Empire – as the assertion of mastery (by influence or rule) by one ethnic group, or its rulers, over a number of others – has been the political rule of the road over much of the world and over most of world history: the default mode of state organisation.
(Unfinished Empire, page 7)
This is a much more sober, earnest and thoughtful account of the British Empire than Niall Ferguson’s popular blockbuster, Empire. Whereas Ferguson references popular myths and preconceptions in order to puncture them in the manner of a swashbuckling columnist, Darwin is the cautious scholar, thoughtfully engaging with the voluminous literature of other historians on the subject – which makes his book a much denser, more challenging, but hugely more rewarding read.
The medieval origins
Ferguson’s account starts with the Elizabethans establishing plantations in Ireland and America at the same time as they set up their own offshoot of the Atlantic slave trade (roughly the 1590s). Darwin takes the more interesting and, characteristically more thorough, approach of going back much further, to the Norman Conquest, to trace the origins of the attempts by the conquering Normans to take an ‘imperial’ approach to the British Islands.
Among the hundreds of rewarding points Darwin makes is that the entire left-wing critique of the British Empire tends to treat it as if it was a historical freak, a one-off, as if only this empire ever existed and was uniquely evil, racist and sexist.
In fact, as Darwin calmly points out, empire has been the normal form of rule for most of the world for most of history.
Thus, just looking at Britain, we were part of the Roman Empire for 400 years; we were invaded and conquered by sea-borne tribes from northern Germany and Denmark who set up their own settler states from the 5th to the 9th century; we were then invaded and part-colonised by the Vikings (800-950), before becoming part of Canute’s Danish Empire from 1014 to 1042. Were then invaded and colonised by the Normans (1066), brutal subjugaters who imposed their economic system, language and laws on their subjects, as well as confiscating vast swathes of their land, and massacred any resisters (the Harrying of the North).
Darwin picks up the story with the Plantagenet kings (1154 to 1485), who ran an essentially French Empire which included a large chunk of western France (wine-producing Gascony). The Plantagenets tried to extend their control of England into Wales (it was the Plantagenet Edward I who built all those Welsh castles in the late 1200s), and tried with varying success to push into Scotland and Ireland.
In the 14th century England hung on to her possessions in south-west France in the face of growing power of the centralised French state, but eventually lost them in 1453. In fact the steady consolidation of the European kingdoms of France and Spain effectively locked Britain out of Continental Europe and forced us to look elsewhere for growth. In other words, Britain’s efforts to find gold and wealth abroad were bound to be maritime, not continental. Locked out of Europe, Britain had to look further across the seas for conquest and colonies.
Before we even get to Ferguson’s start point of Elizabeth’s reign, England had already been part of five or six different empires, depending how you define them.
Protestant paranoia
Darwin adds to Ferguson’s account of the Elizabethan period, the importance of Protestant paranoia. It’s worth remembering that, after Henry VIII’s declaration of independence from the Roman Catholic church in the 1530s, English monarchs lived in fear of being invaded and conquered by the military superpower of the day for the next 250 years, first Spain, then France.
The campaigns to pacify Wales and Scotland were wars of conquest designed to protect the English monarchy’s exposed flanks. Scotland remained an entry point for invasions long after the Scottish Reformation partly calmed English fears. Even after the semi-forced Act of Union of 1707 created a country called ‘Great Britain’, there were still threatening Scottish insurrections – the last one, armed and supported by the Catholic French, as late as 1745, and only defeated after the Catholic army had got as far as Derby, just 130 miles from London.
Unrepentantly Catholic Ireland, though, remained an enduring problem for England’s Protestant monarchs, from the first attempts to assert authority over it in the 1100s right up to the present day (today I read a news story saying the Irish Taoiseach, Enda Kenny, warned David Cameron that a Brexit from the EU might jeopardise the Good Friday Agreement).
Rivalry with other empires
My recent visit to the British Museum reminded me of the long list of empires which battled for supremacy throughout history: just in the Middle East, the so-called ‘cradle of civilisation’, we have the Assyrians, the Medes, the Persians, the Babylonians and so on – while successive emperors ruled the vast area known as China, and waves of imperial invaders conquered and tried to bind together enormous India, leading up the Mughal emperors that the British had to deal with in the 18th century. When Cortes and Pizarro arrived in Mexico they didn’t discover vegan environmentalists but well-organised, centralised empires – Aztec and Inca – which had been vying for supremacy for centuries, supported by their blood-thirsty religions.
What we think of as the Tudor period, when Henry and his successors tried to conquer and bind together the people on these British islands, was also the era when the kings of Spain and France were doing the same in their realms, fighting to create strong centralised states. In this as in so many other ways, England was just one among many European nations doing the same thing at the same time.
And so, whenever we consider the complex, byzantine history of all the enterprises and entities which eventually coalesced into something we call ‘the British Empire’, we shouldn’t forget that:
a) it was always in rivalry and competition with the other, often more powerful and better-established, European empires
b) in many places it came up against existing ‘native’ empires, for example the Mughal empire in India or the Zulu empire in South Africa
Complexity
From the first pages Darwin emphasises the complexity of the imperial story, that there were a myriad stories of negotiation, business deals, trades, coercion, attack, rebuff, invasion and so on. And they jostled against each other. The imperialists and colonisers, the traders and soldiers, the central government and the men on the ground, not to mention the Christian missionaries, often had wildly different aims and strategies.
Throughout his book Darwin defines different ‘types’ of empire – which immediately make you realise that what later history too glibly thinks of as the ‘rulers’ of ‘the Empire’ always had conflicting aims, which often led to confusion, sometimes disaster.
And even a cursory reading of the history soon makes you aware of the arguments, often bitter angry arguments, between the so-called ‘ruling classes’ back home.
The most obvious example is the fierce arguments surrounding the anti-slavery movement which overcame the angry resistance of the plantation owners and slave traders to eventually ban the institution of slavery, then ban the slave trade, so that, from the 1830s onwards, Britain become the world’s leading agent against slavery. The ruling classes were anything but monolithic – they were at daggers drawn.
Similarly, a strong anti-imperial party always existed in British society, arguing from morality, from Christian principle or just for pragmatic reasons, that ruling an empire was immoral, it distorted the economy and made it too reliant on cheap external commodities or foreign trade, and so on.
I studied the later Victorian period for A-Level and had drummed into me the level of personal and political dislike between Disraeli, the slippery impresario of Empire, and Gladstone, its pompous opponent who carried on vigorously arguing against it into the 1890s.
By the late 19th century you have organised socialist parties giving coherent economic and social reasons against Empire, a set of arguments encapsulated in the classic text, Imperialism: A Study (1902) by the British political scientist John Hobson, which argued that imperialism is an immoral and unnecessary extension of capitalism.
There was always opposition to ‘Empire’, and imperial rule itself was bedevilled by the frequent changes of government and sudden changes of attitude and strategy caused by the pesky democratic system. A central strand of Rudyard Kipling‘s work is his real anger and hatred of idiot politicians, especially Liberal politicians, who were constantly meddling with things they didn’t understand and making the lives of the men on the spot, the men trying to run things, impossible and often dangerous.
So these are just some of the ways in which the Empire was always ‘unfinished’ – giving the book its title.
The British Empire never achieved stasis; it was always too big, too complex, too unstable, in a permanent state of crisis dealing with local wars or rebellions, the threats of rival European empires, economic woes like depressions or agricultural blights, the disruptive impact of new technologies like electricity or the wireless.
Darwin quotes the historian John Gallagher who wrote, ‘Once the British Empire became world-wide the sun never set on its crises.’
Each generation of rulers felt it had been handed a vast can of worms to try and make sense of, organise, maintain and keep secure. It was like the game show challenge of keeping all those plates spinning on the top of the poles, and it is amazing how such a small country managed to keep so many plates spinning for so long until, during the Second World War, they all began crashing to the ground.
Types of empire
- Entrepôt empire – from the 1690s to 1790s British merchants thrived on the Atlantic trade, moving around slaves and sugar to make profits
- Free trade empire – from the 1790s onwards, diversifying into the spices, calico and other stuffs supplied from Asia
- Conquest empire – military conquest to make existing territories secure, to overthrow troublesome ‘native’ rulers
- The English Atlantic empire – based on a series of early, coastal bridgeheads around the Atlantic
- The Trading empire in India – run by the East India Company and dependent on the goodwill of local rulers
And amid this diversity of empire, Darwin also defines a whole variety of types of colony. There were at least five large categories:
- Company Rule
- Colonies
- Protectorates
- Dominions
- Mandates
However many you count, the point is that they were diverse: from tiny Hong Kong to vast Canada, from almost empty land settled by convicts (Australia) to countries teeming with well-established populations, cultures and rulers (India) – each required different handling, legal and trade arrangements.
Strength in diversity
This is a brilliant book which quietly, calmly, confidently dispenses with left-wing rhetoric about the British Empire and shows, again and again, what a weird, peculiar hodge-podge of disparate entities ‘it’ really was.
Darwin refers to Edward Said and his ground-breaking work, Orientalism, as the source of the theory that the European empires and the British Empire above all, were ruled by a monolithic ideology which drummed home the repressive messages of racism, white supremacy, gender stereotyping, masculine violence and so on, via a set of channels – the press, magazines, music hall, literature, art and so on – which were completely controlled by a unified Imperialist ruling class.
According to this view, all our modern ills – racism, sexism, inequality etc – directly stem from a unified imperial ideology which oppressed the British population as much as the foreign peoples it was used to control.
Darwin says the reality was more or less the opposite. It was precisely the extremely diverse nature of British society, with a strong central spine of monarchy and a settled parliamentary and legal framework providing the base for a huge diversity of religious belief, cultural practice and even languages among the populations of England, Wales, Scotland and Ireland, which meant that Britain was uniquely well-placed to ‘engage’ with the lands its settlers, merchants and missionaries discovered, in a kaleidoscopic variety of ways.
It was the diversity of Britain which helped it cope with, engage with, conquer, negotiate with and manage the extraordinary diversity of peoples, races, cultures, civilisations and traditions which it found itself fighting, conquering and ruling.
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All these ideas are conveyed in the first 50 pages of this brilliantly insightful, calm, measured and fascinating book, which is too crowded and packed with insights to do proper justice to in a summary. Do your mind a favour and read it.
Other blog posts about Empire
- Artist and Empire @ Tate Britain (2016)
- Civilisation: The West and the Rest by Niall Ferguson (2011)
- The Inheritance of Rome by Chris Wickham (2009) Chapters 1 – 8
- After Tamerlane: The Rise and Fall of Global Empires 1400 – 2000 by John Darwin (2007)
- Colossus: The Rise and Fall of the American Empire by Niall Ferguson (2004)
- Empire: How Britain Made the Modern World by Niall Ferguson (2003)
- King Leopold’s Ghost by Adam Hochschild (1999)
- The Scramble For Africa by Thomas Pakenham (1991)
- The Boer War 1899-1902 by Thomas Pakenham (1979)
- Rudyard Kipling reviews
Books & Boots 