The Book of Imaginary Beings by Jorge Luis Borges (1967)

This is an alphabetical list of fantastical and imaginary beasts from myth and legend, compiled by Borges with the assistance of his friend, Margarita Guerrero, and, to be honest, it’s a bit boring.

The Penguin paperback edition of The Book of Imaginary Beings has three prefaces which, among other things, point out that the collection grew, from 82 pieces in 1957, to 116 in 1967, to 120 in the 1969 edition. It’s an example of the pleasurable way all Borges’s collections – of poems, essays or stories – accumulate additional content over successive editions and, in doing so, hint at the scope for infinite expansion, and the dizzying sense of infinite vistas which lie behind so many of his fictions.

Imaginary beings

Strictly speaking there’s an endless number of imaginary beings since every person in every novel or play ever written is an imaginary being – but, of course, the authors have in mind not imaginary people but imaginary animals, fabulous beasts concocted by human fantasy. They have aimed to create:

a handbook of the strange creatures conceived through time and space by the human imagination

The book was created in collaboration with Borges’s friend Margarita Guerrero, and between them they tell us they had great fun ransacking ‘the maze-like vaults of the Biblioteca Nacional’ in Buenos Aires, scouring through books ancient and modern, fictional and factual, for the profiles of mythical beings from folklore and legend.

One of the conclusions they make in the preface was that it is quite difficult to make up new monsters. Many have tried, but most new-fangled creatures fall by the wayside. For example, Flaubert had a go at making new monsters in the later parts of The Temptation of Saint Anthony, but none of them really stir the imagination. There appear to be some archetypal patterns which just seem to gel with the human imagination, which chime with our deepest fears or desires and so have lasted through the centuries in folklore and myth, and are found across different cultures.

We are as ignorant of the meaning of the dragon as we are of the meaning of the universe, but there is something in the dragon’s image that appeals to the human imagination, and so we find the dragon in quite distinct places and times. It is, so to speak, a necessary monster, not an ephemeral or accidental one, such as the three-headed chimera or the catoblepas.

There are entries for 120 imaginary beasts, arranged in alphabetical order across 142 pages, making an average of 1.2 pages per entry, much shorter even than his short stories, about the same length as the ‘parables’ included in Labyrinths. Where possible, the authors include references to the source documents or texts where they discovered good descriptions of the beast in question.

But book actually references quite a few more than the 120 nominal beasts since many of the entries are portmanteau headings of, for example, the imaginary fauna of Chile (6 beasts); the Fauna of China entry (taken from the T’ai P’ing Kuang Chi) describes 12 imaginary beasts and 3 types of mutant human (people whose hands dangle to the ground or have human bodies but bat wings); the Fauna of America entry describes nine weird and wonderful animals. In other words, the book actually contains names and descriptions of many times 120 beasts, at a rough guess at least three times as many.

Thoughts

This should all be rather wonderful, shouldn’t it? But although it’s often distracting and amusing, The Book of Imaginary Beings almost entirely lacks the sense of wonder and marvel which characterises the extraordinary contents of Labyrinths.

Ultimately, the long list becomes rather wearing and highlights the barrenness of even the most florid creations if they are not brought to life by either a chunky narrative (I mean a narrative long enough for you to become engaged with) or by Borges’s magic touch, his deployment of strange and bizarre ideas to animate them.

Borges’s best stories start with wonderful, mind-dazzling insights and create carapaces of references or narrative around them. These encyclopedia-style articles about fabulous creatures, on the other hand, occasionally gesture towards the strange and illuminating but, by and large, remain not much more than a succession of raw facts.

For example, we learn that the word ‘basilisk’ comes from the Greek meaning ‘little king’, that the fabulous beast it refers to is mentioned in the authors Pliny and Chaucer and Aldrovani, in each of which it has a different appearance; we are given a long excerpt about the basilisk from Lucan’s Pharsalia.

Well, this is all very well and factual, but where are the ideas and eerie insights which make Borges’s ficciones so mind-blowing? Nowhere. The entries read like raw ingredients which are waiting to be cooked by Borges into a dazzling essay… which never materialises. More than that, it’s full of sentences which are uncharacteristically flaccid and banal.

Suggested or stimulated by reflections in mirrors and in water and by twins, the idea of the Double is common to many countries.

Really? In some of his stories this idea comes to dazzling life; in this collection of articles, it lies dead on the page.

A bestiary manqué

You could argue that the whole idea is an updating of the popular medieval genre of the ‘bestiary’. Wikipedia gives a pithy summary of the genre:

A bestiary is a compendium of beasts. Originating in the ancient world, bestiaries were made popular in the Middle Ages in illustrated volumes that described various animals and even rocks. The natural history and illustration of each beast was usually accompanied by a moral lesson.

I think the key is in that final phrase: bestiaries may well have fired the imaginations of their readers, amused and distracted them, but they had a purpose. Indeed, to the medieval mind the whole natural world was full of meaning and so every single creature in it existed to point a moral, to teach humans something (about God, about the Christian life, and so on). Bolstering every anecdote about this or that fabulous animal was a lesson we could all take away and benefit from.

Whereas, being 20th century agnostics and, moreover, of a modernist turn of mind which prefers clipped brevity to Victorian verbosity, the authors write entries which are deliberately brief and understated, and shorn of any moral or reflection, or analysis.

Whereas Borges’s fictions tend to build up to a bombshell insight which can haunt you for days, these entries just end and then you’re onto another item on the list, then another, then another, and after a while the absence of analysis or insight begins to feel like an almost physical lack.

Pictures

Given its static nature as a rather passive list written in often lifeless prose, what this book would really, really have have benefited from would have been being published in a large, coffee table format with an illustration for each monster.

I googled a lot of the entries in the book and immediately began having more fun on the internet, looking at the weird and wonderful illustrations of the beasts – comparing the way the basilisk or chimera or behemoth have depicted through the ages (and in our age which has seen an explosion of fantastical illustrations) than I had in reading Borges and Guerrero’s rather drab texts.

The two-headed Bird Dragon Ouroboros from the Aberdeen bestiary Illuminated manuscript

The two-headed bird-dragon Ouroboros from the Aberdeen bestiary illuminated manuscript

Favourites

On the up-side, here are some things I enjoyed:

I was delighted that The Book of Imaginary Beings contains not one but two entries for made-up creatures in C.S. Lewis’s science fiction novel, Perelandra.

To be reminded of the strange fact that Sleipnir, the horse belonging to Odin, king of the Norse gods, had eight legs.

A Chinese legend has it that the people who lived in mirrors were a different shape and size and kind from the people in this world. Once there were no borders and people could come and go between the real world and the mirror world. Then the mirror people launched an attack on our world but were defeated by the forces of the Yellow Emperor who compelled them to take human form and slavishly ape all the behaviour of people in this world, as if they were simply our reflections. But one day they will rise up and reclaim their freedom (Fauna of Mirrors).

The Hidebehind is always hiding behind something. No matter how many times or whichever way a man turns, it is always behind him, and that’s why nobody has been able to describe it, even though it is credited with having killed and devoured many a lumberjack. The Goofus Bird builds its nest upside down and flies backward, not caring where it’s going, only where it’s been.

At one point Borges lingers on the dogma of the Kabbalists and, for a moment, the real deep Borges appears, the one fascinated by the paradoxes of infinity:

In a book inspired by infinite wisdom, nothing can be left to chance, not even the number of words it contains or the order of the letters; this is what the Kabbalists thought, and they devoted themselves to the task of counting, combining, and permutating the letters of the Scriptures, fired by a desire to penetrate the secrets of God.

A Platonic year is the time required by the sun, the moon, and the five planets to return to their initial position; Tacitus in his Dialogus de Oratoribus calculates this as 12,994 common years.

In the middle of the twelfth century, a forged letter supposedly sent by Prester John, the king of kings, to the Emperor of Byzantium, made its way all over Europe. This epistle, which is a catalogue of wonders, speaks of gigantic ants that dig gold, and of a River of Stones, and of a Sea of Sand with living fish, and of a towering mirror that reflects whatever happens in the kingdom, and of a sceptre carved of a single emerald, and of pebbles that make a man invisible or that light up the night.

Threes

The Greek gods ruled three realms, heaven ruled by Zeus, the sea ruled by Poseidon, and hell ruled by Hades.

In ancient Greek religion the Moirai, called by the Romans the Parcae, known in English as the Fates, were the incarnations of destiny: Clotho (the ‘spinner’), Lachesis (the ‘allotter’) and Atropos (the ‘unturnable’, a metaphor for death).

Cerberus, the huge dog guarding hell, had three heads.

In Norse mythology, the Norns are female beings who rule the destiny of gods and men. In Snorri Sturluson’s interpretation of the Völuspá, there are three main norns, Urðr (Wyrd), Verðandi and Skuld. They are invoked in the three weird sisters who appear in Shakespeare’s Macbeth.

There are many valkyries – choosers of the dead –but tradition names three main ones as Hildr, Þrúðr and Hlökk.

Hinduism has Trimurti (Sanskrit for ‘three forms’) referring to the triad of the three gods Brahma, Vishnu, and Shiva.

The Christian God is a Trinity of God the Father, God the Son and God the Holy Spirit.

Jesus is resurrected on the third day after his crucifixion (counting Good Friday, Saturday and Sunday as days), an event prefigured by the three days the prophet Jonah spent in the belly of the whale.

