Berlin Alexanderplatz by Alfred Döblin (1929)

Who is it standing in Berlin Alexanderplatz, very slowly moving from leg to leg? It’s Franz Biberkopf. What has he done? Well, you know all that. A pimp, a hardened criminal, a poor fool, he’s been beaten, and he’s in for it now. That cursed fist that beat him. That terrible fist that gripped him. The other fists that hammered at him, but he escaped.
A blow fell and the red wound gaped.
But it healed one day.
Franz didn’t change and went on his way.
Now the fist keeps up the fight,
it is terrible in its might,
it ravages him body and soul,
Franz advances with timid steps, he has learned his role:
my life no longer belongs to me, I don’t know what to set about.
Franz Biberkopf is down and out.
(Berlin Alexanderplatz, Penguin paperback edition, page 418)

Alfred Döblin

Bruno Alfred Döblin (1878 to 1957) was a German novelist, essayist, and doctor, best known for his novel Berlin Alexanderplatz (1929). A prolific writer whose œuvre spans more than half a century and a wide variety of literary movements and styles, Döblin is one of the most important figures of German literary modernism. His complete works comprise over a dozen novels ranging in genre from historical novels to science fiction to novels about the modern metropolis, several dramas, radio plays, and screenplays, a true crime story, a travel account, two book-length philosophical treatises, scores of essays on politics, religion, art, and society, and numerous letters. (Wikipedia)

Berlin Alexanderplatz’s ‘modernist’ aspects

Berlin Alexanderplatz is not only considered Döblin’s masterpiece but a central achievement of German Modernism. It is often compared to James Joyce’s Ulysses because it, also, is:

– long (478 densely printed pages in the Penguin paperback edition I own)

– urban (not just set in Berlin, but rejoicing in the hectic urban bustle of trams and railway stations, and pubs and bars and music halls and tenements, in 1928 Berlin had a population of four million, p.198)

– concerns ordinary people (The ‘hero’ of Ulysses is Leopold Bloom, a hard-up seller of newspaper advertising space, and Joyce’s novel takes place in just one day, following him as he traipses round Dublin, hustling for work, popping into bars or the public library, attending a funeral and going shopping; the hero of Alexanderplatz, Franz Biberkopf, is distinctly lower down on the social scale from Bloom; he is an uneducated huckster, fresh out of prison, and the novel is set not on one day but much more conventionally, over quite a few months. But, just as in Joyce, we follow the hero around the noisy bustling streets of a ‘modern’ city, seeing adverts and shop windows, overhearing popular tunes and drinking songs)

The most obvious similarity is the shared use of modernist techniques like montage, multi-textuality and stream of consciousness.

Multi-textuality or Tatsachenphantasie

The narrative often switches, casually and with no warning, from third-person storytelling to direct quotation of texts such as newspaper adverts, magazine articles, anatomical textbooks, tram timetables, legal documents, an official breakdown of causes of mortality in Berlin 1928 and so on.

This approach was so novel at the time that it was given a name, Tatsachenphantasie. To quote the Wikipedia article about Döblin’s technique:

His writing is characterized by an innovative use of montage and perspectival play, as well as what he dubbed in 1913 a ‘fantasy of fact’ (Tatsachenphantasie) – an interdisciplinary poetics that draws on modern discourses ranging from the psychiatric to the anthropological to the theological, in order to ‘register and articulate sensory experience and to open up his prose to new areas of knowledge’.

This it certainly does, and I found many of the interpolated documents more interesting – certainly more comprehensible – than the main plot.

Montage

At a slightly higher ‘level’, the narrative is ‘bitty’: it often cuts and jumps to completely different scenes or points of view, sometimes in the one paragraph – directly copying the cutting between shots, between shot sizes and different angles which is the basic technique of movies.

Headlines

An obvious example of this multitextuality is the way the text is broken up by headings which are in the style of newspaper headlines, such as ‘LINA STICKS IT TO THE NANCY BOYS’ or ‘VICTORY ALL ALONG THE LINE! FRANZ BIBERKOPF BUYS A VEAL CUTLET’.

This is easy to understand and can be fun and is not really as modern as it first appears; after all, most novels up to the late 19th century included chapter headings which rambled on at length about their contents. Think of Charles Dickens; as a random example, chapter 14 of The Pickwick Papers is described as ‘Comprising a brief Description of the Company at the Peacock assembled; and a Tale told by a Bagman’, and all the other chapters in this and all his other early novels are given similarly extensive introductory descriptions.

So using newspaper headlines to summarise key events in the narrative can be thought of, and easily assimilated, as an early 20th century variation on a time-honoured tactic.

Stream of consciousness

Almost continually the narrative of events is interspersed with Franz’s memories of prison, fragments of songs, or short phrases running through his head.

In fact, as the novel progresses, this applies to almost all the other characters as well. We are introduced to them by a third-person narrator, then suddenly gets sentences starting with an ‘I’ and realise we have dropped inside their heads to see things from their point of view. The next sentence might be a quote from a song (we know this because it rhymes). The next sentence is the strapline for an advert ‘I’d walk a mile for Mampe’s brandy, It makes you feel like Jack-a-dandy’ (p.33). The next sentence mashes together ‘thoughts’ the characters had in an earlier scene – the whole thing recombined to depict the way thoughts purl and slide around inside our minds.

So there can be passages, paragraphs, made up of elements like the above, the interesting thing is how quickly you get used to it, and to read it. Occasionally a lot of quick cuts are confusing, but not often. So far, so similar with Joyce, then.

Joyce versus Döblin

But I’d say Berlin Alexanderplatz differs from Ulysses in one big respect: in the basic attitude to prose.

Joyce was not just a great writer, he was a writer of genius with a Shakespearian ability to command the English (and other languages) to perform almost any trick he wanted. All his works go beyond brilliant experiments in style and diction, beyond amazingly accurate parodies and pastiches, to actively dismantle the English language altogether.

Take the opening pages of Portrait of the Artist As A Young Man, which use baby talk to try to capture the infant thought processes of a baby which can barely speak; or almost any passage once you get into the main body of Ulysses.

What most characterises Ulysses is less the ‘mechanical’ and obvious aspects of modernism listed above (collage, stream of consciousness) but Joyce’s crafting of different prose styles to reflect each of the chapters and episodes in his story, each successive chapter becoming harder to read as it accumulates verbal references to previous events, given in evermore fragmentary form, and as the English language itself starts to break down as words merge and recombine, leading up to the delirious scene in the brothel where not only the characters, but the English language itself gets totally trolleyed and explodes.

As Ulysses progresses, it becomes more involved in a huge range of verbal special effects designed to convey the mood of, say, a Dublin pub full of heavy drinkers, the section in a library in which Joyce performs a tour de force describing the scene in language which mimics the evolution of the English language from its roots in Anglo-Saxon right through each century’s changing styles up to the present day.

At the novel’s climax, language breaks down completely as it mimics a host of drunken minds caught up in a drunken riot in a brothel. Then Ulysses concludes with the famous final chapter which consists of one vast flowing stream-of-consciousness rendition of the thoughts of a dozing woman (Molly Bloom, Leopold’s wife).

There is nothing at all like this level of verbal ambition in Berlin Alexanderplatz. On the contrary, long stretches of the prose – at least in the 1931 translation by Eugene Jolas which I read – is surprisingly flat, colourless and factual.

Thus Franz Biberkopf, the concrete-worker, and later furniture-mover, that rough, uncouth man of repulsive aspect, returned to Berlin and to the street, the man at whose head a pretty girl from a locksmith’s family had thrown herself, a girl whom he had made into a whore, and at last mortally injured in a scuffle. He has sworn to all the world and to himself to remain respectable. And as long as he had money, he remained respectable. Later, however, his money gave out: and that was the moment he had been waiting for, to show everybody, once and for all, what a real man is like. (p.42, last words of Book One)

See what I mean? The prose, in and of itself, often holds little or no interest. It is routinely as flat and grey as old concrete.

One effect of this prose flatness is to make the multi-textuality, the montage and the modest fragments of stream-of-consciousness much easier to recognise and to assimilate whenever they appear. The transitions may be abrupt, but the prose of each fragment is always complete and definite.

That crook Lüders, the woman’s letter, I’ll land you a knife in the guts. OLORDOLORD, say, leave that alone, we’ll take care of ourselves, you rotters, we won’t do anybody in, we’ve already done time in Tegel. Let’s see: bespoke tailoring, gents’ furnishings, that first, then in the second place, mounting rims on carriage wheels, automobile accessories, important, too, for quick riding, but not too fast. (p.135)

A little tricky, but from the context the reader knows that this a description of Franz walking through the streets of Berlin, his eyes registering advertising hoardings and shop frontages (bespoke tailoring, automobile accessories), angrily thinking how the crook Lüders betrayed him (which he knows from the letter she sent him) and in Franz’s violent fantasy he imagines stabbing him in the guts, but then contradicts this thought using ‘we’ to refer to himself, trying to quell his appetite for violent revenge by telling himself that ‘we’ (i.e. he, Franz) are not about to ‘do anybody in’, because ‘we’ have already ‘done time’ in Tegel, the name of the prison where he was locked up.

And – another crucial difference with Joyce – even if some passages like this take a bit of effort (though not much) the prose, sooner or later, returns to normal. We return to fairly flat, factual prose and know where we are again.

So Alexanderplatz is a bit confusing, yes, but not impenetrable as a lot of Ulysses quickly becomes (without repeated study). Compared to Joyce’s extraordinary and extended experiments with English prose, reading Berlin Alexanderplatz doesn’t present any real verbal challenge.

By far the hardest thing about reading this book, I found, was nothing to do with its (fairly tame) modernist techniques: it was trying to figure out why the devil the characters behave as they do. At almost every key crux in the plot I didn’t understand what the characters were doing or why (see plot summary, below). The net effects of reading the book were:

  1. enjoyable modernist experimentalism (I liked the insertion of newspaper headlines, official documents etc into the text)
  2. repulsion at the casual lowlife brutalism of almost all the male characters (see below)
  3. complete inability to understand why the characters behaved as they did (for example, the complex sex/love lives of Franz and Mieze and Eva, described from Book Seven onwards)

Nine books

Berlin Alexanderplatz is divided into nine ‘books’. Each book is prefaced by a couple of paragraphs describing in general terms what will happen in it, another trait reminiscent of English 18th century novels. Indeed, the entire text is preceded by a one-page summary anticipating the shape of the action, a little as a Greek tragedy is introduced by a chorus telling us what is going to happen.

The obvious difference is that these half-page introductions have more the quality of a fable or children’s tale, not least because they generally include deliberately trite jingles or doggerel.

Biberkopf has vowed to become respectable and you have seen how he stayed straight for many a week
but it was only a respite, so to speak.
In the end life finds this going too far,
and trips him up with a wily jar.
To him, Franz Biberkopf, however, this doesn’t seem a very sporting trick,
and, for a considerable time, he finds this sordid, draggle-tailed existence, which contradicts his every good intention, a bit too thick.
(Intro to Book Three, p.105)

This fondness for cheap songs, doggerel poetry, advertising jingles, and sometimes just random rhymes, becomes more noticeable as the book progresses and is every bit as prominent as the more obvious NEWSPAPER HEADLINES, insertion of official documents and so on.

In Switzerland, on Tyrol’s height,
One feels so well by day and night,
In Tyrol the milk comes warm from the cow,
In Switzerland there’s the tall Jungfrau. (p.358)

The children’s fairy tale feel is emphasised by the way that, in the one-page preface to the whole text, we are told Franz will suffer three blows, three after all being the canonical number in fairy tales (little pigs, Goldilocks bears, billy goats gruff etc).

Three times this thing crashes against our man, disturbing his scheme of life. It rushes at him with cheating and fraud. The man is able to get up again, he is firm on his feet. It drives and beats him with foul play. He finds it a bit hard to get up, they almost count him out. Finally it torpedoes him with huge and monstrous savagery. (p.7)

Greek and Bible imagery

Joyce’s Ulysses is (although it’s hard to make this out on a first reading) loosely structured on Homer’s ancient Greek epic poem, The Odyssey, with Leopold Bloom wandering round Dublin rather as Odysseus wanders round the Mediterranean, loosely sought by young Stephen Daedelus, in roughly the way that Odysseus’s son, Telemachus, searches for his father in Homer’s poem – until, at the climax of the book, they are reunited.

Again, Berlin Alexanderplatz doesn’t have anything like the same ambition or scope as the Joyce. Instead it contents itself with occasional references to ancient Greek legends or Bible stories, which pop up as ironic references, sometimes taking up a couple of pages of extended description, and thereafter popping up again as anything from paragraphs interrupting the main narrative, sometimes just one-phrase reminders.

So, for example, the sense that Franz’s story is like a Greek tragedy is made explicit in the numerous references throughout the book to the plot of the ancient Greek Oresteia  in which, while King Agamemnon is away at the Trojan War, his wife Queen Clytemnestra has an affair and, upon his return, murders Agamemon in his bath. Whereupon their son Orestes returns and murders his mother and her lover. Whereupon Orestes is pursued everywhere by the Furies who torment murderers. On a number of occasions Franz’s self-torment over his killing of his girlfriend Ida is compared to Orestes and the Furies. It is not, in other words, a very difficult allusion.

Towards the end of the book, as Franz’ tribulations build up, there are some extended (two- or three-page-long passages) which quote the Book of Job from the Bible, explicitly comparing Franz to Job (pp.146-149, 399). Again, fairly obvious.

There’s an extended comparison with Abraham teetering on the brink of sacrificing his son, Isaac (pages 298 to 299). And as we see more of the murderous underworld Franz has got involved in, the text interpolates quite a few references to the Whore of Babylon, quoting descriptions of her from the Bible’s Book of Revelation (pages 266, 306, 400, 446)

The woman is arrayed in purple and scarlet colour and decked with gold and precious stones and pearls, having a golden cup in her hand. She laughs. And upon her forehead is a name written, MYSTERY, BABYLON THE GREAT, THE MOTHER OF HARLOTS AND ABOMINATIONS OF THE EARTH (p.266)

These high literary references sort of enrich the text though, to be honest, I found them a bit boring, less interesting than the newspaper reports Döblin interjects about scandalous murder trials being reported in the newspapers or quotes from communist or Nazi articles or even the extended description of the Berlin slaughterhouses in chapter four (pages 138 to 145). The Oresteia, Job, I know all about; the inside of a Berlin abattoir circa 1928 is a sweaty bloody revelation.

