Kim by Rudyard Kipling (1901) part 2

‘Alas! It is a great and terrible world.’
(The lama’s catchphrase)

In part one of this review I summarised Rudyard Kipling’s 1901 novel, Kim, chapters 1 to 9, picking out interesting quotes, and commenting. This part picks up the summary half way through the novel i.e at chapter 10. It’s not just half way through, though. Chapter ten introduces four elements which change our view of the narrative.

1. For the first time the narrator refers to all the events of the story as not being in the exciting present, following the day-by-day, hour-by-hour exploits of our daring young hero, but in the historic past. Talking about a report Kim writes for his mentor Mahbub Ali, the narrator says:

The report in its unmistakable St Xavier’s running script, and the brown, yellow, and lake-daubed map, was on hand a few years ago (a careless clerk filed it with the rough notes of E’s second Seistan survey), but by now the pencil characters must be almost illegible. (p.144)

This completely changed my attitude to the story, converting it from a tale of the present to one of the past (regarded from Kipling’s time), and so doubly past: from our time back to the time of writing and publishing (1901) and then, further back, by a distance that allows secret reports to be openly published and its writing to fade i.e. an appreciable period.

2. The second thing is related to the first, which is that the narrative (not quite for the first time but for in the first really sustained way) steps back from describing the breathless present, to take a more lofty overview of events. Previously the narrator had reported virtually every scrap of dialogue between Kim and his interlocutors; now the narrator steps back and uses just a few paragraphs to convey the passage of no fewer than three years of Kim’s life, covering his school career at St Xavier’s College. In term time he learns white boy subjects like reading, writing and ‘rithmetic, along with Latin and cricket. In holiday time he accompanies Agent C25, otherwise known as Mahbub Ali, well-known Pathan horse trader, on his ‘business’ trips to various parts of India, all the time learning spycraft on the job. Or he goes to stay with the supposed jeweller Lurgan Sahib up in Simla, where he is instructed in the arts of disguise and blending in.

In other words, after this brief overview of the passage of time, events from chapter ten onwards occur three years later than the events of the first half. We are told that Kim is now 16 years old (p.149).

3. Part of this change involves a switch from direct speech – the overwhelming majority of the text to date has been direct speech i.e. dialogue – to narrative description. It’s like stepping off a fast-moving tram onto the pavement. Suddenly the text has a completely different feel.

4. Lastly, it’s also at the start of chapter 10 that Mahbub gives Kim a gun. A gun.

A mother-of-pearl, nickel-plated, self-extracting .450 revolver.

Suddenly, at a stroke, a story which had been about a 10 or 11 year old boy having innocent adventures turns into a spy story with guns. Guns and knives had, albeit obliquely, occurred earlier, specifically in the scene where Kim warns Ali that two enemy agents are lying in wait to shoot him outside he and his employees’ campment at Lucknow railway station (chapter 8). But with Ali’s ceremonial presentation to Kim of his own gun, suddenly the story seems to have more in common with Raymond Chandler than the innocent schoolboy adventures of Stevenson or Rider Haggard.

Plot summary from chapter 10

Chapter 10

Head of ‘the Department’ Colonel Creighton and two of his best native operatives, Ali and Lurgan, have a summit conference about Kim’s future. The latter pair think Creighton should have been using Kim on missions years ago. For the first (and only) time the phrase ‘Secret Service’ is used. The phrase ‘Great Game’ had cropped up only twice before in the text (‘the Great Game that never ceases day and night, throughout India’); from now on it occurs 15 times.

In Lucknow, Ali takes Kim to visit Huneefa the blind hoori who uses her stain to colour the now-pale Kim back to a native brown. Turns out she is also a witch or enchantress and, as Kim passes out due to heavy soporifics, she casts spells to keep traditional devils away from him. Also turns out that the obese Babu is out on the balcony observing proceedings (with repugnance). He and Ali are both a bit freaked out by the genuine witch intensity Huneefa.

So Colonel Creighton has agreed that Kim can finally definitively leave St Xavier’s. Ali supervises him being painted brown and then clothed in native dress. The plan is to let him wander the roads with his lama for another 6 months as a probationary period.

Chapter 11

So Kim is told he may travel to Tirthankars’ Temple, Benares for a happy reunion with his master, so he catches a train, with the usual casual encounters with other travellers which make the book feel so rich and full.

When he arrives at the Jain temple, the lama is predictably unemotional, shows Kim his cell, explains his devotions, explaining that he has wandered here and yon but many dreams have told him that he would never find the River of Life until he was reunited with his chela. And so he has patiently waited three years for their reunion.

He treats the fevered child of a desperate father, a Jat from Jullundur, with quinine and beef essence, curing him, but with delicacy and grace awards the credit to the god of the Jains, the lama’s hosts, who are flattered. Kipling repeatedly describes the delicacy and respect of the various native traditions, and generally contrasts them with white people’s blundering clumsiness e.g. Bennett the chaplain.

When Kim rises to ‘bless’ the child we discover that he is now, aged 16, ‘tall and slim’, like all male heroes should be (p.164)

The lama decides they will head north, so Kim arranges a train ticket. The Bankoh with the sick son accompanies them. On the train they meet ‘a mean, lean little person – a Mahratta’, who uses the special rhythm of speech and displays his amulet, to let Kim know he is one of the Secret Service, agent E23. He tells a real espionage story of travelling South with a colleague to collect vital information, they are set upon and his colleague killed, he just has time to bury the vital document ‘under the Queen’s Stone, at Chitor’, then he is chased all over central India by enemy agents, one of whom finally attacks and cuts him, before he makes his getaway onto the current train, cut and bleeding and shaking in terror.

Kim puts all his skills of disguise and uses the paintbox Lurgan gave him, to utterly transform E23.

In place of the tremulous, shrinking trader there lolled against the corner an all but naked, ash-smeared, ochre-barred, dusty-haired Saddhu, his swollen eyes –opium takes quick effect on an empty stomach –luminous with insolence and bestial lust, his legs crossed under him, Kim’s brown rosary round his neck, and a scant yard of worn, flowered chintz on his shoulders. (p.171)

Chapter 12

They arrive at Delhi station where a young British officer is leading a group of native policemen in a search for E23. The thing is, the opposition agents have framed him for a murder down South and his picture and description have been widely circulated, to police and officialdom outside ‘the Department’. That’s why Kim performed his makeup magic on the train.

Now the English officer, searching through the train, comes to their compartment, sees a half-naked Saddhu (E23 in disguise), a lama meditating, his chela yakking, and a big hairy peasant (the man with the sick infant) and – with what this book has to taught us to be characteristic English ignorance – dismisses them:

‘Nothing here but a parcel of holy-bolies,’ said the Englishman aloud, and passed on.’

In the immense crowd of Delhi station, E23 sees a tall British officer and contrives to blunder into him, let fly a stream of abuse at which the officer arrests him. E23 just has time to explain that this is Strickland, ‘one of us’, an authority figure who appears in other Kipling stories.

The narrator intervenes to indicate the web of connections which makes up the Great Game. Soon a telegram is going from Strickland’s office in Delhi to agents in Chitor who dig up the letter, and the information, he tells us, has consequences which ripple as far afield as the Ottoman Sultan.

Meanwhile, Kim and the lama set off on foot heading north from Delhi with the foothills of the Himalayas in the background, in scenes of village life beautifully illustrated by Kipling. They are in the neighbourhood of the matron of Hulu who sends servants to invite them to her house. Here there are comic scenes as this domineering woman bosses her household and the lama, while Kim giggles at his discomfort. I realised she’s a bit like Tintin’s Madame Castafiore, imperious, bossy but loveable.

One evening she introduces them to a worker of charms who has healed her sick grandson, before departing grandly in a servant-held palanquin to tour her villagers. At which point the medicine man reveals he is none other than the obese Hurree Babu.

Three things. Babu first of all reveals that it was he who was sent down to Chitor to retrieve the buried document. He tells Kim how impressed everyone in ‘the Department’ was by his quick thinking on the train, in disguising and thus saving E23.

Then he tells him a new situation. Three years earlier the British Army, including the Mavericks, had marched off to fight, in what I take to have been the Second Afghan War (1878 to 1880). At the peace some of the northern princedoms had undertaken to have roads built. Hurree supervised the building but slowly learned that the princes, and the local coolies, all thought of the roads as being prepared for invading Russians. Now, Hurree tells him, two spies have been sent by Russia, one a Russian and one a Frenchman, under cover of a hunting expedition, to spy out the lie of the land, to make maps of the area, to prepare the way, maybe, for an invading army.

Babu says he would simply poison them and be done but the British government with its ludicrous sense of fair play is allowing them to visit and keep up the front of mere hunters. But:

‘They are Russians, and highly unscrupulous people.’

Nothing changes, then. So Hurree asks Kim to head north with him to deal with these Russkies, but not travelling together. Hurree will go ahead and asks Kim to persuade the lama to head northwards, but at a day’s march behind them, so nobody thinks they’re connected. Which is what they do.

Chapter 13

Lovely descriptions of walking up into the foothills of the Himalayas, the villages, the wildlife, the clean air, the bracingly steep slopes. The lama grows stronger as he scents the mountain air of his Tibetan homeland.

Hurree Babu overtakes them and they discuss plans. He tells them to follow his umbrella, which he will keep open at all times, then hurries past them. A few days later he catches up with the two foreign spies up in the mountains. They had bullied the 11 coolies lent them by an independent Rajah one time too many, after a particularly scary thunderstorm, and the servants had melted into the forest. At this propitious moment the Babu appeared and posed as the ‘agent for His Royal Highness, the Rajah of Rampur.’ The Russian and Frenchman are delighted.

He lets them get him drunk and complains more and more about the perfidious British i.e. lulling them into thinking he can be suborned to their cause.

For the first time we see and hear the two foreign spies. Why is one Russian, one French? Because, according to the notes, the Paranoid party in the British administration saw a threat not only from Russia via the North-West Frontier, but (far more remotely) from France, which was annexing parts of China and, it was feared, might attempt an attack on India through Tibet.

The choice of nationalities is made, then, for Kipling’s propaganda purposes. Their characters and conversation are equally propagandistic. They are made to systematically under-estimate the British, taking their (the British) apparent openness to strange travellers as weakness; and to over-estimate their (the Russian and French) understanding of ‘the Oriental mind’. Says the Russian:

‘It is we who can deal with Orientals.’

This kind of hubris, of unjustified vaunting, doesn’t go unpunished in Kipling. wo days later, they come across the lama sitting with the diagram explaining his religion, expounding it to Kim. The foreigners ask who they are. Babu explains this is a famous local holy man, and he will expound the mysteries of Buddhism. The lama is delighted to do so, while Babu takes Kim aside and tells him the foreigners have all their reports – books and reports and maps – stored in a large kilta with the reddish top.

Suddenly – violence! The Russian wants the lama’s diagram, offers money, the lama inevitably refuses, the Russian seizes it and it tears. The lama goes for his metal pencase, the Russian punches him full in the face. All the coolies recoil in superstitious horror. While the lama reels back from the blow, Kim throws himself at the Russian’s throat, rolling down the hill a little, till he can bash the Russian’s head against a boulder. The Frenchman ran towards the lama, fumbling with his revolver as if to take him hostage, but is driven off by a barrage of stones from the coolies, who scoop up the wounded lama and all disappear into the forest, as dusk falls suddenly.

The Babu runs down to Kim, tells him to lay off the Russian, tells him to run and join the coolies in the forest, where they have taken the foreigners’ bags, get possession of the bag of maps. Kim stops bashing, turns and runs. The Frenchman fires and just misses him. For the first time Kim takes out his gun and fires it in anger, missing the Frenchman, then running on into the trees.

Now the Babu takes charge, begging the Frenchman to stop shooting, assisting the injured Russian to his feet.

Cut to the coolies in the fir trees. They are outraged by the act of sacrilege they’ve just seen; one of them points out they have the foreigners’ four rifles and could simply go down and shoot them dead. But the lama, after a moment’s hesitation, rises above the situation and his own injuries and preaches true Buddhist forbearance. No. NO, he commands the coolies who quickly back down. The foreigners’ anger and impiety will bring its own reward. They will be reincarnated as worms. Kim cheerfully chips in that he kicked the Russian in the groin as they tumbled down the hillside together.

No, the coolies will take the lama and Kim back to their village, Shamlegh-under-the-Snow. Kim realises that, despite his brave front, the lama is more badly shaken than he admits. His heart is racing. He feels dizzy. The coolies then discuss how they are going to divide the spoils because they have carried off the foreigners’ entire baggage. Here Kim is canny and doesn’t so much claim the big kilta, the basket containing eight month’s work by the foreigner’s, maps and notes etc, as plants the idea that it is full of bad juju and only he knows how to defuse and turn it away.

Cut to Hurree, a mile away, on the main track with the furious foreigners, alternately shouting at each other or berating him. So he play-acts the stupid native, submits to abuse and blows, the better to stick with them. And hugs himself with glee for he knows how he will guide the losers through scores of mountain villages where they will become a byword for humiliation and ineptitude.

Chapter 14

Arriving at their village the coolies divide their loot. The lama regrets giving way to anger and meditates all night. Next morning Kim meets the Woman of Shamlegh, bold and commanding. The men have gone and left her with the kilta. In her hut Kim spills it on the floor and discovers all the foreign spies’ equipment:

Survey-instruments, books, diaries, letters, maps, and queerly scented native correspondence. At the very bottom was an embroidered bag covering a sealed, gilded, and illuminated document such as one King sends to another.

The woman of Shamlegh flirts with Kim. He is now a tall handsome young man (of 16). She appears to offer Kim her ‘hand’ and headship of the village. Kim has to tactfully decline (p.214) and again on page 218. She is really smitten by his handsomeness. Love interest very unusual in Kipling.

He asks her to take a message to the Babu. Village children are monitoring their process along the forest road. Later she returns with a reply from the Babu that all is well, that Kim and the lama should retrace their steps, and he will overtake them, once he has escorted the foreigners as far as Simla.

The lama comes to sit with the other villagers, dangling their feet over the vertiginous edges of the mountain village, laughing and smoking. He confesses to Kim that he is very sad. It was a mistake to abandon his quest for the River of the Arrow and return to the hills. He comes of the hills and loves the hills but that is precisely why it was giving in to his desires and affections to return up here. And the blow he received was a sign from the Wheel that he was slipping back into the world of emotions. No, they must return down to the plains.

The woman of Shamlegh now reveals that she had an affair with a Sahib who fell sick, who took her to the nearest mission station, taught her the piano, taught her Christianity, left promising to come back but never did. Bitter, she returned to lord it over this shabby little village and its poor menfolk. She was beguiled by Kim because he reminded her of her Sahib, but Kim persists in saying he must return to the plains with his lama till she becomes angry and bitter. She mocks the lama’s weakness, he can barely support himself against the doorpost, and so whistles up some of her men who bring out a dooli, ‘the rude native litter of the Hills’, and carefully lift the ailing lama into it.

She and Kim squabble up to the departure but then he surprises her by dropping his disguise of assistant priest to a lama, taking her round the waist and kissing her, Sahib style, while saying ‘Good-bye, my dear.’ As the litter is carried down the hill by the grunting village men, Kim looks back and sees her, a small figure waving from the door of her hut.

Chapter 15

The final chapter, tying up loose ends. We are told how Hurree Babu continued his pose of obseqious guide till he had led the foreigners all the way to Simla, where he grovellingly begged a testimonial then disappeared. Reappeared in Shamlegh where the Woman told him about Kim and the lama’s departure in the litter, and he sets off to overtake them, having lost quite a lot of weight in all these peregrinations.

Now the lama is becoming ill. When the littermen leave them at the plain Kim becomes his staff, leaned on, carrying the foodbag, the bag with the foreigners’ secrets, begging in the morning, setting up the lama’s blanket, caring for the old man who is visibly dying.

The lama is full of gratitude. Kim says he loves him and has failed him and hasn’t done enough and bursts into tears. The lama raises him up and says he is the best of disciples.

Kim had sent message ahead to the widow of Kulu, the chatterbox who hosted them before. Now she sends a litter to collect the holy man and falls into long middle-aged flirtation which the lama takes in good part. Kim is so tired he’s ill. The widow vows to nurse him back to health.

She gives him a lockable strongbox for the treasures, brews him reviving potions and force them down him, then she and another old woman give him a truly Indian massage, after which Kim sleeps for 36 hours.

When he wakes, refreshed, it’s to discover the Babu has caught up with them and the lady of Kulu, the Sahiba, has been feeding him up, too. He has appeared in his long-running disguise as a ‘humble Dacca quack.’. Now Kim formally hands over the foreigners’ treasure trove to the Babu and it is a great weight off his mind. The responsibility has been stressing him.

We learn that it is clear proof of the treason of some of the northern princes, sucking up to the Tsar, so the British will replace them. And the Babu tells how he delivered them to Simla where they tried to establish their identity at the nearest bank, having made Russia a laughing stock among peasants along the entire route.

(It’s a slight puzzle in the plot that nothing further seems to happen to the two foreign spies. They are allowed to continue on their way.)

The Babu, in his comic way, announces that Mahbub Ali has come to the house too. He has to go now, to make report, but soon they will all rendezvous up at Lurgan Sahib’s in Simla, tell all their stories and have a party. This is all very convivial and happy.

Very interestingly, Kim is portrayed as being so shattered that he feels quite alienated from the world, almost as if he’s had a nervous breakdown. Nothing will focus, nothing makes sense. Then. Click. It all slots into place.

He looked upon the trees and the broad fields, with the thatched huts hidden among crops – looked with strange eyes unable to take up the size and proportion and use of things – stared for a still half-hour. All that while he felt, though he could not put it into words, that his soul was out of gear with its surroundings – a cog-wheel unconnected with any machinery, just like the idle cog-wheel of a cheap Beheea sugar-crusher laid by in a corner. The breezes fanned over him, the parrots shrieked at him, the noises of the populated house behind – squabbles, orders, and reproofs – hit on dead ears.

‘I am Kim. I am Kim. And what is Kim?’ His soul repeated it again and again.

He did not want to cry – had never felt less like crying in his life – but of a sudden easy, stupid tears trickled down his nose, and with an almost audible click he felt the wheels of his being lock up anew on the world without. Things that rode meaningless on the eyeball an instant before slid into proper proportion. Roads were meant to be walked upon, houses to be lived in, cattle to be driven, fields to be tilled, and men and women to be talked to. They were all real and true.

It’s a rare bit of psychology, for Kipling. Kim goes outside for the first time in days and lies on the good earth and feels it healing him.

Cut to Mahbub and the lama returning from a walk. Turns out the lama stumbled into a nearby book a few days earlier, and Mahbub leapt in and stopped him from drowning. But the lama insists that this little brook was the River of the Arrow and that he has finally achieved enlightenment. Mahbub mocks, and makes sarcastic asides in his own language, but is impressed by the lama’s utter certainty. He even sees the funny side when the lama asks him to take up Buddhism and follow The Way.

Mahbub the Muslim Pathan stomps off about his business. The lama calmly sits down beside sleeping Kim and wakes him. He sits:

cross-legged figure, outlined jet-black against the lemon-coloured drift of light. So does the stone Bodhisat sit who looks down upon the patent self-registering turnstiles of the Lahore Museum. (p.239)

Neatly tying the scene back to the very opening outside the Lahore Museum. The lama proceeds to tell Kim in all seriousness how, while he (Kim) was recovering, he (the lama) went and sat under a tree, taking no food or water for two days and two nights. And then:

‘Upon the second night – so great was my reward – the wise Soul loosed itself from the silly Body and went free. This I have never before attained, though I have stood on the threshold of it. Consider, for it is a marvel!’

Freedom from the silly body and its illusions and devilries. Enlightenment. Kipling indulges in a powerfully persuasive vision of the lama’s soul flying completely free of his body, free of the constraints of time and place, and uniting with the Great Soul where everything is always now.

But he felt compelled to return to the body of this poor mortal, Teshoo Lama, in order to show his disciple the way. And the last spoken words of the story are his imprecation to Kim to follow him on the road to salvation:

‘Son of my Soul, I have wrenched my Soul back from the Threshold of Freedom to free thee from all sin – as I am free, and sinless! Just is the Wheel! Certain is our deliverance! Come!’

This is a very moving and persuasive end to this long rambling tale. It deliberately leaves completely up in the air the question whether Kim will follow the way and become a seeker for wisdom, or will at some point be reunited with Babu, Mahbub and Lurgan and graduate into a fully-fledged operative in the Great Game.

My money would be the mystical route, for right at the end he is hugely relieved to be shot of the box of foreigners’ correspondence and says the Great Game can go hang. Whereas his reverence for the lama is deep and unashamed.

But the point is Kipling leaves it as a sort of cliff-hanger. A Rorschach test. What you think happens next says more about you than about the story.

Scenes and descriptions

Odd and clotted though Kipling’s prose often is, he strews the book with beautiful word paintings.

In the Jain temple

Kim watched the last dusty sunshine fade out of the court, and played with his ghost-dagger and rosary. The clamour of Benares, oldest of all earth’s cities awake before the Gods, day and night, beat round the walls as the sea’s roar round a breakwater. Now and again, a Jain priest crossed the court, with some small offering to the images, and swept the path about him lest by chance he should take the life of a living thing. A lamp twinkled, and there followed the sound of a prayer. Kim watched the stars as they rose one after another in the still, sticky dark, till he fell asleep at the foot of the altar.

Climbing the foothills

They crossed a snowy pass in cold moonlight, when the lama, mildly chaffing Kim, went through up to his knees, like a Bactrian camel – the snow-bred, shag-haired sort that came into the Kashmir Serai. They dipped across beds of light snow and snow-powdered shale, where they took refuge from a gale in a camp of Tibetans hurrying down tiny sheep, each laden with a bag of borax. They came out upon grassy shoulders still snow-speckled, and through forest, to grass anew.

The shikarris who save Kim and the lama

They sat down a little apart from the lama, and, after listening awhile, passed round a water-pipe whose receiver was an old Day and Martin blacking-bottle. The glow of the red charcoal as it went from hand to hand lit up the narrow, blinking eyes, the high Chinese cheek-bones, and the bull-throats that melted away into the dark duffle folds round the shoulders. They looked like kobolds from some magic mine – gnomes of the hills in conclave. And while they talked, the voices of the snow-waters round them diminished one by one as the night-frost choked and clogged the runnels.

There’s story, there’s a plot of sorts, there’s characters. But you could argue that Kim is worth reading, and treasuring, for these descriptions alone.

Secondary characters

Quite apart from the main, recurring characters, Kim has a large cast of walk-on parts, especially when Kim is on the road or on a train with his lama.

  • Huneefa, the blind witch or mistress of dawat
  • A long-haired Hindu bairagi (holy man), who had just bought a ticket, halted before him at that moment and stared intently (p.156)
  • a chance-met Punjabi farmer—a Kafmboh from Jullundur-way who had appealed in vain to every God of his homestead to cure his small son (p.157)
  • A white-clad Oswal banker from Ajmir, his sins of usury new wiped out (p.158)
  • a mean, lean little person—a Mahratta, so far as Kim could judge by the cock of the tight turban (p.167)
  • A hot and perspiring young Englishman (p.173)
  • A tallish, sallowish District Superintendent of Police – belt, helmet, polished spurs and all – strutting and twirling his dark moustache (p.174); this turns out to be Inspector Strickland, an authority figure who appears in other Kipling stories
  • the Russian spy
  • the French spy
  • the man from Ao-chung who emerges as the leader of the rebellious coolies
  • the Woman of Shamlegh

Kim’s identity crises

Modern literary and art criticism is obsessed the idea of identity and the umpteen different crises it is prey to – gender identity, sexual identity, national identity, ethnic identity, religious identity. Kipling was there 120 years earlier with this story of a boy with an excess of identities: is he the orphan of a British soldier? Or a canny street kid from Lahore? Or a budding young spy for the Raj?

[Ali] ‘Therefore, in one situate as thou art, it particularly behoves thee to remember this with both kinds of faces. Among Sahibs, never forgetting thou art a Sahib; among the folk of Hind, always remembering thou art – He paused, with a puzzled smile.
[Kim] ‘What am I? Mussalman, Hindu, Jain, or Buddhist? That is a hard knot.’

And:

[Kim] ‘Hai mai! I go from one place to another as it might be a kickball. It is my Kismet. No man can escape his Kismet. But I am to pray to Bibi Miriam, and I am a Sahib.’ He looked at his boots ruefully. ‘No; I am Kim. This is the great world, and I am only Kim. Who is Kim?’ He considered his own identity, a thing he had never done before, till his head swam. He was one insignificant person in all this roaring whirl of India, going southward to he knew not what fate. (p.101)

Who is Kim, indeed?

A very few white people, but many Asiatics, can throw themselves into a mazement as it were by repeating their own names over and over again to themselves, letting the mind go free upon speculation as to what is called personal identity. When one grows older, the power, usually, departs, but while it lasts it may descend upon a man at any moment.

‘Who is Kim – Kim –Kim?’

He squatted in a corner of the clanging waiting-room, rapt from all other thoughts; hands folded in lap, and pupils contracted to pin-points. In a minute – in another half-second – he felt he would arrive at the solution of the tremendous puzzle; but here, as always happens, his mind dropped away from those heights with a rush of a wounded bird, and passing his hand before his eyes, he shook his head.

When the Russian punches the lama, Kim retaliates like a hot-blooded Irishman (his father was Irish and his Irish ‘blood’ is made much of throughout the text). Then he kneels over the lama, cradling his head and speaking like a native.

Then he remembered that he was a white man, with a white man’s camp-fittings at his service.

Lachrymose literary critics, keen to make everything a crisis, lament Kim’s ‘split’ identity and are all-too-quick to make it a symbol of India itself, with some tragic divide between coloniser and colonised. But there are two other, less hysterical ways to think about the issue.

One is the obvious one that is front and centre of the story itself, which is that the depth of the white boy’s knowledge of Indian street life makes him wonderful choice of operative for Creighton and the Department: an entirely positive, good thing.

The other is even simpler, which is that it’s fun and it’s cool. It’s cool being Kim, king of the streets in Lahore, skilled manipulator of railway carriages, of resting places on the Great Trunk Road, teller of tales to big households. Street urchin, loyal disciple, schoolboy, trainee spy. Dressing up and having adventures is what Sherlock Holmes and loads of other protagonists of 1890s adventure stories love to do, and which boys of all ages who read them, wish they could do.

Kipling’s crabbed prose and plotless stories

As discussed in the first of these two Kim reviews, Kipling’s prose is crabbed, abbreviated, littered with Biblical or official or archaic vocabulary, allusive, telegraphic. He uses almost any device in order to prevent it being smooth and flowing and easily comprehensible. It’s the textual embodiment of his barely fierceness, his energy, his sarcasm, his facetiousness. Some sentences just require a double take.

Lurgan Sahib did not use as direct speech, but his advice tallied with Mahbub’s

Meaning that Lurgan didn’t say it so directly as Mahbub did. Odd locution, though, isn’t it? Examples abound. Here’s the start of chapter 11. After being handed his disguise, a small gun, and news from Ali that he’s allowed to go see his lama, Ali then leaves him alone at Lucknow train station, and:

Followed a sudden natural reaction.

Think of all the ways you’d rewrite that to make it smoother, more readable, more enjoyable. No, Kipling prefers the clipped, telegraphese.

The man who couldn’t write plots

I’d like to link this tendency with another major tendency of Kipling’s fiction, which is his struggle to come up with plots, with actual storylines. Many of his short stories do, indeed, have plots, but it’s also quite common to come across ones which are more like anecdotes which have been stretched, or sometimes just like clever ideas which have been padded out. I’m thinking of the ‘story’ of a new-built ship where he gives all the parts voices and shows how they learn to work together. Or the one about the animal inhabitants of an old mill who react to it being hooked up to electric power by its owner. These are good ideas but they don’t quite build up to be actual stories. Ditto, for example, the Just So stories. It’s a brilliant idea, but quite a few of the actual stories don’t quite live up to the original conception.

The Norton edition contains excerpts from letters and relevant writers. In particular it has several short excerpts from the autobiography Kipling wrote right at the end of his life, ‘Something of Myself’. And in these it’s interesting to read not once but twice, he himself conceding that thinking out plots was his chief shortcoming as a writer. He describes the way he chewed over a revised version of Kim with his father, chatting over their time in India over many a pipe of tobacco. It was in this process that many of the very specific details with bejewel the final narrative, its ‘opulence of detail’, were remembered and added. At which point he goes on to write:

As to its form there was but one possibility to the author, who said that what was good enough for Cervantes was good enough for him. To whom the Mother: ‘Don’t you stand in your wool-boots hiding behind Cervantes with me! You know you couldn’t make a plot to save your soul.’ (p.275)

Several things. One, it displays Kipling’s enduring bond with his parents. He was clearly very attached to his mother and father till the end of his life, and this is sweet. Two, this is a typically contorted way of making his point, hiding it behind dialogue with his mother. Three, and this may be because he’s embarrassed to admit such a cardinal failing in a writer, that he had great ideas, brilliant ideas, but struggled to work them up into plots and narratives.

You turn the page and there’s another excerpt from Something of Myself which really rams it home.

Kim, of course, was nakedly picaresque and plotless – a thing imposed from without. (p.277)

Not just this, he then goes on to write a colourful paragraph describing how he ‘dreamed for many years’ of turning the story into a good, solid, three-volume Victorian novel, with a compelling storyline,  psychologically rich characters, carefully worked out symbolism etc etc. But he couldn’t. He just couldn’t.

Not being able to do this, I dismissed the ambition as ‘beneath the thinking mind’. So does a half-blind man dismiss shooting and golf.

I think he’s being hard on himself. Tens of thousands of novels are coming-of-age stories which hang a sequence of sometimes pretty random incidents on the notion that they all occurred to the central protagonist and marked his or her ‘development’ and growth from childhood, through adolescence into adulthood. Kim is no more random than many of these. In fact I think he does a good job of establishing the main characters – the lama at the start, Mahbub Ali growing in importance, Lurgan Sahib appearing half way through to add colour and variety, then Hurree Babu adding strangeness.

But clearly Kipling himself saw the novel as deficient in plot, and plot-planning as a major weakness in his abilities as a writer.

Is Kipling’s crabbed style a compensation for lack of plot?

My suggestion is that, after reading lots of Kipling, I began to wonder whether his odd, crabbed, cryptic, archaicising, Biblicising prose style was what he twisted up and contorted and worked on instead of plots. He knew he couldn’t make an impact with dramatic stories – so he developed, or jazzed up his already eccentric way of writing, instead.

I imagined him getting more and more frustrated with himself and, in his stress and anxiety, strangulating the English language into ever weirder shapes and locutions, as if  the baroque overwroughtness of his prose would somehow compensate for what he himself was very conscious was an embarrassing absence of fully worked-out story.


Credit

Kim was serialised in Cassell’s Magazine from January to November 1901, and first published in book form by Macmillan & Co. Ltd in October 1901. All references are to the 2002 Norton Critical Edition edited by Zohreh T. Sullivan.

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Preface to the French edition of Crash by J.G. Ballard (1974)

The short introduction to the French edition of Crash is so brilliantly insightful that it is worth quoting in its entirety. [I’ve put in the headings for my own reference, to break it up into sections, and to remind me at a glance the development of the argument. And I’ve added footnotes to my comments.]


The fear of nuclear holocaust weirdly combined with the ubiquity of advertising culture have emptied human emotions of any meaning

The marriage of reason and nightmare which has dominated the 20th century has given birth to an ever more ambiguous world. Across the communications landscape move the spectres of sinister technologies and the dreams that money can buy. Thermonuclear weapons systems [1] and soft drink commercials coexist [2] in an overlit realm ruled by advertising and pseudo-events, science and pornography. Over our lives preside the great twin motifs of the 20th century – sex and paranoia. Despite McLuhan’s delight in high-speed information mosaics we are still reminded of Freud’s profound pessimism in Civilization and its Discontents [3]. Voyeurism, self-disgust, the infantile basis of our dreams and longings – these diseases of the psyche have now culminated in the most terrifying casualty of the 20th century: the death of affect. [4]

This demise of feeling and emotion has paved the way for all our most real and tender pleasures – in the excitements of pain and mutilation; in sex as the perfect arena, like a culture bed of sterile pus, for all the veronicas of our own perversions; in our moral freedom to pursue our own psychopathology as a game; and in our apparently limitless powers for conceptualization – what our children have to fear is not the cars on the highways of tomorrow but our own pleasure in calculating the most elegant parameters of their deaths. [5]

Ballard’s defence of science fiction

To document the uneasy pleasures of living within this glaucous paradise have more and more become the role of science fiction. I firmly believe that science fiction, far from being and unimportant minor offshoot, in fact represents the main literary tradition of the 20th century, and certainly its oldest – a tradition of imaginative response to science and technology that runs in an intact line through H.G. Wells, Aldous Huxley, the writers of modern America science fiction, to such present-day innovators as William Burroughs. [6]

The main fact of the 20th century is the concept of the unlimited possibility. This predicate of science and technology enshrines the notion of a moratorium on the past – the irrelevancy and even death of the past – and the limitless alternatives available to the present. What links the first flight of the Wright brothers to the invention of the Pill is the social and sexual philosophy of the ejector seat. Given this immense continent of possibility, few literatures seem to be better equipped to deal with their subject matter than science fiction. No other form of fiction has the vocabulary and images to deal with the present, let alone the future. The dominant characteristic of the modern mainstream novelist its sense of individual isolation; its mood of introspection and alienation, a state of mind assumed to be the hallmark of the 20th century consciousness. Far from it. On the contrary, it seems to me that this is a psychology that belongs entirely to the 19th century, part of a reaction against the massive restraints of bourgeois society, the monolithic character of Victorianism and the tyranny of the paterfamilias, secure in his financial and sexual authority. Apart from its marked retrospective bias and its obsession with the subjective nature of experience, its real subject matter is the rationalization of guilt and estrangement. Its elements are introspection, pessimism and sophistication. Yet if anything befits the 20th century it is optimism, the iconography of mass merchandising, naivety and a guilt free enjoyment of all the mind’s possibilities. [7]

The kind of imagination that now manifests itself in science fiction is not something new. Homer, Shakespeare and Milton all invented new worlds to comment on this one. The split of science fiction into a separate and somewhat disreputable genre is a recent development. It is connected to the near disappearance of dramatic and philosophical poetry and the slow shrinking of the traditional novel as it concerns more and more exclusively with the nuances of human relationships. Among those areas neglected by the traditional novel are, above all, the dynamics of human societies [the traditional novel tends to depict society as static], and man’s place in the universe. However crudely or naively, science fiction at least attempts to place a philosophical and metaphysical frame around the most important events within our lives and consciousness. [8]

Ballard names, defines and explains ‘inner space’

If I make this general defense of science fiction it is, obviously, because my own career as a writer has been involved with it for almost 20 years. From the very start, when I first turned to science fiction, I was convinced that the future was a better key to the present than the past [9]. At the time, however, I was dissatisfied with science fiction’s obsession with its two principal themes – outer space and the far future. As much for emblematic purposes as any theoretical or programmatic ones, I christened the new terrain I wished to explore inner space, that psychological domain [manifest, for example, in surrealist painting] where the inner world of the mind and the outer world of reality meet and fuse.

Primarily I wanted to write a fiction about the present day. To do this in the context of the late 1950s, in a world where the call sign of Sputnik I could be heard on one’s radio like the advance beacon of a new universe, required completely different techniques from those available to the 19th century novelist. In fact, I believe that if it were possible to scrap the whole of existing literature, and be forced to begin again without a any knowledge of the past, all writers would find themselves inevitably producing something very close to science fiction [10]. Science and technology multiply around us. To an increasing extent they dictate the languages in which we speak and think. Either we use those languages, or we remain mute.

Yet, by an ironic paradox, modern science fiction became the first casualty of the changing world it anticipated and helped to create. The future envisaged by the science fiction of the 1940s and 1950s is already our past. Its dominant images, not merely of the first Moon flights and interplanetary voyages, but of our changing social and political relationships in a world governed by technology, now resemble huge pieces of discarded stage scenery [11]. For me, this could be seen most touchingly in the film 2001: A Space Odyssey, which signified the end of the heroic period of modern science fiction – its lovingly imagined panoramas and costumes, its huge set pieces, reminded me of Gone With the Wind, a scientific pageant that became a kind of historical romance in reverse, a sealed world into which the hard light of contemporary reality was never allowed to penetrate.

The death of ‘reality’

Increasingly, our concepts of past, present and future are being forced to revise themselves. Just as the past itself, in social and psychological terms, became a casualty of Hiroshima and the nuclear age [almost by definition a period where we were all forced to think prospectively], so in its turn the future is ceasing to exist, devoured by the all voracious present. We have annexed the future into our own present, as merely one of those manifold alternatives open to us. Options multiply around us, we live in an almost infantile world where any demand, any possibility, whether for lifestyles, travel, sexual roles and identities, can be satisfied instantly [12].

In addition, I think that the balance between fiction and reality has changed significantly in the past decade [1960s]. Increasingly their roles are reversed. We live in a world ruled by fictions of every kind – mass merchandising, advertising, politics conducted as a branch of advertising, the instant translation of science and technology into popular imagery, the increasing blurring and intermingling of identities within the realm of consumer goods, the pre-empting of any free or imaginative response to experience by the television screen. We live inside an enormous novel. For the writer in particular it is less and less necessary for him to invent the fictional content of his novel. The fiction is already there. The writer’s task is to invent the reality. [13]

In the past we have always assumed that the external world around us represented reality, however confusing or uncertain, and that the inner world of our minds, its dreams, hopes, ambitions, represented the realm of fantasy and the imagination. These roles, too, it seems to me, have been reversed. The most prudent and effective method of dealing with the world around us is to assume that it is a complete fiction – conversely, the one node of reality left to us is inside our own heads. Freud’s classic distinction between the latent and manifest content of the dream, between the apparent and the real, now needs to be applied to the external world of so-called reality [3].

The task of the contemporary writer – to be a scientist testing fictional hypotheses

Given these transformations, what is the main task facing the writer? Can he, any longer, make use of the techniques and perspectives of the traditional 19th century novel, with its linear narrative, its measured chronology, its consular characters grandly inhabiting domains within an ample time and space? Is his subject matter the sources of character and personality sunk deep in the past, the unhurried inspection of roots, the examination of the most subtle nuances of social behaviour and personal relationships? Has the writer still the moral authority to invent a self sufficient and self-enclosed world, to preside over his characters like an examiner, knowing all the questions in advance? Can he leave out anything he prefers not to understand, including his own motives, prejudices and psychopathologies? [14]

I feel myself that the writer’s role, his authority and license to act, has changed radically. I feel that, in a sense, the writer knows nothing any longer. He has no moral stance. He offers the reader the contents of his own head, he offers a set of options and imaginative alternatives. His role is that of the scientist, whether on safari or in his laboratory, faced with a completely unknown terrain or subject. All he can do is to devise hypothesis and test them against the facts. [15]

Crash, the novel, is just such a fictional and psychological experiment

Crash! is such a book, an extreme metaphor for an extreme situation, a kit of desperate measures only for use in an extreme crisis.

If I am right, and what I have done over the past years is to rediscover the present for myself, Crash! takes up its position as a cataclysmic novel of the present day in line with my previous novels of world cataclysm set in the near or immediate future – The Drowned World, The Drought and The Crystal World. Crash!, of course, is not concerned with an imaginary disaster, however imminent, but with a pandemic cataclysm institutionalized in all industrial societies that kills hundreds of thousands of people each year and injures millions. Do we see, in the car crash, a sinister portent of a nightmare marriage between sex and technology? Will modern technology provide us with a hitherto undreamed-of means for tapping our own psychopathologies? Is this harnessing of our innate perversity conceivably of benefit to us? Is there some deviant logic unfolding more powerful that that of reason? [16]

The nature of pornography i.e. ‘the most political form of fiction’

Throughout Crash! I have used the car not only as a sexual image, but as a total metaphor for man’s life in today’s society. As such the novel has a political role quite apart from its sexual content, but I would like still to think that Crash! is the first pornographic novel based on technology. In a sense, pornography is the most political form of fiction, dealing with how we use and exploit each other in the most urgent and ruthless way [17]. Needless to say, the ultimate role of Crash! is cautionary, a warning against that brutal, erotic realm that beckons more and more persuasively to us from the margins of technological landscapes.


My thoughts

1. The possibility of nuclear war and utter extermination which hung over Ballard and his generation from 1945 to 1990 has now more or less vanished, but dominated the imaginations of the sensitive for decades. The Americans lovingly filmed their nuclear tests throughout the 1950s and there’s something mesmerising, haunting and beautiful about the footage – the entranced mind only slowly registering the appalling destructive power embodied in those shapely mushroom clouds. Stanley Kubrick’s film Dr Strangelove captures the mad attractiveness of nuclear armageddon with its closing montage of nuclear test footage. And the intense psychic power of the abandoned nuclear test sites haunt Ballard stories, notably classic story The Terminal Beach, and haunt the predecessor to this book, The Atrocity Exhibition.

2. The juxtaposition of the very real possibility of the end of the world and the human race with a world of glossy, day-glo soft drinks ads and the ‘honey-I’m-home’ frivolities of FMCG advertising is a) Surreal without even trying to be, and b) patently absurd. It creates an absurdist mental landscape in which absurd thoughts flourish and absurdist works of art naturally arise. Ballard is situated bang in the middle of the absurd junctures of modern life.

3. It’s always worth remembering how literally and simplistically Ballard read Freud, he makes no reference to the super-subtle French interpretations of psychoanalysis e.g. by Jacques Lacan – although even a simplistic reading of Freud is bewildering enough, suggesting that all our ‘adult’ rationality and manners is built up on the most infantile, primitive foundation.

4. The death of affect i.e. of real emotion, is the basis given by the character Dr Nathan in The Atrocity Exhibition for the extreme pornography created by the book’s central character: he is trying to break through the husk of a sexuality which has become nullified by commercial exploitation, in search of extremes of sexual practice which once again mean something.

5. The death of vanilla sex leads to the diversion of the same primitive Freudian urge to new sources of excitement: violence and death.

6. It is ironic that Ballard is defending the tradition of science fiction at more or less the moment he abandons it to write novels about the present – an extreme fetishised vision of the present – but dispensing with every identifying characteristic of science fiction to become, simply, fiction, albeit of an extreme and pornographic flavour.

7. The notion that pessimism in fiction is an archetypal Victorian sentiment, and that the dominant mode of 20th century fiction ought to be optimism at the unlimited technical opportunities lying around us is bracingly counter-intuitive and attractive.

8. I take the point that much science fiction, even the shortest of short stories, tends to imply a worldview, a particular vision of the future, ideas about society, which plain fiction rarely does. The problem with this idea is that these ‘philosophical and metaphysical frames’ is that they are so often cheap, sensational, alarmist, comic-book cartoon ideas about society or human nature which no grown-up can take seriously.

9. ‘The future is a better key to the present than the past’ is a profound idea, if somewhat difficult to put into practice. But it’s certainly true that so many politicians, commentators and writers are stuck in the same old treadmill version of well-worn clichéd versions of the past (commemorating the Great War, commemorating the Holocaust and so on) which are a drag on human progress, which are always pulling us back back back, and prevent us from taking a long, hard look at the future.

10. Enchanting idea, thought experiment.

11. True dat. The most obvious thing about science fiction, hard science fiction dependent on technology, is how quickly it dates.

12. Surprisingly true of the Western world in 2020, with its obsession with gender, transgender and gender fluid identities.

13. Brilliantly witty and paradoxical conclusion, worthy of Wilde.

14. An impressive summary of the characteristics of grand, expansive, realist 19th century fiction?

15. A dazzlingly persuasive redefinition of the role of the writer, underpinned by Ballard’s familiarity with the scientific worldview derived from the science journals he worked on.

16. Like any good teacher, Ballard is prolific in plausible-sounding questions to stimulate thought/debate.

17. An unsettling idea. Discuss. Enjoyable to ponder for a while… Can this be true or is it just a glib formulation?


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Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed databases and secret police to keep the population suppressed