Byzantine emperors 1068 to 1453

This chronology is taken from John Julius Norwich’s 1995 book, Byzantium: The Decline and Fall, with additional details from some of the relevant Wikipedia articles.

Romanus IV Diogenes (1068 to 1071)

A highly successful general, Romanus is, however, mostly remembered for leading the Byzantine forces to catastrophic defeat against the Seljuk Turks at the Battle of Manzikert on 26 August 1071, defeat which left Anatolia – for 700 years the source of Byzantium’s grain and manpower – vulnerable to the Seljuk Turks’ slow but steady annexation.

Quite quickly central Anatolia became known as the Sultanate of Rum, a corruption of ‘Rome’, the name the Turks gave all the Greeks. This map from Wikipedia shows how the Sultanate slowly but steadily annexed Anatolia.

Expansion of the Sultanate 1100 to 1240 (source: Wikipedia)

Romanus and the Seljuk victor, Alp Arslan, got on well and Alp released Romanus to return to Constantinople. Had Romanus survived, something might have been salvaged from the defeat but he was promptly overthrown and blinded in a coup.

Michael VII Ducas (1067 to 1078)

Michael had been a boy when the usurper Romanus Diogenes made himself senior emperor. Soon after Romanus returned to Constantinople after the shameful defeat of Manzikert, he was blinded by partisans of the powerful Ducas family and power returned, at least in theory, to Michael. Michael was, however, weak and ineffectual, and his policies prompted several coup attempts, the successful one being led by…

Nicephorus III Botaneiates (1078 to 1081)

Nicephorus had risen to become military ruler of Anatolia. He rebelled against the bad rule and high taxes of Michael VII, leading his army into the capital where he was welcomed by the population (Michael wisely abdicated and went off to a monastery).

But Nicephorus, born around 1001, was now 77 years old and, having secured power, didn’t know what to do with it. While military threats mounted in the east and west, the young general Alexius Comnenos emerged as a rising star in the army, a general who never lost a battle. Learning that Nicephorus was about to have him arrested, Alexius rallied his troops and many supporters among the aristocracy and staged a coup. Alexius graciously allowed Nicephorus to retire to a monastery.

Comnenid dynasty (1081 to 1185)—

Alexius I Comnenos (1081 to 1118)

Alexius is one of the heroes of the book, a distinguished general who set about restoring military and political stability to the empire. His successes in Anatolia against the Turks had made Botaneiates jealous which is why Alexius staged a military coup before he himself was arrested. Pious and hard-working, Alexius had to fight wars against the Normans – who, led by their buccaneering leader Robert Guiscard, invaded from their base in south Italy in 1081 – and against the Seljuk Turks who continued their expansion into Anatolia.

Norwich’s account of the canny way Alexius handled the incursion of the various crusader armies into his territory is fascinating. After fifty years which had seen a dozen or so emperors come and go, Alexius was successful in establishing an enduring and (relatively) stable dynasty.

John II Comnenos (1118 to 1143)

Eldest son of Alexius I, John inherited the throne in a smooth transition, on his father’s death. His reign was dominated by wars – defending attacks by the Sicilian Normans, fending off a Venetian invasion fleet, dealing with the Hungarians to the North, and then campaigning against the Seljuk Turks and Armenians of Cilicia to the east, with the sometimes reluctant co-operation of the crusader states of Edessa and Antioch.

Manuel I Comnenos ‘the Great’ (1143 to 1180)

Manuel I Comnenos ‘the Great’ was the fourth and youngest son of John II. His two eldest brothers died before their father, who then chose Manuel over the surviving elder brother, Isaac. Manuel was an energetic ruler who launched campaigns against the Turks, humbled Hungary, achieved supremacy over the crusader states, and tried unsuccessfully to recover Italy. His extravagance and constant campaigning, however, depleted the Empire’s resources.

Alexius II Comnenos (1180 to 1183)

Alexius II Comnenos was born on 14 September 1169, the only son of Manuel I. In the years 1180 to 1182 i.e. aged 11 and 12, Alexius came under the regency of his mother, Maria of Antioch but, she was unpopular because a Latin, and was overthrown by Andronicus I Comnenos, who became co-emperor and finally had Alexius II deposed and killed.

Andronicus I Comnenos (1183 to 1185)

Born around 1118, Andronicus I Comnenos was a nephew of John II by his brother Isaac. A general in the army, Andronicus was imprisoned for conspiring against John II, but escaped and spent 15 years in exile in various courts in eastern Europe and the Middle East, where he acquired a reputation for his promiscuousness.

In 1182 Andronicus marched on Constantinople, capitalising on the unpopularity of Maria of Antioch. His arrival coincided with a city-wide uprising against the hated Venetians, who had been benefiting from trade and legal advantages. Having quelled the riots and established his authority, Andronicus had Maria strangled in prison and then overthrew his nephew Alexius II, who he had murdered, in 1183.

Andronicus’s campaign against the vast landowning aristocracy was justifiable from an economic point of view, but was accompanied by growing paranoia and tyranny, not a day going by without public tortures and executions. The Normans from Sicily took the opportunity of disorder in the Byzantine court to invade Illyria, and Andronicus’s abject failure to repel them clinched opposition to him at all levels of society, and he was overthrown and lynched in a popular uprising.

The Angelid dynasty (1185 to 1204)—

Of all the families who at one time or another wore the imperial crown of Byzantium, the Angeli were the worst… The three Angelus emperors – Isaac II, Alexius III and Alexius IV – reigned from first to last, a mere nineteen years. But each was in his own way disastrous, and together they were responsible for the greatest catastrophe that Constantinople was ever to suffer until its final fall.
(Byzantium: The Decline and Fall by John Julius Norwich, 1995, page 156)

Isaac II Angelus (1185 to 1195)

Born in September 1156, Isaac came to the throne at the head of a popular revolt against Andronicus I. His reign was marked by revolts and wars in the Balkans, especially against a resurgent Bulgaria. After ruling for ten years, he was deposed, blinded and imprisoned by his elder brother, Alexius III.

Alexius III Angelus (1195 to 1203)

Born in 1153, Alexius was the elder brother of Isaac II, who he deposed and blinded. His reign was marked by misgovernment and the increasing autonomy of provincial magnates. He was deposed by the Fourth Crusade and fled Constantinople, roaming Greece and Asia Minor, searching for support to regain his throne. He died in captivity in Nicaea in 1211.

Isaac II Angelus (18 July 1203 to 28 January 1204)

The armies of the Fourth Crusade arrived at the walls of Constantinople in 1203 and began besieging the city. Alexius III fled with his wife. The city council restored Isaac II (see two above) who, although blinded by his brother, was still the most legitimate ruler. Actual governing fell to his son, Alexius IV, but both of them failed to deal adequately with the crusader demands and Isaac was deposed by Alexius V Dukas in January 1204 and died on 28 January 1204, perhaps of poison.

Alexius IV Angelus (1 August 1203 to 28 January 1204)

The son of Isaac II, Alexius enlisted the Fourth Crusade to return his father to the throne, and reigned alongside his restored father. Due to their failure to deal with the crusaders’ demands, he was deposed by Alexius V Ducas in January 1204, and was strangled on 8 February.

Alexius V Ducas ‘Mourtzouphlos’ (5 February 1204 to 13 April 1204)

In Norwich’s view, Alexius V Ducas was the only Byzantine ruler of the time who was up to the crisis the empire now faced. Alexius was born in 1140, the son-in-law of Alexius III and a prominent aristocrat. In 1204 he deposed Isaac II and Alexius IV in a palace coup. He tried to repel the crusaders when they besieged the city, but they captured Constantinople, forcing Mourtzouphlos to flee. He joined the exiled Alexius III, but was later blinded by the latter. Captured by the crusaders, he was executed in December 1205.

Theodore I Lascaris (1205 to 1222)

Son-in-law of Alexius III, Theodore was elected emperor by the citizens of Constantinople on the day before the city fell to the crusaders. He fled to Nicaea, where he organized the Greek resistance to the Latins and was crowned emperor in 1208. Theodore managed to stop the Latin advance in Asia and to repel Seljuk attacks, establishing the Empire of Nicaea as the strongest of the Greek successor states.

John III Ducas Vatatzes (1221 to 1254)

Born around 1192, John became the son-in-law and successor of Theodore I in 1212. A capable ruler and soldier, he expanded his state in Bithynia, Thrace and Macedonia at the expense of the Latin Empire, Bulgaria and the rival Greek state of Epirus.

John Vatatzes had been a great ruler… one of the greatest, perhaps, in the whole of this history. (Norwich, p.203)

Theodore II Lascaris (1254 to 1258)

Born in 1222 the only son of John III, Theodore II Lascaris succeeded on his father’s death in 1254. His reign was marked by his hostility towards the major houses of the aristocracy, and by his victory against Bulgaria and the subsequent expansion of imperial power into Albania.

John IV Lascaris (1258 to 1261)

Born on 25 December 1250 as the only son of Theodore II, John succeeded on his father’s death aged just 8. Due to his minority, the regency was exercised at first by George Mouzalon until his assassination, and then by the successful young general, Michael Palaiologos who, within months, was crowned senior emperor.

After the recovery of Constantinople from its Latin crusader rulers in August 1261, Michael Palaiologos sidelined John IV completely, and had the 11-year-old boy imprisoned and blinded. John IV lived on in prison until around 1305.

Michael VIII Palaeologus (1259 to 1282)

One of the hero emperors, this confident young general campaigned against the Latins and Greek rivals. It was forces under his command who, in August 1261, discovered that Constantinople was virtually unguarded, the Latin garrison being away on a campaign against some island, and so sneaked in and took the city by surprise. Michael had to be woken up at his camp two hundred miles away to be told the city had been recovered for the Greeks. He quickly marched on the capital and was greeted with acclaim by the long-suffering Greek population.

Andronicus II Palaeologus (1282 to 1328)

Son of Michael VIII, Andronicus II Palaeologus was born on 25 March 1259, named co-emperor in 1261, crowned in 1272, and succeeded as sole emperor on Michael’s death in 1282.

Favouring monks and intellectuals, Andronicus neglected the army and his reign saw the collapse of the Byzantine position in Asia Minor. He named his son Michael IX co-emperor. In a protracted civil war, he was first forced to recognize his grandson Andronicus III as co-emperor, and was then deposed outright.

Andronicus III Palaeologus (1328 to 1341)

Son of Michael IX, Andronicus deposed his grandfather Andronicus II in 1328 and ruled as sole emperor until his death. He was ably supported by John Cantacuzenos. Andronicus’s reign saw defeats against the Ottoman emirate but successes in Europe, where Epirus and Thessaly were recovered.

John V Palaeologus (1341 to 1376) part one

John V Palaeologus was the only son of Andronicus III who neglected to crown him co-emperor or formally declare him his heir so that, at his father’s death, a destructive civil war broke out between his regents and his father’s closest aide, John VI Cantacuzenos, who ended up seizing power and being crowned co-emperor.

The conflict ended in 1347 with Cantacuzenos recognized as senior emperor, but he was then deposed by John V in 1354 during another civil war. Matthew Cantacuzenos, raised by John VI to the rank of co-emperor, was also deposed in 1357. John V appealed to the West for aid against the Ottomans, but in 1371 he was forced to recognize Ottoman suzerainty i.e. that Byzantium was now a tributary state of the Turks. He was deposed in 1376 by his son Andronicus IV.

John VI Cantakcuzenos (1347 to 1354)

A maternal relative of the Palaeologoi, John was declared co-emperor on 26 October 1341, and was recognized as senior emperor for ten years after the end of the civil war on 8 February 1347. Deposed by John V in 1354, he became a monk, dying on 15 June 1383.

Andronicus IV Palaeologus (1376 to 1379)

Son of John V and grandson of John VI, he was born on 2 April 1348 and raised to co-emperor in around 1352. He deposed his father on 12 August 1376 and ruled until overthrown, in his turn, in 1379. He was again recognized as co-emperor in 1381 and given Selymbria as an appanage, dying there on 28 June 1385. (An appanage is ‘provision made for the maintenance of the younger children of kings and emperors, consisting of a gift of land, an official position, or money.’)

John V Palaeologus (1379 to 1390) part two

Restored as senior emperor, John was reconciled with Andronicus IV in 1381, re-appointing him co-emperor. He was overthrown again in 1390 by his grandson, John VII.

John VII Palaeologus (April 1390 to September 1390)

Son of Andronicus IV, John was born in 1370, and named co-emperor under his father from 1377 to 1379. He usurped the throne from his grandfather John V for five months in 1390 but, with Ottoman mediation, he was reconciled with John V and his uncle, Manuel II. John held Constantinople against the Ottomans in 1399 to 1402, and was then given Thessalonica as an appanage, which he governed until his death on 22 September 1408.

John V Palaeologus (September 1390 to February 1391) part three

Restored to senior emperor, John ruled until his death in February 1391. If you count the time from his first ascension to the throne and exclude the interludes when someone else ruled, John V reigned longer than any other Byzantine emperor.

At one of the most desperate moments of its history, the Empire was governed by a ruler who was neither intelligent nor far-sighted, and who possessed virtually none of the qualities necessary to a successful statesman. (Norwich, p.347)

Manuel II Palaeologus (1391 to 1425)

Second son of John V, Manuel II Palaeologus was born on 27 June 1350. Raised to co-emperor in 1373, Manuel became senior emperor on John V’s death and ruled until his death. He travelled to the West European courts seeking aid against the Turks, and was able to use the Ottoman defeat in the Battle of Ankara to regain some territories and throw off his vassalage to them.

John VIII Palaeologus (1425 to 1448)

The Empire of which, on 21 July 1425, the thirty-two-year-old John Palaeologus became sole basileus, was effectively bounded by the walls of Constantinople; and Constantinople now presented a dismal picture indeed. (Norwich, p.388)

Eldest surviving son of Manuel II, John was born on 18 December 1392. Raised to co-emperor about 1416, he succeeded his father on the latter’s death. Seeking aid against the resurgent Ottomans, John ratified the Union of the Churches in 1439 i.e. in a desperate bid to secure help from the Pope and the Western powers, he promised to subjugate the Eastern Orthodox Church to Rome.

Constantine XI Dragases Palaeologus (1449 to 1453)

The fourth son of Manuel II and Serbian princess Helena Dragaš, Constantine was born on 8 February 1405. As Despot of the Morea from 1428, Constantine distinguished himself in campaigns that annexed the Principality of Achaea and brought the Duchy of Athens under temporary Byzantine suzerainty, but he was unable to repel Turkish attacks under Turahan Bey.

As the eldest surviving so of Manuel II, Constantine succeeded John VIII after the latter’s death. Confronted by the aggression of the new Ottoman sultan, Mehmet II, Constantine acknowledged the Union of the Churches and made repeated appeals for help to the West, but in vain. Refusing to surrender Constantinople, Constantine was killed during the final Ottoman attack on 29 May 1453.

So the city was both founded and lost under a ruler named Constantine (the emperor Constantine, who founded it in 330, and this Constantine Palaeologus, who was ruler when the city was overthrown in 1453). An epic 1,153-year-long history.


More medieval reviews

The Life of Galba by Suetonius

As an experiment I’m juxtaposing an edited-down version of the Wikipedia article about Galba with an edited-down version of an online English translation of Suetonius’s Life of Galba. Suetonius’s lives are often inaccurate and omit important facts. On the other hand, they contain much detail and comment which is omitted by encyclopedia articles. So I’ve set the two side by side to see how they complement each other. The most obvious learning is discovering just how much of the Wikipedia article is taken almost verbatim from Suetonius.

Servius Sulpicius Galba (3 BC to 69 AD) was the sixth Roman emperor, ruling briefly from the suicide of Nero on 8 June 68 AD to his own assassination on 15 January 69. After his adoption by his stepmother, and before becoming emperor, Galba was known as Livius Ocella Sulpicius Galba. He was the first of the emperors who ruled in the chaotic Year of the Four Emperors (69 AD).

1. Galba Wikipedia article

Background

Galba was born into a wealthy and distinguished family. His father and brother, both named Gaius, were consul in 5 BC and AD 22 respectively. Galba held at various times the positions of praetor, consul, and governor to the provinces of Aquitania, Upper Germany, and Africa during the first half of the first century AD. He retired from his positions during the latter part of Claudius’ reign (with the advent of Agrippina the Younger as Claudius’s fourth wife), but Nero later granted him the governorship of Hispania.

Taking advantage of the defeat of the uprising against Nero of Gaius Julius Vindex, governor of Gallia Lugdunensis, in early 68, Galba marched with his army on Rome, prompting Nero’s suicide on 9 June 68 whereupon Galba was declared emperor by the senate, with the support of the Praetorian Guard.

Galba’s physical weakness and general apathy led to him being easily led by favorites. Unable to gain popularity with the people or maintain the support of the Praetorian Guard (not least by not paying them the bounty he had promised), Galba was murdered by troops supporting Marcus Otho, governor of the neighbouring province of Lusitania, who had accompanied Galba in the march on Rome but was aggrieved at being passed over for high office.

Galba was distantly related to the empress Livia, who he respected and who, in turn, advanced his career. In her will Livia left him 50 million sesterces. Emperor Tiberius, however, cheated Galba by reducing the amount to 500,000 sesterces and never even paid Galba the reduced amount.

Galba was gay. According to Suetonius ‘he was more inclined to … the hard-bodied and those past their prime.’ Nevertheless, he married a woman named Aemilia Lepida and had two sons. Aemilia and their sons died during the early years of the reign of Claudius and Galba never remarried.

Career

In 39 Galba was appointed general of the Upper German legions. According to one report, Galba curried favour with the emperor Caligula by running alongside his chariot for twenty miles. As commander of the legions of Upper Germany, Galba gained a reputation as a disciplinarian. Suetonius writes that Galba was advised to seize the throne following the assassination of Caligula in 41, but instead loyally served Caligula’s uncle and successor Claudius.

Claudius appointed Galba governor of Africa in 44 or 45. He retired at an unknown point during the reign of Claudius, possibly in 49. He was recalled in 59 or 60 by the emperor Nero to govern Hispania.

Revolt

A rebellion against Nero was orchestrated by Gaius Julius Vindex in Gaul on the anniversary of the death of Nero’s mother, Agrippina the Younger, in 68. Shortly afterwards, Galba, in Spain, disavowed the title ‘General of Caesar’ in favour of ‘General of The Senate and People of Rome’.

Among several contenders for the throne who arose in light of Vindex’s revolt, Galba was supported by the influential imperial official Tigellinus. At midnight on 8 June, another imperial official, Nymphidius Sabinus, falsely announced to the Praetorian Guard that Nero had fled to Egypt, and the Senate proclaimed Galba emperor. Nero, who had fled to a suburban villa, committed assisted suicide with help from his secretary.

Reign

Galba was 72 when he came to the throne. Upon becoming emperor, he was faced by the rebellion of Nymphidius Sabinus, who had his own aspirations for the imperial throne. However, Sabinus was killed by the Praetorians before he could take the throne.

While Galba was arriving at Rome with the Lusitanian governor Marcus Salvius Otho, his army was attacked by a legion that had been organized by Nero. A number of Galba’s troops were killed in the fighting.

Galba surrounded himself with a group of cronies who gave him bad advice. He seized the property of Roman citizens, disbanded the German legions, and didn’t pay the Praetorian Guard and the soldiers who fought for him against Vindex. He condemned to death distinguished men of both orders on trivial suspicions without a trial. He became unpopular.

Mutiny on the frontier and assassination

On 1 January 69, the day Galba and Vinius took the office of consul, the fourth and twenty-second legions of Upper Germany refused to swear loyalty to Galba. They toppled his statues, demanding that a new emperor be chosen. On the following day, the soldiers of Lower Germany also refused to swear their loyalty and proclaimed the governor of the province, Aulus Vitellius, as emperor.

Galba tried to ensure his authority as emperor by adopting a successor, the young handsome nobleman Lucius Calpurnius Piso Licinianus. But it was too little too late. Galba was killed by the Praetorian Guard on 15 January.

Marcus Salvius Otho was angry that he had been passed over for adoption and had organised a conspiracy with a small number of Praetorian Guards to murder the aged emperor and elevate himself. The soldiery in the capital, composed not just of Praetorians but of Galba’s legion from Spain and several detachments of men from the Roman fleet, Illyria, Britain, and Germany, were angered at not having received a donative i.e. reward for supporting him.

They also resented Galba’s purges of their officers and fellow soldiers (this was especially true of the men from the fleet). Many in the Praetorian Guard were shaken by the recent murder of their Prefect, Nymphidius Sabinus – some of the waverers were convinced to come over to Otho’s side out of fear that Galba might yet take revenge on them for their connection to Sabinus.

120 men later petitioned Otho that they had killed Galba. They would all be executed by Vitellius. A company of German soldiers to whom he had once done a kindness rushed to help Galba, however they took a wrong turn and arrived too late. He was killed near the Lacus Curtius.

Of Galba’s cronies: Vinius tried to run away, calling out that Otho had not ordered him killed, but was run through with a spear. Laco was banished to an island where he was later murdered by soldiers sent by Otho. Icelus was publicly executed. Piso was also killed; his head along with Galba’s and Vinius’s were placed on poles and mocked by the soldiers.

Galba’s head was brought by a soldier to Otho’s camp where camp boys mocked it. Vinius’s head was sold to his daughter for 2,500 drachmas. Piso’s head was given to his wife. Galba’s head was bought for 100 gold pieces by a freedman who threw it at Sessorium where his master, Patrobius Neronianus, had been killed by Galba. So much killing.

2. Suetonius’s Life of Galba

Suetonius gives Galba’s life in 23 short ‘chapters’ (compare with the 56 for Nero). I’ve copied and sub-edited the 1914 Loeb Classical Library translation by J. C. Rolfe.

Nero was the last who bore the name ‘Caesar’ because of his connection with the family of Augustus; after him it turned from being a family name into a designation of rank.

1. With Nero the line of the Caesars became extinct. [Suetonius is as superstitious as Plutarch or Tacitus and so records a crop of the usual bad omens.]

  • the holy laurel tree from which the emperors had their wreaths made wilted
  • the temple of the Caesars​ was struck by lightning which decapitated all the statues at the same time
  • Augustus’s sceptre was dashed from his hand

2. When he became emperor, Galba displayed a family tree in his hall claiming his ancestry went back on his father’s side to Jupiter and on his mother’s to Pasiphae, the wife of Minos.

3. Nobody knows how the name Galba was introduced into the clan Sulpicii which he belonged to. One theory is that after a long siege of some Spanish town the Sulpicius in question set fire to it with torches smeared with resin (galbanum). Others because this ancestor during a long illness resorted to galbeum, a sort of poultice, that is to say of remedies wrapped in wool. Others think he was very fat man, the Gallic word for which is galba. Others that he was, on the contrary, like the galba, a creature which breeds in oak trees. [Shows you how wild and inaccurate Roman attempts at etymology were.]

His ancestor, Servius Galba, served as consul, was the most eloquent speaker of his time and triggered the war with Viriathus because, while governing Spain, he treacherously massacred 30,000 Lusitanians.

Galba’s great-grandfather was blocked by Julius Caesar in his campaign for the consulship in 49 BC and so joined Brutus’s conspiracy and was one of Caesar’s assassins. From him were descended the grandfather and the father of the emperor Galba. The former published a voluminous and painstaking history.

Galba’s father attained the consulship and, despite being a hunchback, was an effective advocate. He had two wives: Mummia Achaica, great-granddaughter of Lucius Mummius who destroyed Corinth, bore him two sons, Gaius and Servius (our protagonist). Gaius committed suicide because Tiberius would not allow him to take part in the allotment of the provinces in his year (i.e. following immediately his consulship). When Achaica died, Galba’s father married Livia Ocellina, a very rich and beautiful woman, who adopted Servius as her step-son.

4. The future emperor Servius Galba was born in the consulship of Marcus Valerius Messala and Gnaeus Lentulus (3 BC), on the ninth day before the Kalends of January i.e. 24 December, in a country house situated on a hill near Tarracina.

Adopted by his stepmother Livia, he took her name and the surname Ocella, and also changed his forename, using Lucius instead of Servius from that time until he became emperor.

Suetonius has some entertaining anecdotes. It was, he says, well known in his day that when Galba was a boy and called to pay his respects to Augustus with others of his age, the emperor pinched his cheek and said in Greek: ‘You too will taste a little of my power, child.’

And Tiberius too, when he heard that Galba was destined to be emperor, but in his old age, said: ‘Well, let him live then, since that does not concern me.’

When he reached adult years, Galba dreamed that Fortune said that she was tired of waiting outside his door and, unless he let her in, she would be fair game for the next passerby. When he awoke and opened the door into the hall he found a bronze statue of Fortune about two feet high. This he carried lovingly to his summer house a Tusculum, and consecrated it in a room there, worshiping it from that time on with monthly sacrifices and an annual vigil. [Compare and contrast with Nero’s alleged attachment to a small figure of a girl sent him by an unnamed commoner.]

As a young man he persisted in keeping up an old and forgotten custom which survived only in his own household, of having his freedmen and slaves appear before him twice a day in a body, greeting him in the morning and bidding him goodnight at evening, one by one.

5. Galba applied himself to liberal studies, particularly the law.

He took marriage seriously but after his wife Lepida and the two sons he had by her died, he remained a widower. He could not be tempted afterwards by any match, not even with the redoubtable Agrippina [mother of Nero], who no sooner lost [her first husband] Domitius by death than she made such shameless advances to him, while his wife was still alive, that Lepida’s mother gave her a public reprimand, going so far as to slap her.

Galba showed marked respect to Livia Augusta, to whose favour he owed great influence during her lifetime and by whose last will he almost became a rich man; for he had the largest bequest among her legatees, one of 50 million sesterces. But because the sum was designated in figures and not written out in words, Tiberius, who was her heir, reduced the bequest to 500,000, and Galba never received even that amount.

6. Galba began his career of office before the legal age, and in celebrating the games of the Floralia in his praetorship he gave a new kind of exhibition, namely of elephants walking the rope.​ Then he governed the province of Aquitania for nearly a year and soon afterwards held a regular consulship​ for six months. It chanced that in this office he succeeded Lucius​ Domitius, the father of Nero, and was succeeded by Salvius Otho, the father of the emperor Otho, a kind of omen of what happened later, when he became emperor between the reigns of the sons of these two men.

Appointed governor of Upper Germany by Gaius Caesar, the day after he appeared before the legions Galba put a stop to their applause at a festival which chanced to fall at that time, by issuing a written order to keep their hands under their cloaks; and immediately this verse was bandied about the camp:

‘Soldier, learn to play the soldier; ’tis Galba, not Gaetulicus.’

With equal strictness Galba put a stop to the requests for furloughs. He got both the veterans and the new recruits into condition by plenty of hard work, speedily checked the barbarians, who had already made inroads even into Gaul. When Gaius (Caligula) arrived on a tour of inspection, Galba and his army made such a good impression that out of the great body of troops assembled from all the provinces none received greater commendation or richer rewards. Galba particularly distinguished himself while directing the military manoeuvres shield in hand, by running for twenty miles close beside Caligula’s chariot.

7. When the murder of Caligula was announced, although many urged Galba to take advantage of the opportunity, he preferred quiet. Hence he was in high favour with Claudius, became one of his staff of intimate friends, and was treated with such consideration that the departure of the expedition to Britain was put off because Galba was taken with a sudden illness (of no great severity).

Galba governed Africa for two years with the rank of proconsul, being specially chosen​ to restore order in the province, which was disturbed both by internal strife and by a revolt of the barbarians. He was successful owing to his insistence on strict discipline and his observance of justice even in trifling matters. When provisions were very scarce during a foray and a soldier was accused of having sold for a hundred denarii a peck​ of wheat which was left from his rations, Galba gave orders that when the man began to lack food, no one should help him and so he starved to death.

On another occasion, when Galba was holding court and the question of the ownership of a beast of burden was laid before him, as the evidence on both sides was slight and the witnesses unreliable so that it was difficult to get at the truth, Galba ruled that the beast should be led with its head muffled up to the pool where it was usually watered, that it should then be unmuffled, and should belong to which of the men it returned to of its own accord.

8. Galba’s services in Africa at that time, and previously in Germany, were recognised by the triumphal regalia and three priesthoods, for he was chosen a member of the Fifteen,​ of the brotherhood of Titius,​ and of the priests of Augustus.

After that he lived for the most part in retirement until about the middle of Nero’s reign, never going out even for recreation without taking a million sesterces in gold with him in a second carriage. Finally, while he was staying in the town of Fundi, the province of Hispania Tarraconensis was offered to him.

It happened that as he was offering sacrifice in a public temple after his arrival in the province, the hair of a young attendant who was carrying an incense-box suddenly turned white all over his head. Some interpreted this as a sign of a change of rulers and of the succession of an old man to a young one, that is to say, of Galba to Nero. Not long after this, lightning struck a lake of Cantabria and twelve axes were found there, an unmistakable token of supreme power.

9. For eight years Galba governed the province in a variable and inconsistent manner. At first he was vigorous and energetic and even over-severe in punishing offences. For example, he cut off the hands of a money-lender who carried on his business dishonestly and nailed them to his counter. He crucified a man for poisoning his ward, whose property he was to inherit in case of his death and when the man invoked the law and declared that he was a Roman citizen, Galba, pretending to lighten his punishment by some consolation and honour, ordered that a cross much higher than the rest and painted white be set up, and the man transferred to it.

But he gradually changed to sloth and inaction, not to give Nero any cause for jealousy and, as he used to say himself, because no one could be forced to render an account for doing nothing.

As he was holding the assizes at New Carthage, Galba learned of the rebellion of the Gallic provinces through an urgent appeal for help from the governor of Aquitania. Then came letters from Vindex, calling on Galba to make himself the liberator and leader of mankind. So, without much hesitation, Galba accepted the proposal, led by fear as well as by hope. For he had intercepted despatches ordering his own death, which had been secretly sent by Nero to his agents.​

Galba was encouraged too, in addition to most favourable auspices and omens, by the prediction of a young girl of high birth; and also because the priest of Jupiter at Clunia, directed by a dream, had found in the inner shrine of his temple the very same prediction, likewise spoken by an inspired girl 200 years before. The drift of the verses​ was that one day there would come out of Spain the ruler and lord of the world.

10. Accordingly, pretending that he was going to attend to the manumitting of slaves, Galba mounted the tribunal, on the front of which he had set up as many images as he could find of those who had been condemned and put to death by Nero – and having by his side a boy of noble family whom he had summoned for that very purpose from his place of exile hard by in the Balearic Isles – he deplored the state of the times.

Being hailed as emperor by his troops, Galba declared that he was their governor, representing the senate and people of Rome.​ Then, proclaiming a holiday, he enrolled from the people of the province legions and auxiliaries in addition to his former force of one legion, two divisions of cavalry and three cohorts.

But from the oldest and most experienced of the nobles Galba chose a kind of senate who he might refer matters of special importance to whenever it was necessary. He also chose young men of the order of knights, who were to have the title of volunteers​ and guard his bedchamber in place of the regular soldiers, without losing their right to wear the gold ring.​ He also sent proclamations throughout the province, urging all men individually and collectively to join the revolution and aid the common cause in every possible way.

More omens and portents:

  • During the fortification of a town which he had chosen as the seat of war, a ring of ancient workmanship was found, containing a precious stone engraved with a Victory and a trophy.
  • Immediately afterwards a ship from Alexandria loaded with arms arrived at Dertosa without a pilot, without a single sailor or passenger, removing all doubt in anyone’s mind that the war was just and holy and undertaken with the approval of the gods.

Then suddenly and unexpectedly the whole plan almost failed. One of Galba’s two divisions of cavalry,​ repenting of its change of allegiance, attempted to desert Galba as he was approaching his camp and was only with difficulty prevented.

Some slaves too, whom one of Nero’s freedmen had given to Galba with treachery in view, nearly assassinated him as he was going to the bath through a narrow passage-way. They would have succeeded had they not been overheard discussing ‘the opportunity’ and, when interrogated about what ‘the opportunity’ referred to, confessed.

11. To these great perils was added the defeat and death of Vindex by forces loyal to Nero. This made Galba panic and even contemplate taking his own life, believing the cause of insurrection was lost. But when some messengers came from Rome, reporting that Nero was dead and that all the people had sworn allegiance to him, Galba, he laid aside the title of governor and assumed that of Caesar.

He then began his march to Rome in a general’s cloak with a dagger hanging from his neck in front of his breast and he did not resume the toga until he had overthrown his opponents, Nymphidius Sabinus, prefect of the praetorian guard at Rome, and in Germany and Africa the governors Fonteius Capito and Clodius Macer.

12. Galba’s double reputation for cruelty and avarice had gone before him. Men said that he had punished the cities of the Spanish and Gallic provinces which had hesitated about taking sides with him by imposing heavier taxes and even razing the walls of some of them, executing the governors and imperial deputies​ along with their wives and children.

It was further alleged that he had melted down a golden crown of fifteen pounds weight, which the people of Tarraco had taken from their ancient temple of Jupiter and presented to him; he ordered that the three ounces which it fell short by should be exacted from them.

Galba’s reputation for harshness was confirmed immediately on his arrival in Rome. He compelled some marines whom Nero had made regular soldiers to return to their former position as rowers and, when they refused and obstinately demanded an eagle and standards, Galba not only dispersed them by a cavalry charge but had them decimated.

Galba also disbanded a cohort of Germans, whom the previous Caesars had made their bodyguard​ and had found absolutely faithful in many emergencies, and sent them back to their native country without any rewards. He alleged that they were favourably inclined towards Gnaeus Dolabella, near whose gardens they had their camp.

The following tales were told in mockery of him, whether truly or falsely:

  • that when an unusually elegant dinner was set before him, he groaned aloud
  • that when his duly appointed steward presented his expense account, he handed him a dish of beans in return for his industry
  • that when the flute player Canus greatly pleased him, he presented him with five denarii, which he took from his own purse with his own hand i.e. he acquired a reputation for being stingy

13. Accordingly Galba’s arrival in Rome was not so welcome as it might have been. This was apparent at the first performance in the theatre, for when the actors of an Atellan farce began the familiar lines:

‘Here comes Onesimus from his farm’

all the spectators at once finished the song in chorus and repeated it several times with appropriate gestures, as if it mockingly referred to Galba.

14. Thus Galba’s popularity and prestige were greater when he won than while he ruled the empire, although he gave many proofs of being an excellent prince. But he was more hated for his bad acts than loved for his wise ones.

Galba was wholly under the control of three men who were commonly known as his tutors because they lived with him in the palace and never left his side. These were:

  • Titus Vinius, one of his generals in Spain, a man of unbounded covetousness
  • Cornelius Laco, advanced from the position of judge’s assistant to that of prefect of the Guard and intolerably haughty and indolent
  • his own freedman Icelus, who had only just before received the honour of the gold ring​ and the surname of Marcianus, yet already aspired to the highest office open to the equestrian order

Galba was so under the influence of these men with their different agendas that his conduct was inconsistent: sometimes he was exacting and niggardly, other times more extravagant and reckless than became a prince chosen by the people and of his time of life.

Galba condemned to death various distinguished men of both orders on trivial suspicions without a trial. He rarely granted Roman citizenship, and granted the privileges of threefold paternity​ to hardly one or two men, and even to those only for a fixed and limited time.

When the jurors petitioned that a sixth division be added to their number, he not only refused but even deprived them of the privilege, granted by Claudius, of not being summoned for court duty in winter and at the beginning of the year.

15. It was thought too that Galba intended to limit the offices open to senators and knights to a period of two years, and to give them only to such as did not wish them and declined them.​

He had all the grants of Nero revoked, allowing only a tenth part to be retained and he demanded repayment with the help of fifty Roman knights, stipulating that even if the actors and athletes had sold anything that had formerly been given them (by Nero), it should be taken away from the purchases, in case the recipient had spent the money and could not repay it.

On the other hand, there was nothing that he did not allow his friends and freedmen to sell at a price or bestow as a favour, taxes and freedom from taxation, the punishment of the guiltless and impunity for the guilty.

More, when the Roman people called for the punishment of Halotus and Tigellinus, the most abandoned of Nero’s creatures, not content with saving their lives, Galba honoured Halotus with an important stewardship and, in the case of Tigellinus, issued an edict rebuking the people for their cruelty in criticising him.

16. Having thus incurred the hatred of almost all men of every class, Galba was especially detested by the soldiers, for although their officers​ had promised them a larger gift than common when they swore allegiance to Galba in his absence, so far from keeping the promise, Galba declared more than once that it was his habit to levy troops, not to buy them. With this policy he embittered the soldiers all over the empire. He filled the praetorians with fear and indignation by discharging many of them from time to time as under suspicion of being partisans of Nymphidius.

But loudest of all was the grumbling of the army in Upper Germany, because it was defrauded of the reward for its services against the Gauls and Vindex. This is why these troops were the first to venture on mutiny, refusing on the Kalends of January to swear allegiance to anyone save the senate, and at once resolving to send a deputation to the praetorians with the following message: that the emperor created in Spain did not suit them and the Guard must choose one who would be acceptable to all the armies.

17. When this was reported to Galba, thinking that it was not so much his age as his lack of children that was criticised, he picked out Piso Frugi Licinianus from the throng at one of his morning receptions, a young man of noble birth and high character, who had long been one of his special favourites and always named in his will as heir to his property and his name.

Calling him ‘son’, Galba led Piso to the praetorian camp and adopted him before the assembled soldiers. But even then he made no mention of largess (i.e. money for the soldiers), thus making it easier for Marcus Salvius Otho to overthrow him just six days after the adoption.

18. Many prodigies from the start of his reign had foretold Galba’s end exactly as it happened:

  • when animals were being slain to right and left all along his march to Rome in every town,​ an ox, maddened by the stroke of an axe, broke its bonds and charged the emperor’s chariot and deluged him with blood
  • as Galba dismounted, one of his guards, pushed forward by the crowd, almost wounded him with his lance
  • as he entered Rome, and later the Palace, he was met by a shock of earthquake and a sound like the lowing of cattle

There followed even clearer signs: he had set apart from all the treasure a necklace made of pearls and precious stones, for the adornment of his image of Fortune at Tusculum.​ This on a sudden impulse he consecrated to the Capitoline Venus, thinking it worthy of a more august position. The next night Fortune appeared to him in his dreams, complaining of being robbed of the gift intended for her and threatening to take away what she had bestowed. When day came Galba hastened in terror to Tusculum to offer expiatory sacrifices because of the dream, and sent men ahead to make preparations for the ceremony. But on arrival, he found on the altar nothing but warm ashes and beside it an old man dressed in black, holding the incense in a glass dish and the wine in an earthen cup.​

It was also noticed that as Galba was sacrificing on the Kalends of January, the garland fell from his head and that, as he took the auspices, the sacred chickens flew away.

As he was on the point of addressing the soldiers on the day of the adoption,​ his camp chair, through the forgetfulness of his attendants, was not placed on the tribunal, as is customary. In the senate his curule chair was set wrong side foremost.

19. As Galba was offering sacrifice on the morning before he was killed, a soothsayer warned him to look out for danger, since assassins were not far off.

Not long after this Galba learned that Otho had taken possession of the camp of the Praetorian Guard. When advisers recommended that Galba go there as soon as possible — for they said that he could win the day by his presence and prestige — he decided to do no more than hold his present position and strengthen it by assembling a guard of the legionaries, who were camped around Rome.

Galba did put on a linen cuirass, though he admitted it would give little protection against so many swords. But he was lured out by false reports, circulated by the conspirators, to induce him to appear in public. They assured him that the trouble was over, that the rebels had been overthrown, and that the rest were coming in a body to offer their congratulations, ready to submit to all his orders.

So Galba went out to meet them with so much confidence that when one of the soldiers boasted that he had slain Otho, he asked him, ‘On whose authority?’ and then he went on to the Forum. There the cavalry who had been bidden to slay him, spurring their horses through the streets and dispersing the crowd of civilians, caught sight of him from a distance and halted for a moment. Then they rushed upon him again and butchered him, abandoned by his followers.

20. Some say that at the beginning of the disturbance Galba cried out, ‘What mean you, fellow soldiers? I am yours and you are mine,’ and that he even promised them largess. But the more general account is that he offered them his neck without resistance, urging them to do their duty​ and strike, since it was their will.

It might seem surprising that none of those present tried to help their emperor, and that everyone who Galba sent for treated the summons with contempt, except for a company of German troops. These responded because of his recent kindness in showing them great indulgence when they were weakened by illness, and they ran to his help but, not knowing their way round Rome, took a roundabout way and arrived too late.

Galba was killed beside the Lake of Curtius​ and was left lying just as he was, until a common soldier, returning from a distribution of grain, threw down his load and cut off the head. Since there was no hair by which to grasp it, the soldier put it under his robe, but later thrust his thumb into the mouth and so carried it to Otho.

Otho handed the head over to his servants and camp-followers, who stuck it on a lance and paraded it about the camp with jeers, crying out from time to time: ‘Galba, thou Cupid, exult in thy vigour!’ The point of this joke was that the report had gone around a few days earlier that when someone had congratulated him on still looking young and vigorous, Galba had replied:

‘As yet my strength is unimpaired.’

The head was bought from these camp followers by a freedman of Patrobius Neronianus for 100 pieces of gold and thrown in the place where his patron had been executed on Galba’s orders.

At last, however, Galba’s steward, Argivus, consigned it, with the rest of the body, to the tomb in Galba’s private gardens on the Aurelian Road.

21. Galba was of average height, very bald, with blue eyes and a hooked nose. His hands and feet were so distorted by gout that he couldn’t bear to wear a shoe for long, to unroll a book, or even to hold one. The flesh on his right side too had grown out and hung down to such an extent that it could only with difficulty be held in place by a bandage.

22. It’s said that Galba was a heavy eater and in winter time used to take food even before daylight, while at dinner he helped himself so lavishly that he would have the leftovers placed in front of him to finish off before he distributed it among his attendants.

Galba was more inclined in his sexual tastes to men and, of those, vigorous and older ones. They say that when Icelus, one of his old favourites, brought him news in Spain of Nero’s death, he not only received him openly with the fondest kisses, but begged him to ‘prepare himself’ without delay and took him to one side [i.e. buggered him].

23. Galba met his end in the seventy-third year of his age and the seventh month of his reign. The senate, as soon as it was allowed to do so, voted him a statue standing on a column decorated with the beaks of ships, in the part of the Forum where he was killed. But Vespasian [after he came to power in July 69] annulled this decree, believing that Galba had sent assassins from Spain to Judaea to murder him.

[Suetonius’s Life of Galba should be read alongside Tacitus’s account of the same events in his Histories.]


Related links

Suetonius’s Lives of the Twelve Caesars

Roman reviews

The Pharsalia by Lucan – 2: Summary

In this book-by-book summary of Lucan’s Pharsalia, I started with the short text summaries provided by Wikipedia, pasted in the section summaries provided by A.S. Kline’s online translation, and then added my own observations.

Book 1 The civil war begins (695 lines)

After a brief introduction lamenting the idea of Romans fighting Romans there is a flattering dedication to Nero (‘to me you are already divine…you alone grant power to Roman verse’). Considering that Nero had Lucan killed, some critics read this as deeply ironic. But Susan Braund (translator of the Oxford University Press edition of the Pharsalia) sees no reason to. Before their falling out, while he was writing the early books of the poem, they were close friends and the first part of Nero’s reign was seen by many as ideal, peaceful and just.

The narrative summarizes background material leading up to the present war and introduces Caesar in northern Italy. Despite an urgent plea from the Spirit of Rome to lay down his arms, Caesar crosses the Rubicon, rallies his troops and marches south to Rome, joined by Curio along the way. The book closes with panic in the city, terrible portents and visions of the disaster to come.

Lines 1 to 32: The ruinous nature of civil war on earth and chaos in the heavens

33 to 66: Sycophantic homage to Nero, saying that if it took a civil war to produce such a wise and good emperor, then maybe it was worth it

67 to 97: The motives of the two leaders

98 to 157: Comparisons, Pompey the old oak tree and Caesar the unstoppable bolt of lightning

158 to 182: The hidden causes of the war, namely Rome’s wealth and decadence, bribery and corruption

183 to 227: Despite a vision of Italy as a weeping woman, Caesar denies her accusations and crosses the Rubicon

228 to 265: Caesar’s entry into Ariminum whose citizens lament that they are the first stopping point for all invaders

266 to 351: The exiled tribunes: Curio’s speech whips Caesar up to a speech detailing his grievances against Pompey and the Senate

352 to 391: The troops hesitate but are convinced by the speech of Laelius, the chief centurion

392 to 465: Caesar gathers his forces

466 to 525: Rumour triggers panic in Rome which is cowardly abandoned by its population

526 to 583: Ghosts and portents, anarchy in heaven, terrify the world

584 to 637: The soothsayer Arruns reads the future in the rotten entrails of a sacrificed bull and predicts disaster

638 to 672: Figulus reads the prophecies in the heavens

673 to 695: Apollo inspires a Roman matron in a frenzied vision to see the locations of all the forthcoming battles and bloodshed

Book 2 Pompey flees Italy (736 lines)

In a city overcome by despair, an old veteran presents a lengthy interlude regarding the previous civil war that pitted Marius against Sulla. Cato the Younger is introduced as a heroic man of principle; as abhorrent as civil war is, he argues to Brutus that it is better to fight than do nothing. After siding with Pompey—the lesser of two evils—he remarries his ex-wife, Marcia, and heads to the field. Caesar continues south through Italy and is delayed by Domitius’ brave resistance. He attempts a blockade of Pompey at Brundisium, but the general makes a narrow escape to Greece.

Lines 1 to 66: In Rome women beat their breasts in lamentation and men wish they were fighting Rome’s enemies not each other

67 to 138: An elder gives a detailed account of Marius’s career i.e. flight, then vengeful bloody return to Rome

139 to 233: The same elder recalls Sulla’s victory and vengeance against the Marian party, recalls seeking the body of his murdered brother, the Tiber was clogged with corpses

234 to 285: Marcus Junius Brutus the Younger visits Cato and makes a long speech

286 to 325: Marcus Porcius Cato the Younger’s speech of reply: wherever fate leads, virtue must follow without fear; he wishes his death could unite the enemies

326 to 349: Marcia knocks on the door; she has come from burying her husband, Hortensius, and wants to remarry Cato in order to share his tribulations

350 to 391: So Marcia and Cato marry on the spot, with Brutus as witness, but Lucan emphasises Cato’s stern devotion to duty and Rome above personal reward or pleasure

392 to 438: Pompey bases himself at Capua, with an extended geographical description of the city’s location among the Apennine mountains

439 to 461: Caesar advances into Italy

462 to 525: Commander after commander abandons his post and cities fall before Caesars advance, with the noble exception of Domitius who tried to defend Corfinium, before being given up his soldiers and then ignominiously granted clemency by Caesar (the fate Cato is determined to avoid)

526 to 595: Pompey’s speech to the army defending his cause against Caesar’s ‘pitiful madness’ and listing his many triumphs

596 to 649: But little applause follows his speech, and Pompey leads his troops to Brindisi, which is given an extended geographical description, like Capua, above; he sends his son and envoys to raise allies in Greece and the East

650 to 703: Caesar lays siege to Brindisi

704 to 736: Pompey escapes Brindisi, taking his fleet across the Adriatic to Illyricum

Book 3 War in the Mediterranean (762 lines)

As his ships sail, Pompey is visited in a dream by Julia, his dead wife and Caesar’s daughter. Caesar returns to Rome and plunders the city while Pompey reviews potential foreign allies. To protect his read Caesar heads for Spain, but his troops are detained at the lengthy siege of Massilia (Marseille). The city ultimately falls in a bloody naval battle.

Lines 1 to 45: Pompey’s vision of Julia, his previous wife, daughter of Caesar, who bound the two rivals together until her early death in 54 BC

46 to 83: Caesar sends officers to secure the grain supply from Sicily and Sardinia, then marches on Rome

84 to 140: While the senators are ignominously summoned to the House to hear Caesar, the tribune Lucius Metellus defends the treasury with his life

141 to 168: Metellus is pushed aside and the cumulated treasury of the ages seized

169 to 213: A long list of cities in Greece and Asia Minor who send men to Pompey

214 to 263: The Middle East and India rally to Pompey

264 to 297: The Black Sea and North Africa rally to Pompey – these three sections comprise a massive list of tribes and cities and peoples on the model of the List of Allies in the Iliad, itself copied in the Aeneid

298 to 357: speech of the Greek inhabitants of Marseille opposing Caesar, arguing to remain neutral

358 to 398: Caesar blockades Marseille, throwing up an enormous earthwork

399 to 452: Caesar destroys the sacred grove

453 to 496: Caesar leaves for Spain but the siege of Marseille continues, Roman siege techniques described in detail

497 to 537: The Greek inhabitants of Marseille mount a successful sortie so the Romans initiate a naval battle

538 to 582: The fleets engage with a vivid description of grappling irons, hand to hand fighting and thousands of soldiers dying in the sea, hit by random arrows, javelins, fire and sinking ships

583 to 634: The death of Catus, Telo, Gyareus, the mutilated twin

635 to 669: The death of Lycidas, the man skewered by two prows meeting

670 to 708: The death of Phoceus, who drowned many before hitting the keel of a ship, many more drown, are crushed, transfixed

709 to 751: Lygdamus, a Balearic sling-thrower, blinds Tyrrhenus who, in turn, throws a javelin which kills Argus, whose father is so distraught he stabs himself then jumps overboard – the focus on gruesome anatomical details recalls the Iliad

752 to 762: Lamentation of the women and parents of Marseille as they embraced mangled corpses or fought over headless bodies to place on funeral pyres

Book 4 Caesar victory in Spain

The first half of this book describes Caesar’s victorious campaign in Spain against Afranius and Petreius. Lucan then switches scene to focus on Pompey, his forces intercept a raft carrying Caesarians, who prefer to kill each other rather than be taken prisoner. The book concludes with Curio launching an African campaign on Caesar’s behalf, where he is defeated and killed by the African King Juba.

1 to 47: Caesar attacks the base of the two Pompeian leaders in Spain, Lucius Afranius and Marcus Petreius, but his soldiers, fighting uphill, are thrown back

48 to 120: Caesar’s camp is flooded, interesting because of the extended description of the geography of Spain and the causes of heavy rain and, after the flooding, the famine

121 to 156: The campaign is renewed: Caesar builds bridges across the river Sicoris, prompting Petreius to abandon the heights of Ilerda and head for central Spain

157 to 207: The two armies camp within sight of each other and this prompts many to call out then go and meet friends on the other side; Lucan praises the god Harmony, soon bitterly to be broken

208 to 253: Angry, Petreius gives a speech rousing his troops in the name of the Senate and Pompey and Freedom, whipping them up to attack the friends of Caesar’s army who had come among them, bloodshed, horror

254 to 318: Afranius loses the moral high ground with this action; Caesar pursues his army to high ground, with no water, and there surrounds it, ordering his army to resist attacks and wear the trapped enemy down from extreme thirst

319 to 362: Worn down by privations Lucius Afranius surrenders with a dignified speech

363 to 401: Pompey’s army in Spain disbands and immediately quench their thirst at the river Caesar had prevented them reaching; they are lucky, banned from fighting they will see out the long civil war in peace

402 to 447: Conflict in Dalmatia, where Gaius Antonius’s Caesarian force builds rafts to escape the island of Curicta

448 to 528: One of these rafts, bearing 600 Caesarians commanded by Vulteius, is surrounded by Pompeyan forces; as night falls Vulteius makes a long speech advocating their noble suicide

529 to 581: Vulteius and his men commit suicide

582 to 660: The myth of Hercules and Antaeus i.e. their legendary wrestling match

661 to 714: Pompey’s African army under Varus i.e. another long list of allied tribes and peoples; Caesarian Curio determines to throw his army against Varus

715 to 787: King Juba’s army lures Curio into an ambush, surrounds and massacres the Romans

788 to 824: How jarring that Pompey’s side could only triumph by pleasing the shades of Hannibal and the Carthaginians with a north African defeat of Roman legions; lament that so noble a figure as Curio was corrupted by the degenerate times to take Caesar’s shilling and inflame civil war

Book 5 Caesar in Illyria (815 lines)

The Senate in exile confirms Pompey the true leader of Rome. Appius consults the Delphic oracle to learn of his fate in the war, and leaves with a misleading prophecy. In Italy, after defusing a mutiny, Caesar marches to Brundisium and sails across the Adriatic to meet Pompey’s army. Only a portion of Caesar’s troops complete the crossing when a storm prevents further transit; he tries to personally send a message back but is himself nearly drowned. Finally, the storm subsides, and the armies face each other at full strength. With battle at hand, Pompey sends his wife to the island of Lesbos, despite her protests.

1 to 70: The consul Lentulus addresses the senators in exile in Epirus, telling them wherever they are, that is the Roman state; the senators appoint as allies the kings who have rallied to their cause

71 to 101: History of the oracle of Apollo at Delphi and speculation about how it works, what god lies buried deep in Mount Parnassus and speaks through the priestess

102 to 140: History of the oracle’s most famous predictions and why it was shut down; Appius Claudius tries to reopen the shrine, Phemonoe, the priestess, tries to resist him

141 to 197: The priestess pretends to prophesy but Appius realises she is faking and pushes her towards the chasm until she is possessed by Apollo and delivers a genuine prophecy which is that Appius will escape the storms of war

198 to 236: Further description the wild frenzy the priestess had been thrown into, then lament that Appius, like so many others, misread the oracle to mean that he was safe, when what it really meant was his premature death

237 to 299: Caesar’s troops on the verge of mutiny: given a long speech which displays Lucan’s skill at suasoria

300 to 373: Caesar quells the mutiny, exposing his chest to them, daring them to mutiny; but Lucan says shame on him for delighting in a war his own men condemn; Caesar more or less calls his men scum:

The gods will never stoop so low as to care about
the lives or deaths of such as you; events depend
on the actions of great men: humankind lives for
the few.

