An introduction to Virgil’s Aeneid by W.A. Camps (1969)

sunt lacrimae rerum et mentem mortalia tangunt.
(‘There are tears of things and mortal things touch the mind’)
(Aeneid Book 1, line 462)

The Aeneid’s structure

The first six books describe wandering, the second six books describe war.

The first six books are set on or near the sea, the second six books are set on land.

The first six books copy a lot from Homer’s Odyssey, the second six books copy a lot from Homer’s Iliad.

The first half focuses on Carthage, leading to the death of Dido, the second half focuses on Latium, leading to the death of Turnus. (In fact, it’s not quite as neat as that because Dido dies at the end of book 4, leaving book 5 to describe the funeral games for Anchises and book 6 the journey to the underworld, so the deaths of Dido and Turnus don’t perfectly bookend each half.)

Historical background

Virgil lived through stormy and decisive political times. He was born in 70 BC only 15 or so years after the end of the Social War, a 4-year-long bitter and needless fight between Rome and various tribes and peoples of Italy who demanded full Roman citizenship. In the end Rome acquiesced and gave it them. The precise relationship between Rome and the other local tribes is implicit in the whole idea of Aeneas coming as an immigrant and stirring up a huge ruinous war between its existing inhabitants, and then is specifically addressed right at the end of the Aeneid when Juno demands equal rights for the Latins vis-à-vis the newcomers from her husband Jupiter, as a condition of giving up her vicious vendetta against the Trojans.

Then Virgil was 21 when civil war broke out in 49 BC between Caesar and Pompey. He saw what it was like for the Roman ruling class to be split right down the middle and many men die pointlessly, as, arguably, all the terrible deaths in the second half of the Aeneid are, ultimately, pointless and unnecessary.

Then Virgil was 26 when Caesar was assassinated and Rome plunged into a further 15 years of instability and recurring civil wars, before Octavian finally brought peace by defeating Antony in 31 BC, as Virgil turned 40.

The price of peace

Virgil composed the Aeneid over the 10 or so years from 29 BC to his premature death in 19 BC. After a life lived against a backdrop of unending civil strife you can see why Virgil would desperately have wanted peace and order to be restored and pinned his hopes for that outcome on the new rule of Augustus. But you can also see why one of the Aeneid‘s main themes is the price that has to be paid for the final arrival of peace and order, and it is a very, very high price in tragedy and bloodshed. Hecatombs of the dead. So many brave young lives cut short. Aeneas wins his place in the promised land of Hesperia, but my God what a trail of death and destruction he leaves behind him.

Aspects of patriotism

All elements in the poem are multi-levelled and dense with allusiveness. Thus the poem’s patriotism is plain for everyone to see, and yet is effective because it works at so many levels. Central is the plot itself, Aeneas’s journey to Italy to found a new city and new people. The gods repeatedly reassure him of the future greatness of the Roman people. He sees a procession of eminent Romans in the underworld at the end of book 6. The figure of Augustus appears here, and as the central figure on the shield his mother gives him at the end of book 8, as well as being invoked several other times, crystallising the hopes of the world.

But it also works in a host of other ways. Most poignantly and hauntingly when we discover that King Evander’s little township is built on the site of the future Rome and that he and Aeneas are walking through the landmarks of the greatness that is to come. But also in the mention throughout the poem of beliefs and customs which first came with the Trojans or, conversely, are already practiced by the Arcadians or the Latins:

  • they Latins are referred to as ‘the people of the Roman gown’
  • the Roman custom of covering the head at sacrifice is enjoined on Aeneas by the seer Helenus before his arrival in Italy (3.403)
  • the exhibition of horse drill known to the Romans as lusus Troiae is demonstrated by Ascanius and the young horsemen during the funeral games for Anchises (5.596)
  • Aeneas promises to inaugurate the tradition of the Sibylline Books (6.71)
  • the practice of opening or closing the doors of the temple of Janus in times of war already exists in Latium (7.601)
  • the worship of Hercules at the great altar in the cattle market which existed in Virgil’s time is said to already exist when Aeneas arrives in Latium (8.268)

So the poem’s patriotism is shouted from the rooftops in the shape of the plot and in the multiple predictions but also threaded subtly into a fabric of hints and allusions.

A political poem?

Camps surprises me by claiming the Aeneid is not a political poem. He deploys the kind of sentimental humanism found throughout post-war Anglophone literary criticism, deflecting analysis off into fancy fondling about morality or spirituality:

The Aeneid is in no sense political propaganda, for it is not in its nature a political poem. The Rome that is its inspiration is not conceived in terms of a political system; and the background against which the humans in the story act and suffer is provided not by contrasting political ideas but by the working of the historical process and the conflict of spiritual powers. (p.2)

This is plain wrong, isn’t it? It’s as if someone who wrote a long poem in praise of Nazi rule over occupied Europe claimed that it wasn’t a political poem because the Nazi rule it praises ‘is not conceived in terms of a political system’. Well, it doesn’t need to be. If politics in the broadest sense is defined as how a society chooses to run itself, then this poem explicitly says that Rome will reach its height when it is ruled by the enlightened dictator Augustus, and that the Roman people are destined to rule the entire known world – and are justified in doing so because of their unique skill at ruling justly.

Roman, remember by your strength to rule
Earth’s peoples — for your arts are to be these:
To pacify, to impose the rule of law,
To spare the conquered, battle down the proud.
(6.1,151 to 1,154)

This prophecy of Anchises is only the most famous of several passages which justify Roman conquest and rule over the entire world. The Aeneid is a hymn to Roman hegemony. Nothing could be more political. Claiming it is ‘not in its nature a political poem’ because it doesn’t go into the nitty-gritty of the constitution or describe any particular ‘political system’ or discuss political parties is being disingenuous or naive. Try telling any of the peoples Rome had conquered, whose towns they had destroyed and populations they’d sold into slavery (read Caesar’s Gallic Wars) that writing an elaborate poem justifying Rome’s eternal rule over the entire known world was not a political statement and watch them laugh in your face.

Clearly your answer to the question, ‘Is the Aeneid a political poem?’ depends on how you define ‘politics’, but there’s also another level or type of definition of politics in play here: this is the issue of taking sides during a civil war. This, also, is a glaring ‘political issue’: whether one is on the side of, say, the nationalists or the republicans during the Spanish Civil War could hardly be a more political and politicised decision.

Well, in the civil war with Antony, Virgil hugely comes down on the side of Augustus and writes it into his poem. In the epic scene where Vulcan forges a mighty shield for Aeneas he depicts on it the Battle of Actium where Augustus defeated Antony and Cleopatra, and the narrator throws in criticisms of the doomed lovers. And the shield then goes on to celebrate Augustus’s unprecedented three triumphs over his political and military opponents.

It beggars belief that Camps thinks that this hugely committed work of propaganda is ‘in no sense political propaganda’ solely because it ‘is not conceived in terms of a political system.’ As I’ve been writing this I’ve realised I myself am missing another way to argue against him, which is to point out that he is wrong even on his own terms: that the entire poem is ‘conceived in terms of a political system’, namely – the imperial rule of Augustus. Rule by an emperor emphatically is a political system and this poem consistently and repeatedly predicts and celebrates this political system.

Copying the Greeks

Virgil wrote three great works. In each of them he copied Greek originals. The Eclogues copy the Idylls of Theocritus, the Georgics copy the Work and Days of Hesiod, the Aeneid very closely copies the Iliad and Odyssey of Homer. Camps claims Virgil is not stealing – he is reconciling the two cultures.

Camps lists some of the major plot devices he is indebted to Homer for:

  • an extended sea journey packed with adventures – the Odyssey
  • enmity of a god who hates the hero drawing out the journey to extended length – the Odyssey
  • councils of the gods in heaven – both Odyssey and Iliad
  • descent to the underworld – the Odyssey
  • funeral games – the Iliad
  • massive, sustained war featuring a siege and many detailed battle scenes – the Iliad
  • the aristeia in which a warrior reaches the peak of their excellence before being cut down – the Iliad
  • the blacksmith god creating a suit of armour and a shield decorated with emblematic events for the hero – the Iliad
  • strong female warrior (Camilla) – the Iliad
  • a foray into the enemy camp by night – the Iliad
  • retirement of the protagonist in whose absence the other army comes right up to the allies’ base and threatens to storm it and win the war – the Iliad
  • hero’s beautiful young friend killed by the main antagonist, a loss which drives the hero to psychopathic vengeance – the Iliad
  • climactic single combat between two epic heroes – the Iliad

(Camps gives a much longer list of direct copying on page 81.) Camps says that Virgil used Homer to supply ‘a deficiency in the possibilities of his own imagination’ (p.9) but it’s bigger than that: the Aeneid doesn’t borrow elements from Homer’s epics, it couldn’t have existed without them. They provide the entire historical background, the entire worldview of gods interfering in the lives of mortals, the entire concept of a long poem focusing on an epic hero, and almost all the significant events. ‘Borrowing’ or ‘copying’ aren’t adequate enough words for the wholesale reincarnation of Homer’s epics in Virgil’s work, and in a later chapter Camps seems to acknowledge this:

To a very large extent the story told in the Aeneid is made by remoulding Homeric materials, as well as owing to Homer the broad motifs which govern its design. (p.82)

The process of composition

Camps devotes an appendix to describing some of the short biographies of Virgil which were written after his death. Suetonius wrote one, now, unfortunately, lost. The best early one which survives is by Aelius Donatus and Camps presents a translation of the full text (6 pages long).

Donatus and fragments from other biographies tell us that Virgil’s method in composing poetry was to make a complete prose summary of the entire story before he began writing any verse. Donatus says that every morning Virgil dictated some verses to a secretary for as long as inspiration lasted, then, after lunch, spent the afternoon working over what he had dictated, sometimes whittling a mass of verses down to just a handful of lines, sometimes just one. Apparently, Virgil compared the process to the ancient folklore notion that a mother bear gave birth to formless lumps of life and then literally licked them into shape (p.117).

(In fact, Donatus describes this as Virgil’s method in writing the Georgics but everyone has silently agreed that this is probably how he composed the Aeneid as well.)

Crucially, Donatus says that Virgil did not compose the poem by starting at the beginning and working through. Instead, he was inspired to versify particular ad hoc scenes as the inspiration took him, sometimes composing later scenes years before earlier ones. This explains all sorts of discrepancies which a close reading of the poem brings to light, notably the lack of linking and smoothing passages, for example the abrupt ending of the famous book 6, and the even more abrupt ending of the entire poem.

Moreover, Donatus tells us that the poem contains many lines of poor quality, as well as lines which are metrically incomplete which Virgil deliberately left in because he needed the padding and structure to get onto the more finished sections, but would have returned to improve had he lived.

The violence

I think my view of the poem has been very strongly skewed by the hyper violence of the second part of the poem. The orgies of testosterone-fuelled slaughter which it describes with such relish strongly affect my impression of the first half, so that I remember mainly the violence – for example, the extended description of the fighting at the sack of Troy. Camps wants us to feel soft and sentimental about the book-long love affair with Dido but what I mainly remember from book 4 is:

  • the murder of Dido’s husband and the unhappiness of his ghost
  • the self slaughter of Dido, who does it in the Roman way, falling on her sword
  • Dido’s extended curse on the Romans and getting her people to swear eternal enmity, an enmity which will lead to three ruinous wars and then the eventual sack of Carthage, the killing of tens of thousands of soldiers and the selling of her entire people into slavery

Similarly, I take the point that the journey to the underworld is genuinely weird and spooky, and Aeneas encounters many strange sights, that his pity for suffering humanity especially aroused by the sight of the pitiful shades waiting to be ferried across the river Styx and then his doleful reunion with the shade of his father.

But for me this all tends to be eclipsed by the shiny vision of the procession of his Roman descendants and, when you look at this list of Great Romans, what are they famous for? What all Romans are famous for, their military victories. David West in his 1991 Penguin edition has a handy little appendix which lists the figures Aeneas sees in the procession of Great Romans:

  • Silvius the warrior king
  • Brutus, famous for expelling the last kings and executing his two sons when they tried to restore them
  • the Decii, father and son, famous for giving their lives to win victory in two wars
  • Torquatus, led an army against the Gauls and executed his own son for disobeying orders
  • Lucius Mummius who not only sacked Corinth in 146 but utterly destroyed it as an example of Roman power
  • Aemilius Paullus credited with the conquest of Greece for defeating Pyrrhus king of Epirus
  • Cornelius Cossus defeated a foreign king in single combat
  • Tiberius Gracchus and Gaius Gracchus, the reforming tribunes, both of whom were murdered in the streets of Rome along, in the latter case, with thousands of their supporters
  • Scipio Africanus Maior defeated Hannibal at the Battle of Zama
  • Scipio Africanus Minor leading the army which sacked, utterly destroyed Carthage and sold its 50,000 inhabitants into slavery
  • Fabricius who led an army against Pyrrhus
  • Fabius Maximus Cunctator, the general who delayed and delayed confronting Hannibal in Italy
  • M. Claudius Marcellus killed a Gaulish chieftain in single combat

This is (not quite all) the people who feature in Aeneas’s vision of his glorious descendants, and what do they all have in common? Violence and killing. Slaughter. Rome was hyper-violent state, engaged in almost non-stop war (the Gallic Wars) and when they weren’t destroying other peoples’ cities (Corinth, Carthage, Gaul) they fought with terrible ferocity among themselves (Pharsalis, Philippi, Actium).

If any contemporary Roman set out a pageant of their glorious history, what would it consist of? Except a litany of wars and battles. It was a phenomenally militaristic state. Even the humanist’s favourite, Cicero, not only went to serve as governor on Cilicia but led his army in a siege and battles. Even the sternly principled Cato sided with Pompey in the civil war and was made governor of north Africa where he managed the military campaigns. Holding a senior magistracy at any time in Roman history almost inevitably entailed leading a Roman army.

Camps’s attempts at a moral interpretation undermined by the violence

Maybe I’m getting this way wrong, but I read Camps’s introduction from end to end and I think it gives a deeply misleading impression of the Aeneid. He devotes a chapter to Aeneas, then one to Dido and Turnus, and these overflow with sensitive empathy for their sufferings and the deeply ‘moral’ choices which they face.

But the poem I read venerates power, might, military strength, masculinity, supreme ability in battle and its centre stand two awesome killing machines, terminator-figures, Aeneas and Turnus who rampage across the battlefield beheading, belimbing, skewering and butchering anyone who stands in their way.

This is one of the reasons I dislike the moralising tone of humanist literary criticism, because it distorts the facts, it deceives and lies. You can read Camps’s book from end to end and get no sense of the piles of bodies, bloody gore and funeral pyres which clot the poem, and end up thinking it’s a Henry James novel making sensitive discriminations about moral scruples. It really isn’t.

At the end of Camps’s chapter about Aeneas, he does, eventually, concede, that there is a bit of fighting, and, OK, Aeneas is a bit brutal. He lists some examples. On the battlefield at the height of his rage Aeneas taunts a victim with the thought that his body will lie unburied; he consigns some of the prisoners they’ve taken to be executed in cold blood to adorn Pallas’s funeral.

There’s more like this but Camps deliberately omits it. Instead he goes out of his way to exonerate his vision of a caring, sharing, sensitive hero, these brutalities:

are altogether at variance with the hero’s usual humanity, and indeed with the standards of the poet’s civilised contemporaries.

Rubbish. A quick checklist of Augustus’ behaviour refutes this, not to mention a scan of Caesar’s record in Gaul, Roman behaviour in Carthage or Corinth or in the Wild East of Asia Minor. Camps limply goes on to concede that ‘the Roman world was not a gentle one’ [sic], and then devotes a paragraph to trying to justify Aeneas’s brutal, bloody execution of an unarmed prisoner on his knees at the end of the poem. He claims that this execution ‘would seem to Virgil’s readers poetically just’. Right at the end of his introduction, he returns to the fact that the entire poem builds up to this ominous and disturbing conclusion, the enraged murder of Turnus, and finds it:

strangely discordant with the normally disciplined humanity of Aeneas (p.142)

But reading Camps’s efforts to explain away this glaring, brutal event I thought: ‘But what if…what if the brutal killing, maiming and taunting, the sending for execution and murderous mayhem Aeneas enacts at the end of the Aeneid is NOT the temporary aberration Camps tries to explain away? What if it is the real Aeneas coming through and showing his “civilised contemporaries” what the real Rome is really like and it is – a killing machine?’

To be really crude, Camps is an apologist for a poem glorifying a mass killer and a violent empire.

The animal sacrifices

You don’t have to be a vegetarian to be disgusted by the vast number of animals who are ritually slaughtered on almost every page of the Aeneid, led to the place of sacrifice and having their throats cut so their hot blood splashes over the altar by the gallon. Thousands and thousands of animals are butchered in the name of religion, in fact, in practical terms, animal butchery is their religion, both Trojans and Latins.

You know the line they’ve been putting on movie credits for decades, ‘No animals were harmed in the making of this movie’? Well, thousands of animals were slaughtered, had their throats slashed while they were alive and fully conscious, in the making of this poem.

Two points. 1. Again, this is the kind of really obvious in-your-face aspect of the text which a ‘moralising’ critic like Camps completely ignores. It’s just not there for him, because his ideology that literature must be about humanistic morality and sensibility simply prevents him from registering what is in front of him. As soon as I see a critic (of literature or art or film or whatever) mention the words ‘moral’, ‘morality’, ‘moral choices’ etc I know they are going to give a distorted and inaccurate account of the work under consideration, because their obsession with ‘moral values’ restricts them to just one narrow aspect of the characters and the text and blinds them, like the blinkers on a carthorse, to everything else which is going on around them, to the totality of the work.

Anyway, Camps doesn’t have the ‘moral’ awareness to even register that the cruel slaughter of thousands of sentient animals might be wrong.

But 2. The relentless animal slaughter plays a really important role in the fabric of the poem by making the human slaughter seem natural. It desensitises you. If you’ve already waded through lakes of animal blood, spurting from slashed throats, it makes the butchery of human beings just that bit more assimilable. The entire poem becomes a welter of blood and gore.

As I said, I’m aware that this is also a biased and partial view and that there are plenty of passages of delightful description, Aeneas’s sensitivity and sea nymphs frolicking in the waves etc. I am just pointing out what Camps’s supposedly thorough introduction to the poem completely omits from its account.

Virgil’s multi-levelled and holey theology

Christian theology has spent 2,000 years trying to reconcile the paradox that, while on the one hand God is all-knowing and so knows the future as well as the past, on the other hand, the theology of reward and punishment only makes sense if humans have free will. If everything is foreordained, then I have no free will, and therefore cannot be guilty or innocent of my actions. Therefore cannot be sent to hell or heaven. Whereas Christian theologians and hierarchies and organisations, very much do want to emphasise our free will precisely in order to threaten us with punishment in the afterlife and keep us in line.

Now the same problem is raised by the Aeneid only in a much more intense form because at every step of the way, at almost every decisive moment, it is the gods’ intervention which makes things happen. Venus makes Dido fall in love with Aeneas, going to some lengths to do so, luring Aeneas’s son into a copse where she puts him asleep and replacing him at Dido’s reception feast for Aeneas with her other son, Eros god of love, assuming the form of Eros entirely to soften her spinsterhood and make her fall for the Trojan. And then it is Venus who, at the end of their affair, comes to Aeneas in a dream and tells him he must get up and rouse his companions and load his ships and leave Carthage right now.

Similarly, the entire action of the second half of the book, the entire war between the Trojans and the Latins, with the enormous destruction and loss of life on both sides, only takes place solely because Juno makes it happen, commissioning the Fury Allecto to fire up the Latins against the peace treaty with the Trojans.

And yet, throughout the poem, the narrator also assigns praise and blame to individual actors, and they themselves debate their guilt and responsibility. For example, Aeneas tells Dido it is not his fault that he is running off and abandoning her: sed me iusa deum – the nasty god made me do it.

It would be interesting to read a clever analysis which explained what we know of Roman theology and sets Virgil’s depiction of the issue within that framework of belief. Camps sketches out the issues in his chapter 5 but doesn’t tell us anything which wasn’t already obvious from the poem.

For me the key to thinking about this problem is suggested by something Camps explains at the start of his book, which is to do with Virgil’s method of composition. Namely, it was episodic. (Camps uses the Latin word particulatim which means ‘piecemeal’, p.125). According to Donatus’s Life of Virgil, the poet first wrote out a prose version of his story but then chose not to work through it in order, but to work up particular ad hoc scenes from different parts of the narrative into verse.

And in doing so, he focused on producing as intense and vivid a scene as possible for the scene’s sake and we know that this sometimes led to discrepancies between episodes; characters behave inconsistently or say one thing in one scene, another in another; characters are introduced who we have already met and so on.

(Camps mentions the two apparently different deaths of Palinurus, who, at the end of book 5, plunges down into the sea, drowning, but in book 6 is said to have swim to shore, p.125. Or there are the two completely different versions of how Helen reacts to the sacking of Troy a) hiding in terror 2.567, or b) out confidently leading the Greeks around the city in book 6. He gives more examples of this kind of contradiction in appendix 4.)

Well, Virgil’s theology can be thought about in the same way as his method of composition, namely that he is not expounding a consistent and thought-through theology in the manner of Tertullian or Augustine; rather he is writing a dramatic poem and all that matters is the intensity of particular episodes. The momentary impact is the thing. Therefore it creates a great dramatic effect to show Juno or Venus interfering almost all the way through the narrative. But at other moments, on the human plane, mortals may discuss their decisions and implications in human terms of agency and responsibility. And because Virgil is concerned with creating whatever is most effective at any particular point, he isn’t concerned with trying to reconcile the theological contradictions thrown up by these different approaches.

In fact there are at least three levels at work in the poem, because above the continual interfering of the gods, which is continually described, sits another force – this is the power of fate or the Fates. This isn’t described but referred to at various points, mainly by the gods themselves. Nothing at all, not even Jupiter, can change what is destined and fated. He and the other gods can only interfere with what, in the end, are details, but the overall Fate and Destiny of everyone is fixed and unalterable.

Thus Juno herself is made to admit that she cannot change Aeneas’s ultimate destiny to settle in Italy and found the Roman race; she can only delay it. Which she does, at the cost of thousands of needless deaths including, ironically, that of her own favourite, Turnus.

On this view, you can pray to the gods, and the gods are depicted answering some (though not all) prayers (mortals can never be sure which ones will be answered and which ones won’t). But no prayers can alter the fixed outlines of Fate.

Fate has built the matrix with bands of steel. Nothing can change or alter them. But within the matrix, individual gods are free to mess about with details, to delay, to alter, to bend – but never to change the fundamental ends.

It’s in this context that Camps makes the shrewd point that the gods themselves pursue their own ends. The gods are as selfish as mortals, maybe more so. Only Jupiter rises above their endless squabbles and tries to adjudicate fairly but, as many readers have observed, he is only an intermittent presence in the poem: Juno and Venus are much more prominent, Juno most of all. The Aeneid could accurately be called the Book of Juno, or The Book of Juno’s Anger.

To anyone who takes this mirage, ‘morality’, seriously, the gods in Virgil are quite demonstrably monsters of immorality, cruel, thoughtless, heartless, irresponsible – like children. Any real consideration of the pagan gods of antiquity eventually suggests why they had to be superseded by the Christian god. They were just not worthy of serious intellectual consideration. And they are fundamentally indifferent to human life, breath-takingly callous. Serious consideration of the pagan gods led philosophers to sets of beliefs like Epicureanism or Stoicism, very different ideologies but alike in their aim of trying to eliminate the role of the gods in human life. Paganism tends towards a brutal indifference to human existence.

Compare and contrast that with the intense feeling of personal salvation which Christianity offered its believers. As Camps puts it, ‘the promise of the new kind of religion is evidence of the terrors of the old’ (p.49).

Anyway, the existence of these three levels of action allows Virgil to switch between them as it suits his narrative ends. Jupiter apologises to Juno, saying his hands are tied by Fate. Aeneas apologises to Dido, saying his hands are tied by the gods, and so on.

How are humans meant to know what the devil is going on? Via the welter of omens, signs and prophecies which the text is full of. These are the channel of communication between the three levels.

Sometimes a god personally explains something to Aeneas, but far more often it is the shade of a dead mortal (Hector or Anchises) who can explain things up to a point but not the full picture. This up-to-a-pointness is really striking: ghosts and spirits are continually telling Aeneas just so much of his future and, when he wants to know more, fading into smoke.

At other times it is the mute symbolism of some sign or portent like a comet in the skies or a swarm of bees or the eagle carrying off a swan who is beaten off by all the other birds – in other words, portents which mortals are forced to interpret and guess at.

My position is that none of this amounts to a worked-out theology on the analogy of Christian theologies. The opposite. Although these elements fill the text to bursting, they don’t indicate a coherent worldview, but one that is cheerfully incoherent: one which is ragged and flexible enough for the characters and narrator to switch between at least 3 levels of belief: belief in a Fixed and Unchangeable Fate, belief in the continual intervention of the gods, and belief in man’s free will which is sufficient to allow him to carry out free actions which can, accordingly, be judged within a ‘moral’ framework.

The overlap and interplay of the different systems is one of the things which keeps the poem dynamic and varied, keeps the reader in a continual sense of flux and uncertainty.

Furens

Alongside the multiple levels of destiny, goes a kind of dualistic theory of human nature. Dido and Turnus have two modes of being: their ‘normal’ selves and themselves possessed. In their states of possession they are associated with a range of frenetic adjectives, to wit: amens, turbidus, fervidus, ardens, furens, trepidans, in a state of inania, furor and violentia.

Furor in particular is applied to Dido a dozen times and Turnus half a dozen times. And Aeneas, after the death of Pallas, becomes a man ‘possessed’ on the battlefield. If you felt so inclined you could read the entire poem through the vector of frenzied possession just as much as by Camps’s limp metric of ‘morality’.

The poetry

It’s difficult to follow Camps’s chapter about the verse itself (chapter 7) unless you can not only read Latin but have a good feel for it as a medium of expression. I did Latin GCSE but have nowhere near the ability to judge it as poetry. Some key points which come over from Camps’s account are:

Vocabulary Virgil used a consciously ‘poetic’ diction, on the model of Milton in Paradise Lost or Tennyson in Idylls of the King, with a sprinkling of words from earlier poetry and archaic forms to give it sonority and authority.

Syntax Flexible, sometimes an adjective whose meaning attaches to one noun is grammatically attached to another; two nouns related by a verb have their normal relationship inverted; a phrase is compressed by omitting a term of meaning, letting the reader supply it; sometimes grammar as well as meaning is understated or omitted and the reader needs to supply it, too. These and other tactics create:

  • flexibility in writing lines and passages
  • compactness

But Camps says that, more distinctive than either of these is Virgil’s coining of highly expressive original phrases out of very basic words. Alongside their power goes a certain ambiguity. This has meant that many phrases of Virgil’s can be extracted from their original context and acquire new, more powerful meanings. Take lacrimae rerum.

Aeneas has been washed up on the coast of Africa and welcomed into the new city of Carthage and now he is looking at a mural in a Carthaginian temple dedicated to Juno that depicts battles of the Trojan War and the deaths of his friends and countrymen. He is moved to tears and says ‘sunt lacrimae rerum et mentem mortalia tangunt’.

Apparently, even in the original Latin, this phrase is grammatically ambiguous and can equally mean, ‘There are tears for things and mortal things touch the mind’ or, ‘There are tears of things and mortal things touch the mind.’

Either way, the phrase went on to have a tremendous afterlife, being widely quoted in later writers as pithily summing up the sadness of human existence. Then, in the early twentieth century, it began to be used on Great War memorials, thus entering wider consciousness. It’s one example of the way Virgil’s just-so selection of very ordinary words was done in such a way as to pack an eerily powerful – and enduring – punch.

Pederast

The single most striking thing in Camps’s book is not by him but is in Aelius Donatus’s short Life of Virgil which Camps includes in its entirety in an appendix. In the early section about his appearance and nature, Donatus writes:

He was somewhat inclined to pederasty, [his particular favourites being Cebes and Alexander, whom he calls Alexis in the second Eclogue. Alexander was given to him by Asinius Pollio. Both of them were well-educated and Cebes wrote poetry himself.] (p.115)

Donatus then goes on to report the rumour that Virgil had a relationship with an apparently notable woman named Plotia Hieria, but that she denied it in later life. Apart from that ‘his conduct and demeanour were so respectable’ that at Naples he acquired the nickname Parthenias, an adjective applied to Athena and meaning chaste and virginal.

Three points. 1. This entirely chimes with several of the Eclogues which describe passionate love between  some of the poems’ idealised young shepherds and are plainly homoerotic. 2. The fact that ‘Alexander’ was a gift shows that the young men in question were slaves. Virgil had gay relationships with his male slaves. Slavery.

3. It’s interesting how Donatus’s description moves easily from describing his fondness for male slaves to his rumoured affair with a Roman matron. I.e. the homosexuality had the same kind of value or scandal value as a rumoured ‘straight’ affair i.e. merited a sentence or two, but not worth making any fuss over.

It’s a demonstration of the point made in M.I. Finley’s essay about women and marriage in ancient Rome, that what mattered more than anything else was the legal integrity of the official family, and in particular the legal status of sons and daughters to ensure the efficient heritance of property, titles and lineage. As long as these legal forms were observed, then there was considerable leeway in how citizens (mostly men) (mis)behaved.


Credit

An Introduction to Virgil’s Aeneid by W.A. Camps was published by Oxford University Press in 1969. All references are to the 1984 paperback edition.

Roman reviews

The Aeneid by Virgil – books 10 to 12

Book 10 Pallas and Mezentius

A mighty conference of the gods is called on Mount Olympus. Jupiter is puzzled why war has broken out. Aeneas’s mother, Venus, makes a long complaint, saying the Trojans have faithfully done everything they were asked to, and yet Aeolus sank them in his storms, Iris drove the women mad on Sicily and now Allecto has come up from hell to stir up war. For heaven’s sake, please can he at least spare her grandson, Ascanius?

Juno, Jupiter’s wife and inveterate opponent of Aeneas and the Trojans, replies, twisting the truth and making it all look like the impious Trojans’ fault, denying that any Fates told him to come to Italy and blaming him for starting the war. Juno blames Venus for starting the entire thing when she helped Paris to abduct Menelaus’s lawful bride, Helen. She should have thought about her precious Trojans then. And now the Trojans are doing the same again, same as Paris, coming to a foreign country and ravishing away women pledged to local fiancées.

For the root of the war between the natives and Aeneas and the Trojans is that King Latinus, king of the area around the Tiber, has one daughter Lavinia and she had for some time been promised to virile young Turnus, king of the neighbouring Rutuli. But when Aeneas and his men arrive at his court, the king is warned by prophecies that he should break that marriage arrangement and give his daughter to the newcomer. Turnus is, understandably, enraged. And so the cause of the massacre and bloodshed which dominates the second half of the Aeneid is this fighting over a royal princess, and the rights to territory, inheritance, breeding and lineage which she represents. Obviously poor Lavinia has little or no say in the matter but, like Helen, can only watch helplessly as the strong men around her launch a prolonged and ruinous war.

Anyway, after Juno’s speech has muddied the issues, all the gods burst out in confused opinions until Jupiter silences them all and says he’s not interested in the rights and wrongs of the affair: he washes his hands of it. Let each man face his fortune. The Fates will find a way. Then he nods and the earth shakes, which is his way of making a final decision, and the conference of gods breaks up.

Back on earth, the Trojans are desperately defending their camp against the fierce attack of the besieging Rutulians. Meanwhile Aeneas has left them to sail north to meet the Etruscans led by King Tarchon who wants their treacherous former leader, Mezentius (who has fled to join Turnus in his fight against the Trojans) brought to justice. So Aeneas secures the Etruscans as allies. Then their joint fleet sails back south along the coast of Italy to the mouth of the river Tiber to rejoin the battle.

At which point Virgil writes a conventional invocation to the Muses of Mount Helicon, asking their help in describing the names and lineages of all the Etruscan warriors. Catalogue of the Etruscan leaders (the catalogue of warriors was a well known aspect of a good epic poem, as pioneered by Homer in the Iliad).

Aeneas is leading the fleet of the Etruscan allies when they are approached by frolicking nymphs who reveal that they are his former fleet which the goddess changed into sea nymphs. They explain she did this because the Rutulians were about to fire them and go on to tell him his son and the Trojans are in dire straits, besieged in their camp.

As dawn rises Aeneas’s fleet sail up the Tiber and arrive at the camp. He flashes his great shield in the sunlight and the Trojans in the camp roar with delight. The fleet rams into the banks of the river and warriors leap into the shallows or slide down oars to land.

A long passage describing the many Rutulians massacred. Young Pallas speaks to rally the Arcadians, and sets about his own massacres. Eventually Turnus tells all his troops to stand down and back away and walks into an open space for single combat with Pallas. Pallas calls on his city’s god, Hercules, and cast his spear, which breaches Turnus’s armour at the shoulder but only grazes him. Hercules up in heaven weeps. Jupiter tells him every man has his time. Then Turnus throws his spear which pierces Pallas’s shield, armour and chest, and he falls to the ground gouting out his life blood. Turnus stands over him and says his father (Evander) is well rewarded for his hospitality to the invaders.

Pallas’s body is carried back by Arcadians to the camp. Virgil editorialises that Turnus will rue the day he killed Pallas and stole his armour. Hearing of new friend’s son’s death, Aeneas goes on a turbo-charged killing spree, like a raging torrent, like a storm of black wind, killing without mercy, even warriors who clutch his knees and beg.

Meanwhile Juno goes to Jupiter and begs for the life of Turnus. Jupiter grants him a brief respite but says he cannot avoid his ultimate fate. So Juno flies down to the battlefield and creates a phantom effigy of Aeneas. She has Turnus confront him and the phantom Aeneas turn and run. Unable to believe his luck, Turnus sets off in pursuit. Phantom Aeneas jumps onto a ship moored to the bank and Turnus jumps after him but Juno immediately makes the phantom disappear, cuts the ship’s cables and quickly propels it out on the tide.

Meanwhile Aeneas roams the battlefield calling out for Turnus but Turnus is nowhere to be seen. He is on a ship being swept far from the battlefield. He calls out on Father Jupiter, asking why he is being submitted to this disgrace, pleading to be allowed to return to the battlefield, weeping for the humiliation of seeming to have run away in front of his own men and his allies. He tries to jump overboard to swim to shore but Juno prevents him, so then tries to throw himself on his sword, but Juno protects him, too. Eventually the ship touches land up the coast at the ancient city of his father, Daunus (10.689).

Turnus’s place is taken by Mezentius who goes on a similar sadistic killing spree, rejoicing in his power to kill. Pitiless Mars is dealing out death to both sides. The gods look on in pity and grief to see so many fine men suffering.

Finally Aeneas confronts Mezentius. This is Mezentius’s aristeia. The word aristeia is Greek and means ‘excellence’, by extension ‘moment of excellence’ or ‘moment of prowess’ (as Richard Jenkyns puts it, p.10). Greek literary critics analysed and named all aspects of their literary genres, different types of scene or incident or character. An aristeia is a scene in the conventions of epic poetry where a hero in battle has his finest moments (aristos = ‘best’). Very often an aristeia depicts the moment when a warrior both reaches his peak as a fighter but also meets his death at his physical and psychological peak. A climax to his career.

So Mezentius makes a prayer and bravely throws his spear. But it bounces off Aeneas’s shield and kills nearby Antores. Then Aeneas casts his spear which enters Mezentius’s groin. He is limping away as Aeneas closes in but then his son, Lausus, leaps between them. He parries a blow from Aeneas’s sword and all Lausus’s comrades raise a cheer and start pelting Aeneas with rocks and stones. Aeneas ducks and protects himself with his shield biding his time, and then, when the bombardment slackens, buries his sword up to the hilt in the young man’s midriff.

But as he watches Lausus’s beautiful young face bleach white of life, Aeneas is overcome with pity and holds his hand. When he is dead, he turns on Lausus’s colleagues and rails at them.

Meanwhile his father Mezentius is bathing his wound in the river, his armour half off, surrounded by his entourage. He hears lamenting approaching and then his colleagues bring in his dead son’s body on his shield. Mezentius laments that his bad behaviour led to them being exiled and contributed to the death of the only thing valuable to him.

So Mezentius has his horse Rhaebius brought to him, mounts him, and rides into the heart of the battle clutching two javelins. He rides round shouting Aeneas’s name till he confronts him and, riding round him three times, launches spear after spear at him. All these stick in Aeneas’s shield, till he is tired of this and throws his own javelin which hits the horse between the temples and brings it crashing down, pinning Mezentius to the ground.

Dazed, Mezentius, unable to move, makes a last request, that he be properly buried, alongside his son. Then Aeneas runs him through with his sword, and he pours out his life’s breath in wave after wave of blood all over his armour and the narrative just stops with no comment.

Book 11 Drances and Camilla

As so often in Virgil, I found the segue to the next book abrupt and unexplained. The sun is coming up but we never heard of it going down. Aeneas piously sets up the armour of the killed Mezentius, which is described in loving detail, at a shrine. Then he addresses his men at what Virgil calls ‘the hour of their triumph’ and tells them the majority of their work is now over.

None of this quite makes sense. Surely the ‘hour’ of their triumph was the day before when Turnus disappeared and he killed Mezentius? Why wait a night and a calm unfighting morning of hanging up armour before giving this speech?

This is just one of the puzzling places which I suspect Virgil knew he had to come back and adjust and finalise, and explains why he asked his friends to burn the poem.

First Aeneas tells them to bury their dead and he himself turns to address the body of beautiful young dead Pallas: ‘Oh the pity of it.’ Compare Wilfred Owen:

I mean the truth untold:
The pity of war, the pity war distilled.

They place it on a soft wickerwork bier with a green canopy and Aeneas orders a thousand soldiers to escort the body back to his poor old father in a huge procession which includes arms, horses and captives taken from the enemy, Aeneas orders leaders of the army to carry inn their arms ‘tree trunks’ draped in weapons captured from the enemy and inscribed with their names; enemy chariots drenched in Rutulian blood and Pallas’s own warhorse. It is all sent off in a long funeral procession upriver towards Pallantium.

