The Book of Sand by Jorge Luis Borges (1975)

The 1977 Penguin paperback edition of The Book of Sand is in two parts. Part one consists of a baker’s dozen of late short stories which take up 90 pages. Part two contains 35 poems taken from two of Borges’s final volumes of poetry, The Gold of the Tigers and The Unending Rose, presented in the original Spanish with English translations by the Scottish poet Alastair Reid on the facing page, and also taking up about 90 pages.

There’s an author’s note and an afterword. In the author’s note Borges reaffirms his allegiance to H.G. Wells, often overlooked by literary studies but clearly one of the most fertile, imaginative and influential writers of the first half of the twentieth century.

I have tried to be faithful to the example of H. G. Wells in combining a plain and at times almost colloquial style with a fantastic plot.

In the event, some of the premises of the stories may be fantastical, but they are all conveyed in such a low-key, downbeat, almost offhand manner that you barely notice. The stories don’t signpost their own remarkableness, they downplay it. The stories feel different from those in Dr Brodie’s Report, more consistently fantastical or imaginative than the determinedly realistic narratives in that collection – but both books have more in common and are very different from the intensely bookish ficciones of his Labyrinths phase. Any reader hoping for more ficciones will be sorely disappointed but will, if they allow their expectations to be reshaped by the texts, be rewarded by subtler, more fleeting pleasures.

The stories

1. The Other (location: Cambridge, Massachusetts)

A very relaxed, low key story in which Borges quietly remembers going to sit on a bench in Cambridge Massachusetts overlooking the Charles River and realising the young fellow who’s sitting at the other end of the bench is his own self, 50 years earlier. The young self thinks he is sitting on a bench in Geneva overlooking the river Rhone. Old Borges chats a bit about what’s happened to mum and dad, then when young Borges reveals the book in his hand is by Dostoyevsky, they fall to chatting about literature, as you do, quoting Victor Hugo and Whitman.

Beneath our conversation about people and random reading and our different tastes, I realized that we were unable to understand each other. We were too similar and too unalike. We were unable to take each other in, which makes conversation difficult. Each of us was a caricature copy of the other. The situation was too abnormal to last much longer…

Neither is terrified, but both afflicted with unease, and so hasten to make their excuses, say goodbye, promise to meet up the next day, and walk briskly away with no intention of keeping the rendezvous.

You know the big difference between this and a story by H.G. Wells. This one has no excitement. It is a teasing situation, but with no development or payoff. In fact it just dribbles to a close.

2. Ulrikke (York, England)

The narrator is named Javier Otálora. He is a professor at the University of the Andes. He is visiting York (in England) when he hears a pretty young woman talking in the hotel bar, gets chatting to her, they go for a walk across the freshly fallen snow which becomes steadily more archetypal or allegorical. There are no cars or roads, just them alone in the deep woods. They hear a wolf howl, she kisses him, they invoke the shades of Sigurd and Brynhilde, they arrive at another inn, climb as in a dream up the stairs to a bed where they make love. I think it is a waking dream. I think the author has been beguiled into some kind of re-enactment of the Sigurd and Brnyhilde legend.

3. The Congress (Argentina, 1902)

Don Alejandro Glencoe was a Uruguayan ranch owner and landowner. At one time he had ambitions to stand for the Uruguayan Congress but the political bosses barred  his way. And so, inspired by something he’d read, he decided to set up a Universal Congress, representing all people, representing all humanity. He starts the process by inviting an assortment of 20 or so people to meet regularly at the Gas-Lamp Coffee House in Buenos Aires, trying to ensure a cross-selection, including women and gauchos and blacks. The narrator is Alejandro Ferri and we follow as he is, first, told about the Congress, then taken along, then becomes an active participant, travelling to England on research into ways to expand it and into which books to order to create a definitive library for the Congress.

Soon after his return, in what one could possibly take to be a typically quixotic, random, Hispanic gesture, Don Alejandro scraps his own creation and abolishes the Congress, insisting the members take the library of (rather random) books they have painstakingly assembled and burning them in the street. The members go on to have a wild, intoxicating night together, then part, never to see each other, but convinced by Don Alejandro’s exhortation that the Congress is not dead; on the contrary, it has now become universal and all men and women are members of it, even if they don’t know it. All this happened between 1899, when the narrator arrived in Buenos Aires, and 1902, when he undertook his ill-fated journey to a snowbound London.

The best of Borges’s ficciones left you with your mind completely blown by the intensity and profundity of the ideas and visions he conjured up. These stories are much more ‘meh’. This is the longest of all Borges’s works of fiction and, after this volume was published, he claimed it was his favourite. Meh.

4. There Are More Things (Buenos Aires)

A deliberately hammy hommage to the lurid horror stories of H.P. Lovecraft, this one concerns a young student just finishing his studies. He had an uncle who had a house built in a suburb of Buenos Aires. The narrator gets news that his uncle has, sadly, died and then follows from a distance the subsequent developments, namely that the house is sold to a mysterious man who asks the original architect to build new extensions, which the architect indignantly refuses to do. After a few more investigations, the narrator one night, min a heavy storm, finds himself at the gate of the mysterious house, finds himself pushing open the gate, walking up the path, pushing open the front door and investigating the apparently empty and abandoned house and discovering it full of artefacts which make no sense, which don’t seem to have been designed for the human body or purposes… and while he is slowly coming down the stepladder from the attic, he hears the sound of ‘slow and oppressive and twofold’ coming up the ramp into the house…

5. The Sect of the Thirty (4th century Mediterranean)

A fairly brief account which purports to be a manuscript from the fourth century AD describing a Christian heresy, dwelling on the origin of the number 30 before going on to consider the drama of the Crucifixion and to identify ‘intentional’ and ‘unintentional’ actors in it, concluding that there were only 2 intentional ones, namely Jesus and Judas. So the ‘Sect of the Thirty’ takes its name from the thirty pieces of silver which Jesus gave Judas.

This echoes the ficcione ‘Three Versions of Judas’ in which a renegade theologian develops the idea that the real Son of God was Judas, for whereas Jesus was resurrected and went to heaven after a few hours suffering, Judas made the ultimate sacrifice and condemned himself to everlasting hell.

6. The Night of the Gifts (1874 Argentina)

Many years ago in the old Confitería del Águila on Florida Street up around Piedad, a group of men are gathered and having an earnest discussion about Plato’s theory of knowledge (which is that we already know everything but have forgotten it, so that ‘learning’ is merely remembering) when an older man interjects with a long and complicated story.

It is the story of the most memorable night of his life, the night of the thirtieth of April 1874,when he was little more than a boy, he was staying on the ranch of some cousins, and met Rufino, a seasoned cowhand. One night Rufino takes him into town to a brothel down a dirty back alley. The narrator is a bit overwhelmed. When confident Rufino sees him looking at a younger, shy woman, Rufino asks her to tell her tale. In a dreamy voice, the young woman, nicknamed The Captive, begins to tell the story about the time the Indians raided her ranch and took her away, but she’s barely got as far as the Indians riding towards her when the door bursts open and real-life bandits enter, led by the notorious outlaw Juan Moreira! He starts causing a lot of noise and when the little house doggy approaches, whips him so hard the dog dies there and then.

Terrified, in all the brawling, the boy narrator slips down a hallway, finds a secret stairwell and goes upstairs, into a room and hides there. It is, unsurprisingly, the room of The Captive, who quietly comes in, closes the door, slips off her clothes and makes him lie with her. It’s not described but the implication is that he loses his virginity.

But then there’s a lot more banging and a gunshot and the Captive tells our narrator to leave by the back stairs. He does so, nips across the garden and shimmies over the wall. He comes face to face with a policeman who grins and lets him go, but as he loiters, the famous outlaw Moreira slips over the same wall, presumably escaping the cops who’ve gone in the front, and the policeman steps forward and bayonets Moreira. And again. While the horrified boy looks on

Then we snap back to the ‘present’ and the now-old man reflecting on his story, that he experienced two of the Great Experiences of Life in the same night, losing his virginity and seeing a man killed in front of him.

