Flow My Tears, The Policeman Said by Philip K. Dick (1974)

What can I tell him? Jason Taverner asked himself as he sat mutely facing the police general. The total reality as I know it? That is hard to do, he realised, because I really do not comprehend it myself. (p.119)

It is 1988 and Jason Taverner is the host of the immensely successful Jason Taverner Show which attracts 30 million viewers to its regular Tuesday evening slot. On this particular evening he’s featured guest star gorgeous, red-haired Heather Hart with whom he just happens to be having an affair, sharing his jet-set lifestyle, although she is impatient for him to actually marry her so they can settle down, have kids etc.

Part of their success is down to the fact that they are sixes. It is not explained, more hinted at in stray references, that sixes were genetically imprinted with superior genetic qualities, and that his happened at his birth, back in the 1940s (rather implausibly).

Jason and Heather complete another chart-topping show and are on board their Rolls Royce jet rocket (!) shooting up over Los Angeles when he gets a call from an ex, Marilyn Mason, a little flit of a thing who begged for help getting into show business, who he wangled a few auditions, and who he slept with him rather a lot before tiring of her. Heather is furious at the call, but Marilyn screeches down the phone that she’ll kill herself if he doesn’t visit her NOW, so Jason says we better go and check she’s OK.

Jason has barely got down into her flat before Marilyn, furious at having been dumped and ignored for six months, throws a bag at him containing ‘the gelatin-like Callisto cuddle sponge with its fifty feeding tubes’.

There’s no explanation of what this thing is or where it comes from, simply that the feeding tubes swiftly enter the human body and kill if not counter-acted. Jason has the presence of mind to grab a nearby bottle of alcohol and pour it onto the creature which falls off him, onto the floor, dead. But it leaves its feeding tubes inside him, and he passes out. He regains consciousness on a hospital gurney being rushed to an operating theatre with Heather peering over him, weeping, and then he blacks out.

The alternative world

All this happens in just the first chapter. In chapter two Jason wakes up and the world has changed. He awakens in a seedy motel room to discover that nobody knows who he is. In this world there is no Jason Taverner Show on TV, the motel manager has never heard of him, nobody has heard of him. When he phones his agent, then his producer, both say they’ve never heard of him and put the phone down.

He also has no ID cards and now, for the first time, we begin to learn about the world of 1988, namely it is some sort of military dictatorship. All across America identity checkpoints run by the national guard or the police pop up at random to check people’s ID cards. If you don’t have one or have a forged one, you are sent off to a Forced Labour Camp (FLC).

So, while he is still reeling from the fact that nobody recognises him, Jason is all-too-aware that down here, in the world of the ‘ordinary’ people, he needs ID cards fast. Luckily, he’s wearing the same clothes he had on when Marilyn attacked him which, conveniently enough, contained a big wad of cash. Now he bribes the desk clerk, Ed Pricem, to recommend a forger. The clerk (who, in a casual aside, mentions that he is a telepath – putting us in mind of the universe of Do Androids Dream of Electric Sheep?).

Ed the desk clerk takes Jason through darkened streets into Watts which was, when Dick was writing, a slum. In a darkened garage Ed introduces Jason to a very young woman, Kathy Nelson, maybe only 17 or 18 (she eventually tells us she’s 19), who takes him to her workshop and turns out to be a master forger.

Here commences the troubled relationship which last for the next third or so of the book, for Kathy has impressive mental problems. Initially the conversation is fairly rational and, while she’s making him the forged IDs (he needs half a dozen in this police state) they recap a bit of future history, namely how there was some kind of Insurrection led by sixes like Jason, but it was repressed and most of the sixes were rounded up and shot and the government became even more repressive.

(In what I presume is a humorous / paranoid reference to the student unrest of the time the book was written, the early 70s, the narrative informs us that all universities have prison walls round them. Any students or lecturers caught escaping are sent to forced labour camps. Later we are told that up to 10,000! students at Stanford were massacred in one particular police action back during the Insurrection.)

(In another throwaway reference, we learn that Congress passed a bill led by someone called Tidman to solve ‘the race problem’ by restricting black couples to only one child. Over the generations this will or has hugely reduced their numbers. So much so that black people are now endangered and it is a crime to hurt them, p.29.)

But Kathy is odd, very odd. She’s convinced that her husband, Jack, is in a forced labour camp but approves of her sleeping with other men, something they discuss at length. She confesses that she was placed in a mental hospital for eight weeks. She is convinced she met a number of famous celebrities there, and slept with them.

Then she reveals that she is a great forger but embeds electronic tagging devices into her forged documents and tips off the police about the customers. Why? Because the police have promised her that if she helps them catch enough criminals, they’ll release her husband, Jack. (Later, when we meet her police controller, McNulty, he tells Jason that all this is a delusion: Kathy’s husband is in fact dead, died in a car crash, but she hasn’t got over it.)

Kathy insists that Jason – tall, handsome, confident – sleeps with her, which he is initially cheerfully in favour of until he begins to grasp how nuts she is. This is forcibly demonstrated when he takes her to a (terrible) restaurant of her choosing and when she doesn’t get her way, falls off her chair onto the floor screaming at the top of her voice. Till the waiters throw them out.

Walking back to Kathy’s flat, Jason manages to give her the slip. He phones his partner back in ‘the real world’, Heather Hart, on her personal vidphone but of course she’s never heard of him. He pesters her with several calls despite her repeatedly hanging up, and freaks her out with his intimate knowledge of her anatomy (she has a false tooth she calls Andy, p.58) and all her phone numbers. But he has clearly erupted into a parallel universe in which he was never born, never existed. Nobody knows him.

Puzzling this over Jason almost immediately walks into a pop-up police checkpoint. Paranoia and fear while they check the papers Kathy just made him. But they pass. Grudgingly the ‘pols’ let him go. But the checkpoint has given Kathy time to catch up and find him and once again he finds himself, immensely reluctantly, walking back to her flat. Here is horrified to find Kathy’s ‘control’, Inspector McNulty waiting for both of them. McNulty, in the way of scary totalitarian cops in this kind of fiction, now becomes politely but firmly interested in Jason and asks him along to the station.

There he makes him wait while the cops search the (global) database for him. By mistake the machine spits out the details of a ‘Jason Taverner’ born about the same year, but in the mid-West to farmers, a very ugly redneck. Thinking on his feet, Jason claims to be the same guy and makes up a story about him running away from the farm and using his grandfather’s inheritance to get comprehensive plastic surgery.

Yeeeees, McNulty says, staring at him, not really believing it. After several false releases – being let go then called back for ‘a few more questions’, which ratchet up the pressure – Jason finally gets to walk away. He had to hand all of his ID papers over to  McNulty to be triple-checked, but the cops handed him a week-long total pass (a ‘pol-pass’) in exchange. So he has a week to figure out what the hell is going on, which gives the novel a sense of urgency and a clear timeframe.

Recap

So the first hundred pages of Flow My Tears, The Policeman Said are set in an America of the future which has become a police state (what Jason calls ‘a betrayal state, p.58) in which a genetically engineered man has made himself a successful career as a rich and famous TV star. But, after a near-fatal experience, he wakes up in a parallel universe where he appears never to have existed, is thrown down among the plebs, the ‘ordinaries’, stripped of his wealth and fame, and experiences life on the run.

Part two

Part two introduces new characters, namely McNulty’s boss, Police General Felix Buckman. He scares and intimidates McNulty, who tells him about this Tavern guy they just picked up. By this stage McNulty has discovered that the mid-West story is a fake. What puzzles him is that ‘Taverner’ has no records of any kind.

‘Jason Taverner doesn’t exist.’ (p.82)

Buckman is intrigued but has to cope with his no-good, drug addict, bondage addict sister, Alys who has, yet again, got past the guards and into his office where he finds her sleeping off another dose of something.

He wakes he up and gives her a sound telling off for being an addict.We learn that she paid for the removal of the ‘responsibility’ parts of her brain, leaving her just the pleasure centres, which she stimulates by ‘diddling’ (presumably masturbating) all day long.

Jason, with a week to find out what the hell is going on, takes an air taxi to Las Vegas hoping to find a woman whose pad he can crash in, maybe a woman he knew in the other life. Sure enough he has barely settled himself at the bar of ‘the Nellie Melba room of the Drake’s Arms’ in Las Vegas (p.85) than he spies an old flame of his, Ruth Rae. Knowing her sex addiction, he finds it easy enough to chat her up and soon they head back to her place, first for championship sex, and then for a long discussion about love and, unexpectedly, the power of grief.

But then the police burst in, having detected Jason via the microtransmitter the slipped into his clothes.

He is transported in a police ‘quibble’ (Dick’s humorous word for car or transport) back to LA, to the 469th Precinct Police Station, where he is ushered into the rather luxurious room of General Buckman. Buckman is one of only a handful of police generals in the country. Clever, he proceeds to bluff Jason that he is a seven (Jason didn’t even know sevens existed, but Buckman knows enough about the head of the research programme which developed the sixes to bluff him), trying to get him to spill the beans about the plot or conspiracy which he is convinced Jason must be involved in.

Eventually Buckman comes to believe that Jason really doesn’t know what he’s doing in this dimension. He decides to let him go, but to tag and trail him. Next morning Jason walks free into the LA sunlight (and the thick traffic pollution).

Someone calls his name. It is Alys Buckman, six foot, dressed in leathers with a metal chain. Where’s the whip, Jason thinks. Clearly she is visually meant to look like a bondage dominatrix. Alys explains she’s Buckman’s twin sister. She hates him. She tells him he has a microtransmitter and – surreally – a minute nuclear bomb – embedded on his person. She removes both with a kit she has. She flies him in her quibble (these ascend vertically and, apparently, have rotor blades) to the general’s luxury mansion which she shares with him. On the way she says she knows who he is! She is a big fan! She has two of his long playing records in the back of the quibble!

My God! Maybe she knows how to get back to his own world.

But, immensely frustratingly, Alys refuses to answer any of his questions, instead politely offering him some mescaline (‘Harvey’s yellow Number One, imported from Switzerland’, p.134) and, as he begins to trip out, fills the time with what appears to be a series of inconsequential chatter. She shows him her brother’s rare and precious stamps, his collection of snuff boxes.

As Jason’s trip reaches extremes Alys realises he’s too far in and offers to go get some thorazine to counter the mescaline. Jason staggers to the record player and, through his hallucinations, manages to get one of his records out of its sleeve and turn on the record player and drop the needle with a bump onto the play-in groove, but…. there’s just static. There’s nothing on the records. They’re blank! (p.144)

Part three

Jason staggers upstairs, looking for Alys and then, to his horror, opens a bedroom and finds… her leather clothes and stilettoes on the floor and inside them, wearing them, a long, long-dead shrivelled corpse! Horrified, he blunders, half falls down the steps, across the lawn of the mansion and to the guard by the gate. His drugged slurred speech alerts the guard who runs inside – he hears a shout – and the guard comes running back after him, letting off a few shots from his laser gun, obviously thinking Jason murdered his employer, before running back inside.

This gives time for Jason to escape from the grounds and blunder into a young woman just getting into her ‘flipflap’. Yes, flipflap. Like Kurt Vonnegut, you have the strong feeling that Dick, by now, in the early 70s, has taken enough drugs, written enough fantasy sci-fi books, to realise that he can make up anything, say anything, the more ludicrous the better – and people just as stoned as him will lap it up!

So he begs for a lift in this young lady’s flipflap and, although reluctant, she (name: Mary Anne Dominic) lets him fly her downtown (so she can post the ceramic pots she makes for a living) then they go to a coffee shop.

Jason is trying to make sense of Alys’s fate. For a start how come she knew who he was, the only person in this world to do so? But then again, how come the records were blank?