In The Divine Comedy Dante journeys through the three parts of the afterworld, hell, purgatory and paradise.

According to Moslem tradition, Allah created three different species of intelligent beings: Angels, who are made of light; Jinn (‘Jinnee’ or ‘Genie’ in the singular), who are made of fire; and Men, who are made of earth.

Jinnee or genies grant three wishes.

Humans divide time (if it exists, that is) into the past, the present and the future.

The three billygoats gruff. The three bears. The three little pigs.

Fours

The four horsemen of the apocalypse.

The four gospels of the four evangelists, each one symbolised by an animal: to Matthew a man’s face, Mark the lion; Luke the calf; and John, the eagle.

In Babylon, the prophet Ezekiel saw in a vision four beasts or angels, ‘And every one had four faces, and every one had four wings’ and ‘As for the likeness of their faces, they four had the face of a man, and the face of a lion, on the right side: and they four had the face of an ox on the left side; they four also had the face of an eagle.’

John the Divine in the fourth chapter of Revelations: ‘And before the throne there was a sea of glass like unto crystal: and in the midst of the throne, and round about the throne, were four beasts full of eyes before and behind. And the first beast was like a lion, and the second beast like a calf, and the third beast had a face as a man, and the fourth beast was like a flying eagle. And the four beasts had each of them six wings about him; and they were full of eyes within…’

In the most important of Kabbalistic works, the Zohar or Book of Splendour, we read that these four beasts are called Haniel, Kafziel, Azriel, and Aniel and that they face east, north, south, and west.

Dante stated that every passage of the Bible has a fourfold meaning: the literal, the allegorical, the moral, and the spiritual.

The four corners of the earth. The four points of the compass.

The Greeks divided visible matter into the four elements of fire, earth, air, and water, and attributed the four humours which match them, black bile, yellow bile, phlegm, and blood, themselves the basis of the four temperaments of mankind, choleric, melancholic, phlegmatic and sanguine, respectively.

The four magic animals of Chinese cosmogony.

The four animals of good omen, being the unicorn, the dragon, the phoenix, and the tortoise.

A Borges reading list

This is an incomplete list of the texts most frequently referred to in The Book of Imaginary Beings. Laid out like this you can see how, beyond the respectable tradition of the classics, this is a kind of greatest hits selection of the esoteric and mystical traditions of world literature.

Reflecting on the list of texts, I realised they have one thing in common which is that they are all pre-scientific and non-scientific. Personally, I believe in modern cosmology’s account of the creation of the universe in a big bang, in the weird discoveries of particle physics which account for matter, gravity, light and so on; and, when it comes to life forms, I believe in a purely mechanistic origin for replicating life, and in Darwin’s theory of natural selection as improved by the discovery of the helical structure of DNA in 1953 and the 70 subsequent years of genetic science, to explain why there are, and inevitably have to be, such an enormous variety of life forms on earth.

For me, taken together, all the strands of modern science explain pretty much everything about the world around us and about human nature: why we are why we are, why we think and behave as we do.

None of that is recorded in any of these books. Instead everything in the books listed here amounts to various types of frivolous entertainment and speculation. It could be described as highly decorative rubbish. Homer and the Aeneid may well be the bedrocks of Western literature and Dante one of the central figures of European civilisation but, having lived and worked in the world for over 40 years, I’m well aware that the vast majority of people neither know nor care, and care even less about the more remote and obscure books on this list. They are for the pleasure of antiquaries and lovers of the obscure; people, dear reader, like thee and me.

Ancient world

  • The Epic of Gilgamesh
  • The Iliad and the Odyssey by Homer
  • Hesiod’s Theogony and Book of Days (700 BC)
  • The Old Testament
  • The Tibetan Book of the Dead
  • The Mahābhārata (3rd century BC?)
  • The Argonautica by Apollonius Rhodius (3rd century BC)
  • The Aeneid by Virgil (29 to 19 BC)
  • Metamorphoses or the Books of Transformations by Ovid (8 AD)
  • De Bello Civili or the Pharsalia by Lucan (30 AD?)
  • On the Nature of the Gods by Cicero
  • The Natural History by Pliny the Elder (77 AD)
  • History of the Jewish Wars by Flavius Josephus
  • The New Testament (1st century AD)

Middle Ages

  • Beowulf
  • The Exeter Book (tenth century)
  • The Song of Roland (11th-century)
  • The Poetic Edda (13th century)
  • The Prose Edda (13th century)
  • The Zohar, primary text of the Kabbalists
  • The 1001 Arabian Nights
  • The Golden Legend compiled by Jacobus de Voragine (thirteenth century)
  • The Travels of Marco Polo (1300)
  • The Divine Comedy by Dante Alighieri (1320)
  • Travels of Sir John Mandeville (1360s)
  • Autobiography by Benvenuto Cellini (1563)
  • Orlando Furioso by Ludovico Ariosto (1532)

Early modern

  • The Ingenious Gentleman Don Quixote of La Mancha by Miguel de Cervantes (1605 and 1615)
  • The Anatomy of Melancholy by Robert Burton (1621)
  • Hydriotaphia, Urn Burial, or, a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)
  • Peter Wilkins by Robert Paltock (1751)
  • The World as Will and Representation (1844) by Arthur Schopenhauer
  • The Temptation of Saint Anthony by Gustave Flaubert (1874)
  • The Golem by Gustav Meyrink (1915)

Would be a challenge, fun and interesting to read all these books, in this order. A nutritious slice through Western civilisation.


Related links

Borges reviews

The Hammer and the Cross: A New History of the Vikings by Robert Ferguson (2009)

The Hammer and the Cross is a brilliant book. It is a scholarly, systematic and scrupulous investigation of the phenomenon of the Vikings. Roberts carefully weighs the evidence about every aspect of the farflung activities of the amazing men who discovered America, settled Greenland, invaded Britain and France, became the special guard to the Byzantine Emperor and – the biggest surprise to me – founded Russia!

Our ignorance

The message repeated in chapter after chapter is that the evidence from the Dark Ages is so pitifully scanty that most of the subject is shrouded in confusion and uncertainty. Thus:

  • nobody knows the origin of the word ‘viking’, which language it comes from or what it means
  • nobody can agree the date of the ‘Viking Era’
  • there is no agreement on the definition of the Vikings: was it an ethnic group, a racial group, men from particular countries, or was it simply a form of behaviour, that men from certain northern cultures would, as the Old Norse has it, fara i viking, which seems to mean ‘go a-viking’, as if viking is an activity or profession

Or, although Viking trader-warriors from modern Sweden spent decades clearing the river routes south through what is now Russia to the Black Sea and in doing so founded the city of Kiev, although they were widely described as the ‘Rus’ and although this activity was the basis of the modern state of Russia, nobody knows what ‘Rus’ actually means or where it came from.

Nobody knows what pagans did or believed. All their shrines were destroyed by Christians. None of these people could write: they recorded absolutely nothing of their activities. Only one four-line prayer exists anywhere, embedded in a long poem in the Poetic Edda.

There are a pitiful handful of eye-witness accounts of pagan Viking behaviour, none of which are very clear. There’s a number of runestones which barely convey anything. There is a handful of primitive picture stones.

I understand better than before why, against the background of this pitiful lack of evidence, the Poetic Edda, the collection of poems and the Prose Edda – the synopsis of Norse legends – both set down in 12th century Iceland, are so enormously valuable.

Was it a holy war?

However, as the book progresses, an idea emerges which develops into Ferguson’s central thesis: this, like everything in the book, derives from a scrupulous weighing of the evidence, and it is that the Viking phenomenon was a religious war.

The idea is broached in the chapter about the start of the Viking era (different in every country). In Britain the era (notoriously) started with the brutal attack on Lindisfarne monastery in 793. Ferguson links this to the extremely violent and intimidating campaign of Charlemagne to convert northern Europe to Christianity which got underway in the 780s and targeted the Saxons who lived south of Denmark. As Charlemagne’s forces invaded Saxony, burning pagan shrines, forcibly converting pagans and killing resisters. Thousands of refugees fled from this pogrom north into Jutland and, Ferguson argues, this may be what lies behind the sudden eruption of revenge attacks by the pagan men from the sea who we call the Vikings. After all, wherever the Danish, Swedish and Norwegian attackers landed, they went out of their way to loot and destroy churches and monasteries and to torture, rape and kill priests, monks and nuns.

Those within converted Europe, the Christians who wrote what records we have about the Vikings, the victims who were attacked again and again and again from about 800 to about 1050, they disagree about where the Vikings came from, whether they were blonde or dark-haired, what language they spoke etc – but on one thing they all agreed – they were heathen, pagani, unbelievers, infidels, illiterate outsiders, fired by terrifying ferocity and anger against everything connected with Christianity, going out of their way to loot and desecrate.

Which led me to wonder whether this period shouldn’t qualify as the First Wars of Religion in Europe – preceding the 150 years of carnage sparked by the Protestant Reformation (1500 to 1650), a period we should perhaps now rename the Second Wars of Religion.

This is a marvellous book, all the more awe-inspiring and romantic for the scrupulous care with which every scrap of evidence and every conflicting theory or interpretation is weighed and assessed.

