Sentimental Education by Gustave Flaubert (1869)

This is Flaubert’s third novel, and in fact it’s the last one he finished, if we categorise his fourth book, the temptation of Saint Anthony, as a theological fantasia rather than a novel.

With the previous two novels, Flaubert had established a reputation as a highly literary writer, becoming famous for his meticulously detailed realism. He had also gained a reputation for ‘immorality’: Emma Bovary, the heroine of his first book is shown progressing – or declining – from shy convent schoolgirl, through dissatisfied wife, to reluctant seducee and then seasoned and cynical adulterer. But Emma’s small-town tragedy was eclipsed by the astonishing violence and exotically sensual atmosphere of his second book, Salammbô, a historical novel describing in loving detail the stupefying cruelties of 3rd century BC Carthage.

A consequence of Flaubert’s meticulous craftsmanship was that he took a very long time writing each of his books, sometimes spending a whole day crafting a sentence, searching, as he put it, for le mot juste – for just the right word to create the effect he wanted. There was a seven-year gap between Salammbô and this third work – plenty of time for critics and readers alike to wonder which course he would follow – another realistic tale of contemporary French life, or another oriental phantasmagoria.

In the event it was the former. Sentimental Education is sub-titled ‘The history of a young man’ and that is exactly what it is, the story of a young Frenchman’s emotional, intellectual and social development in the years 1840 to 1851.

Among Flaubert’s entertaining and very readable correspondence, are a number of places where he explains his aim in the book. To one one correspondent he wrote that:

I want to write the moral history of the men of my generation – or, more accurately, the history of their feelings. It’s a book about love, about passion; but passion such as can exist nowadays – that is to say, inactive.

The guiding idea is that the young hero is a romantic, who wants to have a pure and romantic love – but he lives in a ‘fallen’, ‘bourgeois’, business-minded age, an age which cannot sustain him or his dreamy ideals, in which his ‘ideals’ seem to be hopelessly frustrated and compromised and he himself eventually becomes – as we shall see – cynical and manipulative.

Now whether this is the fault of the age, with its ‘bourgeois’ values, or of the protagonist for being such a naive fool, is left for the reader to decide.

The plot

Sentimental Education is divided into three parts, is very long (420 pages in the Penguin paperback version which I read) and exceedingly complicated. My summary is consciously as rambling as the plot itself i.e. I haven’t tried to simplify and regularise it; as a reader I found the book often baffling and sometimes incomprehensible.

Part one

We meet the hero, young Frédéric Moreau, in 1840 when he is an eighteen-year-old student, come from his home in Normandy to study law in Paris. The core of the plot is his enduring love for an older married woman, the wife of the art dealer Jacques Arnoux, who he sees on the Paris-to-Normandy river boat (along the river Seine) and spends the rest of the novel pursuing.

All this is completely autobiographical – Flaubert himself hailed from Normandy (his father was a surgeon), he studied law in Paris and he fell in love with an older married woman, like his hero. Looking back at his romantic younger self, Flaubert gives Frédéric numerous flights of romantic reverie, indulging what was obviously his own early lyrical sensibility. But the older Flaubert is much more world-weary, cynical and pessimistic, a tone which is prevalent in the third person narrative, and above all in the course of events, and the cynical outcomes of almost all the characters.

More interesting than the character of Moreau himself is the network of acquaintances Flaubert creates around him to convey the Parisian artistic and intellectual life of his generation. The art dealer Arnoux is depicted as a crook, inciting artists to paint meretricious works for money and ripping them off in all kinds of dodgy deals. He runs a magazine, L’Art Industriel, and every Wednesday he holds open house for painters, critics, writers, composers and so on to come round and chat. Moreau bumps into the young joker Hussonet and via him worms his way into becoming a regular at these open days, with the sole view of talking to Madame Arnoux who, however, rarely appears.

Meanwhile, his old schoolfriend from back in Nogent, Charles Deslauriers, turns up in Paris to study law and the pair share rooms, drinks, jokes. Frédéric organises a Saturday soirée for his friends. In one or other of these settings, we meet the following characters and follow their endless arguments about art and politics. It turns out to be necessary to really get to know them since they all reappear over the course of the next 12 years or so, playing key roles in the complex personal story, and background political developments, of the age.

  • Baptiste Martinon, law student
  • Marquis de Cisy, nobleman and law student
  • Sénécal, math tutor and uncompromising Republican
  • Hussonet, journalist, drama critic and joker
  • Dussardier, a simple shopworker who Moreau and Hussonet help after he’s wrongfully arrested for assaulting a policeman
  • Regimbart, ‘The Citizen’, a fiercely doctrinaire revolutionary
  • Pellerin, a painter with more theories than talent
  • Madamoiselle Vatnaz, actress, courtesan, frustrated feminist

The ‘plot’ i.e. the tangled sequence of events over the next 11 years (1840 to 1851) involves the appearance, disappearance and reappearance of all these characters, shedding light on their changes and developments, generally in a pessimistic downwards direction. For example, Frédéric’s childhood friend Deslaurier fails as a lawyer and would-be politician, turning to journalism where he writes scurrilous pieces for other papers and nags Frédéric to loan him the money to set up his own.

Whenever there is political turbulence, we can be sure of hearing about Sénécal and Regimbart, who, in different ways, rage against the ruling classes and the king. Over the eleven years they follow drastically different courses, Regimbart becoming a monosyllabic drunk, Sénécal  undergoing a complete volte-face to become a violent reactionary.

Pellerin is a broadly comic character, reminiscent of Homais in Bovary, in that he is mechanically predictable: whenever we meet him he is in thrall to yet another theory of art, changing his allegiance from Michelangelo to Titian to Velasquez and so on, never achieving anything, always complaining.

The plot is complex and multi-layered, but two key elements are Frédéric’s love life and his career (both ill-fated).

Love life (1)

Frédéric sees Madame Arnoux on the boat to Nogent and it is love at first sight. He inveigles his way into Monsieur Arnoux’s confidences with the sole purpose of seeing more of Madame. However, he finds himself being taken up by the cheery, good-natured Arnoux himself and initiated into the fact that Arnoux keeps a mistress in a set of rooms. Arnoux takes him there, and Frédéric meets the rather bony, dry, sharp Madamoiselle Vatnaz.

This adulterous relationship of Arnoux’s is one of the revelations of a Big Night out, when almost all the Parisian characters go to the opening of a new cabaret, the Alhambra. In a scene which is very filmic, they encounter each other in different rooms, drink, gamble, bump into each other later in the evening, are introduced to girlfriends, mistresses and courtesans and so on.

Career

As she sends him off to Paris, his loving mother hopes that Frédéric will work hard at his law studies, become a lawyer, stand as a deputy to the National Assembly and become a minister. Needless to say, none of this happens. Frédéric fritters away his money and his time on pointless love affairs, and looks every possibly gift horse in the mouth. After getting into the arty set around Arnoux’s magazine, he decides to become a painter (cue comic advice from the inept painter Pellerin). Later, Frédéric thinks he might become a journalist. In actual fact he ends up becoming a well-heeled wastrel. This becomes increasingly frustrating for the reader, and by about page 300 I really wanted to give Frédéric a good slap and tell him to sort his life out.

Right from the start Frédéric is advised by Frédéric’s mother’s friend Roque to go and contact a high society banker, Monsieur Dambreuse, to whom he is given a letter of introduction. Over the next 300 pages Frédéric only occasionally goes to see Dambreuse who: offers him the low-down on buying share in a new company which is bound to succeed – distracted by yet another love visit somewhere, Frédéric fails to do this. Then Dambreuse offers to make Frédéric secretary in the new company, in exchange for him purchasing shares: again Frédéric misses this opportunity because he just has to go and visit Madame Arnoux (yet again).

The most unaccountable stupidity is when, after being rejected by Madame Arnoux, Frédéric returns to his mother’s house in rural Nogent, and discovers that the little girl next door who he used to play with, the daughter of his mother’s neighbour, old Roque, has blossomed into the lovely young woman, Louise. They immediately get on well and it becomes clear that Louise is infatuated with him. The parents, of course, are totally informed and approve the match, Frédéric’s mother because old Roque is loaded and, if he marries Louise, Frédéric will inherit all his money – old Roque because he wants his daughter to gain a title and buried deep in Madame Moreau’s past is, in fact, a landed title, which Frédéric could revive.

Louise and Frédéric become so close that they are allowed to walk out together, the Nogent community is informed that they are engaged, and they themselves expect to marry. This goes on for some time, maybe a year, until Frédéric wakes up one fine day to find that a distant uncle – uncle Barthelemy – has died and left him a substantial fortune in property, from which he will be able to extract a very comfortable annual income.

This goes straight to his head and he tells his mother and Louise that he must go back to Paris to make his Great Career. Off he goes, hires himself an enormous apartment, decorates it in the finest fashion, hires a showy carriage and servant, and generally behave like a shallow idiot. What does he do with his position? Does he make careful plans to further his career by, for example, re-contacting the rich Dambreuse? No. He plunges back into the pointless vortex of love affairs and mistresses.