Collapsing house imagery

Also – sewn in among all the other impressions of the city or of Franz’s scattered consciousness – Franz has a recurrent vision of Berlin’s houses collapsing, their roofs sliding off, cascades of tiles sliding off rooftops and crashing down on him.

Repetition makes this recurring metaphor for Franz’s panic attacks acquire a real charge and ominousness.

Collapsing house imagery pages 13, 120, 240, 265, 314, 471.


Plot summary

Book one (pages 11 to 42)

It is 1927 (p.97).

Franz Biberkopf (the surname translates literally as ‘beaver head’) is released from Tegel prison on the outskirts of Berlin. He is 5 feet 10-and-a-half inches tall (p.176).

He has served four years for the manslaughter of his girlfriend, Ida (‘I knocked that tart’s ribs to pieces, that’s why I had to go in jug’, p.34. A detailed anatomical description of their fight, which quotes Newton’s Laws of Thermodynamics, is given on page 98).

Franz had been a cement worker, then a furniture remover, among numerous odd jobs (p.96). He catches a tram into town and wanders, dazed at being a free man, through the hectic streets, terrified of the hustle and bustle.

Terror struck at him as he walked down Rosenthaler Strasse and saw a man and a woman sitting in a little beer shop right at the window: they poured beer down their gullets out of mugs, yes, what about it? They were drinking: they had forks and stuck pieces of meat into their mouths, theyn they pulled the forks out again and they were not bleeding. (p.12)

Crude, isn’t it. In fact it’s almost as crude as language and psychology can get without sinking below the level of human articulation altogether.

Franz retreats into the courtyards of tenements in Dragonerstrasse (p.35), where he is taken in by a couple of Jewish men who (bizarrely) argue fiercely among themselves while they tell him the life story of young Stefan Zannovich the con man who ended up committing suicide in prison, and whose body was taken away by the knacker. It is a strange, offputting start to the book. First time I read it, I gave up at this point.

Having sobered up, as it were, Franz sets off into the streets again, dazed by freedom and the hustle and bustle of the Berlin crowds. A population of four million.

He decides – in the blunt crude German way we got used to in Hermann Broch’s novels – that he needs ‘a woman’ to calm down, but when he picks up and goes home with two successive prostitutes, can’t get an erection with either of them. Cue some multi-textuality when a textbook account of impotence is inserted into the text and, a little later, an advert for an aphrodisiac.

Day three and Fritz finds himself knocking at the door of the sister of the girlfriend he murdered, Minna, who reluctantly lets him in, then he rapes her, rather as August Esch rapes Mother Hentjen in Hermann Broch’s The Anarchist and then Wilhelm Huguenau rapes Mother Hentjen in The Realist.

German rapists, eh, well worth writing novels about. Well, all their wives and girlfriends would be raped to death 16 years later by the invading Russians, so it was good practice.

Finally Fritz feels content, released, free, like a real man again (p.37).

He leaves but comes back in the following days to bring her presents, but Minna rebuffs him every time. She is married and her husband Karl asks her how she got the black eye and bitemarks on her neck, which are the signs of Franz’s assault. Still, they talk quite affably. He comes round with some aprons to replace the ones he tore to shred in the initial rape. She listens, chooses an apron, but is terrified of the neighbours seeing, and keeps crying. The big hearty brute Fritz is quite oblivious to all this.

Book two (pages 45 to 103)

Opens with the characteristic quoting of official texts which read like small announcements from a newspaper, then a detailed technical description of the weather forecast (‘Weather changing, more agreeable, a degree or two below freezing-point’ [which, incidentally, echoes the opening of Robert Musil’s The Man Without Qualities]) and then a list of the main stops of tram number 68, from which Fritz alights amid a blizzard of ad straplines (‘Eat more fish, the healthy slimming dish!’)

It strikes me this is collage: ‘A collage is a composition of materials and objects pasted over a surface.’ The quoted texts may or may not be related, but in a way their unrelatedness demonstrates quite well the classic modernist impulse to embody or describe the chaotic, overwhelming sensory and mental stimulation of the ‘modern’ city.

And so the main action, if you can call it that, is surrounded by side actions, snippets and vignettes of life in the big city. A couple of old geezers chatting in a billiard hall about one of them losing his job. A young woman gets off a tram, is met by her older lover, who takes her to the flat of a friend, while she worries all the way about what mummy and daddy would say if they found out.

It is a few weeks later and Franz has found somewhere to live, has raised some money from savings and selling off furniture, and so is smartly dressed and going round with a plump new Polish girlfriend, Lina, Lina Przyballa of Czernowitz, the only legitimate daughter of the farmer Stanlislaus Przyballa (p.74), according to Lüders, a ‘little fat thing’ (p.118).

They come across a newspaper seller located in a doorway and – this is very obscurely described – he appears to also sell illicit gay magazines and persuades Franz to take some. Franz presents them to Lina in a café but she is disgusted and insists they go back to the shabby old seller and Franz watches from across the road as she yells at the seller then throws the magazines on the floor.

It is typical of the book’s technique that this ‘story’ is interrupted by an imaginary vignette of a respectably married old chap (a ‘greypate’) who one day picks up a pretty boy in the park and calls him his sunshine and takes him to a hotel room. It’s not even suggested that they have sex, but the hotel room has peepholes and the owner and his wife spy on the pair and then report them to the police. He is hauled up in court but persuades the judge nothing happened; but a letter detailing his court appearance and aquittal is posted to his home where, away on business, his wife opens it and the poor man returns home to weeping and lamentation from his wife (pp.72-3)

Meanwhile, Franz rejoices over his girlfriend’s victory over the magazine seller by forking her on the sofa, then they stroll along to the Neue Welt pub in the Hasenheide Park – musicians in Tyrolese costume, beer drinking songs – ‘Shun all trouble and shun all pain, Then life’s a happy refrain’ (p.76) a Charlie Chaplin impersonator on stage, you can buy tickling sticks. Döblin, like a camera, roams among the crowd, alighting briefly on the second fitter of an engineering firm in Neuköln, two couples necking, soldiers with their floozies, there’s weight-lifting competitions and see-your-future-wife stalls. Franz gets plastered and ends up at the bar with a fellow drunk complaining about having fought the French, being a patriotic German, but no job, down on his luck, he’s going to join the Reds.

It’s a deliberately whirligig chaotic depiction of a set of connected, loud, smoky, drunken music halls, yet it’s worth noting that the prose never ceases to be correct. It’s just broken up into short sentences, with frequent quotes from the cheap songs. But the sentences themselves don’t collapse, neither do the word themselves break up and intermingle, as they do in Joyce.

Franz now peddles Nordic Nationalist papers. He’s not against the Jews but he’s for law and order. The narrative immediately includes block quotes from said Nationalist papers, well conveying the wheedling tone of aggrieved Fascist propaganda. Franz is down the pub with mates, some of whom reminisce about their service in the war, then the trouble afterwards i.e. the communist uprisings in Berlin and elsewhere. Then the inflation and the hunger.

Franz’s drinking buddies (Georgie Dreske and Richard Werner, the unemployed locksmith, p.80) down at Henschke’s bar take exception to the Fascist armband Franz has taken to wearing. They argue about their war records.

Next night, when Fritz goes there, there are a few strangers with his mates, they all look at him surlily, the sing the Internationale. Franz recites a poem written by a fellow inmate, Drohms, then overcome with sentiment goes on to sing The Watch On The Rhine. This doesn’t stop one of the new boys starting a fight, a table is overturned, a plate and glass smashed, but then they back off and Franz walks out to bump into Lina who’d come to meet him there. She shows him a Peace newspaper with a sweet poem about love. She snuggles up to him and quietly suggests it’s time they got engaged.

Franz is prone to bad dreams, pangs of conscience. It is partly to quell this psychological eruptions that he longs for Order and Discipline which means escape from his personal demons. This leads to an extended passage about the fate of Agamemnon home from the Trojan War who is murdered by his wife Clyemnestra, who is then murdered by her son Orestes, who is pursued by the Furies – as Franz is by his bad dreams. The section includes a clinical description of how Franz murdered his wife – in fact, in the heat of a row, he hit her twice in the guts with a whisk, but the blows were enough to break a few ribs, rupture a lung, prompt several infections from which she died miserably in hospital five weeks later. And a characteristically ironic modernist juxtaposition of the hilltop flares which signalled the arrival of Agamemon home, with a technical description of the activity of modern radio waves.

Book three (pages 107 to 121)

In this fairly short book, Franz is embroiled with Otto Lüders, a more than usually disreputable prole who’s been out of work for a couple of years (a factual interlude in the previous book detailed the rise in unemployment at the end of 1927). Franz is now selling bootlaces on the street or hawking them door to door. He arrives in the pub for a drink with Otto and swankily tells him he’s made 10 marks (apparently a tidy sum) out of a woman, a skinny widow women who invited him in for a cup of coffee and he left his whole stock there. I wasn’t sure, but I think the implication is that Franz gave her one, as the saying goes. He also seems to have left his entire stock there, though whether as a gift or an oversight I couldn’t work out.

Anyway, next day Lüders sneaks along to the building, finds the same widow woman, forces his way in under pretence of being a door to door salesman, extorts a coffee out of her and terrifies her so much, he is able to nick a whole load of stuff, her table cover, sofa cushions etc, and legs it.

With the result that, next day when Franz goes round to see her with a bouquet of flowers, the widow woman slams her door in his face. Franz tries a few times more then leaves her a note telling her to bring his stuff to a pub. But she doesn’t. Otto enters said pub, spots Franz looking hacked off, turns and legs it. Franz puts two and two together.

Interlude of a war veteran whose four-year-old son has just died because the doctor was too busy to come and see him. He’s loitering outside their apartment house then goes to see the doctor to give him a piece of his mind, then goes upstairs to where his wife is weeping.

Franz is so distraught at Otto’s betrayal that he ups and leaves. Pays off his landlady, packs his things and leaves his flat. Doesn’t even tell Lina. Lina asks their friend (‘little’) Gottlieb Meck to find him. Meck goes for a beer with Lüders and then, in one of those scenes I find so disconcerting about this German fiction, walking down a dark street pounces on him, knocks him to the floor, beats the crap out of him and threatens him with a knife, telling him to locate Franz.

Next day Lüders reports back. He’s found Franz in a boarding house just three numbers down from his former place. Like Meck, Lüders keeps his hands on an open knife in his pocket as he goes into Franz’s room, finds him on the bed with his boots on, depressed. Frane yells at him to get out, then throws the bowl of washing water at him, Lüders insists he’s not right in the head.

Book four (pages 125 to 167)

It is February 1928 (p.151)

Lengthy description of all the inhabitants of the tenement in Linienstrasse which Franz has moved to, with intertextuality e.g. the description of lawyer Herr Löwenhund is interrupted by direct quotes from legal documents he’s dealing with or letters he’s written. Tatsachenphantasie.

Franz is lying around in the squalid room he’s renting, drinking all day. I still can’t figure out why Lüders going behind his back to threaten the skinny widow woman has affected him like this.

A lengthy description of the abattoir and slaughterhouse district of North Berlin, giving facts and figures as in a government report, then moving on to a precise and stomach-churning description of precisely how they slaughtered pigs and cattle.

With a weird interlude about the story of Job from the Bible.

Which then goes on to an extended yarn about the caretaker of a warehouse, a Herr Gerner, who is persuaded to fall in with a bunch of burglars who want to break into it, to the extent that after the break-in he allows them to stash all the stolen goods in his house. In some obscure way which is hedged around, I think he allows his wife to sleep with the youngest, tallest and handsomest of the thieves. I think. I couldn’t make it out. Anyway, the next morning the police call round and arrest him. Franz saw some of this happening i.e. an initial attempt of the burglars to climb over the wall and pinch some stuff, but he refuses to squeal to the cops.

It is freezing cold February morning and on a whim, Franz decides to go and visit Minna who he hasn’t seen for a while. But the door is opened by Minna’s husband, Karl, who sends him packing with a flea in his ear.

Book five (pages 171 to 223)

A very enjoyable panoramic overview of Alexanderplatz with its roadworks, shops, trams and hustling crowds. It is the evening of 9 February 1928, and little Meck bumps into Franz selling newspapers again. They go to a bar and have inconsequential chat with other working class men. All the antagonism Franz prompted by selling nationalist papers and wearing a swastika armband seems to have disappeared.

Franz gets into a some kind of ‘scheme’ with a slim stuttering man who wears a shabby army greatcoat named Reinhold (‘that quite insignificant figure, a mouse-grey lad in mouse-grey’, p.203). This Reinhold is a serial womaniser and takes a new girlfriend each month and shifts his previous one onto Franz. I really didn’t understand what anybody has to gain from this or why they’d do it, but a certain Fränzl comes to be Franz’s grilfriend for a month or so, and then she’s replaced by silly Cilly, and I think Franz then passes them onto little Ede the hunchback. I think that’s what happens.

As I mentioned above, I find the passages where the character’s walking through the streets, and the text cuts from his thoughts to advertising straplines, song jingles, a Berlin tram timetable, a leader from that day’s newspaper – the familiar technique and content of ‘modernist’ literature – easy to understand and enjoyable to read. In fact the passages where Döblin just inserts highlights and stories from the day’s newspaper are interesting social history.

But I find many passages of the apparent plot inexplicable: how exactly did the thieves persuade the nightwatchman Gerner to join them and what went on between the handsome one and Gerner’s wife? Why did Lüders going round to see the skinny widow woman upset Franz so much that he dumped Lina and moved apartment? What had Lina done wrong?

