The Book of Imaginary Beings by Jorge Luis Borges (1967)

This is an alphabetical list of fantastical and imaginary beasts from myth and legend, compiled by Borges with the assistance of his friend, Margarita Guerrero, and, to be honest, it’s a bit boring.

The Penguin paperback edition of The Book of Imaginary Beings has three prefaces which, among other things, point out that the collection grew, from 82 pieces in 1957, to 116 in 1967, to 120 in the 1969 edition. It’s an example of the pleasurable way all Borges’s collections – of poems, essays or stories – accumulate additional content over successive editions and, in doing so, hint at the scope for infinite expansion, and the dizzying sense of infinite vistas which lie behind so many of his fictions.

Imaginary beings

Strictly speaking there’s an endless number of imaginary beings since every person in every novel or play ever written is an imaginary being – but, of course, the authors have in mind not imaginary people but imaginary animals, fabulous beasts concocted by human fantasy. They have aimed to create:

a handbook of the strange creatures conceived through time and space by the human imagination

The book was created in collaboration with Borges’s friend Margarita Guerrero, and between them they tell us they had great fun ransacking ‘the maze-like vaults of the Biblioteca Nacional’ in Buenos Aires, scouring through books ancient and modern, fictional and factual, for the profiles of mythical beings from folklore and legend.

One of the conclusions they make in the preface was that it is quite difficult to make up new monsters. Many have tried, but most new-fangled creatures fall by the wayside. For example, Flaubert had a go at making new monsters in the later parts of The Temptation of Saint Anthony, but none of them really stir the imagination. There appear to be some archetypal patterns which just seem to gel with the human imagination, which chime with our deepest fears or desires and so have lasted through the centuries in folklore and myth, and are found across different cultures.

We are as ignorant of the meaning of the dragon as we are of the meaning of the universe, but there is something in the dragon’s image that appeals to the human imagination, and so we find the dragon in quite distinct places and times. It is, so to speak, a necessary monster, not an ephemeral or accidental one, such as the three-headed chimera or the catoblepas.

There are entries for 120 imaginary beasts, arranged in alphabetical order across 142 pages, making an average of 1.2 pages per entry, much shorter even than his short stories, about the same length as the ‘parables’ included in Labyrinths. Where possible, the authors include references to the source documents or texts where they discovered good descriptions of the beast in question.

But book actually references quite a few more than the 120 nominal beasts since many of the entries are portmanteau headings of, for example, the imaginary fauna of Chile (6 beasts); the Fauna of China entry (taken from the T’ai P’ing Kuang Chi) describes 12 imaginary beasts and 3 types of mutant human (people whose hands dangle to the ground or have human bodies but bat wings); the Fauna of America entry describes nine weird and wonderful animals. In other words, the book actually contains names and descriptions of many times 120 beasts, at a rough guess at least three times as many.

Thoughts

This should all be rather wonderful, shouldn’t it? But although it’s often distracting and amusing, The Book of Imaginary Beings almost entirely lacks the sense of wonder and marvel which characterises the extraordinary contents of Labyrinths.

Ultimately, the long list becomes rather wearing and highlights the barrenness of even the most florid creations if they are not brought to life by either a chunky narrative (I mean a narrative long enough for you to become engaged with) or by Borges’s magic touch, his deployment of strange and bizarre ideas to animate them.

Borges’s best stories start with wonderful, mind-dazzling insights and create carapaces of references or narrative around them. These encyclopedia-style articles about fabulous creatures, on the other hand, occasionally gesture towards the strange and illuminating but, by and large, remain not much more than a succession of raw facts.

For example, we learn that the word ‘basilisk’ comes from the Greek meaning ‘little king’, that the fabulous beast it refers to is mentioned in the authors Pliny and Chaucer and Aldrovani, in each of which it has a different appearance; we are given a long excerpt about the basilisk from Lucan’s Pharsalia.

Well, this is all very well and factual, but where are the ideas and eerie insights which make Borges’s ficciones so mind-blowing? Nowhere. The entries read like raw ingredients which are waiting to be cooked by Borges into a dazzling essay… which never materialises. More than that, it’s full of sentences which are uncharacteristically flaccid and banal.

Suggested or stimulated by reflections in mirrors and in water and by twins, the idea of the Double is common to many countries.

Really? In some of his stories this idea comes to dazzling life; in this collection of articles, it lies dead on the page.

A bestiary manqué

You could argue that the whole idea is an updating of the popular medieval genre of the ‘bestiary’. Wikipedia gives a pithy summary of the genre:

A bestiary is a compendium of beasts. Originating in the ancient world, bestiaries were made popular in the Middle Ages in illustrated volumes that described various animals and even rocks. The natural history and illustration of each beast was usually accompanied by a moral lesson.

I think the key is in that final phrase: bestiaries may well have fired the imaginations of their readers, amused and distracted them, but they had a purpose. Indeed, to the medieval mind the whole natural world was full of meaning and so every single creature in it existed to point a moral, to teach humans something (about God, about the Christian life, and so on). Bolstering every anecdote about this or that fabulous animal was a lesson we could all take away and benefit from.

Whereas, being 20th century agnostics and, moreover, of a modernist turn of mind which prefers clipped brevity to Victorian verbosity, the authors write entries which are deliberately brief and understated, and shorn of any moral or reflection, or analysis.

Whereas Borges’s fictions tend to build up to a bombshell insight which can haunt you for days, these entries just end and then you’re onto another item on the list, then another, then another, and after a while the absence of analysis or insight begins to feel like an almost physical lack.

Pictures

Given its static nature as a rather passive list written in often lifeless prose, what this book would really, really have have benefited from would have been being published in a large, coffee table format with an illustration for each monster.

I googled a lot of the entries in the book and immediately began having more fun on the internet, looking at the weird and wonderful illustrations of the beasts – comparing the way the basilisk or chimera or behemoth have depicted through the ages (and in our age which has seen an explosion of fantastical illustrations) than I had in reading Borges and Guerrero’s rather drab texts.

The two-headed Bird Dragon Ouroboros from the Aberdeen bestiary Illuminated manuscript

The two-headed bird-dragon Ouroboros from the Aberdeen bestiary illuminated manuscript

Favourites

On the up-side, here are some things I enjoyed:

I was delighted that The Book of Imaginary Beings contains not one but two entries for made-up creatures in C.S. Lewis’s science fiction novel, Perelandra.

To be reminded of the strange fact that Sleipnir, the horse belonging to Odin, king of the Norse gods, had eight legs.

A Chinese legend has it that the people who lived in mirrors were a different shape and size and kind from the people in this world. Once there were no borders and people could come and go between the real world and the mirror world. Then the mirror people launched an attack on our world but were defeated by the forces of the Yellow Emperor who compelled them to take human form and slavishly ape all the behaviour of people in this world, as if they were simply our reflections. But one day they will rise up and reclaim their freedom (Fauna of Mirrors).

The Hidebehind is always hiding behind something. No matter how many times or whichever way a man turns, it is always behind him, and that’s why nobody has been able to describe it, even though it is credited with having killed and devoured many a lumberjack. The Goofus Bird builds its nest upside down and flies backward, not caring where it’s going, only where it’s been.

At one point Borges lingers on the dogma of the Kabbalists and, for a moment, the real deep Borges appears, the one fascinated by the paradoxes of infinity:

In a book inspired by infinite wisdom, nothing can be left to chance, not even the number of words it contains or the order of the letters; this is what the Kabbalists thought, and they devoted themselves to the task of counting, combining, and permutating the letters of the Scriptures, fired by a desire to penetrate the secrets of God.

A Platonic year is the time required by the sun, the moon, and the five planets to return to their initial position; Tacitus in his Dialogus de Oratoribus calculates this as 12,994 common years.

In the middle of the twelfth century, a forged letter supposedly sent by Prester John, the king of kings, to the Emperor of Byzantium, made its way all over Europe. This epistle, which is a catalogue of wonders, speaks of gigantic ants that dig gold, and of a River of Stones, and of a Sea of Sand with living fish, and of a towering mirror that reflects whatever happens in the kingdom, and of a sceptre carved of a single emerald, and of pebbles that make a man invisible or that light up the night.

Threes

The Greek gods ruled three realms, heaven ruled by Zeus, the sea ruled by Poseidon, and hell ruled by Hades.

In ancient Greek religion the Moirai, called by the Romans the Parcae, known in English as the Fates, were the incarnations of destiny: Clotho (the ‘spinner’), Lachesis (the ‘allotter’) and Atropos (the ‘unturnable’, a metaphor for death).

Cerberus, the huge dog guarding hell, had three heads.

In Norse mythology, the Norns are female beings who rule the destiny of gods and men. In Snorri Sturluson’s interpretation of the Völuspá, there are three main norns, Urðr (Wyrd), Verðandi and Skuld. They are invoked in the three weird sisters who appear in Shakespeare’s Macbeth.

There are many valkyries – choosers of the dead –but tradition names three main ones as Hildr, Þrúðr and Hlökk.

Hinduism has Trimurti (Sanskrit for ‘three forms’) referring to the triad of the three gods Brahma, Vishnu, and Shiva.

The Christian God is a Trinity of God the Father, God the Son and God the Holy Spirit.

Jesus is resurrected on the third day after his crucifixion (counting Good Friday, Saturday and Sunday as days), an event prefigured by the three days the prophet Jonah spent in the belly of the whale.

In The Divine Comedy Dante journeys through the three parts of the afterworld, hell, purgatory and paradise.

According to Moslem tradition, Allah created three different species of intelligent beings: Angels, who are made of light; Jinn (‘Jinnee’ or ‘Genie’ in the singular), who are made of fire; and Men, who are made of earth.

Jinnee or genies grant three wishes.

Humans divide time (if it exists, that is) into the past, the present and the future.

The three billygoats gruff. The three bears. The three little pigs.

Fours

The four horsemen of the apocalypse.

The four gospels of the four evangelists, each one symbolised by an animal: to Matthew a man’s face, Mark the lion; Luke the calf; and John, the eagle.

In Babylon, the prophet Ezekiel saw in a vision four beasts or angels, ‘And every one had four faces, and every one had four wings’ and ‘As for the likeness of their faces, they four had the face of a man, and the face of a lion, on the right side: and they four had the face of an ox on the left side; they four also had the face of an eagle.’

John the Divine in the fourth chapter of Revelations: ‘And before the throne there was a sea of glass like unto crystal: and in the midst of the throne, and round about the throne, were four beasts full of eyes before and behind. And the first beast was like a lion, and the second beast like a calf, and the third beast had a face as a man, and the fourth beast was like a flying eagle. And the four beasts had each of them six wings about him; and they were full of eyes within…’

In the most important of Kabbalistic works, the Zohar or Book of Splendour, we read that these four beasts are called Haniel, Kafziel, Azriel, and Aniel and that they face east, north, south, and west.