374 to 402: While his armies assemble at Brundisium Caesar hurried to half-empty Rome where has himself declared dictator; Lucan laments that this age ‘invented all the false titles that we have granted our masters for so long’

403 to 460: Arriving back at Brundisium Caesar finds the sea beset by storms; he persuades his fleet to set sail but, ironically, once out of sight of land it is becalmed; next morning a wind picks up and blows Caesar’s fleet to Paeneste

461 to 503: Caesar impatiently summons Mark Antony with the rest of his fleet and army

504 to 576: Caesar dresses in disguise and visits the hut of a humble fisherman, Amyclas, and persuades him, against his better judgement, to take him across the sea to Italy

577 to 637: Then the seas blow up into a real storm which Lucan with hyperbole describes as nearly drowning the entire world, till Jupiter intervenes

638 to 677: Exulting, Caesar defies the storm, saying its epic force matches his world-shattering ambition, at which point a freak wave carries the little boat back to shore and flings him safely on the beach

678 to 721: Next morning the troops in Caesar’s camp reproach him for risking his life without them; the sun comes out and Mark Anthony beings the rest of Caesar’s fleet over from Italy to Nymphaion

722 to 760: Pompey tells his wife Cornelia that Caesar’s army has landed in Illyria and so he is sending her to Lesbos for her own safety

761 to 815: Cornelia’s gives a long speech in which she laments that Caesar is forcing her and Pompey’s marriage to come to an end, laments that she won’t be with him (Pompey) when the great battle occurs, if Pompey is defeated would rather know the news at once so she can kill herself if he dies; then she packs hurriedly and is taken down to the ship to Lesbos; next night she sleeps alone in an alien bed – but Fate held worse in store

Book 6 Thessaly and Erictho the witch (830 lines)

Pompey’s troops force Caesar’s armies – featuring the heroic centurion Scaeva – to fall back to Thessaly. Lucan describes the wild Thessalian terrain as the armies wait for battle the next day. The remainder of the book follows Pompey’s son Sextus, who wishes to know the future. He finds the most powerful witch in Thessaly, Erictho, and she reanimates the corpse of a dead soldier in a terrifying ceremony. The soldier predicts Pompey’s defeat and Caesar’s eventual assassination.

Lines 1 to 27: Pompey moves to seize the town of Dyrrachium

28 to 63: Caesar hems Pompey in by building a vast fortification around his army; Lucan laments at so much effort expended for such a futile end

64 to 117: Both camps afflicted: horses die and illness spreads in Pompey’s camp, while Caesar’s men begin to starve

118 to 195: The super-heroism of the centurion Scaeva who single-handedly rallies Caesar’s troops when Pompey’s army attempts a breakout at Minicius

196 to 262: More of Scaeva’s superhuman resistance, fighting single-handed against a wall of enemies till his mutilated face is one mass of bleeding flesh; the arrival of Caesarian reinforcements puts the Pompeyans to flight, and only then does Scaeva collapse. But, Lucan asks, what was it all for?

But you can never adorn the Thunderer’s shrine
with your trophies, nor will you shout for joy
in the triumph. Unhappy man, how great your
bravery that merely paved the way for a tyrant!

263 to 313: Pompey attacks at points along the perimeter wall; at one of them Caesar counter-attacks but then Pompeyan forces charge from all sides; the civil war might have ended there in total defeat for Caesar except that Pompey ‘restrained his army’ and Caesar’s army regrouped and fought its way clear; Lucan laments the lost opportunity and lists all the disasters which would follow:

Cruel fate! Libya and Spain would not have mourned for
the disasters at Utica and Munda; neither would the Nile,
defiled by vile bloodshed, have borne that corpse nobler
than a Pharaoh’s; King Juba’s naked body would not have
burdened the African sand, nor Metellus Scipio appeased
the Carthaginian dead with his blood; nor the living have
lost their virtuous Cato. That day might have ended your
ills, Rome, and erased Pharsalia from the scroll of fate.

314 to 380: Caesar strikes camp and marches east into the interior, into Thessaly

381 to 412: Extensive description of the geography and legendary history of Thessaly or ‘the accursed land’ as Lucan calls it (see above)

413 to 506: The armies follow then camp near each other with a growing sense of Fate, that this is where the Great Confrontation will take place; but Pompey’s son, Sextus, wants to know more and, as it happens, his side have camped ‘near the dwellings of those Thessalian witches whom no conjuring of imaginary horrors can outdo’; a very long passage about their supernatural powers, especially to affect rain and tides, the oceans and even the earth’s rotation

507 to 568: An extended description of the wickedness of Erictho who is the worst witch ever

569 to 623: Erictho is pointed out to Sextus by a local guide, sitting on a high cliff, casting spells unknown to wizards in order to keep the armies at Pharsalus and make the great massacre happen here; Lucan blames Erictho for magically making the armies stay here; she’s doing this so that she can use the blood and bones and body parts of the dead soldiers in her magic rites

624 to 666: Erictho picks a corpse off the battlefield and drags it to her terrifying cave where she ties her hair with snakes and prepares to bring it back to life

667 to 718: Erictho invokes the infernal powers with tremendous power, at considerable length

719 to 774: Erictho raises the dead body to life to prophesy

775 to 830: The prophecy of the dead

Book 7 Pompey loses the Battle of Pharsalia (872 lines)

The soldiers are pressing for battle, but Pompey is reluctant until Cicero convinces him to attack. Against all the odds, the Caesarians are victorious, and Lucan laments the resulting loss of liberty. Caesar is especially cruel as he a) mocks the dying Domitius and b) forbids the cremation of the dead Pompeians. The scene is punctuated by a description of wild animals gnawing at the corpses and a lament from Lucan for Thessalia infelix, ill-fated Thessaly.

Lines 1 to 44: Pompey dreams that he is in Rome enjoying the cheers of his victories in Spain against Sertorius in 73 BC; he would have been happy if he had died at that moment; unlucky Rome, never to see him again

45 to 86: Cicero’s speech summing up the general mood, asking why Pompey is delaying battle

87 to 130: Pompey’s reply, pointing out that he is slowly winning and counselling patience, lamenting that he is being forced into a confrontation he will lose

What evil and suffering this day will bring
the nations! How many kingdoms will be ruined!

131 to 184: Omens and portents

185 to 214: The augur’s cry

215 to 234: Pompey deploys his army, including many foreign kings (Gauls and Spanish)

235 to 302: Caesar addresses his men, pointing out most of Pompey’s army is made of foreigners who care nothing for Rome

303 to 336: Continuation of Caesar’s speech in which he associates Pompey with Sulla, and says if that if the Caesarians lose, he, Caesar, will kill himself rather than be taken in chains to Rome to be punished in the Forum; his army tramples down their camp and trench and throw themselves into battle formation

337 to 384: Pompey addresses his men

385 to 459: The effects of the Battle of Pharsalia: Lucan attributes all Rome’s subsequent failings, the loss of an entire generation, the failure to expand the borders of empire, all to this fateful day:

The fields of Italy are tilled by men in chains, no one
lives beneath our ancient roofs, rotten and set to fall;
Rome is not peopled by citizens; full of the world’s
dross we have so ruined her, civil war among such
is no longer a threat. Pharsalia was the cause of all
that evil.

460 to 505: Battle is joined

506 to 544: Caesar destroys Pompey’s cavalry who Lucan depicts as mostly ill-disciplined foreigners and barbarians

545 to 596: Caesar seizes victory

597 to 646: ‘There all the glory of our country perished… a whole world died there’; Lucan associates the defeat with the birth of the imperial tyranny he says he and his generation still live under a hundred years later:

we were laid low for centuries, all
generations doomed to slavery were conquered
by those swords. What fault did we, their sons,
their grandsons, commit that we deserved to be
born under tyranny?

647 to 697: Pompey takes flight

698 to 727: Pompey reaches Larissa, where he is enthusiastically greeted, even though he has lost

728 to 780: Caesar encourages his men to loot Pompey’s abandoned camp, but that night his men have guilty dreams about murdering their kin

Neither Pentheus raving nor Agave newly sane
were subject to greater horror or mental turmoil.

781 to 824: Caesar also has poisonous dreams but awakes and orders his dining table to be set out on the battlefield which he can survey choked with Roman dead: Caesar denies them burial

825 to 872: Wolves, dogs, birds of prey, descend to ravage the many dead bodies on the battlefield; which god did Thessaly offend to not only host the disastrous battle of Pharsalus, but its echo, Philippi, six years later?

Book 8 The death of Pompey in Egypt (870 lines)

Pompey himself escapes to Lesbos, reunites with his wife, then goes to Cilicia to consider his options. He decides to enlist aid from Egypt, but the Pharaoh (Pharaoh Ptolemy XIII Theos Philopator) is fearful of retribution from Caesar and plots to murder Pompey when he lands. Pompey suspects treachery; he consoles his wife and rows alone to the shore, meeting his fate (assassination) with Stoic poise. His headless body is flung into the ocean, but washes up on shore and receives a humble burial from Cordus.

Lines 1 to 85: Pompey sails to Lesbos; Cornelia, scanning the seas, faints when she sees his approach; he revives her, saying now is the time for her love and loyalty

86 to 108: Cornelia says she brings a curse to everyone she marries and wishes Julia would come and take her as a sacrifice so as to spare Pompey; everyone bursts into tears

109 to 158: The people of Lesbos beg Pompey to stay another night and put themselves at his disposal; Pompey is moved by their loyalty, pays them tribute, but sets sail with Cornelia

159 to 201: Pompey asks the ship’s navigator to explain how he navigates by the stars

202 to 255: Though defeated, Pompey retains loyalty; he sends Deiotarus to rally the kingdoms of the East, especially Parthia, to his cause; detailed geographical description of his route by sea

256 to 330: Pompey sails along the coast of Cilicia (southern Turkey) till he arrives at the port of Syhedra where he addresses the senators and other leaders who followed him: he rejects Ptolemy of Egypt and King Juba of Africa as allies; instead he says they must ally in the East with the Parthians, with the bonus that Parthians killed in this civil

331 to 455: Lentulus speaks against Pompey’s plans, scandalised that he is considering relying on Rome’s most ancient enemy; also the Parthians are soft and lousy fighters, and Lentulus goes on to accuse Easterners in general of polygamy, sexual perversions, incest; all Roman armies should be uniting against the Parthians to avenge the infamous massacre of Crassus’s legions; he advocates going to Egypt

456 to 535: As Pompey reaches Egypt, debate among the young Pharaoh’s advisers, with a long speech by Pothinus, his regent, counselling amoral Realpolitik, namely that Pompey has obviously lost, that they don’t want to be dragged down with him: he argues they should kill Pompey

536 to 636: The Egyptian council approve this policy; thus Pompey approaches the sandy shore, is met by a rowing boat and invited to step down into it, is rowed to the beach and there stabbed to death, shamefully by a renegade Roman servant of Pharaoh’s, Septimius: Lucan gives Pompey a last internal soliloquy as he overcomes pain and fear at his death

637 to 662: Cornelia laments and begs to be killed, herself

663 to 711: The assassins hack off Pompey’s head and take it to Pharaoh who has it embalmed, leaving his headless body to be battered by the surf and rocks

712 to 822: Cordus, a former soldier of Pompey’s, claims his corpse from the sea, builds a makeshift pyre from a wrecked boat, places the body amidst it and lights it, hours later, at dawn, scoops up the bones, buries the ashes under sand and a stone, a memorial wildly out of keeping with Pompey’s world-straddling achievements

823 to 870: A curse on Egypt

Book 9 Cato in Libya

Pompey’s wife mourns her husband as Cato takes up leadership of the Senate’s cause. He plans to regroup and heroically marches the army across Africa to join forces with King Juba, a trek that occupies most of the middle section of the book. On the way, he passes an oracle but refuses to consult it, citing Stoic principles. Caesar visits Troy and pays respects to his ancestral gods. A short time later he arrives in Egypt. When Pharaoh’s messenger presents him with the head of Pompey, Caesar feigns grief to hide his joy at Pompey’s death.

It’s important to realise that Cato didn’t support Pompey, he went along with Pompey because he offered the best chances of achieving what Cato really wanted which was the restoration of the Republic with no strong men. When Pompey dies it doesn’t mean the end of the struggle (as it does for many of the allies); for Cato it means one strongman down, just one more to finish off (Caesar) then Freedom can be restored.

1 to 50: Pompey’s spirit rises into the lower heavens, realm of demi-gods, to watch the stars, then back down to earth to imbue Cato with more resolution to oppose Caesar (and later, to fortify Caesar’s assassin, Brutus)

51 to 116: Cornelia laments her fallen husbands (she was previously married to ill-fated Crassus) then repeats Pompey’s last message to his sons, namely to raise fleets to plague Caesar, recommending Cato as the only leader to follow; she locks herself belowdecks as a storm hits the fleet

117 to 166: Sextus Pompeius tells his older brother, Gnaeus, about the murder of their father; Gnaeus vows fierce revenge on Egypt

167 to 214: Cornelia sails west to meet with Cato at Utica, and burns all Pompey’s belongings in a big pyre; Cato eulogises Pompey and praises suicide

215 to 252: Many of the rulers who followed Pompey now depart Cato’s stronghold, explaining that they followed the man not the cause and now he is dead, they will return tom their homelands and take their chances

253 to 293: Cato wins them over (‘Shame on you, vile slaves’)

294 to 347: Another extended geographical description, of ‘the Syrtes’ on the coast of Libya, which Cato’s fleet skirts as it sails along the coast to Lake Tritonis

348 to 410: Mythological background of the region, including the story of Hercules stealing apples from the Garden of the Hesperides: Cato gives a speech encouraging the men to march inland from the coast across the desert

411 to 462: Geographical description of North Africa

463 to 510: The Romans battle on through a massive sandstorm

511 to 586: Description of the Libyans’ god Ammon; Labienus persuades Cato to consult the oracle because he has ‘always ruled your life according to heavenly law, a follower of the divine’; Cato gives a sound rebuttal, with the Stoic argument that God planted all the knowledge in our mind at birth to live virtuous lives, he doesn’t need oracles in the desert

587 to 618: Cato leads the men on the long march

619 to 699: Digression for the mythical tale of Perseus and Medusa; Perseus flew over Libya carrying Medusa’s severed head which dropped blood onto the desert and spawned countless species of poisonous snakes

700 to 760: Catalogue of the snakes of Libya; the gruesome death of standard bearer Aulus, bitten by a dipsas (species of poison snake)

761 to 788: The cruel death of Sabellus, bitten by a seps, which makes its victims’ bodies melt!

789 to 838: Further deaths by snake bite

839 to 889: The soldiers’ heroic endurance and many deaths, Cato always being at the soldier’s side to make them unafraid

890 to 937: One local tribe is immune to the snakebites, being the Psylli of Marmarica; they select their infants by exposing them to snakebites, the survivors joining the tribe; how they help Cato and his soldiers survive snake bites

938 to 986: Finally Cato and his men arrive at inhabited territory near to Leptis where they erect winter quarters. Cut to Caesar as he visits the site of Troy, taking a detailed tour; triggering Lucan to promise that his poem will live and preserve its protagonists’ names, as long as Homer’s did

987 to 1,063: Caesar prays to the gods of Troy that if they make his journey prosper, he will rebuild their city; sails to Egypt; is met by an envoy who presents him with Pompey’s head; Lucan flays Caesar’s hypocrisy at pretending to be upset and weeping

1,064 to 1,108: Caesar’s speech berating Pharaoh for murdering Pompey because it prevented Caesar from exercising his clemency; he had wanted to triumph, yes, but then be reconciled with Pompey; he orders the Egyptians to gather Pompey’s ashes and erect a proper shrine

Book 10 Caesar in Egypt and Cleopatra

Caesar in Egypt is beguiled by the Pharaoh’s sister, Cleopatra. A banquet is held. Pothinus, Ptolemy’s cynical and bloodthirsty chief minister, plots an assassination of Caesar but is killed in his surprise attack on the palace. A second attack comes from Ganymede, an Egyptian noble, and the poem breaks off abruptly as Caesar is fighting for his life.

Lines 1 to 52: Caesar visits Alexander’s grave; Lucan calls him a ‘chance marauder’, ‘a plague on earth’, another conqueror and tyrant

53 to 103: The people of Alexandria bridle at Roman occupation; Caesar takes Pharaoh hostage; Cleopatra smuggles herself into the palace, ‘Egypt’s shame, Latium’s Fury’; Lucan execrates Caesar for letting himself be seduced, giving into ‘adulterous lust’, engendering siblings for his dead Julia: Cleopatra’s speech, pointing out her father intended her to be co-ruler and saying her brother the Pharaoh is in the clutches of the advisor, Pothinus

104 to 135: Cleopatra seduces Caesar; they sleep together; description of Cleopatra’s magnificent palace

136 to 193: At a luxurious feast (‘Caesar learns how to squander the riches of a ransacked world’); Caesar asks Acoreus the priest to give him some background on Egypt’s geography and history, starting with the source and flooding of the Nile

194 to 267: Acoreus discourses on the sources of the Nile, invoking a lot of useless astrology and then reviewing a series of theories, all of them nonsense

268 to 331: Acorius discourses more on the source of the Nile, about which he knows nothing (cf my review of Explorers of the Nile by Tim Jeal)

332 to 433: A very long speech in which Pharaoh’s regent, Pothinus, tells Achillas (one of the two men who assassinated Pompey) that they must do the same to Caesar i.e. assassinate him that very evening; but when evening comes, they bottle out and miss the opportunity

434 to 485: Next morning the conspirators lead an entire army against Alexandria; seeing it approach the city, Caesar barricades himself into the royal palace, taking Pharaoh as a hostage, while the Egyptians set up a siege

486 to 546: The siege includes ships blocking the harbour; Caesar orders these set fire and the fire spreads to houses on the mainland; he seizes the Pharos, the island attached to the mainland by a mole, which controlled entrance to Alexandria’s port; Caesar has Pothinus beheaded; Cleopatra’s sister, Arsinoe, is smuggled out of the palace to take control of the besieging army where she in turn has the incompetent Achillas executed; Caesar is moving his troops onto the empty ships in the harbour when he is attacked from all sides, from the Pharos, from the sea, and from the mainland – at which point the poem abruptly stops

Horror and madness

Lucan emphasises the horrific nature of his subject matter in the poem’s first seven lines (the same number as the opening sentence of Virgil’s Aeneid):

I sing of a worse than civil war, of war fought between kinsmen
over Pharsalia’s plains, of wickedness deemed justice; of how
a powerful people turned their own right hands against themselves;
of strife within families; how, with the first Triumvirate broken,
the forces of the quivering globe contended in mutual sinfulness;
standard ranged against standard, eagle matched against eagle,
spear threatening spear. What madness, my countrymen, how wild
that slaughter!

Any civil war represents the complete inversion of all the normal rules and values of society, starting with patriotism and love of your fellow countrymen.

Events throughout the poem are described in terms of madness and sacrilege. Far from glorious, the battle scenes are portraits of bloody horror, where nature is ravaged to build terrible siege engines and wild animals tear mercilessly at the flesh of the dead (perhaps reflecting the taste of an audience accustomed to the bloodlust of gladiatorial games).

Horror

Arruns reading the entrails:

Behold, he saw a horror never once witnessed
in a victim’s entrails without disaster following;
a vast second lobe grew on the lobe of the liver,
so that one part hung flabby with sickness,
while the other quivered and its veins trembled
to an a-rhythmic beat.

Madness

War’s madness is upon us,
where the sword’s power will wildly confound
all law, and vicious crime be called virtue.
(1.665)

Say, O Phoebus,
what madness embroils Roman arms
and spears in battle, in war without a foe?
(1.679)

Terror

Julia doesn’t just appear as just a ghost to Pompey, but as a Fury:

Julia, a phantom full of menace and terror, raising her
sorrowful face above the yawning earth, stood there in
the shape of a Fury amid the flames of her funeral pyre.
(3.8 to 10)

But then again, if Seneca’s tragedies are anything to go by, elite audiences in Nero’s Rome revelled in horrific subject matter, in the depiction of madness, horror, incest, mutilation, all wrapped in the most lurid, extreme rhetoric the poet could concoct.

Anti-imperialism

Given Lucan’s clear anti-imperialism, the flattering Book I dedication to Nero is somewhat puzzling. Some scholars have tried to read these lines ironically, but most see it as a traditional dedication written at a time before the (supposed) true depravity of Lucan’s patron was revealed. The extant “Lives” of the poet support this interpretation, stating that a portion of the Pharsalia was in circulation before Lucan and Nero had their falling out.

Furthermore, according to Braund, Lucan’s negative portrayal of Caesar in the early portion of the poem was not likely meant as criticism of Nero, and it may have been Lucan’s way of warning the new emperor about the issues of the past.

The poem as civil war

A critic named Jamie Masters has come up with a clever idea which is that the Pharsalia is not just a poem about a civil war but, in a metaphorical way, is a civil war. Not only are the two characters, Caesar and Pompey, at war with each other, but the poem can be divided into Pompeian and Caesarian styles and approaches.

Thus the sections about Pompey are slow, embody delay, and revels in delay, and dwell on the horrors of civil war. The passages describing Caesar are noticeably faster, cover more ground, with less lamenting and more energy.

This leads Masters to maybe overdo it a bit, suggesting the conflict was ultimately within Lucan’s mind so that the binary opposition that he sees throughout the entire poem embodies Lucan’s own ‘schizophrenic poetic persona.’

Lucan’s influence

Lucan’s work was popular in his own day and remained a school text in late antiquity and during the Middle Ages. Over 400 manuscripts survive. Its interest to the court of Charlemagne is proved by the existence of five complete manuscripts from the 9th century. Dante includes Lucan among other classical poets in the first circle of the Inferno, and draws on the Pharsalia in his scene with Antaeus (the giant depicted in Lucan’s book 4).

Christopher Marlowe wrote a translation of Book 1. Thomas May followed with translation of the other nine books in 1626, and then went on to invent a continuation, adding seven books to take the story up to Caesar’s assassination.

Suetonius’s Life of Lucan

Suetonius’s Life of Lucan is very short. This is it, in its entirety, in the Loeb Classical Library 1914 translation:

Marcus Annaeus Lucanus of Corduba made his first appearance as a poet with a ‘Eulogy of Nero’ at the emperor’s Quinquennial Contests,​ and then gave a public reading of his poem on the ‘Civil War’ waged between Pompey and Caesar. In a kind of introduction to the latter, comparing his time of life and his first essays with those of Vergil, he had the audacity to ask:

“How far, pray, do I fall short of the Culex”?​

In his early youth, learning that his father was living in the remote country districts because of an unhappy marriage…He was recalled from Athens by Nero and made one of his intimate friends, besides being honoured with the quaestor­ship; but he could not keep the emperor’s favour. For piqued because Nero had suddenly called a meeting of the senate and gone out when he was giving a reading, with no other motive than to throw cold water on the performance,​ he afterwards did not refrain from words and acts of hostility to the prince, which are still notorious. Once for example in a public privy, when he relieved his bowels with an uncommonly loud noise, he shouted out this half line of the emperor’s, while those who were there for the same purpose took to their heels:

“You might suppose it thundered ‘neath the earth.”

He also tongue-lashed not only the emperor but also his most power­ful friends in a scurrilous poem. Finally, he came out almost as the ringleader​ in the conspiracy of Piso, publicly making great talk about the glory of tyrannicides, and full of threats, even going to the length of offering Caesar’s head to all his friends. But when the conspiracy was detected, he showed by no means equal firmness of purpose; for he was easily forced to a confession, descended to the most abject entreaties, and even named his own mother among the guilty parties, although she was innocent, in hopes that this lack of filial devotion would win him favour with a parricidal prince.

But when he was allowed free choice of the manner of his death, he wrote a letter to his father, containing corrections for some of his verses, and after eating heartily, offered his arms to a physician, to cut his veins. I recall that his poems were even read in public,​ while they were published and offered for sale by editors lacking in taste, as well as by some who were painstaking and careful.


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Roman reviews

Augustus: From Revolutionary to Emperor by Adrian Goldsworthy (2014) – 2

Adrian Goldsworthy’s biography of Augustus is long, thorough and consistently interesting, shedding light not only on the man himself but containing an immense amount of background information on the customs, traditions, laws and so on of the Rome of his time and how he set about reforming and remodelling them so decisively.

It’s impossible to summarise the achievements of the longest-serving and most impressive Roman emperor, Augustus (reigned 31 BC to 14 AD), without ending up repeating long Wikipedia article. Instead, here is an impressionistic list of themes and achievements which emerge from Adrian Goldsworthy’s impressive book.

Peace

Above all everyone wanted peace after decades of chaos, war, disruptions to trade, impressment, deaths and injuries and proscriptions. Once Antony was defeated and had committed suicide (in 30 BC), Goldsworthy repeatedly describes the widespread desire for peace to explain the absence of opposition to let alone rebellion against Augustus (pages 199, 200, 211, 282).

Temple of Janus Germinus

The Janus Geminus (to reflect his twin faces) was a small shrine that held an archaic bronze statue of the god, said to have been dedicated by Numa, Rome’s second king (Plutarch, Life, XX.1-2). Pliny (XXIV.33) relates that its fingers were arranged to indicate the 355 days of the year. Ovid in his Fasti, I.99 says that one hand held a key (as the god of entrances), the other, a staff (to signify his authority and as a guide).

The doors of the Janus Geminus were opened to indicate that Rome was at war and closed during times of peace. Since the time of Numa, the doors were said to have been closed only in 235 BC, after the first Punic war; in 30 BC, after the battle of Actium; and several times during the reign of Augustus (for example, when the Cantabrians were defeated in 25 BC, supposedly ending the Spanish wars (pages 200, 239)

Victories

For Romans peace came through conquest and victory: it was always an imposed peace. Thus, having defeated and eliminated Mark Antony and become ruler of the entire Roman Empire, Augustus still had work to do. Campaigns followed:

  • Egypt was formally annexed to the empire
  • to pacify the north-west of Spain (pages 241 to 245, 254 to 255), final embers stamped out in 19 BC (p.322)
  • Illyria (pages 174 to 178)
  • the Alps, pages 339 to 341 (surprising it took the Romans so long to pacify their own back yard)

Parthia

The Romans never defeated the Parthians. A great achievement was a negotiated settlement with the great Parthian Empire which resulted in the return of the legionary standards lost by Crassus at Carrhae in 53 and then by Antony in 36. This was painted as a great victory. The compliant senate voted Augustus even more honours and a triumph (all of which he rejected). Coins were minted showing the standards, and they are depicted on the breastplate Augustus is wearing in the most famous statue of him, the one found at the suburb of Prima Porta (p.303).