What is incomprehensible to me is that, after Frédéric returns to Paris, he promptly forgets all about Louise who is not mentioned for the next two hundred pages while Frédéric falls back into the same mind-numbingly boring routine of carrying a torch for Madame Arnoux, visiting the Arnoux household, getting caught up with Arnoux’s mistress, and so on.

Love life 2

Back in Paris Frédéric discovers that Arnoux has moved. It takes him some trouble to track him down, whereupon he discovers that Arnoux has completely changed career, selling his art magazine and investing in a pottery factory outside Paris. Moreover, he has dumped Mlle Vatnaz and his new lover is one Rosanette, a courtesan.

There is another Big Party scene, a fabulous masked ball. At this point I realised that Flaubert likes Big Set-Piece Scenes. Madame Bovary features a Rural Wedding, the Agricultural Show and a Rural Funeral, all reminiscent of big mid-Victorian panoramic paintings. As befits a novel set in the Big City, Sentimental Education includes similar Set Pieces but with an urban setting – The Cabaret Party in part one and The Masked Ball in part two, both described in loving detail, at length, and opportunities for Flaubert to display his ability with complex scenes featuring numerous characters, all displaying new and unexpected aspects of their personalities and unexpected relationships between each other.

A feature of these scenes, as with the several Big Dinner Parties given by M. Dambreuse, is that the reader is often as confused as Frédéric by the gossip, mutterings, sniggers behind fans, people looking at him with raised eyebrows, and so on. Whatever Frédéric does, social gossip is always one step ahead, and it’s a feature of the book that he’s not only the last one to find out various important facts about other characters, but that Flaubert makes the reader share in Frédéric’s imperceptiveness, his dimness.

Frédéric likes Arnoux’s mistress, Rosanette, and has Pellerin paint him a portrait of her (giving rise to many comic moments highlighting Pellerin’s ineptitude as an artist). His old schoolfriend Deslauriers is resentful of Frédéric’s new wealth and asks 15,000 francs of him to set up a new newspaper. Frédéric listens to the unrealistic proposal for it, but promises the money anyway.

However, just as he receives the money from his own solicitor, Arnoux comes bustling round to his apartment to tell him that he desperately needs about 12,000 francs as he is about to be declared bankrupt: just for a week, two at the most. Still obsessed with his ‘love’ for M. Arnoux, in the vague hope that by helping the husband he will get ‘closer’ to the wife, Frédéric gives Arnoux the money, and then has to make up some excuse for letting down Deslaurier who, not surprisingly, is bitterly disappointed. Frédéric himself is then let down when cheery Arnoux is unable to repay him next week, or the week after and, as the months go by, Frédéric realises that the money is lost.

Frédéric begins pursuing Rosanette in earnest and takes her to the races, but she goes home with a man named Cisy. At dinner one night at Cisy’s opulent home, Cisy reveals that he had gone home with Rosanette to win a bet. The guests talk about Arnoux and lewdly suggest that Madame Arnoux has been a mistress to many men. Frédéric throws a plate at Cisy, and the argument escalates. The men agree to a duel and Flaubert depicts the formalities of such an event in painstaking detail – but on the appointed day, Cisy faints and the whole thing – symbolic of all the romantic dreams which fizzle out in sordid disappointment – is a damp squib.

Thinking of money has raised the spectre of working with or for Dambreuse, who Frédéric goes to meet and who offers him job but – Frédéric fails to keep the appointment they make to discuss it in detail, because he hears that Arnoux’s fortunes have taken a turn for the worse and he makes a wild goose chase visit out to the factory in the country outside Paris to see Madame Arnoux – again. The journey, the countryside and the factory are all interestingly described, but I really want to shake Moreau and tell him to grow up.

Frédéric hesitatingly makes his feelings clear to Madame Arnoux who brushes him off with very sensible nostrums about how duty comes first and brief affairs never lead to happiness. Rebuffed, Frédéric goes straight back into Paris and to the apartment of Rosanette, who he has fancied since he met her. Only after he’s left, does Madame Arnoux have an epiphany and realise that she does love Frédéric.

The Rosanette connection becomes more and more complex in the final third of the novel, because Frédéric discovers that, as well as Arnoux as a lover, Rosanette has for some time had an elderly ‘sponsor’, M. Oudry. Later, in part three, we discover that she is seeing a rich Russian aristocrat. And then in another twist, Frédéric discovers that she seems to be in love with a pretentious Paris actor, Delmas.

None of this prevents Frédéric pursuing her and eventually having sex with her so that (presumably) she becomes ‘his’ mistress. At some point I had to give up and confess I didn’t understand the ‘love’ story in the novel at all. I don’t understand how Frédéric can be passionately in love with Madame Arnoux and yet dedicate so much time to seducing Rosanette, all the time knowing that Rosanette has been the mistress of his beloved’s husband and continues to see other men, and then in the rural scenes back at Nogent, go walking out with Louise and declare to her that he has never been happier.

It’s not a question of him being a cad or a ‘sexual predator’ as modern usage has it – it is much weirder than that. Throughout the novel I had the sense that Flaubert was describing a set of values and a mindset which I just simply don’t understand.

In the concluding scenes of Part Two Frédéric finally gets Madame Arnoux on her own, without her maid or small children, and there tells her he loves her and – for the very first time – she admits that she loves him too. For some reason there is no kissing or sexual contact at this moment, instead – as in so many of these 19th century fictions – they are left on tenterhooks of love and sensuality but…. make an appointment to meet the next day. The reader can’t help thinking this is a convention created purely and solely to create problems and misunderstandings, as in a bedroom farce.

And sure enough, the next day, Mme Arnoux’s son is seriously ill with croup and so, of course, she doesn’t keep the rendezvous. So Frédéric – thinking he has been jilted – promptly goes round to Rosanette’s place and for the first time really oversteps the bounds of 19th century caution, kissing her, putting his arm round her waist and – we are led to believe – finally having sex with her (the first time he’s done it with anyone, as far as we can tell).

Part three (1)

I am hopelessly confused by the love life aspect of the story. Frédéric knows that Rosanette has been the mistress of his beloved Madame Arnoux’s husband, has been attached to a rich old geezer, Oudry, as well as the rich Russian prince, and discovers that she holds a torch for the Parisian actor and yet still thinks he loves her.

The political scenes come as a relief from the love life because at least I understand their logic. The February 1848 revolution breaks out right at the end of part two, and Frédéric associates the sense of liberation and freedom in the air of Paris with his ‘love’ for Rosanette, who he is now regularly sleeping with.

Part three follows straight o from this, with Frédéric getting caught up in the February street fighting, which is described vividly.

French politics – an interlude

In 1830 France had one of its many revolutions and, in the ‘Three Glorious Days’ of July, overthrew King Charles X, the French Bourbon monarch, and replaced him with his cousin Louis Philippe, Duke of Orléans.

The reign of Louis-Philippe was characterised by a wide range of political factions, who jostled and bickered for the next eighteen years: on the right some dreamed of restoring the legitimate line of Charles X (hence ‘the legitimists’) – the ‘Orleanists’ supported Louis-Philippe himself – some ‘imperialists’ wanted a return to the glory years of Napoleon. In the ‘centre’ were all sorts of middle-class republicans, who thought France would thrive best without a monarchy, although they all disagreed about who ought to lead the government of this hoped-for republic. On the left was a florid assortment of socialists who wanted to see society reorganised for the benefit of the working class, and even the newly-coined term ‘communists’, who wanted the abolition of private property and the inauguration of a completely utopian, propertyless, and so completely equal, society.

There were insurrections and attempted coups against Louis-Philippe in 1832, 1834 and 1839. These disgruntlements are the backdrop to the occasional political arguments among the characters mentioned above. But it was a bad harvest and industrial depression in 1847 which threw both peasants and urban workers out of work, many of them making their way to Paris in search of employment. These men provided the mobs which rose up in February 1848 and marched on the royal palace carrying torches and muskets. Louis-Philippe fled out the back door and made his way to exile in England (as so many continentals did during the 19th century, monarchs and revolutionaries alike). A republic was declared, a Provisional Government cobbled together, and three years of instability and uncertainty followed.

Flaubert captures the confusion, and the violently opposing political opinions, very well, as Frédéric a) sees for himself the fighting on the streets in February b) hears how the cross-section of pals from his soirees back in part one have fared in the disturbances (shot, arrested, imprisoned, hero of the revolution etc).

In a farcical scene Frédéric is encouraged to go along to one of the countless political clubs which have flourished after the revolution, and stand for election as a deputy. Initially greeted as a hero because he had (more or less accidentally) spoken up against Louis-Philippe at a society dinner given by the banker Dambreuse, when he protests about a Spanish ‘comrade’ giving a long speech in Spanish, the fickle crowd turn against him and just as vehemently attack him for being a member of the hated ‘bourgeoisie’. He is forced to make a speedy exit, the whole scene embodying Flaubert’s contempt for ‘the mob’ and for politics in general. ‘Stupid’ and ‘stupidity’ are words which recur in Flaubert’s descriptions both of crowds and mobs, but also of high society with its reactionary clichés and stereotypes.

