The legacies of Rome

At the start of Mary Beard’s comprehensive but pedestrian history of ancient Rome she gives some examples of the ‘legacy’ of Rome as reasons why people should know more about ancient Rome and read her book. I critiqued her reasons for being arbitrary, superficial and not really justifying her case. Nonetheless it does broach an interesting subject: just what should be included in the legacies left by Ancient Rome to later ages and the present day? Over the week it took to read Beard’s book, I began to make a list of aspects of the legacy of Rome which live on in the modern world. Can you add any more to my list?

Roman Catholicism, the religion of power

Surely the biggest legacy is the Roman Catholic church, founded and spread across the eastern Mediterranean but given its definitive organisational and liturgical form after it was decriminalised by the Emperor Constantine in 313 and then made the official state religion of the empire by the emperor Theodosius I in 380.

The language of the Latin Mass, Christian theology and practices, and the organisational structure of the church, which dominated the religious lives of everyone in the West till the Reformation, and still dominate Western Catholics and huge numbers of peoples living in countries colonised by Catholic Spain and Portugal to this day.

Apparently there are some 1.34 billion Catholics in the world today. Their spiritual lives, personalities and imaginations are shaped by concepts and terms crystallised in the series of church councils supervised by the Roman authorities, by a hierarchy based in Rome, almost every detail of which is based on Roman words for officials. Pope. Saint (‘sanctus’). Vatican. Mass. ‘Deus’ (Latin for God) used in countless phrases.

Moral exemplars and great lives

From the Middle Ages through to the Enlightenment it was possible to argue that Latin was the universal language of scholarship, of philosophy, science and law. As part of the rise of nationalism in the nineteenth century, and the promotion by various national groups of their national languages, this became steadily less and less true. It was possible to argue that the study of Latin disciplined the mind.

But modern justifications for studying Latin tend to overlook three aspects of the content of Latin literature:

  • the supposedly moral teachings embedded in Latin literature
  • examples of characters from literature
  • examples of characters from history

The moral teachings are straightforward. Roman moralists explicitly praised honesty, civic duty and heroism. Similarly, most Roman literature is moralistic in the sense that it embodies these values, it shows how true heroes followed their sense of duty and patriotism, maybe the most obvious example being Aeneas who turns his back on the chance of true love with Dido of Carthage in order to obey the orders of the gods, sail to Italy and found the predecessor of Rome.

But there are also the non-fictional real people from Roman history. A lot of figures from Roman history were used as examples of (mostly heroic) behaviour to later generations. The Romans themselves began this tradition, projecting back onto 5th and 4th century figures the stern devotion to civic duty they valued in their own 1st century society. But many of these figures continued to play a role in literary, philosophical, moral and political debates for centuries after the fall of Rome.

The story of Horatio holding the bridge single-handed against the Gauls is a typical example of straightforward patriotic heroism, which schoolboys from Cicero’s time down to the present day are taught to emulate. There are other Roman heroes, for example Lucius Quinctius Cincinnatus, a legendary 5th century character, who was chosen to save Rome when it was threatened by neighbouring tribes and, once they had been defeated, retired back to his modest life on a farm (in a year traditionally dated 458 BC).

The early years of the French Revolution were packed with the imagery of Republican Rome, with paintings, frescos, badges and mottos of the families who overthrew the last Roman King, Tarquin the Arrogant, and of heroes of republican virtue.

More complex are what you might call the ‘debatable’ figures, huge and impressive figures from the historic era whose lives and fates became examples and talking points to later generations. The most obvious example is Julius Caesar: was he a military genius set to save the republic from civil war or was he poised to become an autocratic dictator? Were the assassins right to murder him?

Beginning during the Roman period itself and for the subsequent 2,000 years, Roman historical figures  have been used as guides to contemporary behaviour and politics all across the developed world.

Latin, the language of power

Throughout the middle ages and Renaissance, Latin was the language of scholarship and intellectual authority. I’m not sure exactly when that can be said to have come to an end (during the eighteenth century?)

Scholarly works on any subject are no longer written in Latin as they were in the 17th and 18th centuries. But academics, journalists and other types of authors still signal their superior education (and, by implication, superior wisdom) by deploying Latin tags, little phrases which signal membership of, or exclusion from, the club of the well educated. Wikipedia has a comprehensive list of Latin tags which is intimidatingly long. More fun is this list of 50 common Latin tags. But a few points emerge from reading both, which is the different types of tag, depending on source and context.

Latin quotes

‘Veni, vidi, vici’ is just a famous quote, comparable to ‘We shall fight them on the beaches’.

Latin terms from philosophy

Philosophy and the law, two of the most conservative subject areas, still use Latin to name key concepts. Thus ‘ad hominem’ is a technical term from philosophy, describing a particular type of argument (in this case meaning, ‘at the man’, meaning it’s an attack on the speaker not their argument). Here’s a handy list of philosophical fallacies which all have Latin names.

Legal Latin

And, of course, the Law is packed with legal jargon, much of which, to this day, remains in Latin, the language of power – see this list of Latin legal terms. Forbiddingly long, isn’t it?

Latin mottos

Countless hundreds of thousands of business and organisations around the world adopt Latin mottos because it makes them sound smart. It is a tiny contribution to their authority, to their reason for existing. Members of organisations can be rallied round mottos as much as around flags or brands. If you search the list of Latin phrases for ‘motto’ (click control and f, then type motto into the search box) you get 659 results. At the end of my road where I grew up was a memorial to the Royal Air Force so I read ‘per ardua ad astra’ (‘through adversity to the stars’) every day to and from school. ‘E pluribus unum’ (‘out of many, one’) is on most American coins and bank notes.

Winnie the Pooh loquitur latine (speaks Latin)

This meme from the Mondly web page instantly indicates why people like using Latin tags. Swank , defined as ‘behaviour, talk, or display intended to impress others’.

Comic meme indicating how using a Latin tag is a cheap way to impress (source: Mondly.com)

English words derived from Latin

A staggeringly high number.

About 80 percent of the entries in any English dictionary are borrowed, mainly from Latin. Over 60 percent of all English words have Greek or Latin roots. In the vocabulary of the sciences and technology, the figure rises to over 90 percent. About 10 percent of the Latin vocabulary has found its way directly into English without an intermediary (usually French). (Dictionary.com)

Latin discrimination

There’s a handy Wikipedia article about the Latin influence in English. It ends with a section explaining the thesis that familiarity with longer Latinate words associated with education and the professions and a range of specialisms gives children confident in reading and handling these kinds of words a measurable educational advantage.

David Corson in The Lexical Bar (1985) defended the thesis that academic English, due to its large portion of Greco-Latinate words, explains the difficulties of working class children in the educational system. When exposed at home mainly to colloquial English (the easier, shorter, Anglo-Saxon words), the differences with children who have more access to academic words (longer, more difficult, Greco-Latinate) tend not to become less by education but worse, impeding their access to academic or social careers.

Romance languages derive from Latin

Apparently, some 900 million people speak a Romance language, being Spanish (543 million), Portuguese (258 million), French (267 million), Italian (68 million), and Romanian (24 million). Regional Romance languages also exist, including Catalan, Occitan and Sardinian.

The ideas, words, phrases and concepts these people use to identify themselves and operate in the world derive from the language of a small town in central Italy.

Roman architecture of power

The United States Capitol

Nations round the developed world adopted the architectural language of power perfected by the Romans. Sure it was copied from the ancient Greeks, but the enormous reach of the Roman Empire a) brought a consistency of look and design b) spread it from Carlisle to Egypt. It has been used to make politicians feel powerful and important and to intimidate populations since we regained the ability to build such imposing edifices i.e. the last 200 years or so (the US Capitol was constructed in the early 1800s).

Roman statues of power

Statues by the ancient Greeks tried to capture the idealised version of their gods and heroes. By contrast Roman statuary, particularly portrait busts, really focus on capturing the individuality of the subject. The Greeks depicted horses (as on the frieze of the Parthenon) and men riding horses, but the Romans made this subject into an important symbol of power and leadership. Not many equestrian statues survive from ancient Rome, but the ones that do became models for medieval and especially Renaissance sculptors to create three dimensional icons of power and authority. Cities round the developed world are littered with variations of these metal men on horseback.

Bronze copy of the ancient Roman statue of the emperor Marcus Aurelius, in the Palazzo Nuovo in Rome

Senates

Take the idea of a ‘senate’ as the upper house of a bicameral legislature. The name comes from the ancient Roman Senatus, derived from senex meaning ‘old man’, indicating an assembly said to be experienced and wise and therefore qualified to review and amend legislation sent through from a purely elected chamber. Apparently, 63 modern nations have a senate and senators.

Censuses

From the Latin census, from censere meaning ‘to estimate’. The census played a crucial role in Roman administration because it determined what class a citizen belonged to for both military and tax purposes. Beginning in the middle republic, it was usually carried out every five years and supplied a register of citizens and their property from which their duties and privileges could be listed.

Censuses to establish facts about the population began to be reintroduced to western countries during the nineteenth century (although the sweeping review of the country he’d just conquered which was ordered by William of Normandy and which resulted in the Domesday Book was obviously a striking example of a medieval census).

Roman calendar

On page 104 Beard makes the simple point that the calendar we all use and take for granted was invented by the Romans. This may be, literally, their most workaday legacy. On page 292 she explains that fixing the antiquated Roman calendar was just one of Julius Caesar’s many reforms.  The fundamental problem all early calendar makes have is that the two obvious natural systems of timekeeping are out of synch– the twelve lunar months add up to just over 354 days whereas the solar years lasts 365 and  a quarter days. Using know-how he had picked up in Alexandria, Caesar established a year with 365 days with an extra day added to the end of January every four years. Although the words day, month and year are of Germanic origin (Old English dæg, monað and gear in which the g is pronounced as a y) the names of the months themselves are resolutely Roman:

  • January is named after the Roman god Janus who had two faces so he could see the future and the past
  • February is named after an ancient Roman festival of purification called Februa
  • March is named after Mars, the Roman god of war
  • April takes its name from the Latin word aperire meaning ‘to open’, just like flowers do in spring
  • May is named after the Greek goddess Maia
  • June is named after the Roman goddess Juno, goddess of marriage and childbirth and the wife of Jupiter, king of the gods
  • July is named after the Roman reformer of the calendar, Julius Caesar
  • August is named after the first emperor, Augustus
  • September is named for the Roman number seven as it was originally the seventh month, before July and August were added
  • October was the eighth month before July and August were added
  • November was the ninth month
  • December was the tenth month

(Source: British Museum blog)


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

Count Belisarius by Robert Graves (1938)

Now, in Constantinople there is a square called ‘The Square of Brotherly Love’ with a fine group of statuary in it, on a tall pedestal, commemorating the fraternal devotion of the sons of the emperor Constantine – who subsequently destroyed one another without mercy. (p.183)

Robert Graves

Apart from one year teaching at the University of Cairo, Graves made a living for his whole long life (1895-1985) from writing – books and articles, editing collections, but above all writing poetry.

He regarded himself first and foremost as a poet, slaving over his carefully constructed verses and developing slightly eccentric theories about poetic inspiration. It was only to pay the rent, and feed his growing family that he churned out the prose works which he didn’t consider nearly as important.

But ironically, it is these prose works which posterity has remembered Graves for, starting with his hugely enjoyable autobiography, Goodbye To All That (1929), famous for its account of his service in the First World War, but which also includes humorous memories of his childhood growing up in Wimbledon, and then merry anecdotes of being a struggling poet, husband and father in the 1920s.

I, Claudius

On the same level of fame is the pair of novels he wrote about the Roman emperor Claudius (who ruled from AD 41 to 54), I, Claudius and Claudius the God (both published in 1934) which were made into a famous BBC TV series in 1976. Presumably this introduced Graves’s name (and Claudius’s) to million of viewers who’d never heard of either before.

Belisarius

Close behind the Claudius duet in reputation is this novel, which is also based around another major figure from the classical world, General Flavius Belisarius.

Belisarius (500-565 AD) rose to become the leading general of the Eastern Roman Empire in the first half of the 6th century. He is best known for serving the Eastern Emperor Justinian (ruled 527-565) and leading a series of campaigns to try and recapture the Western half of the Empire, over a century after the first sack of Rome (by Alaric and the Visigoths in 410), 50 years or so after the last Roman Emperor in the West was deposed (476) and Africa, Spain, Gaul and Italy had been overrun by barbarian conquerors.

Belisarius made his reputation in a campaign against the Persian Empire on the eastern border, before leading campaigns against the Vandals in Africa (then a word describing what is basically Tunisia today), before taking Sicily and then fighting Ostrogoth armies the length and breadth of Italy during the prolonged Gothic War (535-554). Unfortunately the resulting waste and devastation of Italy left the inhabitants with an enduring resentment of the Easterners / the Greeks / the Byzantines. At one point a minor character, the tall good-looking Theodosius who is a favourite of Antonina’s (and who court gossip quickly suggests is having an affair with her) composes a comic song which ironically lists all the ‘benefits’ Byzantine rule has brought to Italy, including ‘massacre, rape, arson, enslavement, famine, plague and cannibalism (p.298).

In fact the next effect of Justinian and Belarius’s campaigns was so to weaken both Goth and Roman authority that just fourteen years after both sides had fought to exhaustion, the entire peninsula was conquered by another tribe of barbarian invaders, the Lombards, in 568.

As with the Claudius books, Graves had a number of good sources for the career of General Belisarius, namely the scurrilous account of court intrigue by the contemporary historian, Procopius (the origin and motivation for whose books is dissected right at the end of the text), as well as other chronicles by the likes of John Malalas, Theophanes, and John of Ephesus. But being such a good classicist, he has slipped in various inventions – invented characters and events – which fit seamlessly into his vision of the 6th century Byzantine Empire.

Flavius Belisarius depicted in the mosaic in the Church of San Vitale, Ravenna

The novel

I found the book slow going to begin with, but then became more and more absorbed by it. It is told in a straightforward chronological order, covering Belisarius’s boyhood and school years, his move to the Eastern capital Constantinople, his rise in the army, reforms to the army, and then the long, long sequence of military campaigns.

What brings the book alive, though, is the narrator Graves has invented to tell the whole, long story – Eugenius the eunuch (p.11). He makes Eugenius the long-suffering servant of Belisarius’s wife, an ex-prostitute named Antonina who, at an early point in her life ran a sort of nightclub-cum-brothel with several other filles de joie, including – as it happens – one Theodora who, after a series of unlikely events, ends up marrying the Emperor Justinian and becoming ‘Her Resplendent Highness, the Empress’.

And what power she has! Again and again Eugenius shows Theodora as being the most resolute and decisive of all the emperor’s advisers, and even going behind his back to take strong decisions when Justinian was dithering.

Theodora was no fool of the priests. She had seen the world, and she understood men and politics, both lay and ecclesiastical. She ruled Justinian as absolutely as it is said that the great Livia once ruled Augustus, the first Emperor of the Romans. (p.147)

[A discreet nod, there to the guiding theme of the Claudius novels, published just four years earlier.]

Thus although the novel is generally about a man, a military man, one of the most famous generals in history – and although it certainly contains a great deal about the Byzantine army and cavalry, their equipment, training and tactics, and describes in great detail pretty much every battle Belisarius was involved in – nonetheless, the novel still has quite a lot of feminine content, the eunuch Eugenius being as understanding of and sympathetic to his mistress and her lady friends, and in tune with the friendship between Antonina and Theodora, as he is with the more famous menfolk.

In fact Eugenius manages to be consistently rude about most of the male figures, not least Justinian (and his illiterate predecessor and sponsor, Justin, and his hapless predecessor, Anastasius I). Here he is on Justinian:

The man was a mass of contradictions: most of which, however, were to be explained as the result of great ambitions struggling with cowardice and meanness. Justinian wised, it seems, to make himself remembered as Justinian the Great. His talents would indeed have been equal to the task if he had only been less of a beast in spirit. (p.146)

Rudeness which slowly changes into contempt as he describes Justinian’s growing meanness, avariciousness, paranoia and poor decision-making, until he is routinely describing examples of Justinian’s

incompetence, cruelty, procrastination, meanness, ingratitude (p.407)

Towards Belisarius Eugenius is more ambivalent, painting him as the generally innocent victim of various court intrigues and Justinian’s petty mean-mindedness – but all the same, he doesn’t really like the general and is only supportive because of his undying loyalty to Belarius’s wife, Eugenius’s mistress, the lovely Antonina.

The Emperor Justinian I (r. 527–565) and his entourage as depicted by a contemporary mosaic from the Basilica of San Vitale in Ravenna (it is believed that the figure standing on Justinian’s immediate right is Belisarius)

We learn a lot about the backstories of Eugenius, Antonia and Theodora which are described with wonderful plausibility. I particularly like Eugenius’s own story, that he was the young son of a Welsh prince, kidnapped by Saxon raiders and then sold on to an unscrupulous Greek salesman of fake religious relics, Barak, who had him castrated, and crops up at amusingly unlikely moments throughout the rest of the story.

At Constantinople Barak [who had been arrested and sent there by Belisarius] secured an honourable release through bribery, and though by now seventy years of age, resumed his long-interrupted task as overseer of monuments in the Holy Places. It was his pleasure to refresh the blood-marks on the pillar of scourging; and to  renew the hyssop-sponge at Golgotha, which the piety of pilgrims had worn almost to nothing; and to discover at Joppa, buried in an old chest during the persecutions of the Emperor Nero, a startling number of early Christian relics of the first importance and in an agreeably sound state of preservation. (p.305)

A passage which, incidentally, gives you a good feel for Eugenius’s own ironic scorn for most Christian belief and practice.

Eugenius is a gossipy narrator and frequently stops the narrative to tell us diverting anecdotes about whoever is appearing in the main narrative whether it is the early stories about Antonina and Theodora setting up their brothel, or stories about the enemies Belisarius faces, like old Khavad of Persia, or describing the culture of the north African Moors, or a revealing anecdote about King Gelimer of the Vandals. All these little asides and stories make the book much more accessible and readable.

Eugenius is also a chatty and fascinating guide to the culture of 6th century Constantinople where the first half of the novel is set, before Eugenius sets off accompanying his mistress Antonina who insists on accompanying her husband Belisarius on his western campaigns.

Two massive issues dominated the culture of the time, which were the powerful antagonisms stirred up by the various Christian heresies which swirled round the empire, and, in the city itself, the huge division between the two factions, the Blues and the Greens.

Heresies

By the early 300s the spread of Christian heresies throughout the empire was already such a problem that the Emperor Constantine, the man who ordered the building of Constantinople (officially consecrated in 330) had been forced to call the Council of Nicaea in 325 to thrash out definitions of the key ideas and terms of Christianity.

Nicaea was the first ecumenical council of the Christian church, though far from the last. The heresy it was called to address was Arianism, named after the presbyter Arius who preached that Jesus – the Son of the Christian Trinity – was at some point created by the Father and therefore was not identical with him and was therefore, logically, inferior to him. This belief became very popular but contradicted the orthodox view that Jesus was fully divine, part of the Holy Trinity which was made up of equal members.

Although the Council of Nicaea stripped Arius of his teaching position and exiled him, his heresy continued to flourish, and others soon joined it. A recurring problem was defining the precise nature of Jesus: was he a man, or a God? Or half man, half God? Or both man and God? Was he eternal and one with God, or ‘begotten’ i.e. created at some later date i.e. not as godly as God?

These are all ‘Christological’ issues i.e. debates about the person, nature, and role of Christ, and they turned out to be prolific. To put it another way, Christianity was and is to this day, a very unstable theological or philosophical system, liable to splinter off into all kinds of heresies and sects.

At the period when the novel is set the most common heresy in the Greek East was monophysitism. This held that in the person of Jesus Christ there was only one, divine nature. This view conflicted with the ‘orthodox’ position, which had been agreed at a later ecumenical council, the Council of Chalcedon in 451, which proclaimed that Jesus possessed two natures, divine and human.

The emperor Justinian was a staunch defender of the orthodox view propounded at Chalcedon, but his wife, Theodora, was a believer in miaphysitism. Miaphysitism holds that in the one person of Jesus Christ, Divinity and Humanity are united in one nature, ‘united without separation, without confusion, and without alteration,’ although – looking it up – I see that Chalcedonian orthodoxy considered this view assimilable within the orthodoxy. Thus Justinian and Theodora were more or less at one in their theology.

This may all sound very theoretical and abstruse but in fact heresy played a vital role in the geopolitics of the day. Virtually all the ‘barbarian’ tribes who had conquered the territories of the former western empire were Arians which put them at loggerheads both with the pope (who clung on in defeated Rome) and Justinian.

Thus the Ostrogoths, who had conquered and occupied all of Italy and the Adriatic coast, and who reached the zenith of their power under Theodoric (454-526) were Arians. It was these Ostrogoths who Justinian sent Belisarius to conquer in what turned into the long and ruinous Gothic War (535-554 AD) and, at various points in the long, complex negotiations for peace, the issue of religious belief became a stumbling block.

Also the Vandals who had travelled through Spain and crossed the straits in order to conquer Carthage and the surrounding area of north Africa were also Arians who lorded it over the native Roman population who were orthodox. This fact led to some bad decisions, for Belisarius – having conquered them in battle – sensibly recommended to Justinian that the Vandals be allowed to worship in their own way and receive eucharist from their Arian priests. But Justinian, more devout and more removed from military reality, insisted that the Vandals be forced to submit to orthodox priests and that their own religious rites be banned. Predictably, this (along with other tactical mistakes Justinian made, like not allowing the victorious Byzantine troops to hang on to the estates they had sequestered) led to a rebellion against Byzantine rule after Belisarius had left the area in order to campaign in Italy, forcing Belisarius to weaken his forces by sending some back to quash the rebellion. It could have become a peacefully restored part of the Byzantine empire but for Justinian’s religious intolerance on this central issue of Christian heresy.

These heresies add depth to the personal, social and military clashes which feature in it. Of every single major character we need to know which form of Christianity they follow in order to gauge or understand their likely reactions to other characters, and to understand the broader religious-cum-power politics of the situation.

The Blues and Greens

Within the Eastern empire itself, and especially in the city of Constantinople, raged a fierce enmity between the Greens and the Blues. These had originally been the colours of competing teams of chariot racers in the city’s massive Hippodrome. In fact there had originally been blue, green, red and white teams but the latter two had been swallowed up by the former.

By the time of the novel the conflict between Blues and Greens had permeated every level of Byzantine society. It was a bit like Brexit. Families were divided, friends opposed, politics became poisoned by the fierce opposition of Blues and Greens at every level. Even religion was dragged into it, with the Greens broadly representing monophysitism and the lower classes, while the Blues tended to be orthodox and upper class. Blues and Greens took opposing views not only on religion, but on social and political issues, up to and including the choice of new emperors.

Early on in the novel we learn that the empress Theodora was the daughter of one Acacius, a bear trainer of the hippodrome’s Green faction. An internal rivalry among the Greens led to Acacius’s death whereupon his widow brought her four children, including young Theodora, into the Hippodrome wearing garlands, but they were roundly booed and rejected by the Green half of the audience who had been led to believe Acacius had been a traitor to their colour. To spite the Greens, they were taken up by the Blues and from then on Theodora would be a Blue supporter.

The degree of enmity this rivalry caused has to be read about to be believed. In its sporting origins it was a bit like the sectarianism of football fans of my youth in the 1970s, and was accompanied by a lot of street hooliganism. Except that there were only two factions and the rivalry permeated right to the top of Byzantine society, something like the ineradicable difference between Protestants and Catholics in Northern Ireland or Turks and Greeks in Cyprus.

As with all the other sociological aspects of the book, Graves gives a completely convincing description of what it felt like to live and work in a society drenched in this rivalry. The different factions developed different haircuts and fashions. Young toughs of both sides patrolled the streets in gangs, wearing short swords, frequently stabbing each other in broad daylight.

The mounting anarchy climaxed in the Nika Riots of January 532. Some rioters from a previous horse race had been arrested and most of them hanged. A pair escaped and took refuge in a church. The emperor Justinian was just at a delicate point in negotiations with the Persian empire and facing hostility over high taxes at home. At the next day of chariot racing, on 13 January the crowd began chanting anti-government slogans at Justinian who, as usual, was sitting in the royal box (which linked directly into the enormous royal palace just behind the Hippodrome). By the end of the races the entire crowd, Blues and Greens, had united in chanting their opposition to Justinian via the slogan ‘Nika’, meaning ‘Victory’, the chant usually set up when one or other of their champions had won a race.

The crowd then surged out into the streets and ran wild, burning and looting. Justinian’s palace was besieged and over the next week nearly half of Constantinople was burned or destroyed (including the grand church of Hagia Sophia) and hundreds of people killed. Senators opposed to Justinian saw their opportunity, first of all to call for the repeal of his unpopular laws and then, as things really got out of hand, they were bold enough to declare a new emperor, Hypatius, a nephew of former Emperor Anastasius I.

All this is described in a thrilling eye-witness account by the narrator, Eugenius. He explains how a) Justinian was all for fleeing the burning city but was restrained by Theodora who, like so many of Graves’s women, is the really strong figure in the story, and so b) contrives a solution to the anarchy. This was to bribe the Blue faction by pointing out that he, Justinian, was a Blue supporter while the new emperor, Hypatius, was a Green. This, and a hefty bribe of gold, got the leading Blues back on the emperor’s side, at which point they left the hippodrome, leaving the Green leaders isolated.

And it was at this point that Belisarius was ordered to lead Imperial troops into the Hippodrome, commencing a merciless slaughter of the Green rebels. In all, after the street violence and the out of control city fire, and then the mass slaughter, it is estimated that some thirty thousand rioters were killed.

Justinian tracked down Hypatius, who pleaded that he had only agreed to become puppet emperor because the rioters threatened to lynch him, but Justinian had him executed nonetheless, and had the senators who had supported the riot exiled. He then rebuilt Constantinople, and particularly the church of Hagia Sophia which stands to this day (although it was converted into a mosque by the conquering Turks after the fall of Constantinople in 1453).

Glorious though this may sound, Eugenius continually criticises Justinian for spending more money building churches and basilicas than defences for strategically important cities, and for continually skimping on men and supplies for Belarius’s many expeditions.

Fighting the Persian empire

Again Graves takes historical fact and, by filtering it through the gossipy, chatty, storytelling narrator Eugenius, makes it come to life. The ancient Persian or Achaemenid Empire reached its zenith under Xerxes (519-564 BC) and Darius (550-486 BC), who both tried to invade the West, at that point represented by the Greek federation of cities led by Athens, which stopped the invaders at the famous Battle of Marathon.

At the time the novel is set, nearly 1,000 years later, Persia is ruled by the Sassanian Empire, the last kingdom of the Persian Empire before the rise of Islam. To quote Wikipedia:

In many ways, the Sassanian period witnessed the peak of ancient Iranian civilisation. The Sassanians’ cultural influence extended far beyond the empire’s territorial borders, reaching as far as Western Europe, Africa, China and India. It played a prominent role in the formation of both European and Asian medieval art. Much of what later became known as Islamic culture in art, architecture, music and other subject matter was transferred from the Sassanians throughout the Muslim world.

The Persian ruler is the ageing Kavadh I (449-531) (who Graves – or Eugenius – refers to as Kobad). The Byzantine Empire and Persian Empire are the two main powers sparring for control of the Middle East. In the first, Eastern half of the book, we become very familiar with the towns and rivers of the border region, the dividing line between the two empires running roughly from the Caspian Gates – a narrow pass through the Caucasus mountains in the north – dividing Christian Armenia in two, and then running across the headwaters of the River Euphrates, sloping diagonally down towards the Red Sea. Many offences are launched from the Persian frontier town of Nisibis. Belisarius leads the defence of the town of Dara, just over the border opposite Nisibis, in the Battle of Dara of 530, which Graves describes in great detail. A few years later the Persians launched a devastating raid on Antioch which they pillaged and burned (540).

Map showing the border between the Eastern Roman Empire and the Persian Sassanid Empire from 502 to 628

What is really interesting about Graves’s account, though, is the insight he gives into the strangely friendly relationship between the Roman emperor and Persian emperor. Although they wage intermittent wars, there is a continual correspondence between them including exchanges of gifts and land. When both are threatened by attacks from the Hunnic tribes north of the Caucasus they arrange to suspend hostilities between them to fight against the common foe, indeed Kavadh at one stage invites Justinian to send Byzantine soldiers to bolster the Persian garrison defending the Caspian Gates. There had been another, important historical juncture when, in 525, Kavadh had asked Justinian’s predecessor, Justin, to ‘adopt’ his youngest son, Khosrau. Kavadh had two older sons but wanted Khosrau to succeed. Much bloodshed would have been spared if Justin had agreed but, as it happened, he (Justin) was without an heir and so worried that Khosrau, if officially adopted as his son, might end up with a good claim to the Byzantine throne, which Justin wanted to hand on to his appointed heir Justinian. So Justin refused the offer and Kavadh was mortally offended, immediately launching an attack on Roman border towns.

Ten years later Belisarius, having completed the conquest of the Vandals in North Africa, returned to Constantinople where he was granted an enormous victory parade, first the soldiers of his army marching along the imperial high street, then hordes of captured Vandals, and then huge amounts of plunder and treasure which the Vandals themselves had built up during their career of looting (not least during their comprehensive sack of Rome in 455). But it is characteristic of the time that the new king of the Persians, Khosrou, sent an embassy to Justinian, half-jokingly asking for his share of the spoils since, as he pointed out, it was only due to his keeping peace on the Persian frontier which had freed up the soldiers Belisarius had used to conquer North Africa. And very characteristic that Justinian, choosing to continue the joke, sent the ambassador back to Khosrou with his thanks and bearing a valuable gold dinner service (p.204).

This is all fascinating stuff, but made all the more readable by being told in Eugenius’s factual, but chatty, gossipy style, assigning praise and blame, relating these historical incidents to the present conflicts and battles he is describing, and weaving in and out of them his concerns for his mistress Antonina or behind-the-scenes accounts of power struggles at the court of Justinian.

Belisarius’s career

505 Flavius Belisarius born in Illyria.
532 Belisarius puts down the Nika Uprising, slaughtering between 20,000 and 30,000 people.
530 Belisarius defeats the Persians at the Battle of Dara
533 Belisarius leads the Byzantine invasion of North Africa and defeats the Vandals under King Gelimer at the Battle of Ad Decium and the Battle of Tricameron.
534 Belisarius celebrates a triumph in Constantinople.
535 Belisarius’ first campaign against the Ostrogoths in Italy, during which he conquers Sicily and, in spring 536, takes Naples.
536 Rome falls to Belisarius but is then besieged by the Ostrogoths from March 537 to March 538, during which Pope Silverius and some senators try to betray it to the Goths.
539 Belisarius conquers Ravenna and captures the Ostrogoth king Witigis but, due to disagreements in the Byzantine chain of command, Milan falls to a combined force of Goths and Burgundians, its inhabitants decimated and the city razed to the ground.
540 Belisarius captures the Goth capital of Ravenna, and is offered the crown by the Goths, but turns it down. Nonetheless he is recalled to Constantinople by Justinian who has been listening to rivals claiming Belisarius plans to seize the throne. Instead Belisarius is sent once again against the Persians.
545 Belisarius’ second campaign against the Ostrogoths in Italy.
559 Belisarius is recalled again to Constantinople to defeat the invading Bulgars.
562 Belisarius is arrested and imprisoned on trumped-up charges of corruption. Pardoned by Justinian and restored to former position.
565 Belisarius dies in Constantinople of natural causes, and so does the Emperor Justinian
571 The year the narrator, Eugenius the eunuch, claims to be writing his text in (p.388)

Proverbs

One entertaining way Graves brings the period to life is having Eugenius report and explain various trivial aspects of contemporary life, such as the Empress’s use of a wig, or the way young men of the Green faction wear their hair shaved back over the forehead but left hanging long at the back, ‘in the Hunnish manner’. He tells us that the poor of Constantinople could claim a dole so long as they had obtained the requisite wooden ticket. He also includes a number of proverbs. Who knows whether he’s made them up or not. When discussing the Massagetic Huns’ addiction to drinking mares’ milk, Eugenius comments:

  • Every fish to his tipple
  • Thistles are lettuces to the ass’s lips

And various characters make pithy replies or sayings at crucial and dramatic moments, which are overheard by slaves and servants and end up becoming proverbial sayings. All these add colour and verisimilitude to the account.

Cruel and unusual punishments

But the story never lets you forget that they were living in a world of almost perpetual warfare, that anyone living in what was left of the Roman Empire was – far from being guaranteed peace and security – almost certain of the opposite. The narrative shows how Belarius brought war and ruin to North Africa, before inaugurating 20 years of war and devastation the length and breadth of Italy which reduced the land and all the cities to abject poverty – Rome’s ancient defences are entirely removed by the Goths, who also burn Milan to the ground – marking a decisive break between the peace and plenty of the ancient world, and the role of backwater littered with ruins which was to be Italy’s lot for the next 1,000 years. All the towns and cities of the Levant do not escape, as the book covers a period when the two largest cities – Antioch and Jerusalem – are sacked, and many other towns entirely razed, their populations taken off into slavery by the Persians. And Thrace, the area of north Greece to the west of Constantinople, is ravaged more than once during the 60 or so years the book covers, with barbarian tribes making it right up to the walls of Constantinople before just about being beaten back.

Overall, the book paints a picture of a world of continual warfare, in which the forces of Roman civilisation and Christian culture are only just keeping their heads above water.

And a world of stunning brutality. You get used to reading that an entire city was burned to the ground by the Goths or the Persians, all the men of fighting age massacred, and all the women and children led off into slavery but, if you stop to really reflect on what this must have meant, it makes reading the book a mournful and harrowing experience.

And this is brought into the foreground of the story, so to speak, by some of the cruel and unusual punishments meted to out to named characters. Thus we are told the fate of Photius, Antonina’s son by her marriage before Belisarius. He grows up to be a selfish, scheming brat. After losing lots of money gambling on the hippodrome races, he flees Constantinople to Belarius’s camp in Persia and there spins a long cock and bull story about how his mother (Belisarius’s wife, Antonina) is having an affair with her musician companion Theodosius, and the two are conspiring to blacken Belisarius’s name.

To cut a long story short the empress Theodora becomes involved to try and reconcile Belisarius and Antonina and this involves arresting, imprisoning and torturing Photius, at which he admits the whole thing was a conspiracy and also admits a string of thefts, embezzlements and perjuries. He had been helped in all this by a figure referred to simply as ‘the Senator’ who also confesses under torture. Now here’s the point: as punishment, Theodora has the Senator stripped of all his property and immured in a dark underground stable. He is tied to a manger with a short halter, his hands shackled behind him and there he was forced to stand, unable to move or lie down, but forced to eat, drink, try to sleep, defecate and urinate in a semi-standing position. It turns out that back in the days when she worked in a brothel the Senator had very rudely insulted Theodora’s appearance. This was her revenge. As for Photius he was shackled in the same underground stable but not given the manger treatment. After a while Justinian (who found sneaks and snitches useful) helped him escape. (pp.332-3)

Boutzes was one of Belarius’s most successful generals but when he fell foul of Theodora she had him convicted of treasonous speech and punished by being lowered into an unlit dungeon in solitary confinement. He was thrown scraps of bread and meat once a day. He was only released after two years and four months by which point he could only crawl on his hands and knees which were covered in callouses, had lost all his hair and most of his teeth, and when he was dragged out the sudden exposure to harsh sunlight meant that he could never again see properly (p.345).

This litany of imperial cruelty reaches a climax at the very end of the book when the scheming, paranoid, ageing Justinian, unrestrained by Theodora, who predeceases him (she dies 548, Justinian dies 565) having  recalled Belarius to Constantinople, finally charges him with a long list of ‘crimes’.

Now Eugenius has described in great detail all his military campaigns so that we know that his defeats and setbacks were almost all due to the emperor refusing to send enough reinforcements or money. It was Justinian’s insistence that the Arian Vandals be forbidden their religious rites, and his skimping on the pay of his own troops, which led to mutiny and the loss of North Africa, and we have seen countless examples of how Justinian’s penny-pinching and deliberate undermining of Belsarius’s authority hamstrung the years of campaigning in Italy. Why? Because, in Eugenius’s account, Justinian is determined to go down in history as ‘Great’ and he is jealous of Belisarius and, when his general is at his most successful, genuinely afraid that Belisarius will raise up in rebellion and declare himself emperor. Certainly this has happened many times before in Roman history but Justinian completely fails to appreciate Belisarius’s honesty and rectitude (as depicted by Eugenius).

Thus, at this final trial, Justinian takes all the occasions when Belisarius had failed militarily and declared them deliberate treasons, along with all the times he had been accused by others of treasonous speech or plotting, strings them all together, and comes up with the surreal conclusion that Belisarius is the greatest enemy of the state – despite his obvious track record of defeating all of the empire’s major enemies (the Persians, the Vandals, the Goths).

All Belisarius’s household servants and associates were tortured to provide incriminating evidence, including Eugenius the narrator. The tortures included being racked and scourged, having cords tied round the forehead and then tightened, and having their feet burned in a charcoal brazier. Eugenius insists he proclaimed Belisarius’s innocence of all charges, but many others didn’t. Belisarius was found guilty of treason against the emperor and blinded. Then he was pushed out of the state prison into the street, in rags.

The final pages describe how passersby give him money, then word spreads that the man who had, within the last year, led a last-ditch military effort to save Constantinople from marauding Bulgarians, had been treated this disgracefully and crowds, and then huge crowds assemble, to put money into his begging bowl, while his old troops and comrades rally to his assistance. Even this last monstrous ingratitude from his emperor doesn’t shake Belisarius’s loyalty and he is led by friends to Antonina’s house where he spends his last days quietly before passing away. The murmur against Justinian becomes so great, shouting against him in the Hippodrome as well as graffiti all over town saying that he is the real traitor, that Justinian – cowardly to the last – hurriedly revokes the charge and magnanimously ‘pardon’s Belisarius. But the noble warrior is beyond caring and passes away in peace of spirit.

In the chapters up to this point the reader had formed the opinion that Justinian was a paranoid coward. This last passage leaves you feeling sick at the mention of his name.

Then again…

It’s worth pointing out that John Julius Norwich, in his book Byzantium: The Early Centuries, gives a far more favourable account of Justinian, noting his jealousy of Belisarius’s success, and his failure to give his general enough money or men to achieve the goals he was set, but also blaming the emperor’s animosity against Belisarius largely to the influence of Theodora – more or less the opposite of what Graves’s fiction claims.

Moreover, Norwich dismisses the story of Belisarius being imprisoned and blinded and then walking the streets of Constantinople dressed in rags and holding a begging bowl as a touching but entirely fictitious legend. Apparently, this story first appears in a history written five centuries later, in the 11th century, and so Norwich dismisses it.

Homo homini lupus

This novel was published in 1938, the year of the Munich Crisis and when the Italy which features in the book had been ruled for 16 years by a Fascist dictator, and Germany by the Nazi dictator for five years, and all Europe was paralysed with fear of another world war. Graves had served in the First World War and this gives his many detailed descriptions of Belisarius’s battles a kind of quiet authority. But it also adds to the one small passage where Eugenius reflects that war is an unmitigated evil.

Credit

Count Belisarius by Robert Graves was published by Cassells in 1938. All references are to the Penguin Classics paperback edition.


Related links

Other reviews of late antiquity

Byzantium: The Early Centuries by John Julius Norwich (1988)

Viscount Norwich

As his own website explains:

John Julius, 2nd Viscount Norwich, was born on 15 September 1929, the son of the statesman and diplomat Alfred Duff Cooper (1st Viscount) and the Lady Diana Cooper. He was educated at Upper Canada College, Toronto, at Eton, at the University of Strasbourg and on the lower deck of the Royal Navy before taking a degree in French and Russian at New College, Oxford. He then spent twelve years in H.M. Foreign Service, with posts at the Embassies in Belgrade and Beirut and at the Disarmament Conference in Geneva. In 1964 he resigned to become a writer.

Could it be possible to be more posh? Norwich died last year. He had written or edited about thirty books, the major ones being histories of the Mediterranean, of Sicily, of Venice and of Byzantium. The volume under review is the first of the trilogy of popular histories which continues with Byzantium: The Apogee (1992) and Byzantium: The Decline and Fall (1995).

Byzantium: The Early Centuries is divided into 18 action-packed chapters, which take us from the family background of the Emperor Constantine (reigned in the 320s and 330s) through to the Empress Irene (775 to 802) i.e. up to about the time of Charlemagne whose coronation in Rome on Christmas Day 800 marks a watershed in European history.

The book comes with handy extras like maps of all the relevant territory, family trees of the complex imperial families, a list of emperors and – nice touch, this – a list of sites in present-day Istanbul which date from the Byzantine Empire and which tourists can still visit today.

Highlights

It was the Emperor Diocletian who decided to split the empire in two, appointing a fellow emperor to rule the West in 293 while Diocletian concentrated on the East, securing the whole of the current Middle East round to Egypt against attack from the Persian Empire, while also guarding the frontier along the river Danube.

It was the Emperor Constantine who founded the new eastern capital of Constantinople, basing it on the existing small Greek town of Byzantium. By the late 300s the Roman Empire was under pressure from barbarians pushing at all its borders, leading to a complex series of wars, alliances, betrayals and defeats. In the 390s the western emperors had moved their court to Milan in northern Italy, closer to the centre of western Europe, and in 402 moved on again to the town of Ravenna, thought to be more defensible because it was situated behind a network of marshes which could only be crossed by a couple of narrow causeways.

The scholar Emperor Julian reigned for 18 months during which he tried to reinstitute paganism across the Empire, closing Christian churches, subsidising the great temples, attending countless pagan ceremonies, all with little effect, until he died from a spear wound incurred during his fruitless invasion of the Persian Empire, in 363. With his death went the last hopes of reviving paganism and, during the reign of Theodosius (379-395), the old religion was banned, temples closed and Christianity made the official and compulsory state religion.

The various barbarian incursions led up to the reign of terror of Attila the Hun (434 to 453). During this period the Empire suffered a series of military blows and by the time of Attila’s death, Britain had been abandoned (410), the Franks had taken over Gaul, Gothic tribes had settled in Spain and the western half of north Africa – the Empire’s breadbasket – had been seized and settled by the Vandals. Norwich gives a relatively brief account of Attila, which can, however, be supplemented by reference to Christopher Kelly’s recent book.

The next major figure is the Emperor Justinian who ruled from 527 to 565, and launched expeditions to reconquer North Africa, then to seize back Italy, before being distracted by incursions from the newly warlike Persian Empire, as well as reeling from major outbreaks of plague which decimated the population from the 540s onwards. All his clever schemes came to nothing and he left the Eastern Empire bankrupt.

Norwich devotes more space to Justinian than any other emperor (pages 190 to 263) in an account which I found profoundly depressing. Specifically, as regards the career of his top general, Belisarius, who slaved away for the emperor devotedly but was hampered at every turn by the scheming of the Empress Theodora. It is profoundly lowering to see such a talent so hamstrung, and gives a powerful sense of the self-defeating futility of palace intrigues which raged on while the empire was collapsing around them.

But, on a different level, it is also depressing to see in some detail how Justinian’s ‘noble’ campaign to reclaim Italy from the Gothic rulers who had overthrown the last Western emperor in 476 (the so-called Gothic Wars which lasted a generation, from 535 to 554) was also in the end so self-defeating.

Belisarius’s military campaign amounted to besieging most of the major cities and devastating the countryside his troops had to live off; but when he was recalled to Constantinople, management of the country was handed over to a cabal of greedy incompetents who taxed Italy to the hilt, continued plundering all available settlements while turning tail and running every time the Goths threatened to counter-attack.

The upshot was that most Italians came to hate the Greek Byzantine army and its rapacious administrators much more than the Goths, and both were happy when a new tribe, the Lombards, swarmed into the peninsula in the 560s, eliminating both their predecessors and quickly establishing kingdoms throughout Italy.

Heraclius

There is a similar tragic, or just depressing, downward spiral to the reign of Heraclius (610-641). Heraclius was appointed exarch (ruler/manager) of Carthage in the comprehensive reorganisation of the Eastern Empire carried out by the Emperor Maurice (582 to 602). Maurice (a wise and efficient ruler, according to Norwich) was overthrown and executed along with six of his sons in a coup carried out by a general, Phocas. Their heads (and this happens over and over again in this history) were impaled on spikes and put on display in Constantinople.

Phocas was a populist, but when he met resistance he responded with brutality. Under his rule the Danube borders were breached by Avars (yet another barbarian tribe) while the ruler of Persia, who had concluded a truce with Maurice, used Phocas’s rebellion as an opportunity to relaunch the semi-permanent Persian War and seize territory round to Egypt in the south and as far into Asia Minor as Antioch.

It was this growing chaos around the Empire which prompted Heraclius to raise the standard of rebellion against Phocas in Carthage and sail slowly to Constantinople, securing his supply routes and islands along the way. By the time Heraclius arrived at the capital, the army, politicians and religious leaders were all ready to abandon the tyrant. Phocas was dragged before Heraclius and then, rather rashly, insulted him to his face. So Heraclius had Phocas beheaded on the spot, his body was mutilated, paraded through the capital and burned.

After this grim start Heraclius settles down to become a great emperor, reorganising the Empire’s finances and defences, seeking a solution to the endless problem of the monophysite heresy which plagued and divided the Empire, and latterly embarking on a spectacularly successful campaign against the Persians, scoring a series of decisive victories which eventually led to the overthrow of the latter’s great leader, Chosroes II. If Heraclius had died in 628, he would have gone down as one of the great emperors for administrative reforms and military successes.

However, he lived into the first decade of the Rise of Islam. In 622 Mohammed had fled from Mecca to Medina, marking the start of the Muslim era. In 633 Mohammed died and his followers, tightly organised and enthused with fanatical fervour, swept out of Arabia to conquer the Middle East. Part of the reason for their early success was that twenty years of gruelling warfare had shattered the region and exhausted its two great powers, Byzantium and Persia. Into this vacuum swept the Muslims.

Just as importantly, most of the region’s inhabitants were ‘monophysites’. This was the Christian heresy which believed that Jesus Christ had only one ‘nature’, that the godhead and the human being were united. Taken to a logical extreme, this implied that God actually died on the Cross, which is an obvious theological nonsense. This explains why a series of Church Councils declared ‘monophysitism’ to be a heresy, and affirmed the ‘Catholic’ position that Jesus had two distinct ‘natures’, united in one ‘person’ i.e. the human who died but the godhead which remained eternal. But these were subtle differences, difficult for many people to grasp. And it’s a consistent thread of the book that there was a big difference in theology between the Latin West and the Greek East of the Empire.

For the East was a hotbed of theological debate, packed with fiery bishops, monks, preachers and heretics all disputing a wide range of subtle variations of Christian belief, and it took centuries to hammer out an ‘orthodox’ creed, and try to put down the opposing ‘heresies’.

And this is why, historians argue, on the level of personal belief, the Arabs’ extremely simple, practical monotheism (‘There is only one god, Allah, and Mohammed is his Prophet’) appealed to much of a population exhausted by centuries of conflict caused by Christian heresies. The Muslims swept north to Damascus and south through Egypt, conquering vast areas which were never to be Christian again.

So Heraclius’s last decade was spent watching everything he had planned and fought for – territory reclaimed from the Persians and Christian unity – destroyed before his very eyes. Prematurely aged and sick, he began to deteriorate mentally, developed a phobia of water and brutally punished those he suspected of conspiring against him (ordering the noses and hands of his nephew Theodosius and his bastard son Athanaric to be cut off) before passing away, a senile and disappointed old man who’d lived on into a new era.

The Middle Ages

Historians like drawing lines and defining eras. This book is no exception and joins the host of others which variously claim that the Middle Ages started with the death of Theodosius the Great (395), with the Sack of Rome (410), with the overthrow of the last Western Emperor (476), with the death of Justinian (565), and so on.

For me, the lesson of this book, as of Peter Brown’s The World of Late Antiquity, is that it is the arrival of the Muslims on the world stage which marks the decisive break. All the other moments are part of a continuum of Roman rule or semi-rule or detached rule or vicarious rule (i.e. allowing barbarians to rule ‘in the name of’ the emperor etc).

But when the Middle East, Egypt and the entire African coast were lost to Islam that was it. A clean and definitive break had been made with the cultural unity of the Mediterranean, which lasts to the present day. Surely it is the advent of Islam which decisively marks the start of the Middle Ages.

Thoughts

1. Great men

This is a beautifully written, very fluent and entertaining account but it is very much a history of emperors. It takes for granted that a history of this subject will be a history of Great Men. That there are other perspectives is demonstrated by Peter Brown’s history of Late Antiquity which features the emperors, of course, but also captures a lot about the changing economic and social scene, or a book like Paul Johnson’s History of Christianity which gives a thrilling sense of the changing political and social background of the period.

2. Murder and massacre

Not just about Great Men but about their Great Quarrels. The history of Byzantium is presented as a succession of power struggles and features an extraordinary amount of double-dealing, treachery and murder. And that’s just in Constantine the Great’s family – e.g. in 326 Constantine had his eldest son, Crispus, and then his own wife, the Empress Faustina, executed, no-one quite knows why, maybe to impress on his underlings that he had no hesitation whatsoever about keeping complete control of the empire in his own hands. (An incident which later Christians, who wanted to declare Constantine a saint, found tricky to explain away.)

The book includes a family tree of the families of Diocletian, Constantine, Valentinian and Theodosius, and I struck out in pencil the name of everyone in the trees who died an unnatural death (murder, execution, assassination, forced ‘suicide’) and it turns out to be by far the majority. In fact I made a pencil mark in the text wherever someone eminent met with an unnatural death, and there’s one on every page.

One of the clichés of later Byzantine history is the idea that it is dense with convoluted palace politics, plots and poisoning – but this book demonstrates very clearly that this culture was simply a continuation (and maybe an intensification) of established Roman imperial practice. When I was young I think I found all the poison and bloodshed thrilling, but now I find it a depressing indictment of human beings’ endless capacity for cruelty and deceit.

3. A clearer understanding of key events

It’s difficult to pick out themes in a 400-page book so dense with historical incident, but I was grateful to it for giving a detailed account of at least two events which, as a result, I properly understood for the first time: Alaric and the Visigoths’ Sack of Rome (410 AD) and the overthrow of the last Roman Emperor in the West, Romulus Augustulus (476 AD) both of them dates which every ‘schoolboy’ is supposed to know by heart, though I wonder how many modern schoolboys have even heard of them.

The sack of Rome

The thing to grasp about the barbarian leaders is that they rarely wanted to seize or overthrow Imperial power: they generally wanted recognition and high rank within the Roman system, and land for their followers to settle on.

Thus the king of the Visigoths, Alaric I, began his career leading his Goths as mercenaries within the Roman army. In 394 Alaric led a Gothic force of 20,000 that helped the Eastern Roman Emperor Theodosius defeat the Frankish usurper Arbogast at the Battle of Frigidus. But disappointed at getting little recognition or reward, Alaric left the Roman army and marched toward Constantinople. He was confronted by Roman forces and so decoyed southward into Greece, where he sacked Piraeus and destroyed Corinth, Megara, Argos, and Sparta. A bit belatedly, the Eastern emperor Flavius Arcadius appointed Alaric magister militum (master of the soldiers) in Illyricum and Alaric stopped his rampage. Like Attila and Odoacer after him, the ravaging was a form of negotiating strategy.

In 401 Alaric invaded Italy but was defeated by the Roman general (of Vandal descent) Stilicho at Pollentia in 402. A second invasion that same year also ended in defeat at the Battle of Verona, though Alaric forced the Roman Senate to pay a large subsidy to the Visigoths. Stilicho had emerged during this decade as the most powerful man in Italy, which is why it was a fatal mistake when the Western Emperor Flavius Honorius had Stilicho and his family executed, on trumped up charges of making secret deals with Alaric.

Honorius then did something even more stupid and caved in to the pent-up frustration of many Romans with the way their country was being held to ransom by so many barbarian tribes. So Honorius ordered a co-ordinated massacre of tens of thousands of wives and children of the foederati (allied) Goths serving in the Roman military. As a result some 30,000 Gothic soldiers defected to Alaric, who now marched on Rome to avenge their murdered families.

In classic style, Alaric sacked Aquileia and Cremona and ravaged towns along the Adriatic Sea before arriving to lay siege to Rome in September 408. Alaric blocked off all points of entry to the city which quickly began to starve. As Christmas approached the first cases of cannibalism were reported. Finally, the Senate granted Alaric a substantial subsidy of (i.e. bought him off with) 5,000 pounds of gold, 30,000 of silver, 4,000 silk tunics, 3,000 hides of dyed scarlet and 3,000 pounds of pepper.

Alaric ended the siege of Rome and marched north to Rimini, where he met envoys from Honorius and demanded the Roman territories of Venetia, Dalmatia and Noricum in which to settle, plus subsidies to feed his people in exchange for which Alaric pledged loyalty to the emperor and to defend Italy against any enemy.

These were generous terms but Honorius like an idiot refused them. Alaric reduced his request to just the (ravaged) province of Noricum on the Danube. Once again Honorius refused and so, incensed, Alaric marched his army back to Rome and invested it for a second time, making clear that his aim wasn’t the sack of the city but the removal of Honorius.

The Senate quickly agreed to this demand, opened the gates to Alaric, and he entered Rome in peace. The Senate declared Honorius (who all this time had been holed up in well-defended Ravenna in the north) no longer emperor and replaced him with the Prefect of the city, one Priscus Attalus, who promptly appointed Alaric as his own magister militum, the highest level of command in the Roman army.

The first thing on Alaric’s mind was the fact that North Africa – the breadbasket of Rome – was still controlled by Heraclian. Alaric wanted to despatch an army to Africa to seize the province. But the newly installed emperor, Attalus, insisted on diplomacy and sent an envoy to negotiate with Heraclian. This envoy was, unfortunately, promptly murdered.

Alaric badgered Attalus to let him attack Heraclian, but Attalus refused to give a Goth army (Alaric’s army) permission to invade a Roman province, and the Senate backed him up. At this point the former emperor Honorius, who had been sending panic-stricken letters to Attalus asking to be given official control of Ravenna, received an unexpected boost in the shape of ships from Constantinople carrying some 40,000 troops sent by the Eastern Emperor Theodosius II. Emboldened, Honorius announced his intent of marching against the Visigoths.

Infuriated at being blocked and threatened at every turn, Alaric summoned Attalus to Rimini and ritually stripped him of the imperial diadem and purple cloak. Then he marched on Rome for the third and final time determined to make his supremacy and will absolutely clear. After a brief siege he forced a gate and entered Rome, giving his troops license for three days of looting and pillaging.

Although the Visigoths plundered Rome, they treated its inhabitants humanely and burned only a few buildings. They were – it is worth emphasising, as were most of the so-called barbarians – actually devout Christians themselves, albeit of a variety – Arianism – which had been declared heretical in the previous century.

(Arius was an Alexandrian priest who lived from around 250 to 336. He took Jesus’s teachings that he was the son of God, literally, asserting that the son of God was created by the Father and was therefore neither ‘coeternal’ nor ‘consubstantial’ with the Father. This makes Jesus a more human figure, and his story more tragic, but fatally undermines the orthodox doctrine of the equality of the three persons of the Trinity. The orthodox view that the three parts of the Trinity are eternally co-valent and consubstantial was hammered out at the Councils of Nicea (325) and Chalcedon (451), and hence is sometimes referred to as Nicene or Chalcedonian Christianity. Early missionaries to the barbarian tribes beyond the border happen to have been Arians and so converted the majority of the tribes to this ‘heresy’. When the Arian barbarians overran parts of the Western Empire in the 5th and 6th centuries, they brought their Arian beliefs with them, though they were generally tolerant of the Nicene inhabitants of the lands they conquered. It has been suggested that, for some time – centuries – the Arian heresy helped differentiate between Gothic overlords and Roman inhabitants. Whether this was so or not, the strength of the orthodoxy of the church of Rome and the Eastern Empire eventually overcame Arianism and the last Arian kings in Europe were Grimwald, King of the Lombards 662 to 671, and his young son, Garibald, 671.)

After pillaging Rome, Alaric marched his men south, planning to take ship to Africa and deal once and for all with Heraclian in order to gain control of Italy’s grain supply. At Cosenza he was taken with a fever and was dead in a few days. So:

a) The sack was the result of a very complicated series of diplomatic and military manoeuvres, involving, by the end, three emperors – Honorius, Theodosius II, Attalus – as well as the military strong-men Stilicho and Heraclian.

b) To a surprising extent the sack was the Romans’ own fault:

  • the stupidity of Honorius in executing the only man who could hold Alaric at bay – Stilicho
  • Honorius’s refusal to grant Alaric’s demands when they were eminently reasonable
  • the refusal of Attalus or the Senate to let Alaric sail off to Africa (which would, at the very least, have got him off Italian soil and bought them time)

c) All of which underscores a remark Norwich makes somewhere in the first half about the quality of the Roman army. The Empire equalled the army: strong army, strong empire. None of the books I’m reading on the subject really tackle this issue head on. Why did the Roman army deteriorate? Why by the 390s and 400s was it incapable of confronting and beating Alaric? The same but worse occurred during the time of Attila the Hun (430s to 450s) when all the Roman army could do was shadow Attila’s rampages. What changed between, say, 200 AD and 400 AD which made the Roman Army so fatefully weak?

(As a footnote, Alaric’s death so soon after sacking Rome became a useful tool to later protectors of the Holy City. Priscus reports that when Pope Leo I rode out to meet Attila the Hun who was rampaging south to take Rome in 452, the superstitious barbarian only had to be told/reminded of the fate of Alaric to decide to call off his assault.)

Alaric and the Visigoths plunder Rome in 410 AD

Alaric and the Visigoths plunder Rome in 410 AD

The overthrow of ‘the last Roman Emperor’ (in the West)

The last generation of emperors in the West make for a sorry story as one barbarian overlord after another sponsored puppet ’emperors’ in what had become the Western Imperial capital, at Ravenna, in north-east Italy.

In 474 the Eastern Emperor Leo I appointed Julius Nepos Western Roman Emperor. This was to replace the ruling emperor Glycerius, who Leo regarded as a usurper. (Julius is called ‘nepos’ (nephew) because he was married to Leo’s wife’s niece.)

When Julius arrived in Italy in June 474, Glycerius promptly surrendered, was spared by Julius and packed off to become bishop of Salona. But Julius only ruled over what was left of the Western Empire (now more or less reduced to mainland Italy) for less than a year. In 475 he appointed magister militum (leader of soldiers) the experienced general, Orestes. (Orestes in fact has a fascinating backstory: having been born and bred in Pannonia, he remained when the territory was ceded to Attila the Hun in the 440s and found himself appointed Attila’s secretary and ambassador.) This turned out to be a mistake, for in August 475 Orestes marched on the Western capital, Ravenna, prompting Julius to flee to Dalmatia (modern Yugoslavia) where he carried on regarding himself as the legal emperor until (typically for the times) he was assassinated in 480.

For reasons that aren’t entirely clear, Orestes didn’t claim the imperial crown but appointed his 12-year-old son Romulus, emperor. Technically this gave him the title Romulus Augustus, which cynics at the time changed to Romulus Augustulus i.e. ‘little Augustus’. The Eastern emperor Zeno, unsurprisingly, refused to recognise Romulus as Western Emperor – although there was little he could do about the situation, since he was himself engaged in a full-scale civil war with his own Eastern rival, Basiliscus.

Romulus himself ‘ruled’ i.e. did what his father told him, for just ten months, for Orestes turned out to be as unlucky / stupid as Julius. The army he had led to Ravenna mostly consisted of barbarian mercenaries. When Orestes refused their demands for up to a third of the land area of Italy to settle in, they simply mutinied against him, appointing the Germanic Odoacer their new king, on August 23, 476.

Odoacer led the barbarian army on a rampage through every town and village in northern Italy, pursuing Orestes to Pavia, where the bishop gave him sanctuary, but he had to flee again when the Germans broke through the city defences and ravaged the church, razing many of the city buildings to the ground.

Orestes rallied the remnants of a Roman army and engaged the barbarians outside Piacenza, where the Romans were slaughtered, and Orestes himself was captured and executed. A few weeks later Ravenna was captured and Romulus Augustus was deposed. Legend has it that Odoacer’s heart was softened when he had the young boy brought before him, so he spared his life and sent him into permanent retirement in the Campania. Nothing more is known of lucky Romulus Augustulus.

More interestingly – and counter-intuitively, but something which these barbarian conquerors repeatedly did – Odoacer was then happy to submit to the authority of the Eastern Emperor Zeno, asking to be granted the official status of patrician of Rome and to rule as administrator of Italy in Zeno’s name. Although we see them, with hindsight, fatally undermining Roman authority, the major players of the time all still saw themselves acting within the Empire and seeking ultimate authority for their rule from it.

(History doesn’t stop. The overthrow of Romulus looks to us like a hugely significant event, but the rulers of the day carried on fighting each other as if nothing had changed. Julius Nepos continued styling himself the Augustus of the West from his stronghold in Dalmatia, and when he was murdered in 480 Odoacer used it as a pretext to invade Dalmatia and punish the murderers (and annex the territory). Odoacer then foolishly decided to ally with the Eastern general, Illus, in the latter’s attempt to overthrow the Eastern Emperor Zeno in 484. Zeno retaliated by appointing the Ostrogoth ruler, Theoderic the Great, who had been menacing Constantinople, King of Italy, thus motivating him to attack Odoacer. Theoderic invaded Italy in 489 and by August 490 had captured almost the entire peninsula, forcing Odoacer to take refuge in Ravenna. The city surrendered on 5 March 493. Theoderic invited Odoacer to a banquet of reconciliation and promptly killed him by, according to our sources, walking up to him at the banquet table, drawing his sword and cleaving his body in two, from collarbone to waist. And thus perished the man who showed mercy to Romulus.)

Conclusion

These two stories (just two from hundreds of similar events) give a good flavour of this long, beautifully written history, which can only be described as ‘entertaining’ if you find the relentless description of high-level power politics, military strategy, court intrigue and endless battles entertaining.

As it happens, I do – but I can also see how the inexorable saga of conspiracy, war and violent death on almost every page could put a lot of people off.

The Biggest Idea

In the 670s a Muslim fleet under the Caliph Muawiya laid siege to Constantinople and tried for five years to break into the city from the sea. They persisted despite repeated Greek counter-attacks which deployed the secret weapon known as Greek fire (a kind of napalm). After five long years of losses, the Caliph admitted defeat and ordered his fleet home (and the fleet was caught in a storm on the way, and further depleted). At the same time his land forces had been harassed by the so-called Mardaites, freebooting Christian marauders who spread south from Syria to wage a relentless guerrilla war against Muslim forces, as far south as Jerusalem. Demoralised by the combination of these setbacks, in 679 the Caliph accepted defeat and made terms with the Emperor Constantine IV, handing back the Aegean islands he had seized and agreeing to pay the emperor an annual tribute.

Thus, the Byzantine Emperor Constantine IV had halted the Muslim progress into Europe, the first real setback in the hitherto unstoppable spread of Muslim forces. It was a decisive moment, and in reward he received grateful thanks from many former enemies: the Khagan of the Avars, the Slav tribal leaders in the Balkans, the Lombard and Frankish princes of the West.

By holding the line at Constantinople Constantine IV ensured the Muslims would only be able to enter Europe via Spain, forcing them to stretch their lines of communication to breaking point along the whole north coast of Africa, then up across Iberia so that their progress via this route would be halted at the Battle of Poitiers in 732. These far-off and, to most people unknown, events had vast historical significance. As Norwich comments:

Had they captured Constantinople in the seventh century rather than the fifteenth, all Europe – and America – might be Muslim today. (p.325)


Other Dark Age reviews

Other medieval reviews

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