Aulos Kapreilios Timotheos, Slave Trader by M.I. Finley (1968)

This blog post started out as simple notes on a short essay by the noted historian of the ancient world, Sir Moses Finley (1912 to 1986) – until I stumbled on the wider context of the essay on the internet, which I then try to summarise.

Aulos Kapreilios Timotheos, Slave Trader

The essay ‘Aulos Kapreilios Timotheos, Slave Trader’ was published in the early 1960s, then included in a slim Pelican paperback collection, ‘Aspects of Antiquity’, published in 1968, which I picked up sometime in the 1980s.

It is far from being a big definitive essay on the huge subject of slavery in antiquity. Rather, it’s a set of meditations which flow from contemplating just one artifact from the ancient world, a seven-feet-high, finely decorated marble tombstone to this man, Aulos Kapreilios Timotheos.

Tombstone of Aulos Kapreilios Timotheos, Slave Trader

The tombstone

This tombstone was found at a town near the border between modern Turkey and Greece. It shows three carved scenes: a typical banquet at the top; a work scene in the middle; and on the bottom, a depiction of 8 slaves, chained together by the neck, being led in single file, accompanied by two women and two children, not chained, preceded by a man who is obviously in charge. Between the top and second row is an inscription in Greek, reading:

Aulos Kapreilios Timotheos, freedman of Aulos, slave trader

Apparently what makes this stone rare and unusual is its blunt candour. In the scattered writings we have from the ancient world slave trading was looked down on, sometimes despised, which is odd because the entire economies of ancient Greece and Rome relied on slaves in enormous numbers. But clearly, the writing classes – the people who left opinions for us to read – were ambivalent about it at best.

The American South

Finley compares and contrasts the situation in the ancient world with that in the Southern United States in the nineteenth century. American slave owners were uneasily aware that the rest of the civilised world had abolished slavery and strongly disapproved of them. Hence their increasingly anxious over-compensating justification of the ‘peculiar institution’.

The ancient Greeks and Romans had no external voice of conscience to upbraid them. The reverse. Everywhere they looked they saw all other societies of their time practising slavery.

The racial justification for slavery

The slave society of the Deep South justified its exploitation with widespread propaganda about the intrinsic inferiority of black people. You don’t read far in any text about the American civil war without coming across southern ideologues using the Bible or any other spurious means they can lay hands on to justify the intrinsic superiority of whites and the intrinsic inferiority of blacks. Plenty of authors and politicians claimed that blacks could only find true happiness in the condition of slavery, blacks are children who need the strong hand of a father etc etc.

So a black person in America could never lose the stigma associated with slavery, even if they were free, even if they lived in the north, ran a business, lived a free life, could never be completely free.

The raceless basis of ancient slavery

The situation was drastically different in the ancient world because slavery wasn’t associated with any particular race or ethnicity. Literally anyone could be enslaved – in Spain, in Gaul, in Greece itself, conquering Roman armies enslaved entire cities of white Caucasians.

The crucial point is that there were no specifically slave races or nationalities. Literally anyone and everyone might be enslaved, and which groups predominated at one time or another depended on politics and war. (p.157)

The association of slavery with skin colour was an invention of the Atlantic slave trade of the 17th and 18th centuries.

Freed names

Back to Aulos – his first two names, Aulos Kapreilio were those of his master, which he took when he was made free, as per Roman custom. Timotheos was his slave name.

Roman slave names

In the early days of slavery Romans gave their slaves names like Marcipor or Lucipor which was simply a contraction of Marcus puer or Lucius puer, puer being Latin for ‘boy’ (hence the English word ‘puerile’, which has come to mean ‘childishly silly and immature’).

From the year of the twin defeats of Carthage and Corinth, 146 BC, the number of slaves began to steadily increase and so they needed more names.

After 146 the empire became unofficially divided into a Latin-speaking West and a Greek-speaking East, and so slave names sometimes indicate a slave’s origins, east or west.

Side

A city on the south coast of Anatolia, became notorious as a slave market. But maybe the epicentre of the ancient slave trade was the island of Delos

The people of Phrygia in central were notorious for selling their own children into captivity. Many slaves from Scythia (the area to the north of the Black Sea) were bought from their own chieftains, captives in their own wars, or children, or simply human levies, like tax, sold at a profit (p.163).

Slave sales

Given the millions of men, women and children who were slaves it is notable that we have just two visual depictions of an actual slave auction. In both of them a male slave stands on a platform while another man, presumably the buyer, lifts his tunic to admire his strong thighs.

The condition of a slave

is to be brought into a new and alien society violently and traumatically; to be torn not only from his homeland but from all the relationships which provide identity and psychological stability, with family, kin, tribe, village, region, gods, customs, dress – everything.

All this is replaced with just one cardinal relationship – with the slave’s male owner who controls not only every aspect of his physical existence, but his mental horizons, the language he has to use, the new religion he has to practice, rules he has to obey – everything.

Slave sexual exploitation

Complete control over the person of slaves meant the master class had unfettered unlimited sexual access to all slaves, male, female, young or old. As I’ve read the chatty odes of Horace or elegiacs of Tibullus, Propertius or Ovid, I have been disturbed again and again by the casual way they talk about being ‘given’ slaves (of either gender) for sexual purposes.

Slave punishments

The most chilling thing for me, though, has been the casual references, in all the Roman literature I’ve read from Plautus onwards, of the horrific punishments slaves could be subject to, starting with whipping and escalating through torture, having limbs deliberately broken, and so on, up to the ultimate punishment of crucifixion.

Finley returns to the attempts of Americans to justify slavery through the intrinsic inferiority of one race and say not only was it not attempted in the ancient world, it was actively disproved by the case of the Greeks.

Greek revenge

After the brutal conquest of the Greek League in 146 BC, over the next few centuries hundreds of thousands of Greek men, women and children were brought back to Italy as slaves. However, in the long term this caused a kind of cultural revolution. The Gauls or Germans might have been considered ‘barbarians’ (they wore trousers, for God’s sake!) but the Greeks were citizens of the culture which had taught the Romans literature, philosophy and architecture. Hard to maintain the fiction that these people were in any way ‘inferior’. On the contrary many of them, while remaining technically ‘slaves’, rose to become secretaries, assistants or teachers to the master’s children.

Manumission

This leads into another important issues, which is manumission, which is the fancy word for freeing your slaves. The Romans became famous among the cultures of the ancient world for freeing their slaves, as reward for loyal service. It was a disconcertingly simple procedure – the owner declaring the slave free, maybe touching them or gently pushing them away, and a state official such as a consul or a praetor touching the slave with a rod called a vindicta and pronouncing him or her to be free.

The slave’s head was shaved and a pileus was placed upon it. The pileus was a brimless felt cap of undyed wool. Based on what we can see in surviving frescos, sculptures, and coins, the pileus ranged from a short cone to a gumdrop shape. It was the identifying garment of a freedman.

Anyway, we know that the rate of manumission became a real problem in Roman society because the emperor Augustus passed laws trying to limit it:

He established maxima on a sliding scale, according to which no one man was allowed to free more than one hundred slaves in his will. (p.158)

Finley points out a notorious contradiction in Roman attitudes to slavery: which is that noted jurists such as Florentinus clearly stated that slavery as an institution was ‘contrary to nature’, that this idea was shared in some of the literature and incorporated into legal codes – and yet it didn’t make any difference to the actual practice.

He instances the moral philosopher Seneca who freely admitted that a slave is a person with a soul like you and me, but from this premise he draws the conclusion that one should live on friendly terms with one’s slaves, dine with them, converse with them etc – everything except actually free them, which seems beyond the scope of his philosophy (p.164).

War

Because, as Finley points out, war was central to the entire institution of slavery and the slave trade.

The ancient world was one of unceasing warfare, and the accepted rule was that the victor had absolute rights over the person and property of the captives, without distinction between soldiers and civilians. (p.159)

Caesar

went to Gaul an impoverished nobleman and returned a multi-millionaire and this was partly because of the huge number of captives he seized and sold into slavery, taking a commission. After he captured the town of the Atuatuci he sold the entire population of 53,000 into lifelong slavery. After the Battle of Alesia in 52 BC he gave one captive to every one of his legionaries.

War slavers

Enormous numbers like this would slow an army down so by Caesar’s time arrangements were in place to have slave traders accompany the army, or meet them at arranged rendezvous, there to buy the newly captured slaves, take them off the commander’s hands, and do with them as he please, tramp them all the way back to Italy or sell them locally.

Maybe the procession on Timotheos’s tombstone depicts such a merchant marching off some of his new merchandise.

Pirates

From a business point of view the problem was the extreme unpredictability of war. Hence the inexorable rise from 150 or so onwards of piracy in the Mediterranean. This wasn’t a case of a few swashbuckling privateers but ‘a complex business network of pirates, kidnappers and slave dealers’, with its headquarters at Side and its main emporium on the Greek island of Delos. Finley quotes the figure I’ve read elsewhere that the docks and warehouses of Delos were extended so that at its peak it turned over as many as 10,000 slaves a day.

(On the subject of scale, Finley says that as early as the 4th century BC the number of slaves working in Athens’s silver mines was probably as high as 30,000.)

Latifundia

The rise and rise of slavery went hand in hand with a crucial socio-economic development in mainland Italy. This was the eradication of the small family farm – the kind of place which Virgil and Horace idolised as the cradle of morality and right living – and its replacement by vast estates or latifundia owned by enormously rich absentee landlords and worked by slave gangs often working in chains.

The servile wars

The scale of the exploitation and the resentment it bred led to the three major slave revolts which escalated so far as to be called ‘wars’, the so-called Servile Wars:

  • First Servile War (135 to 132 BC) in Sicily, led by Eunus, a former slave claiming to be a prophet, and Cleon from Cilicia
  • Second Servile War (104 to 100 BC) in Sicily, led by Athenion and Tryphon
  • Third Servile War (73 to 71 BC) on mainland Italy, led by Spartacus

Training

Specialist skills were in great demand. If a slave could play music, recite poetry, take dictation or any number of other skills then he or she might secure a relatively comfortable lifestyle. Alternatively, slaves could be trained, specially if started young.

Many slaves became masters of crafts and trades; the chain-ganged brute labour of the countryside was matched by highly skilled slaves in more urban settings who worked in potteries or textile mills, on temples and other public works, sometimes performing artistic and delicate work.

The sheer number of slaves present at every level of Roman society, participating in a huge range of activities, suggests the ‘condition’ or psychology of slavery must have been hugely varied, as varied, maybe, as the number of individual slaves.