Months of political uncertainty follow, against which Frédéric finds out that Arnoux is still Rosanette’s lover. He tries to get Rosanette to choose between them, but she refuses and so – sick of politics and her vacillation – Frédéric takes Rosanette on a prolonged holiday in the beautiful countryside surrounding the royal palace at Fontainebleu. This four or five-day trip is described in minute detail, the precise itinerary of each day’s outings, with exactly what part of the forest and landscape they saw, what the light was like, and what they ate that night for dinner.

This is odd, because they are on this holiday precisely during the notorious ‘June Days’, the decisive event of 1848. Under Louis-Philippe, National Workshops had been set up to provide a dole for the large number of unemployed in Paris. After the February revolution the Provisional Government commissioned a report into the future of the Workshops, and the right-wing leader of the committee recommended closing them down to save money.

As soon as these findings leaked out, socialist leaders roused the working classes and barricades went up all over Paris (again). The government asked the newly appointed Minister of War, General Cavaignac, to put down the insurrection, which he did with great bloodshed. As many as 3,000 people were killed in the resulting street fighting and all the socialist leaders were arrested and put in prison. Cavaignac was appointed President of the Council of Ministers, becoming effective dictator, until the presidential elections which were held in December 1848.

Part three (2)

Anyway, Flaubert must get his hero back into the thick of things and so he invents the pretext that Frédéric reads that his long-standing working class friend, Dussardier, has been wounded. Despite Rosanette’s bitter protestations, Frédéric travels back into Paris (itself difficult because the coaches have stopped running) only to be arrested by various members of the suspicious and angry National Guard.

Flaubert vividly conveys the atmosphere of completely random violence and terror created by insurrection and street fighting. Frédéric is locked up in various ad hoc barracks and prisons, before finally convincing someone in authority to let him proceed to Dussardier’s house, where he finds the working class hero being tended by none other than wiry Mlle Vatnaz. Being a good chap – if also, as we know by now, hopelessly indecisive and weak-willed – Frédéric goes back every day for a fortnight to offer help and moral support.

Things move on. Frédéric attends a dinner chez Dambreuse which is fraught with currents and counter-currents, since Monsieur and Madame Arnoux are there and so is Louise, Monsieur Roque’s daughter, the one Frédéric is meant to be engaged to. Maliciously, the other male guests bring up the subject of the portrait Frédéric persuaded Pellerin to do of Rosanette. In a cameo moment earlier in the story, when Frédéric refused to pay for it, Pellerin had displayed it prominently in his window, with a caption proclaiming that Rosanette was Frédéric’s mistress. As the guests remember and discuss this incident, both Mme Arnoux and Louise realise that Frédéric is her lover. Nonetheless, as they all leave the dinner, Louise walks arm in arm with Frédéric, reminding him that they had pledged to get married. Frédéric makes a fool of himself trying to wriggle out of it.

Meanwhile, life with Rosanette is serene and pleasant. He has moved in with her. They tend the window boxes and watch passersby, neither of them needing to work for a living.

But that doesn’t stop Frédéric – upon hearing gossip that Monsieur and Madame Arnoux are becoming estranged – from going straight round to see Madame Arnoux and – finding her alone – blames her for not coming to see him the morning of their rendezvous. She explains that she had stayed at home to tend her ill son. All is forgiven and they declare their undying love for each other, and indulge in a long, lingering kiss. Then they hear a creak of floorboards and look up. Rosanette is standing there. She had followed Frédéric, and got past the front door, any servants, up the stairs and into the room unimpeded. For me this felt like almost any moment from Eastenders or a Whitehall farce. Somehow everyone involved takes it calmly, Rosanette asks Frédéric to come home with her, Madame Arnoux waves goodbye from the top of the stairs.

Back in their apartment, Frédéric has a furious row with Rosanette, accusing her of following him, in the middle of which she reveals that she is pregnant with his child. Eastenders. This argument makes him realise he despises Rosanette. From that point onwards, Frédéric continues to live with her but is increasingly repelled by her commonness and vulgarity. The happy honeymoon in Fontainebleu, the lazy days staring from the sunny balcony, are completely gone.

Whereupon – and this is the kind of turn of events which genuinely mystifies me – Frédéric decides to seduce Mme Dambreuse in order to gain social standing. The Seduction Scene is described in some detail and Frédéric, who is becoming expert at this, is astonished that Madame Dambreuse gives in so quickly, lying back on her sofa with her eyes closed, which is the signal for him to kiss her.

Once this intimacy is established, Frédéric is astonished to discover just how much Madame Dambreuse hates her husband. It turns out (rather inevitably) that he has also had many mistresses, and that the ‘niece’ they have brought up in their household – Cécile, who we’ve met at their parties and dinners – is in fact his love child by one of his mistresses, who Madame D agreed to raise, but loathes. To his astonishment, she asks if he will marry her.

In quick succession, two key events follow: the previously hale and hearty Monsieur Dambreuse falls ill and dies, and Rosanette’s new-born baby dies. (In one of the many aspects of the novel which seem incomprehensible to the modern reader, as soon as the baby was born she had farmed it out to a wet nurse who lived out in the country – why? – and on the one time Frédéric goes to visit he is appalled by the squalor of the hut the baby’s being kept in, the goats wandering round, the animal manure around the building: why?).

During M. Dambreuse’s illness his wife reveals to Frédéric that, what with her own dowry, all her husband’s business interests, she will be worth some three million francs! Given that Frédéric is living very comfortably on about 15,000 francs a year, this obviously represents an absolute fortune and – being the impractical dreamer that he is – Frédéric starts planning extensions to the house, the creation of his own personal library, a bigger, grander carriage, more servants etc.

Monsieur Dambreuse’s funeral is another typically Flaubertian Set-Piece, with great detail about all the practical arrangements, leading into satire on the starchy behaviour of the high society invitees, and then their unbuttoned conversations at the post-funeral reception.

But Frédéric comes round a day or two later to find Madame Dambreuse sitting on the floor surrounded by a sea of documents, safes, folders and papers, crying. Turns out her husband had destroyed the will in which he left everything to her and instead – has left everything to the love child, Cécile. Frédéric’s dreams go up in smoke, but he still pledges his loyalty to her.

From this point onwards, Frédéric secretly splits his time between the two women, spending the afternoon with Rosanette, going to see Madame Dambreuse every evening. He congratulates himself on his cleverness, on using the same phrases, reading the same poetry, with each of the women. He enjoys his own ‘wickedness’.

Money

As in Madame Bovary it is money troubles which trigger the multiple crises and bring the long rambling plot to a climax.

  1. Rosanette is unable to pay off some debts she owes, and when she tries to cash in some shares which Arnoux gave her, discovers that they are worthless. She takes him to court and her suit is a contributory cause of the final collapse of all Arnoux’s financial scams.
  2. We learn from multiple sources that M. Arnoux has finally been overtaken by his financial difficulties and is preparing to flee the country, along with Madame A.

Initially Frédéric hears gossip that M. Arnoux only needs 12,000 or so francs to remain solvent. In fact he hears it from the painter Pellerin, who he and Rosanette (bizarrely) commissioned to paints a portrait of their dead child. Petrified at the thought of losing Madame Arnoux (if she flees Paris), Frédéric asks for money from Mme Dambreuse, making up a cock and bull story about a friend being threatened with prison.

But M. Arnoux’s debts are much bigger than a measly 12,000 francs and by the time Frédéric goes round with the money he discovers they have fled to Le Havre, presumably to flee the country and his debtors.

Madame Dambreuse discovers his motive for borrowing the money and confronts him in a big shouting match. She accuses him of having multiple lovers, which is close enough. Now earlier in the story we had been told how Frédéric’s oldest friend, Deslaurier, had himself made a pass at Madame Arnoux (is seducing each other’s wives and mistresses all these people do?). When she rejected him, he conceived an obdurate hatred for her. As part of his ongoing attempts to ‘get on’ he had then made himself a sort of legal adviser to Monsieur Dambreuse, and then to his widow.

Now, like the serpent in the garden of Eden, Deslauriers spitefully suggests to Madame Dambreuse that she sell some of the debts which Arnoux racked up with her husband on to a debt collector.

She does so, the debt collector acts with typical aggressiveness, and this results in the bailiffs declaring a public auction of all the Arnouxs’ furniture and possessions.

A few days later, on one of her Frédéric’s lazy afternoon coach rides, Madame Dambreuse deliberately makes the driver ride by the auction house and – as if on a whim – insists to Frédéric that they go in.