Dante stated that every passage of the Bible has a fourfold meaning: the literal, the allegorical, the moral, and the spiritual.

The four corners of the earth. The four points of the compass.

The Greeks divided visible matter into the four elements of fire, earth, air, and water, and attributed the four humours which match them, black bile, yellow bile, phlegm, and blood, themselves the basis of the four temperaments of mankind, choleric, melancholic, phlegmatic and sanguine, respectively.

The four magic animals of Chinese cosmogony.

The four animals of good omen, being the unicorn, the dragon, the phoenix, and the tortoise.

A Borges reading list

This is an incomplete list of the texts most frequently referred to in The Book of Imaginary Beings. Laid out like this you can see how, beyond the respectable tradition of the classics, this is a kind of greatest hits selection of the esoteric and mystical traditions of world literature.

Reflecting on the list of texts, I realised they have one thing in common which is that they are all pre-scientific and non-scientific. Personally, I believe in modern cosmology’s account of the creation of the universe in a big bang, in the weird discoveries of particle physics which account for matter, gravity, light and so on; and, when it comes to life forms, I believe in a purely mechanistic origin for replicating life, and in Darwin’s theory of natural selection as improved by the discovery of the helical structure of DNA in 1953 and the 70 subsequent years of genetic science, to explain why there are, and inevitably have to be, such an enormous variety of life forms on earth.

For me, taken together, all the strands of modern science explain pretty much everything about the world around us and about human nature: why we are why we are, why we think and behave as we do.

None of that is recorded in any of these books. Instead everything in the books listed here amounts to various types of frivolous entertainment and speculation. It could be described as highly decorative rubbish. Homer and the Aeneid may well be the bedrocks of Western literature and Dante one of the central figures of European civilisation but, having lived and worked in the world for over 40 years, I’m well aware that the vast majority of people neither know nor care, and care even less about the more remote and obscure books on this list. They are for the pleasure of antiquaries and lovers of the obscure; people, dear reader, like thee and me.

Ancient world

  • The Epic of Gilgamesh
  • The Iliad and the Odyssey by Homer
  • Hesiod’s Theogony and Book of Days (700 BC)
  • The Old Testament
  • The Tibetan Book of the Dead
  • The Mahābhārata (3rd century BC?)
  • The Argonautica by Apollonius Rhodius (3rd century BC)
  • The Aeneid by Virgil (29 to 19 BC)
  • Metamorphoses or the Books of Transformations by Ovid (8 AD)
  • De Bello Civili or the Pharsalia by Lucan (30 AD?)
  • On the Nature of the Gods by Cicero
  • The Natural History by Pliny the Elder (77 AD)
  • History of the Jewish Wars by Flavius Josephus
  • The New Testament (1st century AD)

Middle Ages

  • Beowulf
  • The Exeter Book (tenth century)
  • The Song of Roland (11th-century)
  • The Poetic Edda (13th century)
  • The Prose Edda (13th century)
  • The Zohar, primary text of the Kabbalists
  • The 1001 Arabian Nights
  • The Golden Legend compiled by Jacobus de Voragine (thirteenth century)
  • The Travels of Marco Polo (1300)
  • The Divine Comedy by Dante Alighieri (1320)
  • Travels of Sir John Mandeville (1360s)
  • Autobiography by Benvenuto Cellini (1563)
  • Orlando Furioso by Ludovico Ariosto (1532)

Early modern

  • The Ingenious Gentleman Don Quixote of La Mancha by Miguel de Cervantes (1605 and 1615)
  • The Anatomy of Melancholy by Robert Burton (1621)
  • Hydriotaphia, Urn Burial, or, a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)
  • Peter Wilkins by Robert Paltock (1751)
  • The World as Will and Representation (1844) by Arthur Schopenhauer
  • The Temptation of Saint Anthony by Gustave Flaubert (1874)
  • The Golem by Gustav Meyrink (1915)

Would be a challenge, fun and interesting to read all these books, in this order. A nutritious slice through Western civilisation.


Related links

Borges reviews

Come and Go by Samuel Beckett (1965)

Come and Go is an example of the form Beckett came to call ‘dramaticules’ for the simple reason that they are very short. Come and Go consists of a set of very precise stage movements and just over 120 words of dialogue, and is about seven minutes long in performance. As with most of Beckett’s later works, the detailed stage directions are as long as the text of the ‘play’ itself.

Stage directions

Lights go up on a stage empty apart from a bench on which are sitting three women. The lighting is:

Soft, from above only and concentrated on playing area. Rest of stage as dark as possible.

Over the course of the seven minutes we will learn from the sparse dialogue that the women’s names are Ru, Vi and Flo. They are wearing full-length coats, buttoned high, a dull violet for Ru, dull red for Vi, dull yellow for Flo. They should be wearing:

Drab nondescript hats with enough brim to shade faces. Apart from colour differentiation three figures as
alike as possible. Light shoes with rubber soles. Hands made up to be as visible as possible. No rings apparent.

The seat? It must be:

Narrow benchlike seat, without back, just long enough to accommodate three figures almost touching. As little visible as possible. It should not be clear what they are sitting on.

When the women come and go:

They should disappear a few steps from lit area. If dark not sufficient to allow this, recourse should be had to screens or drapes as little visible as possible. Exits and entrances slow, without sound of feet.

Their voices should be:

As low as compatible with audibility. Colourless except for three ‘ohs’ and two lines following.

The women’s movements

The three women, Flo, Vi, Ru, are sitting on a bench. The central one, Vi, gets up and walks backstage, leaving Flo and Ru. The one on our left, Flo, shuffles over to the one on the right, Ru, and whispers in her ear and Ru gasps, ‘Oh’.

The one who had left, Vi, re-enters and takes up the vacant place on the left. The one in the middle, Flo, gets up and walks backstage. The one on the right, Ru, shuffles over to sit next to the one on the left, Vi, and whispers something in her ear. Vi gasps ‘Oh’. Flo reappears from backstage and takes the vacant place on the right.

The one now in the middle, Ru, gets up and walks backstage. The one on the left, Vi, shuffles across to be sitting next to the one on the right, Flo and whispers in her ear. Flo gasps, ‘Oh’.

Ru appears from backstage and takes up the vacant place on the left of the bench. All this is entirely in line with one of Beckett’s central attributes which is a fanatically precise attention to physical postures and movements. It’s quite possible that the prose works from this period (the mid-1960s) have their genesis in the various, precisely described, physical postures of the various protagonists. Certainly his plays had, for some time, not only become shorter, but more interested in the precise posture and movements of the protagonists than in what they say. So precise were his instructions that he drew a schematic of the women’s changing positions:

The changing positions of Flo, Vi and Ru on the bench in ‘Come and Go’

In the final minute of the play the three women join hands in a gesture designed, one suspects, purely for its agreeable geometric complexity. Beckett gives a detailed prose description of the movement:

[After a moment they join bands as follows: Vi’s right band with Ru ‘s right band. Vi’s left band with Flo ‘s left
hand, Flo’s right band with Ru’s left band, Vi’s arms being above Ru’s left arm and Flo’s right arm. The three
pairs of clasped bands rest on the three laps.]

And in case that’s not enough, Beckett also gives another schematic diagram:

Schematic of the arrangement of the three women’s hands at the end of ‘Come and Go’

The careful notation and the pattern of movements and gestures is reminiscent of many musical forms, most of which require the statement of a particular theme or cadence which is then repeated with variations.

The Beckett on Film version

What does all this look like in practice? Well, here is a very faithful production which fulfils Beckett’s instructions to the letter. It was part of the Beckett On Film project, and was directed by John Crow, featuring Anna Massey as Vi, Siân Phillips as Ru and Paola Dionisotti as Flo.

Performance art

Personally, I find this obsessive emphasis on the precise delineation and definition of every single element of the performance makes the piece more like a kind of living sculpture or piece of performance art than a ‘play’.

There are three individuals and they are given actual names (unlike M, W1 and W2 in Play, for example) and they do actually say things which make a sort of sense – but personally I can’t help thinking of the apparent content of the playlet i.e. what the characters say, as very, very secondary to the visualisation of the staging and the dogmatic precision with which Beckett polices it. In the same way that semi-abstract art may take its origin from some aspect of ‘the real world’ but the real interest is in how these elements are abstracted out into an overall design.

Content

It’s almost scary how much commentary critics and scholars have been able to spool out of this short playlet. The Wikipedia article about Come and Go is dismayingly long. Four elements stand out, for me:

1. Old ladies

The play depicts three old ladies nattering. I grew up in a village full of old people, in fact my parents ran the village shop and I started working in it when I was 12 or 13. Not only that, but across the road was a nunnery which had been converted into an old people’s home, staffed by very old nuns looking after even older ladies. My point is that my boyhood was dominated by different groups of old ladies meeting up in the shop or just outside and nattering on for hours. Old Miss Luck, Miss Grace, Miss Denis and Mrs Hobson are just four that spring to mind. So I take the play at face value as three old ladies sitting on a bench having a natter.

A possibly overlooked element of this ‘realistic’ interpretation is how boring and empty a lot of old people’s lives are. With no jobs to fill their days, with no children to bring up, lots of retired and elderly people find their lives very empty. Chatting with friends your own age, specially about children and grandchildren, or about the thousand aches and pains that flesh is heir to, fills the time. Specially for old women, who will more than likely outlive their husbands, often by decades.

2. Bad news

The notion that as soon as one of three old ladies departs the other two instantly fall to gossiping about her is as old as the human race. Modern young feminist scholars may dismiss it as sexist stereotyping but I’ve seen it happen, myself, so many hundreds of times that I consider it simple realism. What makes it even more realistic, to my mind, is that the two remainers instantly share some ‘shocking’ news about the woman who’s just left the stage. This news is whispered, but whispered quite loudly, in a showy, attention-pulling kind of way, to make the whisperer feel important. And it’s fairly obvious from the auditor’s response, that the two women are sharing the ‘secret’ that the one who is offstage at that moment, has some fatal illness but doesn’t know it.

This feature of the playlet manages to combine three elements: a pretty realistic aspect of old ladies gossiping, with the Beckett theme of doom-laden lives, impending death etc, with a third element, which is a multiple dramatic irony. Level one of dramatic irony is the way each pair of old ladies knows that the other one is dying of an incurable disease; level two is that we, the audience, know that they are all dying of an incurable disease.

Beckett is saying that we all like to reassure ourselves that we are alright and it is the others who are in a parlous plight. But you know what – in reality we are all in the same parlous plight, all of us are dying by degrees and doomed to the same fate.

3. Threes

VI: When did we three last meet?

The fact that it is three women lends itself to all kinds of symbolic interpretations, for example the three Graces, the three Fates of Greek mythology, the three Norns of Norse mythology, or the Trinity of Christian theology. Small essays can be written imposing these or any other triad you can think of onto the three women, but they don’t interest me much.

Three of anything is just a convenient number. 2,000 years ago Cicero pointed out that if you wanted to impress your listeners, your speeches should include sentences containing three clauses: blood, sweat and tears; earth, wind and fire; the good, the bad and the ugly; hands, face, space; if at first you don’t succeed, try, try and try again; the German proverb Alle guten Dinge sind drei; you wait ages for one bus, then three come along at once.

And of course that opening sentence has reminded every English student who ever read or heard it of the opening line of Macbeth with its three witches:

When shall we three meet again? In thunder, lightning, or in rain?

In any context, three entities feels just the right number (to our ape minds, for whatever reason): two isn’t quite enough, four is too many, three is a perfect size.

4. Padding

I can’t find quite the right word to describe the fourth element, what you could call ‘filler material’ or ‘padding’, in the sense of ‘content produced to fill up gaps or holes’. What I’m getting at is that having assembled his three old ladies and conceived the ironic core of the action – the way each pair of them shares the secret of the other one’s fatal illness – all good so far, Beckett now has to, er pad the rest of the time out with something. But with what?

I think this is an easily identifiable aspect of most of Beckett’s work, whether prose or plays: there’s a basic structure often based on the position of a body or bodies; there’s a kind of geometric ideas about how bodies position themselves or move; a set of key words and phrases emerge which can be repeated to an intense degree… but there needs to be something else, some kind of distinct content which makes each piece unique.

Often it’s a name, thrown in almost at random to create the illusion of ‘content’, that the piece is referring to something the rest of us can relate to, to ‘characters’ who may then be given some attributes to pad them out. For me the standout example is the figure of ‘Woburn’ in Cascando. In that work Beckett had conceived of a kind of impresario who controls the contributions of the two abstract entities Voice and Music. Now Music is easy enough to create, and Beckett worked with composers who created it for him. But Voice, what can Voice say? It needed to be a story which is continually started but never finished and never told in quite the right way. The easiest solution was to think of a person undertaking an activity and so the finished piece has Voice repeatedly telling the ‘story’ of this figure Woburn, who he repeatedly describes getting out of bed, getting dressed, going downstairs, out the house, across the beach and trying to launch a dinghy into the sea.

My point is that what he does and his name, Woburn, are utterly irrelevant to the basic structure of the piece, but once they had been decided, then they become both strangely hypnotic in performance, and susceptible to any number of clever scholarly interpretations. But Woburn’s primary purpose is to pad out the structural skeleton, to provide the filler which gives it content.

Same here. Beckett adds a name and a factual reference, just one:

FLO: Just sit together as we used to, in the playground at Miss Wade’s.
RU: On the log.

Who is Miss Wade? What does the log symbolise? Ten thousand scholars have shed much ink investing this handful of words with multiple significances, and who knows, maybe they’re all right. Maybe it starts by meaning what it says at face value, namely the three old ladies are remembering when they were little girls back at Miss Wade’s nursery or school and used to sit on a log and hold hands. And scholars have indeed discovered that Beckett’s female cousins attended a school in Dublin run by three spinster sisters and commonly known Miss Wade’s. ‘Aha! Gotcha!’ This might be called the sentimental interpretation. Aah.

But looked at structurally, this is quite obviously a familiar Beckett strategy: he has created the skeleton, the frame of a work, and it is the skeleton – the bench, the three women, their carefully choreographed movements – which really interest him. Now he has to put some flesh on it to keep the punters happy. He needs a few touches of colour in an otherwise almost entirely white, abstract design.

Same sort of thing happens a few minutes later:

VI: May we not speak of the old days? [Silence. ] Of what came after? [Silence. ]

Beckett is dangling his familiar theme, the sense of loss and decay, hinting at some disaster or unmentionable incident, for the gossips in the audience and academy to speculate about. But it is almost over-familiar; we have heard Beckett characters make these kind of pseudo-profound statements so many times, they come as no surprise. But the characters have to say something.

And again, at the very end, the last words, after the three ladies have joined hands:

FLO: I can feel the rings. [Silence. ]

Well, you don’t have to be a genius to see how these words emphasise the circular shape of the play which ends where it began and consists of a series of repeated patterns within itself, and brings out the intertwining nature of the three women’s lives, or fates.

The bombastic among us might reference Wagner’s massive Ring series of operas. The sentimental might notice that none of the three are actually wearing rings (a detail emphasised by Beckett) and so Flo is referring to invisible and imagined rings, maybe the rings the three spinsters longed for all their lives and never attained. The literary (such as the editors of The Beckett Companion) may think of Henry Vaughan’s poem, Eternity:

I saw Eternity the other night,
Like a great ring of pure and endless light

Or those of us with small children might be prompted to think of the Circle of Life from that great philosophical work, The Lion King. I.e. it’s almost like these brief, pregnant phrases are consciously designed to trigger responses in the word and idea centres of the brain…

But, for me, the point is not the words, or the meanings the words conjure up – it is the silences. In fact, surely the most important thing about the verbal content of Come and Go – once you have processed the irony of the whispered secrets – is the long, looong silences which punctuate it. It is a play made up of silences. Just over 120 words, but how many silences? (I counted: the word ‘silence’ appears 12 times; 1 silence per ten words).

A complex ballet of movements. Three whispered revelations. The bare minimum of ‘affect’ or content. Long silences. It is amazing how dense and complex such a brief piece of drama can be.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Count Belisarius by Robert Graves (1938)

Now, in Constantinople there is a square called ‘The Square of Brotherly Love’ with a fine group of statuary in it, on a tall pedestal, commemorating the fraternal devotion of the sons of the emperor Constantine – who subsequently destroyed one another without mercy. (p.183)

Robert Graves

Apart from one year teaching at the University of Cairo, Graves made a living for his whole long life (1895-1985) from writing – books and articles, editing collections, but above all writing poetry.

He regarded himself first and foremost as a poet, slaving over his carefully constructed verses and developing slightly eccentric theories about poetic inspiration. It was only to pay the rent, and feed his growing family that he churned out the prose works which he didn’t consider nearly as important.

But ironically, it is these prose works which posterity has remembered Graves for, starting with his hugely enjoyable autobiography, Goodbye To All That (1929), famous for its account of his service in the First World War, but which also includes humorous memories of his childhood growing up in Wimbledon, and then merry anecdotes of being a struggling poet, husband and father in the 1920s.

I, Claudius

On the same level of fame is the pair of novels he wrote about the Roman emperor Claudius (who ruled from AD 41 to 54), I, Claudius and Claudius the God (both published in 1934) which were made into a famous BBC TV series in 1976. Presumably this introduced Graves’s name (and Claudius’s) to million of viewers who’d never heard of either before.

Belisarius

Close behind the Claudius duet in reputation is this novel, which is also based around another major figure from the classical world, General Flavius Belisarius.

Belisarius (500-565 AD) rose to become the leading general of the Eastern Roman Empire in the first half of the 6th century. He is best known for serving the Eastern Emperor Justinian (ruled 527-565) and leading a series of campaigns to try and recapture the Western half of the Empire, over a century after the first sack of Rome (by Alaric and the Visigoths in 410), 50 years or so after the last Roman Emperor in the West was deposed (476) and Africa, Spain, Gaul and Italy had been overrun by barbarian conquerors.

Belisarius made his reputation in a campaign against the Persian Empire on the eastern border, before leading campaigns against the Vandals in Africa (then a word describing what is basically Tunisia today), before taking Sicily and then fighting Ostrogoth armies the length and breadth of Italy during the prolonged Gothic War (535-554). Unfortunately the resulting waste and devastation of Italy left the inhabitants with an enduring resentment of the Easterners / the Greeks / the Byzantines. At one point a minor character, the tall good-looking Theodosius who is a favourite of Antonina’s (and who court gossip quickly suggests is having an affair with her) composes a comic song which ironically lists all the ‘benefits’ Byzantine rule has brought to Italy, including ‘massacre, rape, arson, enslavement, famine, plague and cannibalism (p.298).

In fact the next effect of Justinian and Belarius’s campaigns was so to weaken both Goth and Roman authority that just fourteen years after both sides had fought to exhaustion, the entire peninsula was conquered by another tribe of barbarian invaders, the Lombards, in 568.

As with the Claudius books, Graves had a number of good sources for the career of General Belisarius, namely the scurrilous account of court intrigue by the contemporary historian, Procopius (the origin and motivation for whose books is dissected right at the end of the text), as well as other chronicles by the likes of John Malalas, Theophanes, and John of Ephesus. But being such a good classicist, he has slipped in various inventions – invented characters and events – which fit seamlessly into his vision of the 6th century Byzantine Empire.

Flavius Belisarius depicted in the mosaic in the Church of San Vitale, Ravenna

The novel

I found the book slow going to begin with, but then became more and more absorbed by it. It is told in a straightforward chronological order, covering Belisarius’s boyhood and school years, his move to the Eastern capital Constantinople, his rise in the army, reforms to the army, and then the long, long sequence of military campaigns.

What brings the book alive, though, is the narrator Graves has invented to tell the whole, long story – Eugenius the eunuch (p.11). He makes Eugenius the long-suffering servant of Belisarius’s wife, an ex-prostitute named Antonina who, at an early point in her life ran a sort of nightclub-cum-brothel with several other filles de joie, including – as it happens – one Theodora who, after a series of unlikely events, ends up marrying the Emperor Justinian and becoming ‘Her Resplendent Highness, the Empress’.

And what power she has! Again and again Eugenius shows Theodora as being the most resolute and decisive of all the emperor’s advisers, and even going behind his back to take strong decisions when Justinian was dithering.

Theodora was no fool of the priests. She had seen the world, and she understood men and politics, both lay and ecclesiastical. She ruled Justinian as absolutely as it is said that the great Livia once ruled Augustus, the first Emperor of the Romans. (p.147)

[A discreet nod, there to the guiding theme of the Claudius novels, published just four years earlier.]

Thus although the novel is generally about a man, a military man, one of the most famous generals in history – and although it certainly contains a great deal about the Byzantine army and cavalry, their equipment, training and tactics, and describes in great detail pretty much every battle Belisarius was involved in – nonetheless, the novel still has quite a lot of feminine content, the eunuch Eugenius being as understanding of and sympathetic to his mistress and her lady friends, and in tune with the friendship between Antonina and Theodora, as he is with the more famous menfolk.

In fact Eugenius manages to be consistently rude about most of the male figures, not least Justinian (and his illiterate predecessor and sponsor, Justin, and his hapless predecessor, Anastasius I). Here he is on Justinian:

The man was a mass of contradictions: most of which, however, were to be explained as the result of great ambitions struggling with cowardice and meanness. Justinian wised, it seems, to make himself remembered as Justinian the Great. His talents would indeed have been equal to the task if he had only been less of a beast in spirit. (p.146)

Rudeness which slowly changes into contempt as he describes Justinian’s growing meanness, avariciousness, paranoia and poor decision-making, until he is routinely describing examples of Justinian’s

incompetence, cruelty, procrastination, meanness, ingratitude (p.407)

Towards Belisarius Eugenius is more ambivalent, painting him as the generally innocent victim of various court intrigues and Justinian’s petty mean-mindedness – but all the same, he doesn’t really like the general and is only supportive because of his undying loyalty to Belarius’s wife, Eugenius’s mistress, the lovely Antonina.

The Emperor Justinian I (r. 527–565) and his entourage as depicted by a contemporary mosaic from the Basilica of San Vitale in Ravenna (it is believed that the figure standing on Justinian’s immediate right is Belisarius)

We learn a lot about the backstories of Eugenius, Antonia and Theodora which are described with wonderful plausibility. I particularly like Eugenius’s own story, that he was the young son of a Welsh prince, kidnapped by Saxon raiders and then sold on to an unscrupulous Greek salesman of fake religious relics, Barak, who had him castrated, and crops up at amusingly unlikely moments throughout the rest of the story.

At Constantinople Barak [who had been arrested and sent there by Belisarius] secured an honourable release through bribery, and though by now seventy years of age, resumed his long-interrupted task as overseer of monuments in the Holy Places. It was his pleasure to refresh the blood-marks on the pillar of scourging; and to  renew the hyssop-sponge at Golgotha, which the piety of pilgrims had worn almost to nothing; and to discover at Joppa, buried in an old chest during the persecutions of the Emperor Nero, a startling number of early Christian relics of the first importance and in an agreeably sound state of preservation. (p.305)

A passage which, incidentally, gives you a good feel for Eugenius’s own ironic scorn for most Christian belief and practice.

Eugenius is a gossipy narrator and frequently stops the narrative to tell us diverting anecdotes about whoever is appearing in the main narrative whether it is the early stories about Antonina and Theodora setting up their brothel, or stories about the enemies Belisarius faces, like old Khavad of Persia, or describing the culture of the north African Moors, or a revealing anecdote about King Gelimer of the Vandals. All these little asides and stories make the book much more accessible and readable.

Eugenius is also a chatty and fascinating guide to the culture of 6th century Constantinople where the first half of the novel is set, before Eugenius sets off accompanying his mistress Antonina who insists on accompanying her husband Belisarius on his western campaigns.

Two massive issues dominated the culture of the time, which were the powerful antagonisms stirred up by the various Christian heresies which swirled round the empire, and, in the city itself, the huge division between the two factions, the Blues and the Greens.

Heresies

By the early 300s the spread of Christian heresies throughout the empire was already such a problem that the Emperor Constantine, the man who ordered the building of Constantinople (officially consecrated in 330) had been forced to call the Council of Nicaea in 325 to thrash out definitions of the key ideas and terms of Christianity.

Nicaea was the first ecumenical council of the Christian church, though far from the last. The heresy it was called to address was Arianism, named after the presbyter Arius who preached that Jesus – the Son of the Christian Trinity – was at some point created by the Father and therefore was not identical with him and was therefore, logically, inferior to him. This belief became very popular but contradicted the orthodox view that Jesus was fully divine, part of the Holy Trinity which was made up of equal members.

Although the Council of Nicaea stripped Arius of his teaching position and exiled him, his heresy continued to flourish, and others soon joined it. A recurring problem was defining the precise nature of Jesus: was he a man, or a God? Or half man, half God? Or both man and God? Was he eternal and one with God, or ‘begotten’ i.e. created at some later date i.e. not as godly as God?

These are all ‘Christological’ issues i.e. debates about the person, nature, and role of Christ, and they turned out to be prolific. To put it another way, Christianity was and is to this day, a very unstable theological or philosophical system, liable to splinter off into all kinds of heresies and sects.

At the period when the novel is set the most common heresy in the Greek East was monophysitism. This held that in the person of Jesus Christ there was only one, divine nature. This view conflicted with the ‘orthodox’ position, which had been agreed at a later ecumenical council, the Council of Chalcedon in 451, which proclaimed that Jesus possessed two natures, divine and human.

The emperor Justinian was a staunch defender of the orthodox view propounded at Chalcedon, but his wife, Theodora, was a believer in miaphysitism. Miaphysitism holds that in the one person of Jesus Christ, Divinity and Humanity are united in one nature, ‘united without separation, without confusion, and without alteration,’ although – looking it up – I see that Chalcedonian orthodoxy considered this view assimilable within the orthodoxy. Thus Justinian and Theodora were more or less at one in their theology.

This may all sound very theoretical and abstruse but in fact heresy played a vital role in the geopolitics of the day. Virtually all the ‘barbarian’ tribes who had conquered the territories of the former western empire were Arians which put them at loggerheads both with the pope (who clung on in defeated Rome) and Justinian.

Thus the Ostrogoths, who had conquered and occupied all of Italy and the Adriatic coast, and who reached the zenith of their power under Theodoric (454-526) were Arians. It was these Ostrogoths who Justinian sent Belisarius to conquer in what turned into the long and ruinous Gothic War (535-554 AD) and, at various points in the long, complex negotiations for peace, the issue of religious belief became a stumbling block.

Also the Vandals who had travelled through Spain and crossed the straits in order to conquer Carthage and the surrounding area of north Africa were also Arians who lorded it over the native Roman population who were orthodox. This fact led to some bad decisions, for Belisarius – having conquered them in battle – sensibly recommended to Justinian that the Vandals be allowed to worship in their own way and receive eucharist from their Arian priests. But Justinian, more devout and more removed from military reality, insisted that the Vandals be forced to submit to orthodox priests and that their own religious rites be banned. Predictably, this (along with other tactical mistakes Justinian made, like not allowing the victorious Byzantine troops to hang on to the estates they had sequestered) led to a rebellion against Byzantine rule after Belisarius had left the area in order to campaign in Italy, forcing Belisarius to weaken his forces by sending some back to quash the rebellion. It could have become a peacefully restored part of the Byzantine empire but for Justinian’s religious intolerance on this central issue of Christian heresy.

These heresies add depth to the personal, social and military clashes which feature in it. Of every single major character we need to know which form of Christianity they follow in order to gauge or understand their likely reactions to other characters, and to understand the broader religious-cum-power politics of the situation.

The Blues and Greens

Within the Eastern empire itself, and especially in the city of Constantinople, raged a fierce enmity between the Greens and the Blues. These had originally been the colours of competing teams of chariot racers in the city’s massive Hippodrome. In fact there had originally been blue, green, red and white teams but the latter two had been swallowed up by the former.

By the time of the novel the conflict between Blues and Greens had permeated every level of Byzantine society. It was a bit like Brexit. Families were divided, friends opposed, politics became poisoned by the fierce opposition of Blues and Greens at every level. Even religion was dragged into it, with the Greens broadly representing monophysitism and the lower classes, while the Blues tended to be orthodox and upper class. Blues and Greens took opposing views not only on religion, but on social and political issues, up to and including the choice of new emperors.

Early on in the novel we learn that the empress Theodora was the daughter of one Acacius, a bear trainer of the hippodrome’s Green faction. An internal rivalry among the Greens led to Acacius’s death whereupon his widow brought her four children, including young Theodora, into the Hippodrome wearing garlands, but they were roundly booed and rejected by the Green half of the audience who had been led to believe Acacius had been a traitor to their colour. To spite the Greens, they were taken up by the Blues and from then on Theodora would be a Blue supporter.

The degree of enmity this rivalry caused has to be read about to be believed. In its sporting origins it was a bit like the sectarianism of football fans of my youth in the 1970s, and was accompanied by a lot of street hooliganism. Except that there were only two factions and the rivalry permeated right to the top of Byzantine society, something like the ineradicable difference between Protestants and Catholics in Northern Ireland or Turks and Greeks in Cyprus.

As with all the other sociological aspects of the book, Graves gives a completely convincing description of what it felt like to live and work in a society drenched in this rivalry. The different factions developed different haircuts and fashions. Young toughs of both sides patrolled the streets in gangs, wearing short swords, frequently stabbing each other in broad daylight.

The mounting anarchy climaxed in the Nika Riots of January 532. Some rioters from a previous horse race had been arrested and most of them hanged. A pair escaped and took refuge in a church. The emperor Justinian was just at a delicate point in negotiations with the Persian empire and facing hostility over high taxes at home. At the next day of chariot racing, on 13 January the crowd began chanting anti-government slogans at Justinian who, as usual, was sitting in the royal box (which linked directly into the enormous royal palace just behind the Hippodrome). By the end of the races the entire crowd, Blues and Greens, had united in chanting their opposition to Justinian via the slogan ‘Nika’, meaning ‘Victory’, the chant usually set up when one or other of their champions had won a race.

The crowd then surged out into the streets and ran wild, burning and looting. Justinian’s palace was besieged and over the next week nearly half of Constantinople was burned or destroyed (including the grand church of Hagia Sophia) and hundreds of people killed. Senators opposed to Justinian saw their opportunity, first of all to call for the repeal of his unpopular laws and then, as things really got out of hand, they were bold enough to declare a new emperor, Hypatius, a nephew of former Emperor Anastasius I.

All this is described in a thrilling eye-witness account by the narrator, Eugenius. He explains how a) Justinian was all for fleeing the burning city but was restrained by Theodora who, like so many of Graves’s women, is the really strong figure in the story, and so b) contrives a solution to the anarchy. This was to bribe the Blue faction by pointing out that he, Justinian, was a Blue supporter while the new emperor, Hypatius, was a Green. This, and a hefty bribe of gold, got the leading Blues back on the emperor’s side, at which point they left the hippodrome, leaving the Green leaders isolated.

And it was at this point that Belisarius was ordered to lead Imperial troops into the Hippodrome, commencing a merciless slaughter of the Green rebels. In all, after the street violence and the out of control city fire, and then the mass slaughter, it is estimated that some thirty thousand rioters were killed.

Justinian tracked down Hypatius, who pleaded that he had only agreed to become puppet emperor because the rioters threatened to lynch him, but Justinian had him executed nonetheless, and had the senators who had supported the riot exiled. He then rebuilt Constantinople, and particularly the church of Hagia Sophia which stands to this day (although it was converted into a mosque by the conquering Turks after the fall of Constantinople in 1453).

Glorious though this may sound, Eugenius continually criticises Justinian for spending more money building churches and basilicas than defences for strategically important cities, and for continually skimping on men and supplies for Belarius’s many expeditions.

Fighting the Persian empire

Again Graves takes historical fact and, by filtering it through the gossipy, chatty, storytelling narrator Eugenius, makes it come to life. The ancient Persian or Achaemenid Empire reached its zenith under Xerxes (519-564 BC) and Darius (550-486 BC), who both tried to invade the West, at that point represented by the Greek federation of cities led by Athens, which stopped the invaders at the famous Battle of Marathon.

At the time the novel is set, nearly 1,000 years later, Persia is ruled by the Sassanian Empire, the last kingdom of the Persian Empire before the rise of Islam. To quote Wikipedia:

In many ways, the Sassanian period witnessed the peak of ancient Iranian civilisation. The Sassanians’ cultural influence extended far beyond the empire’s territorial borders, reaching as far as Western Europe, Africa, China and India. It played a prominent role in the formation of both European and Asian medieval art. Much of what later became known as Islamic culture in art, architecture, music and other subject matter was transferred from the Sassanians throughout the Muslim world.

The Persian ruler is the ageing Kavadh I (449-531) (who Graves – or Eugenius – refers to as Kobad). The Byzantine Empire and Persian Empire are the two main powers sparring for control of the Middle East. In the first, Eastern half of the book, we become very familiar with the towns and rivers of the border region, the dividing line between the two empires running roughly from the Caspian Gates – a narrow pass through the Caucasus mountains in the north – dividing Christian Armenia in two, and then running across the headwaters of the River Euphrates, sloping diagonally down towards the Red Sea. Many offences are launched from the Persian frontier town of Nisibis. Belisarius leads the defence of the town of Dara, just over the border opposite Nisibis, in the Battle of Dara of 530, which Graves describes in great detail. A few years later the Persians launched a devastating raid on Antioch which they pillaged and burned (540).

Map showing the border between the Eastern Roman Empire and the Persian Sassanid Empire from 502 to 628

What is really interesting about Graves’s account, though, is the insight he gives into the strangely friendly relationship between the Roman emperor and Persian emperor. Although they wage intermittent wars, there is a continual correspondence between them including exchanges of gifts and land. When both are threatened by attacks from the Hunnic tribes north of the Caucasus they arrange to suspend hostilities between them to fight against the common foe, indeed Kavadh at one stage invites Justinian to send Byzantine soldiers to bolster the Persian garrison defending the Caspian Gates. There had been another, important historical juncture when, in 525, Kavadh had asked Justinian’s predecessor, Justin, to ‘adopt’ his youngest son, Khosrau. Kavadh had two older sons but wanted Khosrau to succeed. Much bloodshed would have been spared if Justin had agreed but, as it happened, he (Justin) was without an heir and so worried that Khosrau, if officially adopted as his son, might end up with a good claim to the Byzantine throne, which Justin wanted to hand on to his appointed heir Justinian. So Justin refused the offer and Kavadh was mortally offended, immediately launching an attack on Roman border towns.

Ten years later Belisarius, having completed the conquest of the Vandals in North Africa, returned to Constantinople where he was granted an enormous victory parade, first the soldiers of his army marching along the imperial high street, then hordes of captured Vandals, and then huge amounts of plunder and treasure which the Vandals themselves had built up during their career of looting (not least during their comprehensive sack of Rome in 455). But it is characteristic of the time that the new king of the Persians, Khosrou, sent an embassy to Justinian, half-jokingly asking for his share of the spoils since, as he pointed out, it was only due to his keeping peace on the Persian frontier which had freed up the soldiers Belisarius had used to conquer North Africa. And very characteristic that Justinian, choosing to continue the joke, sent the ambassador back to Khosrou with his thanks and bearing a valuable gold dinner service (p.204).

This is all fascinating stuff, but made all the more readable by being told in Eugenius’s factual, but chatty, gossipy style, assigning praise and blame, relating these historical incidents to the present conflicts and battles he is describing, and weaving in and out of them his concerns for his mistress Antonina or behind-the-scenes accounts of power struggles at the court of Justinian.

Belisarius’s career

505 Flavius Belisarius born in Illyria.
532 Belisarius puts down the Nika Uprising, slaughtering between 20,000 and 30,000 people.
530 Belisarius defeats the Persians at the Battle of Dara
533 Belisarius leads the Byzantine invasion of North Africa and defeats the Vandals under King Gelimer at the Battle of Ad Decium and the Battle of Tricameron.
534 Belisarius celebrates a triumph in Constantinople.
535 Belisarius’ first campaign against the Ostrogoths in Italy, during which he conquers Sicily and, in spring 536, takes Naples.
536 Rome falls to Belisarius but is then besieged by the Ostrogoths from March 537 to March 538, during which Pope Silverius and some senators try to betray it to the Goths.
539 Belisarius conquers Ravenna and captures the Ostrogoth king Witigis but, due to disagreements in the Byzantine chain of command, Milan falls to a combined force of Goths and Burgundians, its inhabitants decimated and the city razed to the ground.
540 Belisarius captures the Goth capital of Ravenna, and is offered the crown by the Goths, but turns it down. Nonetheless he is recalled to Constantinople by Justinian who has been listening to rivals claiming Belisarius plans to seize the throne. Instead Belisarius is sent once again against the Persians.
545 Belisarius’ second campaign against the Ostrogoths in Italy.
559 Belisarius is recalled again to Constantinople to defeat the invading Bulgars.
562 Belisarius is arrested and imprisoned on trumped-up charges of corruption. Pardoned by Justinian and restored to former position.
565 Belisarius dies in Constantinople of natural causes, and so does the Emperor Justinian
571 The year the narrator, Eugenius the eunuch, claims to be writing his text in (p.388)

Proverbs

One entertaining way Graves brings the period to life is having Eugenius report and explain various trivial aspects of contemporary life, such as the Empress’s use of a wig, or the way young men of the Green faction wear their hair shaved back over the forehead but left hanging long at the back, ‘in the Hunnish manner’. He tells us that the poor of Constantinople could claim a dole so long as they had obtained the requisite wooden ticket. He also includes a number of proverbs. Who knows whether he’s made them up or not. When discussing the Massagetic Huns’ addiction to drinking mares’ milk, Eugenius comments:

  • Every fish to his tipple
  • Thistles are lettuces to the ass’s lips

And various characters make pithy replies or sayings at crucial and dramatic moments, which are overheard by slaves and servants and end up becoming proverbial sayings. All these add colour and verisimilitude to the account.

Cruel and unusual punishments

But the story never lets you forget that they were living in a world of almost perpetual warfare, that anyone living in what was left of the Roman Empire was – far from being guaranteed peace and security – almost certain of the opposite. The narrative shows how Belarius brought war and ruin to North Africa, before inaugurating 20 years of war and devastation the length and breadth of Italy which reduced the land and all the cities to abject poverty – Rome’s ancient defences are entirely removed by the Goths, who also burn Milan to the ground – marking a decisive break between the peace and plenty of the ancient world, and the role of backwater littered with ruins which was to be Italy’s lot for the next 1,000 years. All the towns and cities of the Levant do not escape, as the book covers a period when the two largest cities – Antioch and Jerusalem – are sacked, and many other towns entirely razed, their populations taken off into slavery by the Persians. And Thrace, the area of north Greece to the west of Constantinople, is ravaged more than once during the 60 or so years the book covers, with barbarian tribes making it right up to the walls of Constantinople before just about being beaten back.

Overall, the book paints a picture of a world of continual warfare, in which the forces of Roman civilisation and Christian culture are only just keeping their heads above water.

And a world of stunning brutality. You get used to reading that an entire city was burned to the ground by the Goths or the Persians, all the men of fighting age massacred, and all the women and children led off into slavery but, if you stop to really reflect on what this must have meant, it makes reading the book a mournful and harrowing experience.

And this is brought into the foreground of the story, so to speak, by some of the cruel and unusual punishments meted to out to named characters. Thus we are told the fate of Photius, Antonina’s son by her marriage before Belisarius. He grows up to be a selfish, scheming brat. After losing lots of money gambling on the hippodrome races, he flees Constantinople to Belarius’s camp in Persia and there spins a long cock and bull story about how his mother (Belisarius’s wife, Antonina) is having an affair with her musician companion Theodosius, and the two are conspiring to blacken Belisarius’s name.

To cut a long story short the empress Theodora becomes involved to try and reconcile Belisarius and Antonina and this involves arresting, imprisoning and torturing Photius, at which he admits the whole thing was a conspiracy and also admits a string of thefts, embezzlements and perjuries. He had been helped in all this by a figure referred to simply as ‘the Senator’ who also confesses under torture. Now here’s the point: as punishment, Theodora has the Senator stripped of all his property and immured in a dark underground stable. He is tied to a manger with a short halter, his hands shackled behind him and there he was forced to stand, unable to move or lie down, but forced to eat, drink, try to sleep, defecate and urinate in a semi-standing position. It turns out that back in the days when she worked in a brothel the Senator had very rudely insulted Theodora’s appearance. This was her revenge. As for Photius he was shackled in the same underground stable but not given the manger treatment. After a while Justinian (who found sneaks and snitches useful) helped him escape. (pp.332-3)

Boutzes was one of Belarius’s most successful generals but when he fell foul of Theodora she had him convicted of treasonous speech and punished by being lowered into an unlit dungeon in solitary confinement. He was thrown scraps of bread and meat once a day. He was only released after two years and four months by which point he could only crawl on his hands and knees which were covered in callouses, had lost all his hair and most of his teeth, and when he was dragged out the sudden exposure to harsh sunlight meant that he could never again see properly (p.345).

This litany of imperial cruelty reaches a climax at the very end of the book when the scheming, paranoid, ageing Justinian, unrestrained by Theodora, who predeceases him (she dies 548, Justinian dies 565) having  recalled Belarius to Constantinople, finally charges him with a long list of ‘crimes’.

Now Eugenius has described in great detail all his military campaigns so that we know that his defeats and setbacks were almost all due to the emperor refusing to send enough reinforcements or money. It was Justinian’s insistence that the Arian Vandals be forbidden their religious rites, and his skimping on the pay of his own troops, which led to mutiny and the loss of North Africa, and we have seen countless examples of how Justinian’s penny-pinching and deliberate undermining of Belsarius’s authority hamstrung the years of campaigning in Italy. Why? Because, in Eugenius’s account, Justinian is determined to go down in history as ‘Great’ and he is jealous of Belisarius and, when his general is at his most successful, genuinely afraid that Belisarius will raise up in rebellion and declare himself emperor. Certainly this has happened many times before in Roman history but Justinian completely fails to appreciate Belisarius’s honesty and rectitude (as depicted by Eugenius).

Thus, at this final trial, Justinian takes all the occasions when Belisarius had failed militarily and declared them deliberate treasons, along with all the times he had been accused by others of treasonous speech or plotting, strings them all together, and comes up with the surreal conclusion that Belisarius is the greatest enemy of the state – despite his obvious track record of defeating all of the empire’s major enemies (the Persians, the Vandals, the Goths).

All Belisarius’s household servants and associates were tortured to provide incriminating evidence, including Eugenius the narrator. The tortures included being racked and scourged, having cords tied round the forehead and then tightened, and having their feet burned in a charcoal brazier. Eugenius insists he proclaimed Belisarius’s innocence of all charges, but many others didn’t. Belisarius was found guilty of treason against the emperor and blinded. Then he was pushed out of the state prison into the street, in rags.

The final pages describe how passersby give him money, then word spreads that the man who had, within the last year, led a last-ditch military effort to save Constantinople from marauding Bulgarians, had been treated this disgracefully and crowds, and then huge crowds assemble, to put money into his begging bowl, while his old troops and comrades rally to his assistance. Even this last monstrous ingratitude from his emperor doesn’t shake Belisarius’s loyalty and he is led by friends to Antonina’s house where he spends his last days quietly before passing away. The murmur against Justinian becomes so great, shouting against him in the Hippodrome as well as graffiti all over town saying that he is the real traitor, that Justinian – cowardly to the last – hurriedly revokes the charge and magnanimously ‘pardon’s Belisarius. But the noble warrior is beyond caring and passes away in peace of spirit.

In the chapters up to this point the reader had formed the opinion that Justinian was a paranoid coward. This last passage leaves you feeling sick at the mention of his name.

Then again…

It’s worth pointing out that John Julius Norwich, in his book Byzantium: The Early Centuries, gives a far more favourable account of Justinian, noting his jealousy of Belisarius’s success, and his failure to give his general enough money or men to achieve the goals he was set, but also blaming the emperor’s animosity against Belisarius largely to the influence of Theodora – more or less the opposite of what Graves’s fiction claims.

Moreover, Norwich dismisses the story of Belisarius being imprisoned and blinded and then walking the streets of Constantinople dressed in rags and holding a begging bowl as a touching but entirely fictitious legend. Apparently, this story first appears in a history written five centuries later, in the 11th century, and so Norwich dismisses it.

Homo homini lupus

This novel was published in 1938, the year of the Munich Crisis and when the Italy which features in the book had been ruled for 16 years by a Fascist dictator, and Germany by the Nazi dictator for five years, and all Europe was paralysed with fear of another world war. Graves had served in the First World War and this gives his many detailed descriptions of Belisarius’s battles a kind of quiet authority. But it also adds to the one small passage where Eugenius reflects that war is an unmitigated evil.

Credit

Count Belisarius by Robert Graves was published by Cassells in 1938. All references are to the Penguin Classics paperback edition.


Related links

Other reviews of late antiquity

The Waning of the Middle Ages by Johan Huizinga (1919)

There is not a more dangerous tendency in history than that of representing the past as if it were a rational whole and dictated by clearly defined interests.
(The Waning of the Middle Ages page 91)

Introduction

I’ve recently been looking at paintings from the ‘northern Renaissance’, namely works by Robert Campin, Rogier van der Weyden and Jan van Eyck. This trio are often credited with introducing a new more realistic and sensual style into painting in the first half of the fifteenth century.

This prompted me to dust off my old copy of this classic text on the period, The Waning of the Middle Ages. The book was originally published in Dutch by the historian Johan Huizinga in 1919, then translated into English in 1924. Its subtitle is: ‘A study of the forms of life, thought and art in France and the Netherlands in the fourteenth and fifteenth centuries’.

The most important thing about this book is that it is not a chronological history of the period. Very much the opposite, as it skips from one incident to another, across decades, between countries, taking excerpts from contemporary chroniclers, philosophers, writers and poets as required, to build up a mosaic of sources to exemplify the theme of each of the 23 chapters.

These have titles like ‘The violent tenor of life’, ‘Pessimism and the ideal of the sublime’, ‘The vision of death’, ‘Types of religious life’ and so on. As we process through these themes and ideas, anecdotes and quotes, slowly a composite ‘portrait’ of the culture of fifteenth century northern Europe emerges.

In fact, I’d forgotten that there is a direct connection to van der Weyden et al because, in the Preface to the English edition, Huizinga explains that his study originally started as a systematic attempt to understand the cultural and social background to the art of the van Eyck brothers and their contemporaries – precisely the artists I’ve been reading about in Craig Harbison’s excellent introduction to The Art of the Northern Renaissance (1995).

Burgundy and France

When I first read this book as a student in the 1980s I found it bracing to read a work about the Middle Ages which emphatically wasn’t about England or Britain. Instead the focus is very much on the kingdoms of France and especially the Duchy of Burgundy, and mostly during the 15th century. As it happens, I’ve just read a few pages summarising the history of the Duchy of Burgundy in a book about the Flemish painter Rogier van der Weyden. The most obvious thing about it during this period was that it was extremely fragmented, divided roughly into the area which is still called ‘Burgundy’ in modern France and is down towards Switzerland – and a northern coastal region comprising most of modern-day Holland and Belgium.

The other thing I took from my first reading all those years ago was the comedy names of the rulers of Burgundy in this period:

  • Philip the Bold (1363 to 1404)
  • John the Fearless (1404 to 1419)
  • Philip the Good (1419 to 1467)
  • Charles the Bold (1467 to 1477)
  • Mary (1477 to 1482)
  • Philip the Handsome (1482 to 1506)

This time round I much more understand the context of Huizinga’s point that one of the purposes of giving these rulers grand surnames was to incorporate them into the only social theory the age possessed – Chivalry; that the names are ‘inventions calculated to place the prince in a nimbus of chivalrous romance’ (p.92).

Permanent war

Europe was almost continually at war. There were no real nation states in the way we’re used to today. Britain, for example, was a very fractious country. For the earlier half of the century the English were in a state of permanent war with the kingdom of France, the latter stages of the so-called Hundred Years War. The cause of the war was simple: successive kings of England claimed the throne of France; successive French kings rejected the claim.

The war’s high point, from the English point of view, was the Battle of Agincourt, fought on 25 October 1415, a famous victory for young King Henry V. Sadly Henry failed in a king’s main duty to rule long and leave a male heir. He died aged 35 in 1422, leaving the kingdom to his baby son who grew up to be the hapless and mentally unstable Henry VI. This explains why, despite rallies and counter-attacks, after Henry V’s death the tide of the war was broadly in favour of the French and they had eventually won back all their territory from the English (with the tiny exception of the coastal town of Calais) by the time a final peace treaty was signed in 1453.

In fact, it was complaints about the huge losses of lands in France suffered by many ‘English’ aristocrats as a result of these territorial losses that helped destabilise the English throne and trigger the series of dynastic disputes which we refer to as ‘the Wars of the Roses’. These were in reality a series of conflicts between dynastic nobles scattered between 1455 and 1487. And also, throughout the fifteenth century, the English (as in centuries before and after) suffered intermittent attacks from the Scots, who periodically invaded and ravaged the North of England – though this doesn’t feature much in this study of the Continent.

Instead Huizinga’s book is dominated by the conflict between the fragmented kingdom of France and the rising Duchy of Burgundy. From 1380 to 1422 France was ruled by Charles VI who, in 1392, went mad, without warning murdering four of his knights and nearly killing his brother. He became convinced he was made of glass and that his enemies were out to shatter him. Power devolved to competing cabals of nobles and France fell into anarchy. (The plight of France helps explain Henry V’s victories.) France’s ongoing misrule was exacerbated by the Hundred Years War which amounted, in practice, to unpredictable attacks and destructive rampages across the land by brutal English armies.

No wonder the Duchy of Burgundy, located away from England in the East, was able to rise to relative power, by allying or at least declaring peace with England, and protecting the trading wealth of its coastal ports in what is now Holland.

Two theories

Medieval society had broadly two theories to explain the world: Christian dogma and the code of chivalry. That was it. No science, no medicine, no economics, no political science, no sociology or linguistics or anthropology, no hard or social sciences at all. Again and again Huizinga emphasises the sheer ignorance of the age.

1. Christianity

Christian teaching gave a comprehensive account of the creation of the universe, of the nature of the world, of all life forms and of the human race, along with a timeline which extended back to the Creation and forward to the End of the World when Jesus will rise to judge the dead, who will be consigned to Heaven or Hell for all eternity. In order to escape an eternity of hellfire you had to devoutly follow Christian teaching. It was a complete and imaginatively convincing cosmology.

2. Chivalry

As to everything else people saw around them, the behaviour of human society, this could be summarised in the other major theory of the time, Chivalry. Huizinga quotes from a wide selection of 15th century poets, historians and chroniclers, and goes on to point out that:

The conception of chivalry constituted for these authors a sort of magic key, by the aid of which they explained to themselves the motives of politics and of history. The confused image of contemporaneous history being much too complicated for their comprehension, they simplified it, as it were, by the fiction of chivalry. (p.66)

At its broadest chivalry taught that everyone was born into a fixed position in an unchanging society made up of minutely defined orders or ranks or ‘estates’. The peasant majority existed solely to produce the food eaten by the myriad employees of the Church, and by the aristocracy and the king. The ‘middle classes’, the burghers and business men in the newly expanding towns, had no exact place in this ancient schema and were seen as a reluctant necessity of life; to some extent they had forebears in the merchants described in the Bible, but they had to be kept in their place. This was done, for example, by strict sumptuary laws which defined exactly what they and their wives were or were not permitted to wear. Because the best clothes, food, living quarters, art and lifestyle were – self-evidently – restricted to the most noble, virtuous, dignified and deserving in society – the aristocracy and the court.

But, as part of the intricate interlacing of ideas so typical of the late medieval mind, the court, in exchange for these obvious material benefits, had to be paragons of nobility and display for everyone the courtly virtues of dignity, charity, kindliness, forbearance and so on.

As the Middle Ages – say from 1100 to 1500 – proceeded, the depiction and understanding of these virtues (as of so much else in medieval thought) became more and more elaborate, defined in courtly protocols and etiquette which were enhanced and added to by each generation of writers until there were written rules prescribing every possible type of behaviour and clothing and speech which should be used on almost every conceivable occasion.

The lack of theory

Maybe the most thought-provoking idea in the book (for me) was this notion that, Chivalry was all they had to think about society with.

Lacking any other notions of human nature, lacking our modern ideas of biology or evolution, lacking the post-Enlightenment idea that there have existed numerous and hugely varied societies which themselves have changed and evolved over time, lacking the post-Industrial Revolution idea that technology drives social change with ever-new gadgets leading to ever-rising standards of living — all these modern ideas are predicated on CHANGE.

But the central determinant of medieval thought is precisely that THERE IS NO CHANGE. God has made the world as perfect as it can be. Bible chronology explains the entire history of the world right up to its apocalyptic end. Christian teaching is all you need to live well and proceed to Heaven.

This explains why, for example, when medieval artists paint Bible scenes and stories, the characters are always wearing medieval clothes. Because the world HAS NOT CHANGED. The medieval mind can imagine no change, it has no theory of the gradual evolution of society and manners. People must always have dressed like they do today.

(Huizinga makes the interesting point that it is only with the Italian Renaissance that artists began to depict the saints in classical togas, thus for the first time setting them aside and apart from the everyday familiarity they had enjoyed during the Middle Ages. In medieval art Roman martyrs and saints had worn medieval costume.)

The one glaring exception to this idea was the age-old one, as popular in the late Classical world as in the medieval world, which is the notion of steady decline from the first, primordial perfection of the Garden of Eden to the present sad and lawless days. The world hasn’t changed but Oh how behaviour and morality has lapsed and decayed!

Profound misunderstanding of their own times

Lacking any modern understanding of human nature and social dynamics, medieval thinkers, artists and writers were astonishingly dim about the world around them. So, for example, Huizinga makes the fascinating point that, lacking any theory of technology, commerce or economics, the chroniclers of the Duchy of Burgundy explained the notable wealth and success of the court of Burgundy not through the (to us obvious) point that the coastal towns of Antwerp and Bruges and so on were at a geographic nexus between Britain to the West, the Baltic to the East and France to the South and so the merchants there made fortunes as middlemen for vast matrices of trade, fortunes which the Duchy then taxed and lived off – none of this could be understood by contemporaries. Instead, every single chronicler accounts for Burgundy’s wealth in terms of the nobility and virtue of its ruler. Chivalry, nobility, Christian morality – these and these alone are what accounts for an entire nation’s rise or fall.

The chroniclers of the fifteenth century have, nearly all, been the dupes of an absolute misappreciation of their times, of which the real moving forces escaped their attention. (p.56)

And this explains why all the chroniclers and historians and priests, in their sermons and pamphlets and books and works have one message and one message only: since the world depends for its continued wealth and stability on the virtue of the prince, of the noble ruler ALL of these books without exception start, focus on and end with earnest, heart-felt pleas to the ruler and prince to be Noble and Virtuous and to Rule Well. We are all depending on you.

It is the one political idea in the entire culture.

Chivalry as psychological protection

Chivalry was a kind of mass wish-fulfilment, the casting of all human behaviour into stereotyped and idealised patterns, which had tremendous psychological importance for all educated people of the time and many of the commoners. For Chivalry’s exaggerated formality and romantic ideals attempted to hold at bay what most people actually saw around them – which was appalling random acts of violence, sickness and death.

Only by constructing a system of forms and rules for the vehement emotions can barbarity be escaped. (p.105)

With no effective medicine, anybody could fall ill at any time, or suffer a scratch or wound which became infected and they died. Countless women died in childbirth. Countless children died pitifully young. Countless millions starved to death unrecorded and unlamented. Millions died horribly in the repeated epidemics of plague which swept across the known world. And countless millions lived in villages or towns where any day, out of the blue, soldiers in armour arrived and started killing, raping and burning everything, for reasons concocted in the faraway courts of London or Paris or Dijon, and which the victims would never hear about or understand.

For the rude and common people, only the incredibly ornate and complex set of Christian customs, practices, beliefs, festivals, penances, sacrifices, masses, saints and relics was all that stood between them and the constant spectre of complete disaster. Huizinga mentions a host of medieval superstitions – that you couldn’t fall ill on any day when you heard Mass (quite a strong motivation to attend as many as you could) or that any patron saint sighted during the day would protect you for that day (and hence the outside and the porches of churches being crammed full of statuettes of saints). I particularly liked the idea that you don’t actually age during the time it takes to attend a Mass – the more you attend, quite literally the longer you will live.

The same was of course true for the educated aristocracy, but overlaying the boggling complexity of Christian teaching was this idea that the nobility should also aspire to Perfect Ideals of Gentlemanly and Courtly behaviour. Almost nobody did, and many rulers were instead paragons of greed, unpredictable rage and the most primitive rivalries and revenge. But the increasingly convoluted protocols of Chivalry which came to determine almost every element of an aristocrat’s life and thought and behaviour, were all the ruling class had to call each other to account, and to try and restrain themselves with.

(In a typically illuminating aside, Huizinga points out how the worlds of chivalry and theology overlapped in the figure of the archangel Michael, who is generally portrayed in armour, wielding a sword against the rebel angels. As the leader of the loyal army in heaven, he was the first knight – and thus the two worlds of divine angelology and worldly knighthood were neatly merged.)

Saint Michael Triumphs over the Devil (1468) by Bartolomé Bermejo

Saint Michael Triumphs over the Devil (1468) by Bartolomé Bermejo

Complexity as a defence mechanism

This explains why forms, patterns, orders, ranks and definitions ramified all over medieval society like weeds. Everything had to be nailed down with a meaning and a place in what was aspiring to be the Total System. Numerology played a large role in all this, numbers conveying a potent magic power, especially if they invoked any of the myriad numbers from Holy Scripture: the three of the Trinity recurs in all sorts of contexts: the human body is seen as made of four humours for each of which there is a key bodily fluid which determines one of the four human character types; all of the colours are given multiple religious symbolism, eventually becoming so complicated entire books can be written about them. Saints multiply like rabbits until every day in the year was the Special Day of at least one saint if not several.

I remember laughing years ago when I read an early medieval sermon which asserted that there needed to be two holy testaments (the old and new) because humans have two eyes, two ears, two nostrils, two arms, two legs so there just have to be. Like so much medieval reasoning, it has a sweet and childish flavour. The Middle Ages took the many numbers present in Holy Scripture and vastly expanded them:

  • the One God who created the world and all things in it
  • the two-persons in the duality of Jesus, man and God together
  • the Holy Trinity, the three theological virtues (Faith, Hope and Charity)
  • the four cardinal virtues (prudence, temperance, fortitude, justice), the four Last Things (Death, Judgment, Heaven and Hell), the four points of the cross, the four seasons, the Four Evangelists, the Four Elements and their summation – the fifth or Quintessence
  • The Five Wounds Christ received on the Cross (one each in hands and feet and the spear in his side), the Five Planets of the Solar System (plus Sun and moon makes seven)
  • the seven supplications in the Lord’s Prayer, the seven gifts of the Holy Spirit, the seven Beatitudes (from the Sermon on the Mount), the seven penitential psalms, the Seven Deadly Sins which are represented by seven animals and followed by seven diseases, the seven attributes, the Seven Sages of antiquity
  • the Nine Worthies were nine historical, scriptural, and legendary personages who personified the ideals of chivalry, typically divided into three groups of three – three pagans (Hector, Alexander the Great and Julius Caesar), three Jews (Joshua, David and Judas Maccabeus) and three Christians (King Arthur, Charlemagne and Godfrey of Bouillon)
  • the Twelve Disciples, the twelve months of the year, the Twelve Signs of the Zodiac, the twelve companions of Lady Rhetoric (as devised by George Chastelain, historian of Philip the Good in the 1460s)
  • the Fourteen Auxiliary Saints, the 14 Stations of the Cross
  • 33 is the estimated age of Jesus when he was crucified. Stephan Kemperdick’s book about the Netherlandish artist Rogier van der Weyden informs me that one strand of medieval theology thought that 33 is the age that all the dead would be when they are resurrected on the Last Day. If it was the optimum age for the Son of God so, by analogy, it must be the optimum age for a human being.

In fact Huizinga, in his brilliant chapter on ‘Symbolism in decline’, makes the harsh but true point that numerology is actually pretty boring. It is the deeper and often vaguer symbolic correspondences which the medieval mind loved to make between almost every aspect of the natural world and some part of Christian Theology or the Christian story, which are more accessible and more profound.

For example, consider the holly and ivy which grow in northern Europe (I have an abundance of both in my own garden): the prickly leaves represent the crown of thorns that Jesus wore when he was crucified and the berries are the drops of blood they caused. The beauty and simplicity of much of this kind of symbolism lives on to this day, especially when it is about the natural world.

Everyday things like plants and flowers, as well as classical stories and pagan myths, legends and imagery, all of it was easily taken over and incorporated into the vast system of Christian concordances because, to the medieval mind, everything was connected – because it all shines forth the wonder of God. A medieval author explains how the walnut symbolises Christ: the sweet kernel is his divine nature, the green and pulpy outer peel his humanity and the wooden shell between is the cross (p.198): there is no end to the ability of the medieval mind to find a religious symbol or analogy in everything around us.

Thus every day was marked out and divided, for the ever-growing number of religious orders of monks and nuns and so on, by precise hours at which their rituals had to be carried out. On the professional side, this gave rise to countless Rules for the different religious orders prescribing their behaviour for every minute of the day. The secular equivalent is the innumerable ‘Books of Hours’, beautifully illuminated manuscripts whose purpose was to give meaning and resonance to every hour of every day.

Huizinga explains the nature of what was known at the time as ‘Realist’ philosophy (but which we would nowadays called Idealism). This amounts to the notion that every idea is Real, has a precise definition and a place in an infinitely complex hierarchy, all underpinned by theology and, ultimately, God the Creator.

The creative result of this mind-set is a symbolical way of thinking, where almost every everyday occurrence or object can be related to deeper (or higher meanings). His explanation of the internal logic of this approach is fascinating enough – but it is riveting when he then goes on to draw out the connections between this mindset and the prevalence of proverbs (which crystallise everyday behaviour into idealised patterns), to the emblems and mottos chosen by aristocratic households, and their connection of all these with the complexity of heraldry, which had a more-than-decorative purpose for the aristocracy which commissioned it. For them it was a visible embodiment of the ancestors, of their family and its values and achievements. Their world is made up of a dizzying array of vertical hierarchies of meaning.

Wherever it looked the medieval mind constructed a vast and intricate ‘cathedral of ideas’ (p.194). Lacking any ability to genuinely understand the world or to change it, the medieval mind delighted in finding (spurious) patterns everywhere in the natural world, and in creating dizzying edifices of intellectual patterning to fill their (otherwise empty) heads.

Scholasticism

Hence the mind-boggling complexity of medieval theology which, over succeeding generations, set out to codify and order every conceivable thought anyone could possibly have about any aspect of Christian theology, the ceaseless multiplication of saints, feasts and festivals, religious orders, shrines, relics and so on. The late medieval world overflowed with meaning all of it, fundamentally, spurious.

It was this tendency to over-elaboration that later generations satirised with examples of the great debates which were held over ‘how many angels can dance on the head of a pin’, and dismissed as barren ‘scholasticism’. Much of this was gratefully abandoned even by the Catholic Church in light of the great Reformation which came in the early 16th century.

The gap between theory and reality

But for Huizinga what is entertaining is the vast gap between the theory of Christianity as pursued into endlessly remote corners of mental complexity – and the reality of a Church which was in a parlous state. At the top the Catholic Church was tearing itself apart, beginning with the period of the so-called ‘Babylonian Exile’ from 1309 to 1377, when seven successive popes ruled from Avignon in the South of France. When Pope Gregory XI ended the exile and moved back to Rome, half the Curia (most of the French cardinals) refused to go with him and set up a separate Pope of their own. This period became known as the ‘Great Schism’ of 1378 to 1417 when two, and then three, separate popes claimed God-given rule over the church, while merrily excommunicating and damning their opponents.

On the ground all across Western Europe, peasants and town-dwellers, dismayed by this perplexing collapse of central authority, mainly experienced the Church via the immense corruption of an institution devoted to fleecing them with all kinds of religious taxes, penances and indulgences – one of the great themes of the literature of the age.

Courtly Love

The will-to-complexity explains the gorgeous edifice of Courtly Love which grew up intertwined with the complex ideas of Chivalry. Courtly love, or the ars amandi, applied the same medieval technique of intricate elaboration which had produced scholasticism and the codes of chivalry, to relations between the sexes. The cult of Courtly Love grew into a highly complex, ritualised, ornate and delightful cornucopia, a delicate Gothic tracery of manners, behaviours and modes of address.

Just as scholasticism represents the grand effort of the medieval spirit to unite all philosophic thought in a single centre, so the theory of courtly love, in a less elevated sphere, tends to embrace all that appertains to the noble life. (p.105)

Works of courtly love grew bigger, longer and more complex as they redefined all aristocratic behaviour in light of the knight’s reverence for his distant and unattainable Lady. Thousands of books, tens of thousands of poems, were devoted to elaborating and curlicuing this one subject, the more elaborate it became the more remote from the often brutal reality of rulers selling off each other’s daughters in order to make strategic alliances.

Anxiety and hysteria

The terrible realities of a life without any medicine or science were compounded by the awful fear of the living hell awaiting almost everyone after death. Everyone was badly stressed by this appalling plight. And this helps to explain why, when anybody anywhere was seen to threaten the controlling orderliness of Christianity and Chivalry, they acted like a kind of lightning rod to the anxieties of an entire culture. For a threat to any part of the fixed and repressive structures of medieval society was a threat to ALL of it and therefore a threat to the entire mental and psychological paraphernalia which was all these people had to stave off bottomless fear and anxiety. Threatening complete collapse.

It is this extremity of anxiety which they felt all the time which explains the (to us) extraordinary hysteria which was let loose in the various witch hunts and trials. Helpless old women or sassy young women who stepped out of line, or in fact had often done nothing at all, could quickly find themselves short-circuiting the anxiety of an entire culture, instantly blamed for every bad harvest, illness and death which had happened anywhere near them. And not just blamed a little, but immediately transformed into omnipotently evil associates of Satan and his demons, complete with magic spells and malevolent familiars. Huizinga mentions the ‘vauderie d’Arras’ from 1459 to 1461 in which 29 townsfolk were accused of witchcraft (10 of them women) of which 12 were executed (8 women).

The same went for heretics, for anyone who dissented from the crushing orthodoxy of the Catholic Church. Once again a threat to any part was a threat to the whole ornate edifice of belief which sustained everyone and so even a small threat prompted hysterical over-reaction.

And for such a complete subversion of the fragile state of things, only the most extreme form of punishment was suitable – something so terrible that it would terrify anyone who witnessed or heard of it to go anywhere near this kind of transgressive behaviour. Heretics were hunted down, entire communities wiped out, and, like the so-called witches, their leaders very publicly burned at the stake.

Waning and decay

The terrible conditions of life, the almost continual warfare, the terror of hell, the ubiquity of witches, heretics and enemies of society, the only certainty being early death and a strong possibility of an eternity of hellfire – explain Huizinga’s title.

Huizinga doesn’t see this as a society on the brink of the exciting ‘rebirth’ of the Renaissance as we latecomers, looking back over the centuries, are tempted to see it – but as an age which was exhausted with permanent war and religious terror. An era of fathomless pessimism and permanent nostalgia for the olden days which must, must surely have been better than this. And an age, above all, which has thought itself out. Every detail of life has been cemented into the vast cathedral of analogies and concordances, of symbolic types and correspondences which crust the whole thing together so that no new thought is possible.

Early on he makes the brilliant point that the two are connected – that writers of the Middle Ages were so damn pessimistic precisely because they couldn’t see any way out of the dead end of dried-out theology and tired literary forms (all those thousands of allegory and romance).

We ‘moderns’ have two hundred years of accelerating technological change behind us giving us the near certainty that things will always be changing (and at an accelerating rate) – better medicines, laws, technologies, the spread of human rights, equality, feminism etc.

But the medieval mind not only had no theories of social change, their political ideas – such as they were – forbade social change of any kind, because Society – along with its ranks and positions – had been laid down for all time by God. Change was not only subversive, it was blasphemous.

Thus they not only had no mental wherewithal to envision a better future, at a deep level they weren’t allowed to; in their future there was only the certainty of continuing decline from the former Golden Age, combined with fear of the end of the world and the threat of an eternity of hell. No wonder the age was so pessimistic!

Unexpectedly critical

Maybe the biggest surprise about the book is how critical it is of medieval society, thinkers and rulers. You expect a scholar who’s devoted his life to a subject to be enthusiastic about it, but Huizinga is bracingly critical, if not downright insulting, about the culture as a whole and many of its leading thinkers and writers.

The mentality of the declining Middle Ages often seems to us to display an incredible superficiality and feebleness. The complexity of things is ignored by it in a truly astounding manner. It proceeds to generalisations unhesitatingly on the strength of a single instance. Its liability to wrong judgements is extreme. Inexactitude, credulity, levity, inconsistency, are common features of medieval reasoning. (p.225)

The ideal of chivalry tallies with the spirit of a primitive age, susceptible of gross delusion and little accessible to the corrections of experience. (p.125)

Most of the authors of the fifteenth century are singularly prolix. (p.268)

And he has harsh words for many of the writers he quotes so liberally. Eustace Deschamps is only ‘a mediocre poet’ (p.102); most of the poets of the age were ‘superficial, monotonous and tiresome’ (p.262); ‘Froissart is the type of this extreme shallowness of thought and facility of expression’ whose mind is marked by ‘poverty and sterility’ (p.283).

Comparison of late medieval literature and art

It is only towards the end of what feels like a long, dense account of the culture of the late Middle Ages, that Huizinga finally arrives at the subject which, apparently, triggered it – a consideration of the art of van Eyck, Rogier van der Weyden and their contemporaries. Why is their art so good, so beautiful, if so much of the rest of late medieval culture is tired, clapped-out and formulaic?

For two reasons:

1. It is newer. Written literature stretched back to the Romans. Literary genres like history, chronicle, play, poetry, epic, lyric, satire and so on had been going for nearly 2,000 years. In medieval hands every logical possibility within these genres had been explored and done to death. Hence Huizinga’s rude comments about the poets and even prose writers of the age. The medieval intellectual system had systematised everything and all that was left was repetition without invention.

By contrast, painting was new. It had only emerged out of flat devotional panels and icons in, say, the 1200s. There was still a great deal of scope for individuals to compose and arrange even the most hackneyed of subjects – the Annunciation, the Crucifixion etc. And in subjects free of Christian content, the world was their oyster, and European painting would continue to develop at an astonishing rate for another 500 years. Thus Huizinga points out that whereas there had been erotic literature for thousands of years, there was little or no genuinely sensual erotic imagery. There’s little or no erotic imagery in the late medieval art (which has survived) but what there is has a fantastic sense of freshness and innocence. We can still sense – 500 years later – the excitement of innovation and experimentation in their paintings.

2. There is (obviously) a fundamental difference between written literature and painting. In the Late Medieval period in particular, both succumbed to the era’s obsession with detail, but with widely different results: so much of the literature, whether religious or secular, routinely turns into lists of vices and virtues – Huizinga really dislikes allegory because it is such a superficial, sterile way to ‘create’ characters out of often flat and empty ‘ideas’, little more than words.

Imagination, both literary and artistic, had been led into a blind alley by allegory. (p.303)

He quotes reams of poets and prose writers whose texts are long lists of the angels or personified Virtues they encounter, and their entirely predictable attributes and oh-so leaden dialogue. Their realism ‘remains enslaved by conventional forms and suffocated under a heap of arid rhetoric’ (p.276).

But in the painters of the day, the obsession with complexity and detail is transformed into the goal of decorating every surface, with rendering every stitch and jewel, with capturing nuances of facial expression and emotion – and this is something entirely new in the history of art.

In a fascinating passage (chapter 20, ‘The Aesthetic Sentiment’) Huizinga quotes one of the few recorded opinions of this art made by a contemporary, the Genoese man of letters Bartolommeo Fazio who admires in the paintings of van Eyck and Rogier the realism and the detail: the hair of the archangel Gabriel, the ascetic face of John the Baptist, a ray of light falling through a fissure, beads of sweat on a woman’s body, an image reflected by a mirror.

It is precisely this love of detail and its exquisitely realistic rendition, which we know aristocratic patrons of the day enjoyed, and which to those of us who love it, is precisely one of the strengths and appeals of medieval culture: its creation of wonderfully rich and decorative patterns in not only the visual arts but all other aspects of intellectual life: the rich detail and dense symbolism to be found in all medieval arts – of tapestry, illumination and painting.

The Crucifixion Triptych by Rogier van der Weyden

The Crucifixion Triptych by Rogier van der Weyden (c.1430)

Fascinatingly, we have the opinion of Michelangelo himself on Netherlandish art, recorded by Francesco de Holanda. Michelangelo credits the technical achievement of the northerners but then criticises them for having too much petty detail and not enough of the grand sculptural simplicity which he, of course, achieved so spectacularly.

Though the eye is agreeable impressed, these pictures have neither art nor reason; neither symmetry nor proportion; neither choice of values nor grandeur. In short, this art is without power and without distinction; it aims at rendering minutely many things at the same time, of which a single thing would have sufficed to call forth a man’s whole application. (Michelangelo, quoted p.254)

What he dislikes is the late medieval tendency to get lost in a maze of details (reflecting the complexities of the mazes of theology and chivalry). For Michelangelo all this has to be swept aside to make way for enormous, grand, simplified and epic gestures.

The Creation of Man by Michelangelo (1512)

The Creation of Man by Michelangelo (1512)

Gone are the flowers, the trees, the landscape, the roofs and towers of the distant town, the colour symbolism and elaborate folds of the stiff clothes, the sweet douceur of the faces and the sentimental tears of the mourners. But these are precisely what I like so much about the art of the northern renaissance.

Conclusion

The above is a summary of just some of the many themes discussed in this brilliant book. It is a really rich, profound and insightful account, which repays repeated rereading, even after all this time still offering up new connections and shedding fresh light on time-honoured subjects.


Credit

The Waning of the Middle Ages was published in 1919 Herfsttij der Middeleeuwen and translated into English in 1924 by Frederik Jan Hopman. All references are to the 1976 Penguin paperback edition as reprinted in 1982.

Other medieval reviews

%d bloggers like this: