Prehistoric timelines

Texts about prehistory are liable to use three different timelines or naming systems interchangeably so it’s as well to be absolutely clear about them. What follows isn’t definitive, it’s the opposite. It’s my attempt to make sense of the timelines and period-related terminology used in the Stonehenge exhibition at the British Museum. As far as I can tell there are three systems:

  1. the geological eras
  2. the sequence of ice ages
  3. the archaeological periods relating to human culture

1. Geological eras

The geologic time scale is the very high level division of earth history into units called — in descending order of duration — eons, eras, periods, epochs and ages. We are interested in just two epochs:

a) The Pleistocene epoch: 2,580,000 to 11,700 years ago

This long period includes all the earth’s most recent periods of glaciations. It ends with the end of the most recent ice age and general climate warming.

b) The Holocene epoch: 11,650 to now

The Holocene is said to have started about 11,650 years ago, at the end of the most recent maximal glaciation or ice age, and we are still living in it today (although see the note at the end about the possible creation of a new epoch, Anthropocene).

Human figurines carved from yew wood with quartzite eyes from Roos Carr, East Yorkshire, 1000 to 500 BC © Hull Museums

2. Ice ages

The Quaternary glaciation: 2,588,00 YA to the present

The Quaternary glaciation started around 2,588,000 years ago (YA) and is ongoing. The dating of its start is based on the formation of the Arctic ice cap. The Quaternary glaciation itself consists of a sequence of glacial and interglacial periods and we are living in the most recent of its interglacial periods i.e. a warm spell between ice ages.

The Last Glacial Period (LGP): 115,000 to 12,000 YA

The Last Glacial Period (LGP), known colloquially as the last ice age, covers the period 115,000 to 12,000 years ago. The LGP is just part of the larger sequence of glacial and interglacial periods known as the Quaternary glaciation (see above). During this last glacial period there have been alternating episodes of glacier advance and retreat.

Last Glacial Maximum (LGM): 33,000 to 12,000 YA

The most recent period of glacier advance, when ice reached its furthest extent, is called the Last Glacial Maximum (LGM). Ice sheets covered much of North America and Northern Europe leading to a large drop in sea levels. The ice sheets began to grow 33,000 years ago and maximum coverage was reached between 26,500 and 20,000 years ago. At this point all of Scotland, most of Ireland and Wales and England north of a line from the Wash to the Bristol Channel was under ice. South of the ice the land was covered by permafrost with scattered glaciers and ice sheets at high points further south.

During the last glacial maximum, 26,500 and 20,000 years ago, the sea level was about 125 meters (about 410 feet) lower than it is today. After about 20,000 years ago deglaciation commenced in the Northern Hemisphere, and the ice cap began to retreat north, causing sea levels to rise.

The Holocene: 11,650 YA to the present day

Relevant both as a geological epoch and in the timeline of glaciation, the Holocene is the most recent geological epoch and the one we’re all still living in today. In Britain it correlates to the withdrawal of the ice sheets from the entire country.

As the ice sheets withdrew, Britain continued to be part of the continent of Europe, joined by an extensive area referred to as Doggerland. With the withdrawal of the ice and the rise of sea levels, Doggerland was flooded, creating what we now call the North Sea and the English Channel, a process which was complete by about 8,000 years ago.

Bone-bead necklace, part of the finds from Skara Brae, c. 3100 to 2500 BC Skara Brae, Orkney, Scotland © The Trustees of the British Museum

3. Human culture timelines

Human archaeology and ethnography uses what is called the ‘three age’ system, dividing the prehistory of humans into three broad categories – stone age, bronze age, iron age – according to the type of tools found in find sites.

It’s surprising to learn that this schema is 200 years old. It was developed by Christian Thomsen, director of the Royal Museum of Nordic Antiquities in Copenhagen, Denmark, in the 1820s. Thomsen wanted to categorise objects in his collection chronologically according to the main medium used for tool making in each era, and his collection suggested that stone tools came first, then bronze, then iron.

In 1865 the British archaeologist and ethnographer John Lubbock sub-divided the stone age into two, the old stone age or paleolithic (from the Greek paleo meaning old and lithos meaning stone) and the new stone age or neolithic (from the Greek neo meaning new and lithos). Almost immediately the British archaeologist Hodder Westropp suggested an intermediary stage, the middle stone age or mesolithic (from the Greek meso meaning middle and lithos meaning stone), which is still used but is a little more controversial.

Finally, it was realised that the huge extent of the so-called ‘paleolithic’ itself needed to be subdivided, eventually into 3 stages, the lower, middle and upper, which were proposed in the 1880s. And so we find ourselves with the following schema:

  1. Stone Age: 
    • Paleolithic 3.3 million years ago to 15,000 YA
      • Lower Paleolithic: 3 million to 300,000 years ago
      • Middle Paleolithic: 300,000 to 30,000 years ago
      • Upper Paleolithic 50,000 to 12,000 YA
    • Mesolithic: 15,000 to 5,000 years ago
    • Neolithic: 5,000 to
  2. Bronze Age 5300 years ago to 3200 YA
  3. Iron Age to (depends on region)

Two reservations

1. It’s worth emphasising that this entire system works well in Europe and some parts of Asia but doesn’t far at all with human developments in Africa, the Americas or far Asia. In many parts of the world there was no Iron Age at all, for example in Pre-Columbian America and the prehistory of Australia.

2. The term Megalithic does not refer to a period of time, but only describes the use of large stones by ancient peoples from any period.

Now let’s look at the ages in a bit more detail:

Fine jadeitite axe-head made from material quarried in the high Italian Alps, c. 4500 to 3500 BC © The Trustees of the British Museum

Paleolithic or Old Stone Age: 3.3 million years ago to 15,000 YA

Paleolithic indicates the fact that from the dawn of the first proto-humans who used any kinds of tools through to the discovery of metal smelting, all human species used tools made from stone, particularly flint blades and axes. The paleolithic covers a vast period of time, from the earliest known use of stone tools by hominids c. 3.3 million years ago to the start of the Holocene era, about 12,000 years ago. It covers 99% of the period of human technological prehistory. For that entire period humans appear to have been roaming bands of hunter-gatherers living off the land.

As mentioned, as long ago as the 1880s it was found necessary to subdivide the Paleolithic into three:

Lower Paleolithic: 3 million to 300,000 years ago

The Lower Paleolithic is the earliest subdivision of the Paleolithic or Old Stone Age. It spans the period from around 3 million years ago when the first evidence for stone tool production and use by hominids appears in the archaeological record until around 300,000 years ago.

I was a bit puzzled by use of lower and upper until I equated this with the physical location of the finds with the older findings being literally lower down in the earth, and more recent findings being less deep or uppermost.

Middle Paleolithic: 300,000 to 30,000 years ago

The Middle Paleolithic is the second subdivision of the Paleolithic or Old Stone Age as it is understood in Europe, Africa and Asia. Anatomically modern humans (i.e. Homo sapiens) are believed to have emerged in Africa around 300,000 years ago. Around 125,000 years ago they began migrating out of Africa and slowly replaced earlier pre-existent Homo species such as the Neanderthals and Homo erectus.

The use of fire became widespread for the first time in human prehistory during the Middle Paleolithic and humans began to cook their food about 250,000 years ago.

The later part of the period saw the development of a range of new tools: about 90,000 years ago harpoons were invented which brought fish into human diets. Microliths or small stone tools or points were invented around 70,000 to 65,000 YA and were essential to the invention of bows and spear throwers.

Upper Paleolithic 50,000 to 12,000 years ago

The Upper Paleolithic or Late Stone Age is the third and last subdivision of the Paleolithic or Old Stone Age. About 50,000 years ago there was a marked increase in the diversity of artifacts. In Africa, bone artifacts and the first art appear in the archaeological record.

The early modern humans who migrated out of Africa and into Europe about 50,000 years ago, commonly referred to as the Cro-Magnons, left sophisticated stone tools, carved and engraved pieces on bone, ivory and antler, cave paintings and Venus figurines.

The distinct species Homo neanderthalensis, which had first emerged in the fossil record 400,000 years ago and lived widely across Europe and Asia, continued to live for a very long time – as long as 10,000 years – alongside the new incomers Homo sapiens. Then, abruptly, Neanderthals disappear completely from the fossil record 40,000 years ago, leaving archaeologists to speculate about the reasons for their sudden disappearance to this day.

This upper paleolithic revolution which kicked off 50,000 years ago saw many innovations. It witnessed the first evidence of human fishing. New implements were invented: for example, the spear thrower (30,000 years ago), the net (around 29,000 YA), the bolas, the bow and arrow (30,000 to 25,000 YA). From this period date the oldest examples of ceramic art, for example, the Venus of Dolní Věstonice (about 29,000 YA). Members of the European early Upper Paleolithic culture known as the Aurignacian had even developed lunar calendars by 30,000 YA.

Human populations

A really important fact to grasp is that human populations during this period were tiny. The entire population of Europe between 40,000 and 16,000 years ago was probably somewhere 4,000 and 6,000 individuals.

Bronze Age sun pendant, 1000 to 800 BC © The Trustees of the British Museum

The Mesolithic (in Britain): 12,000 to 6,000 years ago

The Paleolithic is said to end with the end of the last ice age and the spread back into Europe of human communities which developed new tools and techniques. The period from the end of the ice age to the arrival of metal smelting 4,500 years ago was initially simply referred to as the Neolithic or new stone age because of the proliferation of new techniques.

But, as we’ve seen, archaeologists almost immediately felt the need to define an interim period between the end of the Old Stone Age and the final period of innovation – hence the creation of the term mesolithic, which refers to the final period of hunter-gatherer cultures in Europe and Western Asia, between the end of the Last Glacial Maximum and the Neolithic Revolution. In Europe it spans roughly 15,000 to 5,000 years ago.

Precise dating of the Mesolithic varies between areas because they were impacted by a) deglaciation and the creation of newly habitable land and b) the arrival of the agricultural revolution, at widely varying times. Thus the mesolithic is said to start in warm Greece around 15,000 years ago but in chilly Britain only around 12,000 YA.

Broadly speaking the Mesolithic is associated with a decline in the group hunting of large animals in favour of a broader hunter-gatherer way of life, and the development of more sophisticated and typically smaller lithic tools and weapons than the heavy-chipped equivalents typical of the Paleolithic.

The Neolithic (in Britain): 6,000 to 4,500 years ago (2,500 BC)

The Neolithic is now used to refer to the period after the ice age when human society was transformed by the advent of agriculture with its enormous cultural, social and economic consequences, but most tools continued to be made of stone, albeit of high levels of sophistication.

The advent of agriculture is sometimes referred to as the Neolithic Revolution. It saw the wide-scale transition of many human cultures from a lifestyle of hunting and gathering to one of agriculture and settlement, with the domestication and breeding of edible grasses and farm animals. With settlement came villages and then towns. We have religious records which point to polytheism.

Some archaeologists refer to a ‘Neolithic package’ in which they include farming, herding, polished stone axes, timber longhouses and pottery. Farming formed the basis for centralised administrations and political structures, hierarchical ideologies, depersonalised systems of knowledge (that’s to say, writing), densely populated settlements, specialisation and division of labour, more trade, the development of non-portable art and architecture and greater property ownership.

The agricultural revolution spread from its origins in the Middle East, through Turkey, across Greece and slowly into central and western Europe. Different sites in the Middle East point to different dates for the domestication of different plants or animals but the process was underway by as long ago as 12,000 years ago.

The diffusion across Europe, from the Fertile Crescent through Anatolia, across the Aegean and central Europe to Britain, took some 3,000 years (9500 to 6000 years ago). It is calculated to have spread at a speed of about 1 kilometre a year, but it was patchy, spreading to some (fertile) areas, moving round mountains, stalling, then suddenly jumping again.

Interestingly, there is evidence of some communities keeping to the mesolithic hunter-gatherer lifestyle for very long periods after the neolithic package arrived, for as long as a thousand years! Archaeologists call such societies are called ‘subneolithic’, the ‘sub’ just meaning hanging on after the main era had ended.

One of the mind-blowing aspects of the neolithic revolution is that all the evidence suggests it made human beings measurably worse off! Many of the cultivated crops (wheat, barley, maize) are deficient in vitamins and minerals and relying on them and cow or goat milk to the exclusion of other elements in a diet can be very harmful. All the archaeological evidence suggests that the Neolithic Revolution led to much more limited diets and poorer nutrition. Human height decreased by an average of 5 inches! Apparently human height didn’t return to pre-neolithic levels until the 20th century.

In addition, close habitation with animals led infectious diseases to jump the species boundary. Smallpox and influenza are just two diseases we got from animals. And higher population densities, living with poor sanitation led to tainted water supplies and the usual diseases of diarrhoea and dysentery, typhoid and cholera.

Jared Diamond suggests that the status of women declined with the adoption of agriculture because women in farming societies typically have more pregnancies and are expected to do more demanding work than women in hunter-gatherer societies.

Having read widely about it, it’s hard to avoid the conclusion that the Neolithic Revolution was a catastrophe for most humans.

The Bronze Age (in Britain): 2,500 BC to 800 BC

Bronze is produced by smelting copper and alloying it with tin, arsenic, or other metals to strengthen it i.e. use it to make stronger, more durable tools or weapons.

In Eurasia the development of bronze tools definitely follows the final refinement of stone ones, and supersedes them. When exactly this happened varies largely from region to region and even from site to site within regions.

In Britain the advent of the Bronze Age is generally agreed to be marked by the arrival of the so-called Beaker culture, so named for the sudden appearance of beaker- or bell-shaped bowls in graves. In Britain the Bronze Age is subdivided into an earlier phase (2500 to 1200 BC) and a later one (1200 to 700 BC).

The Beaker people appear to have known how to smelt copper from their first arrival but it is only around 2150 BC that there is evidence of them smelting copper with other metals (generally tin) to make bronze.

A 2017 study suggests that the Beaker People almost completely replaced the island’s earlier inhabitants, with an estimated 90% of Britain’s neolithic gene pool being replaced! That’s to say, the people who built Stonehenge were substantially wiped out and superseded.

Primarily the Bronze Age is characterised by the widespread use of bronze tools and implements. It is usually accompanied by most of the traits of ‘civilisation’, including craft, urban centres, crafting of precious objects, widespread trade. In the Middle East and Greece we know it was accompanied by the worship of ethnic gods.

Devon and Cornwall were major sources of tin for much of western Europe and the earliest Greek and Roman historians refer to trade with these remote islands which brought the ore to the Mediterranean heartlands.

Bronze twin horse-snake hybrid from hoard, 1200 to 1000 BC. Kallerup, Thy, Jutland, Denmark © National Museum of Denmark

The Iron Age (in Britain): 800 BC to 43 AD

The Iron Age in Britain is dated by the first finds of iron tools in burial sites (around 800 BC) to the arrival of the Romans (43 AD).

The Iron Age is characterised by substantial population growth which allowed increasing social specialisation in societies living in large settlements. In Britain there was a proliferation of large hill forts. There is sophisticated social organisation, for example a class system overseen by a king and the implementation of taxation. There is extensive trade, nationally and internationally, leading to burial sites rich in high value goods, sometimes transported across great distances.

Also a good deal of immigration with entire tribes moving into and settling territories. Whether this involved conquest or peaceful ‘diffusion’ is debated to this day. When the Romans arrived they found a land divided among tribes with a highly developed sense of identity, regional allegiance, names and kings.

The Iron Age is said to end when writing begins. Even though the same kinds of tools are used, a culture has clearly entered a new phase when it enters the historical record. But obviously this happened at different times in different regions.

Thus in the Ancient Near East the Iron Age is taken to end with the start of the Achaemenid Empire in the 6th century BC, as it enters history in the writings of the Greek historian Herodotus. In Western Europe the Iron Age is ended by the Roman conquest, which was established by 100 AD. By contrast in Scandinavia and other parts of northern Europe that the Romans did not reach, the Iron Age is said to have continued until the start of the Viking Age in about 800 AD.

As the Stonehenge exhibition at the British Museum strongly indicates, the later Iron Age was characterised by increasing warfare and social strife. Skeletons show signs of multiple injuries. Average life expectancy at birth was around 25. Into this culture arrived the Romans with their writing, education, towns, roads and laws.

P.S. A new geological era – the Anthropocene?

Remember how I said we’re only interested in two geological epochs, the Pleistocene and the Holocene. Well, there is a new, third category: many scientists are pushing for the scientific community to recognise that the Holocene has ended and we have entered a new epoch, to be named the Anthropocene.

The idea is that this new era should be dated to mark the commencement of significant human impact on Earth’s geology and ecosystems. With widespread acceptance that manmade global warming is having (and will continue to have) a significant effect on the world’s ecosystems, you can see the logic of arguing that we live in an entirely unprecedented era. But to date, none of the official bodies which recognise the geological eras have accepted the anthropocene and there is ongoing debate about when  it should be said to have started.

The problem with our over-documented, over-determined time is that too much has happened. Since Hiroshima we live in The Atomic Age. And since the end of the Second World War we are also all living in an age of rapid technological and social change, which some historians call the Great Acceleration.

Or should we be going further back, should the start of the anthropocene be lined up with the start of the Industrial Revolution in 1710 or 1770 (depending on which precise technical discoveries you prioritise)?

Or, in a massive leap, should we go right back to the start of the neolithic revolution described above, which is when human beings first began to have a measurable impact on their environment? Which would make it identical the current term, the Holocene?

The debate is ongoing and there’s no shortage of candidates but if we stick to permanent markers which are being laid down now and which geologists will find in a million years time, then apparently radioactivity from the nuclear tests is now embedded in ice cores and a thin layer of microplastics has been laid down on the ocean beds, the kind of thing which 100% fulfil the geological criteria.

Personally I think it should be the 1780s and the invention of new, more efficient steam engines, as it was this breakthrough – more than agriculture itself – which set us on the course of greater and greater reliance on energy, first coal, then oil and gas whose use, we all now know, has led to our runaway proliferation, our destruction of every ecosystem we come into contact with, and what looks likely to be massive and irreversible effects on the entire global climate.

Will Stonehenge, built as a result of the neolithic agricultural revolution, survive long enough to see the world transformed by the manmade global warming which is that revolution’s long-term legacy? (Photo © English Heritage)


Related links

In The Footsteps of Mr Kurz by Michela Wrong (2000)

Comparing Michela Wrong and David van Reybrouck

David van Reybrouck’s account of Congo’s modern history is basically an orthodox chronological account and political analysis interspersed with interviews with the many veterans and eye witnesses he has tracked down and spoken with at length.

Wrong’s account feels completely different, less chronological or, indeed, logical, more thematic. Instead of historical analysis, she brilliantly conveys what it felt like to live in Zaire under Mobutu as she sets about systematically exploring and describing different aspects of Zaire society and culture. Her vividness of approach is demonstrated by the way the book opens with the fall of Mobutu in 1997, going light on political analysis and strong on vivid descriptions of what it felt like to live in a crumbling, corrupt third world country.

Chapter one dwells on the role played in so many African states by key international hotels in their capitals, in Rwanda the Mille Collines, in Zimbabwe the Meikles, in Ethiopia the Hilton, in Uganda the Nile, hotels where presidents mingle with mercenaries, dodgy diamond deals are struck between smartly dressed middlemen, security goons lurked in the background muttering into their lapel mics, and the corridors were cruised by the most expensive hookers in town. And how it felt to be one among the pack of foreign correspondents living in Kinshasa’s Intercontinental Hotel as rumours swirled, troop carriers arrived, the president’s son turned up with a pack of soldiers furiously trying to track down the men who betrayed his father. And then suddenly, overnight, all the military figures switched to wearing tracksuits and casual wear in anticipation of the arrival of the rebel troops.

That’s the kind of picture painting and atmosphere Wrong is ace and conjuring up. How a country’s decline can be measured by the way the expensive carpeting in its hotels starts to smell of mildew, the lifts stop working, the blue paint on the bottom of pools comes off on the swimmers’ feet. Van Reybrouck takes an essentially academic approach spiced with extensive interviews. He is a historian whereas Wrong is a journalist, with a telling eye for detail and snappy one-line quotes.

Obviously, in this 314-page book she tells us an awful lot about the origins, rise and fall of the Mobutu dictatorship which lasted from 1965 to 1997, but it is the fantastically evocative way she conveys what it felt like that makes this book such a classic.

Van Reybrouck gives a detailed explanation of the ethnic tensions in eastern Congo which were exacerbated by the Rwandan genocide and then the constellation of political forces which led the Rwandan and Ugandan presidents to decide to invade eastern Congo and create a military coalition (the Alliance of Democratic Forces for the Liberation of Congo-Zaire, the AFDL) and select as its leader the long-time Maoist guerrilla leader Laurent-Désiré Kabila. This is to the good. His account is worth reading and rereading.

But Wrong tells you what it felt like to be in Kinshasa as the rebel army drew ever closer. The panic among Mobutu’s cronies, the so-called mouvanciers up in their gated mansions in the smart Binza district, the rush by the city’s moneyed classes to get visas for foreign destinations, the way the various western embassies practised evacuating their staff across the river Congo to Brazzaville, capital of the once-French colony the Republic of Congo which was unaffected by Mobutu’s fall.

Van Reybrouck gives you high-level analysis, Wrong gives you the sweat and the fear, the paranoia. She tells us everyone knew the game was up when the grizzled old piano player who’d been playing cocktail jazz in the bar of the Intercontinental for as long as anyone could remember one day disappeared.

She describes how the shopkeepers and population prepared for the mass looting which always accompanies regime change, and passes on the advice of an old hand that it’s best to select in advance one and only one item you want to loot and, once the anarchy begins, focus on getting that and only that. Wrong selects a $1,000 leather jacket for when the great pillaging begins.

She describes the way rumours are spread by ‘Radio Trottoir’, Pavement Radio i.e. word on the street. She conveys the mad, feverish atmosphere of a city about to be taken by rebel forces (p.27).

Another difference is that van Reybrouck sees the history of Congo as a tragedy, or series of tragedies, and he affects the reader with his sense of high seriousness. Wrong, on the other hand, has a lively sense of humour and an eye for the absurd detail. She finds almost everything about Zaire farcical, but then she appears to find all of Africa farcical and hopeless.

As for rebuilding the impression given by the scaffolding and myriad work sites dotted around Kinshasa is misleading. The work has never been completed, the scaffolding will probably never be removed. Like the defunct street lamps lining Nairobi’s roads, the tower blocks of Freetown, the faded boardings across Africa which advertise trips to destinations no travel company today services, it recalls another era, when a continent believed its natural trajectory pointed up instead of down. (p.20)

As this quote indicates, another difference is that whereas van Reybrouck’s account is focused with laser-like precision on the history of just the Congo, Wrong’s anecdotes and comparisons freely reference the many other African countries she’s visited and worked in as a foreign correspondent. There’s a lot more international comparison and perspective. Wrong visits places around Congo but also Brussels to interview historians, to visit the Congolese quarter, and Switzerland to track down some of Mobutu’s luxury properties.

And whereas van Reybrouck is optimistic, on the side of Congo’s bloodied but resilient people, Wrong is both more humorous and more pessimistic. According to her, the story is the same all across Africa, one of unstoppable decline and fall.

Talking to the melancholic Colonel, I was suddenly overwhelmed by the sense of tragic waste, of crippled potential that so often sweeps over one in Africa. (p.178)

In Ronan Bennett’s novel The Catastrophist the Belgian colonials who describe the Congolese as ‘children’ who need order, discipline and control and will make a horlicks of their country if granted independence are condemned as racist bigots – so you must never say anything like that. However, Wrong’s book freely refers to African politics as farcical, its politicians as clowns, and that, apparently, wins prizes.

At times, too many times, politics on Congo resembled one of those hysterical farces in which policemen with floppy truncheons and red noses bounce from one outraged prima donna to another. ‘I’m the head of state. Arrest that man!’ ‘No, I’M the head of state. That man is an imposter. Arrrest him!’ (p.66)

So it’s OK to mock Africans as long as you use the correct phraseology and attitude. Calling them children is a no-no; calling their countries farcical, absurd, ludicrous, surreal, Alice in Wonderland – that’s fine.

And perfectly acceptable to be tired and bored of the absurdity of Africa’s rulers, the comical proliferation of rebels and freedom fighters and guerrilla movements, the bleak iteration of yet another massacre or round of ethnic cleansing somewhere on this blighted continent, like the western media’s news producers and sub-editors ‘shaking their heads over yet another unfathomable African crisis’ (p.7). Africa is for Wrong, ‘a disturbing continent’, ‘Africa, a continent that has never disappointed in its capacity to disappoint’, whose countries brim with ‘anarchy and absurdity’ (p.10).

When the AFDL’s representatives started calling the BBC office in Nairobi in late 1996, claiming they would march all the way to Kinshasa, journalists dismissed them with a weary shrug as yet another unknown guerrilla movement, the length of its constituent acronyms only rivalled by its obscurity, making wild plans and farcical claims. Africa is full of them: they surface, splinter into factions – yet more acronyms – only to disappear with equal suddenness. (p.245)

Several times she mentions Liberia’s drugged freedom fighter who wore wedding dressed and pink lipstick as they mowed down innocent civilians and gang-raped the women. She describes the teenage  FAZ recruits preparing to defend Kinshasa who were so drunk they could barely lift their grenade launchers. When the AFDL rebel soldiers arrive they turn out to be mostly teenagers wearing flip-flops or no shoes at all. Kabila promised to relinquish power once he’d overthrown Mobutu but of course does nothing of the sort. In turn Kabila was himself assassinated (in 2001), replaced by a family member even more corrupt and the whole of East Congo engulfed in a huge, often incomprehensible and seemingly endless war. Farce and tragedy.

The Latin Quarter hit, ‘I’m hearing only bad news from Radio Africa‘ seems as true when Wrong was writing in 2000 or now, in 2021, as when it was released in 1984.

Chapter by chapter

Introduction

Wrong arrived in Zaire as a foreign correspondent in 1994, found her way around, did features on Mobutu and his corrupt circle, the prostration of the economy (‘a country reverting to the Iron Age’, p.31) the uselessness of the army, the universal vibe of fear and poverty. Less than three years later, in autumn 1996, the AFDL seized eastern Congo and began its systematic assault on the country, seizing the mining centre of Lubumbashi in the south while other forces marched on the capital Kinshasa in the west. Wrong is perfectly placed to report on the paranoia of the last days, to fly out to the hot spots, to interview soldiers, shopkeepers, street traders, as well as army officers and government spokesmen.

So the introduction gives us tasters, snapshots: Wrong flying to the pretty lakeside town of Goma which was pillaged by its own inhabitants when the occupying army left. Wrong wandering through the rooms of Mobutu’s legendary palace at Gbadolite, now ruined and looted, the five black Mercedes, the Ming vases.

And she explains the title which is a quote from Joseph Conrad’s classic novella Heart of Darkness about the madness and barbarism he, personally, encountered, in the Congo Free State in 1890, epitomised by the fictional character of Mr Kurz, the high-minded exponent of civilisation who is sent to man an ivory station up the Congo, far from civilisation, and decays and degrades to become an epitome of barbarism and nihilism. Wrong sees herself literally following in Kurz’s footsteps as she explores all aspects of the absurd rule of Mobutu in the mid-90s, then watches his regime collapse in ruins.

Chapter 1

Plunges us into the endgame with a wonderfully evocative description of the atmosphere in Kinshasa and the Intercontinental Hotel where all the foreign correspondents stayed, during the last few days in 1997 October 1997 before Laurent Kabila’s AFDL took the city and Mobutu and his cronies were forced to flee. Snapshots of a city under siege, with brief explanations of Mobutu’s rule, the character of the AFDL and its leader Kabila, their determination to clean up the pigsty and abolish corruption.

Chapter 2

Gives a brisk but effective summary of Stanley’s exploration of the Congo (with backstory about Stanley’s biography) and King Leopold’s disgustingly barbaric regime of cruelty and exploitation, which he called the Congo Free State, 1885 to 1908 (with backstory explaining why Belgium was a relatively new country – founded in 1830 – and its king wanted a colony so as to be taken seriously by the big boys.)

In Brussels she visits the Belgian scholar Jules Marchal, once a whip-wielding colon himself, who has devoted his life to editing and publishing definitive records of the Congo Free State. She visits the Royal Museum for Central Africa and is shocked by the complete absence of references to the atrocities the Belgians carried out there, and to learn that Belgian colonial history is not taught in Belgian schools (p.55).

She takes a tour of buildings by the noted Art Nouveau architect Victor Horta, before pointing out that all the raw materials crafted into these beautiful buildings – the hardwood, onyx, marble, and copper – all came directly from the forced labour of Congolese blacks. Horta was rewarded for his services to Belgian architecture with a barony.

She describes how many of the Free State’s exploitative practices continued after the colony was handed over to Belgian government rule in 1908, including forced labour and use of the dreaded chicotte, the whip made of dried hippopotamus hide. It was only after the Second World War that Congo became less brutally exploitative and a tiny black middle class began to emerge, but if anything the colour bar or informal apartheid against this new breed of évolués or ‘evolved’ blacks grew worse.

Which moves into a description of the appearance, sights and sounds and mentality of the Congolese quarter in Brussels. She ends by making a strong case that Leopold’s atrocities, many of which continued under Belgian colonial rule, acculturated an entire region for 85 long years to abject humiliation, subservience, black market, illegal operations and corruption. Prepared the way, in other words, for just such a dictator as Mobutu.

No malevolent witch doctor could have devised a better preparation for the coming of a second Great Dictator. (p.57)

Chapter 3

Interview with Larry Devlin, the long-retired former CIA station chief in Kinshasa, who emphasises that Wrong only saw the regime at its bitter, pitiful end. She never knew the young, vibrant, charismatic Mobutu or knew the situation of anarchy between elected politicians which his 1965 coup rescued the country from (p.61).

She makes clearer than van Reybrouck or Bennett that Lumumba had actively invited the Soviets to give arms and advisers to crush the secessions. Devlin thinks Lumumba was never a communist, but he was naive. He thought he could invite in thousands of communist advisers at no cost. Devlin says he’d seen that happen in Eastern Europe after the war: your country falls to a communist coup and then Moscow is in charge. So Mobutu’s first coup of September 1960 was not just to bring political peace but to keep the Congo out of Soviet hands – and it worked. Soviet bloc personnel were given 48 hours to leave the country (p.67).

His account emphasises not just that, when the UN and US were slow to respond, Lumumba turned to the Soviets to supply him with arms and strategic advice to put down the secession of two major provinces – but that people of Devlin’s generation had seen this happen before. This was how the Soviets effected their coups in Poland and Czechoslovakia. This is how they established their tyrannies, by taking control of the army and placing personnel in key administrative and political positions. It had never been done in Africa before, but the Americans weren’t about to sit back and watch the Soviets make the experiment. So that’s why the Americans, backed by his political enemies within the country, decided he had to be eliminated. President Eisenhower personally approved CIA plans to assassinate Lumumba (p.77).

Then she backs up to give us the hasty run-up to independence from Belgium in June 1960, the army mutinying for better pay and promotion within days, triggering a mass exodus of the Belgian administrators and technicians who kept the country running, the political rivalry between ‘lethargic’ President Kasavubu (p.66) and passionate Prime Minister Patrice Lumumba and how the deadlock between them was broken by young Joseph-Désiré Mobutu, previously Lumumba’s personal secretary, who Lumumba himself had put in charge of the army and who, very bravely, faced down the army mutiny and restored order. Mobutu was encouraged then and ever afterwards by America.

A detailed look at the boyhood and young manhood of Joseph Mobutu from the Ngbani tribe, one of the smaller of Congo’s 250 ethnic groups, emphasising his brightness, reasonableness and extraordinary charisma; educated by Belgian priests, expelled for being a trouble-maker, a few years in the Force Publique rising to rank of sergeant, then contributing (anonymous) articles to new magazines set up for the Congolese, before he committed to becoming a journalist and then came to the attention of Lumumba who was looking for a secretary (pages 68 to 76). Devlin, the CIA man explains how Mobutu was really the best man available when he staged his 1965 coup.

Soon after the 1965 coup Devlin was posted to Vietnam. When he returned to Zaire in 1974 he found a drastically changed man and country. Surrounded by yes men, drinking pink champagne in his palaces, Mobutu was ‘already round the bend’ (p.82).

Chapter 4 Economics

In the immediate aftermath of the coup there were hangings, a new secret police was set up and so on. But the fundamental fact about Mobutu’s regime was he was an economic illiterate. Therefore his sole economic policy was to loot and plunder his country’s natural resources (when the going was good in the late 60s and early 70s) and then creaming the top off huge loans from the World bank and aid agencies. In other words, he didn’t know how to create or run a modern economy. He built a few high-profle white elephants, like the Inga dam, but when the builders left Zaire had no technicians to run it and there was never any coherent plan to create the infrastructure to distribute the electricity to where it was needed. Thus Congo has the greatest hydro-electric potential in the world in the shape of its huge and mighty river – and yet is a country whose cities suffer continual power cuts and outages.

He took up the creed of Pan-Africanism pioneered by Kwame Nkrumah, first Prime Minister of Ghana (who made himself president for life in 1964 and was overthrown by a military coup in 1966 supported by the CIA).

Mobutu promulgated his policies of authenticité, forcing everyone in the country to drop their European Christian names and adopt African names, renaming the state Zaire, renaming Leopoldville Kinshasa and Elizabethville Lubumbashi. He forced everyone to stop wearing European suits and mini skirts and adopt traditional African dress (p.90). He persuaded promoters to hold Miss World and the Ali-Foreman boxing match in Zaire (described in detail in van Reybrouck’s book).

In other words, he demonstrated how facile it is to address ‘cultural’ issues, fuss over ‘identity’ and language and culture. Meanwhile, in the absence of an economic or development plan, the economy tanked and the infrastructure rotted. The first years of his rule were bolstered by the high prices for Zaire’s raw materials created by the Vietnam war, but the end of the war in 1974 combined with the oil crisis to plunge Zaire into an economic hole it never crawled beck out of (p.94).

