The Interpretation of Dreams by Sigmund Freud (1900)

‘Tell me some of your dreams and I will tell you about your inner self.’
(E. R. Pfaff, quoted on page 134 of The Interpretation of Dreams)

Long

The Interpretation of Dreams may be an epoch-making book but it is far too long, running to 871 pages in the Pelican Freud Library (783 of actual text, 86 of appendix, bibliographies, index of dreams, and general index).

The first quarter or so is a vast review of the many, many theories of dreams held by people throughout Western history (seers and prophets and oneiromancers, historical philosophers and writers, right up to present-day psychologists such as Havelock Ellis), with Freud’s own commentary designed to itemise and categorise all aspects of dreams (their confused illogical nature, how we forget them soon after waking and so on).

Only about page 200 does there come the decisive insight delivered via his own dream about a patient he names Irma, namely that every dream has meaning because every dream is a wish-fulfilment. This is followed from page 200 onwards by an equally extensive series of actual dreams derived from his patients, described in great detail each with a painstaking decipherment.

The literary focus

It isn’t till page 363 that Freud takes the further step of asserting that almost all the dreams of most of his patients ultimately derive from fantasies about their parents. Here he stop for three pages to describe the legend of Oedipus and then to assert that something like Oedipal feelings occur in all his patients.

No sooner has he finished making the shocking claim that all of us, to some extent or other, go through a phase of loving the parent of the opposite sex and hating the parent of the same sex, than he moves on to a similar version of the same story, retold thousands of years later, and culturally rearranged and overlaid, to become Hamlet, then going on to mention other Shakespeare plays, Goethe, German literary critics and so on. (Goethe and Shakespeare are both mentioned about 20 times in the text, along with writers as diverse as Schiller, Heine and Zola, Jonathan Swift and Rider Haggard, the Bible, poetry in general, the music of Wagner 3 times, Mozart 4 times, Offenbach and so on.)

In other words, right from the start Freud’s conceptions of the mind were heavily conditioned and shaped by literature and by cultural forms (myths, legends, religion, folk tales) as much as, or more than, by ‘science’.

It is entirely characteristic of Freud’s focus on culture as source and subject to be investigated that in the preface to the Third Edition, he speculates that new material for the book will not be generated by, say, widening the types of patients he treats or the fast-expanding number of analyses being carried out by his followers i.e. scientific evidence based on data. No, he says the next edition will have to:

afford a closer contact with the copious material presented in imaginative writing, in myths, in linguistic usage and in folklore.

Autobiographical

Also, it is astonishingly autobiographical. Freud shares a surprising number of important experiences in his life, starting with the place and date of his birth followed by quite a few important and poignant memories from his childhood and youth. More than that he shares, and analyses at length, upwards of 30 of his own dreams, many of which show him in a less than flattering light, which are embarrassingly candid about his ambitions, his delusions of grandeur, his sense of failure, and so on and so on.

The Interpretation of Dreams is one of the great autobiographical studies in the history of mankind; in it Freud drew freely on his inner life in an effort to construct a psychological system relevant for all of us.’ (Freud and His Followers by Paul Roazen, page 35)

For Roazen this over-sharing was a heroic achievement and sacrifice the great man made on our behalves. But many critics have pointed out the weakness of a theory which relies so very heavily on just one person’s life and experiences and feelings, and on his own interpretation of them, and then claims to extrapolate them into universal principles underpinning all of human nature.

Introduction of key concepts

The book is important because it represents Freud’s first full-length description of the unconscious and the vast role it plays in the mental life of human beings. His theories about the unconscious would be elaborated and developed right up to his death 40 years later, but this is the first, primal statement of its central role.

Freud wrote to his colleague and confidant Wilhelm Fliess, who played a vital role as sounding board for his developing ideas in the 1890s, that the Interpretation of Dreams was substantially finished by 1896. It was published in 1899 but Freud was careful to ensure that it had ‘1900’ on the title page; he was very aware of his image and reputation and that the arrival of a new century heralded the dawn of a new age. All these considerations were in the mind of this very ambitious man.

And yet, after all this careful planning, only 351 copies were sold in the first six years.

Freud began writing this immense book while on holiday in the summer of 1985 at the Schloss BelleVue near Grinzing in Austria. Later he jokingly wrote to Fliess suggesting that a plaque be put on the wall of this castle reading: ‘In this house on July 24 1895 the secret of dreams was revealed to Dr Sigmund Freud’. (Mentioned in a note by the editors on page 199.)

Early days

Personally, I find Freud’s theory of dreams, his confidence that every dream represents a wish and that virtually all dreams can be decoded into various kinds of libidinal fantasy, optimistic and implausible. There feels to be a lot of pseudo-science in it. It feels very dated. For Freud, though, his ‘discovery’ that dreams have meaning, that they were suppressed and distorted wishes, was his big intellectual breakthrough, and the existence of the unconscious was always tied up for him with the breakthrough of dream interpretation.

But when I came to Freud it was through the later metapsychological works and the second theory initiated by Beyond the Pleasure Principle. By comparison with the sophistication of the second theory, with the greater role it assigns to the Death Drive, the Nirvana Principle, the greater account taken of violence and aggression (prompted by the catastrophe of the First World War), the sociological theorisation of the psychology of groups and crowds – compared with all this, going back to his early dream theory seems a little embarrassing, almost childish.

The final 50 or 60 pages take us deep, deep into what is in effect a new theory of human nature and existence, which is visionary and strange. But the hundreds and hundreds of pages of sometimes clunky dream interpretation which precede them are often cringe-inducing. Specially when he makes his stock sexist comments about women and their innate inferiority to men…

Executive summary

The Interpretation is important because it introduces several central ideas of Freud’s theory, namely the unconscious as a reservoir of instinctual wishes and desires which have been repressed from the conscious mind by censorship. These repressed urges try to re-enter the mind when the censorship is relaxed during sleep, but even then can only do so in garbled and distorted form.

So all dreams have two layers or levels which Freud defines as manifest content and latent content (p.381).

The manifest content is the narrative or series of images which we remember on waking, maybe write down or recount to a therapist. The latent content refers to the underlying ‘meaning’ of the dream.

The work of psychotherapy is to dig below the surface or manifest content to try and establish the meaning of the latent content i.e. to discover the wish lying behind the dream.

Freud then categorises the ways in which the ‘censorship’ garbles the latent content of the dream. It does this through distinct processes which he labels as:

  • Condensation – can happen in many ways, for example many ideas or wishes may be represented in one dream, or two or more people or ideas may be combined in one representation
  • Displacement – the fundamental notion that latent content, the expression of the wish underlying all dreams, is distorted and ‘displaced’
  • Representation – a great variety of ways in which images, words, sounds, word and phrases can represent the dream-wish
  • Secondary revision – not part of the process of censorship, this is what happens as the mind returns to consciousness and, half-asleep, tries to ‘make sense’ of the half-remembered dream by rearranging its elements into something closer to a coherent narrative

The comprehensive nature of this rewriting of the repressed wish explains why people can often make no sense at all of their dreams, so completely censored and disguised have they been.

Using the talking cure, free association and dream interpretation, the therapist can analyse a patient’s dreams, uncovering the secret wish which lies behind them and find a way into the reservoir of all our drives and urges and the words and images and behaviours which have become attached to them. Hence Freud’s famous declaration:

The interpretation of dreams is the royal road to a knowledge of the unconscious activities of the mind.

THE INTERPRETATION OF DREAMS

The text is immensely schematic, divided and sub-divided and sub-sub-divided into numbered parts, sections, sub-sections, sub-sub-sections, as if to conceal the relative simplicity of what Freud was proposing under a mountain of academic apparatus. He recognised the work’s unmanageable length and published a much shorter version On Dreams in 1901, revised and expanded in 1911. The fact that the abbreviation is a mere slip of a thing at 53 pages in the English translation strongly hints at the redundancy of most of the material in the longer work. It’s there to bludgeon the reader into submission with the sheer quantity of ‘evidence’.

Part 1. The scientific literature dealing with the problems of dreams

The ancients had two theories: dreams as helpful messages from the supernatural or diabolical fantasy. These were said to emanate from gates of horn and of ivory, respectively.

A) The relation of dreams to waking life

Dreams seem at the same time totally removed from waking life yet continue many of the concerns of waking life.

B) The material of dreams: memory in dreams

Dreams often preserve memories much more clearly than waking life and yet what is remembered is often trivial.

C) The stimuli and sources of dreams

1. External sensory stimuli

For example, alarm clock prompts dreams of church bells etc. But why do the same external source prompts different dream-imagery?

2. Internal (subjective) sensory excitations

3. Internal organic somatic stimuli

News from internal organs, often warning of disease. But how are these messages conveyed?

4. Psychical sources of stimulation

Present definitions of psychical stimulation do not suffice.

D) Why dreams are forgotten after waking

Natural that the intensity of daytime experiences blots out dreams. More importantly, everyone proceeds to reconstruct partially remembered dreams, stringing together half-memories in usually very misleading ways.

E) The distinguishing psychological characteristics of dreams

Dreams perceived as immediate experience. Lack of critical self-consciousness. In dreams we don’t think, we experience.

Crazy chains of association. Logic and causation which we (mostly) demand in conscious life are conspicuous by their absence.

Regression to earlier impulses. The tremendous virtuoso intensity of dream experiences. Freud reviews a wide range of views about dreams, from total disparagement to hymns to dreams’ poetic intensity.

F) The moral sense in dreams

Some say people lose all moral sense in dreams and behave with shocking amorality; others say you act in dreams according to your character. Dreams often show us insight into our deeper feelings, unknown to our conscious selves. Dreams reveal illicit desires, as in saints’ confessions of being miserable sinners. In dreams our instinctual life is exposed. We acquiesce in desires we spend our waking lives controlling and resisting.

G) Theories of dreaming and its function

The ancients thought dreams are sent from the gods as a guidance to action. More recently three schools have emerged:

  1. Rational. The dream-mind works just like the conscious mind but deprived of the sense-data of consciousness
  2. Mechanistic. Sleep relaxes the conscious control and dreams are responses of different parts of the mind to the passing sensory stimulants of the night. Or dreams are the excrescence of all the semi-cogitated impressions and thoughts of the day.
  3. Dreams are a holiday for the mind. Rest and recuperation.

H) The relations between dreams and mental diseases

Patients sometimes cured during the day continue their pathological behaviour in dreams or while asleep. ‘The madman is a waking dreamer’ etc. Dreams and psychoses are both fulfilment of wishes.

2. The method of interpreting dreams: analysis of a specimen dream

The aim which I have set before myself is to show that dreams are capable of being interpreted. (p.167)

Lay interpretation confined to symbolic reading (for example, pharaoh’s seven fat and seven lean kine; also mentioned p.448) and decoding (treating dream-language as a code).

Outline of the technique of free association.

An extended analysis of Freud’s own dream, the ‘dream of Irma’s injection’ interpreted to show how it conflates evidence to justify Freud’s treatment of her, i.e. a wish to be impregnated (pages 180 to 199).

3. A dream is a fulfilment of a wish

Elaboration of Freud’s fundamental insight, that every dream is the symbolic fulfilment of an unconscious wish. Examples of children’s dreams. The point is dreams may express wishes, but so comprehensibly distorted and garbled as to usually be unrecognisable to the dreamer.

4. Distortions in dreams

If all dreams are wish-fulfilments, why do some present as the opposite – wishing the death of a loved-one, anxiety dreams etc?

Because the wish is distorted. There are thus at least two aspects to a dream, the manifest content (the coherent narrative we make from the dream imagery) and the latent content (the real concern), and there is always an element of repression or censorship. This is the dream-work, which translates latent content into the manifest content we experience and remember.

The similarity of distortion in dreams and the hallucinations or obsessions of neurotics.

5. The material and sources of dreams

A) Recent and indifferent material in dreams

Frequent occurrence of material from the day before, the ‘dream-day’; but radically disguised or itself masking other meanings. Thus the concept of displacement.

B) Infantile material as a source of dreams

The deeper one carries the analysis of a dream, the more often one comes upon the track of experiences from childhood which have played a part among the sources of that dream’s latent content.

C) The somatic sources of dreams

All dreams are in a sense dreams of convenience. They serve the purpose of managing the processing of unconscious content in such a way as to preserve sleep. Dreams are the guardians of sleep.

If dreams are prompted by internal somatic stimulation, why do we not dream continuously of flying (the working of the lungs) etc? Because somatic stimulation is brought into the formation of a dream only when it fits with the ideational content derived from the dream’s psychic sources; only when it’s needed.

D) Typical dreams

He reviews:

1. Embarrassing dreams of being naked

2. Dreams of the death of persons whom the dreamer likes (childhood rivalries)

It is in this section that Freud describes the fierce emotions and rivalries attributable to children, which can spill over into hostility against their parents:

Being in love with the one parent and hating the other are among the essential constituents of the stock of psychical impulses which is formed [n childhood] (p.362)

He starts to invoke the Greek myths and this leads up to page 363 on which he posits the central role of the Oedipus legend.

It is the fate of all of us, perhaps, to direct our first sexual impulse towards our mother and our first hatred and our first murderous wish against our father. (p.364)

3. Other typical dreams

4. Examination dreams

6. The dream-work

Freud reviews the different mental processes he claims are at work in dreams, which collectively he calls the ‘dream-work’:

A) The work of condensation

Seen at its clearest when it handles words and names. In dreams words are often treated like things, chopped up, compressed etc.

B) The work of displacement

A dream is often differently centred from the dream-thought which lies behind it. The work of displacement as well as condensation are the result of the censorship imposed on the unconscious wish material.

The kernel of my theory of dreams lies in my derivation of dream-distortion from the censorship. (p.418)

C) The means of representation in dreams

Dreams do not have any of the methods with which we construct narratives or logical arguments at their disposal.

The most striking example of absence of logic is the absence of the negative, meaning that no means yes, that something can be represented by its exact opposite: the process of reversal (p.429) This can apply to causality where normal cause and effect are reversed.

Or dream images can appear by a process of similarity or consonance of even a tiny part of it with something else (p.431).

The common sensation of running but never getting anywhere.

Dreams are completely egoistic. They deal with the dreamer and only the dreamer (p.434).

D) Considerations of representability

Some dreams make use of ‘primeval’ imagery, being similes reaching back to remote antiquity (p.462).

Wherever neuroses make use of such disguises they are following paths along which all humanity passed in the earliest days of civilisation. (p.463).

E) Symbols in dreams: some further typical examples

Tempting to think that recurrent symbols in dreams may be universal symbols, specially when they recur in ‘popular myths, legends, linguistic idioms, proverbial wisdom and current jokes’ (which gives you a good sense of Freud’s evidence base).

Freud proceeds to give a lexicon or handbook of symbols, starting with the King and Queen who are, of course, the dreamer’s parents, moving on to how playing with a little child, especially beating it, betokens masturbation, and so on.

  • a hat is symbolic of a man, or the male genitals
  • a little one is the penis
  • being run over is coitus
  • buildings, stairs and shafts represent the genitals
  • female genitals represented by a landscape
  • castration dreams
  • urinary symbolism
  • staircase dreams
  • flowers represent the genitals (p.496)
  • dreams of flying or floating have a very varied meaning

He makes the ‘shocking’ claim that psychoanalysis makes no qualitative distinction between normal and neurotic life i.e. there is no ‘normality’ i.e. we are all on a spectrum (p.493).

And the centrality of sex in all these hundreds and hundreds of examples:

The more one is concerned with the solution of dreams, the more one is driven to recognise that the majority of the dreams of adults deal with sexual material and give expression to erotic wishes. (p.520)

F) Some examples: calculations and speeches in dreams

The special significance of numbers in dreams.

Speech rarely makes sense in dreams, being recombinations of words or phrases taken from other sources.

G) Absurd dreams: intellectual activity in dreams

Obviously many dreams are absurd or absurdist in content, but Freud tries to identify different reasons for this, often to do with negative or contradictory elements in the motivating dream content.

The dream-work produces absurd dreams and dreams containing individual absurd elements if it is faced with the necessity of representing any criticism, ridicule or derision which may be present in the dream-thoughts. (p.576)

H) Affects in dreams

It is commonly observed that the mood induced by a dream lingers longer than most of the details into the waking day.

I) Secondary revision

This occurs at the end of the process of dream-construction and is the application of conscious thought processes to the dream material. Just before waking the renascent ego tries to gloss over inconsistencies in the dream narrative, trying to create sense out of absurdity.

So it’s not part of the censor’s work, not part of displacement and condensation; it comes after that and re-arranges elements of the dream, but has the practical effect of scrambling it even more, making dream interpretation even harder (pages 641 and 642).

7. The psychology of the dream process

The dream-work is not simply more careless, more irrational, more forgetful and more incomplete than waking thought; it is completely different from it qualitatively and for that reason not directly comparable with it. (p.650)

A) The forgetting of dreams

Forgetting details of a dream is a common experience. But Freud is convinced that more is retained than we commonly think and that in the therapeutic situation more can be reclaimed than you’d expect. And often the so-called ‘forgetting’ of a dream is really only the work of the censor and repression; with sensitive work it can be recalled.

Can we interpret every detail of a dream, or every dream? No. Because the power of repression and resistance is so severe. But you can interpret much more than you’d initially believe.

B) Regression

Freud works through a series of diagrams meant to convey the relationship between dream wishes, memories, the preconscious, the unconscious and so on. By ‘regression’ Freud means that, with the motor system i.e. active use of the body, shut down in sleep, wishes express their outcomes not in (sleeping) body but by bouncing back into the psyche. Regression refers to internally generated images which are fed backwards into the cortex as if they were coming from the outside. He goes on to distinguish three types of regression:

  1. topographical regression
  2. temporal regression, the harking back to earlier psychic structures
  3. formal regression, where primitive methods of expression and representation take the place of the usual ones (p.699)

He concludes by making the picturesque but now discredited claim that some element of dreams also connects us with primeval memories of our ancestors.

We may expect that the analysis of dreams will lead us to a knowledge of man’s archaic heritage, of what is psychically innate in him. Dreams and neuroses seem to have preserved more mental antiquities than we would have imagined possible; so that psychoanalysis may claim a high place among the sciences which are concerned with the reconstruction of the earliest and most obscure periods of the beginnings of the human race. (p.700)

C) Wish-fulfilment

It may be intuitively agreed that a dream expresses a wish, albeit heavily disguised by the censorship, but Freud goes on to address the paradox that anxiety and negative dreams can also express wishes. He devotes 2 pages to explaining the definition of a ‘wish’ as it first comes to be experienced by the screaming baby, considered as an inchoate organism seeking the most basic physical satisfactions.

During which he makes the kind of comment that I like, namely that ‘thought is after all nothing but a substitute for the basic physical wish’.

D) Arousal by dreams: the function of dreams: anxiety dreams

Further clarification of why anxiety dreams and other dreams with acutely negative affect are, nonetheless, expressions of a wish. The anxiety is an index of the force of the repression needed to keep the unacceptable wish material under wraps.

E) The primary and secondary processes: repression

In technical and difficult phraseology, Freud repeats the basic idea that the primary system (the unconscious) is concerned with securing the free discharge of the quantities of excitation which are troubling it, while the second system, attempts to inhibit this discharge (p.759).

The primary process endeavours to bring about a discharge of excitation in order that, with the help of the amount of excitation thus accumulated, it may establish a ‘perceptual identity’ with the experience of satisfaction. The secondary process, however, has abandoned this intention and taken on another in its place – the establishment of a ‘thought identity’ with that experience.

All thinking is no more than a circuitous path from the memory of a satisfaction (a memory which has been adopted as a purposive idea) to an identical cathexis of the same memory which it is hoped to attain once more through an intermediate stage of motor experiences. (pages 761 to 762)

These final pages take us deep, deep into Freud’s most theoretical musings about the nature of the mind and of thought, which tend to undermine the possibility of ‘reason’ at all, because he makes all the activities of the mind arise from a really primeval stratum of primitive needs, as transmuted into wishes, as repressed and distorted into a thousand and one memories, behaviour patterns, obsessions and so on. Nobody can think rationally, because this unconscious swamp is the basis of all human thought.

I’m not sure it’s worth reading the preceding 750 pages to get here, but they are in a sense the preface to a deep dive into a truly other vision of human nature, the human mind, human existence. All thinking is, in a sense, repeated attempts to recapture the primeval, primitive physical satisfactions of the baby which have been so thoroughly repressed that they can never be achieved. All humans are, in a sense, condemned to search endlessly for the unfindable. Hence [Freud doesn’t say this, I’m saying this] the universal notion of The Quest found across all human cultures.

F) The unconscious and consciousness: reality

The unconscious is vast and the basis of the psyche. The conscious mind is a small, fragile blip floating on the great unknown ocean of the unconscious.

The unconscious must be assumed to be the general basis of psychical life. The unconscious is the larger sphere which includes within it the smaller sphere of the conscious….The unconscious is the true psychic reality. (p.773)

Typically, Freud immediately goes on to say that this explains a lot of creative process too, with numerous poets and composers describing how their great works ‘came to them’ without planning, unexpectedly, whole and complete. Well…the unconscious!

The conscious mind is like a kind of sense organ for the perception of psychic qualities. It is entirely typical of Freud that this dense and difficult conceptualising gives way, on the page before last, to yet another reference to Greek mythology, and to the story of Zeus castrating his father, Kronos. Literature and myth are never far away in Freud’s writings. And are often a welcome respite from the more difficult technical passages.

And one of the oldest traditions of dreams, which he mentioned right at the start, 780 pages earlier, widely believed in the ancient world that they predict the future. Do they? No, not in a literal sense, no. And yet, in another sense:

By picturing our wishes as fulfilled, dreams are, after all, leading us into the future. But this future, which the dreamer pictures as the present, has been moulded by his indestructible wish into a perfect likeness of the past. (last sentences, page 783)

Criticism

The same period (1895 to 1900) saw the zenith of detectivehood in the fictional figure of Sherlock Holmes. Very widespread was the idea human personality as a mystery, a puzzle to be solved.

And the idea of psychic division into two opposing parts, light and dark, good and bad: the döppelgänger or split personality abounds in the stories of the time: Jeckyll and Hyde and The Secret Sharer and Dorian Gray and all the characters in Holmes leading respectable lives while concealing depths of vice and criminality.

After the long dull review of existing dream literature, Freud’s exposition his new theory of the interpretation of dreams contains steadily more and more personal material, including candid stories of antisemitism. He shares with us his identification with Hannibal; he describes himself as a conquistador; the narrative of the dream of Irma’s injection is above all a wish to be justified.

Surprisingly, maybe, there is no mention of the Oedipus Complex and little mention of childhood sexuality. He added notes about these to all the later editions, but reading the text as first published makes you realise how very bare of all his theories it is, or to put it another way, what a huge edifice of complex psychological theory it was to grow into.

Throughout the book you can see Freud extending the mechanisms revealed by his own dream analysis backward and forward in order to derive a psychology of all stages of life; in particular pushing the source of dreams back into childhood. The nature of childhood fantasy and its connection with childhood sexual feelings were become central to the development of the theory over the next five years.

An Autobiographical Study by Sigmund Freud (1925)

This essay was one of 27 commissioned for a series called ‘Contemporary Medicine in Self-Portrayals’ i.e. less a strict autobiography than a ‘my life and my contribution to science’.

It comprises a sketchy historical review of the events leading up to Freud’s ‘discovery’ of psychoanalysis, then an exposition of psychoanalysis’s central tenets, an explanation of the technique, and a sketch of its applications to other spheres of human knowledge.

Early life

Sigmund Freud was born on 6 May 1856 in Freiberg in Moravia, in the modern Czech Republic, the youngest of 9 children of the bankrupt wool-trader Jacob Freud (also mention in The Interpretation of Dreams, page 284).

Moves to Vienna aged 4. Consistently top of his class at the Gymnasium (junior school).

His father, Jacob, though poor, said, ‘Follow whatever career you wish, son’. He didn’t specially want to become a doctor:

I was moved rather by a sort of curiosity which was directed more towards human concerns than towards natural objects.

At higher school he was caught up in the intellectual excitement generated by the theories of Darwin and, after listening to an inspiring essay on Nature by Goethe, he decides to study medicine (as recounted in The Interpretation of Dreams, page 572).

1873: Starts attending University of Vienna. Encounters antisemitism for the first time. Unsure what to specialise in until he attends classes by Ernst Brucke, Professor of Physiology, who becomes his hero.

1876 to 1882: Researches physiology of the nervous system of fish and eels. Takes a long time to win his Degree as Doctor of Medicine, in 1881.

1882: Brucke tells him, ‘You are poor. There’s no money in pure research; best to take up the actual practice of medicine.’ So Sigmund enters the Vienna General Hospital but continues with his theoretical interests, now concentrating on disorders of the human nervous system.

From the anatomy of the brain – still very theoretical, i.e. no cash – Freud moved on to study nervous diseases. Almost nothing was known about nervous diseases in the 1880s, there were no specialists and few texts in Vienna. Far away in Paris shone the beacon of Jean-Martin Charcot, a leading light in treating mental illness.

1885: Appointed Lecturer on Neuropathology due to his research. Soon afterwards awarded a bursary and set off to Paris to study under Charcot. Here Charcot had proved that hysteria existed as a definite distinct diagnosis. Contrary to received opinion it could be found in men as well as women. It resulted in physical symptoms. It could be brought on by hypnotic suggestion. But as to the psychological origins of hysteria – nothing.

1886: On the way back from his winter stay in Paris he stopped at Berlin to study the disorders of childhood. Via the prestigious Kassowitz Institute for Children Freud published a string of learned studies of cerebral palsy.

1883 to 1884: Freud experiments with the new drug cocaine as a possible anaesthetic, but others do the definitive work.

1886: Freud marries Martha Binnays, fiancée for 4 long frustrating years due to his lack of money or prospects Now, aged 30, with no real achievements to his name, Freud really needs money to set up the kind of bourgeois household he wants.

1886: When Freud lectures in Vienna on Charcot’s discoveries he is largely ridiculed and excluded from research laboratories. So he sets up as a private consultant on nervous diseases. How does he treat people? With electrotherapy (which he soon drops) and with the hypnotism he had witnessed in Paris.

1889: Freud visits Nancy to watch the great Hippolyte Bernheim perform hypnosis. It was Bernheim who developed the notion of suggestibility under hypnosis. Freud had translated Bernheim’s On Suggestion and its Applications to Therapy in 1888. He took along some of his private patients. Pondering hypnosis hints that there are forces operating on the mind of which we are normally unconscious. But in practice it rarely cures real neurotics.

1880 to 1882: While all this went on Freud befriended Josef Breuer, a physician 14 years his elder. Breuer tells him about his treatment of Anna O. This clever young woman is afflicted with a colourful array of neurotic symptoms. Breuer discovered that if he hypnotised her, she was capable of explaining the origins of the symptoms in real-life events of which she was unaware in waking life. Not only that, but once she explained the cause, the symptom disappeared! Clearly neurotic symptoms have meaning; they are related to real life events, so they are memories but they are buried somewhere inaccessible to waking consciousness. Freud replicates Breuer’s results with many of his private patients.

1895: Freud publishes Studies On Hysteria, a list of case studies with some theory of the ‘cathartic’ method of cure i.e. hysteria is caused by suppressed memories but if these memories can be brought into the conscious minds, the symptom disappears. Breuer is happy to leave his findings at that.

1895 to 1900: The Heroic Period. Freud sets out on a voyage of discovery building on the insights gained so far. Above all he begins to suspect a sexual factor in the aetiology of hysteria. He moves on to confirm a similar sexual motive lying beneath neuraesthenics. He realises that much of the success of hypnotism is due to the patient’s trust in the hypnotist. After a while he realises that he can get comparable results in his patients (i.e. the release of a flood of memories) by just asking. Slowly he evolves the technique of free association.

1896: Freud’s father dies and he begins a pitiless self-analysis reviewing his whole life, his aims and achievements to date. He comes to realise the importance of little-suspected motives, of early fears and anxieties in his adult life, choices and behaviour. At the same time he is examining his patients for similar origins to their obsessions and symptoms.

All the thoughts of this turbulent period are recorded in his epic correspondence with Wilhelm Fliess, an ear-nose and throat specialist based 500 miles away in Berlin. Nowadays dismissed as a crank, Fliess nonetheless provided an invaluable sounding board for Freud’s wacky speculations at a time when respectable opinion in Vienna increasingly shunned him.

Psychoanalysis

1899: publishes The Interpretation of Dreams which contains all Freud’s major discoveries, either explicitly or in embryo:

  • Neurotic symptoms are the return of repressed memories of desires or feelings too shameful for the patient to cope with, which is why they are repressed.
  • The amount of effort needed to recall them to conscious thought is a measure of resistance.
  • Free association helps the patient approach the dangerous memory.
  • But a quicker way to get there is through dream interpretation.
  • Dreams are the disguised fulfilment of a repressed wish.
  • Dreams use the language of the unconscious in which everything is eternally present, persons are interchangeable, logic is forgotten and the vilest desires are expressed.
  • Desires are distorted by the dream-work which consists of condensation, overdetermination, displacement – so that a dream has two layers, the manifest content (what we remember and tell upon waking) and the latent content (the distorted wish).
  • Dream interpretation is the royal road to the Unconscious.

An instinctive wish wells up in us. The ego forbids it entrance to consciousness. It is repressed but it must have expression. So it re-emerges, disguised, in dreams and in neurotic symptoms. Therefore, mental illness is a message from the unconscious; when the painful message is deciphered by the common work of analysis, the wish is discharged with an ‘affective release’ i.e. emotion; the patient bursts into tears etc.

Following on the Release of Tension there is the Act of Judgement or Sublimation. You consciously come to terms with this shameful part of your personality; or, less consciously, you sublimate its energy into a new understanding of your life, your motives, your agenda, into higher goals.

The essence of the Psychoanalytical Revolution is this: Everything mental is in the first instance unconscious; the further property of consciousness may be present or it may be absent. Consciousness, this precious mind, is, then, almost irrelevant to the truth about us and to how we actually behave as human animals.

This is a departure from all previous theories of the mind which, reasonably enough, had concentrated on asking how Reason and Intellect work, what is the role of language in thought etc etc? Two thousand years of philosophers worrying away at the nature of the links between sensations and concepts and the words we express them in.

Freud says this is irrelevant. Consciousness is a puny, secondary, almost irrelevant secretion – a rationalisation, a justification – of decisions and wishes and desires and strategies which are fully worked out in a part of the mind which can by its nature never be accessible to us. We can only guess at its activities by inference, from the misshapen tip of the iceberg which is all we can see.

The sexuality of children

1905: Three Essays on Sexuality. The other major component of the theory is the sexuality of children. Through analysis, through dreams and free association, most of his patients traced their problems back to infantile sexual experiences. Though not sexual in the standard meaning (erection, ejaculation etc) Freud found that children are excited and gain pleasure – gratification – of the sexual instinct, through different parts of their bodies as they grow. He called these the erotogenic zones.

He hypothesised a developmental model:

  • Years 0 to 1: pleasure through the mouth, sucking on the breast, the oral phase
  • Years 1 to 3: pleasure in acquiring control over peeing and defecating, the anal-sadistic phase
  • Years 3 to 5: pleasure in playing with the little penis or clitoris, the phallic stage

At this point the sexual drives are clearly in approximately the right place for the purposes of reproduction to which they will be called at the onset of puberty.

The actual pleasure is derived from the operation of a whole number of instincts which steadily sort themselves out into their component parts as the child grows, often resulting in pairs of opposites: masochistic and sadistic urges; the urge to show and to look.

Small children’s play amounts to continuous experimentation with a steadily growing range of instinctual drives and satisfactions, applied to the child’s steadily growing awareness, first of parts of its body, then of their functions, then of the body’s relationship to the outside world, and finally to other people, to its siblings and parents.

The sexual impulse overall is called the libido. The libido does not develop smoothly.

As a result either of the excessive strength of certain of the components or of experiences involving premature satisfaction, fixations of the libido may occur at various points in its development. If subsequently a repression takes place, the libido flows back to these points (a process described as regression) and it is from them that the [frustrated] energy bursts through in the form of a symptom.

The Three Essays set out to schematise all human sexual experience.

‘Normal’ heterosexual genital intercourse undertaken for the procreation of children – the only form of sex allowed by the Catholic Church – is a product of the most strenuous repression of other desires, and the pinnacle, the furthest highest peak, of sexual development. In reality the overwhelming majority of the population are unable to adhere to this incredibly restricted target and indulge in various forms of ‘perversion’ (in the Catholic sense).

The Three Essays turn 2,000 years of theories about sex and our relationship with our bodies on their heads. In Freud’s model the gratification of physical instincts is the bedrock of human existence; in his view, children, far from being sexless innocents, from the earliest age are indulging these desires, and none of us ever really gives them up; they are merely repressed. They can be repressed in numerous ways, if badly resulting in us becoming twisted or neurotic; or they can be sublimated into ‘higher’ activities acceptable to society.

The structures of society, the institutions of civilised life which we like to pride ourselves on – its laws and morality and religion and philosophy and art – are constructed in order to hide our true animal nature from ourselves.

Back to the theory of development. The developing instincts must have an object: to begin with it is the infant’s own body, in a state of permanent auto-erotism (thus the small infant is said to be polymorphously perverse simply meaning that it finds pleasure in every aspect of physicality).

Later, the infant develops an awareness of the breast it is suckling from and develops an image of the Good Mother (who suckles it) and the Bad Mother (who goes away).

Later still the child becomes aware of the complementary roles played by its mother and father, and the boy-child wants to take his father’s place and take possession of his mother. This is the Oedipus Complex, which Freud placed slap-bang at the centre of his theory of childhood development, of the aetiology of the neuroses, of the origins of culture and society, and of the way existing societies are run.

All a child’s puzzles about its little winkle, about where it came from, everything becomes centred on this grand obsession: 1) terror of the all-powerful Father, and the reverse side of terror, aggression, the wish to kill him; and 2) love of the mother who suckled us and is affectionate.

Like Oedipus we wish to kill our father and sleep with our mother. These are the only people in the child’s life; onto them he projects models of all the possible relations human beings can have. No surprise, then, that in later life so many of our attitudes to authority figures, love objects, other citizens, work-mates etc will be found to derive from the primitive stratum of emotional webs which are centred on the Oedipal Complex.

Once the child has overcome these feelings, he lapses into years of amnesia, the latency period from 5 to the onset of puberty at 11, 12, 13. The storm and stress of infancy are largely forgotten while the child’s faculties are concentrated outwards onto social activity, on learning from parents, teachers and other authorities, what rules to obey, how to read and write and judge, how to handle your peers: the vital work of acculturation, of learning the ancestral wisdom which separates us from the simple beasts who repeat in each generation their timeless instinctive activity.

The latency period seems to be a phenomenon of advanced societies. During this period the child develops reaction-formations (equal and opposite reactions against the sexually intense years), meaning emotions such as disgust and shame.

These, for Freud are the origins of morality. You are indoctrinated into thinking that the acts of defecating, peeing, playing with your parts are ‘dirty’. You react with shame. Encouraged by your parents, your teachers and everything you read, you develop an idea that sex is ‘wrong’, ‘dirty’.

A strong body of tradition originating from the highest possible authority (God) goes to confirm all these feelings and to encourage you to sublimate them into socially-acceptable forms. Thus religious believers themselves display many interesting examples of perversions, neuroses and various types of abnormal behaviour under the protection of piety.

The child introjects all of these injunctions from their parents and other authority figures, and constructs an ego-ideal, a model way to live and behave and think. They hero-worship idealised figures, from Jesus to Hollywood stars to the latest soccer players.

You want to live up to their standard, to impress them with selflessness and devotion to an ideal. You lay down in your mind a superego or conscience, the internalised laws of your culture which now supersede the rules of the parents (who are, in any case, beginning to seem all-too-human and fallible).

Puberty

The onset of puberty with its rush of hormones and the development of primary and secondary sexual differentiation is a traditional time of turmoil in all societies and a time when the young have to be forcibly, sometimes painfully, initiated into full adult membership of society.

In more advanced cultures this means the early sexual patterns are revived but come into fierce conflict with the reaction-formations of disgust and shame and the powerful strictures of the introjected superego.

But the ideal, mature grown-up is as much of a myth as the ideal, model, married heterosexual. Freud’s theory helps to explain what a chaos of complexes and obsessions and instincts and desires and repressions and terrors and self-punishment we have to pass through to emerge as anything like the responsible grown-ups which society requires.

I hope it will be easy to gather the nature of my extension of the concept of sexuality. In the first place sexuality is divorced from its too close connection with the genitals and is regarded as a more comprehensive bodily function, having pleasure as its goal and only secondarily coming to serve the purposes of reproduction. In the second place the sexual impulses are regarded as including all those merely affectionate and friendly impulses to which usage applies the exceedingly ambiguous word ‘love’.

The detaching of sexuality from the genitals has the advantage of allowing us to bring the sexual activities of children and of perverts into the same scope as those of normal adults. The sexual activities of children have hitherto been entirely neglected and though those of perverts have been recognised it has been with moral indignation and without understanding. From the psychoanalytic standpoint, even the most eccentric and repellent perversions are explicable as manifestations of component instincts of sexuality which have freed themselves from the primacy of the genitals and are now in pursuit of pleasure on their own account as they were in the very early days of the libido’s development. The most important of these perversions, homosexuality, scarcely deserves the name. It can be traced back to the constitutional bisexuality of all human beings and to the after-effects of the phallic primacy. Psychoanalysis enables us to point to some trace or other of a homosexual object-choice in everyone…. Psychoanalysis has no concern whatever with any judgements of value.

The second of my alleged extensions of the concept of sexuality finds its justification in the fact revealed by psychoanalytic investigation that all of these affectionate impulses were originally of a completely sexual nature but have become inhibited in their aim or sublimated. The manner in which the sexual instincts can thus be influenced and diverted enables them to be employed for cultural activities of every kind.

Psychoanalytic therapy

Freud then moves on to explain the technique of analysis. This is based on the concept of transference. The patient soon forgets the wish to be cured of unhappiness or troubling thoughts and symptoms. He begins to project onto the analyst his deepest feelings. These may be of love and affection for the great healer of souls – in which case the analyst can work with them to continue towards catharsis.

But transference may become entirely negative, the patient projecting aggression and defiance onto the analyst. This makes things difficult, sometimes impossible. The centrality and the limitation of transference explains why analysis works with some patients and not with others; and also why whole categories of patient are beyond its help, namely schizophrenics and paranoiacs, who are too detached from reality to form the realistic relationship with the analyst which transference requires in order to work.

The transference is made conscious to the patient by the analyst and it is resolved by convincing him that in his transference attitude he is re-experiencing emotional relationships which had their origin in his earliest object attachments during the repressed period of his childhood.

The history of the psychoanalytic movement

1900: Freud’s discoveries were either ignored or dismissed. Freud came to attribute this to the resistance of the wider world to the truth, resistance which is modelled on and derives from the original work of repression carried out during the latency period. It is denial from the wider world similar to the denial Freud encountered from individual patients who disbelieved his interpretations until they were finally persuaded and cured.

1902: Interested physicians begin to meet at Freud’s house.

1906: Interest in Freud stirs in Zurich, at the renowned Bergholzli Sanatorium run by Eugene Bleuler and his rising assistant Carl Gustav Jung.

1908: All interested parties, from Austria, Germany and Switzerland, meet at Salzburg for the first Psychoanalytic Congress.

1909: Freud and Jung are invited to America, to lecture at Clark University, Worcester, Massachussetts, at the invitation of President Stanley Hall. In the States Freud meets Harvard neurologist James J. Putnam and the ‘pragmatic’ philosopher William James. James in his classic text, The Varieties of Religious Experience (1902), had set out to draw a limit to the kind of scientific positivism espoused by Freud, and to reserve an exclusive area of experience open only to intuition: more or less religious experience.

1910: The Second Psychoanalytical Congress in Nurenberg sets up an the International Psychoanalytical Society and appoints Jung the first President.

1911 to 1913: Two secessionist movements. Alfred Adler leaves to set up Individual Psychology based on the ‘masculine protest’, the idea that neuroses are formed by the drive to overcome perceived organ inferiorities. (This is the origin of the inferiority complex). Jung leaves to set up Analytical Psychology, emptying Freud’s libido of its sexual content, rejecting the Oedipus Complex and importing ideas like a ‘racial unconscious’, ‘the oceanic feeling’, ‘archetypes of behaviour’ – in every instance abandoning the specific discoveries of Freud for vaguer, more mystical interpretations of personality.

1914 to 1918: The Great War brings psychoanalytic practice and publications to a halt.

1920: Psychoanalytical Congress at the Hague. The War helped spread psychoanalysis by bringing home the reality of the psychogenesis of mental illness to the general population. Previously sceptical doctors, put off Freud’s theories by their sexual aspects, were forced to take into account ‘the flight from reality’, ‘the flight into illness’, in the form of shell-shock which had afflicted so many combatants.

Freud says the history of psychoanalysis breaks into two periods: the Heroic Period 1895 to 1906 when he was substantially alone; and 1906 when the Swiss came on board to the time of writing (1925) when a body of analysts has grown in its own right and contributed many new ideas.

Narcissism

One major new addition was the theory of narcissism. Before the ego has identified external objects it takes itself as an object and an element of narcissism never really leaves us.

All through the subject’s life his ego remains the great reservoir of his libido, from which object-cathexes are sent out and into which the libido can stream back again from the objects. Thus narcissistic libido is constantly being transformed into object-libido, and vice-versa. An excellent instance of the length to which this transformation can go is afforded by the state of being in love, whether in a sexual or a sublimated manner, which goes so far [in self-love] as involving a sacrifice of the self.

In 1925, at the period of writing this pamphlet, Freud had entered a new phase. The new concept of narcissism had disrupted the simplicity of the old theory. Previously Freud had divided the instincts into sex-instincts and ego-instincts; into a conflict between sex – operating on the Pleasure Principle – and the ego – working on the Reality Principle. The conflict between these two opposed forces explained repression, neurosis etc.

But if the ego could also be the object of libido, which is what narcissism amounts to, then the two supposedly antagonistic forces are closer together than was previously thought.

Second theory

In 1922 to 1923 Freud wrote Beyond The Pleasure Principle, The Ego and The Id, and Group Psychology and the Analysis of the Ego. Between them these works tried to resolve these contradictions with two innovations:

First, a new topographic theory of the mind incorporated the unconscious drives and instincts into the new and bigger concept of the id; the id provides the energy for the ego, which grows out of it by a process of repression and having to come to grips with the external world i.e. the ego is formed by the clash between the inner Pleasure Principle of the human creature and the harsh unyielding world compressed into the Reality Principle; at a later stage, as we’ve seen above, the child develops the superego or conscience.

But Freud also posited a major new force, the Death Drive. He grouped together all the positive instincts of the earlier theory, all the drives towards satisfaction which seek unity and binding-together, the drives propelling us forwards through life, under the name Eros. In opposition to them, as the drive which seeks dissolution and a return to the inorganic, he posited the existence of a death drive or Thanatos.

The death drive wishes the organism to return to stasis, to achieve peace. The death drive is made up of components which include the wish to suicide – the death wish – a wish to return to the peaceful, unstrife-ridden world of the womb. That’s the death drive turned inwards, against the self. But it can also be directed outwards, sublimated and projected, in the form of aggression towards others.

Freud was well aware that these new developments were highly speculative but the impact of the Great War had shown everyone that as well as sexual or libidinal satisfactions a great deal of vicious violent barbarism made up a major part of the human animal. The death drive is Freud’s attempt to bring together all these anomalies under one roof.

These innovations proved fruitful for future developments in psychoanalysis. The new way of thinking of the ego as the zone of protection for the animal, the place where it learns to mediate between its wild lusts and the restrictions of outer reality, led to research which views many mental activities as essentially defensive.

These psychic mechanisms of defence which the human animal erects were to be investigated in detail by Freud’s daughter, Anna Freud. And the understanding of aggression, of the hate and rage which the tiny animal feels against its parents in the earliest years and which it later projects outwards onto society, these were to be investigated by Melanie Klein.

Social theory

Lastly Freud turns to psychoanalysis’s applications to other spheres of knowledge. Here he refers to the way psychoanalysis has taken off in France mainly in the arts. (As Roy Porter pointed out, in France many of Freud’s discoveries in the realm of the unconscious and developmental theory, already existed in the work of Charcot and Janet and Piaget, so he was not seen as such a ground-breaking pioneer.)

Literature and myth

In the final sections of this essay Freud outlines how he applies the insights of psychoanalysis to other areas. Central is the Oedipus Myth which has haunted all the ages because it is a perfect representation of a universal law of the human mind. Hence the mystique of Shakespeare’s play, Hamlet, which is a more refined application of the same insight. Hamlet is paralysed to revenge his father because Claudius (his father’s murderer) has already acted out Hamlet’s own deepest (repressed) fantasy: he has killed his father and is sleeping with his mother.

Freud’s loyal English disciple Ernest Jones wrote a full-length study of Oedipus and Hamlet. Otto Rank, Freud’s loyal secretary, wrote a compendious book on the Incest Theme in literature and went on to compile an encyclopedic analytical interpretation of The Myth of The Birth of The Hero.

Thus was born a whole new way of relating to, thinking about and interpreting literary and artistic creations, in terms of analysing out the hidden or repressed analytical material, an academic tradition which continues to the present day. Freud in various works devised theories and insights into art, literature and the imagination, which gave them a special privileged place in his theory:

The realm of imagination is a ‘reservation’ made during the painful transition from the pleasure principle to the reality principle in order to provide a substitute for instinctual satisfactions which had to be given up in real life. The artist, like the neurotic, had withdrawn from an unsatisfying reality into this world of imagination; but, unlike the neurotic, he knew how to find a way back from it and once more to get a firm foothold in reality. His creations, works of art, were the imaginary satisfactions of unconscious wishes, just as dreams are; and like them they were in the nature of compromises, since they too were forced to avoid any open conflict with the forces of repression. But they differed from the narcissistic asocial forces of dreaming in that they were calculated to arouse sympathetic interest in other people and were able to invoke and satisfy the same unconscious wishful impulses in them too.

Freud himself applies these insights in his books on Leonardo and on Michelangelo’s famous statue of Moses.

Freudian slips and jokes

He had also expanded the application of psychoanalysis into the psychopathology of everyday life, clearly showing the continuity of the wish-principle in everyday slips of the tongue and accidents which, also, turn out to be messages from the unconscious realm, the ‘return of the repressed’.

In addition there was his study of jokes in Jokes and their Relationship to the Unconscious (1905) which similarly points to the return of embarrassing repressed material in the socially acceptable form of comedy.

Religion

Then he had turned his attention to religion. In the short early essay, Obsessive Actions and Religious Practices (1907) Freud showed that obsessive actions amount to a private religion and that religion amounts to ‘a universal obsessive neurosis’.

In this work Freud then gives a useful summary of Totem and Taboo (1913) in which he had tried to show how the universal taboo on incest and the worship of taboo animals supposed to have fathered the tribe were reducible to primitive attempts to control the Oedipus Complex.

Bearing in mind that many of these tribes every year kill and eat the totem animal (which is otherwise feared and revered) in a special feast, Freud hypothesises:

The father of the primal horde, since he was an unlimited despot, had seized all the women for himself; his sons, being dangerous to him as rivals, had been killed or driven away. One day, however, the sons came together and united to overwhelm, kill and devour their father, who had been their enemy but also their ideal. After the deed they were unable to take over the father’s heritage since they stood in one another’s way.

Under the influence of failure and remorse the learned to come to an agreement among themselves; they banded themselves into a clan of brothers by the help of the ordinances of totemism, which aimed at preventing a repetition of such a deed [the Primal Parricide], and they jointly undertook to forgo the possession of the women on whose account they had killed their father.

They were then driven to finding strange women, and this was the origin of the exogamy which is so closely bound up with totemism. The totem meal was the festival commemorating the fearful deed from which sprang man’s sense of guilt (or ‘original sin’) and which was the beginning at once of social organisation, of religion and of ethical restrictions.

Now whether we suppose that such a possibility was a historical event or not, it brings the formation of religion within the circle of the father complex and bases it upon the ambivalence which dominates that complex.

After the totem animal had ceased to serve as a substitute for him, the primal father, at once feared and hated, revered and envied, became the prototype of God himself.

The son’s rebelliousness and his affection for his father struggled against each other through a constant succession of compromises, which sought on the one hand to atone for the act of parricide and on the other to consolidate the advantages it had brought.

This view of religion throws a particularly clear light upon the psychological basis of Christianity, in which, as we know, the ceremony of the totem meal still survives, with but little distortion, in the form of Communion.

Thus psychoanalysis is able to throw light on the origin of everyday slips, dreams, jokes and humour, morality, art, religious belief and practice, myths and folktales, and shows them all to be different ways of dealing with the same psychological material.

Psychoanalysis has also led to investigations and clarifications of symbolism, building on the symbolism of dreams to look at symbolism in art and religion.

In the field of education Freud singles out Oskar Pfister, author of pedagogical books (and his great interlocutor on religious issues) and, for the analysis of children and greater theorisation of childhood, Freud refers to Melanie Klein and his daughter Anna.

Postscript (1935)

Freud concludes that with the announcement of the topographical structure of the mind (id, ego and superego) and the division of instincts into classes (Eros and the death instinct) he has finished his theoretical contribution. Others are carrying on where he left off.

My interest, after making a lifelong detour through the natural sciences, medicine and psychotherapy, returned to the cultural problems which had fascinated me long before, when I was a youth scarcely old enough for thinking….

I perceived ever more clearly that the events of human history, the interactions between human nature, cultural development and the precipitates of primeval experiences (the most prominent example of which is religion) are no more than a reflection of the dynamic conflicts between the ego, id and the superego, which psychoanalysis studies in the individual – are the very same processes repeated on a wider stage.

Thoughts

Freud was a politician to his fingertips. In a letter to Fliess he described himself as a conquistador and he wasn’t exaggerating. The word indicates the grandiose scale of his ambition and his self-image.

Moses and Monotheism is on one level an attempt to rewrite Jewish history the better to place himself as its logical conclusion. Freud is the new Moses leading the Chosen People of the new science, psychoanalysis, into the Promised Land of scientific understanding and psychological health.

Most of the dreams in The Interpretation are analysed to reveal a mammoth ambition and self-confidence, clearly in part derived from the wish to overcome, to supersede his weakling father Jacob.

Everything he wrote was written with a political aim. The History of the Psychoanalytical Movement (1914) is a case in point, containing as it does a fierce polemic against the acolytes who had recently seceded from the Movement: Alfred Adler who went on to found ‘Individual Psychology’ and Jung who founded ‘Analytical Psychology’.

Seen in this light The Autobiographical Study is interesting because:

  1. it goes to great lengths to convey the strictly scientific nature of his research before psychoanalysis came along and to demonstrate the continuity of psychoanalysis with mainstream science
  2. it seeks to put the record straight on his relations with Janet. Pierre Janet, a disciple of Charcot’s, was the founder of modern psychology in France and the French (with typical chauvinism) claimed that Freud had come to France, purloined all their ideas, then dressed it up in heavy Germanic philosophical terms
  3. Freud reproves the entire profession of philosophy for not being capable of fitting his concepts into their intricate systems of words, which is why he had a lifelong indifference or dismissal of philosophy as irrelevant to his discoveries which he always, of course, were based on facts not mystifying word games

Seneca’s Plays

What follows are notes on E.F. Watling’s introduction to his translation of Seneca’s plays, published by Penguin Books in 1966, then a summary with comments of the four Seneca plays it contains:

Seneca’s biography

Lucius Annaeus Seneca was born in 4 BC Corduba, Spain, the second son of Annaeus Seneca the Elder. His father had studied rhetoric in Rome and returned to Spain to bring his sons up with respect for the traditional virtues of the Roman Republic, which had ceased to exist a generation earlier, following the victory of Octavian against Anthony at Actium in 31 BC.

