Scene Through Wood: A Century of Modern Wood Engraving @ the Heath Robinson Museum

The British Society of Wood Engravers (SWE) was founded just over 100 years ago, in 1920, by leading artists including Lucien Pissarro and John Nash. Its aim was to promote wood engraving for modern artists.

This lovely exhibition, ‘Scene Through Wood’, was first shown at Oxford’s Ashmolean Museum in 2020 to commemorate the Society’s centenary. Now, a few years later, it has come to the small but beautifully formed Heath Robinson Museum in Pinner, north west London and you really should go and see it.

‘Scene Through Wood’ brings together about 70 wood engravings, from the 19th and 20th centuries, from the Society of Wood Engravers’ collection as well as private collections, and by artist engravers around the world, including Britain, Europe, Russia, Canada, the USA, China and Japan. It is curated by noted engraver and artist Anne Desmet (RA).

The exhibition amounts not only to a visual feast of some of the finest wood engravings from the past 100 years, but introduces you to some 50 not-so-well-known artists who have specialised in this format. And, as you slowly patiently make your way round the exhibits, you begin to get a feel of the great variety of styles and approaches which are possible in this monochrome format.

‘The Cyder Feast’ by Edward Calvert (1828)

Sections

The exhibition is arranged into a number of sections and so is my review.

1. Beginnings

‘Beginnings’ starts with by far the earliest piece in the exhibition, ‘Christ in Limbo’ by Albrecht Dürer from 1510. Dürer was one of the first European artists to use printmaking and produced produced around 346 woodcuts during his career.

But woodcuts are different from wood engravings, and wood engraving, apparently, has the distinction of being one of the only art forms to have been invented in Britain. By the 1770s Thomas Bewick was engraving end-grain boxwood using bespoke tools. His ‘invention’ quickly spread around the industrialised world and was adapted for a variety of purposes, commercial and fine arts. The first display case contains a selection of steel engraving tools, and a roundel of end-grain boxwood the surface of which has been ground perfectly smooth and level and ready for engraving.

Put very simply, the artist etches a design into the hardwood which is then inked. The wood which has remained etched takes the ink and this part is printed on paper when the inked block is applied to it. The parts of the wood which have been gouged, striated, etched or scratched do not take the ink and thus show up white in the print.

Early experimenters included the prolific poet-artist, William Blake, Edward Calvert and the wonderful painter Samuel Palmer, all represented here. When I was a teenager I read the Complete William Blake, memorised the Songs of Innocence and Experience, devoted many hours to memorising Blake’s convoluted personal mythology. But later, in my 30s, I found myself warming very much to the delicate, mysterious magic of Samuel Palmer’s paintings. ‘Harvesters under a Crescent Moon’ is the only wood engraving Palmer ever made and it’s tiny.

‘Harvesters under a Crescent Moon’ by Samuel Palmer (1826)

Size matters

This brings me to a general point about the exhibition as a whole, which is size. It would be easy for your initial impression of the exhibition to be that all the works are a bit samey. Almost all the exhibits are black and white. And they also tend to be on the small size, A4 size or so. Half a dozen are strikingly bigger than this but plenty are smaller and some are minuscule.

Hence the gallery supplies a number of magnifying glasses because the thing about wood prints, as a general rule, is that you really have to lean and and study them. Oil paintings and watercolours can afford to be on a huge scale and make great sweeping gestures of colour which immediately leap out and grab you. Almost all these wood engravings, by contrast, require you to lean in and pay attention.

2. A sense of scale

In fact the second section in the exhibition is called ‘A sense of scale’ and explores the question of size, exploring the range of sizes possible with wood engravings, juxtaposing the tiny Samuel Palmer with the biggest thing in the show, ‘Mirage I’ (2014) by the Chinese artist Shi Lei. From a distance the Shi Lei piece looks like the face of a man wearing glasses regarding us with a withering look, except that the entire image appears to be bubbling and melting, maybe some post-nuclear holocaust atrocity.

‘Mirage I’ by Shi Lei (2014)

Only when you look closely do you realise that a) it’s a composite image which has been created out of nine separate blocks and then stuck together, and b) that the overall image is, rather in the style of Salvador Dali, itself made up of figures of writhing naked bodies. Because of the uneasy, rather sickening effect, this was by far my least favourite image in the exhibition.

David Gentleman

In fact, talking of size and scale, arguably both the largest and the smallest engravings cited in the show were produced by the same artist, David Gentleman (born 1930), one of the most successful commercial artists of his day. Because among his huge range of work are:

1. Postage stamps commissioned by Royal Mail, in this case a 9p Christmas stamp from 1977 showing a partridge in a pear tree.

Christmas stamp by David Gentleman (1977)

2. And the huge mural lining the platforms at Charing Cross underground station in London. I doubt if many other wood engravings have been reproduced at such scale.

