The legacies of Rome

At the start of Mary Beard’s comprehensive but pedestrian history of ancient Rome she gives some examples of the ‘legacy’ of Rome as reasons why people should know more about ancient Rome and read her book. I critiqued her reasons for being arbitrary, superficial and not really justifying her case. Nonetheless it does broach an interesting subject: just what should be included in the legacies left by Ancient Rome to later ages and the present day? Over the week it took to read Beard’s book, I began to make a list of aspects of the legacy of Rome which live on in the modern world. Can you add any more to my list?

Roman Catholicism, the religion of power

Surely the biggest legacy is the Roman Catholic church, founded and spread across the eastern Mediterranean but given its definitive organisational and liturgical form after it was decriminalised by the Emperor Constantine in 313 and then made the official state religion of the empire by the emperor Theodosius I in 380.

The language of the Latin Mass, Christian theology and practices, and the organisational structure of the church, which dominated the religious lives of everyone in the West till the Reformation, and still dominate Western Catholics and huge numbers of peoples living in countries colonised by Catholic Spain and Portugal to this day.

Apparently there are some 1.34 billion Catholics in the world today. Their spiritual lives, personalities and imaginations are shaped by concepts and terms crystallised in the series of church councils supervised by the Roman authorities, by a hierarchy based in Rome, almost every detail of which is based on Roman words for officials. Pope. Saint (‘sanctus’). Vatican. Mass. ‘Deus’ (Latin for God) used in countless phrases.

Moral exemplars and great lives

From the Middle Ages through to the Enlightenment it was possible to argue that Latin was the universal language of scholarship, of philosophy, science and law. As part of the rise of nationalism in the nineteenth century, and the promotion by various national groups of their national languages, this became steadily less and less true. It was possible to argue that the study of Latin disciplined the mind.

But modern justifications for studying Latin tend to overlook three aspects of the content of Latin literature:

  • the supposedly moral teachings embedded in Latin literature
  • examples of characters from literature
  • examples of characters from history

The moral teachings are straightforward. Roman moralists explicitly praised honesty, civic duty and heroism. Similarly, most Roman literature is moralistic in the sense that it embodies these values, it shows how true heroes followed their sense of duty and patriotism, maybe the most obvious example being Aeneas who turns his back on the chance of true love with Dido of Carthage in order to obey the orders of the gods, sail to Italy and found the predecessor of Rome.

But there are also the non-fictional real people from Roman history. A lot of figures from Roman history were used as examples of (mostly heroic) behaviour to later generations. The Romans themselves began this tradition, projecting back onto 5th and 4th century figures the stern devotion to civic duty they valued in their own 1st century society. But many of these figures continued to play a role in literary, philosophical, moral and political debates for centuries after the fall of Rome.

The story of Horatio holding the bridge single-handed against the Gauls is a typical example of straightforward patriotic heroism, which schoolboys from Cicero’s time down to the present day are taught to emulate. There are other Roman heroes, for example Lucius Quinctius Cincinnatus, a legendary 5th century character, who was chosen to save Rome when it was threatened by neighbouring tribes and, once they had been defeated, retired back to his modest life on a farm (in a year traditionally dated 458 BC).

The early years of the French Revolution were packed with the imagery of Republican Rome, with paintings, frescos, badges and mottos of the families who overthrew the last Roman King, Tarquin the Arrogant, and of heroes of republican virtue.

More complex are what you might call the ‘debatable’ figures, huge and impressive figures from the historic era whose lives and fates became examples and talking points to later generations. The most obvious example is Julius Caesar: was he a military genius set to save the republic from civil war or was he poised to become an autocratic dictator? Were the assassins right to murder him?

Beginning during the Roman period itself and for the subsequent 2,000 years, Roman historical figures  have been used as guides to contemporary behaviour and politics all across the developed world.

Latin, the language of power

Throughout the middle ages and Renaissance, Latin was the language of scholarship and intellectual authority. I’m not sure exactly when that can be said to have come to an end (during the eighteenth century?)

Scholarly works on any subject are no longer written in Latin as they were in the 17th and 18th centuries. But academics, journalists and other types of authors still signal their superior education (and, by implication, superior wisdom) by deploying Latin tags, little phrases which signal membership of, or exclusion from, the club of the well educated. Wikipedia has a comprehensive list of Latin tags which is intimidatingly long. More fun is this list of 50 common Latin tags. But a few points emerge from reading both, which is the different types of tag, depending on source and context.

Latin quotes

‘Veni, vidi, vici’ is just a famous quote, comparable to ‘We shall fight them on the beaches’.

Latin terms from philosophy

Philosophy and the law, two of the most conservative subject areas, still use Latin to name key concepts. Thus ‘ad hominem’ is a technical term from philosophy, describing a particular type of argument (in this case meaning, ‘at the man’, meaning it’s an attack on the speaker not their argument). Here’s a handy list of philosophical fallacies which all have Latin names.

Legal Latin

And, of course, the Law is packed with legal jargon, much of which, to this day, remains in Latin, the language of power – see this list of Latin legal terms. Forbiddingly long, isn’t it?

Latin mottos

Countless hundreds of thousands of business and organisations around the world adopt Latin mottos because it makes them sound smart. It is a tiny contribution to their authority, to their reason for existing. Members of organisations can be rallied round mottos as much as around flags or brands. If you search the list of Latin phrases for ‘motto’ (click control and f, then type motto into the search box) you get 659 results. At the end of my road where I grew up was a memorial to the Royal Air Force so I read ‘per ardua ad astra’ (‘through adversity to the stars’) every day to and from school. ‘E pluribus unum’ (‘out of many, one’) is on most American coins and bank notes.

Winnie the Pooh loquitur latine (speaks Latin)

This meme from the Mondly web page instantly indicates why people like using Latin tags. Swank , defined as ‘behaviour, talk, or display intended to impress others’.

Comic meme indicating how using a Latin tag is a cheap way to impress (source: Mondly.com)

English words derived from Latin

A staggeringly high number.

About 80 percent of the entries in any English dictionary are borrowed, mainly from Latin. Over 60 percent of all English words have Greek or Latin roots. In the vocabulary of the sciences and technology, the figure rises to over 90 percent. About 10 percent of the Latin vocabulary has found its way directly into English without an intermediary (usually French). (Dictionary.com)

Latin discrimination

There’s a handy Wikipedia article about the Latin influence in English. It ends with a section explaining the thesis that familiarity with longer Latinate words associated with education and the professions and a range of specialisms gives children confident in reading and handling these kinds of words a measurable educational advantage.

David Corson in The Lexical Bar (1985) defended the thesis that academic English, due to its large portion of Greco-Latinate words, explains the difficulties of working class children in the educational system. When exposed at home mainly to colloquial English (the easier, shorter, Anglo-Saxon words), the differences with children who have more access to academic words (longer, more difficult, Greco-Latinate) tend not to become less by education but worse, impeding their access to academic or social careers.

Romance languages derive from Latin

Apparently, some 900 million people speak a Romance language, being Spanish (543 million), Portuguese (258 million), French (267 million), Italian (68 million), and Romanian (24 million). Regional Romance languages also exist, including Catalan, Occitan and Sardinian.

The ideas, words, phrases and concepts these people use to identify themselves and operate in the world derive from the language of a small town in central Italy.

Roman architecture of power

The United States Capitol

Nations round the developed world adopted the architectural language of power perfected by the Romans. Sure it was copied from the ancient Greeks, but the enormous reach of the Roman Empire a) brought a consistency of look and design b) spread it from Carlisle to Egypt. It has been used to make politicians feel powerful and important and to intimidate populations since we regained the ability to build such imposing edifices i.e. the last 200 years or so (the US Capitol was constructed in the early 1800s).

Roman statues of power

Statues by the ancient Greeks tried to capture the idealised version of their gods and heroes. By contrast Roman statuary, particularly portrait busts, really focus on capturing the individuality of the subject. The Greeks depicted horses (as on the frieze of the Parthenon) and men riding horses, but the Romans made this subject into an important symbol of power and leadership. Not many equestrian statues survive from ancient Rome, but the ones that do became models for medieval and especially Renaissance sculptors to create three dimensional icons of power and authority. Cities round the developed world are littered with variations of these metal men on horseback.

Bronze copy of the ancient Roman statue of the emperor Marcus Aurelius, in the Palazzo Nuovo in Rome

Senates

Take the idea of a ‘senate’ as the upper house of a bicameral legislature. The name comes from the ancient Roman Senatus, derived from senex meaning ‘old man’, indicating an assembly said to be experienced and wise and therefore qualified to review and amend legislation sent through from a purely elected chamber. Apparently, 63 modern nations have a senate and senators.

Censuses

From the Latin census, from censere meaning ‘to estimate’. The census played a crucial role in Roman administration because it determined what class a citizen belonged to for both military and tax purposes. Beginning in the middle republic, it was usually carried out every five years and supplied a register of citizens and their property from which their duties and privileges could be listed.

Censuses to establish facts about the population began to be reintroduced to western countries during the nineteenth century (although the sweeping review of the country he’d just conquered which was ordered by William of Normandy and which resulted in the Domesday Book was obviously a striking example of a medieval census).

Roman calendar

On page 104 Beard makes the simple point that the calendar we all use and take for granted was invented by the Romans. This may be, literally, their most workaday legacy. On page 292 she explains that fixing the antiquated Roman calendar was just one of Julius Caesar’s many reforms.  The fundamental problem all early calendar makes have is that the two obvious natural systems of timekeeping are out of synch– the twelve lunar months add up to just over 354 days whereas the solar years lasts 365 and  a quarter days. Using know-how he had picked up in Alexandria, Caesar established a year with 365 days with an extra day added to the end of January every four years. Although the words day, month and year are of Germanic origin (Old English dæg, monað and gear in which the g is pronounced as a y) the names of the months themselves are resolutely Roman:

  • January is named after the Roman god Janus who had two faces so he could see the future and the past
  • February is named after an ancient Roman festival of purification called Februa
  • March is named after Mars, the Roman god of war
  • April takes its name from the Latin word aperire meaning ‘to open’, just like flowers do in spring
  • May is named after the Greek goddess Maia
  • June is named after the Roman goddess Juno, goddess of marriage and childbirth and the wife of Jupiter, king of the gods
  • July is named after the Roman reformer of the calendar, Julius Caesar
  • August is named after the first emperor, Augustus
  • September is named for the Roman number seven as it was originally the seventh month, before July and August were added
  • October was the eighth month before July and August were added
  • November was the ninth month
  • December was the tenth month

(Source: British Museum blog)


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

Thomas Becket: murder and the making of a saint @ the British Museum

‘Thomas is the best doctor for the worthy sick.’
(Inscription on a lead ampulla created before 1200 to hold some of the Saint Thomas Becket’s miracle-working blood)

Two years after his murder on 29 December 1170, Thomas Becket was canonised by Pope Alexander III and his tomb at Canterbury cathedral quickly became a site of miraculous healing and wonder cures, and one of the most popular pilgrimage destinations in all of Europe, second only to Rome and Santiago de Compostela.

How appropriate of the British Museum to re-open after the long COVID lockdown with a grand exhibition devoted to one of the greatest healers this country has ever known.

The healing of Ralph de Longeville. Miracle window, Canterbury Cathedral, early 1200s. © The Chapter, Canterbury Cathedral

Thomas’s story

The exhibition is in the central rotunda at the museum, smaller and more intimate than the large Sainsburys gallery at the back. It is laid out in simple chronological order, with key events told in the dozen or so big wall posters and embellished in the labels of over 100 objects brought together for the first time, including rare loans from across the UK and Europe.

Rather than reinvent the wheel, I’ll quote liberally from the exhibition wall labels:

Becket was born in 1120 in Cheapside, a stone’s throw from St Paul’s Cathedral. He had a comfortable childhood. His parents Gilbert and Matilda were immigrants from Northern France, and part of a wealthy merchant community living in the commercial heart of London.

Around the age of 18 Becket went to study in Paris. After three years in Paris, Becket returned to England. He was offered the chance to work as a clerk for Theobald, Archbishop of Canterbury, joining a group of ambitious young men. The legal and diplomatic training that Becket received in his nine years with Theobald was life-changing.

In 1154 the archbishop recommended him as royal chancellor to the new king, Henry II, and the two men became great friends. It was the best paid position in the royal household, earning him five shillings a day. As chancellor Becket was responsible for issuing documents in the king’s name.

In 1162 Henry II nominated Becket as Archbishop of Canterbury, following Theobald’s death. It was a controversial appointment. Becket was not a priest and until then had lived a worldly, secular life. The king wanted him to remain chancellor, hoping that having his friend in both positions would increase royal control over Church and State. This plan failed when Becket renounced the chancellorship and began to oppose Henry. In 1164, with tensions escalating, the archbishop escaped across the Channel.

Henry II saw Becket’s rejection of the chancellorship in 1162 as a betrayal. Over the next two years their relationship disintegrated. One issue in particular divided them. The king demanded that churchmen accused of serious crimes be tried in secular rather than religious courts. Becket refused to endorse this infringement of the rights of the Church, provoking the king’s outrage.

With the situation spiralling out of control, Becket was brought before the king and accused of trumped-up crimes. Fearing for his life, on 2 November 1164 the archbishop fled abroad. He spent six years in exile under the protection of Henry’s rival, Louis VII of France, returning on 2 December 1170. Henry II punished Becket for leaving England without his permission, confiscating his land and wealth.

Becket found himself in France at the same time as Pope Alexander III, who was locked in disagreement with Frederick Barbarossa, an emperor with vast territories in central Europe. Like Becket, Alexander was in exile and sought protection from King Louis VII of France. After making peace the pope returned to Rome. This image shows him embracing Becket before their farewell. Alexander was later responsible for Becket’s canonisation as a saint.

Pope Alexander, who had forbidden the Archbishop of York to perform the sacred act, receives a complaint from Becket. He asks for permission to excommunicate the bishops involved in the ceremony, which the pope duly grants.

The coronation of the Young King spurred Becket into action and, after agreeing a fragile peace with Henry II, he decided to return to England. Fatefully, before leaving France he carried out the sentences of excommunication endorsed by the pope.

On 2 December, Becket returned to Canterbury and the cathedral he had not seen for six years. At his Christmas court in Normandy, Henry learned that Becket had excommunicated the English bishops involved in his son’s coronation. He flew into a rage, calling Becket a traitor and ‘low-born clerk’. Four knights, Reginald FitzUrse, Hugh de Morville, Richard Brito and William de Tracy, heard the king’s outburst. They hatched a plan to bring the archbishop to Henry and headed for England to arrest him.

The knights arrived at Canterbury and entered the precincts. They tried to arrest Thomas but he fled into the cathedral itself. Here the knights again tried to seize him but Thomas refused to go with them. The knights had worked themselves up into a rage and also risked major humiliation if they ended up having to leave empty-handed. Although the precise exchanges will never be known the confrontation escalated out of control and finally the knights attacked, one of them raising his sword and bringing it down to shatter Thomas’s skull. There were quite a few eye witnesses including Thomas’s clerk, Edward Grim, who tried to intervene and was injured in the struggle. All the eye witnesses agree that Thomas’s skull was shattered and a fragment of it flew to the ground.

The exhibition contains numerous depictions of the deed, as illustrations in illuminated manuscripts such as the MS containing John of Salisbury’s Life of St Thomas Becket from the British Library, one of the earliest known representations of the murder, or as carved reliefs, as shown below.

Alabaster panel showing the murder of Thomas Becket. England, around 1425 to 1450. © The Trustees of the British Museum

Appalled at what they had done the knights returned to Henry’s court in France where the king immediately grasped the significance of the catastrophe. In the years to come he made not one but two major penances to atone for his guilt and eventually took the extraordinary step of going on pilgrimage himself to Canterbury, where he stripped to a loincloth and shuffled through the cathedral on his bare knees, arriving at the altar where he was flagellated by monks.

To understand the utterly Christian worldview of the Middle Ages, you have to grasp that this was a reasonable and practical thing for a king to do. It cleansed him of his personal guilt and thus enabled his soul to enter heaven. It went a long way to winning back those of his subjects and the hierarchy of the church in Rome which had been scandalised by the murder. And so it, at the same time, fulfilled Henry’s purpose of asserting his authority over the farflung territories of his Plantagenet empire which stretched from Scotland to the Pyrenees.

The personal drama

Complicated story, isn’t it, and I’ve followed the museum’s account so closely because your opinion of the murder has to depend on a good grasp of its context and of the precise chain of events leading up to it.

At the level of personal drama, Henry and Becket had at one time been very good friends. Becket was 13 years older than Henry, better educated and in many ways a mentor to the younger man. The pair worked well together when they were king and chancellor. When Henry raised him to the archbishopric he therefore had every expectation that Thomas would be grateful.

But Thomas was also a flamboyant man, given to grandiloquent gestures as chancellor and, when he became archbishop, there is evidence from contemporary accounts that many other clerics disapproved. He had to be promoted through the hierarchy of clerical positions at top speed which many felt made a mockery of religion.

Therefore Thomas was nervously aware of his lack of deep theological training or of proper clerical experience. Combine that with a tendency to grandstand and you have an accident waiting to happen.

To this day historians debate his motives.

1. When he refused Henry’s demands to reform ecclesiastical law in order to make priests who had committed egregious crimes (for example rape or murder) subject to the secular laws of the land, did Thomas do it because he sincerely felt everyone anointed into the church was only accountable to the church – or because of his awareness that he wasn’t a ‘proper’ churchman so he was trying to curry favour with the English church hierarchy and the distant pope?

2. When he made the dramatic move of excommunicating the bishops who anointed Henry’s young son co-king, did he do it out of purely religious fervour and in order to protect the rights and privileges of the post of archbishop of Canterbury, whose ancient right it was to perform coronations and this undermined his authority. Or was he, once again, grandstanding to curry favour, this time with the pope who he met in exile in France and who explicitly approved his actions?

3. Lastly, why did he insist on staying put when the knights came to arrest him? Chances are he knew they were behaving without Henry’s explicit permission, that arresting an archbishop was illegal, and he knew any confrontation between him and the king would inevitably draw in the pope who was a staunch ally. Why not go with the knights, have it out with the king and be exonerated?

Alabaster panel from an altarpiece showing Becket’s consecration as archbishop on 3 June 1162. England, first half of the 15th century. Private Collection. © Nicholas and Jane Ferguson.

Or, as T.S. Eliot’s play on the subject considers, did Thomas want to be martyred? Facing intractable problems, not least his own sense of inadequacy and illegitimacy (as a man who lacked the deep experience required by an archbishop) did his liking for grand gestures kick in, and he taunted the knights so much they were left with no way out?

This is the view of Paul Johnson in his 1976 History of Christianity who quotes Edward Grim, who was an eye witness:

He who had long yearned for martyrdom now saw that the occasion to embrace it had arrived. (Paul Johnson, History of Christianity, 1990 Penguin edition, page 210)

And one of Thomas’s many hagiographers, William Fitzstephen:

Had he so wished, the Archbishop might easily have turned aside and saved himself by flight, for both time and place offered an opportunity to escape without being discovered.’ (ibid)

Could he have simply walked out peacefully with the knights and accompanied them to France with no fuss? We’ll never know.

The saint and healer

The exhibition really blossoms after Becket was murdered because that’s when he was transformed from one among many squabbling European monarchs and their statesman, into a premier league saint.

News of his murder spread far and wide across Europe and almost immediately people rich and poor, high and low, young and old, male and female, began making the pilgrimage to the cathedral and to the precise steps into the choir where he was hacked down. Relics were many: his clothes, his blood, his bones, his coffin, special prayers, these all helped rain down on pilgrims inestimable blessings, healings and cures.

Not only did Canterbury become by far Britain’s premier pilgrimage site but until the Reformation Thomas was the most frequently portrayed of all saints, had more parish churches named after him than any other saint, and more English boys were called after him than any other namesake.

The exhibition includes many of the precious caskets which were lovingly created to contain this or that relic brought back by pilgrims which are all beautiful examples of medieval craftsmanship, but maybe the most striking is this reliquary casket from Norway. Norway! Because apparently in Norway Thomas’s fame was such that he was second in popularity to St Olaf, the national saint.

(If you look carefully at the bottom panel you can not only see the knight hacking Thomas’s head but also the famous fragment of skull falling to the floor.)

Reliquary casket, c.1220–50 from Hedalen Stave Church, Norway. By kind permission of Hedalen Stave Church

The stained glass

In the decades following his death, the authorities at Canterbury cathedral created a new chapel devoted to Thomas. This included what became a set of 12 tall, narrow stained glass windows over six meters in height and each containing a set of four circular roundels themselves divided into segments depicting scenes not from Thomas’s life, but from the countless miraculous healings which people attributed to his powers. Hence they are collectively known as the Miracle Windows.

Five of the original windows were destroyed over the centuries, so seven survive, and one of these seven has been lovingly dismantled, removed from the cathedral and carefully transported here to the British Museum, where the four sections have been separated and are displayed at head height in a special curving gallery.

So this is a golden opportunity to see some masterpieces of medieval stained glass, really close up, beautifully presented and with the sometimes gruesome stories portrayed in each of the panels carefully described and explained.

Take the roundel which describes the sensational story of Eilward of Westoning.

Miracle window, Canterbury Cathedral, early 1200s. © The Chapter, Canterbury Cathedral

Eilward was a peasant who was accused of stealing in a drunken quarrel. In the panel on the mid-left he stands with the stolen items tied behind his back. A judge in a cap sentences him to trial by ordeal. Eilward fails and is condemned to blinding and castration. At the bottom left, Eilward is reclining in bed, his head bandaged from a blow. Becket appears to him in a vision, emerging from a shrine to bless him. In the middle-right panel Eilward lies bound to a plank as a man holds him by the neck and stabs his eyes while another wields a blade, kneels on his legs and reaches for his testicles.

Becket appears in a vision to Eilward. The saint makes the sign of the cross in front of his face. On waking, Eilward’s eyes and testicles grow back. The top panel shows Eilward riding a horse to Canterbury Cathedral. In the bottom centre panel a crowd gathers round Eilward as he points to his eyes while another man points at his groin to highlight his miraculous healing. The green tree at the centre symbolises his restored fertility. The panel at bottom right shows Eilward giving thanks at Becket’s tomb.

The other roundels describe in similar detail the miracle of Etheldreda who recovers from a fever, Saxeva who recovers from a painful arm and stomach ache, two sisters from Boxley who were lame and are healed, a monk called Hugh from Jervaulx Abbey who is cured, and so on. I particularly liked the story of Hugh who, at one point, suffers a catastrophic nosebleed which is depicted as a vivid flow of red streaming down from his face, on the lower left.

Detail from Miracle window showing the story of Hugh of Jervaulx, Canterbury Cathedral, early 1200s. Note the vivid red nosebleed from the prostrate man’s face © The Chapter, Canterbury Cathedral

Move over, graphic novels!

Thomas and Realpolitik

I was already familiar with the story of Thomas Becket, possibly a little over-familiar with it and not much in the main body of the exhibition told me much I didn’t already know or changed my own personal opinion.