Frédéric is horrified to realise what is going on – the auction of all Arnoux’s possessions – but is forced to watch as all the intimate belongings of (despite everything) his one true love, are auctioned off – the carpet she tiptoed across, the bed linen she slept in etc.

Madame Dambreuse watches Frédéric’s discomfiture with real upper-class scorn. When a trivial object of Madame Arnoux’s, a silver keepsake, comes up, Madame Dambreuse insists on outbidding everyone else in order to own it. Frédéric begs her not to, to have pity on his heart – but she insists. It is a very powerful scene.

When they finally exit the auction house, Frédéric sees Madame Dambreuse into her grand carriage, shuts the door, bids her adieu and walks away.

It is over. It is all over. His love is dead. His heart is crushed. He hates Madame Dambreuse; there will be no reconciliation. He knows Rosanette has other lovers; their child is dead; he hates her too. And the only woman he ever loved has gone away, he knows not where.

Sick of Paris and its ‘high life’, he retreats like a broken animal to his home territory, catching a train and stage coach back to Nogent. But as he comes closer he hears church bells and – as a in a fairy tale – he arrives at the church just in time to see Louise in a wedding dress exiting the church on the arm of her new husband, none other than his oldest dearest friend, Deslauriers.

Here and there, in the previous hectic fifty pages or so, had been carefully inserted references to Deslaurier’s absence in Nogent. Now we realise (as does Frédéric) that his best friend had been a) badmouthing him to his own mother, Old Roque and Louise, telling everyone about his married mistresses b) working his way into the affections of both Old Roque and Louise c) using Old Roque’s influence to stand as deputy for the whole region – in all of which he succeeded.

Frédéric is crushed. All his hopes lie in tatters. There remains one last, brutal disillusionment. Frédéric returns to Paris and Flaubert engineers a scene whereby Frédéric witnesses a bit more street fighting (the timeline has moved on to 1851 now) and he sees the good simply working class man Dussardier mount a final barricade and be brutally hacked down with a sword by a policeman of the new order, the Second Empire of Napoleon III. And this enemy of the working class is none other than – Frédéric’s old friend, the violent republican Sénécal, who has completed an intellectual volte-face from fire-breathing socialist to murderous imperialist, a flaring symbol of the utter stupid futility of politics.

Coda

The last few pages of the novel are genuinely emotional. Burnt out, abandoned, Frédéric leaves France and goes travelling to lose himself and when he returns, is a broken man.

He travelled.
He knew the melancholy associated with packet-boats, the chill one feels on waking up under tents, the dizzy effect of landscapes and ruins, and the bitterness of ruptured sympathies.
He returned home.
He mingled in society, and he conceived attachments to other women. But the constant recollection of his first love made these appear insipid; and besides the vehemence of desire, the bloom of the sensation had vanished. In like manner, his intellectual ambitions had grown weaker. Years passed; and he was forced to support the burden of a life in which his mind was unoccupied and his heart devoid of energy.

‘Towards the end of March, 1867, just as it was getting dark, one evening, he was sitting all alone in his study, when a woman suddenly came in.’

It is Madame Arnoux. She and her husband are living in obscurity in rural Brittany. She and Frédéric swear their undying love to each other. Maybe their love has survived and meant so much because they were never together. She takes her cap off to cut a lock of her hair for him, and he is stricken to see that her hair has gone completely white. She is an old lady. She leaves. It is the last time they will meet.

In the final final scene, years later, Frédéric encounters Deslauriers again and the novel ends the way it began, with the pair swapping stories of the past. On the final page they decide that their best memory is of being about 16 and trying to sneak into the town brothel in Nogent. Like simpletones they picked nosegays for the girls but, once inside, all the girls laughed at their sweet innocence and, overcome by embarrassment, first Frédéric and then Deslauriers had fled.

Now they sit by the fire, too old men reminiscing and agreeing that, yes, that was probably the happiest moment in their lives.


Paris

Rosy clouds, scarf-like in form, stretched beyond the roofs; the shop-tents were beginning to be taken away; water-carts were letting a shower of spray fall over the dusty pavement; and an unexpected coolness was mingled with emanations from cafés, as one got a glimpse through their open doors, between some silver plate and gilt ware, of flowers in sheaves, which were reflected in the large sheets of glass. The crowd moved on at a leisurely pace. Groups of men were chatting in the middle of the footpath; and women passed along with an indolent expression in their eyes and that camelia tint in their complexions which intense heat imparts to feminine flesh. Something immeasurable in its vastness seemed to pour itself out and enclose the houses. Never had Paris looked so beautiful. He saw nothing before him in the future but an interminable series of years all full of love. (Part one, chapter five)

If Madame Bovary was a portrait of rural France, Sentimental Education, although it includes a few other settings (Frédéric’s home town of Nogent, the Fontainebleu excursion), feels like a portrait of Paris, its streets, its geography, the wide river Seine, its colourful nightlife, and then as a setting for street fighting and revolution.

The two big parties I mentioned are complemented by smaller but still grand affairs – a formal dinner at Monsieur Dambreuse’s, where Frédéric is surprised at how boring and staid the banking-class guests are – a day at the races in the Champs de Mars (where Madame Arnoux sees Frédéric accompanying Rosanette, one of the many small incidents which add complication to the endless bedroom farce of his love life). Here is Frédéric mingling his dopey romantic feelings with the street life of the city.

The dinners were now renewed; and the more visits he paid at Madame Arnoux’s, the more his love-sickness increased. The contemplation of this woman had an enervating effect upon him, like the use of a perfume that is too strong. It penetrated into the very depths of his nature, and became almost a kind of habitual sensation, a new mode of existence.

The prostitutes whom he brushed past under the gaslight, the female ballad-singers breaking into bursts of melody, the ladies rising on horseback at full gallop, the shopkeepers’ wives on foot, the grisettes at their windows, all women brought her before his mental vision, either from the effect of their resemblance to her or the violent contrast to her which they presented. As he walked along by the shops, he gazed at the cashmeres, the laces, and the jewelled eardrops, imagining how they would look draped around her figure, sewn in her corsage, or lighting up her dark hair. In the flower-girls’ baskets the bouquets blossomed for her to choose one as she passed. In the shoemakers’ show-windows the little satin slippers with swan’s-down edges seemed to be waiting for her foot. Every street led towards her house; the hackney-coaches stood in their places to carry her home the more quickly; Paris was associated with her person, and the great city, with all its noises, roared around her like an immense orchestra. (Part one, chapter five)

There are plenty of descriptions of sunrise over Paris, of Paris at twilight, of the fires burning over revolutionary Paris, of the excitement in the air of spring in Paris, and so on. Paris is intellectual ferment, the hustle and bustle of the streets, money and glamour but above all, the sensual promise of women.

The Seine, which was of a yellowish colour, almost reached the platforms of the bridges. A cool breath of air issued from it. Frederick inhaled it with his utmost energy, drinking in this good air of Paris, which seems to contain the effluvia of love and the emanations of the intellect. He was touched with emotion at the first glimpse of a hackney-coach. He gazed with delight on the thresholds of the wine-merchants’ shops garnished with straw, on the shoe-blacks with their boxes, on the lads who sold groceries as they shook their coffee-burners. Women hurried along at a jog-trot with umbrellas over their heads. He bent forward to try whether he could distinguish their faces—chance might have led Madame Arnoux to come out.

The shops displayed their wares. The crowd grew denser; the noise in the streets grew louder. After passing the Quai Saint-Bernard, the Quai de la Tournelle, and the Quai Montebello, they drove along the Quai Napoléon. He was anxious to see the windows there; but they were too far away from him. Then they once more crossed the Seine over the Pont-Neuf, and descended in the direction of the Louvre; and, having traversed the Rues Saint-Honoré, Croix des Petits-Champs, and Du Bouloi, he reached the Rue Coq-Héron, and entered the courtyard of the hotel. (Part one, chapter seven)

The role of women

Obviously, the main line of the plot is Frédéric’s extraordinarily tangled love life – which I found incomprehensible from start to finish. Saying he carries a torch for a beautiful, sensitive, married woman but ends up going out with a courtesan makes it sound too simple and comprehensible; in fact his love affairs proceed through a sequence of scenes with Madame Arnoux, Rosanette, Mlle Vatnaz and others, every single one of which is difficult to understand – their dialogue, their expectations, their attitudes – all seemed completely alien and unreal to me.

Lengthy dialogue which seems to completely miss the point, alternates with abrupt scenes which skate over what would – for a modern person – be profound emotional or moral issues. And they recur again and again. As an example, as the June Days approach, Frédéric bumps into the banker Dambreuse (who has shifted with the times to become a devout republican), who unexpectedly praises Arnoux for saving his life the last time the mob invaded the Chamber of Deputies and surprises Frédéric by announcing that he has been elected a deputy. In response to this news:

Frédéric, after he had quitted M. Dambreuse, went back to Rosanette, and, in a very gloomy fashion, said that she should choose between him and Arnoux. She replied that she did not understand ‘that sort of talk’, that she did not care about Arnoux, and had no desire to cling to him. Frédéric felt an urge to leave Paris. She did not offer any opposition to this whim; and next morning they set out for Fontainebleau.