Top Viking facts

Holy War

There are numerous theories about what started the ‘Viking Age’. Bad weather. Poor soil. Population explosion. Development of sailing technology. Ferguson goes with the theory that Norse violence was a holy war, a hyperviolent response to Charlemagne’s bloody campaign to convert the heathen Saxons to Christianity in the 770s which climaxed in the massacre at Verden in 782. Saxon survivors fled north into pagan Denmark, taking tales of atrocities and it was only a few years later, in 793, that the first, ferocious assault was made on the coast of Britain, at the monastery of Lindisfarne, an attack which inaugurated 250 years of blood-soaked raiding, killing and enslaving. The other theories may be true as well – there may be multiple causes – but only the Holy War theory explains the excessiveness of the violence which is always associated with the Norsemen.

Slavery

Who they didn’t torture and kill, the Vikings enslaved. Slavery was one of the most widespread and lucrative commodities of the Viking Era (800 to 1050) across Europe. Dublin was a major centre of the slave trade. Rouen became a thriving centre of the trade till past the time of William the Conqueror, who was petitioned by clerics to curtail the trade.

Slav slaves

The English word slave ultimately stems from ‘Slav’ because throughout the Viking period so many Slavs were traded as slaves. Russian nationalists do not like this fact. Online etymological dictionary

The Great Heathen Army

From the British perspective, there is a lull between the famous attack on Lindisfarne in 793, followed it’s true by persistent opportunistic raids – but it’s with the first army wintering on Sheppey in 835 that the threat becomes sustained and builds to the arrival, or invasion, of the Great Heathen Army in 865. They don’t leave and go on to establish a ‘kingdom’ across the east and north of England which endures over 100 years.

Russia was founded by Vikings

Debate rages to this day about the origins of the ‘Rus’ who give Russia its name, basically the West taking the evidence at face value that it was founded by the Rus, meaning men who row, who were Vikings from Sweden. Russian nationalists take the ‘anti-Norman’ view that native Slavs were too culturally superior to be conquered by barbarians. The debate is summarised in this Wikipedia article.

Ferguson goes with the Western view that Viking raiders/traders, predominantly from Sweden, explored the river systems which drain into the Baltic and realised, with a small amount of portage (carrying the boats), they could cross over into the river systems which flow south to the Black Sea and Constantinople. Rhos or Rus traders were reported by Greeks from Byzantium, by Arabs, in western chronicles and in the earliest Russian annals – they were Heathen, raided with savage violence, were strong and blonde like the other Scandinavians, held ship-based funerals like Vikings, and their most profitable commodity was slaves from the shores of the rivers they navigated which they sold to the Greeks. Kiev became the great trading centre half-way along the route, centuries before Moscow was founded, which is why Kiev and the Ukraine still hold such a place in Russian nationalist ideology.

Ireland’s towns were founded by Vikings

The first attack on England was at Lindisfarne in 793. In 795 Vikings attacked and burned Rathlin island monastery. After a generation of opportunist raiding, just as in England, in the 830s and 840s the Vikings stopped disappearing after a raid and began to winter in Ireland and penetrate further inland. They established coastal settlements at Dublin, Waterford, Wicklow, Cork and Limerick. Dublin became a centre of the Viking slave trade.

Vikings had tattoos

‘Ibn Rustah also tells us that the Rus were covered to their fingertips in tattoos depicting trees, figures and other designs. This is of a piece with what Alcuin and that other anonymous Anglo-Saxon commentator noted concerning the personal vanity of the Heathens, especially their fashion for blinded eyes’, which may have been a form of eye shadow. An Arab source leaves no doubt that eye make-up was common among the Rus:

‘once applied it never fades, and the beauty of both men and women is increased.’ Tattooing was banned in Christendom in 787 by Pope Hadrian because of its associations with Heathendom… (page 257)

Which sheds light on the general taboo against or denigration of tattoos until very recently.

Throwing stones

The sagas tell ‘of ships that return to shore to pick up fresh supplies of stones, the stone for throwing being the weapon of choice for the average foot-soldier or sailor throughout most of the Viking Age.’ (Page 214)

Starboard

Comes from the Norse for ‘steer board’, which was on the right-hand side of the longboat allowing it to be folded up to the side when navigating shallow water, unlike a rudder fixed to the stern.

Top Viking words

  • the Old Norse personal pronouns they, themhe and she replaced Old English hie, him and hiera
  • many words with an initial sk sound like sky, skill and skin are Norse in origin
  • everyday words such as anger, husband, wing, thrive, egg, bread and die
  • Gil denoting a ravine or steep narrow valley with a stream e.g. Long Gill
  • by placenames indicate places where the Vikings settled first, for example, Selby or Whitby; there are some 600 such places in England; the -by has also passed into English as ‘by-law’ meaning the local law of the town or villages
  • -thorpe meaning secondary settlements on the margins or on poor lands; there are 155 place names ending in -thorpe in Yorkshire alone

Top Viking characters

Ragnar Hairy-Breeches

Legendary figure whose campaign of violence comes to an end when he is thrown in a snakepit by Aella of Northumbria, which triggers the arrival of the Great Heathen Army in 865.

Ivar the Boneless (d.873?)

A son of Ragnar Lodbrok/Hairy-Breeches, Swedish Viking leader who ruled part of modern Sweden and Norway – one of the leaders of the Great Heathen Army which invaded East Anglia in 865. Credited with the murder of king Edmund in 869, who quickly became revered as a Christian martyr.

Halfdan the Black (810 to 860)

Of the house of Yngling, king of Vestfold, a portion of Norway.

Harald Finehair (850 to 932)

Son of the above, first king of a unified Norway

Erik Bloodaxe (885 to 954)

The oldest of Harald Finehair’s sons, got his name for killing two of his own brothers, came a refugee to England where he established himself as king of York but was shortly driven out, and assassinated in flight, 954.

Ganger Rolf (846 to 931)

Also known as Rollo, Rollon, Robert, Rodulf, Ruinus, Rosso, Rotlo and Hrolf, Ganger Rolf or Rolf the Walker, conqueror of the area of north-west France which becomes known as Normandy, and so ancestor of the William who conquers England in 1066.

Harald Bluetooth (935 to 985)

King of Denmark and Sweden, converted to Christianity and erected the Jelling stones.

Sweyn Forkbeard (? to 1014)

Son of Harald Bluetooth, he likely deposed his father who died wretchedly on the run. Sweyn or Sven went on to conquer England, becoming first of the Danish kings of England.


Other saga reviews

The Legend of Sigurd and Gudrún by JRR Tolkien

Introduction

Since the death of J.R.R. Tolkien in 1973, his son Christopher has been working through his father’s papers, publishing a steady stream of posthumous editions of the Great Man’s writings. Largest has been the twelve volume set The Histories of Middle Earth in which Christopher compiled all the unfinished, abandoned and alternative versions Tolkien drafted for the epic mythology of which ‘Lord of the Rings’ is only an episode.

Tolkien earned his living, of course, as a Professor of English at Oxford, specialising in Anglo-Saxon and Old Norse poetry. He routinely delivered lectures about both subjects and marked students’ translations of verse from both traditions.

Still, it came as a surprise to both fans and experts in the field when Christopher Tolkien announced he was publishing two long poems by Tolkien, written in English but obeying the rules of the eight-line fornyrðislag metre found in Icelandic Eddaic poetry. Not only is the form Icelandic but the subject matter is an ambitious attempt to retell the entire tale of Sigurd and Gudrún – a central legend of the north European Dark Ages, the subject of a third of the poems in the Poetic Edda, the entire subject of the Icelandic Völsunga saga, of the German epic poem the Nibelungenlied, of the long poem The Story of Sigurd the Volsung by William Morris and, most famously, the basis of Richard Wagner’s vast four-opera cycle, the Ring of the Nibelung.

Contents

The challenge Tolkien set himself to overcome is that the three main sources for the story – the Elder Edda, the prose Edda and the Völsunga saga – contradict each other in the outline of the story, in many details, even in the names. The Legend of Sigurd and Gudrún aims to cut through the scholarly pernicketiness and hesitancy about manuscript variants and textual ambiguities etc, in order to tell one clear consistent story. It succeeds brilliantly!

The New Lay of the Völsungs

This is the first and longest of the two poems, nearly 130 pages long and divided into 10 sections. It starts with the creation of the world, a short retelling of the famous Völuspá poem from the Poetic Edda:

Of old was an age
when Odin walked
by wide waters
in the world’s beginning;
lightfooted Loki
at his left was running,
at his right Hœnir
roamed beside him.

That’s the fornyrðislag metre: four lines divided in two halves (or eight short lines, as here), two syllables emphasised in each half line, each emphasised syllable in the first half line alliterating with the first emphasised syllable in the second half line.

Birds sang blithely (two alliterating beat words)
o’er board and hearth, (one alliterating beat word, one not)
bold men and brave (two alliterating beat words)
on benches sitting. (one alliterating beat word, one not)
Mailclad, mighty (two alliterating beat words)
his message spake there (one alliterating beat word, one not)
a Gautish lord (one alliterating beat word, one not – irregular)
gleaming-harnessed. (one alliterating beat word, one not)

The tale moves briskly on through the successful career of king Völsung, his son Sigmund, and his son, Sigurd, through Sigurd’s famous killing of the dragon Fafnir, his betrothal to the Valkyrie Brynhild, his drugging by king Gjúki’s wicked wife Grimhild, so that he forgets Brynhild and marries Gudrún; in this state of amnesia he swaps bodily shape with his brother-in-law Gunnar to help Gunnar woo and wed Brynhild – but the day after the marriage Brynhild realises Gunnar is not the hero she thought and the oblivion potion wears off a distraught Sigurd, and both lovers are left married to other partners. The infuriated Brynhild tells Gunnar Sigurd has seduced her and Gunnar gets his idiot brother, Gotthorm, to murder Sigurd in his bed. They build a funeral pyre for Sigurd and the deranged Brynhild kills herself and is burned along with the hero whose death she caused.

Commentary on The New Lay of the Völsungs

Christopher Tolkien gives a detailed account of the manuscripts JRR left behind along with useful clarifications of where JRR departed from, or chose between, the various sources.

The New Lay of Gudrún

This is shorter at 56 pages and follows the career of the widow Gudrún as she is married off to Atli, the infamous Attila, king of the Huns (!). Attila invites her brothers, Gunnar and Högni to visit and promptly tortures them to extract the gold treasure Sigurd brought with him from killing the dragon Fafnir.

Högni has his heart cut out and Gunnar refuses to talk so Atli throws him into a snakepit. Here Gudrún sends him a harp which he plays and magically prevents the snakes from biting him. Until one eventually does and he dies. At her brother’s funeral Gudrún serves Atli the bodies of his own sons, cooked, and then burns Atli’s stronghold to the ground.

She then summarises the long tragic events, all the dead princes the curse of Andvari’s gold has killed, before drowning herself in the sea.

Commentary on The New Lay of Gudrún

A shorter set of notes on the poem and the story of Gudrún.

Appendix A: A short account of the origins of the Legend

Christopher seeks to establish, via Tolkien’s lectures, notes, remarks and scattered pieces of paper, where his father stood on the various theories about the origin of the Sigurd and Fafnir legend (dragon, gold, hero) and how it came to be combined with the obviously different legend about the Niflungs. Complex stuff.

Appendix B: The Prophecy of the Sibyl

Tolkien essayed a translation of part of the famous Völuspá poem from the Poetic Edda into 12 6-line stanzas of traditional English rhyming verse. It is interesting how bad this is:

Then darkened shall the sunlight be
and Earth shall founder under sea,
and from the cloven heavens all
the gleaming stars shall flee and fall;
the steam shall rise in roaring spires
and heaven’s roof be licked with fires.

It doesn’t have the compression and power of the long fornyrðislag poems, showing that the eddaic poems live or die by their concision and power. Also shows what a very traditional poet Tolkien is, using outdated poeticisms to fill in the metre of the longer English line.

Appendix C: Two fragments of a heroic poem of Attila in Old English

One of the fragments is 40 lines long, the second 28 lines long, two translations of sections of the Norse eddaic poem Atlakviða into Old English (Anglo-Saxon). One for the specialists.

Changes

The two commentaries detail the changes Tolkien made to his source material in order to create one unified coherent story. Along with the introduction and appendices they dwell at length on the confused state of the old texts, how they appear to be trying to reconcile different traditions, different stories, about different sets of heroes. Christopher Tolkien admirably recounts his father’s theories as expressed in lectures, notes and random scraps of paper. If you have the mental capacity, Christopher supplies the evidence you need to assess Tolkien’s theories about the origins and authorship of all the various Dark Age sources.

But there is one MASSIVE change Tolkien makes in his version of the poems, which is entirely gratuitous, entirely his own addition to this ancient tangle of narratives. He makes Sigurd not just any old warrior, but THE warrior, the Chosen One of Odin who, it is explained in the opening section, will be the last best hope of the gods when the time comes for their Last Battle with the giants, at the Ragnarök.

This is hugely unlike the Norse originals, a complete and surprising transformation. One reason the Völsunga saga is so confusing is because, as so many of the other sagas, one damn thing happens after another. There is no sense of foregrounding individuals or important scenes. Plenty of other lives and stories occur before we get to Sigurd in either the Völsungasaga or the ‘Poetic Edda’ and the story carries right on after his death without a blip.

One of the challenges of reading the sagas is this complete absence of all the devices we know from novels and plays and films and TV which make crystal clear who the hero and heroine are, prepare the ground for them, and then focus in on dramatic moments in their story. In the sagas one person with a complex family tree follows another in puzzling profusion – leaving the reader struggling to figure out who among the scores of Helgis and Hognis is the actual ‘hero’.

In sharp contrast Tolkien makes Sigurd a hero of world-shattering importance, not just another Helgi but THE man who will come to Valhalla to help the gods fight against the giants.

Thy womb shall wax
with the World’s Chosen,
serpent-slayer,
seed of Odin.
Till ages end
all shall name him
chief of chieftains,
changeless glory.

It transplants the entire story into a different worldview. It’s tempting at this point to think that Tolkien was a Roman Catholic and has here imposed a Christian-shaped importance to the hero. If not that personal an imposition, Tolkien’s version at the least gives the narrative a priority and importance which the Norse original lacks.

This big shift is just one way in which Tolkien makes his poems much more modern, comprehensible and meaningful than the original Norse. The story is smoothed out into a comprehensible linear narrative. Characters get lots of dialogue to explain their motives. Scenes are properly set up and the way prepared for the protagonists to say what’s on their minds. You understand what’s happening and why.

This couldn’t be more unlike the clipped, laconic, obscure and often impenetrable poems of the ‘Poetic Edda’. The obscurity and garbled brokenness of the originals is of a piece with their compressed power. Tolkien can’t match or replace that. But this paperback might make a good transition for readers who like modern fantasy and want to tentatively explore the sources of Tolkien’s imagination before diving into the challenging Poetic or Prose Eddas.

Photo of the woodcarving of Sigurd killing the dragon Fafnir, wood carving from Hylestad stave church in Norway

Sigurd killing the dragon Fafnir, wood carving from Hylestad stave church in Norway


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The Poetic Edda

1. SUBJECTIVE – The difficulty of medieval Icelandic literature

This is extremely scholarly stuff. Although they say you should just dive in and start reading the poems as poems, this is in reality impossible. You have to know the background facts about the poems (as I summarise them below) – you have to be a bit prepared for the non-rhyming, alliterative form of the poems – and then the poems themselves are generally obscure, sometimes sinking to complete unintelligibility if it weren’t for the extensive notes.

Both the new Penguin Classics edition (The Elder Edda translated by Andy Orchard, 2011) which I started off reading – and the online version of the Poetic Edda translated by Henry Adams Bellows (1936) which I ended up consulting – pepper the poems with notes on every stanza, every line, every name.

And then you discover that the scholars themselves are in confusion about multiple aspects of the poems. They don’t know who many of the characters referred to are, entire lines are missing from the manuscript so editors guess what should be there, guess at the meaning of obscure words, cut and move around lines and sometimes entire stanzas to fit theories which are still contested. Some editors make these decisions; some editors make others. So different editions vary a lot the order of words, lines, stanzas and even the poems they include.

In other words, at every level – from the titles, the names of characters, the order of stanzas, even the very existence of stanzas and lines, to the meaning of individual words and phrases – there is obscurity piled on obscurity. And that’s before you arrive at the ‘final’ i.e. largely invented-by-editors, version of the poems – to discover that the poems themselves take delight in a clipped, allusive style which only deepens the obscurity. Almost all the poems are in tight, short, four-line stanzas, structured by alliteration, not rhyme (as in the Anglo-Saxon poetry from the same time) which, when translated, sound like  this (Bellows translation):

Alvíssmál (The Ballad of Alvís, The Lay of Alvís, All-Wise’s Sayings)

Alvis spake:
1. “Now shall the bride | my benches adorn,
And homeward haste forthwith;
Eager for wedlock | to all shall I seem,
Nor at home shall they rob me of rest.”

Thor spake:
2. “What, pray, art thou? | Why so pale round the nose?
By the dead hast thou lain of late?
To a giant like | dost thou look, methinks;
Thou wast not born for the bride.”

To understand this, you have to look in the notes to discover that, Alvis is a dwarf; apparently (i.e. the editor is guessing as much as we are); he has been promised a bride among the goddesses (by whom? why? – nobody knows), specifically (editors assume, from the context) Thor’s daughter, Thrudr; and has arrived to collect her. Thor is unhappy about this and spends eight stanzas contesting Alvis’s right, before settling in to a regular (and – quel relief! – easy-to-understand) series of questions and answers: if the dwarf can answer them, he will win his bride.

This pattern of Thor’s question and Alvis’s response goes on for 34 stanzas and is a rare sequence where the reader perfectly understands what is going on, until abruptly:

Thor spake:
35 “In a single breast | I never have seen
More wealth of wisdom old;
But with treacherous wiles | must I now betray thee:
The day has caught thee, dwarf!
(Now the sun shines here in the hall.)”

Which I didn’t understand at all until I read in the notes that dwarves (like giants) mustn’t be exposed to sunlight; that they, in fact, turn to stone in sunlight. And so Thor (usually portrayed as pretty thick here and in the ‘Prose Edda’) has outwitted the dwarf by making him answer so many riddles that the sun has come up and killed him.

This extract captures a) the obscurity of the poems b) the necessity for a lot of explanation and notes c) their laconic and allusive style, hard to follow even once you do know the story, and d) the harsh Northern worldview: it is cold; solemn promises are broken; dwarfs and giants are mocked and killed; children are killed and cooked and served to their parents; warriors slaughter each other in battle; Odin seduces or rapes young women; Thor kills everyone; an enormous amount of time is spent explaining the genealogy of characters who appear for one line never to be seen again…

This Edwardian illustration of the scene by WG Collingwood, in my opinion ludicrously humanises and sanitises this poem, converting it a) visually into the cartoon world of Noggin the Nog, and b) introducing a note of late Victorian/Edwardian chivalry (the stricken maiden clutching her father’s waist) which is totally absent from the text of the poem (the daughter doesn’t appear or speak) and from the worldview of the poems as a whole (which is harsh and brutal, with no chivalry or romance or honour: it is a kill-and-be-killed world).

Thor protecting his daughter Thrudr, from the dwarf Alvis (Image: W.G. Collingwood. 1908/public domain)

Thor protecting his daughter Thrudr, from the dwarf Alvis (Image: W.G. Collingwood. 1908/public domain)

2. OBJECTIVE – Background

Almost everything we know about Norse mythology and legend comes from two medieval manuscripts, the ‘Poetic Edda’ and the ‘Prose Edda’.

I reviewed the Prose Edda a few weeks ago. It’s a handbook for Icelandic poets, explaining to the would-be poet the traditional poetic forms and – crucially for us – giving brisk summaries of the key Norse myths and legends which the young poet needs to know. It’s ascribed to the Icelandic chieftain and lawmaker Snorri Sturluson. Throughout his prose text he quotes from older poems as examples of style or to illustrate points from the stories. Therefore, for centuries scholars speculated that there must exist a body of older poems which Snorri so regularly refers to.

So imagine the delight of scholars when, in 1643, an Icelandic bishop, Brynjólfur Sveinsson, revealed that he had discovered just such a manuscript of ancient Icelandic poems in his library. He sent it as a present to the king of Norway and, as a result, it is now known as the Codex Regius.

Modern scholars have established that the manuscript was written in the 13th century, but nothing is known of its author. The bishop fancifully ascribed it to Sæmundr the Learned, a larger-than-life 12th century Icelandic priest – partly to counterbalance Snorri’s authorship of the Prose Edda. This is rejected by modern scholars but it has led to the situation where each of the books can be known by any of three titles:

The Prose Edda / Snorri’s Edda / the Younger Edda

The Poetic Edda / Sæmundr’s Edda / the Elder Edda.

Alliterative

The Eddic poems are composed in alliterative verse where the aim is to get alliterative consonants to fall on the two stressed syllables in the first half of the line, and one of the two stressed syllables in the second half. Thus the Alvíssmál quoted above, begins:

Bekki breiða,
nú skal brúðr með mér
heim í sinni snúask,
hratat of mægi
mun hverjum þykkja,
heima skal-at hvílð nema.”

(Source: The New Northvegr Center)

Andy Orchard in the 2011 Penguin translation gives this as:

“Now must a bride spread the benches for me,
and be taken home in a trice;
it’ll seem a rushed match to everyone here:
but at home no one will rob us of rest.”

The language of the poems is usually clear and unadorned ie there is little or no metaphor or simile, little imagery of any kind. This absence of colour is probably the single factor which makes them seem to bare and archaic and brutal. It contrasts with the other main Norse tradition, of skaldic poetry, composed by named poets (or skalds) who often write about their feelings, and do so in verse packed with clever riddles and allusions.

Oral tradition and timescale

Like most early poetry the Eddic poems were passed orally from poet to poet for centuries. None of the poems are attributed to a named author though some of them show strong individual characteristics and are likely to have been the work of individual poets. Scholars sometimes speculate on hypothetical authors but there is – typically – no agreement. Andy Orchard’s notes confidently point out one poem as being the oldest in the collection, maybe from the 800s, others as probably being written about the time the Codex was written down ie the 1200s.  What strikes the casual reader is the tremendously long timescale this implies: that poets were working in the same style with the same stories for four or five hundred years!

In fact, the single most striking thing for me about the entire Edda is the fact that a key player in the sequence of poems at the end (the ones about the legendary hero Sigurd which take up a third of the text) is Atli (who marries and then is murdered by the ill-fated Gudrun), and that all scholars agree this refers to Attila the Hun! who died in 453! That his name is still being invoked in poems being composed and written down in the 1200s, 800 years after is death, says something very deep about the culture of the Dark Ages, about the way legends spread right across Europe (Attila’s campaigns took him from Constantinople to Rome – his legend is being written about in Iceland!), and about Time in the Dark Ages – these stories endured for nearly a thousand years, providing fictional types and figures to shape the imaginations of scores of generations.

By reading it now, in 2013, I feel I am tapping into something very deep, very archaic, into dark and brutal truths about our culture and our history…

Translations

There is a range of translations into English to explore:

The Poems

1. The mythological poems

The Codex Regius is divided into two parts: part one contains the eleven mythological (i.e. concerned with gods) poems. Mythological Poems in Codex Regius:

  1. Völuspá (Wise-woman’s prophecy, The Prophecy of the Seeress, The Seeress’s Prophecy)
  2. Hávamál (The Ballad of the High One, The Sayings of Hár, Sayings of the High One)
  3. Vafþrúðnismál (The Ballad of Vafthrúdnir, The Lay of Vafthrúdnir, Vafthrúdnir’s Sayings)
  4. Grímnismál (The Ballad of Grímnir, The Lay of Grímnir, Grímnir’s Sayings)
  5. Skírnismál (The Ballad of Skírnir, The Lay of Skírnir, Skírnir’s Journey
  6. Hárbarðsljóð (The Poem of Hárbard, The Lay of Hárbard, Hárbard’s Song
  7. Hymiskviða (The Lay of Hymir, Hymir’s Poem)
  8. Lokasenna (Loki’s Wrangling, The Flyting of Loki, Loki’s Quarrel)
  9. Þrymskviða (The Lay of Thrym, Thrym’s Poem)
  10. Völundarkviða (The Lay of Völund)
  11. Alvíssmál (The Ballad of Alvís, The Lay of Alvís, All-Wise’s Sayings

2. Human poems

Part two is a collection of heroic lays about mortal heroes. These consist of three layers:

  • the story of Helgi Hundingsbani
  • the story of the Nibelungs
  • the story of Jörmunrekkr, king of the Goths

…respectively Scandinavian, German and Gothic in origin. As far as historicity can be ascertained, Attila, Jörmunrekkr and Brynhildr actually existed.

  1. Helgakviða Hundingsbana I or Völsungakviða (The First Lay of Helgi Hundingsbane, The First Lay of Helgi the Hunding-Slayer, The First Poem of Helgi Hundingsbani
  2. Helgakviða Hjörvarðssonar (The Lay of Helgi the Son of Hjörvard, The Lay of Helgi Hjörvardsson, The Poem of Helgi Hjörvardsson)
  3. Helgakviða Hundingsbana II or Völsungakviða in forna (The Second Lay of Helgi Hundingsbane, The Second Lay of Helgi the Hunding-Slayer, A Second Poem of Helgi Hundingsbani)

The Niflung Cycle

  1. Frá dauða Sinfjötla (Of Sinfjötli’s Death, Sinfjötli’s Death, The Death of Sinfjötli) (A short prose text)
  2. Grípisspá (Grípir’s Prophecy, The Prophecy of Grípir)
  3. Reginsmál (The Ballad of Regin, The Lay of Regin)
  4. Fáfnismál (The Ballad of Fáfnir, The Lay of Fáfnir)
  5. Sigrdrífumál (The Ballad of The Victory-Bringer, The Lay of Sigrdrífa)
  6. Brot af Sigurðarkviðu (Fragment of a Sigurd Lay, Fragment of a Poem about Sigurd)
  7. Guðrúnarkviða I (The First Lay of Gudrún)
  8. Sigurðarkviða hin skamma (The Short Lay of Sigurd, A Short Poem about Sigurd)
  9. Helreið Brynhildar (Brynhild’s Hell-Ride, Brynhild’s Ride to Hel, Brynhild’s Ride to Hell)
  10. Dráp Niflunga (The Slaying of The Niflungs, The Fall of the Niflungs, The Death of the Niflungs)
  11. Guðrúnarkviða II (The Second Lay of Gudrún or Guðrúnarkviða hin forna The Old Lay of Gudrún)
  12. Guðrúnarkviða III (The Third Lay of Gudrún)
  13. Oddrúnargrátr (The Lament of Oddrún, The Plaint of Oddrún, Oddrún’s Lament)
  14. Atlakviða (The Lay of Atli). The full manuscript title is Atlakviða hin grœnlenzka, that is, The Greenland Lay of Atli, but editors and translators generally omit the Greenland reference as a probable error from confusion with the following poem.
  15. Atlamál hin groenlenzku (The Greenland Ballad of Atli, The Greenlandish Lay of Atli, The Greenlandic Poem of Atli)

The Jörmunrekkr Lays

  1. Guðrúnarhvöt (Gudrún’s Inciting, Gudrún’s Lament, The Whetting of Gudrún.)
  2. Hamðismál (The Ballad of Hamdir, The Lay of Hamdir)
Heithrun, the she-goat who lives on the twigs of the tree Lærath (presumably Yggdrasil), and daily gives mead for the heroes in Valhall

Heithrun, the she-goat who lives on the twigs of the tree Lærath (presumably Yggdrasil), and daily gives mead for the heroes in Valhalla

Other ‘eddaic’ poems

Because ‘eddaic’ poems are so distinctive in style, it is easy to identify eddaic poems which occur in other collections and manuscripts. A selection of these is often included in editions of the ‘Poetic Edda’. Which ones depends on the editor. Those not in Codex Regius are sometimes called Eddica minora from their appearance in an edition with that title edited by Andreas Heusler and Wilhelm Ranisch in 1903.

For example, Andy Orchard’s edition includes the following non-Codex Regius poems:

  • Baldrs draumar (Baldr’s Dreams)
  • Gróttasöngr (The Mill’s Song, The Song of Grotti)
  • Rígsþula (The Song of Ríg, The Lay of Ríg, The List of Ríg)
  • Hyndluljóð (The Poem of Hyndla, The Lay of Hyndla, The Song of Hyndla)

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The Prose Edda by Snorri Sturluson (13th century)

Introduction

Most of our knowledge of Norse mythology comes from two sources, the ‘Prose Edda’ and the ‘Poetic Edda’, both compiled from older texts during the 12th century, in Iceland.

It is striking that nobody really knows what ‘edda’ means. Wikipedia explains the main theories of the meaning of ‘edda’. This uncertainty about the very name of the central sources of this culture epitomises the hundreds of other ambiguities and uncertainties one comes across in Norse mythology. There is so little material and what there is is often impenetrably obscure or confusingly ambiguous.

Snorri Sturluson

The ‘Prose Edda’ is traditionally associated with the real-life Icelandic scholar and chieftain, Snorri Sturluson (1179 to 1241). He is explicitly stated as having written the fourth section and is, by extension, often credited with the entire compilation so that it is sometimes referred to as ‘Snorri’s Edda’.

The prose Edda

The ‘Prose Edda’ is a textbook or training manual for trainee Icelandic poets. It sets out to explain the key tenets of Norse mythology; to tell the key legends and myths; then it patiently lists all the ways a poet should refer to all the key protagonists of the culture, not just the gods and heroes but the earth, the sea, the sky etc; it explains key poetic techniques such as kennings and heiti; and it concludes with a long section of practical criticism, showing the metre and diction of Norse poetry in practice.

All this in a surprisingly short space. The recent Penguin translation by Jesse Bycock (2005), including a handy introduction, family trees, a useful glossary and rather thin notes, runs to just 180 pages, with the core of the text, the Gylfaginning a mere 70 pages long.

Four parts

The ‘Prose Edda’ is made of four parts. The general assumption is these were once separate texts which were stitched together in the 1200s, hence Snorri’s credit as compiler.

1. The Prologue

A short pseudo-historical account of the origin of Norse gods as purely human beings. Strikingly this pictures them as migrants from Asia, specifically from the legendary city of Troy, who wander north and west into Europe and do heroic deeds. Long genealogies then connect these emigrants with the later royal houses of Denmark and Sweden. Scholarly opinion is that this is a pretty clumsy late addition designed to attach the myths and stories to the new and highly prestigious classical knowledge and stories which were only recently arriving in Iceland.

2. Gylfaginning

These 70 pages form the core of the book and the single most comprehensive source for our knowledge of the Norse gods. Like so much to do with Norse legend and literature it is odd. The word means “the tricking of Gylfi” (the 1879 translation calls it “the fooling of Gylfe”): King Gylfi travels to Asgard where he is introduced to three figures, the High, the Just-as-High and the Third (all avatars of Odin) who answer Gylfi’s questions about the origins of the world and the nature of things. This dialogue form turns out to be a quick and practical way to convey a lot of information. (Who is the highest of the gods? How did things begin? Where do people come from? What is the holy place of the gods?”). It’s notable that this prose account extensively quotes old poetry, including poems collected in the Poetic Edda, as if the poems are proof of the stories. Rather like a New Testament story will go “As it is said in…” and quote a text from the Old Testament, as if this textual reference is proof; here the text tells a legend about Thor or Odin and then says, “as is said in the ‘Lay of Grimnir’ or ‘The Sibyl’s Prophecy’, or whoever. Appendix 3 usefully lists the poems quoted in the text which are in the Poetic Edda.

And this explains why the Prose Edda has a ‘secondary’ feel about it; hence the Poetic Edda is sometimes referred to as the Elder Edda and the Prose Edda as the Younger Edda.

3. Skáldskaparmál

(Old Icelandic for “the language of poetry”) is a dialogue between kenning, heiti, , a god associated with the sea, and Bragi, the god of poetry, in two parts 1. Ægir naively asks about mythology allowing Bragi to tell him facts and stories about the gods. 2. Bragi explains the structure and purpose and diction of Norse poetry, explaining among other things the nature of kennings. These are poetic metaphors which always take the form of a noun and a possessive noun eg icicle of blood = sword, horse of the sea = ship, moon of the forehead = eye.

I have come across a rather wonderful online Lexicon of Kennings which continues the spirit of the Prose Edda in being practical and functional.

(It is notable that the 1879 translation just goes for it and divides Skáldskaparmál into two distinct sections, Brage’s Talk, which essentially continues the storytelling of Gylfaginning, and The Poetical Diction.)

4. Háttatal

Háttatal os Old Icelandic ‘list of verse-forms. This is the one part which was definitely composed by the Icelandic poet, politician and historian Snorri Sturluson. It uses Snorri’s own compositions to demonstrate the types of verse forms used in Old Norse poetry.

‘Háttatal is an ambitious, somewhat pedantic work, whose 102 stanzas demonstrate often small differences in poetic metre and obscure usages of poetic devices. Prose commentary offering technical explanations is interspersed among the verse of this long poem. The poem is a treasure for those with a knowledge of Old Icelandic and interested in the intricacies of Norse poetry. Because of the technical and obscure nature of Háttatal, it is not included in this nor in most translations.’

Quite ironic that the only section of this classic text which we know for a certainty to have been written by the famous Snorri, is routinely excluded from all translations. I can’t find an English translation of it online. There is a beautifully thorough scholarly edition of Háttatal in Icelandic from the Viking Society.

Title page of an 18th century manuscript of the Prose Edda, showing Odin, Heimdallr, Sleipnir and other figures from Norse mythology (Wikimedia Commons)

Title page of an 18th century manuscript of the Prose Edda, showing Odin, Heimdallr, Sleipnir and other figures from Norse mythology (Wikimedia Commons)


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Myths of the Norsemen by Roger Lancelyn Green (1960)

Introduction

First of all, what a fabulous name! Where does the Lancelyn come from? His name is redolent of all the Puffin paperbacks, about Troy and King Arthur especially, which I read as a child, curled up in a snug corner and transported to faraway lands.

Roger Lancelyn Green (1918-87) was an Oxford scholar, a younger member of the Inklings group of Oxford English scholars which included J.R.R. Tolkien and C.S. Lewis. He is well-known for his series of books for children telling the legends of Robin Hood and King Arthur and the myths of ancient Greece and Rome and Egypt and, as here, of the Norsemen.

To an extent I wouldn’t have appreciated as a child, he uses the same limited, fragmented, scholarly sources as everyone else (in the preface he credits the Prose Edda, the Poetic Edda and the Volsunga Saga) and cheerfully admits the challenge of making one coherent narrative from them:

Norse mythology is the very antithesis of Greek from the reteller’s point of view. The wealth of literature and legend available for studying the gods of Olympus is positively embarrassing, and the problem there is one of selection. The gods of Asgard, on the other hand, remain strangely aloof: the difficulty here is to find enough about them. And when the scanty material is collected, it is still harder to fit together the incomplete jigsaw-puzzle which is all that remains to us. (Author’s Note)

He does a great job, a really great job, of splicing all the scattered material into one coherent and thrilling narrative. One can take a diachronic or a synchronic approach to myths i.e. narrate the Creation story and how the pantheon grew from its primal origins; or accept the mythic landscape and tell the stories which occur within it. RLG combines the two: swiftly retelling the Norse creation myth before moving on to tell the main stories, but skilfully weaving in asides about the origins or relevant features of the supernatural protagonists of each adventure to fill out their personalities and divine attributes. Thus:

Chapter 1. Yggdrasill the World Tree

The creation story, Ymir the frost giant, Yggdrassil the Worldtree, Audumhil the World Cow, Odin the AllFather, Asgard the abode of the gods, Gladsheim the gods’ palace, Valhalla Odin’s hall of heroes (the Einheriar) and the Valkyries, Midgard the earth of humans, Bifrost bridge from Asgard to Midgard.

Heimdall the bright roams through Midgard disguised as Rig the Walker, breeding the three human classes of thrall, craftsman and lord.

Chapter 2. Odin in search of Wisdom

Realising he needs wisdom and knowledge to prepare for the coming war with the giants, Odin roams the universe. He gives one eye to Mimir to be allowed to drink from the well of Wisdom at the root of the WorldTree. He hangs himself on Yggdrasil for nine days in order to understand death. Gullveig the beautiful giantess provokes war with the Vanir, the gods of the air, until peace is made with their leader, Niord, lord of Vanaheim, who settles in Asgard and fathers the fertility gods, Frey and Freya. Mimir and Honir, Odin’s brother, go to live among the Vanir as hostages. Mimir is beheaded. Odin keeps his living head by him to speak wisdom.

The long story of Kvasir the wise, murdered and his blood turned into kvas, the Mead of Inspiration, by dwarves, which is then stolen by the giant Suttung. Odin in disguise tricks the giant Baugi into helping him enter the dungeon where the Mead is guarded by the beautiful giantess Gunnlod whom Odin seduces, swallowing all the Mead and turning into an eagle to fly with it back to Asgard.

Black and white illustration of dwarves killing Kvasir and draining his blood to make the Mead of Inspiration (Image: Franz Stassen, 1920. Public domain)

Dwarves killing Kvasir and draining his blood to make the Mead of Inspiration by Franz Stassen (1920)

Chapter 3. The apples of Iduna

The arrival at Asgard of the minstrel and harpist Bragi, son of Odin and Gunnlod who obviously became very familiar in the cave of Kvasi (see above). Accompanied by beautiful Iduna who keeps the gods supplied with the golden apples of eternal youth. Wandering through the world Odin and Honir encounter Loki, part giant and all trickster. Carried off by the Storm Giant Thiassi Loki promises to deliver him Iduna, who he leads into a wood where Thiassi, as an eagle captures her and carries off to his castle in Thrymheim, Kingdom of the Winds. Loki promises the Aesir to rescue her and flies to Thiassi’s castle as a falcon and carries Iduna back in the shape of a nut. Thiassi as an eagle, chasing, is burned by the fire at the threshold of Asgard. His daughter Skadi demands vengeance and is married to an Aesir she chooses by his feet from behind a curtain. It is Niord of the Vanir, and of their union are born Frey, Lord of peace and fruitfulness, and Freya, Lady of Love and Beauty.

Painting of “Idun and the Apples” by James Doyle Penrose (1890. Public domain)

Idun and the Apples by James Doyle Penrose (1890)

Chapter 4. Loki and the Giants

From the start Loki’s ambiguous status in Asgard, Odin has made blood brothers with him but Loki is quite prepared to betray the Aesir if it suits him. Along with Odin and Honir he helps the peasant save his son Rogner from the giant Skrymsir who has vowed to eat him, by hiding him in an ear of corn, a swan’s feathers, a flatfish roe.

A man appears who promises to build a wall which will keep out the Rime Giants and Hill Giants in three years. He demands Freya and the moon and the Sun. Loki advises they contract to give him Freya if he can do it in one year since that’s obviously impossible. The gods agree but the man proceeds to almost build it with help from his supernatural horse, Svadilfari. Loki transforms into a beautiful white mare and steals Svadilfari away. The man turns into a monstrous giant who threatens Asgard until Odin casts down the sheild Svarin which was hiding the sun which turns the giant to stone. Loki returns some months later with Svadilfari and a foal, the eight-legged superhorse Sleipnir who will become Odin’s magic steed.

Loki as a mare distracting the stallion Svadilfari (Image: Dorothy Hardy, 1909. Public domain)

Loki as a mare distracting the stallion Svadilfari by Dorothy Hardy (1909)

Chapter 5. Loki makes Mischief

Loki copulates with the giantess Angurboda three monsters: Odin sends Hela down to the underworld of Nifelheim, protected by the bloody dog Garm; and he flings the monster serpent Jormungand out into the sea where he grows until he stretched right round the world and bit his own tail; the giant wolf Fenris grows larger, the gods try to bind him in two chains which break; then Frey commissions a magic chain from the Black Dwarfs of Svartalfheim, Gleipnir and the gods trick Fenris into trying it on, but only if one of them places his hand in the wolf’s mouth. The war god Tyr does so, Fenris is bound until Ragnarok, and Tyr loses his hand.

Secretly angered, Loki cuts off the hair of beautiful Sif, wife to Thor, who goes berserk. As recompense Loki commissions Dvalin, chief of the Black Dwarfs, to make the spear Gungnir for Odin, the ship Skidbladnir for Frey, and new golden hair for Sif. But rivalry breaks out among the dwarfs and Loki bets his head that another dwarf, Sindri can’t do better. Sindri proceeds to make Gullinbursti, a golden boar, for Frey, Draupnir the magic ring to Odin, and Mjolnir the hammer to Thor. a) Loki, as a gadfly, distracts Brok while he’s pumping the bellows, so Mjolnir’s handle is a trifle short; b) the gods deem Sindri’s gifts best and prepare for Loki to be beheaded until Loki says Brok can have his head – but not his neck! Angered, the dwarf sows Loki’s lips shut.

'Loki loses his bet' by Lorenz Frølich (1885. Public domain)

Loki loses his bet by Lorenz Frølich (1885)

Chapter 6. Freya the Bride

Freya is happily married to Odur and lives in Folkvanger. She goes walking in Midgard and sees the Brisingamen, the Brising necklace, being forged by Black Dwarfs. She is bewitched; they will only give it if she spends one night with each four of them; and she does. Shamefully she returns to Asgard and hides the necklace. but Loki steals it form around her neck and shows it to Odur who wanders off distraught. Freya goes searching for him through Midgard dropping golden tears of sorrow.

Frey sits in Odin’s chair Hlidskjalf and sees a beautiful giantess, Gerda; he sends his companion Skirnir to woo her (which involves threatening her with the sword of sharpness). She says yes. Marriage feast in the wood Barri, where Freya reappears reconciled to Odur.

In the night someone steals Thor’s hammer. Loki flies to Thrymheim for it has been stolen by Thrym the Giant of Noise and buried 8 miles deep in the earth unless he can marry Freya. Thor is dressed as a woman and accompanied by Loki goes to Thrymheim where he plays the part until the hammer is brought out whereupon he kills Thrym, his sister and all their kin.

Frey riding the golden boar Gullinbursti, Freya driving her chariot pulled by cats (Image: Donn Crane. Public domain)

Frey riding the golden boar Gullinbursti, Freya driving her chariot pulled by cats by Donn Crane

Chapter 7. Thor’s visit to Utgard

The giants sue for peace and invite Thor to Utgard, in the heart of Jotunheim, to stay with Utgardhaloki. En route they sleep in a vast hall which turns out to be Skrymir’s gloves. As he sleeps Thor three times tries to kill him with Mjolnar, each time the giant complains it tickles. Arriving at the giant’s castle they are challenged to an eating contest, a running contest, then Thor is invited to drink from a horn, to lift a cat off the ground then wrestle with an old lady. As the gods leave Utgardhaloki reveals he was Skrymir and Thor’s three hammer blows knocked valleys in a mountain range. The foot race was against Thought. The eating contest was against Fire. The other end of the drinking horn was in the Ocean and Thor drank a lot of it, creating the first tides. The cat he lifted off the floor was the world snake Jormungand, and the old lady was Age.

The Giant Skrymir and Thor (Image: Louis Huard/Wikimedia Commons)

The Giant Skrymir and Thor by Louis Huard

Chapter 8. Odin goes wandering

The tale of the brothers Agnar and Gerrad, how they stay with Odin and Frigga pretending to be kindly humans; how they sail back to their kingdom but Gerrad pushes Agnar and his boat out to sea, inherits the kingdom, but Agnar returns to be a poor servant in his brother’s court; and how upon visiting Odin in disguise is ill-treated and tied between two fires for 8 days, until he sings a song about the creation of the heavens and Gerrad in his hurry to release him trips over his own sword and impales himself.

Odin wins a knowledge competition with the giant Valfthrudnir.

Odin challenges the giant Rungnir to a horserace between Sleipnir and Golden Mane. Odin wins and invited Rungnir into Asgard where he gets drunk and insults everyone. Thor challenges him to a fight at Giottunagard. Rungnir’s hone smashes into Thor’s hammer in midair. The hone is shattered scattering all the flint we find in the earth. Mjolnir kills the giant, but a) a fragment of flint enters Thor’s head b) the giant’s leg pins Thor to the ground until his three year old son comes to free him. The sorceress Groa recites spells to loosen the fragment and Thor tells her how much the gods love her husband Aurvandill.

Odin tied between fires in King Gerrad's castle (Image: Emil Doepler. Public domain)

Odin tied between fires in King Gerrad’s castle by Emil Doepler

Chapter 9. Geirrodur the Troll King

Loki is trapped by Geirrodur into inviting Thor to his palace without his armour or hammer. En route Thor is entertained by the friendly giantess Grid who gives him a girdle of power and a magic staff. When he sits in a chair in Geirrodur’s castle it rises to crush him against the ceiling but he uses the magic staff and Geirrodur’s two daughters beneath the chair break their backs. As Thor approaches the giant he suddenly seizes a rod of white hot metal from the fire and throws it at Thor who catches it and throws it straight back; it passes through a stone column, through Geirrodur’s body, through the castle wall and outside into the earth. Thor leaves the crippled family and returns to Asgard.

The adventures of Thorkill the traveller who comes to Geirrodur’s kingdom some time later, surviving various hazards and witnessing the carnage of Thor’s visit.

Chapter 10. The Curse of Andvari’s Ring

Wandering through Midgard with Odin and Honir, Loki sees an otter eating a salmon and kills both with one stone. They arrive at the castle of Hreidmarr who recognises his dead son Otr and calls his brothers Fafnir and Reginn. They keep Odin and Honir hostage while Loki gets a net off Ran the goddess of shipwrecks and captures the dwarf Andvari in the shape of a pike. Andvari hands over all his gold but curses the ring. Loki returns and stuffs and covers the dead otter with gold. The cursed ring is the last piece, covering the last hair. The gods depart but Hreidmarr’s sons kill him over the gold hoard and then Fafnir takes it off to Gnita Heath and turns into a dragon. Reginn goes to find employment as a smith with Hialprek, King of the Danes.

Here arrives the wife of the dead King Sigmund, once blessed by Odin, as a boy the only one able to pull the magic sword placed by Odin in the tree in his father King Volsung’s hall, but when his fate decreed, met by Odin in battle and his sword shattered. Reginn raises Sigmund’s son Sigurd filling him with tales of glory and especially about the gold hoard on Gnita Heath. The young hero asks Reginn to make a sword: twice he makes inferior ones which Sigurd smashes against the anvil; for the third one he asks Queen Hjordis for the fragments of Sigmund’s sword and forges the sword of power, Gram. On the advice of a strange old man with a broad brimmed hat and one eye, Sigurd builds trenches where Fafnir comes to drink. Lying in wait he thrusts up into the dragon’s body: there is a death colloquy. Reginn asks Sigurd to burn the dragon’s heart and as he cooks it Sigurd touches it, burns his finger and sucks it, tasting the dragon’s blood. Instantly he understand the conversation of the birds who are warning that Reginn plans to kill him. Without hesitation Sigurd decapitates Reginn.

He hears the birds singing of a maiden in Hindfell, surrounded by fire. He rides his horse through the fire and wakes the maiden from her sleep. It is Brynhild, a Valkyrie who disobeyed Odin and was pricked by a sleeping thorn. She serves him mead. They plight their troths. She encourages him to deeds of prowess so he rides out of the flames to the court of King Guiki. Sigurd wins fame with Guiki’s sons Gunnar and Hogni but their mother witch Queen Grimhild magics his drink to that he forgets Brynhild and falls in love and marries Gudrun. Then one day Gunnar decides to go try his hand at the maiden who lives behind fire, but he can’t ride through, not even when Sigurd lends him his horse, Grani. Only when they exchange shapes, so that it is Sigurd in the shape of Gunnar riding Grani can he cross the flames. Now he wins the surprised Brynhild who marries Gunnar and comes to live at King Guiki’s.

One day at the river Gudrun reveals the deception to Brynhild. Gunnar never rode through the flames. Brynhild is distraught. She confronts Sigurd who knows the truth but has kept silent to honour his blood brotherhood to Gunnar. Distraught Brynhild tells Gunnar that Sigurd lay with her and Gunnar and Hogni commission their thick brother Gutthorn to murder Sigurd in his bed. Brynhild kills herself. they are both burned on a pyre.

The widowed Gudrun is married by King Guiki to King Atli (Attila the Hun). He invited the brothers Gunnar and Hogni but captures and tortures them to reveal the location of Fafnir’s hoard. Atli cuts out Hogni’s heart. He binds Gunnar and throws him into a pit of snakes. Gudrun sends her brother a harp which he plays with his toes to charm the snakes, all except one which bites and kills him. In revenge Gudrun conspires with a thrall to murder Atli in his bed then burn down his stronghold, killing everyone in it. She throws herself into the sea and the curse of Andvari’s ring is finally quenched. (Source: The Volsunga Saga)

Sigurd/Siegfried killing the dragon Fafnir (Arthur Rackham/Wikimedia Commons)

Sigurd/Siegfried killing the dragon Fafnir by Arthur Rackham

Chapter 11. Ægir’s brewing kettle

Ægir is the Ocean Giant, husband of Ran whose net Loki used to catch Andvari. Ægir holds feasts on an island in the Kattigut for the souls of drowned sailors, waited on by his nine Wave-Daughters. He invites the Æsir to a feast but only if they can provide a kettle big enough. Tyr says his grandfather the giant Hymir has such a kettle so he and Thor journey to Hymir’s castle. Hymir invites them fishing, and while Hymir catches two whales Thor hooks the serpent of Midgard, Jormungand, until Hymir cuts the line at which Thor smacks him in the head. Back on dry land they feast on the whales. Then Thor must win the kettle by shattering a beaker. His mother tells him the secret; it can only break against Hymir’s thick skull. Having broken the beaker Thor picks up the mighty kettle and wears it like a helmet.

Back at the river Elivagar which divides Midgard from Jotunheim Thor has a long flyting with the one-eyed ferryman. It is, of course, Odin ho ho ho. (Sources: Hymiskviða, the Gylfaginning of the Prose Edda)

Chapter 12. The Death of Baldur

In Breidablik on the island of Ida dwelt Baldur the beautiful and his fair wife, Nanna, and his blind, gloomy brother Hodur. He foretells his death. Odin rides on Sleipnir to the river Gioll, the border of Nifelheim with Hel where the dead who don’t die in battle go. The skeleton maid Modgul guarding the bridge lets Odin pass to ride through the Iron Wood to confront the hellhound Garm and turn aside to raise the dead prophetess Volva to predict Baldur’s death.

Arriving back at Asgard Odin finds Frigga has made everything in the universe promise not to harm Baldur; the gods are amusing themselves throwing spears and arrows and axes at the indestructible Baldur. But Loki changes into an old crone and questions Frigga who concedes she didn’t extract the promise from one thing, the mistletoe which grows on an oak east of Asgard. Loki fetches the mistletoe, sharpens and stiffens it using magic and then guides blind Hodur’s hand to kill his beloved brother.

Baldur is set on his longboat Ringhorn and as she bends to kiss him Nanna falls dead. Only a giant can push the flaming boat out to sea and a great cry goes up from heaven and earth (the same cry as greeted the death of Osiris and the agony of Christ).

Hermodur the messenger of the gods rides down to Helheim, past Modgul and Garm to confront Hela and ask for Baldur back. Only if every living thing weeps for him says Hela so Hermodur returns to incite the whole universe to weep over Baldur and it does except for Thokk the wicked giantess. And so Baldur remains in Helheim and Odin knows Thokk is none other than Loki.

The Death of Baldur by Christoffer Wilhelm Eckersberg (1816. Public domain)

The Death of Baldur by Christoffer Wilhelm Eckersberg (1816)

Chapter 13. Vali the Avenger

Odin tasks Hermodur with riding Sleipnir to the far north to bind Rossthiof the wizard in his castle of green ice and force him to foresee who the avenger will be. Rossthiof says Odin must woo Rinda.

So Odin travels across Midgard to the kingdom of King Billing; he gains control of the king’s armies and leads them to victory, but Rinda rejects him. He returns disguised as Rosstheow the goldsmith and offers Rinda a priceless bracelet and rings, but she rejects him. A third time Odin appears as an ardent young lover and Rinda asks him to come to her bower secretly but her dog barks and wakes the whole palace who come running. Odin touches her and makes Rinda mad. Days later he reappears as the crone Vecha and promises King Billing to cure his daughter if left with her for a day and a night. This is what it takes to woo and impregnate her. Some time later a little boy with a bow and arrow walks up Bifrost Bridge to confront Heimdall the watchman. It is Vali. He grows in size even as the gods watch, takes his bow and arrow to the woods where blind Hodur is walking and despite his magic shield and spear shoots him dead. Vali rejoices. Hodur’s spirit goes down into Hel to meet his dead brother Baldur. (Source: book III of the Gesta Danorum of Saxo Grammaticus)

Chapter 14. The Punishment of Loki

Loki goes and hides at the Frananger falls. Odin sees him from his chair Hlidskjalf. The gods find a hlaf-finished net and finish it and trawl the river for Loki in the shape of a salmon. As he leaps out of the water Odin clasps him tight which is why salmon’s tails are so slender to this day. They bind him with magic sinews to three enormous rocks in a cave under Midgard and suspend over him a venomous snake which drops agonising poison onto him.

The punishment of Loki (Image: Louis Huard / Wikimedia Commons)

The punishment of Loki by Louis Huard

Chapter 15. Ragnarok

Odin visits the prophetess Haid who foretells Ragnarok. The Fimbal Winter will come covering the earth for 3 years. Depravity and greed will ruin man. The Wolf Skull will swallow the moon and the sun. Fenris Wolf breaks free. Jormungand swims ashore flooding Midgard. The ship Naglfar made of dead men’s fingernails approaches. The sky splits open and the Surtur leads the sons of Muspel over Bifrost bridge which breaks beneath them. Loki is set free and comes with Hymir leading the frost Giants and the hellhound Garm. Surtur kills Frey who gave his sword to Skirnir to win the giantess. Garm and Tyr kill each other. Thor kills Jormungand but staggers 9 paces away and dies from its venom. Loki and Heimdall fight to the death. Odin is swallowed by Fenris who is killed by Odin’s son Vidar. Triumphant Surtur spreads fire over the entire universe which is consumed in flames.

And yet a new world will arise from the flames, pure and clean and beautiful and new gods will govern it wisely and a new race of men will be born, fair and good.

The sagas of Midgard, whether the heroes be Gunnar or Grettir, or Sigurd himself, all end in tragedy – in the picture of the brave man struggling in vain against the powers of fate – ‘And how can man die better than facing fearful odds?’ –This was the Norseman’s view of life – and the deeds and fate of the heroes of saga must have been but the earthly counterpart of the deeds of the Gods of Asgard in their struggle against the Giant forces of Nature so apparent to the men of the North, and of the doom, the Ragnarok, which was to overtake them.


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