While he’s thinking out loud the young woman he’s sort of kidnapped picks up on the fact that he thinks he’s a famous TV star and singer and says, ‘Shall I go see if they’ve got any of your songs on the jukebox?’

To his amazement they have, and she puts a coin in the machine to play it. What? And the people in the café start to recognise him, applaud when the song ends, and some shy kids come up asking for an autograph. It’s all coming back, the ‘normal’ world he lives in, bit by bit, faster and faster.

Jason says goodbye to Mary Anne (after she has insisted on giving him one of her most beautiful deep blue pots, carefully wrapped) and sets off to see Heather.

On the way he speculates darkly: maybe the reality is that he’s an unknown pauper living in a crappy motel and it’s the drug which Alys gave him which takes him out of that world and into the world of fame. Maybe the world of fame is the drug-induced fantasy, which he needs Alys to regularly supply him the drugs to experience?

Meanwhile we cut back to the cops back at the death scene of Alys. The LA police forensic scientist says Alys died from an experimental new drug. There follows a long pseudo-scientific explanation that the drug suspends the brain’s ability to distinguish between fixed blocs of time and space i.e. the ability to compartmentalise events into before and after, and to compartmentalise space into separate, well, spaces. In a bit of a leap, they claim the drug allows more than one reality to exist at once, and in a further leap, that this leads to multiple universes existing at the same time. Alys’s use of the drug created an alternative universe into which Jason was pulled.

I.e it was all her fault. Jason’s entire experience of being pulled into this alternative universe in which he was never born – is solely the result of Alys’s trip on a new experimental drug.

I admit to being disappointed. I thought it was going to be something to do with toxins release by ‘the Callisto cuddle sponge’. Remember that, back at the start?

Now a newly confident Jason phones up Heather and – she recognises him! Darling where have you been, I’ve been so worried etc. But when he flies to her flat to meet her neither of them refer to the incident with Marilyn Mason. What? Last thing we saw in that universe, he was being rushed into surgery with Heather crying her eyes out? Did it not happen? Or has Dick now got bored of it and not bothered to link it to how his narrative has ended up?

To me the complete lack of follow-up to the Caliisto sponge scene doesn’t say anything about Dick’s clever manipulation of reality, it says everything about how he and his tripped-out readers don’t really care about logic or consequences or coherence,as long as the narrative contains loads of gee whizz references to drugs and the police state.

In a nutshell Alys took an entirely new, made-up drug, and this had the entirely made-up effect of dragging Jason (and Buckminster and everyone else around her) into her fantasy in which Jason had never existed. Until she died – at which point the ‘real’ world started flooding back. I still don’t understand this. Why him, why Jason? What is the meaning of the records which won’t play?

Anyway, now a completely new plotline kicks off. Backat police headquarters Buckman’s Machiavellian adviser points out that Alys’s suicide will make the gutter press snoop around, and that Buckman’s incestuous relationship with her is bound to come out, and that this will give his enemies and rivals among the four or so other Police Generals the opportunity to get him demoted or sacked.

Instead, Buckman had better get his retaliation in first, by concocting a scandalous story which somehow implicates them – the other generals. What they need to do is present Alys’s death as a murder resulting from some great conspiracy into which he can drag his rivals, ideally involving some high level, public figure who will divert attention away from the incest.

And it is at just this moment that the latest file on Jason Taverner is placed on Buckman’s desk. The perfect fall guy! They’ll say Taverner was driven mad with jealousy when he discovered that Alys had been having a lesbian love affair with his own long-term partner, Heather Hart, went round and murdered her. The security cop saw him at the scene. The police coroner can be ordered to change the evidence to do whatever it takes to incriminate Taverner.

They agree this plan and make a public announcement they’re seeking Taverner on a warrant for murder. Taverner has just arrived at Heather’s empty apartment feeling mighty happy to have his old life back when Heather storms in waving the newspaper with its front page headline about her and Alys (they did in fact have a lesbian affair) and the cops wanting to arrest them both. Jason and Heather argue and have tantrums and then realise there’s nothing to be done but hand themselves in.

Passivity

Having read four Dick novels in a row, one of the subtler threads or similarities between them is how passive his protagonists are. Frank Frink just accepts it when he’s arrested. Juliana shrugs when she finds out she’s living in a parallel universe. Rick Deckard undergoes mad experiences including inexplicable hallucinations, but ends up chatting sensibly with his wife. Joe Chin has moments of panic in Ubik but by and large functions efficiently and logically, despite finding out he has died and is being kept in cryogenic storage.

Similarly, at every moment when the cops confront him Jason Taverner… just gives up and goes meekly. There’s something very underpowered about Dick’s protagonists. They passively submit to weird hallucinations, mad revelations and terrifying time travel parallel universes.

Maybe the central protagonist has to remain calm and rational, in order to allow the weirdness to really come out.

Coda

I’ve also noticed that Dick’s books tend to get to what is definitely the end of the story… and then have an extra bit tacked on afterwards.

On paper (and in the movie) Do Androids Dream of Electric Sheep? should end when Deckard ‘retires’ the last of the six androids he has been tasking with killing. Sure enough he goes home to see his wife. But then there is an extra and completely unnecessary chapter where he flies north into the radioactive wilderness and finds himself climbing the hill and somehow changing into Wilbur Mercer. And then a further extra bit, when Deckard finds the live toad and takes it home to his wife.

Same here. Having made the reasonably rational decision to frame Taverner for his sister’s death, Buckman then flies home. Job done, game over, right? But in the event he finds himself crying, torn by an impulse to go back and rescind the arrest warrant for Taverner.

Instead he pull up (i.e. descends to) an automated gas station in the middle of nowhere. One other quibble is there, its owner a smartly dressed black guy, pacing up and down as he waits for his quibble to be topped up with gas. On impulse Buckman takes a piece of police notepaper and draws a heart with an arrow through it and gives it to the black man. The black man looks at it, looks at Buckman, looks at the paper again, then lets it drop and blow away. Buckman gets back into his quibble and flies off.

OK, so far so far out, man. There’s still ten or so pages of text left so you’d expect to return to the plot, right?

But no. Buckman cries more tears, veers his quibble round and goes back to the gas station. Black guy is still there. This time they talk, and the black guy turns out to be remarkably perceptive, realising Buckman is in a weird emotional state, sympathises, gives him his card, says ‘Call me sometime’. Buckman gets back in his quibble and this time does fly back to his fine home.

What was that about? Is Dick playing with the format of the novel by consistently adding these overspill sections (rather as he plays with various conventions in this novel by dropping characters and forgetting loose ends – e.g. ‘the gelatin-like Callisto cuddle sponge with its fifty feeding tubes’)? Is he screwing with our heads, man?

Drugs

The four novels of Dick’s I’ve read all feature drugs as a common-or-garden, accepted element in the societies he describes.

Even in The Man in the High Castle, supposedly set in a parallel 1962, not only do some of the the characters (Frank Frink) smoke marijuana cigarettes, but these are commercially available i.e. not illegal.

In Ubik the owner of the half-life moratorium casually offers Runciter amphetamines when he looks like he needs pepping up, not as some illicit substance but as a perfectly ordinary element of polite society.

In this novel the cops not only smoke weed but offer Jason a joint after they arrest him. McNulty’s boss mentions that he should take some amphetamine.

And then there’s Dick’s prolonged portrayal of a mescaline trip at the police general’s mansion.

At the time (the late 1960s, man) I think this familiarity with drugs, drug paraphernalia and experiences and risks, gained Dick a vast audience among students and dropouts, and a reputation as a prophet of the alternative culture. So cool, man.

45 years later America is hooked on opioids which result in 122,000 deaths in 2015, not to mention the massive worldwide organised crime associated with heroin and cocaine trafficking. Only the relatively young and naive can any more think that any form of drugs is cool.

Sex

Sex doesn’t have the centrality in Dick’s work that it does in many other writers. It comes across as more of a plot device than an end in itself, designed to amplify the more important ideas around it such as fractured identity, altered mental states, parallel universes, and the general unreliability of ‘reality’ – whatever that is.

What’s interesting is the way the sexual element becomes more overt as you track these novels from the early 1960s through to the mid-1970s.

Following the trend, sex plays a bigger role in this story than all previous ones. The fact that he’s had sex with so many different women marks Jason as a product of the Hugh Hefner Playboy era. The introduction of Alys in particular, the leather-clad bondage girl, reminds me of all the leatherclad cartoon women from the 1950s.

But Dick piles on the perversion by having Alys and Buckman (whose name, if you replace the B with an F, would become more counter-cultural and, like, subversive,man) be not only twins but incestuous. really incestuous. So incestuous that they have had a son, Barney, who they’s packed off to boarding school in Florida. Weird enough for you, man?

And it is Alys who introduces Jason to the idea that there is a matrix or ‘grid’ of people who all go online to make mass phone calls at the same time, during which they live out their sexual fantasies. Alys explains that this can quickly become an addiction and that you can tell the people who are addicted to it by the way they look aged and drained. Nowadays, of course, we call this the internet.

Although the story is meant to be about a parallel world brought about by someone’s fantasies, it would not be hard to do an entry-level feminist critique of the narrative to bring out the way it is a picaresque story in which a tall, handsome rich man encounters a whole succession of women who represent different female stereotypes:

  • mature girlfriend Heather who wants to marry and have his babies
  • psychotic 19-year-old Kathy, with her undeveloped body (she laments her lack of bust) and paranoid possessiveness
  • Alys the six-foot, bondage lesbian
  • Mary Anne Domenico, the plain, sensitive, ‘artistic’ virgin

When Jason gets to Heather’s flat at the end, after what we can all agree has been a very trying two days, she’s out and he finds her faithful maid, Susie, at work. So he sidles up, slips his arm around her and grips ‘her firm right boob’ (p.178), behaviour which would see him arrested and sent to prison these days.

Dick fans may see Flow My Tears as a highly artful exploration of themes of identity, reality and mental illness. #metoo activists might not be wrong to see Jason Taverner as a forerunner of Harvey Weinstein.

Swearing

In the same way as sex becomes a more dominant theme, over these four novels I’ve noticed the way Dick’s characters swear more and more.  I’m not sure anyone swears in The Man in the High Castle (1962), whereas only 12 years later pretty much everyone is saying ‘fuck’.

  • ‘Do you think I’m a CF, a celebrity fucker?’ (Kathy, p.55)
  • ‘Don’t use that “I don’t give a fuck” tone with me.’ (Jason, p.58)
  • ‘Fuck off,’ said Ruth Rae (p.101)
  • ‘In what fucking way?’ he said, harshly. (Jason, p.104)
  • Isn’t it possible they’ll fuck up all down the line? (Jason thinking about the cops, p.107)
  • Her face glowed hotly and she said, ‘That motherfucker!’ (Alys, p.135)
  • ‘Nowhere Nuthin’ Fuck-Up’ (Jason’s most recent hit, p.155)
  • ‘We’ll kill you in the end, you miserable murdering motherfucker.’ (General Buckman, p.188)

Not just ‘fuck’, but a lot of the character use the cool groovy slang of the late 60s, early 70s.

  • ‘Can you lay a joint on this brother?’ (a Jesus-freak cop, p. 114)
  • a freak thing (Ruth Rae p.103)
  • ‘If you dig what I mean’ (Ruth Rae p.104)
  • ‘If you split now…’ (Ruth Rae p.106)
  • ‘Can’t you hold your hit, man?’ (Alys, p.140)
  • ‘Please don’t freak, I won’t hurt you.’ (Jason, p.152)
  • ‘You’re really far out,’ Mary Anne said enthusiastically.’ (p.156)
  • ‘Let’s get it on’, he said. (p.178)
  • ‘It’s OK. I can dig it.’ (the unnamed black guy, p.197)

Yeah baby, lay some skin on me, let’s stick it the Man, tell it like it is, right on sister.

It’s tricky to know whether Dick thought he was just updating his prose style and dialogue to reflect the way people were speaking in 1973 – or whether he was satirising the way people were speaking in 1973.

He’s certainly satirising the shallowness of TV and and the mind-boggling inanity of pop music – like the pretty crude joke that Jason’s most recent hit song, the one which Mary Anne puts on in the café as ‘his’ reality starts to flood back, is titled ‘Nowhere Nuthin’ Fuck-Up’. But then, what modern writer doesn’t satirise TV for its inanity? It’s a cliché of 20th century post-war fiction.

Either way, whatever the motivation, it’s another of the attitudes which – along with the glamorising of drugs and the hero’s casual expectation that he can sleep with any woman he wants to – make the novel seem such a period piece.

This sense – that a lot of the plot and comment is dated late-60s, early-70s satire – was hugely confirmed for me when, in a minor scene, the cops go to Ruth Rae’s apartment building to arrest Jason but break into the wrong room. Before they discover this they tiptoe across a wall-to-wall carpet depicting Richard M. Nixon’s ascent into heaven as God’s Second Begotten Son (p.108)

Over-excited satire of Richard Nixon belongs to a specific time and place which most people alive do not now remember or understand (he resigned the presidency in August 1974, presumably a little after this novel was published, and a long, long 45 years ago.) This really gross satire reminds me of Hunter S. Thompson’s obsession with Nixon in Fear and Loathing in Las Vegas (1971) and the way Thompson devoted an entire book to Nixon’s re-election campaign, Fear and Loathing on the Campaign Trail ’72.

This detail made me realise how much Dick was writing for a very specific audience, addressing the pressing social, cultural and political issues of his day which seemed to be caught up in a really seismic crisis – and therefore how, at least on the level of his attitudes to politics, sex and drugs, his books are not prescient and prophetic but rather backward-looking and dated. Can you dig it, man?


Related links

Philip K. Dick reviews

  • The Man in the High Castle (1962) In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns Japanese officials the Germans are planning a surprise attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
  • Do Androids Dream of Electric Sheep? (1968) n 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
  • Ubik (1969) In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon
  • Flow My Tears, The Policeman Said (1974) America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, leading the human giants to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet trailing gasses through earth’s atmosphere brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – the Foundation set up by psychohistorian Hari Seldon faces attack by an Imperial general, and then the menace of the mysterious mutant known as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into a galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

Ubik by Philip K. Dick (1969)

His revulsion became, all at once, a weird nebulous panic. (p.88)

Ubik is set in the same year as Do Androids Dream of Electric Sheep?, 1992, although it is a different 1992 (itself making a point about ramifying realities and fissiparous futures). Instead of androids, this future is plagued by telepaths, telepaths who can read your mind and some which can predict the future.

The telepaths – known collectively as psis – have become such a menace that companies have grown up which offer the services of anti-telepaths, human mutants who also have psionic mind powers, but of a purely negative kind, to counteract them. The businesses are known as anti-psi prudence organisations; the anti-telepaths are known as ‘inertials’.

Types of telepaths include: teeps, kineticists, precogs, resurrectors and animists (p.22).

One of these prudence organisations is Runciter Associates, run by ageing Glen Runciter. His people irritate him by ringing him early one morning to tell him they’ve lost track of ‘the top telepath in the Sol system’, S. Dole Melipone. He is the only known telepath who can generate ‘68.2 blr units of telepathic aura’. Melipone is employed by Ray Hollis, who runs an organisation for psis and is by way of being the book’s baddy.

Runciter immediately flies to Zürich to consult his dead wife, Ella, who is kept in a state of suspended animation – in ‘cold-pac’ – at the Beloved Brethren Moratorium run by Herbert Schoenheit von Vogelsang. Family members who have passed away can be kept in cryogenic storage and you can ‘wake’ them and communicate with their brain patterns via special headphones, the ‘electronic communing equipment’ (p.223).

In the event, Ella’s thoughts are hijacked by a dead person being kept in a casket next to hers, Jory Miller. Because he’s younger, Jory’s cerebronic patterns are stronger than hers. Runciter is outraged and demands his wife be moved to a secure unit.

These half-deads are, the reader reflects, yet another kind of altered consciousness, Dick’s main theme – as are, of course, the florid range of telepaths and inertials we meet throughout the book. Other kinds of minds.

Runciter Associates had sent one of their own telepaths, G.G. Ashwood to the hotel where Melipone was last seen. Now Ashwood turns up at the flat of the chronically impoverished Runciter Associates employee, Joe Chip.

Ashwood has brought a new find, a girl of about 17 who has a spectacular new power. She seems to be able to rearrange the past in order to suit the needs of the present. I.e. if she sees something she or someone else wants to change she has the power, not to travel in person, but to send her mind back into the past to alter the course of events in order to change the present to suit. She proves this by showing Joe the initial evaluation of her which he carried out and which was very unfavourable. In the narrative we just read she had slowly stripped off to get ready for a shower, which swayed Joe towards giving her a more favourable valuation. This – the stripping version – is version two of events. She went back and changed everything that happened from the moment she came into his apartment.

Joe doesn’t believe it. To prove it Pat gets out of her blouse the valuation he wrote for her in the first course of events. It’s his writing, alright. It appears to be true that she can go back in time and alter the course of events. Wow.

Commentary

All this has happens in the first 40 or so pages of this 230-page-long novel. As usual Dick has plunged us not only into a story, but into a densely imagined world of wonders where weird elements are not just everyday but so taken for granted that they’re given typically American nicknames.

The futureness of it all is created and reinforced by a raft of gadgets and gizmos in the brave new world of 1992.

  • Runciter obviously travels to Switzerland and back super-fast, maybe via rocket. The existence of rockets is confirmed when Runciter takes his team of inertials to Luna (the moon) by the company rocket, Pratfall II.
  • Runciter’s hovertaxi drops him on the roof of his company building, from where he takes a ‘descent chute’ down to the fifth floor.
  • People don’t have newspapers, they have ‘pape machines on whose screen they scan through today’s headlines and, if an article takes their fancy, ask the ‘pape machine to print it off so it can be read. (Reading this in 2019 you wonder why Dick didn’t make the logical connection and just have people read the whole article off the screen? Why bother with cumbersome printing? I guess the culture-wide tradition of reading from paper was too all-encompassing for even Dick to see beyond.)
  • People talk via vidphone (as they also do in Android).
  • Money has stopped being in dollars and is now counted in poscreds.
  • For weaponry people carry laser tubes (as they do in Android).

The plot

The main plot concerns a client, Stanton Mick, a billionaire who is developing a new hyperspace drive on the moon. He suspects his operation has been infiltrated by psis from Hollis’s organisation. The fear is that they will carry out industrial espionage, getting into his scientists’ minds, stealing all the secrets, possibly sabotaging the project.

So he sends a secretary, Miss Wirt, to ask Runciter Associates to send up a team of their best inertials to counter the psis.

It all has a broadly comic tone. The inertials Runciter assembles are a strikingly random ill-matched bunch of freaks wearing deliberately kooky outfits – the red triangular glasses, the fashionable elastic bands which push a woman’s breasts together – who even their employer, Runciter, finds it hard to take seriously.

They fly to the moon (in one hour) and are ushered by Stanton Mick’s people into the underground rooms of the lunar base. The bizarre figure of Micks, with waist-length white hair, appears, but they’ve barely begun discussing arrangements before Mick inexplicably floats up to the ceiling and explodes.

Many of the inertials are injured, Runciter fatally. Joe takes charge and carries Runciter’s body with another anti-psi, along with the rest of them they escape in a lift up to the surface, make it to the spaceship, and blast off, leaving Joe wondering: if the entire ‘job’ was a set-up by Hollis, why did he let them get away?

Comedy

The novel is surprisingly funny. Or obviously funny at unexpected moments. One humorous element is Dick’s fondness for improbable-verging-on-grotesque businesses. I noted it in the Van Ness Animal repair shop in Androids and here it surfaces in the Beloved Brethren Moratorium and its unctuous Teutonic owner.

The rundown of the eleven inertials who go to the moon is a parade of grotesques in outlandish costumes, done for broadly comic effect.

There’s another thread of broad comedy running through the text in that, in the future, many basic household functions and implements – such as a door, a shower, a bath – require cash payments up front before functioning. You have to slip a nickel or a dime or twenty cents into the slot before they’ll work. This need dogs Joe Chip wherever he goes because Joe, a shambles of a man, is permanently hard-up, with the result that doors won’t open for him, coffee dispensers won’t serve him, showers don’t operate, and so on, so that he is continually begging everyone around him for spare nickels and dimes, which becomes a kind of catchphrase or repeated failing.

Entropy

The plot so far led me to expect that there would be all kinds of cat and mouse, psi-chasing shenanigans between inertials and psis on the moon base. But this turns out tobe a complete red herring. From this point onwards the novel is about something completely different.

Immediately after the fake Stanton Mick bomb explodes, Runciter’s team all hurry back to the rocket and blast off back for earth.

And begin to notice what turns out to be The Big Theme of the second half of the book. Everything starts ageing and retrogressing. The cigarettes crumble in their hands. Coins seem out of date. The ship’s computer rejects information from the yellow pages when they try and phone the moratorium number.

They fly direct to the Beloved Brethren Moratorium in order to get Runciter’s body into a cold-pac as soon as possible, to preserve whatever is left of his consciousness and there is fuss and comic business with the funereal Herbert Schoenheit von Vogelsang, who insists on playing heavy classical music (Beethoven, Verdi) till they yell at him to turn it off.

But things are retrogressing. Joe stays the night at the moratorium hotel and in the morning is horrified to discover one his fellow inertials, Wendy Wright, turned into a dried-out mummy. She had obviously come to see him in the night but maybe be stricken by some sort of physical degeneration and crawled to the closet where she curled up and atrophied.

Joe flies back to New York where he finds a meeting of the inertials being led by Al Hammond. They have all noticed that their cigarettes are always too old to smoke. They get their money out and lay it on the table only to discover that Runciter’s head has replaced Washington on all the coins and notes. One of the inertials has a box of matches they bought weeks ago which carries an advertisement featuring Runciter’s face and telling them he is selling a product from a corporate HQ in Des Moines.

Joe takes Al from the meeting to his office where the remains of Wendy are in a plastic bag. They confer feverishly about the situation then decide to pick a city at random. Baltimore. They fly to Baltimore and visit a store at random. The woman in front of them at the checkout complains that everything she’s bought from the store is either dying or dead. Al and Joe check out the packs of cigarettes; all of them crumble in their fingers. Something is ageing the world. Something that aged Wendy to death.

They pick a carton totally at random from a huge pile of cigarette cartons and, when they open it, there’s a message from Runciter inside, telling them the situation is critical, he must get in touch with them, apologising about Wendy. What the hell is going on? There seem to be two forces, one in which everything is ageing, another in which Runciter is taking over the world, or revealing aspects of it (money, vidphone, products).

Joe takes a punt and buys a brand new tape recorder from the store. They fly back to New York. By the time they hand the tape recorder over to Runciter Associates’ chief technician the recorder has morphed into an old tape-driven version, at least 40 years old. Al looks at the instruction booklet and it claims the machine was ‘Made by Runciter of Zürich’ which has a North American office in Des Moines, Iowa. It’s as if lots of bits of Runciterness are leaking into this world. How? Why?

They take a lift back to the meeting room where they left the others, but on the way Al has visions of the lift itself reverting to a 1910s metal frame elevator complete with elevator guy. He is phasing back and forth between the present and a degenerated past. As they walk the corridor towards the meeting room Al fades. He asks to go into the men’s room where they find a graffito:

JUMP IN THE URINAL AND STAND ON YOUR HEAD
I’M THE ONE THAT’S ALIVE. YOU’RE ALL DEAD

The lights go out. Joe hears Al’s voice fading. He’s going the way of Wendy and begs Joe to leave. There is a terrifying page which takes us inside Al’s head to experience the sense of the entire present world turning to a barren desert of rocks and ice.

The conference room is empty. The other inertials have split. The big TV screen broadcasts a news announcement of the death of Runciter and a big funeral to be held at the Simple Shepherd Mortuary in his home town of des Moines. This cuts to a message for a product named Ubik, followed by a message from Runciter himself, saying that he knew he was going to be assassinated on the moon, thanks to some company preconfigs. He knew this deterioration would set in (though he doesn’t explain why) and says he posted an aerosol of Ubik which Joe can use to spray around him and stave off the decay.

Joe, the reader notices, is taking all this very calmly. Dick’s characters generally do. When they have nervous breakdowns it’s not because of the weird stuff that happens in the stories. Anyway, Joe ponders: the graffiti in the men’s room implied that Runciter is alive and that somehow all the other inertials are dead. Maybe the bomb on the moon killed all of them save Runciter and he somehow managed to get them all into cold-pacs. Maybe this is what being half-dead feels like, like the world carries on but rots and regresses until eventually it’s just the bleak desert which Al saw.

But that theory is contradicted by this TV newscast which, along with the text of the matchbox ads, appears to show that Runciter genuinely is dead. Only answer is to get to des Moines for this supposed funeral.

Joe takes a hovertaxi back to his apartment building. Here there is an extended passage where Joe discovers that every single element in his apartment has regressed – the fridge, phone, TV, everything have ceased to be their shiny plastic 1992 editions and gone back to the 50s, 40s and 30s.

When he exits the apartment (held up, as usual by the front door demanding its nickel) he is scared of taking the lift in case the same thing happens to him as happened to Al, so he walks down the stairs. By the time he gets to the front door it has an old fashioned electric buzzer. There’s a package in his post cubby hole but it doesn’t contain the Ubik spray Runciter promised, but Ubik Liver and Kidney Balm, some old-fashioned snake oil.

The substance designed to reverse the regressive change process has itself regressed. (p.145)

His car has reverted back into a petrol and combustion engine car. He’s never driven one before. A key ring is in his pocket with the ignition key in it so he starts it up and hesitantly drives towards the nearest airport.

By the time Joe gets to the airfield it is lined with old hangars and all the planes have propellers. In the time it takes to be directed towards some flyers who might be prepared to take him to Des Moines these have degenerated further to biplanes. the quaintly dressed pilots a) look at his outlandish (futuristic) clothes b) reject his unknown (to them) money and c) agree to fly him in exchange for his 1939 LaSalle motor. But when Joe takes them to see it it has regressed further to a black 1920 Model-A Ford (p.149).

The pilot isn’t interested in the car but notices the bottle of Ubik on the passenger seat. It has regressed since Joe left it to an apparently rare ointment – Elixir of Ubik – in a vintage bottle. Looking at it closely Joe sees the label has changed and there’s another message from Runciter:

Don’t do it Joe. There’s another way.
Keep trying. You’ll find it. Lots of luck.

The pilot says he’ll fly Joe to Des Moines in exchange. Weird though all this regressing has been, it has in a sense been easy enough to grasp – the world is moving backwards in time relative to one privileged character who remains the same and observes it rationally.

Next day he arrives at Des Moines airfield more or less in one piece, struggles (as always; it is his signature schtick) to find a nickel to use in the payphone, rings the Simple Shepherd Mortuary to be told that the service for Runciter has started, to be followed by a lying in state.

Joe finds all the other inertials who had been to the moon and were involved in the blast attending the funeral. They all crowd round him and it’s immediately obvious that they too have experienced the regression. They all see the same ‘reality’ as him, namely – from a newspaper he saw – that it is 13 September 1939 i.e. the Second World War has just broken out.

They confer and agree that they need to keep together. But one of them, Edie, had returned to her hotel in town feeling ‘tired’. they jump into the two available cars to get to the hotel and help her. On the way Joe is pulled over by a motorbike cop who writes out a citation. When he reads it, Joe sees it is in Runciter’s handwriting, warning him that Pat is… and then stops. At the bottom is an ad for a druggist, Archer’s Drug Store.

Joe enters the nearest shop and asks where the druggist is. The owner points across the road. Joe realises the building is pulsing in and out of time. For moments he can see it as an automated shop from 1992. Then it reverts to an era even before 1939. In one of its old moments he enters and asks the shop assistant for a jar of Ubik. On the label is yet another message from Runciter, warning that Pat is lying, Pat the time changer may be behind all of this.

Joe goes onto the hotel foyer and confronts Pat with the part of the message on the traffic violation at which moment his world explodes. It is dark, darkness which slowly resolves to grey streaks, and he can hear voices concerned for him. Basically he is dying and disintegrating just like Wendy and Al did. Pat accompanies him as he slowly, agonisingly makes his way up the stairs to the room he’s been allotted, taunting him all the way. Joe realises she is really evil. She was sent by Hollis to infiltrate Runciter Associates and kill them all, but this is a horrible way to do it.

The chapter describing this is really horrible, with an acute description of what feels like a heart attack only much worse – the sheer agony of trying to lift his feet and move one step further is nightmarish to read – and made ten times worse by Pat’s cold, heartless, taunting of him at, literally, every effortful gasping step of the way.

But when he finally, just about makes it into the room, and collapses to the floor, prepared to shrivel into a bag of dusty bones… Runciter is there and sprays him with wonder-working Ubik, at which he is almost immediately restored to normal life and function!

Runciter explains his view of the situation. Ashwood, Melipone, Mick and Hollis have been conspiring for months, maybe longer to lure them to Luna and blow them up. Now they are using Pat to transport them back in time. Why stop at 1939? Because that’s as far back as Pat’s powers extend.

Joe doesn’t believe him. In a complex dialogue Joe forces Runciter to admit that all the inertials were killed in the bomb explosion. They were quickly stored in cold-pacs. Pat herself was mortally wounded and is in a cold-pac. Runciter admits that he is sitting in the lobby of the Beloved Brethren Moratorium while Joe is in a cold-pac. Reluctantly, Runciter admits that the sense of atrophy and decline, things ageing and falling to pieces – they’re all common features of what all ‘half-lives’ experience, a mournful sense of decay.

And the regression in time? Initially Runciter tells him that is the work of Pat’s half-life mind taking them as far back as she can go. But, Joe asks, who is sometimes killing them, sometimes making it worse? Joe doesn’t believe it’s Hollis and his gang. It’s too arbitrary, too malicious for that. An almost childish delight in breaking and fixing, like a kids pulling wings off a fly. He nags Runciter into admitting that he, Runciter, doesn’t know what’s going on. He’s left all these useful messages and yet… he can’t actually save or improve the situation.

Runciter breaks off contact and the text cuts to him sitting in the lobby taking off the apparatus which lets you talk to the half-lives. And back to Joe in the fake 1939. There’s a knock at the door and one of the gang of inertias, Don Denny is there with an old-time doctor. Joe tells the doc he doesn’t need his help, but the doc inspects him anyway, while Joe tells Denny what he’s learned and what Runciter told him.

Denny tells him they’re all going to die. Even Pat. He just came from Pat expiring on the stairs. She seemed surprised. Yes, says Joe, she thinks she’s doing this, but she isn’t. She’s in the cold-pacs like all of them. Joe persuades Denny to use up what’s left of the Ubik spray, might do him some good. Denny sprays himself and when the nimbus of aerosol disappears, it isn’t Denny at all. there stands some gawky, misshapen teenage kids. He tells them his name is Jory, Jory Miller.

He is the gawky crude teenager who was in the cold-pac next to Runciter’s wife who invaded her thought patterns near the start of the book. Now he’s doing it to all of them.

There now follows an elaborate game as Jory gets rid of the doctor and explains that everything, everything he sees about him, was created by he, Jory. He eats the other half-lives, he consumes them, he has eaten all Joe’s colleagues. Joe attacks Jory but Jory sinks his teeth into his hand and tells him he is invulnerable. Joe turns and tries to escape out the hotel room, down the stairs, hails a cab in the street. Asks the cab to cruise around town and then out of town.

Joe knows that creating this world and keeping it stable costs Jory a lot of effort. He wants to make it hard. Cruising round they come across a pretty young woman. Joe kerb crawls her and says he’d like to take her to dinner. He is beginning to feel tired again, and cold, signs that the Ubik is wearing off. The young lady is kind and courteous and compassionate whenhe begins to fade and look rough. And then she announces that she is Ella Runciter, Ralph’s wife. She has been fighting a long war against Jory ever since he arrived in the moratorium.

She gives him a certificate for a lifetime supply of Ubik which he can get at any of two pharmacies in town. She says she is soon to be reborn (reborn? there’s a whole new angle) and wants him, Joe, to take over as Ralph’s sleeping partner, the person he comes to consult. They stop the cab. She gets out and bids adieu.

Hugely relieved, Joe gets the cab to drive to the first pharmacist. But almost as soon as he’s inside he realises the pharmacist is a version of Jory, who quietly gloats that he has ‘reverted’ all the Ubik in the store back to its 1930s version, pure snake oil, useless for healing. He hands him a jar of the useless stuff. Joe bends all his heart and soul and spirit on trying to force the thing to regenerate back to 1992, to be the proper Ubik, bending every nerve to make it so.

He fails. He gives up. He walks out the store. He is now feeling weak again. Oh no he’s going to have to go through the appalling weakness and cold he experienced back in the hotel when Pat was taunting him. He lies down on the bench at a bus shelter.

And a pretty woman bends over him and offers him a can of up to date, effective Ubik. She sprays it on him and she comes back to life. She is a representative of the manufacturer. She gives him a plausible sounding explanation of how it is a biochemical agent which retards the inevitable fading effects of being in a cold-pac on half life. ‘Hey, you want to go to dinner?’ he asks her. ‘Next time,’ she promises and fades away.

Ubik

Throughout the book every chapter has started with a spoof little advert text selling Ubik as a wonder product, a brand of beer or coffee, a type of brassiere which pushes up and shapes those boobs, Ubik hair conditioner, Ubik sleeping pills.

On one level these read to me like the kind of satirical spoof ads you get in late 1960s comedy movies, Woody Allen films and suchlike, the knockabout spirit of the original M*A*S*H movie (1970), taking the mickey out of grotesque American consumer culture.

But quite obviously, on another level, Ubik is portrayed as some kind of magic force all the way through the novel. The entirely biochemical explanation the young lady gives at the end is not quite enough to explain the imaginative force it has had in the text. So it comes as no surprise when the epigraph to the short final chapter reads.

I am Ubik. Before the universe was, I am. I made the suns. I made the worlds. I created the lives and the places they inhabit; I move them here, I put them there. They go as I say, they do as I tell them. I am the word and my name is never spoken, the name which no one knows. I am called Ubik, but that is not my name. I am. I shall always be. (p.223)

So is Ubik just a chemical compound created by Ella Runciter within the world of the cold-pacs (and it’s pretty hard to see how that would be physically possible seeing as their bodies are completely static)? Or is it meant to be some shape-shifting force which stands – within the half-life world – for God?

To be honest, by this stage of the novel, on the penultimate page, I was too exhausted by the continually shifting realities of the previous 221 pages to care. That kind of point blank interpretation seems to me to be dead and stultifying.

What makes the novel live is the extraordinary and apparently endless succession of surprises it pulls on you. It is the narrative dynamic which appeals and works. Stopping to think about the logic of the plot or the symbolism for very long tends, in my experience, to make the whole house of cards collapse.

Futures and pasts

Both Do Androids Dream of Electric Sheep? and Ubik are set in 1992, a giddy 24 years from when they were written. Dick predicted that by then we’d have hovercars, colonies on the moon and Mars, lasertubes, androids and telepaths.

In the real world 1992 was notable for the UK General Election which was won by John Major who went on to govern Britain for five years and is most remembered for setting up a traffic cones hotline.

Thus the difference between the dazzling techno-worlds of science fiction – and between Philip K. Dick’s deliriously proliferating alternative worlds – and the big grey underpants of reality.


Related links

Philip K. Dick reviews

  • The Man in the High Castle (1962) (1962) In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
  • Do Androids Dream of Electric Sheep? (1968) In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
  • Ubik (1969) In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’ but the novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon
  • Flow My Tears, The Policeman Said (1974)

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, leading the human giants to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

Do Androids Dream of Electric Sheep? by Philip K. Dick (1968)

In the irregular light the bounty hunter seemed a medium man, not impressive. Round face and hairless, smooth features; like a clerk in a bureaucratic office. (p.173)

This is the novel which director Ridley Scott made into the smash hit movie Blade Runner starring Harrison Ford at his charming, tough-guy best. The novel is a lot less glamorous, more puzzling and more worrying, than the movie.

Background

On the first page we learn that it is January 1992, as we meet Rick Deckard, android hunter and his bad-tempered wife, Iran. Within a few sentences they are discussing that central Dick topic, mental illness, depression and despair. It’s what his wife woke up feeling. Being a modern couple they have a Penfield Mood Organ on which they can dial any number of moods or feelings which the machine instantly stimulates the hypothalamus in their brains to make them experience.

Aha. What is ‘real’? What is ‘reality’? Another major Dick theme.

Oh, and a few years back there was a nuclear war which devastated large parts of the country. The chatty TV weather forecast includes predictions for the levels of today’s fallout.

After the war a radioactive dust covered the world. Nobody sees the sun any more. As many people as possible have migrated to colonies on the other planets of the solar system, Mars being particularly popular. Those who remain undergo regular DNA tests. Those whose DNA is acceptable remain ‘regulars’. But a steady number are diagnosed with radioactive mutations, and categorised as ‘specials’. Those who have undergone significant mental damage are nicknamed ‘chickenheads’ or ‘antheads’.

One such chickenhead is John Isidore, a mental defective who works for the Van Ness Animal Hospital owned by Hannibal Sloat, himself a man falling apart due to radiation poisoning.

Mood

So that gives you a flavour of the mood. Depressed. The entire novel labours under a black cloud of radioactive dust, with people dying or being mutated by radiation, with most animals (all birds) having been killed off, with everyone depressed at not being able to emigrate off-world or at the general plight, with people using drugs to alter their mood or escaping altogether via Mercerian fusion (more on this in a moment).

The plot

So as always Dick has created a very dense and thick texture of themes and subsidiary ideas within which to embed the big central idea.

This is that in the future, despite the war and dying off of most animals etc, humanity still retains advanced technologies and in particular has been refining better and better androids – artificial humans, with human minds, intelligence and reflexes.

Mostly these are used as slaves on the off-world colonies. But a small number rebel against their masters and jump ferries back to earth where they try to hide. As a matter of law and order, and also because they can behave unpredictably and violently, these escaped androids need to be tracked down.

Rick Deckard is an android bounty hunter. He tracks down rogue androids or ‘andys’, which have escaped from one of the off world colonies, usually killing their master in the process, in order to come to earth illegally. When he finds them, Deckard ‘retires’ them i.e. destroys them. He gets paid a grand per andy.

Deckard has barely finished dealing with his depressed wife before he gets a call from his boss, Harry Bryant. Eight andys have escaped from Mars and come to earth. Deckard’s fellow bounty hunter Dave Holden ‘retired’ two of them and was in the middle of interviewing a third when it shot him with a laser blaster. (Laser blasters are tubes you hold in your hand and do what they say on the tin, blasting a hole through a body or wall, and exploding people’s heads.)

Bryant hands him the task of finishing the job, getting the one that shot Holden plus the other five, six in all.

But there’s a problem, the sophistication of modern android brains. Just recently they’ve introduced the Nexus-6 electronic brain, the most complex and ‘human’ yet. It makes the job if identifying andys – and of distinguishing them from humans – almost impossibly difficult.

The only tool bounty hunters like Deckard have is the Voigt-Kampff test. This is designed to monitor the emotional reactions of those being tested. A patch is applied to the side of the testee’s face and wired up to the testing box, while a light is shone into the pupil of the eye. Then the interviewer asks a number of rather disturbing questions, a lot of them revolving around the plight of animals. Normal humans’ skin and eyes give immediate, unconscious responses to the questions. Androids have to think about them for a few milliseconds, and sometimes miss the emotional cue altogether. That’s what distinguishes humans from androids. At least up to now. Now some andys are giving borderline human responses. It’s getting difficult to tell them apart.

Deckard’s boss sends him up to Seattle, to the headquarters of the Rosen Corporation which invented the Nexus-6 brain. Here he meets the harassed owner, Eldon Rosen, and his striking 18-year-old niece, Rachael. They were meant to have lined up a mix of androids and humans for Deckard to test, as a test both of the Rosen androids, and of the test itself.

But Eldon insists that Deckard first of all test his niece. This leads to a prolonged scene in which Deckard at first comes to doubt the test because her reactions are all wrong – and then realises, with a shock, that the ‘niece’ is in fact an android. Eldon admits as much in front of her. (We are left to think through the emotional impact of thinking you are a human being and then being told, like this, that you are in fact a robot. With a limited life span. Later we’re told they last four years.)

Deckard flies back from Seattle in his hovercar, shaken and with serious doubts about the future of the Voigt-Kampff test. His boss calls him on the vidphone and tells him a Russian cop, Kadalyi, has flown in from the WPO (never spelled out but presumably some international police organisation).

Kadalyi arrives in a helitaxi and gets into Deckard’s hovercar, but they’ve barely begun talking before Deckard realises he’s an android, Max Polokov, the one who zapped Holden. Polokov pulls out his ‘laser tube’ to kill Deckard but, fortunately, Deckard’s hovercar is fitted with a device which emits a ‘sine wave’ which ‘phases out laser emanation and spreads the beam into ordinary light’ (p.74). Handy, eh? Deckard pulls out an old fashioned handgun and shoots Polokov’s head off.

Deckard phones his wife, who has relapsed into a prolonged and profound depression. He flies on to the San Francisco Opera House where Bryant has told him the next android, Luba Luft, is working as an opera singer.

Deckard loves classical music. He loves opera. When he walks into the auditorium a rehearsal is going on and he hears Luba Luft sing an aria from Mozart’s Magic Flute. She has a beautiful voice and he is genuinely moved. He goes to her dressing room and starts giving her the Voigt-Kampff test but she objects that it’s all about sex and calls a cop. Five minutes later this cop, Officer Crams, arrives and arrests Deckard.

There then follows a genuinely weird and disorientating passage, for the Crams tells him he’s a long-time officer from the new San Francisco police station downtown. Crams says he knows all the bounty hunters and has never heard of Deckard. Deckard says this is all wrong and tries to call Bryan, who seems to appear momentarily on the vidphone but then it goes dead. When Crams calls the same number he gets through to someone who says that isn’t police HQ and there’s no-one called Bryant there.

Crams takes Deckard in his police hover car to the new Hall of Justice which is on Mission Street, which is a genuine police station, full of bored front desk officers processing drunks and crooks, uniformed cops hanging round and everything. The reader shares in Deckard’s delirious hallucinatory panic, his fear that…. maybe Deckard is the android. Maybe the entire story we’ve read to date has involved fake memories, is a delusion programmed into him for some reason. Maybe there is no police HQ where he thinks it is, maybe there is no Inspector Harry Bryant, maybe his ‘wife’ is part of the delusory programming.

This sense of vertigo doesn’t let up. Deckard is taken into the presence of Inspector Garland who is told all about him pestering some opera singer with a cock and bull story about being an android bounty hunter. Into the office comes the station’s best android bounty hunter Phil Resch. Deckard has never heard of him. Resch has never heard of Deckard. Has he stumbled into a parallel universe?

Everyone in the room accuses everyone else of being an android, with both Resch and Garland suggesting that Deckard must be. Deckard holds out but part of him is thinking: Is he?

Anyway, Resch is dispatched to go and get the test these guys appear to use for detecting androids, the Boneli Reflex-Arc Test. While he’s out of the room, Garland confides in Deckard that Resch is an android, the poor sap. As Resch returns with the test equipment in his hand, Garland makes a move with his laser tube, at which Resch drops to the floor and shoots his head in half. Deckard had also dropped and now regards the scene with shock.

So is Resch a genuine bounty hunter who he’s never heard of operating out of an HQ he didn’t know existed? Or is Resch, like Garland, an android, but doesn’t realise it? While he’s worrying about it Resch says they’d better get out of the cop station – it’s infested with andys – and he pretends to put cuffs on Deckard and walks him briskly to the lifts, up to the roof, and into his hovercar.

They return to the opera house where they’re told Luba Luft has gone to the nearby museum. They go there and find her examining the pictures of Edvard Munch, standing in front of Puberty. They now jointly arrest her but she continues the bewildering confusion by accusing Resh of definitely being an android, and she should know. Resch defends himself to Luba and to Deckard, claiming that he has a squirrel, a pet squirrel, and cares for him, so he has empathic response, so surely that means he’s human, right? Right?

By this time Deckard, and the reader, really don’t know. What definitely happens is that as they accompany her to the lift Luba continues to deliberately wind Resch up into a frenzy with her accusations that he’s a robot till he pulls out his laser tube and fires. because she pulls away he only wounds her in the stomach, so Deckard immediately finishes her off. The lift arrives at the ground floor, to the horror of museum goers.

They report the killing to Bryant at headquarters and continue the bizarre conversation about whether Resch is or is not a damn android. Finally he agrees for Deckard to give him a test (p.111). To Deckard’s surprise Resch is human. Resch, for his part, is surprised that Deckard is so upset about killing Luba. Her voice was divine. What harm, was she doing anyone? For the first time Deckard doubts his vocation.

Resch gives Deckard some parting advice. He says he had trouble with Luft because he was attracted to her. Callously, Resch says, instead of retiring an andy and then being attracted to her, how about the other way round – have sex with her first, then retire her. Byee.

Deeply traumatised and shaking, the only way Deckard can calm down at the end of this pretty tough day is by going over to Animal Row, where the pet shops are, and after some (quite amusing) haggling, buying a fine black Nubian goat, making a down-payment and signing a contract for crippling ongoing monthly payments (at 6% interest!). Maybe it’s time to explain about the animals.

Rare animals

Since the nuclear war almost all animals have died out (it might occur to sensible readers to wonder how any form of food can be cultivated if all animals – including the ones vital for pollinating crops – have perished, but Dicks’ books are less novels than visions, and you don’t quibble about facts or details in a vision, you let yourself be transported).

So all the characters are obsessed with owning one of the few remaining examples of each species. Deckard is extremely jealous of his neighbour in their apartment block because he owns a horse. Deckard can only afford the very second best option of owning an electronic animal, in his case an android sheep, which he pathetically pretends is real. Almost every other character has, or longs for, just one animal to own.

Dick invents a whole culture built around the trading of live animals, and the lesser market in manufactured android ones. For example, many of the characters keep a copy of the standard handbook of live animals, Sidney’s Animal and Fowl Catalogue (with monthly updates), which gives exact market prices for each species.