Influenced by secular historians like Paul Johnson, I am inclined to think of Thomas as a deliberately obstructive, showboating and irresponsible man who needlessly set out to make Henry II’s life as difficult as possible. In most accounts I’ve read, the Becket murder was a blip or side issue in the bigger picture of Henry’s lifelong struggle to maintain his Plantagenet empire. It had a seismic impact on popular culture but little or no impact on the diplomatic Realpolitik of the day. After his half-naked atonement Henry restored good relations with the pope who approved his selection for next Archbishop of Canterbury as well as other ecclesiastical posts, as well as his plans to invade and conquer Ireland. In practical, worldly terms, Thomas’s death changed nothing.

(It’s worth pointing out that the curators disagree, and include a treasured manuscript of Magna Carta, signed 45 years after Thomas’s death by Henry’s useless son, King John, in 1215, to make their case. The Charter’s very first clause, probably added at the insistence of Stephen Langton, Archbishop of Canterbury, states that the English Church must be free from royal interference. In the curators’ opinion this demonstrates how Becket’s dispute with Henry II continued to shape English politics long after his death. In Paul Johnson’s view this struggle between king and church was the central issue of the high Middle Ages, would remain a bugbear for centuries until Henry VIII decisively ended it with victory for the secular authority, and Thomas’s death didn’t really affect the issue one way or the other. Discuss.)

The Canterbury Tales

The exhibition has a section devoted to The Canterbury Tales, one of the key texts of English literature and, with its varied and colourful tales told by a motley cross section of late 14th century personalities all engaged on a horseback pilgrimage from London to Canterbury, as explained in the lovely words of the Prologue.

Whan that Aprille with his shoures soote,
The droghte of March hath perced to the roote,
And bathed every veyne in swich licóur
Of which vertú engendred is the flour;
Whan Zephirus eek with his swete breeth
Inspired hath in every holt and heeth
The tendre croppes, and the yonge sonne
Hath in the Ram his halfe cours y-ronne,
And smale foweles maken melodye,
That slepen al the nyght with open ye,
So priketh hem Natúre in hir corages,
Thanne longen folk to goon on pilgrimages,
And palmeres for to seken straunge strondes,
To ferne halwes, kowthe in sondry londes;
And specially, from every shires ende
Of Engelond, to Caunterbury they wende,
The hooly blisful martir for to seke,
That hem hath holpen whan that they were seeke.

‘That hem hath holpen whan that they were seeke’, I love that line. Who doesn’t need holp when that they are seeke?

The exhibition includes one of the earliest manuscripts which contains all 24 of the surviving stories, as well as blow-ups of the original medieval portraits of some of the storytellers (the Wife of Bath, the Yeoman, the Merchant and the Shipman). But none of the stories are actually about Thomas and, if anything, they demonstrate a woefully relaxed attitude to Christian faith and morality which would have appalled the saint and his most zealous devotees.

The suppression of a saint

The one part of the exhibition I found genuinely new and informative came right at the end and deals with Henry VIII’s aggressive erasure of the cult of Thomas.

I knew that, as part of the first steps in the Reformation and linked with the Dissolution of the monasteries, Henry had all pilgrimage sites and saints shrines shut down. I knew from Johnson’s account that Thomas’s shrine was the biggest one in the land and that Henry’s commissioners carried off a vast amount of loot, namely 4,994 ounces of gold, 4,425 of silver-gilt, 5,286 of plain silver and 26 cartloads of treasure. A generation earlier, around 1511, the Dutch reformer Erasmus and the English humanist John Colet had visited the shrine and been disgusted at its tackiness. They were offered the opportunity to kiss a prize relic, the genuine arm of St George, or to touch a manky old rag supposedly stained with the saint’s blood, and Thomas’s genuine original shoe to be kissed.

As the curators observe:

After visiting Becket’s shrine real pilgrims bought similar souvenirs, badges to pin to clothing or little flasks worn around the neck. They were made quickly and cheaply by pouring molten lead or tin into a mould. The range of Canterbury souvenirs is remarkable, from miniature bells inscribed with ‘St Thomas’ to tiny swords with detachable scabbards.

And the exhibition includes no fewer than 24 examples of these multivarious knick-knacks and gewgaws. The medieval cult of saints had degenerated to the level of Blackpool souvenirs.

So I wasn’t surprised to learn the specifics of the demolition of Thomas’s massive and treasure-laden shrine, that:

On 5 September 1538, Henry VIII arrived in Canterbury. During his three-day stay royal agents began demolishing St Thomas’s shrine, prising off the jewels and smashing the marble base. They packed up its precious metal in crates, which were taken to London. Becket’s bones were removed, and a rumour spread that they had been burnt and the ashes scattered to the wind.

What I didn’t know and found fascinating was the way King Henry VIII singled out the cult of Thomas for special suppression. It was because, at a political level, above the level of popular culture and religion, Thomas was a symbol of the independence of the Church and Henry’s reformation was about decisively ending centuries of squabbling, and asserting the paramount authority of the secular monarch.

This explains why, after 1534 when Henry broke with Rome and Parliament appointed him Supreme Head of the Church of England, he could not tolerate Becket’s status as a defender of Church liberty and denounced him as a traitor to the country, or the new notion of ‘nation’ which Henry was creating.

Hence the passage of laws which singled out the cult of Saint Thomas and banned it. The laws banned visual references to the saint and insisted that the very word ‘saint’ was to be expunged from the record. Henceforth he was to be referred to as ‘Bishop Thomas’. A wall label quotes from a Royal proclamation, of 16 November 1538:

…from henceforth the said Thomas Becket shall not be esteemed, named, reputed, nor called a saint, but Bishop Becket, and…his images and pictures through the whole realm shall be put down…

The exhibition closes with some quite fascinating examples of how this erasure from history, this rewriting of history, was carried out, including:

  • a book of hours where the devotional prayer to Becket has been carefully cut out, although the illustration of the martyrdom has been left (intriguingly) undamaged
  • a copy of the Golden Legend, a very popular compendium of the lives of saints, in which the text and image for Becket’s story have been crossed out with black ink
  • a manuscript containing texts for the celebration of mass, once owned by the parish church of St John the Baptist in Bromsgrove, near Worcester, in which thick red ink has been selectively smeared across prayers to St Thomas in order to obliterate them

Manuscript containing mass texts from the parish church of St John the Baptist in Bromsgrove in which prayers to ‘Bishop’ Thomas have been obliterated by red ink. Around 1450. © The Syndics of Cambridge University Library

Curators

  • Lloyd de Beer, curator, Medieval Britain and Europe
  • Naomi Speakman, curator, Late Medieval Europe
  • Sophie Kelly, project curator

Related links

Other medieval reviews

Other British Museum reviews

  • Complete list of all my British Museum reviews

Europe’s Tragedy: A New History of The Thirty Years War by Peter H. Wilson (2010)

Introduction

This is an enormous book (weighing in at 997 pages, including index and notes) which covers an enormous subject, in enormous depth.

The Thirty Years War lasted from 1618 to 1648. It was in fact made up of a series or sequence of wars featuring different antagonists. The central strand linking them is that the staunchly Catholic Holy Roman Emperor Ferdinand II was fighting mainly Protestant opponents, and that he mostly won. The war is usually divided into four phases:

  • The Bohemian Revolt 1618-20, a rising of the Protestant Bohemian ‘Estates’ against Habsburg rule (‘The revolt was not a popular uprising, but an aristocratic coup led by a minority of desperate militant Protestants’, p.269), which was decisively crushed at the Battle of White Mountain on 8 November 1620.
  • The Danish intervention 1625-30, also referred to as the Low Saxon War or Emperor’s War, when Christian IV of Denmark (who was also Duke of Holstein and Schleswig which lay within the Empire) led an army in support of north German protestant states against Imperial forces. After five or so years of fighting, the war was concluded with the Treaty of Lübeck in 1629.
  • The Swedish intervention 1630-35, when King Gustavus Adolphus of Sweden led an invasion of north (and mostly Protestant) Germany. He was motivated by a) alarm at the Emperor’s harsh reimposition of Catholicism on the German states under the Treaty of Lübeck b) the goal of gaining economic influence in the German states around the Baltic Sea. Like Christian IV before him, Adolphus was heavily subsidized by Cardinal Richelieu, the chief minister of Louis XIII of France, who gave him a million livres a year. Gustavus Adolphus died in battle in 1632 but his forces continued the war until the Peace of Prague in 1635 brought peace between most of the Empire’s Protestant states and the Emperor.
  • The French intervention 1635-48, as you can see this is the longest single part of the war. Cardinal Richelieu feared the power of the Habsburg empire on his eastern border and used innumerable policies, treaties with the Danish and Swedes to try and limit and hamper Ferdinand. Finally this broke out into overt war.

This summary nowhere near conveys the complexity of the wider context within which these conflicts took place. When the war broke out, Spain was stuck in a never-ending conflict with its provinces in the Netherlands, what would eventually be called the Eighty Years War (1568-1648) and where its brutal suppression, inquisition, torture and execution of Protestant rebels laid the foundation for the Black Legend of Catholic Spain’s scheming brutality, compounded, in 1588, when the Spanish launched the Great Enterprise, the plan for an amphibious invasion of England to overthrow the Protestant monarch and return to England to being a good Catholic country under Spanish tutelage – what we refer to as the Spanish Armada.

France was a fellow Catholic country and so should have supported both the Emperor and Spain, but in fact politicked against both of them at every turn. For example, the French government supported the Dutch against the Spanish in order to keep the Spanish bogged down, wasting money in the Netherlands, and so presenting less of a threat to French power.

There were other flashpoints such as in Italy where Spain controlled the duchy of Milan. Italy was where the (relatively small-scale) War of the Mantuan Succession (1628–31) broke out and drew in the other European powers in parallel to the 30 Years War. Savoy in north-west Italy, which maintained a precarious independence from the Empire while being eyed by France, was another flashpoint.

In the south-east of Europe, the Holy Roman Empire was threatened by attack from the Ottoman Empire, whose power stretched far into modern-day Hungary (although for long stretches the Turks were distracted by the war they were fighting on their Eastern border against the Persian Empire under Shah Abbas the Great (p.100) who launched a fierce invasion capturing Baghdad in 1623 (p.103.)

North of Hungary there were repeated clashes over the border territory of Transylvania, and this drew in two other powers to the East of the Empire, namely Russia (or the Duchy of Muscovy, as it was commonly referred to), and the Polish-Lithuanian Commonwealth, who periodically fought each other.

When Gustavus Adolphus invaded north Germany it was not only to support the struggling Protestant German states, but in order to solidify his power in the Baltic as a whole, specifically projecting his power into Polish territory, who Sweden was, at one stage, directly at war with.

In other words, the Thirty Years War only makes sense – or you can only understand the motives of all the sides – if you appreciate a) the total context of European geopolitics of the time and b) you grasp that all the numerous states of Europe and beyond were continually prepared to use ‘war’ to further their ends.

Accustomed to two disastrous world wars, it is hard for us to reach back to a mindset in which wars were envisioned as relatively limited operations and completely acceptable methods to achieve power-political and territorial ends. To give an example of how it worked, we read time and again of kings or emperors continuing to deploy their armies, while at the same time hosting peace talks and negotiations, each victory or defeat in a local battle, strengthening or weakening their bargaining positions.

Discussions, negotiations, conferences and diets and assemblies, embassies and missions continued between all parties even while armed conflict broke out, was carried on, or suspended during truces.

The role of individual rulers

After the first 500 pages or so I realised I was becoming heartily sick of reading about the endless fighting over the same bits of territory, mainly because the little battles and squabbles come to seem utterly senseless. From the hundreds of separate micro-conflicts which made up the big ‘wars’, what came over most strongly to me was how many of them were driven by personal ambitions.

