An Autobiographical Study by Sigmund Freud (1925)

This essay was one of 27 commissioned for a series called ‘Contemporary Medicine in Self-Portrayals’ i.e. less a strict autobiography than a ‘my life and my contribution to science’.

It comprises a sketchy historical review of the events leading up to Freud’s ‘discovery’ of psychoanalysis, then an exposition of psychoanalysis’s central tenets, an explanation of the technique, and a sketch of its applications to other spheres of human knowledge.

Early life

Sigmund Freud was born on 6 May 1856 in Freiberg in Moravia, in the modern Czech Republic, the youngest of 9 children of the bankrupt wool-trader Jacob Freud (also mention in The Interpretation of Dreams, page 284).

Moves to Vienna aged 4. Consistently top of his class at the Gymnasium (junior school).

His father, Jacob, though poor, said, ‘Follow whatever career you wish, son’. He didn’t specially want to become a doctor:

I was moved rather by a sort of curiosity which was directed more towards human concerns than towards natural objects.

At higher school he was caught up in the intellectual excitement generated by the theories of Darwin and, after listening to an inspiring essay on Nature by Goethe, he decides to study medicine (as recounted in The Interpretation of Dreams, page 572).

1873: Starts attending University of Vienna. Encounters antisemitism for the first time. Unsure what to specialise in until he attends classes by Ernst Brucke, Professor of Physiology, who becomes his hero.

1876 to 1882: Researches physiology of the nervous system of fish and eels. Takes a long time to win his Degree as Doctor of Medicine, in 1881.

1882: Brucke tells him, ‘You are poor. There’s no money in pure research; best to take up the actual practice of medicine.’ So Sigmund enters the Vienna General Hospital but continues with his theoretical interests, now concentrating on disorders of the human nervous system.

From the anatomy of the brain – still very theoretical, i.e. no cash – Freud moved on to study nervous diseases. Almost nothing was known about nervous diseases in the 1880s, there were no specialists and few texts in Vienna. Far away in Paris shone the beacon of Jean-Martin Charcot, a leading light in treating mental illness.

1885: Appointed Lecturer on Neuropathology due to his research. Soon afterwards awarded a bursary and set off to Paris to study under Charcot. Here Charcot had proved that hysteria existed as a definite distinct diagnosis. Contrary to received opinion it could be found in men as well as women. It resulted in physical symptoms. It could be brought on by hypnotic suggestion. But as to the psychological origins of hysteria – nothing.

1886: On the way back from his winter stay in Paris he stopped at Berlin to study the disorders of childhood. Via the prestigious Kassowitz Institute for Children Freud published a string of learned studies of cerebral palsy.

1883 to 1884: Freud experiments with the new drug cocaine as a possible anaesthetic, but others do the definitive work.

1886: Freud marries Martha Binnays, fiancée for 4 long frustrating years due to his lack of money or prospects Now, aged 30, with no real achievements to his name, Freud really needs money to set up the kind of bourgeois household he wants.

1886: When Freud lectures in Vienna on Charcot’s discoveries he is largely ridiculed and excluded from research laboratories. So he sets up as a private consultant on nervous diseases. How does he treat people? With electrotherapy (which he soon drops) and with the hypnotism he had witnessed in Paris.

1889: Freud visits Nancy to watch the great Hippolyte Bernheim perform hypnosis. It was Bernheim who developed the notion of suggestibility under hypnosis. Freud had translated Bernheim’s On Suggestion and its Applications to Therapy in 1888. He took along some of his private patients. Pondering hypnosis hints that there are forces operating on the mind of which we are normally unconscious. But in practice it rarely cures real neurotics.

1880 to 1882: While all this went on Freud befriended Josef Breuer, a physician 14 years his elder. Breuer tells him about his treatment of Anna O. This clever young woman is afflicted with a colourful array of neurotic symptoms. Breuer discovered that if he hypnotised her, she was capable of explaining the origins of the symptoms in real-life events of which she was unaware in waking life. Not only that, but once she explained the cause, the symptom disappeared! Clearly neurotic symptoms have meaning; they are related to real life events, so they are memories but they are buried somewhere inaccessible to waking consciousness. Freud replicates Breuer’s results with many of his private patients.

1895: Freud publishes Studies On Hysteria, a list of case studies with some theory of the ‘cathartic’ method of cure i.e. hysteria is caused by suppressed memories but if these memories can be brought into the conscious minds, the symptom disappears. Breuer is happy to leave his findings at that.

1895 to 1900: The Heroic Period. Freud sets out on a voyage of discovery building on the insights gained so far. Above all he begins to suspect a sexual factor in the aetiology of hysteria. He moves on to confirm a similar sexual motive lying beneath neuraesthenics. He realises that much of the success of hypnotism is due to the patient’s trust in the hypnotist. After a while he realises that he can get comparable results in his patients (i.e. the release of a flood of memories) by just asking. Slowly he evolves the technique of free association.

1896: Freud’s father dies and he begins a pitiless self-analysis reviewing his whole life, his aims and achievements to date. He comes to realise the importance of little-suspected motives, of early fears and anxieties in his adult life, choices and behaviour. At the same time he is examining his patients for similar origins to their obsessions and symptoms.

All the thoughts of this turbulent period are recorded in his epic correspondence with Wilhelm Fliess, an ear-nose and throat specialist based 500 miles away in Berlin. Nowadays dismissed as a crank, Fliess nonetheless provided an invaluable sounding board for Freud’s wacky speculations at a time when respectable opinion in Vienna increasingly shunned him.

Psychoanalysis

1899: publishes The Interpretation of Dreams which contains all Freud’s major discoveries, either explicitly or in embryo:

  • Neurotic symptoms are the return of repressed memories of desires or feelings too shameful for the patient to cope with, which is why they are repressed.
  • The amount of effort needed to recall them to conscious thought is a measure of resistance.
  • Free association helps the patient approach the dangerous memory.
  • But a quicker way to get there is through dream interpretation.
  • Dreams are the disguised fulfilment of a repressed wish.
  • Dreams use the language of the unconscious in which everything is eternally present, persons are interchangeable, logic is forgotten and the vilest desires are expressed.
  • Desires are distorted by the dream-work which consists of condensation, overdetermination, displacement – so that a dream has two layers, the manifest content (what we remember and tell upon waking) and the latent content (the distorted wish).
  • Dream interpretation is the royal road to the Unconscious.

An instinctive wish wells up in us. The ego forbids it entrance to consciousness. It is repressed but it must have expression. So it re-emerges, disguised, in dreams and in neurotic symptoms. Therefore, mental illness is a message from the unconscious; when the painful message is deciphered by the common work of analysis, the wish is discharged with an ‘affective release’ i.e. emotion; the patient bursts into tears etc.

Following on the Release of Tension there is the Act of Judgement or Sublimation. You consciously come to terms with this shameful part of your personality; or, less consciously, you sublimate its energy into a new understanding of your life, your motives, your agenda, into higher goals.

The essence of the Psychoanalytical Revolution is this: Everything mental is in the first instance unconscious; the further property of consciousness may be present or it may be absent. Consciousness, this precious mind, is, then, almost irrelevant to the truth about us and to how we actually behave as human animals.

This is a departure from all previous theories of the mind which, reasonably enough, had concentrated on asking how Reason and Intellect work, what is the role of language in thought etc etc? Two thousand years of philosophers worrying away at the nature of the links between sensations and concepts and the words we express them in.

Freud says this is irrelevant. Consciousness is a puny, secondary, almost irrelevant secretion – a rationalisation, a justification – of decisions and wishes and desires and strategies which are fully worked out in a part of the mind which can by its nature never be accessible to us. We can only guess at its activities by inference, from the misshapen tip of the iceberg which is all we can see.

The sexuality of children

1905: Three Essays on Sexuality. The other major component of the theory is the sexuality of children. Through analysis, through dreams and free association, most of his patients traced their problems back to infantile sexual experiences. Though not sexual in the standard meaning (erection, ejaculation etc) Freud found that children are excited and gain pleasure – gratification – of the sexual instinct, through different parts of their bodies as they grow. He called these the erotogenic zones.

He hypothesised a developmental model:

  • Years 0 to 1: pleasure through the mouth, sucking on the breast, the oral phase
  • Years 1 to 3: pleasure in acquiring control over peeing and defecating, the anal-sadistic phase
  • Years 3 to 5: pleasure in playing with the little penis or clitoris, the phallic stage

At this point the sexual drives are clearly in approximately the right place for the purposes of reproduction to which they will be called at the onset of puberty.

The actual pleasure is derived from the operation of a whole number of instincts which steadily sort themselves out into their component parts as the child grows, often resulting in pairs of opposites: masochistic and sadistic urges; the urge to show and to look.

Small children’s play amounts to continuous experimentation with a steadily growing range of instinctual drives and satisfactions, applied to the child’s steadily growing awareness, first of parts of its body, then of their functions, then of the body’s relationship to the outside world, and finally to other people, to its siblings and parents.

The sexual impulse overall is called the libido. The libido does not develop smoothly.

As a result either of the excessive strength of certain of the components or of experiences involving premature satisfaction, fixations of the libido may occur at various points in its development. If subsequently a repression takes place, the libido flows back to these points (a process described as regression) and it is from them that the [frustrated] energy bursts through in the form of a symptom.

The Three Essays set out to schematise all human sexual experience.

‘Normal’ heterosexual genital intercourse undertaken for the procreation of children – the only form of sex allowed by the Catholic Church – is a product of the most strenuous repression of other desires, and the pinnacle, the furthest highest peak, of sexual development. In reality the overwhelming majority of the population are unable to adhere to this incredibly restricted target and indulge in various forms of ‘perversion’ (in the Catholic sense).

The Three Essays turn 2,000 years of theories about sex and our relationship with our bodies on their heads. In Freud’s model the gratification of physical instincts is the bedrock of human existence; in his view, children, far from being sexless innocents, from the earliest age are indulging these desires, and none of us ever really gives them up; they are merely repressed. They can be repressed in numerous ways, if badly resulting in us becoming twisted or neurotic; or they can be sublimated into ‘higher’ activities acceptable to society.

The structures of society, the institutions of civilised life which we like to pride ourselves on – its laws and morality and religion and philosophy and art – are constructed in order to hide our true animal nature from ourselves.

Back to the theory of development. The developing instincts must have an object: to begin with it is the infant’s own body, in a state of permanent auto-erotism (thus the small infant is said to be polymorphously perverse simply meaning that it finds pleasure in every aspect of physicality).

Later, the infant develops an awareness of the breast it is suckling from and develops an image of the Good Mother (who suckles it) and the Bad Mother (who goes away).

Later still the child becomes aware of the complementary roles played by its mother and father, and the boy-child wants to take his father’s place and take possession of his mother. This is the Oedipus Complex, which Freud placed slap-bang at the centre of his theory of childhood development, of the aetiology of the neuroses, of the origins of culture and society, and of the way existing societies are run.

All a child’s puzzles about its little winkle, about where it came from, everything becomes centred on this grand obsession: 1) terror of the all-powerful Father, and the reverse side of terror, aggression, the wish to kill him; and 2) love of the mother who suckled us and is affectionate.

Like Oedipus we wish to kill our father and sleep with our mother. These are the only people in the child’s life; onto them he projects models of all the possible relations human beings can have. No surprise, then, that in later life so many of our attitudes to authority figures, love objects, other citizens, work-mates etc will be found to derive from the primitive stratum of emotional webs which are centred on the Oedipal Complex.

Once the child has overcome these feelings, he lapses into years of amnesia, the latency period from 5 to the onset of puberty at 11, 12, 13. The storm and stress of infancy are largely forgotten while the child’s faculties are concentrated outwards onto social activity, on learning from parents, teachers and other authorities, what rules to obey, how to read and write and judge, how to handle your peers: the vital work of acculturation, of learning the ancestral wisdom which separates us from the simple beasts who repeat in each generation their timeless instinctive activity.

The latency period seems to be a phenomenon of advanced societies. During this period the child develops reaction-formations (equal and opposite reactions against the sexually intense years), meaning emotions such as disgust and shame.

These, for Freud are the origins of morality. You are indoctrinated into thinking that the acts of defecating, peeing, playing with your parts are ‘dirty’. You react with shame. Encouraged by your parents, your teachers and everything you read, you develop an idea that sex is ‘wrong’, ‘dirty’.

A strong body of tradition originating from the highest possible authority (God) goes to confirm all these feelings and to encourage you to sublimate them into socially-acceptable forms. Thus religious believers themselves display many interesting examples of perversions, neuroses and various types of abnormal behaviour under the protection of piety.

The child introjects all of these injunctions from their parents and other authority figures, and constructs an ego-ideal, a model way to live and behave and think. They hero-worship idealised figures, from Jesus to Hollywood stars to the latest soccer players.

You want to live up to their standard, to impress them with selflessness and devotion to an ideal. You lay down in your mind a superego or conscience, the internalised laws of your culture which now supersede the rules of the parents (who are, in any case, beginning to seem all-too-human and fallible).

Puberty

The onset of puberty with its rush of hormones and the development of primary and secondary sexual differentiation is a traditional time of turmoil in all societies and a time when the young have to be forcibly, sometimes painfully, initiated into full adult membership of society.

In more advanced cultures this means the early sexual patterns are revived but come into fierce conflict with the reaction-formations of disgust and shame and the powerful strictures of the introjected superego.

But the ideal, mature grown-up is as much of a myth as the ideal, model, married heterosexual. Freud’s theory helps to explain what a chaos of complexes and obsessions and instincts and desires and repressions and terrors and self-punishment we have to pass through to emerge as anything like the responsible grown-ups which society requires.

I hope it will be easy to gather the nature of my extension of the concept of sexuality. In the first place sexuality is divorced from its too close connection with the genitals and is regarded as a more comprehensive bodily function, having pleasure as its goal and only secondarily coming to serve the purposes of reproduction. In the second place the sexual impulses are regarded as including all those merely affectionate and friendly impulses to which usage applies the exceedingly ambiguous word ‘love’.

The detaching of sexuality from the genitals has the advantage of allowing us to bring the sexual activities of children and of perverts into the same scope as those of normal adults. The sexual activities of children have hitherto been entirely neglected and though those of perverts have been recognised it has been with moral indignation and without understanding. From the psychoanalytic standpoint, even the most eccentric and repellent perversions are explicable as manifestations of component instincts of sexuality which have freed themselves from the primacy of the genitals and are now in pursuit of pleasure on their own account as they were in the very early days of the libido’s development. The most important of these perversions, homosexuality, scarcely deserves the name. It can be traced back to the constitutional bisexuality of all human beings and to the after-effects of the phallic primacy. Psychoanalysis enables us to point to some trace or other of a homosexual object-choice in everyone…. Psychoanalysis has no concern whatever with any judgements of value.

The second of my alleged extensions of the concept of sexuality finds its justification in the fact revealed by psychoanalytic investigation that all of these affectionate impulses were originally of a completely sexual nature but have become inhibited in their aim or sublimated. The manner in which the sexual instincts can thus be influenced and diverted enables them to be employed for cultural activities of every kind.

Psychoanalytic therapy

Freud then moves on to explain the technique of analysis. This is based on the concept of transference. The patient soon forgets the wish to be cured of unhappiness or troubling thoughts and symptoms. He begins to project onto the analyst his deepest feelings. These may be of love and affection for the great healer of souls – in which case the analyst can work with them to continue towards catharsis.

But transference may become entirely negative, the patient projecting aggression and defiance onto the analyst. This makes things difficult, sometimes impossible. The centrality and the limitation of transference explains why analysis works with some patients and not with others; and also why whole categories of patient are beyond its help, namely schizophrenics and paranoiacs, who are too detached from reality to form the realistic relationship with the analyst which transference requires in order to work.

The transference is made conscious to the patient by the analyst and it is resolved by convincing him that in his transference attitude he is re-experiencing emotional relationships which had their origin in his earliest object attachments during the repressed period of his childhood.

The history of the psychoanalytic movement

1900: Freud’s discoveries were either ignored or dismissed. Freud came to attribute this to the resistance of the wider world to the truth, resistance which is modelled on and derives from the original work of repression carried out during the latency period. It is denial from the wider world similar to the denial Freud encountered from individual patients who disbelieved his interpretations until they were finally persuaded and cured.

1902: Interested physicians begin to meet at Freud’s house.

1906: Interest in Freud stirs in Zurich, at the renowned Bergholzli Sanatorium run by Eugene Bleuler and his rising assistant Carl Gustav Jung.

1908: All interested parties, from Austria, Germany and Switzerland, meet at Salzburg for the first Psychoanalytic Congress.

1909: Freud and Jung are invited to America, to lecture at Clark University, Worcester, Massachussetts, at the invitation of President Stanley Hall. In the States Freud meets Harvard neurologist James J. Putnam and the ‘pragmatic’ philosopher William James. James in his classic text, The Varieties of Religious Experience (1902), had set out to draw a limit to the kind of scientific positivism espoused by Freud, and to reserve an exclusive area of experience open only to intuition: more or less religious experience.

1910: The Second Psychoanalytical Congress in Nurenberg sets up an the International Psychoanalytical Society and appoints Jung the first President.

1911 to 1913: Two secessionist movements. Alfred Adler leaves to set up Individual Psychology based on the ‘masculine protest’, the idea that neuroses are formed by the drive to overcome perceived organ inferiorities. (This is the origin of the inferiority complex). Jung leaves to set up Analytical Psychology, emptying Freud’s libido of its sexual content, rejecting the Oedipus Complex and importing ideas like a ‘racial unconscious’, ‘the oceanic feeling’, ‘archetypes of behaviour’ – in every instance abandoning the specific discoveries of Freud for vaguer, more mystical interpretations of personality.

1914 to 1918: The Great War brings psychoanalytic practice and publications to a halt.

1920: Psychoanalytical Congress at the Hague. The War helped spread psychoanalysis by bringing home the reality of the psychogenesis of mental illness to the general population. Previously sceptical doctors, put off Freud’s theories by their sexual aspects, were forced to take into account ‘the flight from reality’, ‘the flight into illness’, in the form of shell-shock which had afflicted so many combatants.

Freud says the history of psychoanalysis breaks into two periods: the Heroic Period 1895 to 1906 when he was substantially alone; and 1906 when the Swiss came on board to the time of writing (1925) when a body of analysts has grown in its own right and contributed many new ideas.

Narcissism

One major new addition was the theory of narcissism. Before the ego has identified external objects it takes itself as an object and an element of narcissism never really leaves us.

All through the subject’s life his ego remains the great reservoir of his libido, from which object-cathexes are sent out and into which the libido can stream back again from the objects. Thus narcissistic libido is constantly being transformed into object-libido, and vice-versa. An excellent instance of the length to which this transformation can go is afforded by the state of being in love, whether in a sexual or a sublimated manner, which goes so far [in self-love] as involving a sacrifice of the self.

In 1925, at the period of writing this pamphlet, Freud had entered a new phase. The new concept of narcissism had disrupted the simplicity of the old theory. Previously Freud had divided the instincts into sex-instincts and ego-instincts; into a conflict between sex – operating on the Pleasure Principle – and the ego – working on the Reality Principle. The conflict between these two opposed forces explained repression, neurosis etc.

But if the ego could also be the object of libido, which is what narcissism amounts to, then the two supposedly antagonistic forces are closer together than was previously thought.

Second theory

In 1922 to 1923 Freud wrote Beyond The Pleasure Principle, The Ego and The Id, and Group Psychology and the Analysis of the Ego. Between them these works tried to resolve these contradictions with two innovations:

First, a new topographic theory of the mind incorporated the unconscious drives and instincts into the new and bigger concept of the id; the id provides the energy for the ego, which grows out of it by a process of repression and having to come to grips with the external world i.e. the ego is formed by the clash between the inner Pleasure Principle of the human creature and the harsh unyielding world compressed into the Reality Principle; at a later stage, as we’ve seen above, the child develops the superego or conscience.

But Freud also posited a major new force, the Death Drive. He grouped together all the positive instincts of the earlier theory, all the drives towards satisfaction which seek unity and binding-together, the drives propelling us forwards through life, under the name Eros. In opposition to them, as the drive which seeks dissolution and a return to the inorganic, he posited the existence of a death drive or Thanatos.

The death drive wishes the organism to return to stasis, to achieve peace. The death drive is made up of components which include the wish to suicide – the death wish – a wish to return to the peaceful, unstrife-ridden world of the womb. That’s the death drive turned inwards, against the self. But it can also be directed outwards, sublimated and projected, in the form of aggression towards others.

Freud was well aware that these new developments were highly speculative but the impact of the Great War had shown everyone that as well as sexual or libidinal satisfactions a great deal of vicious violent barbarism made up a major part of the human animal. The death drive is Freud’s attempt to bring together all these anomalies under one roof.

These innovations proved fruitful for future developments in psychoanalysis. The new way of thinking of the ego as the zone of protection for the animal, the place where it learns to mediate between its wild lusts and the restrictions of outer reality, led to research which views many mental activities as essentially defensive.

These psychic mechanisms of defence which the human animal erects were to be investigated in detail by Freud’s daughter, Anna Freud. And the understanding of aggression, of the hate and rage which the tiny animal feels against its parents in the earliest years and which it later projects outwards onto society, these were to be investigated by Melanie Klein.

Social theory

Lastly Freud turns to psychoanalysis’s applications to other spheres of knowledge. Here he refers to the way psychoanalysis has taken off in France mainly in the arts. (As Roy Porter pointed out, in France many of Freud’s discoveries in the realm of the unconscious and developmental theory, already existed in the work of Charcot and Janet and Piaget, so he was not seen as such a ground-breaking pioneer.)

Literature and myth

In the final sections of this essay Freud outlines how he applies the insights of psychoanalysis to other areas. Central is the Oedipus Myth which has haunted all the ages because it is a perfect representation of a universal law of the human mind. Hence the mystique of Shakespeare’s play, Hamlet, which is a more refined application of the same insight. Hamlet is paralysed to revenge his father because Claudius (his father’s murderer) has already acted out Hamlet’s own deepest (repressed) fantasy: he has killed his father and is sleeping with his mother.

Freud’s loyal English disciple Ernest Jones wrote a full-length study of Oedipus and Hamlet. Otto Rank, Freud’s loyal secretary, wrote a compendious book on the Incest Theme in literature and went on to compile an encyclopedic analytical interpretation of The Myth of The Birth of The Hero.

Thus was born a whole new way of relating to, thinking about and interpreting literary and artistic creations, in terms of analysing out the hidden or repressed analytical material, an academic tradition which continues to the present day. Freud in various works devised theories and insights into art, literature and the imagination, which gave them a special privileged place in his theory:

The realm of imagination is a ‘reservation’ made during the painful transition from the pleasure principle to the reality principle in order to provide a substitute for instinctual satisfactions which had to be given up in real life. The artist, like the neurotic, had withdrawn from an unsatisfying reality into this world of imagination; but, unlike the neurotic, he knew how to find a way back from it and once more to get a firm foothold in reality. His creations, works of art, were the imaginary satisfactions of unconscious wishes, just as dreams are; and like them they were in the nature of compromises, since they too were forced to avoid any open conflict with the forces of repression. But they differed from the narcissistic asocial forces of dreaming in that they were calculated to arouse sympathetic interest in other people and were able to invoke and satisfy the same unconscious wishful impulses in them too.

Freud himself applies these insights in his books on Leonardo and on Michelangelo’s famous statue of Moses.

Freudian slips and jokes

He had also expanded the application of psychoanalysis into the psychopathology of everyday life, clearly showing the continuity of the wish-principle in everyday slips of the tongue and accidents which, also, turn out to be messages from the unconscious realm, the ‘return of the repressed’.

In addition there was his study of jokes in Jokes and their Relationship to the Unconscious (1905) which similarly points to the return of embarrassing repressed material in the socially acceptable form of comedy.

Religion

Then he had turned his attention to religion. In the short early essay, Obsessive Actions and Religious Practices (1907) Freud showed that obsessive actions amount to a private religion and that religion amounts to ‘a universal obsessive neurosis’.

In this work Freud then gives a useful summary of Totem and Taboo (1913) in which he had tried to show how the universal taboo on incest and the worship of taboo animals supposed to have fathered the tribe were reducible to primitive attempts to control the Oedipus Complex.

Bearing in mind that many of these tribes every year kill and eat the totem animal (which is otherwise feared and revered) in a special feast, Freud hypothesises:

The father of the primal horde, since he was an unlimited despot, had seized all the women for himself; his sons, being dangerous to him as rivals, had been killed or driven away. One day, however, the sons came together and united to overwhelm, kill and devour their father, who had been their enemy but also their ideal. After the deed they were unable to take over the father’s heritage since they stood in one another’s way.

Under the influence of failure and remorse the learned to come to an agreement among themselves; they banded themselves into a clan of brothers by the help of the ordinances of totemism, which aimed at preventing a repetition of such a deed [the Primal Parricide], and they jointly undertook to forgo the possession of the women on whose account they had killed their father.

They were then driven to finding strange women, and this was the origin of the exogamy which is so closely bound up with totemism. The totem meal was the festival commemorating the fearful deed from which sprang man’s sense of guilt (or ‘original sin’) and which was the beginning at once of social organisation, of religion and of ethical restrictions.

Now whether we suppose that such a possibility was a historical event or not, it brings the formation of religion within the circle of the father complex and bases it upon the ambivalence which dominates that complex.

After the totem animal had ceased to serve as a substitute for him, the primal father, at once feared and hated, revered and envied, became the prototype of God himself.

The son’s rebelliousness and his affection for his father struggled against each other through a constant succession of compromises, which sought on the one hand to atone for the act of parricide and on the other to consolidate the advantages it had brought.

This view of religion throws a particularly clear light upon the psychological basis of Christianity, in which, as we know, the ceremony of the totem meal still survives, with but little distortion, in the form of Communion.

Thus psychoanalysis is able to throw light on the origin of everyday slips, dreams, jokes and humour, morality, art, religious belief and practice, myths and folktales, and shows them all to be different ways of dealing with the same psychological material.

Psychoanalysis has also led to investigations and clarifications of symbolism, building on the symbolism of dreams to look at symbolism in art and religion.

In the field of education Freud singles out Oskar Pfister, author of pedagogical books (and his great interlocutor on religious issues) and, for the analysis of children and greater theorisation of childhood, Freud refers to Melanie Klein and his daughter Anna.

Postscript (1935)

Freud concludes that with the announcement of the topographical structure of the mind (id, ego and superego) and the division of instincts into classes (Eros and the death instinct) he has finished his theoretical contribution. Others are carrying on where he left off.

My interest, after making a lifelong detour through the natural sciences, medicine and psychotherapy, returned to the cultural problems which had fascinated me long before, when I was a youth scarcely old enough for thinking….

I perceived ever more clearly that the events of human history, the interactions between human nature, cultural development and the precipitates of primeval experiences (the most prominent example of which is religion) are no more than a reflection of the dynamic conflicts between the ego, id and the superego, which psychoanalysis studies in the individual – are the very same processes repeated on a wider stage.

Thoughts

Freud was a politician to his fingertips. In a letter to Fliess he described himself as a conquistador and he wasn’t exaggerating. The word indicates the grandiose scale of his ambition and his self-image.

Moses and Monotheism is on one level an attempt to rewrite Jewish history the better to place himself as its logical conclusion. Freud is the new Moses leading the Chosen People of the new science, psychoanalysis, into the Promised Land of scientific understanding and psychological health.

Most of the dreams in The Interpretation are analysed to reveal a mammoth ambition and self-confidence, clearly in part derived from the wish to overcome, to supersede his weakling father Jacob.

Everything he wrote was written with a political aim. The History of the Psychoanalytical Movement (1914) is a case in point, containing as it does a fierce polemic against the acolytes who had recently seceded from the Movement: Alfred Adler who went on to found ‘Individual Psychology’ and Jung who founded ‘Analytical Psychology’.

Seen in this light The Autobiographical Study is interesting because:

  1. it goes to great lengths to convey the strictly scientific nature of his research before psychoanalysis came along and to demonstrate the continuity of psychoanalysis with mainstream science
  2. it seeks to put the record straight on his relations with Janet. Pierre Janet, a disciple of Charcot’s, was the founder of modern psychology in France and the French (with typical chauvinism) claimed that Freud had come to France, purloined all their ideas, then dressed it up in heavy Germanic philosophical terms
  3. Freud reproves the entire profession of philosophy for not being capable of fitting his concepts into their intricate systems of words, which is why he had a lifelong indifference or dismissal of philosophy as irrelevant to his discoveries which he always, of course, were based on facts not mystifying word games

The Ordeal of Gilbert Pinfold: A Conversation Piece by Evelyn Waugh (1957)

‘Why does everyone except me find it so easy to be nice?’
(Mr Pinfold after an uncomfortable visit to his mother, in The Ordeal of Gilbert Pinfold)

As I’ve commented umpteen times while reviewing his oeuvre, Evelyn Waugh had a lifelong (fictional) interest in mental illness, with numerous of his characters going mad, having nervous breakdowns, becoming alcoholics, committing suicide or being locked up in asylums. The sequence came to a head in his 1957 novel, The Ordeal of Gilbert Pinfold, in which the protagonist undergoes a full-blown mental collapse and becomes subject to auditory hallucinations i.e. hearing voices, lots of voices, threatening with all kinds of violence and humiliation.

Terminology

‘Pinfold’ is a rare English word which means ‘a pound for stray animals, a fold, as for sheep or cattle, a place of confinement or restraint’ so for a while I thought it was an abstruse but apt word indicating the character’s confinement in his cabin and in his madness. But Selina Hastings’ biography of Waugh says it was the name of the Catholic family who originally owned Waugh’s country house at Stinchcombe in Gloucestershire.

Gilbert appears to be a reference to the popular Edwardian music hall song about a certain type of Edwardian dandy and ne’er-do-well (which, as it happens, is mentioned several times in the comic novels of Saki).

‘I’m Gilbert, the filbert,
The knut with the K,
The pride of Piccadilly,
The blasé roué.’

Waugh sub-titled Pinfold ‘a conversation piece’. This is the name of a specific genre of art. According the Tate website, a conversation piece is:

an informal group portrait popular in the eighteenth century, small in scale and showing people – often families, sometimes groups of friends – in domestic interior or garden settings. (Tate)

‘Small in scale’, well it is the shortest of Waugh’s novels. Most of them (apart from the bloated Brideshead Revisited) clock in around 240 pages in the Penguin editions. At 157 pages Pinfold is around 60% the usual length (which explains why the Penguin edition is bulked out with the post-war short story Tactical Exercise and novella Love Among The Ruins.)

Gilbert Pinfold

It’s a transparently autobiographical book, but with modifications. Gilbert Pinfold is a moderately successful novelist with 12 books to his name (like Waugh) turning 50 when the story begins. It’s interesting to read Waugh’s portrait of his character, presumably fairly self-portraying.

he had written a dozen books all of which were still bought and read. They were translated into most languages and in the United States of America enjoyed intermittent but lucrative seasons of favour. Foreign students often chose them as the subject for theses, but those who sought to detect cosmic significance in Mr. Pinfold’s work, to relate it to fashions in philosophy, social predicaments or psychological tensions, were baffled by his frank, curt replies to their questionnaires; their fellows in the English Literature School, who chose more egotistical writers, often found their theses more than half composed for them. Mr. Pinfold gave nothing away. Not that he was secretive or grudging by nature; he had nothing to give these students. He regarded his books as objects which he had made, things quite external to himself to be used and judged by others. He thought them well made, better than many reputed works of genius, but he was not vain of his accomplishment, still less of his reputation. He had no wish to obliterate anything he had written, but he would dearly have liked to revise it, envying painters, who are allowed to return to the same theme time and time again, clarifying and enriching until they have done all they can with it. A novelist is condemned to produce a succession of novelties, new names for characters, new incidents for his plots, new scenery; but, Mr. Pinfold maintained, most men harbour the germs of one or two books only; all else is professional trickery of which the most daemonic of the masters–Dickens and Balzac even–were flagrantly guilty.

Pinfold lives in Lychpole, a secluded village some hundred miles from London and some time is spent, in a leisurely civilised old fashioned way, describing the local gentry, most living in ‘reduced circumstances’ since the war and being: Colonel and Mrs. Bagnold, Mr. and Mrs. Graves, Mrs. and Miss Fawdle, Colonel and Miss Garbett, Lady Fawdle-Upton and Miss Clarissa Bagnold.

Pinfold’s Catholicism

Who knows whether this is how Waugh saw himself, but his portrait of Pinfold’s faith is shy and private.

The Pinfolds were Roman Catholic, Mrs. Pinfold by upbringing, Mr. Pinfold by a later development. He had been received into the Church–‘conversion’ suggests an event more sudden and emotional than his calm acceptance of the propositions of his faith–in early manhood, at the time when many Englishmen of humane education were falling into communism. Unlike them Mr. Pinfold remained steadfast. But he was reputed bigoted rather than pious. His trade by its nature is liable to the condemnation of the clergy as, at the best, frivolous; at the worst, corrupting. Moreover by the narrow standards of the age his habits of life were self-indulgent and his utterances lacked prudence. And at the very time when the leaders of his Church were exhorting their people to emerge from the catacombs into the forum, to make their influence felt in democratic politics and to regard worship as a corporate rather than a private act, Mr. Pinfold burrowed ever deeper into the rock.

Pinfold’s friends

But Mr. Pinfold was far from friendless and he set great store by his friends. They were the men and women who were growing old with him, whom in the 1920s and ’30s he had seen constantly; who in the diaspora of the ’40s and ’50s kept more tenuous touch with one another, the men at Bellamy’s Club, the women at the half-dozen poky, pretty houses of Westminster and Belgravia to which had descended the larger hospitality of a happier age.

Where Bellamy’s is the name of the fictional London gentleman’s club which features in many of Waugh’s fictions, not least the Sword of Honour trilogy which he was writing at the same time as Pinfold.

Grumpy old man

His strongest tastes were negative. He abhorred plastics, Picasso, sunbathing and jazz–everything in fact that had happened in his own lifetime. The tiny kindling of charity which came to him through his religion, sufficed only to temper his disgust and change it to boredom. There was a phrase in the ’30s: ‘It is later than you think’, which was designed to cause uneasiness. It was never later than Mr. Pinfold thought. At intervals during the day and night he would look at his watch and learn always with disappointment how little of his life was past, how much there was still ahead of him.

A protective shell

In an earlier review I wrote of the practical usefulness of adopting the persona of a grumpy old man. Playing a predictable and grumpily humorous role means you never actually have to be yourself, never have to reveal your true feelings. It is fascinating and moving to read Waugh’s own description of this:

As a boy, at the age of puberty when most of his school-fellows coarsened, he had been as fastidious as the Bruiser and in his early years of success diffidence had lent him charm. Prolonged prosperity had wrought the change. He had seen sensitive men make themselves a protective disguise against the rebuffs and injustices of manhood. Mr. Pinfold had suffered little in these ways; he had been tenderly reared and, as a writer, welcomed and over-rewarded early. It was his modesty which needed protection and for this purpose, but without design, he gradually assumed this character of burlesque. He was neither a scholar nor a regular soldier; the part for which he cast himself was a combination of eccentric don and testy colonel and he acted it strenuously, before his children at Lychpole and his cronies in London, until it came to dominate his whole outward personality. When he ceased to be alone, when he swung into his club or stumped up the nursery stairs, he left half of himself behind and the other half swelled to fill its place. He offered the world a front of pomposity mitigated by indiscretion, that was as hard, bright and antiquated as a cuirass…

As a little boy he had been acutely sensitive to ridicule. His adult shell seemed impervious. He had long held himself inaccessible to interviewers and the young men and women who were employed to write ‘profiles’ collected material where they could. Every week his press-cutting agents brought to his breakfast-table two or three rather offensive allusions. He accepted without much resentment the world’s estimate of himself. It was part of the price he paid for privacy. (p.15)

A protective disguise, a front of pomposity – quotes worth bearing in mind when you read Waugh’s biography, letters or diary.