Statue of Augustus wearing a breastplate depicting the return of the legionary standards from the Parthians

Army reorganisation

Augustus reorganised the army, reducing it from 60 or so legions down to 28 (p.247 to 256) making it more professional. Huge scope was opened up for posts for aristocrats and promotions and Octavius made sure to retain control of all appointments and ensure all senior officers were loyal to him.

In 13 BC he carried out more reforms, regularising the period of service for a legionary to 16 years and defining other periods and terms of service. He made auxiliary units more permanent. Many of them were now raised from the provinces, from Gaul, Spain or Thrace and service in them allowed provincial aristocrats the opportunity to acquire citizenship and work their way into the hierarchy of empire (p.349). He laid down regulations for the constructions of camps and forts (p.366).

Building works

Augustus completed Julius Caesar’s forum with its massive temple to Venus Genetrix at one end. Then designed and built his own forum with a massive temple to Mars Ultor, in 2 BC and dedicated to the god Mars in his guise as avenger.

Mausoleum

The huge circular mausoleum Augustus built for himself and his family was one of the first building projects he began after victory at the Battle of Actium in 31 BC. It consisted of several concentric rings of earth and brick, faced with travertine on the exterior, and planted with cypresses on the top tier. It measured 295 feet in diameter and 137 feet in height. He built it for himself but many of his close family were to find resting places there before him, including: Marcus Claudius Marcellus (son of Octavia Minor), Marcus Vipsanius Agrippa (Augustus’s right-hand man and husband of Julia the Elder), Nero Claudius Drusus (son of Livia Drusilla), Octavia Minor (sister of Augustus), Gaius Caesar and Lucius Caesar (his grandsons).

The saepta

The saepta or ‘sheepfolds’ were the traditional structures on the Campus Martius which hosted elections. Augustus turned them from wooden into permanent stone structures. Year after year the whole area was transformed into a giant monument to his glory (p.357). Agrippa, in effect Augustus’s number two, accumulated a vast fortune and spent it nearly as lavishly as his master on public works. The diribitorium was a public voting hall situated on the Campus Martius in Ancient Rome. Agrippa paid for the building called the Diribitorium, where votes were counted by diribitores (election officials). It was begun by Marcus Agrippa but after his death in 12 BC was finished by Augustus (p.385).

The Pantheon

The Pantheon was a part of the complex created by Marcus Vipsanius Agrippa on the Campus Martius in 29 to 19 BC, which included three buildings aligned from south to north: the Baths of Agrippa, the Basilica of Neptune, and the Pantheon. It was rebuilt by Hadrian in the 120s AD, it was later adapted to be a Catholic church and so well maintained, thus ending up being the best preserved building we have from ancient Rome.

The provinces

The restoration of peace led to the revival of trade and, wherever he went or had influence, Augustus encouraged local elites to mimic him and build, refurbishing and improving their cities and towns, building theatres, reviving festivals and games. He dangled offers of citizenship or administrative posts as an incentive to provincial leaders (p.292).

Large numbers of people resident in provincial towns and cities won citizenship. The benefits of Roman citizenship came to be seen as valuable, itself an incentive for powerful or aspiring men to keep the peace in order to gain it (p.298). Every town and city in the empire was encouraged to be rebuilt along Roman lines, in a grid system, with roads converging on an open forum (p.343).

Roman roads

One of the most clichéd achievements of the Romans was building roads. Goldsworthy describes the creation of a network of roads across Gaul, linking the new-look Roman towns (p.341). Good, navigable roads which didn’t flood or wash away in winter led to hugely expanded trade and thus prosperity (pages 342 to 343).

Colonies

Colonae is the term the Romans gave to new settlements or towns. They had been building them for centuries, mainly as places to house the large numbers of men continually being demobilised from their armies. Augustus increased the number of colonies or new towns built in newly pacified Spain and Gaul, including the forebears of modern Zaragoza and Merida (p.347). Most Gauls had lived in defendable hilltop settlements. Now they came down off their hills and lived in towns joined by direct, well-maintained roads. Trade thrived. Prosperity (p.348).

Tours

To aid the process Augustus spent more of his rule away from Rome than in it, systematically touring all the provinces. Anecdotes suggest he went out of his way to make himself very accessible to all who had a grievance or issue (p.324). In his absence from Rome he left administration to loyal subordinates such as Agrippa (p.353) and Statilius Taurus. He increased the grain dole (p.224).

The constitution

The restoration of the constitution is a massive and subtle subject as Augustus spent 45 years restoring then tinkering with the constitution to make it appear as if the Republic had been restored while maintaining a firm grip on power. Thus he restored the post of consul and held annual elections for the consulship, as per tradition – except that he made sure that he was always elected one of the consuls.

In 27 BC, Octavian made a show of returning full power to the Roman Senate and relinquishing his control of the Roman provinces and their armies. But he retained control of the ‘grand provincial command’ whose importance Goldsworthy explains in detail (p.381).

The consulships

Augustus held one of the consulships every year from 31 BC to 23 BC, when he entered his eleventh consulship.

The senate

In practical terms Augustus tried to reform the senate, reducing its numbers from the unwieldy 1,000 it had grown to. Augustus tried to separate senators from the equestrian class with which they overlapped and imposed a minimum wealth requirement of 1 million sestercii (p.320).

He struggled with the problem that quite a few scions of the great houses didn’t even want to sit in the senate but were quite happy with their wealthy lives as equites (p.353). In 9 BC Augustus had another go at reform, determining that the senate would meet on fixed dates, ensuring they didn’t overlap with court cases and other obligations, and requiring all senators to attend, anyone absent being fined. But bribery and corruption persisted. In the consul elections of 8 BC, all the candidates including the winners bribed voters on such a heroic scale that Augustus insisted in future all candidates must pay a deposit which they would forfeit on conviction of bribery (p.383).

His tinkering with various rules and initiatives to get just what he wanted, and the continual stymying of his reforms by a corrupt ruling class, remind me of Oliver Cromwell’s forlorn attempts to get just the right kind of House of Commons, free but also high-minded and responsible.

Titles

He began with the name Gaius Octavius, son of Caius Octavius. When Julius Caesar’s will was read in March 44 he immediately took his adoptive father’s name to become Gaius Julius Caesar, with or without the legacy name Octavianus. From 38 BC at the latest, Octavian officially dropped all of his names except Caesar and began using the victory title imperator (‘commander’) in place of the traditional Roman forename, so Imperator Caesar. In 27 BC the Senate granted him the additional name ‘Augustus’, making Imperator Caesar Augustus.

Awards

Previous Romans were awarded days of thanksgiving when they secured a victory. Augustus’s were off the scale. He was awarded a staggering 51 thanksgivings, adding up to a total of 590 days (p.357).

The month of August

Julius Caesar had reformed the Roman month which had, until then, consisted of ten months (hence the way in our English months September, October, November and December, the first syllable indicates the 7th, 8th, 9th and 10th months, respectively). Because the old calendar only contained 355 days it quickly went out of sync with the seasons and required the addition of an extra, or intercalary, month every so often. Caesar consulted astronomers and devised a new calendar of 365 days, adding a few days to each month and inventing an entirely new month, modestly named after himself, which gives us the English ‘July’ (French ‘Juillet’, Spanish ‘Julio’). His reforms came into force on 1 January 45 BC.

Augustus followed in his adoptive father’s footsteps and received yet another honour from the Senate, the renaming of a month in his name. Some wanted him to have September, the month he was born in. But Augustus chose the sixth month or Sextilis, when he had first been elected consul and won many of his victories. So in 8 BC the month was renamed August and remained so in European calendars including English.

Religion

Augustus embarked on a policy of rebuilding or beautifying temples and reviving, restoring and encouraging the practice of traditional rituals, not only in Rome but throughout Italy and the provinces.

Games and festivals

For example, he created the rather factitious ludi saecularii, supposedly to celebrate the return of what the Romans called ‘the Great Year’ (p.330).

Poets

Augustus prided himself on his association with only the greatest writers. During his rule flourished the three greatest Roman poets:

  • Publius Vergilius Maro, known in the English-speaking world as Virgil (70 to 19 BC)
  • Quintus Horatius Flaccus, known in the English-speaking world as Horace (65 to 8 BC)
  • Pūblius Ovidius Nāsō, a generation younger, known as Ovid (43 BC to 18 AD)

Goldsworthy devotes a significant passage to describing Virgil and then summarising the themes and importance of his great poem, The Aeneid. This is an epic poem telling the story of the flight of Prince Aeneas from Troy after it had been captured by the Greeks at the climax of the Trojan War. It describes his extended dalliance with Dido Queen of Carthage, before piety and duty forces him to abandon her and sail on to Italy, where he is caught up in a series of brutal conflicts with various tribes before conquering them all to establish Alba Longa, the settlement near what would, centuries later, become Rome and to which Roman antiquarians attributed the origin of their city and race (pages 307 to 317).

Breeding

Augustus became concerned about the disastrous impact the civil wars and the proscriptions had than on aristocratic and knightly families, with many lines going extinct. Therefore he passed the lex Julia de maritandis ordinibus to encourage the upper classes to reproduce, granting benefits to fathers of three or more children and penalising the unmarried or childless (p.325).

Succession

This is the issue which Mary Beard identifies as the single biggest political problem for the emperors: who was to succeed? (See my summary of her discussion of the various options.)

What the reader of this book notices is that the first hundred pages describe the traditional republican constitutional forms of consuls and tribunes and so on; the middle 200 describe how Augustus attempted to keep the façade of all these elections and structures, while continuing to hold all the reins of power; how he vehemently denied in the 20s that he was grooming any of his close family to ‘succeed’ because he was not a monarch.

But how, during the last 100 pages or so, the issue of Augustus’s family becomes more and more pressing, with the narrative focussing more and more on the marriages of his extended family and the health or otherwise of his various stepsons and nephews and so on.

In his endeavours to ensure a smooth transition of power Augustus was ill-fated and the labyrinthine complexities of his extended family and the bad luck and/or conspiracies among them are amply recorded in Robert Graves’s best-selling novels I, Claudius and Claudius the god.

Livia

Goldsworthy devotes extended passages to profiling Augustus’s wife, Livia (e.g. pages 377 to 379). She was his third wife. There was a whiff of scandal about their marriage, because she had first been married to Tiberius Claudius Nero around 43 BC, and they had had two sons, Tiberius and Drusus. Octavian saw her, liked her, and compelled her to divorce Nero and marry him in 38 BC.

When the Senate granted Octavian the title Augustus, Livia automatically became Augusta, prototype of all future empresses. Just as Augustus used propaganda tools to depict himself as the ideal Roman male and ruler, Livia was portrayed as the ideal Roman matron.

Rumour surrounded her machinations to get her eldest son Tiberius into position as heir to Augustus, and it’s these rumours Robert Graves used as the central theme of I Claudius. Tiberius was fast-tracked through military education and the old cursus honorem (p.336). Through Tiberius she was grandmother of the emperor Claudius, great-grandmother of the emperor Caligula, and the great-great-grandmother of the emperor Nero.

She liked dwarves and freaks (p.378).

Heirs

Augustus’s ultra-reliable number two, Agrippa, was married to Augustus’s daughter, Julia (p.321). A dynasty was taking shape (p.322).

It is a small indicator of the shift in emphasis that the last ever old-style triumph was awarded to the Younger Balbus in 19 BC. Thereafter, triumphs were only awarded to members of the imperial family (p.305). Something similar happened a few years later when, in 12 BC Augustus had himself appointed head priest or pontifex maximus. No civilian was ever to hold this post again. From now till the fall of Rome in 410 AD this title and post was only held by the emperor (p.350).

Augustus arrogated unprecedented powers and privileges to himself (p.356) but there were never any indications he planned to nominate a sole heir (p.359). He appears to have expected to be succeeded by a college of colleagues, all with advanced power but who would work collaboratively. In other words, he gave no indication of realising that what would happen would be rule by a series of single individuals, kings in all but name (p.360).

Thoughts

Augustus is an awesome figure. Rarely can one man have had such an impact on an entire civilisation.

Reading the book is overwhelming because of the extraordinarily hectic nature of the times Gaius Octavianus lived through and mastered, and then the dizzying list of his achievements.

But it left me with one dominating thought: The book is like a doorway between two eras. For the first hundred pages we are solidly in the world of the Roman Republic, with its complex constitution, its squabbling senate, its fiercely competitive elections to the consulship and the tribunate and the jostling for power of a host of larger-than-life characters including Crassus, Caesar, Pompey, Cicero and so on.

But in the last 100 pages (380 to 480) we are in a completely different world, one of peace and stability, where elections continue but are essentially hollow, where no public figures at all come anywhere close to the wielding the power and significance of Augustus, and where, increasingly, the only people of interest are the members of his own family: Livia, Drusus, Tiberius, Julia and so on.

By around page 390 all his old friends have died off – Agrippa, Maecenas, Virgil and Horace – the old generation has departed, and the narrative becomes evermore focused on the palace intrigues and manoeuvring over who will replace the princeps when he finally dies. These are now the palace intrigues of an emperor in all but name, completely unlike anything which existed under the Republic.

So reading the book gives a slightly vertiginous, Alice-through-the-looking-glass feel, of transitioning the reader, without you quite realising it, without you being aware precisely when it happens, from one world to another, completely different one.

I wonder if people at the time were aware that they were living through such a fundamental transition; or whether it’s just the effect of reading a modern account which, by its nature, tends to focus on what changed and maybe neglects the vast continuities which most people probably experienced in their day-to-day lives.

Augustus: From Revolutionary to Emperor is a thorough, solid, continually interesting and, in the end, rather mind-bending read.


Credit

Augustus: From Revolutionary to Emperor by Adrian Goldsworthy was published in 2014 by Weidenfeld and Nicholson. All references are to the 2015 paperback edition.

Roman reviews

The Gallic War by Julius Caesar – 3

It is nearly always invisible dangers which are most terrifying. (VII.84)

This second half of the Gallic Wars is much more exciting than the first. In the previous four books the Romans steamrollered over everyone they encountered in a rather monotonous way. Here they experience the catastrophic loss of an entire legion and then the fierce siege of Quintus Cicero’s camp, i.e. for the first time you feel the contingency and risk involved in the entire project. And both events are carefully crafted to feature dramatic episodes of a kind not found in the first four.

Book 5: The second rebellion

The book title was supplied by the editors of the Penguin edition and refers to the revolt of the Belgic tribes.

1 to 8: Illyricum and Gaulish rebels

At the end of each campaigning season in Gaul, Caesar spends the winter in Cisalpine Gaul attending to administration. He also visits the third province he’s in charge of, Illyricum. Here he stamped on the Pirustrae tribe who had allegedly been raiding over the border into Roman territory. Representatives of the tribe met him to tell him it wasn’t them, and delivered hostages as he demanded.

By this point we’re getting used to certain things.

  1. This is a world made up of scores and scores of tribes who co-exist uneasily, continually liable to be invaded or go invading themselves.
  2. Raiding other tribes’ territories seems to be a common occurrence so presumably is a standard way of making a living, acquiring land or loot.
  3. Caesar has a standard methodology. Where possible, meet and threaten representatives of the erring tribe. If they persist in troubling the peace, attack and defeat them. Either way, you insist on them sending hostages to be kept as security against good behaviour.

This handful of options are repeated endlessly. In the spring Caesar returns to Gaul where he has to sort out the Treveri, a tribe living close to the Rhine whose leaders have failed to come to the annual conference of Gallic tribes. Turns out two rivals are vying for leadership, Caesar supports Cingetorix.

He rides on to Portus Itius, from where the invasion is to be launched. Tellingly, he takes leaders of most of the Gaulish tribes with him. The most dangerous of these is Dumnorix, ambitious leader of the Aedui. When Caesar insists he accompany him to Britain, Dumnorix begins spreading rumours to the other chiefs that they’ll all be killed in Britain. The sailing is delayed 4 weeks by a contrary wind, towards the end of which Dumnorix left the damp with some Aeduin cavalry. Caesar immediately delayed the sailing and sent troops to recapture Dumnorix, buy force if necessary. Dumnorix did indeed put up a fight, drew his sword and told his followers to protect him. So the Roman cavalry killed him. End of disruptive influence.

9 to 25: Second expedition to Britain

Caesar had ordered his troops over the winter to build a massive fleet eventually consisting of 600 troopships and 28 warships. He sets sail with five legions (about 25,000 soldiers) and 2,000 cavalry. Including private ships they hired, the Romans appeared over the horizon with 800 ships, an enormous force. No wonder the defending Britons decided to retire to higher ground.

They disembarked without event, set up a camp, then Caesar marched the majority 12 miles or so inland till they came to a Briton camp. The Seventh Legion stormed it and forced the Britons to flee but Caesar brought them back to work on the camp.

They set out again to confront the Britons but were informed of a large storms and when he returned Caesar saw it had damaged lots of boats. he drew them further up on the beach, ordered repairs made, sent orders to Titus Labienus back in Gaul to start building more.

He gives an overview of the British which is a bit random. He includes the plausible notion that the coastal areas have been settled by incomers from the continent with trivia such as, the natives think it wrong to eat of hare, fowl, and goose although it’s alright to keep for pastime or pleasure. He also makes the wildly inaccurate claim that the climate is more temperate than in Gaul, the cold seasons more moderate. I don’t think so.

He gives a wildly inaccurate description of the geography of Britain, making it out to be a huge triangular island off the west coast of France extending down to opposite Spain. It’s a great mystery how the Romans managed to conquer anywhere without decent maps.

He mentions that the British paint themselves with woad so have blue bodies. But then goes on to say they share wives between groups of ten or 12 men. This is the kind of wildly improbable legend that disfigures to much of the ostensibly ‘factual’ writing of the ancient world.

Back to the present, he describes a lightning British attack on the camp which takes them by surprise and causes casualties. The British fight well, making use of chariots and loose formations which replace each other ad lib.

Next day he sends legions foraging but once again the Britons attack in numbers. It’s hard fought but this time the legions turn them and chase. The Britons scatter and never again attack in such a unified way.

The Britons had united under the leadership of one chieftain, Cassivellaunus. He withdraws his forces north of the Thames which the Romans traverse and continue fighting, with Cassivellaunus hiding his chariots in the woods, till opportunities present for raids.

Envoys arrive from the Trinovantes. Their young leader Mandubracius had already crossed the Channel to seek Caesar’s protection after his father was killed by Cassivellaunus. Caesar demands from Mandubracius hostages and corn, but when these are brought, lets him go.

When other tribes see how fairly Mandubracius was treated, they send envoys seeking Caesar’s protection, being the Cenimagni, the Segontiaci, the Ancalites, the Bibroci and the Cassi. He learns that Cassivellaunus has retreated to famous stronghold built in a good defensive position. Caesar lays siege to it and storms it from its weakest side. Meanwhile Cassivellaunus had sent orders to four allied tribes to attack the Roman camp in Kent, but the Romans repel the attack, kill many attackers and capture a tribal leader.

Summer is nearly over and Caesar decides to return to Gaul. So while he was in the ascendent and the Britons demoralised, he demanded hostages and set an annual tribute for Cassivellaunus to pay Rome. And not to attack the British tribes which had allied with Rome. Then he marches the legions to the coast and into the ships and so back to Gaul.

Given the size of the invasion fleet (800 ships!) which indicated that it was a serious attempt to permanently conquer at least the southern part of Briton, you can’t help concluding the invasion – both the invasions – were a failure.

26 to 37: Revolt of Belgic tribes and massacre of the 7th Legion

Caesar distributes his legions and generals with various tribes. The Eburonians rebel and attack a Roman camp. Ambiorix tells the Romans that a Gaul-wide agreement has been made to launch a concerted attack on all the Roman forces and moreover a group of German mercenaries has crossed the Rhine. So he warns them to leave their camp and promises them safe passage through his territory.

The Romans are surprised but it makes sense that the Eburonians wouldn’t rebel on their own. So, what to do? Caesar gives a dramatic set piece debate among the two commanders, Lucius Aurunculeius Cotta who says stay put, and Quintus Titurius Sabinus who trusts Ambiorix and recommends that they leave (28 to 29).

Sabinus wins the argument and the legionaries are told to pack their most important belongings and set off. Catastrophe ensues. The Gauls wait till the legion has entered a deep narrow defile then bottles them up at either end and starts to massacre them. At one point Ambiorix asks the two Roman generals to a meeting. Cotta refuses to go but Sabinus leaves the fight to climb a hill and approach Ambiorix. He and his centurions are ordered to lay down their weapons, which they do. But as they approach Ambiorix they are surrounded and then killed. The Gauls raise a shout and fall on the remaining Romans with renewed fury. Cotta and most of the force are killed. The remnant make it back to the camp where, that night, seeing they are surrounded, they all commit suicide. A handful of survivors make it to Titus Atius Labienus’s camp to tell the story.

It is thought that some 6,000 legionaries died in this colossal blunder. The massacre happened at Atuatuca in modern Belgium.

38 to 58: Siege of Quintus Cicero

Emboldened, Ambiorix rallies allied Gaulish tribes, and led a ‘huge mass’ of the Eburones, the Nervii, the Aduatuci and their allies and dependents against the camp of Quintus Tullius Cicero. This was somewhere on the river Sambre and about 80 miles from the camp Caesar had made at Amiens. The Gauls made a surprise attack as the legionaries (as so often) were out gathering firewood etc, but they fought a fighting retreat back to the camp. This the Gauls surrounded and invested. They had with them defectors and Roman prisoners who showed them how to build the kind of siege towers and earthworks the Romans used, so these were built and turned against their inventors.

The Gauls called a parley and offered Cicero the same deal they’d offered Sabinus i.e. to lay down their arms and walk away in peace. But Cicero is not as foolish as Sabinus and makes a defiant reply, telling the Gauls that if they lay down their arms he will send to Caesar who will judge them for their rebellion. And so the siege continues. On the seventh day a fierce gale blows up and the Gauls shoot flaming arrows into the camp which burn down a lot of the huts.

Cicero sends a series of messengers to try and get through to Caesar, but all of them are caught and some of them tortured in view of the camp. Eventually a native Gaul makes it through the blockade and to Caesar’s camp, to whom the news of Cicero’s siege comes as a shock. He immediately sends a message to Marcus Licinius Crassus at his camp 24 miles away telling him to march to meet him. Same to Gaius Fabius and Labienus. Labienus writes back that the entire force of the Treveri were upon him and so, on balance, it was too risky for him to leave his camp. Caesar approves this decision and sets off with just two legions to raise the siege on Cicero’s camp.

By a series of forced marches Caesar quickly reaches Cicero’s camp and sends word through a native messenger that he is near. The Gauls lift the siege and turn their forces to face Caesar, some 60,000 warriors (49). Caesar has 7,000 men (49). With the enemy only 3 or so miles away Caesar orders the building of a camp, only smaller than usual, and instructs the soldiers to run around and given an air of panic and fear. This lures the Gauls out into the open and then up to this camp which they start besieging. But they had barely begun engaging when Caesar ordered his infantry to flood out by side gates and the cavalry to sally out and attack the flanks. Taken by surprise the Gauls fled and the Romans were able to cut them down.

Then he marches to relieve Cicero. He is astonished to see the size and number of siege engines the Gauls had built and then to discover that almost all the defenders had been wounded and fought bravely. He publicly congratulates Cicero and all his men, carefully speaking to individual centurions and tribunes to thank them. He addresses the disaster of the massacred legion and assures them it was down to Sabinus’s error, unlike the resolute leadership of their own Cicero.

Caesar’s victory goes some way to rallying the Romans and, more importantly, their Gaulish allies. But nonetheless the tribes are in a ferment, all sending each other messages discussing alliances and attacks. Caesar realises he must winter in Gaul to keep an eye on the situation. Caesar calls meetings with the heads of various tribes, partly by threats, partly by promises, keeps them peaceful. The Aedui and the Remi remain the staunchest allies.

But the Senones try to murder their king, Cavarinus, who had been friendly to the Romans. Indutiomarus leader of the Treveri is particularly rebellious. He sends messages to the German tribes across the Rhine enticing them to war with the Romans, but none sign up, replying that they’ve learned their lesson.

In Gaul Indutiomarus is more successful in recruiting a large force from miscellaneous tribes, attracting to his standard exiles and criminals, training them, procuring horses and so on. Once he feels strong enough he calls an armed convention of the Gaulish tribes at which he a) outlaws Cingetorix, his son-in‑law and rival for leadership of the Treveri; and b) declares his intention to rally the Senones, the Carnutes and several other tribes, to march through the lands of the Remi and laying them waste, before going on to attack the camp of Labienus.

Indutiomarus with his massed forces approaches and invests Labienus’ camp. The latter feigns timidity and reluctance, all the while awaiting his opportunity. He recruits cavalry from nearby friendly tribes and keeps them all hidden in the camp, while Indutiomarus and his men ride up to the walls, yell and jeer and throw spears and abuse the Romans. At the end of a day like this, the Gauls are turning to ride away, with a false sense of security, when suddenly from two gates Labienus launched forth all his cavalry. Anticipating the enemy would scatter in confusion, Labienus carefully instructed his men to resist attacking anyone else but all of them to find and kill Indutiomarus. He put a big price on his head and sure enough some of his soldiers intercepted Indutiomarus at the ford of a river, killed him, cut off his head and brought it back to Labienus.

When they learned this, all his allies among the Eburones and Nervii flee, talk of rebellion is dowsed down and that winter found Gaul quiet.

Book 6: (53 BC)

1 to 8: Further revolt in Gaul

Caesar tasks three generals with raising new recruits and asks Pompey to send him the legion he recently raised in north Italy. He hears news of northern tribes conspiring to rebel and so makes a lightning attack on the Nervii, capturing cattle, prisoners and ravaging the countryside. When he convokes the annual conference of Gaulish leaders, the Senones, Carnuti and Senones refuse to attend, indicating their hostility. Caesar marches quickly on the Senones forcing their leader, Accio, to back down and hand over hostages.

Then he marches into the country of the Menapii in the far north, burning farms and villages and taking cattle and prisoners till their leaders were forced to sue for peace and hand over hostages in the usual way.

Meanwhile the Treveri, led by relatives of Indutiomarus, had gathered a large force of infantry and cavalry to attack Labienus. Labienus feigned fear and then pretended to leave the camp, luring the Treveri across the river onto flat ground this side. Once they were over he inspired his soldiers to turn and fight them, trapped by the river. Much killing. The Treveri submitted and the Germans they’d invited to come join them decided to stay on the other side of the Rhine.

9 to 10: Caesar crosses the Rhine, retreat of the Suebi

Another Rhine crossing:

  1. to punish the Germans who had sent the Treveri reinforcements
  2. to prevent Ambiorix finding asylum there

The Ubii swear it wasn’t them and he spares them. Investigation suggests it was the Suebi. The Suebi gather their men at a stronghold and await. Caesar’s men quickly build another bridge and he crosses it.

11 to 20: Description of the Gauls

Digression on the nature of Gaulish society. How the advent of the Romans reordered things to bring the Aedui and Remi into prominence. The Gauls fought every year among themselves. The Druids practised human sacrifice, sometimes in wickerwork giants which they set on fire (16).

When the father of a house, who is of distinguished birth, has died, his relatives assemble, and if there be anything suspicious about his death they make inquisition of his wives as they would of slaves, and if discovery is made they put them to death with fire and all manner of excruciating tortures.

Their funerals, considering the civilisation of Gaul, are magnificent and expensive. They cast into the fire everything, even living creatures, which they believe to have been dear to the departed during life, and but a short time before the present age, only a generation since, slaves and dependents known to have been beloved by their lords used to be burnt with them at the conclusion of the funeral formalities. (VI.19)

21 to 28: Description of the Germans

More primitive. Fewer gods, they only worship things they can see like sun, moon and fire. Sex in young men is frowned upon for stunting their growth. Land is redistributed each year to stop them becoming to land-bound and also to enforce a sort of equality. Obsession with war. When a chief proclaims a war anyone who resiles is shunned. They lay waste the land around each tribe.

The Gauls used to be more warlike than the Germans and at points crossed the Rhine and conquered. But being closer to Roman territory they’ve got used to trading and fine products unlike the Germans who remain more isolated and warlike.

He gives one of those characteristically ludicrous descriptions of the natural world, imputing to the great forest of Hyrcania a massive extent (true enough) and a number of fantastical animals.

The Penguin editor suggests that this long digression about Gauls and Germans was placed her to distract from the fact that Caesar’s second incursion across the Rhine, like the first one, achieved little tangible result. When the Germans retreat into the forest, Caesar doesn’t have the provisions to follow them and so, er, retreats back over the bridge, destroying the German end and placing a watchtower and guards on the Gaulish side.

29 to 44: Caesar returns to Gaul

Right up in the north, against the Rhine, is the territory of the Eburones led by Ambiorix. Caesar marches against them, sending ahead Gaius Volcacius Tullus with the cavalry. These go very fast and surprise Ambiorix off his guard with only a few men. However these hold off the Romans while Ambiorix saddles up and flees into the forest. He sends out messages telling every man for himself and many flee and hide.

The Segni and Condrusi come to Caesar and plead that not all Germans in Gaul are conspiring. They aren’t and give hostages and make peace.

Caesar makes his base at Atuatuca, then divides his forces in three and takes his force to ravage the land of the Eburones. Germans across the Rhine hear that there’s a free-for-all and cross the river 30 miles downstream of Caesar’s base, to join in. But prisoners tell them the Romans base is at Atuatuca, full of loot and poorly defended.

Cicero had been left in Atuatuca and initially kept the men penned up in case of attack. But after a week the frustrated men need to get out and the troops need corn so Cicero lets a detachment go collect some, and another detachment take out the animals for exercise. Inevitably it’s at this moment that the Germans appear, mounting a fierce attack, causing chaos. While a fierce fight goes on at the gates of the camp, the detachments sent to fetch food – raw recruits and servants – fell into a panic. Experienced centurions helped them form and wedge shape and make it back to the camp, but another detachment initially took to a nearby hill, then changed its mind and came back down into the flatlands where it was destroyed.

Failing to break in the Germans break off the engagement and ride back to the Rhine. Hysteria grips the Roman camp and rumours spread that Caesar and the other legions have been wiped out, until Caesar himself returns and restores order.

The Penguin edition notes that Cicero clearly deserved a bollocking but Caesar treats him very gently, listing all the extenuating circumstances he can think of. This is because his brother, the orator Marcus Tullius Cicero, back in Rome, is still a political force who Caesar needs to keep onside.

This is reminiscent of the panic at Vesontio back in I.39. Caesar supervises widespread burning and ravaging of the country, with the deliberate intention of starving the inhabitants. An enquiry into the rebellion of the Senones and Carnutes concludes that it was instigated by Accio, who is executed in the traditional Roman manner i.e. scourged and hanged.

Penguin point out that by holding courts, judging and executing leaders like this Caesar was behaving like the governor of an accredited Roman province which Gaul very much was not. It was arrogant (and illegal) behaviour like this which raised so much opposition back in Rome.

Book 7: The rebellion of Vercingetorix (52 BC)

By far the longest book.

1 to 7: General conspiracy of the Gauls — Vercingetorix chosen as leader

The murder of Publius Clodius in January 52 BC led to increased political turbulence in Rome. The Gauls, hearing of this, took advantage to conspire to overthrow the invader and regain their liberty. The Carnutes lead the rebellion and sack the town of Cenabum, killing the knight Gaius Fufius Cita, in charge of managing trade.

This inspires the leader of the Arverni, far away in the south of free Gaul, abutting on the Roman Province, one Vercingetorix. Background to Vercingetorix, namely his father was at one point premier chieftain of all Gaul but was executed for seeking to be king. When Vercingetorix proclaims his ambition to kick out the Romans, his uncle and other chiefs expel him from their capital, Gergovia, but Vercingetorix takes to the road recruiting followers and building up a following. Eventually he returns to Gergovia, takes over his tribe and sends out messages for a major, allied rebellion. He enforces ferocious discipline on his recruits:

compelling waverers by severity of punishment. Indeed for the commission of a greater offence he put to death with fire and all manner of tortures; for a lesser case he sent a man home with his ears cut off or one eye gouged out, to point the moral to the rest and terrify others by the severity of the penalty.

In Italy Caesar hears of numerous tribes forming alliances constellated around Vercingetorix’s leadership. Vercingetorix moves his forces into the territory of the Bituriges.

8 to 14: Caesar moves suddenly against the Arverni

But Caesar surprises Vercingetorix by clearing the snow from a pass through the Cevennes and approaching him from an unexpected direction. He leaves Brutus in charge of his camp and makes a forced march to Vienne. He picks up two legions and marches in through the territory of the Aedui into that of the Lingones, where two legions were wintering. Hearing all this Vercingetorix returns to the country of the Bituriges, and from there heads to assault Gorgobina, a stronghold of the Boii.

This is the longest book of the 8 and is all like this, two leaders criss-crossing ancient Gaul, doing deals with, or being double crossed by, numerous tribes, sending out legions or detachments or squads of cavalry under lieutenants. The names of tribes and locations Caesar passes through, allies with or fights gets very confusing. In brief: Caesar takes three Gaulish towns, Vellaunodunum, Cenabum and Noviodunum.

15 to 31: Siege, defence, and capture of Avaricum

Vercingetorix had suffered 3 defeats in a row so holds a conference of his allies and persuades them to adopt a scorched earth strategy, withdrawing before the Romans and destroying all towns, villages, fields and crops in their paths, with a view to starving them. But the Bituriges went down on their knees and begged him not to burn Avaricum, their fairest town.

So Vercingetorix relents, but Caesar besieges it, for 25 days building an elaborate rampart wall and two huge siege towers. When the population of the town tries to sneak out one night, Caesar takes it, puts it to flame and massacres the 40,000 inhabitants.

Caesar adjudicates leadership contest between rival leaders of the Aedui. But the one he chooses betrays him, a week later telling his people that the Romans have massacred their army, so they have no choice but to go join Vercingetorix and fight for freedom.

34 to 53: Siege of Gergovia

The chief oppidum (fortified town) of the Arverni.— abandoned, after severe repulse. Impulsiveness of the troops who do not hear the recall, continue up the hill to storm the stronghold but are repulsed when the enemy muster with overwhelming numbers. — 46 centurions 700 men

This was the one and only military defeat Caesar suffered at the hands of the Gauls in 8 years. Caesar gives speech reprimanding men and insisting on discipline and then withdraws from Gergovia, marching back along then crossing the river Allier.

54 to 57: Caesar moves against the Aedui.

58 to 62: Labienus, successful against the Parisii, joins him.

63 to 74: General revolt of the Gauls under Vercingetorix.

They attack Caesar, but are defeated, not least because of Caesar’s German cavalry, and retire to Alesia, a town of the Mandubii. Caesar leaves two legions to guard his baggage and swiftly pursues Vercingetorix, killing 3,000 of his rearguard. Three Aeduin traitors are brought to Caesar.

68 to 89: The siege of Alesia

The Gauls retreat inside this stronghold. Caesar orders his troops to construct massive siege-works eleven miles in length, featuring 11 camps and 23 forts. After a confused fight between the opposing cavalries, Vercingetorix adopts the following strategy: he orders his cavalry to leave in the dead of night from a gate which isn’t yet covered by the Roman siegeworks, and to ride to their respective tribes and to raise all men of military age and bring them back, all in the name of a Final Battle which will achieve National Liberation. Meanwhile, all grain is confiscated and Vercingetorix adopts a daily ration for his 80,000 men, which should last a month or so of siege, until the reinforcements from the tribes arrive.

Details of Caesar’s astonishingly complex and thorough siegeworks which face both in and out.

Schematic side view of the Roman siege works at Alesia, 52 BC

The Gauls hold a national convention at which the tribes allot armed forces to send to Alesia, with various factions resiling and bickering. Eventually an astonishing force of 260,000 sets off, but by this stage Alesia’s food supplies have run out.

Caesar describes a meeting of the leaders inside Alesia and gives a speech – presumably entirely fictional – to Critognatus, a noble Avernian who, after a long prologue, recommends cannibalism (77)! It is also notable as belonging to that genre of speeches which Roman authors attributed to their enemies, in which the enemy eloquently describes the crushing servitude and slavery imposed by the Romans.

The weak and old and wives and children are expelled from Alesia and trek over to the Romans to beg them for food. But the Romans barely have enough to feed themselves and refuse the refugees food or permission to pass. So they are caught in no man’s land to starve.

The Gaulish hoard arrives, much to the joy of the besieged who throng the barricades to watch the battle. Caesar places all his infantry around the 11 mile siegeworks then sends his cavalry against the Gaulish cavalry. The Romans suffer casualties before an attack by German cavalry breaks the Gauls and chases them back to their main camp.

A day later a co-ordinated attack from the relieving force triggers a sortie by the besieged and the Romans find themselves hard pressed. But they are defeated by the Romans firing from their strong defences, and fall into the complex web of trenches, booby traps filled with spiked poles and so on. They are forced to withdraw while the besieged are still trying to fill in the first trench of the inner siegeworks, so the latter retreat back into the town, too.

The Gauls then mount an attack on the one Roman camp which isn’t integrated into their defensive circuit, while the besieged again sally forth. (The complexity of the siegeworks and the peril and anxiety of the repeated attacks remind me of the atmosphere at another famous French siege, Dien Bien Phu in French Indo-China, March to May 1954.)

Caesar sends Labienus with reinforcements to the hilltop camp, sends Brutus with reinforcements to the strongest point of the sallying army, then leads reinforcements in person. The forces attacking the hilltop hesitate, then Labienus sallies forth with the cohorts he had picked up. Caught between these cohorts and Caesar’s cavalry, the Gauls panic, break ranks and are slaughtered.

Sedulius, commander and chief of the Lemovices, was killed; Vercassivellaunus the Arvernian was captured alive in the rout; seventy-four war‑standards were brought in to Caesar; of the vast host few returned safe to camp.

Vercingetorix conceded defeat to the tribal leaders inside Alesia. Kill him or surrender him alive, as they wish. The leaders go under flag of truce to Caesar, who sits in front of his fortifications. Vercingetorix is handed over, all the chiefs lay down their arms. Caesar puts the Aeduin and Arvernian prisoners to one side to use as bargaining chips with their tribes, then distributes all the captures Gauls to his army as loot, one Gaul to one Roman.

(I think what this means is each Roman soldier then gets his prisoner to contact his family and demands a ransom for their safe return. So equivalent to cash.)

Caesar then receives the submission of all the tribes, and carefully allots legions and commanders in the territories of the main tribes for the winter. When news of this comprehensive victory reaches Rome, a public thanksgiving of twenty days was granted.

Book 8

This final book was not written by Caesar but by his lieutenant Aulus Hirtius. He was a legate of Caesar’s army of Gaul from 58, and crossed the Rubicon with him in January 49. He fought for Caesar during the civil war, and was appointed governor of Transalpine Gaul in 45. In other words a senior figure.

Preface

Hirtius addresses his friend Lucius Cornelius Balbus, another friend of Caesar’s, serving under him as chief engineer (praefectus fabrum) in Gaul. Balbus was said to have attended the very select dinner Caesar hosted, along with Sallust, Hirtius, Oppius and Sulpicus Rufus on the evening of the day when he crossed the Rubicon.

He explains to Balbus that he is continuing the Commentaries because they don’t link up with Caesar’s own account of the Civil; War. He says he has finished the third of the latter books, set in Alexandria, and has now set to filling the blank between book 7 and the outbreak of civil war by supplying a book 8. But it has been hard work to match Caesar’s clear elegant style and also the speed and alacrity with which he wrote.

1 to 48: (51 BC) End of the revolt in Gaul

Winter of 52 to 51 Caesar hears that the Gauls are plotting again. Alesia proves they cannot defeat the Romans when the latter’s forces are united, but might be able to pick off the legions scattered around the country in different tribal regions.

At the end of December Caesar set out on a lightning march and caught the Bituriges in the fields (it’s not actually likely they would be tilling their fields in the depths of winter, is it? Is this a stock literary convention of this genre?) Anyway, Caesar captures thousands but then lets them go and, when they see him being similarly merciful to nearby allied tribes, the Bitiruges decide to submit and give hostages.

Carnutes dispersed, Bellovaci defeated. Dumnacus besieges Lemonum, but without success. The Armoric states subdued. Drappes captured. Uxellodunum besieged and taken by Caesar. Exemplary punishment, the captured have their right hands chopped off. Labienus’ successful operations against the Treveri. Commius subdued.

49 to 55: (50 BC) Caesar and the Senate

Caesar’s triumphal reception by cities and colonies. He returns to the army in Gaul. A description of his opponents in the Senate. Caesar returns to Italy.


Thoughts

Political consequences

1. Caesar’s Gallic Wars were fought to a) clear his debts b) bring him glory and political power.

2. But in doing so he went far beyond his brief as proconsul – dealing with the leaders of free Gaul as if he was governor of a conquered province, invading Britain (twice) and crossing the Rhine, far exceeding his authority. This prompted growing criticism in Rome throughout his eight-year command. And it was this which created the mounting political crisis about whether he would ever be prepared to lay down his command and return to Rome as a normal citizen – the ultimate result being that he was too scared to do so and, instead, crossed the Rubicon into Italy with his army thus triggering five years or ruinous civil war

The war itself

1. Interesting to learn how universal the exchange of hostages was – the standard procedure to ensure peace, not only with the Romans but among the Gaulish tribes themselves.

2. The relentless Roman victories of the first four books get a bit boring. Book 5 is far more dramatic and exciting, when the massacre of Sabinus’ legion and the siege of Quintus Cicero for the first time introduce a real sense of risk and uncertainty and pave the way for the epic account of the struggle against Vercingetorix in book 7.

3. The invasion of England cost a huge amount of time and money and resources and, in the end, seems completely futile. He took away hostages from southern tribes but, presumably that lapsed when Caesar returned to Rome a few years later. Nowhere was settled, no bases or camps, no trading. Seems like an expensive folly.

Anti-imperialism

One of the interesting things about the text is the way it contains its own anti-argument. Caesar’s entire account takes it for granted that rule by Rome is best for the Gauls. And yet fairly regularly he puts into the mouths of Gaulish leaders as direct speech, or attributes to them in indirect description, the wish to be free men in their own land, living under their own laws.

It’s not an unreasonable wish. And every time you read it, you think, ‘Just what right did Caesar think he had to ravage, burn, pillage, and endlessly fight all these peoples?’ Maybe he thought he was bringing ‘peace’ to a territory plagued by endless internecine violence but it’s hard to see how the endless campaigning and fighting and burning and selling into slavery which the Romans brought was an improvement. It consistently feels worse.

Slavery

Interesting when one of the chiefs, Ambiorix, complains that hostages given by his family were being treated ‘like slaves’ and put in chains (V.27). And, of Gaul in general:

Throughout Gaul there are two classes of persons of definite account and dignity. As for the common folk, they are treated almost as slaves, venturing naught of themselves, never taken into counsel. The more part of them, oppressed as they are either by debt, or by the heavy weight of tribute, or by the wrongdoing of the more powerful men, commit themselves in slavery to the nobles, who have, in fact, the same rights over them as masters over slaves. (VI.13)

At numerous other towns the inhabitants were captured and sold into slavery. But then so were some the captured Romans. Caesar says Britain is famous for half a dozen exports to the continent, among which are slaves.

In other words, slavery was current throughout Gaul, Britain and the land of the Germans, so well beyond ancient Greece or Rome. Was there any part of the known world where slavery wasn’t practised two thousand years ago? Was slavery universal?

Eternal war

The Gauls fought among themselves every year. The Britons fought among themselves until Caesar’s incursion temporarily united them. The Germans lived for war. The Italians went on aggressive campaigns every year and spent half their time fighting each other. In Africa Jugurtha, in Asia Mithridates and the Parthians, in Egypt civil war. War everywhere, every year, all the time, forever.

The stupidity of war

Men fighting, I get. It’s what we do, what we’ve always done. But some incidents highlight the sheer brainless stupidity of war and the terrible, futile, stupid cost to civilian victims, women and children. The height of lunacy is reached in book 7 when Vercingetorix persuades the Averni, to burn down their own towns and destroy their own crops all in the name of freedom and victory. Reminiscent of General Westmoreland’s famous quote during the Vietnam War, that the Americans had to destroy the village in order to ‘save’ it. Or Vladimir Putin’s determination to ‘save’ eastern Ukraine by utterly devastating it.

War crimes

In descriptions of other Roman campaigns I’ve wondered whether what the Romans did amounted to war crimes. Yes, is the short answer. Massacring the populations of entire towns, including women and children, is a war crime.

Caesar’s sustained eight year campaign of destroying towns, massacring their inhabitants or sending them off into slavery, have caused many moderns to compare his actions as a genocide. If a genocide is defined as the systematic attempt to wipe out a particular ethnic group, then no, he just wanted every tribe in Gaul to submit, not to exterminate them.

On the other hand, when tribes or towns did hold out, it appears, from his often very casual references, that he did consciously raze towns to the ground and either massacre or enslave entire populations, most notably at the town of Avaricum, and then at Uxellodunum (VIII.44). Or:

Caesar thought that the next best way of obtaining the satisfaction that his honour demanded was to strip the country of inhabitants, cattle and buildings so thoroughly that any of the Eburones who had the good fortune to escape would loathe Ambiorix for bringing such calamities upon them and never allow him to return. Detachments of legionary or auxiliary troops went all over the country killing or capturing large numbers of the natives, burning the homesteads, and carrying off plunder, until it was completely devastated. (VIII.25)

There’s a revealing moment early in book 8 when Hirtius mentions that the population of the Carnutes are still living in makeshift tents and shacks, as all the towns in their territory have been razed to the ground (VIII.5).

At moments like this you see a vast landscape where all the towns, villages, fields and crops have been destroyed, leaving the survivors to scrape a living in pathetic shelters beside burned-out fields, and you realise this is what the Romans meant when they said they brought ‘peace’.

The scarlet cloak

Caesar always wore the scarlet cloak (paludamentum) of a commander-in‑chief (VII.88).

Video

A useful video summary.


Related link

Roman reviews

The Gallic War by Julius Caesar – 2

Propaganda

The fundamental thing to grasp about Caesar’s Gallic Wars is that they were not at all what we think of as ‘history’. The Latin word he uses was commentarii which, apparently, means something like ‘report’. Each of the 7 ‘books’ whuch make up the Gallic Wars covers one of the years when he campaigned in Gaul and each one is like an end-of-term, or in this case, end-of-campaign-season report, back to his masters, the Senate and the people of Rome.

Thus they are written for a particular audience and are designed to achieve a certain effect. This is to justify Caesar’s behaviour. Legally, he had been tasked with simply administering 3 existing provinces: Illyricum (the east coast of the Adriatic) Cisalpine Gaul (northern Italy) and Transalpine Gaul (the area based round France’s Mediterranean coast, also known as ‘the Province’).

But he wanted glory and and so had his sights set on conquering further north into Gaul. But he couldn’t do this legally or on his own initiative. He had to wait till he had pretexts. This is why the seven commentarii are at such pains to emphasise that it was always the bad guys, the naughty Gaulish or Germanic tribes (the Helvetii, the Suebi, the Belgae) who moved first and to make it clear that Caesar was simply responding to aggression in order to maintain the peace and preserve the security of the Province.

But this interventionism was controversial and provided Caesar’s enemies back in Rome with plenty of ammunition to prosecute him for exceeding his authority. The Gallic Wars are a detailed attempt to head off those accusations and present his case, his justifications, to the widest possible audience.

They are the self-justifying propaganda of a conquering general seeking to influence his compatriots, and need to be read with this very much in mind.

Description of Gaul

First some basic facts: at 58 BC when Caesar was appointed governor, on the Italian side of the Alps, stretching from the mountains to the river Rubicon was the province the Romans called Cisalpine or Hither Gaul. On the other side of the Alps they controlled what they called Transalpine or Further Gaul, often simply referred to as The or Our Province. This covered the entire Mediterranean coast of France and extended inland a bit, up the river Rhone, and east up as far as Lake Geneva.

Beyond this lay what you could call ‘Free Gaul’ which Caesar famously describes as being divided into three parts, inhabited by 1) the Aquitani in the southwest 2) the Gauls of the biggest central part, who in their own language were called Celtae, and 3) the Belgae, in the north, extending from Paris to the Channel in the north and the Rhine in the east. (In the map below the Province is named Narbonensis, another alternative name for the Roman-controlled south of France).

Map with the approximate location of pre-Roman Belgic Gaul shortly before the Roman conquest, according to an interpretation of Caesar (source: Wikipedia)

Caesar deploys the familiar trope that Rome’s influence was n some way effeminising. He notes that the Belgae were:

the bravest, because they are furthest from the civilisation and refinement of the Province, and merchants least frequently resort to them, and import those things which tend to effeminate the mind; and they are the nearest to the Germans, who dwell beyond the Rhine, with whom they are continually waging war.

Caesar gives the names of lots of tribes and generalises about which are Gauls or Celts or German in origin, but pretty much all his terms and labels are contested by modern scholars because a) other ancient historians give different accounts of origins and languages and b) the modern evidence of linguistic studies and archaeology often contradict all of them. I.e. it is a complex and contested field of knowledge which is easy to get lost and perplexed in.

The Roman army

All the editions of the Gallic Wars contain an appendix on the Roman army. Since the reforms of Caius Marius around 100 BC, the army was divided into legions. Each legion contained 6,000 men, divided into 10 cohorts of 600 men, each divided into 3 maniples of 200 men, each made up of 2 centuries of 100 men, commanded by a centurion. Each legion had from 300 to 600 cavalry attached, but these were often foreign recruits and no general relied on them for their main battle plan. Caesar never does.

Tears

There’s a surprising amount of sentimental weeping. Men weeping. Rough, tough warriors and leaders weeping. Women weeping and wailing for their menfolk.

1. 20 With many tears Diviciacus embraced Caesar, and began to beseech him not to pass too severe a judgment upon his brother.

1.20 While he was making this petition at greater length, and with tears, Caesar took him by the hand and consoled him…

1.31 The petition was granted, and they all threw themselves in tears at Caesar’s feet…

Book 1 The expulsion of the intruders (58 BC)

[Note: the following chapter titles are not in the original. They appear to have been added by the translator of the Penguin edition, S.A. Handford. The numbers in round brackets refer to the chapters or sections which each book is divided into and which are numbered in the original.]

Chapter 1: Description of Gaul, its geography and inhabitants

As above.

Chapters 2 to 29: Campaign against the Helvetii

This was Caesar’s first campaign against a Gaulish tribe and, in a sense, the template for his entire subsequent involvement in Gaul.

Caesar claims the leader of the Helvetii, a tribe which lived on the Swiss plateau north of Lake Geneva, were being incited by one of their leaders, Orgetorix, to invade and conquer the rest of Gaul. Orgetorix conspired with leading men in two other tribes to overthrow their rulers, declare themselves kings, and carve up Gaul between them. Orgetorix was summoned to a trial by the seniors of his own people but avoided punishment by turning up with some 10,000 retainers and slaves. He got off, but at some later time perished, possibly by his own hand.

But he had inspired the other leaders with his plan and they burned their houses and crops and set off on a mass migration into Gaul.

Caesar repels the Helvetii going through the Province, forcing them to retreat back into their own territory, take the northern route up through the mountains and into the country of the Aedui. The Romans engaged them at the Battle of the Arar which led to negotiations with Liscus, Dumnorix and Diviciacus.

Second battle, near Bibrax. Retreat and surrender of the Helvetii.

30 to 54: Campaign against Ariovistus and the Suebi

Ariovistus was a leader of the Suebi and allied Germanic peoples. Ariovistus had led his people across the Rhine, fought and defeated the Aedui, seized a third of the Aeduan territory, settling 120,000 Germans there.

Caesar attends a general assembly of the Gauls where Diviciacus, head of the Aeduan government and spokesmen of the Gauls, complains to about Ariovistus’ conquests and the hundreds of Gaulish hostages he has taken. Unless Caesar does something the Aedui will be forced to migrate. Then, true to form, they all start crying.

When Diviciacus had delivered this speech all who were present began with loud weeping to seek assistance from Caesar.

So Caesar sees it as a) his duty to protect a Roman ally, the Aedui, but b) is well aware that confronting Ariovistus will also bring him glory and consolidate his hold over the army.

Caesar makes overtures to Ariovistus which are rebuffed. He marches to and takes the town of Vesontio but here some of the army is overcome by panic. The Gauls tell them the Germans are tall super-soldiers:

men of a mighty frame and an incredible valour and skill at arms; for they themselves [the Gauls] at meetings with the Germans had often been unable even to endure their look and the keenness of their eyes. So great was the panic, and so suddenly did it seize upon all the army that it affected in serious fashion the intelligence and the courage of all ranks… (1.39)

Caesar quells this potential mutiny with a long address concluding that he will march on the enemy with just the loyal Tenth Legion if necessary, with the result that his troops are roused and restored.

Caesar invites Ariovistus to a conference. He makes clear demands: that Ariovistus bring no more of his people across the Rhine, that he and his allies restore the hostages they had taken from the Aedui, and they undertake not to make war against them.

At the meeting with Ariovistus Caesar puts his proposals and Ariovistus haughtily rejects them. Ariovistus is given a powerful speech saying he never attacked the Aedui, Roman friendship is a sham and he’d make a lot of friends back in Rome if he were to kill Caesar on the spot. By this stage some of the Suebians are throwing stones and trying to provoke Caesar’s entourage so the latter withdrew. Next day Caesar sent Gaius Valerius Procillus for further parlay but, as they later discovered, he was immediately arrested and put in chains.

Ariovistus’ army moves off and Caesar tails him till both make camp barely 600 yards from each other. Ariovistus has a much larger force and Caesar realises he is surrounded. The Germans are reluctant to do more than skirmish and Caesar learns this is because their holy women are saying they shouldn’t engage in full battle before the next full moon. He gets some legions to build an advance camp then, next day, leads his legions against Ariovistus’s camp. This turned into the Battle of the Vosges, 58 BC.

The Germans advance towards them with such speed that the Romans don’t have time to use their pilums (spears) but are forced to plunge into hand to hand fighting. The Roman centre is being pushed back when Publius Licinius Crassus grasped what was happening and brings the infantry reserve into action in support of the Roman left. This developed into a general attack on the flank which broke the Germans who turned and ran for the river Rhine 15 miles away.

Many, including Ariovistus himself, managed to cross the river in boats or by swimming. The rest were cut down by Roman cavalry, including both of Ariovistus’s wives and one of his daughters. The ambassador Caesar had sent a few days earlier, Gaius Valerius Procillus, was rescued unharmed to Caesar’s great personal delight but described how his captors had cast lots three times, in his presence, to decided whether he should be burned to death now or later.

So the Suebi had retreated back over the Rhine and were broken as a military threat for the time being. Caesar claims that most of Ariovistus’ one-hundred and twenty thousand men were killed. Caesar winters his army in the land of the Sequani and returns to Hither Gaul to hold assizes. End of first campaigning season.

Book 2 Conquest of the Belgic tribes (57 BC)

Chapters 1 to 33: The Belgae

Caesar hears rumours that the Belgae are hatching a plot against the Roman people. He takes the two legions of Cisalpine Gaul and heads north. Delegates of the Remi, the Belgic people closest to Gaul, come to Caesar, declare their loyalty, but explain the rest of the Belgae’s plans. The Belgae were an originally Germanic people who crossed the Rhine and settled. When the Cimbri and Teutoni were migrating south the Belgae fought them off and gained a reputation for fierceness.

The Remi delegates give a summary of the different Belgic tribes, their numbers and leaders. Soon after this the Belgic horde besieges a Remi town called Bibrax. Caesar sends Numidian and Cretan archers and Balearic slingers to help relieve the siege and the Belgae abandon it.

The two camps line up opposite each other. The Belgae go to try and cross the river Aisne and storm a Roman outpost, but get bogged down and the Romans massacre them. The majority of the Belgae decide to retreat and return to their separate tribal homelands but their withdrawal turns into a rout and the Romans massacre the rearguard.

Caesar besieges Noviodunum, main town of the Suessiones. Overawed by the Romans’ siege engines, they surrender and hand over hostages, including sons of their king, Galba.

Caesar then marches on Bratuspantium, the main town of the Bellovaci, whose inhabitants quickly come out to surrender. The Aedui intercede on the Bellovaci’s behalf, saying they had been duped into rebellion and asking Caesar to show his customary clemency. Caesar does so, accepting 600 hostages and all their weapons. Then he marches on to the territory of the Ambiani who also immediately surrender.

The Nervii, however, under their leader Bogduonatus, resolved to fight and recruited allies including the Atrebates and Viromandui. Caesar marches into their territory and learns their plans. He starts making a camp on a plain by the river Sambre (modern scholars identify this with the river Selle). With great speed the Nervii attacked the Romans making camp and almost overwhelmed them, leaving them no time to properly arm. The battle was on a knife edge.

Caesar grabbed a shield, made his way to the front line and quickly organised his forces while the commander of the Tenth Legion attacked the Nervian camp. Then the two legions who ‘d been guarding the Roman baggage train arrived and helped to turn the tide of the battle. The Nervii are almost completely wiped out, reduced from a fighting force of 60,000 to 500 (28).

The Nervii’s allies, the Aduatuci, had been en route to join them. If they’d arrived in time they probably would have secured a Roman defeat. But hearing of the Nervii defeat they turned round and marched back to their own territory, concentrating their population in one town which they fortified. Caesar besieges it. When they see the siege towers being moved towards the town the Aduatuci decide the Romans must be aided by divine powers to build and move such juggernauts and so beg for clemency and agree to hand over all their weapons.

However, they had treacherously kept a third of their weapons and that night sallied forth and attacked the Roman camp. The Romans rallied and killed about 4,000 Aduatuci after which they retreated back into the town. Next morning the Romans broke down the town gates and took the town, selling the entire population of 53,000 into slavery.

34: Suppression of the ocean states

Caesar had sent Publius Crassus against the tribes which lived alongside the great Ocean i.e. the Atlantic, being the Veneti, Venelli, Osismi, Curiosolitae, Esubii, Aulerci and Redones, and Crassus now reported that they had all been brought into subjection to the power of Rome.

35: Fifteen days’ thanksgiving in Rome for Caesar’s achievements

The end of the campaign season. Caesar’s victories being peace to all Gaul and are known to tribes beyond the Rhine who sue for peace, sending hostages and promising to obey. As he does at the end of each campaign season, Caesar puts his troops into winter quarters and returns to see to his other provinces, namely Cisalpine Gaul and Illyricum.

Book 3 The first rebellion (57 BC)

1 to 6: Servius Galba

This is at the tail end of 57, after the campaign season had ended. Caesar deputes Servius Galba to secure a pass over the Alps. Galba signs peace treaties with neighbouring tribes and with just two cohorts set about building a camp at a high settlement named Octodorus. The Seduni and Veragri treacherously attack. They take the Romans by surprise and there is fierce fighting until a brave centurion Caesar picks out by name suggests a sally and the Romans run out the sides of their fort and attack the enemy flanks, routing them. Maybe a third of the enemy were killed, 10,000. Worried about supplies, Galba decided to strike camp and marched his forces down into the safe territory of the Allobroges.

7 to 16: Campaign against the Veneti 56 BC

Suddenly revolt breaks out among the Veneti. They lived in Brittany, had a good fleet and imposed taxes on anyone using their waters. Roman legates had been dispatched to liaise with the Veneti and surrounding tribes and these were all now taken hostage.

Caesar divides his forces, sending them to different parts of Gaul to ensure peace with conquered tribes, then takes the main force west against the rebels. Advantages for the Veneti: their towns are right on the coast, often separated from the land at high tide; they are excellent seafarers and can navigate better than the Romans. Caesar gives a description of Veneti ships, their advantages over Roman ships.

Nonetheless the Roman fleet defeats the Veneti fleet of about 200 ships by the use of grappling hooks on poles to break the enemy rigging and leave their ships defenceless.

This engagement finished the campaign against the Veneti and the whole sea‑coast…they surrendered themselves and all they had to Caesar. He decided that their punishment must be the more severe in order that the privilege of deputies might be more carefully preserved by the natives for the future. He therefore put the whole of their senate to the sword, and sold the rest of the men as slaves. (3.16)

17 to 19: Operations of Titurius Sabinus against the Venelli

The Venelli rebelled against Rome, led by Viridovix who had lured the Aulerci, Eburovices and the Lexovii to put their ‘senates’ to death and join him. The Venelli surround the camp of Quintus Titurius Sabinus and try to tempt him out for a fight but he stalls. Then he briefs a Gaul to pretend to be a deserter and go to the camp of the Venelli and tell them Caesar is in trouble in the West and so Sabinus will try to sneak out of the camp that night to go help him.

Based on this false intelligence the Venelli march en masse up to Sabinus’s camp but he surprises them by sortying from the sides and setting his cavalry on them before they’re ready. Tired after their forced march and confused by the Roman tactics, the Venelli are massacred.

20 to 27: Operations of Publius Crassus in Aquitania

Publius Crassus leads a legion into Aquitania to take on the Sontiates. He engages in open battle then besieges their town which, when it looks like it will fall, the Aquitani surrender. A brotherhood of elite fighters led by Adiatunnus attempt a sortie but are fought back and surrender.

Crassus then tackles the Vocates and the Tarusates. He takes a town within days of besieging it and this so alarms the natives they send for help over the Pyrenees and veterans of Quintus Sertorius’s campaigns come to help. (See my summary of Plutarch’s Life of Sertorius.)

Alarmed at the rise in enemy numbers and that they would soon control the roads and corn supply, Crassus came out of the town next day to fight. The enemy refuse to engage so Crassus marches up to their camp and starts investing it, building ramps up the walls, throwing weapons. Then the cavalry report that the rear gate is inadequately secured and the Romans storm it. The enemy fought free into open country where the Roman cavalry followed and slaughtered them.

As a result of this victory over the strongest force the Aquitani could muster, Crassus received the surrender of the Tarbelli, Bigerriones, Ptianii, Vocates, Tarusates, Elusates, Gates, Ausci, Garumni, Sibuzates and Cocosates.

28 to 29: Operations of Caesar against the Morini and Menapii

The Morini and Menapii were the only unconquered peoples left in all Gaul. Caesar decided to mop them up before winter. But they adopted tactics unusual for the Gauls and retreated into their marshlands. Caesar ordered the construction of a camp nearby but, not for the first time, the natives rushed out and attacked while the Romans were building it.

The Romans fought them off and during the next days Caesar ordered them to fell all the trees and create a mighty rampart. The enemy retreated into the forest but it began to rain continuously and Caesar’s own army needed shelter, so he ordered them to burn the enemy’s fields and villages and buildings and then led them to winter quarters.

Book 4 Invasions of Germany and Britain (55 BC)

1 to 4: Description of the Suebi, Ubii, Usipetes and Tencteri

This was the year of the consulship of Pompey and Crassus as arranged at the conference of the Triumvirate at Luca.

The Usipetes and Tencteri cross the Rhine into Gaul with many men. They explain they have been pushed out of their own land by the Suebi, the most powerful of the German tribes. The Suebi wear the barest of clothes, bathe in cold rivers, have no agriculture but live by hunting, have tremendous freedom, scorn riding horses with saddles, ban merchants who bring wine and other womanish products.

5 to 15: Operations of Caesar against the Usipetes and Tencteri

Caesar hastens to the area and discovers the Usipetes and Tencteri have pushed aside the local Gauls, destabilising the area. Negotiations with their leaders, who bullishly say they don’t want to attack but will defend themselves if necessary. A few days later they send another deputation talking peace but, as they withdraw, 600 or so of the German cavalry attack the Romans. This surprise attack sees a number of Roman casualties and demoralisation before the main force of the infantry appears and the Germans withdraw.

This treacherous attack gives Caesar the moral advantage and when another deputation comes a few days later he promptly detains them (13) and marches double fast the 8 miles to the German camp which he immediately storms. The warriors are taken by surprise, mixed up with the women and children and all begin to flee back towards the Rhine. Here they are caught in the junction of the Rhine and Moselle and large numbers are killed. The remainder put themselves under Caesar’s protection. In other words, a crushing victory.

[The detaining of the envoys was clearly against the rules of war and Caesar’s enemies fiercely criticised it. A note in the Penguin edition tells us that Cato the Younger called for Caesar to be stripped of his command and handed over to the Germans for punishment. There was no chance of this extreme view being carried out but it is symptomatic of the extremely embattled political situation back in Rome which Caesar’s reports were designed to influence.]

16 to 19: Caesar crosses the Rhine

Caesar is careful to give reasons for crossing the Rhine since he, arguably, shouldn’t have been in Gaul at all and certainly not crossing the Rhine into new country. These are:

  1. To make German tribes less inclined to invade Gaul by making them afraid of the threat in their own lands.
  2. German tribes he’d sent envoys to had cockily said the Rhine was the limit of Roman sovereignty: he wanted to prove them wrong and worry them.
  3. The Ubii, the only German tribe who had made peace with Rome and given hostages, begged him to come over and free them from the oppression of the Suebi.

Detailed description of the engineering involved in building a bridge over the Rhine (17). It takes 10 days from starting to collect the wood to the army crossing over into the territory of the Sugambri. The Sugambri have fled into the forest. Caesar burns all their villages, farms and crops.

He marches into the territory of the Ubii to reconfirm their friendship. The Ubii tell him the Suebi have gathered all their fighting men into a central position in their territory and are awaiting battle. But Caesar’s aim was not to conquer more territory but simply to warn the Germans what was possible to act as a deterrent from them crossing into Gaul. So after 18 days he crossed back over the bridge and had it destroyed behind him.

20 to 36: First expedition to Britain

In invading Britain Caesar was, again, exceeding his authority and so his text emphasises his justifications:

  1. In all campaigns against the Gauls they had received help from the Britons (this seems extremely unlikely and a blatant excuse).
  2. He wanted to spy out the lie of the land, the size of the island, its harbours and resources etc.

Caesar marches into the territory of the Morini, closest to Britain. He sends a ship under Volusenus to do a reconnaissance and, having heard the rumours, the first British tribes send envoys to him offering submission. The Morini themselves send envoys and hostages and submit.

Caesar assembles 80 transports and warships for the infantry and a further 18 for the cavalry. The remainder of the army was to mount operations against the Manippi and resistant factions of the Morini.

The landing was hard. The first place they came to they could see the enemy lining the cliffs and able to throw spears down onto a narrow beach. So they put out again and drifted seven miles or so further down the Channel before beaching again (23).

The Roman army faced real difficulties, for they had to leap off the ships while still in quite deep water, weighed down with heavy arms, get a footing and fight uphill through water. The enemy by contrast was on horses used to the terrain and water, fighting downhill into the struggling Romans.

Caesar ordered the lighter warships to be firmly beached on the right flank of the battle and soldiers use slings, bows and artillery on the enemy flank. This succeeded. While the battle hung in the balance the man holding the eagle of the Tenth Legion declared he was going to do his duty by his general and leapt into the water, thus rallying the others. The battle was scattered and confused but eventually his troops got a foothold and were able to reassert discipline. However, the cavalry ships had not yet set out from Gaul and without his cavalry Caesar wasn’t able to convert repelling the enemy into a victory.

But, the Romans having established a beachhead, the Britons send envoys suing for peace. They admit that when the man Cesar chose as envoy, Commius of the Atrebates, first arrived they had arrested him and put him in chains. Now they humbly apologise for their mistake and promise to send hostages.

Four days later the 18 transports carrying the cavalry set out but are caught in a storm so some turn back, some get lost, some keep out to sea to avoid being shipwrecked. Later that night a storm hits the transports which are anchored. ‘Several ships went to pieces; and the others, by loss of cordage, anchors, and the rest of their tackle, were rendered useless for sailing.’ 12 ships were lost.

Seeing this and calculating that the Romans won’t be able to get reinforcements, the Britons decide to renege on their deal with Caesar and revert to war. Meanwhile Caesar ordered the remaining ships to be repaired with spare parts from the 12 which were wrecked and equipment brought over from Gaul to do this.

Elements of the Seventh Legion were out collecting corn when they were attacked. Caesar took the rest of his troops from their camp and came to their rescue. Caesar makes a point of describing the skilful way the Britons use their chariots.

He fights off the attackers and decides not to escalate the engagement into a full battle but withdraws to the Roman camp. But the Britons had sent messages in all directions and gathered a huge number of armed men. So a second battle takes place which is briefly described – the Romans win, drive the enemy from the field, burn their villages and crops, then withdraw again to their camp.

Next day deputies from the tribes come to sue for peace and Caesar demands they hand over hostages. He orders these to be brought to him on the continent because that evening Caesar sets sail back to Gaul.

37 to 38: Defeat of the rebellious Morini; subjection of the Menapii

One troop of about 300 had landed back in Gaul and were marching to camp when they were attacked by a large contingent of the Morini, who had been at peace with the Romans when Caesar had left Gaul. The Romans formed a square and soon as he heard about it Caesar sent cavalry to relieve them. The combined force beat off the Morini and pursued them, killing many.

Next day Caesar sends his most trusted lieutenant, Titus Labienus, against the Morini. Previously the Morini had retreated to their marshes but it’s been a hot summer and the marshes have all dried up. So they surrendered.

As for Quintus Titurius and Lucius Cotta, the lieutenant-generals who had led legions into the territory of the Menapii, they did not return to Caesar until they had laid waste all the fields of the natives, cut down the corn-crops, and burnt the buildings, because the Menapii had all hidden in their densest forests.

Great deal of wasting and burning, isn’t there? Which has led some modern historians to accuse Caesar of genocide. Some historians have totalled up the number of Gauls killed at over a million, in a land with a population of only a million or so. Arguments about numbers killed or enslaved quickly become highly technical (and Caesar may well have been exaggerating throughout his accounts to big up his achievements) – but you can see their point.

Even the most detached reading of the text begins to weigh you down with the sheer numbers of people killed, the towns razed to the ground, the populations sold into slavery, the villages and all the agricultural land destroyed. As Tacitus has his (probably fictional) Scottish chieftain declare of the Romans, in his account of Gnaeus Julius Agricola’s campaigns in Britain a hundred years later, in the late 70s AD:

‘They make a desert and call it peace.’

When the Senate received Caesar’s dispatches for the year they declare twenty days’ thanksgiving in Rome for his achievements.

Slavery

The usual fate of the inhabitants of a captured town was to be sold into slavery. A great part of Roman war profits came from the sale of people, as well as of property.
(note to page 227 in the Oxford University Press edition)

The practice of slavery among the native Gauls, and what it meant to be sold into slavery by the Romans, and how far towns and peoples would go to avoid such a fate, strike me as being of huge importance in understanding the native societies Caesar was attacking, the fears of those peoples and their motivation in repeatedly rising up against Roman rule.

And yet the issue of slavery is mentioned nowhere in the introductions of either Hammond nor Gardiner. They both go on at length about the well-known political political situation in Rome, which is covered in numerous other books, and yet completely ignore this huge elephant in the room.

Video

A useful video summary of Caesar’s campaigns.


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Menaechmi (The Brothers Menaechmus) by Plautus (c.200 BC)

Prologue

The prologue explains that there were once two little boys, identical twin sons of a merchant of Syracuse, named Menaechmus and Sosicles. One day the father took little Menaechmus on a business trip to Tarentum but while walking through a carnival together they got separated. A trader from Epidamnus found the little boy and took him home with him. The father fell sick with grief and died. His father i.e. the boys’ grandfather, back in Syracuse, renamed Sosicles Menaechmus (the name of the lost boy, who he had always preferred).

So we have now got identical twins both named Menaechmus, one living with his grandfather, one growing up far away in Epidamnus.

(Incidentally, you can see how the title The Brothers Menaechmus is a pastiche of Elizabethan or olde worlde word order. In modern English it would simply be The Menaechmus Brothers or, if this was a brat pack movie, The Menaechmus Boys.)

The years passed and the boys grew to manhood in their separate cities. Back in Epidamnus, Menaechmus reached manhood and the trader gave him a wife and dowry and, when the trader died, Menaechmus inherited his large estate, where he now lives. Anyway, that’s the back story, and now the play begins.

The plot

Enter Peniculus

Enter Peniculus, a prime example of the stock character, the parasitus. The editor and translator of this edition, E.F. Watling, has previously explained that the best way to understand this character type is as a kind of dinner companion for hire – educated men who go from patron to patron ingratiating themselves, trying to get invitations to dinner where they amuse with their witty conversation (the other characters call him a ‘table companion’).

As a result the parasitus is associated with comic speeches about food and Peniculus is no exception, entering to make a speech on the comic premise that, if you wanted to lock people up, to make them secure, you’d do better to give them stunning feasts each day rather than put them in chains. Who would willingly run off and lose the chance of a daily feast?

Thus Peniculus explains that he is Menaechmus’s ‘bond slave’ but willingly reports for duty at his villa for love of the amazing spreads.

Menaechmus the adulterer

Peniculus arrives just as young Menaechmus emerges from his villa, yelling back through the open door at his wife (a very characteristic position for a Plautus character). This opening speech establishes that he is not a noble character but a bad tempered adulterer. He accuses his wife of asking endless questions about his movements and spying on him. In the next breath he justifies her suspicions by revealing that he’s going to meet his mistress, Erotium, tonight and – in a comic manoeuvre – has smuggled out of the house his wife’s dresses by wearing it under his toga.

It’s at this point that Peniculus comes forward, they greet each other, shake hands and Menaechmus shows off to Peniculus his cunning little prank i.e. displays himself wearing the gown.

Menaechmus’ mistress, Erotium

Scared of Menaechmus’s wife, they move shiftily over to the house next door (as in so many of the plays, the set consists of two neighbouring houses) because, lo and behold, right next door is the house of Menaechmus’s mistress, Erotium. He knocks on the door, she comes out he declares his eternal love for her and gives her his wife’s gown, then declares they’re going to have a party at her place, Menaechmus, Peniculus and her, so can she get her cook to start cooking. And with that Menaechmus declares his off to town and exists, followed by his lackey Peniculus.

Erotium calls out her cook, Cylindrus, gives him three pounds and bids him go to the market to buy grub for lunch. When he hears one of them is Menaechmus’s table companion’ he complains that people like him can do the work of of eight men, but off he goes anyway, grumbling.

Quite obviously Menaechmus having a mistress is not designed to make any highfalutin’ moral or ethical points but to maximise the amount of confusion to be caused by the comic conceit of the identical twins: I predict not only his wife but his mistress will be thrown into turmoil by the arrival of the twin.

Enter Sosicles and Messenio

And sure enough enter Sosicles, or that was his original name until his brother was abducted and his grandfather renamed him Menaechmus. He’s just arrived by ship accompanied by his slave Messenio and a group (number unspecified) of slaves carrying his baggage.

Messenio is the grumpy sort of slave and complains to his master, and thus informs the audience, that Sosicles has been traipsing round the entire Mediterranean searching for his brother, calling in at the Danube, Spain, Massilia, Illyria, all over the Adriatic, the Greek colonies and the entire coast of Italy (p.111).

Messenio goes on to explain that the inhabitants of the place they’ve arrived at, Epidamnus, have a bad reputation.

Obviously they’ve arrived in front of Menaechmus’s villa while Messenio makes a long speech about how they haven’t a hope in hell of finding Menaechmus, he must be long dead. At which point Erotium’s cook, Cylindrus, arrives back from the market. When he sees Sosicles he of course thinks he is Menaechmus, the guest for the planned lunch party, waiting outside his mistress’s house. And so into the first of many comic misidentifications and misunderstandings.

Misunderstanding 1 Sosicles and Cylindrus

Cylindrus, of course, thinks Sosicles is Menaechmus arrived for lunch and engages him in casual conversation. Sosicles, of course, is completely bewildered at being addressed familiarly by a strange slave, and when he assumes he (Sosicles) lives next door, with his wife, Sosicles thinks he must be mad and gives him money to buy a sacrifice to make at the shrine of the god of lunatics. Of course, Cylindrus thinks Sosicles is mad – with Sosicles’ slave Messenio chipping in from the sidelines.

Misunderstanding 2 Sosicles and Erotium

Cylindrus goes in the house and is replaced by Erotium who appears and, of course, calls Sosicles ‘darling’ and carries on a normal conversation with him (p.115), reminding him that he a) brought her a gown of his wife’s b) asked her to prepare lunch for him and his table companion (p.116). Obviously, Sosicles thinks she is mad, though is puzzled how she knows his name.

N.B: It’s important to remember that the twins both have the same name. Menaechmus was always the name of the boy who was abducted, the other one, Sosicles, was renamed Menaechmus by his grandfather. So they both have the same name. When I refer to Sosicles in this summary it is to clarify who is who, but he isn’t referred to as Sosicles in the play.

All these confusions give Messenio the opportunity to say he warned his boss about Epidamnus – looks like the reputation is true, it really is full of lunatics.

After conferring with his slave Sosicles takes the decision that he’s going to play along with this pretty woman. If she wants to give him a free lunch and witter on about his non-existent wife, then, sure, he’ll play nice. So he apologises to Erotium for being confused and she, now mollified, invites him into her house. Messenion warns him to watch himself but Sosicles reckons he’s on to a good thing, a free lunch and then maybe some afternoon delight.

Misunderstanding 3 Sosicles and Peniculus

The table companion Peniculus has been at some public meeting all morning and arrives in a bad mood to spy Sosicles emerging from Erotium’s house, obviously drunk, with a laurel wreath at a rakish angle on his head and calling back to Erotium that he promises to take the gown (the one Menaechmus gave her that morning) to a dressmaker’s in town to have it adjusted.

When Peniculus steps forward to castigate Sosicles for starting (and finishing) lunch without telling him, Sosicles, naturally enough, says he’s no idea who he is or what he’s talking about. As in every one of these encounters, they each think the other must be mad. Peniculus vows revenge, swearing he’ll tell Menaechmus’s wife all about his affair.

Misunderstanding 4 Sosicles and the maid

Erotium’s maid pops out of her house and asks Sosicles one more favour. Can he please take these gold bracelets, the ones he stole from his wife and gave to Erotium, to a goldsmith and have some gold added and reshaped. Sosicles is no longer bewildered, he is master of the situation and milking it for all he’s got, so he willingly accepts gold bracelets.

Then the maid takes things a bit further by asking if he can get her some pretty little gold earrings, please. Then next time he pops over she’s be everso nice to him (flutter eyelashes). Sosicles says, Sure, where’s the gold? But when the maid says she doesn’t have any, she was hoping he’d buy her some as a gift he loses interest and, realising it, the maid goes back into Erotium’s house.

At which point Peniculus emerges from Menaechmus’s house with the latter’s wife. He has told her everything. She is furious and asks herself how much longer she has to put up with this insulting behaviour? They spot Menaechmus coming and hide.

Misunderstanding 5 Menaechmus and wife

Sosicles had exited the stage in one direction. Now from the opposite direction enters the real, or original, Menaechmus. He delivers a page long soliloquy about what a pain it is being patron to a number of clients; he’s wasted his whole morning sorting out litigation around a client of his, an obvious crook, but in a patron-client society that’s what you have to do. He laments not having got away earlier for lunch although hopes the gift of the gown he stole from his wife will placate her. His wife is hiding behind a bush and hears him say this!

She steps out and accuses him of being a slimeball, egged on by the irate table companion Peniculus (‘That’s the way to talk to him’). Menaechmus desperately back pedals, disclaiming any knowledge of a mistress or stolen gown. This goes on for some time with Menaechmus until the furious wife finally says he’s not getting back into their house till he returns the gown, and goes into the house slamming the door!

Misunderstanding 6 Menaechmus and Erotium

Oh well, if his wife’s locked him out at least Erotium will give him a warm welcome. She’s pleased to see him back so soon but, of course, when he asks for the gown she is confused: she gave it to him not half an hour ago. His insistence that she give it back infuriates her and she slams the door in his face. Oops. Now he’s locked out of both women’s houses. He says he’ll go back into town looking for a friend to cheer him up.

Misunderstanding 7 Sosicles returns

Menaechmus’s wife looks out the door and sees Sosicles return with the famous gown. She thinks he’s come to make up with her. But when she confronts him, Sosicles is, of course, completely non-plussed and denies any knowledge of her. At which point, understandably, she reverts to her former fury. When she tells him that an hour ago he promised to find the gown and give it back to her he has no idea what she’s on about. All Sosicles knows is he spent a nice time with Erotium who gave him a gown to be altered. Who’s this madwoman ranting at him?

She’s so furious she sends a servant to fetch her aged father. He’ll sort out her faithless husband! When he arrives he tells his daughter off for being a scold and keeping such a tight watch on her husband i.e. he takes Menaechmus’s side. But then…

Misunderstanding 8 Sosicles and the father

Then the father actually confronts Sosicles, thinking he’s Menaechmus and, like everyone else, thinks the latter must have gone mad when he denies all knowledge of him. In fact it occurs to Sosicles that if people keep accusing him of being mad, maybe there’s some advantage to actually behaving mad, so he starts ‘gaping and flinging himself about’ (p.133) and starts to rant and rave and claiming to hear the gods’ instructions telling him to beat this ‘bitch’ and the ‘old goat’ i.e. wife and father.

Terrified, she runs back inside the house leaving her father to grapple with Sosicles who pretends to be hearing instructions from Apollo himself telling him to run the old man over with a (non-existent) chariot and horses. They grapple till Sosicles falls to the floor. The father thinks he’s had a stroke so says he’d better hurry and fetch a doctor. Once he’s gone Sosicles gets up, dusts himself off, declares everyone here is mad, and decides he’d better get back to his boat while the coast is clear.

Misunderstanding 9 Father, doctor and Menaechmus

The father returns, out of breath, with a doctor who is just asking the symptoms of the patient when the real Menaechmus enters. Obviously he knows nothing of the encounter which just ended in which his identical twin feigned madness and fell to the floor. So he hasn’t a clue what the father is describing and the doctor is quizzing him about and answers all the latter’s impertinent questions rudely (‘Jupiter and all the gods blast you and your silly questions’, p.137). But he quickly becomes so angry, and answers so sarcastically, that he does himself appear mad, just like his twin had. So the doctor suggests Menaechmus is brought over to his house so he can supervise his treatment (hellebore seems to be the recommended drug). They exit to go and get some strong slaves to grab, bind and take Menaechmus away.

They both exit leaving Menaechmus alone. He sits down and a) wonders what on earth has possessed these two to accuse him of being mad and b) what the devil is going to happen now he’s locked out by both his wife and mistress.

Misunderstanding 10 Menaechmus and Messenio

Messenio is Sosicles’s slave. Last time he saw his master he told him to see the slaves and baggage settled at an inn, which he’s achieved. Now he re-enters and goes up to Erotium’s door because that’s the last time he saw his master, going in to have lunch with Erotium. But before he can knock on her door, he witnesses the father returning with four strong slaves. And then sees them set on Menaechmus, with a view to binding him and carrying him away.

Menaechmus calls for help and Messenio comes to his rescue and there’s quite a fight with our pair finally getting the better of the foursome who run away. Now, of course, Messenio not only expects Menaechmus to recognise him but asks for a big reward: will he set him free?

(I commented in my review of Captivi how almost all the plays include a slave who performs adroit services for his master and promptly asks to be freed, wondering if this was a reality of Roman life or just a hilarious staple of stage comedy.)

Menaechmus, of course, has now idea who Messenio is and thought he was a good samaritan coming to his aid. He tells him to his face he’s no idea who he is but, by all means, go free. Messenio takes this as meaning he has been liberated and cries tears of joy. He says he’ll go and get the purse of money, baggage and slaves from the inn and rushes off. Menaechmus refuses to be fazed by this but has no idea what he’s talking about.

He knocks on Erotium’s door with a view to trying to get the famous gown back and give it to his wife, completely unaware that Sosicles went off with it some time ago.

Misunderstanding 11

On the way to the inn Messenio has bumped into his real master, Sosicles. Now they enter arguing. Sosicles of course knows nothing about Messenio rescuing him from the four slaves and giving him his liberty. Oh no he bloody well didn’t, says Sosicles.

The catastrophe

In classical literary theory, the catastrophe is:

the final resolution in a poem or narrative plot, which unravels the intrigue and brings the piece to a close. (Wikipedia)

It’s at this moment, just as Sosicles is telling his slave Messenio he has no idea what he’s talking about, that Menaechmus walks out Erotium’s front door and comes face to face with his identical twin, Sosicles. The comedy is dramatised by being seen through the eyes of a third party, Messenio.

The two brothers are slow to recognise each other but it is Messenio’s comic intervention, claiming to be the slave of each in turn and getting them muddled up, which is played for a few more laughs.

In fact it is Messenio who takes Sosicles aside and points out that this other fellow may well be his long lost twin brother. He suggests they ask him a few more questions and Sosicles readily agrees. The play then mutates into a kind of courtroom drama with Messenio playing the role of interrogating counsel as he asks Menaechmus a series of questions which confirm that he is indeed the little boy from Syracuse who lost his father in a crowd, was kidnapped and adopted by a stranger who raised him here in Epidamnus.

At each answer Sosicles cries out in wonder with Messenio impatiently telling him to wait his turn to question the witness. Presumably a) the conceit of being a courtoom was meant to be funny as was b) the idea of a slave like Messenio impersonating a magistrate.

There’s still a smidgeon of doubt at which point Menaechmus asks Sosicles what their mother’s name was. Sosicles replies Teuximarcha. All doubts are removed, they both realise they are each other’s twin brother and embrace in tears.

The resolution

If you remember, Sosicles has been on a vast 6-year-long odyssey round the Mediterranean looking for his long-lost brother. Now that quest is at an end. Menaechmus resolves to accompany him back to the family home in Syracuse. He says he’ll quickly sell up all his property here then they can depart. Oh and Menaechmus asks Sosicles to give Messenio his freedom, as a favour to him, seeing as how he stoutly defended him in the battle of the four slaves.

1. It is very striking that the catastrophe did not involve either of the women, Menaechmus’s wife or mistress. Surely there was a world of comic potential, not to mention some kind of reconciliation with his wife, waiting to take place here. But it simply doesn’t happen. As if the women really are just pawns in the plot, who can be dispensed with as soon as they’re not needed; as if the only reconciliation which counts is male, among men, between the brothers, and to some extent Messenio.

2. The very last passage of the play is when Messenio cheekily asks the brothers if he can be their auctioneer, they say yes, and this gives Plautus the opportunity to show the cheeky slave impersonating an auctioneer, using his patter to quickly describe the contents and effects of Menaechmus’s house – everything must be sold off, including his wife (‘should there be any purchaser’) – before quickly bringing the play to an end with the traditional request for the audience’s applause.

Roman slavery

As in most of the other plays the thing which catches my attention most is the ubiquitous condition of slavery, of ordinary, everyday, commonplace slavery which everyone took for granted. Messenio is given a speech in which he describes how he’s made a conscious decision to be a good slave, which he defines as one who attends to his master’s welfare, plans his business and organises his affairs as effectively in his absence as in his presence. OK. Then goes on describe what life has in store for slaves who are worthless, idle or dishonest, namely:

floggings, chains, the treadmill, sweating, starving, freezing stiff. (p.138)

Is this an accurate description? It brings home the way a master would be friendly with, spend most of his life with, joke, laugh, cry, share his ups and downs with a person who he also order to do everything for him, run errands, fetch and carry, serve and please and who, if he (all the slaves in these plays are men) upsets, irritates his master or falls short, can be submitted to a staggering range of physical punishment and abuse.

And, as in so many of the plays, the top thing on Messenio’s mind was winning his freedom. As soon as he’s helped Menaechmus fight off the four slaves, he asks for his freedom. Is this what it was like? Did slaves think all the time of how to get free, and pester their masters for requests to be freed? Did they ever make such requests? Was there a recognised time or occasion which might merit it? Were there social conventions and forms of words?

Interestingly, Messenio says that, if he is freed, his one-time master becomes his patron. Is that how it worked. Was ‘freedom’ the exchange from one recognised form of hierarchical relationship for another? Did a freed slave remain within the orbit and indeed the service of his master/patron, only with freedom of action?

Messenio, after he thinks Menaechmus has freed him, hurries to say he still wants to take his orders and go home with him and carry on living with him. Was this meant to be funny because it indicated what a poor notion of freedom Messenio had? Or was it a commonplace situation, that freed slaves continued to live in their former master’s houses but on new terms? How was that managed by everyone concerned, not least the other slaves who remained in their unfree condition?


Credit

Page references are to the Penguin paperback edition of The Rope and Other Plays by Plautus, translated by E.F. Watling and published by Penguin in 1964.

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SPQR: A History of Ancient Rome by Mary Beard (2015) 4. Republican timeline

This is a timeline of the Roman Republic, cobbled together from various sources with some details added from Mary Beard’s history of Rome, SPQR.

As you can see, it consists almost entirely of wars because Rome was one of the most aggressive and relentlessly militaristic states in the ancient world, which is the basic reason for its eventual world domination. And when, by about 80 BC, they’d run out of people to conquer, they started fighting each other.

Military campaigning was a defining feature of Roman life and Roman writers organised the history of this period…around its succession of wars, giving them the shorthand titles that have often stuck till the present day.

…the Roman tradition [viewed] war as the structuring principle of history…

The Romans directed enormous resources to warfare and, even as victors, paid a huge price in human life…somewhere between 10 and 25 per cent of the Roman adult male population would have served in the legions each year…(SPQR, pages 176 to 177)

What this list – far from complete and omitting many battles – indicates is the unremittingly violent, warlike environment Rome inhabited, and the relentlessness of its armies and leaders who, no matter how many times they lost battles – and they lost a lot more than you’d expect – always found new men and new resources and came back harder.

The early legendary material is well covered in Mary Beard’s book and the main wars are at least mentioned. But she gives very superficial, if any, explanations of most of the wars with hardly anything about strategies and campaigns, and nothing at all about specific battles, even the most famous (Cannae, Carrhae, Pharsalus, Actium). I had to look up the detail of all of them online.

Again and again it struck me as odd that Mary Beard has made it her life’s work to study a society whose values and history, whose militarism, violence, aggression, patriarchal sexism and toxic masculinity she is so obviously out of sympathy with.

This is one reason why, as a disapproving feminist, her account of the Republic is so patchy and episodic given that the Republic’s history is, on one level, a long list of wars and battles and setbacks and conquests.

Another reason is that the men in charge in Rome changed on an annual basis as new consuls were elected and held power for just one year. Compared to the late republic and imperial era when successful generals held power, and carried out military strategy for years, this makes the wars of the Republic even more complicated to record and remember.

As a historian I can see that you face a choice between going into each war in enough detail to make it strategically and militarily understandable – in which case you will have written an incredibly detailed and very long military history of Rome. Or doing what Beard does, which is write a kind of thematic social and political history of Rome (with lots of archaeology thrown in) which only dips into the wars briefly, fleetingly, when they help you to demonstrate a particular point about the evolution of Roman society and politics.

I can see why, for practical and editorial reasons she’s taken the latter route but still, Rome without the wars – numerous and confusing though they are – is a bit like Hamlet without the prince.

Timeline

8th century BC

753 BC: The legendary founding date of Rome.

750?: Rape of the Sabine women. Plenty of young men were flocking to his new settlement, but Romulus needed women to breed. He approached local tribes for brides but was turned down. Eventually he invited a group from a local tribe, the Sabines to a feast and, at an arranged signal, young Roman men started carrying the marriageable away. This led to war but then to a notable event. As the two sides lined up to fight the Sabine women intervened between them pleading for peace. The men put down their weapons and made peace, Romulus agreeing to share his kingship of Rome with the Sabine leader, Titus Tatius. So the abduction is important – but so is the peacemaking ability of the women.

The French painter Jacques-Louis David chooses to depict ‘The Intervention of the Sabine Women’ between their avenging fathers and brothers on one side, and their new Roman husbands on the other, rather than the more famous ‘rape’, in this painting from 1799.

753 to 510: Seven kings The quarter-millennium rule of the seven legendary kings of Rome. Some traditions mention other sub-kings who ruled in gaps between the big seven, and even Livy’s traditionalist account emphasises that the kingship didn’t simply progress by primogeniture i.e. to the eldest son, but was sometimes elected or chosen by the people.

But as Beard explains, modern archaeology suggests the traditional tale of a quarter millennium of legendary kings was used to glamorise and cover what, in reality, probably amounted to the slow coalescing of small communities of herders and cattle farmers led by local chieftains.

6th century BC

534 to 510: Reign of Lucius Tarquinius Superbus, last king of Rome. Tarquin was expelled after the people revolt and overthrow him, traditionally said to have been caused by one of his privileged sons raping a worthy Roman matron, Lucretia, at dagger point.

509: Temple of Jupiter Optimus Maximus (literally ‘Jupiter the Best and Greatest’) also known as the Temple of Jupiter Capitolinus because it was built on the Capitoline Hill. Dedicated to the Capitoline Triad consisting of Jupiter and his companion deities, Juno and Minerva, it was the oldest and most prestigious temple in Rome till it burned down in 83 BC during Sulla’s violent occupation of Rome. It became the traditional place for victorious generals to place trophies. Also lost in this fire were the Sibylline Books, a collection of oracles in Greek hexameters, that were purchased from a sibyl or prophetess by the last king of Rome, Tarquinius Superbus, and were consulted at moments of crisis through the history of the Republic and the Empire.

5th century BC

495: After losing a prolonged struggle to regain his throne, Tarquinius Superbus, last king of Rome, dies in exile at Cumae.

484: The first temple of the Dioscuri (Castor and Pollux) is dedicated in Rome’s Forum Romanum by Aulus Postumius following his victory over the Latins (the tribe who occupied the county surrounding Rome) at the Battle of Lake Regillus.

450: The number of Roman quaestors is increased to four and opened to plebians.

449: The Twelve Tables, the earliest examples of Roman law, are compiled. They were the result of agitation by the plebeian class, who had hitherto been excluded from the higher benefits of the Republic. The law had previously been unwritten and exclusively interpreted by upper-class priests, the pontifices. They formed the basis of Roman law for 1,000 years. The Twelve Tables were inscribed on bronze and publicly displayed so that unwritten law restricted to a ruling class was converted to written law accessible to all.

440: Roman quaestors are chosen by the assembly rather than by the consuls.

4th century BC

390: Battle of the Allia (11 miles north of Rome) at which the Senones, a Gallic tribe led by Brennus, crushed a Roman army and subsequently marched to and occupied Rome. Later historians describe the city as being out to fire and sword: ‘no living being was thenceforth spared; the houses were rifled, and then set on fire’ (Livy Book 5). The traditional date is 390, modern scholars have adjusted this to 387. The Gaulish Sack of Rome led to fear of Gaulish armies or marauders which lasted centuries.

Rome spent the next 32 years fighting the Volsci, the Etruscans and the rebel Latin cities.

366: Institution of the role of praetor, a title granted by the government of Ancient Rome to a man acting in one of two official capacities, as i) the commander of an army or ii) as an elected magistrate.

348: Plague strikes Rome.

343 to 341: First Samnite War, the Samnites being a tribe from central Italy, was the result of Rome’s intervention to rescue the Campanian city of Capua from a Samnite attack.

340 to 338: The Latin War (the Latins being another nearby tribe). Victory for Rome.

337: Until this year praetors were chosen only from among the patricians. In 337 eligibility for the praetura was opened to plebeians.

334: Rome signs a peace treaty with the Senones tribe i.e. the Gauls who sacked Rome.

326 to 304: Second Samnite War was the result of Rome’s intervention in the politics of the city of Naples and developed into a contest over the control of central and southern Italy.

3rd century BC

298 to 290: Third Samnite War:

297: Third Samnite War: Celts and Samnites join forces and defeat the Romans at the Battle of Camertium.

295: Third Samnite War: In a battle lasting all day, Romans narrowly defeat a force of Celts and Samnites at the Battle of Sentinum, the decisive battle of the war.

294: Third Samnite War: A Roman army led by Lucius Postimius Megellus defeats an army from Etruscan Volsinii.

285 to 282: Rome defeats the Celts in Italy. Rome’s dominance in central Italy is secured.

284: Gauls of the Insubres and Boii tribes defeat the Romans at the Battle of Arretium.

283: Rome decisively defeats the Senones at Picenum. Rome defeats the Etruscans and Celts at the Battle of Lake Vadimo.

280 to 272: Roman war against Tarentum in southern Italy. Upon victory, Rome’s dominance in lower Italy is secured.

280: The Romans conquer the Etruscan cities of Tarquinia, Volsinii and Vulci.

264 to 241: First Punic War. Carthage cedes Sicily to Rome.

241 to 238: Rebellion of the mercenaries. Unpaid mercenaries under the leadership of Mathos and Spendios rebel against Carthage. Despite their peace treaty, Rome takes the opportunity to strip Carthage of Sardinia and Corsica.

229 to 228 Rome fights Illyrian pirates. Queen Teuta pays tribute to Rome.

225: Two Roman armies surround and defeat a Celtic army at the Battle of Telamon.

223: Romans successfully campaign against the Celtic tribes of Cisalpine Gaul.

222: Rome conquers Cisalpine Gaul (modern-day Provence, France).

222: The Celts are defeated at the Battle of Clastidium by Roman forces.

219: Illyrian coast is under Roman control.

218 to 201: Second Punic War the main feature of which is Hannibal Barca bringing an army from Spain along the south of France and over the Alps into Italy where it remained for fifteen long years, and the non-confrontational, attritional tactics of the Roman general Quintus Fabius Maximus Verrucosus, surnamed ‘Cunctator’.

216: The Battle of Cannae, Hannibal inflicts the worst ever military defeat in Roman history at Cannae 200 miles south-east of Rome (p.180). The authorities consulted the famous Sibylline Books and, on their recommendation, two Gauls and two Greeks were buried alive in the main marketplace (p.180). Hannibal ante portas meaning ‘Hannibal at the gates’. Hannibal Barca, Carthaginian general, directly threatens the city of Rome, but cannot advance due to lack of supplies and reinforcements.

c. 215 to 216: The Boii crush a Roman army 25,000 strong at Litana. Victory was partly achieved by pushing cut trees down on top of the Romans as they marched.

214 to 205: First Macedonian War: Traditionally, the Macedonian Wars include the four wars with Macedonia, plus one war with the Seleucid Empire, and a final minor war with the Achaean League of Greece. All together they span the period 214 to 148.

The Greek peninsula and west coast of what is now Turkey were characterised by numerous states jostling for position. The triggers for war were some smaller states asking Rome for protection against the two largest powers in the region, the Macedonian Kingdom and Seleucid Empire. The first war ran in parallel to the First Punic War i.e. Rome was fighting on two fronts.

In 216 King Philip V of Macedon had allied himself with the Carthaginian general Hannibal, who was roaming at large through Italy. Rome dispatched an army eastwards which did little more than skirmish with Macedonian forces and seize minor territory along the Adriatic coastline. Rome wasn’t interested in conquest, but in keeping Macedon too busy to send forces to join with Hannibal. The war ended indecisively in 205 BC with the Treaty of Phoenice.

205: On the recommendation of the Sybilline Books, in response to the ongoing Punic War, a poor harvest and other ill omens, an image of Cybele/the Great Goddess was transferred from Asia Minor to Rome. Weirdly, the goddess turned out to take the form of a black meteoric stone accompanied by a retinue of self-castrated, self-flagellating, long-haired priests (p.179).

204: Scipio Africanus sails to North Africa to take the Second Punic War directly to the enemy (p.182). After he had defeated the Carthaginians in two major battles and won the allegiance of the Numidian kingdoms of North Africa, Carthage ordered Hannibal to return to protect the mother city, thus ending his 15-year campaign in Italy without a decisive victory.

202 October: Scipio wins the decisive Battle of Zama, destroying the Carthaginian army. Rome imposes a punitive peace treaty. Hannibal survives but goes into exile in the eastern Mediterranean. It was at this point that Publius Cornelius Scipio was given the agnomen or ‘victory name’ Africanus, so he is often referred to as Scipio (family name) Africanus (victory name) to distinguish him from other members of his (eminent) family.

201: As part of peace treating ending the Second Punic War, Sicily is definitively made a Roman province.

2nd century BC

200 to 196: Second Macedonian War: In the resulting Treaty of Tempea, Philip V was forbidden from interfering with affairs outside his borders, and was required to relinquish his recent Greek conquests. At the Olympiad in 196 Rome proclaimed the ‘Freedom of the Greeks and relapsed into its former apathy.

193: The Boii are defeated by the Romans, suffering, according to Livy, 14,000 dead.

192 to 188: Seleucid War Antiochus III, ‘the Great’, sixth ruler of the Seleucid Empire, invades Greece from Asia Minor. Various Greek cities appealed to Rome for help and a major Roman-Greek force was mobilised under the command of the great hero of the Second Punic War, Scipio Africanus, which landed and started inflicting defeats.

191 to 134: Various resistance movements against Rome in Iberia.

190: Roman army under Scipio defeats Antiochus III at the Battle of Magnesia. Apart from his other crimes, Antiochus was harbouring Rome’s long-term enemy, Hannibal (p.176).

c. 188: Treaty of Apamea Kibotos establishes peace with the Seleucid Empire and Rome plus its allies, such as Pergamon and Rhodes. The Seleucids have to evacuate their forces from Asia Minor and to pay a huge war indemnity.

172 to 168: Third Macedonian War: Philip of Macedon’s son, Perseus, challenges Rome and is defeated.

168: Roman legions smash the Macedonians at the Battle of Pydna. Twice Rome had withdrawn from Greece, leaving the city states to their own devices, assuming there would be peace, but instead facing renewed threats. So now Rome decided to establish its first permanent foothold in the Greek world. The Kingdom of Macedonia was divided by the Romans into four client republics.

154 to 139: Viriato leads the Lusitanians against Rome.

150 to 148: The Fourth Macedonian War Macedonian pretender to the throne Andriscus was destabilizing Greece. The Romans defeated him at the Second Battle of Pydna.

149 to 146: Third Punic War: Despite the fact that Carthage had obeyed all the provisions of the treaty which ended the Second Punic War, hawks in the Senate wanted to finish her off for good. When Carthage broke the treaty by retaliating against Masinissa king of the neighbouring Numidians’ repeated raids into Carthaginian territory, the hawks took this as an opportunity to declare war. Rome sent an army of 50,000 men then demanded that the Carthaginians must hand over all of their armaments and warships.

Carthage agreed to this humiliating demand, but when Rome went on to insist that they burn their city to the ground, relocate inland and change from being a seafaring, trading people to becoming farmers, the Carthaginians rebelled and broke off negotiations. The Roman army settled down for a siege of the city which dragged on for two long years. In the spring of 146 the besiegers, led by Scipio Aemilianus (an adopted grandson of Scipio Africanus) broke into the city which they burned and ransacked for 6 days, finally selling the 50,000 survivors into slavery, and razing the city to the ground.

The remaining Carthaginian territories were annexed by Rome and reconstituted to become the Roman province of Africa with Utica as its capital. Roman Africa became a major source of foodstuffs for Rome for centuries to come.

146: The Achaean War Following on from the fourth Macedonian war, the Achaean League mobilised for a new war against Rome. It was a foolish idea the historian Polybius blames on the demagogues of the cities of the league. The Achaean League was swiftly defeated and, as an object lesson, Rome utterly destroyed the city of Corinth in 146, the same year that Carthage was destroyed. To try to ensure peace Rome divided Macedonia into two new Roman provinces, Achaea and Epirus. From this point onwards Greece was ruled by Rome.

139: Law introduced the secret ballot.

137: 4,000 Celtiberians trap a force of 20,000 Romans at the Siege of Numantia, forcing their surrender.

135 to 132: First Servile War in Sicily, led by Eunus, a former slave claiming to be a prophet, and Cleon from Cilicia.

133: Rome captures Numantia, ending Iberian resistance.

133: Attalus III, the last king of Pergamon, bequeathes the whole of his kingdom to Rome.

133: The plebeian Tiberius Gracchus proposes sweeping land reforms which are so bitterly opposed by aggrieved landowners that he is murdered, bludgeoned to death. 70 years later Cicero saw this murder and the year 133 as opening up the fault lines of Roman society between two groups he calls the optimates and the populares (though modern scholars doubt the existence whether these really existed as organised groupings).

125: Rome intervenes on behalf of Massalia against the Saluvii Celts.

121: Gallia Narbonensis becomes a Roman province.

112 to 106: The Jugurthine War Numidia was a north African kingdom roughly covering the northern coastal part of what is now modern-day Algeria is. When the old king died the kingdom was disputed between his two sons and Jugurtha, his ambitious nephew.

111: Jugurtha murders his main rival along with many Roman merchants in a Numidian town. The Roman populace cried out for revenge but the event triggered an amazing sequence of delays caused by Jugurtha’s wholesale bribery and corruption of envoys sent to parley with him and then, once he’d gone to Rome, of various senators and officials dealing with him. The way Jugurtha was able to bribe and cajole his way out of various tight spots came to be seen as symbolic of the endemic corruption which had infected the body politic and inspired a vitriolic history of the war by this historian Gaius Sallustius Crispus, usually referred to as Sallust, writing a generation after the events (86 to 35 BC).

113 to 101: The Cimbrian War The Cimbri were a Germanic tribe who, in one account, hailed from Denmark and went trekking through Germany and down towards the Danube. Local tribes allied to the Romans asked for help and Rome sent an army under the Roman consul Gnaeus Papirius Carbo which was annihilated.

109: Cimbrian War: the Cimbri invade the Roman province of Gallia Narbonensis and defeat the Roman army there under Marcus Junius Silanus.

108: Jugurthine War: Gaius Marius elected consul and given command of the army against Jugurtha.

107: Jugurthine War: the Tribal Assembly awards command of the Roman army in north Africa to the very ambitious general Gaius Marius Lucius Cornelius Sulla as his quaestor.

107: Cimbrian War: The Romans are defeated by the Tigurini, allies of the Cimbri. The Cimbri defeated another Roman army at the Battle of Burdigala (Bordeaux) killing its commander, the consul Lucius Cassius Longinus Ravalla.

106: Jugurthine War: The Second Battle of Cirta Romans under Gaius Marius with quaestor Lucius Cornelius Sulla as cavalry commander, defeated a Numidian-Mauretanian coalition led by King Jugurtha and king Bocchus and captured the Numidian capital of Cirta.

105: Cimbrian War: Battle of Arausio where Cimbri, Teutons, and Ambrones divide a huge Roman army (80,000 men plus support personnel) led by two  rivals, Gnaeus Mallius Maximus and the proconsul Quintus Servilius Caepio. Only Caepio, Maximus and a few hundred Romans escaped with their lives across the river choked with corpses. The Battle of Arausio was the costliest defeat Rome suffered since Cannae and the losses and long-term consequences were far greater.

104 to 100: Second Servile War in Sicily, led by Athenion and Tryphon.

104: Cimbrian War: Rome declared a state of emergency and the constitution was suspended to allow Gaius Marius, the victor over Jugurtha of Numidia, to be elected consul for an unprecedented five years in a row, starting in 104. He was given free rein to build a new army and took the opportunity to make sweeping reforms in structure, organisation, recruitment, pay and strategy. Marius created a professional standing force composed of able-bodied but landless volunteers. Meanwhile the Cimbri unaccountably lost the opportunity to invade Italy while Rome was without an army, instead trekking to Iberia where they experienced their first defeats.

102: Cimbrian War: The Cimbri along with several other allied tribes finally invaded Italy, dividing their forces into two distinct armies which took separate routes south. Marius defeated the army of the Teutons and Ambrones at the Battle of Aquae Sextiae.

101: Cimbrian War: The main body of the Cimbri penetrated north Italy and ravaged the valley of the Po. Marius waited for reinforcements and then took on the Cimbri at the Battle of Vercellae near the confluence of the Sesia River with the Po on the Raudine Plain. The Cimbri were virtually annihilated, both their highest leaders, Boiorix and Lugius, fell, their womenfolk killed both themselves and their children in order to avoid slavery, bringing the Cimbrian War to an end. The war had two massive consequences:

  1. The end of the Cimbrian War marked the beginning of the rivalry between Marius and Lucius Cornelius Sulla who had served under Marius during the Jugurthine War, and served during the Cimbrian War as military tribune. Their rivalry eventually led to the first of Rome’s great civil wars.
  2. Following the victory at Vercellae, and without first asking permission from the Senate, Marius granted Roman citizenship to his Italian allied soldiers. Henceforth all Italian legions became Roman legions and the allied cities of the Italian peninsula began to demand a greater say in the external policy of the Republic. This led eventually to the Social War.

So the final part of the Cimbrian War sowed the seeds of civil strife in Italy for the next 15 years.

1st century BC

91 to 87: The Social War between Rome and its Italian allies who wanted Roman citizenship and an equal share in power. Only won by Rome granting citizenship and other rights to the allies. Once achieved, this hastened the Romanisation of the entire Italian peninsula but was a bitter and destructive internecine struggle.

89 to 63: Mithridatic Wars against Mithridates VI, ruler of the Kingdom of Pontus in northern Anatolia.

88 to 87: First Civil War between Marius and Sulla. First march on Rome by Sulla.

83: Sulla’s second march on Rome. Mass proscriptions i.e. lists of Sulla’s political enemies to be hunted down and liquidated. Not quite Stalin’s Russia, but similar in intent.

80: Sulla is persuaded to give his junior general, Gnaeus Pompeius Magnus known as Pompey, his first ‘triumph’ in Rome.

73 to 71: Rebellion of Spartacus also known as the Third Servile War.

71: Pompey is granted his second ‘triumph’ for his victories in Spain.

70: Pompey and Marcus Licinius Crassus, generally referred to as Crassus, are made consuls.

67: The Gabinian Law is passed, giving Pompey extraordinary power to deal with pirates in the Adriatic.

66: The Manilian Law is passed, giving Pompey extraordinary power to deal with Mithridates VI of Pontus.

64: Galatia becomes a client state of Rome.

63: Pompey defeats the Seleucid Antiochus XIII and incorporates Syria as a province of the Roman empire.

62: Pompey returns to Italy, and disbands his army upon landing.

61: Cicero’s accuses Catalinus of being the ringleader of a coup attempt. Pompey holds another ‘triumph’ in Rome celebrating his military achievements in the East.

60: Gaius Julius Caesar, Pompey and Crassus make a behind-closed-doors deal to share power between them, bypassing traditional constitutional arrangements, a moment later writers lamented as sealing the fate of the republic. It comes to be known as the First Triumvirate, or the Gang of Three as Beard jokily calls it.

58 to 51: Under the terms of the triumvirate, Pompey campaigns in the east, Caesar conquers Gaul.

58: Caesar attacks the Helvetii while on migration and defeats them.

58 to 57: Cicero is exiled from Rome.

56: The navies of Rome and the Veneti Gauls clash resulting in a Roman victory, the first recorded naval battle in the Atlantic Ocean.

55: Caesar attempts to invade Britain.

54: Caesar successfully invades Britain but then withdraws to Gaul. The island will be decisively conquered under Claudius.

54: Ambiorix of the Eburones tribe destroys around 9,000 Roman soldiers at the Battle of Atuatuca, up towards the modern French border with Belgium, one of the most serious setbacks suffered by Julius Caesar during his conquest of Gaul.

53: Rome loses the Battle of Carrhae to the Parthians, on what is now the border between southern Turkey and Syria. Crassus, one of the Triumvirate, is captured and executed by the Parthians.

52: Julius Caesar is defeated at the Battle of Gergovia in south-central France by Vercingetorix.

52: After becoming trapped and besieged at Alesia, Vercingetorix surrenders to Caesar.

51: Caesar’s successful siege of Uxellodunum ends the Gallic War.

49: Burebistas sends Acornion of Dionysopolis as ambassador to negotiate an alliance with Pompey.

49: Caesar decides to march back from Gaul into Italy to dispute ultimate power with Pompey. According to tradition the ‘die is cast’ for war when he leads his legions across the river Rubicon. Civil war between Caesar and Pompey begins.

48: The Battle of Pharsalus the decisive battle of Caesar’s Civil War fought near Pharsalus in central Greece. Although Pompey enjoyed the backing of a majority of Roman senators and the larger army, his forces were massacred by Caesar’s legions, battle hardened from their long wars in Gaul. Pompey survived the battle and fled to Egypt, where he was assassinated on the orders of Ptolemy XIII who thought it would please Caesar.

46: The Bellovaci unsuccessfully rise against Roman rule in Belgica. Caesar holds a ‘triumph’ through Rome in which he displays peoples he has defeated and loot he has taken. The parade featured floats with people posing in dramatic tableaux, and placards, one of which read pithily: veni, vidi, vici – I came, I saw, I conquered. This referred to Caesar’s quick victory in his short war against Pharnaces II of Pontus at the Battle of Zela, in Turkey, up towards the Black Sea, in 47 (SPQR p.290). The historian Suetonius says Caesar used it in his triumph but the biographer Plutarch says he used it in a report to the Senate. Either way it’s indicative of the way the phrase was still quotable 150 years later and a token of Caesar’s skill as a writer, rhetorician and self publicist.

44: The Allobroges unsuccessfully rise against Roman rule in southern Gaul.

44: Caesar becomes dictator for life. On the ‘Ides of March’ (15th) he is killed by conspirators including Brutus and Cassius. Octavian, son of Caesars niece Atia, is posthumously adopted as his heir.

43 to 36: a Second Triumvirate is set up by Marcus Antonius (Mark Antony), Gaius Octavius (Octavian) and Marcus Lepidus, in opposition to the assassins of Caesar, chief among them Marcus Junius Brutus and Gaius Cassius Longinus (p.341). Following the innovation of Sulla in the 80s, the triumvirate draws up a long list of proscriptions i.e. people they want to see liquidated. The list includes the most eminent writer of Latin prose, Cicero, who is caught trying to flee, and beheaded in 43 (p.341).

42: Octavian and Antony defeat Republicans under Brutus and Cassius at the Battle of Philippi (Greece)

36: Octavian strips Lepidus of all power but the purely ceremonial Pontifex Maximus (supreme priest). Lepidus dies of old age in 12 BC, leaving Mark Anthony, allied with Cleopatra of Egypt, as Octavian’s main enemy.

33: The Belgic Morini and the Celts of Aquitania unsuccessfully rise against Roman rule.

31: 2 September Battle of Actium. Octavian defeats Mark Antony and Cleopatra VII of Egypt.

29: Octavian’s ‘triumph’ displays images of the people he defeated in the East along with such vast amounts of loot that it took 3 days to process through central Rome.

27: Octavian is given extraordinary powers and the name Augustus by the Roman Senate. Although many of its constitutional forms live on for centuries, the Republic is in effect dead, and historians date the start of the Roman Empire from either 31 or 27.


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

Dirty Hands by Jean-Paul Sartre (1948)

“How you cling to your purity, young man! How afraid you are to soil your hands! All right, stay pure! What good will it do? Why did you join us? Purity is an idea for a yogi or a monk. You intellectuals and bourgeois anarchists use it as a pretext for doing nothing. To do nothing, to remain motionless, arms at your sides, wearing kid gloves. Well, I have dirty hands. Right up to the elbows. I’ve plunged them in filth and blood. But what do you hope? Do you think you can govern innocently?”
(Communist Party boss, Hoederer, in Act V of Dirty Hands by Jean-Paul Sartre)

This is by far the longest of the four plays in the Vintage collection of Sartre’s plays – Huis Clos is one continuous act of forty pages, The Respectful Prostitute is even shorter at 30 pages – whereas Les Mains Sales has seven acts and is 120 pages long! And I think it’s also the most enjoyable because the characters have time to breathe and expand and become believable.

The plot

Act I

It is 1944 in the fictional East European country of Illyria and the Russian Army is coming closer. Olga is in a flat used by the Illyrian communist party. Hugo arrives. He has just been released from prison. He is young, handsome, talkative. He has just served two years for the murder of the communist leader, Hoederer. A knock at the door and he hides. Olga opens the door to representatives of the Party, tough guys with guns. They’ve come to kill Hugo, they’ve trailed him here, he’s a liability, a loose cannon, he must be liquidated. Olga pleads for his life and says, ‘Give me till midnight to find out what really happened.’ The tough guys grudgingly relent and leave.

Hugo comes out of the bedroom where he’d been hiding. Olga explains he must tell her everything; maybe she can protect him, persuade the others he is trustworthy after all. ‘Tell me everything, right from the start.’ The stage darkens and now begins the majority of the play, which is told as a long flashback detailing the events leading up to the assassination of Hoederer.

(Setting up the threat of Hugo’s ‘liquidation’ in the present is a Hitchcock-like trick, like seeing the bomb being placed on the bus: everything that happens subsequently is charged with menace and suspense. Simple but effective.)

So the rest of the play shows in detail the build-up to the assassination and explores the very mixed motives of young Hugo the assassin.

Act II

It is 1942, Hugo has broken with his rich bourgeois family to join the People’s Party. As a callow young intellectual, he has been given the task of editing the party paper and is horribly intimidated by the ‘real men’ of action who surround him.

After a turbulent meeting of the party heads Louis explains to him and Olga that the party’s general secretary, Hoederer, is planning to sell the party out. He is persuading the central committee to go into an alliance with the Fascists and the bourgeois party after the war to create a government of national unity.

Olga and Hugo can’t believe he is a sell-out. Louis hesitates then lets them in on a plan to assassinate Hoederer. Hugo will get a job as Hoederer’s personal secretary. On a night to be arranged he will open the door to the assassins. Hugo bridles: he wants to be a man of action. Let him assassinate Hoederer. Louis hesitates but Olga speaks up for Hugo: let him. OK, says Louis. Pack your bags and take your new young wife, Jessica, with you (oh, he’s married, we realise). Move into Hoederer’s house. Become his secretary. Await orders.

The next few acts introduce us to the shrewd watchful Hoederer, surrounded by tough guy bodyguards (George, Slick and Leon). But by far the most interesting character is Jessica, Hugo’s attractive flighty nineteen-year-old wife. She and Hugo play baby games, play act, role play and neither are sure when the game is over or when they’re playing. This could have been a tiresome embodiment of Sartre’s ideas about people playing roles for others’ consumption, but in fact their young married flirting and flyting is done with a surprisingly light touch and I found very believable. It is Huis Clos but in a comic mode. When Hugo swears Jessica to secrecy then whispers that he’s here to assassinate Hoederer, Jessica bursts out laughing. Hugo’s plight is that no-one will take him seriously. He can’t even take himself seriously.

HUGO: Tell it to me now.
JESSICA: What?
HUGO: That you love me.
JESSICA: I love you.
HUGO: But mean it.
JESSICA: I love you.
HUGO: But you don’t really mean it.
JESSICA: What’s got into you? Are you playing?
HUGO: No, I’m not playing.
JESSICA: Then why did you ask me that? That’s not like you.
HUGO: I don’t know. I need to think that you love me. I have a right to that. Come on, say it.
Say it as if you meant it.
JESSICA: I love you. I love you. No: I love you. Oh, go to the devil! Let’s hear you say it.
HUGO: I love you.
JESSICA: You see, you don’t say it any better than I do. (Act III, p.156)

The next scene is set in Hoederer’s office, the representatives of the two other parties arrive, the Fascists and the Liberals. There is some interesting political analysis as Hoederer points out to the other two that, with the USSR on the horizon, the Proletariat Party, though numerically in a minority, will soon be supported by the conquering Reds: so they’d better do a deal now. At which point Hugo jumps to his feet, outraged that Hoederer is prepared to do a deal with the bourgeois he so despises, with the bourgeois party leader (Karsky) who actually knows Hugo’s own father and made a point of mentioning it to Hugo on the way in.

The bomb

Hugo is on the verge of pulling out his revolver and shooting Hoederer then and there, when a bomb goes off in the garden, shattering the window, throwing the characters to the floor. The political leaders are ushered into a safe room, leaving Hugo, the bodyguards and a terrified Jessica. There is now some dramatic irony because Hugo had blurted out ‘the dirty bastards’ just as the bomb went off. He was describing the cynical politicians making this stitch-up, as he worked himself up to shooting, but now has to pretend to Hoederer’s suspicious bodyguards that he was referring to the ‘dirty bastards’ who threw the bomb. In fact Hoederer had already (unwisely) given Hugo a few drinks before the politicians arrived, and now he has a few more to recover from the shock with the result that he gets hammered and starts drunkenly skirting round the fact that it is he who has been sent as an assassin.

They’re not particularly subtle, but these scenes where the callow Hugo teeters on the brink of giving himself away, unhappily revealing himself to be precisely the over-talkative intellectual he’s trying to stop being, while his quick-witted wife covers for him, are more dramatically complex and satisfying than anything in Sartre’s previous plays, whose characters have tended to be schematic and one-dimensional.

In particular, Jessica’s innocent quick-wittedness is a joy to behold. In an earlier scene, when Hoederer’s goons had insisted on searching the new arrivals’ room, Jessica had quick-wittedly hidden Hugo’s revolver in her dress and brazenly invited one of the bodyguards to search her who was, as a result, so red-faced that he only did a cursory job, not finding the gun.

Now Jessica quickly interprets Hugo’s drunken babblings as anger against the ‘dirty bastards’ who threw the bomb and devises other ways of masking what Hugo’s saying. In fact she encourages him to drink more, lots more, until he passes out and Slick and George just laugh at him, thanking their lucky stars they didn’t have a rich privileged upbringing.

Olga in the summerhouse

Cut to the summerhouse which is Jessica and Hugo’s quarters, and Olga is tending the unconscious Hugo, when Jessica returns to the room with a cold compress for his head. The two women confront each other over Hugo’s unconscious body – the scheming, hard, political woman versus the politically naive but sensuous and sharp woman. They wake a groggy Hugo and Olga tells him it was she who threw the bomb. The party’s getting impatient. It’s been ten days and Hoederer’s still alive. She came to finish the job off but botched it. Hugo’s got till tomorrow, then they’ll come en masse. Anyway, whatever happens, the party thinks Hugo’s sold out – he is in big trouble. Being blown up by the bomb would have done him a favour. Olga leaves, climbing over the wall and escaping.

Jessica confronts Hugo with the reality of what he’s promised. For the first time they’re not playing. Hugo admits he can’t believe it, can’t believe he’s a killer, can’t believe that Hoederer’s bright quick eyes will go dull, that blood will seep into his suit, all because he, Hugo, has pulled a trigger. He is over-thinking and over-imagining the deed. But Jessica is no Lady MacBeth; the opposite, she begs Hugo to reconsider and, instead of just murdering Hoederer, discuss the issues, arguing him out of whatever it is that Hugo so vehemently opposes.

At which moment there’s a knock on the door and Hoederer himself enters, to check up on his secretary. The goons told him he’s drunk himself unconscious: is he alright? Having made certain, Hoederer makes as if to leave but Jessica jumps up before him. Now, now is the time for Hugo to do it? For a moment we the audience and Hugo are flabbergasted: what? shoot Hoederer now? No, Jessica means now is the time for the two men to talk, to thrash out their differences, for Hugo to find out if it’s really necessary to kill Hoederer (Jessica obviously doesn’t say this out loud, but we know from the previous dialogue with Hugo that’s this is what she means).

Hoederer explains Realpolitik to Hugo

And this is the lead-in to a very enjoyable scene where Hoederer a) explains the political situation in Illyria b) explains why a political deal with the other parties is necessary c) taunts Hugo with his naive intellectual purity. He’s more interested in principles than men, Hoederer taunts. He doesn’t want to get his pretty little bourgeois hands dirty. Well, Hoederer’s hands are dirty all right, covered in blood and filth.

This works very well as drama; it is written really effectively with Hoederer’s arguments battering Hugo’s feeble denials. When Hoederer has left, even Jessica can see that his arguments were right and, worse, that Hugo knows it, despite all his denials, despite his intention to stay true to his original mission, Hoederer converted him.

But I was also fascinated by Hoederer’s analysis of the situation in this fictional East European country because it closely parallels the analyses of the post-war communist takeover of Europe I have just read in Anne Applebaum’s brilliant history, Iron Curtain: The Crushing of Eastern Europe 1944 to 1956. Hoederer argues that:

  • The Proletariat Party cannot take power by itself; the proletariat only make up 20% of the population and not even all of them support the party. Hugo naively says, “Let’s seize power.” Hoederer replies that if they seized power, they would quickly be suppressed by the Peasants Party which represents 55% of the population, in alliance with the Fascists who control the army and police.
  • Hence the need to enter power peaceably in a national coalition.
  • Hoederer has suggested to the leaders of the Fascists and Bourgeois parties that they set up a national government with six on the council and the Proletariat Party will have three of those delegates. He even – and this chimes exactly with Applebaum’s description – wouldn’t want most of the ministries, just two: the interior and defence, because those are the only two that matter.
  • “But,” Hugo says, “the Red Army will be across our borders in weeks: why don’t we ride their coat-tails to power?” “Because, my naive friend,” replies Hoederer, “they will still have to fight their way across the country and many will be killed; the Soviets will be blamed. And because the Party will forever afterwards be thought to have been imposed by a foreign power rather than rising up to represent the people. And because, even for the national unity government, the country will be a wasteland when peace finally comes, difficult decisions about law and order will have to be taken; the Party can represent itself as a natural outgrowth of the nation and people, and can present itself as opposing these unpopular policies from within government. With control of key industries it can slowly isolate the leaders of the other parties and wait till the time is right to stage a coup.”

Hugo hates all this because it is messy and unprincipled and yuk. Hoederer laughs at his naivety and bourgeois prissiness.

Act VI

Next day, the day of the deadline Olga told Hugo he must act or else. Before the working day begins Jessica comes into Hoederer’s office and after a little flirting reveals that Hugo has a gun, and has been tasked with assassinating him. Hoederer knew it all along. Hugo knocks at the door, Jessica exits through the window (reminding me of all the entrances and exits through windows in The Respectful Prostitute).

Now Hoederer toys with Hugo, continuing the discussion over whether Hugo has it in him to be an assassin or whether he is too much of an intellectual. Because assassins don’t think at all, have no imagination, just kill. Whereas Hugo has too much imagination, can not only picture the dead body and the blood, but has grasped the political consequences, the cause of the Party set back, no single leader to greet the Red Army, its chance for power maybe irrevocably lost. He deliberately turns his back and fixes a cup of coffee, while Hugo gets the gun out his pocket and holds it trembling, very obviously struggling with himself. Hoederer turns, faces him, says “Give me the gun,” and takes it. Hugo collapses, virtually in tears, and says, “You despise me.”

Hoederer says he remembers being a naive principled young man. He can help Hugo to maturity, guide him, mentor him. Hugo is almost in tears. But he won’t give up his opposition to the political pact. Don’t worry, says Hoederer: he’ll go to town tomorrow and square it all with Louis (the guy who sent Hugo in the first place). Go back to writing, it’s what you do best; and he dismisses Hugo.

Re-enter Jessica who’s been perched on the window ledge all this time (!) She heard everything. She thinks Hoederer is noble. In fact, she’s realised she’s not in love with her silly immature husband, she realises she wants a ‘real man’ (p.232). Oh dear. The 21st century reader’s heart sinks a little. They look at each other in silence. She’s never thrilled to a man’s touch, sex with her husband makes her giggle. “Are you frigid?” Hoederer asks. “I don’t know,” Jessica replies. “Let’s find out,” says Hoederer and embraces and kisses her.

At just this moment Hugo re-enters the office. Oops. Incensed, he accuses Hoederer of lying to him and stringing him along and sparing him and promising to make him a man because all along he’s just wanted his wife. Hugo springs for the desk where the revolver was left, seizes it, Jessica screams, Hugo fires three shots at Hoederer who crumples in his chair. Enter the bodyguards, George and Slick with guns aimed at Hugo but Hoederer with his dying breath tells them to spare him, it was a crime of passion, that he – Hoederer – was sleeping with Hugo’s wife. And dies.

Act VII

Lights go up on the setting of the first act, as Hugo finishes pouring his heart out to Olga. She keeps asking, “So did you assassinate him because of our orders,?” and Hugo honestly doesn’t know. In a typically Sartrean way, Hugo isn’t even sure that he did it: or was Chance the key agent? If he’d opened the door two minutes later or earlier, it wouldn’t have happened. In fact, he was coming back to ask for Hoederer’s help.

It was an assassination without an assassin. (p.234)

Hugo is crushed by a characteristically Sartrean sense of his own unreality. But Olga is pleased. She thinks she can fend off the men who want to kill him. And here comes the punchline, the cynical climax of the play. For Olga explains:

The party line has changed. When they despatched Hugo to murder Hoederer communications with Moscow were poor. Later they discovered that Moscow did, in fact, want the party to go into a government of national unity with the Fascists and bourgeois parties. It would mean saving many lives among the Illyrian army (which would immediately lay down its arms). It would save Moscow embarrassment with the Allies (Britain and the US). The new plan is for the party to join a 6-man government, and the party to have 3 delegates. Hugo is amazed and then bursts out laughing. This is exactly what Hoederer intended, what we saw him proposing to Hugo just a few moments (and two years) ago down to the last detail.

“Yes,” Olga explains, “but Hoederer was ‘premature’ in his policy.” Meanwhile, another man, now dead, has been officially blamed for Hoederer’s assassination. Now Hoederer has been rehabilitated and… Hugo joins in, “You’re going to put up statues to him after the war. You’re going to make him a hero of the party?” Hugo collapses into helpless tear-filled laughter of despair.

Olga tells him to snap out of it, the Party killers are about to arrive. She is ready to tell them he is a new man, rehabilitated, he will go along with the party line, he will lie about Hoederer’s assassination, he will forget all about and never mention to anyone that he did it. He will live a life of deceit and lies for the greater good.

But Hugo refuses. The only thing that kept him going in prison was that he fired – maybe for personal reasons – but in accordance with the party line. To learn that the line has changed and the act become completely meaningless is too much to bear. He thought that killing someone would make him feel real, give him weight and substance – but he carried on feeling horribly unreal and contingent. Now, now he has the chance to stand up, to act for himself, to make himself real. Olga begs him to stop but as the killer’s car draws up outside, Hugo stands up and walks to the door. He will proclaim his guilt and force them to kill him. It will be his final, defining acte.

Thoughts

Apparently the big and powerful Communist Party of France disliked the play. You can see why.

In purely political terms, this was the decade when Moscow’s concept of Socialist Realism came to be enforced all across the Eastern Bloc. Art, music, literature, all had to be high-minded and inspiring, showing happy workers exceeding their quotas and merrily bringing in the harvest. It’s hard to imagine a more nihilistic, defeatist, cynical and plain anti-communist narrative than Les Mains Sales, hard to imagine anything more completely contrary to the spirit of Socialist Realism, focusing as it does on the amoral political manoeuvring, the lying to its membership, the cynical alliances with its class enemies, and the pointless infighting and murders of the communist party.

Politics aside, the communist party of Illyria comes over as a mob of gangsters, little different in terms of threat and violence from Al Capone and Chicago gangsters of Prohibition. Time and again I am reminded that Sartre and Camus were writing their intense, man-holding-gun fictions during not only the rather obvious violence of the Second World War, but also during the heyday of Hollywood films noirs which they both hugely enjoyed. Camus cultivated a Humphrey Bogart look with his collar turned up and a Gitanes cigarette permanently smouldering in his mouth. The romance, the glamour of being the dude with the shooter, calling the shots. Specially if you yourself are mostly the chap in the library with the pipe and the thick glasses.

As a specimen of intellectual French film noir, as a dissection of the worldview of communist politics in 1947 and 1948, and as pure entertainment, I think les Mains Sales is by far the best of these four plays.

Jessica and sexism

All the male characters utter contemptuously sexist comments either about Jessica in her absence, or to her face, which would get you locked up nowadays. They casually refer to her political naivety, her inability to do anything significant for the Revolution and her liability as distracting ‘bait’ for all the male characters. This was, after all, 20 years or so before the birth of Women’s Liberation / second wave feminism.

It is, for example, offensive to modern readers when the bodyguards make remarks about Jessica’s attractiveness in the first scene in the big house, and Hoederer is no better, dismissing her as a distraction, saying why doesn’t she ‘scratch her itch’ with Slick or George.

More to the point, there is something sexist about the entire conception of the play which sets the world of passive sensuality (Jessica) against the ‘active’ network of male politics and action (Hugo and Hoederer). With crashing stereotyping the main woman character represents Sex, anti-Politics (although, to be fair, she is balanced by clever calculating Olga, who is smart enough to try and save Hugo, and who, after all, throws a bomb in the middle of the play.)

But despite what we nowadays would describe as the #everydaysexism of the text, Jessica is, by and large, the most attractive character in the play. She is the least hoodwinked, the least deceived. She knows nothing about politics but she knows more about life than her over-intellectual husband, tricks the bodyguards with her nimble-wittedness, and is quite a match for Hoederer. She is the only one who sees through the men with all their high-handed rhetoric to ask the real questions, specifically; why does Hugo want to murder a man he respects and, by the end of the play, has come to love? Why? Fool!

Although it’s ostensibly a play about tough guy men politicking and conspiring, Jessica is – for me – the star of the show.

The movie

Despite being ‘the philosopher of the century’ it’s damn difficult to get hold of the movie versions of Sartre’s plays. The Respectful Prostitute seems impossible to track down in any shape or form. Here’s a print of the film version of Les Mains Sales, made in France in 1951. There are no sub-titles and the sound is out of synch for a lot of it, but it gives a stark sense of how stagey the story is. And how French.

Apparently, the French Communist Party were so angry about the play that they tried to organise a boycott of cinemas where the film was showing.


Credit

Les Main Sales by Jean-Paul Sartre was first performed in Paris in April 1948. This English translation – Dirty Hands by Lionel Abel – was published in the United States in 1949. All page references are to the 1989 Vintage paperback edition.

Reviews of other books by Jean-Paul Sartre