7. The Mirror and the Mask (medieval Ireland)

After the battle of Clontarf on 23 April 1014, in which he had defeated a Norse-Irish coalition, the High King of Ireland orders his chief bard, Ollan, to commemorate it in heroic verse. The story quickly becomes a kind of fairy tale, for it is structured round three magical events. The king gives his bard a year to go to England, travel widely, and compose a great poem. A year later he returns, and amid great ceremony, recites the poem, which is a masterpiece, which repeats and supersedes all the conventions of his forebears. The king rewards him with a silver mirror.

Then the poet goes off to England for another year, sees and hears many things, returns and this time reads from a manuscript, a poem which is much stranger, in form and substance, combining the Christian Trinity with the pagan gods, in which subject and verbs and nouns do not agree but present strange new combinations. Dazzled, the king says that only the learned can understand so strange a composition and that he will store the manuscript in an ivory casket and he gives the poet a golden mask.

After another year the poet arrives at the king’s court but he is a man transfigured, ‘His eyes seemed to stare into the distance or to be blind.’ This time the man asks to see the king alone and laments that the has produced the finest poem yet but wishes the Lord had prevented it. He asks for the hall to be emptied and then recites the poem which consists of just one line, but which is so transcendent, so numinous that both king and bard are shaken to their core, both wondering whether knowing such Beauty is a sin.

‘The sin of having known Beauty, which is a gift forbidden to men. Now it behoves us to expiate it. I gave you a mirror and a golden mask; here is my third present, which will be the last.’ In the bard’s right hand he placed a dagger. Of the poet, we know that he killed himself upon leaving the palace; of the king, that he is a beggar wandering the length and breadth of Ireland – which was once his kingdom – and that he has never repeated the poem.

It is a deep and powerful fable.

8. Undr (11th century Sweden)

This short text is pleasurably complicated, working at multiple removes in narrator and time and place. First of all it claims, in the time-honoured way, to be a transcription of a fragment of manuscript found in a dusty old volume in a library, namely an account by of Adam of Bremen, who, ‘as everyone knows’, was born and died in the eleventh century, and it starts off by being an account of what he has discovered about a people named the Urns, who live in Scandinavia.

But barely a page has gone by before Adam brings in a specific character, a traveller from Iceland named Ulf Sigurdsson. Adam claims to have met him at Uppsala, by the famous pagan temple there, where Ulf tells him his story. So now we have three layers of text:

  1. the introductory paragraph explaining this is all a manuscript in an old book
  2. the text itself describing Adam’s journeys into Sweden
  3. the narrative of Ulf

Ulf explains that he was a skald or poet from Iceland and had travelled to Sweden because he had heard that the Urns create poems with just one word. He meets a blacksmith who prepares him to be taken before the king of the Urns, Gunnlaug, in readiness for which Ulf composes a drapa, an elaborate genre of Icelandic poetry. However, when he performs it for the king, although the latter gives him a silver ring, his place is soon taken by a local poet who strikes his lyre and recites a poem which consists of just one word and everyone is much moved.

On leaving the king’s cabin, Ulf is accosted by a fellow poet, Bjarni Thorkelsson, who confirms that the old tropes Ulf used have been superseded and tells him his life is in danger. Together they conspire to get Ulf onto a boat which heads south.

At this point follows a brief summary of the rest of Ulf’s life, which was action-packed and included being an oarsman, a slave dealer, a slave, a woodcutter, a highwayman, a singer, a taster of deep waters and metals, spending a year in the quicksilver mines, fighting in the Varangian guard at Constantinople, having a big love affair with a woman by Sea of Azov, fighting a duel with a Greek, fighting the Blue Men of Serkland, the Saracens.

At the end of this long life, Ulf is a tired old man who makes his way back to the land of the Urns and, after some difficulty, finds the house of the fellow skald who saved him, Bjarni Thorkelsson. Bjarni is bed-ridden and insists on hearing Ulf’s entire life story. As a reward he takes up his harp and speaks the one Word, undr, which means ‘wonder’. The wonder of the world, and finally he understands.

With that the text ends. It does not go back up a level to Adam’s narrative, or up two levels to the original framing modern explanation. It deliberately ends on this symbolic note.

In the afterword Borges points out that one of his most famous ficciones is about an infinite library which contains every combination of every letter in every language ever conceived by man. This is the opposite, a story about just one word, which manages to capture the entire life of a culture.

9. A Weary Man’s Utopia (centuries in the future)

Some kind of vision or maybe dream. The narrator identifies himself as Eudoro Acevedo, born in 1897 in the city of Buenos Aires, 70 years old, a professor of English and American literatures and a writer of imaginative tales i.e. an avatar of Borges himself.

He is walking over a plain in the rain and sees the lights of a house and walks over to it and the door is opened by a tall man who invites him in and signals straight away that he has entered a different century, apparently in the future when other languages have fallen into desuetude and educated people speak Latin. The host is very relaxed and says they receive visitors from the past ‘from century to century’.

In this future the people are taught to forget history and culture and to rise above the present, to live in all time. He is four centuries old and has only read half a dozen books. Printing has been abolished. For his part the narrator explains that in his world, there were newspapers which made a big fuss about the latest news, a continuous turnover of trivia, plus advertising for a thousand and one products no-one needs. To fully exist you needed to be photographed.

Whereas in this future nobody has possessions, there is no money. People study philosophy or play chess. They are free to kill themselves. Everyone must sire one child but this means the human race is slowly dying out. Politics has ceased to exist because nobody paid any attention. He spends his time painting, he shows the narrator some of his paintings and gives him one as a gift.

Then a woman and three or four men enter the house peacefully and they work with the owner to dismantle all the belongings and then carry them through the streets to a crematorium where they burn all his belongings. The scene cuts back to the ‘present’ where the narrator is writing this text,

In my study on Mexico Street, in Buenos Aires, I have the canvas that someone will paint, thousands of years from now, with substances today scattered over the whole planet.

There is no drama and barely any plot. Instead it is a thing of changing moods and angles.

10. The Bribe (Texas 1969)

As the narrator admits at the outset this is more of an anecdote than a story. It concerns three American academics who are all specialists in Anglo-Saxon literature. It takes quite a while to explain because it is about a subtle psychological point which requires an explanation of the ‘politics’ in the English Department at the University of Texas.

A key figure in the department is the upright scion of a New England family Dr Ezra Winthrop. He has been helped in his editing of Anglo-Saxon texts by the able scholar Herbert Locke. A conference is coming up, in Wisconsin. Winthrop is advising the head of the department, Lee Rosenthal, who to send.

Recently the department has been joined by a naturalised American of Icelandic descent named Eric Einarsson. The text describes a series of publications he’s made, starting with a new edition of the Anglo-Saxon poem The Battle of Maldon (which I have reviewed in this blog) then, only a few weeks before the conference, he publishes a long article in the Yale Philological Quarterly. The aim of the article is to attack the way Anglo-Saxon is taught in the department, which mainly focuses on Beowulf (which I have reviewed in this blog) which the article considers too long, confused but above all too refined and baroque a production to teach beginners.

Partly as a result of the article, Winthrop advises Rosenthal to choose Einarsson to represent the department at the forthcoming conference, rather than the loyal capable Locke. The story such as it is, boils down to the final and only real scene in the text, wherein Einarsson drops into Winthrop’s office to thank him for helping choose him to attend the conference – and then candidly lets Winthrop know how he engineered the decision. When he first met him, Einarsson was surprised that Winthrop, despite being a principled Northern, defended the South’s right to secede from the Union in the American civil war. Einarsson realised in a flash that Winthrop’s rigid Puritan morality made him bend over backwards to see the opposing point of view.

That is why he wrote a long article criticising the way the department teaches Anglo-Saxon. It was reverse psychology. He knew that Winthrop would bend over backwards to be fair so someone who had just attacked him, and choose Einarsson over loyal Locke. And that is just what happened. Low-key, eh? Subtle.