So their ‘honeymoon’ trip to Fontainebleu is Frédéric’s response to the fact that his mistress refuses to stop seeing (and presumably having sex with) the husband of the woman he really loves??

I found the endless indecisiveness of the central ‘love story’ more remote from my understanding of human nature  than something out of Chaucer or an Icelandic saga. Why does Frédéric ping pong between just these two women – are they the only two women in Paris? Why is he proud at making Rosannette his mistress when he knows that she continues to see Arnoux, as well as old M. Oudry, the Russian aristocrat and who knows how many others?

Putting that to one side, I think even if you aren’t particularly feminist in outlook, it’s also hard not to get upset at the way women are discussed and treated in the book. Whenever the men get together (which is a lot – Frédéric’s one-on-ones with friends, Frédéric’s house parties, Arnoux’s regular ‘at homes’, in nightclubs, in restaurants, at formal dinners) the conversation among men left to themselves quickly turns to ‘women’, with the men discussing the merits of this or that mistress, or type of woman, or women in general, usually dismissed as fickle or shallow.

When the young lads go for a night out at a new nightclub, the Alcazar, in part one, the aim is to pair off with one of the women there, who are categorised as ‘courtesans, working girls or prostitutes’.

The conversation turned on women. Pellerin would not admit that there were beautiful women (he preferred tigers); besides the human female was an inferior creature in the æsthetic hierarchy.

‘What fascinates you is just the very thing that degrades her as an idea; I mean her breasts, her hair…’

‘Nevertheless,’ urged Frederick, ‘long black hair and large dark eyes…’

‘Oh! we know all about that,’ cried Hussonnet. ‘Enough of Andalusian beauties on the lawn. Those things are out of date; no thank you! For the fact is, honour bright! a fast woman is more amusing than the Venus of Milo. Let us be Gallic, in Heaven’s name, and after the Regency style, if we can!’

Entry-level feminism will be outraged at the relentlessly secondary role given to women, often nameless, judged only on their appearance and seen as appendages to the named and ‘interesting’ men.

Sénécal placed his glass of beer on the mantelpiece, and declared dogmatically that, as prostitution was tyrannical and marriage immoral, it was better to practice abstinence. Deslauriers regarded women as a source of amusement – nothing more. M. de Cisy looked upon them with the utmost dread.

A little to the side of this obvious perspective, I was interested in the way that the objectification and denigration of woman helped the men to bond: Discussing women is a ‘safe’ activity – as opposed to discussions of either art of politics, which lead immediately to bitter arguments. Discussing sex may have its own disputes, but is essentially a unifying exercise at which older men nod and boast about their conquests, while younger men brag and lie.

Flaubert’s overall artistic intention – as stated in a series of famous letters – was to eliminate the intrusive narrator’s voice from his fiction. Narrators had cheerily interrupted their novels to point a moral and make suave generalisations for a hundred years or more. Flaubert very self-consciously set out to reject this entire tradition. The author’s tone was to be everywhere felt but nowhere explicitly visible.

Another aspect of this approach is that Flaubert claimed to be just presenting reality as it is.

If Charles Bovary is weak, if Emma Bovary is a bad mother, if Rodolphe is a sexual predator – it is not Flaubert’s fault. He is presenting humanity in all its weakness.

Ditto, in Sentimental Education, if Frédéric is weak-willed, a prey to feeble sensuality, in thrall to stupid ideals of romance, utterly unable to make the most of the opportunities life presents him with, it is not Flaubert’s fault. If a group of men at a dinner party or a nightclub end up talking about women, Flaubert is showing what the life of his time was like (and the life of men has been right up to the present day).

He would claims that men are like that and he is simply showing it, warts and all.

On the plus side, Flaubert presents the character of Mademoiselle Vatnaz, an avowed feminist and a reminder that, like the arguments of socialists, the arguments of feminists have existed, been published, promoted and discussed, since at least the time of the French Revolution.

The ill-temper of Rosanette only increased. Mademoiselle Vatnaz irritated him with her enthusiasm. Believing that she had a mission, she felt a furious desire to make speeches, to carry on disputes, and – sharper than Rosanette in matters of this sort – overwhelmed her with arguments.

One day she made her appearance burning with indignation against Hussonnet, who had just indulged in some blackguard remarks at the Woman’s Club. Rosanette approved of this conduct, declaring even that she would take men’s clothes to go and ‘give them a bit of her mind, the entire lot of them, and to whip them.’

Frédéric entered at the same moment.

‘You’ll accompany me – won’t you?’

And, in spite of his presence, a bickering match took place between them, one of them playing the part of a citizen’s wife and the other of a female philosopher.

According to Rosanette, women were born exclusively for love, or in order to bring up children, to be housekeepers.

According to Mademoiselle Vatnaz, women ought to have a position in the Government. In former times, the Gaulish women, and also the Anglo-Saxon women, took part in the legislation; the squaws of the Hurons formed a portion of the Council. The work of civilisation was common to both. It was necessary that all should contribute towards it, and that fraternity should be substituted for egoism, association for individualism, and cultivation on a large scale for minute subdivision of land.

The Woman’s Club? This is the only mention made of it in the text. It is fascinating to learn that such a thing existed in 1848, and that all the characters take it and the various arguments for women’s liberation entirely for granted, much as they take the arguments of the legitimists or the socialists, or any other political point of view.

Like Flaubert I am pessimistic about political change. The socialists in this book argue passionately for a change to the system which will abolish poverty and inequality. The feminists argue for a transformation of relationships between the sexes to make men and women truly equal.

170 years later, the arguments are exactly the same and being put with exactly the same vehemence, as if the Great Day of Freedom and Equality is just around the corner, just within reach, only requires a handful more newspaper articles, a couple more stirring speeches and… human nature will be transformed forever. Always mañana.

Summary

Early on I stumbled across the criticism made by Henry James – who adored Madame Bovary – that Sentimental Education lacks charm. He is right. The first hundred pages or so seemed qualitatively superior to the remaining 300. The boat trip to Nogent, Frédéric’s reunion with his old school friend, his poor student days rooming with Deslaurier, his mother’s fussing concern, old Roque the neighbour and his little daughter – all this have a charm and novelty.

But once he has inherited his fortune and goes off to Paris, Frédéric and the novel settle into a boring and repetitive pattern of him repeatedly visiting a) the Arnoux household to be ignored by Madame b) the apartment of Rosanette, where there are hundreds of pages of incomprehensible 19th century etiquette, before he does the simplest thing in the world and puts his arm round her waist and kisses her – at which point she ‘succumbs’ and becomes his mistress. Which is complicated in the final hundred or so pages with the addition of Madame Dambreuse. I freely admit I just didn’t understand the behaviour, motivation or psychology of any of the characters in Frédéric’s three-cornered love life, and so I failed to really understand the core of the book.

That said, as with Bovary the pleasure of the text is in the precise description of almost any individual scene – you can open the book at random and soon come across one of Flaubert’s wonderful descriptions of scenes and settings, large or small. Take this excerpt from the big dinner party chez Dambreuse.

Under the green leaves of a pineapple, in the middle of the table-cloth, a dolphin stood, with its snout reaching towards a quarter of roebuck and its tail just grazing a bushy dish of crayfish. Figs, huge cherries, pears, and grapes (the first fruits of Parisian cultivation) rose like pyramids in baskets of old Saxe. Here and there a bunch of flowers mingled with the shining silver plate. The white silk blinds, drawn down in front of the windows, filled the apartment with a mellow light. It was cooled by two fountains, in which there were pieces of ice; and tall men-servants, in short breeches, waited on them.

There are many moments of lucid clarity like this.

But that said, where Madame Bovary seems to me superior is that its narrative is carried forward in a much more dynamic and straightforward way, with a kind of tragic inevitability – the book is the record of her decline and fall which unfolds with the unstoppability of a Greek tragedy. Whereas Frédéric in Sentimental Education is more like a hamster who just goes round and round in his wheel for hundreds of pages, shilly shallying between one women or another, his personality and his situation never really changing or developing, not till towards the end anyway.

You could be clever and argue that this quality of stasis, of the hero being stuck in a rut, is itself a critique of the limitations, the paralysis, of ‘bourgeois’ society.

But plenty of people in 19th century France lived wildly exciting and achieveful lives, went abroad to run its growing empires, or developed new technologies, industries, made scientific discoveries, even rebuilt Paris – during this period. Fortunes were made, political careers forged, and new arts and designs created – the ‘Second Empire’ style in furniture was created and, as Flaubert was writing this novel (1862-69), the young generation of painters who would be dubbed ‘the Impressionists’ were developing entirely new ways of thinking about art and reality.