The entire social structure of the day was build around a fractious, rivalrous and competitive aristocracy who paid nominal homage to their king or emperor but who in reality were endlessly jostling for titles and land and possession. Apparently this was particularly true in France, with senior members of families related to the royal line (‘princes of the blood’) continually conspiring and politicking against each other (p.372).

The Holy Roman Empire was different and vastly more complex because it was made up of four major ‘states’, within which sat 40 or so duchies and princedoms, within which or alongside existed a large number of free cities and autonomous regions – from the very large to the very small, each with their own rulers and constitutions and parliaments or ‘Estates’, as they were called, their traditions and fiefs and privileges and customs and taxation systems, who were joined by a variety of links to the figure of the Emperor.

There were seven Electors, so-named because they were the electorate who chose each new emperor, being the archbishops of the imperial cities Mainz, Cologne and Trier, then the King of Bohemia, the Count Palatine of the Rhine, the Duke of Saxony, the Margrave of Brandenburg. There were fifty spiritual and 30 lay fiefs held by lords of princely rank and then some 200 lesser fiefs, and then 400 or so baronial and knightly families. There were 80 ‘free and imperial cities’. States which were large enough earned the right to attend the imperial Reichstag which was more of a consultative body than a parliament, where the emperor was meant to get his way through negotiation and concessions.

Everyone was competing against everyone else. Everyone wanted more land, more power, to expand their territory, seize new towns and ports and cities and bishoprics and titles and forests and land. And warfare offered a quick way of achieving these ambitions, not only for the rulers who owned armies but for their generals. A massive motivation for being a general in the army was that, if you were successful, you were rewarded with titles and land.

At a very high level the wars can be presented as conflicts between Protestants and Catholics, or between France and the Empire, or between Spain and the Dutch. But at the level Wilson describes, the conflict breaks down into scores of micro-conflicts between Electors and local rulers who had their eye on this or that piece of nearby territory, fighting or negotiating to acquire bishoprics or cities or control of fisheries or forests.

And when large states were defeated, the leader of the victorious forces (for example Gustavus Adolphus or Ferdinand, in the middle Swedish part of the war) was able to parcel out and award all the conquered territory to his successful generals and followers. Thus ‘ownership’ of land could pass through multiple hands which, of course, created an ever-expanding set of grievances and wishes for revenge or reconquest etc.

Seen from a really high level the war amounted to a succession of armies tramping across the same old territory, fighting each other to a standstill or dropping like flies from dysentery and plague, while ravaging the land around them, burning villages and towns, consuming all available food and ruining agricultural land and livestock, devastating the very territories their lords and masters were squabbling over like spoilt children. It is estimated that around a third of the Empire’s cultivable land had been abandoned by 1648 (p.802). Grain production didn’t return to 1618 levels until 1670 (p.806).

And this is what amounted to statecraft in early modern Europe. Endless rivalry and conflict, continually spilling over into ruinous wars.

Why is the Thirty Years War important?

Wilson explains why the Thirty Years War was and is important in his (relatively brief) introduction:

About 8 million people died in this huge, prolonged and devastating war. Many regions and cities of Germany didn’t recover for a hundred years.

The war occupies a place in German and Czech history similar to that of the civil wars in Britain, Spain and the United States, or the revolutions in France and Russia. A defining moment of national trauma that shaped how a country regards itself and its place in the world.

For most Germans the war came to symbolise national humiliation, and was blamed for retarding the economic, social and political development of the country, condemning Germany to 200 years of internal division and international impotence, until Bismarck began the process of German unification in the 1850s.

Wilson’s interpretations

Right at the start Wilson explains that his huge history has three big underlying aims which deliberately set it apart from most ‘traditional’ histories of the conflict:

1. Most accounts simplify the extraordinary complexity of the war. Wilson seeks to restore all of its complexity and the complex way it evolved out of, and interacted with, other parallel conflicts in the Europe of the time (notably the Spanish-Dutch war). But above all he wants to show how the central thread running through the war is their common relationship to the imperial constitution. The emperor wanted to secure peace in his Empire, to enforce the imperial constitution.

2. Thus Wilson wants to assert that the war was not a war of religion. It is true that the Emperor was a staunch Catholic and the Bohemian rebels, the king of Denmark and the king of Sweden were Protestants, and Protestant imperial states (notably the Palatinate and Saxony) allied with them. But Wilson wishes to emphasise that the primary causes were not religious but were – in his view – driven by conflicts over the rights and freedoms allowed the states by the imperial constitution, a constitution the Emperor Ferdinand II had sworn to uphold. Contemporaries rarely spke or wrote abour rarely about Protestants or Catholics – they spoke about Saxons or Bavarians or Swedes or Danes or French or Spanish troops. In Wilson’s view, the focus on Protestants and Catholics is a construction of 19th century historians who a) had their own religious culture wars to fight and b) sought to simplify the war’s complexity.

3. It was not inevitable. The Empire had been at peace after the 1555 Treaty of Augsburg, in fact the period from 1555 to 1618 was the longest period of peace Germany experience until after 1945. Meanwhile civil war raged in France and a bitter struggle in the Netherlands. So war was not inevitable and not the result of inevitable religious divisions. It was more the result of fortuitous and contingent events, starting with the decision taken by a small number of Bohemian aristocrats to rebel against imperial rule, which triggered a conflict in which some of the Protestant states (namely Saxony and the Palatinate) decided to take sides, before the king of Denmark made an unpredictable and personal decision to take advantage of the confusion in north Germany to try and expand his territory. And when the Danish venture had clearly failed, by 1629, the king of Sweden then decided to have a go himself, in order to seize north German territory and solidify his power in the Baltic.

None of these three events were inevitable, they were the contingent decisions of small groups of individuals, kings and their advisors, who decided to use warfare for the traditional goals of expanding their territories and power.

The deep historical context of the Thirty Years War

Wilson’s account doesn’t arrive at the outbreak of actual hostilities until page 269, nearly a third of the way into the book.

This is because, to understand a) why the war broke out b) why it spread c) why it became so horribly complicated – you need to have as full a grasp as possible of the history and complex constitution of the Holy Roman Empire, and of all the neighbouring countries which had an interest in what was happening in Central Europe.

This includes (going in clockwork direction) Spain, France, Britain, the Spanish Netherlands, the Dutch, Denmark, Sweden, Russia (Muscovy), Poland (the Commonwealth of Poland), Transylvania, Hungary, the Ottoman Empire, Serbia, Croatia, the Republic of Venice and various other Italian states, not least the Papacy, and Savoy.

Wilson gives us the deep history not only of the Holy Roman Empire itself, but of all these other countries, for each of them delving back into the 1500s, often into the 1400s, sometimes as far back as the 1300s, in order to explain the dynastic struggles, arranged marriages, land grabs and redistributions and wars which formed the mind-bogglingly complex web of political and military relations across the Europe by the start of the 17th century. (I think the earliest reference is to 1160, the year when the Hanseatic League was founded, page 176.)

The war was deeply bound up with the complex practices of inheritance, for example the routine appointment, in noble families, of younger sons as prince-bishops or prince-abbots, and the complexities of dynastic marriages between ruling families of different states and principalities.

The Holy Roman Emperors

I found the sequence of Holy Roman Emperors a little hard to follow, though on the face of it there’s a simple enough succession:

  • Rudolph II (1576-1612)
  • Matthias (1612-1619)
  • Ferdinand II (1619-1637)

Looks simple, doesn’t it, but Wilson places this trio and their reigns within the context of the vast Habsburg empire ruled by Charles V (1519-1556). Charles inherited extensive domains, including all of Spain and its new colonies in South America, Austria and territories scattered all across Germany, Hungary and Bohemia, in the Netherlands, and large chunks of Italy (e.g. Sicily and Naples). (Wilson gives an extended description of the growth of Spanish colonies in the New World, their use of slavery, and the importance of the silver trade, pp.116-121.)

It was Charles V who decided he had to divide this unwieldy entity into two massive parts (p.50), the Habsburg Partition of 1558. He gave Spain, the Netherlands and the New World to his son Philip II of Spain, and Austria and the Imperial territories of central Europe to his younger brother, the Emperor Ferdinand I (1556-1564).

Thus the creation of a Spanish branch and an Austrian branch of the Habsburgs or ‘family firm’.

But of course it was more complicated than that because 1. the Austrian emperor had numerous other titles, and these were awarded by a range of bodies within his scattered states, each with its own constitution and procedures. Thus the Austrian ruler was at the same time King of Bohemia, King of Hungary and Croatia. But he needed to be elected King of Germany by the seven electors (see the list, above). In general the next-in-line to the throne was elected while the current one was still alive, and received the honorary title ‘King of the Romans’ (a bit like our Prince of Wales).

Incidentally that title indicates the deeply held belief that the emperor was descended from the rules of ancient Rome and, like the later Roman emperors, carried the responsibility for the defence of all Christendom.

And 2. because the emperor was elected, this meant there were other candidates – although in practice this meant only other Habsburgs, in Ferdinand’s case, his brothers. Nonetheless these might be supported by various nations or special interest groups within the Empire because they thought this or that candidate would give them advantages and payoffs.

So as the Holy Roman Emperor who ruled just before the war broke out – Rudolf II – sank into madness or mania, his eventual successor Matthias had not only to face rival candidacies from his brothers Ernst, Maximilian and Albert, but found himself drawn into a prolonged conflict with Rudolf which lasted so long and was so destructive that it gained a name of its own, the Brothers’ Quarrel. As Wikipedia puts it:

The Brothers’ Quarrel was a conflict between Rudolf II, Holy Roman Emperor and his brother, Matthias in the early 17th century. Their other brothers – Maximilian III and Albert VII – and their cousins – especially Ferdinand II and Leopold V – were also deeply involved in their dispute. The family feud weakened the Habsburgs’ position and enabled the Estates of their realms to win widespread political and religious concessions.

Supporters and opponents in this intra-Habsburg rivalry came not only from within the Empire, but from the other wing of the Habsburg firm, in Spain, as well as a range of nations bordering the Empire. (So, for example, we find the King of Spain leaning on Matthias to make his older cousin, Ferdinand, his successor [which is what happened] in preference to the more unpredictable cousin, Leopold.)

So, even before he was elected, the Holy Roman Emperor had to have advanced political and diplomatic skills.

Early 17th century issues facing the Holy Roman Emperor

And when he finally did come to power, the Emperor faced a number of ongoing issues, which Wilson describes in detail, including:

  • the religious wars in France from 1562 to 1598, which the emperor had to be careful not to get involved in
  • the immense Eighty Years’ War or Dutch War of Independence (1568–1648), the revolt of the Seventeen Provinces of what are today the Netherlands, Belgium, and Luxembourg against Philip II of Spain, the sovereign of the Habsburg Netherlands – which frequently spilled over into north-western territories of the Empire
  • ongoing wars between Denmark and Sweden for primacy in the Baltic
  • the Time of Troubles, a period of anarchy, famine and civil war in Russia, 1598 to 1613
  • war between Poland and Russia
  • and, of course, the largest threat of all – from the Ottoman Empire, ‘the terror of Europe (p.76), whose power stretched into Hungary and which permanently threatened to invade up the Danube into the Austrian heartland itself. This threat has flared up most recently in the Long Turkish War or Thirteen Years’ War, fought over the Principalities of Wallachia, Transylvania and Moldavia from 1593 to 1606.

These were just some of the geopolitical issues which the Emperor inherited, continually having to assess which side, if any, to back in all these wars, and prevent physical or political damage to polities within the Empire. And that was before you get to the issues and conflicts bubbling away in the territories which he directly ruled.

In this high-level map of the European context, note:

  • how far into Europe the Ottoman Empire extended, pressing up through Hungary, and why Wallachia and Transylvania were important border states
  • Spain’s territory in Italy, and the south or Spanish Netherlands
  • the distinction between the Holy Roman Emperor’s inherited Austrian holdings (in pink) and the German states which he ruled over but which had independent princes, Electors, margraves and so on (in orange)

The Thirty Years War in its European context (source: International History blog)

The role of religion in the Thirty Years War

And then there was religion. The disaffected monk Martin Luther kicked off the Reformation in 1517. His reformed version of Christianity spread quickly through some parts of the empire, gaining princely converts who were able to protect the feisty monk and theological rebel.

Despite Catholic attempts to crush it in the 1520s and 30s, by the 1540s the existence of large populations and important leaders who had converted to the new religion quickly became a fact of life within the Empire, which was finally ratified in the Treaty of Augsburg in 1555.

But this new religious conflict was just the latest in a litany of conflicting histories, traditions, cultures and languages, constitutions and processes which differentiated and separated inhabitants of the 1,800 or so states which made up the Empire(!).

What distinguished religion was that religious belief struck home to the real core of a person’s identity and psychology; and that the more devout the believer, the more they considered religion a matter of life and death, not only for themselves but for the world. Wilson has a fascinating passage (pp.261-262) describing the rise of apocalyptic writings and end-of-the-world interpretations of Bible texts which, he thinks, were partly sparked by the economically disruptive change in Europe’s climate which we now refer to as the Mini Ice Age.

That said, Wilson goes out of his way to emphasis that religion wasn’t an inevitable cause of conflict, and describes in detail a number of religious clashes in the late 16th and early 17th centuries where rulers sought and achieved compromise and peace. Thus it’s true that a Protestant Union was set up in 1608 and a Catholic Liga in 1609, but by 1618 the Liga had been dissolved and the Union marginalised (p.239).

Religion – like other cultural differences – only becomes a problem if some people are determined to make it a problem, in either of two obvious ways, 1. as a cynical tool to gain advantage or power 2. because the trouble-makers genuinely believe that theirs is the Only Religion, and that their opponents are infidels, heretics, the Devil’s spawn etc.

Some leaders and some states were determined to use religion as a tool, namely the Protestant ruling class of the Palatinate, a fragmented territory in central and west Germany. For zealots like these the election of the devoutly Catholic Ferdinand II presented a threat.

But the Important Point to grasp is that, although all the successive Emperors were devout Catholics, they also had a good grasp of Realpolitik and so realised that they had to find peaceful accommodations and practice toleration for all their citizens. The emperors tried to hold the ring and contain and limit religious conflicts wherever they arose.

Another flaw with the argument that it was a religious war, is the fact that both ‘sides’ – the Catholic and Protestant ‘sides’ – were deeply divided among themselves, something Wilson explores in great detail (chapter 7), not only among themselves (there was a big gap between Lutherans and Calvinists), but also with their foreign sponsors or backers, e.g. Catholic Spain was at odds with Catholic France who, in 1635 went directly to war with the Catholic Emperor.

Thus Wilson opposes historians who see the war as an ‘inevitable’ result of the religious divide which ran through the Empire. He gives much more importance to the prolonged uncertainty about the Imperial Succession i.e. the Brother’s Quarrel, which pitted the ailing Rudolph against his likely successor Matthias (p.255 ff). In this prolonged struggle both sides conspired to weaken the other which, of course, merely weakened the Habsburg Dynasty as a whole, and handed more power to the Parliaments and Estates and other constitutional bodies which ran the Empire’s numerous constituent states, from big kingdoms like Bohemia and Hungary, through large German states like Saxony and Bavaria, down to the tiniest principalities.

Wilson sees the real cause of the war more in the wish of the states to consolidate the power they had wrested from a weakened Habsburg administration and, if possible, to opportunistically extend it.

Events leading up to the Thirty Years War

Having described this complicated situation in great detail, Wilson then describes a series of events which didn’t cause the war, but help to explain the attitudes and policies of the key players when the war broke out, including such little-known incidents as:

  • The Bocskai Revolt 1604-6
  • The Donauwörth Incident 1606
  • The Jülich-Cleves crisis 1609-10
  • The Uskok War 1615-17

There are others and with each one, I realised a) the complexity of European politics in the 17th century b) that I know nothing about it.

The defenestration of Prague 1618

The elite of upper-class Bohemian nobles (just to explain that Bohemia was for centuries the name of the territory which, in the 20th century, was renamed Czechoslovakia and then the Czech Republic) felt aggrieved by Imperial decisions and appointments. A small number of conspirators decided to take direct action and one evening stormed the castle in Prague and three a couple of Imperial representatives (and their servant) out the window of their state apartment and into the moat.

However the three men did not die, but limped away, were hidden and made good their escapes. This was a bad omen, for the rising of the Protestant Bohemian nobility which the conspirators were aiming for wasn’t as whole-hearted as they wishes and, although some of the Empire’s Protestant states joined their rebellion (Saxony and the Palatinate) most didn’t, wisely waiting the outcome of events.

Briefly, after two years of battles and skirmishes across Bohemia and beyond, the Bohemian rebellion was crushed at the decisive Battle of the White Mountain in November 1620 and Prague was occupied by Imperial forces.

However, the rebellious Protestant provinces of central Germany still had to be brought to heel and this took three more years. And that process was only just being wound up when King Christian of Denmark decided to invade, so inaugurating the second of the four main phases of the war listed above.

I don’t have anything like the time or space or energy to even summarise what happened next. For a detailed account read the Wikipedia article.

The Edict of Restitution 1629

So the really key turning points are:

  • 1618 start of the Bohemian rebellion
  • 1620 The Battle of the White Mountain, where the initial Bohemian rebellion was crushed
  • 1625 The entrance of Denmark under King Christian IV into the war
  • 1630 the entrance of Sweden under King Gustavus Adolphus

But there’s another one – the passage of the Edict of Restitution in 1629. Having defeated Denmark’s forces, the Emperor Ferdinand II felt in a strong enough position to impose the Edict of Restitution. This attempted to turn back all the changes in ownership of religious land and property which had taken place since the 1555 Peace of Augsburg. In the intervening years there had been a steady flow of archbishopric, churches, monasteries (‘the secularised archbishoprics of Bremen and Magdeburg, 12 bishoprics and over 100 religious houses’) which had been expropriated by Protestant princes and rulers. The Edict attempted to reverse all these changes.

The result in 1629 and 1630 was a great transfer of power and property away from the Protestants to the Catholics. Thousands of Protestants had to leave places they’d lived in for generations and flee to Protestant territory.

The Edict applied especially to north-eastern Germany where the Emperor’s writ had been weak for a century. Ferdinand appointed Imperial administrators to take over the secularised states and cities in a bid to re-establish Imperial authority in areas where his control had become weaker.

Apart from alienating a lot of Protestant opinion, the Edict had two consequences. In 1630 Frederick had to call a meeting of Electors to have his son, also named Ferdinand, elected King of the Romans i.e. emperor in waiting.

However, some of the Protestant Electors stayed away from the meeting in protest at the Edict and others demanded, in exchange for supporting his son, that the Emperor sack his hugely successful but contentious general, Wallenstein. Reluctantly, Ferdinand did so, a victory for the dissident Electors and Protestant faction – and evidence for Wilson’s central thesis, that the war was more tied up with the complexity of the Imperial constitution and Imperial power than with religion per se, i.e. the Emperor could never just do what he wanted, but always had to work through the Reichstag, the Electors, the Estates and so on, in an ever-changing web of complicated negotiations.

Anyway, the second result was that the Edict provided the figleaf the king of Sweden, Gustavus Adolphus, needed for undertaking his invasion of north Germany.

The role of Sweden

As a newcomer to this vast and tortuous history, it’s hard to avoid the fairly simple conclusion that most of the war was Sweden’s fault. The Bohemians, the Danes and many of the Protestant states had been fought to a standstill by 1630, and the war could have been ended. Gustavus Adolphus’s invasion of north Germany meant that the war continued for another eighteen years – and, from what I understand, it was these later years which were by far the most destructive.

So the entry-level questions, for me, are: 1. why did Gustavus invade, and 2. – more importantly – why did the Swedes stay on in Germany for sixteen years after Adolphus died in battle in November 1632?

There appear to be three answers to question 1. Because Gustavus saw the chaos in north Germany as a) an opportunity to seize territory there and b) to consolidate Swedish control of the Baltic (against rivals Poland and Russia). And c) he and his chancellor, Axel Oxenstierna, presented themselves as ‘Champions of Protestantism’, rescuing the Protestant German states threatened by the Emperor’s Edict of Restitution (cynically or sincerely, who can say?).

So much for question 1. But it seems to me that the biggest question about the whole war is: Why did the Swedes stay on for a further 16 years, causing epic destruction and ruination across vast swathes of central Europe? The war caused devastation across all central Europe, but the Swedish armies alone may have destroyed up to 2,000 castles, 18,000 villages, and 1,500 towns in Germany, one-third of all German towns! They presented themselves as the champions of the Protestant cause, but in the final months before peace, the Swedes attacked and pillaged the area around Protestant Prague. Surely they weren’t ‘saviours’ but great destroyers?

(Wilson confirms my two-part interpretation on page 719, where he explains that, from Ferdinand’s point of view, the war fell into two parts – 1. the initial Bohemian rebellion which triggered revolts among various other Protestant rulers in Germany (namely the Palatinate and Saxony) and which was finally concluded with the Peace of Lübeck and the Restitution Edict); and 2. the Swedish part, by far the longest and most ruinous part.)

Historical events alongside the Thirty Years War

Eighty years war Throughout the duration of the war, Spain was at war with the rebellious northern provinces of the Netherlands, although both sides managed to keep their conflict from the German war going on next door, even if there were localised incursions or aid, specially from the Protestant Dutch to some of the Protestant states.

British civil wars In 1639, rebellion by Presbyterian Scots led to the First Bishops War, which triggered the descent of Britain into what is variously called the British Civil Wars or the Wars of Three Kingdoms (or the Great Rebellion by contemporary Royalists). It is fascinating to learn that irritation at Charles I’s support for the Emperor led Sweden to send arms and some officers to support the Scottish rebellion. (And also to learn that so many Scots served in the Swedish army, sometimes for decades, and had built up a wealth of practical knowledge of modern warfare. Meaning that, when in 1639 they returned to their homeland they were able to help Scotland thrash England in both Bishops’ Wars, 1639 and 1640).

I was also fascinated to read about two rebellions Spain faced, which added to her long-running war with the Dutch and the conflict with France. These were the rebellions of Portugal and Catalonia.

Portugal The Portuguese rebelled in 1640, in what became known as the Portuguese Restoration War and lasted until 1668, eventually bringing an end to the union of the Spanish and Portuguese crown (the Iberian Union) and establishing the House of Braganza as Portugal’s new ruling dynasty, replacing the Spanish Habsburg who had ruled the country since 1581. It was a member of this ruling dynasty, Catherine of Braganza, who Charles II of Britain married in 1662, soon after his restoration, thus acquiring the territory of Tangiers, not much money, and a wife who proved incapable of bearing an heir, thus indirectly triggering the eventual overthrow of the Stuart dynasty.

Catalonia The Reapers’ War Catalan revolt sprang up spontaneously in May 1640, leading King Philip IV sent an army to suppress it, which sacked several Catalan towns before being defeated outside Barcelona. The French seized the opportunity to take the country of Roussillon from the Spanish and sent arms and soldiers to help the Catalans in exchange for which the Catalans half-heartedly accepted the French king Louis XIII as King of Catalonia. The rebellion dragged on until 1659 when it was wound up as part of the wider peace settlement between Spain and France (the Peace of the Pyrenees).

Brazil A small but fascinating sidelight is Wilson’s detailed account of the rivalry between the Dutch and the Portuguese in Brazil. Basically the Dutch in the 1630s confidently seized a lot of Portugal’s colonial holdings, but Portugal fought back, retaking most of the colony, leaving the Dutch to concentrate on their new colonies in the East Indies.