As a young man Seneca the Younger studied Stoic philosophy. He lived in Egypt for a while, probably due to ill health (tuberculosis?) and because his aunt was the wife of the prefect there. By 33 AD he was back in Rome, married to his first wife (whose name is unknown) and achieving recognition as a lawyer and teacher of rhetoric.

Seneca had run-ins with several of the early emperors. At one point he was forced to retire into private life due to the suspicions of Caligula. He returned to public life on the accession of the emperor Claudius but in the very same year, 41 AD, was exiled to Corsica, accused of adultery with the new emperor’s niece, Julia, probably at the instigation of Claudius’s scheming third wife, Valeria Messalina. Seneca spent eight years on Corsica during which he wrote a number of philosophical works.

In 48 Claudius had Messalina executed for (supposedly) conspiring to overthrow him, and married his fourth wife, the equally scheming Agrippina. But it was Agrippina who asked for the recall of Seneca and made him tutor to her 12-year-old son, Lucius Domitius, the future emperor Nero. When Nero came to power 6 years later, in 54 AD, aged just 17, Seneca became his principal civil adviser (Nero had a separate adviser for military affairs, Sextus Afranius Burrus).

Some attribute the fact that the first five years of Nero’s reign were relatively peaceful and moderate to Seneca’s restraining influence. According to Tacitus’s Annals, Seneca taught Nero how to speak effectively, and wrote numerous speeches for him to address the senate with, praising clemency, the rule of law, and so on.

However, palace politics slowly became more poisonous, Nero came to rule more despotically, and Seneca’s position and wealth made him the target of increasing political and personal attacks. In 62 Seneca asked to be allowed to retire from public life, a conversation with Nero vividly described (or invented) in Tacitus’s Annals. Emperor and adviser parted on good terms but, over the next few years, Seneca’s name was cited in various plots and conspiracies.

The largest of these was the conspiracy of Gaius Calpurnius Piso in 65, a plot to assassinate Nero which was discovered at the last moment (the morning of the planned murder), and which, as the suspects were interrogated and tortured by Nero’s Guard, turned into a bloodbath of the conspirators.

Historians think Seneca was not an active conspirator, and debate how much he even knew about the plot, but whatever the precise truth, Nero ordered him put to death. Hearing of this, Seneca, en route back to Rome from Campania, committed suicide with a high-minded detachment that impressed the friends who attended the deed, and made him a poster boy for Stoic dignity. Many classic paintings depict the noble scene. Nero himself was, of course, to commit suicide just three years later, in 68 AD.

The Death of Seneca by Manuel Dominguez Sanchez (1871)

Seneca’s works

Seneca was a prolific writer. He wrote 12 philosophical essays, an extensive work of natural science, and 124 letters of moral exhortation to his friend Lucilius. The letters are probably his most accessible and popular work.

But Seneca is also credited as the author of ten plays (though scholars bicker: maybe it’s nine; maybe it’s eight). The plays are all tragedies, loosely modeled on Greek tragedy and featuring Greek tragic protagonists. The Romans had a technical term for these, fabula crepidata, meaning a Roman tragedy with a Greek subject.

Seneca’s plays make a striking contrast to his philosophical works not only in tone but also in worldview. The Letters to Lucilius go into great detail about how to banish all attachments, emotions and feelings from your life in order to achieve a calm, rational, Stoic detachment. By contrast, the plays are full of gruesomely bloodthirsty plots and characters wrought to the utmost degree of emotional extremity. Throughout the Middle Ages and Renaissance the works seemed so utterly different in worldview that scholars thought Seneca the moral philosopher and Seneca the dramatist were two different people.

Critics have been very harsh indeed about these plays. The editor of the Penguin edition, E.F. Watling, accuses them of ‘bombastic extravagance’, of ‘passionate yet artificial rhetoric’. The German critic Schlegel is quoted accusing them of ‘hollow hyperbole’, ‘forced and stilted’. Watling cites the consensus among scholars who condemn them as:

horrible examples of literary and dramatic incompetence, travesties of the noble Greek drama, the last wretched remnant of declining Roman taste. (Introduction, p.8)

And yet Seneca’s plays had a very important influence on Renaissance theatre, influencing Shakespeare and other playwrights in England, and Corneille and Racine in France.

Seneca’s tragedies are customarily considered the source and inspiration for what became known as the genre of ‘Revenge Tragedy’ in Elizabethan theatre, starting with Thomas Kyd’s The Spanish Tragedy of the 1580s, and continuing on into the Jacobean era (the reign of King James I, 1603 to 1625).

Their importance to Elizabethan drama explains why so fastidious a critic as T.S. Eliot, obsessed as he was with the period, praised Seneca’s plays, singling out Phaedra and Medea – although most critics consider Thyestes to be Seneca’s ‘masterpiece’.

Seneca’s tragedies

  • Agamemnon
  • Hercules or Hercules furens (The Madness of Hercules)
  • Medea
  • Oedipus
  • Phaedra
  • Phoenissae (The Phoenician Women)
  • Thyestes
  • Troades (The Trojan Women)

The Penguin paperback edition of the plays, edited and translated by E.F. Watling, contains four of the ‘best’ plays – Thyestes, Phaedra, Oedipus and The Trojan Women. (It also contains an oddity, a play titled Octavia, which resembles Seneca’s tragedies in melodramatic tone but, since it features Seneca as a character, and describes his death, cannot have been by him. Scholars guesstimate that it was probably written soon after Seneca’s death by someone influenced by his style and aware of the events of his lifetime.)

Watling’s critique

Watling’s introduction pulls no punches in detailing Seneca’s shortcomings:

He was not a constructor of tragic plots; his plays are not concerned with the moral conflict between good and good which is the essence of true tragedy: he only recognises the power of evil to destroy good. He does not delay or complicate the issue by any moral dilemma exhibiting the conflict of justifiable but mutually incompatible ambitions; his tragedy is simply a disastrous event foretold and anticipated from the start and pursued ruthlessly to its end. (p.25)

Seneca routinely stops the action of his ‘plots’ to give characters long, highly-strung, melodramatic speeches, which might not even be particularly relevant to the plot and often take no account of who else is on stage at the time.

His technique of dramatic speech is extremely narrow, having only two modes: either a character is delivering a long monologue, or he deploys stichomythia, where just two characters swap exchanges of dialogue; rarely anything more complicated than that.

Many of the long speeches and even some of the exchanges are so stock and stereotyped that they could easily be swapped from one play to another without anyone noticing. Watling names some of these stock topics – the ‘simple life’ speech, the ‘haunted grove’ speech and ‘the king must be obeyed’ dialogue, which all crop up in several of the plays.

The climax of all the plays is always a gruesome barbarity and Seneca uses the Greek conventions of having it take place offstage and described by a breathless messenger who comes onstage hotfoot from the scene. The messengers’ speeches all follow the exact same formula: the description of the place, the horror of the act, the stoical courage of the sufferer.

Seneca’s use of the Chorus is for the most part flaccid and unconvincing. (p.24)

The Chorus declaims its verse in a different metre from the rest of the play. They are known as Choric odes. The Choric odes’s main purpose is to comment on the main action but they often feature a clotted recital of myths or legends similar or related to the one we are witnessing.

The Chorus also often expresses ideas which contradict the worldview of the play and even of the main action. For example they will powerfully express the idea that death is the end of life and there is nothing after, except that… the plays feature ghosts and numerous descriptions of the classic souls in hell (Sisyphus, Tantalus, Ixion). There is no attempt at consistency – immediate and sensational effect is what is strived for.

The sense of unnecessary repetition is echoed at a verbal level where Seneca creates a drenched and intense effect by repeating synonyms for just one idea – Watling says examples in English would be larding a speech with the synonymous words anger-rage-ire, or fear-terror-dread. No idea is left to float subtly but is bludgeoned into submission by repetition.

Watling sums up Seneca’s plays as 1) sporting a bombastic, over-the-top rhetoric, deriving from 2) gruesomely bloodthirsty plots, which 3) are staged with a remarkable lack of dramatic invention i.e. very clumsily and straightforwardly.

But despite all these shortcomings, the sheer visceral intensity of his plays goes some way to explain why they were useful models for the earliest Elizabethan playwrights writing the first attempts at English tragedy, influencing Kyd, Marlowe and the early Shakespeare of Titus Andronicus (which contains several quotes from Seneca’s Phaedra).

To return to T.S. Eliot who I mentioned above, we can now see why Eliot (in an introduction to a 1927 reprint of Elizabethan translations of Seneca) made the characteristically perceptive remark that, foregrounding vivid rhetoric over more traditional notions of plot or characterisation as the do, might make Seneca’s plays suitable for what was (in 1927) the very new medium of radio – rhetoric i.e. the power of words alone, triumphing over all other factors. A surf of sensationalist sound. The bombastic power of words superseding all considerations of ‘plot’ or ‘characterisation’.

**********

Plots of the four plays

1. Thyestes

Summary

It’s a tragedy of two brothers who hate each other, Atreus who takes a horrific vengeance on his brother, Thyestes.

Background

Tantalus was a son of Jupiter. He killed, cooked and served up his own son, Pelops, at a banquet of the gods. For this atrocity he was condemned to eternal punishment in hell, fixed in a pool of water, dying of thirst but unable to bend down to scoop up any of the water, and dying of hunger, but unable to touch any of the fruit growing just out of reach above him. Hence the English verb to tantalise. Jupiter restored Pelops to life but he himself went on to win a wife and a kingdom by treachery. Pelops banished his two grown-up sons, Atreus and Thyestes, for the murder of their half-brother, Chrysippus. When Pelops died, Atreus returned and took possession of his father’s throne, but Thyestes claimed it too. Thyestes seduced Atreus’s wife, Aërope, who helped him steal the gold-fleeced ram from Atreus’s flocks which was said to grant the kingship. But instead of gaining the crown he was banished. Despite sitting pretty, Atreus wants to make his ascendancy over his brother complete, so he is now planning to recall Thyestes from banishment on the pretext of sharing the throne with him, but in fact carrying out an atrocious act of revenge.

Act I

A Fury raises Tantalus’s miserable spirit from the underworld. He moaningly asks if even more pain and suffering await him. The Fury delivers an extraordinary vision of the sins of the house of Peolops, ramifying out to undermine all the order in the world. The Chorus comes onstage. It consists of citizens of Argos. They invoke the presiding gods of the cities of Greece in the hope they can prevent the tragedy.

Act II

Atreus consults with his minister about the best way of carrying out vengeance on his brother. The minister wonders how he can do this, allowing Atreus to explain that he will offer forgiveness and a share in the crown to lure Thyestes back to Argos, where he can carry out his revenge; what it will be, exactly, he is still considering but it will be awful. The Chorus reproves the ambition of rulers, describing the character of a true king, before singing the praises of a retired life.

Act III

Thyestes, having been invited back to his homeland by Atreus, arrives with his three young sons and expresses his distrust and sense of approaching disaster. Atreus applauds himself: his plan is working. The Chorus, apparently oblivious of the preceding act, praises the fraternal affection of Atreus for putting aside the brother’s enmity.

Act IV

With no development of plot or character, with melodramatic abruptness, a messenger appears who describes to the appalled Chorus the grotesque climax of the play which is that Atreus had Thyestes’s three children killed, cooked and served up to Thyestes at the brothers’ reconciliation feast. It takes the form of a question and answer session, the Chorus asking what happened next, the messenger answering. The Chorus, observing the going down of the Sun, hysterically fears that this criminal act might tear apart the whole fabric of the universe.

Act V

Atreus congratulates himself on his cruel revenge. Thyestes trembles with premonition that something terrible has happened. The Atreus reveals to him that he has just eaten his own beloved sons.

(Incidentally, the curse on the house of Pelops was to continue into the next generation in the persons of Agamemnon, son of Atreus, who was murdered on his return from the Trojan War, by Aegisthus, son of Thyestes – the subject of one of Seneca’s other plays.)

Thyestes demonstrates the classic characteristics of a Seneca play. It maintains a continuous, shrill, hyperbolic tone. Hyperbolic exaggeration Here’s the Fury seeing the feud escalate into end-of-the-world anarchy:

Vengeance shall think no way forbidden her;
Brother shall flee from brother, sire from son,
And son from sire; children shall die in shames
More shameful than their birth; revengeful wives
Shall menace husbands, armies sail to war
In lands across the sea; and every soil
Be soaked with blood; the might of men of battle
In all the mortal world shall be brought down
By Lust triumphant. In this house of sin
Brothers’s adultery with brothers’ wives
Shall be the least of sins; all law, all faith
All honour shall be dead. Nor shall the heavens
Be unaffected by your evil deeds:
What right have stars to twinkle in the sky?
Why need their lights still ornament the world?
Let night be black, let there be no more day.
Let havoc rule this house; call blood and strife
And death; let every corner of this place
Be filled with the revenge of Tantalus!
(Fury, Act 1)

Here’s Atreus whipping himself up to commit the worst crime in the world:

Sanctity begone!
If thou wast ever known within these walls.
Come all the dread battalions of the Furies!
Come, seed of strife, Erinys! Come, Megaera,
With torches armed! My spirit yet lacks fire;
It would be filled with still more murderous rage!
(Atreus, Act 1)

In the introduction Watling talks up the discrepancy between Seneca the lofty Stoic and Seneca the author of blood-thirsty, amoral plays. But there is some overlap, some places where characters appear to speak the language of Stoic detachment, such as the second Choric ode which describes the true nature of kingship as not being power or riches but resilience and mental strength. The true king

is the man who faces unafraid
The lightning’s glancing stroke; is not dismayed
By storm-tossed seas; whose ship securely braves
The windy rage of Adriatic waves;
Who has escaped alive the soldier’s arm,
The brandished steel; who, far removed from harm,
Looks down upon the world, faces her end
With confidence, and greets death as a friend.
(Chorus, Act 2)

That’s the Chorus, but Thyestes himself also declaims an ‘advantages of the simple life‘ speech to his son as they arrive at Atreus’s palace:

While I stood
Among the great, I stood in daily terror;
The very sword I wore at my own side
I feared. It is the height of happiness
To stand in no man’s way, to eat at ease
Reclining on the ground. At humble tables
Food can be eaten without fear; assassins
Will not be found in poor men’s cottages;
The poisoned cup is served in cups of gold.
(Thyestes, Act 3)

(Words which resonate with Seneca’s experiences in the fraught court of the emperor Nero.) In the final act, just before Atreus reveals to Thyestes what he’s done, Thyestes feels a powerful, world-shaking sense of doom, very reminiscent of the same premonition characters experience in Shakespeare’s tragedies:

The table rocked, the floor is shaking.
The torches’ light sinks low; the sky itself
Hangs dull and heavy, seeming to be lost
Between the daylight and the dark. And why –
The ceiling of the heavens seems to shake
With violent convulsions – more and more!
The murk grows darker than the deepest darkness,
Night is engulfed in night; all stars have fled!
(Thyestes, Act 5)

Once the deed has been revealed, here’s the Chorus reciting a welter of classical precedents in an effort to capture the enormity of the event:

Are the Giants escaped from their prison and threatening war?
Has tortured Tityos found strength in his breast again to renew his old aggression?
Or has Typhoeus stretched his muscles to throw off his mountain burden?
Is Ossa to be piled on Pelion again
To build a bridge for the Phlegrean Giants’ assault?
Is all the order of the universe plunged into chaos?
(Chorus, Act 4)

These are all formulae or stock ingredients, which are repeated in all the other plays, and were to be enthusiastically taken up by the Elizabethan playwrights striving for sensational effects in the 1590s and early 1600s.

2. Phaedra

Background

Theseus was a typical Greek ‘hero’ i.e. an appalling human being, guilty of countless crimes, infidelities, murders and rapes. But the play isn’t about him, it’s about his second wife and his son. In his first marriage Theseus married the Amazon warrior Antiope, also known as Hippolyta, who bore him a son, Hippolytus. This Hippolytus grew up despising love, refusing to worship at the temples of Venus. He preferred Diana and the joys of the hunt. During this time, Theseus divorced his first wife and married Phaedra, daughter of Minos, king of Crete (following his adventure on Crete where he slew the Minotaur).

Now, Hyppolitus had grown to be a handsome young man and Phaedra was a mature woman when Theseus left his kingdom for a while to help his friend Peirithous rescue Persephone from the underworld. During his absence, the goddess of love, Venus, determined to take her revenge on Hippolytus for spurning her worship, inflamed his stepmother, Phaedra’s, heart with insatiable desire for the handsome young man.

Prelude (Hippolytus)

Hippolytus soliloquises on the joys of the hunt, delivering a long list of Greek hunting locations to his companions. It not only reveals Hippolytus’s character but impresses the audience with Seneca’s detailed and scholarly knowledge of Greek geography.

Act 1 (Phaedra and the nurse)

Phaedra soliloquy in which she laments that Theseus has gone off to the underworld, abandoning her in a place she has never liked, exiled from her beloved Crete. She wonders that she has recently become obsessed with the hunt.

(Her mother was Pasiphae, wife of King Minos who notoriously allowed herself to be impregnated by a bull, giving birth to the Minotaur. More relevant, though, is that Pasiphae was a daughter of Phoebus the sun god, and Venus the goddess of love has a long-running feud with him. Which explains why Venus is also against Phaedra.)

It is the nurse who makes explicit the fact that Phaedra has fallen in love with her stepson. Phaedra says her infatuation is driving her so mad she wants to kill herself.

Unreason reigns
Supreme, a potent god commands my heart,
The invincible winged god, who rules all earth,
Who strikes and scorches Jove with his fierce flame…

Interestingly, the nurse insists that all this talk of Venus and Eros is rubbish. There is no little god with a bow and arrow fluttering about in the sky. Instead it is the corruption of the times: ‘Too much contentment and prosperity and self-indulgence’ lead to new desires. In fact she states the Stoic theme that the simple life is best and luxury leads to decadence.

Then the Chorus delivers a long impressive hymn to the power of Eros or Love, as demonstrated by mating behaviour throughout the animal kingdom. As a Darwinian materialist I, of course, agree that the urge to mate and reproduce is the primary function of all life forms, including humans.

Act 2

The nurse describes to the Chorus Phaedra’s ever more miserably lovelorn state, pale face, tearful eyes etc. We are shown Phaedra in her boudoir angrily bossing her attendants about, despising her traditional dresses and jewellery, wanting to wear the outfit of a hunting queen and roam through the woods after her beloved.

Enter Hippolytus. The nurse tells him to stop hunting so hard, relax, find love, enjoy his youth. She counsels him to reproduce; if all young men were like him, humanity would cease to exist. Hippolytus replies not really to her points, instead declaring that he prefers simple rustic rural life in its honest simplicity to the deceit of courts and the city, mob rule, envy etc – turns into an extended description of that old chestnut, the sweet and innocent life of the age of Saturn, before cities or ships or agriculture, before war itself. Illogically this long speech ends with a swerve into his hatred of women, who he blames for all conflict and wars, and explains why he shuns women like the plague.

Enter Phaedra and metaphorically falls at Hippolytus’s feet, swearing she will be his slave and do anything for him. He mistakes, thinking she is upset because of the long absence of her husband, his father, Theseus in the underworld. He tries to reassure her, while Phaedra cannot contain her made infatuation:

Madness is in my heart;
It is consumed by love, a wild fire raging
Secretly in my body in my blood,
Like flames that lick across a roof of timber.

Phaedra describes how beautiful Theseus was as a young man when he came to Crete to kill the Minotaur and sue King Minos for the hand of his daughter, Ariadne. But all this leads up to Phaedra kneeling in front of Hippolytus and declaring her love for him. Hippolytus responds with end-of-the-world bombast:

For what cause shall the sky be rent with thunder
If no cloud dims it now? Let ruin wreck
The firmament, and black night hide the day!
Let stars run back and all their courses turn
Into confusion!..
Ruler of gods in heaven and men on earth,
Why is thy hand not armed, will not thy torch
Of triple fire set all the world ablaze?
Hurl against me thy thunderbolt, thy spear,
And let me be consumed in instant fire.

He rebuffs her. She throws herself into his arms, swearing to follow him everywhere. He draws his sword. Yes! She begs to be killed and put out of her misery. He realises it will defile his sword and all the oceans will not be able to clean it. (A very common trope in tragedy, originating with the Greeks, repeated in, for example, Macbeth, one thousand five hundred and fifty years later.)

Phaedra faints, Hippolytus flees. The nurse steps forward to comment and make the suggestion that, now Phaedra’s criminal love is revealed and Hippolytus has rejected her, to deflect blame she ought to accuse him of propositioning her. She yells ‘Help! Rape!’ as the Chorus enters, representing ‘the people’, showing them the sword Hippolytus dropped in his flight and the Queen, lying distraught on the ground, her hair all dishevelled.

The Chorus apparently ignores the cries of the nurse and instead proceeds with a 3-page hymn to Hippolytus’s matchless male beauty.

Act 3

Weirdly, act 3 opens with the self-same Chorus only now summarising the situation i.e. the queen intends to pursue her utterly false claim of rape against Hippolytus. But the Chorus hasn’t got far before who do we see arriving but Theseus, the mature hero, who describes how he has been in the underworld for four long years, only able to return because Hercules rescued him. But what is all this weeping and lamentation he hears?

The nurse explains her wife is distraught and some kind of curtain is lifted or something removed to reveal an ‘inner scene’ where we see Phaedra holding a sword as if to kill herself. Theseus interrogates Phaedra who refuses to explain. So – in the kind of casual mention of hyper violence to servants and slaves which always disturbs me – Theseus says he’ll have the nurse bound and scourged and chained and whipped till she spills the beans.

But before he can do this, Phaedra says Hippolytus tried to rape her, saying this is his sword which he left in his flight. Theseus now delivers the ‘Great gods, what infamy is this!’ type speech. Interestingly, he accuses Hippolytus not only of the obvious things, but accuses him of hypocrisy in his ‘affectation of old time-honoured ways’ i.e. Seneca has expanded Hippolytus’s traditional character of hunter to include this extra dimension of him being a proponent of the whole back-to-the-ways-of-our-ancestors movement, a view Seneca himself propounds in the Letters to Lucilius.

Theseus accuses Hippolytus of being the worst kind of hypocrite, in language which reminds me of Hamlet berating his uncle Claudius, then vows to track him down wherever he flees. He tells us that the god Neptune granted him three wishes, and now he invokes this promise, demanding that Hippolytus never sees another dawn.

The Chorus steps in to lament why the king of the gods never intervenes to ensure justice, why men’s affairs seem governed by blind fate, why the evil triumph and the good are punished.

Act 4

Enter the messenger with stock tears and reluctance to tell what he has seen. Theseus commands him and so the messenger describes the death of Hippolytus. The youth fled, jumped into his chariot, and whipped the horses off at great speed but that is when a strange enormous storm arose at sea, vast waves attacking the land, and giving birth to a monster, a bull-shaped thing coloured green of the sea with fiery red eyes. This thing proceeds to terrify Hippolytus’s horses which run wild, throwing him from the chariot but tangling his arms and legs in the traces, so that he is dragged at speed over the clifftop’s ragged rocks and flayed alive, his body disintegrating into pieces until he collided with a fallen tree trunk and was transfixed in the groin. Theseus laments that his wish has been so violently fulfilled.

The Chorus repeats the idea which I’m coming to see as central to the play, less about love or lust etc but the safeness of the humble life, not exposed to the decadent living, random lusts and shocking violence associated with the rich.

Peace and obscurity make most content,
In lowly homes old age sleeps easily…
For Jupiter is on his guard
And strikes whatever comes too near the sky.
The thunder rumbles round his throne,
But no great harm can come to common folk
Who dwell in modest homes.

If you think about this for a moment, you’ll realise it’s bullshit. Poor people living in lowly homes often have terrible lives, scarred by poverty, ignorance and, of course, the random violence of their superiors who might, for example, decide to start a civil war and devastate the homes and livelihoods of ‘common folk’ in entire regions. Think of Julius Caesar laying waste entire regions of Gaul, burning cities to the ground and selling their entire populations into slavery. It’s the kind of patronising crap rich people tell themselves to convince themselves that they, the filthy rich, living in the lap of luxury, eating at gluttonous banquets, waited on hand and foot by literally hundreds of slaves, and filling their day with sexual perversions, that they are the ones who have it rough.

Act 5

Barely has Theseus heard all from the messenger than Phaedra enters, wailing and wielding the sword. She begins her lament as the ruined corpse of Hippolytus is brought onstage and continues, lamenting his death, berating her treachery and falsehood, confessing to Theseus that Hippolytus was totally innocent, then stabbing herself to death.

Theseus then laments a) was it for this that he was allowed to escape from hell, into a hell of his own devising? And then lists all the ingenious punishments he saw in hell and says none of them are adequate for him.

The Chorus intervenes to advise that they honour and bury the body first and then, very gruesomely, specifically directs Theseus in placing the left hand here and the right hand over here, and so on, as they assemble his body parts, a ghoulish jigsaw.

In the final lines, Theseus orders his staff to a) go scour the landscape to find the last missing bits of Hippolytus and b) and as for the wicked Phaedra:

let a deep pit of earth conceal
And soil lie heavy on her cursed head.

3. The Trojan Women

Background

The Trojan War has ended. Troy has fallen. Outside the smouldering ruins of the city huddle the surviving royal women, rounded up by the victorious Greeks and awaiting their fate. The leading women are Hecuba, widow of King Priam, and Andromache, widow of the great Trojan warrior, Hector.

Act 1

Hecuba opens the play with a long lament about the fall of Troy, symbol of the uncertainty on which all pomp and power is based. She interacts with the Chorus of Trojan women. She makes them unbind their hair and loosen their tunics to expose their bare breasts which they then proceed to beat in lament for Hector, wall of Troy, and Priam its murdered king. But at least they are at peace now and will never be led as slaves to foreign lands.

Happy is Priam, happy every man
That has died in battle
And taken with him his life’s fulfilment.

(The literal baring and beating of their own breasts occurs in several of the plays. Was it performed literally in ancient times? Women mourning in ancient times were meant to not only beat their bare breasts but scratch their faces till they bled. If taken literally, surely this would be as difficult to perform persuasively onstage as a sword fight.)

Act 2

The Chorus wonders why the Greeks are delaying. Talthybius describes the momentous appearance of the ghost of Achilles, demanding the sacrifice he was promised before the fleet can sail. A prime slab of Senecan bombast:

A rift appeared,
Caves yawned, hell gaped, earth parted and revealed
A way from worlds below to worlds above.
His tomb was burst asunder and there stood
The living ghost of the Thessalian leader…

Pyrrhus, son of dead Achilles, takes up the case for his father, first listing his great victories before he even came to Troy, then insisting the Greeks fulfil their vow and make a human sacrifice at his tomb. Agamemnon sharply refuses, saying he regrets the blood and cruelty of the night of the sack of Troy but it was sort of justified by bloodlust. But now in the cold light of day, sacrifice a human being? No. This dialogue turns really bitter as the two Greeks insult each other, accusing each other of cowardice and crimes.

Agamemnon calls for Calchas the soothsayer. Enter Calchas who announces that the gods demand two sacrifices: a young woman dressed as a bride must be sacrificed on Achilles’ tomb; and Priam’s grandson must be thrown from the battlements of Troy. Then the Greek fleet can sail.

The Chorus delivers quite a profound speech about death: is there anything afterwards, does the spirit live on, or is this all? It concludes:

There is nothing after death; and death is nothing –
Only the finishing post of life’s short race.

Therefore, ambition give up your hopes, anxiety give up your fears. (This is the third play in which, contrary to Watling’s comments in the introduction, we find Seneca’s characters delivering very clearly Stoic beliefs, entirely in line with Seneca the philosopher.)

Act 3

Andromache berates the Trojan women for only just learning grief, whereas for her Troy fell and the world ended when her husband, Hector, was killed. Now she only resists the death she wants to protect their son, Astyanax. An Elder performs the function of the nurse in other plays i.e. asks questions and is a sounding board for Andromache’s thoughts. She tells how the ghost of Hector came to her in a dream warning her to hide their son. Now she has come to the tomb of her husband and pushes the boy to go inside it (through gates) and hide, which he does without a word.

Then the Elder warns that Ulysses approaches. Ulysses announces he has been drawn by lot to ask Andromache for her son. While the son of Hector lives no Greek can rest, knowing he will grow up to restore Troy and relaunch the war. Andromache pretends her son was stolen from her during the sack of the city and laments his whereabouts and fate. Ulysses sees through her lies and threatens her with torture. Andromache welcomes torture and death. Ulysses understands her mother love and says it is love of his son, Telemachus, which motivates him.

At which point Andromache, to the accompaniment of fierce oaths, makes the ironic lie that her son right now is entombed with the dead (he, as we saw, is hiding in the tomb of Hector). Ulysses detects that Andromache is still anxious, pacing, muttering, as one who had lost everything would not. She is lying. He orders his men to tear down Hector’s tomb with the aim of scattering the ashes on the sea.

Andromache agonises over whether to surrender her son to save the ashes of her husband. She places herself before the tomb defying the soldiers to kill her first. Ulysses orders them on. She falls to her knees and clasps Ulysses’ legs and begs him to have mercy. She calls forth the boy, who comes from the tomb, she tells him to kneel before Ulysses.

Andromache ridicules the idea that this poor boy but himself could rebuild the walls of the ruined city. She begs Ulysses to let the boy become his slave. But Ulysses ducks responsibility, saying it is not his decision but Calchas’s.

Andromache despises him, but Ulysses says time is marching on, the ships have weighed anchor. He allows her a moment to lament her son and Andromache gives a page-long speech describing Astyanax growing to manhood and being a wise and noble king, which will not now happen. Andromache bids him go with the Greeks, but the boy clings on to his mother and doesn’t want to leave, but Andromache says there is no choice and bids him take a message from her to his father. Ulysses, bored of all this yap, commands his soldiers to take him away.

The Chorus of Trojan women pulls back, as it were, from this immediate scene, to consider the general problem, what will become of them, where will they be sent, whose slaves will they become?

Act 4

Helen laments that she has been ordered by the victorious Greeks to lie to Priam’s daughter Polyxena, and persuade her she is to be married to Pyrrhus. It is, of course, a lie, she is going to be sacrificed, but Helen dutifully tells her to rejoice and dress as a bride. Andromache, hearing all this, is filled with disgust that anyone can think of rejoicing at this disastrous time, and at the unremitting evil Helen represents, ‘bringer of doom, disaster and destruction’.

Helen replies to this attack, saying she had no say in the matter, was handed over like an object won in a competition, has endured 10 years of exile, and is now hated by all sides. Andromache knows Helen is telling lies and orders her to tell the truth. Herself weeping, Helen comes clean and says Polyxena is to be sacrificed, burned, and her ashes scattered over Achilles’ tomb.

Andromache is shocked that Polyxena takes the news that she is about to die with alacrity and enthusiastically changes clothes, braids her hair etc. It means exit from this misery and avoiding a lifetime of slavery. Not so happy is her mother, Hecuba, who laments.

Now Helen tells the Trojan women have been parcelled out to, Andromache to Pyrrhus, Hecuba to Ulysses, Cassandra to Agamemnon. Hecuba rains down curses on Ulysses, hoping that storm and sea will plague his return to Ithaca. And, as Pyrrhus appears, she extends her curse of storms and shipwreck to the entire Greek fleet.

The Chorus of Trojan women point out there is comfort in numbers, it is easier to mourn or suffer with colleagues, and describes how it will feel to be rounded up into the ships and sail away and slowly lose sight of their homeland, the smoke rising from their ruined city, Mount Ida, all fading over the horizon.

Act 5

The messenger arrives and announces the boy has been flung from the tower, the girl has met her death. The women ask for a detailed account, which he gives them. Both died with tremendous bravery, shaming the Greeks.

The last word goes to Hecuba who laments that death has come to everyone in her family, but will not come to her, to ease her suffering.

Thoughts

  1. The supernatural element of Achilles’ ghost rising up from the underworld is very unlike the chaste, restrained style of Euripides’ tragedy on the same subject. it feels closer in style to the Middle Ages or Gothic horror.
  2. The choral ode in act 2 persuasively argues that there is nothing after death, death is the end, our minds expire with our bodies – which is flatly contradicted by everything else in the play, including Achilles’ miraculous appearance, the ghost of Hector, and so on.
  3. The other plays feature a unified chronological plot. The Trojan Women is interesting because it has what feels like two plots, featuring two women (Hecuba and Andromache) running in parallel, though linking up at places. Its emphasis on the suffering of women reminds me of Ovid’s Heroides. It’s my favourite.

4. Oedipus

Background

The most famous Greek myth. A soothsayer tells Oedipus’s parents, Laius and Jocasta, the rulers of Thebes, that their unborn son will kill his father and sleep with his mother. Horrified, the royal couple deliver the baby, but then expose him in the country. To avoid the prophecy coming true they have the baby’s ankles pierced and joined together with a strap. (This caused the child’s feet to swell up and gave rise to Oedipus’ name, which literally means ‘swollen foot’.)

A peasant finds him and takes him to the king of the neighbouring realm, Polybus of Corinth who, being childless, considers him a providential gift from the gods and adopts him. As Oedipus grows to be strong and virile, his peers taunt him that he can’t be the son of the mild and gentle Polybus. So he travels to Delphi where the oracle tells him he is fated to kill his father and sleep with his mother. Horrified, Oedipus vows never to return to Corinth. On the way back he gets into an argument in a narrow path with an old man driving a chariot and hits him so hard he accidentally kills him. On the same journey he comes across the half-human, half-animal sphinx who won’t let him pass unless he answers the riddle: What walks on 4 legs in the morning, 2 legs at noon, and 3 legs in the evening. Oedipus answers correctly that it is Man. He travels on to Thebes to discover that the entire city had been terrorised by the Sphinx but he has saved them all. Not only that, but news has come that old King Laius has been killed. As saviour of the city, Oedipus is offered the hand of the widowed queen and marries Jocasta and becomes the new king.

The play opens as a plague is ravaging Thebes. A sequence of events, and messengers bringing news, slowly reveal to Oedipus that he was never the natural son of King Polybus, that he was adopted, that his true parents were Laius and Jocasta and then…that the old man he killed in the fight in the road was Laius and…he has been sleeping with Jocasta, his own mother, for years. At which point a) Jocasta hangs herself and b) Oedipus blinds himself.

Act 1

Oedipus outlines the situation i.e. he is king at Thebes, the city is stricken with plague which is striking down everyone but himself, he has sent to the oracle at Delphi which has sent back the horrifying prediction that he will kill his father and sleep with his mother. He is pleased he fled his homeland and his father Polybus, but feels a terrible sense of dread.

I see
Disaster everywhere, I doubt myself.
Fate is preparing, even while I speak,
Some blow for me.

Of course the blight of the plague gives Seneca scope for some typical hyperbole, ‘the murk of hell has swallowed up the heavenly citadels’ and so on. The description of the plague goes on at length, describing people too sick to bury the dead and so on, reminding me of the vivid description of the plague which ends Lucretius’s long poem De Rerum Natura, premonitory of Albert Camus’s great novel about a 20th century plague. Oedipus says maybe he brought the bad luck, maybe must leave the city.

His queen (and unbeknown to him, his mother) tells him a true king grasps misfortune with a steady hand.

Oedipus describes his encounter with the Sphinx who is made to sound a hellish beast surrounded by the bones of those who failed her riddle. Well, he triumphed over her but now seems to have himself brought the plague to Thebes.

The Chorus is made up of Theban elders. It gives a 4-page-long, vivid description of the plague, how it first struck animals then moved to humans. With characteristic bombast it then shrilly describes:

Out of the depths of Erebus their prison
The Furies have rushed upon us with the fire of hell.
Phlegethon, river of fire, has burst its banks,
The River of Hades is mingled with the River of Cadmus.

The act ends as Oedipus sees Creon, Jocasta’s brother, arriving. He has been to the oracle.

Act 2

Creon described to Oedipus the mood of horror at the oracle, till a superhuman voice declared that only when the murderer of Laius is driven out will Thebes know peace. Oedipus then makes one of those ironic vows, vowing to all the gods that the murderer of Laius will never know rest but live in permanent exile, a wandering nomad, and find no pardon – ignorant of the fact he is cursing himself.

On a more mundane note Oedipus now asks Creon how Laius met his death. He was attacked and murdered at a crossroads out in the countryside, says Creon.

Enter the old blind prophet Tiresias, led by his daughter, Manto. He tells Oedipus he can interpret the situation through a sacrifice, so a bull and heifer are brought in and the sacrificial flame rises and parts in two parts which fight each other.

[This is a classic example of the way these plays would be hard to stage but work very well when read, or read aloud, or broadcast. The getting onstage of the animal, its execution and especially the behaviour of the flame would be impossible to create onstage but work pretty well when read out.]

Manto describes the strange behaviour of the flame which Tiresias interprets as the gods themselves being ashamed of the truth. Tiresias asks how the animals behaved when sacrificed and Manto tells him the heifer submitted but the bull shied and defied the blows. The heifer bled freely but the bull’s blood not at all, while dark blood poured from its eyes and mouth. When they examined the entrails, they were in bad shape, the heart was shrunk, the veins were livid, part of the lungs was missing, the liver was putrid. Far, far worse, the virgin heifer turned out to be pregnant and the deformed life in her stirred. The fire on the altar roared, the hearth quaked etc.

Oedipus begs to know what this all means, but Tiresias pushes the play deep into Gothic territory by saying they will have to perform a magic rite to call the soul of the dead king himself up from hell to tell them. Oedipus must not attend, so he nominates Creon to go in his place.

Incongruously, oddly, the Chorus sing a sustained hymn to the Bacchus, god of the vine, listing his adventures and achievements – notably the occasion when he scared pirates who had captured him into jumping overboard and being changed into dolphins, and the time he rescued Ariadne from Naxos and proceeded to marry her.

Act 3

Creon enters. Oedipus asks what he saw at the ceremony. Creon is so terrified he repeatedly refuses to speak until Oedipus forces him. Then Creon gives a terrific description of the dark and ill-fated glade where they took Tiresias and dug a ditch and burned animal sacrifices and chanted evil spells and a great chasm opened up and hordes of the dead appeared before them. Last of all came the reluctant figure of Laius, still dishevelled and bloody, who proceeds to give a long speech saying the plague on Thebes is due to the current king, who killed his father and has slept with his mother and had children by her. Only when he is cast out as an unclean thing will Thebes be cured.

Oedipus is appalled but refuses to believe it: after all, his father Polybus lives on at Corinth and he’s never laid a finger on his mother, Merope. Oedipus refuses to believe it and says Creon is conspiring with Tiresias to seize the crown. Creon, for his part, advises Oedipus to abdicate now, to step down to a humbler position before he is pushed. They proceed to have a page of dialogue which turns into a debate about whether a subject should stand up to the king, Oedipus dismissing these as typical arguments of the revolutionary.

The Chorus gives a potted history of the land of Thebes, and the wider region of Boeotia, populated by Cadmus in search of his abducted sister Europa, of the many monsters which have been spawned in this region, with a final mention of the myth of Actaeon, turned into a stag and ripped apart by his own hunting dogs.

Act 4

Oedipus is confused, he asks Jocasta how Laius died and is told he was struck down by a young man when travelling with his entourage at a place where three roads meet. It jogs a faint memory in Oedipus’s mind but then a messenger comes to interrupt his attempts to remember with news that his ‘father’, King Polybus of Corinth, has passed away peacefully in his sleep.

The old man/messenger requests him to come to Corinth to attend the dead king’s funeral, but Oedipus refuses, saying he is afraid of being alone in the company of his mother. The old man reassures him that Meropa was not his real mother and proceeds to tell the full story of how he, the old man, was given Oedipus as a baby, his ankles bound together with a metal pin. ‘Who by?’ Oedipus asks. ‘The keeper of the royal flocks,’ the man replies. ‘Can he remember his name?’ Oedipus asks. No, but he might remember the face. So Oedipus orders his men to assemble all the royal shepherds.

The old man warns Oedipus to stop probing while he still has time, but Oedipus insists he has nothing to fear and the truth will set him free. Poor dupe of fate.

Enter Phorbas, head of Thebes’s royal flocks. He begins to remember the old man. He confirms that he handed the old man a baby but doubts if it can have lived because its ankles were pierced through with an iron bolt and infection had spread.

Who was the baby, Oedipus demands. Phorbas refuses to say so Oedipus says he will order hot coals to torture him with. Phorbas replies with one line: ‘Your wife was that child’s mother.’

With that one line the truth comes flooding in on Oedipus. He is not Polybus and Meropa’s child; they adopted him; he is the child of Laius who he killed at the crossroads and of…Jocasta, the woman he has married and had children with. Oedipus is, understandably, distraught, and expresses it with full Senecan hyperbole:

Earth, be opened!
Ruler of darkness, hide in deepest hell
This monstrous travesty of procreation!

The Chorus continues its very tangential relationship with the story, not commenting on this amazing revelation at all, but instead wishing its ship of life was riding on milder waters to a gentler wind. And then goes off at a real tangent, briefly describing the story of Daedalus and Icarus to show that living in moderation, the golden mean, is best.

Act 5

The Chorus sees a messenger approaching. Never good news these messengers, and this one is no exception. He describes in great detail how distraught Oedipus went into the palace, grabbed a sword and made a great speech about killing himself, but then realised it wasn’t punishment enough, was too quick and easy. Something was demanded to placate the gods and end the curse and the plague, more like a living death, where he would die again and again every day. Then it comes to him to blind himself and the messenger gives a very gory description of Oedipus plucking his own eyes out.

The Chorus gives a brief didactic explanation that Fate is unchangeable, one iron chain of endless causes and consequences. No man can escape it.

Enter Oedipus blinded, freed from the light of the accusing sun.

The Chorus describes Jocasta coming onstage, distraught, uncertain whether to address her son and husband.

Jocasta addresses Oedipus who is horrified and says they must never speak, never be in the same country together. Jocasta seizes his sword and, after some debate exactly where to stab herself, stabs herself in her womb, seat of all her sinfulness, and falls dead.

In his final soliloquy Oedipus says he has expiated his sin and now will set out on his wanderings. He promises the poor suffering people of Thebes that he will take with him the capitalised allegorised figures of infliction and free them at last. What better companions and tormentors could he hope for on his endless wanderings and punishments.

Moral of the story

Even if you’re a childless couple, desperate for a baby, do not accept the gift of a little baby boy whose ankles are pierced together by an iron bar!

*************

Big ideas

When I was a boy reading these Penguin introductions, it was often not specific criticism of specific aspects of the play which stuck with me, but when the scholars and editors made throwaway generalisations which in a flash helped me make sense of an entire genre or period of history.

Thus, in among his detailed critique of specific plays or aspects, Watling offers three big, memorable ideas about Seneca’s influence on English Renaissance literature.

1. One is that Seneca is often blamed for Elizabethan and Jacobean playwrights’ addiction to ghosts, ghosts of gruesomely murdered figures who return to the land of the living to trigger the action of the plot (p.28). The ghost of the dead Spanish officer Andrea appears at the start of the archetypal Elizabethan revenge tragedy, Thomas Kyd’s The Spanish Tragedy, and ghosts are important in Shakespeare’s Macbeth and Julius Caesar and central to the plot of his greatest play, Hamlet. In fact, Watling refutes this by pointing out there are only two ghosts in Seneca’s oeuvre, Tantalus in Thyestes and Thyestes in Agamemnon.

2. The other is the simple but illuminating comment that:

The language of Elizabethan drama would not have reached its height of poetic eloquence without the infusion of the classical voice – the Ovidian mythology and the Senecan rhetoric. (p.32)

Aha, Ovid and Seneca – so that was their influence and how they fit together to flow through all Elizabethan drama: Ovid for mythological stories, with their bucolic settings, flowers and curlicues; Seneca for accusing ghosts, characters howling for revenge and invoking the shadows of Erebus and darkest night.

3. There’s a third insight, not so striking as the first two, maybe, and this is that, despite the best efforts of scholars and academically-minded authors like Philip Sidney or Ben Jonson to import the so-called Dramatic Unities and impose them on contemporary drama, they failed; they failed to dent the English preference for ‘straggling narrative plays‘ which cheerfully ignore the cardinal unities of time or place or even action (p.35).

In Watling’s words 1) Senecan rhetoric of extreme emotions was grafted onto 2) plots which lacked Senecan focus and concision, to create a ‘fusion of classical uniformity with romantic multiformity in the Elizabethan theatre.’ (p.37).

In the greatest Elizabethan plays, the theme, the form and the language may have crystallised into an impressive whole:

but yet not so perfect as to tidy up all the loose ends or exclude the superfluities and irrelevances which make the Elizabethan drama of life a different thing from the Roman sculptured monument of death. (p.38)

Messy, mongrel literature has always been our style.


Credit

E.F. Watling’s translation of Four Tragedies and Octavia was published by Penguin Books in 1966.

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Roman reviews

Julius Caesar by William Shakespeare (1599)

Shakespeare’s play, Julius Caesar, was first produced, in all probability, in 1599. The plot is based entirely on three of Plutarch’s biographies of eminent Romans, which Shakespeare found in Sir Thomas North’s translations into English of The Lives of the Most Noble Greeks and Romans, first published in 1579. The three lives he drew from are those of:

As you can see, whereas the assassination only takes up the last tenth of Caesar’s life, and the period from the assassination to the Battle of Philippi only takes up ten of Antony’s 87 chapters, the assassination and aftermath constitute almost all of Plutarch’s life of Brutus which may, at a very basic level, explain why Brutus emerges as the hero’ of Shakespeare’s play.

Brief synopsis

The figure the play is named after, Julius Caesar, actually dies half way through the play. The first half of the play depicts the conspiracy leading up to his assassination, the second half depicts the main consequences.

The play opens with Rome preparing for Caesar’s triumphal entrance accompanied by his best friend and deputy, Mark Antony. Brutus is a noble upstanding ally and friend of Caesar, but he fears that Caesar will become king and so overthrow the republic which he loves. Cassius is depicted as a wily and slippery friend-cum-tempter who convinces Brutus to join a conspiracy to murder Caesar. As Cassius says to himself (and the audience) after Brutus has left him.

CASSIUS: Well, Brutus, thou art noble; yet, I see,
Thy honourable metal may be wrought
From that it is disposed…

The night before the planned assassination is wild and stormy, with various characters observing or hearing of ominous portents and signs. The conspirators turn up at Brutus’s house and they finalise their plans. When they’ve left Brutus’s wife reveals her extreme anxiety that something terrible is about to happen. Brutus hasn’t told her about the planned assassination and does his best to calm her nerves.

On the day of the assassination, Caesar’s wife Calpurnia describes an ominous dream she had of his dead body spurting blood and begs him to stay at home, but one of the conspirators, Decius Brutus, smoothly reinterprets her dream in a positive light and persuades Caesar to go to the senate as planned.

In the Senate building the conspirators crowd round Caesar before stabbing him to death. A very nervous Antony enters and reveals himself as two-faced: to the conspirators he gingerly says he respects their motives though is understandably upset, and they are satisfied with that. But when they’ve left him alone he reveals he is outraged and distraught at the behaviour of these ‘butchers’ and vows revenge.

Cut to the Roman forum where Brutus makes a speech defending the assassins’ actions before handing over, as the assassins had agreed, to Antony, who had promised to make a moderate and sensible eulogy to the dead man and appeal for calm. Instead he uses the opportunity to inflame the mob into hysterical rage and sends them rampaging through the streets to find and kill the assassins.

Act 4 cuts to 18 months later and finds a slightly tipsy Antony at table with a new character, Octavian who, we learn, was named in Caesar’s will as his main heir and has used the time since to amass a private army and become a player in Rome’s power politics. Now Octavian is cutting a deal with Antony and a third character, Lepidus. They treat Lepidus with contempt, dismissing him from the table with the result that the actor playing Lepidus has just 4 lines. With him gone the other two settle down to signing a compact. They seal it by agreeing a list of political opponents who will be ‘proscribed’ or murdered. The first line of the scene indicates the new atmosphere of brutality.

ANTONY: These many, then, shall die; their names are pricked.

I don’t think any character says it explicitly, but one of Caesar’s distinguishing features, politically and strategically, was going out of his way to ‘forgive’ his opponents. Well, look what that led to: the biggest opponent he forgave and took into his entourage, Brutus, murdered him. So, lesson learned, Octavian and Antony will show no mercy or forgiveness. Opponents will be ruthlessly exterminated.

The second part of Act 4 skips nearly a year ahead, to October 43 and finds the two assassins, Brutus and Cassius, camped with their armies near the town of Philippi in Greece, opposed by the armies of Antony and Octavius, on the night before the fateful battle between the two forces.

Brutus and Cassius have a prolonged and acrimonious quarrel before patching things up. Left alone in his tent with only a serving boy who soon nods off, Brutus sees a ghost who warns ominously about the upcoming battle.

Act 5 is entirely devoted to a succession of quickfire scenes depicting the Battle of Philippi. The two key moments are when Cassius, misled by false reports that his army has lost, persuades a slave to kill him. And then, only moments later, after Brutus’s army really is defeated, Brutus, also, begs a comrade to help him commit suicide.

Moments later, Octavian and Antony enter, stand over the dead bodies and Antony praises Brutus as ‘the noblest Roman of them all’.

Shaping and forming

As usual Shakespeare takes his source material and a) shapes it into a five-act play with a beginning, middle and end and b) presents all the 15 or so speaking parts in such a way as to give them each character and individuality, no matter how brief their appearance.

This is especially true of the leading four roles, Caesar, Cassius, Antony, and above all Brutus. Though the play bears someone else’s name, Brutus is the lead protagonist. As T.S. Dorsch puts it in his introduction to the 1955 Arden edition of the play, ‘Caesar is the titular hero, Brutus is the dramatic hero’ (Introduction page xxvii). (And yet see below for the way this initial impression – Brutus as the ‘hero’ – must then be tempered and adjusted by recognition of the centrality of Caesar’s spirit.)

Moral dilemmas

Caesar was written a little earlier than Hamlet (composed sometime between 1599 and 1601) and they share something in common: Brutus, a fundamentally decent man, must nerve himself to commit an unprovoked murder in the name of the greater good; Hamlet, a fundamentally good man, must nerve himself to commit the coldblooded murder of his uncle, who he suspects of murdering his (Hamlet’s) father.

They even at one point share the same key word, ‘question’, placed with emphasis at the end of a key sentence; for Hamlet it is the question of whether to soldier on or commit suicide and thus escape a sea of troubles:

HAMLET: To be or not to be, that is the question.

For Brutus it is the more characteristically practical question of whether Caesar, once crowned king, will become a dictator:

BRUTUS: He would be crown’d:
How that might change his nature, there’s the question.

Both, then, must balance two conflicting moral imperatives, in Brutus’s case the ban on killing weighed against the greater good of the state, in Hamlet’s the ban on killing weighed against the call of justified revenge. No surprise, then, that both characters give vent to their dilemma in a series of to-the-audience soliloquies, indicators of psychological depth vouchsafed to none of the other characters. Hamlet and Brutus alone are inside the secret chamber of the drama, confronting this central moral dilemma, while all the other characters are in a sense on the outside of the psychological drama, mere players, contributors.

Speed

Julius Caesar is a play in a hurry – there is a lot to cram in. This sense of haste or the shoehorning of material comes over in numerous places and makes it, for me, an unsatisfactory play.

Acts 1, 2 and 3 hang together well enough, telling a continuous narrative of the growth and development of the conspiracy to assassinate Caesar, with atmospheric meetings of the conspirators and the midnight fears of Brutus’s wife, Portia, thrown in to jack up the sense of anxiety and danger.

(Though even here there is much compression: the opening scene which depicts Caesar’s triumphing after defeating Pompey’s son conflates it with the feast of the Lupercalia where Antony thrice offered Caesar the crown and he rejected it, in reality two events which were months apart, October 45 and February 44 respectively.)

Shakespeare moves his narrative at high speed up to the assassination itself (on 15 March 44 BC), accurately based on his sources (Caesar falling at the feet of the statue of Pompey), before moving quickly on to the immediate aftermath, namely the big central scene where first Brutus then Mark Antony speak to the rowdy crowd in the Roman Forum (again skipping over the real events which played out over several days of intense confusion in Rome and telescoping them all into the same few hours).

But then there is a huge leap or break in continuity, for Act 4 skips forward 18 months to show Antony meeting with Octavian to form a pact, the so-called Second Triumvirate (along with the non-descript Lepidus who is assigned a mere 4 lines). To be precise, the play goes straight into a scene with the three men seated round a table deciding which of their political enemies they will ‘proscribe’ i.e. mark for elimination, liquidation, murder.

The point being that this meeting took place in northern Italy in October 43, 18 months after Caesar’s assassination and an enormous amount had happened in that time: After negotiating an uneasy peace with Antony, the assassins decided to flee Rome, heading out East where the senate, in the coming months, ratified their control of the provinces of Asia, where they proceeded to raise armies loyal to them.

Meanwhile, Octavius had arrived in Rome: he raised legions on the strength of his name, he encouraged Cicero to denounce Antony in a series of speeches in and outside the senate leading up to Antony being declared an enemy of the state; he led his army into several pitched battles with Antony’s forces; then both men realised they had more in common than divided them, not least opposition to the assassins or ‘liberators’ as they called themselves, led by Brutus and Cassius. All this goes unexplained when the narrative instead leaps to the scene depicted at the start of Act IV, where Octavius and Antony are shown cobbling together an alliance along with the third leader of a significant army in Italy, Lepidus.

And then, in the very next scene, the play makes another great leap, 11 months further down the line, to the immediate build-up to the Battle of Philippi, when the armies of the assassins and the Caesarians finally come face to face, which was fought in October 42 BC.

Now, making great leaps through events was standard procedure for Shakespeare, witness the history plays which play tremendously fast and loose with chronology. The aim was to skip all the boring details and alight on the key psychological moments. His plays are not factual but psychological histories, picking and choosing the moments he needs to create what are, in effect, character studies of people from history in extreme circumstances.

Thus the complex historical realities of Cassius and Brutus are reshaped to provide a series of scenes which dwell mostly on the psychological dynamic between them, turning history into psychodrama and, the slow complex course of events into a tremendously compressed narrative which moves with the speed of a hurtling train.

Brevity

It turns out there’s a website that analyses Shakespeare stats, and this confirms with statistics the impression you get either watching or reading the play that it is compressed and fast: this tells us that, at 2,451 total lines Julius Caesar is shorter than the average Shakespeare play (average play: 2,768, average tragedy: 2,936). That specific acts are the shortest of their kind: Act Four: 409 lines, much shorter than average (average play: 560, average tragedy: 547); Act Five at 353 lines, the shortest of all tragedies; much shorter than average (average play: 484, average tragedy: 478). And it has 17 scenes which is also less than average (average play: 21; average tragedy: 24). So a lot of action is compressed into fewer lines and scenes than his average play. While, by contrast, the sense of hectic activity is also the result of it having an above average number of characters, 49 characters compared to the average play: 36; average tragedy: 39.

More characters depicting more events, including a highly compressed time-scheme, in a much shorter than average space = hence the sense of hurtling pace.

The snapshot battle scenes

The snapshot approach is vividly epitomised in the final scenes of the play. These are all set during the confused battle of Philippi and play very fast and loose with the historical facts, not least the fact that there was not one but two quite distinct battles of Philippi, fought on 3 and 23 October, whereas Shakespeare makes it all happen on one day – in theatrical time, all in about ten hectic minutes.

None of this matters, it gets in the way of what Shakespeare wants to do which is to provide a neatly rounded end to his drama. All tragedies end in death and so does this one – not the death of the eponymous dictator which, as we’ve seen, comes half way through the action, but the deaths of the two leading conspirators and best buddies, Cassius and Brutus, Cassius falsely believing the battle is lost and so honourably killing himself (well, begging his colleagues and servants to hold his sword while he plunges onto it); then, just a few minutes later, Brutus correctly being informed that the battle is lost and doing exactly the same. Both are given pathetic (in the original sense of the word, meaning designed-to-evoke-tears-of-emotion) speeches, and then proceed to their stabby ends.

I can see what Shakespeare’s aiming to do, to shape messy history into another smoothly delivered morality lesson with the same overall shape as all his other historical morality lessons, leading up to the well-known and heart-rending deaths scenes for both the assassins. But, in my opinion, they don’t really come off and this leaves an enduring impression that the play is unsatisfactory, half-cocked or somehow unfinished.

Part of the problem is the bittiness of the battle scenes. Designed to convey the chaos and peril of battle, they consist of a series of very short scenes, sometimes only half a dozen lines, with one set of soldiers running on, shouting a few lines at each other, then running off only to be immediately replaced with a new set of soldiers running on from the other side of the stage and depicting key moments from other locations on the battlefield. Shakespeare does it in Henry IV and Henry V and probably all the other history plays.

On Shakespeare’s static stage, with huge allowance made for the conventions of the time, this works. But it has proved very difficult for directors in more realistic times, in the Victorian era, let along the post-war period of super-realistic drama, to depict what Shakespeare asks the actors to do without it seeming artificial and contrived and, sometimes, a bit absurd.

The double suicide risks absurdity

This sense of absurdity is, unfortunately, reinforced by the doubling up of the suicide scenes. If it had been just Brutus who realised the battle was lost, delivered a stirring speech about the nobility of his aim to rid Rome of tyranny, then fell on his sword with dignity, it would be one thing; but the effect of Brutus’s speech and death are – for me at any rate – seriously undermined by the fact that Cassius has done the exact same thing 3 minutes earlier.

Not only that, but Cassius’s death is not the result of noble resolve and high-mindedness, it is caused by a really stupid mistake. He sends a messenger back to their base to check whether it has been overrun by the enemy (Antony and Octavius’s army) and, if not, to signal back to them that all is fine. He then sends a colleague up a nearby hill to watch the messenger’s progress. The man up the hill proceeds to completely misinterpret events, because he shouts back down to Cassius that their messenger has been captured. They both hear a big roar from soldiers which the lookout interprets as the enemy cheering at having captured Cassius’s spy. And so Cassius concludes that all is lost and begs colleagues to help him commit suicide.

Except that only minutes after he has collapsed to the floor and bled to death, another messenger comes running in to announce that everything is OK, that the messenger got through to the camp, and it has been successfully held against the enemy, and the cheer they heard was not from the victorious enemy but from his own men cheering to hear he is still alive. Except that now he isn’t. He is dead on the ground and the too-late messenger is given a sad and tear-jerking speech over his dead body before himself stabbing himself and falling on Cassius’s body.

At which point another group of Cassius’s soldiers enter, hoping to find their gallant leader and instead discovering two bloody corpses.

This is… this is hard to take seriously. It is what Plutarch reports as actually happening but in historical accounts is given much more context and explanation and so emerges as a noble and tragic act. It is hard to take seriously a man who kills himself out of high-minded motives which are really just all a stupid mistake.

And then more or less the same thing happens to Brutus – although without the stupid mistake. He at least, at a later stage of the day, has drawn the correct conclusion that the battle is lost . But, in my opinion, the power of his suicide is seriously drained of dignity and meaning by the silly suicide of Cassius only moments before. To persuade us of all that happening in just 2 or 3 minutes of stage time is a big ask and, in the BBC production I’ve just watched, fails.

The standard end-speech

Then the play ends with the stock-in-trade, bog standard arrival of the victors who behold the bodies of their noble antagonists and order that their bodies be given full and proper funerals. Compare and contrast Fortinbras arriving at the end of Hamlet to encounter a stage littered with dead bodies.

In Hamlet this has a pathetic effect in the original sense of the word, depicting a man who has no idea of the complex psychodrama which has played out in the court of Denmark, but instinctively recognises nobility. It has a complex flavour because it is, at the same time, a conventional king’s conventional, conservative response to a situation which is wildly unconventional and strange. We have been witnesses of the extremely complicated psychodrama of which the conventional Fortinbras only sees the outward or external results, and responds in a standard, conventional way.

Whereas Antony and Octavius entering at the end of Julius Caesar, expressing a few stock sentiments about what noble men Cassius and Brutus were and ordering they be given proper state funerals…doesn’t have the same effect. It feels thin and inadequate to me. Shakespeare tries. He saves up some of the best poetry in the play for Antony’s brief eulogy:

ANTONY: This was the noblest Roman of them all:
All the conspirators save only he
Did that they did in envy of great Caesar;
He only, in a general honest thought
And common good to all, made one of them.
His life was gentle, and the elements
So mix’d in him that Nature might stand up
And say to all the world ‘This was a man!’

Excellent words, an eloquent summary of the life and motives of the Great and Noble Brutus who is the real subject of this play and yet…they don’t quite compensate for the structural weaknesses of much that came before.

It was a popular play in Shakespeare’s time because audiences couldn’t get enough of kings and princes getting their brutal come-uppance, and so they loved the pathetic suicide speeches of Cassius and Brutus. To my modern sensibility these scenes felt rushed and contrived and so ended the play on a false note.

Famous bits

As so often with Shakespeare the most impactful thing is not necessarily the overall narrative, compressed and hurried as it is – it comes in the numerous moments of deep psychological penetration which litter the drama.

Antony’s Forum speech

The most famous of these is the long scene 2 in Act 3, where Brutus (foolishly, fatally) invites Mark Antony to make a funeral oration to the Roman crowd over the body of the assassinated Caesar. It opens with famously quotable phrases:

Friends, Romans, countrymen, lend me your ears;
I come to bury Caesar, not to praise him.
The evil that men do lives after them;
The good is oft interred with their bones;
So let it be with Caesar.

It is a highly enjoyable scene because it is a sustained performance of psychological manipulation. Again and again Antony swears to the crowd that he is not there to inflame them with anger against the assassins, who he repeatedly calls ‘honourable men’, at every mention the phrase sounding increasingly ironic and, eventually, contemptuous – while all the time in fact doing his level best to do just that, to inflame them into a wild mob rage against the assassins so that, by the end, the crowd are ready to rush off and burn down the houses of all the assassins. It is a tour de force of sophisticated rhetoric and mob manipulation, all masquerading as modesty and plain speaking:

I am no orator, as Brutus is;
But, as you know me all, a plain blunt man,
That love my friend…
For I have neither wit, nor words, nor worth,
Action, nor utterance, nor the power of speech,
To stir men’s blood: I only speak right on…

As T.S. Dorsch rather grandly puts it: ‘If ever Shakespeare wanted to show genius at work, surely it was in Antony’s oration’ (Arden introduction p.lii) and many, many commentators have analysed the speech at length, highlighting its rhetorical techniques. One reason for its effectiveness is its sheer length, it goes on and on, as Antony pauses for breath, retires for emotion, quells the crowd and draws one more rabbit out of his hat (the reading of Caesar’s will).

But another reason, I think, is its sheer exuberance: it is a bravura performance by a man at the top of his game, of a canny chancer and opportunist responding magnificently to the fact that his patron and protector has been cruelly murdered and his entire world turned upside down. The 1970 movie of the play sinks under the weight of an astonishingly bad performance of Brutus by Jason Robards, but is illuminating in lots of other ways, not least in the way it shows Antony, played with a swaggering sneer by Charlton Heston, having whipped the mob into a frenzy and sent them off to burn the conspirators’ houses down, collapsing exhausted against a nearby cart of wine barrels, hacking one open, drinking deep of the booze, and declaring:

ANTONY: Now let it work. Mischief, thou art afoot,
Take thou what course thou wilt!

His invocation of chaos allies him with Iago and other instigators of anarchy. He doesn’t care what happens, because he’s supremely, sublimely confident that come what may, he will ride the storm and easily get the better of poor saps like Brutus and Cassius. As he does…for a while….

Caesar’s dignity

We only get a flavour of Caesar’s character in three scenes: in the opening one where he is processing regally through the crowd, conferring with colleagues; in the long scene where his wife tries to dissuade him from going to the senate that morning, the ides of March, but Caesar allows himself to be persuaded to attend by the flattery and insinuation of one of the conspirators, Decimus Brutus; and then, maybe, in the dignity of his bearing while the assassins close in with their importunate demands for the return from exile of Metellus Cimber’s brother, before they reveal their daggers and their true intentions.

In the complex opening scene, where many themes and characters are first revealed, Caesar utters the famous lines hinting at his suspicions of Cassius and Brutus:

CAESAR: Let me have men about me that are fat;
Sleek-headed men and such as sleep o’nights:
Yond Cassius has a lean and hungry look;
He thinks too much: such men are dangerous.
ANTONY: Fear him not, Caesar; he’s not dangerous;
He is a noble Roman, and well given.
CAESAR: Would he were fatter!

Ominousness

The play overflows with bad omens. It is interesting to consider that Shakespeare and his audience in the 1590s appear to have been every bit as irrationally superstitious as Plutarch and his readers in about 100 AD. In between there had been one and a half millennia of dark and middle ages, and then the Renaissance, all of which continued to take seriously signs and omens and superstitions and auguries and harbingers and portents and premonitions.

CASCA: Against the Capitol I met a lion,
Who glared upon me, and went surly by,
Without annoying me: and there were drawn
Upon a heap a hundred ghastly women,
Transformed with their fear; who swore they saw
Men all in fire walk up and down the streets.
And yesterday the bird of night did sit
Even at noon-day upon the market-place,
Hooting and shrieking. When these prodigies
Do so conjointly meet, let not men say
‘These are their reasons; they are natural;’
For, I believe, they are portentous things

Hence the extensive scenes set during the dark and stormy night before the assassination in which all the characters describe nature in turmoil and retail rumours of the dead rising from their graves, great fires across the sky, and so on. The play is drenched with these irrational superstitions, with strange sightings on the dark and stormy night before the assassination, so much so that even the man himself has, or so Cassius alleges, caught the infection:

CASSIUS: But it is doubtful yet,
Whether Caesar will come forth to-day, or no;
For he is superstitious grown of late,
Quite from the main opinion he held once
Of fantasy, of dreams and ceremonies:
It may be, these apparent prodigies,
The unaccustom’d terror of this night,
And the persuasion of his augurers,
May hold him from the Capitol to-day.

On the morning of the fateful day Calpurnia repeats and reinforces the theme, claiming that all manner of strange sights have been seen across Rome:

CALPURNIA: There is one within,
Besides the things that we have heard and seen,
Recounts most horrid sights seen by the watch.
A lioness hath whelped in the streets;
And graves have yawn’d, and yielded up their dead;
Fierce fiery warriors fought upon the clouds,
In ranks and squadrons and right form of war,
Which drizzled blood upon the Capitol;
The noise of battle hurtled in the air,
Horses did neigh, and dying men did groan,
And ghosts did shriek and squeal about the streets.

But in fact, as the Calpurnia scene shows, this is another of Cassius’s slurs on Caesar, dictated by his own festering resentment, for in that scene Caesar is very deliberately placed in antithesis to Calpurnia’s fears and alarms, instead displaying a rational and fearless contempt for superstition and hearsay.

The night before murder

One of the most beautiful scenes in literature has to be the young king in Henry V on the night before the battle of Agincourt, disguising himself and going among his soldiers to discover their mood. Night time prompts a special sensitivity in Shakespeare. Compare with the beautiful and sensitive dialogue between Jessica and Lorenzo in Act 5 scene 1 of The Merchant of Venice.

Here, the night before the planned assassination provides the setting for a number of characters to reveal their worries and fears. It is, of course, a violent stormy night, full of thunder and lightning and so part of the atmosphere of portents and premonitions which anticipate the assassination, and then return at the end of the play to anticipate the deaths of the two leading protagonists.

The night before is always a powerful, revealing moment in a Shakespeare tragedy. Think of the night when Macbeth and his wife are terrified to admit even to themselves their feverish plans to murder the lawful king.

Here, after some scenes involving Cicero, Casca and so on, the drama really zeroes in on the troubled minds of Brutus and his wife. The extent to which we are taken into his private life indicates his centrality as a protagonist. As always, Shakespeare reveals a sensitivity to women characters which seems centuries ahead of his time. Both here and in the scene the next morning when Calpurnia begs her husband not to attend the senate, these wives are depicted with great psychological acuity. The audience is entirely persuaded to sympathise with them and see their points of view.

The night before battle

I should have referred to Henry V in this section, because it is more appropriate. The long Act 4 scene 2 set in Brutus’s tent where he and his best buddy Cassius have a prolonged falling out, ends with Cassius leaving Brutus in the company of his young servant, Lucius, who Brutus asks to fetch a lamp and then settles down to read while Lucius gently plays a harp. As so often in Shakespeare there is a sweetness and delicacy to the scene and Brutus’s concern for the tired boy which reaches out beyond the ostensible subject matter, and his own time and place, and seems to kiss something deep and essential in human nature, a depthless kindness and generosity.

It is all the more effective, then, having conjured this gentle atmosphere, when it is broken by the sudden apparition of Caesar’s ghost to Brutus. As I mentioned at the start, this play was written while Shakespeare was working on the much longer, much more complex Hamlet which also, of course, features an ambiguous ghost. Brutus’s ghost never tells his name, all it says, when Brutus asks its identity, is that he is ‘Thy evil spirit, Brutus’. But any uncertainty is cleared up right at the end when Brutus tells his comrade, Volumnius:

The ghost of Caesar hath appear’d to me
Two several times by night; at Sardis once,
And, this last night, here in Philippi fields:

Explaining that this is why he knows his hour has come.

Revenge

Chances are it is because this allows the play to fit neatly into the format of the revenge tragedy. The argument goes that, rather than disappearing at his death, the titular figure goes underground but remains a presence, disturbing the minds of men, and especially the guilty men who murdered him, as all good ghosts in revenge tragedies are supposed to.

The long argument between Brutus and Cassius which makes up Act 4 scene 2 changes from being a rather pointless bicker to showing the subtle, lingering effects of their crime driving two former friends apart – at one point Brutus bitterly reproaches Cassius for what he’s done, what they’ve done, not unlike the mutual reproaches of the guilt-ridden Macbeth and his wife.

And then in the ghost scene the subterranean presence of the dead man becomes explicit – the haunting of their minds goes from metaphorical to literal.

On this reading, the final scenes do not depict an absurdist comedy of misunderstandings but depict the fitting closure of the revenge theme, as both Cassius and Brutus in their different ways can only find peace through terminating their troubled consciousnesses. And as they point out in order to make the theme of revenge and closure totally obvious to even the dimmest theatre-goer, both do so using the same swords they used to murder Caesar.

CASSIUS: Caesar, thou art revenged,
Even with the sword that kill’d thee.

And Brutus, looking down on his friend’s body, makes the revenge theme explicit:

BRUTUS: O Julius Caesar, thou art mighty yet!
Thy spirit walks abroad and turns our swords
In our own proper entrails. (5.3, 94 to 96)

Then, after all is lost, Brutus rams home the thought as with his final words:

BRUTUS: Caesar, now be still:
I kill’d not thee with half so good a will.
(Runs onto sword. Dies)

On this reading Octavius and Antony don’t arrive on the scene to wind up external historical events but to bring to a fitting end the psychodrama of two men undermined and fated by their own guilt.

On this reading Brutus is not the protagonist he appears to be – that figure is the spirit of Caesar who determines everybody else’s actions, and works underground to bring about his just revenge. The play could be called The Tragedy of Marcus Brutus but it is also The Revenge of Julius Caesar.

Antony’s irony

T.S. Dorsch repeats the good point (first made by various scholars before him) that the true turning point comes not with the murder of Caesar as such (although that is, obviously, the main central event) but with the arrival a few minutes later of a servant from Antony. This servant asks their permission for his master to approach them safely, but with the special combination of enduring love for the dead dictator with flattery of the assassins which is to become Antony’s leading tone or strategy. Dorsch compares it to the introduction of a new theme into the final part of a symphony.

The assassins’ naive hope is that by eliminating the dictator they will restore the One Good Thing which was the old Res publica. But all they have done is return Rome to its pre-civil war state of being a snakepit of conflicting ambitions and men who lie and scheme, and Antony’s character as a champion schemer is wonderfully written and reaches its apogee in the complex ironies of his great speech in the forum. And all this is already present in the servant’s message:

SERVANT: Brutus is noble, wise, valiant, and honest;
Caesar was mighty, bold, royal, and loving.
Say, I love Brutus, and I honor him;
Say, I feared Caesar, honored him, and loved him.
If Brutus will vouchsafe that Antony
May safely come to him and be resolved
How Caesar hath deserved to lie in death,
Mark Antony shall not love Caesar dead
So well as Brutus living, but will follow
The fortunes and affairs of noble Brutus
Thorough the hazards of this untrod state
With all true faith.

‘With all true faith’ ha ha ha. As in his speech in person to the assassins, and then to the crowd in the forum, Antony means the precise opposite of what he says, and his discourse is therefore the most vigorous and dynamic and enjoyable of all the characters.

Compare and contrast with the straightforward noble honesty of Brutus’s speeches, which are moving in performance and yet, somehow, eminently forgettable. In these instances ‘character’ doesn’t seem a strong enough word for what Shakespeare is doing: he manages to conjure up entirely different psychological worlds through the medium of spoken language.

Seen from this perspective Cassius is a kind of mini-me to Antony’s master. The opening scenes are all about Cassius flattering and bringing out Brutus’s straightforward noble fears about Caesar’s ambition to become king so that, when Brutus leaves, Cassius rejoices in his ability to manipulate the greater but simpler man. But next to Antony he is an amateur. Antony is a master of discursive distortion and deviousness. In the psychodrama of the play he triumphs not because his army has won a battle, out there, in the boring real world. He triumphs because his discursive ability is streets ahead of either the straightforward Brutus or the wily Cassius, wily and tricksy certainly, but not wily enough. Antony outwilies everyone and it is deeply enjoyable to watch him do so, a master at work.

Brutus as Hamlet

Brutus soliloquises like Hamlet and often in language very similar to Hamlet’s:

BRUTUS: It must be by his death: and for my part,
I know no personal cause to spurn at him,
But for the general. He would be crown’d:
How that might change his nature, there’s the question…

That is the question. A little later he delivers the beautiful lines:

Between the acting of a dreadful thing
And the first motion, all the interim is
Like a phantasma, or a hideous dream:
The Genius and the mortal instruments
Are then in council; and the state of man,
Like to a little kingdom, suffers then
The nature of an insurrection.

But Dorsch warns against taking Brutus at face value, at his own valuation, as a noble hero. Once Cassius has swayed him to join the conspirator, all the others accept him as their leader and yet…the sober truth is that on every major decision he’s called upon to make, Brutus makes exactly the wrong call:

  • they conspirators want to bind themselves by an oath but Brutus overrides them and delivers a pompous little speech about Roman Honour
  • then Cassius suggests they invited Cicero to join them but Brutus decisively rejects that
  • Cassius worries whether they ought to kill Antony at the same time as Caesar but, again, Brutus overrides this, insisting that Antony is just a ‘limb’ of Caesar’s

In the aftermath of the murder it quickly becomes clear that Brutus has no better idea what to do to restore the republic than to run out into the streets shouting ‘Freedom! Liberty!’ He has no plan to present to the senate, no strategy to establish control of the all-important army.

And within minutes of the assassination he makes the catastrophically bad decision to let Antony speak at Caesar’s funeral. In the history of Bad Decisions, this is in the top ten.

Things get worse during the long argument scene in Act 4. This has several functions: it is here partly to point the time-honoured moral of how conspirators fall out among themselves. But it also shows Brutus to very poor advantage, showing him bullying and imposing on his snivelling partner. There’s a slight comparison to be had, maybe, with Milton’s Satan who starts Paradise Lost as a vast, awesome and terrifying figure and slowly and relentlessly shrinks and shrivels down until, by the end of the poem, he is the size of a misshapen frog. There isn’t a direct comparison, but something broadly similar can be said of Brutus who starts the play with noble soliloquies and high ideals but consistently mismanages every aspect of one of the most cack-handed conspiracies in history.

His final two contributions are to override Cassius’s suggestion that they delay and battle, insisting they fight on the battlefield of Philippi (which turns out to be a disaster). And then to mismanage the battle itself so that his own side is utterly defeated.

Stripped of all the high-sounding rhetoric, it’s not really an impressive record, is it? Shakespeare, as it were, restores the high dignified tone surrounding Brutus in the opening scenes with Antony’s fine words about ‘the noblest Roman of them all’ – but the litany of really fatal errors and mismanagement I’ve just listed tends to outweigh those fine words.

Dorsch sums up by saying Brutus is a man who honestly struggles with a problem which is beyond his abilities to solve. Murdering one man was easy. Resurrecting the Roman Republic which had collapsed for all kinds of reasons turned out to be wildly beyond the ability of a dozen or so men with daggers and not the slightest idea what to do next.

Suicide

Cassius’s eventual suicide is anticipated and prepared many times earlier in the play. Shakespeare makes him a man extremely willing to consider suicide at the slightest contradiction. Already in act one, when he is only just starting to sketch out the reasons to resist Caesar’s tyranny, he gets very vexed describing their subjugated state to Casca and then whips out his dagger and says he’s ready to off himself at any moment, that suicide is the last refuge of the oppressed:

CASSIUS: I know where I will wear this dagger then;
Cassius from bondage will deliver Cassius:
Therein, ye gods, you make the weak most strong;
Therein, ye gods, you tyrants do defeat:
Nor stony tower, nor walls of beaten brass,
Nor airless dungeon, nor strong links of iron,
Can be retentive to the strength of spirit;
But life, being weary of these worldly bars,
Never lacks power to dismiss itself. (1.3)

At the height of his argument with Brutus he bares his breast and asks Brutus to stab him:

CASSIUS: There is my dagger,
And here my naked breast; within, a heart
Dearer than Plutus’ mine, richer than gold:
If that thou be’st a Roman, take it forth;
I, that denied thee gold, will give my heart:
Strike, as thou didst at Caesar. (4.3)

By contrast, Brutus betrays no such melodramatic thoughts, indeed Shakespeare has him explicitly speak against suicide in the comrades’ dialogue before the start of the fateful battle:

BRUTUS: Even by the rule of that philosophy
By which I did blame Cato for the death
Which he did give himself, I know not how,
But I do find it cowardly and vile,
For fear of what might fall, so to prevent
The time of life: arming myself with patience
To stay the providence of some high powers
That govern us below.

So there is concealed in the text a debate, of sorts, about suicide (just as suicide is a major theme of Hamlet who considers killing himself in order to escape his unbearable moral dilemma).

Critics have pointed out that this little speech against suicide is contradicted by Brutus’s own behaviour a few minutes later, but, as so often in Shakespeare, the logics of individual positions (along with accurate chronology and a host of other details) are sacrificed to the compelling immediacy of the drama. In this case the Brutus’s philosophical position is overruled by the dynamic of the play, embodied in the power of Caesar’s ghost as an instrument of fate/fortune/destiny:

The ghost of Caesar hath appear’d to me
Two several times by night; at Sardis once,
And, this last night, here in Philippi fields:
I know my hour is come.

You can’t fight a messenger from the other side, and so:

It is more worthy to leap in ourselves,
Than tarry till they push us.

Against the wyrd of ghosts, philosophy has no power.

Reading Shakespeare

Reading Shakespeare is like this. You watch a production of the play and take in the gross events of the plot, noticing pretty obvious things like the murder, the ghost and the suicides. And then you read and reread the play and start to notice the way these aren’t just isolated events, but have been carefully prepared for earlier in the text or have lingering consequences afterwards.

And so you begin to realise that the suicides didn’t come out of nowhere but were anticipated, the idea was discussed, at a number of key moments earlier, or that, in the case of revenge, the word and the theme recur steadily, carefully placed in dialogue and speeches after the assassination. And you begin to appreciate the number of themes and verbal echoes which thread throughout the text which, as a result, comes more fully to life, seems deeper and more complex and more full of carefully planted echoes and anticipations than you dreamed when you just watched it on the stage.

And behold! You have walked through the looking glass into a new world made entirely of text, where ‘history’ or the ‘real world’ are no longer the prime concern, are only useful if they can be quarried for material to bolster and elaborate the dream world of the text, and you are just the most recent of the scores of millions of people who have watched this drama, read this text, and entered this dream.

Wisdom sayings

Apart from his skill at shaping stories into compelling narratives, and his supernatural ability at delving deep into the psychology of such a variety of people of all ranks, ages and genders, Shakespeare is famous for his unparalleled ability to expressing things memorably, for taking age-old saws and insights and giving them beautiful and memorable phrasing.

All his plays abound in sudden moments when his language clarifies and expresses a human thought for all time. Here’s Brutus at the end of his fierce meeting with Cassius, concluding the allies’ discussion of where and when to give battle the next day, explaining that opportunities must be seized:

BRUTUS: There is a tide in the affairs of men,
Which, taken at the flood, leads on to fortune;
Omitted, all the voyage of their life
Is bound in shallows and in miseries.
On such a full sea are we now afloat;
And we must take the current when it serves,
Or lose our ventures.

Noble and heroic, isn’t it? In this respect alone, reading Shakespeare and soaking our minds in the wonderfully evocative expression of all kinds of human feelings, emotions, desires and opinions, hugely ennobles his readers. Although, rather spoiling the effect, the whole speech is uttered as part of Brutus’s insistence that they go to meet their opponents at Philippi, despite Cassius’s objections. In other words, it is the very beautiful expression of a disastrous miscalculation.


Related link

Elizabethan and Jacobean reviews

Christopher Marlowe

Shakespeare

Theatre

Eastward Ho! by George Chapman, Ben Jonson and John Marston (1605)

Six salient facts:

1. Eastward Ho and Westward Ho were the cries of the watermen who plied on the Thames, telling customers which way they were headed.

2. Eastward Ho! was a collaboration between three leading playwrights of the era, George Chapman, Ben Jonson and John Marston. Scholars have been arguing for centuries about who wrote which bit.

3. Eastward Ho! was staged at the Blackfriars Theatre by a company of boy actors known as the Children of the Queen’s Revels, granted a patent by King James I in 1604. Boy actors! So imagine everything that follows being played by boys! All the double entendres and jokes about pricks and purses, Gertrude making eyes at Quicksilver, Sindefy the whore, all the vamping… boys.

4. Eastward Ho! was performed at the Blackfriars Theatre. This was an enclosed theatre which catered to a financial elite, charging sixpence admission, compared to 1 pence at the more popular and open-to-the-elements Globe Theatre.

5. Eastward Ho! includes references to and parodies of popular contemporary plays such as The Spanish Tragedy, Tamburlaine and Hamlet. Even the play’s title is a reference, a riposte to the recently performed Westward Ho! by Thomas Dekker and John Webster, who then went on to write Northward Ho! as a response to Eastward. Jacobean theatre was a tightly packed, highly competitive, self-referential little world.

6. The play contained scathing satire on all manner of subjects to do with contemporary London life, but one of these was the widespread animosity against the many Scots who had accompanied the new king, James VI of Scotland who became James I of England upon the death of Queen Elizabeth in March 1605, down to London. Chronically poor from the start of his reign, James quickly became notorious for selling knighthoods for £40. 900 were sold in the first year of his reign. This created a mercenary atmosphere of corruption, that all that mattered was money, a sense that you could get rich and climb the social ladder overnight by clever scams. This is the corrupt vision which lures Quicksilver, Petronel and Security, the play’s three baddies, who all hope to get rich quick by various scams – and who are balanced by Touchstone, standing for the bourgeois virtues of hard work, and Golding, who stands for loyalty and honesty.

Having read the play I’m surprised that the handful of satirical references to the Scots and the selling of knighthoods are relatively trivial, you could blink and miss them.

1. When Sir Petronel Flash is washed up on the Isle of Dogs two passing gentlemen mock him, and then one – out of tune with his preceding remarks – says something in a Scots accent:

FIRST GENTLEMAN: On the coast of Dogs, sir; y’are i’th’ Isle o’ Dogs, I tell you, I see y’ave been washed in the Thames here, and I believe ye were drowned in a tavern before, or else you would never have took boat in such a dawning as this was. Farewell, farewell; we will not know you for shaming of you. I ken the man weel; he’s one of my thirty pound knights.
SECOND GENTLEMAN: No, no, this is he that stole his knighthood o’ the grand day for four pound given to a page; all the money in’s purse, I wot well.

It’s peculiar the way this one-off remark and its odd Scottish impersonation sticks out from the text around it, as if it’s been cut and pasted onto the rest of his speech in English. It’s an oddly random moment in the text

2. In the pub, the gentlemen who are joining the expedition to Virginia ask Captain Seagull what it’s like and he sets off on a long deceitful description of how it’s overflowing with gold,m in the middle of which he suddenly segues into a passage about Scots, and the jokey idea that it would be lovely if all the Scots in London could be magically transported to America.

SCAPETHRIFT: And is it a pleasant country withal?
SEAGULL: As ever the sun shined on; temperate and full of all sorts of excellent viands: wild boar is as common there as our tamest bacon is here; venison as mutton. And then you shall live freely there, without sergeants, or courtiers, or lawyers, or intelligencers, only a few industrious Scots, perhaps, who indeed are dispersed over the face of the whole earth. But as for them, there are no greater friends to Englishmen and England, when they are out on’t, in the world, than they are. And for my part, I would a hundred thousand of ’hem were there, for we are all one countrymen now, ye know, and we should find ten times more comfort of them there than we do here.

Someone reported the playwrights to the authorities as disrespecting the new king. Marston got wind of it and went into hiding, but Jonson and Chapman were briefly imprisoned for lèse majesty.

Ten years later, Jonson told Drummond of Hawthornden (a Scots writer who he stayed with on a visit to Scotland) that they thought they might have their ears and noses slit.

It’s very difficult for us to really assimilate the casual violence and casual death of the Elizabethan/Jacobean period. Tens of thousands died of the periodic outbreaks of plague. There were plenty of other ailments to die of in between. You were liable to be conscripted for one of the endless wars. Jonson is known to have killed a fellow actor in a duel. The plays refer to the common punishment of being whipped. And here are a couple of poets in gaol for a few weeks wondering if they’ll publicly have their ears cut off or noses slit! As I say, difficult for us to really imagine what life was like.

What happened to Jonson and Chapman? The pair wrote letters to every influential patron and person they knew asking for their intercession. These letters are included as an appendix in the New Mermaid edition of the play and very interesting reading they make, too. Eventually, they were released, whereupon they threw a big banquet for their friends and supporters.

Cast

There’s quite a large cast (all played by boys!):

Touchstone, a goldsmith.
Quicksilver, and Golding, apprentices to Touchstone.
Sir Petronel Flash, a shifty knight.
Security, an old usurer.
Bramble, a lawyer.
Seagull, a sea-captain.
Scapethrift, and Spendall, adventurers bound for Virginia.
Slitgut, a butcher’s apprentice.
Poldavy, a tailor.
Holdfast, and Wolf, officers of the Counter.
Hamlet, a footman.
Potkin, a tankard-bearer.

Mistress Touchstone.
Gertrude, and Mildred, her daughters.
Winifred, wife to Security.
Sindefy, mistress to Quicksilver.
Bettrice, a waiting-woman.
Mrs. Ford, Mrs. Gazer, Coachman, Page, Constables, Prisoners, &c.

Eastward Ho! plot summary

Master Touchstone is an honest but tetchy goldsmith. He has two daughters and two apprentices. The elder daughter, Gertrude, is ‘of a proud ambition and nice wantonness’, the younger, Mildred, ‘of a modest humility and comely soberness’. So with the apprentices who are nicely paired & contrasted, Quicksilver is a graceless unthrift ‘of a boundless prodigality’, but Golding is ‘of a most hopeful industry’, a model of industry and sobriety.

Act 1 scene 1 The play opens with Touchstone and Frank Quicksilver arguing, the latter insisting he is the son of a gentleman and is off to the pub to hang out with gallants and gull them out of money. Crossly, Touchstone says that he rose by hard work and repeats his catchphrase, ‘Work upon it now!’ Touchstone exits and Golding is left alone with Quicksilver, who insults Touchstone for being a flat-capped bourgeois, swears a lot and it is in this speech that Quicksilver says Golding shouldn’t face West to the setting sun, but look out for himself and fare Eastward Ho!

As the play develops East is associated with:

  • the rising sun
  • the mythical castle in the country which Sir Petronal Flash claims to own
  • the direction down the Thames the ship to America will take

Act 1 scene 2 Proud Gertrude is impatiently awaiting the arrival of her suitor, Sir Petronel Flash, while meek and mild sister Mildred watches her dress up in pretentious finery, mock the lowly origins of her own parents, and look forward to becoming a fine lady. Her tailor, Poldavy, encourages her to prance and bob like a ‘fine lady’. She is a type of the pretentious bourgeois.

Enter Sir Petronel Flash who quickly comes over as a superficial fool. Mistress Touchstone is as keen to be rich as Gertrude and the two of them, plus Flash, make a bevy of pretentious fools. Mistress T explains that Sir Petronel is one of the new knights, a reference to James I’s innovation of selling knighthoods. Gertrude wishes him to take her away from all this to his big house in the country. She uses the affected pronunciation of city-dames, namely saying ‘chity’ and ‘chitizen’.

The pretentious threesome exit leaving the stage to Touchstone, Mildred and Golding. Rather surprisingly Touchstone marries Golding to Mildred. She is all filial loyalty and so meekly agrees, Golding swears his devotion to his master and they go in to have a little wedding meal. Touchstone, alone on stage, explains that he is running a little experiment:

This match shall on, for I intend to prove
Which thrives the best, the mean or lofty love.
Whether fit wedlock vow’d ’twixt like and like,
Or prouder hopes, which daringly o’erstrike…

There is no mention of any love or affection whatsoever between the young couple. It is a striking example of Jonson’s didactic theatre, utterly lacking either the magical romance of Shakespeare’s comedies, or the innocent mirth of Dekker’s Shoemakers’ Holiday.

Act 2 scene 1 Next morning outside Master Touchstone’s shop. He calls Quicksilver to him, who is hungover and explains he got smashed at the party to celebrate Gertrude and Sir Petronel’s wedding. He staggers off to drink some more. Touchstone retires and listens to the conversation of Golding and Mildred which is exemplary for love and devotion. At this point Quicksilver staggers back on stage, positively drunk and asks first Golding, then Touchstone if he can borrow money.

Touchstone has had enough and throws him out, giving him his indenture and all other belongings. Very drunk, Quicksilver quotes the opening speech from Thomas Kyd’s Spanish Tragedy, then swears at Touchstone:

Quicksilver: Sweet Touchstone, will you lend me two shillings?
Touchstone: Not a penny.
Quicksilver: Not a penny? I have friends, and I have acquaintance; I will piss at thy shop-posts, and throw rotten eggs at thy sign.

As Quicksilver staggers offstage, Touchstone abruptly frees Golding from his apprenticeship, offers him a handsome dowry and promises to host a marriage feast even more spectacular than Petronel’s. Golding, modest and sober, demurs, saying it would be profligate and wasteful and he and Mildred will be happy to have a small ceremony with just Touchstone present, and then consume the cold leftovers from Petronel’s feast. Touchstone remarks that his daughter is now impatient to seat off Eastward to her knightly husband’s country pile.

Act 2 scene 2 At Security’s house. Security has a little soliloquy in which he introduces himself as Security, the famous usurer, who keeps people’s belongings, in this case the fine clothes of Quicksilver, who in the past has nipped in here to swap his prentice clothes for fancy togs to go meeting his gallant mates.

Enter hungover Quicksilver climbing into his swagger clothes. The notes explain the business relationship between the two: Quicksilver pretends friendship to city rakes and gallants, lends them money, then pretends to be in debt, persuades them to sign a bond for a commodity or an exorbitantly high-interest loan payable to Security, for which they are responsible. In other words, Quicksilver dupes his ‘friends’ into getting into deep debt with Security: which is why Security keeps his clothes and minds his affairs for him.

Security is married to a young woman, Winifred but has a sexy servant, Sindefy, ‘Sin’ for short, who comes bearing the rest of Quicksilver’s posh clothes. Quicksilver calls Security ‘Dad’. After lengthy speeches about how they rely on no trade, preferring to make money out of money, (which are designed, I think, to make the audience despise them) Security lays out their latest plan: Quicksilver will get Sir Petronel Flash into his debt. They’ve learned that Flash married Gertrude to get his hands on her inheritance, to convert it to cash and take ship for Virginia as a ‘knight adventurer’.

They devise a Plan: Gertrude has not yet gone down to the country to visit her husband’s (fictional) castle, but is still in London. Quicksilver will visit her and will help the introduction of Sindefy who will take on the character of a gullible young woman just up from the country – you can just imagine this will lead to an orgy of ridiculous social pretentiousness.

Just before they pack up, Security is called offstage by his wife (?) Winnie, leaving Quicksilver alone. Out of Quicksilver’s mouth oozes pure, malicious evil, as he insults Security behind his back and says he hopes to live to see dog’s meat made of his flesh. This sounds like Ben Jonson. It is exactly the tone of vicious hatred which animates Mosca in Volpone. Coming from the bonhomie of The Shoemakers’ Holiday, this kind of thing is like treading in dog poo.

Act 2 scene 3 Quicksilver is at Petronel’s London lodging as the latter prepares to set off. He wants to flee London to escape his wife, who he can’t stand. He readily admits he has no castle in the country, something Gertrude will shortly find out. With what I think of as typical Jonsonian heartlessness, Petronel hopes Gertrude will hang herself in despair.

Quicksilver persuades Petronel to stay and get Gertrude to sign over her inheritance, give it in bond to Security who will increase its value. Enter Gertrude now dressed grandly and swanking with grand manners, telling the men when to doff their hats and when to put them back on.

Security presents to her Sindefy, demurely dressed, and preposterously describes her as a simple country girl who intended to become a nun but has come up to the big city seeking advice. In her pretentiously lofty manner, Gertrude agrees to employ her as her personal maid.

Security invites Petronal to come and dine with him but Gertrude is hen-pecking him, and refuses to let him go, insisting they dine at home so she can quickly take him to bed. Quicksilver and Security make cheeky asides about her being bossy. Finally it is agreed that Petronel will visit Security the following morning.

Act 3 scene 1 The next morning at Security’s house, he has just given Petronel a fine breakfast feast. They exchange extravagant compliments, Security promising to make Petronel godfather to his first child, while Petronel gives him a diamond to give his first-born, and Security makes his young wife, Winifred, kiss him. Security’s lawyer, Bramble, has drawn up documents.

Enter the captain of the ship taking Petronel, Captain Seagull and Spendall who say they must haste and leave under cover since the ship is taken out in a false name.

Act 3 scene 2 An inn-yard where the harassed coachman and servant makes haste to prepare Gertrude’s coach. She is obsessed with being the wife of a knight and having a coach. Two city women, Mistresses Gaze and Fond, line up to watch the show and shout encouragement to Mistress Gertrude, who is accompanied by her mother, Mistress Touchstone, equally impatient to be a Great Lady.

Petronel himself arrives and asks her to wait, but she says she is impatient to decorate his castle for his arrival. Quicksilver also enters and tells Gertrude her father has just officiated at the wedding of Golding and Mildred. Gertrude is disgusted at her father for marrying her sister to a common apprentice: henceforth he (her father) will have to call her ‘Madam’.

Enter Touchstone, Mildred and Golding. Gertrude is appalled her sister got married in such a common hat. Touchstone disowns her for snobbery. Gertrude insults Golding for marrying her sister. Golding is tactful and considerate of his master.

Enter Security and his lawyers and they cozen Gertrude into signing away her inheritance, she thinking it’s a minor property in town and the money will be used to beautify the castle. She and Mistress Touchstone and Sindefy, her maid, depart in the coach. Petronel and Quicksilver discuss the very great disappointment Gertrude is going to have when she discovers he has no castle – but by then Petronel will have fled the country.

Petronel expects Security to bring him the money they’ve discussed at Billingsgate. There then follows a complicated sequence during which Petronel reveals to Security that he is in love with the wife of Security’s lawyer, Bramble. He would like, as a favour, Security to take Bramble out for a drink, while he steals Bramble’s wife away. Security enters into the spirit of the plot and exits. Only then do Petronel and Quicksilver reveal that, while Security is out with Bramble, Petronel will steal away Security’s wife, Winifred. Quicksilver and Petronel are fretting about how to disguise her, when Security unexpectedly re-enters and says the best disguise will be his wife’s cloak and hands it over.

Act 3 scene 3 Captain Seagull and his men (Spendall and Scapethrift) are at the Blue Anchor tavern, Billingsgate, awaiting Petronel. His dim men ask about Virginia and Seagull confidently tells them the streets are paved with gold, says the expedition there of 1579 was a great success and the Englishmen intermarried with the natives.

Petronel arrives and they toast the success of the voyage. Security and Bramble arrive, impressed with the toasting and confidence of the crew. Quicksilver arrives with Security’s wife in disguise and wearing a mask. Petronel explains, ostensibly for the benefit of Bramble, that it is a cousin come to see him off who doesn’t want to be recognised in a low tavern.

She is crying and so Petronel asks Security, as a favour, to comfort her. This is designed to elicit howls of laughter from the audience, as Security is all unknowingly comforting his own wife, telling her she is well shot of ‘an old jealous dotard’ and will soon be in the arms of a young lover! About six times various characters make the joke that the ship is bound that night for Cuckold’s Haven, a real place, on the Thames below Rotherhithe.

Increasingly drunk, Petronel suggests to the company that they hold their farewell feast aboard Sir Francis Drake’s old ship, and they dance round the silent, disguised woman to celebrate the idea. Bramble tells Security the mystery woman is wearing Security’s wife’s clothes, but Security just laughs at him, confident that she is Bramble‘s wife – everyone in the audience, of course, laughing at him.

Security and Bramble go their ways but the rest of the company calls for a boat to take them to Sir Francis Drake’s ship, where they’ll get even more drunk, before setting off to be put aboard their final ship. The pub’s drawer watches them go, remarking that the tide is against them and a storm is brewing and it is a fool’s errand.

Act 3 scene 4 A very brief scene, just long enough for Security to return home, find his wife not there, discover that she is at Billingsgate, make the deduction that she is the mystery woman and is sailing with Petronel, and run off yelling for a boat.

THE STORM

Act 4 scene 1 Cuckold’s Haven There’s a storm blowing and the Thames is turbulent, A fellow named Slitgut is climbing up a tree at Cuckold’s Haven to attach cuckold’s horns to it, after an ancient tradition when he spies a ship going down in the river. He gives a running commentary of a man struggling through the waves who comes ashore and proves to be Security, who moans his wretched luck and crawls away. He has been crushed down to the earth.

The Slitgut sees another person wallowing in the weltering wave, a woman, and describes how she is rescued by a man who brings her to shore. It is the drawer from the Blue Anchor tavern who came down to visit a friend at St Katherine’s and he has rescued Winifred. She asks him to go fetch her bundle of clothes which she left at the pub, but begs him to keep quiet about her or it will ruin her reputation. A would-be whore, she has washed ashore by St Katherine’s monastery.

Next out of the water is Quicksilver, washed ashore capless by the gallows reserved for pirates. He bewails the fact the storm has sunk the ship and ruined all his plans.

Next to stagger ashore are Petronel and Seagull who are drunkenly, confusedly convinced they have washed ashore in France until two men passing by assure them they are on the Isle of Dogs and briskly make off, but not before making the joke that one of them (i.e. Petronel) looks like a thirty-pound knight.

I ken the man weel; he’s one of my thirty pound knights.

This is obviously written to be said in a Scots accent and was the most obvious bit of anti-Scots satire, which caused its authors to be thrown into gaol. Petronel and Seagull are now united with Quicksilver and all bewail their fate. They had not, in fact, made it as far as the main ship which was to take them to America, but worry that that ship will now have been seized (there was something illicit about it which I didn’t quite understand).

Petronel is all for giving in, but Quicksilver suddenly changes the subject by declaring he has the specialist knowledge to make copper look like silver: he’ll restore their fortunes yet. The other two adore him and they depart.

Enter the Drawer and Winifred now dressed in dry clothes. He has brought her near to the pub where he works, and very nobly leaves her to continue alone i.e. uncompromised by being seen with a strange man. Which is when she bumps into her husband, Security! Quickly Winifred ad libs and lies that she has come out expressly to look for him, that she was fast asleep when he returned to see her (at the end of act 3) and his shouting stirred her and she was about to call back but he ran off in such a hurry. Thus, lying her head off, she is restored to her husband and he ends up apologising, promising that every morning he will go down on his knees and beseech her forgiveness. They exit.

At which point Slitgut, who has been up his tree watching each of these encounters, climbs down saying he won’t continue the ridiculous pagan custom, and bids the cuckold tree farewell.

Act 4 scene 2 A room in Touchstone’s House Touchstone has heard that Petronel and Quicksilver’s ship was sunk. He tells us he has also heard that his ungrateful daughter, Gertrude, and his wife and the maid, discovered there was no castle anywhere and so ended up sleeping in the famous coach until they crept back to London, repentant.

Golding appears and in his guileless way reports that he has been voted Master Deputy Alderman. He had already been taken into the livery of his trade, so Touchstone is thrilled that he is progressing in his career and doubts not that he will soon be more famous than Dick Whittington.

Then Golding tells Touchstone that the rascally crew were shipwrecked as they took a ferry boat down towards Blackwall, were washed ashore and are returning in dribs and drabs to London and Golding has organised a reception committee of constables. Touchstone’s reaction is what I think of characteristically Jonson, and the reason I didn’t like this play:

TOUCHSTONE: Disgrace ’em all that ever thou canst; their ship I have already arrested. How to my wish it falls out, that thou hast the place of a justicer upon ’hem! I am partly glad of the injury done to me, that thou may’st punish it. Be severe i’ thy place, like a new officer o’ the first quarter, unreflected.

Revenge, the fiercer and severer the better, is the Jonson theme. A mood continued when Gertrude and her mother and Sindefy enter. Mistress Touchstone is thoroughly mortified by the discovery that Petronel was a liar, but Gertrude remains comically obstinate, persisting in the belief she is a lady and owes nothing to her father who ought to bow to her. She flounces out.

A constable enters to announce the arrival of Petronel and Quicksilver. Touchstone is gleeful. He insists that Golding (in his new rank of deputy alderman) judges the rascals. The Shoemakers’ Holiday was about forgiveness and festivity. Eastward Ho! is about judgement and punishment. Golding lays out the accusations against both Petronel and Quicksilver in detail, and is seconded by a vengeful Touchstone. Then they instruct the constable to take them away pending further judgement.

Act 5 scene 1 At Gertrude’s lodgings Gertrude and Sindefy bewail the hard times they’ve fallen on. Gertrude has pawned her jewels, her gowns, her red velvet petticoat, and her wedding silk stockings and all Sin’s best apparel. She wishes she could sell her ladyship. She fantasises about finding a jewel or gold in the street, anything which could save her from poverty.

Her mother enters and laments all her ambitions and decisions to become a lady, but Gertrude blames her and asks how much she’s stolen from her cursed father. But she weeps bitterly. It’s not a funny scene. Eventually Mistress Touchstone advises that she goes and throws herself on the mercy of her good sister Mildred.

Act 5 scene 2 Goldsmith’s Row Wolf comes who is a gaoler of ‘the Counter’ where Petronel, Quicksilver and Security are imprisoned. He has brought letters from them begging for help and then describes their reformations. Touchstone is tempted to forgive but exists rather than give way to pity. Golding, true to his immaculate character as Good Man gives Wolf some money and messages of hope to take back to the prisoners.

Act 5 scene 3 The Counter i.e. prison. Lawyer Bramble visits Security who has gone half mad in captivity and can’t stand the light. Two anonymous gentlemen comment on the extent of Quicksilver’s reformation, who gave away all his fancy clothes, has penned a wonderful apology for his life and helps the other prisoners write petitions.

Wolf arrives back from Golding with the message of hope and a little money. Quicksilver has completely changed. He genuinely thanks Golding, then asks Wolf to distribute the money to other prisoners. The two gentlemen who have observed this noble gesture, remark on Quicksilver’s reformation.

Next, Golding himself arrives in disguise. He has a Plan. He asks Wolf to let him into the prison, then take his ring to Touchstone and say that he, Golding, has been imprisoned for a debt to some third party, can he (Touchstone) come quickly. Then they will work some kind of resolution. Wolf agrees, lets Golding into the prison, sets off with the message to Touchstone.

Act 5 scene 4 Touchstone’s house Mildred and Mistress Touchstone try to intercede on behalf of Gertrude but Touchstone insists his ears are stoppered like Ulysses’ against the sirens. Until Wolf arrives with the token, with Golding’s ring, which Touchstone recognises and instantly promises to come to his aid.

Act 5 scene 5 The Counter Touchstone enters with Wolf. Petronel and Quicksilver enter, and a prisoner and two gentlemen are present to listen to Quicksilver’s sincere and moving song of repentance. It’s a long doggerel poem and various bystanders applaud, ask for more and, at every interval. In an aside, Touchstone tells us that his hard heart is melting. By the end he is quite convinced of Quicksilver’s reformation and forgives him. He goes bail for Quicksilver, Petronel and half-mad Security and they are all released.

Gertrude, Mildred, Mistress touchstone, Sindefy and Winifred all arrive i.e. all the main characters are on stage. Gertrude finally repents and asks Touchstone’s forgiveness, and also her husband’s forgiveness and he begs her forgiveness for deceiving her. Is anything missing? Only that Quicksilver should marry his punk, Sindefy, and make a decent woman of her. Which he instantly volunteers to do.

Bad tastes

I didn’t like this play for at least three reasons:

  1. The contrasts set up right at the start between Dutiful Daughter and Haughty Daughter, and Conscientious Apprentice and Spendthrift Apprentice, feel too mechanical, to put it mildly. Like many other aspects of the play the characters of Golding, who is Peter Perfect, and Mildred, who barely exists as an individual, feel schematic and lifeless.
  2. The rascal characters are all too inevitably riding for a fall and, when they hit it, are judged very inflexibly and harshly. They don’t just fall, they are crushed into the dirt and ground underfoot, reduced to miserable penury in prison. Security goes mad. The harshness of their fate feels cruel.
  3. And at countless incidental moments along the way, the characters are vile. Gertrude’s haughtiness to her father is meant to be funny, but can easily be read as just horrible. Much worse is the way Quicksilver and Security conspire against Petronel, but then Quicksilver and Petronel conspire against Security. They’re all scum. The basic attitude was epitomised for me by the way Petronel said that, once his deceived wife discovers there is no castle, she will be so angry, that she’d be doing Petronel a favour if she hanged herself. A kind of Tarantino level of heartlessness and hate underlies the whole thing. It left a bad taste in my mouth.

The quality of justice

Feels contrived. The rascals’ repentances have no real psychological validity. Gertrude in particular is a bitch up to the last moment – and believable and funny as such, probably the funniest character in the play – till she suddenly turns up in prison right at the last minute, a changed woman. It is literally unbelievable.

In my opinion there is something necessarily shallow about Jonson’s entire view of human nature, shallow and extreme. He sees people as viciously cynical and wicked right up to the last few pages… when they suddenly undergo miracle conversions. The cynicism is unpleasant and the conversions are insultingly shallow and contrived.

But the cardboard stereotypes are an inevitable result of the strictness of his theory of comedy. He thinks comedy should hold up folly and vice to ridicule. But this is a very ideological and schematic ambition, and explains the metallic inflexibility of the play. The precise details may be unpredictable but the ultimate outcome – the crushing humiliation of the rascals and fools – is never in doubt and feels profoundly unconvincing.

As C.G. Petter points out in his introduction to the New Mermaid edition of the play, there is a marriage at the play’s end, the rather tediously inevitable requirement of any comedy – but it is the marriage of an upstart social pretender (Quicksilver) to a whore (Sindefy) whose dowry is paid by a usurer (Security). Gertrude and Petronel’s marriage is a sham from the start, he only marries her for her money. And the marriage of Golding and Mildred in the first act has absolutely no romance or emotion about it whatsoever because it is the union of two wooden puppets.

The intellectual and psychological crudity of so much of this is typified by the thumpingly crude final moral, delivered by Touchstone. Having forgiven Quicksilver after the latter has read out his very poor, doggerel poem of repentance, Touchstone offers Quicksilver decent clothes to change into from his prison rags. But the newly penitent Quicksilver nobly turns down the offer, preferring to walk through the streets of London in his prison clothes to set an example to the children of Cheapside. At which Touchstone intones the final lines of the play:

TOUCHSTONE: Thou hast thy wish. Now, London, look about,
And in this moral see thy glass run out:
Behold the careful father, thrifty son,
The solemn deeds which each of us have done;
The usurer punish’d, and from fall so steep
The prodigal child reclaim’d, and the lost sheep.

Could anyone seriously expect that plays as wooden and contrived and stereotypical and obvious as this could be expected to ‘reform’ vice and folly? What a ludicrous idea. They’re a night out at the theatre, full of jokes, lots and lots of sexual innuendo, absurd farce, ironic reversals, sentimental speeches and a big round of applause at the end.


Related links

Elizabethan comedies

Art

Restoration comedies

17th century history

The Double Dealer by William Congreve (1693)

‘I will deceive ’em all, and yet secure myself…This double-dealing is a jewel.’
(thoughts of the Double Dealer himself, the villainous Jack Maskwell)

After the smash hit success of his first play, The Old Bachelor, Congreve quickly followed up with his second play, The Double Dealer, performed later the same year (1693).

It is an experimental play, quite a bold move for a young man of 23. What makes it experimental is that the action is set almost entirely in just one place, namely A gallery in the Lord Touchwood’s house, with chambers adjoining.

In the dedication to the printed version of the play, Congreve explicitly says he set out to observe Aristotle’s three unities, unity of time and place and subject matter, to produce what he describes as ‘a true and regular comedy’.

The so-called unities derive from Aristotle’s work The Art of Poetry or Poetics, written around 335 BC. In this text Aristotle analysed the successful plays of ancient Greece to see what they had in common and deduced some common features they shared, that:

  • most of them concern just one subject uncluttered by sub-plots or digressions
  • they all take place in one location
  • and they all tale place in the space of at most a day, often often in ‘real time’ i.e. over the same amount of time that the play takes to perform and watch i.e. about three hours.

In Aristotle’s book these three ‘unities’ are the results of an empirical analysis of the plays that had been written up to his time. In the hands of later critics and theorists they were turned into ‘rules’ which good drama must obey, especially in France and especially in the 17th century.

And it was from contemporary French writers that Congreve took the idea of the unities and, indeed, some of these French critics (le Bossu, Rapin and Dacier) are mentioned in the play itself – albeit the reference is given to the pretentious bubblebrain Lady Froth and so played for laughs. (I wonder whether this is because the idea was seen as frenchified and pretentious…)

Anyway, in the dedicatory letter to the printed edition, Congreve is explicit about his wish to fulfil them, saying he ‘was resolved to preserve the three unities of the drama’. The Double Dealer is a playwright’s experiment at using Aristotle’s three unities in the composition of a Restoration comedy.

We’ve mentioned how The Double Dealer fulfils unities of time and place (almost all set in the long gallery at Lord Touchwood’s house, and taking place on just one evening) – but the unity of subject matter?

The classic Greek plays were extremely sparse and pure. Restoration comedy, by contrast, made a virtue of building up a labyrinth of complex plots and sub-plots, with the characters themselves hatching schemes, putting on disguises, and carrying out endless cons and scams. So you’d have thought that unity of subject was a non-starter for a playwright working in the genre Congreve was engaged in, yet that is not his opinion.

I made the plot as strong as I could because it was single, and I made it single because I would avoid confusion, and was resolved to preserve the three unities of the drama.

Is it single? Maybe he’s referring to the way everything in the plot stems from just one event, the planned marriage – the next day – of Mellefont and Cynthia, and the way the play then proceeds to engender numerous plots (and counter-plots) they all spring, at root, from that one theme.

Well, so much for the theory he expounds in the preface – how much does it work in practice?

CAST

Men
Maskwell, a villain; pretended friend to Mellefont, gallant to Lady Touchwood, and in love with Cynthia
Lord Touchwood, uncle to Mellefort
Mellefont, promised to, and in love with Cynthia
Careless, his friend
Lord Froth, a solemn coxcomb
Brisk, a pert coxcomb
Sir Paul Plyant, an uxorious, foolish old knight; brother to Lady Touchwood, and father to Cynthia

Women
Lady Touchwood, in love with Mellefont
Cynthia, daughter to Sir Paul by a former wife, promised to Mellefont
Lady Froth, a great coquette; pretender to poetry, wit, and learning
Lady Plyant, insolent to her husband, and easy to any pretender

Music

As with The Old Bachelor, the incidental music and settings of songs were written by Henry Purcell.

NB Scene divisions The Penguin paperback edition of the four plays of William Congreve is very light on scene division, dividing acts into 2 or 3 scenes at most, based on a change of location.

By contrast, the Project Gutenberg online edition – which is itself a facsimile of the edition edited by critic G.S. Street at the very end of the 19th century – indicates the start of a new scene every time the personnel on stage change i.e. when anyone exits or enters. Since people are continually coming and going in Restoration comedies, this means there can be as many as 25 ‘scenes’ in each act.

To begin with I summarised the play just in paragraphs addressing the main plot or character developments. But in Act 4, I switched to using Street’s notation, copying his ‘scene’ numbers, even when they indicated that a character was alone onstage for only a couple of sentences.

I did it as an experiment to see if it makes my text more or less readable. I think it makes it slightly more disjointed and maybe harder to read. On the other hand, it means the reader (you) gets definitive information about who is on stage, or leaving or entering, at every moment of the play.

Which layout do you prefer?

Act 1

Introduces the location – A gallery in the Lord Touchwood’s house, with chambers adjoining – key characters and the set-up. A formal dinner is taking place.

Male characters Mellefont is the male lead. His sidekick is Careless. There is a shallow fop who fails to see how crude and tactless he is, named Brisk. Lord Touchwood, whose home they’re in, is Mellefont’s uncle. Mellefont is engaged to the daughter of Sir Paul Plyant, who is a guest at the dinner. They are scheduled to be married the following morning. Other male guests include the pert coxcomb Brisk and the solemn coxcomb, Lord Froth (‘But there is nothing more unbecoming a man of quality than to laugh; ’tis such a vulgar expression of the passion; everybody can laugh…when I laugh, I always laugh alone.’) And also there is a fellow rake on Mellefont and Careless’s level, Jack Maskwell.

Female characters The ladies attending the dinner are Lord Touchwood’s wife, who has a secret passion for Mellefont. Cynthia, the daughter of Sir Paul Plyant who is engaged to Mellefont. Sir Paul’s wife and Cynthia’s mother, the lascivious Lady Plyant, and the solemn coxcomb Lord Froth’s wife, the pretentious Lady Froth.

The play opens with Mellefont following Careless out into the gallery. Dinner is over. The menfolk are in one room, presumably the dining room, while the women have retired to another room at the end of the gallery for tea and gossip.

Careless is fed up of the men’s guzzling and senseless words and so was going to pay the women a visit. Mellefont catches up with him and says he has something important to tell him but at exactly that moment they are interrupted by Brisk who has also followed Careless from the dining room and now makes a display if thinking himself a grand and clever fellow, using elaborate metaphors which he then points out – which the other two put up with, and the audience laugh at, till he’s dispatched back to the dining room.

It’s very important to all these plays that the lead characters are established as being on an upper plane of wit and sophistication. They all use the same technique to establish this which is to include at least one pretentious, high-falutin and idiotic fop to show how not to do it – how wit and style easily degenerate into clever-clever mannerisms and pretentious speech which at the same time fails to understand what is going on. In a way it’s a most important dynamic than the more obvious one of that between the sexes. Through this simple device the audience is invited to identify with the two clever lead figures (it’s always two, the minimum number which allows dialogue) and to share in their mocking scorn of the stupid fop figure.

The plays are designed to make the audience feel superior and clever.

Mellefont reveals that Lady Touchwood came to his bedroom and made an advance to him, which he rejected, since when she has taken a furious hatred of him and is doing everything she can to undermine his reputation with Sir Paul, his prospective father-in-law. Therefore Mellefont asks Careless if he will woo Lady Plyant to take up her time and ensure she isn’t influenced against the marriage by wicked Lady Touchwood. Lord and Lady Froth will be too busy admiring each other and the idiot Brisk. Mellefont will keep an eye on his uncle, Lord Touchwood, and Jack Maskwell has promised to keep a watch on Lady Touchwood.

But as his name, and the cast list, indicate, Maskwell is ‘a villain’ working directly against Mellefont’s interests, who is prepared to egg on Lady Touchwood’s malice, because he himself is in love with Mellefont’s fiancee, Cynthia. Though Mellefont thinks he is a trusted friend, Careless quickly explains that he (Careless) doesn’t like him (Maskwell) and suspects him of conspiring with his Aunt, Lady Touchwood.

So, in just the first few minutes of the play, Congreve has established all the characters, their relationships, the baddies’ scheme against him and his counter-plan. It reminds me of the game of strategy, Risk. You feel some kind of process flow diagram is required to capture not only the relationships, but the flows of energy, of ‘hate’ and ‘love’ and the elaborate scheming.

The other menfolk join Mellefont and Careless in the gallery, Sir Paul and Lord Touchwood drunk and reel off to see the women, leaving Brisk and Lord Froth to display their pretentiousness and folly to the two male leads e.g. Lord Froth goes to plays solely not to laugh at them and thus mock the authors. Which Careless says is idiotic, and they then debate what is meant by wit. Then go off to join the ladies

Enter Lady Touchwood and Maskwell, in effect The Conspirators. She is livid with him. He is sly. It becomes clear that, on the rebound from Mellefont’s rejection, hot and indignant, she allowed Maskwell to sleep with her, or:

MASKWELL: I pressed the yielding minute, and was blest.

Thus – as Lady Touchwood sees it – degrading her and betraying his patron, Lord Touchwood, her husband, who has sponsored Maskwell’s rise.

At his words Lady Touchwood quickly flares up into a fury, pacing up and down, and Maskwell keeps having to wait for her to calm down. Maskwell shrewdly sees that what lies at the root of her fury is her ongoing unrequited passion for Mellefont. She loves him and hates him at the same time. Maskwell vows to help her by breaking off Mellefont’s match with Cynthia to which she greedily agrees.

Maskwell tells her he has a Cunning Plan. Lady Touchwood must persuade Lady Pliant that Mellefont is secretly in love with her. Do this, and more of the plan will follow… They exeunt.

Act 2

Lady Froth (dim) and Cynthia (Mellefont’s clever fiancée). Froth is comically pretentious and patronising.

LADY FROTH: For sure my Lord Froth … wants nothing but a blue ribbon and a star to make him shine, the very phosphorus of our hemisphere. Do you understand those two hard words? If you don’t, I’ll explain ’em to you.
CYNTHIA: Yes, yes, madam, I’m not so ignorant. —At least I won’t own it, to be troubled with your instructions.  [Aside.]

In this scene Lord and Lady Froth get ample room to display their nauseatingly self-satisfied love for each other, they praise Brisk for his infinite wit, and generally preen and show off to each other. Lady Froth writes, poems and plays, she has even now completed an epic poem titled The Syllabub, a play on words given that her husband’s name is Froth.

These scenes powerfully convey the sense that ‘we’ – the Truly Tasteful – are adrift in a sea of fools.

They push off, leaving the stage to the two young lovers, Mellefont and Cynthia, who proceed to demonstrate that they are intelligent, level headed and, above all, equal in the cut and thrust of witty conversation. They compare marriage to a game of bowls, or a game at cards.

Into this civilised conversation intrude Lord and Lady Plyant, the former hopping mad because he thinks Mellefont is using Cynthia as a pretext (‘a stalking horse’) to seduce his wife, Lady P. Both are outraged and insist on taking Cynthia away from this snake in the grass. Mellefont instantly detects the malign hand of Lady Touchwood.

Leaving Lady Plyant and Mellefont alone. The comedy in this scene comes from the way Lady Plyant starts out outraged and scandalised at what they’ve been told of Mellefont fancying her, but then slowly dwells on the weakness of the flesh, and of course she is attractive, very attractive, and so, well, nature must take its course:

LADY PLYANT: I know love is powerful, and nobody can help his passion. ’Tis not your fault; nor, I swear, it is not mine. How can I help it, if I have charms? And how can you help it, if you are made a captive?

Lady Plyant becomes increasingly confused about her own attitude, then, as other characters approach, flees.

Mellefont soliloquises that this complication – the red herring that Mellefont fancies Lady Plyant – is his aunt’s doing sure enough – yet it is a relatively simple ruse, ‘a trifling design’. Surely there is more behind. A suspicion which echoes Maskwell’s earlier explanation to Lady Touchwood that he has ‘a stronger plot’.

Enter Maskwell. He feigns hearty friendship with Mellefont and proceeds to tell him most of the truth i.e. Lady Touchwood is conspiring against her marriage and has asked him, Maskwell, to be her tool, to conspire to cancel the marriage, in reward for which he, Maskwell, will receive Cynthia.

Mellefont is innocently grateful to ‘his friend’ and asks for details but Maskwell says people are coming. Return in an hour and he will explain everything. Mellefont exits.

Maskwell delivers a soliloquy, much like one of Iago’s soliloquies, explaining his ideology i.e. all’s fair in love and war, and lying and cheating appear the same to the external viewer as truth and honesty.

MASKWELL: Treachery?  What treachery?  Love cancels all the bonds of friendship, and sets men right upon their first foundations.

Most of the poems and songs in these plays are conventional jingles, but he delivers a quatrain which has genuine psychological power:

Why will mankind be fools, and be deceived,
And why are friends’ and lovers’ oaths believed,
When each, who searches strictly his own mind,
May so much fraud and power of baseness find?

Act 3

Lord and Lady Touchwood during which the Lord finds Lady all too quick to believe bad things of Mellefont and wanting to call the marriage off. He suspects her. She moves to overcome this doubt by going on to say that Mellefont made a pass at her too, only a few days ago, it was probably nothing… and so cunningly infuriating Lord Touchwood till he vows to strip Mellefont naked and throw him out in the street. She pushes him into a side room.

Enter Maskwell and he and Lady Touchwell continue with their conspiracy i.e. they must continue to work on Lord Touchwood and not let his anger to Mellefont cool. Maskwell tells her to tell Lord Touchwood that he (Maskwell) is a good friend to Mellefont, but tried to restrain his passion for Lady T, and vowed he would tell Lord T next time Mellefont told him he was about to make another pass at her. Lady Touchwell agrees, but in an aside Maskwell tells the audience this manoeuvre will also allow Maskwell to cheat Lady Touchwood – the person he’s talking to at that moment. What a bad man!

Lady Touchwood departs to continue playing on Lord Touchwood’s anger at Mellefont. They arrange to meet back up at 8pm that night.

Maskwell has a soliloquy in which he thinks aloud how difficult it is to keep up a pretence of passion for Lady Touchwood who now bores him. He makes the cynically unpleasant point that pretending passion is easy enough in the build-up sex, ‘before fruition’ – but afterwards much harder.

Along comes Mellefont and Maskwell outlines a cunning plan to him. He explains that Lady Touchwood – as payment for Maskwell fouling up the marriage of Mellefont and Cynthia – has offered him, Maskwell, her body. He is to go to her apartment at 8pm to ravish her. Now – how about Mellefont comes along a little after and catches them about to have sex? Maskwell will run out a back passage, leaving Mellefont to confront Lady Touchwood with her attempted adultery. She will have to comply with his wishes, and they will be to cease and desist putting obstacles in the way of his marriage to Cynthia.

Mellefont overflows with gratitude to Maskwell, promises to rendezvous with him at 7.45 tonight, Maskwell exits.

Careless joins Mellefont and tells him how his wooing of Lady Plyant is going i.e. he’s struggling, she goes on and on about her virtue, and they both laugh and what a hen-pecked husband she has made out of Lord Plyant.

At which point Lord and Lady Plyant enter. It becomes clearer than ever that Lady P really henpecks, badgers and humiliates her husband in public. A boy brings a letter. He goes to give it to Sir Paul but Lady P insists she receives it. Just one of the ways in which the normal hierarchy of male authority is undermined in their marriage.

While she opens the letter, Sir Paul laments to Careless that he has a fine estate, town houses and so on, but no heir. Surely that is easy to remedy, says Careless. No, alas, replies Sir Paul, his wife will only let him touch her once a year, if then. In fact they go on to describe the way Sir Paul lets himself be swaddled in blankets like a baby before bed-time to render him utterly incapable of movement, let alone seduction.

Presumably this is meant to be comic, and the audience is meant to fall about at Sir Paul’s pathetic figure, but it comes across on the page as rather sad. The comic patter continues to its logical conclusion, which is Lord Plyant wishing Careless could help him to achieve a male heir. Well, says Careless, I may be able to help you out there…

Enter Lord Froth and Cynthia. Lord Froth is the fool who has a downer on anyone laughing, such a vulgar habit! Cynthia humours the old fool.

Boy enters with another note, Sir Paul tries to interrupt Lady Plyant but she is deep in conversation with Careless, who says aside to Lord Plyant that he is managing the matter they talked of – i.e. Sir Paul thinks Careless is somehow wrangling Lady P into having sex with her husband, whereas we realise Careless is chatting her up to at least give her the impression he wants to have sex with her. Or does he want to have sex with her? And is Sir Paul in fact, genuinely encouraging Careless to do so?

Exit Sir Paul. Enter Brisk and Lady Froth. She, if you remember, fancies herself as a writer, so they enter discussing the merits of scenes in her epic poem, a passage designed to expose their ignorance and lack of taste so the audience can laugh at them. They join with Lord Froth in ridiculing some acquaintances, Lady Whiffler, Mr Sneer and Sir Laurence Loud.

In an aside Cynthia says she has realised there’s no-one so stupid as can’t find even stupider people to mock and condemn. She often makes remarks like this, choric comments on the action.

A chair has arrived in which apparently is conveyed Lady Froth’s daughter. It is indicative of her vain pretensions that she has named her daughter Sapho (after the ancient Greek poet) and very publicly claims she can’t be without seeing her every two hours or so. For some reason, giving children pretentious names reminded me of Posy Simmonds’s cartoon strip, Posy, mocking middle class pretensions. Three hundred years separate the two. Nothing really changes.

Act 4

Mellefont and Cynthia. I find them an attractive couple. Neither is cheating or deceiving the other. They speak as complete equals without recourse to all the insults common in Restoration comedy. They contemplate running off and marrying for love, damn the fact that she’s an heiress (aha). Then she says no, but to prove his devotion, she is counting on Mellefont bringing Lady Touchwood to heel.

They exit and give way to Careless and Lady Plyant. If you remember, Mellefont asked his friend Careless to seduce Lady Plyant so as to prevent her listening to and becoming part of Lady Touchwood’s campaign to derail Mellefont’s marriage. This scene is designed to show Lady Plyant’s wordy self-regard, which is quite funny, but the real comedy lies in Careless adopting and exaggerating the rhetoric of a devoted lover, interspersed with exasperated asides to the audience complaining about how difficult it is to keep up this charade.

Finally, after reams of loverly doggerel, Lady Plyant breaks and weeps at his loverly devotion – at which point Careless tells the audience he’s struggling not to burst out laughing. At which point Sir Paul appears with his daughter, Cynthia. Careless quickly hands Lady Plyant a love letter and scarpers.

Now, you may remember that Lady Plyant had caused a great fuss when she accused Mellefont of making a pass at her. Now she changes her tune. Now she declares it was an honest mistake on her part, she believes Mellefont is honourable, and when her husband pushes her on the subject, says she believes so because Mr Careless has told her so. Smart Cynthia immediately see her (step)-mother is in love with Careless, and has changed to her (Cynthia’s) side i.e. supporting the marriage of Cynthia and Mellefont – because Careless has asked her to.

Now Lady Plyant asks for that letter which Sir Paul received in the last act. She wants to read Careless’s love letter under pretence of reading Sir Paul’s. As you might expect it is full of lovey expressions but when she goes to return Sir Paul’s letter to him, she gives him Careless’s love letter by mistake!

Brisk arrives to say there’s music and dancing in the hall and can they please release Cynthia to go dance and also, could Sir Paul send Careless to the dancing if he meets him. Sir Paul promises and exits.

Brisk, by himself, soliloquises, telling us he is love with Lady Froth and fussing and fretting about what to say to her.

Enter Lady Froth for a ridiculous comic scene in which they both declare their love yet mock each other, incapable of taking themselves or the situation seriously. They embrace and at that precise moment her husband, Lord Froth, enters.

Scene VII Thinking quickly, Lady Froth converts the embrace into practicing the country dancing which even now is taking place in the main hall. Lord Froth is momentarily jealous then realises they are dancing and relaxes. A bit. Still suspicious.

The scene contains a particularly crude piece of double entendre. Embroidering on her excuse, Lady Froth asks her husband if he will practice dancing with her.

LADY FROTH: Shall you and I do our close dance, to show Mr. Brisk?
LORD FROTH: No, my dear, do it with him.
LADY FROTH: I’ll do it with him, my lord, when you are out of the way.

You can well imagine the arch way an actress can deliver that line to the audience which roars with laughter, 330 years ago, as today. They all exit.

Scene VIII Enter Lady Plyant and Careless. Now we see the denouement of the mistaken letter gag. Lady P just has time to tell Careless she’s given her husband Careless’s love letter before…

Scene IX he enters, reading the letter which makes it perfectly plain Careless is scheduled to rendezvous with his wife that night and plough her. He is incensed and very bitter that he has spent three years being swaddled up every night, while his wife is all the time arranging for him to become a cuckold.

Scene X However, Careless has had time to come up with a cunning plan and Lady Plyant now enters, asks her husband if he has read this outrageous letter, and turns the tables by asking whether he – Sir Paul – was complicit in this scheme to debauch her? Eh? Eh? And Sir Paul is so hen-pecked that she brilliantly succeeds in persuading him that she is the wronged party, insists she will ask for a divorce. Because of course, Sir Paul did ask Careless to melt his wife, so he feels somehow responsible.

There’s a little exchange which makes it clear that, as punishment, not only will Sir Paul be utterly swaddled again tonight, as usual, but his right hand which is usually kept free so he can… will also be bound in cloths. So he can what? Pee, presumably, Surely. Lady Plyant storms impressively out.

Scene XI Enter Careless. The audience now sees Careless spinning elaborate excuses. He says he tried to talk Lady Plyant into being more amenable to her husband, then pretended to be in love with her and her, then went to the lengths of writing her a love letter. He promises to report back if it has any effect, but laments that she is a tower of chastity! This is an impressive story and Sir Paul falls for it, rejoicing in his wife’s virtue.

Scene XII Mellefont and Maskwell. It’s 7.45pm. Maskwell tells Mellefont to sneak into Lady Touchwood’s chambers so as to be ready to leap out apparently catching her in the act of being unfaithful with Maskwell, thus putting himself in a position to make her stop trying to undermine Mellefont’s marriage. Got it?

Scene XIII Maskwell soliloquises, explaining that he has an ‘after game’ to manipulate the situation further.

Scene XIV Enter Lord Touchwood. Maskwell plays him, playing up to what Lady Touchwood told her husband, namely that Maskwell knew about Mellefont’s wish to ravish Lady Touchwood, but tried to stop him. Maskwell plays the loyal friend who doesn’t want to betray his best friend, but… says he had hoped it was a one-off indiscretion, but now finds Mellefont resolved in his villainy. Prove it! says Lord Touchwood. And now we see why Maskwell has arranged for Mellefont to be in Lady Touchwood’s chambers. Maskwell tells him to meet him 15 minutes hence outside Lady Touchwood’s chamber and he will give the lord the proof he requires. Touchwood agrees and they part.

Scene XV Mellefont hiding, wishes Lord Touchwood were her to see his wife debauched by Maskwell.

Scene XVI Enter Lady Touchwood saying Maskwell is late. She is expecting simply to have sex with him.

Scene XVII Enter Maskwell apologising for being late. They start to kiss, at which moment Mellefont leaps out from behind an arras, Lady Touchwood screams, Maskwell runs out the back door.

Scene XVIII It takes Lady Touchwood a while to calm down during which she and Mellefont converse in a relatively high-flown tragic register, he recommending her to Christian penitence, she talking about hell and damnation. All a bit damned serious, what. Finally they reach the stage Mellefont wants, which is for Lady Touchwood to repent and say she will put no more barriers in the way of Mellefont’s marriage to Cynthia.

Scene XIX Maskwell softly lets Lord Touchwood in through the door.

Scene XX Lady Touchwood sees Lord Touchwood in hiding. Suddenly she realises she can switch the situation to her own advantage. Suddenly she starts struggling with Mellefont and begging him not to ravish her. He thinks she’s gone mad until Lord Touchwood leaps out of hiding and runs towards him with his sword raised.

Lady Touchwood virtuously holds her husband back, claiming Mellefont knows not what he does. Mellefont realises he has destroyed his own case, and becomes almost delirious. [This all feels a lot more like a tragedy than a comedy.] When Touchwood’s back is turned Lady T grins at Mellefont and makes the horn symbol behind her own husband’s back. God, she has totally totally triumphed and Mellefont is driven to paroxysms of frustration as they exeunt.

Scene XXI Mellefont soliloquises with an intensity which recalls Hamlet.

Oh, I could curse my stars, fate, and chance; all causes and accidents of fortune in this life!

Even at this nadir of his fortunes he believes Maskwell is his friend and they had a good plan and it’s just bad luck that it went wrong.

Act 5

Scene I Lady Touchwood is blessing her good fortune that her husband happened to enter the chamber at that moment, Maskwell enthusiastically agreeing, although we know it was his doing.

Scene II Lord Touchwood approaching, Lady T exits. Maskwell has a brief soliloquy saying he will manage Touchwood.

Scene III Seeing Touchwood in earshot Maskwell delivers a fake-honest monologue in which he berates himself for being false to his friend in order to be virtuous and help Lord Touchwood. In case I haven’t emphasises this, remember that Maskwell owes his place in the world, i.e. position and money, to Touchwood’s support.

It works perfectly. Persuaded of his saintly virtue, Touchwood comes forward and declares that he will blast Mellefont from the family, and put Maskwell in his place. Maskwell feigns being overcome and then says there is one last thing to make his happiness complete… Cynthia’s hand in marriage? says Touchwood. He will arrange it with Sir Paul. He exits.

Scene IV Maskwell alone realises a) his scheme has totally succeeded but b) if either Mellefont or Lady Touchwood hear about his betrothal to Cynthia they will both immediately realise he’s been gulling them and will unite against him. He must be cunning. He must mix a lot of truth with his lies. The best deceits are the almost true ones.

No mask like open truth to cover lies,
As to go naked is the best disguise.

Scene V Enter Mellefont and Maskwell makes haste to tell him the complete truth, that Lord Touchwood has appointed Maskwell his heir and affianced him to Cynthia, but claims he wants none of it, and says he has a cunning plan. They go off to find Cynthia.

Scene VI Cut to the scene in which Lord Touchwood tells Lady Touchwood his plan i.e. to make Maskwell his heir and marry him to Cynthia. Lady Touchwood is appalled, specially when Lord T tells her Maskwell himself told him how in love with Cynthia he is. Lady T is furious. The rat!

Scene VII Lady Touchwood alone soliloquises. O villain! This isn’t at all funny, it has real tragic force:

What, have I been bawd to his designs, his property only, a baiting place?  Now I see what made him false to Mellefont.  Shame and distraction!  I cannot bear it, oh! what woman can bear to be a property?  To be kindled to a flame, only to light him to another’s arms; oh! that I were fire indeed that I might burn the vile traitor.

Scene VIII Enter Sir Paul. Lady Touchwood with Lady MacBeth hauteur calls him a fool and a cuckold which feeble Sir Paul takes to be a joke. He wants to find his wife to discuss the revolution in events i.e. Touchwood disinheriting Mellefont and replacing him with Maskwell. Lady T tells him that if he allows for the cancellation of the marriage and raising of Maskwell, she will tear his eyes out! He thinks she’s mad and goes off to find his wife to discuss the fate of their daughter (Cynthia).

Scene IX Maskwell reveals his cunning plan to Cynthia and Mellefont which is to arrange to borrow Lord Touchwood’s coach and six and elope with Cynthia, and the family chaplain to marry them. Or at least tell Touchwood that’s the only way he can gain Cynthia. He assures Mellefont he’s not actually going to do it – though of course he is.

Maskwell tells Mellefont that he, Mellefont, will dress up as the chaplain so the whole thing will be under his control. Both he and Cynthia are bamboozled by the complexity of the double bluff of the plan (as was I) but Mellefont agrees to meet in my lady’s dressing chamber. Mellefont exits.

Scene X Maskwell tells Cynthia he’s had second thoughts, He’ll meet her in the chaplain’s chamber on the corner of the gallery. She agrees but says you must tell Mellefont. Of course I will, says Maskwell, lying. She exits.

Scene XI Maskwell soliloquises the deep down the deceived want to be deceived. He told them exactly what the plan is yet neither of them smelt a rat. Now to recruit the chaplain or, as they seem to have been called in the aristocratic cant of the day, the ‘Levite’, in this case a Mr Saygrace.

Scene XII He knocks on the door of Mr Saygrace who opens it. There is some comedy about the chaplain’s garrulity but Maskwell now explains the plot. He has paid Saygrace to provide a clerical suit but sewn up the sleeves. They’ll now send the suit to Mellefont’s rooms. While he struggles to get into it Cynthia will arrive back, the room will be kept dark and Cynthia will be persuaded that Saygrace is really Mellefont. And so will accompany Maskwell down to the carriage and so be carried away and married against her will.

Saygrace is a small but perfectly formed example of the claim that Congreve gives every one of his characters distinctive speech patterns, e.g:

MASKWELL: Have you stitched the gown sleeve, that Mellefont may be puzzled, and waste time in putting it on?
SAYGRACE: I have: the gown will not be indued without perplexity.

Scene XIII Maskwell is with Lord Touchwood who tells him something has triggered Lady Touchwood and she has gone mad with rage, something about him, Maskwell. Damn, Maskwell had feared just this possibility – she’s realised how he has used her. Lord Touchwood is irked that his wife is disobeying him and wishes Maskwell’s marriage could be signed and sealed this evening. This falls perfectly into Maskwell’s wishes and he tells Lord Touchwood he has a cunning plan…

Scene XIV Enter Careless and Cynthia. Careless has seen and overheard just enough to realise Maskwell is concocting some wicked plan.

Scene XV Enter Mellefont, joining Careless and Cynthia. Careless tells him Maskwell is a villain and intends to betray him. Mellefont refuses to believe it. They all see Saygrace leaving his room with a bundle under his arm and the two men follow him.

Scene XVI Leaving Cynthia to encounter Lord Touchwood. Touchwood is musing to himself, surprised that Maskwell had such an intricate plan already worked out, and had arranged it with the chaplain. When she overhears the word chaplain, Cynthia really realises something is wrong. She begins to tell Lord Touchwood that here is betrayal but at that moment they hear the voices of Maskwell and Lady Touchwood from a nearby room.

Scene XVII Touchwood and Cynthia hide and witness the following scene: Lady Touchwood is so outraged by Maskwell’s betrayal she is holding a dagger and prepares to strike. But his impassive confident smile disarms her, she drops it and starts weeping, saying she never could resist him. Lord Touchwood is stupefied.

Lady Touchwood tells him why she was so angry – because she heard he was to marry Cynthia. Maskwell asks her how could he, who had enjoyed bliss in her arms, possibly choose any other woman? Listening to this Lord Touchwood splutters and chokes with anger.

Maskwell now tells Lady Touchwood that the entire plan has been to please her and prove faithful to her. How so? Well, explains Maskwell, he has told Mellefont to meet them in my lady’s dressing chamber. Well, Lady Touchwood should be there disguised as Cynthia, and accompany him down the stairs. When he realises it is her not Cynthia, he will be in her power and she can force him to love her. And if he won’t, she can stab him in the heart – and Maskwell gives her the dagger! He tells her to run and change. She is amazed at the cunning of his villainy and runs off.

Scene XVIII Maskwell soliloquises, overheard by Cynthia and Touchwood. He congratulates himself on his quick thinking and hopes out loud that Cynthia is ready at the meeting place. (She’s not; she’s still hidden onstage overhearing everything along with Lord Touchwood.) And exits.

Scene XIX Cynthia and Touchwood emerge from their hiding place. Touchwood is beside himself with rage and mortification. His wife the adulterer and Maskwell the villain! He vows to forgive Mellefont and to humiliate the baddies. Let’s round up the entire cast, he says, and bring them back here. Exeunt.

Scene XX A funny scene in which dim Sir Paul explains everything is topsy-turvy to Lord Froth who’s been having a nap. What’s topsy-turvy asks Froth, my wife? No no, says Sir Paul, she’s in the garden with Brisk. Doing what? Laying their heads together? What? Writing poetry, my lord, making couplets. WHAT? So it’s a little bit of comic relief between the tragic outbursts and the final scene.

Scene XXI Enter Lady Froth and Brisk, greeting her husband and unwittingly continuing the rude double entendres when she says she has been lying on her back in the garden studying the stars. Has she now?

Scene XXII Enter Lady Plyant, Cynthia and Careless i.e. almost the entire cast is assembled. Careless is explaining to Lady Plyant about the conspiracy they have discovered, she says Oh my Lord are all men so fickle and Careless gallantly replies, ‘Madam, you have charms to fix inconstancy’, to which she blushes.

Scene XXIII At that moment there is a loud shriek and Lady Touchwood comes running onstage pursued by her husband dressed as a curate. They struggle, she breaks free and runs away.

LORD TOUCHWOOD: Go, and thy own infamy pursue thee.

Scene XXIV Enter Mellefont dragging Maskwell. He accuses him to his face, contemns him, but Maskwell (like Iago) says nothing. Touchwood orders his servants to seize him. This is all very tragic and Shakespearian. Congreve brings off a nice little bit of comic repartee right at the end of the play, for the assembled fops and fools are of course astonished by what they’re witnessing.

BRISK: This is all very surprising, let me perish.
LADY FROTH: You know I told you Saturn looked a little more angry than usual.

That made me laugh out loud. But the whole thing suddenly ends. Lord Touchwood says, Mellefont I forgive you, and tells everyone to be merry.

LORD TOUCHWOOD: We’ll think of punishment at leisure, but let me hasten to do justice in rewarding virtue and wronged innocence. Nephew, I hope I have your pardon, and Cynthia’s.
MELLEFONT: We are your lordship’s creatures.
LORD TOUCHWOOD: And be each other’s comfort. Let me join your hands. Unwearied nights, and wishing days attend you both; mutual love, lasting health, and circling joys, tread round each happy year of your long lives.

Well, yes, but mainly No, no they can’t because the tone has become intense and serious and a few cheerful words cannot undo the generally dark tendency of the previous few hours.


Aspects of The Double Dealer

The Plot

I can see why the play was not a success, but it’s not, I think, from the ‘experimental’ unity-of-place aspects. Instead it’s the plot. It feels like everything has been sacrificed to the fiendishly complex set of interlocking schemes, which continually escalate in invention and complexity until, as Lord Touchwood says:

I am confounded when I look back, and want a clue to guide me through the various mazes of unheard-of treachery.

It feels like so much energy went into mapping out these plots and stratagems that none was left over for the comedy. Comedy comes in numerous forms, but 1. the play has no dominating comic figure such as the great Widow Blackacre in William Wycherley’s The Plain Dealer or the awesome Lord Foppington in John Vanbrugh’s play The Relapse. And 2. there are surprisingly few comic situations. Instead the core situations are often quite serious, and the comically dim characters – weak-willed Sir Paul Plyant and his bossy wife, and the absurdly pretentious Lady Froth and her giggling husband Lord Froth, plus the idiot fop Brisk – are simply wheeled on at regular intervals to plaster over the more serious foundations.

In other words, the comedy doesn’t very often arise from the plot or situations, but feels bolted on, almost as an afterthought.

Tragedy not comedy

The other really obvious element which undermines its enjoyment as a comedy is that quite a lot of it deals with genuine, extreme and tragic emotions, which are expressed in extreme tragic rhetoric. When Lady Touchwood goes to stab Maskless she is in real emotional agony:

LADY TOUCH: Ha! Do you mock my rage? Then this shall punish your fond, rash contempt. [Goes to strike.]

When Lord Touchwood realises a) how Maskwell has played him but even worse b) how his wife has been unfaithful to him with one man and is planning to do it again with another, he is in real torment.

LORD TOUCHWOOD: Astonishment binds up my rage!  Villainy upon villainy!  Heavens, what a long track of dark deceit has this discovered!  I am confounded when I look back, and want a clue to guide me through the various mazes of unheard-of treachery.  My wife!  Damnation!  My hell!

Maskwell has more in common with a tragic villain such as Iago than a comic character like Lord Foppington, and he sets the tone which, despite various comic interludes, ends up feeling really quite dark and intense.

Tragic register

Extreme words and expressions predominate.

Hell Almost from the start Hell is invoked, Mellefont describes the hell in Lady Touchwood’s imagination (‘hell is not more busy than her brain, nor contains more devils than that imagination); it is a frequent ejaculation (‘Hell and damnation!’, ‘Confusion and hell!’, ‘Hell and the devil!’, ‘Hell and amazement!’

Villain I associate the word ‘villain’ with Hamlet:

O villain, villain, smiling, damned villain!
My tables,–meet it is I set it down,
That one may smile, and smile, and be a villain;

The word villain occurs 11 times in all of Hamlet, but 26 times in The Double Dealer.

Devil 16 times.

But it’s the way this tragic vocabulary is combined into firebreathingly earnest speeches:

LADY TOUCHWOOD: Death, do you dally with my passion?  Insolent devil!  But have a care,—provoke me not; for, by the eternal fire, you shall not ’scape my vengeance.  Calm villain!  How unconcerned he stands, confessing treachery and ingratitude!  Is there a vice more black?  Oh, I have excuses thousands for my faults; fire in my temper, passions in my soul, apt to ev’ry provocation, oppressed at once with love, and with despair.  But a sedate, a thinking villain, whose black blood runs temperately bad, what excuse can clear?

Violence

Right at the start Mellefont tells Careless that, provoked, Lady Touchwood made a run for his sword to do him or herself an injury. Later Lady Touchwood threatens to stab Maskwell. Maskwell gives her back the dagger so she can stab Mellefont. Lord Touchwood has to be restrained from drawing his sword and stabbing Mellefont when he thinks the latter has deflowered his wife, threatening to write the word ‘villain’ in his face with the tip of his sword!

Divorces not marriages

Comedies generally end in marriages, and this one sort of does, but the over-riding impression is of the catastrophic collapse of Lord Touchwood’s marriage, which dominates everything else, and finds echoes in Brisk’s adultery with Lady Froth and Lady Plyant’s verging on the edge of adultery with Careless.

Normally in these plays, one marriage at most is adulterated and its failure is outnumbered by two or so happy new marriages at the end. In this play the almost certain adultery of three marriages just outweighs the supposedly happy marriage which concludes it.

Incest

In fact, now I come to review the play, the theme of incest is almost more prevalent than marriage.

1. Mellefont is Lord Touchwood’s nephew. That means that, when Touchwood is led to believe Mellefont has been sleeping with Lady Touchwood it meant he was having sex with his own aunt – which was, in those times, considered incest – a crime she makes the most of when she play acts that Mellefont is ravishing her for the benefit of Lord Touchwood who has just entered the room:

LADY TOUCHWOOD: I’ll grow to the ground, be buried quick beneath it, e’er I’ll be consenting to so damned a sin as incest! unnatural incest!

2. Cynthia is Sir Paul Plyant’s daughter. Her mother died and Sir Paul remarried, so the current Lady Plyant is Cynthia’s step-mother. In other words, early in the play when Lady Plyant is led to believe that Mellefont wants to sleep with her, she stretches a point to claim that sleeping with your fiancée’s step-mother is incest:

LADY PLYANT: Oh, the impiety of it… and the unparalleled wickedness! O merciful Father! How could you think to reverse nature so, to make the daughter the means of procuring the mother?
MELLEFONT: The daughter to procure the mother!
LADY PLYANT: Ay, for though I am not Cynthia’s own mother, I am her father’s wife, and that’s near enough to make it incest.

Sir Paul Plyant and Lady Touchwood are brother and sister, tying the family relationships even tighter together. This sense of the characters forming a close-knit circle is a kind of geneological counterpart to the unity of place. It is a kind of unity of family which helps to make the play feel claustrophobic, as if it is all taking place within one family. It isn’t, but sometimes it feels as if it is.

Hamlet

Lord Touchwood is Mellefont’s Uncle. The accusation of incest keeps recurring. The keyword ‘villain’ is repeated. That, along with the frequent drawing of swords, reminds me more than ever of Hamlet. As does the unity of place – the claustrophobic castle at Elsinor and the claustrophobic gallery of Lord Touchwood’s house. And as does the frequent hiding in order to hear characters make key confessions – as Polonius hides behind an arras or Hamlet comes across Claudius praying, and as Touchwood sees the scene where Lady Touchwood pretends to be ravished, or Cynthia and Touchwood hide and finally discover the truth about Lady T and Maskwell.

Not the plot – the mood are sometimes cognate.

A family alliance

In fact in his introduction to the Penguin edition, Eric Rump points out that the marriage of Mellefont and Cynthia will not only unite two families but save them. It is made plain that Sir Paul Plyant has no male heir, only a daughter (Cynthia) and the way his second wife treats him, is unlikely to have any more children, while it is equally clear that Lord Touchwood, though blessed with properties, has no heir at all which is why he has adopted his nephew Mellefont as heir.

In other words, without the marriage, both families will go extinct. So there’s more than just money and a pretty woman riding on the marriage. There is the survival of two lineages, which explains Lord Touchwood’s outburst when Cynthia casually says she has vowed never to marry if she can’t marry Mellefont:

SIR PAUL: Never to marry! Heavens forbid! must I neither have sons nor grandsons? Must the family of the Plyants be utterly extinct for want of issue male? O impiety!

In which case:

All were ruined, all my hopes lost. My heart would break, and my estate would be left to the wide world.

A plight which will, presumably, have carried more weight and been more readily understandable to its original audience 330 years ago.

Soliloquies

And that brings me to another of the ways the play was experimental which is the large number of soliloquies it contains. In other Restoration comedies plenty of characters give little asides directly to the audience, but this is different. An ‘aside’ is almost always comic, whereas a soliloquy or dramatic monologue is almost always serious and, in this play, often very serious, Machiavellian and wicked.

The widespread use of soliloquy is another way in which the play feels like it’s using the language, the tone and techniques more associated with tragedy than comedy.

In fact the extensive use of soliloquy was singled out by commentators on the play for criticism, and Congreve goes to some lengths to defend it in the dedicatory epistle. He argues that a man alone talking to himself is generally a bad sign in life, but that a man thinking – weighing the pros and cons of an action – cannot be conveyed any other way onstage except through the medium of words. The audience cannot sit and watch a man doing nothing but think silently for 3 or 4 minutes. Therefore soliloquy must be allowed, or as Congreve drolly puts it, the playwright is ‘forced to make use of the expedient of speech, no other better way being yet invented for the communication of thought’.

And he makes the additional point about soliloquy that it tends to depict a character who’s contemplating criminal or anti-social activity. If a character is in love or anxious or afraid, they can easily share these feelings with a confidant – and hence most of the lead characters in Restoration comedy come accompanied by a confidant and a lot of the text consists of lead and confidant sharing thoughts, analysing the situation and so on.

But if a character is contemplating a crime, or a scheme whereby he or she plans to deceive some or all of the other characters, then by its very nature the character has to keep their thoughts to themselves.

Thus the surprising ubiquity of soliloquy in The Double Dealer is not a wilful experiment, it reflects the fact that two of the central characters – Maskwell and Lady Touchwood – spend a great deal of time devising schemes and then evaluating their schemes. It reflects the high proportion of ‘villainy’ in the text.

And pondering all this has made me understand better why soliloquy is more often found in tragedy – where wicked characters such as Iago or Macbeth are scheming – than in comedy – where the mere fact that you have characters joking about themselves or others requires dialogue.

So the mere existence of soliloquies in a play is a good indication of its fundamentally tragic nature. And the number of soliloquies in this play indicate that beneath all the (often very funny) comic scenes, lurks a fundamentally serious plot structure.

The happy couple

A final peculiarity is that the (often deeply buried) motor of the plot is the planned marriage of Mellefont and Cynthia which Maskwell’s malignancy is devoted to spiking. And yet the happy couple are very rarely on stage alone together, only two or three times and each one relatively brief.

In other words, the central relationship the whole narrative is meant to be about, is only very thinly sketched in. Eric Rump describes it as having a certain ‘autumnal feeling’ about it. And this is another reason why it pales into insignificance compared to the twin infidelities of Lady Touchwood and her towering tragic rages, which carry vastly more dramatic weight.

I can see why it ‘failed’. It’s a tragedy masquerading as a comedy. There are quite a few really funny scenes and moments in it – Brisk and Lady Froth converting a passionate embrace into a dancing lesson springs to mind, Careless brilliantly explaining away the love letter to his wife which was enraging Sir Paul, and Brisk’s nonchalant comment right at the end – but there are also howling rages, threats of murder and violence, references to incest, and it ends with a woman running howling offstage, an honourable marriage in ruins, and a Machiavellian villain dragged off virtually in chains.

And I can see why Congreve was cross that it failed and defends himself at more than usual length in the dedicatory epistle to the printed version. He had put a lot of effort into it. He was trying to do something new. He was hurt that carping critics attacked almost every aspect of his play.

Anyway, once bitten… In his third play he returned to a purity of comic tone and to the trusted comic techniques, which helped make it one of his best.


Metaphors

Having noticed Congreve’s stylish use of metaphors in The Old Bachelor, I was alert for them in this play, such as Careless’s casual military metaphor:

CARELESS: So you have manned your works; but I wish you may not have the weakest guard where the enemy is strongest.

Describing Maskwell’s faithlessness uses metaphors of gardening:

CARELESS: His affection to you, you have confessed, is grounded upon his interest, that you have transplanted; and should it take root in my lady, I don’t see what you can expect from the fruit.

This ability to choose an appropriate metaphor and then to extend it gracefully, is a sign of wit, and a sign of fools is that their analogies or metaphors are graceless or inappropriate. Here is Lady Plyant mixing her metaphors with laughable effect (and being complimented on it by her doting husband):

LADY PLYANT: Have I behaved myself with all the decorum and nicety befitting the person of Sir Paul’s wife?  Have I preserved my honour as it were in a snow-house for these three years past? Have I been white and unsullied even by Sir Paul himself?
SIR PAUL: Nay, she has been an invincible wife, even to me; that’s the truth on’t.
LADY PLYANT: Have I, I say, preserved myself like a fair sheet of paper for you to make a blot upon?
SIR PAUL: And she shall make a simile with any woman in England.

Whereas cognoscenti like Mellefont and Maskwell are masters of the extended metaphor:

MELLEFONT: Maskwell, welcome, thy presence is a view of land, appearing to my shipwrecked hopes. The witch has raised the storm, and her ministers have done their work: you see the vessels are parted.
MASKWELL: I know it. I met Sir Paul towing away Cynthia.  Come, trouble not your head; I’ll join you together ere to-morrow morning, or drown between you in the attempt.
MELLEFONT: There’s comfort in a hand stretched out to one that’s sinking

Useful phrases

When Lady Touchwood picks up a suggestion of Maskwell’s and adds an improvement, Maskwell says admiringly:

Excellent! Your ladyship has a most improving fancy.

‘You have a most improving fancy.’ I’d love to say that to someone in real life.

Radio production


Related links

Reviews of Restoration plays

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