Flaubert’s era was one of staggering change and innovation. In other words, the choice of a bumbling ne’er-do-well as protagonist, like the earlier choice of a small-town adulteress, reflect Flaubert’s personality, temperament and aesthetic, rather than the reality of his era.

To make a really sweeping generalisation – insofar as Flaubert is often seen as a patron saint of modern novelists, you could say that he helped to create the stereotype of the author as outsider, as ineffectual bystander – despite living in one of the most dynamic and exciting eras of European history.

Flaubert helped create the reputation of literature as carping and critical of contemporary society – and as deliberately getting its own back on the society which increasingly rejected it, by dwelling on the one area where it could hurt and sting bourgeois culture – by deliberately and provocatively defying conventional sexual morality, by focusing on increasingly degraded or deviant ideas of sexuality.

The political timeframe

Anyway, back with Sentimental Education, I haven’t really brought out the very artful way Flaubert sets the entire story against the fraught political events of 1840 to 1851; how he creates different political points of view for the gang of characters we meet early on and then shows how their initial political beliefs develop, triumph, fail, mutate or are disappointed.

Not only does the final third take place against the revolutionary turmoil of 1848, but the final scene of the auction, when all his hopes and illusions are utterly crushed, is made to coincide with the coup mounted by the President Louis Napoleon, who will go on to have himself crowned the Emperor Napoleon III.

This is a deep and fruitful aspect of the novel but it would require a separate review to do justice to it.

Conclusion

Sentimental Education is a complex, rich, deep, carefully organised and in many places beautifully written novel, but which I really struggled to understand or sympathise with.

The final pages – Madame Arnoux’s appearance as an old lady, and the final scene of two wistful old men reminiscing about their schooldays – are immediately understandable and moving: but too much of the preceding 400 pages was psychologically and morally incomprehensible, so completely alien to modern behaviour and values, that I can’t honestly say I enjoyed it.


Related links

Flaubert’s books

Nemesis by Max Hastings (2007)

This massive slab of a book (674 pages) is a long and thorough account of the final year of the war against Japan. The book contains thousands of facts, quotes, interviews, interpretations and assessments. Some of the ones which stood out for me were:

  • Hastings points out that Russia, China and Japan simply do not have the same tradition of scholarly, objective history as we in the Anglosphere (p.xxiv). Even quite famous historians from those countries tend to parrot party lines and patriotic rhetoric. Hastings says Japanese historians are rarely quoted in Western accounts because of ‘the lack of intellectual rigour which characterises even most modern Japanese accounts’ (p.xxiii).
  • Western liberals often berate European empires for their racism – but all that pales into significance compared to the inflexible Japanese belief in their innate racial superiority, which led them to treat their ‘fellow Asians’ appallingly, particularly after the Japanese invasion of Manchuria in 1931 (p.4). As many as 15 million Asians died in Japan’s so-called ‘Greater East Asia Co-Prosperity Sphere’, including up to ten million Chinese (Hastings says 15 million in the period 1931-45, p.12, and Chinese historians claim up to 50 million), as well as 2 million Koreans (several times Hastings makes the chastening point that all large numbers to do with the Second World War are to be treated with caution).
  • At least a million Vietnamese died in the great famine of 1944-45 caused by the Japanese overlords’ insistence that rice paddies be switched to fibre crops (p.13). Over 2 million Filipinos died in the appalling massacres during the battles to liberate the Philippines. And so on.
  • Wherever the Japanese went they enslaved large numbers of local women as sex slaves.
    • Wikipedia quotes a typical Japanese soldier saying the women ‘cried out, but it didn’t matter to us whether the women lived or died. We were the emperor’s soldiers. Whether in military brothels or in the villages, we raped without reluctance.’ (Wikipedia)
  • Marriage with inhabitants of any of the colonised countries – China, Korea, Burma – was forbidden, to prevent dilution of the superior Yamato race (p.38).
  • 103,000 Americans died in the war against Japan out of a total one and a quarter million who served there (p.9). The US pro rata casualty rate in the Pacific was three and a half times that in Europe, not least because of Japan’s rejection of the Geneva Convention whereby a beleaguered force could surrender. The Japanese fought to the last man again and again, forcing the Allies to suffer disproportionately large casualties.
    • ‘Until morale cracks it must be accepted that the capture of a Japanese position is not ended until the last Jap in it (generally several feet underground) is killed. Even in the most desperate circumstances, 99 per cent of the Japs prefer death or suicide to capture.’ (Major-General Douglas Gracey, quoted on page 11.)
  • Hastings says the idea that the Japanese were on the verge of surrendering when America dropped the atom bombs in August 1945 is a ‘myth’ which has been ‘comprehensively discredited’. If the war had continued for even a few weeks longer more people would have died in the intense aerial bombing and fighting, than died at Hiroshima and Nagasaki.
  • The great missed opportunity of the war was that Japan could/should have invaded Russia from the East to co-ordinate with Hitler’s invasion from the West in June 1941. There was a real chance that by dividing Stalin’s armies the two fascist countries could have brought Russia to its knees, forced a change of government, and begun exploiting Russia’s raw materials to fuel their war machines. But Stalin’s certainty that Japan would not invade at this crucial juncture (provided by the spy Richard Sorge), allowed him to move his Eastern divisions back to the heartland where they were crucial in stopping the German advance at Moscow, and then slowly throwing the Germans back.
  • The Japanese attack on Pearl Harbour on 7 December 1941 was a catastrophic mistake. If the Japanese had restricted themselves to invading the European colonies in Asia largely abandoned by embattled France, Holland and Britain i.e. Burma, Malaysia etc, then President Roosevelt would have found it difficult if not impossible to persuade Congress and the American people to go to war, to sacrifice American boys, to save old European empires. Some kind of modus vivendi between Japan and America could have been possible. But the attack on Pearl Harbour, the ‘Day of Infamy’, handed the case for war to Roosevelt on a plate, effectively dooming Japan’s military government and empire. ‘By choosing to participate in a total war, [Japan] exposed itself to total defeat’. (p.5)

The ineffectiveness of militarism

History is a playground of ironies. It is difficult to know where to start in this particular theatre of ironic reversals.

Both of these two militaristic states – Japan and Germany – fetishised war and the soldier, seeing the highest role the individual could play to be a latter-day Aryan ubermensch or samurai and the state as the embodiment of the militarised will of the people. In their speeches and propaganda, Japan’s leaders dripped contempt for the liberal capitalist democracies of the degenerate West. And yet it turned out to be those degenerate democracies which mobilised most effectively for war, and indeed won.

And Hastings points out that this was due to identifiable shortcomings not only in Japan’s economy, state organisation and military infrastructure – of which there were ample – but in its culture, traditions and even language.

  • Respect for superiors meant Japanese officers never questioned orders. Never. Whereas pluralistic meritocratic free-speech democracies discovered that a certain amount of critical thought and questioning helps an army or navy function better.
  • Rather than criticise or even question orders, Japanese prefer silence. ‘Faced with embarrassment, Japanese often resort to silence – mokusatsu‘ (p.42). The opposite of freedom of thought and enquiry.
  • Because the Japanese were convinced of their racial, moral and spiritual superiority to all other nations and races, they made no attempt to understand other cultures. A contributory factor was the self-imposed isolation of the country for centuries. The Japanese had little or none of the ‘intelligence’ operations which were so important in the West, which helped us to plan logistics and strategy, and this absence severely undermined planning and strategy. All they had was the samurai will to fight which turned out not to be enough.
  • The Western democracies, being less hamstrung by traditions of obedience and respect and the military spirit and Emperor-worship, were more flexible. Concrete examples the way that in the West civilian experts were pressed into work on a) building the atom bomb and b) decrypting German and Japanese signal codes. Both these stunning successes were achieved by eccentric civilians, tweed-jacketed, pipe-smoking academics. Compare & contrast the Japanese army and navy which had absolutely no place for anyone who hadn’t been through their rigorous military training or shared their glorious samurai code. ‘It is hard to overstate the extent to which Anglo-American wartime achievements were made possible by the talents of amateurs in uniform’ (p.50).

Thus the Japanese mindset militated against inquiry, analysis, adaptability and free expression.

Japanese atrocities

While the Japanese army and navy bickered, while the government failed to create a coherent industrial strategy for war, while their planners completely underestimated American resources and resilience, the one thing the Japanese, like all weak and inferior armies, excelled at was brutality and atrocity, especially against unarmed civilians, especially against unarmed women.