This is why Deckard, feeling shattered and confused, decides to blow blows the bounty money he’s made by retiring three androids (Kopolov, Garland – who he’s claiming, and Luba Luft) on a live black Nubian goat.

When he gets home his wife is awestruck and hugs and kisses him for the only time in the book.

Hence the title of the book – Do Androids Dream of Electric Sheep? – is a little less fanciful than at first sight. There really is an electric sheep in the novel. And the title sort of implies that Deckard may be an android who owns an electric sheep. Maybe…

More plot

His wife is at first thrilled with the Nubian goat until Deckard sort of admits he didn’t buy it for her but to manage his mood, his depression (his panic, I’d have thought, after such a confusing day).

She persuades him to have a go on the empathy machine. Grasping the twin handles he is immediately transported to become one with old man Mercer, in his Biblical robe, endlessly struggling up the desert hillside. He senses all the other people who are fusing at that moment, but is caught on the head stone by one of the Enemy, and releases the handles, re-emerging into ‘reality’. Ah. I’m going to have to explain Mercerism.

Mercerism

Mercerism is a new religion which appears to have eclipsed all the traditional Western religions, which are never mentioned. Followers possess an empathy box. Whenever they need to, they grab the two handles of the empathy box and are immediately transported into the mind of Wilbur Mercer who is depicted as an old man, wearing Biblical robes, who is endlessly, endlessly struggling up a steep rocky hill in the desert, with unseen Opponents jeering and throwing rocks at him.

The follower is keenly aware that thousands, maybe hundreds of thousands, of other followers are experiencing the same things at the same moment. The followers’ minds are joined together and they each experience tremendous empathy with others, and relief from their own anxieties. This experience is called ‘fusion’.

The Mercer experience is repeatedly described but still remains mysterious, especially the way that the gruelling ascent is only the start of the much worse experiences Mercer has to undergo once he has reached the summit of the hill.

In a hard-to-understand sequence, when the chickenhead Isidore activates his empathy box we appear to see some of Mercer’s backstory, that he was a mutant found abandoned in a raft, was adopted, and proved to have awesome powers, capable of reversing time in order to raise the dead! This motif appears a couple of times but always in the context of mind-bending ‘fusion’ so it’s difficult to know how ‘real’ it is.

More plot

While he was experiencing fusion one of the opponents, the enemy, the killers, threw a rock at Deckard which hit him on the ear and drew blood. A peculiarity of the empathy box is that physical wounds incurred while doing it persist back into ‘real life’.

Deckard’s wife, Iran, puts a bandage to the cut ear to stop blood, then Bryant phones and says he wants the remaining three andys retired today, this evening. Dazed Deckard is reluctant, but finally agrees.

Deckard hasn’t been able to get Rachael out of his mind, the young android he had tested up in Seattle. In a throwaway remark to him, as she was walking him to his hovercar, she had said she might be able to help him track down the three remaining andys.

Deckard realises his faith in himself is shaken. He empathised with Luba Luft, and found Lesch repellent – just the opposite response than logic demanded.

He realises he needs Rachael to help him. He gets through and asks her. It’s late and she’s reluctant but eventually agrees to come and see him (it only takes an hour to fly by hovercar from Seattle to San Francisco – for most of the novel it’s easy to forget there’s been a nuclear war which has wiped out cities and animal life: the opposite – everyone seems to be using impressive futuristic gadgets as if benefiting from a highly advanced economy).

Deckard arranges to meet her in the St Francis, the last decent hotel in San Francisco (p.144). Rachael arrives wearing what appears to be a see-through top revealing her bra, skimpy shorts, and bearing booze, the hard-to-get-hold-of bourbon. They drink and they argue.

She is disgusted by the fact that she’s an android. She hates the other androids. She says one of them is identical to her, they’re no more people than identical bottletops coming off a production line. She assesses his chances against the three andys, tells him she’ll come and take out one of them, reducing his task to just two. She strips and gets into bed. He is struck by her weird shape, lean, without real breasts. He kisses her. She is cold. In the end she demands that he go to bed with her and he does. My God. This is just what Phil Resch predicted…

Later they get dressed and go to find the three remaining andys. A word needs to be said about J.S. Isidore.

The andys at the chickenhead’s apartment

This summary has so far concentrated on Deckard. But almost every other chapter cuts away to the activities of the chickenhead J.S. Isidore. There’s a minor plotline about an electronic cat he takes along to his boss at the Van Ness Animal Hospital. But the main thing is he discovers someone else living in the huge ruined apartment block where he lives in a rundown flat.

It’s a young woman named Pris Stratton. She’s living in some squalor. It takes a little while for the reader to realise this is one of the andys. During that interval there are a number of passages where we see her odd, detached android manner, though the eyes of Isidore who is himself mentally retarded. In other words, Dick makes fiction from the interaction of two deviant types of mind. Some of it is straightforward sci-fi thriller but some is weird.

That Pris is an andy is confirmed when two other andys turn up, Roy and Irmgard Baty. She short and dark, he wide, stock, eastern European looking. Isidore is persuaded to carry all their stuff up into his flat, which they’re going to use as a hideout. Vaguely he senses he’s being taken advantage of, but is mostly just happy that he’s got some new friends.

More plot

Deckard and Rachael are in his hovercar heading to Isidore’s apartment building.

(A logical flaw in the book is the way the androids are supposed to be in hiding, but Inspector Bryant simply phones Deckard up and tells him where they are. It’s just one example of the way the book isn’t really meant to be read logically or consistently. Plot logic is secondary to the puzzles about the nature of consciousness which it is designed to throw up.)

They have another big argument which takes a chilling turn when Rachael reveals that she has slept with a number of android bounty hunters and does it deliberately because after sleeping with her, they become incapable of killing other androids.

She only slept with Deckard in order to neutralise his professional instinct to kill andys. It turns out she knows Pris and Roy and Irmgard, she helped them from the start –  and provoked him into calling her, and then offered to help him and generally lured him into bed in order to destroy his andy-killing capacity.

Deckard is stunned. Cold. Goes numb. He had been flying the hovercar to the apartment building but now turns round and takes her back to the hotel. The argument takes a grim turn when she asks him to kill her, right there, right now, and he reaches out to do it and she says just one shot through the occipital bone, that would do it, if you’re going to do it, do it now. But suddenly he’s overcome with disgust at how easily androids just give up.

He kicks her out onto the hotel roof, then turns and flies to the apartment building where the remaining andys have been reported. On one level, what happens is straightforward. Isidore is at the main entrance to the building and tries feebly to put him off. Deckard ignores him and uses machinery to confirm their presence, goes slowly up the stairs to their floor. Pris tries to surprise him on the darkened stairs and he zaps her with his laser tube. Then he goes on to Isidore’s apartment, knocks and pretends to be the chickenhead. They tentatively open the door and he barges in, avoiding Roy Baty’s laser gun shots, and quickly killing both Roy and Irmgard.

What’s eerie, and would be unaccountable if this were a realistic novel, is that Deckard meets Mercer on the stairs. As he walked down a dark and derelict corridor, Mercer appeared out of the shadows, told him what he was doing was wrong but he had to do it anyway, and then warned him that the most dangerous one was coming up the stairs behind him. It was Pris. It is only because of Mercer’s warning that Deckard turns, ducks, fires and kills her before she can shoot him.

But Mercer, how can he be there, how did he get there, is it a vision, or has Deckard ‘fused’ enough to have visions of Mercer almost at will? Whatever the explanation, how does the phantom of Mercer know Pris is sneaking up on Deckard?

Buster Friendly

Especially as something equally unexpected happens just before the final shootout.

Throughout the book many of the characters are shown watching the no-stop, 24/7 TV show featuring your hilarious host Buster Friendly and his Friendly Friends, with his mad laughter track and inane chatter with the same cast of c-list celebrities.

Androids was published 15 years after Ray Bradbury’s Fahrenheit 451, another novel dominated by the horror of American commercial television (and, incidentally, in which the freewheeling protagonist feels he is having a transformative experience which can’t be understood by his conventional narrow-minded wife.)

Incongruously, against all the logic of the idea that Buster and Mercerism are twin foundations of this weird future society, Buster has been predicting he would make a big revelation on tonight’s show. And so he does. Just a few minutes before Deckard arrives, Buster reveals that the religion of Mercerism is a fake. That Mercer is just an out of work bit-part actor, he was hired years ago for a shoot in the desert where they dressed him up in Biblical clothing and generally shot all the scenes which followers of Mercerism ‘experience’, that even the desert isn’t real. If you close up on the so-called desert you can see it’s all a painted backdrop. They even have an interview with the actor, an alcoholic, who cheerfully admits it’s all a fake.

This comes as a shock to the chickenhead Isidore when he watches it with Roy and Irmgard and Pris, just before Deckard arrives. It comes as a surprise to me, since I have read how the experience of the empathy box is genuinely undergone by all the characters.

But it becomes plain incomprehensible that, if this man and his religion are a cheap fake, he nonetheless magically appears to Deckard in the apartment hallway and saves his life. How does that work?

Into the wastes

Deckard flies home to check on his wife but is so restless and upset at the day he’s had that he takes off again and blindly heads north, he doesn’t know why, he is at an extremity of fatigue, he flies up into the forbidden zone where there is nothing but dust and lifelessness.

He parks the hovercar and in a kind of trance stumbles up a hill and realises that… he is becoming Mercer. He is Mercer. To make the illusion complete someone, the enemy, the killers, throws a rock at him which draws blood on his cheek. But he is far gone in this transcendental religious illusion to look for the throwers… it is the intensity of the fusion with Mercer which is transforming him.

Just as suddenly he realises he has to get away, and blunders back down to the hill to the parked hovercar. He is sitting, head lolling, exhausted, half in and half out of the hovercar, when he notices movement on the ground. It is a toad! It is the first live animal he has ever seen in the wild! He carefully packs it in a box and flies back to San Francisco.

Here he carefully presents the toad to his wife who is as thrilled as he is. Unfortunately, in playing with its tummy, she discovers the clip which opens the flap to reveal the electric innards. It is a fake animal. Oh well.

Too tired to talk, Deckard lies on the bed and falls asleep. Will he dream of electric sheep?

Gizmos and consumer culture

When Deckard wants to enter one of the andys’ apartments he uses an ‘infinity key’ which fits every known lock in the universe.

Coming from reading four novels by Arthur C. Clarke whose writing is characterised by a careful attention to scientific and technical plausibility, Dick fits with the line of American sci-fi writers who, if they’re characters need one, just invent a gizmo to do it. Anti-gravity drives, space warps, anti-death drugs, hovercars, mood organs, infinity keys, “you wan’ it, we got it, baby”.

Dicks’ novels satirise the superficiality of American consumer culture, but the glibness of detail in his sci-fi novels comes right out of the same bubblegum, ‘do you want fries with that?’ mentality.

The Penfield Mood Organ

If you can afford one of these gadgets then you plug yourself in and the organ activates different parts of the cerebral cortex to create a wide range of moods. Each mood has a specific number. Numbers, and moods, which are mentioned, include:

  • 3 – motivation to dial a number
  • 382 – despair
  • 481 – awareness of the manifold possibilities open to me in the future
  • 594 – pleased acknowledgement of husband’s superior wisdom in all matters
  • 888 – desire to watch TV no matter what’s on

Every home should have one.

Credit

Do Androids Dream of Electric Sheep? by Philip K. Dick was published in 1968. All references are to the 2017 Orion paperback edition.