Structure

This short novel is divided into eight chapters:

  1. Portrait of the artist in middle-age (see the excerpts above)
  2. Collapse of elderly party (he becomes ill)
  3. An unhappy ship (hears voices on the cruise ship)
  4. The hooligans (hears voices of hoodlums threatening to break in and beat him)
  5. The international incident
  6. The human touch
  7. The villains unmasked — but not foiled
  8. Pinfold regained

2. Collapse of elderly party

The setup is straightforward. Pinfold has trouble getting to sleep and has been dosing himself for years with a sleeping draught which he dissolves in Crême de Menthe. In the evenings he drinks wine and brandy with dinner. He was fit in his 20s and 30s but now spends most of his day slumped in an armchair. He smokes cigars. He starts to suffer from insomnia, waking up, padding round, sleepily taking another draught.

Things take a turn for the worse when his joints begin to ache, specially his feet and ankles and calves. The local doctor, Dr Drake, prescribes some ‘rheumatism pills’, large grey pills, supposedly very strong. He takes both the sleeping draughts and pills in haphazard amounts, often far more than prescribed. He becomes clumsy. He becomes forgetful and cantankerous. He develops crimson patches on the back of his hands. His face turns an unhealthy purple colour.

And it is the depths of winter, freezing cold in the house so that he and his wife hunker down in just two rooms where they can afford to light a coal fire.

With the result that he becomes obsessed with getting away from this cold climate and taking a cruise to somewhere hot. Now it has been emphasised from the start that his wife is the practical one, who manages all the affairs of the small farm on their land. What’s more there’s been a period of litigation about land they let during the war and now want back. Managing all this means she won’t be able to come with him.

There’s a lot of peripheral detail about hassling the travel company in increasingly clumsy desperation and then going to see his mother, who he doesn’t get on with, at her house in Kew, to say goodbye, in a short-tempered fractious way which he regrets as soon as they leave. His wife packs for him since he’s become incapable of doing it himself. They stay overnight in a hotel in London where he struggles to cope, is too ill to go downstairs for dinner which is wife has by herself. Next morning she sees him to the train to the port. He can barely climb onto it. He drops his luggage. He keeps lighting cigars, forgetting about them and dropping them.

3. An unhappy ship

Finally he makes it aboard the SS Caliban, run by captain Steerforth, a basic steamer taking passengers to Rangoon and stopping at ports en route. It is not luxurious. There is no en suite, he has to share a bathroom. Plenty of plumbing and cabling is visible on the ceiling. He takes more of the pills and passes out of his bed.

Next morning he dressed and staggers to the captain’s table for breakfast, gets talking to the chap he shares a bathroom with, a Mr Glover, solid colonial chap who runs a business in Ceylon and plays golf. Glover tells him the passengers are a regular bunch, and all know each other.

Mr Pinfold begins to experience aural hallucinations. He thinks he can hear a jazz band playing from a wireless or gramophone. He can hear a dog barking. Waking in the darkness he can hear an entire evangelical church service being carried out somewhere beyond the bed. Worse, he overhears a vicar having a one on one interview with a sobbing schoolboy who he is counselling to stop masturbating.

At the next meal, when he mentions the dog and the jazz music and the church service to his neighbour, Glover, the latter has heard nothing. He struggles to stand up from the table. At after dinner drinks he suspects all the other guests of laughing at him. Or conspiring against him. Paranoia.

More hallucinations. He thinks he hears yells and roars from the deck above more suitable to a pirate ship. One of the black sailors appears to be injured. He hears the captain explaining to the passengers that he will be sent back to England and given the best medical treatment available. Then he hears the captain talking to a woman with a hard grating voice, telling her the injured sailor is actually being sent to a hellhole. Pinfold worries whether he should tell someone, but then the jazz music cuts in, deafeningly loud as if being played right there in his cabin.

Looking at the tangle of wires and cables on his ceiling he wonders whether they carry communications from all over the ship and have somehow gotten fused or damaged so that he can hear conversations (and music and religious services and confessions).

The days pass in a daze and the hallucinations become more florid, as lying on his bed in his cabin he hears a choral performance, or two old generals gossiping about him and how ‘tight’ he looks. He is oddly relaxed about all this, after all he has made a career out of gossip, or fictions about gossip:

The voices of the two old gossips faded and fell silent. Mr. Pinfold lay smoking, without resentment. It was the sort of thing one expected to have said behind one’s back–the sort of thing one said about other people. (p.57)

One morning he hears the Captain and a sadistic, harsh-voiced woman whom Pinfold nicknames ‘Goneril’, at first interrogating and then torturing one of the ‘coloured’ seamen. (‘Coloured’ in this context, appears to mean from India.) Presumably this scene of erotic torture, like the one with the schoolboy being questioned about masturbation, are straightforward Freudian projections of Pinfold’s own fantasies or repressed memories (?).

When the pair have apparently tortured the seaman to death, Pinfold hears the voice of a kindly nurse called Margaret, and then of the ship’s surgeon saying he only obeys orders and will record a natural death.

And then, for some reason, as if by magic, the pains in his legs and feet disappear. He is able to stand up straight and immediately goes for a joyful walk around the decks, feeling healthy and happy.

4. The hooligans

But the aural hallucinations do not desist. When he is dressing in his cabin he hears clear as day the voice of a literary critic Algernon Clutton-Cornforth really laying into his book on a BBC radio programme.

But the centre of this chapter is the arrival of new voices, a couple to teenage boys who he hears threatening to break down his cabin door and thrash him. They accuse him of being a Jew named Peinfeld. They accuse him of being a sodomite. They accuse him of stealing a moonstone and abandoning his mother to die a pauper. They blame him for the death of a neighbouring farmer back near his place in the country. He is an arriviste, the kind of man destroying the English countryside. The hooligans dance with hatred and anger, threatening to break his cabin door down and whip him to within an inch of his life.

But then they try the cabin door and announce it is locked. In reality, the door isn’t locked at all, and yet in the fantasy it is what prevents the fantasy from being disproved.

What gives the book its peculiar quality is the way that Pinfold, in the grip of his delusions, takes all this at face value and literally. At one point he hears the voice of an old general trying to calm the young hoodlums down and then, at the end of the fantasy, one of them goes off to be sick over the railings and then is comforted by the soothing voice of his mother. So far so fantastical. What makes it an odd mix of odd, funny or sad is that Pinfold then gets a copy of the passenger list and tries to figure out who this family could be, who the mother, who the old general, who the young thugs.

In the same way he is convinced that the scene he overheard in which the captain and the woman he nicknamed Goneril torture a steward, apparently, to death – he is convinced it was real.

All this gives rise to a sort of comedy, on the face of it the same kind of social comedy at which he excelled in the 1930s novels, when he finds himself at dinner with the captain, a drops a few heavy hints about stewards, and murder at sea, and disposing of bodies. The captain answers in polite generalities but the other guests at the table are puzzled, as you or I might be. But in Pinfold’s paranoia, he reads into their puzzled expressions the fear that they are all in on it!

Then the voices of the young women chatting about how they’re going to give him gifts to make up for the fright the young men have caused him. When he returns to his cabin, he of course finds nothing, but the girls voices urge him to look, look.

In the dining room the voices pursue him. In the lounge he hears the hooligans or the old generals or Margaret and her friend. Back in his cabin he hears a radio programme hosted by someone he knows where people read out letters from celebrities and, of course, they’re all from him, so he is forced from the cabin and to take strolls round the ship.

He continues his attempts to rationalise all these voices. Maybe it’s not a question of faulty wiring of the ship’s communications but maybe some of it is a play: that would explain the melodramatic aspects of some of the incidents, for example the torturing of the steward. Maybe it wasn’t the captain after all.

In a particular corner of the lounge he hears the lead hooligan and his father discuss the best ways to punish Pinfold for being such a beast, which include taking him to court. Bide your time, says the father. We’ll get him eventually.

5. The international incident

His hallucinations escalate. As they pass the straits into the Mediterranean Pinfold thinks he overhears the fact that the ship has been boarded by the Spanish navy and commanded to steam to Algeciras. The captain has refused and so the ship is becalmed while the matter is escalated to NATO and the UN. When he goes up on deck Pinfold is surprised to observe that there is no Spanish ship in sight (obviously it must be hiding below the horizon), nobody else has noticed any Spaniards, the ship appears to be steaming steadily East and the captain is calm and relaxed at dinner. Everyone is behaving as if nothing has happened. All very strange!

But as soon as he’s back in his cabin, the plot resumes and now Pinfold overhears the conversation between the captain and his chief officers. To his amazement he learns that the passenger who eats at a table by himself is a VIP government agent. It’s him the Spanish are after. What the captain proposes is that they will substitute Pinfold for the agent, pull him from his cabin, dress him similarly, stuff identical papers in his pockets and hand him over to the Spanish authorities. They’ll fake a tussle on the gangplank to the other ship as if trying to save him but in fact ensure that the Spaniards secure him and sail off. Apparently he has a wife and children but some story will be concocted to cover his disappearance.

Pinfold is a patriot so he’s happy to impersonate the agent, if the latter truly must be saved. but only if he’s consulted and asked in a formal way. He makes up his mind to confront the captain. He hears the Spanish corvette he’s to be transferred to coming alongside, hailing of crews, throwing of ropes, clattering of gangplank. Brave and determined, Pinfold leaves his cabin to confront the situation…

Only to find the corridor, the gangways and the decks utterly deserted. Nobody else in sight, no other ship, no gangplanks, no Spanish, no nothing. For a moment he is gripped by real, genuine, heart-stopping fear. Maybe he is going mad. Seconds later what you could call the secondary mind, the rationalising mind, takes over and he decides the Spanish spy scenario doesn’t exist, it’s true – because it was all concocted by the young hooligans! who have somehow taken over control of the radio apparatus and are playing hoaxes and tricks on him.

In this way his tortured mind establishes two levels of hallucinations, the ones which are real, and the trick ones being perpetrated by the hooligans.

6. The human touch

Margaret emerges as the kindly sister of one of the teenage hooligans. She is countered by ‘Goneril’, the tough woman who supervised the torture. In an anticipation of the final part of Unconditional Surrender Goneril accuses Pinfold of wanting to die, of going up on deck to throw himself overboard.

When he walks round the deck he thinks everyone is talking about him, judging him, accusing him of being gay, wearing make-up, being a religious hypocrite, drunk, impotent, a fascist blackshirt, involved in a scandal in the army, a communist, a Jew, a clapped-out author, on the scrapheap…and so it goes on.

But while most of the voices vilify him, one, Margaret’s, becomes more and more concerned and eventually declares she is in love with him. ‘Can they meet?’ he asks. ‘No’ she says, that would be against the rules. Later she returns chaperoned by her mother who insists that Pinfold declares his love for her daughter. But he can’t he says; he’s a married man. Pinfold gets fed up and calls the mother an old bitch. To his surprise, this makes her husband, the old colonel, burst out laughing. There’s an unnerving element of sex in her father’s talk, telling young Margaret that she needs an older man to induct her into the mysteries of sex.

All this develops into Margaret being undressed and clad in epithalamium weeds, while Pinfold goes through an array of emotions, recalling his promiscuous twenties (he frequented brothels abroad) through to his Catholic faith and then his fidelity to his wife. Nonetheless the expectation of a pretty pink nymph coming to his bed excites him, then she hesitates to come in, asks him to say something kind.

This passage really goes on and on, dragging out this scene where in his head he is preparing to seduce a teenage virgin.

Eventually he gets bored, puts his pyjamas on and gets into bed. As he’s drifting off, he thinks he sees the cabin door slip open for a second then shut; then hears Margaret’s voice wailing that she did, she did go to him but he was snoring, the General upbraiding him, saying the snoring was a sham. It’s because he’s impotent, ‘Aren’t you, Gilbert, aren’t you?’

7. The villains unmasked – but not foiled

Next morning he is determined to move cabin, but not before he hears a new scene, which is the telegraph officer reading out loud his messages to his wife (and earlier, when he was still in England) out loud to the group of bright young things associated with the jazz music.

Pinfold manages to confront the captain, accusing the telegraph officer of reading out his telegrams, saying he is the victim of all kinds of accusations and the ship’s communications are faulty since he can overhear conversations from all round the ship in his cabin. He asks to move cabin. The captain arranges it straightaway.

Back in his cabin the voices are sad to see him go. But the new cabin is no quieter. In fact the move escalates the number and location of voices. Everywhere he goes on the ship he hears voices., He becomes convinced it’s all being controlled by a young man from the BBC who came to interview him at Lychpole a few weeks before he left and who, he thinks, must have smuggled himself aboard with a voice projection device. It’s something to do with the wireless, the wire-less.

In a series of operations a carefully co-ordinated sequence of voices follow him round the ship or all its passengers take part in co-ordinated conversations against him as he passes. But the strategy is starting to wear thin. One night Pinfold confronts Angel, saying he knows who he is and what he’s trying to do.

And then he gains the upper hand. He writes a long letter home to his wife explaining that the BBC chap Angel is aboard with some kind of new-fangled device the Germans and Russians were working on during the war to project voices into people’s heads and soften them up for interrogation. He announces he has been persecuted since he’s been aboard so he’s going to leave the ship at Port Said and fly to Colombo.

He has his last dinner at the captain’s table and is civil to everyone. the voices in the cabin warn him that he can’t escape but he puts out the light and sleeps. On his way to the cabin he meets the dark-suited figure who had eaten apart and discovers he is Mr Murdoch, a northern industrialist. Murdoch is being collected by a company car and asks Pinfold if he would like a lift. Pinfold gratefully accepts.

the next day they are driven in the company car through a landscape Pinfold finds more heavily armed and warlike than during the Second World War, with barbed wire fences and checkpoints at repeated intervals from Port Said to Cairo. Pinfold experiences a wonderful sense of liberation of being free of the voices. But that night Murdoch takes him to dinner with business associates at Ghezira. But as Pinfold starts to mention a mutual friend (who is a lord) Goneril interrupts him. I.e. they have followed him.

8. Pinfold regained

So Pinfold flies on to Colombo but a reduced set of voices accompany him all the way and talk to him almost continuously, mostly hateful Goneril and lovely Margaret. Margaret now claims all the other male voices were done by her brother, Angel, who is a great mimic. And her brother is married to Goneril (Mr and Mrs Angel), so that’s how the three of them are linked.

In Colombo he writes a telegram to his wife explaining about the ‘box’ which is projecting the voices into his head but saying it’s mostly alright now. He meets an acquaintance from New York who invites him to go visit some ruins with him. Later in the day a telegram arrives form his wife imploring him to return home. Obviously, to her, his telegrams appear quite deranged. By now he is used to the voices. They witter on during that evening’s meal with the American, but no longer frighten or worry him. Now they just bore him.

He gets another telegram from his wife saying she’s flying out to join him but that decides him to return and he telegraphs her to that effect. One last day in Colombo, then by ship to Bombay, Karachi, past Aden and into the Med. Rome. Plane to Paris. The voices talk to him, wheedling and cajoling but he ignores them.

Finally Angel explains that it was all a scientific experiment which has gone badly wrong. When they get back to Blighty he will turn the box off and Pinfold will never hear from any of them again as long as he promises to tell no-one about the experiment, about his – Angel’s – role in it. But as the plane circles over London Pinfold refuses: he says Angel has behaved very badly and he is going to expose him.

He takes a car to the taxi where he and his wife always stay. It is all frightfully British. She has checked with a friend in the BBC and the Angel who came to interview at Lychpole has never been out of the country. She tells him they don’t exist. The voices he heard are only in his head. None of these people exist. And as she says it, Margaret agrees.

‘It’s perfectly true, darling,’ said Margaret. ‘I never had a brother or a sister-in-law, no father, no mother, nothing… I don’t exist, Gilbert. There isn’t any me, anywhere at all… but I do love you, Gilbert. I don’t exist but I do love… Goodbye… Love…’ and her voice too trailed away, sank to a whisper, a sigh, the rustle of a pillow; then was silent.

Pinfold tells his wife they’ve gone, and he knows, for certain, that they have, completely. She’d come to town with a view to getting him admitted to a nursing home. Now he says he just wants to go home. The pack bags, go to Paddington and catch the train home. He explains his sudden return to a few neighbours. Then spends whole evenings reliving the experience, telling his wife every detail, wondering about bits, for example why the attacks and criticism on him were so crude and generic when he himself knows much worse things he’s done.

It ends with him going to see the local doctor, not a very advanced thinker but in tune with Pinfold’s conservatism. He says it simply sounds like mixing the medicines did it. Has he stopped taking the grey pills? Yes. And have the voices stopped? Yes. Well, there you are then.

‘Those voices were pretty offensive, I suppose?’
‘Abominably. How did you know?’
‘They always are. Lots of people hear voices from time to time–nearly always offensive.’
‘You don’t think he ought to see a psychologist?’ asked Mrs. Pinfold.
‘He can if he likes, of course, but it sounds like a perfectly simple case of poisoning to me.’

Well, there you go. The voice of incurious English philistinism. It’s not much advanced on ‘then I woke up and it was all a dream’. Next day, after Mass, he settles himself in the library, spreads a new quire of foolscap before him and writes in his neat, steady hand the title of this book, The Ordeal of Gilbert Pinfold.

Thoughts

The auditory hallucinations are, apparently, closely based on what Waugh himself experienced.

It’s my (limited) understanding that psychotics often identify the problem with the latest gadgets or technology, through which they hear voices, often persecuting. Thus Pinfold for a long time thinking the voices he’s hearing are coming from the ship’s internal communications system which, in his delusions, he thinks, by a freak engineering accident, is audible in his cabin and at a certain place in the lounge.

Then he goes on to associate it more specifically with a new piece of technology accessed by Angel through his position at the BBC and brought with him aboard the ship. Or, later, being deployed against him from a distance. In other words the delusion of some kind of device being used to create the voices persists despite all the evidence to the contrary.

Slurs

Modern readers might bridle at the way some of his hallucinatory persecutors ‘accuse’ Pinfold of being a Jew or a homosexual. But at the time of writing casual antisemitism was still common in the kind of social circles Waugh frequented and homosexual acts were still a criminal offence. To be precise, the accusation that he’s Jewish is spoken not by him but by two foul-mouthed, angry hooligans threatening violence, And finally, these are only some of the accusations his unconscious hurls at him, which also include countless other insults as well (being a thief, abandoning his mother, being a snob, a fake, and so on), which are themselves only part of a florid array of scenarios (torture, murder, deflowering a virgin and so on) which his unconscious throw at him.

Aboard ship

One of the things which interests me most about Pinfold is the way it is set aboard a ship, on a cruise into the warm Mediterranean. It brings back all Waugh’s other descriptions of being aboard ship and sailing across the Med in Labels, Remote People, Black Mischief, Waugh in Abyssinia and Scoop. In all those books being aboard ship signified freedom and escape. But here the ship signifies the opposite, which is being trapped, ‘cabined and confined’.

But the setting aboard ship also solves a problem. If the episodes had happened at home it would have been pretty dull for the reader reading descriptions of his bedroom and landing and bathroom and so on. And his wife would have intervened in the first half hour to tell him it’s all nonsense and then send for a doctor.

So the setting aboard ship does at least four things.

  1. It is an unusual and exotic setting, unlike home.
  2. It means he doesn’t have the comforts of home, wife and doctor, who would damp down the incidents and stifle the narrative before it got started.
  3. Instead the comforts of home and familiar faces are replaced by the discomforts of a strange place which brings out and reinforces the disconcerting alienness of his experiences.
  4. Lastly – and given Waugh’s focus on social interaction, this may be the most positive reason for the setting – it provides a large cast with whom Pinfold can have comic misunderstandings and comic interactions.

Madness like being an author

There is an obvious literary interpretation which is that writing a novel is a little like being mad in the sense that you invent characters and everything they say and do. Some authors describe hearing their characters speak in their heads, many authors have reported that their characters become more ‘real’ and present to them than ‘real’ people. Many authors base their fictions on their own lives and freely incorporate not only their experiences but their feelings, feelings of guilt and regret and persecution. Well, Pinfold’s ‘madness’ can be seen as, in one way, only a small step beyond the cultivation of characters and voices which novelists practice as a profession.

Is that it?

Ultimately, this short novel has the same feel as his other longer post-war fictions, Scott-King’s Modern Europe and Love Among the Ruins. They feel like good ideas, which are professionally worked through and contain many pretty details and are written in a lovely clear prose style and yet…lack punch. Lack conviction or depth or real feeling. Maybe I ought to be moved by Pinfold’s plight but I am not, at all.

The Loved One is much funnier and the Sword of Honour trilogy is a magnificent achievement. Beside either of them, Pinfold feels shallow and, crucially, not, in the end, very entertaining. Presumably Waugh’s awareness of this is part of the reason he wittily sub-titled Pinfold ‘a conversation piece’, but conversation pieces are designed to be warm and charming. The opening chapter profiling Pinfold certainly has these qualities; but the extended portrait of a man suffering from paranoid hallucinations on a long sea cruise is, in the end, neither warm nor charming. The relationship with his wife never comes alive. In fact none of it really comes alive for me. It all feels somehow small.

And as to it being in the slightest bit useful or interesting as a depiction of actual mental illness, no. The ending when his doctor says, ‘Well, just don’t mix your medicines, old boy’, is dishearteningly bathetic. If you want to see how English prose can convey off-the-scale states of mental extremity, try reading Samuel Beckett’s novels The Unnamable (1953) or How It Is (1964), published while Waugh was alive but coming from a different galaxy altogether. Compared with them, Waugh’s novel reads like an odd but comforting children’s story.


Credit

The Ordeal of Gilbert Pinfold by Evelyn Waugh was published by Chapman and Hall in 1957. All references are to the 1984 Penguin paperback edition.

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Evelyn Waugh reviews

Men at Arms by Evelyn Waugh (1952)

‘I’m what’s called a “conducting officer”. I take American journalists round fighter stations. But I shall find something else soon. The great thing is to get into uniform; then you can start moving yourself round. It’s a very exclusive war at present. Once you’re in, there’s every opportunity.’
(Lord Ian Kilbannock explaining to Guy the importance of getting on in a war, Men at Arms)

Men at Arms is the first in what developed into a trilogy of novels about the Second World War which Waugh named The Sword of Honour trilogy. It tells the story of devout Catholic, conservative, standoffish but honourable and frequently depressed fellow, Guy Crouchback:

Thirty-five years old, slight and trim, plainly foreign but not so plainly English, young, now, in heart and step…

The novel starts with the outbreak of the Second World War and follows Guy’s long, clumsy and sometimes very funny progress through the military machine, with a world of details about the farcical bureaucratic aspects of army life.

But the book also includes, like a persistent background hum, Guy’s deep Catholic faith and his feel for the ‘old’ values of religion and an older traditional way of life embodied in the figure of Guy’s venerable father, Mr Crouchback.

And the book’s other understated but persistent theme is for Guy’s loneliness and isolation, his unhappiness, sometimes sinking as low as actual despair. For too long, the narrative tells us, Guy has inhabited a ‘dry, empty place’ of the soul.

The Crouchback family

How so? Well, Guy’s character is carefully constructed to evoke the same kind of pity and compassion he was seeking to evoke in Brideshead Revisited, the sense of the decline and fall of a once noble family, the sense of quietly heroic old buffers trying to keep up ancient values and dignity in a world gone to hell.

Guy’s father is over 70, a quiet, decent man of deep devout Catholic faith who has nobly weathered a series of setbacks. He is the representative of a family which can trace its lineage back to the time of Henry I. For centuries the Crouchback family have lived in a country estate named Broome, somewhere in north Devon. But the family suffered a) personal and b) financial setbacks.

On the personal front, Mr Crouchback’s wife gave him four children then died young, leaving him with a permanent sense of sadness. Worse was to come because, at the outbreak of the Great War, the eldest son and heir, Gervase, went straight from his Catholic private school, Downside, into the Irish Guards, where he managed to get himself killed on his first day in the trenches. Then the second son, Ivo, always a loner and oddball, when he was 26 went missing from home and was discovered months later, holed up in a lodging in Cricklewood where he was deliberately starving himself to death. He was brought home but the damage was done and he died soon after.

There was an only daughter, Angela, who married a non-Catholic, an ambitious chap who’s gone on to become a successful Conservative MP, Arthur Box-Bender.

And Guy himself. Guy also ‘married out’ of the family religion, marrying the beautiful non-Catholic socialite, Virginia. He took his younger son’s share of the diminished family fortune and settled in Kenya, running a farm beside a mountain lake where the flamingos rose at dawn first white then pink. Wow. But his wife pined and said she needed to go to England for a break and then, after 6 months or so, wrote to announce she was leaving him, for a mutual friend named Tommy Blackhouse.

‘Poor Guy, you did get in a mess, didn’t you? Money gone, me gone, all in one go. I suppose in the old days they’d have said I’d ruined you.’
‘They might.’

Now, Guy is a Catholic, his father is a Catholic, his sister is a Catholic and so they all take it for granted that, although he can get divorced according to the law of the land, he cannot be divorced in the eyes of God. In other words, he will never be able to remarry, never be able to have children, in particular a son. Therefore the family name is doomed to die out. This is the pessimistic scenario Waugh has engineered for his characters, one source of the sense of loss and mild depression which hangs over the figure of Guy Crouchback.

His non-Catholic brother-in-law Box-Bender is just the most prominent of their friends who think this is all nonsense: Guy should just remarry, have children, reclaim the home farm, revive the estate and the family name. Where’s the problem? When Guy meets up with his ex-wife again in London, she also is blissfully light-hearted about it all:

‘You never married again?’
‘How could I?’
‘Darling, don’t pretend your heart was broken for life.’
‘Apart from my heart, Catholics can’t remarry, you know.’
‘Oh, that. You still keep to all that?’
‘More than ever.’

But Box-Bender, Virginia and all the rest of them are pagans, non-believers, not part of the clique, not part of sinn fein (Irish for ‘ourselves’), of the cosa nostra (Italian for ‘our thing’), of the special ones. They are not Catholics, and Catholicism, at least in Waugh’s hands, is not only a theological but a sociological marker, which sets the believer apart and, though he doesn’t overplay this, pretty obviously marks them as morally and spiritually superior to everyone else around him.

So much for a) the personal; as to b) the financial situation, in the aftermath of the First World War the estate became slowly too large and costly for Mr Crouchback to run. So he sold off the contents (attending the auction himself), let the house to a convent and retired to a hotel in Matchet, a nearby seaside resort.

However, it is important for Waugh and his characters that the ancient rituals do not completely die out and so ‘the sanctuary lamp still burned at Broome as of old’ and Guy’s father attends mass there once a year.

So, both financially and personally, the Crouchback family has fallen a long way and Guy is its embattled, lonely, often depressed last representative.

Guy is a loner

Guy’s Kenya period is underplayed, referred to only in a couple of sentences. Much more is made of the family’s Italian property, ‘Castello Crouchback’, on the idyllic Italian island of Santa Dulcina delle Rocce, a property bought by Guy’s grandfather back in the time of Queen Victoria. In fact the novel opens with a historical passage describing the first arrival of those grandparents on a yachting holiday at the island and their decision to buy the run-down ruins.

You might have thought these opening passages would afford luxury descriptions of pre-war Italy, and they do, a bit, but what they’re really for is to establish a) the penumbra of sadness which hangs over Guy ever since his wife left him eight years earlier, and b) the way he can never really make friends. He’s always an outsider. The Italian villagers take to nearly all the other expats on the island, they are sympatico, but Guy is not simpatico.

He was not loved, Guy knew, either by his household or in the town. He was accepted and respected but he was not simpatico.

Guy is lonely. Inside him is a blankness, an emptiness he can’t put into words, his imagination a prey to mournful images:

Sometimes he imagined himself serving the last mass for the last Pope in a catacomb at the end of the world.

It is against this complex family and personal background that the declaration of war comes on 3 September 1939 and (like many other men) Guy is hugely relieved to escape the frustrations and unhappiness of personal life, and make a clear and unambiguous commitment: to return to England to serve his king and country and fight against unambiguous evil.

Guy back in England

All the above is explained in a sort of prologue to the book. The main action of the novel opens with the declaration of war and Guy packing his stuff to return from his Italian island home to England to serve king and country.

Guy arrives in London hoping to find a role in the army straightaway. He goes to his club, Bellamy’s, every day. Everyone is in turmoil. Everyone has evacuated their families from their London places and sent them down to the country. Box-Bender is locking up his London place and moving in with two male friends. Guy embarks on a campaign to get himself into the army, buttonholing military friends and writing countless letters to ministries and old contacts. No joy.

So he goes to stay with his sister Angela at her home in Gloucestershire.

Box-Bender’s house was a small, gabled manor in a sophisticated village where half the cottages were equipped with baths and chintz.

In a typically comic/farcical detail, their hallway is stuffed with crates of ‘Hittite tablets’ evacuated from the British Museum.

Guy is impressed by Arthur and Angela’s son, Tony, young and keen, who’s already got himself a place in the army, lucky blighter. They gossip about all the local families, some who’ve left the country altogether (the Abercrombies have decamped to Jamaica) and about the numerous accidents resulting from the blackout. Scandalised reports of the crime wave prompted by the blackout, lots of muggings.

After staying the night Guy travels down to see his father at the pub, the Marine Arms, in Matchet, where he took rooms as a long-term resident after he relinquished the estate at Broome. Like everywhere in England it’s in a tizzy because of the war, packed with an unusual numbers of guests, some of the staff have been conscripted etc. In the dining room, his father introduces him to Tickeridge, a hairy old cove who’s a major in the Halberdiers. When Guy expresses a genuine wish to be in the army, Tickeridge says he’ll see what he can do. Ha! Contacts. It’s not what you know, or who you know – it’s who your father knows!

Guy joins the army

And so Guy finds himself one of a new cohort of officers in the Royal Corps of Halberdiers, nicknamed the Apple Jacks and the Copper Heads, a fictional regiment which is going to be central to his career in the army and all three novels. His closest associate is a lightly eccentric fellow called Apthorpe.

Both being that much older, they find themselves referred to as ‘uncle’. Lots of detail of army protocol, an extension of the strict rules around correct dress which were drummed into him at school, then university. Regimental traditions. Pen portraits of the other new officers, namely de Souza, Sarum-Smith, Leonard and a slightly shifty chap called Trimmer.

Guy joins his regiment

Guy joins the Halberdiers at their peacetime barracks. There is basic training and squarebashing i.e. drill on parade grounds. There is a lot of fuss about dressing correctly for different functions at different times of day, for example, the officers have to dress appropriately, and immaculately, for dinner in the mess hall.

It is obvious to me, at any rate, how life in the army follows naturally from life at prep school, life at private school, life at Oxford or Cambridge, and then life in the kind of upper class country house which Waugh idealises. What they all have in common are servants who do all the drudgery, change bedding, do all laundry, clean shoes and boots and cook and bring drinks. Their country houses are full of servants, their junior boys fag for the seniors at private school, there are ‘scouts’ to clean their rooms at Oxford and waiters bring meals in hall dinners, but on the other side of the ledger, in return for all these privileges, it is expected that the beneficiary, the boy growing up in a country house, at private school or Oxford, and then an officer in a good regiment, will follow the rules and there are lots and lots of rules governing all aspects of behaviour, dress, speech and thought.

It is a world of huge privilege but also of tremendous constraints. There is often no legal punishment for breaking the rules, but the army has a wide variety of sanctions for chaps who do not behave like an officer and a gentleman, and the narrow society of London clubs which Guy moves in also has its sanctions, its ability to cut or snub anyone who behaves incorrectly.

Brigadier Ben Ritchie-Hook

We are introduced to the feared and renowned figure of Ben Ritchie-Hooke, who will become their brigadier. I don’t really understand the structure of the British army, but I think what is happening is that , now war has been declared, all regiments, which had been allowed to dwindle in peacetime, are being rapidly up to full strength, recently retired officers asked back in and new officers being recruited. This is the new intake of officers which Guy is part of. First they will be trained, then newly recruited and conscripted ordinary soldiers will arrive and be put in their charge. At some point the regiment will become fully operational and Ben Ritchie-Hook will come into full command.

Throughout the first part of this novel this process takes place, observed from Guy’s point of view, sometimes, confusing the reader, sometimes confusing even Guy who’s in the thick of it.

Anyway, Ritchie-Hook is an almost Monty Python level of a caricature of a senior army officer. He wears an eye patch and a black leather glove on one hand, having lost an eye and fingers and thumb in battle. A sharp line is drawn between the initial commander in chief of the barracks who oversees thorough but pedestrian training, and the terrific change in mood which takes place when Ritchie-Hook arrives and takes over. He is all about biffing the enemy.

For example, the initial rifle range practice consists of long boring afternoons loading your gun, lying down, firing at a distant target, and having the target monitor flag whether you got a hit, a bullseye etc. By contrast, under Ritchie-Hook the brigadier himself runs up and down the trench at the end of the range waving a stick with a tin hat on it above ground level and defies his men to hit it. Later they have to crawl on their hands and knees just under a barrage of live fire.

Ritchie-Hook is a wonderful comic creation and the trigger for a series of comic incidents. For example he first appears at a drinks party held by a senior officer where, through a series of verbal misunderstandings, he mistakes Guy for Apthorpe the fellah who was in Africa for years, gruffly dismissing the fact that one of his officers seems to have spent the 1930s in Italy, no good that, don’t like the sound of that – which of course refers to Guy who keeps very silent about the fact for the rest of the evening. Comedy of manners.

but he also allows Waugh to create the kind of war he wants, which is farce. If you read war books from the Great War you are left in no doubt that it was a tragedy of enormous scale. Anyone coming to Waugh’s Sword of Honour trilogy expecting the same will be surprised. It is overwhelmingly concerned with the boring humdrum details of training and office politics (as officers jostle for promotion) and bureaucracy and pettifogging rules, interspersed with moments of ludicrous farce. Only at the very end are any guns fired in anger and then only a dozen or so and for a few pages, on a tiny night-time excursion onto a beach in Africa which is over half an hour after it began and achieves nothing.

Southsand prep school

The officers are sent to a place called Kut-al-Imara House at Southsand-on-sea. It is a preparatory school, vacated by staff and pupils so the army can take over. Its rooms are named after World War One battles and, as Guy explores it on arrival, he paints a very vivid picture of a certain kind of lower league school, redolent of embarrassment and shame.

He leant against a coil of antiquated iron pipes and was surprised to find them hot. They seemed to lack all power of radiation; a yard from them there was no sensible warmth. He could imagine a row of little boys struggling to sit on them, tight-trousered boys with adenoids and chilblains; or perhaps it was a privilege to sit there enjoyed only by prefects and the First Eleven. In its desolation he could see the whole school as it had been made familiar to him in many recent realistic novels; an enterprise neither progressive nor prosperous. The assistant masters changed often, he supposed, arriving with bluff, departing with bluster; half the boys were taken at surreptitiously reduced fees; none of them ever won a scholarship or passed into a reputable public school or returned for an Old Boys’ Day or ever thought of his years there with anything but loathing and shame. The History lessons were patriotic in design, turned to ridicule by the young masters. There was no school song at Kut-al-Imara House. All this Guy thought he snuffed in the air of the forsaken building.

It’s one more image which brings the reader up short and makes you realise just how much Waugh was writing for readers of his own class and not for the humble likes of you and I. And also one more example of the way this class obsesses about its prep and private schools. It’s a common observation that Waugh’s generation of writers – including George Orwell, Cyril Connolly, W.H. Auden and many others – never really seem to have escaped the clothes, drill, mannerisms and world view inculcated by an English public school system which reached a kind of acme in their day.

And then the equally commonly commented-on fact that so many of the institutions of English public life – the quadrangles of Oxford and Cambridge, the quadrangles of the inns of court for lawyers, the quads and committee rooms of Westminster, the parade grounds and officers messes of the army – are a continuation of that ordered, regimented, elite, blinkered, narrow but highly effective view of life.

The characters frequently compare this or that army regulation to ‘school’, the narrator compares this or that situation to something similar at a public school. It comes as no surprise when a prep school moves into Malchett and hire old Mr Crouchback as a supply teacher, teaching, of course, not maths or geography or something useful, but, of course, Classics, ancient Greek to be precise. Apthorpe even takes Guy, one drunk night, in a taxi out to the location of his prep school Staplehurst, now, he discovers to his horror, demolished and a modern estate built over it. Sic transit…

Anyway, life at Southsand is the backdrop for Waugh giving a thousand and one little details of army life, starting with the typical ‘foul-up’ that Guy and his cohort of officers arrive at Southsand station an hour after the bus arranged to pick them up had left and having to make their own way by taxi. Bureaucratic cock-up typical of hundreds and hundreds more which Guy will become used to in army life.

There are comic incidents. At a guest night for the regiment the officers end up getting drunk and playing a game of rugby with a waste paper basket and when everyone piles onto Guy his knee is painfully wrenched. It swells up and so for weeks afterwards, he wears a bulky dressing, needs a cane to walk and is excused drill practice.

When his fellow older officer, Apthorpe also manages to injure his leg on a drunken night out, the two eldest new officers, who had both already gained the ambivalent nickname ‘uncle’, both appear limping and using canes, to general hilarity. The comedy is like that. Schoolboy comedy.

Similarly, Guy discovers he can’t actually see the targets at the firing range at the statutory 300 yard distance, thus discovering that he needs glasses, but on a whim, instead has a monocle made by a local optician, which solves his firing range problem but, of course, also contributes to making him a figure of fun.

Another little plot strand is the Italian restaurant kept by Mr Pelecci which they take to frequenting, chatty Mr Pelecci often sitting with them and chatting about the news. They don’t at first realise that he is a spy.

Catholic theology on Guy’s marriage

The officers are allowed out to explore the town. Guy and Apthorpe join the town yachting club, chiefly for its bar. He meets a Mr Goodall, Ambrose Goodall, who turns out to be a Catholic convert with a hobby of studying the old Catholic families of England. They have lunch and dine and go to the yacht club bar and it emerges that Goodall knows the history of Broome and Guy’s own family. And then, in the context of another family, in passing remarks that, theologically, it is no sin or crime for a man to have sex with his divorced wife as, in the eyes of God, she has never been separated from him. Although Virginia has been unfaithful, he hasn’t, and so the marriage is still, theologically speaking, valid.

Seduction of Virginia

This leads to disastrous episode where Guy tracks Virginia down in London. She is, typically for him and the circles they move in, staying at Claridge’s hotel. He moves into a room down the hall and she is initially delighted to bump into him, as she is delighted to bump into everyone, darling, during this beastly ghastly war. He invites her round for drinks and it is then that he puts his arm along the back of the sofa and makes an attempt to kiss her. Virginia thinks he’s being ridiculous. If you’re going to do it, do it properly, and puts down her drink and kisses him back.

But then she asks what’s brought this one and Guy makes the disastrous mistake of explaining the theological position i.e. she is still his wife in the eyes of God and it is still theologically permitted for him to have sex with her. This shocks and horrified her much more than if it were a casual attempt at sex and she stands up and moves to the fireplace expressing horror, at which point Guy really screws things up by venting 8 years of frustration and accusing her of being a tart. Then there is a big silence when they both react to what has happened and been said.

Virginia: ‘You take too much for granted.’
Guy: ‘That’s an absolutely awful expression,’ said Guy. ‘Only tarts use it.’
Virginia: ‘Isn’t that rather what you think I am?’
Guy: ‘Isn’t it rather what you are?’

Guy grovellingly apologises, more because it’s bad form and poor manners than untrue, and they sort of patch things up. But, later, leaving Claridge’s, the incident does have the positive effect that it seems to have laid a ghost. His true feelings for Virginia have come out and he feels some sense of closure. It is  14 February 1940.

Apthorpe

His fellow ‘new’ officer, Apthrope, is arguably the dominant figure of the novel. Indeed the three main sections the book is divided into each use a Latin word to describe the three stages of Apthorpe’s progression, namely: Apthorpe Gloriosus, Apthorpe Furibundus and Apthorpe Immolatus where gloriosus is self evident, furibundus means ‘frantic, frenzied, maddened’ and immolatus means ‘having been immolated or sacrificed’.

Apthorpe’s character fascinates Guy from the start, his comic obsessions and behaviour. Thus, when Apthorpe is promoted to rank of captain ahead of Guy, he insists Guy salute him, and asks him to ask all the other new officers to do so, too. This, apparently, was technically correct but not necessary and makes Apthorpe look like a pedantic fool; in fact his fellow officers play various games with the act of saluting or not saluting when Apthorpe expects it which drives the poor man into a frenzy.

A platoon of signallers are billeted with the Halberdiers and Apthorpe insists they conform to Halberdier discipline and procedure, which leads to a long and increasingly embittered feud with their commanding officer, Dunn, which eventually escalates up to commanding officer level. Although he has been promoted. Apthorpe is acquiring a reputation as an eccentric.

Apthorpe and the saga of the Thunder-Box

One of Apthorpe’s eccentricities has been carrying round an enormous amount of lumber and ‘kit’ and ‘gear’ with him which he insists was vital to his much-mentioned but obscure ‘time in Africa’. ‘Somewhere among these possessions lay something rare and mysterious which Apthorpe spoke of as his “Bush Thunder-box”.’

This develops into the book’s best-known comic sequence, the kind of extended comic digression which characterised the best of his 1930s comic novels, reminiscent of Basil Seal’s scams in Put Out More Flags. The thunder-box is a beautifully made Edwardian chemical toilet, a cube of solid wood, which opens to reveal a porcelain seat and bowl. But why? asks Guy: there are toilets just down the hallway. ‘The clap old chap,’ Apthrope confidently explains. ‘A chap can never be too careful.’ So Guy watches Apthorpe surreptitiously, one evening, when the other chaps are in the game room, haul this big box out of the general lumber room and drag it across the prep school playing fields into a little games storeroom hidden among the bushes. For a couple of days Apthorpse disappears for ten minutes at a time and only Guy knows where he’s going.

However, disaster strikes when one evening Apthorpe encounters fearsome Brigadier Ritchie-Hooke exiting the clump of bushes which conceal his secret. Both are forced to salute each other but very uneasily. Apthorpe tells Guy the terrible news but worse is to follow. Next day Apthorpe goes for his daily evacuation and is horrified to see a sign pinned on the little outhouse saying the place is out of bounds to everyone below the rank of brigadier.

Apthorpe anxiously discusses the situation with Guy and ropes him into moving the dread device. So one evening they sneak down to the outhouse and manhandle it some distance away to another hiding place, returning very satisfied with their work. A few evenings later Apthorpe makes his usual excuses and slips off and a few minutes later Guy hears a muffled explosion. He knows at once what it is, and sets off running across the playing fields and into the bushes. He discovers a dazed Apthorpe sprawled on his face a few yards from the thunder-box which is now a splintered smoking wreck. Ritchie-Hook, in one of his famous practical jokes, had rigged the thing with a small explosive device.

The sequence of events themselves are fairly funny, but what turns it into award-winning farce is the tremendous seriousness with which Apthorpe takes it all, and the completely straight-faced way Guy plays along with him.

Penkirk

The regiment is moved to Penkirk not far from Edinburgh in a camp of tents. A castle is nearby. Here Apthorpe’s eccentricities continue to flourish. It is here that he commences his long-running vendetta against the officer in the Signalling regiment.

It is here that the first division of commands is given and Guy is bitter to be given only a platoon while Apthorpe is promoted above him. Only later does a friendly superior explain this is because Apthorpe is actually fingered for promotion into purely administrative positions whereas the Brigadier doesn’t want anyone in command of actual fighting units who hasn’t started out with experience of commanding a platoon. That cheers him up a bit.

A new commander is assigned, one Hayter, who Guy comes to dislike. There is a great deal about relations between the new officers of his rank and the complex array of commanding officers who come and go as the regiment is restructured and reorganised.

There is a long sequence which Waugh cleverly arranges around the one hundred and forty-three questions in the Army Training Memorandum No. 31 War. April 1940 which all the officers receive and are ordered to complete.

On 10 May 1940 Winston Churchill became Prime Minister, replacing the hapless Neville Chamberlain. It is worth lingering over what Waugh, or at least his character Guy, thinks of him:

Guy knew of Mr. Churchill only as a professional politician, a master of sham-Augustan prose, a Zionist, an advocate of the Popular Front in Europe, an associate of the press-lords and of Lloyd George.

He thinks he’ll be better than the other chap. But this is a novel and another character, Major Erskine, who, in the dim-witted nature of these characters is thought to be ‘brainy’ because he reads novels and is a bit scruffy, this Erskine is made to say, prophetically:

‘Churchill is about the only man who may save us from losing this war.’

The difference between history and novels is in novels opinions, ideas, perspectives are distributed among different characters for dramatic effect. Might be worth also quoting the place where Waugh gives his clearest explanation of Guy’s motive for fighting, for taking part in this war:

[Guy] was a good loser, but he did not believe his country would lose this war; each apparent defeat seemed strangely to sustain it. There was in Romance great virtue in unequal odds. There were in morals two requisites for a lawful war, a just cause and the chance of victory. The cause was now, past all question, just. The enemy was exorbitant. His actions in Austria and Bohemia had been defensible. There was even a shadow of plausibility in his quarrel with Poland. But now, however victorious, he was an outlaw. And the more victorious he was the more he drew to himself the enmity of the world and the punishment of God.

Note the complete absence of political analysis. Waugh doesn’t, for example declare his protagonist an enemy of fascism or Nazism (in fact, having lived in Italy for most of the 1930s, Guy has a relaxed attitude to the reality of Italian fascism on the ground). Certainly not in the way that English left-wing or liberal thinkers thought of Nazism as unambiguously evil and a threat to all notions of freedom. Guy just seems to think that in invading Poland, Nazi Germany has gone a bit too far. And then this phrase ‘the enmity of God.’ Is Waugh serious? Well, his character probably is. Guy is a devout and in many ways simple Catholic, with a simple sense of right and wrong.

The flap

All this is taking place in the spring and early summer of 1940 which saw, in the wider world of war, the Russian invasion of Finland and the German invasion of Norway, this latter prompting a badly organised and chaotic British attempt to land troops and hold the German advance. (Waugh’s earlier novel, Put Out More Flags, includes towards the end a passage describing the ill-fated involvement of one of the characters, Cedric Lyne, in this badly organised fiasco.) And then, of course, the evacuation of Dunkirk, 26 May to 4 June 1940.

All kinds of rumour reach our chaps and this is a useful social history aspect of the novel, what makes it more than history, that it doesn’t record what happened, but what educated people of the time thought was happening and was going to happen.

Aldershot

So they’re sent to Aldershot in Surrey, with some description of the surrounding sandy heathland. Apthorpe distinguishes himself again by, the second he’s put in charge when the commander in chief is briefly absent, causing a great panic when he claims he has reports of German paratroopers landing.

Maps of Calais are issued as if they’re going to be shipped across to fight there, the officers memorise them, discuss lines of defence and so on. Guy’s platoon is dominated by the impressive figure of Company Sergeant Major Rawkes. Guy leads his men on a training exercise on the big barren heathland, everyone gets lost, some men go absent without leave, no-one knows what is going on, rumours fly in all directions.

Tony

Guy receives two letters from his father, the first one (2 June 1940) lamenting that his nephew, Tony, appears to be missing presumed killed in France, the second one (12 June 1940) with the reassuring news that he is in fact a prisoner of war, but the doleful commentary that a) it was shameful that his regiment surrendered to the Germans, but they were ordered to and b) it is likely to be a long war and so a shame that such a fine fellow is going to spend the best years of his young manhood behind bars. He receives both letters on the day the Germans march into Paris, 14 June 1940.

The world has shifted on its axis. Nobody expected France to fall at all, and certainly not so quickly. Now Britain really is alone. Churchill gave his ‘we shall fight them on the beaches’ speech on 4 June 1940.

North Cornwall

The regiment is moved to Cornwall. Waugh details the boredom of hanging round not knowing what the future holds. There are wild rumours that the Germans are about to take Limerick in Ireland and the Halberdiers are about to be shipped over to defend it. Much studying maps of Limerick. Nothing happens. The officers have to cook up ways to keep the men entertained, lectures (Guy gives a well received one about wine making, knowledge he gained in Italy). Football. Evening games of bingo which, surprisingly, Brigadier Ritchie-Hooke recommends and calls ‘housey-housey’.

Extraneous figures came to add to the congestion. An odd, old captain like a cockatoo in the gaudy service-dress of a defunct regiment of Irish cavalry. He said he was the cipher officer and was roped in to lecture on ‘Court Life at St. Petersburg’.

Seen from Waugh’s perspective, army life is one surreal and farcical event after another. This is what makes the books so supremely readable and enjoyable, the tone of quiet humour which suffuses them, occasionally rising to moments of supreme farce.

South Cornwall

Then they are ordered to pack up everything and shunted on a series of trains across to the South Cornwall coast where they are ordered to guard several miles of heavily barbed wired beach. Top brass come for an inspection and one of the intelligence officers goes out of his way to emphasise the risk of fifth columnists, a concept and phrase which had only recently been coined, by General Franco during the Spanish Civil War.

This leads to an incident when Guy has a touch of the Apthorpes and reacts with paranoia when two officers turn up at his HQ (a requisitioned hotel) claiming to be from A Company, the 5th Loamshires. Guy suspects them of being fifth columnists, is impressed by their accurate seeming papers and posh English accents, but nevertheless instructs the sergeant major to take over the bren gun next on the clifftop and cover the pair as they’re taken down for a dip in the sea by a soldier he deputes for the job. If they make one funny move, the sergeant major is to shoot them. The dismay of Sergeant Major Rawkes who had, until this moment, thought Guy wasn’t too bad, for an officer, is very funny.

Brook Park

They’re ordered to pack up yet again and entrain for Brook Park in Surrey. Here occurs an event which the sardonic and witty fellow officer, de Souza, nicknames ‘the Languishing of Leonard’. Early on we had met officer Leonard’s wife, Daisy, who is distinctly not the right class, who drops her aitches and speaks out of turn at dinners or drinks for the regimental officers. She has followed her man from base to base, taking hotel rooms and now announces that she is pregnant. She kicks up an immense fuss and wants Leonard seconded to a safe domestic posting so he can be with her. Very sheepishly Leonard falls in line with her demands, secures his posting, from which point onwards the Adjutant, or acting head of the regiment, requests that his name never be mentioned again. Shame.

Liverpool

Next thing they know they are given two days leave (Guy goes to visit his father and finds him, of course, knee deep in the classics text he’s teaching the little chaps at the evacuated prep school) before returning to barracks at which point the entire regiment is packed up and sent to Liverpool.

After the usual chaos, embarking, disembarking and so on, they finally set sail to the Bay of Biscay, are joined by a fleet and sail on to the coast of Africa, near Dakar, to be precise (capital of what is now Senegal).

Here the fleet moors and numerous high level meetings are held. Initially Brigadier Ritchie-Hook is excited because they are finally going to get to land and biff the enemy. But this turns to bitter frustration when the raid is called off. The ordinary soldiers celebrate but Guy is called to a meeting of senior officers, namely the Brigadier, Colonel Tickeridge and the ship’s captain.

The beach raid in Africa

Ritchie-Hooke is furious that the raid has been called off because naval intelligence has some aerial photos of the beaches which could be interpreted to indicate that they’re criss-crossed with wire. But in this little meeting he is gleeful because he and Tickeridge have persuaded the captain of the ship to let them send a tiny little landing party to ascertain whether this is true. And Guy is to lead it.

He is told to go and choose a dozen men who will be taken aboard a launch by a navy captain, shuttled ashore under cover of darkness, faces blacked, carrying minimal equipment. Their mission is to ascertain the existence or not of ‘wire’ and capture a souvenir, a coconut, say, as proof of their trip.

The atmosphere of tense excitement is beautifully conveyed. There’s a beautiful little description as Guy and his men wait in the hold for the little sally-port, or door low down in the side of the ship, to be opened so they can climb a short distance down a rope ladder into the launch:

The lights were all turned off in the hold before the sally-port was opened by one of the crew. It revealed a faintly lighter square and a steamy breath of the sea.

Well, to be brief, they chug onto the beach, slip over the side and wade through the warm water, tiptoe up the ashore and do, indeed, find wire, rows of wire amateurishly strung across it. Then sounds and someone starts firing and then lots of guns start firing. Guy blows his whistle for general retreat but one of his chaps goes haring forward into the darkness. The rest return to the boat unharmed and the sailor captaining it reports everyone present and correct but Guy knows he saw someone else and goes back to check.

Just as well he did, for he discovers one of his men crawling back through the dunes, wounded in the leg. Guy curses, runs forward, supports him arm over shoulder back to the launch, heaves him in and the launch turns and putters back to the ship. As he helps him Guy realises this disobedient man is none other than… Ben Ritchie-Hook. Not only that, but after he is manhandled into the launch he slips into Guy’s lap the object he’s been hugging close all this time. It is the severed head of an African soldier.

The ‘gruesome’ in Waugh

What to make of this? It is at the same time farcical, comic and gruesome. But readers will remember this is the sometimes puzzlingly extreme tone he takes in many of his books. It is as if part of his approach to humour is to occasionally crank it up to broad farce, and then sometimes to take farce way over the top into The Gruesome.

It’s easy to forget that in his very first novel, Decline and Fall, when the young innocent Paul Pennyfeather finds himself in prison, he discovers that the padre is none other than one of his teachers at the crappy private school he taught at in Wales, Prendergast, who has retrained as a chaplain, and how the prison governor with his fancy ideas, decides it is a good thing to try and reform one of their most notorious prisoners by allowing him to express himself in the carpentry shop – and how this prisoner takes the first opportunity to saw off the padre’s head.

Ritchie-Hooke later explains that the man raised his gun at him so Ritchie chucked a grenade which blew him to bits, one of the bits of which was the head (which he proceeded to ‘trim’ a bit). The beheading of the African is no more offensive than the decapitation of Prendergast i.e. a bit offensive against good taste and restraint. What definitely is offensive is the way Ritchie-Hook refers to the head as his ‘coconut’ and so does everyone else concerned during the incident’s repercussions.

The repercussions are that Ritchie-Hooke has gone too far this time and is recalled to London for a bollocking and possibly the end of his military career. Guy was only obeying direct orders but finds himself also condemned to have a black mark against him.

Freetown

Having abandoned the attack on Dakar the allied fleet sails on to Freetown, the port capital of Sierra Leone (a British colony which remained secure during the war). Damaged ships turn back. The two ships carrying the Halberdiers dock and they go ashore.

There is a new brigadier. He calls Guy in, tells him that during the journey he was promoted captain but that, in light of his involvement in the Dakar fiasco, he has been demoted again. He is to be recalled to London. He will be flown there along with Ritchie-Hooke as soon as the latter is fit enough to travel.

Here in Freetown he makes his second mistake. Apthorpe took the opportunity of leave to go up country. Now word comes back that he is ill. In fact he has been brought back by native bearers in a Victorian style ‘sheeted hammock’ and deposited in hospital.

The brigade major gives Guy permission to visit Apthorpe and recommends he take a bottle of whiskey along, it’s always a nice gesture, though strictly speaking advised against. Guy does so and has a long rambling encounter with Apthorpe who is genuinely ill. Guy slips the whiskey under his bedclothes. A nurse coming in smells it on their breath and says the doctor has forbidden it but Guy lies and says he just gave Apthorpe a nip from his flask.

During this interview Apthorpe, in his comically earnest and tragic way, entrusts Guy with a last wish, which is to ensure that he (Guy) hands over Apthorpe’s legendary pile of kit and equipment to his old friend ‘Chatty’ Corner (who we met earlier in the book when he attended one of the regimental drinks parties). Guy promises and leaves.

A few days later the brigade major calls him in to tell him that Althorpe is dead. Drank the whole bottle of whiskey in a day. Guy is shocked but then more shocked to learn that he is being blamed. The brigade major was the one who suggested the idea, but now holds him responsible.

(Throughout Apthorpe’s dying scenes there is another thread of Waugh’s irrepressible cheeky comedy, which is that Apthorpe solemnly assures him that when he told him, all the way back at the start of the book, that he had two aunts, he was, in fact, fibbing: he only has one. Guy accepts this deathbed confession with a straight face. But this misconception, that Apthorpe had two aunts who will grieve his loss, is then repeated by every other officer and official involved in the case, adding a wonderful thread of humour to counterpoint the rather grim fact of his actual death.

Again, as in the story of the decapitated African, grim death is inextricably intertwined with farce. It is a conscious policy.

So anyway, now Guy has two black marks against him. A flying boat lands in the harbour. It is to take him and Ritchie-Hook back to London and at this point the novel ends.

Cutaway ending

Except that, as Guy flies back to Blighty and an uncertain future, Waugh uses his characteristic technique of cutting away from the protagonist to have him and his plight be discussed by people at some distance from the action who, therefore, treat it with the levity and half attention we all give to gossip about people we half know or have vaguely heard of. It is a home counties version of the Alienation Effect. It is half humorous, half-despairing. It is the way human life is, never really understood, immediately transformed into gossip, all our lives, ultimately, dust. Sarum-Smith and de Souza attend the funeral of Apthorpe, laid to rest in the English cemetery in Freetown, and then remark on the fact that both of the oldest ‘new’ officers, the ones they nicknamed ‘uncle’, have left on the same day (one being buried, the other flying home under a cloud):

‘Both Uncles gone the same day.’
‘Funny, I was thinking the same. I rather preferred Crouchback on the whole.’
‘He seemed a nice enough fellow. I could never quite make him out. Pity he made an ass of himself.’
Already the Second Battalion of the Halberdiers spoke of Guy in the past tense. He had momentarily been of them; now he was an alien; someone in their long and varied past, but forgotten.

The old truth: life is intense tragedy to the person living it, but comedy to everyone else.


Waugh’s worldview

Snobbery

Only members of his class count. The narrator is scornful of anyone outside his circle and its very limited extension into the narrow circle of People Like Us.

The vulgar middle class

Throughout his works Waugh is snooty about people who make a living through trade, shopkeepers, merchants, and what you might call the lower professions, accountants and the like. Thinking about the professions, the very big gap in his oeuvre is the legal profession. If you think about Dickens, his works are full of lawyers and legal cases. None in Waugh. The central profession is, in the 1930s comedies, journalism and, in the novels from Put Out More Flags, the army.

The working classes

The working class is invisible except for servants, publicans, waiters and waitresses (in civilian life) and batmen, valets, servants and drivers (in the army). Oh and the actual soldiers, the common soldier, the private. Almost none of these are mentioned and none are named. When Guy takes his little troupe ashore at Dakar the sergeant has a name but none of the men. They are anonymous extras.

But what interests me is not Waugh’s snobbish, privileged, entitled elitism, as such. It’s more to do with the way that, operating within this closed, super-narrow, elite worldview – the upper class, private school and Oxbridge, country house and the-old-regiment kind of world, bolstered by the exclusiveness and elitism of his upper-class Catholic faith – enables his discourse, allows the texts to be written. A writer can’t write about the entire world; you have to pick a subject. Waugh isn’t trying to describe the great shambling chaos of the modern world. His bright, alert, highly regimented, policed and orderly world is the unshakeable foundation which allows him to create these comic, satirical and, occasionally, devastating fictions.

The elitism is as much a genre as a worldview, with its own customs and conventions. If, for the purpose of reading and enjoying his books, you accept this worldview, then the interest moves on from anatomising the worldview itself, to enjoying the way Waugh subverts, bends and occasionally breaks it.

Private schools and prep schools

Authors of his generation just can’t get away from memories of their childhood prep schools and boyhood private schools. They make endless comparisons to them, something reminds them of this or that at prep or public school, somehow prep schools are always cropping up as actual items: thus the location of training in Southsea is a requisitioned prep school and Mr Crouchback finds a private school evacuating to near his hotel and is invited to become a teacher, a Classics teacher, of course. I wasn’t at all surprised when (in the third book in the trilogy) de Souza tells Guy:

‘All army courses are like prep schools–all that welcoming of the new boys.’ (Unconditional Surrender, page 97)

It’s the first point of comparison for all these privately educated men.

Mental illness

I’ve mentioned it repeatedly in my reviews of Waugh’s novels, but a surprising number of them feature characters or passages dealing with mental illness or mental breakdown. Thus the nervous collapse of Agatha Runcible in Vile Bodies, the teetering on the brink of shocked breakdown of Tony Last in A Handful of Dust, the decline into depressed alcoholism of former High Society doyenne Angela Lyne in Put Out More Flags, the mental collapse of Sebastian in Brideshead Revisited, not one but two suicides in The Loved One. Several of his short stories are about homicidal lunatics (Mr. Loveday’s Little Outing and The Sympathetic Passenger).

In the trilogy Waugh continues his interest in several ways, at several levels. Guy’s elder brother, Ivo, has a complete collapse into psychosis and starves himself to death. Guy himself has been down enough to qualify as depressed and there are plenty of descriptions of his sense of hollowness, emptiness and futility:

He [was] himself destitute, possessed of nothing save a few dry grains of faith.

His brother-in-law, Box-Bender, frankly expects Guy to go mad at any moment, like his older brother, which doesn’t help. And then there’s something odd, ‘rum’, about the central figure, Apthorpe, mounting in eccentricity all the way through to his final collapse.

It feels like madness is constantly lurking just around the corner in any Waugh text. For the most part Waugh manages to keep the lid on it, contain it, and express it in socially acceptable form as a sense of the ludicrous or the farcical. But sometimes, pop! madness or despair emerge into the open.

Influence of film

1. As I’ve pointed out in other reviews, the film technique of quick cutting between scenes is something Waugh absorbed and used to great effect, most notably in an early novel like Vile Bodies but more subtly throughout all his fictions. He is still using it liberally throughout the trilogy, which often features sequences of 2 or 3-page scenes, moving quickly from one setting to another.

2. At moments, like so many of us, like so many characters in twentieth century fiction, Guy compares his behaviour to what people would do in a film and finds himself failing to live up to the Hollywood ideal of dashing masculinity.

3. And then, sometimes, he just takes the mickey out of movies, very amusingly:

Once Guy saw a film of the Rising of ’45. Prince Charles and his intimates stood on a mound of heather, making a sad little group, dressed as though for the Caledonian Ball, looking, indeed, precisely as though they were a party of despairing revellers mustered in the outer suburbs to meet a friend with a motor-car who had not turned up.

An awful moment came when the sun touched the horizon behind them. The Prince bowed his head, sheathed his claymore and said in rich Milwaukee accents: ‘I guess it’s all off, Mackingtosh.’

Influence of books

The comparing oneself with cultural ideals comes over more clearly in his comparisons with popular fiction. Early on in the book Guy recalls a story of derring-do he was read at prep school (naturally) during the Great War, and which inspired him and his friends with images of dashing heroism. The memory comes when the Brigadier addresses the men:

‘Gentlemen,’ he began, ‘to-morrow you meet the men you will lead in battle.’

It was the old, potent spell, big magic. Those two phrases, ‘the officers who will command you…’, ‘the men you will lead…’ set the junior officers precisely in their place, in the heart of the battle. For Guy they set swinging all the chimes of his boyhood’s reading…

‘…”I’ve chosen your squadron for the task, Truslove.” “Thank you, sir. What are our chances of getting through?” “It can be done, Truslove, or I shouldn’t be sending you. If anyone can do it, you can. And I can tell you this, my boy, I’d give all my seniority and all these bits of ribbon on my chest to be with you. But my duty lies here with the Regiment. Good luck to you, my boy. You’ll need it”…’

The words came back to him from a summer Sunday evening at his preparatory school, in the headmaster’s drawing-room, the three top forms sitting about on the floor, some in a dream of home, others – Guy among them – spell-bound.

This passage explains much, about ideals and identity and the centrality of his bloody private school in both of them. But it also, on a comic level, gives rise to a recurring trope which is when Guy finds himself in a tight corner and wonders what this ‘Truslove’ character from his boyhood stories would have done in his place. Thus he refers, later on, to an officer volunteering for a mission ‘Truslove style’, and ironically nicknames the farcical episode on the beach of Dakar ‘Operation Truslove’.

It is a variation on the deep central issue I’ve mentioned above, of the way so many men – well, writers, anyway – of this generation, never escaped their public school manners, morals and essentially immature, schoolboy worldview.


Credit

Men at Arms by Evelyn Waugh was published by Chapman and Hall in 1952. All references are to the 1983 Penguin paperback edition.

Related link

Evelyn Waugh reviews

Work Suspended by Evelyn Waugh (1942)

Work Suspended was the title give to the fragments of a novel Waugh abandoned to take up active service during the Second World War. It was published on Waugh’s return, in 1945, in an edition of 500 copies.

Waugh clearly put a lot of effort into the 100 or so pages of what was intended to be a complete novel, before abandoning it. It begs all sorts of questions, the most obvious one being why did he abandon it? I think the answers are pretty straightforward, namely that the text as we have it is long-winded and directionless.

All Waugh’s previous novels were told by a third person narrator and characterised by a very clipped, taut manner, accompanied by a technique which allowed him to cut between scenes, achieving brevity and speed.

This appears to have been his first attempt at a first-person narrative (apart from a handful of first-person short stories) and, at a stroke, adopting this perspective denies him all the features which so characterise the successful novels – the short scenes, the clipped style, the sudden cutaways to completely different settings.

Part One – A Death

John Plant in Morocco

Instead, we are introduced to the long-winded and lugubrious lucubrations of the fictional novelist, John Plant. He tells us he is an established author of popular crime novels, with seven to his name. Having tried various places to work, he has settled on Fez, in north-east Morocco, where he was completing his latest novel, Murder at Mountrichard Castle, when he got a telegram from his Uncle Andrew telling him that his father has died.

They weren’t close. His father was a successful painter in the old manner. There follows an extended passage describing his father’s career and lucrative sideline as not quite a forger, but a painter of paintings in the manner of famous Victorian artists which he sold to the dealers, Goodchild and Godley, who sold on to clients under the impression they were buying an original Millais or whatever. The money from this allowed his father to keep up a nice house in St John’s Wood with servants, the Jellabies, who amiably ripped him off, overcharged on groceries, had little parties when he was out of town etc.

There is a passage describing his father’s apoplectic fury when a nearby house is sold to developers who pull it down to erect a jerry-built block of flats (Hill Crest Court), such a sustained vengeful fury that the narrator wondered if his father was quite sane (one among many Waugh characters, or fictions, which hint at mental illness).

Anyway, he’s dead now, and his Uncle Andrew’s telegram arrived too late for him to attend the funeral. So he sets off for his weekly visit to the Moulay Adullah, a kind of red light district between the old city and the ghetto and is looking forward to an evening of entertainment with his regular girl, ‘a chubby little Berber’ named Fatima, when there is a raid by the French police. All the European customers are lined up and the police take their details. These are passed onto the British Consul and the narrator feels his anonymity has been broken.

Forget the subject matter for a moment. The relevant thing about all this is it’s very slow, slow and wordy, completely unlike the sharp, rapid, precise, clipped style of all his previous works. Here’s a prime slab of text which demonstrates what I mean, as the narrator reflects why being caught in a police raid of the brothel means he can no longer be happy in Fez.

They were still serving dinner at the hotel; the same game of billiards was in progress in the bar; it was less than an hour since I went out. But that hour had been decisive; I was finished with Fez; its privacy had been violated. My weekly visit to the Consulate could never be repeated on the same terms. Twice in twenty minutes the Consul had been called to the telephone to learn that I was in the hands of the police in the Moulay Abdullah; he would not, I thought, be censorious or resentful; the vexation had been mild and the situation slightly absurd—nothing more; but when we next met our relations would be changed. Till then they had been serenely remote; we had talked of the news from England and the Moorish antiquities. We had exposed the bare minimum of ourselves; now a sudden, mutually unwelcome confidence had been forced. The bitterness lay, not in the Consul’s knowing the fact of my private recreations, but in his knowing that I knew he knew. It was a salient in the defensive line between us that could only be made safe by a wide rectification of frontier or by a complete evacuation. I had no friendly territory into which to withdraw. I was deployed on the dunes between the sea and the foothills. The transports riding at anchor were my sole lines of support.

See what I mean by long-winded and slow? Everything is elaborated, everything is spelled out, and with a rather florid array of metaphors towards the end. The opposite of his entire previous style. One guess at why Waugh abandoned it would be that he realised that, if he wrote every single development in the plot out at this kind of length, the finished work would end up being two or three times as long as his previous novels. Indeed, this is what happened with Brideshead Revisited.

John returns to London

So he packs his (small number of) things and returns to London. His uncle has arranged the closure of the family house and dismissing the not particularly grateful Jellabies with an honorarium of £250. He tries to settle into his London club but is restless. When he visits the empty, shut up house in St John’s Wood he is suddenly overcome by grief but it is for his lost youth, not his father. His novel was so close to completion but what with his inheritance and change of scene he finds it impossible to settle to complete it. Restless and unhappy.

Roger and Lucy

He goes for lunch with a chap he was at university with, Roger Simmonds. They ran an undergraduate magazine and the chap’s made a career writing comic novels. He is himself a comic type, having married a rich heiress (Lucy) and become a Socialist. They have a ludicrous conversation which veers from in-depth consideration of how many formal hats a man needs (they eventually conclude a chap can get away with three) to just how they will abolish property after the Revolution.

The brittle comedy of this links up with the way the text refers to some characters from Waugh’s comic novels, Mrs Algernon Stitch the high society power broker in Scoop and the sudden emergence of Basil Seal in part two.

Suddenly it feels like we’ve leaped from the long-winded, slow, lugubrious tone of the opening into a very different text, one of the 1930s comedies. And yet it’s interspersed with moments of more adult reflection. Take a striking couple of sentences in which he reflects on the fact that he supposes he was part of a ‘set’ at university, but has grown old enough to come to dislike them all:

He was one of the very few people I corresponded with when I was away; we met often when I was in London. Sometimes I even stayed with him, for he and half a dozen others constituted a kind of set. We had all known each other intimately over a number of years, had from time to time passed on girls from one to the other, borrowed and lent freely. When we were together we drank more and talked more boastfully than we normally did. We had grown rather to dislike one another; certainly when any two or three of us were alone we blackguarded the rest, and if asked about them on neutral ground I denied their friendship.

Atwater

Both tones – the farcical and the more sombre, middle-aged – are uneasily combined in an odd scene when one day, out of the blue, a servant at the club announces the presence of a man named Atwater who insists he knows Plant and makes him take him to a discreet side room where he cheerfully announces that he’s the man who ran over and killed Plant’s father. He describes the way his father refused to get out of the way, which chimes with several references earlier to Plant’s father actually being obsessed with death and looking forward to it.

But the real point of the scene is to convey the oikish, lower class manner and speech of this ghastly little man, who masquerades as a Mr Thurston to gain admittance to the club but then admits his name is Atwater. Atwater combines bad manners with whining self-pity, mixed with outrageous requests for a loan, and fantasies about setting off for the colonies to make a new start in life. Plant can’t usher him out of the club fast enough.

Destruction of the family home

Same kind of uneasy mood surrounds the final section in which Plant finds it harder than expected to sell his father’s house. Basically the presence of the block of flats has significantly undermined prices and he has to accept £2,500 rather than the £10,000 he had hoped for. And who does the only offer come from? The seedy owner of the said block of flats, a Mr Hardcastle, whose office is in a top floor dingy flat whose door bears the names of half a dozen dodgy real estate companies. Plant imagines the world of sharp practices which emanate from this little room, the deal is done, and within weeks he revisits his family home to find it already half destroyed, his father’s studio in the garden reduced to a concrete base piled with rubble.

So there is some comedy buried in these 50 or so pages, but heavily weighed down by sadness and loss. Decline and fall. Sic transit gloria mundi. Ou sont les neiges d’antan, and so on. Although the subject matter is different, to lugubrious style and gloomy melancholy are substantially to that of Bridehead Revisited.

So when he tots up the profit from the house, combined with his father’s life insurance policy, Plant finds he has a total capital of £3,500 with which to start a new life. What shall he do?

Part Two – A Birth

Move to the country. Waugh is almost always interesting, in the sense that his texts are light on ’emotions’ and psychology and heavy with facts and details. In this aborted text he allowed himself some editorialising which could almost come from a magazine article.

In all the previous novels it was taken for granted how the characters moved from one country house party to another (and this is also the ambience of Aldous Huxley’s early novels). So I found the following passage very useful and insightful as social history. When word gets around that Plant is thinking of buying a place in the country, he sees a shine of interest in his friends’ eyes:

Country houses meant something particular and important in their lives, a system of permanent bolt-holes. They had, most of them, gradually dropped out of the round of formal entertaining; country life for them meant not a series of invitations, but of successful, predatory raids. Their lives were liable to sharp reverses; their quarters in London were camps which could be struck at an hour’s notice, as soon as the telephone was cut off. Country houses were permanent; even when the owner was abroad, the house was there, with a couple of servants or, at the worst, someone at a cottage who came in to light fires and open windows, someone who, at a pinch, could be persuaded also to make the bed and wash up. They were places where wives and children could be left for long periods, where one retired to write a book, where one could be ill, where, in the course of a love affair, one could take a girl and, by being her guide and sponsor in strange surroundings, establish a degree of proprietorship impossible on the neutral ground of London. The owners of these places were, by their nature, a patient race, but repeated abuse was apt to sour them; new blood in their ranks was highly welcome.

Julia and Lucy

But the long second part focuses entirely on Lucy, Roger Simmonds’ new bride. In a nutshell, Plant falls in love with her. Simple idea but it is described in sometimes staggering detail. There are numerous passages of very unWaughesque psychology, pages of description of what it is like to fall in love.

This Lucy is heir to a staggering £58,000 fortune and so had numerous suitors. Plant finds himself hooked up by Basil Seal, who we know from other Waugh novels, in a campaign to get into Lucy’s good books. But she is won over by Roger’s honesty and good sense, which is described in unusual detail, as if by a completely different kind of novelist, one interested in the details of psychology and character.

There’s a strange passage because it’s so banal about Plant’s campaign of inviting the newly married couple to luncheon at the Ritz. The etiquette of invitations and replies and notes of thanks is gone into in painstaking detail: maybe this is meant to be funny, but it isn’t. Or, more precisely, the audience for the social comedy intrinsic in the precise phrasing of invitation and thank you cards has dwindled into insignificance. But then again, maybe that is the point. Maybe the narrator (and through him, Waugh) are demonstrating the generation and caste they belong to in a way that emphasises how its manners and etiquette are vanishing.

There’s an odd plot development which is that Lucy has two young cousins which her mother wanted introduced to London society. One, Julia, just eighteen, turns out to have a crush on Plant, to have worshipped him at school to have made him the focus of her school literary society. So she is beside herself with excitement when Lucy tells her she’s going for lunch at the Ritz with the famous John Plant, and Julia begs to be allowed to sit at a table behind a pillar just to watch him go by.

In a nutshell, over a series of further social engagements, Plant goes out of his way to be kind and sweet to Julia which, although it risks exacerbating her crush in him, persuades Lucy that he is a good man.

Lucy for her part, becomes pregnant and finds herself a little isolated in married life. Her father was a major and she grew up in Aldershot. She doesn’t know many of Roger’s friends. But Plant’s kindness to Julia makes Lucy decide he’s the one of Roger’s friends that she will become friends with.

And so they develop a friendship, utterly platonic on her side, increasingly love-lorn on Plant’s side, and based on regular meetings to go and see country houses of the particular type that Plant wants to buy. (There’s an interesting digression on the fondness in his generation for architecture, for English houses and Regency terraces. He makes the interesting point that what Nature was for the Victorians, English vernacular architecture was for his generation. You only have to think of John Betjeman.)

This goes on for some time, with Waugh writing at uncharacteristic length about the subtleties of Plant’s changing feelings for Lucy.

Lucy gives birth

Anyway, this long part leads up to Lucy actually having the baby. This is interesting in a number of ways. First and foremost if it’s any indication of male attitudes to childbirth, it’s a fairly horrifying portrait of how utterly ignorant and useless her husband, Roger is. He hasn’t got a clue what’s going on or how to react; all he can think of is ringing up Plant and suggesting they go and get drunk. Just as well he, like his class in general, had hired a nurse named Sister Kemp.

At London Zoo

But this isn’t possible because Plant, horrified when Roger phones him to tell him that Lucy’s crisis has begun, goes to the zoo, London zoo. He and Lucy used to go there often to mooch about and there’s a passage about a particular monkey whose cage they stop in front of, Humboldt’s Gibbon. Now he taunts the skinny monkey, pretending to have food, till the monkey hisses and spits. Is this intended as a kind of objective correlative of his mood of hopelessness?

But it’s barely described before things take an odder turn. For loitering behind him and then coming up to introduce himself is none other than Atwater, the cad who ran over and killed his father. Surprised and then dismayed, Plant listens to Atwater’s jabber of self-pitying gossip about himself and then realises that at least it is taking his mind off thinking about Lucy’s agony.

Atwater’s club

So he lets himself be invited to Atwater’s ‘club’, which is a characteristically shabby, seedy joint, ‘the Wimpole Club’ mews off Wimpole Street. There’s no-one there except the porter having a crafty sandwich and a bored barman named Jim. Plant allows himself to be bought, and then to buy, a series of strong cocktails, while Atwater jabbers on, until both of them are paralytic, eat a steak which appears from nowhere, then stagger out onto the street and so  a cab back to his rooms where he passes out.

Plant wakes in the early hours to a phone call from Roger saying the baby’s been born, a boy. Roger invites him for a middle of the night drink but Plant turns him down and crawls back to bed.

Next morning he bathes and makes himself presentable and turns up at Lucy and Roger’s house, taking flowers for lovely Lucy, shaking Roger’s hand and then shown the bonny baby boy in his cradle by Nurse Kemp who, to Plant’s well-bred horror, Lucy is now calling ‘Kempy’. Well, really. Giving pet names to the hired staff. Whatever next!

And there the narrative ends, leaving the reader asking themselves what was the point of all that?

Conclusion

The text as we have it has a little postscript telling us the baby was born at the end of August 1939, in other words just as the Second World War broke out. It gives us a postscript of what became of the main characters during the war, namely that the country house he had finally chosen and begun steps to buy was brutally requisitioned by the authorities and used to house pregnant women for the duration;

Lucy and her baby moved back to her aunt’s. Roger rose from department to department in the office of Political Warfare. Basil sought and found a series of irregular adventures. For myself plain regimental soldiering proved an orderly and not disagreeable way of life.

I met Atwater several times in the course of the war—the Good scout of the officer’s club, the Under-dog in the transit-camp, the Dreamer lecturing troops about post-war conditions. He was reunited, it seemed, with all his legendary lost friends, he prospered and the Good scout predominated. To-day, I believe, he holds sway over a large area of Germany.

Like the ending of Brideshead Revisited, there is the same sense that the war changed everyone’s plans, uprooted everyone’s lives and that, somehow, the most rascally (Basil) or the most caddish (Atwater) were the ones who thrived. The difference is that Brideshead is a finished work of literature and so has earned the ‘sic transit’ tone of its epilogue, whereas the sombre tone of this little coda hardly bears any resemblance to what came before it.

Waugh is always interesting, he writes so well, so clearly and always has something to say, so this hundred or so pages have interesting things on every page, whether it’s the brief description of life in Fez or the architectural fetish of his generation or the etiquette of invitations and thank you cards among his social set or the raffish schemes of Basil Seal or the schoolgirl crush of cousin Julia, or his father’s rage against the erection of blocks of cheap flats in his square, and so on and so on. Even the scenes with the monkey in London Zoo or the scene in Atwater’s shabby club are crisply and vividly described.

But why? Where was it ever going? There seems to be no overarching plan and the lack of plan seems to be reflected in the flabbiness of a lot of the writing. Having plumped for a first person narrator, Waugh commits to a more long-winded style in which we hear a bit more about the protagonist’s psychology, feelings and opinions than we really care about.

He writes a very great deal indeed from inside the mind of this character, John Plant, but you can’t help feeling that, once he’d established him, he didn’t know what to do with him. Having an affair with a friend’s wife is a pretty banal storyline, so he spiced it up by having the friend’s wife be pregnant and get progressively more pregnant as his infatuation proceeds. But this, too, feels like a hiding to nothing. What was going to happen after the baby was born? Was Plant going to seduce the shell-shocked mother of a newborn baby? It would be not only immoral but frightfully bad manners.

Long before the end of part two it feels like Waugh had written himself into a dead end. If you’re in a hole, stop digging.


Credit

Work Suspended by Evelyn Waugh was published in a limited edition in 1942. A revised version was published by Chapman and Hall in 1943. All references are to the text in the 2011 Penguin paperback edition of the Complete Short Stories of Evelyn Waugh.

Related link

Evelyn Waugh reviews

The Journey To The East by Hermann Hesse (1932)

A slender novella, 88 pages in the Picador paperback version, The Journey To The East is a first-person narrative told by a former member of the secretive ‘League’ of poets, writers and seekers who, in their different ways, all undertook journeys to the East in ‘the troubled, confused, yet so fruitful period following the Great War’ (p.5).

What sets it apart, at least to begin with, is that it is nothing like a sensible factual account of a straightforward ‘journey’ such as you might read by traditional travel writers like Robert Byron or Peter Fleming.

Instead it is more like a fairy story, in which the ‘travellers’ encounter legendary figures and mythical beasts, pass through fictional lands from fables and fairy tales, and travel not only in space, but in time – back into the past, penetrating ‘into the heroic and the magical’ (p.7).

One day, when I was still quite a new member, someone suddenly mentioned that the giant Agramant was a guest in our leaders’ tent, and was trying to persuade them to make their way across Africa in order to liberate some League members from Moorish captivity. Another time we saw the Goblin, the pitch-maker, the comforter, and we presumed that we should make our way towards the Blue Pot.

The giant Agramant, the Goblin. It is fairy land.

Despite these imaginative frills, though, the League feels like a Christian monastic order – casual phrases continually remind the reader that Hesse had an intensely pious Christian upbringing, against which he rebelled but whose stern moral seriousness he kept for the rest of his life.

Thus newcomers to the League are ‘novitiates’, must take an ‘oath’ to renounce the world and its temptations, must wear a ring proclaiming their membership of the order. The journey is referred to as a ‘pilgrimage’ and the travellers as ‘pilgrims’. The leader of the narrator’s group talks freely about ‘grace’ and ‘repentance’, both utterly Christian concepts.

But at the same time it is a phantasmagoria of all the cultural greats through the ages:

Our League was in no way an off-shoot of the post-war years, but that it had extended throughout the whole of world history, sometimes, to be sure, under the surface, but in an unbroken line, that even certain phases of the World War were nothing else but stages in the history of our League; further, that Zoroaster, Lao Tse, Plato, Xenophon, Pythagoras, Albertus Magnus, Don Quixote, Tristram Shandy, Novalis and Baudelaire were co-founders and brothers of our League.

This is a kind of greatest hits of world culture. And the way the ‘pilgrims’ travel is both a physical path or itinerary, very much in the style of medieval pilgrims –

And as we moved on, so had once pilgrims, emperors and crusaders moved on to liberate the Saviour’s grave, or to study Arabian magic; Spanish knights had traveled this way, as well as German scholars, Irish monks and French poets.

But also an imaginative one, as they travel through realms of magic and myth, experiencing not only all times, but the real and the imaginary on the same terms.

The core of the experience, the thing which, looking back, the narrator realises brought him the greatest happiness, was:

The freedom to experience everything imaginable simultaneously, to exchange outward and inward easily, to move Time and Space about like scenes in a theatre.

When you reflect on this, it sounds increasingly like the adventures of someone in their library – with the leisure time to roam freely over time and space, and between factual and imaginative literature.

The plot

The first-person narrator is ‘a violinist and story-teller’ who joined the League with the aim of travelling to the East to meet the princess Fatima and, if possible, to win her love (we learn that all League members have quirky or idiosyncratic goals, one wants to see the coffin of Mohammed, another to learn the Tao).

But the oddest thing about the story is that… they don’t travel to the East. About a third of the way through the text, the narrator tells us that at an early point of the journey, while they were still in Europe, at a place called Morbio Inferiore, a municipality in Switzerland, one of his team’s most loyal servants, Leo, goes missing, so the entire squad sets out to find him, searching up hill and dale.

Not only do they never find him, but his group begins to squabble amongst itself, loses focus. Somehow the journey was abandoned and he never made it to the East. Now, we learn, the narrator is struggling to set it all down in a written account, in a bid to revive the heady joy of those young days.

Now the narrative cuts to ‘the present’, some ten years after the journey. The narrator tells us it is a long time since he was active in the League, he doesn’t know whether it exists any more, he’s not sure it ever existed and these things ever happened to him.

And now the narrator tells us that the episode of missing Leo has given him writer’s block, he doesn’t know how to tell the episode correctly, and can’t manage to get the story past it.

And in an abrupt and surprising switch, the narrative stops being about any journey to the East whatsoever.

Now, surprisingly, the scene cuts back to the narrator’s home town and becomes spectacularly more realistic and mundane. To address his problem of writer’s block, the narrator goes to meet a friend of his who’s a newspaper editor, named Lukas, and who wrote a successful book of war memoirs.

Discussion of the war memoirs gives rise to a consideration of how difficult it is to describe any human experience, at how you need to create eras or characters or plots to even begin to get it down.

Even further than this, how some experiences are so intense or evanescent, that you can’t even be sure you had them. In which case, how do you describe them? Lukas replies that he wrote his book about the war because he simply had to, whether it was any good or not was secondary, the writing itself was vital therapy, which helped him control ‘the nothingness, chaos and suicide’ which would otherwise have overwhelmed him (p.46)

So. This is less a book about a journey anywhere, and a lot more a book about the difficulty of writing a book. Ah.

When the narrator tells Lukas how, in writing his account of the journey to the East, he’s got blocked on this episode of the missing servant, Leo, Lukas promptly looks Leo up in the telephone directory and finds there is a Andreas Leo living at 69a Seilergraben. Maybe it’s the same guy, he says – as if we’re in a 1930s detective novel and not the imaginative phantasmagoria we started out in. ‘Go and see him,’ the editor suggests.

So the narrator does, and finds 69a Seilergraben to be an apartment in an anonymous building in a quiet street. The narrator knocks on the door, questions the neighbours, hangs around, and goes back on successive days. Finally he sees this Leo exit his apartment block and walk quietly to the park where he sits on a bench and eats dried fruit from a tin.

This is not at all the mystical imaginative phantasmagoria I was promised on the back of the book, is it? This is staggeringly mundane.

The narrator approaches Leo, and tries to remind him of their time back in the League and on the great journey East which, the text confirms, happened some 10 years earlier. But Leo is calmly dismissive and walks off, leaving the narrator standing alone in the park as dusk falls, in the rain.

Now he is rejected like this, we learn the narrator is prone to depression, in fact to despair and thoughts of suicide.

I had experienced similar hours in the past. During such periods of despair it seemed to me as if I, a lost pilgrim, had reached the extreme edge of the world, and there was nothing left for me to do but to satisfy my last desire: to let myself fall from the edge of the world into the void — to death. In the course of time this despair returned many times; the compelling suicidal impulse…

In other words, he shows the same bouncing from one to extreme to the other that characterised the Steppenwolf and his moods of suicidal despair. And very like the author himself, a glance at whose biography reveals attempts at suicide, prolonged psychotherapy, and a spell in a mental sanatorium.

The narrator gets home and sits down, still damp from the rain and writes a long letter to Leo, then falls asleep. When he wakes up Leo, is sitting in his living room. Leo reveals he is still a member of the League and says he will take the narrator to see the current President. Leo leads him through the streets of the quiet town by a circuitous route, stopping at various inconsequential locations including a church, to an anonymous building, which is large and labyrinthine on the inside (reminding me of the labyrinthine buildings Franz Kafka’s protagonists stumble through).

The narrator is led into an enormous room full of shelves lined with books which turn out to be the archive the League. Leo suddenly starts singing and, as in movie special effects, the archive recedes into the distance and in the foreground appears a large judgement chamber.

A jury assembles and a ‘Speaker’, who acts like a judge. It has turned into a sort of court-room, which makes the comparison with Kafka feel overwhelming – a confused little man dragged to judgement before a huge, imposing court which he doesn’t understand. The essence of the Kafkaesque.

For the first time the narrator is named as ‘H.H.’. H.H.? So a barely veiled reference to the author himself which, yet again, could barely be more like the Kafka who named his two most famous protagonists K. and Joseph K. with his own initial.

The ‘Speaker’ refers to H.H. as ‘the self-accused’ and asks him:

‘Is your name H.H.? Did you join in the march through Upper Swabia, and in the festival at Bremgarten? Did you desert your colours shortly after Morbio Inferiore? Did you confess that you wanted to write a story of the Journey to the East? Did you consider yourself hampered by your vow of silence about the League’s secrets?’
I answered question after question with ‘Yes’…

So I was expecting H.H. to get hammered, but, surprisingly, he is now given permission to go right ahead and write a full account of the League and all its laws.

He is handed a copy of the manuscript of the Journey he had been working on and which had got bogged down at that moment when Leo left the group. But now, when he rereads it, he feels it is bodged, clumsy, inaccurate and – further – as he tries to amend it, he watches the letters change shape, become patterns and pictures, illegible, the entire manuscript changes form in front of his eyes.

Rather improbably, the Speaker gives him free run of the immense archive to research his book, which leads to a passage where H.H. rummages through the archives to find records about his friends and then himself, but finds the records written in strange languages and arcane scripts. Slowly he realises there isn’t enough time in the world to go through this immense and probably infinite library.

From all sides the unending spaciousness of the archive chamber confronted me eerily. A new thought, a new pain shot threw me like a flash of lightning. I, in my simplicity, wanted to write the story of the League, I, who could not decipher or understand one-thousandth part of those millions of scripts, books, pictures and references in the archives! Humbled, unspeakably foolish, unspeakably ridiculous, not understanding myself, feeling extremely small, I saw myself standing in the midst of this thing with which I had been allowed to play a little in order to make me realize what the League was and what I was myself.

the court magically re-assembles, with the Speaker presiding. Now we learn that this little episode was a further step in H.H.’s trial, to show him how vain and presumptuous his aim of writing a history of the league was. The Speaker asks if he is ready for the verdict on him, and whether he wants it delivered by the Speaker or the President himself.

In a surreal development, the grand figure who emerges from the bloom of the archive hall turns out to be none other than… Leo! The Leo he had followed into the party, who is himself the Leo who was his group’s servant on the Journey and now he comes to think about it, was the same President who initiated him into the League and gave him his ring.

H.H. is covered in shame and confusion. To think that he could write a history of the League. To think that he had imagined the League had ended or had never existed. Now Leo recounts H.H.s sins against the League. Forgetting about its existence. Losing his League ring. Even their long walk through the town had been a test because H.H. should have gone into the church and worshipped, as is fitting, instead of standing outside locked in his impatient egotism. It is his egotism which made him deny the League and sink into a world plagued with depression and despair.

Again, as in so many of Hesse’s books, which you imagine will be about Eastern philosophy, the most eloquent passages are about misery and despair. Leo tells the jury how H.H.s loss of faith in the League led him down into the pit, and delivers some puzzling lines:

‘The defendant did not know until this hour, or could not really believe, that his apostasy and aberration were a test. For a long time he did not give in. He endured it for many years, knowing nothing about the League, remaining alone, and seeing everything in which he believed in ruins. Finally, he could no longer hide and contain himself. His suffering became too great, and you know that as soon as suffering becomes acute enough, one goes forward. Brother H. was led to despair in his test, and despair is the result of each earnest attempt to understand and vindicate human life. Despair is the result of each earnest attempt to go through life with virtue, justice and understanding and to fulfill their requirements. Children live on one side of despair, the awakened on the other side. Defendant H. is no longer a child and is not yet fully awakened. He is still in the midst of despair.’

So: Despair is what you enter when you are no longer a child, when you become a questing adult, and before you are initiated or awakened.

Now President Leo initiates H.H. for a second time, giving him a replacement ring and welcoming him back into the ranks of the League.

This really is nothing at all about any literal Journey To The East, is it? It is about adventures of the spirit, or maybe psychological experiences, in a quiet Swiss town.

Now the President leads H.H. to the final test. He is shown the League archives about himself. Specifically, he is shown several other accounts written by members of his group or party on his Journey of ten years ago. Here he is horrified to read that it is he, H.H. that the other members of the group blamed for Leo’s disappearance, for accusing Leo of having taken key documents with him, it was he, H.H. who was blamed by the rest of the group for spreading dissension.

He learns something about trying to write ‘the truth’ (something which is, to be blunt, fairly obvious), which is that everyone has a different account of what happened, and no ‘truth’ can ever be arrived at.

If the memory of this historian was so very confused and inaccurate, although he apparently made the report in all good faith and with the conviction of its complete veracity – what was the value of my own notes? If ten other accounts by other authors were found about Morbio, Leo and myself, they would presumably all contradict and censure each other.

No, our historical efforts were of no use; there was no point in continuing with them and reading them; one could quietly let them be covered with dust in this section of the archives. ..

How awry, altered and distorted everything and everyone was in these mirrors, how mockingly and unattainably did the face of truth hide itself behind all these reports, counter-reports and legends! What was still truth? What was still credible ?

The final few pages end on an enigmatic moment and symbol. Tucked away in the shelf where his records are stored, he finds a grotesque little statuette, like a pagan idol. Only slowly does he realise it is two-sided, shows two human figures joined at the back. And then slowly makes out that one is a depiction of himself, with blurred features, weak and dying. And as he lights another candle he sees something stirring in the heart of the glass statuette, and realises that some kind of life force is moving from his half of the statuette over into Leo’s

And in the last few sentences of the book he remembers a conversation he had with the servant Leo on the Journey, ten years earlier, amid a wonderful festival early in the journey, where Leo had explained that a pet or writer drains himself in order to give eternal life to his work, just as a mother suckles a baby and gives the babe life, at her own expense. So the poet.

And on this slightly ominous, pregnant image the book ends. The narrator feels very sleepy. He turns to find somewhere to sleep. Maybe enacting exactly the gesture whereby the poet, writer or maker, gives all their spirit and life force to their creation and then expires.

Thoughts

Well, it turns out not to be a literal Journey To The East in the slightest. Anyone expecting a straightforward narrative of a pilgrimage to India will be disappointed and puzzled.

However, anyone familiar with Hesse will be less surprised by its combination of the strangely mundane and the wildly phantasmagorical. This is the same combination as in Steppenwolf, which evolved from being a dull account of a middle-aged boarder in a provincial boarding house into the giddy surrealism of the Magic Theatre.

And Steppenwolf also covered a similar range of emotional or psychological states – to be more precise, it displayed a similar, almost schizophrenic, tendency to jump between extremes of Despair and the giddy heights of ecstatic imaginative delirium.

I had this impression of Hesse as being a lofty propounder of high-minded Eastern philosophy. I wasn’t prepared to encounter so many characters who were so full of despair, self-loathing and so many discussions of suicide.

And I’m still reeling from the way the book is not about a Journey To The East at all; it’s much more about the psychological adventures or journey of a middle-aged man living in a Swiss town. All the key events happen in the narrator’s mind. It is a psychological odyssey.

Building a universe

It’s a small detail, but it’s interesting that Hesse includes among fellow members of the League, not only some of his real-life friends, but characters from his other books.

Thus the character ‘Goldmund’, one of the two leads in Narziss and Goldmund, crops up in his initial memories of the Journey, as does the painter Klingsor, who is the fictional lead of Hesse’s earlier novel Klingsor’s Last Summer.

And when I started reading Hesse’s final novel, The Glass Bead Game, early in the introduction the narrator mentions the League of Journeyers To The East as forerunners of the game. Hesse was quite obviously creating a kind of larger imaginative canon, an imaginarium, in which characters not only from history, not only actual writers and composers, along with mythical and legendary figures, but figures from his own earlier fictions, could meet and mingle on equal terms.


Images of war in The Journey To The East

I am always interested in the social history revealed by older texts. It is striking that Hesse doesn’t just launch straight into his fairy-tale journey, but feels the need to define the times, the era, the period against which his pilgrim is reacting, and that he defines these times by repeated references to the social, economic, cultural and spiritual chaos following Germany’s defeat in the Great War.

Ours have been remarkable times, this period since the World War, troubled and confused, yet, despite this, fertile…

It was shortly after the World War, and the beliefs of the conquered nations were in an extraordinary state of unreality. There was a readiness to believe in things beyond reality…

Have we not just had the experience that a long, horrible, monstrous war has been forgotten, gainsaid, distorted and dismissed by all nations? And now that they have had a short respite, are not the same nations trying to recall by means of exciting war novels what they themselves caused and endured a few years ago?…

At the time that I had the good fortune to join the League – that is, immediately after the end of the World War – our country was full of saviors, prophets, and disciples, of presentiments about the end of the world, or hopes for the dawn of a Third Reich. Shattered by the war, in despair as a result of deprivation and hunger, greatly disillusioned by the seeming futility of all the sacrifices in blood and goods, our people at that time were lured by many phantoms, but there were also many real spiritual advances. There were Bacchanalian dance societies and Anabaptist groups, there was one thing after another that seemed to point to what was wonderful and beyond the veil. There was also at that time a widespread leaning towards Indian, ancient Persian and other Eastern mysteries and religions…

His name is Lukas. He had taken part in the World War and had published a book about it which had a large circulation…

And indeed, from a structural point of view, this editor, Lukas, is included mainly for the discussion he promotes about the struggle he had to write his memoirs of the war, and his eventual conclusion that it was better to write something rather than nothing – even if untrue or less than perfect – if only because the act of writing was so therapeutic and saved him from terrible feelings of despair and suicide.

I’m doing no more than suggest that Hesse, who is generally thought of as a kind of high-minded explorer of timeless values was, in fact, very much a man of his times, and that his thinking was marked and shaped by the great cataclysm which he and his nation lived through just as much as all the other authors of the Weimar period.

Credit

Die Morgenlandfahrt by Hermann Hesse was published in German in 1932. The English translation by Hilda Rosner was published by Peter Owen Ltd in 1956. All references are to the 1995 Picador paperback edition.


Related links

20th century German literature

The Weimar Republic

German history

The Kindness of Women by J.G. Ballard (1991)

The Kindness of Women was marketed as the ‘sequel’ to Ballard’s bestselling autobiographical memoir, Empire of the Sun, his long and gruelling account of the harrowing years he spent in a Japanese internment camp, having been captured and separated from his parents in war-torn Shanghai, but a careful reading suggests it is anything but an ‘autobiography’ and in fact much more like an extremely carefully composed novel which simply incorporates some themes from his life.

Empire of the Sun

Empire of the Sun had a tremendous unity of subject, time and location – starting in Shanghai just at the outbreak of hostilities with Japan, devoting most of its text to the harrowing experiences and degradations of the prison camp, and ending with a section about the strangeness of the war’s abrupt end – after the two atom bombs were dropped on Japan – and the dreamlike unreality of returning to his pukka, middle-class home at their comfortable home in Shanghai’s International Settlement.

It ends with Jim and his mother leaving Shanghai on a boat with other British mothers and children, bound for an England he had never seen, and so covers his life from just the ages of 11 to 15.

One of the many striking things about Empire of the Sun for seasoned Ballard fans was that… it wasn’t science fiction. It felt like a complete break with the past, with his previous dozen or so novels and scores of short stories, in being based on actual, sensible, real world events.

And yet, in another way, it was of a piece with his previous work in that it gave away or revealed the sources of, his entire worldview.

In the first part of the book the narrator, young Jim, describes the exotic phantasmagoria which was 1940s Shanghai, with its foreign people, food, smells, behaviour and casual brutality (public stranglings) in which he is a permanent outsider, where he is the spectator at wonderful and strange scenes – just as the protagonists of so many of his stories are.

And then, of course, the main part of the text, the description of life in the internment camp, is a prolonged portrait of nominally polite well-educated chaps and chapesses going to pieces, reverting to utter torpor or feral behaviour, while young Jim is permanently starved, covered in sores, feverish and over-excited

That more or less describes the behaviour of the protagonists of the key, hard-core Ballard stories and novels, from The Drowned World to High Rise, especially in the novels which almost all describe the same narrative trajectory – the decline and fall of an individual, or a small group of people, into malnutrition and madness.

In its final scenes Empire of the Sun reaches a hallucinatory intensity as Jim accompanies the other dying internees on a long death march across the Chinese countryside towards another internment camp up country, in which scores of exhausted, ill and dying Brits fall away at each rest stop.

Eventually they arrive at the bizarre setting of an abandoned Olympic sports stadium which has been packed with loot from Shanghai by the conquering Japanese and it is here, more dead than alive, that Jim sees a strange light cover the sky which, he later learns, was the atom bomb exploding over Nagasaki which brought the war in the Pacific to an end, and saved the lives of the remaining internees.

So then, it is a very focused narrative, written with delirious intensity.

The Kindness of Women

The Kindness of Women has many of the same qualities of its predecessor, but is much more diffuse. Basically it’s much broader and wider, covering the whole of the rest of Jim’s life, starting a little before the events described in Empire of the Sun (in starts in 1937, the year the Japanese first attacked China, as opposed to Empire which starts in 1941) and then proceeds up until more or less the time of its writing, in the late 1980s.

No autobiographer can simply describe everything they’ve said and seen and done. Instead you have to choose what to describe, and The Kindness of Women takes this very much to heart. It is very episodic. Each of the seventeen chapters zeroes in on a particular period or moment, on key incidents in Ballard’s life, and gives us a good 15- or 20-page tour of it, before moving briskly on to the next key moment or period.

Thus it has far less unity of time and place, and is therefore less focused and intense than Empire of the Sun. That book was seen entirely from young Jim’s point of view, and he was weak and malnourished even before he entered the camp thanks to spending several months on the run – so it is characterised by a) being seen just from Jim’s point of view and b) Jim being almost continuously feverish and hallucinatory.

By contrast, in most of The Kindness of Women a) the narrator is not just about to faint from exhaustion and malnutrition, and b) it features other people, normal people, people who weren’t locked up during the war, who aren’t suffering from post-traumatic stress disorder, and so who ground the story, contextualise and normalise it, as we follow Jim becoming a medical student, learning to fly in Canada, getting married, having children, going on holidays to Spain, and so on.

That said, the trauma of those years, and how the narrator copes with it, remains a central theme, in fact, as the narrative unfolds, you it is increasingly drummed home that the narrator has never really been able to get away from his early trauma. In this respect, as several others, it’s a less melodramatic but more moving narrative than Empire.

It is also episodic in the sense that the chapters really feel like episodes. Each one has the depth and artistic arrangement of short story. Each chapter or section features a central theme, with several sub-themes arranged around it to counterpoint each other, like a piece of classical music.

The same goes for the recurring characters. When we first meet his boyhood friend in Shanghai, David Hunter or the teenage girl, Peggy, who looks after him in the internment camp – or a little later, at Cambridge, Dr Sutherland and his sixth form assistant Miriam – little do we suspect that these characters will recur throughout the rest of the book, popping up at key moments and coming to assume larger-than-life roles, becoming almost allegorical figures which represent certain types of human experience and behaviour.

The more you read on, the more carefully and artfully contrived you realise the book is, a selection of representative scenes, each composed and arranged very carefully, featuring representative types, so that it becomes not just the retelling of a life, but something much more elaborately wrought: something like the explanation or rationalisation or justification of Ballard’s complex and bizarre worldview.

Not only do key events explain his attitudes and beliefs, but they also justify his aesthetic strategies towards them. I realised this in the chapter about car crashes which is centred on the exhibition of crashed cars Ballard put on in 1969, when I noticed that the vocabulary and phrasing of the chapter was suddenly echoing the phrases he used with such intensity in the novel Crash.

So you not only pass through episodes in his life which are relevant to the fiction, it’s as if elements of his prose style change and alter to incorporate the phraseology of the stories and especially novels which he wrote during that period. If the Crash chapters reads like an excerpt from Crash, with all its references to raked dashboards and jutting binnacles, so the chapter in which he takes LSD reads like the novel The Unlimited Dream Company in its images of light, super-colour, and so on.

I’m suggesting that the book not only takes you through the episodes which inspired many of his stories, it also (subtly, not blatantly) takes you through the many styles he has used.

Maybe the biggest surprise about the book is that it contains next to nothing about how he wrote his books, where the ideas came from, about his struggles as an unpublished author, the first short stories, the commission for the first novel, pride at being published, the critics, his involvement in what was quickly called the New Science Fiction, his manifesto about exploring Inner Space and so on.

There is nothing about any of that, or the craft of writing, or how many hours a day he puts in, or meetings with other writers, or writer or artist friends, his ideas about what science fiction is, or fiction in general, or art – nothing.

Writing that, I suddenly realise how narrow the book is, narrow and very focused. It only really features a handful of other characters – the ones mentioned above – and insofar as they keep bumping into each other at various stages of their lives, I realise that are, in a sense, walking embodiments of how to cope with trauma and troubled childhoods.

It’s as if Ballard is arranging and positioning the same characters into different painterly compositions, or posing the same half dozen people for the same sort of group photo which they take every couple of years over a forty year period.

By the end I wondered whether anything in this book actually happened, and whether any of these handily emblematic ‘characters’ ever existed.

The more I think about it, the more obvious it seems that The Kindness of Women is much, much more like a novel in conception and execution, than any kind of autobiography. And it is a novel about the lifelong impact of childhood trauma.


Part I – A Season For Assassins

Chapter 1. Bloody Sunday

The narrator is seven years old. He describes a 7-year-old’s eye view of Shanghai, a great deranged city of the future. His nanny is 17-year-old White Russian refugee Olga. His best friend is David Hunter. They both like making model airplanes and along with other boys engage in epic games of hide and seek across the vast metropolis. Jim loves seeing the Hell-Drivers, American dare-devils who crash their Fords and Chevrolets through flaming wooden barricades. Every morning municipal trucks collect the bodies of the hundreds of Chinese who have died during the night.

The Japanese invade China and Chinese Nationalist leader Chiang Kai-shek makes Shanghai – or the country just around it – one of his battlefields. Chinese planes fly overhead bombing the Japanese military barracks and the Japanese ships in the harbour.

One of them panics and drops a bomb just by the Great World Amusement Park, which kills just over a thousand civilians, mostly Chinese refugees. Shanghai natives are proud of the fact that this is the biggest death toll from one bomb in the history of human warfare.

Jim is caught in the bomb raid, he hears someone shouting his name, it is the Australian nanny of his rich friend David, calling from their chauffeur-driven car. More bombs fall, he is pulled to safety in a doorway by a British soldier. When he re-emerges and goes over to the car he sees the nanny slumped forward in the front seat of the car, young David in the background staring traumatised into space.

Violent death in cars, trauma, staring blankly, psychotic states of mental withdrawal from traumatic events – it all starts here.

Later the Europeans organise an outing to one of the battlefields outside the city, once the fighting has moved far away. Ladies with parasols walk among the wrecked trenches, among the equipment and ammunition and corpses littered everywhere. Jim hears David tittering to himself, a peculiarly disturbed sound, and sees his ‘jarred eyes’ beneath his fringe.

Chapter 2. Escape Attempts

Jump forward to Jim’s experiences in the Lunghua internment camp described so extensively in Empire of the Sun. It would be tempting to think Ballard is rehashing old ground but having finished the whole book, I realise now that these scenes are vital to his artistic purpose – which is to show the unerasable impact of early-life trauma.

We are introduced to other internees, especially 14-year-old Peggy Gardner, taller than Jim, thin, sensible, who tries to calm Jim’s permanent state of over-excitedness. He often slips into ‘hunger reveries’. He is often feverishly over-excited. Pretty much the whole of his subsequent writing career will be devoted to obsessively repeating and re-examining these extreme mental states.

His relations with Japanese soldiers Private Kimura and Sergeant Nagata.

His obsession with planes and flying, expanding on the model airplanes he and David built, his admiration of the American Flying Tigers who fought for Chiang Kai-Shek’s Nationalists, but his equal admiration for the Japanese pilots he sees taking off through the camp fence from nearby Lunghua airport.

The reversal of values by which young Jim admires the Japanese soldiers for their discipline and efficiency and also, somehow, for their unpredictable violence. He admires the American prisoners in the camp for their laid-back, can-do spirit, their glossy American magazines, their confidence that America will win the war and they’ll soon be released.

Jim reserves his contempt for the British, mostly sunk in torpor and indifference, slow to make anything happen, but quick to scold and nag. The narrator repeats the insight from Empire of the Sun that the authority of the British Empire was irreparably damaged when the British forces at Singapore surrendered. Every colonised people in Asia immediately realised the British Empire’s days were numbered.

One night Jim is breaking into the brick-built food store, slowly scratching away at the mortar and removing one brick at a time, when the Jap guards send up a flare and reveal half a dozen Brits amid the camp wire trying to escape. Jim gets caught up in the roundup of the escapees. One of them is his boyhood friend David Hunter.  They are taken to the Jap barracks to be interrogated by camp commander Mr Hyashi, a former diplomat. Jim watches brutal Sergeant Nagata slapping and punching the escapees, sees the blood on David’s blonde hair and the bruises forming on his face.

Jim escapes severe punishment because he knows how to immediately kowtow to the Japs and say the right thing, namely that he likes it in Lunghua camp and wouldn’t dream of escaping, which is in fact true.

Chapter 3. The Japanese Soldiers

The war ends. Rumours sweep the camp of an American superbomb. The Japanese guards disappear. Jim walks out the open doors of the prison camp and describes the flat, waste lands around it, rice paddies and canals stretching for miles.

15-year-old Jim plans to walk back to Shanghai and the home of his parents. The eeriness of the empty landscape, apart from a few dead bodies, is brilliantly captured. Over it all hangs a strange uncanny light, which Jim associates with the light from the bomb. Ballard’s obsession with nuclear weapons starts here. Later he was to learn that the Japs had planned to march them inland to a death camp where they would have been liquidated. This didn’t happen because the Americans dropped the bomb.

In other words, J.G. Ballard owed his life to the dropping of the atom bombs on Hiroshima and Nagasaki, so when anxiety about the atom bomb and then the hydrogen bomb steadily grew through the 1950s and 60s he was utterly conflicted: on the one hand sharing the acute anxiety of everyone else that the world might be ended by a nuclear holocaust; at the same time owing his actual existence to the very technology which might at any second wipe out mankind.

You can see why the protagonists of so many of his stories are obsessed with the bomb and with the nuclear test sites at places like Enewatak atoll, epitomised by the extremely disturbing story The Terminal Beach. It’s because they all seek to resolve the contradiction of Ballard’s experience, but never can.

Jim stumbles up to an isolated rural station on the railway line and before he can stop realises it is occupied by four Japanese soldiers. Jim knows about Japanese soldiers. Show respect. Never run. Never show fear. Never argue or disagree.

While three of them potter about or lie with their backs against the wooden station building, one of the Japanese soldiers is slowly tying a Chinese peasant to one of the pillars holding up the roof. Slowly coiling him in telegraph wire they’ve cut down from nearby posts. Jim is forced to watch as the Chinese man is slowly bound and garrotted to death, and every second of his agony, and his imploring eyes, and his gargled noises are imprinted on Jim’s mind, in the hot noonday sun, and the complete silence of this abandoned station.

Time has stopped. This action means nothing. The Japanese know that they are dead and so nothing they do matters.

This scene, this moment and this event, the meaningless death of an unknown citizen which he is forced to watch in silence and stillness for over an hour, under a strange white sky, in an alien landscape – the memory of this scene recurs again and again later in the novel as a symbol for the nexus of inarticulable traumas Jim, and the other camp inhabitants and, by extension, millions of victims of the war, suffered.

For no particular reason, the Jap soldiers let him go and Jim stumbles along the railway lines finally reaching Shanghai and stumbling towards his boyhood home where he is reunited with his parents, who have survived the war at a different camp.

Things are restored to ‘normality’. Jim goes cruising the city with David Hunter who, he discovers, has developed a precocious taste for picking up Eurasian prostitutes and somehow making them so furious that they attack him in a mad frenzy. That’s the bit he wants. Replaying endlessly the beating he got in the camp from Sergeant Nagata.

Then Jim and his mother sail back to England. Even at the last moment, on the last page of the China section, Jim witnesses atrocity. The steamer they’re on passes an American landing craft and the homebound passengers see it is full of Japanese soldiers on their knees, wrists tied behind them, and they are being chivvied onto the beach by armed American soldiers towards a line of Chinese soldiers who have bayonets attached to their rifles and are waiting to bayonet the Japanese to death.

Part II – The Craze Years

I was marooned in a small, grey country where the sun rarely rose above the rooftops, a labyrinth of class and caste forever enlarging itself from within. The English talked as if they had won the war, but behaved as if they had lost it.

Chapter 4. The Queen of the Night

Ballard is a medical student at Cambridge and his work there is epitomised by the Dissection Room. Groups of students are allotted a cadaver and Ballard’s group is the only one to get a woman. Everything else that happens in this chapter is counterpointed by Ballard’s poetic descriptions of how this woman’s body is slowly flayed, the layers peeled back to reveal fat, muscle, tendons and then the vital organs, and he nicknames her the Queen of the Night, and is aware of a sort of psychological hold she has over him.

Ballard doesn’t like Cambridge, he certainly despises everything about his college (King’s College, the oldest and grandest college in Cambridge), disliking the daily madrigal singing in the chapel, seeing the whole place as a kind of flea-ridden tourist attraction.

‘It’s a glorified academic gift shop for American universities, where they can buy some quaint little professor for a few dollars. You need to be a tourist or an au pair girl top get the best out of it.’ (p.104)

That was in the early 1950s. Later, in 1978, he thinks:

Cambridge had expanded into a complex of industrial and science parks, ringed by monotonous housing estates and shopping precincts. At its centre, like the casbah in Tangier, was the antique heart of the university, a stopover for well-disciplined parties of Japanese tourists stepping from their TV-equipped German buses. As an undergraduate I had prayed for a new Thomas Cromwell who would launch the dissolution of the universities, but mass tourism had accomplished this, overwhelming the older European universities as it would soon destroy Rome, Florence, and Venice.

The narrator is desperate to escape the confines of college and get out to see the American bombers at the vast new airfields built across East Anglia for the fleets of bombers carrying nuclear weapons, and is hypnotised by the sight of rich American USAAF officers driving round in their huge shiny American cars, Chryslers and Oldsmobiles.

Again, this theme is reprised towards the end of the book in a way which sheds light on his lifelong obsession:

I parked in a narrow lane and stared through the perimeter fence at the worn concrete beside the nuclear weapons silos. The unsung and unremembered cement was more venerable than all the primped and polished stone of the university. The runways were aisles that led to a more meaningful world, gateways of memory and promise.

Jim sees Peggy, the scrawny teenage girl who helped him so much in the camp, came home on the same ship, and blossomed at her girls boarding school in Sussex. She pops up to Cambridge where the carries on being an older sister, chiding him about his scruffiness, his anti-Cambridge attitude, his obsession with Americans and the bomb. They discuss all this in terms of their experiences at Lunghua camp.

He meets an academic, a psychology professor Dr Richard Sutherland, who studied in America, has an American car, he has a pilot’s license and at weekends flies a gypsy moth, it’s even rumoured he’s been on television! He is ‘fast’, meaning trendy, before the word or concept had been invented.

One of his assistants is a girl still in the 6th form of her school, but knowing and sexy, Miriam who wears stylish American underwear and, he thinks, is probably sleeping with the Prof.

Nonetheless, Miriam seduces young student Jim into an affair and we have one of the first of what will be many, many coolly clinical anatomically precise descriptions of sex which includes what you might call unusual features, him placing his penis against her breast, kissing her armpit, her steering his fingers towards her anus.

Something about their combination of extreme sexuality and extreme clarity and calculation makes them very erotic, but the way that he describes with every one of the women in the book in the same clinical and geometric style made me wonder whether the sex scenes, like possibly everything else in the book, is stylised and contrived and completely untrue.

They make an odd trio: the trendy psychology professor, the haunted student and the sexy schoolgirl, driving out to the American air force bases to watch the nuclear bombers taking off and landing. Characters from an archetypal Ballard story, while the English around them seem remote and alien, p.94.

Chapter 5. The Nato Boys

Jump forward a few years and we learn that Jim has quit medical school and enrolled in the RAF. Still, as we readers know, Ballard will remain obsessed with the role and character and social position of The Doctor throughout his fiction, which is packed with doctor protagonists.

Jim enrolled because he wants to fly the big bombers which will start World War Three. But instead of learning to fly in tense divided Germany, Jim and his other volunteers are packed off to the frozen tundra of Canada, to Sakatchewan, to be precise. The whole chapter is underpinned by the sense that, in the overlit fields around the Lunghua camp, in the inexplicable silence and eeriness of the landscape, Jim realised that World War 2 had ended but World War 3 had begun, except that nobody else had noticed it. (p.106)

This perceptive but deranged conviction also underpins much of his later fiction – the name-changing central figure in The Atrocity Exhibition is trying to start World War 3, except not as we know it. As a kind of display of psychological extremes.

Also I hadn’t really understood the significance for his fiction of the fact that Ballard actually trained as a pilot. Manned flight is one of the central obsessions which recurs again and again throughout his works.

Jim describes the camaraderie in the mess, the national characteristics of the different Nato pilots training there. The Turks find it hardest because of the heavy North American food (waffles, turkey and milk).

Oh and David has accompanied him, the same David Hunter we met in Shanghai, he is going to haunt the novel like Jim’s alter ego. There is a prolonged section where David Hunter takes Jim to a brothel, they get completely hammered, so drunk we find Jim reeling on a bed before throwing up into his trousers which are lying on the floor, while two prostitutes take it in turns to suck David’s penis. David always insists on watching and being watched. Later he takes one of the whores into the bathroom and somehow makes her so angry that she attacks David, really beating and slapping him around the face. Jim simply points out it’s the nearest he can come to the times Sergeant Nagata slapped him round the face. Jim meanwhile tries to tenderly stroke and caress ‘his’ whore who, he realises, is pregnant.

One of the Turks, Captain Artvin, goes missing on a training flight in the Harvard planes they use. A few days later Jim, ignoring regulations and flying freely across the frozen tundra, see what he thinks might be the cabin of a drowned plane in a lake.

Jim tells David. He goes out on a second trip, taking so long to relocate the lake that, on the way back, he runs out of fuel and crash lands his plane on a road half buried under blizzard snow. There’s a funny moment when a mink farmer drives by, eyes the half crashed plane with Jim sitting stunned in the cockpit, then drives on.

The mink farmers hate the pilots who deliberately dive and scare their animals. No love lost on the bleak Canadian tundra. Jim is disciplined at an enquiry, and realises the air force is not for him. Miriam had written him a letter saying she’d got a job on a Fleet Street paper. He wants to return to England and explore her amazing American underwear.

Chapter 6. Magic World

Jump forward and Jim has married Miriam and they have two small children. He is now living in a modest suburban house in Shepperton. He explains some of the mystique of Shepperton, surrounded by water, the River Thames and the gravel quarries.

He takes his small children to a piece of rough ground behind Shepperton Studios where there are disused props to play with and which they call Magic World.

This chapter contains very beautiful descriptions of domestic intimacy, of them making love, but it is mixed up with her first pregnancy and giving birth in the hospital which Miriam found so alienating she insisted the second one was delivered at home, a process Ballard describes with a wonderful evocation of intimacy.

They watch Prof Richard Sutherland from Cambridge, who is now a TV academic and pundit, reporting from Cape Canavarel, one of the new generation of media academics whose role, Ballard perceptively suggests, is to teach ‘the world to feel more at ease with itself’ (p.127).

David Hunter pops by. He carried on the Canadian training, served in Kenya, then flew nuclear-armed Vulcans, drifted along the fringes of private aviation, then bought an aerial photography company (p.128). He has the air of a man scared the past is going to creep up and tap him on the shoulder. Long-term post-traumatic stress. They sit up late over whiskey. David reminds Jim of his experience at the railway station. He’s going back to Shanghai, does Jim want to come with?

Jim says ‘No’. Later in bed with Miriam they discuss it. They touch and fondle and caress and discuss. It is a beautiful evocation of married life. Then her third labour begins and there is a vivid, intimate description of labour, complete with farts and piles, and then the arrival of their third child who Ballard describes with eerie precision, like a visitor from an era millions of years old.

Chapter 7. The Island

Miriam and Jim and their three small children are on holiday in Spain, a place called Ampiabravura. Jim foolishly tries to swim round the headland but is nearly run over by a ferry and ends up clambering ashore on a long isolated sandbank.

Miriam motorboats out with the kids and they discover a remote half-abandoned building, which seems to be occupied by a group of half naked hippies.

Miriam explains he’s been back in England for eighteen years and it’s become clear he’ll never feel at home here. (So if he returned in 1945 this must be 1963. He says they’ve been married for 8 years i.e. married in 1955 when Ballard – born 1930 – was 25)

There’s an extended passage describing the new sun-worshipping beach culture which was being established along the 3,000 mile littoral of the Mediterranean (a feature, a mindset of many of his story, not least The Largest Theme Park in the World from 1989). He and Miriam have very clinical sex in hotel bedrooms and bathrooms, her adopting gymnastic poses against mirrors, watching his reflection. Maybe this happened but it feels very… male.

When they return to the secret house on the sandbank, other people are there, a tall blonde man with long hair, women swimming naked. Early hippies. The man is Peter Lykiard, teaches at Regent Street Poly, there’s another couple, and a young American student, Sally Mumford. They smoke joints, they have copies of William Burroughs, Allen Ginsberg. Groovy.

Jim and Miriam’s little kids love them. Sally is very good with the kids, calls them pixies. Her father is a millionaire, owner of a Boston department store. Miriam feels like a square.

They are all now a big gang and drive to a nearby town to watch a bullfight. Predictably this triggers primeval urges of blood and violence but it triggers Sally to an outburst of insane violence, she goes into the ring at the climax of the fight, tries to ride the bull, gets lots in a melee, they later find her in the compound for bullfighters and their followers being pushed around, her clothes torn, in a daze.

Next day, back at their special beach, the kids are playing supervised by Miriam, Lykiard and the other couple are in the house, Sally comes and lies by Jim, hands him a joint and makes it clear that she is sexually available, resting her breast against his arm. When he doesn’t respond or rise to the bait she simply stands up, not insulted or aggrieved and strolls off.

On page 157 Miriam us skipping down the steps of the villa, when she stumbles and hits her head on the stone edge. The crack is so loud everyone turns. Jim runs over to her as she looks up dazed. They help her into the inflatable dinghy they use to get to and from the sandbank, she struggles to get out at the main beach, they help her to the hotel where Jim calls a doctor. A practicante arrives and at first says they’ll keep her under observation, but only minutes later calls for an ambulance, as Miriam drifts in and out of consciousness, increasingly confused. Jim accompanies her, massaging her legs as she struggles to breathe with an oxygen mask. By the time they reach the hospital she is dead, p.160.

Chapter 8. The Kindness of Women

Miriam is buried in the Protestant cemetery at Fuigueras. All his friends find it hard to look at him. He has the feeling all the women in the world are withdrawing. He packs up their stuff and drives all the way back across Spain and France with a bottle of whiskey between his thighs.

All the past he had tried to reject – all the dead of China and the war, and especially the young Chinese he saw being strangled to death – race up to stare him in the face.

Miriam’s sister, Dorothy and her husband, are waiting to greet them at the Shepperton home. He clears out Miriam’s drawer, underwear and contraceptives. Slowly he reorientates his perspectives to ready himself for a life raising three small children by himself.

In a scene of intense eroticism a hug with Miriam’s sister Dorothy turns into sex as she makes a conscious decision to console him, and partakes of very Ballardian geometric sex in which people position themselves at angles, move penises around, dangle breasts, rearrange thighs and generally come across as pornographic meccano.

Everything I’ve ever experienced of mature English women tells me a) she’d never have done it b) she’d certainly never have had the rather theoretical architectural sex Ballard describes. Can’t help thinking this is utter fantasy.

Ballard describes the everyday misandry of pretty much everyone they know, plus the school and the authorities, all of whom think a father is not capable of bringing up small children. As a househusband who brought up my small children, I encountered exactly the same prejudices in the 2000s.

‘For God’s sake, men are capable of loving their children.’ (p.171)

Peggy drops by for another one of the conversations in which she reviews his life which are a feature of the book. She is now a very self-possessed pediatrician at Guy’s Hospital. They embrace and Jim feels a stirring but Peggy pulls away. She is the sensible older sister in their relationship.

Friends and colleagues are polite, supportive, David Hunter invites him to parties and navigates him towards eligible women, but at the same time there is a conspiracy of silence: none of his friends can bring themselves to mention his dead wife.

The narrator says he almost envies JFK’s widow, at least nobody can try and sweep her grief under the carpet and, in a flash, I realise the vast psychological importance the JFK assassination must have had for Ballard. It happened in the same year his lost his wife – it was a vast public, global outpouring of grief inextricably linked to Ballard’s own domestic private grief.

An English publisher based in New York takes Ballard out to strip clubs in Soho. This gives Ballard an opportunity to mock the explicit but utterly bored, passionless routines of the porno dancers, as formalised as the routines of air hostesses running you through the emergency drill before take-off.

A friend of Miriam’s pops round while the kids are at school and in a mature, open, unembarrassed way persuades Jim to have sex with her while she’s perched on the edge of the spindryer, the vibrations, you see.

Chapter 9. Craze People

It is now the mid-60s and these are represented for Ballard by Prof Lykiard, pipe smoking, running an arts laboratory, exhibitions of Vietnam atrocities, theatre of Cruelty, Burroughs and so on. Invites Ballard to write notes for an exhibition of images based round the JFK assassination. And Sally, who drops by to play with the pixies and is at the epicentre of the 60s maelstrom, high on amphetamines, editing documentaries about warzones, attending spiritualist events, rock concerts.

Ballard is invited to read some of his works at a massive music festival in Sussex. They take the kids, Sally looks after them but she is disconcerted to discover Lykiard having it off with one of the performance artists backstage. Ballard finds her later, beyond the festival boundaries, playing with some horses in a field. Later she insists they drive to the Sussex coast and, while the children watch, she wades out dangerously far into the water, is knocked off her feet and gets into danger of drowning, until Ballard wades out and rescues her. Blankets and the sense that she is a casualty, infinitely vulnerable, psychic damage.

Later that evening, back in Shepperton, the put the pixies to bed, she is bathed and changed and their sitting on the sofa, she snuggles up to him and makes it clear she is available for sex but when it comes to it, asking to be sodomised, turning her buttocks to him, forcing her face into the pillows, offering her hands behind her back so he can grab her wrists and push them upwards, pinning her, hurting her, as she calls out: ‘Bugger me, Daddy! Beat me! Pixie wants to be buggered!’

I found this whole sequence of events intensely erotic, and at the same time you are obviously intended to realise the depth of her psychological damage, her unloving possibly abusive father, her drug addiction, her manic throwing herself into all the hectic art events of the swinging 60s.

And you also wonder, here as in so many other places, whether any of this happened, or it is entirely fictional.

Sally becomes his guide to the heady swirl of the 1960s, and to sexual liberation. He introduces her to Dick Sutherland, the TV scientist, and this allows Ballard to describe his version of the 60s, not a time of utopian hope, but an era when endless images of violence and atrocity blared from TV screens and sex was so blasted in everyone’s faces that emotion and feeling were exterminated.

This, we realise, is the milieu which produced the intense and weird texts which go to make up what I consider to be Ballard’s masterpiece, The Atrocity Exhibition for example he describes Dick Sutherland carrying out trendy psychology experiments such as submitting subjects to intense footage of war atrocities (Vietnam, Congo) and asking questionnaires about its impact on their sex lives.

Well that is exactly the subject of one of the last chapters in The Atrocity Exhibition.

Then one night she is hosting a party at her ramshackle Bayswater digs, packed with performance artists and film-makers, Dick Sutherland and Lykiard are there. But none of them can prevent Ballard stumbling into a spare bedroom where he finds Sally on her back on the quilted top of the laundry basket, her legs hoiked up round the shoulders of a young Spanish photographer whose trousers are round his hips as he steadily, strongly fucks her. Sally stares past the Spaniard at Jim, smiling happily.

That, also, is a lesson about a decade which Ballard sees entirely in terms of its psychic damage and louring threat, atrocity, nuclear war, Vietnam, theatre of cruelty, drugs and betrayal.

Chapter 10. Kingdom of Light

17 June 1967. Under the supervision of long-time friend, TV pundit and psychologist Richard Sutherland, Ballard has an acid trip, described in terms almost identical to the prolonged fantasia which is his novel, The Unlimited Dream Company. He realises that

Shepperton was a solar garden, a sleeping paradise waiting to be woken from every stone and leaf. (p.206)

which is very much the subject of The Unlimited Dream Company.

The kids are taken out by Cleo Churchill, a childrens book editor Jim’s met at one of Sutherland’s many swinging parties who turns out to live locally and be happy to babysit sometimes, and takes them to Shepperton Park by the river. In fact, later on and well into the acid trip, Sutherland takes a phone call in Ballard’s study, taking his eye off his ward, who gets up and sleepwalks, staggers through prisms of light, as far as Shepperton Park where he sees his children, but especially Chloe Churchill, transformed into a Gustave Moreau archangel, sheathed in multi-coloured lights.

By now I doubt whether anything like this happened, but it is convenient because it means whenever Chloe pops up in the rest of the book, Ballard can have acid flashbacks of her as a rainbow angel of glory.

Sutherland had pitched filming Ballard taking the acid as a programme proposal to the head of documentaries at the BBC. This brings out Sutherland’s popularity but he’s not actually a part of the machine. And the text repeats his justification of acid, namely that the world most of us perceive, made up of discrete objects, with their correct places, governed by laws of gravity and geometry and, above all, by a sense of consecutive Time, are entirely artefacts of the central nervous system and brain which we have evolved to help us cope and manage the objects, other people and other animals around us. But they aren’t the truth. Taking acid isn’t like getting drunk or stoned. It goes far deeper than that, it reveals the world the human nervous system spends most of its time hiding us from.

Having taken acid a dozen or so times I couldn’t agree more. One trip is enough to show you the absolute wonder and amazement of what the human senses are actually perceiving every second of every day – but which are repressed, turned off, ignored so we can get on with being the instrumental, purposive, time-focused animals we are.

Delete all those repressive mechanisms and you experience the central nervous system without its locks and gates, you experience ‘reality’ unleashed. More accurately, you experience the overwhelming flood of sensations which are bodies are receiving all the time, but which the evolved CNS suppresses.

From a literary point of view it’s interesting to see that Ballard uses a lot of the phraseology and imagery which made such an impact in The Crystal World i.e. everyday objects are invested with multiple-angled shards of light, as if embedded in jewels.

My arms and legs were dressed in light, sheathes of mother-of-pearl that formed a coronation armour. (p.203)

In the aftermath, everything seems grey and drab. Shepperton has exhausted itself. A few days later Peggy Gardner drops by. She is more than ever the prim, respectable, professional spinster. Predictably she disapproves of the acid trip and especially the way Sutherland uses Jim in his psychological-TV-media experiments.

But Ballard links it back to Shanghai, Lunghua and the primal scene in chapter three, the four Japanese soldiers torturing a Chinese to death while Jim looks on in terror in an alien landscape. Now, when Ballard repeats his characteristically Ballard ideas, we have a much deeper sense of where they come from.

When he speculates that war is how nations escape from time it sort of makes sense. Certainly if you’ve read British war memoirs, it’s striking how many men were drifting or unhappy, and the call-up in August 1914 liberated many of them from the sense of inevitability and duty and failure implicit in the idea of having to get a career, get on in the world etc. For the duration of the war all those worriers were suspended.

But Ballard means something deeper and expresses it with a surreal logic which is distinctively his, the notion that the Japanese soldiers wanted were waiting for the next war, and that their torture of the Chinese was an attempt to provoke the next war into starting, so they could be free again. It’s only as irrational as thousands of other religious rites and rituals and invocations and calls on the gods or the world to do what we want.

If you fully enter Ballard’s imaginative world, if you buy into his premises, if you experience his experiences – then this kind of claim makes complete sense. Otherwise, you remain on the outside.

All that said, a few weeks later Sutherland is due to pop round with another dose of acid. Jim is at the door seeing off Cleo who has, again, obligingly agreed to take the kids to Magic World, she calmly disapproves, the kids run up to Jim shouting, ‘Come on Daddy, come with us’ and… He does. Once was enough. He turns his back on Dick Sutherland’s dubious psych experiments. As they say in Trainspotting – Choose life.

Chapter 11. The Exhibition

Sally Mumford is back. She’s progressed from speed to heroin and her arms are covered in needle marks and sores, but she still lovers the kids. For Ballard she represents all the toxic hysteria of the 1960s (or Ballard has invented her as a symbol of the same):

Like so many others at the end of the 60s, that ten-year pharmaceutical trial, she thought of the media landscape as a life-support system, force feeding a diet of violence and sensation into her numbed brain. (p.215)

In fact reading that quote at the start of this chapter makes me realise that Ballard is artfully introducing his key theme. As I’ve explained in my reviews of The Atrocity Exhibition and Crash, those books contain fairly straightforward explanations of his obsession with extreme pornography and car crashes, which is that a diet of super-violent war images and atrocities (epitomised by the endless replaying of the JFK assassination) has numbed and desensitised people, so only extremes of sex and sensation can reconnect them.

Reinforcing the mood of hysteria, we are reintroduced to David Hunter who is becoming more deranged. As the years pass he seems to blame Ballard more and more for Miriam’s death. He’s never read any of Ballard’s books, pointing out that he knows the key, the master plot, already. David gives him a lift back from London and goes and parks his car outside a posh Belgravia house out of which emerges a smart little man who David then menaces with his car. It is the Japanese ambassador. And so on.

By this stage I had realised that The Kindness of Women is a kind of handbook, or set of case studies, in post-traumatic stress survivors.

David now flies vintage cars in displays. He invites Ballard and Sally and the kids to one. Although his real passion is saloon car racing at Brands Hatch. He has twice been cautioned for dangerous driving. The reader who knows their Ballard knows where this is all heading.

David is driving Sally back from the air display when they crash, near the approach to Chertsey Road. Ballard follows on later and so is slowed down by the police who are managing the traffic flow past the wrecked cars. David and Sally are both fine, unscathed, but Ballard gets a look of them posed in driving seat and back seat, both frozen in time, staring into space, covered in broken windscreen glass, described in exactly the same phrases which fill Crash.

I was struck by their self-conscious pose, like dancers arrested in an audience-catching flourish at the end of their performance…the postures they assumed within the cabin of the Jaguar, as if they were memorising for future use the exact geometry of Sally’s exposed thighs and the ribbed leather of the upholstery, the precise angle between David’s crutch and the jut and rake of the steering wheel. (p.219)

Did this ever happen? Or is it an entirely fictional recreation of the scenes and phraseology of Crash? Ballard notices the number of people who’ve stopped to gawp at the crashed cars, some of them have got cine cameras out to film the scene. It is, he realises, a new type of street theatre, hypnotic attraction to a pile-up of technology which is somehow linked to the television and its relentless diet of violence and atrocity.

Subsequently David and Sally make complete recoveries, the latter driving Jim back up to London in her dangerous MG while explaining that the thrill of driving dangerously with the ever-present risk of a crash is identical to the motivation of the bullfight (remember the bullfighting scene back in chapter 7, aha, that’s why that was there: to prepare us for this speech), updated to the late 20th century.

Sally is lost in the maze of streets in Marylebone when a sports car surges out of a side street, nearly crashes into them, and hurtles off. Ballard had just had time to grab the wheel and steer the MG out of its path, while Sally did an emergency brake.

It was David. Sally explains that he follows her around, then she follows him. They pretend to crash into each other. This is the plot of Crash. Really rammed home when Sally takes Jim’s hand, puts is between her legs so he can feel how wet she is, and they proceed to have typically clinical Ballard sex amid the clutter of steering wheels and handbrakes, while both of them are aware of David Hunter (aha! his name! was his bland name chosen to lead up to this scene all along) roams the streets of London in his fast car, hunting for prey.

Hunter is, in fact, recreating the endless games of hide and seek which Ballard described them both playing through the vast metropolis of Shanghai, back in their innocent boyhoods. Or is he? Are both fictional inventions?

Cut to the exhibition of crashed cars which Ballard staged at Dick Sutherland’s experimental Arts Theatre Laboratory for four weeks in 1969. Ballard quotes the program notes which claim the car crash is a vector focusing all the violence and anxieties of the age (not least of thermonuclear war) into an event which happens daily, killing and maiming hundreds of thousands each year, and yet which is celebrated on TV and in movies, is presented as a form of entertainment (p.226).

At the opening night the guests behave appallingly, getting drunk, throwing up on the cars, urinating on and in them, fights break out and Sally is nearly raped in the back seat of the smashed-up Lincoln, until rescued by Ballard and Chloe Churchill, who has come along to be a voice of reason amid the madness, although Ballard, typically listens to her sensible comments but sees her reincarnated as the angle of light he saw during his acid trip.

Driving back from that party, Ballard is following Sally in her MG when he becomes entranced in their game and, accidentally-on-purpose, clips the rear fender of her car. This sends her into a zig zag but Ballard loses control of his own car which, as he brakes, veers into the fast lane, one of its tyres explodes, it crashes against the central reservation, turned onto its side and then upside down, skids at speed on its roof, Ballard hanging upside down from his safety belt, into the oncoming traffic.

The emergency services soon arrive, drag him out onto the grass verge, a figure pushes through the quickly assembling crowd and flicks a cigarette lighter lowering it to his face. It is Sally, forensically fascinated to examine his expression, as clinical as Ballard had been when he flayed and unpeeled the dead carcass back at medical school.

There’s a coda: in the last days of the 1960s Ballard attends a demolition derby held at a disused football ground in the East End, as the drivers crash into each other, one of whom is David Hunter who, after he’s crashed out of the competition lies back in his shattered cabin while Sally Mumford in white jeans and crimson jacket yells at him.

Did any of this happen? It feels very very pat, just so, and when Ballard references the Hell Drivers of Shanghai which he had described in chapter one, the reader wonders whether anyone’s actual life could be so wonderfully choreographed and thematically linked.

Chapter 12. In The Camera Lens

Jim is at a film festival in Brazil with Dick Sutherland, who he first met at Cambridge in the early 1950s and have watched morph into an early example of that new social type, the media don, the science presenter. Dick and Jim are attending a film festival in Copacabana.

This chapter neatly captures the way a lot of the behaviours which (apparently) seemed so liberating in the 1960s when they broke through the grey carapace of austerity Britain, somehow came to seem corrupt and tacky and embarrassing in the 1970s e.g. casual sex, drugs (specifically cocaine), flares, long hair, experimental films, TV and foreign jollies

The festival mainly consists of ogling the stunningly sexy Brazilian women taking part in various parades, and attending endless parties. In two brief surreal scenes he finds himself being introduced to the cast of Star Trek, already grey-haired and uncomfortably acting the roles they’ll be famous for till they die, who look like ‘venerable morticians’ (p.238) and to the legendary film director Fritz Lang.

Both encounters add to Ballard’s sense that we all live in a sort of heightened reality TV show. The centrepiece of the festival is Kubrick’s 2001: A Space Odyssey which, in fact, a glance at Wikipedia tells me was released in May 1968. (Elsewhere in this blog I’ve reviewed the Arthur C. Clarke novel and sequels)

Characteristically, Sutherland is said to be running an alternative festival of science documentaries, and some of these are right up Ballard’s alley. They include a film documenting the treatment of extreme sex offenders, which included varieties of aversion therapy i.e. showing them images of children or vulnerable women and then giving them electric shocks or emetics. Ballard didn’t watch the film, he stood and watched the audience, mainly made up of documentary filmmakers and psychologists who sit entranced, occasionally oohing with appreciation as the patients are given electric shocks or vomit, exactly – says Ballard waspishly – as the devotees in a Soho sex theatre sit entranced, occasionally murmuring their approval at a particularly graphic sex scene.

This leads up to the kind of gnomic remark you suspect Ballard is proud of: ‘In the future everyone will need to be a film critic to make sense of anything’ (p.241). I can see this emblazoned in huge letters over the entrance to the hundreds of Media Studies courses now taught all across the UK and beyond. It sounds good, but it’s not really true. It’s a very dated idea. Nowadays being a data analyst would be more help. As far as I can tell, media studies like gender studies and queer studies and all the rest are stuck in a time warp, still reading Marxist, psycho-analytical, structuralist, post-structuralist and feminist theory, while the world we inhabit has moved on.

A leading film critic on a Rio newspaper introduces our two middle-aged Englishmen to two Rio hookers, Carmen and Fortunata. This is the beginning of Dick and Jim’s ‘odyssey’ which the reader immediately spots is a kind of satirical counterpoint to what Ballard thought was Kubrick and Clarke’s overblown space fantasy.

The Rio hookers take our heroes back to their knocking shop which is two rooms adjacent to a sweatshop in which lots of other poor women manufacture mementos of the film festival, stapling together posters of Robert Redford or Jane Fonda, amid the din of the printworks. The scene also counterpoints the scene in chapter five where David and Jim spent the night with two Canadian whores in a double bedroom.

The general idea is to show the ubiquity of prostitution, and the surprising light it sheds on modern sexuality. There’s a striking moment when Jim’s hooker, Carmen, asks if he wants to film them having sex – a camera and tripod are set up in the corner, obviously it’ll cost extra. That’s not the jolt. The jolt comes when she says, maybe he’d like film of it so he can show his girlfriend. Or his wife. The fact that the equipment is set up and she knows about it, demonstrates that this is common enough to be a commercial venture i.e. it sheds light on modern marriage. Well, some modern marriages.

Dick had (wisely) refused to even enter the ‘bedroom’ of his hooker, Fortunata, it was so filthy, dishevelled, the sheets stained with mucus and lubricant and spermicidal jelly like the car bay at a garage. Instead, when Jim finally finishes fucking Carmen, and she professionally scoops his leaking semen into a succession of tissues, Jim slowly dresses and opens the door back into the workshop to find Richard and Fortunata running round it throwing tatty tourist mementos at each other. A sort of comic counterpoint to the end of the Canada prostitute story in which David provoked his hooker into smacking his face, in memory of Sergeant Nagata.

In a kind of coda, or punchline scene, the Rio film critic hosts a massive party at his mansion, where Jim, sauntering around, comes across a room which has been sealed off, which turns out to be full of lights and technicians and cameramen etc where Carmen is on hands and knees, doggy fashion, and a vexed dog handler is fondling the genitals of a German shepherd. They are trying to get the dog to get an erection and to penetrate Carmen from behind, while she flicks back her hair and looks behind her in boredom, and the host ans various other guests stand around holding their wine glasses and chatting.

Ballard describes all this as if this level of intense pornography is the future, tied to the rise and rise of desensitising TV. But I disagree. I think that vision of a world totally corrupted by TV and pornography is itself very dated, very 70s, dragging on into the 80s, and ended up being a misleading guide to what actually happened.

And now, in 2020, we live in a world where unlimited hard-core pornography is available to anyone at the click of a mouse and yet, the interesting thing about the vast parallel universe of porn on the internet is not that it exists – it’s that so many people choose not to watch it most of the time.

Chapter 13. The Casualty Station

David Hunter has been sent to a mental institute, Summerfield Hospital in south London. Here Ballard visits him, reflecting on the sequence of events that brought them there, and noting the behaviour of the other insane patients. David is pretty compos mentis as mental cases go. Ballard takes a chessboard, they play chess, and David always palms a piece before the end of the game so Ballard will have to come back.

They chat about old times. We are informed that Sally has decamped to Scotland, staying with a friend of her rich father’s trying out the then-new methadone treatment for heroin addiction. This follows her turning up at Shepperton a few months earlier, utterly string out on heroin, refusing to talk or be touched, striding up and down the kids empty bedrooms, ransacking the cupboards for their old toys. Jim takes her to his GP who recommends a specialist who recommends a nursing home on the Thames, and then onto Scotland.

David went back to Shanghai, something Jim says he can’t do, David hunted for the isolated railway station which is the recurrent image of the novel, but couldn’t find it. (The reader suspects this is because it never existed, but was a fictional symbol invented by Ballard.) David points out the car crash exhibition was simply Ballard’s way of re-enacting the atrocity he witness. ‘At a few removes’.

It was car crashing that brought him to the asylum. He and Sally developed a cult of driving up one-way streets the wrong way and one night in London had a head-on collision with a woman cellist who was killed instantly. It was only his demented gibbering at the scene and his RAF record in Kenya which saved him from a manslaughter charge. Instead he was sent to Repton mental home and now here.

In Ballard’s view, David had tried to recreate the cruelty he experienced in China, not realising that the psychopathic, TV-addicted, atrocity newsreel footage-driven 60s was egging him on. He’s just one among tens of thousands of casualties of the 1960s.

The third of Ballard’s representative trio is the TV don, Dick Sutherland and he emerged from the 60s with flying colours, making a series of pop science documentaries, notably one which used the latest fibre-optic technology to film inside the body especially, of course inside the uterus during sex etc, as well as setting up an Institute for Sexual Research, funded by a New York publisher.

It’s a funny thing, but the more Ballard talks about sex and the sex studies and practices of his characters, the more dated the book feels, reminding you that these events happened almost 50 years ago, in a very different time and place, where simply filming sex acts between humans to appear in ‘scientific’ documentaries appeared revolutionary.

When Professor Sutherland sounds off, in one of their stage-managed conversations, telling Jim that there’s going to be more and more sex in the future, so much so that it is going to create ‘new forms of social structure’ – it sounds as dated and, in its way, as childish as Space 1999 or UFO or Joe 90 or all those other TV series for kids which predicted colonies on the moon and everyone wearing zip-up plastic suits by 1999.

Didn’t turn out like that, did it.

We learn that Sally let herself be persuaded to take part in some of Dick’s experiments, let fibre-optic cables be inserted in her vagina while she had sex with a laboratory volunteer, as well as close-ups of every erogenous zone of her body. Slowly she came to think of herself as a set of dismembered parts, eventually expecting to see huge blow-ups of her nipples or clitoris on roadside billboards or upholstering the banquettes of trendy 70s nightclubs. Thus she went to pieces, almost literally.

Peggy Gardner is the last of the set of recurring characters (what David sardonically refers to as ‘the old Shanghai firm’, p.274) which, the reader realises, structure the narrative and allow Ballard to meditate on the fate of his contemporaries.

She turns up for drinks in Shepperton, and they have a couple of pages chatting about how things have turned out. Into her mouth Ballard puts quite severe criticisms of his (Ballard’s) attitude, how he manipulated everyone around him (Dick, Sally, David) to act out his nightmares, how the exhibitions, the drugs, the weird sex and the intense stories are all part of the same indictment. He patronises her a bit, telling her how she’s always looked after her so well and she slaps him in the face, drawing blood.

Rather disappointingly, this leads to sex, described with the same clinical detachment as all the other acts of coitus, and the strange angles of thighs and vulvas and penises as all the other descriptions.

Now this chapter returns to its opening scene, with Jim sitting at a table in Summerfield Hospital playing chess with David. The entire text has been very carefully crafted and arranged as a description of both what happened at the end of the 1960s and how the Shanghai firm had managed.

One of the other patients, a deranged old lady who had been taking daffodils from all the vases in the communal area and laying them carefully in a line at the entrance to a window alcove, has a fit and turns her brimming cup of tea. This is, in a way, a key scene. Jim had observed the woman unable to reconcile the light shining off the brimming meniscus of tea in her cup with the polished glare of the hard floor. Eventually she thinks her way through the problem to the solution and upends her cup, sending tea splashing all over the table and the skirt of the woman handing it out. Who promptly gets furious, grabs the feeble old woman’s wrist and gives her such a push, she sends her collapsing onto the floor.

Ballard is up out of her seat, and goes to her protection, taking her in his arms and then lifting her off the floor, she is so thing and wasted, and taking her down the corridor to the safety of her room. As he carries her, she repeats pitifully, ‘Jesus told me to.’ The point is, if you’ve read enough Ballard, you understand her. You feel, as she did, the mental pain of these conflicting geometries (shimmering liquid v. hard tabletop) and you grasp the Einsteinian brilliance of her solution. To marry hard and soft by spilling the tea, by trying to integrate these conflicting realities.

Jim says goodbye to David, promising to be back in a fortnight and making a mental note to bring daffodils for the mad old lady, and… we understand why.

Part III – After The War

Chapter 14. Into The Daylight

As the 1970s progressed, Sally had disappeared back to America to address her drug habit and other addictions. One day, to his surprise, four years after she left (eight years after the decade’s end so, presumably, 1978), Ballard gets a call and it’s Sally, not only back in the UK, but married! with a child! and living in rural contentment in Norfolk!

Ballard drives out to see Sally, stopping off at Cambridge en route to discover it is now a land of business parks and Japanese tourists. Chez Sally he discovers her little girl, Jackie, is mentally disabled, but is touched by the way Sally is madly in love with her and, when her husband returns from work, with him too.

[Jackie] stared at her father with her trusting, fixed smile, as if she were crossing the world at a slight angle to the rest of us.

The chapter has a second theme, like a piece of classical music, which is that Sally’s husband, Edward, is an amateur archaeologist and along with friends has undertaken a programme of excavating old World War Two airplanes from the mud of Norfolk estuaries where they’ve crashed.

David turns up. He’s been released from the mental home. He’s married an Asian woman and is running an airfreight company in Brussels. The presence of these two leads to nostalgic conversations, with an autumnal feeling.

Then there is the gruesome event at the heart of the chapter. Edward and his hearty beer-drinking team of enthusiasts have hired a hoist which they use to lift their latest find clear of the river mud. It is a spitfire. But as it rises the narrator realises its cockpit glass is unshattered and unopened. The pilot is still inside. Or what’s left of him. Jim and Sally are suddenly stiff with concern as David makes his way over to it and insists on helping to open the cockpit and inspect the insides, which, as they spray cleaning water into it, reveals a rotted uniform, straps and, slowly emerging, a skull and bones.

A week or so later there is an official burial service. Jim attends along with David and is impressed that his old buddy wears his official RAF uniform and stands to attention. In a weird touch, he brings along a Korean he only half knows. Jim realises the Korean is the closest he could find to a Japanese. He needed an Asiatic to bear witness ‘to the interment of all his resentments of the past forty years.’ I found this intensely moving.

Chapter 15. The Final Programme

After a career pursuing TV fame, Dick Sutherland has been diagnosed with cancer and is dying. This gives Ballard the opportunity to put into his mouth a series of witty paradoxes and insights about modern medicine, and the treatment of cancer in particular.

But, trooper to the last, Sutherland has persuaded a TV company to make a documentary filming his last months and persuaded them to take Jim, by now a famous novelist and old pal, to be his interviewer. The idea is that Jim will go to his home, or hospital bed, and interview Dick as he declines.

As you might expect it’s a bumpy ride, with Dick and Jim initially chewing over their glory days in the 1960s, the space programme, adventures in science, but with each successive interview these reassuring totems of the past disappear and the final interview is cancelled. Jim arrives but after a brief conversation Dick dismisses him, the film crew and the outside world and shuts his bedroom door. Two weeks later Jim turns up just in time to see him being wheeled on a gurney into an ambulance, his face sucked into the oxygen mask, his body coiled with plastic tubes like the young Chinese man the boy Jim watched being garrotted to death.

Chapter 16. The Impossible Palace

Paradoxically, Dick’s death exhilarates Jim. He feels liberated, released, energised to pursue his work, It as if the whole of the past has been burned along with Dick’s body at the crematorium. In a sentence which is important for critics or fans of his work, he writes:

 By demystifying his own death he had freed me from any fears of my own. For the first time since the birth of my children I felt that I was wholly done with the past and free to construct a new world from the materials of the present and future.

So was it writing Empire of the Sun which liberated Ballard from the past and left him much more interested in writing stories about the present day? Or was it the death of this old friend which liberated him from his obsessions, set him free to write about the strangeness of the present day? Or are both blinds to something else which happened?

Anyway, in this chapter Ballard walks down to the fair on Shepperton Green. The chapter is written in the style of The Unlimited Dream Company, full of images of light, and beauty, and time suspended. Cleo Churchill, the friend of his wife’s who was such a good friend to Jim and babysat his kids on countless occasions, is with him as he goes through mementos of Dick Sutherland’s life, sent him by Dick’s sister.

This mood of sensitive elegy moves seamlessly into their holding each other, then embracing, then going up to the bedroom and slowly undressing. Ballard has, by now, perfected a peculiarly detached and clinical way of describing sex, which, nonetheless, manages to be touching and affectionate. Maybe because of the complete honesty and openness it implies between the lovers.

I held Cleo’s breasts in my hands, touching the blue veins that ran past her broad nipples, and caressed away the pink grooves left by the wiring of her brassiere. I kissed a small scar in her armpit, relic of a childhood I had never known, and ran my lips through the shoal of silver stretch marks, like seeds of time spilled across her abdomen by Ceres herself as she sowed her fields. She held my penis in her hands, rolling it gently between her palms, her fingers drawing on my scrotum. Phallic corridors receded from us, an erotic labyrinth in an impossible palace. When I kissed Cleo’s nipples a battalion of lovers bent their heads. I sat on the bed as she knelt on the carpet between my knees, her forearms resting on my thighs. She took the head of my penis in her mouth, touching the tip of my urethra with her tongue, then sank deeper to hold the shaft between her teeth, biting lightly on the swollen muscle.

They become lovers or partners or whatever the correct terminology is. Thus on the day that the documentary about Dick’s death is broadcast they decide to go outside and celebrate life by hiring a boat and cruising down the Thames to Runnymede. (Many of the chapters have this structure, of two major themes or events juxtaposed.)

They cruise as far as the Kennedy Memorial (which I have visited and photographed) and which, inevitably gives rise to reflections from Ballard, absolutely obsessed with the Kennedy assassination as his fiction is.

I thought of the role that Kennedy and his assassination had played in my own life, and how his televised images had shaped the imagination of the 1960s. Stills from the Zapruder film had seemed more poignant than a Grünewald crucifixion.

Now they are accidental bystanders of a death and a resurrection. It’s a sunny day beside the Thames and a wife is reversing their car to push the trailer for a speed boat across a narrow beach into the river so that the husband can man-handle the boat, in the water, onto the just-submerged trailer. There is a little girl in the back seat and as the wife loses control of the trailer it drags the car into the river where the tide takes it. The girl is screaming and beating on the closed windows as the car sinks under the water level. Ballard bounds forward and tries to open the back door but the car skews away from him, as the husband leaves go of the boat which drifts across the river, hitting another cruiser, while two or three men steady the car and push it back up onto the shallow beach, no sign of the girl.

When they open the back door the river water rushes out and they find the girl’s body curled up on the floor, lifeless and limp. Cleo is clutching Ballard’s shirt and crying her eyes out, when a bare-kneed, red-eyed, bearded hiker approaches along the Thames-side path (one I’ve walked many times) suddenly grasps the meaning of the scene in front of him, pushes through the crowd, takes the girl, snicks an obstruction out of her throat and pulls forward her tongue, and on one movement, slicks down his beard, covers her nose and mouth in his mouth and breathes out, takes his mouth away, and pushes her diaphragm. She chokes up the water in her lungs, coughs and splutters and her hysterical mothers clutches her, as the hiker clambers to his feet, reclaims his backpack from a nearby couple and walks on along the path while people are still coping with the sudden turnaround in events.

Who was he?

Chapter 17. Dream’s Ransom

The narrator takes part in the filming of a scene from Empire of the Sun on location in a mansion in Sunningdale, fifteen minutes drive from his long-time home in Shepperton. Many of his friends and neighbours in Shepperton have always worked as extras in the films made at the massive studios there, and now, surreally, he finds many of them playing bit parts in a scene from his own boyhood. Is this why he and Miriam chose to live there all those years ago? Did he have a premonition of how are and life would link up? He even meets a bright-eyed twelve-year-old wearing his old school uniform who steps up and brightly says: ‘Hello, I’m you’. It must be the boy Christian Bale who plays him in the Steven Spielberg film version of Empire.

Then (so many of these chapters come in two parts or themes) he and Cleo (who is obviously now his partner) fly to Hollywood to attend the premiere of the film about his boyhood. He has all kinds of mixed feelings.

‘I think the actors felt that I was the odd man out, the only one who wasn’t real. Most of them had been back to Shanghai.’
‘You could have gone with them.’
‘I know, but I hadn’t the nerve. I wasn’t ready to face everything again—I’ve spent my whole life trying to sort it out. This is the right way to go back to Shanghai, inside a film…’

They check into a hotel and drive around Hollywood which, of course, confirms all his fantasies of Americana which he has been besotted by since he was a boy. He is dazzled and bewildered by the forty-foot-high billboards advertising the film version of his own boyhood back at him.

One afternoon Cleo is out shopping when there’s a ring at the room doorbell and a sophisticated lady waltzes in. It is Olga, who was his superior and impoverished nanny all those years ago, back in Shanghai. Now she is married to a rich American ear and nose surgeon (Mr Edward R. Weinstock). She is brisk and businesslike as they review her struggle to survive in wartorn China, he takes her to lunch, back at their apartment she briskly strips him and they make love.

As at other moments in the book, and quite often at moments when he has sex with the various women, you can’t help feeling contrived, just so and pat the patterns he’s making are. It is an artful ending to the book, rounding things out, finally living out the sexual fantasies about his 17-year-old nanny when he had been a pubertal 12-year-old. And he describes it with a bit of gee-whizz Ballard style:

The film of our life rushed backwards through the projector, devouring itself as it hunted for some discarded moment that held the key to our earliest selves.

In the very last scene, a week after the premiere of Empire, Jim and Cleo make their way down to the Pacific at Venice Beach. And as they watch bronzed Californians launch a replica of Thor Heyerdahl’s papyrus ship, Ra, looking at happy people enjoying the free ocean, Jim realises he is healed.

The time of desperate stratagems was over, the car crashes and hallucinogens, the deviant sex ransacked like a library of extreme metaphors. Miriam and all the murdered dead of a world war had made their peace. The happiness I had found had been waiting for me within the modest reach of my own arms, in my children and the women I had loved, and in the friends who had made their own way through the craze years.

It is an immensely satisfying, carefully arranged and moving conclusion to what is probably his best, most wide-ranging, honest and humane book.

CONCLUSION

By the end I suspected that none of these people ever existed (except for his wife and three children, that much is documentary fact) and quite possibly none of these events ever happened (except the car crash exhibition, that much is on the public record.) Apart from those handful of facts, everything else seems just too pat and contrived and perfectly poised to have anything to do with the chaotic sequence of events known as ‘life’.

Anyway, much bigger than the artfulness of its construction, what makes it a really beautiful book, in my opinion, is the breadth of its COMPASSION.

I was in the operating theatre when my wife had our second child and Ballard’s description of assisting at the birth of his daughter is one of the most moving things I’ve read, because of the way it captures complete intimacy between husband and wife.

The portrait of the excitable young woman, Sally, and the sequence of discovering her boyfriend with someone else, then trying to drown herself off the Sussex coast, and then of Ballard rescuing her, bringing her home, bathing and dressing her and then, slowly, making love to her in the stylised way she needs, is full of complexities of compassion and feeling you don’t often read in novels. It is a kind of compromised compassion, a compassion which knows there is something self-serving in its motives but cares and loves nonetheless.

And the on-again, off-again relationship with his best friend and rival and damaged alter ego, David Hunter, this rises to several moments of deep compassion and love.

And it’s worth rereading the passages where Ballard has sex with two prostitutes, one in Canada, one in Brazil, to really process the tenderness which informs his approach. He ends up stroking the small of the back of the hooker in Canada because he discovers she is pregnant and, after their weird Ballardian clinical sex is over, he carries on being interested in her and her life and soothes and strokes her in a companionate, non-sexual way.

And when he goes to the rescue of the stricken old mad lady, Doreen, in David’s asylum, that is a kind of quintessence of compassion, helping the helpless elderly.

In other words, this book contains scenes of horror and atrocity – notably the central event of the young Chinese being garrotted – and it deliberately contains scenes of lucid and detached sexuality which some might find fetishly exciting and some might find cold and repellent…

But, for me, the enduring legacy of the book is an overwhelming feeling of love and compassion, all the more amazing for way these rare plants managed to survive and flourish in a world containing so much violence and atrocity and numbing stimulations and cheap (or expensive) thrills.


Related links

Reviews of other Ballard books

Novels

Short story collections

Low-Flying Aircraft by J.G. Ballard (1976)

Ballard wrote nearly 100 short stories in his fifty-year writing career (1956 to 2006). They were first published in ephemeral sci-fi and avant-garde magazines and then gathered into collections published periodically through the 1960s, 70s and 80s. Nowadays it’s probably best and/or cheapest to read them in the two massive volumes of the Collected Short Stories, but back in the 1970s and 80s I bought each new collection as it came out, and back then they read like reports from a different planet.

I often wonder who compiled and drew up the running order for these collections, because of the odd way they mix up early and later stories, creating jarring shifts in tone and subject matter. Low-Flying Aircraft contains nine short stories covering the decade from 1966 to 1975 when a lot happened, both in the wider world and in Ballard’s style. Reading them in publishing order they amount to snapshots of his evolving style and approach. I’ve arranged the stories in Low-Flying Aircraft according to dates of composition, as indicated by this authoritative-looking webpage:

Five types of Ballard story

There are probably scores of categories you could apply to Ballard’s short stories. Five categories suggest themselves from this selection:

  • Gags – jokes, boom-boom semi-humorous stories such as the one about TV producers sexing up the Battle of Waterloo, or the rise and fall of interest in the discovery of God, thin one-gag wonders.
  • Tales of the unexpected which are utterly traditional in form and tone but cover an eerie or spooky subject – like The Lost Leonardo in which all the characters are totally respectable middle class types tracking down a valuable oil painting which has been stolen, and – in this collection – The Comsat Angels whose protagonists are nice, middle-class BBC television producers who stumble on an awesome conspiracy. Their middle-class milieu recalls the sensible characters in Conan Doyle or Wells who make mind-bending discoveries.
  • Experimental – The Atrocity Exhibition was the high point of Ballard’s experiments with form: The Beach Murders is written in the same style and format as The Atrocity Exhibition chapters – short paragraphs given their own headings – but applied to create a kind of avant-garde spoof of the then-fashionable subject of spies and espionage. I can see why it was left out, it would have spoiled the intense homogenous atmosphere of Atrocity.
  • Dead astronauts – Ballard wrote so many stories about characters obsessed with dead astronauts trapped in orbiting space capsules which can be seen from earth as silver dots crossing the sky that they count as a distinct category: A Question of Re-Entry, A Cage of Sand and, in this collection, The Dead Astronaut.
  • Psychosis stories – The Terminal Beach is the classic Ballard story about a character whose obsession leads him into another psychic zone and who stops caring for his body, slowly starving to death, and the trope of the terminal zone of abandoned resorts, empty hotels and drifting sand dunes as a location for social and mental breakdown dominates The Dead Astronaut and Low-Flying Aircraft.
  • Dystopias Dystopias deal with futures in which disaster has struck the human race, the subject of his first three novels (The Drowned WorldThe Drought and The Crystal World). Over a decade later, the two longest stories in this collection – Low-Flying Aircraft and The Ultimate City – are also dystopias.

1960s stories

The Beach Murders (1966)

The Atrocity Exhibition was the high point of Ballard’s experiments with form: The Beach Murders is written in the same style and format as The Atrocity Exhibition chapters but I can see why it was left out. It uses the same experimental approach but applied to a different subject matter and it is a joke.

It consists of 26 paragraphs each with a key word or phrase arranged in alphabetical order (Iguana, Jasmine, Kleenex) and each paragraph, as in the Atrocity Exhibition, depicts a different scene or moment or tableau, with the same cast of characters but with the events arranged out of sequence to deliberately confuse.

And what it’s depicting is some kind of spy narrative in which a Russian princess is securing plans for some kind of new technology developed by Lockheed, an Old Etonian English ambassador, a Russian assassin and so on. It is a spoof of a James Bond plot done in the style of Ballard’s experimental fiction. It was originally titled Confetti Royale, a blatant reference to the spoof Bond film Casino Royale. It is a spoof of a spoof. Hence its non-inclusion in the much more serious Atrocity collection.

The Greatest Television Show on Earth (1966)

This is one of those cheap thrill, one-gag, squib science fiction stories that you feel any competent science fiction hack could have written, it barely has the Ballard touch at all.

Time travel is discovered in the year 2001 but instead of giving rise to wars or the dislocation of timelines by people travelling back and changing the past etc, it is played for satire and laughs as Ballard explains that the new technology is quickly bought out by television companies who garner enormous global audiences by sending TV cameras back (in a secure time bubble) to cover super-famous historical events such as the inauguration of Roosevelt, the assassination of Kennedy (inevitably), the signing of Magna Carta, the discovery of America.

The TV companies quickly realise people like spectaculars and so a new genre is formed of war specials, with all the highlights of World War Two covered ‘live’ including Hitler committing suicide in his bunker. Producers then go back further to the First World War which turns out to be a grim and muddy disappointment. but not as much as the Battle of Waterloo, which turns out to have been fought by a lot fewer soldiers than contemporaries claimed, and most of them sick with dysentery.

At which point an enterprising assistant producer suggests recruiting more ‘extras’. Slipping into contemporary costume and armed with gold sovereigns TV researchers and producers fan out across the countryside to pay awe-struck peasants to don army uniforms and take part in the slaughter. With the help of arc lights and careful choreography that Battle of Waterloo is turned into an altogether more ratings-worthy spectacle.

Satire. Suddenly TV producers take to improving history. I particularly liked the way that, after discovering how small Hannibal’s trek over the Alps really was, the producers hired a whole load more elephants and elephant trainers and trounced the unexpecting Romans. And so on.

Finally the tendency reaches its peak with a well-advertised programme which will cover the Parting of the Red Sea ‘live’ on Time Travel TV. As you might expect from t his kind of story, what happens is that when the Israelites (a relatively small mob of scruffy looking survivors) arrive at the red Sea with the chariots of the Pharaoh on their heels, something dramatic really does happen. A strange light appears in the sky and the cameras all go dead. A little while later a few flicker back to life to show the scene, the Israelites have crossed, half Pharaoh’s army has drowned, but so have most of the best Time Travel TV producers, washing about in the flotsam of the flood along with the wrecked TV cameras and stands.

Almost as if ‘someone up there’ doesn’t like being mucked about with.

The Life and Death of God (1966)

A similar rather hammy story, this is also a satire on the notion that there might actually be a God and how humanity would react. The story traces the rise and fall of humanity’s reaction to the news that there is a God which – briefly – passes through a bell curve: from rumours, anticipations and excitement – to wonder, awe and amazement when the news is officially announced – and then a slow slide back to indifference and business as usual.

The announcement is made by scientists that, behind the background low radiation level of the universe they have discovered a permanent low-level hum of ultra microwaves which permeate all things. Not only this, but this radiation contains ‘a complex and continually changing mathematical structure’ which appears to change when observed i.e. responds and ‘thinks’.

So first the awed reaction: the population of the world is stunned by the news that there is a conscious, intelligent mind permeating all matter. The religions of the world come together. the churches and temples and mosques are all packed out. Everyone behave morally. Lots of people walk out of work now God is known to exist. Advertising, with all its mendacious lies, stops, as does most of government. Wars stop. Peace breaks out everywhere. Old enemies sign pacts of friendship, armies are disbanded, and so on.

However, this begins to have impacts. Farmers harvest the autumn crop but show no particular enthusiasm to prepare for the following year. Law and order has ceased as no longer necessary, but this is followed by a wave of spectacular crimes. In this ‘real world’ mode, Ballard’s imagination always reaches for the most obvious, cheesy and clichéd of subjects, so when he thinks of audacious crimes this means bank robberies in the Mid-West which are reminiscent of Al Capone, an attempt to steal the Crown Jewels, and someone slashes the Mona Lisa in Paris.

Worried by the way their flocks – everyone’s flocks – are not attending church or temple anymore – the world’s religious leaders announce that they might have been a bit hasty when they announced the existence of a caring loving God. It has become clear that this subtle mathematical matrix may be there but… does it think? Can it talk to us? Does it answer prayers? Does it have ‘moral’ values?

The religious leaders are followed by philosophers: the idea of an omnipotent deity limits mankind. An American politician denounces the discovery, saying his country is built on the notion of unlimited expansion and progress, which refuses to be checked by some so-called scientific discovery.

The team of astronomers find themselves under siege, forced to give another press conference where they are attracted from all angles by all the aspects of society who have a vested interest in there not being a God.

Meanwhile life is becoming unattractive. So many people have quit their jobs that nothing works. Cars break down and can’t be repaired. The shops are empty because factory workers have gone off to commune with God. Meanwhile the churches and mosques and temples have become more choosy – only accepting an elite of believers who pledge to put their faith in the church’s hierarchy and specific written doctrines, rejecting the wishy-washy-pantheism which has swept the world.

There’s a series of natural disasters: a landslide in Peru kills villagers, an iceberg sinks a supertanker. Then war breaks out: the Arabs and the Israelis go at it again; China invades Nepal; Russian nuclear subs are discovered on manoeuvres in the Atlantic.

The satire is brought home as Ballard describes the way most people have drifted back to work: they need the money. And so Christmas decorations appear in all the shops which start filling up with goods again. Carol concerts are held. Mendacious adverts slowly start reappearing on TV. Before you know it, the world is back to business as usual.

The satire is rammed home in the last sentence of the story which announce that, in all the festivities, most people miss the publication of what the Church claims to be the most far-reaching religious statement of all time, an encyclical with the title God is Dead.

Response

Stories like this… I don’t know. They bring a smile to the lips. They’re amusing, this one is cleverly done.

But you read it knowing it makes absolutely no contribution to your understanding of the world. Its mood is one of a clever teenager who has just discovered cynicism, just discovered that grown-ups may not be driven by the purest motives after all. But it hasn’t even begun to take stock of the real complexities of the actual world. It’s made up of headline organisations and headline crimes and has a kind of similarly superficial, newspaper headline level of content. It is the opposite of subtle.

The Comsat Angels (1967)

Comsat is trendy 60s-speak for communications satellites, the new phenomenon of a series of satellites put into geostationary orbits around the earth which allowed the beaming of live television and radio communication in an unprecedented scale.

The narrator, James, is a BBC documentary maker. His boss, Charles Whitehead, the editor of the BBC’s Horizon series, asks him to look into the latest ‘child genius’, Georges Duval, who’s been presented with great publicity in France. James flies over with his boss to interview him, noting the smart villa the teenager lives in with his mother, and the slightly sinister adult man who supervises the interview. Back in the office, on a whim, the narrator starts investigating the history of ‘child prodigies’ which in fact stretches back twenty years or more. He goes off to try and interview an English child prodigy based in Canterbury, has difficultly tracking him down, and discovers his mother has moved to – or been set up in – a nice villa, with a tended garden, and an odd air of detachment. Like the French child prodigy, this one’s father disappeared early in his life.

Back in the office again the narrator discovers that his boss has been doing some research of his own and now has a wall covered with photos, newspaper cuttings and so on. These show the creepy fact that all the child prodigies look the same, with the same high bony forehead and faraway stare. Whitehead has established that the so-called child prodigies never went to university or on into brilliant careers in science of the arts, but without exception disappeared from mainstream view. Now Whitehead has dug up the fact that, without exception, they have silently risen to positions of power. He shows the narrator the photos of the strikingly similar-looking young men in a range of press photos: one is adviser to the leader of the Soviet Union, one is an adviser to President Johnson in America, one is photographed between Mao and Chou En-Lai in Beijing, one is working with Britain’s leading space scientist at Jodrell Bank, another one is a senior adviser in NASA.

Suddenly it dawns on the narrator that there are twelve of them. Like the twelve apostles! Suddenly he realises that the twelve are preparing for the return of… Him! The stage is being set so that all the powers of the earth recognise Him when He returns. As the narrator pithily puts it: ‘This time there will be no mistakes’. And the reader is meant to feel a spooky thrill of understanding shiver down his or her spine!

The Dead Astronaut (1967)

Now this has the true Ballard vibe. It reads like an anthology of early-period obsessions and is a prime example of the strange, wintry beauty of his prose.

Cape Kennedy has gone now, its gantries rising from the deserted dunes. Sand has come in across the Banana River, filling the creeks and turning the old space complex into a wilderness of swamps and broken concrete. In the summer, hunters build their blinds in the wrecked staff cars; but by early November, when Judith and I arrived, the entire area was abandoned. Beyond Cocoa Beach, where I stopped the car, the ruined motels were half hidden in the saw grass. The launching towers rose into the evening air like the rusting ciphers of some forgotten algebra of the sky.

It’s set in the future, 20 years since the last rockets left the gantries at Cape Kennedy. Now the entire area is abandoned and rusting. The narrator is Philip. Twenty years earlier he had been a senior flight programmer at NASA, at the time when the whole space programme was moved to New Mexico. He seems to have been an ‘item’ with a fellow NASA employee named Judith, but soon after the move to New Mexico she fell in love with one of the trainee astronauts, the albino Robert Hamilton. They played tennis etc in the all-American way.

A year later Hamilton was dead, his space capsule hit by a meteorite. For all those years his derelict space capsule has circled the earth, one of twelve capsules carrying dead astronauts who’d died in various mishaps. One by one they fall back to earth, attracted by the homing beacon left active at Cape Kennedy.

Now Philip has driven with Judith down to the Cape because it is time for Robert Hamilton’s space capsule to fall to earth. The entire area is a) utterly derelict and abandoned and covered with drifts of sand b) policed by wardens c) haunted by the relic hunters, who scavenge the crashed capsules, selling mementos illegally on the black market.

Philip and Judith have come well prepared and in the knowledge that they have to a) break through the wire perimeter fence and b) make contact with one of the scavengers, hard-eyed, beak-faced, scarred-handed Sam Quinton. They give him five thousand dollars. He shows them to a ruined but habitable motel room, and promises to bring them Hamilton’s remains.

In the days they spend waiting, there is unusual activity by the authorities. The army appear, driving half-tracks, roaming around the abandoned concrete aprons, Quinton says it’s unusual, but they’ll get to the wreck before the army. Then the capsule descends, roaring past in a giant blade of light followed by a loud crash and explosion. Judith runs to the crash site, staggering dazed among the flaming flecks of metal embedded all over the sand. Ballard’s writing is brilliantly vivid.

Shortly after midnight, at an elevation of 42 degrees in the northwest, between Lyra and Hercules, Robert Hamilton appeared for the last time. As Judith stood up and shouted into the night air, an immense blade of light cleft the sky. The expanding corona sped toward earth like a gigantic signal flare, illuminating every fragment of the landscape.

Quinton and his two fellow scavengers hustle Judith and Philip back to the motel and soon return with various souvenirs including a box containing the dead astronaut’s remains. Judith and Philip remain in the motel room on Quinton’s suggestion, the army are roaming everywhere, any movement will be detected, they’ll all be arrested. Judith pores over the pathetic bundle of sticks and grey ash which is all that’s left of Robert Hamilton.

After a few days, Philip and Judith fall ill. They feel weak, can’t keep food down, vomit, hair starts falling out, skin blistering. Army half-tracks come closer as they continue their search of the area. Philip hears the message they’ve been broadcasting over loudspeakers for days, something about radioactivity.

In a flash he realises they both have radiation poisoning. Hamilton’s capsule was carrying a bomb, an atom bomb. Philip is well aware that all this time Judith has carried an obsessive torch for her one-time lover. Now it has killed both of them.

A Place and a Time to Die (1969)

A political satire leavened with a soupcon of Ballardian alienation. The Chinese army has invaded America. The word ‘Chinese’ doesn’t actually appear anywhere but the vast army plays gongs and bells, its soldiers wear the puffy quilted jackets the Red Army wore during the Korean War, and have yellow faces.

But the focus of the story is on three inhabitants of a little American town in the mid-West. Everyone has fled before the advancing horde except Mannock, the retired and eccentric police chief, the trigger-happy right-wing fanatic Forbis, and a wild-eyed Marxist Hathaway, who can’t wait for the commies to liberate him.

There’s a few pages of bad-tempered interplay between this cracked trio as they dig in to their home-made bunker on this side of the river, while the vast army camps out on the other side and sends a few engineers to scout out the bridge.

But the punchline is that when the Asiatic horde invades, streaming over the river in thousands of boats and pouring up the other bank like termites, as Mannock and Forbis prepare to make a heroic last stand – the Chinese ignore them. They just push past them, ignoring their pathetic little defences and peashooter guns, horde upon horde, even children carrying guns, women carrying nothing but the Chairman’s little red book. The scene is a symbol of the trivial futility of the Western worldview with its cowboy heroism when set against the inconceivable scale of the Chinese population.


1970s stories

My Dream of Flying to Wake Island (1974)

A beautifully poised and tragic story. Set in an abandoned resort (like the abandoned resort in Low-Flying Aircraft anmd the abandoned sand dunes of Cape Kennedy in The Dead Astronaut) Melville discovers a crashed Second World War bomber buried in the sand.

The migraines are coming back, reminders of the ECT shocks which were themselves part of the treatment for the severe head injuries he suffered, we are told, as an RAF pilot who was in a plane crash. Metal plates had to be inserted in his head.

When he is lowered into the cockpit of a Messerchmitt which another plane hunter is excavating further down the coast he has his first ‘fugue’, defined as: ‘a loss of awareness of one’s identity, often coupled with flight from one’s usual environment, associated with certain forms of hysteria and epilepsy.’

During his recovery he became obsessed with Wake Island, a refuelling site on a small island in the middle of the Pacific, barely more than a collection of concrete runways and shacks. Its utter isolation and complete psychological reduction to a basic function for some reason has gripped Melville’s imagination.

He is being supervised by Dr Laing who asks him why he needs to fly to Wake island, and about the B-17 he’s spending all his time excavating from the sand. Laing introduces him to an amateur pilot who incessantly flies her Cessna over the dunes. She is Helen Winthrop. Melville drives over to the small airfield and introduces himself. He is knowledgable about planes. Helen explains that she’s planning to break the record for flying the length of Africa to Cape Town. Melville can help her fit long-distance fuel tanks. She is attracted by his intensity and they have a short-lived affair. But, it is revealed in a throwaway detail, she can’t cope with his constant nervous vomiting.

Only now, in the final pages of this brief but fantastically concentrated story, do we learn that Melville wasn’t a pilot who had a crash – he was an astronaut, and the first astronaut to have a nervous breakdown in space, his nightmare ramblings disturbing the millions of viewers watching the space flight on TV. Hence the ECT and attempts at therapy.

He takes it for granted that Helen will abandon her plans and fly with him to Wake. He assures her they’re going to do it, no matter how many times she tells him she has spent to much time preparing for her Africa flight. One day she takes off without warning him. The sound of the engines tells him her plane is fully loaded. Within an hour or so he’s completely forgotten about her as he works away, continuing to excavate the ruined B-17 from the sand. With part of his mind he knows it will never fly, that he’ll never in fact finish excavating it since the wind is constantly blowing the sand dunes back over it. But with the happy part of his mind he knows that if he works hard enough, he’ll soon be flying to Wake Island.

Some of the details, in fact the entire plot can be accused of being overwrought. But the beauty is in the care with which Ballard deploys the details so as to slowly reveal the true reason for Melville’s exile to the abandoned resort, the tremendous lightness of touch with which he paints in the handful of brief conversations the troubled young man has with Dr Laing, and the daintiness with which he sketches the brief failed relationship with Helen.

It’s this handling of the content, as much as the content itself, which makes this short story feel like a masterpiece.

Low-Flying Aircraft (1975)

It’s forty years in the future. Mankind has suffered a catastrophic collapse. Suddenly almost all children born were horribly deformed, their eyes revealing the optic nerves and grotesque genitals. All over the world people took to killing newborn babies or having abortions. The birth-rate actually went up, but the infanticide exceeded it.

Now all of Europe contains only 200,000 people, America 150,000. In another generation mankind might die out. Richard Forrester works for the UN in a much-reduced Geneva, population 2,000, going on trips to the abandoned cities of Europe to do a stock check of the leftover food, drink, cars and clothes and all the other detritus of an abandoned civilisation.

Now his wife has got pregnant again, for the eighth time and, hoping against hope, they have come to the almost completely abandoned Spanish resort of Ampuriabrava, where the sand has blown free for decades and completely overflowed the streets and the abandoned hotels. Only an old couple tend the hotel Forrester and his wife ‘check into’, that’s the entire population of the place, apart from a mysterious Dr Gould, who insists on going out flying in his private propeller-plane every morning.

Forrester and his wife Judith disapprove of Gould flying along the half-ruined runway. One day while his wife sleeps, Forrester notices from the balcony of their hotel room a mystery woman loitering in the shadow of the hangar. Spurred on by lust, Forrester makes his way through the sand-covered town, walking over the roofs of cars almost buried in sand, to the hangar to find the attractive woman wearing dark glasses and a shawl but, as he steps in out of the sunlight, taking her shoulder, she steps back startled and treads on the sunglasses which have fallen from her face.

With a bolt of shock Forrester realises she is a mongoloid, what we would call a Downs Syndrome. In the story this is regarded as a type of deformity or mutant.

Later, after Gould lands, the two men go for a drink and Gould tells her story. He offers to take Forrester on his next flight, next morning. Terrified by the take-off along the crumbling runway, Forrester calms down as they fly into the mountains where, to his surprise, they find a solitary bull, obviously a mutant, surprised because all livestock were slaughtered decades earlier.

Now he learns what Gould flies off to do every morning. He had loaded up the plane with fluorescent paint in its load bay. Now he releases a line of the paint and trails it up the side of the field and into the mountains. For some reason the bull follows it, its malformed eyes capable of ‘seeing’ the shiny paint line.

Gould and Forrester land back on the crumbling airstrip in Ampuriabrava and, returning to the half-abandoned hotel where they’re staying, Forrester discovers that the Spanish practicante or doctor has been to visit Judith and told her that, alas and inevitably, the baby is malformed. After the doctor left, Judith ‘went out’, looking upset.

Forrester fetches Gould to help him then goes running through the sand-choked streets of the abandoned resort, calling her name. They find her in the honeymoon suite of one of the euphemistically named ‘Venus hotels’. She had put on sexy lingerie and see-through clothes etc, and wandered through the hotel stripping them off and sobbing in anguish that she was carrying yet another malformed baby. Now Forrester comforts her as she weeps her heart out.

Once she is put to bed back in their hotel room and given some tranquilisers, Gould has a conversation with Forrester out on the balcony overlooking the abandoned beach resort, covered in sand. What, he asks, if the deformed babies aren’t deformed at all? What if they are the next stage in evolution? What if the industrial scale massacring of them has been a massive social and scientific mistake? What if they – despite looking deformed to us – are the next stage? Forrester is shaken, as he has been by Gould’s kindness in taking the Mongol woman in, and his care for the remnants of the mutant cattle up in the mountains.

A few weeks later, Judith has the baby the natural way and they hand it over to the praticante to get rid of in the usual way (whatever that is). But Forrester follows the Spaniard down into the lobby and there takes the baby from him, swaddling it up and carrying it across town to the ruined airfield and quickly hands it over to Gould’s Spanish Mongol lady. She will bring it up. Maybe the is the Eve of a new race of humanity, who knows…

**************************

This is the first Ballard story I read which seems to have been done by rote, on automatic.

When Gould tells us that the mongol woman he has taken in and is protecting has an enormous collection of clocks and watches, that they are all set to different times, and that he thinks she uses them as a kind of ‘computer’, it’s strange and eerie, alright, but doesn’t have the shock of the genuinely uncanny which the much earlier story, The Voices of Time, give you. or the description of mad Talbot constructing a sculpture made of bits of broken mirror and coathanger on the roof of Catherine York’s apartment block so he can build a corridor to the sun. They felt genuinely weird. This version of the same kind of thing is echt Ballard, alright, but somehow without the feeling.

Or take the ‘Venus Hotels’. According to Ballard these were set up in every city in the West when the population collapse first became evident. They were built with the sole intention of getting people to copulate and reproduce and so are packed full of every possible sex aid, sex mags and sex films available on demand. In the early to mid 1970s when this story was written, the notion of the government setting up sex hotels was probably still scandalous and shocking, and also had some satirical kickAnd yet… and yet…

What seems to have happened is that Ballard is no longer surprised at himself and so no longer surprises the reader. Two key elements of his writing from the 1960s have gone:

  1. the extraordinary verbal lushness which makes the first three novels such a sensual treat to read
  2. the strange and bizarre poetry he coaxed out of the language with the regular use of scientific and mathematical terminology – the geometry of naked bodies, the planes of the face creating jarring angles – the most Ballardian of the 1960s stories are full of this kind of language

Somehow, by the mid-1970s, the fantastically lush prose style and/or the weird way with language have disappeared. The abandoned hotels, the deserted resorts, the alienated characters and the disastrous scenarios are all still there, but described somehow, with a practiced smoothness.

Weird and disturbing though they still are, in some ways, in another way which is difficult to define, the stories have somehow become more routine, more pedestrian.

The Ultimate City (1975)

This long short story, or novella of 90 pages or so takes up half the book’s 180 pages.

It is a dream. Maybe this is the way to think of Low-Flying Aircraft as well. They are not realistic stories, they are more like fantasias in which various familiar elements are rearranged to create new effects, like a painter experimenting with different ways of composing a scene.

The Ultimate City is set fifty or so years in the future after the end of the Petrol Age. The oil has run out and as it dwindled to an end, the population of the earth dwindled in step, people failing to reproduce, as if exhausted. By the end there weren’t many of them left so it was relatively easy for the survivors to migrate from the no-longer-functioning cities out to the countryside and create new, ecological friendly, vegetarian communities run on renewable energy, wave and solar power etc.

Strange how some of us have known for so very very long that our oil-based economy was wasteful and wrecking the planet but it hasn’t made the slightest impression on the real world. 45 years ago Ballard wrote how the post-industrial community’s renewable technologies

had progressed far ahead of anything the age of oil and coal had achieved, with its protein-hungry populations, its limitless pollution of air, earth and sea. (p.16)

‘Its limitless pollution of air, earth and sea.’, Yes, that’s us alright.

Right from the start this background story creates a kind of dreamy atmosphere of wish fulfilment. It is all so convenient and pat and just so. The Age of Oil came to an end. The population gracefully declined. The remainder established harmonious and idyllic rural communes which still benefited from advanced technology. Compare and contrast with the ends of the world foreseen in The Drowned World and The Drought, which are both more fractious, stricken and violent. The salt beach scenes of The Drought are still giving me nightmares.

By contrast every aspect of The Ultimate City seems to take place underwater, in slow motion, as if in a dream sequence of a film.

We are introduced to Halloway, a young man (aged 18) whose inventor parents died in a house fire when he was small. Now he takes part in the annual glider building contest held by his little commune of 300 or so souls. He has been building a particularly big, sleek and powerful one to a blueprint left by his dead father. But when the day of the competition comes and his band of schoolboy assistants help him run the glider along its launch track and into the sky, instead of looping above the community and landing in a nearby field as he’s meant to, Halloway sets off the ten miles to the abandoned city.

Halloway’s arrival in the abandoned city gives Ballard full rein to indulge his favourite subject and describe every aspect of a modern high-tech city which has been left utterly abandoned and derelict.

But above and beyond the long wide avenues lined with abandoned cars and telegraph wires strewn everywhere, there is a typically eerie Ballard touch in the way Halloway discovers among the wreckage strange monuments, huge pyramids built out of old TV sets or washing machines, strange psychic memorials to the dead technologies.

Somewhere in the streets’ echoing canyons he hears an engine and the sound of smashing glass. Freaked out, Halloway decides it’s time to head back to the country and sets off towards the ruined suspension bridge across the river which separates city and country. He gets as far as a vast abandoned airport whose runways are full of gleaming cars, all models, arranged in neat rows (you realise that quite often Ballard is simply expressing the surrealism implicit in consumer society). He discovers a truck whose engine still works. He starts it and drives at full pelt out the airfield gates but has never driven before, so crashes into a roundabout, the truck skewing on its side and he loses consciousness.

When Halloway comes round he is being tended by a kindly young black guy who can’t speak but punches words into a sort of pocket calculator which he’s rigged up to display his words on a screen, so he can converse.

His name is Olds. Half Olds’ face is covered in scars. As a boy he was run over by a housewife driving her classic Oldsmobile to the scrap yard, thus becoming the last traffic accident in the world. He was in hospital and recovering for years, leaving him damaged, traumatised. A few years ago he changed his name to Olds in honour of the make of car which ran him over.

Olds is very like the figure of Melville in Dream of Flying to Wake Island. He too had a traumatic crash/accident. And just as Melville has a ‘fugue’ or mental freeze episode when he climbs into the cockpit of the ruined Messerchmitt, so Olds goes into a fugue state when Holloway tactlessly suggests starting up one of the Oldsmobile motor cars in his collection.

Collection? Yes, it turns out that Olds, like Melville, has set himself an obsessive task – he is restoring the abandoned cars. One by one he is rewiring, oiling and filing the gas tanks of one of each brand of motor car. It is a quest. When he’s finished restoring one of each brand, he explains to Halloway, he will be free.

But he has another obsessive desire, too. He wants to fly. When he learns from Halloway that the latter flew into the city he is enraptured. ‘Take me to your crashed glider,’ he says. ‘I’ll repair it. And then you can teach me to fly!

So they load up into one of the lorries Olds has restored and he drives them back into the city to find Halloway’s crashed glider. But on the way they find themselves behind a huge industrial tractor-type machine which trundles along bearing vast pincers big enough to pick up entire cars. It is being driven by Stillman, a thug in a leather jacket. Olds knows all about him, and they follow the monster rig as it heads towards one of the abandoned city’s central plazas.

And here Halloway is introduced to the two other characters in this strange, abandoned, dream city – Buckmaster ‘Viceroy, czar and warden of this island’), an ageing architect and visionary, and Miranda, his beautiful daughter.

A few carefully planted references are all the reader needs to realise that these characters are taking part in a modern retelling of Shakespeare’s The Tempest, with

  • Buckmaster as the impresario Prospero
  • Miranda his beautiful daughter (‘Sometimes I feel like the daughter of a great magician’)
  • the slender Negro Olds as a crippled Ariel who dreams of flying free
  • and Stillman, the surly, grunting ex-convict, wearing leather jackets, who can barely control his anger and aggression, as a hoodlum Caliban

Halloway discovers it is Buckmaster who has conceived and supervised the building of the strange psychic memorials to the vanished petrol civilisation of the city – the ziggurats of TVs, washing machines and so on – and is now creating his masterpiece in the city’s abandoned central plaza, a four-hundred-feet-high pyramid of dead cars!

Halloway is accepted on easy terms by the other characters, chats to Buckmaster who gives his version of how the old Oil Civilisation declined and fell.

But Halloway is himself now seized by a vision and a dream: If Olds can rewire and refuel old vehicles, why can’t he do same to an entire city block? And so Halloway recruits the inhabitants of the island into his obsessive vision to set up petrol-powered generators in an entire city block next to the plaza, and to re-activate the old abandoned police station, the cinema, theatre, office blocks, the derelict supermarkets and corner stores, as well as traffic signs and neon hoardings – to restore the city – in the shape of one of its sub-divisions – back to its loud, garish, polluted heyday.

And it works. Olds works overtime, on the understanding he can work on Halloway’s glider in his spare time, and sets up petrol generators which restore energy to all the buildings, the street lights and digital displays. Buckmaster approves and, in a decisive moment, Stillman switches his allegiance from building the pyramid of cars to reviving the parts of the city which take his fancy, the nightclubs and dives. Soon he is dressing in a snappy black suit and driving a gangster’s white limousine.

(We learn that 25 years earlier Stillman had met Buckmaster at the school of architecture, had an affair with the industrialist’s third wife, then killed her in a lover’s quarrel. And was locked up for twenty years, thus becoming the last murderer to be tried and convicted before the great migration, as Olds was the last road traffic victim. They are all symbolic figures. When Stillman was finally released – at Buckmaster’s request, he was incensed to discover the sexy, funky city life he had spent 18 years fantasising about returning to, had utterly ceased to exist. That explains the savage fury with which he drives his enormous machines around the city wilfully steamrollering over cars and smashing shop windows.)

There is a dreamily comic scene where a rescue party from Halloway’s old commune arrive on environmentally friendly yacht across the sound, dock and punctiliously cycle the five miles or so from the docks to the central plaza. But here Halloway has arranged a suitably high octane, testosterone-fuelled reception. as they enter the plaza at dusk, Halloway throws all the switches, the neon lights and streetlamps come on, the sound form a hundred record players booms out over the square then he jumps into the renovated police car he likes to drive while Stillman terrorises the quaking cyclists in his pimpmobile. the vegetarian cyclists flee.

Halloway is thrilled and excited. Ever since Stillman let him share some of the wild deer he had caught, skinned and barbecued on the 20th story of an abandoned hotel, Halloway’s lusts have been awoken (a scene, incidentally, which is strongly reminiscent of the famous opening scene if High Rise). Now Halloway revels in the noise of the city, the pollution caused by the cars. And in the shadows after the retreat of the cyclists are standing shy youths attracted by the lights.

Slowly Halloway’s city project attracts recruits. From nowhere appear dribs and drabs of young people bored of placid vegetarian life in the communes who are attracted to the bright lights, fast cars, licquor and women of the Big City, until the population of ‘the reclaimed zone’ is a heady two hunred1

Of course all this is wildly unrealistic. Ballard makes a few gestures towards plausibility, suggesting that they are able to raid the half empty petrol tanks of the city’s millions of abandoned cars. But wouldn’t people have driven round in them till the last drop was used up, you ask. And seeing they were all abandoned 25 years ago, wouldn’t the petrol all have evaporated?

But such thoughts are like pointing out the improbabilities in Shakespeare’s Tempest. This is a dream, a fantasia, which accounts for the sense of smoothness and inevitability.

Then, with the inevitability of a fairy tale, or a certain kind of fable, it all starts to go wrong. One of the young hoodlum tendency loses control of a car and smashes into a shop window, running over a girl. Everyone attends her funeral. but instead of chastening the mood, it inflames it. Very quickly Stillman lures young workers away from Old’s workshops and the supermarkets and creates a paramilitary order, dressed in black shirts, who parade with their guns, looted from the city’s gunshops, in the central plaza.

Halloway goes to see Buckmaster to try and recruit him to his side, to the forces of law and order. There is a visionary scene where he finds the apartment block where the old man lives festooned with the flowers that Miranda plants everywhere, and sees her up on a balcony dressed all in white and hallucinates that she is in a wedding dress and the old man will have them married. But then he realises the exotic plants all around him are deadly nightshade. Next morning Buckmaster and Miranda leave the city forever.

Heading back towards the reclaimed zone, Halloway discovers it exploding and melting down, all the generators cranked up to full are exploding the street lights and traffic lights and fridges and record players. Everything is erupting in cascades of flame and broken glass.

And everywhere are littered the pocket computers Olds had adapted to convey his messages and which now convey a demented sequence of birds and wishes of escape. Realising that Halloway never meant to keep his promise to teach him how to fly, and that Stillman is becoming a fascist, Olds has sabotaged the entire social experiment he was vital in creating.

Halloway jumps into a car and follows Stillman and his young thugs out to Olds’ base in the abandoned airport. There on the top of the ten-floor multi-story car park, they see Olds in antique flying mask making last minute adjustments to the glider Halloway flew into the city all those long months ago. He has installed a petrol-powered propeller engine to it and is preparing to take off.

Halloway follows, a neutral party, as Stillman and his thugs try to storm the car park, but Olds has barricaded the ramps upwards with a line of his beloved antique cars. Then, as Halloway watches, a tide of gasoline comes pouring down the concrete ramps and before Stillman and his thugs can move, Olds ignites it in an almighty WHOOMPF, the top of the car park goes up in flames as Halloway escapes down a stairwell.

From the ground he watches Olds propel the glider forward, over the edge of the car park, it swoops right down to the ground as if going to crash and then soars up up up into the sky, heading steadily westwards ‘across the continent’.

Halloway drives thoughtfully back into the centre of town. The last generators are sputtering to an end. The once-vibrant little quarter is derelict and burnt out. Halloway makes a decision. he will head west, He will follow Olds. He will track down the old man and his daughter. he will make amends and marry hr. he will find Olds. And Olds will teach him to fly.


Related links

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed

The Terminal Beach by J.G. Ballard (1964)

Ballard wrote over a hundred short stories. Nowadays they’re gathered in the two massive volumes of Collected Short Stories, but they were originally published in various science fiction magazines and then brought together into occasional book collections, of which about nine were published in the 1960s alone (although the situation is confused because 1. there are UK and US editions of most of the collections, each with slightly different contents, and 2. these occasional collections didn’t gather the stories in chronological order, but more randomly).

The Terminal Beach is often cited as the best single collection of Ballard’s short stories, and marked a commercial and critical breakthrough. I bought a paperback copy in 1973 and some of the stories in it have haunted me ever since. The UK edition contains the following stories:

  • A Question of Re-entry (1963)
  • The Drowned Giant (1964)
  • End-Game (1963)
  • The Illuminated Man (1964)
  • The Reptile Enclosure (1963)
  • The Delta at Sunset
  • The Terminal Beach (1964)
  • Deep End (1961)
  • The Volcano Dances
  • Billennium
  • The Gioconda of the Twilight Noon
  • The Lost Leonardo (1964)

A Question of Re-entry (1963)

This is a wonderfully slow, lazy, atmospheric evocation of the steamy, dank, rotting atmosphere of the Amazon jungle, which is a sensual pleasure to read and reread, and which has justifiably drawn comparisons with Joseph Conrad’s early stories of isolated white men going to seed in the tropics.

A strange atmosphere of emptiness hung over the inland lagoon, a flat pall of dead air that in a curious way was as menacing as any overt signs of hostility, as if the crudity and violence of all the Amazonian jungles met here in a momentary balance which some untoward movement might upset, unleashing appalling forces. Way in the distance, down-shore, the great trees leaned like corpses into the glazed air, and the haze over the water embalmed the jungle and the late afternoon in an uneasy stillness… (p.15)

The tale is set in the near future. Lieutenant Connolly works for the Space Department, Reclamation Division of the United Nations. Five years earlier a space capsule, the Goliath 7, carrying astronaut Captain Francis Spender returning from a moon mission, lost contact with mission control and is estimated to have crashed somewhere in the vast Amazon jungle. Hundreds of UN inspectors have been deployed to try and locate the lost capsule which was equipped with radio and sonar beacons. Connolly spent some time working at Lake Maracaibo on the dredging project there. Now he’s been redeployed to go deep into the jungle and contact native tribes to find out if any of them have seen anything.

The story opens with rich descriptions of the rotting swamps of the Amazon tributary Connolly is puttering up in a patrol launch skippered by Captain Pereira of the Native Protection Missions. They are heading up to the squalid camp of the Nambikwara tribe. This – it just so happens – is where a 40-something high-profile white man, Ryker, the former journalist and ‘man of action’ (sounds a bit like Ernest Hemingway) decided to flee when he got sick of Western civilisation.

Thus the scene is set for Connolly to arrive at the scrappy squalid camp of ‘the Nambis’ and find Ryker a tall, imposing, cynical and mysterious man. Why was he so insistent that Pereira bring him a clock, of all things, from faraway civilisation? Why was the tribe’s one-time medicine man dislodged from his position, and how does Ryker maintain his hold over the natives?

Briefly, it turns out that Ryker has a set of NASA tables which show the orbiting times of massive new ECHO satellite which periodically crosses the sky as a bright stars in the sky. That’s why he needs an accurate clock – in order to predict the arrival of the stars; just before it appear, Ryker leads the tribe off on whooping hollaring jaunts into the forest. It is much stronger juju than the old medicine man could ever manage. (Incidentally, glancing at the tables Connolly notes ‘today’s’ date, March 17 1978 – must have seemed a long way in the future when Ballard wrote this story.)

That’s Connolly’s first discovery. His second is when the shy, ill stunted son of the rejected witch doctor makes a swap with him, Connolly’s watch for some kind of shiny orb he’s holding. On close examination it turns out to be the lunar altimeter of the Goliath 7, crudely prised out of its control panel.

So the space capsule did land somewhere near by! Disgusted, Connolly shows the altimeter to Pereira and lets the captain deal with Ryker. He comes back to say Ryker admits it all. Spender was still alive when they pulled him out of the capsule, but didn’t last long, but making it clear that he didn’t intervene to save him.

The story ends with Pereira explaining that a man who fell to earth in a shiny capsule would have been greeted as a god by the Nambis, confirming all their beliefs in cargo cults, and… the Nambikwara eat their gods!

Thus the story brings together a number of Ballard’s early obsessions in a winning combination: the journey up a tropical river; a (sort of) scientist protagonist; the image of dead astronauts trapped in their burning capsules; the eeriness of the entire space programme itself seen for the first time by Connolly as not reflecting a healthy urge to explore but rather a projection of the inner neuroses of the technocratic West; and the central but obscure important of time… the scientifically accurate time needed to predict the capsules’ orbits overlaying or superimposed on the native tribe’s complete lack of time awareness, and behind it all the image of outer space itself which, at one point, Connolly poetically speculates, might itself be a vast unconscious symbol of time and eternity.

The Drowned Giant (1964)

A pessimistic fable or fairy tale.

A giant is washed up on the beach. Over the succeeding days and weeks the unnamed narrator visits and revisits the beach and watches the amazement of the huge crowds soon give away to bored vandalism, then the dismemberment of the huge body to be used for fertiliser and the enormous bones re-used as archways into scrap yards or even houses.

End-Game (1963)

In what seems to be a communist east European country, a discredited member of the Politburo – Constantin – has been tried, found guilty, and is now confined to a villa with his executioner – Malek – with whom he plays chess and has tantalising conversations, as he tries to find out… when he is scheduled to be executed. It’s quite a long story as Constantin pathetically persuades himself that Malek understands, or can be made to understand that he, Constantin, is in fact innocent, that the circumstances of the trial were invalid etc etc.

This is the kind of story which undermines any claim that Ballard is a world class literary writer because, although made up of familiar tropes and settings it is, ultimately, neither as clever nor as subtle as Ballard wants his readers to think it is.

The Illuminated Man (1964)

The visionary short story which he quickly turned into the full-blown ‘novel’, The Crystal World, this is an extraordinarily vivid account of a trip by journalists up the river Opotoka into the Florida Everglades, to the quickly emptying town of Maynard, to see for themselves the new phenomenon whereby the natural world is becoming crystallised. Told in retrospect by the narrator (one James B———) who says that ‘now’, a few months later, as he recuperates in Puerto Rico, the entire Florida peninsula has been abandoned and three million people displaced i.e. the phenomenon is spreading and will, in time, possibly make the entire planet uninhabitable.

If there’s any plot it’s that, as a wave of new crystallisation breaks over the forest B—– gets separated from the soldiers who took him into the danger zone and then quickly lost becoming a) caught up in a weird feud between the local chief of police, Captain Shelley, who has abducted the unhappy wife of an architect who’s gone round the bend, Marquand, with the result that they are creeping up on each other and taking potshots, either in the ruined city of Maynard or in the remote crystallising summer house where Shelley has spirited away young and sickly Mrs Marquand, first name Emerelda.

And b) having fallen asleep and become half crystallised, B—– runs for hours, maybe days, because movement is the only thing which holds back the crystallising process, until he comes across a clearing in the crystal forest, location of a church and of the Reverend Thomas, who continues to play his organ even as the jungle around crystallises, its canopy overhead forming a vast lattice of glass, with narrower and narrower alleys of escape. With this visionary man B—– stays as long as a week until it is clear the forest is going to swamp them at which point he thrusts the huge jewel-encrusted altar cross into B——‘s arms and pushes him out into the crystal forest, protected by the jewels, to blunder towards the frozen river and make his way slowly through the weirdly bejewelled landscape, finally emerging into reality, the army, and hospital.

But writing now, some months later in Puerto Rico, he finds reality bland and boring. And tells us that he knows he is fated, doomed and destined to return to the forest, at the earliest possible opportunity, in order to find his destiny among the jewelled tropical forest.

This story exemplifies Ballard’s ability to imagine something unlike anyone else, to root it in the workaday world of the present day, to give rein to his extraordinarily lush and purple prose and yet, at the same time, to be somehow completely unconvincing at a human level about any of the characters.

The Reptile Enclosure (1963)

Ballard creates an over-intellectual, frustratedly verbose academic, Roger Pelham, who has taken his dim unintellectual wife to the beach which is packed out, with spotty bodies and blaring transistor radios. A report on the radio that a new satellite is being launched from Cape Canaverel prompts him to half-heartedly try to explain the theory of a colleague of his, Sherrington, that orbiting satellites emit infrared light which our unconscious minds can detect – and that the colleague, Sherrington, thinks it might trigger innate releasing mechanisms or IRMs. And that there might be connections with mass graves of Cro-Magnon Man which have been found under what were in his day lakes.

He’s still trying to explain it when a strange mood comes over the beach, silence descends, people begin to stand, some walk down to the sea and form an orderly line along the surfline, Pelham seems to be the only one not affected as people in the cafe where they’re sitting lurch to their feet and make their way to the shore. Pelham calculates that the new satellite is in fact orbiting right over them and… at that moment the lines of silent zombie people begin to walk quietly into the sea.

This is a shilling shocker, short and sharp and lurid, and all the better for it.

The Delta at Sunset (1964)

Charles Gifford is the senior archaeologist leading a small archaeological expedition to a ruined Toltec site presumably somewhere in Central America. He is accompanied by his long-suffering wife, Louise, and  a young academic assistant, Dr Richard Lowry, and a number of native Indian bearers and servants.

A few weeks earlier Gifford had some kind of bad accident at the excavation site which crushed his ankle. Now he is confined to a kind of stretcher-chair (p.127) with the sheets propped up so as not to touch his bandaged ankle. The ankle is starting to smell (presumably gangrene) and Gifford – not a nice man to begin with – has become deliberately provoking and vicious to Louise and Lowry alike, passing in and out of increasingly intense fevers, with dreams and visions.

Above all he is obsessed with the great mass of writhing snakes which emerges out into the dried-up delta they can see from their camp on a bluff. Every night they come out at the same time and wriggle and writhe across the dry mud flats

The story drops heavy hints about time – pondering the inscrutable faces of the native Indians, Gifford reflects that they are more in tune with the millennial-old forest than the average American with their obsessive time-consciousness, trying to cram ‘significant’ experiences into their lives.

At one point he turns lyrical about the snakes writhing down in the delta, speculating that they must carry in their DNA ancestral memories of ‘a coded internal landscape, a picture of the Paleocene’. As he sinks into fever he conceives of the delta as a zone of timelessness, where all time co-exists, and hallucinate the Toltec ruins reverting to some primeval level, being reassimilated into the jungle as they’re covered with moss and creepers.

So the reader is fairly prepared for the bombshell at the climax of the story when, listening yet again to her husband’s feverish descriptions of the snakes, Louise bursts out in exasperation that there are no snakes – the dry delta is bare as a bone!

So the obvious question is, Is Gifford feverishly hallucinating? Or is he he having a genuine experience and, psychologically, travelling back in time to the Paleocene era? Exactly as in the 1963 story Now Wakes The Sea when a white collar American, recovering from an illness, begins to hallucinate the deep ocean of the Triassic Era is washing over his suburb although it is a thousand miles from the nearest sea.

(Although it’s titled ‘The Delta’ Gifford increasingly visualises it as a beach, or beaches, ‘the white beaches of the delta’, and the last words describe ‘the snakes on the beaches‘. Beaches,Ballard’s primal location.)

The Terminal Beach (1964)

Traven used to be a military pilot. Then his wife and six-year-old son were killed in a car crash. He’s spent six months travelling across the Pacific and on the last leg borrowed a boat from an Australia which has now finally brought him to the abandoned island of Eniwetok where the Americans carried out their atom bomb tests.

The small atoll is littered with rows of concrete bunkers, a network of concrete blocks, sunken lakes, figures of mannequins left out exposed to the blast and half melted. In this psychic zero zone he intends to stay and starve and die. He forages for the emergency rations left in the wrecks of the Superfortress bombers. There’s a strip of shops and bars where the Americans used to do R&R. Everything is abandoned. No people are there.

In a premonition of the technique of The Atrocity Exhibition the text is divided into short passages of a few paragraphs each with a heading, such as The Corpses, the Blocks, The Terminal Bunker. He is seeking to escape from time. Time ceases to be linear. Time becomes quantised, passing in sudden discrete jumps. His wife and son appear to him, standing perfectly still and expressionless. He makes a bed out of dried-up American magazines from the derelict shops. One of them has a photo of a six-year-old girl in it and he cuts it out and pastes it to the wall of the squalid concrete bunker where he sleeps as time disintegrates.

A pair of biologists arrive on the island in a light aircraft. They have a temporary office and lab there where they carry out tests on the irradiated fauna. the old biologist, Osbourne, is tetchy with Traven for nicking their food. The young woman assistant (and pilot) sympathises with him when she hears about his dead wife and son. She warns him a naval party has been sent to catch and repatriate him. Traven easily eludes them and they give up, get drunk, and detonate one of the old petrol dumps.

At the ‘climax’ of the story Traven comes across the mummified corpse of a dead Japanese and after holding a Sam Beckett-style conversation with the dead man, hauls it on a makeshift sledge back to his bunker and ties it to a chair where it sits in the moonlight like a tutelary deity.

Deep End (1961)

Earth is populated by the elderly, at least those who haven’t yet died from its terminal pollution. Holliday, aged 22, is one of the few people left under the age of 50, everyone else has migrated to the colonies on Mars. The story is set in an abandoned seaside resort with its characteristically empty hotels. Holliday is holed up in the penthouse room of an abandoned hotel but he knows the foundations are rotting and it’s sinking and also the sand is drifting up against it; soon he’ll have to move (very like Paul Bridgman, the protagonist of the 1962 story, The Cage of Sand, who is holed up in a ruined hotel in a deserted holiday resort which is buried by slowly drifting Martian sand, but has to keep moving on.)

An emigration officer, Buller, is making his last rounds of Earth’s few remaining occupied places, and is encouraging Holliday to leave the planet. The oceans have long retreated, consumed by mining processes that generated oxygen to terraform the colonised planets, leaving a residue of hydrogen which makes the former continents uninhabitable. Only in the former ocean depths can the last few humans survive (p.171).

Thus the old Atlantic Ocean has now shrunk to a remnant named Lake Atlantic, ten miles long and one mile wide, and thus it is that Holliday walks across what was once the ocean floor looking up at the hills which were once the Bahama islands. He feels some obscure compulsion to remain behind and ‘keep watch over a forgotten earth’.

The huge launching platforms on which people transferred to the long-haul ships to Mars are mostly abandoned and hundreds of them are due to fall back into the atmosphere and to earth. Only two are left functional. It’s now or never if he wants to leave.

As he chats to Granger in the Bar Neptune a launching platform crashes nearby and they decide to go and see it. It’s smashed into one of the pools close to Lake Atlantic. The mere fact of being drained holds a powerful psychological hold on Ballard’s imagination – puddles and pools where lakes and seas had been recur again and again, as in the drained lake at the start of The Drought.

It was here that Holliday and Granger discovered the fish, a two-foot-long dogfish (it’s handy that Granger used to be a marine biologist with a memory of thirty years back, when the oceans had only been half drained). It’s flopping as the water in its shallow lake drains away (water is always draining away) and so Holliday work hard for a couple of hours not only to shore the leaks but use their car to press the mud in closer to raise the water level to two feet deep so the fish can cruise around in style.

Tired and dirty, they drive back to the town, take showers, have a rest. Holliday is inspired, now, to stay on earth, he has something to live for, the fish is a symbol of the new life that can be created here. Which makes it all the more crushing when they drive back out to the ruined space platform and the pond the next morning and find three of the town’s remaining teenagers (due to leave on the last spaceship out of town) have kicked breaches in the wall, emptied the pond of its water (water is always draining away) and amused themselves by stoning the dogfish to death.

Holliday had that very morning told Bullen he was not leaving on the last ships from earth, but was staying to guard its wildlife and its future, and now… Such is Homo sapiensHomo interfector more like.

The Volcano Dances (1964)

A short short story, only 6 pages long. Charles Vandervell has rented a house on the side of a smouldering volcano, which he shares with his girlfriend Miss Gloria Watson. At night the fires illuminate the sky, during the day he pays a ragged shaman – the ‘devil sticks man – who lives in caves across the road to dance to keep the volcano’s might at bay. For a reason we never find out, Vandervell is obsessed that a friend or acquaintance or colleague named Springman has been here, and he asks the estate manager who comes to tell him to leave and the car hire men who come to reclaim the rented car, whether they’ve seen him.

Over the course of a few days Vandervell refuses all the pleas for him to leave, obsessing about this Springman, while the volcano becomes more and more active. One afternoon Gloria wakes to find him gone – up into the cone? She waits till five, then takes the cash from his jacket and drives down the mountain.

Billennium (1961)

In the future the world is horribly overcrowded. Not a square foot of countryside remains, it is all factory farming, while every metre of space in every building in the vast sprawling cities is carefully measured and allotted out. Ward and Rossiter club together to rent a poky little one room apartment when they make an amazing discovery – they can get access to a long-sealed-off whole attic space!

At first they frolic in the kind of open space no-one anywhere on the planet enjoys any more. Then one of the girls they fancy asks if she can move in, so they say yes and the two girls move in and they set up a partition. The girls would feel more comfortable if Judith’s aunt could move in, too, as a sort of chaperone. Which she does.

Then they learn that Helen’s mother is ill and Helen would really like her to move in, too, so she can look after her. Then Helen’s father. All of them wanting partitions. At which point, right at the end of the story, Ward realises they now have less room per person than people renting the same space downstairs.

The moral of the story – that wherever people go and whatever they do, they will, through a hopeless, helpless kind of logic, screw up, poison and wreck whatever good they have – has stuck with me for the last forty years.

The Gioconda of the Twilight Noon (1964)

The Virgin of the Rocks by Leonardo da Vinci

A Gothic horror. After a minor eye injury became infected, Richard Maitland required surgery and bandages over his eyes for a month. His wife Judith accompanies him to his mother’s house high on the banks of a river estuary leading down to the sea. Blindfolded, he is plagued by the sound of the thousands of gulls but even more by an increasingly urgent vision, of a walled house high on cliffs, which reminds him of the mysterious grotto behind the Virgin in the Leonardo painting. In his daydream he enters the caves at the foot of the cliffs and climbs stairs up through the eerie caverns, towards a tall, green-robed figure… the lamia.

Over the next few days he reverts to this image, he can’t wait for his wife to stop fussing so he can return to it again and again, exploring the blue grottos down by the surf-wracked cliffs, and taking his time walking up those steps to confront that face.

When Dr Phillips tells him his bandages can come off in a few days and shoves a pencil flashlight in his face, it takes Maitland a few days to recover from the all-blotting daylight and retreat back into the blue grottos which emerge from the utter darkness of the blind.

And thus it is, that utterly transfixed by the power of the grottos and their Lady, when Dr Phillips finally removes the bandages and leaves Maitland with only a pair of sunglasses to protect his eyes… next morning Maitland makes a tour of his mother’s garden, looks out over the river and the cliffs opposite and thinks how utterly dull and flat it is and so… in a sudden movement which synchronises or is triggered by the sudden eruption into the air of the thousands of gull, in an impulsive move he blinds himself and his wife hears his exultant yell of pain and triumph.

The story is short and has a powerful if, somehow, predictable arc. Ballard’s achievement is to make you believe it, which rests on the haunting power he manages to pack into the descriptions of the blue caves. There’s plot alright in these early stories but Ballard’s ability at description which captures a mood is also vital.

The Lost Leonardo (1964)

This is an oddity, a detective story told in the calm, bachelor tones of Dr Watson writing up one of Sherlock Holmes’s cases. Reminds you how utterly staid and jolly decent Ballard was, and how the decency of most of his characters is so tremendously at odds with the deranged situations and psychic states they find (or put) themselves in.

A priceless painting by Leonardo is stolen from the Louvre. The narrator, Charles, a director at Northeby’s auction house (barely disguised parody of Sothebys) flies over to Paris to meet a French gallery owning friend. Over the coming weeks the friend, George de Stael, assembles the evidence for a mind-blowing suggestion: that the Leonardo is just the latest in a long line of depictions of the crucifixion which have been stolen over the past two hundred years, and in every case tampered with in a small way – the face of Ahasuerus, the Jew who allegedly insulted Jesus as he carried the cross towards Calvary, and who was as a result condemned to wander the earth forever – the Wandering Jew – well, this figure’s faces has been altered to appear more saintly, mild and compassionate.

Is it possible, George suggests, that Europe’s great paintings have been systematically stolen and the face repainted by the Wandering Jew himself, Ahasuerus, in a desperate bid to curry favour with He Who he Insulted.

Then comes a telegram from Georg saying he’s spotted their man at an auction in Paris and Charles flies over in a hurry, and the pair give chase to the man who is now calling himself Count Enrique Daneliwicz, but who stays one step ahead of them, fleeing Paris for Spain and then emptying and abandoning the rented villa just before they get there, our dashing heroes just catching sight of him as their cars pass in the narrow lane to the villa, Ballard giving us an impressive description of this aged, weathered and despairing figure, dressed smartly in a pinstriped suit, a man who saw the Messiah in the flesh and has suffered for it for nearly 2,000 years.

A clever, eerie yarn but insofar as the narrator is a perfectly sane, balanced, successful man of the world, entirely unlike the characteristic Ballard protagonist who is usually going to pieces in a world overcome with decay.

As a collection, though, it’s an impressive display of range and styles and voices, and contains four or five really timeless, hard-core Ballard classics.


Urban or exotic?

Ballard is often hailed as the poet laureate of a certain kind of urban alienation, yet a glance through these stories suggest he was almost the opposite of urban: virtually all of them are set in deeply exotic, non-urban locations. The only one actively set in London, he Lost Leonardo, is by far the most conservative in tone and subject:

  • A Question of Re-entry – Amazon jungle – RIVER
  • The Drowned Giant – unknown beach near a city – SEA
  • End-Game – East European villa – COUNTRY
  • The Illuminated Man – the Florida Everglades – RIVER
  • The Reptile Enclosure – a seaside resort – SEA
  • The Delta at Sunset – Central America – DRIED RIVER
  • The Terminal Beach – a Pacific island – SEA
  • Deep End – dried-up SEA
  • The Volcano Dances – Mexico – a VOLCANO
  • Billennium – a futuristic city – CITY
  • The Gioconda of the Twilight Noon – country house overlooking an estuary leading to the SEA
  • The Lost Leonardo – LONDON/PARIS/SPAIN

The Drowned World is set in a world overcome by sea. The Drought follows its desperate characters to the sea. Arguably Ballard is more the poet laureate of The Beach than of the City.


Related links

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed

The Affirmation by Christopher Priest (1981)

I was explicable only on paper, only by fictionalisation… (p.112)

Priest is a boring, dull and flat writer of prose, and entire passages of this book – like the description of the home life of the narrator’s sister Felicity and her husband James and their two children and their dog Jasper in a nice middle-class estate on the edge of Sheffield; or the description of the flat in Kentish Town the narrator shares with his neurotic girlfriend, Gracia – are of a stupefying, mind-numbing dullness.

Nonetheless, as with the previous book of his I’ve just read, Inverted World, it’s worth sticking with it because the very mundaneness of his prose has an insidious effect on the imagination. Precisely because his descriptions of early 1980s England are so unloveably flat and prosaic, it means that when the narrative begins to take a strange turn, you are imperceptibly led along with it.

Peter Sinclair

In a way the story is simple: Peter Sinclair (boring humdrum name) is 29, lives in London with his sexy but neurotic girlfriend, Gracia, when his life falls apart. His father dies. He is made redundant and can’t find a new job. And after a bitter row at the corner of Marylebone Road and Baker Street Gracia walks out of his life.

By chance he bumps into a middle-aged friend of his parents who happens to mention that he and his wife have bought a holiday cottage on the border of Herefordshire and Wales. One thing leads to another and they agree that Peter can get away from it all and go and live in the cottage rent-free, on the understanding that he renovates it, does the garden and interior, supervises rewiring, replastering and so on.

From the first sentence Sinclair has fretted about how to write his story and this turns out to be the theme, the subject of the novel: writing. My son read this book and recommended it to me. He’s a) young b) doing a science degree so doesn’t read much fiction whereas I am a) old b) have spent a lifetime reading fiction, and so am all-too-familiar with books about writers writing books about writers writing books about writing.

Take the Nathan Zuckerman novels of Philip Roth, who also appears in some of his fictions as a character. As does ‘Martin Amis’ in some of Amis’s novels. And so on.

Anyway, it occurs to Sinclair that, to really understand what’s going on in his life, he needs to write it all down. He does a long first draft and then, as writers are prone to do, picks it up and starts to reread it and realises it’s all wrong.

He has another stab, buying a typewriter and writing out a more systematic account of his entire life, in between comprehensively doing up the cottage he’s staying in. He is particularly proud of completely redecorating the main downstairs room, cleaning, plastering and painting it a lovely white colour. Here he sits at a table and chair in the middle of the white room, with the french windows open every day of that long summer, smelling the scent of the honeysuckle he’s planted and writing a long, thorough account of his life to date.

One day, in the middle of a rainstorm, Sinclair’s grown-up sister, Felicity, arrives, driving her swanky Volvo, bangs on the door and demands to be let in. Because he’s been telling us about his life we by this stage know that Sinclair harbours a resentment of his sister for being a few years older than him and always playing the wise, sensible older role.

But it is quite a shock to the reader to see the cottage through Felicity’s eyes and to discover that… Peter has not decorated the living room, and is not living in a rural idyll. Felicity furiously points out that he has done no decorating, the walls are peeling and lined with mould, the garden is an overgrown jungle, the kitchen is a squalid dump of unwashed dishes and rotting food, she recoils in horror from the toilet which is still blocked as it was when Sinclair arrives, and when she opens the door into the room he’s using as a bedroom she finds just a filthy sleeping bag on the floor surrounded by well-used porn mags. And then there’s the bottles of booze, Scores of empty whiskey and wine bottles. He’s obviously been completely out of control, living in squalor, drunk all the time, wanking himself to sleep in his crappy dirty sleeping bag.

This all comes as a shock to the reader because we had been lulled by Sinclair’s account of living in a rural paradise, of being clean, calm, disciplined and efficient.

Sinclair resents Felicity seeing and describing the reality of the cottage partly because it is humiliating, but mostly because it interferes with the mental reality he has created. He doesn’t complain that she’s pointing out the squalid reality. He whines that she just doesn’t see it like he does.

So we are introduced to the fact that Sinclair is not just what the English teachers call ‘an unreliable narrator’ but is a full-blown fantasist, and this prepares us for what happens next.

In the ‘real’ world Felicity insists on loading all Sinclair’s stuff into her big Volvo and driving him back to her happy middle-class family home on the outskirts of Sheffield, where they bathe and shave him, wash all his clothes and he has to settle into a respectable routine, not least because of the presence of the two school-age children.

But while he’s here he conceives a new notion, a way of taking writing the story of his life to a new level. What the prosaic accounts he’s written so far lack is the roundedness of story. Now he is inspired to write his life, but as a fantasy.

The Dream Archipelago

And so next thing we know we are watching Sinclair consciously set out to create an alternative world (p,27). In this world there is a large island named Faiandland whose capital city is Jethra. To the south of Faiandland lies a vast archipelago of smaller islands stretching out into the Tropics – the Dream Archipelago – which the inhabitants of staid, conservative Faiandland regard as places of escape and exotic adventure.

The protagonist is still named Peter Sinclair and, in this alternative reality, he has just won the lottery. Why? Because the prize is a trip to the island of Collago where they carry out a process called athanasia which means – you will live forever!

With many misgivings the narrator collects the paperwork proving he’s a prizewinner, including tickets for ships heading south, and heads south, giving us increasingly detailed descriptions of the cruise ship he’s on, all the other passengers, the cabin and eating arrangements and so on. The descriptions of his otherworld are much more enjoyable than those of rainy Sheffield or ‘London’s damp awfulness’ (p.206) and so, easily swayable as I am, I much preferred Sinclair’s fantasy story.

The final stop for this ship is the port of Muriseay, where Sinclair has to check in with the officials of the lottery. To cut a long story short, he falls in love with the woman administrator, Seri, a warm, clever and passionate woman of the south.

Seri v. Gracia

By this stage the novel’s effects have become complex, because Priest carefully alternates descriptions of the time he spends in fantasy land with Seri, with the much tougher time he has with Gracia, who one day re-enters his life, appearing unexpectedly in a car park for a visitor attraction near Sheffield (the caves at Castleton) in a meeting which turns out to have been set up by his sister, Felicity – ever-scheming to try and get Peter to grow up and accept his responsibilities.

Surprisingly, Gracia invites him to move in with her in London, so he does and we have some more flat and boring descriptions of the tube and buses and polluted streets. BUT, unsurprisingly, more of the narrative is devoted to the fantasy world in which Peter, now hooked up with Seri, continues his journey to the island where the athanasia procedure will be carried out.

And now, over half way through, Seri reveals a big thing about the athanasia procedure which is – that it consists of refreshing every cell in the body, refreshing and repairing and treating in some way so that they will always refresh and renew and never grow old, but the catch is – Amnesia. Your memory is wiped.

The way they get round this is get winners to complete a massive questionnaire detailing every single aspect of their past lives. Then, when the treatment is done and the patient has a blank mind, the therapist which they’re each assigned, uses the questionnaire answers to rebuild their memory from scratch.

The post-amnesia patient becomes what they’ve written.

This is a clever, logical extension of the whole idea of trying to find out who you are by writing an account of your life which the novel began with and you can see why casting it in the science fiction genre allows for this more absolutist treatment of the theme of writing and reality.

But Sinclair points out that he has already written the story of his life – the 200-page manuscript he’s been carting around with him in his bag. So the sci-fi setting is going allow to Sinclair to really test the premise that an autobiographical account can contain everything which is important about a person…

Alternate realities

The novel moves forward on two tracks: in some passages Peter is with Gracia in rainy London, trying to keep their relationship afloat; but in others – by far the more interesting passages (and this might be part of Priest’s intention – to show how beguiling lies are more attractive than dull reality) – he arrives at the island of Collago, is checked into the clinic and then has last-minute doubts, doubts about truth and reality, fiction and lies, and the merits of eternal life versus a normal fixed-term life, which he discusses in some detail with his partner Seri, and with a new character, the middle-aged nurse-therapist assigned to him, Lareen Dobey.

The decision is clinched when a full medical check-up reveals that Sinclair has a dangerous aneurysm in the brain which might blow at any moment and kill him. There follow more debates about mortality and eternal life at the end of which, inevitably, he takes the treatment.

Things get more knotty because all these scenes in fantasyworld are interspersed with the ‘reality’ of his relationship with Gracia which, once again, slowly grinds onto the rocks. This is because, in scenes which become increasingly spooky, Sinclair has started to see the characters from his fantasyworld in the ‘real’ world.

In one well-imagined scene, Sinclair thinks himself in a sunny tropical café watching the trams of Collago go by and having an increasingly heated argument with Seri while – like a TV flickering between channels – the prose is suddenly interrupted by ‘real’ descriptions of shabby London and the waiter – slick and graceful in fantasyland – in Londonville asks him please to leave – we realise that Peter is a schizophrenic, sitting by himself in a shabby transport café, shouting to his invisible friends (p.173).

In the most vivid example of fantasy invading ‘reality’ we see Sinclair  in bed with Gracia and actually having sex, when his mind is invaded by images of Seri, who favours a different sexual position, and thoughts about her interfere with his sexual performance in this world to such an extent that Gracia notices and it upsets her (p.164).

Gracia’s suicide attempt

Then, right on the brink of his fantasy self undergoing to athanasia treatment in the fantasy world, Sinclair returns to the flat one day and discovers Gracia has made a really serious attempt to kill herself, slashing her wrists so that  arterial blood has spattered all over the carpet, bed and walls (p.175). He sees the much-treasured manuscript beside the bed and covered with blood. She has read it and come across the character Seri and the prolonged passionate declarations of love for Seri which it contains.

Sinclair applies a tourniquet and calls an ambulance, follows on to hospital and answers questions from an over-worked social worker.

But back in the fantasy, Sinclair has the treatment and – a new chapter opens with a persuasive first-person account of what it feels like to have no memory of anything. He has to relearn language, speech, English grammar and vocabulary, slowly make sense of sounds, then music, of food then taste, rediscovers his bodily functions, the joy of farting, peeing and pooing, quickly discovers masturbation until Seri takes this over for him (the novel is frankly candid about sex all the way through – ‘She sucked me until I was ready, and then a little longer’, p.164: note that even when he’s writing about sex, Priest manages to be flat and lifeless).

And yet he has doubts. Even as Lareen and Seri take him through his biography, as written in the famous manuscript, he realises there is some kind of discrepancy. They tell him he grew up in a city called Jethra on the island of Faiandland but, just now and then, Seri slips and mentions another place, a place called ‘London’ in a country called ‘England’. And that his sister isn’t named Kalya but something called ‘Felicity’.

So the reader is aware that, within the fantasy world Sinclair has created, the fictional character of Peter Sinclair who has his mind is erased, is being made accidentally aware of another world – from his perspective an unreal fantasy world – containing ‘London’ and ‘England’.

By now you can see how the flat, mundane, colourless nature of Priest’s prose which, to begin with, you’re tempted to think of as a flaw or drawback – actually emerges as a merit, a strength. Something about the very boringness of the way he describes London, Sheffield or Jethra or Collagio, paradoxically makes them appear more ‘real’, mundane and believable – and so the increasing contortions and paradoxes he submits both to, all the more persuasive and absorbing.

All this has happened by page 200 of this 250-page book and so I was really intrigued to find out how these different stories were going to pan out.

The final straight

What happens is that Sinclair realises the women – Seri and Lareen – are teaching him about  his old life from the manuscript, but tactfully changing the names from ‘London’ and ‘Felicity’ to ‘Jethra’ and ‘Kalia’, the names they are familiar with in their world. But Sinclair grows impatient, demands to see the manuscript and, when he reads about his Uncle Billy – who features early in young Peter’s life, as a glamorous and mercurial presence, with a foul-smelling pipe and a fast car – when he reads this passage,written by his real-world counterpart, suddenly it tugs Sinclair out of his athanasia. Suddenly he remembers Gracia and her suicide attempt. But this mind – conscious of the ‘real’ world – is still stuck in fantasy world.

He sneaks out of the clinic leaving Seri behind, sleeping, makes his way down into the port and next morning catches the first ferry to a nearby island, and then on, and on again, putting distance between himself and the clinic and Lareen and Seri. Somehow he must get back to ‘London’, to the city which contains a Baker Street and Marylebone Road and where Gracia is lying in hospital attached to life-support tubes.

The final fifty pages are thoroughly mixed up with Sinclair switching between fantasy and London almost at will. In the most haunting sequence he sees Seri going down into the Underground at Marylebone Road and then follows/chases her, as she changes platform and train, continually ahead of him, leaving the  tube at Chalfont and Latimer, following her through the streets and out into fields – she, like a white-bloused ghost – always one step ahead as Peter finally gives up and lies down on the cold night field but then…

He discovers he is looking down a sloping headland to the sea, and the islands of the Dream Archipelago stretching out ahead of him. He continues down the sloping headland to the beach where he finds a warm cove and sleeps for the night. When he wakes in the morning there is a neat pile of clean clothes next to him and Seri is swimming in the sea. She comes out of the sea, up the beach and lies down next to him. They make love. All is well.

The travel by ferry through more islands at an increasingly feverish pace but all the time he knows he must go back to London and confront the real him and the real Gracia and, in another vivid and quietly terrifying passage, he finally does shake off Seri and her world and reappear in London and catch the train to Kentish Town and finds himself outside their flat and looks down into the basement window and sees Gracia laughing with another woman, waits till she’s left, and then tentatively lets himself in with his ld key.

She is in the shower and is horrified to see him when she emerges, and they have a cold and distanced conversation, slowly getting to know each other again… until Sinclair insists on reading her the manuscript, to tell her how he really feels, to make her see what it’s all really about… at which he finally forces from Gracia the agonised accusation that there’s nothing there… the wretched manuscript which he has dragged through two different worlds and all versions of his story is blank…  (p.227) just like the beautiful white room at the country cottage turned out to be derelict and peeling…

Even the existence of the manuscript on which so much time and energy has been lavished is here, right at the end, thrown into doubt. When Gracia points out that Sinclair is filthy and unwashed, we glimpse the real reality… that all the time he was fantasising about the islands so powerfully and convincingly, he has in fact been sleeping rough in the muddy countryside outside London…

His delusions reduce Gracia to panic and tears and we see how this must have been the pattern of their relationship: that it is his mental illness which makes any relationship untenable and pushed her over the edge last time. Now she rings her friend, Steve, and says she needs to come round and stay, makes her apologies to Sinclair and leaves him alone in the flat, sitting on the bed, pondering…

Till he packs all his clothes in a hold-all, along with the manuscript and sets off through the night-time streets of Kentish Town, finally huddling in a shop window till he realises he must find his purpose among the islands and… stands up and strides purposefully off through the streets of London, a new reality rippling out from his mind, the smell and the sounds and the feel of the tropical islands almost within reach…

Conclusion

The book breaks off in mid-sentence, just – as, the author has emphasised time and time again – his manuscript does – obviously implicating the novel itself in the same process of incompletion, delusion and self-deception which his precious manuscript so patently does to Peter.

Three thoughts:

1. Priest’s novels really are slow-burners. He has one or two big ideas and he follows them through with a kind of quiet, slow, unflashy thoroughness which ends up persuading the reader of them, entirely, which become completely hypnotic.

2. My girlfriend’s best friend’s brother, and mother, were diagnosed schizophrenics. When I met them, over a period of time, especially when the (grown-up) brother came to stay for weekends, I realised how deeply damaged really mentally ill people are. The description of Peter’s illness and fantasies are amazingly well-wrought but, at the end of the day, felt far too neat and shapely to bear any resemblance to the mental illness I’ve met, which his utterly lost, bewildered and terrified. Peter is, at almost all times, calm and rational in his delusions, as calm and lucid and pedantic in his English prose as his author. Thus it is a terrifyingly intense novel but I’m not sure how much, if any, resemblance it bears to actual schizophrenia.

3. Despite appearing to be about lots of to her things, in the end the novel rotates round and round the protagonist’s relationship with the ill-fated Gracia and, especially in the final scenes when Peter arrives back at her flat after sleeping rough, and sees how happy she is, new haircut, place done up and tidy, laughing with the social worker before the latter leaves.. and then quickly descends into stressed anxiety and finally tears of misery as it becomes clear that Peter is no better… well, it made me consider the vast amount of crap which women put up with in their more or less deranged, obsessive, and unhealthy menfolk.

Why?


Related links

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shapeshifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages

1980s
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actua life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed

Edvard Munch: love and angst @ the British Museum

The fin-de-siecle

The last decade of the 19th century is famous for its fin-de-siecle, decadent, dark imagery. In Imperial Britain this was epitomised by the decadent sexuality associated with the notorious trial of Oscar Wilde and the Yellow Book magazine and the pornographic prints of Aubrey Beardsley. In France there was a reaction against Impressionism which took many forms including the urban posters of Toulouse-Lautrec and the swarthy nudes of Paul Gauguin down in the South Seas. All were well-known and public artists, working in cosmopolitan cities which were the capitals of far-flung empires – London, Paris. They were famous and playing on large stages.

In the other countries of northern Europe, however, one of the most powerful artistic currents was Symbolism.

As the exhibition notes:

Symbolism was a literary and artistic movement that rejected representations of the external world for those of imagination and myth. Symbolists looked inwards in order to represent emotions and ideas.

In Belgium, north Germany and the Scandinavian countries, artists developed a wide range of techniques and styles, but tended to fixate on a handful of themes, namely sex and death. Death awaits with his scythe. Empty boats arrive at forbidding islands. Youths waste away from frustrated love. Beautiful young women turn out to be vampires.

Sex and death and anguish and despair, these are all much more personal, introverted, emotions. Wilde was a flamboyant public personality, Beardsley’s art was defiantly clear and elegant, both were immensely sophisticated and urban and cosmopolitan, confident doyens of the largest, richest city in the world.

Whereas much of the fin-de-siecle art from Belgium, Germany, Scandinavia was much darker, more personal. Of course they produced urban and sophisticated art as well – the 1890s is characterised by an explosion of diverse art movements – but there was also a big strand of empty lakes and immense dark pine forests and brooding skies and agonised artist-heroes.

Edvard Munch

Munch is slap bang in the middle of this social and cultural movement. His most famous work is The Scream, which was first made as a painting in 1893 and then turned into a lithograph in 1895 which was reproduced in French and British and American magazines and made his reputation.

The Scream is probably among the top ten most famous images produced by any artist anywhere, and has been parodied and lampooned and reproduced in every medium imaginable (pillow slips and duvet covers, posters, bags, t-shirts). It featured in an episode of The Simpsons, clinching its status as one of the world’s best known art icons. It’s up there with the Mona Lisa.

The Scream (1895) by Edvard Munch. Private Collection, Norway. Photo by Thomas Widerberg

Why? Why is it so powerful? Well:

  1. It is highly stylised and simplified – it barely looks like a human being at all, more like some kind of ghost or spirit of the woods.
  2. The rest of the landscape is drawn with harsh single lines, whose waviness seems to echo the long O of the protagonist’s mouth.
  3. Thus ‘primitiveness’ of the technique of wood carving – with its thick, heavy ‘crude’ lines – somehow echoes the primalness of the emotional state being described.

The exhibition

This exhibition brings together nearly 50 prints from Norway’s Munch Museum, making this the largest exhibition of Munch’s prints seen in the UK for 45 years.

It also includes sketches, photos and a few oil paintings, not least a big haunting portrait – The Sick Child – of his favourite sister, Johanne Sophie, who died of tuberculosis when she was just 13. These are set alongside works by French and German contemporaries, to present a powerful overview of Munch’s troubled personality, the artistic milieu he moved in, and his extraordinary ability to turn it into powerful images conveying intense, primal, human emotions.

Vampire II (1896) by Edvard Munch. The Savings Bank Foundation DNB, on loan to Henie Onstad Kunstsenter, Oslo

Claustrophobic

The exhibition is up in the top gallery in the Rotunda, a relatively small space, which was divided into smallish sections or rooms, the prints hung quite close together on the walls, and the place was packed, rammed, with silver-haired old ladies and gentleman. It was hard to move around. More than once I went to move on from studying a print and found I couldn’t move, with people studying the next-door prints blocking me to left and right and a shuffle of pedestrians blocking any backward movement. Imagine the Tube at rush hour. It was like that.

Possibly, in fact, a good atmosphere to savour Munch’s work. Trapped, claustrophobic, slightly hysterical. it forced me to look up at the quotes from his letters or diaries which have been liberally printed up on the exhibition walls. Just reading these immediately gives you a sense of where Munch was coming from, his personality and the motivation for his art.

For as long as I can remember I have suffered from a deep feeling of anxiety which I have tried to express in my art. (1908)

I was walking along the road with two friends – the sun was setting – suddenly the sky turned blood red – I paused, feeling exhausted – and leaned on the fence – there was blood and tongues of fire above the blue-black fjord and the city – my friends walked on, and I stood there, trembling with anxiety – and I sensed an infinite scream passing through nature. (22 January 1892)

The angels of fear, sorrow, and death stood by my side since the day I was born.

All art, like music, must be created with one’s lifeblood – Art is one’s lifeblood. (1890)

I would not cast off my illness, because there’s much in my art that I owe it.

We do not want pretty pictures to be hung on drawing-room walls. We want… an art that arrests and engages. An art of one’s innermost heart.

Sexual anxiety

There’s plenty more where this came from. The exhibition gives a lot of biographical detail about his early life, describing the Norwegian capital of Kristiana, how it was connected to the rest of Europe by sea routes, how it was a small provincial town whose every aspect was dominated by the stiflingly respectable Lutheran church, but how young Edvard was attracted to its small bohemian, artistic set of poets and writers and artists, how he conceived a massive sequence of works about love and sex and death which he titled The Frieze of Life –

The Frieze is intended as a poem about life, about love and about death. (1918)

How he travelled to Paris and to Berlin and scandalised respectable opinion with the exhibitions he held there, but created a stir and won admirers for the stark, elemental quality of his woodcuts and prints. (The exhibition includes a map of Europe showing Munch’s extensive travels during the 1890s and 1900s, along with a selection of Munch’s personal postcards and maps.)

We are told Munch was born and brought up in a fiercely religious and conservative bourgeois family which was horrified when he fell in with Kristiania’s bohemian layabouts. These bohos practiced sexual promiscuousness, had numerous affairs, and so were plagued by jealousy and infidelity and fights – all exacerbated by the way they drank too much, far too much.

It seemed obvious to me that Munch’s anxiety was caused by the crashing conflict between his extremely repressed bourgeois upbringing and the chaotic and promiscuous circles he moved in as a young man. On the one hand was a young man’s desire and lust, on the other were all the authority figures in his culture (and inside his head) saying even looking at a woman with lust in his heart would lead to instant damnation.

The scores of images he made of women as vampires and weird gothic presences and looming succubi emerging from the shadows, represent a repeated attempt to confront the epicentre of that clash – sex, embodied – for a heterosexual young man – by sexualised young women. They attracted him like a drug, like heroin – but all these compulsive thoughts about them triggered the terror of physical disease – the appalling ravages of syphilis for which there was no cure – along with the certainty of eternal damnation – and all these led to anxious, almost hysterical thoughts, about the only way out, the only way to resolve the endless nightmare of anxiety – and that was release and escape into death, the death which he had seen at such close quarters in the deaths of his beloved mother and sister from tuberculosis.

The obsessiveness of his sexual thoughts, and their violent clash with orthodox Christianity, is most evident in the hugely controversial Madonna, an obviously erotic image to which he blasphemously misapplies the title of the chaste Mother of God. And, when you look closely, you realise that those are sperm swimming round the outside of the frame, and a miserable looking foetus squatting at the bottom left. Sex versus Religion! It’s amazing he wasn’t arrested for blasphemy and public indecency. In fact his 1892 exhibition in Berlin so scandalised respectable opinion that it was shut down after just a week.

Madonna (1895/1902) by Edvard Munch. Munchmuseet

So Munch’s vampire women aren’t real women, of course they’re not. They are depictions of male anxiety about women, namely the irreconcilable conflict between the demanding, drug-addiction-level lust many young, testosterone-fueled men experience, whether they want to or not – and the multiplicity of feelings of shame about having such strong pornographic feelings and experiences, and regret at handling relationships with women badly, and anxiety that you are a failure, as a man and as a decent human being, and terror that – if there is a God – you are going straight to hell for all eternity.

Plus, as the wall labels indicate, there really was a lot of heavy drinking in his circle and by him personally, which led to chaotic lifestyles among the bohemian set, and Munch became a clinical alcoholic. And this addiction – to alcohol – will, of course, have exacerbated all the psychological problems described above.

Exposure to so many of Munch’s prints – alongside detailed explanations of how he made them, the Norwegian and north European tradition they stem from, and so on – really rubs in the fact that he was a great master of the form. It’s not just The Scream. Lots of the other prints have the same archetypal, primitive power, and the exhibition brings it out by setting Munch’s work beside prime examples by other leading printmakers of the time, in France and Germany (many of which are themselves worth paying the price of admission to see).

The subtle prints

It tends to be the extreme images we are attracted to – The Scream, The Madonna, the numerous vampire women, the worrying image of a pubescent girl sitting on a bed. But some decades ago we crossed a threshold into being able to accept all kinds of erotic and extreme images, so these no longer scandalise and thrill us in the same way they did their initial viewers, although they still provide powerful visual experiences.

But having had a first go around the exhibition taking in these greatest hits, I slowly came to realise there was another layer or area of his work, which is – in a word – more subtle. If the most obvious and impactful of his images are about stress and anxiety mounting to open hysteria – there were also plenty of images which were far more restrained. In which – to point out an obvious difference – the women are wearing clothes.

Instead of vampire women whose kisses are turning into bites, these tend to be of fully dressed, utterly ‘respectable’ late-nineteenth century types, set outdoors, in open air situations where… somehow, through the placing and composition of the figures, a more subtle sense of aloneness and isolation is conveyed. They capture the mood of a couple who are, for some reason, not communicating, each isolated in their brooding thoughts.

The Lonely Ones (1899) by Edvard Munch. Munchmuseet

Like the complex ways relationships between the sexes fail, become blocked and painful in the plays of Munch’s fellow Norwegian, Henrik Ibsen. (Munch, as a leading artist of the day, was acquainted with both Ibsen and the younger playwright, Strindberg. It crosses my mind that if Munch’s more hysterical images can be compared to the highly strung characters in a Strindberg play, the more subdued and unhappy images in some way parallel Ibsen’s couples.)

Having processed the extreme images of vampire women, sex and death in my first go round, on this second pass I warmed to these less blatant images.

I noticed that the naked women images are almost always indoors (as, I suppose, naked women mostly had to be, in his day). But that the more ‘respectable’ and subtle images were all set outside, and often by primal landscapes – namely The Lake and the Forest – the kind of primeval landscape we all associate with Scandinavia and which really was available right on Kristiana’s doorstep.

The exhibition ends with a set of prints which perform variations on his characteristically hunched, half-abstract human figures – characteristically, showing one man and one woman – but in this series hauntingly isolated, leaning on each other – or against each other – in something which doesn’t look at all sensual but more like the survival techniques of characters from a play by Samuel Becket.

Towards the Forest II (1897/1915) by Edvard Munch. Munchmuseet

Less striking than the vampires and naked women and girls, I thought these strange, half-abstract, ‘lost souls in the landscape’ images had a kind of purity and haunting quality all their own.

Breakdown and rebirth

It comes as no surprise to learn that in 1908 Munch had a nervous breakdown. His anxiety, compounded by excessive drinking and sometimes fighting, had become acute, and he was experiencing hallucinations and persecution mania. He entered a clinic and underwent a comprehensive detoxification which lasted nearly eight months.

When he left, he was a new man. Well, new-ish. His work became more colourful and less pessimistic and the wider public of Kristiania for the first time began to appreciate his work. Critics were supportive. His paintings sold. Museums started to buy his back catalogue. His life improved in all measurable ways. But in a textbook case of the artist who needs his anxieties and neuroses to produce great works, everything he carved and painted from then on – portraits of rich friends, of the farm he bought, murals for factories – lacked the intensity and archetypal power of his early years.

Years later all that storm and stress and hysteria seemed so distant as almost to be inexplicable.It is typical that, decades later, he told the story of how his famous painting, Vampire II, got its title. He himself had simply titled it Love and Pain. Pretty boring, eh? But Munch’s friend, the critic Stanisław Przybyszewski, and clearly a man with a flair for publicity, described it as ‘a man who has become submissive, and on his neck a biting vampire’s face.’ And, looking back, Munch comments:

It was the time of Ibsen, and if people were really bent on revelling in symbolist eeriness and calling the idyll ‘Vampire’ – why not?

A man in remission from alcoholism and mental illness, the older Munch can be forgiven for not wanting to revive unhappy memories, and for wanting to palm off the idea for lurid titles onto his friends. But the prints themselves, and all his early writings, don’t lie. The later work is interesting and decorative – but it is the unhappy period covered by this exhibition which produced the intense and troubled works which seem to take you right into the heart of the tortured human condition.

Older, wiser and sober. Munch among his paintings at the end of his life

The promotional video


Related links

Other British Museum reviews

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