The modernism stuff is easy-peasy to process and, as the book progressed, I enjoyed the cumulative collage of Berlin life circa 1928 which it built up. Whereas the bones of the plot – what the characters were doing and why – I frequently found incomprehensible.

Franz gets fed up of getting Reinhold’s hand-me-downs every month. Cilly puts up a fight and Franz decides to stick with her and tells Reinhold, who storms off in a huff. Characteristically, that night Reinhold dreams of murdering his current squeeze, Trude.

Disaster strikes

It is the second week of April 1928. Easter. Franz pops out from his 4th floor apartment, leaving Cilly. It’s snowing. He bumps into an asthmatic man who tells him about a scam he carries out, which is to offer to buy old junk off people, he turns up, removes the junk, then slips a mimeographed card through their doors saying that ‘due to unforeseen circumstances’ he can’t pay, and legs it, Franz thinks he’s a bit bonkers.

They come across a brawl, a crowd has gathered round it. Franz pushes to the front and is enjoying the fight when he realises one of the fighters is Emil, a mate of Reinhold’s he’s seen around. Just then the cops arrive to break up the fight and Franz charitably helps Emil away to shelter in a doorway.

Here Emil tells Franz he’s going to stagger home – he got fairly beaten in the fight – but asks Franz to do him a favour: can he pop round and tell a man named Pums (who we’ve met knocking about the bars) that he, Emil, won’t be able to help with a spot of removal they’re planning to do. Franz pleads that he ought to go home & see Cilly, but Emil persuades him to go and see Pums, the house is just nearby. So he does. And Pums offers Franz money to help out with the removal, say five marks an hour for a few hours.

Franz is still reluctant and wants to go tell Cilly where he is, but Pums says there’s no time, they’ll be leaving soon, they give Franz a pen and paper and he scribbles a note to Cilly saying he’s unexpectedly on a little job. Pums’s girlfriend takes it – takes it next door and burns it in the fire…

To cut a long grim story short, Franz is piled into one of two cars with Pums and a few other guys including Reinhold, who we discover is one of ‘Pums’s men’. They drive for a long time to the outskirts of Berlin. And here he suddenly finds himself tasked with acting as lookout while the men comprehensively loot a warehouse, filling the cars with booty. Franz is basically an honest man and gets cold feet, makes to protest but Reinhold hits him very hard on the arm, while the men shuttle past him in the dark, their arms full of loot. Franz makes a second bid to leave, but they’ve finished anyway and drag him into the car, as both accelerate off.

But they see that someone’s spotted them and another car is in pursuit. Then something strange happens in the second of the two escaping crim cars. When Franz hears that another car is in pursuit, Franz stupidly grins. He was very anxious about being the lookout and resented being hit and threatened by the others and now, like an idiot, grins. Reinhold, squashed in next to him, asks him why he’s grinning, the damn idiot and then Reinhold’s resentment at Franz bubbles up. I found this – as I found all the motivation and psychology in the book – hard to understand, but it seems that although Reinhold persuaded Franz to join his scheme of taking his cast-off women, now – obscurely – in the stress of this tense moment – he resents it, comes to think Franz exploited him somehow, knows dangerous things about him. Franz’s idiotic grinning in the flickering light of the streetlamps which whizz by triggers a sudden surge of hatred in Reinhold and…

Reinhold signals to one of the other guys to fling the car door open… someone punches Franz in the face… Reinhold pushes Franz away from him and over the pile of stolen goods… Franz slips out the car but clinging onto the running board but the others hit him on the arm and thigh and then a crashing blow on the head.

Franz falls into the road and the car following close behind runs over him.

Book six (pages 227 to 315)

Is Franz dead? The narrative cuts to Reinhold the next day, drunk as a skunk before noon, his girlfriend, Trude, who he’s tired off, whines a little, so he beats her face to a pulp, smashing up her mouth and ruining her looks for ever, she runs away taking her stuff. Still drunk, Reinhold swanks around, remembering the job they did last night and feeling mighty proud of himself.

Poor Cilly waiting in his apartment for him to return, then going out into the snowy streets to find him. She bumps into Reinhold dressed up to the nines and very confident. She had brought a kitchen knife with her to tab him with (!). He doesn’t know this, but blames everything on Franz, says Franz has run off with Reinhold’s last girl, Trude, and promises Cilly they’ll get back together soon, and somehow casts his magic over her so she goes off mooning over him.

Now we learn that some other motorists find Franz in the road, load him into their car. Half conscious he asks to be driven to a bar in Elsasser Strasse and request an old friend of his, Herbert Wischow. Herbert is found and he and his girlfriend Eva taken Franz to their flat and change and dress him. Only then do they drive him to a private hospital in Magdeberg.

Why? I don’t know. This, as so much of the actual plot, seems incomprehensible to me. Why didn’t Franz just ask to be rushed to the nearest hospital?

In the hospital at Magdeburg the doctors amputate his right arm (!) and fix other broken bones. Then Wischow and Eva take Franz home to recuperate with them. Old friends from before Tegel drop by. Wischow is upset because Franz didn’t come to see them when he got out of prison and, now, that he’s gotten involved with a crook like Pums. Slowly it comes out that Franz didn’t want to go on the job, didn’t know what they were up to, is a victim in every way. Wischow asks questions about Pums and the gang and spreads the word about how they ill-treated Franz. The mood of the underworld turns against Pums’s mob. Some of them suggest having a whip round to give Franz compensation, and they raise several hundred marks but when Schreiber goes round to deliver it and puts his hand in his pocket, Eva has a hysterical fit thinking he’s going to pull a gun and shoot Franz, Franz staggers back, chairs fall over, panic, Schreiber runs off down the stairs, later claiming he gave the money to Eva, and which he keeps for himself.

It’s June 1928 (p.246). Franz determines 1. not to squeal 2. to live independently. He goes to the Charity Commission, he gets a job calling out circus attractions. He bumps into his buddy Meck and, realising the Pums gang have told him one story, tells him a far more heroic version where he, Franz, fired a gun at detectives stumbling over the burglary and the tecs shot back injuring his arm. The aim is to let the Pums gang know he’s not peaching.

Franz determines to resume normal life, to get a job. He picks up a pretty little thing named Emmi who’s been stood up in a bar. Franz is entertaining, they go to a crowded bar. A man with no legs pushes himself along in a kind of trolley. The younger men say anyone who fought and was injured in the war is a fool. When they ask Franz’s other arm is he says his girlfriend is very possessive, so he left it at home with her as a pledge that he’d come home. Laughter.

Franz buys a smart suit, wears a stolen Cross of Iron, looks like a respectable butcher, uses a set of false papers belonging to one Franz Räcker, which have done the rounds of the criminal world. Herbert & Eva have been away at a spa. She is the part-time fancy woman of a rich banker. He takes her to the spa, dresses her, dines her and ****s her. One evening, just after he’s withdrawn 10,000 marks from the bank, they go down for dinner and it is burgled. The implication is it was stolen by Herbert, her lover, who’s followed the couple out there and is tipped off about the money.

Back they come to Berlin, Eva having to live in the fancy apartment the banker puts her up in, hoping he soon tires of her. She can get away fairly often, and she and Herbert introduce Fritz to a pretty young girl they’ve picked up tarting at the Stettin station. Franz is bowled over by this pretty little thing, fresh as a schoolgirl – initially she’s called Sonia, but Franz prefers to call her Mieze (her real name is in fact Emilie Parsunke, p.269).

Franz becomes a pimp

There’s a hiccup in their relationship when Franz discovers she’s getting letters from admirers. Upset, he goes round to Herbert and Eva’s, Eva pushes Herbert out the door and then falls on Franz, ravishing him. She has been in lust with him for ages and seeing him all upset triggered her off. After they’ve had sex, Eva gets dressed and rushes off to find Mieze. Then returns, all straightened out. Mieze loves Franz but has been meeting during the day with ‘admirers’ and extorting money out of them. Franz is relieved, overcome with love, and hastens off to find Mieze, they return to his flat and are more in love than ever.

See what I mean about being confused by the behaviour of the characters. So Franz can have sex with the wife of one of his best friends, all the time upset about her being unfaithful to him, then the best friend’s wife goes to interpose on his behalf, and when it comes out that Mieze has other male admirers who (I think) she has sex with in order to generate income for Franz, everyone is relieved!

And so, in a way which I once again didn’t understand, Franz acknowledges that he has become a pimp (pp.278, 286, 313). Has he? Alright, if the narrator says so, but I found the events & behaviour of the characters hard to follow and almost impossible to understand.

Eva invites Mieze round to their nice apartment but when she admits that she’d like to have a child by Franz, Miese is overjoyed and kisses her and makes a lesbian pass at her (?)

Mieze soon gets set up with a rich admirer, married, who sets her up in a nice flat, though she carries on adoring Franz. Eva comes round and ravishes Franz again, although he’s in love with little Mieze. What if she gets pregnant, worries Franz. Oh she’d love to, replies Eva.

Franz attends political meetings with a mate, Willy, in fact a lowlife pickpocket but who enjoys getting chatting to politically minded workers at communist or anarchist meetings. Both Eva and Mieze want Franz to stop attending the meetings and/or hanging out with Willy.

Extended passage where an old anarchist explains to a sceptical Franz how the ruling class of every nation exploits the workers, but how a communist regime would just substitute a new exploiting class (pp.281-286). Willy, by contrast, is a devotee of Nietzsche and Stirner, and believes a man should do as he pleases.

August 1928. Mieze is settled into being her married man’s mistress, meanwhile remitting the money to Franz, who is thus living off immoral earnings, while Eva continues to love him. Franz pays a visit to Reinhold, who is terrified he’s going to do something. Franz does noting, goes away, feels restless and so returns to Reinhold’s apartment.

What is incomprehensible to me is Franz’s fatalism, the way he seems to bear no grudge against Reinhold for making him a cripple, he says he knew some kind of change had to happen in his life.

Somehow having confronted Reinhold and got it off his chest makes him happy. That night he dances the night away with Eva, while all the time imagining the two he loves, little Mieze (fair enough) and Reinhold. As I keep saying, it’s difficult to follow or understand the psychology. (Though, to be fair, Herbert and Eva are puzzled as to why Franz keeps going round to see the man who was responsible for him losing his arm, p.325).

Book seven (pages 319 to 372)

Opens with pages devoted to some Tatsachenphantasie with an account of one-time air ace Beese-Arnim who is convicted of murdering his girlfriend. And we are given a list of notable America officials who are visiting the German capital. And brief factual accounts of some of the cases passing through the Labour Law Courts. And then a working class girl Anna posts a letter to her boyfriend suggesting they split up. And a young woman of 26 writes in her diary how miserable and weak her periods make her feel, and how she often wants to kill herself.

August moves into September. Franz has unashamedly joined Pums’s gang. They’re as puzzled as Herbert and Eva but when Franz stands there in front of them saying let bygones be bygones, and they all know he hasn’t snitched to the cops, they have to admit he’s right. So they let him in.

Then we learn some of the challenges of selling on stolen goods. Pums’s fence is playing up. Eventually they carefully plan and pull off a job which requires teamwork, one duo lying low in offices above a place where valuables are kept, waiting till the early hours then drilling down through the ceiling, lowering a rope, while they open the door to this upstairs apartment to let other members get in and pass up the swag, pile it, take it down to the car, clear up after themselves with the smoothest member of the gang, elegant Waldemar Heller, taking a dump on the floor as a calling card (p.335).

Reinhold decides to pay Franz’s woman a visit, when he’s not there. He climbs the stairs to ominous accompaniment by the narrator, and slicks his ways past Mieze at the door, and lolls on her sofa and calmly describes the way he and Franz used to pass on women between each other. I was scared he was going to murder her, why? Because he’s German and this is a German novel, but in fact he just heavily implies that Franz might be considering swapping her – all the time openly eyeing her up, before slipperily seeing himself out. Which leaves Mieze with her heart pounding and her thoughts all mixed up with the lyrics of a sentimental love song being played by an organ grinder outside the house (‘In Heidelberg Town I lost my heart…’)

Anyway, a few days later another peculiar scene unfolds. Knowing Mieze is out, Franz takes Reinhold back to his apartment and hides him in the bedroom. Reinhold has been pestering Franz about Miese, what’s she like, remember when they used to swap girls etc, so Franz hides Reinhold with the intention of showing him what a Lady is like, what a pure good girl is like. But unfortunately Mieze comes in and clings to Franz really closely. She’s been away for a few days with her middle-aged gentleman lover. But now she tearfully confesses to Franz that the man brought his young son, a dashing handsome man who made advances to Mieze and so Franz asks whether she loves him and Mieze makes the bad mistake of saying Yes.

At which point Franz goes mental and I thought was going to batter her to death, he slaps her, beats her to the floor, throws himself on her I thought he was going to crush her, one of her eyes is closed, blood is running from her broken lips. Ironically, this is the night Franz chose to bring a witness home to their love and Reinhold watches in amazement, then tries to pull Franz off the cowering whimpering girl. Franz pulls on his coat and storms out and the girl staggers to the staircase shouting after that she still loves him.

Reinhold hesitates to make sure she’s alright, then stumbles down the stairs and out, wiping the blood from his hands.

It is barely believable that the passage ends a few hours later with Franz back in his apartment and Mieze making up to him, billing and cooing, them both in love, and her besotted more than ever with him, the wife-beater.

OK, I can grant that some women become in thrall to their beating partners. But the next scene is a ball given by the Pums gang which Mieze attends in a ball mask as the guest of Karl the tinsmith, dances with all of them, even Franz who doesn’t recognise her (?really) then allows herself to be driven home in a cab with Karl who heavily seduces her, if not has sex with her, in the back of the cab, for some reason having sex with another member of the gang is not being unfaithful, because she’s doing it for Franz, in order to find out more about the gang and help him.

