The Kraken Wakes by John Wyndham (1953)

The Kraken Wakes is told in retrospect, by a man living in a drowning world, when most of England is under water due to the melting icecaps, looking back over the events which slowly led up to this catastrophe [in fact the action of the book seems to cover about ten years], who tells us he is setting out to piece together an account of the events leading up to the catastrophic present.

It began so unrecognisably. Had it been more obvious – and yet it is difficult to see what could have been done effectively even if we had recognised the danger. Recognition and prevention don’t necessarily go hand in hand. We recognised the potential dangers of atomic fission quickly enough – yet we could do little about them. If we had attacked immediately – well, perhaps. But until the danger was well established we had no means of knowing that we should attack – and then it was too late. However, it does no good to cry over our shortcomings. My purpose is to give as good a brief account as I can of how the present situation arose – and, to begin with, it arose very scrappily….

Like Day of the Triffids, Kraken is a first-person narrative told by a polite and well-meaning, middle-class man, in this case named Mike Watson. He’s a journalist with the (fictitious) English Broadcasting Corporation, which, in a recurring joke, people are always mixing up with the BBC. The fact that both stories are told by very much the same kind of young middle-class man made me speculate that Wyndham probably realised he needed a different tone or register for his narrator in order to prevent the two books sounding the same.

So that’s probably the reason why, whereas Bill Masen’s account in The Day of The Triffids is consistently grim and often horrifying, the narrator of this book keeps up a chirpy, facetious tone throughout. In fact, the central feature of this book is the narrator’s relationship with his smart and sassy wife, Phyllis, herself a documentary scriptwriter, with whom he keeps up a solid stream of jokey banter and backchat and has a very 1950s kind of relationship, to the extent that it’s made jokily clear that it’s very much the wife who wears the trousers:

‘But, with a pressure of tons, and in continual darkness, and – ‘ I began, but Phyllis cut across me with that decisiveness which warns me to shut up and not argue…

‘A man of perception,’ I said. ‘For the last five or six years – ‘
‘Shut up, Mike,’ said my dear wife, briefly. (p.124)

‘Mike, darling, just shut up; there’s a love,’ said my devoted wife.

This snappy husband-and-wife banter completely differentiates the books from the rather grim, serious-minded tone of Triffids and makes this catastrophe feel much more like a bank holiday outing. This tone is established in the short prologue, or ‘Rationale’ as he calls it, which opens the book, Mike and Phyl are looking out over the English Channel, nowadays full of icebergs because the Arctic icecaps are melting and the sea-level is drastically rising, and he first suggests writing some kind of account of the disaster which has overtaken the world. Good idea, she says, and offers to help.

Plot summary

Phase one (pages 11 to 72)

Journalist Mike Watson is on a honeymoon cruise with his new wife, Phyllis, when they see five red shapes, fuzzy and gaseous, speed across their wake and crash into the sea. So he was lucky enough to be in at ‘the start’. There are other sightings, including from an RAF fighter pilot who encounters some of these flying speedballs, shoots one which promptly explodes. The years go by and Watson becomes the meteor specialist at his broadcaster, all the letters from cranks and flying saucer spotters are sent on to him. And yet reports continue to come in of groups of red dots flying at high speed across the sky and into the ocean, generally at its deepest parts.

At ECB Watson finds himself lumbered with reporting on the steady trickle of sightings of the fireballs and builds up a reputation as an expert. As such he is invited to the Admiralty where a Captain Winters shows him a map of the oceans with lines drawn showing the descent of the many fireballs reported over the past few years, which shows how they have all entered the water near the oceans’ deepest points, up to five miles deep, where the water pressure is up to five tons per square inch!

And that’s why he and Phyllis are invited aboard a Royal Navy mission to the Caribbean, where a bathysphere containing two men is lowered deeper than any such vehicle has gone into the deep sea before. It’s a tense and detailed description which leads to the inevitable – at the deepest depths where no fish are, the two men in the little metal sphere think they see some vague shape moving just out of reach of the lights. Next thing they are cut off. The cable is winched up and the hawser it was attached to hasn’t been cut, it has been fused. They try again with an unmanned sphere carrying cameras, this too gets to about the same depths, the watching crew see something, then all power is cut.

Actually they’re invited to witness this expedition because of Phyllis. She is a documentary scriptwriter (while the narrator Mike is a straight journalist). So the idea of having a husband and wife team means Wyndham gives his pair twice as many chances to be invited on expeditions or to meet and interview key figures and experts as the story unfolds.

In this respect, the solo nature of the narrator of Triffids emphasises the sense of loneliness and isolation which is one of the harrowing aspects of that book which describes how one man slowly uncovers the impact of the catastrophe; whereas the dynamic in Kraken is the exact opposite – he needs a number of sources in order to present a synoptic overview of events: and so having what are in effect two protagonists doubles the number of contacts and interviews and sources the book can use.

And a great deal of it is second-hand, in the sense that Mike and Phyllis – having been on the doomed bathyscaphe expedition – begin following every aspect of the story and scouring the news for related stories.

Thus, after another interview with Captain Winter back at the Admiralty, they go on to monitor new developments. So they meet up and interview a journo from NBC who accompanied an American version of the bathyscaphe expedition. All the hacks were on a separate ship accompanying the navy vessel and were watching their bathyscaphe via remote cameras when shouts from above brought them all up on deck in time to see some kind of electric charge surge up the cable, light up the ship like a Christmas tree, and then it exploded.

Something is down there, snipping the wires of these bathyscaphes, and then sending up enormous electric charges. The NBC guy tells them it’s not the only one. Another research ship has disappeared near the Aleutian Isles.

Time passes, three years to be precise (p.41) during which Mike and Phyllis celebrate the birth of son William and then mourn his death 18 months later. And then more reports of sinkings come in: the Americans lose a cruiser off the Marianas, the Russians east of the Kuriles, a Norwegian research ship in the Southern Ocean. I.e. the pattern extends.

When the Americans lose a destroyer their patience snaps. They invite half the world’s press along to witness an experiment with an atom bomb, which is towed out to above the deepest part of the sea off the Philippines where the destroyer was lost – it is released and allowed to sink several miles into the depths, then detonated. Mike and the other spectators see the eruption of water, the cloud forming above it and then their ship is buffeted by the wave, but little apart from that.

Back in London our pair have dinner with another couple of journos who swap theories and opinions. One of them recounts the theory put forward by a certain Bocker, which is the one the reader has figured out by now, which is that the ‘fireballs’ are some kind of spaceships carrying intelligent passengers who have evolved in a deep sea environment and now have come to colonise earth’s. They didn’t take kindly to the investigating bathyspheres, took to destroying the ships attached to them and now – they speculate – will not take kindly to having an atom bomb exploded over their heads.

In the coming months several more atom bombs are dropped into the depths with unmeasurable affect (p.53). But through the grapevine Mike and Phyllis learn that several of them failed to go off. That’s worrying (p.57). Several more research ships have disappeared.

Phyllis interviews Dr Matet, noted oceanographer and friend of Captain Winters of the Admiralty. He tells her oceanographers have begun to notice major discoloration of the oceans’ major flowstreams, as if vast amounts of the ooze on the ocean beds is being disturbed (pp.59-61).

They jointly interview Alastair Bocker, eminent geographer (pp.63-65). He has developed his theories further. If intelligent life has come from beyond earth, and if it thrives at the enormous pressures of the deep ocean, then they can be seen as settlers or colonists who will set about making the found environment more congenial to their civilisation. And if someone starts dropping massive bombs on their heads, we shouldn’t be surprised if they retaliate.

They read about a tsunami killing 60 or so people on the remote island of Esperanza. Neither of them know where that and Phyllis has never heard the word tsunami.

Phase one ends with a couple of pages of Phyllis reading out a draft script for ECB, written in amazingly purple prose about the mysterious depths of the great oceans, and bringing together all this scattered evidence to wonder what’s afoot…

Phase two (pages 73 to 182)

Part one – Ships being sunk

Years earlier they had bought a cottage in Cornwall with money left by an aunt of Phyllis’s. It has a fine view across a river, more land and to the sea beyond. I always think that, if you’re appearing in an apocalyptic end-of-the-world novel, it’s always a good idea to have a comfy country bolthole to retreat to.

In the Times is a report of a Japanese ocean liner, the Yatsushiro, which sank in moments, drowning over 700 passengers and crew. A day or two later an official statement is put out blaming it on ‘metal fatigue’. Our heroes are sceptical, sounds like a cover-up story. Phyllis imagines all those men, women and children as the freezing water gushed into their cabins, and is inconsolably upset.

Guests come to stay (Harold and is posh wife, Petunia or ‘Tuny’) and the posh wife without hesitation blames all these incidents on the Russians and lambasts Western politicians who are, she thinks, refusing to name names and, in effect, appeasing the commies. In her view Bocker is a fellow traveller propagating a Soviet cover story. General conversation, the guests go to bed and leave a few days later.

Mike works on a book commission for a history of royal love lives, Phyllis is writing a history of a stately home. A month later they hear the news on the radio that the huge British liner, the Queen Anne, has sunk. Half an hour later the head of EBC news and features rings up and says they want a half hour feature about it – why? Because rumour is going round that the Russians did it and might swell into enough of a movement to begin to pressurise the government to do something, risking escalation into, ultimately war.

Having written it they drive back up to London and arrive to hear that two more ships, American this time, have gone down. Now the Americans are angry and send a flotilla of battleships to the area loaded with high explosive and another atom bomb. But two of them are blown up as they get near the area, one was carrying the bomb primed to detonate at five miles depth, the other ships turn and flee, a few more being caught in the eventual blast, five surviving.

But now it’s official – there’s something down there. A global conference is held, at which the Russians walk out in protest. Watson is typically sarcastic about business as usual being resumed. Scientists devise anti-vibration protection and ‘dolphins’ which are supposed to spot the enemy, close in and blow up, and we get a description of an apparently successful trial. Governments declare the seas sailable again, and prematurely declare that ‘the Battle of the Deeps’ has been won (p.111). But it hasn’t. A month later a clutch more ships are sunk.