The end of ancient slavery

Slavery ended not because of any abolitionist movement but because of profound socio-economic changes in the Roman Empire. These slow economic transformations replaced both the ‘chattel slave’ and the free peasant of Virgil and Horace’s dreams, with a new social class, a new type of ‘bondsman’ – the colonus, the adscripticius, who was himself to evolve into the serf.

For the most part. But slavery didn’t disappear from Europe, not even from the Empire. Finley tells us that when the sixth-century emperor Justinian drew up a codification of all existing laws, the issues thrown up by slavery took up more space than any other topic.

The essay in the context of Finley’s career

Online you can read the first page of an essay about Finley and slavery by the American academic, Arnaldo Momigliano. This tells us that Finley had a lifelong interest in the question of slavery in the ancient world and that the present essay repeats some themes and ideas already discussed in his 1958 essay, ‘Was Greek civilisation based on slave labour?’ (itself included in a 1960 collection, ‘Slavery and Classical Antiquity’) and takes its place alongside other papers on the subject gathered in the 1981 volume, ‘Economy and Society in Ancient Greece’.

Apparently, Finley’s ideas about slavery were most fully expressed in the book-length study, ‘Ancient Slavery and Modern Ideology’, published in 1980 (so when he was 68). If you go looking for it on Amazon, you find the latest imprint of the book and discover that it was republished in 1998 with new material by an academic named Brent Shaw.

This volume, ‘Ancient Slavery and Modern Ideology’, isn’t a history of slavery as such, it’s an account of the interpretations succeeding ages have made of slavery in the ancient world, according to each era’s ideologies and principles. In what follows I’m indebted to the excellent review of ‘Ancient Slavery and Modern Ideology’ on Amazon by Richard Mathisen. To be clear, I’m putting Mathisen’s words in italics.

Richard Mathisen’s summary of ‘Ancient Slavery and Modern Ideology’

For Finley, there have been only five genuine slave societies, two ancient (Greece and Rome), and three modern (the Caribbean, Brazil, and the American South).

Historians of ancient societies have always been affected by ideological bias. Classical historians admired Greek and Roman civilisations so they downplayed the ugly aspects of slavery. Christian historians tried to claim that Christianity ended slavery, but it didn’t. Marxist historians wanted to interpret ancient slavery through their lens of class war while anti-Marxist historians took the opposite view.

While ancient slavery had no racial component, modern historians are influenced by racial concerns so that every “new interpretation of slavery has professed to be more anti-racist than the one it replaces.”

Finley’s aim is to trace the distorting effect of each of these ideologies on the history of slavery. Finley explains the emergence of ancient slave societies, which requires three conditions: private ownership of land, commodified systems of production, and a shortage of labour. He considers societal attitudes toward the humanity of slaves and traces the end of slavery as it transitioned into feudalism.

Finley carefully defines slavery, because many examples of forced labour have existed, including Egyptian pyramids, Assyrian and Babylonian empires, Spartan helots, feudal serfs, and indentured servants, but they were not slaves. Indeed, he notes that the most unusual labour system in history is modern free wage labour, with individuals free to move.

This leads to Finley’s real interest. What factors led to ancient slavery? When did it start, when did it end, and why? What aspects of ancient society were part of slavery’s support system? What were the ideological presuppositions of the Greeks and Romans? Why was the legitimacy of slavery never questioned in ancient times, even during slave revolts? Why did slavery exist only in certain areas of Rome, such as Italy and Sicily? Could slavery ever come back again in the modern world, if the necessary conditions seemed to demand it?

When re-issuing Finley’s book, Brent Shaw added a 1981 response by Finley to his critics and a 1979 essay on “Slavery and the Historians.” Shaw himself wrote a 76-page essay updating the slavery debate since 1980.

The vast historiography of a complex subject

All this builds up to quite a complex picture which can be summarised as:

  • during his career Finley wrote a number of essays about slavery in the ancient world
  • his main statement on the subject is a book which describes the changing interpretations of ancient slavery made by the leading ideologies of different eras
  • critics criticised this book
  • Finley wrote an essay addressing these criticisms
  • Brent Shaw added a long essay updating the debate since 1980 (presumably up till 1998, when this new edition was published)

But quite obviously a lot of this is very old. When I skimmed through the passages of ‘Ancient Slavery and Modern Ideology’ available on Amazon, I caught references to the Soviet Union. The idea of describing an aspect of the ancient world as it has been interpreted, reinterpreted and misinterpreted by the leading ideologies of successive ages sounds really interesting, but…1980. Surely I ought to be reading something far more up to date.

And then, when I saw that the Arnaldo Momigliano essay about Finley had been published in a periodical titled ‘Slavery and Abolition: A Journal of Slave and Post-Slave Studies’, my heart sank. Every month or so since the late 1970s this journal has been publishing articles about slavery. By now there must be a mountain of content – and I bet there are other journals on the subject, not to mention the hundreds of thousands of academic papers and tens of thousands of books, and hundreds of conferences which must have been held on the subject. How long would it take to read all the relevant studies, paper and books on the subject? A year? Three years? I’d like to learn and understand more but do I have the time required? Does anyone have the time?


Credit

‘Aulos Kapreilios Timotheos, Slave Trader’ was included in a collection of essays by M.I. Finley titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

Related link

Roman reviews

Blue Dahlia, Black Gold: A Journey Into Angola by Daniel Metcalfe (2014)

Having read quite a lot about Rwanda and Congo, I felt I needed to read up on their neighbours, finding out about other African nations radiating out from the central core of the Congo. Trouble is that books about them are hard to find, for example, there don’t seem to be any books about Burundi’s civil war, 1993 to 2005. Either that, or the existing books are heavy academic works, often collections of essays, which weigh in at £30 or £40 and can’t be found second hand. Reading between the lines, no-one in Britain cares enough about these countries to write, publish or read books about them.

Daniel Metcalfe’s travelogue was one of the few paperbacks I could find about Angola and seemed like an affordable way of finding out about the recent history and current shape of Angola, Congo’s large nation to the south, and one of the participants in the Great War of Africa. I didn’t really take to the personality created in the text and found it a grim read whose occasional attempts at humour didn’t come off. Nonetheless, I’d recommend it as giving a very good overview of Angolan history, along with first hand accounts of the tremendous disparity between the oil super-rich and the majority of the population which remains dirt poor, and for the vivid descriptions of his excursions into the (generally very unattractive) interior. The net effect of the book is to make Angola sound like an awful place.

Angola historical overview

Angola is the seventh largest country in Africa (Wikipedia). It was first reached by Portuguese sailors in 1484 and the current capital city, São Paulo de Loanda (Luanda), was founded in 1575. (It was conquered by the Dutch in 1640 and briefly ruled by them till 1648, when the Portuguese resumed control.)

The Portuguese didn’t penetrate far inland, instead creating a series of coastal ports and trading entrepots. The main commodity was Africans as Angola became one of the main locations of the transatlantic slave trade, which was well established by 1600, with around 10,000 slaves a year transported. Most of them went to Portugal’s other vast colony, Brazil, a thousand miles across the stormy Atlantic.

Throughout the 18th century Portugal slowly conquered various tribes and kingdoms in the territory they claimed, and pulled natives into the global economy, forcing them to produce raw materials such foodstuffs and rubber. Brazil won its independence in 1822 and Portugal abolished the slave trade in 1836, illicit trading being policed by the anti-slavery Royal Navy. But generally Portugal still only had a very thin, coastal presence.

It was only at the time of the Berlin Congress of 1885 and the late nineteenth century Scramble for Africa that the Portuguese made sustained attempts to penetrate further inland, to explore, conquer and claim the territory of what was to become the modern territory of Angola.

Part and parcel of this late 19th century conquest was the widespread imposition of forced labour on the hapless natives, hard forced labour under the compulsion of the whip, to turn out agricultural goods to be shipped back to the motherland. (It was a Brit, Henry Woodd Nevinson, who exposed the extent of the exploitation in his book A Modern Slavery, published in 1908, the year King Leopold was forced to hand over his barbaric rule in the Congo over to the Belgium state.)

Soon afterwards Portugal entered a period of political turmoil triggered by a coup in 1910 which overthrew the Portuguese monarchy (the same year, as it happens, as the Mexican Revolution) to establish what became known as the First Republic. One of the republic’s many liberal reforms was ending forced labour in the colonies.

However, the First Republic suffered from chronic instability and was overthrown in 1926 with the advent of António de Oliveira Salazar, who established the so-called Estado Novo in the 1930s. This new regime came to be known as the Second Republic as Salazar established an authoritarian corporatist state in Portugal. As part of the ‘return to order’ the New Order reimposed brutal forced labour in its colonies.

Portugal stayed neutral throughout the Spanish Civil War and the Second World War while millions of Angolan natives slaved to produce agricultural products for Portuguese consumers and profits for Portuguese companies. Appalling conditions led to a high death rate among workers and a scandalously high infant mortality rate of 60%. Critics wrote reports calling for change in the 1940s and 50s but were ignored or imprisoned.

A workers’ protest starting in a cotton company in 1961 led to widespread rebellion across Angola which was suppressed with much bloodshed (p.114). This and the uprising of Bakongo in northern Angola are now seen as marking the start of the Portuguese Colonial War, which lasted from 1961 to 1974 and involved not just Angola but Portugal’s other colonies in Africa, Mozambique and Guinea-Bissau.

The wars were as ruinous and futile as the Vietnam War and ended in the full independence of the three African countries involved, after elements in Portugal’s own army overthrew the authoritarian civilian government on 25 April 1974 in what came to be known as the Carnation Revolution (pages 71 and 135).

There was a year delay while the new regime established itself and while peace talks to end the colonial wars dragged on. The Alvor Agreement of January 1975 called for general elections and set the country’s independence date for 11 November 1975. Hooray!

Except that the country was almost immediately plunged into a civil war between the three main anti-colonial guerrilla movements: the communist People’s Movement for the Liberation of Angola (MPLA), the National Front for the Liberation of Angola (FNLA), and the anti-communist National Union for the Total Independence of Angola (UNITA).

The FNLA were eliminated in the first year but the conflict between the other two refused to be settled and dragged on for decades, becoming one of the leading proxy wars between the Cold War adversaries, the USA and the Soviet Union, with the Soviets and Cuba backing the communist MPLA government and the Americans funding and supplying the anti-communist UNITA.