Related links

Philip K. Dick reviews

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles by Ray Bradbury – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – a 50-kilometre-long object of alien origin enters the solar system so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

The Man in the High Castle by Philip K. Dick (1962)

I am a mask, concealing the real. Behind me, hidden, actuality goes on, safe from prying eyes. (Mr Tagomi, p.227)

An alternative history

The Man in the High Castle is set in 1962 in an America which lost the Second World War. Through the everyday lives and worries of a bunch of characters in San Francisco, and a couple in Colorado, Dick slowly drip feeds to the reader the story of how this alternative history came about.

Most alternative history have a ‘point of divergence’, the point where the fictional alternative branches off from actual history. Here it is the attempt of Italian immigrant Giuseppe ‘Joe’ Zangara who, on 15 February 1933, to assassinate President Elect Franklin D. Roosevelt. In actual history Zangara got off five shots but missed the President; in Dick’s alternative version, Zangara shoots Roosevelt dead.

In ‘our’ history Roosevelt went on to mastermind the New Deal which helped pull America out of the Great Depression and ensured she was ready to wage war in Europe and the Pacific after the Japanese attacked Pearl Harbour in December 1941. America’s economic and military might were decisive in beating both the Nazis and the Japanese Empire.

In Dick’s alternative universe, no Roosevelt, no New Deal, America was unprepared for war and so a) the Japanese successfully destroyed the U.S. Navy at Pearl Harbour, going on to seize the Philippines, Australia, Hawaii, and then the West Coast of America, leading up to Capitulation Day in 1947.

Meanwhile, Dick’s alternative history of the war in Europe has the Nazis seizing Malta forcing Churchill to resign (p.70). His successors are all non-entities who fail to rally Britain while the Germans a) decisively conquer North Africa before b) turning east to defeat Russia, pushing the surviving Russians far back into Asia and then c) sending a fleet across the Atlantic which conquers the Eastern United States. Due to their slow start, the Americans never develop the atom bomb, the Germans get there first and nuke Washington DC. Now the Germans run a unified Europe under German rule, Festung Europa.

As the novel opens the Japanese are smoothly administering what is now known as the P.S.A. or Pacific States of America, main city San Francisco where most of the action is set. Their rule is mostly benign, if very hierarchical based on race, so that everyone has a ‘place’, above or below everyone else: Japs at the top, Caucasians next, Mediterranean Europeans next, blacks at the bottom.

They rule with relative freedom and civilisation compared to the Eastern Seaboard, where the Nazis have implemented their anti-Jewish policies, which they have also extended into Central and Southern America. The Military Governor of the Eastern states was for a while Erwin Rommel, the victor in North Africa. It was only when he was replaced in 1949 that the full implementation of the race laws and the concentration camps kicked in.

We learn that Hitler is now a disease-raddled recluse and has been succeeded as Führer by Martin Bormann, with much gossip about the other Nazi leaders, Goebbels, Göring and so on.

One character admires the Germans’ technical know-how, exemplified by the way they have sealed and drained the Mediterranean (!), giving them a vast new area to colonise. But several characters are less keen about their attempts to solve ‘the African Problem’, which appears to have consisted in exterminating the entire black population. A high level Japanese briefing states that the Germans’ genocidal policies in Eastern Europe, and Africa, have been an economic catastrophe.

There are some readers for whom just the outlines of alternative histories are thrilling, and I have to admit that I’m one of them. It’s fairly standard procedure, but I’m still a sucker for the way the facts which I’ve summarised above, emerge in the narrative only through hints and casual references in the dialogue or thoughts of the characters. This makes the glimpses and hints of what has happened in this alternative view of world history all the more tantalising and intriguing.

The plot

So that’s the dramatic and large-scale historical background against which Dick sets his handful of more or less humdrum characters, and shares their private worries and concerns.

Robert Childan runs American Artistic Handicrafts Inc, a successful business selling senior Japanese officials authentic Americana and antiques, from Mickey Mouse watches to handguns from the Wild West. He is trying to pull off a deal with a Mr Tagomi and goes with great trepidation to his office in the Nippon Times Building. Childan has completely assimilated the Japanese idea of ‘place’, the notion that everyone knows their place in hierarchical Japanese culture. So Childan is alert to keeping the black porters in their place, trying to gain favour and place by bowing and scraping to the Japanese and so on. This assimilation of Japanese values even extends to thinking in a highly fragmented, truncated, Japanese prose style.

An appointment was made for two o’clock. Have to shut store, he knew as he hung up the phone. No choice. Have to keep goodwill of such customers; business depends on them. (p.10)

Not only Childan’s but numerous other characters think and even speak in the same truncated style. It is a bit weird but gives a verbal coherence to the book which really distinguishes it and which I enjoyed.

He held the squiggle of silver. Reflection of the midday sun, like boxtop cereal trinket, sent-away acquired Jack Armstrong magnifying mirror. Or – he gazed down into it. Om, as Brahmins say. Shrunk spot in which all is captured. Both, at least in hint. The size, the shape. He continued to inspect dutifully. (p.219)

Frank Frink is a Jew whose tour of duty in the army got him out of the East, now controlled by the Nazis. He’s been working at a factory run by a Mr Wyndam-Matson but has just been fired for speaking out of turn. But a colleague, Ed McCarthy, suggests they go into business together, manufacturing fake ‘antique’ guns. They blackmail Wyndam-Matson, threatening to expose the fact that he is himself manufacturing fake antiquities as a side activity to his ostensible metal working factory, unless he gives them $2,000. He coughs up, and the pair set up a workshop in a ramshackle basement and start producing a new style, of contemporary jewelry designs, calling the company Edfrank Productions.

Wyndam-Matson has a mistress or girlfriend who irritates him, especially when she decides to tell him at length about the novel she’s reading, The Grasshopper Lies Heavy. It is an alternative history whose author, H. Abendsen, speculates about what might have happened if Roosevelt hadn’t been assassinated, but had brought America out of the Depression and pursued aggressive anti-Nazi policies, such that America and Britain had won the Second World War. Nonsense, Wyndam-Matson snorts.

Frank Frink’s ex-wife Juliana Frink left him some while ago, and now scrapes a living as a judo teacher in the Mountain Zone between the occupied West and East coasts. We are introduced to her as she handles two lippy lorry drivers at a truck stop café. She takes one, an Italian, home to bed. Next morning she discovers he fought for the Italian army during the war and Dick uses the Italian’s wartime experiences to gives us more alternative war history, specifically about the campaign in North Africa. They both agree about how fanatical the British became as it became clear the Allies were going to lose, and about the brutality of their use of phosphorus bombs and napalm once the Germans were advancing across England.

More to the point, this guy, Joe Cinnadella, is also reading The Grasshopper Lies Heavy, and at points in their day Juliana picks it up and reads sections which lead to further comments on whether the right side won the wear, and why. Juliana happens to know that the author of the book, Abendsen, lives in the Rocky Mountain states, somewhere in Colorado, in a heavily fortified encampment which he fancifully calls The High Castle.

The Mr Tagomi that Robert Childan is so anxious to suck up to and sell a good quality piece of Americana to, himself only wants to buy it in order to give it as a gift to, and impress, a visitor from Europe, Mr Baynes. We watch Baynes fly across the Atlantic in one of the new atomic-powered airliners, and wind up a German he gets into conversation with and who turns out to be an unrepentant anti-semitic Nazi.

As the plot proceeds we learn that Baynes is not Swedish, as he pretends to be. His name is Rudolf Wegener, he is a member of the German Abwehr, and he has been sent by a faction of the German Partei to make contact with a retired 80-year-old Japanese general, General Tedeki, former Imperial Chief of Staff, here in San Francisco. Lots of heavy hints are dropped but it’s only at page 190 of this 250-page novel that we find out why.

In the office of Mr Tagomi, Baynes/Wegener reveals to General Tedeki that the German Wehrmacht are planning to create an ‘incident’ in the neutral zone of America, which will lead German forces to intervene, and which will be carefully arranged to draw the Japanese in, escalating diplomatic tension and then – the Wehrmacht are planning a sudden nuclear attack on the Japanese Home Island which will wipe them out. This top secret plan is named Operation Dandelion.

Barely has Wegener handed over a cigarette case full of microfilms proving his assertions when Mr Tagomi’s secretary rings up to announce that a number of Nazi goons are in the lobby throwing their weight around and demanding to be let up to Tagomi’s office. They have come to arrest Wegener. He gave himself away when he made contact with an Abwehr agent in a department store, who was being watched by the Nazi Sicherheitsdienst or SS.

To grasp this plotline it helps to understand that right from the start the Nazi state was divided into mutually loathing sections or departments, which competed and jostled with each other. The Wehrmacht is the army, the Abwehr which Wegener works for is the intelligence service, and the SS is staffed by psychopaths and sadists.

  • Dick has extrapolated the historical tensions which we know about from the history books, on for another 17 years after the end of the war, an intellectually interesting exercise
  • and dramatised these tensions, so that
  • we are witness to the contrasting attitudes of different Nazi officials, often deeply distrustful of each other
  • and, a t a higher level, as it were, we frequently overhear Japanese and American characters expressing their contempt for the endless internecine feuding of the unstable Nazi regime

This is where Freiherr Hugo Reiss, the Reichs Consul in San Francisco, comes in. He cordially dislikes his opposite number in the SS, Kreuz vom Meere, an officious thug. It is vom Meere who is overseeing the trailing and entrapment of Wegener. When he asks for co-operation, Reiss is inclined to delay and obfuscate. Until, that is, he receives a direct personal call from the new Head of the Partei, Kanzler Josef Goebbels. Who orders him to give full co-operation to the SS in the case of Wegener. Jawohl, mein Führer. He puts the phone down, shaking, while vom Meere watches with a brutal smile on his face.

This is the background to the armed goons who come to Mr Tagomi’s office to arrest him. However, they hadn’t bargained with Japanese pride, and in particular with Mr Tagomi’s fondness for authentic American antiques. Now that strand of the plot, which had been introduced right back at the start in Robert Childan’s antiques emporium, comes into play. Mr Tagomi takes an authentic Wild West Colt .44 out of his desk and points it at the door, with the evident approval of General Tedeki. When the SS men smash the door open and saunter towards Wegener, Tagomi shoots them both down. There will be consequences, but this is Japanese territory, so what precisely they will be…

Meanwhile, the scenes with Juliana Frink and her Italian lover, Joe Cinnadella, move on in counterpoint to the San Francisco scenes. First he accidentally on purpose misses the truck he was meant to be part-driving, which leaves without him. Then he suggests they drive to the nearest city, Denver, so he can show his new girl a good time. It’s on the way, in the car (her car), while he’s driving, that Juliana insists on reading out long excerpts from The Grasshopper Lies Heavy, which leads to them discussing the national characteristics of the Italians, Germans, Russians, Americans and Japanese. In fact, suddenly and spontaneously she suggests that they drive on the hundred miles or so to the author’s supposed ‘castle’ redoubt up in the hills. Sure, says Joe, after we’ve had a good time in Denver.

But in Denver things turn bad. Joe has a haircut which reduces his hair to a close crop, and has it dyed blonde. He takes Juliana shopping but in a focused mechanical way. He makes sure she buys a low-cut blue dress and half-cup bra. They check into a swanky hotel and she is looking forward to a night on the town, when Joe brutally announces that they are going to dine early, then leave for the High Castle.

Finally, it dawns on Juliana that Joe is not Italian at all. He had been wearing a black hairpiece. He didn’t have a haircut, he simply removed the wig to reveal his blonde Aryan haircut. He is a German agent. He has been sent with a wad of cash to do whatever it takes to assassinate the author of the anti-German novel, The Grasshopper Lies Heavy. ‘So why do you need me?’ Juliana whines pitifully. Because this Abendsen guy has a fondness for sexy black-haired Mediterranean types. Like Juliana. Hence the low cut dress. They’ll get invited in. Abendsen will be attracted to Juliana, while Joe does his dirty work.

Back in San Francisco, someone has reported that Frank is a Jew. He’s having a smoke on the sidewalk outside their workshop when white cops arrest him, take him downtown, confirm that he’s a Jew, and tell him he’s going to be shipped out to the Nazi East Coast.

Probably the biggest event – the one which unifies all the characters in speculating about it – is the death of Martin Bormann, the current Führer. Characters speculate on who will succeed him, with Mr Tagomi’s superiors holding an interesting briefing at which an official runs through the possible successors – including Goring, Heydrich, Goebbels and so on- giving fictitious biographies for what they’ve been doing since the war ended in 1947. For those of us who like actual history, alternative histories like this are always interesting because of the way they shed fresh light and different perspectives on what actually happened.

So:

  • will Wegener and Tedeki escape alive from Mr Tagomi’s office?
  • will Tedeki manage to get the message about Operation Dandelion back to his superiors in time for them to approach the relevant sections of the German state in order to get Operation Dandelion called off?
  • will Frank Frink be deported back to the east Coast and gassed by the Nazis?
  • and will Juliana and Joe find the High Castle of this Abendsen guy, manage to get admission, and murder him?

Madness

In fact, what happens is several of the characters have nervous breakdowns. In response to being told she is being so comprehensively used as cover in an assassination attempt Juliana has a florid breakdown, asking for pills, delirious, getting into the shower fully dressed, stabbing Joe in the neck with a razor blade and wandering down the hotel corridor stark naked, until hustled back to her room by a maid.

Similarly, Mr Tagomi, the day after the unpleasantness in his office, wanders the streets of San Francisco in a daze, fetching up at Robert Childan’s emporium, who rather forcefully sells him one of the new piece of jewelry, which Tagomi takes to a park bench and tries to get to reveal its secrets, shaking it, threatening it, shouting at it, begging it to open the door of the meaning of life.

All the way through the book Robert Childan is on the edge of sweaty-palmed panic. And he only needs to be reminded that he’s a Jew for Frank Frink to fall into a funk of fear, justifiably so, as it turns out.

This is the ground bass of Dick’s fiction. Characters live with gnawing anxiety which sooner or later blooms into goes madness, nervous breakdown, hallucinations. His texts deal you plots and characters but, like an alcoholic sizing up every room for its stash of booze, is constantly manoeuvring the reader to a place where he can let rip with pages of delirious, drug-fuelled, nervous breakdown prose, delirium, bewilderment, hallucinations, confusion, hysteria.

I wish I understood, he said to himself as he moved along the busy evening sidewalk, by the neon signs, the blaring bar doorways of Grant Avenue. I want to comprehend. I have to. But he knew he never would. Just be glad, he thought. And keep moving. (p.232)

Ideas and issues

All the characters are considerably more self-aware, given to long intense internal monologues or to lengthy thoughtful conversations, than most people I’ve met in my life. Much of their thoughts and dialogue is devoted to ideas. They are all much more interested in history than most people I’ve ever met, which is fortunate for it allows Dick, through their conversations, to pass along all kinds of backstory information about the course of events of the previous 15 years or so.

It is a very self-aware book. Dick makes it clear to us he knows what he’s doing, and his lead characters are also painfully self-aware at almost all moments.

Is alternative history a type of science fiction?

Being the very self-aware novelist that he is, Dick has two of his characters debate this very question. When he is invited to dinner with Paul and Betty Kasouras, the trio end up discussing The Grasshopper Lies Heavy (in the clipped verbless style which dominates so much of the text):

‘Not a mystery,’ Paul said. ‘On contrary, interesting form of fiction possible within the genre of science fiction.’
‘Oh no,’ Betty disagreed. ‘No science in it. Not set in future. Science fiction deals with future., in particular future where science has advanced over now. Book fits neither premise.’
‘But,’ said Paul, ‘it deals with alternate present. Many well-known science fiction novels of that sort.’ (p.109)

There’s plenty of alternative history fiction in the world.

Whether some, all, or any of it qualifies as science fiction is a topic for a different essay.

Alternative histories within the story

Given that the main story is set in an alternative universe, and that half the characters in it are reading a book which gives a further alternative history, the novel thus contains or navigates no fewer than three realities:

  1. ‘real’ history – the one we’re living through
  2. the alternative history of the novel
  3. the alternative alternative history described at some length by H. Abendsen

These three realities curl and intertwine throughout the text, a little like a piece of classical music, with its main theme, secondary theme, and variations on both, reappearing throughout like silver threads. Or, alternatively, like the person standing between two parallel mirrors who sees their reflections stretching into infinity in both directions.

Secrets and lies are a central theme. Or truth and falsehood. Or reality and fantasy. At one point Baynes / Wegener reflects:

Perhaps if you know you are insane then you are not insane. or you are becoming sane, finally. Waking up. I suppose only a few are aware of all this. Isolated persons here and there. but the broad masses… what do they think? All these hundreds of thousands in this city. Do they imagine that they live in a sane world? Or do they guess, glimpse, the truth? (p.45)

Which sums up the broad streak of paranoia which runs throughout Dick’s work – that’s if you take his work very seriously. Or, if you are a tad more critical of his troubled worldview – this kind of thing (‘Look at me, see how I suffer, see how special I am!’) could be interpreted as the adolescent sense that I know this is all fake, but what of all the other poor ‘normals’? Immature.

Similarly, Dick and his characters are well aware of the power of fiction to lie and distort. Since almost every character seems to be reading H. Abendsen’s book, quite a few have extended dialogues or thought monologues about the uncanny power of fiction to create its own realities. These could be quoted to form the basis of a disquisition about fiction and fictions but… don’t we already know that? Isn’t that why people buy airport novels, so they can be completely transported on long haul flights or lying by the pool?

If you were an earnest literary type you could work this insight up into a profound discussion of the nature of fiction. Except it is a nature that pretty much everyone who’s ever read a novel is well aware of.

Childan and Kasoura, America and Japan

A prolonged thread is Childan’s on-again, off-again business relationship with a potential pair of Japanese clients, high-place Mr and Mrs Kasoura. He offers them a high value gift,in response to which they invite him to dinner, a scene which is a prolonged tour de force, describing with minute subtlety the wavering atmosphere and tone of the inscrutable orientals, as Childan desperately tries to be polite and submissive. His problems reach a kind of climax when he presents Mr Kasoura with an example of Edfrank’s new, modern, contemporary jewelry.

(In a painful earlier scene we had watched Frank Frink’s shambling, lanky partner, Ed, try to sell some of their new jewelry to Childan, and Childan’s deliberate humiliation of the salesman: here, as in every other aspect of his life, Childan is keen to maintain his place.)

In this ten-page scene (pp.168-179) Childan goes to visit Mr Kasoura at his office, to ask how his wife liked the new contemporary piece he had given him. Kasoura brings the piece from his deskdrawer and reveals that he never passed it on to his wife. He showed it tovarious colleagues who alllaughed at it for being a shapeless blob of metal. Childan feels justifiably humiliated. But then, Kasoura continues, he found himself becoming beguiled by it, attracted to its very formlessness and lack of design. After pondering why, he has come to the conclusion that is contains wu. At which Childan racks his brains to try and remember what the hell wu is. Is it even a Japanese quality or something else they’ve ripped off from the Chinese?

But, Kasoura continues, when he tried to explain this quality to his superiors, they still dismissed it but came up with a suggestion. The general population of South America is still mostly peasant, and they like good luck charms. One of Kasoura’s superiors has contacts with a man who manufactures and ships trinkets to South America by the tens of thousands. This piece might be a model for a new line of good luck charms and trinkets?

Dick is very careful to have Kasoura explain all this as if he himself is aloof and above mere business considerations. Childan, struggling to keep an absolute straight face throughout, suddenly realises he is being humiliated. Doubly humiliated. Not only did Kasoura start the conversation by saying the piece was junk. But then, having withdrawn that a little with the introduction of the concept of wu, has travelled all the way round to a new level of humilation, this time suggesting that not only is the piece junk, but that it would be appropriate for Childan to take part in an enterprise to mass produce and sell junk.

Childan is flooded with mortification and humiliation and begins to make his departure, promising to take up the contact Mr Kasoura has suggested. Does he read contempt in Kasoura’s eyes? Or professional satisfaction? Or lofty disdain for the whole business?

Suddenly his soul revolts at the endless kow-towing and abasement he has to go through and Childan decides to stand up for his country, its artists and manufactures. Abruptly he changes stance and demands an apology from Mr Kasoura. There is a very long silence as both men stand stock still. Then, very slowly, Mr Kasoura apologises. They shake hands. What expression is in his eyes? Even now, Childan doesn’t know. He leaves Kasoura’s office with a shattering sense that he has no idea what just happened. Did he just throw away the business opportunity of his life? Or did he just proudly stand up for American craftsmanship? Was he tricked into making a foolish decision? Or has he just shown a Jap what spine and character mean? Does Mr Kasoura now respect him? Or despise him even more?

I thought this was a really brilliantly calibrated scene, and more than some of the more obviously thriller-ish moments, really drove home Dick’s central theme of anxiety and disorientation.

The I Ching

Several characters – Frank Frink and Mr Tagomi and Juliana – use the I Ching methodology to make decisions, and Dick explains it at some length – the sorting of the forty-nine yarrow sticks whose shape or number indicates a hexagram, which then has to be looked up in The Book of Changes, which then gives a very oblique analysis of your current situation, and obscure advice on what to do next.

I found this whole theme of the book pretty boring, except insofar as it dramatised the intense anxiety of several of the key characters (Childan, Tagomi). They might as well have been examining the innards of chickens or reading patterns in tea leaves or consulting the stars.

Obviously its inclusion adds to the Japanese and generally oriental flavour of much of the prose and subject matter. More interesting, for me, was the several conversations the antique salesman Robert Childan has with Japanese customers. In these Dick very effectively dramatises the vast gap between Anglo-Saxon common sense and the ultra-fastidious and refined tastes and manners of the Japanese.

Finally, Juliana arrives at the Abendsen house which she finds is a perfectly normal suburban stucco-fronted place, with a little drinks party going on. She confronts Abendsen and in particular accuses him of using the I Ching throughout. Eventually he confesses that at every point, the choice of subject matter, characters, plots and development he consulted the oracle extensively.

Juliana then insists on asking for Abendsen’s I Ching equipment and asks the oracle whether The Grasshopper Lies Heavy is true. The oracle says it is.

think what this means is Juliana, Abendsen and his wife all realise that the oracle is communicating to them from an alternative universe, from our universe – and that it has told them what really happened. In other words, the characters know that they are in an alternative, and secondary universe.

What’s odd, in the book, is how calmly everyone takes this, this interpenetration of realities. Juliana walks back to her car and the Abendsens get on with their drinks party, so calmly that I wondered if I’d completely misunderstood the ending.


Related links

Philip K. Dick reviews

Other fictional alternative histories

  • The Alteration by Kingsley Amis (1976) – a brilliantly imagined alternative reality in which the Reformation never happened and England is part of the ongoing Catholic Hegemony over all Europe
  • SSGB by Len Deighton (1978) – the Germans conquered England in 1940 and now, amid the ruins of London, Scotland Yard detective Douglas Archer tries to solve a murder which leads him to a massive conspiracy
  • Russian Hide and Seek by Kingsley Amis (1980) – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed
  • Fatherland by Robert Harris (1992) – it is 1964, Nazi Germany won the Second World War, and in Berlin detective Xavier March investigates a murder which leads him to uncover the horrific fact at the heart of the German Empire

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, leading the human giants to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

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