Crossroads of Freedom: Antietam, the battle the changed the course of the American Civil War by James M. McPherson (2002)

The 160 pages or so of this tidy little book are like a pendant to ‘Battle Cry of Freedom’, McPherson’s vast 860-page history of the Civil War Era, which I have reviewed at length.

Crossroads of Freedom is part of a series called Pivotal Moments in American History. In his introduction McPherson says that, as you might expect, there were numerous important moments in the American Civil War, before going on to explain why he thinks the Battle of Antietam on September 17, 1862 justifies his focus.

Why Antietam?

Closest the South ever came to victory

In a nutshell it’s because Antietam was the closest the South came to taking Washington DC, an event which would have not just demoralised the North and possibly fatally weakened its army. Far more importantly, it would have a decisive step toward achieving the South’s primary war aim which was Recognition by the International Community. The French followed Britain’s lead and Britain hesitated to recognise the South as a separate nation until it proved itself economically viable and secure. Seizing the opponent’s capital city would have been the most dramatic proof possible that the Confederacy was indeed a nation in its own right. And Antietam was the closest they came. And they failed.

Robert E. Lee’s army of Northern Virginia lost about a quarter of its number and he decided to abandon the attempt to take the capital and withdrew back into Virginia. The South’s defeat at Antietam not only weakened them militarily, but also psychologically. Despite two and a half more years of war and many more victories on their own soil, they would never again come so close to striking one decisive blow.

The war for freedom

A year earlier President Lincoln had begun seriously considering declaring that one of the North’s war aims was to liberate the South’s slaves and abolish slavery as an institution, but had decided not to do so so as not to jeopardise the uneasy allies in the Northern Camp such as some factions in the so-called borderline states (for example Missouri and Kentucky) and the entire Democrat Party (Lincoln and the American government when the war broke out, were Republican).

Republican President Abraham Lincoln

The crushing defeat of the South’s forces at Antietam emboldened Lincoln to go ahead and make his declaration, on 1 January 1863, converting the war from one which merely wished to reincorporate the rebel states back into the Union to an all-out attempt to crush the South, to abolish the central element of its economic system, to abolish slavery and completely remould the South on the model of the free market, capitalist North.

Casualties

In fact the most consistent argument McPherson uses is the appalling casualties of the battle. A staggering 23,100 men were wounded, killed or missing in action during the battle. In a move which made sense in 2002 when the book was published, but itself looks like a historical curio, McPherson opens his text by comparing the estimated 6,000 deaths at Antietam (September 17 1862) to the (then) recent atrocity of September 11 2001, when 2,997 died; and goes on to point out that the number of casualties at Antietam was four times greater than American casualties on the Normandy beaches on D-Day Jun 6 1944, more than the war casualties of every other war the US fought in the nineteenth century put together (the War of 1812, the Mexico-America War, the Spanish-American War and all the Indian wars). It was ‘the bloodiest day’ in American history.

‘No tongue can tell, no mind can conceive, no pen portray the horrible sights I witnessed.’ (Pennsylvania soldier in his diary, quoted on page 129)

So those are the reasons McPherson adduces for choosing the Battle of Antietam as his ‘Pivotal Moment in American History.’

What is Antietam?

Antietam is a small river which runs south through Maryland into the River Potomac near the hamlet of Sharpsburg. The battle took place across the river in the sense that some of the largest casualties occurred when Union troops attempted to cross narrow bridges or ford the 30 metre-wide river. The North refer to it as the Battle of Antietam, the South the Battle of Sharpsburg.

It is pronounced Ant-eat-em, or, in American, Ant-eed-em.

Key learnings

Secession not civil war

In a sense it wasn’t a civil war. A civil war breaks out all over a country, for example in Britain in the 1640s where the Roundheads sought to overthrow Charles I’s rule over the nation. So that was a struggle between competing factions for control of one nation.

The American ‘civil war’ was more a secession. The 11 southern slave states seceded or withdrew from the nation called the United States and declared themselves a new country, with a new capital at Richmond Virginia, a new flag, and a new president, Jefferson Davis.

Confederate President Jefferson Davis

It was more comparable to events in other post-colonial countries where a province wanted to secede but the central government fought a war to hang onto and control the seceding territory, for example Biafra in Nigeria or Eritrea seeking independence from Ethiopia, the struggle of South Sudan to become independent of North Sudan, and so on.

This meant that, militarily, the North had to conquer the South in order to force it back into the country called the United States – which in practical terms meant seizing the Southern capital, Richmond, ideally along with its government – whereas all the South had to do was maintain its territorial integrity i.e. sit back and repel the North’s attacks.

As with many secessions the impartial observer is tempted to ask, Why not? Why shouldn’t Biafra seceded from Nigeria, Eritrea from Ethiopia or the Confederate states from the Union?

President Abraham Lincoln thought he had been elected president of all of America and it was his duty to maintain the nation’s integrity. He thought the South must be compelled to return back into a state they wished to leave. It’s very tempting to ask, Why?

Expansion West – would the new states be slave or free states?

One reason may have been that the US was a very unfinished nation, with most of the Western half of the continent far from settled, with much of it divided into territories which had yet to attain the legal status of ‘states’. At the time of the war the US consisted of 34 states i.e. 16 of today’s 50 states did not yet legally exist.

Therefore it wasn’t an act of secession taking place within a fixed and defined territory. Above all, the chief cause of the war was whether the new states being defined to the West – states such as Kansas, New Mexico, Arizona and so on – would be slave states of free states.

The American Civil War was a war fought against the expansion of slavery into the territories acquired after the Mexican-American War. It was not about the moral rectitude of Lincoln or the North. Although he personally found slavery abhorrent, he believed in the innate superiority of the white race. His paramount goal was not the freedom of over four million black slaves but to save the Union at all costs. He once said:

‘My paramount object in this struggle is to save the Union, and it is not either to save or destroy slavery. If I could save the Union without freeing any slave I would do it; and if I could save it by freeing all the slaves, I would do it; and if I could save it by freeing some and leaving others alone, I would do that. What I do about slavery and the colored race I do because I believe it helps to save the Union, and whatever I forbear, I forbear because I do not believe it would help to save the Union.’

(quoted on Richard Lawson Singley’s blog)

So it was not only a struggle to define what the country called the United States would consist of in the 1860s, but the result would determine whether the just-about-to-be-created states would belong to the existing union or join the Confederacy. In one sense the North and the South were fighting over who would own the West.

By ‘own’ I mean which social and economic model the Western states would adopt, slavery or non-slavery. Both sides were determined that the about-to-be-created states should adopt their social and economic system. You can see why this was a really fundamental problem which was almost impossible to decide by political means.

How the expansion of slave states would permanently alter the political balance in the US

Moreover it had a direct impact on the nature of the politics of the USA. Each American state sent two senators to the Senate, regardless of population. Therefore, there was a naked power struggle whenever a new state was admitted to the Union as to whether its two senators would be pro or anti slavery, the decision of each state threatening to upset the very finely tuned balance of power between slave and anti-slave states in Congress.

American politicians managed to defer the multiple aspects of the issue from the 1830s through the 1850s but as the nation expanded westwards it became ever-more pressing, until the series of expedients and compromises were finally exhausted by the start of 1860 and the election of President Lincoln brought the issue to a head.

International recognition

Because it was more of an act of secession than of civil war explains why the issue of international recognition was so important. At that time the ‘international community’ more or less amounted to Britain, led by the wily 70-something Lord Palmerston, and France, led by the buffoonish Emperor Napoleon III. McPherson brings out how vital it was for the South to demonstrate to Britain in particular that she was a viable independent nation. To do that she had to repel Northern attacks and, ideally, win victories herself.

McPherson describes in some detail the diplomatic manoeuvring in London where both North and South had ambassadors working at every level of the British government to sway it to its side (Charles Adams for the North, James Mason for the South).

James Murray Mason, one-time senator for Virginia and Confederate emissary to London (he wasn’t officially recognised as ambassador) where he tirelessly lobbied for British recognition of the Confederacy

By and large the British establishment, the aristocracy and the better off middle classes, supported the South. This was not out of love for slavery, for most Britons had long been against slavery, having fought a long campaign for the abolition of the slave trade at the turn of the nineteenth century and then the abolition of the legal status of ‘slave’ throughout the British Empire in 1833. Britons and prided themselves that the Royal Navy patrolled the world’s oceans to combat slavery.

No, on the whole Britain’s ruling classes favoured the South for three reasons:

  1. fear of North America’s growing industrial and economic power, combined with dislike of the North America’s crude, no-holds-barred industrial capitalism
  2. a preference for a romanticised view of the more ‘leisurely’, agricultural society of the South, which airbrushed out the slaves sweating in the fields, or chose to believe Southerners’ preposterous claims that the slaves benefited from their enslavement. (The many, many statements by Southern politicians explaining why the slaves loved their slavery or benefited from it, have to be read to be believed.)

The third reason was cruder. The core of Britain’s industrial revolution had been breakthroughs in powering and managing the textile trade and this relied entirely on cotton imported from the American South. It was in Britain’s clear economic interest to support the South. Hence McPherson is able to quote liberally from The Times newspaper which wrote numerous editorials sympathising with the Confederate cause.

But ultimately, the great prize the Confederacy sought, recognition by Britain, boiled down to the decision of one man, savvy old Lord Palmerston, and McPherson quotes conversations between the man himself and advisers or members of his cabinet or ambassadors for either side in the war, in which the canny Lord delays and prevaricates and insists he just needs to see a bit more proof that the South is a viable, standalone state.

In the autumn of 1862 his own Chancellor of the Exchequer, William Gladstone, started a cabinet debate on whether Britain should intervene. Like many in the British ruling class, Gladstone favoured the Confederacy (in fact his family wealth depended on slavery in the West Indies). The strongest argument for British intervention was humanitarian, to try to bring to an end the increasingly horrifying levels of bloodshed.

This was something the Confederates devoutly wished for, since it would place them on the same legal status as the North and amount to international recognition of their independent statehood.

But while personally sympathetic to the South, Palmerston killed Gladstone’s suggestion and maintained his temporising position right till the end of the war in April 1865, dying a few months later in October 1865, having maintained Britain’s good relations with the state that ended up winning, Lincoln’s North.

Types of freedom

In the introduction and in passages throughout the book McPherson explores the idea that the war was about different definitions of ‘freedom’.

The South was not totally incorrect in describing the North’s approach as a kind of tyranny i.e. trying to keep the 11 Confederate states inside a country they had all elected to leave. On this view the Confederacy was fighting for the principle of the states’ freedoms to choose their own laws and social systems according to the wishes of the local people and in defiance of central, federal power. Hence you read no end of rhetoric in southern newspapers and southern speeches about their aim to be free of despotism, escape the heel of tyranny, achieve deliverance and so on.

This view underplayed two factors:

One was the issue defined above, that the war wasn’t just about the present, but about the future, because whoever controlled the Western states was set to, ultimately, emerge as the larger and more powerful player in the divided continent. I.e. it wasn’t pure tyranny on the North’s part. In a roundabout way it was about the long-term survival of the North’s view of what the 1777 revolution had been about.

The second is the one you hear more about in these woke times, which is the breath-taking hypocrisy of Southern politicians, writers, soldiers making fancy speeches about ‘freedom’ while basing their entire economy and society on the forced labour of some 4 million slaves.

McPherson lists some of the twisted logic this led Southern politicians and commentators into:

  • some denied that there was anything wrong with slavery, declaring that Africans were happier being mentored and tutored by their superiors
  • some declared slavery as old as the Bible and justified by God
  • others bluntly said the slaves were not fully human and so couldn’t enjoy rights and freedoms reserved for whites

Any way you cook it, Southerners tended to downplay slavery, preferring to emphasise the ‘nobility’ of their fight for independence and play up the same kind of ‘freedom from tyranny’ which their great grandfathers had fought the British to achieve.

By contrast Northerners had at least two definitions of freedom. One was the obvious one of anti-slavery which associated the South as a culture of slavery and oppression. The other was a more complicated notion around the idea that no democratic nation can afford to be held hostage by the extreme views of a minority, in this instance the insistence on slavery of 11 states continually bogging down the political process of the other 23 states. It was freedom for the elected government to enact the policies it was elected for, without the endless filibustering and obstructing of the South.

Around page 100 I came across a variation on this idea, which is the notion that the government of a country cannot be held hostage by the continual threat that any region of the country which doesn’t like this or that policy will simply secede and walk away. Two things.

  1. This obviously threatens the very notion of the integrity and identity of a country (cf modern Spain’s refusal to countenance the independence of Catalonia, which would be fine for Catalans but seriously weaken Spain as a country).
  2. With each of these potential splits a nation becomes smaller, weaker and more unstable.

I was struck by the editorial in the New York Herald which pointed out that if the North gave in to secession, where would it end? The entire nation might fragment into a pack of jostling states which would fall prey to instability, rivalry, wars and weak government like the nations of South America. If the North lost Maryland (which Robert E. Lee’s army invaded in September 1862), he thought the North might:

be broken up…not into two confederacies, but into ten or twenty petty republics of the South American school, electing each a dictator every year at the point of the bayonet and all incessantly fighting each other.’ (quoted on page 102)

So that’s why the book is titled ‘Crossroads of Freedom’ – because, seen from one angle, the entire war was fought to decide whose definition of ‘freedom’ would triumph. And McPherson designates the Battle of Antietam ‘the crossroads of freedom’ because it was, in his opinion, the decisive moment in the war, the crossroads at which men died in huge numbers to contest these definitions of ‘freedom’ and out of which a massive new definition of freedom, the emancipation of all the slaves, emerged.

Emancipation of the slaves

A casual acquaintanceship with the history of the American Civil War and Abraham Lincoln leads many to think that war was fought about the issue of slavery and led directly to the emancipation of the slaves.

Slave owners disciplining their belongings

A closer reading of events teaches you that Lincoln resisted making emancipation the central issue for several years. This is because of the time-honoured, central nature of democratic politics in a large state, which is that to form a government which can pass laws and get things done you always have to form coalitions of interest. And so Lincoln was reluctant to make emancipation the central issue because:

  • he knew it would alienate many Democrats even in the North (Lincoln was a Republican)
  • it would alienate slave owners in the all-important borderline states between the Union and the Confederacy
  • it would spur the Confederacy to fight harder

One of the things that emerges most clearly from McPherson’s account is how it was a series of Confederate victories in the summer of 1862, with much loss of life on the Northern side that finally made Lincoln decide he had to ‘take off the gloves’ and go all out to win the war by any means possible. In this regard the declaration that the North would emancipate the slaves, while it contained a humanitarian motive, was also motivated by Realpolitik. It:

  1. acknowledged the reality on the ground where more and more Afro-Americans were fleeing their bondage to the nearest Northern armies where they were happy to volunteer to work as cooks and ancillary staff or be drafted into a fighting regiment
  2. put clear blue water between the two sides and their war aims
  3. unequivocally seized the international moral high ground

It marked a Rubicon. Previously Lincoln, many in his cabinet, many soldiers and civilians had hoped there could be some kind of reconciliation. The initial declaration was announced on 22 September, 1862, just five days after the battle of Antietam, and gave the South 100 days to return to the Union or lose all its slaves. The South rejected the offer and so Lincoln made the second and definitive declaration on 1 January 1863. Now it would be a war to the death, a war of conquest and domination.

Details

War aims

War aims always escalate. Abraham Lincoln reluctantly engaged in the war with the relatively narrow aims of securing US government property and ensuring its excise taxes were collected. That is why the commencement of the war with the Confederates attacking Fort Sumter near Charleston, South Carolina by the South Carolina militia was so symbolic. Fort Sumter was held by forces loyal to the North but was clearly on Southern soil. The questions of who should control it, whether the Union garrison should abandon it and ship north or hold onto it as a legitimate property of the US government went right to the heart of the issue of whether a new government (the Confederacy) existed and what rights it had.

Anyway, back to the escalation theme: For the first 2 years Lincoln repeatedly promised that if the South returned to the fold, all would be forgiven and nothing would be changed. McPherson’s account covers the period during which the Republican government realised that it couldn’t win this conflict by cajoling and coaxing, that it had to ‘take off the kid gloves’ (a phrase McPherson tells us quickly became an over-used cliché) and fight the Confederacy with every tool at his command.

It’s in this context that must be understood the proclamation of the emancipation of the slaves on 1 January 1863. It marked a seismic shift in the North’s war aims from merely reincorporating the South ‘as before’, leaving it its own institutions and laws, and a new, thorough-going determination to destroy the central pillar of the Southern economy, slave labour, and remould the South in the North’s image.

‘Contraband’

As soon as war broke out slaves began running away from their Southern masters, fleeing to the nearest Northern centre or garrison. Northern generals in some regions let them stay, others insisted on returning them to their Southern masters. On 23 May 1861 an event took place which slowly acquired symbolic and then legal significance. Major General Benjamin Butler, commanding Union forces at Fort Monroe, Virginia, refused to return three runaway slaves who had arrived at the fort. Butler argued that, since their former owner was in revolt against the United States, his slaves could be considered ‘contraband of war’ and so were not subject to return.

General Butler refuses to return three slaves who have escaped to Fort Monroe in what came to be seen by both sides as a symbolic moment

Butler’s opinion on this issue eventually became Union policy. Two Confiscation Acts were passed by Congress in 1861 and 1862 by which all slaves used by the Confederate military for transportation or construction work could be freed if captured by Union forces. As these populations increased they were put to work behind the lines, working as labourers, teamsters (‘a person who drives teams of draft animals’), servants, laundresses, or skilled craftsmen, as well as serving as scouts, spies, soldiers or sailors. Some were recruited into all-black military units.

This explains why term ‘contraband’ came into widespread use to describe escaped slaves at the time but I admit I was surprised that it seems to be widely used by modern historians including McPherson. In these sensitive times I’m surprised that it hasn’t been replaced by a less derogatory and objectifying term such as ‘runaway slaves’.

Race war

Threaded throughout the book is the contemporary concern among Americans of both sides and even foreign commentators, that liberating the South’s slaves would lead to a Race War. Many sensible people thought the civil war would be followed by a much bigger struggle of white against black which would engulf the whole continent. Although this seems mad to us, now, we must understand that it was a real concern at the time and added to the reluctance of even very intelligent people to support unqualified emancipation.

‘“Abe Lincoln’s Last Card’, a cartoon in the British magazine, Punch, showing a ragged and possibly devilish Lincoln playing the ’emancipation card’ against a confident Confederate with the aim of detonating the powderkeg which the table is resting on, implying that the Emancipation Proclamation was a desperate and cynical move by a defeated North designed to spark a bloody insurrection. (The cartoon is by John Tenniel, famous for illustrating the Alice in Wonderland books.)

In the event we know that what followed was nothing like a ‘race war’; instead black people in America were to suffer a century of poverty, immiseration and discrimination until the Civil Rights Movement of the 1960s began to effect change.

Illustrations

And it has pictures, lots of them: 17 contemporary photos of key players in the drama including Union President Abraham Lincoln, the ex-slave and writer Frederick Douglas, the great generals George B. McClellan, Robert E. Lee and Ulysses Grant, the diplomats James Mason and Charles, the Secretary of State for War, the ironclad USS Cairo and so on.

Frederick Douglas who pressed Lincoln in 1862 to turn the war for Union into a war for freedom

And photos taken after battle by enterprising documentary photographers from New York such as Alexander Gardner to feed the newspapers. (McPherson informs us that America at this date had more newspapers per capital than any other country in the world.)

The war dead look like the war dead everywhere, same as in photos of the Indian Mutiny (1857) or the Crimean War (1853 to 1856), after the Boxer Rebellion (1899 to 1901) or the Boer War (1899 to 1902) let alone the calamitous wars and genocides of the 20th century. In all of them human beings are reduced to a compost heap of rags and putrefying flesh. Death reveals there is no mystery to human life. To the earth we return after a short period of preening, just like all the other organisms on the planet.

Confederate dead lying in ‘Bloody Lane’ after the intense fighting there at midday 17 September 1862

There are some 14 newspaper etchings and illustrations, of historic and dramatic scenes such as Commodore Farragut’s fleet passing the Confederate forts below New Orleans on 24 April 1862, specific incidents during the battle itself, and newspaper cartoons and caricatures of politicians.

And, crucially, there are maps, seven beautifully drawn and beautifully reproduced maps which help you make sense of the complex military manoeuvres and operations between Spring and September 1862, the period the book really focuses on.

This is a beautifully written and beautifully produced book which helps you follow the build up to the battle in detail but also interprets the meaning and significance of events in a highly intelligent and thought provoking way. 10 out of 10.

A video

Here’s a handy video which summarises the whole thing in 5 minutes.


Other posts about American history

Origins

Seven Years War

War of Independence

Slavery

The civil war

Art

War Fever by J.G. Ballard (1990)

This is Ballard’s last collection of short stories, some very short indeed.

  1. War Fever
  2. The Secret History of World War 3
  3. Dream Cargoes
  4. The Object of the Attack
  5. Love in a Colder Climate
  6. The Largest Theme Park in the World
  7. Answers to a Questionnaire
  8. The Air Disaster
  9. Report on an Unidentified Space Station
  10. The Man Who Walked on the Moon
  11. The Enormous Space
  12. Memories of the Space Age
  13. Notes Towards a Mental Breakdown
  14. The Index

************

1. War Fever (1989)

Through the eyes of young Ryan we learn about the endless war in Beirut between small numbers of warriors divided into four factions, the Nationalists, Christians, Fundamentalists and Royalists. Ryan lives with his Aunt Vera and sister in a tiny apartment in a ruined tower block overlooking the wartorn city.

He is helped out by the kindly Dr Edwards, a United Nations medical observer (if I had a pound for every Ballard character who is a doctor). The story describes Ryan’s slow, faltering steps to bring about an end to the unending conflict, by asking everyone to adopt the blue hats of the UN peacekeepers, who man the main checkpoints but are forbidden from stepping in to stop the fighting for fear that outside powers will intervene.

Ryan’s scheme works surprisingly well and soon peace has broken out among a number of the factions. Ryan is just nervously approaching the formidable woman fighter Lieutenant Valentina when a series of colossal explosion occur across the ruined city. Ryan hares back to his apartment and discovers that Aunt Vera and his sister have been kidnapped!

Dr Edwards watches his face closely as he asks Ryan whether he’s going to rush back to his militia and resume the fighting. However, Ryan decides he is going to renew his determination to being about a truce. At which point Dr Edwards ties Ryan’s wrists together, pushes him into a jeep and drives him through umpteen checkpoints and right out of the ruined, smoke-filled city altogether.

Here, in a well-organised, clean depot and admin area packed with new guns and munitions, Dr Edwards explains to Ryan that Beirut is a huge scientific experiment. The whole of the rest of the world lives in complete peace: but they pay to support endless fighting in Beirut, supplying gun and ammo and orphans resulting from tragic accidents. Thus new generations of fighters are continually refreshing the depleted ranks of the four factions.

Why? In the same way that a handful of labs around the world keep supplies of smallpox which is otherwise eradicated: to study the war virus, to study what makes people fight, why they are motivated, how they organise and how far they will go.

It’s a version of The Truman Show with rocket grenades. Except that the exploding and the fighting gets perilously close. Dr Edwards rallies with the other UN behind the scenes staff and head back into the war zone. They drive to the wrecked sports stadium where Aunt Vera and his sister had been taken and should have been looked after. But Royalists managed to fight through the UN defences and kill everyone, the UN defenders, Aunt Vera and Ryan’s sister.

And it is then from the deep well of bitterness and anger at how and all of them have been played, that Ryan conceives his next Big Plan. He will unite the warring factions of Beirut. They will fight and overcome the UN forces. And then they will unleash the dormant virus of war and violence on an unsuspecting world!

2. The Secret History of World War 3 (1988)

A slight misnomer because this short squib is mostly a satire on American politics and the presidency of Ronald Reagan.

The narrator is a physician (if I had a pound for every Ballard protagonist who is a doctor) based in Washington DC, and this short story depicts a fictional future in which Reagan is replaced as president in 1989, but his successor is so lamentable that the American Constitution is amended so Ronnie can stand for president a third time and is, indeed, elected, at the ripe old age of 82. He’s so old that the media take to publishing regular updates on his health, the TV news starts having a President’s Health segment, and one day an ECG-type readout appears along the bottom of the screen. It’s Ronnie’s heartbeat. Soon half the TV screen is full of a panoply of readouts recording all aspects of the President’s health, and Ballard satirises the breathless commentary of TV hosts – the stereotypical craggy old guy and the glamourpuss blonde – and the way everyone in the country, including the narrator’s own wife, become more and more addicted to the second-by-second commentary which covers every burp and fart and bowel motion.

It is in the middle of this satirical vision of a celebrity president-addicted population, that mounting tensions between the superpowers (which have, satirically, only gotten the briefest of mentions on the news in between the analysis of what the President had for lunch) erupts into a sudden exchange of nuclear weapons which takes place on 27 January 1997 between 6.47 and 6.51pm. The Russians launch a handful of nukes which explode in Alaska, the Yanks launch a handful of nukes which explode in Siberia, then both sides come to their senses, end the war, and de-escalate the various tensions around the globe.

So the story isn’t really about World War Three in any way you might expect: it is a satire on the mediatisation of American politics, and the hopeless addiction to screens and an endless diet of celebrity news, bulletins and updates among the American public.

Thoughts

This story was published in 1988. Modern commentators think there is something new and unprecedented about twitter and so on, and of course smart phones and social media are new, in one sense: and yet here’s Ballard satirising a zombie president and the American public’s addiction to screens over thirty years ago. That’s why Trump and twitter just don’t seem that new to some of us: or are just the latest iteration of a very long-running issue.

3. Dream Cargoes (1990)

Johnson is thirty years old but comes across in this story as very simple minded. He’s the dogsbody on a decrepit cargo steamer named the Prospero. In the Far East its alcoholic captain, Galloway, lets himself be bribed into taking on board an extremely hazardous cargo of toxic chemicals and the steamer then chugs round South America and up the coast towards the Caribbean. But here a series of port authorities and customs officials forbid the Prospero from docking with a cargo which has slowly started leaking and discharging toxic fumes all over the ship as well as corroding its cargo hold and then the hull.

As the ship starts to list to one side and becomes wreathed in toxic fumes, Captain Galloway and the handful of crew decide to abandon the ship but Johnson stays on, deluded by dreams of being a ‘captain’. A day or so later he spots a small island somewhere off Puerto Rico and beaches the ship there.

Over the ensuing days the toxic waste spills everywhere and has a drastic effect on the local vegetation, which starts growing at a breakneck speed, while Johnson himself descends into the kind of malnourished-sick-fever-dream which is so familiar in Ballard’s fiction.

As new types of tropical plant burgeon all around him, Johnson realises the island is visited by a biologist, Dr Chambers (if I had a pound for every Ballard protagonist who is a doctor). She becomes involved in his dreams of becoming one with the island, of becoming one of the hyper-evolved giant birds and flying towards the sun (as in so many other Ballard stories) and (as in so many other Ballard stories) the way time is slowing down for him, as he goes into more and more trance or fugue states, so that his perceptions superimpose multiple images of the same object, creating a fragmented or crystal effect.

He stared at Christine, aware that the colours were separating themselves from her skin and hair. Superimposed images of herself, each divided from the others by a fraction of a second, blurred the air around her, an exotic plumage that sprang from her arms and shoulders. The staid reality that had trapped them all was beginning to dissolve. Time had stopped and Christine was ready to rise into the air…. He would teach Christine and the child to fly.

On the final page an American ship arrives and the US Navy lieutenant who comes ashore finds them both in quite a state – finds also that the giant flora seems to have overgrown itself and is now dying off. As he helps them leave the island Johnson reflects that he has gotten Dr Chambers pregnant and that their child might well be the first of a new species of human, and how they would fight to protect it from ‘those who feared it might replace them.’

4. The Object of the Attack (1984)

Cast in the format of diary entries by Dr Richard Greville (if I had a pound for every Ballard protagonist who is a doctor), Chief Psychiatric Adviser to the Home Office.

His diary entries concern a young psychotic who built and flew a glider over Windsor Castle during a state visit by President Ronald Reagan. But he got tangled up in some aerials, fell to earth and the police found he had loads of gelignite strapped to his body, wired to a detonator. Thinking he planned to assassinate the president and his entourage, the Boy, as everyone refers to him, is locked up in a series of mental institutes, where Dr Griffiths visits him.

Griffiths gives us a profile of this boy, Matthew Young, a devoted psychopath, who’s suffered from epilepsy all his life. He’s been through a whole raft of careers including trainee pilot and video game designer. What is common to them all is a pathological obsession with space flight, with the Apollo missions and the Space Shuttle.

This becomes entangled with the concept of an Ames Room. An Ames room is a space in which furniture and other elements have been carefully arranged so that, from one chosen perspective, likely a peephole, it creates a completely convincing optical illusion. The concept was invented by American scientist Adelbert Ames, Jr. in 1946.

Anyway, Young escapes from a mental institute in Daventry by insisting on going to the chapel and being left alone. being a psychotic genius, he creates an Ames Room optical illusion by arranging all the furniture in the room to look as if he’s kneeling at the altar praying, when in fact he had arranged the pews in a ladder up to the ceiling and was crouched forward undoing the screws of the ventilator.

So Young escapes and disappears, going underground. Here the content of this short story gets quite clotted. Because Griffiths has figured out, from meeting the Boy himself and reading his journals, that it was never Ronald Reagan he wanted to assassinate, it’s a figure called Colonel Stamford, one of the last Apollo astronauts, who went on to have a successful career in business, and has now turned into a major campaigner against the evils of Communism. That’s why he was accompanying Reagan on the state visit.

And now Colonel Stamford is due to return to the UK, to address big Billy Graham-style public meetings, hailed by Newsweek as ‘a space-age messiah’, the ‘founder of the first space-based religion’. So the story contains quite a lot of speculating about how the space programme has morphed into a popular religion!

Griffiths turns investigator and decides to revisit the locked-up garage in Highbury where Young had been living when he was arrested. There’s a policeman on guard who lets him through and Griffiths pokes through Young’s belongings, finding more evidence of the deranged young man’s obsession with space flight.

Then he remembers that behind the lockup is a disused Baptist chapel and goes through into this. Here he discovers a bizarre scene, for Young is not only here (just yards from the protecting policeman – how did he get past?) but has been hard at work creating another Ames room, using props and posters from Star Wars and Dr Who to create a bizarre illusionistic installation of an astronaut on the moon.

Except that it looks like the Boy had an epileptic fit while at the top of the ladder and has fallen to the ground, bruising his face, cracking some teeth. Around him are the disassembled parts of a stockless rifle which he had been oiling when the attack kicked in.

And here’s the thing: Griffiths leaves him be. He frees Young’s tongue and windpipe, then tiptoes out and strolls nonchalantly past the police guard. Cut to a few weeks later as Stamford arrives in the UK, addressing both Houses of Parliament calling for a crusade against the evil empire of the non-Christian world, for the creation of orbital nuclear bomb platforms, for the launching of laser weapons which can be targeted on Tehran, Moscow and Peking. the story ends with Griffiths quietly confident that Young will have recovered from his grand mal seizure, completed his preparations and will be attending that evening’s grand assembly at Earl’s Court where Colonel Stamford will be addressing a cheering audience and will, God willing, be shot down by his psychotic assassin.

Thoughts

As so often in a Ballard story, not just the subject but the construction, the shape of the narrative itself, seems slightly askew, off-kilter. What starts out as a fairly limited study of one epileptic psychopath morphs before our eyes into an increasingly garish fantasia about an ex-NASA astronaut who’s founded a New Age religion and is frothing at the mouth about destroying Communism and Islam. It’s quite an extreme trajectory in just ten or so pages and, as with so many Ballard stories, I couldn’t figure out whether it was brilliant or – as I was more inclined to think – ludicrous.

When he writes narratives about individuals – like the protagonists of Crash, Concrete Island or High Rise – Ballard well conveys a delirious sense of psychological dislocation or alienation, and attaches it very effectively indeed to the imagery of late-twentieth century life, mainly the brutalist architecture of concrete motorways, flyovers, multi-story car parks, airports and vertiginous high-rise blocks.

But as soon as he starts making generalisations about society at large, and going on about NATO and NASA and the Third World War and Ronald Reagan and the Queen… something ineluctably cartoonish enters the stories; they become silly and superficial.

5. Love in a Colder Climate (1988)

A sort of sci-fi spoof or satire.

It is 2010 and the spread of AIDS and related viruses has put everyone off sex or physical contact of any kind. Younger people have become celibate with the result that the population plummets. By the date of the story, 2010, the government introduces national service although, as Ballard would put it, of a very particular kind.

It is national procreation service. When they turn 21 young people are assigned partners by computer and have to report to the other person’s apartment – ideally dressed in one of the procreation-encouraging outfits – an Elvis Presley ‘Prince Valiant’ suit for men, a bunny girl, cheerleader or Miss America outfit for women – and are compelled to copulate. Satire. (Note how all these outfits are American. Born in 1930, America, American cars and movies and cigarettes and technology, represented The Future for Ballard from his boyhood on, as both volumes of his fictional autobiography – Empire of the Sun and The Kindness of Women – powerfully convey.)

Ballard lays on the satire with a trowel with the suggestion that each young person is monitored by a personal supervisor who is a priest – the religious thought to have the mentoring skills and moral subtlety required – while young women are mentored as to how to have sex, lots of sex, by nuns. Satire. Anyone who refuses to have sex goes through stages of rehabilitation, which starts with being forced to watch porn videos and progresses to chemotherapy.

Anyway, the protagonist, David Bradley, is himself super-reluctant and when he is sent round to the flat of a young woman, Lucille McCabe, discovers she doesn’t want to either. They fall in love on the spot, and during the following months Bradley makes elaborate precautions to become her protector, swapping shifts, hacking computers to remove appointments with other men, even faking her pregnancy with the help of a friendly lab technician.

All to no avail. Their ruse is discovered when another lover is sent round by the computer and Bradley can’t stand watching Lucille being bundled towards the bedroom, they fight, Bradley is arrested and brought before a tribunal.

Here he is convicted of believing ‘the Romantic fallacy’ and of having ‘an exalted and idealised view of women’ and sentenced to three years additional national service. The only way out of it is to refuse and force the authorities to implement the ultimate sanction, and castrate him. This he happily submits to if it means he can be with the woman he loves.

Thoughts

As a child of the 60s, well a widower who lived through the 60s and took full advantage of the Sexual Revolution, Ballard is clearly satirising the rightward and puritanical shift caused by Mrs Thatcher and AIDS. Is it a good story, or heavy-handed satire? It’s certainly not weird hard-core Ballard and can be categorised along with his other relatively ‘straight’ satirical stories.

6. The Largest Theme Park in the World (1989)

Another satire.

Set in the near future when Europe’s last remaining countries give in and join a United Federation of Europe. In that summer (of 1995) millions and millions of students, middle managers and workers go for their annual holidays on the 3,000-mile-long strip of beach which is the Mediterranean shore from the Costa Brava to Glyfada.

But this time they refuse to come back. They become full-time sun worshippers, they take to beach exercises and martial arts. They become trim and lean and fit. When the police of the Mediterranean nations come to turf them off the beach, there are pitched battles and the sun-worshippers win. The heady summer of 1996 rolls into the spring of 1997 and there is now an army of 30 million strong living on camps along this huge narrow territory, in effect a new nation.

So far, so like a vision of the social collapse envisioned in High Rise but applied to beach culture. Beaches have always fascinated Ballard. The Terminal Beach is one of his most famous stories, but the story in which the world’s population suddenly has some profound primal urge in our primitive minds activated by waves from outer space, and walks, as one man, into the sea, is the most haunting variation on the theme.

This story is much shallower story than that one and its satirical climax – which feels pretty forced – is that the armies of the beaches eventually arms up and marches back north into the so-called United Europe, determined to restore a Europe of nations, each jealous of its borders and customs and traditions.

So it turns into an oddly wonky satire on the EU.

7. Answers to a Questionnaire (1985)

A short and interesting format, this text consists of 100 answers to a questionnaire – in fact more like some kind of police interview – where we don’t see the questions, just the answers in a numbered list.

It’s surprising how much you can pack into a brief format like this. Without any of the questions, and just via the clipped answers, quite a complicated narrative emerges – in fragments and cryptic references – in which the narrator appears to have befriended a Middle-Eastern-looking down-and-out with severe injuries to his hands, who is obsessed with DNA and ice-skating, who is a whizz at hacking into cash machines and extracting large sums, which they seem to have spent on organising group sex sessions.

They spend some of the money setting up radio antennae on top of the Post Office Tower pointing towards the constellation Orion and the narrator appears to have heard the figure’s voice as transmitted from the star Betelgeuse some 2,000 years ago, and appears to know the secret of Eternal Life.

This leads to the figure becoming super-famous, selling out Wembley Stadium and attracting visits from all sorts of luminaries such as the Archbishop of Canterbury, with his claim to know the secret of Eternal Life by injecting new DNA into the human germplasm, extending life up to a million years!

The pound rises on exchange markets, a serum is created and millions of people queue up to be injected, in fact the injections became compulsory for everyone over the age of 11. The side effects were impotence and loss of libido, but this hardly mattered if everyone was going to live forever.

But the very intensive bond between the Christ figure and the ‘accused’, the man answering the questions, seems to have turned sour. The accused seems to have bought a handgun and shot him, from seven feet, with three shots.

It ends with a boom-boom punchline. Literally reading between the lines of the fragmented answers, it seems as if the injections which promised eternal life have not worked, that the ‘accused’, because he was in prison during the time of the mass vaccinations wasn’t given one – and so he is the only man in the UK, possibly the world, who still has functioning sex organs and so ‘the restoration of the birthrate is now his sole responsibility.’

A smart story and a snazzy format. My favourite answer was to question 71, where the accused reveals that the mystery figure ‘wanted me to become the warhead of a cruise missile’. Very Ballard.

8. The Air Disaster (1974)

One of the new 1,000-passenger jet airliners is reported as having crashed somewhere just off the coast of Mexico near Acapulco. The narrator is a not very successful journalist who’s covering a fashionable film festival. His editor, like everyone else’s editors, sends him off to cover the disaster, but there’s a chance encounter in the petrol station where he fills up with gas. Two other journalists are talking to the pump attendant and through the language barrier he appears to be telling them the plane didn’t crash out at sea at all but up in the nearby mountains. The other two hacks don’t believe him and head off for the coast, but the narrator is suddenly seized by an intuition that he’s right. It would only have taken a fractional difference of height and speed for it to have hit the mountains.

So he fills up with gas and heads in the opposite direction up into the hills. He passes through a series of peasant villages, each one more impoverished that the last, until the final one where he enters Ballard-land and becomes genuinely scared for his safety as he watches the dirt-poor illiterate peasants eyeing him, his car, his cameras and everything else about him which they could steal. Trying to impress the narrator addresses several of these toothless old men, waving a wad of cash about and asking if there’s been a crash BOOM in the mountains, and are there bodies, corpses, cadavers?

The primitive old men nod and smile and point up to the last peak, so the narrator clambers up to the final small canyon between the snowy mountain peaks and discovers… the thirty-year-old wreckage of some military jet which crashed up here a generation earlier and is thoroughly derelict and rusted, ‘a tattered deity over this barren mountain’.

The wrecked airplane is, of course, a central symbol in Ballard’s weird imaginarium, recalling the Cessna Sheppard crash lands Myths of the Near Future, the excavated Second World War planes in My Dream of Flying to Wake Island, the abandoned Japanese fighters Jim sits in in Empire of the Sun, or the still-going but decaying planes in Memories of the Space Age…

Anyway, we can imagine his disappointment and chagrin at having gone on this long wild goose chase. But the kicker is in the last page. As he returns down the hillside he goes through the last village he passed, the one where he had brandished wads of money and asked for cadavers. Only to realise that the villagers have dug up their dead relatives and lined their earth-covered, half-rotted corpses along the wall by the road, in the hope that they will pay them. Gruesome. Macabre.

9. Report on an Unidentified Space Station (1982)

A nice little brain teaser told in nine short snippets described as ‘surveys’.

A spaceship arrives at what its crew initially take to be a small space station, happy to find it as their ship needs repairs. They enter the station to find it contains concourses full of tables and chairs like a giant waiting space at an airport terminal. They walk along one of these concourses and slowly realise it goes on for some distance, giving out left and right onto further mezzanines and waiting spaces with tables and chairs. When they force open the doors of one of the lifts they can’t see a top or bottom to the shaft. They drop furniture down one of the lift shafts and hear no sound: there doesn’t appear to be a bottom.

Each of the reports updates us as they discover the larger and larger extent of the station. Then they notice the floor and ceiling has a slight curvature, lifting their hopes and making them think it might be circular and they might eventually circle round on themselves. But even this is an illusion. The station appears to curve very slowly, indefinitely, in all directions, as if it is expanding.

By the point of the final ‘survey’ the author has come to the conclusion that the space station is as big as the universe; in fact it might be bigger. The distance they travelled in their spaceship from the solar system might easily be incorporated within the confines of the space station. By the end of the text the author has gone reliably mad.

Our instruments confirm what we have long suspected, that the empty space across which we traveled from our own solar system in fact lies within the interior of the station, one of many vast lacunae set in its endlessly curving walls. Our solar system and its planets, the millions of other solar systems that constitute our galaxy, and the island universes themselves all lie within the boundaries of the station. The station is coeval with the cosmos, and constitutes the cosmos. Our duty is to travel across it on a journey whose departure point we have already begun to forget, and whose destination is the station itself, every floor and concourse within it. So we move on, sustained by our faith in the station, aware that every step we take thereby allows us to reach a small part of that destination. By its existence the station sustains us, and gives our lives their only meaning. We are so glad that in return we have begun to worship the station.

10. The Man Who Walked on the Moon (1985)

An eerie story. Part of what’s eerie is how totally Ballard thought the Space Age was over and done by the 1980s. There were six crewed U.S. Apollo landings on the moon between 1969 and 1972, and then that was it. I’m inclined to agree.

This story is set in Brazil. It’s a first person narrative. The narrator is a failed journalist, kicked off a succession of ever-smaller papers and forced into giving foreign language tuition. His wife and his mother, who lives with them, despise him, and virtually kick him out the house each morning to go and get a proper job.

Hanging round the cafes he get to learn about a sad, wasted figure, a certain Mr Scranton, who is introduced to tourists as ‘the astronaut’. He isn’t an astronaut and the waiters laugh at him, the American tourists have their photos taken by him in a jokey kind of way. Our narrator does some background research into him and discovers Scranton was a crop-dusting pilot in Miami during the moon landing era, but was never anywhere near NASA.

The story recounts the way our narrator is slowly slowly drawn into this impoverished, thin, wasted man’s weird delusory world. He jokily introduces himself and says he’s writing a piece about sci-fi movies and would like ‘the astronaut’s’ opinion. But slowly, over their next few encounters, he becomes haunted by Scranton’s faraway stare, his gaze through the people and buildings of this world, his other-planetary loneliness.

The narrator asks whether Scranton has proof of his experiences on the moon and Scranton nods slowly. He needs to be helped back to his squalid flat above a fleapit cinema, the Luxor. Here he shows the narrator his ‘photographs’, his ‘evidence’. It consists of pictures torn out of Life and Newsweek magazine (note, American magazines). He’s mad, delusional, and yet…

He has known the loneliness of utter separation from all other people. He has gazed at the empty perspectives of the planets. He sees through pedestrians and traffic as if they were fleeting tricks of the sun.

Sick and ill, Scranton, like so many Ballard figures, wastes away and dies. And hands on his mantle. The narrator takes his place at the seedy café. Without any effort he finds himself slowly erasing the memories of his family life, his wife and mother and failed carer in journalism slowly disappear, to be slowly replaced by an alternative past, one in which he trained hard as an astronaut, in which he remembers the coastline of Florida falling away beneath the giant rocket. A past in which he genuinely did walk on the moon.

11. The Enormous Space (1989)

The first-person narrator is a merchant banker named Geoffrey Ballantyne. His wife has divorced him and run off with her lover, he was recently in a car crash and is still recuperating. (This reminds us of another middle-class narrator who goes mental after recuperating from a car crash, Faulkner in The Overloaded Man).

The story begins as he takes the decision not to go out of his front door. Ever again. To use up all the resources within the house and then live on space and time. In the event, after reducing himself to the familiar Ballardian condition of hallucinating malnutrition, he takes to luring the neighbours’ dogs and cats into his garden, killing and cooking them. He becomes more and more detached from reality and the house appears to grow larger and larger, soon having as many rooms as the Palace of Versailles.

I have embarked on a long internal migration, following a route partly prescribed within my head and partly within this house, which is a far more complex structure than I had realised.

His wife, Margaret, pops in a couple of times, each time noticing the progressive degradation of both the house and the narrator, but each time he manages to bundle her out. His description of the house becoming steadily larger, until he can’t make it up the stairs any more, until he can’t eventually make it out of the kitchen and remains slumped against the powerless fridge, watching the horizons expand to infinity. Until his former secretary, Brenda, pops round worried about him. By this time we have accompanied Ballantyne so far on his trip into psychosis that it’s her who seems the odd one out, and we are utterly convinced of his psychotic point of view as he describes her stepping over him slumped in his kitchen.

She is walking towards me, but so slowly that the immense room seems to carry her away from me in its expanding dimensions. She approaches and recedes from me at the same time, and I am concerned that she will lose herself in the almost planetary vastness of this house. Catching her as she swerves past me, I protect her from the outward rush of time and space.

See, no exotic words or contrived sentences or purple prose. Fairly flat, functional prose which manages to convey a state of complete derangement.

Ballantyne kills her, chops up her body, eats some and puts her head in the freezer, reminding us of the genuinely horrific climax of High Rise. Christ, this is a terrifyingly delirious text.

12. Memories of the Space Age (1982)

To an extraordinary extent this is a rewrite of previous stories such as News From The Sun or an alternate version of the contemporaneous story Myths of the Near Future, from the premise of the story through to the narrative structure right down to the use of the name Anne for key figures in both stories.

Here again we meet a former NASA physician, Dr Edward Mallory (if I had a pound for every Ballard protagonist who is a doctor) who has travelled to the abandoned zone of Cape Kennedy from Canada where he specialised in treated Downs Syndrome and autistic children. He has come with his wife, Anne. They are both afflicted with the ‘space sickness’ which has been slowly spreading out from the old NASA launching centre. The space sickness is a disease of time; the victim experiences fugues or largos when their time completely stops and they’re stuck stationary.

So for the usual obscure reasons, Mallory has come to live amid the abandoned hotels and shopping precincts of the beach resorts opposite the old launch site, squatting in a derelict room on the firth floor of an abandoned hotel, and foraging for food in the dusty abandoned supermarkets.

And of course, as usual, there is an Antagonist – Hinton, a former astronaut and in fact, the first astronaut to commit a murder in space, when he locked his co-pilot Alan Shepley into the docking module and evacuated its air, live, in front of a global viewing audience of one billion viewers.

On landing, Hinton was sent to prison, to Alcatraz to be precise. Some twenty years later, as the space sickness slowly spread across America, Hinton escaped from Alcatraz using a home-made glider. Now Mallory discovers he is restoring and flying the vintage planes from a nearby airplane museum, very much as Olds restores defunct cars in The Ultimate City.

The same obsession with man-powered gliders, in this case a pedal-powered microlight with a huge wingspan is being flown by a woman, Gale (short for Nightingale) Shepley, who swoops over him one day on one of his forays from the hotel room while his wife sleeps.

She lands and introduces herself, a young blonde who is the daughter of the murdered astronaut, Shepley. She has come to the ruined zone because she is expecting her father’s space capsule to finally re-enter orbit and crash down here – just like all those other Ballard women who wait for their dead husbands or fathers to re-enter the atmosphere and crash land beside the ruined gantries e.g. Judith waiting for her dead lover’s capsule to crash back to earth in The Dead Astronaut.

Mallory has even brought a collection of ‘terminal documents’ like so many of these characters cart around, in his case:

  • a tape machine on which to record his steady decline
  • nude Polaroid photos of a woman doctor he had an affair with in Vancouver
  • his student copy of Gray’s Anatomy
  • a selection of Muybridge’s stop-frame photos
  • a psychoanalytic study of Simon Magus

Ballard’s gives a fuller, more explicit explanation of what exactly the space sickness is. It is the result of a crime against evolution. Human evolution has created a psychological aptitude to see Time as a stream with a past, present and future, a defence or coping mechanism which situates us within a dynamic timeframe.

The manned space flights cracked this continuum and now time is leaking away. Our perception of time is returning to its primeval one, an experience of all time in one continuous present, when Time – in the conventional sense – stops.

Mallory has a couple of encounters with Hinton who explains that the birds know about Time, they have never lost the primeval, reptile sense of Time. Which is why he’s trying to teach himself to fly by learning to fly each of the planes in the aviation museum in reverse chronological order, acclimatising his body to flight until, eventually, he can fly without machinery, and without wings.

In this context, Hinton’s ‘murder’ of Shepley was Hinton’s way of ‘freeing’ him from the tyranny of Time (exactly as the lunatic Sheppard in Myths of the Near Future appears to ‘free’ the birds by crushing them to death).

His wife is entering the end stage. Her fugues last nearly all day. In her few waking moments she begs to be taken up to the roof. She wants to see Hinton. She feels close to him because he is close to the secret. Eventually Hinton successfully kidnaps his wife. Mallory sees smoke coming from the old Space Shuttle gantry and takes a motorbike to ride there. He wakes up lying athwart it with his leg burning against the red hot engine. He had a fugue.

Gale arrives in her micro-glider to rescue Mallory and they travel on to the Space Shuttle gantry. Hinton has set fire to all the airplanes gathered at the bottom, and, as Mallory watches, Hinton and Mallory’s wife step off the platform and into thin air over the flames.

Maybe all shamans and primitive rituals, maybe all religions have been an attempt to escape from the prisonhouse of Time. Maybe the space sickness sheds light on why the Christian image of an afterlife isn’t an action-packed adventure holiday, but an eternal moment, an eternity of worship, stuck in stasis.

Gale keeps a menagerie by the swimming pool of the motel she’s camped in. Cheetahs, exotic birds and a tiger. As Mallory’s time winds down he hallucinates the tiger as a wall of flame. Gale is looking after him but, as always, there is a vast distance between Ballard characters and she is growing bored of him. She is only interested in the pending arrival of her father’s corpse as his space capsule finally re-enters earth’s orbit and comes streaming over their heads towards the space centre. One day soon Mallory will open the tiger’s cage and enter his wall of flame.

13. Notes Towards a Mental Breakdown (1967)

This is a really interesting experiment which I think totally works. It is based on one sentence of eighteen words:

A discharged Broadmoor patient compiles ‘Notes towards a Mental Breakdown’, recalling his wife’s murder, his trial and exoneration

and then each one of these words has a numbered note next to it.

A1 discharged2 Broadmoor3 patient4 compiles‘Notes6 towards7 aMental9 Breakdown10, recalling11 his12 wife’s13 murder14, his15 trial16 and17 exoneration18

And each of the numbers refers to a numbered footnote. So the story is in eighteen short sections, each one of which unpacks, analyses, dissects the precise meaning of its word, in the context of psychiatric and criminal case.

Thus you get to discover the narrative, the plot, the series of events, but in a beguilingly chopped-up, fragmented manner. I found it extremely enjoyable. It concerns the psychopath Dr Robert Loughlin (if I had a pound for every Ballard character who is a doctor) who has murdered his wife.

Obsessed with man-powered flight, Loughlin drove round the Suffolk countryside with his lover Leonora Carrington (this name is a straight copy of the Surrealist artist Leonora Carrington, and the story references what appears to be one of Ballard’s favourite works of art, Garden Airplane Traps by Carrington’s lover Max Ernst; maybe at the time Ballard wrote the story she was so unknown he thought only a handful of cognoscenti would get the reference). Anyway he drives her round the Suffolk countryside from one abandoned USAF airbase to another, mesmerised by dreams of World War Three (exactly as Ballard describes his younger self doing in The Kindness of Women). As his psychosis intensifies, Loughlin rearranges furniture in his hotel rooms to create a notional flying machine and, only a few weeks before the muirder, makes a mad attempt to hire runway 2 at Heathrow.

His wife Judith was dying of pancreatic cancer and, tired of Loughlin’s erratic behaviour and alcoholism, absconded with her lover, Dr Douglas (if I had a pound for every Ballard character who is a doctor) to Gatwick airport. Loughlin tracked them down and somehow boarded a jet airliner which he ransacked for her, leading to a fight with a security guard who he shot. Then he made his way to Judith’s hotel room, broke into it, found the lovers out, ripped out the suitcase and proceeded to have a bath fully dressed and fuddled by alcohol and amphetamines.

When Judith returned she found the hotel room trashed and her psychotic husband passed out in the bath so she (presumably) decided to put him out of his misery and pushed his head under the water. But this revived him and psychotics are strong.

Louhglin murdered his wife, then dressed her in a flying suit with helmet and goggles, positioned her in front of him on the bed, as if they were in a plane and he was giving her flying lessons, and arranged all the furniture in the room to create the outline of a plane. Then he set the room on fire. (Just writing this out is making me feel like I’m losing touch with reality.)

14. The Index (1977)

This is a clever and, that rare thing for Ballard, very funny little text. It is what it says it is, the imaginary index to the imaginary biography of an imaginary figure, one Henry Rhodes Hamilton (presumably so named because his initials satirically spell HRH – His Royal Highness), supposedly a ‘physician and philosopher, man of action and patron of the arts, sometime claimant to the English throne and founder of a new religion.

The first page – the only page of ordinary text – briefly explains who he was and, more teasingly, wonders aloud who compiled the index? Has the indexer included himself in the index? Did HRH ever in fact exist? Has the text of the biography, which the index is for, been suppressed because it revealed too many secrets? Or was it never written in the first place? Maybe the entire thing is the figment of some deranged lexicographer? Is the whole thing a hoax?

Reading this one page with its paragraph of teasing questions makes you realise that texts like this were purpose-written to go straight into academic English courses about metafiction and post-modernism and the Lacanian mirror phase and self-deconstructing texts, straight into the matrix of academic jargon without ever having to be read by non-academic readers.

Anyway the index itself is very funny, in  Zelig-type way HRH has known anyone who was anyone in the twentieth century and been present at pivotal moments. Karen Blixen proposes to him, Ernest Hemingway dedicates The Old Man and the Sea to him, T.S. Eliot dedicates Four Quartets to him, meets Gandhi, Freud et al, he is with Churchill at Yalta and suggests the famous Iron Curtain speech, he goes ashore on Juno Beach on D-Day (and wins a model), meets the Dalai Lama and Mao Tse-Tung…

And so it goes on, mingling HRH’s preposterous presence at key events and name-dropping key figures with the satirical narrative in which he founds a new religion and tries to set up an anti-papacy at Avignon. When Ballard addresses actual historical events and particularly when he starts making up religions etc, he quickly descends into childish cartoon mode (as described in the story about the American founder of a new religion in The Object of The Attack, but in this novel format it’s all very entertaining.

I laughed out loud when I read the index entry about Hitler:

Hitler, Adolf, invites HRH to Berchtesgarten, 166; divulges Russia invasion plans, 172; impresses HRH, 179; disappoints HRH, 181.

Yes, as he rather did the entire German people. Hitler, Adolf, impresses German people 1939, disappoints German people 1945.

The last entry appears to refer to the indexer himself, and suggests his mysterious disappearance:

Zielinski, Bronislaw, suggests autobiography to HRH, 742; commissioned to prepare index, 748; warns of suppression threats, 752; disappears, 761

Thus, right at the end of the text, the indexer indexes himself out of existence. It was this which prompted the speculation in the one-page introduction that the whole thing might just be the products of ‘the over-wrought imagination of some deranged lexicographer’. Quite.

This may be the only really funny story in Ballard’s entire oeuvre, and it was a brainwave to close this final selection with it, helping to cleanse the reader’s mind, or at least control, many of the deeply disturbed, psychotic images which preceded it.

Thoughts

A little exhausted by Ballard-land and Ballardism, I wasn’t sure I had the energy to read this, his final collection of short stories, but I’m really glad I did. It contains good examples of several key types:

  • satire on contemporary society – The Secret History of World War 3, Love in a Colder Climate, The Largest Theme Park in the World
  • classic psychodrama about astronauts – The Man Who Walked on the Moon
  • portraits of psychotics – The Object of the Attack, Memories of the Space Age
  • descriptions of complete mental collapse – The Enormous Space
  • tales of the macabre – The Air Disaster
  • mind-bending science fiction – Report on an Unidentified Space Station

As stories go, the ones in this collection seemed to me as powerfully imagined as almost anything in his earlier career.

But what has obviously gone, long gone, is the extraordinary verbal lushness and purple prose of the earlier works. Somehow the almost Oscar Wilde, fin-de-siecle level of prose pyrotechnics which characterises the early novels and stories got thoroughly washed out of the system by the ‘urban disaster’ novels of the early and mid-70s and from that point onwards his prose becomes a lot more straightforward and serviceable. Instead of lush and exotic sentences, he comes increasingly to rely on the repetition of a handful of key words – overlit, to the sun, calm, over-excited, deranged, time and space.

In later Ballard, repetition takes the place of elaboration.

And arguably the distinctive thing about the collection is the three short stories with experimental formats – Answers to a Questionnaire, Notes Towards a Mental Breakdown, and The Index, each one a clever, one-off idea which I think Ballard executes really well. They’re very short but very effective and, in some ways, the most successful pieces in the collection.


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Hello America by J.G. Ballard (1981)

An odd look came into Manson’s eyes, a dead dream of all the empty highways and drained swimming-pools of America.

It’s a hundred years in the future, a hundred years since America was abandoned because of some vast environmental disaster which led to the desertification of the entire continent.

The novel opens as a steam-powered ship ‘from a tired and candle-lit Europe with its interminable rationing and subsistence living’ arrives on an expeditionary mission to explore the long-abandoned continent.

Sounds promising, doesn’t it, and in another author’s hands this scenario might have made for a gripping adventure story, but by the late 1970s something bad had happened to Ballard’s writing.

Almost all Ballard’s earlier works are carried by the brilliance of the idea – from The Drought to High Rise you are as dazzled by the basic premise as by the treatment, and read on to find out how the basic premise will unfold. But by 1981 it feels like his store of ideas was played out. By 1981 I felt I had read enough descriptions of abandoned resorts and empty cities and derelict hotels and drained swimming pools covered in shifting sand dunes to last me a lifetime.

The steamship which the explorers are arriving in is officially titled Survey Vessel 299 but the crew vote for a name change to SS Apollo in honour of the optimism which fuelled the long-defunct space programme. As it pulls into New York harbour, it is holed below the waterline by one of the spurs of the crown of the Statue of Liberty which is now lying along the bottom of the East River. I think we are meant to experience that frisson which the best science fiction can give you, a sense of the brilliantly unexpected and uncanny intersecting with the world we know, that secret thrill which well-done dystopian stories give us. Except that, for some reason, it’s an all-too-expected image, it feels all too inevitable.

Same goes for many of the other images: when we read about the millions of windows of the glass and steel skyscrapers of Manhattan staring at the sun, or the long canyons of Fifth Avenue et al buried under ten-feet-high drifts of sand, it all feels dreadfully familiar.

As if to compensate for the well-trodden subject matter and treatment, Ballard concentrates more on the characters than in previous books but, unfortunately, this tends to highlight his inability to create believable characters.

The best of the earlier novels and stories led with the weird scenario and the characters tended to be functions of the weird situation, mostly going mad in their own private and intriguing ways.

But this is a long book by Ballard’s standards, 236 pages in the Grafton edition, and so more weight is thrown onto the characters to carry it, to be plausible enough to maintain our interest. Unfortunately, Ballard is losing this game right from the start:

  • Wayne is the young stowaway who has come to find his father, a scientist who went missing on a previous expedition to abandoned America 20 years earlier, and who has spent years poring over yellowed old copies of Time and Life magazines, learning everything he could about the culture of Old America: is his name a joke reference to John Wayne?
  • McNair is the grizzled chief engineer of the ship, a descendant of refugees from America who settled in Scotland, who volunteered for the expedition excited at reviving the lost technologies of the abandoned continent
  • Captain Steiner is the imperturbable ship’s captain, an ex-Israeli with characteristically ‘mixed motives’, who is on ‘a private quest’
  • Dr Ricci is the ship’s doctor
  • Professor Anne Summers is the only female character, the leader of the scientific cohort of the expedition, beautiful but aloof – is her name a jokey reference to the ‘multinational retailer company specialising in sex toys and lingerie’?
  • Gregor Orlowski is the Russian political commissar in charge of the expedition

The characters all have the trademark Ballardian difficulty making out each other’s motives and, once they’ve landed and found their feet, almost immediately become  more absorbed in their own thoughts and obsessions. In the earlier novels this made the entire experience feel bewildering and strange, but now it makes them come across as dim, their puzzlement at each other forced and contrived.

What was Steiner playing at, this curious man with his intense, unsettling eyes, forever gazing at her?

Everyone was retreating into their own dreams… Already Wayne felt a sense of challenge – the five of them were effectively alone on this continent, free to behave in any way they wished. Their only loyalty was to their own dreams, and to the needs of their own nerve-endings…

It feels like the characters are going to follow the exact same narrative trajectory of pretty much every previous book Ballard wrote i.e. becoming self-absorbed and losing the ability to communicate with each other – but this time without the conviction or novelty.

During the next few days Wayne noticed that the expedition began to lose its momentum, or at least to change direction, its compass turning to some new internal bearing…

It feels like he’s applying the style or approach which made sense in his avant-garde psychodramas to a set-up which ought to be a straightforward adventure story. The classic Ballard moments when characters go into distracted fugue or fantasy states, when the story becomes about ‘inner space’ and not the real world, no longer have the same punch, no matter how many times he repeats the trope.

Under the guise of crossing America, as Wayne soon discovered, they were about to begin that far longer safari across the diameters of their own skulls.

You won’t remember them, but the 1970s saw a spate of Hollywood disaster movies which were astonishingly cheap and cheesy, humiliating able actors by placing them in silly catastrophe stories with pathetic special affects (Airport, the Poseidon Adventure, The Towering Inferno, Earthquake, The Swarm). Writers, directors and actors who had all made wonderful, innovative and exciting movies in the 1960s now seemed incapable of making anything except bloated, overblown and flatulent stinkers.

This novel feels the same. All the elements are here which made Ballard’s stories from the 1960s so thrilling, but they’ve been spun out to inordinate length, hampered by cardboard characters, and distracted by a litany of over-familiar effects.

When, a few days after they’ve been in New York, Wayne comes across the physicist Dr Ricci in a private room where he’s dressed up in a gangster suit, cradling a tommy gun and surrounded by dollar bills which he’s looted from somewhere, ‘ a dream of gangsters in his dark eyes’, you feel this isn’t how any real physicist would behave – this is how a Ballard character behaves in a typical Ballard fantasy.

At moments like this you realise that Ballard had stopped being an innovative writer and was becoming a parody of himself.

The disaster explained

Chapter Seven gives a detailed description of how it all went wrong. Basically, the oil ran out. In this version of the future the last barrel of oil was pumped in 1999. From then on a paltry amount of electricity was generated from renewable sources, but the age of cars was over, and of heavy industry. Electricity was rationed, food production (powered by oil, fertilised by oil-based fertilisers) collapsed. The first emigrants left. Crucially (and typically for Ballard) there was a profound psychological collapse. Americans stopped believing in the future.

The socialist states of Europe and the Communist bloc had a tradition of central planning which met the emergency more efficiently. Also, living standards and expectations were already pretty low in the USSR and much of Europe so a downward adjustment was manageable by lots of the population.

But the thing which really triggered catastrophe in America was the epic engineering achievement by the Soviet Union of damming the Bering Straits. This had the positive effect of drawing warm Gulf Stream type oceans over north Europe into the Arctic, and thus bringing huge new areas of Siberia into food production; but as the resulting freezing water was pushed over the Bering dams into the Pacific they froze Japan into a block of ice and diverted the temperate Humboldt current away from the American Pacific seaboard, the gap being filled by hot water flowing north from the equator.

Thus unprecedentedly hot ocean streams now impacted on both the East and West coasts of America and it was this which racked the temperature up a couple of degrees and resulted in the massive desertification of America. Hence the sand dunes filling abandoned New York, and stretching away inland as far as our explorers can see.

Accounts of future disasters are always oddly heartening to read, and this chapter is no exception. It’s obviously inspired by the very real oil price hikes and energy crisis of the early 1970s and the resulting morbid popularity in the 1970s of all kinds of doomy, end-of-the-world scenarios, in popular culture but also among the educated commentariat.

However, the much vaunted energy crisis of the 1970s turned out to be a chimera: new reserves of oil continued to be discovered, and it is currently predicted there will be plenty of oil into the 2050s. In fact for the first time in nearly 50 years, America is the world’s largest producer of oil:

As to the book’s fundamental premise that all of America is turned into a desert as flat and lifeless as the Sahara, this has more to do with Ballard’s personal obsession with deserts and dunes washing over abandoned cities and clogging once-busy roads than it does with any sober examination of the facts around global warming.

Plot summary

Not only has America become a wasteland but Russia has taken over much of the rest of the world. Hence the presence of Gregor Orlowski as Russian political commissar in charge of the expedition. Partly the expedition has been prompted because rising levels of radiation have been detected emanating from the deserted continent: is a reactor failing, a nuclear weapons dump degrading? Orlowski hopes to identify the problem, report it to his superiors, then set sail back for Europe with a clutch of antiquities which will bring him a fortune.

They go ashore in New York. The city is buried by ten-foot sand dunes created when the Appalachian Mountains were destroyed. The exotic foliage growing out of skyscrapers and the gilla lizards eyeing them from windowsills come straight from imaginarium of The Drowned World. The long-abandoned showrooms with their mannequins sitting round tables piled with plastic food are almost word-for-word copies of the same scenes in The Ultimate City.

They head south

The five core characters – Captain Steiner, Commissar Orlowski, Wayne the stowaway, creepy Dr Ricci, and the token woman Dr Summers – set off on an expedition south along the coast. McNair is left behind to supervise repairs to the SS Apollo (which I am surprised can be repaired given that it was holed below the waterline and had heeled down onto the sunken Statue of Liberty; given that there is no dry dock, no heavy equipment, and no power source of any kind. Still, plausibility isn’t the point of this book which is more of a soaring fantasy).

Everywhere is desert with no discernible rivers or even streams. Thus they have to locate water tanks on the top of apartment buildings or hotels and siphon it into their distilling apparatus which they fuel with wood from chopped-up furniture. This is a laborious process and doesn’t produce enough water.

Just outside Trenton, New Jersey, they encounter a strange sight – a small group of ‘aborigines’ i.e. three men and a woman wearing desert cloaks and Arab burnouses and riding camels. They are nervy but friendly enough, speak English, and identify themselves as Heinz, GM, Pepsodent and Xerox – i.e. named after long-defunct consumer brand names. The woman is named Xerox because all women are named Xerox: ‘they make good copies’.

These ‘natives’ share roast rattlesnake with Wayne and Steiner and tell them about the other ‘tribes’ of America, being the Executives from New York, the Governors from Washington, the Gangsters from Chicago, the Gays from San Francisco, and the Divorcees, a women-only tribe of tough ladies with blue-rinse hairdos.

This satire on contemporary American society is so crude it shifts the book onto a different register, making it feel more than ever like a cartoon.

The natives tell our guys they see bright lights in the sky, flying silver objects, great explosions like the ones which appear to have devastated Cincinnatti and Cleveland.

Washington DC

Our heroes move on and finally arrive at Washington DC. This is the opportunity for an orgy of sci-fi Schadenfreude and crude satire. The sand has covered the Mall and the legs of that huge statue of Abraham Lincoln, the huge freeways and concourses are all empty and abandoned – spooky sci-fi feeling. But it’s accompanied by satire about mid-70s America, because the characters refer to a fictional ‘Nixon Memorial, and to the ‘Jerry Brown Islamic Centre’ (Brown was a notable liberal in the 1970s) and to the three terms of President Teddy Kennedy (brother of the assassinated JFK and for decades afterward a figurehead of liberals).

It’s like Ballard’s jokey reference to the fictional ‘OPEC tower’ in New York. This kind of heavy satire on what was then contemporary American society feels terribly dated in a way which the earlier novels, by avoiding this sort of thing, manage not to.

The characters roam about the abandoned city, increasingly succumbing to their own personal obsessions and dreams, as Ballard characters typically do. Wayne and Commissar Orlowski are having a stupid argument in the Oval Office about which one of them can sit in the President’s old chair when Summers runs in to interrupt them with the news that there’s been a massive explosion in Boston, her and Ricci’s scientific equipment has picked it up. Not only that but they left radiation detectors (the main aim of the expedition being to locate the source of the increasing radiation) atop the Pan Am building in New York and these are now showing radiation levels which are lethal. Summers and Ricci fear that McNair and the rest of the crew must be dead by now.

They wait impatiently for the radio message they’d scheduled for 7pm that evening, but when McNair comes on air it’s clear that it’s a recorded message scheduled to be played by a tape machine, which sounds bright and cheerful and doesn’t refer to fleeing the radiation cloud which must have enveloped them. Summers and Ricci conclude that McNair et al must be dead by now, and with them went the expedition’s hopes of a) rendezvousing with the ship b) ever getting back to Europe.

Our five characters hold a team meeting at which some are for pressing on south to the location of the scheduled rendezvous with the SS Apollo but the casting vote falls to Wayne and he, by now, is dominated by dreams and fantasies about America, about is hidden promise, about reviving this sleeping goliath and so he casts the deciding vote that they head in the traditional American direction – West! They barter some of their horses for the natives’ camels and set off.

Wayne’s diary and deterioration

The text switches to a verbatim transcription of Wayne’s diary, describing how they head West for weeks, trekking across the vast desert and becoming ever more dehydrated, ill and malnourished.

Orlowski picks up an infection from bad water, becomes delirious and dies. Ricci recedes deeper and deeper into his gangster fantasies. Captain Steiner keeps disappearing off on his own, following his own ‘ambiguous motives. Anne Summers discovers make-up and spends increasing amounts of time at the end of each day’s slow march across the desert, holed up in the derelict room of whichever motel they’ve taken shelter in for the night, applying heavy make-up. His diary gives the impression he is keeping the expedition together but the people who find them, later, report that Wayne had liberally applied make-up to himself – clearly he’d been deteriorating as quickly as the others. In fact all the members of the dying expedition were covered in swathes of make-up which seemed like tribal masks.

On 21 September they arrive at Dodge City, famous for its Wild West legends, and crawl up to a Wild West theme park. Here several things happen. Delirious, Wayne realises that Ricci has stolen the last of the water. Lying against the wall of a theme park Western saloon clutching a rifle, Wayne sees Ricci coming up the hill towards him, wearing full Wild West cowboy outfit complete with gun in a holster, obviously hoping to re-enact the gunfight at the OK Corral or some such.

He realised that the whole secret logic of their journey across America had been leading them to this absurd and childish confrontation in a theme park frontier street, in a make-believe world already overtaken by a second arid West far wilder than anything those vacationing suburbanites of the late twentieth century could ever have imagined. (Chapter 14, Wayne’s Diary: Part One)

Wayne’s account of events becomes blurred and confused, but we later learn that at the last minute the confrontation is avoided because Captain Steiner, from some hidden location, shoots Ricci through the head. The expedition’s not going well, is it?

Wayne sets off looking for Summers and spends hours blundering round the theme park till he comes to the Boot Hill cemetery and slumps exhausted. He sees the Captain walking across the car park towards him and, seized with resentment, shakily raises his rifle to shoot him.

But at that moment an immensely weird thing happens: vast cowboy figures appear in the sky. Thousands of feet tall the images of first John Wayne then Henry Fonda then Alan Ladd appear in the sky towering over Wayne and he passes out.

Rescue by McNair and the steam-cars

Hours pass. He wakes up to see something flying in the sky overhead. It is a propeller-powered glider, a kind of microlight. To his amazement he realises, as it swoops low, that it is being steered by none other than McNair, the ship’s engineer they’d assumed had perished in New York. He lands and comes to help Wayne at the same moment as three enormous steam-powered motor cars come roaring into the car park, driven by Heinz, GM, Pepsodent and Xerox.

They gives Wayne water and food and nurse him back to health as McNair explains that, back in New York he and the crew had felt the Boston nuclear bomb, then gone up to the roof of the Pan Am building and read the radiation meters, and decided to leave town quickly. Almost all the crew escaped except two who were off ransacking New York shops and couldn’t be contacted.

McNair had discovered the three steam-cars – hand-built for America’s last President, President Brown, but then abandoned – in a Brooklyn warehouse and had been tinkering with them in between repairing the SS Apollo. Now he and the crew jumped into them and high-tailed it south. They came across Heinz, GM, Pepsodent and Xerox who confirmed they’d seen Wayne et al and took them with them onto Washington. Here the ship’s crew opted to stay, near the sea, treating the natives who, they discovered, are suffering from leukaemia and a range of radiation-caused illnesses, and can search for batteries and radio equipment to rig up and make calls back to base in Moscow to send a rescue ship.

McNair, Heinz, GM, Pepsodent and Xerox opt to head West in search of our guys. McNair had discovered the microlight, The Gossamer Albatross (‘a delicate pedal-driven glider, now a dusty relic but once a poem to challenge the sun’) on display in the abandoned Smithsonian Museum, fixed it up (like so many of the characters fix so many old machines, in this frictionless dream of a story) and has flown ahead of the steam-cars as they head West, till he saw a tell-tale of wreckage and dead camels (the camels they set off with had died one by one; as they left each town behind the increasingly deranged Dr Ricci had set fire to it) and eventually traced what was left of the expedition to this Wild West theme park.

Ballard tells us that the steam cars are pulling a truck which is full of coal. OK. But what about the water? The whole point of Wayne and team nearly dying is they couldn’t find any water. Wouldn’t a steam-driven car need water, a lot of water? It was paying close attention to details like this which made his early, disaster novels so harrowing. Maybe writing the wild fantasy of The Unlimited Dream Company liberated Ballard, but he no longer lets facts and plausibility get in the way of the increasingly ridiculous fantasy.

California is an Amazonian rainforest

So they now carry on pounding West in the three noisy exciting steam-cars, slowly climbing into the foothills of the Rockies, higher and higher until they encounter something they’d forgotten about – snow!

After some frolicking and snowball fights they carry on, crossing the Rockies and descending the other side to discover that California has become a vast extension of the Amazon rainforest. The hot ocean currents which now run from South America up the Pacific Coast and have helped desertify most of the country have, on the contrary, led to heavy tropical rainfall on the west side of the Rockies, turning it into a tropical jungle. Through it wander descendants of the animals set free from various zoos including elephants and giraffes, leopards and cheetahs. Which lets Ballard’s imagination run riot and allows him to write sentences like:

The giraffe paused among the pools of water in Fremont Street, raised its delicate muzzle to the rain-washed air and gazed at the glittering facade of the Golden Nugget. (Chapter 21, Crash Landing)

Las Vegas is ablaze with light

But the main thing that happens is that they head for Las Vegas because from up in the microlite McNair has seen it all lit up with lights. I was puzzled by the geography of this because I thought Las Vegas is east of the Rockies, but… anyway, they drive into Las Vegas to find all the lights fully functioning, the casinos and hotels all lit up but nobody at all around. They park up and hear sound from the Sahara Hotel. They push through the heavy theatre doors into the auditorium and discover a packed audience applauding like crazy as Frank Sinatra sings My Way on stage. Then Ol Blue Eyes introduces Dean Martin who saunters on, and little Judy Garland runs onstage too. Entranced, Wayne blunders up onstage and bumps into Sinatra who falls over knocking Dean Martin off the stage into the orchestra pit where the band goes berserk, poking themselves in the eye with their instruments

As the music trailed away into a painful see-saw the spotlights swerved across the auditorium. Waiters dashed about like maniacs, one of the blue rinses poked out her right eye, the huge Texan in the plaid jacket stood up, jammed his cigar down his throat with one hand and knocked his head off with the other. When Dean Martin splashed the last drops of whiskey into his face the audience applauded so vigorously that their hands came off. Judy Garland’s winsome skipping had become a St Vitus-like blur, she moved to the edge of the stage and fell into the woodwind section, where the musicians were calmly stabbing themselves in the face. (Chapter 18, The Electrographic Dream)

They are robots.

President Manson

Wayne, McNair and the ‘natives’ are just processing this surreal vision when they are arrested by a small group of Chicano teenagers carrying guns. These teenage toughs (including a girl, Ursula) drive them in real, petrol-fuelled cars (a Buick, a Pontiac and a Dodge) down the light-filled Strip to a huge hotel, the Desert Inn, last refuge of the mad millionaire Howard Hughes. In they go and up in the lift to the penthouse where they are introduced to ‘President Manson’. Now presumably this is one more ‘joke’, satire or piece of satire at America’s expense, because Manson was of course the name of the psychopath who ran the gang which murdered Sharon Tate on 9 August 1969.

Anyway it’s not the same guy, obviously. This flabby white man, naked except for a towel, lies on a medical couch in front of a rack of TVs with a disinfecting aerosol can in his hand in front of a battery of TV screens. He is intended to be a strange and eerie figure.

The man’s strong forehead, fleshy nose and jowls reminded him immediately of the former President Nixon, now sitting out a century’s exile in the old Hughes suite in Las Vegas. The resemblance was uncanny, as if the man in front of the television screens was a skilful actor who had made a career out of impersonating Presidents, and found that he could imitate Nixon more convincingly than any other. He had caught the long stares and suddenly lowered eyes, the mixture of idealism and corruption, the deep melancholy and lack of confidence coupled at the same time with a powerful inner conviction. (Chapter 19, The Hughes Suite)

Now we discover that Manson’s people, about 100 in number, are running a nuclear fission reactor at Lake Mead. The lights are all on at Las Vegas because the reactor generates so much power it needs to be burned off somehow. This makes the TV cameras and sets go. Not only that but he has TV monitors in cities across the country. And it was his people who projected the 1,000 feet tall holograms of Hollywood cowboys over Wayne’s head in the Dodge City theme park. ‘Manson’s team had been moving from city to city, putting on these laser shows to warn the Indians away.’

Manson himself made the long trek across America from East to West a generation ago, one of the men who helped him was a professor who helped revive the nuclear technology at the Lake Mead reactor and so restore Las Vegas (and who spent his time building the life-sized replicas of Sinatra and Martin who our heroes saw earlier). But Manson is convinced he picked up some virulent virus or bacterium. Manson has big plans which include a) moving on from Lake Mead to reactivate some of America’s other 300 nuclear plants b) destroying the cities of eastern America in order to kill off the virus he’s convinced he’s got, to stop the spread of this ‘plague’. He’s clearly psychopathic.

This impression is rammed home when Manson takes Wayne on a random three-day trip to his outpost at the Beverley Hills Hotel in Los Angeles. Partly this is to allow Ballard to poke fun at all the self-important movie people who used to inhabit it and are now as dead as the sand b) it leads into a stomach-churning scene where Manson takes control of the helicopter gunship they’ve flown there in and machine guns all the wild tropical animals he can see, including a bull elephant and any number of pink flamingos. Perhaps this is some last after-flicker of anti-Vietnam war satire, but it just felt unpleasant.

Nonetheless, Manson has played successfully on Wayne’s own feverish dreams of single-handedly making America great again. Manson jokily suggests that maybe Wayne can be the 46th President. Yes. He gives a speech at one of the meetings Manson chairs with some of his young helpers in which he proposes advertising for more young people to come from Mexico (where the present helpers originated), jokily saying they’ll get an old Coca Cola and burger factory working to attract them, then get them restoring old tech – more helicopters, cars, and then the nukes. He and Manson share an uneasy ambition to get the nukes revitalised, though for differing reasons…

Wayne is woken in the night by alarms and shouting. Paco and the other helpers are running around, the TV screens are flickering. Apparently a rescue ship from Europe has docked in Miami. Should Wayne throw in his lot with President Manson and his nuclear arsenal and his dreams of reviving America… or stay true to his background and help the rescue ship?

Dr Fleming

Wayne is out flying in the microlight when a combat helicopter deliberately flies close – Manson’s Chicano friends resent his influence with the President – ripping the delicate frame to bits and Wayne tumbles down into the jungle.

When he regains control he is surrounded by Presidents. Robot replicas of all 44 Presidents of the United States who all march forward giving their most famous speeches simultaneously till he screams. At which point a short, bearded, twinkly eyed professor in a white coat emerges from between them. This allows Ballard to write this sentence:

Sidestepping through the Kennedys, he smiled reassuringly at Wayne.

Which, like so many of the sentences and scenes in the book, you sense was written more for Ballard’s entertainment than ours. You can almost hear him chortling at his surrealist brilliance.

Anyway this caricature prof declares that he is Dr William Fleming (if I had a pound for every Ballard character who is a doctor), he was part of the expedition which came to America twenty years ago and was also dying in the desert when Manson saved them and took them in. Fleming is the brains behind restoring all the old tech, getting the nuclear plant running again, and all the lights in Las Vegas, and restoring the cars and all the other things Manson’s young technicians are now working on. This is all so wildly improbable it’s not worth troubling your mind about. On the other hand, it gives Ballard permission to write descriptions of Fleming’s extensive robot workshops which sound like a novelistic version of the 1973 movie Westworld complete with Ballard’s by-now trademark extreme obviousness.

One section, at the rear of the auditorium, resembled the studio of a demented sculptor. Here the faces and hands were cut and modelled from sheets of flesh-tinted plastic, then moulded on to the metal armatures of the arms and heads. Dozens of familiar figures stood around, a pantheon of popular Americana gathered dust. Huckleberry Finn and Humphrey Bogart, Lindbergh and Walt Disney, Jim Bowie and Joe Di Maggio, lay stiffly across each other on the floor like drunks. Bing Crosby stood golf club in hand, throat exposed to reveal his voice synthesiser. Muhammed Ali posed in boxer shorts, the stumps of his wrists trailing veins of green and yellow wires. Marilyn Monroe smiled at them as they hurried past, her breasts on the floor at her feet, open chest displaying the ball-joints and pneumatic bladders that filled the empty spaces of her heart. And last of all there were the Presidents, a jumble of arms, legs and faces lying on the work-benches as if about to be assembled into one nightmare monster of the White House. (Chapter 23, The Sunlight Flier)

Fleming also happens the very man that Wayne’s mother, in one of her rare sober spells, told him was his father.

But once, during a brief moment of lucidity while recovering from an overdose of Seconal, his mother fixed Wayne with a calm eye and told him that his father had been Dr William Fleming, Professor of Computer Sciences at the American University, who had vanished during an ill-fated expedition to the United States twenty years earlier. (Chapter 2, Collision Course)

Way back at the start of the book we were told part of Wayne’s motivation in coming to America was to find the father who left when he was small. Well, here he is and Wayne immediately dismisses any thought that this funny little man is his dad. Which is a bit of an anticlimax.

Fleming is mad. He explains his plans. He is converting his 44 robot Presidents into a production line. They are creating an air force of microlights out of a special kind of laser glass which was developed at the end of the Oil Age in the 1990s, a type of high tensile glass which incorporates miniature lasers which super-heat the air below them, thus creating the thermals on which they can fly. If this sounds like nonsense, it’s because it is. Fleming’s plan is to create an air force of these glass microlights and then escape to the sun!

He also tells him the truth about Manson. Manson was originally incarcerated in Spandau Prison in Berlin, which was turned, after the end of the Oil Age, into a lunatic asylum. Before Manson broke out, blagged his way onto a ship to America, survived crossing the great desert and changed his name, adopting Manson as a new name. He is, in fact, genuinely insane.

Las Vegas under attack

Fleming keeps Wayne prisoner for a week in the Vegas Convention Centre, occasionally expanding on his mad plan. Helicopter flights overhead become more regular and urgent. Then they hear guns, missiles. Then the ceiling of the Convention Centre shatters and in the confusion Wayne escapes.

Outside the city is a warzone with areas round Manson’s hotel surrounded by sandbags. Making an escape in a car, Wayne bumps into a fleet of cars coming the other way carrying Anne Summers and a badly injured McNair. She tells him that 1. a rescue fleet has landed, three ships carrying some 500 soldiers and six aircraft, a smaller expedition coming up from Phoenix, and both have joined forces with Mexican and Indian mercenaries; and that 2. Manson has gone quite mad and has his ginger on the button of eight missiles tipped with nuclear warheads. ‘Wayne, we have to do something!’

There is a prolonged description of the battle for Las Vegas, dominated by the radio controlled helicopter gunships Manson has had built for him, but also by the last fling of the 1,000 feet high holograms which he tries to intimidate the invaders, images of John Wayne as marine, which morph into other Hollywood figures, before finally settling into the nightmare image of the actual Charles Manson, the black-eyed psychopath.

Slowly the lights go out across the ruined town as the smoke from napalm floats across the Strip and Wayne makes his way through the wrecked cars toward a final showdown with President Manson in Caesar’s Palace which has been converted into a war room, complete with map of the world.

Nuclear roulette

Manson is sitting naked in a chair by a roulette table with the map of America louring over them. As the roulette wheel turns it highlights the names of American cities, lights come on by each city, and the illuminated names flicker across Manson’s naked body. It is meant to be a macabre image of twisted madness. Manson rolls a big marble ball into the roulette wheel and the name it stops at will be nuked. Minneapolis. Manson programs the missile and Wayne watches remote control cameras record its firing sequence and then blasting into the sky on its journey to obliterate the mid-West city.

This makes no sense because Manson can see, on other cameras, the expeditionary force working its way through the jungle from the coast, cutting through with machetes and tanks. It will be at Vegas in a few hours. There seemed a total absence of logic in why Manson was blasting mid-West cities and not his enemies near at hand.

Wayne joins in the macabre game and they let off six cruise missiles at six abandoned American cities, but then Manson reveals there is one left, one Titan. Wayne rolls. It lands on zero. Manson reveals zero means Las Vegas. It will launch in three hours time, go up vertically, then descend on Las Vegas and cleanse it of its germs.

Wayne makes to attack Manson but Paco, his faithful bodyguard, clouts him round the head. When he comes to, he has been handcuffed to the ornate doorhandles of the War Room.

The military expeditions arrive

Over the next hour the military expeditions arrive in a lightless abandoned Las Vegas. They think the war is over and Manson fled. Wayne is astonished to see – on the array of Manson’s TV monitors – a small plane land and an obvious leader of the troops emerge, none other than Captain Steiner. Ballard gives half a page explaining what happened to him after he abandoned the expedition at Dodge City, was picked up by Mexicans, then volunteered to help the invading forces, felt guilty about abandoning them etc etc. It doesn’t matter, it’s all twaddle by this stage.

Then Manson makes a broadcast over the loudspeakers hidden around the city to the effect that a nuclear bomb is about to go off and cleanse them all. As the soldiers, Captain Steiner, injured old McNair, plucky Anne Summers all start panicking up the street marches a cohort of men in tight formation though with a bewildering variety of uniforms.

It is the robot Presidents. Directed by Dr Fleming they storm Caesar’s Palace, burst through the locked doors of the War Rom, surround Manson in an android firing squad and riddle his body with bullets.

Freed, Wayne stumbles out into the main strip and is reunited with Summers, McNair and hugged by Captain Steiner. They are all wondering what to do, it’s less than an hour till the nuke explodes over them, Manson told Wayne that there were no recall codes, and they can’t get far enough away in just an hour…

But oh yes they can. Emerging from the wrecked Convention Centre come the glass microlights steered by the survivors of Manson’s Chicano army. Many have room for two, three or six passengers. All the soldiers climb in, Steiner, McNair, Summers and then, last of all, the man who was briefly 46th president of America.

The glass microlights rise up into the air and chunter off at speed towards the Rockies. Looking back Wayne sees a vapour trail rise suddenly from the jungle south of Vegas. That’s the Titan rocket launching from its silo. But he and the others are safely behind the shield of the mountains when the missile descends and evaporates Las Vegas for ever.

Clustering together, like fireflies warming themselves in their own light, the squadron of Fliers hovered above the jungle canopy, safe behind the protective bulk of the mountain. Wayne embraced Ursula’s shoulders, reassuring the suddenly panicky young woman. Already his confidence was returning. As he waited for the flash that would signal the death of Manson’s empire, Wayne briefly mourned the end of his own short Presidency. Yet the dream remained, he would enter the White House one day and sit in that office he had cleaned, without realising it at the time, in preparation for himself. He would arrive at his inauguration in one of these crystal aeroplanes, be the first President to be sworn in on the wing. The old dreams were dead, Manson and Mickey Mouse and Marilyn Monroe belonged to a past America, to that city of antique gamblers about to be vaporised fifty miles away. It was time for new dreams, worthy of a real tomorrow, the dreams of the first of the Presidents of the Sunlight Fliers. (Chapter 32, California Time)

Thoughts

Some Ballardians are cross that the academy doesn’t take him seriously as a writer, doesn’t acknowledge him as a great contemporary writer, doesn’t teach him on courses about ‘literature.’

Remind anyone who ever makes that argument about this book: it is is slack-minded, half-arsed garbage.


Related links

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed

The Man in the High Castle by Philip K. Dick (1962)

I am a mask, concealing the real. Behind me, hidden, actuality goes on, safe from prying eyes. (Mr Tagomi, p.227)

An alternative history

The Man in the High Castle is set in 1962 in an America which lost the Second World War. Through the everyday lives and worries of a bunch of characters in San Francisco, and a couple in Colorado, Dick slowly drip feeds to the reader the story of how this alternative history came about.

Most alternative history have a ‘point of divergence’, the point where the fictional alternative branches off from actual history. Here it is the attempt of Italian immigrant Giuseppe ‘Joe’ Zangara who, on 15 February 1933, to assassinate President Elect Franklin D. Roosevelt. In actual history Zangara got off five shots but missed the President; in Dick’s alternative version, Zangara shoots Roosevelt dead.

In ‘our’ history Roosevelt went on to mastermind the New Deal which helped pull America out of the Great Depression and ensured she was ready to wage war in Europe and the Pacific after the Japanese attacked Pearl Harbour in December 1941. America’s economic and military might were decisive in beating both the Nazis and the Japanese Empire.

In Dick’s alternative universe, no Roosevelt, no New Deal, America was unprepared for war and so a) the Japanese successfully destroyed the U.S. Navy at Pearl Harbour, going on to seize the Philippines, Australia, Hawaii, and then the West Coast of America, leading up to Capitulation Day in 1947.

Meanwhile, Dick’s alternative history of the war in Europe has the Nazis seizing Malta forcing Churchill to resign (p.70). His successors are all non-entities who fail to rally Britain while the Germans a) decisively conquer North Africa before b) turning east to defeat Russia, pushing the surviving Russians far back into Asia and then c) sending a fleet across the Atlantic which conquers the Eastern United States. Due to their slow start, the Americans never develop the atom bomb, the Germans get there first and nuke Washington DC. Now the Germans run a unified Europe under German rule, Festung Europa.

As the novel opens the Japanese are smoothly administering what is now known as the P.S.A. or Pacific States of America, main city San Francisco where most of the action is set. Their rule is mostly benign, if very hierarchical based on race, so that everyone has a ‘place’, above or below everyone else: Japs at the top, Caucasians next, Mediterranean Europeans next, blacks at the bottom.

They rule with relative freedom and civilisation compared to the Eastern Seaboard, where the Nazis have implemented their anti-Jewish policies, which they have also extended into Central and Southern America. The Military Governor of the Eastern states was for a while Erwin Rommel, the victor in North Africa. It was only when he was replaced in 1949 that the full implementation of the race laws and the concentration camps kicked in.

We learn that Hitler is now a disease-raddled recluse and has been succeeded as Führer by Martin Bormann, with much gossip about the other Nazi leaders, Goebbels, Göring and so on.

One character admires the Germans’ technical know-how, exemplified by the way they have sealed and drained the Mediterranean (!), giving them a vast new area to colonise. But several characters are less keen about their attempts to solve ‘the African Problem’, which appears to have consisted in exterminating the entire black population. A high level Japanese briefing states that the Germans’ genocidal policies in Eastern Europe, and Africa, have been an economic catastrophe.

There are some readers for whom just the outlines of alternative histories are thrilling, and I have to admit that I’m one of them. It’s fairly standard procedure, but I’m still a sucker for the way the facts which I’ve summarised above, emerge in the narrative only through hints and casual references in the dialogue or thoughts of the characters. This makes the glimpses and hints of what has happened in this alternative view of world history all the more tantalising and intriguing.

The plot

So that’s the dramatic and large-scale historical background against which Dick sets his handful of more or less humdrum characters, and shares their private worries and concerns.

Robert Childan runs American Artistic Handicrafts Inc, a successful business selling senior Japanese officials authentic Americana and antiques, from Mickey Mouse watches to handguns from the Wild West. He is trying to pull off a deal with a Mr Tagomi and goes with great trepidation to his office in the Nippon Times Building. Childan has completely assimilated the Japanese idea of ‘place’, the notion that everyone knows their place in hierarchical Japanese culture. So Childan is alert to keeping the black porters in their place, trying to gain favour and place by bowing and scraping to the Japanese and so on. This assimilation of Japanese values even extends to thinking in a highly fragmented, truncated, Japanese prose style.

An appointment was made for two o’clock. Have to shut store, he knew as he hung up the phone. No choice. Have to keep goodwill of such customers; business depends on them. (p.10)

Not only Childan’s but numerous other characters think and even speak in the same truncated style. It is a bit weird but gives a verbal coherence to the book which really distinguishes it and which I enjoyed.