Mural at Charing Cross underground station by David Gentleman (1979)

3. The theatre of life

This is followed by a wall of images all falling under the loose heading ‘The theatre of life’. This brings together images of types of people or human activities, such as:

  • Peter Blake’s engravings of four characters from a circus (1974 to 78)
  • dark and powerful images from the 1930s depicting the Great Depression in America Clare Leighton
  • images of ‘Bowlplayers in Sunlight’ by Gwendolen Raverat (1922), the first woman engraver to come to prominence

Comparing and contrasting these figures made you realise that engraving does best when it goes with the tendency to stylisation intrinsic in the form. Trying to achieve the sinuous curves and slow of organic objects is a big ask for an art form which works with chisels and incising tools, and so I thought a piece like Point-to-Point by Rachel Reckitt (1936) didn’t really work. Or I didn’t like the way it worked. By contrast in Le Sporting Bar (1929), it seemed to me that Ian Macnab had worked with the grain of the form to create a kind of semi-geometric stylisation which I enjoyed. But then I love Wyndham Lewis, the Vorticists and all varieties of geometric modernism.

The standout piece in this section was a much more recent work, ‘Fallen Angel’ (2006) by Hilary Paynter, not particularly geometric, certainly not a thing of hard edges and angles, a showcase of how soft and mysterious and rather wonderful a wood engraving can be.

Fallen Angel’ by Hilary Paynter (2006)

4. Construction and destruction

Following on from this is a section titled ‘Construction and destruction’. If we’ve just been looking at human recreation, sports and leisure time, here are people at war, or coping with fires and floods. It includes:

  • ‘Minesweeping Gear’ by James Taylor Dolby (1947)
  • ‘Northern Waters’ (1942) and ‘Sharp Attack’ (1944) by Geoffrey Wales
  • ‘Mill Fire’ (1997) and ‘Deluge’ (2000) by Ian Corfe-Stephens
  • ‘Shot’ (2010) by Chris Pig where ambulancemen and bystanders crowd round someone lying on a stretcher who has, apparently, just been shot

For me the standout piece, and one which typifies many of the strengths of wood engraving, is a marvellous piece by Hilary Paynter, titled ‘Tree with a Long Memory’ (2003).

Tree with a Long Memory’ by Hilary Paynter (2003)

This is a classic example of the need to lean in and look closer at a wood engraving. The more I looked, the more the piece delivered up its wonders. For a start it took me a few moments to realise that the shape of the image represents the trunk of a mature tress which has been sliced across, as when a tree is cut down with a chainsaw revealing the rings of growth for you to count.

Anyway, only when I really peered into the image did I realise that it contains a wonderful set of symbols of humanity’s achievements over the past 3,000 years or so, namely Stonehenge, the Parthenon and a Roman amphitheatre (at the bottom), what might be a Renaissance encampment such as the Field of the Cloth of Gold hanging upside down in the middle, on the left rows and rows of white crosses as in a First World War cemetery, in the top left a jet plane looping the loop, and on the top right the sinewy shape of a 6-lane motorway snaking into the distance. And on the lower right-hand side the timeless labour of working the land, ploughing and sowing which was once done by horse-drawn ploughs, now by diesel-driven machinery, but the eternal round of sowing and reaping which is the basis of all civilisation, the row upon row of furrows echoing the growth lines of the tree.

5. The built environment

Next up is a section titled ‘The built environment’. Given the form’s predisposition to angles and edges, buildings, rooftops, windows, streets of terraced houses and so on are tailor made subjects for engraving. Thus I loved the very first piece in this section, ‘Yorkshire’ (1920) by the noted Modernist artist Edward Wadsworth.

‘Yorkshire’ by Edward Wadsworth (1920)

This section is dominated by an impressive set of unusually large engravings of a view of the Brooklyn Bridge in New York, each coloured differently, by the exhibition curator, Anne Desmet. Desmet is on record as saying the sequence was in part inspired by Monet’s set of paintings of the facade of Rouen Cathedral at different times of day. They can be viewed on Desmet’s website.

This section also contains some interesting technical experiments by Desmet. ‘Babel Tower Revisited’ (2018) is round and uses slightly convex glass cover so give the impression the image is bulging out into the room. ‘Fires of London’ (2015) in which slender prints of engravings of the Great Fire have been cut out to form narrow tall images and glued onto 18 razor shells.

It also contains the striking (and tinted) ‘Petra I’ by Geri Waddington (2004).

‘Petra I’ by Geri Waddington (2004)

6. Storytelling (books)

Wood engraving is nowadays both an independent, creative art form and a versatile medium for commercial images. A display case demonstrates how the tendency to simplify and abstract subject matter can result in very striking images which can be used for book illustration. There are illustrations of Coleridge’s Ancient Mariner (by Garrick Palmer, 1994) and Goblin Market (Hilary Paynter, 2003).

More commercially, editions of J.K. Rowling’s Harry Potter books have been printed with dramatic wood engraved front covers by Andrew Davidson (2013). And, best of all, the fabulous engravings produced by Chris Wormell for Philip Pullman’s ‘His Dark Materials’ sequence of novels, which are outstanding.