In 1973 he launched ‘Zaireanisation’ i.e. all foreign held businesses were confiscated by the state with a view to handing them over to ‘the people’ (p.92). The only problem was that ‘the people’ turned out, as when Robert Mugabe did the same thing 20 years later in Zimbabwe, to consist entirely of cronies and clients of Mobutu, who needed to be paid off or kept onside. None of them had a clue how to manage anything and ran businesses large and small into the ground, selling off the assets, living high off the proceeds, then needing further bribes or corruption money when they ran dry. $1 billion of assets were confiscated then squandered. It was gangster economics, ‘Alice in Wonderland finances’ (p.124).

And run on a massive system of cronyism. Mobutu needed so much money because he had to distribute gifts to all his important stakeholders in the manner of a traditional chieftain. Mobutu bought properties for himself around Europe, but he encouraged a system where hundreds of thousands of people scrabbled into the state administration, into the army or civil service, and then used their positions to embezzle, steal, demand bribes and generally be as corrupt as possible. By the mid-1990s Zaire had 600,000 people on the state payroll, doing jobs the World Bank calculated could be done by 50,000 (p.97).

The ambassador to Japan, Cleophas Kamitatu, simply sold the Zairian embassy and pocketed the proceeds. France sold Zaire a fleet of Mirage jets and ten years later, Defence Ministry officials simply sold them and kept the money (p.256). Ministers allotted themselves huge monthly salaries, lavish per diems, and insisted on having two of the very latest Mercedes, and their example was copied all the way down through their ministries, in state-run businesses and onto the street. Everyone stole everything they could, all the time. That’s what a kleptocracy is.

Chapter 5 Congo’s ruined mineral industries

Wrong flies to Katanga to report how nationalisation, corruption and utter mismanagement ran Congo’s mineral industries into the ground, beginning with astonishing stats about the country’s mineral huge wealth, then on to how Mobutu nationalised the Belgian mining corporation, Union Minière, consolidating it into the state-run company Gécamines. Sounds good, doesn’t it, one in the eye for the old imperial power, claiming the nation’s resources for the nation.

Except the nation never saw any of the profits. By 1978 the central bank had ordered Gécamines to transfer its entire annual profit of $500 million directly into a presidential bank account. By 1980 American researchers discovered that company officials were stealing $240 million  a year from Gécamines. Not only stole but smuggled, with huge amounts of diamonds, gold and other precious metals never reaching the books because they were stolen and smuggled abroad. In such an environment, nobody at any level gave a damn about investing in the company, in its stock and infrastructure, and so everything the Belgians had bequeathed the Congolese slowly rotted, decayed, was stolen, till the entire plants were rusting skeletons.

Wrong tours these sites giving us eerie descriptions of entire towns full of abandoned workings, derelict factories, rusting railways. That’s what she means when she described the entire country as slipping back into the Iron Age.

Wrong testifies to the decrepitude of the Shituri plant, describes the white elephant of Inga dam project built solely so Kinshasa kept control over Katanga. Pays an extended visit to the diamond town of Mbuji Mayi in the neighbouring province of Kasai, and interviews traders who explain the deep-seated corruption at every level of the diamond trade and ‘controlled’ by the Societe Miniere de Bakwanga (MIBA). She interviews its long-standing government representative, Jonas Mukamba (p.118) who paid Mobutu a hefty slice of the profits and in exchange was allowed to run Mbuji Mayi as he liked.

Eventually the infrastructure of Mbuji Mayi crumbled and collapsed, as had the mining infrastructure of Katanga. World mineral prices slumped but also, what was being produced was now being almost entirely smuggled. The rake-off from official trade collapsed because official trade collapsed. As the 90s progressed Mobutu lost his power of patronage.

She visits the central bank and the alleyway behind it jokingly referred to as Wall Street because it’s lined with unofficial street money changers. As Mobutu borrowed more and more from abroad and printed more money inflation soared and the currency collapsed. Wheelbarrows full of notes. A 500,000 zaire (the currency) note was printed to general resignation. Printing money led to mind-boggling inflation 9,800% and printing of the 500,000 zaire note. Mobutu had presided over the utter ruination of the economy.

Chapter 6

The collapse in Kinshasa epitomised by 1960s high-rise ministries without functioning lifts. The collapse of public phone system which was replaced by mobile networks, Telecel, for the wealthy. The collapse of the health system exemplified by Mama Yemo hospital which employs guards to prevent patients leaving without paying their bills.

Wrong pays a visit to Kinshasa’s small nuclear reactor, built on sandy soil liable to landslips, hit by a rocket during Kabila’s takeover of power, which had no security at all on the day she visited, and where one or two nuclear rods have recently gone missing.

Chapter 7

An explanation of ‘Article 15’, which is, apparently, the much-quoted ironic dictum by which most Congolese live their lives.

When the province of Kasai seceded soon after independence, it published a 14-article constitution. So many ethnic Luba people returned to the region expecting to become rich that the exasperated secessionist ruler made a speech in which he referred to a fictional, hypothetical 15th article of the constitution, which basically said, in French, ‘Débrouillez-vous!’ meaning ‘get on with it’, ‘figure it out yourself’, ‘deal with it’ or ‘improvise’. Since 1960 has become a universal expression throughout the country to explain ‘the surreal alternative systems invented by ordinary Zaireans to cope with the anarchy’ (p.11) they find themselves living in.

And so Wrong gives an overview of the hundred and one street professions of a people struggling to live in an economy with no jobs and no wages. Wrong gives an extended description of the Mutual Benefit Society run by the disabled street people of Ngobila Beach and the tiny loopholes in the law they exploit to smuggle and sell items.

She meets a fervent Kimbanguist, the religion described by van Reybrouck. Van Reybrouck’s account of Kimbanguism is much more thorough, lucid and logical, but Wrong’s is an in-your-face explanation via one particular believer, Charles, a Zairian who combines high moral principles (‘we are never naked’) with the profession of ‘protocol’ or fixer of bribes at Kinshasa’s notorious N’Djili International Airport.

Chapter 8

Le Sape, Congo’s equivalent of Mods, snappily dressed proles. The origin and purpose of the Society of Ambiencers and Persons of Elegance (SAPE), as explained to Wrong by self-styled ‘Colonel’ Jagger (p.176) as a protest against poverty and the drabness of the constricting African authenticité style demanded by Mobutu.

Then she gives a portrait of the ex-pat community of European idealists and chancers and romantics who came out in the 1950s or 60s and stayed on past independence and into the Mobutu years. This focuses on the example of Daniel Thomas a French construction worker who has repeatedly tried to start small farming businesses only to be repeatedly looted and ruined by his neighbours, and now all of his money is tied up in a farm he can’t sell and who has lost all hope. His wife is exhausted and disillusioned and wants to leave this sick land but they are stuck.

Chapter 9

Wrong details the vast sums loaned or given to Zaire over the years by international banks and especially the World Bank and International Monetary Fund. She interviews insiders who explain that during the 1960s, 70s and 80s very few conditions were attached to vast loans which, predictably, disappeared straight into the bank accounts of Mobutu and cronies.

Chapter 10

Details of the vast palace Mobutu had built for himself at Gbadolite in the jungle in the north of the country, right on the border with Central African Republic. It’s said to have cost $100 million, with an airstrip big enough for Concorde to land on. Musical fountains, ornamental lakes, model farm, gilt, marble. This is what a lot of Western aid paid for. Eventually it came to seem too big and imposing so… he had another one built a few miles away at Kwale, with an olympic size swimming pool,

The story of Pierre Janssen who married Mobutu’s daughter, Yaki, on 4 July 1992, and so became the only white person in Mobutu’s inner circle and a few years later revealed all in a kiss-and-tell memoir. The Moules flown in from Belgium, huge bouquets of flowers flown in from Amsterdam, cakes flown in from Paris along couturiers and barbers.

The weirdness that after his first wife, Marie Antoinette, generally reckoned to be a restraining influence on him, died in 1977, he married his mistress Bobi Ladawa, and took as a new mistress…her twin sister, Kossia. They socialised together, were seen together. Wrong speculates that there might have been a voodoo, animistic belief that the twins would ward of the nagging spirit of his first wife, for twins are regarded in Africa as having totemic powers (p.223).

Chapter 11

A brisk account of the Rwandan genocide which is in a hurry to explain the longer and more significant consequence, which was the creation of vast camps for Hutu refugees just across the borders in Zaire and how these camps, supported by huge amounts of foreign aid, were reorganised by the thuggish Hutu genocidaires who set about planning their revenge attack on Rwanda. By 1995 there were some 82,000 thriving enterprises in the camps which had become mini-towns (p.239), no surprise when you consider that the UNHCR and aid organisations had pumped at least $336 million into them, more than the Kinshasa government’s total annual operating budget.

In early 1996 the Hutu leadership undertook a mission to ethnically cleanse the North Kivu region of its ethnic Tutsis, massacring those it could find, forcing the rest to flee. In late 1996 it was south Kivu’s turn to be cleansed. The local Tutsis, known as the Banyamulenge had watched the Hutus slowly take control of the region, launch revenge raids into Rwanda, and had called on the UN and Kinshasa to neutralise the Hutu genocidaires but the UN did nothing and Mobutu gave them tacit support.

Which is why in October 1996 four rebel groups, with the backing of the Rwandan and Ugandan governments formed the Alliance of Democratic Forces for the Liberation of Congo-Zaire (AFDL) and took the fight to the Hutus, forcing the genocidal Interahamwe to flee west and majority of the refugees to traipse back into Rwanda.

Chapter 12

The main thing about the so-called First Congo War is there was hardly any fighting. The Zairian army, the Forces Armées Zairoises, the FAZ, was a joke and ran away at the first threat of conflict. The only violence came from the FAZ as they looted, burned and raped their way through the villages en route back to Kinshasa. There were a few set-piece battles but for most of the AFDL forces the war consisted of a very long march through jungle, sometimes using Zaire’s decaying roads, mostly using the jungle paths which have replaced tarmacked roads in many areas.

Wrong interviews Honoré Ngbanda Nzambo Ko Arumba, for five years the feared head of Zaire’s security service who explains why the FAZ was so useless. It all stems from Mobutu’s basic management technique which was to keep the army divided between different factions, to create a series if confusingly titled security and military units, to have a multitude of generals and security ministers and to keep them all guessing. To set them in deliberate rivalry, to give them contradictory orders, to create permanent confusion, suspicion and paranoia. Why? Simples: to prevent any single person or unit from becoming a centre of real power and so a threat to his rule.

Also, most of these units were kept down in Bas Congo, close to Kinshasa. Zaire had almost no border guards or forces. Why? Because the army was not designed to fight other countries or protect the country’s security; it was an internal security machine whose sole raison d’etre was protecting the president.

Another reason was simple corruption. The many generals and senior ranks Mobutu created, solely with a view to placating the numerous tribes and/or keeping prominent figures onside, to a man practiced various forms of corruption and graft, the simplest of which was to take the soldiers’ pay for themselves. Which explains why soldiers went without any pay at all for months on end, sometimes half a year. Which was the central reason why they mutinied and not only mutinied but went on great rampages of looting; they were claiming their back pay, taking what they though society owed them. That was the root cause of the two great Pillagings of 1991 and 1993.

And then there was greed raised to the level of comic farce. Most officers or army administrators had been selling off stock for cash for years. Thus the FAZ had out of date East European guns, the wrong ammo for their guns. Initially army commanders in Kivu sold the best of their munitions to the AFDL for a quick profit, arms and ammo the AFDL then turned back on the FAZ, who turned and ran.

Lastly, the neighbouring countries turned against Mobutu. Rwanda and Uganda were the AFDL’s main backers, but the Angolan government had for decades resented Mobutu’s support for the UNITA rebels and took the opportunity to send forces into Zaire to crush their base camps. Zambia co-operated by letting the AFDL cross its land to reach the south. Zimbabwe and Eritrea sent the rebels modern arms and Tanzania turned a blind eye to rebel bases on its territory.

By March 1997 the AFDL had taken Kisangani, next came Mbuji Mayi, then Lubumbashi, capital of the mining region in the south. It took just seven months from the launch of their campaign till the first AFDL troops arrived outside Kinshasa prompting the atmosphere of paranoid panic Wrong describes in the first chapter of this book.

Chapter 13

As so often happens with tyrants, Mobutu’s overthrow coincided with his final fatal illness. It’s as if their imminent fall from power triggers a collapse in their bodies. King Leopold II lasted barely a year after he handed the Congo Free State over to the Belgian government (February 1908) and in an eerily parallel way, the AFDL’s seven-month advance on Kinshasa coincided with 66-year-old Mobutu’s diagnosis with prostate cancer.

As the rebel forces relentlessly advanced westwards, Mobutu was in and out of the most expensive private clinics in the world in Switzerland. Thus his personal intervention and decision making was almost entirely absent during the crucial months. When he returned to his capital in March 1997, he could barely walk and had to be supported from the plane.

On 16 May 1997, following failed peace talks chaired by President of South Africa Nelson Mandela, Mobutu fled into exile and Kabila’s forces proclaimed victory. Mobutu died in exile in Morocco 3 and a half months later, 7 September 1997.

This is where Wrong places a fascinating interview with Mobutu’s son by his second wife Bobi Ladawa, Nzanga Mobutu. He mourns his father and insists he loved his family and loved his country. Wrong gives her account of the very last few days, especially negotiation with the Americans who tried to broker a deal with Kabila, partly through Nzanga’s eyes, partly through the account of US ambassador Daniel Simpson who took part in the actual discussions, and Bill Richardson, the troubleshooter US President Bill Clinton handed the tricky task of persuading Mobutu to relinquish power and tell his troops not to fight the AFDL as it entered Kinshasa, a confrontation which would have led to a bloodbath, anarchy and another Great Pillaging (p.271).

What comes over is the absolute centrality of the Americans as power brokers in the situation, but the refusal of a very sick Mobutu to formally abdicate and of Kabila to make any concessions. Right at the last his generals abandoned him. The knackered Russian Ilyushin jet Mobutu and his close family flew out of Kinshasa to Gbadolite in was peppered with machine gun fire by his very pissed-off personal guard, the Division Spéciale Présidentielle (DSP) who he was abandoning to their fates (p.279).

Chapter 14 Ill-gotten gains

A few months after Kabila took power, he set up the quaintly named Office of Ill Gotten Gains (OBMA) to identify Mobutu’s looted assets, including his multiple properties abroad (p.286). Wrong meets the first director of OBMA, former nightclub owner turned rebel soldier Jean-Baptise Mulemba lists and visits some. Three years after his fall, Wrong visits his large Swiss mansion at Les Miguettes, now falling into neglect.

Epilogue

The epilogue reminds us that this book was published in 2000, when Congo was still in the toils of what became known as the Second Congo War and Kabila was still president. She was not to know Kabila would be assassinated in 2001 and the war drag on for years.

Wrong shows us the dispiriting process whereby the initial high hopes about him and his crusade to undo corruption soon faded, as he found himself having to resort to all Mobutu’s old techniques for trying to hold his wartorn country together, namely creaming money off foreign loans, the mining companies, and even introducing tougher taxes on ordinary Congolese, in order to keep the regional governors and all manner of fractious stakeholders onboard.

Anyway, as Wrong’s book went to press in 2000 it ends with a survey of the many depressing tokens which indicated that Kabila was falling into Mobutu’s old ways, only without the dictator’s charisma or shrewdness. Blunter. Cruder. She calls Kabila a ‘thug’ (p.300).

And she ends with an assessment of whether Mobutu’s missing billions will ever be recovered. The short answer is No, for the simple reason that they don’t exist. All the evidence is that millions went through his hands but en route to the key stakeholders, political rivals, regional warlords, he needed to pay to follow him.

At a deep structural level, the corruption and gangster economy run by Mobutu and then Kabila may be the only way to keep such a huge country, divided into starkly different regions, populated by some 250 different ethnic groups, together.

God, what a thought. The population of Congo in the 1920s when the first estimates about how many died during Leopold’s rule, was said to be 10 million. By the date of independence 1960 described in Ronan Bennett’s novel The Catastrophist it had only risen to 15 million or so. When Wrong’s book went to press in 2000 she gives Congo’s population as 45 million. And now, in 2021? It is 90 million! Good grief. What future for a ruined country overrun by its own exploding population?

France

The French come out of this account, as usual, as scumbags. France was ‘Mobutu’s most faithful Western friend’ (p.287), ‘always the most loyal’ of his Western supporters (p.258). From the 1960s Zaire came to be regarded by the French government as part of its ‘chasse gardée’:

that ‘private hunting ground’ of African allies whose existence allowed France to punch above its weight in the international arena. (p.196)

The French believed they understood the African psyche better than the Anglo-Saxon British or Americans. They clung on to belief in their mission civilisatrice despite their not-too-impressive record in Vietnam and Algeria. Since the 1960s the French government has promoted la francophonie “the global community of French-speaking peoples, comprising a network of private and public organizations promoting equal ties among countries where French people or France played a significant historical role, culturally, militarily, or politically.” (Wikipedia)

The practical upshot of this high-sounding policy was that the French government promised Mobutu their undying support, no matter how corrupt and evil he became. The French government funded schools and media – so long as they promoted the French language. Valéry Giscard d’Estaing, French president from 1974 to 1981, was a great friend of African dictators and secured them many loans which just happened to coincide with a building firm run by Valery’s cousin winning quite a few contracts to build Zairean ministries and bank buildings and so on (p.131). Very handy.

It meant military aid, too. When rebels invaded Shaba from Angola, France parachuted legionnaires in to fight them. During the First Pillaging of 1991 France flew in troops to police the streets.

After his downfall, when the OBMA set out to track down the billions of dollars Mobutu had sequestered abroad, the lack of co-operation from the French government stood out.

Confronted with the AFDL’s legal and moral crusade, the silence from France, Mobutu’s most faithful Western friend, was deafening. (p.287)

But France’s standout achievement in the region was to protect the Hutu instigators of the great genocide of Rwanda. This is a hugely controversial subject, which I’ll cover in reviews of specifically about the Rwanda genocide, but in brief: the French government supported the Hutu government. The French president was personal friends with the Hutu president Juvenal Habyarimana, so when his plane was shot down and the Hutu government went into panic mode, the French government’s first response was to support them and to carry on supporting them even as they carried out the 100-day genocide. When the Tutsi Rwandan Patriotic Front invaded Rwanda to put an end to the genocide, France continued to support the Hutus and helped the genocidaires escape, along with millions of other Hutu refugees into eastern Congo, where they continued to support them, even after the evidence was long in the public domain that they had just carried out the worst genocide since the Holocaust.

Because for the French government, all that matters is the glory of France, the prestige of France, the strength of the Francophonie. Morality, justice, human rights, all come a poor second to France’s unwavering commitment to its own magnificence.

Hence France’s unwavering support for the evil kleptocratic dictator Mobutu right up till his last days; hence France’s support of the Hutu government, even after it became clear they were carrying out a genocide. A guilt France has taken a long time to face up to, has finally admitted, albeit hedged with reservations and caveats.

Repeated stories

Stories, gossip and educational facts are learned through repetition. Wrong repeats the description of big statue of Henry Morton Stanley, long ago torn down and lying rusting outside a warehouse in Kinshasa. Several times she refers to the two great Pillagings of 1991 and 1993.

She repeats the story about the Congo’s store of uranium dug from the mines of Shinkolobwe being sent by a foresightful colonial administrator to New York where it was discovered by scientists from the Manhattan Project and refined to become the core of the atom bomb dropped on Hiroshima (p.140).

Her chapter about King Leopold’s rape of Congo under hypocritical claims of freeing it from slavery and barbarism repeats much of the material I’ve read in Hochschild and van Reybrouck. She repeats Hochschild’s mentions of Congolese historian Isidore Ndaywel e Nziem’s estimate that 13 million died or fled the region during Leopold’s rule.

Van Reybrouck thought the tragic story of Lumumba betrayed by his secretary and friend Mobutu was like a Shakespearian tragedy. Wrong thinks it is Biblical like Cain and Abel, two beloved brothers who end up betraying each other. It certainly haunts the imagination of novelists and historians and commentators in a way the later, long rule of Mobutu rarely did, and the rule of Laurent Kabila not at all.

Credit

In The Footsteps of Mr Kurz by Michela Wrong was published by Fourth Estate in 2000. All references are to the 2001 paperback edition.


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Congolese soldiers in the world wars

Congo: The Epic History of a People by David Van Reybrouck is a wonderland of a book. The accounts he gives of the involvement of Congolese soldiers in the two world wars are so remarkable and so little known that it’s worth recording them in a standalone blog post.

In his characteristic style, van Reybrouck interweaves traditional, factual history with first-hand, eye-witness memories by veterans or the families of veterans, which add colour and human scale to such huge abstract events.

First World War (pages 129 to 139)

Congo as a buffer state

At the Congress of Vienna in 1815 Belgium itself was conceived as a sort of buffer state between the powers, between France and Prussia. In a similar way, at the Berlin Conference of 1885, King Leopold  persuaded the powers that his seizure of this huge chunk of Africa would serve as a sort of buffer between territory controlled by the old rivals Britain and France in west Africa and the territory claimed in east Africa by the new kid on the block, Germany.

The final agreement of colonial borders in Africa meant that Congo shared a 430-mile-long border with German East Africa. Given that the Germans owned Cameroon to the north-west of Congo, it made sense for them to ponder seizing a corridor through the Belgian colony in order to link German East and West Africa. In fact, just before war broke out, the German foreign office actually approached the British with the suggestion of dividing Congo between them, which the British wisely rejected.

Germany attacks

After war broke out in Europe in August 1914, the colonial authorities expected Congo to remain neutral, which it did for all of 11 days, until Germany attacked. A steamship crossed Lake Tanganyika from the German side and shelled the Congo port of Mokolubu, sinking some canoes, then German soldiers landed and cut the telephone wire. A week later the Germans attacked the lakeside port of Lukuga, too.

Main battle zones

Because of the lack of roads and infrastructure, the First World War in Africa wasn’t fought along huge fronts, as in Europe, but was a matter of seizing strategic points and roads. Congolese forces ended up fighting on three fronts, Cameroon, Rhodesia and East Africa.

1. In 1914 a handful of Belgian officers and 600 Congolese troops were sent to help the British in the battle for Cameroon where German resistance to British, French and Belgian colonial units finally ended in March 1916.

2. By mid-1915 South African troops had secured the surrender of German South-West Africa but German forces threatened Rhodesia and so the Belgian government in exile (in Le Havre) ordered seven Belgian and 283 Congolese soldiers to help the British defend it.

Battle of the lakes

3. But the most intense Congo-German engagement was in the East. Here the border between Congo and German East Africa had only been finalised as late as 1910. In 1915 German forces led by Paul von Lettow-Vorbeck made repeated attempts to move into Kivu district (to the west of Lake Kivu, which formed part of the border between Belgian and German territory), with a view to pushing on north to seize the Kilo-Moto gold mines of the Ituri rain forest.

The Germans took initial control of lakes Kivu and Tanganyika which they patrolled with armed steamships. In reply the Allies i.e. the British, organised the transport of steamships broken up into parts all the way up the Congo and then across land to the lakes. They also sent four aquaplanes, which undertook a campaign to bomb and sink the German ships.

The Tabora campaign

Meanwhile, a large infantry force of 15,000 soldiers was assembled on the east Congo border under Force Publique commander, General Charles Tombeur. An important fact to remember is that, in the absence of decent roads, almost all the materiel needed for these campaigns had to be carried by porters, just as in Victorian times. It’s estimated that for every soldier who went into battle there were seven porters. In total, throughout the war years, it’s estimated that some 260,000 native porters were recruited or dragooned, out of a total population of less than ten million. This disruption had a negative impact on local economies and food production, but the conditions of the porters weren’t much better, with all experiencing inadequate food, shelter and little drinking water. As usual in every conflict, disease became rife and about one in ten of the porters died on active service, a total of some 26,000, compared to 2,000 soldiers.

As to the campaign itself, in March 1916 General Tombeur led his army across the border into Rwanda and seized the capital, Kigali, on 6 May. They then marched the 370 miles south-east to Tabora, which had been a key staging post for the explorers of the 1870s and 1880s and was now the nexus of German administration. It was the largest engagement of the campaign. Tombeur’s forces joined with another army which had marched from Lake Tanganyika and, after ten days and nights of intense fighting, Tabora fell to the Belgian-Congo forces on 19 September 1916. The Belgian flag was raised in the town centre amid widespread celebrations.

In 1917 Tabora was used as a staging post for a campaign to capture Mahenge, 300 miles to the south, but the battle of Tabora was the one which went down in colonial memory. Tombeur was given a peerage and songs were written about his famous victory.

Interview with Martin Kabuya

Typical of van Reybrouck’s method of humanising history, he tracks down an army veteran, Martin Kabuya, whose grandfather fought in the Tabora campaign and, he claims, provided cover for the soldier who raised the Belgian flag in the  conquered town square (p.135). And then talks to Hélène Nzimbu Diluzeti, 94-year-old widow of Thomas Masamba Lumoso, a Great War veteran who served in the TSF or telégraphie sans fils (i.e. wireless) section from 9 August 1914 to 5 October 1918, so for only a weeks short of the entire duration of the war (pages 135 to 137).

Here’s the map van Reybrouck provides. You can see the black arrows indicating movement of Congolese forces through the two small unnamed states of Rwanda and Burundi towards Tabora in what is now called Tanzania but was then German East Africa. On the top left of the map you can see the borders of Cameroon and understand how German strategists, at one point, might have fantasised about annexing northern Congo in order to for a corridor of German colonial territory from Tanzania through north Congo and joining up with Cameroon. One of many colonial pipe dreams.

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The Congolese in Belgium

Not many Congolese soldiers had time to be transported to Belgium before it fell to the Germans’ swift advance in August 1914. Van Reybrouck tells us the stories of two of them, Albert Kudjabo and Paul Panda Farnana, members of the Congolese Volunteer Corps. They were among the tens of thousands deployed to defend the Belgian city of Namur but the Germans swiftly captured it and these two Africans who spent the next four years in various prisoner of war camps. Among transfers between camps, forced labour and various humiliations, they were interviewed by the Royal Prussian Phonographic Committee which recorded Kudjabo singing traditional songs. The recordings survive to this day (p.138).

Van Reybrouck returns to the two POWs on page 178 to describe their chagrin and anger when they were finally repatriated to from Germany to Belgium only to read commentators in the press saying the likes of them should be packed off as soon as possible back to the land of bananas (p.178). They had fought side by side with their Belgian brothers to protect the motherland. Where was the gratitude? It left a legacy of bitterness.

Paul Panda Farnana

We know a lot about Farnana in particular because he played a central role in founding the Union Congolaise in August 1919, an organisation set up to assist ‘the moral and intellectual development of the Congolese race’. The Union called for greater involvement of the natives in the colonial administration and opened branches across Belgium.

In December 1920 Farnana addressed the first National Colonial Congress in Brussels and then took part in the second Pan-African Congress organised by American civil rights activist W.E.B du Bois. In 1929 Farnana returned to Congo and settled in his native village, but died there, unmarried and childless in 1932. He is often considered the first Congolese intellectual, but his was a very isolated voice. It would take another world war and decades of simmering discontent before real change could be affected.

Consequences of the Great War

After Germany’s defeat its African colonies were parcelled out to the allies. England took German East Africa which was renamed Tanganyika (and then Tanzania, on independence in 1961). Belgium was handed the two small states on the eastern borders of Congo, Rwanda and Burundi.

Earlier in the book van Reybrouck described the process whereby colonial administrators defined and helped to create tribal identities. Originally much more fluid and overlapping, these names and categories hardened when the authorities issued identity cards on which every Congolese had to match themselves to a limited list of bureaucratic tribal ‘identities’.

When they took over Rwanda, the Belgian authorities applied the same technique, insisting that the previously fluid and heterogenous Rwandans define themselves as one of three categories, Tutsi, Hutu or Twas (pygmy), an enforced European categorisation which was to bitterly divide the country and lead, ultimately, to the calamitous Rwandan genocide of 1994.

Although the war disrupted societies and led to significant native casualties in the eastern part of the country, the mining regions such as Katanga experienced an economic boom and huge explosion of jobs which increased urbanisation. But after the war there was a sudden drop in demand which led to layoffs, unrest and strikes.

Second World War (pages 182 to 189)

And then it happened all over again, except on a bigger scale, in 1940. In 18 days the German army rolled through Belgium as part of its conquest of France, Belgium was defeated and occupied. While the Belgian government fled to England, King Leopold III was taken prisoner to Germany. For a while there was uncertainty in the colony about which way it would jump – support the victorious Nazis or align with the humiliated government in exile? The decision was taken by the man on the scene, Governor General Pierre Ryckmans who to his great credit decided the Belgian Congo would align with the allies and fight fascism.

Ethiopia

Mussolini had invaded Haile Selassie’s Abyssinia in 1935. In 1940 Churchill sent troops from British Kenya into Ethiopia to neutralise the Italian threat. Starting in February 1941 the Brits were reinforced by the eleventh battalion of the Congo Force Publique. This consisted of 3,000 Congolese soldiers and 2,000 bearers.

They drove across British-controlled Sudan in blistering heat but had to manage the mountainous west of Ethiopia mostly on foot. From scorching heat it started to rain and the troops found themselves mired in mud. The Congolese took the small towns of Asosa and Gambela but faced a stiffer challenge at the fortified garrison town of Saio. After heavy shelling, on 8 June 1941, the town surrendered. Congo forces took nine Italian generals including the commander of all Italian forces in East Africa, 370 Italian officers, 2,574 noncoms and 1,533 native soldiers, along with a huge amount of munitions and equipment.

Van Reybrouck makes the droll point that the expulsion of the Italians (who had only held Ethiopia for 6 years) allowed the return of the emperor Haile Selassie, which gave renewed vigour to the small sect of Rastafarians in faraway Jamaica who had started worshipping the emperor as a deity during the 1930s. Thus Congolese soldiers helped in creating the spiritual side of reggae!

What Tabora had been in World War One, Saio was in World War Two, a resounding victory for African troops. More than that, for the first time in history an African nation had been liberated by African troops (p.185).

Nigeria

Van Reybrouck interviews Congo veterans who fought in the campaign, Louis Ngumbi and André Kitadi. He takes a path through the complicated wartime events in north Africa through the career of Kitadi. Having routed the Italians in the East, the focus switched to West Africa. Kitadi was a radio operator in the Congo army. In autumn 1942 he was shipped up to Nigeria and trained for 6 months in readiness to take Dahomey (modern Benin) from the Vichy French. However during the training period, Dahomey switched to General de Gaulle’s Free French and so the focus now switched to Libya where German forces under Rommel were based and repeatedly threatened to invade Egypt.

Kitadi and the other Congolese soldiers travelled across the desert of Chad (a French colony run by a black governor allied to de Gaulle). Van Reybrouck dovetails Kitadi’s story with that of Martin Kabuya, another radio operator in the Force Publique, who had also been shipped to Nigeria, but now found himself sent by sea right around Africa and up through the Suez Canal.

Egypt

Kitadi spent a year in a camp outside Alexandria. There were lots of Italian prisoners of war, kept in barbed wire POW camps. The Arabs stole everything. Kabuya was stationed at Camp Geneva near the Suez Canal, intercepting enemy Morse code messages. Once he was attacked by a big SS man who he stabbed in the gut with a bayonet and killed.

Palestine

When fighting in Europe ended, both men stayed in the army and were moved to Palestine to help with the new British mandate there (p.188).

The paradox of scale

Paradoxically, although the scale and reach of the Second World War was dramatically larger than the first, the involvement of Congolese was significantly smaller for the simple reason that the army no longer needed bearers and porters – they had trucks and lorries. So the number of Congolese directly involved in the war was nothing like the 260,000 Congolese porters dragooned into service in 1914-18, with the results that casualties were correspondingly much smaller.

The odyssey of Libert Otenga

The strength of van Reybrouck’s approach is demonstrated by the story of Libert Otenga. Otenga joined a mobile medical unit of Belgian doctors and Congolese medics.

The Belgian field hospital became known as the tenth BCCS, the tenth Belgian Congo Casualty Clearing Station. It had two operating tents and a radio tent. In the other tents there were beds for thirty patients and stretchers for two hundred more. During the war, the unit treated seven thousand wounded men and thirty thousand who had fallen ill. Even at the peak of its activities it consisted of only twenty-three Belgians, including seven doctors, and three hundred Congolese. Libert Otenga was one of them.

Van Reybrouck tracks down an ageing Otenga in Kinshasa to hear his story. First the medical unit was sent to Somalia. Then they went with British-Belgian troops to Madagascar, where they tended German prisoners of war. After Madagascar, the unit went by ship to Ceylon, where the medical unit was reorganised, and then on to India, to the Ganges delta in modern Bangladesh, a long way up the river Brahmaputra and then overland to the border with Burma, a British colony which the Japanese had captured in 1942. This was their longest posting, they treated soldiers and civilians, they had an air ambulance at their disposal. As van Reybrouck remarks:

The fact that Congolese paramedics cared for Burmese civilians and British soldiers in the Asian jungle is a completely unknown chapter in colonial history, and one that will soon vanish altogether. (p.189)

The travels of Congolese forces during the Second World War

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Congo and the atom bomb

The uranium in the Big Boy bomb dropped on Hiroshima contained uranium mined in the mineral-rich Katanga province of Congo (p. 190).