The Peace of Westphalia

One of the most fascinating aspects of the Thirty Year War was its conclusion, and the long peace conference which led up to the Treaty of Westphalia. Wilson makes the – to me – fascinating point that the peace conference invented the model of international negotiation which was consciously copied at all complex European peace negotiations ever since, at Utrecht in 1714, the Congress of Vienna in 1815, at the Versailles Conference in 1918-19 and which underpins the modern system reflected in the United Nations.

Early modern society was utterly drenched in the notion of hierarchy, starting with God at the top and moving down though his Son, to the angels, to the created world which had Christian kings at the top and their aristocrats, sharing top billing with the Pope and the top notables of the church on one wing, before finally reaching the urban bourgeoisie, and so on down to the peasants, squatting at the bottom. Then the animals.

In this hierarchical view, various nations of Europe fiercely competed to be Top Dog, which in their world meant being the Most Christian nation. It was a status claimed by Spain whose monarchs, after Ferdinand and Isabella had expelled the last Arabs in 1492, thus winning the title of Their Most Catholic Majesties – but also claimed by the Holy Roman Emperor who thought of himself as the Protector of all Christendom – while French kings tried to dignify themselves as the Arbiters of Christendom, and so on.

Certainly, there were lots of flunkeys and carriages and servants and grand display at the peace conference venues in the two Westphalian cities of Osnabrück and Münster. And yet, when it came down to negotiating, the various powers (chief among them the Emperor, Spain, France and Sweden, but also the Electors and other key German princes) were forced to acknowledge the interests and concerns of each other as free and independent entities.

In other words, through the long course of the negotiations (which began in 1643, and so lasted some five years) the conflicting parties were forced to abandon the Early Modern theory of Hierarchy, and adopt what we think of as the Modern Theory, that all nation states are free and independent, have absolute rights and interests and must be negotiated with as individuals.

The positive interpretation of Westphalia regards it as the birth of the modern international order based on sovereign states interacting (formally) as equals within a common secularised legal framework, regardless of size, power or internal configuration. (p.754)

The Emperor could no longer intimidate his dependent states with fine words and a big crown, but had to address their anxieties and requirements.

The final deal consisted of two treaties: the Peace of Osnabrück in which the Emperor settled all issues with Sweden and the states within the Empire, and the Peace of Münster, which settled outstanding issues with France, although carefully excluding the duchy of Lorraine which remained occupied by French troops (p.747).

Devastation and disease

The Thirty Years War became a byword for savagery and brutality even while it was going on. Contemporary accounts emphasised the burning and looting, raping and casual murders which infested the territory, and many artists captured this in disturbing visual form, such as the contemporary engravings of Jacques Callot.

Pillaging a house, plate 5 from the engraving series The Miseries and Misfortunes of War by Jacques Callot (1633)

(Other artists who documented the atrocities of war include Valentin Wagner, Rudolf Meyer and Pieter Snayers.)

But as you might expect, Wilson takes a sophisticatedly revisionist attitude to this as to every other aspect of the war. He labels the view that the war was an unmitigated catastrophe the ‘Disastrous War’ school of thinking, pointing out that different regions had widely differing experiences, which also varied over time. He takes a long cold look at the figures, pointing out all kinds of problems with contemporary records and definitions (for example ’cause of death’).

Nonetheless, it is clear that some regions of Germany saw a loss of 50% or more of their populations. There is agreement that some areas didn’t see a return to their 1618 population figures until 1710 or 1720 (p.795).

It used to be said that around a third of the total population of the Empire perished, but more recent figures revise this down. Still, to put it in context, Wilson points out that the Soviet Union is widely seen to have suffered extraordinary levels of death and devastation as a result of the 1942 Nazi invasion – yet fewer than 12% of the population perished. So even a ‘low’ estimate of 15% of the Empire perishing implies spectacular destruction.

But for me the standout insight is the usual one about almost any war, even into modern times:

Disease proved more potent than muskets, swords and cannon. (p.790)

And again:

The pattern of civilian deaths conforms the general picture of military casualties. Disease was the main killer. (p.792)

Human societies are very fragile things, often only just about able to provide food, clean water and sewage facilities for their existing populations. The second you start a war, and start displacing people, you interrupt the growth, harvesting and distribution of food and deprive people of clean water and sewage facilities. Within days populations begin to starve and become prey to waterborne diseases like typhoid and dysentery.

Human efforts are feeble compared to the forces of nature which are poised all around to massacre us as soon as we let our highly organised but fragile defences slip. This felt like a slightly eccentric minority view till the spring of this year. Hopefully now everyone can agree with it.

Anyway, the usual diseases of war (typhoid, dysentery) were compounded by plague, still a common disease and one which ravaged specific areas. Beyond the bounds of the war, large parts of Italy were decimated by plague in the 17th century, but troops of dirty soldiers traipsing all across the Empire brought it too, and some areas of Germany were laid low. As a tiny example, Wilson describes the town of Ingelfingen where 241 people died in 1634, of whom precisely 7 died during its violent capture but 163 died of plague. 20 times as many.

Although, even here, Wilson is cautious and careful, making the good point that a large number of these people might have died anyway, because plague recurred at ten-year periods throughout Europe. How many died of illnesses they would have got anyway, and how many died because the privations of living in a warzone made them susceptible? Contemporary records are not sophisticated to let us calculate.

Summary

I found this a very hard book to read.

Long

Partly because it’s long, very long – very, very long – and very detailed, so it is easy to put down, then pick up again and have completely forgotten where you were and who Maximilian, Frederick or the Elector Georg are, or which precise part of Germany their armies are tramping over and where they’re headed and why.

Writing about war requires special skills

Eventually I came to realise that Wilson doesn’t write about war very well. Max Hastings or Anthony Beevor manage the brilliant trick of giving a full and clear explanation of the high-level reasons for a war and the strategic changes and developments which develop as a result, alongside brutal eye-witness accounts which convey the fury and horror of individual battles. They clearly signpost key moments, key personalities and key decisions so that they stand out amid the endless sequence of events.

Not enough signposting of key events

Reluctantly, I came to the conclusion that Wilson can do neither. On page after page I found myself lost or confused as I read that Georg marched east to take the three main towns of Upper Saxony while Tilly was heading west to join up with the forces of Wallenstein who had recently seized the imperial cities of x, y and z. There are literally hundreds and hundreds of pages made up of prose like this.

The truce allowed Oxenstierna to move Lennart Tortensson and 9,700 men from Prussia. These troops began arriving in Pomerania in late October 1635 along with a morale-boosting delivery of new clothes for Banér’s ragged army. Tortennson’s units surprised Marazzino, prompting Johann Georg to fall back to protect Berlin in December, while Banér retook Werben and relieved Magdeburg in January 1636. The unpaid, hungry Saxons retreated to Halle. (p.578)

Maybe I’m dim, but by the end of that sentence I was thoroughly confused, and there are hundreds and hundreds of pages just like it.

Ferdinand regarded the third army of the Guelphs as already lost. He formally enfeoffed the elector of Cologne with Hildesheim on 22 August, and authorised Hatzfeldt to enforce this in October and compel the Guelph troops to join the imperial army. Piccolomini had already moved his 15,000 men from Luxembourg in September to assist. Duke Georg responded by tightening his mutual defence pact with Hessen-Kassel on 9 November, while Melander broke the Hessian truce to capture Bielenfeld. (p.617)

All these endless troop movements eventually blurred into one, and I lost any sense of why they were important, who their leaders were and where any of these places were. At first I thought it was me, but eventually concluded it is Wilson.

Suddenly out of the blue he’ll mention that all this marching has led up to one of the key battles of the war or marked some decisive turn — but there isn’t nearly enough scene-setting or signposting in the text. He doesn’t prepare us for the Big Events well enough, and then doesn’t bring out their consequences fully enough. I began to drown in the endless tide of detail.

When I did an apprenticeship in journalism, years ago, this was called ‘burying the lead’. If something Big happens you make sure it is flagged up with a headline and a clear statement of the main event at the top of the copy. The headline and the opening sentence grab you and convey the key information.

The most glaring example of Wilson’s failure to think or write dramatically is the following. The Emperor Ferdinand II was the leading figure of the war from his accession in 1619. He is mentioned on every page, it is he who makes key decisions large and small, appoints generals, sets strategy and negotiates with other states and rulers. Ferdinand is the dominating figure of the narrative and the war. And yet his death only casually mentioned in parentheses on page 586.

Archduke Ferdinand was duly elected as King of the Romans on 22 December 1636 (just in time, because his father died a month after the congress closed).

That’s it, that’s all you get on the passing of this gigantic figure, and then the tide of details flows on as if nothing had happened. There is no build-up, no lead-up to this signal event – not even any explanation what Ferdinand died from, no mention of a funeral, no summary of what he had achieved during his reign. It’s a quite astonishing dereliction of the historian’s responsibility to explain.

Same happens with two other massive figures, Cardinal Richelieu of France and the French King Louis XIII, whose deaths in 1642 are briefly mentioned in the same sentence before the text moves briskly on with no mention anywhere of their importance, what their goals were and whether they achieved them, their responsibility in the war. Nothing.

It is a staggeringly cavalier attitude, and a prime example of the way Wilson is not writing history in a way designed to engage you with individuals and personalities, to make the story exciting or gripping, but with other aims in mind.

Wilson’s revisionist intentions Part of the reason for this lack of good storytelling is that Wilson is more of an academic writer than Hastings or Beevor. You feel he is not setting down the welter of details in order to tell a good story, but because Wilson wants to make academic points. You begin to realise his primary motivation is overturning ‘traditional interpretations and asserting his revisionist account.

And you begin to recognise the moments when he does this as they all follow a similar template or formula – he writes that so-and-so event is usually interpreted as meaning x, but that he is going to reinterprets it as meaning y.

The general conclusion is that Wallenstein represented the last of the condottiere, or great mercenary captains who emerged in the Italian Renaissance. Such figures are thought to represent a transition in historical development as expedients employed by states until governments were capable of organising armies themselves. This is misleading. (p.542)

Or:

The war is customarily portrayed as entering its most destructive and meaningless phase after 1640, as it allegedly descended into ‘universal, anarchic and self-perpetuating violence.’ The development is often attributed to the deaths of the ‘great captains’ like Gustavus, Wallenstein and Bernhard, and is associated with the supposed internationalisation of the war… Much of this is a myth. (p.622)

In other words, for Wilson the text doesn’t exist as a dramatic story studded with key moments which represent massive historical and cultural turning points (like the Czech defeat at the Battle of the White Mountain or the death in battle of Gustavus Adolphus or the murder of the legendary Imperial general Wallenstein). These highly dramatic moments are almost peripheral to his real concern which is to take on the received ideas and interpretations of previous historians and to give key moments his own interpretation.

Thus in chapter 21, towards the end of the book, Wilson goes to great lengths to proves that, far from leaving the Empire a ‘hollow shell’, as many, especially 19th century critics of the treaty claimed, it in fact rejuvenated the Empire,

injected new life into its constitution and strengthened its political culture. (p.778)

But there’s another problem with this approach, beyond making the book lack narrative drive and consistently failing to signpost key moments so that the book ends up feeling like one damned thing after another for 850 pages of dense and detailed text.

This problem is that, to really get the most out of his new takes on old issues – to really understand how Wilson is upending traditional interpretations and giving new readings and slants on well-known events, people or policies – you have to know what the traditional interpretations are.

You have to have a good grasp on how historians have traditionally interpreted, say, Wallenstein’s character or Gustavus Adolphus’s motives, in order to really appreciate how Wilson is giving them a new interpretation, but the feeling that this would help your understanding of what Wilson is trying to do adds to the levels of complexity and slight anxiety I experienced reading his book.

This is, quite simply, asking too much of the average reader – that they should have a detailed enough knowledge of the traditional picture of the Thirty Years War in order to appreciate Wilson’s innovations and new readings.

Wilson’s interest in the finances of the war Just a mention that Wilson’s book is very, very thorough about the financial aspects of the war. He devotes a great deal of space to the ongoing financial tribulations of the Emperor, and the kings of Spain, France, Denmark and Sweden. He explains how they all had to borrow to finance the war, and then were reduced to various extreme expedients, raising taxes, extorting money from conquered territories, looting gold and silver, squeezing Jewish financiers, a whole range of desperate measures, to pay the money back, and often never did.

Towards the end of the book he has a fascinating passage about the so-called ‘Kipper and Wipper’ hyperinflation which afflicted the Empire as states debased their currencies to pay for the exorbitant costs of war, which itself mostly meant paying the wages of the huge numbers of mercenary troops employed by both sides (pp.795-798).

Included in this theme is the fascinating fact, which I knew from other sources but still blows my mind, that although Spain was extracting huge amounts of silver from its mines in the New World (working to death slave labour populations of local Indians and then importing African slaves to carry out the work) it still managed to go bankrupt repeatedly throughout the later 16th and most of the 17th century. Basically, the Spanish Empire wasted all that treasure and more, on its stupid, futile wars, chief of which was trying to suppress the Protestant Dutch for 80 years. An epic example of historic futility.

Back with Wilson’s focus on finances, his summary of the Westphalia settlement includes a detailed consideration of the demobilisation of the troops of all sides stationed in garrisons, castles and cities all over the empire, and the cost of demobilisation. Peace treaties of the time usually included a so-called ‘satisfaction’ money i.e. money given by the loser to the victor to pay off his armies. Earlier in the book, Wilson explained the fascinating fact that it was often difficult to end local conflicts and even entire wars, because armies refused to be demobilised until they were paid.

This book contains an astonishing amount of information and shows an encyclopedic knowledge of the myriad of issues and subjects involved in the history of the period.

Lack of maps Finally, it is a scandal that an 850-page-long book about the most complicated conflict in European history has precisely one map. And quite early on I realised that many places mentioned in the text aren’t even on it. This made it difficult-to-impossible to understand page after page after page of the text which describes this army marching from x to y via the river z, and meeting up with the army of p near the town of m not far from the lake of c — if none of these places are indicated on the book’s one and only map.

Of course, you can try googling all these placenames and, sure enough, find the places on Google Maps (although sometimes the names have changed and it takes a while of checking and double checking to be sure you’ve got the right one). But of course Google Maps doesn’t show the way the territory looked in the 17th century, nor does it show you the route of the complicated army manoeuvres you’ve just read about, or where the armies camped or set up and fought, or anything that you really need to see in order to understand the text.

The complete impossibility of establishing where half the things Wilson was describing were taking place was another big reason why the text eventually became a blur of similar-sounding names and places which became impossible to keep track of.

Conclusion

This book is an awe-inspiring achievement. To have reviewed so much material, to have consulted so many sources, in so many languages, in so many libraries, and to have mastered the early modern history of almost all European countries, and not least the terrifying complexity of the Holy Roman Empire and the complex web of power structures whose failure helped to trigger the war – and then to set it all down into an enormous, lucid, calm, reasonable, well-judged and balanced account like this is an awesome, almost a supernatural achievement.

Nonetheless, my conclusion would be that you should only consider reading this book if you want a really, really, really detailed account of the minutiae of the Thirty Years War, complete with academic reassessments of received historical opinions, and stripped of almost all excitement, drama and interest.

For most normal people, reading the Wikipedia article about the war (and all the related conflicts and key figures) will be more than they’ll ever need to know.

Video

Here’s a video of Peter H. Wilson himself delivering a lecture about the war. The main thing that comes over in this lecture which isn’t obvious from his book, is his simple explanation of why the war lasted so long – which is that both the Dutch and the French wanted to prevent it ending – for if it ended, the Austrian Habsburgs would be in a position to fully support their Spanish cousins to finally defeat the Dutch rebels.

Obviously the Dutch didn’t want this to happen, but neither did the French who were worried about being surrounded by Habsburgs to the south, east and north – and so first the Dutch and then, increasingly, the French, subsidised first the Danish intervention, and then the longer-lasting Swedish invasion of the empire, and then finally, the French themselves became directly involved in the war in 1635.


Appendix: Where does the word ‘Protestant’ come from?

A ‘diet’ or imperial conference was convened at the city of Speyer, in Germany in 1529. Its aims were:

  1. organising the German states to deal with renewed Ottoman Turkish attacks in Hungary
  2. to settle the religious question

The Holy Roman Emperor Charles V, himself a devout Catholic, was prepared to take a conciliatory approach to the Empire’s princes and dukes who had converted to the new ‘reformed’ religion of Martin Luther. But the diet was managed by his brother Ferdinand who took a harsher, non-negotiable line. He condemned all those princes who had interpreted a previous diet held at Speyer just three years earlier as allowing them to choose what religion was practiced in their states. No, they couldn’t, Ferdinand said. On the contrary, Ferdinand ordered that all states within the Empire must follow Catholicism, that all church reforms must be scrapped, and that any further reform was punishable by death. The Lutherans’ lives were to be spared, but more radical reformers like Zwinglians and Anabaptists were simply to be executed out of hand. Ferdinand and the Catholic rulers present – the majority – voted for these proposals.

The Lutheran members of the Diet (namely the rulers of Saxony, Brandenburg, Braunschweig-Luneburg, Hesse, Anhalt and the representatives of fourteen imperial cities) entered a formal protest against the decision and appealed to the Emperor Charles V (who had not attended the diet) to reverse its dictates.

Their protest against the harsh results of the second Diet of Speyer led to them becoming known as the protestors or the Protestants and the name became attached to all followers of reformed religion, whatever their precise thrology or practice.

The Art of the Northern Renaissance by Craig Harbison (1995)

The period covered is 1400 to 1600.

‘Northern’ means north-west of the Alps, excluding Eastern Europe which had its own development, and Spain, ditto. So it includes the many different little German medieval states, France, but especially the northern part of the Duchy of Burgundy (modern-day Netherlands and Belgium). In these rich northern cities the wealth from the wool and textile trade created patrons who wanted paintings of themselves, decorations for their houses, but especially grand altarpieces for the big churches they built.

The Renaissance in Italy was closely linked to a rebirth of interest in classical statuary, architecture and literature, examples of which lay all around its Italian artists. This revival of learning led to new experiments in building in the pure classical style, to the introduction of mathematically precise perspective in painting, along with unprecedented anatomical accuracy in the human form. The paintings, like the architecture, were big, grand, monumental. At its peak, think of St Peter’s Basilica in the Vatican. Many Renaissance paintings are vast and use classical architectural features to emphasise their monumentality and to bring out the artist’s clever knowledge of perspective. I often find this art sterile.

By contrast, northern art is more continuous with the medieval art which preceded it. Curly Gothic architecture continues to provide its frame of reference and design. The figures often still have the elongated, willowy S-shape of medieval statuary rather than the new, muscular bodies being pioneered in Italy by the likes of Michelangelo et al. Harbison says that northern art of the 15th century is in many ways a transfer of late-medieval innovations in manuscript illustration to the public spaces of altarpieces, painted boards and frescos.

What I love northern art for is:

  1. its more flattened, less perspective-obsessed images allow for the surface of the work to be covered by gorgeous decorative schemes, particularly sumptuous fabrics and carpets
  2. it is always teeming with life – there are always tiny figures in the distance riding into a wood or firing a crossbow – every time you look you notice something else
  3. the faces – the people in northern art have much more rugged individuality than in Italian art – another way of saying this is that they are often plain and sometimes positively ugly in a way few Renaissance portraits are

As an example of gorgeousness of decorative design, I suggest Virgin among virgins in the rose garden by the unknown artist known from one of his other works as the Master of the St Lucy Legend.

There’s perspective of a sort, in that the wooden pergola covered with climbing roses creates a proscenium arch through which we can see an idealised version of the city of Bruges in the middle distance. But the overall affect of the foreground is more flat than in an Italian work. This brings out the wonderful detail of every leaf and petal of the dense rose hedge behind the characters; and emphasises the decorative layout of those figures, two on either side of the Virgin and in similar poses but with enough variation to please the eye. It allows the eye to rest on the sumptuous gold dress of St Ursula sitting left and contrast it with the plain white dress of St Cecilia sitting right. As to my ‘teeming with life’ point, I love the tiny figures of the two horse riders departing the city in the distance. In this work, I admit, the faces lack the individuality I mentioned, but I like this kind of demure medieval oval facial style.

Harbison contrasts this northern work with a contemporary Italian work, Madonna and child with saints by Domenico Veneziano (c.1445)

For me, all the human figures are dwarfed and subordinated to the ruthless application of the new knowledge of mathematical perspective. I find all those interlocking pillars and arches exhausting. And, ironically, somehow for me this does not give the image the desired depth of field but makes it appear flat and cluttered. The orange trees peeping up over the back wall don’t make up for the clinical sterility of the architectural setting. And although the human figures are obviously individualised and their clothes, the folds of their cloaks and gowns, are done with fine accuracy, these aren’t enough to overcome what I see as the overall flat, arid, washed-out and sterile effect.

As Harbison puts it:

In place of the clear, open, even and often symmetrical Italian representation, northerners envisioned subtly modulated, veiling and revealing light effects, intriguing nooks and crannies, enclosed worlds of privacy and preciousness. (p.35)

As an exemplar of this Harbison gives Rogier van der Weyden’s wonderful three-part St John Altarpiece (1450 to 1460).

The dominant feature in all three scenes in this altarpiece is obviously the Gothic arch. (These repay study by themselves, with a different set of saints and small scenes depicted on each of the three arches.) The three main scenes depict, from left to right, the presentation of the newborn John the Baptist to his father; John the Baptist baptising Jesus; and then John’s head being chopped off and given to Salome.

The figures are given quite a lot of individuation, especially the balding executioner with his stockings half fallen down which gives a bizarrely homely touch. But the foreground scenes are really only part of the composition. Equal emphasis is given to the detailed backgrounds of all three. Perspective is used, but not ruthlessly – with enough poetic license to allow the backgrounds to be raised, tilted upwards, so we can see and savour them better.

In the left panel St Elizabeth being tucked into bed (a typically homely northern detail) is good, but better is the deep landscape behind Jesus in the central panel, with its church perched on cliffs on the right in the middle distance and city on a cliff in the remote distance left. But best of all is the right-hand panel, where our eye is drawn by the steps and tiled floors of King Herod’s palace, complete with a lounger staring out a window, a bored dog lying near the table where courtiers appear to be feasting.

And, as always, at the very bottom, in the corners, the humble, everyday, weedy flowers of northern Europe which I love so much.

The St John Altarpiece is a prime example of the richness of detail which characterises northern art and makes it – to me – so much more enjoyable, homely, decorative and domestic – funny, even, with its wealth of humanist touches.

The Art of the Northern Renaissance

The book is divided into four parts addressing different topics:

  1. Realism
  2. Physical production & original location
  3. Religious behaviour and ideals
  4. Italy and the North.

Within these there are 35 separate sections addressing issues like ‘artist and patron’, ‘manuscript illumination’, ‘the production of a panel painting’, ‘the pilgrimage’, ‘landscape imagery’, ‘the naked body’, and so on. From these sections we we learn lots of detail about specific areas of medieval life and their depiction, but nothing which affects the basic thesis that at the core of northern art is, as Harbison puts it, ‘a love of detailed description’.

It is as if one is always catching sight of something out of the corner of the eye. The ideal is not simple harmony but complex polyphony. (p.39)

Northern art is fragmentary, interested in detail. Italian art is more unified, classical and spare. Take this masterpiece by Rogier van der Weyden.

For a start it was a north European convention to depict the Deposition within an architectural frame (see The descent from the cross by the Master of the Bartholomew altarpiece) which gives it a kind of continuity with the Gothic architecture of the church where it is located.

I love everything about this painting, the cleverness with which ten human figures are composed so as to make a polyphony without excessive artifice; the colour of the clothes e.g. the olive green and high cord of the woman holding the fainting Mary, the sumptuous fur-lined cloak of the rich burgher (Nicodemus) on the right. Harbison points out the detail of Christ’s pierced bloody hand hanging parallel to the Virgin’s long white hand, providing a powerful and moving real and symbolic contrast.

And, as always, I love the flowers in the foreground – is that yarrow at bottom left and herb bennet at bottom right? Harbison gives a detailed analysis of another northern masterpiece:

The detail of daily life, the sense of real people in an actual community, is what I love about this art: the unashamed flat-faced ugliness of the three shepherds, the (married?) couple standing by the gate in the background beside the shepherds; the wrinkled face and hands of old Joseph praying on the left.

As always, flowers in the foreground, here the highly symbolic lilies and irises (symbolising the passion), columbine (representing the Holy Spirit) and three small dark red carnations symbolising the nails of the cross.

Harbison makes the interesting point that the shadows of the two vases fall sharply to the right as if the floor of the stable (incongruously tiled) is almost flat; whereas, somehow behind the sheaf of wheat the floor suddenly tips upwards, presenting a much more flattened surface than strict perspective would suggest – which is then ‘decorated’ with the various figures. There are perspective points in it, but the painting ignores a strict rule of perspective in order to create a more effective, colourful and ‘rhythmic’ composition.

Top artists of the northern renaissance

If I summarised every one of Harbison’s analyses this post would be as long as the book. Instead here’s a quick overview of the key players and some major works:

Early Netherlands masters

Robert Campin (1375 to 1444) ‘the first great master of Flemish painting’.

  • The wonderful Seilern Tryptich can be seen at the Courtauld Gallery in London. I love the gesture of the angel on the right, in the central panel, wiping the tears from his eye in such a naturalistic manner, and the phenomenal detailing of the grass and flowers, as well as the intricacy of the briar hedge on the right panel.
  • The Portrait of St Veronica is an astonishingly sumptuous, rich and detailed work.
  • His A man and a woman, two paired works, have to be seen to be believed. They are, for me, the best things in the National Gallery’s Renaissance wing. People. Real people.

Jan van Eyck (c. 1390 to 1441) The most famous of the early Flemish masters.

  • The scale, varied composition and sumptuous detailing of the Ghent Altarpiece (1432)
  • Look at the incredible detail of the Virgin Mary in the Ghent Altarpiece; obviously we are meant to be dazzled by the many jewels in her dress, but I also notice fine details like the folds of flesh at her wrist.
  • The wonderful naturalism of Portrait of a Man with a Blue Chaperon (1430 to 1433)

Rogier van der Weyden (1400 to 1464) – ‘the most influential Northern painter of the 15th century’

Hans Memling (c. 1430 to 1494) all of whose madonnas have the same oval, high-browed, smooth white face. It’s a slightly acquired taste, but I’ve come to like them. I like his grace and gentleness.

The weird

From the generation following the deaths of these early fathers of Netherlands painting comes the one-off genius of Hieronymus Bosch.

Hieronymus Bosch (c. 1450 to 1516) The religious triptych was the most common format of painting in this period, and Bosch produced at least sixteen, of which eight are fully intact, and another five in fragments. The most famous is the weird and wonderful Garden of earthly delights. No one has adequately explained where his bizarre fantasies came from.

The Germans

I find the Germans a lot less pleasing than the Flemish or French painters of this period. They lack grace and delicacy. Their depictions of the human body, especially of the crucified Christ, seem to me unnecessarily brutal. Albrecht Dürer is meant to be the great genius but I like hardly anything that he did.

Matthias Grünewald (c. 1470 to 1528) A really dislikeable artist, only ten paintings by him survive.

  • Large Crucifixion (1523 to 1525) In colour, composition and design, in the faces, clothes and poses of the two mourners, but overwhelmingly in the pitted, tortured, badly drawn and clumsily cruel depiction of Christ, this is surely a terrible painting.

Albrecht Dürer (1471 to 1528) All his portraits are distinctive enough, but lack grace, are knobbly. They are technically finished but feel crude. I much prefer his drawings and watercolours.

Lucas Cranach the Elder (c. 1472 to 1553). Cranach’s paintings have that German crankiness, an uncomfortable angularity of body – and all his faces have the same slitty eyes, witness this portrait of his friend, Martin Luther, who he painted many times.

That said there is something nonetheless appealing about his slant-eyed people with their late-medieval drooping posture, and especially in the medieval, heraldic posture of his animals:

After the Reformation

The Reformation forms a watershed halfway through the period 1400 to 1600, usually dated with great specificness to 31 October 1517, when the monk Martin Luther sent 95 theses systematically attacking Roman Catholic theology to his superior, the archbishop of Mainz. His arguments became a rallying cry and focus of decades of growing discontent with the corruption and over-complex theology of the Catholic church. His ideas spread quickly and were taken up by other theologians, who were often protected by German princes who had their own secular reasons for rejecting Papal authority, until it had become an unstoppable theological and social movement.

In artistic terms the Reformation’s rejection of the grandeur of Roman Catholic theology and the authority of the super-rich Papacy played to the strengths of the northern artists, who already produced an art often characterised by its relative smallness and intimacy.

Harbison very usefully brings out the fact that fifteenth century art was so dominated by images of the Madonna seated holding the Christ child because such a static image encouraged silent devotion and meditation – in contrast with the more dynamic and emotionally upsetting images of the Crucifixion and Resurrection.

He points out how the corruption of the official church had already alienated many Christians from public worship and created through the 15th century a cult of private devotion. It was onto this fertile ground that the anti-establishment teachings of Luther and his followers fell, and proved so fruitful.

Thus Reformation theology tended to foreground personal piety, meditation and reflection – moving away from bravura displays of big ostentatious public ritual. And so while the Counter-Reformation in Italy (the theological and artistic reaction against the northern Reformation) was marked by the increasing ornateness and vast, heavy, luxury of the Baroque in art and architecture, in northern Europe – although Christian subjects continued as ever – there was also a growth in depictions of ‘ordinary life’, in domestic portraits and still lifes.

It was during the post-Reformation 16th century that landscapes and still lifes came into existence as genres in their own right.

Quentin Matsys

A figure who straddles the pre- and post-Reformation era is Quentin Matsys (1466–1530) (also spelt Massys) founder of the Antwerp school of painting. His mature work dates from the period of the High Renaissance (1490s to 1527) but is the extreme opposite of the vast panoramas of human history being painted in the Vatican (the Sistine Chapel, the Raphael Stanza). Instead, Massys typifies for me the virtues of northern painting, with its small-scale atmosphere of domesticity, its focus on real, living people – not the Prophets and Philosophers of Michelangelo and Raphael – and its portraits not of heroic archetypes, but of plain ordinary and, sometimes, ugly people.

Quentin Matsys (1466 to 1530)

Pieter Bruegel the Elder

This increasing valuing of secular life is one way of explaining the rise of the genre of ‘peasant paintings’, which was, apparently, more or less founded by the teeming peasant panoramas of the wonderful Pieter Bruegel the Elder.

Pieter Bruegel the Elder (c. 1525/1530 to 1569) Growing up in a post-Reformation northern Europe, Bruegel’s paintings are quintessential images of daily peasant life, vistas of the late medieval scene crammed with incident and character. I’m attracted to cartoons and there’s no denying that much Bruegel has a comic cartoon element.

Hans Holbein the younger

The northern Reformation was suspicious of religious imagery. In many places it was stripped out of churches and burned; in others merely covered up. Certainly the market for grand altarpieces collapsed, and the period saw a rise in other more specialised subjects. Critics from centuries later define these as genre paintings.

Portraits also became more secular and more frequent, a trend which produced one of the most wonderful portraitists of all time, Hans Holbein the Younger.

Hans Holbein the Younger (c. 1497 to 1543) Holbein’s portraits from the court of Henry VIII are surely the most brilliantly realistic of any painter ever.

Technique

Harbison explains a lot about the technicality of northern Renaissance painting. Some of the most notable learnings for me were:

Panel painting

Almost all northern renaissance artworks were painted on wooden panels, ‘panel paintings’ as they’re called. It wasn’t until the 17th century that prepared canvas became the surface of choice for artists. Some works were painted on linen but almost all of these have been lost. A small number were painted directly onto metal and some onto slate.

The rise of oil painting

Most 15th century paintings were made with tempera. Tempera, also known as egg tempera, is a permanent, fast-drying painting medium consisting of coloured pigments mixed with a water-soluble binder medium, usually egg yolk. Tempera also refers to the paintings done in this medium. But as the 1400s progressed, northern artists experimented with using oil as the binding material – first mixing colour pigment with oil then applying it to prepared surfaces.

Most of these new ‘oil’ paintings were built up from multiple layers. This required paintings to be put to one side for weeks at a time to fully dry before the next level could be done – a repetitive process which explains the incredibly deep, rich and luminous colours you see in these works.

Most Renaissance sources credited the northern European painters of the 15th century, and Jan van Eyck in particular, with the ‘invention’ of painting with oil media on wood panel supports (‘support’ is the technical term for the underlying backing of a painting). There is ongoing debate about where precisely it originated but it was definitely a northern invention which headed south into Italy.

Destruction and loss

The vast majority of European art has been lost.

  • Much of it was created for ephemeral purposes in the first place – for ceremonies, processions, pageants or plays – and thrown away once the occasion had passed.
  • Thus, much effort and creativity was expended painting on fabrics, such as linen or flags, on backdrops and sets and panels, which have rotted and disappeared.
  • Huge numbers of paintings in the churches of northern Europe were lost forever when they were painted over with whitewash during the Reformation. Outbreaks of popular or state-sanctioned iconoclasm also saw the systematic destruction of statues, wooden tracery and decorative features – all defaced or thrown out and burned in the decades after 1520.
  • Successive wars wreaked local havoc, destroying in particular castles which would have held collections of art sponsored by rich aristocrats. As an example, only ten paintings and thirty-five drawings survive of the entire life’s work of Matthias Grünewald – ‘many others were lost at sea in the Baltic on their way to Sweden as war booty’.
  • The destruction of the Great War – epitomised by the German army’s deliberate burning of the manuscript library at Louvain – was essentially localised to north-west Europe.
  • But the destruction of the second World War ranged all across Europe, deep into Russia and involved the destruction of countless churches, galleries, museums, libraries, stately homes, castles and chateaux where art works could be stored. Dresden. Hamburg. Monte Cassino. The loss was immense.

It’s always worth remembering that the comfortable lives we live now actually take place amid the ruins of an almost incomprehensibly destructive series of wars, religious spasms and conflagrations, and that the art we view in the hushed environments of art galleries is not an accurate reflection of what was painted and created in Europe, but are the scattered remnants and lucky survivors from a continent of incessant destruction and artistic holocaust.


Where to see some Northern Renaissance art

You can see some masterpieces from this period for free in the Sainsbury Wing of the National Gallery (in London):

You can see the fabulous Seilern Triptych by Robert Campin in room 1 of the Courtauld Gallery, off the Strand, which currently costs £7 admission price, but is worth it for the stunning collection of masterpieces from these medieval pieces through the French post-Impressionists.

Other medieval reviews

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