‘La Belle Sauvage.’ Cover illustration for ‘The Book of Dust’ by Philip Pullman (2017) based on a wood engraving by Chris Wormell

This section also contains:

  • ‘The Crucifixion’ (1927) by the famous poet-artist David Jones
  • ‘The Entombment’ (1930) by Claughton Pellew
  • ‘The Adventures of the Black Girl in Her Search for God’ (1932) by John Farleigh, for George Bernard Shaw
  • Illustrations for ‘The Famous Tragedy of the Rich Jew of Malta’ (1933) by Eric Ravilious
  • a vivid scene from ‘Moby Dick’ (1974) by Garrick Palmer
  • Illustrations for ‘Erewhon’ (1932) by Blair Hughes-Stanton

And another series or set of images (cf Desant’s Brooklyn Bridge), this time a set of 9 highly detailed studies of a bust of the Roman emperor ‘Marcus Aurelius’, depicted with the opposite of abstraction, with astonishing photographic accuracy by Simon Brett (2002).

Another part of the display tells us that wood engravings have been used to create entirely text-free books of illustration, where the reader is free to verbalise a sequence of images, exemplified by the work of the Belgian artist, Franz Masereel, whose text-free books of narrative images – such as ‘The Idea’ and ‘Story Without Words’, both on display here – were very popular, especially in Germany, during the era of silent movies, and can be counted among the forerunners of modern graphic novels.

I’d never really given it much thought but those labels you get which you can write your name on and stick in the front page of good quality books, bookplates, often feature exquisite miniature wood engravings. Examples included here are by Joan Hassall, 1946, Vladimir Kortovitch, 1990, and Grigory Babitch, 2004.

7. Abstraction and detail

This section is dominated by a work by a very distinctive artist who produced woodcuts and engravings of wonderful, beguiling and mind-bending visual puzzles, the Dutch artist Maurits Cornelis Escher.

‘Fish and Scales’ by Maurits Cornelis Escher (1959)

8. The natural world

This is the biggest section, with the most examples, and so a fascinating opportunity to analyse and compare the very wide range of wood engraving styles available. There’s a ‘Stonehenge’ from 1962 by Gertrude Hermes which looks as if the sky is made out of angrily cross-hatched icebergs.

By complete contrast is ‘Dead Trees – Sheppey’ by Monica Poole (1976) where the trees look as if they’re touching a sky which is like an inverted pond, with dynamic ripples spreading out from the trees’ touch in a surreal manner which echoes Paul Nash in the 1930s.

There are also two different artist’s views of a car headlights at night illuminating a road scene through the windscreen, ‘Through the Windscreen’ (1929) by Gertrude Hermes and ‘The Night Drive’ (1937) by Joan Hassall.

Probably my favourite work was ‘Long-tailed Duck and Whiting’ by Colin See-Paynton (1988), possibly because the fish look identical to the fish in Tintin and the Red Sea Sharks. Aren’t the ducks extraordinarily realistic? From that level of precise naturalistic detail to another large and pleasing, semi-abstract image, in the slightly mysterious Paul Nash style:

‘Under water’ by Monica Poole (1986)

Go see and enjoy this lovely, fascinating, eye-opening and deeply pleasurable exhibition.

The video (6’24”)

Anne Desmet RA is one of only three wood engravers to be elected as Academicians in the Royal Academy’s nearly 250-year history. In this video she takes us through each step in creating a wood engraving, from tracing the original drawing through to printing a first proof.


Related links

More Heath Robinson Museum reviews

SPQR: A History of Ancient Rome by Mary Beard (2015) 5. The emperors

The Roman Emperors

The last 200 pages of SPQR (pages 330 to 530) cover the first 250 years of the Roman Empire, from the assassination of Julius Caesar in 44 AD to the reign of Caracalla (formally known as Marcus Aurelius Antoninus) who reigned from 198 to 217. Beard chooses the reign of Caracalla to end her book because he took the revolutionary step of granting the entire free population of the Roman Empire full Roman citizenship thus bringing to a kind of completion the process of assimilation and integration of foreign peoples which she has singled out as, from the start, one of the distinguishing features of the Roman state (p.334).

Beard starts by describing in some detail the machinations following the assassination of Julius Caesar in 44 BC, which led to the creation of the second triumvirate of Marcus Antonius (Mark Antony), Gaius Octavius (Octavian) and Marcus Lepidus (p.341). These three commanded armies which went after the armies led by the main assassins of Caesar, chief among them Marcus Junius Brutus and Gaius Cassius Longinus. These two had fled Italy to the East where they amassed armies and were assigned provinces to govern by the Senate. This led in quick succession to:

42: the Battle of Philippi in Greece where Octavian and Antony defeated the Republicans under Brutus and Cassius (p.342). Both Brutus and Cassius committed suicide i.e. the assassins of Caesar were defeated and killed.

Over the next few years Octavian and Mark Antony remained in uneasy alliance, falling out then patching things up. In one attempt to cement their alliance, Anthony married Octavian’s sister, Octavia, in 40.

36: Octavian stripped Lepidus of all power but the purely ceremonial role of Pontifex Maximus (supreme priest), leaving Mark Anthony, allied with Cleopatra of Egypt, as Octavian’s main enemy (p.346).

32: Antony divorced Octavian’s sister. Partly in revenge, Octavian got hold of Antony’s will (it was stashed in the temple of the Vestal Virgins) and read it out in the Forum. He claimed it showed that Antony intended to bequeath his fortune to the twin sons he had just had by Cleopatra, and wished to be buried in Alexandria i.e. he had ceased to be a Roman patriot.