11. Avelino Arredondo (Montivideo 1897)

A peculiar story set in Montevideo, the capital of Uruguay, in 1897 during the civil war which ravaged the country. It tells of a man from the country, Avelino Arredondo, a little over 20, thin, shortish, poor. He is a part of a group of young men who meet at the Café del Globo. One day he tells them he is going away. He kisses goodbye to his girlfriend, Clementina, adieu to his friends, but instead of setting off to a distant town as he told everyone, he holes up in his little apartment, never going out or reading the papers, attended by an ancient servant who brings him his meals. All is aimed towards the morning of the twenty-fifth of August, which is months away and, because this date is mentioned several times, the reader naturally wonders what might happen. Because the slow passage of time and in fact the change in the subjective experience of time is mentioned several times, we wonder if this is a science fiction story and some fabulous transformation will take place.

Alas, no. Arrendondo wakes on the morning of 25 August, dresses, breakfast, then makes his way to the cathedral square just as a group of dignitaries are leaving morning Mass. He asks a bystander to point out the president of this wartorn country, Juan Idiarte Borda, then pulls out a revolver and shoots him dead. He belongs to the other side in the civil war (the Whites against the Reds). At his trial he is careful to emphasise that he has lived isolated from the world for months, having said goodbye to his girlfriends, all his acquaintances and not read a newspaper for months – all the more to bring out that this was an entirely existential decision by he and he alone.

12. The Disk (Anglo-Saxon England)

A wonderfully short and strange story. The narrator is a poor woodcutter. A stranger turns up at his hut. He gives him food and shelter. Next morning they go for a walk. When the stranger drops his staff he orders the woodcutter to pick it up. ‘Why?’ asks the woodcutter. ‘Because I am king,’ says the stranger, ‘I am of the line of Odin’. The woodcutter replies he is a Christian. The slightly mad old king says he can prove he is king by showing him the thing in his hand. He opens his fist. There is nothing there, but when the woodcutter tentatively puts out his finger he feels something cold and sees a glitter in the sunshine.

Here is the one spooky eerie detail which makes the whole thing cohere. The king tells him it is Odin’s disk and it has only one side. In all the world there is nothing else with only one side.

13. The Book of Sand

The narrator suffers from myopia, lives in a flat by himself. A tall stranger knocks on the door, he lets him in. He says he is from the Orkney Islands. He says he sells Bibles, The narrator replies that he already owns several English translations of the Bible (as you might expect). Then the salesman opens his case and gets out another book. He bought it off an illiterate Untouchable in India. It is called the Book of Sand because, like the desert, it has no end.

No matter where he opens it there seem to be more pages at the front and back. The pages bear fantastically large page numbers and it is impossible to find one again. They haggle about a price and the salesman parts with it for a monthly pension payment and the black letter Wycliff Bible, packs his case and leaves.

Only then are we treated to the slow possession the infinite book begins to exert over its owner. He stops going out, he devotes his life to trying to tabulate the content of the infinite book, he becomes paranoid, he hides is behind other volumes on his shelves, but he begins to realise it is driving him mad, he realises the bookseller came to him willing to get rid of it at almost any price.

One day he takes it along to the National Library (which Borges himself was Director of), slips past the staff, down into the dusty basement, and without paying too much attention to the rack or shelf or position slips it in among thousand of other anonymous volumes and quickly departs, as if from the scene of a crime.

Late style

Writers who live long enough often develop a recognisably late style. In these late stories Borges is closer to the ficciones of Labyrinths than he was in Dr Brodie’s Report – for a start they’re not all set in contemporary Argentina as most of those stories were; many return to the European settings or to the remote times and places of the ficciones, although he appears to show a fondness for rugged medieval pagan Europe more than the flashy worlds of Islam and China which attracted him in the ficciones. I know what he means. There’s something more genuinely weird and eerie and rebarbative about hearing one wolf howl in the great snowy Northern forests, than there is in seeing a thousand geniis pop out of a bottle or all the dragons of Chinese legend.

But it’s not so much the subject matter, it’s the treatment. The tales are more elliptical and elusive. Borges’s late style has learned to eschew flashy effects for something more subtle and lateral. I liked Ulrikke, The Mirror, Undr, A Weary Man because the inconsequentiality of the dream subject matter matches the flat obliquity of the style.

Is it the wisdom of age or the tiredness of age or the indifference of age? Or is it the result of Borges’s blindness? He never learned braille and dictated all his later works, having them read back to him and correcting them orally, a completely different method of composition from seeing the words you write, and re-seeing them, and seeing them again as you review over and over what you have written to give it not only a rhetorical flow but a visual styling, on the page. None of that here. All of that dense reworking, the temptation to be ‘baroque’, had departed along with his sight.

Was it all or any or a combination of these factors, or just a realisation that, after the metaphysical pyrotechnics of ficciones, it was on many levels more satisfying to play a subtler game, to create not the vaunting elephants and leaping tigers of a Salvador Dali painting, but the subtle understatement of a miniaturist. In the afterword Borges describes A Weary Man’s Utopia as the most ‘honest’ of the stories. In it the exhausted and ancient man of the future devotes his life to painting what appear to be modest, not very dramatic, and semi-abstract works.

I examined the canvases, stopping before the smallest one, which represented, or suggested, a sunset and which encompassed something infinite. ‘If you like it, you can have it as a keepsake of a future friend,’ he said matter-of-factly. I thanked him, but there were a few canvases that left me uneasy. I won’t say that they were blank, but they were nearly so.

Maybe that is an apt description of these stories, products of an old man, far advanced in his chosen craft, indifferent to praise or blame, making them for his own amusement, no longer impressed by the flashy effects of youth and middle age. Lucid and reflective.

I won’t say that they were blank, but they were nearly so.

Nearly… but not quite.


Related link

Borges reviews

Cnut: England’s Viking King by M.K. Lawson (1993)

In all, the scarcity of contemporary material is such that Cnut’s personality and many of his activities will remain forever unknown. (p.79)

This is a challenging book to read. Right from the first page of the introduction Lawson assumes you already know the outline of the historical events leading up to and during the reign of King Cnut of England and Denmark (1016-1035), and instead plunges into a very detailed discussion of the evidence from different sources, not only for the various events covered in the book but for the numerous issues and controversies about the period.

Thus the text overwhelmingly consists of very finely tuned assessments of conflicting sources for the period such as the Anglo-Saxon Chronicle (which survives in 5 significantly varying versions), contemporary documents such as Anglo-Saxon poetry (The Battle of Brunanburgh describing Athelstan’s victory of 937, The Battle of Maldon describing a Viking victory in 991), sermons notably by the fierce archbishop of York Wulfstan, writs, charters and legal documents, two letters from Cnut himself, slightly later historians in England (Henry of Huntingdon, John of Worcester, William of Malmesbury) in Germany (Adam of Bremen, Thietmar of Merseberg) in Normandy (William of Jumièges, William of Poitiers) in Denmark (Saxo Grammaticus, Swegen Aggeson), Norse poetry embedded in the much later Icelandic sagas (written down in the mid-1200s) and so on and so on – all garnished with a forest of notes which themselves reference other scholarly writings and discussions about each of these issues and cruxes.

Most histories present you with a fairly straightforward and smooth-flowing narrative, maybe mentioning one or two places where the sources disagree. This book takes you behind the scenes of history, as it were, to show you the jungle of texts, the wreckage of what happened to be written down, what happened to survive the centuries, which the conscientious historian has to wrestle with — almost all of them biased and distorted by their non-historical purposes – hagiographies to praise saints, various versions of the A-S Chronicle slanted to praise the scribe’s monastery or benefactors, the Encomium Emmae written to praise Cnut’s wife Emma and her sons.

We have a reasonable number of charters from the period – documents officially assigning land from the king or rich patrons, generally to a religious foundation – except that, as Lawson points out, many of them are probably forgeries concocted by the said foundation to justify rights to land which were customary or lost in the mists of time. (With characteristic thoroughness, Lawson has an appendix naming every one of the royal charters issued during Cnut’s reign, along with date and location, and a second appendix explaining in detail the format in which writs and charters have survived.)