Part two – The sea tanks (pages 112 to 182)

But the real thrust or point of phase two is an entirely new development, which is the advent of the so-called sea tanks and their revolting sticky anemone weapons.

Reports start to come in from remote islands in the Pacific of some kind of attacks taking place on remote communities. A ship which investigates the next day discovers a poor shorefront settlement completely denuded of people, all the houses, trees and other objects glistening with a foul-smelling slime, and huge regular grooves running up the sand (pages 114 to 121).

As more and more reports come in, the authorities realise they are co-ordinated attacks. Bocker is consulted for his opinion. Mike is invited for a drink by EBC’s head of news and features (Freddy Whittier) who tells him that one of the stations’ sponsors is fed up with the lack of knowledge about these creatures and so is sponsoring an expedition to go and find out more. He has commissioned Bocker to lead it, since he has been right about the situation from early on. And since Bocker now holds advanced theories about the location of the enemy bases in the deepest parts of the oceans, Bocker calculates the next attacks will come in the Caribbean.

Since Phyllis and Mike have been in on it from the start, Bocker asks for them to come along as representatives of the media. So they fly to the island of Escondida and have barely arrived before there is an attack on a nearby island. (It is typical of the book’s deliberate flippancy that Mike translates Bocker’s scientific work into his own joky idiom when he says, ‘if we were disappointed, we were also impressed. It was clear that Bocker really had been doing something more than a high-class eeny meeny miney mo, and had brought off a very near miss.’ Eeny meeny miney mo 🙂 )

The team consists of Dr Bocker and two close assistants, Bill Weyman and Alfred Haig, Mike and Phyllis, Muriel Flynn, Johnny Tallton, the pilot, Leslie, Ted the cameraman, Alfred who rigs up bright stage lights down at the harbour and the streets into the square in case there’s a night attack.

In the most sustained and imaginatively intense passage in the book, they are woken one night, ten days into their stay, by an attack. They hear screams and shooting from the harbour, then see people fleeing across the main square which their hotel looks out onto. Then they finally see the ‘sea tanks’. Imagine an elongated egg, thirty or forty feet long, made of a dull, lead-like metal. Slice it along its length and place the flat surface on the ground, a bit like half an avocado, except longer than a car (p.138). Well, Mike and Phyllis watch these huge half-avocados made of dull leaden metal slowly moving forward, apparently without wheels, several of them barging through the sides of houses. They take up positions in the square, despite rifle bullets pinging off them. Then very slowly bulges begin to appear in their carapaces, turn into globes attached by spindly threads and then the globes break entirely free and hover in the air.

Then with a crack they explode and unleash scores of very long tentacles or tendrils which whip out in all directions. If they touch inanimate objects they fall to the floor but, somehow, if they touch anything human, even the clothes or shoes of a human, they stick. At the first bang Mike and Phyllis had instinctively recoiled but not fast enough and one thread attaches to Phyllis’s forearm. Almost immediately the thing starts reeling its threads back in, drawing every animate person along with them. Within seconds Phyllis is being drawn from the bedroom where she’d withdrawn, into the main room and towards the balcony. Mike grabs her round the waist and grabs the bed-leg with the other. Now it becomes a trial of strength and for a moment Mike is scared he’ll lose his grip but then Phyllis lets out a scream and the sticky tendril has torn a six-inch strip off her forearm and some of the skin from her fingers but it is withdrawing, without her.

Mike runs to the window in time to see the sequel, which is people from all parts of the square being drawn willy-nilly towards the anemone thing. There’s Muriel from their team, being pulled along by her hair, and Larrie, who seems to have broken his neck in the fall from his hotel window, and now Mike watches the disgusting sight of all these people being drawn closer and closer and finally packed and squidged into a ball of compressed flesh. Then the ball of people goes spinning away back down the street it came from, towards the sea.

Scattered firing from villagers who have rifles continues but makes no impression on the sea tanks which continue to release the anemone weapons until they’re quite done, and then slowly return backwards the way they came back into the sea. Long before that happens Mike is beside Phyllis, washing her wounds and tearing up bed sheets to dress them.

Only then do we learn, from Phyllis’s side of the dialogue, that Mike himself is crying and she is holding him in her arms (p.143). In a very understated, British way, they have both been severely traumatised.

Next day Bocker holds a conference of the survivors. The mood is grim. They speculate about the meaning of the attacks. Is it for food or sheer malice? Bocker gives one of his speeches (of which there are a number punctuating the book) in which he wonders whether man’s domain on earth might be under threat. Maybe humanity’s days are numbered…

Mike and Phyllis fly back to Britain with what film Ted the cameraman was able to take and eye witness accounts. Back in the office they discover similar attacks are proliferating all round the world and the number of sea tanks rapidly escalating into scores. Captain Winters of the Admiralty invites them in to give an eye-witness account to a senior admiral who asks them their opinion of Bocker’s theories and this is the trigger for more earnest, and strategic pondering on what ‘we’ (humanity) should do next.

They go down to the cottage in Cornwall but can’t get away from the news which brings accounts of multiple attacks all round the world. Almost as a throwaway we learn that ocean trade has all but dried up and so Britain is having to airlift in food and other essential supplies. It can be done but is very expensive and so the price of everything has shot up and rationing of some items has appeared. (When Kraken was published post-war rationing had still not completely ended.)

As news comes in of more and more attacks all round the world, Phyllis cracks. She had built herself an ‘arbour’ in the cottage’s garden, somewhere she could work outdoors on her ‘novel’, but one day Mike finds her sitting in it, slumped across the manuscript, crying her eyes out. She can’t think of anything except the state of war, and can’t get the shock of what they saw in Escondida out of her mind. For some relief they motor over to North Cornwall for some surfing and a day’s brisk activity does them good. But on the way back they make the mistake of turning on the radio, immediately hear more bad news, which takes them right back to the horror of the sea tanks, and Phyllis bursts into tears again.

Mike calls a doctor who gives Phyllis a sedative and recommends a Harley Street nerve specialist. It is only now, however, that we learn that part of her problem is that Mike has been talking about the incident on Escondida in his sleep, and makes it clear that in his dreams he sees Phyllis, not Muriel, being dragged across the town square and slowly mashed to pulp along with all the other victims. He too needs rest. And she needs a break from his nightmares and sleep-talking.

And so Mike travels by himself to stay in a room in a manor in Yorkshire, stops work, takes the phone off the hook, and devotes himself to long walks over the moors. After six weeks of rest cure he feels like a new man. Until he drops into a pub after a long hike and the radio is on and he overhears news of a massive attack on a port in north Spain where an estimated 3,000 people lost their lives.

By now the authorities all over the world are fighting back against the aliens. Ports large and small are either abandoned or heavily fortified. Tanks and artillery are deployed. And air forces put on high alert. And this has begun to pay dividends. If the sea tanks are hit by tank shells or airplane cannon shells they explode dramatically. There’s an extended passage describing the attack on Santander and how the local military called in air strikes which proved surprisingly effective. (I had to remind me that all this would have taken place under the military dictatorship of General Franco.)

His restful mood disrupted, Mike returns from his Yorkshire hotel to the cottage in Cornwall only to find Phyllis is long gone. She’s tidied up and locked up and apparently gone back up to London. When Mike arrives at their London flat he is surprised to find it deserted. He phones his pal at EBC, Freddy Whittier, and discovers that Phyllis lasted just a week in the Cornwall cottage by herself before she returned to the London flat and resumed work, writing material about the attacks. Freddy flabbergasts Mike by telling him that Phyllis has gone off with Dr Bocker to Spain, to investigate the scene of the recent Santander attacks. Bored and lonely, Mike spends the evening at his club (p.175). [His club?]

In the early hours of the next morning he gets a call from Freddy and at first panics, thinking it is bad news about Phyllis. Far from it, she’s doing fine in Spain. Freddy is ringing to say a taxi’s on its way, a plane ticket has been organised, and he’s being sent by the EBC to a small fishing village on the west coast of Ireland which has just been attacked by what people are now calling the ‘bathies’. This journey and what Mike finds are not described in any detail. It is simply the trigger for the new development that the bathies now for the first time start to attack the coastline of Britain, which quickly reverts to a spirit-of-the-Blitz state of militarisation. Ports and harbours are mined and barb-wired, military deployed, RAF put on alert.

The British government lends all military aid to the Irish. (It is an interesting sidelight on history, that Mike the narrator sees this as the Irish being prepared to forgive and forget and put ‘the past in the past’ – an interesting insight into the rockiness of Anglo-Irish relations even in 1953.) Anyway, the bathies have lost the element of surprise and large numbers are blown up by the mines they trundle over, by depth charges dropped on them, by air strikes or artillery. Their casualty rate on some raids is 100% while human populations have learned simply to flee out of range at the first warning. The only raids England suffers are in Cornwall, and the only one with any real consequences is an attack on Falmouth Harbour.

A few days after the Falmouth raid, the attacks cease, worldwide (p.179). Dr Bocker makes one of his periodic comments on the situation in a speech in which he says his early suggestions that we try and communicate with the enemy were obviously wrong. Now he recommends a policy of total annihilation, before they launch the next phase of their attack, whatever that might be.

Phase three (pages 183 to 240)

The move from phase one to phase two was relatively smooth and continued the tone of the normal world and its activities. Phase three, however, opens with a jolt, literally, as the small boat Mike and Phyllis as navigating through water at night bumps into a net. As Mike begins tampering with it a flare goes up illuminating the scene and a rifle shot goes off. Mike looks across at the sides of the flooded valley, to the parade of houses which disappears under the water, and hears a voice warning him away. Aha. As Mike fires up the engine and their little boat putters away, Phyllis asks where they are and, as Mike replies, somewhere in the Weybridge area, the reader has his or her suspicions confirmed. Yes, we are clearly in full-scale disaster mode now.

For, as the text quickly explains, the aliens did indeed launch the next phase, though it took a while for humanity to catch on. Quite simply, it was to melt the polar ice caps and flood the world, completely flood it, until it is a world of water – just the way the aliens like it!

As usual it crept up very slowly on an unsuspecting humanity, not least because most trans-ocean shipping had been suspended for some time, and the weather ships which would have noticed changes in temperature and, especially, widespread fogs, had ceased to observe things. But the fogs become increasingly apparent in Siberia and north America. Then spotter planes report back on vast numbers of icebergs being calved from the Arctic and Antarctic ice sheets. All of which leads up to another article by Bocker, this one titled The Devil and the Deeps.

Bocker and polyphony

I’ve come to realise that Bocker’s articles provide a sort of structure, or regular punctuation of the narrative, each appearance of article he writes crystallising the sequence of events to date and then making drastic suggestions, which his readers and hearers are consistently not ready to listen to.

Not only that, but they add to the multiplicity of voices in the book. As it has progressed, Bocker has emerged as a Cassandra figure, the first to speculate the fireballs were from another world, the first to theorise that the incidents of the sinking ships might not be accidents and the great flows of ooze might be more than a natural occurrence, but indicate the work of industrial intelligence in the ocean deeps. His articles have taken on a more and more Biblical tone of apocalypse and prophecy. They add to the spectrum of voices and register, which also includes:

  • the serious factual briefings from Captain Winters or the admiral
  • the scientific briefing about ocean-bottom ooze from Dr Matet
  • eye-witness accounts from the American journos in ships accompanying one of the first to be blown up
  • opinions of fellow journalists (Mallarby of The Tidings and Bennell of The Senate, p.44)
  • radio broadcasts, including the dramatic one of the ship trying to steam away from where a navy ship carrying an atom bomb went down (p.97)
  • newspaper articles and leaders (p.207)
  • even the hammy radio script which Phyllis herself writers (pp.70-72)

It’s a very polyphonic novel.

Anyway, in terms of the plot, Bocker’s article is the first one to grasp the enormity of the situation, something which he then expands on when Mike and Phyllis go to pay their by now regular visit. After some chatter it boils right down to this: the authorities will act too late because they always do; in any case, there’s probably no practical way to stop then; so the best strategy is – find a nice self-sufficient hilltop – and fortify it!

And so it comes to pass. Slowly the sea levels rise. In London the embankment is sandbagged but overflows anyway. But this is just the beginning. Bocker joins Phyllis to review the urgent work put into raising the embankment parapets by ten or 12 feet. Waste of time says baleful Bocker.

All round the world the waters continue their rise. Hundreds of thousands build levees but the smart money starts to abandon the cities and the low-lying ground and move to the country. Mike’s narration takes us through two successive years when, on each year, the spring tides broke through whatever barriers were erected. After the second flooding of London the authorities acknowledge that they’re going to have to leave.

What gives all this a frisson of familiarity is not only the fact that we now know that the ice caps are melting and the sea level is going to rise, but the shambolic response of the authorities to the gathering crisis, a make-it-up-as-you-go-along attitude which we have all seen in the British government’s response to coronavirus (COVID-19).

News comes in of refugees from flooded Holland and Denmark. When they tramped into north Germany, fighting broke out. In England, too, refugees from the drowning East found high land along the Chilterns barricaded off. In London, people moving from the riverside towards Hampstead and Highgate found roads barricaded and snipers taking potshots from windows. And then the barricades were stormed. The emergency electricity supply failed. Looting broke out.

Mike and Phyllis move their stuff through the half-anarchic, half-orderly streets to a last-ditch studio and offices which the EBC have rigged up at the top of the Selfridge’s building in Oxford Street. They hear of increasing panic flights, of cars being stopped their occupants turfed out, widespread looting. Parliament moves to Harrogate, 700 feet above sea level.

Their bosses had imagined the small crew manning the station (complete with oil and petrol reserves, power generators, and as much food as they could loot from the store beneath) would remain and carry on presenting entertaining variety radio programmes until summoned north. In reality, as the year advanced, order broke down, the streets flooded faster than expected and became the prowling ground of armed gangs of looters, who they had to fight off several times.

By spring of the following year the staff in their redoubt have been reduced from 65 to 25, most requesting to be evacuated by the helicopter which can land on the store’s roof. (Note: helicopters play a small but significant role in both Triffids and this novel.) There’s an effective scene when, one bright sunny day, Mike and Phyllis walk down to Trafalgar Square. The water is lapping against the parapet on the north side. There is a sheet of solid water down Whitehall to the half-submerged Houses of Parliament. Seagulls squawk from St Martin’s in the Fields. They are surprised to see a speedboat come roaring under Admiralty Arch and zoom away down Whitehall. Phyllis says let’s leave. Mike agrees. They’ll need a boat.

But they hang on through another season. Their old friend, Freddy Whittier and his wife, who had stayed with them in the Selfridges redoubt, take a helicopter out. A few weeks later he phones to tell Mike and Phyl not to follow them. The government area of the town is under siege. Civil war is about to break out. He promises to get the next chopper back to London but, although it leaves Harrogate it never arrives. A week or so later the Harrogate office are dictating the latest in a long line of forlorn, futile, spirit-raising announcements, denying rumours of fighting and collapse, when the phone line goes dead. It is never restored.

Another winter comes round. The streets are almost empty, though the few people you meet are carrying guns. They hear the counties surrounding London have set up miniature fiefdoms and repel refugees. They still have plenty of food and oil for the generator but when the water level reaches Oxford street and starts to drain into the basement of the Selfridge’s building, they feel it’s time to move. On bright May day Mike finds Phyllis up on the roof looking across the lake that is Oxford Street and crying. She says what all people going through tribulation say, since the time of Job and before:

Look at it, Mike! Look at it! We never did anything to deserve all this. Most of us weren’t very good, though we weren’t bad enough for this, surely. And not to have a chance! If it had only been something we could fight – . But just to be drowned and starved and forced into destroying one another to live – and by things nobody has ever seen, living in the one place we can’t get at them! (p.229)

She’s breaking down. It’s time to go. Mike finds a fibre-glass dinghy and loads it up. They say goodbye to their remaining colleagues and set off upriver. And that’s where we found them as the start of this final section. Turned back by a net and sniper and taking shelter in the top story of a flooded house.

In the middle of the night Mike hears a bumping against the wall and springs out of his sleeping bag in time to see a smaller vessel bumping against the wall before drifting away. He gives chase in the dinghy, grapples and boards it to find the body of a woman shot dead. He turfs the corpse over the side.

It’s a motorboat named the Midge. He and Phyllis transfer their goods into it and take to the coast to navigate (in an amateurish way) down towards Cornwall. In fact first they return to central London and load up with maximum provisions. The last remaining team in Selfridges think they’re crazy and try to persuade them to stay. But once they’ve loaded everything they can think of, they set off downstream towards the Thames Estuary and then round and along the Channel coast. The journey takes a month, with scattered observations of what the English landscape, coast and cliff look like under 100 feet of water.

The cottage is still there. It has been ransacked but is physically sound. Only now does Phyllis reveal that the summer several years ago when she developed an interest in bricklaying and built the arbour, supposedly to shelter and write in… well, she buried a load of stores in it. Nobody’s found them. They should be alright for a while…

Now these are the last pages. Mike tells us he began writing his account in November. Now it’s January. The rate of seawater rise has decreased. The sea tanks have been reported but don’t find many victims and all the little scattered communities post watchers, so the inhabitants know to flee. The hill their cottage sat on has become an island. People leave them alone. The winter has been bitterly cold, with howling gales. Sometimes the sea has frozen. It is becoming an Arctic climate. Soon nothing will grow. They decide to rig the Midget with a sail and dead south, presumably to France.

Two endings

Ending 1

The 1973 British Penguin paperback which I own ends thus:

Just as I was expecting the couple to sail off into the blue, there is a dramatic last-minute reversal. One day as they’re preparing the yacht Midget for her big journey, a strange sailing boat enters their backwater and hails them. The man has a message. Over what radios survive have come messages announcing a government of reconstruction. Speech given Dr Bocker (him again, right here at the end of the narrative) saying the water has ceased rising. Mike and Phyll are astounded to learn that only between a fifth and an eighth of Britain’s land remains. But the population has collapsed. Three hard winters and no medical provision has seen millions die of pneumonia and related diseases.

Now they’re going to try and organise and rebuild. The messages ended with a list of specialist personnel required. Mike and Phyll’s names were on it. They are requested to report to London. The man even tells them the boffins seem to have developed some new device to combat the bathies. A device which emits powerful ultrasonic signals. Developed by the Japanese. Already it’s been trialled by them and the Americans and seems to have cleared some of the shallower deeps. Large amounts of white jelly have floated to the surface, same as what exploded with such force from the sea tanks when they were shelled.

Suddenly, suddenly there is hope. It’s going to be hard surviving in a world changed out of recognition and yet… they will face the future bravely!

Ending 2

Intriguingly, the online version of the novel I referred to ends differently, thus:

This version begins its final section at the same moment, with Mike and Phyllis preparing the Midget for her voyage but, instead of a sailing boat coming up the creek, they are amazed to see a helicopter (Wyndham and his post-apocalyptic helicopters!). It circles their island, then hovers just above the uneven stones and heather, a briefcase is thrown out then a figure clambers down a short rope ladder and dusts himself off as the helicopter lifts off and flies away.

As they run up to him they realise it is Dr Bocker! Again! Phyllis embraces him and bursts out crying. Mike walks up and shakes his hand. He admits it has been lonely, very lonely and depressing. They help him up and down to the house, where Bocker produces a flask of whiskey! and proceeds to explain. He first flew to London where the BC crew told him Mike and Phyl had come to Cornwall and so he followed.

They are going to rebuild, The water has ceased to rise. They have lost a lot of land and a lot of people. But he estimates with what remains they can feed five million people. The population of Britain has collapsed from 46 million to just five million! Bocker says the country has disintegrated into tens of thousands of micro communities each defending their own and utterly isolated.

Step one is to break down that isolation by producing thousands of cheap battery-operated radios and dropping them on the communities, helping them get back in touch, broadcasting the new central authority’s plans. That’s where Mike and Phyll come in. He needs experienced and confident broadcasters to lead the operation.

Mike and Phyl are both stunned, above all by the revival of community, the sense that there are others out there, and they can work together. But what about the bathies, what about the evil aliens lurking in the deeps? And this is when Bocker tells them about the ultrasonics weapons which the Japanese have developed and seem to work really well. They’ve sent plans to the Americans who have started to mass produce them. (America, Bocker tells us, was hit nowhere near as badly as Britain. Britain is a cramped over-crowded place and pays badly for it when put under pressure. America is vaaaast.)

For a while, none of us spoke. I stole a sidelong glance at Phyllis; she was looking as though she had just had a beauty treatment.
‘I’m coming to life again, Mike,’ she said. ‘There’s something to live for.’

What about the Arctic cold? Bocker replies the scientific consensus is that the water will slowly warm up. Improbably, he claims the climate may end up being better than it used to be. In other words, this ending feels as if it was written to order to be significantly more upbeat than ending A. Maybe – along with the reference to America not being hit nearly so badly and about to mass produce the weapons which will save the world – maybe this version was written specially to flatter an American audience.

Thoughts

When I read this as an impressionable adolescent my imagination was fired to extraordinary heights. After H.G. Wells, Wyndham was my god when I was about 13, and the scene in the Caribbean town square where the alien globules explode into masses of sticky tentacles stayed with me for years. However, returning as a jaded adult and a man tired out from raising a family and hanging on to a demanding job, I read and experience this book completely differently.

I am now struck by the cleverness of the book’s narrative structure, and by the tone. By structure I mean two things:

1. One is the way he makes the protagonists journalists in order to allow them not only to be sent to a number of key scenes and incidents (they see the first fireballs land in the sea, they witness the first atom bomb being dropped in the deeps, they are the first Western eye-witnesses of the disgusting coelenterates) but also to interview a number of key experts, namely Captain Winters from the Admiralty and, most importantly, to really get to know Alastair Bocker, the book’s main theorist for the entire sequence of events.

2. Second aspect of structure is the way the story is told by a husband-and-wife team. Mike is the sole narrator but Phyllis gets to interview some of the experts, or they jointly meet other witnesses over dinner or drinks, and her opinions are as important as, and often sharper than, her husband’s. This dyad gives us not only gives the narrative access to more important people and eye witness, it also means the husband and wife team spend a lot of time discussing events, pondering and analysing and speculating and, of course, taking the viewer with them in their theories and speculations.

And this ‘pair structure’ is just part of the way the information about the story comes in from multiple sources. Because they are journalists working for a broadcast outlet, they sit in the nerve centre of an organisation devoted to bringing together information from every possible source, from everywhere round the world. And, after their accidental eye witnessing of some of the earliest fireballs landing in the sea, Mike finds himself early on lumbered with the task of co-ordinating other news on the subject, nobody in the early stages realising it will go on to become the story of the age.

3. But the biggest and most dominant aspect of the book for me as a married man, is the tone. The entire book is drenched in the way Wyndham conveys the relationship between Mike and Phyllis, in fast-talking, witty banter. It reminded me a bit of the Thin Man movies (1934 to 1947) based on the smart-guy, knowing banter between husband-and-wife detectives, William Powell and Myrna Loy.

Mike and Phyllis argue, they make up, she cuts across him during interviews and he knows when to shut up, they discuss ideas for stories and edit each other’s work. Thinking about it, Wyndham obviously not only wanted to differentiate the book, in structure and tone, from Triffids, but possibly also from standard science fiction, of the kind he’d been writing with so little success since the 1930s.

In the 1960s critics came to unkindly dismiss this approach as ‘cosy catastrophe’, but you can turn that critique on its head and point out that Wyndham was trying to take science fiction tropes away from the wide-eyed, boys-own-adventure world of the American SF magazines, and situate it, instead, precisely among the urban, middle-class bourgeoisie. To see what happens when you take characters who could come from a respectable drawing-room drama, who drink sherry before dinner and are oh-so-blasé about news reports and government statements – and then drop them into the middle of a world-shattering catastrophe.

I thought it was a telling moment when Mike and Phyllis are lounging by the pool on the island of Escondida and Phyllis jokingly says she feels as languid as a character in one of Somerset Maugham’s stories from the Far East (p.127). Maugham’s stories (which I have comprehensively reviewed elsewhere in this blog) are set among the pukka, public school-educated, colonial classes, and this passing reference is a reminder of the broader world this story is meant to be set in, and of the class Mike and Phyllis don’t really belong to, but certainly can relate to. What would happen to these pukka sahibs and memsahibs if catastrophe struck their world? Of course they’d carry on talking and acting the same, right up till the bitter end.

So from the point of view of the ‘radical’ 1960s, maybe The Kraken Wakes can be seen as a cosy catastrophe (as Brian Aldiss jokingly dismissed it). But maybe it’s also by way of being an experiment in mixing genres, of applying bubble gum disaster science fiction to drawing room drama characters and seeing what happens.

4. Loneliness I will now compare and contrast Kraken and Triffids. And I’ve already mentioned it, but the lasting impression of The Day of The Triffids is of intense and soul-harrowing loneliness. It’s a book with multiple levels of isolation and aloneness:

  • the protagonist is isolated when the rest of the world is struck blind
  • the entire world’s media (meaning, in those days, the radio and newspapers) ceases to function, so everyone becomes isolated, with no way at all of knowing what’s going on except by world of mouth
  • thus the protagonist has to find out what’s going on utterly by himself
  • and no sooner has he met a potential soul-mate who he can share his feelings with than she is kidnapped and taken off he knows not where, thus redoubling his sense of isolation and abandonment

But the fundamental metaphor at the centre of the narrative – blindness – is itself about eternal isolation from the visual understanding of the world, a theme which is rammed home on numerous occasions, when he either sees the blind in pitiful operation or reflects on the essential isolation which blindness imposes on its sufferers. There’s a searing moment when Masen comments on how quiet a blind world is because everyone is forced to listen to try and figure out what is happening. The only sound is the quiet shuffling of shoes along pavements and the sobbing of the newly blind in their infinite misery.

In the depth to which these tropes extend, in the multiple levels the story taps, Triffids approaches fable or allegory, and I found the totality and intensity of its vision truly terrifying.

So Kraken comes as an extraordinary contrast: it couldn’t be more the opposite, the jokey flippant, knowing, media-savvy tone of the two protagonists meaning the book is buoyed on a tone of knowing flippancy.

‘I wish,’ said Phyllis, ‘that I had been kinder and tried to pay more attention to dear Miss Popple who used to try to teach me geography, poor thing. Every day the world gets fuller of places I never heard of.’

Even when it becomes clear that the incident on Escondida has caused them both some kind of post-traumatic stress disorder, this emerges only obliquely, and all the more movingly because of it. And in the later stages, even when Mike has to go to a rest home and Phyllis goes down to the cottage to recover: the stress and psychological impact is strongly hinted at and sort of described –but in this book the reader is never really as psychologically involved as I felt I was in Triffids.

Cold War references

I’ve mentioned some of the examples as they arise in the text, but it’s worth emphasising how strongly present Cold War themes are throughout the story. This operates at multiple levels.

At a ‘serious’ level, some of the experts, the men from the Admiralty or Bocker, discuss the possibility that the whole thing is a Russian ploy, some kind of new-fangled Russian attack.

In a different way, both Mike and Phyllis make jokey, ironic references throughout the novel to ‘our Russian friends’, ‘the other side’, ‘the Soviets’ and so on. Again and again they invoke, satirise and ridicule the Cold War rhetoric which the Russians had perfected about their ostensible quest for ‘peace’ (despite the obvious fact that they had occupied and continued to oppress all the nations of Eastern Europe).

Here’s an example of Wyndham pastiching Cold War rhetoric when, early on, the American government makes a formal complaint to Russia about the fireballs encroaching US airspace.

The Kremlin, after a few days of gestation, produced a rejection of the protest. It proclaimed itself unimpressed by the tactics of attributing one’s own crime to another, and went on to state that its own weapons, recently developed by Russian scientists for the defense of peace, had now destroyed more than twenty of these craft over Soviet territory, and would, without hesitation, give the same treatment to any others detected in their work of espionage…

The fact that Mike is a journalist allows Wyndham to give satirical swipes at the rhetoric of the press releases and communiques the Soviets perfected during this era, which managed to combine a pious wish for peace with barely disguised threats of retaliation and, always, the comic opera boasting that, whatever new technology the West developed, the Russians thought of it first and had already made it bigger and better.

Mr. Malenkov, interviewed by telegram, had said that although the intensified program of aircraft construction in the West was no more than a part of a bourgeois-fascist plan by warmongers that could deceive no one, yet so great was the opposition of the Russian people to any thought of war that the production of aircraft within the Soviet Union for the Defense of Peace had been tripled. Indeed, so resolutely were the Peoples of the Free Democracies determined to preserve Peace in spite of the new Imperialist threat, that war was not inevitable – though there was a possibility that under prolonged provocation the patience of the Soviet Peoples might become exhausted.

Then there’s the level of public opinion – because it’s a global phenomenon, Wyndham’s journalist protagonists regularly discuss the impact on public opinion of each stage of the ‘invasion’ and part of this public opinion is concern about ‘the other side’, and a predisposition to blame everything bad on the Reds.

This aspect – popular opinion – is actually embodied in one of the characters, Tuny, the self-important, pukka woman from Kensington who is the partner of Harold, an old friend of Mike’s. The pair come down to stay at Mike and Phyl’s Cornish cottage and, over dinner, Tuny leaves no-one in any doubt that she knows the entire thing is a Russian plot and that our government is refusing to say so out of fear. In her florid opinion, it’s appeasement all over again.

Quite distinct from the novel’s ostensible subject matter, all this is fascinating social history. At the end of the day The Kraken Wakes is a middle-brow work of fiction (i.e. has no particular aspiration to purely literary merit) but that makes all the more revealing the kinds of thoughts, conversations, opinions about world politics which Wyndham considered typical of the day (and of his likely readership).

The ‘two intelligent species’ problem

Having now read all of Wyndham’s four great novels, I can see that there is a strong unifying thread or impulse underlying all of them, namely the question: ‘Can two intelligent but completely different species cohabit on the same planet?’

Hitherto Homo sapiens has regarded itself as unquestionably the most intelligent species on earth and, probably, anywhere, and swanked and lorded it over creation. In Wyndham’s big four novels, humanity is suddenly confronted with creatures which present an existential threat: in Day of the Triffids, it’s the triffids; in Kraken, the deep sea invaders from space; in Chrysalids, the post-apocalyptic survivor communities are confronted by a new superspecies of human whose leaders treat old-style humans as animals to be eliminated; and in Midwich it is the alien children whose hive mind begins to present a threat to humanity.

All of these novels dramatise the plight of a planet divided into two opposing camps, two types of intelligent species who live in an uneasy balance of peace which, in all four novels, is knocked off kilter and in which our side is put on the back foot.

The point I’m driving at is that you could argue that the deep structure of all four novels embodies or reflects the Cold War rivalry between two highly intelligent, highly armed, aggressive camps – the capitalist and communist worlds – who live in an uneasy peace which could, at the slightest incident, be toppled over into catastrophic conflict.

In other words, that John Wyndham’s novels are Cold War novels not just by an accident of history or in incidental details or in the opinions of some of the characters, but in their deepest structure reflect the challenge of how two utterly opposed types of intelligence can inhabit the same planet without wiping each other out.


Credit

The Kraken Wakes by John Wyndham was published by Michael Joseph in 1953. All references are to the 1973 Penguin paperback edition.

Related link

John Wyndham reviews

Other science fiction reviews

Late Victorian

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the latter’s invention, an anti-gravity material they call ‘Cavorite’, to fly to the moon and discover the underground civilisation of the Selenites, leading up to its chasteningly moralistic conclusion
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ – until one of them rebels

1910s

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth and they rebel
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, an engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover unimaginable strangeness

1930s

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the vastest vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic, Ransom, and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars, where mysteries and adventures unfold

1940s

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent Satan tempting the planet’s new young inhabitants to a new Fall as he did on earth
1945 That Hideous Strength by C.S. Lewis – Ransom assembles a motley crew of heroes ancient and modern to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with vanished Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1951 The Day of the Triffids by John Wyndham – the whole world turns out to watch the flashing lights in the sky caused by a passing comet and next morning wakes up blind, except for a handful of survivors who have to rebuild human society while fighting off the rapidly growing population of the mobile, intelligent, poison sting-wielding monster plants of the title
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psycho-historian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them – until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a fast-moving novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke one of my favourite sci-fi novels, a thrilling narrative describing the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1953 The Kraken Wakes by John Wyndham – some form of alien life invades earth in the shape of ‘fireballs’ from outer space which fall into the deepest parts of the earth’s oceans, followed by the sinking of ships passing over the ocean deeps, gruesome attacks of ‘sea tanks’ on ports and shoreline settlements around the world and then, in the final phase, the melting of the earth’s icecaps and global flooding
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley who is tasked with solving a murder mystery
1954 Jizzle by John Wyndham – 15 short stories, from the malevolent monkey of the title story to a bizarre yarn about a tube train which goes to hell, a paychiatrist who projects the same idyllic dream into the minds of hundreds of women around London, to a dry run for The Chrysalids
1955 The Chrysalids by John Wyndham – hundreds of years after a nuclear war devastated North America, David Strorm grows up in a rural community run by God-fearing zealots obsessed with detecting mutant plants, livestock and – worst of all – human ‘blasphemies’ – caused by lingering radiation; but as he grows up, David realises he possesses a special mutation the Guardians of Purity have never dreamed of – the power of telepathy – and he’s not the only one, and soon he and his mind-melding friends are forced to flee to the Badlands in a race to survive
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1956 The Death of Grass by John Christopher – amid the backdrop of a worldwide famine caused by the Chung-Li virus which kills all species of grass (wheat, barley, oats etc) decent civil engineer John Custance finds himself leading his wife, two children and a small gang of followers out of London and across an England collapsing into chaos and barbarism in order to reach the remote valley which his brother had told him he was going to plant with potatoes and other root vegetables and which he knows is an easily defendable enclave
1957 The Midwich Cuckoos by John Wyndham – one night a nondescript English village is closed off by a force field, all the inhabitants within the zone losing consciousness. A day later the field disappears and the villagers all regain consciousness but two months later, all the fertile women in the place realise they are pregnant, and nine months later give birth to identical babies with platinum blonde hair and penetrating golden eyes, which soon begin exerting telepathic control over their parents and then the other villagers. Are they aliens, implanted in human wombs, and destined to supersede Homo sapiens as top species on the planet?
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury
1959 The Outward Urge by John Wyndham – a conventional space exploration novel in five parts which follow successive members of the Troon family over a 200-year period (1994 to 2194) as they help build the first British space station, command the British moon base, lead expeditions to Mars, to Venus, and ends with an eerie ‘ghost’ story

1960s

1960 Trouble With Lichen by John Wyndham – ardent feminist and biochemist Diana Brackley discovers a substance which slows down the ageing process, with potentially revolutionary implications for human civilisation, in a novel which combines serious insights into how women are shaped and controlled by society and sociological speculation with a sentimental love story and passages of broad social satire (about the beauty industry and the newspaper trade)
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1961 Consider Her Ways and Others by John Wyndham – Six short stories dominated by the title track which depicts England a few centuries hence, after a plague has wiped out all men and the surviving women have been genetically engineered into four distinct types, the brainy Doctors, the brawny Amazons, the short Servitors, and the vast whale-like mothers into whose body a twentieth century woman doctor is unwittingly transported
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds and the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick – in 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1968 Chocky by John Wyndham – Matthew is the adopted son of an ordinary, middle-class couple who starts talking to a voice in his head who it takes the entire novel to persuade his parents is real and a telepathic explorer from a far distant planet
1969 The Andromeda Strain by Michael Crichton – describes in retrospect, in the style of a scientific inquiry, the crisis which unfolds after a fatal virus is brought back to earth by a space probe and starts spreading uncontrollably
1969 Ubik by Philip K. Dick – in 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s

1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same pattern, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that his dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better, with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1973 The Best of John Wyndham 1932 to 1949 – Six rather silly short stories dating, as the title indicates, from 1932 to 1949, with far too much interplanetary travel
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 The Alteration by Kingsley Amis – a counterfactual narrative in which the Reformation never happened and so there was no Enlightenment, no Romantic revolution, no Industrial Revolution spearheaded by Protestant England, no political revolutions, no Victorian era when democracy and liberalism triumphed over Christian repression, with the result that England in 1976 is a peaceful medieval country ruled by officials of the all-powerful Roman Catholic Church
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced he is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions, including the news that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prisoner at the gaol where Starbuck ends up serving a two year sentence, one Dr Robert Fender

1980s

1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians in the so-called ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself ‘President Manson’, revived an old nuclear power station to light up Las Vegas and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Empire of the Sun by J.G. Ballard – his breakthrough book, ostensibly an autobiography focusing on this 1930s boyhood in Shanghai and then incarceration in a Japanese internment camp, observing the psychological breakdown of the adults around him: made into an Oscar-winning movie by Steven Spielberg: only later did it emerge that the book was intended as a novel and is factually misleading
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’: Turner is a tough expert at kidnapping scientists from one mega-tech corporation for another, until his abduction of Christopher Mitchell from Maas Biolabs goes badly wrong and he finds himself on the run, his storyline dovetailing with those of sexy young Marly Krushkhova, ‘disgraced former owner of a tiny Paris gallery’ who is commissioned by the richest man in the world to track down the source of a mysterious modern artwork, and Bobby Newmark, self-styled ‘Count Zero’ and computer hacker
1987 The Day of Creation by J.G. Ballard – strange and, in my view, profoundly unsuccessful novel in which WHO doctor John Mallory embarks on an obsessive quest to find the source of an African river accompanied by a teenage African girl and a half-blind documentary maker who films the chaotic sequence of events
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Memories of the Space Age Eight short stories spanning the 20 most productive years of Ballard’s career, presented in chronological order and linked by the Ballardian themes of space travel, astronauts and psychosis
1988 Running Wild by J.G. Ballard – the pampered children of a gated community of affluent professionals, near Reading, run wild and murder their parents and security guards
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap; but Angie is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster, who’s been sent to London for safekeeping, is abducted by Molly Millions, a lead character in Neuromancer

1990s

1990 War Fever by J.G. Ballard – 14 late short stories, some traditional science fiction, some interesting formal experiments like Answers To a Questionnaire from which you have to deduce the questions and the context
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Victorian inventor Charles Babbage’s design for an early computer, instead of remaining a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed
1991 The Kindness of Women by J.G. Ballard – a sequel of sorts to Empire of the Sun which reprises the Shanghai and Japanese internment camp scenes from that book, but goes on to describe the author’s post-war experiences as a medical student at Cambridge, as a pilot in Canada, his marriage, children, writing and involvement in the avant-garde art scene of the 1960s and 70s: though based on  his own experiences the book is overtly a novel focusing on a small number of recurring characters who symbolise different aspects of the post-war world
1993 Virtual Light by William Gibson – first of Gibson’s Bridge Trilogy, in which cop-with-a-heart-of-gold Berry Rydell foils an attempt by crooked property developers to rebuild post-earthquake San Francisco
1994 Rushing to Paradise by J.G. Ballard – a sort of rewrite of Lord of the Flies in which a number of unbalanced environmental activists set up a utopian community on a Pacific island, ostensibly to save the local rare breed of albatross from French nuclear tests, but end up going mad and murdering each other
1996 Cocaine Nights by J. G. Ballard – sensible, middle-class Charles Prentice flies out to a luxury resort for British ex-pats on the Spanish Riviera to find out why his brother, Frank, is in a Spanish prison charged with murder, and discovers the resort has become a hotbed of ‘transgressive’ behaviour – i.e. sex, drugs and organised violence – which has come to bind the community together
1996 Idoru by William Gibson – second novel in the ‘Bridge’ trilogy: Colin Laney has a gift for spotting nodal points in the oceans of data in cyberspace, and so is hired by the scary head of security for a pop music duo, Lo/Rez, to find out why his boss, the half-Irish singer Rez, has announced he is going to marry a virtual reality woman, an idoru; meanwhile schoolgirl Chia MacKenzie flies out to Tokyo and unwittingly gets caught up in smuggling new nanotechnology device which is the core of the plot
1999 All Tomorrow’s Parties by William Gibson – third of the Bridge Trilogy in which main characters from the two previous books are reunited on the ruined Golden Gate bridge, including tough ex-cop Rydell, sexy bike courier Chevette, digital babe Rei Toei, Fontaine the old black dude who keeps an antiques shop, as a smooth, rich corporate baddie seeks to unleash a terminal shift in the world’s dataflows and Rydell is hunted by a Taoist assassin

2000s

2000 Super-Cannes by J.G. Ballard – Paul Sinclair packs in his London job to accompany his wife, who’s landed a plum job as a paediatrician at Eden-Olympia, an elite business park just outside Cannes in the South of France; both are unnerved to discover that her predecessor, David Greenwood, one day went to work with an assault rifle, shot dead several senior executives before shooting himself; when Paul sets out to investigate, he discovers the business park is a hotbed of ‘transgressive’ behaviour i.e. designer drugs, BDSM sex, and organised vigilante violence against immigrants down in Cannes, and finds himself and his wife being sucked into its disturbing mind-set
2003 Pattern Recognition by William Gibson – first of the ‘Blue Ant’ trilogy, set very much in the present, around the London-based advertising agency Blue Ant, founded by advertising guru Hubertus Bigend who hires Cayce Pollard, supernaturally gifted logo approver and fashion trend detector, to hunt down the maker of mysterious ‘footage’ which has started appearing on the internet, a quest that takes them from New York and London, to Tokyo, Moscow and Paris
2007 Spook Country by William Gibson – second in the ‘Blue Ant’ trilogy
2008 Miracles of Life by J.G. Ballard – right at the end of his life, Ballard wrote a straightforward autobiography in which he makes startling revelations about his time in the Japanese internment camp (he really enjoyed it!), insightful comments about science fiction, but the real theme is his moving expressions of love for his three children

The Penguin History of Modern China: The Fall and Rise of a Great Power, 1850 to the Present by Jonathan Fenby (2nd edition, 2013)

Westerners bore some blame for China’s plight, but the prime cause lay in the empire itself and its rulers. (p.94)

The bloodshed! The murders! The killings! The massacres! The public beheadings! The drownings! The executions! The torture! The mass rapes! The famines! The cannibalism! It’s a miracle China exists after so much death and destruction.

This is a huge book with 682 pages of text and on every page there are killings, murders, massacres, pogroms, famines, floods, executions, purges and liquidations. 150 years of murder, massacre and mayhem. It is a shattering and gruelling book to read.

An estimated 20 million died in the Taiping Rebellion which dragged on from 1850 to 1871. 20 million! Maybe 14 million died in the 8-year-war against Japan 1937-45. And then maybe as many as 45 million died during the chaotic thirty-year misrule of Chairman Mao!!!!

Throw in the miscellaneous other rebellions of the Taiping era (the Nian Rebellion, 100,000+ killed and vast loss of property), the Boxer Rebellion of 1900 (about 100,000 civilians and soldiers dead), the chaos of the Warlord Era (1916-28), immense losses during the long civil war between Nationalists and Communists (1927-49), and Fenby comes up with the commonly accepted figure that between 1850 and 1980 around 100 million Chinese died unnatural or unnecessary deaths.

100 million! The sheer scale of the killing, the torture and executions and butchery and burnings and beheadings and starving to death and burying alive is difficult to comprehend, and also difficult to cope with. Several times I lay the book down because I was so sickened by the butchery. Contemporary China is soaked in the blood of its forebears as no other country on earth.

Here’s a few examples from just the opening pages:

  • In 1850 Han officials massacred tens of thousands of Muslims in remote Yunnan (p.18)
  • When the Taiping army reached the Wuhan cities in 1851, it massacred the inhabitants. When it took Nanjing it ‘systematically butchered’ all the Manchu inhabitants (p.20)
  • The mandarin in charge of putting down the revolt in Canton boasted of having beheaded over 100,000 rebels and only lamented he couldn’t exterminate the entire class (p.22)
  • When the Xianfeng emperor died in 1861 he left the throne to a minor. A regency council was formed by a senior censor, Sushun. He was outwitted by the former emperor’s concubine Cixi, and was beheaded (the original plan had been to skin him alive) and two princes allied with him were allowed to hang themselves. (p.24) Can you imagine anything remotely similar happening at the court of Queen Victoria? Skinning alive?
  • 13 days after the death of the emperor, a gentry army took the river port of Anqing. The river was full of the headless bodies of rebels (p.26)
  • The silk city of Suzhou was held by 40,000 Taiping rebels. General Li Hongzhang besieged it and the rebel leaders surrendered. Li had all the leaders executed and half the defenders massacred, then the city was comprehensively looted (p.28)
  • When the poet and Taiping rebel leader Shi Dakai surrendered to save his troops from imperial forces, he himself was slowly sliced to death in the process sometimes translated as ‘death by a thousand cuts‘ (a form of punishment and torture commonly used in China until it was officially banned in 1905), and 2,000 of his troops were massacred (p.28)
  • The last engagement of the Taiping Rebellion was the imperial reconquest of the rebels’ capital at Nanjing in 1864. At least 100,000 rebels were killed in the three-day battle and the imperial army went on to massacre the entire population of Nanjing (p.29)
  • While the Taiping devastated the south, northern China was rocked by the Nian Rebellion with its snappy motto: ‘kill the rich and aid the poor’. (The more you learn, the more the disasters of Mao’s communism reveal their deep roots in Chinese tradition i.e. he was invoking and repeating well-established cultural practices.)
  • Having finally conquered the Taiping rebels, Qing imperial forces went north to exterminate the Nians, at first by surrounding and starving them. In one canton the population was reduced to eating the crushed bones of the dead and then to cannibalism. Then they were massacred (p.30).
  • In 1872 the leader of the rebellious Hui Muslims in Yunnan, surrounded in his capital Dali by imperial armies, swallowed an overdose of opium and had his corpse carried in a sedan chair to the imperial camp, where it was ceremonially decapitated. Then the imperial army launched a ferocious attack on Dali, an eye-witness claiming that not a single Muslim man, woman or child was left living, while the streets ran ankle deep in blood. The ears of the dead were cut off and more than 20,000 ears were sent in baskets to the court in Beijing. Any surviving women and children were sold as sex slaves (p.30)
  • Imperial general Zuo Zongtang besieged the leader of the anti-Qing rebellion in Gansu province, Ma Hualong, in his capital at Jinjipu. Having reduced the population to cannibalism, Zuo accepted the surrender of Ma before having him sliced alive, executing his son and officials, then massacring the town’s inhabitants, and burning it to the ground (p.31).

That’s just 13 pages out of 680. On and on it goes, the mind-boggling violence and cruelty – with murders, massacres, battles and pogroms, torture and beheadings, floods and famine on nearly every page.

The complete absence of democracy or debate

If the accumulated disasters ram home one bitter lesson, it is that Chinese politics and culture entirely lacked the ability to cope with dissenting voices and differing opinions. The Imperial system was based on total obedience. It was backed up by the phenomenally hierarchical philosophy of Confucius, in which everyone is subordinate to superiors and must obey (sons obey fathers, wives obey husbands etc).

From the court down, through the gentry class, the army, intellectuals and students – it was either Total Obedience or Total Rebellion, no middle way was possible because no middle way was conceivable. Mild dissent or liberal debate was – literally – incapable of being thought.

This top-down mindset was inherited by the Nationalist Party which imposed a sort of government over most of China between the wars – and then was repeated once again in the terrifying dictatorship of Mao Zedong from 1949 till his death in 1976.

The messy polyphony of Western democracies, with its satire, criticism, proliferating parties, all sorts of newspapers, magazines and outlets for opposition and dissent – with its free speech – was just one of the many things the Chinese despised about the West, and considered themselves loftily superior to.

Whether it was imperial China or Nationalist China or communist China: all Chinese disdained and mocked the uncultured buffoonery of western democracy.

And the result was war upon war upon war – your opponents weren’t guys you could just invite round for a beer and a chat about their demands and do deals with: they were ‘impious rebels’, ‘imperial running dogs’, ‘idolatrous demons’, ‘surrenderists’, ‘mountaintopists’ and so on.

On the evidence of this book China doesn’t appear to have much political theory. Instead it has a rich vocabulary of abuse based on one fundamental idea – he who is not with me is against me. Hence the litany of dehumanising insults used by all political players throughout this book which were designed to turn your opponents into non-human vermin who couldn’t be talked to, God no – who must simply be exterminated. And exterminated they were, on an industrial scale.