He held the squiggle of silver. Reflection of the midday sun, like boxtop cereal trinket, sent-away acquired Jack Armstrong magnifying mirror. Or – he gazed down into it. Om, as Brahmins say. Shrunk spot in which all is captured. Both, at least in hint. The size, the shape. He continued to inspect dutifully. (p.219)

Frank Frink is a Jew whose tour of duty in the army got him out of the East, now controlled by the Nazis. He’s been working at a factory run by a Mr Wyndam-Matson but has just been fired for speaking out of turn. But a colleague, Ed McCarthy, suggests they go into business together, manufacturing fake ‘antique’ guns. They blackmail Wyndam-Matson, threatening to expose the fact that he is himself manufacturing fake antiquities as a side activity to his ostensible metal working factory, unless he gives them $2,000. He coughs up, and the pair set up a workshop in a ramshackle basement and start producing a new style, of contemporary jewelry designs, calling the company Edfrank Productions.

Wyndam-Matson has a mistress or girlfriend who irritates him, especially when she decides to tell him at length about the novel she’s reading, The Grasshopper Lies Heavy. It is an alternative history whose author, H. Abendsen, speculates about what might have happened if Roosevelt hadn’t been assassinated, but had brought America out of the Depression and pursued aggressive anti-Nazi policies, such that America and Britain had won the Second World War. Nonsense, Wyndam-Matson snorts.

Frank Frink’s ex-wife Juliana Frink left him some while ago, and now scrapes a living as a judo teacher in the Mountain Zone between the occupied West and East coasts. We are introduced to her as she handles two lippy lorry drivers at a truck stop café. She takes one, an Italian, home to bed. Next morning she discovers he fought for the Italian army during the war and Dick uses the Italian’s wartime experiences to gives us more alternative war history, specifically about the campaign in North Africa. They both agree about how fanatical the British became as it became clear the Allies were going to lose, and about the brutality of their use of phosphorus bombs and napalm once the Germans were advancing across England.

More to the point, this guy, Joe Cinnadella, is also reading The Grasshopper Lies Heavy, and at points in their day Juliana picks it up and reads sections which lead to further comments on whether the right side won the wear, and why. Juliana happens to know that the author of the book, Abendsen, lives in the Rocky Mountain states, somewhere in Colorado, in a heavily fortified encampment which he fancifully calls The High Castle.

The Mr Tagomi that Robert Childan is so anxious to suck up to and sell a good quality piece of Americana to, himself only wants to buy it in order to give it as a gift to, and impress, a visitor from Europe, Mr Baynes. We watch Baynes fly across the Atlantic in one of the new atomic-powered airliners, and wind up a German he gets into conversation with and who turns out to be an unrepentant anti-semitic Nazi.

As the plot proceeds we learn that Baynes is not Swedish, as he pretends to be. His name is Rudolf Wegener, he is a member of the German Abwehr, and he has been sent by a faction of the German Partei to make contact with a retired 80-year-old Japanese general, General Tedeki, former Imperial Chief of Staff, here in San Francisco. Lots of heavy hints are dropped but it’s only at page 190 of this 250-page novel that we find out why.

In the office of Mr Tagomi, Baynes/Wegener reveals to General Tedeki that the German Wehrmacht are planning to create an ‘incident’ in the neutral zone of America, which will lead German forces to intervene, and which will be carefully arranged to draw the Japanese in, escalating diplomatic tension and then – the Wehrmacht are planning a sudden nuclear attack on the Japanese Home Island which will wipe them out. This top secret plan is named Operation Dandelion.

Barely has Wegener handed over a cigarette case full of microfilms proving his assertions when Mr Tagomi’s secretary rings up to announce that a number of Nazi goons are in the lobby throwing their weight around and demanding to be let up to Tagomi’s office. They have come to arrest Wegener. He gave himself away when he made contact with an Abwehr agent in a department store, who was being watched by the Nazi Sicherheitsdienst or SS.

To grasp this plotline it helps to understand that right from the start the Nazi state was divided into mutually loathing sections or departments, which competed and jostled with each other. The Wehrmacht is the army, the Abwehr which Wegener works for is the intelligence service, and the SS is staffed by psychopaths and sadists.

  • Dick has extrapolated the historical tensions which we know about from the history books, on for another 17 years after the end of the war, an intellectually interesting exercise
  • and dramatised these tensions, so that
  • we are witness to the contrasting attitudes of different Nazi officials, often deeply distrustful of each other
  • and, a t a higher level, as it were, we frequently overhear Japanese and American characters expressing their contempt for the endless internecine feuding of the unstable Nazi regime

This is where Freiherr Hugo Reiss, the Reichs Consul in San Francisco, comes in. He cordially dislikes his opposite number in the SS, Kreuz vom Meere, an officious thug. It is vom Meere who is overseeing the trailing and entrapment of Wegener. When he asks for co-operation, Reiss is inclined to delay and obfuscate. Until, that is, he receives a direct personal call from the new Head of the Partei, Kanzler Josef Goebbels. Who orders him to give full co-operation to the SS in the case of Wegener. Jawohl, mein Führer. He puts the phone down, shaking, while vom Meere watches with a brutal smile on his face.

This is the background to the armed goons who come to Mr Tagomi’s office to arrest him. However, they hadn’t bargained with Japanese pride, and in particular with Mr Tagomi’s fondness for authentic American antiques. Now that strand of the plot, which had been introduced right back at the start in Robert Childan’s antiques emporium, comes into play. Mr Tagomi takes an authentic Wild West Colt .44 out of his desk and points it at the door, with the evident approval of General Tedeki. When the SS men smash the door open and saunter towards Wegener, Tagomi shoots them both down. There will be consequences, but this is Japanese territory, so what precisely they will be…

Meanwhile, the scenes with Juliana Frink and her Italian lover, Joe Cinnadella, move on in counterpoint to the San Francisco scenes. First he accidentally on purpose misses the truck he was meant to be part-driving, which leaves without him. Then he suggests they drive to the nearest city, Denver, so he can show his new girl a good time. It’s on the way, in the car (her car), while he’s driving, that Juliana insists on reading out long excerpts from The Grasshopper Lies Heavy, which leads to them discussing the national characteristics of the Italians, Germans, Russians, Americans and Japanese. In fact, suddenly and spontaneously she suggests that they drive on the hundred miles or so to the author’s supposed ‘castle’ redoubt up in the hills. Sure, says Joe, after we’ve had a good time in Denver.

But in Denver things turn bad. Joe has a haircut which reduces his hair to a close crop, and has it dyed blonde. He takes Juliana shopping but in a focused mechanical way. He makes sure she buys a low-cut blue dress and half-cup bra. They check into a swanky hotel and she is looking forward to a night on the town, when Joe brutally announces that they are going to dine early, then leave for the High Castle.

Finally, it dawns on Juliana that Joe is not Italian at all. He had been wearing a black hairpiece. He didn’t have a haircut, he simply removed the wig to reveal his blonde Aryan haircut. He is a German agent. He has been sent with a wad of cash to do whatever it takes to assassinate the author of the anti-German novel, The Grasshopper Lies Heavy. ‘So why do you need me?’ Juliana whines pitifully. Because this Abendsen guy has a fondness for sexy black-haired Mediterranean types. Like Juliana. Hence the low cut dress. They’ll get invited in. Abendsen will be attracted to Juliana, while Joe does his dirty work.

Back in San Francisco, someone has reported that Frank is a Jew. He’s having a smoke on the sidewalk outside their workshop when white cops arrest him, take him downtown, confirm that he’s a Jew, and tell him he’s going to be shipped out to the Nazi East Coast.

Probably the biggest event – the one which unifies all the characters in speculating about it – is the death of Martin Bormann, the current Führer. Characters speculate on who will succeed him, with Mr Tagomi’s superiors holding an interesting briefing at which an official runs through the possible successors – including Goring, Heydrich, Goebbels and so on- giving fictitious biographies for what they’ve been doing since the war ended in 1947. For those of us who like actual history, alternative histories like this are always interesting because of the way they shed fresh light and different perspectives on what actually happened.

So:

  • will Wegener and Tedeki escape alive from Mr Tagomi’s office?
  • will Tedeki manage to get the message about Operation Dandelion back to his superiors in time for them to approach the relevant sections of the German state in order to get Operation Dandelion called off?
  • will Frank Frink be deported back to the east Coast and gassed by the Nazis?
  • and will Juliana and Joe find the High Castle of this Abendsen guy, manage to get admission, and murder him?

Madness

In fact, what happens is several of the characters have nervous breakdowns. In response to being told she is being so comprehensively used as cover in an assassination attempt Juliana has a florid breakdown, asking for pills, delirious, getting into the shower fully dressed, stabbing Joe in the neck with a razor blade and wandering down the hotel corridor stark naked, until hustled back to her room by a maid.

Similarly, Mr Tagomi, the day after the unpleasantness in his office, wanders the streets of San Francisco in a daze, fetching up at Robert Childan’s emporium, who rather forcefully sells him one of the new piece of jewelry, which Tagomi takes to a park bench and tries to get to reveal its secrets, shaking it, threatening it, shouting at it, begging it to open the door of the meaning of life.

All the way through the book Robert Childan is on the edge of sweaty-palmed panic. And he only needs to be reminded that he’s a Jew for Frank Frink to fall into a funk of fear, justifiably so, as it turns out.

This is the ground bass of Dick’s fiction. Characters live with gnawing anxiety which sooner or later blooms into goes madness, nervous breakdown, hallucinations. His texts deal you plots and characters but, like an alcoholic sizing up every room for its stash of booze, is constantly manoeuvring the reader to a place where he can let rip with pages of delirious, drug-fuelled, nervous breakdown prose, delirium, bewilderment, hallucinations, confusion, hysteria.

I wish I understood, he said to himself as he moved along the busy evening sidewalk, by the neon signs, the blaring bar doorways of Grant Avenue. I want to comprehend. I have to. But he knew he never would. Just be glad, he thought. And keep moving. (p.232)

Ideas and issues

All the characters are considerably more self-aware, given to long intense internal monologues or to lengthy thoughtful conversations, than most people I’ve met in my life. Much of their thoughts and dialogue is devoted to ideas. They are all much more interested in history than most people I’ve ever met, which is fortunate for it allows Dick, through their conversations, to pass along all kinds of backstory information about the course of events of the previous 15 years or so.

It is a very self-aware book. Dick makes it clear to us he knows what he’s doing, and his lead characters are also painfully self-aware at almost all moments.

Is alternative history a type of science fiction?

Being the very self-aware novelist that he is, Dick has two of his characters debate this very question. When he is invited to dinner with Paul and Betty Kasouras, the trio end up discussing The Grasshopper Lies Heavy (in the clipped verbless style which dominates so much of the text):

‘Not a mystery,’ Paul said. ‘On contrary, interesting form of fiction possible within the genre of science fiction.’
‘Oh no,’ Betty disagreed. ‘No science in it. Not set in future. Science fiction deals with future., in particular future where science has advanced over now. Book fits neither premise.’
‘But,’ said Paul, ‘it deals with alternate present. Many well-known science fiction novels of that sort.’ (p.109)

There’s plenty of alternative history fiction in the world.

Whether some, all, or any of it qualifies as science fiction is a topic for a different essay.

Alternative histories within the story

Given that the main story is set in an alternative universe, and that half the characters in it are reading a book which gives a further alternative history, the novel thus contains or navigates no fewer than three realities:

  1. ‘real’ history – the one we’re living through
  2. the alternative history of the novel
  3. the alternative alternative history described at some length by H. Abendsen

These three realities curl and intertwine throughout the text, a little like a piece of classical music, with its main theme, secondary theme, and variations on both, reappearing throughout like silver threads. Or, alternatively, like the person standing between two parallel mirrors who sees their reflections stretching into infinity in both directions.

Secrets and lies are a central theme. Or truth and falsehood. Or reality and fantasy. At one point Baynes / Wegener reflects:

Perhaps if you know you are insane then you are not insane. or you are becoming sane, finally. Waking up. I suppose only a few are aware of all this. Isolated persons here and there. but the broad masses… what do they think? All these hundreds of thousands in this city. Do they imagine that they live in a sane world? Or do they guess, glimpse, the truth? (p.45)

Which sums up the broad streak of paranoia which runs throughout Dick’s work – that’s if you take his work very seriously. Or, if you are a tad more critical of his troubled worldview – this kind of thing (‘Look at me, see how I suffer, see how special I am!’) could be interpreted as the adolescent sense that I know this is all fake, but what of all the other poor ‘normals’? Immature.

Similarly, Dick and his characters are well aware of the power of fiction to lie and distort. Since almost every character seems to be reading H. Abendsen’s book, quite a few have extended dialogues or thought monologues about the uncanny power of fiction to create its own realities. These could be quoted to form the basis of a disquisition about fiction and fictions but… don’t we already know that? Isn’t that why people buy airport novels, so they can be completely transported on long haul flights or lying by the pool?

If you were an earnest literary type you could work this insight up into a profound discussion of the nature of fiction. Except it is a nature that pretty much everyone who’s ever read a novel is well aware of.

Childan and Kasoura, America and Japan

A prolonged thread is Childan’s on-again, off-again business relationship with a potential pair of Japanese clients, high-place Mr and Mrs Kasoura. He offers them a high value gift,in response to which they invite him to dinner, a scene which is a prolonged tour de force, describing with minute subtlety the wavering atmosphere and tone of the inscrutable orientals, as Childan desperately tries to be polite and submissive. His problems reach a kind of climax when he presents Mr Kasoura with an example of Edfrank’s new, modern, contemporary jewelry.

(In a painful earlier scene we had watched Frank Frink’s shambling, lanky partner, Ed, try to sell some of their new jewelry to Childan, and Childan’s deliberate humiliation of the salesman: here, as in every other aspect of his life, Childan is keen to maintain his place.)

In this ten-page scene (pp.168-179) Childan goes to visit Mr Kasoura at his office, to ask how his wife liked the new contemporary piece he had given him. Kasoura brings the piece from his deskdrawer and reveals that he never passed it on to his wife. He showed it tovarious colleagues who alllaughed at it for being a shapeless blob of metal. Childan feels justifiably humiliated. But then, Kasoura continues, he found himself becoming beguiled by it, attracted to its very formlessness and lack of design. After pondering why, he has come to the conclusion that is contains wu. At which Childan racks his brains to try and remember what the hell wu is. Is it even a Japanese quality or something else they’ve ripped off from the Chinese?

But, Kasoura continues, when he tried to explain this quality to his superiors, they still dismissed it but came up with a suggestion. The general population of South America is still mostly peasant, and they like good luck charms. One of Kasoura’s superiors has contacts with a man who manufactures and ships trinkets to South America by the tens of thousands. This piece might be a model for a new line of good luck charms and trinkets?

Dick is very careful to have Kasoura explain all this as if he himself is aloof and above mere business considerations. Childan, struggling to keep an absolute straight face throughout, suddenly realises he is being humiliated. Doubly humiliated. Not only did Kasoura start the conversation by saying the piece was junk. But then, having withdrawn that a little with the introduction of the concept of wu, has travelled all the way round to a new level of humilation, this time suggesting that not only is the piece junk, but that it would be appropriate for Childan to take part in an enterprise to mass produce and sell junk.

Childan is flooded with mortification and humiliation and begins to make his departure, promising to take up the contact Mr Kasoura has suggested. Does he read contempt in Kasoura’s eyes? Or professional satisfaction? Or lofty disdain for the whole business?

Suddenly his soul revolts at the endless kow-towing and abasement he has to go through and Childan decides to stand up for his country, its artists and manufactures. Abruptly he changes stance and demands an apology from Mr Kasoura. There is a very long silence as both men stand stock still. Then, very slowly, Mr Kasoura apologises. They shake hands. What expression is in his eyes? Even now, Childan doesn’t know. He leaves Kasoura’s office with a shattering sense that he has no idea what just happened. Did he just throw away the business opportunity of his life? Or did he just proudly stand up for American craftsmanship? Was he tricked into making a foolish decision? Or has he just shown a Jap what spine and character mean? Does Mr Kasoura now respect him? Or despise him even more?

I thought this was a really brilliantly calibrated scene, and more than some of the more obviously thriller-ish moments, really drove home Dick’s central theme of anxiety and disorientation.

The I Ching

Several characters – Frank Frink and Mr Tagomi and Juliana – use the I Ching methodology to make decisions, and Dick explains it at some length – the sorting of the forty-nine yarrow sticks whose shape or number indicates a hexagram, which then has to be looked up in The Book of Changes, which then gives a very oblique analysis of your current situation, and obscure advice on what to do next.

I found this whole theme of the book pretty boring, except insofar as it dramatised the intense anxiety of several of the key characters (Childan, Tagomi). They might as well have been examining the innards of chickens or reading patterns in tea leaves or consulting the stars.

Obviously its inclusion adds to the Japanese and generally oriental flavour of much of the prose and subject matter. More interesting, for me, was the several conversations the antique salesman Robert Childan has with Japanese customers. In these Dick very effectively dramatises the vast gap between Anglo-Saxon common sense and the ultra-fastidious and refined tastes and manners of the Japanese.

Finally, Juliana arrives at the Abendsen house which she finds is a perfectly normal suburban stucco-fronted place, with a little drinks party going on. She confronts Abendsen and in particular accuses him of using the I Ching throughout. Eventually he confesses that at every point, the choice of subject matter, characters, plots and development he consulted the oracle extensively.

Juliana then insists on asking for Abendsen’s I Ching equipment and asks the oracle whether The Grasshopper Lies Heavy is true. The oracle says it is.

think what this means is Juliana, Abendsen and his wife all realise that the oracle is communicating to them from an alternative universe, from our universe – and that it has told them what really happened. In other words, the characters know that they are in an alternative, and secondary universe.

What’s odd, in the book, is how calmly everyone takes this, this interpenetration of realities. Juliana walks back to her car and the Abendsens get on with their drinks party, so calmly that I wondered if I’d completely misunderstood the ending.


Related links

Philip K. Dick reviews

Other fictional alternative histories

  • The Alteration by Kingsley Amis (1976) – a brilliantly imagined alternative reality in which the Reformation never happened and England is part of the ongoing Catholic Hegemony over all Europe
  • SSGB by Len Deighton (1978) – the Germans conquered England in 1940 and now, amid the ruins of London, Scotland Yard detective Douglas Archer tries to solve a murder which leads him to a massive conspiracy
  • Russian Hide and Seek by Kingsley Amis (1980) – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed
  • Fatherland by Robert Harris (1992) – it is 1964, Nazi Germany won the Second World War, and in Berlin detective Xavier March investigates a murder which leads him to uncover the horrific fact at the heart of the German Empire

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, leading the human giants to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

They Shall Have Stars by James Blish (1956)

The second of the four Cities in Flight novels by James Blish, this is a ‘fix-up’ novel made by joining two long short stories, ‘Bridge’ and ‘At Death’s End’, which were originally published in sci-fi magazines.

In terms of internal chronology, these stories describe the two key discoveries which make possible the world of the flying cities which we met in Earthman, Come Home, namely anti-agathic drugs and the spindizzy anti-gravity drive.

Background to the plot

It is 2013 and the Cold War between the Soviet Union and the West continues. It seems to be a big idea (or fixation, or worry) of Blish’s that this sustained animosity will undermine Western society and freedoms. It will require the West to spy on its own citizens, to curtail scientific enquiry, and to enforce voluntary censorship, not least because of the vast spying and political control enforced by the hereditary head of the FBI, Francis X. MacHinery (a character clearly modelled on the Red-baiting demagogue, Senator Joe McCarthy).

Characters are careful what they say to each other and, if speaking candidly, make nervous jokes about being overheard and reported.

(There’s a scene, mid-novel, where Senator Wagoner has reported to him the key discovery which enables the anti-gravity device and Blish says the characters had to speak more or less in code because both knew the senator’s office was bugged by the FBI (pp.52-54). Similarly, on their third date Anne Abbott shows her date, Paige Russell, that the powder compact she keeps looking into is in fact a device which detects bugging devices i.e. tells you when it is safe, or unsafe, to talk freely.)

There are roughly two locations – America, in either Washington DC or New York City, and ‘the Bridge’ on Jupiter, monitored from its control room on a moon of Jupiter’s, Jupiter V.

On earth

In Washington and New York we see Senator Bliss Wagoner take the helm of the Joint Congressional Committee on Space Flight and ask the opinion of Giusseppi Corsi, head of the American Association for the Advancement of Science, what he should do. Between them they make a number of points and recommendations. The basic one is that space travel is going nowhere. They’re still using the same rocket technology invented during the war. Rockets have now taken man to Mars and even Jupiter, but Wagoner is frustrated that no-one is thinking big, beyond the solar system: there’s still no viable kind of trans-space engine. Corsi replies that the entire existing structure of government sponsored science is fossilised, third rate men fine-tuning existing tech. He advises Wagoner to cast the net wide, to look at oddballs, freaks, weird experiments, renegades: the future has got to come from outside existing mind-sets.

In New York Colonel Paige Russell is waiting impatiently in the lobby of Pfitzner and sons, the big pharma company. He has in his pocket samples of soil from Ganymede and Jupiter V. He’s a rocketman, has been to those places, brought back these samples at Pfitzner’s request, and is irritated to be kept waiting. Eventually he is given a cursory guided tour by a flunkey but then superseded by a visiting general and more or less kicked out. Irritated, he hits on the receptionist and persuades her to come to dinner.

The dinner scene contains various bits of information: for a start we learn that there’s been a religious revival, because Paige and the receptionist’s taxi (her name is Anne Abbot) gets caught in a chanting crowd. The religious people are now called Believers and have developed perfume bubbles which they disperse at their rallies. When they burst they disperse narcosynthetic drugs which make people feel like repenting, make them feel guilty and self pitying.

Once at the dinner table Anne slowly opens up about work at Pfitzner which has been mainly focused on developing new antibiotics which have worked very well at combating not only infectious diseases but some of the viruses which cause some cancers and so on. But eliminating infectious disease has just revealed a substrate of harder-to-cure conditions, degenerative diseases, circulatory diseases and so on.

This all hooks up with something Russell had heard while taking the tour of the labs: he thought he had heard a baby crying. Now, to his astonishment, Anne admits that they are experimenting on babies: after years of giving antibiotics to animals to make them stronger and healthier, experiments are taking place on newborn babies, giving them small doses of a range of antibiotics to see what happens.

Jupiter V

Meanwhile, some 600 million miles away, we meet two men who work on a space base on Jupiter V, one of Jupiter’s satellites. Robert ‘Bob’ Helmuth works four hours a day with headgear, visor and headphones on, monitoring the machines which repair and build ‘the Bridge’. His supervisor is Charity Dillon.

The Bridge lies six thousand miles below the top of Jupiter’s cloud layer. It is thirty miles high, eleven miles wide, and fifty-four miles long. Most of it is made of ice, Ice IV to be precise, existing under a pressure of a million atmospheres, at a temperature of 94 below zero Fahrenheit. It takes millions of megawatts to maintain it and keep it growing in Jupiter winds of 25,000 miles per hour.

Bob emerges from his shifts maintaining the Bridge’s equipment shell-shocked and drained. From the dialogue between him and Dillon, we learn that the crew who work on the Bridge project have all had ‘conditioning’; that the Bridge doesn’t go anywhere – it is built with giant pillars based on one of the few stable pieces of ‘land’ they could find on Jupiter’s surface – is more like a travelling crane which is just adding bits to itself not to ‘reach’ anywhere, but to increase its stability. Why? Because. To find out. To see if they can. Bob says the whole thing is a deplorable waste of time and effort. Dillon tells him to get some rest.

Washington

Back at the Pfitzner plant Paige comes to see Anne Abbot again, to apologise, but discovers MacHinery in the waiting room, the scary, Beria-type head of the secret police, who cross-questions him. But when MacHinery’s left, Anne and a Pfitzner scientist finally reveal what they’re investigating. They have established that all complex life forms secrete an aging toxin. Research has moved on to try and identify a drug or drugs which will neutralise this aging toxin: an anti-agathic, an anti-death drug.

Jupiter V

Bob Helmuth over-rides a more junior tech in the Bridge control room, responding to an ‘infection’ of one of the Bridge’s caissons with chemical ‘cancer’ by sending into the leg drills which locate the core of the chemical infection then detonate – badly damaging the caisson, but the cancer would have destroyed it. At least that’s what Bob argues to his boss, Dillon, who warns that Bob’s pessimism about the project is making him enemies.

Especially since a group of earth politicians is about to arrive to inspect the works. Bob is puzzled that they can skip out here to the edge of the solar system so easily and pushes Dillon who concedes that they are using a ship with a new anti-gravity rive. Anti-gravity!?

New York

Paige – now working closely with Anne and a scientist named Harold Gunn (vice president in charge of exports at Pfitzner, p.16) spots a Soviet spy in the lab, follows him to a vast camp of Believers which has is growing up in New York state, watches him go into a trailer, run up an aeriel and, presumably, broadcast his secrets to his controllers.

But when Paige tells Gunn and Anne they reveal that a) they’ve known about him all along, b) they actively don’t want to report the spy to the authorities because that will provide an excuse for MacHinery to close them down, and c) in a long passage Anne explains how the revelation of anti-death drugs will destabilise society, undermine the whole economic, legal, political and moral fabric of civilisation: i) as soon as it is revealed in the west, the Soviets will learn of its feasibility and eventually make their own anyway ii) leaking it to the Soviets will crash their system, so it is not treason to let the spy carry on spying.

Jupiter V

The subordinate he reprimanded, Eva, comes to Helmuth’s quarters to carry on the argument and to announce that she wants to have a baby. It emerges that they had been lovers some time in the past. Now he mocks her and they have a fierce argument. After the leaves Helmuth falls asleep and as his customary nightmare, of using an anti-gravity device on Jupiter which fails so that he is squashed flat – and wakes up screaming.

Book three – Entre’acte: Washington

Wagoner writes a memo to Giusseppi Corsi dated 4 January 2020 in which he explains in some detail how he followed Corsi’s advice from the Prelude, namely to seek out crackpots and radical thinkers, and how two lines of investigation led to a) the anti-gravity impact of spinning electrons and b) the discovery of anti-agathic drugs at Pfitzner.

New York

Knowing that he’s due to be posted to the remotest outpost of the solar system, the base on the newly-discovered planet Proserpine – and hearing mounting rumours that Pfitzner is about to be the subject of an investigation by Senator Wagoner, Paige heads to the company’s offices determined to make a clean breast of what he knows.

But instead he finds Wagoner already there, who briskly orders him and Anne to accompany him in a Cadillac taxi to the New York space port. Here they are bundled into a spaceship the size of a standard planetary ferry without much ceremony, told to strap in, and off they go! (In all these space operas people, completely untrained unprepared people, just get into ‘spaceships’ and off they whizz; as far as you can imagine form the reality which crystallised during the Apollo space programme, that you in fact need highly trained physically fit people to go into space.)

It’s a trick or gag: Paige can’t believe the ship is so small; he can’t believe they’re told they’re beyond earth’s atmosphere in moments; he can’t believe there’s proper one-G earth gravity on the ship, there never is on normal shuttle ships; and he is blown away when he goes up to the control and sees, through the viewing window between Wagoner and Anne – Jupiter appearing.

It is, quite obviously, a new breed of spaceship powered by an anti-gravity drive.

Jupiter V

Bob Helmuth sees what he takes to be another ferry land on the landing platform, but is preoccupied by a particularly fierce outburst of interference near the Bridge, and sends a crawling bot equipped with camera down the nearest leg… and is flabbergasted to see a) white objects fleeting past at top speed and then b) a kind of large bubble attached to the leg. It’s a laboratory, manned by a many-tentacled robot. Nobody told him about this! There’s nothing in the blueprints or plans!

A call comes through on the switchboard, plugs his helmet in and hears Doc Barth, who explains this lab was set up top secret a year ago. They now know for sure there is life on Jupiter, a kind of ammonia-based jellyfish which seems to feed on microscopic plankton!

Wagoner reveals all

But this discovery is nothing to what comes next. Helmuth is politely invited over to the ferry ship (a short walk outside the command centre for which he has to wear a spacesuit), invited into Senator Wagoner’s comfy cabin and introduced to Paige and Anne Abbott.

Helmuth states the grounds of his gloomy pessimism to the threesome: his boss Dillon thinks the creation of the Bridge shows that Man can do anything he sets his mind to, and is also a testament to the power of the West. Helmuth radically disagrees, he thinks it is a sign of the West’s decadence.

Wagoner astonishes Helmuth by saying he is even righter than he thought: the Soviets have already won. The unrelenting pressure of the Reds has made the West into an identikit copy, complete with repressive spying apparatus exemplified by H’s FBI.

‘We Sovietised ourselves’

But this history and politics is beside the point. Wagoner tells Helmuth the Bridge project is complete. They’ll keep it up for a bit longer but it has fulfilled its purpose of confirming the Blackett-Dirac equations about the relationship between magnetism and the spinning of a massive body. It could only be tested on a spinning object of enormous mass – hence, Jupiter. And the experiment has proved it.

Hence, he goes on to explain, the functioning of the Dillon-Wagoner gravitron polarity generator which makes atoms within its field refuse to recognise the existence or function or forces exerted by atoms outside its field i.e. escapes gravity. It leads to both a faster-than-light travel and effective shielding for everything within the field of its operation.

Bring together a) the fact that the West is about to collapse with b) a new technology which permits superfast space travel and you come up with c) Wagoner’s plan to evacuate the West and send freedom-loving Americans to colonise the nearest star systems. The whole thing to be led by Paige, Anne and him, Helmuth!

The final part of the jigsaw is the anti-agathic drugs. Wagoner announces they’ve brought the entire existing supply in the hold of the ferry ship. Helmuth, Anne and Paige will take them, administer them to others, live forever and colonise the galaxy!

Meanwhile, Wagoner will return to earth to face the heat (accusations of treason), probably be executed: who cares; the job will be done.

The end of the Bridge

Helmuth explains all this to his former lover, Eva. They realise that their attachments to the Bridge were, in different ways, a result of the ‘conditioning’ all the Jupiter scientists were subject to. Now they both realise it is not work saving, but was a means to something greater. At this climactic moment, the alarm bells ring. The vast red spot on Jupiter is passing close to the Bridge and threatens to tear apart its fabric. Alarm bells deafen and they hear Charity Dillon’s voice calling for all hands on deck to man the repair bots and drones. Eva, the scales fallen from her eyes, says ‘Let it fall’. In the stunned silence, she and Helmuth both hear Wagoner’s dry chuckle.

Coda

One final page describes Bliss Wagoner’s last day in the atomic pile where, as he predicted, he has been locked after being found guilty of treason. (We realise that the letter date January 2020 which he wrote to Corsi explaining his actions, must have been written from prison). The narrative’s antagonist, MacHiney, has got his way when he announces later that day that ‘Bliss Wagoner is dead’. But Wagoner’s legacy will live on across the galaxy.

Chris Foss’s cover art

Back in the 1970s it was worth buying science fiction paperbacks purely to own the stupendous cover art by Chris Foss. Quite often though, as in this case, when you read the book you discovered the cover had almost nothing to do with the text inside. They Shall Have Stars concerns the bridge – which is buried deep in the stormy atmosphere of Jupiter – controlled from what appears to be a modest little cluster of space buildings on Jupiter V – but most of all in the labs and offices of Pfister Corp in New York – none of which look like anything in this fabulous illustration.

Cover of the 1974 Arrow Books edition of They Shall Have Stars, art by Chris Foss

Cover of the 1974 Arrow Books edition of They Shall Have Stars, art by Chris Foss


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1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
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1932 Brave New World by Aldous Huxley
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