Foundation by Isaac Asimov (1951)

Asimov

Born in Russia of Jewish descent, Isaac Asimov (1920-1992) was taken by his parents to New York while still a toddler and raised in Brooklyn, New York.

He was a prodigy. He sold his first science fiction story at 18, and by his early 20s was selling SF short stories to John Campbell, the legendary editor of Astounding Science Fiction magazine.

One of the most prolific authors of all time, Asimov wrote or edited over 500 books, plus hundreds of articles for magazines, encyclopedias and so on. That fact alone should prepare you for his superficial and slapdash prose style.

Out of this vast output, probably his most famous works are two groups of short stories and novels, one clustered around the Robot idea – I, Robot, the Caves of Steel and so on – the other, the seven novels of the Foundation and Empire series.

The story behind Foundation

Late in life Asimov himself gave a detailed account of the origin of the original Foundation stories which he wrote in the 1940s, and then of the various sequels and prequels he was persuaded to write in the 1980s.

For me, the key facts are that the first eight stories were:

  1. written as short stories
  2. for a popular sci fi magazine
  3. when Asimov had only just turned 21

They were never intended for book publication, they were certainly never intended to be considered ‘novels’, they were hacked out for the transient existence of a gee-whizz sci-fi magazine.

But, apparently, the start of the 1950s saw a big transformation of the SF market in America: for the first time proper book publishers became interested in it. No longer was it the preserve of fans and collectors of luridly illustrated magazines. And, as they started publishing SF books, publishers discovered there was an untapped audience for it in the broader book-buying public.

So, where to get the material to satisfy this market? They could approach tried and tested SF writers with book contracts. Bit slow. And they could also trawl back through the vast pulp magazine content produced over the previous decades, cherry picking popular stories which could be reversioned for book publication.

Thus it was that in 1951 – three years after Asimov had had the final Foundation story published in Astounding Science-Fiction – that a small publisher (Gnome Books) suggested republishing all the stories in book format. When Asimov agreed, Gnome went on to suggest that the series, as it stood, started too abruptly and that Asimov should write an introductory story setting the scene and explaining the backstory. Which he promptly did.

Taken together these facts explain the Foundation series’ pulpy worldview, the uneven and often very bad prose style, the errors in grammar and spelling, the very poor proofreading in all versions of the stories, and the looseness with which they hang together.

Foundation and its two sequels were not conceived or written as novels. In fact at just this time, in 1950, the expression ‘fix-up novel’ was coined to describe a ‘novel’ created by just such a glueing together of pre-existing short stories that had been previously published and may, or may not, have had much in common. The stories’ plots could be tweaked to make for consistency, have new connecting material written for the novelisation, or – a popular device – have a new frame narrative and narrator created who could introduce and contextualise each story or ‘episode’.

In the rush to capitalise on the new popularity of SF, ‘fix-up’ became a very apposite description, first applied to a classic SF author, A.E. van Vogt. Loads of the old hacks who’d been churning out sci-fi stories by the bucket load and flogging them to the steaming jungle of pulp sci-fi magazines, suddenly had a cash incentive to cobble the stories together and present them as ‘novels’.

Asimov’s Foundation and Robot series, as well as Ray Bradbury’s Martian Chronicles, are classic examples of ‘fix-ups’.

The afterlife of the Foundation stories

So all this explains why the book titled Foundation and published in 1951 in fact consists of the following linked short stories:

  1. The Psychohistorians – the introductory story to the series written at Gnome’s request (1951)
  2. The Encyclopedists – originally published in the May, 1942 issue of Astounding Science-Fiction under the title of Foundation
  3. The Mayors – originally published in the June 1942 issue of Astounding Science-Fiction as Bridle and Saddle
  4. The Traders – originally published in the October 1944 issue of Astounding Science-Fiction as The Wedge
  5. The Merchant Princes – first published in the August 1944 issue of Astounding Science-Fiction as The Big and the Little

The stories got longer as Asimov wrote them, and the second volume – Foundation and Empire – contains just two long stories, or a short story and a novella, The General and The Mule (published in November and December 1945).

Similarly, the third and final volume of the original trilogy – Second Foundation – also contains a short story and a novella:

  1. Search by the Mule was originally published in the January 1948 issue of Astounding Science Fiction under the title Now You See It…
  2. Search by the Foundation was originally published in the November and December 1949 and January 1950 issues of Astounding Science Fiction under the title … And Now You Don’t

So, in total, there were eight original Foundation stories, written over a period of eight years, 1940 to 1948, plus the introductory one commissioned by Gnome in 1951. Nine.

As it turned out Goblin Publishers weren’t great at promoting the books, which hardly sold. It was only in 1961, when Asimov had cemented a good book deal with Doubleday, the major American publishers, that they discovered this item from his back catalogue was underperforming. They promptly bought it off Goblin and undertook a big marketing campaign and, slightly to everyone’s surprise, the Foundation trilogy was, for the first time, a bestseller, becoming a phenomenon.

By 1966 a special category of the SF Hugo Awards was created to honour trilogies of novels and the Foundation trilogy promptly won.

