Cat’s Cradle by Kurt Vonnegut (1963)

This is an end-of-the-world apocalypse novel, made all the bleaker by the warm chatty style of everything which precedes the final doom.

The plot – Ice-nine

For 150 or so pages the narrator (named John, but on the first page he suggests we call him Jonah, in line with the usage indicating someone who brings bad luck) pursues an elaborate and good-humoured picaresque as he tracks down the grown-up children of the so-called ‘father of the atom bomb’, Felix Hoenniker.

The narrator is planning to write a book about what people were doing on the day the atom bomb was dropped, although he never really gets much further than talking to the members of Hoenikker’s family and his boss and co-workers.

John corresponds with Newton Hoenikker, and his sister, Angela Hoenikker Conners, then travels to the town of Ilium to meet them, and also Hoenniker’s former employer, Dr. Asa Breed, head of the General Forge and Foundry Company where the late Felix worked.

He explains that the company is really a top secret government agency. Breed explains that Hoenniker was like a child who just liked solving whatever problem was put in front of him. The agency had a request from the U.S. Marines who (in Vonnegut’s cheerfully childish way) are described as being fed up of crawling through mud. Can’t the scientists do anything to clear up all this mud?

And so we are told that Hoenniker came up with the notion that ice may potentially be formed in different ways from usual. He starts by considering that ice is just a solid way for molecules of H2O to exist. It consists of a latticework of molecules in a steady state. But plenty of other chemical substances, ones we think of as crystalline, in fact form crystals in a variety of ways. They are all crystals but she shape of the latticework which makes them solid can be altered in the laboratory by ‘seeding’ the chemical solution, as it approaches solidifying point, with the desired pattern. Then all the other molecules in the chemical crystalise in that pattern.

To cut a long story short, John discovers that Dr Hoenikker had discovered a new way of making water solidify at a higher than usual temperature, roughly room temperature. After experimenting with seven other versions he has called this ice-nine. If crystals of ice-nine touch any other form of water, it will all immediately solidify according to the ice-nine crystal or lattice structure.

Now all this was done to help out the U.S. Marines who were fed up of getting dirty and muddy while they went about their work. (See the absurdity on which all Vonnegut’s stories are based?) But of course, you and I – having read hundreds of end-of-the-world books and watched hundreds of end-of-the-world movies – instantly spot the risk involved. Potentially one little sliver of ice-nine could end the world by converting all the water – all the seas and oceans and rivers and lakes and streams and all the rain and, yes, all human beings (who are, after all, mostly made of water) into solid blocks if ice-nine.

And that, after another 100 pages of very entertaining travelogue, is exactly what happens.

The book is extremely readable (I couldn’t put it down, I read it in one four-hour sitting) because:

  1. it is broken up into dinky little two-page chapters, so it feels like it moves very fast
  2. in almost each chapter we are introduced to new and strikingly drawn characters, often very secondary – like the secretary at the General Forge and Foundry Company, the old black lift boy, Lynton Enders Knowles, a taxi driver, a bartender, a headstone salesman – but all of whom have zippy cameos
  3. it is often very funny – it is certainly much more upbeat than The Sirens of Titan which I found unpleasantly nihilistic – with light humorous touches all over the place

When John stops by at Ilium’s gravestone dealership he discovers the owner is the brother of Ava Breed, head of the General Forge and Foundry Company.

‘It’s a small world,’ I observed.
‘When you put it in a cemetery, it is.’ Marvin breed was a sleek and vulgar, a smart and sentimental man. (p.44)

When he stops off at Jack’s Hobby Shop the page or two describing the shop and its owner and all its hundreds of miniature trains and dioramas is sweet. For a two-page chapter we learn that during his trip to Ilium John lent out his room to a New York poet, Sherman Krebbs, who proceeded to have wild parties and trash it. Someone had written in lipstick over his bed, ‘No, no, no, said Chicken-licken’ (p.53).

Apparently Vonnegut himself claimed that his books ‘are essentially mosaics made up of a whole bunch of tiny little chips…and each chip is a joke.’ That is eminently true of Cat’s Cradle.

The whimsy in Sirens felt utterly contrived. Here it is genuinely charming and helps you whizz through the story. Part two of it is set on the dirt poor Caribbean island of San Lorenzo. This is because both Newton and Angela Hoenikker thought their older brother, Franklin, was dead. (On Hiroshima Day Newton had told John he remembers discovering Franklin under a bush trying to persuade some red ants he’d captured and put in a jam jar to fight some red ants.)

Newton (nickname ‘Newt’ and a midget) and Angela thought Franklin was dead because he got caught up in some car-smuggling racket in Florida and disappeared, assumed wasted by the Mob. But suddenly he turns up as the right-hand man of San Lorenzo’s dictator, ‘Papa’ Monzano.

The second and longest part of the story is set on the island, although it takes a few pages to get there as Vonnegut enjoys describing the wacky characters who share the small charter plane there with John – a hustling bustling businessman, H. Lowe Crosby, who wants to set up a bicycle factory on the island (and his wife Hazel), and the new U.S. ambassador, Horlick Minton, a picture of haughty aloofness (and his wife Claire).

There’s also the figure of Julian Castle, once the multi-millionaire ex-owner of Castle Sugar Cooperation, who gave up business in order to set up a charity in the jungle, the whom John travels to San Lorenzo to interview. He abandoned his business ventures to set up and operate a humanitarian hospital, the House of Hope and Charity, in the jungle. And he has a son, Philip, who has a wonderful dry wit: there are several really funny dialogues between him and the narrator.

To cut a long story short, the dictator ‘Papa’ Monzano is really ill with excruciatingly terminal cancer, and so he hands over power to his military adviser, Franklin Hoenikker. But Franklin doesn’t want the job and hands it over to the narrator. A big fireworks display and flyover by the San Lorenzo air force is planned for inauguration day. Just hours before it, the narrator discovers that Papa has committed suicide (to escape the unbearable pain of his terminal illness) by touching a fragment of ice-nine to his lips. One of the bloody Hoenikker kids must have given him some.

So John and Newt very very carefully use a blow torch to raise the temperature of the ice-nine and scoop up every sliver into a bucket of hot water and generally quarantine it. But all this comes to nothing when one of the six jets flying overhead crashes into the big castle on a cliff where John, Frank, Newt, Angela, the ambassador and Crosby are standing. The particular tower they’re on cracks and crumbles, half of it toppling into the sea.

And then, with all the horror of full knowledge of what is coming, John is forced to watch the bed on which the ice-nined body of Papa Monzano was lying, slowly slide across the slanting floor and into the ocean.

In a flash the entire ocean is solidified, every river, lake and sea in the world is solidified, all rain turns to hail, and almost everyone in the world who is touching the contaminated water dies. The sky immediately turns into a hell of thousands of tornadoes, like an endless sack full of grey wriggling worms.

John and Papa’s beautiful adopted daughter, Mona, who he has lusted after throughout the novel, escape down to a bunker where there is food and safe drink for three or four days. When they go back above ground, nothing has changed. The world has come to an end.

Exploring the island and looking for survivors, they discover a mass grave where all the surviving San Lorenzans had killed themselves with ice-nine, on the facetious advice of Bokonon. Displaying a mix of grief and resigned amusement, Mona kills herself as well.

John later discovers Newt and Franklin survived, as did H. Lowe Crosby and his wife. They eke out a living not touching any of the ice and heating all water before they drink it. It is in the months since the apocalypse that John has written this account, the book we hold in our hands.

The religion – Bokononism

But this summary has so far completely ignored what is arguably the more important aspect of the book which is that John, right at the end of the story, had become a convert to a new religion known as Bokonism, with the result that the book is packed, from start to finish, with explanations of key Bokononist terms and ideas, as well as quotes from the calypso songs in which Bokonon expressed himself collected in the so-called Books of Bokonon.

In essence, Bokononism teaches that life is empty and meaningless and therefore we must comfort ourselves with useless lies.

There’s a lot of fol-de-rol surrounding the religion but the basic idea is that it was dreamed up by two castaways on the island (a merchant seaman from Tobago, Lionel Boyd Johnson, and a deserting U.S. marine, Corporal Earl McCabe) who set out to create a utopian religion from scratch.

They initially ruled San Lorenzo (giving it, in a typical piece of sardonic Vonnegut humour, a national anthem based on the tune ‘Home, Home on the Range’) but quickly realised that a religion needs the ‘glamour’ of being struggled and suffered for. And so they banned their own religion, and Bokonon himself (in fact his name was Johnson but the islanders couldn’t pronounce it) went into hiding. Any followers were liable to be hung up on a giant meathook which was set up in the centre of the capital city.

After which Bokononism really took off. (You see Vonnegut’s sardonic humour / understanding of human nature?)

Throughout the book the author takes particular incidents and demonstrates how they are good examples of Bokononism’s main concepts. Some twenty of these are demonstrated and explained in the text, but about three are important because they will recur in Vonnegut’s later works.

karass – a group of people linked in a cosmically significant manner, even when superficial linkages are not evident.

granfalloon – a false karass i.e. a group of people who imagine they have a connection that does not really exist, for example ‘Hoosiers’ are people from Indiana, and Hoosiers have no true spiritual destiny in common, so really share little more than a name. Another example Vonnegut gives is Americans.

wampeter – the central theme or purpose of a karass. Each karass has two wampeters at any given time, one waxing and one waning

foma – harmless untruths

There’s much more, and the weaving of Bokononism into the plot is very cleverly done (well, ‘clever’ in the sense that it is obvious nonsense invented to demonstrate the power of obvious nonsense over the stupid human mind).

More to the point, it is funny, often very funny – and the combination of the a) fairly normal social comedy of fat bicycle manufacturer, waspish hotel owners and so on with b) the very thoroughly worked-out integration of this imaginary religion into all aspects of the plot all leading up to a c) all-too-believable sci-fi apocalypse make this a compelling and disorientating read.

Anti-war

Here, as in all his books, Vonnegut makes his anti-war sentiments crystal clear. He has the U.S. ambassador, at a commemoration service for San Lorenzans who died in the Second World War, remark:

‘And I propose to you that if we are to pay our sincere respects to the hundred lost children of San Lorenzo, that we might best spend the day despising what killed them; which is to say, the stupidity and viciousness of all mankind.

‘Perhaps, when we remember wars, we should take off our clothes and paint ourselves blue and go on all fours all day long and grunt like pigs. That would surely be more appropriate than noble oratory and shows of flags and well-oiled guns.’

Right on, man.


Related links

Kurt Vonnegut reviews

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1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, a moon of the former Jupiter, but the thriller aspects are only pretexts for Clarke’s wonderful descriptions of landing on Halley’s Comet and the evolution of wild and unexpected new forms of life on Europa

2061: Odyssey Three by Arthur C. Clarke (1987)

Clarke’s famous characters

I was struck by the cosy, clubby, collegiate atmosphere created by this novel. Although it’s meant to be about far-out events at the limits of human understanding, a thriller-cum-disaster story set at the remote end of the solar system – it often feels more like an after-dinner conversation at a gentleman’s club.

Every character is the ‘best in the world’ at their trade. Thus, at the captain’s table aboard the spaceship Universe, sit a typical cross-section of the planet’s great and good: ‘the planet’s best known science communicator’, a leading classical conductor, the first man to land on Mercury, the famous movie star Yva Merlin, and the planet’s best-known popular writer. We learn that the man who paid for Universe to be built is, of course, the richest man in the world, ‘the legendary Sir Lawrence Tsung’ (p.31).

These characters all know each other, share the same kind of rational approach to the world, give each other the same kind of nicknames, cultivate a knowing cliqueyness. Thus the notable passengers on the Universe who I’ve listed above are immediately nicknamed ‘the Famous Five’ by the other civilian passenger, the world famous scientist Dr Heywood Floyd (who appears in 2001: A Space Odyssey and is the key figure in 2010: Odyssey Two).

Even when new characters are introduced, such as the Afrikaaner Rolf van der Berg, who appears in what is at first a standalone strand of the plot, he is quickly bound into the club of the internationally famous by virtue of the fact that his uncle, Dr Paul Kreuger, was eminent enough to nearly be awarded a Nobel prize for particle physics (he was only disqualified because of political concerns about apartheid).

Something very similar happened a few years ago when I read through the adventure novels of Alistair MacLean in chronological order. The early ones are about nobodies who perform amazing feats battling Soviet agents or criminal gangs. But as they go on, they get worse, and MacLeans’s novels really began to go really downhill when they started to feature famous people (not real famous people – fictional famous people, the greatest racing driver, the most famous circus performer, the eminent film star, and so on).

You could call it laziness, or a fatal temptation for authors who have to churn out popular fiction by the yard – but you can see how, in a novel about nobodies, you have to earn the reader’s interest and attention; whereas, by contrast, if you start your story with a cast list which already includes the world’s most famous novelist, the world’s most famous conductor, the world’s most famous nuclear physicist, the world’s most famous space explorer and so on… then you can kind of demand the reader’s attention, as if they were reading the gossip column in Tatler or The Spectator.

It’s a kind of fictional short cut to trying to involve us. It’s like he’s expecting us to give him our respect and attention merely for the high falutin’ company he keeps, before he’s even started the story.

In these pally, clubby circles everyone is eminent enough to have been discussed in the papers and magazines and had their private lives pawed over. Which explains why famous characters aren’t introduced in their own right, but as the famous so-and-so who some critics / papers / colleagues criticise for his x, y, z public behaviour. This allows the author to then enact another cheap fictional strategy, which is – having invented various scandals or misunderstandings which dog the reputation of famous person x, y or z, to then present us as the man on the inside, the one in the know who is going to share the real reasons behind scandal x, y or z. It is the strategy of the gossip columnist, not the novelist.

And also, in these pally, clubby circles, everyone has nicknames for each other. Thus Floyd nicknames his fellow guests ‘the Famous Five’, but four of them quickly nickname the best-selling novelist Margaret M’Bala Maggie M (p.71). Later on, when Heywood comes up with a plan to use water from Halley’s Comet to fuel the Universe, despite some risks, he is quickly nicknamed ‘Suicide’ Floyd by the sceptics (p.176).

And when they’re not nicknaming each other, the characters are quick to come up with jokey nicknames for the space features they’re discovering, chirpy, jokey names which domesticates the bleak and weird features of space and brings even them into the cosy circle, the confident cabal of Clarke’s top men in their field. The habit of nicknaming which I’ve described among the little clique of VIPs aboard the Universe is shared by the crews of every other space ship and by astronomers back on Earth. That’s my point. These are all the same kind of people with the same sense of humour.

  • it looked exactly like a terrestrial geyser and had been promptly christened ‘Old Faithful’ (p.22)
  • the fifteen-hundred-kilometre-long feature that’s been christened the Grand Canal (p.38)
  • a perfectly straight two-kilometre-long feature which looked so artificial that it was christened the Great Wall. (p.136)

There is lots of ‘wry’ humour, ‘rueful’ remarks, ‘wry’ jokes and ‘rueful’ expressions. I’ve never really understood what wry and rueful mean. I can look them up in a dictionary, but I’m not sure I’ve ever seen someone give a ‘wry smile’. It’s the kind of phrase you only read in popular fiction.

  • Maggie M viewed the situation with rueful amusement. (p.200)
  • ‘By the time I abandoned Shaka,’ she wryly admitted, ‘I knew exactly what a modern Germans feels about Hitler.’ (p.209)

Not much of this is actually funny, and it has an undermining effect on the book’s tone. If you’re writing a thriller you need to be very confident of yourself to include lots of supposed humour. The risk is it won’t be funny but will work to undermine the necessary tension and suspense. This is what happened to Alistair MacLean – he got more and more jokey and less and less gripping or believable.

And, as I pointed out in my review of 2010: Odyssey Two, even if you make one of your characters comment on the fact that they appear to be in a cheap pulp melodrama – that doesn’t deflect the allegation, it’s an admission.

It was uncomfortably like one of those cheap ‘mad scientist’ melodramas… (p.146)

Clarke turned 70 as the book neared completion. Later, he would be knighted. So maybe that’s another reason for this rather self-satisfied and clubby atmosphere: maybe it reflects the mind of a man rich in honours and achievements, a genuine pioneer in science thinking as well as fiction, an incredibly effective populariser of all kinds of ideas from satellites to mobile phones to scuba diving, a man who had an amazingly distinguished life and career, who knew everyone, who was garlanded with honours. Maybe this book accurately reflects what that feels like.

Why Clarke’s predictions failed

As the title suggests, the book is set in 2061, sixty years after the alien monolith was discovered on the moon which kick-started this whole series.

Any sci-fi author writing about the future has to throw in some major events to pad out, to add ballast to their supposed future history, the obvious one being a nuclear war.

Clarke is no exception to this rule and predicts that by 2061 there will have been a short nuclear war carried out by two minor powers and only involving two bombs (I wonder if he was thinking about India and Pakistan). In light of this poisonous little conflict, Russia, America and China promptly band together to ban nuclear weapons and so the world is at peace (p.28).

Later on we learn that there has been a Third Cultural Revolution in China (there had already been a second one by the time of the 2010 book). Oh yes, and there has been the Great Californian Earthquake which reduced most of the state to flaming rubble (p.26).

In other words, Clarke’s treatment of history is the same kind of lightweight caricature as his treatment of his ‘famous’ characters – a lamentably simplistic, cartoon view of human affairs, of history, economics, geopolitics and so on, which can all be summarised in a few throwaway brushstrokes.

Like so many of the sci-fi writers of his generation (who all came to eminence in the 1950s), Clarke thinks there’ll be a nuclear war or two which will teach ‘humanity’ the errors of its ways, which will end war and conflict, and so, with the money saved, ‘mankind’ will invent a hyperdrive and set off to colonise the stars.

This simple-minded delusion is so basic to so many of these narratives that you could call it Science Fiction’s foundational myth.

This iteration of it – 2061: Odyssey Three – follows the myth exactly:  the small nuclear war leads to peace, which leads to a ‘peace dividend’, which funds the inevitable development of a new ‘space drive’, and so on to ever-widening space exploration.

Scientifically careful, as always, Clarke attributes the ability to travel at speed through space to a new ‘drive’ based on the development of muonium-hydrogen compounds in the 2040s. As a result – and as so often -the solar system is soon littered with human colonies on all the habitable planets and the moons of the gas giants, as well as various space stations in orbit, and a busy traffic of shuttles and freighters popping between them.

Seeking clues as to why – contrary to the confident predictions of Asimov, Blish, Bradbury, Clarke and so many other sci-fi writers – none of this has happened, I think there are two main reasons:

1. Erroneous comparison with other technologies

Clarke makes a profoundly mistaken comparison between air travel and space.

The Wright brothers made ‘the first controlled, sustained flight of a powered, heavier-than-air aircraft on December 17, 1903, four miles south of Kitty Hawk, North Carolina’. Only 50 years later passengers were sitting in first class while globe-spanning jet airliners flew them to Australia.

I.e it took just fifty years for the technology of manned flight to be transformed out of all recognition and to become commonly available to anyone with the cash.

In my opinion Clarke then makes the very false assumption that space travel will also proceed in the same kind of unstoppable leaps and bounds, from early primitive experiments to widespread commercial availability in a similar timespan – from Sputnik (1957) through the first men on the moon (1969), the first space shuttle in 1982 to the crewing of the International Space Station in 2000 and he then projects that forward onto bases on the moon, then Mars, then manned flights to Venus, then the new space drive and boom!

All so easy when you’re writing novels, essays and brochures for NASA.

2. Failure to understand economics

The analogy doesn’t hold because of simple economics. The space shuttle project cost some $210 billion, and each launch of a space shuttle cost over a billion dollars (until the last launch in 2011).

No commercial company can afford to spend this much. No commercial company will ever be able to make a profit out of space travel, either for tourists or for natural resources.

Only governments can fund this sort of cost, and even then only the governments of major powers, and even then only if there are demonstrable scientific, technological or geopolitical benefits. The Americans only put a man on the moon because they felt they were in a life-or-death struggle against Soviet Russia. The edge of that rivalry was wearing out in the 1980s and collapsed with the end of the Soviet Union in 1990.

There never was a commercial imperative for space travel and now there is next to no geopolitical motive. I predict there will never be a base on the moon. There will certainly never be ‘bases’ on Mars, let alone any of the other planets or moons. It just costs vastly too much, and for little or no payback.

3. Confusing space enthusiasts with ‘all mankind’

A related passage indicates another error in Clarke’s thinking. He was in the middle of explaining how ‘mankind’s thirst for knowledge pushed them on to explore blah blah blah’, when I realised, there’s the problem.

Clarke makes the common error of thinking that the subjects, activities and achievements which he has devoted his life to – are of interest to all mankind. Unfortunately, astronomy, astrophysics, space engineering, astronautics and all the rest of it are, at the end of the day, a very small minority interest. However:

1. Within the fictions, naturally enough, all the characters have dedicated their lives to these matters, and so his books – like those of Asimov or Blish – give the impression that the whole world cares as passionately about the aphelion of Io or the temperature on Callista, as they do.

2. There is a megalomania about science fiction as a genre. Pretty much from the start, from the minute H.G. Wells’s Martians emerged from their spaceships back in 1897, science fiction has dealt with global threats and an absolute central assumption of thousands of its stories is that the world will be saved by a handful of heroes. That the entire world will look up as the alien spaceships are destroyed by Will Smith and Jeff Goldblum in Independence Day.

To make it clearer – on page 83 of this book Clarke writes that really major scientific discoveries, the ones that shatter the entire worldview of a culture, don’t come along very often:

Galileos and Einsteins seldom appear more than once per century, which is just as well for the equanimity of mankind.

Just what does he mean here by ‘mankind’? Galileo published his discoveries in the 1630s, while Europe was being wracked by the Thirty Years War. Was the average European’s view of life turned upside down? No. Most Europeans were illiterate. What about the inhabitants of north or south America, Australia, Africa, or Asia? I don’t think they were too bothered either. So by ‘mankind’, Clarke is clearly referring to a tiny sub-set of Western European intellectuals.

Also, obviously enough, he has chosen two guys – Galileo and Einstein – who made big changes to the way we see the universe, to astronomy and astrophysics.

But Darwin’s theory had arguably the most seismic impact on the West, making Christian faith significantly harder to believe, while Fleming’s discovery of penicillin has had more impact on human life than any other scientific discovery ever, by saving probably billions of lives.

In Clarke’s prophecy when the major powers step in to prevent a nuclear war, it signals the end of all wars which results, of course, in a ‘peace dividend’ and, Clarke cheerfully informs us, ‘humanity’ then decides to devote this enormous amount of money to just the kind of things Clarke thinks are important, like exploring the solar system.

The flaw is when Clarke identifies the ambition and interests of a tiny minority of the earth’s population with ‘humanity’. It is, basically, identifying his own interests with all of ‘humanity’.

But the overwhelming majority of ‘earth’s population’ doesn’t want to spend hundreds of billions of dollars in constructing spaceships which half a dozen like-minded chaps can have adventures in. Sorry.

4. Confusing America with ‘all mankind’

A common error made by high-profile, high-paid American authors is to think the entire world circles round America and American cultural products.

In pulp magazines, in short stories, in novels, and in Hollywood movies, American science fiction writers have complacently assumed that Americans will bear the brunt of any alien invasion, Americans will defeat the bad guys, Americans will develop all the new technology, including the mythical space drive, Americans will lead the way in colonising space.

The cold reality

Taken together, all these wrong assumptions, false analogies and economic illiteracy, combined with the enormous PR campaign surrounding NASA and the Apollo space programme throughout the 1960s and into the 1970s, misled clever men like Clarke and Asimov into thinking that the whole world shared their passion, and that the outward urge was unstoppable.

Now, in 2019, from Syria to Xinjiang, from Burma to Brazil, people are in the same old trouble they always have been i.e. huge numbers of people are crushingly poor, unfree, victimised, exploited by massive corporations or locked up by the military police. People have other, more pressing priorities. Space is too expensive to travel to or to commercially exploit. These sci-fi stories are fantasy in the literal sense of something which never could and never will happen.

They are yesterday’s futures.

(It was only after thinking this all through that I came upon the following article about the end of the Space Age in, of all places, the New Statesman.)

The plot

When I saw the date (2061) I thought well, at least we won’t have to put up with Dr Heywood Floyd, who was a key figure in 2001: A Space Odyssey and the rather irritating central character of 2010: Odyssey Two.

So I burst out laughing when I discovered that Floyd is in 2061, appearing at the ripe old age of one hundred and three.

How come? Well, it turns out Floyd falls off a hotel balcony during a party to celebrate his return from the 2010-15 Jupiter mission, and breaks so many bones that he’s taken up to the space hospital in orbit round the Earth where he heals slowly but, by the time he does, it’s clear he’ll never be able to walk on Earth again.

So he stays up there for the next 45 years, sipping cocktails and chatting to the other occupants of the hotel, all – it goes without saying – eminent in their fields. A kind of All Souls College in space. Very cosy.

As the story opens a Chinese billionaire has funded the construction of several spaceships, leading up to the state-of-the-art spaceship Universe. Universe is scheduled to fly across the solar system to rendezvous with Halley’s Comet.

Although Clarke’s astrophysics is as precise as ever, the fictional part feels laughable. The Universe has gravity and joining Floyd at the captain’s table for fine wine and Michelin star meals are a selection of the planet’s great and good – ‘the planet’s best known science communicator’, a leading conductor, the first man to land on Mercury, and the planet’s best known popular writer, the ‘Famous Five’ I mentioned earlier.

This long sequence about the comet is only included so that Clarke can publish his (fascinating) speculations about what Halley’s Comet really looks like and what it would be like to land on it. This is genuinely interesting and obviously based on research and an intimate knowledge of space physics. I particularly enjoyed the bit where several scientists go a-wandering in their space suits, down into the spooky subterranean caverns of the comet, complete with their eerie stalactites.

But this entire sequence – the building, launch, docking at a space station, Floyd joining it, the journey to Halley’s Comet, docking with Halley’s Comet, exploring Halley’s Comet – all turns out just to be the hors d’oeuvre to what develops into quite a conventional thriller, albeit set in space.

For while the rich passengers on the Universe are frolicking on Halley’s Comet, hundreds of thousands of kilometres away, the spaceship Galaxy (also owned by richest man in the world, the ‘legendary’ Sir Lawrence Tsung) sent to investigate the moons of what was once the planet Jupiter, is hijacked by a woman with a gun – Rosie Miller – clearly an agent of some Earth power (but who or why remains a mystery), who forces the pilot at gunpoint to set the ship down on the surface of Jupiter’s moon, Europa.

Now it just so happens that out of the several billion human inhabitants of the solar system, the second mate on the spaceship Galaxy is none other than the famous Heywood Floyd’s grandson, Chris.

  1. This continues the book’s strong sense that it is a very small world in which only about twenty people count
  2. It means Floyd is thrown into understandable concern for his grandson and so
  3. He supports the ‘audacious’ plan to refuel Galaxy with water from the geysers of Halley’s Comet and then fly the Universe at top speed to Europa to rescue the Galaxy‘s 30-odd crew.

But it also turns out that 4. young Chris Floyd is himself not what he seems – he is working undercover for Astropol (the futuristic version of Interpol) who had suspected something dodgy was going to happen on the Galaxy. Aha! Mystery. Suspense.

The story turns into two parallel narratives. On Europa the crew of the Galaxy have to keep their ship afloat on the bubbling ‘ocean’ while being blown by its ‘winds’ towards a ‘shore’, all the time worrying about food and life support systems etc.

While, in alternating chapters, we eavesdrop on the harried crew and pampered passengers of the Universe as it travels at over four million kilometres per hour out towards Jupiter/Lucifer.

Young Chris Floyd and the geologist Rolf van der Berg persuade the captain of the Galaxy to let them take the ship’s little shuttle and go on an explore. There’s the usual Clarkean accuracy about the physical difficulty of extracting a shuttle out of a spaceship lying on its side beached on an alien moon, but soon enough they’re puttering across the surface.

They stop right at the foot of what astronomers have for some time been calling Mount Zeus, a vast, straight-sided geometrically clean mountain.

This appears to be what the intrigue was about, what the Rosie hijacked and forced the Galaxy to land for, because Mount Zeus is a diamond, the biggest diamond in the solar system, a diamond weighing a million million tonnes.

Van der Berg collects stray chips and fragments while explaining to Chris Floyd that the collapse of Jupiter into a star flung some of its diamond core outwards, at high speed. Most disappeared into space but this enormous mountain-sized chunk embedded in Europa, causing tectonic upheavals which they can still feel in the form of earth tremors.

Van der Berg sends an enigmatic message up to the radio receiver on another of Jupiter’s moons, Ganymede, which will relay it to Earth. The message is in code designed to tip off his friends on Earth to do something on the stock exchange – although whether knowledge that there exists a diamond the size of Mount Everest will collapse the diamond market forever, or prices will rise for rare Europa diamonds isn’t really made clear. This is a simple flaw at the heart of the ‘thriller’ narrative which is – we never understand why the hijacker forced Galaxy to land and we never really understand the consequences of Van der Berg discovering Mount Zeus is the biggest diamond in the solar system. That thread of the story is left completely unresolved.

Lastly, the two young guys fly over the surface to investigate the Europan avatar of the Monolith. Remember the monolith they found on the moon back in 2001, and then Dave Bowman discovered sticking up out of Japetus and which then multiplied in 2010: Odyssey Two to destroy Jupiter and turn it into a new sun?

Well, yet another version of it is lying sideways on the surface of Europe creating a great two-kilometre-long wall. Abutting against it they see round objects a bit like igloos. Can these be the homes of intelligent life? Nothing is moving around as they guide the shuttle down to land in a snow-covered space between igloos. But it is as they descend that Chris Floyd has a perfectly clear and lucid conversation with his grandfather – who is, of course, millions of kilometres away on Universal – which rather worries van der Berg, who thinks his pilot’s gone mad. Only later is there speculation that it was the monolith using a hologram projection of Heywood Floyd in order to communicate with his grandson. And what does the monolith say? That all the intelligent life forms who live in the igloos have fled because the little space shuttle is poisoning their atmosphere.

End

And then the novel is suddenly all over. Universe rescues everyone from Galaxy and takes them to Ganymede. The adventure ends with more heavy comedy as the human colonists are subjected to ha-ha-hilarious lectures from ‘the Famous Five’.

The ‘thriller’ plot, the entire rationale for the hijacking of Galaxy, the storyline in which Chris Floyd is an agent for Astropol, van der Berg’s cryptic messages about diamonds back to Earth – all these are just dropped. I’ve no idea why Rosie Miller hijacked the ship and I doubt whether the mere existence of a diamond mountain millions of miles from Earth would have any effect on the diamond market.

There’s another massive loose end, which is that, at the end of 2010: Odyssey Two Bowman had conveyed to Earth the warning that humans must never approach Europa. It had been set aside by the guardians for new life forms to flourish on. A couple of probes which flew too close were quickly evaporated, presumably by the guardian monolith.

So how how how how how come a) the Galaxy is able to land and b) Floyd and van der Berg are able to go shuttling all over its surface, poisoning the atmosphere, destabilising the diamond mountain and generally interfering, with no consequences whatsoever.

In all these instances – the prohibition on visiting Europa, the ‘thriller’ / Astropol conspiracy / something secret to do with van der Berg and diamonds – the plotline is just dropped. Galaxy is rescued. Then Hal and Dave and Heywood are having a nice chat. Then a thousand years later, Lucifer goes out. It feels oddly amateurish and half-hearted.

Postscript

There is a kind of postscript. We overhear conversation between the spirit of Dave Bowman, of HAL and of Dr Floyd. Somehow the other two have co-opted Floyd’s spirit, though he is still alive (?).

They recap the idea that the monoliths destroyed Jupiter in order to create a sun which would stimulate the evolution of intelligent life on Europa. But, the thing I don’t understand is that – Jupiter was itself teeming with life, strange vast gasbags blown in the impossible storms of Jupiter which had been described at length by Bowman’s spirit as it penetrated and explored Jupiter’s atmosphere in 2010: Odyssey Two.

That the creation of Lucifer resulted in the end of night on earth, I found upsetting enough. But the fact that in destroying Jupiter, the creators of the monolith destroyed all its life forms seemed to me as callous, brutal, clumsy and unthinking as most human activities. It nullified the sense which 2001 gave so powerfully of the intelligences behind the monolith being ineffably superior. Turns out they make just as questionable judgments as clumsy man.

In fact, right at the end of the story we learn that Mount Zeus was always unstable – having been flung at high speed into Europa by the destruction of Jupiter – and that right at the end, this diamond as big as Mount Everest collapses into Europa’s young seas, wiping out many species including some of the ones the monolith destroyed Jupiter in order to encourage.

It seems like futility piled on futility.

In their final exchanges, Hal and Bowman tell the spirit of Floyd that they want him to remain with them as guardian spirits protecting what life forms have survived on Europa.

Really? Even this is incredible. It took billions of years for mammals to evolve on earth, 30 million or so years for proto-apes to evolve into man. Are Bowman and HAL really going to wait that long?

Clarke has a staggering grasp of the laws of physics and astrophysics which govern the solar system in all its complexity. But his fictions seem to ignore the mind-boggling lengths of time involved in the evolution of species.

Post-postscript

But sure enough, it’s ‘only’ 1,000 years later that the population of Earth one day sees Lucifer collapse and the solar system’s second sun go out. To be precise:

Suddenly, almost as swiftly as it had been born, Lucifer began to fade. The night that men had not known for thirty generations flooded back into the sky. The banished stars returned.

And for the second time in four million years, the Monolith awoke. (final words)

That’s where the novel ends, presumably setting the reader up for the fourth and final novel in the 2001 series, which – I would bet – involves a trip to Europa and a meeting with the other intelligent life in the solar system.


Related links

Arthur C. Clarke reviews

  • Childhood’s End (1953) a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
  • A Fall of Moondust (1961) a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
  • 2001: A Space Odyssey (1968) a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
  • Rendezvous with Rama (1973) a 50-kilometre-long object of alien origin enters the solar system so the crew of the spaceship Endeavour are sent to explore it
  • 2010: Odyssey Two (1982) Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus
  • 2061: Odyssey Three (1987) Spaceship Galaxy is hijacked and forced to land on Europa, a moon of the former Jupiter, but the thriller aspects are only pretexts for Clarke’s wonderful descriptions of landing on Halley’s Comet and the evolution of wild and unexpected new forms of life on Europa

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

2010: Odyssey Two by Arthur C. Clarke (1982)

This is a direct sequel to 2001: A Space Odyssey and nothing like as good. In the original book the best parts were: the vivid imagining of life among primitive man-apes, the hair-raising mental collapse of the computer HAL 9000 aboard the spaceship, and then the extraordinary vision of Bowman hurtling through the star gate and being transformed into a cosmic consciousness.

The weakest part was the middle which described the mundane, chatty, boring bureaucrats and scientists who held interminable meetings to discuss the mysterious monolith which had been discovered on the moon, and the practical physics of orbits and apogees and escape velocities attached to the journey of spaceship Discovery.

Well, 2010: Odyssey Two, for the first half or so, is an extension of precisely those mundane, boring parts of the first book. It’s nearly 100 pages longer than the original novel, and cast in 55 chapters, themselves divided into seven parts.

1. Leonov

Clarke’s protagonists always have sensible home lives. We met Dr Heywood Floyd, retired space expert, when he flew via a space station to the moon to explore the artifact in 2001.

Now we meet him again. Floyd has remarried a much younger woman, has a two-year-old son, and lives in an idyllic house by the Indian Ocean which appears to have a kind of dock into which swim tame dolphins to ‘talk’ to them.

Floyd is informed that an expedition is being prepared to go rendezvous with the Discovery, the spaceship HAL 900 went mental on, and from which David Bowman undertook his last journey through the alien star gate.

The catch is that this new expedition is being mounted by the Russians. In this version of the future (2010) Russia is still a communist country, but less paranoid than in the 1980s, and Russians and Americans are co-operating, at least in space.

So, in typical Clarke fashion, we learn a lot, an awful lot about the technical spec of the spaceship Cosmonaut Alexei Leonov (including the typically Clarkean fact, given us in the extended preface, that Clarke was a friend of the real Alexei Leonov, an actual Russian cosmonaut. Clarke gives the impression of knowing everyone who was anyone in space exploration of his day).

Characteristically, Clarke gives us some of this information in the form of extended official memos which he ‘quotes’ – typical of his fondness for bureaucracy, meetings and the ways of large organisations which, to be fair, he was himself very familiar with, having run several (e.g. chair of the British Interplanetary Society 1946–47 and 1951–53).

The Leonov has a crew of seven Russians and we get lengthy profiles of all of them, starting with captain Tatiana Orlova (women have figured prominently in the crews of Clarke’s previous novels, though this is the first woman captain), plus a couple of westerners – the big, bear-like Walter Curnow, systems specialist, and the small, slight and intense computer specialist, Dr Sivasubramanian Chandrasegarampillai, known more familiarly as Dr Chandra.

The Leonov will be using the new (fictional) ‘Sakharov Drive’, which uses a pulsed thermonuclear reaction to heat and expel almost any propellant (p.49). All space-based science fiction has to invent new ‘drives’ since, using our current rocket technology, we would never be able to get anywhere in human lifetimes.

Even using the made-up Sakharov Drive, it will take two years to get to Saturn, so Floyd and Curnow and the Sri Lankan will be put into hibernation / a cryogenic state. As you can imagine, this is carefully and realistically described.

2. Tsien

Clarke gives a powerful but factually based account of what it must be like to wake from a cryogenic sleep. This is followed by vivid descriptions of seeing Jupiter from close up (based, as the preface tells us, on the pictures relayed by the 1979 Voyager flybys of Jupiter).

But to the crew’s astonishment they see another spaceship crossing Jupiter’s vast outline and realise that the ‘space station’ they and everyone else knew the Chinese were building in earth’s orbit – was in fact a space ship.

Here it is. It has matched and even beaten their speed. Since the Chinese ship refuses to reply to messages, the scientists aboard Leonov do some calculations and realise it is going to use the gravity of Jupiter to give it the ‘slingshot’ effect (which Clarke fully explained in Rendezvous with Rama and fully explains here) in order to land on Europa, one of Jupiter’s moons!

Our guys speculate that the Tsien (they’ve found out that’s the Chinese ship’s name) will refuel from the ice/water which covers most of Europa’s surface and use that as propellant fuel to travel on towards Europa – water being a perfect propellant for their version of the Sakharov Drive.

Having figured all this out during intense discussions with the rest of the Russian crew, Floyd retired for asleep, but is woken because they’ve received a Mayday from the Tsien.

It is a Dr Chang broadcasting from his spacesuit radio. He is asking for Floyd by name because – of course – they met at some astronomy conference in China a few years ago. And he proceeds to tell an astonishing tale that there is life on Europa.

The Chinese landed and immediately began drilling down into the frozen ice of one of the many ‘canals’ that criss-cross Europa, but arc lights they were using to illuminate their activities awoke some kind of seaweed monsters which rose to the surface, broke through the ice, and slowly crawled various ‘arms’ towards the spaceship, clambered up it and crushed it killing everyone inside

At which point Dr Chang managed to turn off all the floodlights and the thing, already freezing out in the open, began to withdraw back to the canal whence it came. Chang forlornly broadcasts his message (he is broadcasting on his weak personal spacesuit radio and cannot receive a reply from the Leonov) before Europa disappears round the other side of Jupiter and radio contact is cut off.

3. Discovery

Clarke gives an encyclopedia description of the various moons of Jupiter before describing with scientific accuracy how the Leonov itself descends into the outer atmosphere of the planet in order to benefit from the slingshot effect which they will use to slow down their velocity so that they can rendezvous with the floating empty hulk of Discovery and investigate the anomaly which Bowman identified on one of its moon, Japetus.

When they finally arrive in the same orbit as the Discovery they find it is spinning on its axis (as a reaction to the circular motion of the central centrifuge part of the ship). All this, all the problems of getting aboard the empty Discovery, slowing its spin, docking the Leonov to it, clearing out the stale air (and rotten food) and activating all the life support systems, are described with typically Clarkean thoroughness and plausibility.

The focus switches to Dr Chandra who now undertakes the long process of reactivating HAL 9000. Unsurprisingly, HAL has no memory of the antenna unit malfunctioning, which was the pretext for making Frank Poole go for a spacewalk – and then murdering him in the first book. He has no memory of that happening, or of anything that followed, of Dave Bowman managing to re-enter the ship and then disabling the computer’s ‘higher’ mental functions, before taking a pod out on his last, ill-fated mission to explore the two-kilometer-high monolith sticking up from the surface of Japetus

Floyd, the central focus of the narrative, remains deeply suspicious of HAL and watches Dr Chandra’s efforts with a sceptical eye.

(Clarke takes the opportunity to remind us of everything that happened on the first mission, including a second slightly clearer explanation of why the computer had a breakdown: It was caused by the conflict between the priorities its human programmers gave HAL. On the one hand it was ordered to be utterly candid, open and helpful to the astronauts. On the other hand, the higher-ups who commissioned the flight, decided that its real goal, to investigate the anomaly on Japetus, should be kept secret from Poole and Bowman. So HAL knew the real nature of the mission, was told he should be utterly honest with the astronauts, but was also told to lie to them. This led to a slow deterioration in his functioning until he developed the (psychotic) idea that if he removed the humans from the equation, he would be able to proceed with the mission in peace.)

4. Lagrange

With Discovery reclaimed and HAL 9000 now operative, the crew manoeuvre the two ships into an orbit close to Japetus and proceed to investigate the enormous artefact using the full range of scientific methods (which Clarke explains in careful detail).

If I haven’t mentioned it, the mundane, down to earth feel of the text is emphasised by two elements: 1. the jokey camaraderie among the crew, the seven Russians, two Yanks and one Sri Lankan, along with Clarke’s very sensible descriptions of changing relationships and slight frictions among them. None of this is ever mysterious. Even in their relationships and emotions people are always, to Clarke, understandable.

And this is backed up by 2. the periodic taped messages which Floyd makes to his wife, Caroline, and little boy, Chris, back on earth, filling in homely little details about the mission, and longing to be back at their house by the sea. As he had realised when he accepted the mission, going into suspended animation for two years, during which he would only age a few weeks, means that Caroline will catch him up, that their ages will become closer, and he hopes they will, too.

Floyd and one of the Russians, Vasili Orlov, are floating in zero gravity near an observation window from which they can see the artefact, when Orlov notices something come flying out of it at immense speed, and zoom off in the direction of earth.

5. Child of the stars

It is Dave Bowman. Clarke reprises the most mind-blowing part of the first book, which is the way Bowman was transported through the star gate to a remote part of the galaxy, where his mind was stripped down, recorded and his consciousness transferred from his physical body into some form of light-based life which can materialise anywhere in the universe. Now he wants to return to earth and so that was him whizzing past which Orlov saw.

And the book recaps the abrupt worrying conclusion of the first book which is that, just as Bowman arrives, a nuclear war appears to commence, with both sides shooting nuclear missiles at each other – which Bowman has achieved such galactic powers that he simply explodes them all in the air.

In this version of the story there is only one nuclear warhead and he explodes it in passing, as an afterthought, as he fleets through the stratosphere. Earth authorities of course notice this detonation, and various reports of an unidentified flying object which they (and Clarke) treat with the usual scepticism.

There then follow some sequences which are strange because of their… thumping banality. We are taken into an old memory of Bowman’s dating from when he was a boy and he and his brother went diving in a local pond, and his brother drowned. A few years later he started going out with his dead brother’s girlfriend, Betty (like Frank Spenser’s wife, Betty). Now Bowman uses his godlike powers to… infiltrate America’s names and address database, then to appear on Betty’s TV, where the spirit of Bowman easily enough manipulates the cathode ray tube and… I couldn’t believe I read this but… Bowman projects onto his old flame’s TV screen, pornographic images!!!

The divorce between mind and body was still far from complete, and not even the most complaisant of the cable networks would have transmitted the blatantly sexual images that were forming there now. (p.172)

Which Betty watches with enjoyment, some a bit shocked, and then turns away with ‘regret for lost delights’. What? Did I just read that? Did David Bowman, the first man to travel through the star gate and be transformed into a cosmic consciousness, return all the way to earth in order to… show his old girlfriend pornography?? The mind boggles.

Then he zooms all over earth visiting sights like the Grand Canyon, Mecca, ancient temples, till he finds himself in Olduvai Gorge which, it is implied, was the location where the artifact first appeared to man-apes three million years ago (as so vividly described in 2001). He appears to his mother in her care home. He uses his telekinetic powers to comb her hair.

This is all an incredible letdown after the end of 2001, which climaxed with the cosmic spirit of Bowman looking down on planet earth, wondering what to do next. This gave the original book a tremendously pregnant ending because we,the readers, were free to project anything we could imagine on to his next steps.

To learn that what Dave did next turns out to be go sightseeing, show porn to his old girlfriend, and comb his mum’s hair, well the phrase anti-climax isn’t strong enough to convey the sense of crushing disappointment.

Then Dave zooms off back onto the solar system and undertakes a tour of the moons of Jupiter, described in Clarkean detail, although with extra information about the (entirely fictional) forms of life to be found on Europa, including the type we saw destroy the Chinese space craft.

Bowman’s spirit has, by this stage, realised that he is being used as a probe, an investigator, for some vast overmind which he can only vaguely sense. He penetrates to the heart of each of the moons and then – in a bravura display of imagination and description on Clarke’s part – down to the very core of Jupiter and something, somewhere, is monitoring it all.

There is a simple case to be made that these passages – Clarke’s super-vivid imaginings of what Jupiter and its moons are like, the colour, taste, texture, feel and overwhelming sight of them – are by far the most powerful parts of the book.

Then Bowman is told to contact the beings in the spaceship. Having no body he puzzles how to do this – then uses HAL’s circuits. As usual it happens to Dr Floyd, most things happen to Dr Floyd.

Bowman projects text onto HAL’s computer screen. It is a simple message. They must leave Europa’s orbit within the next 15 days or be destroyed.

When Floyd tells Captain Tatiana, she doesn’t believe him, she thinks he must have been tired and hallucinating, or some other reason.

Then the vast anomaly sited on Japetus which they came all this way to observe (and from which they have got such disappointing results) disappears. Just… vanishes! That clinches the discussion. They will leave.

Victor the engineer comes up with a plan. To use the fuel/rockets/engines of Discovery as a sort of booster stage to propel Leonov back to earth.

6. Devourer of worlds

Clarke gives a characteristically detailed account of how they bind the Discovery to the Leonov in order to benefit from its booster rockets and then deliberately descend closer to Jupiter, swing round it to pick up extra momentum, and then fire the booster rockets to break free and set off back to earth. However:

  1. There are worries that HAL might protest. That he might object to them abandoning the mission he is programmed with i.e. investigation of the anomaly. And indeed, right at the critical moment before he is scheduled to fire Discovery’s rockets, HAL questions Dr Chandra about what they’re doing and suggests they abort the detonation. It is a tense moment but, in the event, HAL obeys instructions.– The cumulative effect of reading 2001 and this novel is never to trust ‘intelligent’ computers.
  2. As they swing closer towards Jupiter before firing away, they all notice a black circle on the face of the planet which appears to be growing. Once they re-emerge from the other side of Jupiter, they are astonished to see hundreds, nay thousands of the black monoliths swarming across the surface. Could it be that they are eating Jupiter’s atmosphere and… reproducing? Why?

7. Lucifer Rising

Then, in the last 25 pages, it all happens. Bowman’s spirit enters Discovery, merges with HAL and tells him to send a message to earth.

ALL THESE WORLDS ARE YOURS – EXCEPT EUROPA.
ATTEMPT NO LANDINGS THERE

Then (as usual) it is Dr Floyd who sees the next development. In the observation lounge of Leonov, he watches in awe as Jupiter explodes!

The millions of monoliths have absorbed its hydrogen and somehow created a steadily heavier and heavier core, until the planet explodes and becomes a star.

Clarke gives a couple of pages of explanation of how this could happen in terms of the physics. And then a highly fantastical explanation of why. They – the alien minds behind the whole story – have travelled far and wide across the universe interfering wherever they see signs of possible life. They intervened on earth three million years ago to set humanity on course to intelligent evolution.

Now, using Bowman’s mind as a probe, they have discovered the potentiality for intelligent life on Europa, one of the moons of Jupiter. So they blow Jupiter up, turning it into a sun which orbits ‘our’ sun, but primarily so that it will become a sun for Europa. It will thaw out Europa’s deep icy seas and prompt evolution there, to create intelligent life.

Epilogue

The narrative cuts to a short epilogue dated 20,001, in which we learn that the Europans have indeed been warmed by this new sun which has melted its frozen ice-bound oceans allowing them to evolve into intelligent life, which has developed all kinds of theories about the planet it exists on, the other moons and its ‘sun’.

Standing sentinel over their ‘planet’ is a large version of the monoliths, at the border between the fixed daylight and fixed night-time which Europa experiences, warding off the occasional probes sent from earth, ensuring the inhabitants of Europa become one of the two intelligent life forms in the solar system.

The narrative ends on a gee whizz sci-fi cliff hanger. In the long run, will only one of these intelligent life forms triumph and control the solar system, and which will it be? Tune back in a million years to find out.

Lucifer

Hang on, did Clarke just write that the aliens turn the planet Jupiter into a star orbiting round the sun, in effect a sun to the many moons which circle it? What!

And did he just write that this Jupiter-sun – christened by earthlings ‘Lucifer’ from that word’s original meaning of ‘light-bringer’ – that Lucifer put an end to night on earth!!!!

Because when half the world is facing away from the sun, it is facing outwards towards the new sun out at the edge of the solar system?

Hang on – forget all the trivial details of the plot – did Clarke just write that night on earth has been abolished? There is no more night on earth?

Wow. Isn’t that the stuff of nightmares? Not to mention the extinction of God knows how many nocturnal species? What inconceivable psychological damage that would wreak on the human race.


Clichés

When a write says ‘in the words of the old cliché…’, or ‘to quote the hoary old saying’ or ‘in the well-worn words of tradition’ – the mere fact that they’re flagging up that they’re using clichés and tired old forms of words doesn’t get them off the hook. They are still using them. It is still a tired use of language (and thought).

  • Who had once called the eyes ‘windows on the soul’? (p.216)
  • Floyd could not help smiling at that old Space Age cliché, ‘If all goes well’ (p.216)
  • ‘Well, you know the old saying: Once is an accident; twice is a coincidence; three times is a conspiracy!’ (p.221)

Same with the frequent use of quotes, they tie down and retard the narrative, by pegging it to the already-known, to the mundane.

  • ‘Let me remind you of Haldane’s famous remark: ‘The Universe is not only stranger than we imagine – but stranger than we can imagine.’ (p.219)
  • ‘Sasha has dug up a good phrases: “The Ghost in the Machine”.’ (p.223)
  • ‘What did Einstein call that sort of thing? A “thought experiment”.’ (p.228)

It’s a mark of second rate, genre fiction – thrillers, sci-fi and so on – that the writer uneasily realises they are writing schlock and so, to try to deflect the accusation has one of his own characters mention it. But it doesn’t work. It still draws the reader’s attention to the fact:

  • ‘Baby sitting a psychotic computer!’ muttered Curnow. ‘I feel like I’m in a Grade-B science-fiction videodrama.’ (p.238)

And once I’d noticed this tendency to domesticate even the wildest events by cloaking them in tired cliches and hoary old quotes, I also noticed Clarke’s habit of liking good old, solid old, old-fashioned x, y or z. The phrase epitomises the hearty, bluff, sensible tone which typifies Clarke’s fiction:

  • Well, one could always fall back on a few kilometres of good old-fashioned string. (p.225)
  • ‘Do you know what Zagadka [the name the Russians gave the artefact] really is? A good old Swiss Army knife!’ (p.266)

All these usages take things away from the zone of the marvellous and unknowable and bring them back into the orbit of the totally known, familiar and friendly.

It typifies the dynamic of Clarke’s fiction which is to make everything homely. Thus the characters are always giving weird extra-terrestrial objects homely nicknames to tame and domesticate them. This was particularly noticeable in Rendezvous With Rama where the astronauts exploring this alien ship called the groups of buildings ‘cities’ and then named them London, New York etc.

In this novel they domesticate the enormous two-kilometre-high monolith on Japetus by nicknaming it Big Brother.

There is often a heavy thump to Clarke’s depictions of people, who largely come over as clichés and caricatures. His description of the moons of Jupiter or the astrophysics of perihelion are always rock solid and convincing. His characterisation of big bearish Curnow or small but authoritative Captain Tatiana or reserved and ascetic Indian Dr Chandra – taste like cardboard.


Related links

Arthur C. Clarke reviews

  • Childhood’s End (1953) a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
  • A Fall of Moondust (1961) a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
  • 2001: A Space Odyssey (1968) a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
  • Rendezvous with Rama (1973) a 50-kilometre-long object of alien origin enters the solar system so the crew of the spaceship Endeavour are sent to explore it
  • 2010: Odyssey Two (1982) Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

Flow My Tears, The Policeman Said by Philip K. Dick (1974)

What can I tell him? Jason Taverner asked himself as he sat mutely facing the police general. The total reality as I know it? That is hard to do, he realised, because I really do not comprehend it myself. (p.119)

It is 1988 and Jason Taverner is the host of the immensely successful Jason Taverner Show which attracts 30 million viewers to its regular Tuesday evening slot. On this particular evening he’s featured guest star gorgeous, red-haired Heather Hart with whom he just happens to be having an affair, sharing his jet-set lifestyle, although she is impatient for him to actually marry her so they can settle down, have kids etc.

Part of their success is down to the fact that they are sixes. It is not explained, more hinted at in stray references, that sixes were genetically imprinted with superior genetic qualities, and that his happened at his birth, back in the 1940s (rather implausibly).

Jason and Heather complete another chart-topping show and are on board their Rolls Royce jet rocket (!) shooting up over Los Angeles when he gets a call from an ex, Marilyn Mason, a little flit of a thing who begged for help getting into show business, who he wangled a few auditions, and who he slept with him rather a lot before tiring of her. Heather is furious at the call, but Marilyn screeches down the phone that she’ll kill herself if he doesn’t visit her NOW, so Jason says we better go and check she’s OK.

Jason has barely got down into her flat before Marilyn, furious at having been dumped and ignored for six months, throws a bag at him containing ‘the gelatin-like Callisto cuddle sponge with its fifty feeding tubes’.

There’s no explanation of what this thing is or where it comes from, simply that the feeding tubes swiftly enter the human body and kill if not counter-acted. Jason has the presence of mind to grab a nearby bottle of alcohol and pour it onto the creature which falls off him, onto the floor, dead. But it leaves its feeding tubes inside him, and he passes out. He regains consciousness on a hospital gurney being rushed to an operating theatre with Heather peering over him, weeping, and then he blacks out.

The alternative world

All this happens in just the first chapter. In chapter two Jason wakes up and the world has changed. He awakens in a seedy motel room to discover that nobody knows who he is. In this world there is no Jason Taverner Show on TV, the motel manager has never heard of him, nobody has heard of him. When he phones his agent, then his producer, both say they’ve never heard of him and put the phone down.

He also has no ID cards and now, for the first time, we begin to learn about the world of 1988, namely it is some sort of military dictatorship. All across America identity checkpoints run by the national guard or the police pop up at random to check people’s ID cards. If you don’t have one or have a forged one, you are sent off to a Forced Labour Camp (FLC).

So, while he is still reeling from the fact that nobody recognises him, Jason is all-too-aware that down here, in the world of the ‘ordinary’ people, he needs ID cards fast. Luckily, he’s wearing the same clothes he had on when Marilyn attacked him which, conveniently enough, contained a big wad of cash. Now he bribes the desk clerk, Ed Pricem, to recommend a forger. The clerk (who, in a casual aside, mentions that he is a telepath – putting us in mind of the universe of Do Androids Dream of Electric Sheep?).

Ed the desk clerk takes Jason through darkened streets into Watts which was, when Dick was writing, a slum. In a darkened garage Ed introduces Jason to a very young woman, Kathy Nelson, maybe only 17 or 18 (she eventually tells us she’s 19), who takes him to her workshop and turns out to be a master forger.

Here commences the troubled relationship which last for the next third or so of the book, for Kathy has impressive mental problems. Initially the conversation is fairly rational and, while she’s making him the forged IDs (he needs half a dozen in this police state) they recap a bit of future history, namely how there was some kind of Insurrection led by sixes like Jason, but it was repressed and most of the sixes were rounded up and shot and the government became even more repressive.

(In what I presume is a humorous / paranoid reference to the student unrest of the time the book was written, the early 70s, the narrative informs us that all universities have prison walls round them. Any students or lecturers caught escaping are sent to forced labour camps. Later we are told that up to 10,000! students at Stanford were massacred in one particular police action back during the Insurrection.)

(In another throwaway reference, we learn that Congress passed a bill led by someone called Tidman to solve ‘the race problem’ by restricting black couples to only one child. Over the generations this will or has hugely reduced their numbers. So much so that black people are now endangered and it is a crime to hurt them, p.29.)

But Kathy is odd, very odd. She’s convinced that her husband, Jack, is in a forced labour camp but approves of her sleeping with other men, something they discuss at length. She confesses that she was placed in a mental hospital for eight weeks. She is convinced she met a number of famous celebrities there, and slept with them.

Then she reveals that she is a great forger but embeds electronic tagging devices into her forged documents and tips off the police about the customers. Why? Because the police have promised her that if she helps them catch enough criminals, they’ll release her husband, Jack. (Later, when we meet her police controller, McNulty, he tells Jason that all this is a delusion: Kathy’s husband is in fact dead, died in a car crash, but she hasn’t got over it.)

Kathy insists that Jason – tall, handsome, confident – sleeps with her, which he is initially cheerfully in favour of until he begins to grasp how nuts she is. This is forcibly demonstrated when he takes her to a (terrible) restaurant of her choosing and when she doesn’t get her way, falls off her chair onto the floor screaming at the top of her voice. Till the waiters throw them out.

Walking back to Kathy’s flat, Jason manages to give her the slip. He phones his partner back in ‘the real world’, Heather Hart, on her personal vidphone but of course she’s never heard of him. He pesters her with several calls despite her repeatedly hanging up, and freaks her out with his intimate knowledge of her anatomy (she has a false tooth she calls Andy, p.58) and all her phone numbers. But he has clearly erupted into a parallel universe in which he was never born, never existed. Nobody knows him.

Puzzling this over Jason almost immediately walks into a pop-up police checkpoint. Paranoia and fear while they check the papers Kathy just made him. But they pass. Grudgingly the ‘pols’ let him go. But the checkpoint has given Kathy time to catch up and find him and once again he finds himself, immensely reluctantly, walking back to her flat. Here is horrified to find Kathy’s ‘control’, Inspector McNulty waiting for both of them. McNulty, in the way of scary totalitarian cops in this kind of fiction, now becomes politely but firmly interested in Jason and asks him along to the station.

There he makes him wait while the cops search the (global) database for him. By mistake the machine spits out the details of a ‘Jason Taverner’ born about the same year, but in the mid-West to farmers, a very ugly redneck. Thinking on his feet, Jason claims to be the same guy and makes up a story about him running away from the farm and using his grandfather’s inheritance to get comprehensive plastic surgery.

Yeeeees, McNulty says, staring at him, not really believing it. After several false releases – being let go then called back for ‘a few more questions’, which ratchet up the pressure – Jason finally gets to walk away. He had to hand all of his ID papers over to  McNulty to be triple-checked, but the cops handed him a week-long total pass (a ‘pol-pass’) in exchange. So he has a week to figure out what the hell is going on, which gives the novel a sense of urgency and a clear timeframe.

Recap

So the first hundred pages of Flow My Tears, The Policeman Said are set in an America of the future which has become a police state (what Jason calls ‘a betrayal state, p.58) in which a genetically engineered man has made himself a successful career as a rich and famous TV star. But, after a near-fatal experience, he wakes up in a parallel universe where he appears never to have existed, is thrown down among the plebs, the ‘ordinaries’, stripped of his wealth and fame, and experiences life on the run.

Part two

Part two introduces new characters, namely McNulty’s boss, Police General Felix Buckman. He scares and intimidates McNulty, who tells him about this Tavern guy they just picked up. By this stage McNulty has discovered that the mid-West story is a fake. What puzzles him is that ‘Taverner’ has no records of any kind.

‘Jason Taverner doesn’t exist.’ (p.82)

Buckman is intrigued but has to cope with his no-good, drug addict, bondage addict sister, Alys who has, yet again, got past the guards and into his office where he finds her sleeping off another dose of something.

He wakes he up and gives her a sound telling off for being an addict.We learn that she paid for the removal of the ‘responsibility’ parts of her brain, leaving her just the pleasure centres, which she stimulates by ‘diddling’ (presumably masturbating) all day long.

Jason, with a week to find out what the hell is going on, takes an air taxi to Las Vegas hoping to find a woman whose pad he can crash in, maybe a woman he knew in the other life. Sure enough he has barely settled himself at the bar of ‘the Nellie Melba room of the Drake’s Arms’ in Las Vegas (p.85) than he spies an old flame of his, Ruth Rae. Knowing her sex addiction, he finds it easy enough to chat her up and soon they head back to her place, first for championship sex, and then for a long discussion about love and, unexpectedly, the power of grief.

But then the police burst in, having detected Jason via the microtransmitter the slipped into his clothes.

He is transported in a police ‘quibble’ (Dick’s humorous word for car or transport) back to LA, to the 469th Precinct Police Station, where he is ushered into the rather luxurious room of General Buckman. Buckman is one of only a handful of police generals in the country. Clever, he proceeds to bluff Jason that he is a seven (Jason didn’t even know sevens existed, but Buckman knows enough about the head of the research programme which developed the sixes to bluff him), trying to get him to spill the beans about the plot or conspiracy which he is convinced Jason must be involved in.

Eventually Buckman comes to believe that Jason really doesn’t know what he’s doing in this dimension. He decides to let him go, but to tag and trail him. Next morning Jason walks free into the LA sunlight (and the thick traffic pollution).

Someone calls his name. It is Alys Buckman, six foot, dressed in leathers with a metal chain. Where’s the whip, Jason thinks. Clearly she is visually meant to look like a bondage dominatrix. Alys explains she’s Buckman’s twin sister. She hates him. She tells him he has a microtransmitter and – surreally – a minute nuclear bomb – embedded on his person. She removes both with a kit she has. She flies him in her quibble (these ascend vertically and, apparently, have rotor blades) to the general’s luxury mansion which she shares with him. On the way she says she knows who he is! She is a big fan! She has two of his long playing records in the back of the quibble!

My God! Maybe she knows how to get back to his own world.

But, immensely frustratingly, Alys refuses to answer any of his questions, instead politely offering him some mescaline (‘Harvey’s yellow Number One, imported from Switzerland’, p.134) and, as he begins to trip out, fills the time with what appears to be a series of inconsequential chatter. She shows him her brother’s rare and precious stamps, his collection of snuff boxes.

As Jason’s trip reaches extremes Alys realises he’s too far in and offers to go get some thorazine to counter the mescaline. Jason staggers to the record player and, through his hallucinations, manages to get one of his records out of its sleeve and turn on the record player and drop the needle with a bump onto the play-in groove, but…. there’s just static. There’s nothing on the records. They’re blank! (p.144)

Part three

Jason staggers upstairs, looking for Alys and then, to his horror, opens a bedroom and finds… her leather clothes and stilettoes on the floor and inside them, wearing them, a long, long-dead shrivelled corpse! Horrified, he blunders, half falls down the steps, across the lawn of the mansion and to the guard by the gate. His drugged slurred speech alerts the guard who runs inside – he hears a shout – and the guard comes running back after him, letting off a few shots from his laser gun, obviously thinking Jason murdered his employer, before running back inside.

This gives time for Jason to escape from the grounds and blunder into a young woman just getting into her ‘flipflap’. Yes, flipflap. Like Kurt Vonnegut, you have the strong feeling that Dick, by now, in the early 70s, has taken enough drugs, written enough fantasy sci-fi books, to realise that he can make up anything, say anything, the more ludicrous the better – and people just as stoned as him will lap it up!

So he begs for a lift in this young lady’s flipflap and, although reluctant, she (name: Mary Anne Dominic) lets him fly her downtown (so she can post the ceramic pots she makes for a living) then they go to a coffee shop.

Jason is trying to make sense of Alys’s fate. For a start how come she knew who he was, the only person in this world to do so? But then again, how come the records were blank?

While he’s thinking out loud the young woman he’s sort of kidnapped picks up on the fact that he thinks he’s a famous TV star and singer and says, ‘Shall I go see if they’ve got any of your songs on the jukebox?’

To his amazement they have, and she puts a coin in the machine to play it. What? And the people in the café start to recognise him, applaud when the song ends, and some shy kids come up asking for an autograph. It’s all coming back, the ‘normal’ world he lives in, bit by bit, faster and faster.

Jason says goodbye to Mary Anne (after she has insisted on giving him one of her most beautiful deep blue pots, carefully wrapped) and sets off to see Heather.

On the way he speculates darkly: maybe the reality is that he’s an unknown pauper living in a crappy motel and it’s the drug which Alys gave him which takes him out of that world and into the world of fame. Maybe the world of fame is the drug-induced fantasy, which he needs Alys to regularly supply him the drugs to experience?

Meanwhile we cut back to the cops back at the death scene of Alys. The LA police forensic scientist says Alys died from an experimental new drug. There follows a long pseudo-scientific explanation that the drug suspends the brain’s ability to distinguish between fixed blocs of time and space i.e. the ability to compartmentalise events into before and after, and to compartmentalise space into separate, well, spaces. In a bit of a leap, they claim the drug allows more than one reality to exist at once, and in a further leap, that this leads to multiple universes existing at the same time. Alys’s use of the drug created an alternative universe into which Jason was pulled.

I.e it was all her fault. Jason’s entire experience of being pulled into this alternative universe in which he was never born – is solely the result of Alys’s trip on a new experimental drug.

I admit to being disappointed. I thought it was going to be something to do with toxins release by ‘the Callisto cuddle sponge’. Remember that, back at the start?

Now a newly confident Jason phones up Heather and – she recognises him! Darling where have you been, I’ve been so worried etc. But when he flies to her flat to meet her neither of them refer to the incident with Marilyn Mason. What? Last thing we saw in that universe, he was being rushed into surgery with Heather crying her eyes out? Did it not happen? Or has Dick now got bored of it and not bothered to link it to how his narrative has ended up?

To me the complete lack of follow-up to the Caliisto sponge scene doesn’t say anything about Dick’s clever manipulation of reality, it says everything about how he and his tripped-out readers don’t really care about logic or consequences or coherence,as long as the narrative contains loads of gee whizz references to drugs and the police state.

In a nutshell Alys took an entirely new, made-up drug, and this had the entirely made-up effect of dragging Jason (and Buckminster and everyone else around her) into her fantasy in which Jason had never existed. Until she died – at which point the ‘real’ world started flooding back. I still don’t understand this. Why him, why Jason? What is the meaning of the records which won’t play?

Anyway, now a completely new plotline kicks off. Backat police headquarters Buckman’s Machiavellian adviser points out that Alys’s suicide will make the gutter press snoop around, and that Buckman’s incestuous relationship with her is bound to come out, and that this will give his enemies and rivals among the four or so other Police Generals the opportunity to get him demoted or sacked.

Instead, Buckman had better get his retaliation in first, by concocting a scandalous story which somehow implicates them – the other generals. What they need to do is present Alys’s death as a murder resulting from some great conspiracy into which he can drag his rivals, ideally involving some high level, public figure who will divert attention away from the incest.

And it is at just this moment that the latest file on Jason Taverner is placed on Buckman’s desk. The perfect fall guy! They’ll say Taverner was driven mad with jealousy when he discovered that Alys had been having a lesbian love affair with his own long-term partner, Heather Hart, went round and murdered her. The security cop saw him at the scene. The police coroner can be ordered to change the evidence to do whatever it takes to incriminate Taverner.

They agree this plan and make a public announcement they’re seeking Taverner on a warrant for murder. Taverner has just arrived at Heather’s empty apartment feeling mighty happy to have his old life back when Heather storms in waving the newspaper with its front page headline about her and Alys (they did in fact have a lesbian affair) and the cops wanting to arrest them both. Jason and Heather argue and have tantrums and then realise there’s nothing to be done but hand themselves in.

Passivity

Having read four Dick novels in a row, one of the subtler threads or similarities between them is how passive his protagonists are. Frank Frink just accepts it when he’s arrested. Juliana shrugs when she finds out she’s living in a parallel universe. Rick Deckard undergoes mad experiences including inexplicable hallucinations, but ends up chatting sensibly with his wife. Joe Chin has moments of panic in Ubik but by and large functions efficiently and logically, despite finding out he has died and is being kept in cryogenic storage.

Similarly, at every moment when the cops confront him Jason Taverner… just gives up and goes meekly. There’s something very underpowered about Dick’s protagonists. They passively submit to weird hallucinations, mad revelations and terrifying time travel parallel universes.

Maybe the central protagonist has to remain calm and rational, in order to allow the weirdness to really come out.

Coda

I’ve also noticed that Dick’s books tend to get to what is definitely the end of the story… and then have an extra bit tacked on afterwards.

On paper (and in the movie) Do Androids Dream of Electric Sheep? should end when Deckard ‘retires’ the last of the six androids he has been tasking with killing. Sure enough he goes home to see his wife. But then there is an extra and completely unnecessary chapter where he flies north into the radioactive wilderness and finds himself climbing the hill and somehow changing into Wilbur Mercer. And then a further extra bit, when Deckard finds the live toad and takes it home to his wife.

Same here. Having made the reasonably rational decision to frame Taverner for his sister’s death, Buckman then flies home. Job done, game over, right? But in the event he finds himself crying, torn by an impulse to go back and rescind the arrest warrant for Taverner.

Instead he pull up (i.e. descends to) an automated gas station in the middle of nowhere. One other quibble is there, its owner a smartly dressed black guy, pacing up and down as he waits for his quibble to be topped up with gas. On impulse Buckman takes a piece of police notepaper and draws a heart with an arrow through it and gives it to the black man. The black man looks at it, looks at Buckman, looks at the paper again, then lets it drop and blow away. Buckman gets back into his quibble and flies off.

OK, so far so far out, man. There’s still ten or so pages of text left so you’d expect to return to the plot, right?

But no. Buckman cries more tears, veers his quibble round and goes back to the gas station. Black guy is still there. This time they talk, and the black guy turns out to be remarkably perceptive, realising Buckman is in a weird emotional state, sympathises, gives him his card, says ‘Call me sometime’. Buckman gets back in his quibble and this time does fly back to his fine home.

What was that about? Is Dick playing with the format of the novel by consistently adding these overspill sections (rather as he plays with various conventions in this novel by dropping characters and forgetting loose ends – e.g. ‘the gelatin-like Callisto cuddle sponge with its fifty feeding tubes’)? Is he screwing with our heads, man?

Drugs

The four novels of Dick’s I’ve read all feature drugs as a common-or-garden, accepted element in the societies he describes.

Even in The Man in the High Castle, supposedly set in a parallel 1962, not only do some of the the characters (Frank Frink) smoke marijuana cigarettes, but these are commercially available i.e. not illegal.

In Ubik the owner of the half-life moratorium casually offers Runciter amphetamines when he looks like he needs pepping up, not as some illicit substance but as a perfectly ordinary element of polite society.

In this novel the cops not only smoke weed but offer Jason a joint after they arrest him. McNulty’s boss mentions that he should take some amphetamine.

And then there’s Dick’s prolonged portrayal of a mescaline trip at the police general’s mansion.

At the time (the late 1960s, man) I think this familiarity with drugs, drug paraphernalia and experiences and risks, gained Dick a vast audience among students and dropouts, and a reputation as a prophet of the alternative culture. So cool, man.

45 years later America is hooked on opioids which result in 122,000 deaths in 2015, not to mention the massive worldwide organised crime associated with heroin and cocaine trafficking. Only the relatively young and naive can any more think that any form of drugs is cool.

Sex

Sex doesn’t have the centrality in Dick’s work that it does in many other writers. It comes across as more of a plot device than an end in itself, designed to amplify the more important ideas around it such as fractured identity, altered mental states, parallel universes, and the general unreliability of ‘reality’ – whatever that is.

What’s interesting is the way the sexual element becomes more overt as you track these novels from the early 1960s through to the mid-1970s.

Following the trend, sex plays a bigger role in this story than all previous ones. The fact that he’s had sex with so many different women marks Jason as a product of the Hugh Hefner Playboy era. The introduction of Alys in particular, the leather-clad bondage girl, reminds me of all the leatherclad cartoon women from the 1950s.

But Dick piles on the perversion by having Alys and Buckman (whose name, if you replace the B with an F, would become more counter-cultural and, like, subversive,man) be not only twins but incestuous. really incestuous. So incestuous that they have had a son, Barney, who they’s packed off to boarding school in Florida. Weird enough for you, man?

And it is Alys who introduces Jason to the idea that there is a matrix or ‘grid’ of people who all go online to make mass phone calls at the same time, during which they live out their sexual fantasies. Alys explains that this can quickly become an addiction and that you can tell the people who are addicted to it by the way they look aged and drained. Nowadays, of course, we call this the internet.

Although the story is meant to be about a parallel world brought about by someone’s fantasies, it would not be hard to do an entry-level feminist critique of the narrative to bring out the way it is a picaresque story in which a tall, handsome rich man encounters a whole succession of women who represent different female stereotypes:

  • mature girlfriend Heather who wants to marry and have his babies
  • psychotic 19-year-old Kathy, with her undeveloped body (she laments her lack of bust) and paranoid possessiveness
  • Alys the six-foot, bondage lesbian
  • Mary Anne Domenico, the plain, sensitive, ‘artistic’ virgin

When Jason gets to Heather’s flat at the end, after what we can all agree has been a very trying two days, she’s out and he finds her faithful maid, Susie, at work. So he sidles up, slips his arm around her and grips ‘her firm right boob’ (p.178), behaviour which would see him arrested and sent to prison these days.

Dick fans may see Flow My Tears as a highly artful exploration of themes of identity, reality and mental illness. #metoo activists might not be wrong to see Jason Taverner as a forerunner of Harvey Weinstein.

Swearing

In the same way as sex becomes a more dominant theme, over these four novels I’ve noticed the way Dick’s characters swear more and more.  I’m not sure anyone swears in The Man in the High Castle (1962), whereas only 12 years later pretty much everyone is saying ‘fuck’.

  • ‘Do you think I’m a CF, a celebrity fucker?’ (Kathy, p.55)
  • ‘Don’t use that “I don’t give a fuck” tone with me.’ (Jason, p.58)
  • ‘Fuck off,’ said Ruth Rae (p.101)
  • ‘In what fucking way?’ he said, harshly. (Jason, p.104)
  • Isn’t it possible they’ll fuck up all down the line? (Jason thinking about the cops, p.107)
  • Her face glowed hotly and she said, ‘That motherfucker!’ (Alys, p.135)
  • ‘Nowhere Nuthin’ Fuck-Up’ (Jason’s most recent hit, p.155)
  • ‘We’ll kill you in the end, you miserable murdering motherfucker.’ (General Buckman, p.188)

Not just ‘fuck’, but a lot of the character use the cool groovy slang of the late 60s, early 70s.

  • ‘Can you lay a joint on this brother?’ (a Jesus-freak cop, p. 114)
  • a freak thing (Ruth Rae p.103)
  • ‘If you dig what I mean’ (Ruth Rae p.104)
  • ‘If you split now…’ (Ruth Rae p.106)
  • ‘Can’t you hold your hit, man?’ (Alys, p.140)
  • ‘Please don’t freak, I won’t hurt you.’ (Jason, p.152)
  • ‘You’re really far out,’ Mary Anne said enthusiastically.’ (p.156)
  • ‘Let’s get it on’, he said. (p.178)
  • ‘It’s OK. I can dig it.’ (the unnamed black guy, p.197)

Yeah baby, lay some skin on me, let’s stick it the Man, tell it like it is, right on sister.

It’s tricky to know whether Dick thought he was just updating his prose style and dialogue to reflect the way people were speaking in 1973 – or whether he was satirising the way people were speaking in 1973.

He’s certainly satirising the shallowness of TV and and the mind-boggling inanity of pop music – like the pretty crude joke that Jason’s most recent hit song, the one which Mary Anne puts on in the café as ‘his’ reality starts to flood back, is titled ‘Nowhere Nuthin’ Fuck-Up’. But then, what modern writer doesn’t satirise TV for its inanity? It’s a cliché of 20th century post-war fiction.

Either way, whatever the motivation, it’s another of the attitudes which – along with the glamorising of drugs and the hero’s casual expectation that he can sleep with any woman he wants to – make the novel seem such a period piece.

This sense – that a lot of the plot and comment is dated late-60s, early-70s satire – was hugely confirmed for me when, in a minor scene, the cops go to Ruth Rae’s apartment building to arrest Jason but break into the wrong room. Before they discover this they tiptoe across a wall-to-wall carpet depicting Richard M. Nixon’s ascent into heaven as God’s Second Begotten Son (p.108)

Over-excited satire of Richard Nixon belongs to a specific time and place which most people alive do not now remember or understand (he resigned the presidency in August 1974, presumably a little after this novel was published, and a long, long 45 years ago.) This really gross satire reminds me of Hunter S. Thompson’s obsession with Nixon in Fear and Loathing in Las Vegas (1971) and the way Thompson devoted an entire book to Nixon’s re-election campaign, Fear and Loathing on the Campaign Trail ’72.

This detail made me realise how much Dick was writing for a very specific audience, addressing the pressing social, cultural and political issues of his day which seemed to be caught up in a really seismic crisis – and therefore how, at least on the level of his attitudes to politics, sex and drugs, his books are not prescient and prophetic but rather backward-looking and dated. Can you dig it, man?


Related links

Philip K. Dick reviews

  • The Man in the High Castle (1962) In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns Japanese officials the Germans are planning a surprise attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
  • Do Androids Dream of Electric Sheep? (1968) n 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
  • Ubik (1969) In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon
  • Flow My Tears, The Policeman Said (1974) America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, leading the human giants to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet trailing gasses through earth’s atmosphere brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – the Foundation set up by psychohistorian Hari Seldon faces attack by an Imperial general, and then the menace of the mysterious mutant known as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into a galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

Ubik by Philip K. Dick (1969)

His revulsion became, all at once, a weird nebulous panic. (p.88)

Ubik is set in the same year as Do Androids Dream of Electric Sheep?, 1992, although it is a different 1992 (itself making a point about ramifying realities and fissiparous futures). Instead of androids, this future is plagued by telepaths, telepaths who can read your mind and some which can predict the future.

The telepaths – known collectively as psis – have become such a menace that companies have grown up which offer the services of anti-telepaths, human mutants who also have psionic mind powers, but of a purely negative kind, to counteract them. The businesses are known as anti-psi prudence organisations; the anti-telepaths are known as ‘inertials’.

Types of telepaths include: teeps, kineticists, precogs, resurrectors and animists (p.22).

One of these prudence organisations is Runciter Associates, run by ageing Glen Runciter. His people irritate him by ringing him early one morning to tell him they’ve lost track of ‘the top telepath in the Sol system’, S. Dole Melipone. He is the only known telepath who can generate ‘68.2 blr units of telepathic aura’. Melipone is employed by Ray Hollis, who runs an organisation for psis and is by way of being the book’s baddy.

Runciter immediately flies to Zürich to consult his dead wife, Ella, who is kept in a state of suspended animation – in ‘cold-pac’ – at the Beloved Brethren Moratorium run by Herbert Schoenheit von Vogelsang. Family members who have passed away can be kept in cryogenic storage and you can ‘wake’ them and communicate with their brain patterns via special headphones, the ‘electronic communing equipment’ (p.223).

In the event, Ella’s thoughts are hijacked by a dead person being kept in a casket next to hers, Jory Miller. Because he’s younger, Jory’s cerebronic patterns are stronger than hers. Runciter is outraged and demands his wife be moved to a secure unit.

These half-deads are, the reader reflects, yet another kind of altered consciousness, Dick’s main theme – as are, of course, the florid range of telepaths and inertials we meet throughout the book. Other kinds of minds.

Runciter Associates had sent one of their own telepaths, G.G. Ashwood to the hotel where Melipone was last seen. Now Ashwood turns up at the flat of the chronically impoverished Runciter Associates employee, Joe Chip.

Ashwood has brought a new find, a girl of about 17 who has a spectacular new power. She seems to be able to rearrange the past in order to suit the needs of the present. I.e. if she sees something she or someone else wants to change she has the power, not to travel in person, but to send her mind back into the past to alter the course of events in order to change the present to suit. She proves this by showing Joe the initial evaluation of her which he carried out and which was very unfavourable. In the narrative we just read she had slowly stripped off to get ready for a shower, which swayed Joe towards giving her a more favourable valuation. This – the stripping version – is version two of events. She went back and changed everything that happened from the moment she came into his apartment.

Joe doesn’t believe it. To prove it Pat gets out of her blouse the valuation he wrote for her in the first course of events. It’s his writing, alright. It appears to be true that she can go back in time and alter the course of events. Wow.

Commentary

All this has happens in the first 40 or so pages of this 230-page-long novel. As usual Dick has plunged us not only into a story, but into a densely imagined world of wonders where weird elements are not just everyday but so taken for granted that they’re given typically American nicknames.

The futureness of it all is created and reinforced by a raft of gadgets and gizmos in the brave new world of 1992.

  • Runciter obviously travels to Switzerland and back super-fast, maybe via rocket. The existence of rockets is confirmed when Runciter takes his team of inertials to Luna (the moon) by the company rocket, Pratfall II.
  • Runciter’s hovertaxi drops him on the roof of his company building, from where he takes a ‘descent chute’ down to the fifth floor.
  • People don’t have newspapers, they have ‘pape machines on whose screen they scan through today’s headlines and, if an article takes their fancy, ask the ‘pape machine to print it off so it can be read. (Reading this in 2019 you wonder why Dick didn’t make the logical connection and just have people read the whole article off the screen? Why bother with cumbersome printing? I guess the culture-wide tradition of reading from paper was too all-encompassing for even Dick to see beyond.)
  • People talk via vidphone (as they also do in Android).
  • Money has stopped being in dollars and is now counted in poscreds.
  • For weaponry people carry laser tubes (as they do in Android).

The plot

The main plot concerns a client, Stanton Mick, a billionaire who is developing a new hyperspace drive on the moon. He suspects his operation has been infiltrated by psis from Hollis’s organisation. The fear is that they will carry out industrial espionage, getting into his scientists’ minds, stealing all the secrets, possibly sabotaging the project.

So he sends a secretary, Miss Wirt, to ask Runciter Associates to send up a team of their best inertials to counter the psis.

It all has a broadly comic tone. The inertials Runciter assembles are a strikingly random ill-matched bunch of freaks wearing deliberately kooky outfits – the red triangular glasses, the fashionable elastic bands which push a woman’s breasts together – who even their employer, Runciter, finds it hard to take seriously.

They fly to the moon (in one hour) and are ushered by Stanton Mick’s people into the underground rooms of the lunar base. The bizarre figure of Micks, with waist-length white hair, appears, but they’ve barely begun discussing arrangements before Mick inexplicably floats up to the ceiling and explodes.

Many of the inertials are injured, Runciter fatally. Joe takes charge and carries Runciter’s body with another anti-psi, along with the rest of them they escape in a lift up to the surface, make it to the spaceship, and blast off, leaving Joe wondering: if the entire ‘job’ was a set-up by Hollis, why did he let them get away?

Comedy

The novel is surprisingly funny. Or obviously funny at unexpected moments. One humorous element is Dick’s fondness for improbable-verging-on-grotesque businesses. I noted it in the Van Ness Animal repair shop in Androids and here it surfaces in the Beloved Brethren Moratorium and its unctuous Teutonic owner.

The rundown of the eleven inertials who go to the moon is a parade of grotesques in outlandish costumes, done for broadly comic effect.

There’s another thread of broad comedy running through the text in that, in the future, many basic household functions and implements – such as a door, a shower, a bath – require cash payments up front before functioning. You have to slip a nickel or a dime or twenty cents into the slot before they’ll work. This need dogs Joe Chip wherever he goes because Joe, a shambles of a man, is permanently hard-up, with the result that doors won’t open for him, coffee dispensers won’t serve him, showers don’t operate, and so on, so that he is continually begging everyone around him for spare nickels and dimes, which becomes a kind of catchphrase or repeated failing.

Entropy

The plot so far led me to expect that there would be all kinds of cat and mouse, psi-chasing shenanigans between inertials and psis on the moon base. But this turns out tobe a complete red herring. From this point onwards the novel is about something completely different.

Immediately after the fake Stanton Mick bomb explodes, Runciter’s team all hurry back to the rocket and blast off back for earth.

And begin to notice what turns out to be The Big Theme of the second half of the book. Everything starts ageing and retrogressing. The cigarettes crumble in their hands. Coins seem out of date. The ship’s computer rejects information from the yellow pages when they try and phone the moratorium number.

They fly direct to the Beloved Brethren Moratorium in order to get Runciter’s body into a cold-pac as soon as possible, to preserve whatever is left of his consciousness and there is fuss and comic business with the funereal Herbert Schoenheit von Vogelsang, who insists on playing heavy classical music (Beethoven, Verdi) till they yell at him to turn it off.

But things are retrogressing. Joe stays the night at the moratorium hotel and in the morning is horrified to discover one his fellow inertials, Wendy Wright, turned into a dried-out mummy. She had obviously come to see him in the night but maybe be stricken by some sort of physical degeneration and crawled to the closet where she curled up and atrophied.

Joe flies back to New York where he finds a meeting of the inertials being led by Al Hammond. They have all noticed that their cigarettes are always too old to smoke. They get their money out and lay it on the table only to discover that Runciter’s head has replaced Washington on all the coins and notes. One of the inertials has a box of matches they bought weeks ago which carries an advertisement featuring Runciter’s face and telling them he is selling a product from a corporate HQ in Des Moines.

Joe takes Al from the meeting to his office where the remains of Wendy are in a plastic bag. They confer feverishly about the situation then decide to pick a city at random. Baltimore. They fly to Baltimore and visit a store at random. The woman in front of them at the checkout complains that everything she’s bought from the store is either dying or dead. Al and Joe check out the packs of cigarettes; all of them crumble in their fingers. Something is ageing the world. Something that aged Wendy to death.

They pick a carton totally at random from a huge pile of cigarette cartons and, when they open it, there’s a message from Runciter inside, telling them the situation is critical, he must get in touch with them, apologising about Wendy. What the hell is going on? There seem to be two forces, one in which everything is ageing, another in which Runciter is taking over the world, or revealing aspects of it (money, vidphone, products).

Joe takes a punt and buys a brand new tape recorder from the store. They fly back to New York. By the time they hand the tape recorder over to Runciter Associates’ chief technician the recorder has morphed into an old tape-driven version, at least 40 years old. Al looks at the instruction booklet and it claims the machine was ‘Made by Runciter of Zürich’ which has a North American office in Des Moines, Iowa. It’s as if lots of bits of Runciterness are leaking into this world. How? Why?

They take a lift back to the meeting room where they left the others, but on the way Al has visions of the lift itself reverting to a 1910s metal frame elevator complete with elevator guy. He is phasing back and forth between the present and a degenerated past. As they walk the corridor towards the meeting room Al fades. He asks to go into the men’s room where they find a graffito:

JUMP IN THE URINAL AND STAND ON YOUR HEAD
I’M THE ONE THAT’S ALIVE. YOU’RE ALL DEAD

The lights go out. Joe hears Al’s voice fading. He’s going the way of Wendy and begs Joe to leave. There is a terrifying page which takes us inside Al’s head to experience the sense of the entire present world turning to a barren desert of rocks and ice.

The conference room is empty. The other inertials have split. The big TV screen broadcasts a news announcement of the death of Runciter and a big funeral to be held at the Simple Shepherd Mortuary in his home town of des Moines. This cuts to a message for a product named Ubik, followed by a message from Runciter himself, saying that he knew he was going to be assassinated on the moon, thanks to some company preconfigs. He knew this deterioration would set in (though he doesn’t explain why) and says he posted an aerosol of Ubik which Joe can use to spray around him and stave off the decay.

Joe, the reader notices, is taking all this very calmly. Dick’s characters generally do. When they have nervous breakdowns it’s not because of the weird stuff that happens in the stories. Anyway, Joe ponders: the graffiti in the men’s room implied that Runciter is alive and that somehow all the other inertials are dead. Maybe the bomb on the moon killed all of them save Runciter and he somehow managed to get them all into cold-pacs. Maybe this is what being half-dead feels like, like the world carries on but rots and regresses until eventually it’s just the bleak desert which Al saw.

But that theory is contradicted by this TV newscast which, along with the text of the matchbox ads, appears to show that Runciter genuinely is dead. Only answer is to get to des Moines for this supposed funeral.

Joe takes a hovertaxi back to his apartment building. Here there is an extended passage where Joe discovers that every single element in his apartment has regressed – the fridge, phone, TV, everything have ceased to be their shiny plastic 1992 editions and gone back to the 50s, 40s and 30s.

When he exits the apartment (held up, as usual by the front door demanding its nickel) he is scared of taking the lift in case the same thing happens to him as happened to Al, so he walks down the stairs. By the time he gets to the front door it has an old fashioned electric buzzer. There’s a package in his post cubby hole but it doesn’t contain the Ubik spray Runciter promised, but Ubik Liver and Kidney Balm, some old-fashioned snake oil.

The substance designed to reverse the regressive change process has itself regressed. (p.145)

His car has reverted back into a petrol and combustion engine car. He’s never driven one before. A key ring is in his pocket with the ignition key in it so he starts it up and hesitantly drives towards the nearest airport.

By the time Joe gets to the airfield it is lined with old hangars and all the planes have propellers. In the time it takes to be directed towards some flyers who might be prepared to take him to Des Moines these have degenerated further to biplanes. the quaintly dressed pilots a) look at his outlandish (futuristic) clothes b) reject his unknown (to them) money and c) agree to fly him in exchange for his 1939 LaSalle motor. But when Joe takes them to see it it has regressed further to a black 1920 Model-A Ford (p.149).

The pilot isn’t interested in the car but notices the bottle of Ubik on the passenger seat. It has regressed since Joe left it to an apparently rare ointment – Elixir of Ubik – in a vintage bottle. Looking at it closely Joe sees the label has changed and there’s another message from Runciter:

Don’t do it Joe. There’s another way.
Keep trying. You’ll find it. Lots of luck.

The pilot says he’ll fly Joe to Des Moines in exchange. Weird though all this regressing has been, it has in a sense been easy enough to grasp – the world is moving backwards in time relative to one privileged character who remains the same and observes it rationally.

Next day he arrives at Des Moines airfield more or less in one piece, struggles (as always; it is his signature schtick) to find a nickel to use in the payphone, rings the Simple Shepherd Mortuary to be told that the service for Runciter has started, to be followed by a lying in state.

Joe finds all the other inertials who had been to the moon and were involved in the blast attending the funeral. They all crowd round him and it’s immediately obvious that they too have experienced the regression. They all see the same ‘reality’ as him, namely – from a newspaper he saw – that it is 13 September 1939 i.e. the Second World War has just broken out.

They confer and agree that they need to keep together. But one of them, Edie, had returned to her hotel in town feeling ‘tired’. they jump into the two available cars to get to the hotel and help her. On the way Joe is pulled over by a motorbike cop who writes out a citation. When he reads it, Joe sees it is in Runciter’s handwriting, warning him that Pat is… and then stops. At the bottom is an ad for a druggist, Archer’s Drug Store.

Joe enters the nearest shop and asks where the druggist is. The owner points across the road. Joe realises the building is pulsing in and out of time. For moments he can see it as an automated shop from 1992. Then it reverts to an era even before 1939. In one of its old moments he enters and asks the shop assistant for a jar of Ubik. On the label is yet another message from Runciter, warning that Pat is lying, Pat the time changer may be behind all of this.

Joe goes onto the hotel foyer and confronts Pat with the part of the message on the traffic violation at which moment his world explodes. It is dark, darkness which slowly resolves to grey streaks, and he can hear voices concerned for him. Basically he is dying and disintegrating just like Wendy and Al did. Pat accompanies him as he slowly, agonisingly makes his way up the stairs to the room he’s been allotted, taunting him all the way. Joe realises she is really evil. She was sent by Hollis to infiltrate Runciter Associates and kill them all, but this is a horrible way to do it.

The chapter describing this is really horrible, with an acute description of what feels like a heart attack only much worse – the sheer agony of trying to lift his feet and move one step further is nightmarish to read – and made ten times worse by Pat’s cold, heartless, taunting of him at, literally, every effortful gasping step of the way.

But when he finally, just about makes it into the room, and collapses to the floor, prepared to shrivel into a bag of dusty bones… Runciter is there and sprays him with wonder-working Ubik, at which he is almost immediately restored to normal life and function!

Runciter explains his view of the situation. Ashwood, Melipone, Mick and Hollis have been conspiring for months, maybe longer to lure them to Luna and blow them up. Now they are using Pat to transport them back in time. Why stop at 1939? Because that’s as far back as Pat’s powers extend.

Joe doesn’t believe him. In a complex dialogue Joe forces Runciter to admit that all the inertials were killed in the bomb explosion. They were quickly stored in cold-pacs. Pat herself was mortally wounded and is in a cold-pac. Runciter admits that he is sitting in the lobby of the Beloved Brethren Moratorium while Joe is in a cold-pac. Reluctantly, Runciter admits that the sense of atrophy and decline, things ageing and falling to pieces – they’re all common features of what all ‘half-lives’ experience, a mournful sense of decay.

And the regression in time? Initially Runciter tells him that is the work of Pat’s half-life mind taking them as far back as she can go. But, Joe asks, who is sometimes killing them, sometimes making it worse? Joe doesn’t believe it’s Hollis and his gang. It’s too arbitrary, too malicious for that. An almost childish delight in breaking and fixing, like a kids pulling wings off a fly. He nags Runciter into admitting that he, Runciter, doesn’t know what’s going on. He’s left all these useful messages and yet… he can’t actually save or improve the situation.

Runciter breaks off contact and the text cuts to him sitting in the lobby taking off the apparatus which lets you talk to the half-lives. And back to Joe in the fake 1939. There’s a knock at the door and one of the gang of inertias, Don Denny is there with an old-time doctor. Joe tells the doc he doesn’t need his help, but the doc inspects him anyway, while Joe tells Denny what he’s learned and what Runciter told him.

Denny tells him they’re all going to die. Even Pat. He just came from Pat expiring on the stairs. She seemed surprised. Yes, says Joe, she thinks she’s doing this, but she isn’t. She’s in the cold-pacs like all of them. Joe persuades Denny to use up what’s left of the Ubik spray, might do him some good. Denny sprays himself and when the nimbus of aerosol disappears, it isn’t Denny at all. there stands some gawky, misshapen teenage kids. He tells them his name is Jory, Jory Miller.

He is the gawky crude teenager who was in the cold-pac next to Runciter’s wife who invaded her thought patterns near the start of the book. Now he’s doing it to all of them.

There now follows an elaborate game as Jory gets rid of the doctor and explains that everything, everything he sees about him, was created by he, Jory. He eats the other half-lives, he consumes them, he has eaten all Joe’s colleagues. Joe attacks Jory but Jory sinks his teeth into his hand and tells him he is invulnerable. Joe turns and tries to escape out the hotel room, down the stairs, hails a cab in the street. Asks the cab to cruise around town and then out of town.

Joe knows that creating this world and keeping it stable costs Jory a lot of effort. He wants to make it hard. Cruising round they come across a pretty young woman. Joe kerb crawls her and says he’d like to take her to dinner. He is beginning to feel tired again, and cold, signs that the Ubik is wearing off. The young lady is kind and courteous and compassionate whenhe begins to fade and look rough. And then she announces that she is Ella Runciter, Ralph’s wife. She has been fighting a long war against Jory ever since he arrived in the moratorium.

She gives him a certificate for a lifetime supply of Ubik which he can get at any of two pharmacies in town. She says she is soon to be reborn (reborn? there’s a whole new angle) and wants him, Joe, to take over as Ralph’s sleeping partner, the person he comes to consult. They stop the cab. She gets out and bids adieu.

Hugely relieved, Joe gets the cab to drive to the first pharmacist. But almost as soon as he’s inside he realises the pharmacist is a version of Jory, who quietly gloats that he has ‘reverted’ all the Ubik in the store back to its 1930s version, pure snake oil, useless for healing. He hands him a jar of the useless stuff. Joe bends all his heart and soul and spirit on trying to force the thing to regenerate back to 1992, to be the proper Ubik, bending every nerve to make it so.

He fails. He gives up. He walks out the store. He is now feeling weak again. Oh no he’s going to have to go through the appalling weakness and cold he experienced back in the hotel when Pat was taunting him. He lies down on the bench at a bus shelter.

And a pretty woman bends over him and offers him a can of up to date, effective Ubik. She sprays it on him and she comes back to life. She is a representative of the manufacturer. She gives him a plausible sounding explanation of how it is a biochemical agent which retards the inevitable fading effects of being in a cold-pac on half life. ‘Hey, you want to go to dinner?’ he asks her. ‘Next time,’ she promises and fades away.

Ubik

Throughout the book every chapter has started with a spoof little advert text selling Ubik as a wonder product, a brand of beer or coffee, a type of brassiere which pushes up and shapes those boobs, Ubik hair conditioner, Ubik sleeping pills.

On one level these read to me like the kind of satirical spoof ads you get in late 1960s comedy movies, Woody Allen films and suchlike, the knockabout spirit of the original M*A*S*H movie (1970), taking the mickey out of grotesque American consumer culture.

But quite obviously, on another level, Ubik is portrayed as some kind of magic force all the way through the novel. The entirely biochemical explanation the young lady gives at the end is not quite enough to explain the imaginative force it has had in the text. So it comes as no surprise when the epigraph to the short final chapter reads.

I am Ubik. Before the universe was, I am. I made the suns. I made the worlds. I created the lives and the places they inhabit; I move them here, I put them there. They go as I say, they do as I tell them. I am the word and my name is never spoken, the name which no one knows. I am called Ubik, but that is not my name. I am. I shall always be. (p.223)

So is Ubik just a chemical compound created by Ella Runciter within the world of the cold-pacs (and it’s pretty hard to see how that would be physically possible seeing as their bodies are completely static)? Or is it meant to be some shape-shifting force which stands – within the half-life world – for God?

To be honest, by this stage of the novel, on the penultimate page, I was too exhausted by the continually shifting realities of the previous 221 pages to care. That kind of point blank interpretation seems to me to be dead and stultifying.

What makes the novel live is the extraordinary and apparently endless succession of surprises it pulls on you. It is the narrative dynamic which appeals and works. Stopping to think about the logic of the plot or the symbolism for very long tends, in my experience, to make the whole house of cards collapse.

Futures and pasts

Both Do Androids Dream of Electric Sheep? and Ubik are set in 1992, a giddy 24 years from when they were written. Dick predicted that by then we’d have hovercars, colonies on the moon and Mars, lasertubes, androids and telepaths.

In the real world 1992 was notable for the UK General Election which was won by John Major who went on to govern Britain for five years and is most remembered for setting up a traffic cones hotline.

Thus the difference between the dazzling techno-worlds of science fiction – and between Philip K. Dick’s deliriously proliferating alternative worlds – and the big grey underpants of reality.


Related links

Philip K. Dick reviews

  • The Man in the High Castle (1962) (1962) In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
  • Do Androids Dream of Electric Sheep? (1968) In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
  • Ubik (1969) In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’ but the novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon
  • Flow My Tears, The Policeman Said (1974)

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, leading the human giants to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman transformed into galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

Do Androids Dream of Electric Sheep? by Philip K. Dick (1968)

In the irregular light the bounty hunter seemed a medium man, not impressive. Round face and hairless, smooth features; like a clerk in a bureaucratic office. (p.173)

This is the novel which director Ridley Scott made into the smash hit movie Blade Runner starring Harrison Ford at his charming, tough-guy best. The novel is a lot less glamorous, more puzzling and more worrying, than the movie.

Background

On the first page we learn that it is January 1992, as we meet Rick Deckard, android hunter and his bad-tempered wife, Iran. Within a few sentences they are discussing that central Dick topic, mental illness, depression and despair. It’s what his wife woke up feeling. Being a modern couple they have a Penfield Mood Organ on which they can dial any number of moods or feelings which the machine instantly stimulates the hypothalamus in their brains to make them experience.

Aha. What is ‘real’? What is ‘reality’? Another major Dick theme.

Oh, and a few years back there was a nuclear war which devastated large parts of the country. The chatty TV weather forecast includes predictions for the levels of today’s fallout.

After the war a radioactive dust covered the world. Nobody sees the sun any more. As many people as possible have migrated to colonies on the other planets of the solar system, Mars being particularly popular. Those who remain undergo regular DNA tests. Those whose DNA is acceptable remain ‘regulars’. But a steady number are diagnosed with radioactive mutations, and categorised as ‘specials’. Those who have undergone significant mental damage are nicknamed ‘chickenheads’ or ‘antheads’.

One such chickenhead is John Isidore, a mental defective who works for the Van Ness Animal Hospital owned by Hannibal Sloat, himself a man falling apart due to radiation poisoning.

Mood

So that gives you a flavour of the mood. Depressed. The entire novel labours under a black cloud of radioactive dust, with people dying or being mutated by radiation, with most animals (all birds) having been killed off, with everyone depressed at not being able to emigrate off-world or at the general plight, with people using drugs to alter their mood or escaping altogether via Mercerian fusion (more on this in a moment).

The plot

So as always Dick has created a very dense and thick texture of themes and subsidiary ideas within which to embed the big central idea.

This is that in the future, despite the war and dying off of most animals etc, humanity still retains advanced technologies and in particular has been refining better and better androids – artificial humans, with human minds, intelligence and reflexes.

Mostly these are used as slaves on the off-world colonies. But a small number rebel against their masters and jump ferries back to earth where they try to hide. As a matter of law and order, and also because they can behave unpredictably and violently, these escaped androids need to be tracked down.

Rick Deckard is an android bounty hunter. He tracks down rogue androids or ‘andys’, which have escaped from one of the off world colonies, usually killing their master in the process, in order to come to earth illegally. When he finds them, Deckard ‘retires’ them i.e. destroys them. He gets paid a grand per andy.

Deckard has barely finished dealing with his depressed wife before he gets a call from his boss, Harry Bryant. Eight andys have escaped from Mars and come to earth. Deckard’s fellow bounty hunter Dave Holden ‘retired’ two of them and was in the middle of interviewing a third when it shot him with a laser blaster. (Laser blasters are tubes you hold in your hand and do what they say on the tin, blasting a hole through a body or wall, and exploding people’s heads.)

Bryant hands him the task of finishing the job, getting the one that shot Holden plus the other five, six in all.

But there’s a problem, the sophistication of modern android brains. Just recently they’ve introduced the Nexus-6 electronic brain, the most complex and ‘human’ yet. It makes the job if identifying andys – and of distinguishing them from humans – almost impossibly difficult.

The only tool bounty hunters like Deckard have is the Voigt-Kampff test. This is designed to monitor the emotional reactions of those being tested. A patch is applied to the side of the testee’s face and wired up to the testing box, while a light is shone into the pupil of the eye. Then the interviewer asks a number of rather disturbing questions, a lot of them revolving around the plight of animals. Normal humans’ skin and eyes give immediate, unconscious responses to the questions. Androids have to think about them for a few milliseconds, and sometimes miss the emotional cue altogether. That’s what distinguishes humans from androids. At least up to now. Now some andys are giving borderline human responses. It’s getting difficult to tell them apart.

Deckard’s boss sends him up to Seattle, to the headquarters of the Rosen Corporation which invented the Nexus-6 brain. Here he meets the harassed owner, Eldon Rosen, and his striking 18-year-old niece, Rachael. They were meant to have lined up a mix of androids and humans for Deckard to test, as a test both of the Rosen androids, and of the test itself.

But Eldon insists that Deckard first of all test his niece. This leads to a prolonged scene in which Deckard at first comes to doubt the test because her reactions are all wrong – and then realises, with a shock, that the ‘niece’ is in fact an android. Eldon admits as much in front of her. (We are left to think through the emotional impact of thinking you are a human being and then being told, like this, that you are in fact a robot. With a limited life span. Later we’re told they last four years.)

Deckard flies back from Seattle in his hovercar, shaken and with serious doubts about the future of the Voigt-Kampff test. His boss calls him on the vidphone and tells him a Russian cop, Kadalyi, has flown in from the WPO (never spelled out but presumably some international police organisation).

Kadalyi arrives in a helitaxi and gets into Deckard’s hovercar, but they’ve barely begun talking before Deckard realises he’s an android, Max Polokov, the one who zapped Holden. Polokov pulls out his ‘laser tube’ to kill Deckard but, fortunately, Deckard’s hovercar is fitted with a device which emits a ‘sine wave’ which ‘phases out laser emanation and spreads the beam into ordinary light’ (p.74). Handy, eh? Deckard pulls out an old fashioned handgun and shoots Polokov’s head off.

Deckard phones his wife, who has relapsed into a prolonged and profound depression. He flies on to the San Francisco Opera House where Bryant has told him the next android, Luba Luft, is working as an opera singer.

Deckard loves classical music. He loves opera. When he walks into the auditorium a rehearsal is going on and he hears Luba Luft sing an aria from Mozart’s Magic Flute. She has a beautiful voice and he is genuinely moved. He goes to her dressing room and starts giving her the Voigt-Kampff test but she objects that it’s all about sex and calls a cop. Five minutes later this cop, Officer Crams, arrives and arrests Deckard.

There then follows a genuinely weird and disorientating passage, for the Crams tells him he’s a long-time officer from the new San Francisco police station downtown. Crams says he knows all the bounty hunters and has never heard of Deckard. Deckard says this is all wrong and tries to call Bryan, who seems to appear momentarily on the vidphone but then it goes dead. When Crams calls the same number he gets through to someone who says that isn’t police HQ and there’s no-one called Bryant there.

Crams takes Deckard in his police hover car to the new Hall of Justice which is on Mission Street, which is a genuine police station, full of bored front desk officers processing drunks and crooks, uniformed cops hanging round and everything. The reader shares in Deckard’s delirious hallucinatory panic, his fear that…. maybe Deckard is the android. Maybe the entire story we’ve read to date has involved fake memories, is a delusion programmed into him for some reason. Maybe there is no police HQ where he thinks it is, maybe there is no Inspector Harry Bryant, maybe his ‘wife’ is part of the delusory programming.

This sense of vertigo doesn’t let up. Deckard is taken into the presence of Inspector Garland who is told all about him pestering some opera singer with a cock and bull story about being an android bounty hunter. Into the office comes the station’s best android bounty hunter Phil Resch. Deckard has never heard of him. Resch has never heard of Deckard. Has he stumbled into a parallel universe?

Everyone in the room accuses everyone else of being an android, with both Resch and Garland suggesting that Deckard must be. Deckard holds out but part of him is thinking: Is he?

Anyway, Resch is dispatched to go and get the test these guys appear to use for detecting androids, the Boneli Reflex-Arc Test. While he’s out of the room, Garland confides in Deckard that Resch is an android, the poor sap. As Resch returns with the test equipment in his hand, Garland makes a move with his laser tube, at which Resch drops to the floor and shoots his head in half. Deckard had also dropped and now regards the scene with shock.

So is Resch a genuine bounty hunter who he’s never heard of operating out of an HQ he didn’t know existed? Or is Resch, like Garland, an android, but doesn’t realise it? While he’s worrying about it Resch says they’d better get out of the cop station – it’s infested with andys – and he pretends to put cuffs on Deckard and walks him briskly to the lifts, up to the roof, and into his hovercar.

They return to the opera house where they’re told Luba Luft has gone to the nearby museum. They go there and find her examining the pictures of Edvard Munch, standing in front of Puberty. They now jointly arrest her but she continues the bewildering confusion by accusing Resh of definitely being an android, and she should know. Resch defends himself to Luba and to Deckard, claiming that he has a squirrel, a pet squirrel, and cares for him, so he has empathic response, so surely that means he’s human, right? Right?

By this time Deckard, and the reader, really don’t know. What definitely happens is that as they accompany her to the lift Luba continues to deliberately wind Resch up into a frenzy with her accusations that he’s a robot till he pulls out his laser tube and fires. because she pulls away he only wounds her in the stomach, so Deckard immediately finishes her off. The lift arrives at the ground floor, to the horror of museum goers.

They report the killing to Bryant at headquarters and continue the bizarre conversation about whether Resch is or is not a damn android. Finally he agrees for Deckard to give him a test (p.111). To Deckard’s surprise Resch is human. Resch, for his part, is surprised that Deckard is so upset about killing Luba. Her voice was divine. What harm, was she doing anyone? For the first time Deckard doubts his vocation.

Resch gives Deckard some parting advice. He says he had trouble with Luft because he was attracted to her. Callously, Resch says, instead of retiring an andy and then being attracted to her, how about the other way round – have sex with her first, then retire her. Byee.

Deeply traumatised and shaking, the only way Deckard can calm down at the end of this pretty tough day is by going over to Animal Row, where the pet shops are, and after some (quite amusing) haggling, buying a fine black Nubian goat, making a down-payment and signing a contract for crippling ongoing monthly payments (at 6% interest!). Maybe it’s time to explain about the animals.

Rare animals

Since the nuclear war almost all animals have died out (it might occur to sensible readers to wonder how any form of food can be cultivated if all animals – including the ones vital for pollinating crops – have perished, but Dicks’ books are less novels than visions, and you don’t quibble about facts or details in a vision, you let yourself be transported).

So all the characters are obsessed with owning one of the few remaining examples of each species. Deckard is extremely jealous of his neighbour in their apartment block because he owns a horse. Deckard can only afford the very second best option of owning an electronic animal, in his case an android sheep, which he pathetically pretends is real. Almost every other character has, or longs for, just one animal to own.

Dick invents a whole culture built around the trading of live animals, and the lesser market in manufactured android ones. For example, many of the characters keep a copy of the standard handbook of live animals, Sidney’s Animal and Fowl Catalogue (with monthly updates), which gives exact market prices for each species.

This is why Deckard, feeling shattered and confused, decides to blow blows the bounty money he’s made by retiring three androids (Kopolov, Garland – who he’s claiming, and Luba Luft) on a live black Nubian goat.

When he gets home his wife is awestruck and hugs and kisses him for the only time in the book.

Hence the title of the book – Do Androids Dream of Electric Sheep? – is a little less fanciful than at first sight. There really is an electric sheep in the novel. And the title sort of implies that Deckard may be an android who owns an electric sheep. Maybe…

More plot

His wife is at first thrilled with the Nubian goat until Deckard sort of admits he didn’t buy it for her but to manage his mood, his depression (his panic, I’d have thought, after such a confusing day).

She persuades him to have a go on the empathy machine. Grasping the twin handles he is immediately transported to become one with old man Mercer, in his Biblical robe, endlessly struggling up the desert hillside. He senses all the other people who are fusing at that moment, but is caught on the head stone by one of the Enemy, and releases the handles, re-emerging into ‘reality’. Ah. I’m going to have to explain Mercerism.

Mercerism

Mercerism is a new religion which appears to have eclipsed all the traditional Western religions, which are never mentioned. Followers possess an empathy box. Whenever they need to, they grab the two handles of the empathy box and are immediately transported into the mind of Wilbur Mercer who is depicted as an old man, wearing Biblical robes, who is endlessly, endlessly struggling up a steep rocky hill in the desert, with unseen Opponents jeering and throwing rocks at him.

The follower is keenly aware that thousands, maybe hundreds of thousands, of other followers are experiencing the same things at the same moment. The followers’ minds are joined together and they each experience tremendous empathy with others, and relief from their own anxieties. This experience is called ‘fusion’.

The Mercer experience is repeatedly described but still remains mysterious, especially the way that the gruelling ascent is only the start of the much worse experiences Mercer has to undergo once he has reached the summit of the hill.

In a hard-to-understand sequence, when the chickenhead Isidore activates his empathy box we appear to see some of Mercer’s backstory, that he was a mutant found abandoned in a raft, was adopted, and proved to have awesome powers, capable of reversing time in order to raise the dead! This motif appears a couple of times but always in the context of mind-bending ‘fusion’ so it’s difficult to know how ‘real’ it is.

More plot

While he was experiencing fusion one of the opponents, the enemy, the killers, threw a rock at Deckard which hit him on the ear and drew blood. A peculiarity of the empathy box is that physical wounds incurred while doing it persist back into ‘real life’.

Deckard’s wife, Iran, puts a bandage to the cut ear to stop blood, then Bryant phones and says he wants the remaining three andys retired today, this evening. Dazed Deckard is reluctant, but finally agrees.

Deckard hasn’t been able to get Rachael out of his mind, the young android he had tested up in Seattle. In a throwaway remark to him, as she was walking him to his hovercar, she had said she might be able to help him track down the three remaining andys.

Deckard realises his faith in himself is shaken. He empathised with Luba Luft, and found Lesch repellent – just the opposite response than logic demanded.

He realises he needs Rachael to help him. He gets through and asks her. It’s late and she’s reluctant but eventually agrees to come and see him (it only takes an hour to fly by hovercar from Seattle to San Francisco – for most of the novel it’s easy to forget there’s been a nuclear war which has wiped out cities and animal life: the opposite – everyone seems to be using impressive futuristic gadgets as if benefiting from a highly advanced economy).

Deckard arranges to meet her in the St Francis, the last decent hotel in San Francisco (p.144). Rachael arrives wearing what appears to be a see-through top revealing her bra, skimpy shorts, and bearing booze, the hard-to-get-hold-of bourbon. They drink and they argue.

She is disgusted by the fact that she’s an android. She hates the other androids. She says one of them is identical to her, they’re no more people than identical bottletops coming off a production line. She assesses his chances against the three andys, tells him she’ll come and take out one of them, reducing his task to just two. She strips and gets into bed. He is struck by her weird shape, lean, without real breasts. He kisses her. She is cold. In the end she demands that he go to bed with her and he does. My God. This is just what Phil Resch predicted…

Later they get dressed and go to find the three remaining andys. A word needs to be said about J.S. Isidore.

The andys at the chickenhead’s apartment

This summary has so far concentrated on Deckard. But almost every other chapter cuts away to the activities of the chickenhead J.S. Isidore. There’s a minor plotline about an electronic cat he takes along to his boss at the Van Ness Animal Hospital. But the main thing is he discovers someone else living in the huge ruined apartment block where he lives in a rundown flat.

It’s a young woman named Pris Stratton. She’s living in some squalor. It takes a little while for the reader to realise this is one of the andys. During that interval there are a number of passages where we see her odd, detached android manner, though the eyes of Isidore who is himself mentally retarded. In other words, Dick makes fiction from the interaction of two deviant types of mind. Some of it is straightforward sci-fi thriller but some is weird.

That Pris is an andy is confirmed when two other andys turn up, Roy and Irmgard Baty. She short and dark, he wide, stock, eastern European looking. Isidore is persuaded to carry all their stuff up into his flat, which they’re going to use as a hideout. Vaguely he senses he’s being taken advantage of, but is mostly just happy that he’s got some new friends.

More plot

Deckard and Rachael are in his hovercar heading to Isidore’s apartment building.

(A logical flaw in the book is the way the androids are supposed to be in hiding, but Inspector Bryant simply phones Deckard up and tells him where they are. It’s just one example of the way the book isn’t really meant to be read logically or consistently. Plot logic is secondary to the puzzles about the nature of consciousness which it is designed to throw up.)

They have another big argument which takes a chilling turn when Rachael reveals that she has slept with a number of android bounty hunters and does it deliberately because after sleeping with her, they become incapable of killing other androids.

She only slept with Deckard in order to neutralise his professional instinct to kill andys. It turns out she knows Pris and Roy and Irmgard, she helped them from the start –  and provoked him into calling her, and then offered to help him and generally lured him into bed in order to destroy his andy-killing capacity.

Deckard is stunned. Cold. Goes numb. He had been flying the hovercar to the apartment building but now turns round and takes her back to the hotel. The argument takes a grim turn when she asks him to kill her, right there, right now, and he reaches out to do it and she says just one shot through the occipital bone, that would do it, if you’re going to do it, do it now. But suddenly he’s overcome with disgust at how easily androids just give up.

He kicks her out onto the hotel roof, then turns and flies to the apartment building where the remaining andys have been reported. On one level, what happens is straightforward. Isidore is at the main entrance to the building and tries feebly to put him off. Deckard ignores him and uses machinery to confirm their presence, goes slowly up the stairs to their floor. Pris tries to surprise him on the darkened stairs and he zaps her with his laser tube. Then he goes on to Isidore’s apartment, knocks and pretends to be the chickenhead. They tentatively open the door and he barges in, avoiding Roy Baty’s laser gun shots, and quickly killing both Roy and Irmgard.

What’s eerie, and would be unaccountable if this were a realistic novel, is that Deckard meets Mercer on the stairs. As he walked down a dark and derelict corridor, Mercer appeared out of the shadows, told him what he was doing was wrong but he had to do it anyway, and then warned him that the most dangerous one was coming up the stairs behind him. It was Pris. It is only because of Mercer’s warning that Deckard turns, ducks, fires and kills her before she can shoot him.

But Mercer, how can he be there, how did he get there, is it a vision, or has Deckard ‘fused’ enough to have visions of Mercer almost at will? Whatever the explanation, how does the phantom of Mercer know Pris is sneaking up on Deckard?

Buster Friendly

Especially as something equally unexpected happens just before the final shootout.

Throughout the book many of the characters are shown watching the no-stop, 24/7 TV show featuring your hilarious host Buster Friendly and his Friendly Friends, with his mad laughter track and inane chatter with the same cast of c-list celebrities.

Androids was published 15 years after Ray Bradbury’s Fahrenheit 451, another novel dominated by the horror of American commercial television (and, incidentally, in which the freewheeling protagonist feels he is having a transformative experience which can’t be understood by his conventional narrow-minded wife.)

Incongruously, against all the logic of the idea that Buster and Mercerism are twin foundations of this weird future society, Buster has been predicting he would make a big revelation on tonight’s show. And so he does. Just a few minutes before Deckard arrives, Buster reveals that the religion of Mercerism is a fake. That Mercer is just an out of work bit-part actor, he was hired years ago for a shoot in the desert where they dressed him up in Biblical clothing and generally shot all the scenes which followers of Mercerism ‘experience’, that even the desert isn’t real. If you close up on the so-called desert you can see it’s all a painted backdrop. They even have an interview with the actor, an alcoholic, who cheerfully admits it’s all a fake.

This comes as a shock to the chickenhead Isidore when he watches it with Roy and Irmgard and Pris, just before Deckard arrives. It comes as a surprise to me, since I have read how the experience of the empathy box is genuinely undergone by all the characters.

But it becomes plain incomprehensible that, if this man and his religion are a cheap fake, he nonetheless magically appears to Deckard in the apartment hallway and saves his life. How does that work?

Into the wastes

Deckard flies home to check on his wife but is so restless and upset at the day he’s had that he takes off again and blindly heads north, he doesn’t know why, he is at an extremity of fatigue, he flies up into the forbidden zone where there is nothing but dust and lifelessness.

He parks the hovercar and in a kind of trance stumbles up a hill and realises that… he is becoming Mercer. He is Mercer. To make the illusion complete someone, the enemy, the killers, throws a rock at him which draws blood on his cheek. But he is far gone in this transcendental religious illusion to look for the throwers… it is the intensity of the fusion with Mercer which is transforming him.

Just as suddenly he realises he has to get away, and blunders back down to the hill to the parked hovercar. He is sitting, head lolling, exhausted, half in and half out of the hovercar, when he notices movement on the ground. It is a toad! It is the first live animal he has ever seen in the wild! He carefully packs it in a box and flies back to San Francisco.

Here he carefully presents the toad to his wife who is as thrilled as he is. Unfortunately, in playing with its tummy, she discovers the clip which opens the flap to reveal the electric innards. It is a fake animal. Oh well.

Too tired to talk, Deckard lies on the bed and falls asleep. Will he dream of electric sheep?

Gizmos and consumer culture

When Deckard wants to enter one of the andys’ apartments he uses an ‘infinity key’ which fits every known lock in the universe.

Coming from reading four novels by Arthur C. Clarke whose writing is characterised by a careful attention to scientific and technical plausibility, Dick fits with the line of American sci-fi writers who, if they’re characters need one, just invent a gizmo to do it. Anti-gravity drives, space warps, anti-death drugs, hovercars, mood organs, infinity keys, “you wan’ it, we got it, baby”.

Dicks’ novels satirise the superficiality of American consumer culture, but the glibness of detail in his sci-fi novels comes right out of the same bubblegum, ‘do you want fries with that?’ mentality.

The Penfield Mood Organ

If you can afford one of these gadgets then you plug yourself in and the organ activates different parts of the cerebral cortex to create a wide range of moods. Each mood has a specific number. Numbers, and moods, which are mentioned, include:

  • 3 – motivation to dial a number
  • 382 – despair
  • 481 – awareness of the manifold possibilities open to me in the future
  • 594 – pleased acknowledgement of husband’s superior wisdom in all matters
  • 888 – desire to watch TV no matter what’s on

Every home should have one.

Credit

Do Androids Dream of Electric Sheep? by Philip K. Dick was published in 1968. All references are to the 2017 Orion paperback edition.


Related links

Philip K. Dick reviews

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles by Ray Bradbury – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke – a pleasure tourbus on the moon is sucked down into a sink of quicksand-like moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1968 2001: A Space Odyssey by Arthur C. Clarke – a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – a 50-kilometre-long object of alien origin enters the solar system so the crew of the spaceship Endeavour are sent to explore it

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

Rendezvous with Rama by Arthur C. Clarke (1973)

Good God, this is a great read! What a thrilling, compelling, exciting and wonder-working story.

Rama appears

It is 2031. Humanity has spread out to colonise some of the planets of the solar system and to conduct trade across much of it. We have realised by this stage that the system is crossed y hundreds of thousands of asteroids, meteors and comets travelling through it.

But a new one is spotted, that is spinning so fast (with a rotation period of 4 minutes) and then, upon closer investigation, is so symmetrical in shape, that astronomers conclude it must have been made by intelligent life. Since, as Clarke sardonically remarks, astronomers long ago ran out of names from the Greek and Roman pantheons with which to name heavenly bodies, they are now well into Hindu mythology, and that is why the unknown object is christened ‘Rama’, after the seventh avatar of the god Vishnu.

The solar survey vessel Endeavour captained by Commander Bill Norton is diverted from its scheduled route to go and investigate and so – fairly quickly, only 20 or so pages into the text – Norton and his crew come gingerly to rest on one end of an absolutely enormous metal cylinder, some 20 kilometres (12 mile) in diameter and 54 kilometres (34 miles) long.

With his trademark attention to scientific detail and the practicalities of physics, Clarke follows Norton and his crew as they almost immediately locate a ‘wheel’ embedded in one of the three large ‘studs’ which stick out of the otherwise vast smooth surface of the ‘end’ they’ve landed on.

Inside Rama

When Norton touches the wheel it lifts away from the stud and when he turns it… a side of the stud opens to reveal an entrance. It gives onto a long tunnel, which ends in another door with a control wheel, another tunnel, another door – a system of triple airlocks, with the final one opening into the interior of Rama, a vast empty cylinder which is so large, and is spinning at such speed, that the inside surface has gravity and on it appear to be various buildings.

Norton and the men and women of his crew realise that each of the three ‘studs’ must contain the airlocks and tunnels, because they can see two other doorways cut into the surface they can now see. From each of them a ladder stretches out across the surface of the gently curving ‘end’ towards the sides or ‘floor’ of the vast cylinder. After a few kilometers the ladders change into steps, a vast staircase which leads eventually down onto the smooth interior of the ‘floor’ which is, of course, cylindrical i.e. if you set off along the circumference you would eventually end up back where you belong. But due to the gravity imparted by Rama‘s spin, once on the ‘floor’ your body thinks it is a flat surface.

For the first hundred pages the teams navigate the ladders and steps, bring in equipment, set up a base at the foot of ‘their’ steps, then set out to explore the world more. Notable features include that it is warm, the air is breatheable if musty, but it appears uninhabited and completely lifeless.

One team arrives at the most striking feature of all which is a great central ‘sea’ which runs in a ten kilometer-wide band around the centre of the world, dividing it in two (p.41). Far away in the distance, at the south of the cylinder, on the ‘top’ or flat surface opposite the one they’ve come in by, they can see a set of six long, thin cones surrounding a truly massive one (which they name ‘the Big Horn’) which they speculate might be something to do with the propulsion system.

As in the best Clarke books,  the laws of physics, astrophysics and so on are rigorously adhered to and thoroughly explained. They provide the underpinning for everything that happens.

Surprises

But at the same time Clarke carefully paces the book (250 pages long in the Orion paperback version) to fill it with mounting suspense. At regular intervals there come great shocks or twists in the story which take the reader – and the crew of the Endeavour – by surprise.

Light

Thus the early spying out of the interior is done by means of enormous floodlights which the Endeavour conveniently is carrying. It is a great shock to the crew when suddenly… the lights go on. And we all realise that the six deep ‘canals’ which run the length Rama and which appeared to have ice or some frozen substance along their bottoms, are in fact Raman flood lights.

Storms

Then, as the atmosphere slowly warms up as Rama‘s trajectory through the solar system takes her closer and closer to the sun, Clarke gives a perfect example of the way he conceives the most dramatic twists, but based entirely on real scientific principles. One of the earth experts who are monitoring the crew’s mission, Carlisle Perrera, points out that… they should expect cyclones. Given the ship’s spin, and the fact the air is warming up, and that there is a central sea to provide moisture… well, they just better get out of it as soon as possible. Initially sceptical, Norton feels a breeze on his cheeks and orders the immediate evacuation. They take all the equipment they can and withdraw behind the airlock for 48 hours.

When they re-enter Rama it is to discover that it has clouds and a climate.

Sky bike

The longest thread or sequence concerns one of the crew members Jimmy Pak, who has smuggled onto the Endeavour one of the low-gravity sky bikes which he is a noted champion for riding on Mars. You lie in its very fragile, very frail balsa wood structure with gossamer fine wings and pedal a bicycle wheel which works a light propeller.

He now suggests to Commander Norton that he sets out dead centre to the axis of Rama (where he will have no gravity) and rides fragile his bike (aptly named Dragonfly) all the way to the south end. Norton agrees. In fact, being Clarke the author explains that Pak will actually get more traction on the air if he cycles a little off the central axis and so has a modicum of gravitational pull to help stabilise the bike.

He takes a camera and radio and reports back to Norton what he (and the reader) are seeing. It takes some hours but he gets right to the end and is floating around the vast central cone which sticks out miles into the centre of Ramas atmosphere when, by an unfortunate coincidence, he realises it is projecting a magnetic field, and then sees flicker of flames.

The experts back on earth who are monitoring everything via an audiovisual link tell the team that Rama is making a manoeuvre, altering the angle of its approach to the sun. Obviously whatever energies are achieving this are creating fireworks on the cones. They tell Pak to get the hell out of there. He gets a fair distance before there is a big discharge and the airwaves smash his sky bike like matchsticks. Very slowly but irrevocably it starts its long descent to the ‘floor’ beneath, with Pak furiously cycling to see if he can make it back across the Central Sea.

He doesn’t. It crashes. He is knocked out.

Robots

When he regains consciousness he sees a giant metal crab snuffling round him. It takes Pak a while to realise that it is some kind of robot and that it appears to have the task of collecting litter and detritus. It picks up the wreckage of Pak’s bike and slings it into a basket on its back. Pak follows it as it locates, chops up and stores all other metal bric-à-brac it finds before it makes its way to a huge circular hole with water at the bottom. It tips the trash into it and scuttles off. Pak watches as distant things surface from the murky water below and seize the trash.

He makes his way through a landscape of ‘fields’ clearly divided form each other but each put to bizarre uses, some covered in metal, or metal grilles, some with black and white squares, nothing to do with agriculture in our sense, although Pak does spot something which looks like an earth ‘flower’ and (rashly) plucks it – only to have it shrivel in his hand.

Norton has been planning a rescue attempt ever since Pak got into trouble. Another member of the crew, Sergeant Ruby Barnes, is an experienced sailor. She is able to rig up a craft with an improvised motor which should be able to make it across the Central Sea. Norton and others climb aboard.

The team’s biologist, Surgeon-Commander Laura Ernst, had taken samples of the Cylindrical Sea and discovered that, while it is water, it is packed with minerals, metal traces and poisons, making a kind of ‘organic soup’. Emphatically not to be drunk, preferably not even touched.

This makes it tricky when the rescue boat arrives at the other side because of a phenomenon they’d all observed but no-one can explain. Whereas the cliff from the ‘land’ down to the sea’s surface is only 50 metres on their side (they call their side the ‘north’ side), on the other side it is ten times as high, 500 metres. Huge.

The parachute

They discuss various ways that Pak might get down, until one of the earth scientists makes another, very realistic practical Clarkean observation. With gravity about a fifth of earth Pak can probably get by with simply using his shirt as a parachute. So, commending his soul to the lord Pak jumps off and, to everyone’s relief, it works and he sails gently down into the sea, admittedly landing in the toxic water a little way.The crew quickly get him out and wipe him down

Tidal wave

Half way back to the ‘north’ side the crew spot a terrifying thing. For some reason a wave seems to be moving across the sea, starting at a point over their heads, but moving fast. It is, they speculate, maybe the beginning of a ‘tide’, much as the heating of the atmosphere caused storms. Or maybe was caused when Rama made the course correction which caused the sparking and detonation which wrecked Pak’s sky bike.

Anyway, it looks like it will hit them before they can get to the other side. The sailor is quick witted and notices that the mountainous frothing wave gives way to shallow bump when it passes over the shallows. Clearly the bottom of the sea is very irregular. Noticing structures close to the surface, Barnes navigates to a shallow area, and the wave passes harmlessly past them.

And here again they see a strange looking nine-spoked wheel emerge from the disturbed sea, and then watch as it, too, is dismantled by a horde of tiny other little aquatic ‘creatures’. the place is pulsing with life but none of it organic.

Biots

As this summary shows, we don’t meet any Ramans. There are no alien encounters and shootouts with ray guns. Almost all the perils and dangers the crew face are the result of basic physical laws and some of the inexplicable behaviour of the inside of the ship.

This changes a bit when the crew wake to find bits of their camp dismantled and moved about. Looking down onto the plain they realise that it is now covered with moving objects. One of them is discovered damaged near the camp. It is three-legged, like a tripod with a football at the top. Upon inspection it appears to be partly organic, part machine, powered by a sort of organic cell. These along with the crab Pak saw, are obviously forms of robot carrying out maintenance tasks on Rama.

But where are the Ramans, the designers of it all?

Templates

As soon as the big lights had come on the crew had realised that the interior of Rama was dotted by clusters of buildings, which they referred to as cities and jokingly named London, Paris and so on with pride of place given to the cluster of buildings located on land within the great Central Sea. When they had investigated any of the cities they were puzzled by the ‘buildings’ which were building-shaped alright but had no windows or doors or even break between themselves and the metal floor.

The explorers’ time on Rama is running out. During the three weeks they’ve been there it has travelled from near the orbit of Jupiter to approach Mercury on what appears to be a journey which will take it close to the sun.

Commander Norton decides it is time to ‘break in’ to some of these buildings. They go to the nearest city, which they’ve named London and use a laser to cut a way into one of the buildings. Inside they see a formal array of pillars of what looks like crystal stretching away. On closer examination they realise each one contains a sort of hologram image of an artifact. Slowly they realise they must be tools, maybe even eating utensils and, the most thought-provoking find, what appears to be an item of clothing, which appears to have straps and pockets.

Threes. The Ramans do everything in threes or multiples of three. There were three airlocks into the interior. there are six enormous long fluorescent strips running the length of the ship. The biot they found had tripod legs. And now this uniform looks like it is designed for something with three arms. Hmmm.

Could it be that these holograms are the stored record of items which can be manufactured at will out of the ingredients found in the Central Sea? That the proliferation of biots they saw suddenly appearing are manufactured by this process, and anything which is damaged, lost or consumed is chucked back into the sea which thus provides an eternal source of everything necessary to build and maintain this world?

Time to leave

Anyway, other members of the crew report that the biots seem to be returning to the Central Sea, and they all notice that the six gigantic striplights which illuminate Rama’s interior are beginning to dim. Time to pack up and leave and go back aboard the Endeavour. Not without quite a bit of frustration on everyone’s part that they have seen so much, and seen so much and yet… haven’t even scratched the surface, are left understanding nothing.

The Hermian conspiracy

Right at the end there is a bit of ‘thriller’ content, an utterly man-made peril. All through the book we have been cutting away to meetings of the specially set-up Rama Committee consisting of members of ‘the United Planets’ i.e. representatives from all the colonised planets and moons.

The Hermian colonists have been sharp and aggressive throughout and withdrew altogether from the Committee a few episodes earlier. They consider that Rama might establish itself in an orbit just inside that of Mercury and use this position ‘to dominate the solar system’.

Now Endeavour‘s crew detect a rocket carrying a nuclear weapon approaching Rama. They receive a warning from the government of Mercury (the Hermians, from Hermes, Greek name for the Roman god Mercury) telling them they have an hour to get away before the bomb is detonated. Norton is appalled at this act of barbarism against an object he has come to deeply respect.

Again Clarke uses his knowledgeability about basic physics to have one of the crew members, Lieutenant Boris Rodrigo (‘the quiet, dignified communications officer’, p.66), point out that there is a significant time delay for radio signals to pass from Mercury to the rocket, about five minutes. This would give him about ten minutes to putter out to the rocket on his jet ‘scooter’ and disarm it before the Hermians have time to react. Even if they see him approaching the rocket using a little jet-propelled pod and press detonate, that signal will take five minutes to travel back.

In other words he should have time to propel himself out to rocket and cut the cables activating the bomb. If his jet propellent works properly. If he succeeds in securing himself to the bomb quickly. If he can find the right cables. if he can cut them.

Clarke ratchets up the tension with thriller-style suspense here at the end but, of course, Rodrigo succeeds, and the Hermians are covered in vituperation from the rest of the United Planets. Not only does Rodrigo disarm the bomb, but he cuts the cable securing its radio antenna, so that it can no longer receive any signals from Mercury. And then he very slowly uses the small amount of propellant the ‘scooter’ has to redirect the missile and then push it slowly away from the sun. It is now set on a trajectory to take it away from the sun and out of the solar system (although it will, admittedly, take it several thousand years).

(It is no coincidence that Rodrigo is picked for this job. He is a Cosmo-Christer,follower of a form of Christianity which has updated itself for the space age.)

Ave atque vale

Endeavour activates its engines and steers away from Rama initially using its cone of shadow to protect it from the sun to which they are both now uncomfortably near.

Since it was detected human scientists have been speculating about whether it intended to contact earth, to slow down and ‘visit’ one or other of the planets, or adopt a permanent orbit round the sun. But right to the end Rama maintains its complete indifference to humanity. As it reaches its closest point to the sun it changes direction, using the sun’s gravitational field and its own mysterious ‘space drive’ to accelerate on out the other side of the solar system, heading towards an unknown destination in the direction of the Large Magellanic Cloud, a mystery to the end.

An artist's impression of the interior of Rama

Of the many available images I think this artist’s impression of the interior of Rama best conveys the scale but also the barrenness of Clarke’s conception

Captain Cook

The spaceship in 2001: A Space Odyssey is named Discovery. In Rama the central spaceship is named Endeavour. These are both names of ships led by Captain Cook in his famous three voyages around the Pacific. On page 89 we learn that Commander Norton is not only a fan of Captain Cook, and has read everything he wrote, but has turned himself ‘into probably the world’s leading authority on the greatest explorer of all time’. No surprise, then, that when they’re wondering what to christen the makeshift dinghy they’ve knocked up to sail on the great Cylindrical sea, they come up with Resolution, the name of another of Cook’s ships. And again, after Norton has received the threatening ultimatum from Mercury telling him to take the Endeavour clear of Rama before the Hermians detonate the nuclear bomb, there is a page when he is alone in his cabin looking at his portrait of Captain Cook, communing with the old explorer’s spirit, while he tries to decide what to do: obey the simple order and let Rama be obliterated, or act on his instinct to preserve and save it. Cook’s spirit of tolerance and scientific enquiry prevails. Norton gives the order for Rodrigo to set out on his Rama-saving mission.

Clarke writes from an era when one could give unqualified praise to the great white male heroes of the past. Having been to two exhibitions about Captain Cook this year, I know that this, along with many of Clarke’s other views, no matter how reasonable, now seem very dated.

Audiobook

YouTube has a number of readings of the entire book. This sounds like the best one.


Related links

Arthur C. Clarke reviews

  • Childhood’s End (1953) a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
  • A Fall of Moondust (1961) a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
  • 2001: A Space Odyssey (1968) a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
  • Rendezvous with Rama (1973) a 50-kilometre-long object of alien origin enters the solar system so the crew of the spaceship Endeavour are sent to explore it

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic

1980 Russian Hide and Seek by Kingsley Amis – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

2001: A Space Odyssey by Arthur C. Clarke (1968)

Origins

It all started with a short story Clarke wrote for a BBC competition in 1948 when he was just 21, and titled The Sentinel. It was eventually published in 1951 under the title Sentinel of Eternity.

13 years later, after completing Dr. Strangelove in 1964, American movie director Stanley Kubrick turned his thoughts to making a film with a science fiction subject. Someone suggested Clarke as a source and collaborator, and when they met, later in 1964, they got on well and formed a good working relationship.

Neither of them could have predicted that it would take them four long years of brainstorming, viewing and reading hundreds of sci-fi movies and stories, and then honing and refining the narrative, to develop the screenplay which became the film 2001: A Space Odyssey, released in 1968 and one of the most influential movies of all time.

The original plan had been to develop the story as a novel first, then turn it into a screenplay, then into the film, but the process ended up being more complex than that. The novel ended up being written mostly by Clarke, while Kubrick’s screenplay departed from it in significant ways.

The most obvious difference is that the book is full of Clarke’s sensible, down-to-earth, practical explanations of all or most of the science involved. It explains things. From the kick-start given to human evolution by the mysterious monolith through to Bowman’s journey through the Star Gate, Clarke explains and contextualises.

This is all in stark contrast with the film which Kubrick made as cryptic as possible by reducing dialogue to an absolute minimum, and eliminating all explanation. Kubrick is quoted as saying that the film was ‘basically a visual, nonverbal experience’, something which a novel, by definition, can not be.

The novel

The novel is divided into 47 short snappy chapters, themselves grouped into six sections.

1. Primeval Night

The basic storyline is reasonably clear. A million years ago an alien artefact appears on earth, materialising in Africa, in the territory of a small group of proto-human man-apes. Clarke describes their wretched condition in the hot parched Africa of the time, permanently bordering on starvation, watered only by a muddy streamlet, dying of malnutrition and weakness or of old age at 30, completely at the mercy of predators like a local leopard.

The object – 15 feet high and a yard wide – appears from nowhere. When the ape-men lumber past it on the way to their foraging ground, it becomes active and literally puts ideas into their heads. It takes possession of members of the group in turn and forces them to tie knots in grass, to touch their fingers together, to perform basic physical IQ tests. Then, crucially, it patiently shows them how to use stones and the bones of dead animals as tools.

The result is that they a) kill and eat a wild pig, the first meat ever eaten by the ape-men b) surround and kill the leopard that’s been menacing the tribe c) use these skills to bludgeon the leader of ‘the Others’, a smaller weaker tribe on the other side of the stream. In other words, the alien artefact has intervened decisively in the course of evolution to set man on his course to becoming a planet-wide animal killer and tool maker.

In the kind of fast-forward review section which books can do and movies can’t, Clarke then skates over the hundreds of thousands of years of evolution which follow, during which human’s teeth became smaller, their snouts less prominent, giving them the ability to make more precise sounds through their vocal cords – the beginnings of speech – how ice ages swept over the world killing most human species but leaving the survivors tougher, more flexible, more intelligent, and then the discovery of fire, of cooking, a widening of diet and survival strategies. And then to the recent past, to the Stone, Iron and Bronze ages, and sweeping right past the present to the near future and the age of space travel.

Compare and contrast the movie where all this is conveyed by the famous cut from a bone thrown into the air by an ape-man which is half way through its parabola when it turns into a space ship in orbit round earth. Prose describes, film dazzles.

2. T.M.A.-1

It is 2001. Humanity has built space stations in orbit around the earth, and a sizeable base on the moon. Dr Heywood Floyd, retired astrophysicist, is taking the journey from the American launch base in Florida, to dock with the orbiting space station, and then on to the moon base.

Clarke in his thorough, some might say pedantic, way, leaves no aspect of the trip undescribed and unexplained. How the rocket launcher works, how to prepare for blast-off, how the space station maintains a sort of gravity by rotating slowly, the precise workings of its space toilets (yes), the transfer to the shuttle down to the moon: Clarke loses no opportunity to mansplain every element of the journey, including some favourite facts familiar from the other stories I’ve read: the difference between weight and mass; how centrifugal spin creates increased gravity the further you are from the axis of spin; ‘the moon’s strangely close horizon’ (p.74); how damaging an alien artifact would be the work of a ‘barbarian’ (a thought repeated several times in Rama).

Two other features emerge. Clarke’s protagonists are always men, and they are almost always married men, keen to keep in touch with their wives, using videophones. In other words they’re not valiant young bucks as per space operas. It’s another element in the practical, level-headed approach of Clarke’s worldview.

Secondly, Clarke is a great one for meetingsChildhood’s End‘s middle sections rotate around the Secretary General of the United Nations who has a busy schedule of meetings, from his weekly conference with the Overlords to his meetings with the head of the Freedom league, and his discussion of issues arising with his number two.

A Fall of Moondust features hurried conferences between the top officials on the moon. The narrative of Rendezvous with Rama is punctuated all the way through by meetings of the committee made up of with representatives from the inhabited planets, who discuss the issues arising but also get on each other’s nerves, bicker and argue, grandstand, storm out and so on. His fondness for the set meeting, with a secretary taking notes and a chairman struggling to bring everyone into line, is another of the features which makes Clarke’s narratives seem so reassuringly mundane and rooted in reality.

Same here. Floyd is flying to the moon to take part in a top secret, high-level meeting of moon officials. He opens the meeting by conveying the President’s greetings and thanks (as people so often do in sci-fi thrillers like this).

In brief: a routine survey of the moon has turned up a magnetic anomaly in the huge crater named Tycho. (The anomaly has been prosaically named Tycho Magnetic Anomaly One – hence the section title T.M.A.-1.) When the surveyors dug down they revealed an object, perfectly smooth and perfectly black, eleven foot high, five foot wide and one and a quarter foot deep. Elementary geology has shown that the object was buried there three million years ago.

After a briefing with the moon team Floyd goes out by lunar tractor to the excavation site where digging has now fully revealed the artifact. Floyd and some others go down into the excavation and walk round the strange object which seems to absorb light. The sun is rising (the moon turns on its axis once in fourteen days) and as its light falls onto the artifact – for probably the first time in millions of years – Floyd and the others are almost deafened by five intense burst of screeching sound which cut through their radio communications.

Millions of miles away in space, deep space monitors, orbiters round Mars, a probe launched to Pluto – all record and measure an unusual burst of energy streaking across the solar system… Cut to:

3. Between Planets

David Bowman is captain of the spaceship Discovery. It was built to transport two live passengers (himself and Frank Poole) and three others in suspended animation, to Jupiter. But two years into the project the TMA-1 discovery was made and plans were changed. Now the ship is intending to use the gravity of Jupiter as a sling to propel it on towards Saturn. When they enter Saturn’s orbit the three sleeping crew members (nicknamed ‘hibernauts’) will be woken and the full team of five will have 100 days to study the super-massive gas giant, before all the crew re-enter hibernation, and wait to be picked up by Discovery II, still under construction.

Clarke is characteristically thorough in describing just about every aspect of deep space travel you could imagine, the weightlessness, the scientific reality of hibernation, the food, what the earth looks like seen from several million miles away. He gives an hour by hour rundown of Bowman and Poole’s 24-hour schedule, which is every bit as boring as the thing itself. He describes in minute astronomical detail the experience of flying through the asteroid belt and on among the moons of Jupiter, watching the sun ‘set’ behind it and other strange and haunting astronomical phenomena which no one has seen.

Then there’s a sequence in which he imagines the pictures sent back by a probe which Bowman and Poole send down into Jupiter’s atmosphere: fantastic but completely plausible imaginings. After reporting what they see from the ship, and the images relayed by the probe, the couple have done with Jupiter and set their faces to Saturn, some three months and four hundred million miles away.

The awesomeness doesn’t come from the special effects and canny use of classical music, as per the movie, but from straightforward statement of the scientific and technical facts – such as that they are now 700 million miles from earth (p.131), travelling at a speed of over one hundred thousand miles an hour (p.114).

4. Abyss

All activities on the Discovery are run or monitored by the ship’s onboard computer, HAL 9000, ‘the brain and nervous system of the ship’ (p.97). HAL stands for Heuristically programmed ALgorithmic computer. It is the most advanced form of the self-teaching neural network which, Clarke predicts, will have been discovered in the 1980s.

HAL has a nervous breakdown. He predicts the failure of the unit which keeps the radio antenna pointed at earth. Poole goes out in one of the nine-foot space pods, anchors to the side of the ship, then does a short space walk in a space suit, unbolts the failing unit and replaces it.

But back inside the ship the automatic testing devices find nothing wrong with the unit. When a puzzled Bowman and Poole report all this back to earth, Mission Control come back with the possibility that the HAL 9000 unit might have made a mistake.

Poole and Bowman ponder the terrifying possibility that the computer which is running the whole mission might be failing. Mission Control send a further message saying the two HAL 9000 units they are using to replicate all aspects of the mission back home both now recommend disconnecting the HAL computer aboard the Discovery. Earth is just in the middle of starting to give details about how to disconnect HAL when the radio antenna unit really does fail and contact with earth is broken. Coincidence? Bear in mind that HAL has been monitoring all of these conversations…

After discussing the possibility that HAL was right all along about the unit and that they are being paranoid  about him, Poole goes out for another space walk and repair. He’s in the middle of installing the new unit when he sees something out the corner of his eye, looks up and sees the pod suddenly shooting straight at him. With no time to take evasive action Poole is crushed by the ten-ton pod, his space suit ruptured, he is dead in seconds. Through an observation window Bowman sees first the pod and then Bowman’s body fly past and away from the ship.

Bowman confronts Hal, who calmly regrets that there has been accident. Mission orders demand that Bowman now revive one of the three hibernators since there must always be two people active on the ship. HAL argues with Bowman, saying this won’t be necessary, by which stage Bowman realises there is something seriously wrong. He threatens to disconnect HAL at which point the computer abruptly relents. Bowman makes his way to the three hibernator pods and has just started to revive the next in line of command, Whitehead when… HAL opens both doors of the ship’s airlock and all the air starts to flood out into space. In the seconds before the ship becomes a vacuum, Bowman manages to make it to an emergency alcove, seal himself in, jets it up with oxygen and climb into the spacesuit kept there for just such emergencies.

Having calmed down from the shock, Bowman secures his suit then climbs out, makes his way through the empty, freezing, lifeless ship to the sealed room where HAL’s circuits are stored and powered and… systematically removes all the ‘higher’ functions which permit HAL to ‘think’, leaving only the circuits which control the ship’s core functions. HAL asks him not to and, exactly as in the film, reverts to his ‘childhood’, his earliest learning session, finally singing the song ‘Daisy, Daisy, give me your answer do.’

Hours later Bowman makes a journey in the remaining pod to fix the radio antenna, then returns, closes the airlock doors and slowly restores atmosphere to the ship. Then contacts earth. And it is only now that Dr Floyd, summoned by Mission Control, tells him the true reason for the mission. Tells him about the artifact in Tycho crater. Tells him that it emitted some form of energy which all our monitors indicate was targeted at Saturn, specifically at one of its many moon, Japetus. That is what the Discovery has been sent to investigate.

And it is only in the book that Clarke is able to tell us why HAL went mad. It was the conflict between a) the demand to be at all times totally honest, open and supportive of his human crew and b) the command to keep the true purpose of the mission secret, which led HAL to have a nervous breakdown, and decide to remove one half of the conflict i.e. the human passengers, which would allow him to complete the second half, the mission to Saturn, in perfect peace of ‘mind’.

5. The Moons of Saturn

So now Bowman properly understands the mission, goes about fixing the Discovery, is in constant contact with earth and Clarke gives us an interesting chapter pondering the meaning of the sentinel and what it could have been saying. Was it a warning to its makers, or a message to invade? Where was the message sent? To beings which had evolved on or near Saturn (impossible, according to all the astrophysicists)? Or to somewhere beyond the solar system itself? In which case how could anything have travelled that far, if Einstein is correct and nothing can travel faster than light?

These last two chapters have vastly more factual information in than the movie. What the movie does without any dialogue, with stunning images and eerie music, Clarke does with his clear authoritative factual explanations. He gives us detailed descriptions of the rings of Saturn from close up, along with meticulously calculated information about perihelions and aphelions and the challenges of getting into orbit around Saturn.

But amid all this factuality is the stunning imaginative notion that the moon of Saturn, Japetus, bears on its surface a vast white eye shape at the centre of which stands an enormous copy of the TMA artifact, a huge jet black monolith maybe a mile high.

Which leads into a chapter describing the race which placed it there, which had evolved enough to develop planet travel, then space travel, then moved their minds into artificial machines and then into lattices of light which could spread across space and so, finally, into what humans would call spirit, free from time and space, at one with the universe.

It is this enormous artifact which Bowman now radios Mission Control he is about to go down to in the pod and explore.

6. Through the Star Gate

In the movie this section becomes a non-verbal experience of amazing visual effects. A book can’t do that. It has to describe and, being Clarke, can’t help also explaining, at length, what is going on.

Thus the book is much clearer and more comprehensible about what happens in this final section. Bowman guides his pod down towards the enormous artifact and is planning to land on its broad ‘top’ when, abruptly it turns from being an object sticking out towards him into a gate or cave or tunnel leading directly through the moon it’s situated on. He has just time to make one last comment to Mission Control before the pod is sucked through into the star gate and his adventure begins.

He travels along some faster-than-light portal, watching space bend around him and time slow down to a halt. He emerges into a place where the stars are more static and, looking back, sees a planet with a flat face pockmarked by black holes like the one he’s just come through, and what, when he looks closely, seems to be the wreck of a metal spaceship. He realises this must be a kind of terminal for spaceships between voyages, then the pod slowly is sucked back into one of the holes.

More faster than light travelling, then he emerges into a completely unknown configuration of stars, red dwarfs, sun clusters, the pod slows to a halt and comes to rest in… a hotel room.

Terrified, Bowman makes all the necessary checks, discovers it has earth gravity and atmosphere, gets out of the pod, takes off his spacesuit, has a shower and shave, dresses in one of the suits of clothes provided in a wardrobe, checks out the food in the fridge, or in tins or boxes of cereal.

But he discovers that the books on the coffee table have no insides, the food inside the containers is all the same blue sludge. When he lies on the bed flicking through the channels on the TV he stumbles across a soap opera which is set in this very same hotel room he is lying in. Suddenly he understands. The sentinel, after being unearthed, monitored all radio and TV signals from earth and signalled them to the Japetus relay station and on here – wherever ‘here’ is – and used them as a basis to create a ‘friendly’ environment for their human visitor.

Bowman falls asleep on the bed and while he sleeps goes back in time, recapitulating his whole life. And part of him is aware that all the information of his entire life is being stripped from his mind and transferred to a lattice of light, the same mechanism which Clarke explained earlier in the novel, was the invention of the race which created the sentinel. Back, back, back his life reels until – in a miraculous moment – the room contains a baby, which opens its mouth to utter its first cry.

The crystal monolith appears, white lights flashing and fleering within its surface, as we saw them do when it first taught the man-apes how to use tools and eat meat, all those hundreds of thousands of years ago.

Now it is probing and instructing the consciousness of Bowman, guiding him towards the next phase. The monolith disappears. The being that was Bowman understands, understands its meaning, understands how to travel through space far faster than the primitive star gate he came here by. All he needs is to focus his ‘mind’ and he is there.

For a moment he is terrified by the immensity of space and the infinity of the future, but then realises he is not alone, becomes aware of some force supporting and sustaining him, the guiders.

Using thought alone he becomes present back in the solar system he came from. Looking down he becomes aware of alarm bells ringing and flotillas of intercontinental missiles hurtling across continents to destroy each other. He has arrived just as a nuclear war was beginning. Preferring an uncluttered sky, he abolishes all the missiles with his will.

Then he waited, marshalling his thoughts and brooding over his still untested powers. For though he was master of the world, he was not quite sure what to do next.

But he would think of something.

And those are the final sentences of the book.

Thoughts

Like Childhood’s End the book proceeds from fairly understandable beginnings to a mind-boggling, universe-wide ending, carrying the reader step by step through what feels almost – if you let it take control of your imagination – like a religious experience.

Eliot Fremont-Smith reviewing the book in the New York Times, commented that it was ‘a fantasy by a master who is as deft at generating accelerating, almost painful suspense as he is knowledgeable and accurate (and fascinating) about the technical and human details of space flight and exploration.’

That strikes me as being a perfect summation of Clarke’s appeal – the combination of strict technical accuracy, with surprisingly effective levels of suspense and revelation.

His concern for imagining the impact of tiny details reminds me of H.G. Wells. In the Asimov and Blish stories I’ve been reading, if there’s a detail or the protagonist notices something, it will almost certainly turn out to be important to the plot. Clarke is the direct opposite. Like Wells his stories are full of little details whose sole purpose is to give the narrative a terrific sense of verisimilitude.

To pick one from hundreds, I was struck by the way that Dr Floyd finds wearing a spacesuit on the surface of the moon reassuring. Why? Because its extra weight and stiffness counter the one sixth gravity of the moon, and so subconsciously remind him of the gravity on earth. Knowing that fact, and then deploying it in order to describe the slight but detectable impact it has on one of his characters’ moods,strikes me as typical Clarke.

Hundreds of other tiny but careful thinkings-though of the situations which his characters find themselves in, bring them home and make them real.

And as to suspense, Clarke is a great fan of the simple but straightforward technique of ending chapters with a threat of disaster. E.g. after his first space walk Poole returns to the ship confident that he has fixed the problem.

In this, however, he was sadly mistaken. (p.140)

Although this is pretty cheesy, it still works. He is a master of suspense. The three other novels I’ve read by him are all thrilling, and even though I’ve seen the movie umpteen times and so totally know the plot, reading Clarke’s book I was still scared when HAL started malfunctioning, and found Bowman’s struggle to disconnect him thrilling and moving.

As to the final section, when Bowman travels through the star gate and is transformed into a new form of life, of celestial consciousness, if you surrender to the story the experience is quite mind-boggling.

It also explains a lot – and makes much more comprehensible – what is left to implication and special effects in the movie.

Forlorn predictions

Clarke expects that by 2001:

  • there will be a permanent colony on the moon, where couples will be having and bringing up children destined never to visit the earth
  • there will also be a colony on Mars
  • there will be a ‘plasma drive’ which allows for super-fast spaceship travel to other planets

I predict there will never be a colony on the moon, let alone Mars, and no ‘plasma drive’.

On the plus side, Clarke predicts that by 2001 there will be a catastrophic six billion people on earth, which will result in starvation, and food preservation policies even in the rich West. In the event there were some 6.2 billion people alive in 2001, but although there were the usual areas of famine in the world, there wasn’t the really widespread food shortages Clarke predicted.

The future has turned out to be much more human, mundane, troubled and earth-bound than Clarke and his generation expected.

Trailer

Credit

All references are to the 2011 reprint of the 1998 Orbit paperback edition of 2001: A Space Odyssey by Arthur C. Clarke, first published by Hutchinson in 1968.


Related links

Arthur C. Clarke reviews

  • Childhood’s End (1953) a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
  • A Fall of Moondust (1961) a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
  • 2001: A Space Odyssey (1968) a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
  • Rendezvous With Rama (1973) it is 2031 and when an alien object, a cylinder 15 k wide by 50 k long, enters the solar system, and Commander Norton and the crew of Endeavour are sent to explore it

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke – a thrilling tale of the Overlords who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic

1980 Russian Hide and Seek by Kingsley Amis – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

A Fall of Moondust by Arthur C. Clarke (1961)

This is another gripping read from Arthur C. Clarke which, although entirely sci-fi in its setting, is one of the most genuinely gripping and exciting books I’ve read in years. It knocks the contrived plots and zero characterisations of Isaac Asimov into a cocked hat.

The disaster

The premise is simple: It’s the 21st century. Man has established several colonies on the moon, the main one being big Port Clavius, a cluster of heated domes with an earth atmosphere and a population of about 25,000.

Nearer to the dark side of the moon is the smaller Port Roris. This is a jumping off point for scientific expeditions to the dark side, but also for a popular tourist attraction – a ‘bus’ trip across the huge Sea of Thirst, an ancient volcanic crater which has slowly sifted up with moon dust over millions of years.

20 tourists have signed up for today’s trip in the cruise ship Selene, which has been designed to skim over the surface of the dust-filled sea. It is captained by Pat Harris who likes to put on a show by turning the cabin lights off to let earthlight flood in through the portholes, or by skirting close to the sheer cliffs which border the sea.

What nobody knows is a big bubble of gas has been building up beneath the thin crust of rock at the bottom of the sea for hundreds of thousands of years. Now, after millennia, it finally works loose and, for a few minutes, bubbles up through the thick moondust, bursts and dissipates into the moon’s thin to non-existent atmosphere. For those few moments it creates an inverted cone of dust whose loose sides run down to fill up the gap of its passage. Unfortunately, this all happens at just the moment that the Selene is passing above. The dinky little dust-cruiser tips head first down into the cone and the horrified captain and passengers watch through portholes as the moon dust rises to cover the bus as it disappears beneath the surface of the dust which slowly covers it over.

Soon all is perfectly quiet again, the surface of the dust sea is as flat as ever, there is no trace of any disturbance – and the Selene and its passengers are buried 15 metres beneath the surface!

The hunt

When Moon base fails to receive its hourly signal from Selene a sequence of alarms is raised, at first fairly routine, but soon escalating to a serious alert. And it’s here that the book becomes interesting. Because this serious but essentially small incident allows Clarke to give a fascinating and very believable overview of lunar society, science and organisation.

The book introduces a surprisingly large cast of characters who are presented in realistic human postures rather than Dan Dare heroism. Thus some are irritated about the incident, or worried about the bad publicity, or concerned about the cost of any rescue on an already over-stretched budget.

The way a small incident ramifies out to involve so many people, and expose so many professional and personal relationships, reminded me of the classic disaster movies from the 1970s.

There’s the head of the moon colony (Chief Administrator Olsen) worried about what to say to the relatives of the missing passengers, the Head of Lunar Tourism Davis, who is understandably worried about the adverse publicity, the heads of engineering Moonside and Earthside.

Things are complicated when the leading expert on lunar geology – who happens to also be a Jesuit priest, Father Vincent Ferraro S.J. – gives disastrously misleading information. Because his instruments detected tremors on the surface, and because searchers dispatched to the area discover there have been big rockslides from the mountains bordering the Sea of Thirst, he misleadingly decides that the Selene must have been buried under an avalanche – with no chance of survival, and the authorities set about informing the families of their sad loss, and worrying how to recuperate their losses for this tourist season.

BUT – there is a maverick young scientist, Dr Tom Lawson, based on Lagrange II, a satellite in permanent position halfway between earth and moon, who, at first word of the crisis, starts to take infra-red readings of the Sea to see if he can detect the heat trail of the Selene and so work out its final position. When Tom hears a later news broadcast confirming the Jesuit theory of a fatal avalanche, he abandons his work. But not before having taken an infrared photo of the surface of the Sea of Thirst, just out of habit. Then he goes to take his allotted sleep (he’s on a space station where everyone sleeps in fixed rotation).

But something is niggling at his subconscious and he wakes up after only a few hours and goes to recheck his photo. Looking very closely he now sees that his photo shows the hot tracks of the Selene passing through the avalanche zone and out the other side into a further patch of the Sea, before just ending in a bright red infrared hotspot. As if it exploded. Or blasted off into space. Or… sank!

It is typical of Clarke that even now Lawson hesitates about informing Moon Control. He has his reputation to think of. If he’s right, he’ll be a hero, but he’s aware that he is unpopular and if his theory leads to some kind of search which is excitedly broadcast by the media and he turns out to be wrong, then he’ll be the laughing stock of the solar system.

It’s not exactly Tolstoy, but it’s the pains he takes to think through the very human concerns of his characters which makes Clarke’s books so believable, and therefore imaginatively effective.

Finally he just about decides he ought to take the risk and contacts the lunar base. the authorities there themselves calculate whether it’s worth mounting a rescue mission on the basis of one fuzzy photograph, but give it the go-ahead.

Next thing Lawson knows he’s been squeezed onto an earth-to-moon shuttle which is redirected to collect him, much to the irritation of its captain and passengers. He is landed at Port Roris, packed into a spacesuit (during which he has a very powerfully described and realistic attack of claustrophobia) and taken out on the sort of dust-skis (Duster One and Duster Two) which are used to whizz around the moon’s surface.

At every step of the journey Clarke gives realistic attention to the practical problems and how they’re overcome, and to the emotions and conflicts in his characters. As to problems, Lawson’s infra-red detectors have to be carefully strapped to the side of one of the dust-skis, he’s worried on the whole journey that it will work free and disappear – plop – into the treacherous moon dust. And, I haven’t mentioned this so far, but it is a big factor in ratcheting up the tension – the sun is rising over the moon’s surface, slowly climbing over the nearby mountains and beginning to shed its light on the Sea of Thirst. As soon as its rays get anywhere near the Selene’s by-now quite old trail, it will obliterate all trace of its routes. The clock is ticking…

In the Selene

And, of course, all this time the clock is ticking inside the trapped tourbus. The narrative maintains tremendous momentum by hopping from one (the rescue in the wider world) to the other (the tiny claustrophobic inside of the buried bus). Here Clarke gives us a thorough run through all the available disaster movie tropes.

Captain Pat Harris has to take charge. He reassures the scared passengers that they have enough food and drink for a week and that the Selene is designed to withstand extremes of heat or pressure.

But the captain quickly discovers one of the passengers is none other than the legendary Commodore Hansteen, who led the expedition to Pluto and has set foot on more planets than any other man.

Hansteen offers his services to Harris, who gratefully accepts, but for the rest of the narrative Harris has a nagging doubt that he handed over authority, and relinquished power too easily: that he ought to have been more of a man; a conviction which resurfaces later in the story to effect the outcome of the plot.

Hansteen is used top managing crews in dangerous circumstances and he quickly organises the other passengers into a series of games and activities. A pack of cards is made which takes care of the hard core poker players. Then he gets them to pool their books and reading matter, and gets one of the passengers (the diminutive Nihal Jayawardene, Professor of Zoology from Ceylon) to set off on a public reading of the classic Western Shane.

As a break from that, he sets up a parody law court in which each of the passengers is called up and cross-questioned about their motives for wanting to come to the moon, often with humorous results, as we find out more about the cross-section of stereotypical characters on board (the retired lawyer, the ex-vaudeville dancer who is now loud and fat, the plummy Englishman who fusses about his tea, the tiny Sri Lankan who reads Shane in a precise accent, and so on).

In between this fun and games, there are the scenes, familiar to us from so many disaster movies, where the captain and the commodore huddle sweatily in the control room and tell each other what is really going on. ‘What are our chances, captain?’

Here Clarke plays expertly with our hopes and expectations by having one of the passengers be an Australian physicist, Dr Duncan MacKenzie. He gives the captain and commodore a nasty shock by telling them that, way before the food and water give out, the mounting heat will kill them. Immersed in insulating moondust the ship has no way to get rid of the heat being generated by the passengers and all its life support systems. He has been measuring the slowly rising temperature and estimates that they will only be able to survive for one more day!

The suspense

So will young Tom Lawson’s infrared equipment, hurriedly transported to the moon and strapped on to a dust-ski, be able to locate the buried ship? Even if it does, how will the authorities be able to lift an immensely heavy object from as much as forty metres down buried in dense moondust, using just two flimsy easy-to-tip-over dust-skis?

Meanwhile, inside the Selene, which of the passengers will be first to crack, which one will notice that the interior is heating up and it’s getting harder to breathe, and there is no sign of rescue? Which one will put two and two together and reach MacKenzie’s conclusion that time is much shorter than they thought? And how will the commodore and the captain manage the resulting panic?

This is the situation half-way through the story and, believe me, there is a whole moonfall of further unexpected hazards and dangers to be confronted and surmounted.

Although the whole thing is, on the face of it, a simple setup, Clarke handles it with real confidence and pacing, keeping the scenes short and punchy, and switching between locations (inside the bus, with Lawson on the dust-ski, at panicky lunar control, and so on) to create a really gripping narrative.

Unlike the preposterous plots and ruinous prose of Isaac Asimov, or the blizzard of hard science emitted by James Blish, Clarke’s grasp of technology feels rock solid. He doesn’t have to keep inventing new gizmos, quantum drives or atomic blasters to get his characters in and out of trouble.

When science and technology do give twists to the story – like MacKenzie’s revelation of the heating inside the bus, or Lawson’s rush to get clear infrared pictures of the Selene’s trail before the sun rises and obliterates all traces in its overpowering heat – they feel entirely accurate and true accounts of actually existing physics.

And it hugely helps that the characters are given adult characterisations, unlike the puppets in Asimov and the improbably perfect John Amalfi of Blish’s Okies series.

OK, Clarke’s people are still recognisably types from sci-fi and disaster movies, but they have real, approachable concerns, worries, interests and pressures which the reader can relate to. You are told enough to be able to distinguish between them, and care for them, in a way that was barely possible in the works I’ve recently read by Asimov, Blish and Bradbury.

For example, I particularly liked the head of lunar tourism fretting about the impact of the disaster on his visitor figures. I’ve worked with people like him. And there’s also an earth newspaperman who happens to be on the shuttle diverted to pick up Lawson, who gets wind of what’s going on and sees a great opportunity to get a scoop by arranging the live televising of the rescue efforts.

It’s not Tolstoy but the human-ness of Clarke’s characters, and the care he takes to depict their foibles and worries, makes the stories real and compelling.

Fresh from reading Asimov and Blish’s vast galactic space operas, reading Clarke is a huge relief. This story is the opposite of galaxy-wide conspiracies conducted by cardboard characters wielding impossible technologies. The story focuses on a very homely, small-scale accident, which Clarke magically turns into a humorous, informative and thought-provoking cross-section of his sci-fi future society, and, as the rescuers face one technical challenge after another and, as the Selene slips deeper into the moondust and faces a whole series of unexpected dangers and hazards – into a genuinely gripping and thrilling read.

A note on race

The key protagonist of the later stages of Childhood’s End, the only human ever to visit the Overlords’ planet and who ends up being the last man on earth – is a person of colour, the black man, Jan Rodricks.

And in this novel, it’s only three-quarters of the way through that we learn that the tough Australian Dr MacKenzie who Captain Harris comes to rely on in moments of crisis, is in fact not a white Australian but an Aborigine.

Not only that but, as the situation inside the moonbus becomes more critical, the captain has the bright idea of putting almost all the passengers to sleep using the painkilling drugs the ship carries in its first aid pack, in order to slow their respiration right down and preserve oxygen. The one person he chooses to stay conscious with him is MacKenzie. The pair then have to keep each other awake by talking in order to be ready when the rescuers arrive, and to periodically administer blasts of oxygen from the reserve supplies, to the other passengers.

It is telling that, during this long lonely vigil, Clarke chooses to have MacKenzie talk about his aborigine roots, telling Captain Harris some of the more appalling behaviour of the white settlers of Australia to the native population, such as deliberately poisoning them and hunting them down (pp.144-147) and then gives him a speech about how lacking literacy or technology didn’t mean his ancestors stupid, they had developed a lifestyle in perfect harmony with their environment,which is more than modern ‘civilisation’ can say.

This racial awareness of Clarke’s feels very advanced for 1961. It is hard to avoid the conclusion that in both books Clarke is making a polemical point about the need for racial tolerance, and is also confidently predicting how the future will inevitably be multicultural.

And hard not to be very impressed at his prescience, holding these views, as he did, some 60 years ago, in very different times. Admirable.


Related links

Arthur C. Clarke reviews

  • Childhood’s End (1953) a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
  • A Fall of Moondust (1961) a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
  • 2001: A Space Odyssey (1968) a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic

1980 Russian Hide and Seek by Kingsley Amis – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

The Triumph of Time by James Blish (1959)

The final instalment of James Blish’s Cities in Flight tetralogy opens with yet another prologue reminding us of the key dates in its ‘future history’ (pp.477-79):

Cities in Flight chronology

2018 discovery of the first anti-agathic drugs
2019 discovery of the gravitron polarity generator
2105 establishment of the Bureaucratic State
2289 first contact with the Vegan Tyranny
2394 IMT sack Thor V
2310 Battle of Altair with Vegans
2413 struggle with Vegans ends with scorching of Vega
2464 Battle of BD 40º 4048′ between Earth and Hruntans
2522 collapse of the Bureaucratic State
3089 Admiral Hrunta is poisoned / John Amalfi becomes mayor of New York
3111 Arpa Hrunta installed as ‘Emperor of Space’ / New York takes flight
3600 New York lands on Utopia
3602 ‘reduction of the Duchy of Gort’ / Dr Schloss boards New York
3900 collapse of the germanium standard for currency
3905 Battle of the Jungle in the Acolyte Cluster
3944 New York lands on the Blasted Heath
3948 Battle of the Blasted Heath in which New York defeats the IMT
3975 Battle of Earth attacked by Okie cities
3976 passage of anti-Okie law on earth
3978 New York leaves the galaxy for the Magellanic Cloud
3998 New York lands on planet in the Magellanic Cloud
3999 New York christens this planet New Earth
4104 ‘totally universal physical cataclysm’

In the series of events preceding this book and described in Earthman, Come Home, John Amalfi had steered the space-flying Okie city of New York through umpteen perils and finally out of the galaxy altogether to land, once and for all, on a planet in the Magellanic Cloud.

‘Once and for all’ because a) after the Battle of Earth, Okie cities had been outlawed b) at least two of the city’s spindizzy engines were fatally malfunctioning.

After defeating the incumbent inhabitants of this planet – the Intergalactic Master Traders who were the bad guys who had annihilated Thor V centuries earlier – the inhabitants of New York named the planet New Earth and settled down to make it home.

(NB some of the dates don’t match up. For example, in the prologue Blish says New York landed on this final planet in 3998 (p.479) but in the text he says they fought the Battle of the Blasted Heath by which they won control of the planet in 3948 (p.483) – fifty years earlier. They can’t both be right. Similarly, he says the Okies christened the planet New Earth in 3999 (p.479), and yet the novel opens with Amalfi sick and bored of life on New Earth, in ‘this year of 3995’, four years earlier (p.497). Either I’m misunderstanding something, or this was poor proofreading by Blish and/or his editors.)

So it is 3995 and legendary Okie city mayor John Amalfi, blessed or cursed with a very long life, is bored of his peaceful existence on New Earth, of fancy fashions and outlandish pets, and misses the old space-flying days. He goes poking around the now-abandoned city of New York, chatting to the city’s former chief astronomer, Jake Freeman, about maybe salvaging part of it and going roaming again… when he’s told a huge object is heading their way.

This turns out to be the planet He, which we last met in Earthman, Come Home, the planet with a primitive civilisation which was cursed with an oppressively tropical jungle climate. Amalfi had made a contract to change and improve it by fitting spindizzies to the planet’s cardinal points. He had intended to alter its spin a little to give it a milder climate but ended up miscalculating and sending the planet careering not only out of the orbit of its sun, but flying faster than the speed of light right out of the galaxy itself.

Now, by some miracle, He’s people have mastered the technique of steering their planet (!) and are heading straight for New Earth. Radio communication is made and it turns out the entire planet is now led by our old friend Miramon, who had been Amalfi’s lead contact in the original story. Miramon explains that they made it all the way to the next galaxy in the universe, Andromeda, but on the way discovered something: All of space and time is coming to an end!

The reason is something to do with anti-matter. The rest of the book is now dominated by page after page of detailed, would-be highly scientific discussion of the relationship between matter and anti-matter, with reference to all kinds of theories and explanations invoking Einstein, quantum physics, and so on. It’s all very impressive and features a number of mathematical equations, but remains incomprehensible to me, and could all be bluff as far as I know. Basically, the cleverest scientists on he and on New Earth discuss whether a) the universe really is running down heading towards an apocalyptic end b) what this end will look like c) if there is any possible way to escape it.

When Amalfi takes New Earth’s top scientists to He to discuss the situation, he takes along Dee, wife of his deputy Mark Hazleton, with whom he is himself deeply in love, and Mark and Dee’s grandson Webster Hazleton, along with his ‘friend’ Estelle Freeman (daughter of Jake the astronomer). Against the backdrop of the end of the universe is played out the growing puppy love between these two young teenagers. For example, there is a long and completely unnecessary scene where the two New Earth kids are shown complicated games with the kids their own age from He, both sides translating the complex rules of the games into pidgen English for the readers’ benefit.

In a sub-sub-plot Dee’s presence and contribution to the learned discussions vexes some of the scientists from He. Blish has to explain that this is because it was only within living memory that He’s womenfolk were raised from the status of naked animals, a feminist liberation largely carried out by Dee. Now here mere presence irritates them and so, reluctantly, Amalfi orders Dee, Webster and Estelle in a spaceship back to New Earth.

But while the physicists are discussing how and why the universe is about to end and the kids are playing truth or dare, good old power politics erupts when the leader of a religious cult – the Warriors of God led by Jorn the Apostle – rises up and storms New Earth, seizing Mark Hazelton. Not only that but we learn they seized the spaceship carrying Dee and the kids.

Amalfi uses one of Carrel’s little ‘proxies’ or remote control rocket ships to fly back to New Earth, landing in the now abandoned and empty Central Park and reactivating the old City Father’s namely the city’s ancient supercomputers. Using these he makes contact via a Dirac communication machine, with Jorn the Apostle. This man, wizened and canny, turns out to be more than a match for John Amalfi. Amalfi tries to bluff Jorn – in the way he has manipulated and bluffed so many antagonists in the earlier stories. This time he tells the leader of the fundamentalist army that New Earth is packed with believers in a lay philosophy named Stochasticism. Jorn doesn’t really believe him and, while Blish spends several pages mapping out Amalfi’s tortuous plan to outbluff the Apostle, the kind of convoluted semi-cunning plans we’ve got used to Amalfi spinning – when Jorn calls off his men and releases Dee and the kids.

Now time passes. Years pass. The New Earth scientists have all agreed the end is being precipitated by the winding down of the current universe and its interception or crash with a parallel universe of anti-matter. They have named the intersection of the two universes No Man’s Land. It was a casual suggestion of the child Estelle that they fire a bullet across No Man’s Land that set the scientists wondering whether they could make an anti-matter probe in this universe which could travel into the anti-matter universe.

Meanwhile Blish goes for pathos and human interest by glossing over the following few years during which Web and Estelle – the last human children to grow up – blossom and mature.

Our team send an anti-matter probe – very colourfully and cinematically described as a luminous sphere about six feet wide of neutrinos containing one grain of anti-matter – over to the other side. It reappears in the ancient control room of the city – which has been turned into a physics lab – with a burst of radiation which burns everyone, makes their hair fall out and gives mild radiation sickness – which they are advanced enough to be able to cure. The experiment shows that:

  1. someone else has sent a probe through and is conducting similar experiments
  2. it may be possible to survive the catastrophe but not in human form, maybe not with human consciousness
  3. the date of The End is precisely three years away, 2 June 4104

The main characters hold a valedictory meal at which Amalfi announces that he is going to travel on planet He as it heads towards the metagalactic centre, to which Mark announces that he wants to say on New Earth to put its affairs in order, Dee says she’ll stay with Mark, Jake the astronomer will also stay, but Estelle, Jake’s daughter, and Web, Mark and Dee’s grandson, announce that they want to accompany Amalfi on He.

The book contains complex emotional relationship elements which I struggled to give a damn about. Earlier we had learned that Mark and Dee’s marriage is hollow: he is too busy working and ignores her. She has taken a succession of waif and stray women into the household, I didn’t quite understand whether these were supposed to have been lesbian affairs. When they went to He together Amalfi declared her love for Dee and she told him all this, but refused to leave Mark. Now on this final evening on New Earth, Amalfi takes Dee for a walk and they have a lover’s quarrel, not least because Dee spots that Amalfi is in love with Estelle, who must be nearly a thousand years younger than him!

They agree to meet up in New York’s old control tower and ask the City Fathers. The City Fathers advices Mark and Dee, and Web and Estelle, and Amalfi to all go on with He to the metagalactic centre. But surprise the humans by saying that they, the City Fathers, should be taken too.

Somehow, not very logically but by narrative sleight of hand, Blish persuades us that it is vital that He get to the Metagalactic centre before the ‘opposition’, the rivals who had also sent a probe through into the anti-matter universe… do something, or win something, though that something is left vague. These rivals are named the Web of Hercules, although what that means is also left very vague.

The metagalaxy is described as the centre of the original Big Bang which brought the universe into being. Now planet He is hurtling towards it. The physicists speculate that, by being there at a place of stasis within a dynamic universe there might, just might, be some equivalent in the anti-universe, and might be some possibility of outliving the coming destruction.

The situation as we see it is this: Anything that survives the Ginnangu-Gap [the name they’ve given the annihilation of the universe] at the metagalactic centre, by as much as five micro-seconds, carries an energy potential into the future which will have a considerable influence on the re-formation of the two universes. If the surviving object is only a stone – or a planet, like He – then the two universes will re-form exactly as they did after the explosion of the monobloc, and their histories will repeat themselves very closely. If, on the other hand, the surviving object has volition and a little manoeuvrability – such as a man – it has available to it any of the infinitely many different sets of dimensions of Hilbert space. Each one of us that makes that crossing may in a few micro-seconds start a universe of his own, with a fate wholly unpredictable from history.’ (p.591)

First of all planet He arrives at the dead centre of the universe as indicated by the cessation of all external signals and information. All the controls in the control room on the peak of He’s highest planet go into overdrive and are cut off. Amalfi is consulting the City Fathers on what to do next, when the entire planet comes under attack from the Web of Hercules. So far as I understood it, they use tendrils of anti-matter to deliver fatal doses of radiation sent from control machines as much as a light year away.

In a twist, Miramon, leader of He, announces a physics-chemistry weapon they possess but hadn’t mentioned which eats away at these rays. They unleash it and watch the corrosive poison creep back up along the rays, eliminating them, presumably as far back as the control rooms, presumably eliminating the Web of Hercules.

It is is difficult to follow the hard science explanations but I think the Web of Hercules appeared, and was dealt with, in just a couple of pages. Hazleton announces that all the main characters have received fatal doses of radiation and have only a few weeks to live, but he and Amalfi bitterly joke that it’s alright – the universe itself is set to expire in ten days, and counting…

The final chapter is just four pages long and describes the end of the universe which is very simple. They go through the instructions one last time and climb into spacesuits. When the moment of annihilation of the present universe comes, the spindizzies will operate at peak performance for a few micro-seconds during which the half dozen of them, here at the core, the centre of the annihilating universe – Mark, Dee, Estelle, Web, Miramon and Amalfi – will have a split second to create new universes. The clock ticks down. The City Fathers say goodbye. The end comes instantly and completely. Amalfi is aware of the others and their human emotions. But he has lived long enough, seen the universe of human suffering, he wants to try something else.

What would happen if he just touches the detonator button on his spacesuit, blows himself up, and lets all the elements of which he and the suit are composed flash into the plasma which will form the basis of a new universe?

He touched the button over his heart.
Creation began. (p.610)

Quite a mind-blowing end.


Related links

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic

1980 Russian Hide and Seek by Kingsley Amis – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

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