King Leopold’s Ghost by Adam Hochschild (1998) – part three

‘To gather rubber in the district… one must cut off hands, noses and ears.’
(Charles Lemaire, Belgian commissioner of the Equator District of the Congo Free State)

William Sheppard

Following his coverage of the black American Baptist minister George Washington Williams, who was appalled by what he witnessed in the Congo in 1890 and wrote an open letter of protest to the Belgian king, Leopold II, Hochschild goes on to describes the career of another black pioneer.

This is William Sheppard, a Baptist minister born in Virginia in 1865, who was sent by the Southern Baptists to the Free State, thus becoming the first black American missionary to the Congo. Hochschild emphasises that the church hierarchy ensured he was supervised every step of the way by a white superior, how it was the white man who actually met Leopold in Belgium while Shepherd was excluded, but how it was Shepherd who built up the mission on the river Kasai. Here he won the respect of the local BaKuba tribe whose language he was the only missionary to bother to learn, by his hard work and sympathetic understanding of their lives. They nicknamed him Mundéle Ndom, meaning ‘the black white man’.

Sheppard was the first Westerner to reach the Kuba capital, Ifuca, whose king usually ordered any outsider to be beheaded. But because he was black and spoke some BaKuba Sheppard was allowed to keep his head and stayed for four months, making detailed ethnographical records of their culture, art and religion (‘The Kuba are among Africa’s greatest artists,’ p.156). When he presented his findings to the Royal Geographic Society in London he was made a fellow, and back in the states presented the President with Kuba artefacts.

(Hochschild also mentions the spangling fact that Shepherd’s arrival at the mouth of the Congo coincided exactly with that of Joseph Conrad who was taking up the position of steamboat captain, and that Shepherd’s diary contains numerous references to the gentlemanly bearing of the exiled Pole who he spent some weeks with (p.154).)

Leopold’s grand plans

Leopold had impractically megalomaniac ambitions. He dreamed of linking his Congo possessions with the upper Nile and leasing Uganda from the British, both ideas gently rejected by Prime Minister Gladstone. He suggested raising a Congolese army to protect the Armenians who were being massacred by the Turks. When there was disturbance in Crete he offered Congolese troops as peacekeepers. His cousin, Queen Victoria’ thought Leopold was becoming delusional (p.168). But about one thing he was never deluded: maximising profit from his personal fiefdom in the Congo.

The rubber terror

‘Botofé bo le iwa!’, meaning ‘Rubber is Death!’ — Congo Proverb

Initially Leopold wanted to colonise the Congo because of ivory. As Frank McLynn makes clear in his chapter on the subject in Hearts of Darkness, ivory was the most valuable product of central Africa next to slaves, and the two trades were inextricably intertwined. Arab slavers destroyed native villages not only to enslave their women (killing most of the men) but also to loot the reserves of ivory many villages held, and use the newly acquired slaves to carry the plundered ivory the hundreds of miles to the coast.

It was the invention of the pneumatic tyre by John Dunlop, who set up the company of the same name in 1890, which made bicycling significantly more comfortable than before, which led to the outbreak of the ‘bicycling craze’ and which then led to a sudden spike in demand for rubber, that Leopold realised he was sitting on a goldmine, and that the farming of rubber from the huge rubber vines which twined up trees in the tropical rainforest almost overnight became a very profitable business (p.158). The West’s appetite for rubber grew for use not only in pneumatic tyres for bicycles and then cars, but for a myriad other uses, for example as insulation on electrical cabling which was undergoing an explosion of use around the world.

It is about this point, exactly half way through the book, and after a fair amount of relatively ‘ordinary’ historical and biographical stuff about Leopold and Stanley and so on, that the text takes a very dark turn and the reader is now plunged into the world of disgusting terror, massacre and mutilation created by the authorities who ran Leopold’s Congo Free State.

Force Publique officials were ordered to fulfil rubber quotas. They did this by kidnapping wives or children of villagers and threatening to mutilate or kill their hostages unless villagers handed in the correct and very onerous quotas of rubber. Natives who resisted were beaten, tortured, mutilated and murdered, had their families held hostage, their wives and daughters raped, or their houses and villages burned. If villages failed to fulfil the quota or showed any resistance, they were burned to the ground. The British traveller Ewart S. Grogan, crossing northeastern Congo, wrote: ‘Every village has been burned to the ground, and as I fled from the country I saw skeletons, skeletons everywhere’ (p.230). The Belgians turned Congo into a charnel house.

Most of the food the locals grew was confiscated by European officials leading to poor diet or starvation in many areas. State official Léon Féviez explained to a visiting official that when the local village didn’t supply enough fish and manioc to feed his troops he had a hundred of them beheaded. After that the villagers supplied sufficient food alright, even at the cost of themselves starving (p.166).

The incursions of black troops from one area into another spread diseases many had never previously been exposed to. Smallpox was carried from the coast where it was endemic, inland to populations who had no resistance to it. Worse was sleeping sickness, which is estimated to have killed half a million Congolese in 1901 alone (p.231).

The net effect of all these factors was a collapse in population. Missionaries and travellers through the Congo spoke again and again of entire regions laid waste and depopulated.

Hochschild singles out four factors and then gives copious evidence for each of them, being:

  • Murder
  • Starvation, exhaustion and exposure
  • Disease
  • Plummeting birth rate

The Reverend A.E. Scrivener was just one of many eye witnesses:

Lying about in the grass within a few yards of the house I was occupying were a number of human bones, in some cases complete skeletons. I counted 36 skulls, and saw many sets of bones from which the skull was missing. I called some of the men and asked the meaning of it. ‘When the rubber palaver began,’ said one, ‘the soldiers shot so many we grew tired of burying, and very often we were not allowed to bury and so just dragged the bodies out into the grass and left them.’

There was no census before Leopold’s murderous regime began but the best estimate is that 10 million Congolese lost their lives. This is based on the fact that in areas where population was known, it fell by a half between 1890 and 1910. Since the first detailed population estimate, in 1924, estimated the current population at around ten million, and most experts estimated that it was half the original number, that gives you some 10 million victims of Leopold’s regime, directly murdered or killed by overwork, famine or disease. (In fact at the end of the book, Hochschild devotes a passage to the estimates of modern demographers, who also agree with the 10 million figure.) More, in other words, than the Nazi Holocaust.

Chopping off Africans’ hands

Hands were used as proof that villages had been punished for failing to fulfil their quotas or rebelling. Force Publique soldiers had to prove that every bullet they were issued with was used to kill a villager (and not going off on hunting expeditions) by bringing in a hand for every bullet fired. Hands became a form of proof of discipline. Many soldiers couldn’t be bothered to wait for all the rubber to be counted and just hacked off a few hands at random to impress their superiors with how zealous they were.

But cutting off hands was also a form of punishment and incentive. Hostages – women and children –had their hands cut off unless their menfolk brought in the required quota of rubber. Some villagers, in desperation, instead of slicing a rubber vine and patiently waiting for the drops of sap to ooze out of it, were so panic-stricken that they cut down the entire vine and squeezed every drop of rubber out of it. This killed the vine rendering it unavailable for future use and so in turn was punished by the authorities, in the form which was now becoming universal – the men or their womenfolk or children having their hands cut off. Hochschild quotes scores of officials and soldiers who boasted about how many hands they collected per day.

‘Many fled and some were mutilated. I myself saw a man at Likange who had had both his hands cut off. Sometimes they cut them at the wrist, sometimes farther up . . . with a machete.’

In some military units there was a job, ‘keeper of the hands’ (p.165). Some units smoked severed hands over fires in order to keep them as decorations to hang on poles or over doors as a constant reminder to the locals of what even the slightest infringement would trigger.

Bestand:MutilatedChildrenFromCongo.jpg - Wikipedia

Mutilated Congolese children and adults. Photos taken between 1900 and 1905 by the English missionary Alice Seeley Harris

Hochschild brings out how atrocity acquires a momentum of its own. As in the Nazi genocide or the Soviet labour camps, cruelty and sadism, once permitted, become endemic. Thus René de Permentier, a Force Publique officer in the Equator district, had all the trees and bushes around his house cut down so he could use passing Africans as target practice for his rifle. If he found so much as a stray leaf in the courtyard swept by women prisoners he had one of them beheaded. If he found a forest path poorly maintained, he ordered a child in a local village executed. That kind of megalomaniac momentum.

Two Force Publique officers ordered a man hung by his feet and a fire lit underneath so he was cooked to death. Morel quoted a message from district commissioner Jules Jacques telling his underlings to warn the locals that if they cut down another vine he will exterminate them to the last man (quoted page 229). As the Reverend Scrivener testified:

A man bringing rather under the proper amount [of rubber to a collecting post], the white-man flies into a rage and seizing a rifle from one of the guards shoots him dead on the spot. Very rarely did rubber come but one or more were shot in that way at the door of the store.

There are hundreds of examples of this kind of psychopathic behaviour. Late in the book Hochschild says speakers of the Mongo language refer to the period as lokeli, the overwhelming (p.300).

Edmund Dene Morel

We know so much about the evil practices of Leopold’s state because of the obsessive work of one man, Edmund Dene Morel, who became a one-man international human rights dynamo.

In the late 1890s Morel was a relatively lowly clerk working for the Liverpool-based trading company Elder Dempster (p.177). He began travelling back and forth across the Channel as his company’s liaison with officials of the Congo Free State. Slowly he began to realise something was wrong. Hochschild attributes his revelation to three elements which he saw or, as a clerk handling the official paperwork for the cargoes, was able to calculate for himself while spending time at the State’s docks in Antwerp:

  1. He learned that huge amounts of arms and ammunition were being shipped to the Congo along with surprising amounts of chains and shackles. Why?
  2. The amount of ivory and rubber brought back by the ships greatly exceeded the amount stated on the manifests and paperwork. Someone was creaming off millions in profit. Who?
  3. Over 80% of the goods being shipped to the Congo were remote from trade purposes. In other words, a huge amount of goods were being brought out but very little was going in to pay for them. So how was this wealth of ivory and rubber being generated. Dene realised there could be only one explanation: slave labour.

‘These figures told their own story…Forced labour of a terrible and continuous kind could alone explain such unheard-of profits…forced labour in which the Congo government was the immediate beneficiary; forced labour directed by the closest associates of the king.’ (Morel, quoted page 180)

He called it: ‘the most gigantic fraud and wickedness that our generation has known’ (p.206).

Morel made his fears known to his superiors who told him to keep quiet. The Free State was a major client of Elder Dempster’s. They tried to coerce him into keeping silent. The company offered him a pay rise, then the role of highly paid consultant. Free State officials in Brussels stopped talking to him. He refused all bribes and insisted on speaking out.

Eventually, in 1901, Morel quit Elder Dempster and, after pondering what to do, set up a newspaper, the West Africa Mail in 1903, backed by philanthropic sponsors. It consisted of Morel’s articles, letters from missionaries, maps, cartoons, and pictures. Morel didn’t hold back:

‘Blood is smeared all over the Congo State, its history is blood-stained, its deeds are bloody, the edifice it has reared is cemented in blood—the blood of unfortunate negroes, spilled freely with the most sordid of all motives, monetary gain.’

Morel intended the West Africa Mail to publish everything he knew about the Congo and encouraged all-comers to send him their reports about ‘the shootings, shackles, beheadings, mutilations and kidnappings of a slave labour system’ they witnessed – and they did, in increasing numbers (p.270).

Morel tapped into the resources of existing anti-slavery organisations, namely the Anti-Slavery Society and the Aborigenes Protection Society, as well as roping in influential figures such as the politician Sir Charles Dilke and the author Mary Kingsley. He became a writing phenomenon, working 16 or even 18 hours a day to produce books, speeches, articles and pamphlets about the Congo (p.209). In the first six months of 1906 alone, he wrote 3,700 letters (p.214).

Morel requested information from all and any sources, and developed a remarkable knack for getting inside information from all kinds of people, not only missionaries and travellers in the region, but dissident military officers such as Raymond de Grez, who secretly fed him reports and statistics for many years, as well as people involved in the various shipping companies and testimony from their agents in-country, such as the American business agent Edgar Canisius (p.192).

The more Morel’s reputation grew as the doughty opponent of the evil being perpetrated in the Congo, the more people knew he was the man to slip confidential information (p.188).

It snowballed into a vast publicity campaign, featuring hundreds of public meetings, thousands of letters, he received thousands of letters full of facts and figures which Morel was then able to use in his articles or feed to sympathetic journalists and politicians.

With the aid of the charities and sympathetic politicians Morel secured a debate in the House of Commons which was held on 20 May 1903. At its conclusion the British Parliament passed a resolution to allow the British government to negotiate with the other Great Powers over the matter, avowing that the native Congolese ‘should be governed with humanity’ and, incidentally, noting that ‘great gratitude was due’ to Morel for creating public awareness (p.194). It was a truly impressive achievement. As Hochschild summarises:

Almost never has one man, possessed of no wealth, title of government post, caused so much trouble for the governments of several major countries. (p.209)

Pamphlets were followed by excoriating books, namely:

  • Affairs of West Africa (1902)
  • The British Case in French Congo (1903)
  • King Leopold’s Rule in Africa (1904)
  • Red Rubber – The story of the rubber slave trade that flourished in Congo in the year of grace 1906 (1906)
  • Great Britain and the Congo: the Pillage of the Congo Basin

When I read the title of Red Rubber I immediately saw the link with the campaign against ‘blood diamonds’ originating in Africa under war-torn or oppressive conditions from much the same region of Africa, in our own time.

Roger Casement

The Parliamentary debate directly affected another major figure. Parliament set up a commission to investigate the accusations and ordered the British consul to the Congo, Roger Casement, to go in-country to find out more.

Casement evaded the beady eye of Leopold’s officials, paid his own way and independently interviewed missionaries, natives, riverboat captains, and railroad workers. He then wrote up and submitted to Parliament a report containing 39 pages of testimony and a 23-page index of facts, what has been called ‘the most damning exposure ever of exploitation in Africa’. Morel published the ‘Casement Report’ in full in the West Africa Mail and it was picked up and syndicated around the world.

Hochschild devotes a chapter to Casement who is a fascinating figure in his own right, not least because of his principled but ill-fated support for Irish independence a decade later. (Unfortunately, no modern biographer can abstain from prying into the sex lives of their subject, and so we learn quite a lot about the fact that Casement was gay and kept a detailed log of his sexual encounters wherever he went, with Europeans or Africans. Great – and utterly beside the point.)

When they met they instantly clicked. Both respected each other’s fierce integrity and utter devotion to exposing the evil of Leopold’s regime. Casement was a government employee and so had to go where his superiors sent him, but they kept in touch and he offered Morel important confirmation and moral support, becoming a vital colleague and sounding board for Morel’s campaigns. Morel nicknamed him the Tiger; Casement called Morel the Bulldog (p.207). Chaps.

Congo Reform Association (CRA)

Casement and Morel met again, in Dublin, and agreed that it needed more than a newspaper to bring about the change needed. Casement convinced Morel they needed to set up an organisation and so in November 1903 Dene announced the establishment of the Congo Reform Association (CRA) with a founding manifesto filled with names of the great and good and calling for ‘just and humane treatment of the inhabitants of the Congo State, and restoration of the rights to the land and of their individual freedom’.

An American branch was quickly set up which garnered support from such notables as Mark Twain, Booker T. Washington and W. E. B. Du Bois. Twain was motivated to write a pamphlet, King Leopold’s Soliloquy: A defence of his Congo rule, in 1905, a satirical portrayal of Leopold as a self-pitying old man rambling on, making feeble excuses for the blood on his hands:

‘They burst out and call me “the king with ten million murders on his soul”.’

(It’s interesting that, even at this early point, the figure of 10 million dead was widely accepted. It’s a suspiciously round figure, isn’t it, but one Hochschild backs up with expert testimony at the end of his book)

Illustration from King Leopold’s Soliloquy by Mark Twain (1905)

Arthur Conan Doyle was inspired by his indignation to write The Crime of the Congo in 1908, while Joseph Conrad, in addition to the world famous novella about Leopold’s Congo, Heart of Darkness, co-wrote a novel with Ford Madox Ford, The Inheritors, which contains a devastating parody of Leopold’s greed and mendaciousness and personal oddities (p.257).

In 1904 Morel visited America, meeting with the President and members of Congress, before addressing large audiences around the nation. It took a while for the American campaign to gain traction, but in 1906 public pressure forced Congress to take a stand against Leopold and demand an end to the Congo Free State.

Alice Seeley Harris

Wife of the Reverend John Harris and a Baptist missionary in her own right, it was Alice Seeley Harris who took most of the photos of mutilated Africans which Morel distributed so widely and had such a devastating effect.

The couple had witnessed at first hand numerous atrocities, joined the Congo Reform Association and threw themselves into public activity. One or other of them made over 600 speeches in their first two years with the CRA, displaying implements like the shackles used to chain Congolese and the feared chicotte or whip made of hippopotamus hide, which was used to punish Africans who failed to meet their quotas and sometimes whip them to death (pages 120 and 216). Eventually John and Alice’s activism led to them running the newly combined Anti-Slavery and Aborigenes Protection Society (p.273).

Herbert Strang

The impact of the campaign spread far and wide. Hochschild mentions a British boys’ adventure writer, Herbert Strang, who wrote an adventure story set in the beastly Congo where a stout-hearted English teenager saves the day, titled Samba: A Story of the Rubber Slaves of the Congo. The preface he wrote to his novel is long but gives a fascinating insight into how the issue was seen at the time (1908).

Nearly a generation has passed since King Leopold was entrusted by the great Powers with the sovereignty of the Congo Free State. The conscience of Christendom had been shocked by the stories, brought back by Stanley and other travellers, of Arab slave raids on the Upper Congo; King Leopold, coming forward with the strongest assurances of philanthropic motive, was welcomed as the champion of the negro, who should bring peace and the highest blessings of civilization to the vast territory thus placed under his sway. For many succeeding years it was supposed that this work of deliverance, of regeneration, was being prosecuted with all diligence; the power of the slave traders was broken, towns were built, roads made, railways opened—none of the outward signs of material progress were wanting.

But of late the civilized world has been horrified to find that this imposing structure has been cemented with the life blood of the Congo races; that the material improvements to which the administrators of Congoland can point, have been purchased by an appalling amount of suffering inflicted upon the hapless negroes. The collection of rubber, on which the whole fabric of Congo finance rests, involves a disregard of liberty, an indifference to suffering, a destruction of human life, almost inconceivable. Those who best know the country estimate that the population is annually reduced, under King Leopold’s rule, by at least a hundred thousand. No great war, no famine, no pestilence in the world’s history has been so merciless a scourge as civilization in Congoland.

Yet owing to mutual jealousies, the Powers are slow to take action, and while they hesitate to intervene, the population of this great region, nearly as large as Europe, is fast disappearing.

It has been my aim in this book to show, within necessary limitations, what the effect of the white man’s rule has been.

If any reader should be tempted to imagine that the picture here drawn is overcoloured, I would commend him to the publications issued by Mr E. D. Morel and his co-workers of the Congo Reform Association, with every confidence that the cause of the Congo native will thereby gain a new adherent.

I must express my very great thanks to the Rev. J. H. Harris and Mrs. Harris, who have spent several years on the Upper Congo, for their kindness in reading the manuscript and revising the proofs of this book, and for many most helpful suggestions and criticisms.

By this point the atrocities were so widely known that Leopold had become associated with severed hands and blood in large parts of the press. Countless caricatures in European and American magazines satirised him as a mass murderer, his hands or beard dripping with blood while he hugged his sacks full of blood money (p.222).

Leopold II's Heart of Darkness, by David White | Open History Society

When Leopold’s second wife bore his second child, it was born with a withered hand and Punch magazine published a cartoon with the caption Vengeance from on high. Harsh but an indication of how universally he was despised.

What did Leopold spend his blood money on?

And how did Leopold spend the huge personal wealth he accrued from all this forced labour, slavery, murder and extortion? On grandiose building schemes and his teenage mistress.

1. Buildings

Leopold invested a huge amount of his blood money on buying, building or renovating grand properties. Wikipedia gives a handy summary of a subject which is spread across numerous passages in Hochschild’s book:

The public buildings were mainly in Brussels, Ostend and Antwerp, and include the Hippodrome Wellington racetrack, the Royal Galleries and Maria Hendrikapark in Ostend; the Royal Museum for Central Africa and its surrounding park in Tervuren; the Cinquantenaire park, triumphal arch and complex, and the Duden Park in Brussels, and the 1895–1905 Antwerpen-Centraal railway station.

In addition to his public works, Leopold acquired and built numerous private properties for himself inside and outside Belgium. He expanded the grounds of the Royal Castle of Laeken [one of Europe’s most luxurious royal homes] and built the Royal Greenhouses, the Japanese Tower and the Chinese Pavilion near the palace. In the Ardennes his domains consisted of 6,700 hectares (17,000 acres) of forests and agricultural lands and the châteaux of Ardenne, Ciergnon, Fenffe, Villers-sur-Lesse and Ferage. He also built important country estates on the French Riviera, including the Villa des Cèdres and its botanical garden and the Villa Leopolda.

(In a picquant footnote, Hochschild tells us that one of Leopold’s many villas on the Cote d’Azur was  subsequently bought by the English writer, Somerset Maugham, p.276.)

Hochschild contrasts these extravagant building projects with the many, many, many African homes and villages and entire regions which his officers laid waste and burned to the ground.

2. Caroline Lacroix

Leopold had married Marie Henriette of Austria, a cousin of Emperor Franz Joseph I of Austria and grand-daughter of the Holy Roman Emperor Leopold II, on 22 August 1853 in Brussels. She was popular with the Belgians, was an artist and accomplished horsewoman, and the marriage produced four children. However, the couple became estranged and ended up living apart, Marie settling in the town of Spa where she lived till her death in 1902.

Meanwhile, Hochschild tells us, Leopold became a regular customer at high class brothels which specialised in young and very young girls, preferably virgins. Still, it comes as a bit of a surprise when Hochschild tells us that in 1899, in his 65th year, Leopold took as a mistress Caroline Lacroix, a 16-year-old French prostitute, and that they were to stay together for the next decade until his death.

It was on Caroline that a lot of the blood money from the Congo was lavished, in the form of cash, bonds raised against the Congo Free State government, castles and villas and dresses and makeup and holidays. Throughout this period they were unmarried, so Caroline was in effect his teenage mistress and became unpopular with the Belgian public and made Leopold even more of a figure of fun and contempt among international critics and cartoonists.

File:Your Majesty! at your age....jpg - Wikipedia

The priest is saying: ‘O sire! At your age!’ to which Leopold replies: ‘You should try it yourself!’

Leopold finally married Caroline in a Catholic ceremony just five days before his death, on 17 December 1909, aged 74. He left her a huge fortune but their failure to perform a civil ceremony rendered the marriage invalid under Belgian law and the Belgian government tried its best to seize all the king’s assets and fortune, giving rise to a jamboree for lawyers. Despite legal wrangles it is likely that she managed to spirit away $7 million, maybe more.

The Vatican recognised their wedding though, and Catholic priests were with him till the end. It is nauseating to read how the Catholic church stayed staunchly loyal to Leopold despite the most disgusting revelations, whereas a large number of the truth-tellers and reports were Protestant missionaries. A classic example of the stark contrast between the generally servile subservience of Catholic officials and the outspoken truth-telling of Protestant clerics, especially of non-conformists such as Baptists and the ever-principled Quakers. (You should read Hochschild’s wonderful account of the campaign to abolish slavery to be moved to tears by the hard work of the non-conformists and especially the Quakers in devoting their entire lives to ending slavery.)

When Leopold first heard about her, Caroline had been the mistress and sometime prostitute of Antoine-Emmanuel Durrieux, a former officer in the French army. It is somehow pleasing to learn that she tried to keep up a surreptitious relationship with Durrieux throughout her time with Leopold and that, seven months after the old monster died, she married Durrieux. Ah. True love.

In 1937 she published her memoirs, A Commoner Married a King: As Told by Baroness De Vaughan to Paul Faure. It is a classic example of the logocentrism of the West, in the sense that the doctored and sentimental memoirs of a royal prostitute are preserved for all time for scholars to pore over, analyse and re-analyse, while the lives and experiences of the ten million or so Congolese murdered, mutilated and starved to death – apart from a handful of testimonies recorded in the Casement Report and a few other public enquiries – are nowhere, nothing, vanished as if they had never been.

Leopold’s death and the end of the Congo Free State

The real question, reading all this horror, is why, despite widespread knowledge of the appalling atrocities, little or no steps were taken against him and nothing changed for so long. Leopold’s personal rule over his Congo Free State lasted 23 years, from 1885 to 1908.

The decisive step was getting the US government to switch its policy from indifference to Congo to active hostility, and this coincided with a massive newspaper revelation about the extent of Leopold’s behind-the-scenes bribery and manipulation of US government ministers, agencies and media.

The American change of heart crystallised with the hostility of the British government and, indeed, of a decisive majority in the Belgian government itself, and in Belgian popular opinion, to make Leopold realise the game was up and he agreed to hand over the running of the Congo Free State to the Belgian government so that it could become a ‘proper’ colony, subject to scrutiny in the press and by third parties.

Still, the canny old miser and manipulator insisted on selling the Congo to the Belgian government and drove a very hard bargain, emerging tens of millions of francs better off. In the end a compromise was reached whereby Leopold was paid $10 million and a further $9 million was assigned to his various grandiose vanity projects across Belgium as ‘compensation’ for losses which in reality he had never incurred.

And so, after months of wrangling, in November 1908 the Congo was handed over from Leopold’s personal control to the Belgian state (p.259). In August 1908 his closest officials spent a week non-stop burning all the official records of the Congo Free State, destroying all the evidence of malfeasance committed during his rule. Nonetheless, because of Morel and his many contributors, a sizeable amount of documentary evidence remained in the public domain.

As you might expect, conditions improved somewhat but most of the Belgian officials running the place stayed in post, the Force Publique didn’t even bother to change its name (p.271) and the basic economic imperatives – to maximise revenue from rubber – meant that, in practice, the living conditions of most Congolese continued to be wretched and brutalised. Thirteen months after handing over the Congo to the Belgian government, Leopold was dead, surely one of the most infamous brutes in recorded history.

Reluctantly, knowing that many abuses would continue to take place, Morel had to concede that, with the arch villain dead, many supporters of the CRA at home and abroad thought the job had been done and the fire had gone out of the campaign. In 1913 he held a last meeting of the Congo Reform Association then dissolved it. It had lasted from 1904 to 1913 and was, in Hochschild’s view, ‘the most important and sustained crusade of its sort between the Abolitionism of the early and middle nineteenth century and the worldwide boycott and embargo against apartheid-era South Africa in the 1970s and 1980s’ (p.277).

Arthur Conan Doyle, a late convert who became a very enthusiastic supporter of the cause, described the management of the Congo in his pamphlet The Crime of the Congo as ‘the greatest crime which has ever been committed in the history of the world’ (quoted on page 271).

The fact that there are statues and plaques in Belgium to this day commemorating Leopold for his humanitarian deeds and philanthropy is beyond grotesque.

The documentary

In 2006 a documentary was released, based on this book and with the same title, King Leopold’s Ghost, directed by Pippa Scott and narrated by Don Cheadle.

Credit

King Leopold’s Ghost: A Story of Greed, Terror and Heroism in Colonial Africa by Adam Hochschild was published by Mariner Books in 1998. All references are to the 2012 Pan paperback edition.


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Industry and Empire: From 1750 to the Present Day by Eric Hobsbawm (1968)

Eric Hobsbawm (1917 to 2012) was one of Britain’s leading Marxist historians. Of Jewish parentage he spent his boyhood in Vienna and Berlin during the rise of the Nazis. With Hitler’s accession to power in 1933, the family moved to Britain in 1933, although his Wikipedia page is at pains to point out that, because his father was originally from London’s East End, he had always had British citizenship. Hobsbawm excelled at school and went to Cambridge where he joined the communist party in 1936.

Twenty-two when the Second World War broke out, Hobsbawm served in the Royal Engineers and the Army Educational Corps, though he was prevented from serving overseas due to his communist beliefs. In 1947 he got his first job as a lecturer in history at Birkbeck College, University of London, the start of a long and very successful career as a historian, which included stints teaching in America at Stanford and MIT.

As a Marxist Hobsbawm had a special interest in what he called the ‘dual revolutions’ i.e. the political revolution in France in 1789 and the parallel industrial revolution in Britain. His most famous books are the trilogy describing what he himself termed ‘the long 19th century’, i.e. from the outbreak of the French Revolution in 1789 to the Great War in 1914. These three books are:

  • The Age of Revolution: Europe 1789–1848 (1962)
  • The Age of Capital: 1848–1875 (1975)
  • The Age of Empire: 1875–1914 (1987)

A series he completed with a fourth volume, his account of the ‘short’ 20th century, The Age of Extremes (1994).

Industry and Empire was commissioned by the high-minded Pelican books back in the mid-1960s, as the third and concluding volume in a series about economic history (part 1 being The Medieval Economy and Society by M.M. Postan, part 2 Reformation to Industrial Revolution by Hobsbawm’s fellow Marxist historian, Christopher Hill).

I read it as a student and had a vague memory of finding it rather boring, but on rereading I found it riveting. Setting out to cover such a huge period of just over 200 years means that individual chapters are relatively brief at around 20 pages long and highly focused on their subjects.

State of England 1750

Arguably the most interesting section is the opening 50 pages where Hobsbawm sets the scene for the industrial revolution which is to come, describing the state of England (the book focuses overwhelmingly on England with only occasional remarks about the other three nations of the UK) around 1750, and making a number of interesting observations.

The most interesting is that, although England was ruled by an oligarchy of a relatively small number of mighty families – maybe as few as 200 – who owned most of the land, the key thing about them was that they were a post-revolutionary elite (p.32). Their equivalents in France or the German or Italian states were genuinely hidebound reactionaries obsessed with aping the accoutrements and etiquette of kings and princes. By sharp contrast England’s elite had survived not one but two revolutions (the execution of Charles I in 1649, then the Glorious Revolution of 1688). As a result they did not submit to their monarch but had reached a position of constitutional ascendancy over their king in the form of a dominating Parliament. They were powerful and independent.

Above all, England’s elite were devoted to commerce and profit. One of the motive forces of the civil war of the 1640s had been King Charles’s insistence on granting monopolies of trade to favoured courtiers and spurning genuine entrepreneurs who came to form a powerful bloc against him. But all that had been sorted out a century ago. Now this politically independent oligarchy was interested in trade and profit of all sorts.

But these were only one of the many differences which distinguished 1750s England from the continent. Foreign visitors also remarked on the well-tended, well-organised state of the land and the thoroughness of its agriculture. They commented on the flourishing of trade: England was noted as a very business-like nation, with well-developed markets for domestic goods of all kinds.

Multiple origins of the Industrial Revolution

Hobsbawm points out that the industrial revolution is one of the most over-determined and over-explained events in history. He amusingly rattles off a list of reasons which have been given by countless historians over the years for why the industrial revolution first occurred in Britain, for why Britain was for several generations the unique workshop of the world and pioneer of revolutionary new ways of working, new industrial machinery, new ways of producing and distributing goods. Historians have attributed it to:

  • Protestantism and the Protestant work ethic
  • the ‘scientific revolution’ of the 1660s
  • Britain’s political maturity compared with Europe (i.e. the Glorious Revolution)
  • the availability of large sources of coal
  • the presence of numerous fast-flowing streams to provide water power
  • a run of good harvests in mid-18th century
  • Britain’s better road and canal infrastructure

And many more. The list is on page 37.

Hobsbawm’s explanation – colonies and colonial trade

Hobsbawm lists all these putative causes in order to dismiss them and attribute Britain’s primariness to one reason. The first wave of the industrial revolution was based on the mass processing of raw cotton into textiles. 100% of Britain’s cotton was imported from the slave plantations of the American South and a huge percentage of it was then exported to foreign markets, in Africa and then to India where, in time, the authorities found it necessary to stifle the native cloth-making trade in order to preserve the profits of Lancashire factory owners. The facts are astonishing: Between 1750 and 1770 Britain’s cotton exports multiplied ten times over (p.57). In the post-Napoleonic decades something like one half of the value of all British exports consisted or cotton products, and at their peak (in the 1830s), raw cotton made up twenty per cent of total net imports (p.69). So the industrial revolution in Britain was driven by innovations in textile manufacturing and these utterly relied on the web of international trade, on importing raw materials from America and then exporting them in huge quantities to captive markets in British colonies.

Cotton manufacture, the first to be industrialised, was essentially tied to overseas trade. (p.48)

If Britain had had to rely on a) domestic sources of raw materials and b) its domestic market to sell the finished product to, although the native population was growing during the 1700s it wasn’t growing that fast. What provided the crucial incentive to the cloth manufacturers of Lancashire to invest and innovate was the certainty of a vast overseas market for manufactured cloth in the British Empire, which was finally made safe for British control after the Seven Years War (1756 to 1763).

Britain had established itself as master of the world’s seas as a result of the Seven Years War and already had a thriving trade infrastructure at ports like Glasgow, Liverpool, Bristol and London. What kick-started things, in Hobsbawm’s view, was the opening up of overseas markets. It was the ability to send ships full of cloth products to India and other colonial markets, to make large profits and then reinvest the profits in further innovations that led a generation of Lancashire entrepreneurs to experiment with new devices and machines and ways of working.

So, Hobsbawm’s thesis rests on a set of linked propositions, that:

  • Britain had a uniquely warlike series of governments through the 18th century (pp.49 to 50)
  • Britain was able to rely on a far more advanced and sizeable navy than its nearest rival, France, which was always distracted by wars on the continent and so preferred to spend resources on its army, thus, in effect, handing rule of the oceans over to Britain
  • in the mid-1700s a series of foreign wars conquered all of north America, most of the Caribbean and India for Britain
  • and it was the complex web of international trading thus established by its a) warlike government and b) its world-dominating navy which provided the economic framework which motivated the technological and business innovations which led to the Industrial Revolution (pages 48 to 51)

This vast and growing circulation of goods…provided a limitless horizon of sales and profit for merchant and manufacturer. And it was the British – who by their policy and force as much as by their enterprise and inventive skill – captured these markets. (p.54)

And again:

Behind our industrial revolution there lies this concentration on the colonial and underdeveloped markets overseas, the successful battle to deny them to anyone else…the exchange of overseas primary products for British manufactures was to be the foundation of our international economy. (p.54)

And:

The Industrial Revolution was generated in these decades – after the 1740s, when this massive but slow growth in the domestic economies combined with the rapid – after 1750 extremely rapid – expansion of the international economy; and it occurred in the country which seized its international opportunities to corner a major share of the overseas market. (p.54)

1. Manufacturers in a pre-industrial country, in agriculture and artisans in trade, have to wait fairly passively on market requirements. But an aggressive foreign policy which seizes territory overseas creates new markets, potentially huge markets with massive opportunities for rapid and massive expansion (p.42).

2. Hobsbawm makes the interesting point that it wasn’t the inventions per se that accelerated and automated cotton manufacture. The level of engineering skill required to start the industrial revolution was very low. Most of the technology and ideas already existed or had been lying around for decades (pages 59 to 60). It was the guarantee of tasty profits by exporting finished goods to captive colonial markets which gave individual entrepreneurs the certainty of profit and so the incentive to experiment and innovate. One factory owner’s innovation was copied by all his rivals, and so an ever-accelerating cycle of innovation was created.

All the other conditions historians have suggested (listed above) were present and many were important contributors. But it was the spur of guaranteed profits abroad which, in Hobsbawm’s opinion, provided the vital spark.

Is British industrialisation a model for the developing world?

It is an odd feature of the book that Hobsbawm has barely articulated his thesis before he is worrying about the plight of the developing world. He keeps asking, particularly in the opening ‘Origins’ chapters, whether Britain’s experience of industrialisation could be a model for the newly industrialising and newly independent post-colonial nations of the 1960s to emulate?

The short answer is an emphatic No and in answering it, Hobsbawm makes clearer than ever the uniqueness of Britain’s history. Britain was unique in being able to fumble its way towards industrialisation slowly and piecemeal and on a very small scale, one factory owner here trying out a new machine, another, there, devising a more efficient way of organising his factory hands and so on.

There was no ‘barrier to entry’ into the industrialised state for Britain because it was the first nation ever to do so, and so had the luxury of making it up as it went along. It started from 0. A little bit of tinkering could produce surprising rewards. There were no leaps but a series of pragmatic steps. And there was no competition and no pressure from anyone else.

Obviously, 150 years later, any nation trying to industrialise in the 1960s (or now) is in a totally different situation in at least two obvious ways: the shift from non-industrial to modern industrial production now represents an enormous leap. The technology and scale and infrastructure required for industrialisation is huge and can only begin to be achieved by dint of enormous planning (to create a co-ordinated energy and transport and distribution infrastructure) and huge investment, money which by definition a non-industrialised country does not have, and so has to go cap-in-hand to international banks which themselves dictate all kinds of terms and conditions.

Above all, a newly industrialising nation will be entering a very crowded marketplace where over a hundred nations are already fighting tooth and claw to maintain competitive advantage in a multitude of areas and practices, not least trade and tariff and tax and financial arrangements which a country with few financial resources will find difficult to match.

At first I found Hobsbawm’s adversions to this question of whether Britain’s history and example could be useful to developing nations a modish digression (it occurs on pages 38, 39, 61 to 62 and many more). But in fact placing British history in this contemporary frame turns out to be very thought-provoking. It not only sheds light on the challenges developing nations face, still, today – but also highlights the huge advantage Britain enjoyed back in the later 18th century by virtue of being the pioneer.

Because it industrialised and developed a transport infrastructure and financial systems first, Britain could afford to do them pretty badly and still triumph. Nobody, nowadays, could industrialise as amateurishly as Britain did.

To contemporaries who didn’t understand economics (pretty much everyone) the transformation and inexorable rise of Britain seemed inexplicable, miraculous, and it was this that gave rise to the simplistic, non-economic, cultural explanations for Britain’s success – all those explanations which foreground the anti-authoritarian, Protestant spirit of free enquiry, the independence of thought and action guaranteed by the Glorious Revolution, the nonconformist values of thrift and discipline and hard work espoused by dissenting tradesmen and factory owners excluded from politics or the professions by the Test Acts and so forced to make their way in the world through business, innovation and investment. And so on.

All these are aspects of the truth but are, ultimately, non-economists’ ways of trying to explain economics. And Hobsbawm is first and foremost an economic historian and proposing a Marxist thesis – Britain’s industrial primacy was based on a) her aggressive control of the seas and b) the huge and complex web of transoceanic trading arrangements which linked foreign suppliers with endless marketing opportunities in her foreign colonies.

The second industrial revolution

The second industrial revolution is the term commonly applied to the second wave of industrialisation associated with the rise of the new capital goods industries of coal, iron and steel, generally credited with starting in the 1840s.

Hobsbawm pauses to consider the teasing counter-factual notion that the industrial revolution based on textiles alone might conceivably have fizzled out in the 1830s, for the 15 years after the end of the Napoleonic Wars saw a catastrophic depression with much rural poverty. If nothing new had come along, it is conceivable that industrial development might have stalled or even stopped and the world remained at the level of having highly efficient machines to turn out cloth and no more.

But the railways came along. Hobsbawm explains that the great railway ‘mania’ of the 1840s was the result of the huge accumulation of capital derived from textiles looking for something to invest in (p.112). This explains the hysterical tone of wild investment and speculative mania which surrounded the early railways, and the irrationality of many of the lines which were opened with great fanfare only to go bust within years. To quote Wikipedia:

The mania reached its zenith in 1846, when 263 Acts of Parliament setting up new railway companies were passed, with the proposed routes totalling 9,500 miles (15,300 km). About a third of the railways authorised were never built — the companies either collapsed due to poor financial planning, were bought out by larger competitors before they could build their line, or turned out to be fraudulent enterprises to channel investors’ money into other businesses.

Between 1830 and 1850 6,000 miles of railways were opened in Britain (p.110) soaking up an investment of £240 million of capital (p.112), most of them during the intensest period of railway mania in between 1844 and 1846. By way of comparison, the total mileage of the modern UK railway network is around 11,000 miles.

Social historians dwell on the immense cultural changes the coming of the railways created. I remember being struck as a student when I learned that the standardisation of time and clocks across the UK required for railway timetables to work, was a huge innovation which dragged even the remotest locations into a modern, synchronised timeframe. If you visit any of the seaside towns of Britain you’ll discover their fortunes were transformed with the coming of the railways which allowed large numbers of visitors to travel cheaply to the coast, causing a building boom in hotels. And so on.

But as an economic historian, Hobsbawm makes the more obvious point that the building of all these railways required a vast expansion in the production of iron and then, quickly, of the more durable material, steel.

The railways acted as an immense spur to technical innovations in all aspects of metal manufacture, which in turn created a huge increase in demand for the coal to fuel all this industrial production, which in its turn created a need for quicker, more cost-effective bulk transportation, and so commercial motivation for yet more railways, and for trains which were more powerful, more cost effective, and so on. Innovation in one field spurred innovation all down the line.

British investors were able to invest because the act of investing in business speculations was itself a fast-growing area of business activity, creating cadres of stockbrokers and financial lawyers, jobs which didn’t exist 50 years earlier.

And this matrix of industries and professions spread abroad, with a huge growth of British investment in foreign companies, especially in the USA and South America. Profits from these foreign holdings gave rise to an entirely new class of rentiers, people able to afford a moneyed middle-class lifestyle without doing a day’s work, solely off the profit of shrewd investments.

By 1870 Britain had about 170,000 people of rank and property, living lives of luxury without any visible occupation. Hobsbawm emphasises that most of them were women (p.119). These were the ladies of independent means swanning off to spa resorts in Switzerland or villas in Italy who festoon the pages of late Victorian and Edwardian novels, like the Italophiles of E.M. Foster, like the continent-trotting Aunt Mary in Somerset Maugham’s novel Mrs Craddock. These comfortably-off parasites were still living a wonderful life between the wars, floating around Tuscany vapouring about Art and Life, as documented in the early novels of Aldous Huxley, living lives of luxury off the sweat and labour of working men in three continents.

Competitors and the long decline

The scale and speed of development, particularly of the second wave of the industrial revolution, with entire cities mushrooming into existence stuffed with factories, and a country swiftly criss-crossed by the loud, noisy new technology of the railways, awed contemporaries and again and again gave rise to essays and books and speeches extolling the miraculous qualities of the British nation.

It was only when competitor nations such as America and Germany began to harness the new technologies of the second industrial revolution, the ones which rotated around the production of coal, iron and the new material of steel, taking and improving techniques in the area of metal and machine production which rotated around the great boom in railways from the 1840s onwards, that the shortcomings of British production methods and efficiency began, very slowly, to be revealed.

The entire developed world entered a prolonged agricultural depression in the 1870s which lasted a decade or more (different historians give different start and end points but contemporaries thought it lasted from about 1873 into the 1890s) and when Britain emerged from this depression in the 1890s, she had been decisively overtaken in all measures of industrial production by Germany and America.

Between 1890 and 1895 both the USA and Germany passed Britain in the production of steel. During the ‘Great Depression’ Britain ceased to be ‘the workshop of the world’ and became merely one if its three greatest industrial powers; and, in some crucial respects, the weakest of them. (p.127)

The wealth pouring in from protected imperial trade with an empire was now vastly bigger than it had been in 1750 and so hid our industrial shortcomings from the unintelligent (which included most of the ruling class) and the Daily Mail-reading middle classes. But even the rousing jingoism of Kipling the imperialist poet and Joseph Chamberlain the imperialist politician during the 1890s couldn’t conceal Britain’s relative decline. The pomp and circumstance of the turn of the century was a fool’s paradise.

After the middle of the nineteenth century [the British cotton trade] found its staple outlet in India and the Far East. The British cotton industry was certainly in its time the best in the world, but it ended as it had begun by relying not on its competitive superiority but on a monopoly of the colonial, and underdeveloped markets which the British Empire, the British Navy and British commercial supremacy gave it. (p.58)

While the Germans and Americans developed new ways of organising industrial concerns, with huge cartels and monopolies, developed ever-better methods of mass production, invested heavily in technical education and pioneered new ways of selling high quality products to their domestic markets, Britain was still expending its time and energy expanding its already huge empire and trying to create a global imperial market with preferential treatment of what slowly came to be seen as inferior British goods. This remained the case into the period between the wars and even into the 1940s and 50s.

Imperialism, which reached its peak of rivalry and competition in the 1890s and 1900s, concealed the deep structural reasons for Britain’s long decline, which were already well established by 1900 (p.131).


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The Kraken Wakes by John Wyndham (1953)

The Kraken Wakes is told in retrospect, by a man living in a drowning world, when most of England is under water due to the melting icecaps, looking back over the events which slowly led up to this catastrophe [in fact the action of the book seems to cover about ten years], who tells us he is setting out to piece together an account of the events leading up to the catastrophic present.

It began so unrecognisably. Had it been more obvious – and yet it is difficult to see what could have been done effectively even if we had recognised the danger. Recognition and prevention don’t necessarily go hand in hand. We recognised the potential dangers of atomic fission quickly enough – yet we could do little about them. If we had attacked immediately – well, perhaps. But until the danger was well established we had no means of knowing that we should attack – and then it was too late. However, it does no good to cry over our shortcomings. My purpose is to give as good a brief account as I can of how the present situation arose – and, to begin with, it arose very scrappily….

Like Day of the Triffids, Kraken is a first-person narrative told by a polite and well-meaning, middle-class man, in this case named Mike Watson. He’s a journalist with the (fictitious) English Broadcasting Corporation, which, in a recurring joke, people are always mixing up with the BBC. The fact that both stories are told by very much the same kind of young middle-class man made me speculate that Wyndham probably realised he needed a different tone or register for his narrator in order to prevent the two books sounding the same.

So that’s probably the reason why, whereas Bill Masen’s account in The Day of The Triffids is consistently grim and often horrifying, the narrator of this book keeps up a chirpy, facetious tone throughout. In fact, the central feature of this book is the narrator’s relationship with his smart and sassy wife, Phyllis, herself a documentary scriptwriter, with whom he keeps up a solid stream of jokey banter and backchat and has a very 1950s kind of relationship, to the extent that it’s made jokily clear that it’s very much the wife who wears the trousers:

‘But, with a pressure of tons, and in continual darkness, and – ‘ I began, but Phyllis cut across me with that decisiveness which warns me to shut up and not argue…

‘A man of perception,’ I said. ‘For the last five or six years – ‘
‘Shut up, Mike,’ said my dear wife, briefly. (p.124)

‘Mike, darling, just shut up; there’s a love,’ said my devoted wife.

This snappy husband-and-wife banter completely differentiates the books from the rather grim, serious-minded tone of Triffids and makes this catastrophe feel much more like a bank holiday outing. This tone is established in the short prologue, or ‘Rationale’ as he calls it, which opens the book, Mike and Phyl are looking out over the English Channel, nowadays full of icebergs because the Arctic icecaps are melting and the sea-level is drastically rising, and he first suggests writing some kind of account of the disaster which has overtaken the world. Good idea, she says, and offers to help.

Plot summary

Phase one (pages 11 to 72)

Journalist Mike Watson is on a honeymoon cruise with his new wife, Phyllis, when they see five red shapes, fuzzy and gaseous, speed across their wake and crash into the sea. So he was lucky enough to be in at ‘the start’. There are other sightings, including from an RAF fighter pilot who encounters some of these flying speedballs, shoots one which promptly explodes. The years go by and Watson becomes the meteor specialist at his broadcaster, all the letters from cranks and flying saucer spotters are sent on to him. And yet reports continue to come in of groups of red dots flying at high speed across the sky and into the ocean, generally at its deepest parts.

At ECB Watson finds himself lumbered with reporting on the steady trickle of sightings of the fireballs and builds up a reputation as an expert. As such he is invited to the Admiralty where a Captain Winters shows him a map of the oceans with lines drawn showing the descent of the many fireballs reported over the past few years, which shows how they have all entered the water near the oceans’ deepest points, up to five miles deep, where the water pressure is up to five tons per square inch!

And that’s why he and Phyllis are invited aboard a Royal Navy mission to the Caribbean, where a bathysphere containing two men is lowered deeper than any such vehicle has gone into the deep sea before. It’s a tense and detailed description which leads to the inevitable – at the deepest depths where no fish are, the two men in the little metal sphere think they see some vague shape moving just out of reach of the lights. Next thing they are cut off. The cable is winched up and the hawser it was attached to hasn’t been cut, it has been fused. They try again with an unmanned sphere carrying cameras, this too gets to about the same depths, the watching crew see something, then all power is cut.

Actually they’re invited to witness this expedition because of Phyllis. She is a documentary scriptwriter (while the narrator Mike is a straight journalist). So the idea of having a husband and wife team means Wyndham gives his pair twice as many chances to be invited on expeditions or to meet and interview key figures and experts as the story unfolds.

In this respect, the solo nature of the narrator of Triffids emphasises the sense of loneliness and isolation which is one of the harrowing aspects of that book which describes how one man slowly uncovers the impact of the catastrophe; whereas the dynamic in Kraken is the exact opposite – he needs a number of sources in order to present a synoptic overview of events: and so having what are in effect two protagonists doubles the number of contacts and interviews and sources the book can use.

And a great deal of it is second-hand, in the sense that Mike and Phyllis – having been on the doomed bathyscaphe expedition – begin following every aspect of the story and scouring the news for related stories.

Thus, after another interview with Captain Winter back at the Admiralty, they go on to monitor new developments. So they meet up and interview a journo from NBC who accompanied an American version of the bathyscaphe expedition. All the hacks were on a separate ship accompanying the navy vessel and were watching their bathyscaphe via remote cameras when shouts from above brought them all up on deck in time to see some kind of electric charge surge up the cable, light up the ship like a Christmas tree, and then it exploded.

Something is down there, snipping the wires of these bathyscaphes, and then sending up enormous electric charges. The NBC guy tells them it’s not the only one. Another research ship has disappeared near the Aleutian Isles.

Time passes, three years to be precise (p.41) during which Mike and Phyllis celebrate the birth of son William and then mourn his death 18 months later. And then more reports of sinkings come in: the Americans lose a cruiser off the Marianas, the Russians east of the Kuriles, a Norwegian research ship in the Southern Ocean. I.e. the pattern extends.

When the Americans lose a destroyer their patience snaps. They invite half the world’s press along to witness an experiment with an atom bomb, which is towed out to above the deepest part of the sea off the Philippines where the destroyer was lost – it is released and allowed to sink several miles into the depths, then detonated. Mike and the other spectators see the eruption of water, the cloud forming above it and then their ship is buffeted by the wave, but little apart from that.

Back in London our pair have dinner with another couple of journos who swap theories and opinions. One of them recounts the theory put forward by a certain Bocker, which is the one the reader has figured out by now, which is that the ‘fireballs’ are some kind of spaceships carrying intelligent passengers who have evolved in a deep sea environment and now have come to colonise earth’s. They didn’t take kindly to the investigating bathyspheres, took to destroying the ships attached to them and now – they speculate – will not take kindly to having an atom bomb exploded over their heads.

In the coming months several more atom bombs are dropped into the depths with unmeasurable affect (p.53). But through the grapevine Mike and Phyllis learn that several of them failed to go off. That’s worrying (p.57). Several more research ships have disappeared.

Phyllis interviews Dr Matet, noted oceanographer and friend of Captain Winters of the Admiralty. He tells her oceanographers have begun to notice major discoloration of the oceans’ major flowstreams, as if vast amounts of the ooze on the ocean beds is being disturbed (pp.59-61).

They jointly interview Alastair Bocker, eminent geographer (pp.63-65). He has developed his theories further. If intelligent life has come from beyond earth, and if it thrives at the enormous pressures of the deep ocean, then they can be seen as settlers or colonists who will set about making the found environment more congenial to their civilisation. And if someone starts dropping massive bombs on their heads, we shouldn’t be surprised if they retaliate.

They read about a tsunami killing 60 or so people on the remote island of Esperanza. Neither of them know where that and Phyllis has never heard the word tsunami.

Phase one ends with a couple of pages of Phyllis reading out a draft script for ECB, written in amazingly purple prose about the mysterious depths of the great oceans, and bringing together all this scattered evidence to wonder what’s afoot…

Phase two (pages 73 to 182)

Part one – Ships being sunk

Years earlier they had bought a cottage in Cornwall with money left by an aunt of Phyllis’s. It has a fine view across a river, more land and to the sea beyond. I always think that, if you’re appearing in an apocalyptic end-of-the-world novel, it’s always a good idea to have a comfy country bolthole to retreat to.

In the Times is a report of a Japanese ocean liner, the Yatsushiro, which sank in moments, drowning over 700 passengers and crew. A day or two later an official statement is put out blaming it on ‘metal fatigue’. Our heroes are sceptical, sounds like a cover-up story. Phyllis imagines all those men, women and children as the freezing water gushed into their cabins, and is inconsolably upset.

Guests come to stay (Harold and is posh wife, Petunia or ‘Tuny’) and the posh wife without hesitation blames all these incidents on the Russians and lambasts Western politicians who are, she thinks, refusing to name names and, in effect, appeasing the commies. In her view Bocker is a fellow traveller propagating a Soviet cover story. General conversation, the guests go to bed and leave a few days later.

Mike works on a book commission for a history of royal love lives, Phyllis is writing a history of a stately home. A month later they hear the news on the radio that the huge British liner, the Queen Anne, has sunk. Half an hour later the head of EBC news and features rings up and says they want a half hour feature about it – why? Because rumour is going round that the Russians did it and might swell into enough of a movement to begin to pressurise the government to do something, risking escalation into, ultimately war.

Having written it they drive back up to London and arrive to hear that two more ships, American this time, have gone down. Now the Americans are angry and send a flotilla of battleships to the area loaded with high explosive and another atom bomb. But two of them are blown up as they get near the area, one was carrying the bomb primed to detonate at five miles depth, the other ships turn and flee, a few more being caught in the eventual blast, five surviving.

But now it’s official – there’s something down there. A global conference is held, at which the Russians walk out in protest. Watson is typically sarcastic about business as usual being resumed. Scientists devise anti-vibration protection and ‘dolphins’ which are supposed to spot the enemy, close in and blow up, and we get a description of an apparently successful trial. Governments declare the seas sailable again, and prematurely declare that ‘the Battle of the Deeps’ has been won (p.111). But it hasn’t. A month later a clutch more ships are sunk.

Part two – The sea tanks (pages 112 to 182)

But the real thrust or point of phase two is an entirely new development, which is the advent of the so-called sea tanks and their revolting sticky anemone weapons.

Reports start to come in from remote islands in the Pacific of some kind of attacks taking place on remote communities. A ship which investigates the next day discovers a poor shorefront settlement completely denuded of people, all the houses, trees and other objects glistening with a foul-smelling slime, and huge regular grooves running up the sand (pages 114 to 121).

As more and more reports come in, the authorities realise they are co-ordinated attacks. Bocker is consulted for his opinion. Mike is invited for a drink by EBC’s head of news and features (Freddy Whittier) who tells him that one of the stations’ sponsors is fed up with the lack of knowledge about these creatures and so is sponsoring an expedition to go and find out more. He has commissioned Bocker to lead it, since he has been right about the situation from early on. And since Bocker now holds advanced theories about the location of the enemy bases in the deepest parts of the oceans, Bocker calculates the next attacks will come in the Caribbean.

Since Phyllis and Mike have been in on it from the start, Bocker asks for them to come along as representatives of the media. So they fly to the island of Escondida and have barely arrived before there is an attack on a nearby island. (It is typical of the book’s deliberate flippancy that Mike translates Bocker’s scientific work into his own joky idiom when he says, ‘if we were disappointed, we were also impressed. It was clear that Bocker really had been doing something more than a high-class eeny meeny miney mo, and had brought off a very near miss.’ Eeny meeny miney mo 🙂 )

The team consists of Dr Bocker and two close assistants, Bill Weyman and Alfred Haig, Mike and Phyllis, Muriel Flynn, Johnny Tallton, the pilot, Leslie, Ted the cameraman, Alfred who rigs up bright stage lights down at the harbour and the streets into the square in case there’s a night attack.

In the most sustained and imaginatively intense passage in the book, they are woken one night, ten days into their stay, by an attack. They hear screams and shooting from the harbour, then see people fleeing across the main square which their hotel looks out onto. Then they finally see the ‘sea tanks’. Imagine an elongated egg, thirty or forty feet long, made of a dull, lead-like metal. Slice it along its length and place the flat surface on the ground, a bit like half an avocado, except longer than a car (p.138). Well, Mike and Phyllis watch these huge half-avocados made of dull leaden metal slowly moving forward, apparently without wheels, several of them barging through the sides of houses. They take up positions in the square, despite rifle bullets pinging off them. Then very slowly bulges begin to appear in their carapaces, turn into globes attached by spindly threads and then the globes break entirely free and hover in the air.

Then with a crack they explode and unleash scores of very long tentacles or tendrils which whip out in all directions. If they touch inanimate objects they fall to the floor but, somehow, if they touch anything human, even the clothes or shoes of a human, they stick. At the first bang Mike and Phyllis had instinctively recoiled but not fast enough and one thread attaches to Phyllis’s forearm. Almost immediately the thing starts reeling its threads back in, drawing every animate person along with them. Within seconds Phyllis is being drawn from the bedroom where she’d withdrawn, into the main room and towards the balcony. Mike grabs her round the waist and grabs the bed-leg with the other. Now it becomes a trial of strength and for a moment Mike is scared he’ll lose his grip but then Phyllis lets out a scream and the sticky tendril has torn a six-inch strip off her forearm and some of the skin from her fingers but it is withdrawing, without her.

Mike runs to the window in time to see the sequel, which is people from all parts of the square being drawn willy-nilly towards the anemone thing. There’s Muriel from their team, being pulled along by her hair, and Larrie, who seems to have broken his neck in the fall from his hotel window, and now Mike watches the disgusting sight of all these people being drawn closer and closer and finally packed and squidged into a ball of compressed flesh. Then the ball of people goes spinning away back down the street it came from, towards the sea.

Scattered firing from villagers who have rifles continues but makes no impression on the sea tanks which continue to release the anemone weapons until they’re quite done, and then slowly return backwards the way they came back into the sea. Long before that happens Mike is beside Phyllis, washing her wounds and tearing up bed sheets to dress them.

Only then do we learn, from Phyllis’s side of the dialogue, that Mike himself is crying and she is holding him in her arms (p.143). In a very understated, British way, they have both been severely traumatised.

Next day Bocker holds a conference of the survivors. The mood is grim. They speculate about the meaning of the attacks. Is it for food or sheer malice? Bocker gives one of his speeches (of which there are a number punctuating the book) in which he wonders whether man’s domain on earth might be under threat. Maybe humanity’s days are numbered…

Mike and Phyllis fly back to Britain with what film Ted the cameraman was able to take and eye witness accounts. Back in the office they discover similar attacks are proliferating all round the world and the number of sea tanks rapidly escalating into scores. Captain Winters of the Admiralty invites them in to give an eye-witness account to a senior admiral who asks them their opinion of Bocker’s theories and this is the trigger for more earnest, and strategic pondering on what ‘we’ (humanity) should do next.

They go down to the cottage in Cornwall but can’t get away from the news which brings accounts of multiple attacks all round the world. Almost as a throwaway we learn that ocean trade has all but dried up and so Britain is having to airlift in food and other essential supplies. It can be done but is very expensive and so the price of everything has shot up and rationing of some items has appeared. (When Kraken was published post-war rationing had still not completely ended.)

As news comes in of more and more attacks all round the world, Phyllis cracks. She had built herself an ‘arbour’ in the cottage’s garden, somewhere she could work outdoors on her ‘novel’, but one day Mike finds her sitting in it, slumped across the manuscript, crying her eyes out. She can’t think of anything except the state of war, and can’t get the shock of what they saw in Escondida out of her mind. For some relief they motor over to North Cornwall for some surfing and a day’s brisk activity does them good. But on the way back they make the mistake of turning on the radio, immediately hear more bad news, which takes them right back to the horror of the sea tanks, and Phyllis bursts into tears again.

Mike calls a doctor who gives Phyllis a sedative and recommends a Harley Street nerve specialist. It is only now, however, that we learn that part of her problem is that Mike has been talking about the incident on Escondida in his sleep, and makes it clear that in his dreams he sees Phyllis, not Muriel, being dragged across the town square and slowly mashed to pulp along with all the other victims. He too needs rest. And she needs a break from his nightmares and sleep-talking.

And so Mike travels by himself to stay in a room in a manor in Yorkshire, stops work, takes the phone off the hook, and devotes himself to long walks over the moors. After six weeks of rest cure he feels like a new man. Until he drops into a pub after a long hike and the radio is on and he overhears news of a massive attack on a port in north Spain where an estimated 3,000 people lost their lives.

By now the authorities all over the world are fighting back against the aliens. Ports large and small are either abandoned or heavily fortified. Tanks and artillery are deployed. And air forces put on high alert. And this has begun to pay dividends. If the sea tanks are hit by tank shells or airplane cannon shells they explode dramatically. There’s an extended passage describing the attack on Santander and how the local military called in air strikes which proved surprisingly effective. (I had to remind me that all this would have taken place under the military dictatorship of General Franco.)

His restful mood disrupted, Mike returns from his Yorkshire hotel to the cottage in Cornwall only to find Phyllis is long gone. She’s tidied up and locked up and apparently gone back up to London. When Mike arrives at their London flat he is surprised to find it deserted. He phones his pal at EBC, Freddy Whittier, and discovers that Phyllis lasted just a week in the Cornwall cottage by herself before she returned to the London flat and resumed work, writing material about the attacks. Freddy flabbergasts Mike by telling him that Phyllis has gone off with Dr Bocker to Spain, to investigate the scene of the recent Santander attacks. Bored and lonely, Mike spends the evening at his club (p.175). [His club?]

In the early hours of the next morning he gets a call from Freddy and at first panics, thinking it is bad news about Phyllis. Far from it, she’s doing fine in Spain. Freddy is ringing to say a taxi’s on its way, a plane ticket has been organised, and he’s being sent by the EBC to a small fishing village on the west coast of Ireland which has just been attacked by what people are now calling the ‘bathies’. This journey and what Mike finds are not described in any detail. It is simply the trigger for the new development that the bathies now for the first time start to attack the coastline of Britain, which quickly reverts to a spirit-of-the-Blitz state of militarisation. Ports and harbours are mined and barb-wired, military deployed, RAF put on alert.

The British government lends all military aid to the Irish. (It is an interesting sidelight on history, that Mike the narrator sees this as the Irish being prepared to forgive and forget and put ‘the past in the past’ – an interesting insight into the rockiness of Anglo-Irish relations even in 1953.) Anyway, the bathies have lost the element of surprise and large numbers are blown up by the mines they trundle over, by depth charges dropped on them, by air strikes or artillery. Their casualty rate on some raids is 100% while human populations have learned simply to flee out of range at the first warning. The only raids England suffers are in Cornwall, and the only one with any real consequences is an attack on Falmouth Harbour.

A few days after the Falmouth raid, the attacks cease, worldwide (p.179). Dr Bocker makes one of his periodic comments on the situation in a speech in which he says his early suggestions that we try and communicate with the enemy were obviously wrong. Now he recommends a policy of total annihilation, before they launch the next phase of their attack, whatever that might be.

Phase three (pages 183 to 240)

The move from phase one to phase two was relatively smooth and continued the tone of the normal world and its activities. Phase three, however, opens with a jolt, literally, as the small boat Mike and Phyllis as navigating through water at night bumps into a net. As Mike begins tampering with it a flare goes up illuminating the scene and a rifle shot goes off. Mike looks across at the sides of the flooded valley, to the parade of houses which disappears under the water, and hears a voice warning him away. Aha. As Mike fires up the engine and their little boat putters away, Phyllis asks where they are and, as Mike replies, somewhere in the Weybridge area, the reader has his or her suspicions confirmed. Yes, we are clearly in full-scale disaster mode now.

For, as the text quickly explains, the aliens did indeed launch the next phase, though it took a while for humanity to catch on. Quite simply, it was to melt the polar ice caps and flood the world, completely flood it, until it is a world of water – just the way the aliens like it!

As usual it crept up very slowly on an unsuspecting humanity, not least because most trans-ocean shipping had been suspended for some time, and the weather ships which would have noticed changes in temperature and, especially, widespread fogs, had ceased to observe things. But the fogs become increasingly apparent in Siberia and north America. Then spotter planes report back on vast numbers of icebergs being calved from the Arctic and Antarctic ice sheets. All of which leads up to another article by Bocker, this one titled The Devil and the Deeps.

Bocker and polyphony

I’ve come to realise that Bocker’s articles provide a sort of structure, or regular punctuation of the narrative, each appearance of article he writes crystallising the sequence of events to date and then making drastic suggestions, which his readers and hearers are consistently not ready to listen to.

Not only that, but they add to the multiplicity of voices in the book. As it has progressed, Bocker has emerged as a Cassandra figure, the first to speculate the fireballs were from another world, the first to theorise that the incidents of the sinking ships might not be accidents and the great flows of ooze might be more than a natural occurrence, but indicate the work of industrial intelligence in the ocean deeps. His articles have taken on a more and more Biblical tone of apocalypse and prophecy. They add to the spectrum of voices and register, which also includes:

  • the serious factual briefings from Captain Winters or the admiral
  • the scientific briefing about ocean-bottom ooze from Dr Matet
  • eye-witness accounts from the American journos in ships accompanying one of the first to be blown up
  • opinions of fellow journalists (Mallarby of The Tidings and Bennell of The Senate, p.44)
  • radio broadcasts, including the dramatic one of the ship trying to steam away from where a navy ship carrying an atom bomb went down (p.97)
  • newspaper articles and leaders (p.207)
  • even the hammy radio script which Phyllis herself writers (pp.70-72)

It’s a very polyphonic novel.

Anyway, in terms of the plot, Bocker’s article is the first one to grasp the enormity of the situation, something which he then expands on when Mike and Phyllis go to pay their by now regular visit. After some chatter it boils right down to this: the authorities will act too late because they always do; in any case, there’s probably no practical way to stop then; so the best strategy is – find a nice self-sufficient hilltop – and fortify it!

And so it comes to pass. Slowly the sea levels rise. In London the embankment is sandbagged but overflows anyway. But this is just the beginning. Bocker joins Phyllis to review the urgent work put into raising the embankment parapets by ten or 12 feet. Waste of time says baleful Bocker.

All round the world the waters continue their rise. Hundreds of thousands build levees but the smart money starts to abandon the cities and the low-lying ground and move to the country. Mike’s narration takes us through two successive years when, on each year, the spring tides broke through whatever barriers were erected. After the second flooding of London the authorities acknowledge that they’re going to have to leave.

What gives all this a frisson of familiarity is not only the fact that we now know that the ice caps are melting and the sea level is going to rise, but the shambolic response of the authorities to the gathering crisis, a make-it-up-as-you-go-along attitude which we have all seen in the British government’s response to coronavirus (COVID-19).

News comes in of refugees from flooded Holland and Denmark. When they tramped into north Germany, fighting broke out. In England, too, refugees from the drowning East found high land along the Chilterns barricaded off. In London, people moving from the riverside towards Hampstead and Highgate found roads barricaded and snipers taking potshots from windows. And then the barricades were stormed. The emergency electricity supply failed. Looting broke out.

Mike and Phyllis move their stuff through the half-anarchic, half-orderly streets to a last-ditch studio and offices which the EBC have rigged up at the top of the Selfridge’s building in Oxford Street. They hear of increasing panic flights, of cars being stopped their occupants turfed out, widespread looting. Parliament moves to Harrogate, 700 feet above sea level.

Their bosses had imagined the small crew manning the station (complete with oil and petrol reserves, power generators, and as much food as they could loot from the store beneath) would remain and carry on presenting entertaining variety radio programmes until summoned north. In reality, as the year advanced, order broke down, the streets flooded faster than expected and became the prowling ground of armed gangs of looters, who they had to fight off several times.

By spring of the following year the staff in their redoubt have been reduced from 65 to 25, most requesting to be evacuated by the helicopter which can land on the store’s roof. (Note: helicopters play a small but significant role in both Triffids and this novel.) There’s an effective scene when, one bright sunny day, Mike and Phyllis walk down to Trafalgar Square. The water is lapping against the parapet on the north side. There is a sheet of solid water down Whitehall to the half-submerged Houses of Parliament. Seagulls squawk from St Martin’s in the Fields. They are surprised to see a speedboat come roaring under Admiralty Arch and zoom away down Whitehall. Phyllis says let’s leave. Mike agrees. They’ll need a boat.

But they hang on through another season. Their old friend, Freddy Whittier and his wife, who had stayed with them in the Selfridges redoubt, take a helicopter out. A few weeks later he phones to tell Mike and Phyl not to follow them. The government area of the town is under siege. Civil war is about to break out. He promises to get the next chopper back to London but, although it leaves Harrogate it never arrives. A week or so later the Harrogate office are dictating the latest in a long line of forlorn, futile, spirit-raising announcements, denying rumours of fighting and collapse, when the phone line goes dead. It is never restored.

Another winter comes round. The streets are almost empty, though the few people you meet are carrying guns. They hear the counties surrounding London have set up miniature fiefdoms and repel refugees. They still have plenty of food and oil for the generator but when the water level reaches Oxford street and starts to drain into the basement of the Selfridge’s building, they feel it’s time to move. On bright May day Mike finds Phyllis up on the roof looking across the lake that is Oxford Street and crying. She says what all people going through tribulation say, since the time of Job and before:

Look at it, Mike! Look at it! We never did anything to deserve all this. Most of us weren’t very good, though we weren’t bad enough for this, surely. And not to have a chance! If it had only been something we could fight – . But just to be drowned and starved and forced into destroying one another to live – and by things nobody has ever seen, living in the one place we can’t get at them! (p.229)

She’s breaking down. It’s time to go. Mike finds a fibre-glass dinghy and loads it up. They say goodbye to their remaining colleagues and set off upriver. And that’s where we found them as the start of this final section. Turned back by a net and sniper and taking shelter in the top story of a flooded house.

In the middle of the night Mike hears a bumping against the wall and springs out of his sleeping bag in time to see a smaller vessel bumping against the wall before drifting away. He gives chase in the dinghy, grapples and boards it to find the body of a woman shot dead. He turfs the corpse over the side.

It’s a motorboat named the Midge. He and Phyllis transfer their goods into it and take to the coast to navigate (in an amateurish way) down towards Cornwall. In fact first they return to central London and load up with maximum provisions. The last remaining team in Selfridges think they’re crazy and try to persuade them to stay. But once they’ve loaded everything they can think of, they set off downstream towards the Thames Estuary and then round and along the Channel coast. The journey takes a month, with scattered observations of what the English landscape, coast and cliff look like under 100 feet of water.

The cottage is still there. It has been ransacked but is physically sound. Only now does Phyllis reveal that the summer several years ago when she developed an interest in bricklaying and built the arbour, supposedly to shelter and write in… well, she buried a load of stores in it. Nobody’s found them. They should be alright for a while…

Now these are the last pages. Mike tells us he began writing his account in November. Now it’s January. The rate of seawater rise has decreased. The sea tanks have been reported but don’t find many victims and all the little scattered communities post watchers, so the inhabitants know to flee. The hill their cottage sat on has become an island. People leave them alone. The winter has been bitterly cold, with howling gales. Sometimes the sea has frozen. It is becoming an Arctic climate. Soon nothing will grow. They decide to rig the Midget with a sail and dead south, presumably to France.

Two endings

Ending 1

The 1973 British Penguin paperback which I own ends thus:

Just as I was expecting the couple to sail off into the blue, there is a dramatic last-minute reversal. One day as they’re preparing the yacht Midget for her big journey, a strange sailing boat enters their backwater and hails them. The man has a message. Over what radios survive have come messages announcing a government of reconstruction. Speech given Dr Bocker (him again, right here at the end of the narrative) saying the water has ceased rising. Mike and Phyll are astounded to learn that only between a fifth and an eighth of Britain’s land remains. But the population has collapsed. Three hard winters and no medical provision has seen millions die of pneumonia and related diseases.

Now they’re going to try and organise and rebuild. The messages ended with a list of specialist personnel required. Mike and Phyll’s names were on it. They are requested to report to London. The man even tells them the boffins seem to have developed some new device to combat the bathies. A device which emits powerful ultrasonic signals. Developed by the Japanese. Already it’s been trialled by them and the Americans and seems to have cleared some of the shallower deeps. Large amounts of white jelly have floated to the surface, same as what exploded with such force from the sea tanks when they were shelled.

Suddenly, suddenly there is hope. It’s going to be hard surviving in a world changed out of recognition and yet… they will face the future bravely!

Ending 2

Intriguingly, the online version of the novel I referred to ends differently, thus:

This version begins its final section at the same moment, with Mike and Phyllis preparing the Midget for her voyage but, instead of a sailing boat coming up the creek, they are amazed to see a helicopter (Wyndham and his post-apocalyptic helicopters!). It circles their island, then hovers just above the uneven stones and heather, a briefcase is thrown out then a figure clambers down a short rope ladder and dusts himself off as the helicopter lifts off and flies away.

As they run up to him they realise it is Dr Bocker! Again! Phyllis embraces him and bursts out crying. Mike walks up and shakes his hand. He admits it has been lonely, very lonely and depressing. They help him up and down to the house, where Bocker produces a flask of whiskey! and proceeds to explain. He first flew to London where the BC crew told him Mike and Phyl had come to Cornwall and so he followed.

They are going to rebuild, The water has ceased to rise. They have lost a lot of land and a lot of people. But he estimates with what remains they can feed five million people. The population of Britain has collapsed from 46 million to just five million! Bocker says the country has disintegrated into tens of thousands of micro communities each defending their own and utterly isolated.

Step one is to break down that isolation by producing thousands of cheap battery-operated radios and dropping them on the communities, helping them get back in touch, broadcasting the new central authority’s plans. That’s where Mike and Phyll come in. He needs experienced and confident broadcasters to lead the operation.

Mike and Phyl are both stunned, above all by the revival of community, the sense that there are others out there, and they can work together. But what about the bathies, what about the evil aliens lurking in the deeps? And this is when Bocker tells them about the ultrasonics weapons which the Japanese have developed and seem to work really well. They’ve sent plans to the Americans who have started to mass produce them. (America, Bocker tells us, was hit nowhere near as badly as Britain. Britain is a cramped over-crowded place and pays badly for it when put under pressure. America is vaaaast.)

For a while, none of us spoke. I stole a sidelong glance at Phyllis; she was looking as though she had just had a beauty treatment.
‘I’m coming to life again, Mike,’ she said. ‘There’s something to live for.’

What about the Arctic cold? Bocker replies the scientific consensus is that the water will slowly warm up. Improbably, he claims the climate may end up being better than it used to be. In other words, this ending feels as if it was written to order to be significantly more upbeat than ending A. Maybe – along with the reference to America not being hit nearly so badly and about to mass produce the weapons which will save the world – maybe this version was written specially to flatter an American audience.

Thoughts

When I read this as an impressionable adolescent my imagination was fired to extraordinary heights. After H.G. Wells, Wyndham was my god when I was about 13, and the scene in the Caribbean town square where the alien globules explode into masses of sticky tentacles stayed with me for years. However, returning as a jaded adult and a man tired out from raising a family and hanging on to a demanding job, I read and experience this book completely differently.

I am now struck by the cleverness of the book’s narrative structure, and by the tone. By structure I mean two things:

1. One is the way he makes the protagonists journalists in order to allow them not only to be sent to a number of key scenes and incidents (they see the first fireballs land in the sea, they witness the first atom bomb being dropped in the deeps, they are the first Western eye-witnesses of the disgusting coelenterates) but also to interview a number of key experts, namely Captain Winters from the Admiralty and, most importantly, to really get to know Alastair Bocker, the book’s main theorist for the entire sequence of events.

2. Second aspect of structure is the way the story is told by a husband-and-wife team. Mike is the sole narrator but Phyllis gets to interview some of the experts, or they jointly meet other witnesses over dinner or drinks, and her opinions are as important as, and often sharper than, her husband’s. This dyad gives us not only gives the narrative access to more important people and eye witness, it also means the husband and wife team spend a lot of time discussing events, pondering and analysing and speculating and, of course, taking the viewer with them in their theories and speculations.

And this ‘pair structure’ is just part of the way the information about the story comes in from multiple sources. Because they are journalists working for a broadcast outlet, they sit in the nerve centre of an organisation devoted to bringing together information from every possible source, from everywhere round the world. And, after their accidental eye witnessing of some of the earliest fireballs landing in the sea, Mike finds himself early on lumbered with the task of co-ordinating other news on the subject, nobody in the early stages realising it will go on to become the story of the age.

3. But the biggest and most dominant aspect of the book for me as a married man, is the tone. The entire book is drenched in the way Wyndham conveys the relationship between Mike and Phyllis, in fast-talking, witty banter. It reminded me a bit of the Thin Man movies (1934 to 1947) based on the smart-guy, knowing banter between husband-and-wife detectives, William Powell and Myrna Loy.

Mike and Phyllis argue, they make up, she cuts across him during interviews and he knows when to shut up, they discuss ideas for stories and edit each other’s work. Thinking about it, Wyndham obviously not only wanted to differentiate the book, in structure and tone, from Triffids, but possibly also from standard science fiction, of the kind he’d been writing with so little success since the 1930s.

In the 1960s critics came to unkindly dismiss this approach as ‘cosy catastrophe’, but you can turn that critique on its head and point out that Wyndham was trying to take science fiction tropes away from the wide-eyed, boys-own-adventure world of the American SF magazines, and situate it, instead, precisely among the urban, middle-class bourgeoisie. To see what happens when you take characters who could come from a respectable drawing-room drama, who drink sherry before dinner and are oh-so-blasé about news reports and government statements – and then drop them into the middle of a world-shattering catastrophe.

I thought it was a telling moment when Mike and Phyllis are lounging by the pool on the island of Escondida and Phyllis jokingly says she feels as languid as a character in one of Somerset Maugham’s stories from the Far East (p.127). Maugham’s stories (which I have comprehensively reviewed elsewhere in this blog) are set among the pukka, public school-educated, colonial classes, and this passing reference is a reminder of the broader world this story is meant to be set in, and of the class Mike and Phyllis don’t really belong to, but certainly can relate to. What would happen to these pukka sahibs and memsahibs if catastrophe struck their world? Of course they’d carry on talking and acting the same, right up till the bitter end.

So from the point of view of the ‘radical’ 1960s, maybe The Kraken Wakes can be seen as a cosy catastrophe (as Brian Aldiss jokingly dismissed it). But maybe it’s also by way of being an experiment in mixing genres, of applying bubble gum disaster science fiction to drawing room drama characters and seeing what happens.

4. Loneliness I will now compare and contrast Kraken and Triffids. And I’ve already mentioned it, but the lasting impression of The Day of The Triffids is of intense and soul-harrowing loneliness. It’s a book with multiple levels of isolation and aloneness:

  • the protagonist is isolated when the rest of the world is struck blind
  • the entire world’s media (meaning, in those days, the radio and newspapers) ceases to function, so everyone becomes isolated, with no way at all of knowing what’s going on except by world of mouth
  • thus the protagonist has to find out what’s going on utterly by himself
  • and no sooner has he met a potential soul-mate who he can share his feelings with than she is kidnapped and taken off he knows not where, thus redoubling his sense of isolation and abandonment

But the fundamental metaphor at the centre of the narrative – blindness – is itself about eternal isolation from the visual understanding of the world, a theme which is rammed home on numerous occasions, when he either sees the blind in pitiful operation or reflects on the essential isolation which blindness imposes on its sufferers. There’s a searing moment when Masen comments on how quiet a blind world is because everyone is forced to listen to try and figure out what is happening. The only sound is the quiet shuffling of shoes along pavements and the sobbing of the newly blind in their infinite misery.

In the depth to which these tropes extend, in the multiple levels the story taps, Triffids approaches fable or allegory, and I found the totality and intensity of its vision truly terrifying.

So Kraken comes as an extraordinary contrast: it couldn’t be more the opposite, the jokey flippant, knowing, media-savvy tone of the two protagonists meaning the book is buoyed on a tone of knowing flippancy.

‘I wish,’ said Phyllis, ‘that I had been kinder and tried to pay more attention to dear Miss Popple who used to try to teach me geography, poor thing. Every day the world gets fuller of places I never heard of.’

Even when it becomes clear that the incident on Escondida has caused them both some kind of post-traumatic stress disorder, this emerges only obliquely, and all the more movingly because of it. And in the later stages, even when Mike has to go to a rest home and Phyllis goes down to the cottage to recover: the stress and psychological impact is strongly hinted at and sort of described –but in this book the reader is never really as psychologically involved as I felt I was in Triffids.

Cold War references

I’ve mentioned some of the examples as they arise in the text, but it’s worth emphasising how strongly present Cold War themes are throughout the story. This operates at multiple levels.

At a ‘serious’ level, some of the experts, the men from the Admiralty or Bocker, discuss the possibility that the whole thing is a Russian ploy, some kind of new-fangled Russian attack.

In a different way, both Mike and Phyllis make jokey, ironic references throughout the novel to ‘our Russian friends’, ‘the other side’, ‘the Soviets’ and so on. Again and again they invoke, satirise and ridicule the Cold War rhetoric which the Russians had perfected about their ostensible quest for ‘peace’ (despite the obvious fact that they had occupied and continued to oppress all the nations of Eastern Europe).

Here’s an example of Wyndham pastiching Cold War rhetoric when, early on, the American government makes a formal complaint to Russia about the fireballs encroaching US airspace.

The Kremlin, after a few days of gestation, produced a rejection of the protest. It proclaimed itself unimpressed by the tactics of attributing one’s own crime to another, and went on to state that its own weapons, recently developed by Russian scientists for the defense of peace, had now destroyed more than twenty of these craft over Soviet territory, and would, without hesitation, give the same treatment to any others detected in their work of espionage…

The fact that Mike is a journalist allows Wyndham to give satirical swipes at the rhetoric of the press releases and communiques the Soviets perfected during this era, which managed to combine a pious wish for peace with barely disguised threats of retaliation and, always, the comic opera boasting that, whatever new technology the West developed, the Russians thought of it first and had already made it bigger and better.

Mr. Malenkov, interviewed by telegram, had said that although the intensified program of aircraft construction in the West was no more than a part of a bourgeois-fascist plan by warmongers that could deceive no one, yet so great was the opposition of the Russian people to any thought of war that the production of aircraft within the Soviet Union for the Defense of Peace had been tripled. Indeed, so resolutely were the Peoples of the Free Democracies determined to preserve Peace in spite of the new Imperialist threat, that war was not inevitable – though there was a possibility that under prolonged provocation the patience of the Soviet Peoples might become exhausted.

Then there’s the level of public opinion – because it’s a global phenomenon, Wyndham’s journalist protagonists regularly discuss the impact on public opinion of each stage of the ‘invasion’ and part of this public opinion is concern about ‘the other side’, and a predisposition to blame everything bad on the Reds.

This aspect – popular opinion – is actually embodied in one of the characters, Tuny, the self-important, pukka woman from Kensington who is the partner of Harold, an old friend of Mike’s. The pair come down to stay at Mike and Phyl’s Cornish cottage and, over dinner, Tuny leaves no-one in any doubt that she knows the entire thing is a Russian plot and that our government is refusing to say so out of fear. In her florid opinion, it’s appeasement all over again.

Quite distinct from the novel’s ostensible subject matter, all this is fascinating social history. At the end of the day The Kraken Wakes is a middle-brow work of fiction (i.e. has no particular aspiration to purely literary merit) but that makes all the more revealing the kinds of thoughts, conversations, opinions about world politics which Wyndham considered typical of the day (and of his likely readership).

The ‘two intelligent species’ problem

Having now read all of Wyndham’s four great novels, I can see that there is a strong unifying thread or impulse underlying all of them, namely the question: ‘Can two intelligent but completely different species cohabit on the same planet?’

Hitherto Homo sapiens has regarded itself as unquestionably the most intelligent species on earth and, probably, anywhere, and swanked and lorded it over creation. In Wyndham’s big four novels, humanity is suddenly confronted with creatures which present an existential threat: in Day of the Triffids, it’s the triffids; in Kraken, the deep sea invaders from space; in Chrysalids, the post-apocalyptic survivor communities are confronted by a new superspecies of human whose leaders treat old-style humans as animals to be eliminated; and in Midwich it is the alien children whose hive mind begins to present a threat to humanity.

All of these novels dramatise the plight of a planet divided into two opposing camps, two types of intelligent species who live in an uneasy balance of peace which, in all four novels, is knocked off kilter and in which our side is put on the back foot.

The point I’m driving at is that you could argue that the deep structure of all four novels embodies or reflects the Cold War rivalry between two highly intelligent, highly armed, aggressive camps – the capitalist and communist worlds – who live in an uneasy peace which could, at the slightest incident, be toppled over into catastrophic conflict.

In other words, that John Wyndham’s novels are Cold War novels not just by an accident of history or in incidental details or in the opinions of some of the characters, but in their deepest structure reflect the challenge of how two utterly opposed types of intelligence can inhabit the same planet without wiping each other out.


Credit

The Kraken Wakes by John Wyndham was published by Michael Joseph in 1953. All references are to the 1973 Penguin paperback edition.

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John Wyndham reviews

Other science fiction reviews

Late Victorian

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the latter’s invention, an anti-gravity material they call ‘Cavorite’, to fly to the moon and discover the underground civilisation of the Selenites, leading up to its chasteningly moralistic conclusion
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ – until one of them rebels

1910s

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth and they rebel
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, an engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover unimaginable strangeness

1930s

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the vastest vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic, Ransom, and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars, where mysteries and adventures unfold

1940s

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent Satan tempting the planet’s new young inhabitants to a new Fall as he did on earth
1945 That Hideous Strength by C.S. Lewis – Ransom assembles a motley crew of heroes ancient and modern to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with vanished Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1951 The Day of the Triffids by John Wyndham – the whole world turns out to watch the flashing lights in the sky caused by a passing comet and next morning wakes up blind, except for a handful of survivors who have to rebuild human society while fighting off the rapidly growing population of the mobile, intelligent, poison sting-wielding monster plants of the title
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psycho-historian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them – until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a fast-moving novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke one of my favourite sci-fi novels, a thrilling narrative describing the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1953 The Kraken Wakes by John Wyndham – some form of alien life invades earth in the shape of ‘fireballs’ from outer space which fall into the deepest parts of the earth’s oceans, followed by the sinking of ships passing over the ocean deeps, gruesome attacks of ‘sea tanks’ on ports and shoreline settlements around the world and then, in the final phase, the melting of the earth’s icecaps and global flooding
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley who is tasked with solving a murder mystery
1954 Jizzle by John Wyndham – 15 short stories, from the malevolent monkey of the title story to a bizarre yarn about a tube train which goes to hell, a paychiatrist who projects the same idyllic dream into the minds of hundreds of women around London, to a dry run for The Chrysalids
1955 The Chrysalids by John Wyndham – hundreds of years after a nuclear war devastated North America, David Strorm grows up in a rural community run by God-fearing zealots obsessed with detecting mutant plants, livestock and – worst of all – human ‘blasphemies’ – caused by lingering radiation; but as he grows up, David realises he possesses a special mutation the Guardians of Purity have never dreamed of – the power of telepathy – and he’s not the only one, and soon he and his mind-melding friends are forced to flee to the Badlands in a race to survive
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1956 The Death of Grass by John Christopher – amid the backdrop of a worldwide famine caused by the Chung-Li virus which kills all species of grass (wheat, barley, oats etc) decent civil engineer John Custance finds himself leading his wife, two children and a small gang of followers out of London and across an England collapsing into chaos and barbarism in order to reach the remote valley which his brother had told him he was going to plant with potatoes and other root vegetables and which he knows is an easily defendable enclave
1957 The Midwich Cuckoos by John Wyndham – one night a nondescript English village is closed off by a force field, all the inhabitants within the zone losing consciousness. A day later the field disappears and the villagers all regain consciousness but two months later, all the fertile women in the place realise they are pregnant, and nine months later give birth to identical babies with platinum blonde hair and penetrating golden eyes, which soon begin exerting telepathic control over their parents and then the other villagers. Are they aliens, implanted in human wombs, and destined to supersede Homo sapiens as top species on the planet?
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury
1959 The Outward Urge by John Wyndham – a conventional space exploration novel in five parts which follow successive members of the Troon family over a 200-year period (1994 to 2194) as they help build the first British space station, command the British moon base, lead expeditions to Mars, to Venus, and ends with an eerie ‘ghost’ story

1960s

1960 Trouble With Lichen by John Wyndham – ardent feminist and biochemist Diana Brackley discovers a substance which slows down the ageing process, with potentially revolutionary implications for human civilisation, in a novel which combines serious insights into how women are shaped and controlled by society and sociological speculation with a sentimental love story and passages of broad social satire (about the beauty industry and the newspaper trade)
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1961 Consider Her Ways and Others by John Wyndham – Six short stories dominated by the title track which depicts England a few centuries hence, after a plague has wiped out all men and the surviving women have been genetically engineered into four distinct types, the brainy Doctors, the brawny Amazons, the short Servitors, and the vast whale-like mothers into whose body a twentieth century woman doctor is unwittingly transported
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds and the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick – in 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1968 Chocky by John Wyndham – Matthew is the adopted son of an ordinary, middle-class couple who starts talking to a voice in his head who it takes the entire novel to persuade his parents is real and a telepathic explorer from a far distant planet
1969 The Andromeda Strain by Michael Crichton – describes in retrospect, in the style of a scientific inquiry, the crisis which unfolds after a fatal virus is brought back to earth by a space probe and starts spreading uncontrollably
1969 Ubik by Philip K. Dick – in 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s

1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same pattern, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that his dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better, with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1973 The Best of John Wyndham 1932 to 1949 – Six rather silly short stories dating, as the title indicates, from 1932 to 1949, with far too much interplanetary travel
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 The Alteration by Kingsley Amis – a counterfactual narrative in which the Reformation never happened and so there was no Enlightenment, no Romantic revolution, no Industrial Revolution spearheaded by Protestant England, no political revolutions, no Victorian era when democracy and liberalism triumphed over Christian repression, with the result that England in 1976 is a peaceful medieval country ruled by officials of the all-powerful Roman Catholic Church
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced he is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions, including the news that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prisoner at the gaol where Starbuck ends up serving a two year sentence, one Dr Robert Fender

1980s

1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians in the so-called ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself ‘President Manson’, revived an old nuclear power station to light up Las Vegas and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Empire of the Sun by J.G. Ballard – his breakthrough book, ostensibly an autobiography focusing on this 1930s boyhood in Shanghai and then incarceration in a Japanese internment camp, observing the psychological breakdown of the adults around him: made into an Oscar-winning movie by Steven Spielberg: only later did it emerge that the book was intended as a novel and is factually misleading
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’: Turner is a tough expert at kidnapping scientists from one mega-tech corporation for another, until his abduction of Christopher Mitchell from Maas Biolabs goes badly wrong and he finds himself on the run, his storyline dovetailing with those of sexy young Marly Krushkhova, ‘disgraced former owner of a tiny Paris gallery’ who is commissioned by the richest man in the world to track down the source of a mysterious modern artwork, and Bobby Newmark, self-styled ‘Count Zero’ and computer hacker
1987 The Day of Creation by J.G. Ballard – strange and, in my view, profoundly unsuccessful novel in which WHO doctor John Mallory embarks on an obsessive quest to find the source of an African river accompanied by a teenage African girl and a half-blind documentary maker who films the chaotic sequence of events
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Memories of the Space Age Eight short stories spanning the 20 most productive years of Ballard’s career, presented in chronological order and linked by the Ballardian themes of space travel, astronauts and psychosis
1988 Running Wild by J.G. Ballard – the pampered children of a gated community of affluent professionals, near Reading, run wild and murder their parents and security guards
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap; but Angie is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster, who’s been sent to London for safekeeping, is abducted by Molly Millions, a lead character in Neuromancer

1990s

1990 War Fever by J.G. Ballard – 14 late short stories, some traditional science fiction, some interesting formal experiments like Answers To a Questionnaire from which you have to deduce the questions and the context
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Victorian inventor Charles Babbage’s design for an early computer, instead of remaining a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed
1991 The Kindness of Women by J.G. Ballard – a sequel of sorts to Empire of the Sun which reprises the Shanghai and Japanese internment camp scenes from that book, but goes on to describe the author’s post-war experiences as a medical student at Cambridge, as a pilot in Canada, his marriage, children, writing and involvement in the avant-garde art scene of the 1960s and 70s: though based on  his own experiences the book is overtly a novel focusing on a small number of recurring characters who symbolise different aspects of the post-war world
1993 Virtual Light by William Gibson – first of Gibson’s Bridge Trilogy, in which cop-with-a-heart-of-gold Berry Rydell foils an attempt by crooked property developers to rebuild post-earthquake San Francisco
1994 Rushing to Paradise by J.G. Ballard – a sort of rewrite of Lord of the Flies in which a number of unbalanced environmental activists set up a utopian community on a Pacific island, ostensibly to save the local rare breed of albatross from French nuclear tests, but end up going mad and murdering each other
1996 Cocaine Nights by J. G. Ballard – sensible, middle-class Charles Prentice flies out to a luxury resort for British ex-pats on the Spanish Riviera to find out why his brother, Frank, is in a Spanish prison charged with murder, and discovers the resort has become a hotbed of ‘transgressive’ behaviour – i.e. sex, drugs and organised violence – which has come to bind the community together
1996 Idoru by William Gibson – second novel in the ‘Bridge’ trilogy: Colin Laney has a gift for spotting nodal points in the oceans of data in cyberspace, and so is hired by the scary head of security for a pop music duo, Lo/Rez, to find out why his boss, the half-Irish singer Rez, has announced he is going to marry a virtual reality woman, an idoru; meanwhile schoolgirl Chia MacKenzie flies out to Tokyo and unwittingly gets caught up in smuggling new nanotechnology device which is the core of the plot
1999 All Tomorrow’s Parties by William Gibson – third of the Bridge Trilogy in which main characters from the two previous books are reunited on the ruined Golden Gate bridge, including tough ex-cop Rydell, sexy bike courier Chevette, digital babe Rei Toei, Fontaine the old black dude who keeps an antiques shop, as a smooth, rich corporate baddie seeks to unleash a terminal shift in the world’s dataflows and Rydell is hunted by a Taoist assassin

2000s

2000 Super-Cannes by J.G. Ballard – Paul Sinclair packs in his London job to accompany his wife, who’s landed a plum job as a paediatrician at Eden-Olympia, an elite business park just outside Cannes in the South of France; both are unnerved to discover that her predecessor, David Greenwood, one day went to work with an assault rifle, shot dead several senior executives before shooting himself; when Paul sets out to investigate, he discovers the business park is a hotbed of ‘transgressive’ behaviour i.e. designer drugs, BDSM sex, and organised vigilante violence against immigrants down in Cannes, and finds himself and his wife being sucked into its disturbing mind-set
2003 Pattern Recognition by William Gibson – first of the ‘Blue Ant’ trilogy, set very much in the present, around the London-based advertising agency Blue Ant, founded by advertising guru Hubertus Bigend who hires Cayce Pollard, supernaturally gifted logo approver and fashion trend detector, to hunt down the maker of mysterious ‘footage’ which has started appearing on the internet, a quest that takes them from New York and London, to Tokyo, Moscow and Paris
2007 Spook Country by William Gibson – second in the ‘Blue Ant’ trilogy
2008 Miracles of Life by J.G. Ballard – right at the end of his life, Ballard wrote a straightforward autobiography in which he makes startling revelations about his time in the Japanese internment camp (he really enjoyed it!), insightful comments about science fiction, but the real theme is his moving expressions of love for his three children

The Good Soldier Švejk, Part Two: At The Front by Jaroslav Hašek (1922)

In Volume One of The Good Soldier Švejk we were introduced to the implacably calm, unflappable anti-hero Josef Švejk, placid and middle-aged denizen of Prague under the Austro-Hungarian Empire, a former soldier discharged on the grounds of incurable idiocy.

Volume One chronicles Švejk’s various difficulties with the authorities until, towards the end, he is called up to rejoin the army at the outbreak World War One, is assigned to one Lieutenant Lukáš of the 91st Imperial and Royal Infantry Regiment as his batman and, right at the end of Volume One, they are both ordered off to the Eastern Front to fight against the Russians.

In other words, if you only want to read about Švejk’s adventures in the actual war, you could easily skip Volume One.

The plot

Chapter 1 Švejk’s misadventures on the train

The story resumes with the Good Soldier Švejk already in trouble with his boss, because he’s mislaid some of his luggage as they entrain for the Front. In a gesture of typical dimness, Švejk was left to guard it but got bored and went to tell Lieutenant Lukáš it was all safe and sound but when he’d got back discovered someone had nicked one of the cases.

Once aboard the train, Švejk gets into trouble again. He speaks very freely back to Lieutenant Lukáš, and then makes some rude comments about the bald-headed old man who’s sharing their train compartment… until the old man erupts in a fury and reveals that he is Major-General von Schwarzburg and proceeds to give Lukáš a rocket. Trembling, Lukáš tells Švejk to get lost so the harmless dimwit wanders down the corridor to the guards van, where he gets chatting to the railwayman about the alarm signal and next thing they know, they have pulled it and the whole train comes to a thundering halt.

Švejk and the railwayman pull the emergency chain

Švejk is identified as the culprit, and at the next station is taken off the train to report to the station master and be fined. While this is taking place, the train puffs off and Švejk is left on his own, with no luggage and – crucially – no documentation, pass and identification, as it’s all with the Lieutenant.

A sympathetic crowd gathers round Švejk and one offers to pay his 20 crown fine and gives him the name of some useful contacts if he ever finds himself captured by the Russians. When he discovers that Švejk doesn’t even have a train ticket to catch up with his regiment, he gives him ten crowns to buy another.

A lot of the power of the novel comes from the circumstantial details: thus in this fairly simple little scene

  1. we are shown civilians sympathising with soldiers who they think are being harassed and bullied (from which we deduce that soldiers being bullied was a common sight)
  2. but at the same time a gendarmerie sergeant descends on the crowd and arrests someone (a master butcher, it turns out) who he claims was traducing the emperor (a typical example of the heavy-handed and over-officious attitude of the authorities which Hašek documents throughout the book)
  3. and in another detail, although none of the customers in the third-class bar where Švejk goes for a drink, saw the scene of his fine they have all made up far-fetched stories about how a spy had just been arrested or a soldier had a duel with someone about his lady love – in other words typical wartime paranoia and scaremongering

My point is that many of the scenes involving Švejk also feature bystanders, customers in pubs, other people in the police station or his cell, cops who take him back and forward, and then the numerous other soldiers he meets. It is a very sociable book, it has many walk-on parts for all kinds of men and women and this slowly builds up the impression of a whole world, a world in which people make up rumours, get arbitrarily arrested, help each other out or get shouted at by angry stationmasters.

Lots of the scenes involve or end with one of the central themes, which is Booze. More or less everyone drinks, often to excess. Švejk is continually ducking into pubs for a quick one, continually making friends with complete strangers over a jar. And thus it is that this scene ends with Švejk blithely drinking away the ten crowns the nice man gave him to buy a train ticket with, in the company of another war-weary fellow soldier, a Hungarian who doesn’t speak Czech or German, but conveys his unhappiness at having to abandon his three children with no income and nothing to eat.

Military Police turn up and drag Švejk before a young lieutenant at the nearby army barracks who is in a bad mood because he’s chatting up the girl in the telegraphy office who keeps turning him down (p.235).

Švejk recounts his story to date with such blank idiocy that the lieutenant (as so often happens) is disarmed enough not to charge him with anything, but has him taken back to the station and put on the next train to rejoin his regiment at České Budějovice (the capital city of South Bohemia) where the 91st regiment and Lieutenant Lukáš were heading.

But the escort and Švejk are back ten minutes later because the stationmaster won’t sell him a ticket because he’s a menace and so – the lieutenant tells him he’ll just have to walk to České Budějovice to catch up with his regiment.

Chapter 2 Švejk’s Budějovice anabasis

An ancient device of satire is to compare small and trivial things with mighty and venerable things, to create a comic disproportion. Švejk’ predictably enough, gets completely lost in his attempts to reach České Budějovice and so, for comic effect, Hašek compares Švejk’s chapter-length adventure to the anabasis of Xenophon, one of the most famous, and heroic, journeys of the ancient world.

The seven-volume Anabasis was composed around the year 370 BC, is Xenophon’s best known work, and ‘one of the great adventures in human history’ (Wikipedia)

České Budějovice is due south from the train station where Švejk was detained but, characteristically, he sets off with a brave and determined stride to the west and gets utterly lost in the wintry countryside of south Bohemia for several days. In the course of his peregrination he meets a sequence of characters, mostly poor villagers and peasants, who help him out, spare a drink or their food with him, recommend friends or relatives at towns along the way for him to call in on and generally provide a lot of human solidarity.

The reader remembers that Hašek himself was a notorious vagabond and long distance hiker who had plenty of experience of the kindness, or hostility, of strangers. Švejk’s jollily titled anabasis allows Hašek to depict the kindness which exists among the poor and downtrodden and outsiders:

  • the kindly old lady who gives him potato soup and bacon and guidance to find her brother who’ll help him
  • an accordion player from Malčín who advises him to look up his married daughter whose husband is a deserter
  • in Radomyšl the old lady’s brother, Father Melichárek, who also thinks Švejk is a deserter
  • near Putim a trio of deserters taking refuge in a haystack who tell him that a month earlier the entire 35th regiment deserted
  • one of them has an aunt in Strakonice who has a sister in the mountains they can go and stay with – give him a slice of bread for the journey
  • near Stekno he meets a tramp who shares a nip of brandy and gives him advice about evading the authorities, and takes him into town to meet a friend, even older than the tramp, and the three sit round a stove in the old gaffer’s cabin telling stories (p.277)

The Good Soldier Švejk with the two tramps

The adventure ends when Švejk finds himself circling back and re-entering the village of Putim where he is arrested and interrogated by a very clever gendarmerie sergeant Flanderka who lectures his subordinates at length about the correct and wise way to interview suspects and who thinks he can get Švejk into confessing that he’s a spy.

The thing about Švejk is that he is absolutely honest. He literally tells the truth, that he got detained by a stationmaster after pulling the emergency, cord, drank away the money he was given to buy a ticket, then they wouldn’t give him a ticket anyway, then set off on a long rambling walk all round the region – until the sergeant becomes convinced that no-one could be this ingenuous, wide-eyed and innocent – and therefore that he must be a most dangerous spy!

They keep a paranoid close guard on our hero, accompany him to the outside toilet, order a fine dinner from the local pub. Oblivious of the sergeant’s ludicrous paranoias, Švejk has a whale of a time and the sergeant and the lance-corporal he’s bullying get so drunk they pass out.

Next morning, badly hungover, the sergeant writes a preposterous report about Švejk, for example arguing that his lack of a camera just shows how dangerous he would be if he had one, and sends him off under armed guard to the District Command in Písek. As always happens, it doesn’t take much persuasion to get the lance-corporal accompanying Švejk to pop into a roadside pub along the way, and they proceed to get plastered, telling the landlord to keep them company drink for drink (p.277)

They set off again completely trashed, way after dark and, as the corporal keeps slipping off the icy road and down the slopes either side, decide to handcuff themselves together. In this state they arrive at the gendarmerie headquarters at Pisek where Captain König takes one look at them and is disgusted. He is fed up with being bombarded by useless bureaucratic edicts and now the moronic sergeant from Putim is chipping with crazy accusations like this one, that the drunk soldier in front of him is a master spy when he’s obviously a common or garden deserter.

König briskly orders Švejk put on the next train to České Budějovice and supervised by a gendarme who is to accompany him at the other end, all the way through the streets of the town to the Marianske Barracks. This he does, so that Švejk calmly walks through the door of the barracks main office just as Lieutenant Lukáš is settling into another shift. At the sight of Švejk rises to his feet and faints backwards (onto a junior soldier).

When he recovers the lieutenant informs Švejk an arrest warrant has been made in his name for desertion and he must report to the barracks prison. So off he goes, under guard, innocent and docile as usual.

In his cell he meets a fat one-year volunteer – whoe name we learn is Marek – who is more educated than most of Hašek’s characters and has a fund of stories to tell about soldiers being bullied, mistried and massacred, as well as scathing criticism of the authorities and of Austro-Hungarian authority which he sees as doomed to collapse (p.293).

All along the line, everything in the army stinks of rottenness.

Maybe he is a self-portrait of the rather tubby author (confirmed when he says that he was at one state the editor of a magazine named The Animal  World – as was Hašek).

He and Švejk get on like a house on fire and end up singing various bawdy ballads at the tops of their voices and keeping the other prisoners awake. In the morning they are both interrogated by a pompous officer named Colonel Schröder, an episode which satirises military incompetence and prejudice, before Schröder sentences the volunteer to the kitchens peeling potatoes and Švejk to three days ‘hard’. Schröder then drops by the office of Lieutenant Lukáš to tell him he’s given his batman three days hard but don’t worry, after that Švejk will be sent back to him.

Lieutenant Lukáš drops to his knees in despair. One of the funniest things about the book is Lukáš’s complete inability to shake off Švejk who, without consciously trying, makes his life a misery and destroys every one of his plans.

One element of comedy is predictability, generated by the audience becoming familiar with the way certain characters always behave, coming to expect it, and being delighted when they behave that way, or say that ting, again. Hence the joy of catchphrases, of hearing Corporal Jones cry ‘Don’t panic, don’t panic’. In this way, the ever-deepening chagrin of Lieutenant Lukáš becomes a core comic theme from this point onwards.

Chapter 3 Švejk’s adventures in Királyhida

Švejk and the one-year volunteer are marched along with the rest of the 91st Regiment to the České Budějovice railway station. Here things are chaotic and they get mixed up with Father Lacina, a chaplain, who has been roaming among various regimental messes the night before gorging himself and drinking himself insensible. Lacina hitches a lift into Švejk and the one-year volunteer’s train carriage, where he promptly passes out.

Švejk and the one-year volunteer had been accompanied and guarded by a timid lance-corporal and they now set about remorselessly teasing him, bombarding him with rules and regulations about the protection of prisoners which he has broken without realising it, including letting an unauthorised person (the drunk chaplain) into the prisoners’ van, and so on.

They also tell a wealth of stories covering a range of experiences and people: how a black entertainer slept with a posh white Czech lady who had a little black baby; about miscegenation between races, and how the war is leading to rapes of civilian women by occupying armies.

It is here that the one-year volunteer tells us at length about his spell as editor of the magazine The Animal World and how he got into trouble for writing articles about fictitious animals (pp.323-328).

The train draws into the outskirts of Vienna (p.347), where it is greeted by a tired welcoming committee patriotic old ladies (p.348). Hašek describes how the initial enthusiasm for the war, which saw huge crowds cheer the trains full of soldiers off to the Front, has long since waned.

Švejk and the volunteer are ordered along with all the other soldiers to report to the mess kitchens. Here Svejk, in the course of nicking a coatful of grub, bumps into Lieutenant Lukáš and tells him he was bringing it to him.

The narrative cuts rather abruptly to night over the army barracks at Bruck (p.350). It does this quite often. I found myself having to go back and figure out where we were in many of the scenes, and work out where the travel from one place to another took part. Maybe a function of the text having originally consisted of discreet short stories.

Bruck an der Leitha is also known as Királyhida, and hereby hangs a tale. The River Leitha formed the border between what was then Austria and Hungary. The town on the Austrian side was called Bruck an der Leitha, the town on the Hungarian side was called Királyhida. The Austrians referred to the land their side as Cisleithiana, the territory the other side as Transleithiana. And the Czechs were alien to both countries.

The central incident of this chapter is based on the simmering ethnic tensions and resentments between these groups. Švejk has now been released from the prisoners van (he was only sentenced to three days’ detention, if you remember) and has been restored to Lieutenant Lukáš as his batman. That evening Švejk is having a fag with the pock-marked batman of another officer from down the corridor of their temporary barracks, when Lieutenant Lukáš stumbles back from a drunken evening out.

He and a bunch of other officers went to a cabaret where the Hungarian dancers were doing high kicks and wearing no stockings or knickers, and had ‘shaved themselves underneath like Tatar women’ (p.356). Lukáš didn’t really like it and on the way out the theatre saw a high-minded woman dragging her husband away. They exchanged a meaningful look. Lukáš asked the cloakroom attendant who she was and finds out she’s the wife of a well-known ironmonger and her address. He goes onto a nightclub where he writes an elaborate and fancy letter basically asking if he can come round and have sex with her the following day. He drunkenly hand the letter to Švejk, goes into his room, and passes out.

Next morning Švejk wakes the Lieutenant to check he still wants the letter delivered, gets a sleepy Yes, and sets off to the ironmonger’s address. Unfortunately, he makes the mistake of letting a fellow soldier, Sapper Vodička, accompany him. The whole way Vodička informs Švejk how much he hates Hungarians, what cowards they are, and bullies, and how easy it is to shag their disreputable woman.

By the time Švejk politely knocks on the door of the house, and politely hands the little girl who answers a letter for her mummy, Vodička has worked himself into a fury and when they hear a rumpus from the living room and the woman’s husband emerges in a froth of indignation, the scene is set for a massive fight, which spills out onto the street, and which passersby and other soldiers all get caught up (p.355).

The fight over the ironmonger’s wife

Chapter 4 New sufferings

It is very funny when, as a result of this, Lieutenant Lukáš finds himself woken up and summoned to the office of Colonel Schröder who reads him out a series of reports of this riot in all the Hungarian newspapers. Not only that but the papers have taken it as an opportunity to complain about the hordes of rampaging Czechs infesting their streets and to castigate Czech character generally.

The Colonel makes Lukáš read out every word of every report, and we are wondering whether he, Lukáš, will be cashiered before the whole tone shifts and we discover the Colonel secretly sympathises. He says the incriminating letter was found on Vodička, so everyone knows about his proposition to the ironmonger’s wife. Had he slept with her yet, the Colonel asks, only increasing the Lieutenant’s discomfiture. The Colonel tells him he was once sent on a three-week geometry course in Hungary and slept with a different Hungarian woman every day. The Colonel pats him on the shoulder and says All Hungarians are bastards, we’re not going to let them get you.

And then he sets off on a new tack saying how admirably the good soldier Švejk defended him. When the police showed him the incriminating letter he first of all claimed to have written it himself, and then ate it. Good man, that, says the Colonel. And to Lieutenant Lukáš’s unmitigated horror, the Colonel proceeds to assign Švejk to him as the new Company Orderly! (p.378)

But first Švejk and Vodička are temporarily thrown in the clink where they bump into their old friend, the one-year volunteer. As usual there is a huge amount of yarning and story-telling before they are hauled up before Judge Advocate Ruller. He is another stern disciplinarian but, on the recommendation of Colonel Schröder, lets them go.

In a parody of farewell scenes from umpteen romantic novels, Švejk and Vodička now go their separate way, calling out across the ever-widening distance between them. Švejk tells him to come to The Chalice pub any evening at 6pm after the war’s ended.

Chapter 5 From Bruck an der Leitha to Sokal

To replace Švejk as batman, Lieutenant Lukáš has been given a big fat heavily bearded soldier named Baroun. He turns out to have an insatiable appetite and repetition comedy results from his inability not to eat everything in sight, including all of Lieutenant Lukáš’s rations and treats.

the first time this happens, Lieutenant Lukáš orders Baloun to be taken to the barracks kitchen and tied to a post just by the ovens so he can smell all the food for hours and not be able to move. Cruel, eh? (p.398)

Quartermaster sergeant Vanek expects to be able to lord it over Švejk  so it surprised when the latter announces he is now regimental orderly, clearly a post of some authority and respect.

There follows a prolonged (20+ pages) comic sequence based on the idea that Švejk now has access to the company telephone, and that the barracks operates an early primitive phone system on which he can overhear the conversations of everyone in the barracks. He is given orders to send ten troops to the barracks store to get tines of meat for the upcoming train journey but, as you might expect, this quickly turns into chaos and confusion.

Švejk having 40 winks between causing mayhem on the regimental phone line

Meanwhile Lieutenant Lukáš is absent at a prolonged meeting convened by Colonel Schröder at which he is holding forth at great length a series of military theories and ideas which have all been completely outdated by the war (‘He spoke without rhyme or reason…’ p.421). In his absence Švejk and some of the other soldiers, notably the Quatermaster, chew the fat, telling stories at great length, getting tipsy and falling asleep.

In fact it’s a characteristic of volume two that as Švejk gets drawn more into the army bureaucracy we encounter an ever-expanding roster of military characters, who come and go in the various offices, stopping to have long conversations, swap stories, moan about Hungarians or women or the senior officers. Quite often it’s difficult to remember where in the ‘story’ you are, after pages and pages of reminiscences about the old days, or about characters back home, or about something they once read in the paper or heard, told by one or other of the numerous soldiers.

It’s a new morning but the never-ending meeting convened by Colonel Schröder resumes. On the table is a big map of the front with little wooden figures and flags for troop dispositions. Overnight a cat kept by the clerks has gotten into the meeting room and not only knocked all the markers out of alignment, but also done a few cat poops on the map. Now Colonel Schröder is very short-sighted so the assembled officers watch with bated breath as he moves his hand airily over the map, getting closer and closer and then… yes! poking his finger into a pile of fresh cat poo! And goes charging into the clerks’ room to give them hell (p.437).

In this last section there’s a humorous grace note about the regimental cook who was, in civilian life, an author of books about the Occult and takes a supernatural approach to cooking.

Everyone is in a state of suspense. Are they going to move out to the Front, and when? Marek, the one-year volunteer appears, still in detention and awaiting some kind of sentence from the authorities. On the last page of volume two, while Švejk is telling yet another long story to Quartermaster Sergeant-Major Vaněk, Lieutenant Lukáš is in his office painfully decoding a ciphered message he’s received. The regiment will be proceeding to Mošon, Raab, Komárno and so to Budapest.

Here ends Volume Two of The Good Soldier Švejk.


Themes

Anti-war bitterness

Volume one tends to focus on the arrogance, aggressive behaviour and stupidity of a wide range of officials encountered in everyday life. As you might expect, once he’s re-enlisted in the army, Volume two focuses on all aspects of the stupidity and futility of war.

The young soldier gave a heartfelt sight. He was sorry for his young life. Why was he born in such a stupid century to be butchered like an ox in a slaughterhouse? (p.153)

And contains some really effective passages, visions of the desolation and deathliness of war.

Before the arrival of the passenger train the third-class restaurant filled up with soldiers and civilians. They were predominantly soldiers of various regiments and formations and the most diverse nationalities whom the whirlwinds of war had swept into the Tábor hospitals. they were now going back to the front to get new wounds, mutilations and pains and to earn the reward of a simple wooden cross over their graves. Years after on the mournful plains of East Galicia a faded Austrian soldier’s cap with a rusty imperial badge would flutter over it in wind and rain. From time to time a miserable old carrion crow would perch on it, recalling fat feasts of bygone days when there used to be spread for him an unending table of human corpses and horse carcasses, when just under the cap on which he perched there lay the daintiest morsels of all – human eyes. (p.230)

There’s more where that came from. Not particularly intellectual or stylish. But all the more effective for its blunt simplicity.

Casual brutality

The book is permeated by casual violence. All the officers take it for granted that they can slap, punch, hit in the mouth or round the ears, order to be tied up and even flogged whichever soldiers they wish. And the soldiers accept it too.

The old beggar tells Švejk about begging round the town of Lipnice and stumbling into the gendarmerie station by accident, because it was in an ordinary looking house. And the police sergeant leaping up from behind his desk, striding across the room, and punching the tramp so hard in the face that he is propelled back through the door and down the wooden steps. (p.251)

The same old man remembers stories his grandfather told about the army in his day, how a deserter was flogged so hard that strips of skin flew off him. How another was shot for desertion on the barrack ramparts. but not before he’d run the gauntlet of 600 soldiers who all beat and hit and whipped him as he ran through the human tunnel they’d formed. (p.247)

In the prisoners’ van Švejk watches the escorts playing what appears to be a popular game in the Austrian army. Called simply ‘Flesh’, where one soldier takes down his trousers, bares his bottom, and the other soldiers belt him as hard as they can on his bare buttocks, and the soldier has to guess which of his companions it was who hit him. If he guesses right, that colleague has to take his place. That’s the game. (pp.322-3)

There’s satire on military stupidity, like the story of a certain earnest Lieutenant Berger who hid up a pine tree during an enemy attack, and refused to reveal himself or come down till his own side counter-attacked. Unfortunately that took fourteen days, so he starved to death (p.256)

There are many stories like that, of ‘heroes’ who get awarded medals after they’ve been blown to bits or cut in half by a shell or blinded or maimed, and they come under the heading of Stupid propaganda with Švejk ending up in various offices where he sees posters proclaiming the bravery of our proud Austrian boys, and so on, or is handed leaflets describing glorious deeds of valour, or reads articles about gallant officers rescuing entire regiments.

Like most of his mates, he ends up using these handouts as toilet paper.

But they also form part of the vast, unending continuum of stories, of the stories working class men tell each other in pubs and bars and police stations and cells and barracks and trains, and they all evince the same bloody-minded, hardened attitude of the common soldier, squaddie or grunt who carries on living his heedless working class life despite all efforts of shouting sergeants and poncy officers to reform him – a life which tends to revolve around food and fags, booze and sex.

Drink

Thus all the characters are fond of not only drinking but getting drunk, obviously Hašek and his working class pals, but also a high proportion of the officers and even generals, starting with Lieutenant Lukáš who a) wins Švejk at a game of cards b) is an inveterate womaniser c) routinely gets plastered.

Almost every escort charged with escorting prisoner Švejk anywhere lets itself get talked into nipping into the first pub they pass and proceeding to get legless.

And there’s a special satirical edge to portraying the scions of morality, the army chaplains Katz and Lacina as hopeless drunks, Lacina no sooner being introduced than he passes out.

But booze is seen as the universal solvent of society, having a drink a bombproof way of getting to know your companion or settling differences.

Sex

Actually there’s less sex than you might expect. There are far far more stories about the brutal fates and mishaps of characters in the stories the lads tell each other, than sexual escapades. the cabaret where the girls do high kicks without knickers is a rare occurrence of sexy sexiness, and the Lieutenant’s attempt to seduce the ironmonger’s wife ends in farce, as we’ve seen.

One soldier tells an admiring story about a captain who knows three sisters who he’s trained to bring round to the officers mess and dance on the tables before presenting themselves on the sofa (presumably for the officers’ use and in what posture is left to the imagination).

And Colonel Schröder shows off to Lieutenant Lukáš about the time he went for training in Hungary and boffed a different woman every day for three weeks.

But these are a handful of sexy stories amid a vast sea of hundreds and hundreds of other stories about numerous other subjects. If sex is present it’s more as a steady hum of prostitutes in the background, and at random moments soldiers are discovered bargaining with the whores who hang around the railways stations where the troop trains stopped.

Bureaucracy

An army is, almost by definition, a kind of quintessence of bureaucracy and the satire on incompetence of Austro-Hungarian bureaucracy is now applied to the army, in spaces. At various moments harassed officers are shown drowning in bombardments of new regulations and memos, all of which are incomprehensible or irrelevant.

The text gives a list of the orders sent to Sergeant Flanderka, the pompous gendarme at Putim, which includes orders, directives, questionnaires, instructions and directives, including an index of grades of loyalty to the Emperor, according to which citizens who are interrogated must be classified as either Ia, Ib, Ic, IIa, IIb, IIc, IIIa, IIIb, IIIc, and so on. (p.259) which leads into how Sergeant Flanderka tried to recruit the village idiot Pepek as a spy on the local population and, when that fails, simply invents an informer, makes up reports he attributes to this invention, and claims an extra fifty crowns a month pay to fund him, which the sergeant pockets himself. (The same kind of problem – operatives who invent informers or spies so they can claim extra money – crops up in Somerset Maugham’s brilliant fictionalisation of his spying days during the Great War, Ashenden, and in John le Carré. Obviously, an occupational hazard.)

(Incidentally, the village idiot Pepek can barely speak and when, on his first report back, he simply parrots back all the incriminating phrases Sergeant Flanderka told him to listen out for, Sergeant Flanderka promptly has Pepek arrested as a traitor, tried and convicted to twelve years hard labour. That’s very much the helpless, heartless tone of the countless stories and anecdotes which make up the actual text of Švejk.)

The captain of the gendarmerie at Pisek was a very officious man, very thorough at prosecuting his subordinates and outstanding in bureaucratic manners. In the gendarmerie stations in his district no one could ever say that the storm had passed. it came back with every communication signed by the captain, who spent the whole day issuing reprimands, admonitions and warnings to the whole district. Ever since the outbreak of war heavy black clouds had loured over the gendarmerie stations in the Písek district. It was a truly ghostly atmosphere. The thunderbolts of bureaucracy rumbled and struck the gendarmerie sergeants, lance-corporals, men and employees. (p.279)

One moment in particular stood out for me as a sudden bit of Kafka embedded in Hašek, where Švejk is listening to yet another rodomontade from the furiously angry Sapper Vodička, who is wondering when the pair will finally be brought to court for their involvement in the riot with the Hungarian ironmonger.

‘It’s always nothing but interrogation’, said Vodička, whipping himself up into a fury. ‘If only something would come out of it at last. They waste heaps of paper and a chap doesn’t even see the court.’ (p.387)

The nationalities question

It is a crucial element of the situation in the Austro-Hungarian Empire that its constituent nationalities cordially dislike each other. Švejk buys the poor Hungarian soldier a drink but happily calls him a Hungarian bastard; the Hungarians slag off the Czechs for surrendering en masse as soon as the fighting starts (apparently this actually happened); the Czechs resent the Hungarians for being better soldiers; and everyone hates the stereotype of the furiously angry German-speaking Austrian officer.

This is broadly comic in the sense that all mechanical national stereotypes are comic. One aspect of it is language and here there is a Great Tragedy: the book’s translator into English, Cecil Parrott, makes clear in his wonderful introduction that a great part of the pleasure of the text in its original version is the interplay of languages of the Austro-Hungarian Empire. Different characters may speak Czech, Hungarian, German or even Polish, and within those languages they may use polite and formal registers, or common and demotic registers, or may be non-native speakers mangling the language.

Almost none of this art and pleasure comes over in translation. Damn! Only at a handful of moments does the multicultural nature of the society being depicted, and of the most ordinary human interactions, become prominent. For example when Švejk and Vodička arrive at the house of the Hungarian ironmonger to hand over Lieutenant Lukáš’s letter. Bear in mind that they are in Királyhida, just across the border into Hungary proper.

The door opened, a maid appeared and asked in Hungarian what they wanted.
Nem tudom?’ said Vodička scornfully. ‘Learn to speak Czech, my good girl.’
‘Do you understand German?’ Švejk asked in broken German.
‘A leetle,’ the girl replied equally brokenly.
‘Then tell lady I want to speak lady. Tell lady there is letter from gentleman.’ (p.366)

If only Parrott had tried to capture the mix of languages and mishmash of registers which are obviously omnipresent in Hašek’s original, it would have made for a very different reading experience because, in the handful of places where he tries it, it really adds to the texture of the book, and is often funny.

Communism

The Good Soldier Švejk was written in the very early 1920s, so with full knowledge of the Bolshevik Revolution, of the end of the Great War, the complete defeat of the Alliance powers, Germany and Austria, and the collapse of their Empires – the German Kaiser going into exile and the Reich declared a republic, and more dramatically the farflung Austro-Hungarian Empire collapsing overnight into a collection of independent states.

Opposition to, or at the very least strong scepticism about, the Empire and the rule of the Hapsburg Dynasty, are expressed in different ways, at different levels of literacy, by numerous characters across the sprawling novel — but one moment stood out for me, a suddenly resonant moment when Hašek has the old shepherd Švejk encounters on his anabasis, prophesy the future:

The water in which the potatoes were cooking on the stove began to bubble and after a short silence the old shepherd said in prophetic tones: ‘And his Imperial Majesty won’t win this war. There’s no enthusiasm for it at all… Nobody cares a hell about it any more, lad… You ought to be there when the neighbours get together down in Skočice. Everyone has a friend at the front and you should hear how they talk. After this war they say there’ll be freedom and there won’t be any noblemen’s palaces or emperors and the princes’ll all have their estates taken away.’ (p.248)


Related links

The Good Soldier Švejk

Family Britain: A Thicker Cut, 1954-57 by David Kynaston (2009)

This is the second part of the second volume of David Kynaston’s social history of post-war Britain. As usual, it is a dense collage of quotes from the diaries, letters, interviews, surveys and speeches of an enormous range of people from Prime Minister Winston Churchill to vox pops of shoppers in the street via civil servants, actors, coal miners, housewives, writers who were kids at the time recalling their early memories (John Fowles, David Hare, Alan Bennett, Hunter Davies) – all combining to give you a really deeply felt sense of what it was like to live through these years.

Chronological events part one

Thus, without any preliminary introduction the book opens straight into a cabinet meeting discussing the problem of coloured workers, held on Wednesday 3 February 1954: ‘Are we to saddle ourselves with colour problems in the UK?’ Winston Churchill asked, a sentiment which is echoed half a dozen times as the race problem and the ‘colour bar’ are revisited throughout the book, reflecting the rising rate of immigration from the Commonwealth.

This very long book then touches on:

1954

  • the housing problem, the debate about whether to build flats or houses, and whether to shunt people out to the periphery (as believed by ‘dispersionists’) or keep them in high rise inner cities (‘urbanists’)
  • whether to decriminalise homosexuality, specifically in light of the trial of Lord Montagu of Beaulieu, Michael Pitt-Rivers and Peter Wildeblood, which began in 15 March
  • Billy Graham’s Greater London Crusade starting 1 March
  • the campaign to set up a commercial TV channel to rival the BBC’s monopoly; the canny entrepreneurs lobbying for commercial TV choose Sir Kenneth Clarke as their ultra-respectable front man and he gives a speech supporting it; next time he enters his club, he is roundly booed
  • 5 April Commons debate about the H-bomb, necessary if Britain is to remain ‘a world power’
  • repeated crashes of the British-built Comet airliner result in it being grounded and overtaken by the American Boeing
  • newspapers report on fighting at youth clubs and dance halls involving teenagers with a new look, the Teddy Boys: ‘The effect of the whole décor is thin, mean and sinister, and is obviously meant to be’ (Cyril Dunn in his diary)
  • Doctor in the House starring Dirk Bogarde is the box office smash of 1954
  • 6 May 1954 at Iffley Road track in Oxford, Roger Bannister breaks the four-minute mile
  • on 27 May, Hungary beat England 7-1 (West Germany go on to beat Hungary in the World Cup Final in July)
  • Iris Murdoch publishes her first novel, Under the Net. She is a committed communist
  • butter comes off the ration
  • June, Benny Hill shoots to TV stardom doing impersonations on Showcase
  • the myxomatosis epidemic among wild rabbits continued, eventually 99% of the population is wiped out
  • refrigerators are beginning to be a sign of status, notes sociologist Phyllis Willmott (p.399); restrictions on hire-purchase are removed for a wide range of consumer goods such as fridges, hoovers, radios, TVs, motorbikes and cars, setting in train the consumer society
  • August – Salad Days is a surprise hit in the theatre, starting a run which continues till 1960
  • Tolkien’s The Fellowship of the Ring published, followed in November by the Two Towers
  • September – the Third Programme’s live broadcast of Benjamin Britten’s new opera, A Turn of the Screw
  • Kidbrook school opens, London’s first purpose-built comprehensive
  • October – an exhibition of paintings by John Bratby leads critic David Sylvester to coin the term ‘kitchen sink’ school, which goes on to be widely applied to theatre and film
  • 2 November – début of Hancock’s Half Hour on BBC radio
  • by the end of the year there are nearly 4 million TV licences

1955

  • January – BBC documentary Has Britain a Colour Bar? to which the answer was emphatically yes
  • February: road traffic has almost doubled since 1938 and so the government publishes a major road expansion plan including the building of two motorways, M1 and M6
  • government also announces plans to build 12 nuclear power stations, the most advanced scheme of nuclear power anywhere in the world
  • January – debut on TV of The Sooty Show and The Benny Hill Show
  • February – debut of Kitchen Magic, presented by Fanny Cradock, first of the celebrity chefs, coinciding with the era of rationing passing into memory i.e. the start of conspicuous consumption
  • March – national newspaper strike
  • 5 April Winston Churchill (aged 80) steps down as leader of the Conservative Party and Prime Minister
  • 6 April replaced by Anthony Eden (Eton and Christ Church, Oxford) who announces a snap general election for 26 May (the voting age was still 21, as it continued to be until 1969)
  • May General Election: Conservatives 321 seats, Labour 277, Liberals 6, the 17 communist candidates polled 33,000 votes between them. Turnout was down from 82 to 76% amid what Kynaston portrays as widespread apathy, the general interpretation being that the economy was booming, rationing was over, consumer goods were becoming widely available, who cares about politics? Hugh Gaitskell, and Kynaston, attribute it to Tory success with housewives.
  • May Day – Stirling Moss became the first British driver to win the Mille Miglia in Italy
  • May – The Dam Busters released, the outstanding British film of the year ‘maybe of the decade’
  • Miners strike, train drivers strike, dockers’ strike
  • 13 July Ruth Ellis hanged for murder, last woman hanged (the last men hanged were executed in August 1964)
  • August – Kingsley Amis’s second novel, That Uncertain Feeling, and publication of the first edition of the Guinness Book of Records
  • September – Henry Fairlie writes an article in the Spectator describing the ‘Establishment’ that runs Britain
  • 22 September – commercial television (ITV) starts broadcasting in the London area
  • October was dominated by controversy among politicians, press and people on the long-running saga about whether young Princess Margaret Rose (25) should or should not marry divorced father-of-two Group-Captain Peter Townsend (30) with whom she was clearly in love. After dividing the nation, she decided not to.

Sociological studies

About two-thirds of the way through the text it abruptly stops giving a month-by-month overview of political and popular events and turns into an extended consideration of various sociological issues, moving seamlessly through religious belief, attitudes to marriage, sex, homosexuality, unmarried mothers, abortion, prostitution, the role of women, women in the home, women in the workplace and so on.

As usual Kynaston draws evidence from a wide range of sources: from social historians, from the surprising number of surveys and sociological studies carried out at the time, from the diaries or letters of ordinary people and politicians or the autobiographies of writers, from questionnaires carried out by contemporary magazines, from government-sponsored reports, and so on.

Inevitably, in the longish sequence about the social expectations on women in the 1950s, the white, private-school-educated man Kynaston bends over backwards to emphasise his feminist credentials and bring out how lazy and selfish 1950s men were, and the pressure of social expectations on women. There’s a lot less about the social expectations on men – to be financial provider, role model, father, and good companion in marriage.

In fact, although a huge amount of the content is informative and illuminating, not much is very surprising: the four books I’ve read so far tend to confirm everything you already suspected, but just with an awesome range of witnesses and voices adding texture and lived experience to the statistics and stereotypes, making the era really come to life.

Some of the sociological findings do raise a smile for confirming sociology’s tendency to state the bleeding obvious. For example, on pages 576-77 Kynaston quotes several surveys which, after hundreds of interviews and hard work compiling the data, present the dazzling conclusion that, for lots of working women, the main motivation for going out to work was — to earn money! 73% of married women gave ‘financial reasons’ as their main motive for going to work. Not, maybe, earth-shattering news.

This list gives you a sense of the scope and number of surveys Kynaston refers to, as well as indicating the subject matter they address:

  • Brian Abel-Smith and Richard Titmuss study of NHS services underpinned the 1956 Guillebaud Committee report on the NHS which recommended no major changes
  • BBC survey 1955-6 about Britain’s decline (28% thought there’d been a decline in Britain’s economic ranking, blaming the trade unions and strikes)
  • White and Coloured by Michael Banton (p.451) recorded how cities across the UK recruited west Indian bus drivers and conductors through the first half of the 1950s
  • 1956 survey of racial attitudes in Birmingham (two thirds thought coloured people were intrinsically less intelligent than white people)
  • Family and Social Network by Elizabeth Bott (1957), including the Bott hypothesis that the connectedness or the density of a husband’s and wife’s separate social networks is positively associated with marital role segregation
  • Tom Brennan, author of a 1956 study of occupants of the Gorbals and attitudes to redevelopment
  • The Sexual, Marital and Family Relationships of the English Woman (1956) by Eustace Chesser (women look for physical strength in man more than looks; the higher up the social scale the more likely a woman was to experience sexual satisfaction; husband doesn’t pet enough [foreplay]; ‘overwhelmingly it was felt by wives that men wanted sex more frequently than women did’, p.592)
  • Citizens of Tomorrow by a working party of educationalists and sociologists
  • Peter Collison – study of the Cutteslowe Wall in Oxford
  • Professor Kate Fisher, pioneering historian of sex e.g. , Birth Control, Sex and Marriage in Britain, 1918-1960 (2007)
  • February 1957 Gallup survey about church going
  • 1954 BBC-commissioned Gallup survey into church attendance
  • anthropologist Frank Girling spent 18 months on a Scottish housing estate studying the unskilled workers and their families (women had a dominant position in the social life of the area and their homes)
  • Social Mobility in Britain by David Glass finding a generally low level of social mobility (p.410)
  • 1951 survey of British life by Geoffrey Gorer
  • Ken Grainger did a study of Herbert’s the machine tool firm in Coventry
  • Natalie Higgins, author of a study of marriage in mid-twentieth century England (women looked for a man who was clean, decent and hard working)
  • Margot Jefferys author of a study of married women working in the civil service
  • Pearl Jephcott investigated youth clubs in London and Nottingham
  • 1956 survey by Joyce Joseph of 600 adolescent girls attending school in the Home Counties and the West Country
  • 1949 Mass-Observation on household income
  • 1951 Mass-Observation survey of 700 working class housewives
  • 1955 Mass-Observation survey into capital punishment
  • 1956 Mass-Observation study of the housewife’s day
  • 1957 Mass-Observation survey on women in work
  • John Barron May’s study of a police division in inner-city Liverpool
  • John Barron May’s 1956 study of Liverpool’s Crown Street area
  • John Mogey’s study of working class life in Oxford
  • 1954 NHS survey of services for the elderly
  • Anthony Richmond author of The Colour Problem
  • Elizabeth Roberts, author of a 1990s oral history of Barrow, Lancaster and Preston – parents became closer to their children, than their own parents had been
  • Women of the Streets (1955) edited by C.H. Rolph
  • English Life and Leisure (1951)  by Rowntree and Lavers
  • Lulie Shaw, author of a study of a working class suburb in the 1950s
  • John Smith in 1955 conducted field work at the Peak Freen biscuit factory in Bermondsey
  • Steven Tolliday’s study of Coventry engineering workers
  • The Family Life of Old People (1957) by Peter Townsend
  • Margaret Williamson – interviews in the ironstone region of Cleveland: post-war fathers more involved and willing to play with their children than pre-war fathers
  • Family and Kinship in East London (1957) by Michael Young and Peter Willmott
  • More About the Sex Factor by Dr Helena Wright (1947)

The single finding I found most interesting was the notion that the extended kinship system Young and Willmott found in the East End (grandparents and siblings living nearby and able to babysit and do errands) disappeared as young couples moved out to housing estates on the edge of town, and to new towns. Being isolated and thrown back on their own resources coincided or led to a) families being smaller (two children) and b) a greater sharing of household work and parenting, more involvement by dads i.e. the loss of an extended family network was compensated by more ‘modern’ gender roles. Although it did also just lead to lots of lonely, isolated mums.

Chronological events part two

1955

  • October 15 Rock Around the Clock by Bill Haley and the Comets enters the Billboard Top 20
  • November: Cabinet decided not to support the Home Secretary’s plan for legislation to limit immigration from the Commonwealth
  • books of the year: The Cruel Sea, Reach for the Sky, HMS Ulysses
  • Christmas Day: Somerset Maugham published an attack on Kingsley Amis’s characters, calling them ‘scum’
  • December Clement Attlee stands down as leader of the Labour Party, replaced by Hugh Gaitskell (aged 49, educated at Winchester Public School and New College, Oxford)

1956

  • January – a concert by young turks Harrison Birtwhistle and Peter Maxwell Davies
  • February – London Transport starts to recruit staff from Barbados, followed by Trinidad and Jamaica
  • high prices bring discontent, complaints about Eden’s premiership, and worries about growing manufacturing competition from Germany and Japan
  • March – politicians and commentators react to news of Nikita Khrushchev’s speech denouncing Stalin and his crimes – a number of intellectuals quit the communist party and were to form the nucleus of the New Left which flourished in the 1960s
  • April – release of Davy Crockett, King of the Wild Frontier amid an orgy of merchandising
  • April – Khrushchev and Soviet premier Bulganin visit Britain, attending a race meeting, tea with the Queen, lunch at the House of Commons, and questions at the Oxford Union
  • 8 May – first night of Look Back In Anger by John Osborne divides the critics
  • 19 May – Elvis Presley entered the British charts for the first time with Heartbreak Hotel
  • May – opening of the This is Tomorrow art exhibition at the Whitechapel Gallery, including Richard Hamilton’s iconic collage, Just What Is It That Makes Today’s Homes So Different, So Appealing, the earliest example of Pop Art
Just What Is It That Makes Today's Homes So Different, So Appealing (1956) by Richard Hamilton

Just What Is It That Makes Today’s Homes So Different, So Appealing (1956) by Richard Hamilton

  • 12 June – bulldozers start clearing hedgerows for the building of the M6, Britain’s first motorway (opened in 1958, the M1 was opened in 1959)
  • winter, spring and summer dominated by strikes, strident speeches by trade union leaders and complaints from the media about their selfishness
  • October – Tommy Steele enters the top 20 with Rock with the Caveman becoming Britain’s first rock’n’roll star
  • 17 October Windscale nuclear power station became the first nuclear power plant to feed electricity into a national grid anywhere in the world
  • November – Post Office Premium Bonds launched

1957

  • Wednesday 9 January – Sir Anthony Eden resigns as Tory leader and Prime Minister on grounds of ill health
  • Thursday 10 January – replaced by Harold Macmillan (Eton and Balliol College, Oxford)

Suez and Hungary

Traditional history of the 1950s focus on the Suez Crisis as a symptom of the end of Britain’s role as a genuine global power. Characteristically Kynaston reserves it for almost an afterthought in the last fifteen or so pages of the book, and even then his account is interspersed with references to Elvis Presley, Fanny Cradock and petrol prices, and he doesn’t concern himself with the military or geopolitical issues, but focuses on how the unfolding crisis was received by his usual cast of diarists – Nella Last, Anthony Heap and so on – as well as the diary entries of Prime Minister Eden’s wife and the private thoughts of other politicians. Two things come over:

  • I hadn’t realised that the Anglo-French invasion of Suez and the Soviet tanks rukbling in to suppress the Hungarian Uprising were so closely synchronised – the first shots fired by the Hungarian security forces on protesters were on 23 October, the next day Soviet tanks occupied Budapest. On 29 October Israeli jets attacked Egyptian positions and on 31 October the British and French began bombing Egyptian positions on 31 October. Part of what made liberals so angry about Suez was that it was an illegal unilateral action not sanctioned by the UN. At a stroke this removed the moral superiority or ability of the West to criticise the Soviets. If there had been no Suez the West would have been infinitely better placed to protest the Soviet invasion and sanction the USSR.
  • I knew that Suez divided the nation but Kynaston’s strength, here as everywhere else in the book, is to use diaries, letters, speeches, memoirs to really bring home the virulent anger on both sides. As families and husbands and wives and generations bitterly fell out over the best course of action, it’s impossible not to see the parallels with Brexit.

Class

Of the Conservative Party’s 600 candidates in the 1955 general election, 80% went to private school, and 80 had gone to Eton. Ten of Anthony Eden’s 18-strong cabinet went to Eton, five of whom also went on to Christ Church, Oxford (‘the House’, as it is known). Small world, the ruling class.

The education dilemma

Nearly seventy years after the debates about education which Kynaston quotes so extensively in his book, we:

  • still have an extensive network of private schools, whose alumni continue to dominate all aspects of public and economic life
  • are still agonising and hand-wringing about whether selection at age 11, the 11-plus, and grammar schools are a good or a bad thing

Examples of such agonising and debating:

Why are the basic facts about education i.e. what works best for individuals and for society as a whole, still not definitely known? What have all those educationalists and university departments of education and educational psychologists and all the rest of them been doing for the past 65 years?

Consumer society

My impression of British history over the past 70 years is that people wanted more stuff.

Governments came and went, politicians agonised over the precise wording of manifestos and speeches, clever Oxbridge graduates devised wizard wheezes (the poll tax, universal credit) but Kynaston’s approach to history makes it crystal clear that most people don’t give a stuff about politics – again and again disillusioned politicians find themselves speaking to tiny audiences in the rain, or surveys show that half the people surveyed have never even heard the phrase ‘welfare state’, let alone have sophisticated ideas about how to fund it.

What comes over strongly – especially in the recurrent thread about housing, slum clearance, the creation of flats and so on – is that people want to be left alone to get on with their lives. Again and again we read that people want to live in houses because of the privacy and don’t want to live in flats because of the lack of privacy.

And all through the book there is a massive disconnect between the university-educated politicians and theorists and writers and planners and activators and sociologists and anthropologists who agonise about definitions of ‘community’ and the ‘working class’ and the ‘proletariat’ — and the people living in Coventry or Birmingham or Glasgow (the most rundown city in Britain) who want: a clean home, hot water, a sink, a bathroom, an inside toilet.

And once they’ve got that, they want one of those TV sets that everyone is talking about, and one of the new line of fridges in which they can put the new range of frozen foods which were just being launched in the mid-1950s, led by Birds Eye fish fingers, they want instant coffee and tinned beer they can bring home to sup as they watch Fabian of the Yard or Variety Hour..

An indication of how things were changing was Elizabeth David’s comment in the preface to the 1956 edition of A Book of Mediterranean Food that the food situation was ‘startlingly different’ to how it had been just two years before. Vacuum cleaners, washing machines, fridge freezers, convenience foods, formica table and work tops, affordable eating out (Berni Inns opened in 1954 with their trademark meal of rump steak, chips and peas, a roll and butter and pudding for just 7/6d). Local traders were closing down while Marks and Spencer opened stores throughout the country. Tesco opened its first true supermarket (entirely self-service) in Maldon in 1956.

And the age of DIY was dawning, with cheap and effective Dulux paint going on sale in 1953 while Black and Decker decided to enter the domestic market in 1954, selling drills and lathes and saws, and the first DIY magazine, Practical Householder, was launched in October 1955.

While Doris Lessing was writing articles in praise of Stalin and E.P. Thompson was agonising about whether to leave the communist party over Hungary – precisely the type of upper-middle-class university-educated people and highfalutin’ issues that upper-middle-class university-educated historians usually focus on in their highfalutin’ histories – the people, the ‘masses’ who they so fatuously claimed to be speaking for – were going shopping, collecting the new green shield stamps and buying a new Morris Minor on the never-never.

They knew who the future belonged to – and it wasn’t Comrade Khrushchev.


Related links

Related reviews

Reviews of fiction from the period

Austerity Britain: Smoke in the Valley, 1948–51 by David Kynaston (2007)

David Kynaston (b.1951) has written about 16 history books on broadly three topics: cricket, the City of London, and Britain after the Second World War. His post-war histories have been published as three volumes, each of which – rather confusingly – contained two books:

This is a review, or notes on, book two of volume one, Austerity Britain: Smoke in The Valley, which covers the years 1948 to 1951 i.e. from the inauguration of the National Health Service on 5 July 1948 to Labour’s defeat in the October 1951 general election.

In 1940 Somerset Maugham published a collection of short stories titled The Mixture As BeforeSmoke in the Valley continues with the mixture exactly as before, carrying right on with exactly the same approach as its predecessor, mixing daily diary entries from the core of housewives, teachers and minor civil servants which he used in the first book, along with notes and memoirs of more senior political figures involved in the big issues of the day, and the third element is the reports and findings of ‘experts’ – the observers of Mass Observation, and reports and papers by economists and sociologists.

The book continues seamlessly on from its predecessor, with no preface or introduction, the opening paragraphs leaping straight in to describe the opening ceremony of the first Olympic Games held after the war, in London. This took place on Thursday 29 July 1948, only three weeks after the National Health Service came into operation – a celebration of health following straight on from a recognition of the nation’s massive unhealth.

The few pages about the Olympics lead onto a description of that year’s Bank Holiday weekend with trippers heading to the warm seaside, then onto the way the holiday was marked by some of the earliest race riots in England, starting in Liverpool white gangs attacked an Indian restaurant and then groups of blacks in the street. Then Kynaston describes Don Bradman playing his last Test match at the Oval on 14 August, then we’re on to Nella Last, housewife in Barrow, queueing for rationed food and grumbling, and then a consideration of that evening’s wireless programmes on the BBC Light Programme and then onto the first professional win, a few weeks later, by the 12-year-old Wunderkind jockey, Lester Piggott.

Thus the opening pages declare that it will follow A World to Build in being a social history of the period, which follows the people’s priorities i.e. sport and food, and that the dominating note is the people’s experience of austerity, dinginess and impoverishment, mental and physical. As Gladys Langford, a schoolteacher in North London, complains:

Streets are deserted, lighting is dim, people’s clothes are shabby, and their tables are bare,

But as winter 1948 turned to spring 1949 rationing, for the first time, began to ease off. All consumer goods were still expensive, but there was a ‘bonfire of restrictions,’ supervised by the young and canny Harold Wilson, President of the Board of Trade, who knew how much good that catchphrase and the public ending of some ration restrictions would do his own political career. In April 1949, after seven years, sweets came off the ration (though there was such a burst of demand, that they went back on in August).

Domestically, a major ideological struggle opened up within the Labour Party between the ‘consolidators’ who thought most of its work had been done by 1948, and the ‘continuers’, led by Nye Bevan, who thought there was much left to do, though they were a little short on the details of what.

Iron and steel nationalisation proved the last and most difficult of the nationalisations to carry out, but the book powerfully conveys the sense, even among its own activists and think tank wonks, that the Labour government had run out of steam and ideas.

I learned that the NHS almost immediately went over budget, revealing the previously unsuspected depths of poverty and ill health throughout Britain.

The Cold War deepened with the establishment, in April 1949, of NATO as an explicitly anti-Soviet alliance.

The fundamental economic weakness of Britain was exposed by the Devaluation crisis when the pound sterling was devalued from $4.03 to $2.80 in 19 September 1949. Britain had to negotiate a loan from the U.S. which we were still paying off at the beginning of this (the 21st) century.

Kynaston paints a vivid picture of how it felt to be living in Britain during these years, though – in terms of history – I could have done with a clearer explanation of why – really clearly laying out the economic fundamentals of the weakness of sterling and the need for all products to be chanelled into an export drive which left pitifully little left for domestic consumers. I deduced this from the book, but it was nowhere really explained.

The cast

As well as continuing with the well-known voices from book one such as the housewives Nella Last, Vere Hodgson, Marian Raynham, Judy Haines and the author of a regular ‘Letter to America’, Mollie Panter-Downes, we are introduced to new members of the cast, including:

  • Michael Blakemore, Australian actor
  • Stewart Dalton, grew up on a council estate in Sheffield
  • Ian Dury, catching polio in Southend open air swimming pool aged 7
  • Alec Cairncross, stern adviser to Harold Wilson
  • Valeie Gisborne, 16-year-old employee who goes on a Leicester clothing factory outing
  • Cynthia Gladwyn, diarist
  • Frankie Howerd, up and coming comedian
  • Harold Hamer, President of the Association of Headmasters, Headmistresses, and Matrons of Approved Schools
  • Evelyn S. Kerr of Gidea Park, Essex
  • John Mays, sociologist
  • Paul Vaughan, BBC science broadcaster

among many more.

Culture high and low

One of the joys of the book is the happy acceptance of low or popular culture placed right next to the Big Political Issues. Thus we learn that Noddy Goes To Toyland, the first of the Noddy stories, was published in late 1949. On the third Monday of 1950, at 1.45pm on the Light programme, Listen With Mother began.

Here’s an example of Kynaston’s strategy of interweaving high and low: He starts a section with a summary and brief analysis of the 1949 film The Blue Lamp, which helped to make young Dirk Bogarde a star – before moving on to consider the results of a number of sociological studies carried out at the time into crime rates, and the best form of policing – before naturally segueing into something that was considered then and ever since as a major brake on crime, National Service. Between 1945 and 1960 some 2.5 million men were called up. Why? To police the British Empire, although many of them, when they saw what it amounted to, i.e. repressing native movements for independence, came back as fierce critics.

This gives an idea of how the text flows fluently and easily from one topic to the next, from the ‘trivial’ to the weighty – carrying you effortlessly through brief summaries of the political, economic, social and cultural highlights and issues of the day.

However, the obvious risk is that the whole thing, immensely lengthy and stuffed with anecdote and story though it is, nonetheless comes over as superficial. As mentioned above, despite reading 650 pages of detail I don’t really understand why Britain’s economy remained so weak for so long after the war, or why rationing continued for so long.

Similarly, the little section on National Service is interesting, but there is nothing at all about the massive events of the independence of India/Pakistan (15 August 1947) or Israel (14 May 1948). I appreciate that this is a history of Britain but there must have been some domestic response, from British Jews, say, or the politicians and civil servants involved. But events from the empire are glossed over in almost complete silence.

More social sciencey

Also, having started off in the same vein as its predecessor, I think Smoke in the Valley betrays a noticable shift in content i.e. the nature of the contributors.

In this volume there felt to be more material from and about ‘experts’ than in the first book, from- for example – a steady stream of contemporary economists and, in particular, summaries of more polls and surveys – from his central and abiding source of information about attitudes, Mass-Observation, but also from new polling companies such as Gallup, or Research Services Ltd run by Mark Abrams.

Thus we hear a lot from Ferdynand Zweig, a Polish émigré sociologist, who did extensive fieldwork for a series of books whose findings Kynaston liberally quotes, namely Labour, Life and Poverty (1948), Men in the Pits (1948), The British Worker (1952) and Women’s Life and Labour.

Other sociologists and social scientists quoted and referenced include:

  • Norah M. Davis, University of London psychologist, 1946 study of 400 building workers
  • Allan Flanders, author of The System of Industrial relations in Great Britain
  • Geoffrey Thomas of The Social Survey, author of Incentives in Industry
  • Stanislas Wellisz, industrial sociologist
  • the Acton Society Trust
  • Coal is Our Life (1956) by sociologists Norman Dennis, Fernando Henriques, Clifford Slaughter
  • Hilde Himmelweit’s study of 13 and 14-year-old boys at state schools
  • K.C. Wiggans, author of a 1950 survey of life and living conditions in Wallsend, Newcastle
  • The 1948 sociological study of Coventry carried out by Birmingham University

The main point

Maybe this reflects the way that, if the period 1945-48 was about rebuilding a ruined society, 1948 to 1951 was much more about trying to rebuild a ruined economy.

If the lasting impression of A World to Build is of rationing, austerity and impoverishment, the dominant theme of this volume is the failure of planning and investment. As he introduces this theme Kynaston refers repeatedly to Correlli Barnett’s scathing indictment of the post-war government, The Audit of War: The Illusion and Reality of Britain as a Great Nation, published in 1986.

The general idea is that in every conceivable way the British government muffed the opportunity to rethink and retool Britain for her role in the post-war world. All the senior figures in the Labour Goverment agreed that Britain needed a seat at the top table, needed a nuclear capability, must cling on to her empire. This resulted in the cost of Britain fighting to repress small wars of independence around the globe (Palestine, Cyprus, Malaya, Kenya – though none of these feature in the book) and led to decades of self-delusion.

Economically, in about 1950 Britain had a window of opportunity to systematically invest in its industry and infrastructure, but catastrophically failed. While Germany and Japan rebuilt their manufacturing sector from scratch, while the French embarked on a well-funded programme to make its railways the best in Europe, the Labour government nationalised the ‘commanding heights of the economy’ and then chronically failed to invest – in manufacturing, in railways or roads, in telecommunications or higher education.

The clash between the actual strength of the economy, and politicians’ delusions as to Britain’s role in the world issue, was highlighted when the Korean War broke out.

As soon as the government heard about it, all the Labour ministers lined up as one to immediately support the USA, and what became the UN response, to Korean aggression. The Labour government saw that, in the environment of the worsening Cold War, Britain needed to show unflinching solidarity with America, but also that by leaping in to support South Korea, Britain maintained the impression that it was still a global player with global interests to protect.

But critics at the time and ever since have wondered whether the money that was then redirected into war production (the MoD budget doubled as a result of the Korean War), and for the next three years, came at exactly the wrong time and delayed or derailed the investment which was so badly needed in home infrastructure.

The problems of domestic industry are exemplified in the fascinating little section on Britain’s motor industry which – despite all the bad things I grew up hearing about it in the 1970s – back in the post-war decade was still the largest car exporter in the world. It was fascinating to read about the plants of the different motor manufacturers in Dagenham, Luton, Cowley and so on, the particular brands of cars they made, and the oddities and shortcomings of the various owners and managing directors.

These are indicative of the way the failure of government to invest in new infrastructure went hand in hand with the pitiful amateurism to be found in lots of British industry, which was led by sons or relatives of founders, or chaps who went to the right school, or were members of the right gold club, a tendency raised to a rule in the stuffy and parochial world of the City of London.

Away from the housewives and films and FA Cup Finals, at a deeper level, when he looks at the economy, government, industry and finance, Kynaston paints a grim picture of the start of the Long Decline which lasted well into the 1970s, arguably into the 1980s.

Writers

Quite a few writers were quoted in the previous volume. In this one we hear for the first time from:

  • Alan Sillitoe b.1928 – author of Saturday Night and Sunday Morning and The Loneliness of the Long Distance Runner
  • Hunter Davies b.1936 – author, journalist and broadcaster, grew up in Carlisle
  • Walter Greenwood b.1903 in Salford, famous for Love on the Dole
  • Norman Hunter, author of the hit play Waters of the Moon

Related links

The Magician by William Somerset Maugham (1908)

‘It was the face of a fiend of wickedness.’ (Susie describing Oliver Haddo)

This is, surprisingly for Maugham, a full-blown, hair-raising horror story.

The set-up

The book begins as a fairly run-of-the-mill love story. Young English surgeon Arthur Burdon knew Margaret Dauncey’s parents. When they died he was named the girl’s executor and guardian, a duty he faithfully performed. When Margaret turned 17 she expressed a wish to go to Paris to study art, which Arthur supported and enabled. It was during her studies in Paris that Margaret discovered her father had died penniless and that Arthur had paid for her entire education and living expenses out of his own pocket.

During the tearful conversation where Margaret asks if this is true and Arthur admits it, they both also admit that they’re deeply in love with each other.

‘Don’t you know that I’d do anything in the world for you?’ she cried.

And the upshot of these tearful confessions is that agree on the spot that they would like to get married. Nonetheless, Arthur insists that she goes off to Paris to study, see life and so on, before they get wed. He is a thoroughly decent chap.

In Paris Margaret stays in the studio of Susie Boyd (at 30, a lot older and more experienced than Margaret), located in Montparnasse, and becomes a regular at the local bar, Le Chien Noir, much frequented by poets, writers and artists.

It is at this point that the story proper begins, with Arthur arriving in Paris to meet Margaret and finalise plans for their wedding (all the preceding is told as exposition).

Commenting on the action is a much older man, Dr Porhoët, who was friends with Arthur’s parents and has known him ever since he was born. Dr Porhoët is a wise and bookish old man. He spent most of life working as a doctor in Egypt and is now retired, thus conveniently available to the characters for tea, conversation and advice as required.

Porhoët candidly tells Arthur he is surprised that he and Margaret are in love because Arthur is such an extremely unimaginative, prosaic, practical man who, by dint of working hard, has made himself into a leading surgeon – whereas Margaret is young and fanciful, not only beautiful but highly imaginative.

The magician

So far, so standard. The novel looks like settling down to become another of Maugham’s stories about the trials and tribulations of another mismatched couple. Except that into this fairly run-of-the-mill setup Maugham throws a bomb, in the shape of the tall, monstrously obese, absurdly flamboyant and utterly sinister, self-proclaimed magician and master of the dark arts, Oliver Haddo.

In the introduction to The Magician which Maugham wrote years later, he freely admits to basing the character of Haddo on the notorious black magician, writer, poet and self-publicist Aleister Crowley, who he met in Paris in the early-1900s, when Maugham was living with the painter Gerald Kelly.

In fact not only Haddo-Crowley but many of the other characters and settings are borrowed directly from life. Margaret’s studio is modelled on Kelly’s. Maugham and Kelly were regulars at a bar in Montparnasse called Le Chat Blanc, where local poets and artists congregated almost every evening. In the book this café becomes Le Chien Noir and many of its real-life habitués are coped into Maugham’s book with only slightly altered names. Maugham was notoriously sloppy about this, writing many of his stories almost directly from life and sometimes not even bothering to change people’s names – a habit which got him into trouble, particularly in the classic short stories from south-east Asia a generation later.

The main characters

I enjoy the old-fashioned way Maugham gives detailed, physical and psychological descriptions of his characters – unlike the modern style for fleeting, brief flashes, or having character revealed by dialogue. In Maugham every character is sat down, given a cup of tea, and thoroughly introduced to the reader.

I like the way they appear stiflingly conventional but often have unexpected aspects. We’re so culturally conditioned by Hollywood and advertising stereotypes to expect protagonists of dramas to beyoung, physically fit and good-looking protagonists that it’s a pleasure to go back before the domination of American advertising to be presented with characters who are far more diverse in age and quality. Who, en masse, bespeak an entirely different set of values. Here’s the hero, Arthur:

He was very tall and very thin. His frame had a Yorkshireman’s solidity, and his bones were massive. He missed being ungainly only through the serenity of his self-reliance. He had high cheek-bones and a long, lean face. His nose and mouth were large, and his skin was sallow. But there were two characteristics which fascinated her, an imposing strength of purpose and a singular capacity for suffering.

Margaret is the most stereotypical of the characters, being young and beautiful. But I still enjoyed the way the longest description of her occurs while she and Arthur are looking at a statue of a perfect young woman in the Louvre:

In Arthur’s eyes Margaret had all the exquisite grace of the statue, and the same unconscious composure; and in her also breathed the spring odours of ineffable purity. Her features were chiselled with the clear and divine perfection of this Greek girl’s; her ears were as delicate and as finely wrought. The colour of her skin was so tender that it reminded you vaguely of all beautiful soft things, the radiance of sunset and the darkness of the night, the heart of roses and the depth of running water. The goddess’s hand was raised to her right shoulder, and Margaret’s hand was as small, as dainty, and as white.

Whereas here is Maugham’s meticulous description of the older Susie:

She was one of those plain women whose plainness does not matter. A gallant Frenchman had to her face called her a belle laide, and, far from denying the justness of his observation, she had been almost flattered. Her mouth was large, and she had little round bright eyes. Her skin was colourless and much disfigured by freckles. Her nose was long and thin. But her face was so kindly, her vivacity so attractive, that no one after ten minutes thought of her ugliness. You noticed then that her hair, though sprinkled with white, was pretty, and that her figure was exceedingly neat. She had good hands, very white and admirably formed, which she waved continually in the fervour of her gesticulation. Now that her means were adequate she took great pains with her dress, and her clothes, though they cost much more than she could afford, were always beautiful. Her taste was so great, her tact so sure, that she was able to make the most of herself. She was determined that if people called her ugly they should be forced in the same breath to confess that she was perfectly gowned.

And, a passage to make feminists explode with outrage pithily sums up the (cramped patriarchal) expectations of the era:

Susie could not prevent the pang that wrung her heart; for she too was capable of love. There was in her a wealth of passionate affection that none had sought to find. None had ever whispered in her ears the charming nonsense that she read in books. She recognised that she had no beauty to help her, but once she had at least the charm of vivacious youth. That was gone now, and the freedom to go into the world had come too late; yet her instinct told her that she was made to be a decent man’s wife and the mother of children.

It is fascinating, chilling, informative, amazing, that at age 30, Susie considers herself an old maid, a spinster, over the hill and on the shelf. It is a vivid insight into social history.

Anyway, Susie plays the well-worn role of friend and confidante to the heroine and secret admirer of the hero. It’s a similar role to that played by Miss Ley in Maugham’s second novel Mrs Craddock, and in just the same way that Miss Ley comments sardonically and insightfully into the story of Bertha and Jim in that marriage, so Susie, at least initially, finds everything in the earnest love affair of Arthur and Margaret funny and mockable.

(In a tiny grace not, a ‘Miss Ley’ is mentioned in the letter written to Arthur from a friend who knew Haddo at Oxford: the letter describes the dark rumours which described the man even as a student, but it is this casual reference to a ‘Miss Ley’ which makes the Maugham fan’s ears prick up and wonder whether, at one stage, he was going to create an overlapping universe of characters appearing across all his novels. Intriguing thought. Instead of a Marvel Comic Universe, a Maugham Character Universe. To some extent he did do this, with the character of ‘William Ashenden’ narrating both the novel Cakes and Ale and figuring as the protagonist of the spy short stories, Ashenden. Similarly, several of the novels are set in north Kent (where Maugham himself grew up), town of Whitstable appearing in several novels renamed ‘Blackstable.’)

Anyway, alongside these good character, there is the villain, Haddo, whose main characteristic is his gross fatness:

He was a man of great size, two or three inches more than six feet high; but the most noticeable thing about him was a vast obesity. His paunch was of imposing dimensions. His face was large and fleshy. He had thrown himself into the arrogant attitude of Velasquez’s portrait of Del Borro in the Museum of Berlin; and his countenance bore of set purpose the same contemptuous smile.

And:

He was clearly not old, though his corpulence added to his apparent age. His features were good, his ears small, and his nose delicately shaped. He had big teeth, but they were white and even. His mouth was large, with heavy moist lips. He had the neck of a bullock. His dark, curling hair had retreated from the forehead and temples in such a way as to give his clean-shaven face a disconcerting nudity. The baldness of his crown was vaguely like a tonsure. He had the look of a very wicked, sensual priest.

Big, fat and evil, Haddo is designed to send shivers of horror through the reader and, as the book proceeds, does so very effectively.

Having created and described these characters in great detail, what does Maugham do with them?

The plot

Through a series of carefully orchestrated events, Haddo becomes an increasing and insidious presence in the lives of the young couple. It is on Arthur’s very first night in Paris that Margaret and Susie take him to Le Chien Noir where he is introduced to the gallery of bohemians, and into which Haddo erupts, fat and grandiloquent and ridiculous and spooky.

At first, as Haddo tells a series of preposterous stories about what a wonderful big game hunter and mountain climber he is to the audience of poets and painters at Le Chien Noir, he is met with mockery and scorn.

But it isn’t long before the theme of magic is raised and Haddo prompted to tell at length the lives of the famous magicians and alchemists of old – Paracelsus, Raymon Lull et al. (Contemporary critics of the novel drew attention to these factual passages, pointing out that they felt like they had been cut and pasted out of the Encyclopedia Britannica. Maugham candidly admits in his introduction to spending weeks in the British Museum researching the background. I like medieval history and the voodoo feel of the medieval and early Renaissance intellectual world, its domination by powers and thrones and hugely complex theological models, so I enjoyed the atmosphere of flickering candles in darkened cellars, and mystic shapes drawn on the floor and ritual incantations.)

Haddo intersperses stories about the alchemists with tales of his own encounters with strange men and women who possess second sight, the ability to control animals and to conjure spirits. Helping to reinforce all this, Dr Porhoët chips in, mostly sceptical but admitting that, during his time in Egypt, he also witnessed strange and unaccountable events.

‘I have seen many things in the East which are inexplicable by the known processes of science.’

The same night, after eating at the bar, Haddo ends up tagging along with Susie, Arthur and Margaret to a fair ‘held at the Lion de Belfort’ in Montparnasse. There then follow a sequence of spooky events. Haddo lays his hands on the mane of the horse which pulls the cab they go to the fair in, and the horse starts whinnying and shivering in fear. As soon as he removes his hand, the horse stops. At the fair they visit a scruffy booth presided over by an oriental woman who has a weird control over the snakes she tends.

The role of Dr Porhoët

Throughout these scenes the core trio of Arthur, Margaret and Susie are generally accompanied by Dr Porhoët. It becomes clear that his function in the book is to provide a plausible support for Haddo’s supernatural stories. If Haddo had been the only one talking about the Zohar and the Clavicula Salomonis and the Pseudomonarchia Daemonorum of Wierus and the Grimoire of Honorius and the Hexameron of Torquemada and the Tableau de l’Inconstance des Démons, by Delancre and Delrio’s Disquisitiones Magicae he would have been isolated and much less believable. But Maugham has given Dr Porhoët a career in Egypt so that he can have him witness umpteen weird oriental scenes, have Porhoët backing up and reinforcing many of Haddo’s claims.

A few days later, when the trio visit Dr Porhoët’s apartment, they discover it to be lined from floor to ceiling with leather-bound ancient volumes by all the great masters of the dark arts. While Porhoët isn’t himself a magician and is drily ironic about most of the ‘learning’ contained in his books, he does have one or two stories of weird and inexplicable events he saw occur during his time in Egypt…

So Dr Porhoët is like a straight man to Haddo’s dark magician, not quite believing in magic but helping to establish the fact that there is a vast body of writings on the subject, and that, maybe, you know, there’s something to it… Thus he and Haddo are shown having learned conversations about the old magicians, alchemists and their texts. This dramatic to and fro, spiced with Porhoët’s scepticism, is much more persuasive than if Maugham had had Haddo just give long monologues covering the same material.

Dr Porhoët is Haddo’s enabler. He is the door which lets Haddo in. Dr Porhoët’s testimony makes Haddo’s belief in ancient magic much more believable. If a man of science who is basically a sceptic believes some of these stories, then maybe…

The crisis of the plot

Out of politeness, after the fair outing, Margaret invites Haddo a few days later to come to tea.

Part one of this tea party is another long disquisition between Haddo and Dr Porhoët, touching on the lives and works of Paracelsus, Hermes Trismegistus and Albertus Magnus. It builds up to the long and vivid story of how Paracelsus created and nurtured ten little homunculi or spirits in jars. Silly though it sounds, the telling, amid plenty of detail, and horror-stricken intensity, creates a real atmosphere.

The story ended, Dr Porhoët rises to leave the little party and disaster strikes. Margaret’s little pet dog, which had started whining and gone to hide in a corner when Haddo first arrived, now inexplicably springs at him and bites Haddo in the hand. Without thinking, Haddo brutally kicks the dog right across the room at which Margaret screams and Arthur – who has met all of Haddo’s stories with mockery and disbelief – punches him full in the face then, while he is on the ground, kicks him again and again.

For the usually sedate and restrained Maugham, this is a shocking scene. While they all turn their attention to the dog, Haddo staggers to his feet, where he makes a dignified apology for his behaviour, bows and leaves the apartment. But not before Susie has seen a look of implacable demonic hatred on his face!

Haddo’s campaign of seduction

Next day Margaret encounters Haddo in the street. The fat man promptly stumbles and collapses. Passersby say he is having a heart attack. Margaret is forced to take him into her apartment, despite her misgivings, to rest, give him a glass of water etc. She is full of dislike but her good manners prevail.

This is a bad mistake because Haddo proceeds to seduce Margaret, but not in a sexual sense, something far worse. He entrances her somehow. He is meek and apologetic, he begs forgiveness, she finds herself touched by the tears in his eyes, she finds herself noticing the beauty of his lips and face. He recites Walter Pater’s famous description of the Mona Lisa and then goes on to spin flowery prose poetry about other paintings, paintings characterised by dark atmosphere and unknown sins… the whole thing sounding very much like the purple prose used by Oscar Wilde in The Picture of Dorian Gray – paintings, art, strange moods, rare emotions, unknown pleasures and so on…

When he commands her to listen to him playing the piano she follows and sits meekly, aware that she can do no other. He has somehow hypnotised her into admiration and submission. He doesn’t take advantage of her body. Much more insidiously, she finds him entering her heart and affections.

Haddo performs magic. He scatters a pinch of blue powder onto a bowl of water and, behold! the water burns up and disappears. Haddo elaborates a fantasy in which he scatters enough blue powder over the world to burn up the oceans!

He then scatters dried leaves over the fire to produce a pungent smoke which he tells Margaret to inhale deeply. He takes her hand and suddenly they are transported to a barren cross-roads in a bleak landscape of burnt heather where Margaret sees a sort of witches’ sabbath.

Margaret’s gaze was riveted upon a great, ruined tree that stood in that waste place, alone, in ghastly desolation; and though a dead thing, it seemed to suffer a more than human pain. The lightning had torn it asunder, but the wind of centuries had sought in vain to drag up its roots. The tortured branches, bare of any twig, were like a Titan’s arms, convulsed with intolerable anguish. And in a moment she grew sick with fear, for a change came into the tree, and the tremulousness of life was in it; the rough bark was changed into brutish flesh and the twisted branches into human arms. It became a monstrous, goat-legged thing, more vast than the creatures of nightmare. She saw the horns and the long beard, the great hairy legs with their hoofs, and the man’s rapacious hands. The face was horrible with lust and cruelty, and yet it was divine. It was Pan, playing on his pipes, and the lecherous eyes caressed her with a hideous tenderness. But even while she looked, as the mist of early day, rising, discloses a fair country, the animal part of that ghoulish creature seemed to fall away, and she saw a lovely youth, titanic but sublime, leaning against a massive rock. He was more beautiful than the Adam of Michelangelo who wakes into life at the call of the Almighty; and, like him freshly created, he had the adorable languor of one who feels still in his limbs the soft rain on the loose brown earth. Naked and full of majesty he lay, the outcast son of the morning; and she dared not look upon his face, for she knew it was impossible to bear the undying pain that darkened it with ruthless shadows. Impelled by a great curiosity, she sought to come nearer, but the vast figure seemed strangely to dissolve into a cloud; and immediately she felt herself again surrounded by a hurrying throng. Then came all legendary monsters and foul beasts of a madman’s fancy; in the darkness she saw enormous toads, with paws pressed to their flanks, and huge limping scarabs, shelled creatures the like of which she had never seen, and noisome brutes with horny scales and round crabs’ eyes, uncouth primeval things, and winged serpents, and creeping animals begotten of the slime. She heard shrill cries and peals of laughter and the terrifying rattle of men at the point of death. Haggard women, dishevelled and lewd, carried wine; and when they spilt it there were stains like the stains of blood. And it seemed to Margaret that a fire burned in her veins, and her soul fled from her body; but a new soul came in its place, and suddenly she knew all that was obscene. She took part in some festival of hideous lust, and the wickedness of the world was patent to her eyes. She saw things so vile that she screamed in terror, and she heard Oliver laugh in derision by her side. It was a scene of indescribable horror, and she put her hands to her eyes so that she might not see.

It is preposterous like all horror stories but, if you give yourself permission, if you read sympathetically and let your imagination go, many passages of the book are genuinely visionary and creepy.

All this has taken place on this one visit to her flat prompted when she saw him stumble and collapse in the street. Now Haddo finally leaves, and Margaret comes back to herself. But over the following days she finds herself thinking of him more and more. Haddo had scribbled down his address before he departed and now Margaret finds herself drawn to go and see him, despite her better judgement.

Susie returns from the studio. Arthur arrives and takes Margaret in his arms – but she is changed utterly, and walks and talks as in a daze.

The wrong marriage

Long story short – Margaret makes excuses to Susie and lies to Arthur and starts to visit Haddo every afternoon. He shows her more of the Dark Side, explaining more foul mysteries and mysterious sins.

If this was a modern movie I might have expected them to have sex, the camera lingering on the sight of the enormous repulsive slug-like magician ravishing the slender beautiful Margaret in a variety of pornographic postures.

However, two things appear to have restrained Maugham from going down this route. One was the censorship of his day, which was smothering. A whole raft of publishers refused to publish Mrs Craddock simply because it merely depicts feelings of arousal and lust. Any hint of actual physical sex would have gotten it banned. (It was a real eye-opener to me to learn just how much Maugham, generally portrayed as a reactionary and second-rate writer, in fact played a progressive role in pushing at the limits of censorship. Nonetheless, there was a definite line he could not cross.)

But reason two is that it will become important to the plot that Margaret remain a virgin.

Thus, all the time that ‘sensible’ Margaret is making plans for her wedding to Arthur, naming the day, choosing the dress, the cake and so on – ‘possessed’ Margaret is secretly seeing Haddo and, to the reader’s horror and amazement, agreeing to marry him! She is overcome with horror and revulsion but unable to stop herself.

On the day that she and Arthur were due to catch the boat train from Paris back to London to get married, Margaret sends a note to Susie to say that she has married Haddo and left town.

Flabbergasted, Susie spends a day visiting Margaret’s dressmaker, Haddo’s apartment and the British Embassy, establishing the truth of the story – before she tells Arthur, who is, as you might expect, absolutely devastated.

Thus Haddo wreaks the revenge on Arthur that Susie had read on his face, on that fateful day when Haddo had kicked the dog, and Arthur knocked him to the ground. Revenge!

Haddo and Margaret’s peregrinations

Arthur returns to London where he throws himself into his work, taking two jobs, delivering lectures and editing a big book of surgery in order to try and blot out his intense emotional pain.

Susie takes up an invitation from a friend to go and stay in Italy for the winter. In the spring she passes on to the Riviera. In both places she discovers Haddo and Margaret have been staying, behaving scandalously. Haddo gambles intensely, getting Margaret to lay the bets at the tables. They have high society parties but these tend to be ruined by Haddo’s caddish behaviour – he cheats at cards, he tries to pass forged money – and he is blackballed and cold shouldered by Society.

In Monte Carlo, Susie witnesses Margaret gambling and then shudders with horror as she sees the once-innocent and pure Margaret smile acquaintance with a notorious courtesan. Into what depths of sin has Haddo dragged her!!

Susie returns to London, and meets with Arthur a few times. What Arthur doesn’t realise is that Susie is passionately in love with him. It gives an added intensity to the story that Susie loves Arthur with a pure disinterested love which she knows can never be returned because of Arthur’s total commitment to Margaret.

They go to the opera (music, Susie realises, is a drug Arthur uses to help transport him away from his pain at Margaret’s desertion) and bump into an acquaintance of Arthur’s who invites them to make up a dinner at the Savoy.

Here they are horrified to discover that two of the other dinner guests are Haddo and Margaret. Margaret behaves coldly and disdainfully to Arthur, while Haddo politely but cruelly mocks Arthur at every opportunity in the conversation. And Susie has to sit watching her beloved suffer, wincing at every one of Haddo’s cruel jibes.

They abduct Margaret

Convinced that Margaret is not happy but somehow hypnotised by the obese bully, Arthur goes to the Savoy the next day and, after a long pleading conversation in which Margaret reveals that she is unhappy, abducts her – marching her out of the room, into a hansom cab, directing it to Euston and fleeing to the country.

There then follows a chapter where Arthur tries, with Susie’s help, to detoxify Margaret. Maugham explains the type of late Victorian divorce which they will arrange for her. But when Arthur returns to London to resume his work and organise the divorce, Margaret becomes more and more restless, and one day Susie goes into her room to find she’s left. She has returned to Haddo.

Arthur goes to Haddo’s country house

Susie, by now convinced that Haddo’s hold over Margaret really is irrational and magical, travels back to Paris to see Dr Porhoët. This is an opportunity for Maugham to give us more learned tales of how ancient magicians exerted power and control over their victims (designed to reinforce the plausibility of the situation).

A few weeks later, Arthur turns up in Paris and tells Susie a long story about how he has visited Haddo’s country seat. (Apart from everything else, Haddo is posh; he went to Eton and Oxford and is heir to a big estate in Staffordshire, named Skene.)

Arthur stayed at the local inn and then walked through the bleak and blasted countryside to Skene, to discover that it is a spooky old Gothic house. It is protected by a fence surrounding the grounds. Arthur finds a loose plank, wriggles it loose and and – in an effectively chilling sequence – stumbles through a dark wood to a clearing with a bench.

After a while (in a spectacularly convenient coincidence) Margaret comes and sits at this very bench. When Arthur walks out in front of her, she initially thinks Arthur is a phantom and explains to Arthur that she knows Haddo is carrying out all kinds of black magic in the house.

She quite calmly tells Arthur that she thinks Haddo is going to kill her, using her in some black magic ritual. Terrified, Arthur pleads for her to come with him but she wriggles free and says No, Haddo will punish her if he knew she was speaking to Arthur, she must go she must go now — and runs off into the pitch blackness of the woods.

Arthur searches through the grounds for her but fail, gives up, then retraces his footsteps to the hole in the fence, walks back to the local inn, gets a cab ride the next day to the station, catches the train to London, catches to boat train to Paris and is now standing in front of Susie and Porhoët telling them this narrative.

As it happens, Susie and Dr Porhoët had just been having another one of those conversations about black magic and speculating on Haddo’s motives. Now Susie remembers one of the many black rumours about Haddo that she had heard in Monte Carlo.

‘They said there that he was attempting to make living creatures by a magical operation.’ She glanced at the doctor, but spoke to Arthur. ‘Just before you came in, our friend was talking of that book of Paracelsus in which he speaks of feeding the monsters he has made on human blood.’
Arthur gave a horrified cry. (Chapter 13)

Susie persuades the by-now distraught Arthur to accompany her for a few days to Chartres to calm his nerves. But one day he rushes into her room convinced that something has happened to Margaret. How? Why? He can’t explain it. Even staid, boring, unimaginative Arthur is now caught up in the atmosphere of magic and irrationality.

Back to England, back to Skene

They rush back to Paris, co-opt Dr Porhoët (what a hectic retirement he’s turning out to have!), catch the next boat train to London (‘Susie never forgot the horror of that journey to England’), catch a cab to Euston, catch the train to Staffordshire, catch a cab to the local inn at the village of Venning, and hear from the innkeeper’s nosy wife that, Yes, Mr Haddo’s beautiful wife passed away earlier that week. The funeral had taken place the previous day.

Arthur is even more distraught. He takes the others to confront the local doctor, slow-minded provincial Dr Richardson, who blandly claims that Margaret died of heart disease. Infuriated at the man’s obtuseness, Arthur lets fly a stream of insults and abuse before storming out. He tells Susie he has a plan. (For a moment I thought he might have been planning to dig up Margaret’s coffin – which would have made for a grim and compelling scene. But no…)

Instead, he plans to break into Haddo’s house. Arthur drags Susie and Dr Porhoët along with him to the gates of Skene House, pushes past the outraged gatekeeper, bangs on the front door, and loudly demands admission from the stroppy doorkeeper. While they’re bickering on the doorstep, Haddo himself appears, more physically repulsive than ever.

Dr Porhoët, who had not seen him for some time, was astounded at the change which had taken place in him. The corpulence which had been his before was become now a positive disease. He was enormous. His chin was a mass of heavy folds distended with fat, and his cheeks were puffed up so that his eyes were preternaturally small. He peered at you from between the swollen lids. All his features had sunk into that hideous obesity. His ears were horribly bloated, and the lobes were large and swelled. He had apparently a difficulty in breathing, for his large mouth, with its scarlet, shining lips, was constantly open. He had grown much balder and now there was only a crescent of long hair stretching across the back of his head from ear to ear. There was something terrible about that great shining scalp. His paunch was huge; he was a very tall man and held himself erect, so that it protruded like a vast barrel. His hands were infinitely repulsive; they were red and soft and moist. He was sweating freely, and beads of perspiration stood on his forehead and on his shaven lip. (Chapter 14)

Haddo simply brushes off their concerns and accusations. Margaret died of a heart attack, the local doctor says so. If Arthur attacks him, Haddo, now, in the doorway of his house in front of witnesses, he will be compelled to report it to the village constable.

Incensed with frustration Arthur turns on his heel and marches back down the drive with the other two lamely following in his wake.

And now there comes a genuinely unexpected plot development: Arthur – cool, phlegmatic, Anglo-Saxon, rational scientist Arthur – asks Dr Porhoët to raise Margaret’s ghost from the dead!

Without his books, and relying on memory, given just a day to buy the basic ingredients from the local store, Porhoët, against all expectations, but in accordance with the book’s by-now dream logic, manages to do this.

Out on the blasted heath which surrounds Skene House, miles from any other people, at night, Porhoët arranges bowls, burns incense and commences reciting magic spells.

Inexplicably, a sudden terror seized Susie. She felt that the hairs of her head stood up, and a cold sweat broke out on her body. Her limbs had grown on an instant inconceivably heavy so that she could not move. A panic such as she had never known came upon her, and, except that her legs would not carry her, she would have fled blindly. She began to tremble. She tried to speak, but her tongue clave to her throat.

Margaret doesn’t appear like the ghost of Hamlet’s father – in the same shape as in life, and clearly commanding revenge. Instead, much more piteously, they at first only hear her, hear the sound of a woman weeping uncontrollably.

And then, seeming to come out of nothingness, extraordinarily, they heard with a curious distinctness the sound of a woman weeping. Susie’s heart stood still. They heard the sound of a woman weeping, and they recognized the voice of Margaret. A groan of anguish burst from Arthur’s lips, and he was on the point of starting forward. But quickly Dr Porhoët put out his hand to prevent him. The sound was heartrending, the sobbing of a woman who had lost all hope, the sobbing of a woman terrified. If Susie had been able to stir, she would have put her hands to her ears to shut out the ghastly agony of it.

And in a moment, notwithstanding the heavy darkness of the starless night, Arthur saw her. She was seated on the stone bench as when last he had spoken with her. In her anguish she sought not to hide her face. She looked at the ground, and the tears fell down her cheeks. Her bosom heaved with the pain of her weeping.

Then Arthur knew that all his suspicions were justified.

Fiery climax

The die is cast. In the long final chapter two things happen: the fight and the storming of the old house.

Several days go by while Arthur goes for long walks in the countryside and Susie and Dr Porhoët worry about him. One afternoon the sultry air is growing heavy with a storm when Arthur returns to the inn. It is getting dark as Susie and Dr Porhoët beg Arthur to tell them what his plan is. He tells them. He is going to kill Haddo.

As he utters these words, the wind in the darkness outside rises to a howl and then the lamp in the room they’re in is suddenly extinguished. In the darkness they all realise that someone else is in the room with them. Reading this at night I found it genuinely scary. A huge black shape fills a corner and without a word Arthur flings himself on it, identifying arms and head and neck, rolling over, struggling, fighting for a grip.

Arthur seized the huge bullock throat and dug his fingers into it, and they sunk into the heavy rolls of fat; and he flung the whole weight of his body into them.

Arthur fights to the death in the pitch blackness, breaking the thing’s arm and then strangling it to death. He staggers to his feet. ‘I’ve killed him,’ he says hoarsely. Except that, when Susie lights a candle with the rasp of a match… the room is empty. There is nothing there!

When so much of the dialogue and behaviour is polite, restrained and civilised – these scenes of sudden bestial violence are all the more striking.

Arthur insists that they must go, go now, go immediately to Skene. And so he force marches Susie and Dr Porhoët  the three or so miles from the inn to the fence of the old Gothic pile. He breaks in through the broken fence. He bangs on the door but there is no answer. They know from the gossipy landlady of the inn that the servants are sent away at night so, confident that the house is empty save for Haddo, Arthur breaks into a ground floor window then comes to the front door to unlock it and let the other two in.

Room by room they then search the house, finding half of it abandoned and cold. They search two floors then are stymied about how to get up to the upper floor, the only rooms which they saw lit up from the outside. Arthur finds a secret passage concealed behind the wood panelling.

Up they go and discover – chambers of horrors! Three long rooms which are a) dazzlingly lit b) immensely hot, warmed by open furnaces. There is a lengthy description of all the alchemical equipment Haddo had gathered and was using, but the climax of the entire novel comes with the revelation of a series of glass bowls in which Haddo had been experimenting… to create humans, to create human life. This goes far beyond the tales of the homunculi created by Paracelsus and into a world of creating and moulding human beings which is reminiscent of H.G. Wells’s horrifying fantasy of a decade earlier, The Island of Dr Moreau.

All of Maugham’s habitual taste and decorum is thrown to the winds as he describes, at nauseating length, a series of half-human abortions and monstrous lumps which are kept in the glass basins, palpitating, or writhing or scuttling on deformed limbs.

As a modern reader, who has read about (and seen in umpteen movies) inventive descriptions of disgusting things – I still found the descriptions sickening. God knows what contemporary Edwardian readers must have made of them.

In another [bowl] the trunk was almost like that of a human child, except that it was patched strangely with red and grey. But the terror of it was that at the neck it branched hideously, and there were two distinct heads, monstrously large, but duly provided with all their features. The features were a caricature of humanity so shameful that one could hardly bear to look. And as the light fell on it, the eyes of each head opened slowly. They had no pigment in them, but were pink, like the eyes of white rabbits; and they stared for a moment with an odd, unseeing glance. Then they were shut again, and what was curiously terrifying was that the movements were not quite simultaneous; the eyelids of one head fell slowly just before those of the other.

And then, over in a corner, they see the vast body of Haddo, lying dead, strangled with protruding eyes and tongue. His arm is broken, as Arthur broke the fat body he fought with in the blackout at the hotel. Somehow, by some magic which we are now totally prepared to believe, Haddo transported his body, or a version of himself, to the hotel room, and Arthur, killing the phantasm there, also killed the host body back here.

‘Out, out,’ cries Arthur, ‘We must leave now,’ and hustles them out of the rooms and down the stairs. Aren’t you coming? cries Susie. ‘In a moment,’ he replies. Moments later he rejoins them at the front door. They run down the drive, then detour into the dark wood, find the hole in the fence and walk the long way back towards the inn.

Dawn comes as they approach the inn. Susie feels an enormous sense of life and colour returning to the landscape. And then she realises there is red in the west too. Arthur had set Skene alight. Now it is blazing out of control. The old Gothic ruin, along with the body of its black magician master and the horror of the creatures he made, will all be wiped from the face of the earth.

Arthur puts his arm around Susie to support her and she suddenly feels safe and protected. The warm sun rises over the rejuvenated landscape. All will be well.


The pleasures of the text

Entertainment

Although it’s a preposterous story told in often lurid and over-wrought prose, it is still, like most of Maugham, immensely entertaining and readable.

Escapism

There’s the obvious escape any story offers, namely of escaping your present-day concerns into a world where you are able to understand all the characters and what is going on – where the stories have neat beginnings, middles and ends – all so very unlike the experience of messy, complicated and often inexplicable life that most of us experience.

There’s also the pleasure of escape into another era, the Downton Abbey syndrome. There are different clothes (for women an amazing array of rich costumes, gowns, cloaks, dresses, and hats – lots of hats – and fine jewellery). There is the way the streets of London, Paris or the towns they visit are not clogged and poisoned by cars, lorries, buses, taxis and other sources of poisonous toxic fumes.

And, something I noticed in Maugham’s novel Mrs Craddock as well as here – all the characters take it for granted that they can just swan off abroad whenever they feel like it. We are told that Arthur is a busy surgeon at a leading hospital but he can not only pop over to Paris for weeks at a time, but go gallivanting off to Chartres, or spend the latter part of the novel running off to Staffordshire, at will. I wish I had that kind of job.

Even more I wish I led the life of Susie. On the one hand the modern feminist reader might be horrified at the way she – and presumably the society around her – consider her an old maid on the shelf at age 30, and might object to the rather harsh way in which Maugham repeatedly emphasises the plainness of her looks, verging on ugliness.

But on the upside – she doesn’t have to work! As far as I can tell she has no job because she enjoys a modest allowance. This means she spends all day strolling round Paris, visiting galleries, having little tea parties and, when Margaret goes off with Haddo, she simply accepts an invitation from a friend to go and stay in Rome for the winter, where she visits the opera, goes out for dinner, strolls round the galleries. When she gets bored of that, she moves on to the Riviera for spring. Some oppression!

Manners

Everyone is so polite. It is lovely to dip for a while into the decorum and manners of a long lost era. Sure, it acted as a terrible restraint on people’s feelings – for example, it is made very clear that Arthur suffers immensely because he feels he cannot speak openly to anyone about his anguish over Margaret – but the general level of exquisite politeness at almost every level of society is wonderfully remote from the everyday rudeness and curtness of our own times.

And you have to enter into this world of exquisite manners in order to understand, and enjoy, when they are being deliberately manipulated by the characters. For example, it is one of Haddo’s entertaining (shocking) traits that he combines wicked heartlessness with the most polished manners, twisting the emotional knife into Arthur with the politest words and most refined diction.

Take the scene where our trio barge their way up to the front door of Skene House to find the truth about Margaret’s death. When Haddo appears he behaves with provocative good manners, the soul of politesse.

‘I have come about Margaret’s death,’ said Arthur.
Haddo, as was his habit, did not immediately answer. He looked slowly from Arthur to Dr Porhoët, and from Dr Porhoët to Susie. His eyes rested on her hat, and she felt uncomfortably that he was inventing some gibe about it.
‘I should have thought this hardly the moment to intrude upon my sorrow,’ he said at last. ‘If you have condolences to offer, I venture to suggest that you might conveniently send them by means of the penny post.’

In the midst of all the horror, Maugham makes Haddo the source of wonderfully cynical jibes, clothed in his immensely lofty Eton-Oxford-aristocratic refinement. Here is Arthur shouting at Haddo, and Haddo fending him off with unimpeachable civility.

‘I saw Margaret three weeks ago, and she told me that she went in terror of her life.’
‘Poor Margaret! She had always the romantic temperament. I think it was that which first brought us together.’
‘You damned scoundrel!’ cried Arthur.
‘My dear fellow, pray moderate your language. This is surely not an occasion when you should give way to your lamentable taste for abuse. You outrage all Miss Boyd’s susceptibilities.’ He turned to her with an airy wave of his fat hand. ‘You must forgive me if I do not offer you the hospitality of Skene, but the loss I have so lately sustained does not permit me to indulge in the levity of entertaining.’

Well, if you’re going to be a black magician confronted by the fiancé of the woman you stole from him and subsequently murdered as part of your fiendish experiments – this is the style to do it in.

The movie

The Magician was made into a fabulously melodramatic black-and-white silent film in 1926, directed by Rex Ingram.


Related links

Somerset Maugham’s books

1897 Liza of Lambeth
1902 Mrs Craddock
1908 The Magician
1915 Of Human Bondage
1919 The Moon and Sixpence

1921 The Trembling of a Leaf: Little Stories of the South Sea Islands (short story collection)
1921 The Circle (play)
1922 On a Chinese Screen (travel book)
1923 Our Betters (play)
1925 The Painted Veil (novel)
1926 The Casuarina Tree: Six Stories
1927 The Constant Wife (play)
1928 Ashenden: Or the British Agent (short story collection)
1929 The Sacred Flame (play)

1930 Cakes and Ale: or, the Skeleton in the Cupboard
1930 The Gentleman in the Parlour: A Record of a Journey From Rangoon to Haiphong
1931 Six Stories Written in the First Person Singular (short story collection)
1932 The Narrow Corner (novel)
1933 Ah King (short story collection)
1933 Sheppey (play)
1935 Don Fernando (travel book)
1936 Cosmopolitans (29 x two-page-long short stories)
1937 Theatre (novel)
1938 The Summing Up (autobiography)
1939 Christmas Holiday (novel)

1940 The Mixture as Before (short story collection)
1941 Up at the Villa (crime novella)
1942 The Hour Before The Dawn (novel)
1944 The Razor’s Edge (novel)
1946 Then and Now (historical novel)
1947 Creatures of Circumstance (short story collection)
1948 Catalina (historical novel)
1949 A Writer’s Notebook

1963 Collected short stories volume one (30 stories: Rain, The Fall of Edward Barnard, Honolulu, The Luncheon, The Ant and the Grasshopper, Home, The Pool, Mackintosh, Appearance and Reality, The Three Fat Women of Antibes, The Facts of Life, Gigolo and Gigolette, The Happy Couple, The Voice of the Turtle, The Lion’s Skin, The Unconquered, The Escape, The Judgement Seat, Mr. Know-All, The Happy Man, The Romantic Young Lady, The Point of Honour, The Poet, The Mother, A Man from Glasgow, Before the Party, Louise, The Promise, A String of Beads, The Yellow Streak)
1963 Collected short stories volume two (24 stories: The Vessel of Wrath, The Force of Circumstance, Flotsam and Jetsam, The Alien Corn, The Creative Impulse, The Man with the Scar, Virtue, The Closed Shop, The Bum, The Dream, The Treasure, The Colonel’s Lady, Lord Mountdrago, The Social Sense, The Verger, In A Strange Land, The Taipan, The Consul, A Friend in Need, The Round Dozen, The Human Element, Jane, Footprints in the Jungle, The Door of Opportunity)
1963 Collected short stories volume three (17 stories: A Domiciliary Visit, Miss King, The Hairless Mexican, The Dark Woman, The Greek, A Trip to Paris, Giulia Lazzari, The Traitor, Gustav, His Excellency, Behind the Scenes, Mr Harrington’s Washing, A Chance Acquaintance, Love and Russian Literature, Sanatorium)
1963 Collected short stories volume four (30 stories: The Book-Bag, French Joe, German Harry, The Four Dutchmen, The Back Of Beyond, P. & O., Episode, The Kite, A Woman Of Fifty, Mayhew, The Lotus Eater, Salvatore, The Wash-Tub, A Man With A Conscience, An Official Position, Winter Cruise, Mabel, Masterson, Princess September, A Marriage Of Convenience, Mirage, The Letter, The Outstation, The Portrait Of A Gentleman, Raw Material, Straight Flush, The End Of The Flight, A Casual Affair, Red, Neil Macadam)

2009 The Secret Lives of Somerset Maugham by Selina Hastings

Mrs Craddock by Somerset Maugham (1902)

‘Entre deux amants il-y-a toujours un qui aime, et un qui se laisse aimer.’

After the success of his first novel, Liza of Lambeth in 1897, the 23-year-old William Somerset Maugham optimistically abandoned his career as a trainee doctor to become a professional writer. Later in life, Maugham considered this to have been a bad mistake, for literary success came only slowly and he spent nearly a decade churning out ten novels which sold little or poorly.

All the time his real ambition was to be a playwright, but none of his plays were accepted either. It was only in 1907, ten years after Liza, that his play Lady Frederick was finally staged and, to his own surprise, became a runaway success, transforming his reputation and fortunes. Within a year he had four plays running in the West End and had arrived.

Mrs Craddock

Mrs Craddock, from 1902, is a product of his lean early years, and you can see why. It is a long and uneven narrative, sometimes comic, sometimes tragic, covering ten or so years in the life of Bertha Leys:

  • from when she is a head-strong, romantic orphan under the guardianship of her aunt Mary living in the family home, Court Leys in Kent
  • through her infatuation for and marriage to the virile local farmer Edward Craddock
  • her slow realisation that Edward is conventional, unimaginative and boring and cares more about his wretched cows and pet dogs than about Bertha’s feelings
  • (something she starts to suspect on their honeymoon in London where he laughs at crude vaudeville and can’t see the point of the art galleries which Bertha adores)
  • she is mortified when he humiliates her at tennis at a big party of the local gentry
  • she hopes that getting pregnant and having a child will bring them close together again, or at least provide a focus for her thwarted love
  • but, inevitably, she has a long, drawn-out miscarriage and the baby is still-born
  • worse than anything is the calm, sensible way Edward accepts this and its corollary, the doctor’s conclusion that she will never again be able to have children – news at which Bertha is, understandably, distraught (chapter 17)
  • their married life becomes a series of niggling arguments – like the one about whether the farm workmen should chop down some beech trees which overshadow an important field (Edward) or should not, because they are old and beautiful (Bertha)
  • these escalate into flaring rows and, slowly, Bertha is forced to admit that she can no longer stand her husband
  • so she leaves Edward and Kent to go travelling with Aunt Mary on the Continent for months
  • on her return to London she has an ill-advised but madly passionate fling with a distant cousin, Gerald Vaudrey
  • but when, after torments of separation, and even mad thoughts about going with him to the New World, Gerald finally leaves for New York, Bertha’s spirit snaps and she returns to Court Leys emotionally empty

Ironically, throughout the novel, as Bertha’s love for him dwindles and dies, we watch as Edward’s career has gone from strength to strength. He manages the Ley property superbly, making a hefty profit and buying up surrounding land, restoring the house, building a tennis court in the grounds, and becoming the life and soul of local North Kent society.

It’s just a shame that Bertha loathes and detests local North Kent society for its parochialism and small-minded snobbery. In the final chapters of the book Bertha and Edward live together but utterly separate in spirit. Bertha, bored out of her mind, walks the local countryside, watches the changing seasons, goes down to the sea and stares for hours at its endless waves, dreaming of escape, dreaming sometimes of suicide or some kind of painless dissolution, anything to make the dreary routine of morning, noon and night, boring dinners with her husband or dreary visits to the local vicar or other landowners, all go away.

Then Edward, stubborn and confident to the end, goes out riding on a horse which has already thrown him once and broken his collarbone. The horse shies at a fence, falling on top of him and he dies. Stunned, Bertha staggers to her bed and reviews her life. Shocked and dismayed, she realises that she is… free!

On the day of the funeral, there is social comedy about who should get order of precedence in the funeral parade among the various organisations Edward which was a leading member of (the freemasons, the county council, the Conservative Party).

But quite separate from all that, Bertha doesn’t attend the funeral. Remote and isolated from the hurly burly of the entire world, she lies on her sofa, in the beautifully restored house, admiring the fine view to the sea, and picks up a book. The End.

Response

I enjoyed reading Mrs Craddock but was aware of its numerous faults. For a start, there are several odd passages where Maugham is being ‘experimental’ (or giving in to contemporary literary fashion) but which really don’t come off.

One of them occurs half way through, when Bertha, still in her infatuation stage, hears tell that Edward is a little injured, and goes off into a peculiar hallucination of him being brought in dead, her washing the corpse, lowering the coffin into the grave and her throwing herself on top of it, a bizarre stream-of-consciousness hallucination – at the end of which Edward walks in right as rain and wondering why she’s in such a state.

The book is also heavily garlanded with over-ripe, purple prose passages describing the Kent countryside or the romantic air of Italy, which go on for pages.

That said, the book has two obvious virtues or strengths:

One is the effectiveness of the social comedy generated by the stiflingly conventional provincial society of Blackstable (the thinly disguised version of Whitstable where Maugham was himself brought up in the 1880s).

The characterisation of the stiff local vicar, Mr Grove, his well-intentioned sister, the hearty doctor, the dashing local landowner Branderton, the chorus of snobbish local ladies led by Mrs Branderston, with Mrs Mayston Ryle and Mrs Molsons not far behind, the scenes involving this little community – are often very funny.

The vicar’s sister, Miss Glover, is a particularly memorable character, all shiny stiff dress and sincere Christian sympathy. Maugham was always strong on social comedy, and strong on the subtleties and veiled malice of petty snobbery. It would later reappear in his feel for the thousand and one stupid restrictions on colonial life in the Far East, as described in his short stories of the 1920s.

Another is Maugham’s knack for beginning or setting his stories in very mundane settings, and often mundane incidents, but from this base working up passages of tremendous emotional intensity which stay with the reader.

Thus, for example, Bertha’s passionate lust and master-worship of Edward are described with real heat, as is her second great infatuation, the sensuality leading to inflamed lust for young Gerald. You can almost smell the sex. Unusual for its day.

Similarly, Bertha’s anger when she realises that Edward doesn’t much care if she lives or dies or what she does, is vividly described and moving.

And so, again, towards the end, is her prolonged mood of depression as she wanders down to the grey Kent sea and fantasises about drowning in it.

So far so good. But whether all these passages really come together to form a convincing description of a plausible personality, such as literature is meant to, I’m not sure.

I’m not sure and I’m also not sure if I’m qualified to judge. For a start, maybe only a woman reader or critic could really assess whether Bertha is a ‘realistic’ character. Who am I to say?

Secondly, the novel covers a period from the 1880s to the end of the 1890s and… that was so long ago, so far away, in a kind of constipated rural Victorian society which is almost impossible for us to imagine, that I can’t see how any modern reader can make a just assessment of its veracity.

What can be confidently made is the criticism that the number two figure in the story – Edward Craddock – never really comes alive. Tall, strong and good-humoured he remains throughout the novel – admittedly putting on weight and growing red-cheeked as the years pass – an unbendingly good, honest, efficient and utterly boring man, the straight man to Bertha’s fireworks display of emotions.

Maybe it’s the failure to bring the man in this novel fully alive which has contributed to it being more or less forgotten.

But what is good, I think, in the novel, is the slow, slow pace at which Maugham describes Bertha’s slow, slow, slow loss of her infatuation, then loss of her love, then her loss of respect for her husband. The book has to be long because its whole point is to describe the very gradual erosion of her love in great detail. In this respect, in the care with which Maugham has plotted the decay of passionate love, I think the novel works.

Sex and lust

Without much by way of introduction or preparation the book launches us straight into the flustered mind of twenty-one-year-old Bertha – living calmly and respectably with her aunt in the family home Court Leys – and her fiercely physical infatuation with the tall, strong, dark local farmer, Edward Craddock who is a tenant farmer on the Ley family land, at Bewlie’s Farm.

He came nearer, a tall fellow of twenty-seven, massively set together, big boned, with long arms and legs, and a magnificent breadth of chest. Bertha recognised the costume that always pleased her, the knickerbockers and gaiters, the Norfolk-jacket of rough tweed, the white stock and the cap – all redolent of the country which for his sake she was beginning to love, and all vigorously masculine. Even the huge boots which covered his feet gave her by their very size a thrill of pleasure; their dimensions suggested a certain firmness of character, a masterfulness, which were intensely reassuring… His cheeks were flushed and his eyes glistened. His vitality was intense, shining out upon others with almost a material warmth.

Although it’s hard for us now to imagine, a number of later writers, in the 1930s and 1940s, paid tribute to the way Maugham broke free of Victorian silence about sex, and wrote with a new openness and candour about passionate, physical love.

This fierce physicality was there right from the start in Maugham’swork, in the powerful descriptions of Liza’s pulse racing and her body swooning against the tall, strong, masculine figure of Jim Blakeston in his first novel, Liza of Lambeth (1897) – and exactly the same thing is repeated here, as impressionable young Bertha thrills at the touch and swoons against the tall, strong, masculine figure of young Edward.

When he put it round her shoulders, the touch of his hands made her lose the little self-control she had left. A curious spasm passed through her, and she pressed herself closer to him; at the same time his hands sank down, dropping the cloak, and encircled her waist. Then she surrendered herself entirely to his embrace and lifted her face to his. He bent down and kissed her. The kiss was such utter madness that she almost groaned. She could not tell if it was pain or pleasure. She flung her arms round his neck and drew him to her.

When at last he bade her good-bye and shook hands, she blushed again; she was extraordinarily troubled, and as, with his rising, the strong masculine odour of the countryside reached her nostrils, her head whirled.

In a field she saw him, directing some operation. She trembled at the sight, her heart beat very quickly; and when, seeing her, he came forward with a greeting, she turned red and then white in the most compromising fashion. But he was very handsome as, with easy gait, he sauntered to the hedge; above all he was manly, and the pleasing thought passed through Bertha that his strength must be quite herculean. She barely concealed her admiration.

‘I’m rather frightened of you, sometimes,’ she said, laughing. ‘You’re so strong. I feel so utterly weak and helpless beside you.’
‘Are you afraid I shall beat you?’
She looked up at him and then down at the strong hands.
‘I don’t think I should mind if you did. I think I should only love you more.’

‘Let me look at your hands,’ she said. She loved them too. They were large and roughly made, hard with work and exposure, ten times pleasanter, she thought, than the soft hands of the townsman… She stretched out the long, strong fingers. Craddock, knowing her very little, looked with wonder and amusement. She caught his glance, and with a smile bent down to kiss the upturned palms. She wanted to abase herself before the strong man, to be low and humble before him. She would have been his handmaiden, and nothing could have satisfied her so much as to perform for him the most menial services. She knew not how to show the immensity of her passion.

It’s a commonplace enough word but in Maugham’s hands the word ‘thrill’, more nakedly than in other writers of the time, describes the physical impact of sexual arousal and lust.

Even the huge boots which covered his feet gave her by their very size a thrill of pleasure…

Craddock blushed. Bertha noticed it, and a strange little thrill went through her…

He took her hand and the contact thrilled her; her knees were giving way, and she almost tottered.

His letters had caused her an indescribable thrill, the mere sight of his handwriting had made her tremble, and she wanted to see him; she woke up at night with his kisses on her lips.

It gave her a queer thrill to see him turn white when she held his hand, to see him tremble when she leaned on his arm.

It’s a striking paradox that such an externally polite, formal, correctly dressed, well-mannered and self-contained man as Maugham wrote so obsessively and fiercely, throughout his career, of complete sexual abandonment and the heart-stopping power of sheer physical lust.

Never before had she experienced that utter weakness of the knees so that she feared to fall; her breathing was strangely oppressive, and her heart beat almost painfully.

And the candid way he describes the wish to be mastered, dominated, controlled, owned and directed by a powerful strong man.

For the moment Bertha forgot her wayward nature, and wished suddenly to subject herself to his strong guidance. His very strength made her feel curiously weak.

‘Shut your eyes,’ she whispered, and she kissed the closed lids; she passed her lips slowly over his lips, and the soft contact made her shudder and laugh. She buried her face in his clothes, inhaling those masterful scents of the countryside which had always fascinated her.

Later in the book, the same thing happens all over again when she becomes infatuated with Gerald. In the course of that affair there takes place something you don’t usually read about at the period, which is the clearly defined moment when Bertha decides to have sex with Gerald, to give him the great gift of her body, to make their union unique and unforgettable.

You can almost smell the pheromones radiating off the page as Bertha pursues Gerald across London, tracking him down to her aunt’s house, her aunt goes out and they are on the verge of doing something unforgiveable according to Victorian custom (Bertha was still a married woman and keeps telling us that Gerald is almost young enough to be her son) when… there’s a knock at the door and Aunt Mary reappears in the nick of time!

Still. The description of Bertha’s heat and arousal as` she gets so close to her goal is almost pornographic in its blood-heating intensity.

Later, in the 1920s, Maugham met D.H. Lawrence (but then, he met everyone) although they didn’t hit it off. From the limited knowledge I have, I can’t help thinking that this story about a passionate young woman’s lust for a farmer prefigures Lawrence’s novels of love among the haystacks, and I wonder what the younger man thought of the trail Maugham had blazed with his shocking-for-their-time descriptions.

The battle of the sexes

Arguably the central subject of ‘the novel’ since its birth has been the battle of the sexes – to be precise the struggle to find and keep the perfect partner.

The English novel starts in 1748 with Samuel Richardson’s Pamela, a 500-page battle between a man who wants to ravish his servant girl (Pamela) and the said servant girl who insists that they are married before he takes her ‘virtue’. And the rest of ‘serious’ fiction continued to be centred on this theme for at least 150 years – the sly marriage markets of Jane Austen, the earnest character studies of George Eliot, in the American ladies in Europe of Henry James and the Golden Age snobbery of Edith Wharton, through the endless sex war in D.H. Lawrence, eachoed in the love comedies of H.G. Wells or Aldous Huxley, and so on.

Literature which doesn’t address the problem of finding the right partner, and holding onto them i.e. of marriage and adultery, tends not to be thought central to the Great Tradition of the English Novel. Thus ‘serious’ literary critics for a long time refused to admit Sterne, Dickens or Conrad to the ‘canon’.

Love, marriage, infidelity, these are the topics which fill vast warehouses of ‘serious’ literature. Madame Bovary. Anna Karenina.

Mrs Craddock is smack bang in the middle of that tradition for which marriage is the sole interest of human life and, in particular, unhappy marriage. Unhappy, mismatched and ill-fated love turned out to be the central theme of Maugham’s long career.

And Mrs Craddock amounts to an extended early exploration of this theme.

Maugham and women

And at the heart of these mismatched marriages is the women. Maugham throughout his long career had a special sympathy with women. Take imaginative, free-spirited, if naive, Kitty Garstin getting bored of her dull husband in The Painted Veil. Or Mary Panton, unsuitably married to an alcoholic gambler in Up At the Villa and then seriously considering a second (and obviously foolish) marriage to an eminent diplomat twice her age. Or Julia Lambert, famous actress throwing herself away on a worthless young cad in Theatre. Or Liza giving her heart and body to rascally Jim Blakeston instead of decent loyal Tom in Liza of Lambeth. Mismatches, all of them. And women all at the centre of the stories.

In Maugham’s theatrical comedies of manners, there is also a wide array of interesting women characters. There are old and amusingly cynical women (Lady Grayson in Our Betters), younger, powerful women (Constance Middleton in The Constant Woman) and mature, tragic women (Mrs. Tabret in The Sacred Flame).

It is the women, and their often painful emotional journeys, who stick in the reader’s imagination, while the callow young men in these plays are often only dramatic ciphers.

Maugham’s subject is the eternal erring of the human heart, but it is nearly always a woman’s heart which is described, and felt, with greatest intensity.

The New Woman

As if the marriage theme wasn’t already central enough in the literary tradition, the 1890s saw a particular interest in the role and experience of women in contemporary society. It was the era of ‘the New Woman’, and a flurry of novels were published examining the issue of women in society, with narratives and characters being created to explore the rights and wrongs of women.

The term ‘New Woman’ was popularized by British-American writer Henry James, who used it to describe the growth in the number of feminist, educated, independent career women in Europe and the United States. Independence was not simply a matter of the mind: it also involved physical changes in activity and dress, as activities such as bicycling expanded women’s ability to engage with a broader more active world. The New Woman pushed the limits set by a male-dominated society, especially as modeled in the plays of Norwegian Henrik Ibsen (1828–1906). (Wikipedia)

The New Woman was in all the papers, in magazines, in articles, on the stage, discussed in Parliament, aired in a thousand short stories and novels. It even percolated through to the provincial backwater of Blackstable where Mrs Craddock is set, and where clever, cosmopolitan Miss Ley enjoys teasing the hide-bound locals.

‘Which do you think is the predominant partner?’ she asked, smiling drily [referring to Edward and Bertha].
‘The man, as he should be,’ gruffly replied the doctor.
‘Do you think he has more brains?’
‘Ah, you’re a feminist,’ said Dr. Ramsay, with great scorn.

Striking that old fuddy-duddy Dr Ramsay knows what a feminist is and uses the term ‘feminist’ in a story set in the 1880s. Amazing that women were arguing with men about the role of women, and both able to joke and josh about it, some 130 years ago. In that 130 years hundreds of novels, plays, films, thousands of factual books and hundreds of thousands of articles have been written about the New Woman, about feminism, women’s liberation and #metoo.

Quite clearly it is an issue, a real and enormous issue – but one like homelessness and poverty and managing the economy and the North-South divide and how to run the railways, which every generation of intellectuals thinks it has discovered, discusses to death, but which is, somehow, never finally solved.

Boldness about marriage

I mentioned Maugham’s surprising candour in describing the physical characteristics of lust. He makes at least one of his characters be just as scandalously blunt about the broader realities of sex and reproduction. It is Bertha’s aunt, Miss Ley, who is given a speech impatiently telling the dry-as-dust Miss Glover, the vicar’s sister, that the basis of marriage is biological reproduction and nothing more.

‘Yes, I know what you all think in England,’ said Miss Ley, catching the glance and its meaning. ‘You expect people to marry from every reason except the proper, one – and that is the instinct of reproduction.’
‘Miss Ley!’ exclaimed Miss Glover, blushing.
‘Oh, you’re old enough to take a sensible view of the, matter,’ answered Miss Ley, somewhat brutally. ‘Bertha is merely the female attracted to the male, and that is the only decent foundation of marriage – the other way seems to me merely horrid. And what does it matter if the man is not of the same station, the instinct has nothing to do with the walk in life; if I’d ever been in love I shouldn’t have cared if it was a pot-boy, I’d have married him – if he asked me.’
‘Well, upon my word!’ said the doctor.
But Miss Ley was roused now, and interrupted him: ‘The particular function of a woman is to propagate her species; and if she’s wise she’ll choose a strong and healthy man to be the father of her children. I have no patience with those women who marry a man because he’s got brains. What is the good of a husband who can make abstruse mathematical calculations? A woman wants a man with strong arms and the digestion of an ox.’
‘Miss Ley,’ broke in Miss Glover, ‘I’m not clever enough to argue with you, but I know you’re wrong. I don’t think I am right to listen to you; I’m sure Charles wouldn’t like it.’
‘My dear, you’ve been brought up like the majority of English girls – that is, like a fool.’
Poor Miss Glover blushed. ‘At all events I’ve been brought up to regard marriage as a holy institution. We’re here upon earth to mortify the flesh, not to indulge it. I hope I shall never be tempted to think of such matters in the way you’ve suggested. If ever I marry I know that nothing will be further from me than carnal thoughts. I look upon marriage as a spiritual union in which it is my duty to love, honour, and obey my husband, to assist and sustain him, to live with him such a life that when the end comes we may be prepared for it.’
‘Fiddlesticks!’ said Miss Ley.

As with his hot-blooded descriptions of lust, Maugham’s correlation of human reproduction with animal reproduction i.e. as an animal instinct devoid of all moral or religious meaning, strikes me as definitely anticipating D.H. Lawrence.

Boldness about religion

And the same goes for his treatment of traditional religion. After his parents died, Maugham was brought up an orphan in the home of his father’s brother, the unimaginative vicar of Whitstable in the 1880s (hence the accuracy of the social comedy of provincial Kentish society in this novel).

Sometime in his student years, Maugham’s Christian faith just melted away and he experienced a tremendous sense of liberation, liberation (as Selina Hastings’s fabulous biography of Maugham makes crystal clear) to have sex with whoever he wanted, male or female.

Accompanying Miss Ley’s blunt truth-telling about sex, there is a similar passage in which Bertha brutally attacks the Christian faith. Devout, tightly-laced Miss Glover, the vicar’s spinster sister, has come to ‘comfort’ Bertha after she’s lost her baby in childbirth. Bertha demurs.

‘Oh, Bertha, you’re not taking it in the proper spirit – you’re so rebellious, and it’s wrong, it’s utterly wrong.’
‘I can only think of my baby,’ said Bertha, hoarsely.
‘Why don’t you pray to God, dear – shall I offer a short prayer now, Bertha?’
‘No, I don’t want to pray to God – He’s either impotent or cruel.’
‘Bertha,’ cried Miss Glover. ‘You don’t know what you’re saying. Oh, pray to God to melt your stubbornness; pray to God to forgive you.’
‘I don’t want to be forgiven. I’ve done nothing that needs it. It’s God who needs my forgiveness – not I His.’

The attack continues later, when Miss Glover returns with the vicar as back-up. Bertha initially starts off meekly reading the Prayer Book with them, but then breaks down:

‘I have no wish to “give hearty thanks unto God,”‘ she said, looking almost fiercely at the worthy pair. ‘I’m very sorry to offend your prejudices, but it seems to me absurd that I should prostrate myself in gratitude to God.’
‘Oh, Mrs. Craddock, I trust you don’t mean what you say,’ said the Vicar.
‘This is what I told you, Charles,’ said Miss Glover. ‘I don’t think Bertha is well, but still this seems to me dreadfully wicked.’
Bertha frowned, finding it difficult to repress the sarcasm which rose to her lips; her forbearance was sorely tried. But Mr. Glover was a little undecided.
‘We must be as thankful to God for the afflictions He sends as for the benefits,’ he said at last.
‘I am not a worm to crawl upon the ground and give thanks to the foot that crushes me.’
‘I think that is blasphemous, Bertha,’ said Miss Glover.
‘Oh, I have no patience with you, Fanny,’ said Bertha, raising herself, a flush lighting up her face. ‘Can you realise what I’ve gone through, the terrible pain of it? Oh, it was too awful. Even now when I think of it I almost scream.’
‘It is by suffering that we rise to our higher self,’ said Miss Glover. ‘Suffering is a fire that burns away the grossness of our material natures.’
‘What rubbish you talk,’ cried Bertha, passionately. ‘You can say that when you’ve never suffered. People say that suffering ennobles one; it’s a lie, it only makes one brutal…. But I would have borne it – for the sake of my child. It was all useless – utterly useless. Dr. Ramsay told me the child had been dead the whole time. Oh, if God made me suffer like that, it’s infamous. I wonder you’re not ashamed to put it down to God. How can you imagine Him to be so stupid, so cruel! Why, even the vilest beast in the slums wouldn’t cause a woman such frightful and useless agony for the mere pleasure of it.’

This powerful scene should take its place in any anthology describing the collapse of Christian belief in the later 19th century.

What with the Darwinian view of human reproduction, this forthright atheism, and the implicit theme of the New Woman throughout the novel, along with the numerous natural descriptions which I’ve mentioned, Maugham was clearly making an effort to write a Big Serious Novel tackling some of the fashionable Issues of the Day.

It doesn’t work because the central characters aren’t, in the end, really believable enough to support the great weight placed on them. But it’s a valiant attempt.

Miss Ley

All this is to overlook the third major character in the story who is, on one reading, arguably its most successful character – Bertha’s Aunt Mary, or Miss Ley as she’s referred to.

In the opening scenes of the novel, Bertha is still living under Miss Ley’s guardianship, we see them often together, and so she is one of the first characters we get to know and like. Although she then disappears from view for the long stretches which describe Bertha and Edward’s marriage, whenever Miss Ley does reappear – when Bertha goes to stay with her for a short break, and then runs away with her to the continent, and in the prolonged sequence when Bertha is staying with Miss Ley while she has her almost-affair with young Gerald – she was greeted with cheers from this reader. Why? Because she is drily, quietly funny.

Miss Ley sat on the sofa by the fireside, a woman of middle-size, very slight, with a thin and much wrinkled face. Of her features the mouth was the most noticeable, not large, with lips that were a little too thin; it was always so tightly compressed as to give her an air of great determination, but there was about the corners an expressive mobility, contradicting in rather an unusual manner the inferences which might be drawn from the rest of her person. She had a habit of fixing her cold eyes on people with a steadiness that was not a little embarrassing. They said Miss Ley looked as if she thought them great fools, and as a matter of fact that usually was her precise opinion. Her thin grey hair was very plainly done; and the extreme simplicity of her costume gave a certain primness, so that her favourite method of saying rather absurd things in the gravest and most decorous manner often disconcerted the casual stranger.

‘Saying rather absurd things in the gravest and most decorous manner’. Miss Ley emerges as the vehicle for the best of the book’s sub-Jane Austen sly wit, acting – especially in the first half – as the tart and comic centre of the novel, as drily cynical and Bertha is passionately romantic.

Humanity, Miss Ley took to be a small circle of persons, mostly feminine, middle-aged, unattached, and of independent means, who travelled on the continent, read good literature and abhorred the vast majority of their fellow-creatures.

She asked politely after [the doctor]’s wife, to whom she secretly objected for her meek submission to the doctor. Miss Ley made a practice of avoiding those women who had turned themselves into mere shadows of their lords, more especially when their conversation was of household affairs.

[Miss Ley] had already come to the conclusion that he [Craddock] was a man likely to say on a given occasion the sort of thing which might be expected; and that, in her eyes, was a hideous crime.

Miss Ley was anxious that no altercation should disturb the polite discomfort of the meeting.

Miss Ley revels in the embarrassment of other people, especially the uptight, narrow-minded provincials around her. She spends as much time as she can in London, and even more abroad in Italy (in another anticipation of a more famous novelist, this time E.M. Foster with his nice-girls-and-their-aunts-in-Italy stories). Whenever Miss Lay arrives back in Kent it is hilarious to watch the locals being affronted and outraged and shocked and tutting and twitching the curtains, under fire from Miss Ley’s dry wit and through Miss Ley’s quiet, sardonic gaze.

And she is not only an appealing character in her own right. But at a number of key moments (throughout Bertha’s early infatuation with Edward, then slyly noticing her loss of faith in her husband, and then throughout the Gerald affair) Miss Ley’s role as onlooker and chorus to the main action pushes her closer to the reader’s perspective.

It is as if she was standing next to us in the wings of a theatre, muttering an ironic commentary as we both watch the overwrought romantic heroine fainting and weeping and panting with passion.

Oscar Wilde

Moreover, Miss Ley gets most of the book’s one-liners. Much of the dialogue of Mrs Craddock contains the sub-Wildean cynical wit which was to characterise Maugham’s later string of extremely successful plays, such Oscarisms as:

‘Marriage is always a hopeless idiocy for a woman who has enough money of her own to live upon.’

‘Marriage is an institution of the Church, Miss Ley,’ replied Miss Glover, rather severely.
‘Is it?’ retorted Miss Ley. ‘I always thought it was an arrangement to provide work for the judges in the Divorce Court.’

‘Mr. Branderton has been to Eton and Oxford, but he conceals the fact with great success.’

‘My dear Dr. Ramsay, I have trouble enough in arranging my own life; do not ask me to interfere with other people’s.’

It is madness for a happy pair to pretend to have no secrets from one another: it leads them into so much deception.

‘I make a point of thinking with the majority – it’s the only way to get a reputation for wisdom.’

‘You wouldn’t rob us of our generals,’ said Miss Ley. ‘They’re so useful at tea-parties.’

And the fact that almost all of these lines are given to Miss Ley, and that she emerges as in many ways the most loveable character, explains why Maugham begins the book with a dedication – more precisely, a mock ‘Epistle Dedicatory’ – to her. He obviously liked her best of all the characters in the book, and she is the only one you would want to meet.

A tiny Marxist comment

Having just been to an extensive feminist art exhibition, and read numerous articles about the Judge Kavanaugh affair, and read some feminist articles about Maugham and Women and, given that Bertha is quite clearly a heroine who traditional feminist criticism would see as the oppressed, repressed, stifled, stymied victim of the Patriarchy – it is worth pointing out that Bertha never does a day’s work in her life.

Bertha lives her entire life off the labour of the workers on her father’s farms and estates, as does Miss Ley.

Both women live lives full of books and art and travel and galleries and fine feelings, their meals are cooked and served and cleared away by nameless faceless servants (we never learn the names of any of the Craddocks’ household servants or farm workers), their rooms are cleaned, their laundry is washed, trains run for them, boats sail for them, galleries open for them – without them ever lifting a finger to earn it.

They belong to the rentier class. They are social parasites. Edward works hard and is efficient and effective at transforming the fortunes of the Ley estate, at managing its livestock and agriculture, and joins local bodies like the parish council and freemasons, which he also runs with exemplary honesty and thoroughness. And for this – he is bitterly mocked by his wife:

Bertha soon found that her husband’s mind was not only commonplace, but common. His ignorance no longer seemed touching, but merely shameful; his prejudices no longer amusing but contemptible. She was indignant at having humbled herself so abjectly before a man of such narrowness of mind, of such insignificant character. She could not conceive how she had ever passionately loved him. He was bound in by the stupidest routine. It irritated her beyond measure to see the regularity with which he went through the varying processes of his toilet. She was indignant with his presumption, and self-satisfaction, and conscious rectitude. Edward’s taste was contemptible in books, in pictures, and in music; and his pretentions to judge upon such matters filled Bertha with scorn.

Books, art and music – that is how Bertha judges people, not for their character or dutifulness or patriotism or hard work. All these are rather ridiculous qualities in her eyes.

This scorn is echoed by young Gerald, himself the wastrel son of rich parents, who was kicked out of public school and has got his family’s housemaid pregnant.

On one occasion Edward comes up to see his wife during her stay with Miss Ley. After he has left, Gerald, the good-for-nothing idler, mocks solid, efficient, patriotic Edward Craddock to Miss Ley, who feebly defends him:

‘His locks are somewhat scanty but he has a strong sense of duty.’
‘I know that,’ shouted Gerald. ‘It oozes out of him whenever he gets hot, just like gum.’

This, one cannot help thinking, is all too often the attitude of high-minded writers and artists – regardless of gender or race – to the actual, physical, hard, demanding labour of making and maintaining the world; the smug condescension of the bookish toward those who do the daily necessary labour which makes their luxurious lives of fine feelings and deep thoughts and carefree travel possible.

Maugham pours so much feeling and sentiment and imagination and sympathy into hundreds of pages describing Bertha’s feelings and passions and thoughts and worries and fears and disillusion and unhappiness and despair – that it is easy to forget that she is a leech.


Plus ça change

Reading older literature, I am continually struck at the way that things which bothered the late-Victorians are still bothering us now. The status, roles and rights of women were exercising many of their best minds. Same now. And so was the problem of the poor, the homeless, and the huge inequalities in society. Same now.

But there are other, lesser issues, too, which made me think that some things really never change.

Railways For example, it was only last week that we were hearing about the Labour Party’s plans to renationalise the railways because, in private hands, the level of service given by the railways is shocking, and all the money they raise seems to end up as massive dividends for their shareholders. Well, here is what Maugham thought about British railways in 1902.

Though it was less than thirty miles from Dover to Blackstable the communications were so bad that it was necessary to wait for hours at the port, or take the boat-train to London and then come sixty miles down again. Bertha was exasperated at the delay, forgetting that she was now (thank Heaven!) in a free country, where the railways were not run for the convenience of passengers, but the passengers necessary evils to create dividends for an ill-managed company. (Chapter 23)

Brexit There’s a passage designed to contrast Edward’s narrow-minded Little Englandism and his simple patriotism with Bertha’s cultured cosmopolitanism and loathing of patriotic symbols (in this case, jingoistic late-Victorian music) which anticipates a lot of the rhetoric of Brexit. Manly if thick Edward is talking:

‘I don’t mind confessing that I can’t stand all this foreign music. What I say to Bertha is – why can’t you play English stuff?’
‘If you must play at all,’ interposed his wife.
‘After all’s said and done The Blue Bells of Scotland has got a tune about it that a fellow can get his teeth into.’
‘You see, there’s the difference,’ said Bertha, strumming a few bars of Rule Britannia, ‘it sets mine on edge.’
‘Well, I’m patriotic,’ retorted Edward. ‘I like the good, honest, homely English airs. I like ’em because they’re English. I’m not ashamed to say that for me the best piece of music that’s ever been written is God Save the Queen.’
‘Which was written by a German, dear Edward,’ said Miss Ley, smiling.
‘That’s as it may be,’ said Edward, unabashed, ‘but the sentiment’s English and that’s all I care about.’
‘Hear! hear!’ cried Bertha. ‘I believe Edward has aspirations towards a political career. I know I shall finish up as the wife of the local M.P.’
‘I’m patriotic,’ said Edward, ‘and I’m not ashamed to confess it.’
‘Rule Britannia,’ sang Bertha, ‘Britannia rules the waves, Britons never, never shall be slaves. Ta-ra-ra-boom-de-ay! Ta-ra-ra-boom-de-ay!’
‘It’s the same everywhere now,’ proceeded the orator. ‘We’re choke full of foreigners and their goods. I think it’s scandalous. English music isn’t good enough for you – you get it from France and Germany. Where do you get your butter from? Brittany! Where d’you get your meat from? New Zealand!’ This he said with great scorn, and Bertha punctuated the observation with a resounding chord. ‘And as far as the butter goes, it isn’t butter – it’s margarine. Where does your bread come from? America. Your vegetables from Jersey.’
‘Your fish from the sea,’ interposed Bertha.
‘And so it is all along the line – the British farmer hasn’t got a chance!’ (Chapter 12)

Or again, Edward stoutly declares:

‘I’m quite content to be as I am, and I don’t want to know a single foreign language. English is quite good enough for me…. I think English people ought to stick to their own country. I don’t pretend to have read any French books, but I’ve never heard anybody deny, that at all events the great majority are indecent, and not the sort of thing a woman should read… What we want now is purity and reconstitution of the national life. I’m in favour of English morals, and English homes, English mothers, and English habits.’

Cosmopolitan contempt for Britain The cosmopolitan Miss Ley thinks there is something intrinsically pathetic about the English.

‘You’ve never had a London season, have you? On the whole I think it’s amusing: the opera is very good and sometimes you see people who are quite well dressed.’

To this day there is a broad streak of intellectual literary life which despises the English and worships the literature, climate, fashion and landscape of France or Italy.

Tourism When I went to Barcelona recently I couldn’t miss the graffiti everywhere telling tourists to go home and stop ruining their city. I’ve since read articles about other tourist destinations which are struggling to cope with the number of visitors. Back in 1902 Miss Ley shared this feeling that tourism was ruining everywhere, in this case Paris:

We have here a very nice apartment, in the Latin Quarter, away from the rich people and the tourists. I do not know which is more vulgar, the average tripper or the part of Paris which he infests: I must say they become one another to a nicety. I loathe the shoddiness of the boulevards, with their gaudy cafés over-gilt and over-sumptuous, and their crowds of ill-dressed foreigners. But if you come I can show you a different Paris – a restful and old-fashioned Paris, theatres to which tourists do not go; gardens full of pretty children and nursemaids with long ribbons to their caps. I can take you down innumerable grey streets with funny shops, in old churches where you see people actually praying; and it is all very quiet and calming to the nerves. And I can take you to the Louvre at hours when there are few visitors…

Infest! She says tourists infest parts of Paris. If she had been describing immigrants, the book would be banned.

Politicians are idiots In a funny scene Edward stands for election to the local council and makes a speech riddled with pompous expressions, bad jokes, stories which disappointingly taper off, but still manages to end with rousingly jingoistic rhetoric.

Bertha is more ashamed and embarrassed than she’s ever been in her life by its simple-minded idiocy. But the speech is greeted with wild applause and Edward is elected by a landslide. People, Bertha concludes, are idiots. And the biggest idiots of all are running the country.

There is nothing so difficult as to persuade men that they are not omniscient. Bertha, exaggerating the seriousness of the affair, thought it charlatanry [of Edward] to undertake a post without knowledge and without capacity. Fortunately that is not the opinion of the majority, or the government of this enlightened country could not proceed.

Throughout the book the reader finds the same tone, and the same arguments, applied to the same ‘issues’ that we are still discussing and arguing about, 120 years later. Many superficial details change – but arguments about the rights of women, the idiocy of politicians, the rubbish train system, the philistine patriotism and the snooty snobbery of the book and art world – all of this remains the same as ever.


Related links

Somerset Maugham’s books

1897 Liza of Lambeth
1902 Mrs Craddock
1915 Of Human Bondage
1919 The Moon and Sixpence

1921 The Trembling of a Leaf: Little Stories of the South Sea Islands (short story collection)
1921 The Circle (play)
1922 On a Chinese Screen (travel book)
1923 Our Betters (play)
1925 The Painted Veil (novel)
1926 The Casuarina Tree: Six Stories
1927 The Constant Wife (play)
1928 Ashenden: Or the British Agent (short story collection)
1929 The Sacred Flame (play)

1930 Cakes and Ale: or, the Skeleton in the Cupboard
1930 The Gentleman in the Parlour: A Record of a Journey From Rangoon to Haiphong
1931 Six Stories Written in the First Person Singular (short story collection)
1932 The Narrow Corner (novel)
1933 Ah King (short story collection)
1933 Sheppey (play)
1935 Don Fernando (travel book)
1936 Cosmopolitans (29 x two-page-long short stories)
1937 Theatre (novel)
1938 The Summing Up (autobiography)
1939 Christmas Holiday (novel)

1940 The Mixture as Before (short story collection)
1941 Up at the Villa (crime novella)
1942 The Hour Before The Dawn (novel)
1944 The Razor’s Edge (novel)
1946 Then and Now (historical novel)
1947 Creatures of Circumstance (short story collection)
1948 Catalina (historical novel)
1949 A Writer’s Notebook

1963 Collected short stories volume one (30 stories: Rain, The Fall of Edward Barnard, Honolulu, The Luncheon, The Ant and the Grasshopper, Home, The Pool, Mackintosh, Appearance and Reality, The Three Fat Women of Antibes, The Facts of Life, Gigolo and Gigolette, The Happy Couple, The Voice of the Turtle, The Lion’s Skin, The Unconquered, The Escape, The Judgement Seat, Mr. Know-All, The Happy Man, The Romantic Young Lady, The Point of Honour, The Poet, The Mother, A Man from Glasgow, Before the Party, Louise, The Promise, A String of Beads, The Yellow Streak)
1963 Collected short stories volume two (24 stories: The Vessel of Wrath, The Force of Circumstance, Flotsam and Jetsam, The Alien Corn, The Creative Impulse, The Man with the Scar, Virtue, The Closed Shop, The Bum, The Dream, The Treasure, The Colonel’s Lady, Lord Mountdrago, The Social Sense, The Verger, In A Strange Land, The Taipan, The Consul, A Friend in Need, The Round Dozen, The Human Element, Jane, Footprints in the Jungle, The Door of Opportunity)
1963 Collected short stories volume three (17 stories: A Domiciliary Visit, Miss King, The Hairless Mexican, The Dark Woman, The Greek, A Trip to Paris, Giulia Lazzari, The Traitor, Gustav, His Excellency, Behind the Scenes, Mr Harrington’s Washing, A Chance Acquaintance, Love and Russian Literature, Sanatorium)
1963 Collected short stories volume four (30 stories: The Book-Bag, French Joe, German Harry, The Four Dutchmen, The Back Of Beyond, P. & O., Episode, The Kite, A Woman Of Fifty, Mayhew, The Lotus Eater, Salvatore, The Wash-Tub, A Man With A Conscience, An Official Position, Winter Cruise, Mabel, Masterson, Princess September, A Marriage Of Convenience, Mirage, The Letter, The Outstation, The Portrait Of A Gentleman, Raw Material, Straight Flush, The End Of The Flight, A Casual Affair, Red, Neil Macadam)

2009 The Secret Lives of Somerset Maugham by Selina Hastings

Liza of Lambeth by Somerset Maugham (1897)

This is Somerset Maugham’s first novel, the first publication in a writing career which went on to last over 60 years.

Maugham trained as a doctor for five year at St Thomas’s Hospital in Lambeth and saw at first hand the terrible poverty in the slums of the area, the drunkenness and the narrowness of working lives and expectations.

But this novel also tapped into a popular movement among the cultural elite, because the 1890s saw a wave of novels and factual books about working class poverty and the slums of London, such as the notoriously brutal and pessimistic A Child of the Jago by Arthur Morrison.

This is the cultural context for Maugham’s relatively brief (120 pages) tale of bright, vivacious Liza Kemp from the Lambeth slums and how she falls in love with another woman’s husband.

The plot

Liza is 18, a lively working class girl who lives with her widowed mother in Vere Street, Lambeth, off Westminster Bridge Road.

Everyone liked her, and was glad to have her company.

Liza works in a local factory. She dresses colourfully and is always the first to make a joke or start a sing-song. For all that she is, in reality, an underdeveloped teenager from the slums.

She looked at her own thin arms, just two pieces of bone with not a muscle on them, but very white and showing distinctly the interlacement of blue veins: she did not notice that her hands were rough, and red and dirty with the nails broken, and bitten to the quick.

Chapter one The opening scene establishes her as ‘the pride of her alley’, the most confident, best-dressed young woman in the street, who all the men want to dance with. The scene where the young women dance to the music of an organ grinder and Liza finds herself by accident running into the arms of a tall dark stranger could be from a musical, could almost be from West Side Story (though with Victorian bustles and corsets).

Chapter two This man is Jim Blakeston, tall, bearded and virile, who’s just moved into the street along with his fat wife and five kids.

‘E’s got a big family – five kids. Ain’t yer seen ‘is wife abaht the street? She’s a big, fat woman, as does ‘er ‘air funny.’

Meanwhile Liza has been pursued for some time by earnest young Tom, who works in another factory, earning a respectable 23 shillings (95p) a week.

It was a young man with light yellow hair and a little fair moustache, which made him appear almost boyish; he was light-complexioned and blue-eyed, and had a frank and pleasant look mingled with a curious bashfulness that made him blush when people spoke to him.

The pair had walked out together earlier in the year, but then Liza lost interest. Which doesn’t stop Tom pestering her.

Chapter three Liza’s home life, i.e. her mother is an alcoholic who steals Liza’s wages and moans about her hard lot in life. Liza steps outside and is confronted by pale, shy Tom who invites her to come on a street outing to Chingford, but she says she can’t cos she doesn’t want to lead him on.

Liza walks over to her friend Sally’s house, and they banter, walk down to the bridge where Sally meets her young man and Liza walks back to the street alone, then comes across the new man, big strong tall bearded Tom, playing with two little kiddies on his knee, who cheekily asks her for another kiss. She gives him what for and strolls on only to be playfully attacked by some of the young boys, wrestling free and finally making it home in time to cook Sunday dinner.

Chapter four Bank Holiday and the day of the big outing to Chingford leaving from the Red Lion pub. Liza initially says no but allows herself to be persuaded to go by the wheedling of her would-be lover, Tom when, possibly, it’s the fact that big Jim is also going on the outing which decides her.

Chapter five The Bank Holiday outing to Chingford aboard a horse-drawn carriage, with a riotous crew of proles dressed up the nines and bantering fit to bust. Frequent stops at pubs, much drinking and then, at Chingford, a vast picnic.

Then they all set to. Pork-pies, saveloys, sausages, cold potatoes, hard-boiled eggs, cold bacon, veal, ham, crabs and shrimps, cheese, butter, cold suet-puddings and treacle, gooseberry-tarts, cherry-tarts, butter, bread, more sausages, and yet again pork-pies! They devoured the provisions like ravening beasts, stolidly, silently, earnestly, in large mouthfuls which they shoved down their throats unmasticated.

At one point couples paired off but Liza didn’t want to get caught with Tom, and preferred walking through the woods with Jim and his wife, so that Tom, after some arguing, went off in a huff. More beer, a hilarious donkey ride, a coconut shy, more beer and then the concertinas come out for a sing-song. Tom is too shy to take part, whereas Jim is a big confident singer. You can see where this is all heading.

The long ride home starts out with drunken singing but soon the couples sink into silence, many falling asleep. Liza is sitting between Tom and Jim and isn’t surprised that Tom sheepishly slips his arm round her waist, but is surprised when Jim slips his hand along her thigh to hold her hand. Torn between two lovers.

Back in Westminster Bridge Road the men peel off to the pub to have a last drink, Liza setting off with Sally and then finally walking by herself, when Jim comes running up the empty street behind her, and insists on having a good night kiss which she at first resists, and then acquiesces in.

Chapter six Next day at the factor everyone’s nursing a hangover (Maugham doesn’t tell us what is produced in this factory). On the way home Liza and her friend Sally admire the poster for a play. Further on she passes Jim’s house, he strolls out and then along with her for a bit and asks her to the theatre.

Back at her house Liza sits on the stoop with Mrs Stanley whose husband was drunk the night before and battered her so badly she had to go to hospital. Still, he’s a sweetie when he’s sober (how many times have we heard that?) Liza finds her mind drifting off, at work and while chatting to Mrs Stanley, over and again to thoughts of big strong Jim.

Chapter seven A few days later Sally is late for work and explains she was up late going to the play with her man, ‘Arry, and how Liza ought to get Tom to take her. Liza boils over with contradictory emotions, despising Tom, massively attracted to Jim but also angry with Jim because he hasn’t mentioned going to the theatre again, because he didn’t stroll round to her house the other night as he’d mentioned doing.

On the last night of the play’s run, the night Jim originally suggested taking her, she dolls herself up and goes along and finds Jim waiting for her outside the theatre, but determines to act affronted and offended. In they go to see the play and there’s a full description of the night’s complicated entertainment, with singers while they queue, the melodramatic play itself, which has an interval with a comic turn before returning to the climax.

Then they go for a drink near the theatre, walk back towards the river and sit on a bench between trees under the stars. Maugham describes Liza’s feelings of breathless helplessness, swooning against the big man. He puts his arm round her and they go for another drink at a more local pub, where Liza’s petrified they’ll be seen. Lastly they loiter at the side alley which leads into Vere Street, Jim kissing and her and then – I think – asking to have sex with her.

‘Liza,’ he said in a whisper, ‘will yer?’
‘Will I wot?’ she said, looking down.
‘You know, Liza. Sy, will yer?’
‘Na,’ she said.
He bent over her and repeated –
‘Will yer?’
She did not speak, but kept beating down on his hand.
‘Liza,’ he said again, his voice growing hoarse and thick – ‘Liza, will yer?’

To my astonishment Jim then punches her in the stomach?????

Suddenly he shook himself, and closing his fist gave her a violent, swinging blow in the belly.
‘Come on,’ he said.
And together they slid down into the darkness of the passage.

‘Whaaaaat?’ as my kids, mimicking American TV, like to say, ‘was that all about?’ Is it meant to be an accurate representation of working class playfulness? A violent blow? And she just accepts it??

Chapter eight Liza awakes yawning and stretching luxuriously on Sunday morning. It seems they did have sex – ‘the delicious sensation of love came over her’ – in which case a) where, in the street? b) wasn’t she a virgin? Wouldn’t there have been some amount of pain and discomfort involved? And fear of pregnancy? And sexually transmitted disease?

Not in this story. Liza wakes, stretches, surveys her sordid little room littered with cheap knick-knacks with pleasure and pride, dresses and goes out into the street where she joins in with a gang of boys playing cricket, even includes Tom, passing by, in her spirit of wellbeing. Then she spies Jim’s daughter Polly emerging from his house, further down the street, and runs over to introduce herself, and then strolls along arm in arm with Polly on the family errand (which is to buy some ice cream).

‘I was just goin’ dahn into the road ter get some ice-cream for dinner. Father ‘ad a bit of luck last night, ‘e says, and ‘e’d stand the lot of us ice-cream for dinner ter-day.’
‘I’ll come with yer if yer like.’

That evening, after dark, Jim taps lightly at her window and she sneaks out of the house to meet him in the dark and kiss passionately.

Chapter nine There follow weeks of happiness as the couple meet at various locations along Westminster Bridge Road where they stroll hand in hand, or in the park where they lie in the summer sunshine in one another’s arms, or, when September rains comes, she sits on his knee on benches on the Embankment, wrapped in his coat, safe in his enfolding arms, saying nothing, exchanging long passionate kisses.

But they are spotted, a few times that they’re aware of and probably plenty of others, with a predictable response from ‘the community’. Polly stops talking to her. Mrs Blakeston regards her with anger in her eyes. Jim reports that his wife has stopped talking to him. Clumps of women gossip about her, then go silent and frigid as she walks by. Even the boys she used to play cricket with start mocking her and her ‘husband’. Everyone knows about the affair.

Sally gets married to her ‘Arry. (I wonder if this is where they got the names for the movie from. I doubt it.) Their comic marriage service (with a few pints in the pub beforehand to stoke up courage and much sniggering and poking in the ribs by ‘Arry’s mates at the most suggestive parts of the service) brings the community together and is obviously designed – in its innocence and community – to provide a comparison with the bad feeling generated by Liza and Jim’s affair.

Chapter ten November comes. It’s cold and foggy. Liza and Jim take to meeting in the warm waiting rooms of railway stations at Waterloo and Charing Cross, but they’re smelly and packed with people. One day Liza says she can’t go on like this. Jim asks her to move in with him. She says she can’t leave her mother. Anyway, they’d have to get married and live together decent-like, and they can’t do that while Jim’s married to his missus. And so on. They’re both miserable.

One day she bumps into Tom, who is nowadays embarrassed to talk to her. She reflects how simple and innocent life with him would have been and wishes he’d make a first move and they could be friends again, but he blanks her.

Sally is disgustingly happy with her married state for the first few weeks, but ‘Arry is a traditionalist who insists his missus stops working in the factory and stays in the kitchen and gets ready for baby care. He’s backed up by Sally’s mother who points out that she herself:

‘ad twelve, ter sy nothin’ of two stills an’ one miss.’

But quite soon ‘Arry starts beating Sally. Only when he’s had a few drops, mind. Otherwise he’s a sweetie, Sally tells Liza through her sobs.

Liza spends so long comforting Sally that she’s late for that night’s rendezvous with Jim. He emerges from a local pub, quite drunk and irritated that she’s late. For the first time they argue, she tries to restrain him from going back into the pub, he lashes out and, not really meaning to, catches her face with his arm. He is instantly full of contrition and apologies and they make up.

But next morning she has a black eye and passersby and loafers in the street call out all kinds of hilarious banter about her and her big-fisted lover. Mortified, LIza runs home sobbing tears of shame.

Chapter eleven ‘Arry’s behaviour gets worse.

”E ain’t wot I thought ‘e wos,’ she said. ‘I don’t mind sayin’ thet; but ‘e ‘as a lot ter put up with; I expect I’m rather tryin’ sometimes, an’ ‘e means well. P’raps ‘e’ll be kinder like when the biby’s born.’

Sally warns Liza that Mrs Blakeston (Jim’s wife) is gunning for her and, sure enough, Mrs B finally confronts Liza outside the Vere Street pub. Quite a crowd gathers to cheer her on as she accuses Liza of stealing her husband, breaking up a happy home, taking his money, and being nothing more than a common prostitute. She slaps Liza, then spits in her face, at which point it becomes a cat fight.

This is bitter fighting with teeth and claws and blows rained everywhere. The watching men ironically shout ‘Time’ and start to organise it as a proper fight, with seconds to refresh each of the fighters and time out between rounds. The women without exception back Mrs Blakeston, calling Liza a homebreaker and whore.

Suddenly Jim pushes through the crowd and forces the two women apart. Then another man pushes through. It is mild-mannered long-suffering Tom and he takes Liza home, up to her room and gently dabs away the blood and sweat with a wetted towel. She bursts into tears, says what a bad woman she is, how she is not worthy of him, apologises for snubbing him. Tom accepts it all and asks her if she will marry him. But she says no, she is not worthy, and then clinches it by telling him she thinks she’s in the family way. Taken aback for a moment, Tom girds his loins and still offers to marry her. But Liza still says no. He leaves. She sinks on her bed in utter misery.

Cut to Jim dragging his wife home (her nagging all the way) upstairs to their room where she refuses to shut up, bating him till he snaps and really violently attacks her. Daughter Polly tries to drag him off but Jim slaps her hard and sends her reeling across the room, so she runs downstairs to the two men and a woman having tea in the flat below. One man refuses to interfere between man and wife on principle and the other is scared of being hit, so it is the exasperated woman who runs upstairs to find Jim kneeling on his wife’s chest and beating and beating and beating her in the face.

The woman drags Jim off and shames him into stopping so, with one last vicious kick of his bleeding wife, Jim slams the door and goes to the pub.

Liza’s mum comes home to find her daughter bedraggled from the fight outside the pub, with a blood-stained face and one eye swollen up. She offers Liza a nip of spirits. In a long scene the two women get slowly drunk, Liza realising, for the first time, how spirits (previously she was a beer girl) make you feel just fine. I think we are witnessing the birth of an alcoholic – like mother, like daughter.

Chapter twelve For a day and two nights Liza lies sweating and in increasing agony. Her mum thinks it’s her first whiskey hangover, but in facts it’s fever leading to a miscarriage. Mrs Kemp runs upstairs to fetch Mrs Hodges, who turns out to be a sort of nurse who helps with confinements. Only then do they fetch the doctor, who makes an examination and predicts that Liza is going to die. A crowd gather in the hallway outside. Tom pushes through into the room, and tries to make Liza hear him but she is unconscious. Later Jim comes, seizes her face in her hands and tries to apologise. She hears nothing as her life ebbs away.

What makes this chapter a tour de force is the fact that, amid Liza’s slowl decline and death, Maugham depicts the friendship that quickly grows between whining, complaining Mrs Kemp (Liza’s mum) and the tidy, discreet, nodding Mrs Hodges from upstairs. They discuss which liquor is best and swap stories about coffins and undertakers, all the while sipping brandy – purely for medicinal purposes – as Liza slowly dies.

The cackling camaraderie of the two old ladies is brilliantly done, and much more vivid and eerie than all the love scenes which preceded it. They are like two alcoholic Norns, prattling inconsequentially while life drains out of the young girl on the bed.

Eventually, there is a dry rattle from Liza’s emaciated body and everyone in the room feels the cold, blanking presence of Death.

It’s a genuinely macabre and spooky ending, and it strongly anticipates Maugham’s gift for creating powerful scenes and prattling characters, which he would turn out to be able to express better in the stream of plays he wrote in the Edwardian era, than in his less-successful novels.


Social history

Well, they’re not as poor as the Jagos depicted in Arthur Morrison’s brutal novel, A Child of the Jago. In the Jago (an East End slum) nobody has a job so they literally starve unless they can steal something every day.

Whereas all the characters in Vere Street appear to have a job, and enough wages to splash around on drinking and eating at pubs. Nobody seems to think twice about going to the theatre, or splashing out on the Bank Holiday outing to Chingford. These are all things the inhabitants of Morrison’s novels could only dream of.

The women are baby factories. Jim’s wife has borne him nine children – of whom only five are still living – plus the miscarriage, and she’s pregnant again. Sally’s mum had twelve live births, two still-births and a  miscarriage. Liza’s mum had 13 children. Obviously, only free birth control and sex education could begin to tackle this plague of babies.

Alcohol is the only escape (none of the mass-produced drugs of our era, or the addictive medicines e.g. opioids).

Men beat their wives, sometimes unconscious. Everyone accepts this, even the wives.

Maugham’s style

There’s something very flat and mechanical and literal about Maugham’s descriptions. He doesn’t jump to the interesting bit of an action, as a narrator he doesn’t make any sudden moves, but describes every event flatly and factually like an instructions manual.

The organ-man was an Italian, with a shock of black hair and a ferocious moustache. Drawing his organ to a favourable spot, he stopped, released his shoulder from the leather straps by which he dragged it, and cocking his large soft hat on the side of his head, began turning the handle. It was a lively tune, and in less than no time a little crowd had gathered round to listen, chiefly the young men and the maidens, for the married ladies were never in a fit state to dance, and therefore disinclined to trouble themselves to stand round the organ.

The text is marked by the heaviness of phrasing which was never really to leave him, as well as the occasional odd infelicity of word order.

The dancers stopped to see the sight, and the organ-grinder, having come to the end of his tune, ceased turning the handle and looked to see what was the excitement.

Wouldn’t that be better as ‘what the excitement was’ – or the more flowing ‘what was causing all the excitement’? ‘Stilted’ might describe the relationship between young William and his readers.

‘Look at ‘er stockin’s!’ shouted another; and indeed they were remarkable, for Liza had chosen them of the same brilliant hue as her dress, and was herself most proud of the harmony.

He was sitting on a stool at the door of one of the houses, playing with two young children, to whom he was giving rides on his knee.

On every pages there are sentences which make you stumble and choke a bit. Compare and contrast with the bounding fluency of the writer I’ve just been reading, E.W. Hornung and his high-spirited Raffles stories.

Raffles had been leaning back in the saddle-bag chair, watching me with keen eyes sheathed by languid lids; now he started forward, and his eyes leapt to mine like cold steel from the scabbard.

Exciting and melodramatic, Hornung is always zeroing in on the vivid look and gesture. Maugham is the exact opposite, describing mundane details in a very mundane style.

It really seemed an age since the previous night, and all that had happened seemed very long ago. She had not spoken to Jim all day, and she had so much to say to him. Then, wondering whether he was about, she went to the window and looked out; but there was nobody there. She closed the window again and sat just beside it; the time went on, and she wondered whether he would come, asking herself whether he had been thinking of her as she of him; gradually her thoughts grew vague, and a kind of mist came over them. She nodded. (Chapter 8)

On the plus side, Maugham’s prose is remarkably free of the facetiousness and irony of a writer like Arthur Morrison who, in his stories of slum life, is addicted to sometimes archaic and ponderous phraseology.

Scarce was it dark when the Dove-Laners, in a succession of hilarious groups – but withal a trifle suspicious – began to push through Mother Gapp’s doors. (A Child of the Jago chapter 22)

By contrast Maugham’s prose is – for its period – surprisingly clean and streamlined.

Bank Holiday was a beautiful day: the cloudless sky threatened a stifling heat for noontide, but early in the morning, when Liza got out of bed and threw open the window, it was fresh and cool. She dressed herself, wondering how she should spend her day; she thought of Sally going off to Chingford with her lover, and of herself remaining alone in the dull street with half the people away. She almost wished it were an ordinary work-day, and that there were no such things as bank holidays. (Chapter 4)

Compared to the elaborate facetiousness and sprinkling of archaisms in Morrison or Wells, this is the streamlined prose of the future. In her brilliant biography of Maugham, Selina Hastings points out that he deliberately chose the style of the French realists, of Zola and especially Maupassant:

I had at that time a great admiration for Guy de Maupassant… who had so great a gift for telling a story clearly, straightforwardly and effectively.

(The novel’s composition, publication and reception are discussed on pages 53-57 of Hastings’s biography, including the accusation that he had plagiarised some of it from A Child of the Jago.)

Censorship

When I read A Child of the Jago I was very struck by the remark of Robert Blatchford, a contemporary socialist activist and reviewer, whose review is included in the appendices and who said A Child of the Jago was hopelessly unrealistic for two glaring reason:

  1. it omitted the fierce swearing which the underclass used incessantly
  2. it omitted sex

Maugham addresses the issue of swearing in the text, calmly explaining that due to the censorship he cannot reproduce working class speech:

That is not precisely what she said, but it is impossible always to give the exact unexpurgated words of Liza and the other personages of the story, the reader is therefore entreated with his thoughts to piece out the necessary imperfections of the dialogue. (Chapter 1)

‘Oh, you ——!’ she said. Her expression was quite unprintable; nor can it be euphemized. (Chapter 1)

‘I know wot yer mean, you —— you!’ Her language was emphatic, her epithets picturesque, but too forcible for reproduction. (Chapter 2)

‘Bli’me if I speak to ‘im again, the ——.’ (Chapter 7)

‘Well, I think you’re a —— brute!’ She felt very much inclined to cry. (Chapter 7)

‘You’ve come in at last, you ——, you!’ snarled Mrs. Kemp, as Liza entered the room. (Chapter 8)

‘I tell yer I shan’t shut up. I don’t care ‘oo knows it, you’re a ——, you are!’ (Chapter 11)

‘Be quiet!’ he said, and, closing his hand, gave her a heavy blow in the chest that made her stagger.
‘Oh, you ——!’ she screamed.

Fill in the blanks. Are they just ‘damn’, ‘bastard’ and ‘bitch’? Or something much worse? (In fact these blanks cant be concealing the word ‘bitch’ because ‘bitch’, to my surprise, is actually spelled out in chapter 11.)

As to the sex, because Maugham’s subject is several love affairs, there are numerous momewnts of at least chaste physical contact between the sexes, with strong hints of something more. On the Chingford outing ‘Arry boldly puts his arm round Sally’s waist, Tom tries to put his arm round Liza’s waist (‘Keep off the grass’, she banters).

On the tense night when I think she loses her virginity, there is a heavily symbolic moment when Liza puts her hand on a bollard and Jim puts his big strong one on top and refuses to move it, despite her pleas.

And this bollard scene is full of feverish descriptions of Liza’s feelings as she alternately rebelling against Jim, and then swoons against him overcome by the sex urge, eventually looking up into his face to be kissed.

So there is much more treatment of the sex instinct in Maugham than in Morrison, although the cultural censorship of the time still meant he can’t possibly describe anything like actual love making. The couple go off into the night and then… Liza awakes luxuriously in bed, thinks of Jim and ‘the delicious sensation of love came over her’. The reader is left to draw their own conclusion.

Dialogue

A lot of the book is in dialogue form. Is this a good depiction of working class London speech from 1897?

Leaning against the wall of the opposite house was Tom; he came towards her.
”Ulloa!’ she said, as she saw him. ‘Wot are you doin’ ‘ere?’
‘I was waitin’ for you ter come aht, Liza,’ he answered.
She looked at him quickly.
‘I ain’t comin’ aht with yer ter-day, if thet’s wot yer mean,’ she said.
‘I never thought of arskin’ yer, Liza—after wot you said ter me last night.’
His voice was a little sad, and she felt so sorry for him.
‘But yer did want ter speak ter me, didn’t yer, Tom?’ she said, more gently.
‘You’ve got a day off ter-morrow, ain’t yer?’
‘Bank ‘Oliday. Yus! Why?’
‘Why, ’cause they’ve got a drag startin’ from the “Red Lion” that’s goin’ down ter Chingford for the day—an’ I’m goin’.’
‘Yus!’ she said.
He looked at her doubtfully. (Chapter 3)

Whether it is quite accurate or not, there’s certainly a lot of it, I’d estimate that more of the book is dialogue than descriptive prose.

This clearly prefigures Maugham’s success as a playwright in the years ahead, particularly the sombre final scene where Liza lies dying and the two old biddies drink together and swap inanities. It feels like it is on stage, a simple but very effective scene.

And the turns of phrase

Maugham uses one or two Cockney turns of phrase which seem to have disappeared without trace, but deserve to be remembered.

‘Two pints of bitter, please, miss,’ ordered Jim.
‘I say, ‘old ‘ard. I can’t drink more than ‘alf a pint,’ said Liza.
‘Cheese it,’ answered Jim. ‘You can do with all you can get, I know.’

Me an’ ‘Arry, we set together, ‘im with ‘is arm round my wiste and me oldin’ ‘is ‘and. It was jam, I can tell yer!’

‘Swop me bob, ‘e’s gone and lorst it!’

You ‘it ‘er back. Give ‘er one on the boko.’

‘When a man’s givin’ ‘is wife socks it’s best not ter interfere.’


Related links

Somerset Maugham’s books

1897 Liza of Lambeth
1915 Of Human Bondage
1919 The Moon and Sixpence

1921 The Trembling of a Leaf: Little Stories of the South Sea Islands (short story collection)
1921 The Circle (play)
1922 On a Chinese Screen (travel book)
1923 Our Betters (play)
1925 The Painted Veil (novel)
1926 The Casuarina Tree: Six Stories
1927 The Constant Wife (play)
1928 Ashenden: Or the British Agent (short story collection)
1929 The Sacred Flame (play)

1930 Cakes and Ale: or, the Skeleton in the Cupboard
1930 The Gentleman in the Parlour: A Record of a Journey From Rangoon to Haiphong
1931 Six Stories Written in the First Person Singular (short story collection)
1932 The Narrow Corner
1933 Ah King (short story collection)
1933 Sheppey (play)
1935 Don Fernando (travel book)
1936 Cosmopolitans (29 x two-page-long short stories)
1937 Theatre (romantic novel)
1938 The Summing Up (autobiography)
1939 Christmas Holiday (novel)

1940 The Mixture as Before (short story collection)
1941 Up at the Villa (crime novella)
1942 The Hour Before The Dawn (novel)
1944 The Razor’s Edge (novel)
1946 Then and Now (historical novel)
1947 Creatures of Circumstance (short story collection)
1948 Catalina (historical novel)
1949 A Writer’s Notebook

1963 Collected short stories volume one (30 stories: Rain, The Fall of Edward Barnard, Honolulu, The Luncheon, The Ant and the Grasshopper, Home, The Pool, Mackintosh, Appearance and Reality, The Three Fat Women of Antibes, The Facts of Life, Gigolo and Gigolette, The Happy Couple, The Voice of the Turtle, The Lion’s Skin, The Unconquered, The Escape, The Judgement Seat, Mr. Know-All, The Happy Man, The Romantic Young Lady, The Point of Honour, The Poet, The Mother, A Man from Glasgow, Before the Party, Louise, The Promise, A String of Beads, The Yellow Streak)
1963 Collected short stories volume two (24 stories: The Vessel of Wrath, The Force of Circumstance, Flotsam and Jetsam, The Alien Corn, The Creative Impulse, The Man with the Scar, Virtue, The Closed Shop, The Bum, The Dream, The Treasure, The Colonel’s Lady, Lord Mountdrago, The Social Sense, The Verger, In A Strange Land, The Taipan, The Consul, A Friend in Need, The Round Dozen, The Human Element, Jane, Footprints in the Jungle, The Door of Opportunity)
1963 Collected short stories volume three (17 stories: A Domiciliary Visit, Miss King, The Hairless Mexican, The Dark Woman, The Greek, A Trip to Paris, Giulia Lazzari, The Traitor, Gustav, His Excellency, Behind the Scenes, Mr Harrington’s Washing, A Chance Acquaintance, Love and Russian Literature, Sanatorium)
1963 Collected short stories volume four (30 stories: The Book-Bag, French Joe, German Harry, The Four Dutchmen, The Back Of Beyond, P. & O., Episode, The Kite, A Woman Of Fifty, Mayhew, The Lotus Eater, Salvatore, The Wash-Tub, A Man With A Conscience, An Official Position, Winter Cruise, Mabel, Masterson, Princess September, A Marriage Of Convenience, Mirage, The Letter, The Outstation, The Portrait Of A Gentleman, Raw Material, Straight Flush, The End Of The Flight, A Casual Affair, Red, Neil Macadam)

2009 The Secret Lives of Somerset Maugham by Selina Hastings

Napoleon III A Life by Fenton Bresler (1999)

Fenton Bresler, who died in 2003, was a barrister, newspaper columnist, television pundit and author of many books. He was a popular author rather than a historian, so the tone of this book isn’t scholarly but very much focuses on the personalities, the experiences and feelings of the people involved.

Occasionally this leads the tone to drop into sentimentality or cliché, but for the most part it makes for an entertaining, easy-going and often very illuminating read.

I’m especially glad that Bresler dwells at such length on the origins of Napoleon III’s family: it makes Napoleon III’s relationship with his uncle, Napoleon Bonaparte, much clearer, and also, in the early pages, amounts to a touching portrait of Napoleon himself and his family circle.

The Napoleonic background

Napoleon Bonaparte rose to power in post-revolutionary France emerging as the Republic’s ablest military leader in its war against its European enemies which had broken out in 1792.

In 1799 Napoleon carried out a coup against the so-called Directorate, the five-man government of France, and had himself declared First Consul. He had married Josephine de Beauharnais, a divorcée, in 1795. Josephine came with two children by her first marriage – Eugène born in 1781 and Hortense born in 1783. As Napoleon grew in power, declaring himself Emperor of the French in 1804, it became more pressing that he have a male heir, but Josephine failed to give him one. Thus, in 1810, he divorced her and married an Austrian princess, who soon bore him the much-wanted male child, who Napoleon appointed ‘King of Rome’.

Napoleon had four brothers and, at the height of his power, allotted all of them positions of power on the thrones of the various European countries he had conquered. He also arranged marriages for them with European princesses, in order to expand the family’s reach and power.

One of these plans was to arrange the marriage of his younger brother, Louis Bonaparte, King of Holland, to Hortense, daughter of his first wife, Josephine, in 1806, when she was 23 and he was 28.

The couple didn’t get on but managed to have three children, all boys – Napoléon Louis Charles Bonaparte who died at the age of four, Napoléon Louis Bonaparte (1804 – 1831), and Louis-Napoléon Bonaparte (1808-1873)  – who was to become Napoléon III, the subject of this book.

After Napoleon Bonaparte abdicated in 1814, Hortense and her two surviving sons returned to Paris where she was protected by Alexander I of Russia. However, when Napoleon escaped from the island of Elba and returned to rule France for 100 days before being finally defeated at the Battle of Waterloo in 1815, Hortense loyally supported her step-father during his brief resumption of power, and was punished for it when the Allies re-occupied Paris for the second time.

Amid a White Terror, in which aristocrats settled scores with defenders of the old regime, amid a climate of lynchings, murders and executions, Hortense and her two sons – the future Napoleon III being just six years old – fled to Switzerland and began years of exile, moving from country to country around central Europe.

Within a few months of their flight Hortense’s estranged husband, Louis, by now the ex-King of Holland, demanded custody of the eldest son, Napoléon Louis. From then on it was just Hortense and Louis-Napoléon, wandering Europe for six years before finding a semi-permanent home in Switzerland. Mother and small son formed a very close bond, Louis’ wife later complaining that he never stopped venerating his mother, even long after her death.

Hopefully, the diagram below makes things a bit clearer. it shows how Napoleon’s parents Charles and Letizia had five sons and three daughters, their dates and who they married. It shows how Napoleon (second from left) married Josephine, who already had Eugène and Hortense, how he persuaded his younger brother Louis to marry Hortense, and they had two sons, the younger of which (and the only one shown here) became Napoleon III. Napoleon divorced Josephine and married Marie of Austria by whom he had his only legitimate son, Napoleon, ‘King of Rome’, later referred to as Napoleon II, who died aged only 21 in 1832.

Napoleon III's family tree

Napoleon III’s family tree

Years of exile

Young Louis-Napoléon spent the 1820s subject to a string of overbearing tutors. He grew into a handsome man, a bit on the short side, but dashing in his army uniform, more intelligent than the other men in his family and, as this book shows in some detail, a great seducer of women. All through his life he seduced and bedded almost every woman he came into contact with.

The family tree I gave above may seem like unnecessary detail but it turns out to be vital in several ways.

By focusing on the ambience and influence of Napoleon on all his family Bresler really conveys the sense of entitlement to royal treatment and to a grand destiny which shaped Louis’ life. By giving all his siblings such exalted roles and royal marriages Napoleon I had created an extraordinarily complex web of relations across European royalty and aristocracy. These uncles and aunts and cousins didn’t just disappear when Napoleon fell from power, but their sense of imperial entitlement continued to exert an influence on Louis right up to the end of his life.

Bresler’s vividly written book does what more academic histories often fail to do – it powerfully conveys the real sense of conviction and motivation which fueled Louis. For Mike Rapport or Gareth Stedman Jones or Karl Marx, Louis-Napoleon was a joke, an empty man who believed nothing and was pushed to the surface by the failure of all the other factions of society and politics, a faute de mieux man.

Bresler’s book – personal and sentimental though it often is, wearing its amateur status with pride – nonetheless embeds you right at the heart of this extraordinary family and has you seeing the world from Louis’ point of view, as a theatre onto which he was irresistibly destined to rise to glory and to lead France.

The extraordinary thing is – that it happened just as he dreamed, exactly as he was so convinced that it would.

Death of the other heirs

Louis-Napoléon’s first political involvement was with the Carbonari, the secret society dedicated to achieving unity and independence for the then-fragmented Italy. His brother joined him in the cause, but caught measles on campaign and Bresler paints the affecting scene where Louis-Napoléon holds his elder brother in his arms as he died. It was 1831.

After Waterloo, Napoleon I’s one legitimate son, Napoléon François Charles Joseph Bonaparte, the so-called ‘King of Rome’, had been taken by his mother back to Austria. Here he was raised as a prince of the royal blood but in virtual house arrest, given the new name Franz, Duke of Reichstadt. Although he just about remembered his father before he went off to fight at Waterloo and never returned, the young prince was forbidden to speak French or even to mention his father’s name.

When Napoleon died in 1821, in exile on the island of St Helena, he bequeathed his son a load of priceless memorabilia but the Austrian Chancellor, Metternich, prevented any of it from reaching the boy. As an Austrian prince Franz was raised to join the army and in 1832 given a battalion to command, but soon afterwards he caught pneumonia and died, aged just 21.

The significance of the early deaths of these two young men was that their removal made Louis-Napoleon the heir to the Napoleonic throne (there were two remaining brothers of Napoleon I, who lived in affluent retirement, but neither had any interest in returning to public life). So from this point – 1832 – onwards, through thick and thin, Louis was convinced that it was his destiny to one day rule as his grandfather had. Everyone who met him reported that he had an unalterable conviction that his destiny was to restore the Napoleonic name and rule France.

Napoleonic writings

Napoleon I spent his years of exile on St Helena dictating his memoirs. These are famously economical with the truth, tending to gloss over the fact that his rule saw Europe wracked by 15 years of bloody warfare, and preferring to position himself to posterity as a champion of the revolutionary values of liberty, equality and fraternity.

His grandson followed in the Emperor’s footsteps and, once he was the heir apparent, published the first of what became a series of political pamphlets, starting with Rêveries politiques or ‘political dreams’ in 1833 at the age of 25. This was followed in 1834 by Considérations politiques et militaires sur la Suisse (‘Political and military considerations about Switzerland’) and in 1839 by Les Idées napoléoniennes (‘Napoleonic Ideas’).

Wordy and pompous, Louis’s books boil down to two central ideas:

  • the primacy of a national interest which transcended all particular class or factional interest
  • and universal (male) suffrage which would allow ‘the people’ to vote for a strong ruler who would implement ‘the advantages of the Republic without the inconveniences’

Napoleonic referendums

I hadn’t realised that the first Napoleon felt it necessary to call a plebiscite in 1804 to approve his move in status from First Consul to ‘Emperor of the French’. Nor that the vote was so overwhelmingly positive, with 99.93% (3,521,675) in favour and only 0.07% (2,579) against.

This was to be Louis’s strategy: it was universal (male) suffrage which got him elected president in 1848, and which he then appealed to again to support his declaration of himself Emperor in 1852. Both times he won by huge majorities.

So one of the fascinations of Bresler’s book is to learn that government by plebiscite, or referendum, was a well-established reactionary strategy for appealing over the heads of the metropolitan (liberal and bourgeois) elite, to the generally more conservative, and uneducated, population at large.

Quite thought-provoking, given the pickle Britain is in following the 2016 EU Referendum…

The advantage of Bresler’s in-depth accounts

The outline of Louis’ biography in the 1830s and 40s is simply stated: he attempted two ‘coups’ designed to raise the army behind his legendary name and to overthrow the then-king, Louis-Philippe – one at a barracks in Strasbourg in 1836, then again in Boulogne in 1840.

Whereas other histories dismiss both these events in a paragraph or so, Bresler goes into as much detail as possible, describing the elaborateness of the preparations, and then how they both unravelled into farce. He drills right down to descriptions of how the conspirators entered the barracks, what Louis said and did, how they tried to persuade the head of each barracks to join them, the misunderstandings, the retreats, the squabbles between the conspirators. He tells us that he has visited the exact sites of both events and walked through the action. Bresler makes it feel like a thriller.

Same goes for all the other key moments in Louis’ career. You might not get the kind of detailed socio-economic or political analysis which you might get from academic history books, but Bresler’s more personal approach not only makes a welcome change, it puts you right there, right on the spot at some of the crucial turning points in French history.

Louis-Napoleon goes to prison

After Louis’ first coup attempt, the government of King Louis-Philippe indulgently exiled Louis to the United States, from where, in fact, he quite quickly returned to be with his dying mother, Hortense, in Switzerland. After the 1840 attempt, however, they lost patience and Louis was tried and sentenced to prison in perpetuity.

Bresler’s account of this imprisonment is absolutely fascinating. He was held in a run-down chateau in the town of Ham in the Somme district of north-east France, along with his loyal doctor and valet. He was kept in a small room at the end of a corridor, with holes in the floor and ceiling and only paper flaps to cover the window, with primitive toilet facilities down the hall. Here he built himself shelves to hold up his books, and spent a lot of time reading.

Louis and the loyal friends who had assisted at the coup and so been sentenced alonside him (General Montholon and Doctor Conneau) were the only inmates. A garrison of 200, of whom 60 soldiers were on duty at any time, was devoted just to oversee them.

One of the most flabbergasting things Bresler tells us is that Louis and the general were both allowed to have their mistresses move in and live with them. How very French! Louis’ mistress, Alexandrine moved in and, over the course of the six years, bore him two illegitimate children, Eugene and Louis, both of which were farmed out to the Cornu family in Paris to look after.

The size of the garrison guarding Louis makes it all the more amazing that in 1846 he managed to escape. Builders had arrived to finally do up the crumbling chateau and Bresler gives a characteristically detailed and nail-biting description of the plan the General, the doctor and the valet concoct, to have Louis disguise himself as one of the workmen and simply walk out the main gate. Which is what he did.

1848 to 1852

I have described the events in France of 1848 to 1852 in my reviews of:

Briefly, King Louis-Philippe of France was overthrown by a popular uprising in February 1848 and a Republic was declared, but there was then a prolonged period of chaos and uncertainty. Liberals tried to form a national government but, when they shut down the workshops which had given work and a dole to the unemployed of Paris, the working men set up barricades which led the government to appoint a general to retake the city which he did during a week of merciless violence in June 1848. Not only were thousands slaughtered but the entire far left / socialist leadership was rounded up and imprisoned.

This helped the drift in both practical politics and the national mood towards the right. His prison sentence having lapsed with the abolition of the old regime, Louis-Napoleon managed to find a new home, and his supporters raised the money for him to stand for election to the new Chamber of Deputies. To everyone’s surprise but his own, he was elected.

In the debates that ensued, Louis was wisely understated and restrained but – in line with his writings – supported the idea of universal (male) suffrage. As the action-packed year of 1848 drew to a close, Louis-Napoleon stepped up from his modest activity in the assembly, to stand in the election for France’s first ever president, running against General Cavaignac, the man responsible for the massacre of the ‘June Days’, and various liberals.

To everyone’s amazement Louis-Napoleon stormed home, with five and a half million votes compared to his nearest rival, the general, who got only one and a half million.

Louis spent the next three years conspiring to convert the four-year presidency to ‘rule for life’, succeeding in December 1851, when he staged a coup against the National Assembly. He followed this up by holding a plebiscite to appeal of the entire male population of France in December 1852, which approved of him declaring himself Emperor Napoleon, taking the number III in memory of Napoleon’s only son who, although he never ruled a country, was now given the posthumous title Napoleon II.

The great strength of Bresler’s book compared to conventional political histories is that they all start from the present – they start from a modern perspective in which the liberal opposition, or even the French socialists – are taken as standard bearers for what we now know ended up happening over the long term i.e. the development of parliamentary democracy, universal suffrage, limiting the power of the rich and aristocracy, introduction of the welfare state, right to work, right to strike, trade unions, pensions and so on.

From this perspective Napoleon III was a freak, an inexplicable anomaly, an apparent step backwards to the pomp and trappings of Napoleon I.

But Bresler shows you the world from a completely different perspective, from the perspective of the extremely upper-class sections of French society, not to mention the very cream of European royalty, and the world of privilege and entitlement they inhabited.

What mattered in this world was not the press or the horribly common deputies in the National Assembly: it was the opinion of Louis-Napoleon’s mother or wife or his cousin the arch-duke and so on, an extremely small, closely-knit society. And within this world there was always the expectation that royalty or imperial values would ultimately triumph. It was God’s will. It was inevitable. And Bresler helps you really appreciate how this fondness for Empire, pomp and grandeur, was shared by millions of ordinary Frenchmen.

What, to the secular liberal writers of history appears a freakish accident appears, from the perspective Bresler gives us, quite natural and almost inevitable.

He also makes the point that Louis-Napoleon was good with people. He may have been a poor public speaker – he had a flat metallic voice and a pronounced German accent – so he came over badly in the National Assembly and among the metropolitan elite of journalists and commentators.

But he had a highly developed sense of the importance of people out there and Bresler describes Louis’ very modern campaigns or ‘charm offensives’ in which he toured virtually all of France, getting on easily with crowds and individuals of all stations of life, in towns and villages the length and breadth of the land. Having been an exile on the run and a prisoner himself living in very reduced circumstances, Louis may have insisted on imperial protocol, but as a person was always modest and approachable. Queen Victoria expected to dislike him but was charmed on their first meeting. Everyone was.

Thus, in 1851, while the deputies and political theorists squabbled in Paris, Louis-Napoleon toured the country and was rewarded with a plebiscite confirming his claim to the title Napoleon III – 7.4 million in favour to 641,000 against.

The Empire of Napoleon III

Domestic

I hadn’t realised that the 1851 coup led to such violence and repression. The population of Paris brought out the barricades (again) which the army quickly stormed with the loss of up to 400 lives. But it was the political repression afterwards which surprised me. About 26,000 people were arrested, mostly members of the left-wing opposition, some 4,000 in Paris alone. The 239 inmates who were judged most severely were sent to the penal colony in Cayenne, 9,530 political opponents were sent to Algeria, 1,500 were expelled from France, and another 3,000 were given forced residence away from their homes.

Louis-Napoleon – painted by Bresler as essentially a mild man – set up a commission to review the sentences and some 3,500 were eventually reprieved.

Imprisonment of the left opposition was accompanied by strict press censorship: No newspaper article dealing with political or social questions could be published without the permission of the government, fines for breaches were increased, and the list of press offenses was greatly expanded. After three warnings, a newspaper or journal could be suspended or even permanently closed.

On the plus side, the 18 years of the Second Empire are remembered for the growth of the French economy and boom times, especially in Paris. Having spent time in exile in Britain, Napoleon III had seen the power of the industrial revolution and he encouraged the expansion of the French railway network and the diversification of the French economy into iron and steel works.

Probably the most famous development of his time was the extensive remodelling of Paris by the architect Hausmann, responsible for creating the broad, straight boulevards which cut through Paris’s squalid slums and created the airy, sunny Paris which survives to this day. Bresler shows how closely Louis followed these plans for a new imperial capital.

The Emperor selected the Elysée Palace as his Paris residence and the palace remains to this day the official seat of the French President. He inaugurated a calendar of weekly balls and concerts at which all the great and good could meet and mingle, intrigue and do business.

A new Opera House was built, amid an outpouring of fine arts and gilded decoration. The Second Empire almost exactly corresponds with the output of Offenbach, creator of witty entertaining operettas such as Orpheus in the Underworld and the Tales of Hoffman.

The Emperor Napoleon II in his pomp by Franz Xaver Winterhalter

The Emperor Napoleon III in his pomp by Franz Xaver Winterhalter

Foreign Policy

The Crimean War 1853-56 Napoleon III supported Britain and Turkey in their bid to halt Russian expansion into the Balkans, the reason war broke out. After the long grinding war, horribly mismanaged on the Allies’ side, the conference which agreed the peace was held in Paris, a diplomatic coup for Napoleon.

Mexican adventure Less successful was the scheme Napoleon III was persuaded to support, of sending a European monarch to rule over chaotic Mexico. France along with Britain and Spain had invaded the Mexican Republic in the winter of 1861 in order to reclaim the foreign debts which the Republic had inherited from the monarchy it had just overthrown. Once the money was paid Britain and Spain withdrew but the French decided to stay on and, though his contacts with the Austrian royal family, Napoleon managed to persuade Maximilian, younger brother of the Austrian emperor Francis, to take the ‘throne’ of Mexico, as Emperor Maximilian I.

This bizarre situation was only possible with the backing of the most reactionary elements of Mexican society and due to the simple fact that Mexico’s neighbour, the United States, was bogged down in its own brutal civil war (1861-65).

But:

  1. Maximilian turned out to be a ‘modern’ ‘liberal’ emperor, much to the disgust of the Catholic, landowning autocracy who, therefore, never gave him the unstinted support he required
  2. Even with the backing of over 30,000 French troops, Maximilian was never able to defeat the Republican forces of the republican President Benito Juárez
  3. Once the American Civil War was over, the Americans began to actively support Juárez

Facing increasing opposition at home, Napoleon withdrew the last of France’s army in 1866. Maximilian’s ’empire’ collapsed, and he was captured and executed by the Mexican government in 1867.

True to form, Bresler concentrates less on the international power politics of the tale and more on the personal experiences of those concerned. Before the end, Maximilian’s wife, Carlotta, sailed to France and insisted on an audience with Napoleon III, by this time a sick man, and begged for military help to be sent to her husband. She apparently broke down in front of Napoleon and his wife, before travelling on to see the Pope to beg for help, in front of whom she began raving that everyone was trying to poison her. By this stage seriously unhinged, Carlotta was committed to a lunatic asylum in Belgium where she lived for a further sixty years.

Here, as in so many other places, Bresler really brings history alive by going beyond the dates and geopolitical events to show you the characters and suffering and personalities of the people involved.

The Franco-Prussian War and overthrow

I’ve covered the events of the Franco-Prussian War in other blog posts:

Bismarck tricked Napoleon III into declaring war on Prussia. This was just the patriotic war which Bismarck had been seeking in order to persuade the still-independent states of southern Germany to unite with the North German Confederation which Bismarck had forged under the leadership of Prussia.

It worked beyond his wildest dreams. Not only did Napoleon III declare war on Prussia but the French Chamber of Deputies rose to their feet acclaiming the war, and mobs marched round French provincial towns singing the Marseillaise.

What idiots. Within weeks the main French Army was surrounded and neutralised at Metz and the army marching to their relief was cornered and annihilated at Sedan. The Germans had better weapons, better logistics and better leadership. Many French soldiers were still trying to figure out where they were being deployed to when the decisive engagements of the war were over.

Napoleon, now quite ill with very painful bladder stones, made the quixotic decision to go to the front and lead by example like his grandfather. Except he was nothing like his grandfather. Bresler quotes the accounts of exasperated generals that Louis made and reversed judgements, confusing everyone until he eventually handed over authority to the general on the spot just in time to be captured along with the wreckage of his army at Sedan.

Once peace was made, Louis was accompanied through the lines to parley with his former colleague, the German King Wilhelm I. Must haven been an embarrassing conversation. Bismarck, who Napoleon had entertained at the French court only a few years earlier, was there with his army, and also spent some time condoling with the tired old man.

Napoleon III was moved to a castle in Germany, before being sent into exile in England. He wasn’t in France to see the catastrophe which followed, namely the French government refusing to capitulate and fighting on from Bordeaux while the Germans surrounded and besieged Paris. They eventually broke the siege, fought their way into the capital and the government finally capitulated.

The Germans marched about the place with characteristic arrogance and the German leaders assembled in the Palace of Versailles where King Wilhelm of Prussia was crowned Kaiser of the new German Empire which had been created by Bismarck. The new German Reich was built on the humiliating defeat of France.

And then, when the Germans withdrew, Paris collapsed into chaos as far left socialists declared a socialist republic and started executing the rich and Catholic priests. The new national government responded by embarking on a second siege of Paris – this time by French forces – who, after more privation and hunger, themselves finally broke into the city, the cue for vicious street fighting, in which the enraged government forces were encouraged to take revenge on the ‘communards’ for all the atrocities they were said to have committed, including executing the archbishop of Paris. It is still stunning to read that French forces killed 20,000 of their own people in just one week.

Napoleon III missed all this. He was in England, at Chislehurst. Bresler shares with us his entertaining investigations which tend to suggest that as far back as 1860, Louis – who had spent his entire childhood in exile and six years in prison – had been making plans in case the same thing happened again. Thus a British agent probably acting for him had used a large amount of money to buy Camden Place, a fairly modest (for an emperor) mansion in Chislehurst overlooking a wide expanse of grass and woodland (now home of the Chislehurst Gold Club).

Here he joined his wife, Eugénie, who had fled Paris with their son before the Prussians arrived, and here he was to live for the last three years of his life until his death in January 1873 from complications after an operation to remove his painful bladder stones.

 The Empress Eugénie and her son by James Tissot (1878)

The Empress Eugénie and her son in the grounds of Camden Place, five years after the death of her husband, by James Tissot (1878)

A medical indictment

The last chapter in the book is a surprisingly fierce indictment of the British doctors who, in Bresler’s opinion, killed Napoleon III. The Emperor had suffered from stones in the bladder for some years, which caused him a lot of pain. This ailment flared up severely during the height of the Franco-Prussian War so that even as he attempted to guide the army he was sweating with pain.

Bresler goes into full barrister mode to marshal evidence for the prosecution from two modern specialists in ailments of the bladder – James Bellringer and Sir David Innes Williams.

Bresler met, interviewed and corresponded with these witnesses and uses their testimony to assemble an argument that the procedure to destroy the stone in the bladder – inserting a device down the urethra which grasps and attempts to crush the stone so that the minuscule fragments can be passed in urine – should never have been carried out. What happened was his English doctors carried out a first procedure, but less than half the stone was destroyed and passed. After a few days’ recovery, another procedure took place in January 1873, but again the stone proved bigger than anticipated.

All was in readiness for a third procedure when the Emperor suddenly flagged, weakened, and died of heart failure. According to the modern doctors this was almost certainly due to sepsis i.e. the bladder was infected by the blockage and the medical procedure the English doctors carried out dislodged some infected bladder tissue which got into the circulation and infected the heart, causing it to fail.

Apparently, the Emperor’s death at the hands of ‘incompetent’ British doctors was a source of bitterness among French doctors and a subject of dispute between the two nations’ medics for years afterwards.

All this is fairly interesting but the revelation for me was that Napoleon submitted to these painful operations because he was planning another coup. Elaborate arrangements had been made; he was to join a cousin in Switzerland then ride with supporters to Lyon, recruiting support along the way, raising the Imperial flag and so on., just as he had tried in 1836 and 1840.

But the crucial element in raising the troops was that Napoleon should be able to ride a horse. Over the previous few years this had become pretty much impossible because of the acute pain in his bladder caused by the horse’s jogging movement. So the immediate cause of his death might have been medical ‘incompetence’. But the ultimate cause was his relentless, obsessive refusal to be denied what he saw as his pre-destined fate, to rule France and to hand on the Empire to his son.

This is not quite so completely bonkers as it sounds because Bresler explains how the Third Republic, created after Napoleon’s fall, remained deeply unpopular for years, so much so that there was even talk of restoring the grandson of Charles X, the king who had fled the throne back in 1830, the 60-year-old Comte de Chamborde.

The sensible academic histories I read make history sound like an inevitable unfolding of socio-economic trends. Bresler’s book reinserts the element of populism and mass psychology which combine with the fanaticism or abilities of specific individuals to remind us just how weird and contingent history often is. These apparently anachronistic sentiments of both royalists and imperialists, were to play a role in helping bitterly divide France during the long drawn out Dreyfus Affair and beyond. Reading Bresler’s book helps you understand their strong and abiding emotional appeal to large sectors of the French public.

A personal history

Bresler wears his personal approach on his sleeve. Rather than quote the latest academic texts, he prefers to reference very old previous biographies of Napoleon III, including some he was lucky enough to find in second hand bookshops in Paris.

He tells us about his own personal visits to various key sites in the story, and the chats he has with the local tourist board officials. For example, he shares with us his surprise that the tourist chaps in Boulogne didn’t seem to realise the shattering importance of Napoleon III’s botched coup there. Why isn’t there some plaque or guide to the precise events and locations, things which Bresler recreates for us in dramatic detail?

At another moment he stands on the very same quayside where the Emperor Maximilian reluctantly took ship to set off for his adventure in Mexico and is as affected as a sentimental novelist.

I have stood on the landing stage at Miramar from which they embarked and it seemed as if an air of melancholy still lingers upon the scene. (p.314)

Bresler visits as many of the exact locations where Napoleon lived throughout his life as he can (including a trip to the remains of the Chateau d’Ham where he was imprisoned), and especially all the houses in London which he rented. Lastly of course he visits the grand Camden Place where Louis and the Empress spent their last years in exile – and which stands to this day, as the headquarters of Chislehurst Golf Club.

This is all rather sweet and endearing, a refreshing change from the earnest, statistical and geo-political accounts of history I’m used to reading. Much closer to the personalised way in which most people actually experience life.

A verbal tic or token of Bresler’s very personal involvement with his hero is his repeated use of the word ‘sad’. Academic historians rarely express emotion, and then it’s at most the cliché that this or that decision was ‘tragic’ – but Bresler again and again takes the kind of soft, sentimental and rather naive point of view epitomised by the word ‘sad’.

The two boys [the illegitimate sons of Napoleon III], then aged fifteen and thirteen, were taken away from her [their mother, Lizzie Howard] and sadly, with the callousness of youth, soon forgot her. (p.275)

In later years, Margot married a Prussian named Kulbach and died at the sadly early age of forty-five. (p.322)

As for Louis, he would be a prisoner-of-war (albeit in the soft comfort of the new German Emperor’s summer palace) soon to be released to his last sad exile at Camden Place, with his health so badly deteriorated that he had become a pale, indecisive and sad version of the witty, commanding and assured man he had once been. (p.323)

I believe that two other factors, apart from his ill-health, led to his sad deterioration. (p.328)

Sadly [these criticisms] also apply to Louis himself. (p.332)

The year 1865 began on a sad note for Louis. (p.334)

The sad news of Maximilian’s death was much more in keeping with the reality of French life and the circumstances of Louis’ rule than all the fine uniforms and magnificent spectacles.

Sadly, they were all living in a fool’s paradise. (p.353)

Mathilde’s entry in her diary for that day makes sad reading. (p.366)

And much more in the same ilk. The ghost of Barbara Cartland floats over many of these pages.

Imperial sex

Everything we were brought up to believe about the French is confirmed by this book. The amount of infidelity, adultery, prostitutes, procuring, pandering and debauching taking place among the French upper classes is mind boggling.

Napoleon I had many ‘flings’ and a number of illegitimate children. Josephine had a number of lovers. But their grandson and his peers far outdid the older generation. Louis loved sex and he had it with as many women as possible. I’ve mentioned the lover he had while imprisoned at Ham but she’s just a drop in the ocean. Soon after he became Emperor he realised he needed an Empress and so married the Spanish aristocrat, Doña María Eugenia Ignacia Augustina de Palafox y KirkPatrick, 16th Countess of Teba, 15th Marchioness of Ardales – Eugénie for short.

But that didn’t stop him having an ‘official’ mistress – Bresler relishes the way the French have a phrase for top mistress, maitresse de titre – who was for a while the Englishwoman Lizzie Howard, but also a steady string of other young ladies who were presented to him at the numerous balls and concerts which Napoleon arranged.

There was a well-established process. After (or even during) the ball, a flunky brought the potential victim into Napoleon’s private study at the Élysée Palace. The Emperor made a quick visual assessment. If he wasn’t interested, he chatted politely for a few minutes then said that his papers called him, the flunky reappeared, the young lady retired, presumably counting her blessings. But if Napoleon liked what he saw, he dismissed the flunky and then, after a bit of chat, took the young lady up some hidden backstairs to a bedroom. Here a servant was waiting who helped the lady disrobe and then led her into the Imperial Bedroom where Napoleon was waiting, also naked.

Bresler includes quite a few gory descriptions of Napoleon’s love-making which was quick and to the point, his point anyway. One young lady recorded that she had barely had time to make a few coy protestations before he grabbed her in an intimate place, manhandled her onto the bed and was in like Flynn. There were a few minutes of grunting noises and – one victim leaves a wonderful detail – the carefully waxed ends of Napoleon’s moustache began to melt and wilt with the heat of his exertion before, with a final grunt and grimace it was all over, the Emperor stood up and the lady was despatched back to the changing room, helped back into her upper class costume, and led away..

For a while the maîtress en titre was the slender, sexy Virginia Castiglione who, Bresler reveals, was very probably a spy sent to seduce Napoleon (not very difficult) and report back on his thoughts about Italian unification to the canny Prime Minister of Piedmont, the Count of Cavour. How novelish this all is!

A propos of Italy, Bresler gives an entertaining description of the surprising crudity of King Victor Emmanuel, who ended up becoming the first king of united Italy. He was once at the Paris opera as a guest of Napoleon’s and pointed out a particularly tasty ballet dancer. ‘How much for the little girl?’ he asked. ‘I’ve no idea,’ replied Napoleon. ‘For your majesty,’ quickly interjected Napoleon’s fixer and procurer, Bacciochi, ‘five thousand francs.’ ‘That’s damn expensive,’ grunted Victor. ‘Never mind,’ said Napoleon turning to Bacciochi. ‘Put it on my tab.’

There’s a strong flavour of Harvey Weinstein about Napoleon III.

From 1863 to 1864 Napoleon’s maîtress en titre was Marguerite Bellanger, a bouncing 23-year-old country girl who catered to Napoleon’s every whim, eventually giving birth to yet another illegitimate child, Charles Jules Auguste François Marie. But none of us get any younger. On one occasion Napoleon returned to the Imperial Palace so exhausted by a prolonged session with Margot that he collapsed and had to be carried to bed – at which point the Empress Eugénie stormed round to Margot’s house in person and shouted that she was killing the Emperor – to which Margot tartly replied that if he got enough at home he wouldn’t have to play away.

(Eugénie emerges as not exactly likeable but as a very tough, independently-minded woman. She caused lots of ructions among Louis’ advisers by insisting on sitting in on Cabinet meetings and, in some of the most fraught decisions, casting the deciding vote. She was, for example, all in favour of declaring war on Prussia in 1870. After meeting the French Cabinet in 1866, Bismarck had described Eugénie as ‘the only man in his Government’, though just as able as all the men to make a catastrophically bad decision – p.340).

But it wasn’t just Louis who was at it. Almost every French figure of note seems to have had a mistress, and quite a few of these were married women whose husbands didn’t mind because they had their own harem of lovers. The atmosphere was rampant with infidelity, and the text is cluttered with countless love children being farmed out or given away.

It all makes quite a contrast with the unimaginative faithfulness of the stiff Prussian Bismarck or the sweet uxoriousness of Victoria and Albert, and goes a long way to explaining the reputation for sexual licence which France, and especially Paris, enjoyed well into the period of my youth.

(In W. Somerset Maugham’s novel, Christmas Holiday, which I’ve just read, young Charley’s family assume that his main motivation for going to Paris to see his university chum will be to have the kind of sexual adventures i.e. sex, which were considered impossible and unacceptable in the England of the time – and that was published in 1939.)

La gloire

One last point. In accounts of the Franco-Prussian War, the Great War, and then of France’s colonial disasters in Algeria and Indo-China, again and again I’ve come across the obsession of the French military and political class with la gloire – glory.

Glory is an important part of French cultural history and political discourse. Again and again the French have behaved recklessly and stupidly because obsessed with retaining or winning la gloire for la patrie.

Bresler suggests this delusion started with the first Napoleon – within a decade of his fall, many Frenchmen had forgotten the misery of the non-stop wars he’d engaged in, let alone the fact that he was militarily defeated – twice – and become dazzled by the vague blurry memory of the ‘glory’ of the days when France had a land Empire which controlled most of Europe.

‘I swear to rule for the interests, happiness and glory of the people of France,’ said Napoleon as part of his Coronation Oath; and he had used that same vital ‘glory’ when accepting his earlier nomination as Consul for Life.

These two appeals to ‘glory’ are an indication of the psychological appeal of Napoleon I, and later of Napoleon III, to the French nation: it appealed to the average French person’s desire, above all else, for national glory; for France to be perceived as the finest, the best, in whatever context she is engaged. General de Gaulle trumpeted the same message in the 1960s. Even today’s French politicians use it as an essential part of their platform. By contrast, no British politician has ever promised glory to the electorate. It has never been part of a British sovereign’s Coronation Oath to swear allegiance to the achievement of glory as a sacred mission. No British sovereign or politician would dream of making a similar claim but to Napoleon I and Napoleon III such boasting came easily.

‘Boasting’. That’s the word. This will-o’-the-wisp gloire explains much of France’s preposterous pomposity and yet is so weirdly at odds with France’s miserable military record of the past 200 years.

  • Napoleon – defeated and exiled – twice, 1814, 1815
  • 1830 revolution overthrows Bourbon King Charles
  • 1848 democratic revolution – defeated, leads to constitutional chaos, then autocracy
  • Napoleon III – humiliating failure in Mexico 1867, crushing defeat in Franco-Prussian War 1870
  • The Commune – Red Terror then government reprisals lead to massacres in Paris 1871
  • Dreyfus Affair 1894-1906, twelve year long humiliating revelation of corruption and lies in the French army and government
  • First World War 1914-1918 – French narrowly escape defeat thanks to the British – epic mutinies at Verdun and elsewhere in 1917 shame the army
  • Between the wars – political chaos
  • Second World War – defeat and occupation by the Nazis, widespread collaboration, national humiliation
  • 1950s – humiliating failure in Indo-China leading up to catastrophic defeat in the Battle of Dien Bien Phu
  • 1950s – humiliating failure in Algeria, leading to French Army attempts to assassinate the French president
  • 1958 the French Army plans a coup d’etat against the government
  • 1968 – chaos leading to near revolution

A few years ago I took the kids to Paris and visited the traditional tourist sights. It was when inspecting the Arc de Triomphe really closely, reading the dates and names of battles, that it began to dawn on me – the history of the French Army for the past two hundred years, 1815 to 2015, is a history of unending defeats.

This is what makes the French obsession with la gloire, with boasting about their ‘achievements’, all the more amusing.

No one has ever lost popular support in France by reminding people of their eternal glory. (p.250)

Bresler’s book is a highly entertaining, insightful, emotional and personal account of the strange life and enduring legacy of this most unlikely of political figures.


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