By the time I was getting into SF in the early 1970s, the trilogy, alongside Asimov’s Robot books, and numerous volumes of short stories and other novels, thronged the shelves in shiny paperback editions with wonderful covers designed by Chris Foss, and I took them to be among the defining works of the genre.

Foundation cover art by Chris Foss

Foundation cover art by Chris Foss

Posthumous Foundations

Then, twenty years after their first appearance in book form, in 1981, Doubleday asked Asimov to write a sequel to the trilogy. Initially reluctant, Asimov reread the series and realised he had more to say, much more.

He quickly wrote and published Foundation’s Edge (1982), then a follow-up to that, Foundation and Earth (1986). These were followed, after Asimov’s death, by Foundation and Chaos, published in 1998, written by Greg Bear with the permission of the Asimov estate and, in 1999 Foundation’s Triumph, written by David Brin, incorporating ideas from Asimov short stories.

Before his death Asimov also went back before the events covered in Foundation, to describe them in two prequels – Prelude to Foundation (1988) and Forward the Foundation, published posthumously in 1993. These have been complemented by Foundation’s Fear (1997) by Gregory Benford.

Like the novels about James Bond or Jason Bourne which were written after their creators died, there’s no reason why new Foundation novels shouldn’t roll off the production line for the foreseeable future.

Foundation and Robot

Not only this but as early as the 1960s Asimov began to link the Foundation stories and their ‘universe’ with the ever-growing world of the Robot stories, by writing stories which feature characters, or issues, or planets, common to both – thus creating an enormously complicated fictional universe.

As you might expect from this huge ‘fix-up’ approach, the resulting ‘universe’ contains plenty of plot holes and inconsistencies for fans and fellow authors to happily crawl over and debate forever.

Now comes news that the Foundation stories are about to be made into a major TV series by HBO, home of Band of Brothers and Game of Thrones. I’d be surprised if they don’t tweak, edit, and amend the original texts to make the content more suitable for TV and the plots fit into one-hour episodes. Plus catering to modern sensibilities by having more female and black leads.

All of which will lead to an even greater ferment of comment and critique online. Thus the endless proliferation and unstoppable afterlife of American cultural products.

The premise of the Foundation stories

It’s a struggle to clamber free of this jungle of backstories, overlapping universes, and real-world developments in order to get back to the primal experience of reading the stories as they were first conceived nearly 80 years ago.

Asimov tells us the original idea was inspired by his reading (not once, but twice!) of Edward Gibbon’s The Decline and Fall of the Roman Empire. What, he thought, if he wrote about the decline of a Galactic Empire – from the vantage point of the Second Empire which eventually rose to replace it, after a prolonged dark age? A vast epic history looking back over the decline and collapse of a space empire…

Back in 1940 this appears to have been (surprisingly) a fairly original story. One of the classic early SF tales – H.G. Wells’s Time Machine gives the reader a poignant sense of the passage of vast periods of time, but doesn’t give a detailed chronicle.

Similarly, Olaf Stapledon’s epic SF classic, Last and First Men, deals with the rise and fall of countless human civilisations on a mind-boggling scale, but again it doesn’t go into detail to describe the nitty-gritty events or characters of any of them.

But it’s still a trope – the collapse of empire – familiar to artists and poets for centuries. The twist, the gimmick, the unique selling point which gives the Foundation series its distinctive quality, is the idea that, amid the teeming trillions of the Empire, spread across all the habitable planets of the entire galaxy, a scientific discipline has arisen, known as Psychohistory.

Psychohistorians try and predict human history, based on the vast amount of data by that point amassed about human and social behaviour. And it is this idea which underpins the entire Foundation universe.

Hari Seldon’s role in the Foundation stories

For one of these psychohistorians is the extremely brilliant Hari Seldon, who has used the discipline to map out a precise vision of events which will unfold over thousands of years into the future.

The fundamental premise of the original series is that Seldon can see that the Empire’s fall is inevitable and that, other things being equal, it will be followed by a thirty thousand year-long dark age, until civilisation rises again.

But Seldon thinks he was worked out a plan whereby this thirty thousand year period can be abbreviated to just a thousand years. His plan is to create a ‘Foundation’ of committed men and women who will create a Galactic Encyclopedia which will preserve all the knowledge of the Empire through the dark age and hasten the rise of the Second Empire.

Thus, in the first story Seldon gathers round him enthusiastic devotees of the plan and confronts the sceptical powers-that-be. Then each of the following five stories describes a crisis moment facing the Foundation over the ensuing hundreds of years.

But – and here’s where the psychohistory thing really comes into its own – at each of these crises, Seldon turns out to have already seen and anticipated the outcome. In fact, he turns out to have stage-managed things in order to secure the outcome he wanted.

The technique is exemplified in the first story. This describes young, naive Gaal Dornick arriving on the planet Trantor, magnificent capital of the 12,000-year-old Galactic Empire to meet the famous psychohistorian. Dornick has barely arrived and met the legendary Seldon than the latter is arrested and Dornick attends his trial.

Seldon is accused of treason by the aristocratic members of the Committee of Public Safety who, nowadays, rule the Empire (the actual emperor being a puppet figure). He outrages the committee by explaining that in just 500 years the empire will collapse and enter its 30,000 year dark age.