  • The book includes quite a few personal stories from some of the 200,000 plus sex slaves abducted into ‘comfort centres’ everywhere the Japanese army went, China, Korea, the Philippines, Burma etc. Organised and state-sanctioned gang rape.
  • ‘During Japan’s war in China, the practices of conducting bayonet training on live prisoners, and of beheading them, became institutionalised.’ (p.53) The book has quite a few photos including one of a Japanese officer swinging his sword to behead a blindfolded Australian prisoner. Nowadays we are appalled to watch videos of Western hostages being beheaded by Islamic fanatics. The Japanese did the same on an industrial scale.
  • Discipline in army and navy were severe, with routine heavy beatings of new recruits and officers allowed to kick, punch and abuse any men under their command. The culture of brutality went all down the line. When a destroyer’s cutter, rescuing survivors from a sunk battleship, threatened to be overwhelmed, those in the boat drew their swords and hacked off the hands of their fellow Japanese (p.54).
  • Colonel Masanobu Tsuji was responsible for brutalities and atrocities wherever he served. The most notorious anecdote is when, in northern Burma, he dined off the liver of a captured Allied airman (p.56).
  • The Japanese launched the ‘Three Alls’ policy in China, in 1941, a scorched earth strategy designed to break the spirit of the native inhabitants and bring the occupied country under complete control. The three alls were ‘kill all, burn all, loot all’. The operation targeted for destruction ‘all males between the ages of fifteen and sixty whom we suspect to be enemies’ and led to the deaths of over 2.7 million Chinese civilians.
  • Unit 731 was an experimental biological and chemical warfare research division, set up in occupied Manchuria which conducted experiments of unspeakable bestiality on Chinese victims. To quote Wikipedia,
    • ‘Thousands of men, women and children interred at prisoner of war camps were subjected to vivisection, often without anaesthesia and usually ending with the death of the victim. Vivisections were performed on prisoners after infecting them with various diseases. Researchers performed invasive surgery on prisoners, removing organs to study the effects of disease on the human body. These were conducted while the patients were alive because it was feared that the decomposition process would affect the results. The infected and vivisected prisoners included men, women, children, and infants.’ (Wikipedia)
  • Allied Prisoners of War. Large numbers of memoirs, histories and movies have familiarised us with the Japanese’ merciless treatment of Allied prisoners of war.
    • a) Appalling though they obviously were, they pale in contrast to the appalling treatment Japanese meted out to their fellow Asian civilians.
    • b) Not having to prove so much on this well-discussed issue, Hastings is freed up to include stories of the small minority of Japanese who actually treated prisoners decently – though it’s noticeable that these were mostly civilians or unwilling recruits.
  • Cannibalism. On page 464 Hastings gives specific instances of Japanese cannibalism, including soldiers eating downed Allied air crew and murdered civilians. They preferred thigh meat.
    • ‘Portions of beheaded US carrier flier Marve Mershon were served to senior Japanese officers on Chichi Jima in February 1945, not because they needed the food, but to promote their own honour.’ (p.464)

The war in China

Eventually it becomes physically hard to read any more about the war in China. Japan invaded the north-east province of Manchuria in 1931, establishing their custom of mass murder and rape, associated most with the so-called ‘rape’ of Nanjing, where up to 300,000 Chinese were massacred in six weeks of mayhem.

In 1937 the Japanese launched a further invasion of the entire coast of China. Mass murder, gang rape, forced labour, mass executions and germ warfare experiments on prisoners followed in their wake. Wherever they went, villages were looted, burned down, all the women gang raped, then cut open with bayonets or burned to death. Again and again and again. As throughout the book, Hastings quotes from eyewitness accounts and the stories of numerous survivors, who watched their families be bayoneted to death, heads cut off, forced into rooms into which the Japanese threw hand grenades, everywhere all the women were taken off to be gang raped, again and again, before being themselves executed.

The horror is difficult to imagine and becomes hard to read about.

More bearable, less drenched in blood, is Hasting’s fascinating high-level account of the political situation in China. After the overthrow of the last Qing emperor in 1911, China fell apart into regions controlled by warlords. The most effective of these was Chiang Kai-shek who emerged as the leader of the Kuomintang (KMT), the Chinese Nationalist Party, in the late 1920s, just before the Japanese took advantage of the chaos to invade Manchuria.

Chiang and his people were overt fascists, who despised the softness of liberal capitalist countries like the US and Britain. I didn’t know that the Americans poured an amazing amount of material aid, food and ammunition into Nationalist areas, hoping Chiang would create a force capable of stopping and then throwing the Japanese out. But Hastings shows how it was a stupendous waste of money due to the chronic corruption and ineffectiveness of the Chinese. It took American leaders at all levels four years to realise that the Nationalists were useless, their armed forces badly organised, barely trained, barely equipped and consistently refusing to fight the Japanese. Only slowly did fears begin to grow that the Kuomintang’s bottomless corruption and brutality were in fact paving the way for a Communist victory (which was to come in 1949).

The Philippines

More horror, compounded by American stupidity. US Generalissimo in the South West Pacific, General Douglas MacArthur, had lived in the Philippines before the war. US forces were driven out in 1942, after holding out in the Bataan Peninsula opposite Manila. Hence, once the tide of war turned and his forces had recaptured Papua New Guinea, MacArthur had a very personal ambition to recapture the archipelago.

Hastings is extremely critical of MacArthur’s publicity-seeking egotism, his refusal to listen to intelligence which contradicted his opinion, and above all his insistence on recapturing every single island in the Philippines, which led to thousands of unnecessary American deaths, when he could have bypassed, surrounded and starved them out with far fewer casualties.

Above all this obsession led him to fight for the capital Manila, instead of surrounding it and starving the occupying Japanese out. His predictions that it would be a pushover were proved disastrously wrong as the Japanese converted the battle for Manila into bitter, brutal street fighting comparable to Stalingrad or Berlin – with the extra twist that Japanese officers promised their troops they could enjoy their last days on earth by systematically gang raping as many Filipino women as they could get their hands on, and ordering them to massacre all civilians.

Hastings gives pages and pages of first-hand accounts of Japanese rape, butchery, beheadings, bayonetings, executions, murders and more rapes. It is quite sickening. Thus the ‘liberation’ of Manila (3 February to 3 March) resulted in the deaths of some 100,000 Filipino civilians and the almost complete destruction of the historic city.

Summary

Having struggled through the descriptions of the war in China (pp.207-240) and the Battle of Manila (pp.241-266) the reader turns to the next chapter — to find it is an unforgivingly detailed account of the brutal battle for the tiny Pacific island of Iwo Jima…. This book really is a relentlessly grim and depressing chronicle of man’s most bestial, inhuman, grotesquely violent savage behaviour to his fellow man, and especially to vulnerable women.

Nemesis is a comprehensive, unblinking overview of the war in the Pacific, and includes revelatory chapters on often-neglected areas like Burma and the Chinese mainland. It is so long because at every point Hastings includes lots of eyewitness accounts, recorded in letters, diaries, autobiographies, official reports and so on, to give a strong feeling all the way through of individual experiences and how it seemed and felt to people at the time.

And he goes out of his way to include all nations, so there are plenty of accounts by Japanese and Chinese soldiers and civilians, as well as the expected Allies. It is the civilians’ memoirs which are most harrowing, the Chinese and Filipino women’s accounts of the mass rapes of their families, villages and communities being particularly hard to read.

And the battle chapters chronicle the relentless Allied casualties which the well dug-in Japanese caused on every single island and hill and redoubt, on Guam, Iwo Jima, Okinawa and all the poxy little Pacific islands the Americans had to capture on their long odyssey towards the Japanese mainland. These chapters, with their grinding destruction of human beings, builds up the sense of tension, stress and horror experienced by all the soldiers. It is a nerve-wracking book to read.

Subsequent chapters describe in harrowing detail:

  • The bloody campaign to retake Burma.
  • The genesis of the horrific American firebombing of Japanese cities. (The 9 March firebombing of Tokyo killed around 100,000 people, destroyed over 10,000 acres of buildings – a quarter of the city was razed – rendering a million people homeless amid the smoking ruins. It is difficult to read the eyewitness accounts without weeping or throwing up.)
  • The battle of Okinawa – which involved the largest amphibious landing in history, after D-Day – and where the Americans encountered Japanese dug into another almost indestructible network of caves and bunkers.
  • The genesis, rise, effectiveness and then falling-off of the kamikaze suicide-pilot movement (with its less well-known cousin, the suicide boat and torpedo squads).
  • The rise of Mao’s communists. Hastings fleshes out the idea that, although they both received massive amounts of aid from the Americans, flown in from India and Burma, neither Chiang Kai-shek’s Nationalist army nor Mao’s Communist army was much interested in actually fighting the Japanese: neither of them had many guns, much ammunition, little or no military discipline or strategy. Both were focused on positioning themselves for the Chinese civil war they could see coming once the Americans had won. Everywhere the corruption and incompetence of the Nationalists alienated the population, whereas the communists were very careful to recruit and train the best peasants, and leave a good impression on villages they passed through. It took a long time for their American sponsors to realise that the Kuomintang was going to lose. Amusingly, American officials at the time and ever since have played down their support for Mao’s communists.
  • The Americans were really vehemently anti the European empires. Churchill fondly imagined he’d be able to restore the British Empire to the status quo ante the war, but the Americans did everything they could to spurn and undermine British efforts. Apparently, in the later part of the Pacific war a poisonous atmosphere existed between the American and British administrations in the region, as the British tried to squeeze in a contribution to the war, in order to justify their return to colonial mastery of Burma, Malaysia, Singapore etc, while the Americans did everything they could to keep them out. And not just the British. A short but riveting section explains how the Americans systematically undermined the French government’s attempts to retake control of Indochina i.e. Vietnam. The Americans supported the leader of the Vietnamese nationalists, Ho Chi Minh, giving him time to establish his Viet Minh organisation and recruit widespread support for anti-colonial forces. This set off a train of events which would come back to bite America hard twenty years later, as it found itself dragged into the effort to stop Vietnam falling to communism during the 1960s – the Vietnam War – which did so much to fracture and polarise American society (and whose repercussions are still felt to this day).

One of Hasting’s most interesting points is the idea that the single most effective weapon against Japan was the naval blockade and in particular the heroic efforts of American submarines in smashing the Japanese merchant marine. Japan is made up of islands which have few natural resources; everything has to be imported; American submarines were bringing Japan to its knees, bringing war production to a grinding halt and starving its population well before the firebombing campaign began.

But wartime leaders need dramatic results, and also the air force was jockeying for position and influence against its rivals, the army and navy, and so the firebombing continued – with an undoubtedly devastating effect on the civilian population but a less decisive impact on Japan’s commitment to the war.

The atom bomb

And this accumulated sense of endless nightmare provides the full depth and horror, the correct historical context, for the American decision to drop the atom bombs on Hiroshima and Nagasaki, which I read about recently in Jim Baggott’s excellent history of the atom bomb, Atomic.

You and I may reel with horror at the effect of the atom bombs but both these books make clear that millions of American soldiers, their families, the wider nation, the Allies generally, not to mention the scores of thousands of Allied and Asian prisoners of war, and all the peoples in the occupied zones of China – all felt nothing but relief and gratitude that the seemingly unending slaughter and raping and burning and torture had finally come to an end.

Hastings goes into considerable detail on the military, strategic, political and diplomatic background to the dropping of the bombs.

  • In his account, the idea that the bombs prevented the need to invade Japan in which scores of thousands of American troops would have died, is downplayed. In Hasting’s opinion, Japan was already on its knees and had been brought there by the effectiveness of the naval blockade. Its people were starving, its war industries grinding to a halt.
  • For the American military leadership the bomb didn’t (at first) represent a significantly new departure, but just a continuation of the firebombing of Japanese cities which had killed at least 200,000 people by this stage, and which was set to continue indefinitely. (It is grimly, darkly humorous to learn that Hiroshima was chosen as the first bomb site precisely because it had been left untouched by the firebombing campaign, and so would provide perfect experimental conditions to assess the impact of the new weapon. Similarly, it is all-too-human to learn that the general in charge of the firebombing, Curtis LeMay, was angered that the atom bombs robbed him of being able to claim that his firebombing campaign alone had won the war against Japan. Such is human nature.)
  • The second bomb was dropped because the Japanese hesitated and prevaricated even after Hiroshima, and this was due to at least two fundamental flaws in its leadership and culture:
    • Everyone was scared of the military. By now the Prime Minister and other ministers, backed up by information from the Japanese ambassador in Moscow, realised they had to surrender. But the cabinet of the ‘Big Six’ included the heads of the army and navy who refused. They insisted that Japan would rise up as one man and fight to the death. In their vision, all Japanese, the entire nation, should be ready to die honourably instead of surrender. And Japan had existed in a climate of fascist fear for over a decade. Anybody who spoke out against the military leadership tended to be assassinated. They all claimed to worship Emperor Hirohito as a living god but Hirohito was incapable, partly from temperament, partly from his position, to make a decision. He, like his civilian politicians and a lot of the population, obviously realised the game was up and wanted to end the war – they just didn’t want to end it by giving up their army or navy or colonies in Asia or existing political system or bringing war criminals to trial. They wanted to surrender without actually having to surrender. Thus hopelessly conflicted, Japan’s leadership was effectively paralysed. Instead of making a swift appeal to surrender to the Americans, they carried on pettifogging about the use of the phrase ‘unconditional surrender’, and so the second bomb was dropped, on Nagasaki. These sections are peppered with phrases like ‘delusional’, ‘in denial’, ‘gross miscalculation’
    • (As in the Jim Baggott book, Hastings reports the simple and devastating fact that the intended target, Kokura, happened to be covered in cloud when the B-29 carrying the bomb approached, so the flight crew switched to the secondary target, Nagasaki, where conditions were clear. Lucky weather for Kokura. Unlucky weather for Nagasaki. Thus the autterly random contingencies which determined life and death in the terrible twentieth century.)
  • The biggest revelation for me was the role of Russia. Russia remained neutral in the war against Japan until the last day. This allowed Japanese diplomats and politicians to pin their hopes on the Russians somehow being able to negotiate a peace with their American allies, whereby Japan could surrender and not surrender. Right up to the last minute they thought this was an option, not knowing that Stalin had asked Roosevelt if he could join the war against Japan once the war in Europe was finished and that Roosevelt had agreed (before dying in April 1945 and being succeeded by Harry Truman). Hastings chronicles the intense diplomatic manoeuvring which took place in July and early August, the Japanese with their futilely wishful thinking, Stalin calculating how much of Asia he could grab from the obviously defeated Japs, and the Americans becoming increasingly concerned that Stalin would award himself huge areas after having made next to no contribution to the war.
  • So, if you remove the motivation that dropping the bombs would save the lives of potentially 100,000 young American men who could be expected to be lost in a fiercely contested invasion of Japan’s home islands – then you are led to the conclusion that at least as important was the message they sent to the USSR: ‘America decisively won this war. To the victor the spoils. Don’t mess with us.’ The dropping of the A-bombs becomes the last act of the Second World War and simultaneously the first act of the Cold War which gripped the world for the next 44 years.

Soviet invasion of Manchuria

I didn’t realise that on the same day that America dropped the Nagasaki bomb, the Russian army attacked the Japanese across a massive front into Manchuria and the Sakhalin peninsula, with over a million men. Although the Japanese had feared a Russian invasion for years and knew about the massed build-up on the borders, once again ‘evasion of unpalatable reality prevailed over rational analysis of probabilities’ (p.534). And so, on 9 August 1945, the Red Army invaded Manchuria along a massive front, taking just seven days to shatter Japan’s Kwantung Army, achieving total victory in the Far East in less than 3 weeks. They killed or wounded 674,000 Japanese troops, losing 12,031 killed and 24,425 wounded themselves (p.582).

During the defeat Japanese colonists were ordered to resist and die. This especially applied to mothers, who were expected to kill their children and then themselves. They were often helped out by obliging Japanese soldiers. The Russians were held up in some spots by the same fanatical resistance and suicide squads which made Iwo Jima and Okinawa such bloodbaths, except this was a huge area of open territory, rather than a tiny island, and the Japs had run out of arms and ammunition – and so could be easily outflanked and outgunned.

As usual with Russian soldiers, there soon emerged widespread rumours of indiscriminate rape of all surviving Japanese women and random Chinese women – ‘wholesale rape’ as Hastings puts it (p.571) – though this has been fiercely contested by Russian historians. The very last battle of the Second World War was the Russian storming of a vast network of bunkers and artillery placements at Houtou. The Japanese resisted to the last until around 2,000 defenders were dead, including women and scores of Japanese children. The Soviet soldiers addressed the local Chinese peasants telling them they had been liberated by the Red Army and then set about looting everything which could be moved, including the entire local railway line, and ‘women were raped in the usual fashion’ (p.578).

This storming campaign showed that Russia’s victories in Europe were no fluke. The Russians now had an enormous and effective war machine, the most experienced in the world, given that it had been fighting vast land battles for three years, unlike the other Allies.

Up until this moment the Japanese had been hoping against hope that Russia would somehow intervene with America to manage a conditional surrender. Now they finally lost that hope and Japan’s leaders were forced towards the unconditional surrender, which they finally signed on 2 September 1945.

The Soviet occupation of Manchuria, along with the northern portions of the Korean peninsula, allowed them to transfer these areas to communist-backed regimes. This helped the rise of communist China and communist North Korea, laying the seeds for the Korean War (1950-53) and the ongoing nuclear threat from contemporary North Korea. Thus do geopolitical acts live on long, long past the lifetimes of their protagonists.

***

When I bought the book I thought the title, Nemesis, was a bit melodramatic. Having read it, I realise now that no words can convey the intensity, the duration and the bestiality of such horror. I am ashamed to have lived in the 20th century. At times, reading this book, I was ashamed to be a human being.

Nagasaki, after the Fat Boy atom bomb was dropped on 9 August 1945

Nagasaki after the Fat Boy atom bomb was dropped on 9 August 1945


Credit

Nemesis: The Battle for Japan, 1944-45 by Max Hastings was published in 2007 by HarperPress. All quotes and references are to the 2016 William Collins paperback edition.

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