The Best of John Wyndham 1932 to 1949 (1973)

A selection of six of Wyndham’s early science fiction short stories.

  • The Lost Machine (1932)
  • The Man from Beyond (1934)
  • The Perfect Creature (1937)
  • The Trojan Beam (1939)
  • Vengeance by Proxy (1940)
  • Adaptation (1949)

The Lost Machine (1932)

Wyndham’s second science fiction story.

A spaceship arrives on earth from Mars. It lands in a field unnoticed by earthlings. It contains one organic lifeform and one of their advanced machines. The machine exits the ship to begin exploring, but next thing he knows the ship lifts off a little into the air and abruptly explodes in a cascade of metal, leaving the machine alone.

What follows is a series of the machine’s ‘adventures’ narrated from the machine’s point of view as it encounters various objects on this new planet, describing them from a puzzled alien’s point of view and we, the readers, have to puzzle out what it is the machine is describing.

Thus we deduce from its puzzled description that it discovers what roads are, is appalled to discover how primitive the technology is which runs cars, is shocked to learn that the stone constructions it finds everywhere are a form of ‘cave’ which the primitive life forms (i.e. humans) inhabit, is dismayed to learn the life forms appear to keep themselves warm by burning things, by fire, such an inefficient generator of heat it hasn’t been used on the fourth planet for thousands of years.

This Martian machine is described as looking like a coffin six feet long by two feet deep and two feet wide with eight mechanical legs, some kind of ‘lenses’, and forelegs which it can manipulate things with.

The Lost Machine by John Wyndham

Wyndham’s second story, ‘The Lost Machine’, was cover-featured on the April 1932 issue of Amazing Stories.

The entertainment, such as it is, comes from figuring out what it is the machine encounters in its odyssey, from the descriptions it gives us from the point of view of an alien piece of technology. Thus Wyndham describes what it’s like for the advanced robot to discover a car which has broken down, to read the mind of the woman trying to fix it who jumps back into the car terrified, then her puzzlement as the machine fixes this primitive device allowing her to fire up the ignition and drive off.

Next he encounters a herd of cattle who charge him and poke him with their horns. We hear the farmers approaching who poke and prod this strange contraption until he starts to move at which point they all run off, all except one who is very drunk and drunkenly treats him like a sort of dog, coaxing him to come along and lie down in a kennel which the machine, out of sheer exhaustion, does.

Next morning the same man coaxes the machine to hop up into a car and drives him to a nearby place which we recognise from the description must be a circus and tries to sell it to the circus owner. However the machine makes a bolt for it, making straight for the Big Top, where he prompts predictable panic and mayhem. Disappointed at not making a sale, Tom finds him again and coaxes him back into the van. The machine agrees because what else can he do? He is a sad and depressed machine.

On the way home Tom picks up some mates and they do a pub crawl, stopping at each pub which the machine observes with puzzlement and wonder. Eventually Tom is so utterly drunk he crashes head on into another car. The machine steps down and hears a woman’s voice, then recognises the woman whose car he fixed a day or so earlier. The men are drunk and become threatening to her, so the machine barges in and rescues her, scooping her up in his forearms and carrying her along the strange metalled way. She is a little injured from the crash and becomes weaker but the machine can read her mind patterns and understands where she lives. It carries her all the way home and delivers her to her father.

And that’s where the narrative we’re reading actually begins for the entire narrative is told as a flashback. The actual narrative we read begins with the father preparing to show the machine to some men (journalists?) but when he takes them into the room where they keep the machine, all they find is a puddle of molten metal. The men leave, laughing sceptically, convinced the whole thing has been a con trick. It’s only when they’ve gone that the young woman, who we now learn is called Joan, points out to her father a sheaf of paper with strange symbols on it. She realises it is the machine’s account of its adventures, and spends the next few weeks deciphering the symbols. And once deciphered, they are the account we have just read – the first person account of a Martian machine shipwrecked on earth and not understanding a thing around it.

— The single most obvious aspect of the story is the ironic contradiction between the way the machine tells us all the way through how primitive and basic man’s technology is and Wyndham’s own conception of a machine from Mars, which is itself extraordinarily clumsy and mechanical and literal, a six-foot-long metal box with four pairs of legs, big lenses and forearms! The next obvious thing is that the real point of the story is to satirise clumsy humans and their backward technology. It is, all in all, an odd combination of broad comedy tinged with sadness for the fate of the preposterous ‘machine’.

The Man from Beyond (1934)

More satire. In Wyndham’s hands Venus is a place very like earth, in fact very like England, with cities and universities and schools. The only difference is the ruling species has six limbs and sleek silver fur. But they regard themselves as the Peak of Evolution. A school trip, very like an English school trip, is underway to the zoo, and to a new exhibit. According to the story there is a rare valley named Dur and at some point in the distant past a unique combination of gases was released through deep fissures in the valley and put everything living in it at that moment into a state of suspended animation. Now these many examples of prehistoric flora and fauna have been revived and put on display in vitrines or behind bars.

The party of schoolchildren being led around the cages is bored by all the worthy examples of flowers and plants and even the smaller herbivorous dinosaurs (it is in almost all particulars, like a terrestrial zoo with even terrestrial dinosaurs, like archaeopteryx.) The point of the story is the guide giving the tour barely stops at the cage of a funny four-limbed creature which stands upright, with only vestiges of hair on his head and face, and the rest of the class moves on but one little Venusian, school…er… alien, named Sadul. When he notices the Venusian looking at him the hairless biped – who is, of course, a man – frantically starts scrabbling in the dirt of his cage. The last few watchers move on in disgust, but Sadul, after some puzzling, realises he has drawn a map of the solar system, with a sketch of Sadul by the second planet and himself, the hairless biped, by the third.

Cut to some scientists in a Venusian university. From their conversation we learn that the man has been handed on to them and given a full account of his story, which then follows. THE EARTHMAN’S STORY.

The earthman is Morgan Grantz and he paints a picture of an earth dominated by two vast business consortiums, Metallic Industries and International Chemicals. Grantz worked for International Chemicals but was recruited as an industrial spy for Metallic Industries. He is motivated to damage them because they stole his father’s inventions and litigated him to death, then let his mother die in poverty. So he changed his name and got a job with them determined to do them maximum harm. Now he is presenting a report to the board of Metallic Industries in which he stuns them by announcing that International Chemicals is building a spaceship to make manned flight to Venus. Grantz has been offered a place aboard. Now, with the permission of the chairman of Metallic Industries, Drakin, Grantz is to volunteer for the trip to Venus and sabotage it

MURDERS IN SPACE There are ten in the crew of the spaceship Nuntia. Grantz murders three but makes it look like suicide. Increasingly worried there is some unseen depressive influence at work here in deep space, two of the crew mutiny, allowing Grantz to shoot them down as they advance on the captain brandishing spanners, and look like a loyal crew member. Now there are only four of them.

STEALING THE SHIP They penetrate the thick cloudy atmosphere of Venus to discover it is mostly grey ocean. Eventually they sight a small island and land. After settling, eating and securing everything the captain decides they should explore. (The atmosphere of Venus turns out to be pretty much like earth’s which is convenient and confirms your sense that the story is bubblegum rubbish.) They’ve only gone a little way before Grantz says he’s forgotten the ammunition for their rifles. The captain grudgingly lets him return to the ship but Grantz hurriedly closes the airlock, primes the rockets and takes off, seeing the other three futilely shaking their fists from the ground

THE VALLEY He flies for hours over ocean and becomes worried he’ll never find more land when he does, cliffs and thick jungle, then the engines give out and the ship crashlands, ripping off its fins, puncturing the sides. He survives and spends 6 months fixing it up, going on expeditions for food with his rifle. You can see from all this that Wyndham and his readers envisage an alien planet as basically an unexplored bit of earth. I kept thinking of the preposterous adventure stories of Edgar Rice Burroughs.

As only an idiot in a pulp novel would, Grantz remains convinced that the spaceship Metallic Industries was surely building to fly to Venus and rescue him will appear at any moment. Every night he points a powerful searchlight into the sky so they can find him. After a few months the batteries start to give out and it begins to dawn on him that maybe Metallic Industries aren’t coming after all.

He takes to hunting for game and foraging for food and survives alright. The story is a variant of Robinson Crusoe. He befriends a couple of silver furred six-legged slinkies. These are, of course, the ancestors of the present intelligent occupiers of Venus. Then one day he goes further afield than ever before, into an eerily silent valley. The slinkies try to hold him back but he presses on, Suddenly he sees a dinosaur head rearing over the foliage and fires but it doesn’t move. Nothing moves. He kneels to take a better shot, smells a funny smell and, next thing he knows, wakes up in the cage.

What he doesn’t realise is that millions of years have passed since he went into suspended animation in the Valley of Dur. The two Venusian academics take him to an observatory. They focus the telescope on earth. When he looks through it, Grantz sees a dead, grey globe pitted with craters. Surely that’s the moon, he says. No, the earth, they reassure him. He walks out the observatory, to the edge of the cliff, and then over it, not willing to live any longer.

The Perfect Creature (1937)

Science fiction comedy.

The narrator works for the Society for the Suppression of the Maltreatment of Animals, along with colleague Alfred Weston. A deputation from the village of Membury invite them to investigate strange goings-on up at the Old Grange. They’re prompted to do so by the advent in their high street of two five foot six creatures which look like turtles with horny carapaces front and back but human-type heads peeking out the top and human arms out the sides. When the villagers made as if to threaten them the creatures waddled off over country blundering into Baker’s Marsh where they sank without trace.

At first I thought these were aliens but then it turns into a comic version of The Island of Dr Moreau. The narrator and his colleague Alfred Weston go up to Membury Grange where they are greeted by Dr Dixon who has, of course, been carrying out experiments on animals and humans, literally piecing them together from dead body parts.

In fact it turns out Dr Dixon was once a biology teacher at the narrator’s school who reputedly inherited millions of pounds, packed in teaching to set up his own lab (p.95). Now he shows them around his lab and, finally, to the cage of his pièce de resistance, his Perfect Creature, whom he has named Una. She is a monstrosity:

Picture if you can, a dark, conical carapace of some slightly glossy material. The rounded-off peak of the cone stood well over six feet from the ground: the base was four foot six or more in diameter; and the whole thing supported on three short, cylindrical legs. There were four arms, parodies of human arms, projecting from joints about half-way up. Eyes, set some six inches below the apex, were regarding us steadily from beneath horny lids. For a moment I felt close to hysterics. (p.102)

Una decides she wants to mate with Weston and becomes so distraught she swipes for him through the bars and then demolishes the bars and breaks free, moving with the obliterating force of a tank as the three men run for cover. First she demolishes the laboratory wing, then bursts through the barred door and into the main house. As our three heroes bolt up the stairs Una barges into the stairs and demolishes them. Comically, Weston falls into her four arms and she starts to croon besottedly to him.

Firemen and ambulance and police arrive and try to corral Una, while trying to loop Weston in a rope and hoist him free. Nothing doing. Una spots the rope, breaks free of it, bursts through the front door and lumbers off down the drive, towing the rope and half a dozen firemen still clinging on to it behind her. Their colleagues start the fire engine and give chase as Una breaks through the wrought iron gates to the Grange, still cradling Weston in her arms and crooning to him, onwards she goes, turning off the main road and into a steep side lane heading down to the river.

But this is her undoing. Trucking across an ancient packhorse bridge her weight makes the central span collapse into the river and, of course, Una has no ability to swim like any kind of earthly creature, so sinks like a rock. The firemen rescue Weston and pump the water out of him.

The story concludes with the boom-boom punchline that Alfred Weston has now changed profession from being an animal cruelty inspector, since he finds it impossible to look a female animal of any kind in the eye without a shiver of horror!

The Island of Dr Moreau played for belly laughs. Carry On Vivisecting.

The Trojan Beam (1939)

A sort of sci-fi angle on the contemporary war in China.

In 1937 Japan invaded China in a renewal of the conflict which had been raging, off and on, since 1894, and had included the Japanese seizure of Korea in 1910 and of Manchuria in 1931. Wyndham’s story imagines that the 1937 war descends into a gruelling war of attrition characterised by the kinds of vast networks of trenches seen on the Western Front in the Great War and has dragged on for generations, to 1964, to be precise. And it is in this year that the Chinese make a surprising technological breakthrough and invent an astonishing secret weapon.

The story is seen through the eyes of British spy George Saltry. He is employed by the Japanese as a roving spy behind Chinese lines and we see him reporting to his Japanese controller. But in fact George is actually in the pay of the Chinese army in the form of Pang Li. The story is told via half a dozen or so meetings between the two, where Pang uses Saltry to feed selected information back to the Japanese. There are two big set pieces.

Before the first one, Pang hands over to George full details of the new secret weapon, which is a highly magnetic beam which you point at the enemy forces and pulls rifles out of their hands, helmets off their heads and, when turned up to full, can drag even tanks off their forward course, pulling them sideways across the mud and into rivers. Anyway, much to George’s amazement, Pang hands him full technical details of this beam machine to hand over to his Japanese masters.

Then, six months later, Pang invites George to witness at first hand the results of the Japanese’ first use of the formerly ‘secret’ weapon. The Chinese have a simple plan. They have rounded up thousands of metal pipes and containers and packed them all with explosives or poison gas dispensers. So George is in a forward trench with Pang when the Japanese attack begins i.e. they turn on their magnetic ray, and everything metal which isn’t tied down goes flying towards the Japanese lines. The Japanese had, obviously, been hoping to disarm the Chinese troops then mount a traditional Great War advance. Instead they found all the places where they’d mounted magnetic rays suddenly infested with high explosives which, before they could do anything, the Chinese detonated, with devastating consequences. And then the Chinese advanced.

The text then switches to a kind of history textbook overview which points out that this one event, on 22 August 1965, was the turning point in the war as the Chinese took the offensive and drove the Japanese back to the coast. But the Japanese dug in and proved difficult to utterly repel. Which is why there is a second big setpiece.

In the next of their periodic secret meetings (George travels into mainland China under an assumed name and identity as a travelling evangelist for the Charleston and Savannah Oriental Endeavour League). Pang explains the Japanese will never use the magnetic ray on land again. But they discuss its effectiveness against air raids. If you just pointed the ray upwards it would attract the first bomber it touched and pull it down right on top of itself along with the bomb payload, thus blowing itself up. No, they agree the correct strategy is to have the beams waving across the sky so that a momentary touch from them disrupts any airplanes, but not stationary and so calling death down on themselves. The more powerful the beams, the more likely a passing moment caught in one will help to break up any metallic object.

So Pang dispatches George back to Japanese HQ with info about this strategy, and the date of a planned Chinese air raid on mainland Japan, 14 November 1965. Again George is puzzled why he is being ordered to give the Japanese advance warning, but he does. But in the event he has, again, been used as a tool. On the night if 14 November 1965 the Japanese do indeed turn batteries of magnetic rays up to the heavens and switch them to the highest power possible – but there is no Chinese air raid (although the Chinese make a cursory pretence by sending over a few planes with loudspeakers designed to give the impression of massed ranks of bombers).

Something far stranger happens. For on the night in question the earth is passing through the swarm of meteorites known as the Leonids, chunks of space debris of all sizes, many with a high iron content. And so the Japanese rain down upon their own country thousands, probably hundreds of thousands, of meteorites of all shapes and sizes, some massive enough to cause huge detonations big enough to destroy cities, and some so large they seem to have set off volcanic activity. The net result is the utter obliteration of the entire nation of Japan and the horrifying annihilation of its entire population.

This is what Pang explains to George at their final meeting. Pang is philosophical. It is always the ordinary people who suffer in any war. But he leaves George appalled, and poignantly thinking about the great majority of the Japanese population, still living their centuries-old traditional lives in the countryside, none of whom had anything to do with their militaristic leaders’ vainglorious campaigns.

Stepping back from the details of the story as such, what strikes this reader is:

  1. that Wyndham was wrong in conceiving the war in China would repeat the trench warfare of the First World War, highlighting the way he and most of his generation were oblivious of the new Blitzkrieg tactics developed by the Germans and soon to be put into lethal operation in Poland, France and then, in the early stages, in Russia.
  2. that he was eerily right in foreseeing the utter annihilation of Japanese cities, including Nagasaki, and having his protagonist lament the deaths of so many innocent civilians

A curious combination of the backward looking and the spookily prophetic.

Vengeance by Proxy (1940)

A genuinely thrilling horror story.

The first person narrator, Walter Fisson, is on holiday in the Balkans with his wife, Elaine. Driving through the mountains they come across a man crawling in the middle of the road and, despite swerving, can’t help hitting him. When they get out to tend his injuries they realise he was hurt before they hit him, with a bullet wound to the chest and some kind of symbol carved into his forehead.

The car is a write-off and so, reluctantly, Walter walks to the next town where he manages to get a driver to drive him back to the scene of the accident. Here he sees Elaine sitting motionless over the man’s body. As he looks at the man Walter sees a momentary look of desperation but then his head lolls over and he dies. He pulls Elaine to her feet and into the taxi and they drive back to town, but she is strangely distant all the way.

When they get to the town, Walter is amazed that Elaine talks quite fluently to the investigating police in Serbo-Croat, a language he knows she is completely ignorant of. Not only that, but she holds herself differently, her mannerisms are different, and she can barely speak a word of English.

Now, the entire narrative is told through a series of secondary media, namely telegrams Walter sends to a friend of his in England, Dr Linton, followed by a letter which gives the story up to the point I’ve just described, then exchanges of telegrams between the captain of police in the town Walter and Elaine arrive at the the Chief of Police in Belgrade. Then Dr Linton telegraphs a mutual friend who’s also on holiday in the Balkans, Dr Frederick Wilcox, and asks him to detour to Belgrade to check up on Walter who sounds panicky and a bit nuts. Wilcox reports back that Elaine really isn’t herself, as vouched for by her wife Mary, who thinks Elaine doesn’t even carry herself like a woman! Now Walter’s first telegram to Dr Linton had asked if he knew of a specialist in Belgrade and Linton had recommended a Dr Bljedolje. When Wilcox goes to see this reputable and well-qualified doctor he is astonished that the medic spins a theory about transference of personalities, which he reports in detail in his letter back to Dr Linton. There’s a further flurry of telegrams and a final phone call between Linton and Wilcox which brings the plot to a conclusion.

What emerges from these various messages is that the man they ran over, one Kristor Vlanec, was regarded as supernatural by locals which is why a couple of brothers had shot him and carved the evil eye symbol into his forehead. Supernatural because he is capable of personality transference i.e. of moving his soul/spirit/mind, call it what you will, into new bodies. He tried to do it to Walter as he lay dying in the road, but a spasm of physical pain broke off the contact. But when Walter left him alone with Elaine, he transfered his mind into Elaine’s body. The momentary look of despair Walter saw in Vlanec’s eyes was the despair of Elaine, trapped in a dying man’s body.

This explains why Elaine could suddenly talk fluent Serbo-Croat but almost no English, why she looked ill at ease in her body, lost all her familiar mannerisms and, according to her old friend, Mary, held herself like a man pretending to be a woman.

The story has a nice narrative arc because it turns out that Vlanec-inside-Elaine is determined – in the Balkan way – on revenge for being murdered, which explains why Elaine is seen by eye witnesses entering the house of the brothers who shot Vlanec, Petro and Mikla Zanja in some remote Balkan village, and shooting them. Even as Linton and Wilcox are corresponding about Dr Bljedolje’s theories, she carries out the murders, the police are called, question eye witnesses, who are then brought to Belgrade and identify Elaine as the murderer.

In the thrilling final page, Wilcox tells Linton over the phone that Walter has disappeared, while the police have arrested Elaine. He saw it happen in the foyer of the hotel and Elaine broke away from the arresting officers and made it over to Wilcox long enough to beg him to do something, to contact Dr Bljedolje, he’ll understand. So Wilcox finishes his phone call by saying he now believes it all. He believes that Vlanec, realising the body of Elaine was in trouble, jumped out of her body and into Walter’s which promptly high-tailed it out of town. And the mind trapped inside Elaine’s body, as she is about to be tried for murder and hanged? Walter’s!

Commentary

This is a very successful short story in its own genre (science fantasy / horror) for a number of reasons. The most obvious is that it is piggy-backing on Dracula. Most people remember Dracula for the central horror of the plot and numerous gory details, but when you actually read it you discover it is an epistolary novel, told through umpteen different forms of letters, journal entries, police records and so on. Well, same here, and it may be that Wyndham was prompted to the format by the supernatural subject matter and the East European setting both, of course, strongly reminiscent of Bram Stoker’s story.

But there’s another important aspect to the story. It is set in the present day, on earth – no spaceships and missions to Mars etc – and among well-educated, no-nonsense, sensible, professional English chaps. It is their initial common sense rejection of all this mystic mumbo-jumbo which makes the story all the more plausible.

And it is this approach, this tone of sensible chaps coming up against something incredible, more than the epistolary format, which was to be central to the success of the post-war novels, Day of the Triffids et al.

Adaptation (1949)

The ‘maturity’ of Vengeance By Proxy makes the ‘relapse’ into silly space fiction of Adaptation all the more surprising and disappointing.

Franklyn Godalpin is employed by the Jason Mining Corporation on Mars. He is friends with the colony’s doctor, Dr James Forbes. This is the silly version of Mars which featured in science fiction adventure yarns from Edgar Rice Burroughs in the 1920s through Ray Bradbury’s haunting but still wildly impractical Martian Chronicles in the 1950s, a Mars where humans can happily breathe the Martian atmosphere, and where there are some elements of Martian flora (tiny tinkling flowers nicknamed tinkerbells) and small friendly Mars creatures a bit like earth’s marmosets.

It is a solar system conceived in a childishly anthropocentric way as a playground for human beings, easy to travel about, easy to colonise, full of life which we can, with a bit of effort, get friendly with.

Franklyn’s wife, Marilyn, is pregnant. She gives birth to the first baby born on Mars, Jannessa. But both mother and baby do not flourish. Dr Forbes recommends that Marilyn is too ill to travel but baby Jannessa’s development might be adversely affected by Mars, its low gravity and who knows what infections.

So in the last week of 1994 baby Jannessa is taken aboard spaceship Aurora carried by her black nanny, Helen, for the journey back to earth. A few months later, Marilyn wastes away and dies and is buried on Mars. But then comes the terrible news that the spaceship Aurora has been lost in space. Franklyn is distraught but never gives up hope that his baby daughter is alive, somehow, out there.

Now we, the readers, know this to be the case, because the scenes depicting Franklyn and Forbes are interspersed with passages describing Jannessa, still alive and thriving and being looked after someone named Telta. Slowly it becomes clear that Telta is an alien, with her slate-blue skin, and that Jannessa feels like an outsider and wishes she fit in with the people around her. Telta remembers how some of her people left the safety of the heated underground bunkers to venture onto the surface and discover the 12 people who had been marooned there by a passing spaceship, how the extreme cold had turned the skin of one of them black (! a reference to the black nanny, Helen) who, with her dying breath, had pointed towards the heavily swaddled baby and muttered ‘Janessa’ before dying.

So we see Jannessa having conversations with this Telta and also with Toti who explains that theirs is a small world orbiting the big planet ‘Yan’, and how his people came to Europa because their own world was dying (that really is one of the stock science fiction tropes). Toti and Telta explain that they selected Europa because it was small, had low gravity. How they had to live in their spaceships for some time while they mined below the surface and created a warren of sealed underground chambers which could be warmed and fed by underground food farms etc. And throughout these passages it is emphasised how they had to make some adaptations to Jannessa so she could fit in with their underground culture…

Seventeen years later Franklyn and Forbes meet in the terrestrial setting of a gentleman’s club. Frankly has become a rich and influential man rising through the ranks to run the entire mining operation on Mars. Now, over port at the club, he tells Dr Forbes there has been a development. For years and years he has been paying for adverts in space journals asking for news of the Aurora. Now there has been a development. On old space crewman recently passed away in a ‘spaceman’s hostel’ in Chicago. Before he did, he told the story of the mutiny aboard the Aurora. The captain became aware some of his crew were guilty of unspecified crimes and notified them he’d be handing them over to the police when they reached earth. So the criminals took over the ship and took it out towards Jupiter, where they dumped the captain, the loyal crew, and some of the passengers on Europa, one of Jupiter’s moons. Aha. The story is becoming clearer.

Now Franklyn tells Dr Forbes that, using his power and influence, he has sent one of the Corporations prospecting ships to Europa to find Jannessa. There is a little passage of ‘philosophical’ discussion in which Dr Forbes warns that life is ‘plastic’ i.e. can be, must be, shaped and moulded by its environment. Take the way they’ve had to make adaptations to human beings in order to optimise them for life on Mars. But Franklyn isn’t listening. He just wants his baby back.

In the final scenes an excited Franklyn calls Dr Forbes to announce that the expedition found Jannessa and is bringing her back to earth! They’ve radioed ahead a photo of Jannessa and she is the spitting image of her mother, Marilyn.

Some time later the ship (Chloe) lands on earth and Dr Forbes expects a call from an excited Franklyn. Instead he gets a call from his worried housekeeper. Franklyn has had a kind of collapse. Forbes hurries round, pushes through the throng of press and photographers who’ve got wind of the story, finds him catatonic on his bed. Forbes diagnoses shock and gives him an injection. Then goes through to the other room to see Jannessa.

There she is, fit and healthy, her face the spitting image of her mother’s – and two feet tall!

Commentary

This is an effectively crafted tale, and the cutting back and forth between the earth characters and Jannessa among her Europa family are well enough done. But everything about it is silly, all the assumptions of the ease of interplanetary travel, through to the old trope of the refugees from a dying planet building a colony underground, the ridiculous idea that a spaceship could dump a dozen passengers on a moon of Jupiter and expect them to live! There are so many improbabilities and childish naiveties to process that the final payoff feels like a cheap thrill.

And then the whole issue of height. In our woke age there is nothing like the stigma against dwarfism that this story implies was enough to utterly break Franklyn’s spirit, and so the entire premise of the story loses what was (presumably) its shock value circa 1949, but is also actively offensive. So what if she’s two feet high, she’s still alive.

Summary

All these stories are silly, really. They’re a good indication of why so many serious readers, for so long, dismissed science fiction as immature, pulp rubbish. On this showing, most of it, even when written by an intelligent man like Wyndham, was rubbish. Vengeance By Proxy is the only one I’d recommend anyone to read because it is not really science fiction at all, but more of a horror story and, maybe because of this, the Dracula-style treatment gives it a technical, formal interest, a pleasure in noting the care taken over the machinery of the story.