UNITA developed some bases inside Zaire, to Angola’s north, with the support of Joseph Mobutu, Zaire’s western-backed dictator, but were mostly based in the south, enjoying support from the apartheid South African regime which was funneled through the state immediately south of Angola, Namibia, itself a colony of South Africa which was experiencing its own war of independence. (Namibia won independence from South Africa in March 1990.)

This being Africa there was also a strong tribal element in the civil war. The MPLA was primarily an urban-based movement in Luanda and its surrounding area and was largely composed of Mbundu people. UNITA was a predominantly rural movement mainly composed of Ovimbundu people from the Central highlands who make up about a third of the population (pages 123 and 133). Obviously there was overlap and complexities. There are many more tribal groupings in the country and allegiances and membership shifted and complexified over time.

The Angolan civil war raged from 1975 to 2002, 27 years of massacre and destruction which not only left an estimated 800,000 dead, but displaced over 4 million people and devastated the country’s infrastructure, leaving it one of the poorest in the world. In 2003 the UN estimated that 80% of Angolans lacked access to basic medical care, 60% lacked access to water, and 30% of Angolan children would die before the age of five, with an overall national life expectancy of less than 40 years of age. 70% of the population lives below the poverty line (p.70).

Whole families sat and begged on the rubbish-strewn streets [of Luanda] that stank of animal and human excrement. (p.49)

Metcalfe writes that the population of Luanda is 4 million, but a recent Guardian profile (see below) gives it as 7.8 million and that this number is set to double by 2030.

So from the start of the independence struggle in 1961 to the end of the civil war in 2002, Angola suffered 41 years of hurt and wasted lives.

Daniel Metcalfe

Daniel Metcalfe studied classics at Oxford then went to work in Iran and travelled around central Asia, material which he used for his first book, Out of Steppe: The Lost Peoples of Central Asia (2009). This is his second book, and is actually not so much one journey as an account of three journeys across Angola undertaken in (I think) 2010, with follow-up visits.

Right from the start Metcalfe describes himself as a financial journalist and his bio says he’s written for the Economist, Guardian, Financial Times, Foreign Policy and the Literary Review. In other words, he initially appears just the kind of pukka chap that has formed the backbone of English travel writing for the last hundred years, all of whom went to top private schools (Evelyn Waugh [Sherborne], Wilfred Thesiger [Eton], Eric Newby [St Paul’s], Colin Thubron [Eton], Bruce Chatwin [Marlborough], Jan Morris [Lancing]). So I was expecting references to tiffin and cricket, or a trip to the little known Luanda polo club or some such. Posh boy eccentricity.

I was wrong. Metcalfe doesn’t have the de haut en bas tone of the classic English chap abroad; quite the opposite, he’s keen to rub in what a man of the people he is, travelling with only a grubby backpack in the cheap and chaotic minivans ordinary Angolans use, cadging a night’s kip on the sofas or packed beds of all sorts of random acquaintances, and having at least two severe bouts of food poisoning.

But with the thought of the Great Tradition of English Travel Writing in mind I couldn’t help being struck by a sense of the text’s belatedness. What I mean is that earlier travel writers described to their readers distant and exotic lands a) which none of the readers had travelled to or knew much if anything about and b) which were largely ‘unspoilt’.

Metcalfe’s book arrives in the internet age when:

a) there is no ‘distance’ or ‘remoteness’ any more – any of us can Google articles about Angola and its history, geography, tourist features, festivals, national costume and so on and find out more or less everything contained in this book; and

b) Angola is definitely ‘spoilt’, ruined in fact, but in two senses of the word: i) the cities, towns and landscape are still recovering from 40 years of destruction, for example tourists are advised not to wander anywhere off the beaten track because the country is still covered in millions of unexploded mines; and ii) every conceivable tourist attraction has been photographed, thoroughly documented, posted on Instagram, Facebook, Twitter and all the rest.

Metcalfe is therefore labouring in a genre which is almost obsolete. These days a travel writer has to work very hard to find anywhere that millions of Western tourists haven’t already trampled and photographed to death, and then has to work up in their prose a sense of enthusiasm for sights or experiences which bored locals experience every day and post on Facebook, Instagram, Twitter and so on.

The book’s structure

São Tomé and Príncipe then mainland Angola

In a bid to be quirky and original Metcalfe starts his journey by flying in to the Democratic Republic of São Tomé and Príncipe, two archipelagos based round the islands of São Tomé and Príncipe, which are themselves about 87 miles apart and about 150 miles off the northwestern coast of Gabon. This far from the mainland, they were uninhabited till the Portuguese discovered them and populated them with Africans. The islands became an important entrepot for the slave trade as well as slave plantations producing coffee and cocoa. The islands became independent alongside Portugal’s other colonies in 1975 and form the second-smallest African state after the Seychelles.

Metcalfe visits the capital cities of each island and is shown round a rotting old plantation house. He learns about the semi-fictional slave king who led a Spartacus-style slave rebellion, ‘Rei Amador. He tells us it has the smallest economy in Africa, 80% of which is contributed by foreign donors ie it’s not really a viable state at all.

But the main story is that oil has been located near the islands, which are therefore teetering on the brink of becoming very wealthy, but there is general anxiety that, as with every other ‘petrostate’ (like in nearby Nigeria), the money will end up funneled into the hands of a tiny super-rich elite while the rest of the islanders continue living in poverty.

Then he flies to mainland Angola where he makes three journeys, carefully indicated on the book’s one and only map. A throwaway remark reveals he seems to have made at least two trips to the country: he tells us he first visited Angola in 2010, then two years later, in 2012 (p.83).

Anyway, it’s not really a journey into Angola but maybe five distinct journeys:

  • down the coast from Luanda to Benguela
  • from Benguela inland to Huambo and then to the remote town of Cuito Cuanavale
  • then, after returning to Luanda, from Luanda directly inland to Malange and then Saurimo
  • then north up the coast into Zaire province, to the heartland of the old Kongo kingdom, M’banza-Kongo, to the oil town of Soto
  • then flying into the enclave of Cabinda which is part of Angola but separated by the mouth of the river Congo which is inside the Democratic Republic of Congo

A well-ruined country

The bottom line about Angola seems to be that it has been ruined at least three times over. First by the brutality of Portuguese rule which enforced harsh forced labour on most of the population well into the 1960s, doing little to create a decent infrastructure such as roads and schools, or to foster an educated middle class. Second, by the 40 years of warfare, first for independence, then the terrible, futile and ruinous civil war.

But what really strikes Metcalfe is the ruin brought since the civil war ended by the arrival of OIL. The Angola he flies into is now a ‘petrostate’ with a huge gulf between the overclass of politicians and businessmen who have made themselves fabulously rich on the proceeds of oil, drive huge four by fours, live in gated mansions, stay in gleaming hotels – and the great majority of the population (of 33 million) who scrape a living off the land (periodically stepping on one of the millions of abandoned landmines) or make a living by working the utterly corrupt life of the cities. Thus despite the billions of dollars pouring into the treasury from oil revenue, Angolan life expectancy is among the lowest in the world, while infant mortality is among the highest. A third of the population can’t read or write.

José Eduardo dos Santos, the leader of the MPLA, once, back in the olden days, a ‘Marxist’ party, was Angola’s president for almost four decades. During the oil boom his daughter, Isabel dos Santos, was ‘awarded’ numerous lucrative contracts, thus becoming Africa’s richest woman. She is nicknamed ‘the Princess’ and at the time this book was written, was said to be a billionaire. So much for Marxism. Interestingly, she attended the elite fee-paying St Paul’s School for Girls in London before going on to become a billionaire.

London, where you can launder your drug or organised crime money through any number of willing banks, invest in shiny new riverfront developments, pick up some multi-million dollar artworks for your portfolio, and drop in to see your son or daughter being educated at one of its elite private schools. Convenient for oligarchs and kleptocrats from all nations.

Angola is a country divided between a small, super-rich, oil-rich elite, and the rest which helps to explain why everything is diabolically expensive, even the most basic food and drink. Luanda is routinely voted the most expensive capital city in the world (p.45). This is apparently because the agricultural sector is in such a state that almost everything has to be expensively imported. Even the most basic hotels and restaurants are beyond his budget. This isn’t a tropical paradise where you lounge in cheap cafes enjoying the streetlife. Luanda is a city where he trudges along busy with his backpack while shiny four by fours roar past on their way to hotels, cocktail bars and restaurants which are wildly beyond his reach.

Author’s persona

I felt vulnerable, exposed and ill equipped. (p.44)

Right from the start Metcalfe presents himself as a down-at-heel traveller with a backpack, ‘an unaffiliated writer’ (p.68), himself slightly confused about his motives for going, blessed with some contacts but relying on wit to busk a lot of the journey.

This pose would have been cool in the 1960s or 70s but in the age of the internet and modern, luxury, all-expenses-paid travel journalism, it comes over as a bit forced and contrived. I did the backpacking thing back in the day. In the 1970s I hitch-hiked round Europe and then round America because I was 18 and genuinely didn’t have any money or ‘contacts.

But it seems to me that worldview, that cultural possibility, has gone. A few short years later friends with their first jobs in the City were flying Club Class to New York or Sydney. In the 1990s the barely employed could afford to fly to Ibiza or Phuket. Hitching with a backpack was no longer at the cutting edge of anything. As airplane tickets and travel costs, generally, plummeted in the 1980s and 90s, ‘roughing it’ became a quaint throwback to a simpler age.

And as the internet has given access to every hotel and every restaurant and almost every person anywhere in the world, there’s no excuse not to have rung ahead, booked and organised everything.

I arrived at Saurimo at midnight, with not a clue where to stay. (p.225)

For a journalist who’s written for the Financial Times and the Economist, who mentions elsewhere that he looked up contacts and had names and addresses of businesspeople, NGOs, charities and various other contacts before he left London, to reduce himself to this impoverished state seemed a bit contrived.

It’s a running gag that Metcalfe’s backpack gets put on the wrong plane and flown to the other side of the world by mistake and it takes a week or so for it to be returned to Luanda airport for him to collect. In another age, and in another writer’s hands, this might be funny, but here it comes over as pathetic.

On not one but two occasions he manages to get food poisoning – once from eating the in-flight sandwich on the plane from Sao Tome to Luanda, once from eating prawns at an all-day party in Luanda – and we are treated to descriptions of him lying on a sofa moaning for days on end punctuated by sudden dashes to the shared toilet. Possibly this is meant to be comic but it comes over as squalid.

Because he can’t afford to stay in the ruinously expensive hotels, he cadges beds for the night on the sofas of strangers. As I say, in another age and in the hands of a more stylish writer, this might come over as cool or funny, but in this account it comes over as shabby, and wilful, a choice to do things the most difficult, dirty and sordid way. The impatient reader thinks, ‘Enough with the backpacker chic, already. You should have just negotiated a better advance from your publishers or with the FT Travel section or with any number of upmarket travel mags. Then you could have stayed in all those gleaming hotels and we wouldn’t have had to read about you roughing it on the sofas of hospitable Luandans who barely know you.’

When Metcalfe sticks to the fact he is very interesting indeed. He gives solidly researched, thorough and authoritative accounts of a wide range of historical issues from the first founding of the country, the slave trade, the ups and downs of 20th century Portugal. He is especially good on the history of the long bloody civil war, which he cuts up into passages which are deployed throughout the book at appropriate moments or in the relevant towns where key battles occurred.

A good example is his trip to the remote town of Cuito Canavale in the south-east of the country, where a 6 month long ‘battle‘ brought together all the combatants in the war for a confrontation whose ending can now, in retrospect, be seen as a turning point not only in the Angolan war but for the wider region (leading Cuba to withdraw its forces and South Africa to grant Namibia its independence).

His encounters with numerous people like businessmen and entrepreneurs, staff at NGOs like the HALO mine-clearing charity or Save The Children, passengers on numerous coaches, cafe owners and academics, geologists and ‘oilies’, street rappers and hawkers, manic minibus drivers and drunk taxi drivers, miserable bar owners and fierce museum keepers, Congo kings and holy men, each shed factual information on Angola’s past and present and are uniformly interesting.

But when he tells anecdotes about the travelling itself, they come over as strangely limp and dead. This is a really good factual primer for Angola (albeit ten years out of date) but when he writes about himself and his ‘adventures’, Metcalfe is a peculiarly charmless writer. Maybe part of this is because so many of the people he meets are depressed, defeated and downbeat and their negative mood affects the author and, thus, the reader, too. Angola does sound like a grim place.

  • We sat down, exhausted and somehow a bit sad. (p.211)
  • Living in Luanda seemed to drive him to despair. (p.215)
  • The king was playing his part but I couldn’t help feeling it was all a bit sad. (p.238)
  • I sat, by now stained and a bit depressed, pondering my destination, unaware of how bad the next eighteen hours would be. (p.286)

I wasn’t surprised when the tough son of the household where Metcalfe dosses in Luanda, Roque, reveals that he tried to commit suicide a few years previously (p.258). Somehow it’s that kind of book. There are flickering attempts at humour, but for the most part it’s pretty downbeat.

One of the saddest things about Angola is the decimation of the wildlife. Most of the wild mammals have been exterminated. He has a passage about the last few remnants of the once flourishing giant sable or palanca negra gigante and meets a worn-down conservationist who is trying to save it from extinction (pages 214 to 219). Despair and sadness. Metcalfe even travels through a region where there are no birds. The skies are empty. Everything is dead.

Anti-tourism

The book amply demonstrates why Angola is on no-one’s tourist trail.

There is really no tourism here. There is nothing to visit in Luanda, except for one or two clapped-out museums that are invariably closed. Walking is pretty much out, due to the threat of muggings, not to mention the polluted and pungent streets. There are no taxis… Excursions into the country are generally a no-go. The few eccentric tour leaders who do venture into the empty national parks explain that most of the game has been shot and eaten and numbers haven’t recovered yet. Hiking or bush-walking is definitely not an option, due to the millions of landmines and unexploded ordnance, most of them unmapped. And there are diseases, lots of them: yellow fever, dengue fever, sleeping sickness, typhoid, rabies and rampant falciparum malaria (that’s the worst kind)…

In short, Angola is an anti-tourist destination, and certainly no place for a backpacker. The only sane kind of visit is brief and on business, with someone to meet you, lodge you and cover your laughable expenses, before you are gratefully shuttled out on a non-Angolan liner. (p.46)

Then there are the police, ‘feared for their erratic behaviour and drunken extortion of passersby’ (p.47). And the absurd expense of everything. And the street crime. And the dedicated stonewalling obstructive Soviet-style bureaucracy you face every step of every process designed to wear down and crush any applicant for anything, as he finds out when he tries to get his visa extended or goes the labyrinthine process required to apply for an audience with king Muatchissengue Watembo of the Chokwe people (pages 232 to 239).

Eastern bloc-style obstructionism which is reflected in the hyper-suspicions of the police who stop him and demand to see his papers countless times, with or without then bullying him into giving them a bribe to let him go on his way (the Angolan police being ‘renowned for’ their demands for gasosa, p.230). Far from being relaxed and casual like Congo, Angola has overtones of being a police state. ‘Basic education, sanitation and health care are all awful’ (p.45).

Basically, Don’t go.

Highlights

Marxist capitalism

Metcalfe is good at explaining the hypocrisy of the so-called ‘Marxist’ MPLA government. Even as it bought communist textbooks printed in Moscow and Havana to indoctrinate generations of schoolchildren against the capitalist enemy, it set up a massive corporation, Sonangol, which functioned on purely capitalist lines. When the first oil was found in the 1970s the franchise and money was handled by Sonangol who, over the following decades, developed into a huge corporation with interests in every aspect of the economy, almost a parallel economy in its own right.

At its heart was MPLA leader and president José Eduardo dos Santos, known as ‘the magician’ for his skill at keeping all political factions onside by the skilful doling out of contracts and backhanders. The elite surrounding him were known as ‘the Futunguistas’ after one of the many presidential palaces. When the Soviet Union collapsed in 1991 the MPLA made a smooth transition to capitalism because they had, in fact, for years, already been practising it (pages 72 to 75). These former Marxists now have their noses ‘deep in the trough’ of the purest capitalism. Mobutu only with oil. Transparency International ranks the country as almost bottom of the league table of corruption.

The ruling class of Angola has misplaced, disappeared, embezzled and creamed off tens of billions of dollars for themselves, leaving most of their compatriots in abject poverty. Why on earth should Western governments give them loans and Western aid agencies step in to treat the poor and ill when more than enough money exists in the government system but Angola’s leadership refuses to use it for good, preferring to loot their own country?

Slavery and degredados

He gives a good brief history of the slave trade, pages 100 to 106. The academic he interviews, Fernando Gamboa, makes the familiar point that slavery was already a well-established practice among African tribes before the Europeans arrived, but they massively increased its scale and ‘efficiency’ as a business (p.198).

I was more intrigued to learn that a) Angola’s second city, Benguela, was founded in 1615 in totally unsuitable location near a swamp which resulted in the earliest settlers dying like flies (very like the early English settlements in Virginia at the same period); and b) that, like Australia, it was forcibly settled by transported convicts or degredados. Unlike the convicts Britain sent to Australia, who were often guilty of relatively minor offences such as stealing a loaf of bread, these degredados were hard core villains, mostly murderers. Being hard core urban villains they were unsuited to agriculture but took to the slave trade like ducks to water, and also ensured the city had a ‘hellish reputation well into the nineteenth century’ (p.100).

The Salazar regime (1932 to 1968)

What comes over about Salazar’s Estado Novo regime is its dusty, down-at-heel backwardness, its narrow-minded closedness, its petty bureaucracy and inefficiency. Visiting diplomats, especially Americans, thought he lived in a parallel universe. This helps to explain his response to the rebellions of 1961 which was total refusal to accept reality, negotiate or relinquish the colonies, and instead his insistence on fighting on to the bitter end which meant that, long after Europe’s other imperial nations had bitten the bullet and given their colonies independence, Portugal continued fighting its bitter wars to retain them (pages 114 to 118).

White flight

As the scale of the civil war became clear, between 1975 and 1976 pretty much the entire white population of about 300,000 left, flying back to Portugal in what Metcalfe refers to as ‘the great airlift’ (p.124). That included all the administrators, civil servants, the police, engineers, designers, builders, architects, managers of the education and health systems, doctors and teachers, everyone who ran everything left the relatively unskilled, untrained Angolans to figure out how to run a modern country in the middle of a brutal civil war. The result: services ceased to function, education and health ceased, ministries shut down, the rubbish piled up in the streets, no-one knew what to do (pages 72 and 136).

The irony is that once the civil war had ended and the oil boom began in the Noughties, lots of Portuguese flocked back to the country for its boomtown opportunities and, by a spooky coincidence, there are, once again, about 300,000 expatriate Portuguese in Angola.

Sex trade

Oxfam’s regional director Gabriel de Barros explains how girls as young as 12 are traded by families to rich men in return for financial support, the resulting rise in teen pregnancies, STDs and AIDS (pages 108 to 111).

Huambo

Originally named Nova Lisboa, Huambo is the capital of the fertile highlands and was beautifully laid out by Portuguese planners to become the new centre of their empire in the 1920s and 30s. Unfortunately, it then became an epicentre of the civil war, the landscape around ravaged by war, littered with mines, and the town fought over again and again, climaxing in a 55-day-long siege in 1993 which eviscerated it. The government enforced a press blackout and in 1993 international journalists were busy in Somalia and Yugoslavia so the world never got to hear about it.

Landmines

The countryside is littered with millions of mines, anywhere between 6 and 20 million, no-one knows. Never stray off the path, don’t climb rocks or walk round a bridge. Any prominent or beautiful natural feature was targeted. For the foreseeable future they must all remain off limits (p.124).

Queen Njinga

An extended passage giving the life of the remarkable Nzingha Mbande (1583 to 1663) who rose to be Queen of the Ambundu Kingdoms of Ndongo and Matamba in present-day northern Angola. She fought for 30 years to maintain the independence of her kingdoms against the encroaching Portuguese and to later generations became a symbol of resistance. The most notable things to emerge from the account are that she supported the slave trade, but insisted it be carried out according to the old customs; and the stories that she dressed as a man, insisted on being called a man, dressed her guard of women as men, and made her many male lovers dress as women if, that is, these later stories are true (pages 198 to 206).

Chockwe art

Metcalfe visits Chockwe country and even manages a (bizarre) audience with the old but still revered Chockwe king. The Chokwe people once ran an empire which covered parts of modern-day Angola, southwestern Congo and northwestern parts of Zambia. There are about 1.3 million people living across that territory. The Chockwe are famous for their sculpture art, which fetches high prices in the West.

Wooden statuette of a Chockwe princess

The role of Cuba in the civil war 1975 to 2000

Castro’s communist Cuba saved the Marxist MPLA government. In 1975 as Jonas Savimbi’s UNITA took more and more territory and advanced on the capital, Cuba flew in thousands of soldiers who stabilised the situation then reversed UNITA’s advance. Cuba’s involvement in Angola was deep and long. Between 1975 and 1988 over 300,000 Cubans served in Angola (p.212). Rejected in most of South America, snubbed by the North Vietnamese, unable to get a purchase in Mobutu’s Congo, Angola provided an opportunity for Castro to dream of spreading his revolution around the developing world. Now all that sacrifice seems utterly pointless. You could say that the 300,000 Cubans who fought to keep the MPLA in power ended up helping Isabel dos Santos to become the richest woman in Africa. Thus, as Shakespeare put it, does the whirligig of Time bring in his revenges.

The last phase

The last phase of the civil war from 1999 to 2002 was the most brutal. Metcalfe dwells on the character of the larger-than-life, brutal, charming, paranoid UNITA leader, Jonas Savimbi. Like president Habyarimana of Rwanda, like Mobutu and Kabila of Zaire and the Congo, Savimbi genuinely believed in black magic, spirits and witches.

By the 1990s there were frequent burnings of dissidents and accusations of witchcraft in UNITA areas. In one case, Savimbi himself ‘discovered’ a woman spying on him by flying over his house at night. Suspected women and children would be dragged to a stadium and set alight. Anyone who dared to speak against o mais velho risked execution, including any woman who refused his advances. (p.246)

Lovely to see the old traditions being kept alive. Jeane Kirkpatrick, America’s representative to the United Nations, called Savimbi ‘one of the authentic heroes of our time.’ Hundreds of thousands of rural inhabitants were terrorised by UNITA, press-ganged into working as porters, cooks or prostitutes. The MPLA government rounded up entire regions and confined them in camps. In the final months of the war as many as 4 million people were displaced, a third of the entire population.

M’banza Kongo

On his third journey, Metcalfe cadges a lift north in a battered Land Rover with the staff from a Save The Children refuge in the town of M’banza Kongo in the north-west of Angola. Back in the 1480s when the Portuguese discovered the river, the Kongo empire stretched for hundreds of miles north and south of the river mouth and far inland. Metcalfe retells the sorry saga of how initial optimism on both sides of the cultural contact quickly deteriorated as the Portuguese realised the potential of the Kongo people as slaves. In Metcalfe’s account it was the discovery of Brazil in 1500 and the quick realisation that it had great potential for sugar plantations but lacked manpower, which transformed the situation.

500 years later Metcalfe visits the homes and refuges in M’banza Kongo which house the large number of children who are thrown out of their families every year for being evil spirits. Belief in witchcraft, spirits, kindoki (a kind of witchcraft or possession by evil spirits) and the power of fetishes is universal and when any ill luck befalls a family its most vulnerable members – children and to a lesser extent the elderly – are blamed.

Update

Metcalf’s book was published in 2013. Apparently, since then, some of the gloss has gone off the oil boom so that the planes and top hotels are no longer as busy as they were. But the structural divide between super-rich elite and everyone else remains, as evidenced in this photo essay published in the Guardian.

MCK

Protest song by anti-government rapper MCK who Metcalfe interviews (pages 83 to 88).

Portuguese terms

Recurring words and ideas include:

  • assimiliado = African who, according to the Portuguese colonial system, had reached an approved level of civilisation; comparable to the évolués in francophone colonies
  • bom dia = good morning
  • candongueiro = mini bus
  • confusão = a metaphysical state of chaos and confusion before which mere humans are helpless
  • contratado = Portuguese form of forced labour
  • empregada = home help /servant
  • feitiço = fetish or the spell is controls
  • garimpeiro = unofficial diamond miner
  • mestiço = mixed race
  • musseques = shanty town
  • pula = slang for white person
  • roça = plantation-type farm run on forced labour
  • soba = official

Fluffs

The book is generally well proof-read and typeset, but I did spot a couple of errors which humorously point towards a new use of language:

  • As she flocked cigarette ash out of the window… (p.27)
  • I felt huge a sense of excitement. (p.54)
  • There are railroads totally some ten thousand miles. (p.124)
  • They grew rich on commerce between the Zanzibar and the Atlantic… (p.229)
  • A strange period ensued when neither war nor peace reined… (p.243)

The title of the book is explained on page 144.


Credit

Blue Dahlia, Black Gold: A Journey Into Angola by Daniel Metcalfe was published by Hutchinson books in 2013. All references are to the 2014 Arrow Books paperback edition.

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King Leopold’s Ghost by Adam Hochschild (1998) – part three

‘To gather rubber in the district… one must cut off hands, noses and ears.’
(Charles Lemaire, Belgian commissioner of the Equator District of the Congo Free State)

William Sheppard

Following his coverage of the black American Baptist minister George Washington Williams, who was appalled by what he witnessed in the Congo in 1890 and wrote an open letter of protest to the Belgian king, Leopold II, Hochschild goes on to describes the career of another black pioneer.

This is William Sheppard, a Baptist minister born in Virginia in 1865, who was sent by the Southern Baptists to the Free State, thus becoming the first black American missionary to the Congo. Hochschild emphasises that the church hierarchy ensured he was supervised every step of the way by a white superior, how it was the white man who actually met Leopold in Belgium while Shepherd was excluded, but how it was Shepherd who built up the mission on the river Kasai. Here he won the respect of the local BaKuba tribe whose language he was the only missionary to bother to learn, by his hard work and sympathetic understanding of their lives. They nicknamed him Mundéle Ndom, meaning ‘the black white man’.

Sheppard was the first Westerner to reach the Kuba capital, Ifuca, whose king usually ordered any outsider to be beheaded. But because he was black and spoke some BaKuba Sheppard was allowed to keep his head and stayed for four months, making detailed ethnographical records of their culture, art and religion (‘The Kuba are among Africa’s greatest artists,’ p.156). When he presented his findings to the Royal Geographic Society in London he was made a fellow, and back in the states presented the President with Kuba artefacts.

(Hochschild also mentions the spangling fact that Shepherd’s arrival at the mouth of the Congo coincided exactly with that of Joseph Conrad who was taking up the position of steamboat captain, and that Shepherd’s diary contains numerous references to the gentlemanly bearing of the exiled Pole who he spent some weeks with (p.154).)

Leopold’s grand plans

Leopold had impractically megalomaniac ambitions. He dreamed of linking his Congo possessions with the upper Nile and leasing Uganda from the British, both ideas gently rejected by Prime Minister Gladstone. He suggested raising a Congolese army to protect the Armenians who were being massacred by the Turks. When there was disturbance in Crete he offered Congolese troops as peacekeepers. His cousin, Queen Victoria’ thought Leopold was becoming delusional (p.168). But about one thing he was never deluded: maximising profit from his personal fiefdom in the Congo.

The rubber terror

‘Botofé bo le iwa!’, meaning ‘Rubber is Death!’ — Congo Proverb

Initially Leopold wanted to colonise the Congo because of ivory. As Frank McLynn makes clear in his chapter on the subject in Hearts of Darkness, ivory was the most valuable product of central Africa next to slaves, and the two trades were inextricably intertwined. Arab slavers destroyed native villages not only to enslave their women (killing most of the men) but also to loot the reserves of ivory many villages held, and use the newly acquired slaves to carry the plundered ivory the hundreds of miles to the coast.

It was the invention of the pneumatic tyre by John Dunlop, who set up the company of the same name in 1890, which made bicycling significantly more comfortable than before, which led to the outbreak of the ‘bicycling craze’ and which then led to a sudden spike in demand for rubber, that Leopold realised he was sitting on a goldmine, and that the farming of rubber from the huge rubber vines which twined up trees in the tropical rainforest almost overnight became a very profitable business (p.158). The West’s appetite for rubber grew for use not only in pneumatic tyres for bicycles and then cars, but for a myriad other uses, for example as insulation on electrical cabling which was undergoing an explosion of use around the world.

It is about this point, exactly half way through the book, and after a fair amount of relatively ‘ordinary’ historical and biographical stuff about Leopold and Stanley and so on, that the text takes a very dark turn and the reader is now plunged into the world of disgusting terror, massacre and mutilation created by the authorities who ran Leopold’s Congo Free State.

Force Publique officials were ordered to fulfil rubber quotas. They did this by kidnapping wives or children of villagers and threatening to mutilate or kill their hostages unless villagers handed in the correct and very onerous quotas of rubber. Natives who resisted were beaten, tortured, mutilated and murdered, had their families held hostage, their wives and daughters raped, or their houses and villages burned. If villages failed to fulfil the quota or showed any resistance, they were burned to the ground. The British traveller Ewart S. Grogan, crossing northeastern Congo, wrote: ‘Every village has been burned to the ground, and as I fled from the country I saw skeletons, skeletons everywhere’ (p.230). The Belgians turned Congo into a charnel house.

Most of the food the locals grew was confiscated by European officials leading to poor diet or starvation in many areas. State official Léon Féviez explained to a visiting official that when the local village didn’t supply enough fish and manioc to feed his troops he had a hundred of them beheaded. After that the villagers supplied sufficient food alright, even at the cost of themselves starving (p.166).

The incursions of black troops from one area into another spread diseases many had never previously been exposed to. Smallpox was carried from the coast where it was endemic, inland to populations who had no resistance to it. Worse was sleeping sickness, which is estimated to have killed half a million Congolese in 1901 alone (p.231).

The net effect of all these factors was a collapse in population. Missionaries and travellers through the Congo spoke again and again of entire regions laid waste and depopulated.

Hochschild singles out four factors and then gives copious evidence for each of them, being:

  • Murder
  • Starvation, exhaustion and exposure
  • Disease
  • Plummeting birth rate

The Reverend A.E. Scrivener was just one of many eye witnesses:

Lying about in the grass within a few yards of the house I was occupying were a number of human bones, in some cases complete skeletons. I counted 36 skulls, and saw many sets of bones from which the skull was missing. I called some of the men and asked the meaning of it. ‘When the rubber palaver began,’ said one, ‘the soldiers shot so many we grew tired of burying, and very often we were not allowed to bury and so just dragged the bodies out into the grass and left them.’

There was no census before Leopold’s murderous regime began but the best estimate is that 10 million Congolese lost their lives. This is based on the fact that in areas where population was known, it fell by a half between 1890 and 1910. Since the first detailed population estimate, in 1924, estimated the current population at around ten million, and most experts estimated that it was half the original number, that gives you some 10 million victims of Leopold’s regime, directly murdered or killed by overwork, famine or disease. (In fact at the end of the book, Hochschild devotes a passage to the estimates of modern demographers, who also agree with the 10 million figure.) More, in other words, than the Nazi Holocaust.

Chopping off Africans’ hands

Hands were used as proof that villages had been punished for failing to fulfil their quotas or rebelling. Force Publique soldiers had to prove that every bullet they were issued with was used to kill a villager (and not going off on hunting expeditions) by bringing in a hand for every bullet fired. Hands became a form of proof of discipline. Many soldiers couldn’t be bothered to wait for all the rubber to be counted and just hacked off a few hands at random to impress their superiors with how zealous they were.

But cutting off hands was also a form of punishment and incentive. Hostages – women and children –had their hands cut off unless their menfolk brought in the required quota of rubber. Some villagers, in desperation, instead of slicing a rubber vine and patiently waiting for the drops of sap to ooze out of it, were so panic-stricken that they cut down the entire vine and squeezed every drop of rubber out of it. This killed the vine rendering it unavailable for future use and so in turn was punished by the authorities, in the form which was now becoming universal – the men or their womenfolk or children having their hands cut off. Hochschild quotes scores of officials and soldiers who boasted about how many hands they collected per day.

‘Many fled and some were mutilated. I myself saw a man at Likange who had had both his hands cut off. Sometimes they cut them at the wrist, sometimes farther up . . . with a machete.’

In some military units there was a job, ‘keeper of the hands’ (p.165). Some units smoked severed hands over fires in order to keep them as decorations to hang on poles or over doors as a constant reminder to the locals of what even the slightest infringement would trigger.

Bestand:MutilatedChildrenFromCongo.jpg - Wikipedia

Mutilated Congolese children and adults. Photos taken between 1900 and 1905 by the English missionary Alice Seeley Harris

Hochschild brings out how atrocity acquires a momentum of its own. As in the Nazi genocide or the Soviet labour camps, cruelty and sadism, once permitted, become endemic. Thus René de Permentier, a Force Publique officer in the Equator district, had all the trees and bushes around his house cut down so he could use passing Africans as target practice for his rifle. If he found so much as a stray leaf in the courtyard swept by women prisoners he had one of them beheaded. If he found a forest path poorly maintained, he ordered a child in a local village executed. That kind of megalomaniac momentum.

Two Force Publique officers ordered a man hung by his feet and a fire lit underneath so he was cooked to death. Morel quoted a message from district commissioner Jules Jacques telling his underlings to warn the locals that if they cut down another vine he will exterminate them to the last man (quoted page 229). As the Reverend Scrivener testified:

A man bringing rather under the proper amount [of rubber to a collecting post], the white-man flies into a rage and seizing a rifle from one of the guards shoots him dead on the spot. Very rarely did rubber come but one or more were shot in that way at the door of the store.

There are hundreds of examples of this kind of psychopathic behaviour. Late in the book Hochschild says speakers of the Mongo language refer to the period as lokeli, the overwhelming (p.300).

Edmund Dene Morel

We know so much about the evil practices of Leopold’s state because of the obsessive work of one man, Edmund Dene Morel, who became a one-man international human rights dynamo.

In the late 1890s Morel was a relatively lowly clerk working for the Liverpool-based trading company Elder Dempster (p.177). He began travelling back and forth across the Channel as his company’s liaison with officials of the Congo Free State. Slowly he began to realise something was wrong. Hochschild attributes his revelation to three elements which he saw or, as a clerk handling the official paperwork for the cargoes, was able to calculate for himself while spending time at the State’s docks in Antwerp:

  1. He learned that huge amounts of arms and ammunition were being shipped to the Congo along with surprising amounts of chains and shackles. Why?
  2. The amount of ivory and rubber brought back by the ships greatly exceeded the amount stated on the manifests and paperwork. Someone was creaming off millions in profit. Who?
  3. Over 80% of the goods being shipped to the Congo were remote from trade purposes. In other words, a huge amount of goods were being brought out but very little was going in to pay for them. So how was this wealth of ivory and rubber being generated. Dene realised there could be only one explanation: slave labour.

‘These figures told their own story…Forced labour of a terrible and continuous kind could alone explain such unheard-of profits…forced labour in which the Congo government was the immediate beneficiary; forced labour directed by the closest associates of the king.’ (Morel, quoted page 180)

He called it: ‘the most gigantic fraud and wickedness that our generation has known’ (p.206).

Morel made his fears known to his superiors who told him to keep quiet. The Free State was a major client of Elder Dempster’s. They tried to coerce him into keeping silent. The company offered him a pay rise, then the role of highly paid consultant. Free State officials in Brussels stopped talking to him. He refused all bribes and insisted on speaking out.

Eventually, in 1901, Morel quit Elder Dempster and, after pondering what to do, set up a newspaper, the West Africa Mail in 1903, backed by philanthropic sponsors. It consisted of Morel’s articles, letters from missionaries, maps, cartoons, and pictures. Morel didn’t hold back:

‘Blood is smeared all over the Congo State, its history is blood-stained, its deeds are bloody, the edifice it has reared is cemented in blood—the blood of unfortunate negroes, spilled freely with the most sordid of all motives, monetary gain.’

Morel intended the West Africa Mail to publish everything he knew about the Congo and encouraged all-comers to send him their reports about ‘the shootings, shackles, beheadings, mutilations and kidnappings of a slave labour system’ they witnessed – and they did, in increasing numbers (p.270).

Morel tapped into the resources of existing anti-slavery organisations, namely the Anti-Slavery Society and the Aborigenes Protection Society, as well as roping in influential figures such as the politician Sir Charles Dilke and the author Mary Kingsley. He became a writing phenomenon, working 16 or even 18 hours a day to produce books, speeches, articles and pamphlets about the Congo (p.209). In the first six months of 1906 alone, he wrote 3,700 letters (p.214).

Morel requested information from all and any sources, and developed a remarkable knack for getting inside information from all kinds of people, not only missionaries and travellers in the region, but dissident military officers such as Raymond de Grez, who secretly fed him reports and statistics for many years, as well as people involved in the various shipping companies and testimony from their agents in-country, such as the American business agent Edgar Canisius (p.192).

The more Morel’s reputation grew as the doughty opponent of the evil being perpetrated in the Congo, the more people knew he was the man to slip confidential information (p.188).

It snowballed into a vast publicity campaign, featuring hundreds of public meetings, thousands of letters, he received thousands of letters full of facts and figures which Morel was then able to use in his articles or feed to sympathetic journalists and politicians.

With the aid of the charities and sympathetic politicians Morel secured a debate in the House of Commons which was held on 20 May 1903. At its conclusion the British Parliament passed a resolution to allow the British government to negotiate with the other Great Powers over the matter, avowing that the native Congolese ‘should be governed with humanity’ and, incidentally, noting that ‘great gratitude was due’ to Morel for creating public awareness (p.194). It was a truly impressive achievement. As Hochschild summarises:

Almost never has one man, possessed of no wealth, title of government post, caused so much trouble for the governments of several major countries. (p.209)

Pamphlets were followed by excoriating books, namely:

  • Affairs of West Africa (1902)
  • The British Case in French Congo (1903)
  • King Leopold’s Rule in Africa (1904)
  • Red Rubber – The story of the rubber slave trade that flourished in Congo in the year of grace 1906 (1906)
  • Great Britain and the Congo: the Pillage of the Congo Basin

When I read the title of Red Rubber I immediately saw the link with the campaign against ‘blood diamonds’ originating in Africa under war-torn or oppressive conditions from much the same region of Africa, in our own time.

Roger Casement

The Parliamentary debate directly affected another major figure. Parliament set up a commission to investigate the accusations and ordered the British consul to the Congo, Roger Casement, to go in-country to find out more.

Casement evaded the beady eye of Leopold’s officials, paid his own way and independently interviewed missionaries, natives, riverboat captains, and railroad workers. He then wrote up and submitted to Parliament a report containing 39 pages of testimony and a 23-page index of facts, what has been called ‘the most damning exposure ever of exploitation in Africa’. Morel published the ‘Casement Report’ in full in the West Africa Mail and it was picked up and syndicated around the world.

Hochschild devotes a chapter to Casement who is a fascinating figure in his own right, not least because of his principled but ill-fated support for Irish independence a decade later. (Unfortunately, no modern biographer can abstain from prying into the sex lives of their subject, and so we learn quite a lot about the fact that Casement was gay and kept a detailed log of his sexual encounters wherever he went, with Europeans or Africans. Great – and utterly beside the point.)

When they met they instantly clicked. Both respected each other’s fierce integrity and utter devotion to exposing the evil of Leopold’s regime. Casement was a government employee and so had to go where his superiors sent him, but they kept in touch and he offered Morel important confirmation and moral support, becoming a vital colleague and sounding board for Morel’s campaigns. Morel nicknamed him the Tiger; Casement called Morel the Bulldog (p.207). Chaps.

Congo Reform Association (CRA)

Casement and Morel met again, in Dublin, and agreed that it needed more than a newspaper to bring about the change needed. Casement convinced Morel they needed to set up an organisation and so in November 1903 Dene announced the establishment of the Congo Reform Association (CRA) with a founding manifesto filled with names of the great and good and calling for ‘just and humane treatment of the inhabitants of the Congo State, and restoration of the rights to the land and of their individual freedom’.

An American branch was quickly set up which garnered support from such notables as Mark Twain, Booker T. Washington and W. E. B. Du Bois. Twain was motivated to write a pamphlet, King Leopold’s Soliloquy: A defence of his Congo rule, in 1905, a satirical portrayal of Leopold as a self-pitying old man rambling on, making feeble excuses for the blood on his hands:

‘They burst out and call me “the king with ten million murders on his soul”.’

(It’s interesting that, even at this early point, the figure of 10 million dead was widely accepted. It’s a suspiciously round figure, isn’t it, but one Hochschild backs up with expert testimony at the end of his book)

Illustration from King Leopold’s Soliloquy by Mark Twain (1905)

Arthur Conan Doyle was inspired by his indignation to write The Crime of the Congo in 1908, while Joseph Conrad, in addition to the world famous novella about Leopold’s Congo, Heart of Darkness, co-wrote a novel with Ford Madox Ford, The Inheritors, which contains a devastating parody of Leopold’s greed and mendaciousness and personal oddities (p.257).

In 1904 Morel visited America, meeting with the President and members of Congress, before addressing large audiences around the nation. It took a while for the American campaign to gain traction, but in 1906 public pressure forced Congress to take a stand against Leopold and demand an end to the Congo Free State.

Alice Seeley Harris

Wife of the Reverend John Harris and a Baptist missionary in her own right, it was Alice Seeley Harris who took most of the photos of mutilated Africans which Morel distributed so widely and had such a devastating effect.

The couple had witnessed at first hand numerous atrocities, joined the Congo Reform Association and threw themselves into public activity. One or other of them made over 600 speeches in their first two years with the CRA, displaying implements like the shackles used to chain Congolese and the feared chicotte or whip made of hippopotamus hide, which was used to punish Africans who failed to meet their quotas and sometimes whip them to death (pages 120 and 216). Eventually John and Alice’s activism led to them running the newly combined Anti-Slavery and Aborigenes Protection Society (p.273).

Herbert Strang

The impact of the campaign spread far and wide. Hochschild mentions a British boys’ adventure writer, Herbert Strang, who wrote an adventure story set in the beastly Congo where a stout-hearted English teenager saves the day, titled Samba: A Story of the Rubber Slaves of the Congo. The preface he wrote to his novel is long but gives a fascinating insight into how the issue was seen at the time (1908).

Nearly a generation has passed since King Leopold was entrusted by the great Powers with the sovereignty of the Congo Free State. The conscience of Christendom had been shocked by the stories, brought back by Stanley and other travellers, of Arab slave raids on the Upper Congo; King Leopold, coming forward with the strongest assurances of philanthropic motive, was welcomed as the champion of the negro, who should bring peace and the highest blessings of civilization to the vast territory thus placed under his sway. For many succeeding years it was supposed that this work of deliverance, of regeneration, was being prosecuted with all diligence; the power of the slave traders was broken, towns were built, roads made, railways opened—none of the outward signs of material progress were wanting.

But of late the civilized world has been horrified to find that this imposing structure has been cemented with the life blood of the Congo races; that the material improvements to which the administrators of Congoland can point, have been purchased by an appalling amount of suffering inflicted upon the hapless negroes. The collection of rubber, on which the whole fabric of Congo finance rests, involves a disregard of liberty, an indifference to suffering, a destruction of human life, almost inconceivable. Those who best know the country estimate that the population is annually reduced, under King Leopold’s rule, by at least a hundred thousand. No great war, no famine, no pestilence in the world’s history has been so merciless a scourge as civilization in Congoland.

Yet owing to mutual jealousies, the Powers are slow to take action, and while they hesitate to intervene, the population of this great region, nearly as large as Europe, is fast disappearing.

It has been my aim in this book to show, within necessary limitations, what the effect of the white man’s rule has been.

If any reader should be tempted to imagine that the picture here drawn is overcoloured, I would commend him to the publications issued by Mr E. D. Morel and his co-workers of the Congo Reform Association, with every confidence that the cause of the Congo native will thereby gain a new adherent.

I must express my very great thanks to the Rev. J. H. Harris and Mrs. Harris, who have spent several years on the Upper Congo, for their kindness in reading the manuscript and revising the proofs of this book, and for many most helpful suggestions and criticisms.

By this point the atrocities were so widely known that Leopold had become associated with severed hands and blood in large parts of the press. Countless caricatures in European and American magazines satirised him as a mass murderer, his hands or beard dripping with blood while he hugged his sacks full of blood money (p.222).

Leopold II's Heart of Darkness, by David White | Open History Society

When Leopold’s second wife bore his second child, it was born with a withered hand and Punch magazine published a cartoon with the caption Vengeance from on high. Harsh but an indication of how universally he was despised.

What did Leopold spend his blood money on?

And how did Leopold spend the huge personal wealth he accrued from all this forced labour, slavery, murder and extortion? On grandiose building schemes and his teenage mistress.

1. Buildings

Leopold invested a huge amount of his blood money on buying, building or renovating grand properties. Wikipedia gives a handy summary of a subject which is spread across numerous passages in Hochschild’s book:

The public buildings were mainly in Brussels, Ostend and Antwerp, and include the Hippodrome Wellington racetrack, the Royal Galleries and Maria Hendrikapark in Ostend; the Royal Museum for Central Africa and its surrounding park in Tervuren; the Cinquantenaire park, triumphal arch and complex, and the Duden Park in Brussels, and the 1895–1905 Antwerpen-Centraal railway station.

In addition to his public works, Leopold acquired and built numerous private properties for himself inside and outside Belgium. He expanded the grounds of the Royal Castle of Laeken [one of Europe’s most luxurious royal homes] and built the Royal Greenhouses, the Japanese Tower and the Chinese Pavilion near the palace. In the Ardennes his domains consisted of 6,700 hectares (17,000 acres) of forests and agricultural lands and the châteaux of Ardenne, Ciergnon, Fenffe, Villers-sur-Lesse and Ferage. He also built important country estates on the French Riviera, including the Villa des Cèdres and its botanical garden and the Villa Leopolda.

(In a picquant footnote, Hochschild tells us that one of Leopold’s many villas on the Cote d’Azur was  subsequently bought by the English writer, Somerset Maugham, p.276.)

Hochschild contrasts these extravagant building projects with the many, many, many African homes and villages and entire regions which his officers laid waste and burned to the ground.

2. Caroline Lacroix

Leopold had married Marie Henriette of Austria, a cousin of Emperor Franz Joseph I of Austria and grand-daughter of the Holy Roman Emperor Leopold II, on 22 August 1853 in Brussels. She was popular with the Belgians, was an artist and accomplished horsewoman, and the marriage produced four children. However, the couple became estranged and ended up living apart, Marie settling in the town of Spa where she lived till her death in 1902.

Meanwhile, Hochschild tells us, Leopold became a regular customer at high class brothels which specialised in young and very young girls, preferably virgins. Still, it comes as a bit of a surprise when Hochschild tells us that in 1899, in his 65th year, Leopold took as a mistress Caroline Lacroix, a 16-year-old French prostitute, and that they were to stay together for the next decade until his death.

It was on Caroline that a lot of the blood money from the Congo was lavished, in the form of cash, bonds raised against the Congo Free State government, castles and villas and dresses and makeup and holidays. Throughout this period they were unmarried, so Caroline was in effect his teenage mistress and became unpopular with the Belgian public and made Leopold even more of a figure of fun and contempt among international critics and cartoonists.

File:Your Majesty! at your age....jpg - Wikipedia

The priest is saying: ‘O sire! At your age!’ to which Leopold replies: ‘You should try it yourself!’

Leopold finally married Caroline in a Catholic ceremony just five days before his death, on 17 December 1909, aged 74. He left her a huge fortune but their failure to perform a civil ceremony rendered the marriage invalid under Belgian law and the Belgian government tried its best to seize all the king’s assets and fortune, giving rise to a jamboree for lawyers. Despite legal wrangles it is likely that she managed to spirit away $7 million, maybe more.

The Vatican recognised their wedding though, and Catholic priests were with him till the end. It is nauseating to read how the Catholic church stayed staunchly loyal to Leopold despite the most disgusting revelations, whereas a large number of the truth-tellers and reports were Protestant missionaries. A classic example of the stark contrast between the generally servile subservience of Catholic officials and the outspoken truth-telling of Protestant clerics, especially of non-conformists such as Baptists and the ever-principled Quakers. (You should read Hochschild’s wonderful account of the campaign to abolish slavery to be moved to tears by the hard work of the non-conformists and especially the Quakers in devoting their entire lives to ending slavery.)

When Leopold first heard about her, Caroline had been the mistress and sometime prostitute of Antoine-Emmanuel Durrieux, a former officer in the French army. It is somehow pleasing to learn that she tried to keep up a surreptitious relationship with Durrieux throughout her time with Leopold and that, seven months after the old monster died, she married Durrieux. Ah. True love.

In 1937 she published her memoirs, A Commoner Married a King: As Told by Baroness De Vaughan to Paul Faure. It is a classic example of the logocentrism of the West, in the sense that the doctored and sentimental memoirs of a royal prostitute are preserved for all time for scholars to pore over, analyse and re-analyse, while the lives and experiences of the ten million or so Congolese murdered, mutilated and starved to death – apart from a handful of testimonies recorded in the Casement Report and a few other public enquiries – are nowhere, nothing, vanished as if they had never been.

Leopold’s death and the end of the Congo Free State

The real question, reading all this horror, is why, despite widespread knowledge of the appalling atrocities, little or no steps were taken against him and nothing changed for so long. Leopold’s personal rule over his Congo Free State lasted 23 years, from 1885 to 1908.

The decisive step was getting the US government to switch its policy from indifference to Congo to active hostility, and this coincided with a massive newspaper revelation about the extent of Leopold’s behind-the-scenes bribery and manipulation of US government ministers, agencies and media.

The American change of heart crystallised with the hostility of the British government and, indeed, of a decisive majority in the Belgian government itself, and in Belgian popular opinion, to make Leopold realise the game was up and he agreed to hand over the running of the Congo Free State to the Belgian government so that it could become a ‘proper’ colony, subject to scrutiny in the press and by third parties.

Still, the canny old miser and manipulator insisted on selling the Congo to the Belgian government and drove a very hard bargain, emerging tens of millions of francs better off. In the end a compromise was reached whereby Leopold was paid $10 million and a further $9 million was assigned to his various grandiose vanity projects across Belgium as ‘compensation’ for losses which in reality he had never incurred.

And so, after months of wrangling, in November 1908 the Congo was handed over from Leopold’s personal control to the Belgian state (p.259). In August 1908 his closest officials spent a week non-stop burning all the official records of the Congo Free State, destroying all the evidence of malfeasance committed during his rule. Nonetheless, because of Morel and his many contributors, a sizeable amount of documentary evidence remained in the public domain.

As you might expect, conditions improved somewhat but most of the Belgian officials running the place stayed in post, the Force Publique didn’t even bother to change its name (p.271) and the basic economic imperatives – to maximise revenue from rubber – meant that, in practice, the living conditions of most Congolese continued to be wretched and brutalised. Thirteen months after handing over the Congo to the Belgian government, Leopold was dead, surely one of the most infamous brutes in recorded history.

Reluctantly, knowing that many abuses would continue to take place, Morel had to concede that, with the arch villain dead, many supporters of the CRA at home and abroad thought the job had been done and the fire had gone out of the campaign. In 1913 he held a last meeting of the Congo Reform Association then dissolved it. It had lasted from 1904 to 1913 and was, in Hochschild’s view, ‘the most important and sustained crusade of its sort between the Abolitionism of the early and middle nineteenth century and the worldwide boycott and embargo against apartheid-era South Africa in the 1970s and 1980s’ (p.277).

Arthur Conan Doyle, a late convert who became a very enthusiastic supporter of the cause, described the management of the Congo in his pamphlet The Crime of the Congo as ‘the greatest crime which has ever been committed in the history of the world’ (quoted on page 271).

The fact that there are statues and plaques in Belgium to this day commemorating Leopold for his humanitarian deeds and philanthropy is beyond grotesque.

The documentary

In 2006 a documentary was released, based on this book and with the same title, King Leopold’s Ghost, directed by Pippa Scott and narrated by Don Cheadle.

Credit

King Leopold’s Ghost: A Story of Greed, Terror and Heroism in Colonial Africa by Adam Hochschild was published by Mariner Books in 1998. All references are to the 2012 Pan paperback edition.


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One Day in the Life of Ivan Denisovich by Alexander Solzhenitsyn (1962)

Sleep apart, the only time a prisoner lives for himself is ten minutes in the morning at breakfast, five minutes over dinner and five at supper. (p.17)

It is the start of 1951 (p.36), some prisoners are discussing what will happen now that China has joined the Korean War, will there be a world war? (p.124) and Ivan Denisovich Shukhov, 40 years old (p.39) is prisoner S 854 in the 104th work team at an unnamed forced labour camp somewhere in Siberia, where the daytime temperature is -27 degrees C.

Daily life is about survival, decent boots, making the most of the pitiful thin fish soup and magara porridge, served for breakfast, lunch and dinner, trying to wangle your way out of the physically most draining labour and into something cushy like cleaning the floor of the guards’ room (nice and warm), trying to wangle a puff of someone’s cigarette butt, a fragment of extra food.

Shukhov has woken up feeling feverish so goes along to the camp doctor but is too late; only two prisoners a day are let off work and the two slots are already taken. Back in the barrack he and the rest of the 104th are told to dress, line up and march to the camp gates where they are thoroughly searched, before marching off to the building site of a new power station, rags and muffles pulled to cover as much of their faces as possible from the biting wind.

Solzhenitsyn emphasises that Shukhov is an ordinary guy, ‘a man of timid nature [who] knew no way of standing up for his rights’ (p.24). He is not educated, not an intellectual, thus the poem which the medical assistant Vdovushkin is writing ‘is beyond Shukhov’s ken’ (p.22) and he doesn’t understand the two men in the building site office who are discussing the merits of Eisenstein’s film Ivan the Terrible.

When Shukhov gets out, in two years time, he hopes to be a stove-setter or a carpenter or a tinker (p.39). He is meant to be everyman or, in this case, everyzek (zek being an abbreviation for the Russian for prisoner). He is a Christian, is surprised anyone isn’t, but right at the end tells the Baptist prisoner, Alyosha, that he doesn’t believe in heaven or hell. And he seems to half believe the folk myth that each month God creates a new moon. Why? Because he crumbles the old one up to make stars. (p.94) In his village they call the moon ‘the wolf’s sun’ (p.134).

Shukhov hasn’t been back to his home village of Temgenovo (p.84) or seen his wife since 1941 when he marched off to war. Ten years absence. During the war, in 1942, his unit was surrounded and captured by Germans. After a few days five of them managed to escape back to Russian lines. Three were shot dead by sentries, and the authorities considered Shukhov and his comrade must be spies. So they were convicted of treason and given ten years (pp.58-59).

He met team leader Tiurin in his previous camp, at Ust-Izhma (which is where he made the hand-made spoon which he still uses and hides carefully in his boot). Shukhov spent seven years in the far north, logging.

Well, a zek’s belly can stand anything. Scrape through today somehow and hope for tomorrow. (p.72)

The simple format of a day in the life allows Solzhenitsyn to describe a surprising variety of people, and the work they have to do, and the world of dodges and scams the zeks pull on each other and the authorities. Anything for extra food. Anything to be near a fire or – God be praised – inside out of the sub-zero cold

He describes the crucial relationship between a team leader and his men, in fact the complex web of networks a prisoner finds himself in. He casts an experienced eye on those around him, from the 16-year-old Ukrainian Gopchick, who is quick and savvy and will survive, to the recently arrived naval captain who still thinks the world owes him a favour, is not adjusting quickly enough to the necessary posture of complete submission.

They are marched out of the camp to the power station and, by the afternoon, have got stoves going to heat up the sand enough to make mortar and actually get so into their work, priding themselves on working as a team to send up mortar and bricks to the third story which they’re building, that they’re late finishing.

At going home time, just one zek who’s dropped off somewhere means the entire contingent of 463 zeks have to wait stamping their feet as the sun disappears and the stars come out. After a lot of pushing and shoving, they’re allowed through the wire perimeter fence and march back to camp. While standing around Shukhov spots a bit of hacksaw blade lying in the snow and quickly palms it. There’s a tense moment when each zek is searched before entering the main camp, but he successfully smuggles it through in his mitten and slips it in a crack in his bunk. Later he’ll find a stone, whet the blade, and make it into a cobbler’s knife. He earns a little bit of cash making slippers for zeks with money from rags and waste bits of wood.

Back inside the main camp, Shukhov carries out a number of complicated manoeuvres. He offers to stand in the cold queue for parcels for a posh zek named Tsezar, who turns up late and takes the place Shukhov has kept. In exchange Tsezar says Shukhov can have his portion of skilly for dinner. Graphic description of the mob of zeks trying to get into the hot filthy canteen, where the harassed cook serves out skilly which is glorified dishwater with a few fragments of rotten fish or vegetables.

Fine details of how you have to scrounge a decent tray to collect the bowls for your team. There are 24 in the 104th. Shukhov and Gopchik pinch trays, and bring the bowls to a section of bench where his ‘brothers’ are sitting. His body rejoices as the tepid skilly slips down into his belly, and he takes the old zek’s precaution of sucking the fish, its bones and gills and eyes, slowly and methodically. Calories in every slurp.

Then over to Hut 7 to swap a few hard-earned roubles for a tiny glassful of excellent tobacco from the Lett. Back to his hut to listen to Tsezar excitedly open his parcel (after it had been opened and rifled through by the guards, of course), and discuss it with the naval captain.

But the latter irritated Lieutenant Volkovoi, the Security Chief, at roll call. Now he is taken away for ten days in an isolation cell. Skilly only every other day, the walls covered with ice. Not everyone survives.

Then they’re turfed out of the huts for a final head-count, all five hundred of them under the frosty moon, with more swearing from the guards, and the hut-commander beating the slowcoaches. Shukhov gives Tsezar good advice about hiding the contents of the parcel and makes sure he is first back to protect its hiding place for him. Good to have someone like Tsezar as a friend.

He climbs up to his bunk, belly full of two helpings of the wretched skilly, Tzesar’s ration of bread hidden in his jacket to be enjoyed next morning. He lies on the hard mattress, no sheets, head on the pillow full of wood shavings, feet in the sleeves of his jacket to stop them freezing, grubby blanket pulled over him, and his coat laid on top of that.

It has been a good day.

People

  • the old artist with a grey beard who touches up the prisoners’ numbers
  • Andrei Prokofievich Tiurin, team leader of the 104th
  • Alyosha the Baptist, who’s hidden a copied-out manuscript of the New Testament
  • Buinovsky the ex-naval captain, only been in the camp three months, has a lot to learn, imprisoned because a british admiral he was seconded to during the war sent him a thank you gift, which led to his trial and imprisonment
  • Der, B 731, a convict-supervisor on the power station building site
  • Eino, an Estonian on the 104h
  • The camp security officer, known as ‘the Father Confessor’
  • Fetiukov, a snivelling sneak and hanger-on in the 104th
  • Gopchik, Ukrainian lad of 16
  • ‘One and a half’ Ivan, a thin weedy camp guard
  • Khromoi, the mess orderly
  • Kilgas the Lett in Hut 7, always has good tobacco
  • Kolya Vdovushkin, medical assistant to the camp doctor, who is writing a long poem
  • Panteleyev, member of the 104th
  • Pavlo, deputy of the 104th, with his rolling West Ukrainian accent
  • Stepan Grigorych, the camp doctor
  • Senka, deaf member of the 104th, he’d survived Buchenwald
  • Shkuropatenko B219, a supervisor at the building site
  • The Tartar, lean violent disciplinarian guard
  • Tsezar, team-mate of Shukhov’s who receives impressive parcels from home
  • Lieutenant Volkovoi, Security Chief, who used to use a thick bullwhip on the prisoners
  • S 123, a stringy old man serving a 25 year sentence

Demotic style

The translation by Ralph Parker dates from 1963. English writers, even up to the present day, especially if they went to private school, still think it is acceptable to write about ‘one’ doing this or that, and break the back of sentences in order to avoid ending a sentence with a participle (preferring to write ‘the man about whom I told you’ rather than what every normal person would say, ‘the man I told you about’).

Presumably Solzhenitsyn’s Russian is pretty demotic, capturing the everyday speech of the zeks, the swearing of the camp guards, and the thoughts of the profoundly uneducated Shukhov – and all this has forced Parker to be more demotic than, maybe, his natural English would have permitted.

Thus it would be ludicrous to have prison camp inmates saying ‘one does’ and one does not’ all the time and so, very sensibly, Parker uses the phrasing most ordinary people would use, using ‘you’, you have to look sharp, you have to keep your wits about you, you have to know when to bend to authority etc.

And he uses ‘fuck’ sparingly, for example when Solzhenitsyn conveys the attitude of the zeks to the guards and petty officials who lord it over them. Fuck ’em, is the attitude. I imagine camp inmates swore all the time. Maybe this was Solzhenitsyn’s own restraint, and maybe he knew what would bear publication in 1962. The subject matter was controversial enough, best not to offend the literary sensibilities of the editors and writers he was trying to recruit to his cause.

Proverbs

Instead of learned quotations, the poor and illiterate have folk wisdom and proverbs. Shukhov’s mind is full of them.

  • You’ve only to show a whip to a beaten dog. 53
  • Thrift is better than riches 71
  • A man with two trades to his name can easily learn another ten.
  • Hasty work is scamped work. 89
  • A man who’s warm can’t understand a man who’s freezing. 96
  • The quickest louse is always first to be caught in the comb. 131

In The Great Gatsby F.Scott Fitzgerald makes the simple observation that there are only two kinds of people, the sick and the well.

In Denisovich Solzhenitsyn divides people into two further categories – the warm and the freezing.

Also: the hungry and the full. As in Primo Levi’s accounts of Auschwitz, concentration camp inmates may not always be cold, but they are always hungry, permanently surviving on the verge of malnutrition.


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