new bride. This is thrown away in just half a sentence.

Was this because Ovid had already written one of the Heroides about Medea? Or because she was the subject of his only full-length play (widely praised by ancient critics but now, unhappily, lost)?

Anyway, on to Theseus. The people of Athens sing him a song of praise which allows Ovid to cram in all the hero’s great achievements. The narrative focuses in on King Minos of Crete’s aim to wage war against Athens. Minos sails to Oenopia to recruit the young men of king Aeacus, who refuses, saying he has ancient ties of alliance with Athens.

Then a deputation from Athens arrives and the king tells them about the plague which has devastated his land. Juno sent it because the island was named after one of Jupiter’s many lovers. (She is an awesome agent of destruction, Juno; the entire narrative of the Aeneid is driven by her venomous hatred of the Trojans.)

Ovid describes this at surprising length, evoking memories of the description of the plague in Thucydides, which was copied by Lucretius to end his long poem, De Rerum Natura, and also echoes Virgil’s description of the great cattle plague in Noricum, in the finale to the third Eclogue (3.478–566).

‘Wherever I turned my eyes, bodies lay strewn on the ground, like overripe apples that fall from the trees when the boughs are shaken, or like acorns beneath a storm-tossed oak. (7.580, page 171)

So king Aeacus tells his guests at length about the devastation of the plague but then goes on to describe a strange dream in which he saw a file of ants heading for an old oak said to date from Jupiter’s time, and how they transformed into big strong, dogged men and then he woke and his people came running into his bedchamber to tell him it was true: and this is the origin of the race of men he named Myrmidons. This is a so-called ‘etiological myth’ based on an (incorrect) interpretation of the name, because the name Myrmidon is close to the ancient Greek for ant, murmekes.

One of the envoys from Athens, Cephalus, bears a wooden javelin. He tells its story: Cephalus married Procris, daughter of Erechtheus but is then abducted by Aurora goddess of the dawn. He complains so much that Aurora lets him return to his wife. But he is soured, adopts a disguise, returns to his home in disguise and tries to woo and seduce his sad wife. When she finally hesitates in face of his barrage of offers, he throws his clothes and bitterly accuses her of betrayal. Distraught at his trick, Procris runs off into the hills and becomes a devotee of the huntress god Diana. He pleaded and begged and eventually she returned, bearing a special magic gift, a javelin which never misses its mark.

Part two of the story is Cephalus loved to go a-hunting every day, throwing the javelin which never missed its prey. As the day got hot he’d lie under a tree and ask for a light breeze to refresh him, addressing ‘zephyr’ as the generic name for refreshing breezes. Someone overheard him and snitched back to his wife, accusing him of having taken a nymph or suchlike as a lover. So next day he goes hunting, Procris tailed him. He killed a load of wild animals then lay in the shade, as was his wont, idly calling on a zephyr to cool his brow, but Procris, hidden nearby, overheard, groaned a little and tremored some bushes. Thinking it a wild animal, Cephalus lets fly with the magic javelin which never misses its mark and pierces Procris through. He runs over and cradles her in his arms as she dies, explaining her mistake i.e. there was no nymph Zephyr, it was all a misunderstanding. Too late.

By the time he has finished telling his tale, Cephalus and his listeners are in tears. No transformation, just reinforcement of the ancient Greek tragic view of life.

The psychology of metamorphoses

In two senses:

1. It is a fundamental fact of human nature that we anthropomorphise everything; we attribute agency and intent to all aspects of the world around us, starting, of course, with other people, but often extending it to animals and other life forms (trees and plants and crops), to the weather, to everything. Our language reflects the way our minds place us at the centre of a world of meaning and intention. People routinely think their pets are saying this or that to them, that the weather is against them, that their car won’t start on purpose, that their pen won’t work in order to irritate them, and so on. It takes a high degree of intelligent scepticism to fully, emotionally accept the fact that the universe and all it contains is sublimely indifferent to our lives and moods and opinions. Stuff happens all the time and humans have evolved to attribute it a wild array of meanings when, in fact, it has none.

These marvellous transformation stories in a sense give in to the instinct to humanise nature, dramatises and takes to the max this inborn tendency in all of us. I’ve always felt that trees are people. In an earlier, more poetic iteration, I developed the notion that the trees are talking to us but are speaking veeeeeery veeeeeeeeery slowly, so slowly that we can’t perceive what they are saying. It is terribly important, the message of the trees, but, alas, we are all in too much of a hurry, zooming round in thrall to our petty human concerns, to hear it.

2. Ovid’s sources in ancient literature, and his later, medieval and Renaissance imitators, tend to allegorise the myths they inherited and give them moralising meaning, but Ovid is more sophisticated than that. Rather than draw neat moral lessons from the fates of his protagonists, Ovid is far more interested in putting us directly in the shoes (or claws or hooves) of his poor unfortunate mortals. Again and again, he vividly conveys the distress of people as they are being changed into something else, or the terror or anger which drives them towards the change. Forget moralising or allegory: what makes the poem so memorable is the power with which Ovid makes you feel the experience of changing into a tree or a bird.

‘We took the cup offered by Circe’s sacred hand. As soon as we had drained it, thirstily, with parched lips, the dread goddess touched the top of our hair with her wand, and then (I am ashamed, but I will tell you) I began to bristle with hair, unable to speak now, giving out hoarse grunts instead of words, and to fall forward, completely facing the ground. I felt my mouth stiffening into a long snout, my neck swelling with brawn, and I made tracks on the ground, with the parts that had just now lifted the cup to my mouth.’
(Macareus describing what it feels like to be turned into a pig, book 14)

Storytelling skill

The Metamorphoses are, above all, an awesome feat of storytelling. Some passages of the Penguin prose translation by Mary M. Innes read like a modern children’s book, a modern retelling of these stories; you have to keep reminding yourself that this is not some modern retelling by Alan Garner or Michael Morpurgo but the original version from two thousand years ago. Again and again Ovid comes to a new story and sets the scene with the swift skill of a seasoned storyteller:

There was a valley thickly overgrown with pitchpine and with sharp-needled cypress trees. It was called Gargaphie and was sacred to Diana, the goddess of the hunt. Far in its depths lay a woodland cave which no hand of man had wrought… (Book 3, page 78)

God, I’m hooked! Tell me more! Where Ovid notably differs from a modern storyteller is in (maybe) three distinctive features of ancient literature, namely the length of the speeches, the lists of names and the epic similes.

1. Length of the speeches

I won’t quote one because, by definition, they’re long but the ancients liked to hear people speak and were educated about and so savoured the art of oratory in a way nobody nowadays is capable of. Schools of oratory divided the subject into the ability to find the right topic and then the ability to deploy any number of carefully named and defined rhetorical techniques. This applied to poetry – which in the ancient world was often performed and read aloud to appreciative audiences – as much as to speeches in law courts or political speeches in the Senate or at electoral hustings.

We enjoy the descriptive passages in the poem and the psychological description of the characters’ emotions but we’ve lost the taste for extended speeches showing off rhetorical skills, which were an important part of the literary experience for its original author and audience.

2. Lists of names

In Tristram Shandy Laurence Sterne says: ‘There is nothing so lovely as a list’. We have largely lost this taste for lists of exotic names, especially place-names, but the ancients obviously loved them.

As he hesitated his hounds caught sight of him. Melampus and the wise Ichnobates were the first to give tongue, Ichnobates of the Cretan breed and Melampus of the Spartan. Then fhe others rushed to the chase, swifter than the wind, Pamphagus and Dorceus and Oribasus, all Arcadians, and strong Nebrophonus, fierce Theron and Laelaps too. Pteralas, the swift runner, was there, and keen-scented Agre, Hylaeus who had lately been gored by a wild boar, Nape, offspring of a wolf, Poemenis, the shepherd dog, Harpyia with her two pups, Ladon from Sicyon, slender-flanked, and Dromas and Canace, Sticte and Tigris, Alce, white-coated Leucon, and black-haired Asbolus; with them was Lacon, a dog of outstanding strength, Aello the stout runner, Thous and swift Lycisce with her brother Cyprius, Harpalus, who had a white spot in the middle of his black forehead, and Melaneus and shaggy Lachne, Lebros and Agriodus, both cross-bred of a Cretan mother and a Spartan father, shrill-barking Hylactor, and others whom it would take long to name… (p.79)

I suppose the length of this list indicates the wealth or status of Actaeon, but it also indicates a society which has a strong interest in hunting dogs and their pedigree which none of us moderns share. There is something relentless or excessive about these lists, which go on for a reasonable length of time, then a bit too much, then a lot too much, but just keep on going. It adds lustre to any story but in a way alien to our sensibilities. Take this list of the heroes involved in the Great Calydonian Boar Hunt:

At last Meleager and a handpicked group of men gather, longing for glory: Castor and Polydeuces, the Dioscuri, twin sons of Tyndareus and Leda, one son famous for boxing, the other for horsemanship: Jason who built the first ship: Theseus and Pirithoüs, fortunate in friendship: Plexippus and Toxeus, the two sons of Thestius, uncles of Meleager: Lynceus and swift Idas, sons of Aphareus: Caeneus, once a woman: warlike Leucippus: Acastus, famed for his javelin: Hippothoüs: Dryas: Phoenix, Amyntor’s son: Eurytus and Cleatus, the sons of Actor: and Phyleus, sent by Elis. Telamon was there, and Peleus, father of the great Achilles: with Admetus, the son of Pheres, and Iolaüs from Boeotia were Eurytion, energetic in action, and Echion unbeaten at running: and Lelex from Locria, Panopeus, Hyleus, and daring Hippasus: Nestor, still in the prime of life: and those that Hippocoön sent, with Enaesimus, from ancient Amyclae: Laërtes, Penelope’s father-in-law with Ancaeus of Arcady: Mopsus, the shrewd son of Ampyx: and Amphiaraüs, son of Oecleus, not yet betrayed by his wife, Eriphyle. (Book 8)

More than that, maybe this fondness for very long lists indicates a kind of earlier stage of writing when just naming something – a person or place, heroes or hounds – was a kind of magical act which conjured them into existence. First there is nothing, then I say a name and lo! I have conjured up an image and a memory; that the act of naming something evoked a far more powerful psychological effect in the minds of people 2,000 years ago than it possibly can in our over-media-saturated modern minds, an incantatory effect more akin to reciting a religious liturgy or spell.

3. Epic similes

Ovid’s similes are not as long as Homer’s similes, but it’s part of the epic style to use extended similes and Ovid frequently does. Thus the figures of warriors sprouting from the soil where Cadmus sowed them.

Then Pallas…told [Cadmus] to plough up the earth and to sow the serpent’s teeth, as seeds from which his people would spring. He obeyed and, after opening up the furrows with his deep-cutting plough, scattered the teeth on the ground as he had been bidden, seeds to produce men. What followed was beyond belief: the sods began to stir; then, first of all a crop of spearheads pushed up from the furrows, and after them came helmets with plumes nodding on their painted crests. Then shoulders and breasts and arms appeared, weighed down with weapons, and the crop of armoured heroes rose into the air. Even so, when the curtains are pulled up at the end of a show in the theatre, the figures embroidered on them rise into view, drawn smoothly upwards to reveal first their faces, and then the rest of their bodies, bit by bit, till finally they are seen complete and stand with their feet resting on the bottom hem. (3.110, p.77)

Or the insatiable hunger of Erysichthon’:

As the sea receives the rivers from all over the earth and yet has always room for more and drinks up the waters from distant lands, or as greedy flames never refuse nourishment but burn up countless faggots, made hungrier by the very abundance of supplies and requiring more, the more they are given, so the jaws of the scoundrel Erysichthon welcomed all the provisions that were offered and at the same time asked for more. (8.840, page 201)

Love and sex

Ovid is often depicted as mocking the earnest attempts to reform and rebuild Roman society carried out by the first emperor, Augustus – indeed, the immoral tendency of his handbook of seduction, The Art of Love, was cited by Augustus as one reason for the poet’s abrupt exile in 8 AD to the remotest borders of the Roman Empire.

And it’s true that many of the Greek myths turn out to be overwhelmingly about love and sex and Ovid tells them in the same swashbuckling, full-on style we became familiar with in the Amores and Art of Love. The king of the gods, Jupiter, in particular, is portrayed as a shameless philanderer, to the eternal fury of his exasperated wife, Juno, who is destined to endlessly discover more mortal women her husband has had an affair or one-night stand with, condemned to endless acts of furious vengeance.

But Ovid can’t be blamed for any of this; it’s in his source material, it’s intrinsic to the source material. The Greeks were obsessed with the terrible, mad behaviour which love and lust led both gods and mortals into.

Sex is central. Men chase women and want to have sex with them; women resist and don’t want to have sex. Men pursue women, trap them, have sex with them, then dump them, abandoning them to their fates. Human nature doesn’t change, at least not in the blink of an evolutionary eye which is 2,000 years.

Sex is made to mirror, reflect, rhyme or match the metaphor of the hunt. Hunting was a peculiarly aristocratic activity (as it has been through most of history right up to modern fox hunting) and it seemed natural to Ovid, as for generations afterwards, to compare chasing reluctant women for sex with hunting animals. Again and again the same set of hunting similes is deployed.

On the male side, Jupiter is portrayed as an insatiable pursuer of women, a fantastically susceptible male who falls in love with every pretty woman he sees and will go to any lengths to have sex with them, prepared to transform himself into the most outlandish animals or shapes to get his end away – triggering the wrath of his long-suffering wife, Juno, again and again.

However, in story after story it is the relatively innocent mortal woman who falls victim to Jupiter’s attentions who ends up being punished. A classic early example is poor Io who Jupiter transforms into a cow in order to hide her from Juno, but the latter sees through the disguise and relentlessly pursues Io, sending a gadfly to torment her half way across Europe and on into Africa.

In other words, in myth after myth, it’s the victim who gets blamed.

Jupiter’s narrative function

To some extent I realised the ‘character’ of Jupiter is a kind of functional product. Reading about Perseus and the generation of heroes, and how they were followed by Hercules, I realised that if your aim is to maximise the glory of a hero, giving him maximum kudos, then you will, of course, want him to have been fathered by the king of the gods.

If you have a large number of heroes fathered by Jupiter then, by definition, you must have a large number of mortal women who Jupiter inseminated. So the ‘character’ of Jupiter as sex machine is really more of a kind of narrative function of the fact that the Greeks had so many Great Heroes and they all needed to have been fathered by the top god. QED.

Juno’s narrative function

In the same way, reading this narrative led me to think of Juno as a kind of principle of opposition.

At a narrative or manifest level, she is a kind of spirit of revenge, seeking out and punishing the women who’ve had sex with her husband. But at a deeper, structural level, she is a principle of blockage and opposition which, in a sense, enables the narratives.

I hadn’t quite grasped that Juno had a lifelong enmity against Hercules. It was Juno who induced a madness in him that made him kill his wife and children, for which he was ordered to serve Eurystheus, king of Mycenae, for ten years. It was during this time that he performed the famous 12 labours. So no opposition from Juno, no labours, no myth.

Ditto Aeneas. At a basic level the Aeneid only exists because of Juno’s endless implacable opposition to Aeneas which, as far as I could tell, stemmed purely from anger at the way Paris, prince of Troy, rejected her in favour of Venus during the famous Judgement of the three goddesses to see which was most beautiful. But the motive doesn’t really matter, what matters for the narrative structure of the Aeneid is that every time Aeneas gets close to fulfilling her destiny, Juno throws a spanner in the works. In fact the entire second half of the Aeneid only exists because Juno sends a Fury to stir up Turnus’s anger at the way King Latinus takes his fiancée, Lavinia, away from him and gives her to the newcomer, Aeneas, and to enrage Lavinia’s mother for the same reason – and it is their allied anger which triggers the war which fill the last six books of the poem. No angry resentful Juno, no Aeneid.

Rape culture

Apparently the term ‘rape culture’ was coined as long ago as 1975. My impression is it’s only become reasonably common usage in the last five years or so, especially since the #metoo movement of 2017. Looking it up online, I find this definition:

Rape culture is a culture where sexual violence and abuse is normalised and played down. Where it is accepted, excused, laughed off or not challenged enough by society as a whole. (Rape Crisis)

Ovid’s Metamorphoses without a shadow of a doubt portrays a rape culture, a culture in which the forcible rape of women is a) widespread and b) accepted as the norm. It does not go unremarked; the narrator occasionally laments and disapproves this or that act of rape, as do the relatives of the woman who’s been raped. Rape is judged by most mortals in the poem to be a crime. But there is no denying its widespread presence as the central event in scores of these stories. All you have to do is translate the weasel word ‘ravish’ into ‘rape’ to get a sense of its ubiquity.

One of the Muses, the daughters of Mnemosyne, makes this theme completely explicit:

‘There is no limit to what wicked men may do, and so unprotected women have all manner of cause for fear.’ (5.270, page 123)

Example rape stories i.e. where aggressive men force sex on unwilling women, or try to:

  • Apollo’s pursuit of Daphne
  • Jupiter rapes Callisto
  • Jupiter’s abduction of Europa
  • Nyctimene is raped by her father, Epopeus,
  • Pluto’s abduction of Proserpina
  • Alpheus’s pursuit of Arethusa
  • Dryope is raped by Apollo (book 9)
  • Priapus pursues the nymph Lotis who is changed into a flower (book 9)

In book 6 Arachne weaves a tapestry depicting a rather staggering list of the lengths male gods have gone to in order to abduct and ‘ravish’ mortal women:

  • Jupiter turned into a bull to seduce Europa
  • Jupiter turned into an eagle to abduct Asterie
  • Jupiter turned into a swan in order to seduce Leda
  • Jupiter turned into a satyr to impregnate Antiope
  • Jupiter impersonating Amphitryon in order to have sex with his wife
  • Jupiter turned into a shower of gold to impregnate Danae
  • Jupiter turned into flame in order to seduce Asopus’s daughter
  • Neptune turned into a bull to seduce Aeolus’ daughter
  • Neptune deceiving Bisaltis as a ram
  • Neptune becoming a stallion to seduce Ceres
  • Neptune becoming a dolphin to seduce Melantho
  • Phoebus disguised as a shepherd to seduce Isse
  • Bacchus tricking Erigone in the guise of a bunch of grapes
  • Saturn in the shape of a horse fathering the centaur Chiron on Philyra

Quite a stunning list. You’d be forgiven for concluding that using every trick in the book to finagle women into sex was the main activity of the male Greek gods, leaving the female ones to actually get on with running things, like agriculture, justice, childbirth and rearing, and wisdom.

Rape culture might have been ‘normative’ in the world of the legends themselves, but is not entirely so in the narrative. It’s worth noting that Ovid rounds off this Arachne passage by describing all of these events as ‘crimes’ (bottom of p.137).

‘Crimes’. Ovid is perfectly clear that this is not good or acceptable behaviour and can be criticised. If it is ‘accepted’ it is because it is the way of these myths and legends, it is the often brutal tragic way of the world; but it is not quite ‘normalised’ i.e. passing uncriticised.

Possibly, purely in terms of categorising events and attitudes within the poem, a distinction can be made between a mortal and an immortal rapist: mortal men tend to be criticised for rape, whereas when it comes to gods, the narrator shrugs his shoulders and says, ‘What can you do?’ It is accepted as a fact of life, along with all the other violent injustices that mortal life is prey to.

‘The gods have their own laws: what is the use of trying to relate human conduct to the ways of heaven, when they are governed by different rules?’
(Byblis, book 9)

Tragic worldview

The gross unfairness of the rape culture aspect of the stories merges into the general unfairness of life which runs through the poem. You might start out by criticising or judging some of the characters’ behaviour, but after a while trying to regard the stories from a ‘moral’ point of view comes to feel inadequate. It’s more accurate to say all its protagonists are caught in a tragic world. Terrible, inhuman suffering is described on every page.

Ovid goes out of his way to say it wasn’t Actaeon’s fault that curiosity led him to stumble across the cave where Diana was bathing naked with her attendant nymphs. When she splashes pond water into his face and transforms him into a deer it’s not clear she does this to prompt his terrible fate, but more to silence his human ability to tell tales, to tell anyone else what Diana naked looks like. But this sequence of events then has the horrible outcome that Actaeon is torn to shreds by his own hunting hounds.

It is as if humans, with their petty system of morality, are continually blundering into the higher order of the gods which is (paradoxically) dominated by gross injustice and horrifying violence, a place where there’s no point complaining about Juno or Apollo or Diana’s horrifying violence; that’s just the gods for you.

The healing power of stories

There’s not very much of conventional ‘morality’ about the Actaeon story or most of the other tales but it obviously says a lot about the terror of the world – that our lives are prey, at any moment, to powerful forces way beyond our control which lead to terrible violence and howling injustice. Like a family in Kiev who have led worthy, blameless lives until one of Vladimir Putin’s missiles lands on their house and tears them to shreds. There is no justice. The world is prey to random acts of unspeakable violence. And the purpose of these myths is to shape that anxious apprehension into narratives we can accept and assimilate and which, in the act of being shaped, acquire a terrible kind of beauty and grim consolation. Just about…

This is why the stories, weird and wonderful though they almost all are, at the same time seem to be telling us something important about the world and human existence. To describe a beautiful girl turning into a tree with a beating heart may seem fantastically irrelevant to modern citizens of the UK in 2022. But modern people have strokes, car accidents, catastrophic injuries which put them into comas, render them paraplegic, incapable of movement, wired up to life support. But if you put your hand against their chest, just as Apollo puts his hand against Daphne’s bark, you can still hear the human heart beating within.

After the extreme suffering, terror or anguish of the humans caught in terrible events, the metamorphoses offer a weird kind of redemption or consolation. Nothing redeems Philomela’s terrible ordeal (being kidnapped, having her tongue cut out, and repeatedly raped); but her transformation into a nightingale suggests the remote possibility that in some unfathomable, surreal, barely graspable kind of way, such experiences and, by extension, the miserable human condition, may, just about, be capable of some kind of redemption – a terrible kind of wonder.

Mary Innes’s translation

Innes’s prose translation is clear and plain, eschewing fancy effects and, dating as it does from the 1950s, avoids slang or any modern locutions. It feels clear and effective. However, comparing it to the online translation by A.S. Kline, one very important fact comes out.

Ovid employs circumlocution. Very, very often Ovid does not directly name a character but indicates who they are via their family relationships, most often via their parents. Thus we read about ‘the son of Mars’, ‘Ixion’s son’, ‘the son of great Peleus’ and so on. Or, characters, especially the gods, are referred to by alternative names: for example, I had no idea that Juno could be referred to as ‘Saturnia’. Or they’re referred to by the place of their birth, for example ‘the Idalian god’.

Often an entire story goes by in a welter of periphrases, without the character ever being directly named and this makes it difficult for the modern reader to know what’s going on or who’s being talked about.

Innes reproduces this periphrasis with complete fidelity with the result that it is often very difficult to make out who is being talked about, and this is the one big flaw with her translation. By contrast, Kline does the sensible thing and names names. Instead of saying ‘Ixion’s son’ he comes right out and says ‘Pirithous’. This is ten thousand types of helpful. In addition Kline’s version has a super-useful online glossary, with precisely these kinds of periphrases, secondary names and so on all boldened and hyperlinked to it. So even where he retains a periphrastic phrase, you only have to click to get to a clear and useful explanation of who’s who.

Innes’s translation is readable and definitive but her fidelity to the original on this one point is a big flaw and meant that, to begin with, I kept having to look the stories up on Wikipedia to be completely clear who was who. All it needed was to insert the names of the people so often referred to as ‘son of…’, as Kline does, and the reading experience would have been immeasurably improved. About half way through I abandoned Innes and switched over to reading Kline solely for this reason.

(For summary and notes on the second half of the Metamorphoses, see my next blog post.)


Credit

Mary M. Innes’ prose translation of Ovid’s Metamorphoses was published by Penguin books in 1955.

Related links

Roman reviews

The odes of Horace

The gods watch over me; a heart
That’s reverent and the poets art
Please them.
(Horace Book 1, ode 17, in James Michie’s translation)

Come, learn this air
And sing it to delight me.
A good song can repair
The ravages inflicted by black care.
(Book 4, ode 11)

Horace’s works

Scholars broadly agree the following dates for Horace’s body of poetry:

Horace’s odes

Horace published 104 odes. They are divided into 4 books. He published the first 3 books of odes in 23 BC, containing 88 carmina or songs. He prided himself on the skill with which he adapted a wide variety of Greek metres to suit Latin, which is a more concise, pithy and sententious language than Greek.

I shall be renowned
As one who, poor-born, rose and pioneered
A way to fit Greek rhythms to our tongue… (3.30)

Horace aimed to create interest by varying the metre as much as possible, using over a dozen different verse formats. He was particularly indebted to metres associated with two Greek poets, Alcaeus and Sappho. Of the 104 odes, 37 are in Alcaics and 26 in Sapphics i.e. over half.

The precise definition of these forms is highly technical, so I refer you to the Wikipedia articles for Alcaics and Sapphics.

Despite all this skillful adaptation, the odes were not greeted with the acclaim Horace hoped for, which may explain why he seems to have abandoned ode writing and returned to the hexameters in which he had written the satires. Using this he now proceeded to write two books of epistles, ‘elegant and witty reflections on literature and morality,’ according to James Michie, which scholars think were published in 20 and 12 BC, respectively.

In 17 BC Augustus commissioned Horace to write an ode to be sung at the start of the Secular Games which he had reinstated as part of his policy of reviving traditional Roman festivals, customs and religious ceremonies. Soon afterwards, Augustus asked Horace to write odes on the military victories of his grandsons Drusus and Tiberius. Whether these commissions renewed an interest in the form or spurred him to assemble works he’d been writing in the interim we don’t know but in about 11 BC Horace published his fourth, final and shortest book of odes, containing just 15 poems.

What is an ode?

The following is adapted from the Wikipedia definition:

An ode (from Ancient Greek: ᾠδή, romanized: ōdḗ) is a sub-type of lyrical poem. An ode generally praises or glorifies an event or individual. Whereas a pure lyric uses impassioned and emotional language, and a satire uses harsh and demotic language, an ode – insofar as it is an address to a named individual, whether friend, emperor or god – generally has a dignified and sincere tone (although part of Horace’s practice was experimenting with and varying that tone).

Greek odes were originally poetic pieces performed with musical accompaniment. As time passed they gradually became known as personal lyrical compositions whether sung (with or without musical instruments) or merely recited (always with accompaniment). The primary instruments used were the aulos and the lyre. There are three typical forms of odes: the Pindaric, Horatian, and irregular.

  • The typical Pindaric ode was structured into three major parts: the strophe, the antistrophe, and the epode. However, Horace’s odes do not follow this pattern.
  • Horatian odes do not have the three-part structure of Pindaric odes. They tend to be written as continuous blocks of verse, or, more often, are divided into four-line stanzas. It’s in this division into neat 4-line stanzas that they most imitate Greek lyricists such as Alcaeus and Anacreon.
  • Irregular odes use rhyme but not the three-part form of the Pindaric ode, nor the two- or four-line stanza of the Horatian ode.

An ode is short. I’ve recently read the Eclogues of Virgil which are fairly long and the Georgics which felt very long: Horace’s odes are the opposite. Some are as short as 8 lines, for example book 1 ode 30 and 4.10.

Subject matter

Horace was praised by critics for not just adapting the Greek forms of Alcaeus and Sappho to Latin, but filling them with details of the social life of Rome in the age of Augustus. He broadened the subject matter to cover a much wider range of subjects including love and jealousy, friendship and mourning, hymns to various gods, addresses to the all-powerful emperor Augustus, reflections on mortality, promotion of the golden mean and patriotic criticism of excess luxury and calls for society to return to the sterner, abstemious values of their Roman ancestors. There are several poems consisting entirely of eulogy to Augustus, describing him as a blessing to the nation, the only man who could bring peace and wishing him success in his military campaigns in the East. I enjoy John Dryden’s description of Horace as “a well-mannered court slave”. It doesn’t feel that when you read all his other poems, but when you read the Augustus ones, you immediately get what Dryden was saying. The word ‘poet’ is only one letter away from ‘pet’.

Underlying all the poems, and appearing them as either passing references or the central subject, are two ‘philosophical’ themes: the uncertainty and transience of life, and the need to observe moderation in all things, what Aristotle had defined as ‘the golden mean’ between extremes:

All who love safety make their prize
The golden mean and hate extremes… (2.10)

James Michie

Greek and Latin poets did not use rhyme to structure their poetry, they used the counting of syllables in each line according to a variety of patterns established by various ancient Greek poets and copied and adapted by the Romans.

English poets by contrast, since the Middle Ages, use beats or emphasis instead of counting syllables, and have used rhyme. Not exclusively, witness the reams of blank verse used in the dramas of Shakespeare and his contemporaries or in Milton’s Paradise Lost, but certainly in short lyrics and Horace’s odes are short lyrics. All 104 of Horace’s odes fit onto just 114 pages of English verse.

This explains the decision of James Michie, translator of the 1964 Penguin paperback edition of the complete odes of Horace, to cast them into predominantly rhymed verse.

The Penguin edition is interesting and/or useful because it features the Latin on one page, with Michie’s English translation on the page opposite. I did Latin GCSE and so, with a bit of effort, can correlate the English words to the original Latin phrases, though I don’t have anything like enough Latin to appreciate Horace’s style.

Book 1 is the longest, containing 38 odes. Book 2 has 20. Book 3 has 30, and the final, short one, book 4, has 15.

Themes

Direct address to gods

Any summary of Horace as the poet of friendship and conviviality has to take account that about one in six of the poems are straight religious hymns to named deities. Michie’s (admirably brief) introduction explains that the poems give no evidence about how sincerely Horace felt these religious sentiments. Probably he was religious in the same way most educated Romans of his time were, as Cicero was: viewing religion and the old festivals and ceremonies as important for the social cohesion of Rome.

In this view the correct ceremonies had to be carried out on the correct occasions to the correct deities in order to ensure the state’s security and future. Whether an individual ‘believed’ in the gods or not was irrelevant: correct action was all. The importance of internal, psychological ‘belief’ only became an issue with the slow arrival of Christianity well over a hundred years later. In the meantime, correct invocations of the gods could be seen as part of civic and patriotic duty, especially for Augustus, who in so many ways tried to restore the old ceremonies, rites and festivals of Republican Rome.

1.10 To Mercury

You are the one my poem sings –
The lyre’s inventor; he who brings
Heaven’s messages; the witty
Adventurer who takes delight
In slyly stowing out of sight
Anything he finds pretty.

1.21 To Diana

Virgin maidens, praise Diana.
Young men, sing a like hosanna

1.30 Prayer to Venus

O Queen of Cnidos, Paphos,
Come, leave, though dearly thine,
Cyprus; for here’s thick incense,
And Glycera calls divine
Venus to her new shrine.

1.31 Prayer to Apollo

What boon, Apollo, what does the poet as
He pours the new wine out of the bowl at your
New shrine request?

Incidentally, note the slight complexity of this long sentence. It took me a few readings to realise it is:

What boon, Apollo, what does the poet (as
He pours the new wine out of the bowl at your
New shrine) request?

We’ll come back to this issue, the sometimes grammatically challenging nature of Michie’s translation.

1.35 Hymn to Fortuna

O goddess ruling over favoured Antium,
With power to raise our perishable bodies
From low degree or turn
The pomp of triumph into funeral,

Thee the poor farmer with his worried prayer
Propitiates…

To women

The poems of heterosexual men are often about difficulties with relationships. Horace has poems directly addressing women, lovers, more often ex-lovers; or addressing women who are messing with his friends’ emotions; or poems to male friends offering advice about their relationships with women. I can see how a feminist critic might object to Horace’s basic stance and to much of the detail of what he says. For me the main effect is to create a sense of the extended social circle the poet inhabits.

Come, let’s
Go to the cave of love
And look for music in a jollier key. (2.1)

Horace plays at being jealous, while never achieving the emotional intensity of Catullus. And this is because his ‘love’ poems, such as 1.13, often turn out to be really promoting his philosophy of life, namely moderation in all things, wine, women, politics and poetry.

1.13 To Lydia

Happy are they alone whom affections hold
Inseparable united; those who stay
Friends without quarrels, and who cannot be torn away
From each other’s arms until their dying day.

1.16 is addressed to an unnamed women who he has, apparently, infuriated by writing a witty lampoon about her. Horace apologises unreservedly for upsetting her. But the poem is really about the emotion of anger, how ruinous it is for individuals and nations, how it must be avoided at all costs. Moments like this accumulate to make you suspect that even Horace’s most ‘passionate’ poems are clever artifice. It is hard to imagine the poet who promoted moderation and sensible restraint at every opportunity ever losing his head over anyone, no matter how he poses.

1.19 The Poet’s Love for Glycera

The Mother of the Loves, unkindly
Goddess, and Semele’s son combine
With wild abandon to remind me
That though I had thought desire
Dead, it still burns. The fire

Is Glycera.

1.23 To Chloe

This is such fun I’ll quote it in its entirety. Whether it reflects any real situation, I doubt. It feels more like a witty exercise, in the manner of Marvell’s To His Coy Mistress. To understand it you need to realise the first line means ‘Chloe, why won’t you venture near ME’, but Michie cannot quite say that in order to preserve his tight rhyme scheme. And to know that ‘dam’ is an archaic poetic word for ‘mother’. So that the majority of the poem is treating this young woman, Chloe, as if she is as timorous and scared as Bambi.

Chloe, you will not venture near,
Just like a lost young mountain deer
Seeking her frantic dam; for her each
Gust in the trees is a needless fear.

Whether the spring-announcing breeze
Shudders the light leaves or she sees
The brambles twitched by a green lizard,
Panic sets racing her heart and knees.

Am I a fierce Gaetulian
Lion or some tiger with a plan
To seize and maul you? Come, now, leave your
Mother: you’re ready to know a man.

So, in fact, this middle-aged man is preparing ‘to seize and maul’ this timorous young woman. If we attribute the speaking voice to 40-something Horace, it is inappropriate. But if it is a song to be sung by any young man, less so.

Here he is gently mocking a friend (in fact a fellow poet, Tibullus) because his girlfriend’s dumped him:

Tibullus, give up this extravagant grieving
For a sweetheart turned sour. ‘Why was she deceiving?’
You ask, and then whimper long elegies on
The theme of the older man being outshone… (1.33)

In praise of booze

Horace is surprisingly insistent on the blessings of wine and the vine, with a number of poems recommending it as the appropriate accompaniment to all sorts of situations, from cheering up a doleful lover to consoling a parent for the loss of a child, celebrating an old friend having his citizenship restored or safely returned from a long journey (1.36), or just a way to forget sorrows and anxieties and be sociable (2.11). In ancient Rome wine was never drunk neat, but always diluted with water:

Come, boy, look sharp. Let the healths rip!
To midnight! The new moon! The augurship
Of our Murena! Mix the bowls – diluted
With three or nine parts wine: tastes must be suited.
The poet, who loves the Muses’ number, nine,
Inspired, demands that measure of pure wine. (3.19)

Above all wine was shared. In ancient Rome wine was drunk in social situations, among friends and with slaves to open the bottles and mix them correctly. In Horace’s day, men who got together to hold a convivial evening elected one of their number ‘president’ by rolling dice to see who got the highest score, and the president then selected which wines were to be drunk, in which order, to command the slaves, and institute topics of conversation or games.

Who’ll win the right to be
Lord of the revelry
By dicing highest? (2.7)

In other words, ‘wine’ symbolises not just a drink but a much deeper concept of sociability and conviviality. And importantly, this sociability was the cure for anxiety, depression and grief. So ‘wine’ isn’t at all about seeking intoxication or oblivion; quite the opposite: ‘wine’ symbolises the moderation and sociable common sense which Horace is always promoting. Even when he appears to be promoting booze, it’s really this idea he’s promoting.

Let Damalis, the girl we crown
Champion drinker, be put down
By Bassus at the game of sinking
A whole cup without breath or blinking. (1.36)

And, as with almost all aspects of Roman life, there was a ‘religious’ aspect in the sense that the Romans thanked the gods for all their blessings (just as they attributed all disasters to the malign influence of Fortune). It was ‘fitting’ to thank the gods, and often this was done with ‘libations’ i.e. pouring part of each bottle of wine onto the ground as an offering to the gods, as thanks for blessings received, as hope for blessings continued.

Pay Jove his feast, then. In my laurel’s shade
Stretch out the bones that long campaigns have made
Weary. Your wine’s been waiting
For years: no hesitating! (2.7)

In the following extract the ‘fast-greying tops’ means the greying heads of hair of Horace and his friend, Quinctilius, who he’s trying to persuade to stop being so anxious about life.

Futurity is infinite:
Why tax the brain with plans for it?
Better by this tall plane or pine
To sprawl and while we may, drink wine
And grace with Syrian balsam drops
And roses these fast-greying tops.
Bacchus shoos off the wolves of worry. (2.11)

1.11 carpe diem, quam minimum credula postero

Horace’s attitude overlaps with the modern notion of mindfulness. According to this website, ‘Mindfulness is the basic human ability to be fully present, aware of where we are and what we’re doing, and not overly reactive or overwhelmed by what’s going on around us. As he tells Maecenas:

Be a plain citizen for once – you fret
Too much about the people’s sufferings.
Relax. Take what the hour gives, gladly. Let
Others attend the graver side of things. (3.8)

The shame of recent Roman history i.e. the civil wars

This attitude is not bourgeois complacency (‘Hey slave, bring us more booze!’). Well, OK, it is – but it is given more bite by the historical background. Rome had just emerged from about 13 years of civil war (Antony and Octavian against Caesar’s assassins) or a very uneasy peace leading to another civil war (Octavian against Antony). Unlike most bourgeois Horace had led a legion in a major battle (Philippi), seen men hacked to pieces around him, and seen his cause completely crushed. What good had the assassination of Julius Caesar and then Brutus and Cassius’s war against Octavian and Antony achieved? Nothing. Absolutely nothing except tens of thousands of Roman dead and devastation of entire provinces.

And he refers to it repeatedly, the utter pointlessness and futility of war.

Alas, the shameful past – our scars, our crimes, our
Fratricides! This hardened generation
Has winced at nothing, left
No horror unexplored… (1.35)

Our fields are rich with Roman
Dead and not one lacks graves to speak against our
Impious battles. Even
Parthia can hear the ruin of the West. (2.1)

So Horace’s is not the complacent attitude of a pampered aristocrat who has never known trouble, but of a self-made man who has seen a whole lot of trouble and therefore knows the true value of peace. Although he wears it lightly, it is a hard-won philosophy. And he refers to it, repeatedly.

Greek mythology

Horace is so identified in my mind with Rome, with Augustus, with the golden age of Roman literature, that it comes as a shock to see just how much of the subject matter is Greek. Take 1.15 which is a dramatic address to Paris as he abducts Helen by the sea goddess Nereus, foreseeing the long siege and destruction of Troy. 2.4 is about inappropriate love but stuffed with examples from Troy. But all of the poems contain references to Greek mythology and require a good working knowledge of its complex family trees: just who is son of Latona, who is Semele’s son? Who are:

Yet how could mighty Mimas or Typhoeus
Or Rhoetus or Porphyrion for all hid
Colossal rage or fierce
Enceladus who tore up trees for darts

Succeed? (3.4)

Or take the long poem 3.27 which contains a rather moving soliloquy by the maid Europa who, in a fit of madness, let herself be raped by a bull, a sophisticated poem full of unexpected compassion for the miserable young woman who is, of course, Jupiter in disguise. The poem contains a twist in the tail, for Venus has been standing by all through the girl’s frantic speech, enjoying the scene with that detached cruelty typical of the gods and only at the end reveals the bull in question was none other than Jupiter in disguise, hence explaining the girl’s powerlessness to resist.

False modesty

That said, there is another repeated trope which, as it were, modifies the Hellenic influence and this is Horace’s stock protestations that his muse and lyre and skill aren’t up to epic or serious verse, are instead designed for more homely, lowly subject matter. He turns this into a joke on a couple of occasions when he’s getting carried away invoking the Mighty Warriors of the Trojan War and suddenly realises what he’s doing, back pedals and dials it down.

Where are you rambling, Muse? This theme’s beyond your
Light-hearted lyre. End now. Absurd presumption
To tell tales of the gods
And mar high matters with your reedy voice! (3.3)

Maybe 1.6 is the best expression of this repeated trope of inadequacy. To understand it you need to know that Varius is a rival Roman poet, famous for his high-flown tragedies, and that the poem is directly addressed to Marcus Vipsanius Agrippa, the Roman general who Augustus relied on to win his battles.

That eagle of Homeric wing,
Varius, will in due course sing
Your courage and your conquests, every deed
Of daring that our forces,
Riding on ships or horses
Accomplish with Agrippa in the lead.

But I’m not strong enough to try
Such epic flights. For themes as high
As iron Achilles in his savage pique,
Crafty Ulysses homing
After long ocean-roaming,
Or Pelops’ house of blood, my wings feel weak.

And both my modesty and my Muse,
Who tunes her lyre to peace, refuse
To let her tarnish in the laureate’s part
Our glorious Augustus’
Or your own battle-lustres
With my imperfect and unpolished art…

Feasts, and the war where girls’ trimmed nails
Scratch fiercely at besieging males –
These are the subjects that appeal to me,
Flippant, as is my fashion,
Whether the flame of passion
Has scorched me or has left me fancy-free.

As usual, the translation is fluent and clever, but I stumbled over the grammar of ‘Augustus” and it took me a few goes to realise he’s saying ‘my muse refuses to tarnish either Augustus’s, or your, battle-lustres’. Maybe you got it first time, but at quite a few places, Michie’s ingenuity in rhyming results in phrases which made me stumble. Anyway, here is Horace again, protesting the modesty of his poetic aims and means:

The history of the long Numantian war;
Iron Hannibal; the sea incarnadined
Off Sicily with Carthaginian gore;
Wild Lapiths fighting blind-

Drunk Centaurs; or the Giants who made the bright
Halls of old Saturn reel till Hercules
Tame them – you’d find my gentle lyre too slight
An instrument for these

Magnificent themes, Maecenas… (2.12)

Friends

The majority of the poems address a named individual, buttonholing and badgering them, and the number of these addressed poems, added to the variety of subject matter, creates a sense of great sociability, of a buzzing circle of friends. Horace comes over as a very sociable man with a word of advice for all his many friends, something which really struck me in the run of poems at the start of book 2:

Sallustius Crispus, you’re no friend of metal
Unless it’s made to gleam with healthy motion… (2.2)

Maintain and unmoved poise in adversity;
Likewise in luck, one free of extravagant
Joy. Bear in mind my admonition,
Dellius… (2.3)

Dear Phocian Xanthias, don’t feel ashamed
Of loving a servant… (2.4)

Septimius, my beloved friend,
Who’d go with me to the world’s end… (2.6)

Pompeius, chief of all my friends, with whom
I often ventured to the edge of doom
When Brutus led our line… (2.7)

Barine, if for perjured truth
Some punishment had ever hurt you –
One blemished nail or blackened tooth –
I might believe this show of virtue… (2.7)

The clouds disgorge a flood
Of rain; fields are churned mud;
The Caspian seas
Are persecuted by the pouncing blasts;
But, Valgius, my friend, no weather lasts
For ever… (2.9)

Licinius, to live wisely shun
The deep sea; on the other hand,
Straining to dodge the storm don’t run
Too close in to the jagged land… (2.10)

‘Is warlike Spain hatching a plot?’
You ask me anxiously. ‘And what
Of Scythia?’ My dear Quinctius
There’s a whole ocean guarding us.
Stop fretting… (2.11)

Male friends he addresses poems to include: Maecenas his patron and ‘inseperable friend’ (2.17), Virgil, Sestius, Plancus, Thaliarchus, Leuconoe, Tyndaris, Aristius Fuscus, Megilla of Opus, Iccius, Tibullus, Plotius Numida, Asinius Pollio, Sallustius Crispus, Quintus Dellius, Xanthias Phoceus, Septimius, Pompeius Varus, C. Valgius Rufus, Lucius Licinius Murena, Quinctius Hirpinus, Postumus, Aelius Lama, Telephus, Phidyle, Ligurinus, Julus, Torquatus, Caius Marcius Censorinus and Lollius.

The women he addresses include: Pyrrha, Lydia (who appears in 4 poems 1.8, 1.13, 1.25, 3.9), the unnamed lady of 1.16, Glycera (twice 1.19, 1.30, 1.33), Chloe, Barine, Asterie, Lyce, Chloris, Galatea and Phyllis.

All go to create the sense of a thriving active social life, an extended circle of friends and acquaintances which is very…urbane. Civilised, indulgent, luxurious:

Boy, fetch me wreaths, bring perfume, pour
Wine from a jar that can recall
Memories of the Marsian war… (3.14)

The predominant tone is of friendship and fondness and frank advice:

Then go, my Galatea, and, wherever
You choose, live happily… (3.27)

But the reader is left to wonder whether any of these people (apart from Maecenas and Virgil, and maybe one or two others) ever actually existed, or whether they are characters in the play of his imaginarium.

The simple life

Again and again Horace contrasts the anxious life of high officials in Rome with the simplicity of life on his farm out in the country, and the even simpler pleasures of life the peasants who live on it. The theme is elaborated at greatest length in one of the longest poems, 3.29, where Horace invites careworn Maecenas to come and stay on his farm, yet another excuse to repeat his injunction to Live in the Present, for nobody knows what the future holds.

Call him happy
And master of his own soul who every evening
Can say, ‘Today I have lived…’

Homosexuality

As long as a Roman citizen of the upper class married, sired male children and performed his religious and family duties, the details of his sexuality weren’t important, or might have prompted waspish gossip, but weren’t illegal. Homosexuality isn’t as prominent in Horace’s poetry as it is in Virgil’s, but it’s here as part of his urbane mockery of his own love life and one poem in particular, 4.1, is a passionate and surprisingly moving poem of unrequited love for a youth named Ligurinus.

Why then,
My Ligurinus, why
Should the reluctant-flowing tears surprise these dry
Cheeks, and my fluent tongue
Stumble in unbecoming silences among
Syllable? In dreams at night
I hold you in my arms, or toil behind your flight
Across the Martian Field,
Or chase through yielding waves the boy who will not yield.

This Ligurinus is (apparently) a pre-pubescent boy because another entire poem, 4.10, is devoted to him, pointing out that one day soon he’ll sprout a beard, his peaches and cream complexion will roughen, and he’ll no longer be the hairless beauty he is now.

It is very striking indeed that earlier in book 4 Horace writes a series of poems lamenting the decline and fall in Roman social standards, singling out greed and luxury, and also adultery which, of course, makes it difficult to determine the real father of a child – and yet this flagrantly homosexual and, possibly, if the boy is under 16 which seems pretty certain, pederastic poem, passes without comment and presents no obstacle to the poet’s earlier harsh moralising.

Sucking up to Augustus

As is fitting, the first poem in book 1 addresses his patron (and friend) Augustus’s minister for the arts, Maecenas. And the second poem addresses the boss man himself, Augustus, unquestioned supreme ruler of Rome and its empire, who is subsequently addressed at regular intervals throughout the series of poems. Here is Horace, addressing Jupiter king of the gods but describing Augustus (referred to here by the name of his adoptive great-uncle, Caesar, by which he was widely known, before the title ‘Augustus’ was bestowed in 27 BC):

Thou son of Saturn, father and protector
Of humankind, to thee Fate has entrusted
Care of great Caesar; govern, then, while Caesar
Holds the lieutenancy.

He, whether leading in entitled triumph
The Parthians now darkening Rome’s horizon,
The Indian or the Chinese peoples huddled
Close to the rising sun,

Shall, as thy right hand, deal the broad earth justice. (1.12)

Here Horace is asking the fickle goddess Fortune to protect Augustus and the Roman armies engaged in battle:

Guard Caesar bound for Britain at the world’s end,
Guard our young swarm of warriors on the wing now
To spread the fear of Rome
Into Arabia and the Red Sea coasts. (1.35)

1.37 includes a brief description of Octavian’s historic victory over the fleets of Antony and Cleopatra at the naval Battle of Actium in 31 BC.

Thunder in heaven confirms our faith – Jove rules there;
But here on earth Augustus shall be hailed as
God also, when he makes
New subjects of the Briton and the dour

Parthian. (3.5)

Incidentally, I don’t know why there are so many references to conquering Britain. In his long reign Augustus never sent armies to invade Britain, that was left to his great-nephew, the emperor Claudius, in 43 AD.

Book 4 contains noticeably more praise of Augustus (‘O shield of Italy and her imperial metropolis’) than the previous books: was it clearer than ever that the new regime was here to stay? Had Horace got closer to Augustus? Was it a shrewd political move to butter up the big man?

We know that Horace had been personally commissioned to write the two odes in praise of Drusus (4.4) and Tiberius (4.14) which overflow with slavish praise of their stepfather, Augustus, and the book includes a poem calling on Apollo to help him write the Centennial Hymn which Augustus commissioned (4.6). So this book contains more lickspittle emperor-worship than the previous 3 books combined.

How shall a zealous parliament or people
With due emolument and ample honours
Immortalise thy name
By inscription and commemorative page,

Augustus, O pre-eminent of princes
Wherever sunlight makes inhabitable
The earth? (4.14)

And the final ode in the entire series, 4.15, is another extended hymn of praise to Augustus’s peerless achievements.

Book 4

In his edition of Horace’s satires, Professor Nial Rudd points out that book 4, published about 12 years after books 1 to 3, has a definite autumnal feeling. Virgil is dead (19 BC) and Horace’s patron, Maecenas, no longer plays the central role he had done a decade earlier. The odes to Tiberius and Drusus highlight that a new young generation is coming up, and Horace refers to his own grey hair and age. Had Maecenas previously formed a buffer between him and the emperor, and, with his declining influence, has the emperor become more demanding of direct praise?

Famous phrases

It’s difficult for a non-Latinist to really be sure of but all the scholars and translators assure us that Horace had a way with a phrase and that this meant he coined numerous quotations used by later generations.

Probably the three most famous are ‘carpe diem’ and ‘nunc est bibendum’ and ‘dulce et decorum est’, from 1.11, 1.37 and 3.2, respectively. Here’s the source Latin and Michie’s translations of each instance:

Carmen 1.11 (complete)

Tu ne quaesieris (scire nefas) quem mihi, quem tibi
finem di dederint, Leuconoe, nec Babylonios
temptaris numeros. Ut melius quicquid erit pati!
Seu pluris hiemes seu tribuit Iuppiter ultimam,
quae nunc oppositis debilitat pumicibus mare 5
Tyrrhenum, sapias, vina liques et spatio brevi
spem longam reseces. Dum loquimur, fugerit invida
aetas: carpe diem, quam minimum credula postero.

Don’t ask (we may not know), Leuconie,
What the gods plan for you and me.
Leave the Chaldees to parse
The sentence of the stars.

Better to bear the outcome, good or bad,
Whether Jove purposes to add
Fresh winters to the past
Or to make this the last

Which now tires out the Tuscan sea and mocks
Its strength with barricades of rocks.
Be wise, strain clear the wine
And prune the rambling vine

Of expectation. Life’s short. Even while
We talk, Time, hateful, runs a mile.
Don’t trust tomorrow’s bough
For fruit. Pluck this, here, now.

Carmen 1.37 (opening stanza)

Nunc est bibendum, nunc pede libero
pulsanda tellus, nunc Saliaribus
ornare pulvinar deorum
tempus erat dapibus, sodales…

Today is the day to drink and dance on. Dance, then,
Merrily, friends, till the earth shakes. Now let us
Rival the priests of Mars
With feasts to deck the couches of the gods…

3.2 comes from the series of 6 poems which open book 3, which are longer than usual and adopt quite a strict scolding tone, instructing Romans of his day to abandon luxury and return to the noble warrior values of their ancestors. It needs to be read in that context:

Carmen 3.2 (Opening only)

Angustam amice pauperiem pati
robustus acri militia puer
condiscat et Parthos ferocis
vexet eques metuendus hasta

vitamque sub divo et trepidis agat
in rebus. Illum ex moenibus hosticis
matrona bellantis tyranni
prospiciens et adulta virgo

suspiret, eheu, ne rudis agminum
sponsus lacessat regius asperum
tactu leonem, quem cruenta
per medias rapit ira caedes.

Dulce et decorum est pro patria mori:
mors et fugacem persequitur virum
nec parcit inbellis iuventae
poplitibus timidove tergo…

Disciplined in the school of hard campaigning,
Let the young Roman study how to bear
Rigorous difficulties without complaining,
And camp with danger in the open air,

And with his horse and lance become the scourge of
Wild Parthians. From the ramparts of the town
Of the warring king, the princess on the verge of
Womanhood with her mother shall look down

And sigh, ‘Ah, royal lover, still a stranger
To battle, do not recklessly excite
That lion, savage to touch, whom murderous anger
Drives headlong through the thickest of the fight.’

The glorious and the decent way of dying
Is for one’s country. Run, and death will seize
You no less surely. The young coward, flying,
Gets his quietus in his back and knees…

Two points. One, quite obviously ancient Rome was an extremely militarised society with all its politicians expected to have served in the army or, as consuls, be sent off in command of armies in umpteen foreign campaigns. Two, with this in mind it’s worth pointing out that the poem goes on to contrast the glory won by death in battle with the vulgar world of democratic politics and elections.

Unconscious of mere loss of votes and shining
With honours that the mob’s breath cannot dim,
True worth is not found raising or resigning
The fasces at the wind of popular whim…

The fasces being the bundle of wooden rods, sometimes bound around an axe with its blade emerging, which was carried by the lictors who accompanied a consul everywhere during his term of office and which symbolised a magistrate’s power and jurisdiction.

Summary

Michie is very proficient indeed at rhyming. More than that, he enjoys showing off his skill:

Boys, give Tempe praise meanwhile and
Delos, the god’s birthday island. (1.21)

A cheap hag haunting alley places
On moonless nights when the wind from Thrace is
Rising and raging… (1.25)

When the brigade of Giants
In impious defiance… (2.19)

But I think the cumulative effect of so much dazzling ingenuity is that sometimes  the poems reek more of cleverness for its own sake than the kind of dignified tone which the Latinists describe as having. At times the cleverness of his rhyming overshadows the sense.

Boy, I detest the Persian style
Of elaboration. Garlands bore me
Laced up with lime-bark. Don’t run a mile
To find the last rose of summer for me. (1.38)

Throughout the book, in pretty much every poem, although I could read the words, I struggled to understand what the poem was about. I had to read most of them 2 or 3 times to understand what was going on. Half way through, I stumbled upon the one-sentence summaries of each ode given on the Wikipedia page about the Odes. This was a lifesaver, a game changer. From that point on, I read the one-sentence summary of each poem to find out who it was addressed to and what it was about – and so was freed to enjoy how it was constructed, and the slickness of Michie’s translations.

Bless this life

Above all, be happy. Life is short. Count each day as a blessing.

Try not to guess what lies in the future, but,
As Fortune deals days, enter them into your
Life’s book as windfalls, credit items,
Gratefully… (1.9)

You can see why all the translators, scholars and commentators on Horace describe him as a friendly, reassuring presence. A poet to take down off your shelves and read whenever you need to feel sensible and grounded.


Related links

Roman reviews

The Best of John Wyndham 1932 to 1949 (1973)

A selection of six of Wyndham’s early science fiction short stories.

  • The Lost Machine (1932)
  • The Man from Beyond (1934)
  • The Perfect Creature (1937)
  • The Trojan Beam (1939)
  • Vengeance by Proxy (1940)
  • Adaptation (1949)

The Lost Machine (1932)

Wyndham’s second science fiction story.

A spaceship arrives on earth from Mars. It lands in a field unnoticed by earthlings. It contains one organic lifeform and one of their advanced machines. The machine exits the ship to begin exploring, but next thing he knows the ship lifts off a little into the air and abruptly explodes in a cascade of metal, leaving the machine alone.

What follows is a series of the machine’s ‘adventures’ narrated from the machine’s point of view as it encounters various objects on this new planet, describing them from a puzzled alien’s point of view and we, the readers, have to puzzle out what it is the machine is describing.

Thus we deduce from its puzzled description that it discovers what roads are, is appalled to discover how primitive the technology is which runs cars, is shocked to learn that the stone constructions it finds everywhere are a form of ‘cave’ which the primitive life forms (i.e. humans) inhabit, is dismayed to learn the life forms appear to keep themselves warm by burning things, by fire, such an inefficient generator of heat it hasn’t been used on the fourth planet for thousands of years.

This Martian machine is described as looking like a coffin six feet long by two feet deep and two feet wide with eight mechanical legs, some kind of ‘lenses’, and forelegs which it can manipulate things with.

The Lost Machine by John Wyndham

Wyndham’s second story, ‘The Lost Machine’, was cover-featured on the April 1932 issue of Amazing Stories.

The entertainment, such as it is, comes from figuring out what it is the machine encounters in its odyssey, from the descriptions it gives us from the point of view of an alien piece of technology. Thus Wyndham describes what it’s like for the advanced robot to discover a car which has broken down, to read the mind of the woman trying to fix it who jumps back into the car terrified, then her puzzlement as the machine fixes this primitive device allowing her to fire up the ignition and drive off.

Next he encounters a herd of cattle who charge him and poke him with their horns. We hear the farmers approaching who poke and prod this strange contraption until he starts to move at which point they all run off, all except one who is very drunk and drunkenly treats him like a sort of dog, coaxing him to come along and lie down in a kennel which the machine, out of sheer exhaustion, does.

Next morning the same man coaxes the machine to hop up into a car and drives him to a nearby place which we recognise from the description must be a circus and tries to sell it to the circus owner. However the machine makes a bolt for it, making straight for the Big Top, where he prompts predictable panic and mayhem. Disappointed at not making a sale, Tom finds him again and coaxes him back into the van. The machine agrees because what else can he do? He is a sad and depressed machine.

On the way home Tom picks up some mates and they do a pub crawl, stopping at each pub which the machine observes with puzzlement and wonder. Eventually Tom is so utterly drunk he crashes head on into another car. The machine steps down and hears a woman’s voice, then recognises the woman whose car he fixed a day or so earlier. The men are drunk and become threatening to her, so the machine barges in and rescues her, scooping her up in his forearms and carrying her along the strange metalled way. She is a little injured from the crash and becomes weaker but the machine can read her mind patterns and understands where she lives. It carries her all the way home and delivers her to her father.

And that’s where the narrative we’re reading actually begins for the entire narrative is told as a flashback. The actual narrative we read begins with the father preparing to show the machine to some men (journalists?) but when he takes them into the room where they keep the machine, all they find is a puddle of molten metal. The men leave, laughing sceptically, convinced the whole thing has been a con trick. It’s only when they’ve gone that the young woman, who we now learn is called Joan, points out to her father a sheaf of paper with strange symbols on it. She realises it is the machine’s account of its adventures, and spends the next few weeks deciphering the symbols. And once deciphered, they are the account we have just read – the first person account of a Martian machine shipwrecked on earth and not understanding a thing around it.

— The single most obvious aspect of the story is the ironic contradiction between the way the machine tells us all the way through how primitive and basic man’s technology is and Wyndham’s own conception of a machine from Mars, which is itself extraordinarily clumsy and mechanical and literal, a six-foot-long metal box with four pairs of legs, big lenses and forearms! The next obvious thing is that the real point of the story is to satirise clumsy humans and their backward technology. It is, all in all, an odd combination of broad comedy tinged with sadness for the fate of the preposterous ‘machine’.

The Man from Beyond (1934)

More satire. In Wyndham’s hands Venus is a place very like earth, in fact very like England, with cities and universities and schools. The only difference is the ruling species has six limbs and sleek silver fur. But they regard themselves as the Peak of Evolution. A school trip, very like an English school trip, is underway to the zoo, and to a new exhibit. According to the story there is a rare valley named Dur and at some point in the distant past a unique combination of gases was released through deep fissures in the valley and put everything living in it at that moment into a state of suspended animation. Now these many examples of prehistoric flora and fauna have been revived and put on display in vitrines or behind bars.

The party of schoolchildren being led around the cages is bored by all the worthy examples of flowers and plants and even the smaller herbivorous dinosaurs (it is in almost all particulars, like a terrestrial zoo with even terrestrial dinosaurs, like archaeopteryx.) The point of the story is the guide giving the tour barely stops at the cage of a funny four-limbed creature which stands upright, with only vestiges of hair on his head and face, and the rest of the class moves on but one little Venusian, school…er… alien, named Sadul. When he notices the Venusian looking at him the hairless biped – who is, of course, a man – frantically starts scrabbling in the dirt of his cage. The last few watchers move on in disgust, but Sadul, after some puzzling, realises he has drawn a map of the solar system, with a sketch of Sadul by the second planet and himself, the hairless biped, by the third.

Cut to some scientists in a Venusian university. From their conversation we learn that the man has been handed on to them and given a full account of his story, which then follows. THE EARTHMAN’S STORY.

The earthman is Morgan Grantz and he paints a picture of an earth dominated by two vast business consortiums, Metallic Industries and International Chemicals. Grantz worked for International Chemicals but was recruited as an industrial spy for Metallic Industries. He is motivated to damage them because they stole his father’s inventions and litigated him to death, then let his mother die in poverty. So he changed his name and got a job with them determined to do them maximum harm. Now he is presenting a report to the board of Metallic Industries in which he stuns them by announcing that International Chemicals is building a spaceship to make manned flight to Venus. Grantz has been offered a place aboard. Now, with the permission of the chairman of Metallic Industries, Drakin, Grantz is to volunteer for the trip to Venus and sabotage it

MURDERS IN SPACE There are ten in the crew of the spaceship Nuntia. Grantz murders three but makes it look like suicide. Increasingly worried there is some unseen depressive influence at work here in deep space, two of the crew mutiny, allowing Grantz to shoot them down as they advance on the captain brandishing spanners, and look like a loyal crew member. Now there are only four of them.

STEALING THE SHIP They penetrate the thick cloudy atmosphere of Venus to discover it is mostly grey ocean. Eventually they sight a small island and land. After settling, eating and securing everything the captain decides they should explore. (The atmosphere of Venus turns out to be pretty much like earth’s which is convenient and confirms your sense that the story is bubblegum rubbish.) They’ve only gone a little way before Grantz says he’s forgotten the ammunition for their rifles. The captain grudgingly lets him return to the ship but Grantz hurriedly closes the airlock, primes the rockets and takes off, seeing the other three futilely shaking their fists from the ground

THE VALLEY He flies for hours over ocean and becomes worried he’ll never find more land when he does, cliffs and thick jungle, then the engines give out and the ship crashlands, ripping off its fins, puncturing the sides. He survives and spends 6 months fixing it up, going on expeditions for food with his rifle. You can see from all this that Wyndham and his readers envisage an alien planet as basically an unexplored bit of earth. I kept thinking of the preposterous adventure stories of Edgar Rice Burroughs.

As only an idiot in a pulp novel would, Grantz remains convinced that the spaceship Metallic Industries was surely building to fly to Venus and rescue him will appear at any moment. Every night he points a powerful searchlight into the sky so they can find him. After a few months the batteries start to give out and it begins to dawn on him that maybe Metallic Industries aren’t coming after all.

He takes to hunting for game and foraging for food and survives alright. The story is a variant of Robinson Crusoe. He befriends a couple of silver furred six-legged slinkies. These are, of course, the ancestors of the present intelligent occupiers of Venus. Then one day he goes further afield than ever before, into an eerily silent valley. The slinkies try to hold him back but he presses on, Suddenly he sees a dinosaur head rearing over the foliage and fires but it doesn’t move. Nothing moves. He kneels to take a better shot, smells a funny smell and, next thing he knows, wakes up in the cage.

What he doesn’t realise is that millions of years have passed since he went into suspended animation in the Valley of Dur. The two Venusian academics take him to an observatory. They focus the telescope on earth. When he looks through it, Grantz sees a dead, grey globe pitted with craters. Surely that’s the moon, he says. No, the earth, they reassure him. He walks out the observatory, to the edge of the cliff, and then over it, not willing to live any longer.

The Perfect Creature (1937)

Science fiction comedy.

The narrator works for the Society for the Suppression of the Maltreatment of Animals, along with colleague Alfred Weston. A deputation from the village of Membury invite them to investigate strange goings-on up at the Old Grange. They’re prompted to do so by the advent in their high street of two five foot six creatures which look like turtles with horny carapaces front and back but human-type heads peeking out the top and human arms out the sides. When the villagers made as if to threaten them the creatures waddled off over country blundering into Baker’s Marsh where they sank without trace.

At first I thought these were aliens but then it turns into a comic version of The Island of Dr Moreau. The narrator and his colleague Alfred Weston go up to Membury Grange where they are greeted by Dr Dixon who has, of course, been carrying out experiments on animals and humans, literally piecing them together from dead body parts.

In fact it turns out Dr Dixon was once a biology teacher at the narrator’s school who reputedly inherited millions of pounds, packed in teaching to set up his own lab (p.95). Now he shows them around his lab and, finally, to the cage of his pièce de resistance, his Perfect Creature, whom he has named Una. She is a monstrosity:

Picture if you can, a dark, conical carapace of some slightly glossy material. The rounded-off peak of the cone stood well over six feet from the ground: the base was four foot six or more in diameter; and the whole thing supported on three short, cylindrical legs. There were four arms, parodies of human arms, projecting from joints about half-way up. Eyes, set some six inches below the apex, were regarding us steadily from beneath horny lids. For a moment I felt close to hysterics. (p.102)

Una decides she wants to mate with Weston and becomes so distraught she swipes for him through the bars and then demolishes the bars and breaks free, moving with the obliterating force of a tank as the three men run for cover. First she demolishes the laboratory wing, then bursts through the barred door and into the main house. As our three heroes bolt up the stairs Una barges into the stairs and demolishes them. Comically, Weston falls into her four arms and she starts to croon besottedly to him.

Firemen and ambulance and police arrive and try to corral Una, while trying to loop Weston in a rope and hoist him free. Nothing doing. Una spots the rope, breaks free of it, bursts through the front door and lumbers off down the drive, towing the rope and half a dozen firemen still clinging on to it behind her. Their colleagues start the fire engine and give chase as Una breaks through the wrought iron gates to the Grange, still cradling Weston in her arms and crooning to him, onwards she goes, turning off the main road and into a steep side lane heading down to the river.

But this is her undoing. Trucking across an ancient packhorse bridge her weight makes the central span collapse into the river and, of course, Una has no ability to swim like any kind of earthly creature, so sinks like a rock. The firemen rescue Weston and pump the water out of him.

The story concludes with the boom-boom punchline that Alfred Weston has now changed profession from being an animal cruelty inspector, since he finds it impossible to look a female animal of any kind in the eye without a shiver of horror!

The Island of Dr Moreau played for belly laughs. Carry On Vivisecting.

The Trojan Beam (1939)

A sort of sci-fi angle on the contemporary war in China.

In 1937 Japan invaded China in a renewal of the conflict which had been raging, off and on, since 1894, and had included the Japanese seizure of Korea in 1910 and of Manchuria in 1931. Wyndham’s story imagines that the 1937 war descends into a gruelling war of attrition characterised by the kinds of vast networks of trenches seen on the Western Front in the Great War and has dragged on for generations, to 1964, to be precise. And it is in this year that the Chinese make a surprising technological breakthrough and invent an astonishing secret weapon.

The story is seen through the eyes of British spy George Saltry. He is employed by the Japanese as a roving spy behind Chinese lines and we see him reporting to his Japanese controller. But in fact George is actually in the pay of the Chinese army in the form of Pang Li. The story is told via half a dozen or so meetings between the two, where Pang uses Saltry to feed selected information back to the Japanese. There are two big set pieces.

Before the first one, Pang hands over to George full details of the new secret weapon, which is a highly magnetic beam which you point at the enemy forces and pulls rifles out of their hands, helmets off their heads and, when turned up to full, can drag even tanks off their forward course, pulling them sideways across the mud and into rivers. Anyway, much to George’s amazement, Pang hands him full technical details of this beam machine to hand over to his Japanese masters.

Then, six months later, Pang invites George to witness at first hand the results of the Japanese’ first use of the formerly ‘secret’ weapon. The Chinese have a simple plan. They have rounded up thousands of metal pipes and containers and packed them all with explosives or poison gas dispensers. So George is in a forward trench with Pang when the Japanese attack begins i.e. they turn on their magnetic ray, and everything metal which isn’t tied down goes flying towards the Japanese lines. The Japanese had, obviously, been hoping to disarm the Chinese troops then mount a traditional Great War advance. Instead they found all the places where they’d mounted magnetic rays suddenly infested with high explosives which, before they could do anything, the Chinese detonated, with devastating consequences. And then the Chinese advanced.

The text then switches to a kind of history textbook overview which points out that this one event, on 22 August 1965, was the turning point in the war as the Chinese took the offensive and drove the Japanese back to the coast. But the Japanese dug in and proved difficult to utterly repel. Which is why there is a second big setpiece.

In the next of their periodic secret meetings (George travels into mainland China under an assumed name and identity as a travelling evangelist for the Charleston and Savannah Oriental Endeavour League). Pang explains the Japanese will never use the magnetic ray on land again. But they discuss its effectiveness against air raids. If you just pointed the ray upwards it would attract the first bomber it touched and pull it down right on top of itself along with the bomb payload, thus blowing itself up. No, they agree the correct strategy is to have the beams waving across the sky so that a momentary touch from them disrupts any airplanes, but not stationary and so calling death down on themselves. The more powerful the beams, the more likely a passing moment caught in one will help to break up any metallic object.

So Pang dispatches George back to Japanese HQ with info about this strategy, and the date of a planned Chinese air raid on mainland Japan, 14 November 1965. Again George is puzzled why he is being ordered to give the Japanese advance warning, but he does. But in the event he has, again, been used as a tool. On the night if 14 November 1965 the Japanese do indeed turn batteries of magnetic rays up to the heavens and switch them to the highest power possible – but there is no Chinese air raid (although the Chinese make a cursory pretence by sending over a few planes with loudspeakers designed to give the impression of massed ranks of bombers).

Something far stranger happens. For on the night in question the earth is passing through the swarm of meteorites known as the Leonids, chunks of space debris of all sizes, many with a high iron content. And so the Japanese rain down upon their own country thousands, probably hundreds of thousands, of meteorites of all shapes and sizes, some massive enough to cause huge detonations big enough to destroy cities, and some so large they seem to have set off volcanic activity. The net result is the utter obliteration of the entire nation of Japan and the horrifying annihilation of its entire population.

This is what Pang explains to George at their final meeting. Pang is philosophical. It is always the ordinary people who suffer in any war. But he leaves George appalled, and poignantly thinking about the great majority of the Japanese population, still living their centuries-old traditional lives in the countryside, none of whom had anything to do with their militaristic leaders’ vainglorious campaigns.

Stepping back from the details of the story as such, what strikes this reader is:

  1. that Wyndham was wrong in conceiving the war in China would repeat the trench warfare of the First World War, highlighting the way he and most of his generation were oblivious of the new Blitzkrieg tactics developed by the Germans and soon to be put into lethal operation in Poland, France and then, in the early stages, in Russia.
  2. that he was eerily right in foreseeing the utter annihilation of Japanese cities, including Nagasaki, and having his protagonist lament the deaths of so many innocent civilians

A curious combination of the backward looking and the spookily prophetic.

Vengeance by Proxy (1940)

A genuinely thrilling horror story.

The first person narrator, Walter Fisson, is on holiday in the Balkans with his wife, Elaine. Driving through the mountains they come across a man crawling in the middle of the road and, despite swerving, can’t help hitting him. When they get out to tend his injuries they realise he was hurt before they hit him, with a bullet wound to the chest and some kind of symbol carved into his forehead.

The car is a write-off and so, reluctantly, Walter walks to the next town where he manages to get a driver to drive him back to the scene of the accident. Here he sees Elaine sitting motionless over the man’s body. As he looks at the man Walter sees a momentary look of desperation but then his head lolls over and he dies. He pulls Elaine to her feet and into the taxi and they drive back to town, but she is strangely distant all the way.

When they get to the town, Walter is amazed that Elaine talks quite fluently to the investigating police in Serbo-Croat, a language he knows she is completely ignorant of. Not only that, but she holds herself differently, her mannerisms are different, and she can barely speak a word of English.

Now, the entire narrative is told through a series of secondary media, namely telegrams Walter sends to a friend of his in England, Dr Linton, followed by a letter which gives the story up to the point I’ve just described, then exchanges of telegrams between the captain of police in the town Walter and Elaine arrive at the the Chief of Police in Belgrade. Then Dr Linton telegraphs a mutual friend who’s also on holiday in the Balkans, Dr Frederick Wilcox, and asks him to detour to Belgrade to check up on Walter who sounds panicky and a bit nuts. Wilcox reports back that Elaine really isn’t herself, as vouched for by her wife Mary, who thinks Elaine doesn’t even carry herself like a woman! Now Walter’s first telegram to Dr Linton had asked if he knew of a specialist in Belgrade and Linton had recommended a Dr Bljedolje. When Wilcox goes to see this reputable and well-qualified doctor he is astonished that the medic spins a theory about transference of personalities, which he reports in detail in his letter back to Dr Linton. There’s a further flurry of telegrams and a final phone call between Linton and Wilcox which brings the plot to a conclusion.

What emerges from these various messages is that the man they ran over, one Kristor Vlanec, was regarded as supernatural by locals which is why a couple of brothers had shot him and carved the evil eye symbol into his forehead. Supernatural because he is capable of personality transference i.e. of moving his soul/spirit/mind, call it what you will, into new bodies. He tried to do it to Walter as he lay dying in the road, but a spasm of physical pain broke off the contact. But when Walter left him alone with Elaine, he transfered his mind into Elaine’s body. The momentary look of despair Walter saw in Vlanec’s eyes was the despair of Elaine, trapped in a dying man’s body.

This explains why Elaine could suddenly talk fluent Serbo-Croat but almost no English, why she looked ill at ease in her body, lost all her familiar mannerisms and, according to her old friend, Mary, held herself like a man pretending to be a woman.

The story has a nice narrative arc because it turns out that Vlanec-inside-Elaine is determined – in the Balkan way – on revenge for being murdered, which explains why Elaine is seen by eye witnesses entering the house of the brothers who shot Vlanec, Petro and Mikla Zanja in some remote Balkan village, and shooting them. Even as Linton and Wilcox are corresponding about Dr Bljedolje’s theories, she carries out the murders, the police are called, question eye witnesses, who are then brought to Belgrade and identify Elaine as the murderer.

In the thrilling final page, Wilcox tells Linton over the phone that Walter has disappeared, while the police have arrested Elaine. He saw it happen in the foyer of the hotel and Elaine broke away from the arresting officers and made it over to Wilcox long enough to beg him to do something, to contact Dr Bljedolje, he’ll understand. So Wilcox finishes his phone call by saying he now believes it all. He believes that Vlanec, realising the body of Elaine was in trouble, jumped out of her body and into Walter’s which promptly high-tailed it out of town. And the mind trapped inside Elaine’s body, as she is about to be tried for murder and hanged? Walter’s!

Commentary

This is a very successful short story in its own genre (science fantasy / horror) for a number of reasons. The most obvious is that it is piggy-backing on Dracula. Most people remember Dracula for the central horror of the plot and numerous gory details, but when you actually read it you discover it is an epistolary novel, told through umpteen different forms of letters, journal entries, police records and so on. Well, same here, and it may be that Wyndham was prompted to the format by the supernatural subject matter and the East European setting both, of course, strongly reminiscent of Bram Stoker’s story.

But there’s another important aspect to the story. It is set in the present day, on earth – no spaceships and missions to Mars etc – and among well-educated, no-nonsense, sensible, professional English chaps. It is their initial common sense rejection of all this mystic mumbo-jumbo which makes the story all the more plausible.

And it is this approach, this tone of sensible chaps coming up against something incredible, more than the epistolary format, which was to be central to the success of the post-war novels, Day of the Triffids et al.

Adaptation (1949)

The ‘maturity’ of Vengeance By Proxy makes the ‘relapse’ into silly space fiction of Adaptation all the more surprising and disappointing.

Franklyn Godalpin is employed by the Jason Mining Corporation on Mars. He is friends with the colony’s doctor, Dr James Forbes. This is the silly version of Mars which featured in science fiction adventure yarns from Edgar Rice Burroughs in the 1920s through Ray Bradbury’s haunting but still wildly impractical Martian Chronicles in the 1950s, a Mars where humans can happily breathe the Martian atmosphere, and where there are some elements of Martian flora (tiny tinkling flowers nicknamed tinkerbells) and small friendly Mars creatures a bit like earth’s marmosets.

It is a solar system conceived in a childishly anthropocentric way as a playground for human beings, easy to travel about, easy to colonise, full of life which we can, with a bit of effort, get friendly with.

Franklyn’s wife, Marilyn, is pregnant. She gives birth to the first baby born on Mars, Jannessa. But both mother and baby do not flourish. Dr Forbes recommends that Marilyn is too ill to travel but baby Jannessa’s development might be adversely affected by Mars, its low gravity and who knows what infections.

So in the last week of 1994 baby Jannessa is taken aboard spaceship Aurora carried by her black nanny, Helen, for the journey back to earth. A few months later, Marilyn wastes away and dies and is buried on Mars. But then comes the terrible news that the spaceship Aurora has been lost in space. Franklyn is distraught but never gives up hope that his baby daughter is alive, somehow, out there.

Now we, the readers, know this to be the case, because the scenes depicting Franklyn and Forbes are interspersed with passages describing Jannessa, still alive and thriving and being looked after someone named Telta. Slowly it becomes clear that Telta is an alien, with her slate-blue skin, and that Jannessa feels like an outsider and wishes she fit in with the people around her. Telta remembers how some of her people left the safety of the heated underground bunkers to venture onto the surface and discover the 12 people who had been marooned there by a passing spaceship, how the extreme cold had turned the skin of one of them black (! a reference to the black nanny, Helen) who, with her dying breath, had pointed towards the heavily swaddled baby and muttered ‘Janessa’ before dying.

So we see Jannessa having conversations with this Telta and also with Toti who explains that theirs is a small world orbiting the big planet ‘Yan’, and how his people came to Europa because their own world was dying (that really is one of the stock science fiction tropes). Toti and Telta explain that they selected Europa because it was small, had low gravity. How they had to live in their spaceships for some time while they mined below the surface and created a warren of sealed underground chambers which could be warmed and fed by underground food farms etc. And throughout these passages it is emphasised how they had to make some adaptations to Jannessa so she could fit in with their underground culture…

Seventeen years later Franklyn and Forbes meet in the terrestrial setting of a gentleman’s club. Frankly has become a rich and influential man rising through the ranks to run the entire mining operation on Mars. Now, over port at the club, he tells Dr Forbes there has been a development. For years and years he has been paying for adverts in space journals asking for news of the Aurora. Now there has been a development. On old space crewman recently passed away in a ‘spaceman’s hostel’ in Chicago. Before he did, he told the story of the mutiny aboard the Aurora. The captain became aware some of his crew were guilty of unspecified crimes and notified them he’d be handing them over to the police when they reached earth. So the criminals took over the ship and took it out towards Jupiter, where they dumped the captain, the loyal crew, and some of the passengers on Europa, one of Jupiter’s moons. Aha. The story is becoming clearer.

Now Franklyn tells Dr Forbes that, using his power and influence, he has sent one of the Corporations prospecting ships to Europa to find Jannessa. There is a little passage of ‘philosophical’ discussion in which Dr Forbes warns that life is ‘plastic’ i.e. can be, must be, shaped and moulded by its environment. Take the way they’ve had to make adaptations to human beings in order to optimise them for life on Mars. But Franklyn isn’t listening. He just wants his baby back.

In the final scenes an excited Franklyn calls Dr Forbes to announce that the expedition found Jannessa and is bringing her back to earth! They’ve radioed ahead a photo of Jannessa and she is the spitting image of her mother, Marilyn.

Some time later the ship (Chloe) lands on earth and Dr Forbes expects a call from an excited Franklyn. Instead he gets a call from his worried housekeeper. Franklyn has had a kind of collapse. Forbes hurries round, pushes through the throng of press and photographers who’ve got wind of the story, finds him catatonic on his bed. Forbes diagnoses shock and gives him an injection. Then goes through to the other room to see Jannessa.

There she is, fit and healthy, her face the spitting image of her mother’s – and two feet tall!

Commentary

This is an effectively crafted tale, and the cutting back and forth between the earth characters and Jannessa among her Europa family are well enough done. But everything about it is silly, all the assumptions of the ease of interplanetary travel, through to the old trope of the refugees from a dying planet building a colony underground, the ridiculous idea that a spaceship could dump a dozen passengers on a moon of Jupiter and expect them to live! There are so many improbabilities and childish naiveties to process that the final payoff feels like a cheap thrill.

And then the whole issue of height. In our woke age there is nothing like the stigma against dwarfism that this story implies was enough to utterly break Franklyn’s spirit, and so the entire premise of the story loses what was (presumably) its shock value circa 1949, but is also actively offensive. So what if she’s two feet high, she’s still alive.

Summary

All these stories are silly, really. They’re a good indication of why so many serious readers, for so long, dismissed science fiction as immature, pulp rubbish. On this showing, most of it, even when written by an intelligent man like Wyndham, was rubbish. Vengeance By Proxy is the only one I’d recommend anyone to read because it is not really science fiction at all, but more of a horror story and, maybe because of this, the Dracula-style treatment gives it a technical, formal interest, a pleasure in noting the care taken over the machinery of the story.

All in all these stories show why Wyndham wasn’t taken seriously by the book world through the 1930s and 1940s and was considered a competent writer in a minority field. Until, that is, he burst upon a wider readership with the staggeringly more fully conceived, utterly serious and terrifyingly plausible masterpiece, Day of the Triffids. The real interest in Wyndham as a writer is how a man who produced a steady stream of cheap shockers like the ones in this book, utterly transformed himself into the author of his big four masterpieces.


Credit

The Best of John Wyndham 1932-1949 by John Wyndham was published by Sphere paperbacks in 1973. All references are to this edition, which I bought at the time, price 55p.

Related link

John Wyndham reviews

Other science fiction reviews

Late Victorian

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting the resulting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating what is in effect a peaceful transition to a communitarian socialist society, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the events
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth and they rebel
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, an engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover unimaginable strangeness

1930s

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the vastest vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic, Ransom, and take him in their spherical spaceship to Malacandra, as the natives call Mars, where mysteries and adventures unfold

1940s

1943 Perelandra (Voyage to Venus) by C.S. Lewis – having survived his journey to Mars, Ransom is now sent to Perelandra (aka Venus) to prevent Satan tempting the planet’s innocent young inhabitants to a new Fall
1945 That Hideous Strength by C.S. Lewis – Ransom assembles a motley crew of heroes ancient and modern to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with vanished Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1951 The Day of the Triffids by John Wyndham – one night the sky is full of green flashing lights as the earth passes through the fragments of a comet and the next day the entire population awakes to find itself blinded, all except for a tiny handful of survivors who have to preserve human society while fighting off the growing numbers of the mobile, intelligent, poison sting-wielding monster plants of the title
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation, set up by psychohistorian Hari Seldon, as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them – until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a fast-moving novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke one of my favourite sci-fi novels, a thrilling narrative describing the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1953 The Kraken Wakes by John Wyndham – some form of alien life invades earth in the shape of ‘fireballs’ which fall into the deepest parts of the earth’s oceans, followed by the sinking of ships, attacks of ‘sea tanks’ on ports and shoreline settlements around the world and then, in the final phase, melting of the earth’s icecaps and global flooding
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley who is tasked with solving a murder mystery
1954 Jizzle by John Wyndham – 15 short stories, from the malevolent monkey of the title story to
1955 The Chrysalids by John Wyndham – hundreds of years after a nuclear war devastated North America, David Strorm grows up in a rural community run by God-fearing zealots obsessed with detecting mutant plants, livestock and – worst of all – human ‘blasphemies’ – caused by lingering radiation; but as he grows up, David realises he possesses a special mutation the Guardians of Purity have never dreamed of – the power of telepathy – and he’s not the only one, and soon he and his mind-melding friends are forced to flee to the Badlands in a race to survive
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1956 The Death of Grass by John Christopher – the Chung-Li virus kills all species of grass (wheat, barley, oats etc) leading to a global famine, so civil engineer John Custance has to lead his wife, two children and a small grop of followers out of London and across an England collapsing into chaos and barbarism towards the farm owned by his brother David in a remote valley in Westmoreland, where they can grow root crops and defend themselves
1956 The Seeds of Time by John Wyndham – ten stories of travel in time and space in which, despite the 1950s phrasing, women tend again and again to be presented as the stronger, more resourceful sex
1957 The Midwich Cuckoos by John Wyndham – one night a nondescript English village is closed off by a force field, all the inhabitants within the zone losing consciousness. A day later the field disappears and the villagers all regain consciousness but two months later, all the fertile women in the place realise they are pregnant, and nine months later give birth to identical babies with eerily platinum blonde hair and penetrating golden eyes, which almost immediately begin exerting telepathic control over their parents and then other villagers. Are they aliens, implanted in human wombs, and destined to supersede Homo sapiens as top species on the planet?
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury
1959 The Outward Urge by John Wyndham – a conventional space exploration novel in five parts which follow successive members of the Troon family over a 200-year period (1994 to 2194) as they help build the first British space station, command the British moon base, lead expeditions to Mars, to Venus, and ends with an eerie ‘ghost’ story

1960s

1960 Trouble With Lichen by John Wyndham – ardent feminist and biochemist Diana Brackley discovers a substance which slows down the ageing process, with potentially revolutionary implications for human civilisation, in a novel which combines serious insights into how women are shaped and controlled by society and sociological speculation with a sentimental love story and passages of broad social satire (about the beauty industry and the newspaper trade)
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1961 Consider Her Ways and Others by John Wyndham – Six short stories dominated by the title track which depicts England a few centuries hence, after a plague has wiped out all men and the surviving women have been genetically engineered into four distinct types, the brainy Doctors, the brawny Amazons, the short Servitors, and the vast whale-like mothers into whose body a twentieth century woman doctor is unwittingly transported
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, millions of years ago, complete with tropical forest and giant lizards, and slowly losing their grasp on reality
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds and the man who sees the prehistoric ocean washing over his quiet suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick – in 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 The Andromeda Strain by Michael Crichton – describes, as in a scientific report, the crisis which unfolds after a fatal virus is brought back to earth by a space probe
1969 Ubik by Philip K. Dick – in 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s

1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together the author’s key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the pornographic possibilities of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1973 The Best of John Wyndham 1932 to 1949 – Six rather silly short stories dating, as the title indicates, from 1932 to 1949, with far too much casual interplanetary travel and juvenile plots
1974 Concrete Island by J.G. Ballard – short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 The Alteration by Kingsley Amis – a counterfactual narrative in which the Reformation never happened and so there was no Enlightenment, no Romantic revolution, no Industrial Revolution spearheaded by Protestant England, no political revolutions, no Victorian era when democracy and liberalism triumphed over Christian repression, with the result that England in 1976 is a peaceful medieval country ruled by officials of the all-powerful Roman Catholic Church
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced he is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions, including the news that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prisoner at the gaol where Starbuck ends up serving a two year sentence, one Dr Robert Fender

1980s

1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of an abandoned Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’: Turner is a tough expert at kidnapping scientists from one mega-tech corporation for another, until his abduction of Christopher Mitchell from Maas Biolabs goes badly wrong and he finds himself on the run, his storyline dovetailing with those of sexy young Marly Krushkhova, ‘disgraced former owner of a tiny Paris gallery’, and Bobby Newmark, self-styled ‘Count Zero’ and computer hacker
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Memories of the Space Age Eight short stories spanning the 20 most productive years of Ballard’s career, presented in chronological order and linked by the Ballardian themes of space travel, astronauts and psychosis
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap; but Angie is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero from the previous book in the trilogy; while the daughter of a Japanese gangster, who’s been sent to London for safekeeping, is abducted by Molly Millions, a lead character in Neuromancer

1990s

1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Victorian inventor Charles Babbage’s design for an early computer, instead of remaining a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed
1993 Virtual Light by William Gibson – first of Gibson’s Bridge Trilogy, in which cop with a heart of gold Berry Rydell foils an attempt by crooked property developers to rebuild post-earthquake San Francisco
1996 Idoru by William Gibson – Colin Laney has a gift for spotting nodal points in the oceans of data in cyberspace, and so is hired by the scary head of security for a pop music duo, Lo/Rez, to find out why his boss, the half-Irish singer Rez, has announced he is going to marry a virtual reality woman, an idoru; meanwhile schoolgirl Chia MacKenzie flies out to Tokyo and unwittingly gets caught up in smuggling new nanotechnology device which is the core of the plot
1999 All Tomorrow’s Parties by William Gibson –

2061: Odyssey Three by Arthur C. Clarke (1987)

Clarke’s famous characters

I was struck by the cosy, clubby, collegiate atmosphere created by this novel. Although it’s meant to be about far-out events at the limits of human understanding, a thriller-cum-disaster story set at the remote end of the solar system – it often feels more like an after-dinner conversation at a gentleman’s club.

Every character is the ‘best in the world’ at their trade. Thus, at the captain’s table aboard the spaceship Universe, sit a typical cross-section of the planet’s great and good: ‘the planet’s best known science communicator’, a leading classical conductor, the first man to land on Mercury, the famous movie star Yva Merlin, and the planet’s best-known popular writer. We learn that the man who paid for Universe to be built is, of course, the richest man in the world, ‘the legendary Sir Lawrence Tsung’ (p.31).

These characters all know each other, share the same kind of rational approach to the world, give each other the same kind of nicknames, cultivate a knowing cliqueyness. Thus the notable passengers on the Universe who I’ve listed above are immediately nicknamed ‘the Famous Five’ by the other civilian passenger, the world famous scientist Dr Heywood Floyd (who appears in 2001: A Space Odyssey and is the key figure in 2010: Odyssey Two).

Even when new characters are introduced, such as the Afrikaaner Rolf van der Berg, who appears in what is at first a standalone strand of the plot, he is quickly bound into the club of the internationally famous by virtue of the fact that his uncle, Dr Paul Kreuger, was eminent enough to nearly be awarded a Nobel prize for particle physics (he was only disqualified because of political concerns about apartheid).

Something very similar happened a few years ago when I read through the adventure novels of Alistair MacLean in chronological order. The early ones are about nobodies who perform amazing feats battling Soviet agents or criminal gangs. But as they go on, they get worse, and MacLeans’s novels really began to go really downhill when they started to feature famous people (not real famous people – fictional famous people, the greatest racing driver, the most famous circus performer, the eminent film star, and so on).

You could call it laziness, or a fatal temptation for authors who have to churn out popular fiction by the yard – but you can see how, in a novel about nobodies, you have to earn the reader’s interest and attention; whereas, by contrast, if you start your story with a cast list which already includes the world’s most famous novelist, the world’s most famous conductor, the world’s most famous nuclear physicist, the world’s most famous space explorer and so on… then you can kind of demand the reader’s attention, as if they were reading the gossip column in Tatler or The Spectator.

It’s a kind of fictional short cut to trying to involve us. It’s like he’s expecting us to give him our respect and attention merely for the high falutin’ company he keeps, before he’s even started the story.

In these pally, clubby circles everyone is eminent enough to have been discussed in the papers and magazines and had their private lives pawed over. Which explains why famous characters aren’t introduced in their own right, but as the famous so-and-so who some critics / papers / colleagues criticise for his x, y, z public behaviour. This allows the author to then enact another cheap fictional strategy, which is – having invented various scandals or misunderstandings which dog the reputation of famous person x, y or z, to then present us as the man on the inside, the one in the know who is going to share the real reasons behind scandal x, y or z. It is the strategy of the gossip columnist, not the novelist.

And also, in these pally, clubby circles, everyone has nicknames for each other. Thus Floyd nicknames his fellow guests ‘the Famous Five’, but four of them quickly nickname the best-selling novelist Margaret M’Bala Maggie M (p.71). Later on, when Heywood comes up with a plan to use water from Halley’s Comet to fuel the Universe, despite some risks, he is quickly nicknamed ‘Suicide’ Floyd by the sceptics (p.176).

And when they’re not nicknaming each other, the characters are quick to come up with jokey nicknames for the space features they’re discovering, chirpy, jokey names which domesticates the bleak and weird features of space and brings even them into the cosy circle, the confident cabal of Clarke’s top men in their field. The habit of nicknaming which I’ve described among the little clique of VIPs aboard the Universe is shared by the crews of every other space ship and by astronomers back on Earth. That’s my point. These are all the same kind of people with the same sense of humour.

  • it looked exactly like a terrestrial geyser and had been promptly christened ‘Old Faithful’ (p.22)
  • the fifteen-hundred-kilometre-long feature that’s been christened the Grand Canal (p.38)
  • a perfectly straight two-kilometre-long feature which looked so artificial that it was christened the Great Wall. (p.136)

There is lots of ‘wry’ humour, ‘rueful’ remarks, ‘wry’ jokes and ‘rueful’ expressions. I’ve never really understood what wry and rueful mean. I can look them up in a dictionary, but I’m not sure I’ve ever seen someone give a ‘wry smile’. It’s the kind of phrase you only read in popular fiction.

  • Maggie M viewed the situation with rueful amusement. (p.200)
  • ‘By the time I abandoned Shaka,’ she wryly admitted, ‘I knew exactly what a modern Germans feels about Hitler.’ (p.209)

Not much of this is actually funny, and it has an undermining effect on the book’s tone. If you’re writing a thriller you need to be very confident of yourself to include lots of supposed humour. The risk is it won’t be funny but will work to undermine the necessary tension and suspense. This is what happened to Alistair MacLean – he got more and more jokey and less and less gripping or believable.

And, as I pointed out in my review of 2010: Odyssey Two, even if you make one of your characters comment on the fact that they appear to be in a cheap pulp melodrama – that doesn’t deflect the allegation, it’s an admission.

It was uncomfortably like one of those cheap ‘mad scientist’ melodramas… (p.146)

Clarke turned 70 as the book neared completion. Later, he would be knighted. So maybe that’s another reason for this rather self-satisfied and clubby atmosphere: maybe it reflects the mind of a man rich in honours and achievements, a genuine pioneer in science thinking as well as fiction, an incredibly effective populariser of all kinds of ideas from satellites to mobile phones to scuba diving, a man who had an amazingly distinguished life and career, who knew everyone, who was garlanded with honours. Maybe this book accurately reflects what that feels like.

Why Clarke’s predictions failed

As the title suggests, the book is set in 2061, sixty years after the alien monolith was discovered on the moon which kick-started this whole series.

Any sci-fi author writing about the future has to throw in some major events to pad out, to add ballast to their supposed future history, the obvious one being a nuclear war.

Clarke is no exception to this rule and predicts that by 2061 there will have been a short nuclear war carried out by two minor powers and only involving two bombs (I wonder if he was thinking about India and Pakistan). In light of this poisonous little conflict, Russia, America and China promptly band together to ban nuclear weapons and so the world is at peace (p.28).

Later on we learn that there has been a Third Cultural Revolution in China (there had already been a second one by the time of the 2010 book). Oh yes, and there has been the Great Californian Earthquake which reduced most of the state to flaming rubble (p.26).

In other words, Clarke’s treatment of history is the same kind of lightweight caricature as his treatment of his ‘famous’ characters – a lamentably simplistic, cartoon view of human affairs, of history, economics, geopolitics and so on, which can all be summarised in a few throwaway brushstrokes.

Like so many of the sci-fi writers of his generation (who all came to eminence in the 1950s), Clarke thinks there’ll be a nuclear war or two which will teach ‘humanity’ the errors of its ways, which will end war and conflict, and so, with the money saved, ‘mankind’ will invent a hyperdrive and set off to colonise the stars.

This simple-minded delusion is so basic to so many of these narratives that you could call it Science Fiction’s foundational myth.

This iteration of it – 2061: Odyssey Three – follows the myth exactly:  the small nuclear war leads to peace, which leads to a ‘peace dividend’, which funds the inevitable development of a new ‘space drive’, and so on to ever-widening space exploration.

Scientifically careful, as always, Clarke attributes the ability to travel at speed through space to a new ‘drive’ based on the development of muonium-hydrogen compounds in the 2040s. As a result – and as so often -the solar system is soon littered with human colonies on all the habitable planets and the moons of the gas giants, as well as various space stations in orbit, and a busy traffic of shuttles and freighters popping between them.

Seeking clues as to why – contrary to the confident predictions of Asimov, Blish, Bradbury, Clarke and so many other sci-fi writers – none of this has happened, I think there are two main reasons:

1. Erroneous comparison with other technologies

Clarke makes a profoundly mistaken comparison between air travel and space.

The Wright brothers made ‘the first controlled, sustained flight of a powered, heavier-than-air aircraft on December 17, 1903, four miles south of Kitty Hawk, North Carolina’. Only 50 years later passengers were sitting in first class while globe-spanning jet airliners flew them to Australia.

I.e it took just fifty years for the technology of manned flight to be transformed out of all recognition and to become commonly available to anyone with the cash.

In my opinion Clarke then makes the very false assumption that space travel will also proceed in the same kind of unstoppable leaps and bounds, from early primitive experiments to widespread commercial availability in a similar timespan – from Sputnik (1957) through the first men on the moon (1969), the first space shuttle in 1982 to the crewing of the International Space Station in 2000 and he then projects that forward onto bases on the moon, then Mars, then manned flights to Venus, then the new space drive and boom!

All so easy when you’re writing novels, essays and brochures for NASA.

2. Failure to understand economics

The analogy doesn’t hold because of simple economics. The space shuttle project cost some $210 billion, and each launch of a space shuttle cost over a billion dollars (until the last launch in 2011).

No commercial company can afford to spend this much. No commercial company will ever be able to make a profit out of space travel, either for tourists or for natural resources.

Only governments can fund this sort of cost, and even then only the governments of major powers, and even then only if there are demonstrable scientific, technological or geopolitical benefits. The Americans only put a man on the moon because they felt they were in a life-or-death struggle against Soviet Russia. The edge of that rivalry was wearing out in the 1980s and collapsed with the end of the Soviet Union in 1990.

There never was a commercial imperative for space travel and now there is next to no geopolitical motive. I predict there will never be a base on the moon. There will certainly never be ‘bases’ on Mars, let alone any of the other planets or moons. It just costs vastly too much, and for little or no payback.

3. Confusing space enthusiasts with ‘all mankind’

A related passage indicates another error in Clarke’s thinking. He was in the middle of explaining how ‘mankind’s thirst for knowledge pushed them on to explore blah blah blah’, when I realised, there’s the problem.

Clarke makes the common error of thinking that the subjects, activities and achievements which he has devoted his life to – are of interest to all mankind. Unfortunately, astronomy, astrophysics, space engineering, astronautics and all the rest of it are, at the end of the day, a very small minority interest. However:

1. Within the fictions, naturally enough, all the characters have dedicated their lives to these matters, and so his books – like those of Asimov or Blish – give the impression that the whole world cares as passionately about the aphelion of Io or the temperature on Callista, as they do.

2. There is a megalomania about science fiction as a genre. Pretty much from the start, from the minute H.G. Wells’s Martians emerged from their spaceships back in 1897, science fiction has dealt with global threats and an absolute central assumption of thousands of its stories is that the world will be saved by a handful of heroes. That the entire world will look up as the alien spaceships are destroyed by Will Smith and Jeff Goldblum in Independence Day.

To make it clearer – on page 83 of this book Clarke writes that really major scientific discoveries, the ones that shatter the entire worldview of a culture, don’t come along very often:

Galileos and Einsteins seldom appear more than once per century, which is just as well for the equanimity of mankind.

Just what does he mean here by ‘mankind’? Galileo published his discoveries in the 1630s, while Europe was being wracked by the Thirty Years War. Was the average European’s view of life turned upside down? No. Most Europeans were illiterate. What about the inhabitants of north or south America, Australia, Africa, or Asia? I don’t think they were too bothered either. So by ‘mankind’, Clarke is clearly referring to a tiny sub-set of Western European intellectuals.

Also, obviously enough, he has chosen two guys – Galileo and Einstein – who made big changes to the way we see the universe, to astronomy and astrophysics.

But Darwin’s theory had arguably the most seismic impact on the West, making Christian faith significantly harder to believe, while Fleming’s discovery of penicillin has had more impact on human life than any other scientific discovery ever, by saving probably billions of lives.

In Clarke’s prophecy when the major powers step in to prevent a nuclear war, it signals the end of all wars which results, of course, in a ‘peace dividend’ and, Clarke cheerfully informs us, ‘humanity’ then decides to devote this enormous amount of money to just the kind of things Clarke thinks are important, like exploring the solar system.

The flaw is when Clarke identifies the ambition and interests of a tiny minority of the earth’s population with ‘humanity’. It is, basically, identifying his own interests with all of ‘humanity’.

But the overwhelming majority of ‘earth’s population’ doesn’t want to spend hundreds of billions of dollars in constructing spaceships which half a dozen like-minded chaps can have adventures in. Sorry.

4. Confusing America with ‘all mankind’

A common error made by high-profile, high-paid American authors is to think the entire world circles round America and American cultural products.

In pulp magazines, in short stories, in novels, and in Hollywood movies, American science fiction writers have complacently assumed that Americans will bear the brunt of any alien invasion, Americans will defeat the bad guys, Americans will develop all the new technology, including the mythical space drive, Americans will lead the way in colonising space.

The cold reality

Taken together, all these wrong assumptions, false analogies and economic illiteracy, combined with the enormous PR campaign surrounding NASA and the Apollo space programme throughout the 1960s and into the 1970s, misled clever men like Clarke and Asimov into thinking that the whole world shared their passion, and that the outward urge was unstoppable.

Now, in 2019, from Syria to Xinjiang, from Burma to Brazil, people are in the same old trouble they always have been i.e. huge numbers of people are crushingly poor, unfree, victimised, exploited by massive corporations or locked up by the military police. People have other, more pressing priorities. Space is too expensive to travel to or to commercially exploit. These sci-fi stories are fantasy in the literal sense of something which never could and never will happen.

They are yesterday’s futures.

(It was only after thinking this all through that I came upon the following article about the end of the Space Age in, of all places, the New Statesman.)

The plot

When I saw the date (2061) I thought well, at least we won’t have to put up with Dr Heywood Floyd, who was a key figure in 2001: A Space Odyssey and the rather irritating central character of 2010: Odyssey Two.

So I burst out laughing when I discovered that Floyd is in 2061, appearing at the ripe old age of one hundred and three.

How come? Well, it turns out Floyd falls off a hotel balcony during a party to celebrate his return from the 2010-15 Jupiter mission, and breaks so many bones that he’s taken up to the space hospital in orbit round the Earth where he heals slowly but, by the time he does, it’s clear he’ll never be able to walk on Earth again.

So he stays up there for the next 45 years, sipping cocktails and chatting to the other occupants of the hotel, all – it goes without saying – eminent in their fields. A kind of All Souls College in space. Very cosy.

As the story opens a Chinese billionaire has funded the construction of several spaceships, leading up to the state-of-the-art spaceship Universe. Universe is scheduled to fly across the solar system to rendezvous with Halley’s Comet.

Although Clarke’s astrophysics is as precise as ever, the fictional part feels laughable. The Universe has gravity and joining Floyd at the captain’s table for fine wine and Michelin star meals are a selection of the planet’s great and good – ‘the planet’s best known science communicator’, a leading conductor, the first man to land on Mercury, and the planet’s best known popular writer, the ‘Famous Five’ I mentioned earlier.

This long sequence about the comet is only included so that Clarke can publish his (fascinating) speculations about what Halley’s Comet really looks like and what it would be like to land on it. This is genuinely interesting and obviously based on research and an intimate knowledge of space physics. I particularly enjoyed the bit where several scientists go a-wandering in their space suits, down into the spooky subterranean caverns of the comet, complete with their eerie stalactites.

But this entire sequence – the building, launch, docking at a space station, Floyd joining it, the journey to Halley’s Comet, docking with Halley’s Comet, exploring Halley’s Comet – all turns out just to be the hors d’oeuvre to what develops into quite a conventional thriller, albeit set in space.

For while the rich passengers on the Universe are frolicking on Halley’s Comet, hundreds of thousands of kilometres away, the spaceship Galaxy (also owned by richest man in the world, the ‘legendary’ Sir Lawrence Tsung) sent to investigate the moons of what was once the planet Jupiter, is hijacked by a woman with a gun – Rosie Miller – clearly an agent of some Earth power (but who or why remains a mystery), who forces the pilot at gunpoint to set the ship down on the surface of Jupiter’s moon, Europa.

Now it just so happens that out of the several billion human inhabitants of the solar system, the second mate on the spaceship Galaxy is none other than the famous Heywood Floyd’s grandson, Chris.

  1. This continues the book’s strong sense that it is a very small world in which only about twenty people count
  2. It means Floyd is thrown into understandable concern for his grandson and so
  3. He supports the ‘audacious’ plan to refuel Galaxy with water from the geysers of Halley’s Comet and then fly the Universe at top speed to Europa to rescue the Galaxy‘s 30-odd crew.

But it also turns out that 4. young Chris Floyd is himself not what he seems – he is working undercover for Astropol (the futuristic version of Interpol) who had suspected something dodgy was going to happen on the Galaxy. Aha! Mystery. Suspense.

The story turns into two parallel narratives. On Europa the crew of the Galaxy have to keep their ship afloat on the bubbling ‘ocean’ while being blown by its ‘winds’ towards a ‘shore’, all the time worrying about food and life support systems etc.

While, in alternating chapters, we eavesdrop on the harried crew and pampered passengers of the Universe as it travels at over four million kilometres per hour out towards Jupiter/Lucifer.

Young Chris Floyd and the geologist Rolf van der Berg persuade the captain of the Galaxy to let them take the ship’s little shuttle and go on an explore. There’s the usual Clarkean accuracy about the physical difficulty of extracting a shuttle out of a spaceship lying on its side beached on an alien moon, but soon enough they’re puttering across the surface.

They stop right at the foot of what astronomers have for some time been calling Mount Zeus, a vast, straight-sided geometrically clean mountain.

This appears to be what the intrigue was about, what the Rosie hijacked and forced the Galaxy to land for, because Mount Zeus is a diamond, the biggest diamond in the solar system, a diamond weighing a million million tonnes.

Van der Berg collects stray chips and fragments while explaining to Chris Floyd that the collapse of Jupiter into a star flung some of its diamond core outwards, at high speed. Most disappeared into space but this enormous mountain-sized chunk embedded in Europa, causing tectonic upheavals which they can still feel in the form of earth tremors.

Van der Berg sends an enigmatic message up to the radio receiver on another of Jupiter’s moons, Ganymede, which will relay it to Earth. The message is in code designed to tip off his friends on Earth to do something on the stock exchange – although whether knowledge that there exists a diamond the size of Mount Everest will collapse the diamond market forever, or prices will rise for rare Europa diamonds isn’t really made clear. This is a simple flaw at the heart of the ‘thriller’ narrative which is – we never understand why the hijacker forced Galaxy to land and we never really understand the consequences of Van der Berg discovering Mount Zeus is the biggest diamond in the solar system. That thread of the story is left completely unresolved.

Lastly, the two young guys fly over the surface to investigate the Europan avatar of the Monolith. Remember the monolith they found on the moon back in 2001, and then Dave Bowman discovered sticking up out of Japetus and which then multiplied in 2010: Odyssey Two to destroy Jupiter and turn it into a new sun?

Well, yet another version of it is lying sideways on the surface of Europe creating a great two-kilometre-long wall. Abutting against it they see round objects a bit like igloos. Can these be the homes of intelligent life? Nothing is moving around as they guide the shuttle down to land in a snow-covered space between igloos. But it is as they descend that Chris Floyd has a perfectly clear and lucid conversation with his grandfather – who is, of course, millions of kilometres away on Universal – which rather worries van der Berg, who thinks his pilot’s gone mad. Only later is there speculation that it was the monolith using a hologram projection of Heywood Floyd in order to communicate with his grandson. And what does the monolith say? That all the intelligent life forms who live in the igloos have fled because the little space shuttle is poisoning their atmosphere.

End

And then the novel is suddenly all over. Universe rescues everyone from Galaxy and takes them to Ganymede. The adventure ends with more heavy comedy as the human colonists are subjected to ha-ha-hilarious lectures from ‘the Famous Five’.

The ‘thriller’ plot, the entire rationale for the hijacking of Galaxy, the storyline in which Chris Floyd is an agent for Astropol, van der Berg’s cryptic messages about diamonds back to Earth – all these are just dropped. I’ve no idea why Rosie Miller hijacked the ship and I doubt whether the mere existence of a diamond mountain millions of miles from Earth would have any effect on the diamond market.

There’s another massive loose end, which is that, at the end of 2010: Odyssey Two Bowman had conveyed to Earth the warning that humans must never approach Europa. It had been set aside by the guardians for new life forms to flourish on. A couple of probes which flew too close were quickly evaporated, presumably by the guardian monolith.

So how how how how how come a) the Galaxy is able to land and b) Floyd and van der Berg are able to go shuttling all over its surface, poisoning the atmosphere, destabilising the diamond mountain and generally interfering, with no consequences whatsoever.

In all these instances – the prohibition on visiting Europa, the ‘thriller’ / Astropol conspiracy / something secret to do with van der Berg and diamonds – the plotline is just dropped. Galaxy is rescued. Then Hal and Dave and Heywood are having a nice chat. Then a thousand years later, Lucifer goes out. It feels oddly amateurish and half-hearted.

Postscript

There is a kind of postscript. We overhear conversation between the spirit of Dave Bowman, of HAL and of Dr Floyd. Somehow the other two have co-opted Floyd’s spirit, though he is still alive (?).

They recap the idea that the monoliths destroyed Jupiter in order to create a sun which would stimulate the evolution of intelligent life on Europa. But, the thing I don’t understand is that – Jupiter was itself teeming with life, strange vast gasbags blown in the impossible storms of Jupiter which had been described at length by Bowman’s spirit as it penetrated and explored Jupiter’s atmosphere in 2010: Odyssey Two.

That the creation of Lucifer resulted in the end of night on earth, I found upsetting enough. But the fact that in destroying Jupiter, the creators of the monolith destroyed all its life forms seemed to me as callous, brutal, clumsy and unthinking as most human activities. It nullified the sense which 2001 gave so powerfully of the intelligences behind the monolith being ineffably superior. Turns out they make just as questionable judgments as clumsy man.

In fact, right at the end of the story we learn that Mount Zeus was always unstable – having been flung at high speed into Europa by the destruction of Jupiter – and that right at the end, this diamond as big as Mount Everest collapses into Europa’s young seas, wiping out many species including some of the ones the monolith destroyed Jupiter in order to encourage.

It seems like futility piled on futility.

In their final exchanges, Hal and Bowman tell the spirit of Floyd that they want him to remain with them as guardian spirits protecting what life forms have survived on Europa.

Really? Even this is incredible. It took billions of years for mammals to evolve on earth, 30 million or so years for proto-apes to evolve into man. Are Bowman and HAL really going to wait that long?

Clarke has a staggering grasp of the laws of physics and astrophysics which govern the solar system in all its complexity. But his fictions seem to ignore the mind-boggling lengths of time involved in the evolution of species.

Post-postscript

But sure enough, it’s ‘only’ 1,000 years later that the population of Earth one day sees Lucifer collapse and the solar system’s second sun go out. To be precise:

Suddenly, almost as swiftly as it had been born, Lucifer began to fade. The night that men had not known for thirty generations flooded back into the sky. The banished stars returned.

And for the second time in four million years, the Monolith awoke. (final words)

That’s where the novel ends, presumably setting the reader up for the fourth and final novel in the 2001 series, which – I would bet – involves a trip to Europa and a meeting with the other intelligent life in the solar system.


Related links

Arthur C. Clarke reviews

  • Childhood’s End (1953) a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
  • A Fall of Moondust (1961) a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
  • 2001: A Space Odyssey (1968) a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
  • Rendezvous with Rama (1973) a 50-kilometre-long object of alien origin enters the solar system so the crew of the spaceship Endeavour are sent to explore it
  • 2010: Odyssey Two (1982) Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus
  • 2061: Odyssey Three (1987) Spaceship Galaxy is hijacked and forced to land on Europa, a moon of the former Jupiter, but the thriller aspects are only pretexts for Clarke’s wonderful descriptions of landing on Halley’s Comet and the evolution of wild and unexpected new forms of life on Europa

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

2010: Odyssey Two by Arthur C. Clarke (1982)

This is a direct sequel to 2001: A Space Odyssey and nothing like as good. In the original book the best parts were: the vivid imagining of life among primitive man-apes, the hair-raising mental collapse of the computer HAL 9000 aboard the spaceship, and then the extraordinary vision of Bowman hurtling through the star gate and being transformed into a cosmic consciousness.

The weakest part was the middle which described the mundane, chatty, boring bureaucrats and scientists who held interminable meetings to discuss the mysterious monolith which had been discovered on the moon, and the practical physics of orbits and apogees and escape velocities attached to the journey of spaceship Discovery.

Well, 2010: Odyssey Two, for the first half or so, is an extension of precisely those mundane, boring parts of the first book. It’s nearly 100 pages longer than the original novel, and cast in 55 chapters, themselves divided into seven parts.

1. Leonov

Clarke’s protagonists always have sensible home lives. We met Dr Heywood Floyd, retired space expert, when he flew via a space station to the moon to explore the artifact in 2001.

Now we meet him again. Floyd has remarried a much younger woman, has a two-year-old son, and lives in an idyllic house by the Indian Ocean which appears to have a kind of dock into which swim tame dolphins to ‘talk’ to them.

Floyd is informed that an expedition is being prepared to go rendezvous with the Discovery, the spaceship HAL 900 went mental on, and from which David Bowman undertook his last journey through the alien star gate.

The catch is that this new expedition is being mounted by the Russians. In this version of the future (2010) Russia is still a communist country, but less paranoid than in the 1980s, and Russians and Americans are co-operating, at least in space.

So, in typical Clarke fashion, we learn a lot, an awful lot about the technical spec of the spaceship Cosmonaut Alexei Leonov (including the typically Clarkean fact, given us in the extended preface, that Clarke was a friend of the real Alexei Leonov, an actual Russian cosmonaut. Clarke gives the impression of knowing everyone who was anyone in space exploration of his day).

Characteristically, Clarke gives us some of this information in the form of extended official memos which he ‘quotes’ – typical of his fondness for bureaucracy, meetings and the ways of large organisations which, to be fair, he was himself very familiar with, having run several (e.g. chair of the British Interplanetary Society 1946–47 and 1951–53).