31: Open war finally breaks out between Octavian and Antony. At the Battle of Actium Octavian defeats Mark Antony and Cleopatra, who flee to Egypt and commit suicide, leaving Octavian the most powerful man in the Roman world.

27: Octavian is given extraordinary powers and the invented title of ‘Augustus’ by the Roman Senate (p.340). Although many of its constitutional forms live on for centuries, the Republic is in effect dead, and historians date the start of the Roman Empire from either 31 or 27.

Beard makes the simple but powerful point that the Roman polity had been evolving towards power being wielded by one man for some time. Gaius Marius (157 to 86) who was given extraordinary powers to prosecute the Cimbrian and Jugurthine wars was maybe the first precursor. His subordinate and rival, Lucius Cornelius Sulla (138 to 78), who twice marched his legions into Rome itself, causing civil disturbance and ordering the massacre of his political enemies (in 88 and 82), is an even more glaring precursor.

And Beard goes on to say that, after he had been awarded extraordinary powers to prosecute Rome’s wars in the eastern Mediterranean, Gnaeus Pompeius, known as Pompey the Great (106 to 48), had a strong claim to be ‘the first emperor’.

I imagine squabbling about who was the first emperor is a parlour game which can keep classicists entertained well into the early hours. For most of us non-experts, though, the empire started with the rise to complete power of Gaius Octavius, later known as Augustus, by 31 BC.

The emperors

The emperors are often grouped into dynasties. Thus the first five emperors are referred to as the Julio-Claudian dynasty because they all belonged to one of two closely related families, the Julii Caesares and Claudii Nerones.

Julio-Claudian dynasty (31 BC to 68 AD)

  • Augustus (31 BC to 14 AD)
  • Tiberius (14 to 37)
  • Caligula (37 to 41)
  • Claudius (41 to 54)
  • Nero (54 to 68)

Year of 4 emperors

  • Galba (June 68 to January 69)
  • Otho (January to April 69)
  • Aulus Vitellius (July to December 69)
  • Vespasian (December 69 to 79) founded the Flavian dynasty

Flavian dynasty (69 to 98)

  • Vespasian
  • Titus (79 to 81)
  • Domitian (81 to 96)
  • Nerva (96 to 98)

Nerva–Antonine dynasty (96 to 192)

  • Trajan (98 to 117)
  • Hadrian (117 to 138)
  • Antoninus Pius (138 to 161)
  • Marcus Aurelius (161 to 180)
  • Lucius Verus (161 to 169) ruled alongside Aurelius
  • Commodus (177 to 192)

Year of the Five Emperors 193

Commodus was assassinated leading to a period of confusion when the title of emperor was contested by no fewer than five claimants, Publius Helvius Pertinax , Didius Julianus, Pescennius Niger, Clodius Albinus and Septimius Severus, the latter emerging as winner.

  • Septimius Severus (193 to 211)
  • Marcus Aurelius Antoninus known as Caracalla (198 to 217)

Augustus

The pivotal figure is Augustus who arrived in Rome soon after the assassination of Caesar, a fresh-faced youth of 18 who had been adopted as Caesar’s legal heir, went on to defeat all his adversaries, emerged as the most powerful men in Rome, and went on to rule for longer (30 BC to 14 AD) than any other Roman before or since, longer than any of the legendary kings, longer than any succeeding emperor.

Beard devotes a long chapter to Augustus (chapter 9, pages 337 to 385) listing his extraordinary achievements yet highlighting the paradox that, although we know more about his official deeds than almost any other figure, yet he remains an opaque and mysterious figure.

More statues of Augustus survive than any other emperor (250). He was very effective indeed at spreading his image and imperium right across the empire, using coins, statues, inscriptions, public games and extensive new architecture and town planning to spread a consistent ideology and image of imperial rule. To him is attributed the famous saying: ‘I found the city made of brick and left it built of marble’.

Augustus oversaw elections with such precision that the democratic process withered. He assigned the Senate new perks and privileges but stripped it of real political power. Rather than an independent source of power in the complex constitution of the republic, the Senate became more and more just one wing of the imperial administration. He was elected consul an unprecedented eleven times, but in one of many unprecedented moves held the power of consul at the same time as holding the full power of a tribune. He took over complete and lasting power of the army by personally appointing all legionary commanders and making himself governor of every single province which had a military presence (p.355). Under the republic ‘triumphs’ had been awarded to victorious generals. Augustus changed the rules so that in future they could only be assigned to emperors or male members of the imperial family.

Augustus added more territory to the Roman empire than any ruler before or after (p.364). He was rich by an order of magnitude more than any previous man in Rome and personally paid for unprecedentedly lavish gladiatorial games and shows. And he patronised three of the greatest Latin poets, Horace, Ovid and above all Vergil, who created everlasting works of literature which, implicitly or explicitly, sing the praises of his rule.

It is an extraordinary achievement that this one man created the template which all subsequent emperors copied for 400 years (p.384). And yet his character and his intentions remain a mystery, even though, towards the end of his life, he wrote a ten page, official autobiography, the Res Gestae (pages 360 to 368). This amounts to a long list of his achievements but manages to shed no light at all on his character. Not for nothing did the signet ring which he used to impress on the hot wax sealing official correspondence carry the image of the sphinx (p.358).

Individual emperors didn’t really matter

After dwelling on the pivotal figure of Augustus at length, Beard’s account then devotes just one chapter to the fourteen or so successors who take us through to the emperor Caracalla (pages 387 to 434).

And Beard has OIne Big Idea about the emperors which, like a lot of her idées fixes, she repeats half a dozen times (on pages 336, 397, 398, 404, 406, 412 and 426). This is that, despite their superficial differences and all the garish stories told about them, the emperors who followed Augustus were all basically the same. By this she means that they performed the same political function working within the same centralised administrative system.

Whatever their idiosyncracies, virtues, vices or backgrounds, whatever the different names we know them by, they were all better or worse reincarnations of Augustus, operating within the model of autocracy he established and dealing with the problems that he left unresolved. (p.385)

She gives us a vivid description of the assassination of the ‘mad’ emperor Caligula in January 41 AD as he walked through a corridor of his palace on the Palatine hill after watching a morning of games held in memory of Augustus. He was murdered by three members of his Praetorian guard, apparently motivated by a personal grudge rather than any grand political conspiracy. Chaos ensued. Other, loyal, members of his bodyguard ran through the palace killing anyone suspected of involvement in the ‘plot’; in the Senate politicians swapped fine speeches about the overthrow of a tyrant and the restoration of ancient liberties. But the reality was that other members of the Praetorian guard had found Caligula’s uncle, Claudius, hiding in the palace, dragged him out and acclaimed him emperor. All sorts of complicated negotiations followed, with Claudius paying the guards handsomely for their support and negotiating a deal with the Senate to recognise him. But, in the end, under all the gory details – one emperor was replaced by another and, in a sense, nothing had changed.

Beyond making it absolutely clear that the emperors had become a permanent fixture, the killing of Gaius had no significant impact on the long history of imperial rule at all. That was one thing the assassins of 41 AD had in common with the assassins of 44 BC, who killed one autocrat (Julius Caesar) only to end up with another (Augustus). For all the excitement generated by the murder of Gaius, the suspense, the uncertainty of the moment and the flirtation with Republicanism, as brief as it was unrealistic, the end result was another emperor on the throne who was not at all unlike the one he had replaced. (p.397)

And:

The emperors were more similar to one another than they were different, and it took only some superficial adjustments to turn one into another. Assassinations were minor interruptions to the grander narrative of imperial rule. (p.398)

Certainly, the system evolved – the imperial administration staff grew enormously between 14 and 212 AD (pages 408 to 411) – but the fundamental role the emperor played in the imperial system remained the same. The vast majority of the empire’s population wouldn’t have noticed the rule of one emperor from another, apart from the face on the coins and scraps of gossip, if they ever got to hear them.

Whatever the views of Suetonius and other ancient writers, the qualities and character of the individual emperors did not matter very much to most inhabitants of the empire, or to the essential structure of Roman history and its major developments. (p.404)

And:

Outside the narrow circle [of the court] and certainly outside the city of Rome…it can hardly have made much difference who was on the throne, or what their personal habits or intrigues were. And there is no sign at all that the character of the ruler affected the basic template of government at home or abroad in any significant way. If Gaius or Nero or Domitian really were as irresponsible, sadistic or mad as they were painted, it made little difference to how Roman politics and empire worked behind the headline anecdotes. Beneath the scandalous tales…there was a remarkably stable structure of rule and…a remarkably stable set of problems and tensions across the period. (p.406)

A more thematic account

Following the chapter of Augustus, in this final stretch of her book, Beard drops all pretence at providing a chronological account and comes fully into the open with what she had probably wanted to do all along, which is take a more thematic approach to her subject.

Her addiction to asking clusters of rhetorical questions comes into its own as she sets out to discuss, not the emperors themselves, their rule and achievements and military conquests etc, but to ask questions about the themes and issues, ‘the structures, problems and tensions’ (p.336) raised by the first 200 years of imperial rule, about ‘the problems and tensions that Augustus bequeathed’ (p.413) in what amounts to a series of essays.

If you are looking for a good chronological account of the emperors this is emphatically not the book for you. She has a little section considering the vices and scandalous stories, especially about the early emperors, peddled by later historians such as Suetonius and Tacitus (pages 398 to 403) – but only to dismiss them as tittle-tattle and tell us she aims to delve beneath the gossip to address the deeper structural questions about the way the empire was created and administered, how its evolution changed Romans’ identity and culture, and so on.

And you know what – her book is much the better for it. Once she’s stated she’s going to abandon chronology and proceed by examining themes and issues, she and the reader can both relax. Now she’s  explicitly said she’s not going to give a chronological account I’m not expecting one; instead I can enjoy her rambling, discursive discussions of various issues surrounding imperial rule, which are often genuinely interesting.

Problems with the imperial system

She focuses on three issues: arranging the succession, relations with the Senate, and problems defining the precise status of the emperor (p.414).

1. The succession

The main and obvious problem, which the Romans never really solved, was how to arrange the succession from one emperor to the next (p.420). In practice there was a range of mechanisms:

a) First born son

It’s a surprise to learn that, despite being such a patriarchal society, the Romans didn’t have a strong tradition of primogeniture i.e. that a father is always succeeded by his eldest son (p.415).

b) In the family

Certainly rulers liked to keep the succession within the family, hence the grouping of the emperors into a series of family dynasties. But lacking an insistence on the primacy of the eldest son, the exact relation of a succeeding heir was often fairly remote.

c) Adoption / assimilation (p.418)

A Roman aristocrat could — either during his life or in his will — adopt an heir if he lacked a natural son. The adopted son would replace his original family name with the name of his adopted family. The most famous example is Julius Caesar’s adoption of his great-nephew, Gaius Octavius who thereafter referred to himself as Gaius Julius Caesar (p.339).

Augustus, Caligula and Nero failed to father biological and legitimate sons. Tiberius’ own son, Drusus predeceased him. Only Claudius was outlived by his son, Britannicus, although he opted to promote his adopted son Nero as his successor to the throne.

Thus adoption became the most common tool that Julio-Claudian emperors use to promote their chosen heir to the front of the succession:

  • Augustus — himself an adopted son of his great-uncle, Julius Caesar — adopted his stepson Tiberius as his son and heir.
  • Tiberius, in turn, adopted his nephew Germanicus, the father of Caligula and brother of Claudius (Germanicus himself dying before he could inherit).
  • Caligula adopted his cousin Tiberius Gemellus (grandson of the Tiberius) shortly before executing him.
  • Claudius adopted his great-nephew and stepson Nero.
  • It was Nero’s failure to have either a natural or an adopted son of his own which brought the Julio-Claudian dynasty to an end.

d) Acclamation by army

Augustus had concentrated control of the army into his hands alone, but in the long term he failed to prevent the intervention of the army in politics. On a small scale, it was the Praetorian Guard who acclaimed Claudius emperor in 41 AD, but things got worse. After the death of Nero, in 68, four different military leaders laid claim to the throne in one confused 12 month period, each backed up by army units from different provinces (p.417).

e) Dumb luck – being in the right place at the right time

The classic example being Claudius happening to be in the imperial palace in the vital minutes after the murder of Caligula and so acclaimed by the Praetorian Guard, the most heavily armed group in the city, which gave him the authority to negotiate with the Senate, and so achieve the throne (p.416).

Interestingly, Beard reinterprets all the lurid stories about imperial wives poisoning their husbands, not as being motivated by a wish to get rid of them, as such; but to ensure the correct timing; to make sure they died when then chosen successor was on the spot and so best placed to claim the throne (p.416).

2. Relations with the Senate

Augustus gave the Senate more honours and extended its privileges, but sought to reduce its power. In a series of complicated constitutional adjustments he sought to convert the Senate from an independent body into an arm of the imperial administration.

A small number resisted imperial rule so vehemently that they managed to get executed or forced to commit suicide. Some left writings criticising various emperors, though the wise wrote as historians, safely criticising emperors from previous centuries or dynasties.

When they had opportunities to intervene at crisis points, after the assassination of Caligula in 41, after the death of Nero in 68, the Senate failed to act. Easier to moan and complain than to actually step up to the plate and assume power. Their failure in both instances proves how irrevocably the state had come under the rule of one man.

Over time the nature of the Senate (when generally numbered about 600 members) changed, with more and more members coming from provincial families. The values of the Republic receded into tales of the ‘good old days’ that no one alive could ever realistically think of reviving.

3. The emperor’s status

Was he a man or a god or something in between? Augustus was careful to pose as ‘the first among equals’, emphatically denying and censoring any reference to him as king or dictator, at most allowing the word princeps to describe his status.

As to divinity, Caesar was officially recognised as a god 2 years after his death, in 42 BC, so a precedent had been set. Augustus was recognised as a god after his death and so was Claudius after his (p.429).

Beard brings out several key points. Number one is that no-one venerated a living emperor as a god, that would have been considered a gross error. The emperors were only deified after their deaths, when their spirits were considered as having ascended into heaven.

But as the first century AD progressed the emperors were increasingly treated very like gods, especially in the superstitious east, with its confusing medley of divinities. Thus living emperors found themselves included in rituals to the gods and addressed in language which overlapped with divine language (p.431). In one town records survive which show that religious ceremonies were carried out to the gods and on behalf of the emperor. No matter how thin it became, a distinction was always made.

Summary

The two chapters, one about Augustus and one giving an overview of the emperors who followed him, are the best thing in the book, because they showcase Beard’s non-chronological, thematic approach to best advantage. There are dates and events, of course, but they are merely the springboards for Beard’s explorations of themes and issues, which include interesting references to a wide range of contemporary Roman writers’ opinions and gossip about the emperors, alongside thoughtful analysis of the structural problems and issues of imperial rule, listed above. These two chapters are interesting, informative and entertaining.


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

The legacies of Rome

At the start of Mary Beard’s comprehensive but pedestrian history of ancient Rome she gives some examples of the ‘legacy’ of Rome as reasons why people should know more about ancient Rome and read her book. I critiqued her reasons for being arbitrary, superficial and not really justifying her case. Nonetheless it does broach an interesting subject: just what should be included in the legacies left by Ancient Rome to later ages and the present day? Over the week it took to read Beard’s book, I began to make a list of aspects of the legacy of Rome which live on in the modern world. Can you add any more to my list?

Roman Catholicism, the religion of power

Surely the biggest legacy is the Roman Catholic church, founded and spread across the eastern Mediterranean but given its definitive organisational and liturgical form after it was decriminalised by the Emperor Constantine in 313 and then made the official state religion of the empire by the emperor Theodosius I in 380.

The language of the Latin Mass, Christian theology and practices, and the organisational structure of the church, which dominated the religious lives of everyone in the West till the Reformation, and still dominate Western Catholics and huge numbers of peoples living in countries colonised by Catholic Spain and Portugal to this day.

Apparently there are some 1.34 billion Catholics in the world today. Their spiritual lives, personalities and imaginations are shaped by concepts and terms crystallised in the series of church councils supervised by the Roman authorities, by a hierarchy based in Rome, almost every detail of which is based on Roman words for officials. Pope. Saint (‘sanctus’). Vatican. Mass. ‘Deus’ (Latin for God) used in countless phrases.

Moral exemplars and great lives

From the Middle Ages through to the Enlightenment it was possible to argue that Latin was the universal language of scholarship, of philosophy, science and law. As part of the rise of nationalism in the nineteenth century, and the promotion by various national groups of their national languages, this became steadily less and less true. It was possible to argue that the study of Latin disciplined the mind.

But modern justifications for studying Latin tend to overlook three aspects of the content of Latin literature:

  • the supposedly moral teachings embedded in Latin literature
  • examples of characters from literature
  • examples of characters from history

The moral teachings are straightforward. Roman moralists explicitly praised honesty, civic duty and heroism. Similarly, most Roman literature is moralistic in the sense that it embodies these values, it shows how true heroes followed their sense of duty and patriotism, maybe the most obvious example being Aeneas who turns his back on the chance of true love with Dido of Carthage in order to obey the orders of the gods, sail to Italy and found the predecessor of Rome.

But there are also the non-fictional real people from Roman history. A lot of figures from Roman history were used as examples of (mostly heroic) behaviour to later generations. The Romans themselves began this tradition, projecting back onto 5th and 4th century figures the stern devotion to civic duty they valued in their own 1st century society. But many of these figures continued to play a role in literary, philosophical, moral and political debates for centuries after the fall of Rome.

The story of Horatio holding the bridge single-handed against the Gauls is a typical example of straightforward patriotic heroism, which schoolboys from Cicero’s time down to the present day are taught to emulate. There are other Roman heroes, for example Lucius Quinctius Cincinnatus, a legendary 5th century character, who was chosen to save Rome when it was threatened by neighbouring tribes and, once they had been defeated, retired back to his modest life on a farm (in a year traditionally dated 458 BC).

The early years of the French Revolution were packed with the imagery of Republican Rome, with paintings, frescos, badges and mottos of the families who overthrew the last Roman King, Tarquin the Arrogant, and of heroes of republican virtue.

More complex are what you might call the ‘debatable’ figures, huge and impressive figures from the historic era whose lives and fates became examples and talking points to later generations. The most obvious example is Julius Caesar: was he a military genius set to save the republic from civil war or was he poised to become an autocratic dictator? Were the assassins right to murder him?

Beginning during the Roman period itself and for the subsequent 2,000 years, Roman historical figures  have been used as guides to contemporary behaviour and politics all across the developed world.

Latin, the language of power

Throughout the middle ages and Renaissance, Latin was the language of scholarship and intellectual authority. I’m not sure exactly when that can be said to have come to an end (during the eighteenth century?)

Scholarly works on any subject are no longer written in Latin as they were in the 17th and 18th centuries. But academics, journalists and other types of authors still signal their superior education (and, by implication, superior wisdom) by deploying Latin tags, little phrases which signal membership of, or exclusion from, the club of the well educated. Wikipedia has a comprehensive list of Latin tags which is intimidatingly long. More fun is this list of 50 common Latin tags. But a few points emerge from reading both, which is the different types of tag, depending on source and context.

Latin quotes

‘Veni, vidi, vici’ is just a famous quote, comparable to ‘We shall fight them on the beaches’.

Latin terms from philosophy

Philosophy and the law, two of the most conservative subject areas, still use Latin to name key concepts. Thus ‘ad hominem’ is a technical term from philosophy, describing a particular type of argument (in this case meaning, ‘at the man’, meaning it’s an attack on the speaker not their argument). Here’s a handy list of philosophical fallacies which all have Latin names.

Legal Latin

And, of course, the Law is packed with legal jargon, much of which, to this day, remains in Latin, the language of power – see this list of Latin legal terms. Forbiddingly long, isn’t it?

Latin mottos

Countless hundreds of thousands of business and organisations around the world adopt Latin mottos because it makes them sound smart. It is a tiny contribution to their authority, to their reason for existing. Members of organisations can be rallied round mottos as much as around flags or brands. If you search the list of Latin phrases for ‘motto’ (click control and f, then type motto into the search box) you get 659 results. At the end of my road where I grew up was a memorial to the Royal Air Force so I read ‘per ardua ad astra’ (‘through adversity to the stars’) every day to and from school. ‘E pluribus unum’ (‘out of many, one’) is on most American coins and bank notes.