Edgar Sengier, then managing director of Union Minière, saw to it that Congo’s uranium reserves did not fall into the wrong hands. Shinkolobwe had the world’s largest confirmed deposit of uranium. When the Nazi threat intensified just before the war, he had had 1,250 metric tons (1,375 U.S. tons) of uranium shipped to New York, then flooded his mines. Only a tiny stock still present in Belgium ever fell into German hands. (p.190)

The Cold War

During the war the Congo had come to America’s attention as an important source of raw materials for war goods. By 1942 the Japanese had captured most of the Far East, so new sources were needed. the Congo turned out to be a vital source of metals like copper, wolfram, tin and zinc, and of vegetable products such as rubber, copal, cotton, quinine, palm oil for soap and, surprisingly, use in the vital steel industry. (p.191)

This was before the scientists of the Manhattan Project discovered how to make an atom bomb at which point uranium became a vital resource of strategic significance. All this explains America’s interest in the Congo in the 15 years after the war, and then its intense involvement in the events surrounding independence and its support of the dictator Mobutu through the entire Cold War period.

Conclusion

One way of seeing these events are as colourful sidelights on the two world wars and then the low level capitalist-communist antagonism which followed and van Reybrouck’s focus on individual experiences helps the reader understand how all our lives are determined and shaped by vast impersonal historic forces.

Another way of looking at it, is to reflect that from the moment it was first mapped and explored by Stanley in the late 1870s, the second largest country in Africa has never been free of interference, control and exploitation by Europe and America.

Credit

Congo: the epic history of a people by David Van Reybrouck was published in Dutch by De Bezige Bij in 2010. All references are to the paperback version of the English translation by Sam Garrett, published by Fourth Estate in 2015.

Surprisingly for a contemporary book, Congo: The Epic History of a People is available online in its entirety.


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Alliance: The Inside Story of How Roosevelt, Stalin and Churchill Won One War and Began Another by Jonathan Fenby (2006)

‘In politics one should be guided by the calculation of forces.’ (Stalin at Potsdam)

Alliance is a thorough, insightful and gripping account of the wartime meetings between ‘the Big Three’ Allied leaders – Roosevelt and Churchill and Stalin – which determined the course of the Second World War and set the stage for the Cold War which followed it.

In actual fact the three leaders in question only met face to face on two occasions:

  1. Tehran 28 November-1 December 1943
  2. Yalta, 4-11 February 1945

The third great power conference, Potsdam July 1945, took place after Roosevelt’s death (12 April 1945) and with his successor, former vice-president Harry Truman

There were quite a few meetings between just Roosevelt and Churchill:

  1. Placentia Bay, Canada – 8 to 11 August 1941 – resulting in the Atlantic Charter
  2. First Washington Conference (codename: Arcadia), Washington DC, 22 December 1941 to 14 January 1942
  3. Second Washington Conference, 19 to 25 June 1942
  4. Casablanca, 14 to 24 January 1943 – Roosevelt’s first mention of the policy of ‘unconditional surrender’
  5. First Quebec Conference – 17 to 24 August 1943 (codename: Quadrant)
  6. Third Washington Conference (codename: Trident), 12 to 25 May 1943
  7. First Cairo Conference (codename: Sextant) November 22 to 26, 1943, outlined the Allied position against Japan during World War II and made decisions about postwar Asia
  8. Second Cairo Conference, December 4 to 6, 1943
  9. Second Quebec Conference (codename: Octagon) September 12 to 16, 1944 – Churchill strongly disapproved of the Morgenthau Plan, but had to support it in exchange for $6 billion of Lend-Lease aid to Britain

I hadn’t realised that Churchill flew to Moscow not once, but twice, for one-on-one meetings with Stalin – which had some very rocky moments.

  1. Second Moscow Conference (codename: Bracelet) 12 to 17 August 1942 – Churchill stayed in State Villa No. 7 and, when he told Stalin Britain would not be launching a second front any time soon, Stalin became insulting, asking why the British were so frightened of the Germans. Churchill responded with details of Operation Torch – Anglo-American landings in North Africa designed to open up the Mediterranean, and increased bombing of German cities.
  2. Fourth Moscow Conference (codename: Tolstoy) 9 to 19 October 1944 – this was the meeting where Churchill and Stalin discussed percentages of influence in post-war European nations: Russia 90% in Romania, UK 90% in Greece, Yugoslavia 50/50, and so on.

(The First and Third Moscow conferences were meetings of foreign ministers only i.e. not directly including Churchill or Stalin.)

These top-level meetings are colourful and interesting, and Fenby covers them in minute detail, giving a blow-by-blow account of what was discussed at each of the conference sessions, on each of the days, but nonetheless, the actual conferences are like the tips of the iceberg. Nine-tenths of the book is about the exchanges of messages between the Big Three leaders, by cable and telegram and phone calls, the texts of various speeches and declarations, and the complex matrix of diplomatic missions and exchanges which took place at a lower level, with special envoys shuttling between the three countries, meeting their opposite numbers or conveying messages from one to the other.

Since almost everyone concerned seems to have left diaries of these meetings, plus the vast official record and countless press announcements, Fenby is able to quote liberally from all these sources in order to recreate the complex web of communications which defined the ever-shifting diplomatic relations between the three powers.

The book sticks closely to a chronological account of all the meetings and messages and slowly I began to realise it might more accurately described as a diplomatic history of the alliance. Or a History of Allied Diplomacy During World War Two. And I came to realise the book can be enjoyed on a number of levels:

Character studies of the Big Three

The opening chapter is a kind of prelude, giving vivid pen portraits of the Big Three leaders:

Winston Spencer Churchill, Prime Minister of Great Britain

The stories about Churchill are often funny and loveable. We learn that he liked to go to bed in silk pyjamas. If he had no meetings he stayed in bed till noon, reading all the papers. Time and again eye-witnesses describe him as an over-grown schoolboy, insisting on swimming naked off the coast on a trip to visit Roosevelt, on another occasion arriving at an American military display dressed in a romper suit with his topee brim turned up so that one reporter thought he looked like a small boy going down to the beach to dig a hole in the sand. En route to Yalta, Churchill’s daughter, Sarah, described him as looking like ‘a poor hot pink baby about to cry’ (p.351). After the Yalta conference ended, he ‘walked from room to room, genial and sprightly, like a boy let out of school’ (p.380). Unlike the two other leaders he appeared to have no sex drive whatsoever.

Winston Churchill and a baby in a pram

Spot the baby

Churchill drank like a fish – sherry for breakfast, wine with lunch, champagne, wine and brandy with dinner.

On a striking number of occasions he was naked – swimming in pools naked, on one occasion padding round the bomber flying him back from Moscow naked from the waist down, appearing half-naked in front of the Moscow ambassador (who, memorably, drew a sketch of the naked British PM), and once – allegedly – when staying at the White House, being caught by Roosevelt emerging naked from the bath and, unabashed, declaring, ‘The Prime Minister of Great Britain has nothing to conceal from the President of the United States.’

Driven to the newly liberated area around Remagen, Churchill, surrounded by photographers, was caught short and unzipped to have a pee, telling the gentleman of the press that this particular moment of their great victory was not to be recorded. In his diary Brooke records that he will never forget ‘the childish grin of intense satisfaction that spread over his face’ (quoted page 388). He comes across as the ultimate naughty schoolboy.

Churchill was also given to flights of schoolboy sentimentality; he easily broke into tears, especially about loyal and trusty servants.

  • ‘I love that man’, he told his daughter Sarah, about Roosevelt, with tears in his eyes. (p.224)
  • Telling Moran that night of the [Polish diplomatic leader’s] request to be dropped into his homeland [to die fighting the Nazis rather than acquiesce in a diplomatic sell-out to the Russians], Churchill had tears in his eyes. (p.330)

And, of course, reams of magniloquent speech emerged effortlessly from his well-stocked mind. All us Brits have been brought up on the key moments from his wartime speeches. But as the book goes on, you come to realise this could also be a weakness. I watched his ‘historic’ address to both Houses of Congress on YouTube and realised that, if the spell drops for a moment, it is possible to see Churchill as a pompous old windbag. During the Tehran Conference, at the end of 1943, Roosevelt is reported as tiring of Churchill’s relentless verbosity (p.236).

And old and tired – one eye-witness memorably described him as a tired old man who kept going by sheer will power alone. But the windbag element opens the door to understanding the strong anti-British feeling which was present at all levels of the American administration and society, and steadily increased as the war progressed. In a telling phrase, Fenby says that by the time of Yalta, Britain was much the most junior partner of the alliance and Churchill knew it. ‘Britain had lost its aura of 1940’ (p.353).

Franklin Delaware Roosevelt, President of the United States

It is quite a surprise to read so many of the senior staff who worked with Roosevelt describing him as a heartless SOB – that’s not at all how he comes over in the Pathé newsreels where he’s always laughing and joshing, but the eye-witnesses are 100% consistent.

The laughing and joshing is connected to another of Roosevelt’s characteristics, which was his conviction that he could talk round anyone with banter and good humour. This partly explains his relationship with Stalin. a) Roosevelt, being an optimistic, can-do American, couldn’t really conceive the depths of evil which Stalin represented. b) Roosevelt believed he could manage Stalin as he had managed so many apparently tough opponents in his long political career.

‘I know you will not mind my being brutally frank with you when I tell you that I think I can personally handle Stalin better than your Foreign Office or my State Department.’ (Roosevelt to Churchill)

What he thought he could do was to outwit Stalin as he had done with so many interlocutors. (Walter Lippmann, political commentator)

During the course of 1943 Roosevelt and Hopkins and their entourage became steadily more pro-Stalin and inclined to cold shoulder Churchill. Fenby records that some, more realistic, American diplomats resigned in protest at their boss’s wishful thinking about Soviet intentions and readiness to brush the show trials, gulags and famines under the carpet.

Franklin D. Roosevelt smiling from a car with cigarette holder in handf

Roosevelt trusted Stalin more than Churchill

Josef Stalin

It’s sometimes difficult to believe that a man as monstrous as Stalin ever lived and breathed and walked, let alone shook hands with the other two, made jokes and delivered gracious toasts. All the eye-witness accounts confirm that he was extremely practical and factual. He had three demands and he made them right from the start:

  • for Britain and America to send more arms and munitions to help the Red Army fighting the Germans
  • for Britain and America to open a second front as soon as possible i.e. invade France
  • after the war to have a guaranteed security zone or buffer comprising Poland and the Baltic states in Europe (the situation in China/Manchuria was more complicated but Stalin’s basic principle was easily applied here, too: he supported whichever solution gave Russia maximum security)

Uncle Joe often had a twinkle in his eye and charmed most of his guests. Only occasionally did the psychopath emerge. At one of the many drinks receptions and dinners accompanying the meetings, a Russian general was showing Kerr how to handle one of their tommy guns, when Stalin seized it and said, ‘Let me show you how a real politician behaves’, and made a mock gesture of machine gunning everyone else in the room. At Yalta, Roosevelt asked Stalin who the quiet man with the pince-nez was. Stalin saw the president was gesturing towards Beria and laughed, ‘Oh that’s our Himmler’ (p.369). When Churchill explained to Stalin that he might lose the upcoming British general election, as he was only the leader of a particular party, Stalin replied, ‘One party is much better’ (p.377).

Joseph Stalin sitting at a desk writing on documents, pipe in mouth

How many people was Stalin responsible for killing?

Character studies of their many subordinates

But the book is by no means only about the Big Three. There’s a also a huge amount of highly enjoyable gossip about the cohorts of advisers and diplomats and military men the Big Leaders were surrounded by. Here are quick sketches of some of them:

The Brits

  • Major Arthur Birse – Churchill’s Russian translator
  • Field Marshal Alan Brooke – Chief of the Imperial General Staff (CIGS) and, as chairman of the Chiefs of Staff Committee, was the foremost military advisor to Winston Churchill. He was nicknamed ‘Shrapnel’. In the 1950s his diaries were published which contained scathing criticisms of senior figures of the war, including Churchill. Brooke admired Stalin for his quick grasp of strategy and military reality – but still thought him a cold-hearted, mass murderer. He was a keen birdwatcher.
  • Sir Alexander Montagu George Cadogan, Permanent Under-Secretary for Foreign Affairs from 1938 to 1946, kept extensive diaries which were later published.
  • Field Marshal Sir John Dill, May 1940 to December 1941 Chief of the Imperial General Staff (CIGS) and in Washington, Senior British Representative on the Combined Chiefs of Staff. Though much admired by Americans as senior as George Marshall, Churchill did not like him, nicknamed him Dilly-Dally, and replaced him with Alan Brooke.
  • Anthony Eden, Foreign Secretary from 1940 to 1945 – Churchill’s loyal lieutenant, principled, vain, self-centred
  • Edward Wood, Lord Halifax from 1941 to 1946 British Ambassador in Washington
  • Sir Archibald Clark Kerr – ambassador to China from 1938 to 1942, where he won the respect of Chiang Kai-shek; then ambassador to the Soviet Union from 1942 to 1946 where his tough approach and broken nose earned him the nickname, ‘the Partisan’.

The Americans

  • Averell Harriman – inherited $100 million from his father and was chosen to manage the massive Lend-Lease programme. US ambassador to the Soviet Union from October 1943 to January 1944. Had an affair with Winston Churchill’s son’s wife.
  • Harry Hopkins – gangling son of an Iowa saddle-maker who ended up becoming instrumental in Roosevelt’s New Deal scheme, and moved into the White House to become Roosevelt’s adviser throughout the war.
  • George Marshall – supremely capable Chief of Staff of the US Army, September 1939 to November 1945.
  • Cordell Hull – the longest-serving U.S. Secretary of State, 1933 to 1944, at daggers drawn with his junior, Sumner Welles, who he eventually got fired in 1943. Hull was the underlying architect of the United Nations. Eden described him as ‘the old man’. Cadogan referred to him as ‘the old lunatic’.
  • Sumner Welles – Under secretary of state 1937 to 1943: ‘the age of imperialism is ended’. Hull hated Welles and got him sacked when stories of his gay lifestyle began to leak to the press.
  • Henry L. Stimson – Secretary of War (1940 to 1945), principled grand old man in his 70s, he vehemently opposed the Morgenthau Plan, and kept a diary full of insights.

Americans in China

  • General Joseph Stilwell – in charge of some Chinese Nationalist forces, adviser to Chiang Kai-shek, supervisor of American lend-Lease to the Nationalists. Known as ‘Vinegar Joe’ he despised the British in India and Burma from the start, but came to loathe Chiang as he came to understand how Chiang’s policies ignored ideas like efficiency and were entirely based on paying bribes to, and keeping in place, administrators and senior soldiers who supported him. This explained the Nationalists’ woeful record at fighting. Stilwell took to referring to him as the Peanut (because of the shape of Chiang’s shaven skull).
  • Claire Chennault – retired from the US Air Force in 1937, Chennault went to China to work as freelance adviser to the Chinese Air Force. After Japan invaded Manchuria Chennault found himself becoming Chiang Kai-shek’s chief air adviser, training Chinese Air Force pilots, and setting up the so-called Flying Tigers.

Roosevelt wanted to replace Stilwell who, by 1943, hated the Chinese with a passion. But his Chief of Staff refused to accept the obvious replacement, Chennault, because he was outside the formal command structure and was far too close to Chiang. So nothing was done, one of several reasons why American policy in China was allowed to drift…

The Russians

  • Vyacheslav Molotov– USSR Foreign Minister. Molotov is a pseudonym like Stalin, it means ‘hammer’. According to witnesses Molotov was completely inflexible, unbending, unyielding.
  • Ivan Maisky – USSR Ambassador to Britain 1932 to 1943.
  • Maxim Litvinov – Soviet ambassador to Washington 1941 to 1943.

The French

  • Charles de Gaulle – leader of the Free French. A relatively junior officer in the French Army, de Gaulle escaped the German invasion and on 18 June made a radio appeal from London to the French to resist the occupiers. He was a legend in his own mind, remplis with a particularly Gallic form of arrogance and hauteur, and eventually managed to convince the French nation of his historic uniqueness. But it is very funny to read how powerless he was in the context of the Great Powers, and how he was routinely ignored by all sides as irrelevant. Churchill was, in fact, generally respectful – we had fought side by side the French during the German invasion of 1940. I’d forgotten that Roosevelt hated de Gaulle with a passion. He was convinced de Gaulle was a dictator-in-waiting in exactly the same mould as Mussolini.

The Americans dislike the Free French

Even after the United States declared war on Germany (11 December 1941), it was only the beginning of what turned into a very long haul. Fenby quotes Charles de Gaulle who, on hearing the news of Pearl Harbour, declared (with typically French brio/arrogance) that the war was won, it was only a matter of time. Obviously almost everyone who was going to die over that matter of time was going to be Russian, American and British. It is heart-warming to read how much Roosevelt and the Americans disliked the Free French under de Gaulle. At Yalta, Roosevelt said the Americans would only give the French a sector of Germany to run ‘out of kindness’. Stalin concurred. Both men obeyed the well-known dictum:

Bad-mouthing the French always has its appeal. (p.358)

De Gaulle was furious at not being invited to the Yalta Conference – despite the fact that the three participants gifted France control of a sector of post-war Germany which they had done nothing to ear. In a typically high-handed gesture, de Gaulle cancelled a post-conference meeting that had been arranged with Roosevelt. The president really lost his temper and drafted a flaming reply criticising not only de Gaulle but the entire French nation until his translator, career diplomat Charles ‘Chip’ Bohlen agreed that de Gaulle was ‘one of the biggest sons of bitches who ever straddled a pot’. This amused Roosevelt who calmed down and set his diplomats to working on a much toned-down reply.

Like a novel

So this 400-page book is a bit like a 19th century novel. You are formally introduced to each new character, with pen portraits, other people’s descriptions, titbits about their private lives and professional achievements. Then settle in to watch the cast assemble, disperse, meet, take notes, observe each other and generally interact. By half-way through, when Fenby describes a meeting involving Eden, Hopkins, you have a good idea of what they all looked like, where they were coming from, and what to expect.

Big ideas

So much for the gossip, but there’s also plenty of through-provoking stuff about the geopolitics.

I find it fascinating, reading about any war, to learn how war aims change and evolve during a prolonged conflict. History – the passage of time – simplifies everything to black and white, whereas at the time, the leaders of the allied powers were working amid a blizzard of conflicting aims and goals, on at least four levels:

  • the leaders of the big three nations (USA, Britain, USSR) disagreed among themselves, and as the war progressed, frequently changed their minds
  • their advisers often strongly disagreed with their leaders, and also amongst themselves
  • in the democracies, the opposition political parties and voices in the press and other commentators often strongly disagreed with government policy
  • and underlying all this human froth was the deep, enduring reality of geography and the geopolitical priorities which that entails

It makes for a fascinating maze, a kind of four-dimensional chess, which Fenby confidently steers us through, often with a wry smile on his face.

Stalin wanted arms and Russian security

To take the last one first, Stalin knew what he wanted and he largely got it. It is bracing to read the eye-witness accounts of the western diplomats who met and admired him. They knew he was a dictator, some were repelled by his history of brutality, but all admired the clarity and conviction of his thinking. When the war was over, Stalin wanted to ensure he had SECURITY in the West and the East. From the get-go he wanted to ensure a geographical buffer to protect Russia from any further attack from East or West. His methods were brutal and disregarded all humanitarian values, but he had the advantage of being absolutely clear about his aims. And he achieved them. In 1942 he asked for control of the Baltic states and Poland to provide his buffer, and this request caused quite a serious rift between Britain (who wanted to agree in order to pen Russia in) and America (who rejected all plans, pacts and alliances, and was committed to giving every nation its ‘freedom’). In the event, Stalin extended his buffer zone half-way across Europe to take half of Germany.

And in the Far East, as I’ve just read in Fenby’s excellent history of China, this simple priority – security – explains why Stalin initially allied with the right-wing Kuomintang against Mao’s communists. Stalin would deal with whoever seemed able to provide security to the USSR, and the Kuomintang were, in 1945 anyway, the strongest power in China, once the Japanese had surrendered.

But Stalin had two more-immediate concerns which he hammered away at repeatedly:

  1. More arms – he wanted the allies to send him much, much more arms and munitions to help the Red Army fight the Germans who – be it remembered – advanced up to the outskirts of Moscow, up to the river Don and deep into the Caucasus.
  2. Second Front – he wanted Britain and America to invade France as soon as possible, a demand he kept up in every conversation and exchange throughout all of 1942 and 1943 and into 1944.

Winston Churchill wanted to preserve the British Empire

This threw up all kinds of problems around the current and future economic and political organisation of the British Empire which took up a lot of Churchill’s time and energy and that of the other conservative politicians around him – concerns about the preferential trading system within the Empire and Commonwealth, which now seems as remote as the Corn Laws – as well as the responsibility of trying to secure and police an extremely farflung set of territories, which beset the British chiefs of staff.

In the end, it was a failure. Fresh in my mind is J.G. Ballard’s eye-witness account in his three autobiographies of the seismic impact the loss of Singapore (15 February 1942) had on the British Empire in the East. It lost face forever. It was seen as defeatable. Everyone realised its days were numbered. In the event, Britain gave independence to India in 1947 just two years after the war ended, and over the next fifteen years the rest of the British Empire unravelled.

And all this – the collapse of the British Empire – comes to seem increasingly obvious when you read this book and see how utterly, helplessly dependent the British government and empire and, Churchill personally, were on the Americans – and then to read in detail, with extended quotes, Roosevelt’s cast-iron opposition to the British Empire.

Arguably, Churchill deluded himself about American intentions. Rather like Kipling, he deludedly saw the young United States coming under the tutelage of the wise and mature British Empire to organise a post-war world in which both would exercise the White Man’s Burden to tutor the native peoples of the world to democracy and statecraft.

Churchill thought the Anglo nations would need to be united in order to contain a Soviet Union which he early on realised would try to extend its influence deep into Europe. Whereas Churchill was rudely dismissive of China, which had displayed nothing but weakness under its despotic but inefficient Nationalist leader Chiang Kai-shek. (Stalin, it is interesting to note, was just as dismissive of Chiang’s regime and insisted he not be invited to the Big Three meeting at Tehran.)

Roosevelt wanted a post-imperial world of free nations

If Stalin’s central and inflexible obsession was about gaining SECURITY for Russia, America’s was the idealistic notion that, when the war ended, all the old empires and old alliances and old European ideas about ‘balances of power’ – the kind of complex alliances which had triggered the First World War and failed to avoid the Second – would be abandoned for all time and be replaced by a comity of free nations engaged in free trade under the aegis of global governing bodies (the United Nations, the World Bank, the International Monetary Fund). In this world order about four major states would be the top players – US, Britain, USSR, China – and Britain would be one, but only one, among many.

Churchill thought the Brits and the Americans were fighting to overthrow the tyrannies of Germany and Japan, and hoped that afterwards extended American power would mesh with a rejuvenated British Empire to promote Anglo-Saxon ideas of law and justice. But the Americans disagreed: they saw themselves as overthrowing all the European empires and establishing principles of democracy and free trade throughout the world. Roosevelt is repeatedly quoted telling trusted advisers (specially Harry Hopkins, and also Roosevelt’s son, Elliott) that Churchill was wilfully misunderstanding him.

‘I can’t believe that we can fight a war against fascist slavery, and at the same time not work to free people all over the world from a backward colonial policy? The peace cannot include any continued despotism… Equality of peoples involves the utmost freedom of competitive trade.’ (Roosevelt to Churchill)

‘I’ve tried to make it clear to Winston – and the others – that, while we’re their allies and in it to victory by their side, they must never get the idea that we’re in it just to help them hang on to the archaic, medieval Empire ideas… Great Britain signed [sic] the Atlantic Charter. I hope they realise the United States Government means to make them live up to it.’ (Roosevelt to his son, Elliott)

The Morgenthau Plan

One of the key issues to emerge during 1944 was how to treat Germany after the war. Fenby goes into great detail about the Morgenthau Plan named after Henry Morgenthau, US Secretary of the Treasury, which planned to hammer Germany, permanently dividing it into smaller states and stripping it of all industrial capacity, denuding the Ruhr industrial heartland, and returning it to a pastoral, agricultural society for the foreseeable future.

Fenby brings out how some of the vengefulness of the plan stemmed from the Jewish ethnicity of Morgenthau and his even more extreme deputy, Harry Dexter White, who was also Jewish. (This was widely recognised at the time:  Secretary of State Henry Stimson described the Morgenthau Plan as ‘Semitism gone wild for vengeance’ and ‘a crime against civilisation’.) As both men learned more about the Holocaust (initially a top secret known only to the administration) it didn’t soften their determination to destroy Germany. Morgenthau estimated his model of a deindustrialised Germany would support about 60% of the current population; the other 40% would starve to death. Roosevelt told his cabinet that Germany should only be allowed only a ‘subsistence level’ of food. If a lot of Germans starved to death – tough.

By contrast, Churchill, when he was presented with the Morgenthau Plan at the Second Quebec Conference in September 1944, was extremely reluctant to agree with it and fought to water down its provisions. This was because Churchill could already see, with a clarity the Morgenthau backers (including Roosevelt) lacked, that the immediate post-war problem would not be Germany but Russia, which was gearing up to conquer half of Europe.

Completely contrary to the Morgenthau Plan, Churchill correctly predicted that a revitalised and economically strong Germany would be vital a) to resist Russian encroachment b) to revive the European economy as a whole.

There was another, more pressing aspect to the Morgenthau Plan. When details were leaked to the press in September 1944, it had a damaging impact on the war effort.

  1. Goebbels leapt on it, making much of the Jewish heritage of its author, and was able to depict it as evidence of the global Jewish conspiracy against Germany which he and Hitler had been warning about for a generation (p.319).
  2. More significantly, US military figures as senior as George Marshall claimed the plan significantly stiffened German opposition, and directly led to the deaths of American soldiers. Roosevelt’s son-in-law Lieutenant-Colonel John Boettiger worked in the War Department and claimed the Morgenthau Plan was ‘worth thirty divisions to the Germans’.

In the longer term, the Morgenthau ideas of reducing German industrial output and deliberately impoverishing the German population turned out to be impractical and counter-productive. During the years of the Occupation, from summer 1945 onwards, it became clear that Germany was the economic and industrial heartland of Europe and that impeding its recovery would condemn the entire continent to poverty. Plus, preventing the Germans from producing their own goods threw the burden of supplying even the basic necessities of life onto the American forces on the ground, who quickly realised how impractical this was.

Just a year after the war, the Morgenthau Policy was comprehensively overthrown in a famous speech titled Restatement of Policy on Germany delivered by James F. Byrnes, US Secretary of State, in Stuttgart on September 6, 1946, which became known as the ‘Speech of Hope’.

After the war it became known that Harry Dexter White, although never himself a communist, had been passing classified information to the Soviet Union, enough for him to be given a codename by his Soviet ‘handlers’. Called before the House Unamerican Activities committee in 1948, White denied being a communist. Shortly after testifying he had a heart attack and a few days later died, aged just 55, apparently of an overdose.

And so White’s enthusiastic support of the Morgenthau Plan could be reinterpreted as aiding the Soviets by ensuring Germany was rendered utterly powerless after the war. A great deal of debate still surrounds White’s role. Stepping back, you can see how the story of the Morgenthau Plan crystallises the complex, overlapping nexuses of geopolitics, economics, ethnicity and conflicts between the supposed Allies, and the conflicts within the administration of the most powerful of the three powers, the United States.

Sick men

All three were sick men. Several eye-witnesses testify how sick Churchill was and how he only kept himself going by sheer willpower. But the facade crumbled after the Tehran Conference. Churchill was exhausted when he flew back from Persia to Cairo, and by the time he’d taken an onward flight to Tunis to meet General Eisenhower, he was almost too weak to walk, and, upon arrival, was confined to a villa where doctors discovered he had pneumonia. Churchill’s fever worsened and then he had a heart attack. His personal physician thought he was going to die.

It is amazing that, with rest and injections of the new-fangled drug penicillin, he not only made a full recovery, but after a week was full of energy, firing off messages to the Cabinet in London, to Stalin and Roosevelt and worrying about the next stage of the military campaign to take Italy. And little short of mind-boggling that he went on to live for another 21 years.

And of course Roosevelt also was a very ill man. In March 1944, shortly after his 62nd birthday, he underwent testing at Bethesda Hospital and was found to have high blood pressure, atherosclerosis, coronary artery disease causing angina pectoris, and congestive heart failure. Fenby explains Roosevelt had a cluster of symptoms nowadays referred to as post-polio syndrome (p.280). He went to the estate of a rich friend in South Carolina and ended up staying four weeks, sleeping a lot, cutting down on his chain-smoking and trying to drink less booze. But he never regained his former ‘pep’.

The most revealing symptom of this – and typical of Fenby’s semi-humorous, gossipy touch – was that the President stopped tinkering with his beloved stamp collection, up till then his favourite way of unwinding last thing at night. His personal physician, Admiral Ross McIntire, created a daily schedule that banned business guests for lunch and incorporated two hours of rest each day. But when he returned to Washington, witnesses testify that from that point onwards he was a good deal more flippant and ill-informed. At meetings he lacked focus, increasingly telling rambling anecdotes about his forebears. Churchill thought him no longer the man he had been.

Choosing the vice-president

It beggars belief that this crippled and deeply ill man determined to run for president a record-breaking fourth time and spent a lot of 1944 criss-crossing his huge nation making election speeches. The election was held on 7 November 1944 and Roosevelt won 53.4% of the popular vote and 432 out of the 531 electoral votes. He had campaigned in favour of a strong United Nations, so his victory symbolised support for the nation’s future participation in the international community (unlike the isolationism which swept America at the end of the First World War).

Roosevelt wanted to retain his vice-president, Henry Wallace. A contingent of the Democratic party wanted the Southern Democrat Harry Byrd. Roosevelt was persuaded to nominate a compromise candidate, Harry S Truman from Missouri. Did many people at the time realise what a momentous choice this would turn out to be?

And am I the only person who noticed that all three contenders for the vice-presidency were named Harry?

One way of thinking about the Yalta Conference in February 1945, is that Stalin dragged a very ill man half-way round the world and then, backed by his henchman Molotov, was able to run rings round him. Roosevelt no longer seemed to take in information, or push for solid agreements. His doctor thought his brain was going and gave him only months to live.

Roosevelt clings to Stalin till the last moment

I hadn’t realised the extent to which the Roosevelt administration became so utterly pro-Soviet, and increasingly anti-British. All discussions about helping Britain after the war with loans were tempered by concern that Britain would rise to become a major economic rival of the US. It came as a big surprise to Roosevelt and his economic advisers when Churchill bluntly told them that Britain was broke, and would go bankrupt without major economic assistance (p.305)

In the last hundred pages Roosevelt’s administration starts gearing up for the presidential campaign of 1944, and for the first time you really hear about his Republican opponents, and suddenly realise that there was a great deal of domestic opposition throughout Roosevelt’s presidency to everything he stood for – from Republicans who opposed the state socialism of the New Deal, to isolationists who fought tooth and nail to keep America out of the war, and then to an array of political figures and commentators who accused Roosevelt’s Democrats of being far too supportive to the Communist mass-murderer, Stalin, and not supportive enough of the right-wing Nationalist government of China under Chiang Kai-shek. Reading this book, it’s easy to sympathise with these last two points.

In this context Fenby goes into detail of the diplomatic toing and froing surrounding the Warsaw Rising – not the fighting itself, but the increasingly desperate attempts of the Polish government in exile to get the Allies to support the rising, the repeated requests made by Roosevelt and Churchill to Stalin to get the Red Army – which had halted its advance only 50 kilometres from the Polish capital – to intervene, or to get permission to land and fly Western planes from Ukrainian airfields to drop supplies to the Polish resistance.

All of which Stalin refused and stonewalled. It suited him to have the entire Free Polish Resistance massacred by the Germans, clearing the way for the puppet communist government which he planned to put in place. Afterwards the Americans and Churchill fell in with Stalin’s obvious lies that it was military shortages which prevented the Red Army from intervening. Only the tough-minded George Kennan felt the West should have had a full-fledged showdown with Russia about it.

Same with the Katyn Massacre – in which some 22,000 Polish military officers and intelligentsia were executed by the Soviet Union, specifically the NKVD (the Soviet secret police) in April and May 1940. The Nazis discovered the burial site and publicised it in 1943, but Stalin resolutely denied all responsibility and claimed it was a Nazi atrocity – and Britain and America, once again, went along with his lies, for the sake of alliance unity.

The Cold War

Maybe it was appropriate that Roosevelt died just as the war ended. Every day made it plainer that the Soviets were going to ignore all promises and do whatever it took to impose communist governments across Eastern Europe, most notably in Poland whose governance was a running sore between the three ‘allies’ from the start of 1945. Right to the end Roosevelt hoped that, if he ignored this or that broken promise or atrocity by Stalin, the dictator would adhere to the main agreements.

Maybe it was appropriate that Roosevelt died and a new, simpler but arguably tougher man took over, Harry Truman, who was plunged into managing the future of the world as the greatest war in history came to a close. Truman had no idea relations with Moscow had become so rocky. And he hadn’t been told about the atom bomb. Can you imagine the awesome burden which suddenly landed on his shoulders!

In some ways the last 20 pages of the book are the most interesting: with the war in Europe over, Churchill – as Roosevelt predicted – became yesterday’s man. An exhausted Britain looked to the future and elected the Labour government with a landslide in July 1945. Roosevelt was dead and Truman replaced him as president with a completely new remit, sacking former advisers (for example, briskly dismissing Morgenthau while Roosevelt’s most loyal adviser, Harry Hopkins, retired), very much his own man from the start. The Labour Party leader Clement Attlee replaced Churchill. And on August 6 the atom bomb was dropped on Hiroshima. On 14 August Japan surrendered, bringing the world war to an end.

A new era had dawned – but Fenby’s highly detailed, fascinating and gripping account helps the reader understand how the outlines of what became known as the Cold War had been established long before the shooting stopped.


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Miracles of Life by J.G. Ballard (2008)

Finally, right at the end of his life (he died the year after it was published), Ballard wrote a genuine autobiography which actually sets the record straight.

Two of his previous books, Empire of the Sun (1984) and The Kindness of Women (1991), had been marketed as autobiographies but, as time went by, it became clearer and clearer (not least from interviews with Ballard himself) that they contained large slices of invention, fictional characters and imaginary events, as well as playing fast and loose with the few actual events of his life which they retold.

(For example, in Kindness his wife is described as dying after slipping and cracking her head against stone steps at a holiday villa in Spain; in fact she died of pneumonia, so the moving description of her slipping, the crack as her head hit the stone, Ballard rushing over and cradling her, seeing the growing bruise behind her ear, her loss of feeling down one side as the ambulance rushed her to hospital – all of that is entirely fictional.)

In interviews Ballard emphasised that both books were novels presented in autobiographical form and this is what a careful reading confirms.

Still, Miracles of Life is an odd book because although it adds new detail about, for example, his parents and their family origins in the West Midlands, or his decision to become a science fiction writer in the mid 1950s, or the passages describing the art and literary world of the 50s and 60s – it doesn’t really alter the essential shape of his biography, and anyone who has read The Kindness of Women will experience a strong sense of déjà vu.

Some incidents, like his description of the famous exhibition of crashed cars he organised in 1970 and how the visitors’ bad behaviour inspired him to write the novel Crash – or the passages about his visit to the set of the Spielberg filming of Empire of the Sun, right down to the words 12-year-old Christian Bale used to introduce himself (‘Hello, I’m you’) feel like they’ve been copied almost word for word from Kindness.

But then when he came to write Miracles, Ballard knew he was dying. Maybe he ran out of time to revise and expand the familiar stories as he would have done had he lived a bit longer…

J.G. Ballard outline biography

  • born in 1930 and raised in the International Settlement in Shanghai
  • plays as a carefree boy among the privileged ex-pats, goes on cycle rides across the vast teeming fantasy land of Shanghai
  • 1941 Pacific War breaks out: interned along with his parents in Lunghua civilian internment centre 1943-45
  • 1945 the end of the war and strange months of disorientation back in the International Settlement
  • 1946 travels back to England with his mother and younger sister
  • 1946-49 public school in Cambridge
  • 1949 undergraduate at Cambridge studying medicine
  • 1954 packs it in to go and train to be an RAF pilot in Canada
  • 1955 returns to England and takes a string of unsatisfactory jobs, as an advertising copywriter, a porter in a London market, door-to-door encyclopedia salesman; marries Mary Matthews
  • sells first short story in 1956, commencing a prolific burst of story writing – over the next ten years he writes some 70 stories
  • This Is Tomorrow art exhibition at Whitechapel Gallery kick-starts Pop Art in the UK and confirms his sense that he should be writing about the psychological impact of the new world of consumer capitalism, advertising, TV and so on
  • 1957 daughter Fay born
  • 1959 daughter Beatrice born
  • knocks out first pulp novel The Wind From Nowhere on a fortnight’s holiday in 1961
  • second, more serious novel, The Drowned World  published in 1963
  • summer 1963 his wife Mary dies of pneumonia on holiday in Spain, leaving him a widower to bring up three small children; he never remarries
  • after wife’s death his subject matter becomes darker (according to critics), more radical and penetrating (in his own opinion)
  • 1966 starts writing the short pieces which go to make The Atrocity Exhibition
  • 1970 supervises an exhibition of (three) crashed cars at the Arts Lab
  • 1973 Crash
  • 1974 Concrete Island
  • 1975 High Rise
  • 1984 Empire of the Sun, the novel
  • 1988 Empire of The Sun, the movie, directed by Steven Spielberg

So the basic outline is not that different from what we’d read in The Kindness of Women, and had been sketched out in the biographical blurb at the front of all his books since the 1960s.

Also, it’s no great revelation, but it’s worth noting how much the book is weighted towards those 15 formative years in China – it’s only on page 121 of the 278 pages of my paperback edition that Jim finally arrives back in Blighty i.e. nearly half the text covers about a fifth of his life (he died, aged 79, in 2009).

New learnings

Fantasyland

Shanghai was a surreal phantasmagoria, from its exotic street life, to its markets, aromatic food, crooks and gangsters and whores, to the dead bodies which lined the streets and the public stranglings which he attended, and streets full of food vendors and shiny American cars cruising past people in rags literally starving to death, and first nights of new glamorous Hollywood movies. His childhood in Shanghai marked him for life, even before the Japs turned on the Europeans and interned them all. As he eloquently puts it:

Anything was possible, and everything could be bought and sold. In many ways, it seems like a stage set, but at the time it was real, and I think a large part of my fiction has been an attempt to evoke it by means other than memory.

‘A large part of my fiction has been an attempt to evoke it by means other than memory.’ That’s quite a thought-provoking comment. If you add together the descriptions of Shanghai in Kindness and here, it does add up to an extraordinary phantasmagoria of possibilities, and the often comic-book exaggeration of many of his scenarios and characters may well derive from a child’s cartoon version of an already garish reality.

Cynical

By the age of 14 he had become quite as blasé and cynical about life as the long-suffering Chinese around him. His boyhood was full of dead bodies – the peasants who died every night in Shanghai, poor beggars who died in doorways, the river full of corpses floating gently to the sea because their families couldn’t afford decent burials. And over and above this, the daily public stranglings as a form of justice. And then when the Japanese took over in 1937, the routine public beheadings.

A vast cruelty lay over the world, and was all we knew.

Chilly sex

This primal, founding view of the world – as packed with brutal cruelty – helps to explain Ballard’s clinical description of bodies and the thousand and one horrific mutilations they are vulnerable to. And it underpins his view of sex, which – as his readers know – he depicts with a compellingly clinical detachment.

America

From an early age he devoured American comics (Buck Rogers, Superman) and worshipped the big American cars he saw cruising the streets of Shanghai, the American suits worn by Chinese gangsters.

In the confusion of traffic on the Bund he pointed out ‘Two-Gun’ Cohen, the then famous bodyguard of Chinese warlords, and I gazed with all a small boy’s awe at a large American car with armed men standing on the running-boards, Chicago-style

He read comic books by the score and, a little later, Time and Newsweek, and soaked American can-do optimism into every pore of his body. It is interesting to learn that his father was also a can-do optimist, a fan of H.G. Wells and ‘an enthusiast for all things American’.

This worship of Americana underpins the first 25 years of his fiction, with its obsessions with the American space programme and the Kennedy assassination and Vietnam and Hollywood movie stars, and its many stories set in America – for example, the entire Vermilion Sands series about a desert resort much like Palm Springs – and finds an unsatisfactory climax in the strangely disappointing novel Hello America.

Reading this book you get a really deep sense of the vast cultural and economic difference between America and Britain after the war and can totally understand why America represented to most young Brits, money and gadgets and big shiny cars and exciting music and The Future, a feeling which lasted through the 1960s and then went astray during the 1970s, maybe as a result of Watergate and the oil crisis…

Ballard’s last clutch of novels, from Running Wild to Kingdom Come may be problematic in various ways, but at least they have escaped from the America-worship which dominates the earlier ones.

Lunghua

There are two massive revelations about Ballard’s time in Lunghua internment camp:

1. He was there with his parents Both Empire of the Sun and The Kindness of Women depict young Jim as being entirely on his own, abandoned and thrown back on his own resources. In both books it is said that his parents were taken by the Japanese to a different internment camp. But they weren’t. They were with him throughout.

This is a staggering deception and/or aesthetic choice, because Jim’s isolation  in both those books quite clearly makes the prison accounts massively more intense. Whereas his real life wasn’t at all – it was far more mediated by the fact that, at the end of every day’s adventures, he returned to the ‘Ballard family room’ in the block of the abandoned teacher training college which was used as the main accommodation of the camp.

Something confirmed by the astonishing fact that Ballard says in many ways his years in the Lunghua internment camp were the happiest years of his life! Well, this is a stunning surprise.

All in all, this was a relaxed and easy-going world that I had never known, except during our holidays in Tsingtao, and this favourable first impression stayed with me to the end, when conditions in the camp took a marked turn for the worse. I enjoyed my years in Lunghua, made a huge number of friends of all ages (far more than I did in adult life) and on the whole felt buoyant and optimistic.

Lunghua Camp may have been a prison of a kind, but it was a prison where I found freedom… Despite the food shortages in the last year, the bitterly cold winters (we lived in unheated concrete buildings) and the uncertainties of the future, I was happier in the camp than I was until my marriage and children.

This is a staggering sentiment to set beside the searingly intense text of Empire of the Sun.

Empire’s End

Maybe it’s a truism, but I was fascinated to read here, as we did in The Kindness of Women, how decisive the sinking of British ships and the surrender at Singapore (February 1942) were in ending all respect for the British across the Far East.

The fall of Singapore, and the sinking of the British battleships Repulse and Prince of Wales, devastated us all. British prestige plummeted from that moment. The surrender of Singapore, the capture of the Philippines and the threat to India and Australia sounded the death knell of Western power in the Far East and the end of a way of life. It would take the British years to recover from Dunkirk, and the German armies were already deep inside Russia. Despite my admiration for the Japanese soldiers and pilots, I was intensely patriotic, but I could see that the British Empire had failed.

Again, it’s one thing to read about this sort of thing in history books, but much more impactful to read about its affect on someone who was there.

Pro the atom bomb

Here, as in Kindness, it is mildly surprising, given the baleful shadow they cast over his early fiction, to learn that Ballard was whole-heartedly in favour of the dropping of the atom bombs on Hiroshima and Nagasaki:

Fortunately the Hiroshima and Nagasaki A-bombs brought the war to an abrupt end. Like my parents, and everyone else who lived through Lunghua, I have long supported the American dropping of the bombs. Prompted by Emperor Hirohito’s surrender broadcast, the still-intact Japanese war machine ground to a complete halt within days, so saving millions of Chinese lives, as well as our own. For a hint of what might otherwise have happened, we can look at the vicious battle for Manila, the only large city in the Pacific War fought for by the Americans, where some 100,000 Philippine civilians died.

Part of the psychosis of the post-war years was that the bombs quite clearly saved many (especially American) lives, and so can be justified by this argument; but also incinerated nearly 100,000 mostly innocent civilians, men, women and children and so, on another level, are utterly indefensible. The psychosis derives from the way both these opposite views are ‘true’.

The railway station

The startling image which is described in chapter three of The Kindness of Women and which dominates the rest of that book – the experience of coming across four Japanese soldiers at a small train station in the midst of the abandoned rice paddies between Lunghua and Shanghai, and being forced to watch as one of them garrots a young Chinese peasant to death with telegraph wire – in Kindness the scene had a gruesome perfection, and is then made to haunt adult Jim for the rest of his life – in a way I thought was too good (or too bad) to be true. Yet it is described here as being true. Or at least it is repeated here (which may not be the same thing).

Back to Blighty

Ballard only first visited England when he was 16. This explains why he felt and writes about it as a bizarre foreign country. His father’s memories of the Lancashire he had lived in during the Great Depression had already primed the pump.

Most of his memories of Lancashire before and after the First World War seemed fairly bleak, and he would shake his head as he described the dreadful poverty. Eating an apple as he left school, he was often followed by working-class boys badgering him for the core.

Now, arriving at Southampton, he immediately saw how small and shabby and badly designed and impoverished everything was. It was immediately clear to him that Britain had, in effect, lost the war, and this impression of post-war shabbiness, rationing and austerity never left him, compared and contrasted with the amazing consumer boom the American economy underwent during those years.

Looking at the English people around me, it was impossible to believe that they had won the war. They behaved like a defeated population. I wrote in The Kindness of Women that the English talked as if they had won the war, but acted as if they had lost it. They were clearly exhausted by the war, and expected little of the future. Everything was rationed – food, clothing, petrol – or simply unobtainable. People moved in a herd-like way, queueing for everything. Ration books and clothing coupons were all-important, endlessly counted and fussed over, even though there was almost nothing in the shops to buy. Tracking down a few light bulbs could take all day. Everything was poorly designed – my grandparents’ three-storey house was heated by one or two single-bar electric fires and an open coal fire. Most of the house was icy, and we slept under huge eiderdowns like marooned Arctic travellers in their survival gear, a frozen air numbing our faces, the plumes of our breath visible in the darkness. More importantly, hope itself was rationed, and people’s spirits were bent low.

His mother dumped 16-year-old Jim with her parents in the West Midlands when she returned to Shanghai, and had a very bad time. ‘Narrow-minded’ doesn’t begin to convey the sense of his grand-parents’ claustrophobic provincialism.

I met him at the worst time, when England was exhausted by the war. There had been heavy bombing in the Birmingham area, and I suspect that they felt my mother’s years in Lunghua were a holiday by comparison. The war had made them mean, as it made a lot of the English mean…

His grandfather loathed the Labour government, which he thought was a form of fascism.

Yet all around him was the desperate poverty of the Black Country, with some of the most ill-housed and poorly educated people in western Europe, still giving their lives after the war to maintain an empire that had never been of the least benefit to them. My grandfather’s attitude was common, and based less on feelings of social class than on a visceral resistance to change. Change was the enemy of everything he believed in.

Later, when he got a job as a door to door encyclopedia salesman in the West Midlands, he for the first time really got to meet the working class and appreciate what poverty means.

For the first time, I was meeting large numbers of working-class people, with a range of regional accents that took a trained ear to decode. Travelling around the Birmingham area, I was amazed at how bleakly they lived, how poorly paid they were, poorly educated, housed and fed. To me they were a vast exploited workforce, not much better off than the industrial workers in Shanghai. I think it was clear to me from the start that the English class system, which I was meeting for the first time, was an instrument of political control, and not a picturesque social relic. Middle-class people in the late 1940s and 1950s saw the working class as almost another species, and fenced themselves off behind a complex system of social codes.

When he phrases it like that you can see why teenage Jim developed a sense that change was vital, that only radical change could revive this dead country; and how the obvious source of hope for change was from rich, powerful and glamorous America.

Contempt for Cambridge

In Kindness Jim is amusingly contemptuous of almost everything about Cambridge University, and its fake medievalism. Its only justification, for Jim, was as an economic tourist trap. In this book we get a bit more detail: Ballard respected the science done at Cambridge, the Rutherfords et al, the work being done in physics and medicine. But he has nothing but contempt for all its traditions of scholars gowns and High Table and madrigals in the college chapel.

There’s a one-line reminiscence of him attending an English lecture by F.R. Leavis who was a kind of god among contemporary literary critics, with his insistence that readers feel the life evinced in Jane Austen and Henry James and D.H. Lawrence – and being appalled at the man’s narrowness of understanding; and telling a fellow undergraduate that ‘It’s more important to go to T-Men (a classic noir film) than to Leavis’s lectures’. Ballard loathed it all. As in Kindness, his main interest was in investigating the US air force bases dotted all across the Fens.

No one seemed aware that the nostalgic pageant called ‘Cambridge’ was made possible by the fleets of American bombers waiting in the quiet fields around the city.

Francis Bacon

He thinks the art of Francis Bacon is central to the post-war era, although there is a chastening reminiscence of actually meeting the great man and being dismayed at how little he talked about the inspiration for his work, preferring to erect a buffer, a barrier, and talk about perspective and paint and its formal qualities. Nonetheless, Bacon is right up Ballard’s alley:

Bacon’s paintings were screams from the abattoir, cries from the execution pits of World War II. His deranged executives and his princes of death in their pontiffs’ robes lacked all pity and remorse. His popes screamed because they knew there was no God. Bacon went even further than the surrealists, assuming our complicity in the mid-century’s horrors. It was we who sat in those claustrophobic rooms, like TV hospitality suites in need of a coat of paint, under a naked light bulb that might signal the arrival of the dead, the only witnesses at our last interview.

Yet Bacon kept hope alive at a dark time, and looking at his paintings gave me a surge of confidence. I knew there was a link of some kind with the surrealists, with the dead doctors lying in their wooden chests in the dissecting room, with film noir and with the peacock and the loaf of bread in Crivelli’s Annunciation. There were links to Hemingway and Camus and Nathanael West. A jigsaw inside my head was trying to assemble itself, but the picture when it finally emerged would appear in an unexpected place.

This passage conveys the sense which dominates the middle part of the book, that Ballard was driven into paroxysms of frustration by everything he saw wrong about stuffy and impoverished and class-ridden and nostalgic post-war England, and which he was determined to undermine and change.

Friends

  • Kingsley Amis from 1962 to 1964 – Amis was a keen science fiction buff and wrote a glowing review of Ballard’s first novel, and then was personally helpful and supportive after Ballard’s wife died. Ballard goes out of his way to  emphasise all Amis’s good qualities before he became disillusioned with England, and then life, and turned into a professional curmudgeon.
  • Michael Moorcock became editor of Britain’s leading sci fi magazine New Worlds in 1964 and worked with Ballard to shake up the staid world of SF.
  • Eduardo Paolozzo the sculptor and artist who remained a close friend for 30 years.

About writing

There’s more here about his writing and his career as a writer than in The Kindness of Women, which isn’t difficult because there was next to nothing about it in that book. In several places he gives overarching speculations about the nature or motivation of his entire career. Was it all an attempt to recapture the strangeness of his boyhood in Shanghai? Was it all an attempt to stitch together the psychotic impressions of his boyhood, along with the senseless death of his wife?

My direction as a writer changed after Mary’s death, and many readers thought that I became far darker. But I like to think I was much more radical, in a desperate attempt to prove that black was white, that two and two made five in the moral arithmetic of the 1960s. I was trying to construct an imaginative logic that made sense of Mary’s death and would prove that the assassination of President Kennedy and the countless deaths of the Second World War had been worthwhile or even meaningful in some as yet undiscovered way. Then, perhaps, the ghosts inside my head, the old beggar under his quilt of snow, the strangled Chinese at the railway station, Kennedy and my young wife, could be laid to rest.

This really helps to explain the content and approach of The Atrocity Exhibition.

Later on he gives us another wording of what is basically the same idea:

My years in the [Cambridge Medical School] dissection room were important because they taught me that though death was the end, the human imagination and the human spirit could triumph over our own dissolution. In many ways my entire fiction is the dissection of a deep pathology that I had witnessed in Shanghai and later in the post-war world, from the threat of nuclear war to the assassination of President Kennedy, from the death of my wife to the violence that underpinned the entertainment culture of the last decades of the century.

Either of these notions provide plenty to chew over, but one aspect of them stands out to me. His beloved wife Mary died of pneumonia on a holiday in Spain in August 1963. Three months later Kennedy was shot in Dallas. The closeness of the dates suggests how Ballard must have still been in deep grief over his wife when the Kennedy assassination traumatised a generation, and this helps to explain why his writings evince just such a deeply traumatised reaction, and why the Kennedy assassination just keeps recurring, obsessively, throughout his mid-period books – because it is super-charged with his own personal tragedy.

Science fiction

It is fascinating to read his opinions about the science fiction of the day and why he gravitated towards it. Basically, the ‘serious’ literature of the 1950s simply seemed, to Ballard, ludicrously remote from the realities of everyday life. Even the Angry Young Men were still stuck in a world of public schools and tweed jackets, which – coming from Americanised Shanghai – he simply found ridiculous.

And, if that wasn’t enough, Ballard was reaching for some way to investigate what he saw as the psychopathologies underlying that everyday life – the new forces of consumerism and advertising and television which he watched slowly wash over wrecked, grey England in the 1950s. Nobody was capturing the new psychological and social forces which were being unleashed.

The combination of the two motives explains why he a) wanted to write science fiction – because it seemed untrammelled, liberated, free to explore the fast-changing world in a way the novels of old buffers like CP Snow or Anthony Powell never could b) but at the same time he wanted to drastically change what science fiction was about, from soap operas about hunky heroes in space suits brandishing ray guns on distant planets, to an exploration of the weird implications of life in the here and now. It was a two-fold rebellion.

Above all, the s-f genre had a huge vitality. Without thinking up a plan of action, I decided that this was a field I should enter. I could see that here was a literary form that placed a premium on originality, and gave a great deal of latitude to its writers, many of whom had their own trademark styles and approaches. I felt too that for all its vitality, magazine science fiction was limited by its ‘what if?’ approach, and that the genre was ripe for change, if not outright takeover. I was more interested in a ‘what now?’ approach. After weekend trips across the border [this is from the period when he was in Canada briefly training to become an RAF pilot] I could see that both Canada and the USA were changing rapidly, and that change would in time reach even Britain. I would interiorise science fiction, looking for the pathology that underlay the consumer society, the TV landscape and the nuclear arms race, a vast untouched continent of fictional possibility.

As he famously declared, he wanted to explore not outer, but inner space, and he gives a couple of handy clarifications of what this meant for him:

[E.J. Carnell, editor of New Worlds magazine] urged me not to imitate the American writers, and to concentrate on what I termed ‘inner space’, psychological tales close in spirit to the surrealists.

And:

My first decade as a writer coincided with a period of sustained change in England, as well as in the USA and Europe. The mood of post-war depression had begun to lift, and the death of Stalin eased international tensions, despite the Soviet development of the H-bomb. Cheap jet travel arrived with the Boeing 707, and the consumer society, already well established in America, began to appear in Britain. Change was in the air, affecting the nation’s psychology for good or bad. Change was what I wrote about, especially the hidden agendas for change that people were already exposing. Invisible persuaders were manipulating politics and the consumer market, affecting habits and assumptions in ways that few people fully realised. It seemed to me that psychological space, what I termed ‘inner space’, was where science fiction should be heading.

And:

In 1964 Michael Moorcock took over the editorship of the leading British science fiction magazine, New Worlds, determined to change it in every way he could. For years we had carried on noisy but friendly arguments about the right direction for science fiction to take. American and Russian astronauts were carrying out regular orbital flights in their spacecraft, and everyone assumed that NASA would land an American on the moon in 1969 and fulfil President Kennedy’s vow on coming to office. Communications satellites had transformed the media landscape of the planet, bringing the Vietnam War live into every living room. Surprisingly, though, science fiction had failed to prosper. Most of the American magazines had closed, and the sales of New Worlds were a fraction of what they had been in the 1950s. I believed that science fiction had run its course, and would soon either die or mutate into outright fantasy. I flew the flag for what I termed ‘inner space’, in effect the psychological space apparent in surrealist painting, the short stories of Kafka, noir films at their most intense, and the strange, almost mentalised world of science labs and research institutes where [his friend, psychologist] Chris Evans had thrived, and which formed the setting for part of The Atrocity Exhibition.

And this is what he did. After his dystopia trilogy of the early 1960s, almost all the rest of Ballard’s novels are set in the present day, and deal with psychosis and mental collapse or obsession i.e. with:

the psychological space apparent in surrealist painting, the short stories of Kafka, noir films at their most intense, and the strange, almost mentalised world of science labs

Which is linked to the fact, or helps explain why, so many of his characters are doctors or psychiatrists, from Dr Kerans in his first novel The Drowned World through to the wicked psychiatrist Dr Wilder Penrose in Cocaine Nights. (Although it should be noted that many of Ballard’s short stories, including some of the best of them, continued to be set in the future or in outer space).

Swimming pools

Anybody familiar with the first half of Ballard’s career knows that one of his recurring images is the drained swimming pool, which recurs with obsessive regularity, charged with ominous meaning.

In Miracles of Life Ballard finally gives his own interpretation of what all those drained swimming pools meant, going back (as so many things in his fiction do) to his boyhood experiences in Shanghai:

In the coming years I would see a great many drained and half-drained pools, as British residents left Shanghai for Australia and Canada, or the assumed ‘safety’ of Hong Kong and Singapore, and they all seemed as mysterious as that first pool in the French Concession. I was unaware of the obvious symbolism that British power was ebbing away, because no one thought so at the time, and faith in the British Empire was at its jingoistic height. Right up to, and beyond, Pearl Harbour it was taken for granted that the dispatch of a few Royal Navy warships would send the Japanese scuttling back to Tokyo Bay. I think now that the drained pool represented the unknown, a concept that had played no part in my life. Shanghai in the 1930s was full of extravagant fantasies, but these spectacles were designed to promote a new hotel or airport, a new department store, nightclub or dog-racing track. Nothing was unknown.

As it happens, I disagree. The symbolism of the drained swimming pool and their function seem simpler to me: swimming pools are a luxury and so drained swimming pools are symbols of a society which, at one point, had it all and has now lost it all.

So, in my view, the drained pools (and their cousins, the drained fountains) are powerful symbols of the collapse of the kind of moneyed and advanced civilisation which is necessary to maintain them. And, indeed, later in the book Ballard acknowledges this – I think – more obvious interpretation.

Other, more sympathetic readers of my earlier novels and short stories were quick to spot echoes of Empire of the Sun. The trademark images that I had set out over the previous thirty years – the drained swimming pools, abandoned hotels and nightclubs, deserted runways and flooded rivers – could all be traced back to wartime Shanghai. For a long time I resisted this, but I accept now that it is almost certainly true. The memories of Shanghai that I had tried to repress had been knocking at the floorboards under my feet, and had slipped quietly into my fiction.

Quietly? Shouting and screaming more like.

Taste for the abandoned

Because the drained swimming pools are merely a sub-set of Ballard’s absolute obsession with abandoned buildings, with the trappings of cities and advanced civilisations which have gone into terminal decline and been left abandoned and derelict by their creators.

His short stories are absolutely rammed with abandoned hotels, drained swimming pools and dead or dying airplanes – think of all those stories set amid the rusting gantries of the abandoned space centre at Cape Canavarel, the abandoned resort in Low Flying Aircraft or the entire abandoned city in The Ultimate City or the vision of New York a hundred years after it has been abandoned and filled with sand dunes in Hello America.

Anyway, in this book there’s a memory of exploring a casino in Shanghai which had been abandoned after the Japanese invasion of the city in 1937, and which expands to explain the importance of ‘the abandoned building’ for him. His father had told him not to go inside, but:

After a few minutes I could no longer restrain myself, and walked on tiptoe through the silent gaming rooms where roulette tables lay on their sides and the floor was covered with broken glasses and betting chips. Gilded statues propped up the canopy of the bars that ran the length of the casino, and on the floor ornate chandeliers cut down from the ceiling tilted among the debris of bottles and old newspapers. Everywhere gold glimmered in the half-light, transforming this derelict casino into a magical cavern from the Arabian Nights tales.

But it held a deeper meaning for me, the sense that reality itself was a stage set that could be dismantled at any moment, and that no matter how magnificent anything appeared, it could be swept aside into the debris of the past. I also felt that the ruined casino, like the city and the world beyond it, was more real and more meaningful than it had been when it was thronged with gamblers and dancers. Abandoned houses and office buildings held a special magic and on my way home from school I often paused outside an empty apartment block. Seeing everything displaced and rearranged in a haphazard way gave me my first taste of the surrealism of everyday life, though Shanghai was already surrealist enough.

It’s that feel for the strange magic of abandoned buildings, eerily empty cities and drained swimming pools which absolutely drenches Ballard’s best and most distinctive short stories.

Miracles of Life

Lastly, what makes the book truly wonderful is the quality of love which permeates it. He has nothing but kind words for his wife who died so tragically, so long ago, and then for the strong, intelligent and funny woman, Claire Walsh, who became his lifelong partner in the mid-1960s (the one who appears in two of Ballard’s subversive advertisements, which I’ve reviewed elsewhere).

But it’s the passages about his children which overflow with love and pride and set the tone of this touching and tender book. From his descriptions of helping at the actual births, through bringing them up by himself and spending all his time with them, through to the pride he felt when they married, and in his grandchildren.

Despite the atrocities described in the war years, and the terrible poverty he saw in post-war England, and then his determination to subvert and change the hidebound worlds of literature and science fiction, as he himself points out, all this was froth compared to the deep, rich core of his family life. His easy-going expressions of love for his children are enough to move any parent to tears.

Conclusions

Miracles of Life is a wonderfully clear, intelligent and warm book. Its leading feature for me is the intelligence of the content. What I mean is that every paragraph says something interesting. It isn’t a meandering ramble. Every paragraph makes a point, paints a scene, depicts a character, and contains thoughtful and thought-provoking insights.

As with all Ballard there’s a chilly, if not clinical feel to some of it. And yet, paradoxically, at the same time, its very honesty and candour, first about his parents, and then overwhelmingly about his children, creates a powerful sense of warmth and affection. It isn’t sentimental, he regards the whole of life and the world with a detached and lucid eye: but that makes the love which suffuses the book all the more valuable and moving.

We spent hours with little fish nets, hunting for shrimps, which were always taken home in jam jars and watched as they refused to cooperate and gave up the ghost. Fay and Bea were fascinated by the daisies that seemed to grow underwater when the stream rose to flood the meadow. Shepperton Studios were easy to enter in those wonderful summers nearly fifty years ago, and I would take the children past the sound stages to the field where unwanted props were left to the elements: figureheads of sailing ships, giant chess-pieces, half an American car, stairways that led up to the sky and amazed my three infants. And their father: days of wonder that I wish had lasted for ever. I thought of my children then, and still think of them, as miracles of life, and I dedicate this autobiography to them.


Related links

Reviews of other Ballard books

Novels

Short story collections

The Kindness of Women by J.G. Ballard (1991)

The Kindness of Women was marketed as the ‘sequel’ to Ballard’s bestselling autobiographical memoir, Empire of the Sun, his long and gruelling account of the harrowing years he spent in a Japanese internment camp, having been captured and separated from his parents in war-torn Shanghai, but a careful reading suggests it is anything but an ‘autobiography’ and in fact much more like an extremely carefully composed novel which simply incorporates some themes from his life.

Empire of the Sun

Empire of the Sun had a tremendous unity of subject, time and location – starting in Shanghai just at the outbreak of hostilities with Japan, devoting most of its text to the harrowing experiences and degradations of the prison camp, and ending with a section about the strangeness of the war’s abrupt end – after the two atom bombs were dropped on Japan – and the dreamlike unreality of returning to his pukka, middle-class home at their comfortable home in Shanghai’s International Settlement.

It ends with Jim and his mother leaving Shanghai on a boat with other British mothers and children, bound for an England he had never seen, and so covers his life from just the ages of 11 to 15.

One of the many striking things about Empire of the Sun for seasoned Ballard fans was that… it wasn’t science fiction. It felt like a complete break with the past, with his previous dozen or so novels and scores of short stories, in being based on actual, sensible, real world events.

And yet, in another way, it was of a piece with his previous work in that it gave away or revealed the sources of, his entire worldview.

In the first part of the book the narrator, young Jim, describes the exotic phantasmagoria which was 1940s Shanghai, with its foreign people, food, smells, behaviour and casual brutality (public stranglings) in which he is a permanent outsider, where he is the spectator at wonderful and strange scenes – just as the protagonists of so many of his stories are.

And then, of course, the main part of the text, the description of life in the internment camp, is a prolonged portrait of nominally polite well-educated chaps and chapesses going to pieces, reverting to utter torpor or feral behaviour, while young Jim is permanently starved, covered in sores, feverish and over-excited

That more or less describes the behaviour of the protagonists of the key, hard-core Ballard stories and novels, from The Drowned World to High Rise, especially in the novels which almost all describe the same narrative trajectory – the decline and fall of an individual, or a small group of people, into malnutrition and madness.

In its final scenes Empire of the Sun reaches a hallucinatory intensity as Jim accompanies the other dying internees on a long death march across the Chinese countryside towards another internment camp up country, in which scores of exhausted, ill and dying Brits fall away at each rest stop.

Eventually they arrive at the bizarre setting of an abandoned Olympic sports stadium which has been packed with loot from Shanghai by the conquering Japanese and it is here, more dead than alive, that Jim sees a strange light cover the sky which, he later learns, was the atom bomb exploding over Nagasaki which brought the war in the Pacific to an end, and saved the lives of the remaining internees.

So then, it is a very focused narrative, written with delirious intensity.

The Kindness of Women

The Kindness of Women has many of the same qualities of its predecessor, but is much more diffuse. Basically it’s much broader and wider, covering the whole of the rest of Jim’s life, starting a little before the events described in Empire of the Sun (in starts in 1937, the year the Japanese first attacked China, as opposed to Empire which starts in 1941) and then proceeds up until more or less the time of its writing, in the late 1980s.

No autobiographer can simply describe everything they’ve said and seen and done. Instead you have to choose what to describe, and The Kindness of Women takes this very much to heart. It is very episodic. Each of the seventeen chapters zeroes in on a particular period or moment, on key incidents in Ballard’s life, and gives us a good 15- or 20-page tour of it, before moving briskly on to the next key moment or period.

Thus it has far less unity of time and place, and is therefore less focused and intense than Empire of the Sun. That book was seen entirely from young Jim’s point of view, and he was weak and malnourished even before he entered the camp thanks to spending several months on the run – so it is characterised by a) being seen just from Jim’s point of view and b) Jim being almost continuously feverish and hallucinatory.

By contrast, in most of The Kindness of Women a) the narrator is not just about to faint from exhaustion and malnutrition, and b) it features other people, normal people, people who weren’t locked up during the war, who aren’t suffering from post-traumatic stress disorder, and so who ground the story, contextualise and normalise it, as we follow Jim becoming a medical student, learning to fly in Canada, getting married, having children, going on holidays to Spain, and so on.

That said, the trauma of those years, and how the narrator copes with it, remains a central theme, in fact, as the narrative unfolds, you it is increasingly drummed home that the narrator has never really been able to get away from his early trauma. In this respect, as several others, it’s a less melodramatic but more moving narrative than Empire.

It is also episodic in the sense that the chapters really feel like episodes. Each one has the depth and artistic arrangement of short story. Each chapter or section features a central theme, with several sub-themes arranged around it to counterpoint each other, like a piece of classical music.

The same goes for the recurring characters. When we first meet his boyhood friend in Shanghai, David Hunter or the teenage girl, Peggy, who looks after him in the internment camp – or a little later, at Cambridge, Dr Sutherland and his sixth form assistant Miriam – little do we suspect that these characters will recur throughout the rest of the book, popping up at key moments and coming to assume larger-than-life roles, becoming almost allegorical figures which represent certain types of human experience and behaviour.

The more you read on, the more carefully and artfully contrived you realise the book is, a selection of representative scenes, each composed and arranged very carefully, featuring representative types, so that it becomes not just the retelling of a life, but something much more elaborately wrought: something like the explanation or rationalisation or justification of Ballard’s complex and bizarre worldview.

Not only do key events explain his attitudes and beliefs, but they also justify his aesthetic strategies towards them. I realised this in the chapter about car crashes which is centred on the exhibition of crashed cars Ballard put on in 1969, when I noticed that the vocabulary and phrasing of the chapter was suddenly echoing the phrases he used with such intensity in the novel Crash.

So you not only pass through episodes in his life which are relevant to the fiction, it’s as if elements of his prose style change and alter to incorporate the phraseology of the stories and especially novels which he wrote during that period. If the Crash chapters reads like an excerpt from Crash, with all its references to raked dashboards and jutting binnacles, so the chapter in which he takes LSD reads like the novel The Unlimited Dream Company in its images of light, super-colour, and so on.

I’m suggesting that the book not only takes you through the episodes which inspired many of his stories, it also (subtly, not blatantly) takes you through the many styles he has used.

Maybe the biggest surprise about the book is that it contains next to nothing about how he wrote his books, where the ideas came from, about his struggles as an unpublished author, the first short stories, the commission for the first novel, pride at being published, the critics, his involvement in what was quickly called the New Science Fiction, his manifesto about exploring Inner Space and so on.

There is nothing about any of that, or the craft of writing, or how many hours a day he puts in, or meetings with other writers, or writer or artist friends, his ideas about what science fiction is, or fiction in general, or art – nothing.

Writing that, I suddenly realise how narrow the book is, narrow and very focused. It only really features a handful of other characters – the ones mentioned above – and insofar as they keep bumping into each other at various stages of their lives, I realise that are, in a sense, walking embodiments of how to cope with trauma and troubled childhoods.

It’s as if Ballard is arranging and positioning the same characters into different painterly compositions, or posing the same half dozen people for the same sort of group photo which they take every couple of years over a forty year period.

By the end I wondered whether anything in this book actually happened, and whether any of these handily emblematic ‘characters’ ever existed.

The more I think about it, the more obvious it seems that The Kindness of Women is much, much more like a novel in conception and execution, than any kind of autobiography. And it is a novel about the lifelong impact of childhood trauma.


Part I – A Season For Assassins

Chapter 1. Bloody Sunday

The narrator is seven years old. He describes a 7-year-old’s eye view of Shanghai, a great deranged city of the future. His nanny is 17-year-old White Russian refugee Olga. His best friend is David Hunter. They both like making model airplanes and along with other boys engage in epic games of hide and seek across the vast metropolis. Jim loves seeing the Hell-Drivers, American dare-devils who crash their Fords and Chevrolets through flaming wooden barricades. Every morning municipal trucks collect the bodies of the hundreds of Chinese who have died during the night.

The Japanese invade China and Chinese Nationalist leader Chiang Kai-shek makes Shanghai – or the country just around it – one of his battlefields. Chinese planes fly overhead bombing the Japanese military barracks and the Japanese ships in the harbour.

One of them panics and drops a bomb just by the Great World Amusement Park, which kills just over a thousand civilians, mostly Chinese refugees. Shanghai natives are proud of the fact that this is the biggest death toll from one bomb in the history of human warfare.

Jim is caught in the bomb raid, he hears someone shouting his name, it is the Australian nanny of his rich friend David, calling from their chauffeur-driven car. More bombs fall, he is pulled to safety in a doorway by a British soldier. When he re-emerges and goes over to the car he sees the nanny slumped forward in the front seat of the car, young David in the background staring traumatised into space.

Violent death in cars, trauma, staring blankly, psychotic states of mental withdrawal from traumatic events – it all starts here.

Later the Europeans organise an outing to one of the battlefields outside the city, once the fighting has moved far away. Ladies with parasols walk among the wrecked trenches, among the equipment and ammunition and corpses littered everywhere. Jim hears David tittering to himself, a peculiarly disturbed sound, and sees his ‘jarred eyes’ beneath his fringe.

Chapter 2. Escape Attempts

Jump forward to Jim’s experiences in the Lunghua internment camp described so extensively in Empire of the Sun. It would be tempting to think Ballard is rehashing old ground but having finished the whole book, I realise now that these scenes are vital to his artistic purpose – which is to show the unerasable impact of early-life trauma.

We are introduced to other internees, especially 14-year-old Peggy Gardner, taller than Jim, thin, sensible, who tries to calm Jim’s permanent state of over-excitedness. He often slips into ‘hunger reveries’. He is often feverishly over-excited. Pretty much the whole of his subsequent writing career will be devoted to obsessively repeating and re-examining these extreme mental states.

His relations with Japanese soldiers Private Kimura and Sergeant Nagata.

His obsession with planes and flying, expanding on the model airplanes he and David built, his admiration of the American Flying Tigers who fought for Chiang Kai-Shek’s Nationalists, but his equal admiration for the Japanese pilots he sees taking off through the camp fence from nearby Lunghua airport.

The reversal of values by which young Jim admires the Japanese soldiers for their discipline and efficiency and also, somehow, for their unpredictable violence. He admires the American prisoners in the camp for their laid-back, can-do spirit, their glossy American magazines, their confidence that America will win the war and they’ll soon be released.

Jim reserves his contempt for the British, mostly sunk in torpor and indifference, slow to make anything happen, but quick to scold and nag. The narrator repeats the insight from Empire of the Sun that the authority of the British Empire was irreparably damaged when the British forces at Singapore surrendered. Every colonised people in Asia immediately realised the British Empire’s days were numbered.

One night Jim is breaking into the brick-built food store, slowly scratching away at the mortar and removing one brick at a time, when the Jap guards send up a flare and reveal half a dozen Brits amid the camp wire trying to escape. Jim gets caught up in the roundup of the escapees. One of them is his boyhood friend David Hunter.  They are taken to the Jap barracks to be interrogated by camp commander Mr Hyashi, a former diplomat. Jim watches brutal Sergeant Nagata slapping and punching the escapees, sees the blood on David’s blonde hair and the bruises forming on his face.

Jim escapes severe punishment because he knows how to immediately kowtow to the Japs and say the right thing, namely that he likes it in Lunghua camp and wouldn’t dream of escaping, which is in fact true.

Chapter 3. The Japanese Soldiers

The war ends. Rumours sweep the camp of an American superbomb. The Japanese guards disappear. Jim walks out the open doors of the prison camp and describes the flat, waste lands around it, rice paddies and canals stretching for miles.

15-year-old Jim plans to walk back to Shanghai and the home of his parents. The eeriness of the empty landscape, apart from a few dead bodies, is brilliantly captured. Over it all hangs a strange uncanny light, which Jim associates with the light from the bomb. Ballard’s obsession with nuclear weapons starts here. Later he was to learn that the Japs had planned to march them inland to a death camp where they would have been liquidated. This didn’t happen because the Americans dropped the bomb.

In other words, J.G. Ballard owed his life to the dropping of the atom bombs on Hiroshima and Nagasaki, so when anxiety about the atom bomb and then the hydrogen bomb steadily grew through the 1950s and 60s he was utterly conflicted: on the one hand sharing the acute anxiety of everyone else that the world might be ended by a nuclear holocaust; at the same time owing his actual existence to the very technology which might at any second wipe out mankind.

You can see why the protagonists of so many of his stories are obsessed with the bomb and with the nuclear test sites at places like Enewatak atoll, epitomised by the extremely disturbing story The Terminal Beach. It’s because they all seek to resolve the contradiction of Ballard’s experience, but never can.

Jim stumbles up to an isolated rural station on the railway line and before he can stop realises it is occupied by four Japanese soldiers. Jim knows about Japanese soldiers. Show respect. Never run. Never show fear. Never argue or disagree.

While three of them potter about or lie with their backs against the wooden station building, one of the Japanese soldiers is slowly tying a Chinese peasant to one of the pillars holding up the roof. Slowly coiling him in telegraph wire they’ve cut down from nearby posts. Jim is forced to watch as the Chinese man is slowly bound and garrotted to death, and every second of his agony, and his imploring eyes, and his gargled noises are imprinted on Jim’s mind, in the hot noonday sun, and the complete silence of this abandoned station.

Time has stopped. This action means nothing. The Japanese know that they are dead and so nothing they do matters.

This scene, this moment and this event, the meaningless death of an unknown citizen which he is forced to watch in silence and stillness for over an hour, under a strange white sky, in an alien landscape – the memory of this scene recurs again and again later in the novel as a symbol for the nexus of inarticulable traumas Jim, and the other camp inhabitants and, by extension, millions of victims of the war, suffered.

For no particular reason, the Jap soldiers let him go and Jim stumbles along the railway lines finally reaching Shanghai and stumbling towards his boyhood home where he is reunited with his parents, who have survived the war at a different camp.

Things are restored to ‘normality’. Jim goes cruising the city with David Hunter who, he discovers, has developed a precocious taste for picking up Eurasian prostitutes and somehow making them so furious that they attack him in a mad frenzy. That’s the bit he wants. Replaying endlessly the beating he got in the camp from Sergeant Nagata.

Then Jim and his mother sail back to England. Even at the last moment, on the last page of the China section, Jim witnesses atrocity. The steamer they’re on passes an American landing craft and the homebound passengers see it is full of Japanese soldiers on their knees, wrists tied behind them, and they are being chivvied onto the beach by armed American soldiers towards a line of Chinese soldiers who have bayonets attached to their rifles and are waiting to bayonet the Japanese to death.

Part II – The Craze Years

I was marooned in a small, grey country where the sun rarely rose above the rooftops, a labyrinth of class and caste forever enlarging itself from within. The English talked as if they had won the war, but behaved as if they had lost it.

Chapter 4. The Queen of the Night

Ballard is a medical student at Cambridge and his work there is epitomised by the Dissection Room. Groups of students are allotted a cadaver and Ballard’s group is the only one to get a woman. Everything else that happens in this chapter is counterpointed by Ballard’s poetic descriptions of how this woman’s body is slowly flayed, the layers peeled back to reveal fat, muscle, tendons and then the vital organs, and he nicknames her the Queen of the Night, and is aware of a sort of psychological hold she has over him.

Ballard doesn’t like Cambridge, he certainly despises everything about his college (King’s College, the oldest and grandest college in Cambridge), disliking the daily madrigal singing in the chapel, seeing the whole place as a kind of flea-ridden tourist attraction.

‘It’s a glorified academic gift shop for American universities, where they can buy some quaint little professor for a few dollars. You need to be a tourist or an au pair girl top get the best out of it.’ (p.104)

That was in the early 1950s. Later, in 1978, he thinks:

Cambridge had expanded into a complex of industrial and science parks, ringed by monotonous housing estates and shopping precincts. At its centre, like the casbah in Tangier, was the antique heart of the university, a stopover for well-disciplined parties of Japanese tourists stepping from their TV-equipped German buses. As an undergraduate I had prayed for a new Thomas Cromwell who would launch the dissolution of the universities, but mass tourism had accomplished this, overwhelming the older European universities as it would soon destroy Rome, Florence, and Venice.

The narrator is desperate to escape the confines of college and get out to see the American bombers at the vast new airfields built across East Anglia for the fleets of bombers carrying nuclear weapons, and is hypnotised by the sight of rich American USAAF officers driving round in their huge shiny American cars, Chryslers and Oldsmobiles.

Again, this theme is reprised towards the end of the book in a way which sheds light on his lifelong obsession:

I parked in a narrow lane and stared through the perimeter fence at the worn concrete beside the nuclear weapons silos. The unsung and unremembered cement was more venerable than all the primped and polished stone of the university. The runways were aisles that led to a more meaningful world, gateways of memory and promise.

Jim sees Peggy, the scrawny teenage girl who helped him so much in the camp, came home on the same ship, and blossomed at her girls boarding school in Sussex. She pops up to Cambridge where the carries on being an older sister, chiding him about his scruffiness, his anti-Cambridge attitude, his obsession with Americans and the bomb. They discuss all this in terms of their experiences at Lunghua camp.

He meets an academic, a psychology professor Dr Richard Sutherland, who studied in America, has an American car, he has a pilot’s license and at weekends flies a gypsy moth, it’s even rumoured he’s been on television! He is ‘fast’, meaning trendy, before the word or concept had been invented.

One of his assistants is a girl still in the 6th form of her school, but knowing and sexy, Miriam who wears stylish American underwear and, he thinks, is probably sleeping with the Prof.

Nonetheless, Miriam seduces young student Jim into an affair and we have one of the first of what will be many, many coolly clinical anatomically precise descriptions of sex which includes what you might call unusual features, him placing his penis against her breast, kissing her armpit, her steering his fingers towards her anus.

Something about their combination of extreme sexuality and extreme clarity and calculation makes them very erotic, but the way that he describes with every one of the women in the book in the same clinical and geometric style made me wonder whether the sex scenes, like possibly everything else in the book, is stylised and contrived and completely untrue.

They make an odd trio: the trendy psychology professor, the haunted student and the sexy schoolgirl, driving out to the American air force bases to watch the nuclear bombers taking off and landing. Characters from an archetypal Ballard story, while the English around them seem remote and alien, p.94.

Chapter 5. The Nato Boys

Jump forward a few years and we learn that Jim has quit medical school and enrolled in the RAF. Still, as we readers know, Ballard will remain obsessed with the role and character and social position of The Doctor throughout his fiction, which is packed with doctor protagonists.

Jim enrolled because he wants to fly the big bombers which will start World War Three. But instead of learning to fly in tense divided Germany, Jim and his other volunteers are packed off to the frozen tundra of Canada, to Sakatchewan, to be precise. The whole chapter is underpinned by the sense that, in the overlit fields around the Lunghua camp, in the inexplicable silence and eeriness of the landscape, Jim realised that World War 2 had ended but World War 3 had begun, except that nobody else had noticed it. (p.106)

This perceptive but deranged conviction also underpins much of his later fiction – the name-changing central figure in The Atrocity Exhibition is trying to start World War 3, except not as we know it. As a kind of display of psychological extremes.

Also I hadn’t really understood the significance for his fiction of the fact that Ballard actually trained as a pilot. Manned flight is one of the central obsessions which recurs again and again throughout his works.

Jim describes the camaraderie in the mess, the national characteristics of the different Nato pilots training there. The Turks find it hardest because of the heavy North American food (waffles, turkey and milk).

Oh and David has accompanied him, the same David Hunter we met in Shanghai, he is going to haunt the novel like Jim’s alter ego. There is a prolonged section where David Hunter takes Jim to a brothel, they get completely hammered, so drunk we find Jim reeling on a bed before throwing up into his trousers which are lying on the floor, while two prostitutes take it in turns to suck David’s penis. David always insists on watching and being watched. Later he takes one of the whores into the bathroom and somehow makes her so angry that she attacks David, really beating and slapping him around the face. Jim simply points out it’s the nearest he can come to the times Sergeant Nagata slapped him round the face. Jim meanwhile tries to tenderly stroke and caress ‘his’ whore who, he realises, is pregnant.

One of the Turks, Captain Artvin, goes missing on a training flight in the Harvard planes they use. A few days later Jim, ignoring regulations and flying freely across the frozen tundra, see what he thinks might be the cabin of a drowned plane in a lake.

Jim tells David. He goes out on a second trip, taking so long to relocate the lake that, on the way back, he runs out of fuel and crash lands his plane on a road half buried under blizzard snow. There’s a funny moment when a mink farmer drives by, eyes the half crashed plane with Jim sitting stunned in the cockpit, then drives on.

The mink farmers hate the pilots who deliberately dive and scare their animals. No love lost on the bleak Canadian tundra. Jim is disciplined at an enquiry, and realises the air force is not for him. Miriam had written him a letter saying she’d got a job on a Fleet Street paper. He wants to return to England and explore her amazing American underwear.

Chapter 6. Magic World

Jump forward and Jim has married Miriam and they have two small children. He is now living in a modest suburban house in Shepperton. He explains some of the mystique of Shepperton, surrounded by water, the River Thames and the gravel quarries.

He takes his small children to a piece of rough ground behind Shepperton Studios where there are disused props to play with and which they call Magic World.

This chapter contains very beautiful descriptions of domestic intimacy, of them making love, but it is mixed up with her first pregnancy and giving birth in the hospital which Miriam found so alienating she insisted the second one was delivered at home, a process Ballard describes with a wonderful evocation of intimacy.

They watch Prof Richard Sutherland from Cambridge, who is now a TV academic and pundit, reporting from Cape Canavarel, one of the new generation of media academics whose role, Ballard perceptively suggests, is to teach ‘the world to feel more at ease with itself’ (p.127).

David Hunter pops by. He carried on the Canadian training, served in Kenya, then flew nuclear-armed Vulcans, drifted along the fringes of private aviation, then bought an aerial photography company (p.128). He has the air of a man scared the past is going to creep up and tap him on the shoulder. Long-term post-traumatic stress. They sit up late over whiskey. David reminds Jim of his experience at the railway station. He’s going back to Shanghai, does Jim want to come with?

Jim says ‘No’. Later in bed with Miriam they discuss it. They touch and fondle and caress and discuss. It is a beautiful evocation of married life. Then her third labour begins and there is a vivid, intimate description of labour, complete with farts and piles, and then the arrival of their third child who Ballard describes with eerie precision, like a visitor from an era millions of years old.

Chapter 7. The Island

Miriam and Jim and their three small children are on holiday in Spain, a place called Ampiabravura. Jim foolishly tries to swim round the headland but is nearly run over by a ferry and ends up clambering ashore on a long isolated sandbank.

Miriam motorboats out with the kids and they discover a remote half-abandoned building, which seems to be occupied by a group of half naked hippies.

Miriam explains he’s been back in England for eighteen years and it’s become clear he’ll never feel at home here. (So if he returned in 1945 this must be 1963. He says they’ve been married for 8 years i.e. married in 1955 when Ballard – born 1930 – was 25)

There’s an extended passage describing the new sun-worshipping beach culture which was being established along the 3,000 mile littoral of the Mediterranean (a feature, a mindset of many of his story, not least The Largest Theme Park in the World from 1989). He and Miriam have very clinical sex in hotel bedrooms and bathrooms, her adopting gymnastic poses against mirrors, watching his reflection. Maybe this happened but it feels very… male.

When they return to the secret house on the sandbank, other people are there, a tall blonde man with long hair, women swimming naked. Early hippies. The man is Peter Lykiard, teaches at Regent Street Poly, there’s another couple, and a young American student, Sally Mumford. They smoke joints, they have copies of William Burroughs, Allen Ginsberg. Groovy.

Jim and Miriam’s little kids love them. Sally is very good with the kids, calls them pixies. Her father is a millionaire, owner of a Boston department store. Miriam feels like a square.

They are all now a big gang and drive to a nearby town to watch a bullfight. Predictably this triggers primeval urges of blood and violence but it triggers Sally to an outburst of insane violence, she goes into the ring at the climax of the fight, tries to ride the bull, gets lots in a melee, they later find her in the compound for bullfighters and their followers being pushed around, her clothes torn, in a daze.

Next day, back at their special beach, the kids are playing supervised by Miriam, Lykiard and the other couple are in the house, Sally comes and lies by Jim, hands him a joint and makes it clear that she is sexually available, resting her breast against his arm. When he doesn’t respond or rise to the bait she simply stands up, not insulted or aggrieved and strolls off.

On page 157 Miriam us skipping down the steps of the villa, when she stumbles and hits her head on the stone edge. The crack is so loud everyone turns. Jim runs over to her as she looks up dazed. They help her into the inflatable dinghy they use to get to and from the sandbank, she struggles to get out at the main beach, they help her to the hotel where Jim calls a doctor. A practicante arrives and at first says they’ll keep her under observation, but only minutes later calls for an ambulance, as Miriam drifts in and out of consciousness, increasingly confused. Jim accompanies her, massaging her legs as she struggles to breathe with an oxygen mask. By the time they reach the hospital she is dead, p.160.

Chapter 8. The Kindness of Women

Miriam is buried in the Protestant cemetery at Fuigueras. All his friends find it hard to look at him. He has the feeling all the women in the world are withdrawing. He packs up their stuff and drives all the way back across Spain and France with a bottle of whiskey between his thighs.

All the past he had tried to reject – all the dead of China and the war, and especially the young Chinese he saw being strangled to death – race up to stare him in the face.

Miriam’s sister, Dorothy and her husband, are waiting to greet them at the Shepperton home. He clears out Miriam’s drawer, underwear and contraceptives. Slowly he reorientates his perspectives to ready himself for a life raising three small children by himself.

In a scene of intense eroticism a hug with Miriam’s sister Dorothy turns into sex as she makes a conscious decision to console him, and partakes of very Ballardian geometric sex in which people position themselves at angles, move penises around, dangle breasts, rearrange thighs and generally come across as pornographic meccano.

Everything I’ve ever experienced of mature English women tells me a) she’d never have done it b) she’d certainly never have had the rather theoretical architectural sex Ballard describes. Can’t help thinking this is utter fantasy.

Ballard describes the everyday misandry of pretty much everyone they know, plus the school and the authorities, all of whom think a father is not capable of bringing up small children. As a househusband who brought up my small children, I encountered exactly the same prejudices in the 2000s.

‘For God’s sake, men are capable of loving their children.’ (p.171)

Peggy drops by for another one of the conversations in which she reviews his life which are a feature of the book. She is now a very self-possessed pediatrician at Guy’s Hospital. They embrace and Jim feels a stirring but Peggy pulls away. She is the sensible older sister in their relationship.

Friends and colleagues are polite, supportive, David Hunter invites him to parties and navigates him towards eligible women, but at the same time there is a conspiracy of silence: none of his friends can bring themselves to mention his dead wife.

The narrator says he almost envies JFK’s widow, at least nobody can try and sweep her grief under the carpet and, in a flash, I realise the vast psychological importance the JFK assassination must have had for Ballard. It happened in the same year his lost his wife – it was a vast public, global outpouring of grief inextricably linked to Ballard’s own domestic private grief.

An English publisher based in New York takes Ballard out to strip clubs in Soho. This gives Ballard an opportunity to mock the explicit but utterly bored, passionless routines of the porno dancers, as formalised as the routines of air hostesses running you through the emergency drill before take-off.

A friend of Miriam’s pops round while the kids are at school and in a mature, open, unembarrassed way persuades Jim to have sex with her while she’s perched on the edge of the spindryer, the vibrations, you see.

Chapter 9. Craze People

It is now the mid-60s and these are represented for Ballard by Prof Lykiard, pipe smoking, running an arts laboratory, exhibitions of Vietnam atrocities, theatre of Cruelty, Burroughs and so on. Invites Ballard to write notes for an exhibition of images based round the JFK assassination. And Sally, who drops by to play with the pixies and is at the epicentre of the 60s maelstrom, high on amphetamines, editing documentaries about warzones, attending spiritualist events, rock concerts.

Ballard is invited to read some of his works at a massive music festival in Sussex. They take the kids, Sally looks after them but she is disconcerted to discover Lykiard having it off with one of the performance artists backstage. Ballard finds her later, beyond the festival boundaries, playing with some horses in a field. Later she insists they drive to the Sussex coast and, while the children watch, she wades out dangerously far into the water, is knocked off her feet and gets into danger of drowning, until Ballard wades out and rescues her. Blankets and the sense that she is a casualty, infinitely vulnerable, psychic damage.

Later that evening, back in Shepperton, the put the pixies to bed, she is bathed and changed and their sitting on the sofa, she snuggles up to him and makes it clear she is available for sex but when it comes to it, asking to be sodomised, turning her buttocks to him, forcing her face into the pillows, offering her hands behind her back so he can grab her wrists and push them upwards, pinning her, hurting her, as she calls out: ‘Bugger me, Daddy! Beat me! Pixie wants to be buggered!’

I found this whole sequence of events intensely erotic, and at the same time you are obviously intended to realise the depth of her psychological damage, her unloving possibly abusive father, her drug addiction, her manic throwing herself into all the hectic art events of the swinging 60s.

And you also wonder, here as in so many other places, whether any of this happened, or it is entirely fictional.

Sally becomes his guide to the heady swirl of the 1960s, and to sexual liberation. He introduces her to Dick Sutherland, the TV scientist, and this allows Ballard to describe his version of the 60s, not a time of utopian hope, but an era when endless images of violence and atrocity blared from TV screens and sex was so blasted in everyone’s faces that emotion and feeling were exterminated.

This, we realise, is the milieu which produced the intense and weird texts which go to make up what I consider to be Ballard’s masterpiece, The Atrocity Exhibition for example he describes Dick Sutherland carrying out trendy psychology experiments such as submitting subjects to intense footage of war atrocities (Vietnam, Congo) and asking questionnaires about its impact on their sex lives.

Well that is exactly the subject of one of the last chapters in The Atrocity Exhibition.

Then one night she is hosting a party at her ramshackle Bayswater digs, packed with performance artists and film-makers, Dick Sutherland and Lykiard are there. But none of them can prevent Ballard stumbling into a spare bedroom where he finds Sally on her back on the quilted top of the laundry basket, her legs hoiked up round the shoulders of a young Spanish photographer whose trousers are round his hips as he steadily, strongly fucks her. Sally stares past the Spaniard at Jim, smiling happily.

That, also, is a lesson about a decade which Ballard sees entirely in terms of its psychic damage and louring threat, atrocity, nuclear war, Vietnam, theatre of cruelty, drugs and betrayal.

Chapter 10. Kingdom of Light

17 June 1967. Under the supervision of long-time friend, TV pundit and psychologist Richard Sutherland, Ballard has an acid trip, described in terms almost identical to the prolonged fantasia which is his novel, The Unlimited Dream Company. He realises that

Shepperton was a solar garden, a sleeping paradise waiting to be woken from every stone and leaf. (p.206)

which is very much the subject of The Unlimited Dream Company.

The kids are taken out by Cleo Churchill, a childrens book editor Jim’s met at one of Sutherland’s many swinging parties who turns out to live locally and be happy to babysit sometimes, and takes them to Shepperton Park by the river. In fact, later on and well into the acid trip, Sutherland takes a phone call in Ballard’s study, taking his eye off his ward, who gets up and sleepwalks, staggers through prisms of light, as far as Shepperton Park where he sees his children, but especially Chloe Churchill, transformed into a Gustave Moreau archangel, sheathed in multi-coloured lights.

By now I doubt whether anything like this happened, but it is convenient because it means whenever Chloe pops up in the rest of the book, Ballard can have acid flashbacks of her as a rainbow angel of glory.

Sutherland had pitched filming Ballard taking the acid as a programme proposal to the head of documentaries at the BBC. This brings out Sutherland’s popularity but he’s not actually a part of the machine. And the text repeats his justification of acid, namely that the world most of us perceive, made up of discrete objects, with their correct places, governed by laws of gravity and geometry and, above all, by a sense of consecutive Time, are entirely artefacts of the central nervous system and brain which we have evolved to help us cope and manage the objects, other people and other animals around us. But they aren’t the truth. Taking acid isn’t like getting drunk or stoned. It goes far deeper than that, it reveals the world the human nervous system spends most of its time hiding us from.

Having taken acid a dozen or so times I couldn’t agree more. One trip is enough to show you the absolute wonder and amazement of what the human senses are actually perceiving every second of every day – but which are repressed, turned off, ignored so we can get on with being the instrumental, purposive, time-focused animals we are.

Delete all those repressive mechanisms and you experience the central nervous system without its locks and gates, you experience ‘reality’ unleashed. More accurately, you experience the overwhelming flood of sensations which are bodies are receiving all the time, but which the evolved CNS suppresses.

From a literary point of view it’s interesting to see that Ballard uses a lot of the phraseology and imagery which made such an impact in The Crystal World i.e. everyday objects are invested with multiple-angled shards of light, as if embedded in jewels.

My arms and legs were dressed in light, sheathes of mother-of-pearl that formed a coronation armour. (p.203)

In the aftermath, everything seems grey and drab. Shepperton has exhausted itself. A few days later Peggy Gardner drops by. She is more than ever the prim, respectable, professional spinster. Predictably she disapproves of the acid trip and especially the way Sutherland uses Jim in his psychological-TV-media experiments.

But Ballard links it back to Shanghai, Lunghua and the primal scene in chapter three, the four Japanese soldiers torturing a Chinese to death while Jim looks on in terror in an alien landscape. Now, when Ballard repeats his characteristically Ballard ideas, we have a much deeper sense of where they come from.

When he speculates that war is how nations escape from time it sort of makes sense. Certainly if you’ve read British war memoirs, it’s striking how many men were drifting or unhappy, and the call-up in August 1914 liberated many of them from the sense of inevitability and duty and failure implicit in the idea of having to get a career, get on in the world etc. For the duration of the war all those worriers were suspended.

But Ballard means something deeper and expresses it with a surreal logic which is distinctively his, the notion that the Japanese soldiers wanted were waiting for the next war, and that their torture of the Chinese was an attempt to provoke the next war into starting, so they could be free again. It’s only as irrational as thousands of other religious rites and rituals and invocations and calls on the gods or the world to do what we want.

If you fully enter Ballard’s imaginative world, if you buy into his premises, if you experience his experiences – then this kind of claim makes complete sense. Otherwise, you remain on the outside.

All that said, a few weeks later Sutherland is due to pop round with another dose of acid. Jim is at the door seeing off Cleo who has, again, obligingly agreed to take the kids to Magic World, she calmly disapproves, the kids run up to Jim shouting, ‘Come on Daddy, come with us’ and… He does. Once was enough. He turns his back on Dick Sutherland’s dubious psych experiments. As they say in Trainspotting – Choose life.

Chapter 11. The Exhibition

Sally Mumford is back. She’s progressed from speed to heroin and her arms are covered in needle marks and sores, but she still lovers the kids. For Ballard she represents all the toxic hysteria of the 1960s (or Ballard has invented her as a symbol of the same):

Like so many others at the end of the 60s, that ten-year pharmaceutical trial, she thought of the media landscape as a life-support system, force feeding a diet of violence and sensation into her numbed brain. (p.215)

In fact reading that quote at the start of this chapter makes me realise that Ballard is artfully introducing his key theme. As I’ve explained in my reviews of The Atrocity Exhibition and Crash, those books contain fairly straightforward explanations of his obsession with extreme pornography and car crashes, which is that a diet of super-violent war images and atrocities (epitomised by the endless replaying of the JFK assassination) has numbed and desensitised people, so only extremes of sex and sensation can reconnect them.

Reinforcing the mood of hysteria, we are reintroduced to David Hunter who is becoming more deranged. As the years pass he seems to blame Ballard more and more for Miriam’s death. He’s never read any of Ballard’s books, pointing out that he knows the key, the master plot, already. David gives him a lift back from London and goes and parks his car outside a posh Belgravia house out of which emerges a smart little man who David then menaces with his car. It is the Japanese ambassador. And so on.

By this stage I had realised that The Kindness of Women is a kind of handbook, or set of case studies, in post-traumatic stress survivors.

David now flies vintage cars in displays. He invites Ballard and Sally and the kids to one. Although his real passion is saloon car racing at Brands Hatch. He has twice been cautioned for dangerous driving. The reader who knows their Ballard knows where this is all heading.

David is driving Sally back from the air display when they crash, near the approach to Chertsey Road. Ballard follows on later and so is slowed down by the police who are managing the traffic flow past the wrecked cars. David and Sally are both fine, unscathed, but Ballard gets a look of them posed in driving seat and back seat, both frozen in time, staring into space, covered in broken windscreen glass, described in exactly the same phrases which fill Crash.

I was struck by their self-conscious pose, like dancers arrested in an audience-catching flourish at the end of their performance…the postures they assumed within the cabin of the Jaguar, as if they were memorising for future use the exact geometry of Sally’s exposed thighs and the ribbed leather of the upholstery, the precise angle between David’s crutch and the jut and rake of the steering wheel. (p.219)

Did this ever happen? Or is it an entirely fictional recreation of the scenes and phraseology of Crash? Ballard notices the number of people who’ve stopped to gawp at the crashed cars, some of them have got cine cameras out to film the scene. It is, he realises, a new type of street theatre, hypnotic attraction to a pile-up of technology which is somehow linked to the television and its relentless diet of violence and atrocity.

Subsequently David and Sally make complete recoveries, the latter driving Jim back up to London in her dangerous MG while explaining that the thrill of driving dangerously with the ever-present risk of a crash is identical to the motivation of the bullfight (remember the bullfighting scene back in chapter 7, aha, that’s why that was there: to prepare us for this speech), updated to the late 20th century.

Sally is lost in the maze of streets in Marylebone when a sports car surges out of a side street, nearly crashes into them, and hurtles off. Ballard had just had time to grab the wheel and steer the MG out of its path, while Sally did an emergency brake.

It was David. Sally explains that he follows her around, then she follows him. They pretend to crash into each other. This is the plot of Crash. Really rammed home when Sally takes Jim’s hand, puts is between her legs so he can feel how wet she is, and they proceed to have typically clinical Ballard sex amid the clutter of steering wheels and handbrakes, while both of them are aware of David Hunter (aha! his name! was his bland name chosen to lead up to this scene all along) roams the streets of London in his fast car, hunting for prey.

Hunter is, in fact, recreating the endless games of hide and seek which Ballard described them both playing through the vast metropolis of Shanghai, back in their innocent boyhoods. Or is he? Are both fictional inventions?

Cut to the exhibition of crashed cars which Ballard staged at Dick Sutherland’s experimental Arts Theatre Laboratory for four weeks in 1969. Ballard quotes the program notes which claim the car crash is a vector focusing all the violence and anxieties of the age (not least of thermonuclear war) into an event which happens daily, killing and maiming hundreds of thousands each year, and yet which is celebrated on TV and in movies, is presented as a form of entertainment (p.226).

At the opening night the guests behave appallingly, getting drunk, throwing up on the cars, urinating on and in them, fights break out and Sally is nearly raped in the back seat of the smashed-up Lincoln, until rescued by Ballard and Chloe Churchill, who has come along to be a voice of reason amid the madness, although Ballard, typically listens to her sensible comments but sees her reincarnated as the angle of light he saw during his acid trip.

Driving back from that party, Ballard is following Sally in her MG when he becomes entranced in their game and, accidentally-on-purpose, clips the rear fender of her car. This sends her into a zig zag but Ballard loses control of his own car which, as he brakes, veers into the fast lane, one of its tyres explodes, it crashes against the central reservation, turned onto its side and then upside down, skids at speed on its roof, Ballard hanging upside down from his safety belt, into the oncoming traffic.

The emergency services soon arrive, drag him out onto the grass verge, a figure pushes through the quickly assembling crowd and flicks a cigarette lighter lowering it to his face. It is Sally, forensically fascinated to examine his expression, as clinical as Ballard had been when he flayed and unpeeled the dead carcass back at medical school.

There’s a coda: in the last days of the 1960s Ballard attends a demolition derby held at a disused football ground in the East End, as the drivers crash into each other, one of whom is David Hunter who, after he’s crashed out of the competition lies back in his shattered cabin while Sally Mumford in white jeans and crimson jacket yells at him.

Did any of this happen? It feels very very pat, just so, and when Ballard references the Hell Drivers of Shanghai which he had described in chapter one, the reader wonders whether anyone’s actual life could be so wonderfully choreographed and thematically linked.

Chapter 12. In The Camera Lens

Jim is at a film festival in Brazil with Dick Sutherland, who he first met at Cambridge in the early 1950s and have watched morph into an early example of that new social type, the media don, the science presenter. Dick and Jim are attending a film festival in Copacabana.

This chapter neatly captures the way a lot of the behaviours which (apparently) seemed so liberating in the 1960s when they broke through the grey carapace of austerity Britain, somehow came to seem corrupt and tacky and embarrassing in the 1970s e.g. casual sex, drugs (specifically cocaine), flares, long hair, experimental films, TV and foreign jollies

The festival mainly consists of ogling the stunningly sexy Brazilian women taking part in various parades, and attending endless parties. In two brief surreal scenes he finds himself being introduced to the cast of Star Trek, already grey-haired and uncomfortably acting the roles they’ll be famous for till they die, who look like ‘venerable morticians’ (p.238) and to the legendary film director Fritz Lang.

Both encounters add to Ballard’s sense that we all live in a sort of heightened reality TV show. The centrepiece of the festival is Kubrick’s 2001: A Space Odyssey which, in fact, a glance at Wikipedia tells me was released in May 1968. (Elsewhere in this blog I’ve reviewed the Arthur C. Clarke novel and sequels)

Characteristically, Sutherland is said to be running an alternative festival of science documentaries, and some of these are right up Ballard’s alley. They include a film documenting the treatment of extreme sex offenders, which included varieties of aversion therapy i.e. showing them images of children or vulnerable women and then giving them electric shocks or emetics. Ballard didn’t watch the film, he stood and watched the audience, mainly made up of documentary filmmakers and psychologists who sit entranced, occasionally oohing with appreciation as the patients are given electric shocks or vomit, exactly – says Ballard waspishly – as the devotees in a Soho sex theatre sit entranced, occasionally murmuring their approval at a particularly graphic sex scene.

This leads up to the kind of gnomic remark you suspect Ballard is proud of: ‘In the future everyone will need to be a film critic to make sense of anything’ (p.241). I can see this emblazoned in huge letters over the entrance to the hundreds of Media Studies courses now taught all across the UK and beyond. It sounds good, but it’s not really true. It’s a very dated idea. Nowadays being a data analyst would be more help. As far as I can tell, media studies like gender studies and queer studies and all the rest are stuck in a time warp, still reading Marxist, psycho-analytical, structuralist, post-structuralist and feminist theory, while the world we inhabit has moved on.

A leading film critic on a Rio newspaper introduces our two middle-aged Englishmen to two Rio hookers, Carmen and Fortunata. This is the beginning of Dick and Jim’s ‘odyssey’ which the reader immediately spots is a kind of satirical counterpoint to what Ballard thought was Kubrick and Clarke’s overblown space fantasy.

The Rio hookers take our heroes back to their knocking shop which is two rooms adjacent to a sweatshop in which lots of other poor women manufacture mementos of the film festival, stapling together posters of Robert Redford or Jane Fonda, amid the din of the printworks. The scene also counterpoints the scene in chapter five where David and Jim spent the night with two Canadian whores in a double bedroom.

The general idea is to show the ubiquity of prostitution, and the surprising light it sheds on modern sexuality. There’s a striking moment when Jim’s hooker, Carmen, asks if he wants to film them having sex – a camera and tripod are set up in the corner, obviously it’ll cost extra. That’s not the jolt. The jolt comes when she says, maybe he’d like film of it so he can show his girlfriend. Or his wife. The fact that the equipment is set up and she knows about it, demonstrates that this is common enough to be a commercial venture i.e. it sheds light on modern marriage. Well, some modern marriages.

Dick had (wisely) refused to even enter the ‘bedroom’ of his hooker, Fortunata, it was so filthy, dishevelled, the sheets stained with mucus and lubricant and spermicidal jelly like the car bay at a garage. Instead, when Jim finally finishes fucking Carmen, and she professionally scoops his leaking semen into a succession of tissues, Jim slowly dresses and opens the door back into the workshop to find Richard and Fortunata running round it throwing tatty tourist mementos at each other. A sort of comic counterpoint to the end of the Canada prostitute story in which David provoked his hooker into smacking his face, in memory of Sergeant Nagata.

In a kind of coda, or punchline scene, the Rio film critic hosts a massive party at his mansion, where Jim, sauntering around, comes across a room which has been sealed off, which turns out to be full of lights and technicians and cameramen etc where Carmen is on hands and knees, doggy fashion, and a vexed dog handler is fondling the genitals of a German shepherd. They are trying to get the dog to get an erection and to penetrate Carmen from behind, while she flicks back her hair and looks behind her in boredom, and the host ans various other guests stand around holding their wine glasses and chatting.

Ballard describes all this as if this level of intense pornography is the future, tied to the rise and rise of desensitising TV. But I disagree. I think that vision of a world totally corrupted by TV and pornography is itself very dated, very 70s, dragging on into the 80s, and ended up being a misleading guide to what actually happened.

And now, in 2020, we live in a world where unlimited hard-core pornography is available to anyone at the click of a mouse and yet, the interesting thing about the vast parallel universe of porn on the internet is not that it exists – it’s that so many people choose not to watch it most of the time.

Chapter 13. The Casualty Station

David Hunter has been sent to a mental institute, Summerfield Hospital in south London. Here Ballard visits him, reflecting on the sequence of events that brought them there, and noting the behaviour of the other insane patients. David is pretty compos mentis as mental cases go. Ballard takes a chessboard, they play chess, and David always palms a piece before the end of the game so Ballard will have to come back.

They chat about old times. We are informed that Sally has decamped to Scotland, staying with a friend of her rich father’s trying out the then-new methadone treatment for heroin addiction. This follows her turning up at Shepperton a few months earlier, utterly string out on heroin, refusing to talk or be touched, striding up and down the kids empty bedrooms, ransacking the cupboards for their old toys. Jim takes her to his GP who recommends a specialist who recommends a nursing home on the Thames, and then onto Scotland.

David went back to Shanghai, something Jim says he can’t do, David hunted for the isolated railway station which is the recurrent image of the novel, but couldn’t find it. (The reader suspects this is because it never existed, but was a fictional symbol invented by Ballard.) David points out the car crash exhibition was simply Ballard’s way of re-enacting the atrocity he witness. ‘At a few removes’.

It was car crashing that brought him to the asylum. He and Sally developed a cult of driving up one-way streets the wrong way and one night in London had a head-on collision with a woman cellist who was killed instantly. It was only his demented gibbering at the scene and his RAF record in Kenya which saved him from a manslaughter charge. Instead he was sent to Repton mental home and now here.

In Ballard’s view, David had tried to recreate the cruelty he experienced in China, not realising that the psychopathic, TV-addicted, atrocity newsreel footage-driven 60s was egging him on. He’s just one among tens of thousands of casualties of the 1960s.

The third of Ballard’s representative trio is the TV don, Dick Sutherland and he emerged from the 60s with flying colours, making a series of pop science documentaries, notably one which used the latest fibre-optic technology to film inside the body especially, of course inside the uterus during sex etc, as well as setting up an Institute for Sexual Research, funded by a New York publisher.

It’s a funny thing, but the more Ballard talks about sex and the sex studies and practices of his characters, the more dated the book feels, reminding you that these events happened almost 50 years ago, in a very different time and place, where simply filming sex acts between humans to appear in ‘scientific’ documentaries appeared revolutionary.

When Professor Sutherland sounds off, in one of their stage-managed conversations, telling Jim that there’s going to be more and more sex in the future, so much so that it is going to create ‘new forms of social structure’ – it sounds as dated and, in its way, as childish as Space 1999 or UFO or Joe 90 or all those other TV series for kids which predicted colonies on the moon and everyone wearing zip-up plastic suits by 1999.

Didn’t turn out like that, did it.

We learn that Sally let herself be persuaded to take part in some of Dick’s experiments, let fibre-optic cables be inserted in her vagina while she had sex with a laboratory volunteer, as well as close-ups of every erogenous zone of her body. Slowly she came to think of herself as a set of dismembered parts, eventually expecting to see huge blow-ups of her nipples or clitoris on roadside billboards or upholstering the banquettes of trendy 70s nightclubs. Thus she went to pieces, almost literally.

Peggy Gardner is the last of the set of recurring characters (what David sardonically refers to as ‘the old Shanghai firm’, p.274) which, the reader realises, structure the narrative and allow Ballard to meditate on the fate of his contemporaries.

She turns up for drinks in Shepperton, and they have a couple of pages chatting about how things have turned out. Into her mouth Ballard puts quite severe criticisms of his (Ballard’s) attitude, how he manipulated everyone around him (Dick, Sally, David) to act out his nightmares, how the exhibitions, the drugs, the weird sex and the intense stories are all part of the same indictment. He patronises her a bit, telling her how she’s always looked after her so well and she slaps him in the face, drawing blood.

Rather disappointingly, this leads to sex, described with the same clinical detachment as all the other acts of coitus, and the strange angles of thighs and vulvas and penises as all the other descriptions.

Now this chapter returns to its opening scene, with Jim sitting at a table in Summerfield Hospital playing chess with David. The entire text has been very carefully crafted and arranged as a description of both what happened at the end of the 1960s and how the Shanghai firm had managed.

One of the other patients, a deranged old lady who had been taking daffodils from all the vases in the communal area and laying them carefully in a line at the entrance to a window alcove, has a fit and turns her brimming cup of tea. This is, in a way, a key scene. Jim had observed the woman unable to reconcile the light shining off the brimming meniscus of tea in her cup with the polished glare of the hard floor. Eventually she thinks her way through the problem to the solution and upends her cup, sending tea splashing all over the table and the skirt of the woman handing it out. Who promptly gets furious, grabs the feeble old woman’s wrist and gives her such a push, she sends her collapsing onto the floor.

Ballard is up out of her seat, and goes to her protection, taking her in his arms and then lifting her off the floor, she is so thing and wasted, and taking her down the corridor to the safety of her room. As he carries her, she repeats pitifully, ‘Jesus told me to.’ The point is, if you’ve read enough Ballard, you understand her. You feel, as she did, the mental pain of these conflicting geometries (shimmering liquid v. hard tabletop) and you grasp the Einsteinian brilliance of her solution. To marry hard and soft by spilling the tea, by trying to integrate these conflicting realities.

Jim says goodbye to David, promising to be back in a fortnight and making a mental note to bring daffodils for the mad old lady, and… we understand why.

Part III – After The War

Chapter 14. Into The Daylight

As the 1970s progressed, Sally had disappeared back to America to address her drug habit and other addictions. One day, to his surprise, four years after she left (eight years after the decade’s end so, presumably, 1978), Ballard gets a call and it’s Sally, not only back in the UK, but married! with a child! and living in rural contentment in Norfolk!

Ballard drives out to see Sally, stopping off at Cambridge en route to discover it is now a land of business parks and Japanese tourists. Chez Sally he discovers her little girl, Jackie, is mentally disabled, but is touched by the way Sally is madly in love with her and, when her husband returns from work, with him too.

[Jackie] stared at her father with her trusting, fixed smile, as if she were crossing the world at a slight angle to the rest of us.

The chapter has a second theme, like a piece of classical music, which is that Sally’s husband, Edward, is an amateur archaeologist and along with friends has undertaken a programme of excavating old World War Two airplanes from the mud of Norfolk estuaries where they’ve crashed.

David turns up. He’s been released from the mental home. He’s married an Asian woman and is running an airfreight company in Brussels. The presence of these two leads to nostalgic conversations, with an autumnal feeling.

Then there is the gruesome event at the heart of the chapter. Edward and his hearty beer-drinking team of enthusiasts have hired a hoist which they use to lift their latest find clear of the river mud. It is a spitfire. But as it rises the narrator realises its cockpit glass is unshattered and unopened. The pilot is still inside. Or what’s left of him. Jim and Sally are suddenly stiff with concern as David makes his way over to it and insists on helping to open the cockpit and inspect the insides, which, as they spray cleaning water into it, reveals a rotted uniform, straps and, slowly emerging, a skull and bones.

A week or so later there is an official burial service. Jim attends along with David and is impressed that his old buddy wears his official RAF uniform and stands to attention. In a weird touch, he brings along a Korean he only half knows. Jim realises the Korean is the closest he could find to a Japanese. He needed an Asiatic to bear witness ‘to the interment of all his resentments of the past forty years.’ I found this intensely moving.

Chapter 15. The Final Programme

After a career pursuing TV fame, Dick Sutherland has been diagnosed with cancer and is dying. This gives Ballard the opportunity to put into his mouth a series of witty paradoxes and insights about modern medicine, and the treatment of cancer in particular.

But, trooper to the last, Sutherland has persuaded a TV company to make a documentary filming his last months and persuaded them to take Jim, by now a famous novelist and old pal, to be his interviewer. The idea is that Jim will go to his home, or hospital bed, and interview Dick as he declines.

As you might expect it’s a bumpy ride, with Dick and Jim initially chewing over their glory days in the 1960s, the space programme, adventures in science, but with each successive interview these reassuring totems of the past disappear and the final interview is cancelled. Jim arrives but after a brief conversation Dick dismisses him, the film crew and the outside world and shuts his bedroom door. Two weeks later Jim turns up just in time to see him being wheeled on a gurney into an ambulance, his face sucked into the oxygen mask, his body coiled with plastic tubes like the young Chinese man the boy Jim watched being garrotted to death.

Chapter 16. The Impossible Palace

Paradoxically, Dick’s death exhilarates Jim. He feels liberated, released, energised to pursue his work, It as if the whole of the past has been burned along with Dick’s body at the crematorium. In a sentence which is important for critics or fans of his work, he writes:

 By demystifying his own death he had freed me from any fears of my own. For the first time since the birth of my children I felt that I was wholly done with the past and free to construct a new world from the materials of the present and future.

So was it writing Empire of the Sun which liberated Ballard from the past and left him much more interested in writing stories about the present day? Or was it the death of this old friend which liberated him from his obsessions, set him free to write about the strangeness of the present day? Or are both blinds to something else which happened?

Anyway, in this chapter Ballard walks down to the fair on Shepperton Green. The chapter is written in the style of The Unlimited Dream Company, full of images of light, and beauty, and time suspended. Cleo Churchill, the friend of his wife’s who was such a good friend to Jim and babysat his kids on countless occasions, is with him as he goes through mementos of Dick Sutherland’s life, sent him by Dick’s sister.

This mood of sensitive elegy moves seamlessly into their holding each other, then embracing, then going up to the bedroom and slowly undressing. Ballard has, by now, perfected a peculiarly detached and clinical way of describing sex, which, nonetheless, manages to be touching and affectionate. Maybe because of the complete honesty and openness it implies between the lovers.

I held Cleo’s breasts in my hands, touching the blue veins that ran past her broad nipples, and caressed away the pink grooves left by the wiring of her brassiere. I kissed a small scar in her armpit, relic of a childhood I had never known, and ran my lips through the shoal of silver stretch marks, like seeds of time spilled across her abdomen by Ceres herself as she sowed her fields. She held my penis in her hands, rolling it gently between her palms, her fingers drawing on my scrotum. Phallic corridors receded from us, an erotic labyrinth in an impossible palace. When I kissed Cleo’s nipples a battalion of lovers bent their heads. I sat on the bed as she knelt on the carpet between my knees, her forearms resting on my thighs. She took the head of my penis in her mouth, touching the tip of my urethra with her tongue, then sank deeper to hold the shaft between her teeth, biting lightly on the swollen muscle.

They become lovers or partners or whatever the correct terminology is. Thus on the day that the documentary about Dick’s death is broadcast they decide to go outside and celebrate life by hiring a boat and cruising down the Thames to Runnymede. (Many of the chapters have this structure, of two major themes or events juxtaposed.)

They cruise as far as the Kennedy Memorial (which I have visited and photographed) and which, inevitably gives rise to reflections from Ballard, absolutely obsessed with the Kennedy assassination as his fiction is.

I thought of the role that Kennedy and his assassination had played in my own life, and how his televised images had shaped the imagination of the 1960s. Stills from the Zapruder film had seemed more poignant than a Grünewald crucifixion.

Now they are accidental bystanders of a death and a resurrection. It’s a sunny day beside the Thames and a wife is reversing their car to push the trailer for a speed boat across a narrow beach into the river so that the husband can man-handle the boat, in the water, onto the just-submerged trailer. There is a little girl in the back seat and as the wife loses control of the trailer it drags the car into the river where the tide takes it. The girl is screaming and beating on the closed windows as the car sinks under the water level. Ballard bounds forward and tries to open the back door but the car skews away from him, as the husband leaves go of the boat which drifts across the river, hitting another cruiser, while two or three men steady the car and push it back up onto the shallow beach, no sign of the girl.

When they open the back door the river water rushes out and they find the girl’s body curled up on the floor, lifeless and limp. Cleo is clutching Ballard’s shirt and crying her eyes out, when a bare-kneed, red-eyed, bearded hiker approaches along the Thames-side path (one I’ve walked many times) suddenly grasps the meaning of the scene in front of him, pushes through the crowd, takes the girl, snicks an obstruction out of her throat and pulls forward her tongue, and on one movement, slicks down his beard, covers her nose and mouth in his mouth and breathes out, takes his mouth away, and pushes her diaphragm. She chokes up the water in her lungs, coughs and splutters and her hysterical mothers clutches her, as the hiker clambers to his feet, reclaims his backpack from a nearby couple and walks on along the path while people are still coping with the sudden turnaround in events.

Who was he?

Chapter 17. Dream’s Ransom

The narrator takes part in the filming of a scene from Empire of the Sun on location in a mansion in Sunningdale, fifteen minutes drive from his long-time home in Shepperton. Many of his friends and neighbours in Shepperton have always worked as extras in the films made at the massive studios there, and now, surreally, he finds many of them playing bit parts in a scene from his own boyhood. Is this why he and Miriam chose to live there all those years ago? Did he have a premonition of how are and life would link up? He even meets a bright-eyed twelve-year-old wearing his old school uniform who steps up and brightly says: ‘Hello, I’m you’. It must be the boy Christian Bale who plays him in the Steven Spielberg film version of Empire.

Then (so many of these chapters come in two parts or themes) he and Cleo (who is obviously now his partner) fly to Hollywood to attend the premiere of the film about his boyhood. He has all kinds of mixed feelings.

‘I think the actors felt that I was the odd man out, the only one who wasn’t real. Most of them had been back to Shanghai.’
‘You could have gone with them.’
‘I know, but I hadn’t the nerve. I wasn’t ready to face everything again—I’ve spent my whole life trying to sort it out. This is the right way to go back to Shanghai, inside a film…’

They check into a hotel and drive around Hollywood which, of course, confirms all his fantasies of Americana which he has been besotted by since he was a boy. He is dazzled and bewildered by the forty-foot-high billboards advertising the film version of his own boyhood back at him.

One afternoon Cleo is out shopping when there’s a ring at the room doorbell and a sophisticated lady waltzes in. It is Olga, who was his superior and impoverished nanny all those years ago, back in Shanghai. Now she is married to a rich American ear and nose surgeon (Mr Edward R. Weinstock). She is brisk and businesslike as they review her struggle to survive in wartorn China, he takes her to lunch, back at their apartment she briskly strips him and they make love.

As at other moments in the book, and quite often at moments when he has sex with the various women, you can’t help feeling contrived, just so and pat the patterns he’s making are. It is an artful ending to the book, rounding things out, finally living out the sexual fantasies about his 17-year-old nanny when he had been a pubertal 12-year-old. And he describes it with a bit of gee-whizz Ballard style:

The film of our life rushed backwards through the projector, devouring itself as it hunted for some discarded moment that held the key to our earliest selves.

In the very last scene, a week after the premiere of Empire, Jim and Cleo make their way down to the Pacific at Venice Beach. And as they watch bronzed Californians launch a replica of Thor Heyerdahl’s papyrus ship, Ra, looking at happy people enjoying the free ocean, Jim realises he is healed.

The time of desperate stratagems was over, the car crashes and hallucinogens, the deviant sex ransacked like a library of extreme metaphors. Miriam and all the murdered dead of a world war had made their peace. The happiness I had found had been waiting for me within the modest reach of my own arms, in my children and the women I had loved, and in the friends who had made their own way through the craze years.

It is an immensely satisfying, carefully arranged and moving conclusion to what is probably his best, most wide-ranging, honest and humane book.

CONCLUSION

By the end I suspected that none of these people ever existed (except for his wife and three children, that much is documentary fact) and quite possibly none of these events ever happened (except the car crash exhibition, that much is on the public record.) Apart from those handful of facts, everything else seems just too pat and contrived and perfectly poised to have anything to do with the chaotic sequence of events known as ‘life’.

Anyway, much bigger than the artfulness of its construction, what makes it a really beautiful book, in my opinion, is the breadth of its COMPASSION.

I was in the operating theatre when my wife had our second child and Ballard’s description of assisting at the birth of his daughter is one of the most moving things I’ve read, because of the way it captures complete intimacy between husband and wife.

The portrait of the excitable young woman, Sally, and the sequence of discovering her boyfriend with someone else, then trying to drown herself off the Sussex coast, and then of Ballard rescuing her, bringing her home, bathing and dressing her and then, slowly, making love to her in the stylised way she needs, is full of complexities of compassion and feeling you don’t often read in novels. It is a kind of compromised compassion, a compassion which knows there is something self-serving in its motives but cares and loves nonetheless.

And the on-again, off-again relationship with his best friend and rival and damaged alter ego, David Hunter, this rises to several moments of deep compassion and love.

And it’s worth rereading the passages where Ballard has sex with two prostitutes, one in Canada, one in Brazil, to really process the tenderness which informs his approach. He ends up stroking the small of the back of the hooker in Canada because he discovers she is pregnant and, after their weird Ballardian clinical sex is over, he carries on being interested in her and her life and soothes and strokes her in a companionate, non-sexual way.

And when he goes to the rescue of the stricken old mad lady, Doreen, in David’s asylum, that is a kind of quintessence of compassion, helping the helpless elderly.

In other words, this book contains scenes of horror and atrocity – notably the central event of the young Chinese being garrotted – and it deliberately contains scenes of lucid and detached sexuality which some might find fetishly exciting and some might find cold and repellent…

But, for me, the enduring legacy of the book is an overwhelming feeling of love and compassion, all the more amazing for way these rare plants managed to survive and flourish in a world containing so much violence and atrocity and numbing stimulations and cheap (or expensive) thrills.


Related links

Reviews of other Ballard books

Novels

Short story collections

Preface to the French edition of Crash by J.G. Ballard (1974)

The short introduction to the French edition of Crash is so brilliantly insightful that it is worth quoting in its entirety. [I’ve put in the headings for my own reference, to break it up into sections, and to remind me at a glance the development of the argument. And I’ve added footnotes to my comments.]


The fear of nuclear holocaust weirdly combined with the ubiquity of advertising culture have emptied human emotions of any meaning

The marriage of reason and nightmare which has dominated the 20th century has given birth to an ever more ambiguous world. Across the communications landscape move the spectres of sinister technologies and the dreams that money can buy. Thermonuclear weapons systems [1] and soft drink commercials coexist [2] in an overlit realm ruled by advertising and pseudo-events, science and pornography. Over our lives preside the great twin motifs of the 20th century – sex and paranoia. Despite McLuhan’s delight in high-speed information mosaics we are still reminded of Freud’s profound pessimism in Civilization and its Discontents [3]. Voyeurism, self-disgust, the infantile basis of our dreams and longings – these diseases of the psyche have now culminated in the most terrifying casualty of the 20th century: the death of affect. [4]

This demise of feeling and emotion has paved the way for all our most real and tender pleasures – in the excitements of pain and mutilation; in sex as the perfect arena, like a culture bed of sterile pus, for all the veronicas of our own perversions; in our moral freedom to pursue our own psychopathology as a game; and in our apparently limitless powers for conceptualization – what our children have to fear is not the cars on the highways of tomorrow but our own pleasure in calculating the most elegant parameters of their deaths. [5]

Ballard’s defence of science fiction

To document the uneasy pleasures of living within this glaucous paradise have more and more become the role of science fiction. I firmly believe that science fiction, far from being and unimportant minor offshoot, in fact represents the main literary tradition of the 20th century, and certainly its oldest – a tradition of imaginative response to science and technology that runs in an intact line through H.G. Wells, Aldous Huxley, the writers of modern America science fiction, to such present-day innovators as William Burroughs. [6]

The main fact of the 20th century is the concept of the unlimited possibility. This predicate of science and technology enshrines the notion of a moratorium on the past – the irrelevancy and even death of the past – and the limitless alternatives available to the present. What links the first flight of the Wright brothers to the invention of the Pill is the social and sexual philosophy of the ejector seat. Given this immense continent of possibility, few literatures seem to be better equipped to deal with their subject matter than science fiction. No other form of fiction has the vocabulary and images to deal with the present, let alone the future. The dominant characteristic of the modern mainstream novelist its sense of individual isolation; its mood of introspection and alienation, a state of mind assumed to be the hallmark of the 20th century consciousness. Far from it. On the contrary, it seems to me that this is a psychology that belongs entirely to the 19th century, part of a reaction against the massive restraints of bourgeois society, the monolithic character of Victorianism and the tyranny of the paterfamilias, secure in his financial and sexual authority. Apart from its marked retrospective bias and its obsession with the subjective nature of experience, its real subject matter is the rationalization of guilt and estrangement. Its elements are introspection, pessimism and sophistication. Yet if anything befits the 20th century it is optimism, the iconography of mass merchandising, naivety and a guilt free enjoyment of all the mind’s possibilities. [7]

The kind of imagination that now manifests itself in science fiction is not something new. Homer, Shakespeare and Milton all invented new worlds to comment on this one. The split of science fiction into a separate and somewhat disreputable genre is a recent development. It is connected to the near disappearance of dramatic and philosophical poetry and the slow shrinking of the traditional novel as it concerns more and more exclusively with the nuances of human relationships. Among those areas neglected by the traditional novel are, above all, the dynamics of human societies [the traditional novel tends to depict society as static], and man’s place in the universe. However crudely or naively, science fiction at least attempts to place a philosophical and metaphysical frame around the most important events within our lives and consciousness. [8]

Ballard names, defines and explains ‘inner space’

If I make this general defense of science fiction it is, obviously, because my own career as a writer has been involved with it for almost 20 years. From the very start, when I first turned to science fiction, I was convinced that the future was a better key to the present than the past [9]. At the time, however, I was dissatisfied with science fiction’s obsession with its two principal themes – outer space and the far future. As much for emblematic purposes as any theoretical or programmatic ones, I christened the new terrain I wished to explore inner space, that psychological domain [manifest, for example, in surrealist painting] where the inner world of the mind and the outer world of reality meet and fuse.

Primarily I wanted to write a fiction about the present day. To do this in the context of the late 1950s, in a world where the call sign of Sputnik I could be heard on one’s radio like the advance beacon of a new universe, required completely different techniques from those available to the 19th century novelist. In fact, I believe that if it were possible to scrap the whole of existing literature, and be forced to begin again without a any knowledge of the past, all writers would find themselves inevitably producing something very close to science fiction [10]. Science and technology multiply around us. To an increasing extent they dictate the languages in which we speak and think. Either we use those languages, or we remain mute.

Yet, by an ironic paradox, modern science fiction became the first casualty of the changing world it anticipated and helped to create. The future envisaged by the science fiction of the 1940s and 1950s is already our past. Its dominant images, not merely of the first Moon flights and interplanetary voyages, but of our changing social and political relationships in a world governed by technology, now resemble huge pieces of discarded stage scenery [11]. For me, this could be seen most touchingly in the film 2001: A Space Odyssey, which signified the end of the heroic period of modern science fiction – its lovingly imagined panoramas and costumes, its huge set pieces, reminded me of Gone With the Wind, a scientific pageant that became a kind of historical romance in reverse, a sealed world into which the hard light of contemporary reality was never allowed to penetrate.

The death of ‘reality’

Increasingly, our concepts of past, present and future are being forced to revise themselves. Just as the past itself, in social and psychological terms, became a casualty of Hiroshima and the nuclear age [almost by definition a period where we were all forced to think prospectively], so in its turn the future is ceasing to exist, devoured by the all voracious present. We have annexed the future into our own present, as merely one of those manifold alternatives open to us. Options multiply around us, we live in an almost infantile world where any demand, any possibility, whether for lifestyles, travel, sexual roles and identities, can be satisfied instantly [12].

In addition, I think that the balance between fiction and reality has changed significantly in the past decade [1960s]. Increasingly their roles are reversed. We live in a world ruled by fictions of every kind – mass merchandising, advertising, politics conducted as a branch of advertising, the instant translation of science and technology into popular imagery, the increasing blurring and intermingling of identities within the realm of consumer goods, the pre-empting of any free or imaginative response to experience by the television screen. We live inside an enormous novel. For the writer in particular it is less and less necessary for him to invent the fictional content of his novel. The fiction is already there. The writer’s task is to invent the reality. [13]

In the past we have always assumed that the external world around us represented reality, however confusing or uncertain, and that the inner world of our minds, its dreams, hopes, ambitions, represented the realm of fantasy and the imagination. These roles, too, it seems to me, have been reversed. The most prudent and effective method of dealing with the world around us is to assume that it is a complete fiction – conversely, the one node of reality left to us is inside our own heads. Freud’s classic distinction between the latent and manifest content of the dream, between the apparent and the real, now needs to be applied to the external world of so-called reality [3].

The task of the contemporary writer – to be a scientist testing fictional hypotheses

Given these transformations, what is the main task facing the writer? Can he, any longer, make use of the techniques and perspectives of the traditional 19th century novel, with its linear narrative, its measured chronology, its consular characters grandly inhabiting domains within an ample time and space? Is his subject matter the sources of character and personality sunk deep in the past, the unhurried inspection of roots, the examination of the most subtle nuances of social behaviour and personal relationships? Has the writer still the moral authority to invent a self sufficient and self-enclosed world, to preside over his characters like an examiner, knowing all the questions in advance? Can he leave out anything he prefers not to understand, including his own motives, prejudices and psychopathologies? [14]

I feel myself that the writer’s role, his authority and license to act, has changed radically. I feel that, in a sense, the writer knows nothing any longer. He has no moral stance. He offers the reader the contents of his own head, he offers a set of options and imaginative alternatives. His role is that of the scientist, whether on safari or in his laboratory, faced with a completely unknown terrain or subject. All he can do is to devise hypothesis and test them against the facts. [15]

Crash, the novel, is just such a fictional and psychological experiment

Crash! is such a book, an extreme metaphor for an extreme situation, a kit of desperate measures only for use in an extreme crisis.

If I am right, and what I have done over the past years is to rediscover the present for myself, Crash! takes up its position as a cataclysmic novel of the present day in line with my previous novels of world cataclysm set in the near or immediate future – The Drowned World, The Drought and The Crystal World. Crash!, of course, is not concerned with an imaginary disaster, however imminent, but with a pandemic cataclysm institutionalized in all industrial societies that kills hundreds of thousands of people each year and injures millions. Do we see, in the car crash, a sinister portent of a nightmare marriage between sex and technology? Will modern technology provide us with a hitherto undreamed-of means for tapping our own psychopathologies? Is this harnessing of our innate perversity conceivably of benefit to us? Is there some deviant logic unfolding more powerful that that of reason? [16]

The nature of pornography i.e. ‘the most political form of fiction’

Throughout Crash! I have used the car not only as a sexual image, but as a total metaphor for man’s life in today’s society. As such the novel has a political role quite apart from its sexual content, but I would like still to think that Crash! is the first pornographic novel based on technology. In a sense, pornography is the most political form of fiction, dealing with how we use and exploit each other in the most urgent and ruthless way [17]. Needless to say, the ultimate role of Crash! is cautionary, a warning against that brutal, erotic realm that beckons more and more persuasively to us from the margins of technological landscapes.


My thoughts

1. The possibility of nuclear war and utter extermination which hung over Ballard and his generation from 1945 to 1990 has now more or less vanished, but dominated the imaginations of the sensitive for decades. The Americans lovingly filmed their nuclear tests throughout the 1950s and there’s something mesmerising, haunting and beautiful about the footage – the entranced mind only slowly registering the appalling destructive power embodied in those shapely mushroom clouds. Stanley Kubrick’s film Dr Strangelove captures the mad attractiveness of nuclear armageddon with its closing montage of nuclear test footage. And the intense psychic power of the abandoned nuclear test sites haunt Ballard stories, notably classic story The Terminal Beach, and haunt the predecessor to this book, The Atrocity Exhibition.

2. The juxtaposition of the very real possibility of the end of the world and the human race with a world of glossy, day-glo soft drinks ads and the ‘honey-I’m-home’ frivolities of FMCG advertising is a) Surreal without even trying to be, and b) patently absurd. It creates an absurdist mental landscape in which absurd thoughts flourish and absurdist works of art naturally arise. Ballard is situated bang in the middle of the absurd junctures of modern life.

3. It’s always worth remembering how literally and simplistically Ballard read Freud, he makes no reference to the super-subtle French interpretations of psychoanalysis e.g. by Jacques Lacan – although even a simplistic reading of Freud is bewildering enough, suggesting that all our ‘adult’ rationality and manners is built up on the most infantile, primitive foundation.

4. The death of affect i.e. of real emotion, is the basis given by the character Dr Nathan in The Atrocity Exhibition for the extreme pornography created by the book’s central character: he is trying to break through the husk of a sexuality which has become nullified by commercial exploitation, in search of extremes of sexual practice which once again mean something.

5. The death of vanilla sex leads to the diversion of the same primitive Freudian urge to new sources of excitement: violence and death.

6. It is ironic that Ballard is defending the tradition of science fiction at more or less the moment he abandons it to write novels about the present – an extreme fetishised vision of the present – but dispensing with every identifying characteristic of science fiction to become, simply, fiction, albeit of an extreme and pornographic flavour.

7. The notion that pessimism in fiction is an archetypal Victorian sentiment, and that the dominant mode of 20th century fiction ought to be optimism at the unlimited technical opportunities lying around us is bracingly counter-intuitive and attractive.

8. I take the point that much science fiction, even the shortest of short stories, tends to imply a worldview, a particular vision of the future, ideas about society, which plain fiction rarely does. The problem with this idea is that these ‘philosophical and metaphysical frames’ is that they are so often cheap, sensational, alarmist, comic-book cartoon ideas about society or human nature which no grown-up can take seriously.

9. ‘The future is a better key to the present than the past’ is a profound idea, if somewhat difficult to put into practice. But it’s certainly true that so many politicians, commentators and writers are stuck in the same old treadmill version of well-worn clichéd versions of the past (commemorating the Great War, commemorating the Holocaust and so on) which are a drag on human progress, which are always pulling us back back back, and prevent us from taking a long, hard look at the future.

10. Enchanting idea, thought experiment.

11. True dat. The most obvious thing about science fiction, hard science fiction dependent on technology, is how quickly it dates.

12. Surprisingly true of the Western world in 2020, with its obsession with gender, transgender and gender fluid identities.

13. Brilliantly witty and paradoxical conclusion, worthy of Wilde.

14. An impressive summary of the characteristics of grand, expansive, realist 19th century fiction?

15. A dazzlingly persuasive redefinition of the role of the writer, underpinned by Ballard’s familiarity with the scientific worldview derived from the science journals he worked on.

16. Like any good teacher, Ballard is prolific in plausible-sounding questions to stimulate thought/debate.

17. An unsettling idea. Discuss. Enjoyable to ponder for a while… Can this be true or is it just a glib formulation?


Related links

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed databases and secret police to keep the population suppressed

Manga @ the British Museum

Wow! The British Museum sure knows how to put on an exhibition! This comprehensive overview of the history and variety of Japanese manga comics, characters and stories, is the largest show on manga ever staged outside of Japan, and an all-singing, all-dancing feast for the mind and imagination and the senses!

Higashikata Josuke, a hero from Jojo’s Bizarre Adventure (1987 to the present) by Araki Hirohiko. Photo by the author

The long Sainsbury Exhibition Galleries at the back of the Museum’s main courtyard have been turned into lowlit funfair and phantasmagoria of all things manga, absolutely packed with a riot of ways of displaying, showing, highlighting, explaining, animating and enjoying all things manga. There are:

  • bookshelves packed with manga books (tankôbon) to take down and read
  • blow-ups of favourite manga characters in striking poses stuck to the walls
  • frames from manga books blown-up onto big canvases hanging from the ceiling
  • animated manga adventures (anime) projected onto screens all over the place
  • display cases examining scores of aspects and elements of the manga style
  • wall labels explaining the history and origins of manga
  • an long, painted theatre curtain covered with traditional Japanese characters from the 1880s, showing manga’s roots in theatrical costume and caricature
  • a huge model of a human head flayed of its skin to become a looming, muscled menace (a manga character, not an anatomical model)
  • footage of the enormous Comiket convention which attracts tens of thousands of manga fans every year
  • footage of a typical ‘cosplay’ festival where thousands of Japanese and foreigners dress up as their favourite manga characters
  • clips from some of the classic animated films produced by the famous Studio Ghibli projected onto a couple of big screens hanging from the ceiling
  • TV monitors which show interviews with famous and venerable practitioners of manga art
  • and all the way through, countless wall labels giving an enjoyable overload of information – either long ones giving you the history and development of the form, or shorter ones giving brief explanations of the huge variety of genres and subject matters which manga has covered

The press release explained that the exhibition is actually structured into six sections but it didn’t feel like that at all, and this review reflects the random, scattergun and sometimes repetitive experience of wandering around the big exhibition hall attracted to this or that image or TV interview or display or information label, sometimes several times, as I tried to get the facts and history and varieties of manga clear in my head.

Information panel early on in the exhibition. Photo by the author

Manga: a quick overview

To quote Wikipedia:

Manga are comics or graphic novels created in Japan or by creators in the Japanese language, conforming to a style developed in Japan in the late 19th century.

The term manga in Japan is a word used to refer to both comics and cartooning. ‘Manga’ as a term used outside Japan refers to comics originally published in Japan.

In Japan, people of all ages read manga. The medium includes works in a broad range of genres: action, adventure, business and commerce, comedy, detective, drama, historical, horror, mystery, romance, science fiction and fantasy, erotica, sports and games, and suspense, among others.

Since the 1950s, manga has steadily become a major part of the Japanese publishing industry. By 1995, the manga market in Japan was valued at $7 billion, with annual sales of 1.9 billion manga books and manga magazines in Japan (equivalent to 15 issues per person per year [the population of Japan is 127 million]).

Manga stories are typically printed in black-and-white, although some full-color manga exist. In Japan, manga are usually serialized in large manga magazines, often containing many stories, each presented in a single episode to be continued in the next issue.

A manga artist (mangaka in Japanese) typically works with a few assistants in a small studio and is associated with a creative editor from a commercial publishing company. If a manga series is popular enough, it may be animated after or during its run.

Nowadays Manga has expanded way beyond printed magazines and books to include animated films (anime) and a huge gaming industry.

Icaro by Moebius and Jirō Taniguchi (1997) describes the mind-bending adventures of a young man, Icaro, with the ability to fly and a young woman, Yukiko, who risks her life – and more – to help Icaro achieve his dream. Photo by the author

Modern origins

Manga developed from serialised cartoon strips in newspapers in the late 1800s. Political and satirical artists Kitazawa Rakuten (1876 to 1955) and Okomoto Ippei (1886 to 1948) are considered the first manga artist. Their work inspired the next generation, including manga legend Tezuka Osamu, creator of Astro Boy.

Osamu’s first manga book was New Treasure Island published in 1947, which blended influences of earlier manga, Disney cartoons and movies. It sold a sensational 400,000 copies, not bad for an 18-year-old and just after the war when the country’s economy was in ruins. Osamu went on to pioneer various manga ‘looks’, not least in his use of cinematic page layouts, casts of recurring characters, and imaginative stories.

Osamu produced manga aimed at both male and female readers, The Mighty Atom (1952) for the former, Princess Knight (1953) for the latter.

Some young visitors enthusiastically copying details about one of the many manga characters blown up and painted on the wall. Photo by the author

Visual techniques of manga

Manga has evolved a set of signs and symbols (manpu) which manga artists use to suggest actions or emotions.

Reading direction

Like Japanese writing manga is read from top to bottom and from right to left. The action is contained within frames called koma, which divide the page.

Fukidashi

Speech bubbles. The shapes of speech and thought bubbles change to reflect mood and content.

Gitaigo / giseigo

Sound effects are used to convey drama and to involve the reader in the action.

Screen tone (tōn)

The colour and texture and ‘tone’ of the background, or of the entire image, can be varied to reflect the mood of a scene.

Two characters from the women-only Princess Jellyfish series (2008 to 2017). Photo by the author

The profession of manga

There are about 5,000 professional manga artists in Japan and the number continues to grow. There are many routes into the industry: some up-and-coming artists submit manga ideas to publishing houses, some are spotted at fan conventions, some get work as editorial assistants and work their way up.

There’s a monitor showing footage of manga artists and scriptwriters working away in a modern studio, in almost factory, mass production, conditions. The books and magazines and stories are certainly churned out on an industrial scale.

Typical manga stories progress through fixed stages, from sketches and drafts, to a script and storyboard (neemu), to final pages approved by an editor for publication. Many artists write and illustrate their own manga, some use a scriptwriter. Others rely heavily on their editors for content and drawing.

Shelves packed with manga books and a bench to sit and read on. Note the nationality and age of the visitors. Photo by the author

The manga industry

Manga is big business. The total income of the Japanese manga industry in 2016 was about three billion dollars. Four of the top manga publishers – Hakusensha, Kodansha, Shogakukan and Shueisha – dominate the market. They are in constant competition, publishing new stories and characters, striving to keep popular manga artists on their books, and running regular competitions to discover new artists, while any new innovation is quickly copied.

Alongside many other audiovisual displays, the exhibition includes half a dozen TV monitors showing interviews with current leading practitioners of the art, including:

  • Nahuma Ichirō, born 1963 and now editor-in-chief of Big Comic
  • Suzuki Haruhiko (b.1955) co-creator of the popular series Captain Tsubasa (1981 to 1988) and now Managing Director of Shueisha
  • Torishima Kazuhiko (b.1952) now chairman of Hakusensha, but who, as editor of the weekly Shōnen Magazine helped to create the popular Dragon Ball series (1984 to 1995)

Visitor demographics

The exhibition was heaving, absolutely packed. There were a lot of Japanese here, and I heard French and Italian being spoken. But what really impressed me was the age of the visitors. At Tate Britain’s Frank Bowling exhibition, which I went to last week, most of the visitors were the traditional older, grey-haired types – and, after soaking myself in manga, I popped upstairs at the British Museum to see the Edvard Munch show which was rammed with really old people, including at least three old men who were using sticks and moving very slowly – the oldest of the old – barely mobile.

The contrast between those shows of ‘fine’ art, and the crowd in the Manga show couldn’t have been more dramatic. Manga was packed with kids and teenagers and – mirabile dictu – even non-white people!

At the end of the show there’s an interactive gimmick where you stand on a white circle that’s been painted on the floor and a camera up on the wall captures you and projects it onto a computer screen where you can select a variety of manga backgrounds and even, I think, change your own appearance to become a manga character.

The point is there was a whole cluster of black kids doing it, pushing and joking with each other and clustered round the screen giving each other ridiculous appearances. From visiting well over 150 art exhibitions I can tell you that you never get groups of black kids at art exhibitions. Isolated black individuals or couples, maybe.

I smiled as I watched them larking about, genuinely having fun, and it crossed my mind that, if art galleries and museums are sincere about ‘reaching out to all sectors of the community’ and ‘promoting diversity’, the obvious way to do it is to put on shows on popular subjects. Trying to attract the street people I see everyday in Streatham and Tooting to an emotionally and intellectually challenging exhibition of woodcuts by the late-Victorian and chronically depressed Norwegian artist Edvard Munch is always going to be an impossible challenge.

Putting on a fun, interactive show, with plenty of moving pictures, animations, cartoons, TV clips and things to do, on a subject which lots of kids and teenagers can immediately relate to – that’s the secret of attracting more diverse and varied (and younger) audiences.

Busy and immersive

This is a terrible photo but it shows you how busy and visually immersive the exhibition is. At bottom is a huge video photo of a typically packed manga bookshop (it is in fact Comic Takaoka, in Jinbôchô Tokyo, one of the oldest continually operating manga bookstores in Japan).

Above it is one of several screens hanging from the ceiling on which are projected an animated version of Professor Munakata’s British Museum Adventure which the British Museum commissioned from leading manga artist Hoshino Yukinobu and which has gone on to be animated.

You can see loads of other blown-up images hanging like a forest in the background.

And off to the left, there is the enormous plastic sculpture of a flayed head, the Colossal Titan, maybe ten feet tall, from a manga story called The Attack on Titan (2012 to 2013). It’s like a fair.

Installation view of Manga at the British Museum. Photo by the author

Historical precursors

Manga as we know it emerged in the late 1800s, building on Japan’s long tradition of visual storytelling. Precursors of manga include narrative handscrolls and woodcut prints and cheap illustrated novels. The exhibition goes way back to display a picture handscroll dating to 1100, the so-called Handscroll of Frolicking Animals, which shows cartoon animals wrestling, playing and, well, generally frolicking.

Other examples of historical precursors are scattered through the exhibition but the most striking example of manga’s historical roots is the 17-metre-long Kabuki theatre curtain from the Shintomiza theatre in Tokyo which dates from the 1880s and depicts traditional Japanese folk characters and monsters. This repays some study and a slow stroll along it taking in the garish and grotesque characters and animals.

Shintomiza Kabuki Theatre Curtain (1880) by Kawanabe Kyōsai (1831 to 1889). Photo by the author

Style and gender

During the 1950s two styles of manga emerged:

  1. shōnen and seinen aimed at boys and young men, respectively and focusing on action and adventure
  2. shōjo aimed at girls and women, focusing on romance and relationships

In fact these gendered genres were created by, and read by, either sex indistinguishably. Around 1970 a pioneering group of women, named the Year 24 Group, brought a new stylishness and sophistication to shōjo stories.

Genres

In the latter half of the exhibition are loads of displays, each one highlighting the wide range of subject matter manga stories can cover. Each of them was accompanied by a couple of examples of storylines around that particular subject.

Sport

Packed with passion, competition, rivalry, and dramatic physical activities which forge lasting friendships, sport is a natural subject for manga and has even been credited with making certain sports like soccer more popular in Japan

Sci fi

An obvious area is science fiction, not least because the cartoon style gives scope for drawing any number of futuristic spaceships, gadgets and gizmos. An example is Toward the Terra (1977 to 1980) set in a future where computers controal all aspects of birth, life and death. Only the Mu, a mutant breed of humans with telepathic powers, question the oppressive status quo.

Horror

Arising out of traditional Japanese horror stories, the clever use of frames means the horrifying thing can be ‘off screen’ or only hinted at, while the reader only sees the characters’ terrified reactions

Religion

Japan has two belief systems, Buddhism and Shinto. the example given here was of a manga comic which imagines what would happen in Jesus and the Buddha were modern flatmates, an idea which made me burst out laughing

Love and sex

This is a huge area. Some titles are sexually explicit and so veer into pornography. Others are squeaky clean romances for younger schoolgirls. And everything in between, including high school romance, maternal love, and Boys Love, an odd term which apparently refers to gay love affairs. As with everything to do with sex – a basic element of human behaviour which no society has ever been able to understand or police – there are, apparently, ‘concerns’ about some of the depictions of sex, and the United Nations, no less, has apparently listed some manga stories and threads as violent pornography. Should it be banned in order ‘to protect women and children’? Discuss.

Transformation

Adventure stories are full of people or things which can transform shift shapes – think of all the superheroes who pop into a phone box to change from boring salarymen into saviours of the world. Then multiply that idea by a thousand themes and variations. They give the example of Cyborg 009 which ran from 1964 to 1992 and concerned nine cyborgs, forced to transform into weapons by the evil Black Ghost Corporation, but who gained superhuman powers and escaped to run off and have thirty years’ worth of colourful adventures. Cyborgs creator – Ishinomori Shōtarō (1938 to 1998) currently holds the world record for manga output, having created 770 titles and 550 volumes.

Education

Manga is incorporated into educational texts, to produce simplified introductions to all manner of subjects from Marxism to sex education.

Current affairs

Manga can be produced on current political affairs or traumatic national history. The curators give the example of Kōno Fumiyo’s moving story about a family living with the after effects of the atomic bombing of Hiroshima, which won international praise.

Among the scores of snippets from various manga plotlines and heroes which I read, the most memorable was The Willow Tree, created by Hagio Moto in 2007. The entire story was displayed in its entirety in a long glass case. A woman stands by a tree and a boy passes by, growing older in each passing scene. As the seasons pass the willow tree grows and the boy becomes a man. On the final page the man approaches the woman under the tree, and we learn that she is his dead mother who has been watching over him all this time. When he tells her that he knows she is there and that he is fine, she disappears. The changing appearance of the tree, and its falling and regrowing leaves, symbolise not only the passage of time, but the evolving nature of maternal love.

Willow Tree by Hagio Moto (2007)

Comiket

Twice a year there’s a Comiket convention-event which lasts three days and attracts hundreds of thousands of participants and visitors. A big screen shows a speeded-up video of the hordes of visitors arriving outside the convention hall and then circulating round the vast arena of displays and stands, intercut with interviews with fans explaining why they attend.

Lots of fans bring along their own manga comics which they’ve created, known as dōjinshi, often using well-known characters, the manga equivalent of fan fiction. There are about 35,000 dōjinshi groups in Japan.

Cosplay

Short for ‘costume play’, this simply refers to dressing up as your favourite manga characters. Another massive video display shows a montage of mainly young people dressed up as all manner of manga characters and fooling around for the cameras, some acting out entire scenes, some going as far as staging entire storylines.

The annual World Cosplay Summit began in Nagoya in 2003. Cosplayers attend from round the world and the event includes a parade and a competition to be crowned world cosplay champion.

A still from the film about the World Cosplay Competition. Photo by the author

Studio Ghibli

Studio Ghibli is a Japanese animation film studio based in Koganei, Tokyo. The studio is best known for its anime (or animated cartoon) feature films. It was founded in 1985, after the worldwide success of the anime, Nausicaä of the Valley of the Wind (1984).

Six of Studio Ghibli’s films are among the 10 highest-grossing anime films ever made in Japan, with Spirited Away (2001) the second highest, grossing over $290 million worldwide, and winning that year’s Academy Award for Best Animated Feature Film.

Two big screens suspended from the ceiling play a montage of clips from the Studio’s greatest hits, and down at floor level there are monitors showing interviews with some of the studio’s leading animators, explaining their approach and how anime differs from manga.

Still from The Wind Rises (2013) directed by Hayao Miyazaki for Studio Ghibli. Photo by the author

The frame

In among this bombardment of information and entertainment, I came across one information panel which struck me as saying the most interesting thing about manga as a visual art form. Inoue Takehiko was commissioned by the Museum to create a manga triptych to conclude the exhibition, and has contributed large, blown-up portraits of three of the tough urban heroes from his series REAL. These are accompanied by clips from an interview with him in which he says:

For me it is all in the frame (koma). I think frames are set to take you beyond, and at the same time to confine, infinity within their confines…a good manga is composed of human figures drawn as if alive defined within an artificial environment defined by the frame.

The second part of this statement is not necessarily true. The human figures of manga are most notable for not looking remotely lifelike, but having highly simplified, open, innocent facial features (characterised by unnaturally large, doe eyes), and for being improbably athletic and dynamic.

But the first half touches on something really profound about all art, which is the power of the frame in limiting and defining the image. This is true of one-off paintings, drawings and prints. But is immensely important in the creation of all manner of cartoon strips, from manga to the French tradition of bandes dessignées through to Anglo-American comic strips.

It is not about the individual picture – although these can often be of stunning impact and beauty – but fundamentally it is about the dynamic experience of reading through a series of framed pictures. And, as Takehiko points out, the framing is vital in creating the mood and tone of each image; and the way successive frames are defined, creates a kind of visual narrative energy, over and above the logical content of the pictures, of their narrative.

It would be really interesting to learn more about the psychology of reading comic strips – how they affect the eye and the mind in a way that static individual images don’t. Wonder if anyone’s researched this subject.

In fact, now I reflect on it the day after visiting, I realise that the exhibition gave a lot of information about the various subject matters of manga, but maybe not enough analysis of that look. All the characters and stories have the same simplified cartoon style and all have the supersize eyes with big catchlights in them.

And, reviewing all the photos I took, and manga online, I realise another fact which is so obvious no-one comments on it. Which is that manga characters don’t look very Japanese. Here’s a photo of a typical Japanese young woman picked at random off the internet, after googling ‘Japanese girl.’

A random Japanese young woman

And here’s a manga of a young woman, from the Wikipedia article.

Figure in manga style by Jez (2016)

The real woman has brown or lightly tanned skin, the manga has pure white skin; and the Japanese has the characteristically narrow eyes of the Far East, while the manga figure has those alarmingly big, round catchlit, cartoon eyes.

It would have been good to have had it explained just how that look came about. Why – for over fifty years – it has stayed essentially the same. And why it denatures the ethnic Japanese appearance in favour of something more…generic and, often, more white and western-seeming. (I may be wildly wrong about this, I’m just going on the impression gained from studying the examples of manga on display here, in this particular exhibition. For example the lead figure in the still from The Wind Rises could be Harry Potter, there is absolutely nothing Japanese about his appearance. Why?)

Golden Kamuy (2014 to the present) is set in early 20th century Hokkaido, where young Sugimoto Sa’ichi leads a ragtag band on a dangerous quest to locate a stolen golden hoard belonging to the Ainu people

Anyway – this is a fabulous and hugely enjoyable exhibition. If you or your friends or kids are remotely interested in manga, this is a must-visit experience.

The Guardian review

The next day I read the review by the Guardian art critic Jonathan Jones.

Jones savages the exhibition, raising two issues: 1) the unnecessary comparison with Old Masters, and 2) the omission of the filth and the fury associated with Japanese art.

1. Manga versus the Old Masters

Seems like whoever took Jones round, knowing he was a critic of high or fine art, tried to justify the show by comparing manga with classical Japanese art. This leads Jones to dismiss the exhibition we have as unworthy of the British Museum’s purpose and to wish it had been a completely different show:

I’ve rarely seen a show whose catalogue is so much more interesting than the display in the gallery. Not only are the drawings in the book dirtier, but there are far more illustrations of classic Japanese art. Surely this is what the exhibition should have been. It should have used the contemporary allure of manga to draw us into a huge survey of Japan’s art history.

I think he’s wrong. An exhibition of classic Japanese art should be that, and just that, and not need any gimmicks. This is an exhibition of a worldwide visual and commercial phenomenon. It needs no other justification. Jones accuses the museum of pandering to popular tastes. As I discussed above – if you want to attract kids and young people to museums you have to reach out to where they are. If, on the way to the manga show, the walk past Egyptian mummies and Assyrian lions and Viking helmets, all the better. They are acquiring the museum-going habit, the air of elitism and snobbery which I know – from personal experience – puts so many people off visiting art galleries and museums, is being dispelled. Once they’ve been to this, it’ll be easier (less intimidating) to go to something a bit more recherché.

2. Manga and pornography

Jones’s article also mentions the fact that lots of manga is ‘dirty’ (an oddly old-fashioned choice of word) by which he means pornographic. This confirms a nagging feeling I had that associates manga with random pornographic images I’ve come across in years of surfing the web. Even googling just the word ‘manga’ produces results which include topless or bottomless manga schoolgirls, some with a variety of sex aids. And some of the comments at the bottom of Jones’s article go into greater detail, giving the types of pornographic manga that are readily available, along with the Japanese terminology defining them (for example hentai, which refers, apparently, to ‘any type of perverse or bizarre sexual desire or act.’)

Having read those comments, and looked up some of the images, two obvious points emerge, for me. One is that Japanese erotic taste is different from ours. They are casually explicit about some things we are shocked by, and, as anyone who’s met a Japanese knows, quite easily shocked and even insulted by the casualness of our Western manners.

Yes, folks, it’s almost as if they come from a strikingly different culture and tradition (something which is so easy to forget in our 24/7, internationalised, global culture). Having read all the Guardian comments, collected the pornographic terminology, and looked up some of the examples, there is a second easy point to make.

Which is that the Museum and its curator obviously set out to attract the widest audience possible, to attract visitors of all ages – I saw plenty of teenagers, and families with kids, sometimes toddlers, excitedly looking at the cartoons or filling in the Children’s Trail handout they’d be given. I stood by one wall label while a girl about 7-years-old read out the label to her sister who was too young to read. Should the curators have included hard-core manga pornography in the exhibition? Should that little girl have found herself spelling out the precise meaning of pornographic terms to her young sister?

Obviously not. As Jones points out, some of that stuff can be found in the catalogue, all exhibition catalogues generally going into more detail than exhibitions can, and no child is going to buy the catalogue.

So it was the right call. You or I can explore porno manga on the internet to our heart’s content, if we wish. It would have been a disaster to include any in this show, thus created an X-rated zone kids couldn’t go into and probably causing shock horror stories in the press.

This exhibition is about creating a family-friendly, child-safe environment in which a) to enjoy yourself b) to learn lots about manga c) to inspire kids and the museum-averse to coming more often. It’s a success in every way.

Curator

Professor Nicole Coolidge Rousmaniere, founding Director of the Sainsbury Institute and Professor of Japanese Art and Culture at the University of East Anglia.


Related links

  • Manga continues at the British Museum until 26 August 2019

Other British Museum reviews

Nemesis by Max Hastings (2007)

This massive slab of a book (674 pages) is a long and thorough account of the final year of the war against Japan. The book contains thousands of facts, quotes, interviews, interpretations and assessments. Some of the ones which stood out for me were:

  • Hastings points out that Russia, China and Japan simply do not have the same tradition of scholarly, objective history as we in the Anglosphere (p.xxiv). Even quite famous historians from those countries tend to parrot party lines and patriotic rhetoric. Hastings says Japanese historians are rarely quoted in Western accounts because of ‘the lack of intellectual rigour which characterises even most modern Japanese accounts’ (p.xxiii).
  • Western liberals often berate European empires for their racism – but all that pales into significance compared to the inflexible Japanese belief in their innate racial superiority, which led them to treat their ‘fellow Asians’ appallingly, particularly after the Japanese invasion of Manchuria in 1931 (p.4). As many as 15 million Asians died in Japan’s so-called ‘Greater East Asia Co-Prosperity Sphere’, including up to ten million Chinese (Hastings says 15 million in the period 1931-45, p.12, and Chinese historians claim up to 50 million), as well as 2 million Koreans (several times Hastings makes the chastening point that all large numbers to do with the Second World War are to be treated with caution).
  • At least a million Vietnamese died in the great famine of 1944-45 caused by the Japanese overlords’ insistence that rice paddies be switched to fibre crops (p.13). Over 2 million Filipinos died in the appalling massacres during the battles to liberate the Philippines. And so on.
  • Wherever the Japanese went they enslaved large numbers of local women as sex slaves.
    • Wikipedia quotes a typical Japanese soldier saying the women ‘cried out, but it didn’t matter to us whether the women lived or died. We were the emperor’s soldiers. Whether in military brothels or in the villages, we raped without reluctance.’ (Wikipedia)
  • Marriage with inhabitants of any of the colonised countries – China, Korea, Burma – was forbidden, to prevent dilution of the superior Yamato race (p.38).
  • 103,000 Americans died in the war against Japan out of a total one and a quarter million who served there (p.9). The US pro rata casualty rate in the Pacific was three and a half times that in Europe, not least because of Japan’s rejection of the Geneva Convention whereby a beleaguered force could surrender. The Japanese fought to the last man again and again, forcing the Allies to suffer disproportionately large casualties.
    • ‘Until morale cracks it must be accepted that the capture of a Japanese position is not ended until the last Jap in it (generally several feet underground) is killed. Even in the most desperate circumstances, 99 per cent of the Japs prefer death or suicide to capture.’ (Major-General Douglas Gracey, quoted on page 11.)
  • Hastings says the idea that the Japanese were on the verge of surrendering when America dropped the atom bombs in August 1945 is a ‘myth’ which has been ‘comprehensively discredited’. If the war had continued for even a few weeks longer more people would have died in the intense aerial bombing and fighting, than died at Hiroshima and Nagasaki.
  • The great missed opportunity of the war was that Japan could/should have invaded Russia from the East to co-ordinate with Hitler’s invasion from the West in June 1941. There was a real chance that by dividing Stalin’s armies the two fascist countries could have brought Russia to its knees, forced a change of government, and begun exploiting Russia’s raw materials to fuel their war machines. But Stalin’s certainty that Japan would not invade at this crucial juncture (provided by the spy Richard Sorge), allowed him to move his Eastern divisions back to the heartland where they were crucial in stopping the German advance at Moscow, and then slowly throwing the Germans back.
  • The Japanese attack on Pearl Harbour on 7 December 1941 was a catastrophic mistake. If the Japanese had restricted themselves to invading the European colonies in Asia largely abandoned by embattled France, Holland and Britain i.e. Burma, Malaysia etc, then President Roosevelt would have found it difficult if not impossible to persuade Congress and the American people to go to war, to sacrifice American boys, to save old European empires. Some kind of modus vivendi between Japan and America could have been possible. But the attack on Pearl Harbour, the ‘Day of Infamy’, handed the case for war to Roosevelt on a plate, effectively dooming Japan’s military government and empire. ‘By choosing to participate in a total war, [Japan] exposed itself to total defeat’. (p.5)

The ineffectiveness of militarism

History is a playground of ironies. It is difficult to know where to start in this particular theatre of ironic reversals.

Both of these two militaristic states – Japan and Germany – fetishised war and the soldier, seeing the highest role the individual could play to be a latter-day Aryan ubermensch or samurai and the state as the embodiment of the militarised will of the people. In their speeches and propaganda, Japan’s leaders dripped contempt for the liberal capitalist democracies of the degenerate West. And yet it turned out to be those degenerate democracies which mobilised most effectively for war, and indeed won.

And Hastings points out that this was due to identifiable shortcomings not only in Japan’s economy, state organisation and military infrastructure – of which there were ample – but in its culture, traditions and even language.

  • Respect for superiors meant Japanese officers never questioned orders. Never. Whereas pluralistic meritocratic free-speech democracies discovered that a certain amount of critical thought and questioning helps an army or navy function better.
  • Rather than criticise or even question orders, Japanese prefer silence. ‘Faced with embarrassment, Japanese often resort to silence – mokusatsu‘ (p.42). The opposite of freedom of thought and enquiry.
  • Because the Japanese were convinced of their racial, moral and spiritual superiority to all other nations and races, they made no attempt to understand other cultures. A contributory factor was the self-imposed isolation of the country for centuries. The Japanese had little or none of the ‘intelligence’ operations which were so important in the West, which helped us to plan logistics and strategy, and this absence severely undermined planning and strategy. All they had was the samurai will to fight which turned out not to be enough.
  • The Western democracies, being less hamstrung by traditions of obedience and respect and the military spirit and Emperor-worship, were more flexible. Concrete examples the way that in the West civilian experts were pressed into work on a) building the atom bomb and b) decrypting German and Japanese signal codes. Both these stunning successes were achieved by eccentric civilians, tweed-jacketed, pipe-smoking academics. Compare & contrast the Japanese army and navy which had absolutely no place for anyone who hadn’t been through their rigorous military training or shared their glorious samurai code. ‘It is hard to overstate the extent to which Anglo-American wartime achievements were made possible by the talents of amateurs in uniform’ (p.50).

Thus the Japanese mindset militated against inquiry, analysis, adaptability and free expression.

Japanese atrocities

While the Japanese army and navy bickered, while the government failed to create a coherent industrial strategy for war, while their planners completely underestimated American resources and resilience, the one thing the Japanese, like all weak and inferior armies, excelled at was brutality and atrocity, especially against unarmed civilians, especially against unarmed women.

  • The book includes quite a few personal stories from some of the 200,000 plus sex slaves abducted into ‘comfort centres’ everywhere the Japanese army went, China, Korea, the Philippines, Burma etc. Organised and state-sanctioned gang rape.
  • ‘During Japan’s war in China, the practices of conducting bayonet training on live prisoners, and of beheading them, became institutionalised.’ (p.53) The book has quite a few photos including one of a Japanese officer swinging his sword to behead a blindfolded Australian prisoner. Nowadays we are appalled to watch videos of Western hostages being beheaded by Islamic fanatics. The Japanese did the same on an industrial scale.
  • Discipline in army and navy were severe, with routine heavy beatings of new recruits and officers allowed to kick, punch and abuse any men under their command. The culture of brutality went all down the line. When a destroyer’s cutter, rescuing survivors from a sunk battleship, threatened to be overwhelmed, those in the boat drew their swords and hacked off the hands of their fellow Japanese (p.54).
  • Colonel Masanobu Tsuji was responsible for brutalities and atrocities wherever he served. The most notorious anecdote is when, in northern Burma, he dined off the liver of a captured Allied airman (p.56).
  • The Japanese launched the ‘Three Alls’ policy in China, in 1941, a scorched earth strategy designed to break the spirit of the native inhabitants and bring the occupied country under complete control. The three alls were ‘kill all, burn all, loot all’. The operation targeted for destruction ‘all males between the ages of fifteen and sixty whom we suspect to be enemies’ and led to the deaths of over 2.7 million Chinese civilians.
  • Unit 731 was an experimental biological and chemical warfare research division, set up in occupied Manchuria which conducted experiments of unspeakable bestiality on Chinese victims. To quote Wikipedia,
    • ‘Thousands of men, women and children interred at prisoner of war camps were subjected to vivisection, often without anaesthesia and usually ending with the death of the victim. Vivisections were performed on prisoners after infecting them with various diseases. Researchers performed invasive surgery on prisoners, removing organs to study the effects of disease on the human body. These were conducted while the patients were alive because it was feared that the decomposition process would affect the results. The infected and vivisected prisoners included men, women, children, and infants.’ (Wikipedia)
  • Allied Prisoners of War. Large numbers of memoirs, histories and movies have familiarised us with the Japanese’ merciless treatment of Allied prisoners of war.
    • a) Appalling though they obviously were, they pale in contrast to the appalling treatment Japanese meted out to their fellow Asian civilians.
    • b) Not having to prove so much on this well-discussed issue, Hastings is freed up to include stories of the small minority of Japanese who actually treated prisoners decently – though it’s noticeable that these were mostly civilians or unwilling recruits.
  • Cannibalism. On page 464 Hastings gives specific instances of Japanese cannibalism, including soldiers eating downed Allied air crew and murdered civilians. They preferred thigh meat.
    • ‘Portions of beheaded US carrier flier Marve Mershon were served to senior Japanese officers on Chichi Jima in February 1945, not because they needed the food, but to promote their own honour.’ (p.464)

The war in China

Eventually it becomes physically hard to read any more about the war in China. Japan invaded the north-east province of Manchuria in 1931, establishing their custom of mass murder and rape, associated most with the so-called ‘rape’ of Nanjing, where up to 300,000 Chinese were massacred in six weeks of mayhem.

In 1937 the Japanese launched a further invasion of the entire coast of China. Mass murder, gang rape, forced labour, mass executions and germ warfare experiments on prisoners followed in their wake. Wherever they went, villages were looted, burned down, all the women gang raped, then cut open with bayonets or burned to death. Again and again and again. As throughout the book, Hastings quotes from eyewitness accounts and the stories of numerous survivors, who watched their families be bayoneted to death, heads cut off, forced into rooms into which the Japanese threw hand grenades, everywhere all the women were taken off to be gang raped, again and again, before being themselves executed.

The horror is difficult to imagine and becomes hard to read about.

More bearable, less drenched in blood, is Hasting’s fascinating high-level account of the political situation in China. After the overthrow of the last Qing emperor in 1911, China fell apart into regions controlled by warlords. The most effective of these was Chiang Kai-shek who emerged as the leader of the Kuomintang (KMT), the Chinese Nationalist Party, in the late 1920s, just before the Japanese took advantage of the chaos to invade Manchuria.

Chiang and his people were overt fascists, who despised the softness of liberal capitalist countries like the US and Britain. I didn’t know that the Americans poured an amazing amount of material aid, food and ammunition into Nationalist areas, hoping Chiang would create a force capable of stopping and then throwing the Japanese out. But Hastings shows how it was a stupendous waste of money due to the chronic corruption and ineffectiveness of the Chinese. It took American leaders at all levels four years to realise that the Nationalists were useless, their armed forces badly organised, barely trained, barely equipped and consistently refusing to fight the Japanese. Only slowly did fears begin to grow that the Kuomintang’s bottomless corruption and brutality were in fact paving the way for a Communist victory (which was to come in 1949).

The Philippines

More horror, compounded by American stupidity. US Generalissimo in the South West Pacific, General Douglas MacArthur, had lived in the Philippines before the war. US forces were driven out in 1942, after holding out in the Bataan Peninsula opposite Manila. Hence, once the tide of war turned and his forces had recaptured Papua New Guinea, MacArthur had a very personal ambition to recapture the archipelago.

Hastings is extremely critical of MacArthur’s publicity-seeking egotism, his refusal to listen to intelligence which contradicted his opinion, and above all his insistence on recapturing every single island in the Philippines, which led to thousands of unnecessary American deaths, when he could have bypassed, surrounded and starved them out with far fewer casualties.

Above all this obsession led him to fight for the capital Manila, instead of surrounding it and starving the occupying Japanese out. His predictions that it would be a pushover were proved disastrously wrong as the Japanese converted the battle for Manila into bitter, brutal street fighting comparable to Stalingrad or Berlin – with the extra twist that Japanese officers promised their troops they could enjoy their last days on earth by systematically gang raping as many Filipino women as they could get their hands on, and ordering them to massacre all civilians.

Hastings gives pages and pages of first-hand accounts of Japanese rape, butchery, beheadings, bayonetings, executions, murders and more rapes. It is quite sickening. Thus the ‘liberation’ of Manila (3 February to 3 March) resulted in the deaths of some 100,000 Filipino civilians and the almost complete destruction of the historic city.

Summary

Having struggled through the descriptions of the war in China (pp.207-240) and the Battle of Manila (pp.241-266) the reader turns to the next chapter — to find it is an unforgivingly detailed account of the brutal battle for the tiny Pacific island of Iwo Jima…. This book really is a relentlessly grim and depressing chronicle of man’s most bestial, inhuman, grotesquely violent savage behaviour to his fellow man, and especially to vulnerable women.

Nemesis is a comprehensive, unblinking overview of the war in the Pacific, and includes revelatory chapters on often-neglected areas like Burma and the Chinese mainland. It is so long because at every point Hastings includes lots of eyewitness accounts, recorded in letters, diaries, autobiographies, official reports and so on, to give a strong feeling all the way through of individual experiences and how it seemed and felt to people at the time.

And he goes out of his way to include all nations, so there are plenty of accounts by Japanese and Chinese soldiers and civilians, as well as the expected Allies. It is the civilians’ memoirs which are most harrowing, the Chinese and Filipino women’s accounts of the mass rapes of their families, villages and communities being particularly hard to read.

And the battle chapters chronicle the relentless Allied casualties which the well dug-in Japanese caused on every single island and hill and redoubt, on Guam, Iwo Jima, Okinawa and all the poxy little Pacific islands the Americans had to capture on their long odyssey towards the Japanese mainland. These chapters, with their grinding destruction of human beings, builds up the sense of tension, stress and horror experienced by all the soldiers. It is a nerve-wracking book to read.

Subsequent chapters describe in harrowing detail:

  • The bloody campaign to retake Burma.
  • The genesis of the horrific American firebombing of Japanese cities. (The 9 March firebombing of Tokyo killed around 100,000 people, destroyed over 10,000 acres of buildings – a quarter of the city was razed – rendering a million people homeless amid the smoking ruins. It is difficult to read the eyewitness accounts without weeping or throwing up.)
  • The battle of Okinawa – which involved the largest amphibious landing in history, after D-Day – and where the Americans encountered Japanese dug into another almost indestructible network of caves and bunkers.
  • The genesis, rise, effectiveness and then falling-off of the kamikaze suicide-pilot movement (with its less well-known cousin, the suicide boat and torpedo squads).
  • The rise of Mao’s communists. Hastings fleshes out the idea that, although they both received massive amounts of aid from the Americans, flown in from India and Burma, neither Chiang Kai-shek’s Nationalist army nor Mao’s Communist army was much interested in actually fighting the Japanese: neither of them had many guns, much ammunition, little or no military discipline or strategy. Both were focused on positioning themselves for the Chinese civil war they could see coming once the Americans had won. Everywhere the corruption and incompetence of the Nationalists alienated the population, whereas the communists were very careful to recruit and train the best peasants, and leave a good impression on villages they passed through. It took a long time for their American sponsors to realise that the Kuomintang was going to lose. Amusingly, American officials at the time and ever since have played down their support for Mao’s communists.
  • The Americans were really vehemently anti the European empires. Churchill fondly imagined he’d be able to restore the British Empire to the status quo ante the war, but the Americans did everything they could to spurn and undermine British efforts. Apparently, in the later part of the Pacific war a poisonous atmosphere existed between the American and British administrations in the region, as the British tried to squeeze in a contribution to the war, in order to justify their return to colonial mastery of Burma, Malaysia, Singapore etc, while the Americans did everything they could to keep them out. And not just the British. A short but riveting section explains how the Americans systematically undermined the French government’s attempts to retake control of Indochina i.e. Vietnam. The Americans supported the leader of the Vietnamese nationalists, Ho Chi Minh, giving him time to establish his Viet Minh organisation and recruit widespread support for anti-colonial forces. This set off a train of events which would come back to bite America hard twenty years later, as it found itself dragged into the effort to stop Vietnam falling to communism during the 1960s – the Vietnam War – which did so much to fracture and polarise American society (and whose repercussions are still felt to this day).

One of Hasting’s most interesting points is the idea that the single most effective weapon against Japan was the naval blockade and in particular the heroic efforts of American submarines in smashing the Japanese merchant marine. Japan is made up of islands which have few natural resources; everything has to be imported; American submarines were bringing Japan to its knees, bringing war production to a grinding halt and starving its population well before the firebombing campaign began.

But wartime leaders need dramatic results, and also the air force was jockeying for position and influence against its rivals, the army and navy, and so the firebombing continued – with an undoubtedly devastating effect on the civilian population but a less decisive impact on Japan’s commitment to the war.

The atom bomb

And this accumulated sense of endless nightmare provides the full depth and horror, the correct historical context, for the American decision to drop the atom bombs on Hiroshima and Nagasaki, which I read about recently in Jim Baggott’s excellent history of the atom bomb, Atomic.

You and I may reel with horror at the effect of the atom bombs but both these books make clear that millions of American soldiers, their families, the wider nation, the Allies generally, not to mention the scores of thousands of Allied and Asian prisoners of war, and all the peoples in the occupied zones of China – all felt nothing but relief and gratitude that the seemingly unending slaughter and raping and burning and torture had finally come to an end.

Hastings goes into considerable detail on the military, strategic, political and diplomatic background to the dropping of the bombs.

  • In his account, the idea that the bombs prevented the need to invade Japan in which scores of thousands of American troops would have died, is downplayed. In Hasting’s opinion, Japan was already on its knees and had been brought there by the effectiveness of the naval blockade. Its people were starving, its war industries grinding to a halt.
  • For the American military leadership the bomb didn’t (at first) represent a significantly new departure, but just a continuation of the firebombing of Japanese cities which had killed at least 200,000 people by this stage, and which was set to continue indefinitely. (It is grimly, darkly humorous to learn that Hiroshima was chosen as the first bomb site precisely because it had been left untouched by the firebombing campaign, and so would provide perfect experimental conditions to assess the impact of the new weapon. Similarly, it is all-too-human to learn that the general in charge of the firebombing, Curtis LeMay, was angered that the atom bombs robbed him of being able to claim that his firebombing campaign alone had won the war against Japan. Such is human nature.)
  • The second bomb was dropped because the Japanese hesitated and prevaricated even after Hiroshima, and this was due to at least two fundamental flaws in its leadership and culture:
    • Everyone was scared of the military. By now the Prime Minister and other ministers, backed up by information from the Japanese ambassador in Moscow, realised they had to surrender. But the cabinet of the ‘Big Six’ included the heads of the army and navy who refused. They insisted that Japan would rise up as one man and fight to the death. In their vision, all Japanese, the entire nation, should be ready to die honourably instead of surrender. And Japan had existed in a climate of fascist fear for over a decade. Anybody who spoke out against the military leadership tended to be assassinated. They all claimed to worship Emperor Hirohito as a living god but Hirohito was incapable, partly from temperament, partly from his position, to make a decision. He, like his civilian politicians and a lot of the population, obviously realised the game was up and wanted to end the war – they just didn’t want to end it by giving up their army or navy or colonies in Asia or existing political system or bringing war criminals to trial. They wanted to surrender without actually having to surrender. Thus hopelessly conflicted, Japan’s leadership was effectively paralysed. Instead of making a swift appeal to surrender to the Americans, they carried on pettifogging about the use of the phrase ‘unconditional surrender’, and so the second bomb was dropped, on Nagasaki. These sections are peppered with phrases like ‘delusional’, ‘in denial’, ‘gross miscalculation’
    • (As in the Jim Baggott book, Hastings reports the simple and devastating fact that the intended target, Kokura, happened to be covered in cloud when the B-29 carrying the bomb approached, so the flight crew switched to the secondary target, Nagasaki, where conditions were clear. Lucky weather for Kokura. Unlucky weather for Nagasaki. Thus the autterly random contingencies which determined life and death in the terrible twentieth century.)
  • The biggest revelation for me was the role of Russia. Russia remained neutral in the war against Japan until the last day. This allowed Japanese diplomats and politicians to pin their hopes on the Russians somehow being able to negotiate a peace with their American allies, whereby Japan could surrender and not surrender. Right up to the last minute they thought this was an option, not knowing that Stalin had asked Roosevelt if he could join the war against Japan once the war in Europe was finished and that Roosevelt had agreed (before dying in April 1945 and being succeeded by Harry Truman). Hastings chronicles the intense diplomatic manoeuvring which took place in July and early August, the Japanese with their futilely wishful thinking, Stalin calculating how much of Asia he could grab from the obviously defeated Japs, and the Americans becoming increasingly concerned that Stalin would award himself huge areas after having made next to no contribution to the war.
  • So, if you remove the motivation that dropping the bombs would save the lives of potentially 100,000 young American men who could be expected to be lost in a fiercely contested invasion of Japan’s home islands – then you are led to the conclusion that at least as important was the message they sent to the USSR: ‘America decisively won this war. To the victor the spoils. Don’t mess with us.’ The dropping of the A-bombs becomes the last act of the Second World War and simultaneously the first act of the Cold War which gripped the world for the next 44 years.

Soviet invasion of Manchuria

I didn’t realise that on the same day that America dropped the Nagasaki bomb, the Russian army attacked the Japanese across a massive front into Manchuria and the Sakhalin peninsula, with over a million men. Although the Japanese had feared a Russian invasion for years and knew about the massed build-up on the borders, once again ‘evasion of unpalatable reality prevailed over rational analysis of probabilities’ (p.534). And so, on 9 August 1945, the Red Army invaded Manchuria along a massive front, taking just seven days to shatter Japan’s Kwantung Army, achieving total victory in the Far East in less than 3 weeks. They killed or wounded 674,000 Japanese troops, losing 12,031 killed and 24,425 wounded themselves (p.582).

During the defeat Japanese colonists were ordered to resist and die. This especially applied to mothers, who were expected to kill their children and then themselves. They were often helped out by obliging Japanese soldiers. The Russians were held up in some spots by the same fanatical resistance and suicide squads which made Iwo Jima and Okinawa such bloodbaths, except this was a huge area of open territory, rather than a tiny island, and the Japs had run out of arms and ammunition – and so could be easily outflanked and outgunned.

As usual with Russian soldiers, there soon emerged widespread rumours of indiscriminate rape of all surviving Japanese women and random Chinese women – ‘wholesale rape’ as Hastings puts it (p.571) – though this has been fiercely contested by Russian historians. The very last battle of the Second World War was the Russian storming of a vast network of bunkers and artillery placements at Houtou. The Japanese resisted to the last until around 2,000 defenders were dead, including women and scores of Japanese children. The Soviet soldiers addressed the local Chinese peasants telling them they had been liberated by the Red Army and then set about looting everything which could be moved, including the entire local railway line, and ‘women were raped in the usual fashion’ (p.578).

This storming campaign showed that Russia’s victories in Europe were no fluke. The Russians now had an enormous and effective war machine, the most experienced in the world, given that it had been fighting vast land battles for three years, unlike the other Allies.

Up until this moment the Japanese had been hoping against hope that Russia would somehow intervene with America to manage a conditional surrender. Now they finally lost that hope and Japan’s leaders were forced towards the unconditional surrender, which they finally signed on 2 September 1945.

The Soviet occupation of Manchuria, along with the northern portions of the Korean peninsula, allowed them to transfer these areas to communist-backed regimes. This helped the rise of communist China and communist North Korea, laying the seeds for the Korean War (1950-53) and the ongoing nuclear threat from contemporary North Korea. Thus do geopolitical acts live on long, long past the lifetimes of their protagonists.

***

When I bought the book I thought the title, Nemesis, was a bit melodramatic. Having read it, I realise now that no words can convey the intensity, the duration and the bestiality of such horror. I am ashamed to have lived in the 20th century. At times, reading this book, I was ashamed to be a human being.

Nagasaki, after the Fat Boy atom bomb was dropped on 9 August 1945

Nagasaki after the Fat Boy atom bomb was dropped on 9 August 1945


Credit

Nemesis: The Battle for Japan, 1944-45 by Max Hastings was published in 2007 by HarperPress. All quotes and references are to the 2016 William Collins paperback edition.

Related links

Atomic by Jim Baggott (2009)

This is a brilliantly panoramic, thrilling and terrifying book.

The subtitle of this book is ‘The First War of Physics and the Secret History of the Atom Bomb 1939-49‘ and it delivers exactly what it says on the tin. At nearly 500 pages Atomic is a very thorough account of its subject – the race to develop a workable atomic bomb between the main warring nations of World War Two, America, Britain, France, Germany, Italy, Russia –  with the additional assets of a 22-page timeline, a 20-page list of key characters, 18 pages of notes and sources and a 6-page bibliography.

A cast of thousands

The need for a list of key characters is an indication of one of the main learnings from the book: it took a lot of people to convert theoretical physics into battlefield nuclear weapons. Every aspect of it came from theories and speculations published in numerous journals, and then from experiments devised by scores of teams of scientists working around the industrialised world, publishing results, meeting at conferences or informally, comparing and discussing and debating and trying again.

Having just read The Perfect Theory by Pedro Ferreira, a ‘biography’ of the theory of relativity, I had gotten used to the enormous number of teams and groups and institutes and university faculties involved in science – or this area of science – each containing numerous individual scientists, who collaborated and competed to devise, work through and test new theories relating to Einstein’s famous theory.

Baggott’s tale gives the same sense of a cast of hundreds of scientists – it feels like we are introduced to two or three new characters on every page, which can make it quite difficult to keep up. But whereas progress on the theory of relativity took place at a leisurely pace over the past 100 years, the opposite is true of the development of The Bomb.

This was kick-started when a research paper showing that nuclear fission of uranium might be possible was published in 1939, just as the world was on the brink of war (hence the start date for this book). From that point the story progresses at an increasing pace, dominated by a Great Fear – fear that the Nazis would develop The Bomb first and use it without any scruples to devastate Europe.

The first three parts of the book follow the way the two warring parties – the Allies and the Nazis – assembled their teams from civilian physicists, mathematicians and chemists at various institutions, bringing them together into teams which were assembled and worked with increasing franticness, as the Second World War became deeper and darker.

If the you thought the blizzard of names of theoretical and experimental physicists, mathematicians, chemists and so on in the first part was a bit confusing, this is as nothing compared to the tsunami of names of Army administrators, security chiefs, civil servants, bureaucrats and politicians who are roped in to create and administer the facilities which were established to research and build, first a nuclear reactor, then a nuclear bomb.

Baggott unfolds the story with a kind of unflinching factual pace which is extremely gripping. Each chapter is divided into sections, often only a page long, which explain contemporaneous events at research bases in Chicago, out in the desert at Los Alamos, in Britain, in German research centres, and among Stalin’s harassed scientific community. Each one of these narratives is fascinating, but intercutting them like this creates an almost filming effect of cutting from one exciting scene to another. Baggott’s prose is spare and effective, almost like good thriller writing.

The nuclear spies

And indeed the book strays into actual thriller territory because interwoven with the gripping accounts of the British, Russian, German and American scientists, and their respective military and political masters, is the story of the nuclear spies. I read Paul Simpson’s A Brief History of The Spy a few months ago and it gives good accounts of the activities of Soviet spies Klaus Fuchs, David Greengrass, Theodore Hall, as well as the Rosenbergs. But the story of their spying and the huge amounts of top secret information they handed over to the Russians is so much more intense and exciting when it is situated in the broader story of the nail-biting scientific, chemical, logistical and political races to build The Bomb.

German failure

As everyone knows, the Nazis were not able to construct a functioning bomb before they were militarily defeated in May 1945. But it wasn’t for want of trying, and the main impression from the book was the sense of vicarious horror from the thought of what they’d done if they had made a breakthrough in the final desperate months of spring 1945. London wouldn’t be here. I wouldn’t be here.

Baggott’s account of the German bomb is fascinating in numerous ways. Basically, once the leadership were told it wouldn’t be ready in the next few years, they didn’t make it a priority. Baggott follows the end of the war with a chapter on hos most of the German nuclear scientists were flown to England and interned in a farm outside Cambridge which was bugged. Their conversations were recorded in which they were at first smugly confident that they were being detained because they were so far in advance of the Allies. Thus they were all shocked when they heard the Allies had dropped an atom bomb on Japan in August 1945. At which point they began to develop a new line, one much promoted by German historians since, which is that they could have developed a bomb if they’d wanted to, but had morals and principles and so did all they could to undermine, stall and sabotage the Nazi attempt to build an A bomb.

They were in fact ‘good Germans’ who always hated the Nazis. Baggott treats this claim with the contempt it deserves.

Summary of the science

The neutron was discovered in 1932, giving a clearer picture of what atoms are made of i.e. a nucleus with at least one proton (with a positive electric charge) balancing at least one electron (with a negative charge) in orbit around it. Heavier elements have more than one neutron and electron (always the same number) as well as an increasing number of neutrons which give weight but have no electric charge. Hence the periodic table lists the elements in order of heaviness, starting with hydrogen with one proton and going all the way to organesson, with its 118 protons. Ernest Lawrence in California invented the cyclotron, a device for smashing sub-atomic particles into nuclei to see what happened. In 1934 Enrico Fermi’s team in Italy set out to bombard the nuclei of every known element with neutrons, starting with hydrogen (1) and going through the entire periodic table.

The assumption was that, by bombarding elements with neutrons they would dislodge one or two protons in each nucleus and ‘shift’ the element down the periodic table by one or two places. When the team came to bombard one of the heaviest elements, uranium, they were amazed to discover that the process seemed to produce barium, about half the weight of uranium. The bombardment process seemed to blast uranium nuclei in half. Physics theory, influenced by Einstein, suggested that a) this breakdown would result in the release of energy b) some of the neutrons within the uranium nucleus would not be required by the barium atoms and would themselves shoot out to hit other uranium nuclei, and so on.

  • The process would create a chain reaction.
  • Although the collapse of each individual atom would release a minuscule amount of energy, the number of atoms in such a dense element suggested a theoretically amazing release of energy. If every nucleus of uranium in a 1 kilogram lump was split in half, it would release the same energy as 22,000 tons of TNT explosive.

Otto Frisch, an Austrian Jewish physicist who had fled to Niels Bohr’s lab in Copenhagen after the Nazis came to power, heard about all this from his long-time collaborator, and aunt, Lise Meitner, who was with the German team replicating Fermi’s results. He told Bohr about the discovery. Frisch named it nuclear fission.

In early 1939 papers were published in a German science journal and Nature, while Bohr himself travelled to a conference in America. In the spring of that year fission research groups sprang up around the scientific world. In America Bohr realised anomalies in the experimental results were caused by the fact that uranium comes in two isotopes, U-235 and U-238. The numbers derive from the total number of neutrons and protons in an atom: U-238 has 92 protons and 146 neutrons; U-235 has three fewer neutrons. Slowly evidence emerged that it is the U-235 which breaks down. But it is much rarer than the stable U-238 and difficult to extract and purify. In March 1939 a French team summarised the evidence for nuclear chain reactions in a paper in Nature, specifying the number of particles released by disintegrated nuclei.

All the physicists involved realised that the massive release of energy implied by the experiments could theoretically be used to create an explosive device vastly more powerful than anything then existing. And so did the press. Newspaper articles began appearing about a ‘superbomb’. In April the head of physics at the German Reich Research Council assembled a group devoted to fission research, named the Uranverein, calling for the ban of all uranium exports, and for it to be stockpiled. British MP Winston Churchill asked a friend, Oxford physicist Frederick Lindemann, to prepare a report on the feasibility of a fission bomb. Soviet scientists replicated the results of their western colleagues but didn’t bring the issue to the attention of the authorities – yet. Three Hungarian physicists who were exiles from the Nazis in America grasped the military importance of the discoveries. They approached Einstein and persuaded him to write a warning letter to President Roosevelt, which was written in August 1939 though not delivered to the president until October. Meanwhile the Germans invaded Poland on 1 September and war in Europe began. At this point the Nazis approached the leading theoretical physicist in Germany, Werner Heisenberg, and he agreed to head the Uranverein, leading German research into an atomic bomb until the end of the war.

And so the race to build the first atomic bomb began! The major challenges were to:

  • isolate enough of the unstable isotope U-235 to sustain a chain reaction
  • to kick start the chain reaction somehow, not with the elaborate apparatus available in a lab, but with something which could be packed inside a contain (a bomb) and then triggered somehow
  • a material which could ‘damp’ the process enough so that it could be controlled in experimental conditions

From the start there was debate over the damping material, with the two strongest contenders being graphite – but it turned out to be difficult to get graphite which was pure enough – or ‘heavy water’, water produced with a heavier isotope of hydrogen, deuterium. Only one chemical plant in all of Europe produced heavy water, a fertiliser factory in Norway. The Germans invaded Norway in April 1940 and a spin-off was the ability to commandeer regular supplies from this factory. That is why the factory, and its shipments of heavy water, were targeted for the commando raid and then air raids dramatised in the war movie, The Heroes of Telemark. (Baggott gives a thorough and gripping account of the true, more complex, more terrifying story of the raids.)

Learnings

I never realised that:

  • In the end the Americans built the bomb because they were the only ones with enough resources. Although Hitler and Stalin were briefed about the potential, their scientists told them it would be three or four years before a workable bomb could be made and they both had more pressing concerns. The British had the know-how but not the money or resources. There is a kind of historical inevitability to America being the first to build a bomb.
  • But I never realised there were quite so many communist sympathisers in American society and that so many of them slipped across the line into passing information and/or secrets to the Soviets. The Manhattan Project was riddled with Soviet spies.
  • And I never knew that J. Robert Oppenheimer, the man put in charge of the facilities at Los Alamos and therefore widely known as the ‘father’ of the atom bomb, was himself was such a dubious character, from the security point of view. Well-known for his left-wing sympathies, attending meetings and donating money to crypto-communist causes, he was good friends with communist party members and was approached at least once by Soviet agents to pass on information about the bomb project. No wonder elements in the Army and the FBI wanted him banned from the very project which he was in fact running.

Hiroshima

The first three parts of the book follow in considerable detail the story from the crucial discoveries on the eve of the war, and then interweaves developments in Britain, America and the USSR up until the detonation of the two A-bombs over Hiroshima and Nagasaki on August 6 and 9, 1945.

  • I was shocked all over again to read the idea that, on the eve of the first so-called Trinity test, the scientists weren’t completely confident that the chain reaction might not spread to the nitrogen in the atmosphere and set the air on fire.
  • I was dazzled by the casual way military planners came up with a short list of cities to hit with the bombs. The historic and (by all accounts) picturesque city of Kyoto was on the list but it was decided it would be a cultural crime to incinerate it. Also US Secretary of War Henry Stimson had gone there on his honeymoon, so it was removed from the list. Thus, in this new age, were the fates, the lives and agonising deaths, of hundreds of thousands of civilians decided.
  • I never knew they only did one test – the Trinity test – before Hiroshima. So little preparation and knowledge.

The justification for the use of the bomb has caused argument from that day to this. Some have argued that the Japanese were on the verge of surrendering, though the evidence presented in Baggott’s account militates against this interpretation. My own view is based on two axioms: 1. the limits of human reason 2. a moral theory of complementarity.

Limits of reason When I was a young man I was very influenced by the existentialism of Jean-Paul Sartre and Albert Camus. Life is absurd and the absurdity is caused by the ludicrous mismatch between human claims and hopes of Reason and Justice and Freedom and all these other high-sounding words – and the chaotic shambles which people have made of the world, starting with the inability of most people to begin to live their own lives according to Reason and Logic.

People smoke too much, drink too much, eat too much, marry the wrong person, drive cars too fast, take the wrong jobs, make the wrong decisions, jump off bridges, declare war. We in the UK have just voted for Brexit and Donald Trump is about to become US President. Rational? The bigger picture is that we are destroying the earth through our pollution and wastefulness, and global warming may end up destroying our current civilisation.

Given all these obvious facts about human beings, I don’t see how anyone can accuse us of being rational and logical.

But in part this is because we evolved to live in small packs or groups or tribes, and to deal with fairly simple situations in small groups. Ever since the Neolithic revolution and the birth of agriculture led to stratified and much larger societies and set us on the path to ‘civilisation’, we have increasingly found ourselves in complex situations where there is no one obviously ‘correct’ choice or path; where the notion of a binary choice between Good and Evil breaks down. Most of the decisions I’ve taken personally and professionally aren’t covered by so-called ‘morality’ or ‘moral philosophy’, they present themselves – and I make the decisions – based purely on practical outcomes.

Complementarity Early in his account Baggott explains Niels Bohr’s insight into quantum physics, the way of ‘seeing’ fundamental particles which changed the way educated people think about ‘reality’ and won him a Nobel Prize.

In the 1920s it became clear that electrons, one of the handful of sub-atomic particles, behave like waves and like particles at the same time. In Newton’s world a thing is a thing, self-identical and consistent. In quantum physics this fixed attitude has to be abandoned because ‘reality’ just doesn’t seem to be like that. Eventually, the researchers arrived a notion of complementarity i.e. that we just have to accept that electrons could be particles and waves at the same time depending on how you chose to measure them. (I understand other elements of quantum theory also prove that particles can be in two places at the same time). Conceivably, there are other ways of measuring them which we don’t know about yet. Possibly the incompatible behaviour can be reconciled at some ‘deeper’ level of theory and understanding but, despite nearly a century of trying, nobody has come up with a grand unifying theory which does that.

Meanwhile we have to work with reality in contradictory bits and fragments, according to different theories which fit, or seem to fit, to explain, the particular phenomena under investigation: Newtonian mechanics for most ordinary scale phenomena; Einstein’s relativity at the extremes of scale, black holes and gravity where Newton’s theory breaks down; and quantum theory to explain the perplexing nature of sub-atomic ‘reality’.

In the same way I’d like to suggest that everyday human morality is itself limited in its application. In extreme situations it frays and breaks. Common or garden morality suggests there is one ‘reality’ in which readily identifiable ideas of Good and Bad always and everywhere apply. But delve only a little deeper – consider the decisions you actually have to make, in your real life – and you quickly realise that there are many situations and decisions you have to make about situations which aren’t simple, where none of the alternatives are black and white, where you have to feel your way to a solution often based in gut instinct.

A major part of the problem may be that you are trying to reconcile not two points of view within one system, but two or more incompatible ways of looking at the world – just like the three worldviews of theoretical physics.

The Hiroshima decision

Thus – with one part of my mind I am appalled off the scale by the thought of a hideous, searing, radioactive death appearing in the middle of your city for no reason without any warning, vaporising half the population and burning the other half to shreds, men, women and little children, the old and babies, all indiscriminately evaporated or burned alive. I am at one with John Hersey’s terrifying account, I am with CND, I am against this anti-human abomination.

But with another part of the calculating predatory brain I can assess the arguments which President Truman had to weigh up. Using the A-bomb would:

  1. End a war which had dragged on too long.
  2. Save scores of thousands of American lives, an argument bolstered as evidence mounted that the Japanese were mobilising for a fanatical defence to the death of their home islands. I didn’;t know that the invasion of the southern island of Japan was scheduled for December 1945 and the invasion of the main island and advance on Tokyo was provisionally set to start in march 1946. Given that it took the Allies a year to advance from Normandy to Berlin, this suggests a scenario where the war could have dragged on well into 1947, with the awesome destruction of the entire Japanese infrastructure through firebombing and house to house fighting as well, of course, of vast casualties, Japanese and American.
  3. As the US commander of strategic air operations against Japan, General Curtis LeMay pointed out, America had been waging a devastating campaign of firebombing against Japanese cities for months. According to one calculation some two-and-a-half million Japanese had been killed in these air attacks to date. He couldn’t see why people got so upset about the atom bombs.

Again, I was amazed at the intransigence of the Japanese military. Baggott reports the cabinet meetings attended by the Japanese Prime Minister, Foreign Minister and the heads of the Army and Navy, where the latter refused to surrender even after the second bomb was dropped on Nagasaki. In fact, when the Emperor finally overruled his generals and issued an order to surrender, the generals promptly launched a military coup and tried to confiscate the Emperor’s recorded message ordering the surrender before it could be broadcast. An indication of the fanaticism American troops would have faced if a traditional invasion had gone ahead.

The Cold War

And the other reason for using the bombs was to prepare for after the war, specifically to tell the Soviet Union who was boss. Roosevelt had asked Stalin to join the war on Japan and this he did in August, making a request to invade the north island (the Russians being notoriously less concerned about their own troop losses than the Allies). the book is fascinating on how Stalin ordered an invasion then three days later backed off, leaving all Japan to America. But this kind of brinkmanship and uneasiness which had appeared at Yalta became more and more the dominant issue of world politics once the war was won, and once the USSR began to put in place mini-me repressive communist regimes across Eastern Europe.

Baggott follows the story through the Berlin Airlift of 1949 and the outbreak of the Korean War (June 1950), while he describes the ‘second physics war’ i.e. the Russian push to build an atomic reactor and then a bomb to rival America’s. In this the Russians were hugely helped by the Allied spies who, ironically, now Soviet brutality was a bit more obvious to the world, began to have second thoughts. In fact Klaus Fuchs, the most important conduit of atomic secrets to the Russians, eventually confessed his role.

Baggott’s account in fact goes up to the Cuban Missile Crisis of October 1962 and it is so grippingly, thrillingly written I wished it had gone right up to the fall of the Soviet Union. Maybe he’ll write a sequel which covers the Cold War. Then again, most of the scientific innovation had been achieved and the basic principles established; now it was a question of engineering, of improving designs and outcomes. Of building bigger and better bombs and more and more of them.

The last section contains a running thread about the attempts by some of the scientists and politicians to prevent nuclear proliferation, and explains in detail why they came to nothing. The reason was the unavoidable new superpower rivalry between America and Russia, the geopolitical dynamic of mutually assured destruction which dominated the world for the next 45 years (until the fall of the USSR).

A new era in human history was inaugurated in which ‘traditional’ morality was drained of meaning. Or to put it another way (as I’ve suggested above) in which the traditional morality which just about makes sense in large complex societies, reached its limits, frayed and broke.

The nuclear era exposed the limitations of not only human morality but of human reason itself, showing that incompatible systems of values could apply to the same phenomena, in which nuclear truths could be good and evil, vital and obscene, at the same time. An era in which all attempts at rational thought about weapons of mass destruction seemed to lead only to inescapable paradox and absurdity.


Credit

Atomic: The First War of Physics and the Secret History of the Atom Bomb 1939-49 by Jim Baggott was published in 2009 by Icon Books. All quotes and references are to the 2015 Icon Books paperback edition.

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