None of this changed when the empire fell in 1911: the Nationalists under Chiang Kai-shek carried on using the same language both about all their enemies (‘foreign devils’, ‘communist dogs’), while the communists went on, after 1949, to develop their own special language of abuse and dehumanisation.

As Fenby shows in excruciating detail, both Nationalists and communists not only massacred each other, but were riven by internal splits which led to pogroms and mass liquidations of their own sides. People couldn’t just agree to disagree (and what a beautiful achievement of English civilisation that phrase seems in this context): they felt compelled to exterminate the ‘capitalist roaders’ or ‘communist dogs’ on their own side.

For, as Fenby shows, from Tiananmen Square in 1989 to this day, the Chinese communist party leadership, despite having transformed their country into a peculiar type of state capitalism, is still incapable of managing dissenting voices and opinions. From mass movements like the Falun Gong, to the wishes of the Tibetan people kindly not to have their culture destroyed, to the Muslim separatists of Xinjiang, through to individual dissidents like the high-profile artist Ai Weiwei – there are no mechanisms for dialogue, there never have been: there is only the language of demonisation and total repression.

This utter inflexibility buried deep in the Chinese psyche, this inability of its leaders to tolerate any form of free speech, combined with an unbending sense of their own superiority and rectitude, is the enduring characteristic of Chinese leaders and one which has plunged their country again and again and again into bloodshed and terror on an unimaginable scale.

This book covers the 170 years from 1850 to the present. It feels like it skimps a bit on the earlier years – not telling me much more about the vast, calamitous Taiping Rebellion (1850-64) that I hadn’t learned from John Keay’s history of China – in fact it made me wonder whether there’s a good up-to-date history devoted to just the Taiping Rebellion, it’s such an extraordinary event.

So it’s only really in the 1870s and 80s that Fenby’s book hits its stride, the text becomes increasingly detailed, that you feel you are beginning to get to grips with the minutiae of the period, and to get a feel for the enormous cast of characters. In particular you get a good sense of how the later 19th century in China rotated around the figure of the cunning dowager empress Cixi and the constellation of young emperors and courtiers who circled round her.

As with Keay’s book, there is no point trying to summarise such a vast and complex history. Instead, I’ll give a basic timeline and then highlight a few of the thoughts and issues that arose.

China timeline

  • 1644 to 1912 Qing Dynasty Although the Qing rulers adapted quickly to traditional Chinese rule they were ethnically different from the majority of the native, Han Chinese, hailing from Manchuria in the north. This provided a pretext for all sorts of nationalist Han rebellions against Qing rule from the 1850s onwards. The later Qing emperors are:
    • Emperor Xianfeng (1850 – 1861)
    • Emperor Tongzhi (1861 – 1875)
    • Emperor Guangxu (1875 – 1908)
    • Emperor Xuantong (1908 – 1911)
  • 1850 to 1864 Taiping Rebellion – led by a religious zealot, Hong Xiuquan. Convinced he was Jesus’s younger brother, Hong whipped up his followers to expel all foreigners, which included not only westerners but the ‘alien’ Manchu dynasty. Wherever they triumphed, they massacred Manchus, and established a reign of terror based on countless public beheadings. The Taiping Rebellion was the bloodiest civil war and the largest conflict of the 19th century, and one of the bloodiest wars in all human history, with estimate of deaths ranging as high as 70 million, although more often set are a more reasonable 20 million. ‘Only’ 20 million.
  • 1894 to 1895 First Sino-Japanese War Fought over possession of Korea, until then a Chinese vassal state, to secure its coal and iron and agricultural products for Japan. The Japanese seized not only Korea but the Liaodong Peninsula and Port Arthur, within marching distance of Beijing, as well as the island of Taiwan.

Japanese soldiers beheading 38 Chinese POWs as a warning to others. Illustration by Utagawa Kokunimasa

  • 1898 The Guangxu Emperor’s Hundred Days’ Reform is stopped in its tracks and reversed by the Dowager Empress Cixi.
Empress Dowager Cixi, maybe the central figure of the last 50 years of the Chinese empire

Empress Cixi, the central figure of the last 40 years of the Chinese empire

  • 1899 to 1901 The Boxer Rebellion – Han Chinese rose up against foreigners, the highlight being the siege of the Western embassies in Beijing.
  • 1911 Anti-Qing rebellions break out accidentally and spread sporadically across China with no single unifying force, just a wave of local strongmen who reject Qing rule.
  • 1912 The last Qing emperor abdicates – Temporary presidency of republican hero Dr Sun Yat-sen.
  • 1912-1915 presidency of General Yuan Shikai, a military strongman who works through a network of allies and placemen around the provinces. Power goes to his head and he has himself declared emperor of a new dynasty, before dying of blood poisoning.
  • 1916-1928 The Warlord Era – China disintegrates into a patchwork of territories ruled by local warlords, creating a ‘meritocracy of violence’.
  • 1919 May 4th – Student protests against the humiliating terms of the Versailles peace Treaty (China, who sent over 100,000 coolies to help the Allies, was given nothing, while Japan, who did nothing, was given all the territory previously held by the defeated Germany, including territory in the province of Shandong, birthplace of Confucius, creating the so-called Shandong Problem).
  • 1919 October – foundation of the Kuomintang (KMT) or Nationalist Party of China, a right-wing reaction against the pro-democracy 4th of May movement, which emphasised traditional Chinese values and, led by Chiang Kai-Shek in the 1920s and 30s, went on to form the nearest thing to a government China had, until defeated by the communists in 1949.
  • 1921 Inspired by the Fourth of May protests against imperialism and national humiliation, the Communist Party of China is formed with help from Russian Bolsheviks.
  • 1937 to 1945 Second Sino-Japanese War (see the book about it by Rana Mitter).

Themes and thoughts

Mass killing

Wow, the sheer scale of the the numbers who were killed. In the hundred and ten years from the Taiping Rebellion to the Cultural Revolution, maybe 100 million Chinese died unnatural deaths, actively killed or dying from avoidable starvation or drowning. The Taiping Rebellion itself was responsible for maybe 20 million deaths. The war with Japan caused another 14 million or so. Mao’s famine and general mismanagement maybe 45 million. 45 million.

Even what sound like fairly minor revolts in cities and towns, rural disturbances, seem to result in thousands of deaths almost every year. Every dozen or so pages Fenby quotes another western journalist arriving at the scene of another massacre by the Taiping rebels or Boxer rebels or warlord rebels, by the imperial forces or Muslim rebels, by the Nian or the nationalists or the communists – and finding the city razed to the ground and the river choked with corpses.

  • In 1895 James Creelman of the New York World finds Port Arthur devastated and the unarmed civilians butchered in their houses, the streets lined with corpses and heads stuck on pikes by the rampaging Japanese army (p.51).
  • In 1900 Richard Steel witnessed the aftermath of Boxer rebels’ attempt to take the foreign section of Tianjin, where they were mown down by Japanese and Russian soldiers, leaving the city in ruins and the river choked with Chinese corpses (p.90).

Brutality

Being made to kneel and have your head sliced off with a scimitar was a standard punishment for all sorts of crimes. As the empire crumbled and was subject to countless rebellions small and large across its vast territory, their suppression and punishment required an astonishing number of Chinese to chop each others’ heads off.

The Mandarin in charge of suppressing the Taiping Revolt in Canton boasted of having beheaded 100,000 rebels (p.22). During the 1911 revolution the new governor of Sichuan had his predecessor decapitated and rode through the streets brandishing his head (p.121).

Arms tied behind their backs, forced to kneel in big public gatherings, then head sliced off with a ceremonial sword

Arms tied behind their backs, forced to kneel in big public gatherings, head sliced off with a ceremonial sword. The Chinese way.

Resistance to change

I was staggered by the absolute, dead-set determination from top to bottom of Chinese society to set its face against modernisation, industrialisation, liberalisation, democracy and all the other new-fangled ideas from the West, which it so despised. From 1850 to about 1980, all Chinese governments were determined to reject, deny, censor and prevent any incorporation of corrupt, decadent, capitalist Western ideas and techniques.

As John Keay remarked in his history, a central characteristic of the Chinese is an ingrained superiority complex – their leaders, from the emperor to Chaing Kai-shek to Mao, just know that China is the centre of the world and is superior to the whole of the rest of the world, all evidence to the contrary notwithstanding.

Fenby describes the late-imperial world as ‘a system which was not designed to accommodate, let alone encourage, change’ (p.38.) As the late 19th century reformer Li Hongzhang admitted in 1884:

‘Affairs in my country have been so confined by tradition that I could not accomplish what I desired.’ (p.41)

The first railway in China, built by the British in Shanghai, was bought by the local council who had the rails torn up and the station turned into a temple. Railways interfered with feng shui and local customs, they brought in foreign devils. Like every other western innovation – i.e. like every single aspect of the modern world – they were resisted hammer and tongs by Chinese at all levels. As an edict from the Guangxu Emperor’s Hundred Days’ Reform put it, China was afflicted by:

‘the bane of the deeply-rooted system of inertness and a clinging to obsolete customs.’ (p.67)

Reformers were always in a minority, within the court itself, let alone in a country overwhelmingly populated by illiterate peasants. Which explains why it took China about 100 years – from the 1880s when it began to grasp some of the implications of capitalism – until well into the 1980s, to even begin to implement the basics of economic and technological reform.

Fenby’s immensely detailed picture takes account of the endless war, violence and conflict China was caught up in. But what comes over most strongly is the way Chinese of all ranks and levels of education didn’t want it – western ‘democracy’, ‘free speech’, competition, egalitarianism, innovation, entrepreneurism, disruptive technologies.

没有! Méiyǒu! NO!

Foreign devils

Rana Mitter’s book about the China-Japanese war contains a surprising amount of anti-western and anti-British feeling and he frequently refers to the ‘unequal treaties’ of the nineteenth century between European powers and a weakened China, but since his book is about the war of the 1930s, he doesn’t give a lot of detail.

Fenby’s book by contrast covers exactly the period of ‘unequal treaties’ (where European countries took advantage of China’s weakness to get her to sign away rights to trade, to give foreigners legal immunity from any kind of wrongdoing, handed European countries entire treaty ports like Hong Kong and Macau) gives a lot more detail, and really drills home why the century from 1840 to 1940 was a period of sustained national humiliation for the Chinese – it is in fact known as ‘the century of humiliation’ or ‘the hundred years of national humiliation’.

Basically, Westerners imposed an unceasing stream of treaties designed, initially, to create special trading cantonments on the coast, but which one by one encroached further inland, ensured Westerners were exempt from Chinese law (in effect, free to do what they wanted) and could force trade with the Chinese on unfavourable and biased terms.

Moreover, there were so many foreign nations each scrambling to get a piece of the action in China – most obviously trading basic commodities but also competing for the broader opportunities which opened up later in the 19th century, for example, building railways or setting up banks.

I hadn’t realised how many western countries queued up to get their slice of the action. I knew about the usual suspects – Britain with its powerful navy, and France encroaching up from its colony down in Indo-China i.e. Vietnam-Laos. But Bismarck’s unification of Germany in the 1870s announced the arrival of a new, more brutal competitor who was determined not to miss out in either Africa or China.

And Fenby makes clear that, more than all the others, the Chinese feared neighbouring Russia because of its steady expansion into Manchuria and the North of China:

The British, French and Germans were a constant irritant, but the Tsarist empire and its communist successor represented a much greater territorial threat to China. p.31

And above all, the Chinese should, of course, really have been most scared of Japan, another ‘divine empire’, which turned out to be by far its worst destroyer.

I was startled when Fenby gives the process the overall title ‘the Scramble for China’, since this is a term usually reserved for the European ‘Scramble for Africa’ – but as he piled example on example of the countless unequal trading deals, the intimidation of Chinese authorities with gunships and punitive armed raids by European armies, I came to realise how true it was, how carved up, humiliated and exploited China became – and so why getting rid of foreigners and foreign influence came to be such a dominating strand in the mindset of early 20th-century Chinese intellectuals and revolutionaries.

'China - the cake of kings and emperors' French political cartoon by Henri Meyer (1898)

‘China – the cake of kings and emperors’ French political cartoon by Henri Meyer (1898)

The ratcheting effect

A key element of the unequal treaties was the way each of the European nations was able to out-trump the others… and then all the others demanded parity. Some German missionaries were harmed in a remote province? Germany demanded reparations and increased trading rights. At which the British, French, Russians and Americans all demanded a similar ratcheting up of their rights and accessibility. Some British merchants were attacked in Canton? The British sent in gunboats, demanded reparations and the rights to entire industries – and all the other European nations then demanded parity or they’d send in their gunboats.

So it went on with an apparently endless ratcheting up of the legal and commercial privileges and the sums of cash demanded by the rapacious Europeans.

Unequal treaties

  • 1839 to 1842 The First Opium War leading to the 1842 Treaty of Nanjing – granted an indemnity and extraterritoriality to Britain, the opening of five treaty ports, and the cession of Hong Kong Island
  • 1844 The Treaty of Whampoa between France and China, which was signed by Théodore de Lagrené and Qiying on October 24, 1844, extended the same privileged trading terms to France as already exacted by Britain
  • 1845 The Treaty of Wanghia between China and the United States, signed on July 3, 1844 in the Kun Iam Temple.
  • 1856 to 1860 The Second Opium War pitting the British Empire and the French Empire against the Qing dynasty of China.
  • 1858 – British attack on Canton after Chinese sailors were arrested aboard a ship carrying the British flag. British houses were burned and a price put on the heads of foreigners. British forces secured Canton. British and French forces attacked Tienjin, the coastal area east of Beijing. The westerners marched on Beijing and burned down the emperor’s Summer Palace (1860), among the looters being Charles Gordon, later to make his name at Khartoum. In the final peace treaty the allies were paid a large indemnity, trading concessions and Russia was given 300,000 square miles of territory in the far north!
  • 1884 to 1885 The Sino-French War, also known as the Tonkin War, in which the French seized control of Tonkin (northern Vietnam).
  • 1895 Treaty of Shimonoseki ending the first Sino-Japanese war cedes to Japan Taiwan, the Pescadores islands and the Liaodong Peninsula, along with an indemnity of 16.5 million pounds of silver as well as opening five coastal ports to Japanese trade.

Fenby’s account makes vividly and appallingly clear the treadmill of endless humiliation and dismemberment which educated Chinese felt their country was being remorselessly subject to. And the hypocrisy of the Western nations who went on about ‘democracy’ and ‘human rights’, while all the time lining their pockets and showing no morality whatsoever.

Western advantages

All that said, the Chinese needed the West and Fenby (thankfully) paints a nuanced and complex picture. Just as not all Chinese were pigtailed ignoramuses, so not all Westerners were hypocritical exploiters. A shining example is Robert Hart, an Ulsterman from a poor family, who rose to become the head of the China’s Customs Service, just one of many Westerners employed by the imperial court for their (Western) knowledge and expertise. Hart ran the service from 1863 to 1911 and transformed it from a corrupt, antiquated and inefficient sinecure into a well-run organisation which ended up being one of the main contributors to imperial finances. He became a byword for honesty and dependability, and was awarded a number of China’s highest honours.

Hart’s story reminds us that it is a complicated world, then as now, and that many Westerners made significant contributions to China, establishing a range of businesses, banks, building railways, developing areas of the economy. If there was a lot of shameful gunboat diplomacy, there was also a lot of genuine collaboration and contribution.

Fleeing to the West

It is also notable the number of times that native Chinese reformers, dissidents, disgraced court officials and so on fled to the European ports to find sanctuary. Here they found law and order, cleanliness and hygiene which, if not perfect, were vastly superior to the dirt, zero plumbing and violence of their native China.

In 1912, as revolutionary violence swept China, many members of the Imperial court took refuge in the foreign compounds. After the Tiananmen Square ‘Massacre’ of June 1989, as many of the student leaders as could manage it fled abroad, most ending up in America, for example prominent student leader Chai Ling who went on to head up a successful internet company. Plus ca change…

The Japanese

‘As we entered the town of Port Arthur, we saw the head of a Japanese soldier displayed on a wooden stake. This filled us with rage and a desire to crush any Chinese soldier. Anyone we saw in the town, we killed. The streets were filled with corpses, so many they blocked our way. We killed people in their homes; by and large, there wasn’t a single house without from three to six dead. Blood was flowing and the smell was awful. We sent out search parties. We shot some, hacked at others. The Chinese troops just dropped their arms and fled. Firing and slashing, it was unbounded joy. At this time, our artillery troops were at the rear, giving three cheers [banzai] for the emperor.’
– Diary of Japanese soldier, Makio Okabe, describing the capture of Port Arthur, November 1894

Multiply this several million times to get the full impact of what it meant to be a neighbour of Imperial Japan in the first half of the twentieth century: Korea, Manchuria, mainland China all benefited from Japan’s goal of building a glorious Asian empire. This is described at great length in Rana Mitter’s history of the China-Japanese war and there are regular scenes of such stomach-churning violence as to make you want to throw up your last meal.

Maoist madness

The madness of the Mao Zedong era is described in my reviews of Frank Dikotter’s book:

But Fenby dwells at length on the paranoia and crazed whims of the Great Helmsman, with results that eclipse the horrors of the late Qing Empire. The famine which resulted from his Great Leap Forward policy (1958 to 1962) resulted in anything from 30 to 55 million deaths. And that’s before the separate category of deaths actively caused by the security forces implementing their brutal policy of forced collectivisation. Madness on an epic scale.

Plus ça change…

Countries are like people, they rarely change. The modern history of Chinese history is a fascinating case study. Again and again Fenby points out that certain patterns of behaviour recur and recur, the most notorious being the attempt to impose reform of Chinese society from the top, reform which threatens to get out of hand, and then is harshly repressed, followed by a period of harsh control. As predictable as a, b, c.

Thus his description of a) the attempted reforms of the Guangxu Emperor in 1898, which b) began to get out of hand c) were brought to an abrupt halt by the power behind the throne, the Dowager empress Cixi, eerily pre-echo a) Mao’s unleashing of revolutionary change from above in the Cultural Revolution b) which by the 1970s even the Mad Helmsman realised was getting out of hand and c) so he repressed.

Or the way the a) very mild liberal reforms begun by Deng Xiaoping in the 1980s led to b) the unpredictable outburst of student protests in Tiananmen Square which the party hierarchy tolerated for a few weeks before c) brutally suppressing it. a, b, c.

To this day the rulers of China daren’t institute anything like real democracy because they know the chaos they would unleash, they remember the history of the Warlord Era, indeed the terrifyingly violent 20th century history history this book describes. Maybe such a vast and varied terrain, containing so many ethnicities and levels of economic development, can still only be managed by a really strong central authority?

And the more you read and learn about the Chinese history of the past century – the more you sympathise with them. Fenby’s long and gruelling narrative ends with the repeated conclusion that China’s rulers are as repressive as ever – indeed, given the arrival of the internet, they are able to practice surveillance and social control of their populations which previous dictators could only have dreamed of.

And yet they are all too aware that they are sitting astride a bubbling cauldron of vast social inequality, political corruption, popular resentment, ethnic division (most obvious in Tibet and Xinjiang but present among a hundred other ethnic minorities), and the pressures and strains caused by creating a dynamic go-head 21st century economy controlled by a fossilised, top-down, 20th century Leninist political structure.

This is an extraordinarily insightful and horrifying book. Anybody who reads it will have their knowledge of China hugely increased and their opinion of China and the Chinese irreparably damaged.


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