All in all these stories show why Wyndham wasn’t taken seriously by the book world through the 1930s and 1940s and was considered a competent writer in a minority field. Until, that is, he burst upon a wider readership with the staggeringly more fully conceived, utterly serious and terrifyingly plausible masterpiece, Day of the Triffids. The real interest in Wyndham as a writer is how a man who produced a steady stream of cheap shockers like the ones in this book, utterly transformed himself into the author of his big four masterpieces.


Credit

The Best of John Wyndham 1932-1949 by John Wyndham was published by Sphere paperbacks in 1973. All references are to this edition, which I bought at the time, price 55p.

Related link

John Wyndham reviews

Other science fiction reviews

Late Victorian

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting the resulting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating what is in effect a peaceful transition to a communitarian socialist society, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the events
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth and they rebel
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, an engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover unimaginable strangeness

1930s

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the vastest vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic, Ransom, and take him in their spherical spaceship to Malacandra, as the natives call Mars, where mysteries and adventures unfold

1940s

1943 Perelandra (Voyage to Venus) by C.S. Lewis – having survived his journey to Mars, Ransom is now sent to Perelandra (aka Venus) to prevent Satan tempting the planet’s innocent young inhabitants to a new Fall
1945 That Hideous Strength by C.S. Lewis – Ransom assembles a motley crew of heroes ancient and modern to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with vanished Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1951 The Day of the Triffids by John Wyndham – one night the sky is full of green flashing lights as the earth passes through the fragments of a comet and the next day the entire population awakes to find itself blinded, all except for a tiny handful of survivors who have to preserve human society while fighting off the growing numbers of the mobile, intelligent, poison sting-wielding monster plants of the title
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation, set up by psychohistorian Hari Seldon, as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them – until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a fast-moving novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke one of my favourite sci-fi novels, a thrilling narrative describing the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1953 The Kraken Wakes by John Wyndham – some form of alien life invades earth in the shape of ‘fireballs’ which fall into the deepest parts of the earth’s oceans, followed by the sinking of ships, attacks of ‘sea tanks’ on ports and shoreline settlements around the world and then, in the final phase, melting of the earth’s icecaps and global flooding
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley who is tasked with solving a murder mystery
1954 Jizzle by John Wyndham – 15 short stories, from the malevolent monkey of the title story to
1955 The Chrysalids by John Wyndham – hundreds of years after a nuclear war devastated North America, David Strorm grows up in a rural community run by God-fearing zealots obsessed with detecting mutant plants, livestock and – worst of all – human ‘blasphemies’ – caused by lingering radiation; but as he grows up, David realises he possesses a special mutation the Guardians of Purity have never dreamed of – the power of telepathy – and he’s not the only one, and soon he and his mind-melding friends are forced to flee to the Badlands in a race to survive
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1956 The Death of Grass by John Christopher – the Chung-Li virus kills all species of grass (wheat, barley, oats etc) leading to a global famine, so civil engineer John Custance has to lead his wife, two children and a small grop of followers out of London and across an England collapsing into chaos and barbarism towards the farm owned by his brother David in a remote valley in Westmoreland, where they can grow root crops and defend themselves
1956 The Seeds of Time by John Wyndham – ten stories of travel in time and space in which, despite the 1950s phrasing, women tend again and again to be presented as the stronger, more resourceful sex
1957 The Midwich Cuckoos by John Wyndham – one night a nondescript English village is closed off by a force field, all the inhabitants within the zone losing consciousness. A day later the field disappears and the villagers all regain consciousness but two months later, all the fertile women in the place realise they are pregnant, and nine months later give birth to identical babies with eerily platinum blonde hair and penetrating golden eyes, which almost immediately begin exerting telepathic control over their parents and then other villagers. Are they aliens, implanted in human wombs, and destined to supersede Homo sapiens as top species on the planet?
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury
1959 The Outward Urge by John Wyndham – a conventional space exploration novel in five parts which follow successive members of the Troon family over a 200-year period (1994 to 2194) as they help build the first British space station, command the British moon base, lead expeditions to Mars, to Venus, and ends with an eerie ‘ghost’ story

1960s

1960 Trouble With Lichen by John Wyndham – ardent feminist and biochemist Diana Brackley discovers a substance which slows down the ageing process, with potentially revolutionary implications for human civilisation, in a novel which combines serious insights into how women are shaped and controlled by society and sociological speculation with a sentimental love story and passages of broad social satire (about the beauty industry and the newspaper trade)
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1961 Consider Her Ways and Others by John Wyndham – Six short stories dominated by the title track which depicts England a few centuries hence, after a plague has wiped out all men and the surviving women have been genetically engineered into four distinct types, the brainy Doctors, the brawny Amazons, the short Servitors, and the vast whale-like mothers into whose body a twentieth century woman doctor is unwittingly transported
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, millions of years ago, complete with tropical forest and giant lizards, and slowly losing their grasp on reality
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds and the man who sees the prehistoric ocean washing over his quiet suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick – in 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 The Andromeda Strain by Michael Crichton – describes, as in a scientific report, the crisis which unfolds after a fatal virus is brought back to earth by a space probe
1969 Ubik by Philip K. Dick – in 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s

1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together the author’s key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the pornographic possibilities of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1973 The Best of John Wyndham 1932 to 1949 – Six rather silly short stories dating, as the title indicates, from 1932 to 1949, with far too much casual interplanetary travel and juvenile plots
1974 Concrete Island by J.G. Ballard – short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 The Alteration by Kingsley Amis – a counterfactual narrative in which the Reformation never happened and so there was no Enlightenment, no Romantic revolution, no Industrial Revolution spearheaded by Protestant England, no political revolutions, no Victorian era when democracy and liberalism triumphed over Christian repression, with the result that England in 1976 is a peaceful medieval country ruled by officials of the all-powerful Roman Catholic Church
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced he is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions, including the news that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prisoner at the gaol where Starbuck ends up serving a two year sentence, one Dr Robert Fender

1980s

1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of an abandoned Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’: Turner is a tough expert at kidnapping scientists from one mega-tech corporation for another, until his abduction of Christopher Mitchell from Maas Biolabs goes badly wrong and he finds himself on the run, his storyline dovetailing with those of sexy young Marly Krushkhova, ‘disgraced former owner of a tiny Paris gallery’, and Bobby Newmark, self-styled ‘Count Zero’ and computer hacker
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Memories of the Space Age Eight short stories spanning the 20 most productive years of Ballard’s career, presented in chronological order and linked by the Ballardian themes of space travel, astronauts and psychosis
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap; but Angie is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero from the previous book in the trilogy; while the daughter of a Japanese gangster, who’s been sent to London for safekeeping, is abducted by Molly Millions, a lead character in Neuromancer

1990s

1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Victorian inventor Charles Babbage’s design for an early computer, instead of remaining a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed
1993 Virtual Light by William Gibson – first of Gibson’s Bridge Trilogy, in which cop with a heart of gold Berry Rydell foils an attempt by crooked property developers to rebuild post-earthquake San Francisco
1996 Idoru by William Gibson – Colin Laney has a gift for spotting nodal points in the oceans of data in cyberspace, and so is hired by the scary head of security for a pop music duo, Lo/Rez, to find out why his boss, the half-Irish singer Rez, has announced he is going to marry a virtual reality woman, an idoru; meanwhile schoolgirl Chia MacKenzie flies out to Tokyo and unwittingly gets caught up in smuggling new nanotechnology device which is the core of the plot
1999 All Tomorrow’s Parties by William Gibson –

Journey To A War by W.H. Auden and Christopher Isherwood (1939)

When we awoke early next morning the train was crossing a wide valley of paddy fields. The rising sun struck its beams across the surfaces of innumerable miniature lakes; in the middle distance farmhouses seemed actually to be floating on water. Here and there a low mound rose a few feet above the level of the plain, with a weed-grown, ruinous pagoda, standing upon it, visible for miles around. Peasants with water-buffaloes were industriously ploughing their arable liquid into a thick, brown soup.
(Journey To A War, p.191)

Collectively, perhaps, we most resemble a group of characters in one of Jules Verne’s stories about lunatic English explorers. (p.104)

The Sino-Japanese War

In July 1937 – exactly a year after the start of the Spanish Civil War – Japan attacked China. It was hardly a surprise. In 1931 the so-called ‘Mukden Incident’ had helped spark the Japanese invasion of Manchuria (the large area to the north east of China, just above Beijing). The Chinese were defeated and Japan created a new puppet state, Manchukuo (setting up the last Qing emperor as its puppet ruler) through which to rule Manchuria.

Going further back, in 1894–1895 China, then still under the rule of the Qing dynasty, was defeated by Japan in what came to be called the First Sino-Japanese War. China had been forced to cede Taiwan to Japan and to recognise the independence of Korea which had, in classical times, been under Chinese domination.

In other words, for 40 years the rising power of militaristic, modernising Japan had been slowly nibbling away at rotten China, seizing Taiwan, Korea and Manchuria. Now the military junta in Tokyo decided the time was right to take another bite, engineered an ‘incident’ at the Marco Polo bridge on the trade route to Beijing, and used this as a pretext to attack Beijing in the north and Shanghai in the south.

Thus there was quite a lot of military and political history to get to grips with in order to understand the situation in China, but what made it even more confusing was the fact that China itself was a divided nation. First, the nominal government – the Chinese Nationalist Party or Kuomintang under its leader Chiang Kai-shek – had only with difficulty put down or paid off the powerful warlords who for decades had ruled local regions of China after the collapse of the Qing Dynasty in 1911.

But second, Chiang faced stiff competition from the Chinese Communist Party. The two parties had lived in uneasy alliance until Chiang staged a massacre of communists in Shanghai in 1927 which brought the tension between Chinese nationalists and communists into the open.

It was the three-way destabilisation of China during this period – warlords v. Nationalists v. Communists – which had helped Japan invade and take over Manchuria. Prompted by the 1937 Japanese attack the Nationalists and Communists formed an uneasy alliance.

Auden in Spain

Meanwhile, back in Europe, the great political issue of the age was the Spanish Civil War which began when General Franco led a military uprising against the democratically elected government in July 1936. Like many high-minded, middle class liberals, Auden and Isherwood both felt the time had come to put their money where their mouths were. Auden did actually travel to Spain in January 1937 and was there till March, apparently trying to volunteer to drive an ambulance in the medical service. Instead, red tape and the communists who were increasingly running the Republican forces apparently blocked him from getting a useful job. He tried to help out at the radio station but discovered its broadcasts were weak and there were no vacancies.

Frustrated and embarrassed, Auden was back in England by mid-March 1937. The long-term impact of the trip was his own surprise at how much it upset him to see the churches of Barcelona which had all been torched and gutted by a furious radical populace as symbols of oppression. Auden was shocked, and then shocked at his reaction. Wasn’t he meant to be a socialist, a communist even, like lots of other writers of his generation? The Spain trip was the start of the slow process of realisation which was to lead him back to overt Christian faith in the 1940s.

Also Auden saw at first hand the infighting on the Republican side between the communist party slavishly obeying Stalin’s orders, and the more radical Trotskyite and Anarchist parties who, later in 1937, it would crush. Later he paid credit to George Orwell’s book Homage To Catalonia for explaining the complex political manoeuvring far better than he could have. But watching the Republicans fight among themselves made him realise it was far from being a simple case of black and white, of Democracy against Fascism.

So by March 1938 Auden had returned to Britain, where he was uncharacteristically silent about his experiences, and got on with writing, editing new works for publication (not least an edition of his play The Ascent of F6 and Letters From Iceland).

Meanwhile, Christopher Isherwood was living in Paris managing his on-again, off-again relationship with his German boyfriend Heinz. And although he had accommodated Auden on an overnight stop in the French capital and waved him off on the train south to Spain, Isherwood hadn’t lifted a finger for the Great Cause.

Then, in June 1937, Auden’s American publisher, Bennet Cerf of Random House, had suggested that after the reasonable sales of his travel book about Iceland, maybe Auden would be interested in writing another travel book, this time travelling to the East. Isherwood was a good suggestion as collaborator because they had just worked closely on the stage play, The Ascent of F6 and had begun work on a successor, which was to end up becoming the pay On The Frontier. The pair were considering the travel idea when the Japanese attacked China, quickly took Beijing and besieged Shanghai.

At once they seized on this as the subject of the journey and the book. Neither had really engaged with the war in Spain; travelling east would be a way to make amends and to report on what many people considered to be the Eastern Front of what was developing into a worldwide war between Fascism (in this case Japan) and Democracy (in this case the Chinese Nationalists).

China also had the attraction that, unlike Spain, it wouldn’t be stuffed full of eminent literary figures falling over themselves to write poems and plays and novels and speeches. Spain had been a very competitive environment for a writer. Far fewer people knew or cared about China: it would be their own little war.

And so Auden and Isherwood left England in January 1938, boat from Dover then training it across France, then taking a boat from Marseilles to Hong Kong, via Egypt, Colombo and Singapore.

Journey to a War

Journey To A War is not as good as Letter From Iceland, it’s less high spirited and funny. There isn’t a big linking poem like Letter To Lord Byron to pull it together, and there isn’t the variety of all the different prose and verse forms Auden and MacNeice cooked up for the earlier book.

Instead it overwhelmingly consists of Isherwood’s very long prose diary of what happened to them and what they saw in their three months journey around unoccupied China.

The book opens with a series of sonnets and this was the form Auden chose to give the book poetic unity – sonnets, after all, lend themselves to sequences which develop themes and ideas, notably the Sonnets of Shakespeare, or his contemporaries Spencer and Sidney. There’s a collection of half a dozen of them right at the start, which give quick impressions of places they visited en route to China (Macau, Hong Kong). Then, 250 pages of Isherwood prose later, there’s the sonnet sequence titled In Time of War.

But instead of the bright and extrovert tone of Letters From Iceland, Auden’s sonnets are often obscure. They are clearly addressing some kind of important issues but it’s not always clear what. This is because they are very personal and inward-looking. Auden is clearly wrestling with his sense of liberal guilt. The results are rather gloomy. Spain had disillusioned him immensely. He went to Spain thinking the forces of Evil were objective and external. But his first-hand experience of the internecine bickering on the Republican side quickly showed him there is no Good Side, there are no Heroes. History is made by all of us and so – all of us are to blame for what happens. Travel as far as you want, you’re only running away from the truth. If we want to cure the world, it is we ourselves that we need to cure first.

Where does this journey look which the watcher upon the quay,
Standing under his evil star, so bitterly envies,
As the mountains swim away with slow calm strokes
And the gulls abandon their vow? Does it promise a juster life?

Alone with his heart at last, does the fortunate traveler find
In the vague touch of a breeze, the fickle flash of a wave,
Proofs that somewhere exists, really, the Good Place,
Convincing as those that children find in stones and holes?

No, he discovers nothing: he does not want to arrive.
His journey is false, his unreal excitement really an illness
On a false island where the heart cannot act and will not suffer:
He condones his fever; he is weaker than he thought; his weakness is real…

(from The Voyage by W.H. Auden)

‘An illness on a false island’ which is clearly England, a place ‘where the heart cannot act’. The traveller is trying to escape himself but cannot and glumly realises ‘he is weaker than he thought’. Or the thumping final couplet of the sonnet about Hong Kong:

We cannot postulate a General Will;
For what we are, we have ourselves to blame.

Isherwood’s diary

Luckily, the prose sections of the book are written by Isherwood and these are much more fun. He keeps up the giggling schoolboy persona of the novel he’d recently published, Mr Norris Changes Trains (1935), he notes the way the Chinese pronounce their names Au Dung and Y Hsaio Wu, he sounds wide-eyed and optimistic. He hadn’t seen what Auden had seen in Spain, wasn’t struggling with the same doubts.

On February 28 1938 they leave Hong Kong by steamer for Canton and Isherwood finds everyone and everything hilarious. Look a Japanese gunboat! Listen, the sound of bombs falling! He has same facility for the disarmingly blunt image which he deploys in the Berlin stories. The mayor of Canton (Mr Tsang Yan-fu) is always beaming, has a face like a melon with a slice cut out of it. After dinner the Chinese general entertains them by singing Chinese opera, showing how different characters are given different tones and registers (‘the romantic hero emits a sound like a midnight cat’).

He refers to the whole trip as a dream and as a landscape from Alice in Wonderland – they expected Chinese people to behave as in a Gilbert & Sullivan opera and had rehearsed elaborate compliments, and are disarmed when they’re much more down to earth. The train journey on through Hunan province is boring, the tea tastes of fish, they amuse themselves by reading out an Anthony Trollope novel or singing in mock operatic voices.

But this sense of unreality which dogs them is simply because both of them didn’t have a clue what was going on, what was at stake, the military situation,  had never seen fighting or battle and weren’t proper journalists. They were privileged dilettantes, ‘mere trippers’, as Isherwood shamefacedly explains when they meet real war correspondents at a press conference (p.53).

In Hankow the Consul gives them Chiang, a middle-aged man with the manners of a perfect butler to be their guide. They attend the official war briefings alongside American and Australian journalists, they meet Mr Donald, Chiang Kai-shek’s military adviser, the German adviser General von Falkenhausen, Agnes Smedley, Madame Chiang Kai-shek herself, and with delight are reunited with Robert Capa, the soon-to-be legendary American war photographer who’d they’d met on the boat out. They attend traditional Chinese opera, which Isherwood observes with the eye of a professional playwright.

They catch the train to Cheng-chow which has been repeatedly bombed by the Japanese, capably looked after by their ‘boy’, Chiang. They are heading north on the train when they learn that Kwei-teh has fallen, nonetheless they decide to press on to Kai-feng. With them is an exuberant and seasoned American doctor, McClure, who takes them to watch some operations. They walk round the stinking foetid town. They go to the public baths which stink of urine. Then they catch a train to Sü-chow. And then onto Li Kwo Yi where they argue with Chinese commanding officers (General Chang Tschen) to allow them to go right up to the front line, a town divided by the Great Canal.

If you’ve no idea where any of these places are, join the club. I was reading an old edition but, even so, it had no map at all of any part of the journey. Which is ludicrous. The only map anywhere appears to have been on the front cover of the hardback edition, replaced (uselessly) by an anti-war cartoon on the paperback editions, and even this doesn’t show their actual route.

First US edition (publ. Random House)

With no indication where any of these places are, unless you are prepared to read it with an atlas open at your side, Isherwood’s long prose text becomes a stream of clever observations largely divorced from their context. Even an atlas is not that useful given that Isherwood uses the old form of the placenames, all of which, along with most people’s names, have changed. Thus Sian, capital of Shen-si province, is now Xian, capital of Shaanxi Province, Sü-chow is now Suzhou, and so on.

We are intended to enjoy the surreal aspects of travelling in a deeply foreign land – the village restaurant which was papered entirely with pages of American tabloid magazines, and so covered with photos of gangsters and revelations about fashionable divorcees (p.126); or the expensive hotel in Sian whose menu included ‘Hat cake’ and ‘FF potatoes’ (p.141). Beheading is a common punishment because the Chinese believe a body needs to be complete to enter the afterlife. They meet lots of tough and brave American missionaries, mostly from the American south.

Finally, back in Hankow (Hankou) they become part of polite society again, are invited to a party of Chinese intellectuals, a party given by the British admiral and consul, where they meet the legendary travel writer Peter Fleming and his actress wife Celia Johnson, the British ambassador Archibald Kerr, the American communist-supporting journalist, Agnes Smedley (p.156). Fleming pops up a lot later at their hotel in Tunki, and is too suave, handsome and self-assured to possibly be real.

Militarily, Journey To A War confirms the opinions of the modern histories of the war I’ve read, namely that the Nationalist side was hampered by corruption, bad leadership and, above all, lack of arms & ammunition. When they retook cities which had been under communist influence the Chiang’s Nationalists realised they needed some kind of ideology which matched the communists’ emphasis on a pure life and so, in 1934, invented the New Life Movement i.e. stricter morals, which Madame Chiang politely explains.

Isherwood notices the large number of White Russian exiles, often running shops, come down in the world. This reminds me of the Russian nanny J.G. Ballard had during his boyhood in 1930s Shanghai, as described in his autobiography Miracles of Life.

From pages 100 to 150 or so our intrepid duo had hoped to approach the front line in the north and had crept up to it in a few places, but ultimately refused permission to go further, to visit the Eighth Route Army, and so have come by boat back down the Yangtze River to Hankou. Now they plan to travel south-east towards the other main front, where the Japanese have taken Shanghai and Nanjing.

On the Emperor of Japan’s birthday there is a particularly large air-raid on Hankow and they make themselves comfortable on the hotel lawn to watch it. The Arsenal across the river takes a pasting and they go to see the corpses. 500 were killed. Nice Emperor of Japan.

They take a river steamer to Kiukiang and stay at the extraordinary luxury hotel named Journey’s End and run by the wonderfully eccentric Mr Charleton. They catch the train from Kiukiang to Nanchang, stay there a few days, then the train on to Kin-hwa (modern Jinhua). Here they are horrified to discover their arrival has been anticipated and they are treated like minor royalty, including a trip to the best restaurant in town with 12 of the city’s top dignitaries.

Auden and I developed a private game: it was a point of honour to praise most warmly the dishes you liked least. ‘Delicious,’ Auden murmured, as he munched what was, apparently, a small sponge soaked in glue. I replied by devouring, with smiles of exquisite pleasure, an orange which taste of bitter aloes and contained, at its centre, a large weevil. (p.195)

They are taken by car to the town of Tunki. They try to get permission to push on to see the front near the Tai Lake, They have to cope with the officious newspaperman, A.W. Kao. This man gives a brisk confident explanation of what’s happening at the front. Neither Auden nor Isherwood believe it. Isherwood’s explanation describes scenes they’ve seen on their visit, but also hints at what Auden might have seen on his (mysterious) trip to civil war Spain. Auden is given a speech defining the nature of modern war:

War is bombing an already disused arsenal, missing it and killing a few old women. War is lying in a stable with a gangrenous leg. War is drinking hot water in a barn and worrying about one’s wife. War is a handful of lost and terrified men in the mountains, shooting at something moving in the undergrowth. War is waiting for days with nothing to do; shouting down a dead telephone; going without sleep, or sex, or a wash. War is untidy, inefficient, obscure, and largely a matter of chance. (p.202)

Peter Fleming turns up looking gorgeous, professional, highly motivated, speaking good Chinese. He attends briefings, manages the locals with perfect manners. They organise an outing towards the front, with sedan chairs, bearers, two or three local notables (T.Y. Liu, A.W. Kao, Mr Ching, Major Yang, Shien), Fleming is indefatigable. On they plod to Siaofeng, Ti-pu and Meiki. Here the atmosphere is very restless, the miltary authorities are visibly unhappy to see them, half their own Chinese want to get away. The spend a troubled night, with people coming and going at the military headquarters where they’ve bivouaced and, after breakfast, they give in to the Chinese badgering, turn about, and retrace their steps. Twelve hours later the town of Meiki fell to the Japanese. On they plod up a steep hillside, carried by coolies, and down the precipitous other side, down to Tien-mu-shan and then by car to Yu-tsien (p.229).

We stopped to get petrol near a restaurant where they were cooking bamboo in all its forms – including the strips used for making chairs. That, I thought, is so typical of this country. Nothing is specifically either eatable or uneatable. You could being munching a hat, or bite a mouthful out of a wall; equally, you could build a hut with the food provided at lunch. Everything is everything. (p.230)

Isherwood hates Chinese food and, eventually, Auden agrees. At Kin-hwa Fleming leaves them. It’s a shame they’ve ended up getting on famously. It’s interesting that both Auden and Isherwood initially were against him because he went to Eton. The narcissism of minor differences knows no limits.

They say goodbye to all the people they’ve met in Kin-hwa and set off by bus for Wenchow. They take a river steamer from Wenchow to Shanghai.

Arrival in Shanghai on 25 May signals the end of their adventures. They stay in the chaotic, colourful, corrupt city till 12 June. Fascinating to think that over in his house in the International Settlement, young James Graham Ballard was playing with his toy soldiers, dreaming about flying and laying the grounds for one of the most distinctive and bizarre voices in post-war fiction.

And Isherwood confirms the strange, deliriously surreal atmosphere of a Chinese city which had been invaded and conquered by the Japanese, who had destroyed a good deal of the Chinese city but left the International and the French Settlements intact. They attend receptions at the British Embassy, are the guest of a British businessman hosting high-level Japs.

There is no doubt Auden and Isherwood hate the Japanese, can’t see the flag hanging everywhere without thinking about all the times in the past four months when they’ve ducked into cover as Japanese bombers rumbled overhead and fighters swooped to strafe the roads.

This is the only section of this long book with real bite. Isherwood interviews a British factory inspector who describes the appalling conditions Chinese workers endure and notes that they’ll all be made much worse by the Japanese conquerors.

Schoolboys

It’s a truism to point out that the Auden Generation was deeply marked by its experience of English public schools, but it is still striking to see how often the first analogy they reach for is from their jolly public schools, endless comparisons with school speeches and prize days and headmasters.

  • Under the camera’s eye [Chiang kai-shek] stiffened visibly like a schoolboy who is warned to hold himself upright (p.68)
  • Mission-doctors [we were told] were obliged to smoke in secret, like schoolboys (p.88)
  • They scattered over the fields, shouting to each other, laughing, turning somersaults, like schoolboys arriving at the scene of a Sunday school picnic (p.142)
  • The admiral, with his great thrusting naked chin… and the Consul-General, looking like a white-haired schoolboy, receive their guests. (p.156)
  • [Mr A.O. Kao] has a smooth, adolescent face, whose natural charm is spoiled by a perpetual pout and by his fussy school-prefect’s air of authority (p.201)
  • Producing a pencil, postulating our interest as a matter of course, he drew highroads, shaded in towns, arrowed troop movements; lecturing us like the brilliant sixth-form boy who takes the juniors in history while the headmaster is away. (p.200)
  • The cling and huddle in the new disaster
    Like children sent to school (p.278)
  • With those whose brains are empty as a school in August (p.291)

The photos

At the end of the huge slab of 250 pages of solid text, the book then had 31 pages of badly reproduced black and white photos taken by Auden. In fact there are 2 per page, so that’s 62 snaps in all.

I don’t think there’s any getting round the fact that they’re average to poor. Some are portraits of people they met, notably Chiang kai-shek and Madame Chiang, Chou en-lai of the communists, and celebrities such as Peter Fleming the dashing travel writer and Robert Capa the handsome war photographer. A dozen or more named people, Chinese, missionaries and so on. And then lots of anonymous soldiers and scenes, the dead from an air raid, the derailed steam train, coolies in poverty, a Japanese prisoner of war, a Japanese soldier keeping guard in Shanghai, Auden with soldiers in a trench and so on.

Remarkably, few if any of these seem to be online. I can’t imagine they’re particularly valuable and their only purpose would be to publicise the book and promote Auden and Isherwood’s writings generally, so I can’t imagine why the copyright holders have banned them. If I owned them, I’d create a proper annotated online gallery for students and fans to refer to.

In Time of War

The book then contains a sequence of 27 sonnets by Auden titled In Time of War. In later collections he retitled them Sonnets from China. They are, on the whole, tiresomely oracular, allegorical and obscure. The earlier ones seem to be retelling elements of the Bible, Genesis etc as if recapitulating the early history of mankind. These then somehow morph into the ills of modern society with its bombers.

But one of them stands out from the rest because it reports real details and rises to real angry eloquence.

Here war is simple like a monument:
A telephone is speaking to a man;
Flags on a map assert that troops were sent;
A boy brings milk in bowls. There is a plan

For living men in terror of their lives,
Who thirst at nine who were to thirst at noon,
And can be lost and are, and miss their wives,
And, unlike an idea, can die too soon.

But ideas can be true although men die,
And we can watch a thousand faces
Made active by one lie:

And maps can really point to places
Where life is evil now:
Nanking; Dachau.

(Sonnet XVI from In Time of War)

Those last lines have stayed with me all my life. Nanking. Dachau. The darkness at the heart of the twentieth century.

Commentary

The last thing in the book is a long poem in triplets, from pages 289 to 301 and titled simply Commentary.

It’s a sort of rewrite of Spain, again giving a hawk’s eye view of history and society, the world and human evolution. It starts off describing what they’ve seen in Auden’s characteristic sweeping style, leaping from one brightly described detail to another, before wandering off to give snapshots of great thinkers from Plato to Hegel.

But at quite a few points voices emerge to deliver speeches. Then, on the last page, the Commentary becomes extremely didactic, ending with a speech by the Voice of Man, no less, the kind of speech he turned out by the score for his plays and choruses and earlier 1930s poems.

But in this context it seems inadequate to the vast and catastrophic war in China which they have just glimpsed, and which was to last for another seven years (till Japan’s defeat in 1945) and was itself followed by the bitter civil war (1945-48) which was only ended by the triumph of Mao Zedong’s communist party early in 1949.

The Japanese invasion of 1937 turned out to be just the start of a decade of terror and atrocity, and Auden’s response is to have the ‘Voice of Man’ preach:

O teach me to outgrow my madness.

It’s better to be sane than mad, or liked than dreaded;
It’s better to sit down to nice meals than nasty;
It’s better to sleep two than single; it’s better to be happy.

Ruffle the perfect manners of the frozen heart,
And once again compel it to be awkward and alive,
To all it suffered once a silent witness.

Clear from the head the masses of impressive rubble;
Rally the lost and trembling forces of the will,
Gather them up and let them loose upon the earth,

Till they construct at last a human justice,
The contribution of our star, within a shadow
Of which uplifting, loving, and constraining power
All other reasons may rejoice and operate.

It yet another of his prayers, deliberately personal in scale, addressed mostly to chums from public school, fellow poets, friendly dons and reviewers. It is calling on people who are already well-fed, well-educated and mostly decent chaps to be a bit more decent, if that’s alright. But ‘ruffling up your perfect manners’ wasn’t going to stop Franco or the Japs, Hitler or Stalin.

It is ironic of Auden to ask people to remove from their heads ‘impressive rubble’, which I take to mean the luggage of an expensive education in the arts – as that is precisely what he was going to use to make a living out of for the next 35 years and which was to underpin and inform all his later works.

And there are numerous small but characteristic examples of learnèd wit it here, such as when they light a fire which is so smokey that it forces them out of the room and Auden wittily remarks, ‘Better to die like Zola than Captain Scott’ (i.e. of smoke asphyxiation rather than from freezing).

In this respect the Commentary is another grand speech which, like the grand speeches in the plays he’d just written with Isherwood, was, in the end, addressed to himself. Once again, as with Spain, Auden has used a huge historical event to conduct a lengthy self-analysis.

Auden’s contemporary readers were impressed, as ever, by his style and fluency but, as ever, critical of his strange inability to engage with anything outside himself and, specifically, to rise to the occasion of such a massive historical event.

Half way through the text Isherwood tells a story about Auden’s complete conviction that the train they’re on won’t be shot at by the Japanese, whose lines they are going to travel very close to. Sure enough the train emerges on to a stretch of line where it is clearly visible from the forward Japanese lines, which they know to contain heavy artillery, and so they pass a few minutes of terror, petrified that the Japanese might start shelling any second. In the event, there is no shelling, and the train veers away to safety. ‘See. I told you so,’ says Auden, and Isherwood reflects that there’s no arguing with ‘the complacency of a mystic’.

It’s a joke at his old mate’s expense and yet I thought, yes – complacency – in Auden’s case complacency means undeviating confidence in his own mind and art to hold off, inspect and analyse. He creates a rhetoric of concern but it is nothing more than that, a poet’s rhetoric, fine to admire but which changes nothing.

And he knew this, had realised it during the trip to Spain, and had lost heart in the political verse of the 1930s. The pair returned from China via America, where all mod cons were laid on by his American publishers and Auden realised that here was a much bigger, richer, more relaxed, open, friendly and less politically pressurised environment in which to think and write.

He returned to England just long enough to wind up his affairs, pack his bags, then in January 1939 he and Isherwood sailed back to the States which would become his home for the next 30 years, and set about rewriting or suppressing many of his most striking poems from the troubled Thirties, trying to rewrite and then censor what he came to think of as his own dishonesty, pursuing a quest for his own personal version of The Truth.


Related links

1930s reviews

The Penguin History of Modern China: The Fall and Rise of a Great Power, 1850 to the Present by Jonathan Fenby (2nd edition, 2013)

Westerners bore some blame for China’s plight, but the prime cause lay in the empire itself and its rulers. (p.94)

The bloodshed! The murders! The killings! The massacres! The public beheadings! The drownings! The executions! The torture! The mass rapes! The famines! The cannibalism! It’s a miracle China exists after so much death and destruction.

This is a huge book with 682 pages of text and on every page there are killings, murders, massacres, pogroms, famines, floods, executions, purges and liquidations. 150 years of murder, massacre and mayhem. It is a shattering and gruelling book to read.

An estimated 20 million died in the Taiping Rebellion which dragged on from 1850 to 1871. 20 million! Maybe 14 million died in the 8-year-war against Japan 1937-45. And then maybe as many as 45 million died during the chaotic thirty-year misrule of Chairman Mao!!!!

Throw in the miscellaneous other rebellions of the Taiping era (the Nian Rebellion, 100,000+ killed and vast loss of property), the Boxer Rebellion of 1900 (about 100,000 civilians and soldiers dead), the chaos of the Warlord Era (1916-28), immense losses during the long civil war between Nationalists and Communists (1927-49), and Fenby comes up with the commonly accepted figure that between 1850 and 1980 around 100 million Chinese died unnatural or unnecessary deaths.

100 million! The sheer scale of the killing, the torture and executions and butchery and burnings and beheadings and starving to death and burying alive is difficult to comprehend, and also difficult to cope with. Several times I lay the book down because I was so sickened by the butchery. Contemporary China is soaked in the blood of its forebears as no other country on earth.

Here’s a few examples from just the opening pages:

  • In 1850 Han officials massacred tens of thousands of Muslims in remote Yunnan (p.18)
  • When the Taiping army reached the Wuhan cities in 1851, it massacred the inhabitants. When it took Nanjing it ‘systematically butchered’ all the Manchu inhabitants (p.20)
  • The mandarin in charge of putting down the revolt in Canton boasted of having beheaded over 100,000 rebels and only lamented he couldn’t exterminate the entire class (p.22)
  • When the Xianfeng emperor died in 1861 he left the throne to a minor. A regency council was formed by a senior censor, Sushun. He was outwitted by the former emperor’s concubine Cixi, and was beheaded (the original plan had been to skin him alive) and two princes allied with him were allowed to hang themselves. (p.24) Can you imagine anything remotely similar happening at the court of Queen Victoria? Skinning alive?
  • 13 days after the death of the emperor, a gentry army took the river port of Anqing. The river was full of the headless bodies of rebels (p.26)
  • The silk city of Suzhou was held by 40,000 Taiping rebels. General Li Hongzhang besieged it and the rebel leaders surrendered. Li had all the leaders executed and half the defenders massacred, then the city was comprehensively looted (p.28)
  • When the poet and Taiping rebel leader Shi Dakai surrendered to save his troops from imperial forces, he himself was slowly sliced to death in the process sometimes translated as ‘death by a thousand cuts‘ (a form of punishment and torture commonly used in China until it was officially banned in 1905), and 2,000 of his troops were massacred (p.28)
  • The last engagement of the Taiping Rebellion was the imperial reconquest of the rebels’ capital at Nanjing in 1864. At least 100,000 rebels were killed in the three-day battle and the imperial army went on to massacre the entire population of Nanjing (p.29)
  • While the Taiping devastated the south, northern China was rocked by the Nian Rebellion with its snappy motto: ‘kill the rich and aid the poor’. (The more you learn, the more the disasters of Mao’s communism reveal their deep roots in Chinese tradition i.e. he was invoking and repeating well-established cultural practices.)
  • Having finally conquered the Taiping rebels, Qing imperial forces went north to exterminate the Nians, at first by surrounding and starving them. In one canton the population was reduced to eating the crushed bones of the dead and then to cannibalism. Then they were massacred (p.30).
  • In 1872 the leader of the rebellious Hui Muslims in Yunnan, surrounded in his capital Dali by imperial armies, swallowed an overdose of opium and had his corpse carried in a sedan chair to the imperial camp, where it was ceremonially decapitated. Then the imperial army launched a ferocious attack on Dali, an eye-witness claiming that not a single Muslim man, woman or child was left living, while the streets ran ankle deep in blood. The ears of the dead were cut off and more than 20,000 ears were sent in baskets to the court in Beijing. Any surviving women and children were sold as sex slaves (p.30)
  • Imperial general Zuo Zongtang besieged the leader of the anti-Qing rebellion in Gansu province, Ma Hualong, in his capital at Jinjipu. Having reduced the population to cannibalism, Zuo accepted the surrender of Ma before having him sliced alive, executing his son and officials, then massacring the town’s inhabitants, and burning it to the ground (p.31).

That’s just 13 pages out of 680. On and on it goes, the mind-boggling violence and cruelty – with murders, massacres, battles and pogroms, torture and beheadings, floods and famine on nearly every page.

The complete absence of democracy or debate

If the accumulated disasters ram home one bitter lesson, it is that Chinese politics and culture entirely lacked the ability to cope with dissenting voices and differing opinions. The Imperial system was based on total obedience. It was backed up by the phenomenally hierarchical philosophy of Confucius, in which everyone is subordinate to superiors and must obey (sons obey fathers, wives obey husbands etc).

From the court down, through the gentry class, the army, intellectuals and students – it was either Total Obedience or Total Rebellion, no middle way was possible because no middle way was conceivable. Mild dissent or liberal debate was – literally – incapable of being thought.

This top-down mindset was inherited by the Nationalist Party which imposed a sort of government over most of China between the wars – and then was repeated once again in the terrifying dictatorship of Mao Zedong from 1949 till his death in 1976.

The messy polyphony of Western democracies, with its satire, criticism, proliferating parties, all sorts of newspapers, magazines and outlets for opposition and dissent – with its free speech – was just one of the many things the Chinese despised about the West, and considered themselves loftily superior to.

Whether it was imperial China or Nationalist China or communist China: all Chinese disdained and mocked the uncultured buffoonery of western democracy.

And the result was war upon war upon war – your opponents weren’t guys you could just invite round for a beer and a chat about their demands and do deals with: they were ‘impious rebels’, ‘imperial running dogs’, ‘idolatrous demons’, ‘surrenderists’, ‘mountaintopists’ and so on.

On the evidence of this book China doesn’t appear to have much political theory. Instead it has a rich vocabulary of abuse based on one fundamental idea – he who is not with me is against me. Hence the litany of dehumanising insults used by all political players throughout this book which were designed to turn your opponents into non-human vermin who couldn’t be talked to, God no – who must simply be exterminated. And exterminated they were, on an industrial scale.

None of this changed when the empire fell in 1911: the Nationalists under Chiang Kai-shek carried on using the same language both about all their enemies (‘foreign devils’, ‘communist dogs’), while the communists went on, after 1949, to develop their own special language of abuse and dehumanisation.

As Fenby shows in excruciating detail, both Nationalists and communists not only massacred each other, but were riven by internal splits which led to pogroms and mass liquidations of their own sides. People couldn’t just agree to disagree (and what a beautiful achievement of English civilisation that phrase seems in this context): they felt compelled to exterminate the ‘capitalist roaders’ or ‘communist dogs’ on their own side.

For, as Fenby shows, from Tiananmen Square in 1989 to this day, the Chinese communist party leadership, despite having transformed their country into a peculiar type of state capitalism, is still incapable of managing dissenting voices and opinions. From mass movements like the Falun Gong, to the wishes of the Tibetan people kindly not to have their culture destroyed, to the Muslim separatists of Xinjiang, through to individual dissidents like the high-profile artist Ai Weiwei – there are no mechanisms for dialogue, there never have been: there is only the language of demonisation and total repression.

This utter inflexibility buried deep in the Chinese psyche, this inability of its leaders to tolerate any form of free speech, combined with an unbending sense of their own superiority and rectitude, is the enduring characteristic of Chinese leaders and one which has plunged their country again and again and again into bloodshed and terror on an unimaginable scale.

This book covers the 170 years from 1850 to the present. It feels like it skimps a bit on the earlier years – not telling me much more about the vast, calamitous Taiping Rebellion (1850-64) that I hadn’t learned from John Keay’s history of China – in fact it made me wonder whether there’s a good up-to-date history devoted to just the Taiping Rebellion, it’s such an extraordinary event.

So it’s only really in the 1870s and 80s that Fenby’s book hits its stride, the text becomes increasingly detailed, that you feel you are beginning to get to grips with the minutiae of the period, and to get a feel for the enormous cast of characters. In particular you get a good sense of how the later 19th century in China rotated around the figure of the cunning dowager empress Cixi and the constellation of young emperors and courtiers who circled round her.

As with Keay’s book, there is no point trying to summarise such a vast and complex history. Instead, I’ll give a basic timeline and then highlight a few of the thoughts and issues that arose.

China timeline

  • 1644 to 1912 Qing Dynasty Although the Qing rulers adapted quickly to traditional Chinese rule they were ethnically different from the majority of the native, Han Chinese, hailing from Manchuria in the north. This provided a pretext for all sorts of nationalist Han rebellions against Qing rule from the 1850s onwards. The later Qing emperors are:
    • Emperor Xianfeng (1850 – 1861)
    • Emperor Tongzhi (1861 – 1875)
    • Emperor Guangxu (1875 – 1908)
    • Emperor Xuantong (1908 – 1911)
  • 1850 to 1864 Taiping Rebellion – led by a religious zealot, Hong Xiuquan. Convinced he was Jesus’s younger brother, Hong whipped up his followers to expel all foreigners, which included not only westerners but the ‘alien’ Manchu dynasty. Wherever they triumphed, they massacred Manchus, and established a reign of terror based on countless public beheadings. The Taiping Rebellion was the bloodiest civil war and the largest conflict of the 19th century, and one of the bloodiest wars in all human history, with estimate of deaths ranging as high as 70 million, although more often set are a more reasonable 20 million. ‘Only’ 20 million.
  • 1894 to 1895 First Sino-Japanese War Fought over possession of Korea, until then a Chinese vassal state, to secure its coal and iron and agricultural products for Japan. The Japanese seized not only Korea but the Liaodong Peninsula and Port Arthur, within marching distance of Beijing, as well as the island of Taiwan.

Japanese soldiers beheading 38 Chinese POWs as a warning to others. Illustration by Utagawa Kokunimasa

  • 1898 The Guangxu Emperor’s Hundred Days’ Reform is stopped in its tracks and reversed by the Dowager Empress Cixi.
Empress Dowager Cixi, maybe the central figure of the last 50 years of the Chinese empire

Empress Cixi, the central figure of the last 40 years of the Chinese empire

  • 1899 to 1901 The Boxer Rebellion – Han Chinese rose up against foreigners, the highlight being the siege of the Western embassies in Beijing.
  • 1911 Anti-Qing rebellions break out accidentally and spread sporadically across China with no single unifying force, just a wave of local strongmen who reject Qing rule.
  • 1912 The last Qing emperor abdicates – Temporary presidency of republican hero Dr Sun Yat-sen.
  • 1912-1915 presidency of General Yuan Shikai, a military strongman who works through a network of allies and placemen around the provinces. Power goes to his head and he has himself declared emperor of a new dynasty, before dying of blood poisoning.
  • 1916-1928 The Warlord Era – China disintegrates into a patchwork of territories ruled by local warlords, creating a ‘meritocracy of violence’.
  • 1919 May 4th – Student protests against the humiliating terms of the Versailles peace Treaty (China, who sent over 100,000 coolies to help the Allies, was given nothing, while Japan, who did nothing, was given all the territory previously held by the defeated Germany, including territory in the province of Shandong, birthplace of Confucius, creating the so-called Shandong Problem).
  • 1919 October – foundation of the Kuomintang (KMT) or Nationalist Party of China, a right-wing reaction against the pro-democracy 4th of May movement, which emphasised traditional Chinese values and, led by Chiang Kai-Shek in the 1920s and 30s, went on to form the nearest thing to a government China had, until defeated by the communists in 1949.
  • 1921 Inspired by the Fourth of May protests against imperialism and national humiliation, the Communist Party of China is formed with help from Russian Bolsheviks.
  • 1937 to 1945 Second Sino-Japanese War (see the book about it by Rana Mitter).

Themes and thoughts

Mass killing

Wow, the sheer scale of the the numbers who were killed. In the hundred and ten years from the Taiping Rebellion to the Cultural Revolution, maybe 100 million Chinese died unnatural deaths, actively killed or dying from avoidable starvation or drowning. The Taiping Rebellion itself was responsible for maybe 20 million deaths. The war with Japan caused another 14 million or so. Mao’s famine and general mismanagement maybe 45 million. 45 million.

Even what sound like fairly minor revolts in cities and towns, rural disturbances, seem to result in thousands of deaths almost every year. Every dozen or so pages Fenby quotes another western journalist arriving at the scene of another massacre by the Taiping rebels or Boxer rebels or warlord rebels, by the imperial forces or Muslim rebels, by the Nian or the nationalists or the communists – and finding the city razed to the ground and the river choked with corpses.

  • In 1895 James Creelman of the New York World finds Port Arthur devastated and the unarmed civilians butchered in their houses, the streets lined with corpses and heads stuck on pikes by the rampaging Japanese army (p.51).
  • In 1900 Richard Steel witnessed the aftermath of Boxer rebels’ attempt to take the foreign section of Tianjin, where they were mown down by Japanese and Russian soldiers, leaving the city in ruins and the river choked with Chinese corpses (p.90).

Brutality

Being made to kneel and have your head sliced off with a scimitar was a standard punishment for all sorts of crimes. As the empire crumbled and was subject to countless rebellions small and large across its vast territory, their suppression and punishment required an astonishing number of Chinese to chop each others’ heads off.

The Mandarin in charge of suppressing the Taiping Revolt in Canton boasted of having beheaded 100,000 rebels (p.22). During the 1911 revolution the new governor of Sichuan had his predecessor decapitated and rode through the streets brandishing his head (p.121).

Arms tied behind their backs, forced to kneel in big public gatherings, then head sliced off with a ceremonial sword

Arms tied behind their backs, forced to kneel in big public gatherings, head sliced off with a ceremonial sword. The Chinese way.

Resistance to change

I was staggered by the absolute, dead-set determination from top to bottom of Chinese society to set its face against modernisation, industrialisation, liberalisation, democracy and all the other new-fangled ideas from the West, which it so despised. From 1850 to about 1980, all Chinese governments were determined to reject, deny, censor and prevent any incorporation of corrupt, decadent, capitalist Western ideas and techniques.

As John Keay remarked in his history, a central characteristic of the Chinese is an ingrained superiority complex – their leaders, from the emperor to Chaing Kai-shek to Mao, just know that China is the centre of the world and is superior to the whole of the rest of the world, all evidence to the contrary notwithstanding.

Fenby describes the late-imperial world as ‘a system which was not designed to accommodate, let alone encourage, change’ (p.38.) As the late 19th century reformer Li Hongzhang admitted in 1884:

‘Affairs in my country have been so confined by tradition that I could not accomplish what I desired.’ (p.41)

The first railway in China, built by the British in Shanghai, was bought by the local council who had the rails torn up and the station turned into a temple. Railways interfered with feng shui and local customs, they brought in foreign devils. Like every other western innovation – i.e. like every single aspect of the modern world – they were resisted hammer and tongs by Chinese at all levels. As an edict from the Guangxu Emperor’s Hundred Days’ Reform put it, China was afflicted by:

‘the bane of the deeply-rooted system of inertness and a clinging to obsolete customs.’ (p.67)

Reformers were always in a minority, within the court itself, let alone in a country overwhelmingly populated by illiterate peasants. Which explains why it took China about 100 years – from the 1880s when it began to grasp some of the implications of capitalism – until well into the 1980s, to even begin to implement the basics of economic and technological reform.

Fenby’s immensely detailed picture takes account of the endless war, violence and conflict China was caught up in. But what comes over most strongly is the way Chinese of all ranks and levels of education didn’t want it – western ‘democracy’, ‘free speech’, competition, egalitarianism, innovation, entrepreneurism, disruptive technologies.

没有! Méiyǒu! NO!

Foreign devils

Rana Mitter’s book about the China-Japanese war contains a surprising amount of anti-western and anti-British feeling and he frequently refers to the ‘unequal treaties’ of the nineteenth century between European powers and a weakened China, but since his book is about the war of the 1930s, he doesn’t give a lot of detail.

Fenby’s book by contrast covers exactly the period of ‘unequal treaties’ (where European countries took advantage of China’s weakness to get her to sign away rights to trade, to give foreigners legal immunity from any kind of wrongdoing, handed European countries entire treaty ports like Hong Kong and Macau) gives a lot more detail, and really drills home why the century from 1840 to 1940 was a period of sustained national humiliation for the Chinese – it is in fact known as ‘the century of humiliation’ or ‘the hundred years of national humiliation’.

Basically, Westerners imposed an unceasing stream of treaties designed, initially, to create special trading cantonments on the coast, but which one by one encroached further inland, ensured Westerners were exempt from Chinese law (in effect, free to do what they wanted) and could force trade with the Chinese on unfavourable and biased terms.

Moreover, there were so many foreign nations each scrambling to get a piece of the action in China – most obviously trading basic commodities but also competing for the broader opportunities which opened up later in the 19th century, for example, building railways or setting up banks.

I hadn’t realised how many western countries queued up to get their slice of the action. I knew about the usual suspects – Britain with its powerful navy, and France encroaching up from its colony down in Indo-China i.e. Vietnam-Laos. But Bismarck’s unification of Germany in the 1870s announced the arrival of a new, more brutal competitor who was determined not to miss out in either Africa or China.

And Fenby makes clear that, more than all the others, the Chinese feared neighbouring Russia because of its steady expansion into Manchuria and the North of China:

The British, French and Germans were a constant irritant, but the Tsarist empire and its communist successor represented a much greater territorial threat to China. p.31

And above all, the Chinese should, of course, really have been most scared of Japan, another ‘divine empire’, which turned out to be by far its worst destroyer.

I was startled when Fenby gives the process the overall title ‘the Scramble for China’, since this is a term usually reserved for the European ‘Scramble for Africa’ – but as he piled example on example of the countless unequal trading deals, the intimidation of Chinese authorities with gunships and punitive armed raids by European armies, I came to realise how true it was, how carved up, humiliated and exploited China became – and so why getting rid of foreigners and foreign influence came to be such a dominating strand in the mindset of early 20th-century Chinese intellectuals and revolutionaries.

'China - the cake of kings and emperors' French political cartoon by Henri Meyer (1898)

‘China – the cake of kings and emperors’ French political cartoon by Henri Meyer (1898)

The ratcheting effect

A key element of the unequal treaties was the way each of the European nations was able to out-trump the others… and then all the others demanded parity. Some German missionaries were harmed in a remote province? Germany demanded reparations and increased trading rights. At which the British, French, Russians and Americans all demanded a similar ratcheting up of their rights and accessibility. Some British merchants were attacked in Canton? The British sent in gunboats, demanded reparations and the rights to entire industries – and all the other European nations then demanded parity or they’d send in their gunboats.

So it went on with an apparently endless ratcheting up of the legal and commercial privileges and the sums of cash demanded by the rapacious Europeans.

Unequal treaties

  • 1839 to 1842 The First Opium War leading to the 1842 Treaty of Nanjing – granted an indemnity and extraterritoriality to Britain, the opening of five treaty ports, and the cession of Hong Kong Island
  • 1844 The Treaty of Whampoa between France and China, which was signed by Théodore de Lagrené and Qiying on October 24, 1844, extended the same privileged trading terms to France as already exacted by Britain
  • 1845 The Treaty of Wanghia between China and the United States, signed on July 3, 1844 in the Kun Iam Temple.
  • 1856 to 1860 The Second Opium War pitting the British Empire and the French Empire against the Qing dynasty of China.
  • 1858 – British attack on Canton after Chinese sailors were arrested aboard a ship carrying the British flag. British houses were burned and a price put on the heads of foreigners. British forces secured Canton. British and French forces attacked Tienjin, the coastal area east of Beijing. The westerners marched on Beijing and burned down the emperor’s Summer Palace (1860), among the looters being Charles Gordon, later to make his name at Khartoum. In the final peace treaty the allies were paid a large indemnity, trading concessions and Russia was given 300,000 square miles of territory in the far north!
  • 1884 to 1885 The Sino-French War, also known as the Tonkin War, in which the French seized control of Tonkin (northern Vietnam).
  • 1895 Treaty of Shimonoseki ending the first Sino-Japanese war cedes to Japan Taiwan, the Pescadores islands and the Liaodong Peninsula, along with an indemnity of 16.5 million pounds of silver as well as opening five coastal ports to Japanese trade.

Fenby’s account makes vividly and appallingly clear the treadmill of endless humiliation and dismemberment which educated Chinese felt their country was being remorselessly subject to. And the hypocrisy of the Western nations who went on about ‘democracy’ and ‘human rights’, while all the time lining their pockets and showing no morality whatsoever.

Western advantages

All that said, the Chinese needed the West and Fenby (thankfully) paints a nuanced and complex picture. Just as not all Chinese were pigtailed ignoramuses, so not all Westerners were hypocritical exploiters. A shining example is Robert Hart, an Ulsterman from a poor family, who rose to become the head of the China’s Customs Service, just one of many Westerners employed by the imperial court for their (Western) knowledge and expertise. Hart ran the service from 1863 to 1911 and transformed it from a corrupt, antiquated and inefficient sinecure into a well-run organisation which ended up being one of the main contributors to imperial finances. He became a byword for honesty and dependability, and was awarded a number of China’s highest honours.

Hart’s story reminds us that it is a complicated world, then as now, and that many Westerners made significant contributions to China, establishing a range of businesses, banks, building railways, developing areas of the economy. If there was a lot of shameful gunboat diplomacy, there was also a lot of genuine collaboration and contribution.

Fleeing to the West

It is also notable the number of times that native Chinese reformers, dissidents, disgraced court officials and so on fled to the European ports to find sanctuary. Here they found law and order, cleanliness and hygiene which, if not perfect, were vastly superior to the dirt, zero plumbing and violence of their native China.

In 1912, as revolutionary violence swept China, many members of the Imperial court took refuge in the foreign compounds. After the Tiananmen Square ‘Massacre’ of June 1989, as many of the student leaders as could manage it fled abroad, most ending up in America, for example prominent student leader Chai Ling who went on to head up a successful internet company. Plus ca change…

The Japanese

‘As we entered the town of Port Arthur, we saw the head of a Japanese soldier displayed on a wooden stake. This filled us with rage and a desire to crush any Chinese soldier. Anyone we saw in the town, we killed. The streets were filled with corpses, so many they blocked our way. We killed people in their homes; by and large, there wasn’t a single house without from three to six dead. Blood was flowing and the smell was awful. We sent out search parties. We shot some, hacked at others. The Chinese troops just dropped their arms and fled. Firing and slashing, it was unbounded joy. At this time, our artillery troops were at the rear, giving three cheers [banzai] for the emperor.’
– Diary of Japanese soldier, Makio Okabe, describing the capture of Port Arthur, November 1894

Multiply this several million times to get the full impact of what it meant to be a neighbour of Imperial Japan in the first half of the twentieth century: Korea, Manchuria, mainland China all benefited from Japan’s goal of building a glorious Asian empire. This is described at great length in Rana Mitter’s history of the China-Japanese war and there are regular scenes of such stomach-churning violence as to make you want to throw up your last meal.

Maoist madness

The madness of the Mao Zedong era is described in my reviews of Frank Dikotter’s book:

But Fenby dwells at length on the paranoia and crazed whims of the Great Helmsman, with results that eclipse the horrors of the late Qing Empire. The famine which resulted from his Great Leap Forward policy (1958 to 1962) resulted in anything from 30 to 55 million deaths. And that’s before the separate category of deaths actively caused by the security forces implementing their brutal policy of forced collectivisation. Madness on an epic scale.

Plus ça change…

Countries are like people, they rarely change. The modern history of Chinese history is a fascinating case study. Again and again Fenby points out that certain patterns of behaviour recur and recur, the most notorious being the attempt to impose reform of Chinese society from the top, reform which threatens to get out of hand, and then is harshly repressed, followed by a period of harsh control. As predictable as a, b, c.

Thus his description of a) the attempted reforms of the Guangxu Emperor in 1898, which b) began to get out of hand c) were brought to an abrupt halt by the power behind the throne, the Dowager empress Cixi, eerily pre-echo a) Mao’s unleashing of revolutionary change from above in the Cultural Revolution b) which by the 1970s even the Mad Helmsman realised was getting out of hand and c) so he repressed.

Or the way the a) very mild liberal reforms begun by Deng Xiaoping in the 1980s led to b) the unpredictable outburst of student protests in Tiananmen Square which the party hierarchy tolerated for a few weeks before c) brutally suppressing it. a, b, c.

To this day the rulers of China daren’t institute anything like real democracy because they know the chaos they would unleash, they remember the history of the Warlord Era, indeed the terrifyingly violent 20th century history history this book describes. Maybe such a vast and varied terrain, containing so many ethnicities and levels of economic development, can still only be managed by a really strong central authority?

And the more you read and learn about the Chinese history of the past century – the more you sympathise with them. Fenby’s long and gruelling narrative ends with the repeated conclusion that China’s rulers are as repressive as ever – indeed, given the arrival of the internet, they are able to practice surveillance and social control of their populations which previous dictators could only have dreamed of.

And yet they are all too aware that they are sitting astride a bubbling cauldron of vast social inequality, political corruption, popular resentment, ethnic division (most obvious in Tibet and Xinjiang but present among a hundred other ethnic minorities), and the pressures and strains caused by creating a dynamic go-head 21st century economy controlled by a fossilised, top-down, 20th century Leninist political structure.

This is an extraordinarily insightful and horrifying book. Anybody who reads it will have their knowledge of China hugely increased and their opinion of China and the Chinese irreparably damaged.


Other reviews about China

The Kindness of Women by J.G. Ballard (1991)

The Kindness of Women was marketed as the ‘sequel’ to Ballard’s bestselling autobiographical memoir, Empire of the Sun, his long and gruelling account of the harrowing years he spent in a Japanese internment camp, having been captured and separated from his parents in war-torn Shanghai, but a careful reading suggests it is anything but an ‘autobiography’ and in fact much more like an extremely carefully composed novel which simply incorporates some themes from his life.

Empire of the Sun

Empire of the Sun had a tremendous unity of subject, time and location – starting in Shanghai just at the outbreak of hostilities with Japan, devoting most of its text to the harrowing experiences and degradations of the prison camp, and ending with a section about the strangeness of the war’s abrupt end – after the two atom bombs were dropped on Japan – and the dreamlike unreality of returning to his pukka, middle-class home at their comfortable home in Shanghai’s International Settlement.

It ends with Jim and his mother leaving Shanghai on a boat with other British mothers and children, bound for an England he had never seen, and so covers his life from just the ages of 11 to 15.

One of the many striking things about Empire of the Sun for seasoned Ballard fans was that… it wasn’t science fiction. It felt like a complete break with the past, with his previous dozen or so novels and scores of short stories, in being based on actual, sensible, real world events.

And yet, in another way, it was of a piece with his previous work in that it gave away or revealed the sources of, his entire worldview.

In the first part of the book the narrator, young Jim, describes the exotic phantasmagoria which was 1940s Shanghai, with its foreign people, food, smells, behaviour and casual brutality (public stranglings) in which he is a permanent outsider, where he is the spectator at wonderful and strange scenes – just as the protagonists of so many of his stories are.

And then, of course, the main part of the text, the description of life in the internment camp, is a prolonged portrait of nominally polite well-educated chaps and chapesses going to pieces, reverting to utter torpor or feral behaviour, while young Jim is permanently starved, covered in sores, feverish and over-excited

That more or less describes the behaviour of the protagonists of the key, hard-core Ballard stories and novels, from The Drowned World to High Rise, especially in the novels which almost all describe the same narrative trajectory – the decline and fall of an individual, or a small group of people, into malnutrition and madness.

In its final scenes Empire of the Sun reaches a hallucinatory intensity as Jim accompanies the other dying internees on a long death march across the Chinese countryside towards another internment camp up country, in which scores of exhausted, ill and dying Brits fall away at each rest stop.

Eventually they arrive at the bizarre setting of an abandoned Olympic sports stadium which has been packed with loot from Shanghai by the conquering Japanese and it is here, more dead than alive, that Jim sees a strange light cover the sky which, he later learns, was the atom bomb exploding over Nagasaki which brought the war in the Pacific to an end, and saved the lives of the remaining internees.

So then, it is a very focused narrative, written with delirious intensity.

The Kindness of Women

The Kindness of Women has many of the same qualities of its predecessor, but is much more diffuse. Basically it’s much broader and wider, covering the whole of the rest of Jim’s life, starting a little before the events described in Empire of the Sun (in starts in 1937, the year the Japanese first attacked China, as opposed to Empire which starts in 1941) and then proceeds up until more or less the time of its writing, in the late 1980s.

No autobiographer can simply describe everything they’ve said and seen and done. Instead you have to choose what to describe, and The Kindness of Women takes this very much to heart. It is very episodic. Each of the seventeen chapters zeroes in on a particular period or moment, on key incidents in Ballard’s life, and gives us a good 15- or 20-page tour of it, before moving briskly on to the next key moment or period.

Thus it has far less unity of time and place, and is therefore less focused and intense than Empire of the Sun. That book was seen entirely from young Jim’s point of view, and he was weak and malnourished even before he entered the camp thanks to spending several months on the run – so it is characterised by a) being seen just from Jim’s point of view and b) Jim being almost continuously feverish and hallucinatory.

By contrast, in most of The Kindness of Women a) the narrator is not just about to faint from exhaustion and malnutrition, and b) it features other people, normal people, people who weren’t locked up during the war, who aren’t suffering from post-traumatic stress disorder, and so who ground the story, contextualise and normalise it, as we follow Jim becoming a medical student, learning to fly in Canada, getting married, having children, going on holidays to Spain, and so on.

That said, the trauma of those years, and how the narrator copes with it, remains a central theme, in fact, as the narrative unfolds, you it is increasingly drummed home that the narrator has never really been able to get away from his early trauma. In this respect, as several others, it’s a less melodramatic but more moving narrative than Empire.

It is also episodic in the sense that the chapters really feel like episodes. Each one has the depth and artistic arrangement of short story. Each chapter or section features a central theme, with several sub-themes arranged around it to counterpoint each other, like a piece of classical music.

The same goes for the recurring characters. When we first meet his boyhood friend in Shanghai, David Hunter or the teenage girl, Peggy, who looks after him in the internment camp – or a little later, at Cambridge, Dr Sutherland and his sixth form assistant Miriam – little do we suspect that these characters will recur throughout the rest of the book, popping up at key moments and coming to assume larger-than-life roles, becoming almost allegorical figures which represent certain types of human experience and behaviour.

The more you read on, the more carefully and artfully contrived you realise the book is, a selection of representative scenes, each composed and arranged very carefully, featuring representative types, so that it becomes not just the retelling of a life, but something much more elaborately wrought: something like the explanation or rationalisation or justification of Ballard’s complex and bizarre worldview.

Not only do key events explain his attitudes and beliefs, but they also justify his aesthetic strategies towards them. I realised this in the chapter about car crashes which is centred on the exhibition of crashed cars Ballard put on in 1969, when I noticed that the vocabulary and phrasing of the chapter was suddenly echoing the phrases he used with such intensity in the novel Crash.

So you not only pass through episodes in his life which are relevant to the fiction, it’s as if elements of his prose style change and alter to incorporate the phraseology of the stories and especially novels which he wrote during that period. If the Crash chapters reads like an excerpt from Crash, with all its references to raked dashboards and jutting binnacles, so the chapter in which he takes LSD reads like the novel The Unlimited Dream Company in its images of light, super-colour, and so on.

I’m suggesting that the book not only takes you through the episodes which inspired many of his stories, it also (subtly, not blatantly) takes you through the many styles he has used.

Maybe the biggest surprise about the book is that it contains next to nothing about how he wrote his books, where the ideas came from, about his struggles as an unpublished author, the first short stories, the commission for the first novel, pride at being published, the critics, his involvement in what was quickly called the New Science Fiction, his manifesto about exploring Inner Space and so on.

There is nothing about any of that, or the craft of writing, or how many hours a day he puts in, or meetings with other writers, or writer or artist friends, his ideas about what science fiction is, or fiction in general, or art – nothing.

Writing that, I suddenly realise how narrow the book is, narrow and very focused. It only really features a handful of other characters – the ones mentioned above – and insofar as they keep bumping into each other at various stages of their lives, I realise that are, in a sense, walking embodiments of how to cope with trauma and troubled childhoods.

It’s as if Ballard is arranging and positioning the same characters into different painterly compositions, or posing the same half dozen people for the same sort of group photo which they take every couple of years over a forty year period.

By the end I wondered whether anything in this book actually happened, and whether any of these handily emblematic ‘characters’ ever existed.

The more I think about it, the more obvious it seems that The Kindness of Women is much, much more like a novel in conception and execution, than any kind of autobiography. And it is a novel about the lifelong impact of childhood trauma.


Part I – A Season For Assassins

Chapter 1. Bloody Sunday

The narrator is seven years old. He describes a 7-year-old’s eye view of Shanghai, a great deranged city of the future. His nanny is 17-year-old White Russian refugee Olga. His best friend is David Hunter. They both like making model airplanes and along with other boys engage in epic games of hide and seek across the vast metropolis. Jim loves seeing the Hell-Drivers, American dare-devils who crash their Fords and Chevrolets through flaming wooden barricades. Every morning municipal trucks collect the bodies of the hundreds of Chinese who have died during the night.

The Japanese invade China and Chinese Nationalist leader Chiang Kai-shek makes Shanghai – or the country just around it – one of his battlefields. Chinese planes fly overhead bombing the Japanese military barracks and the Japanese ships in the harbour.

One of them panics and drops a bomb just by the Great World Amusement Park, which kills just over a thousand civilians, mostly Chinese refugees. Shanghai natives are proud of the fact that this is the biggest death toll from one bomb in the history of human warfare.

Jim is caught in the bomb raid, he hears someone shouting his name, it is the Australian nanny of his rich friend David, calling from their chauffeur-driven car. More bombs fall, he is pulled to safety in a doorway by a British soldier. When he re-emerges and goes over to the car he sees the nanny slumped forward in the front seat of the car, young David in the background staring traumatised into space.

Violent death in cars, trauma, staring blankly, psychotic states of mental withdrawal from traumatic events – it all starts here.

Later the Europeans organise an outing to one of the battlefields outside the city, once the fighting has moved far away. Ladies with parasols walk among the wrecked trenches, among the equipment and ammunition and corpses littered everywhere. Jim hears David tittering to himself, a peculiarly disturbed sound, and sees his ‘jarred eyes’ beneath his fringe.

Chapter 2. Escape Attempts

Jump forward to Jim’s experiences in the Lunghua internment camp described so extensively in Empire of the Sun. It would be tempting to think Ballard is rehashing old ground but having finished the whole book, I realise now that these scenes are vital to his artistic purpose – which is to show the unerasable impact of early-life trauma.

We are introduced to other internees, especially 14-year-old Peggy Gardner, taller than Jim, thin, sensible, who tries to calm Jim’s permanent state of over-excitedness. He often slips into ‘hunger reveries’. He is often feverishly over-excited. Pretty much the whole of his subsequent writing career will be devoted to obsessively repeating and re-examining these extreme mental states.

His relations with Japanese soldiers Private Kimura and Sergeant Nagata.

His obsession with planes and flying, expanding on the model airplanes he and David built, his admiration of the American Flying Tigers who fought for Chiang Kai-Shek’s Nationalists, but his equal admiration for the Japanese pilots he sees taking off through the camp fence from nearby Lunghua airport.

The reversal of values by which young Jim admires the Japanese soldiers for their discipline and efficiency and also, somehow, for their unpredictable violence. He admires the American prisoners in the camp for their laid-back, can-do spirit, their glossy American magazines, their confidence that America will win the war and they’ll soon be released.

Jim reserves his contempt for the British, mostly sunk in torpor and indifference, slow to make anything happen, but quick to scold and nag. The narrator repeats the insight from Empire of the Sun that the authority of the British Empire was irreparably damaged when the British forces at Singapore surrendered. Every colonised people in Asia immediately realised the British Empire’s days were numbered.

One night Jim is breaking into the brick-built food store, slowly scratching away at the mortar and removing one brick at a time, when the Jap guards send up a flare and reveal half a dozen Brits amid the camp wire trying to escape. Jim gets caught up in the roundup of the escapees. One of them is his boyhood friend David Hunter.  They are taken to the Jap barracks to be interrogated by camp commander Mr Hyashi, a former diplomat. Jim watches brutal Sergeant Nagata slapping and punching the escapees, sees the blood on David’s blonde hair and the bruises forming on his face.

Jim escapes severe punishment because he knows how to immediately kowtow to the Japs and say the right thing, namely that he likes it in Lunghua camp and wouldn’t dream of escaping, which is in fact true.

Chapter 3. The Japanese Soldiers

The war ends. Rumours sweep the camp of an American superbomb. The Japanese guards disappear. Jim walks out the open doors of the prison camp and describes the flat, waste lands around it, rice paddies and canals stretching for miles.

15-year-old Jim plans to walk back to Shanghai and the home of his parents. The eeriness of the empty landscape, apart from a few dead bodies, is brilliantly captured. Over it all hangs a strange uncanny light, which Jim associates with the light from the bomb. Ballard’s obsession with nuclear weapons starts here. Later he was to learn that the Japs had planned to march them inland to a death camp where they would have been liquidated. This didn’t happen because the Americans dropped the bomb.

In other words, J.G. Ballard owed his life to the dropping of the atom bombs on Hiroshima and Nagasaki, so when anxiety about the atom bomb and then the hydrogen bomb steadily grew through the 1950s and 60s he was utterly conflicted: on the one hand sharing the acute anxiety of everyone else that the world might be ended by a nuclear holocaust; at the same time owing his actual existence to the very technology which might at any second wipe out mankind.

You can see why the protagonists of so many of his stories are obsessed with the bomb and with the nuclear test sites at places like Enewatak atoll, epitomised by the extremely disturbing story The Terminal Beach. It’s because they all seek to resolve the contradiction of Ballard’s experience, but never can.

Jim stumbles up to an isolated rural station on the railway line and before he can stop realises it is occupied by four Japanese soldiers. Jim knows about Japanese soldiers. Show respect. Never run. Never show fear. Never argue or disagree.

While three of them potter about or lie with their backs against the wooden station building, one of the Japanese soldiers is slowly tying a Chinese peasant to one of the pillars holding up the roof. Slowly coiling him in telegraph wire they’ve cut down from nearby posts. Jim is forced to watch as the Chinese man is slowly bound and garrotted to death, and every second of his agony, and his imploring eyes, and his gargled noises are imprinted on Jim’s mind, in the hot noonday sun, and the complete silence of this abandoned station.

Time has stopped. This action means nothing. The Japanese know that they are dead and so nothing they do matters.

This scene, this moment and this event, the meaningless death of an unknown citizen which he is forced to watch in silence and stillness for over an hour, under a strange white sky, in an alien landscape – the memory of this scene recurs again and again later in the novel as a symbol for the nexus of inarticulable traumas Jim, and the other camp inhabitants and, by extension, millions of victims of the war, suffered.

For no particular reason, the Jap soldiers let him go and Jim stumbles along the railway lines finally reaching Shanghai and stumbling towards his boyhood home where he is reunited with his parents, who have survived the war at a different camp.

Things are restored to ‘normality’. Jim goes cruising the city with David Hunter who, he discovers, has developed a precocious taste for picking up Eurasian prostitutes and somehow making them so furious that they attack him in a mad frenzy. That’s the bit he wants. Replaying endlessly the beating he got in the camp from Sergeant Nagata.

Then Jim and his mother sail back to England. Even at the last moment, on the last page of the China section, Jim witnesses atrocity. The steamer they’re on passes an American landing craft and the homebound passengers see it is full of Japanese soldiers on their knees, wrists tied behind them, and they are being chivvied onto the beach by armed American soldiers towards a line of Chinese soldiers who have bayonets attached to their rifles and are waiting to bayonet the Japanese to death.

Part II – The Craze Years

I was marooned in a small, grey country where the sun rarely rose above the rooftops, a labyrinth of class and caste forever enlarging itself from within. The English talked as if they had won the war, but behaved as if they had lost it.

Chapter 4. The Queen of the Night

Ballard is a medical student at Cambridge and his work there is epitomised by the Dissection Room. Groups of students are allotted a cadaver and Ballard’s group is the only one to get a woman. Everything else that happens in this chapter is counterpointed by Ballard’s poetic descriptions of how this woman’s body is slowly flayed, the layers peeled back to reveal fat, muscle, tendons and then the vital organs, and he nicknames her the Queen of the Night, and is aware of a sort of psychological hold she has over him.

Ballard doesn’t like Cambridge, he certainly despises everything about his college (King’s College, the oldest and grandest college in Cambridge), disliking the daily madrigal singing in the chapel, seeing the whole place as a kind of flea-ridden tourist attraction.

‘It’s a glorified academic gift shop for American universities, where they can buy some quaint little professor for a few dollars. You need to be a tourist or an au pair girl top get the best out of it.’ (p.104)

That was in the early 1950s. Later, in 1978, he thinks:

Cambridge had expanded into a complex of industrial and science parks, ringed by monotonous housing estates and shopping precincts. At its centre, like the casbah in Tangier, was the antique heart of the university, a stopover for well-disciplined parties of Japanese tourists stepping from their TV-equipped German buses. As an undergraduate I had prayed for a new Thomas Cromwell who would launch the dissolution of the universities, but mass tourism had accomplished this, overwhelming the older European universities as it would soon destroy Rome, Florence, and Venice.

The narrator is desperate to escape the confines of college and get out to see the American bombers at the vast new airfields built across East Anglia for the fleets of bombers carrying nuclear weapons, and is hypnotised by the sight of rich American USAAF officers driving round in their huge shiny American cars, Chryslers and Oldsmobiles.

Again, this theme is reprised towards the end of the book in a way which sheds light on his lifelong obsession:

I parked in a narrow lane and stared through the perimeter fence at the worn concrete beside the nuclear weapons silos. The unsung and unremembered cement was more venerable than all the primped and polished stone of the university. The runways were aisles that led to a more meaningful world, gateways of memory and promise.

Jim sees Peggy, the scrawny teenage girl who helped him so much in the camp, came home on the same ship, and blossomed at her girls boarding school in Sussex. She pops up to Cambridge where the carries on being an older sister, chiding him about his scruffiness, his anti-Cambridge attitude, his obsession with Americans and the bomb. They discuss all this in terms of their experiences at Lunghua camp.

He meets an academic, a psychology professor Dr Richard Sutherland, who studied in America, has an American car, he has a pilot’s license and at weekends flies a gypsy moth, it’s even rumoured he’s been on television! He is ‘fast’, meaning trendy, before the word or concept had been invented.

One of his assistants is a girl still in the 6th form of her school, but knowing and sexy, Miriam who wears stylish American underwear and, he thinks, is probably sleeping with the Prof.

Nonetheless, Miriam seduces young student Jim into an affair and we have one of the first of what will be many, many coolly clinical anatomically precise descriptions of sex which includes what you might call unusual features, him placing his penis against her breast, kissing her armpit, her steering his fingers towards her anus.

Something about their combination of extreme sexuality and extreme clarity and calculation makes them very erotic, but the way that he describes with every one of the women in the book in the same clinical and geometric style made me wonder whether the sex scenes, like possibly everything else in the book, is stylised and contrived and completely untrue.

They make an odd trio: the trendy psychology professor, the haunted student and the sexy schoolgirl, driving out to the American air force bases to watch the nuclear bombers taking off and landing. Characters from an archetypal Ballard story, while the English around them seem remote and alien, p.94.

Chapter 5. The Nato Boys

Jump forward a few years and we learn that Jim has quit medical school and enrolled in the RAF. Still, as we readers know, Ballard will remain obsessed with the role and character and social position of The Doctor throughout his fiction, which is packed with doctor protagonists.

Jim enrolled because he wants to fly the big bombers which will start World War Three. But instead of learning to fly in tense divided Germany, Jim and his other volunteers are packed off to the frozen tundra of Canada, to Sakatchewan, to be precise. The whole chapter is underpinned by the sense that, in the overlit fields around the Lunghua camp, in the inexplicable silence and eeriness of the landscape, Jim realised that World War 2 had ended but World War 3 had begun, except that nobody else had noticed it. (p.106)

This perceptive but deranged conviction also underpins much of his later fiction – the name-changing central figure in The Atrocity Exhibition is trying to start World War 3, except not as we know it. As a kind of display of psychological extremes.

Also I hadn’t really understood the significance for his fiction of the fact that Ballard actually trained as a pilot. Manned flight is one of the central obsessions which recurs again and again throughout his works.

Jim describes the camaraderie in the mess, the national characteristics of the different Nato pilots training there. The Turks find it hardest because of the heavy North American food (waffles, turkey and milk).

Oh and David has accompanied him, the same David Hunter we met in Shanghai, he is going to haunt the novel like Jim’s alter ego. There is a prolonged section where David Hunter takes Jim to a brothel, they get completely hammered, so drunk we find Jim reeling on a bed before throwing up into his trousers which are lying on the floor, while two prostitutes take it in turns to suck David’s penis. David always insists on watching and being watched. Later he takes one of the whores into the bathroom and somehow makes her so angry that she attacks David, really beating and slapping him around the face. Jim simply points out it’s the nearest he can come to the times Sergeant Nagata slapped him round the face. Jim meanwhile tries to tenderly stroke and caress ‘his’ whore who, he realises, is pregnant.

One of the Turks, Captain Artvin, goes missing on a training flight in the Harvard planes they use. A few days later Jim, ignoring regulations and flying freely across the frozen tundra, see what he thinks might be the cabin of a drowned plane in a lake.

Jim tells David. He goes out on a second trip, taking so long to relocate the lake that, on the way back, he runs out of fuel and crash lands his plane on a road half buried under blizzard snow. There’s a funny moment when a mink farmer drives by, eyes the half crashed plane with Jim sitting stunned in the cockpit, then drives on.

The mink farmers hate the pilots who deliberately dive and scare their animals. No love lost on the bleak Canadian tundra. Jim is disciplined at an enquiry, and realises the air force is not for him. Miriam had written him a letter saying she’d got a job on a Fleet Street paper. He wants to return to England and explore her amazing American underwear.

Chapter 6. Magic World

Jump forward and Jim has married Miriam and they have two small children. He is now living in a modest suburban house in Shepperton. He explains some of the mystique of Shepperton, surrounded by water, the River Thames and the gravel quarries.

He takes his small children to a piece of rough ground behind Shepperton Studios where there are disused props to play with and which they call Magic World.

This chapter contains very beautiful descriptions of domestic intimacy, of them making love, but it is mixed up with her first pregnancy and giving birth in the hospital which Miriam found so alienating she insisted the second one was delivered at home, a process Ballard describes with a wonderful evocation of intimacy.

They watch Prof Richard Sutherland from Cambridge, who is now a TV academic and pundit, reporting from Cape Canavarel, one of the new generation of media academics whose role, Ballard perceptively suggests, is to teach ‘the world to feel more at ease with itself’ (p.127).

David Hunter pops by. He carried on the Canadian training, served in Kenya, then flew nuclear-armed Vulcans, drifted along the fringes of private aviation, then bought an aerial photography company (p.128). He has the air of a man scared the past is going to creep up and tap him on the shoulder. Long-term post-traumatic stress. They sit up late over whiskey. David reminds Jim of his experience at the railway station. He’s going back to Shanghai, does Jim want to come with?

Jim says ‘No’. Later in bed with Miriam they discuss it. They touch and fondle and caress and discuss. It is a beautiful evocation of married life. Then her third labour begins and there is a vivid, intimate description of labour, complete with farts and piles, and then the arrival of their third child who Ballard describes with eerie precision, like a visitor from an era millions of years old.

Chapter 7. The Island

Miriam and Jim and their three small children are on holiday in Spain, a place called Ampiabravura. Jim foolishly tries to swim round the headland but is nearly run over by a ferry and ends up clambering ashore on a long isolated sandbank.

Miriam motorboats out with the kids and they discover a remote half-abandoned building, which seems to be occupied by a group of half naked hippies.

Miriam explains he’s been back in England for eighteen years and it’s become clear he’ll never feel at home here. (So if he returned in 1945 this must be 1963. He says they’ve been married for 8 years i.e. married in 1955 when Ballard – born 1930 – was 25)

There’s an extended passage describing the new sun-worshipping beach culture which was being established along the 3,000 mile littoral of the Mediterranean (a feature, a mindset of many of his story, not least The Largest Theme Park in the World from 1989). He and Miriam have very clinical sex in hotel bedrooms and bathrooms, her adopting gymnastic poses against mirrors, watching his reflection. Maybe this happened but it feels very… male.

When they return to the secret house on the sandbank, other people are there, a tall blonde man with long hair, women swimming naked. Early hippies. The man is Peter Lykiard, teaches at Regent Street Poly, there’s another couple, and a young American student, Sally Mumford. They smoke joints, they have copies of William Burroughs, Allen Ginsberg. Groovy.

Jim and Miriam’s little kids love them. Sally is very good with the kids, calls them pixies. Her father is a millionaire, owner of a Boston department store. Miriam feels like a square.

They are all now a big gang and drive to a nearby town to watch a bullfight. Predictably this triggers primeval urges of blood and violence but it triggers Sally to an outburst of insane violence, she goes into the ring at the climax of the fight, tries to ride the bull, gets lots in a melee, they later find her in the compound for bullfighters and their followers being pushed around, her clothes torn, in a daze.

Next day, back at their special beach, the kids are playing supervised by Miriam, Lykiard and the other couple are in the house, Sally comes and lies by Jim, hands him a joint and makes it clear that she is sexually available, resting her breast against his arm. When he doesn’t respond or rise to the bait she simply stands up, not insulted or aggrieved and strolls off.

On page 157 Miriam us skipping down the steps of the villa, when she stumbles and hits her head on the stone edge. The crack is so loud everyone turns. Jim runs over to her as she looks up dazed. They help her into the inflatable dinghy they use to get to and from the sandbank, she struggles to get out at the main beach, they help her to the hotel where Jim calls a doctor. A practicante arrives and at first says they’ll keep her under observation, but only minutes later calls for an ambulance, as Miriam drifts in and out of consciousness, increasingly confused. Jim accompanies her, massaging her legs as she struggles to breathe with an oxygen mask. By the time they reach the hospital she is dead, p.160.

Chapter 8. The Kindness of Women

Miriam is buried in the Protestant cemetery at Fuigueras. All his friends find it hard to look at him. He has the feeling all the women in the world are withdrawing. He packs up their stuff and drives all the way back across Spain and France with a bottle of whiskey between his thighs.

All the past he had tried to reject – all the dead of China and the war, and especially the young Chinese he saw being strangled to death – race up to stare him in the face.

Miriam’s sister, Dorothy and her husband, are waiting to greet them at the Shepperton home. He clears out Miriam’s drawer, underwear and contraceptives. Slowly he reorientates his perspectives to ready himself for a life raising three small children by himself.

In a scene of intense eroticism a hug with Miriam’s sister Dorothy turns into sex as she makes a conscious decision to console him, and partakes of very Ballardian geometric sex in which people position themselves at angles, move penises around, dangle breasts, rearrange thighs and generally come across as pornographic meccano.

Everything I’ve ever experienced of mature English women tells me a) she’d never have done it b) she’d certainly never have had the rather theoretical architectural sex Ballard describes. Can’t help thinking this is utter fantasy.

Ballard describes the everyday misandry of pretty much everyone they know, plus the school and the authorities, all of whom think a father is not capable of bringing up small children. As a househusband who brought up my small children, I encountered exactly the same prejudices in the 2000s.

‘For God’s sake, men are capable of loving their children.’ (p.171)

Peggy drops by for another one of the conversations in which she reviews his life which are a feature of the book. She is now a very self-possessed pediatrician at Guy’s Hospital. They embrace and Jim feels a stirring but Peggy pulls away. She is the sensible older sister in their relationship.

Friends and colleagues are polite, supportive, David Hunter invites him to parties and navigates him towards eligible women, but at the same time there is a conspiracy of silence: none of his friends can bring themselves to mention his dead wife.

The narrator says he almost envies JFK’s widow, at least nobody can try and sweep her grief under the carpet and, in a flash, I realise the vast psychological importance the JFK assassination must have had for Ballard. It happened in the same year his lost his wife – it was a vast public, global outpouring of grief inextricably linked to Ballard’s own domestic private grief.

An English publisher based in New York takes Ballard out to strip clubs in Soho. This gives Ballard an opportunity to mock the explicit but utterly bored, passionless routines of the porno dancers, as formalised as the routines of air hostesses running you through the emergency drill before take-off.

A friend of Miriam’s pops round while the kids are at school and in a mature, open, unembarrassed way persuades Jim to have sex with her while she’s perched on the edge of the spindryer, the vibrations, you see.

Chapter 9. Craze People

It is now the mid-60s and these are represented for Ballard by Prof Lykiard, pipe smoking, running an arts laboratory, exhibitions of Vietnam atrocities, theatre of Cruelty, Burroughs and so on. Invites Ballard to write notes for an exhibition of images based round the JFK assassination. And Sally, who drops by to play with the pixies and is at the epicentre of the 60s maelstrom, high on amphetamines, editing documentaries about warzones, attending spiritualist events, rock concerts.

Ballard is invited to read some of his works at a massive music festival in Sussex. They take the kids, Sally looks after them but she is disconcerted to discover Lykiard having it off with one of the performance artists backstage. Ballard finds her later, beyond the festival boundaries, playing with some horses in a field. Later she insists they drive to the Sussex coast and, while the children watch, she wades out dangerously far into the water, is knocked off her feet and gets into danger of drowning, until Ballard wades out and rescues her. Blankets and the sense that she is a casualty, infinitely vulnerable, psychic damage.

Later that evening, back in Shepperton, the put the pixies to bed, she is bathed and changed and their sitting on the sofa, she snuggles up to him and makes it clear she is available for sex but when it comes to it, asking to be sodomised, turning her buttocks to him, forcing her face into the pillows, offering her hands behind her back so he can grab her wrists and push them upwards, pinning her, hurting her, as she calls out: ‘Bugger me, Daddy! Beat me! Pixie wants to be buggered!’

I found this whole sequence of events intensely erotic, and at the same time you are obviously intended to realise the depth of her psychological damage, her unloving possibly abusive father, her drug addiction, her manic throwing herself into all the hectic art events of the swinging 60s.

And you also wonder, here as in so many other places, whether any of this happened, or it is entirely fictional.

Sally becomes his guide to the heady swirl of the 1960s, and to sexual liberation. He introduces her to Dick Sutherland, the TV scientist, and this allows Ballard to describe his version of the 60s, not a time of utopian hope, but an era when endless images of violence and atrocity blared from TV screens and sex was so blasted in everyone’s faces that emotion and feeling were exterminated.

This, we realise, is the milieu which produced the intense and weird texts which go to make up what I consider to be Ballard’s masterpiece, The Atrocity Exhibition for example he describes Dick Sutherland carrying out trendy psychology experiments such as submitting subjects to intense footage of war atrocities (Vietnam, Congo) and asking questionnaires about its impact on their sex lives.

Well that is exactly the subject of one of the last chapters in The Atrocity Exhibition.

Then one night she is hosting a party at her ramshackle Bayswater digs, packed with performance artists and film-makers, Dick Sutherland and Lykiard are there. But none of them can prevent Ballard stumbling into a spare bedroom where he finds Sally on her back on the quilted top of the laundry basket, her legs hoiked up round the shoulders of a young Spanish photographer whose trousers are round his hips as he steadily, strongly fucks her. Sally stares past the Spaniard at Jim, smiling happily.

That, also, is a lesson about a decade which Ballard sees entirely in terms of its psychic damage and louring threat, atrocity, nuclear war, Vietnam, theatre of cruelty, drugs and betrayal.

Chapter 10. Kingdom of Light

17 June 1967. Under the supervision of long-time friend, TV pundit and psychologist Richard Sutherland, Ballard has an acid trip, described in terms almost identical to the prolonged fantasia which is his novel, The Unlimited Dream Company. He realises that

Shepperton was a solar garden, a sleeping paradise waiting to be woken from every stone and leaf. (p.206)

which is very much the subject of The Unlimited Dream Company.

The kids are taken out by Cleo Churchill, a childrens book editor Jim’s met at one of Sutherland’s many swinging parties who turns out to live locally and be happy to babysit sometimes, and takes them to Shepperton Park by the river. In fact, later on and well into the acid trip, Sutherland takes a phone call in Ballard’s study, taking his eye off his ward, who gets up and sleepwalks, staggers through prisms of light, as far as Shepperton Park where he sees his children, but especially Chloe Churchill, transformed into a Gustave Moreau archangel, sheathed in multi-coloured lights.

By now I doubt whether anything like this happened, but it is convenient because it means whenever Chloe pops up in the rest of the book, Ballard can have acid flashbacks of her as a rainbow angel of glory.

Sutherland had pitched filming Ballard taking the acid as a programme proposal to the head of documentaries at the BBC. This brings out Sutherland’s popularity but he’s not actually a part of the machine. And the text repeats his justification of acid, namely that the world most of us perceive, made up of discrete objects, with their correct places, governed by laws of gravity and geometry and, above all, by a sense of consecutive Time, are entirely artefacts of the central nervous system and brain which we have evolved to help us cope and manage the objects, other people and other animals around us. But they aren’t the truth. Taking acid isn’t like getting drunk or stoned. It goes far deeper than that, it reveals the world the human nervous system spends most of its time hiding us from.

Having taken acid a dozen or so times I couldn’t agree more. One trip is enough to show you the absolute wonder and amazement of what the human senses are actually perceiving every second of every day – but which are repressed, turned off, ignored so we can get on with being the instrumental, purposive, time-focused animals we are.

Delete all those repressive mechanisms and you experience the central nervous system without its locks and gates, you experience ‘reality’ unleashed. More accurately, you experience the overwhelming flood of sensations which are bodies are receiving all the time, but which the evolved CNS suppresses.

From a literary point of view it’s interesting to see that Ballard uses a lot of the phraseology and imagery which made such an impact in The Crystal World i.e. everyday objects are invested with multiple-angled shards of light, as if embedded in jewels.

My arms and legs were dressed in light, sheathes of mother-of-pearl that formed a coronation armour. (p.203)

In the aftermath, everything seems grey and drab. Shepperton has exhausted itself. A few days later Peggy Gardner drops by. She is more than ever the prim, respectable, professional spinster. Predictably she disapproves of the acid trip and especially the way Sutherland uses Jim in his psychological-TV-media experiments.

But Ballard links it back to Shanghai, Lunghua and the primal scene in chapter three, the four Japanese soldiers torturing a Chinese to death while Jim looks on in terror in an alien landscape. Now, when Ballard repeats his characteristically Ballard ideas, we have a much deeper sense of where they come from.

When he speculates that war is how nations escape from time it sort of makes sense. Certainly if you’ve read British war memoirs, it’s striking how many men were drifting or unhappy, and the call-up in August 1914 liberated many of them from the sense of inevitability and duty and failure implicit in the idea of having to get a career, get on in the world etc. For the duration of the war all those worriers were suspended.

But Ballard means something deeper and expresses it with a surreal logic which is distinctively his, the notion that the Japanese soldiers wanted were waiting for the next war, and that their torture of the Chinese was an attempt to provoke the next war into starting, so they could be free again. It’s only as irrational as thousands of other religious rites and rituals and invocations and calls on the gods or the world to do what we want.

If you fully enter Ballard’s imaginative world, if you buy into his premises, if you experience his experiences – then this kind of claim makes complete sense. Otherwise, you remain on the outside.

All that said, a few weeks later Sutherland is due to pop round with another dose of acid. Jim is at the door seeing off Cleo who has, again, obligingly agreed to take the kids to Magic World, she calmly disapproves, the kids run up to Jim shouting, ‘Come on Daddy, come with us’ and… He does. Once was enough. He turns his back on Dick Sutherland’s dubious psych experiments. As they say in Trainspotting – Choose life.

Chapter 11. The Exhibition

Sally Mumford is back. She’s progressed from speed to heroin and her arms are covered in needle marks and sores, but she still lovers the kids. For Ballard she represents all the toxic hysteria of the 1960s (or Ballard has invented her as a symbol of the same):

Like so many others at the end of the 60s, that ten-year pharmaceutical trial, she thought of the media landscape as a life-support system, force feeding a diet of violence and sensation into her numbed brain. (p.215)

In fact reading that quote at the start of this chapter makes me realise that Ballard is artfully introducing his key theme. As I’ve explained in my reviews of The Atrocity Exhibition and Crash, those books contain fairly straightforward explanations of his obsession with extreme pornography and car crashes, which is that a diet of super-violent war images and atrocities (epitomised by the endless replaying of the JFK assassination) has numbed and desensitised people, so only extremes of sex and sensation can reconnect them.

Reinforcing the mood of hysteria, we are reintroduced to David Hunter who is becoming more deranged. As the years pass he seems to blame Ballard more and more for Miriam’s death. He’s never read any of Ballard’s books, pointing out that he knows the key, the master plot, already. David gives him a lift back from London and goes and parks his car outside a posh Belgravia house out of which emerges a smart little man who David then menaces with his car. It is the Japanese ambassador. And so on.

By this stage I had realised that The Kindness of Women is a kind of handbook, or set of case studies, in post-traumatic stress survivors.

David now flies vintage cars in displays. He invites Ballard and Sally and the kids to one. Although his real passion is saloon car racing at Brands Hatch. He has twice been cautioned for dangerous driving. The reader who knows their Ballard knows where this is all heading.

David is driving Sally back from the air display when they crash, near the approach to Chertsey Road. Ballard follows on later and so is slowed down by the police who are managing the traffic flow past the wrecked cars. David and Sally are both fine, unscathed, but Ballard gets a look of them posed in driving seat and back seat, both frozen in time, staring into space, covered in broken windscreen glass, described in exactly the same phrases which fill Crash.

I was struck by their self-conscious pose, like dancers arrested in an audience-catching flourish at the end of their performance…the postures they assumed within the cabin of the Jaguar, as if they were memorising for future use the exact geometry of Sally’s exposed thighs and the ribbed leather of the upholstery, the precise angle between David’s crutch and the jut and rake of the steering wheel. (p.219)

Did this ever happen? Or is it an entirely fictional recreation of the scenes and phraseology of Crash? Ballard notices the number of people who’ve stopped to gawp at the crashed cars, some of them have got cine cameras out to film the scene. It is, he realises, a new type of street theatre, hypnotic attraction to a pile-up of technology which is somehow linked to the television and its relentless diet of violence and atrocity.

Subsequently David and Sally make complete recoveries, the latter driving Jim back up to London in her dangerous MG while explaining that the thrill of driving dangerously with the ever-present risk of a crash is identical to the motivation of the bullfight (remember the bullfighting scene back in chapter 7, aha, that’s why that was there: to prepare us for this speech), updated to the late 20th century.

Sally is lost in the maze of streets in Marylebone when a sports car surges out of a side street, nearly crashes into them, and hurtles off. Ballard had just had time to grab the wheel and steer the MG out of its path, while Sally did an emergency brake.

It was David. Sally explains that he follows her around, then she follows him. They pretend to crash into each other. This is the plot of Crash. Really rammed home when Sally takes Jim’s hand, puts is between her legs so he can feel how wet she is, and they proceed to have typically clinical Ballard sex amid the clutter of steering wheels and handbrakes, while both of them are aware of David Hunter (aha! his name! was his bland name chosen to lead up to this scene all along) roams the streets of London in his fast car, hunting for prey.

Hunter is, in fact, recreating the endless games of hide and seek which Ballard described them both playing through the vast metropolis of Shanghai, back in their innocent boyhoods. Or is he? Are both fictional inventions?

Cut to the exhibition of crashed cars which Ballard staged at Dick Sutherland’s experimental Arts Theatre Laboratory for four weeks in 1969. Ballard quotes the program notes which claim the car crash is a vector focusing all the violence and anxieties of the age (not least of thermonuclear war) into an event which happens daily, killing and maiming hundreds of thousands each year, and yet which is celebrated on TV and in movies, is presented as a form of entertainment (p.226).

At the opening night the guests behave appallingly, getting drunk, throwing up on the cars, urinating on and in them, fights break out and Sally is nearly raped in the back seat of the smashed-up Lincoln, until rescued by Ballard and Chloe Churchill, who has come along to be a voice of reason amid the madness, although Ballard, typically listens to her sensible comments but sees her reincarnated as the angle of light he saw during his acid trip.

Driving back from that party, Ballard is following Sally in her MG when he becomes entranced in their game and, accidentally-on-purpose, clips the rear fender of her car. This sends her into a zig zag but Ballard loses control of his own car which, as he brakes, veers into the fast lane, one of its tyres explodes, it crashes against the central reservation, turned onto its side and then upside down, skids at speed on its roof, Ballard hanging upside down from his safety belt, into the oncoming traffic.

The emergency services soon arrive, drag him out onto the grass verge, a figure pushes through the quickly assembling crowd and flicks a cigarette lighter lowering it to his face. It is Sally, forensically fascinated to examine his expression, as clinical as Ballard had been when he flayed and unpeeled the dead carcass back at medical school.

There’s a coda: in the last days of the 1960s Ballard attends a demolition derby held at a disused football ground in the East End, as the drivers crash into each other, one of whom is David Hunter who, after he’s crashed out of the competition lies back in his shattered cabin while Sally Mumford in white jeans and crimson jacket yells at him.

Did any of this happen? It feels very very pat, just so, and when Ballard references the Hell Drivers of Shanghai which he had described in chapter one, the reader wonders whether anyone’s actual life could be so wonderfully choreographed and thematically linked.

Chapter 12. In The Camera Lens

Jim is at a film festival in Brazil with Dick Sutherland, who he first met at Cambridge in the early 1950s and have watched morph into an early example of that new social type, the media don, the science presenter. Dick and Jim are attending a film festival in Copacabana.

This chapter neatly captures the way a lot of the behaviours which (apparently) seemed so liberating in the 1960s when they broke through the grey carapace of austerity Britain, somehow came to seem corrupt and tacky and embarrassing in the 1970s e.g. casual sex, drugs (specifically cocaine), flares, long hair, experimental films, TV and foreign jollies

The festival mainly consists of ogling the stunningly sexy Brazilian women taking part in various parades, and attending endless parties. In two brief surreal scenes he finds himself being introduced to the cast of Star Trek, already grey-haired and uncomfortably acting the roles they’ll be famous for till they die, who look like ‘venerable morticians’ (p.238) and to the legendary film director Fritz Lang.

Both encounters add to Ballard’s sense that we all live in a sort of heightened reality TV show. The centrepiece of the festival is Kubrick’s 2001: A Space Odyssey which, in fact, a glance at Wikipedia tells me was released in May 1968. (Elsewhere in this blog I’ve reviewed the Arthur C. Clarke novel and sequels)

Characteristically, Sutherland is said to be running an alternative festival of science documentaries, and some of these are right up Ballard’s alley. They include a film documenting the treatment of extreme sex offenders, which included varieties of aversion therapy i.e. showing them images of children or vulnerable women and then giving them electric shocks or emetics. Ballard didn’t watch the film, he stood and watched the audience, mainly made up of documentary filmmakers and psychologists who sit entranced, occasionally oohing with appreciation as the patients are given electric shocks or vomit, exactly – says Ballard waspishly – as the devotees in a Soho sex theatre sit entranced, occasionally murmuring their approval at a particularly graphic sex scene.

This leads up to the kind of gnomic remark you suspect Ballard is proud of: ‘In the future everyone will need to be a film critic to make sense of anything’ (p.241). I can see this emblazoned in huge letters over the entrance to the hundreds of Media Studies courses now taught all across the UK and beyond. It sounds good, but it’s not really true. It’s a very dated idea. Nowadays being a data analyst would be more help. As far as I can tell, media studies like gender studies and queer studies and all the rest are stuck in a time warp, still reading Marxist, psycho-analytical, structuralist, post-structuralist and feminist theory, while the world we inhabit has moved on.

A leading film critic on a Rio newspaper introduces our two middle-aged Englishmen to two Rio hookers, Carmen and Fortunata. This is the beginning of Dick and Jim’s ‘odyssey’ which the reader immediately spots is a kind of satirical counterpoint to what Ballard thought was Kubrick and Clarke’s overblown space fantasy.

The Rio hookers take our heroes back to their knocking shop which is two rooms adjacent to a sweatshop in which lots of other poor women manufacture mementos of the film festival, stapling together posters of Robert Redford or Jane Fonda, amid the din of the printworks. The scene also counterpoints the scene in chapter five where David and Jim spent the night with two Canadian whores in a double bedroom.

The general idea is to show the ubiquity of prostitution, and the surprising light it sheds on modern sexuality. There’s a striking moment when Jim’s hooker, Carmen, asks if he wants to film them having sex – a camera and tripod are set up in the corner, obviously it’ll cost extra. That’s not the jolt. The jolt comes when she says, maybe he’d like film of it so he can show his girlfriend. Or his wife. The fact that the equipment is set up and she knows about it, demonstrates that this is common enough to be a commercial venture i.e. it sheds light on modern marriage. Well, some modern marriages.

Dick had (wisely) refused to even enter the ‘bedroom’ of his hooker, Fortunata, it was so filthy, dishevelled, the sheets stained with mucus and lubricant and spermicidal jelly like the car bay at a garage. Instead, when Jim finally finishes fucking Carmen, and she professionally scoops his leaking semen into a succession of tissues, Jim slowly dresses and opens the door back into the workshop to find Richard and Fortunata running round it throwing tatty tourist mementos at each other. A sort of comic counterpoint to the end of the Canada prostitute story in which David provoked his hooker into smacking his face, in memory of Sergeant Nagata.

In a kind of coda, or punchline scene, the Rio film critic hosts a massive party at his mansion, where Jim, sauntering around, comes across a room which has been sealed off, which turns out to be full of lights and technicians and cameramen etc where Carmen is on hands and knees, doggy fashion, and a vexed dog handler is fondling the genitals of a German shepherd. They are trying to get the dog to get an erection and to penetrate Carmen from behind, while she flicks back her hair and looks behind her in boredom, and the host ans various other guests stand around holding their wine glasses and chatting.

Ballard describes all this as if this level of intense pornography is the future, tied to the rise and rise of desensitising TV. But I disagree. I think that vision of a world totally corrupted by TV and pornography is itself very dated, very 70s, dragging on into the 80s, and ended up being a misleading guide to what actually happened.

And now, in 2020, we live in a world where unlimited hard-core pornography is available to anyone at the click of a mouse and yet, the interesting thing about the vast parallel universe of porn on the internet is not that it exists – it’s that so many people choose not to watch it most of the time.

Chapter 13. The Casualty Station

David Hunter has been sent to a mental institute, Summerfield Hospital in south London. Here Ballard visits him, reflecting on the sequence of events that brought them there, and noting the behaviour of the other insane patients. David is pretty compos mentis as mental cases go. Ballard takes a chessboard, they play chess, and David always palms a piece before the end of the game so Ballard will have to come back.

They chat about old times. We are informed that Sally has decamped to Scotland, staying with a friend of her rich father’s trying out the then-new methadone treatment for heroin addiction. This follows her turning up at Shepperton a few months earlier, utterly string out on heroin, refusing to talk or be touched, striding up and down the kids empty bedrooms, ransacking the cupboards for their old toys. Jim takes her to his GP who recommends a specialist who recommends a nursing home on the Thames, and then onto Scotland.

David went back to Shanghai, something Jim says he can’t do, David hunted for the isolated railway station which is the recurrent image of the novel, but couldn’t find it. (The reader suspects this is because it never existed, but was a fictional symbol invented by Ballard.) David points out the car crash exhibition was simply Ballard’s way of re-enacting the atrocity he witness. ‘At a few removes’.

It was car crashing that brought him to the asylum. He and Sally developed a cult of driving up one-way streets the wrong way and one night in London had a head-on collision with a woman cellist who was killed instantly. It was only his demented gibbering at the scene and his RAF record in Kenya which saved him from a manslaughter charge. Instead he was sent to Repton mental home and now here.

In Ballard’s view, David had tried to recreate the cruelty he experienced in China, not realising that the psychopathic, TV-addicted, atrocity newsreel footage-driven 60s was egging him on. He’s just one among tens of thousands of casualties of the 1960s.

The third of Ballard’s representative trio is the TV don, Dick Sutherland and he emerged from the 60s with flying colours, making a series of pop science documentaries, notably one which used the latest fibre-optic technology to film inside the body especially, of course inside the uterus during sex etc, as well as setting up an Institute for Sexual Research, funded by a New York publisher.

It’s a funny thing, but the more Ballard talks about sex and the sex studies and practices of his characters, the more dated the book feels, reminding you that these events happened almost 50 years ago, in a very different time and place, where simply filming sex acts between humans to appear in ‘scientific’ documentaries appeared revolutionary.

When Professor Sutherland sounds off, in one of their stage-managed conversations, telling Jim that there’s going to be more and more sex in the future, so much so that it is going to create ‘new forms of social structure’ – it sounds as dated and, in its way, as childish as Space 1999 or UFO or Joe 90 or all those other TV series for kids which predicted colonies on the moon and everyone wearing zip-up plastic suits by 1999.

Didn’t turn out like that, did it.

We learn that Sally let herself be persuaded to take part in some of Dick’s experiments, let fibre-optic cables be inserted in her vagina while she had sex with a laboratory volunteer, as well as close-ups of every erogenous zone of her body. Slowly she came to think of herself as a set of dismembered parts, eventually expecting to see huge blow-ups of her nipples or clitoris on roadside billboards or upholstering the banquettes of trendy 70s nightclubs. Thus she went to pieces, almost literally.

Peggy Gardner is the last of the set of recurring characters (what David sardonically refers to as ‘the old Shanghai firm’, p.274) which, the reader realises, structure the narrative and allow Ballard to meditate on the fate of his contemporaries.

She turns up for drinks in Shepperton, and they have a couple of pages chatting about how things have turned out. Into her mouth Ballard puts quite severe criticisms of his (Ballard’s) attitude, how he manipulated everyone around him (Dick, Sally, David) to act out his nightmares, how the exhibitions, the drugs, the weird sex and the intense stories are all part of the same indictment. He patronises her a bit, telling her how she’s always looked after her so well and she slaps him in the face, drawing blood.

Rather disappointingly, this leads to sex, described with the same clinical detachment as all the other acts of coitus, and the strange angles of thighs and vulvas and penises as all the other descriptions.

Now this chapter returns to its opening scene, with Jim sitting at a table in Summerfield Hospital playing chess with David. The entire text has been very carefully crafted and arranged as a description of both what happened at the end of the 1960s and how the Shanghai firm had managed.

One of the other patients, a deranged old lady who had been taking daffodils from all the vases in the communal area and laying them carefully in a line at the entrance to a window alcove, has a fit and turns her brimming cup of tea. This is, in a way, a key scene. Jim had observed the woman unable to reconcile the light shining off the brimming meniscus of tea in her cup with the polished glare of the hard floor. Eventually she thinks her way through the problem to the solution and upends her cup, sending tea splashing all over the table and the skirt of the woman handing it out. Who promptly gets furious, grabs the feeble old woman’s wrist and gives her such a push, she sends her collapsing onto the floor.

Ballard is up out of her seat, and goes to her protection, taking her in his arms and then lifting her off the floor, she is so thing and wasted, and taking her down the corridor to the safety of her room. As he carries her, she repeats pitifully, ‘Jesus told me to.’ The point is, if you’ve read enough Ballard, you understand her. You feel, as she did, the mental pain of these conflicting geometries (shimmering liquid v. hard tabletop) and you grasp the Einsteinian brilliance of her solution. To marry hard and soft by spilling the tea, by trying to integrate these conflicting realities.

Jim says goodbye to David, promising to be back in a fortnight and making a mental note to bring daffodils for the mad old lady, and… we understand why.

Part III – After The War

Chapter 14. Into The Daylight

As the 1970s progressed, Sally had disappeared back to America to address her drug habit and other addictions. One day, to his surprise, four years after she left (eight years after the decade’s end so, presumably, 1978), Ballard gets a call and it’s Sally, not only back in the UK, but married! with a child! and living in rural contentment in Norfolk!

Ballard drives out to see Sally, stopping off at Cambridge en route to discover it is now a land of business parks and Japanese tourists. Chez Sally he discovers her little girl, Jackie, is mentally disabled, but is touched by the way Sally is madly in love with her and, when her husband returns from work, with him too.

[Jackie] stared at her father with her trusting, fixed smile, as if she were crossing the world at a slight angle to the rest of us.

The chapter has a second theme, like a piece of classical music, which is that Sally’s husband, Edward, is an amateur archaeologist and along with friends has undertaken a programme of excavating old World War Two airplanes from the mud of Norfolk estuaries where they’ve crashed.

David turns up. He’s been released from the mental home. He’s married an Asian woman and is running an airfreight company in Brussels. The presence of these two leads to nostalgic conversations, with an autumnal feeling.

Then there is the gruesome event at the heart of the chapter. Edward and his hearty beer-drinking team of enthusiasts have hired a hoist which they use to lift their latest find clear of the river mud. It is a spitfire. But as it rises the narrator realises its cockpit glass is unshattered and unopened. The pilot is still inside. Or what’s left of him. Jim and Sally are suddenly stiff with concern as David makes his way over to it and insists on helping to open the cockpit and inspect the insides, which, as they spray cleaning water into it, reveals a rotted uniform, straps and, slowly emerging, a skull and bones.

A week or so later there is an official burial service. Jim attends along with David and is impressed that his old buddy wears his official RAF uniform and stands to attention. In a weird touch, he brings along a Korean he only half knows. Jim realises the Korean is the closest he could find to a Japanese. He needed an Asiatic to bear witness ‘to the interment of all his resentments of the past forty years.’ I found this intensely moving.

Chapter 15. The Final Programme

After a career pursuing TV fame, Dick Sutherland has been diagnosed with cancer and is dying. This gives Ballard the opportunity to put into his mouth a series of witty paradoxes and insights about modern medicine, and the treatment of cancer in particular.

But, trooper to the last, Sutherland has persuaded a TV company to make a documentary filming his last months and persuaded them to take Jim, by now a famous novelist and old pal, to be his interviewer. The idea is that Jim will go to his home, or hospital bed, and interview Dick as he declines.

As you might expect it’s a bumpy ride, with Dick and Jim initially chewing over their glory days in the 1960s, the space programme, adventures in science, but with each successive interview these reassuring totems of the past disappear and the final interview is cancelled. Jim arrives but after a brief conversation Dick dismisses him, the film crew and the outside world and shuts his bedroom door. Two weeks later Jim turns up just in time to see him being wheeled on a gurney into an ambulance, his face sucked into the oxygen mask, his body coiled with plastic tubes like the young Chinese man the boy Jim watched being garrotted to death.

Chapter 16. The Impossible Palace

Paradoxically, Dick’s death exhilarates Jim. He feels liberated, released, energised to pursue his work, It as if the whole of the past has been burned along with Dick’s body at the crematorium. In a sentence which is important for critics or fans of his work, he writes:

 By demystifying his own death he had freed me from any fears of my own. For the first time since the birth of my children I felt that I was wholly done with the past and free to construct a new world from the materials of the present and future.

So was it writing Empire of the Sun which liberated Ballard from the past and left him much more interested in writing stories about the present day? Or was it the death of this old friend which liberated him from his obsessions, set him free to write about the strangeness of the present day? Or are both blinds to something else which happened?

Anyway, in this chapter Ballard walks down to the fair on Shepperton Green. The chapter is written in the style of The Unlimited Dream Company, full of images of light, and beauty, and time suspended. Cleo Churchill, the friend of his wife’s who was such a good friend to Jim and babysat his kids on countless occasions, is with him as he goes through mementos of Dick Sutherland’s life, sent him by Dick’s sister.

This mood of sensitive elegy moves seamlessly into their holding each other, then embracing, then going up to the bedroom and slowly undressing. Ballard has, by now, perfected a peculiarly detached and clinical way of describing sex, which, nonetheless, manages to be touching and affectionate. Maybe because of the complete honesty and openness it implies between the lovers.

I held Cleo’s breasts in my hands, touching the blue veins that ran past her broad nipples, and caressed away the pink grooves left by the wiring of her brassiere. I kissed a small scar in her armpit, relic of a childhood I had never known, and ran my lips through the shoal of silver stretch marks, like seeds of time spilled across her abdomen by Ceres herself as she sowed her fields. She held my penis in her hands, rolling it gently between her palms, her fingers drawing on my scrotum. Phallic corridors receded from us, an erotic labyrinth in an impossible palace. When I kissed Cleo’s nipples a battalion of lovers bent their heads. I sat on the bed as she knelt on the carpet between my knees, her forearms resting on my thighs. She took the head of my penis in her mouth, touching the tip of my urethra with her tongue, then sank deeper to hold the shaft between her teeth, biting lightly on the swollen muscle.

They become lovers or partners or whatever the correct terminology is. Thus on the day that the documentary about Dick’s death is broadcast they decide to go outside and celebrate life by hiring a boat and cruising down the Thames to Runnymede. (Many of the chapters have this structure, of two major themes or events juxtaposed.)

They cruise as far as the Kennedy Memorial (which I have visited and photographed) and which, inevitably gives rise to reflections from Ballard, absolutely obsessed with the Kennedy assassination as his fiction is.

I thought of the role that Kennedy and his assassination had played in my own life, and how his televised images had shaped the imagination of the 1960s. Stills from the Zapruder film had seemed more poignant than a Grünewald crucifixion.

Now they are accidental bystanders of a death and a resurrection. It’s a sunny day beside the Thames and a wife is reversing their car to push the trailer for a speed boat across a narrow beach into the river so that the husband can man-handle the boat, in the water, onto the just-submerged trailer. There is a little girl in the back seat and as the wife loses control of the trailer it drags the car into the river where the tide takes it. The girl is screaming and beating on the closed windows as the car sinks under the water level. Ballard bounds forward and tries to open the back door but the car skews away from him, as the husband leaves go of the boat which drifts across the river, hitting another cruiser, while two or three men steady the car and push it back up onto the shallow beach, no sign of the girl.

When they open the back door the river water rushes out and they find the girl’s body curled up on the floor, lifeless and limp. Cleo is clutching Ballard’s shirt and crying her eyes out, when a bare-kneed, red-eyed, bearded hiker approaches along the Thames-side path (one I’ve walked many times) suddenly grasps the meaning of the scene in front of him, pushes through the crowd, takes the girl, snicks an obstruction out of her throat and pulls forward her tongue, and on one movement, slicks down his beard, covers her nose and mouth in his mouth and breathes out, takes his mouth away, and pushes her diaphragm. She chokes up the water in her lungs, coughs and splutters and her hysterical mothers clutches her, as the hiker clambers to his feet, reclaims his backpack from a nearby couple and walks on along the path while people are still coping with the sudden turnaround in events.

Who was he?

Chapter 17. Dream’s Ransom

The narrator takes part in the filming of a scene from Empire of the Sun on location in a mansion in Sunningdale, fifteen minutes drive from his long-time home in Shepperton. Many of his friends and neighbours in Shepperton have always worked as extras in the films made at the massive studios there, and now, surreally, he finds many of them playing bit parts in a scene from his own boyhood. Is this why he and Miriam chose to live there all those years ago? Did he have a premonition of how are and life would link up? He even meets a bright-eyed twelve-year-old wearing his old school uniform who steps up and brightly says: ‘Hello, I’m you’. It must be the boy Christian Bale who plays him in the Steven Spielberg film version of Empire.

Then (so many of these chapters come in two parts or themes) he and Cleo (who is obviously now his partner) fly to Hollywood to attend the premiere of the film about his boyhood. He has all kinds of mixed feelings.

‘I think the actors felt that I was the odd man out, the only one who wasn’t real. Most of them had been back to Shanghai.’
‘You could have gone with them.’
‘I know, but I hadn’t the nerve. I wasn’t ready to face everything again—I’ve spent my whole life trying to sort it out. This is the right way to go back to Shanghai, inside a film…’

They check into a hotel and drive around Hollywood which, of course, confirms all his fantasies of Americana which he has been besotted by since he was a boy. He is dazzled and bewildered by the forty-foot-high billboards advertising the film version of his own boyhood back at him.

One afternoon Cleo is out shopping when there’s a ring at the room doorbell and a sophisticated lady waltzes in. It is Olga, who was his superior and impoverished nanny all those years ago, back in Shanghai. Now she is married to a rich American ear and nose surgeon (Mr Edward R. Weinstock). She is brisk and businesslike as they review her struggle to survive in wartorn China, he takes her to lunch, back at their apartment she briskly strips him and they make love.

As at other moments in the book, and quite often at moments when he has sex with the various women, you can’t help feeling contrived, just so and pat the patterns he’s making are. It is an artful ending to the book, rounding things out, finally living out the sexual fantasies about his 17-year-old nanny when he had been a pubertal 12-year-old. And he describes it with a bit of gee-whizz Ballard style:

The film of our life rushed backwards through the projector, devouring itself as it hunted for some discarded moment that held the key to our earliest selves.

In the very last scene, a week after the premiere of Empire, Jim and Cleo make their way down to the Pacific at Venice Beach. And as they watch bronzed Californians launch a replica of Thor Heyerdahl’s papyrus ship, Ra, looking at happy people enjoying the free ocean, Jim realises he is healed.

The time of desperate stratagems was over, the car crashes and hallucinogens, the deviant sex ransacked like a library of extreme metaphors. Miriam and all the murdered dead of a world war had made their peace. The happiness I had found had been waiting for me within the modest reach of my own arms, in my children and the women I had loved, and in the friends who had made their own way through the craze years.

It is an immensely satisfying, carefully arranged and moving conclusion to what is probably his best, most wide-ranging, honest and humane book.

CONCLUSION

By the end I suspected that none of these people ever existed (except for his wife and three children, that much is documentary fact) and quite possibly none of these events ever happened (except the car crash exhibition, that much is on the public record.) Apart from those handful of facts, everything else seems just too pat and contrived and perfectly poised to have anything to do with the chaotic sequence of events known as ‘life’.

Anyway, much bigger than the artfulness of its construction, what makes it a really beautiful book, in my opinion, is the breadth of its COMPASSION.

I was in the operating theatre when my wife had our second child and Ballard’s description of assisting at the birth of his daughter is one of the most moving things I’ve read, because of the way it captures complete intimacy between husband and wife.

The portrait of the excitable young woman, Sally, and the sequence of discovering her boyfriend with someone else, then trying to drown herself off the Sussex coast, and then of Ballard rescuing her, bringing her home, bathing and dressing her and then, slowly, making love to her in the stylised way she needs, is full of complexities of compassion and feeling you don’t often read in novels. It is a kind of compromised compassion, a compassion which knows there is something self-serving in its motives but cares and loves nonetheless.

And the on-again, off-again relationship with his best friend and rival and damaged alter ego, David Hunter, this rises to several moments of deep compassion and love.

And it’s worth rereading the passages where Ballard has sex with two prostitutes, one in Canada, one in Brazil, to really process the tenderness which informs his approach. He ends up stroking the small of the back of the hooker in Canada because he discovers she is pregnant and, after their weird Ballardian clinical sex is over, he carries on being interested in her and her life and soothes and strokes her in a companionate, non-sexual way.

And when he goes to the rescue of the stricken old mad lady, Doreen, in David’s asylum, that is a kind of quintessence of compassion, helping the helpless elderly.

In other words, this book contains scenes of horror and atrocity – notably the central event of the young Chinese being garrotted – and it deliberately contains scenes of lucid and detached sexuality which some might find fetishly exciting and some might find cold and repellent…

But, for me, the enduring legacy of the book is an overwhelming feeling of love and compassion, all the more amazing for way these rare plants managed to survive and flourish in a world containing so much violence and atrocity and numbing stimulations and cheap (or expensive) thrills.


Related links

Reviews of other Ballard books

Novels

Short story collections

Empire of the Sun by J.G. Ballard (1984)

Empire of the Sun is by far J.G. Ballard’s best known and most accessible book and was, of course, made into a major motion picture by Steven Spielberg. Cultural success doesn’t come much bigger than that. And, as a result, there are thousands of scholarly essays, as well as Brodie’s Notes and Wikipedia articles about Empire of the Sun, giving you the book’s plot and a standard account of its ‘themes’.

To avoid duplication, the aim of this review is to read the book as it sheds light on the nearly thirty years of Ballard’s science fiction novels and short stories which preceded it.


Empire of the Sun gave the game away. If you’d been reading Ballard’s novels and short stories during the 1960s and 70s you would have been bewildered by the intensity and weirdness of his imaginary world and the obsessive repetitiveness of his basic plot, in which a handful of people experience a catastrophic social collapse – either in a dystopian future or in an alienated present – becoming steadily more isolated from each other, pursuing their own psychotic fantasies in a derelict landscape of abandoned cities and empty hotels and drifting sand dunes, where maniacs try to turn themselves into birds or paint mandalas on the bottom of drained swimming pools in order to channel the voices of the universe, or try to fly microlight planes into the sun.

For nearly thirty years, from his first short story published in 1956 until Empire of The Sun was published in 1984, readers and critics had wondered where it came from, this unique, twisted and fiercely compelling psychic landscape which is the subject of most of Ballard’s best stories.

Then Empire of the Sun gave the game away. It describes how 11-year-old Jim, along with his mum and dad, a successful English businessman, experienced just such a social collapse and psychological extremes.

Jim and his family were living in Japanese-occupied Shanghai in December 1941 when the Japanese launched their surprise attack on America at Pearl Harbour, simultaneously attacking all the allied shipping in Shanghai harbour and moving swiftly to arrest all foreign nationals.

In the book, Jim escapes the initial roundup and lives for four months on the run in abandoned houses, eking a living from stagnant water and whatever dry food he can find in the empty larders of the once-rich International Settlement. He has weird encounters with a range of characters whose roles and identities have been turned upside down by the sudden collapse of Western values. Jim is finally caught by the Japanese authorities and spends the next three years in the living hell of Lunghua internment camp, just a few miles south-west of Shanghai, but a million miles from the pampered expatriate life he had grown up in.

So this is where it came from, the deep enduring and viscerally intense mood of world turned upside down and people starving in ruined hotels and abandoning themselves to psychotic fantasies, this is the origin of Ballard’s dazzling and distinctive subject and style!

Part one

Background The Sino-Japanese War broke out in 1937 and the Japanese army quickly overran the Chinese Nationalist army of Chiang Kai-Shek whose government retreated far into western China. Meanwhile, China’s coastal regions and ports were taken over and administered by the Japanese who treated the defeated Chinese with great brutality but allowed European and American merchants and officials to carry on their businesses, but with a growing sense of unease.

The narrative starts as 11-year-old Jim watches his parents and their European friends in the International Settlement trying to keep their spirits up with fancy dress parties, tennis tournaments and bridge at the club, and gives us just enough of a description for us to realise the grotesque contrast between the anyone-for-tennis cocktail parties of the pampered westerners and the filthy, teeming, squalid world of the Shanghai slums.

Until one day the disaster they all knew was coming arrives and the bottom falls out of their world. Timed to coincide with the surprise Japanese attack on Pearl Harbour (8am on Sunday morning, December 7, 1941) the Japanese ships in Shanghai harbour open devastating fire on the British ships moored nearby, sinking them and shooting the sailors who try to flee (to be precise, the Japanese cruiser Izumo, the gunboat Toba and Japanese shore batteries in the French Concession opened fire at point-blank range on HMS Peterel which returned fire until it capsized and drifted from its mooring while the crew abandoned ship.)

At the same time Japanese soldiers are sent to the luxury houses of the International Settlement, and rounded up all nationals of the countries Japan was now at war with, starting with the British and Americans. Germans and White Russians were left alone for the time being, though traumatised by watching their friends and neighbours be hustled out of their nice big houses and loaded up into army trucks and driven off to God knows where.

Jim and his dad happen to be on the quayside when the Japanese ships start shelling the British ones, and Jim watches his dad jump into the water, along with some other Brits, to try to help the survivors from the sunk British battleship stagger ashore onto the harbour’s stinking mud. Jim jumps in to help. The survivors are taken to Shanghai hospital, with Jim being put in a children’s ward by himself. A few days later, when Japanese lorries arrive and the walking wounded are hustled into them and driven off, Jim escapes from the hospital and makes his way through the teeming streets, dodging a Chinese teenager who tries to mug him, walking all the way back to the International Settlement.

And what does he find? A world in ruins. A dystopian landscape of empty houses, all power and lights disconnected, defrosting fridges, draining swimming pools and gardens rapidly becoming overgrown. In a key scene, Jim approaches one of the many mute and submissive Chinese servants who had worked in his parents’ house and is now looting a sofa from it, and the man simply punches Jim in the face.

Too stunned to speak or think, Jim retreats and hides, finding refuge in these abandoned, dark and dangerous places, formerly the scene of so much jollity. The narrative shows Jim hiding out for weeks, initially enjoying himself riding his bicycle indoors, up and down the empty hall and into all the empty rooms, until the weeks become leaden, eventually turning – we are told – into four months, scraping a living on cocktail olives and cheese biscuits, drinking increasingly rancid water from brackish water tanks, growing thinner and more feverish.

Aha! So this is where it comes from. Ballard’s lifelong obsession with the ruins of the contemporary world, with abandoned hotels and empty cities and derelict shopping centres and the obsessive, recurring image of The Drained Swimming Pool.

In a flash all his many fans and critics realised that – although many of his novels and stories are set in the future and feature futuristic plot paraphernalia – environmental catastrophe or strange new ‘space sicknesses’ – in fact Ballard’s fiction was always about the past, that like any victim of severe trauma, he was obsessively revisiting the shock, ordeal and suffering of those crucial, decisive boyhood years.

Towards the end of the 160 pages of part one, Jim falls in with a couple of American chancers, Basie, a confident rat-faced man, formerly a steward on passenger liners, who’s made a base in a ruined tanker in Shanghai harbour and sends bigger, tougher Frank out on chores. Jim gets co-opted into their eerie and often pointless survivor lifestyle. Basie makes Frank collect and polish ship’s porthole brasses, though they never manage to sell one. In one scene they go to busy Hongkew market where, Jim realises, they are trying to sell him to the Chinese, but he is by this stage so obviously malnourished, skinny and covered in running sores, that no-one is buying.

Part one ends when they take Jim out for a drive in their truck and he realises they’re simply want to find somewhere to dump him. Jim persuades them to drive to the abandoned houses of the International Settlement, luring them with the fact that one of Jim’s neighbours was a dentist who kept lots of equipment in his house. Maybe there’ll be some gold teeth somewhere in it. But they are caught by Japanese soldiers who are camping out in the abandoned houses and quickly surround the truck, pulling Jim out onto the road, while they surround and batter Frank, and beat Basie with their bamboo staves.

Part two

Part two opens three and a half years later. Jim, who was 11 in part one, is now 14 (p.165). To be more precise, the events of part one were kicked off by Pearl Harbour (December 1941), whereas when part two opens, not only has Victory in Europe day happened (May 1945, p.174) but the Japanese have surrendered at Okinawa (late June 1945) and this section ends with the detonation of the second atom bomb at Nagasaki on 9 August 1945. So it covers a few weeks in July and August 1945.

Anyway, part two (pp.163-260) finds a Jim who has survived three and a half long years in the Lunghua internment camp and been utterly changed by it. It describes in excruciating detail the permanent malnutrition and thirst, the obsession with food, and the countless petty humiliations the internees are prey to. Everyone is thin and emaciated, most can barely be bothered to walk or talk, Jim helps Dr Ransome (another in a long line of doctors in Ballard’s fiction) who not only tends the sick (with no medicine and barely even any water), who also uses the contents of the septic tank to try and grow a few sparse vegetables.

If part one – Jim’s experience of camping out and searching for half-rotten food in the abandoned houses of the rich – lies behind all those Ballard protagonists who camp out and scrape an existence in the derelict buildings of abandoned civilisations, then part two – where Jim watches all the rich and powerful and impressive English ex-pats he’d known from the Settlement slowly decline into malnutrition, fever and mania – lies behind the countless protagonists of his novels and short stories who deteriorate into mumbling psychotics.

Jim lives in a quarter of a bedroom in an abandoned training college which e shares with Mr and Mrs Vincent and their permanently ill six-year-old son. For three years there has been psychological warfare as Mrs Vincent tries to force him out or, at the very least, pushes the sheet they’ve hung as a partition between their three-quarters and his quarter of the space nearer to him.

Beyond the wire perimeter fence is the Lunghua airport and Jim venerates the beautiful fighter planes he watches taking off and landing, and admires the spirit of the steady stream of suicide fighter pilots who carry out their brief ritual of dedication to the Emperor before flying off to fly their planes with their huge bombs directly into the American navy ships in the South China Sea.

In the latter part of this long gruelling section, the Japanese soldiers round up all the internees and organise them for a march. It is quite clear that many of the camp’s 2,000 or so inhabitants are in no fit state to move, but the Japes move them out anyway, a crowd of pitifully thin scarecrows clutching on to their hurriedly packed belongings. Jim is surprised how many seem to have clung on to their tennis racquets and balls all through the three long years of privation.

The march takes a long time and after each rest, there are large numbers who can’t get up. Jim is in a close but strangely dissociated state with Mr Maxted, one of his parents friends, who is in the final stages of emaciation. Eventually, after a long march of intense suffering, the survivors are hustled into the old stadium at Nantao, built on the order of Madame Chiang in the hope that China would host the 1940 Olympics (p.257). Now it is packed with goods the Japanese have looted from the houses of the Westerners, starting with long rows of shiny American cars lined up by the running track, but going on to include all manner of household furniture piled up in the stands and, the presidential box,

where Madame Chiang and the Generalissimo might once have saluted the world’s athletes, was now crammed with roulette wheels, cocktail bars and a jumble of gilded plaster nymphs holding gaudy lamps above their heads. Rolls of Persian and Turkish carpets, hastily wrapped in tarpaulins, lay on the concrete steps, water dripping through them as if from a pile of rotting pipes.

Worn beyond endurance Mr Maxted lies down on the ground and starts to die. Jim dips his fingers in nearby puddles then puts them in Maxted’s mouth which postpones the inevitable for a little. Other British prisoners, right on the edge of death, feebly call for his help. Eventually, Jim, too, squats on the ground patting the earth and dumbly repeating his name over and over. Irritated by this a passing Japanese soldier makes ready to kick Jim, with the casual brutality he has witnessed so many times when all of a sudden… there is a flash of unusually intense white light from the north-east. They all pause, waiting for the sound of the bomb but none comes. Although he doesn’t realise it, Jim has witnessed the blast of the second atomic bomb, dropped on Nagasaki on 9 August 1945.

Part three

Part three follows directly from the end of part two and describes what happens after the Japanese surrender. Jim comes to consciousness to discover it is hailing. He tries to capture and drink the water, then stirs himself and totters over to the stands. Slowly he realises the Japanese soldiers aren’t there any more. No-one is guarding them.

A Eurasian soldier enters the stadium, circulating among the dead prisoners and it’s he who tells Jim the Japanese have surrendered. But Jim soon discovers that freedom is far more violent and unpredictable than imprisonment. Life in Lunghua was full of reassuring rhythms and timetables. It was for the most part peaceful. Now they are all entering into a period of unpredictable anarchy. The Japanese simply stop administering anything, many of them taking to wandering the countryside at random or retreating into buildings waiting reprisals. Later Jim is to find a Japanese guard at Lunghua who the released British have tied to a camp bed and bludgeoned to death. Later still, a Japanese fighter pilot savagely bayoneted to death.

Quickly the Chinese Nationalist armies approach to liberate Shanghai, but there also large numbers of Chinese communist bands, as well as forces loyal to various warlords and then and fourth element, small groups of freelance survivors of all nationalities. Violent anarchy.

In the rice paddies surrounding the sports stadium Jim is in the last stages of malnutrition when, in a scene which beggars belief, huge American B29 aircraft fly overhead and drop… not bombs but food packages, hundreds of them, gently falling from the air on their blood-red parachutes. They burst open on landing and spill a treasure of tins of spam, powdered milk, chocolate and copies of Reader’s Digest magazine, all freezing cold having flown for hours miles up in the frozen air, hence the title of this chapter – The Refrigerator in the Sky.

His body sustained by this totally unexpected bounty, Jim staggers back towards Lunghua camp which isn’t in the end, all that far away, but discovers changes: it has been taken over and barricaded by psychotically violent and angry British prisoners, firstly to keep out the growing number of starving Chinese who sit patiently outside the main gate, but also because they know about the increasing numbers of marauding bands roaming the countryside.

Jim argues with a man he knew named Tulloch, the chief mechanic at the Packard agency, and Lieutenant Price, a British soldier who’s been driven mad by years of imprisonment and torture – his body is covered with cigarette burns – on the edge angry all the time ready to kill anyone. Eventually Tulloch lets Jim into the camp when Price isn’t looking and Jim goes and holes up in his old quarters, staying out the way, eating spam and chocolate, carefully arranging the magazines included in all the B29 airdrops in chronological order.

Part of Jim’s uneasy existence with psychotic Price & Tulloch is telling them about the treasure at Nantao stadium and, eventually, a week or so later, the pair and their crew set off towards Shanghai in a truck loaded with food, drinking heavily from the jars of rice wine they’ve bartered with some of the locals for tinned food. On an impulse at the last minute Price veers off the main Shanghai road towards the stadium, where they ask Jim again about the supposed treasures contained inside, park the lorry, get out and walk towards it when…

Suddenly a bunch of men with guns come charging out of the stadium entrance, and next thing they know are firing – Tulloch is shot dead, Price is beaten to death, just like that, just like so many of the random shifts of mood and inexplicable deaths Jim has been exposed to for three and a half years. Some of the armed group are Eurasians, some Chinese, some whites… a Chinese finds Jim in the back of the lorry and is just about to kick him to death when Jim recognises Basie in the oddly dressed, pomaded and talced American sauntering nearby. Basie’s presence just about saves Jim’s life and he lives on in a precarious relationship with them, till they too take off towards Shanghai, leaving Jim once again to travel across country to Lunghua, having further hallucinatory encounters, not least with a dead Japanese soldier who has been severely bayoneted and fallen off an embankment into a reed-filled canal, where Jim blunders into him.

Back at Lunhua Jim discovers the base has been taken over by Americans, who are refitting the runway, landing Mustangs and other planes, and he discovers Dr Ransom didn’t die on the death march after all, but has been fed and restored and is working as a doctor. The cemetery has been razed to the ground as if it never existed.

Part four

It is two months later and everything is disconcertingly back to normal – Jim has returned to the family home in Amherst Avenue to discover his mother and father are still both alive, though, of course, much changed after three and a half years in the Suchoo internment camp – Yang the chauffeur has returned with a limousine. Now Jim is being packed off with his mother to England, the small damp country he’s read so much about but never seen. Traveling to the docks he gets a panoramic view of Shanghai which has returned to its pre-war days, packed with gangsters, criminals, prostitutes and corrupt officials. Above them all are huge screens onto which the Allies insist a never-ending loops of Pathé newsreels tell the story of the entire war, its heroes and villains, in fast-moving black and white images set to rousing music. As Jim boards the steamer which will take him to England he looks down and sees in the water one of the many many coffins which the Chinese consign to the Shanghai river slowly floating around the ship in its corona of soaked flowers.


A boy’s eye view

It is crucial to the book’s success that we see this grim panorama of atrocities through the eyes of a boy. The book brilliantly conveys the way that, although Jim is intelligent for his age, he simply doesn’t understand half of what is happening or why. He reports everything he sees with a kind of wide-eyed candour. He doesn’t filter, he isn’t hindered by good manners or good taste. He tells you what he sees, and half the ‘tragedy’ or emotional aspect of the book comes from the way the reader so forcefully sees how Jim’s values and view of the world have been deeply corrupted. He simply takes it for granted that Chinese peasants are publicly beheaded, Chinese criminals publicly strangled in the street.

Usually Jim would have paused to observe the crowd. On the way home from school Yang would often drive by the Old City. The public stranglings were held in a miniature stadium with a scrubbed wooden floor and rows of circular benches around the teak execution posts, and always attracted a thoughtful audience. The Chinese enjoyed the spectacle of death, Jim had decided, as a way of reminding themselves of how precariously they were alive. They liked to be cruel for the same reason, to remind themselves of the vanity of thinking that the world was anything else.

He develops a highly tuned understanding of the strange Japanese mentality, how to pause, stop, bow and show respect, in order to avoid beating, although even then the standard Japanese response to almost everything is anger and beating or kicking anyone more vulnerable than themselves.

This starkness and clarity of vision, a kind of bright-eyed candour, underpins the attitude of most of the characters in Ballard’s fiction to whom often quite drastic things happen before they have any kind of emotional response. Maybe the therapists would say that almost all normal emotional response was burned out of Jim long long ago.

But there’s something else Jim’s character embodies which echoes and re-echoes throughout his stories and novels, which is the way the protagonists are often simply puzzled. They don’t understand other people. They can’t grasp other people’s motives. His stories are littered with the notion of ambiguous and uncertain motives, in fact the characteristic attitude of any of the protagonists towards other people is simply no understanding them.

You wonder whether, at some level, the shock Ballard received as a boy prevented him ever developing a properly socialised understanding of other people, and whether this explains the air of puzzlement all his characters display when they try – and generally fail – to interact with other people. Other people aren’t, pace Sartre, hell – they are just unknowable.

A clear-eyed style for deranged events

The very powerful upside of all this, or strongly connected to it somehow, is the striking clarity and limpidity of Ballard’s prose style.

Ballard’s style in this book is beautifully, beautifully clear and expressive and to the point. The lush exoticism which I pointed out in his earliest novels has been burned away, the psychotic extravagance of the urban disaster novels has been left behind and instead Ballard’s style is clear, grammatically correct and tremendously focused. Sentence after sentence conveys just the right amount of information to make you see the scene and understand Jim’s boyish thoughts. And his style doesn’t need to be florid, because the reality of what he’s describing is so innately colourful and bizarre.

A field of paper flowers floated on the morning tide, clustered around the oil-stained piers of the jetty and dressed them in vivid coloured ruffs. A few minutes before dawn Jim sat at a window of his bedroom at the Palace Hotel. He wore his school uniform and was keen to start an hour’s revision before breakfast. As always, however, he found it difficult to keep his eyes from the Shanghai waterfront. Already the odour of fish heads and bean curd sizzling in peanut oil rose from the pans of the vendors outside the hotel. Tung-stained junks with eyes painted on their bows sailed past the opium hulks beached on the Pootung shore. Thousands of sampans and ferry-boats were moored along the Bund, a city of floating hovels still hidden by the darkness.

The surrealism of the everyday

In every paragraph Jim observes the colourful scenes, the smells, the noise and hustle of this third world city which are already full of hundreds of dazzlingly surreal images – or what, for us, living in our boring western cities – are things amazing to contemplate.

The most notable of these are the streetside executions, the stranglings and beheadings. Small crowds gather to watch some Chinese wretch be forced to kneel by several Japanese soldiers, while an officer wielded his ceremonial sword and cut off the offender’s head. The tram lines run red with blood. The streets packed with endless queues of rickshaws and carts and peasants are also lined with corpses.

In many of Ballard’s sci-fi stories the plots, such as they are, seem contrived and forced, or are strangely implausible. But in Empire of the Sun the weirdness arises naturally from the subject matter because the world Jim inhabits is weird, it’s all weird beyond belief, almost every moment brings a tumbling of strange and uncanny images and impressions.

All this Jim reports in his clear lucid way. It’s the world he grew up in. He takes it as normal. And it’s the simple, blank acceptance of the weirdness all around him which really grips the modern reader – the combination of Jim’s matter-of-fact style and Ballard’s clear prose and the astonishments surrounding him. Remember the first hundred or so pages describe everyday life for an expatriate in Shanghai and much of it is exotic and strange enough.

The mania of war

All that’s before the war even starts and Jim enters a world of permanent malnutrition, infection and fever. From this point onwards the reader is given permission to accept the strangeness of what Jim reports or sees, and Ballard is able to get away with some extraordinary sequences and an increasing scattering of his trademark visionary sentences, because it is understood that he is feverish, delirious, and sometimes hallucinating.

He fell asleep on his friend’s bed, under the endlessly circling aircraft that swam below the ceiling like fish seeking a way out of the sky.

There are lots of sentences like that in the book, visionary sentences made up of the simplest components, simple vocabulary, simple grammar, and the power to transport the reader to another plane of experience. Some are simple similes which make the entire situation spring into horrible life.

The hospital patients lay across each other like rolls of carpet.

At one point there is yet another rest break on the long death march to the Nantao stadium, where an exhausted and malnourished Mr Maxted rests on the running board of an abandoned wagon, and:

Mr Maxted reached out and held Jim’s wrist. Gutted by malaria and malnutrition, his body was about to merge with the derelict vehicle behind him.

It is all clear and factual until that final phrase which shifts into an entirely new realm, of hallucination, of drugs, a perception beyond normal human cognition, telling us something important about the infinite malleability of reality.

Recurring themes

Calm Repeatedly other characters are made to say ‘calm down Jim’, or slap him in the face to snap him out of his hysteria, or give him a hug, or tell him to remember he’s British i.e. to keep a grip on himself.

‘Jim…Jim…’ Tulloch placed his hand on Jim’s head, trying to steady the over-excited boy. ‘It’s time you found your father, lad. The war’s over, Jim.’

These repeated injunctions serve to warn us that Jim spends almost the entire book in a state of nervous over-excitement.

Before the war a small English boy would have been killed for his shoes within minutes. Now he was safe, guarded by the Japanese soldiers – he laughed over this so much that the Dutch woman reached out a hand to calm him.

Dr Ransome reached out and gently pressed Jim’s hands to the table, trying to calm him.

In my reviews of Ballard’s stories of the 1970s I had begun to notice how many of his protagonists need calming, are feverish and delusional or become over-excited. Was it Ballard’s own feverishness spilling over into his texts or is it something about his entire attitude to fiction: that it is, by definition, about over-excited people.

Intoxicated by the fermenting potato, Jim giggled at the thought of the deity trapped in the bowels of the earth below Shanghai, perhaps in the basement of the Sincere Company department store. Mrs Philips held his hand, trying to comfort him.

Distilling water In Lunghua Camp, the narrator explains how, in the early days of the internment, a group of British men were tasked with boiling the water taken from ponds in the camp in order to sterilise it, but eventually let the habit fall into desuetude, preferring to get dysentery than expend so much energy. The ceaseless effort involved in boiling water to make it drinkable resurfaces in part two of The Drought where entire communities have to boil seawater to produce fresh water, for me the most haunting story Ballard ever wrote.

Cramped living space In the camp Jim shares a room in the unheated hall of residence of a former training college, with a young British couple and their six-year-old son. They, especially the mother, really resent his presence and rig up a partition carefully defining his quarter of the space. This stifling claustrophobia resurfaces in Ballard’s classic short story Billennium, set in a grossly overpopulated world of the future.

Old American magazines Jim likes to pore over old copies of Life magazine which the American, Basie, gives him, just as Wayne, the central protagonist of the novel Hello America, pores over old Time and Life magazines in the ship carrying the European scientific team to the dead New World.

AMERICA Young Jim adulates everything to do with America, addicted to their magazines, in love with their huge stylish cars, Packards and Chryslers and limousines. When he sees the B29 bomber planes fly overhead it is immediately obvious that nothing the Japanese have can compete with it.

The adulation of America and American culture, at the same time as satirising it, is something you see in British artists from the late 1950s through the 1960s, a notable example being Richard Hamilton and then, in the next generation, David Hockney. (Hockney became famous, at one point, for his vivid depictions of the lush, lazy swimming pools of Los Angeles; insofar as he obsessively depicts abandoned, derelict, drained swimming pools, Ballard is a kind of anti-Hockney.)

America was so obviously the winner of the Second World War, and the explosion of consumer goods it developed after the war was so much the envy of the world, especially in wartorn, exhausted Europe, that maybe it was impossible to resist. Certainly an obsession with Americana drives The Atrocity Exhibition which, on Ballard’s own admission, was presided over by the assassination of President Kennedy, and features a floating population of American consumer goods and Hollywood movie stars, just as the plot of Crash drives towards the mad protagonist’s attempt to stage a fatal car crash with Elizabeth Taylor.

The beauty of planes and shiny machines Even before the war Jim is mad about airplanes, we learn about the model planes he has made and the even better ones made by his boyhood friend, both of them hanging them from strings in their bedrooms. Suddenly the car fetishism of Crash seems less perverse, when you read a description of Jim running his hands over the hard, cold, smooth, beautifully engineered surface of a Zero fighter plane. Even in decay, it is a thing of unspeakable, dizzying beauty.

Jim stopped under the tailplane of a Zero fighter. Wild sugar-cane grew through its wings. Cannon fire had burned the metal skin from the fuselage spars, but the rusting shell still retained all the magic of those machines which he had watched from the balcony of the assembly hall, taking off from the runway he had helped to build. Jim touched the feathered vanes of the radial engine and ran his hand along the warped flank of the propeller.

Terminal documents In the camp Jim has a box full of a random selection of precious objects:

  • a Japanese cap badge given to him by Private Kimura
  • three steel-bossed fighting caps
  • a chess set
  • a copy of Kennedy’s Latin Primer
  • his Cathedral School blazer
  • the pair of clogs he’s been wearing for three years

The idea of a psychologically significant collection of half a dozen random objects like this occurs in the ‘terminal documents’ collected by Kaldren in the 1962 short story The Voices of Time and similar collections of half a dozen or so random items are collected by all the male protagonists of The Atrocity Exhibition stories, beginning with Talbot who owns:

  • a spectrohelion of the sun
  • the front elevation of balcony units, Hilton Hotel, London
  • a transverse section through a pre-Cambrian trilobite
  • ‘chronograms’ by E.J. Marey
  • a photograph taken at noon 7 August 1945 in the Qattara Depression Egypt
  • a reproduction of Max Ernst’s Garden Airplane Traps
  • the fusing sequences for ‘Little Boy’ and ‘Fat Boy’, the Hiroshima and Nagasaki atom bombs

The idea recurs in 1982’s Myths of the Near Future in which the protagonist Robert Sheppard takes just such a psychic ‘survival kit’, i.e. suitcase of random junk, with him to the Florida jungle.

Random to us. But charged with intense psychological significance for the characters, rescue kits, survival kits, escape kits – talismans to aid mental escape from intolerable situations, such as the one Jim experienced in the camp, and his characters experience in their tortured inner lives.

Magazine pictures are reality Jim cuts out pictures from magazines and pins them to the wall of his little partition. Eventually he confusedly identifies a photo of a couple outside Buckingham Palace with his long-lost parents.

Beside the Packard was a small section that Jim had cut from a larger photograph of a crowd outside the gates of Buckingham Palace in 1940. The blurred images of a man and a woman standing arm-in-arm reminded Jim of his parents. This unknown English couple, perhaps dead in an air raid, had almost become his mother and father. Jim knew that they were complete strangers, but he kept the pretence alive, so that in turn he could keep alive the lost memory of his parents.

This echoes the mentally ill protagonist of The Terminal Beach who cuts out a photo of a little girl and pins it to the wall of the abandoned bunker he’s living in, using it to channel hallucinatory visions of his dead wife and son.

The sky When all human existence on earth seems to be wretched, diseased and violent, where else is there to turn but the sky. Hence Jim’s fairly rational fantasy of one day learning to fly a plane like the young Japanese pilots he sees climbing into their suicide fighters. Hence the altogether more hallucinatory visions he has at numerous moments of himself or other characters or buildings or the world disappearing up into the sky. On the long death march to the Nantao stadium, Jim looks back.

He looked back at the ammunition truck. He was startled to see that hundreds of suitcases lay on the empty road. Exhausted by the effort of carrying their possessions, the prisoners had abandoned them without a spoken word. The suitcases and wicker baskets, the tennis racquets, cricket bats and pierrot costumes lay in the sunlight, like the luggage of a party of holidaymakers who had vanished into the sky.

The sentences are all reasonable and factual, clear and precise right up until that final phrase where the mania takes over. Similarly calm and simple is this statement, made when Jim, tottering with fever and malnutrition decides to climb up the stands of the Olympic stadium.

Jim left Mr Maxted and walked along the running track, intending to follow them, but then cautiously decided to climb one of the stands. The concrete steps seemed to reach beyond the sky.

The sun And at the centre of the sky, is the great ball of energy which drives all life on earth, the sun. The importance of the sun cannot be over-emphasised – overseeing all things – the blistering force and light and heat – with the result that it’s natural that when he thinks of escape it isn’t to anywhere else on earth – the whole world is a battlefield covered in beggars and starved people beating each other to death – the only path of escape is off the earth altogether, upwards, away from the earth, upwards towards the source of all heat and light and, ultimately, meaning. The sun, father of all things, symbol, of course, of the Japanese Empire, until a greater sun comes to eclipse it, the unwatchable sun o the atomic bomb.

A flicker of light ran along the quays like silent gunfire. Jim lay down beside his father. Drawn up above them on the Bund were hundreds of Japanese soldiers. Their bayonets formed a palisade of swords that answered the sun.

In the hour before dusk they entered an area of abandoned battlefields nine miles to the south of Shanghai. The afternoon light rose into the air, as if returning to the sun a small part of the strength it had cast to the indifferent fields.

The ubiquity of the sun as a central symbol mirrors its use in scores of the short stories, where umpteen characters dream of being reunited with the sun, flying into the sun, listening to the music of the sun. Ballard is obsessed with the sun and sunlight and sunshine and sunwarmth which makes it that much more ominous when, in a typically limpid phrase he manages to convey the unsettling effect of the Nagasaki atom blast, whose white light for a moment illuminates the Olympic stadium and its field full of dying Europeans.

Jim stared at his white hands and knees, and at the pinched face of the Japanese soldier, who seemed disconcerted by the light. Both of them were waiting for the rumble of sound that followed the bomb-flashes, but an unbroken silence lay over the stadium and the surrounding land, as if the sun had blinked, losing heart for a few seconds.

The Mustang crash One of the most intense moments in the book is when Jim witnesses a flight of Mustangs flying low over Lunghua airfield as part of an attack on the Japanese planes, only for one of them to be damaged, and:

Jim had never before seen an air attack of such scale. A second wave of Mustangs crossed the paddy fields between Lunghua Camp and the river, followed by a squadron of two-engined fighter-bombers. Three hundred yards to the west of the camp one of the Mustangs dipped its starboard wing towards the ground. Out of control, it slid across the air, and its wing-tip sheared the embankment of a disused canal. The plane cartwheeled across the paddy fields and fell apart in the air. It exploded in a curtain wall of flaming gasoline through which Jim could see the burning figure of the American pilot still strapped to his seat. Riding the incandescent debris of his aircraft, he tore through the trees beyond the perimeter of the camp, a fragment of the sun whose light continued to flare across the surrounding fields.

‘A fragment of the sun’.

World War III Towards the end of the book Jim ceases endlessly pestering the adults about when the war will end – they keep telling him it has ended and since, if anything, the world has immediately become more violent and unpredictable, Jim starts suspecting that the next war – World War III – has already started.

When Basie and the men had gone, vanishing among the ruined warehouses on the quay, Jim studied the magazines on the seat beside him. He was sure now that the Second World War had ended, but had World War III begun? Looking at the photographs of the D-Day landings, the crossing of the Rhine and the capture of Berlin, he felt that they were part of a smaller war, a rehearsal for the real conflict that had begun here in the Far East with the dropping of the Nagasaki and Hiroshima atomic bombs.

And anyone with a feel for history knows that the next world war did, in fact, start immediately upon the end of the second one. For most of us in the West it was a low-key, almost invisible cold war, although for the next 45 years we all knew that deep down, all it would have taken was a few buttons to be pressed and – bang!

But where Jim is, in the book, it wasn’t at all a cold war: in China it was hotter than anywhere else in the world. In Europe the fighting stopped, even as the Russians and the Western powers regarded each other with suspicion. But in the East the fighting didn’t stop. Across the huge territory of China the civil war resumed between the communists and the nationalists which wasn’t to end until the communists finally secured control of most of China in 1950. And only a few months later North Korea invaded South Korea triggering the Korean War which lasted from 1950 to 1953.

In his over-excited, confused but prescient way, even right at the end of the novel after he’s been restored to his parents, Jim has the powerful sense that ‘peace’ is not real or normal.

While Yang drove uneasily back to Amherst Avenue… Jim thought of the last weeks of the war. Towards the end everything had become a little muddled. He had been starving and perhaps had gone slightly mad. Yet he knew that he had seen the flash of the atomic bomb at Nagasaki even across the four hundred miles of the China Sea. More important, he had seen the start of World War III, and realized that it was taking place around him. The crowds watching the newsreels on the Bund had failed to grasp that these were the trailers for a war that had already started.

It’s very Ballard to mix the Third World War up with film and newsreels, and brings us much more into the world of his fiction of the 60s and 70s, concerned with the deranging effects of the mass media, movies and advertising on the human psyche.

And it feeds into our understanding of the way the protagonist of The Atrocity Exhibition is obsessed with World War III, but not in any way a historian or soldier would conceive it, but as a purely personal struggle, a psychological battle against the self.

What we are concerned with now are the implications—in particular, the complex of ideas and events represented by World War III. Not the political and military possibility, but the inner identity of such a notion. For us, perhaps, World War III is now little more than a sinister pop art display, but for your husband it has become an expression of the failure of his psyche to  accept the fact of its own consciousness, and of his revolt against the present continuum of time and space. Dr Austin may disagree, but it seems to me that his intention is to start World War III, though not, of course, in the usual sense of the term. The blitzkriegs will be fought out on the spinal battlefields, in terms of the postures we assume, of our traumas mimetized in the angle of a wall or balcony.’

Like Jim, Ballard’s protagonists know that the next war will take place in their heads.

Novel or autobiography

So how true is Empire of the Sun, how accurate is it? How much is truth and how much carefully orchestrated, re-arranged, reconfigured in order to make it into a readable work of fiction? The book has a preface in which Ballard wrote:

Empire of the Sun draws on my experiences in Shanghai, China, during the Second World War, and in Lunghua C.A.C. (Civilian Assembly Centre) where I was interned from 1942-45. For the most part this novel is based on events I observed during the Japanese occupation of Shanghai and within the camp at Lunghua.

This sounds candid and open enough. But as you read through the book all kinds of suspicions arise. The overall structure is shaped just so, and designed to foreground highly charged or symbolic incidents – the scene where he watches an American fighter plane crash in a sheet of flames on Lunghua runway; the scene where he confronts the single Japanese pilot walking in despair around the airfield after the army has left; the scene with the Japanese corpse, the scene where he enters the prison hospital to find it an abattoir of rotted flesh infested with swarms of black flies.

And it’s pretty handy that Jim happened to be a) outdoors and b) conscious enough, to witness the white light of the atom bomb. Convenient for an author intent on his symbolism.

Above all there is the suspicious way that the same small number of characters – specifically the American chancer Basie and the good English doctor, Ransome, manage to survive and crop up in successive setups.

The question

After reviewing just the dozen or so more obvious ways in which Empire of the Sun touches on themes and images which recur throughout Ballard’s entire oeuvre, the question is:

Does Empire of the Sun touch on so many of the themes and images which dominate Ballard’s other books because the wartime, boyhood experiences it describes laid the basis for Ballard’s entire imaginarium? Are all the other stories and books attempts to work through, in disguised fictional form, the true-life experiences which are for the first time described in Empire of the Sun with unflinching documentary accuracy? Or –

Does Empire of the Sun contain so many of the themes, images and hallucinatory turns of the phrase that occur in all Ballard’s other fiction, not because it is the source of them – but the exact reverse: because he had to spend all those years developing the obsessive imagery and coolly visionary turn of phrase as ‘objective correlatives’, developing the haunting images and crisp prose style in which he could express the things he saw and lived through?

When Ballard writes that Lieutenant Price, emaciated, with bloodied fists, permanently enraged after years of torture:

calmed himself. He touched the cigarette burns on his chest, tapping out a secret code of pain and memory.

Did he? Did he touch the cigarette burns as if tapping out ‘a secret code’? Or is that the kind of thing Ballard thinks that kind of character ought to do? Is it a true memory, or is it an example of the stylised way Ballard has, over the previous thirty years, come to conceive and write about human beings and which he now systematically projects back onto his experiences, embroidering them, expanding them, elaborating them, posing and positioning them in order to fit the highly artful aesthetic he had developed over all those years?

Was there ever a Lieutenant Price at all, cigarette burns or not – or is he a creation of Ballard’s later, more highly wrought, imagination?

Is Empire of the Sun the truth, which all his other works are based on? Or an extremely artful fiction, which all his other books were a careful preparation for?


Related links

Reviews of other Ballard books

Novels

Short story collections

Reviews of other prison camp books

Tokyo Station by Martin Cruz Smith (2002)

The plot

It is Tokyo, December 1941, and Harry Niles is a fast-talking, streetwise American nightclub owner, one-time American movie importer, gambler and fixer with friends in low – and high – places. He was brought by his parents (Roger and Harriet Niles) to Japan soon after the First World War. They were Southern Baptist missionaries who came to convert the Japanese and left young 10- and 11-year-old Harry in charge of drunk Uncle Orin while they went off for long journeys around the country.

So while uncle was off drinking, Harry grew up speaking fluent Japanese and running wild in the red-light district of Asakusa. The book opens with a scene of the boy Harry being chased by his Japanese schoolboy friends as they re-enact an ancient Samurai legend (which requires an inordinate amount of fighting with bamboo sticks), running through the streets till they tumble through a building, and up against a closed door which, under pressure of their fighting bodies, springs open and lands Harry and the most aggressive of his native Japanese pursuers, Gen, suddenly into the dressing room of a small theatre, the Folies.

Harry and Gen become friends with the manager, with a camp artist Kato who hangs around the theatre and draws and sketches the clientele, and some of the showgirls at the theatre, and are quickly running errands for them and gaining all kinds of new insights into adult life. He develops a crush on the beautiful actress and sometime geisha Oharu, who is fond and kind to him in return.

This is all set in 1922 in the opening chapter of the book, and the narrative for the first half of the book alternates chapters between grown-up Harry, ‘now’, in 1941, and boy Harry, ‘then’, back in 1922, giving us more of Harry’s childhood memories, which explain his character, and also relationships with some of the central adult characters.

But the ‘now’ of 1941 is where most of the narrative takes place and which entirely takes over the second half of the story. It is December 1941, in December. Tension between Japan and America is becoming intense. America has long since imposed an oil ban on Japan, along with a ban on a wide range of modern textiles and produce, but it’s the oil ban that’s hit hardest, with the result that all cars are having to be propelled by charcoal-burning stoves set up in their rears.

All the talk is of conflict, and most of the Americans who can leave Tokyo have already done so. But Harry remains, a puzzle to his acquaintances, happy-go-lucky, blessed with an intimate knowledge of Tokyo, not so lucky in his mistress, Michiko, a fervent communist who he rescued from being beaten up by the ferocious Tokyo police after a protest march some two years earlier, and who latched onto him ever since. He has installed him as the Record Girl in his bar, standing by the jukebox, changing records and mouthing along to the words, dressed in a dinner jacket and sexy stockings. Give the place sex appeal. Encourages the male clientele to buy more drinks. Unfortunately, Michiko is fiercely almost insanely jealous, continually threatening either to shoot Harry or kill herself. Yes, she is quite a strain to be with.

The last plane to leave Tokyo is scheduled to take off on Monday December 8. Unfortunately, as we the readers know, the Japanese launch their surprise attack on Pearl Harbour on 7 December, so we know the plane will probably be cancelled and Harry trapped. Ooops.

So the book follows Harry through three or so days of feverish, against the backdrop of mounting war hysteria, as half a dozen or more complicated plotlines meet and clash to provide a complex plot and mounting tension. Among these are:

Eight months earlier Gen, now a lieutenant in the Japanese Navy, introduced Harry to a man in the back of the geisha house opposite Harry’s Bar who turns out to be Admiral Yamamoto. As a notorious con-man Harry is taken to see the experiments of a certain Dr Ito to turn water into oil. These are impressively staged with lots of electric arcs and sparking, but Harry immediately sees it is a confidence trick and helps Gen expose it.

Now, eight months later, Harry repeatedly makes it clear to anyone who will listen that any coming war will be entirely decided by access to oil. America has vast supplies of it, not least from its own Texas oil ranges. Japan has no oil in its territory but will have to invade and conquer the oil-producing islands of the Dutch East Indies. Hence the willingness of the desperate High Command to believe in the ridiculous Dr Ito and his experiments.

Now we discover that Harry has been involved in falsifying the shipment papers of American oil tankers coming to Japan, to the harbour of Yokahama. He makes it look as if they set off with ten thousand barrels of oil and arrive with only one thousand. Where do they stop off? Hawaii and the naval base of Pearl Harbour. So Harry’s fiddling with the accounts seems to imply that the Americans are building up stocks of oil in secret oil storage tanks somewhere at the harbour. But are they?

Why is Harry bothering to do this? We learn that nobody is paying him to. In fact, he is definitely persona no grata with the American authorities, a position he consolidates by making an outrageously anti-American speech at the Chrysanthemum Club, the club for Tokyo’s most important businessmen and politicians. Here Harry makes a big speech explaining why there is no need for a war. This is because he genuinely doesn’t want there to be a war, but it has the effect of setting both the American and powerful British community against him as a traitor.

As a sideline, there is the thread of Willie Stauber, a German emigre, fully paid-up Nazi, but who Harry worked with in Nanking four years earlier, and who returned from China with a Chinese bride in tow. He is desperate to get out of Tokyo but to make sure his Chinese bride can accompany him. At odd moments, in the midst of his other concerns, we see Harry purposefully working to try and help Willie, eventually by securing faked official documents, into which he, Harry, writes an official text declaring Iris a fit person to travel, sealed with an official seal which he himself makes and stamps, using one of his many underworld skills, this time as a forger.

Colonel Ishigama 1

But the central driving force of the narrative is definitely is the fact that, right from the start of the book, Harry is being hunted by a certain Colonel Ishigama, who has vowed to kill him. Why?

Their paths have crossed twice before. Once, back in 1922, the artist Kato had asked Harry to deliver a fine print to a client. Harry had already taken several to the tall severe figure inside an opulent-looking house. This time he wants to see a new movie so asks his friend Gen to take it. Bad mistake. Hours later, when Gen has not returned, Harry goes to the house and is invited in by the forbidding owner. He finds gen lying sideways on a large pillow with an odd look on his face, while the owner proceeds to show Harry his collection of antique swords, and then to demonstrate samurai moves with it. Eventually, he ushers both boys out of his house, giving Gen a white chrysanthemum as he leaves.

Back at Kato’s studio, the artist explains that this is because Colonel Ishigama (for this is the man’s name) has deflowered Gen, taken his homosexual virginity. This is why he had wanted Harry to take the print; Harry is too ugly for a connoisseur like Ishigama to be attracted to. Now he has spoilt everything.

Kato and Oharu

In fact Kato is so disappointed with Harry that he decides, on the spot, to sever friendship with him, to see him no more. Harry is devastated. the past few months have given him a wonderful insight into art and adult life, and wonders and mysteries. But Kato is unbending and Harry is kicked out to wander the streets in tears.

That night boy Harry tracks down Kato to a walled garden. Sneaking over the wall Harry is transfixed to discover that Kato is sketching Harry’s beloved actress Oharu being fucked in various positions by one of the comedians from the Folies theatre. Having become drenched in Japanese aesthetic values Harry is able to appreciate the subtlety of the positions, and the rapid way Kato sketches lines and form, writing scribbled notes in the margins indicating what colours later to use when he works them up to prints in his studio.

But a sudden flash of lightning reveals Harry standing in the garden watching the scene. Quick as a flash he turns and leaps back over the garden wall, scampering way through the alleyways of Asakusa in the pouring rain back to the house where he’s meant to be supervised by drunk Uncle Orin, but where he is, as usual, alone, and hunkers down into his bed cold and wet and miserable. Except that, a few minutes later, Oharu knocks meekly at the door, comes sits by the bed and apologises. ‘It was only sex, Harry,’ she says, voicing the very different attitude the Japanese take to copulation from us shame-filled Westerners. it was just poses and positioning for her friend the artists, Kato, nothing more. She strokes his head. He is cold and feverish. She insists on getting him out of his wet things. She climbs in behind him and Harry feels her nipples hardening. She takes his hand and guides it between her legs. In short, she guides him through the mysteries of sex, and takes his boyish virginity.

All novels are, at some level, wish fulfilment. The wish fulfilment and fantasy is nearer the surface in ‘genre’ fiction. What man reading this could not be transported and wish this was how he lost his virginity.

Unfortunately, Harry is just falling asleep in Oharu’s arms when the light is brutally turned on to reveal Harry’s parents standing over them, unexpectedly returned from a long missionary tour, accompanied by the bleary-eyed and mortally embarrassed Uncle Orin.

Harry’s father brutally yanks Oharu by the hair out of Harry’s bed and when Harry protests belts him so he reels across the room. He would have pushed Oharu naked out into the street, except that his wife points out the neighbours will see, the humiliation etc, so they let her hurriedly dress in her kimono before kicking her out then Roger Niles takes his belt to Harry and beats him till he bleeds.

Suffice it to say this experience crystallises Harry’s love for everything fine, refined and Japanese and his contempt for everything big, blundering and brutal about America. Within days they are on a boat sailing back to the States. A few months later Tokyo is devastated by the vast earthquake and firestorm known as the Great Kanto earthquake, an appalling disaster in which some 144,000 people lost their lives in the unimaginable holocaust of out of control firestorms. Harry later learns that Kato died trying to protect his prints, and nothing was heard of Oharu: like so many other she simply disappeared, burned without trace.

Colonel Ishigama 2

Anyway, it is only two-thirds of the way into the book that we discover the cause of Ishigama’s ire and why Harry has been trying to evade him for the first 300 pages, in a prolonged flashback. The story is actually told by the German Willie Staub. Four years earlier Willie had been in China when the Japanese invaded. He had been in the capital Nanking when the Japanese arrived and began their reign of fear. They gang raped all the women they could find. they rounded up men and shot them in squads of up to a hundred. NCOs arranged for the still raw recruits to use live Chinese as bayonet practice in order to perfect their technique.

In the midst of this holocaust Willie and the handful of other Europeans tries to set up a safe quarter of town to protect the Chinese fleeing there. From nowhere appears an American who can speak fluent Japanese and becomes Willie’s driver. He tells several stories about how Harry used his con-man confidence to interrupt executions and gang rapes.

Best technique was to muscle through the Japanese soldiers holding down the woman, take out a stethoscope and examine her groin (having first gotten the Japanese penis removed) and announce confidently that she had venereal disease, reminding the soldiers that they don’t want to infect themselves and bring this pollution back to their wives and sweethearts. The Japanese desisted. Harry and Willie took the traumatised woman to their lorry, to join all the others, and, once the lorry was full, be driven back to the (relative) safety of the European zone.

Anyway, one day on their tour of the atrocities, they come across a crowd of soldiers surrounding a line of ten Chinese civilians who have their hands tied behind their backs and have been made to kneel in a line. At the end of the line is Colonel Ishigama. Harry recognises him instantly. And recognises the beautifully crafted, infinitely sharp samurai sword he is holding. He is about to see if he can behead ten people in a row in under 60 seconds. As he flexes his wiry forearms, and as his aide de camp prepares the bucket of water and cloth with which he will wipe the sword between strikes, Harry grabs all the cash he and Willie have in the cash box in the lorry, jumps down and walks confidently into the ring of soldiers, yelling that he will give Ishigima 100 yen and every man in the watching soldiers ten yen each, if Ishigama can behead them all in under thirsty seconds, those left unbeheaded to walk free. The soldiers cheer for the money and Ishigama reluctantly agrees (refusing would lose face) and Smith then describes the grisly decapitation of the first five civilians, with Ishigama losing time because he’s flustered, because the aide de camp drops the wiping cloth, accidentally hitting his own aide de camp on one backswing: the upshot is that Ishigama only manages five before the thirty seconds is up.

The crowd of soldiers roar, Harry gives them the huge bundle of yen to distribute and hustles the surviving five civilians – including a 13-year-old boy who has pooed and peed himself – into the back of the lorry alongside the raped women, and they carefully reverse, through the cheering soldiers and drive off before Ishigama can do anything.

This is why, when Harry hears, right at the start of the story, that Ishigama is back from China in Tokyo, it fills his mind with anxiety and drives the narrative.

Ishigama’s revenge

There are a lot of other plot strands. Harry meets with his mistress (Lady Alice Beechum – wife of Sir Arnold, the British ambassador), tries to hide the fact from Michiko, runs his bar, the Happy Paris, makes his speech at the Chrysanthemum Club, meets other friends Japanese and American, for drinks and gossip, is present at the small group for drinks where Willie tells the story about Ishigama, meets his schoolboy friend and nemesis Lieutenant Gen, now in the Japanese Navy, for conversations about oil or lack thereof for the Japanese war effort.

In a separate plotline he is being investigated and followed by Sergeant Shozo of the Special Higher Police, also known as the Thought Police, and his goon assistant Corporal Go. They have been tipped off about his involvement in the Magic Oil experiments of Dr Ito, and turn up at the Yokohama dockside offices of one of the oil companies whose books Harry is fiddling to make it look like oil is being offloaded in Hawaii.

Also we run into several of Harry’s small gang of boyhood Japanese friends, and discover how they’ve turned out. One is a sumo wrestler, Taro, twin of Jiro, who had joined the navy and been killed and who, in a series of scenes, Harry promises to accompany to the office where they collect his ashes and official war box (containing the ashes, military citation and so on) to be given to the dead hero’s family.

Plus involvements with various local gamblers and a strand where Harry swaps all the cash he has for gold from a friendly pawnbroker.

Altogether, these intertwining plotlines and strands form a wonderful fabric, a tapestry of stories and adventures and scams, each of them shedding light on different aspects of Japanese culture, and tradition, building up a persuasive sense of life in Japan of the period.

But it is only in the last 100 pages or so that Ishigama finally catches up with Harry. It is in the willow house, a geisha house opposite his bar. Harry has returned from various meetings and adventures to discover his own bar dark and locked up. Unusual. He didn’t give instructions for this. And the willow house opposite is strangely quiet. It is unlocked. He takes his shoes off and tiptoes along the hall until he hears a voice calling his name.

In a genuinely bizarre scene, he discovers Colonel Ishigama quietly kneeling at a traditional Japanese table with his immense super-sharp samurai sword lying on it, attended by an immaculately painted geisha girl. Harry knows everything about Japanese culture and so this scene is stuffed with facts about geishas and the intricacy with which they are painted, their social and cultural role, as well as lots of information about Ishigama’s background.

Ishigama is infinitely polite and solicitous. He asks the geisha for hot sake. They drink each other’s health. Harry knows that if he makes one false move or says something wrong, Ishigama will whip up the sword and behead him faster than he can move.

It is the standout scene in a novel full of strikingly vivid, beautifully imagined scenes. Ishigama calmly and politely informs Harry that he (Harry) owes him (Ishigama) five heads, the five heads he never got to take off back in China. Of course Harry’s will be last, but he, Harry, will select the identities of the other four. Harry’s mind races…

At which point one of Harry’s acquaintances, Al DeGeorge, a journalist with the Christian Science Monitor, knocks on the door. He is drunk as a skunk. He stumbles inside shouting Harry’s name wanting to know why his bar isn’t open. He makes it right up to the entrance of the back room when Ishigama abruptly swoops to his feet, with one stride is at the doorway, and with one enormous sweep of the sword cleaves DeGeorge from shoulder blade to belly button. the dying man grunts a last syllable and falls in two halves.

Neither Harry nor the geisha has moved. As I say, powerful scene. In the event it slowly dawns on Harry, to his amazement, that the geisha is none other than his fierce lover, Michiko. All kinds of speculation goes through his mind. Was she always a geisha on the side. Who painted her so elaborately, every geisha needs an assistant? Was it Ishigama, a psychopath famed for his aesthetic abilities? In which case, did she service the brutal sadist?

Harry’s mind is swimming while he all the time makes no movement as Ishigama ritually cleans his sword and returns to the kneeling position opposite Harry at the low table. More sake! And the three toast each other as if nothing had happened. Then suddenly Michiko has a small dagger at Ishigama’s throat. She makes him put down the sword and Harry grabs both it and the smaller ceremonial sword from Ishigama’s sash.

Ishigama is neutralised. He smiles. Now he knows Michiko’s true relationship with Harry. Then he stands up and, of course, Michiko can’t bring herself to stab him. Before they can stop him he leaps through the paper wall of the room and is into the garden and beyond. Harry collects up the swords, grabs Michiko’s hand and they run back across the road towards his bar, letting themselves in, locking the door, Harry fumbling for the pistol he has hidden under the floorboards.

Then Harry is picked up by the Thought Police and taken to a prison where he sees the manager of one of the oil companies whose records he had faked, bound to a table and beaten senseless with bamboo rods. Sergeant Shozo is very polite, offers him a cigarette, says this will happen to him unless he tells them what he knows about the secret oil tanks at Pearl Harbour. They only beat Harry a little and eventually (and a bit inexplicably, to me) they let him go.

Harry makes his way back to central Tokyo and spends the remaining 100 or so pages of the book in increasingly desperate attempts to inform the American ambassador, and then his mistress, Lady Beechum, that he is now convinced a Japanese attack is coming very soon. The ambassador, cornered at a swish Japanese golf course, simply pretends to ignore him. Lady Beechum tells him noone will believe him; he is the most discredited man in Tokyo.

Then there is another encounter with Ishigama, in the street which is interrupted by news announcers blaring from every streetside loudspeaker – that Japan has launched a surprise attack on the American fleet and utterly destroyed it. People stream out of their houses, cheering. Ishigama is lost in the torrent of people. All the plotlines come together. Harry drives through the throng to the American embassy only to discover, amid scenes of panic as all the embassy staff gather and burn all their secret information, that Harry’s name is not on the list of Americans who will be repatriated. His old schoolboy friend Hooper explains it is partly because he is persona non grata with both the American and British ex-pat community. But more because the Japanese want him.

Finally Ishigama catches up with him, helped by his oldest schoolboy frenemy, Gen, giving rise to a prolonged chase through shops and back alleyways until Harry finds himself, unwittingly, tumbling once again through the door into the dressing room of the Theatre Folies, where he had tumbled all those years ago. Now it is dusty and abandoned and now, on its empty stage, the last gruesome scene of the novel takes place.

You will not be surprised to learn that heads roll. But I think you should read this immensely enjoyable to find out whose.

Dramatis personae

Whites

Lady Alice Beechum – wife of Sir Arnold, British ambassador, Harry’s sexually athletic mistress, who has also worked in the British code room for two years, very well informed about international affairs

Sir Arnold Beechum – purple faced blimp who knows full well Harry is having an affair with his wife and, late on in the novel, ambushes Harry with a cricket bat, knocking him unconscious, as if Harry didn’t have enough to worry about already

Willie Staub – member of the Nazi Party, former managing director of China Deutsche-Fon – who was with Harry back in Nanking, China, then married Iris, a Chinese woman, who he is desperate to help get away with him back to Europe

Al DeGeorge – sceptical journalist for the Christian Science Monitor

Japanese

Agawa – keeper of a local pawnshop who exchanges Harry’s cash for small gold ingots

Corporal Go of the Thought Police, a grinning sadist

Goro – reformed pickpocket friend of Harry’s, gone straight and married the owner of a stationery shop he once tried to rob

Haruko – waitress at Harry’s bar, the Happy Paris

Ishigami – the young army officer who deflowers the boy Gen, and gives him and Harry a display of samurai swordsmanship, who Harry cheats out of his Chinese beheadings in Nanking, and then pursues Harry implacably through the second half of the novel like an avenging Fury

Kato – artist and printmaker, who teaches Harry (and the reader) the aesthetics of Japanese prints and design; after Harry lets Gen take a print to Lieutenant Ishigama – who seduces him – Kato drops Harry as unreliable

Kondo – bartender at the Happy Paris

Michiko Funabashi – young woman communist who Harry saves from a riot, sleeps with and thereupon becomes his fiercely jealous mistress, she serves as the Record Girl in his bar, and pops up unexpectedly painted as a geisha girl in the central scene with Colonel Ishigama

Oharu – actress in the theatre who wipes the boy Harry’s face when he tumbles into the changing room, and becomes his muse, and who later takes his virginity: lost in the great earthquake of 1922

Sergeant Shozo of the Special Higher Police – thoughtful and playful officer who unwaveringly pursues Harry to find out if he was lying about the oilfields at Hawaii

Taro – sumo wrestler, twin of Jiro, who joins the navy and is killed, whose ashes Taro receives on the main day

Tetsu – one of their boyhood gang who becomes a yakuza and is covered in tattoos

Gen – the leader of their gang when they were boys, now a lieutenant in the Japanese navy

Admiral Yamomoto – head of the Imperial Japanese Navy who Harry is introduced to by a nervous Lieutenant Gen eight months earlier, whose trust Harry wins by playing poker with him, and who then asks for Harry to come and watch the conman Dr Ito perform his fraud of supposedly turning spring water into oil

Cruz Smith’s prose

Cruz Smith’s writing has two obvious pleasures: one is that he really transports you to his locations, making you feel and smell and breathe them. The bustling, noisy cityscape of 1940s Tokyo is vividly conveyed, from the pomp of the British Embassy, via the top businessmen at the Chrysanthemum Club, to the umpteen bars and pawnshops and sumo training gyms and artists studios which Harry’s numerous interests take us to.

Second is the way he can make language jive and shimmy. I’ve just read a couple of thrillers by the Englishman Robert Harris, which are written in clear efficient journalistic prose, the text’s ‘grip’ deriving from the mounting tension implicit in the increasingly fraught situations he describes. Harris’s prose is meant to be transparent as a reporter’s to let the fraught scenarios snag the reader.

By contrast Cruz Smith is a poet. He can make the language jive and shimmy in totally unexpected ways. You know the old archive footage where an artist like Picasso draws a couple of lines onto paper and… it is a bull! Same with Cruz Smith. A couple of ordinary words are arranged in a novel combination which opens up an entirely new idea or sensation. He’s magic!

In this way, not only are the novels exciting and informative but they also supply a steady stream of moments when the prose leaps up and performs tricks for you. I’m not saying he’s Shakespeare. Just that he can do in a phrase what other authors need a paragraph to do, and then injects something extra.

For example, here is Tokyo as the loudspeakers at every road corner blare the news that Japan has launched and won the Pacific war.

Each radio report began with the opening bars of the ‘Warship March’, and with every account, Tokyo seemed to rise farther above sea level. (p.407)

When Harry is planning to ditch Michiko in order to be on the last plane out of Tokyo sitting next to his mistress, Lady Beechum, he thinks:

He’d garb his betrayal with small decencies… (p.233)

Lady Beechum is all-too-aware of Harry’s crooked shortcomings, as she sums up in a Wildeish paradox:

‘Harry, it’s a fantasy. You and I were not meant to be with anyone. it’s sheer incompatibility that keeps us together.’ (p.172)

Sometimes it’s more in the zone of American street smarts, descended from a long line of pulp writers, and crafted to reflect Harry’s own rueful self-awareness.

A crow trudged up the road and shared a glance with Harry, one wiseguy to another. (p.330)

It was one of those moments, Harry thought, when your life was put on the scale and the needle didn’t budge. (p.342)

But at others, it’s poetry, moments when you see a new aspect of human behaviour.

The man spoke with such intensity that it took Harry a moment to find the air to answer. (p.191)

Sometimes it’s the poetry of description.

Every few minutes a fighter plane would pass overhead, towing its shadow across the baseball diamond and up over the slope to the airfield across the road. (p.130)

This immediately and vividly made me recall all the times an airplace shadow has passed over or near me. I was there.

Maybe my favourite is the moment when the boy Harry pops over the wall into the garden of the house where he is to discover Ohasu having sex and being sketched by Kato, in a heavy summer downpour of rain, and:

The house was larger than it had appeared from the street, with a side garden not of flowers but of large stones set among raked pebbles. In a brief illumination of lightning, Harry saw the garden as it was meant to be contemplated, as small islands in a sea of perfect waves. The pebbles chattered in the rain. (p.250)

‘The pebbles chattered in the rain.’ Not show-offy, witty or paradoxical. Only six common little words. But which convey the moment perfectly, the garden of Japanese pebbles glistening and minutely jostled by the heavy downpour. You are there. With Harry. At the heart of the story. And Cruz Smith does this again and again with acute details and snappy phrases. His books are not only gripping and thoroughly researched, but deliver a really verbal, literary pleasure.


Martin Cruz Smith reviews

Smith is a prolific writer. Under his own name or pseudonyms, he has written some 28 novels to date. The eight novels featuring Russian investigator Arkady Renko make up the longest series based on one character:

1981 Gorky Park – Introducing Arkady Renko and the case of the three faceless corpses found in Gorky Park, in the heart of Moscow, who turn out to be victims of John Osborne, the slick American smuggler of priceless live sables.
1989 Polar Star – In the first novel, Renko had clashed with his own superiors in Moscow. Now he is forced to flee across Russia, turning up some years later, working on a Soviet fish factory ship in the Bering Sea. Here, once his former profession becomes known, he is called on by the captain to solve the mystery of a female crew member whose body is caught in one of the ship’s own fishing nets. Who murdered her? And why?
1992 Red Square – After inadvertently helping the Russian security services in the previous book, Arkady is restored to his job as investigator in Moscow. It is 1991 and the Soviet Union is on the brink of dissolution so his bosses are happy to despatch the ever-troublesome Arkady to Munich, then on to Berlin, to pursue his investigations into an art-smuggling operation – to be reunited with Irina (who he fell in love with in Gorky Park) – before returning for a bloody climax in Moscow set against the backdrop of the August 1991 military coup.
1999 Havana Bay – Some years later, depressed by the accidental death of his wife, Irina, Arkady is ssent to Havana, Cuba, to investigate the apparent death of his old adversary, ex-KGB officer Colonel Pribluda. He finds himself at the centre of a murderous conspiracy, in an alien society full of colourful music by day and prostitution and voodoo ceremonies by night, and forced to work closely with a tough local black policewoman, Ofelia Orosio, to uncover the conspiracy at the heart of the novel.
2004 Wolves Eat Dogs The apparent suicide of a New Russian millionaire leads Arkady to Chernobyl, the village and countryside devastated by the world’s worst nuclear accident – and it is in this bleak, haunting landscape that Arkady finds a new love and the poisonous secret behind a sequence of grisly murders.
2007 Stalin’s Ghost The odd claim that Stalin has been sighted at a Moscow metro station leads Arkady to cross swords with fellow investigator Nikolai Isakov, whose murky past as a special forces soldier in Chechnya and current bid for political office come to dominate a novel which broadens out to become an wide-ranging exploration of the toxic legacy of Russia’s dark history.
2010 Three Stations In the shortest novel in the series, Arkady solves the mystery of a ballet-obsessed serial killer, while the orphan boy he’s found himself adopting, Zhenya, has various adventures in the rundown district around Moscow’s notorious Three Stations district.
2013 Tatiana – is Tatiana Petrovna, an investigative journalist who appears to have jumped to her death from the 6th floor of her apartment block. When Arkady investigates her death he discovers a trail leading to Kaliningrad on the Baltic Coast and a huge corruption scandal which will involve him in love and death amid the sand dunes of the atmospheric ‘Curonian Split’

Also:

1986 Stallion Gate

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