Then Aeneas marches back to the camp and his present concerns. Envoys come from the Latins and ask for a truce to bury their dead. Aeneas delivers a long gracious speech lamenting that it ever came to war, saying he came in peace, saying he could have fought Turnus in single combat to decide everything, but they are all the victims of ‘cruel Fortune’. Or, as the reader knows, Juno’s implacable hate.

Old Drances speaks in reply, saying Aeneas is wise and honourable, he’s never liked Turnus, they will go back to King Latinus and try and make peace. There follow a 12-day truce while both sides roam the hills to cut down trees to make funeral pyres for the dead.

The arrival of the procession at Pallantium. King Evander falls on his body weeping and delivers a long speech. This is a slightly uneasy moment for the poem because the obvious thing to do would be to have him bitterly regret taking Aeneas in and sending his son off to die in a pointless war. Instead Virgil has to tread carefully and make him proud of allying with Aeneas:

I would not wish to blame you, Trojans, nor our treaties, nor regret the joining of our right hands in friendship. (11.165)

And proud his son died in battle, after killing ‘thousands of Volscians’ (11.168). He would not wish his son any other kind of funeral than that of a brave warrior who fell in battle. And he tells the huge processions which has brought his son to return to the fight. And says Aeneas now owes the death of Turnus to him and his son. The logic of war.

Virgil describes a grim day full of burning funeral pyres, the living riding round each pyre three times, wailing, the hecatombs of animals slaughtered, the arms thrown onto the flames, the clamour of men and screaming of dying beasts. A black day of lamentation.

The Latins, on their side, bury their dead, but also build a mound of nameless corpses and burn it. Lamentation in the court of King Latinus where mothers lament the loss of so many sons and call on Turnus to fight it out in single combat. But others speak up for Turnus and his right to Lavinia, led by the queen, a sort of Juno figure.

The Latins had sent an embassy to King Diomede of the Aetolians asking for his help in the war but now they return empty handed. Diomede won’t help. Latinus loses heart. He calls a great council and asks the envoys to repeat what Diomede said. They repeat Diomede’s speech and it is noble and stirring. He describes how the siege of Troy in which he fought took so long solely because of the might of Hector and Aeneas, and the latter was the more pious (a very conscious bigging-up of the founder of Rome). And that the war was impious and that is why all of the Greek survivors have been swept by fate to the four corners of the earth or struck down, like proud Agamemnon, all cursed. He counts himself lucky to have survived, albeit exiled from his homeland, never to see his wife again, and building a new settlement in Italy. Therefore he won’t tempt fate a second time, he will not fight the Trojans again. Instead he advises Latinus to make peace with the Trojans and accept their evident destiny.

King Latinus then laments that they ever got involved in this war. This thought is taken much further by old Drances who, although he speaks for the Trojans, is portrayed as a shifty and sneaky courtier. In another sudden, unexpected and unexplained Jump, it now appears that Turnus – who we last saw raging aboard the ship Juno had lured him onto and being swept out at sea, before making landfall up the coast at the ancient city of his father, Daunus (10.689) – Turnus has magically reappeared in the court of King Latinus. This isn’t impossible or unlikely – obviously he’d make his way back to base. It’s just odd that it goes completely undescribed and even remarked on. Virgil makes no mention of his return journey, just as the very end of book 6 is strangely throwaway – in a dozen or so words Virgil tells us Aeneas made his way back to his ships and comrades. I think it’s loose ends like this that Virgil wanted to go carefully back through his poem and tie up and prompted his request to have it destroyed.

King Latinus proposes that they give a tract of land they own to the Trojans to settle and send 100 men bearing the branch of peace and gifts.

Drances (his voice was ‘always a force for discord’) accuses Turnus of ‘fatal recklessness’, says he is the sole cause of all this grief and lamentation, and says Turnus must accept the loss of his bride and her gift to Aeneas.

Infuriated Turnus refutes all his arguments, calls Drances a coward, says the Trojans have been twice defeated before, the dead have fallen nobly, this is the time to test their vigour and virtue, they must fight on, Italy has many more allies they can call on etc. If Aeneas challenges him to single combat, so be it. This is a moment for courage and glory.

Their great debate is interrupted when news arrives that Aeneas has brought his great army of Trojans and allies out of their camp, across the plain and is threatening their city. Turnus takes control, shouting instructions to his commanders and rousing the young men for renewed battle.

The mothers mount the battlements, the queen escorting young Lavinia, ‘the cause of all this suffering’. Poor young woman. Like Helen, made the scapegoat for thousands of toxic men hacking each other to death. A lot is written about Dido because her emotional suffering is fully dramatised. But next to nothing about poor Lavinia and the guilt and trauma she must be suffering.

While the women lament Turnus dresses in his glowing armour, tossing his head like a virile stallion at the peak of his powers. Camilla joins him and asks the honour of facing the enemy first. Turnus replies he has heard Aeneas is sending his light-armed cavalry into the plain, but bringing his forces on a secret route. Turnus plans to ambush them; Camilla can lead the armies which face the cavalry.

Cut to the goddess Diana, in heaven, who tells us Camilla’s life story, brought up in the wild by Metabus, rejected by his own people. When he had fled them he came to a raging river, dedicated his baby’s life to Diana, tied the baby Camilla to a javelin and threw it across the river to embed in a tree, then swam across himself and retrieved her. She was raised in the wild, fed on wild milk and berries, taught to handle weapons from childhood, dressed in a tiger skin.

Now Diana laments that she will die in this pointless war but sends one of her entourage of nymphs, Opis, down with arrows and instructions to avenge whoever kills Camilla.

The two cavalry forces line up on the plain in front of Latinum, then charge. The usual role call of huge warriors who hack each other to death. But the descriptions lead up to Camilla’s aristeia, her moment of warrior excellence, as she fells fighter after fighter, with mocking taunts.

All this rouses Tarchon leader of the Etruscans to fury and he berates his comrades as cowards, before killing Venulus, racing across the battlefield like fire.

Camilla is pursuing a man named Chloreus, but unknown to her Arruns is stalking her. He makes a prayer to Phoebus Apollo then throws his spear. It pierces Camilla’s chest, she falls and her life bleeds away as she has a last death speech to her closest companion, Acca, telling her to go fetch Aeneas. Then her spirit departs for the underworld.

Opis sees all this. Charged with avenging Camilla by Diana, she now speaks words of revenge, feathers her bow and shoots Arruns, who falls in the dust of the plain, while Opis flew back up to heaven.

Meanwhile the Latins break and flee back to their city pursued by the Trojans and their allies. Panic stricken Latins close the gates behind them, locking out many of their comrades who are crushed in the press or slaughtered. Mothers pack the ramparts and throw down rocks and logs onto the attackers.

Acca brings news of all this to Turnus who bitterly abandons his planned ambush in the woods, and turns his forces back towards the city. Moments later Aeneas and his forces enter the valley where Turnus had planned to ambush him. The fortunes of war. The two columns of troops hear each other and see each other’s dust but night is falling, it is too late for a battle. They both camp under the city walls.

Book 12 Truce and duel

Another one of those non-sequiturs or jumps. Book 11 ends with night falling and Turnus’s army apparently camped outside the city walls not far from Aeneas’s: ‘They both encamped before the city and built stockades on their ramparts’ (11.914).

But the first line of book 12 describes Turnus in the process of watching the Latin line broken and the tide of battle going against them, as if it was back in the middle of the fight, on the day Camilla is killed and the Trojans take heart. Not only that but, once he’s seen this, he turns and addresses King Latinus i.e. he is no longer in a camp outside the walls, but somewhere in the king’s chambers inside the city, maybe on the battlements.

Anyway, he tells Latinus to draw up a treaty, call for peace and allow Turnus to go out and fight Aeneas in single combat. Latinus gives a long winded reply, appears to vacillate, laments never being able to make his mind up. Queen Amata weighs in, still insisting that that Lavinia must marry Turnus, still seeing Turnus as the sole support for her family and kingship, and so weeping at the thought of him confronting Aeneas. Nonetheless, Turnus orders an officer, Idmon, to carry a challenge to Aeneas of single combat at dawn the next day.

At which point he ‘rushes back into the palace’ – so where were they all standing during this conversation? On the battlements?

Anyway, Turnus arrays himself in his magnificent armour – which seems a little pointless because the duel isn’t scheduled until the next morning. Next morning dawn comes and men from both sides set out the duelling field. But Juno, troublesome to the last, goes to see Juturna, a nymph and sister of Turnus, tells her he risks dying today and encouraging her to do whatever she can to save him.

Latinus arrives dressed in splendour. Devout Aeneas, Father of Rome, arrives and makes a great invocation to the gods and swears that if he loses the Trojans will withdraw, but that if he wins they will live in peace with the Latins. Latinus swears a similarly solemn vow, then they murder beasts and rip out their entrails while they’re still alive to festoon the altars. (God, the sadness of things.)

But remember Juturna? Now she takes the form of Camers and wanders through the Rutulians and Laurentines, telling them it is a shame to let Turnus die, a shame on them to let their lands be taken by the incomers, pointing out how few they are, how easy it would be to defeat them etc. And then she inspires an omen in the sky when an eagle swoops down on a swan and is carrying it away when a flock of smaller birds all attack it and force it to drop its prey i.e. Aeneas is the eagle, Turnus the beautiful swan, and the Rutulians and Laurentines the men she is whipping up to break the truce.

At the sight Tolumnius the augur cries out and throws his spear. It kills one of nine brothers and the other eight grab their swords and spears and run shouting towards the Laurentine ranks. And that is how easy it is to restart a war. The violence, the lust for violence, sitting just beneath the surface of things.

More slaughter. Aeneas tries to restore the peace, calling his men to stop fighting but out of nowhere an arrow strikes him. Turnus sees him withdrawing from the field and a wild hope inflames him. Turnus runs through his enemies, massacring and murdering.

Aeneas is helped limping to his camp by an entourage of soldiers and is attended by Iapyx but he can do nothing, the arrow is embedded deep. Meanwhile the raging Rutulians approach closer, the sound of battle gets louder, the cavalry rides up to the walls and arrows fly into the camp.

So Venus flies to Mount Ida and plucks the herb dittany, returns to the Trojans camp and, unseen, infuses the water with it, and with it panacea and juices of ambrosia. When washed with this the arrow comes out and Aeneas’s wound is healed. Iapyx immediately realises this was done by the power of some god.

So Aeneas takes his huge spear (there is much emphasis on the sheer size of this spear) and returns to the battlefield and the Rutulians quail and Juturna runs and hides. The Trojans pursue but Aeneas disdains to fight anyone except Turnus.

Once again Juturna intervenes, this time changing herself into the shape of Turnus’s charioteer, and deliberately driving Turnus away from the hottest parts of the battle. Aeneas doggedly tries to spy and chase him but is getting worn out when someone flings a spear at him which cuts off the plume of his helmet and he really loses it, going fighting mad. The poem matches the massacres and blood-lust frenzied killing of both Aeneas and Turnus.

Then Venus puts it into his head to attack the city of the Latins, terrify them and, if Turnus won’t confront him, burn it to the ground. He rallies his men and they storm the city, siege ladders, javelins, fire, cut to pieces the guards at the gate. Terror spreads in the city, some wanting to open the gates, others vowing to defend it and chucking rocks down on the besiegers.

Queen Amata thinks Turnus must be dead, and it’s her fault, and hangs herself. Lavinia is distraught and tears her golden hair and rosy cheeks. Latinus wanders the palace corridors strewing his hair with dirt and dust.

Far away on the battlefield Turnus hears the sounds of lamentation carried on the wind and pauses. Juturna tries to egg him on to fight but Turnus tells her he realised who she was some time ago, but acknowledges she is sent by some higher power. Now he is tired. He has seen too many of his comrades cut down. He is ready to die honourably and go down to the underworld with honour.

Saces rides up and tells him the city is under attack, Queen Amata is dead, the Trojans are storming the gates, they are throwing firebrands over the walls to torch it. Only he can save them!

Turnus tells his sister he recognises his destiny. The time has come. The fates are too strong. He abandons his grieving sister and runs across the battlefield up to the walls where the fighting is fiercest. He calls out to both sides to cease fire and proclaims he will keep the words of the treaty and fight in single combat.

Throughout the poem Aeneas has been getting bigger, as symbolised by his steadily swelling javelin. And now he is as immense as Mount Athos or Mount Eryx as he comes running towards Turnus. The two go straight into fierce combat without any pauses or fancy speeches. They throw spears then run on to attack each other with swords.

But when Turnus brings his down with a mighty crash is shatters on the armour of Vulcan. Weaponless he takes to flight and Aeneas chases him. The poem has become more punctuated with epic similes and now they come thick and fast and become evermore extended, stretching to a quarter and even a third of a page long, comparing the fighters to mountains, bulls, a stag chased by a hunting dog, as Aeneas flies after Turnus, threatening anyone who tries to help him with instant death.

Aeneas comes up to the tree stump where the spear he through at the start of the contest has stuck fast. While he is struggling to wangle it free Juturna (again) comes forward and gives Turnus the sword he has been seeking so long. So that now the two huge heroes can turn to face each other fully armed.

And now Jupiter makes a final speech to Juno, telling the end of her vendetta has come. She has brought pain and suffering and death on countless houses. Now is the time to give up her anger.

Juno finally acquiesces, but with just one demand. That the people of Latium not give up their name and be absorbed by the Trojans, but the reverse: that the descendants of the peace and marriages which will follow retain the name of Latins and Italians. And here, at the climax of the poem, Jupiter agrees. He will make them one people, Latins, speaking one tongue and no other race will be their equals in doing her honour.

Satisfied, Juno withdraws, and that clears the path for this long tale of violence, finally, to come to an end. Next the Father of the Gods sends down a Dira, one of the dire creatures which sharpen the fears of suffering mortals in times of plague or war. This flies down and takes the form of a bird and batters again and again into Turnus’s face. A strange numbness came over him and he melted with fear. Hardly fair, is it, but then nothing the gods do is fair.

Juturna recognises the dira for what it is and has a page-long lament at the bitterness of the eternal life she has been granted if it is to be spent for her dear brother, but she realises the game is up and plunges down into the depths of her river.

Back on the level of mortals, Aeneas continues his pursuit of Turnus, taunting him, saying this is not a race. Turnus halts and picks up an enormous rock, so big it would take 12 men of the modern age to lift it, and throws it at Aeneas. But his strength fails, his knees give way, he drops it and it rolls harmlessly away. Turnus is like one in a dream, unable to move, unable to escape. He looks around, at the soldiers surrounding him, up at the city, and trembles at the death that is upon him.

Then Aeneas throws his spear big as a tree which crashes like a thunderbolt through Turnus’s armour and pierces his thigh. On his knees Turnus stretches out his arms in supplication, begging Aeneas to think of his father, granting him victory and the hand of Lavinia but begging for mercy.

Aeneas hesitates, but then he catches sight of the baldric – the belt warriors wear over one shoulder and hang their swords from – which belonged to Pallas and which Turnus took from the beautiful young man’s body after he killed him. And the sight drives him wild with anger and he declares he is exacting vengeance for Pallas and plunges his sword up to the hilt in Turnus’s chest.

The limbs of Turnus were dissolved in cold and his life left him with a groan, fleeing in anger down to the shades.

Anger is the dominant mode, right to the bitter end.

Anger management

More than anything, more than love or destiny or patriotism or heroism, the poem is about anger. Almost all the characters are angry, almost all the time. Juno is furious at the Trojans, at Venus, and at Jupiter for protecting the Trojans. Venus is furious at the way her son is being treated. The Greeks who destroy Troy and massacre its population are driven by insensate rage. Dido has a brief spell of happiness and then is driven into a frenzy of anger at Aeneas’s betrayal. The Trojan women on Sicily are driven into wild fury by Juno. And Juno creates the entire second half of the book by commissioning Allecto to inspire wild anger in the hearts of Queen Amata, Turnus and then the farmers whose stag Ascanius kills. And once war escalates, then everyone is inspired to further fury by someone they loved or are related to being killed. And so the poem paints a terrifying picture of an entire world consumed with anger.

Anger is, after all, the subject of the Iliad, the first and greatest epic in the European tradition, whose opening words are:

Sing, goddess, of the anger of Achilles

Maybe an epic poem is a long poem about male rage.

Sore loser

But then – when it comes down to it, the entire poem lasts so long because of a woman, because of Juno’s sustained opposition to Aeneas’s predestined fate. For 12 long books she opposes and delays his inevitable destiny. And for why? Her enmity stems from not being chosen as the most beautiful goddess by Paris. The Aeneid is so long because Juno was the sore loser in a beauty contest. Male rage and female fury.


Roman reviews

The Aeneid by Virgil – books 4 to 6

‘[This is] Trojan Aeneas, famous for his devotion and his feats of arms.’
(The Sibyl defending Aeneas to Charon in Aeneid book 6, line 404)

Book 4 Dido, love and death

Dido admits to her sister, Anna, that she is falling in love with Aeneas. Anna says she has held aloof from suitors from all the neighbouring tribes, but yes, she needs to let go of her dead husband and fall in love. Encouraged by this, Dido falls madly in love. Virgil – in his Epicurean, anti-emotion way – describes it as a madness, a fever, a fire in the bones, and other alarming analogies.

Remember that in the third Georgic Virgil wrote an extended denunciation of love and sex and passion in all its forms, whether in animals or humans, as a fire and frenzy which completely derails efforts to live rationally and orderly:

Man and beast, each and every race of earth,
creatures of the sea, domesticated animals, and birds in all their finery,
all of them rush headlong into its raging fury; love’s the same for one and all.
(Georgic 3: lines 242 to 244, translated by Peter Fallon)

Venus meets with Juno. Juno suggests they let Aeneas and Dido marry, thus uniting exiled Tyrians and Trojans into a super-tribe. Venus interprets this as a transparent attempt to stop Aeneas continuing on to Italy and founding the Roman people who will, centuries hence, crush Dido’s heirs. She agrees in principle but diplomatically suggests Juno asks her husband, Jupiter, king of the gods, what he thinks. Juno outlines her plans to interrupt Dido and Aeneas’s next hunting trip, conjure up a storm, separate the lovers from their entourages, drive them into a cave and there have them consummate their love.

And this is what happens, with fire flashing and nymphs wailing from the mountaintops. For centuries of readers their love has been reinterpreted in the light of the medieval concept of courtly love and the sentimental romantic ideas which followed. But Virgil is harshly critical. Not only does this mark the beginning of the end for Dido:

This day was the beginning of her death, the first cause of all her sufferings. (4. 170)

But it had a ruinous effect on her people. When she slackened her leadership, they stopped building the city. The towers ceased to rise. The harbours and fortifications were left half-finished. All stood idle.

Virgil spends a page describing the genealogy and character of Rumour which runs fleet of foot among all men and communities spreading lies and when he describes Rumour as telling foreign rulers that Dido and Aeneas have ceased leading their people in order to wallow in lust…I immediately realise Virgil has made them Antony and Cleopatra, ‘lovers who had lost all recollection of their good name’ (4.221) which makes Creusa the emblem of Octavia, Antony’s loyal dutiful Roman wife, abandoned for an oriental whore.

The local king, Iarbas, had long harboured plans of marrying Dido so now he is infuriated that she abruptly abandoned herself to another. He offers up heartfelt angry complaints to his father, Jupiter.

Jupiter hears and is angry that Aeneas is shirking his duty. He calls Mercury and tells him to deliver an angry message to the Trojan. Is this the hero Venus promised them? Hardly. ‘He must sail. That is all there is to say.’

Mercury puts on his winged sandals, takes his caduceus and skims down through the skies to alight by Aeneas, busy helping build a temple. Mercury gets straight to it, telling Aeneas he is a disgrace by abandoning his destiny and to think about his little son who is meant to inherit leadership of a brave new race: ‘You owe him the land of Rome and the kingdom of Italy.’ (4.286)

So Aeneas immediately calls his lieutenants to him and tells them to ready the ships and the people for departure. Dido obviously hears about this and comes raging to see him, eyes blazing with anger. he tries to justify himself, but furious Dido dismisses all his excuses, calls him a traitor, mocks his stories about Jupiter this and Mercury that, then dismisses him, tells him to leave, but warns that her furious ghost will return to haunt him. (Lots of ghosts, a poem of ghosts, bringing with them the sad wisdom of the dead.)

Dido runs off into her palace, collapsing with despair. Virgil points the moral: See? This is where ‘love’ gets you:

Love is a cruel master. There are no lengths to which it does not force the human heart. (4.413)

But Aeneas, unlike Antony, is faithful to his duty (4.394) and continues preparations for departure. Dido pours her heart out to her sister, Anna, and sends her again and again with heartfelt pleas for pity or at least a delay – but the Fates forbade it and God blocked his ears to all appeals.

‘Possessed by madness’, Dido perceives all kinds of portents. Her sacrificial offerings turn black and bloody, She hears muttering at the shrine of her dead husband. She has nightmares in which she is abandoned on the African shore alone. Madness is the key word, repeated again and again.

She instructs her sister to build a big funeral pyre in the atrium of the palace where she says she will burn all Aeneas’s belongings. She attends ceremonies supervised by a terrifying priestess from Ethiopia who chants incantations to all the deities of hell.

Like all suicides Dido can’t see a way out: if she goes with Aeneas and the Trojans she will be their chattel; if she tries to persuade the entire Tyrian people to follow her they will refuse; if she stays behind she will be the laughing stock of all the tribes around who she used to treat so haughtily and will now see her humbled. No. She must die. [Virgil dramatises the logic of her thinking all too vividly.] And she reproaches herself for ever abandoning her independent single status as a widow.

Aeneas is asleep in the stern of a ship but he has a terrifying dream vision of ‘the god’ who warns him not to wait, but to leave now before morning comes and Dido comes to talk him out of leaving or to burn his ships. He wakes and wakes his men, they weight anchor and depart.

Dido waking with the dawn sees the sea covered with their ships and the harbour empty and delivers a magnificent harangue cursing Aeneas mightily and ends with an actual curse, invoking all the gods to ensure Aeneas in his new homeland never enjoys it, but is harried by a strong race, and driven from his own land, and beg for help and see his people dying. Let him die before his time and lie unburied on the sand. And may undying enmity be between her people and his (obviously referring to the legendary enmity which grew up between Rome and Carthage in the 3rd and 2nd centuries BC).

Then she climbs onto the pyre she has prepared, delivers another magnificent speech about her destiny and her good intentions and plunges upon Aeneas’s sword and her blood foams out. Her serving women see and a great wailing spreads across the city as if the enemy were within and destroying everything (exactly as they had at Troy: repetitions and echoes).

Her sister Anna comes running, cursing herself for not realising this is what her sister really wanted the pyre built for and recriminating Dido for not waiting or sharing her death. She climbs atop the pyre and holds her sister as three times she tries to rise on her elbow but collapses and then expires.

Thus Dido died ‘in a sudden blaze of madness’ and Juno took pity and sent Iris down to loosen the binding of her soul. And so Iris descends as a rainbow through the sky and alights on the pyre and cuts a lock of Dido’s hair and thus releases her soul from its anguish.

God, surely this is the most magnificent and moving book ever written! It is breathtakingly powerful, cuts deep, and yet is short, just 23 pages in the Penguin edition, with not an ounce of fat, nothing verbose or long-winded or tiresome, but fast-moving, alert and to the point, fiercely and deeply imagined, and transcendently moving!

Book 5 Funeral games

Another storm hits, forcing them ashore back in Sicily, in the port run by his brother Eryx, where the bones of his father Anchises are buried. They are greeted by Acestes, half Trojan. The months pass until it is a full year since Anchises died and was buried. Aeneas leads sacrifices and ceremonies at his tomb.

Then he holds grand funeral games. First a boat race across the sea to a prominent rock and back. Then a running race. Then boxing matches. All are described in loving (and surprisingly exciting) detail. An arrow shooting competition and then equipage, horse management by the young contemporaries of Ascanius. They young cavalry perform a mock battle. Virgil explains how Ascanius will pass this on to his descendants and eventually it will be performed in Rome by youthful cavalry and called the lusus Troiae.

For the first time Virgil associates specific companions of Aeneas with the patrician Roman families they will establish (Mnestheus giving his name to the Memmii family, Sergestus the Sergii, Cloanthus the Cluentii [5.120], Atys founder of the Atii [5.569]).

The games are then officially ended but meanwhile the wretched women of Troy, fed up with seven years wandering over the endless ocean, rebel. Juno, font of endless schemes against Aeneas, sends Iris in disguise of one of their number to rouse them to indignation and insist that they sail no further but settle here on Sicily. Possessed by divine fury, they seize brands from the various altars and throw them into the Trojan ships.

The men quickly drop their games and rush to the beach just as the goddess leaves the women’s minds and, coming to their senses, the realise what they’ve done and run off into the woods and hills. Aeneas stares at his burning fleet and calls on Jupiter to save what little remains – at which there is a sudden torrential downpour. Most of the ships are saved but four are write-offs.

Aeneas is downhearted. But old Nautes gives good advice: he says Aeneas and the young and fit must continue on to Italy; but leave here on Sicily the old men, the women worn out by the sea, the ‘heart-weary’. Let them build a city and call it Acesta.

Still, Aeneas is worried and careworn when the ghost of his father slides down through the dark. He reinforces Nautes’ advice to leave the old and sick here on Sicily and only take the young and strong with him to Italy for there, as he has been told quite a few times by now, he will have to overcome ‘a wild and strong people’.

But Anchises tells him something new. First he will have to go down into Dis, the underworld, to meet his spirit there. He will be helped through the doorway to hell by a Sibyll. There he will learn about all the descendants who are to follow him. Then, like so many of his visions, he disappears into thin air like smoke.

Aeneas, as is his wont, goes straight into action (as he did after the god told him to leave Carthage immediately). For nine days he helps the people they’re leaving behind lay out the boundaries of the new city, build a forum, ordain laws and erect a temple to Venus, building a mini-Troy.

Then they say their farewells, make the sacrifices and oblations, and set sail, with a fair wind and rowing. Cut to Venus visiting Neptune god of the sea and bewailing Juno’s unending spite against the Trojans and beseeching Neptune to take pity on them. Neptune reminds her how he protected Aeneas when Achilles was running mad in front of Troy, and promises fair seas.

All the mortals see is the appearance of a clear sky and fair winds and they set sail for Italy with good heart. Thus Virgil shows us, behind every physical event, especially large scale ones like the weather, storms, shooting stars, erupting volcanoes and so on, the direct involvement of the gods. The gods are the environment through which mortals walk, purblind and ignorant.

And Palinurus, the loyal helmsman who has always given the best advice – the god of sleep wafts down from heaven, taps him on the temples with a stick dripping with water from the rivers Lethe and the Styx (rivers of the underworld), Palinurus is plunged into a deep sleep and the god of sleep chucks him overboard where he drowns down down down into the blue ocean.

Noticing something wrong, Aeneas goes astern and discovers his top helmsman has fall overboard, and blames him for trusting to a calm sea. But, as we know, it is not his fault. Like all mortals, there is nothing he can do to resist the whims of the gods.

Half way through the book I am noticing:

  • how many visions, ghosts, dream visitations, spectral appearances and just as sudden disappearances there are
  • by extension, the way there are few if any conversations, but rather great block chunks of speeches
  • the enormous amount of sacrifices – so many bullocks slaughtered, so many entrails, so much steaming gore

Book 6 The underworld

They make land at Cumae (according to Wikipedia ‘the first ancient Greek colony on the mainland of Italy, founded by settlers from Euboea in the 8th century BC and soon becoming one of the strongest colonies.’) Aeneas makes to the citadel with its huge temple of Apollo, and a vast cave, retreat of ‘the awesome Sibyl’. On the doors of the temple are depicted scenes from legend including the story of the Minotaur. For legend has it that this is where Daedalus touched down after making wings for himself to escape from captivity in Crete.

The daughter of the high priest tells them to make animal sacrifices then come with her. She is suddenly possessed by the go and tells Aeneas to pray. Aeneas delivers a page-long supplication to the god Apollo to have mercy on his people.

The priestess fights against the god but finally he possesses her and delivers his prophecy to Aeneas. They have finished their travels by sea. But what awaits them by land will be worse.

I see wars, deadly wars, I see the Thybris foaming with torrents of blood. (6.86)

Immigration

This line was notoriously quoted out of context by the British politician Enoch Powell in his virulently anti-immigration speech of April 1968. Reading it here, I realise there’s a political irony here, because this speech, about bloodshed, isn’t addressed to the native people, warning them against immigrants – Aeneas is the immigrant. He is the one arriving in a strange land and it is his god-inspired conviction that he’s owed a living and a future here which brings bloodshed and war.

Women’s wombs

Anyway, the god goes on to predict he must face ‘a second Achilles’. More interestingly, he warns that ‘Once again the cause of all this Trojan suffering will be a foreign bride’ – just as the entire Trojan war was fought over Helen (and just as the action of the Iliad is triggered by a squabble between Agamemnon and Achilles about who should be assigned a slave girl they captured at a raid on an outlying temple). The rightful ownership of women, and their reproductive capacity, is the core cause of these wars between violent men. Next to ownership of the land and its food-producing capacity, comes ownership of women and their baby-producing capacity. It is as primitive as that.

Madness

The visionary state in which the priestess speaks Apollo’s words is described as ‘madness’. Did Virgil use the same word for this as for the ‘madness’ of Dido? In which case it weakens the rhetoric of his argument against love and passion. If so, is it the same word he used for the ‘madness’ of the Trojan women who set fire to the ships in Sicily (5.660, 670)? In which case, is he making the point that a certain kind of madness is restricted to, or characteristic of, women?

Aeneas begs the Sibyl to allow him to go down into hell to see his father. The Sibyl warns the way down is easy, it’s the coming back that’s difficult. When the Sibyl warns that undertaking such a journey is ‘the labour of madness‘ I begin to see frenzy, insanity and madness as being a recurring theme or motif of the poem.

The Sibyl tells him a) there is a dead man lying unburied which is polluting the fleet; he must find and bury him and perform the rituals b) there is a tree in a dark grove which bears a golden bough; he must pluck it and carry it down to hell to please Queen Proserpina; but only the favoured of the gods can find it or pluck it.

Aeneas leaves, accompanied by his faithful friend Achates, and on the shore above the tideline they discover the body of Misenus. He had engaged in a horn blowing competition with a Triton who drowned him. So the Trojans chop down a load of trees (whose species Virgil carefully lists) to build a shrine and altar. While doing so Aeneas prays for help in finding the grove of the golden bough and his mother Venus sends two white doves who lead him to the tree.

He plucks the golden bough, presents it to the Sibyl, who insists on numerous more rites and sacrifices and then leads him down into hell, taking him past a checklist of the florid monsters who guard the gates, centaurs, scyllas, chimera, gorgons, harpies and so on.

Dante

I can see why Virgil was such a model for Dante in terms of format. Aeneas spots individuals among the various crowds (such as the crowd waiting to be ferried by Charon across the Styx), asks them a question, and the other briefly tells his story, explaining why he’s ended up here. This is more or less the recurring format for the entire Divine Comedy.

So Aeneas sees Palinurus, quizzes him, and Palinurus tells him his sad fate – he was not drowned after all, but swam to shore where he was murdered by ruffians. He begs to be allowed to cross the river; the sibyl says this is not possible till his body is given a decent burial; the sibyl reassures him that the people who live near his corpse will be driven by signs from heaven to find it and give it a decent burial

This entire story of Palinurus seems designed to evoke a sweet sadness, as we observe his grief, his regrets, Aeneas’s grief for him, their manly love for each other – commander and staunch helmsman – who met a cruel fate through no fault of his own. The Palinurus story encapsulates Virgil’s pity for suffering humanity. Seeing the great tide of woeful humanity waiting on the river bank, ‘the helpless souls of the unburied’, Aeneas ‘pitied their cruel fate.’

The hell sequence is packed with mythological details (three-headed Cerberus etc), but it is the human moments which strike home, not least his encounter with the shade of Dido. Till this moment he wasn’t sure what became of her but now he realises the rumours were true and she killed herself. He fulsomely apologises, saying he was driven on by the command of the gods, but she won’t even look at him, stands silent, then wafts away to be with her first, murdered, husband, grief speaking to grief.

In Wilfred Owen’s famous preface to his war poems he said ‘the poetry is in the pity’. Well, there is poetry in every aspect of this magnificent poem, but the consistent underlying tone of the Aeneid is heartfelt pity at the sad and tragic plight of humanity.

There is an awesome description of their walk through hell while the aged priestess of Apollo explains the variety and ingenuity of the punishments for all who have broken the laws of gods and men, including the shades of all the Greeks and the Trojans who fought and died during the recent war. Then they come to the home of the blessed: here there is singing and games, poets, leading up to the great Musaeus, who tells Aeneas where to find his father.

Aeneas is reunited with the spirit of his father. He goes to embrace him three times (the rule of three; just as Aeneas tried to embrace the ghost of Creusa three times, 2.792) but, like Creusa, Anchises is soft as the wind (6.700). But he can speak. He is delighted to see his son and then explains how some souls in the afterlife are purged of their earthly memories and returned to the primeval fire which first began the universe; but others buzz round Elysium for a thousand years and then are sent back to inhabit new bodies on earth. In other words, reincarnation.

He leads Aeneas and the Sibyl to a slight mound in the plain and predicts the long line of Aeneas’s descendants who will make Rome and Italy great. Reincarnation seems very unGreek but then, if his prime aim was to have scene where Aeneas is shown all his descendants, it’s hard to see how else this could have been achieved. The souls of famous men had to be available before they were born in order for Aeneas to review them. The more you think about it, the weirder it becomes.

Anchises points out Aeneas’s descendants starting with his posthumous son, Silvius who will be followed by Procas, Capys, Numitor, Silvius Aeneas, founders of Alba Longa and other settlements. Then Romulus founder of Rome ‘whose empire shall cover the earth’.

Then Anchises turns to the Caesar, mentioning Julius Caesar (remote descendant of Iulus, or Ascanius, Aeneas’s son). Then follows the famous hymn to Augustus Caesar, son of a god, who will bring back the golden years of the age of Saturn, who will extend the borders of the empire to the edge of the known world, who will achieve more than Hercules or Bacchus. Is that enough brown-nosing?

Rather anachronistically, Anchises goes back to recount the line of kings who ruled Rome, before switching to heroes of the early Republic, the Brutus who drove out the Tarquins, others who invented the consulship, Cato the Elder, the Gracchi, the two Scipios, Fabius Maximus, great figures from Roman history. And then some sternly patriotic rhetoric:

Your task, Romans, and do not forget it, will be to govern the peoples of the world in your empire. These will be your arts – and to impose a settled pattern upon peace, to pardon the defeated and war down the proud. (6.851)

Then Anchises delivers a page-long lament for a young man they see accompanying Marcellus on his triumph. This is Marcus Claudius Marcellus (42 to 23 BC), nephew of Augustus and his closest male relative, who enjoyed an accelerated political career and was married to Augustus’s daughter, Julia. But he died of an infection which swept through Italy (Augustus got it but recovered) dashing Augustus’s hopes of making him his heir. So it seems likely that this extended passage in praise of young Marcellus was written just after his death in 23 BC, in order to please Virgil’s patron, the great Augustus.

David West, the translator of the Penguin Classics edition of the Aeneid, devotes a 3-page appendix to this section, the procession of Roman heroes, giving brief descriptions of all the eminent Romans who feature in it. He mentions the story, recorded in a near-contemporary biography of Virgil, that when he was reading his poem to Augustus and his family, his sister – Octavia (mother of Marcellus) – fainted at this passage. It’s worth repeating this anecdote to emphasise just how direct and personal Augustus’s relationship with Virgil was, and therefore, by extension, with much of the content of the poem.

After the long passage of praise for Marcellus the last few sentences of the book are an anti-climax. Virgil tells us that Anchises told Aeneas about the entire future course of events, his war against the Laurentines, how he should maximise his fate.

Aeneas’s return through hell, crossing back over the Styx, climbing back up to the entrance to the great cavern – all this isn’t even described. Instead all we get is a short, abrupt sentence saying that Aeneas made his way back to his ships and his comrades, then steered a straight course to the harbour of Caieta, where they dropped anchor.

It’s an oddly abrupt ending to one of the most magnificent and influential books of poetry ever written.

Epithets of Aeneas

I’ve slowly been realising that, as the poem progresses, Aeneas comes to be accompanied by more and more adjectives. I mean that, in the early books, he is mostly plain ‘Aeneas’. But it’s noticeable that, certainly by book 6, his name rarely occurs without being accompanied by an adjective indicating his greatness. By this sly method, Virgil implies the way Aeneas grows in stature, experience and leadership as the adventures continue. I’d noticed the same happening to Anchises who, in the earlier books, comes to be referred to more and more frequently as Father Anchises. When he dies the title passes quietly to Aeneas, Father Aeneas, sometimes referred to as ‘the son of Anchises’, and then the epithets begin to occur more frequently:

  • the leader of the Trojans (4.165)
  • the son of Anchises (5.424)
  • the great-hearted son of Anchises
  • Father Aeneas (5.461)
  • dutiful Aeneas (6.233)
  • devout Aeneas (5.685, 12.175)
  • the hero Aeneas (6.103)
  • huge Aeneas (6.413)
  • great glory of our Troy (6.547)
  • Aeneas, greatest of warriors (9.41)
  • great Aeneas (10.159)

Roman reviews

The Aeneid by Virgil – books 1 to 3

I am Aeneas, known for my devotion. (Aeneid book 1, line 378)

I own three translations of the Aeneid:

  • the 1956 Penguin Classics prose translation by W.F. Jackson Knight
  • the 1971 verse translation by Allen Mandelbaum
  • the 1991 Penguin Classics prose translation by David West

I read most of the Aeneid in the West prose translation. It seemed easy and modern. I dipped into the Mandelbaum but was put off by his tone, too hectically American, maybe because I read it at the height of the heatwave when everything felt a bit hysterical. But I did use Mandelbaum’s comprehensive Glossary of Names and Places. The West edition doesn’t have a glossary or any notes at all. The idea is for you to rely entirely on the information Virgil gives in the poem itself which, it turns out, is all you need, most of the time.

Virgil

Publius Vergilius Maro, generally referred to as Virgil (70 to 19 BC) was the great Roman poet who straddled the epochal transition from the Roman Republic to the early Roman Empire. There were other very important figures, such as Catullus from the generation before (b.84), Virgil’s younger contemporary, Horace (b.63 BC), and, a generation younger, the great poet of mythology, Ovid (b.43). But Virgil towers above them all.

Virgil was born near the northern city of Mantua to parents who owned farmland. He was sent to Rome to complete his education where he probably met the young Augustus (63 BC to 14 AD) and his friends, namely his future patron and Augustus’s ‘minister of culture’, Maecenas (68 to 8 BC).

Always a sickly, sensitive young man, Virgil left Rome and settled near Naples where he spent the rest of his life quietly studying and writing poetry.

Virgil left no juvenilia or collections of random poems. He wrote just three works, each of them masterpieces:

  • the ten very short and highly stylised poems of idealised country life featuring lovelorn shepherds, the Eclogues
  • the four longer, tougher-minded, sometimes lyrical, sometimes practical, sometimes sweepingly destructive Georgics, are, on paper, poems of advice to farmers and livestock owners, but in reality a lot more varied and complex than that
  • the long epic poem the Aeneid, which has a claim to being the most important and most influential poem ever written in Europe

Epic poem

An epic poem is a long poem with a historical or legendary setting, which usually tells the adventures of one or more heroes on an epic journey or pitched into a mighty struggle, all with the input of gods and goddesses. Many societies and cultures have produced epic poems.

Sometimes an epic poem has as part of its purpose to explain the origin of cities or races or gods and religions. (The Greeks had a word for such an origin story, an aition.) Always epics are characterised by long narratives with multiple incidents or episodes strung along the central plot.

In the 1940s C.S. Lewis proposed an elemental distinction between primary and secondary epic. Primary epic is produced in illiterate cultures, often by travelling poets or troubadors, often using familiar narratives, well-known characters and using time-honoured, stock descriptions. The process by which they’re written down is obscure but by the time they are recorded they already display very sophisticated techniques of oral storytelling. In our European tradition, the two Greek epic poems the Iliad and the Odyssey show these characteristics. They are attributed to a figure called ‘Homer’ but it’s not certain that anyone named Homer ever existed.

By complete contrast, secondary epic is the production of a literate culture. It is the product of known authors, was written at a known time and place. It self-consciously invokes many of the tropes and techniques of primary epic, such as well-known legends and legendary characters, famous episodes or adventures, extended similes, stock descriptive phrases, episodic structure and so on. Virgil’s Aeneid has a good claim to be the greatest secondary epic.

A poem of multiple levels

The Aeneid is a carefully wrought collation of numerous themes on multiple levels.

Adventure story

In terms of storyline or plot it tells the story of Aeneas, a prince of Troy – a story familiar to all educated Romans of Virgil’s day – who escapes the destruction of the city at the climax of the ten-year-long siege by the Greeks, and describes the wanderings of him and 20 shiploads of comrades as they sail west across the Mediterranean looking for a new home.

Foundation story

Why bother with this story? Because the Romans believed that their city ultimately owed its founding to prince Aeneas. The traditional view (which is recapped in book 1) goes that Aeneas underwent numerous florid adventures as he sailed west from Troy before finally making landfall in western Italy. After fighting off the local tribes he establishes a settlement at a place he calls Lavinium.

His son, Ascanius, also known as Iulus, will move their settlement to a place named Alba Longa, where his descendants will live for 300 years. Then Ilia, the royal priestess of Vesta, will be seduced and impregnated by the god Mars and give birth to twins, Romulus and Remus. Romulus will grow up to build a new settlement, named Rome after him, which will go on to rule the world.

Patriotic story

So on one level the poem is an ultra-patriotic dramatisation of the man who founds the settlement which was to form the basis of Rome. Aeneas is shown as an epitome of the Roman virtues, a man who puts duty to family and country before self.

Pleasing Augustus

Throughout the narrative Virgil goes out of his way to suck up to the current ruler of Rome, the princeps Gaius Octavianus who was awarded the title Augustus while he was composing the work. Gaius Octavianus had been adopted by Julius Caesar in his will and so took his name, becoming Gaius Julius Caesar.

Virgil is at pains to demonstrate the extreme antiquity of the family of ‘Julii’ of which Octavianus had become a member, and so goes out of his way to tell us, repeatedly, that Aeneas’s son, Ascanius, had this second name Iulus (this name had been Ilus while Troy, which was also called Ilium, had stood). Ilus – Iulus – Iulius. The aim was to create a direct link from Aeneas via Ilus-Iulius to the house of Julius Caesar, and so to the current emperor, Gaius Julius Caesar aka Augustus.

Those are the public and political aims of the poem. Two additional factors make it a masterpiece.

Adapting Homer

One is the tremendous skill with which Virgil closely models himself on the two outstanding epics of his tradition, the Iliad and the Odyssey of Homer, adopting the tone of voice, the capacious bird’s-eye-view of the narrator, the confident intertwining of the human level with the character of the immortal gods who play a crucial role in the plot, either supporting or scheming against Aeneas. It is a very sophisticated invocation and twining together of the epic tradition up to his time.

Virgil’s sensibility

But more important is Virgil’s sensitivity. Homer’s heroes are killing machines. They may be sad and burst into tears, but only when there is good justification (weeping over the dead) and most of the time they are just angry and keying themselves up for yet another fight.

By contrast, the Aeneid is soulful. The narrator and his hero are sensitive to ‘the tears of things’, to the tragic inevitability of the universe. Aeneas does his duty, but with a heavy heart at the suffering he has seen and the new suffering he causes. It is an epic poem with lyrical feeling.

Book 1 Storm and banquet

In the best tradition, the poem starts in media res meaning ‘in the middle of things’. We find our hero aboard ship, having set sail from Sicily towards the cost of Italy but caught up in a violent storm. His fleet is dispersed and at least one ship sinks.

In fact the read of the poem is informed that this storm has been whipped up by Juno queen of the gods. She hates Aeneas and is his steady foe. She cannot forgive the Trojans for the snub when Paris awarded the apple of beauty to Venus. This long-standing grudge is why we see her visit the home of Aeolus, gods of the winds, and ask him to whip up a storm to shipwreck Aeneas, which he promptly does.

But we also see Venus, Aeneas’s mother, who was impregnated by Aeneas’s father Anchises, rushing to confront Jupiter, king of the gods, and tearfully ask how he can let his wife massacre her son and his colleagues. Jupiter calmly tells her to dry her eyes, he has no intention of letting Aeneas drown, and it is now that he reveals what the fates have in store for the Trojan prince (as I outlined above).

And as he speaks he gets his brother Neptune, king of the seas, to abate the storm, and gently blow the remainder of Aeneas’s fleet towards the coast of north Africa, referred to here as Libya. Here the Trojans gratefully anchor, come ashore, dry off, go hunting, shoot some deer, build fires, eat and drink wine and recover their strength.

And here Aeneas is visited by his mother in the guise of a local woman who assures him all will be well and tells him about the nearby town of Carthage, just now being built by exiles from Tyre. Venus-in-disguise tells the rather complicated backstory of this people. Tyre is a rich city on the coast of Phoenicia (what is now Israel) ruled by king Pygmalion. He has a sister, princess Dido. Dido marries a rich man Sychaeus. But Pygmalion is jealous of Sychaeus’s wealth and murders him while he worships at an altar. For a while no-one knows who committed the crime and Pygmalion hypocritically comforts his sister.

But then the ghost of Sychaeus appears to Dido, reveals the truth, warns her to flee her brother, and shows her the burial place of a huge secret treasure. She gathers her friends and supporters and the many people opposed to the ‘tyrant’ Pygmalion, they dig up the treasure, load it onto some ships and sail away forever.

Now she and her people have arrived at the other end of the Mediterranean, made land, settled and Aeneas and his crew have arrived just as the Tyrians are laying out and building a new ‘city’, a city the narrative refers to as Carthage.

You don’t need to be a literary critic to spot that both Aeneas and Dido are in similar plight, both refugees from distant lands in the eastern Mediterranean, forced by tragic events to flee their home cities, and now trying to build new lives, and new cities, in the west.

All this is explained to him by Aeneas’s mother, Venus who, having intervened to save Aeneas from the storm, now appears to him in the guise of a local maiden. She has wrapped Aeneas in a magic cloud so he and his companion can walk up to the new city walls and watch the Tyrians building Carthage.

Then she disappears the cloud and Aeneas is welcomed by the Tyrians. Their queen, Dido, welcomes Aeneas and his men to a lavish feast. Venus waylays Aeneas’s son as he comes from the beach where they’ve all landed towards the city, makes him fall asleep in a copse of trees. And gets her other son, the god Eros, to take on Ascanius’s form, and be introduced to Queen Dido, and sit on her lap during the feast (!) and deliberately make her fall in love with Aeneas. Because we all know how this love affair will end Virgil describes her as poor Dido and ‘doomed’ Dido.

Homer is always full of a kind of metallic energy. Even when his heroes weep, they do so in a virile, manly way. But in his treatment of Dido Virgil displays a completely different sensibility, sympathetic and sad.

Back at the feast, Dido asks Aeneas to tell them about his adventures. He has already told them he has been wandering for seven years since the fall of Troy. Reluctantly, Aeneas agrees.

Book 2 The fall of Troy

Aeneas’s story. He cuts straight to the final days of the 10-year-long siege as the Greeks cut down mighty trees to make the enormous wooden horse. Then strike camp and sail away leaving it alone on the plain in front of Troy. The Trojans come out to admire it. The priest Laocoön warns them all that it is a Greek scam but at that point a Trojan patrol returns with a Greek captive. He tells them he’s called Sinon and, after incurring the enmity of the mighty Odysseus (here called Ulixes) he was chosen to be the human sacrifice the Greek fleet needed to set sail (just as it had required the sacrifice of Agamemnon’s daughter Iphigeneia in order to set sail from Greece, 10 long years ago).

Sinon tells them he managed to escape the night before he was due to be killed and has hidden. Now they can kill him or spare him as they please. But he is a plant left by the Greeks to give a false explanation of the horse. He says it is a peace offering to the gods to let the fleet sail. More precisely, it is atonement for the incident when Ulixes and Diomede stole the Palladium from the temple of Pallas Athene in the citadel of Troy. Since then she has persecuted them and their chief priest, Calchas, ordered them a) to return to Greece to worship the gods, atone for their sins, rearm and return to renew the siege, and b) to build this enormous horse as a peace offering to Athena. Sinon warns that if the Trojans damage it at all it will bring down the wrath of Athena on them. If, on the other hand, they take it into the city and venerate it, then Athena will bless them and, when the Greeks return, allies from all across Asia will rally to their cause and they will defeat the Greeks in a final battle.

The Trojans are still hesitating when an amazing thing happens. The priest of Neptune, Laocoön, is sacrificing to an altar by the shore when two might sea snakes emerge from the waves and envelop his two young sons. Laocoön goes to their rescue and tries to fight them off but the snakes strangle all three to death and then slither into the city and up to the citadel of the goddess Venus.

Well, that decides it for the Trojans who set about dismantling part of their walls (the horse is too big to go through the city gates) in a kind of mad frenzy. Aeneas tells the story with much regret and sorrow at their foolhardiness, but they were whipped on by the scheming gods. The priestess Cassandra warns against letting the horse in but, of course, she was doomed never to be believed.

That night the Trojans hold a mighty feast to celebrate the end of the war then pass out on their beds. In the middle of the night Aeneas is woken by the ghost of Hector, looking grim and broken and bloody as he was after Achilles dragged his corpse round the walls of Troy, tied by the ankles to his chariot.

Hector’s ghost warns Aeneas to flee and sure enough, now he is awake, he hears screams and smells smoke. While they were asleep, Sinon snuck out to the horse, undid the pine bolts which secured its secret trap door, the Greeks inside the horse lowered themselves by a rope to the ground and set about massacring the guards set on the horse, while a contingent went and opened the main gates to the Greeks who had a) silently sailed back from where the fleet had hidden behind the offshore island of Tenedos and b) swarmed across the plain, till they were massed outside the gates.

Now the Greek army is pouring into the city determined to kill every man, woman and child. Hector’s ghost tells Aeneas all his lost, to gather his family and companions and flee, and predicts that, after long wanderings, he will found a new city.

But if you think about it, Virgil can’t depict the legendary founder of Rome as a coward who turns and bolts. Instead Aeneas leaps from his bed, grabs his armour, runs into the street, and rallies other warriors he finds emerging from their homes. They form a troop and roam through the streets taking on Greeks. They massacre one group of Greeks and put on their armour. This allows them to mingle with other Greeks before turning on them and many, the narrative assures us, they sent down to Orcus (hell), many fled back across the plain, and some even scuttled back up inside the horse.

Then a huge fight develops around the figure of the priestess Cassandra who is being dragged bound and gagged by Greeks from her temple. Aeneas and his band rally to save her but a hornet’s nest of Greeks counter attack, and they are even struck down by some Trojan brothers because they are wearing Greek armour.

He doesn’t mention Cassandra again but shifts the focus to the battle round the palace of Priam. Trojans are reduced to tearing down their walls and roofs to throw down on the Greeks climbing siege ladders. Aeneas enters the palace by a secret back passage and makes his way to the top of the tallest tower where he joins Trojans loosening the masonry to send huge blocks of stone falling on the Greek attackers.

Aeneas knows his audience will want to know how King Priam died. He gives a vivid, heart-breaking account of the old man buckling on his armour and heading for the fight, how his wife Hecuba tries to persuade him to desist, how Pyrrhus, son of Achilles, chases and kills Polites, one of Priam’s sons, right in front of him. How Priam defies him, harmlessly throws his spear, reproaches Pyrrhus for being a shame to his noble father. But Pyrrhus doesn’t care, grabs Priam by his long hair, drags him over to the altar and thrusts his sword up to the hilt in Priam’s side. Then his head is hacked from his body which is left to rot on the shore, unknown and unmourned.

Aeneas looks around and realises all his companions are dead i.e. he has done all that honour demanded. Now his thoughts turn to his aged father Anchises, his wife, Creusa, and son, Ascanius.

He spots Helen hiding in a temple, cause of all this death and destruction. Shall she survive and be taken back to Sparta to live in luxury, waited on by Trojan slaves? In a burst of fury Aeneas rushes forward to kill her but suddenly his mother, the goddess Venus appears. She tells him the war is not really Helen or even Paris’s fault. It is the gods. And she strips away the fog which clouds his mortal vision and shows him Neptune shaking the city’s foundations, Juno opening the gates and egging on the Greeks, Pallas Athena taking command of the citadel, and Jupiter himself leading the gods and supporting the Greeks. No mortal can stop this. As the Sibyl says, much later, in book 6:

You must cease to hope that the fates of the gods can be altered by prayer. (6.376)

Venus now orders Aeneas to collect his family and flee. But Anchises refuses to leave the city he has lived in all his life, determined to die in his house. Aeneas remonstrates, the old man refuses, so Aeneas says he’ll buckle back on his armour and die defending him rather than leave him. But Creusa throws herself in front of him and tells him his first duty is to his family.

At this tense moment there are signs from heaven. A heatless flame settles on Ascanius’s head and there was a peal of thunder and a star fell from the sky, a meteorite crashing down into Mount Ida.

This persuades Anchises to leave, so Aeneas puts a lion skin on his shoulders, tells the household slaves to meet them at a hill outside the city, puts his father on his shoulder, takes little Ascanius by the hand and Creusa follows behind as they set off through the dark side streets of the burning city.

It was then that his father heard marching soldiers’ feet and told Aeneas to run and Aeneas was overcome by irrational fear and bolted and somehow his wife Creusa got left behind, He never saw her again.

I stormed and raged and blamed every man and god that ever was. (2.745)

He puts his armour back on and runs back to the city, through the same gate they exited, trying to retrace his steps, going first to his house then to the palace of Priam, finding death, devastation and flames everywhere.

But then Creusa appears in a vision to him, calmly telling him that this is the wish of the gods and destiny. He is to sail far away and come to rest in Hesperia by the river Thybris in a land of warriors and take another bride. It is for the best. Their gods will protect her. She promises she will never be led away a slave for some Greek wife, although what her exact fate is is left unstated. He goes to put his arms around her but she fades like a phantom.

Anyway, this, like the account of Aeneas’s brave fighting, are obviously both designed to show him to best advantage, full of patriotic, familial and husbandly loyalty, but at every step overpowered by fate and destiny and the will of the gods. Now, sadly. Aeneas returns to the mound where his father and son are waiting and is amazed at the sheer number of other survivors who have gathered there. From now on he is to be their leader.

[Maybe worth pointing out the number of ghostly and visionary appearances: Dido’s husband’s ghost appears to her; Hector’s ghost appears to Aeneas; Creusa’s spirit appears to him. Although ostensibly about fighting there is a good deal of this otherworldly, visionary, shimmering quality about much of the story.]

Book 3 The wanderings

Aeneas is still talking, recounting his adventures to Dido and her court. He describes how the survivors built a settlement not far from ruined Troy, in the lee of the Ida mountains and built ships. Then set sail. This is described very briefly, in successive sentences. The lack of detail is very characteristic of Virgil. Unlike the hard-edged detailing of Homer, Virgil’s habit of skipping over details (for example, not telling us the outcome of the battle over Cassandra) creates a kind of shimmering, dreamy quality to the poem.

They sail to Thrace and begin to lay out foundations for a city but when Aeneas pulls up trees to decorate the altar he’s going to sacrifice on, he is horrified when they and spurt blood. Then terrified when a voice speaks and declares himself to be the spirit of Polydorus, sent by Priam to Thrace with a treasure, to be raised there, far from war-torn Troy. Now he tells Aeneas he was murdered by the king of Thrace who simply stole the gold.

Aeneas tells Anchises who responds that this is no place to stay. So they rebury the body of Polydorus with full rites, and set sail, letting the gods decide their final destination. They sail onto the island of Delos, dock in the harbour of Ortygia, and are greeted by King Anius.

Aeneas prays at the temple of Apollo, asking what he should do. A booming voice replies he must seek out the land of his ‘ancient mother’. Father Anchises interprets this to mean Crete, where the founder of Troy, Teucer, first came from.

So they sail and row from Delos via Naxos, Donusa, Olearos, Paros, through the Cyclades to Crete, where they land and begin to build a settlement Aeneas calls Pergamea. Things are just beginning to thrive when the settlement is struck down by a great plague and the crops wither in the fields.

One night the household gods are bathed in sunlight and speak to him, telling him again the prophecy that he will sail the seas, come to a peaceful land, and found a race who rule the world. The Greeks call the land Hesperia but it has been settled by the Oenetrians who have called it Italy after their god, Italus.

When he tells Father Anchises the latter remembers that Troy had two founders. One was Teucer from Crete but the other was Dardanus from Hesperia. They misinterpreted the message from Apollo and mistakenly came to Crete. So now they pack ship and set sail for Hesperia/Italy.

For three days and nights a black storm descends, blotting out the sky. Then it lifts and they sail into the harbour of the Strophades. They see fat cattle and goats and storm ashore, kill some and are feasting when they are attacked by the foul harpies, birds with the faces of girls, bellies oozing filth, talons like birds, which tear the food from their hands.

The harpies’ leader, Celaeno, perches on a pinnacle of rock and announces a prophecy which Jupiter gave Apollo, and Apollo gave her, and she is now giving the Trojans. They will settle a new land but not until they have passed through a famine which makes them gnaw their tables. (The prophesy is fulfilled at 7.116 to 130.)

So the Trojans abandon the feast and the land, take ship and scud over the waves to the island of Leucas. Here they performed rites of purification and then held games. They stayed here till mid-winter, when Aeneas pinned a shield taken from a Greek on the temple doors and they set sail again.

They dock at Chaonia and walk up to the city of Buthrotum. Here they are astounded to come across Andromache, wife of the great hero Hector, making ritual sacrifices for her dead husband. She tells them that she survived the sack of Troy and was taken as wife by Pyrrhus to whom she bore a child. But Pyrrhus dumped her on fellow slave Helenus (one of the sons of Priam) in order to marry Hermione. But Orestes loved Hermione and so murdered Pyrrhus. At his death some of Pyrrhus’s land descended to Helenus. He built a settlement there, a new Pergamum, and here Andromache lives.

At which point Helenus arrives and, amid much weeping by everyone, escorts them to his city which is a miniature copy of Troy in all aspects. They stay for some time. Eventually Aeneas asks the priest Helenus to answer his questions: should he set sail, will he come to the promised land?

So Helenus sacrifices some bullocks and then gives Aeneas the latest in the line of prophecies, first of all warning it won’t be a short voyage, but a long one fraught with adventures. He will recognise the place to build his city because he will find a sow suckling 30 piglets. He must make it a priority to worship Juno and try to win her over. He must make time to visit the prophetess at Cumae. He must avoid sailing through the straits of Messina, which are terrorised by Scylla and Charybdis.

Helenus gives them gifts of gold and ivory and silver, and blesses them as they set sail. They sight Italy and sail into harbour. They sail on past Tarentum in the instep of Italy. They sail past the gulf of Scylla and Charybdis and make shore in the land of the Cyclopes, a peaceful harbour but in the shadow of the fearsome Mount Etna who belching black smoke darkens the sky.

Next morning they are surprised to see a wretched filthy man in rags come running towards them. He announces he is Achaemenides, one of Ulixe’s crew. He describes how they were captured by the Cyclops which ate some of their comrades, drank and fell asleep and how, in the night, they conspired to blind him. But they sailed and left him behind. He has just about survived for three months, since then. But he warns them to flee.

At that moment they see blinded Polyphemus appear with his flocks on the side of the mountain and run down to their ships and set sail, rowing for all they’re worth. Polyphemus hears them and lets out a road which shakes the earth and brings all the other cyclops to the shore to rage at them, but they are clear of harm.

They sail down the east coast of Sicily past Syracuse. Then along the south coast, ticking off all the settlements and sights till they come to Lilybaeum. They put in at Drepanum but here Aeneas ‘lost’ his father Anchises. There is, as so often with Virgil, no detail, no explanation, just a focus on Aeneas’s loss and sadness.

When they set sail from there to head north and east to the Italian coast the great storm described at the start of book 1 was stirred up and so they were blown to the African shore which the Tyrians are settling. And with that, Aeneas’s recital of his story comes to an end.

Epicurean rest

It is noticeable that Virgil/West phrase the very end of Aeneas’s recital with ‘Here he made an end and was at peace.’ When I read Virgil’s Georgics I was struck by how much he told us he was struggling to complete the poem. He had to ask his patron, Maecenas, for help and support, he kept telling himself ‘onwards and upwards!’, he wrote with relief about reaching the end of each of the four books. Then the very opening of book 4 describes how Dido fell in love and ‘love gave her body no rest or peace‘.

It was only when I read the Georgics that I became aware for the first time of Virgil’s adherence to the teachings of Epicurus. In the blurb to the Penguin edition, I learn that Virgil lived most of his adult life in an Epicurean colony near Naples.

Epicurus’s teachings are above all designed to cultivate freedom from stress and anxiety in his followers. Peace of mind and spirit. So these references in the Aeneid to peace of spirit, or lack of it, acquired, for me, two deeper resonances. On one level, Virgil uses the word ‘peace’ to mean an end to the gruelling torment of writing this long, demanding poem, which comes over as being a huge ordeal for him. But the word also means far more than it does to you or me – for the Epicurean Virgil, ‘peace’ represents the nirvana, the blessed state sought for by his philosophy. When he says his characters achieve ‘peace’ or, conversely, are deprived of ‘peace’, it isn’t in the casual way that you or I might use the word, but has this much deeper resonance, referring to a philosophically idealised state of complete detachment from all sources of strife or worry.

Looked at this way, the entire poem represents a kind of vast detour from man’s ideal condition of rest or stasis, into a world of strife and anxiety. It helps to explain Virgil’s sad and doleful tone, lamenting the endless destiny of man to be troubled – by duties, responsibilities, the need to work, to eat, to love, to be a social animal – all of it endlessly distracting from his best, optimum state of complete Buddhist detachment. Hence Virgil’s insistent tone of lamentation over humanity in general, continually remarking on the sadness of their poor mortal existence.

It was the time when sleep, the most grateful gift of the gods, was first beginning to creep over suffering mortals… (2.270)

I guess there’s a third interpretation which is literally to do with rest after physical labour. This harks back to the many images in the Georgics of the sheer amount of physical labour involved in human existence. How many times in that long book did weary shepherds, farmers, goatherds, horticulturalists and livestock herders and outdoor workers greet the end of the day, the westering of the sun, as a welcome sign of the end of their day’s labours. Well, that tone is repeated again and again in the Aeneid. Night and, with it, sleep, represent welcome oblivion for animals and humans exhausted by their labours.

It was night and weary living things were peacefully taking their rest upon the earth. (4.522)

It was night and over the whole earth the weary animals, all manner of birds and all manner of flocks, were already deep in sleep.. (8.28)

Over the whole world the creatures of the earth were relaxed in sleep, all resting from their cares, and their hearts had forgotten their labours… (9.226)

Contrasting with the mellifluous descriptions of restful sleep are the hard descriptions of the scenes of fighting and the days of war (especially in the harsh, second half of the Aeneid, which I’ll be discussing in a later blog post).

Bitter grief was everywhere. Everywhere there was fear and death in many forms. (2.369)

Aurora meanwhile had lifted up her life-giving light for miserable mortals, bringing back their toil and sufferings. (11.184)

As an English poet wrote, 1,600 years later:

Sleep after toil, port after stormy seas,
Ease after war, death after life does greatly please.


Roman reviews

The life of Brutus by Plutarch

(1) Marcus Brutus was said to be a descendant of the Junius Brutus who overthrew the last king of Rome in 709 BC. But unlike his ancestor who has harsh and unbending, Marcus Brutus was civilised and softened by philosophy and literature. Contemporaries attributed all that was good in the conspiracy to Brutus and all that was bad to his colleague Gaius Cassius Longinus.

(2) Brutus’s mother was Cato’s sister. Cato was his uncle. He had a higher esteem for him than any other Roman. Brutus was good friends with many philosophers, some of whom stayed with him, He was a devotee of Plato and the Old Academy. His letters demonstrate great literary style.

(3) He accompanied his uncle Cato on a mission to Cyprus.

(4) Plutarch in a huge jump skips right the way over Brutus’s boyhood and young manhood, and skips all the political travails of the 60s and 50s to arrive at the breach between Gnaeus Pompeius (usually referred to in English as Pompey) and Julius Caesar in 50 BC. Everyone expected Brutus to side with Caesar as Pompey had had his father executed, but he reasoned that Pompey represented the public good and so sided with him. He sailed to Cilicia but had nothing to contribute there so journeyed to Illyricum to meet Pompey who had just fled from Italy and was greeted by the great man who paid him the honour of getting to his feet. Even here he continued to spend most of  his time with his books.

(5) It is said that Caesar commended his officers to look out for Brutus during the Battle of Pharsalus. This was because Brutus was the son of Servilia who, although married to Cato, was madly in love with Caesar so that Julius had some grounds for believing Brutus might be his own son. Plutarch tells the same anecdote he used in the life of Cato, only told less well here – that when Caesar and Cato were speaking in the senate about the Catiline conspiracy, Caesar was handed a note which Cato excitably declared must be a message from the conspirators. So Caesar nonchalantly handed it over to Cato who realised it was a love note from his own sister to Julius. 1-0 Caesar.

(6) After Pharsalus Brutus fled to Larissa and wrote to Caesar who was delighted and asked him to join him. They discussed whither Pompey might have fled and Brutus’s opinion influenced Caesar towards Egypt. Plutarch says he was an effective public speaker who achieved his ends by reasoning and noble principles.

When Caesar travelled to Africa to fight Cato and Scipio he appointed Brutus governor of Cisalpine Gaul, and he proved an exemplary governor.

(7) Cassius was married to Brutus’s sister, Junia. But they became rivals running for praetorship of Rome in 47. Caesar hears them speaks and makes the decision. Brutus could have been Caesar’s top confidante but the colleagues of Cassius warned him not to succumb to the tyrant’s flattery.

(8) Plutarch repeats the anecdote he tells in the life of Caesar, that when the latter was told that Mark Antony and Dolabella were plotting revolution, he said it was not the fat and long-haired fellows that troubled him, but the pale and lean ones, meaning Brutus and Cassius, a story used by Shakespeare.

So Plutarch argues that, if he had waited, Brutus might have inherited from Caesar. But he was fired up by Cassius who had no noble scruples about tyranny and liberty, but just hated Julius. Plutarch attributes this, improbably, to the incident of the lions of Megara which Cassius had lined up to be part of games he was staging as aedile, but which Caesar, on taking Megara, appropriated.

(9) Plutarch says this interpretation is wrong and that Cassius had always been opposed to tyranny and calls to witness a story about how Cassius as a boy thrashed the son of the then-dictator Lucius Cornelius Sulla, at school. Brutus was exhorted to conspire against Caesar by flocks of supporters who left messages at the tomb of his ancestor and graffiti on monuments and so on, as listed in his life of Caesar.

(10) And so it becomes very important to the conspirators that they secure the support of Brutus as he was widely seen as a man of principle and would lend the murder dignity. So Plutarch imagines the scene where Cassius inducts Brutus into the conspiracy, writing the dialogue as for a movie and ending when the two men kiss and embrace, in perfect agreement.

(11) Short anecdote about Caius Ligarius, a declared enemy of Caesar. Brutus comes to visit him when he’s ill and when he mentions it is a bad time to be ill Ligarius twigs that something’s up, sits up in bed and declares: “Nay, Brutus, if thou hast a purpose worthy of thyself, I am well.”

(12) They recruit conspirators. Not Cicero, because he is too timorous and pernickety. Nor Statilius the Epicurean and Favonius the devoted follower of Cato. But the other Brutus, Albinus, because he was maintaining lots of gladiators in Rome. They were all won over by Brutus’s reputation for integrity. They manage to keep it a close secret, despite the many signs of ill omen (which Plutarch records extensively in his life of Caesar).

(13) During the day Brutus keeps tight control of himself but at night he is troubled and anxious. His wife, Porcia, was the daughter of Cato and realises something is wrong. One day she takes some nail scissors and deeply gashes her thigh. Then she makes a long speech about how she isn’t just some concubine brought to warm his bed, but the daughter of a famous man reared to endure hardships and determined to share her husband’s joys and sufferings. Then shows the wound in her thigh to prove it. Then Brutus lifts his hands to heaven and hopes his undertaking will be worthy of his noble wife.

(14) They decide to do it at a meeting of the senate because then all the important they need to pledge allegiance to liberty will be on the spot. It is apparent (though I’m not sure I’ve read it anywhere) that the senate met in different buildings i.e. moved around central Rome. This meeting, for the 15th March 44, was scheduled to take place in the Curia Pompeii, a part of the big theatre complex Pompey had built a decade earlier. Hence the big statue of Pompey which Caesar ends up collapsing against.

On the big day Brutus straps on his dagger and walks to the portico of Pompey where he meets the other senators, either waiting or conducting the business of praetors i.e. adjudicating petitions from a crowd of applicants.

(15) A list of misunderstandings and encounters on the morning which nearly wreck the plot. A paragraph devoted to the anxiety of Porcia who keeps racing to the door to hear news, becomes pale and faints and her women shriek that she’s dead and the rumour spreads to the senate and appals Brutus but he determines to carry on. I.e. Plutarch’s usual procedure of cranking up the melodrama.

(16) Highly detailed depiction of the scene. Caesar arrives late, delayed by his wife and soothsayers. He travels by litter which is more private. He is engaged at the door to the room by Popilius Laenas who speaks to him for some time and all the conspirators think they are being betrayed. But he is merely asking for something at great length.

(17) The detail that Trebonius engaged Antony in conversation outside the hall (apparently, this is wrong but like so much Plutarch, is highly dramatic). The precise manner in which they gather round Caesar’s chair, led by Tullius Cimber pleading for his brother in exile, Caesar becomes irritated and tries to shake them off at which point Tullius tears his toga from his shoulder and Casca stabs him and calls to his brother in Greek to join him. Caesar castigates Casca, then is inundated by other blows but when he sees Brutus draw his dagger, covers his face with his toga and submits. The body is riddled with cuts, there is blood everywhere and the conspirators injure each other in their enthusiasm.

(18) Very vivid description of the way the other senators panicked and thronged the exists. Brutus had made it quite clear no-one else was to be killed; it wasn’t to be a Sulla-esque bloodbath but a return to liberty. This was even extended to Antony who was unpopular and arrogant, but Brutus hoped that, with the tyrant removed, he would come over to their side. Mistake number one.

The murderers walked to the Capitol sporting their daggers. Rumour and panic among the people but when it became clear there wasn’t to be a massacre they thronged to hear the speech by Brutus which was noble. They applaud and bring him down and take him to the Rostrum to further address them. The mood changes when Cinna addresses the crowd. He’s not popular and the murderers withdraw to the Capitol.

(19) Next day the senate met and Antony, Plancus, and Cicero moved a vote of amnesty. Antony gives his son to the conspirators as a hostage and this gives them the confidence to leave the Capitol.

Cassius was taken home and entertained by Antony, Brutus by Lepidus, and the rest by their several comrades or friends. Early next morning the senate assembled again. In the first place, they gave a vote of thanks to Antony for having stopped an incipient civil war; next, they passed a vote of commendation for the followers of Brutus who were present; and finally, they distributed the provinces. It was voted that Brutus should have Crete, Cassius Africa, Trebonius Asia, Cimber Bithynia, and the other Brutus Cisalpine Gaul.

(20) Antony argues that Caesar’s body should be carried to his funeral and his will read to the people. Cassius is vehemently opposed but Brutus, out of gentleness of spirit, agrees. This was the second mistake. The will:

When it was found that the will of Caesar gave to every Roman 75 drachmas, and left to the people his gardens beyond the Tiber, where now stands a temple of Fortune, an astonishing kindliness and yearning for Caesar seized the citizens.

When Antony commenced his eulogy he realised the crowd was in a sentimental mood and so changed his tone and held up Caesar’s toga, showing the many places the daggers had torn it. At this the crowd went nuts and stormed local shops, dragging out wooden objects to make an ad hoc funeral pyre for the body; then took brands from it and ran off to the houses of the murderers and set them on fire.

The story of Cinna the poet who had a bad dream about Caesar the night before but nonetheless, the next day went along to the funeral and was mistaken by the mob for the Cinna who was one of the conspirators and was torn to pieces. Oh dear. Not the dignified gratitude which Brutus and Cassius had expected at all. The opposite: bloodlust fury.

(21) This incident is important because it was this which convinced the conspirators to flee Rome, despite the senate trying to bring to justice the mobsters who had attacked their houses. Unexpectedly Brutus continued to perform his role as praetor in laying on lavish games (I thought the aediles did this). And in the absence of Brutus and all the other conspirators it is Antony who emerges as the strong man in control.

(22) Everything is transformed with the arrival of Octavian.

He was pursuing his studies at Apollonia when Caesar was killed, and had been awaiting him there after his determination to march at once against the Parthians. As soon as he learned of Caesar’s fate, he came to Rome, and as a first step towards winning the favour of the people, assumed the name of Caesar and distributed to the citizens the money which had been left them by his will. Thus he deposed Antony from popular favour, and by a lavish use of money assembled and got together many of Caesar’s veteran soldiers.

Hit the ground running, very smart, very strategic. When Cicero eventually opted to support Octavian Brutus wrote him a long bitter letter saying he had no principles but just preferred a tyrant who would be nice to him.

(23) “Already one faction was forming about Octavius, and another about Antony, and the soldiers, as though for sale at auction, flocked to the highest bidder.” Against all is expectations Brutus finds himself driven out of Italy and goes to Greece. His wife, Porcia accompanied him before turning back for Italy and Plutarch paints a tear-jerking scene of departure and Brutus’s words of praise for his strong wife.

(24) Brutus sails on to Athens and purports to be socialising with philosophers but in fact sent out to the commanders of armies around Greece to recruit them for the cause of liberty. He meets Cicero’s son and praises him as a hater of tyranny. But at a feast he makes an odd quote from Homer which seems to indicate he sees himself as doomed by fate. Did he? Or is this the literary tradition, the kind of thing he ought to have said?

(25) Brutus rounds up various forces throughout Greece. Brutus marches his forces to Epidamnus but falls ill.

(26) The garrison of Epidamnus brings food to Brutus wherefore he treats the city well. Fighting between the forces of Brutus and Caius Antonius until the former has the latter surrounded in a marshy region and prevents his men massacring them and persuades them to come over to him. For a long time he respects Caius Antonius until he discovers he is conspiring to subvert Brutus’s officers and so has him locked up.

(27) News arrives that Octavian is consolidating power, has had Antony evicted from Italy, is canvassing for the consulship illegally. When he sees how unpopular this is he changes tack, sends envoys of friendship to Antony. But still gets himself elected consul at the ridiculously young age of 20. As soon as Octavian is consul he promotes prosecutions against Brutus, Cassius and the rest who are tried in absentia, and exemplary sentences intimidated out of the juries. Then, very briskly:

After this, the three men, Octavius, Antony, and Lepidus, were reconciled with one another, distributed the provinces among themselves, and sentenced to death by proscription two hundred men. Among those put to death was Cicero.

(28) The importance of family, kinship and friendship networks demonstrated by this sentence:

When tidings of these events were brought to Macedonia, Brutus felt compelled to write to Hortensius commanding him to kill Caius Antonius, on the plea that he was thus avenging Cicero and Brutus Albinus, one of whom was his friend, and the other his kinsman. For this reason, at a later time, when Antony had captured Hortensius at the battle of Philippi, he slew him on the tomb of his brother.

In mid-43 Brutus crossed into Asia where he performed the role of governor, adjudicating between native kings. He wrote to Cassius saying they shouldn’t settle into exile but be raising armies to return to Rome and ‘free’ it. Now they met at Smyrna, strong in arms.

(29) An extended description of the character of Brutus who even his enemies admitted was motivated by the highest motives of liberty. Just a shame that hardly anyone else was, including most of the population of Rome. Brutus:

The virtues of Brutus, as we are told, made him beloved by the multitude, adored by his friends, admired by the nobility, and not hated even by his enemies. For he was remarkably gentle and large-minded, free from all anger, pleasurable indulgence, and greed, and kept his purpose erect and unbending in defence of what was honourable and just.

(30) Cassius takes Rhodes, Brutus campaigns against the Lycians with many battles, namely the siege of Xanthus.

(31) When Xanthus catches fire Brutus orders his troops to put the fire out but the Xanthians in a kind of frenzy assist in the burning down of their town. Plutarch goes to town, describing little children who throw themselves into the flames, mothers jumping from the battlements and so on. Maybe there was a fire but folk legend and Plutarch’s fondness for the gruesome have added the rest.

(32) Brutus’s clemency dealing with the city of Patara compared with Cassius’s extreme exactions from Rhodes.

(33) Plutarch repeats the story told in the life of Pompey about h ow the council of young king Ptolemy deliberated what to do when Pompey approached Egypt and were persuaded by the arguments of the rhetorician Theodotus to kill him. How everyone involved in the murder was, in their turn, killed on Caesar’s orders, except this Theodotus who fled to a wretched life traipsing round Asia. Well, Brutus chanced across him and had him killed. No-one dies a natural death in these stories.

(34) In early 42 Brutus and Cassius met with their huge armies at Sardis. they lock themselves into a tent and fall into a furious argument, enumerating the list of wrongs each has done the other. All their followers have been forbidden from intervening but Marcus Favonius knew no fear and pushed his way through the throng outside the tent and insisted on going in and jokingly quoting some verse from Homer who has old Nestor say:

“But do ye harken to me, for ye both are younger than I am.” (Iliad book I 259)

This makes Cassius laugh and, although Brutus tries to have Favonius ejected, breaks the ice. That night there is a feast of the uneasy allies which Favonius gatecrashes and barges his way into the place of honour.

(35) Brutus and Cassius disagree about whether to publicly shame their officials when they catch them behaving corruptly, in this case embezzling public funds. The story is told to show Brutus the more principled of the two.

(36) Plutarch tells us Brutus needed little sleep but worked or conversed until very late. This is prologue to a repeat of the story told in the life of Caesar about how very late one night he hears someone come into his tent and turns to see a monstrous and fearful shape standing at his side who announces that he is his evil genius and will meet him at Philippi.

(37) Next morning Brutus tells Cassius about his vision and Plutarch gives Cassius an extended passage describing the philosophy of the Epicureans, namely that the senses and the imagination of man are infinitely malleable and so it was a product of his fantasy.

(38) They march across Greece till they face the armies of Antony and Octavian. ‘The plains between the armies the Romans call Campi Philippi.’

(39) As usual, Plutarch gleefully describes the various ill omens before the battle of Philippi:

  • the lictor brought Cassius his wreath turned upside down
  • in a procession at some festival, a golden victory belonging to Cassius, which was being borne along, fell to the ground, its bearer having slipped
  • many carrion birds hovered over the camp daily, and swarms of bees were seen clustering at a certain place inside the camp

All these incidents began to weaken Cassius’s Epicurean rationalism and also demoralised the soldiers. The leaders disagreed: Cassius wanted to drag the war on and wear down their opponents; Brutus wanted to get on with it and lessen the damage to Rome. Also, men were deserting to the other side. So Cassius was won round to giving battle the next day.

(40) That night Brutus dines and goes to bed but Cassius dines with intimate friends and is unusually quiet. Plutarch gives him a speech telling one friend, Messala, that he is in the same plight as Pompey, venturing the destiny of his country on one battle.

At daybreak a scarlet tunic is displayed before the tents of Brutus and Cassius which is the sign for battle. The pair are given a noble dialogue about death. Brutus tells Cassius that when he was younger he blamed Cato for killing himself and not being man enough to face whatever the fates had in store. Now he’s changed his mind. On the ides of March he gave his life for his country. Since then he has lived a life of liberty. If they lose, he will ‘go hence’ with praise for Fortune. Cassius embraces him and thus emboldened they prepare for the battle.

(41) The Battle of Philippi October 42 BC. Antony’s men were building elaborate fortifications to keep Cassius from the sea. Ocatvian was absent from the field with illness. Both were surprised when Brutus and Cassius’s men let out a great shout and ran forward. They did so in bad order and almost immediately lost touch with their neighbouring legions, but the right wing outflanked the cavalry and stormed Octavian’s camp, massacring some Lacedaemonians and wrecking Octavian’s litter leading to rumours that he was killed.

(42) According to Plutarch the defeat was down to miscommunication. Brutus’s legions were completely victorious and took the enemy camp. But Cassius’s wing was routed and the enemies took his camp.

And one thing alone brought ruin to their cause, namely, that Brutus thought Cassius victorious and did not go to his aid, while Cassius thought Brutus dead and did not wait for his aid.

(43) What happened on Cassius’s wing. He is beaten back, his forces panic and break, he makes for a hillside, sees cavalry riding towards him, can’t make out if they’re friend or foe, sends out an officer, Titinius, to find out. This man is surrounded by whooping horsemen so that Cassius thinks he has been captured. In fact it is cavalry send by Brutus celebrating finding a colleague unharmed. But under the impression that all is lost, Cassius retreats to his tent.

Here the account becomes very characteristically Plutarchian, for he reminds us that Cassius was quaestor with Marcus Crassius on his catastrophic expedition into Parthia in 53 BC. Ever since he survived that debacle he has kept by him a freedman named Pindarus. Cassius drew his robes over his head, bared his neck and instructed Pindarus to strike. So Pindarus cuts his head off. By the time Titinius returns to the camp on the hill it is to find all his generals weeping and wailing. Cursing his tardiness at returning and bringing the good news that the cavalry were Brutus’s, Titinius draws his sword and stabs himself.

(44) When Brutus hears of Cassius’s death he has the body decorated and sent to Thasos for funeral. From which one deduces we are no longer still in the heat of the battle. Brutus addresses Cassius’s men and tries to lift their spirits and gives them generous payment. He was the only one of the four generals (Brutus, Cassius, Antony, Octavius) who wasn’t defeated, but he threw away his victory by letting his soldiers loot the enemy camp.

(45) The losses on both sides. When Antony is brought the robe and sword of Cassius he is energised to fight again the next day. But the two camps Brutus is commanding have lots of problems, his own guarding numerous prisoners of war, Cassius’s men demoralised by their defeat and resentful of a new commander.

(46) Brutus tries to motivate Cassius’s demoralised men by promising them they can loot two cities, Thessalonica and Lacedaemon. This is the one time Brutus did this kind of thing, mostly he was careful to preserve the cities he passed by or took submission from. But these were desperate times and he had to do whatever he could to motivate Cassius’s surly soldiers.

(47) Octavian and Antony were in an even worse state, for their camp was on low lying land prone to flooding by the frequent rains, water which immediately froze (it was October). Moreover a large fleet Octavian had ordered from Italy was intercepted by Brutus’s fleet and destroyed. If Brutus had learned of this he probably wouldn’t have fought, because his camp was in the better position, he had more provisions and control of the sea to bring food and reinforcements. Plutarch slips into sententious mode:

But since, as it would seem, the government of Rome could no longer be a democracy, and a monarchy was necessary, Heaven, wishing to remove from the scene the only man who stood in the way of him who was able to be sole master, cut off from Brutus the knowledge of that good fortune.

(48) More omens, inevitably:

  • the foremost standard was covered with bees
  • of its own accord the arm of one of the officers sweated oil of roses, and though they often rubbed and wiped it off, it was of no avail
  • just before the battle two eagles fought a pitched battle with one another in the space between the camps, and as all were gazing at them, while an incredible silence reigned over the plain, the eagle towards Brutus gave up the fight and fled
  • and the story of the Ethiopian who, as the gate of the camp was thrown open, met the standard-bearer, and was cut to pieces by the soldiers, who thought his appearance ominous

(49) As he reviews his troops he notices how ill at ease and reluctant they are and even as his army lines up a notably brave soldier defects to the enemy. It’s now or never so Brutus decides to attack at 3pm. Brutus’s wing is triumphant but Cassius’s command spread their line too thin and are overwhelmed and then Brutus’s army is surrounded and massacred. Many fine Romans lost their lives etc, not least Cato’s son.

(50) The story of Lucilius who, as darkness falls, sees Brutus being chased by barbarian horsemen and so pretends to be him, crying out that he is surrendering and asking to be brought to Antony. The barbarian cavalry is delighted and so is Antony to hear his great opponent is coming but then is thrown into doubt about how to greet him. When he sees it is this man Lucilius he is hugely relieved, and although Lucilius makes a speech saying he is prepared to accept death for his deception, Antony in fact grants him his life, welcomes him and he becomes one of his most loyal adherents.

(51) Brutus escapes with loyal officers and takes refuge by a stream by a big rock. There is an incomprehensible anecdote about a soldier who is sent twice to fetch drinking water. Statyllius promises to cut his way through the enemy and make his way to the camp and light a flaming torch if it is safe to return. After a while they see a blazing torch raised because Statyllius managed to reach the camp but… he never returned, being struck down on the return journey.

(52) Night comes on and Brutus asks each of his companions to help him kill himself but they all refuse. Then he shakes all their hands and thanks Fortune to be left surrounded by such loyal men and considers himself lucky to be leaving behind a reputation for honesty and virtue which none of those who conquered him would have. Then he got another old friend to hold a sword steady while he plunged onto it and so died.

(53) A lot of Plutarch’s account seems to derive from an account by Messala, the comrade of Brutus, an eye witness. After Brutus’s death he went over to Octavian who found all the Greeks loyal.

Antony had the body of Brutus wrapped in his best robe and burned on a pyre, then sent the ashes home to his mother Servilia. (Suetonius, by contrast, says that the head of Brutus was sent to Rome to be thrown at the feet of Caesar’s statue.) Brutus’s wife Porcia now wanted to die but she was closely watched by all her friends till she found the opportunity to snatch up hot colas from a fire, swallow them and kept her mouth firmly closed till she died.

Plutarch ends his account very inconsequentially by stating that this might, in fact, be wrong, since a letter exists purporting to be from Brutus in which he chides them for neglecting her when she was ill and so driving her to her death while he was still alive. If this letter is genuine, that is. Who knows.

Thoughts

Plutarch excels himself at jumping right over Brutus’s family, boyhood, young manhood, political career or education in order to leap straight to the start of the civil war in 49.


Related links

Roman reviews

The way things are by Lucretius translated by Rolfe Humphries (1969)

I try to learn about the way things are
And set my findings down in Latin verse.

(Book IV, lines 968 and 969)

This is a hugely enjoyable translation of Lucretius’s epic poem De rerum natura which literally translates as ‘On the nature of things’. Fluent, full of force and vigour, it captures not only the argumentative, didactic nature of the poem but dresses it in consistently fine phrasing. It has an attractive variety of tones, from the lofty and heroic to the accessible and demotic, sometimes sounding like Milton:

Time brings everything
Little by little to the shores of light
By grace of art and reason, till we see
All things illuminate each other’s rise
Up to the pinnacles of loftiness.

(Book V, final lines, 1,453 to 1,457)

Sometimes technocratic and scientific:

We had better have some principle
In our discussion of celestial ways,
Under what system both the sun and moon
Wheel in their courses, and what impulse moves
Events on earth.

(Book I lines 130 to 135)

Sometimes like the guy sitting next to you at the bar:

I keep you waiting with my promises;
We’d best be getting on.

(Book V, lines 95 and 96)

Sometimes slipping in slangy phrases for the hell of it:

What once was too-much-feared becomes in time
The what-we-love-to-stomp-on.

(Book V, lines 1,140 and 1,141)

Titus Lucretius Carus

Lucretius was a Roman poet and philosopher who lived from about 99 to about 55 BC. Not much is known about him. His only known work is the philosophical poem De rerum natura, a didactic epic poem of some 7,500 lines, written entirely to promote the abstract philosophy of Epicureanism. No heroes, no gods, no battles, no epic speeches. Just 7,500 lines comprehensively describing Epicurus’s atomic materialism and his ‘scientific’, rationalist worldview.

The title is usually translated into English as On the Nature of Things. It is a mark of Rolfe Humphries’ attractive contrariness that he drops the almost universally used English title in favour of the slightly more confrontational and all-encompassing The ways things are. He himself in his preface describes this title as ‘simple, forthright, insistent, peremptory’. Peremptory. Nice word. Like so much else in his translation, it feels instantly right.

The various modern translations

In the past few months I’ve had bad experiences with both Oxford University Press and Penguin translations of Latin classics. I thought the Penguin translation of Sallust by A.J. Woodman was clotted, eccentric and misleading. But I also disliked the OUP translation of Caesar’s Gallic Wars by Carolyn Hammond, which I bought brand new but disliked her way with English in just the introduction before I’d even begun the text, so that I ended up abandoning her for the more fluent 1951 Penguin translation by S.A Handford (which also features a useful introduction by Jane Gardner, who comes over as intelligent and witty in a way Hammond simply isn’t).

Shopping around for an English translation of Lucretius, I was not impressed by the snippets of either the Penguin or OUP translations which are available on Amazon. It was only when I went further down the list and read the paragraph or so of Rolfe Humphries’ translation which is quoted in the sales blurb that I was immediately gripped and persuaded to cough up a tenner to buy it on the spot.

I knew an OUP edition would be festooned with notes, many of which would be insultingly obvious (Rome is the capital city of Italy, Julius Caesar was the great Roman general who blah blah blah). Humphries’ edition certainly has notes but only 18 pages of them tucked right at the very back of the text (there’s no list of names or index). And there’s no indication of them in the actual body text, no asterisks or superscript numbers to distract the reader, to make you continually stop and turn to the end notes section.

Instead the minimal annotation is part of Humphries’ strategy to hit you right between the eyes straightaway with the power and soaring eloquence of this epic poem, to present it as one continuous and overwhelming reading experience, without footling distractions and interruptions. Good call, very good call.

[Most epics are about heroes, myths and legends, from Homer and Virgil through Beowulf and Paradise Lost. Insofar as it is about the nature of the universe i.e. sees things on a vast scale, The way things are is comparable in scope and rhetoric with Paradise Lost and frequently reaches for a similar lofty tone, but unlike all those other epic poems it doesn’t have heroes and villains, gods and demons, in fact it has no human protagonists at all. In his introduction, Burton Feldman suggests the only protagonist is intelligence, the mind of man in quest of reality, seeking a detached lucid contemplation of the ways things are. On reflection I think that’s wrong. This description is more appropriate for Wordsworth’s epic poem on the growth and development of the poet’s mind, The Prelude. There’s a stronger case for arguing that the ‘hero’ of the poem is Epicurus, subject of no fewer than three sutained passages of inflated praise. But ultimately surely the protagonist of The way things are is the universe itself, or Lucretius’s materialistic conception of it. The ‘hero’ is the extraordinary world around us which he seeks to explain in solely rationalist, materialist way.]

Epicurus’s message of reassurance

It was a grind reading Cicero’s On the nature of the gods but one thing came over very clearly (mainly from the long, excellent introduction by J.M. Ross). That Epicurus’s philosophy was designed to allay anxiety and fear.

Epicurus identified two causes of stress and anxiety in human beings: fear of death and fear of the gods (meaning their irrational, unpredictable interventions in human lives so). So Epicurus devised a system of belief based on ‘atomic materialism’, on a view of the universe as consisting of an infinite number of atoms continually combining in orderly and predictable ways according to immutable laws, designed to banish those fears and anxieties forever.

If men could see this clearly, follow it
With proper reasoning, their minds would be
Free of great agony and fear

(Book III, lines 907-909)

Irrelevant though a 2,000 year old pseudo-scientific theory may initially sound, it has massive consequences and most of the poem is devoted to explaining Epicurus’s materialistic atomism (or atomistic materialism) and its implications.

Epicurus’s atomic theory

The central premise of Epicureanism is its atomic theory, which consists of two parts:

  1. Nothing comes of nothing.
  2. Nothing can be reduced to nothing.

The basic building blocks of nature are constant in quantity, uncreated and indestructible, for all intents and purposes, eternal. Therefore, everything in nature is generated from these elementary building blocks through natural processes, is generated, grows, thrives, decays, dies and decomposes into its constituent elements. But the sum total of matter in the universe remains fixed and unalterable.

Once we have seen that Nothing comes of nothing,
We shall perceive with greater clarity
What we are looking for, whence each thing comes,
How things are caused, and no ‘gods’ will’ about it!

It may sound trivial or peripheral, but what follows from this premise is that nature is filled from top to bottom with order and predictability. There cannot be wonders, freak incidents, arbitrary acts of god and so on. The unpredictable intervention of gods is abolished and replaced by a vision of a calm, ordered world acting according to natural laws and so – There is no need for stress and anxiety.

Because if no new matter can be created, if the universe is made of atoms combining into larger entities based on fixed and predictable laws, then two things follow.

Number One, There are no gods and they certainly do not suddenly interfere with human activities. In other words, nobody should be afraid of the wrath or revenge of the gods because in Epicurus’s mechanistic universe such a thing is nonsensical.

Holding this knowledge, you can’t help but see
That nature has no tyrants over her,
But always acts of her own will; she has
No part of any godhead whatsoever.

(Book II, lines 1,192 to 1,195)

And the second consequence is a purely mechanistic explanation of death. When we, or any living thing, dies, its body decomposes back into its constituent atoms. There is no state of death, there is no soul or spirit, and so there is no afterlife in which humans will be punished or rewarded. We will not experience death, because all the functioning of our bodies, including perception and thought, will all be over, with no spirit or soul lingering on.

Therefore: no need for ‘the silly, vain, ridiculous fear of gods’ (III, 982), no need to fear death, no need to fear punishment in some afterlife. Instead, we must live by the light of the mind and rational knowledge.

Our terrors and our darknesses of mind
Must be dispelled, not by the sunshine’s rays,
Not by those shining arrows of the light,
But by insight into nature, and a scheme
Of systematic contemplation.

(Book I, lines 146 to 150)

Interestingly Lucretius likes this phrase so much that he repeats it verbatim at Book II, lines 57 to 61, at Book III, lines 118 to 112, and Book VI, lines 42 to 45. Like all good teachers he knows the essence of education is repetition.

Epicurus the god

The radicalness of this anti-religious materialist philosophy explains why, early in Book I, Lucretius praises Epicurus extravagantly. He lauds him as the man whose imagination ranged the lengths of the universe, penetrated into the secrets of its origin and nature, and returned to free the human race from bondage. One man alone, Epicurus, set us free by enquiring more deeply into the nature of things than any man before him and so springing ‘the tight-barred gates of Nature’s hold asunder’.

Epicureanism is as much as ‘religious’ experience as a rational philosophy and Lucretius’s references to Epicurus in the poem could almost be hymns to Christ from a Christian epic. They are full of more than awe, of reverence and almost worship. (Book I 66ff, Book II, Book III 1042, opening of Book V).

He was a god, a god indeed, who first
Found a new life-scheme, a system, a design
Now known as Wisdom or Philosophy…

He seems to us, by absolute right, a god
From whom, distributed through all the world,
Come those dear consolations of the mind,
That precious balm of spirit.

(Book V, lines 11 to 13 and 25 to 28)

Lucretius’s idolisation of Epicurus just about stops short of actual worship because Religion is the enemy. Organised religion is what keeps people in fear of the gods and makes their lives a misery. Epicurus’s aim was to liberate mankind from the oppression and wickedness into which Religious belief, superstition and fanatacism all too often lead it.

Religion the enemy of freedom

Lucretius loathes and detests organised Religion. It oppresses everyone, imposing ludicrous fictions and superstitions about divine intervention and divine punishment. Nonsense designed to oppress and quell the population.

I teach great things.
I try to loose men’s spirits from the ties,
Tight knotted, which religion binds around them.

(Book I, lines 930 to 932)

As a vivid example of the way Religion always stands with evil he gives the story of Agamemnon being told by soothsayers to sacrifice his own daughter, Iphigeneia, to appease the gods, to calm the seas, so that the fleet of 1,000 Greek ships can sail from Greece to Troy. Could you conceive a worse example of the wicked behaviour religious belief can lead people into.

Too many times
Religion mothers crime and wickedness…
A mighty counsellor, Religion stood
With all that power for wickedness.

(Book I, lines 83 to 84 and 99 to 100)

Epicureanism and Stoicism in their social context

I need your full attention. Listen well!

(Book VI, line 916)

The notes to the book were written by Professor George Strodach. Like the notes in H.H. Scullard’s classic history of Republican Rome, Strodach’s notes are not the frequent little factoids you so often find in Penguin or OUP editions (Democritus was born in Thrace around 460 BC etc), but fewer in number and longer, amounting to interesting essays in their own right.

Among several really interesting points, he tells us that after Alexander the Great conquered the Greek city states in the late 4th century (320s BC) many of those city states decayed in power and influence and their citizens felt deprived of the civic framework which previously gave their lives meaning. To fill this void there arose two competing ‘salvation ideologies, Stoicism and Epicureanism. Each offered their devotees a meaningful way of life plus a rational and fully worked out account of the world as a whole. In both cases the worldview is the groundwork for ‘the therapy of dislocated and unhappy souls’. In each, the sick soul of the initiate must first of all learn the nature of reality before it can take steps towards leading the good life.

Lucretius’ long poem is by way of leading the novice step by step deeper into a worldview which, once adopted, is designed to help him or her conquer anxiety and achieve peace of mind by abandoning the chains of superstitious religious belief and coming to a full and complete understanding of the scientific, materialistic view of the way things are.

There’s no good life
No blessedness, without a mind made clear,
A spirit purged of error.

(Book V, lines 23 to 25)

Very didactic

Hence the poem’s extreme didacticism. It is not so much a long lecture (thought it often sounds like it) as a prolonged initiation into the worldview of the cult of Epicurus, addressed to one person, Lucretius’s sponsor Gaius Memmius, but designed to be used by anyone who can read.

Pay attention!…
Just remember this…

(Book II, lines 66 and 90)

Hence the didactic lecturing tone throughout, which tells the reader to listen up, pay attention, focus, remember what he said earlier, lays out a lesson plan, and then proceeds systematically from point to point.

I shall begin
With a discussion of the scheme of things
As it regards the heaven and powers above,
Then I shall state the origin of things,
The seeds from which nature creates all things,
Bids them increase and multiply; in turn,
How she resolves them to their elements
After their course is run.

(Book I, lines 54 to 57)

The poem is littered with reminders that it is one long argument, that Lucretius is making a case. He repeatedly tells Memmius to pay attention, to follow the thread of his argument, not to get distracted by common fears or misapprehensions, and takes time to rubbish the theories of rivals.

Now pay heed! I have more to say…

(Book III, line 136)

The poem amounts to a very long lecture.

If you know this,
It only takes a very little trouble
To learn the rest: the lessons, one by one,
Brighten each other, no dark night will keep you,
Pathless, astray, from ultimate vision and light,
All things illumined in each other’s radiance.

And it’s quite funny, the (fairly regular) moments when he insists that he’s told us the same thing over and over again, like a schoolteacher starting to be irritated by his pupils’ obtuseness:

  • I have said this many, many times already
  • I am almost tired of saying (III, 692)
  • as I have told you all too many times (IV, 673)
  • Be attentive now. (IV, 878)
  • I have said this over and over, many times. (IV, 1,210)
  • This I’ve said before (VI, 175)
  • Don’t be impatient. Listen! (VI, 244)
  • Remember/Never forget this! (VI, 653 to 654)
  • As I have said before… (VI, 770)
  • Once again/I hammer home this axiom… (VI, 938)

The good life

Contrary to popular belief the Epicureans did not promote a hedonistic life of pleasure. Their aim was negative: the good life is one which is, as far as possible, free from bodily pains and mental anxiety. They deprecated the competitive and acquisitive values so prevalent in first century BC Roman society:

The strife of wits, the wars for precedence,
The everlasting struggle, night and day
To win towards heights of wealth and power.

(Book II, lines 13 to 15)

What vanity!
To struggle towards the top, toward honour’s height
They made the way a foul and deadly road,
And when they reached the summit, down they came
Like thunderbolts, for Envy strikes men down
Like thunderbolts, into most loathsome Hell…
…let others sweat themselves
Into exhaustion, jamming that defile
They call ambition…

(Book V, lines 1,124 to 1,130 and 1,134 to 1,136)

Instead the Epicureans promoted withdrawal from all that and the spousal of extreme simplicity of living.

Whereas, if man would regulate his life
With proper wisdom, he would know that wealth,
The greatest wealth, is living modestly,
Serene, content with little.

(Book V, lines 1,117 to 1,120)

This much I think I can, and do, assert:
That our perverse vestigial native ways
Are small enough for reason to dispel
So that it lies within our power to live
Lives worthy of the gods.

This kind of life is challenging to achieve by yourself which is why the Epicureans were noted for setting up small communities of shared values. (See what I mean by the disarmingly open but powerful eloquence of Humphries’ style.)

If man would regulate his life
With proper wisdom, he would know that wealth,
The greatest wealth, is living modestly,
Serene, content with little.

(Book V, 1,118 to 1,121)

Shortcomings of Latin

Lucretius repeatedly points out that it is difficult to write about philosophy in Latin because it doesn’t have the words, the terminology or the traditions which have developed them, unlike the Greeks.

I know
New terms must be invented, since our tongue
Is poor and this material is new.

The poverty of our speech, our native tongue,
Makes it hard for me to say exactly how
These basic elements mingle…

(Book III, lines 293-295)

Interesting because this is the exact same point Cicero makes in the De rerum deorum. Cicero, in his books and letters made clear that his philosophical works as a whole have the aim of importing the best Greek thinking into Latin and, as part of the process, creating new Latin words or adapting old ones to translate the sophisticated philosophical terminology which the Greeks had spent centuries developing.

The really miraculous thing is that Humphries captures all this, or has written an English poem which is actually worth reading as poetry. ‘I

for your sake, Memmius,
Have wanted to explain the way things are
Turning the taste of honey into sound
As musical, as golden, so that I
May hold your mind with poetry, while you
Are learning all about that form, that pattern,
And see its usefulness.

(Book IV, lines 19 to 25)

Synopis

Book 1 (1,117 lines)

– Introduction

– hymn to Venus, metaphorical symbol of the creative urge in all life forms

– address to the poet’s patron, Memmius

– the two basic postulates of atomism, namely: nothing comes of nothing and the basic building blocks of the universe, atoms, cannot be destroyed

– the importance of void or space between atoms which allows movement

– everything else, all human history, even time itself, are by-products or accidents of the basic interplay of atoms and void

– on the characteristics of atoms

– a refutation of rival theories, of Heraclitus (all things are made of fire), Empedocles (set no limit to the smallness of things), the Stoics (who believe everything is made up of mixtures of the 4 elements) and Anaxagoras (who believed everything was made up of miniature versions of itself) – all comprehensively rubbished

– the infinity of matter and space

Book 2 (1,174 lines)

– the good life is living free from care, fear or anxiety

– varieties of atomic motion namely endless falling through infinite space; atoms travel faster than light

– the atomic swerve and its consequences i.e. it is a slight swerve in the endless downward fall of atoms through infinite space which begins the process of clustering and accumulation which leads to matter which leads, eventually, to the universe we see around us

– how free will is the result of a similar kind of ‘swerve’ in our mechanistic lives

– the conservation of energy

– the variety of atomic shapes and the effects of these on sensation

– atoms themselves have no secondary qualities such as colour, temperature and so on

– there is an infinite number of worlds, all formed purely mechanically i.e. no divine intervention required

– there are gods, as there are men, but they are serenely indifferent to us and our lives: in Epicurus’s worldview, the so-called gods are really just moral exemplars of lives lived with complete detachment, calm and peace (what the Greeks called ataraxia)

to think that gods
Have organised all things for the sake of men
Is nothing but a lot of foolishness. (II, 14-176)

– all things decay and our times are degraded since the golden age (‘The past was better, infinitely so’)

That all things, little by little, waste away
As time’s erosion crumbles them to doom.

Book III (1,094 lines)

– Epicurus as therapist of the soul – this passage, along with other hymns of praise to the great man scattered through the poem, make it clear that Epicurus was more than a philosopher but the founder of a cult whose devotees exalted him

– the fear of hell as the root cause of all human vices

– the material nature of mind and soul – their interaction and relation to the body – spirit is made of atoms like everything else, but much smaller than ‘body atoms’, and rarer, and finely intricated

– rebuttal of Democritus’s theory of how atoms of body and spirit interact (he thought they formed a chains of alternating body and spirit atoms)

– descriptions of bodily ailments (such as epilepsy) and mental ailments( such as fear or depression) as both showing the intimate link between body and spirit

– an extended passage arguing why the spirit or soul is intimately linked with the body so that when one dies, the other dies with it

– the soul is not immortal – therefore there is no ‘transmigration of souls’; a soul which was in someone else for their lifetime does not leave their body upon their death and enter that of the nearest newly-conceived foetus – he ridicules this belief by envisioning the souls waiting in a queue hovering around an egg about to be impregnated by a sperm and all vying to be the soul that enters the new life

– the soul is not immortal – being made of atoms it disintegrates like the body from the moment of death (in lines 417 to 820 Lucretius states no fewer than 26 proofs of the mortality of the soul: Strodach groups them into 1. proofs from the material make-up of the soul; proofs from diseases and their cures; 3. proofs from the parallelism of body and soul; 4. proofs from the various logical absurdities inherent in believing the soul could exist independently of the body)

– therefore, Death is nothing to us

– vivid descriptions of types of people and social situations (at funerals, at banquets) at which people’s wrong understanding of the way things are makes them miserable

Book IV (1,287 lines)

– the poet’s task is to teach

Because I teach great things, because I strive
To free the spirit, give the mind release
From the constrictions of religious fear…

(Book IV, lines 8 to 10)

– atomic images or films: these are like an invisible skin or film shed from the surfaces of all objects, very fine, passing through the air, through glass – this is his explanation of how sight and smell work, our senses detect these microscopic films of things which are passing through the air all around us

– all our sensations are caused by these atomic images

all knowledge is based on the senses; rejecting the evidence of the senses in favour of ideas and theories leads to nonsense, ‘a road to ruin’. Strodach calls this ‘extreme empiricism’ and contrast it with the two other ancient philosophies, Platonism which rejected the fragile knowledge of the senses and erected knowledge on the basis of maths and logic; and Scepticism, which said both mind and body can be wrong, so we have to go on probabilities and experience

– his explanations of sight, hearing and taste are colourful, imaginative, full of interesting examples, and completely wrong

– how we think, based on the theory of ‘images’ derived by the impression of atomic ‘skins’ through our senses; it seems wildly wrong, giving the impression that ‘thought’ is the almost accidental combination of these atomistic images in among the finer textured atoms of the mind

– a review of related topics of human experience, including movement, sleep and dreams, the latter produced when fragments of atomistic images are assembled by the perceiving mind when it is asleep, passive and undirected

– an extended passage ridiculing romantic love which moves on to theory about sex and reproduction, namely that the next generation are a mix of material from each parent, with a load of old wives’ tales about which position to adopt to get pregnant, and the sex or characteristics of offspring derive from the vigour and other characteristics of the parents. Lucretius tries to give a scientific explanation of the many aspects of sex and reproduction which, since he lacked all science, come over as folk myths. But he is a card carrying Epicurean and believes the whole point of life is to avoid anxiety, stress and discombobulation and so, logically enough, despises and ridicules sex and love.

Book V (1,457 lines)

– Epicurus as revealer of philosophical wisdom and healer

– the world is mortal, its origin is mechanical not divine

– astronomical questions

– the origin of vegetable, animal and human life

– an extended passage describing the rise of man from lying under bushes in a state of nature through the creation of tribes, then cities – the origin of civilisation, including the invention of kings and hierarchies, the discovery of fire, how to use metals and weave clothes, the invention of language and law and, alas, the development of Religion to awe and terrify ourselves with

This book is the longest and also the weakest, in that Lucretius reveals his woeful ignorance about a whole raft of scientific issues. He thinks the earth is at the centre of the universe and the moon, sun, planets and stars all circle round it. He thinks the earth is a flat surface and the moon and the sun disappear underneath it. He thinks the sun, moon and stars are moved by the wind. He thinks all animals and other life forms were given birth by the earth, and that maggots and worms are generated from soil. In her early days the earth gave birth to all kinds of life forms but this no longer happens because she is tired out. Lucretius is anti-evolutionary in the way he thinks animals and plants and man came into being with abilities fully formed (the eye, nose, hand) and only then found uses for them, rather than the modern view that even slight, rudimentary fingers, hands, sense of smell, taste, sight, would convey evolutionary advantage on their possessors which tend to encourage their development over successive generations.

I appreciate that Lucretius was trying his best to give an objective, rational and unsupernatural account of all aspects of reality. I understand that although his account of the origins of lightning and thunder may be wildly incorrect (clouds contain particles of fire) his aim was worthy and forward looking – to substitute a rational materialistic account for the absurdly anthropocentric, superstitious, god-fearing superstitions of his day, by which people thought lightning and thunder betokened the anger of the gods. He had very good intentions.

But these good intentions don’t stop the majority of his account from being ignorant tripe. Well intention and asking the right questions (what causes rain, what causes thunder, what is lightning, what is magnetism) and trying hard to devise rational answers to them. But wrong about almost everything.

Reading it makes you realise what enormous events the invention of the telescope and the microscope were, both around 1600, Galileo’s proof that the earth orbits round the sun a decade later, the discovery of the circulation of the blood in the 1620s, Newton’s theory of gravity in the 1680s, the discovery of electricity around 1800, the theory of evolution in the 1850s, the germ theory of the 1880s and, well, all of modern science.

Reading Lucretius, like reading all the ancients and medieval authors, is to engage with intelligent, learned, observant and sensitive people who knew absolutely nothing about how the world works, what causes natural phenomena, how living organisms came about and evolved, next to nothing about astronomy, geography, geology, biology, physics, chemistry or any of the natural sciences. Their appeal is their eloquence, the beauty of their language and the beguilingness of their fairy tales.

And of course, the scientific worldview is always provisional. It may turn out that everything we believe is wrong and about to be turned upside down by new discoveries and paradigm shifts., It’s happened before.

Book VI (1,286 lines)

– another hymn to Epicurus and his godlike wisdom

…he cleansed
Our hearts by words of truth; he put an end
To greed and fears; he showed the highest good
Toward which we all are aiming, showed the way…

(Book VI, lines 22 to 25)

– meteorology: thunder, lightning because the clouds contain gold and seeds of fire, waterspouts

– geological phenomena: earthquakes, volcanic eruptions, clouds, rain, why the sea never overflows considering all the rivers running into it, the inundation of the Nile

– why noxious things oppress humanity; pigs hate perfume but love mud!

– four pages about magnetism, noticing and describing many aspects of it but completely wrong about what it is and how it works

– disease, plague and pestilence, which he thinks derive from motes and mist which is in the right ballpark

The odd thing about the entire poem is that it leads up, not to an inspiring vision of the Good Life lived free of anxiety in some ideal Epicurean community, but to a sustained and harrowing description of the great plague which devastated Athens during the second year of the Peloponnesian War (430 BC). For four pages the poet lays on detail after detail of the great plague, the symptoms, the horrible suffering and death, its spread, social breakdown, streets full of rotting corpses. And then – it just ends. Stops. Not quite in mid-sentence, but certainly in mid-flow.

The abruptness of this unexpected ending has led many commentators to speculate that Lucretius intended to write a seventh book, which would have been devoted to religion, theology, ethics and led up to the hymn to the Good Life everyone was expecting. I agree. Throughout the poem he is chatty, badgering the reader, telling us he’s embarking on a new subject, repeating things he’s said before, haranguing and nagging us. For the text to just end in the middle of describing men fighting over whose family members will be burned on funeral pyres is macabre and weird. Here are the very last lines:

Everyone in grief
Buried his own whatever way he could
Amid the general panic. Sudden need
And poverty persuaded men to use
Horrible makeshifts; howling, they would place
Their dead on pyres prepared for other men’
Apply the torches, maim and bleed and brawl
To keep the corpses from abandonment.

(Book VI, lines 1,279 to 1,286)

It must be unfinished.

Thoughts

1. The philosophy

I’m very attracted by Epicurus’s thought, as propounded here and in Cicero’s De natura deorum. After a long and sometimes troubled life I very much want to achieve a state of ataraxia i.e. freedom from mental disturbances. However, there seems to me a very big flaw at the heart of Epicureanism. One of the two cardinal fears addressed is fear of the gods, in the sense of fear of their arbitrary intervention in our lives unless we endlessly propitiate these angry entities with sacrifices and processions and whatnot. This fear of punishment and retribution is said to be one of the principle sources of anxiety in people.

Except that this isn’t really true. I live in a society, England, which in 2022 is predominantly godless. Real believers in actual gods are in a distinct minority. And yet mental illnesses, including depression and ‘generalised anxiety disorder’, are more prevalent than ever before, afflicting up to a quarter of the population annually.

It felt to me throughout the poem that accusing religious belief in gods as the principle or sole cause of anxiety and unhappiness is so wide of the mark as to make it useless. Even in a godless world, all humans are still susceptible to utterly random accidents, to a whole range of unfortunate blows, from being diagnosed with cancer to getting hit by a bus, losing your job, losing your house, losing your partner. We are vulnerable to thousands of incidents and accidents which could affect us very adversely and it is not at all irrational to be aware of them, and it is very hard indeed not to worry about them, particularly if you actually do lose your job, your house, your partner, your children, your parents etc.

The idea that human beings waste a lot of time in fear and anxiety and stress and worry is spot on. So the notion that removing this fear and anxiety and stress and worry would be a good thing is laudable. And Epicurus’s argument against the fear of death (death is the end of mind and body both; therefore it is pointless worrying about it because you won’t feel it; it is less than nothing) is still relevant, powerful and potentially helpful.

But the idea that you can alleviate anxiety do that by disproving the existence of ‘gods’ is, alas, completely irrelevant to the real causes of the problem, which have endured long after any ‘fear of the gods’ has evaporated and so is of no practical help at all. All Epicurus and Lucretius’s arguments in this area, fluent and enjoyable though they are, are of purely academic or historical interest. Sadly.

2. The poem

Cicero’s De rerum natura was a hard read because of the unrelentingness of the arguments, many of which seemed really stupid or petty. The way things are, on the contrary, is an amazingly enjoyable read because of the rhythm and pacing and phrasing of the poem.

Lucretius is just as argumentative as Cicero i.e. the poem is packed with arguments following pell mell one after the other (‘Moreover…one more point…furthermore…In addition…’) but this alternates with, or is embedded in, descriptions of human nature, of the world and people around us, and of the make-up of the universe, which are both attractive and interesting in themselves, and also provide a sense of rhythm, changes of subject and pace, to the poem.

Amazingly, although the subject matter is pretty mono-minded and Lucretius is banging on and on about essentially the same thing, the poem itself manages never to be monotonous. I kept reading and rereading entire pages just for the pleasure of the words and phrasing. This is one of the, if not the, most enjoyable classical text I’ve read. And a huge part of that is, I think, down to Humphries’s adeptness as a poet.

Comparison with the Penguin edition

As it happened, just after I finished reading the Humphries translation I came across the 2007 Penguin edition of the poem in a local charity shop and snapped it up for £2. It’s titled The Nature of Things and contains a translation by A.E. Stallings with an introduction and notes by Richard Jenkyns.

Textual apparatus

As you’d expect from Penguin, it’s a much more traditional layout, including not only the translation but an introduction, further reading, an explanation of the style and metre of the translation, 22 pages of factual notes at the end (exactly the kind of fussy, mostly distracting notes the Humphries edition avoids), and a glossary of names.

In addition it has two useful features: the text includes line numberings, given next to every tenth line. It’s a feature of the Humphries version that it’s kept as plain and stripped down as possible with no indication of lines except at the top of the page, so if you want to know which line you’re looking at you have to manually count from the top line downwards. Trivial but irritating.

The other handy thing about the Penguin edition is it gives each of the books a title, absent in the original and Humphries. Again, no biggy, but useful.

  • Book I – Matter and Void
  • Book II – The Dance of Atoms
  • Book III – Mortality and the Soul
  • Book IV – The Senses
  • Book V – Cosmos and Civilisation
  • Book VI – Weather and the Earth

New things I learned from Richard Jenkyns’ introduction were:

Epicurus’s own writings are austere and he was said to disapprove of poetry. Lucretius’s achievement, and what makes his poem so great, was the tremendous depth of lyric feeling he brought to the, potentially very dry, subject matter. He doesn’t just report Epicurus’s philosophy, he infuses it with passion, conviction and new levels of meaning.

This, for Jenkyns, explains a paradox which has bugged scholars, namely why a poem expounding a philosophy which is fiercely anti-religion, opens with a big Hymn to Venus. It’s because Venus is a metaphor for the underlying unity of everything which is implicit in Epicurus’s teaching that there is no spirit, no soul, nothing but atoms in various combinations and this means we are all united in the bounty of nature.

The opponents of Epicureanism commonly treated it as a dull, drab creed; Lucretius’ assertion is that, rightly apprehended, it is beautiful, majestic and inspiring. (p.xviii)

Lucretius’s was very influential on the leading poet of the next generation, Virgil, who assimilated his soaring tone.

The passages praising Epicurus are strategically place throughout the poem, much as invocations of the muses open key books in the traditional classical epic.

Jenkyns points out that Lucretius’s tone varies quite a bit, notable for much soaring rhetoric but also including invective and diatribe, knockabout abuse of rival philosophers, sometimes robustly humorous, sometimes sweetly domestic, sometimes focusing on random observations about everyday life, then soaring into speculation about the stars and the planets. But everything is driven by and reverts to, a tone of impassioned communication. He has seen the light and he is desperate to share it with everyone. It is an evangelical poem.

Stalling’s translation

Quite separate from Jenkyns’s introduction, Stalling gives a 5-page explanation of the thinking behind her translation. The obvious and overwhelming differences are that her version rhymes, and is in very long lines which she calls fourteeners. To be precise she decided to translate Lucretius’s Latin dactylic hexameters into English rhyming heptameters, where heptameter means a line having seven ‘feet’ or beats. What does that mean in practice? Well, count the number of beats in each of these lines. The first line is tricky so I’ve bolded the syllables I think need emphasising:

Life-stirring Venus, Mother of Aeneas and of Rome,
Pleasure of men and gods, you make all things beneath the dome
Of sliding constellations teem, you throng the fruited earth
And the ship-freighted sea – for every species comes to birth
Conceived through you, and rises forth and gazes on the light.
The winds flee from you, Goddess, your arrival puts to flight
The clouds of heaven. For you, the crafty earth contrives sweet flowers,
For you, the oceans laugh, the sky grows peaceful after showers…

(Book I, lines 1 to 8)

Stalling concedes that the standard form for translating foreign poetry is probably loose unrhymed pentameters, with five beats per line – exactly the metre Humphries uses:

Creatress, mother of the Roman line,
Dear Venus, joy of earth and joy of heaven,
All things that live below that heraldry
Of star and planet, whose processional
Moves ever slow and solemn over us,
All things conceived, all things that face the light
In their bright visit, the grain-bearing fields,
The marinered ocean, where the wind and cloud
Are quiet in your presence – all proclaim
Your gift, without which they are nothingness.

Clearly Humphries’ unrhymed pentameters have a much more light and airy feel. They also allow for snazzy phrasing – I like ‘marinered ocean’, a bit contrived, but still stylish. Or take Humphries’ opening of Book III:

O glory of the Greeks, the first to raise
The shining light out of tremendous dark
Illumining the blessings of our life
You are the one I follow. In your steps
I tread, not as a rival, but for love
Of your example. Does the swallow vie
With swans? Do wobbly-legged little goats
Compete in strength and speed with thoroughbreds?

Now Stalling:

You, who first amidst such thick gloom could raise up so bright
A lantern, bringing everything that’s good in life to light,
You I follow, Glory of the Greeks, and place my feet,
Within your footsteps. Not because I would compete
With you, but for the sake of love, because I long to follow
And long to emulate you. After all, why would a swallow
Strive with swans? How can a kid with legs that wobble catch
Up with the gallop of a horse? – the race would be no match.

Stalling makes the point that the heptameter has, since the early Renaissance, been associated with ballads and with narrative and so is suited to a long didactic poem. Arthur Golding used it in his 1567 translation of Ovid’s Metamorphoses and George Chapman in his 1611 translation of the Iliad. Stalling hopes the ‘old fashioned rhythm and ring’ of her fourteeners will, implicitly, convey ‘something of the archaic flavour of Lucretius’s Latin’ (p.xxvi).

OK, let’s look at the little passage which I noticed crops up no fewer than four times in the poem. Here’s Stalling’s version:

This dread, these shadows of the mind, must thus be swept away
Not by rays of the sun or by the brilliant beams of day,
But by observing Nature and her laws. And this will lay
The warp out for us – her first principle: that nothing’s brought
Forth by any supernatural power out of naught
.

(Book I, lines 146 to 153)

That use of ‘naught’ transports us back to the 1850s and Tennyson. It is consciously backward looking, in sound and meaning and connotation. I can see why: she’s following through on her stated aim of conveying the original archaism of the poem. But, on the whole, I just don’t like the effect. I prefer Humphries’ more modern-sounding diction.

Also, despite having much longer lines to play with, something about the rhythm and the requirement to rhyme each line paradoxically end up cramping Stalling’s ability to express things clearly and simply. Compare Humphries’ version of these same lines:

Our terrors and our darknesses of mind
Must be dispelled, not by the sunshine’s rays,
Not by those shining arrows of the light,
But by insight into nature, and a scheme
Of systematic contemplation. So
Our starting point shall be this principle:
Nothing at all is ever born from nothing
By the gods’ will
.

‘Insight into nature’ and ‘systematic contemplation’ are so much more emphatic and precise than ‘by observing Nature and her laws’ which is bland, clichéd and flabby.

Humphries’ ‘Our starting point shall be this principle’ is a little stagey and rhetorical but has the advantage of being crystal clear. Whereas Stalling’s ‘And this will lay/The warp out for us – her first principle…’ is cramped and confusing. Distracted by the odd word ‘warp’, trying to visualise what it means in this context, means I miss the impact of this key element of Lucretius’s message.

In her translator’s note Stalling refers to earlier translations and has this to say about Humphries:

Rolfe Humphries’ brisk, blank verse translation The way things are (1969) often spurred me to greater vigour and concision. (p.xxviii)

Precisely. I think the Stalling is very capable, and it should be emphasised that the fourteeners really do bed down when you take them over the long haul. If you read just a few lines of this style it seems silly and old fashioned, but if you read a full page it makes sense and after several pages you really get into the swing. It is a good meter for rattling through an extended narrative.

But still. I’m glad I read the poem in the Humphries’ version. To use Stalling’s own phrase, it has ‘greater vigour and concision’. Humphries much more vividly conveys Lucretius’s urgency of tone, his compulsion to share the good news with us and set us free:

…all terrors of the mind
Vanish, are gone; the barriers of the world
Dissolve before me, and I see things happen
All through the void of empty space. I see
The gods majestic, and their calm abodes
Winds do not shake, nor clouds befoul nor snow
Violate with the knives of sleet and cold;
But there the sky is purest blue, the air
Is almost laughter in that radiance,
And nature satisfies their every need,
And nothing, nothing mars their peace of mind.

(Book III, lines 15 to 25)

I’m with him, I’m seeing the vision of the passionless gods with him, and I’m caught up in his impassioned repetition of ‘nothing, nothing‘. All of which, alas, is fogged and swaddled in the long fustian lines of Stalling’s version:

…The gods appear to me
Enthroned in all their holiness and their serenity,
And where they dwell, wind never lashes them, cloud never rains,
And snowfall white and crisp with biting frost never profanes.
The canopy of aether over them is always bright
And unbeclouded, lavishing the laughter of its light.
And there they want for nothing; every need, nature supplies;
And nothing ever ruffles their peace of mind. Contrariwise…

The key phrase about the gods’ peace of mind should conclude the line; instead it ends mid-line and is, as a result, muffled. Why? To make way for the rhyme, which in this case is supplied by another heavily archaic word ‘contrariwise’ which has the unintended effect of trivialising the preceding line.

Stalling’s translation is skilful, clever, immensely rhythmic, a fascinating experiment, but…no.

Online translations

Now let me extend my argument. I’ll try
To be as brief as possible, but listen!

(Book IV, lines 115 to 116)

There have been scores of translations of De rerum natura into English. An easy one to access on the internet is William Ellery Leonard’s 1916 verse translation. Compared to either Stalling or Humphries, it’s dire, but it’s free.


Roman reviews

Black Mischief by Evelyn Waugh (1932)

Black Mischief was Evelyn Waugh’s third novel, published in 1932. It very obviously recycles material from his six-month-long trip to Ethiopia and then along the East Coast of Africa which he had chronicled in the previous year’s travelogue, Remote People (1931).

The novel describes the efforts of Seth, the young English-educated Emperor of ‘Azania’, a fictional island off the East coast of Africa, based loosely on Zanzibar, to modernise his Empire, aided by the 28-year-old scapegrace and ne’er-do-well, Basil Seal.

Jaded author of jaded characters

Having just finished reading Vile Bodies and still reeling from its shockingly nihilistic ending, I think I can understand why Waugh leapt at the opportunity of fleeing rancid England. He had gone, as a temporary foreign correspondent for a London newspaper, to go and cover the coronation of the Emperor Haile Selassie in November 1930. The disgust and misanthropy which becomes slowly more obvious in Vile Bodies goes a long way to explaining why he felt the need to get clean away from the shallow party culture he describes in that book.

This hunch was confirmed a third of the way into the novel by the book’s leading character, Basil Seal, who is depicted as sick and tired of the posh, jaded, endlessly partying circles he moves in. Here he is talking to a crusty old colonel at his club:

‘Don’t you hate London?’
‘Eh?’
‘Don’t you hate London?’
‘No, I do not. Lived here all my life. Never get tired of it. Fellow who’s tired of London is tired of life.’
‘Don’t you believe it,’ said Basil. ‘I’m going away for some time,’ he told the hall-porter as he left the club.

And a bit later, talking to Lady Metroland:

‘I want to go abroad. I’ve been in England too long.’

And, a little later, to his mother:

‘You see I’m fed up with London and English politics. I want to get away.’

So it’s repeated three times. Sick to death of London life and desperate to escape. No ambiguity about Basil’s motives, then.

Waugh’s recurring characters

Basil starts out in a London full of the same cast of characters we encountered in Waugh’s first novel, Decline and Fall, and who were expanded in the sequel, Vile Bodies – people like Lady Metroland (who played such a central role in Decline and Fall), her son Peter Pastmaster, Lord Monomark the owner of the Daily Excess, whose gossip columnists played a central role in Vile Bodies, Sonia Trumpington who keeps a genuinely bohemian menage with husband Alisdair and who Basil visits before his departure. In an atmosphere of loucheness significantly further down the line than anything in Bodies we find the couple in bed and their bedroom littered with drunk or passed-out young men whose names they don’t even know. It’s that kind of behaviour, which Basil himself is expert at, which he has grown sick of.

Thousands of Europeans for well over a century had fled to the colonies to leave behind unsatisfactory lives and reinvent themselves. Obviously Waugh didn’t become a settler or anything like, but the complete change of scene offered by this sudden opportunity to become an (albeit temporarily) freelance journalist, allowed him to apply his forensic gaze and lucid style in a new way. It gave him radically new subject matter and a drastic new variety of characters to depict. To mercilessly describe what he saw in the wildly different setting of a rundown, backward and sometimes barbarous African nation. And then, being a professional, to recycle the everything he’d seen into the humorous and satirical exaggerations of this novel.

Black Mischief’s prose more solid and descriptive

What is immediately and strikingly different is the abandonment of some of the modish techniques in Vile Bodies. That novel gives the impression of being mostly made up of dialogue, the brittle, mannered dialogue of febrile London society, sometimes page after page of only dialogue and, in particular, the telephone conversations of the shallow young couple, Adam and Nina which Waugh was, rightly, proud of.

On the first few pages you realise Black Mischief is a different thing entirely. Describing London, even with satirical intent, had been done to death. It had been done by Dickens and Conan Doyle and E.M. Forster and Virginia Woolf and Aldous Huxley and a thousand lesser known writers. Waugh does it very well when he wants to, he can knock off beautifully lyrical paragraphs when they need to be deployed. But not often, and short.

Whereas a fictional African country gave Waugh the opportunity to write huge chunks of descriptive prose, much of it recycled or reworked from the travel book, which is genuinely fresh and unusual and flavoursome.

For two centuries the Arabs remained masters of the coast. Behind them in the hills the native Sakuyu, black, naked, anthropophagous, had lived their own tribal life among their herds — emaciated, puny cattle with rickety shanks and elaborately branded hide. Farther away still lay the territory of the Wanda — Galla immigrants from the mainland who, long before the coming of the Arabs, had settled in the north of the island and cultivated it in irregular communal holdings. The Arabs held aloof from the affairs of both these people; war drums could often be heard inland and sometimes the whole hillside would be aflame with burning villages. On the coast a prosperous town arose: great houses of Arab merchants with intricate latticed windows and brass-studded doors, courtyards planted with dense mango trees, streets heavy with the reek of cloves and pineapple, so narrow that two mules could not pass without altercation between their drivers; a bazaar where the money changers, squatting over their scales, weighed out the coinage of a world-wide trade, Austrian thalers, rough stamped Mahratta gold, Spanish and Portuguese guineas. From Matodi the dhows sailed to the mainland, to Tanga, Dar-es-Salaam, Malindi and Kismayu, to meet the caravans coming down from the great lakes with ivory and slaves. Splendidly dressed Arab gentlemen paraded the water-front hand in hand and gossiped in the coffee houses. In early spring when the monsoon was blowing from the north-east, fleets came down from the Persian Gulf bringing to market a people of fairer skin who spoke a pure Arabic barely intelligible to the islanders, for with the passage of years their language had become full of alien words — Bantu from the mainland, Sakuyu and Galla from the interior — and the slave markets had infused a richer and darker strain into their Semitic blood; instincts of swamp and forest mingled with the austere tradition of the desert.

The prose itself is like a tropical fruit, sumptuous and full of flavour.

Civil war in Azania

In actual fact the opening chapter is a little confusing. It hardly reads like Waugh at all. He clearly decided to make the most complete break possible with the world of Decline and Bodies.

Instead the opening chapter of Black Mischief plunges the reader straight into the confusion and anarchy which prevails in, Matodi, the port town of its fictional island nation Azania, amid the civil war prompted by the death of the old empress. Young prince of the realm Seth should have inherited the throne but instead has faced a rebellion led by prince Seyid.

The enemy army has appeared camping on a hill outside the town. During a long night of fear and paranoia everyone, including the emperor, expects them to enter Matodi the next day and trigger a bloodbath.

There are some very unpleasant episodes in which a noted Armenian merchant is threatened with hanging by troops who want to discover where he’s hidden one of the last boats on the island so they can escape. The emperor’s canny Indian scribe, Ali, is first interrogated and then strangled to death, making an awful shrieking sound in the courtyard outside Seth’s chambers. The entire chapter, its setting, the mood and its details are utterly unlike Waugh. They feel much more modern. They reminded me of the John Updike novel, The Coup or the hard, violent atmosphere of Chinua Achebe’s Anthills of the Savannah.

But the next morning it turns out that the army camping in the hills outside town was not the enemy army, but forces loyal to the emperor led by the Irish mercenary, General Connolly. Early the next morning he rides into town on a donkey followed by his victorious army to tell the emperor he has won, the emperor’s crown is secure, Seyid is defeated.

Is Seyid alive, can he be brought before Seth? Er, no. Connolly regrets to inform the emperor that Seyid surrendered to a party of the hard core native tribe, the Wanda, and that they, er, killed and ate him. So far so gruesome. It is very Waugh that it is only at this rather startling moment, that we receive the further startling news that Seyid was Seth’s father (!)

‘They should not have eaten him — after all, he was my father . . . It is so . . . so barbarous.’
‘I knew you’d feel that way about it, Seth, and I’m sorry. I gave the headmen twelve hours in the tank for it.’

The reference is to the one and only tank which Seth had purchased in Europe, wishing to make his army more up to date. Seth wants everything in his country to be modern and European. However, Connolly informs him that the tank turned out to be completely useless in jungle warfare until he found an alternative use for it. Since it heated up so quickly in the tropical sunlight, it turned out to be a good punishment cell. Hence locking the offending headman up in it for 12 hours for eating Seth’s father, a fierce punishment.

(Connolly, we learn, was previously an Irish game-warden. He has taken a local wife, who he lovingly refers to as ‘Black Bitch’, which scandalises everyone in the novel, and will scandalise any young modern reader, but the point is they are genuinely in love, he defends her, is faithful to her and she sticks by him right to the end of the story.)

The British diplomats in Azania

Having thoroughly undermined our expectations and landed us in a strange and terrible foreign setting, the narrative then switches to an extensive description of the British diplomatic community in Azania, who have been hunkering down during this regrettable war.

They are a collection of ripe caricatures, posh, nonchalant, stiff-upper-lip types, showily obsessed with trivia and utterly indifferent to the progress of the war or the two opposing sides, the names of whose leaders they affect to forget, in that blithe, dismissive, posh English way (same as Lottie Crump introducing frightfully important people as ‘Lord thingummy-jig’).

‘His Britannic Majesty’s minister, Sir Samson Courteney’ is more concerned about the frequency with which the cook serves up tinned asparagus every day than the perishing war, and likes to relax by having a long bath in the morning and a spot of knitting in the evening.

Lady Courtenay is full of empty tittle tattle about the doings of the small British community, especially their children, which schools they’re going to, how they’re managing with their various ponies. Her main concern is securing cuttings from London to continue embellishing the splendid little English garden she’s been cultivating at the Legation.

The Courtenays have a frivolous daughter, Prudence, who is in love with more or less the only eligible young man available, William Bland, the honorary attaché and assistant to Sir Samson. Sometimes the rather earnest bishop pops round for luncheon but the legation buildings are an inconvenient seven miles out of town along a bad road so he always ends up staying the night, which turns into a trial for all concerned. With the handful of other posh Brits who work at the Legation, they play endless games of bridge or poker dice or bagatelle, or Happy Families or consequences.

Prudence is writing a deep and meaningful book titled The Panorama of Life and Waugh shares with us some of her witless, factually incorrect vapourings. It is a cast of jolly English innocents abroad.

It is a running joke that the little French diplomatic community, led by Monsieur Ballon, are fierce rivals with the British and live in paranoid fear that the Brits are getting one over on them, are scheming and plotting and up to something, a seething paranoia which is satirically contrasted with the actual activities of the Brits, which are sleeping late, having long baths, supping cocktails before a long lunch, fussing about their roses or gymkhana ponies, having a nap in the afternoon, before dressing for an elaborate dinner and then spending all evening playing bridge – completely oblivious of French paranoia.

The rivalry is exemplified in the way William translates a top secret cable from London and breathlessly  presents it to Sir Samuel (‘Kt to QR3 CH’) only to be told it contains the latest chess move young Percy is playing with a chap at the Foreign Office. Whereas the French – who are, inevitably, spying on the British and hacking into their cables –suspect this very same chess move of being an extra-secret code conveying some kind of diabolical Anglo-Saxon plot.

Enter Basil Seal

It is only at this point, maybe a third of the way into the text of the novel, that we are first introduced to  its protagonist, Basil Seal, who we first encounter in characteristically jaded, post-party mode:

For the last four days Basil had been on a racket. He had woken up an hour ago on the sofa of a totally strange flat. There was a gramophone playing. A lady in a dressing jacket sat in an armchair by the gas-fire, eating sardines from the tin with a shoe-horn. An unknown man in shirt-sleeves was shaving, the glass propped on the chimneypiece.
The man had said: ‘Now you’re awake you’d better go.’
The woman: ‘Quite thought you were dead.’
Basil: ‘I can’t think why I’m here.’
‘I can’t think why you don’t go.’
‘Isn’t London hell?’

‘On a racket’. 1930s slang. Basil traipses round various friends, pops into Lady Metroland’s party, then goes to see his mother, basically to cadge money off anyone who’ll lend him five hundred quid to go to Africa. Why? Because, as he puts it, history only happens in a few places at any one time, and it’s happening right now in Azania. And he needs a break from London. Badly.

In the event the older, married women he’s having an affair with, Angela Lyne, coughs up the money which allows Basil to pack and leave London, flying from Croydon airport to Le Bourget, catch the train south to Marseilles, and so by steamer across the Med, down the Red Sea to Djibouti (exactly the itinerary Waugh himself took on his three journeys out to Ethiopia – except for the flying, Waugh caught a train across France) to arrive at the fictional island of ‘Azania’.

As well as throwing away all the advantages he has been given in life (for example, he was handed a safe Conservative seat which would have allowed him to become a Tory MP with almost no effort, but managed to throw away the opportunity) Basil is a thief. At the interview with his mother in her boudoir he nicks her expensive emerald broach and flogs it for a fraction of its price at Port Said. He shares a cabin on the ship to Djibouti, and his cabin mate only realises a few days after Basil’s departure that he’s nicked his shaving soap, bedroom slippers and ‘fine topee’. Like all Waugh’s characters, Basil is a cartoon but a complex cartoon.

Basil in Azania

Basil’s first impressions of Azania are described in luxurious detail. See the long paragraph I quoted at the start. He travels from the coastal port of Motadi to the nation’s capital, Debra Dowa, in the centre of the island. Basil’s impressions and journey overlap with scenes showing Seth impatiently telling his advisers what he needs is a modern man, a European, to help him bring Progress and the New Age to Azania.

We never see the scene where the two men meet or converse or Seth realising Basil is the man for the job. Instead the narrative jumps to a new chapter in which we find Basil already in charge of the ‘Ministry of Modernisation’. His official title if High Commissioner and Comptroller General. While still in the coastal town of Modati (where the narrative opened) Basil had come across the services of the excellent Armenian, Mr Krikor Youkoumian, owner of the Amurath Café and Universal Stores in Motadi. It is a pleasant joke that Basil makes Mr Youkoumian his number two, and very able he proves to be.

(It is worth remembering that in Remote People Waugh says that of the hundreds of people he met, it was two Armenians who stood out as the most steadfast and dependable, and he gives a little dithyramb praising their nation.)

Anyway, Basil has been commissioned by the Emperor Seth to modernise his country. What does this mean in practice? Oh, lots of things. First they must undertake a complete ‘reform of manners’. The capital, Debra Dowa, must be torn down and rebuilt in the modern style. Instead of wiggly lanes lined by low shanties, there must be a grand square, named Seth Square, with broad avenues radiating outwards (one to be called Boulevard Basil Seal, another the Avenue Connolly). Seth asks if they can build an underground tube network. Er, no.

He becomes obsessed with the topic of birth control. (It’s fascinating that the idea that women in developing countries must be given free birth control and education so they can stop being baby machines and become modern women in control of their bodies, educated into working in offices at modern jobs – that all this was familiar enough to be included in a comic novel 90 years ago. Thus Seth demands that the Anglican cathedral must be torn down and the square it’s set on be renamed Place Marie Stopes.)

Seth generates an ever-growing list of demands for reforms he has read about in all the European books and magazines which pile up on his tables, all for the cause of Progress and the New Age. This comic thread climaxes in a note he sends Basil:

For your information and necessary action, I have decided to abolish the following: Death penalty. Marriage. The Sakuyu language and all native dialects. Infant mortality. Totemism. Inhuman butchery. Mortgages. Emigration. Please see to this. Also organize system of reservoirs for city’s water supply and draft syllabus for competitive examination for public services. Suggest compulsory Esperanto.

His next fad is money and he decides to produce a home-made currency (with his own portrait on them) which he enthusiastically prints by the thousand in contravention to all economic orthodoxy. Basil is, by now, too tired and harassed by the emperor’s endless fads, to even try to talk him out of it. The worthlessness of the new currency provides a recurring thread of comedy from then on.

Growing opposition

All these changes generate opposition across a wide range of society. First to go into opposition is General Connolly. He strongly resents Seth interfering with the army which preserved him in power. There’s an extended comic theme whereby Seth decides the army must have boots, modern boots, European boots, like a European army. General Connolly is furious, explaining that the natives’ feet are tough enough to tramp through jungle whereas Western-style boots will give them blisters, infections and trench foot. Nonetheless, there is an extended comic thread as Mr Youkoumia hunts around for an importer of European boots, finds one, has them delivered in a big pile at Connolly’s barracks.

Connolly storms into Basil’s office and we wonder if he’s going to announce a mutiny but instead tells Basil that… his men ate all the boots (and then claimed they tasted more nutritious than their standard rations).

Then the birth control campaign arouses the ire of the churches. They are led by the leading Christian in the country, the Nestorian Patriarch who rallies the Chief Rabbi, the Mormon Elder and the chief representatives of all the creeds of the Empire against contraception and in favour of the decencies of married life etc. (Nestorianism is a Christian ‘heresy’ i.e. a branch of Christianity which early on diverged from what later became recognised as orthodox belief, was stifled in Catholic Western Europe but continued to flourish in the Middle East, hence then Patriarch’s authority here in remote Azania.)

Finally the French. M. Ballon and the French contingent hate and fear whatever the English are doing so they are infuriated by the influence the scapegrace Englishman has over the emperor. Only French scapegraces should have influence over African emperors.

Basil and Prudence

Basil has affair with Prudence Courtenay. She is a fresh young English rose, he is a dashing, handsome scapegrace, who never shaves or looks presentable but is tall and strong and manly and powerful. Of course, in the real world women are never attracted to tall, dark, handsome and rather dangerous men.

The RSPCA

Into the mix are thrown two prim, proper and high-minded ladies who arrive from England, Dame Mildred Porch and Miss Sarah Tin, on a mission to support animal welfare.

Their arrival is signalled at the start of a new chapter which opens with a refreshing change of modality or medium, namely from authorial narrative, to the texts of Dame Mildred’s letters back to her hubby in England complaining about pretty much every aspect of Azanian life.

This starts with the slapdash and almost insolent behaviour of the young attaché (William Bland) who is sent to collect them from the train station but makes it pretty plain his first priority is the monthly mail bag (complete with brand new records and magazines) rather than the two misses.

There isn’t space in his little car for the mail bag, the ladies and Miss Tin’s large trunk, which he leaves at the station assuring them he’ll send for it later and it becomes a running joke that this trunk never is retrieved and Miss Tin spends the rest of her stay bitterly complaining about it and having to borrow clothes.

The contraception campaign

The emperor’s contraception and family planning campaign becomes more feverish. He cares not that it will overthrow all native culture, both black African and Arab, by insisting on enforced birth control and smaller families. There’s a comic passage about a modern poster he gets made up and put everywhere showing two families.

It portrayed two contrasted scenes. On one side a native hut of hideous squalor, overrun with children of every age, suffering from every physical incapacity — crippled, deformed, blind, spotted and insane; the father prematurely aged with paternity squatted by an empty cook-pot; through the door could be seen his wife, withered and bowed with child-bearing, desperately hoeing at their inadequate crop. On the other side a bright parlour furnished with chairs and table; the mother, young and beautiful, sat at her ease eating a huge slice of raw meat; her husband smoked a long Arab hubble-bubble (still a caste mark of leisure throughout the land), while a single healthy child sat between them reading a newspaper. Inset between the two pictures was a detailed drawing of some up-to-date contraceptive apparatus and the words in Sakuyu: which home do you choose?

The comedy comes in the way the entire native population fails to get the message and picks the wrong home:

See: on right hand: there is rich man: smoke pipe like big chief: but his wife she no good; sit eating meat: and rich man no good: he only one son.
See: on left hand: poor man: not much to eat: but his wife she very good, work hard in field: man he good too: eleven children: one very mad, very holy. And in the middle: Emperor’s juju. Make you like that good man with eleven children.

It all leads up to the great Pageant of Contraception complete with floats depicting the Modern Woman, empowered by birth control to lead modern economically productive lives.

Achon the pretender

Meanwhile the emperor’s enemies have joined forces. The central trio of Connolly, Patriarch and Ballon  realise they’ll need someone to replace Seth when they overthrow him. They have heard rumours that a long-lost cousin of Seth’s, Achon, a son of the Great Emperor Amurath, was seized by Amurath’s daughter (the Empress whose recent death signalled Seth’s ascension) and sent away to be incarcerated for life in the remote monastery of St Mark the Evangelist.

He must be pushing 90 now, but the trio command the Earl of Ngumo, a comically traditionalist black chieftain, to journey through the jungle to the remote monastery and retrieve him. (The monastery itself, down to its layout and description of its ceremonies, is clearly based on the monastery of Debra Lebanos which Waugh visited on his 1930 trip and described in great (comic) detail in Remote People.)

There then follow long and canny negotiations between the Earl and the ancient Abbot about whether Achon was ever taken there, if so whether he’s still alive, if he’s still alive, how much it will cost to take Ngumo to him. This takes days, the stylised and formal discussions ringing very true and testifying to Waugh’s first hand experience of this kind of culture.

When finally revealed, it turns out Achon is pushing ninety and has been kept for decades in a cave chained to the wall. He can’t walk and can’t talk and has no idea what’s happening to him. So this is the walking skeleton the Earl of Ngumo brings back to the capital, where he is kept a secret by the trio of conspirators.

The pageant of contraception

And so the day dawns for the dramatic climax of the book, the great Birth Control Gala commences, a great festival day for the population of Debra Dowa. In a nice narrative decision Waugh doesn’t describe the thing as an omniscient narrator, but makes us see the entire thing from the point of view of Dame Mildred Porch and Miss Tin, whose hotel room overlooks the town’s main street but is quickly so overrun by uninvited guests that they decamp up to the corrugated metal roof of the hotel, with its short concrete parapet, to enjoy the scene.

Unfortunately, what they witness is the chaotic coup staged by Connolly, the Patriarch and Ballon. The procession of floats of the Modern Woman and Girl Guides carrying inspiring banners (“WOMEN OF TOMORROW DEMAND AN EMPTY CRADLE”, “THROUGH STERILITY TO CULTURE”) is suddenly interrupted by gunfire, the screaming of crowds, and then machine gunfire as troops move in.

After a long, confused and terrified afternoon trapped on the hotel roof in the blazing sun, as night finally falls the two women hear pukka English voices coming from down in the street. It is none other than young William from the Legation who has come to check they are OK. He is about to drive off when they chuck a whiskey bottle then a pillow down at his car which delays him long enough for them to run down the stairs and into the street and insist that he take them to the British Legation, despite his protestations and the knowledge that he’ll get it in the ear from his boss, Sir Sampson, who hates the even peacefulness of Legation life being disturbed in any way. Even by a coup.

The coronation of Achon

Again the omniscient narrator is ditched in favour of retailing the confused events of the next few days as they trickle through to the British Legation, isolated and fearful, 6 or 7 miles from the capital. Word comes through that Seth survived the coup but has fled.

Then we cut to the great ceremony, a week or so later, of the state coronation of Achon, who Connolly, the Patriarch and Ballon’s various propaganda channels have been telling the populace is the true heir to the throne. Unfortunately, when the Patriarch places the elaborate crown of Azania on Achon’s head it snaps his feeble neck and he dies on the spot. Chaos ensues.

At the British Legation

Fear in the Legation. Basil turns up in native disguise with camels and African servants. He helped Seth escape from the capital in the chaos after the coup, accompanied by bodyguards etc and has arranged a rendezvous in a week’s times.

Then he’s come to the Legation to see if they need his help. He takes over security and sets a watch of armed guards in case the locals or Connolly’s troops try to attack, but there is no attack. Instead, after a few days, a plane flies overhead and drops a stone with a message tied round it telling them to pack their stuff, more planes will be along soon. A few hours later some planes land in open fields by the Legation and tell the gathered Brits they are being evacuated. All the characters gather up whatever can be stashed in a small suitcase, and scamper into the planes which taxi and take off.

Prudence just has time for a last scene with Basil, begging him to catch a plane with them. But he is determined to make a rendezvous in the jungle with Seth. Prudence is wearing a rather fetching red beret. Sadly she scampers back to the planes which were waiting for her before they all take off together.

The view from up in the air is frightfully ripping till her plane suddenly seems to be flying lower than the others, the pilot yells something back to his passengers, then he has to make an emergency landing in a clearing. ‘Should have it fixed in a jiffy,’ he quips. I expected maybe Basil, trekking through the jungle with his camels, might find and rescue her. Little did I know…

Basil’s trek

There’s then quite a long description of Basil’s trek through the jungle to the rendezvous point with Seth. One by one the natives abandon him. On the second day his servants intercept a messenger who’s carrying a piece of paper stuck in the traditional cleft stick. The message is from Viscount Boaz to the Earl of Ngumo and says a) he is loyal to the new emperor Achon b) he has with him the former emperor Seth c) should he take steps to relieve the new emperor of this embarrassment? I.e. murder Seth?

Immediately grasping that Seth’s life is at stake, Basil orders the reluctant messenger to turn round and run back to Boaz and tell him Achon is dead, the coup has failed, so Seth has been restored as the rightful emperor, and not to kill him.

A day later Basil arrives at the rendezvous but, to cut a long story short, discovers Seth is dead. If only the messenger had returned a day sooner he would be alive. Boaz, who had captured Seth and is responsible for his murder, makes up various excuses and tells a stream of fictions about how Seth met his end, accident, illness, suicide and so on. Whatever the cause, he is dead. They take Basil to see Seth’s body, which native women are sewing up in a shroud with herbs and spices.

Basil decides on the spot to do the decent thing and take the body back to Seth’s ancestral birthplace, in the heart of the Wanda people. There follows more trekking through the jungle with camels bearing the dead emperor’s body.

Eventually Basil arrives and is sadly welcomed and there is a long, detailed and genuinely moving description of the funeral rites the Wanda people give their dead leader. Basil makes a long and noble exequy, such as would befit the funeral rites of a dead hero in the Iliad or Beowulf. There is not a shred of condescension as Waugh describes with forensic accuracy the ritual feast in which Basil joins, as the assembled tribal notables eat from a large pot of stew, scooping up the chunks of meat with flatbread, along with the ritual drinking and other traditional funeral rites. Waugh endows it all with great beauty as it builds to its climax of an impressive funeral pyre.

Soon the pyre was enveloped in towering flames. The people took up the song and swayed on their haunches, chanting. The bundle on the crest bubbled and spluttered like fresh pine until the skin cerements burst open and revealed briefly in the heart of the furnace the incandescent corpse of the Emperor. Then there was a subsidence among the timbers and it disappeared from view.

I actually found this scene genuinely moving because it is described so precisely and without a shred of patronage or condescension, Waugh and his character taking it completely at face value as rites becoming a dead emperor.

All the more shocking, horrifying and bitterly nihilistic is the sequel. Walking away from the ongoing celebrations around the burning pyre Basil comes across a drunk old man in the shadows, nodding and drooling. Suddenly a flare of light from the pyre reveals the old man is wearing a red beret. Basil realises it’s Prudence’s. Is she here? Basil shakes the old man and asks where the owner of the hat is. The old man pats his tummy and says ‘Here. We’ve all just eaten her.’

Waugh achieves his best psychological or emotional effects by distancing them, like the casual deaths in Decline and Fall or Vile Bodies. He doesn’t give Basil’s response or reaction or feelings. The chapter, and the entire Africa section ends on this genuinely shocking revelation.

Back in London

Next thing we know we are back in silly frivolous superficial London and Basil is ringing up his dissolute chums, owners of the bedroom where we first met him coming round from a drunken stupor, Sonia and Alisdair.

They inform him that while he’s been away there’s been some kind of ‘crash’ and everyone’s now beastly poor. It’s just too too dull. He pops round, they drink and play silly parlour games and every time he threatens to tell them anything about his African adventure they all tell him to shush. Nothing serious here, thank you very much. Later in the evening he goes round to see his mistress, the married woman Angela Lyne. The sense is of him picking up the shallow, cynical merry-go-round of London life exactly where he left off. Nothing has changed in the tone of eternal frivolity, the worship of superficiality,  the casual, depthless amorality. Except for Basil. He has changed, changed utterly.

Bleak endings

You often read people referring to the bleak ending of A Handful of Dust as an epitome of futility. I’d forgotten that the endings of Vile Bodies and Black Mischief are every bit as devastatingly nihilistic. Some people might find the killing and eating of Prudence funny, maybe I did when I was a callow youth, but now I am appalled by it and, like the death of vivacious Agatha Runcible, it casts a gloomy pall over everything which preceded it.

Epilogue

The League of Nations steps in and makes Azania a ‘protectorate’ to be jointly administered by France and Britain. We are swiftly introduced to the new generation of civil servants who are going to run the place, are building roads and hospitals and pretty little bungalows on the hill and gossip gaily about all the characters who have featured in the novel and have now departed. Sir Samson, his wife, the other Legation officials are old news now. Waugh shows with devastating accuracy how the gossip and common opinion about them has been twisted and distorted out of all recognition. It’s what happens to everyone all the time. Everything any of us does is quickly twisted and distorted out of all recognition by people who have never met us and don’t care.

The narrative focuses in on two young Brits who’ve joined the recently appointed Protectorate staff as they discuss the fate of old Colonel Connolly. They pride themselves on having gotten him expelled from the country and speculate that he might end up in Abyssinia, funny how he’s so attached to that native woman of his (Connolly’s ‘Black Bitch’ loyal to the last).

And then they agree how they all rely on the services of the estimable Armenian, Mr Youkoumian. Rulers may come and rulers may go but quick-thinking, flexible and adaptable merchants go on for ever.


Related links

Evelyn Waugh reviews

The Book of Imaginary Beings by Jorge Luis Borges (1967)

This is an alphabetical list of fantastical and imaginary beasts from myth and legend, compiled by Borges with the assistance of his friend, Margarita Guerrero, and, to be honest, it’s a bit boring.

The Penguin paperback edition of The Book of Imaginary Beings has three prefaces which, among other things, point out that the collection grew, from 82 pieces in 1957, to 116 in 1967, to 120 in the 1969 edition. It’s an example of the pleasurable way all Borges’s collections – of poems, essays or stories – accumulate additional content over successive editions and, in doing so, hint at the scope for infinite expansion, and the dizzying sense of infinite vistas which lie behind so many of his fictions.

Imaginary beings

Strictly speaking there’s an endless number of imaginary beings since every person in every novel or play ever written is an imaginary being – but, of course, the authors have in mind not imaginary people but imaginary animals, fabulous beasts concocted by human fantasy. They have aimed to create:

a handbook of the strange creatures conceived through time and space by the human imagination

The book was created in collaboration with Borges’s friend Margarita Guerrero, and between them they tell us they had great fun ransacking ‘the maze-like vaults of the Biblioteca Nacional’ in Buenos Aires, scouring through books ancient and modern, fictional and factual, for the profiles of mythical beings from folklore and legend.

One of the conclusions they make in the preface was that it is quite difficult to make up new monsters. Many have tried, but most new-fangled creatures fall by the wayside. For example, Flaubert had a go at making new monsters in the later parts of The Temptation of Saint Anthony, but none of them really stir the imagination. There appear to be some archetypal patterns which just seem to gel with the human imagination, which chime with our deepest fears or desires and so have lasted through the centuries in folklore and myth, and are found across different cultures.

We are as ignorant of the meaning of the dragon as we are of the meaning of the universe, but there is something in the dragon’s image that appeals to the human imagination, and so we find the dragon in quite distinct places and times. It is, so to speak, a necessary monster, not an ephemeral or accidental one, such as the three-headed chimera or the catoblepas.

There are entries for 120 imaginary beasts, arranged in alphabetical order across 142 pages, making an average of 1.2 pages per entry, much shorter even than his short stories, about the same length as the ‘parables’ included in Labyrinths. Where possible, the authors include references to the source documents or texts where they discovered good descriptions of the beast in question.

But book actually references quite a few more than the 120 nominal beasts since many of the entries are portmanteau headings of, for example, the imaginary fauna of Chile (6 beasts); the Fauna of China entry (taken from the T’ai P’ing Kuang Chi) describes 12 imaginary beasts and 3 types of mutant human (people whose hands dangle to the ground or have human bodies but bat wings); the Fauna of America entry describes nine weird and wonderful animals. In other words, the book actually contains names and descriptions of many times 120 beasts, at a rough guess at least three times as many.

Thoughts

This should all be rather wonderful, shouldn’t it? But although it’s often distracting and amusing, The Book of Imaginary Beings almost entirely lacks the sense of wonder and marvel which characterises the extraordinary contents of Labyrinths.

Ultimately, the long list becomes rather wearing and highlights the barrenness of even the most florid creations if they are not brought to life by either a chunky narrative (I mean a narrative long enough for you to become engaged with) or by Borges’s magic touch, his deployment of strange and bizarre ideas to animate them.

Borges’s best stories start with wonderful, mind-dazzling insights and create carapaces of references or narrative around them. These encyclopedia-style articles about fabulous creatures, on the other hand, occasionally gesture towards the strange and illuminating but, by and large, remain not much more than a succession of raw facts.

For example, we learn that the word ‘basilisk’ comes from the Greek meaning ‘little king’, that the fabulous beast it refers to is mentioned in the authors Pliny and Chaucer and Aldrovani, in each of which it has a different appearance; we are given a long excerpt about the basilisk from Lucan’s Pharsalia.

Well, this is all very well and factual, but where are the ideas and eerie insights which make Borges’s ficciones so mind-blowing? Nowhere. The entries read like raw ingredients which are waiting to be cooked by Borges into a dazzling essay… which never materialises. More than that, it’s full of sentences which are uncharacteristically flaccid and banal.

Suggested or stimulated by reflections in mirrors and in water and by twins, the idea of the Double is common to many countries.

Really? In some of his stories this idea comes to dazzling life; in this collection of articles, it lies dead on the page.

A bestiary manqué

You could argue that the whole idea is an updating of the popular medieval genre of the ‘bestiary’. Wikipedia gives a pithy summary of the genre:

A bestiary is a compendium of beasts. Originating in the ancient world, bestiaries were made popular in the Middle Ages in illustrated volumes that described various animals and even rocks. The natural history and illustration of each beast was usually accompanied by a moral lesson.

I think the key is in that final phrase: bestiaries may well have fired the imaginations of their readers, amused and distracted them, but they had a purpose. Indeed, to the medieval mind the whole natural world was full of meaning and so every single creature in it existed to point a moral, to teach humans something (about God, about the Christian life, and so on). Bolstering every anecdote about this or that fabulous animal was a lesson we could all take away and benefit from.

Whereas, being 20th century agnostics and, moreover, of a modernist turn of mind which prefers clipped brevity to Victorian verbosity, the authors write entries which are deliberately brief and understated, and shorn of any moral or reflection, or analysis.

Whereas Borges’s fictions tend to build up to a bombshell insight which can haunt you for days, these entries just end and then you’re onto another item on the list, then another, then another, and after a while the absence of analysis or insight begins to feel like an almost physical lack.

Pictures

Given its static nature as a rather passive list written in often lifeless prose, what this book would really, really have have benefited from would have been being published in a large, coffee table format with an illustration for each monster.

I googled a lot of the entries in the book and immediately began having more fun on the internet, looking at the weird and wonderful illustrations of the beasts – comparing the way the basilisk or chimera or behemoth have depicted through the ages (and in our age which has seen an explosion of fantastical illustrations) than I had in reading Borges and Guerrero’s rather drab texts.

The two-headed Bird Dragon Ouroboros from the Aberdeen bestiary Illuminated manuscript

The two-headed bird-dragon Ouroboros from the Aberdeen bestiary illuminated manuscript

Favourites

On the up-side, here are some things I enjoyed:

I was delighted that The Book of Imaginary Beings contains not one but two entries for made-up creatures in C.S. Lewis’s science fiction novel, Perelandra.

To be reminded of the strange fact that Sleipnir, the horse belonging to Odin, king of the Norse gods, had eight legs.

A Chinese legend has it that the people who lived in mirrors were a different shape and size and kind from the people in this world. Once there were no borders and people could come and go between the real world and the mirror world. Then the mirror people launched an attack on our world but were defeated by the forces of the Yellow Emperor who compelled them to take human form and slavishly ape all the behaviour of people in this world, as if they were simply our reflections. But one day they will rise up and reclaim their freedom (Fauna of Mirrors).

The Hidebehind is always hiding behind something. No matter how many times or whichever way a man turns, it is always behind him, and that’s why nobody has been able to describe it, even though it is credited with having killed and devoured many a lumberjack. The Goofus Bird builds its nest upside down and flies backward, not caring where it’s going, only where it’s been.

At one point Borges lingers on the dogma of the Kabbalists and, for a moment, the real deep Borges appears, the one fascinated by the paradoxes of infinity:

In a book inspired by infinite wisdom, nothing can be left to chance, not even the number of words it contains or the order of the letters; this is what the Kabbalists thought, and they devoted themselves to the task of counting, combining, and permutating the letters of the Scriptures, fired by a desire to penetrate the secrets of God.

A Platonic year is the time required by the sun, the moon, and the five planets to return to their initial position; Tacitus in his Dialogus de Oratoribus calculates this as 12,994 common years.

In the middle of the twelfth century, a forged letter supposedly sent by Prester John, the king of kings, to the Emperor of Byzantium, made its way all over Europe. This epistle, which is a catalogue of wonders, speaks of gigantic ants that dig gold, and of a River of Stones, and of a Sea of Sand with living fish, and of a towering mirror that reflects whatever happens in the kingdom, and of a sceptre carved of a single emerald, and of pebbles that make a man invisible or that light up the night.

Threes

The Greek gods ruled three realms, heaven ruled by Zeus, the sea ruled by Poseidon, and hell ruled by Hades.

In ancient Greek religion the Moirai, called by the Romans the Parcae, known in English as the Fates, were the incarnations of destiny: Clotho (the ‘spinner’), Lachesis (the ‘allotter’) and Atropos (the ‘unturnable’, a metaphor for death).

Cerberus, the huge dog guarding hell, had three heads.

In Norse mythology, the Norns are female beings who rule the destiny of gods and men. In Snorri Sturluson’s interpretation of the Völuspá, there are three main norns, Urðr (Wyrd), Verðandi and Skuld. They are invoked in the three weird sisters who appear in Shakespeare’s Macbeth.

There are many valkyries – choosers of the dead –but tradition names three main ones as Hildr, Þrúðr and Hlökk.

Hinduism has Trimurti (Sanskrit for ‘three forms’) referring to the triad of the three gods Brahma, Vishnu, and Shiva.

The Christian God is a Trinity of God the Father, God the Son and God the Holy Spirit.

Jesus is resurrected on the third day after his crucifixion (counting Good Friday, Saturday and Sunday as days), an event prefigured by the three days the prophet Jonah spent in the belly of the whale.

In The Divine Comedy Dante journeys through the three parts of the afterworld, hell, purgatory and paradise.

According to Moslem tradition, Allah created three different species of intelligent beings: Angels, who are made of light; Jinn (‘Jinnee’ or ‘Genie’ in the singular), who are made of fire; and Men, who are made of earth.

Jinnee or genies grant three wishes.

Humans divide time (if it exists, that is) into the past, the present and the future.

The three billygoats gruff. The three bears. The three little pigs.

Fours

The four horsemen of the apocalypse.

The four gospels of the four evangelists, each one symbolised by an animal: to Matthew a man’s face, Mark the lion; Luke the calf; and John, the eagle.

In Babylon, the prophet Ezekiel saw in a vision four beasts or angels, ‘And every one had four faces, and every one had four wings’ and ‘As for the likeness of their faces, they four had the face of a man, and the face of a lion, on the right side: and they four had the face of an ox on the left side; they four also had the face of an eagle.’

John the Divine in the fourth chapter of Revelations: ‘And before the throne there was a sea of glass like unto crystal: and in the midst of the throne, and round about the throne, were four beasts full of eyes before and behind. And the first beast was like a lion, and the second beast like a calf, and the third beast had a face as a man, and the fourth beast was like a flying eagle. And the four beasts had each of them six wings about him; and they were full of eyes within…’

In the most important of Kabbalistic works, the Zohar or Book of Splendour, we read that these four beasts are called Haniel, Kafziel, Azriel, and Aniel and that they face east, north, south, and west.

Dante stated that every passage of the Bible has a fourfold meaning: the literal, the allegorical, the moral, and the spiritual.

The four corners of the earth. The four points of the compass.

The Greeks divided visible matter into the four elements of fire, earth, air, and water, and attributed the four humours which match them, black bile, yellow bile, phlegm, and blood, themselves the basis of the four temperaments of mankind, choleric, melancholic, phlegmatic and sanguine, respectively.

The four magic animals of Chinese cosmogony.

The four animals of good omen, being the unicorn, the dragon, the phoenix, and the tortoise.

A Borges reading list

This is an incomplete list of the texts most frequently referred to in The Book of Imaginary Beings. Laid out like this you can see how, beyond the respectable tradition of the classics, this is a kind of greatest hits selection of the esoteric and mystical traditions of world literature.

Reflecting on the list of texts, I realised they have one thing in common which is that they are all pre-scientific and non-scientific. Personally, I believe in modern cosmology’s account of the creation of the universe in a big bang, in the weird discoveries of particle physics which account for matter, gravity, light and so on; and, when it comes to life forms, I believe in a purely mechanistic origin for replicating life, and in Darwin’s theory of natural selection as improved by the discovery of the helical structure of DNA in 1953 and the 70 subsequent years of genetic science, to explain why there are, and inevitably have to be, such an enormous variety of life forms on earth.

For me, taken together, all the strands of modern science explain pretty much everything about the world around us and about human nature: why we are why we are, why we think and behave as we do.

None of that is recorded in any of these books. Instead everything in the books listed here amounts to various types of frivolous entertainment and speculation. It could be described as highly decorative rubbish. Homer and the Aeneid may well be the bedrocks of Western literature and Dante one of the central figures of European civilisation but, having lived and worked in the world for over 40 years, I’m well aware that the vast majority of people neither know nor care, and care even less about the more remote and obscure books on this list. They are for the pleasure of antiquaries and lovers of the obscure; people, dear reader, like thee and me.

Ancient world

  • The Epic of Gilgamesh
  • The Iliad and the Odyssey by Homer
  • Hesiod’s Theogony and Book of Days (700 BC)
  • The Old Testament
  • The Tibetan Book of the Dead
  • The Mahābhārata (3rd century BC?)
  • The Argonautica by Apollonius Rhodius (3rd century BC)
  • The Aeneid by Virgil (29 to 19 BC)
  • Metamorphoses or the Books of Transformations by Ovid (8 AD)
  • De Bello Civili or the Pharsalia by Lucan (30 AD?)
  • On the Nature of the Gods by Cicero
  • The Natural History by Pliny the Elder (77 AD)
  • History of the Jewish Wars by Flavius Josephus
  • The New Testament (1st century AD)

Middle Ages

  • Beowulf
  • The Exeter Book (tenth century)
  • The Song of Roland (11th-century)
  • The Poetic Edda (13th century)
  • The Prose Edda (13th century)
  • The Zohar, primary text of the Kabbalists
  • The 1001 Arabian Nights
  • The Golden Legend compiled by Jacobus de Voragine (thirteenth century)
  • The Travels of Marco Polo (1300)
  • The Divine Comedy by Dante Alighieri (1320)
  • Travels of Sir John Mandeville (1360s)
  • Autobiography by Benvenuto Cellini (1563)
  • Orlando Furioso by Ludovico Ariosto (1532)

Early modern

  • The Ingenious Gentleman Don Quixote of La Mancha by Miguel de Cervantes (1605 and 1615)
  • The Anatomy of Melancholy by Robert Burton (1621)
  • Hydriotaphia, Urn Burial, or, a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)
  • Peter Wilkins by Robert Paltock (1751)
  • The World as Will and Representation (1844) by Arthur Schopenhauer
  • The Temptation of Saint Anthony by Gustave Flaubert (1874)
  • The Golem by Gustav Meyrink (1915)

Would be a challenge, fun and interesting to read all these books, in this order. A nutritious slice through Western civilisation.


Related links

Borges reviews

Labyrinths by Jorge Luis Borges (1962)

The metaphysicians of Tlön do not seek for the truth or even for verisimilitude, but rather for the astounding.

There is no pleasure more complex than that of thought.

In the course of a life dedicated to letters and (at times) to metaphysical perplexity…

Borges wrote a surprising amount (some 70 books in Spanish) and yet he is principally known in the Anglo-Saxon world for just one work published 60 years ago, Labyrinths, a breath-taking collection of 40 mind-bending short stories, short essays, and ‘parables’, all of which reference, quote and play with a multitude of obscure and arcane texts and ideas derived from philosophy, theology and mysticism.

Penguin went on to publish a flotilla of four or five other volumes by Borges, but none of them hold a candle to Labyrinths which is one of the most important volumes of short stories in English in the second half of the 20th century. It is a scandal that, to this day, only a fraction of Borges’s output has been translated into English.

Adventures among books and ideas

Labyrinths consists of 23 ficciones, ten essays and eight ‘parables’. All the stories were written and first published in Borges’s native Spanish in Argentine literary magazines between 1941 and 1956. The first 13 stories are taken from a previous collection, Ficciones, published in 1945, which was expanded in successive editions, and the remaining ten were published in a collection titled The Aleph, published in 1949, and also added to in later editions. That’s a long time ago but when you look at individual stories it’s striking to see that most of them were first published in literary magazines much earlier, most of them at the very end of the 1930s, during the Second World War and in the immediate post-war years. Although he carried on writing into the 1980s, his greatest hits were composed in the 1940s.

Before I exhaust myself giving brief summaries of each of the pieces, let me make a simple point which is that, rereading Borges’s stories made me realise that possibly his major discovery was that, for the purposes of writing a short fiction, you can replace plot with ideas.

What I mean is that the best stories discuss philosophical and metaphysical or mystical ideas and, in doing so, refer to scores of obscure Latin and Greek, or Christian or Islamic texts and sources – and that it is this, rather than plots, character or dialogue, which fills his stories.

Most adventures are, almost by definition, about people, about named characters. Borges’s short fictions are adventures whose protagonists are ideas, ideas characterised by their multi-layered bookishness and whose explanation requires multiple references to all manner of arcane texts – and whose ‘adventure’ consists in the logical unfolding of far-fetched premises to even more-mind-boggling conclusions: such as the man who discovers he is a dream created by someone else; or that the entire universe is made up of an infinite library; or that all human activity is determined by a secret lottery; and so on.

It is immensely characteristic of this preference for ideas over psychology or emotions or feelings that, when the narrator of Tlön, Uqbar, Orbis Tertius stumbles across an encyclopedia purporting to catalogue the fictitious planet of Tlön, he experiences a moment of delirious happiness i.e. emotion, feeling – but quickly stifles it:

I began to leaf through [the encyclopedia] and experienced an astonished and airy feeling of vertigo which I shall not describe, for this is not the story of my emotions but of Uqbar and Tlön and Orbis Tertius.

In fact various emotions do occur in the stories, there are characters and events, but this moment can stand as a symbol of the way that fiction’s traditional concerns for character and emotion and plot are, on the whole, in Borges’s stories, repressed or sidelined in order to make way for the adventures of ideas and books.

Borges’s bookishness is not for everyone

And I suppose there’s a point that’s so obvious that it’s easy to miss which is that you have to be fairly learnèd and scholarly, or at least fairly well-read, in order to really enjoy these works. On the first page alone of Deutsches Requiem Borges mentions Brahms and Schopenhauer and Shakespeare and Nietzsche and Spengler and Goethe and Lucretius. Now I not only know who these guys all are, but I have read some or much of all of them (a lot of Shakespeare and Nietszche, a book of Schopenhauer’s, some Goethe and Spengler) and so the mental edifice which invoking their names creates, the structure and framework of the story, are all entirely familiar to me and so I can enjoy how Borges plays with their names and references.

But I suppose there will be many readers who haven’t read (or listened to, in the case of Brahms) these authors and composers, and so might have to stop and Google each of them and, I suppose, this might well put off a lot of potential readers. It’s not that the stories are intrinsically ‘difficult’ (though sometimes they juggle with ideas on the edge of comprehension) so much as that the entire atmosphere of intense bookishness and scholarly whimsy which they evoke might well deter as many unbookish readers as it fanatically attracts fans and devotees among the literary-minded.

Contents – Fictions

Tlön, Uqbar, Orbis Tertius (1940)

Uqbar is a mythical land which the narrator and friends find mentioned in a ‘pirated’ edition of Volume XLVI of the Anglo-American Cyclopaedia, but can find referred to nowhere else, despite ransacking the reference books of numerous libraries. The article explains that the literature of Uqbar was one of fantasy, featuring epics and legends set in two imaginary regions, Mlejnas and Tlön. In part 2 of the story we learn that Tlön is less an imaginary realm than an entire ‘planet’.

At first it was believed that Tlön was a mere chaos, an irresponsible license of the imagination; now it is known that it is a cosmos and that the intimate laws which govern it have been formulated, at least provisionally

Once he has posited the existence of this ‘planet’, the narrator goes on to recount the dizzying nature of its language and its many schools of philosophy:

  • one of the schools of Tlön goes so far as to negate time: it reasons that the present is indefinite, that the future has no reality other than as a present hope, that the past has no reality other than as a present memory
  • another school declares that all time has already transpired and that our life is only the crepuscular and no
    doubt falsified and mutilated memory or reflection of an irrecoverable process
  • another, that the history of the universe — and in it our lives and the most tenuous detail of our lives — is the scripture produced by a subordinate god in order to communicate with a demon
  • another, that the universe is comparable to those cryptographs in which not all the symbols are valid and that only what happens every three hundred nights is true
  • another, that while we sleep here, we are awake elsewhere and that in this way every man is two men

This is what makes Borges’s stories so phenomenally packed and mind-bending: that each individual sentence is capable of introducing to an entirely new way of thinking about the world.

The postscript to the story describes the narrator stumbling on a letter which purports to summarise the process whereby magi in the early 17th century decided to invent a country, how the idea was handed down as the texts proliferate, till an early Victorian American decided they needed to be more ambitious and describe an entire planet. In 1914 the last volume of a projected 40-volume encyclopedia of Tlön was distributed to the cabal of experts. It is estimated it will become the Greatest Work of Mankind, but it was decided this vast undertaking would itself be the basis of an even more detailed account which was provisionally titled the Orbus Tertius. Slowly, the narrator claims, mysterious objects from Tlön have appeared in our world. This last part is set two years in the future and describes a world in which news of Tlön has become widespread and artefacts from the imaginary planet are appearing all over the world and beginning to replace our own.

The contact and the habit of Tlön have disintegrated this world…Already the schools have been invaded by the (conjectural) “primitive language” of Tlön; already the teaching of its harmonious history (filled with moving episodes) has wiped out the one which governed in my childhood; already a fictitious past occupies in our memories the place of another, a past of which we know nothing with certainty — not even that it is false… A scattered dynasty of solitary men has changed the face of the world. Their task continues. If our forecasts are not in error, a hundred years from now someone will discover the hundred volumes of the Second Encyclopedia of Tlön. Then English and French and mere Spanish will disappear from the globe. The world will be Tlön.

So it is, on a fairly obvious level, a kind of science fiction disaster story in which our world will eventually be taken over and/or destroyed by the imaginary creation of the cabal.

The Garden of Forking Paths (1941)

A story which opens with a book and is about a book. Its first sentence is:

On page 22 of Liddell Hart’s History of World War I you will read that an attack against the Serre-Montauban line by thirteen British divisions (supported by 1,400 artillery pieces), planned for the 24th of July, 1916, had to be postponed until the morning of the 29th….

The story is the account of Dr. Yu Tsun, former professor of English at the Hochschule at Tsingtao, a spy acting for the Germans, based in England, in Staffordshire, but is rumbled by a British officer, Captain Madden, so makes his way by train to the village of Ashgrove and the house of one Dr Stephen Albert, who describes the efforts of Yu’s ancestor, ‘Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost’. The story reveals that this labyrinth is metaphorical: it actually stands for the scattered manuscript of an incomplete book. The garden of forking paths is the novel promised by never completed. But the nature of the fragments is deliberate:

The Garden of Forking Paths is an incomplete, but not false, image of the universe as Ts’ui Pên conceived it. In contrast to Newton and Schopenhauer, your ancestor did not believe in a uniform, absolute time. He believed in an infinite series of times, in a growing, dizzying net of divergent, convergent and parallel times. This network of times which approached one another, forked, broke off, or were unaware of one another for centuries, embraces all possibilities of time.

So it’s about a book which encompasses all time, and all possible permutations of time.

The Lottery in Babylon (1941)

Tells the story of the development of a hyper-complex lottery run by the all-powerful ‘Company’ in a fictional version of ‘Babylon’, which ends up becoming the basis for everything which happens, for every event in everybody’s lives.

Pierre Menard, Author of the Quixote (1939)

This purports to be a brief article by a follower of the now deceased writer Pierre Menard. It starts by listing the complete works of the defunct writer, some 19 in all, thus establishing the hyper-bookish context; then goes on to describe the unprecedented attempt by Pierre Menard to rewrite (sections of) Don Quixote as if by himself, as if for the first time, as if written by a 20th century author, and the complexity and strangeness of the result.

The Circular Ruins (1940)

The unnamed man arrives in a canoe from the south, beaches it in the mud and climbs to the ancient ruins.

The purpose which guided him was not impossible, though it was supernatural. He wanted to dream a man: he wanted to dream him with minute integrity and insert him into reality

He devotes years to dreaming, piece by piece, a perfect young man, who he then teaches in his dreams and who then finally becomes a real entity in the real world, who can pass painlessly though fire. But when a forest fire rages towards the ruins where he has been living the man walks boldly towards them – only not to feel a thing and to realise, that he himself is a dream-man who has been dreamed, in his turn, by someone else.

The Library of Babel (1941)

The narrator lives inside a library so huge, made up of infinite levels and extending through infinite galleries of hexagonal rooms, that he and all the other inhabitants regard it as the known universe. From this perspective, of an inhabitant of the infinite library, he shares with us the discoveries and/or theories of various other inhabitants who, through the centuries, have explored deeper into the infinite library, made discoveries and come up with theories as to its origin and purpose, for example the theories of the idealists (‘the hexagonal rooms are a necessary form of absolute space’) or the mystics (‘The mystics claim that their ecstasy reveals to them a circular chamber containing a great circular book, whose spine is continuous and which follows the complete circle of the walls’) origin stories (‘Man, the imperfect librarian, may be the product of chance or of malevolent demiurgi’), those who have given up trying to find meaning (‘I know of an uncouth region whose librarians repudiate the vain and superstitious custom of finding a meaning in books and equate it with that of finding a meaning in dreams or in the chaotic lines of one’s palm’).

Five hundred years before his birth the momentous discovery was made that the library contains all possible combinations of their language’s 25 symbols, in other words, contains all human knowledge, and much more, contains the history and future of everyone. This led to a wave of optimism and pride. This gave rise to a category of men named inquisitors who travel far and wide in search of these phantom volumes which will explain everything, and are named the Vindications. This was followed by the depressing realisation that, although these books certainly exist, in a library infinitely large anyone’s chances of finding them are infinitely small. Which gave rise to a semi-religious movement of nihilists, the Purifiers, who set out to examine and destroy all books which are not Vindications. But even their senseless destruction of millions of books made little difference in a library which is infinite in size.

The knowledge that everything has already been written has had a negative effect. Some have become religious hysterics. Suicides have become more common. The population of the hexagonal rooms has been depleted. He wonders whether the human species will be extinguished.

Funes the Memorious (1942)

Ireneo Funes was a dark, Indian-looking man from Uruguay. He died in 1889. The author of this piece is contributing a memoir of him to a volume to be published in his honour. Funes was a perfectly ordinary young man till a horse threw him aged 19. From that point onwards, he remembers everything which happens to him, every single impression, sight, sound and smell which his senses register, is recorded in the fine instrument of his memmory.

The two projects I have indicated (an infinite vocabulary for the natural series of numbers, a useless mental catalogue of all the images of his memory) combine in this dazzling idea. Not just memory, he notices everything.

He was the solitary and lucid spectator of a multiform, instantaneous and almost intolerably precise world

And the ‘story’, really an essay based on a fictional premise, explores what it would mean to live in this state.

To think is to forget differences, generalize, make abstractions. In the teeming world of Funes, there were only details, almost immediate in their presence.

The Shape of the Sword (1942)

Not a bookish brain-teaser, this is a much more straightforward story. The narrator, who is referred to as Borges, is forced when travelling in the North to stay in the house of a man who has a reputation as a martinet and occasional drunk who is disfigured by a half-moon-shaped scar on his forehead. The man treats Borges to dinner then they get talking and finally the man tells him his story: how he was a fighter with the IRA during the Irish Civil War, and helped mentor and protect a vehement young recruit, one John Vincent Moon, a committed communist who shut down every discussion with his fervent ideology. On a patrol they were caught by a guard who shot and nicked Moon’s shoulder. They break into the abandoned house of an old Indian officer, to hide out. When the town they were hiding in was taken by the Black and Tans, he returned to the house to overhear Moon betraying him to the authorities on the promise of his own safe passage, whereupon he chased Moon round the house brandishing one of the swords belonging to its absent owner until he caught him and branded his face with the half moon with a sword.

All through the story you’d been led to believe the narrator was the strong man. Only at the end does he break down and confess that it was he who was the betraying coward, John Vincent Moon. And hence the scar cut into his face.

Theme of the Traitor and the Hero (1944)

A very short story which foregrounds its own fictiveness, as Borges admits it’s an idea for a story which could be set anywhere, then arbitrarily settles on Ireland where, he says, a man named Ryan is researching the famous assassination of an eminent Irish patriot, his great-grandfather, Fergus Kilpatrick, in a theatre in 1824. His researches show him that Kilpatrick’s assassination shared many details with that of Julius Caesar, the parallels so eerie that for a while he develops a theory of ‘the existence of a secret form of time, a pattern of repeated lines’, and invokes the theories of Condorcet, Hegel, Spengler and Vico to back him up.

But then a stranger reality emerges. He discovers the oldest and closest of Kilpatrick’s companions, James Alexander Nolan, had translated the main plays of Shakespeare back in 1814. Finally the story that emerges is this: the conspirators kept being betrayed to the police so Kilpatrick had tasked his oldest comrade, Nolan, with identifying the traitor. At a secret meeting of the patriots Nolan announced that it was Kilpatrick himself. The great patriot admitted it. They discussed how to deal with him. They came up with a drama, a play, a theatrical event, which would ensure Kilpatrick’s punishment and death, and yet if he was said to have been assassinated at the theatre, people’s illusions about him, and the Cause in general, would be preserved. And so Nolan, the Shakespeare translator, arranged it all, even borrowing certain events (the unheeded warning) in order to make the ‘assassination’ more melodramatic and memorable.

And also, his disillusioned great grandson and biographer speculates, to leave messages to posterity. Some of the allusions were pretty crass. Maybe he, Ryan, was intended to discover the truth. After weighing the pros and cons, Ryan decides to suppress what he has learned, and write a straightforward biography climaxing in the great man’s tragic assassination. Maybe that, too, was part of the plan.

Death and the Compass (1942)

This is a murder mystery of a particularly arch and contrived tone, but reading it makes you realise Borges’s debt to the English yarn tellers of the 1890s, to Robert Louis Stevenson and especially Conan Doyle. We are introduced to Erik Lönnrot, another in the long line of hyper-intellectual freelance detectives with a taste for paradox and irony i.e. an entirely literary creation, who also, as per the tradition, plays off a phlegmatic police inspector, Franz Treviranus.

At the Third Talmudic Congress held in the Hotel du Nord, Rabbi Marcel Yarmolinsky goes to bed one night and his body is found dead, stabbed in the chest, the next morning. The dead man, of course, had a number of rare and arcane books of theology in his room. Which Lönnrot takes away and reads:

One large octavo volume revealed to him the teachings of Israel Baal Shem Tobh, founder of the sect of the Pious; another, the virtues and terrors of the Tetragrammaton, which is the unutterable name of God; another, the thesis that God has a secret name, in which is epitomized (as in the crystal sphere which the Persians ascribe to Alexander of Macedonia) his ninth attribute, eternity — that is to say, the immediate knowledge of all things that will be, which are and which have been in the universe…

Books books books. But then more bodies turn up dead – small-time crook Daniel Simon Azevedo, then the kidnapping and murder of one Gryphius. We know the three murders are linked because at the scene three sentences are written, ‘The first letter of the Name has been uttered’, and the second and the third.

After the third the police are anonymously sent a letter sent by ‘Baruch Spinoza’ asserting that a fourth murder will not be carried out. But Lönnrot has seen through all this. He Dandy Red Scharlach set out

to weave a labyrinth around the man who had imprisoned my brother. I have woven it and it is firm: the ingredients are a dead heresiologist, a compass, an eighteenth-century sect, a Greek word, a dagger, the diamonds of a paint shop.

The Secret Miracle (1943)

Hladik had rounded forty. Aside from a few friendships and many habits, the problematic exercise of literature constituted his life…

Jaromir Hladik is an author of, among others, an unfinished drama entitled The Enemies, of Vindication of Eternity (which discusses immutable Being of Parmenides, the modifiable Past of Hinton, and the idealist philosopher, Francis Bradley) and of a study of the indirect Jewish sources of Jakob Böhme, he has translated the Sepher Yezirah and published studies of the work of Böhme, of Ibn Ezra, and of Fludd. He is another of Borges’s hyper-bookish heroes.

The Nazis take Prague and seize Hladik who is identified as a Jewish author and condemned to death. The story deals with the feverishly philosophical ideas which flood his mind during the days and nights he spends in his prison cell leading up to his sentence of death by firing squad, in which he discusses with himself various aspects of time and reality and God, and has a dream that God’s word is vouchsafed to him through a random book in a library, and in which he goes through the elaborate plot of his verse drama, The Enemies, which is itself a drama about reality and illusion. He begs God for a year to finish the work in order to justify himself and Him.

Finally he is led out to the shabby yard where the soldiers are hanging round bored, are rallied by their sergeant and line up to shoot him but, just as the order is given, time freezes, completely, but Hladik’s consciousness continues, observing the frozen world about him from his frozen body, at first in panic, and then realising that God heard his plea and has given him a year to complete his drama. And the final page of the drama describes how he does that, not needing food or water or bodily functions, but devoting a year of time to bringing the verse drama to complete perfection, And as the last phrase of it is completed in his mind, the world resumes, the firing squad fires, and Hladik slumps, dead.

Three Versions of Judas (1944)

Borges’s fiction is above all hyper-bookish, made out of references to arcane philosophical or theological texts from the Middle Ages or Antiquity. Most (if not quite all) the ‘stories’ mimic the style and approach of an old-fashioned scholarly article, not least in having textual footnotes which cite other scholarly volumes or references.

Instead of a description of a city or house or street or natural location, a time of day, or the physical appearance of a protagonist, Borges’s fictions set their scene amid books and references.

In Asia Minor or in Alexandria, in the second century of our faith, when Basilides disseminated the idea that the cosmos was the reckless or evil improvisation of deficient angels, Nils Runeberg would have directed, with singular intellectual passion, one of the Gnostic conventicles. Dante would have assigned him, perhaps, a fiery grave; his name would extend the list of lesser heresiarchs, along with Satornilus and Carpocrates; some fragment of his preachings, embellished with invective, would survive in the apocryphal Liber adversus omnes haereses or would have perished when the burning of a monastery library devoured the last copy of the Syntagma. Instead, God afforded Runeberg the twentieth century and the university town of Lund. There, in 1904, he published the first edition of Kristus och Judas and, in 1909, his major book, Den hemlige Frälsaren. (Of the latter there is a German translation, made in 1912 by Emil Schering; it is called Der heimliche Heiland.)

Amid a dense forest of allusions to obscure works of theology and scores of beliefs held by the orthodox and heretical, Borges articulates the three theories developed by Danish theologian, namely:

  1. In his book Kristus och Judas, Runeberg asserts that Judas was a kind of ‘reflection’ of Jesus in the human world; just as Jesus was sent from heaven, so Judas took up the burden of being human in order to pave the way for Jesus to take the path to the crucifixion and salvation of humanity.
  2. Meeting fierce criticism from fellow theologians, Runeberg rewrites the book to assert that it was Judas who sacrificed more than Jesus, mortifying his spirit for the greater good.
  3. Then in his final book, Den hemlige Frälsaren, Runeberg develops this idea to its logical conclusion, which is that it was Judas not Jesus who made the ultimate sacrifice and truly laid down his life for humanity. Jesus hung on the cross for 6 hours but then he was translated to heaven, whereas Judas committed suicide, taking upon himself not only an eternal reputation for treachery and betrayal, but condemning his own soul to eternity in hell. Which one made the greater sacrifice? Therefore, Runeberg asserts, it was Judas who was the true incarnation of a God determined to make the most complete identification with humanity possible, even to the uttermost depths of human depravity and damnation.

The Sect of the Phoenix (1952)

Those who write that the sect of the Phoenix had its origin in Heliopolis and derive it from the religious restoration following upon the death of the reformer Amenophis IV, cite texts from Herodotus, Tacitus and the monuments of Egypt, but they ignore, or prefer to ignore, that the designation ‘Phoenix’ does not date before Hrabanus Maurus and that the oldest sources (the Saturnales of Flavius Josephus, let us say) speak only of the People of the Custom or of the People of the Secret.

Repeatedly the stories invoke the same kind of imaginative world, a world of arcane books and abstruse learning, which revolves not so much around pure philosophy – the academic subject of Philosophy which concerns rather mundane discussions of language or ethics which bothered Plato and Locke – but the swirling multi-coloured world of abstruse theologies and mystical visions of the divinity and cults and lost texts, of heresiarchs (‘the founder of a heresy or the leader of a heretical sect’) and patriarchs, sectarians and mystagogues, Talmudists and Confucians, Gnostics and alchemists, adepts in secret rituals and concealed knowledge, and which has adherents down to the present day such as the heretical theologian Nils Runeberg from The Three Versions of Judas or the learned Rabbi Marcel Yarmolinsky in Death and The Compass, intense bookish eccentric figures who carry the convoluted world of medieval theology into obscure corners of our workaday world.

This brief story is an ostensible short scholarly essay by a narrator who claims:

I have collated accounts by travelers, I have conversed with patriarchs and theologians… I have attained on three continents the friendship of many devotees of the Phoenix

And so is in a position to know that devotees of ‘the sect of the Phoenix’ are everywhere, of all creeds and colours, speaking all languages, often not even realising it themselves. I think the essay is an answer to the question, What if there was a religion so widespread that its adherents didn’t even realise they followed it?

The Immortal (1949)

A princess (!) buys a second hand edition of Alexander Pope’s translation of The Iliad off a book dealer, Joseph Cartaphilus, in London and later finds in the leaves of the last volume a manuscript, which then makes up the body of the story. It is a first person narrative by Marcus Flaminius Rufus, military tribune of one of Rome’s legions, who hears rumours of a land to the West where sits the City of the Immortals and so sets off with a troop of 200 soldiers and sundry mercenaries all of whom desert him in the face of all kinds of adversity, until he comes to consciousness in a settlement of speechless troglodytes before staggering on, exhausted, hungry, thirsty towards a high rocky plateau on which is built a mysterious city, but when he finally gains entrance he discovers it is not only abandoned and deserted, but built with an excess of useless passages and windows and balconies and details amid he becomes lost and then overwhelmed by its size and complexity and horrifying pointlessness.

When he emerges he discovers one of the speechless troglodytes has followed him like a loyal dog. He nicknames him Argos after Odysseus’s loyal dog and over the next few weeks tries to teach him to speak. Then, one day, there is a ferocious downpour of rain, and Argos suddenly speaks, responds to the name, recognises the classical allusion and, to the narrator’s astonishment, reveals that he is Homer, author of the Iliad and the Odyssey and that the other haggard, grimy, speechless troglodytes, they are the Immortals, who long ago wrecked their beautiful city, rebuilding it as a surrealist testament to the unknown and irrational forces which control our fates, and withdrew to the caves and lives of inarticulate resignation.

Because he has drunk of the river that runs past the troglodytes’ caves he is now immortal and the narrative briefly covers his wandering life for the following centuries, until in 1929 he drinks from a stream in Eritrea and realises, with enormous relief, that it has restored his mortality.

The Theologians (1947)

An orgy of theological minutiae describing the academic rivalry between two sixth century theologians, Aurelian of Aquileia and John of Pannonia, who compete with each other in refuting the heresy of the so-called Monotones (namely that history is cyclical and all people and events recur again and again), which twists via a dense undergrowth of theological quotes and references to a climax in which Aurelian witnesses John being burned at the stake for the very heresy he had set out to refute, and then the two rival theologians meet up in heaven where, in true Borgesian fashion, they are revealed to be two aspects of the same person.

Story of the Warrior and the Captive (1940)

Droctulft was an eighth century Lombard warrior who, during the siege of Ravenna, left his companions and died defending the city he had previously attacked. Borges imagines this pallid denizen of the pagan forests and the boar hunt arriving at a city, his dazzlement at the order and clarity and architecture and gardens, and suddenly throwing in his lot with the citizens, fighting against his former comrades.

And this reminds him of his grandmother who was from England. She lived out on the borderlands. One day she was introduced to a young woman Indian who, it transpires, was English, from Yorkshire, her parents emigrated and were killed in an Indian raid and she was stolen away and married to a chieftain who she has already borne two children. Borges’s grandmother offers to take her away, to return her to civilisation, but the Englishwoman-gone-native refuses. She, like Droctulft, has made a deep choice.

Emma Zunz (1948)

Emma’s father commits suicide because he was swindled out of his share of the factory he set up. She vows to be revenged on the swindler, Aaron Loewenthal (all the characters in this story are Jewish) and, a shy 19, dresses up, goes hanging round in bars, in order to lose her virginity to some rough foreigner. This is to nerve her for the assassination, when she presents herself to Loewenthal in the guise of a stoolpigeon for the ringleaders of the disgruntled workers in the factory but, when he rises to fetch her a glass of water, impulsively shoots him, though she’s not very good at it and takes three shots. She then calls the police and pleads a story that Lowenthal tried to rape and outrage her, which, Borges says, is true, in spirit if not in detail, and her genuine outrage and sense of shame and hate secures her an acquittal at her subsequent trial.

The House of Asterion (1947)

The world seen from the perspective of the Minotaur. (The idea is related to the brief one-page summary Borges gives of a story he planned to write about the world seen from the point of view of Fafnir, the gold-guarding dragon in the Nibelung legend. You can see how you could quickly generate a list of stories ‘from the point of’ figures from myth and legend.)

Deutsches Requiem (1946)

Otto Dietrich zur Linde is a Nazi and a devout follower of Schopenhauer and his doctrine that nothing that happens to us is accidental (it is a happy coincidence that I’ve recently been reading Samuel Beckett, who was also very influenced by Schopenhauer, in particular by his attitude of quietism).

As the Second World War breaks out Otto Dietrich zur Linde is involved in a shootout which leads to the amputation of one of his legs. As a good Nazi he is eventually rewarded by being made, in 1941, subdirector of the concentration camp at Tarnowitz.

When the wonderful Jewish poet David Jerusalem is sent to the camp, zur Linde sets about systematically destroying him because, by doing so, he is destroying the compassion in his own soul which keeps him down among ordinary humans, prevents him from becoming Nietzsche’s Overman.

As the tide of war turns against the Germans, zur Linde speculates why and what it means before realising that Germany itself must be destroyed so that the New Order it has helped to inaugurate can come fully into being. This short text turns into quite a disturbing hymn to Nazism:

Many things will have to be destroyed in order to construct the New Order; now we know that Germany also was one of those things. We have given more than our lives, we have sacrificed the destiny of our beloved Fatherland. Let others curse and weep; I rejoice in the fact that our destiny completes its circle and is perfect.

Averroes’ Search (1947)

A classic example of Borges’s fascination with the byways of medieval mystical theology, and his ability to spin narratives out of it.

Abulgualid Muhammad Ibn-Ahmad ibn-Muhammad ibnRushd (a century this long name would take to become Averroes, first becoming Benraist and Avenryz and even Aben-Rassad and Filius Rosadis) was writing the eleventh chapter of his work Tahafut-ulTahafut (Destruction of Destruction), in which it is maintained, contrary to the Persian ascetic Ghazali, author of the Tahafut-ulfalasifa (Destruction of Philosophers), that the divinity knows only the general laws of the universe, those pertaining to the species, not to the individual…

It is a complex text, woven with multiple levels of references, which revolves round a dinner party attended in the then-Muslim city of Cordoba in Muslim Spain by the great medieval Muslim commentator on the ancient Greek philosopher, Aristotle, and some colleagues and friends including one who claims to have travelled as far as the fabled land of Sin (China). When he was there he recounts being taken to a large hall with tiered banks of seats where many people on a raised platform acted out events. The other diners agree how ridiculous this sounds and we learn that, apparently, the traditions and culture of Islam did not have or understand the entire concept of the theatre and the drama.

The essay focuses on the way this conversation was relevant for Averroes because he was that day working on a translation of Aristotle and puzzled by two words he had come across, ‘tragedy’ and ‘comedy’ which have no parallel in the world of Islam.

This is all fascinating and beautifully described amid the gardens and roses and civilised calm of the Muslim city, but on the last half page Borges twists the story onto a different level altogether by intruding himself as the author and declaring he only told this story as an attempt to describe a certain kind of failure to imagine something, and that, as the story progressed, he, Borges, realised that he was failing to imagine his own story, thus the story and the writing of the story, both addressed the same subject, in a kind of duet.

I felt, on the last page, that my narration was a symbol of the man I was as I wrote it and that, in order to compose that narration, I had to be that man and, in order to be that man, I had to compose that narration, and so on to infinity. (The moment I cease to believe in him, ‘Averroes’ disappears.)

Wow.

The Zahir (1947)

Clementina Villar was a model and celebrity, always appearing at the right place at the right time dressed in the height of fashion. She dies in a slummy suburb and Borges attends her wake. Decomposition makes her look younger. On the rebound from his grief he drops into a neighbourhood bar, orders a brandy and is given the Zahir among his change. The Zahir is an everyday coin but:

people (in Muslim territories) use it to signify ‘beings or things which possess the terrible property of being unforgettable, and whose image finally drives one mad.’

He can’t stop looking at it, he takes it home, he turns it over and over, it obsesses his sleep, eventually he gets lots in a maze of streets, slips into another bar and pays for a drink handing the coin over, goes home and has his first good night’s sleep in weeks.

The Waiting (1950)

An unnamed man checks into a boarding house in a suburb of Buenos Aires and tries to lead a completely anonymous life while he waits for his assassins to track him down and kill him.

The God’s Script

The story is told by Tzinacán, magician of the pyramid of Qaholom, an Aztec priest whose city was conquered and burned down by the conquistador Pedro de Alvarado who tortured and mangled him to try and extract the secret of where all the native gold and treasure was hidden. Now he lies in a dungeon where he has been subsisting for years, but it is a strange prison because on the other side of the wall is kept a jaguar which paces up and down in his cell. Only at certain hours of the day, when the light is right, can Tzinacán see it. Over the years Tzinacán becomes obsessed with the idea that his god Qaholom must have foreseen the disaster which overcame his people,

The god, foreseeing that at the end of time there would be devastation and ruin, wrote on the first day of Creation a magical sentence with the power to ward off those evils. He wrote it in such a way that it would reach the most distant generations and not be subject to chance. No one knows where it was written nor with what characters, but it is certain that it exists, secretly, and that a chosen one shall read it.

So it is another story about a kind of secret knowledge, known only to adepts, occult and hidden. To cut a long story short, Tzinacán has a revelation which is indistinguishable from going mad, as he ponders the nature of this message from the gods, as he ponders at length what the language of a god would be like, how it would contain the whole world, not even in a sentence, but in one infinite word, and he suddenly perceives it in the shape of an infinite wheel, on all sides of him, made of fire and water, the secret of the world is contained in fourteen words of forty syllables, if he said them out loud the prison would disappear and he would be master of the land of Moctezuma – but he never will because he has ceased to be Tzinacán, he has ceased to have his concerns or aims, and therefore he knows the secret of divine power, but the very knowledge of it means he never has to use it.

Essays

The Argentine Writer and Tradition (1951)

The problems of national identity and literary heritage faced by the writer in Argentina are not something most of us have spent much time worrying about. Reading Borges’s essay on the subject mostly confirms that I know nothing whatsoever about Latin American literature. For my generation this meant entirely the magical realism school pioneered by Gabriel Garcia Marquez and a cluster of related writers such as Mario Vargas Llosa and, fashionable among feminists, Isabel Allende. I’m fairly well read but I’d never heard of any of the names or works Borges refers to, for example I had no idea the great Argentine epic poem is El gaucho Martín Fierro by Jose Hernandez which is, apparently, packed with gaucho colloquialisms.

Initially the essay dwells on obscure questions about the relative merits of ‘gauchesque’ poetry (which he takes to be the contrived nationalistic poetry of literary circles of Buenos Aires) vis-a-vis the poetry of payadas (improvised musical dialogues on philosophical themes which reveal their true nationalism precisely by the absence of localising dialect) but both of which are almost meaningless to me since I can’t read Spanish and had never heard of Martín Fierro. (Borges had published in 1950 a study of the gauchesque, Aspectos de la literatura gauchesca and in 1953 an essay on Martín Fierro.)

But slowly emerges his main point which is more comprehensible, namely that ‘national’ poetry or literature does not at all need to limit itself to local colour and national subjects: witness Shakespeare who wrote about Italians and Danes, and Racine whose works are entirely set in the world of Greek myth. Thus:

The idea that Argentine poetry should abound in differential Argentine traits and Argentine local colour seems to me a mistake.

In Borges’s opinion, there are other elements of the Argentine character which distinguish their literature, among which he mentions: ‘ the Argentine’s reticence, his constraint’, ‘Argentine reserve, distrust and reticence, of the difficulty we have in making confessions, in revealing our intimate nature’. In demonstrating the unnecessity of having local colour, he cites the fact (observed by Gibbon) that there are no references to camels in the Koran. This is because Mohammed, as an Arab, so lived in the culture of camels that he didn’t even have to mention them. That is how local colour should be conveyed – by the subtlety of its absence. Thus when Borges reads Argentine nationalists prescribing that Argentine writers should write about the Argentine national scene using local colour and local words, he thinks they are dead wrong.

He goes on to speculate about the role of the Jews in European literature, and the Irish in English literature, both of which are over-represented, and it’s because they are outsiders and so not tied by tradition; they can be innovators.

For that reason I repeat that we should not be alarmed and that we should feel that our patrimony is the universe; we should essay all themes, and we cannot limit ourselves to purely Argentine subjects in order to be Argentine; for either being Argentine is an inescapable act of fate — and in that case we shall be so in all events — or being Argentine is a mere affectation, a mask.

(In Labyrinths this appears as rather a one-off work, but in fact Borges wrote extensively throughout his career on Argentine subject matter, including Argentine culture (‘History of the Tango’, ‘Inscriptions on Horse Wagons’), folklore (‘Juan Muraña’, ‘Night of the Gifts’), literature (‘The Argentine Writer and Tradition’, ‘Almafuerte’, ‘Evaristo Carriego’), and national concerns (‘Celebration of the Monster’, ‘Hurry, Hurry’, ‘The Mountebank’, ‘Pedro Salvadores’).

The Wall and the Books

A meditation on the fact that the Chinese emperor, Shih Huang Ti, who commissioned the building of the Great Wall but also ordered the burning of all the books and libraries. It allows Borges one of his characteristic series of dreamy speculations. It is recorded that Shih Huang Ti’s mother was a libertine whom he banished. Maybe burning the books was a symbolically Freudian attempt to abolish the entire past which contained his personal shame. Maybe the wall was a psychological wall to keep out his guilt. He also forbade death to be mentioned and sought an elixir for immortality, so maybe fire and wall were to keep death at bay. If he ordered the building of the wall first then the burning of the books, we have the image of an emperor who set out to create, gave up, and resigned himself to destroying; if the order is reverse, we have the image of an emperor who set out to destroy everything, gave up, and dedicated himself to endless building. Dreamy speculations:

Perhaps the wall was a metaphor, perhaps Shih Huang Ti sentenced those who worshiped the past to a task as immense, as gross and as useless as the past itself. Perhaps the wall was a challenge and Shih Huang Ti thought: “Men love the past and neither I nor my executioners can do anything against that love, but someday there will be a man who feels as I do and he will efface my memory and be my shadow and my mirror and not know it.” Perhaps Shih Huang Ti walled in his empire because he knew that it was perishable and destroyed the books because he understood that they were sacred books, in other words, books that teach what the entire universe or the mind of every man teaches. Perhaps the burning of the libraries and the erection of the wall are operations which in some secret way cancel each other.

A lazy Sunday afternoon of perhapses. The essay ends with a thunderclap, the notion that the way these two contrasting facts seem about to deliver some kind of revelation which never, in fact, arrives, the sense of a great meaning, which is never made clear:

this imminence of a revelation which does not occur is, perhaps, the aesthetic phenomenon.

The Fearful Sphere of Pascal

‘It may be that universal history is the history of a handful of metaphors.’ In which case he is examining one particular metaphor, that of the infinite sphere whose centre is nowhere, and pursues it through the works of Xenophanes of Colophon, Plato, Parmenides, Empedocles, Alain de Lille, the Romance of the Rose, Rabelais, Dante, Copernicus, Giordano Bruno, John Donne, John Milton, Glanville, Robert South, Pascal.

This very brief trot through the different expressions of the same metaphor suggest very strongly a sense of the rise and rise in optimism in human thought up to a kind of breakthrough in the Renaissance, summed up in Bruno’s attitude, which then crumbles into the sense of fear and isolation expressed by Pascal. I.e. this tiny essay gives a powerful sense of the changing moods and contexts of Western civilisation.

Partial Magic in the Quixote

It starts by asserting that Cervantes set out to write an utterly disenchanted account of the sordid reality of the Spain of his day yet certain moments of magic and romance nonetheless intrude; but this fairly simple point then unfolds into something much stranger as Borges zeroes in on the fact that in part two of Don Quixote the characters have read part one and comment on their own existence as characters. Borges then lists a number of other examples of fictions which appear within themselves such the Ramayana of Valmiki which, late on, features an appearance of the Ramayana of Valmiki as a major part of the plot. Similarly, on the 602nd night of the Thousand and One Nights, Scheherezade summarises the history of the king which includes his encounter with her and her telling of the stories which make up the nights, including the telling of the 602nd night, which includes the telling of the king’s own story, which includes his meeting with her and her telling of all the stories over again, including the telling of the 602nd night, and so on, forever.

What is it that intrigues and disturbs us about these images of infinite recursion?

I believe I have found the reason: these inversions suggest that if the characters of a fictional work can be readers or spectators, we, its readers or spectators, can be fictitious.

Valéry as Symbol

This brief note appears to be an obituary for the French poet Paul Valéry who died in 1945. Borges takes the surprising tack of comparing the French poet with the American poet Walt Whitman. On the face of it no two figures could be more different, Whitman loud, brash, confident, chaotic, contradictory, is morning in America, while Valéry, careful, sensitive, discreet, reflects the ‘delicate twilight’ of Europe. What they have in common is they created fictional images of themselves, made themselves symbolic of particular approaches.

Paul Valéry leaves us at his death the symbol of a man infinitely sensitive to every phenomenon and for whom every phenomenon is a stimulus capable of provoking an infinite series of thoughts.. Of a man whose admirable texts do not exhaust, do not even define, their all-embracing possibilities. Of a man who, in an age that worships the chaotic idols of blood, earth and passion, preferred always the lucid pleasures of thought and the secret adventures of order.

Kafka and His Precursors

A sketch at identifying precursors of Kafka’s ‘atrocious thought’, Borges finds precursors in Zeno’s paradoxes; in the ninth century Chinese writer, Han Yu; Kierkegaard; a poem by Browning; a short story by Léon Bloy; and one by Lord Dunsany. We would never have noticed the Kafkaesque in all these texts had Kafka not created it. Thus each author modifies our understanding of all previous writing.

The fact is that every writer creates his own precursors. His work modifies our conception of the past, as it will modify the future.

Avatars of the Tortoise

There is a concept which corrupts and upsets all others. I refer not to Evil, whose limited realm is that of ethics; I refer to the infinite.

He tells us that he once meditated a Biography of the Infinite but it would have taken forever to write. (Borges did in fact publish Historia de la eternidad in 1936.) Instead he gives us this fragment, a surprisingly thorough and mathematically-minded meditation on the second paradox of Zeno, the tortoise and Achilles. It is an intimidating trot through philosophers from the ancient Greek to F.H. Bradley and Bertrand Russell, in each one finding reformulations of the same problem in logic and various ways round it.

Only in the concluding paragraph does it become a bit more accessible when Borges brings out the meaning of Idealistic philosophy, that the world may be entirely the product of our minds and, as so often, ends on a bombshell of an idea:

We (the undivided divinity operating within us) have dreamt the world. We have dreamt it as firm, mysterious, visible, ubiquitous in space and durable in time; but in its architecture we have allowed tenuous and eternal crevices of unreason which tell us it is false.

In this view, Zeno’s paradoxes are among a putative small collection of problems or paradoxes or unnerving insights which are like cracks in the surface of the world we have made, cracks which gives us a glimpse of the utterly fictitious nature of ‘reality’.

The Mirror of Enigmas

A note on the verse from the Bible, First Letter to the Corinthians 13:12 in which Saint Paul writes: ‘For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.’ He considers half a dozen meditations on it by the author Léon Bloy which I found obscure. I preferred the final passage where he describes the thinking underlying the intellectual activity of the Cabbalists:

Bloy did no more than apply to the whole of Creation the method which the Jewish Cabalists applied to the Scriptures. They thought that a work dictated by the Holy Spirit was an absolute text: in other words, a text in which the collaboration of chance was calculable as zero. This portentous premise of a book impenetrable to contingency, of a book which is a mechanism of infinite purposes, moved them to permute the scriptural words, add up the numerical value of the letters, consider their form, observe the small letters and capitals, seek acrostics and anagrams and perform other exegetical rigours which it is not difficult to ridicule. Their excuse is that nothing can be contingent in the work of an infinite mind

A Note on (toward) Bernard Shaw

A book is more than a verbal structure or series of verbal structures; it is the dialogue it establishes with its reader and the intonation it imposes upon his voice and the changing and durable images it leaves in his memory. This dialogue is infinite… Literature is not exhaustible, for the sufficient and simple reason that no single book is. A book is not an isolated being: it is a relationship, an axis of innumerable relationships…

I didn’t quite understand the thrust of this essay which begins by refuting the notion that literature is purely a game, and asserts that it involves and tone of voice and relationship with a reader, and then seems to go on to say that this is in some measure proven by the works of George Bernard Shaw whose philosophy may be derivative (Butler and Schopenhauer) but whose prolific invention of character is unprecedented in his time. The sardonic Irishman is an odd choice for the sly Argentinian to single out for praise.

A New Refutation of Time

Consists of two essays written in the 1940s. They are complex and hard to follow but I think he begins with the philosophical doctrine of Idealism which claims the human mind consists of a succession of sense perceptions and doesn’t require there to be a ‘real world’ out there, behind them all. Borges is, I think, trying to go one step further and assert that there need not be a succession of sense perceptions, there is no logical necessity for these impressions to be in the series which we call time. There is only the present, we can only exist in the present, therefore there is no time.

Parables

A series of very short thoughts, images, moments or insights which inspire brief narratives pregnant with meaning or symbolism. Kafka, of course, also wrote modern parables, parables with no religious import but fraught with psychological meaning.

Inferno, 1, 32

God sends a leopard kept in a cage in late 13th century Italy a dream in which he explains that his existence, his life history and his presence in the zoo are all necessary so that the poet Dante will see him and place him at the opening of his poem, The Divine Comedy.

Paradiso, XXXI, 108

Who of us has never felt, while walking through the twilight or writing a date from his past, that something infinite had been lost?

Maybe the mysterious thing which St Paul and the mystics saw and could not communicate appears to all of us every day, in the face of the street lottery ticket seller. Perhaps the face of Jesus was never recorded so that it could become the face of all of us.

Ragnarök

He has a dream. He was in the School of Philosophy and Letters chatting with friends when a group breaks free from the mob below to cries of ‘The gods! The gods’ who take up their place on the dais after centuries of exile. But during that time they have become rough and inhuman, they cannot actually talk but squeak and grunt.

Centuries of fell and fugitive life had atrophied the human element in them; the moon of Islam and the cross of Rome had been implacable with these outlaws. Very low foreheads, yellow teeth, stringy mulatto or Chinese moustaches and thick bestial lips showed the degeneracy of the Olympian lineage. Their clothing corresponded not to a decorous poverty but rather to the sinister luxury of the gambling houses and brothels of the Bajo. A carnation bled crimson in a lapel and the bulge of a knife was outlined beneath a close-fitting jacket. Suddenly we sensed that they were playing their last card, that they were cunning, ignorant and cruel like old beasts of prey and that, if we let ourselves be overcome by fear or pity, they would finally destroy us. We took out our heavy revolvers (all of a sudden there were revolvers in the dream) and joyfully killed the Gods.

Parable of Cervantes and the Quixote

How could Miguel de Cervantes ever have guessed that his attempt to mock and undermine the glorious myths of the Age of Chivalry in his fictitious character, Don Quixote, would itself become a larger-than-life myth? (Well, anyone who has studied a bit of human nature and knows that humans are the myth-making species, constantly rounding out narratives, creating stories which explain everything in which larger-than-life figures either cause all evil or all good.)

The Witness

Borges imagines the last pagan Anglo-Saxon, the last eye-witness of the sacrifices to the pagan gods, living on into the new age of Christianity. What memories and meanings will be lost at his death? Which makes him reflect on what will be lost when he himself dies.

A Problem

A very abstruse problem: Cervantes derives Don Quixote from an Arab precursor, the Cide Hamete Benengeli. Imagine a scrap of manuscript is discovered in which his knightly hero discovers that in one of his fantastical conflicts he has actually killed a man. How would Quixote respond? And Borges imagines four possible responses.

Borges and I

The narrator, Borges, speculates about the other Borges. On a first reading I take this to be the Borges of literature, the Borges who both writes the stories and is conjured into existence by the stories, who is not the same as the flesh and blood Borges who walks the streets.

Little by little, I am giving over everything to him, though I am quite aware of his perverse custom of falsifying and magnifying things

Everything and Nothing

A moving and beautiful meditation on the life of William Shakespeare which paints him as a hollow man, plagued by his own emptiness, who seeks to fill it with books, then with sex with an older woman (marriage to Anne Hathaway), moving to the big city, and involvement in about the most hurly-burly of professions, acting, before someone suggests he writes plays as well as acting in them, and he fills his soul with hundreds of characters, giving them undreamed-of speeches and feelings, before, an exhausted middle aged man he retires back to his provincial birthplace, and renounces all poetry for the gritty reality of lawsuits and land deals before dying young.

In a fantastical coda, he arrives in heaven and complains to God that all he wants is to have an identity, to be a complete man instead of a hollow man, but God surprises him with his reply.

After dying he found himself in the presence of God and told Him: ‘I who have been so many men in vain want to be one and myself.’ The voice of the Lord answered from a whirlwind: ‘Neither am I anyone; I have dreamt the world as you dreamt your work, my Shakespeare, and among the forms in my dream are you, who like myself are many and no one.’


Labyrinths

A labyrinth is a structure compounded to confuse men; its architecture, rich in symmetries, is subordinated to that end. (The Immortal)

The choice of this word for the title of the volume is no accident. The metaphor of the labyrinth, referring to endless tangles of intellectual speculation, crops up in most of the stories and many of the essays. It is a founding metaphor of his work.

  • Tlön is surely a labyrinth, but it is a labyrinth devised by men, a labyrinth destined to be deciphered by men.
  • Haslam has also published A General History of Labyrinths
  • I have some understanding of labyrinths: not for nothing am I the great grandson of that Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost.
  • I thought of a labyrinth of labyrinths, of one sinuous spreading labyrinth that would encompass the past and the future and in some way involve the stars
  • Once initiated in the mysteries of Baal, every free man automatically participated in the sacred drawings, which took place in the labyrinths of the god every sixty nights (Babylon)
  • Another [book] (very much consulted in this area) is a mere labyrinth of letters (Babel)
  • He is rescued from these circular labyrinths by a curious finding, a finding which then sinks him into other, more inextricable and heterogeneous labyrinths (Theme of the Traitor and the Hero)
  • I felt that the world was a labyrinth, from which it was impossible to flee… (Death and the Compass)
  • On those nights I swore by the God who sees with two faces and by all the gods of fever and of the mirrors to weave a labyrinth around the man who had imprisoned my brother (Death and the Compass)
  • Meticulously, motionlessly, secretly, he wrought in time his lofty, invisible labyrinth (The Secret Miracle)
  • Intolerably, I dreamt of an exiguous and nitid labyrinth: in the center was a water jar; my hands almost touched it, my eyes could see it, but so intricate and perplexed were the curves that I knew I would die before reaching it. (The Immortal)
  • There were nine doors in this cellar; eight led to a labyrinth that treacherously returned to the same chamber; the ninth (through another labyrinth) led to a second circular chamber equal to the first. (The Immortal)
  • You are not lighting a pyre, you are lighting a labyrinth of flames. (The Theologians)

The most labyrinthine story is The Garden of Forking Paths in which the word occurs 18 times.

The labyrinth is a metaphor for the mind and the way it never stops speculating, creating unending streams of interpretation, of our lives, of the world, of each other, of everything, each more entrancing and futile than the one before (among which are ‘the intimate delights of speculative theology’). Thus many of his ‘stories’ feature hardly any characters, events or dialogue – all the energy goes toward capturing the beguiling, phosphorescent stream-of-ideas of an extremely learned, religio-philosophical, fantastical mind:

I thought that Argos and I participated in different universes; I thought that our perceptions were the same, but that he combined them in another way and made other objects of them; I thought that perhaps there were no objects for him, only a vertiginous and continuous play of extremely brief impressions. I thought of a world without memory, without time; I considered the possibility of a language without nouns, a language of impersonal verbs or indeclinable epithets. (The Immortal)

And this endless stream of ideas reflects the way a mature world is full of infinite iterations of any given object. Looking at a coin in his hand:

I reflected that every coin in the world is a symbol of those famous coins which glitter in history and fable. I thought of Charon’s obol; of the obol for which Belisarius begged; of Judas’ thirty coins; of the drachmas of Laï’s, the famous courtesan; of the ancient coin which one of the Seven Sleepers proffered; of the shining coins of the wizard in the 1001 Nights, that turned out to be bits of paper; of the inexhaustible penny of Isaac Laquedem; of the sixty thousand pieces of silver, one for each line of an epic, which Firdusi sent back to a king because they were not of gold; of the doubloon which Ahab nailed to the mast; of Leopold Bloom’s irreversible florin; of the louis whose pictured face betrayed the fugitive Louis XVI near Varennes. (The Zahir)

And:

Money is abstract, I repeated; money is the future tense. It can be an evening in the suburbs, or music by Brahms; it can be maps, or chess, or coffee; it can be the words of Epictetus teaching us to despise gold; it is a Proteus more versatile than the one on the isle of Pharos. It is unforeseeable time, Bergsonian time, not the rigid time of Islam or the Porch.

Everything relates to everything else. Everything is a symbol of everything else, including the most profound categories of thought, hundreds, thousands of which have been dreamt up by the centuries full of metaphysicians and mystics. Anything can stand for anything else and that is, or should be, the freedom of literature, showing us how the infinite nature of human thought can liberate us, at every moment.

Tennyson once said that if we could understand a single flower, we should know what we are and what the world is. Perhaps he meant that there is no fact, however insignificant, that does not involve universal history and the infinite concatenation of cause and effect. Perhaps he meant that the visible world is implicit in every phenomenon, just as the will, according to Schopenhauer, is implicit in every subject… (The Zahir)

Or perhaps something else again, and something else again, and on forever, as long as we breathe, as long as we have consciousness, which consists of impressions, connections, moods, feelings and thoughts endlessly unfurling. Hence his interest in The Infinite, which is the subject of many of the stories (The Library of Babel) and the essay on Achilles and the tortoise which examines the infinitely recursive nature of intelligence. Speaking of the paradox, he writes:

The historical applications do not exhaust its possibilities: the vertiginous regressus in infinitum is perhaps applicable to all subjects. To aesthetics: such and such a verse moves us for such and such a reason, such and such a reason for such and such a reason…

And so on, forever.

Labyrinths as a labyrinth

I began to note how certain names and references recur in many of the stories, for example the name and works of Kafka or the paradox of Achilles and the tortoise, Schopenhauer’s notion of the world as a fantasy, Spinoza’s that all things long to persist as themselves – when it occurred to me that these references and motifs which recur across so many stories and essays themselves create a matrix or web which links the texts subterraneanly, so to speak, and themselves create a kind of labyrinth out of the text of Labyrinths. That the totality of the book Labyrinths is itself a labyrinth.

And, rereading that definition – ‘A labyrinth is a structure compounded to confuse men’ – maybe the enjoyment of this awesome book comes from savouring pleasurable confusions; maybe it is about entering a world of carefully controlled and contrived intellectual bewilderments.

The Borgesian

There’s an adjective, apparently, Borgesian, which means: ‘reminiscent of elements of Borges’ stories and essays, especially labyrinths, mirrors, reality, identity, the nature of time, and infinity’.

In his preface, André Maurois, in an attempt to convey the sense Borges’s stories give us of a vast erudition, says that Borges has read everything, but this isn’t quite true. His fictions very cannily give the impression that he has read widely, but it becomes clear fairly quickly that he has read widely in a very particular kind of text, in a certain kind of semi-mystical philosophy and metaphysics, often venturing from the fairly reputable works of Berkeley or Hume or Schopenhauer out into the arcane and mysterious byways of Christian and Islamic and Judaic theology, with the occasional excursion into the wisdom of Chinese magi.

These attributes – the combination of reputable Western philosophers with obscure religious mystics, and the casual mingling of Western texts with dicta from the Middle East or China – are exemplified in probably most famous of all Borges’s stories, Tlön, Uqbar, Orbis Tertius. Here’s a complete list of all the books and ideas referred to in just this one short essay:

Books

  • The Anglo-American Cyclopaedia (New York, 1917)
  • Ritter’s Erdkunde
  • Justus Perthes’ atlases
  • Silas Haslam: History of the Land Called Uqbar (1874)
  • Silas Haslam: A General History of Labyrinths
  • Lesbare und lesenswerthe Bemerkungen über das Land Ukkbar in Klein-Asien (1641) by Johannes Valentinus Andreä
  • Thomas De Quincey (Writings, Volume XIII)
  • Bertrand Russell: The Analysis of Mind (1921)
  • Schopenhauer: Parerga und Paralipomena (1851)
  • Hydriotaphia, Urn Burial, or a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)

References

  • the Gnostic philosophers’ belief that the world is a pale parody of the real Creation
  • the Islamic tradition of the marvellous Night of Nights
  • David Hume’s comments on the philosophy of George Berkeley
  • Meinong’s theory of a subsistent world
  • Spinoza’s attribution to the Almighty of the attributes of time and extension
  • a heresiarch of the eleventh century
  • Zeno’s paradoxes
  • The Tao Te Ching
  • The 1001 Nights
  • hermetic philosophy

And then there are the hoaxes for which Borges acquired quite a reputation. Silas Haslam does not exist, is merely a fictional author and, scattered throughout these 40 texts, among the pedantic footnotes citing genuine works of philosophy or theology, are scattered other fictional authors, thinkers and ideas. In Borges’s hands the worlds of fiction and ‘reality’ meet and mingle on equal terms. They are, after all, situated in the realm of discourse, and can there be anything more imaginary than that?


Related links

Borges reviews

Perelandra by C. S. Lewis (1943)

As long as what you are afraid of is something evil, you may still hope that the good may come to your rescue. But suppose you struggle through to the good and find that it also is dreadful?

This is the second in C.S. Lewis’s theological science fiction trilogy, which consists of:

  • Out of the Silent Planet (1938)
  • Perelandra (also known as Voyage to Venus) (1943)
  • That Hideous Strength (1945)

A recap of Out of The Silent Planet

In the first novel the Cambridge philologist, Ransom, was kidnapped by the physicist Weston and his partner Devine, and flown in their space ship all the way to Mars. Escaping from his captors Ransom discovers that Mars is inhabited by three very different but intelligent life forms who have forged a peaceful working relationship – the Pfifltriggi, the Hrossa, and the Sorns.

Elwin (it’s only in this second book that we learn his first name) Ransom – being a philologist by trade – swiftly learns the language of Mars which is called Hressa-Hlab. he also learns fellowship from the otter-like hrossa, hears wisdom from the tall, willowy sorns, and is taken to the sanctuary of the master spirit or oyarsa who rules Mars which, he learns, is called Malacandra in the local language.

Ransom also learns:

  • That what humans take to be the empty space between planets is in reality teeming with spirits which the human eye can barely detect, named eldila. What humans call space should really be referred to as ‘Deep Heaven’.
  • That each planet in the solar system (or ‘Field of Arbol’ as it is called) is ruled by a kind of tutelary spirit and that these spirits can communicate across space.
  • But that some kind of primeval disaster afflicted the Earth way back in its history, so that its spirit became wicked, or ‘bent’ as the hnau (intelligent creatures) of Mars put it. Hence Earth’s name in their culture is Thulcandra, which means ‘the silent planet’. (And hence the title of the book, ‘Out of The Silent Planet’.)
  • Thus Earth has been ‘enemy’-occupied territory since before history began (Chapter 15).
  • Movement in and out of the silent planet was banned eons ago, to prevent the rest of the solar system from becoming ‘infected’ with its wickedness.

It is symptomatic of Lewis’s goal of sacramentalising the universe that he says we must learn to refer to space not as ‘space’ – it is not empty space – it is teeming with mystical life forms and replenishing energy – it should be referred to as ‘Deep Heaven’.

Looming behind and above the eldila and each planet’s oyarsa appears to be the highest power of all, which the hnau refer to as Maleldil. It isn’t made totally explicit, but I think we are meant to take this to mean ‘God’.

Towards the end of Out of the Silent Planet the baddies Weston and Devine force their way into the sanctuary of the tutelary spirit, Oyarsa, and, after disarming them, Oyarsa tells them he will send them back to Earth. Ransom is given the choice whether to stay or to go, and reluctantly agrees to return with them.

All the way home, on what turns out to be a gruelling journey, the humans are watched over by eldila who will, Oyarsa tells them, decompose/destroy their space ship within minutes of its safe arrival – to prevent their ever returning.

The space ship just about makes it back to Earth, despite running low on food, water, oxygen and flying so close to the sun that Ransom fears the three men’s sight will be permanently damaged. Ransom clambers out of the ship’s manhole cover-type hatch into good old, pouring English rain and stumbles to the nearest pub (the ship has, of course, landed in rural England) where he asks for a pint of good old English beer!

Lewis in the postscript

But of all the strange things that happened in Out of The Silent Planet, for me the strangest was the postscript in which it is revealed that the narrator all along has been named ‘Lewis’, that this ‘Lewis’ is a friend of Ransom’s, and that ‘Lewis’ has agreed to write up this account of Ransom’s adventures, changing his (Ransom’s) name, and simplifying other matters, in order to make it into a publishable book.

Thus, right at the very end the text includes a letter supposedly from ‘Ransom’ politely objecting to some of the simplifications which ‘Lewis’ has made in order to lay the tale before the public.

Perelandra

Anyway, if you hadn’t read Out of the Silent Planet it hardly matters, since almost all of this material is recapped at the start of this, the second book in the series. Once again we are in the mind of the first-person narrator, ‘Lewis’, as he walks through the gathering darkness of a summer evening towards Ransom’s remote cottage, where Ransom has invited him to come and meet him.

But as he walks towards the cottage, Lewis finds himself experiencing a mounting sense of terror, as well as all kinds of hysterical fears – of the dark itself, and a sudden fear that Ransom is maybe not on the side of the angels, but has been recruited by the Dark Side of the universe to wreak harm on earth. By the time Lewis arrives at the cottage he feels almost hysterical, and feels a physical force barring his way, as if every forward step is having to be fought for.

Finding Ransom out, Lewis lets himself into the cottage. A little later Ransom returns and cheerily explains that, yes, the house is under attack by dark forces, by ‘bent’ terrestrial eldila. it was they who placed all those terrifying thoughts in Lewis’s mind to stop them meeting. Ah. That explains the vivid fears Lewis has shared with us readers.

And it is an oblique comment on the period when the book was written. In chapter 15 we learn the story is set in 1942, a dark time for Lewis and his British readers.

Now Ransom also explains that the big, coffin-sized object in the hallway of his cottage is some kind of extra-terrestrial transport device. It turns out that Oyarsa has been in contact and told him (Ransom) that he is going to be sent on a mission to Venus, or Perelandra as it’s known by the hnau.

Why? Ransom is not sure but thinks it’s because the dark archon, the bent oyarsa of Thulcandra, is planning some kind of attack on Venus. Obviously not in person, since he cannot pass beyond the orbit of the moon without being repulsed by the other oyarsa and eldila (as explained earlier). So he must be planning to use some other means – and Ransom is being sent to thwart them.

Ransom and Lewis then carry the coffin-shaped object, made of some ice-cold white material, out into the garden, Ransom strips naked, climbs into it, Lewis places the lid on top, and – it vanishes.

A little over a year passes, with all the ongoing threats and alarms of war briefly referred to, and then Lewis receives a message from Oyarsa (he doesn’t dwell on how) and hurries down to Ransom’s cottage, accompanied by a mutual friend who is a doctor.

They stand in Ransom’s overgrown garden as a casket-shaped thing is briefly silhouetted against the sun, then glides down at their feet. They open the lid to discover Ransom nude and covered in what appear to be red flower petals, but:

glowing with health and rounded with muscle and seemingly ten years younger. In the old days he had been beginning to show a few grey hairs; but now the beard which swept his chest was pure gold

The canny reader instantly suspects that, whatever tribulations Ransom might have gone through on his year-long trip into space, Lewis is going to emphasise the fundamental justness, beauty and healthiness of the universe. Although we have no inkling of just how much he is going to do that.

Once he has awoken and had a wash and shave and gotten dressed and been thoroughly checked over by the doctor, Ransom is ready to tell his story, thus:

Ransom lands and finds the Lady

The first thing he remembers is awaking to find the coffin-spaceship disintegrating and throwing him into an enormous sea amid vast waves as big as mountains under a multi-coloured sky.

The waves tower as high as alps then plunge again, but the sea is warm and the sky is the colour of gold. Eventually he sees a huge mat-like material going past on the surface of the sea, swims towards it, clambers ‘ashore’, and falls asleep.

When he awakes he is in a kind of wonderland of beauty, sweet scents, delicious colours, wonderful food.

The world had no size now. Its boundaries were the length and breadth of his own body and the little patch of soft fragrance which made his hammock, swaying ever more and more gently. Night covered him like a blanket and kept all loneliness from him. The blackness might have been his own room. Sleep came like a fruit which falls into the hand almost before you have touched the stem.

He discovers that the mat is big, big enough to contain woods and clearings, it lies flat on the surface of the gently undulating sea, and it is – a form of paradise.

Over his head there hung from a hairy tube-like branch a great spherical object, almost transparent, and shining. It held an area of reflected light in it and at one place a suggestion of rainbow colouring. So this was the explanation of the glass-like appearance in the wood. And looking round he perceived innumerable shimmering globes of the same kind in every direction. He began to examine the nearest one attentively. At first he thought it was moving, then he thought it was not. Moved by a natural impulse he put out his hand to touch it. Immediately his head, face, and shoulders were drenched with what seemed (in that warm world) an ice-cold shower bath, and his nostrils filled with a sharp, shrill, exquisite scent that somehow brought to his mind the verse in Pope, ‘die of a rose in aromatic pain.’ Such was the refreshment that he seemed to himself to have been, till now, but half awake. When he opened his eyes – which had closed involuntarily at the shock of moisture – all the colours about him seemed richer and the dimness of that world seemed clarified. A re-enchantment fell upon him.

In fact Ransom quickly learns that it really is paradise, for on another ‘island’ floating nearby he sees a human form which, when the ‘islands’ drift closer, he realises is a full-grown naked woman coloured green.

They wave at each other until Ransom nerves himself to take a risk and plunges into the sea to swim over to her island and…

Realises he really is in the garden of Eden. This woman is wonderfully simple, innocent, trusting and pure. The animals lovingly follow her. She has no ‘home’, there is no village or settlement, there are no ‘others’. Ransom quickly feels himself to be a blunt, ugly creature intruding into a world of prelapsarian harmony. Every single one of his questions prompts the lady to pause and think and he quickly realises that she is so innocent and unspoiled that even the sophisticated assumptions behind his questions are new and puzzling to her. He realises he must be careful, chaste, polite and restrained in what he tells her about the other worlds he knows about (Earth and Mars).

The only other one of her type she knows is ‘the King’, and she says she will take Ransom to meet him. The King is on the land of green pillars, which she points out. Ransom had glimpsed these pillars amid the floating islands, and now has it confirmed to him that they are on fixed dry land, marked by a set of enormous green columns towering into the air.

The lady calls dolphin-like creatures to the edge of their island and invites Ransom to climb astride one, as she does. The dolphins carry them to the island. They walk around it, Ransom delighting to be on good solid ground again. But then they see a black shape bobbing closer through the waves. It seems to be spherical in shape. Ransom has a bad feeling. It looks exactly like the spherical, steel and glass spaceship in which he, Weston and Devine flew to Malacandra in the first book. Is this the form the ‘attack’ is to take?

Yes it is. For indeed Weston comes towards the island rowing a little collapsible canoe. Up the beach he clambers and pulls a gun on Ransom, confirming the latter’s worst fears. However, the Lady has not, of course, seen a gun before. Lewis has painted such a convincing portrait of her complete innocence that we believe it when she simply walks away from the two strangers, down to the beach and takes a dolphin off the island.

Now during the lengthy conversations she and Ransom have had, she has let slip that Maleldil has given her everything she needs for a sweet life, but on one condition, with one rule to be obeyed – that she must not spend the night on the island, she must not sleep on solid ground.

Ransom (being a fallen human) is curious to find out why not. ‘Because it is His will,’ she replies, simply. All else is allowed, everything is free. But to show her obedience to her maker, to make that obedience light and free, there is just this one rule.

This explains why, with night coming on, the Green Lady had hastened down to the shore, quickly whistled up some dolphins (she is followed everywhere by admiring animals) and ridden off. Leaving Ransom to confront Weston.

Ransom and Weston’s theological argument

Now Ransom finds himself forced into an absurd theological argument. Here on the shore of an island among mountainous seas on a strange planet thirty million miles from home, he finds himself listening to a mad rhodomontade from Weston.

Perelandra was written at exactly the same time as Lewis was giving a series of BBC radio talks about religion (1941-44) which were gathered together into his most popular work of Christian apologetics, Mere Christianity.

In his popular Christian works, Lewis not only defended Christian belief and put forward various (light and accessible) ‘philosophical’ arguments for Christianity, but also listed and attacked various ‘modern heresies’, i.e. types of contemporary belief which, he thought, were not only un-Christian but tended towards man’s unhappiness, if not the active promotion of evil.

So it is that he pro-Christian arguments and anti-‘heresy’ arguments which Lewis was working out at this period spill over into Perelandra. Or, probably more likely, he developed the arguments and counter-arguments, and then decided which would be appropriate for radio presentation and which would work best in a fictional setting. And also which could be shown in a fictional setting, such as the peace and harmony of all beings on a prelapsarian planet.

Anyway, it is obvious that Weston is made to represent what Lewis took to be the central strand of contemporary scientific and philosophical thought which he thought had brought the world to the disaster in which it found itself, had led to the rise of Fascism and Stalinism, and the plunging of the whole world into war.

Back in the first book, Weston had stood before the oyarsa of Malacandra and given a long speech declaring it was ‘man’s destiny’ to colonise the other planets of the solar system and then reach out into space. The implication – that ‘man’ would liquidate or take control of all the inhabitants of all the other planets of the solar system – was clearly depicted as totalitarian if not fascist in tone, a symptom of the disease afflicting the darkening world it was written in (1937-38).

Now Weston shows that he has adapted his beliefs and made them bigger. Previously he had talked about mankind. Now he claims that all organic life is driven by a ‘Spirit’, a Spirit which drove evolution from the very beginning, finding expression in higher and higher beings. This theory was known as ‘Creative Evolution’ and was very popular among the scientifically minded of Lewis’s day, among democrats and socialists who rejected orthodox religion, but still wished to find some kind of purpose or forward goal in Darwin’s theory of evolution.

Ransom asks whether this ‘spirit’ is good or evil, but Weston sweeps the distinction aside, saying Ransom is too shackled by traditional religious dualisms. The spirit may take ‘good’ or ‘bad’ forms, it’s irrelevant, the thing is its forward, upward momentum, from triumph to triumph (echoing the triumphal rhetoric of the totalitarian states).

And he, Weston, now knows that he has been chosen as the vessel of the Spirit of Man, to take it to the next level. How? because he hears the Spirit speaking to him, whispering the secrets of the universe. The Spirit helped him create the space ship and it helped bring him here.

Now a notable thing about C.S. Lewis’s Christianity is that he took a great deal of Christian belief literally with a kind of bluff, hearty good sense – he took the stories of Jesus casting out devils, raising the dead and performing miracles, as literal truths – much to the scorn of his ‘sophisticated’ fellow dons at Oxford. But it was a simple. bluff, literal attitude which rang a bell among a less sophisticated public and made his radio broadcasts and theology books immensely popular.

Thus Lewis believed in a literal Devil who tempted people. Whereas sophisticated Oxford theologians argued that the devil and hell were allegories or symbols or psychological states, Lewis saw them as literal persons who you could meet and who could talk to you, persuade you, or possess you.

Thus the point of this scene in Perelandra is to show how Weston’s belief in the inexorable triumph of some amoral ‘Spirit of Man’ is not only a mistaken belief which results in shockingly immoral behaviour (Weston quite happily admits he would sell England to Nazi Germany if the Spirit told him), but is the result of Weston’s literal possession by an evil spirit.

And so, listening to Weston’s increasingly demented ranting, it dawns on Ransom that whole schools of modern thought might be heresies in the most literal sense – that they are inspired by the Devil.

That opposite mode of thought which he had often mocked and called in mockery The Empirical Bogey, came surging into his mind – the great myth of our century with its gases and galaxies, its light years and evolutions, its nightmare perspectives of simple arithmetic in which everything that can possibly hold significance for the mind becomes the mere by-product of essential disorder. Always till now he had belittled it, had treated with a certain disdain its flat superlatives, its clownish amazement that different things should be of different sizes, its glib munificence of ciphers.

In case there was any doubt about Weston’s demonic possession, Lewis makes it perfectly clear at the end of the scene when, as a result of Ransom’s persistent rejection of Weston’s arguments, the latter works himself up into a frenzy and then collapses and – for a moment – Ransom can see the helpless mortal man writhing in the grip of its evil demon and trying to escape.

‘Idiot,’ said Weston. His voice was almost a howl and he had risen to his feet. ‘Idiot,’ he repeated. ‘Can you understand nothing? Will you always try to press everything back into the miserable framework of your old jargon about self and self-sacrifice? That is the old accursed dualism in another form. There is no possible distinction in concrete thought between me and the universe. In so far as I am the conductor of the central forward pressure of the universe, I am it. Do you see, you timid, scruple-mongering fool? I am the Universe. I, Weston, am your God and your Devil. I call that Force into me completely. . . .’

Then horrible things began happening. A spasm like that preceding a deadly vomit twisted Weston’s face out of recognition. As it passed, for one second something like the old Weston reappeared – the old Weston, staring with eyes of horror and howling, ‘Ransom, Ransom! For Christ’s sake don’t let them…’ and instantly his whole body spun round as if he had been hit by a revolver-bullet and he fell to the earth, and was there rolling at Ransom’s feet, slavering and chattering and tearing up the moss by handfuls.

If this is like a scene from The Exorcist it is because Lewis did believe in literal devils and did believe they could literally possess people, as Weston is here, quite clearly, possessed.

His ‘wrong’ beliefs about the self-importance of Man, his denial of anything, any God or Moral Law beyond man, set him down the road to becoming the mortal instrument of spirits set on evil.

The result of this conversation, and of Weston’s collapse, is that Ransom spends the rest of the novel vividly aware that the thing he is facing is not human and this is conveyed with a real thrill of horror.

The thing sat down close to the Lady’s head on the far side of her from Ransom. If you could call it sitting down. The body did not reach its squatting position by the normal movements of a man: it was more as if some external force manoeuvred it into the right position and then let it drop. It was impossible to point to any particular motion which was definitely non-human. Ransom had the sense of watching an imitation of living motions which had been very well studied and was technically correct: but somehow it lacked the master touch. And he was chilled with an inarticulate, night-nursery horror of the thing he had to deal with – the managed corpse, the bogey, the Un-man.

The garden of Eden

What if earth had once also been a paradise? What if that is why the sights and smells and sounds of Perelandra seem not only sweet to Lewis, but deep, as if they recalled ancestral experiences from the origins of his race?

It was strange to be filled with homesickness for places where his sojourn had been so brief and which were, by any objective standard, so alien to all our race. Or were they? The cord of longing which drew him to the invisible isle seemed to him at that moment to have been fastened long, long before his coming to Perelandra, long before the earliest times that memory could recover in his childhood, before his birth, before the birth of man himself, before the origins of time. It was sharp, sweet, wild, and holy, all in one, and in any world where men’s nerves have ceased to obey their central desires would doubtless have been aphrodisiac too, but not in Perelandra.

What if the ancients myths and legends, recorded in the old books, are not – as sophisticated modern atheist philosophy has it – the childish stories made up by illiterate inhabitants of the Dark Ages, but the opposite? What if they are actual memories of people and values from an earlier time, when humans were closer to some prelapsarian truth, memories which lingered on after the spiritual disaster which overtook mankind?

He remembered his old suspicion that what was myth in one world might always be fact in some other. He wondered also whether the King and Queen of Perelandra, though doubtless the first human pair of this planet, might on the physical side have a marine ancestry. And if so, what then of the man-like things before men in our own world? Must they in truth have been the wistful brutalities whose pictures we see in popular books on evolution? Or were the old myths truer than the modern myths? Had there in truth been a time when satyrs danced in the Italian woods?

Lewis’s science fiction books are not only an excuse for fantasy – for the kind of fantasy mountains, flora and fauna, animals, skies and so on, that you might get in Wells and other sci-fi fantasists – but for fantasy underpinned by Lewis’s feel for both theology and ancient literature and myth.

From without, most certainly from without, but not by the sense of hearing, festal revelry and dance and splendour poured into him – no sound, yet in such fashion that it could not be remembered or thought of except as music. It was like having a new sense. It was like being present when the morning stars sang together.

Throughout the book the reader is given numerous extended descriptions of the sheer joyousness of the this Venusian paradise, less in ideas than in countless detailed physical sensations – Lewis very powerfully conveys the idea that Perelandra amounts to a kind of holiday from the normal sensations of his body.

He was riding the foamless swell of an ocean, fresh and cool after the fierce temperatures of Heaven, but warm by earthly standards – as warm as a shallow bay with sandy bottom in a sub-tropical climate. As he rushed smoothly up the great convex hillside of the next wave he got a mouthful of the water. It was hardly at all flavoured with salt; it was drinkable – like fresh water and only, by an infinitesimal degree, less insipid. Though he had not been aware of thirst till now, his drink gave him a quite astonishing pleasure. It was almost like meeting Pleasure itself for the first time.

The very names of green and gold, which he used perforce in describing the scene, are too harsh for the tenderness, the muted iridescence, of that warm, maternal, delicately gorgeous world. It was mild to look upon as evening, warm like summer noon, gentle and winning like early dawn. It was altogether pleasurable.

Eden is full of pleasure:

He had meant to extract the smallest, experimental sip, but the first taste put his caution all to flight. It was, of course, a taste, just as his thirst and hunger had been thirst and hunger. But then it was so different from every other taste that it seemed mere pedantry to call it a taste at all. It was like the discovery of a totally new genus of pleasures, something unheard of among men, out of all reckoning, beyond all covenant. For one draught of this on earth wars would be fought and nations betrayed. It could not be classified. He could never tell us, when he came back to the world of men, whether it was sharp or sweet, savoury or voluptuous, creamy or piercing. ‘Not like that’ was all he could ever say to such inquiries.

And blissful physical sensations:

He was approaching a forest of little trees whose trunks were only about two and a half feet high; but from the top of each trunk there grew long streamers which did not rise in the air but flowed in the wind downhill and parallel to the ground. Thus, when he went in among them, he found himself wading knee deep and more in a continually rippling sea of them–a sea which presently tossed all about him as far as his eye could reach. It was blue in colour, but far lighter than the blue of the turf–almost a Cambridge blue at the centre of each streamer, but dying away at their tasselled and feathery edges into a delicacy of bluish grey which it would take the subtlest effects of smoke and cloud to rival in our world. The soft, almost impalpable, caresses of the long thin leaves on his flesh, the low, singing, rustling, whispering music, and the frolic movement all about him, began to set his heart beating with that almost formidable sense of delight which he had felt before in Perelandra.

So in Lewis’s theology, pleasure, bliss and joy are not the temptations, are not the wicked things. The temptation is the fundamental mistake of not crediting God with creating everything.

We can all enjoy bliss such as we have never known – but it is all contingent on a right and proper and correct acknowledgement that God made us, that we are created beings and that the created should endlessly acknowledge the Creator for the gift of existence in all its wonder.

The beautiful setting, the lovely sky, the lapping waters, the docile creatures and the innocently dignified Lady – all make a luminous background against which Weston’s narrow-minded, egotistical, godless philosophy and pointlessly cruel behaviour, stand out all the more as wicked and squalid.

Temptation

Ransom takes a dolphin out to an island where he arrives in darkness, goes ashore and sleeps. When he wakens it is still dark and he overhears Weston tempting the Lady.

Maleldil’s prohibition of sleeping on the island clearly performs on this planet the role that God’s forbidding Adam and Eve from eating the apple from the tree of the knowledge of good and evil performed on Earth. it is the one rule that must be obeyed. it is the stumbling block. Meaningless in itself, it is a marker of the creature’s obedience to the Creator.

Ransom feels sick as he listens to the subtle arguments that Weston is making to tempt the Lady: that sleeping on the island will make the Lady wise, make her more of a woman, will earn the King’s respect, why should she always know less and be subservient to him? And so on.

The Lady resists his arguments. Good triumphs. Ransom falls asleep again.

When he wakes again it is to find some of the frog-like creatures he had observed among the Lady’s animal followers have been maimed and mutilated. To his horror he follows a string of their writhing bodies, each one ripped open along the spine, until he finds Weston at work, torturing one of them, for no reason, just for the random cruelty. When Weston looks up from his work, Ransom for the first time realises what a devil looks like.

The smile was not bitter, nor raging, nor, in an ordinary sense, sinister; it was not even mocking. It seemed to summon Ransom, with a horrible naïveté of welcome, into the world of its own pleasures, as if all men were at one in those pleasures, as if they were the most natural thing in the world and no dispute could ever have occurred about them. It was not furtive, nor ashamed, it had nothing of the conspirator in it. It did not defy goodness, it ignored it to the point of annihilation. Ransom perceived that he had never before seen anything but half-hearted and uneasy attempts at evil. This creature was whole-hearted. The extremity of its evil had passed beyond all struggle into some state which bore a horrible similarity to innocence. It was beyond vice as the Lady was beyond virtue.

The days begin to blur into one another. Over and over Ransom wakes to hear Weston keep up his unending siege of the Lady’s obedience. Forced to sit by most of the time, as he has to wait for the Lady to ask his opinion, Ransom (and we the reader) witness the prolonged battery of arguments launched from every side with which the un-Man assails the Lady.

This long passage is a sort of tour de force in which Lewis imagines just what the Devil said to Eve in the Garden of Eden, how he overcame her innocence, how he persuaded her that Maleldil had not banned her sleeping on the island in order to ban it as such, but so that she could grow in maturity and confidence, so that she could show both Maleldil and the King that she was no longer a child. Yes both of them would be pleased if she would only disobey the ban.

These and hundreds of other monotonously similar lies Ransom has to listen to again and again, And he is horrified to see it working. Ransom observes the Lady, under Weston’s ceaseless corrupting barrage, for the first time adopting a rather theatrical manner, no longer unself-consciously laughing and speaking but slowly becoming aware of herself, and beginning to pose. Weston gives her a hand mirror which initially surprises here, and which he uses to emphasise her importance, her supremacy, flattering her position of First Woman.

Always the weakest point of people is shown to be their egotism – their sense of self. Always their strongest point (in Lewis’s vision) is their sense of something outside themselves, of something greater, more powerful, to which they owe gratitude and obedience.

The decision

Eventually there are several pages describing Ransom’s agonised realisation that sitting by and watching primal innocence be corrupted isn’t enough. He has had no communication from Oyarsa, none of the eldila have told him what to expect or what to do.

And again, this is part of Lewis’s strategy in these fiction books and in his apologetics: he makes the very powerful point that it is up to us. In a roundabout sort of way this chimes with the contemporary message of the Continental Existentialists (apart from the obvious fact that they were mostly atheists) – but they both lead to the same conclusion – it is up to us to fight evil, often with little or no help from outside.

Everyone must make their decision and everyone defines themselves by their decisions. We are free to make or unmake ourselves, says Lewis, as clearly as his contemporary Jean-Paul Sartre.

So Ransom has had no outside help from the moment he arrived, no communications, no hints or advice or guidance.

Now, after days of agonising, he decides that there is no alternative – he must kill Weston. Yes, it’s immoral, yes maybe he will damn himself – but he cannot stand by and allow the alternative – the corruption and damnation of an entire planet. And at this point he does hear a voice in his head. ‘It is no coincidence’, the voice tells him, ‘that his name is Ransom: he must be the price paid for the preservation of this world’.

The chase

This leads into what turns out to be a very prolonged and gruelling chase sequence.

1. Ransom gets up, goes and finds Weston and, without any warning, attacks him. They claw, scratch, bite, kick and punch each other. Eventually, the struggle breaks off as Weston staggers through forest down to the shore and straddles a dolphin fish and is away, Ransom pursuing. Day and night, night and day, falling asleep, nearly falling off, confronting the strange mute faces of the mermen beneath the waves, Ransom rides the dolphin-like creature in pursuit of the equally dazed and wounded Weston.

2. A day comes when Weston’s fish is exhausted and he stops running, turns and paddles it over beside Ransom. ‘Please,’ he wheedles, and then goes into another long, tempting speech, pretending that he is now simply Weston and that his devil has fled. Except he isn’t and it hasn’t. Only slowly does it reveal its devilish intent. Weston’s wheedling slowly turns into a grand vision of the horror and pointlessness of life, we only live briefly and then are pushed out of the bright atmosphere of the world into the darkness beneath it, squealing in pain and fear. It doesn’t matter whether there is a God or not, all that matters is escaping the darkness, the void, the horror… at which point Ransom realises that ‘it’ is still a devil, and also realises that he has been given an insight into what it means to be a devil, self-excluded from the grace of God.

3. The devil grabs Ransom’s arm and then lunges across from his dolphin, tackles his body, wrapping himself round Ransom’s waist and thighs and dragging him down, down under water. This leads to a nightmareish struggle in the cold depths of the sea, when you wonder if they will both drown and go to the underworld (anything seems to be possible).

But instead Ransom awakes to find he is in some kind of shingly beach in the pitch darkness. He finds Weston’s body and strangles him to death and breaks his ribs for good measure, and then collapses exhausted. Hours later, Ransom awakes again, again into pitch darkness, and begins to explore the ‘beach’ only to discover that it is a cave. By some chance he and Weston in their death-embrace have been washed into a cave, maybe deep under the waterline in some cliff. He tentatively tries easing down into the water but it is breaking against the sides with such violence that, in the dark, it is impossible to gauge its power and depth and Ransom has no way of knowing how much of a swim, and in which direction he should go, to escape out of the cave and make it back to the surface.

Instead Ransom sets off to explore the innards of the cave and see if he can escape that way, in a passage of nightmare intensity, bumping into walls, pulling himself up onto ledges, inching along in pitch darkness, stubbing his toes, scratching every inch of his exposed naked body, always climbing, with no idea where he is going or if there is any hope.

This passage is a form of Pilgrim’s Progress. It isn’t made explicit, but it is a Christian soul climbing up out of pitch darkness driven only by faith.

Only after a prolonged and increasingly hallucinatory climb does Ransom finally see a sliver of light up above, and walk up along a sloping stretch of rock to discover a fissure of light high above him.

He has to build a platform from loose rocks and jump up into the crevice, clinging on by his fingertips, then inching his way along it, his back against one wall, his knees and feet against the other, painfully upwards to emerge in a huge wide cavern illuminated by the light from a sheer drop at one end. He goes over to it and discovers it drops sheer, hundreds maybe thousands of yards down into raw, moiling fire.

As he turns from the blinding light back to the cavern, Ransom sees Weston, as in a dream, as in a nightmare, pull himself slowly up out of the fissure and stumble towards him. Half-mad, hallucinating, delirious, Ransom grips the nearest sizeable rock, says, ‘In the name of the Father, the Son and the Holy Ghost,’ runs at Weston and smashes his face in, smashing it literally to a pulp.

He then drags the mashed-face corpse over to the ledge and tips it over to plummet down down into the fiery lava beneath. Surely, finally, he has finished his task.

Days of climbing follow in a delirium of pain and exhaustion. Finally, crossing some cave, Ransom slips and falls into a fast-moving stream which sluices him out of a rock face and into a pool outside, on a mountainside, under the golden sky of Perelandra where he lies for days, drinking the stream water and reaching his hand up for sweet fruit, delirious, unconscious of the days and nights, slowly healing in body and mind.

Eventually, after many days, healed and ready to walk, the eldila appear, fragments of light in the daytime, silently telling  him that he must set off for some kind of happy valley, there beyond the hills.

The coronation

Ransom walks a long way, up hill, down dale, somehow knowing he must seek the hidden valley, climbing high into the mountains before finally descending to the most beautiful place he has seen in either of the two planets, Malacandra or Perelandra.

Here, drawn up in front of a natural temple, he encounters the oyarsa of the planet, and then witnesses an enormous horde of friendly animals attending the King and the Lady as they land at the beach and slowly progress up to the temple.

There follows an extraordinary extended coronation scene in which the Lady and the King are transformed into Tor and Tinidil, and receive stewardship of the planet and everything on it from the oyarsa. In extended speeches Ransom is told that the King and the Lady have learned about evil not by doing it, as Adam and Eve did – but by resisting it.

In this grand performance Ransom played a crucial part, allowing the Lady to learn just enough of the bad to be able to resist it, before himself disposing of the evil in a way no creature of Perelandra could have, without sullying itself.

Only a fallen man could deal with another fallen man. Ransom receives the fathomless gratitude of the King and the Lady. And in this whole story Weston, like Judas, played a preconceived role.

‘Little did that dark mind know the errand on which he really came to Perelandra!’

After the theology is explained there is a tremendous passage of three or four pages made up of twenty paragraphs, every one of which is a hymn to Maleldil, ending with the repeated phrase, ‘Blessed be He!’

‘All things are by Him and for Him. He utters Himself also for His own delight and sees that He is good. He is His own begotten and what proceeds from Him is Himself. Blessed be He!’

Not the kind of thing you get in a regular novel.

The prophecy

With no interruption, the King washes and laves Ransom’s battered body (in an obvious echo of Jesus washing his disciples in the New Testament) even the gash on his heel where Weston bit him, and which stubbornly refuses to heal.

Then the King lays Ransom in the ice-cold white coffin which has now appeared before them, of the same type which Ransom travelled there in, seals the coffin and Ransom is gone.

But not before the King has made this final prophecy, a prophecy about the Final Battle for the soul of earth, or Thulcandra, a prophecy which obviously sets the book up for its sequel, the final novel in the trilogy, That Hideous Strength.

We shall fall upon your moon, wherein there is a secret evil, and which is as the shield of the Dark Lord of Thulcandra – scarred with many a blow. We shall break her. Her light shall be put out. Her fragments shall fall into your world and the seas and the smoke shall arise so that the dwellers in Thulcandra will no longer see the light of Arbol. And as Maleldil Himself draws near, the evil things in your world shall show themselves stripped of disguise so that plagues and horrors shall cover your lands and seas. But in the end all shall be cleansed, and even the memory of your Black Oyarsa blotted out, and your world shall be fair and sweet and reunited to the field of Arbol and its true name shall be heard again.


The Discarded Image

In my review of Out of The Silent Planet I mentioned the way that most of Lewis’s books, after his conversion to Christianity in 1931, were driven by the urge to explain and proselytise for his Christian belief. Perelandra is even more overtly Christian than its predecessor, or rather all the ideas are based on Christian theology.

His openly Christian works of apologetics like Mere Christianity, the popular comic books like The Screwtape Letters, the famous series of Narnia books, and this, his science fiction trilogy, are all powered and underpinned by Lewis’s profound Christian belief working at various levels of explicitness, from High Theology about the Fall through to incidental insights about human nature – how we are less when we are selfish and self-centred, and more when we turn outwards and acknowledge others.

But to focus on the Christian element is to ignore the other, very large, possibly even larger, part of Lewis’s imagination, which was shaped by his deep and scholarly knowledge of ancient, medieval and Renaissance literature, knowledge which underpins the fantastical and beautiful sumptuousness of much of his imagery, and his sense of the stateliness and courtesy of the pure, of his spirits and kings.

I myself did a very old-fashioned English Literature degree for which I had to learn Anglo-Saxon and Middle English, and in preparation for which it was assumed that I would have read all of the Bible, Homer, the Aeneid, Ovid and Horace.

In studying Gawayne and the Green Knight or Chaucer or The Faerie Queen by Spenser, I found Lewis’s literary criticism of these works invaluable, not only for his detailed knowledge of individual facts or symbols – but for his matchless feel for the values of long-lost cultures.

Lewis’s final book was a scholarly work – The Discarded Image: An Introduction to Medieval and Renaissance Literature – a deliberately brief, almost note-form summary of the sources of much of the imagery and belief system of medieval and renaissance literature. It lays out very clearly and usefully key aspects of ancient and medieval cosmology, explaining their sources in a handful of seminal works, mostly from the ancient world, explaining (in the words of Wikipedia),

the structure of the medieval universe, the nature of its inhabitants, the notion of a finite universe, ordered and maintained by a celestial hierarchy, and the ideas of nature.

My point is that Lewis was absolutely drenched in the imagery and thought of the classical and medieval world, and in my view it is this – just as much as his Christian faith – which gives his fictional books their special feel, a really deep feel for older values, for ancient symbolism and allegory. It explains why the image from Narnia of children placing chains of flowers round the neck of a peaceful lion feels not just fanciful, but somehow profound.

That isn’t an image from anywhere in the Bible. But it is the kind of heraldic image anyone familiar with medieval texts, poems, marginalia or tapestries would appreciate. It is this – a sense of the medieval world somehow reborn across time and space – much more than the explicit Christian theology, which I kept being reminded of as I read Perelandra.

At Ransom’s waking something happened to him which perhaps never happens to a man until he is out of his own world: he saw reality, and thought it was a dream. He opened his eyes and saw a strange heraldically coloured tree loaded with yellow fruits and silver leaves. Round the base of the indigo stem was coiled a small dragon covered with scales of red gold. He recognised the garden of the Hesperides at once.

Lewis actually uses the medieval word ‘heraldic’ several times to convey the sense of dignified, richly felt, medieval symbolism which he is striving to create.

She had stood up amidst a throng of beasts and birds as a tall sapling stands among bushes – big pigeon-coloured birds and flame-coloured birds, and dragons, and beaver-like creatures about the size of rats, and heraldic-looking fish in the sea at her feet. Or had he imagined that? Was this the beginning of the hallucinations he had feared? Or another myth coming out into the world of fact…

They made the circle of the plateau methodically. Behind them lay the group of islands from which they had set out that morning. Seen from this altitude it was larger even than Ransom had supposed. The richness of its colours – its orange, its silver, its purple and (to his surprise) its glossy blacks – made it seem almost heraldic.

The heavens had vanished, and the surface of the sea; but far, far below him in the heart of the vacancy through which he appeared to be travelling, strange bursting star shells and writhing streaks of a bluish-green luminosity appeared. At first they were very remote, but soon, as far as he could judge, they were nearer. A whole world of phosphorescent creatures seemed to be at play not far from the surface – coiling eels and darting things in complete armour, and then heraldically fantastic shapes to which the sea-horse of our own waters would be commonplace

When his imagination looks for the beautiful, it is not to the Jewish imagery of the Bible, but to medieval iconography which Lewis turns, imagery forged of the strange union between popular folk tales and legends with the high art of Norman courtly chivalry, mixed in with the myths and strange arcane beliefs of the ancient world.

It is the formal beauty, the poise, the ceremoniousness, the tremendous feeling of correctness about this medieval imagery which gives Lewis’s fictional books – the Narnia books and this science fiction trilogy – a large part of their powerful imaginative impact.

The Lady and the Unicorn: À mon seul désir (1500) Musée national du Moyen Âge, Paris

The Lady and the Unicorn: À mon seul désir (1500) Musée national du Moyen Âge, Paris

Note the ubiquity of the animals in this famous medieval tapestry, both regal (lion and unicorn) and sweetly domestic (dog, rabbits, foxes, lambs).

All of creation, not just human beings, are incorporated in Lewis’s vision – and this, again, reflects his medieval imagination, where animals peep out from the corner of tapestries or intrude into Chaucerian stories.

The comedy of Oxford dons

Although we are transported to other planets and subject to heady worlds of theological and courtly seriousness, Lewis lightens his sci-fi trilogy with an occasional sense of humour, particularly when it comes to taking the mickey out of his own world of stuffy and pedantic Oxford dons. Right in the middle of discussing the future of the whole world, they will be brought up short by a pedantic quibble about a point of grammar. Thus Lewis asks him, before he leaves, about the language he expects to find spoken on Venus:

‘And you think you will find Hressa-Hlab, or Old Solar, spoken on Venus?’
‘Yes. I shall arrive knowing the language. It saves a lot of trouble – though, as a philologist I find it rather disappointing.’

Similarly, once he finds himself in the pitch black cave under the sea, initially convinced it is simply night-time and he must wait for the dawn, Ransom sets out to pass the time thus:

He recited all that he could remember of the Iliad, the Odyssey, the Æneid, the Chanson de Roland, Paradise Lost, the Kalevala, the Hunting of the Snark, and a rhyme about Germanic sound-laws which he had composed as a freshman.

‘A rhyme about Germanic sound-laws which he had composed as a freshman.’ 🙂

Once Ransom has finally decided to kill Weston, once he is in the black cave astride the enemy’s chest, squeezing its throat with both hands, he finds himself, to his own surprise, shouting out a line from the Anglo-Saxon poem, The Battle of Maldon. I studied the Battle of Maldon at university and I have reviewed it for this blog. I would dearly love to know which line Ransom shouted out.

And it is typical of the hyper-scholarly nature of his characters that Ransom declares, towards the end, that, comparing the experience of being on the two planets, Mars and Venus:

Malacandra affected him like a quantitative, Perelandra like an accentual, metre.

Surprised by joy

But the final memory and impression of reading the book is Lewis’s wonderful, delicious, intoxicating depictions of Eden, what bliss it would be, how it would feed all the senses without glutting or tiring them: how it would be made perfectly for men and women to delight in.

Two things account for the popularity of Lewis’s popular Christian books. One is that they are simple. He turned complicated theology or philosophy into the language of Daily Mail editorials, into terms understandable by almost anyone, but without any sense of being patronising. He just sets out at a popular level and then keeps on at that level.

But just as important, I think, was his immense capacity for conjuring up images, motifs, descriptions, settings, words and phrases to convey an immense, bountiful, overflowing feeling of happiness.

I’ve met and debated theology with Christians who have had bad experiences in their lives – rape, abuse, suicide of parents – and they all testified to the importance of Lewis’s writings in helping them find a meaning and a purpose in their lives, in leading them through darkness to greater faith. Helped by its promise that even the most horrific experiences can be transcended because of the beauty and love of the world God has prepared for us.

In a thousand different images, this is the confidence, the faith in beauty and bliss, the deep optimism, which all Lewis’s books radiate and which helps to account for their enduring appeal.

But he said ‘Hush’ to his mind at this stage, for the mere pleasure of breathing in the fragrance which now began to steal towards him from the blackness ahead. Warm and sweet, and every moment sweeter and purer, and every moment stronger and more filled with all delights, it came to him. He knew well what it was. He would know it henceforward out of the whole universe – the night-breath of a floating island in the star Venus.


Related links

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent an earth man possessed by the devil from tempting the planet’s new young inhabitants to a second Fall
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1957 The Black Cloud by Fred Hoyle – a vast cloud of gas heads into the solar system, blocking out heat and light from the sun with cataclysmic consequences on Earth, until a small band of maverick astronomers discovers that the cloud contains intelligence and can be communicated with
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1963 Planet of the Apes by Pierre Boulle French journalist Ulysse Mérou accompanies Professor Antelle on a two-year space flight to the star Betelgeuse, where they land on an earth-like plane to discover that humans and apes have evolved here, but the apes are the intelligent, technology-controlling species while the humans are mute beasts
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines, and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling through time as well as space until they witness the end of the entire universe
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War has become an authoritarian state. The story concerns popular TV host Jason Taverner who is plunged into an alternative version of this world in which he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Forever War by Joe Haldeman The story of William Mandella who is recruited into special forces fighting the Taurans, a hostile species who attack Earth outposts, successive tours of duty requiring interstellar journeys during which centuries pass on Earth, so that each of his return visits to the home planet show us society’s massive transformations over the course of the thousand years the war lasts.

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – burnt-out cyberspace cowboy Case is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibsonthird of Gibson’s ‘Sprawl’ trilogy in which young hacker Bobby Newmark discovers there is a lot more to cyberspace than he ever imagined.
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero, while the daughter of a Japanese ganster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative history Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population under control

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