She goes out with Karl a couple of times (telling Franz she’s with the rich gentleman friend). Then Reinhold gets wind of this liaison and muscles in. On a couple of odd occasions he persuades Karl to let him come along when they go on outings to the Freienwalde and its pretty Kurgarten, they stroll past the bandstand, through the woods, back to a hotel where Mieze stays the night, locking her door, the two men sit on the terrace smoking their cigars. That’s Wednesday 29 August 1928.

On Saturday 1 September, they repeat the experience, Karl making himself scarce while Reinhold goes into seduction mode, chatting sweetly to Mieze, while she is happy to go along with his sweet-talk. In an odd moment he undoes his shirt to show her the tattoo on his chest – an anvil – and harshly grabs her head and tells her to kiss it. She recoils, shouting at him, he’s mussed her hair. Nonetheless they move on. He guides her towards a bowl, a hollow in the grass by the woods. by now it’s dark. This entire sequence is very long, some 20 pages and 11 pages are devoted to just this evening walk, which changes in mood as Reinhold is now aggressive, now sweet, Mieze is frightened, then seduced back to walking hand in hand. But when he manhandles her down into the hollow, she starts screaming and fighting back and – in a horrible scene – he pushes her to the ground, kneels on her spine and strangles her from behind (p.370). Murders her. Buries her body under brush, goes fetches Karl who’s waiting at the car, they return and bury her properly, really deep in the soil, then sand, then scatter underbrush over the tomb. Poor Mieze’s smashed and broken body.

Reinhold gives Karl money to get out of Berlin and lie low for while, and keep his mouth shut.

Book eight (pages 375 to 431)

Mieze’s murder turns out to be the motor for the climax of the book. Franz becomes slowly more distraught as Mieze’s disappearance persists, Eva tries the cheer him up and announces she’s pregnant. Franz doesn’t tell many people because it’s shameful to admit his girl has abandoned him.

Weeks pass. It is early October (p.382) The criminals are restless at Pums’s leadership; they want to steal money, he prefers to steal goods and fence them, but they claim he keeps too much of the money. They pull a job on Stralauer Strasse, breaking into a bandage factory at night where there’s meant to be money in the safe. But Karl the tinsmith burns himself on his acetylene torch, none of the others can use it properly, in frustration and anger they pour petrol over the office and set it on fire but throw the match a bit too early and Pums himself gets burned on h is back. They all blame Karl the tinsmith for the fiasco and Karl grumbles, and also resents the way he was used by Reinhold to bury the dead girl.

Karl meets a wheelwright in a bar and they go in together, with two others, on the burglary of a clothing store in Elsasser Strasse. They get chatting to the nightwatchman, get invited in to share a coffee, then break it to him that they’re going to burgle the place, they’ll tie him up, give him some of the proceeds – although when they have tied him up they amuse themselves by beating him a bit round the face and nearly smothering him with a coat over his head. They are not cartoon thieves, they are thoughtless brutes, almost all the male characters in this book.

Next time the Pums gang invite Karl to join a job he is high and mighty and words are exchanged, between Karl and Reinhold especially. Which makes them suspicious of him. Then Karl and the wheelwright are arrested by the police. Their fingerprints match the ones found all over the clothing store watchman’s office and he identifies them. Karl is convinced that Reinhold snitched on him as revenge for him not joining that last job.

Karl asks a respectable in-law to find a lawyer for him and then runs past the lawyer where he would stand if he reveals he was involved in burying a dead body. The lawyer cautiously asks if he had any part in the body’s death. No. Lawyer leaves. Karl stews all night. Next day, hauled up in front of the judge, he snitches on Reinhold, telling the judge and police in great detail how he helped Reinhold bury the body of the young woman he, Reinhold, had murdered.

Karl leads the police to the burial site, they dig, there’s no body in the hole but some scraps of clothing and the hole has obviously recently been dug up i.e. Reinhold got wind of what was happening and moved it. When police publicise the case two garden labourers (p.395) come forward who saw Reinhold lugging a heavy case to another part of the woods. Digging here, the police finally find Mieze’s corpse.

This narrative – in itself not unlike a basic murder thriller plot – is given a light dusting of ‘modernism’ with the insertion of some Tatsachenphantasie – newspaper reports about a tenement block collapsing in Prague, an ambitious early flight of the new Graf Zeppelin over Berlin, and so on (p.397).

Meanwhile, Reinhold gets wind of all this & tries to diffuse the blame by getting Franz involved. He comes round to tell Franz they’re arresting people for the last Pums gang job, telling him to do a runner. Franz goes into hiding in a villa in Wilmersdorfer Strasse (p.401) owned by a woman called Fat Toni. Franz takes to wearing a wig.

Days go by then with a great fuss Eva arrives with a newspaper with big front-page photos of Reinhold and Franz next to each other, both equally Wanted by police for Mieze’s murder!! Initially Fat Toni and Eva are horrified at the thought that Franz might actually have done it, but when he dissolves into helpless tears and sobbing they realise he didn’t.

It is autumn 1928. Franz wanders the streets in a stupor, devastated by Mieze’s murder. For obscure reasons he finds himself drawn back to the Tegel prison, then goes to the cemetery to see her grave, he hallucinates conversation with other dead people.

It is November (p.410). The Graf Zeppelin makes a low flight over Berlin, Weather conditions are given. Herbert is incensed at Mieze’s murder and scours Berlin to find Reinhold and take revenge. Franz slowly joins him. Franz takes a can of petrol to Reinhold’s house. The house speaks. the house has a conversation with Franz (pp.412-13), but Franz sets fire to it anyway, and it burns down.

Two angels, Terah and Sarug, follow Franz everywhere. They discuss his sad fate (pp.414-15). Eva calls Doctor Klemens to come assess Franz who is sunk into a deep depression, and recommends a break, a rest cure. Franz hangs round in bars. We meet other drinkers, overhear their conversations and even songs.

Hush-a-bye
Don’t you cry
When you wake
You’ll have a little cake.

As the text becomes evermore full of rhymes and jingles.

All his crying, all his protests, all his rage was idle prating,
Evidence was dead against him, and the chains for him were waiting. (p.421)

There is a big police raid on a bar in Rückerstrasse. I can’t make out whether it’s because the bar was a brothel or unlicensed or a criminal hangout or what, but some fifty cops in lots of cars raid it and round up all the customers who file out. All except for some guy who persists in sitting at his table sipping his beer. When several cops approach shouting at him to gt up and come along Franz (for it is indeed Franz Biberkopf) takes a revolver out of his pocket and shoots one. He falls but the other cops rush Franz, hitting his arm to make him drop the gun, beating him to the floor, he takes a rubber baton to the eye (p.430), and handcuffing him.

Some Tatsachenphantasie as Döblin quotes police arrest forms (Christian Name, Surname, Place of residence etc). Franz is brought in and taken to an office for interrogation.

Book nine (pages 435 to 478)

At the police station they quickly identify Franz as one of the two men wanted for the murder of Mieze. Meanwhile Reinhold, seeing the way things were going, uses the old crook’s method of getting arrested for a minor offence, using false papers. He mugs an old lady, is convicted with papers which identify him as Polish (a certain Moroskiewicz, p.435) and locked up in Brandenberg prison as a mugger, thus evading the death penalty for murder. Or so he thinks.

Threats come from two quarters. First, as luck would have it, there’s another petty criminal, Dluga, in the prison who knew the real Moroskiewicz and quickly susses out that Reinhold is neither Moroskiewicz nor a Pole. Reinhold has to bribe him with tobacco then accuses him of snitching, which gets him beaten up.

But worse is to come. Reinhold falls in love with a pretty boy, a petty criminal named Konrad, spends all his time billing and cooing with him. But Konrad is soon to be released, so Reinhold spends a last evening with him getting drunk on illicit alcohol and, oops, telling Konrad the whole story, about Franz and Mieze and burying her and his false name etc.

Konrad is soon released, looks up Reinhold’s most recent girlfriend, gets money out of her, meets another young lad and makes the mistake of boasting about his criminal mates inside, telling stories and before he knows it has told the full story about Reinhold, the murder, and his fake identity. The mate he’s told this swears to keep it a secret, but the next day goes to the police station and discovers the stuff about Reinhold is true and there’s a reward of 1,000 marks for anyone who turns him in. So he turns him in, tells the cops Reinhold is in Brandenberg prison under a false name. Cops investigate and arrest Reinhold, who is so beside himself with rage and frustration that they nearly take him to an asylum.

Meanwhile, Franz has gone into a catatonic trance so is taken by the cops to Buch Insane Asylum. He refuses to wear clothes, refuses to eat, loses weight, can be easily carried to the bath where he plays like a child. They force feed him through tubes but Franz vomits it all up.

Cut to a learned discussion between the physicians, with the young doctors enthusiastically prescribing either electro-shock therapy, or talking therapy copied from Freud in order to address the patient’s unresolved psychic conflicts.

As he loses weight his soul escapes his body, he has reached deeper strata of consciousness, his soul wants to be an animal or wind or seed blowing across the fields outside the asylum.

Franz hears Death singing (I couldn’t help thinking that Joyce’s epic ends on a wonderful note of life affirmation while this book, characteristically German, is obsessed with Death). Death tells Franz to start climbing the ladder towards him, illuminating the way with a barrage of hatchets which, as they fall and strike, let out light. Death lectures Franz, telling him that he insisted on being strong – after he was thrown under the car he resolved to rise again; when he had pretty little Mieze all he wanted to do was brag about her to Reinhold. He has insisted on being strong, seeing life on his terms and swanking, self-centred, instead of being meek and realising life is mixed.

Franz screams, screams all day and all night. But silently. To outward appearance he is catatonic and unmoving. Inside his head Death torments him with his stupidity and then a procession comes of all the crims he took up with, Lüders and Reinhold, why did I like them or hang out with them or try to impress them, Franz asks himself.

Ida appears before him, repeatedly buckling and bending, he asks her what is wrong, she turns and says ‘You are hitting me, Franz, you are killing me’, no no no no he cries. Mieze appears to him at noon, asking his forgiveness, Franz begs her to stay with him, but she can’t, she’s dead.

Crushed, Franz realises what a miserable worm he is. He sinks into a world of psychological pain, is burnt up, annihilated and, after much suffering, reborn.

Somehow his recovery is connected with a historic panorama of Napoleon’s army invading across the Rhine, of marching armies which have marched in the Russian Revolution, Napoleonic Wars, the Peasants Wars and so back into time, Death drawing his vast clock across the ravaged landscape and smiling, oh yes oh yes oh yes.

The old Franz Biberkopf is dead. A new man is reborn, call him Biberkopf. He starts talking. He answers all the police’s questions, though reluctantly. He doesn’t want to go back. But his alibis stand up and he is cleared of Mieze’s murder. And even (hard to believe) shooting a police officer appears to be only a cautionable offence. So after some weeks of slow physical and mental recovery, Biberkopf is released.

DEAR FATHERLAND, DON’T WORRY
I SHAN’T SLIP AGAIN IN A HURRY

Biberkopf returns to Berlin a changed man. Döblin gives us some Tatsachenphantasie, some facts and figures about Berlin’s train and subway and tram systems, about current building works and the latest advertising campaigns (‘Everybody admires the shoe / That’s brightly polished with Egu’).

Biberkopf meets up with Eva. Herbert’s been arrested by the cops and sent to prison for two years. Eva had been excited about carrying Franz’s baby but she had a miscarriage. Just as well. She is still supported by her sugardaddy ‘admirer’. They go out to visit Mieze’s grave and Eva is struck by how sober and sensible Franz is. Lays a wreath but then walks Eva across the road to a coffee shop where they enjoy some honey cake.

Franz is a witness at the trial of Reinhold. He tells all that he knows but isn’t malicious. He still has feelings of friendship for Reinhold. Reinhold, for his part, is puzzled by the new strange blank look on Biberkopf’s face. Reinhold is sentenced to ten years in prison.

Immediately afterwards Biberkopf is offered the job of doorman at a medium-sized factory. He has learned that one man alone is overwhelmed by fate. But a hundred or a thousand are stronger. The novel ends with military imagery, of drums rolling and soldiers marching, ‘we march to war with iron tread’.

It is a powerful image of determination and unity, of a mass of people united so that it’s difficult to tell whether it’s a communist or a fascist image, of people determined to look fate in the face, grab it, make it. And at the same time an odd way to end the novel.

Is that the most positive image Döblin can conceive, of free people marching to war with iron tread. Well, ten years later his people did march to war with iron tread and much good it did them.


I find reading these German books hard not because of their ‘experimental’ or ‘avant-garde’ ‘modernism’. As I’ve pointed out, above, all of Döblin’s techniques are child’s play compared with Joyce.

No, I found Berlin Alexanderplatz hard to read for the much more basic reasons that 1. I found the character’s behaviour at key moments and in general throughout the book, incomprehensible, and 2. I was deeply repelled by the characters’ casual violence in their thoughts and deeds.

1. Incomprehensibility

So I got to the end of the book and I still didn’t understand:

  • the entire opening scene with Franz blundering into the home of some Jews who proceed to tell him a long-winded story about some Polish con artist (?)
  • why Lüders going behind Franz’s back to threaten the skinny widow woman was so devastating to Franz (major plot crux 1)
  • what the thinking was behind the scheme whereby Reinhold handed his discarded women over to Franz every month or so
  • what made Reinhold suddenly snap and decide to chuck Franz out of the speeding getaway car (major plot crux 2)
  • why Franz not only forgives Reinhold for trying to kill him, but ends up liking him and wanting to impress him
  • the psychology whereby both Herbert and Franz were perfectly content to let their girlfriends (Eva and Mieze) go off and spend nights and weekends having sex with rich sugardaddies
  • the psychology of Eva ‘finding’ young and beautiful Mieze ‘for’ Franz and making her his mistress while, at the same time, being hopelessly in love with Franz and wanting to have his baby
  • why, in the end, Reinhold had to murder Mieze (major plot crux 3)
  • why the devil Franz decides to start firing a revolver at the police during the raid of the club instead of going quietly?

So all the modernist techniques were easy and fun to process, but the basic psychology of the characters escaped me at almost every important turn of the plot.

2. Casual brutality

What horribly brutal people they are.

The reader searches high and low in vain for a touch of humour or gentleness. Kicking and stabbing, beating and raping appear to be the only way Germans can communicate with each other.

  • Franz assaulted his wife violently enough to rupture her lung leading to her death.
  • Walking through the Berlin streets, Franz fantasises about smashing all the shiny shop windows.
  • On his first day out of prison, Franz rapes his wife’s sister, giving her a black eye in the process.
  • Franz gets into a fight with commies at Hentchke’s pub.
  • Franz enjoys watching his girlfriend fling the gay magazines at the newsvendor and yell at him in the street.
  • When Meck tries to find out from Lüders where Franz has disappeared to, he doesn’t ask him firmly, he knocks him to the ground, beats him badly and threatens him with a knife.
  • When Lüders goes to Franz’s flat, he keeps hold of an open knife in his pocket in case Franz turns nasty.
  • In a casually brutal aside, Döblin makes a simile comparing Franz emerging into the slushy slippery Berlin streets, ‘just like an old horse that has slid on the wet pavement and gets a kick in the belly with a boot’ (p.164), yes that’s how Germans treat their animals
  • The brutal way Pums’s gang treat Franz, even before they throw him out of the speeding car.
  • The brutal way Reinhold beats his girlfriend’s face to a pulp without even thinking about it, permanently disfiguring her (p.228).
  • The horrible way Franz beats Mieze when she tells him she’s in love with the young gentleman, knocking her to the floor and smashing her mouth.
  • The horrible way Pums’s back gets burned during the bungled break-in at the factory and the rest of the gang laugh at him.
  • The really horrible way Reinhold tries to rape and then murders Mieze.

Yuk.

I know the casual brutality reflects the working class and criminal characters Döblin has set out to depict but a) surely there were a few working class people who weren’t thieves and rapists b) surely even the roughest thugs have a few moments of charity and affection, c) Joyce was not only far more avant-garde and experimental in his form, but his selection of fairly ordinary characters to describe at such length are loveable and humane.

3. German humour

There are a few moments of comedy in this 480-page-long book, but a close examination suggests that German comedy doesn’t seem to be verbal, to involve wit or word play, puns or irony. It consists mostly in laughing at others’ misfortune or stupidity.

  • Lūders laughs at Lina’s anxiety about Franz when the latter goes missing (p.118)
  • Cilly humorously suggests to Franz a headline story in the newspaper such as, a paper-seller had to change some money and gave the right amount by mistake! (p, 208)
  • Eva has a hysterical panic attack when she thinks Schreiber is about to pull a gun on Franz, leaping to her feet, screaming, making the two men themselves panic, knock over furniture, Schreiber hares off down the stairs, two men from the café come up to find out what one earth the noise is about, the landlady eventually comes in and throws a bucket of water over Eva to calm her down and now, finally calm and quiet, the soaking Eva softly says: ‘I want a roll’, and the two men from the café laugh (p. 246)
  • Franz amuses a young woman named Emmi. When she asks where his other arm is, he says his girlfriend is so jealous, he leaves it back home with her as a pledge that he’ll return. And goes on to say he’s taught it tricks: it can stand on the table and give political speeches: ‘Only he who works shall eat!’ (p.258)
  • Franz is joshing with some younger blokes down the pub. ‘As the Prussians used to say: hands on the seams of your trousers! And so say we, only not on your own!’ (p.261)
  • Franz is in a getaway car with the Pums gang after pulling a job. The driver accidentally runs over a dog and is really upset. Reinhold and Franz roar with laughter at the bloke being so soft-headed. The man says: ‘A thing like that brings you bad luck’. Franz nudges the bloke next to him and says: ‘He means cats’ and everybody ‘roars with laughter’ (p.336)
  • Reinhold pays Mieze a visit when Franz is out and flirts with her, rather intimidatingly. She asks him if he hasn’t got any work to do rather than lounging round with her. he replies: ‘Even the Lord sometimes takes a holiday, Fräulein, so we plain mortals should take at least two.’ She replies: ‘Well, I should say you’re taking three,’ and they both laugh (p.344)
  • Reinhold keeps pestering Franz to tell him about his new girl (Mieze), saying it does no harm to describe her, does it? Franz admits, ‘No, it doesn’t harm me, Reinhold, but you’re such a swine,’ and they both laugh. (p.347)
  • In a bar, three companions are drinking and joking. One says: An aviator walks onto a field, and there’s a girl sitting there. Says he: ‘Hey, Miss Lindbergh, how about some trick-flying together?’ Says she: ‘My name isn’t Lindbergh, It’s Fokker,’ and the three ‘roar with laughter’ (p.381)
  • Some detectives come snooping the Alexander Quelle club. Two boys who’ve recently escaped from a reformatory are sitting chatting with the tinsmith. He has papers but they don’t, all three are ordered to the local police station where the boys immediately blab about what they’ve been up to. Ten the sops reveal they had no idea who they were and weren’t particularly looking for them. Damn, says the boys. ‘In that case we wouldn’t have told you how we hooked it’, and they all laugh together, boys and cops (p.385)
  • The chief doctor in charge of Franz’s treatment in the mental institution listens to his two juniors squabbling about theories and ways to treat their catatonic patient, then gets up, laughs heartily and slaps their shoulders (p.450)

Setting them down like this I can appreciate that some of them are funny, I suppose. My negative perception is coloured by the often brutal or cruel remarks which jostle around them.

And in any case, old jokes are difficult to recapture even in English novels from the 1920s and 30s, let alone jokes in a foreign language, from the vanished world of 1920s Berlin.

And at least there is some humour in Alexanderplatz, unlike the solemn, philosophico-hysteria of the Hermann Broch trilogy I have just completed.

Summary

All that said, Berlin Alexanderplatz is a quite brilliant novel which gives you a vivid panoramic impression of 1920s Berlin and more insight into Germany and German-ness than anything else I’ve ever read.

It is full of Weimar touches (the crippled war veterans, the legless man moving around on a wheeled trolley, the immense amount of prostitution, the pretty young things entertaining rich old sugardaddies, the casual sexual partners and the casual bisexuality of Reinhold, the threat of violence in the street from either the communists or the swastika-men, the hectic sense of things being continually hustled along without a chance to catch your breath given by the inclusion of so many newspaper headlines and events) which really do make it read like a verbal equivalent of harsh, unforgiving Weimar Republic artists like George Grosz and Otto Dix.

Twilight by George Grosz (1922)

Credit

Berlin Alexanderplatz was published in Germany in 1929. This translation by Eugene Jolas was published as Alexanderplatz by Martin Secker in 1931. All references are to the 1979 Penguin paperback edition.


Reviews of 20th century German literature

The Weimar Republic

German history

Troy: Myth and Reality @ the British Museum

What Troy means to me

For me the Iliad will always be the greatest story ever told. The Christian story is hugely more rich and complicated and influential and subtle, but the tale of Troy is, for me, more true.

It is, for me, a description and investigation and celebration and commiseration of masculinity. It starts with two men fighting over a woman (Agamemnon and Achilles fall out over who should possess the slave girl Briseis, captured in a small Greek raid on an outlying Trojan temple), it climaxes in two tragic, avoidable deaths (Patroclus of the Greeks, Hector of the Trojans), and leads up to the most moving scene in all literature, when King Priam of Troy sneaks by night into the Greek camp and confronts Achilles in his tent, falling to his knees and weepingly imploring the mightiest warrior of the age to give him back the battered body of his dead son (Hector). And instead of slaughtering him on the spot and bringing the war to a swift end, Achilles also falls to his knees and both men weep unappeasable anguish at the loss of their beloved ones.

From a thousand years BC right up to the present day, how many parents and lovers have wept unassuageable tears of grief and anguish over the pointless deaths of their loved ones in pointless wars. That agony has been repeated over and over again hundreds of millions of times.

For me Achilles’ great scream of anguish when he learns that his lover Patroclus is dead and that it was he, Achilles, who sent him to his death, his huge superhuman cry of pain which rings out over the battlefield and brings the fighting to a terrified halt, is the cry of all men against a cruel, uncaring universe, the agony of realising we are our own worst enemies, the tormented howl of someone who has understood human nature to its bitterest depths.

The Iliad is truer than the Christian story because there is no redemption and no comfort anywhere. The human condition is endless conflict and the relentless death of the people we love most. Men are compelled to fight, they don’t know why, and then bewail the devastation they have caused and the lives they have pointlessly destroyed. Nothing changes and no-one can be saved. Syria. Yemen. Libya. Myanmar. Congo.

Achilles kills the Amazon queen Penthesilea, Athenian amphora (530 BC) © The Trustees of the British Museum

The exhibition

1. Long gallery of ancient artifacts

This epic blockbuster exhibition at the British Museum brings together over 300 objects to give a comprehensive overview of the myths and legends and long legacy surrounding the siege of Troy. It is, like most recent BM exhibitions, beautifully staged, with the wall of the long gallery painted black and evocatively decorated with archaic Greek patterns, while half way along the gallery the wooden ribs of enormous horse arch up over the visitor, obviously referencing the famous wooden horse.

Although it’s divided into lots of sections, Troy is essentially in two halves. The first, long narrow gallery displays umpteen red-figure vases, statues, sarcophagi, carved reliefs and so on from the era of the Athenian empire (5th century BC) onwards including and later Roman efforts, depicting numerous episodes from the long series of myths and legends connected with the epic story.

Roman sarcophagus lid including detail of the Trojan horse (late 2nd century AD) Photograph © Ashmolean Museum, University of Oxford

The curators increase the size of their subject matter by including the legends surrounding Odysseus and his ten-year-long journey back from the war to be reunited with his brave long-suffering wife Penelope. Homer’s Odyssey is very different in tone and subject matter from the Iliad. It is more full of fairy stories and legends about the Sirens or Calypso or the one-eyed Cyclops or Scylla and Charybdis.

And they also devote some sections to Virgil’s epic poem, The Aeneid, which follows the adventures of Aeneas, a minor character in the Iliad, who is promoted by Virgil to become a semi-Odysseus in his own right, fleeing burning Troy to wander the Mediterranean, have a long love affair with Dido Queen of Carthage, before being compelled to fulfil his duty which is to sail to Italy and found the precursor of Rome.

Including Odysseus, Virgil and all their related stories in the exhibition gives the curators more subject matter but, in my purist eyes, weakens the impact of the Iliad material, the material solely about the war, which focuses on battle, conflict, male anger and destruction only.

There are informative sections about the Greek gods, the geography of the Homeric world, how the Romans co-opted the Greek legends for their own purposes, if you didn’t already know.

And then the first gallery comes to an end and you turn the corner and come back on yourself along a narrow gallery running parallel to the first one.

2. Archaeology and Schliemann

At this turning point is a section devoted to the excavations carried out on the coast of modern-day Turkey by a series of Victorian archaeologists, which climaxed in the German excavator Heinrich Schliemann who loudly claimed to have uncovered the true site of Troy in 1873.

Display of objects found by Schliemann at Troy along with books describing his excavations. Photo by the author

3. Troy in European art

And when you progress beyond Schliemann and turn the corner you discover that the second long corridor is – rather surprisingly – an art gallery.

If the first half of the exhibition shows how the legends of Troy were depicted in ancient Greek art and sculpture, this second gallery shows how the same legends were depicted by European artists from the Middle Ages onwards.

I enjoyed this second half more, partly because it was so unexpected. So, for example, there’s a section devoted to European literature on Troy which contains some marvellous medieval illuminated books. We see a copy of John Lydgate’s Troy Book (1420), learn that the first book printed in England by William Caxton was a translation of a French account of Troy. There are first editions of Chapman’s complete translation of Homer (1616), Dryden’s translation of the Aeneid (1697) and Pope’s translation of The Iliad (1715 to 1720).

A page of a 1485 manuscript of Virgil’s works showing the wooden horse being taken into Troy, and Aeneas carrying his father on his back

But most of the space in the gallery is devoted to paintings, drawings and a handful of sculptures, of which the standout example is this masterpiece of sensuality by Filippo Albacini, a portrait of the wounded Achilles (apparently, the gilded arrow in the heel of this sculpture has been restored especially for this exhibition).

The Wounded Achilles (1825) by Filippo Albacini. Photograph © The Devonshire Collections, Chatsworth

But the main impression is of a long, narrow gallery space hung with lots of paintings and drawings and prints.

As well as surprise, another reason for enjoying this part of the exhibition more was that it was far less crowded: I arrived fifteen minutes after opening time but already the first, more archaeological half of the exhibition was packed with crowds of people shuffling very slowly past each red-figure vase and fragment of stone relief – and because the exhibit labels were at knee height almost all of them were completely unreadable, concealed by people packed as tight as commuters on a tube train.

By contrast, for the hour or more that I was there, the second half, the long gallery of paintings, stayed almost empty, with only a dozen or so people drifting through it – which meant that you could enjoy the paintings (or prints or drawings) and read the wall labels, at your leisure. Works on display include:

Clytemnestra, 1882, oil on canvas by John Collier (1850-1934) Image courtesy Guildhall Art Gallery, City of London

Clytemnestra, 1882, oil on canvas by John Collier (1850 to 1934) Image courtesy Guildhall Art Gallery, City of London

It’s amazing to learn that this is the first full-scale exhibition about Troy ever held in the UK. Among other treasures it features, at the very end, the gold jewelry Schliemann found buried deep in the ruins of the city he excavated on the Turkish coast and which he declared to the world must be the jewelry of Helen herself, a preposterous claim he sought to back up by getting his wife to pose for photos wearing them.

Sophia Schliemann wearing the ‘Jewels of Helen’ excavated by her husband, Heinrich Schliemann, in Hisarlik (photograph taken around 1874)

Modern art interpretations

Right at the start of the show visitors are surprised by two big artifacts which are not at all historic – a vast painting, Vengeance of Achilles (1962) by American artist Cy Twombly, and an assemblage of forty or so objects by British sculptor Anthony Caro which he titled The Trojan War.

Dominating the section about medieval manuscripts of Troy, rather jarringly some might feel, is a video screen showing an adaptation of Euripides’ play The Trojan Women acted by Syrian refugee women, whose wailing voices can be heard echoing  from loudspeakers all through the second half of the exhibition.

And the show ends with a spectacular wall-sized creation of fluorescent tubes radiating out from a central point and named The Shield of Achilles by British artist Spencer Finch.

The Shield of Achilles by Spencer Finch (2019)

My point being that this is a very wide-ranging idea of what an exhibition about Troy should look and feel like, spilling out from the narrow fields of archaeology and ancient artifacts to encompass scores of works of European art, and even – as indicated here – up-to-the-minute contemporary art.

Feminist interpretations

The people who wrote the press release are excited to announce the discovery that there are women (yes, women!) in this 3,000-year-old story:

The cause of the Trojan War was a woman, Helen who was taken to Troy by Paris, This exhibition presents a chance to re-examine Helen, not just as a beautiful victim or a feared seductress, but as her own woman.

Artist Eleanor Antin (b. 1935) explores history and its characters as a way to examine issues in the present. In 2007 Antin created the photographic series Helen’s Odyssey. Here, Helen of Troy is allowed to speak for herself in a series of imagined scenes from her life. This exhibition will feature Judgment of Paris (after Rubens) – Dark Helen from this series, where Helen is pictured looking unhappy to be used as a bribe, prompting visitors to re-examine the representations of Helen that have gone before.

‘Judgement of Paris (after Rubens) – Dark/Light Helen’ by Eleanor Antin (2007)

And the wall label introducing the section on ‘Women of the Trojan War’ shares their discovery that:

Helen and other women play central roles in the story of Troy.

Helen is a pawn in a divine quarrel. Iphigeneia is sacrificed for a fair wind to Troy. Cassandra and the other surviving Trojan women are enslaved when Troy falls. Queen Clytemnestra acts fearlessly in taking revenge on Agamemnon, but pays for it with her life.

Unusual in having a happier ending, Helen has fascinated artists through the ages. Many have attempted to capture her irresistible beauty, while questioning whether she is an innocent victim or knowing seductress.

It’s no surprise that the curators disapprove of the whole idea of the Judgement of Paris, the first ever beauty parade. As the introduction to the feminist section laconically points out, even goddesses couldn’t escape the oppression of the male gaze:

Even the powerful goddesses are subject to male judgement.

Yes but the goddesses also murder and doom men for their sport – lots of men, condemned to violent deaths by angry goddesses. But that aspect of the story doesn’t fit the women-are-always-victims paradigm and so is lightly glossed over in preference for yet another condemnation of the male gaze.

In a way this section isn’t feminist enough. What does it tell us that the founding text of all Western literature is a celebration of male rage and toxic masculinity? Just adding a feminist section and a few works by modern women artists and claim to be giving Helen or whoever their voice isn’t really adequate. A deep critique would examine the way that every single aspect of the story glamorises the worst possible excesses of male behaviour, and lay down a kind of imaginative framework and rhetorical techniques for justifying and preserving patriarchal values. The feminist section should have ripped it to pieces.

BP

Meanwhile, there is the usual hypocrisy about the exhibition sponsor at work here – for while the feminist curators write their captions about the male gaze, they are (necessarily) silent about the glaring fact that the exhibition is sponsored by BP.

BP is one of the world’s biggest producers and refiners of fossil fuels, the burning of which is propelling the earth and all its life forms towards a global warming disaster. This fact which has not gone unnoticed by some protestors.

To me it is symptomatic of the refined hypocrisy of the art and exhibition world that a handful of paintings depicting an ancient Greek myth can get feminist curators and artists bothered enough to criticise and parody them – but destroying the planet and exterminating all the life forms on it… they’re happy to go along with that. After all, the profits from poisoning the planet pay their wages and sponsor their exhibitions.

Obviously the curators can’t speak out against the multibillion dollar corporation which is paying them to castigate the male gaze, but that’s the nature of selling out. If you sign up to a morally compromised institution then you, too, will be morally compromised. No amount of tut-tutting over long-dead painters can get you off the hook.


Related links

More British Museum exhibition reviews

Vermilion Sands by J.G. Ballard (1971)

All summer the cloud-sculptors would come from Vermilion Sands and sail their painted gliders above the coral towers that rose like white pagodas beside the highway to Lagoon West. The tallest of the towers was Coral D, and here the rising air above the sand-reefs was topped by swan-like clumps of fair-weather cumulus. Lifted on the shoulders of the air above the crown of Coral D, we would carve sea-horses and unicorns, the portraits of presidents and film-stars, lizards and exotic birds. As the crowd watched from their cars, a cool rain would fall on to the dusty roofs, weeping from the sculptured clouds as they sailed across the desert floor towards the sun.

Those who come looking for classic Ballard – all car crashes and multi-story car parks – will be disappointed. The nine stories Ballard wrote about Vermilion Sands are, for the most, part, among his earliest – in fact Prima Belladonna, the first story in the series, is also the first short story he ever had published – and they all reek of early period, fin-de-siecle-cum-surrealist dreams rather than the hard psychoses of the modern world which he became famous for later on.

The idea is that Vermilion Sands is a holiday resort of the very near future, but not a holiday resort as we know it in the real world of Ibiza or the Costas. For the most striking aspect of Vermilion Sands is that there is no sea. No sea, no beaches, no sunbathing and all that vulgar paraphernalia. Instead the town appears to be surrounded by a vista of endless rolling dunes, sand-lakes and quartz reefs, among which grow the mysterious ‘sound sculptures’ and out of whose dark grottos fly the ominous sand-rays.

Perfectly at home with this nearly other-planet-like landscape, the denizens of this alternative reality are all well educated and middle class, all seem to work in the arts (we meet an increasingly predictable series of artists, singers, film makers, architects, painters and fashion designers), and indulge strange dreamy fantasies which involve making singing sculptures, tending plants which emit music, selling houses which shape themselves to their owners’ moods and, in the most characteristic story, The Cloud-Sculptors of Coral D, use gliders to carve faces and shapes out of clouds for the entertainment of the jaded inhabitants below.

The stories appear to take place in the present or near future:

  • in Venus Smiles the narrator references the Expo 75 and the Venice Biennale as contemporary events; later he tells us that the artist Lorraine Drexel hobnobbed with Giacommetti and John Cage (making her a very 1950s character)
  • in The Thousand Dreams of Stellavista the architect who is shot dead is described as having hung out in the 1950s with Le Corbusier and Lloyd Wright, and then moved on to Vermilion Sands, ‘1970 shots of him, fitting into the movie colony like a shark into a goldfish bowl’, and since we know he was shot soon after arriving at the resort that sets his murder in the Seventies, and the story is being told some ten years after the trial (p.194)
  • in Say Goodbye To the Wind the lead female character Raine Channing, was a world famous model in the 1970s and the ‘now’ of the story is barely ten years later (p.132)

But the stories take place in a location which is not the same earth or the same present as the rest of us inhabit. Everyone is comfortably off and lazy. All the houses have balconies and verandas where the characters do a good deal of daydreaming and musing. Everyone takes the endless dunes, the singing sculptures, and the flying manta rays for granted.

Ballard is often heralded as the prophet of late-twentieth century urban psychoses but these stories really reveal the late Victorian in him, the man in thrall to a Tennysonian love of euphony, given to long lazy paragraphs describing pre-Raphaelite women who sleepwalk through the dunes under the shimmering moonlight, combined with an 1890s, decadent, Oscar Wilde intoxication with jewels (jeweled eyes, jeweled insects) and the uncanny attraction of the macabre. In these stories Ballard is more of a Symbolist than a modernist.

Standing with one hand on the cabin rail, the brass portholes forming halos at her feet, was a tall, narrow-hipped woman with blonde hair so pale she immediately reminded me of the Ancient Mariner’s Life-in-Death. Her eyes gazed at me like dark magnolias. Lifted by the wind, her opal hair, like antique silver, made a chasuble of the air.

In a short preface Ballard says the stories are his best guess at what ‘the future will actually be like’, a snapshot of ‘the day after tomorrow’ – but I think we can take that with a pinch of salt: the future will obviously look very much like the world of today, only more crowded and polluted; that’s certainly how the future has turned out for the last 40 years that I’ve been experiencing it.

In the 1970s they told us that by the year 2000 there’d be colonies on the moon or even Mars, and we’d all be living in the Leisure Society where the only challenge would be deciding whether to fill your spare time by being an artist or a poet. 40 years later the Space Age is over, everyone works harder than ever, and the world is just more crowded and polluted.

What the Vermilion Sands stories really are is a mental realm where Ballard could go to indulge the most rococo and whimsical of his decadent fantasies, untroubled by any constraints of realism or logic. He is closer to the mark when, later in the Preface, he says that the stories consciously celebrate ‘the neglected virtues of the glossy, lurid and bizarre.’ They are exercises in the strange and the fantastical, the weird and surreal, all told in the calm, bejewelled prose of a latter-day Oscar Wilde.

Memories, caravels without sails, crossed the shadowy deserts of her burnt-out eyes. (p.21)

References in the text to Vermilion Sands

Vermilion Sands is my guess at what the future will actually be like.

Vermilion Sands is a place where I would be happy to live. I once described this overlit desert resort as an exotic suburb of my mind…

Vermilion Sands has more than its full share of dreams and illusions, fears and fantasies, but the frame for them is less confining. I like to think, too, that it celebrates the neglected virtues of the glossy, lurid and bizarre.

Where is Vermilion Sands? I suppose its spiritual home lies somewhere between Arizona and Ipanema Beach, but in recent years I have been delighted to see it popping up elsewhere — above all, in sections of the 3,000-mile-long linear city that stretches from Gibraltar to Glyfada Beach along the northern shores of the Mediterranean, and where each summer Europe lies on its back in the sun. That posture, of course, is the hallmark of Vermilion Sands and, I hope, of the future — not merely that no-one has to work, but that work is the ultimate play, and play the ultimate work. (Preface)

‘tourist haunts like Vermilion Sands’ (The Singing Statues)

Ten years ago the colony ‘was still remembered as the one-time playground of movie stars, delinquent heiresses and eccentric cosmopolites…

All the houses in Vermilion Sands, it goes without saying, were psychotropic…

‘Darling, Vermilion Sands is Vermilion Sands. Don’t expect to find the suburban norms. People here were individualists.’ (Stellavista)

… to Vermilion Sands, to this bizarre, sand-bound resort with its lethargy, beach fatigue and shifting perspectives

The Recess is referred to in several places as a worldwide economic slump which reduced most people to working a few hours a day (Referred to in The Thousand Dreams of Stellavista and the Cloud Sculptors), but this is as airily vague and meaningless as everything else in the stories.

Vermilion

Prima Belladonna (1956)

Steve Parker keeps a shop of singing flowers, Parker’s Choro-Fauna. A lot of effort is put into explaining the complexity of singing plants and, in particular, the way they need tuning and Steve does this using the monstrous Khan-Arachnid orchid, a difficult bloom with a range of 24 octaves. When he’s not fussing about these rare and expensive musical plants, Steve hangs out with his pals Tony and Harry, drinking cool beers on his balcony.

What is maybe most characteristic about the story is the notion that it is set during ‘The Recess’, a decade of economic stasis. There’s no socio-economic explanation of this, it just reinforces the sense of slow, lazy, easy-going torpor which hangs over the story.

Into their relaxed, passive lives arrives the stunningly beautiful Jane Cyracylides, long and lean with golden skin and disconcerting eyes which seem like insects. The boys ogle her from their balcony and then one day she comes to the shop.

Tony gets to know here and discovers Jane’s astonishing singing ability, an ability which, if not restrained, badly upsets the flowers in his shop. She starts to make a living singing in nightclubs and becomes famous so Tony is thrilled when they become an item, cruising round together and hanging at the beach.

One day he is awoken by music from the shop, strange, it’s locked up and should be quiet. He goes in to discover the Khan-Arachnid orchid in mad tumescence, rearing up to over nine feet tall and sucking into its core the willing body of Jane Cyracylides. When he tries to pull her free she pushes him away. Later, when he re-enters the shop, the Khan-Arachnid has returned to its normal size and Jane is nowhere to be seen. Has it eaten her?!

Venus Smiles (1957)

A broadly comic story. The narrator – Mr Hamilton – is on a small committee which commissioned a sonic sculpture for the central square of Vermilion Sands and awarded the gig to Lorraine Drexel. Unfortunately the finished product looks like a radar aerial with a car radiator grill broken in two so the bars stick up like a big metal comb. And the sound it emits instead of being calm and reassuring is a high pitched whine, a sitar-like caterwauling. The crowd gathered to see the unveiling starts booing.

Quite quickly the statue is withdrawn and ends up in the narrator’s own front garden, and Lorraine Drexel leaves town, laughing. This is because she knows what’s coming next. Which is the statue starts growing, and sprouting more and more sound cores which start broadcasting various classical lollipops like Mendelsohn’s Italian Symphony or Grieg’s Piano Concerto.

Hamilton chops it up with a hacksaw but the parts only grow back. They call in an expert, a Dr Blackett, who spouts some typical half-plausible pseudo-scientific explanation about the sculpture extracting its new content from oxygen in the air and its metal core, creating a dynamic form of rust.

Hamilton wakes up to find the thing smashing through his bedroom window and stretching all over his garden, caterwauling umpteen different pieces of classical music. His colleague on the Art committee, Raymond, comes round with an oxy-acetylene kit and they spend a day chopping the monster singing sculpture up into thousands of tiny pieces. They pay a local contractor to take it away to a steel mill and get it all recycled.

But the sculptress Lorraine Drexel reads about it in the press and sues. The case spends months dragging through the courts and the final verdict is delivered in Vermilion Sands’s new courthouse. They lose the case because the judge doesn’t believe – despite the eye witness testimony – in a growing singing sculpture.