The Leonov has a crew of seven Russians and we get lengthy profiles of all of them, starting with captain Tatiana Orlova (women have figured prominently in the crews of Clarke’s previous novels, though this is the first woman captain), plus a couple of westerners – the big, bear-like Walter Curnow, systems specialist, and the small, slight and intense computer specialist, Dr Sivasubramanian Chandrasegarampillai, known more familiarly as Dr Chandra.

The Leonov will be using the new (fictional) ‘Sakharov Drive’, which uses a pulsed thermonuclear reaction to heat and expel almost any propellant (p.49). All space-based science fiction has to invent new ‘drives’ since, using our current rocket technology, we would never be able to get anywhere in human lifetimes.

Even using the made-up Sakharov Drive, it will take two years to get to Saturn, so Floyd and Curnow and the Sri Lankan will be put into hibernation / a cryogenic state. As you can imagine, this is carefully and realistically described.

2. Tsien

Clarke gives a powerful but factually based account of what it must be like to wake from a cryogenic sleep. This is followed by vivid descriptions of seeing Jupiter from close up (based, as the preface tells us, on the pictures relayed by the 1979 Voyager flybys of Jupiter).

But to the crew’s astonishment they see another spaceship crossing Jupiter’s vast outline and realise that the ‘space station’ they and everyone else knew the Chinese were building in earth’s orbit – was in fact a space ship.

Here it is. It has matched and even beaten their speed. Since the Chinese ship refuses to reply to messages, the scientists aboard Leonov do some calculations and realise it is going to use the gravity of Jupiter to give it the ‘slingshot’ effect (which Clarke fully explained in Rendezvous with Rama and fully explains here) in order to land on Europa, one of Jupiter’s moons!

Our guys speculate that the Tsien (they’ve found out that’s the Chinese ship’s name) will refuel from the ice/water which covers most of Europa’s surface and use that as propellant fuel to travel on towards Europa – water being a perfect propellant for their version of the Sakharov Drive.

Having figured all this out during intense discussions with the rest of the Russian crew, Floyd retired for asleep, but is woken because they’ve received a Mayday from the Tsien.

It is a Dr Chang broadcasting from his spacesuit radio. He is asking for Floyd by name because – of course – they met at some astronomy conference in China a few years ago. And he proceeds to tell an astonishing tale that there is life on Europa.

The Chinese landed and immediately began drilling down into the frozen ice of one of the many ‘canals’ that criss-cross Europa, but arc lights they were using to illuminate their activities awoke some kind of seaweed monsters which rose to the surface, broke through the ice, and slowly crawled various ‘arms’ towards the spaceship, clambered up it and crushed it killing everyone inside

At which point Dr Chang managed to turn off all the floodlights and the thing, already freezing out in the open, began to withdraw back to the canal whence it came. Chang forlornly broadcasts his message (he is broadcasting on his weak personal spacesuit radio and cannot receive a reply from the Leonov) before Europa disappears round the other side of Jupiter and radio contact is cut off.

3. Discovery

Clarke gives an encyclopedia description of the various moons of Jupiter before describing with scientific accuracy how the Leonov itself descends into the outer atmosphere of the planet in order to benefit from the slingshot effect which they will use to slow down their velocity so that they can rendezvous with the floating empty hulk of Discovery and investigate the anomaly which Bowman identified on one of its moon, Japetus.

When they finally arrive in the same orbit as the Discovery they find it is spinning on its axis (as a reaction to the circular motion of the central centrifuge part of the ship). All this, all the problems of getting aboard the empty Discovery, slowing its spin, docking the Leonov to it, clearing out the stale air (and rotten food) and activating all the life support systems, are described with typically Clarkean thoroughness and plausibility.

The focus switches to Dr Chandra who now undertakes the long process of reactivating HAL 9000. Unsurprisingly, HAL has no memory of the antenna unit malfunctioning, which was the pretext for making Frank Poole go for a spacewalk – and then murdering him in the first book. He has no memory of that happening, or of anything that followed, of Dave Bowman managing to re-enter the ship and then disabling the computer’s ‘higher’ mental functions, before taking a pod out on his last, ill-fated mission to explore the two-kilometer-high monolith sticking up from the surface of Japetus

Floyd, the central focus of the narrative, remains deeply suspicious of HAL and watches Dr Chandra’s efforts with a sceptical eye.

(Clarke takes the opportunity to remind us of everything that happened on the first mission, including a second slightly clearer explanation of why the computer had a breakdown: It was caused by the conflict between the priorities its human programmers gave HAL. On the one hand it was ordered to be utterly candid, open and helpful to the astronauts. On the other hand, the higher-ups who commissioned the flight, decided that its real goal, to investigate the anomaly on Japetus, should be kept secret from Poole and Bowman. So HAL knew the real nature of the mission, was told he should be utterly honest with the astronauts, but was also told to lie to them. This led to a slow deterioration in his functioning until he developed the (psychotic) idea that if he removed the humans from the equation, he would be able to proceed with the mission in peace.)

4. Lagrange

With Discovery reclaimed and HAL 9000 now operative, the crew manoeuvre the two ships into an orbit close to Japetus and proceed to investigate the enormous artefact using the full range of scientific methods (which Clarke explains in careful detail).

If I haven’t mentioned it, the mundane, down to earth feel of the text is emphasised by two elements: 1. the jokey camaraderie among the crew, the seven Russians, two Yanks and one Sri Lankan, along with Clarke’s very sensible descriptions of changing relationships and slight frictions among them. None of this is ever mysterious. Even in their relationships and emotions people are always, to Clarke, understandable.

And this is backed up by 2. the periodic taped messages which Floyd makes to his wife, Caroline, and little boy, Chris, back on earth, filling in homely little details about the mission, and longing to be back at their house by the sea. As he had realised when he accepted the mission, going into suspended animation for two years, during which he would only age a few weeks, means that Caroline will catch him up, that their ages will become closer, and he hopes they will, too.

Floyd and one of the Russians, Vasili Orlov, are floating in zero gravity near an observation window from which they can see the artefact, when Orlov notices something come flying out of it at immense speed, and zoom off in the direction of earth.

5. Child of the stars

It is Dave Bowman. Clarke reprises the most mind-blowing part of the first book, which is the way Bowman was transported through the star gate to a remote part of the galaxy, where his mind was stripped down, recorded and his consciousness transferred from his physical body into some form of light-based life which can materialise anywhere in the universe. Now he wants to return to earth and so that was him whizzing past which Orlov saw.

And the book recaps the abrupt worrying conclusion of the first book which is that, just as Bowman arrives, a nuclear war appears to commence, with both sides shooting nuclear missiles at each other – which Bowman has achieved such galactic powers that he simply explodes them all in the air.

In this version of the story there is only one nuclear warhead and he explodes it in passing, as an afterthought, as he fleets through the stratosphere. Earth authorities of course notice this detonation, and various reports of an unidentified flying object which they (and Clarke) treat with the usual scepticism.

There then follow some sequences which are strange because of their… thumping banality. We are taken into an old memory of Bowman’s dating from when he was a boy and he and his brother went diving in a local pond, and his brother drowned. A few years later he started going out with his dead brother’s girlfriend, Betty (like Frank Spenser’s wife, Betty). Now Bowman uses his godlike powers to… infiltrate America’s names and address database, then to appear on Betty’s TV, where the spirit of Bowman easily enough manipulates the cathode ray tube and… I couldn’t believe I read this but… Bowman projects onto his old flame’s TV screen, pornographic images!!!

The divorce between mind and body was still far from complete, and not even the most complaisant of the cable networks would have transmitted the blatantly sexual images that were forming there now. (p.172)

Which Betty watches with enjoyment, some a bit shocked, and then turns away with ‘regret for lost delights’. What? Did I just read that? Did David Bowman, the first man to travel through the star gate and be transformed into a cosmic consciousness, return all the way to earth in order to… show his old girlfriend pornography?? The mind boggles.

Then he zooms all over earth visiting sights like the Grand Canyon, Mecca, ancient temples, till he finds himself in Olduvai Gorge which, it is implied, was the location where the artifact first appeared to man-apes three million years ago (as so vividly described in 2001). He appears to his mother in her care home. He uses his telekinetic powers to comb her hair.

This is all an incredible letdown after the end of 2001, which climaxed with the cosmic spirit of Bowman looking down on planet earth, wondering what to do next. This gave the original book a tremendously pregnant ending because we,the readers, were free to project anything we could imagine on to his next steps.

To learn that what Dave did next turns out to be go sightseeing, show porn to his old girlfriend, and comb his mum’s hair, well the phrase anti-climax isn’t strong enough to convey the sense of crushing disappointment.

Then Dave zooms off back onto the solar system and undertakes a tour of the moons of Jupiter, described in Clarkean detail, although with extra information about the (entirely fictional) forms of life to be found on Europa, including the type we saw destroy the Chinese space craft.

Bowman’s spirit has, by this stage, realised that he is being used as a probe, an investigator, for some vast overmind which he can only vaguely sense. He penetrates to the heart of each of the moons and then – in a bravura display of imagination and description on Clarke’s part – down to the very core of Jupiter and something, somewhere, is monitoring it all.

There is a simple case to be made that these passages – Clarke’s super-vivid imaginings of what Jupiter and its moons are like, the colour, taste, texture, feel and overwhelming sight of them – are by far the most powerful parts of the book.

Then Bowman is told to contact the beings in the spaceship. Having no body he puzzles how to do this – then uses HAL’s circuits. As usual it happens to Dr Floyd, most things happen to Dr Floyd.

Bowman projects text onto HAL’s computer screen. It is a simple message. They must leave Europa’s orbit within the next 15 days or be destroyed.

When Floyd tells Captain Tatiana, she doesn’t believe him, she thinks he must have been tired and hallucinating, or some other reason.

Then the vast anomaly sited on Japetus which they came all this way to observe (and from which they have got such disappointing results) disappears. Just… vanishes! That clinches the discussion. They will leave.

Victor the engineer comes up with a plan. To use the fuel/rockets/engines of Discovery as a sort of booster stage to propel Leonov back to earth.

6. Devourer of worlds

Clarke gives a characteristically detailed account of how they bind the Discovery to the Leonov in order to benefit from its booster rockets and then deliberately descend closer to Jupiter, swing round it to pick up extra momentum, and then fire the booster rockets to break free and set off back to earth. However:

  1. There are worries that HAL might protest. That he might object to them abandoning the mission he is programmed with i.e. investigation of the anomaly. And indeed, right at the critical moment before he is scheduled to fire Discovery’s rockets, HAL questions Dr Chandra about what they’re doing and suggests they abort the detonation. It is a tense moment but, in the event, HAL obeys instructions.– The cumulative effect of reading 2001 and this novel is never to trust ‘intelligent’ computers.
  2. As they swing closer towards Jupiter before firing away, they all notice a black circle on the face of the planet which appears to be growing. Once they re-emerge from the other side of Jupiter, they are astonished to see hundreds, nay thousands of the black monoliths swarming across the surface. Could it be that they are eating Jupiter’s atmosphere and… reproducing? Why?

7. Lucifer Rising

Then, in the last 25 pages, it all happens. Bowman’s spirit enters Discovery, merges with HAL and tells him to send a message to earth.

ALL THESE WORLDS ARE YOURS – EXCEPT EUROPA.
ATTEMPT NO LANDINGS THERE

Then (as usual) it is Dr Floyd who sees the next development. In the observation lounge of Leonov, he watches in awe as Jupiter explodes!

The millions of monoliths have absorbed its hydrogen and somehow created a steadily heavier and heavier core, until the planet explodes and becomes a star.

Clarke gives a couple of pages of explanation of how this could happen in terms of the physics. And then a highly fantastical explanation of why. They – the alien minds behind the whole story – have travelled far and wide across the universe interfering wherever they see signs of possible life. They intervened on earth three million years ago to set humanity on course to intelligent evolution.

Now, using Bowman’s mind as a probe, they have discovered the potentiality for intelligent life on Europa, one of the moons of Jupiter. So they blow Jupiter up, turning it into a sun which orbits ‘our’ sun, but primarily so that it will become a sun for Europa. It will thaw out Europa’s deep icy seas and prompt evolution there, to create intelligent life.

Epilogue

The narrative cuts to a short epilogue dated 20,001, in which we learn that the Europans have indeed been warmed by this new sun which has melted its frozen ice-bound oceans allowing them to evolve into intelligent life, which has developed all kinds of theories about the planet it exists on, the other moons and its ‘sun’.

Standing sentinel over their ‘planet’ is a large version of the monoliths, at the border between the fixed daylight and fixed night-time which Europa experiences, warding off the occasional probes sent from earth, ensuring the inhabitants of Europa become one of the two intelligent life forms in the solar system.

The narrative ends on a gee whizz sci-fi cliff hanger. In the long run, will only one of these intelligent life forms triumph and control the solar system, and which will it be? Tune back in a million years to find out.

Lucifer

Hang on, did Clarke just write that the aliens turn the planet Jupiter into a star orbiting round the sun, in effect a sun to the many moons which circle it? What!

And did he just write that this Jupiter-sun – christened by earthlings ‘Lucifer’ from that word’s original meaning of ‘light-bringer’ – that Lucifer put an end to night on earth!!!!

Because when half the world is facing away from the sun, it is facing outwards towards the new sun out at the edge of the solar system?

Hang on – forget all the trivial details of the plot – did Clarke just write that night on earth has been abolished? There is no more night on earth?

Wow. Isn’t that the stuff of nightmares? Not to mention the extinction of God knows how many nocturnal species? What inconceivable psychological damage that would wreak on the human race.


Clichés

When a write says ‘in the words of the old cliché…’, or ‘to quote the hoary old saying’ or ‘in the well-worn words of tradition’ – the mere fact that they’re flagging up that they’re using clichés and tired old forms of words doesn’t get them off the hook. They are still using them. It is still a tired use of language (and thought).

  • Who had once called the eyes ‘windows on the soul’? (p.216)
  • Floyd could not help smiling at that old Space Age cliché, ‘If all goes well’ (p.216)
  • ‘Well, you know the old saying: Once is an accident; twice is a coincidence; three times is a conspiracy!’ (p.221)

Same with the frequent use of quotes, they tie down and retard the narrative, by pegging it to the already-known, to the mundane.

  • ‘Let me remind you of Haldane’s famous remark: ‘The Universe is not only stranger than we imagine – but stranger than we can imagine.’ (p.219)
  • ‘Sasha has dug up a good phrases: “The Ghost in the Machine”.’ (p.223)
  • ‘What did Einstein call that sort of thing? A “thought experiment”.’ (p.228)

It’s a mark of second rate, genre fiction – thrillers, sci-fi and so on – that the writer uneasily realises they are writing schlock and so, to try to deflect the accusation has one of his own characters mention it. But it doesn’t work. It still draws the reader’s attention to the fact:

  • ‘Baby sitting a psychotic computer!’ muttered Curnow. ‘I feel like I’m in a Grade-B science-fiction videodrama.’ (p.238)

And once I’d noticed this tendency to domesticate even the wildest events by cloaking them in tired cliches and hoary old quotes, I also noticed Clarke’s habit of liking good old, solid old, old-fashioned x, y or z. The phrase epitomises the hearty, bluff, sensible tone which typifies Clarke’s fiction:

  • Well, one could always fall back on a few kilometres of good old-fashioned string. (p.225)
  • ‘Do you know what Zagadka [the name the Russians gave the artefact] really is? A good old Swiss Army knife!’ (p.266)

All these usages take things away from the zone of the marvellous and unknowable and bring them back into the orbit of the totally known, familiar and friendly.

It typifies the dynamic of Clarke’s fiction which is to make everything homely. Thus the characters are always giving weird extra-terrestrial objects homely nicknames to tame and domesticate them. This was particularly noticeable in Rendezvous With Rama where the astronauts exploring this alien ship called the groups of buildings ‘cities’ and then named them London, New York etc.

In this novel they domesticate the enormous two-kilometre-high monolith on Japetus by nicknaming it Big Brother.

There is often a heavy thump to Clarke’s depictions of people, who largely come over as clichés and caricatures. His description of the moons of Jupiter or the astrophysics of perihelion are always rock solid and convincing. His characterisation of big bearish Curnow or small but authoritative Captain Tatiana or reserved and ascetic Indian Dr Chandra – taste like cardboard.


Related links

Arthur C. Clarke reviews

  • Childhood’s End (1953) a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
  • A Fall of Moondust (1961) a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
  • 2001: A Space Odyssey (1968) a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
  • Rendezvous with Rama (1973) a 50-kilometre-long object of alien origin enters the solar system so the crew of the spaceship Endeavour are sent to explore it
  • 2010: Odyssey Two (1982) Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

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