The committee find him guilty of treason but, not wanting to create a martyr, offers Seldon exile to a remote world, Terminus, accompanied by the others who wish to help him create the Encyclopedia. And he accepts.

But here’s the kicker, which is revealed to an adoring Dornick right at the end of the first story: Seldon knew that’s what the Committee would do.

He knew they would offer exile (to hedge their bets – to get rid of him but keep him alive, just in case what he says is true) and he was almost certain that he’d be sent as far away as possible, with the result – as he explains to an awed Dornick – that he has already prepared his community of 100,000 to travel to Terminus! Ta-dah!

Each of the four following stories zeroes in on a similar crisis moment in the Foundation’s history, 30, 50 or 100 years apart. In each one we are introduced to new characters, who face a plight or challenge to the Foundation. And in each story it turns out – right at the end – that Seldon had foreseen the challenge… and secretly planned, or created the conditions, for the challenge to be overcome!

Or, in the words of the hero of the fifth story, the trader Hober Mallow (who overcomes the challenge of his day and, in doing so, becomes the first of the Merchant Princes of Foundation):

‘When the Galactic Empire began to die at the edges, and when the ends of the Galaxy reverted to barbarism and dropped away, Hari Seldon and his band of psychologists planted a colony, the Foundation, out here in the middle of the mess, so that we could incubate art, science, and technology, and form the nucleus of the Second Empire.’
‘Oh, yes, yes – ‘
‘I’m not finished,’ said the trader, coldly. ‘The future course of the Foundation was plotted according to the science of psychohistory, then highly developed, and conditions arranged so as to bring about a series of crises that will force us most rapidly along the route to future Empire. Each crisis, each Seldon crisis, marks an epoch in our history. We’re approaching one now – our third.’

So each story occurs in a new period – features entirely new characters – and presents them with a challenge thrown up by the ongoing collapse of the Empire, and the survival of the Foundation. Each of the characters in question beats the challenge and then, they either see a hologram of Seldon (which, we are told, are scheduled to return at regular intervals into the future) which confirms that nature of the challenge and how they’ve overcome it. Or is made to realise (by Asimov’s guiding hand) the nature of the crisis they’ve just passed through and how it adhered to Seldon’s Laws of Psychohistory.

Either way, the characters (and the reader) come to reverence the memory and extraordinary foresight of Hari Seldon even more.

So the Foundation stories are more than just ‘chronicles of the future’: each one contains a trick in the tail reminiscent of a classic detective story, the kind which reveals whodunnit at the end.

You read partly to find out what happens in each story – but also to find out how Asimov will reconcile each new crisis with Seldon’s omniscient prophecies.

1. The Psychohistorians

12,000 years into the history of the Galactic Empire psychohistorian Hari Seldon realises it is doomed to collapse and manipulates the Committee of Public Safety into sending him and 100,000 followers to the remote planet of Terminus to create a Galactic Encyclopedia.

2. The Encyclopedists

Fifty years later, the Foundation is well-established on planet Terminus. The creation of Seldon’s Encyclopedia is proceeding under the control of a board of scientists known as Encyclopedists. The nominal figurehead of the state, Salvor Hardin, realises Terminus is under threat from the four neighbouring prefects of the Empire, which have declared independence from the Empire. By skillful diplomacy Hardin defuses a demand from the Kingdom of Anacreon to establish military bases on Terminus, and also overthrows the Encyclopedists in a coup. To his surprise, when Seldon makes his next scheduled appearance by hologram recording, it turns out Seldon had anticipated the coup and approves of it as the inevitable next stage in the Foundation’s evolution. He also reveals – shockingly – that the Encyclopedia Galactica was always a pretext to allow the creation of the Foundation. It was just a way of getting everyone focused and unified while the real structural consolidation of Foundation society proceeded alongside it.

3. The Mayors

It is 80 years into the history of the Foundation – in other words we are in Year 80 of the Federation Era or F.E. Having preserved its technological knowledge while other imperial star systems are losing theirs, the Federation is well placed to exert power over the four neighbouring kingdoms, but has developed a policy of doing this under cover of a Religion of Science.

Salvor Hardin is now the well-established ruler of the Foundation, but, as the story opens, is threatened by a new political movement led by city councillor Sef Sermak, the ‘Actionist Party’, which wants to attack and conquer the Four Kingdoms.

The kingdom which gives most concern is Anacreon, ruled by Prince Regent Wienis and his nephew, the teenage King Lepold I. (This gives rise to scenes between regent and pimply king which kept reminding me of black and white movies of The Prisoner of Zenda in their camp cheesiness.)

When Wienis launches a direct attack against Terminus, using an abandoned Imperial space cruiser redesigned by Foundation experts, he discovers that the Foundation have installed devices in the ship to prevent it firing. Wienis had planned the attack for the night of his nephew’s coronation as king. Hardin attends this ceremony, out of diplomatic courtesy, but is arrested while the arch-fiend Wienis rubs his hands and cackles like Ming the Merciless,

Little does he know that Hardin has a cunning plan. 1. He has agreed with Anacreonian High Priest Poly Verisof to create a popular uprising against Wienis. 2. The Imperial space cruiser’s weapons turn out to have been neutralised so that they can’t attack Terminus. 3. Instead, the leader of the fleet is forced to make an Anacreon-wide broadcast that he has been compelled to lead a treacherous and ‘blasphemous’ attack against the Federation by the wicked Wienis – which crystallises the popular rebellion against the regent. And then – all technology on Anacreon shuts down. the Foundation maintain it; they have planned for it all to close down. Anacreon is plunged into darkness.

Wienis turns in fury on Hardin and tries to zap him with a ray gun, but the latter is protected by Foundation tech i.e. a personal force field. In fury, Wienis turns the gun on himself and commits suicide.

Thus Hardin is vindicated: the narrator had given the impression that the Actionist Party was gaining the upper hand in the Foundation and threatening his rule. But the calm, clever way he handles the crisis entirely restores his power.

This is confirmed by another scheduled appearance of Hari Seldon by hologram, who confirms his expectation that the Foundation’s immediate neighbours, the Four Kingdoms, will now be virtually powerless and incapable of resisting the Religion of Scientism’s advance.

4. The Traders

It is 135 F.E. If the religion of ‘Scientism’ was the focus of the previous story, this one reveals how trading will be the next stage in the Foundation’s expansion.

The story demonstrates this through a complicated plot involving the imprisonment of one the Foundation’s lead traders (and spies) Eskel Gorov by the authorities on a planet in a nearby system, Askone.

He is rescued by a fellow Foundation trader, Linmar Ponyets, who conspires with an ambitious and rebellious Askonian councilor, Pherl, to overthrown Askone’s council.

Ponyets makes Pherl a device which can transmute any metal into gold – enough to corrupt anyone – but has also plants a video recorder in it. Now, meddling with this kind of old tech is regarded by the Askone council as blasphemous. When Pherl tries to renege on his deal to set Gorov free, Ponyets shows him the tape he’s made recording Pherl committing the blasphemy of using Foundation tech.

Thus (the Foundation’s) Ponyets He can blackmail (Askone’s) Pherl. He promptly gets him to have Gorov released, and to hand over a load of metal ore which the Foundation needs.

On the spaceship back to Terminus, Pherl explains his success to Gorov. Not only has Pherl a) released Gorov b) bartered a big supply of tin out of him but c) since Pherl is likely to become the next Grand Master of Askone, he has also neutralised it as an enemy.

When Gorov criticizes his techniques, Ponyets quotes one of Salvor Hardin’s alleged sayings: ‘Never let your sense of morals prevent you from doing what is right!’

5. The Merchant Princes

Twenty years late i.e. about 155 F.E., the Foundation has expanded to subjugate the neighbouring Four Kingdoms and is expanding. But there is resistance. Three Foundation vessels have vanished near the planets of the Republic of Korell. Master Trader Hober Mallow is sent to find out why and assess Korell’s state of technological development.

A long complicated plot ensues in which the Foundation’s Foreign Secretary Publis Manlio and Mayoral Secretary Jorane Sutt are both out to incriminate Mallow, but he a) handles a diplomatic crisis with Korell b) establishes relations with Korell’s authoritarian ruler, Commdor Asper Argo.

Noticing the atomic handguns carried by the Commdors’ bodyguards – a technology mostly lost on the Periphery of the Empire – Mallow suspects the Empire of reaching out to the Korellians. Mallow travels to the planet Siwenna, which he believes may be the capital of an Imperial province, and where he finds the impoverished former patrician Onum Barr, amid the ruins of the planet’s former glories.

Barr explains that a previous viceroy to Siwenna rebelled against the Emperor, and that Barr took part in a revolution which overthrew him. The Imperial fleet despatched to put down the rebellion ended up massacring the population, including killing all but one of Barr’s children. The new viceroy of Siwenna is now planning his own rebellion against the Empire.

(This idea of the permanent rebellion of the provinces under a succession of rulers, each of them aspiring to become emperor, quite obviously copies the pattern of the later years of the Roman Empire.)

Mallow goes spying at a Siwellian power plant, noting that it is atomically powered (atomic power is the benchmark of technical civilisation in the Empire) but that the technicians – the tech-men – don’t actually know how to maintain it.

With this and other information Mallow becomes convinced that the ‘religious’ phase of the Foundation’s expansion is over. Henceforward its power must rest on its ability to trade goods which nobody out here on the Periphery has or can fix.

Mallow is elected Mayor of Terminus, and has his opponents, Manlio and Sutt, who were planning a coup against him, are arrested.

But then there follows a real Seldon Crisis – namely that Korell declares war on the Foundation, using its powerful Imperial flotilla to attack Foundation ships. Oh dear. But instead of counterattacking, to everyone’s surprise, Mallow takes no military action at all – he just ceases trading with Korell.

In his Seldonian wisdom he has realised that almost all Korell’s society – including its battle fleet – runs on technology which only the Foundation understands and can repair. Sure enough, without Foundation input, Korell’s economy collapses, and its attack is called off.

Wisdom and understanding – not main force – win the day.

Comments

The stories – and the way they hang together to create a history of the future – generate a sense of scale and vastness which thrills the adolescent mind.

The cleverness of the way Seldon is revealed – at every major turning point of the future – to have anticipated the future, creates the exciting sense of an omniscient hero, comparable to the pleasure the reader gets from identifying with Sherlock Holmes – except on a galactic scale!

BUT the actual plots of the stories themselves – and especially the style, the prose style, and the phrasing of the dialogue – are often execrable. Sometimes Asimov’s jumping between scenes, and the obscurity of characterisation and dialogue, make it hard to understand what is going on – to grasp which moments or details are important or not important.

I only really understood what happened in any of these stories when I read the Wikipedia summaries. Reading about the Foundation stories is quite a lot clearer and more compelling than actually wading through the texts themselves.

Asimov was only just into his twenties when he began the series, writing fast against the clock to flog the stories to a pulp SF magazine.

The scale and ambition of the series are still impressive, and the idea of a master historian able to use advanced maths and sociology to predict the future, and the way each crisis confirms the often unexpected aspects of his thinking – all these are great ideas.

But Asimov’s youth, the hasty writing, and the way so many scenes are straight out of Dan Dare or Flash Gordon or cannibalise other boys adventure clichés – the ragged prose, the derivativeness of so many actual scenes, and the paper-thinness of all of the characters – make reading the book really hard work.

Hari Seldon depicted by Michael Whelan

Hari Seldon depicted by Michael Whelan


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1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
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Last and First Men by Olaf Stapledon (1930)

I invite you to travel in imagination through the aeons that lie between your age and mine. I ask you to watch such a history of change, grief, hope, and unforeseen catastrophe, as has nowhere else occurred, within the girdle of the Milky Way.

Last and First Men is a towering science fiction classic, a masterwork which influenced generations of later sci-fi writers.

No book before or since has ever had such an impact on my imagination. – Arthur C. Clarke

Stapledon’s literary imagination was almost boundless. – Jorge Luis Borges

There has been no writer remotely like Stapledon and there is no one like him now. – Doris Lessing

Stapledon was the future maker. – Stephen Baxter

The idea is that the current author (Stapledon)’s mind has been taken over by an inhabitant of the far, far, far distant future, who proceeds to tell us the epic ‘history’ of humanity from the present day to his present – two billion years hence!

The impact of the book doesn’t come from the psychological realism, from plot or character, because there is no plot as such, there are few if any named individuals, and these only make fleeting appearances.

No, the impact derives from the absolute vastness of the scale. The story doesn’t just move forward to one moment in the future and set a story in that time – as done by Wells or Zamyatin or Huxley or Orwell.

Instead it presents a continuous and comprehensive survey of all future history stretching from the present until 2 billion years in the future, tracking not only the rise and fall of different civilisations, but the rise and fall of different species of man himself, with all our evolutions and mutations so that, by the end of the book, humanity has evolved through eighteen species or iterations.

We’re not just talking about thousands or tens of thousands or hundreds of thousands of years – but aeons which cover millions of year.

During the first tenth of the first million years after the fall of the World State, during a hundred thousand years, man remained in complete eclipse…

In its final agony the planet was so seriously damaged that mind lay henceforth in deep slumber for ten more millions of years…

For millions of years the planet would be uninhabitable save for a fringe of Siberian coast. The human race was doomed for ages to a very restricted and uncongenial environment…

Not till after millions of years did the bulk of the planet become once more a possible home for life…

The human beings in Asia remained a mere handful throughout the ten million years of the Second Dark Age…

It was some ten million years after the Patagonian disaster that the first elements of a few human species appeared, in an epidemic of biological variations…

And so on, and so on. It’s as if you and I, used to running a household budget and fretting about £5 here and £2.50 there, were suddenly introduced into a circle of millionaires who casually talk about throwing a few hundred grand on a new car, buying a Mayfair apartment for two mill, maybe investing a couple of mill in a start-up company. The effect is dizzying, mind-blowing.

The creation of a World State, largely under American domination, in the first thirty pages or so of the story – the kind of thing which H.G. Wells devoted entire books to – is just a warming-up exercise, which covers a mere four thousand years. Pah! Chicken feed!

The end of the First Men

After four thousand happy years the civilisation of the First Men comes to an end when the coal which fuels it runs out. As shortages and power cuts come in, the culture is kept going by rumours of an alternative power source, but when these are finally revealed as fake, civilisation collapses.

Dismay and rage spread over the planet. Everywhere the people rose against the scientists, amid against the governing authority which they controlled. Massacres and measures of retaliation soon developed into civil wars. China and India declared themselves free national states, but could not achieve internal unity. In America, ever a stronghold of science and religion, the Government maintained its authority for a while; but as its seat became less secure, its methods became more ruthless. Finally it made the mistake of using not merely poison gas, but microbes; and such was the decayed state of medical science that no one could invent a means of restraining their ravages. The whole American continent succumbed to a plague of pulmonary and nervous diseases. The ancient ‘American Madness’, which long ago had been used against China, now devastated America. The great stations of waterpower and windpower were wrecked by lunatic mobs who sought vengeance upon anything associated with authority. Whole populations vanished in an orgy of cannibalism.

This is a good example of the incredibly sweeping, broad brush, generalised way in which this whole future history is told. The narrative features few if any individuals. Instead, Stapledon is concerned only with the highest-level account of the rise and fall of races and societies and cultures. Whole nations are crushed, entire continents sink under the seas, whole species are exterminated.

All this age-long sequence of private living, which is the actual tissue of humanity’s flesh, I cannot describe. I can only trace, as it were, the disembodied form of its growth.

The Dark Age

After America, China, Africa are laid waste, humans descend into a new dark age which lasts for thousands of years. As post-apocalyptic savages always do in this kind of story, the survivors live in superstitious fear of the relics of the Old Ones – in this instance, amid the wrecks of their huge three-mile high skyscrapers – and make up feverish myths and legends about their superhuman powers.

The rise of Patagonia

 Slowly an organised civilisation arises in Patagonia, partly because of land mass changes which link it to Antarctica. But it is deprived of coal or oil or any of the easily smeltable metals like iron or copper, which the World State had used up.

Stapledon is always more interested in ‘religion’ of these future cultures than in their economics or technology, so he gives Patagonia a religion of ‘the Divine Boy’ who never grows up, an exception to the rule that the new Patagonians age quickly, are middle-aged by 20. Stapleton even gives us a couple of scenes from the life of the actual Divine Boy, who desecrates the temple of their existing god, makes a grand speech, then is led away by the howling mob and executed.

Apocalypse

Over hundreds of years Patagonians build themselves up to a renaissance-level of technology and science. But then they discover lost writings in a Chinese tomb which make it clear that all this and much more had been achieved by the World State civilisation long ago. Patagonian society splits in two, some not believing the revelations, some crushed and depressed by them.

The Patagonians achieve industrialisation. A proletariat is created. A hereditary managerial class arises. After four hundred years of this, atomic energy is discovered. But instead of using it to help the poor, it is used to drill deeper into the earth’s core to find the rare metals. This results in increased work and suffering for the proles who, as a result, rise up in protest. Some get hold of one of the new power machines, tamper with it, and it explodes.

It sets off a chain reaction which flashes along veins of the (unnamed) metallic element which is the basis of the technology, and so a vast chain of explosions travels up the Andes, up the Rockies, across the Bering Strait, down to the Himalayas, through the Caucasus to the Alps, turning entire continents into seas of volcanic magma, turning the sky thick with steam and ash, so that:

Of the two hundred million members of the human race, all were burnt or roasted or suffocated within three months – all but thirty-five, who happened to be in the neighbourhood of the North Pole.

Twenty-eight men and seven women – of whom six men and two women are lost when they sail south to discover Britain blasted and France an inferno of volcanoes spewing out molten lava. The entire planet has become uninhabitable. Almost all existing flora and fauna have been exterminated. All subsequent human species are descendants of this minuscule band of survivors.

The new Dark Age

lasts ten million years, during which the continents change and re-arrange – Europe sinks under the Atlantic, Africa is joined to South America, Australia and Southeast Asia become one – new plants and trees, new mammals and insects emerge. Early in the existence of the first colony it had divided, half remaining on the north coast of Siberia, hemmed in by volcanoes, but developing a strong, healthy culture. The other half set off to see if they could find human survivors elsewhere, never did, and were washed ashore in sultry Labrador, where they degenerated into a more beast-like species.

The Second Men

But all this is just the adventure of the First Men – there are to be seventeen further iterations of the human race – the Second Man who are giants who live to be 300, who develop genetic engineering and are about to begin perfecting the species when…. The Martians invade, the Martians turning out to be fogs of bacteria which can coalesce into ‘clouds’ which have intelligence and purpose.

For fifty thousand years (the time periods keep escalating, producing an increasingly dizzying, vertiginous sense in the reader) the Martians return to earth again and again, causing mayhem and each time are defeated by the Third Men who use electric weapons which create a kind of lightning bolt to disintegrate the Martian clouds. But the Martians’ dying bodies leave behind alien contaminants which spread fatal pulmonary diseases, decimating the Second Men.

It is very typical of Stapledon that he not only goes to great lengths to explain the Martians’s physical being – individual cells which can congregate into unified beings with a kind of group consciousness – but to be very interested in their religion. The Martians, being soft and small and amorphous themselves, have developed a cult or religion of hardness. Having identified diamonds as one of the hardest objects in the universe, on their rampages across earth, the Martians seek out and rescue diamonds wherever they find them, in order to place them in high places where they can be worshipped. And where the Second Men discover them, finally realising that the Martians are ‘intelligent’ life forms, not just purposeless clouds of germs.

Finally, the Martians settle and colonise Antarctica (much warmer than in our day and directly linked to South Africa) and the two species live uneasily side by side on the same planet. Until a Second Man discovers a virus so virulent that it will wipe the Martians out, but probably most humans too. The Second Men are so demoralised by failure to defeat the Martians, as well as by strange viruses which have infected them, that they accept the risk, unleash the virus, wipe out the Martians but also almost entirely exterminate humanity.

The Third Men

Once again there is a vast long dark age. Slowly arise a new species, the Third Men, short, brown-skinned with golden eyes and a cat-like presence, with six fingers. They are interested in music, create a musical religion, consider the universe a great dance to music and, once they have reached a level of technical civilisation, become interested in redesigning living organisms.

The Fourth Men

Hence the Fourth Men. After thousands of years of experimentation, the Third Men create giant brains, which occupy multiple rooms and floors. More and more of them till there are thousands, some deep in the oceans, some in the stratosphere, some at the poles, investigating the secrets of the universe. But the Fourth Men’s intellectual pursuits are stymied when they eventually realise (after the usual millions of years) that there is a limit to purely rational enquiry and that the mysteries of life also owe something to having a physical body, being able to move, having emotions and so on.

The Fifth Men

So now the big brains of the Fourth Men experiment on the humble Third Men – who had been reduced virtually to slaves – in order to create a new breed which will combine the big brains with perfected human attributes. They breed the Fifth Men, twice as tall as us, with additional fingers and thumbs. As you might expect this new super-fit,. super-clever race eventually (after millions of years) comes into conflict with their makers, a war erupts, and the Fifth Men overthrow the big brains.

They rise and thrive and then discover to their horror that the moon’s orbit is decaying. At some point the moon will fall into the earth and destroy it. There are all kinds of reactions, scientific and psychological, to this knowledge, but the wise among them begin making plans to move planet. To Venus.

Voyage to Venus

Venus is second closest to sun, stiflingly hot, torn between a stiflingly hot day and freezing night and, when probes first arrive they discover it is almost all covered in liquid. The Fifth Men devote all their ingenuity to ‘terraforming’ it, removing as much hydrogen as possible from the atmosphere, breeding plants which will survive these conditions and produce oxygen to try and produce a sort of earth-like existence.

But there’s another problem. There turns out to be intelligent life on Venus, dolphin-like creatures which swim in the depths of the endless oceans and don’t like their planet being remade. They retaliate by sending bombs up through the oceans to blow up terran ships, probes, colonies. After all attempts to communicate fail, the Fifth Men have no alternative but to embark on a war of extermination against the Venusians, which succeeds but, as so often in the story, leaves the ‘victorious’ humans with an abiding sense of guilt.

The Sixth Men

Eventually the entire population of Fifth Men, and all the plants and animals worth saving, are transferred from earth to Venus. But the newcomers do not thrive. The conditions are too harsh. Over millions of years a new race emerges, the Sixth Men, stunted dwellers on isolated islands, grubbing for roots among the jungles of flora which have managed to grow on Venus. An entire variation takes to the huge oceans and, over time, develops into a seal-like creature, with mermaid tails. But they eat flesh. And eventually the two species become enemies, both seeking to catch and eat samples of the other, whenever possible.

The Seventh Men

Millions of years pass. Land masses arise on Venus. Populations spread, breed, branch out. Eventually there emerges a new dominant species, the Seventh Men, who can fly. Soaring aloft they create myths and legends of their own, in which flight is the meaning of life, and alighting on land is sadness and woe.

However, over the years they lose touch with the old science, and are also faced with a blight caused by some chemical content of Venusian water.

Now, a certain percentage of their race had always been born without the ability to fly. Previously the Seventh Men had kindly killed these mutants. Now the Seventh Men take the (disastrous) decision to deliberately foster the cleverest of these ‘mutants’, these land dwellers, in order to create a cohort of scientists intelligent enough to combat the water blight. Except that… The mutants – the Eighth Men – do become cleverer than the flyers and grow to resent them.

The mutants breed and slowly take control of the less clever flyers, who they clip and pen up and limit their flying time such that the avian species slowly loses their will to live. Eventually the entire flying population, of its own volition, flies west and immolates itself in a live volcano.

The Ninth Men and beyond…

And we’re not even half way through the eighteen avatars yet! I haven’t got to the part where the threat of a destructive cloud forces the Eighth Men to move planet once more, by ‘ether-vessel’, this time to Neptune, where conditions are so utterly unlike Venus – mainly the crushing gravity – that the Eighth Men have to design and engineer an entirely new type of creature – the Ninth Men, who will make the migration. And then the hundreds of millions of years of man’s further evolution on Neptune.

Or, as Stapledon puts it, with his typical sober, serious, mind-boggling manner:

We have watched the fortunes of eight successive human species for a thousand million years, the first half of that flicker which is the duration of man. Ten more species now succeed one another, or are contemporary, on the plains of Neptune. We, the Last Men, are the Eighteenth Men. Of the eight pre-Neptunian species, some, as we have seen, remained always primitive; many achieved at least a confused and fleeting civilization, and one, the brilliant Fifth, was already wakening into true humanity when misfortune crushed it. The ten Neptunian species show an even greater diversity. They range from the instinctive animal to modes of consciousness never before attained. The definitely sub-human degenerate types are confined mostly to the first six hundred million years of man’s sojourn on Neptune. During the earlier half of this long phase of preparation, man, at first almost crushed out of existence by a hostile environment, gradually peopled the huge north; but with beasts, not men. For man, as man, no longer existed. During the latter half of the preparatory six hundred million years, the human spirit gradually awoke again, to undergo the fluctuating advance and decline characteristic of the pre-Neptunian ages. But subsequently, in the last four hundred million years of his career on Neptune, man has made an almost steady progress toward full spiritual maturity.

Multiple scenarios

It is not only the almost inconceivable scale of the narrative. It is also that the scale allows Stapledon to explore or experiment or play with whole civilisation-level storylines. Flying humans, aquatic humans, nuclear apocalypse, alien invasion, terraforming other plants, the moon falling into the earth, a flying gas cloud which destroys planets, the creation of artificially massive brains, telepathy, transporting minds back into the deep past – the book is a compendium, a treasure trove of plots and ideas which other writers could mine and explore.

Teleology

Underpinning the huge story is a scientific or biological flaw. Stapledon believes that, time after time, human nature will out. No matter how massacred, no matter how degraded or polluted or redesigned or mutated or evolved, Stapledon believes there is a fundamental unchangeable ‘human spirit’ and that this will always resurface, no matter what.

He criticises the Eighth Men for not having had faith enough in this unstoppable reappearance of ‘human nature’ to have designed the Ninth Men to be primitive, dwarvish thugs – as the conditions on Neptune required – and having the confidence that “man” would sooner or later rise again.

They should have trusted that if once this crude seed could take root, natural forces themselves would in time conjure from it something more human.

‘Natural forces’? Beneath the entire vast narrative is the assumption that there is a fundamental human nature, a triumph of the mind and of the human spirit, which always results in the same kind of civilisation, of self-awareness, technology, reason, the spirit of scientific enquiry. Thus humans may evolve into mermen or flying wombats or rabbit-shaped beings (on Neptune) but underpinning the whole vast fireworks display is the assumption that, given enough millions of years, all these shapes will revert to a roughly human shape (two arms, two legs), walking upright, and with a human type brain which always, in the end, comes round to creating a similar-sounding civilisation, with peaceful communities, great architecture, poetry and philosophy and so on.

This is to suppose that the whole universe is somehow geared to producing ‘mind’, mentation, intellect, soul, spirit and all the rest of it.

Why? There’s no evidence it is. All the evidence is stacked against it. The universe is overwhelmingly full of non-mind, in fact packed out with non-life. There is no God. There is no plan. Nothing is fore-ordained. If humanity is wiped out then billions of other species will truck along quite happily without us, as will planet earth, all the other planets and the rest of the universe.

The book is underpinned by this tremendously optimistic belief in the triumph of human nature, against all odds, perils and mutation, which is very much of its times. The structure of DNA was only discovered 23 years later, in 1953, and the full implications of the evolutionary genetics are, in a sense, still percolating through our culture.

In Stapledon’s time, of course evolution was known about and central to any intelligent person’s thinking; but because the precise mechanism of mutation and variation wasn’t understood it was still possible to think in vague terms of some spirit or mind or some other numinous driving force which shaped and directed evolution. That it had a goal or purpose or aim.

80 years later we are much more realistic and disillusioned. We know that random mutations occur all the time in everyone’s DNA, most are harmless, a lot can be corrected by the body’s defence mechanisms, some persist and result in the numerous cancers we are prone to. The existing genepool is shuffled when sperm meets egg. Every new individual is a genetic experiment.

The advent of ‘mind’, or at least the kind of mind Stapledon is thinking of, has occurred only on one remote twig of the vast bush of life forms and not at all, or not in any form we can recognise, in any of the trillions of other life forms which have or currently do exist.

Which is why Last and First Men is not only a science fiction classic in its own terms, but also a testament to an era of cultural optimism, a period of confidence and anticipation. Lost forever after the Nazis, the Holocaust, the atom bomb, and the countless other blows which humans have administered to our amour-propre.

Last and First Men: structure

Chapter 1 Balkan Europe
1 The European war and after
2 The Anglo-French war
3 Europe after the Anglo-French war
4 the Russo-German war

Chapter 2 Europe’s downfall
1 Europe and America
2 The origins of a mystery
3 Europe murdered

Chapter 3 America and China
1 The rivals
2 The conflict
3 On an island in the Pacific

Chapter 4 An Americanised planet
1 The foundation of the first World State
2 The dominance of science
3 Material achievement
4 The culture of the first World State
5 Downfall

Chapter 5 The fall of the First Men
1 The first Dark Age
2 The rise of Patagonia
3 The cult of youth
4 The catastrophe

Chapter 6 Transition
1 the First Men at bay
2 The second Dark Age

Chapter 7 The rise of the Second Men
1 The appearance of a new species
2 The intercourse of three species
3 The zenith of the Second Man

Chapter 8 The Martians
1 The first Martian invasion
2 Life on Mars
3 The Martian mind
4 Delusions of the Martians

Chapter 9 Earth and Mars
1 The Second Men at bay
2 The ruin of two worlds

Chapter 10 The Third Men in the wilderness
1 The Third human species
2 Digressions of the Third Men
3 The vital art
4 Conflicting policies

Chapter 11 Man remakes himself
1 The first of the great brains
2 The tragedy of the Fourth Men
3 The Fifth Men
4 The culture of the Fifth Men

Chapter 12 The last terrestrials
1 The cult of evanescence
2 Exploration of time
3 Voyaging in space
4 Preparing a new world

Chapter 13 Humanity on Venus
1 Taking root again
2 The flying men
3 A minor astronomical event

Chapter 14 Neptune
1 Bird’s-eye view
2 Da capo
3 Slow conquest

Chapter 15 The Last Men
1 Introduction to the last human species
2 Childhood and maturity
3 A racial awakening
4 Cosmology

Chapter 16 The last of man
1 Sentence of death
2 Behaviour of the condemned
3 Epilogue


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