But as they leave the courthouse, Hamilton feels a vibration in his feet. He leans to the floor and hears music. He walks to a window and looks out at some of the unfinished parts of the courthouse. Yes, there are new struts and stanchions growing out from the building even as he watches and new ‘sonic cores’ forming, from which emits louder and louder music.

The sculpture! Its melted-down parts have been mixed with other metal and sent off to construction jobs all over the city. Not only buildings but cars and planes, all the artifacts of modern technology will start budding soundboxes and singing!

Studio 5, The Stars (1960)

Studio 5, the Stars is an address – studio 5 is a house half way along a road in Vermilion Sands called The Stars.

It’s a good-humoured joke that the narrator is Paul Ransom, editor of Wave IX, a poetry magazine all of whose works are produced by modern VT technology – punch in your requirements of stanza form, genre, style, metre and so on into an IBM machine and it coughs out as many lines as you like.

Into his life wafts a late-Victorian beauty, the mysterious figure of Aurora Day (much like the slender and mysterious beauties Leonora Chanel and Jane Ciracylades in the other stories), given to mysterious sleepwalking in her billowing white gown or feeding the white fish in her pond or stretching on her divan, her ‘beautiful body uncoiling like a python.’

She is a real poet in that she writes the old fashioned way, with a pen. Once she learns Ransom is editor of a poetry mag she sends her pink Cadillac round every morning so that the hunchback chauffeur can deliver her latest compositions, and in the evening the tapes on which she has written her texts comes roiling and blowing across the sand from her house across the dunes, Studio 5.

But this is just the start. When Ransom rejects her poems, she magically co-opts the entire issue he’s sent to the printers, deleting all the computer-generated poems and replacing them with hers. Far more dramatic, when Ransom gets over burning the tampered copies, he lifts his glass to find a quote of poetry engraved on it, and poetry engraved on the steps of his, and on the doors, and on the walls, and on the floors. Then he looks at his arms and realises they are live with hand-written verse and when he looks in the mirrors he sees that his face it is covered in poetry.

He vaults the balcony, lands on the sand and runs over to Aurora’s house. There she is lazily feeding her fish and asks him if he knows the Greek myth about Melander, goddess of poetry, and Melander, the only true poet of the day who kills himself to prove his devotion to the art of poetry. As she tells it him, Ransom realises there are paintings of the two characters all round the walls. Is she… is she the goddess Melander?

Quickly the plot develops. Ransom utterly gives in to Aurora’s demand that the next edition of his magazine be filled with original, hand-made poetry. But when he gets home he discovers his lovely IBM poetry-making computer has been trashed. He phones the other 23 poets in Vermilion Sands and same has happened to them. How the devil is he going to fill his magazine?

One alone among the other poets isn’t fazed, the good-looking youth Tristram Caldwell. He not only offers to submit some of his verse but comes over and introduces himself to Aurora. Over the next few days they become inseparable. He suggests they go on a sand-ray hunt, sand-rays being things like bats which fly about above the ‘reefs’ but have a sharp and fatal sting.

To cut a long passage short, Tristram fools Aurora into going into a mazy grotto of the reefs and there whipping the sand-rays into such a frenzy that they appear to attack and kill Tristram. Aurora runs off screaming and is driven away the goatish chauffeur who Ransom has, by now, realised must be a reincarnation of the Greek god Pan.

Ransom a) tries to follow them but their big Cadillac loses him b) drives to Aurora’s house only to find it empty, deserted and feeling as if it has never been inhabited (as in a thousand clichéd ghost stories) and c) gets home to find Tristram lazing on his divan. What!

It was a scam by Tristram. He learned how seriously Aurora took the Melander story and how she had cast him as the tragic devotee. So he staged the entire sand-ray hunt in order to fulfil her psychological need. Only he among the little hunting party knew that they are in the ‘off’ season for the rays, and so their blades aren’t poisonous.

And the punchline of the story? Ransom is still stressing about how to fill his next issue when he gets a call from one of the poets who, strange to say, has had a moment of inspiration and has knocked out quite a decent sonnet. And then another phone call. And another. Somehow, Aurora’s presence, or her (probably) commissioning the hunchback to smash up all the poetry computers, has had the desired effect. The poets have learned how to write again.

The Singing Statues (1961)

Another story about a beautiful willowy woman who enters the life of the male narrator and entrances him.

In this case he is Milton, an artist, a maker of sonic sculptures and she is Lunora Goalen (what, not the Lunora Goalen, yes!! the Lunora Goalen!!), rich patron of the arts with apartments in Venice, Paris, New York (funny how some things haven’t changed in 60 years), doyenne of the news magazines and celebrity columns and society pages.

Lunora has rented a luxury house in the resort. She has dropped into the art gallery where Milton was just adjusting his latest sound sculpture which looks like an enormous totem pole with wings at the top. Out of the wings come sounds. Milton happens to be inside when the rich client strolls his way and – knowing the musical range of his sculpture is actually pitifully thin – he grabs the microphone and as Ms Rich arrives in range, singes the Creole Love Call which is transmogrified by the computers into a haunting melody which enchants Lunora and she buys it on the spot, turning and walking out to climb back into her white Rolls Royce, leaving it for her sharp-eyed assistant Mme Charcot to make out the cheque to the flustered gallery owner.

Next day they get an angry call complaining that the sculpture only seems to emit a dull booming noise. Milton drives out to the luxury house (like ‘a Frank Lloyd Wright design for an experimental department store’) and pretends to be doing maintenance when he is in fact installing a tape of classical music. This should fix the problem for a day or two.

On successive nights he sneaks back across the dry lake climbs over the wall into the garden, sneaks up onto the unrailed terrace and instals a new tape. Then spends increasing amounts of time looking down to the ground floor where Lunora is sleeping on an open-air divan, topless.

On the climactic day he is rung up by Mma Charcot who insists he comes straight away. Lunora is distraught, her hair undone, dishevelled, crouching beside the sculpture. Milton crouches down beside her and takes her hands in his but Mme Charcot sniggers, it is not him she cares for – it isn’t even the sculpture – it is herself she is in love with.

Appalled, Milton turns and walks away. Next day Lunora, her secretary and chauffeur have gone, When he revisits the house it is cold and empty, the muted statuary standing around like corpses. Months later, in preparation to make a new statue, Milton goes out among the actual living sound sculptures, among the sand dunes and reefs of the desert, and there discovers the sculpture he had sold her, chopped up into pieces and scattered around the sand, some of the fragments still making a sad, whining lament.

The Thousand Dreams of Stellavista (1961)

Talbot and his wife Fay are looking for a house to rent in Vermilion Sands. The resort is now past its prime and these new buyers are aware of the history of movie stars and celebrities who populated it in its prime.

The story is based on the idea of Psychotropic Homes – these are homes built in a kind of bioplastic which respond to their owners’ moods and personalities. This immediately leads Ballard into a comic tour of totally unsuitable homes, such as the mock-Assyrian ziggurat whose previous owner had St Vitus dance and so which was still nervously jitterbugging even years after he’d left. Or the converted submarine pen which was the home of an alcoholic and whose vast concrete walls still reek of gloom and helplessness. You get the idea.

Anyway they finally take a nice house with a pool and it’s only when the estate agent ‘turns it on’ (you turn on psychotropic houses) that he reveals it was the home of 70s movie star Gloria Tremayne, who was the defendant at the Trial of the Century, accused of shooting dead her architect husband, Miles Vanden Starr. Now we learn that Talbot, who’d already told us he was a lawyer, was actually a junior defence lawyer on Gloria’s team. Lots of guff about how mysterious and aloof and Greta Garbo she was.

To cut to the chase, Talbot and Fay find themselves beginning to act out the characters of its previous inhabitants. In particular, we learn from Fay’s comments to him, that Talbot has become obsessive, vengeful, permanently angry. One day the house tries to kill her by melting and bending down the ceiling in the living room where she’s sleeping to crush her onto the sofa. Her screams waken Talbot who comes running in to save her.

Next day she’s gone, a note on the memogram saying she’s gone to stay with her sister. Two months later she demands a divorce. Talbot goes on a bender, drinks too much, raves the car back across the lawn, smashing into the automatic garage, throws his coat in the swimming pool, necks a bottle of whiskey and wakes up sprawled across his bed to witness a strange sight.

A pressure zone enters the doorway, but no person, The pressure zone crosses the bedroom towards the bed, there’s a pause, then a convulsion in the air and the house goes into spasm, has a fit. The room he’s in starts to contract, within moments the door and control panel are covered in melting blob, huge veins stand out on the walls. Luckily his lighter is in his pocket and Talbot holds it up to the ceiling which starts to fizz and melt apart and he’s able to pull himself up into the from above, though that is melting and bending, the swimming pool has been upturned and draining.

He realises the house is reliving the moment Gloria Tremayne went into his bedroom to shoot Starr. The spasm was the house re-enacting Starr’s death spasm, the contraction was his lungs and heart ceasing to work, his life force contracting as the room contracted around Talbot.

Talbot makes it to the control panel and turns the house off. Hours later the police leave deciding there’s nothing they can do to prosecute a house for murder. The estate agent looks in horror at the wrecked, erupted shell of the desirable property he sold Talbot only a few months previously, then leaves.

For the time being Starr will remain. He can’t afford to move and the house is turned off. But one day… one day, he will turn it back on… the threat being that he will subsume himself in the damaged psyche of the murderess.

The Screen Game (1962)

Paul Golding is an artist, well, an artist in the Vermilion Sands sense, meaning he rarely actually paints anything. He’s co-opted by his friend Tony Sapphire into painting the sets for an avant-garde movie being produced by the millionaire playboy Charles van Stratten (two ex-wives and a controlling mother who mysteriously died in an ‘accident’) who owns a massive house out across the sand lakes.

There’s a cast of distractions including the outrageous director, but the point of the story is to introduce us to the beautiful, slender and (inevitably) troubled young woman at the heart of it. Emerelda Garland used to be a famous actress, darlings, but had a breakdown after her mother died. Now van Stratten (who is, of course, devoted to her) has organised the filming solely to recreate the milieu of her glory years and try and effect a cure.

As an typically eerie and oblique aspect of this cure the narrator is tasked with building a series of twelve enormous screens, which are painted with the signs of the zodiac and are to be moved around what seems to be an enormous chessboard on a terrace below the producer’s summer house.

As the story progresses, Golding produces many more screens than are required and he and his friends develop a strange complicated ‘game’ of moving them around, creating strange patterns and mazes.

Emerelda does indeed find walking among their ever-changing patterns and mazes somehow consoling, although Golding finds it disconcerting that she is followed everywhere or surrounded by an eerie troop of scorpions and spiders with jewels embedded in their heads, jewelled insects which foreshadow the jewelled world created in The Crystal World. (Leonora Chanel is referred to on almost page of her story as having ‘jewelled eyes’, which, we eventually realise, means small decorative jewels stuck around her eyes.)

The climax comes one morning when Charles himself deigns to come down from the summer house and play ‘the screen game’, by now a complex process using the 40 huge screens Paul has painted. But suddenly an abandoned sonic sculpture down on the empty beach sets up a wailing and they realise something is wrong.

Charles starts tearing apart the screens which form the protective carapace the mad Emerelda has made for himself. But when he penetrates to the core and strips away the screens shielding her, exposing her to the harsh sunlight, her entourage of jewelled insects, scorpions and spiders, protects her by leaping onto Charles’s body and covering his face, and stinging him to death as he runs away down the sand embankment screaming in time to the sonic sculpture’s mournful wail.

Cry Hope, Cry Fury! (1966)

The first-person narrator, Robert Melville, goes sailing on his sand-yacht across the bone-dry dunes of the sand-sea, in hunt of the eerie sand-rays which fly just out of reach. When one of the tyres of his sand yacht gets a puncture he sets off on foot but the razor sharp sand cuts his feet. Back at the yacht an enormous ray flies overhead till he shoots it dead and it falls out of the sky wrecking his sails and knocking him unconscious.

When he comes to he is being rescued by a much larger sand-yacht under the command of the windswept beauty, Hope Cunard, who tends him in her cabin as they cruise over the smooth dry sand lakes towards her luxury home on the bone dry Lizard Key. Here Melville meets Hope’s small and characteristically troubled entourage, namely her pockmarked half-brother, Foyle, and her secretary Barbara Quimby.

Hope is, of course, a painter, she paints portraits. In a nod to his sci-fi audience Ballard invents a kind of paint which, once you’ve set the basic parameters, you leave out on the canvas in front of the subject and it automatically takes the shape of whatever you intend to paint – similar to the computer programs for making poems in Studio 5, The Stars.

The subject of painting does two things. One, it brings out a profusion of references to artists, including Monet, Renoir, Gainsborough, Reynolds, Balthus, Gustave Moreau, the surrealists as a group and ‘the last demented landscapes of Van Gogh’, as well as literary references to Coleridge’s poem The Ancient Mariner and one of the Surrealists’ holy books, Maldoror. Two, it triggers a glut of sensuous, decadent description, of the desert, the gleaming sand, the  sand-rays wheeling above the rock spires and so on. And, of course, the human body as a junction or meeting point of the organic and the crystalline.

Sometimes at night, as she lay beside me in the cabin, the reflected light of the quartz veins moving over her breasts like necklaces, she would talk to me as if completely unaware p.103

It emerges that Hope had a tempestuous affair (underneath the psychological flim-flam there’s quite a lot of Mills and Boon about a Ballard story) with a tall dark stranger who is identified in the story with the Flying Dutchman. He even left a jacket behind with a tell-tale bullet hole in the chest.

Hope lets a portrait of herself and Melville be painted but over the following days it twists and distorts into the macabre figure of a skull-faced woman in a blonde wig and a pig-faced mannequin. The narrator thinks this is a reflection on the weird psychic processes at work in the isolated house, but at the climax of the story we learn that the two other occupants – Foyle and Barbara – have been dressing up in costumes and standing in front of the self-painting paintings, nothing weird and psychic about it at all, it’s a twisted attempt at humour and control.

The climax come when the Flying Dutchman or some such young man does indeed arrive, but Hope has been driven into a state of hysteria and fires a pistol at him, wounding him in the wrist and he and Melville both make their escape, running across the piazza and onto the man’s sand-schooner.

The Cloud-Sculptors of Coral D (1966)

This might be the best, the most representative of the stories. Major Raymond Parker has been invalided out of the air force after an accident, hence the crutches. He is building gliders in a disused garage. two freaks pass by, the hunchback Petit Manuel and tall artist Nolan. They’re joined by playboy Charles van Eyck and form the cloud-sculptors of Coral D. a) Coral D is the fourth and largest of the four large coral towers outside vermilion Sands b) cloud sculptors glide among the clouds and release scythes of silver iodide to carve and sculpt them into the shapes of celebrities, presidents and actresses.

Till the day when beautiful reclusive heiress Leonora Chanel (daughter of one of the world’s leading financiers) is driven up in her white Rolls Royce, accompanied by her secretary Beatrice Lafferty (it does feel as if Ballard is writing the same story again and again and again).

As we get to know her we realise Leonora is a monster of egotism. She puts on a massive party at her huge villa and invites the cloud sculptors to perform. Van Eyck and Nolan are vying for her attention and outdo each other. Parker quickly starts an affair with Miss Lafferty and they jointly observe what happens next which is

1. That night there is some kind of argument or fight up on the terrace and Nolan goes running off into the night. We learn that he has in fact already had an affair with Leonora and painted a very unflattering portrait of her. Out of the shadows emerges smooth playboy Van Eyck who now tries his chances with Leonora.

2. Next day there is another party (easy to get the fact there are two, a bit confused) and this time the clouds darken into a storm. First Manuel begs to go up, in order to impress Leonora who had not tried to hide her revulsion at the hunchback. He goes up and his glider is smashed to bits in a storm cloud. Parker and Lafferty go and recover his body which means they are out in the desert when the storm turns into a real tornado and – apparently driven by the vengeful Nolan in his glider -heads straight for Leonora’s villa, where it wreaks tremendous damage.

Emerging from their hidey-hole, Parker and Lafferty tour the ruined, devastated villa, with its wreckage of party chairs, marquee and smashed champagne glasses. They find Leonora dead among her peacock feathers, her face covered by shreds of the many portraits of herself she’d commissioned over the years. And Van Eyck hanging strangled in the wires of the party lights.

Say Goodbye to the Wind (1966)

The narrator, Mr Samson, keeps a fashion boutique jokily called ‘Topless in Gaza’, the snazzy sci-fi angle being that the clothes are all bio-clothes, animated clothes, which shape and mould themselves around the owner and are also prone to hysterical fits (much like the sensitive plants and the sensitive houses and the sensitive musical sculptures).

One day a glamorous former supermodel, Raine Channing, turns up at the shop (just as Lunora Goalen turns up at Milton’s art gallery and Jane Cyracylides turns up at Tony Parker’s flower shop) and buys a carful of clothes. This is paid for by her secretary Mme Fournier (same figure as the Mme Charcot who handles everything for Lunora) and has an aggressive chauffeur (as did Lunora and Aurora Day).

Basically, Raine was used and moulded by her svengali, fashion designer Gavin Kaiser. Now she imagines he is coming back to get her and her behaviour becomes increasingly unhinged, particularly her habit of wafting from her hotel room through the empty streets to the abandoned nightclub and dancing by herself to the one record left on the old-fashioned gramophone.

At the climax of the novel the narrator is watching her, when someone creeps up behind him and biffs him on the head. When he regains consciousness he is in a hand-tailored biomorphic golden suit which almost immediately starts contracting and strangling him to death. there’s a couple of sentences of over-the-top description of this Poe-esque fate before strong hands grip him and a macho man cuts open the constricting fabric. It is none other than Jason Kaiser, brother of the dead Gavin Kaiser who has rescued him for obscure reasons.

Five miles away they watch the headlights of Miss Channing’s chauffeur-driven car as it disappears into the night, just like all the other psycho-goddesses in every other one of these stories, disappears back into the shadows of Ballard’s obsessive psyche.


Ballard’s goddesses

Hope Cunard stepped through the open window, her white gown shivering around her naked body like a tremulous wraith. (p.102)

Into all this Emerelda Garland had now emerged, like a beautiful but nervous wraith. (p.65)

Almost all the stories rotate around women of a particular type. Each of Ballard’s narrators meets and falls under the intoxicating influence of glamorous female figures with golden skin and mysterious pasts, former movie stars, reborn goddesses, alluring divas from myth, beguiling heiresses, elusive millionairesses:

  • Jane Ciracylades – mysterious and sexy woman who has a superhuman singing ability
  • Aurora Day – a witch with magic powers who can project poetry quotations into solid objects and onto human skin and murders (she thinks) her lover
  • Leonora Chanel – ‘this beautiful but insane woman’, millionairess who inspires the cloud sculptors, spurring them on to death and destruction
  • Gloria Tremayne – former actress who shot her husband and went mad
  • Emerelda Garland – former actress who had a collapse after her mother died and ends up trying to shoot her lover
  • Hope Cunard – millionaire heiress owner of mansion on Lizard Key who tries to shoot the narrator and her former lover
  • Lunora Goalen – neurotically self-obsessed millionaire art collector who has a breakdown by a sculpture
  • Raine Channing – former teenage supermodel who tries to kill the narrator by dressing him in constricting bio-fabric

These femmes fatales involve the narrator in their strange and dreamlike psychodramas which spiral up towards some kind of often violent climax before they abruptly disappear. He uses the stock phrase – ‘I never saw XX again’ – in so many of these stories it becomes a trademark, a cliché. ‘Of course I never saw her again’ (Gloria); ‘That was the last I saw of Aurora Day’ (p.180) and so on. They come; they entrance and beguile; they disappear – like women in a (very male) dream.

In fact the basic structure – glamorous woman enters life of man with an interesting speciality (animated clothes, musical plants, cloud-carving gliders, computer-generated poetry), after some fencing they ‘fall in love’ i.e. go to bed, before the plot moves to some kind of climax to which she is central and then the woman disappears as abruptly as she arrived – reminds me of the basic template of the James Bond stories (Bond’s interesting speciality being that he is the sexiest spy in the world). The Bond books began appearing only a few years before Ballard’s (first Bond novel 1953, first Ballard short story 1956).

There’s another point worth making: almost all the women are topless or scantily clad at some point; there are quite a few bare bosoms about. Lunora Goalen sleeps topless every night out on the desert terrace where Milton the sound sculptor spends hours watching her. When you see the contemporary illustrations for Ballard’s stories in contemporary sci-fi magazines, you see why coming up with a steady supply of nubile, slender and topless or diaphanously dressed women was required to keep the fans happy.

Cover of the October 1963 issue of Fantastic Stories showing an illustration of The Screen Game – jewelled insects, moveable screens painted with signs of the zodiac and – of course – a slender, half-naked young woman

Some of this – the recurrence of film stars and the entire story about making an avant-garde movie (The Screen Game) – sheds light on Ballard’s later obsession with real-life movie stars like Greta Garbo, Jayne Mansfield and especially Elizabeth Taylor in Atrocity and Crash.

These later texts are usually read as deconstructions of the mediascape in a consumer capitalist society, of the way Hollywood iconography and huge advertising hoardings mediate, focus and exploit primal human longings (for sex, for a better, perfect life) for profit. But a simpler interpretation is that Ballard himself had a deep devotion to the figure of the goddess, the muse, the Perfect Woman, which has more to do with Tennyson and the pre-Raphaelites than the hectic commercial world of the 1960s.

It’s characteristic that even though some of his male narrators sleep with these other-worldly muse figures – as Steve Parker does with Jane Cyracylides and Robert Melville with Hope Cunard – little if anything is made of the sex, as such. It is more important as a symbol of the often oblique psychological bond between the narrator and the goddess-figure.

But even that is not quite accurate, because there is actually little if any psychology in a Ballard novel. Or, to put it another way, Ballard’s novels are full of psychology but it is Ballard’s psychology – the characters are little more than ciphers in the strange trance-worlds Ballard creates, as their generally anonymous names clearly signal – Ransom, Golding, Milton, Talbot, Melville, they’re all dream figures acting out Ballard’s compulsive scenarios, again and again and in Vermilion Sands it’s striking how many of these obsessions are more or less the same one – being entranced by a beautiful, sexy, but mad and dangerous young woman.

As a footnote, they all arrive in very nice cars, and they all have chauffeurs:

  • Leonora Chanel – white Rolls Royce, chauffeur and secretary (p.11)
  • Lunor Goalen – white Rolls Royce, chauffeur and secretary (p.75)
  • Aurora Day – pink cadillac and chauffeur (p.154)

Once I’d noticed this, I couldn’t help thinking about Lady Penelope, driven about in her pink six-wheeled Rolls Royce by the faithful Parker in Thunderbirds (which was broadcast 1965-66).

Ballard’s buzzwords

There’s a lot of detail and imagination in all of the stories – a lot of sci-fi gags, like the houses which change shape or the mutant plants which can make music or the eerie sand sculptures and so on – but, in the end, I found it a struggle to read the book right to the end. The atmosphere, which starts off as dreamy symbolism, ends up becoming too one-dimensional, the effects too shrill and tinny.

I began to notice the way he throws around the adjective ‘insane’ a lot – insane wishes, insane people, insane ideas, insane landscape, insane logic,

  • fighting the insane air, Manuel piloted the glider downward…
  • For a moment the ambiguous nature of my role, and the questionable morality of abducting a beautiful but insane woman, made me hesitate. (p.67)
  • Convinced at the time of this insane logic, I drove my fists through the canvas… (p.105)
  • I raised my hands to my face, in horror saw that the surface of my skin was interlaced by a thousand tattoos, writhing and coiling across my hands and arms like insane serpents. (p.163)
  • The fragments of Aurora Day’s insane poems caught the dying desert light as they dissolved about my feet… (p.181)
  • I stood up, wondering what insane crisis this psychotropic grand mal duplicated. (p.205)
  • ‘The place must have been insane.’ (p.207)
  • There’s a subtle charm about the house even in its distorted form, like the ambiguous smile of a beautiful but insane woman. (p.208)

And bizarre:

  • the portraits recapitulated in reverse, like some bizarre embryo, a complete phylogeny of modern art… (p.98)
  • a character’s shirt makes him look like ‘some bizarre harlequin’ (104)
  • She seemed to be concealed in this living play-nest like a bizarre infant Venus (p.134)

And demented:

  • We barely noticed the strange landscape we were crossing, the great gargoyles of red basalt that uncoiled themselves into the air like the spires of demented cathedrals. (p.52)
  • In the wardrobe the racks of gowns hung in restive files, colours pulsing like demented suns. (p.136)
  • I woke on Raine’s bed in the deserted villa, the white moonlight like a waiting shroud across the terrace. Around me the shadows of the demented shapes seethed along the walls, the deformed inmates of some nightmare aviary. (p.141)

Yes, nightmare:

  • What had begun as a pleasant divertimento… had degenerated into a macabre charade, transforming the terrace into the exercise area of a nightmare. (p.69)
  • Kicking back the door I had a full glimpse of these nightmare figures. (p.106)
  • The macabre spectacle of the strange grave-flora springing from cracked tombs, like the nightmare collection of some Quant or Dior of the netherworld… (p.130)
  • The cloud if insects returned to the summer house, where Dr Gruber’s black-suited figure was silhouetted against the sky, poised on the white ledge like some minatory bird of nightmare. (p.71)

And macabre. And grotesque. And hell.

  • The livid colours of Hope’s pus-filled face ran like putrefying flesh. Beside her the pig-faced priest in my own image presided over her body like a procurator in hell. (p.107)
  • I remembered the clothes I had seen on a woman killed in a car crash at Vermilion Sands, blooming out of the wreckage like a monstrous flower of hell, and the demented wardrobe offered to me by the family of an heiress who had committed suicide. (p.137)
  • Three nights later, tired of conducting my courtship of Emerelda Garland within a painted maze, I drove out to Lagoon West, climbing through the darkened hills whose contorted forms reared in the swinging headlights like the smoke clouds of some sunken hell. (p.67)

And nightmares. And Bosch.

  • My pig-snouted face resembled a nightmare visage from the black landscapes of Hieronymus Bosch. (p.105)
  • With his beaked face and insane eyes, his hunched figure hung about with the nets of writhing rays, he looked like a figure from Hieronymus Bosch. (p.177)

There’s a tired business mantra that if everything’s a priority then nothing’s a priority. Same here. If everything is ‘insane’ and a ‘landscape from hell’ then, eventually, nothing is.

My point is that it’s too easy and glib to chuck around extreme adjectives like that. It devalues them and they quickly lose their evocative affect.

The obsessive repetition of the same basic structure – mysterious glamorous woman entrances naive male protagonists against the backdrop of the endless dunes, sand reefs and sonic sculptures – gets pretty boring after the fourth or fifth iteration. The details of things like the psychotropic houses and the moments when the house tries to kill Fay, then the narrator, are weird and hallucinatory, the details of the gliders flying among the clouds and sculpting them into shapes and faces is wonderful, but:

  1. the human plots which he concocts amid the sand-seas and reefs of quartz are often shallow and disappointing
  2. Ballard’s language is too often cranked up to maximum all the way through; there’s little light or shade, the whole thing does indeed become ‘glossy, lurid and bizarre’ to such an extent that, in the end, it runs the risk of ceasing to register or matter

Maybe literature is something to do with restraint, and the reason Ballard is hard to take seriously as a literary figure is because, although his novels are brilliant (the three disaster novels are breath-taking and Atrocity and Crash are all outstanding visions), nonetheless Ballard’s writing – considered solely as written prose – is so ridiculously over the top.

In the silence of the villa I listened to [the shadows of the demented shapes] tearing themselves to pieces like condemned creatures tormenting themselves on their gibbets. (p. 141)

Edgar Allen Poe on acid.


Related links

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed

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