So the sources not only routinely disagree about the most basic facts – like the year in which a battle took place – they are almost all biased, deliberately omitting major events or exaggerate minor ones, names even major names like Sweyn/Swegen/Sven are routinely garbled, a high percentage of the documents may be faked, and most of the reporting was based on hearsay, often decades sometimes centuries, after the event.

The result of Lawson’s detailed investigations is probably the definitive account of Cnut’s reign, but very unlike a normal history book: instead of a smooth and comprehensible narrative the text is entirely made up of scholarly detective work, of the subtle balancing of sources against each other, weighing their probable veracity or inaccuracy on each point against three or four or five other accounts, which are themselves suspect for reasons Lawson explains exhaustively.

And the conclusion of all this effort is quite dispiriting: Cnut’s reign is one of the worst documented of any king of England:

The inadequacies of the Anglo-Saxon Chronicle and the surviving charters, even when supplemented by such other fragments as the skaldic poetry and the Letters of 1019-20 and 1027, make it impossible to construct a decent chronology of his reign. (p.79)

So this is not a popular history – although it sheds some unexpected lights on the period, I kept being surprised at the way he mentions what seem to be major events very casually, only in passing, as a side effect of his far more intense interest in the trustworthiness of this charter or that chronicle or the Icelandic poem on the matter, and so on. This isn’t a book for the general reader: I assume it is aimed at undergraduate level or above.

Queen Emma and King Cnut present a gold cross to the New Minster, Winchester (from the New Minster Liber Vitae)

Queen Emma and King Cnut present a gold cross to the New Minster, Winchester (from the New Minster Liber Vitae). Note the angel crowning Cnut. Note his hand on his sword. Heavenly and earthly power combined.

Events up to and including the reign of King Cnut the Great

The Saxon kings of Wessex – Alfred the Great (871-899), Edward the Elder (899-924) and Athelstan (924-927), Edgar (943-975) – spent their careers trying to hold repeated waves of invading Danes/Vikings at bay. Despite setbacks, Alfred just about held on then pushed the Danes back and secured the territory of Wessex i.e. the west England, during the 880s. His successors through the first third of the 10th century pushed the Danes out of England, until Athelstan could pronounce himself – and be seen by his contemporaries as – the first King of All England by the 920s.

The reign of Athelstan’s nephew, King Edgar the Peaceful (959-975) is seen as the ‘high noon’ of Anglo-Saxon monarchy. But Edgar died aged only 31, leaving the nation to his son, Aethelred, who was only 11 or 12. Aethelred became known to history as Aethelred the Unready because he was totally unsuited to being a king, combining arbitrary cruelty against the helpless with craven cowardice before the powerful.

During his long chaotic reign (978-1013) the nobles of England were hopelessly divided and a new generation of Vikings made their appearance and ravaged the coastlines of England without pity. Unable to muster a strong army, Aethelred fell back time and again to paying the Vikings off with ever-increasing ransoms – the so-called Danegeld – bleeding the country dry to extract all the goods, silver and coin he could muster in order to fill the Danish ships which sailed home every autumn full of English goods, slaves and treasure.

Among the leaders of the new wave of attackers, which escalated through the 990s, may or may not have been Sweyn Forkbeard, King of Denmark (this is the kind of academic question Lawson goes into in great detail – Lawson refers to Sweyn as Swegen thoughout), but Sweyn/Swegen certainly led an plundering raid in 1003, along with his teenage son, Cnut, and almost ever year for a decade. These temporary raids for plunder escalated until, in 1013, Sweyn embarked on a planned invasion, ravaging across the East of England before seizing London. Aethelred was forced to flee England, taking refuge with his brother-in-law, Duke Richard I of Normandy (Aethelred was married to Duke Richard’s sister, Emma) and Sweyn declared himself King. A surprisingly large number of English nobles were happy to acquiesce in his enthronement.

But then Sweyn died unexpectedly after just a year in power, in 1014. The Danish magnates acclaimed his son, Cnut, their king and ruler, but the English nobles asked Aethelred to return from exile in Normandy, although under strict conditions (which for some historians marks the first recorded pact between an English king and his subjects). Aethelred landed and marched an unusually unified English force against the Danes, catching Cnut unprepared, who decided it was wisest to sail back to Denmark – not least to assert his authority there as Sweyn’s successor to the Danish throne. Aethelred was restored.

But in 1015 Cnut returned with a well-organised force to find Aethelred, as usual, in disarray, with his own eldest son, Edmund Ironside, having rebelled against him.

When Cnut began ravaging across the country in late 1015, Edmund rejoined his father to oppose the Danes, but Aethelred died in April 1016. Cnut then decisively defeated Edmund at the gory Battle of Assundun on 18 October 1016, in which large numbers of English nobles were slaughtered.

Cnut and Edmund made a peace treaty, the latter retaining kingship of Wessex, while Cnut took the rest of England (a carbon copy of the situation under King Alfred 130 years previously) but when Edmund himself died soon afterwards, either of wounds or illness later that year, Cnut declared himself King of All England. Since he was also King of Denmark and part of Norway, historians refer to this as the Anglo-Scandinavian or North Sea Empire.

Cnut ruled England from 1016 until his death in 1035. He married Aethelred’s widow, Emma, a shrewd move to consolidate an alliance with Emma’s brother, Duke Richard II of Normandy, and also to deprive her sons by Aethelred of support for an invasion attempt from Normandy.

When he died, Cnut was succeeded by his son by an English woman, his first wife or mistress Aelfgifu – Harold I or Harold Harefoot – who ruled for five years until his death in 1040. At which point Cnut’s young son by Emma of Normandy, Harthacnut, having needed several years to establish himself as Cnut’s successor in Denmark, arrived in England and peacefully claimed his throne.

However, Harthacnut turned out to be a cruel and tyrannical king, even by the standards of the times, imposing ruinous punishments – for example ordering entire towns to be burned to the ground if they refused to pay taxes – and it was a relief to everyone when he died after only two years’ reign, and was succeeded by Edward, soon to be known as ‘the Confessor’.

It was during Edward’s reign that the earl of Essex, Godwin, and his son Harold Godwinson, asserted their power, along with his brothers becoming the most powerful family in England. Edward failed to have any children, and appears, while in exile in the Norman court, to have given some kind of promise to William Duke of Normandy that he would inherit the English throne. This was the tangled web which led – at his death in 1066 – to the open conflict between Harold Godwinson and Duke William for the throne of England, which climaxed in the Battle of Hastings – and the long, complex history of the Anglo-Saxon kings of England came to an abrupt end.

The combat of Edmund Ironside (left) and Cnut the Dane (right) as depicted by the medieval author Matthew Paris

The combat of Edmund Ironside (left) and Cnut the Dane (right) as depicted by the medieval author Matthew Paris

Issues

So much for the bare outline of events. In fact the reader of this book has to piece together a lot of this themselves because Lawson’s main interest, as I’ve explained, is much more a textual analysis of surviving sources, than in writing a spuriously smooth narrative. The entire 200-page book is divided into just five chapters and one of them is devoted solely to ‘The Sources’, but in fact the other four are just as scholarly, tentative, hedged around with reservations and qualifications.

But from the welter of notes and debates over the precise sequence of transcription of the Anglo-Saxon Chronicle, C version, and so on, emerge some rather more comprehensible ideas.

  • Aethelred has a bad reputation for dithering, for not facing up to Danish attacks and for shamefully bleeding the country dry to pay off the invaders: but Lawson points out that the cost of raising levies and arming them might well have been more i.e. Danegeld was the cheapest option. Also, that it’s only in retrospect that we know that they kept coming back for more – at the time, it may have been hoped that a few payments and promises would make them go away for good.
  • I knew that Cnut’s kingship of England created an Anglo-Scandinavian or North Sea Empire. Lawson brings out the implication of this, though which is that, in an age of perpetual warfare of all against all, that meant he had not so much to rule a far-flung empire as continually worry about all the threats on the borders of that empire: i.e. he had to be aware of potential threats from the Scots, the Irish Vikings, the Welsh, the Normans, the Franks, the (German) Holy Roman Emperor, from Norway, Sweden, and from the Slavic peoples east of the Elbe including the Poles. Explains why both his grandfather Gorm the Old and father Sweyn took Slavic consorts, to protect their eastern flank.
  • In 1017 Cnut, settling into his domain, divided England into four parts, keeping Wessex for himself, giving East Anglis to the independent warlord Thirkell the Tall, Mercia to Eadric, and Northumbria to the Norwegian earl Eric of Lade, to reward these strong allies in his invading army and to impose a military government. The comparison with William the Bastard parcelling out England to his followers 50 years later is striking. Unlike William, though, Cnut seems to have embarked on the elimination of powerful native nobles, having Eadred (who had, incidentally, overthrown the father of Aelfgifu, Cnut’s English wife) beheaded, along – in some accounts – with a number of other leading nobles. Combined with the loss of life at Assundun this amounts to a little holocaust of leading figures. Poor England!
  • The Viking Age in England started with the attack on the remote monastery of Lindisfarne in 793 and only ended with the crushing defeat of the invasion force of Harald Hardrada, defeated by the mighty Harold Godwinson at the Battle of Stamford bridge outside York in 1066. 273 long years of seemingly endless raids, ravaging, plundering and enslavement, which climaxed in the 20 year rule of a Danish king. Odd that this is so often overlooked in the long sweep of English history.

Ravaging and destruction

The scale of the ravaging can’t be imagined. The abbey of Tavistock was burned down in 997, Cerne destroyed, St Mary’s church Exeter was burnt down on 1003, the nunnery at Minster-in-Thanet was burnt down. Christ Church Canterbry was burnt down and the archbishop clubbed to death in 1012. Apart from the massacre of Saxon nobles at the Battle of Assundun, Cnut then executed a number of leading nobles along with their followers. The Danes spent 3 months in 1010 burning East Anglia, killing all the men and cattle they could get their hands on. the young Cnut, forced out of England at Aethelstan’s return in 1014, cut off the hands, noses and ears of the hostages the Saxon nobles had given to him. Cnut’s son, Harthacnut, incensed by the murder of two of his tax inspectors in Worcester, ordered his army to destroy as much of the buildings and kill every man they could find in Worcestershire in 1042. When you consider that Aethelstan repeatedly taxed the nation to within an inch of its life, to extract the repeated payments of Danegeld, combined with the ceaseless harrying, raids, plundering and murdering along any part of the coast, this was a prolonged period when the country was on its knees.

No wonder contemporary writers were so bitter, angry and think the world is coming to an end. Brihtferth of Ramsey in his Life of St Oswald, describes the Danes as accursed, and accomplices of Beelzebub. Archbishop Wulfstan’s famous Sermo Lupi (Sermon of the Wolf) paints a searing portrait of a society in complete moral and physical collapse, and the imminent conquest of the country with the reign of the Anti-Christ.

Hic domus incenditur (Here a house is burned, from the Bayeux Tapestry describing the Norman Conquest 1066

Hic domus incenditur (Here a house is burned) from the Bayeux Tapestry describing the Norman Conquest 1066, showing men under orders burning a wooden house from which are fleeing a woman and her son. Could be Vietnam. Could be Syria.

England endures

The astonishing thing, though all this mayhem, is the point Lawson makes and so do Marc Morris and David Carpenter, which is that England didn’t fall into chaos, real chaos. Trade continued; taxes were collected; men were drafted into armies; church rents continued to be administered, charters issued and so on.

In fact all the charters, writs and tax returns which Lawson so scrupulously sifts through indicate the continuation of a large amount of central administration and legal writ. Deeper than the destruction is the underlying fact that England was a very wealthy country with an efficient and thorough administrative system before the Danes invaded – a system created by the Wessex kings Alfred, Athelstan, Edgar. This proved solid and resilient enough to survive thirty years of ravaging by the Danes (986-1016), the complete conquest by Cnut, the brief but intensely destructive activity of his son Harthacnut (1040-42), and then the systematic ravaging of the south-east by William the Bastard after his victory at Hastings (1066), followed by the horrific Harrying of the North to put down rebels in 1070, which left Yorkshire in ruins for a generation. But still it endured.

Conclusions

From Lawson’s conclusion, and from the book as a whole, three things emerged for me:

  1. Cnut was, by the standards of his day, the most successful of all pre-Conquest rulers in Britain‘ (p.196). Not only did he rule all of England with some kind of overlordship over the king of Scotland but he was lord of Denmark and Norway, too; and he married his daughter to the Holy Roman Emperor, creating a blood alliance only Aethelstan among his predecessors had managed. The Anglo-Saxon Chronicles mention the outlawing and beheading of a small number of really important nobles, but otherwise his rule doesn’t seem to have been marked by the kind of civil wars which blighted his predecessor and would mar the reign of so many of the Plantagenet kings a century later. Above all, he succeeded in what contemporaries considered the number one obligation of a king – he protected the realm from foreign invasion and raids. All this without the imposition of castles everywhere and the wholescale replacement of the English nobility with his own followers, which is of course what William the Bastard did. So whose conquest was more effective in its day, William’s or Cnut’s? Discuss.
  2. Contingency In fact, what Cnut and none of his contemporaries could have anticipated was that he himself would die relatively young (we don’t actually know his birth year, and Lawson – in his usual thorough way explicates several conflicting theories – but 990 is a popular calculation, so he was, perhaps, 45 when he died in 1035) and that all three of his sons – Sweyn (d.1035) and Harold Harefoot (d.1040) by Aelfgifu – and Harthacnut (d.1042) by Emma of Normandy – would be dead within seven years. Had Cnut lived to 60 like the Conqueror, and had his children reigned similar lengths as the Conqueror’s children (William Rufus 13 years, Henry 1 35 years!) i.e. a total of 48 years i.e. until 1083, then in all probability neither Edward the Confessor, nor Harold Godwinson, nor William the Conqueror would ever have ruled – the Norman Conquest would never have happened! But all three of his male children died in quick succession and the kingship of England reverted to the line of Wessex, to the Confessor, whose failure to have any children, let alone a male heir, turned out to be fatal.
  3. The Viking Age Lawson, like other historians says that the Viking Age came to a definitive end with the crushing defeat of Harald Hardrada, King of Norway, by the army of Harold Godwinson at the Battle of Stamford Bridge in 1066. But a section of his conclusion slightly contradicts this. For in 1069 a Danish fleet sailed up the Humber to assist Saxon rebels against the Conqueror; in 1070 this force was joined by Swegen Estrithsson of Denmark, Cnut’s nephew, who was met by people apparently hoping he would conquer the entire country, as his uncle had. In fact William bought Swegen off (just like Aethelred) but another fleet, under Swegen’s son, another Cnut, arrived to support a further rebellion in 1075. They decided against an armed confrontation with William, withdrew and sailed home. But even as late as 1085 William was, apparently, making careful preparations to deal with another invasion Cnut was threatening but in the event never mounted. In other words, it sounds to me as if the Battle of Stamford Bridge didn’t really end the Viking threat, which continued, by Lawson’s own account, to be serious and taken seriously for another 20 years. So surely more as if it slowly petered out rather than abruptly and definitively ended.

Related links

Reviews of other medieval books and exhibitions

The Wars of the Roses by John Gillingham (1981)

This book is 42 years old but is still, apparently, influential for the approach it takes to the subject. It amounts to an attack on prevailing historical opinion about the wars, and his critique of that attitude remains influential to this day.

Gillingham’s arguments are summed up in the brief but powerful opening chapter.

The prevailing view

The Middle Ages are conventionally dated as coming to an end around 1500. Therefore, the fact that England was subject to civil wars between various claimants to the crown from 1455 to 1485 was taken as indicating the general bloodiness of the whole 15th century, and an indication that the entire Plantagenet line of kings was worn out.

On this the traditional view, the wars of the roses represent the ‘decline’ of the Middle Ages into chaos and bloodshed, reaching a nadir with the short brutal rule of King Richard III (1483-1485), whose injustice and harshness prompted yet another rebellion, this time led by a Welsh nobleman, Henry Tudor, which culminated in the decisive Battle of Bosworth, where Richard was killed and his army defeated.

The victorious Henry – crowned Henry VII – established the Tudor line of monarchs which proceeded through Henry VIII, Mary Tudor, Edward VI, to the glorious reign of good Queen Elizabeth I, marking the transition from an exhausted medieval dynasty to the ‘early modern’ period. Hooray.

Gillingham’s counter-arguments

The myth of periods

Historians know they shouldn’t divide history into periods, but they do. They shouldn’t because time is a seamless continuum and dividing it up into chunks is highly misleading. Defining ‘periods’ in this way has two drawbacks.

  1. Having defined a block of time as the ‘so-and-so period’, the temptation is to give this random era a beginning, middle and end.
  2. And ‘ends’, in the organic world, tend to be the result of age and decline.

Thus the recurring vice of historians is inventing periods and then spending careers accounting for their ‘rise’ and their ‘fall’.

The myth of the Middle Ages

But these are totally misleading metaphors. In reality there were no ‘middle ages’. The phrase was invented in the ‘Renaissance’ to characterise the period between the peak of the ancient Roman world and the revival of learning which Renaissance authors were very conscious of in their own time.

But in our time, for a generation or more, historians have been subverting the ‘myth of the middle ages’ in all kinds of ways.

One way is by explaining that Rome didn’t ‘decline and fall’ as fast or as thoroughly as the myth demands. This is the thrust of Chris Wickham’s magisterial study, The Inheritance of Rome which shows how the legislative, linguistic, religious and administrative legacy of Rome continued for centuries after the removal of the last Roman emperor (476), strongly enduring into the era of Charlemagne (crowned Holy Roman Emperor in 800).

The myth of violence

Gillingham asserts that England wasn’t a specially violent or bloodthirsty place in the later 15th century. The reverse. All the evidence is that England was unusually peaceful among comparably sized European states. Gillingham gives a lot of evidence for this.

  • He gives a long explanation of military technology, showing how the widespread development of powerful cannon was accompanied by the equal development of fortifications which could resist them, specifically the creation of bulwarks sticking out from the curtain walls of town or castle walls, to be used as platforms to bombard attacking forces. Almost all European towns and cities built them because the continent existed in a state of almost continuous warfare; there are hardly any in England because they weren’t needed.
  • Foreign observers commented on the peacefulness of England and pointed out one simple reason: the Channel. All nations in continental Europe were liable to be attacked at any moment by any other nation. Nobody could attack England. Seaborne raids there were, for example on the Cinque Ports on the south coast – but these merely prove Gillingham’s point because these were the only places which built ‘modern’ defensive walls. The entire rest of England didn’t need them.

On the contrary, Gillingham adduces evidence that the wages of labourers were at their highest point during the period. And – something he doesn’t himself mention but which I know independently – the period from 1450 saw the flourishing of the late medieval style of parish church design known as ‘Perpendicular’ – new, larger-than-ever churches built across the country and representing the wealth that comes from economic and social stability. It was the heyday of medieval church building.

So far from being the bloodbath which later tradition made it out to be, Gillingham pithily sums up the period of disorder which later generations called the wars of the roses as merely ‘a few disturbances of the aristocratic establishment’ (p.11).

The Tudor myth

So why is there this myth in the first place?

Because when Henry Tudor defeated Richard III he commissioned writers to prove that he was a hero, restoring order and peace to a nation brought to its knees by incompetent rulers, weltering in blood and chaos, all leading to the acme of evil – the wicked king who Henry overthrew, black Richard III, the evil hunchback.

His son (Henry VIII) perpetuated this version of history and so did his sons and daughters (Edward VI and Elizabeth I). Chroniclers, teachers, historians – everything they wrote and published using the power of the new printing presses (which began to spread precisely during Henry VII’s reign) was first vetted and approved by government censors. And the Tudor government used the power of the press to promulgate the Official Tudor Version of history describing a state brought to the brink of chaos by the incompetent Lancastrians, and only saved from chaos by the heroic Tudor dynasty.

100 years later, Shakespeare – whose history plays are sometimes credited with being the biggest single influence on the English people’s view of their own history – sealed and cemented the myth in the series of eight ‘history’ plays he wrote about Richard II, Henry IV, Henry V, and the sad decline of Henry VI (the incompetent, possibly mentally defective king under whom the wars broke out) and the short wicked reign of Richard III.

Later historians accepted the official Tudor myth at face value and the story of chaos climaxing in the wickedest king in our island history was repeated over and again.

Only in the 1980s and since, has a revisionist version of the period taken hold: one that doesn’t represent it as a period of decline and fall into inevitable violence, but of surprising peace and stability upset only by dynastic quarrels right at the top of society which had surprisingly little impact except on the poor individuals press-ganged into fighting or in whose vicinity battles – generally quite small-scale battles – took place.

Full of meat and ideas

Lots of history books are full of dates, events and pernickety interpretations of them, but Gillingham’s book is riveting for the way it defines the big issues and tackles them head on. It is packed with logical arguments and insights.

It is, for example, fascinating to read that the biggest problem for any armed force in the field was provisions. Even living off the land was only a viable option for a limited period. In a war of foreign conquest part of the process of cowing the opposition was ravaging and destroying the land. But in a civil war, especially when you were claiming the throne and looking for people’s loyalty, the opposite was true – you wanted to present yourself as the enforcer of peace, law and stability. You wanted to rein in your followers and limit damage as much as possible.

These reasons explain why the Hundred Years War – fought mainly in France and which ended on the eve of the Wars of the Roses, in 1453 – and the other continental wars of this period, often settled down into long and destructive sieges, with land around the besieged cities being systematically ravaged and laid waste.

By contrast the Wars of the Roses were characterised by the opposite, an unusual number of pitched battles, battles which didn’t last long and were usually decisive. Neither side wanted to destroy the very kingdom they were fighting to inherit.

This isn’t the place to summarise the actual wars (there were three distinct periods of violent conflict with periods of peace and manouvering between them). You can read summaries of the events on Wikipedia or any number of other websites. Suffice to say that in his opening chapters Gillingham’s book gives a host of fascinating, logical and persuasive arguments for rethinking our understanding of the entire period.


Related links

Other medieval reviews

A Chronology of the Crusades

The Crusades lasted about two hundred years from 1095 to about 1295 and were designed to ‘liberate’ Jerusalem and the Christian Holy Places from the control of Muslim rulers. Although there were later military adventures or social movements which called themselves crusades, they either petered out or were diverted to other targets. Historians squabble over whether there were seven or eight or nine crusades.

Muhammed

632 Muhammed dies.

637 Muslim armies besiege and take Jerusalem from the Byzantines.

The Great Schism

1054 Eastern and Western Christianity finally split after years of drift, crystallising into the Eastern Orthodox church based in Byzantium and the Roman Catholic church based in Rome, their respective followers known as Latins (or Franks) and Greeks.

1063 King Ramiro I of Aragon murdered by a Muslim and Pope Alexander II offers an indulgence (forgiveness of all sins; go directly to heaven) to anyone taking arms to revenge this crime.

1064 to 1066 – A group of about 7,000 Germans, some heavily armed, travel to Jerusalem and back unhindered.

1073 Pope Gregory VII helps organise an army against the Muslims in Spain, promising any soldier he can keep the land he seizes.

1095 Byzantine Emperor Alexios I sends an ambassador to Pope Urban II asking for military help against the growing Turkish threat (in fact the fast-expanding Great Seljuk Empire). Urban sees an opportunity to reassert Western control over the East and starts preaching a new idea: anyone who takes up arms and travels to liberate the Holy Land under the order of the Pope will go to heaven. Killing the infidel will no longer require penance: it will be a penance.

The First Crusade 1096 to 1099

1096 Easter. Peter the Hermit led a mass of maybe 20,000 people to set off to the Holy Land. As they moved through Germany they sparked off a series of massacres of Jews in every town and city. Having reached the Byzantine Empire they were ambushed by Muslim forces and only about 3,000 survived. Official crusader armies departed Europe August and September 1096.

1097 Siege of Antioch until June 1098. Crusaders massacre the Muslim inhabitants and loot the city.

1099 15 July – CAPTURE OF JERUSALEM The remnants of the army enter/liberate Jerusalem, massacre native Muslims, killing all the Jews, burning the synagogue, looting all the holy buildings. The chronicler claims some 70,000 were slaughtered and the streets piled high with corpses.

1100 On Christmas Day in the Church of the Nativity in Bethlehem, Baldwin of Edessa is crowned King of Jerusalem.

[1101 The Crusade of 1101, also known as The crusade of the faint-hearted due to the involvement of soldiers who had turned back from the First Crusade, was in three distinct groups of western soldiers, all of which were soundly thrashed by Seljuk Turks led by Kilij Arslan. As usual when the crusaders took Caesarea they rounded up all the Muslims into the Grand Mosque and massacred them all. And were then themselves beaten and killed by Kilij. The survivors eventually made it to Jerusalem, more as a pilgrimage than a military force.]

1109 The Franks sack the city of Tripoli after a five year siege, then rampage through it, burning the Banu Ammar library, the largest in the Muslim world, containing over 100,000 manuscripts.

1118 Baldwin dies, succeeded by his cousin, Baldwin II.

1124 Tyre falls to the Franks who now hold the entire cost from Egypt to Antioch.

1131 King Baldwin II dies and is succeeded by his son-in-law, Count Fulk of Anjou.

1122 to 1124 The Venetian Crusade A combination of religious fervour (it was sponsored by Pope Callixtus II) and commercial savvy, some 120 ships carrying over 15,000 men left Venice on 8 August 1122: they besieged Corfu to settle a commercial dispute; defeated a navy from Fatimid Egypt; besieged and took the sea port of Tyre, which became a Venetian trading centre, and on the way home ravaged various Greek islands, forcing the Empire to concede their trading privileges.

1135 Pope Innocent II’s grant of crusading indulgences to anyone who opposed papal enemies can be seen as the beginning of politically motivated crusades.

The Second Crusade 1145 to 1149

1144 King Fulk dies. Army of Imad ad-Din Zengi recaptures Edessa (modern Urfa), massacring the men and selling the women into slavery. Which leads Pope Eugenius III to call for another crusade, supported by various clerics, notably Bernard of Clairvaux.

1146 March 31 – Bernard delivers the first of many thundering first crusade sermons. In May and June armies from France and Germany led by King Louis VII and Conrad III set off.

[1147 A group of crusaders from northern Europe allied with the king of Portugal, Afonso I, retaking Lisbon from the Muslims.]

1147 October 25 – Battle of Dorylaeum: Conrad III and his army of 20,000 men was badly defeated by the Seljuk Turks led by Mesud I. The Germans abandoned the crusade and Conrad and the 2,000 survivors retreated to join the forces of King Louis VII of France.

1148 Louis and Conrad’s surviving soldiers besiege Damascus. It ends in complete defeat and a ruinous retreat. ‘St Bernard’s crusade ended in fiasco.’ (p.93)

1150 Louis and Conrad return home, failures.

The Wendish Crusade

1147 German knights attacked western Slavs on their border with a view to christianising them. Henry restarted efforts to conquer the Wends in 1160, and they were defeated in 1162.

[1172 Henry the Lion, Duke of Saxony, made a pilgrimage that is sometimes considered a crusade.]

Saladin

1169 Saladin – Ṣalāḥ ad-Dīn Yūsuf ibn Ayyūb – a Kurdish Muslim from Damascus, is in complete control of Egypt.

1169 to 1187 the campaigns of Saladin to unite the usually warring Arab kingdoms.

1180 King Baldwin IV negotiates a peace treaty with Saladin.

1185 24-year-old Baldwin IV dies, leaving the throne of Jerusalem to the eight-year-old Baldwin V.

1186 Baldwin V dies. The kingdom is weakened by complicated dynastic feuds which lead to Guy of Lusignan being crowned king.

1187 SALADIN RETAKES JERUSALEM Saladin led an enormous army of 30,000 into Palestine and inflicted a crushing defeat on the army of Jerusalem at the Battle of Hattin on 4 July. He took his time capturing all the surrounding towns and then retook Jerusalem on 29 September. In studied contrast to the crusader’s massacre and pogrom of 1099, Saladin enforces his army to respect the city and its inhabitants: not a building was looted, not a person harmed.

When Pope Urban III heard the news he died of a heart attack. On 29 October Pope Gregory VIII issued a papal bull calling for the…

The Third Crusade 1189 to 1192

1189 Frederick I ‘Barbarossa’, Holy Roman Emperor, commanded a vast army which sailed to Constantinople, then fought its way across Anatolia, winning battles but suffering from the heat and lack of supplies. Coming down the other side of the Taurus Mountains, Frederick went for a swim in the river Göksu and drowned. His disheartened troops turned back. Philip II of France, and Richard I of England led their armies on to the Holy Land.

1190 Pre-Crusade pogroms of Jews spread across England climaxing in a particularly violent massacre of Jews at York in March.

1191 Richard the Lionheart captured Cyprus from the Byzantines, then recaptured Acre and Jaffa. But they ran out of food before reaching Jerusalem which he knew, anyway, he didn’t have the force to hold.

1192 Richard negotiates a treaty with Saladin allowing Christian pilgrims free passage, then sails home. ‘Jerusalem would never again be captured by crusaders.’ (Crusades p.151) In Palestine Richard had had a big argument with Leopold of Austria. Now, travelling overland back through Leopold’s territory, Richard was identified and arrested. Leopold handed him over to the Emperor Henry VI who held him in prison for a year before a vast ransom could be organised to buy his freedom.

1193 Saladin dies worn out.

1199 Richard dies of gangrene from an arrow wound at an insignificant siege in Aquitaine.

The German Crusade

1197 Henry VI, Holy Roman Emperor, fulfils a promise to his father. Led by Conrad of Wittelsbach the army landed at Acre and captured Sidon and Beirut, but when Henry died most of the forces returned to Germany.

The North European Crusade

1193 Pope Celestine III called for a crusade against Northern European pagans and his successor Pope Innocent III issued a papal bull declaring a crusade against the pagan Livonians. Bishop Berthold of Hanover led a large army against them, during which the Christian settlers found the city of Riga, although Berthold was himself killed in battle in 1198.

1201 Albrecht von Buxthoeven established Riga as the seat of his bishopric in 1201.

1202 Albrecht formed the Livonian Knights to convert the pagans to Catholicism. The Livonians were conquered and converted between 1202 and 1209.

1217 Pope Honorius III declared a crusade against the Prussians.

1226 Konrad of Masovia gave Chelmno to the Teutonic Knights in 1226 as a base for the crusade.

1236 The Livonian Knights were defeated by the Lithuanians at Saule.

1237 Pope Gregory IX merged the remainder of the troops into the Teutonic Knights as the Livonian Order.

1249 The Teutonic Knights completed their conquest of the Old Prussians. They then conquered and converted the Lithuanians, a process which lasted into the 1380s. The order tried unsuccessfully to conquer Orthodox Russia.

The Fourth Crusade 1202 to 1004: the Sack of Constantinople

1199 Pope Innocent III began preaching the Fourth Crusade in France, England, and Germany. The two military leaders Doge Enrico Dandolo of Venice and German King Philip of Swabia had their own political agendas and when the enterprise turned out not be able to pay the Venetian fleet, they decided to conquer and loot Constantinople instead.

1202 They seized the Christian city of Zara prompting Innocent to excommunicate them.

1203 Easter – the army set sail for Byzantium.

1204 The army entered Constantinople and enacted the complicated plot to put Prince Alexius IV on the throne. Alexius had promised wild amounts of money in return but turned out to be unable to pay. Alexius was murdered in a palace coup; the blind old emperor died; the coup plotter announced himself emperor. All this made it easier for the Latins and their Catholic leaders to give the go-ahead for a devastating sack of the city, which spread out of control to unbridled looting, massacring, churches pillaged and thousands murdered in the streets.

1205 Bulgars defeated the crusaders and remaining Greeks at Adrianople. The devastation of Byzantium permanently weakened the Eastern Empire, didn’t bring its church under Latin rule, as the Pope dreamed, and probably benefited Venice most, which seized control of commerce in the empire.

The Albigensian Crusade 1208 to 1229

1208 launched to eliminate the Cathars of Occitania (present-day southern France) lasted for decades and led to Northern French domination of the South. In July 1208 the crusaders took Béziers and massacred every man, woman and child. When soldiers asked the Abbot how they could avoid killing ‘true’ believers, he replied:

‘Kill them all. God will know his own.’

Mindset of terrorists throughout the ages.

[1221 Pope Honorius III asked King Andrew II to put down heretics in Bosnia. Hungarian forces answered further papal calls in

1234 and 1241. This campaign ended with the Mongol invasion of Hungary in 1241.]

The Fifth Crusade 1213 to 1221

1215 Pope Innocent III called the Fourth Council of the Lateran in 1215. It was at this mass assembly of bishops and cardinals that ‘heresy’ was defined, ‘inquisition’ formalised, Jews were ordered to wear special clothing and Innocent announced his new crusade.

1216 Innocent III dies.

1217 Duke Leopold VI and Andrew II arrived in Acre but failed to assert their power and left.

1219 The remaining forces besieged Damietta in Egypt and captured it in November 1219. But further plans were blocked by the Arab leader Ayyubid Sultan Al-Kamil and the crusaders were forced to surrender and hand back Damietta.

The Sixth Crusade b.1228

1228 Holy Roman Emperor Frederick II, after being repeatedly threatened and eventually excommunicated by Innocent’s successor, Pope Honorius III, for his delays, finally landed at Acre.

1229 RESTORATION OF JERUSALEM – However, both sides being reluctant to fight, Frederick agreed a peace treaty with Al-Kamil which allowed Latin Christians to rule most of Jerusalem and a strip of land along the coast, with the Muslims controlling their sacred areas in Jerusalem. Frederick had himself crowned in the Holy Sepulchre and declared himself the mouthpiece of God. Frederick returned home to find the Pope had organised armies to invade his realm.

1238 Frederick tried to extend his lands into northern Italy and Pope Gregory declared a crusade against him. ‘The Holy War was now being preached not against the ‘infidel’, not even against a heretic – no such charge was made against Frederick – but against a political enemy of the Pope.’ (Crusades p.181) Crusade had become degraded to a purely secular concept.

1239 A force led by King Theobald I of Navarre arrived in Acre in September. Defeated in battle in November, Theobald negotiated another treaty with the Ayyubid Sultan Al-Kamil.

1244 The Destruction OF Jerusalem

The Ayyubids invited Khwarazmian forces whose empire had been destroyed by Genghiz Khan’s Mongols, to reconquer the city. It fell July 15, 1244 and the Khwarezmians completely razed Jerusalem to the ground, leaving it in ruins.
1244 An Arab force led by al-Salih Ayyub seized Jerusalem.

The Seventh Crusade 1248 to 1254

1245 to 1250 King Louis IX of France organized a vast army, set sail in 1248 and landed in Egypt in June 1249. In a series of battles they were defeated, and in 1250 Louis was captured and ransomed for 800,000 bezants, and a ten-year truce agreed.

1254 Louis withdrew to Acre, now the only Crusader territory of any significance, which he built up again until his money ran out in 1254 and he had to return to France.

[1256 The Venetians were evicted from Tyre, prompting the War of Saint Sabas over territory in Acre claimed by Genoa and Venice. The war dragged on for a decade during which both Christian sides allied with Muslim forces and most fortified buildings in Acre were destroyed.

1266 Louis IX’s brother Charles seized Sicily and other parts of the eastern Mediterranean with a view to restoring the Latin empire by reconquering Byzantium.]

The Eighth Crusade 1270

1265 The ferocious Mameluk Sultan Baibars ibn-Abdullah had captured Caesarea, Nazareth, Haifa, Safed, Toron, and Arsuf.

1268 Baibars captures Antioch and massacres its entire population.

1270 These events inspire King Louis IX of France to sail to Tunis with a large fleet and impressive army. However it was the height of the Saharan summer, the army was devastated by disease and Louis died. Thus ended the last major attempt to take the Holy Land.

The Ninth Crusade 1272

1270 The future Edward I of England had travelled with Louis. He sailed with his forces to Acre in May 1271. His forces were small and he was unable to alter the existing peace treaties between Baibars and King Hugh of Jerusalem.

1272 Edward learned of his father’s death.

1274 Edward I returns to England to take up his crown.

1277 The fearsome Baibars dies.

The last crusade

1281 Election of a French pope, Martin IV who threw himself behind the campaigns of French king Charles I. His ships were at Sicily when the Emperor of Byzantium conspired to provoke the ‘Sicilian Vespers’, an uprising during which the crusader fleet was abandoned and burnt.

1287 King Charles I dies, allowing Henry II of Cyprus to reclaim Jerusalem.

These kinds of struggles are typical of the endless disunity and conflict among the Roman Christians which continually undermined efforts to hold the Holy Land. In this two hundred year period the papacy, far from creating the kind of total control over Christendom which Innocent and Urban dreamed of, had become just one among a hectic throng of nationalist kings and princes all fighting each other. The papacy had lost all its moral authority. Thus:

1284 The Crusade of Aragon was called by Pope Martin against Peter III of Aragon, Peter supporting anti-Angevin forces in Sicily, Martin supporting Charles of Anjou.

1298 Pope Boniface VIII proclaimed a crusade against Frederick III of Sicily (Peter’s younger brother).

The end of the Crusader states

1291 A group of pilgrims from Acre was attacked by Muslim forces and in retaliations killed some innocent Muslim merchants. The Sultan demanded compensation from the king of Acre and, when none came, used it as a pretext to besiege and then capture the city. Men, women and children were massacred: prisoners were beheaded. Acre had been the last independent Crusader state in the Holy Land and its fall signified that – The Crusades had ended.

Non-Holy Land ‘crusades’

1365 The Alexandrian Crusade Peter I of Cyprus captured and sacked Alexandria for mainly commercial reasons, killing as many Christians as Muslims and Jews.

1390 The Mahdian Crusade Louis II led a ten-week campaign against Muslim pirates in North Africa. After a siege the crusaders signed a ten-year truce.

1396 Crusade against the Ottomans led by Sigismund of Luxemburg, king of Hungary which was defeated by the Ottomans in the Battle of Nicopolis.

1420s The Hussite Crusades military action against the followers of Jan Hus in Bohemia from 1420 to about 1431. Crusades were declared five times during that period: in 1420, 1421, 1422, 1427, and 1431.

1440s Crusade against the Ottomans Polish-Hungarian King Władysław Warneńczyk invaded recently conquered Ottoman territory, reaching Belgrade in January 1444. Negotiated a truce with Sultan Murad II. The Ottomans won a decisive victory at the Battle of Varna on 10 November, and the crusaders withdrew. This left Constantinople exposed and it fell to the Ottoman Turks in 1453.

John Hunyadi and Giovanni da Capistrano organized a 1456 crusade to lift the Ottomon siege of Belgrade.
1487 Pope Innocent VIII called for a crusade against the Waldensians in the south of France but little military activity followed and it had no effect…


Sources

Other medieval reviews

%d bloggers like this: