Labyrinths by Jorge Luis Borges (1962)

The metaphysicians of Tlön do not seek for the truth or even for verisimilitude, but rather for the astounding.

There is no pleasure more complex than that of thought.

In the course of a life dedicated to letters and (at times) to metaphysical perplexity…

Borges wrote a surprising amount (some 70 books in Spanish) and yet he is principally known in the Anglo-Saxon world for just one work published 60 years ago, Labyrinths, a breath-taking collection of 40 mind-bending short stories, short essays, and ‘parables’, all of which reference, quote and play with a multitude of obscure and arcane texts and ideas derived from philosophy, theology and mysticism.

Penguin went on to publish a flotilla of four or five other volumes by Borges, but none of them hold a candle to Labyrinths which is one of the most important volumes of short stories in English in the second half of the 20th century. It is a scandal that, to this day, only a fraction of Borges’s output has been translated into English.

Adventures among books and ideas

Labyrinths consists of 23 ficciones, ten essays and eight ‘parables’. All the stories were written and first published in Borges’s native Spanish in Argentine literary magazines between 1941 and 1956. The first 13 stories are taken from a previous collection, Ficciones, published in 1945, which was expanded in successive editions, and the remaining ten were published in a collection titled The Aleph, published in 1949, and also added to in later editions. That’s a long time ago but when you look at individual stories it’s striking to see that most of them were first published in literary magazines much earlier, most of them at the very end of the 1930s, during the Second World War and in the immediate post-war years. Although he carried on writing into the 1980s, his greatest hits were composed in the 1940s.

Before I exhaust myself giving brief summaries of each of the pieces, let me make a simple point which is that, rereading Borges’s stories made me realise that possibly his major discovery was that, for the purposes of writing a short fiction, you can replace plot with ideas.

What I mean is that the best stories discuss philosophical and metaphysical or mystical ideas and, in doing so, refer to scores of obscure Latin and Greek, or Christian or Islamic texts and sources – and that it is this, rather than plots, character or dialogue, which fills his stories.

Most adventures are, almost by definition, about people, about named characters. Borges’s short fictions are adventures whose protagonists are ideas, ideas characterised by their multi-layered bookishness and whose explanation requires multiple references to all manner of arcane texts – and whose ‘adventure’ consists in the logical unfolding of far-fetched premises to even more-mind-boggling conclusions: such as the man who discovers he is a dream created by someone else; or that the entire universe is made up of an infinite library; or that all human activity is determined by a secret lottery; and so on.

It is immensely characteristic of this preference for ideas over psychology or emotions or feelings that, when the narrator of Tlön, Uqbar, Orbis Tertius stumbles across an encyclopedia purporting to catalogue the fictitious planet of Tlön, he experiences a moment of delirious happiness i.e. emotion, feeling – but quickly stifles it:

I began to leaf through [the encyclopedia] and experienced an astonished and airy feeling of vertigo which I shall not describe, for this is not the story of my emotions but of Uqbar and Tlön and Orbis Tertius.

In fact various emotions do occur in the stories, there are characters and events, but this moment can stand as a symbol of the way that fiction’s traditional concerns for character and emotion and plot are, on the whole, in Borges’s stories, repressed or sidelined in order to make way for the adventures of ideas and books.

Borges’s bookishness is not for everyone

And I suppose there’s a point that’s so obvious that it’s easy to miss which is that you have to be fairly learnèd and scholarly, or at least fairly well-read, in order to really enjoy these works. On the first page alone of Deutsches Requiem Borges mentions Brahms and Schopenhauer and Shakespeare and Nietzsche and Spengler and Goethe and Lucretius. Now I not only know who these guys all are, but I have read some or much of all of them (a lot of Shakespeare and Nietszche, a book of Schopenhauer’s, some Goethe and Spengler) and so the mental edifice which invoking their names creates, the structure and framework of the story, are all entirely familiar to me and so I can enjoy how Borges plays with their names and references.

But I suppose there will be many readers who haven’t read (or listened to, in the case of Brahms) these authors and composers, and so might have to stop and Google each of them and, I suppose, this might well put off a lot of potential readers. It’s not that the stories are intrinsically ‘difficult’ (though sometimes they juggle with ideas on the edge of comprehension) so much as that the entire atmosphere of intense bookishness and scholarly whimsy which they evoke might well deter as many unbookish readers as it fanatically attracts fans and devotees among the literary-minded.

Contents – Fictions

Tlön, Uqbar, Orbis Tertius (1940)

Uqbar is a mythical land which the narrator and friends find mentioned in a ‘pirated’ edition of Volume XLVI of the Anglo-American Cyclopaedia, but can find referred to nowhere else, despite ransacking the reference books of numerous libraries. The article explains that the literature of Uqbar was one of fantasy, featuring epics and legends set in two imaginary regions, Mlejnas and Tlön. In part 2 of the story we learn that Tlön is less an imaginary realm than an entire ‘planet’.

At first it was believed that Tlön was a mere chaos, an irresponsible license of the imagination; now it is known that it is a cosmos and that the intimate laws which govern it have been formulated, at least provisionally

Once he has posited the existence of this ‘planet’, the narrator goes on to recount the dizzying nature of its language and its many schools of philosophy:

  • one of the schools of Tlön goes so far as to negate time: it reasons that the present is indefinite, that the future has no reality other than as a present hope, that the past has no reality other than as a present memory
  • another school declares that all time has already transpired and that our life is only the crepuscular and no
    doubt falsified and mutilated memory or reflection of an irrecoverable process
  • another, that the history of the universe — and in it our lives and the most tenuous detail of our lives — is the scripture produced by a subordinate god in order to communicate with a demon
  • another, that the universe is comparable to those cryptographs in which not all the symbols are valid and that only what happens every three hundred nights is true
  • another, that while we sleep here, we are awake elsewhere and that in this way every man is two men

This is what makes Borges’s stories so phenomenally packed and mind-bending: that each individual sentence is capable of introducing to an entirely new way of thinking about the world.

The postscript to the story describes the narrator stumbling on a letter which purports to summarise the process whereby magi in the early 17th century decided to invent a country, how the idea was handed down as the texts proliferate, till an early Victorian American decided they needed to be more ambitious and describe an entire planet. In 1914 the last volume of a projected 40-volume encyclopedia of Tlön was distributed to the cabal of experts. It is estimated it will become the Greatest Work of Mankind, but it was decided this vast undertaking would itself be the basis of an even more detailed account which was provisionally titled the Orbus Tertius. Slowly, the narrator claims, mysterious objects from Tlön have appeared in our world. This last part is set two years in the future and describes a world in which news of Tlön has become widespread and artefacts from the imaginary planet are appearing all over the world and beginning to replace our own.

The contact and the habit of Tlön have disintegrated this world…Already the schools have been invaded by the (conjectural) “primitive language” of Tlön; already the teaching of its harmonious history (filled with moving episodes) has wiped out the one which governed in my childhood; already a fictitious past occupies in our memories the place of another, a past of which we know nothing with certainty — not even that it is false… A scattered dynasty of solitary men has changed the face of the world. Their task continues. If our forecasts are not in error, a hundred years from now someone will discover the hundred volumes of the Second Encyclopedia of Tlön. Then English and French and mere Spanish will disappear from the globe. The world will be Tlön.

So it is, on a fairly obvious level, a kind of science fiction disaster story in which our world will eventually be taken over and/or destroyed by the imaginary creation of the cabal.

The Garden of Forking Paths (1941)

A story which opens with a book and is about a book. Its first sentence is:

On page 22 of Liddell Hart’s History of World War I you will read that an attack against the Serre-Montauban line by thirteen British divisions (supported by 1,400 artillery pieces), planned for the 24th of July, 1916, had to be postponed until the morning of the 29th….

The story is the account of Dr. Yu Tsun, former professor of English at the Hochschule at Tsingtao, a spy acting for the Germans, based in England, in Staffordshire, but is rumbled by a British officer, Captain Madden, so makes his way by train to the village of Ashgrove and the house of one Dr Stephen Albert, who describes the efforts of Yu’s ancestor, ‘Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost’. The story reveals that this labyrinth is metaphorical: it actually stands for the scattered manuscript of an incomplete book. The garden of forking paths is the novel promised by never completed. But the nature of the fragments is deliberate:

The Garden of Forking Paths is an incomplete, but not false, image of the universe as Ts’ui Pên conceived it. In contrast to Newton and Schopenhauer, your ancestor did not believe in a uniform, absolute time. He believed in an infinite series of times, in a growing, dizzying net of divergent, convergent and parallel times. This network of times which approached one another, forked, broke off, or were unaware of one another for centuries, embraces all possibilities of time.

So it’s about a book which encompasses all time, and all possible permutations of time.

The Lottery in Babylon (1941)

Tells the story of the development of a hyper-complex lottery run by the all-powerful ‘Company’ in a fictional version of ‘Babylon’, which ends up becoming the basis for everything which happens, for every event in everybody’s lives.

Pierre Menard, Author of the Quixote (1939)

This purports to be a brief article by a follower of the now deceased writer Pierre Menard. It starts by listing the complete works of the defunct writer, some 19 in all, thus establishing the hyper-bookish context; then goes on to describe the unprecedented attempt by Pierre Menard to rewrite (sections of) Don Quixote as if by himself, as if for the first time, as if written by a 20th century author, and the complexity and strangeness of the result.

The Circular Ruins (1940)

The unnamed man arrives in a canoe from the south, beaches it in the mud and climbs to the ancient ruins.

The purpose which guided him was not impossible, though it was supernatural. He wanted to dream a man: he wanted to dream him with minute integrity and insert him into reality

He devotes years to dreaming, piece by piece, a perfect young man, who he then teaches in his dreams and who then finally becomes a real entity in the real world, who can pass painlessly though fire. But when a forest fire rages towards the ruins where he has been living the man walks boldly towards them – only not to feel a thing and to realise, that he himself is a dream-man who has been dreamed, in his turn, by someone else.

The Library of Babel (1941)

The narrator lives inside a library so huge, made up of infinite levels and extending through infinite galleries of hexagonal rooms, that he and all the other inhabitants regard it as the known universe. From this perspective, of an inhabitant of the infinite library, he shares with us the discoveries and/or theories of various other inhabitants who, through the centuries, have explored deeper into the infinite library, made discoveries and come up with theories as to its origin and purpose, for example the theories of the idealists (‘the hexagonal rooms are a necessary form of absolute space’) or the mystics (‘The mystics claim that their ecstasy reveals to them a circular chamber containing a great circular book, whose spine is continuous and which follows the complete circle of the walls’) origin stories (‘Man, the imperfect librarian, may be the product of chance or of malevolent demiurgi’), those who have given up trying to find meaning (‘I know of an uncouth region whose librarians repudiate the vain and superstitious custom of finding a meaning in books and equate it with that of finding a meaning in dreams or in the chaotic lines of one’s palm’).

Five hundred years before his birth the momentous discovery was made that the library contains all possible combinations of their language’s 25 symbols, in other words, contains all human knowledge, and much more, contains the history and future of everyone. This led to a wave of optimism and pride. This gave rise to a category of men named inquisitors who travel far and wide in search of these phantom volumes which will explain everything, and are named the Vindications. This was followed by the depressing realisation that, although these books certainly exist, in a library infinitely large anyone’s chances of finding them are infinitely small. Which gave rise to a semi-religious movement of nihilists, the Purifiers, who set out to examine and destroy all books which are not Vindications. But even their senseless destruction of millions of books made little difference in a library which is infinite in size.

The knowledge that everything has already been written has had a negative effect. Some have become religious hysterics. Suicides have become more common. The population of the hexagonal rooms has been depleted. He wonders whether the human species will be extinguished.

Funes the Memorious (1942)

Ireneo Funes was a dark, Indian-looking man from Uruguay. He died in 1889. The author of this piece is contributing a memoir of him to a volume to be published in his honour. Funes was a perfectly ordinary young man till a horse threw him aged 19. From that point onwards, he remembers everything which happens to him, every single impression, sight, sound and smell which his senses register, is recorded in the fine instrument of his memmory.

The two projects I have indicated (an infinite vocabulary for the natural series of numbers, a useless mental catalogue of all the images of his memory) combine in this dazzling idea. Not just memory, he notices everything.

He was the solitary and lucid spectator of a multiform, instantaneous and almost intolerably precise world

And the ‘story’, really an essay based on a fictional premise, explores what it would mean to live in this state.

To think is to forget differences, generalize, make abstractions. In the teeming world of Funes, there were only details, almost immediate in their presence.

The Shape of the Sword (1942)

Not a bookish brain-teaser, this is a much more straightforward story. The narrator, who is referred to as Borges, is forced when travelling in the North to stay in the house of a man who has a reputation as a martinet and occasional drunk who is disfigured by a half-moon-shaped scar on his forehead. The man treats Borges to dinner then they get talking and finally the man tells him his story: how he was a fighter with the IRA during the Irish Civil War, and helped mentor and protect a vehement young recruit, one John Vincent Moon, a committed communist who shut down every discussion with his fervent ideology. On a patrol they were caught by a guard who shot and nicked Moon’s shoulder. They break into the abandoned house of an old Indian officer, to hide out. When the town they were hiding in was taken by the Black and Tans, he returned to the house to overhear Moon betraying him to the authorities on the promise of his own safe passage, whereupon he chased Moon round the house brandishing one of the swords belonging to its absent owner until he caught him and branded his face with the half moon with a sword.

All through the story you’d been led to believe the narrator was the strong man. Only at the end does he break down and confess that it was he who was the betraying coward, John Vincent Moon. And hence the scar cut into his face.

Theme of the Traitor and the Hero (1944)

A very short story which foregrounds its own fictiveness, as Borges admits it’s an idea for a story which could be set anywhere, then arbitrarily settles on Ireland where, he says, a man named Ryan is researching the famous assassination of an eminent Irish patriot, his great-grandfather, Fergus Kilpatrick, in a theatre in 1824. His researches show him that Kilpatrick’s assassination shared many details with that of Julius Caesar, the parallels so eerie that for a while he develops a theory of ‘the existence of a secret form of time, a pattern of repeated lines’, and invokes the theories of Condorcet, Hegel, Spengler and Vico to back him up.

But then a stranger reality emerges. He discovers the oldest and closest of Kilpatrick’s companions, James Alexander Nolan, had translated the main plays of Shakespeare back in 1814. Finally the story that emerges is this: the conspirators kept being betrayed to the police so Kilpatrick had tasked his oldest comrade, Nolan, with identifying the traitor. At a secret meeting of the patriots Nolan announced that it was Kilpatrick himself. The great patriot admitted it. They discussed how to deal with him. They came up with a drama, a play, a theatrical event, which would ensure Kilpatrick’s punishment and death, and yet if he was said to have been assassinated at the theatre, people’s illusions about him, and the Cause in general, would be preserved. And so Nolan, the Shakespeare translator, arranged it all, even borrowing certain events (the unheeded warning) in order to make the ‘assassination’ more melodramatic and memorable.

And also, his disillusioned great grandson and biographer speculates, to leave messages to posterity. Some of the allusions were pretty crass. Maybe he, Ryan, was intended to discover the truth. After weighing the pros and cons, Ryan decides to suppress what he has learned, and write a straightforward biography climaxing in the great man’s tragic assassination. Maybe that, too, was part of the plan.

Death and the Compass (1942)

This is a murder mystery of a particularly arch and contrived tone, but reading it makes you realise Borges’s debt to the English yarn tellers of the 1890s, to Robert Louis Stevenson and especially Conan Doyle. We are introduced to Erik Lönnrot, another in the long line of hyper-intellectual freelance detectives with a taste for paradox and irony i.e. an entirely literary creation, who also, as per the tradition, plays off a phlegmatic police inspector, Franz Treviranus.

At the Third Talmudic Congress held in the Hotel du Nord, Rabbi Marcel Yarmolinsky goes to bed one night and his body is found dead, stabbed in the chest, the next morning. The dead man, of course, had a number of rare and arcane books of theology in his room. Which Lönnrot takes away and reads:

One large octavo volume revealed to him the teachings of Israel Baal Shem Tobh, founder of the sect of the Pious; another, the virtues and terrors of the Tetragrammaton, which is the unutterable name of God; another, the thesis that God has a secret name, in which is epitomized (as in the crystal sphere which the Persians ascribe to Alexander of Macedonia) his ninth attribute, eternity — that is to say, the immediate knowledge of all things that will be, which are and which have been in the universe…

Books books books. But then more bodies turn up dead – small-time crook Daniel Simon Azevedo, then the kidnapping and murder of one Gryphius. We know the three murders are linked because at the scene three sentences are written, ‘The first letter of the Name has been uttered’, and the second and the third.

After the third the police are anonymously sent a letter sent by ‘Baruch Spinoza’ asserting that a fourth murder will not be carried out. But Lönnrot has seen through all this. He Dandy Red Scharlach set out

to weave a labyrinth around the man who had imprisoned my brother. I have woven it and it is firm: the ingredients are a dead heresiologist, a compass, an eighteenth-century sect, a Greek word, a dagger, the diamonds of a paint shop.

The Secret Miracle (1943)

Hladik had rounded forty. Aside from a few friendships and many habits, the problematic exercise of literature constituted his life…

Jaromir Hladik is an author of, among others, an unfinished drama entitled The Enemies, of Vindication of Eternity (which discusses immutable Being of Parmenides, the modifiable Past of Hinton, and the idealist philosopher, Francis Bradley) and of a study of the indirect Jewish sources of Jakob Böhme, he has translated the Sepher Yezirah and published studies of the work of Böhme, of Ibn Ezra, and of Fludd. He is another of Borges’s hyper-bookish heroes.

The Nazis take Prague and seize Hladik who is identified as a Jewish author and condemned to death. The story deals with the feverishly philosophical ideas which flood his mind during the days and nights he spends in his prison cell leading up to his sentence of death by firing squad, in which he discusses with himself various aspects of time and reality and God, and has a dream that God’s word is vouchsafed to him through a random book in a library, and in which he goes through the elaborate plot of his verse drama, The Enemies, which is itself a drama about reality and illusion. He begs God for a year to finish the work in order to justify himself and Him.

Finally he is led out to the shabby yard where the soldiers are hanging round bored, are rallied by their sergeant and line up to shoot him but, just as the order is given, time freezes, completely, but Hladik’s consciousness continues, observing the frozen world about him from his frozen body, at first in panic, and then realising that God heard his plea and has given him a year to complete his drama. And the final page of the drama describes how he does that, not needing food or water or bodily functions, but devoting a year of time to bringing the verse drama to complete perfection, And as the last phrase of it is completed in his mind, the world resumes, the firing squad fires, and Hladik slumps, dead.

Three Versions of Judas (1944)

Borges’s fiction is above all hyper-bookish, made out of references to arcane philosophical or theological texts from the Middle Ages or Antiquity. Most (if not quite all) the ‘stories’ mimic the style and approach of an old-fashioned scholarly article, not least in having textual footnotes which cite other scholarly volumes or references.

Instead of a description of a city or house or street or natural location, a time of day, or the physical appearance of a protagonist, Borges’s fictions set their scene amid books and references.

In Asia Minor or in Alexandria, in the second century of our faith, when Basilides disseminated the idea that the cosmos was the reckless or evil improvisation of deficient angels, Nils Runeberg would have directed, with singular intellectual passion, one of the Gnostic conventicles. Dante would have assigned him, perhaps, a fiery grave; his name would extend the list of lesser heresiarchs, along with Satornilus and Carpocrates; some fragment of his preachings, embellished with invective, would survive in the apocryphal Liber adversus omnes haereses or would have perished when the burning of a monastery library devoured the last copy of the Syntagma. Instead, God afforded Runeberg the twentieth century and the university town of Lund. There, in 1904, he published the first edition of Kristus och Judas and, in 1909, his major book, Den hemlige Frälsaren. (Of the latter there is a German translation, made in 1912 by Emil Schering; it is called Der heimliche Heiland.)

Amid a dense forest of allusions to obscure works of theology and scores of beliefs held by the orthodox and heretical, Borges articulates the three theories developed by Danish theologian, namely:

  1. In his book Kristus och Judas, Runeberg asserts that Judas was a kind of ‘reflection’ of Jesus in the human world; just as Jesus was sent from heaven, so Judas took up the burden of being human in order to pave the way for Jesus to take the path to the crucifixion and salvation of humanity.
  2. Meeting fierce criticism from fellow theologians, Runeberg rewrites the book to assert that it was Judas who sacrificed more than Jesus, mortifying his spirit for the greater good.
  3. Then in his final book, Den hemlige Frälsaren, Runeberg develops this idea to its logical conclusion, which is that it was Judas not Jesus who made the ultimate sacrifice and truly laid down his life for humanity. Jesus hung on the cross for 6 hours but then he was translated to heaven, whereas Judas committed suicide, taking upon himself not only an eternal reputation for treachery and betrayal, but condemning his own soul to eternity in hell. Which one made the greater sacrifice? Therefore, Runeberg asserts, it was Judas who was the true incarnation of a God determined to make the most complete identification with humanity possible, even to the uttermost depths of human depravity and damnation.

The Sect of the Phoenix (1952)

Those who write that the sect of the Phoenix had its origin in Heliopolis and derive it from the religious restoration following upon the death of the reformer Amenophis IV, cite texts from Herodotus, Tacitus and the monuments of Egypt, but they ignore, or prefer to ignore, that the designation ‘Phoenix’ does not date before Hrabanus Maurus and that the oldest sources (the Saturnales of Flavius Josephus, let us say) speak only of the People of the Custom or of the People of the Secret.

Repeatedly the stories invoke the same kind of imaginative world, a world of arcane books and abstruse learning, which revolves not so much around pure philosophy – the academic subject of Philosophy which concerns rather mundane discussions of language or ethics which bothered Plato and Locke – but the swirling multi-coloured world of abstruse theologies and mystical visions of the divinity and cults and lost texts, of heresiarchs (‘the founder of a heresy or the leader of a heretical sect’) and patriarchs, sectarians and mystagogues, Talmudists and Confucians, Gnostics and alchemists, adepts in secret rituals and concealed knowledge, and which has adherents down to the present day such as the heretical theologian Nils Runeberg from The Three Versions of Judas or the learned Rabbi Marcel Yarmolinsky in Death and The Compass, intense bookish eccentric figures who carry the convoluted world of medieval theology into obscure corners of our workaday world.

This brief story is an ostensible short scholarly essay by a narrator who claims:

I have collated accounts by travelers, I have conversed with patriarchs and theologians… I have attained on three continents the friendship of many devotees of the Phoenix

And so is in a position to know that devotees of ‘the sect of the Phoenix’ are everywhere, of all creeds and colours, speaking all languages, often not even realising it themselves. I think the essay is an answer to the question, What if there was a religion so widespread that its adherents didn’t even realise they followed it?

The Immortal (1949)

A princess (!) buys a second hand edition of Alexander Pope’s translation of The Iliad off a book dealer, Joseph Cartaphilus, in London and later finds in the leaves of the last volume a manuscript, which then makes up the body of the story. It is a first person narrative by Marcus Flaminius Rufus, military tribune of one of Rome’s legions, who hears rumours of a land to the West where sits the City of the Immortals and so sets off with a troop of 200 soldiers and sundry mercenaries all of whom desert him in the face of all kinds of adversity, until he comes to consciousness in a settlement of speechless troglodytes before staggering on, exhausted, hungry, thirsty towards a high rocky plateau on which is built a mysterious city, but when he finally gains entrance he discovers it is not only abandoned and deserted, but built with an excess of useless passages and windows and balconies and details amid he becomes lost and then overwhelmed by its size and complexity and horrifying pointlessness.

When he emerges he discovers one of the speechless troglodytes has followed him like a loyal dog. He nicknames him Argos after Odysseus’s loyal dog and over the next few weeks tries to teach him to speak. Then, one day, there is a ferocious downpour of rain, and Argos suddenly speaks, responds to the name, recognises the classical allusion and, to the narrator’s astonishment, reveals that he is Homer, author of the Iliad and the Odyssey and that the other haggard, grimy, speechless troglodytes, they are the Immortals, who long ago wrecked their beautiful city, rebuilding it as a surrealist testament to the unknown and irrational forces which control our fates, and withdrew to the caves and lives of inarticulate resignation.

Because he has drunk of the river that runs past the troglodytes’ caves he is now immortal and the narrative briefly covers his wandering life for the following centuries, until in 1929 he drinks from a stream in Eritrea and realises, with enormous relief, that it has restored his mortality.

The Theologians (1947)

An orgy of theological minutiae describing the academic rivalry between two sixth century theologians, Aurelian of Aquileia and John of Pannonia, who compete with each other in refuting the heresy of the so-called Monotones (namely that history is cyclical and all people and events recur again and again), which twists via a dense undergrowth of theological quotes and references to a climax in which Aurelian witnesses John being burned at the stake for the very heresy he had set out to refute, and then the two rival theologians meet up in heaven where, in true Borgesian fashion, they are revealed to be two aspects of the same person.

Story of the Warrior and the Captive (1940)

Droctulft was an eighth century Lombard warrior who, during the siege of Ravenna, left his companions and died defending the city he had previously attacked. Borges imagines this pallid denizen of the pagan forests and the boar hunt arriving at a city, his dazzlement at the order and clarity and architecture and gardens, and suddenly throwing in his lot with the citizens, fighting against his former comrades.

And this reminds him of his grandmother who was from England. She lived out on the borderlands. One day she was introduced to a young woman Indian who, it transpires, was English, from Yorkshire, her parents emigrated and were killed in an Indian raid and she was stolen away and married to a chieftain who she has already borne two children. Borges’s grandmother offers to take her away, to return her to civilisation, but the Englishwoman-gone-native refuses. She, like Droctulft, has made a deep choice.

Emma Zunz (1948)

Emma’s father commits suicide because he was swindled out of his share of the factory he set up. She vows to be revenged on the swindler, Aaron Loewenthal (all the characters in this story are Jewish) and, a shy 19, dresses up, goes hanging round in bars, in order to lose her virginity to some rough foreigner. This is to nerve her for the assassination, when she presents herself to Loewenthal in the guise of a stoolpigeon for the ringleaders of the disgruntled workers in the factory but, when he rises to fetch her a glass of water, impulsively shoots him, though she’s not very good at it and takes three shots. She then calls the police and pleads a story that Lowenthal tried to rape and outrage her, which, Borges says, is true, in spirit if not in detail, and her genuine outrage and sense of shame and hate secures her an acquittal at her subsequent trial.

The House of Asterion (1947)

The world seen from the perspective of the Minotaur. (The idea is related to the brief one-page summary Borges gives of a story he planned to write about the world seen from the point of view of Fafnir, the gold-guarding dragon in the Nibelung legend. You can see how you could quickly generate a list of stories ‘from the point of’ figures from myth and legend.)

Deutsches Requiem (1946)

Otto Dietrich zur Linde is a Nazi and a devout follower of Schopenhauer and his doctrine that nothing that happens to us is accidental (it is a happy coincidence that I’ve recently been reading Samuel Beckett, who was also very influenced by Schopenhauer, in particular by his attitude of quietism).

As the Second World War breaks out Otto Dietrich zur Linde is involved in a shootout which leads to the amputation of one of his legs. As a good Nazi he is eventually rewarded by being made, in 1941, subdirector of the concentration camp at Tarnowitz.

When the wonderful Jewish poet David Jerusalem is sent to the camp, zur Linde sets about systematically destroying him because, by doing so, he is destroying the compassion in his own soul which keeps him down among ordinary humans, prevents him from becoming Nietzsche’s Overman.

As the tide of war turns against the Germans, zur Linde speculates why and what it means before realising that Germany itself must be destroyed so that the New Order it has helped to inaugurate can come fully into being. This short text turns into quite a disturbing hymn to Nazism:

Many things will have to be destroyed in order to construct the New Order; now we know that Germany also was one of those things. We have given more than our lives, we have sacrificed the destiny of our beloved Fatherland. Let others curse and weep; I rejoice in the fact that our destiny completes its circle and is perfect.

Averroes’ Search (1947)

A classic example of Borges’s fascination with the byways of medieval mystical theology, and his ability to spin narratives out of it.

Abulgualid Muhammad Ibn-Ahmad ibn-Muhammad ibnRushd (a century this long name would take to become Averroes, first becoming Benraist and Avenryz and even Aben-Rassad and Filius Rosadis) was writing the eleventh chapter of his work Tahafut-ulTahafut (Destruction of Destruction), in which it is maintained, contrary to the Persian ascetic Ghazali, author of the Tahafut-ulfalasifa (Destruction of Philosophers), that the divinity knows only the general laws of the universe, those pertaining to the species, not to the individual…

It is a complex text, woven with multiple levels of references, which revolves round a dinner party attended in the then-Muslim city of Cordoba in Muslim Spain by the great medieval Muslim commentator on the ancient Greek philosopher, Aristotle, and some colleagues and friends including one who claims to have travelled as far as the fabled land of Sin (China). When he was there he recounts being taken to a large hall with tiered banks of seats where many people on a raised platform acted out events. The other diners agree how ridiculous this sounds and we learn that, apparently, the traditions and culture of Islam did not have or understand the entire concept of the theatre and the drama.

The essay focuses on the way this conversation was relevant for Averroes because he was that day working on a translation of Aristotle and puzzled by two words he had come across, ‘tragedy’ and ‘comedy’ which have no parallel in the world of Islam.

This is all fascinating and beautifully described amid the gardens and roses and civilised calm of the Muslim city, but on the last half page Borges twists the story onto a different level altogether by intruding himself as the author and declaring he only told this story as an attempt to describe a certain kind of failure to imagine something, and that, as the story progressed, he, Borges, realised that he was failing to imagine his own story, thus the story and the writing of the story, both addressed the same subject, in a kind of duet.

I felt, on the last page, that my narration was a symbol of the man I was as I wrote it and that, in order to compose that narration, I had to be that man and, in order to be that man, I had to compose that narration, and so on to infinity. (The moment I cease to believe in him, ‘Averroes’ disappears.)

Wow.

The Zahir (1947)

Clementina Villar was a model and celebrity, always appearing at the right place at the right time dressed in the height of fashion. She dies in a slummy suburb and Borges attends her wake. Decomposition makes her look younger. On the rebound from his grief he drops into a neighbourhood bar, orders a brandy and is given the Zahir among his change. The Zahir is an everyday coin but:

people (in Muslim territories) use it to signify ‘beings or things which possess the terrible property of being unforgettable, and whose image finally drives one mad.’

He can’t stop looking at it, he takes it home, he turns it over and over, it obsesses his sleep, eventually he gets lots in a maze of streets, slips into another bar and pays for a drink handing the coin over, goes home and has his first good night’s sleep in weeks.

The Waiting (1950)

An unnamed man checks into a boarding house in a suburb of Buenos Aires and tries to lead a completely anonymous life while he waits for his assassins to track him down and kill him.

The God’s Script

The story is told by Tzinacán, magician of the pyramid of Qaholom, an Aztec priest whose city was conquered and burned down by the conquistador Pedro de Alvarado who tortured and mangled him to try and extract the secret of where all the native gold and treasure was hidden. Now he lies in a dungeon where he has been subsisting for years, but it is a strange prison because on the other side of the wall is kept a jaguar which paces up and down in his cell. Only at certain hours of the day, when the light is right, can Tzinacán see it. Over the years Tzinacán becomes obsessed with the idea that his god Qaholom must have foreseen the disaster which overcame his people,

The god, foreseeing that at the end of time there would be devastation and ruin, wrote on the first day of Creation a magical sentence with the power to ward off those evils. He wrote it in such a way that it would reach the most distant generations and not be subject to chance. No one knows where it was written nor with what characters, but it is certain that it exists, secretly, and that a chosen one shall read it.

So it is another story about a kind of secret knowledge, known only to adepts, occult and hidden. To cut a long story short, Tzinacán has a revelation which is indistinguishable from going mad, as he ponders the nature of this message from the gods, as he ponders at length what the language of a god would be like, how it would contain the whole world, not even in a sentence, but in one infinite word, and he suddenly perceives it in the shape of an infinite wheel, on all sides of him, made of fire and water, the secret of the world is contained in fourteen words of forty syllables, if he said them out loud the prison would disappear and he would be master of the land of Moctezuma – but he never will because he has ceased to be Tzinacán, he has ceased to have his concerns or aims, and therefore he knows the secret of divine power, but the very knowledge of it means he never has to use it.

Essays

The Argentine Writer and Tradition (1951)

The problems of national identity and literary heritage faced by the writer in Argentina are not something most of us have spent much time worrying about. Reading Borges’s essay on the subject mostly confirms that I know nothing whatsoever about Latin American literature. For my generation this meant entirely the magical realism school pioneered by Gabriel Garcia Marquez and a cluster of related writers such as Mario Vargas Llosa and, fashionable among feminists, Isabel Allende. I’m fairly well read but I’d never heard of any of the names or works Borges refers to, for example I had no idea the great Argentine epic poem is El gaucho Martín Fierro by Jose Hernandez which is, apparently, packed with gaucho colloquialisms.

Initially the essay dwells on obscure questions about the relative merits of ‘gauchesque’ poetry (which he takes to be the contrived nationalistic poetry of literary circles of Buenos Aires) vis-a-vis the poetry of payadas (improvised musical dialogues on philosophical themes which reveal their true nationalism precisely by the absence of localising dialect) but both of which are almost meaningless to me since I can’t read Spanish and had never heard of Martín Fierro. (Borges had published in 1950 a study of the gauchesque, Aspectos de la literatura gauchesca and in 1953 an essay on Martín Fierro.)

But slowly emerges his main point which is more comprehensible, namely that ‘national’ poetry or literature does not at all need to limit itself to local colour and national subjects: witness Shakespeare who wrote about Italians and Danes, and Racine whose works are entirely set in the world of Greek myth. Thus:

The idea that Argentine poetry should abound in differential Argentine traits and Argentine local colour seems to me a mistake.

In Borges’s opinion, there are other elements of the Argentine character which distinguish their literature, among which he mentions: ‘ the Argentine’s reticence, his constraint’, ‘Argentine reserve, distrust and reticence, of the difficulty we have in making confessions, in revealing our intimate nature’. In demonstrating the unnecessity of having local colour, he cites the fact (observed by Gibbon) that there are no references to camels in the Koran. This is because Mohammed, as an Arab, so lived in the culture of camels that he didn’t even have to mention them. That is how local colour should be conveyed – by the subtlety of its absence. Thus when Borges reads Argentine nationalists prescribing that Argentine writers should write about the Argentine national scene using local colour and local words, he thinks they are dead wrong.

He goes on to speculate about the role of the Jews in European literature, and the Irish in English literature, both of which are over-represented, and it’s because they are outsiders and so not tied by tradition; they can be innovators.

For that reason I repeat that we should not be alarmed and that we should feel that our patrimony is the universe; we should essay all themes, and we cannot limit ourselves to purely Argentine subjects in order to be Argentine; for either being Argentine is an inescapable act of fate — and in that case we shall be so in all events — or being Argentine is a mere affectation, a mask.

(In Labyrinths this appears as rather a one-off work, but in fact Borges wrote extensively throughout his career on Argentine subject matter, including Argentine culture (‘History of the Tango’, ‘Inscriptions on Horse Wagons’), folklore (‘Juan Muraña’, ‘Night of the Gifts’), literature (‘The Argentine Writer and Tradition’, ‘Almafuerte’, ‘Evaristo Carriego’), and national concerns (‘Celebration of the Monster’, ‘Hurry, Hurry’, ‘The Mountebank’, ‘Pedro Salvadores’).

The Wall and the Books

A meditation on the fact that the Chinese emperor, Shih Huang Ti, who commissioned the building of the Great Wall but also ordered the burning of all the books and libraries. It allows Borges one of his characteristic series of dreamy speculations. It is recorded that Shih Huang Ti’s mother was a libertine whom he banished. Maybe burning the books was a symbolically Freudian attempt to abolish the entire past which contained his personal shame. Maybe the wall was a psychological wall to keep out his guilt. He also forbade death to be mentioned and sought an elixir for immortality, so maybe fire and wall were to keep death at bay. If he ordered the building of the wall first then the burning of the books, we have the image of an emperor who set out to create, gave up, and resigned himself to destroying; if the order is reverse, we have the image of an emperor who set out to destroy everything, gave up, and dedicated himself to endless building. Dreamy speculations:

Perhaps the wall was a metaphor, perhaps Shih Huang Ti sentenced those who worshiped the past to a task as immense, as gross and as useless as the past itself. Perhaps the wall was a challenge and Shih Huang Ti thought: “Men love the past and neither I nor my executioners can do anything against that love, but someday there will be a man who feels as I do and he will efface my memory and be my shadow and my mirror and not know it.” Perhaps Shih Huang Ti walled in his empire because he knew that it was perishable and destroyed the books because he understood that they were sacred books, in other words, books that teach what the entire universe or the mind of every man teaches. Perhaps the burning of the libraries and the erection of the wall are operations which in some secret way cancel each other.

A lazy Sunday afternoon of perhapses. The essay ends with a thunderclap, the notion that the way these two contrasting facts seem about to deliver some kind of revelation which never, in fact, arrives, the sense of a great meaning, which is never made clear:

this imminence of a revelation which does not occur is, perhaps, the aesthetic phenomenon.

The Fearful Sphere of Pascal

‘It may be that universal history is the history of a handful of metaphors.’ In which case he is examining one particular metaphor, that of the infinite sphere whose centre is nowhere, and pursues it through the works of Xenophanes of Colophon, Plato, Parmenides, Empedocles, Alain de Lille, the Romance of the Rose, Rabelais, Dante, Copernicus, Giordano Bruno, John Donne, John Milton, Glanville, Robert South, Pascal.

This very brief trot through the different expressions of the same metaphor suggest very strongly a sense of the rise and rise in optimism in human thought up to a kind of breakthrough in the Renaissance, summed up in Bruno’s attitude, which then crumbles into the sense of fear and isolation expressed by Pascal. I.e. this tiny essay gives a powerful sense of the changing moods and contexts of Western civilisation.

Partial Magic in the Quixote

It starts by asserting that Cervantes set out to write an utterly disenchanted account of the sordid reality of the Spain of his day yet certain moments of magic and romance nonetheless intrude; but this fairly simple point then unfolds into something much stranger as Borges zeroes in on the fact that in part two of Don Quixote the characters have read part one and comment on their own existence as characters. Borges then lists a number of other examples of fictions which appear within themselves such the Ramayana of Valmiki which, late on, features an appearance of the Ramayana of Valmiki as a major part of the plot. Similarly, on the 602nd night of the Thousand and One Nights, Scheherezade summarises the history of the king which includes his encounter with her and her telling of the stories which make up the nights, including the telling of the 602nd night, which includes the telling of the king’s own story, which includes his meeting with her and her telling of all the stories over again, including the telling of the 602nd night, and so on, forever.

What is it that intrigues and disturbs us about these images of infinite recursion?

I believe I have found the reason: these inversions suggest that if the characters of a fictional work can be readers or spectators, we, its readers or spectators, can be fictitious.

Valéry as Symbol

This brief note appears to be an obituary for the French poet Paul Valéry who died in 1945. Borges takes the surprising tack of comparing the French poet with the American poet Walt Whitman. On the face of it no two figures could be more different, Whitman loud, brash, confident, chaotic, contradictory, is morning in America, while Valéry, careful, sensitive, discreet, reflects the ‘delicate twilight’ of Europe. What they have in common is they created fictional images of themselves, made themselves symbolic of particular approaches.

Paul Valéry leaves us at his death the symbol of a man infinitely sensitive to every phenomenon and for whom every phenomenon is a stimulus capable of provoking an infinite series of thoughts.. Of a man whose admirable texts do not exhaust, do not even define, their all-embracing possibilities. Of a man who, in an age that worships the chaotic idols of blood, earth and passion, preferred always the lucid pleasures of thought and the secret adventures of order.

Kafka and His Precursors

A sketch at identifying precursors of Kafka’s ‘atrocious thought’, Borges finds precursors in Zeno’s paradoxes; in the ninth century Chinese writer, Han Yu; Kierkegaard; a poem by Browning; a short story by Léon Bloy; and one by Lord Dunsany. We would never have noticed the Kafkaesque in all these texts had Kafka not created it. Thus each author modifies our understanding of all previous writing.

The fact is that every writer creates his own precursors. His work modifies our conception of the past, as it will modify the future.

Avatars of the Tortoise

There is a concept which corrupts and upsets all others. I refer not to Evil, whose limited realm is that of ethics; I refer to the infinite.

He tells us that he once meditated a Biography of the Infinite but it would have taken forever to write. (Borges did in fact publish Historia de la eternidad in 1936.) Instead he gives us this fragment, a surprisingly thorough and mathematically-minded meditation on the second paradox of Zeno, the tortoise and Achilles. It is an intimidating trot through philosophers from the ancient Greek to F.H. Bradley and Bertrand Russell, in each one finding reformulations of the same problem in logic and various ways round it.

Only in the concluding paragraph does it become a bit more accessible when Borges brings out the meaning of Idealistic philosophy, that the world may be entirely the product of our minds and, as so often, ends on a bombshell of an idea:

We (the undivided divinity operating within us) have dreamt the world. We have dreamt it as firm, mysterious, visible, ubiquitous in space and durable in time; but in its architecture we have allowed tenuous and eternal crevices of unreason which tell us it is false.

In this view, Zeno’s paradoxes are among a putative small collection of problems or paradoxes or unnerving insights which are like cracks in the surface of the world we have made, cracks which gives us a glimpse of the utterly fictitious nature of ‘reality’.

The Mirror of Enigmas

A note on the verse from the Bible, First Letter to the Corinthians 13:12 in which Saint Paul writes: ‘For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.’ He considers half a dozen meditations on it by the author Léon Bloy which I found obscure. I preferred the final passage where he describes the thinking underlying the intellectual activity of the Cabbalists:

Bloy did no more than apply to the whole of Creation the method which the Jewish Cabalists applied to the Scriptures. They thought that a work dictated by the Holy Spirit was an absolute text: in other words, a text in which the collaboration of chance was calculable as zero. This portentous premise of a book impenetrable to contingency, of a book which is a mechanism of infinite purposes, moved them to permute the scriptural words, add up the numerical value of the letters, consider their form, observe the small letters and capitals, seek acrostics and anagrams and perform other exegetical rigours which it is not difficult to ridicule. Their excuse is that nothing can be contingent in the work of an infinite mind

A Note on (toward) Bernard Shaw

A book is more than a verbal structure or series of verbal structures; it is the dialogue it establishes with its reader and the intonation it imposes upon his voice and the changing and durable images it leaves in his memory. This dialogue is infinite… Literature is not exhaustible, for the sufficient and simple reason that no single book is. A book is not an isolated being: it is a relationship, an axis of innumerable relationships…

I didn’t quite understand the thrust of this essay which begins by refuting the notion that literature is purely a game, and asserts that it involves and tone of voice and relationship with a reader, and then seems to go on to say that this is in some measure proven by the works of George Bernard Shaw whose philosophy may be derivative (Butler and Schopenhauer) but whose prolific invention of character is unprecedented in his time. The sardonic Irishman is an odd choice for the sly Argentinian to single out for praise.

A New Refutation of Time

Consists of two essays written in the 1940s. They are complex and hard to follow but I think he begins with the philosophical doctrine of Idealism which claims the human mind consists of a succession of sense perceptions and doesn’t require there to be a ‘real world’ out there, behind them all. Borges is, I think, trying to go one step further and assert that there need not be a succession of sense perceptions, there is no logical necessity for these impressions to be in the series which we call time. There is only the present, we can only exist in the present, therefore there is no time.

Parables

A series of very short thoughts, images, moments or insights which inspire brief narratives pregnant with meaning or symbolism. Kafka, of course, also wrote modern parables, parables with no religious import but fraught with psychological meaning.

Inferno, 1, 32

God sends a leopard kept in a cage in late 13th century Italy a dream in which he explains that his existence, his life history and his presence in the zoo are all necessary so that the poet Dante will see him and place him at the opening of his poem, The Divine Comedy.

Paradiso, XXXI, 108

Who of us has never felt, while walking through the twilight or writing a date from his past, that something infinite had been lost?

Maybe the mysterious thing which St Paul and the mystics saw and could not communicate appears to all of us every day, in the face of the street lottery ticket seller. Perhaps the face of Jesus was never recorded so that it could become the face of all of us.

Ragnarök

He has a dream. He was in the School of Philosophy and Letters chatting with friends when a group breaks free from the mob below to cries of ‘The gods! The gods’ who take up their place on the dais after centuries of exile. But during that time they have become rough and inhuman, they cannot actually talk but squeak and grunt.

Centuries of fell and fugitive life had atrophied the human element in them; the moon of Islam and the cross of Rome had been implacable with these outlaws. Very low foreheads, yellow teeth, stringy mulatto or Chinese moustaches and thick bestial lips showed the degeneracy of the Olympian lineage. Their clothing corresponded not to a decorous poverty but rather to the sinister luxury of the gambling houses and brothels of the Bajo. A carnation bled crimson in a lapel and the bulge of a knife was outlined beneath a close-fitting jacket. Suddenly we sensed that they were playing their last card, that they were cunning, ignorant and cruel like old beasts of prey and that, if we let ourselves be overcome by fear or pity, they would finally destroy us. We took out our heavy revolvers (all of a sudden there were revolvers in the dream) and joyfully killed the Gods.

Parable of Cervantes and the Quixote

How could Miguel de Cervantes ever have guessed that his attempt to mock and undermine the glorious myths of the Age of Chivalry in his fictitious character, Don Quixote, would itself become a larger-than-life myth? (Well, anyone who has studied a bit of human nature and knows that humans are the myth-making species, constantly rounding out narratives, creating stories which explain everything in which larger-than-life figures either cause all evil or all good.)

The Witness

Borges imagines the last pagan Anglo-Saxon, the last eye-witness of the sacrifices to the pagan gods, living on into the new age of Christianity. What memories and meanings will be lost at his death? Which makes him reflect on what will be lost when he himself dies.

A Problem

A very abstruse problem: Cervantes derives Don Quixote from an Arab precursor, the Cide Hamete Benengeli. Imagine a scrap of manuscript is discovered in which his knightly hero discovers that in one of his fantastical conflicts he has actually killed a man. How would Quixote respond? And Borges imagines four possible responses.

Borges and I

The narrator, Borges, speculates about the other Borges. On a first reading I take this to be the Borges of literature, the Borges who both writes the stories and is conjured into existence by the stories, who is not the same as the flesh and blood Borges who walks the streets.

Little by little, I am giving over everything to him, though I am quite aware of his perverse custom of falsifying and magnifying things

Everything and Nothing

A moving and beautiful meditation on the life of William Shakespeare which paints him as a hollow man, plagued by his own emptiness, who seeks to fill it with books, then with sex with an older woman (marriage to Anne Hathaway), moving to the big city, and involvement in about the most hurly-burly of professions, acting, before someone suggests he writes plays as well as acting in them, and he fills his soul with hundreds of characters, giving them undreamed-of speeches and feelings, before, an exhausted middle aged man he retires back to his provincial birthplace, and renounces all poetry for the gritty reality of lawsuits and land deals before dying young.

In a fantastical coda, he arrives in heaven and complains to God that all he wants is to have an identity, to be a complete man instead of a hollow man, but God surprises him with his reply.

After dying he found himself in the presence of God and told Him: ‘I who have been so many men in vain want to be one and myself.’ The voice of the Lord answered from a whirlwind: ‘Neither am I anyone; I have dreamt the world as you dreamt your work, my Shakespeare, and among the forms in my dream are you, who like myself are many and no one.’


Labyrinths

A labyrinth is a structure compounded to confuse men; its architecture, rich in symmetries, is subordinated to that end. (The Immortal)

The choice of this word for the title of the volume is no accident. The metaphor of the labyrinth, referring to endless tangles of intellectual speculation, crops up in most of the stories and many of the essays. It is a founding metaphor of his work.

  • Tlön is surely a labyrinth, but it is a labyrinth devised by men, a labyrinth destined to be deciphered by men.
  • Haslam has also published A General History of Labyrinths
  • I have some understanding of labyrinths: not for nothing am I the great grandson of that Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost.
  • I thought of a labyrinth of labyrinths, of one sinuous spreading labyrinth that would encompass the past and the future and in some way involve the stars
  • Once initiated in the mysteries of Baal, every free man automatically participated in the sacred drawings, which took place in the labyrinths of the god every sixty nights (Babylon)
  • Another [book] (very much consulted in this area) is a mere labyrinth of letters (Babel)
  • He is rescued from these circular labyrinths by a curious finding, a finding which then sinks him into other, more inextricable and heterogeneous labyrinths (Theme of the Traitor and the Hero)
  • I felt that the world was a labyrinth, from which it was impossible to flee… (Death and the Compass)
  • On those nights I swore by the God who sees with two faces and by all the gods of fever and of the mirrors to weave a labyrinth around the man who had imprisoned my brother (Death and the Compass)
  • Meticulously, motionlessly, secretly, he wrought in time his lofty, invisible labyrinth (The Secret Miracle)
  • Intolerably, I dreamt of an exiguous and nitid labyrinth: in the center was a water jar; my hands almost touched it, my eyes could see it, but so intricate and perplexed were the curves that I knew I would die before reaching it. (The Immortal)
  • There were nine doors in this cellar; eight led to a labyrinth that treacherously returned to the same chamber; the ninth (through another labyrinth) led to a second circular chamber equal to the first. (The Immortal)
  • You are not lighting a pyre, you are lighting a labyrinth of flames. (The Theologians)

The most labyrinthine story is The Garden of Forking Paths in which the word occurs 18 times.

The labyrinth is a metaphor for the mind and the way it never stops speculating, creating unending streams of interpretation, of our lives, of the world, of each other, of everything, each more entrancing and futile than the one before (among which are ‘the intimate delights of speculative theology’). Thus many of his ‘stories’ feature hardly any characters, events or dialogue – all the energy goes toward capturing the beguiling, phosphorescent stream-of-ideas of an extremely learned, religio-philosophical, fantastical mind:

I thought that Argos and I participated in different universes; I thought that our perceptions were the same, but that he combined them in another way and made other objects of them; I thought that perhaps there were no objects for him, only a vertiginous and continuous play of extremely brief impressions. I thought of a world without memory, without time; I considered the possibility of a language without nouns, a language of impersonal verbs or indeclinable epithets. (The Immortal)

And this endless stream of ideas reflects the way a mature world is full of infinite iterations of any given object. Looking at a coin in his hand:

I reflected that every coin in the world is a symbol of those famous coins which glitter in history and fable. I thought of Charon’s obol; of the obol for which Belisarius begged; of Judas’ thirty coins; of the drachmas of Laï’s, the famous courtesan; of the ancient coin which one of the Seven Sleepers proffered; of the shining coins of the wizard in the 1001 Nights, that turned out to be bits of paper; of the inexhaustible penny of Isaac Laquedem; of the sixty thousand pieces of silver, one for each line of an epic, which Firdusi sent back to a king because they were not of gold; of the doubloon which Ahab nailed to the mast; of Leopold Bloom’s irreversible florin; of the louis whose pictured face betrayed the fugitive Louis XVI near Varennes. (The Zahir)

And:

Money is abstract, I repeated; money is the future tense. It can be an evening in the suburbs, or music by Brahms; it can be maps, or chess, or coffee; it can be the words of Epictetus teaching us to despise gold; it is a Proteus more versatile than the one on the isle of Pharos. It is unforeseeable time, Bergsonian time, not the rigid time of Islam or the Porch.

Everything relates to everything else. Everything is a symbol of everything else, including the most profound categories of thought, hundreds, thousands of which have been dreamt up by the centuries full of metaphysicians and mystics. Anything can stand for anything else and that is, or should be, the freedom of literature, showing us how the infinite nature of human thought can liberate us, at every moment.

Tennyson once said that if we could understand a single flower, we should know what we are and what the world is. Perhaps he meant that there is no fact, however insignificant, that does not involve universal history and the infinite concatenation of cause and effect. Perhaps he meant that the visible world is implicit in every phenomenon, just as the will, according to Schopenhauer, is implicit in every subject… (The Zahir)

Or perhaps something else again, and something else again, and on forever, as long as we breathe, as long as we have consciousness, which consists of impressions, connections, moods, feelings and thoughts endlessly unfurling. Hence his interest in The Infinite, which is the subject of many of the stories (The Library of Babel) and the essay on Achilles and the tortoise which examines the infinitely recursive nature of intelligence. Speaking of the paradox, he writes:

The historical applications do not exhaust its possibilities: the vertiginous regressus in infinitum is perhaps applicable to all subjects. To aesthetics: such and such a verse moves us for such and such a reason, such and such a reason for such and such a reason…

And so on, forever.

Labyrinths as a labyrinth

I began to note how certain names and references recur in many of the stories, for example the name and works of Kafka or the paradox of Achilles and the tortoise, Schopenhauer’s notion of the world as a fantasy, Spinoza’s that all things long to persist as themselves – when it occurred to me that these references and motifs which recur across so many stories and essays themselves create a matrix or web which links the texts subterraneanly, so to speak, and themselves create a kind of labyrinth out of the text of Labyrinths. That the totality of the book Labyrinths is itself a labyrinth.

And, rereading that definition – ‘A labyrinth is a structure compounded to confuse men’ – maybe the enjoyment of this awesome book comes from savouring pleasurable confusions; maybe it is about entering a world of carefully controlled and contrived intellectual bewilderments.

The Borgesian

There’s an adjective, apparently, Borgesian, which means: ‘reminiscent of elements of Borges’ stories and essays, especially labyrinths, mirrors, reality, identity, the nature of time, and infinity’.

In his preface, André Maurois, in an attempt to convey the sense Borges’s stories give us of a vast erudition, says that Borges has read everything, but this isn’t quite true. His fictions very cannily give the impression that he has read widely, but it becomes clear fairly quickly that he has read widely in a very particular kind of text, in a certain kind of semi-mystical philosophy and metaphysics, often venturing from the fairly reputable works of Berkeley or Hume or Schopenhauer out into the arcane and mysterious byways of Christian and Islamic and Judaic theology, with the occasional excursion into the wisdom of Chinese magi.

These attributes – the combination of reputable Western philosophers with obscure religious mystics, and the casual mingling of Western texts with dicta from the Middle East or China – are exemplified in probably most famous of all Borges’s stories, Tlön, Uqbar, Orbis Tertius. Here’s a complete list of all the books and ideas referred to in just this one short essay:

Books

  • The Anglo-American Cyclopaedia (New York, 1917)
  • Ritter’s Erdkunde
  • Justus Perthes’ atlases
  • Silas Haslam: History of the Land Called Uqbar (1874)
  • Silas Haslam: A General History of Labyrinths
  • Lesbare und lesenswerthe Bemerkungen über das Land Ukkbar in Klein-Asien (1641) by Johannes Valentinus Andreä
  • Thomas De Quincey (Writings, Volume XIII)
  • Bertrand Russell: The Analysis of Mind (1921)
  • Schopenhauer: Parerga und Paralipomena (1851)
  • Hydriotaphia, Urn Burial, or a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)

References

  • the Gnostic philosophers’ belief that the world is a pale parody of the real Creation
  • the Islamic tradition of the marvellous Night of Nights
  • David Hume’s comments on the philosophy of George Berkeley
  • Meinong’s theory of a subsistent world
  • Spinoza’s attribution to the Almighty of the attributes of time and extension
  • a heresiarch of the eleventh century
  • Zeno’s paradoxes
  • The Tao Te Ching
  • The 1001 Nights
  • hermetic philosophy

And then there are the hoaxes for which Borges acquired quite a reputation. Silas Haslam does not exist, is merely a fictional author and, scattered throughout these 40 texts, among the pedantic footnotes citing genuine works of philosophy or theology, are scattered other fictional authors, thinkers and ideas. In Borges’s hands the worlds of fiction and ‘reality’ meet and mingle on equal terms. They are, after all, situated in the realm of discourse, and can there be anything more imaginary than that?


Related links

Borges reviews

The Knight of the Burning Pestle by Francis Beaumont (1607)

It is the spring of 1607 and a play is just about to start in the Blackfriars theatre. Unlike Shakespeare’s Globe theatre across the river, the Blackfriars is not open to the elements but roofed, and it is also small, meaning tickets are more expensive (sixpence compared to a penny admission at the Globe). Not surprisingly, it caters to a more upmarket audience, including courtiers and men-about-town who like to think themselves a cut above the middle-class merchants and artisans of ever-expanding London. The Blackfriars was a venue for ‘coterie drama’ for gentleman ‘wits’, in contrast to the more popular drama of writers like Shakespeare and Thomas Heywood across the water in Southwark.

One last point. The Blackfriars theatre was associated with the fashion for boy actors who grew increasingly popular from the turn of the century, specifically the members of the troupe called The Children of the Queen’s Revels. These boy actors were generally between the ages of 8 and 12! Yes, boys originally played all the roles in this play and many like them. Girls, women, heroines, matrons and old ladies, dashing heroes and crotchety old men – all played by boys.

The prologue

Anyway, a new play is about to begin and the actor playing the Prologue steps forward dressed in a long, black velvet cloak and a garland of bays to address the audience, setting the scene for the troupe’s new play which is entitled The London Merchant. But he hasn’t even completed three lines of the prologue before he is rudely interrupted by a member of the audience, who climbs up onstage to talk to him.

It quickly becomes clear that this man is George, a London grocer, and he starts decrying the new play before it’s even begun, moaning that it’s another one of those satires which mock honest merchants like himself.

Taken aback, the Prologue asks what he’d like instead. The merchant replies he wants to see something which stars a merchant like himself, and tales of romance and adventure. At which point his wife, Nell, starts yelling from down in the audience that she wants to see a play about a grocer who is a knightly hero and kills a lion with a pestle! – a random, off-the-wall suggestion which the loudmouth grocer promptly takes up.

The Prologue complains that they should have told him this request month ago, it’s too late now, they’ve rehearsed the new play and have no boys free to play a merchant. ‘I’ve got the solution’, says the merchant, ‘let my boy Rafe play him, his acting and impersonations are the highlight of every party’. And he promptly gets Rafe to prove it by hauling him onstage and getting him to declaim part of Hotspur’s speech from Henry IV part 1, loudly and confidently.

The Prologue reluctantly agrees that Rafe is pretty good, and tasks one of the assistants to take him backstage to be rigged up in acting apparel, then the Prologue asks for the merchant and his wife to be seated. Comically, they hustle and bustle themselves among the stools on the stage. (This was another feature of the Blackfriars theatre – that supposed wits and gallants paid extra to sit onstage throughout the play, making comments on it or chatting among themselves or grandstanding to the audience.)

By sitting on the stage you have a signd patent to engrosse the whole commodity of Censure; may lawfully presume to be a Girder; and stand at the helme to steere the passage of scaenes; yet no man shall once offer to hinder you from obtaining the title of an insolent over-weening Coxcombe…. If you know not ye author, you may raile against him, and peradventure so behave your selfe, that you may enforce the author to know you.
(The Gull’s Horn-Book by Thomas Dekker, 1609)

The grocer and his wife now rudely push themselves and their stools in among these posh gentlemen, presumably causing amusement in the wider audience down in auditorium at this breach of decorum.

Now the Prologue recommences his speech and out of this initial confusion it emerges that the play is going to have three distinct strands:

  1. The original plot of The London Merchant in which two young men – gentle but stupid Humphrey and charismatic but unpredictable Jasper Merrythought – vie for the hand of the merchant Venturewell’s daughter, Luce, with the usual round of complications.
  2. Rafe’s narrative – The Knight of the Burning Pestle – in which he dresses as a traditional knight errant of romance, is assisted by his squire and page (a fellow apprentice named Tim and a dwarf named George), declaims high heroic poetry and has a series of mock heroic adventures, some of which are based on Cervantes’ recent novel Don Quixote, but many of which stem from the same Iberian romances and mock heroic romances.
  3. Finally, the continual interruptions and commentary from George and his wife, specially whenever Rafe enters – applauding his every move when he’s onstage, and barracking the other actors and demanding his return whenever he’s absent, plus their running commentary on almost everything else, including the reactions of the audience and the gentlemen on stools.

It’s funny but it’s a real ragbag. Jasper, the rascally apprentice, is fired by merchant Venturewell, but manages to ravish young Luce off to the romantic venue of Waltham Forest. There’s an episode where the couple lie down to sleep, and Luce indeed falls asleep, at which point Jasper undergoes a curious transformation and decides he will wake her, threaten her with his sword, declaring he must have her blood to avenge her father’s wrongs (in booting Jasper out of his apprenticeship). This is ludicrous to begin with but is made doubly so by the immediate intervention of Nell the grocer’s wife, who’s never liked him and now starts damning his behaviour.

Later the pallid, useless apprentice Humphrey enters and confronts Jasper, who promptly beats him black and blue, leading Nell the grocer’s wife to not only berate him again, but cross over to poor HUmphrey and offer him several herbal remedies for his poor bruises.

Meanwhile we learn that Jasper’s parents are Old Merrythought and Mistress Merrythought, and their younger son, Michael, still lives with them. Old Merrythought is a strange ‘comic’ creation, he speaks almost entirely in songs, unstoppably answering every question and accusation and request by singing an excerpt from one of the many popular songs of the time.

OLD MERRYTHOUGHT: I would not be a serving-man
To carry the cloak-bag still,
Nor would I be a falconer
The greedy hawks to fill;
But I would be in a good house,
And have a good master too;
But I would eat and drink of the best,
And no work would I do.

He is utterly spendthrift, gay and merry, giving absolutely no thought for the morrow, and so drives his wife mad with his careless insouciance. In fact his wife has determined to leave him because he has spent all their money on drinking and partying.

OLD MERRYTHOUGHT: This it is that keeps life and soul together, mirth; this is the philosopher’s stone that they write so much on, that keeps a man ever young.

Nell, the grocer’s wife, once again is fiercely critical of Old M, not least in the scenes where he shows his complete indifference to his wife, for being ‘an ingrant old man to use his bed-fellow so scurvily’.

The London Merchant moves towards a big scene in the final act, where Venturewell has recaptured his daughter Luce, from Jasper, and locked her in his house, preparatory to her marrying the good apprentice, Humphrey. Jasper concocts a Cunning Plan, which is to pay a boy and some carriers to convey a letter to Venturewell saying that he, Jasper, has died and he has one dying request, can his corpse be conveyed into Venturewell’s house so that Luce can pay her last respects, say goodbye, and be ready to marry Humphrey.

As you might expect, this is a scam, the coffin arrives and Jasper is in it alright, lying still under a black velvet cloth. Venturewell allows it into the living room and leaves Luce to weep and mourn and declaim a page of sad verse over the body of her beloved, before Jasper suddenly leaps up out of the coffin and nearly scares her to death. He quickly gets her to swap places, covers her with the velvet cloth and gets the boy and carrier to convey her out, as if carrying Jasper to a cemetery.

Meanwhile, Jasper hides and covers his face in white flour so that, when Venturewell comes back on stage, Jasper suddenly appears like a ghost, terrifying Venturewell and threatening to haunt him for the rest of his life until he makes things right, beats and punishes Humphrey. Poor Humphrey enters at this stage and is promptly beaten for the second time in the play.

This is more or less the climax of the main play as Venturewell promises to do absolutely anything to make things right with the ghost and avoid being haunted – at which point Jasper reveals that he is not in fact dead, invites Luce back onstage, and gets the relieved Venturewell to agree to their being married. Finally.

Meanwhile, this narrative has been interwoven with a series of comic mock-heroic escapades featuring Rafe.

RAFE: My name is Rafe; I am an Englishman,
(As true as steel, a hearty Englishman,)
And prentice to a grocer in the Strand

It is clear from the moment he comes back onstage, hurriedly dressed up in the best knightly costume that the boy players can be spared, and sets about telling his squire (Tim the apprentice) and George the dwarf that they must no longer call him Rafe but address him as ‘the Knight of the Burning Pestle’ and so on, that his segments are going to be the most amusing.

RAFE: I charge you that from henceforth you never call me by any other name but “the right courteous and valiant Knight of the Burning Pestle;” and that you never call any female by the name of a woman or wench, but “fair lady,” if she have her desires, if not, “distressed damsel”; that you call all forests and heaths “deserts,” and all horses “palfreys.”

Three of his adventures stick out. He and his liegemen travel out to Waltham Forest (where their tracks cross, at various points, Jasper and Luce, and Mistress Merrythought and her son, Michael) and put up at the Bell Inn which is transformed, in his imagination, into a castle.

The host of the Bell twigs to the joke and then Rafe to visit the cave of the monster Barbaroso who is, in fact, the village surgeon-barber, and where they find three ‘victims’ languishing in his ‘dungeons’, who are in fact a customer having his hair cut and two others undergoing the totally quackish treatment Elizabethan surgeon-barbers were famous for. (The red and white swirly pole outside barbershops to this day recalls the times when surgeon-barbers let blood as well as shaving and trimming their customers.)

And lastly Rafe leads a number of his fellow prentices out to Moorfields in what, onstage, amounts to half a dozen small boys drilling with toy weapons, but in Rafe and the grocer’s imagination, becomes an army training before setting off to the wars in France.

But, Nell, I will
have Ralph do a very notable matter now, to
the eternal honour and glory of all grocers.

All the way through Rafe’s high-blown heroic poetry and noble sentiments, especially when he meets a damsel in distress (for example Mistress Merrythought when she gets lost in Waltham Forest), are undercut by the fact that he occasionally lets slip that he is in fact a grocer’s apprentice whose girlfriend is Susan, a cobbler’s daughter from Milk Street.

What’s odd because it’s inconsistent about these scenes is that we all understand they have been extemporised i.e. they’re not part of the rehearsed play being performed for us – and yet Rafe and the other characters in his ‘romance’ parts of the plot – the innkeeper and his daughter, the barber Barbaroso and his victims – all play along with the gag. This doesn’t really make sense – how could all these people be prepared, dressed and rehearsed with no time?

And it’s even weirder, because they are not only – on the face of it – extemporising with impressive speed, they are extemporising a play within a play within a play: because not only is Rafe 1. performing a play whose scenes 2. have been inserted into The London Merchant, but 3. he is shown explaining to the actors playing an innkeeper or a barber, that they in fact need to 3. speak and act on another level, as heroic characters from romance.

Some of Rafe’s scenes closely echo scenes in Cervantes’ long fiction Don Quixote, the first part of which had been published only a few years earlier, in 1605, although there is scholarly argument about whether Beaumont took the scenes from Cervantes or from earlier mock heroic comedies which are common sources for both.

The Rafe plot concludes after the grocer and his wife loudly demand a heroic ending for their Rafe and so, once the Jasper-Luce-Venturewell happy ending is tied up and they’ve exited the stage, Rafe staggers onstage with a fake arrow through his neck, as if mortally and heroically wounded in the wars, before delivering a long and ‘moving’ death speech and expiring to the floor – despite the disapproval of one of the main players:

WIFE: Now, good husband, let him come out and die.
CITIZEN: He shall, Nell.—Ralph, come away quickly, and die, boy!
BOY: ‘Twill be very unfit he should die, sir, upon no occasion — and in a comedy too.

Nell the grocer’s wife is beside herself with emotion, and immediately makes Rafe get to his feet and take a bow and introduces him to the fine gentlemen sitting on their stools and commends him to the audience. Everything has a happy ending and the audience go away happy.

The title

The title has about three sources and/or meanings. The pestle was one of the many signs hanging outside the shops of tradesmen in London, the pestle from a mortar and pestle used to grind up the spices sold at a grocer’s shop.

The pestle can also be thought of as a kind of weapon, along the lines of a club, and appears as such on the heraldic shield which the players quickly knock up for Rafe. And on the level of sexual innuendo which absolutely drenched Elizabethan and Jacobean theatre, it symbolises a penis, and the burning sensation can be attributed to the very common sexually transmitted diseases of the period, syphilis and gonorrhea.


Related links

There is no author’s name on any of the early printed editions of the play and the tradition grew up that it was one of the many collaborations between Beaumont and John Fletcher. Thus the 1913 edition of the play which Project Gutenberg has transferred online indicates that the play was written by both authors. But according to the editor of the 1986 New Mermaid edition, Michael Hattaway, recent, detailed studies of the play’s language have conclusively proved it was by Beaumont alone.

Jacobean comedies

Elizabethan art

17th century history

Restoration comedies

Franz Kafka on the tenth anniversary of his death by Walter Benjamin (1934)

The German-Jewish literary critic Walter Benjamin (1892 – 1940) published several pieces about Franz Kafka, which were later collected in the selection of his essays titled Illuminations.

Franz Kafka on the tenth anniversary of his death (1934)

What makes Benjamin so enjoyable to read also makes him difficult to summarise. This is that he proceeds by a process of association, linking together thoughts and ideas to whip up a meringue of insights in a manner which is closer to that of a creative writer than a logical analyst. One thing leads to another which leads to another, and all sorts of sparks fly off all along the way.

This is exacerbated by the way he tends to bring out a flavour or aspect of a writer by comparing, by laying them alongside, work by another writer or from another tradition i.e. he works by a process of comparison and association.

Thus he opens the whole essay, not with anything by Kafka at all, but by telling a legend associated with the great Russian statesman Potemkin in order to make a preliminary definition of ‘the Kafkaesque’ – and at other moments he describes part of the legend of Ulysses, compares Kafka’s writing to that of the Chinese sage Lao Tse, or to Chinese theatre, or to the relationship between Jewish Holy Scriptures.

Some commentators have compared Benjamin’s approach to the Modernist technique of collage, cutting up and pasting next to each other material from different sources and traditions, in order to spark and jar interesting new perspectives and insights.

This makes for an immensely enjoyable, learned and impressionistic carnival ride through the subject being analysed, and reading Benjamin makes you feel wonderfully well-read and clever – which accounts for his enduring popularity among undergraduates ever since his essays were translated and became available in the 1970s. But also makes it quite difficult to grasp and define the points he’s making, or to extract logical summaries of his essays. That said, here’s my attempt to summarise the key points of this essay:

Original sin

Kafka’s world is one of people dogged by the Original Sin of having been born to fathers who have instituted an obscure and unknowable Law, which no-one can live up to, fathers who are themselves subject to decay, decline and fall. It is a primeval world:

  • ‘Laws and definite norms remain unwritten in the prehistoric world. A man can transgress them without suspecting it.’
  • ‘It takes us back far beyond the time of the giving of the Law on twelve tablets to a prehistoric world, written law being one of the first victories scored over this world. In Kafka the written law is contained in books, but these are secret; by basing itself on them the prehistoric world exerts its rule all the more ruthlessly.’
  • ‘…the prehistoric forces that dominated Kafka’s creativeness’
  • ‘In the mirror which the prehistoric world held before him in the form of guilt he merely saw the future emerging in the form of judgment.’

A world so prehistoric that it seems to exist before the world of myths and legends that we learned about at school, a world of inchoate feelings which only later, in man’s earliest myths and legends, found their first expression. [This is clearly an impressionistic, literary way of thinking about Kafka.]

The only beings who seem to exist outside the punishing dyad of decaying authority figures and stricken sons are ‘the assistants’, that category of characters who are not serious, are frivolous, who giggle and fool around. They seem to have escaped, or were never part of, the fallen world of endless guilt.

Characters in experimental theatre

Benjamin brings together allusions from the ‘gestic’ nature of ancient Chinese theatre and the melodramatic postures of characters in El Greco paintings, to bring out the way that many of the stories and characters can be seen as gestures. Each is playing a stylised role.

Key to this insight is the central role of the Nature Theatre of Oklahoma, in Amerika, which is clearly an allegorical entity, and which everyone is welcome to join.

a good number of Kafka’s shorter studies and stories are seen in their full light only when they are, so to speak, put on as acts in the “Nature Theater of Oklahoma.” Only then will one recognize with certainty that Kafka’s entire work constitutes a code of gestures which surely had no definite symbolic meaning for the author from the outset; rather, the author tried to derive such a meaning from them in ever-changing contexts and experimental groupings. The theater is the logical place for such groupings.

It strikes me as a profound way of reimagining the stories to say that ‘ Kafka’s entire work constitutes a code of gestures’. That’s quite a fertile insight, it makes you reflect back over the oeuvre, and consider how much and in what way it applies to the stories or novels.

The next bit is even more powerful:

a code of gestures which surely had no definite symbolic meaning for the author from the outset; rather, the author tried to derive such a meaning from them in ever-changing contexts and experimental groupings.

Now that is really profound because it opens up your understanding. A basic level understanding of Kafka’s work might be to say that he kept trying to write more or less the same story but kept failing. The motto of this fairly linear reading of Kafka would be Samuel Beckett’s famous line:

Ever tried. Ever failed. No matter. Try again. Fail again. Fail better. (from Worstward Ho!, 1983, Beckett’s second-to-last published work)

Benjamin’s metaphor is immediately more accurate, rich and suggestive, in that it is three dimensional: now the varied characters Kafka created are not doing the same thing, but actors trying out different stylised gestures within a vast stage or theatre (three dimensional because, though most are on the surface of the earth, some are up in the air – like the trapeze artist of First Sorrow, some beneath the ground like the narrator of The Burrow).

Parables

Benjamin makes some preliminary remarks about parables, dividing them into two types, ones which unfold like a bud blossoming into a flower, the other like a careful piece of origami which the maker opens and flattens out into a flat blank piece of paper, and goes on to relate the second type to Kafka’s work. Very brilliantly he nails the sense I’ve had throughout reading them that all the stories are immensely pregnant with deeper meaning but that… they resist all attempts to reveal, expose or define it.

They are not parables, and yet they do not want to be taken at their face value; they lend themselves to quotation and can be told for purposes of clarification. But do we have the doctrine which Kafka’s parables interpret and which K.’s postures and the gestures of his animals clarify? It does not exist; all we can say is that here and there we have an allusion to it.

Not only does it not exist, but Benjamin brilliantly captures the profoundly evanescent feel of this eluding meaning – that Kafka was struggling to express something ancient and primeval or, in a brilliant moment, that his works could just as well be taken as the building blocks towards a new doctrine and teaching of some kind.

Kafka might have said that these are relics transmitting the doctrine, although we could regard them just as well as precursors preparing the doctrine.

Benjamin takes a detour into discussing how the central subject of the works was how we organise ourselves into society, and takes the story about the Great Wall of China as a classic example of meditating on this subject. But then he returns with another thought about parables, which is the care Kafka took to ensure that they resisted interpretation.

Kafka had a rare capacity for creating parables for himself. Yet his parables are never exhausted by what is explainable; on the contrary, he took all conceivable precautions against the interpretation of his writings. One has to find one’s way in them circumspectly, cautiously, and warily.

This is a more practical, understandable point – that Kafka’s writings seem to be cast in the form of allegories and parables in order to prompt and invite interpretation by his readers. And yet, the closer you look, it feels like the more cannily they have been arranged so as to lead you only so far, before resisting all final, one-version interpretations. Before evading your grasp.

Talmudic interpretations

Benjamin was acutely aware of his Jewish heritage, and powerfully tuned in to the social plight and cultural role played by Jewish Germans of his own generation, a theme explained very clearly and thoroughly by Ernst Pawel in his biography of Kafka. This essay is sprinkled with references to Kafka’s Jewishness and by allusions to Jewish literary, theological and interpretative traditions and to individual Jewish folk stories or legends. Thus he writes of Kafka’s parables

This does not mean that his prose pieces belong entirely in the tradition of Western prose forms; they have, rather, a similar relationship to doctrine as the Haggadah does to the Halakah.

But I have no idea what the Haggadah or Halakah are. This particular section ends with Benjamin retelling a Talmudic legend told by a rabbi in answer to the question why Jews celebrate a meal every Friday evening. Some of Benjamin’s many allusions (like the one which compares the gestures of Kafka protagonists to the stricken, arms-raised gestures of El Greco figures who seem to be ripping open the sky behind them) illuminating and empowering. But I found Benjamin’s references to the Jewish tradition, on the whole, closing and narrowing.

This is by contrast to the lengthy sections Ernst Pawel devotes to the social and cultural plight of German-speaking Jews in the 1890s and early 1900s, in Austria, in Germany and in Kafka’s Bohemia, which I found electrifying. As Pawel describes the legal and political discrimination they suffered, the almost daily indignities, the attacks in the Press and by academics and nationalist writers, Pawel builds up a sense of the real climate of fear and alertness to attack from any sides which many of them felt and which I found helped me gain a deeper appreciation of Kafka’s permanent sense of unease and dread.

The hunchback

Benjamin asserts that the two commonest ways of interpreting or criticising Kafka’s texts – the psychological and the religious – are equally wrong.

There are two ways to miss the point of Kafka’s works. One is to interpret them naturally, the other is the supernatural interpretation. Both the psychoanalytic and the theological interpretations equally miss the essential points.

I tend to agree. (And so does Vladimir Nabokov, in his lecture on Kafka.) When Benjamin quotes some overtly Christian literary commentary on Kafka, its main effect is to make you realise how completely the entire Christian philosophy and worldview has disappeared from criticism and indeed most contemporary discourse. There are many many more articles about Islam in my newspapers and magazines than there are about Christianity.

As to psychology and psychoanalysis, still very much with us, I find it too trivial. That Kafka was afraid of his father or trapped in a hothouse stifling Jewish urban household, doesn’t begin to explain his genius, or the effect his writings have on us.

I didn’t understand much of what Benjamin says here.

Kafka could understand things only in the form of a gestus, and this gestus which he did not understand constitutes the cloudy part of the parables. Kafka’s writings emanate from it.

Nor when he quotes Kafka writing about a fictional character labouring under the weight of his ‘family, and goes on to say:

Doing this family’s bidding, he moves the mass of historical happenings as Sisyphus rolled the stone.

But I do mostly understand him when he goes on to emphasise the prehistoric nature of Kafka’s world, which he strikingly describes as a swamp world.

Kafka did not consider the age in which he lived as an advance over the beginnings of time. His novels are set in a swamp world.

This swamp metaphor allows Benjamin to link to some of the women Kafka’s protagonists encounter, describing them as swamp women (which chimes with the eerie detail in The Trial that the middle fingers of the woman Leni are joined together by a web of skin.) Benjamin makes the claim that only conceptualising the stories as coming from primeval prehistoric zone can we read them correctly.

Only from this vantage point can the technique of Kafka the storyteller be comprehended.

And then to move briskly on to the notion that everyone Joseph K. talks to speaks to him as if her has actually known all along the processes and procedures of the Court, but has for some reason forgotten them. This allows Benjamin to assert that the real subject of The Trial is forgetting and then to segue, as he so often does, into the role of memory in Jewish belief and ritual, quoting from Willy Haas that:

Memory plays a very mysterious role as piousness. It is not an ordinary, but … the most profound quality of Jehovah that he remembers, that he retains an infallible memory ‘to the third and fourth, even to the hundredth generation.’ The most sacred . . . act of the . . . ritual is the erasing of sins from the book of memory.

Benjamin conflates this deep memory as extending back into the prehistoric primeval world he has conjured up

What has been forgotten – and this insight affords us yet another avenue of access to Kafka’s work – is never something purely individual. Everything forgotten mingles with what has been forgotten of the prehistoric world, forms countless, uncertain, changing compounds, yielding a constant flow of new, strange products. Oblivion is the container from which the inexhaustible intermediate world in Kafka’s stories presses toward the light.

And, Benjamin suggests, this is why Kafka was attracted to narrators who are animals – because Kafka is plunging back into a world so deep, that it is pre-human. That or it casts back to a time when pre-literate tribes identified with sacred animals and set them on their totem poles. In some moods, Kafka is more of the animal world, than the human.

Which, after some convoluted reasoning, brings Benjamin to the biographical snippet that Kafka referred to his tubercular cough as ‘the animal’ – something pre-human rising up out of his own body.

Speaking of the body, Benjamin goes on to point out the frequency of characters in the novels with their heads bent down onto their chests. He then makes a larger than usual leap to connect these fictional characters with the figure of the hunchback in an old German folk song. And from there arrives at a conclusion of sorts, rejecting the two schools of false interpretations mentioned earlier – psychological or Christian – and instead associating Kafka with the prehistoric depths of the German (and Jewish) folk traditions.

In his depth Kafka touches the ground which neither ‘mythical divination’ nor ‘existential theology’
supplied him with. It is the core of folk tradition, the German as well as the Jewish.

Sancho Panza

The final section of the essay is titled Sancho Panza after Cervantes’ comic character, but, with characteristic ellipsis, Benjamin begins by not mentioning Sancho at all, instead quoting another Talmudic or Jewish folk story. See what I mean by the way Benjamin proceeds by building up mosaics or multiple levels of reference and association?

This section weaves together a brief consideration of the Jewish folk story with references to Jaroslav Hašek’s comic character, The Good Soldier Švejk, then refers to Plutarch of all people, to Peter Schlemihl, and arrives back at the Oklahoma Nature Theatre, the student Karl meets in Amerika, the bucket rider and Red Indian and Bucephalus short stories, to create a whirligig of insights and connections. I understood this part:

The invention of the film and the phonograph came in an age of maximum alienation of men from one another, of unpredictably intervening relationships which have become their only ones. Experiments have proved that a man does not recognize his own walk on the screen or his own voice on the phonograph. The situation of the subject in such experiments is Kafka’s situation; this is what directs him to learning, where he may encounter fragments of his own existence, fragments that are still within the context of the role. He might catch hold of the lost gestus the way Peter Schlemihl caught hold of the shadow he had sold. He might understand himself, but what an enormous effort would be required!

I think this section ends up by concluding that hope derives from learning, but learning without a goal.

The gate to justice is learning. And yet Kafka does not dare attach to this learning the promises which tradition has attached to the study of the Torah. His assistants are sextons who have lost their house of prayer, his students are pupils who have lost the Holy Writ.

And he ends his essay by saying it is all summed up in yet another of Kafka’s really short, gnomic pieces, the one about Sancha Panza – and hence the name of this section.

Without making any boast of it Sancho Panza succeeded in the course of years, by devouring a great number of romances of chivalry and adventure in the evening and night hours, in so diverting from him his demon, whom he later called Don Quixote, that his demon thereupon set out in perfect freedom on the maddest exploits, which, however, for the lack of a preordained object, which should have been Sancho Panza himself, harmed nobody. A free man, Sancho Panza philosophically followed Don Quixote on his crusades, perhaps out of a sense of responsibility, and had of them a great and edifying entertainment to the end of his days.

Which I partially understood, but Benjamin himself makes no effort to explain.


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Dates are dates of composition.

The Art of the Novel by Milan Kundera (1986)

Need I stress that I intend no theoretical statement at all, and that the entire book is simply a practitioner’s confession? Every novelist’s work contains an implicit vision of the history of the novel, an idea of what the novel is; I have tried to express here the idea of the novel that is inherent in my own novels. (Preface)

This book contains seven essays on the art of the novel. First, a few observations.

Kundera is an academic Remember Kundera was a lecturer in ‘World Literature’ at Charles University in Prague for some 20 years (1952-75). This is a grand title and obviously encouraged a panoramic overview of the subject. Then he emigrated to France, where he continued to teach at university. He is, in other words, an academic, an expounder, a simplifier and teacher of other people’s views and theories, and that is probably the most dominant characteristic of his fiction – the wish to lecture and explicate.

He discusses a narrow academic canon You quickly realise he isn’t talking about the hundreds of thousands of novels which have been published over the past 400 years – he is talking about The Novel, the ‘serious novel’, ‘real novels’ – an entirely academic construct, which consists of a handful, well at most 50 novelists, across that entire period and all of Europe, whose concerns are ‘serious’ enough to be included in ‘serious’ academic study.

Non-British And he is very consciously European. This means many of his references are alien or exotic to us. Or just incomprehensible. When he says that The Good Soldier Schweik is probably the last popular novel, he might as well be living on Mars. There is no mention of Daniel Defoe, of Walter Scott, Jane Austen, Dickens, Trollope, George Eliot, Conrad, Henry James, DH Lawrence or Virginia Woolf, or anyone from the British ‘Great Tradition’ except the dry and dusty Samuel Richardson, in some histories, the founder of the English novel. He mentions Orwell’s ‘1984’ to dismiss it as a form of journalism. All Orwell’s fiction, he thinks, would have been better conveyed in pamphlets.

There is no mention of American fiction: from Melville through Twain, Hemingway and Faulkner (OK, Faulkner is mentioned right towards the end as one of the several authors who want nothing written about their lives, only their works), Updike or Roth or Bellow. No reference to science fiction or historical fiction or thrillers or detective fiction. Or children’s fiction. There is no mention of South American fiction (actually, he does mention a novel by Carlos Fuentes), or anything from Africa or Asia.

Some exceptions, but by and large, it is a very very very narrow definition of the Novel. Kundera can only talk as sweepingly as he does because he has disqualified 99.9% of the world from consideration before he begins.

1. The Depreciated Legacy of Cervantes (1983)

In 1935 Edmund Husserl gave a lecture titled ‘Philosophy and the Crisis of European Man’. He identifies the Modern Era as starting with Galileo (Dialogue Concerning the Two Chief World Systems, 1632) and Descartes (Discourse on the Method, 1637) and complains that Europe (by which he includes America and the other colonies) has become obsessed with science and the external world at the expense of spirit and psychology, at the expense of Lebenswelt.

Kundera says that Husserl neglected the novel, which was also born at the start of the modern era, specifically in the Don Quixote of Miguel Cervantes (1605). It is in the novel that Europeans have, for 400 years, been investigating the interior life of humanity. The novel discovers those elements of life which only it can discover. Therefore the sequence of great novelists amounts to a sequence of discoveries about human nature:

  • Cervantes – explores the nature of adventure
  • Richardson – the secret life of feelings
  • Balzac – man’s rootedness in history
  • Flaubert – details of the everyday
  • Tolstoy – the intrusion of the irrational into decision making
  • Proust – the elusiveness of time past
  • Joyce – the elusiveness of time present
  • Mann – the role of ancient myth in modern life

At the start of the Modern Era God began to disappear, and with him the idea of one truth. Instead the world disintegrated into multiple truths. In the novel these multiple truths are dramatised as characters.

The whole point of the novel is it does not rush to judgement, to praise or condemn. Religion and ideologies (and political correctness) does that. The whole point of the novel is to suspend humanity’s Gadarene rush to judge and condemn before understanding: to ‘tolerate the essential relativity of things human’ (p.7).

He describes how there is a straight decline in the European spirit, from Cervantes – whose heroes live on the open road with an infinite horizon and never-ending supply of adventures – through Balzac whose characters are bounded by the city, via Emma Bovary who is driven mad by boredom, down to Kafka, whose characters have no agency of their own, but exist solely as the function of bureaucratic mistakes. It’s a neat diagram, but to draw it you have to leave out of account most of the novels ever written – for example all the novels of adventure written in the later 19th century, all of Robert Louis Stevenson, for example.

As in all his Western books, Kundera laments the spirit of the age, how the mass media are making everything look and sound the same, reducing everything to stereotypes and soundbites, simplifying the world, creating ‘the endless babble of the graphomanics’ –  whereas the novel’s task is to revel in its oddity and complexity.

2. Dialogue on the Art of the Novel

In a written dialogue with an interviewer, Kundera moves the same brightly coloured counters around – Cervantes, Diderot, Flaubert, Proust, Joyce. The novel was about adventure, then about society, then about psychology.

He states his novels are outside the novel of psychology. There’s psychology in them but that’s not their primary interest.

Being a central European he sees the 1914-18 war as a catastrophe which plunged art and literature into the grip of a merciless History. The essential dreaminess of a Proust or Joyce became impossible. Kafka opened the door to a new way of being, as prostrate victim of an all-powerful bureaucracy.

He clarifies that a key concern is the instability of the self: which is why characters often play games, pose and dramatise themselves; it is to find out where their limits are.

He clarifies his approach as against Joyce’s. Joyce uses internal monologue. There is no internal monologue at all in Kundera. In fact, as he explains it, you realise that the monologue is his, the author’s as the author tries different approaches in order to analyse his own characters. His books are philosophical analyses of fictional characters. And the characters are conceived as ‘experimental selfs’ (p.31), fully in line with his core idea that the history of the novel is a sequence of discoveries.

If the novel is a method for grasping the self, first there was grasping through adventure and action (from Cervantes to Tolstoy). Then grasping the self through the interior life (Joyce, Proust). Kundera is about grasping the self though examining existential situations. He always begins with existential plights. A woman who has vertigo. A man who suffers because he feels his existence is too light, and so on. Then he creates characters around these fundamentals. Then he puts them into situations which he, the author, can analyse, analyse repeatedly and from different angles, in order to investigate the mystery of the self.

Thus a character is ‘not a simulation of a living being. It is an imaginary being. An experimental self.’ (p.34) Making a character ‘alive’ means getting to the bottom of their existential problem’ (p.35).

A novel examines not reality but existence. And existence is not what has occurred, existence is the realm of human possibilities, everything that man can become, everything he’s capable of. (p.42)

The novelist is neither historian nor prophet: he is an explorer of existence. (p.44)

The novel is a meditation on existence as seen through the medium of imaginary characters. (p.83)

A theme is an existential enquiry. (p.84)

3. Notes inspired ‘The Sleepwalkers’

The Sleepwalkers is the name given to a trilogy of novels by the Austrian novelist Hermann Broch (1886 – 1951). The three novels were published between 1928 and 1932. They focus on three protagonists and are set 15 years apart:

  1. Joachim von Pasenow set in 1888
  2. August Esch set in 1903
  3. Wilhelm Huguenau set in 1918

In their different ways they address on core them: man confronting the disintegration of his values.

According to Kundera, before one writes one must have an ontological hypothesis, a theory about what kind of world we live in. For example The Good Soldier Švejk finds everything about the world absurd. At the opposite pole, Kafka’s protagonists find everything about the world so oppressive that they lose their identities to it.

After all, What is action? How do we decide to do what we do? That is, according to Kundera, the eternal question of the novel. (p.58)

Through an analysis of the plots of the three novels, Kundera concludes that what Broch discovered was the system of symbolic thought which underlies all decisions, public or private.

He closes with some waspish criticism of ‘Establishment Modernism’, i.e. the modernism of academics, which requires an absolute break at the time of the Great War, and the notion that Joyce et al. definitively abolished the old-fashioned novel of character. Obviously Kundera disagrees. For him Broch (whose most famous masterpiece, The Death of Virgil didn’t come out till the end of World War Two) was still opening up new possibilities in the novel form, was still asking the same questions the novel has asked ever since Cervantes.

It is a little odd that Kundera takes this 2-page swipe at ‘Establishment Modernism’, given that a) he is an academic himself, and his own approach is open to all sorts of objections (mainly around its ferocious exclusivity), and b) as he was writing these essays, Modernism was being replaced, in literature and the academy, by Post-Modernism, with its much greater openness to all kinds of literary forms and genres.

4. Dialogue on the Art of Composition (1983)

Second part of the extended ‘dialogue’ whose first part was section two, above. Starts by examining three principles found in Kundera’s work:

1. Divestment, or ellipsis. He means getting straight to the heart of the matter, without the traditional fol-de-rol of setting scenes or background to cities or towns or locations.

2. Counterpoint or polyphony. Conventional novels have several storylines. Kundera is interested in the way completely distinct themes or ideas can be woven next to each other, setting each other off. For the early composers a principle of polyphony was that all the lines are clear and distinct and of equal value.

Interestingly, he chooses as fine examples of his attempts to apply this technique to his novels, the Angels section in The Book of Laughter and Forgetting – which I found scrappy and unconvincing – and Part Six of The Unbearable Lightness of Being, which I think is by far the worst thing he’s ever written, embarrassingly bad.

There’s some chat about Kundera’s own personal interventions in his novels. He emphasises that anything said within a novel is provisional hypothetical and playful. Sure, he intervenes sometimes to push the analysis of a character’s situation deeper than the character themselves could do it. But emphasises that even the most serious-sounding interventions are always playful. They can never be ‘philosophy’ because they don’t occur in a philosophical text.

From the very first word, my thoughts have a tone which is playful, ironic, provocative, experimental or enquiring. (p.80)

This is what he means by ‘a specifically novelistic essay’ i.e. you can write digressions and essays within novels but, by coming within its force field, they become playful and ironic.

The final part is an analysis of his novels in terms of their structure, their architecture i.e. the number of parts, the way the sub-sections are so distinct. And then a really intense comparison with works of classical music, in the sense that the varying length and tempo of the parts of his novels are directly compared with classical music, particularly to Beethoven quartets. Until the age of 25 he thought he was going to be a composer rather than a writer and he is formidably learned about classical music.

5. Somewhere behind (1979)

A short essay about Kafka. He uses the adjective Kafkan, which I don’t like; I prefer Kafkaesque. What does it consist of?

  1. boundless labyrinth
  2. a man’s life becomes a shadow of a truth held elsewhere (in the boundless bureaucracy), which tends to make his life’s meaning theological. Or pseudo-theological
  3. the punished seek the offence, want to find out what it is they have done
  4. when Kafka read the first chapter of The Trial to his friends everyone laughed including the author. Kafka takes us inside a joke which looks funny from the outside, but…

Fundamentally his stories are about the dehumanisation of the individual by faceless powers.

What strikes Kundera is that accurately predicted an entire aspect of man in the 20th century without trying to. All his friends were deeply political, avant-garde, communist etc, thought endlessly about the future society. But all of their works are lost. Kafka, in complete contrast, was a very private man, obsessed above all with his own personal life, with the domineering presence of his father and his tricky love life. With no thought of the future or society at large, he created works which turned out to be prophetic of the experience of all humanity in the 20th century and beyond.

This Kundera takes to be a prime example of the radical autonomy of the novel, whose practitioners are capable of finding and naming aspects of the existential potential of humanity, which no other science or discipline can.

6. Sixty-Three Words (1986)

As Kundera became famous, and his books published in foreign languages, he became appalled by the quality of the translations. (The English version of The Joke particularly traumatised him; the English publisher cut all the reflective passages, eliminated the musicological chapters, and changed the order of the parts! In the 1980s he decided to take some time out from writing and undertake a comprehensive review of all translations of his books with a view to producing definitive versions.

Specific words are more important to Kundera than other novelists because his novels are often highly philosophical. In fact, he boils it down: a novel is a meditation on certain themes; and these themes are expressed in words. Change the words, you screw up the meditations, you wreck the novel.

A friendly publisher, watching him slog away at this work for years, said, ‘Since you’re going over all your works with a fine toothcomb, why don’t you make a personal list of the words and ideas which mean most to you?’

And so he produced this very entertaining and easy-to-read collection of short articles, reflections and quotes relating to Milan Kundera’s keywords:

  • aphorism
  • beauty
  • being – friends advised him to remove ‘being’ from the title of The Unbearable Lightness of Being’: but it is designed to be a meditation on the existential quality of being. What if Shakespeare had written: To live or not to live… Too superficial. He was trying to get at the absolute root of our existence.
  • betrayal
  • border
  • Central Europe – the Counter-Reformation baroque dominated the area ensuring no Enlightenment, but on the other hand it was the epicentre of European classical music. Throughout the book he is struck by the way the great modern central European novelists – Kafka, Hasek, Musil, Broch, Gombrowicz – were anti-Romantic and modern just not in the way of the flashy avant-gardes of Rome or Paris. Then after 1945 central Europe was extinguished and – as he was writing this list – was a prophetic type of the extinguishment of all Europe. Now we know this didn’t happen.
  • collaborator – he says the word ‘collaborator’ was only coined in 1944, and immediately defined an entire attitude towards modernity. Nowadays he reviles collaborators with the mass media and advertising who he thinks are crushing humanity. (Looking it up I see the word ‘collaborator’ was first recorded in English in 1802. This is one of the many examples where Kundera pays great attention to a word and everything he says about it turns out to be untrue for English. It makes reading these essays, and his ovels, a sometimes slippery business.)
  • comic
  • Czechoslovakia – he never uses the word in his fiction, it is too young (the word and country were, after all, only created in 1918, after the Austro-Hungarian Empire collapsed). He always uses ‘Bohemia’ or ‘Moravia’.
  • definition
  • elitism – the Western world is being handed over to the control of a mass media elite. Every time I read his diatribes against the media, paparazzi and the intrusion into people’s private lives, I wonder what he makes of the Facebook and twitter age.
  • Europe – his books are streaked with cultural pessimism. Here is another example. He thinks Europe is over and European culture already lost. Well, that’s what every generation of intellectuals thinks. 40 years later Europe is still here.
  • excitement
  • fate
  • flow
  • forgetting – In my review of The Book of Laughter and Forgetting I pointed out that Mirek rails against forgetting as deployed by the state (sacking historians) but is himself actively engaged in trying to erase his past (claiming back his love letters to an old flame). Kundera confirms my perception. Totalitarian regimes want to control the past (‘Orwell’s famous theme’), but what his story shows is that so do people. It is a profound part of human nature.
  • graphomania – he rails against the way everyone is a writer nowadays, and says it has nothing to do with writing (i.e. the very careful consideration of form which he has shown us in the other essays in this book) but a primitive and crude will to impose your views on everyone else.
  • hat
  • hatstand
  • ideas – his despair at those who reduce works to ideas alone. No, it is how they are treated, and his sense of the complexity of treatment is brought out in the extended comparison of his novels to complicated late Beethoven string quartets in 4. Dialogue on the Art of Composition
  • idyll
  • imagination
  • inexperience – a working title for The Unbearable Lightness of Being was The Planet of Inexperience. Why? Because none of us have done this before. We’re all making it up as we go along. That’s what’s so terrifying, so vertiginous.
  • infantocracy
  • interview – as comes over in a scene in Immortality, he hates press interviews because the interviewer is only interested in their own agenda and in twisting and distorting the interviewees’ responses. Thus in 1985 he made a decision to give no more interviews and only allow his views to be published as dialogues which he had carefully gone over, refined and copyrighted. Hence parts two and four of this book, although they have a third party asking questions, are in the form of a dialogue and were carefully polished.
  • irony
  • kitsch – he’s obsessed with this idea which forms the core – is the theme being meditated on – in part six of the Unbearable Lightness of Being. It consists of two parts: step one is eliminating ‘shit’ from the world (he uses the word ‘shit’) in order to make it perfect and wonderful, as in Communist leaders taking a May Day parade or TV adverts. Step two is looking at this shallow, lying version of the world and bursting into tears at its beauty. Kitsch is ‘the need to gaze into the mirror of the beautifying lie and to be moved to tears of gratification at one’s own reflection.’ (p.135)
  • laughter – For Rabelais, the comic and the merry were one. Slowly literature became more serious, the eighteenth century preferring wit, the Romantics preferring passion, the nineteenth century preferring realism. Now ‘the European history of laughter is coming to an end’. (p.136) That is so preposterous a thought I laughed out loud.
  • letters
  • lightness
  • lyric
  • lyricism
  • macho
  • meditation – his cultural pessimism is revealed again when he claims that ‘to base a novel on sustained meditation goes against the spirit of the twentieth century, which no longer likes to think at all. (p.139)
  • message
  • misogynist – gynophobia (hatred of women) is a potential of human nature as is androphobia (hatred of men), but feminists have reduced misogyny to the status of an insult and thus closed off exploration of a part of human nature.
  • misomusist – someone who has no feel for art or literature or music and so wants to take their revenge on it
  • modern
  • nonbeing
  • nonthought – the media’s nonthought
  • novel and poetry – the greatest of the nivelists -become-poets are violently anti-lyrical: Flaubert, Joyce, Kafka (don’t think that’s true of Joyce whose prose is trmeendously lyrical)
  • novel – the European novel
  • novelist and writer
  • novelist and his life – quotes from a series of novelists all wishing their lives to remain secret and obscure: all attention should be on the works. Despite this, the army of biographers swells daily. The moment Kafka attracts more attention that Josef K, cultural death begins.
  • obscenity
  • Octavio – the Mexican writer, Octavio Paz
  • old age – frees you to do and say what you want.
  • opus
  • repetitions
  • rewriting – for the mass media, is desecration. ‘Death to all those who dare rewrite what has been written!’ Jacques and His Master
  • rhythm – the amazing subtlety of rhythm in classical music compared to the tedious primitivism of rock music. Tut tut.
  • Soviet – the Germans and Poles have produced writers who lament the German and Polish spirit. The Russians will never do that. They can’t. Every single one of them is a Russian chauvinist.
  • Temps Modernes – his cultural pessimism blooms: ‘we are living at the end of the Modern Era; the end of art as conceived as an irreplaceable expression of personal originality; the end that heralds an era of unparalleled uniformity’ (p.150)
  • transparency – the word and concept in whose name the mass media are destroying privacy
  • ugly
  • uniform
  • value – ‘To examine a value means: to try to demaracte and give name to the discoveries, the innovations, the new light that a work casts on the human world.’ (p.152)
  • vulgarity
  • work
  • youth

7. Jerusalem Address: the Novel and Europe (1985)

In the Spring of 1985 Kundera was awarded the Jerusalem Prize. He went to Jerusalem to deliver this thank you address. It is a short, extremely punch defense of the novel as a form devoted to saving the human spirit of enquiry in dark times.

In a whistlestop overview of European history, he asserts that the novel was born at the birth of the modern era when, with religious belief receding, man for the first time grasped his plight as a being abandoned on earth: the novel was an investigation of this plight and has remained so ever since.

The novel is the imaginary paradise of individuals. It is the territory where no one possesses the truth… but where everyone has the right to be understood. (p.159)

Every novel, like it or not, offers some answer to the question: What is human existence, and wherein does its poetry lie? (p.161)

But the novel, like the life of the mind, has its enemies. Namely the producers of kitsch and what Rabelais called the agélastes, people who have no sense of humour and do not laugh. He doesn’t say it but I interpret this to mean those who espouse identity politics and political correctness. Thou Must Not Laugh At These Serious Subjects, say the politically correct, and then reel off a list which suits themselves. And kitsch:

Kitsch is the translation of the stupidity of received ideas into the language of beauty and feeling. It moves us to tears of compassion for the banality of what we think and feel. (p.163)

The greatest promoter of kitsch is the mass media which turns the huge human variety into half a dozen set narratives designed to make us burst into tears. We are confronted by a three-headed monster: the agélastes, the nonthought of received ideas, and kitsch.

Kundera sees European culture as being under threat from these three forces, and identifies what is most precious about it (European culture), namely:

  • its respect for the individual
  • for the individual’s original thought
  • for the right of the individual to a private life

Against the three-headed monster, and defending these precious freedoms, is set the Novel, a sustained investigation by some of the greatest minds, into all aspects of human existence, the human predicament, into human life and interactions, into human culture.


Central ideas

The novel is an investigation into man’s Lebenwelt – his life-being.

Novelists are discoverers and explorer of the capabilities, the potentialities, of human existence.

Conclusions

1. Fascinating conception of the novel as a sustained investigation into the nature of the self, conducted through a series of historical eras each with a corresponding focus and interest.

2. Fascinating trot through the history of the European novel, specially the way it mentions novelists we in England are not so familiar with, such as Hermann Broch or Diderot or Novalis, or gives a mid-European interpretation to those we have heard of like Kafka or Joyce.

3. Fascinating insight into not only his own working practice, but what he thinks he’s doing; how he sees his novels continuing and furthering the never-ending quest of discovery which he sees as the novel’s historic mission.

But what none of this fancy talk brings out at all, is the way Milan Kundera’s novels are obsessed with sex. It is extraordinary that neither Sex nor Eroticism appear in his list of 63 words since his powerfully erotic (and shameful and traumatic and mysterious and ironic) explorations of human sexuality are what many people associate Kundera’s novels with.

Last thoughts

Changes your perspective It’s a short book, only 165 pages with big gaps between the sections, but it does a very good job of explaining how Kundera sees the history and function of the novel, as an investigation into the existential plight of humanity. It changed my mental image of Kundera from being an erotic novelist to being more like an existentialist thinker-cum-writer in the tradition of Sartre.

The gap between Britain and Europe There is a subtler takeaway, which is to bring out how very different we, the British, are from the Europeans. True, he mentions a few of our authors – the eighteenth century trio of Richardson, Fielding and Sterne – but no Defoe, Austen, Scott or Dickens.

The real point is that he assumes all European intellectuals will have read widely in European literature – from Dante and Boccaccio through Cervantes and into the eighteenth century of Diderot, Voltaire, the Marquis de Sade. And when you read the French founders of critical theory, Barthes or Derrida, or the influential historian Foucault, they obviously refer to this tradition.

But it remains completely alien to us in Britain. Not many of us read Diderot or Novalis or Lermontov or even Goethe. We’ve all heard of Flaubert and Baudelaire because, in fact, they’re relatively easy to read – but not many of us have read Broch or Musil, and certainly not Gombrowicz. Though all literature students should have heard of Thomas Mann I wonder how many have read any of his novels.

My point being that, as you read on into the book, you become aware of the gulf between this huge reservoir of writers, novels and texts in the European languages – French, German and Russian – and the almost oppressively Anglo-Saxon cultural world we inhabit, not only packed with Shakespeare and Dickens, but also drenched in American writers, not least the shibboleths of modern American identity politics such as Toni Morrison or Maya Angelou.

Reading this book fills your mind with ideas about the European tradition. But at the same time it makes you aware of how very different and apart we, in Britain, are, from that tradition. Some of us may have read some of it; but none of us, I think, can claim to be of it.

Credit

The Art of the Novel by Milan Kundera was first published in French in 1986. The English translation was published by Grove Press in the USA and Faber and Faber in the UK in 1988. All references are to the 1990 Faber paperback edition.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2000 Ignorance
2014 The Festival of Insignificance

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