Winnie the Pooh loquitur latine (speaks Latin)

This meme from the Mondly web page instantly indicates why people like using Latin tags. Swank , defined as ‘behaviour, talk, or display intended to impress others’.

Comic meme indicating how using a Latin tag is a cheap way to impress (source: Mondly.com)

English words derived from Latin

A staggeringly high number.

About 80 percent of the entries in any English dictionary are borrowed, mainly from Latin. Over 60 percent of all English words have Greek or Latin roots. In the vocabulary of the sciences and technology, the figure rises to over 90 percent. About 10 percent of the Latin vocabulary has found its way directly into English without an intermediary (usually French). (Dictionary.com)

Latin discrimination

There’s a handy Wikipedia article about the Latin influence in English. It ends with a section explaining the thesis that familiarity with longer Latinate words associated with education and the professions and a range of specialisms gives children confident in reading and handling these kinds of words a measurable educational advantage.

David Corson in The Lexical Bar (1985) defended the thesis that academic English, due to its large portion of Greco-Latinate words, explains the difficulties of working class children in the educational system. When exposed at home mainly to colloquial English (the easier, shorter, Anglo-Saxon words), the differences with children who have more access to academic words (longer, more difficult, Greco-Latinate) tend not to become less by education but worse, impeding their access to academic or social careers.

Romance languages derive from Latin

Apparently, some 900 million people speak a Romance language, being Spanish (543 million), Portuguese (258 million), French (267 million), Italian (68 million), and Romanian (24 million). Regional Romance languages also exist, including Catalan, Occitan and Sardinian.

The ideas, words, phrases and concepts these people use to identify themselves and operate in the world derive from the language of a small town in central Italy.

Roman architecture of power

The United States Capitol

Nations round the developed world adopted the architectural language of power perfected by the Romans. Sure it was copied from the ancient Greeks, but the enormous reach of the Roman Empire a) brought a consistency of look and design b) spread it from Carlisle to Egypt. It has been used to make politicians feel powerful and important and to intimidate populations since we regained the ability to build such imposing edifices i.e. the last 200 years or so (the US Capitol was constructed in the early 1800s).

Roman statues of power

Statues by the ancient Greeks tried to capture the idealised version of their gods and heroes. By contrast Roman statuary, particularly portrait busts, really focus on capturing the individuality of the subject. The Greeks depicted horses (as on the frieze of the Parthenon) and men riding horses, but the Romans made this subject into an important symbol of power and leadership. Not many equestrian statues survive from ancient Rome, but the ones that do became models for medieval and especially Renaissance sculptors to create three dimensional icons of power and authority. Cities round the developed world are littered with variations of these metal men on horseback.

Bronze copy of the ancient Roman statue of the emperor Marcus Aurelius, in the Palazzo Nuovo in Rome

Senates

Take the idea of a ‘senate’ as the upper house of a bicameral legislature. The name comes from the ancient Roman Senatus, derived from senex meaning ‘old man’, indicating an assembly said to be experienced and wise and therefore qualified to review and amend legislation sent through from a purely elected chamber. Apparently, 63 modern nations have a senate and senators.

Censuses

From the Latin census, from censere meaning ‘to estimate’. The census played a crucial role in Roman administration because it determined what class a citizen belonged to for both military and tax purposes. Beginning in the middle republic, it was usually carried out every five years and supplied a register of citizens and their property from which their duties and privileges could be listed.

Censuses to establish facts about the population began to be reintroduced to western countries during the nineteenth century (although the sweeping review of the country he’d just conquered which was ordered by William of Normandy and which resulted in the Domesday Book was obviously a striking example of a medieval census).

Roman calendar

On page 104 Beard makes the simple point that the calendar we all use and take for granted was invented by the Romans. This may be, literally, their most workaday legacy. On page 292 she explains that fixing the antiquated Roman calendar was just one of Julius Caesar’s many reforms.  The fundamental problem all early calendar makes have is that the two obvious natural systems of timekeeping are out of synch– the twelve lunar months add up to just over 354 days whereas the solar years lasts 365 and  a quarter days. Using know-how he had picked up in Alexandria, Caesar established a year with 365 days with an extra day added to the end of January every four years. Although the words day, month and year are of Germanic origin (Old English dæg, monað and gear in which the g is pronounced as a y) the names of the months themselves are resolutely Roman:

  • January is named after the Roman god Janus who had two faces so he could see the future and the past
  • February is named after an ancient Roman festival of purification called Februa
  • March is named after Mars, the Roman god of war
  • April takes its name from the Latin word aperire meaning ‘to open’, just like flowers do in spring
  • May is named after the Greek goddess Maia
  • June is named after the Roman goddess Juno, goddess of marriage and childbirth and the wife of Jupiter, king of the gods
  • July is named after the Roman reformer of the calendar, Julius Caesar
  • August is named after the first emperor, Augustus
  • September is named for the Roman number seven as it was originally the seventh month, before July and August were added
  • October was the eighth month before July and August were added
  • November was the ninth month
  • December was the tenth month

(Source: British Museum blog)


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews